"""Head-RL PPO — train PolicyHeadV2 with DAUS-reward PPO on tick-level rollouts. Episode = one video clip (group of ticks sharing the same video_id). Step = one tick within the clip. State = (BELIEF features, danger features, prev_action_embed) for that tick. Action ∈ {SILENT=0, OBSERVE=1, ALERT=2} Reward = DAUS-B' contribution per-clip, distributed equally across ticks. PPO loss: L_clip = E[min(r_t · A_t, clip(r_t, 1-ε, 1+ε) · A_t)] where r_t = π_θ(a|s) / π_θ_old(a|s), A_t = reward − value(s) + value-loss + entropy bonus + KL penalty to ref policy Since our cache is tick-level (not per-clip-trajectory), we approximate the episode by grouping ticks by video_id. For simplicity (and because the user's 9k legacy is mostly 1 tick per video), we treat each tick as a 1-step episode with reward defined by the DAUS-style preference (analogous to bandit RL). Reward shaping (per tick, based on pair_type for this tick if available): - tta < 0.5s & action=ALERT → +1.0 (correct ALERT) - tta < 0.5s & action=OBSERVE → +0.3 - tta ∈ [4, 6]s & action=OBSERVE→ +0.8 (correct borderline OBSERVE) - tta ∈ [4, 6]s & action=SILENT → -0.3 (missed borderline) - tta ∈ [1.5, 2]s & action=OBSERVE→ +0.5 (correct de-escalation) - tta ∈ [1.5, 2]s & action=ALERT→ -0.2 (over-confident) - tta > 8s & action=SILENT → +0.5 (correct safe) - any false ALERT on safe → -0.5 + KL penalty: -β·KL(π_θ || π_ref) Usage: python -m training.Policy.train_head_ppo \ --train_cache data/belief_cache_v3/sft_x_v3__train_9k.pt \ --policy_warm checkpoints/policy_v3_strong/best.pt \ --out_dir checkpoints/policy_v3_head_ppo """ from __future__ import annotations import argparse import json import logging import sys from pathlib import Path import torch import torch.nn.functional as F from torch.utils.data import DataLoader, Dataset from tqdm import tqdm ROOT = Path(__file__).resolve().parents[2] sys.path.insert(0, str(ROOT)) from lkalert.models.danger_head import DangerHead from lkalert.models.policy_head_v2 import PolicyHeadV2 from training.Policy._balance_eval import evaluate_policy_on_val, format_gate_row logging.basicConfig(level=logging.INFO, format="%(asctime)s %(levelname)s %(message)s") logger = logging.getLogger("head_ppo") def reward_fn(tick_action: int, action: int, tta_raw: float) -> float: """Bandit reward for a (tick, action) pair given the ground-truth context. Returns a scalar reward in [-1, +1]. """ is_alert_gt = (tick_action == 2) is_obs_gt = (tick_action == 1) is_sil_gt = (tick_action == 0) # Hard-coded reward shaping per pair-type criteria if tta_raw is None or tta_raw < 0: # safe_neg (no event) if action == 0: return +0.5 if action == 1: return -0.2 # false OBSERVE on truly safe if action == 2: return -0.5 # false ALERT return 0.0 if tta_raw <= 0.5: # imminent collision if action == 2: return +1.0 if action == 1: return +0.3 return -0.8 # missed imminent ALERT if tta_raw < 2.0: # near event if action == 2: return +0.7 if action == 1: return +0.5 return -0.5 if tta_raw < 4.0: # OBSERVE window if action == 1: return +0.8 if action == 2: return +0.0 return -0.3 if tta_raw < 6.0: # borderline OBSERVE/SILENT if action == 1: return +0.5 if action == 0: return -0.1 return -0.4 # premature ALERT if tta_raw >= 8.0: # clearly far if action == 0: return +0.5 if action == 1: return -0.2 return -0.5 return 0.0 class CacheDataset(Dataset): """Iterate all cache ticks (skip ones with no GT tta).""" def __init__(self, cache_path: Path, observe_oversample: int = 4): self.cache = torch.load(cache_path, weights_only=False, map_location="cpu") # Build index list with optional OBSERVE oversample ta = self.cache["tick_action"] idxs = [] for i in range(len(ta)): idxs.append(i) if ta[i] == 1: idxs.extend([i] * (observe_oversample - 1)) self.indices = idxs logger.info(f" cache N={len(ta)} oversampled OBSERVE × {observe_oversample} → total {len(idxs)}") def __len__(self): return len(self.indices) def __getitem__(self, idx): ci = self.indices[idx] return { "belief": self.cache["belief_content"][ci], "policy": self.cache["policy_position"][ci], "valid": self.cache["valid_frames"][ci], "tick_action": int(self.cache["tick_action"][ci]), "tta_raw": float(self.cache.get("tick_tta_raw", torch.full((len(self.cache["tick_action"]),), -1.0))[ci]), } def collate(batch): return { "belief": torch.stack([b["belief"] for b in batch]), "policy": torch.stack([b["policy"] for b in batch]), "valid": torch.stack([b["valid"] for b in batch]), "tick_action": torch.tensor([b["tick_action"] for b in batch], dtype=torch.long), "tta_raw": torch.tensor([b["tta_raw"] for b in batch], dtype=torch.float32), } def ppo_step(policy, ref_policy, batch, opt, dh, device, clip_ratio=0.2, entropy_coef=0.01, kl_coef=0.05, rl_weight=0.7, alert_anchor_weight=1.0, reward_bonus_alert=0.0): bc = batch["belief"].to(device, dtype=torch.float32, non_blocking=True) pp = batch["policy"].to(device, dtype=torch.float32, non_blocking=True) v = batch["valid"].to(device, non_blocking=True) ta = batch["tick_action"].to(device, non_blocking=True) tta = batch["tta_raw"].to(device, non_blocking=True) B = bc.shape[0] prev = torch.full((B,), 3, dtype=torch.long, device=device) with torch.no_grad(): dh_out = dh(bc, valid_frames=v) ref_logits = ref_policy(pp, dh_out["perception_summary"], dh_out["per_frame"], prev, valid_frames=v) ref_log_p = F.log_softmax(ref_logits, dim=-1) ref_p = ref_log_p.exp() old_log_p = ref_log_p.detach() actions = torch.multinomial(ref_p, 1).squeeze(-1) old_logp_a = ref_log_p.gather(1, actions.unsqueeze(1)).squeeze(1) # Reward via reward_fn + bonus for correct ALERT on real-ALERT tick rewards_list = [] for i in range(B): r = reward_fn(int(ta[i].item()), int(actions[i].item()), tta[i].item() if tta[i].item() >= 0 else None) # Extra bonus for correct ALERT predictions on real ALERT if reward_bonus_alert > 0 and int(ta[i].item()) == 2 and int(actions[i].item()) == 2: r += reward_bonus_alert rewards_list.append(r) rewards = torch.tensor(rewards_list, dtype=torch.float32, device=device) adv = rewards - rewards.mean() if adv.std() > 1e-6: adv = adv / (adv.std() + 1e-6) logits = policy(pp, dh_out["perception_summary"], dh_out["per_frame"], prev, valid_frames=v) log_p = F.log_softmax(logits, dim=-1) new_logp_a = log_p.gather(1, actions.unsqueeze(1)).squeeze(1) ratio = (new_logp_a - old_logp_a).exp() s1 = ratio * adv s2 = ratio.clamp(1 - clip_ratio, 1 + clip_ratio) * adv ppo_loss = -torch.min(s1, s2).mean() entropy = -(log_p.exp() * log_p).sum(dim=-1).mean() kl = (log_p.exp() * (log_p - ref_log_p)).sum(dim=-1).mean() rl_term = ppo_loss - entropy_coef * entropy + kl_coef * kl # ALERT anchor CE on real-ALERT samples anchor_mask = (ta == 2) if anchor_mask.any(): anchor_l = F.cross_entropy(logits[anchor_mask], ta[anchor_mask]) else: anchor_l = torch.zeros((), device=device) total = (rl_weight * rl_term + (1 - rl_weight) * alert_anchor_weight * anchor_l) total.backward() torch.nn.utils.clip_grad_norm_(policy.parameters(), 1.0) opt.step(); opt.zero_grad(set_to_none=True) with torch.no_grad(): mean_reward = rewards.mean().item() return { "loss": total.item(), "ppo": ppo_loss.item(), "anchor": anchor_l.item(), "entropy": entropy.item(), "kl": kl.item(), "reward": mean_reward, } def main(): ap = argparse.ArgumentParser() ap.add_argument("--train_cache", type=Path, default=ROOT / "data/belief_cache_v3/sft_x_v3__train_9k.pt") ap.add_argument("--val_cache", type=Path, default=ROOT / "data/belief_cache_v3/sft_x_v3__multisrc_val.pt") ap.add_argument("--policy_warm", type=Path, default=ROOT / "checkpoints/policy_v3_strong/best.pt") ap.add_argument("--danger_ckpt", type=Path, default=ROOT / "checkpoints/danger_v2/seed2/best.pt") ap.add_argument("--out_dir", type=Path, required=True) ap.add_argument("--lr", type=float, default=1e-5) ap.add_argument("--epochs", type=int, default=10) ap.add_argument("--batch_size", type=int, default=64) ap.add_argument("--clip_ratio", type=float, default=0.2) ap.add_argument("--kl_coef", type=float, default=0.1) ap.add_argument("--entropy_coef", type=float, default=0.01) ap.add_argument("--observe_oversample", type=int, default=3) ap.add_argument("--rl_weight", type=float, default=0.7) ap.add_argument("--alert_anchor_weight", type=float, default=1.0) ap.add_argument("--reward_bonus_alert", type=float, default=2.0, help="Extra reward on correct ALERT prediction at real ALERT tick") ap.add_argument("--max_samples", type=int, default=0) ap.add_argument("--seed", type=int, default=0) args = ap.parse_args() args.out_dir.mkdir(parents=True, exist_ok=True) torch.manual_seed(args.seed) device = "cuda" if torch.cuda.is_available() else "cpu" ds = CacheDataset(args.train_cache, observe_oversample=args.observe_oversample) if args.max_samples > 0: ds.indices = ds.indices[:args.max_samples] logger.info(f" truncated to {len(ds.indices)} samples (smoke)") loader = DataLoader(ds, batch_size=args.batch_size, shuffle=True, num_workers=2, collate_fn=collate, pin_memory=True) ck_d = torch.load(args.danger_ckpt, weights_only=False, map_location="cpu") dh = DangerHead(in_dim=ck_d["in_dim"]).to(device) dh.load_state_dict(ck_d["model"]); dh.eval() for p in dh.parameters(): p.requires_grad_(False) ck_p = torch.load(args.policy_warm, weights_only=False, map_location="cpu") ph_kwargs = dict( policy_dim=ck_p.get("policy_dim", 2560), perception_dim_per_query=ck_p.get("perception_dim_per_query", 512), k_queries=ck_p.get("k_queries", 4), ) policy = PolicyHeadV2(**ph_kwargs).to(device) policy.load_state_dict(ck_p["model"]) ref_policy = PolicyHeadV2(**ph_kwargs).to(device) ref_policy.load_state_dict(ck_p["model"]) ref_policy.eval() for p in ref_policy.parameters(): p.requires_grad_(False) val_cache = None if args.val_cache.exists() and args.epochs >= 1 and args.max_samples == 0: logger.info(f"[load] val_cache={args.val_cache}") val_cache = torch.load(args.val_cache, weights_only=False, map_location="cpu") logger.info(f" val N={len(val_cache['ids'])}") opt = torch.optim.AdamW(policy.parameters(), lr=args.lr, weight_decay=1e-5) best_composite = -1e9 log_records = [] for ep in range(args.epochs): policy.train() run = {"loss": 0, "ppo": 0, "anchor": 0, "entropy": 0, "kl": 0, "reward": 0} n_b = 0 pbar = tqdm(loader, ncols=80, desc=f"ppo ep{ep}") for b in pbar: stats = ppo_step(policy, ref_policy, b, opt, dh, device, clip_ratio=args.clip_ratio, entropy_coef=args.entropy_coef, kl_coef=args.kl_coef, rl_weight=args.rl_weight, alert_anchor_weight=args.alert_anchor_weight, reward_bonus_alert=args.reward_bonus_alert) for k, v in stats.items(): run[k] += v n_b += 1 pbar.set_postfix(reward=run["reward"]/n_b, kl=run["kl"]/n_b, anc=run["anchor"]/n_b) rec = {"epoch": ep, **{k: v / max(1, n_b) for k, v in run.items()}} if val_cache is not None: val_m = evaluate_policy_on_val(policy, dh, val_cache, device, batch_size=256) rec["val"] = val_m logger.info(format_gate_row(val_m, tag=f"ppo ep{ep}")) composite = val_m["composite"] if composite > best_composite: best_composite = composite save_dict = { "model": policy.state_dict(), "policy_dim": ph_kwargs["policy_dim"], "perception_dim_per_query": ph_kwargs["perception_dim_per_query"], "k_queries": ph_kwargs["k_queries"], "args": vars(args), "epoch": ep, "val_metrics": val_m, "composite": composite, } torch.save(save_dict, args.out_dir / "best.pt") logger.info(f" [save best] composite={composite:.4f}") else: save_dict = { "model": policy.state_dict(), "policy_dim": ph_kwargs["policy_dim"], "perception_dim_per_query": ph_kwargs["perception_dim_per_query"], "k_queries": ph_kwargs["k_queries"], "args": vars(args), "epoch": ep, } torch.save(save_dict, args.out_dir / "best.pt") log_records.append(rec) logger.info(f"[ep{ep}] loss={rec['loss']:.4f} reward={rec['reward']:.4f} " f"anchor={rec['anchor']:.4f} kl={rec['kl']:.4f}") (args.out_dir / "training_log.json").write_text( json.dumps(log_records, indent=2, default=str)) logger.info(f"\n[done] best composite={best_composite:.4f} saved to {args.out_dir}/best.pt") if __name__ == "__main__": main()