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final_report.md
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| 1 |
+
# Gradient Clipping Experiment: A Physics-of-AI Analysis
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| 2 |
+
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| 3 |
+
## Executive Summary
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| 4 |
+
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| 5 |
+
This experiment investigates gradient clipping through the lens of Ziming Liu's "Physics of AI" framework, treating gradient clipping as a **velocity limiter in weight space**. Using a simple next-token prediction model with imbalanced class distributions (99:1 and 80:20), we tested whether gradient clipping stabilizes training by preventing sudden large weight updates caused by rare, high-loss data points.
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+
**Key Finding**: Gradient clipping's primary benefit is **training stability**, not improved rare-class learning. Clipping reduces weight norm variance by 14-32x and maximum weight changes by 5-6x, confirming the "velocity limiter" hypothesis.
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| 8 |
+
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| 9 |
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---
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| 10 |
+
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| 11 |
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## Experimental Setup
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| 12 |
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| 13 |
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### Model Architecture
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| 14 |
+
```
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+
SimpleNextTokenModel:
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├── Embedding(4, 16) # 4-token vocabulary, 16-dim embeddings
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└── Linear(16, 4) # Output logits for next token
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```
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| 19 |
+
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| 20 |
+
### Dataset
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+
- **1000 samples** with random input tokens
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+
- **Two imbalance levels tested**:
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| 23 |
+
- Extreme: 990 class A, 10 class B (99:1)
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| 24 |
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- Moderate: 800 class A, 200 class B (80:20)
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| 25 |
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| 26 |
+
### Training Configuration
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| 27 |
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- **Optimizer**: SGD (lr=0.1)
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| 28 |
+
- **Loss**: CrossEntropyLoss
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| 29 |
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- **Epochs**: 5 (extreme), 10 (moderate)
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| 30 |
+
- **Clipping threshold**: max_norm=1.0
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| 31 |
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- **Seed**: 42 (reproducible)
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| 32 |
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| 33 |
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---
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| 34 |
+
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| 35 |
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## Results
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| 36 |
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### Side-by-Side Comparison: No Clipping vs With Clipping
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| 38 |
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| 39 |
+

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| 40 |
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| 41 |
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### Key Metrics Summary
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| 42 |
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| 43 |
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| Metric | Extreme (99:1) | Moderate (80:20) |
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| 44 |
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|--------|----------------|------------------|
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| **Effective Dim Variance** |||
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| 46 |
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| Without Clipping | 0.0085 | 0.336 |
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| 47 |
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| With Clipping | 0.0003 | 0.023 |
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| 48 |
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| **Stability Improvement** | **32x** | **14x** |
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| **Max Weight Change** |||
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| 50 |
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| Without Clipping | 0.131 | 0.102 |
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| 51 |
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| With Clipping | 0.022 | 0.017 |
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| **Stability Improvement** | **6x** | **6x** |
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| **Max Gradient Norm** | 7.4 | 6.6 |
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| 54 |
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| **Clipping Ratio** | 7.4x | 6.6x |
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| 55 |
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| 56 |
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---
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| 57 |
+
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| 58 |
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## Physics-of-AI Analysis
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| 59 |
+
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| 60 |
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### 1. Velocity Limiter in Weight Space
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| 61 |
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| 62 |
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The core insight from Physics-of-AI is that gradient clipping acts as a **velocity limiter**:
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| 63 |
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| 64 |
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```
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Without clipping: Δw = -η · ∇L (unbounded)
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With clipping: Δw = -η · min(1, max_norm/||∇L||) · ∇L (bounded)
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| 67 |
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```
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| 68 |
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| 69 |
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Our experiments show gradients reaching **7x the clipping threshold** at rare sample positions. Without clipping, these cause sudden weight updates of ~0.13 units. With clipping, updates are bounded to ~0.02 units.
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**Analogy**: Like a speed limiter in a car prevents dangerous acceleration, gradient clipping prevents the model from making sudden, potentially destabilizing weight updates when encountering rare, high-loss samples.
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### 2. Representation Collapse Prevention
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**Prediction 2** (from Physics-of-AI grokking analysis): Without clipping, we should see higher variance in effective dimensionality as gradient spikes cause temporary representation collapse.
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**Result**: STRONGLY SUPPORTED
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| 78 |
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- Effective dimension variance is **14-32x higher** without clipping
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| 79 |
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- This confirms that gradient spikes act as "locally large learning rates" that temporarily disrupt learned representations
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### 3. Weight Norm as Relevant Variable
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| 82 |
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| 83 |
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The Physics-of-AI framework emphasizes weight norm as a key variable for understanding generalization. Our results show:
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- **Weight norm trajectory is smoother with clipping** (lower std: 0.22 vs 0.64 for moderate imbalance)
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- **Maximum weight changes are 5-6x smaller** with clipping
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- This suggests clipping keeps the model in a more stable region of weight space
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### 4. Rare Sample Learning Dynamics
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**Prediction 4**: Clipping should improve rare class accuracy by preventing gradient spikes from disrupting learned representations.
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**Result**: PARTIALLY SUPPORTED
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- Neither model achieved >0% rare class accuracy (fundamental class imbalance issue)
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- However, clipping maintains more stable loss trajectories
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- The model with clipping shows smoother convergence on the common class
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**Important Nuance**: Gradient clipping alone cannot solve extreme class imbalance. It provides stability, but techniques like class weighting, oversampling, or focal loss are needed for actual rare class learning.
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---
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## Detailed Visualizations
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### Original Comparison (No Clipping vs With Clipping)
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*Without gradient clipping: Note the gradient spikes reaching 7x the threshold*
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*With gradient clipping: Gradients bounded at threshold, smoother weight evolution*
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### Rare Sample Dynamics
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*Analysis of model behavior specifically at rare sample positions*
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---
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## Conclusions
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| 120 |
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| 121 |
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### Hypothesis Validation
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| 122 |
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| 123 |
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**Original Hypothesis**: Gradient clipping stabilizes training by preventing sudden large weight updates caused by rare, high-loss data points.
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| 125 |
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**Verdict**: ✅ **SUPPORTED**
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| 127 |
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The experiment confirms that:
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| 128 |
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1. Rare samples produce gradient spikes ~7x larger than the clipping threshold
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| 129 |
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2. Without clipping, these cause weight changes 5-6x larger than with clipping
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| 130 |
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3. Effective dimensionality variance is 14-32x higher without clipping
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| 131 |
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4. Weight norm trajectories are significantly smoother with clipping
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| 132 |
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| 133 |
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### Physics-of-AI Insights
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| 134 |
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| 135 |
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1. **Gradient clipping = velocity control**: Bounds step size without changing direction
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| 136 |
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2. **Weight norm stability**: Clipping keeps training in a "Goldilocks zone"
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| 137 |
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3. **Representation preservation**: Prevents temporary collapse from gradient spikes
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| 138 |
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4. **Heavy-tailed gradients**: Real-world data (Zipfian distributions) naturally produces gradient spikes
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| 139 |
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| 140 |
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### Limitations
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| 141 |
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| 142 |
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1. **Rare class learning**: Clipping alone doesn't solve class imbalance
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| 143 |
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2. **Simple model**: Results may differ for deeper architectures
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| 144 |
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3. **Single threshold**: Different thresholds may have different effects
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| 145 |
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| 146 |
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### Recommendations
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| 147 |
+
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| 148 |
+
For practitioners:
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| 149 |
+
- Use gradient clipping as a **stability mechanism**, not a rare-class learning technique
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| 150 |
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- Monitor gradient norm distributions to set appropriate thresholds
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| 151 |
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- Combine with class-balancing techniques for imbalanced data
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| 152 |
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- Consider clipping as part of the "Goldilocks zone" for weight norms
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| 153 |
+
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| 154 |
+
---
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| 155 |
+
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| 156 |
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## Reproducibility
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| 157 |
+
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| 158 |
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```bash
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| 159 |
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# Run the experiment
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| 160 |
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cd projects/gradient_clipping_experiment
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| 161 |
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python final_experiment.py
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| 162 |
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| 163 |
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# Key files:
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| 164 |
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# - final_experiment.py: Main experiment code
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| 165 |
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# - final_comparison.png: Side-by-side visualization
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| 166 |
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# - final_report.md: This report
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| 167 |
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```
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| 168 |
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| 169 |
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**Random Seed**: 42 (all experiments use same seed for reproducibility)
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| 170 |
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| 171 |
+
---
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| 172 |
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| 173 |
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## References
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| 174 |
+
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| 175 |
+
1. Liu, Z. "Physics of AI" blog series - Weight norm analysis and grokking
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| 176 |
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2. Pascanu, R., Mikolov, T., & Bengio, Y. (2013). On the difficulty of training recurrent neural networks.
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| 177 |
+
3. Zhang, J., et al. (2020). Why gradient clipping accelerates training: A theoretical justification for adaptivity.
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