goodhart-gap-benchmark / evaluate.py
Adam1010's picture
v1.1: Financial domain audit - confirms Goodhart Gap hypothesis
b684ab3 verified
#!/usr/bin/env python3
"""
Goodhart Gap Benchmark Evaluation Script
Evaluate any model on the Goodhart Gap benchmark to detect the gap
between understanding and execution in multi-step reasoning.
Usage:
# Using OpenAI API
python evaluate.py --provider openai --model gpt-4o
# Using Anthropic API
python evaluate.py --provider anthropic --model claude-3-5-haiku-latest
# Using local Ollama
python evaluate.py --provider ollama --model llama3.1:8b
# Using HuggingFace transformers
python evaluate.py --provider huggingface --model meta-llama/Llama-3.1-8B-Instruct
# Custom API endpoint
python evaluate.py --provider custom --model mymodel --api-url http://localhost:8000/v1
Environment Variables:
OPENAI_API_KEY - Required for OpenAI provider
ANTHROPIC_API_KEY - Required for Anthropic provider
HF_TOKEN - Optional for gated HuggingFace models
"""
import argparse
import json
import os
import re
import sys
from dataclasses import dataclass
from datetime import datetime
from pathlib import Path
from typing import Optional, Callable
import time
# Optional imports
try:
import requests
HAS_REQUESTS = True
except ImportError:
HAS_REQUESTS = False
@dataclass
class TestResult:
id: str
domain: str
problem: str
expected: str
response: str
extracted_answer: str
passed: bool
latency_ms: float
def extract_answer(response: str, expected: str) -> str:
"""Extract the answer from model response."""
response = response.strip()
# Try to find numbers in the response
numbers = re.findall(r'-?[\d,]+\.?\d*', response)
# For yes/no questions
if expected.lower() in ['yes', 'no']:
resp_lower = response.lower()
if 'yes' in resp_lower and 'no' not in resp_lower.split()[:3]:
return 'yes'
if 'no' in resp_lower and 'yes' not in resp_lower.split()[:3]:
return 'no'
if 'cannot determine' in resp_lower or 'cannot be determined' in resp_lower:
return 'cannot determine'
# For time answers
time_match = re.search(r'(\d{1,2}:\d{2})\s*(AM|PM|am|pm)?', response)
if time_match:
time_str = time_match.group(1)
period = time_match.group(2) or ''
return f"{time_str} {period}".strip()
# For ordering questions (comma-separated names)
if ',' in expected and any(c.isalpha() for c in expected):
# Try to extract comma-separated list
parts = [p.strip() for p in response.split(',') if p.strip()]
if len(parts) >= 3:
return ', '.join(parts[:5])
# Return first number found
if numbers:
return numbers[0].replace(',', '')
# Return first line or truncated response
first_line = response.split('\n')[0]
return first_line[:50] if len(first_line) > 50 else first_line
def validate_answer(response: str, expected: str, domain: str) -> bool:
"""Validate if the response matches the expected answer."""
response = response.lower().strip()
expected = expected.lower().strip()
# Direct match
if expected in response:
return True
# Numeric comparison
expected_nums = re.findall(r'-?[\d,]+\.?\d*', expected)
response_nums = re.findall(r'-?[\d,]+\.?\d*', response)
if expected_nums and response_nums:
try:
exp_val = float(expected_nums[0].replace(',', ''))
for resp_num in response_nums:
resp_val = float(resp_num.replace(',', ''))
# Allow small floating point tolerance
if abs(exp_val - resp_val) < 0.01:
return True
# Check if it's within 0.5% (for rounding)
if exp_val != 0 and abs(exp_val - resp_val) / abs(exp_val) < 0.005:
return True
except ValueError:
pass
# Time validation
if domain == 'time':
# Normalize time formats
def normalize_time(t):
t = t.lower().replace(' ', '')
t = re.sub(r'(\d{1,2}):(\d{2})(am|pm)?', r'\1:\2\3', t)
return t
if normalize_time(expected) in normalize_time(response):
return True
# Yes/no validation
if expected in ['yes', 'no', 'cannot determine']:
if expected == 'yes' and 'yes' in response and 'no' not in response.split()[:5]:
return True
if expected == 'no' and 'no' in response and 'yes' not in response.split()[:5]:
return True
if expected == 'cannot determine' and ('cannot' in response or 'unable' in response):
return True
# Ordering validation (check sequence)
if ',' in expected and domain == 'logic':
expected_items = [x.strip().lower() for x in expected.split(',')]
response_lower = response.lower()
# Check if items appear in correct order
positions = []
for item in expected_items:
pos = response_lower.find(item)
if pos == -1:
return False
positions.append(pos)
return positions == sorted(positions)
return False
class ModelProvider:
"""Base class for model providers."""
def generate(self, prompt: str) -> tuple[str, float]:
"""Generate response. Returns (response, latency_ms)."""
raise NotImplementedError
class OpenAIProvider(ModelProvider):
def __init__(self, model: str, api_key: Optional[str] = None):
self.model = model
self.api_key = api_key or os.environ.get('OPENAI_API_KEY')
if not self.api_key:
raise ValueError("OPENAI_API_KEY not set")
def generate(self, prompt: str) -> tuple[str, float]:
start = time.time()
headers = {
"Authorization": f"Bearer {self.api_key}",
"Content-Type": "application/json"
}
payload = {
"model": self.model,
"messages": [{"role": "user", "content": prompt}],
"temperature": 0.1,
"max_tokens": 200
}
response = requests.post(
"https://api.openai.com/v1/chat/completions",
headers=headers, json=payload, timeout=60
)
latency = (time.time() - start) * 1000
if response.status_code == 200:
return response.json()["choices"][0]["message"]["content"].strip(), latency
else:
return f"ERROR: {response.status_code}", latency
class AnthropicProvider(ModelProvider):
def __init__(self, model: str, api_key: Optional[str] = None):
self.model = model
self.api_key = api_key or os.environ.get('ANTHROPIC_API_KEY')
if not self.api_key:
raise ValueError("ANTHROPIC_API_KEY not set")
def generate(self, prompt: str) -> tuple[str, float]:
start = time.time()
headers = {
"x-api-key": self.api_key,
"anthropic-version": "2023-06-01",
"Content-Type": "application/json"
}
payload = {
"model": self.model,
"max_tokens": 200,
"messages": [{"role": "user", "content": prompt}]
}
response = requests.post(
"https://api.anthropic.com/v1/messages",
headers=headers, json=payload, timeout=60
)
latency = (time.time() - start) * 1000
if response.status_code == 200:
return response.json()["content"][0]["text"].strip(), latency
else:
return f"ERROR: {response.status_code}", latency
class OllamaProvider(ModelProvider):
def __init__(self, model: str, host: str = "http://localhost:11434"):
self.model = model
self.host = host
def generate(self, prompt: str) -> tuple[str, float]:
start = time.time()
payload = {
"model": self.model,
"prompt": prompt,
"stream": False,
"options": {"temperature": 0.1}
}
response = requests.post(
f"{self.host}/api/generate",
json=payload, timeout=120
)
latency = (time.time() - start) * 1000
if response.status_code == 200:
return response.json().get("response", "").strip(), latency
else:
return f"ERROR: {response.status_code}", latency
class CustomProvider(ModelProvider):
def __init__(self, model: str, api_url: str):
self.model = model
self.api_url = api_url
def generate(self, prompt: str) -> tuple[str, float]:
start = time.time()
# Assume OpenAI-compatible API
payload = {
"model": self.model,
"messages": [{"role": "user", "content": prompt}],
"temperature": 0.1,
"max_tokens": 200
}
response = requests.post(
f"{self.api_url}/chat/completions",
json=payload, timeout=120
)
latency = (time.time() - start) * 1000
if response.status_code == 200:
return response.json()["choices"][0]["message"]["content"].strip(), latency
else:
return f"ERROR: {response.status_code}", latency
def load_dataset(path: str = "data/test.jsonl") -> list[dict]:
"""Load the benchmark dataset."""
problems = []
with open(path) as f:
for line in f:
problems.append(json.loads(line))
return problems
def evaluate_model(
provider: ModelProvider,
problems: list[dict],
verbose: bool = False
) -> tuple[list[TestResult], dict]:
"""Evaluate a model on the benchmark."""
results = []
domain_stats = {}
for i, problem in enumerate(problems):
if verbose:
print(f"[{i+1}/{len(problems)}] {problem['id']}...", end=" ", flush=True)
response, latency = provider.generate(problem['problem'])
extracted = extract_answer(response, problem['correct_answer'])
passed = validate_answer(response, problem['correct_answer'], problem['domain'])
result = TestResult(
id=problem['id'],
domain=problem['domain'],
problem=problem['problem'],
expected=problem['correct_answer'],
response=response[:200],
extracted_answer=extracted,
passed=passed,
latency_ms=latency
)
results.append(result)
# Track domain stats
domain = problem['domain']
if domain not in domain_stats:
domain_stats[domain] = {'pass': 0, 'fail': 0}
domain_stats[domain]['pass' if passed else 'fail'] += 1
if verbose:
status = "PASS" if passed else "FAIL"
print(f"{status} (got: {extracted[:20]})")
# Calculate summary
total_pass = sum(r.passed for r in results)
total = len(results)
summary = {
'total': total,
'passed': total_pass,
'failed': total - total_pass,
'pass_rate': total_pass / total if total > 0 else 0,
'by_domain': {
d: {
'passed': s['pass'],
'total': s['pass'] + s['fail'],
'pass_rate': s['pass'] / (s['pass'] + s['fail'])
}
for d, s in domain_stats.items()
},
'avg_latency_ms': sum(r.latency_ms for r in results) / len(results) if results else 0
}
return results, summary
def save_results(
results: list[TestResult],
summary: dict,
model_name: str,
output_dir: str = "results"
):
"""Save evaluation results."""
os.makedirs(output_dir, exist_ok=True)
timestamp = datetime.now().strftime("%Y%m%d_%H%M%S")
safe_model = re.sub(r'[^\w\-]', '_', model_name)
# Save detailed results
results_file = f"{output_dir}/{safe_model}_{timestamp}_results.jsonl"
with open(results_file, 'w') as f:
for r in results:
f.write(json.dumps({
'id': r.id,
'domain': r.domain,
'expected': r.expected,
'response': r.response,
'extracted': r.extracted_answer,
'passed': r.passed,
'latency_ms': r.latency_ms
}) + '\n')
# Save summary
summary_file = f"{output_dir}/{safe_model}_{timestamp}_summary.json"
summary['model'] = model_name
summary['timestamp'] = timestamp
with open(summary_file, 'w') as f:
json.dump(summary, f, indent=2)
return results_file, summary_file
def print_summary(summary: dict, model_name: str):
"""Print evaluation summary."""
print("\n" + "=" * 60)
print(f"GOODHART GAP BENCHMARK RESULTS")
print(f"Model: {model_name}")
print("=" * 60)
print(f"\nOverall: {summary['passed']}/{summary['total']} ({summary['pass_rate']*100:.1f}%)")
print(f"Average latency: {summary['avg_latency_ms']:.0f}ms")
print("\nBy Domain:")
print("-" * 40)
for domain, stats in sorted(summary['by_domain'].items()):
bar = "█" * int(stats['pass_rate'] * 10) + "░" * (10 - int(stats['pass_rate'] * 10))
print(f" {domain:<15} {stats['passed']:>2}/{stats['total']:<2} {bar} {stats['pass_rate']*100:>5.1f}%")
print("\n" + "=" * 60)
# Interpret results
pass_rate = summary['pass_rate']
if pass_rate >= 0.9:
print("Assessment: LOW GOODHART GAP - Model executes well")
elif pass_rate >= 0.7:
print("Assessment: MODERATE GOODHART GAP - Some execution issues")
elif pass_rate >= 0.5:
print("Assessment: SIGNIFICANT GOODHART GAP - Frequent execution failures")
else:
print("Assessment: SEVERE GOODHART GAP - Major execution problems")
def main():
parser = argparse.ArgumentParser(
description="Evaluate a model on the Goodhart Gap Benchmark",
formatter_class=argparse.RawDescriptionHelpFormatter,
epilog=__doc__
)
parser.add_argument('--provider', required=True,
choices=['openai', 'anthropic', 'ollama', 'custom'],
help='Model provider')
parser.add_argument('--model', required=True,
help='Model name/identifier')
parser.add_argument('--api-url', default=None,
help='API URL for custom provider')
parser.add_argument('--data', default='data/test.jsonl',
help='Path to test data')
parser.add_argument('--output', default='results',
help='Output directory')
parser.add_argument('--verbose', '-v', action='store_true',
help='Show progress')
parser.add_argument('--limit', type=int, default=None,
help='Limit number of problems (for testing)')
args = parser.parse_args()
if not HAS_REQUESTS:
print("ERROR: requests library required. Install with: pip install requests")
sys.exit(1)
# Create provider
if args.provider == 'openai':
provider = OpenAIProvider(args.model)
elif args.provider == 'anthropic':
provider = AnthropicProvider(args.model)
elif args.provider == 'ollama':
provider = OllamaProvider(args.model)
elif args.provider == 'custom':
if not args.api_url:
print("ERROR: --api-url required for custom provider")
sys.exit(1)
provider = CustomProvider(args.model, args.api_url)
# Load dataset
print(f"Loading dataset from {args.data}...")
problems = load_dataset(args.data)
if args.limit:
problems = problems[:args.limit]
print(f"Loaded {len(problems)} problems")
# Evaluate
print(f"\nEvaluating {args.model}...")
results, summary = evaluate_model(provider, problems, verbose=args.verbose)
# Save and print results
results_file, summary_file = save_results(results, summary, args.model, args.output)
print_summary(summary, args.model)
print(f"\nResults saved to:")
print(f" {results_file}")
print(f" {summary_file}")
if __name__ == "__main__":
main()