Text Classification
Transformers
Safetensors
English
sentinel_stage_a
feature-extraction
custom
compliance
finance
risk-detection
sentinel-stage-a
limited-functionality
model-version:sentinel-mb-c-d11-20260424
custom_code
Instructions to use AurelexAI/sentinel-01-pub with libraries, inference providers, notebooks, and local apps. Follow these links to get started.
- Libraries
- Transformers
How to use AurelexAI/sentinel-01-pub with Transformers:
# Use a pipeline as a high-level helper from transformers import pipeline pipe = pipeline("text-classification", model="AurelexAI/sentinel-01-pub", trust_remote_code=True)# Load model directly from transformers import AutoModel model = AutoModel.from_pretrained("AurelexAI/sentinel-01-pub", trust_remote_code=True, dtype="auto") - Notebooks
- Google Colab
- Kaggle
Update sentinel-mb-c-d11 release bundle
Browse files- README.md +110 -3
- config.json +395 -0
- configuration_sentinel.py +74 -0
- metadata.json +589 -0
- metrics.json +997 -0
- model.safetensors +3 -0
- modeling_sentinel.py +294 -0
- pipeline_sentinel.py +103 -0
- results.md +0 -0
- special_tokens_map.json +37 -0
- tokenizer.json +0 -0
- tokenizer_config.json +945 -0
README.md
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---
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-
license:
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language:
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- en
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base_model:
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-
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| 1 |
---
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+
license: other
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language:
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- en
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base_model:
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- answerdotai/ModernBERT-base
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library_name: transformers
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pipeline_tag: text-classification
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tags:
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- custom
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- compliance
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- finance
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- risk-detection
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- text-classification
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- sentinel-stage-a
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- limited-functionality
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- model-version:sentinel-mb-c-d11-20260424
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widget:
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- text: "Subject: Portfolio review follow-up. Hi Karen, following our quarterly review, I recommend trimming part of the concentrated technology position and reallocating the proceeds into the municipal bond ladder we discussed. This should reduce single-name exposure while keeping the account aligned with your income objective."
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example_title: "Portfolio review follow-up"
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- text: "Subject: Structured note opportunity. Hi Michael, I wanted to flag a new structured note that may fit the income sleeve of your portfolio. The note offers enhanced coupon potential, but it is subject to issuer credit risk, market risk, and downside participation if the reference index falls below the stated buffer."
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example_title: "Structured note email"
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---
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# sentinel-01-pub
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`sentinel-01-pub` is a limited-functionality public Aurelex Sentinel Stage A model for demonstration and evaluation of wealth-management communications risk review. It is not a production Aurelex model and must not be treated as legal, compliance, or investment advice.
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## Publisher And Ownership
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- Model developed by Aurelex AI Corp.
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- Published in collaboration with Ratio1.
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- Contact: [hello@aurelexai.com](mailto:hello@aurelexai.com).
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- All intellectual property rights in the model remain with Aurelex AI Corp.
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This repository is intended to publish only the designated limited-functionality model artifact and its required Hugging Face runtime files. It does not include proprietary training data, system prompts, production models, or internal Aurelex architecture details beyond the information needed to load and evaluate this public artifact.
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## Identity
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- Repo ID: `AurelexAI/sentinel-01-pub`
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- Model key: `sentinel-mb-c-d11`
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- Model version: `sentinel-mb-c-d11-20260424`
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- Release channel: `sentinel-01-pub`
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- Base model: `answerdotai/ModernBERT-base`
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- Artifact format: `transformers_end_to_end`
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- Publication status: public, approved by Aurelex on 2026-04-28
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The model was selected as a public, lower-capacity, limited-functionality variant. It is separate from Aurelex production channels and full-featured internal models.
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## Loading From Hugging Face
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```python
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from transformers import pipeline
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MODEL_ID = "AurelexAI/sentinel-01-pub"
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audit = pipeline(
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"sentinel-stage-a",
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model=MODEL_ID,
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tokenizer=MODEL_ID,
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trust_remote_code=True,
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)
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result = audit(
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"Subject: Portfolio review follow-up. Hi Karen, following our quarterly "
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"review, I recommend trimming part of the concentrated technology position "
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"and reallocating the proceeds into the municipal bond ladder we discussed."
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)
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model_version = getattr(audit.model.config, "model_version", MODEL_ID)
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print(result)
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print(model_version)
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```
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For reproducible evaluation, pin a reviewed Hub commit with `revision="<commit_sha>"`.
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## Outputs
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The pipeline returns a JSON-serializable dictionary for Sentinel Stage A labels: `violation`, `severity`, `domain`, `subtype`, `jurisdiction`, `why`, `impacted_principles`, `remediation_actions`, `content_type`, `audience_segment`, `detection_difficulty`, and `aggravating_factors`.
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These outputs are risk-review signals for human review. They are not final compliance determinations.
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## Evaluation
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Dataset: `2026-04-07-final-audit-clear-v1`, test split size `150`.
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| Metric | Test |
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| --- | ---: |
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| Stage-A | `0.751` |
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| Violation F1 | `0.993` |
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| Severity Acc | `0.727` |
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| Domain F1 | `0.803` |
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| Subtype F1 | `0.738` |
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| Jurisdiction Acc | `0.740` |
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| Why F1 | `0.684` |
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| Principles F1 | `0.703` |
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| Remediation F1 | `0.618` |
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| Aggravating F1 | `0.655` |
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## Repository Contents
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- `model.safetensors`: serialized public model artifact.
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- `config.json`: custom Transformers config, pipeline registration, and public release metadata.
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- `configuration_sentinel.py`, `modeling_sentinel.py`, `pipeline_sentinel.py`: Hugging Face runtime code required to load this artifact.
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- tokenizer files: tokenizer assets used by the model.
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- `metadata.json`: dataset signature, output signature, thresholds, and release metadata.
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- `metrics.json`: evaluation metrics for the selected model.
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- `results.md`: human-readable evaluation artifact.
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## Intended Use And Limits
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This model is intended for public demonstration and evaluation of automated first-pass risk signals in wealth-management communications. It is scoped to English client-communications examples under the dataset contract listed above.
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Do not use this model as a legal decision-maker, a substitute for qualified compliance review, a general-purpose moderation system, or evidence of performance outside the stated dataset scope. Aurelex AI Corp may request modification or removal of this repository at any time.
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config.json
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| 1 |
+
{
|
| 2 |
+
"architectures": [
|
| 3 |
+
"SentinelStageAModel"
|
| 4 |
+
],
|
| 5 |
+
"auto_map": {
|
| 6 |
+
"AutoConfig": "configuration_sentinel.SentinelConfig",
|
| 7 |
+
"AutoModel": "modeling_sentinel.SentinelStageAModel"
|
| 8 |
+
},
|
| 9 |
+
"classifier_dropout": 0.1,
|
| 10 |
+
"custom_pipelines": {
|
| 11 |
+
"sentinel-stage-a": {
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| 12 |
+
"impl": "pipeline_sentinel.SentinelStageAPipeline",
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| 13 |
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"pt": [
|
| 14 |
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"AutoModel"
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+
],
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+
"type": "text"
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+
}
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| 18 |
+
},
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| 19 |
+
"dataset_signature": {
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| 20 |
+
"counts": {
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| 21 |
+
"dev": 150,
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| 22 |
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"test": 150,
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| 23 |
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"train": 900
|
| 24 |
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+
"torch_dtype": "float32",
|
| 393 |
+
"trainable_head_params": 14325653,
|
| 394 |
+
"transformers_version": "4.48.3"
|
| 395 |
+
}
|
configuration_sentinel.py
ADDED
|
@@ -0,0 +1,74 @@
|
|
|
|
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|
|
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|
|
|
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|
|
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|
|
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|
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|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
"""Configuration for self-contained Sentinel Stage A Transformers models."""
|
| 2 |
+
|
| 3 |
+
from __future__ import annotations
|
| 4 |
+
|
| 5 |
+
from typing import Any
|
| 6 |
+
|
| 7 |
+
from transformers import PretrainedConfig
|
| 8 |
+
|
| 9 |
+
|
| 10 |
+
class SentinelConfig(PretrainedConfig):
|
| 11 |
+
"""Transformers config for an end-to-end Sentinel Stage A classifier."""
|
| 12 |
+
|
| 13 |
+
model_type = "sentinel_stage_a"
|
| 14 |
+
|
| 15 |
+
def __init__(
|
| 16 |
+
self,
|
| 17 |
+
model_key: str = "sentinel-stage-a",
|
| 18 |
+
model_version: str | None = None,
|
| 19 |
+
release_repo_id: str | None = None,
|
| 20 |
+
release_channel: str | None = None,
|
| 21 |
+
release_alias_of: str | None = None,
|
| 22 |
+
encoder_model_name: str = "",
|
| 23 |
+
encoder_revision: str | None = None,
|
| 24 |
+
encoder_code_revision: str | None = None,
|
| 25 |
+
encoder_trust_remote_code: bool = False,
|
| 26 |
+
encoder_config_overrides: dict[str, Any] | None = None,
|
| 27 |
+
encoder_config: dict[str, Any] | None = None,
|
| 28 |
+
head_type: str = "direct",
|
| 29 |
+
head_code: str | None = None,
|
| 30 |
+
head_variant: str | None = None,
|
| 31 |
+
head_dropout: float | None = None,
|
| 32 |
+
head_div: int = 1,
|
| 33 |
+
head_mul: int = 1,
|
| 34 |
+
head_skip: bool = False,
|
| 35 |
+
projection_size: int = 768,
|
| 36 |
+
classifier_dropout: float = 0.10,
|
| 37 |
+
max_length: int = 512,
|
| 38 |
+
output_heads: list[str] | None = None,
|
| 39 |
+
output_signature: dict[str, Any] | None = None,
|
| 40 |
+
thresholds: dict[str, float] | None = None,
|
| 41 |
+
dataset_signature: dict[str, Any] | None = None,
|
| 42 |
+
trainable_head_params: int | None = None,
|
| 43 |
+
**kwargs: Any,
|
| 44 |
+
) -> None:
|
| 45 |
+
super().__init__(**kwargs)
|
| 46 |
+
self.model_key = model_key
|
| 47 |
+
self.model_version = model_version or model_key
|
| 48 |
+
self.release_repo_id = release_repo_id
|
| 49 |
+
self.release_channel = release_channel
|
| 50 |
+
self.release_alias_of = release_alias_of
|
| 51 |
+
self.encoder_model_name = encoder_model_name
|
| 52 |
+
self.encoder_revision = encoder_revision
|
| 53 |
+
self.encoder_code_revision = encoder_code_revision
|
| 54 |
+
self.encoder_trust_remote_code = bool(encoder_trust_remote_code)
|
| 55 |
+
self.encoder_config_overrides = encoder_config_overrides or {}
|
| 56 |
+
self.encoder_config = encoder_config or {}
|
| 57 |
+
self.head_type = head_type
|
| 58 |
+
self.head_code = head_code or {"direct": "d", "recombine": "r", "columnar": "c"}.get(
|
| 59 |
+
head_type,
|
| 60 |
+
head_type,
|
| 61 |
+
)
|
| 62 |
+
self.head_variant = head_variant
|
| 63 |
+
self.head_dropout = float(classifier_dropout if head_dropout is None else head_dropout)
|
| 64 |
+
self.head_div = int(head_div)
|
| 65 |
+
self.head_mul = int(head_mul)
|
| 66 |
+
self.head_skip = bool(head_skip)
|
| 67 |
+
self.projection_size = int(projection_size)
|
| 68 |
+
self.classifier_dropout = float(self.head_dropout)
|
| 69 |
+
self.max_length = int(max_length)
|
| 70 |
+
self.output_heads = output_heads or list((output_signature or {}).keys())
|
| 71 |
+
self.output_signature = output_signature or {}
|
| 72 |
+
self.thresholds = thresholds or {}
|
| 73 |
+
self.dataset_signature = dataset_signature or {}
|
| 74 |
+
self.trainable_head_params = trainable_head_params
|
metadata.json
ADDED
|
@@ -0,0 +1,589 @@
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|
|
| 1 |
+
{
|
| 2 |
+
"checkpoint_format_version": 1,
|
| 3 |
+
"created_at": "2026-04-24T13:59:13",
|
| 4 |
+
"model_key": "sentinel-mb-c-d11",
|
| 5 |
+
"encoder_model": "answerdotai/ModernBERT-base",
|
| 6 |
+
"encoder_params_millions": 149.7,
|
| 7 |
+
"head_type": "columnar",
|
| 8 |
+
"head_code": "c",
|
| 9 |
+
"head_variant": "d11",
|
| 10 |
+
"head_dropout": 0.1,
|
| 11 |
+
"head_div": 1,
|
| 12 |
+
"head_mul": 1,
|
| 13 |
+
"head_skip": true,
|
| 14 |
+
"head_architecture": "funnel",
|
| 15 |
+
"model_family": "modernbert-base",
|
| 16 |
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| 17 |
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|
| 18 |
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| 19 |
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|
| 20 |
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| 21 |
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|
| 22 |
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| 26 |
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| 28 |
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| 31 |
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| 32 |
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| 33 |
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| 35 |
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| 37 |
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| 39 |
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| 40 |
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| 43 |
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|
| 49 |
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|
| 50 |
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| 52 |
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| 53 |
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| 56 |
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|
| 59 |
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|
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|
| 61 |
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|
| 62 |
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|
| 63 |
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|
| 65 |
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|
| 66 |
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|
| 67 |
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| 69 |
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|
| 70 |
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| 75 |
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| 76 |
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| 77 |
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| 94 |
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| 95 |
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| 96 |
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| 97 |
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| 98 |
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| 104 |
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| 105 |
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| 106 |
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| 107 |
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| 108 |
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| 109 |
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| 110 |
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| 112 |
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| 113 |
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| 114 |
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| 123 |
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| 127 |
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| 129 |
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| 131 |
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| 132 |
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| 140 |
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| 142 |
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| 143 |
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| 144 |
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| 145 |
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| 146 |
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| 147 |
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| 148 |
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| 149 |
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| 150 |
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|
| 151 |
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|
| 152 |
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| 153 |
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| 154 |
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| 156 |
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| 160 |
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| 161 |
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| 162 |
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| 163 |
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| 164 |
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| 165 |
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|
| 166 |
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| 167 |
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| 168 |
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| 169 |
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| 170 |
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|
| 171 |
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|
| 172 |
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| 173 |
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|
| 174 |
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|
| 175 |
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| 176 |
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| 177 |
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| 178 |
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| 179 |
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| 180 |
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|
| 181 |
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| 182 |
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| 183 |
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| 184 |
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| 185 |
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| 186 |
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| 187 |
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| 188 |
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| 189 |
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| 190 |
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|
| 191 |
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|
| 192 |
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| 193 |
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| 194 |
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| 195 |
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|
| 196 |
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| 197 |
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| 198 |
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|
| 200 |
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| 201 |
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| 202 |
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|
| 203 |
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|
| 204 |
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|
| 205 |
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|
| 206 |
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|
| 207 |
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|
| 208 |
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|
| 209 |
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|
| 210 |
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|
| 211 |
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| 212 |
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| 213 |
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| 214 |
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|
| 215 |
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"message"
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| 216 |
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| 217 |
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| 218 |
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| 219 |
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|
| 220 |
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| 221 |
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|
| 222 |
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| 223 |
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|
| 224 |
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|
| 225 |
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|
| 226 |
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|
| 227 |
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|
| 228 |
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|
| 229 |
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|
| 230 |
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|
| 231 |
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|
| 232 |
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| 233 |
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| 234 |
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|
| 235 |
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|
| 236 |
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| 237 |
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|
| 238 |
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|
| 239 |
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|
| 240 |
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|
| 241 |
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|
| 242 |
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|
| 243 |
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|
| 244 |
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|
| 245 |
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|
| 246 |
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|
| 247 |
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|
| 248 |
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|
| 249 |
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|
| 250 |
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|
| 251 |
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| 252 |
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| 253 |
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| 254 |
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| 255 |
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| 256 |
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| 257 |
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|
| 258 |
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|
| 259 |
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|
| 260 |
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|
| 261 |
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|
| 262 |
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|
| 263 |
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|
| 264 |
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|
| 265 |
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|
| 266 |
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|
| 267 |
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|
| 268 |
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|
| 269 |
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|
| 270 |
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"other_unknown"
|
| 271 |
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|
| 272 |
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| 273 |
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|
| 274 |
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| 275 |
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| 276 |
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| 277 |
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|
| 278 |
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|
| 279 |
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|
| 280 |
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|
| 281 |
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|
| 282 |
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|
| 283 |
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|
| 284 |
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|
| 285 |
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|
| 286 |
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|
| 287 |
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|
| 288 |
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|
| 289 |
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|
| 290 |
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|
| 291 |
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|
| 292 |
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"suspicious_activity_indicator_or_structuring",
|
| 293 |
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"influencer_or_social_media_promotion_compliance_failure",
|
| 294 |
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"crypto_asset_misrepresentation_or_inadequate_disclosure",
|
| 295 |
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"other_unknown"
|
| 296 |
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],
|
| 297 |
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|
| 298 |
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"US",
|
| 299 |
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"EU",
|
| 300 |
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"UK",
|
| 301 |
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"Other",
|
| 302 |
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"Unknown"
|
| 303 |
+
],
|
| 304 |
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"why": [
|
| 305 |
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|
| 306 |
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|
| 307 |
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|
| 308 |
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|
| 309 |
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|
| 310 |
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|
| 311 |
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|
| 312 |
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|
| 313 |
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|
| 314 |
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|
| 315 |
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|
| 316 |
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|
| 317 |
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|
| 318 |
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|
| 319 |
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|
| 320 |
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|
| 321 |
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"avoid_recordkeeping_channel_shift",
|
| 322 |
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|
| 323 |
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|
| 324 |
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|
| 325 |
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|
| 326 |
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|
| 327 |
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|
| 328 |
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|
| 329 |
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"claims_compliance_risk_eliminated",
|
| 330 |
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|
| 331 |
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|
| 332 |
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|
| 333 |
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"role_power_imbalance_or_favoritism",
|
| 334 |
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|
| 335 |
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"inadequate_customer_profile_or_suitability_basis",
|
| 336 |
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|
| 337 |
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|
| 338 |
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|
| 339 |
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|
| 340 |
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"omits_influencer_compensation_or_affiliation_disclosure",
|
| 341 |
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"misrepresents_sipc_or_regulatory_protection_for_crypto",
|
| 342 |
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"data_breach_notification_obligation_triggered",
|
| 343 |
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"impedes_regulatory_reporting_or_whistleblower_rights"
|
| 344 |
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],
|
| 345 |
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|
| 346 |
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|
| 347 |
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|
| 348 |
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|
| 349 |
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|
| 350 |
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|
| 351 |
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"fair_access_to_material_information",
|
| 352 |
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"insider_trading_and_mnpi_controls",
|
| 353 |
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"supervision_and_books_records",
|
| 354 |
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"privacy_confidentiality_and_secure_handling",
|
| 355 |
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"security_control_integrity",
|
| 356 |
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"role_separation_and_fair_access_in_academia",
|
| 357 |
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"non_coercion_and_no_undue_influence",
|
| 358 |
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"accurate_ai_capability_and_human_oversight",
|
| 359 |
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"client_vulnerability_and_exploitation_prevention",
|
| 360 |
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"aml_and_sanctions_compliance"
|
| 361 |
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],
|
| 362 |
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"remediation_actions": [
|
| 363 |
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"add_forward_looking_disclaimer",
|
| 364 |
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"reframe_as_scenarios_not_expectations",
|
| 365 |
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"add_balanced_risk_and_downside_section",
|
| 366 |
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"remove_or_soften_guarantee_language",
|
| 367 |
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"remove_personalized_recommendations",
|
| 368 |
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"add_registered_advice_boundary_language",
|
| 369 |
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"disclose_conflicts_and_compensation",
|
| 370 |
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metrics.json
ADDED
|
@@ -0,0 +1,997 @@
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|
| 1 |
+
{
|
| 2 |
+
"model_key": "sentinel-mb-c-d11",
|
| 3 |
+
"encoder_model": "answerdotai/ModernBERT-base",
|
| 4 |
+
"encoder_params_millions": 149.7,
|
| 5 |
+
"head_type": "columnar",
|
| 6 |
+
"head_code": "c",
|
| 7 |
+
"head_variant": "d11",
|
| 8 |
+
"head_dropout": 0.1,
|
| 9 |
+
"head_div": 1,
|
| 10 |
+
"head_mul": 1,
|
| 11 |
+
"head_skip": true,
|
| 12 |
+
"head_architecture": "funnel",
|
| 13 |
+
"model_family": "modernbert-base",
|
| 14 |
+
"projection_size": 640,
|
| 15 |
+
"trainable_head_params": 14325653,
|
| 16 |
+
"dataset_counts": {
|
| 17 |
+
"train": 900,
|
| 18 |
+
"dev": 150,
|
| 19 |
+
"test": 150
|
| 20 |
+
},
|
| 21 |
+
"dataset_signature": {
|
| 22 |
+
"generator_version": "2026-04-07-final-audit-clear-v1",
|
| 23 |
+
"counts": {
|
| 24 |
+
"train": 900,
|
| 25 |
+
"dev": 150,
|
| 26 |
+
"test": 150
|
| 27 |
+
},
|
| 28 |
+
"distribution": {
|
| 29 |
+
"train": {
|
| 30 |
+
"risky": 603,
|
| 31 |
+
"clean": 297
|
| 32 |
+
},
|
| 33 |
+
"dev": {
|
| 34 |
+
"risky": 142,
|
| 35 |
+
"clean": 8
|
| 36 |
+
},
|
| 37 |
+
"test": {
|
| 38 |
+
"risky": 142,
|
| 39 |
+
"clean": 8
|
| 40 |
+
}
|
| 41 |
+
}
|
| 42 |
+
},
|
| 43 |
+
"label_groups": {
|
| 44 |
+
"severity": [
|
| 45 |
+
"sev_0_compliant_or_ok",
|
| 46 |
+
"sev_1_minor",
|
| 47 |
+
"sev_2_moderate",
|
| 48 |
+
"sev_3_high"
|
| 49 |
+
],
|
| 50 |
+
"domain": [
|
| 51 |
+
"performance_claims_forecasting",
|
| 52 |
+
"investment_advice_suitability",
|
| 53 |
+
"conflicts_inducements",
|
| 54 |
+
"marketing_solicitation_advertising",
|
| 55 |
+
"selective_disclosure_fair_access",
|
| 56 |
+
"mnpi_insider_trading",
|
| 57 |
+
"recordkeeping_supervision",
|
| 58 |
+
"ai_automation_capability_claims",
|
| 59 |
+
"privacy_confidentiality",
|
| 60 |
+
"cybersecurity_internal_controls",
|
| 61 |
+
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|
| 62 |
+
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|
| 63 |
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|
| 64 |
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|
| 65 |
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|
| 66 |
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|
| 67 |
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|
| 68 |
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|
| 69 |
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|
| 70 |
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|
| 71 |
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|
| 72 |
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|
| 73 |
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|
| 74 |
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|
| 75 |
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|
| 76 |
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|
| 77 |
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|
| 78 |
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|
| 79 |
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|
| 80 |
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|
| 81 |
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|
| 82 |
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|
| 83 |
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|
| 84 |
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|
| 85 |
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|
| 86 |
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|
| 87 |
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|
| 88 |
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|
| 89 |
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|
| 90 |
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|
| 91 |
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|
| 92 |
+
"EU",
|
| 93 |
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"UK",
|
| 94 |
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"Other",
|
| 95 |
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"Unknown"
|
| 96 |
+
],
|
| 97 |
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|
| 98 |
+
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|
| 99 |
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|
| 100 |
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|
| 101 |
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|
| 102 |
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|
| 103 |
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|
| 104 |
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|
| 105 |
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|
| 106 |
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|
| 107 |
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|
| 108 |
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|
| 109 |
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|
| 110 |
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|
| 111 |
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|
| 112 |
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|
| 113 |
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|
| 114 |
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|
| 115 |
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|
| 116 |
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|
| 117 |
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|
| 118 |
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|
| 119 |
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|
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|
| 121 |
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|
| 122 |
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|
| 123 |
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|
| 124 |
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|
| 125 |
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|
| 126 |
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|
| 127 |
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|
| 128 |
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|
| 129 |
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|
| 130 |
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|
| 131 |
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|
| 132 |
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|
| 133 |
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|
| 134 |
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|
| 135 |
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|
| 136 |
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|
| 137 |
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|
| 138 |
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|
| 139 |
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|
| 140 |
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|
| 141 |
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|
| 142 |
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|
| 143 |
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|
| 144 |
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|
| 145 |
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|
| 146 |
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|
| 147 |
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|
| 148 |
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|
| 149 |
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|
| 150 |
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|
| 151 |
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|
| 152 |
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|
| 153 |
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|
| 154 |
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],
|
| 155 |
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|
| 156 |
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|
| 157 |
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|
| 158 |
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|
| 159 |
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|
| 160 |
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|
| 161 |
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|
| 162 |
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|
| 163 |
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|
| 164 |
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|
| 165 |
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"add_performance_methodology_and_gross_net_context",
|
| 166 |
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"avoid_selective_disclosure_share_broadly",
|
| 167 |
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"escalate_mnpi_to_compliance_and_halt",
|
| 168 |
+
"keep_discussion_on_retained_channels",
|
| 169 |
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"require_formal_preapproval_before_send",
|
| 170 |
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"remove_pressure_scarcity_and_use_factual_timeline",
|
| 171 |
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"substantiation_or_remove_credibility_claims",
|
| 172 |
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"add_testimonial_endorsement_and_rating_disclosure",
|
| 173 |
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|
| 174 |
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|
| 175 |
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|
| 176 |
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|
| 177 |
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|
| 178 |
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"use_secure_transfer_and_limit_access",
|
| 179 |
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"avoid_sharing_internal_controls_or_sanitize",
|
| 180 |
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"route_academic_opportunities_through_institution",
|
| 181 |
+
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|
| 182 |
+
"assess_cost_to_equity_against_client_profile",
|
| 183 |
+
"flag_for_elder_exploitation_review_and_hold",
|
| 184 |
+
"assess_sar_filing_obligation_and_escalate",
|
| 185 |
+
"initiate_breach_notification_review_and_timeline",
|
| 186 |
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"remove_provisions_impeding_regulatory_communications"
|
| 187 |
+
]
|
| 188 |
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},
|
| 189 |
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|
| 190 |
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|
| 191 |
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"email",
|
| 192 |
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"message"
|
| 193 |
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],
|
| 194 |
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|
| 195 |
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|
| 196 |
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|
| 197 |
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|
| 198 |
+
"public",
|
| 199 |
+
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|
| 200 |
+
],
|
| 201 |
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|
| 202 |
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"obvious",
|
| 203 |
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"moderate",
|
| 204 |
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"subtle"
|
| 205 |
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],
|
| 206 |
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"aggravating_factors": [
|
| 207 |
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"intentional",
|
| 208 |
+
"reckless",
|
| 209 |
+
"negligent",
|
| 210 |
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"concealment_present",
|
| 211 |
+
"customer_harm_potential",
|
| 212 |
+
"financial_benefit_to_respondent",
|
| 213 |
+
"vulnerable_client",
|
| 214 |
+
"pattern_or_duration"
|
| 215 |
+
]
|
| 216 |
+
},
|
| 217 |
+
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|
| 218 |
+
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|
| 219 |
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|
| 220 |
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},
|
| 221 |
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|
| 222 |
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|
| 223 |
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|
| 224 |
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|
| 225 |
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|
| 226 |
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|
| 227 |
+
"sev_3_high"
|
| 228 |
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]
|
| 229 |
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|
| 230 |
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|
| 231 |
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|
| 232 |
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|
| 233 |
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"performance_claims_forecasting",
|
| 234 |
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|
| 235 |
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|
| 236 |
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|
| 237 |
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|
| 238 |
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|
| 239 |
+
"recordkeeping_supervision",
|
| 240 |
+
"ai_automation_capability_claims",
|
| 241 |
+
"privacy_confidentiality",
|
| 242 |
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|
| 243 |
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"employment_favoritism_role_conflict",
|
| 244 |
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"aml_and_suspicious_activity",
|
| 245 |
+
"other_unknown"
|
| 246 |
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]
|
| 247 |
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},
|
| 248 |
+
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|
| 249 |
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|
| 250 |
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|
| 251 |
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"speculative_outcomes_unqualified",
|
| 252 |
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|
| 253 |
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"risk_context_omitted_or_unbalanced",
|
| 254 |
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|
| 255 |
+
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|
| 256 |
+
"pressure_or_coercion",
|
| 257 |
+
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|
| 258 |
+
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|
| 259 |
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"recordkeeping_or_preapproval_evasion",
|
| 260 |
+
"ai_autonomy_or_safety_overstatement",
|
| 261 |
+
"credentials_validation_or_compliance_misrepresentation",
|
| 262 |
+
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|
| 263 |
+
"internal_controls_or_exception_process_leakage",
|
| 264 |
+
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|
| 265 |
+
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|
| 266 |
+
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|
| 267 |
+
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|
| 268 |
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|
| 269 |
+
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|
| 270 |
+
"suspicious_activity_indicator_or_structuring",
|
| 271 |
+
"influencer_or_social_media_promotion_compliance_failure",
|
| 272 |
+
"crypto_asset_misrepresentation_or_inadequate_disclosure",
|
| 273 |
+
"other_unknown"
|
| 274 |
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]
|
| 275 |
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},
|
| 276 |
+
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|
| 277 |
+
"type": "multiclass",
|
| 278 |
+
"labels": [
|
| 279 |
+
"US",
|
| 280 |
+
"EU",
|
| 281 |
+
"UK",
|
| 282 |
+
"Other",
|
| 283 |
+
"Unknown"
|
| 284 |
+
]
|
| 285 |
+
},
|
| 286 |
+
"why": {
|
| 287 |
+
"type": "multilabel",
|
| 288 |
+
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|
| 289 |
+
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|
| 290 |
+
"guarantee_or_assurance_language",
|
| 291 |
+
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|
| 292 |
+
"implies_downside_protection_or_no_drawdown",
|
| 293 |
+
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|
| 294 |
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"omits_performance_methodology_or_gross_net_context",
|
| 295 |
+
"personalized_trade_or_allocation_recommendation",
|
| 296 |
+
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|
| 297 |
+
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|
| 298 |
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|
| 299 |
+
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|
| 300 |
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|
| 301 |
+
"selective_private_performance_or_fundraising_update",
|
| 302 |
+
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|
| 303 |
+
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|
| 304 |
+
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|
| 305 |
+
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|
| 306 |
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|
| 307 |
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|
| 308 |
+
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|
| 309 |
+
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|
| 310 |
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|
| 311 |
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|
| 312 |
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|
| 313 |
+
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|
| 314 |
+
"shares_sensitive_personal_or_financial_data",
|
| 315 |
+
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|
| 316 |
+
"shares_sensitive_internal_controls_or_exceptions",
|
| 317 |
+
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|
| 318 |
+
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|
| 319 |
+
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|
| 320 |
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|
| 321 |
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"aml_suspicious_activity_indicator",
|
| 322 |
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"omits_switching_costs_and_product_comparison",
|
| 323 |
+
"conflict_language_understates_actual_relationship",
|
| 324 |
+
"omits_influencer_compensation_or_affiliation_disclosure",
|
| 325 |
+
"misrepresents_sipc_or_regulatory_protection_for_crypto",
|
| 326 |
+
"data_breach_notification_obligation_triggered",
|
| 327 |
+
"impedes_regulatory_reporting_or_whistleblower_rights"
|
| 328 |
+
]
|
| 329 |
+
},
|
| 330 |
+
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|
| 331 |
+
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|
| 332 |
+
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|
| 333 |
+
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|
| 334 |
+
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|
| 335 |
+
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|
| 336 |
+
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|
| 337 |
+
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|
| 338 |
+
"fair_access_to_material_information",
|
| 339 |
+
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|
| 340 |
+
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|
| 341 |
+
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|
| 342 |
+
"security_control_integrity",
|
| 343 |
+
"role_separation_and_fair_access_in_academia",
|
| 344 |
+
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|
| 345 |
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|
| 346 |
+
"client_vulnerability_and_exploitation_prevention",
|
| 347 |
+
"aml_and_sanctions_compliance"
|
| 348 |
+
]
|
| 349 |
+
},
|
| 350 |
+
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|
| 351 |
+
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|
| 352 |
+
"labels": [
|
| 353 |
+
"add_forward_looking_disclaimer",
|
| 354 |
+
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|
| 355 |
+
"add_balanced_risk_and_downside_section",
|
| 356 |
+
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|
| 357 |
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"remove_personalized_recommendations",
|
| 358 |
+
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|
| 359 |
+
"disclose_conflicts_and_compensation",
|
| 360 |
+
"add_fees_costs_and_alternatives_comparison",
|
| 361 |
+
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|
| 362 |
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"add_performance_methodology_and_gross_net_context",
|
| 363 |
+
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|
| 364 |
+
"escalate_mnpi_to_compliance_and_halt",
|
| 365 |
+
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|
| 366 |
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|
| 367 |
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|
| 368 |
+
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|
| 369 |
+
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|
| 370 |
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|
| 371 |
+
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|
| 372 |
+
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|
| 373 |
+
"remove_claims_that_ai_eliminates_risk",
|
| 374 |
+
"redact_and_minimize_sensitive_data",
|
| 375 |
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"use_secure_transfer_and_limit_access",
|
| 376 |
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|
| 377 |
+
"route_academic_opportunities_through_institution",
|
| 378 |
+
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|
| 379 |
+
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|
| 380 |
+
"flag_for_elder_exploitation_review_and_hold",
|
| 381 |
+
"assess_sar_filing_obligation_and_escalate",
|
| 382 |
+
"initiate_breach_notification_review_and_timeline",
|
| 383 |
+
"remove_provisions_impeding_regulatory_communications"
|
| 384 |
+
]
|
| 385 |
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},
|
| 386 |
+
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| 388 |
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|
| 389 |
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"email",
|
| 390 |
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| 391 |
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]
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| 392 |
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},
|
| 393 |
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| 394 |
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| 395 |
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| 396 |
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"client",
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| 397 |
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| 399 |
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|
| 400 |
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|
| 401 |
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]
|
| 402 |
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},
|
| 403 |
+
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|
| 404 |
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|
| 406 |
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"obvious",
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| 960 |
+
"rows_per_scenario_max": 1,
|
| 961 |
+
"violation_accuracy_scenario_macro": 0.9866666666666667,
|
| 962 |
+
"violation_accuracy_scenario_macro_risky": 0.9859154929577465,
|
| 963 |
+
"violation_accuracy_scenario_macro_clean": 1.0,
|
| 964 |
+
"violation_accuracy_scenario_min": 0.0,
|
| 965 |
+
"violation_worst_scenario_key": "train_1843",
|
| 966 |
+
"violation_worst_scenario_label": "risky"
|
| 967 |
+
},
|
| 968 |
+
"thresholds": {
|
| 969 |
+
"violation": 0.5,
|
| 970 |
+
"why": 0.55,
|
| 971 |
+
"impacted_principles": 0.7,
|
| 972 |
+
"remediation_actions": 0.5,
|
| 973 |
+
"aggravating_factors": 0.4
|
| 974 |
+
},
|
| 975 |
+
"log_path": "_cache/logs/legacy/stage-a-grid-v3-gpu/raw/260424_135746_sentinel-mb-c-d11.log",
|
| 976 |
+
"prior_poc_inflation_factors": [
|
| 977 |
+
"The previous PoC reused the same 17 synthetic families across train, dev, and test, so the model mostly learned family signatures rather than broad compliance reasoning.",
|
| 978 |
+
"Every prior observation carried extra structural cues such as source metadata, evidence snippets, and explicit jurisdiction sentences appended to the text.",
|
| 979 |
+
"A later dataset refactor silently dropped jurisdiction, impacted-principle, and remediation heads, which made the reported Stage A contract narrower than the product actually promises.",
|
| 980 |
+
"Reported micro metrics on dense negative label maps made performance look cleaner than a realistic class-by-class review would suggest."
|
| 981 |
+
],
|
| 982 |
+
"mitigations": [
|
| 983 |
+
"The data pipeline now uses a 150-row agent-authored pilot plus a hard human-review gate before any 1000/100/100 release split is allowed to exist on disk.",
|
| 984 |
+
"The generation workflow now keeps Python limited to validation, formatting, duplicate review, and statistics while the agent authors and labels each observation directly.",
|
| 985 |
+
"The encoder default still uses a 512-token window, which comfortably covers the current 1000-character manual-authoring ceiling.",
|
| 986 |
+
"The full Stage A diagnose/prescribe contract is restored in both dataset and model outputs: jurisdiction, why, impacted principles, remediation actions, detection difficulty, and aggravating factors are all explicit.",
|
| 987 |
+
"Dataset generation now validates the mock contract keys directly and requires a human-reviewed approval hash before contract changes can pass validation.",
|
| 988 |
+
"The model factory now constructs full model bundles, while checkpoints store the trained projection and heads plus the frozen encoder reference instead of duplicating immutable backbone weights.",
|
| 989 |
+
"Evaluation artifacts now report scenario-family macro violation metrics and worst-family binary performance so repeated rows inside a narrow split cannot hide behind a flattering row-average alone.",
|
| 990 |
+
"Cross-checkpoint comparison artifacts are only kept when they are refreshed against the current dataset, preventing stale benchmark reports from masquerading as current evidence."
|
| 991 |
+
],
|
| 992 |
+
"artifact_format": "checkpoint_only",
|
| 993 |
+
"end_to_end_serialized": false,
|
| 994 |
+
"transformers_bundle_dir": null,
|
| 995 |
+
"checkpoint_dir": "_models/stage-a-grid-v3-gpu/sentinel-mb-c-d11/260424_135913_sentinel-mb-c-d11",
|
| 996 |
+
"display_name": "sentinel-mb-c-d11@260424_135913"
|
| 997 |
+
}
|
model.safetensors
ADDED
|
@@ -0,0 +1,3 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:6a10402332c588c7d67faa61f507aecee0b2d4004c685cb425b6e180dbfbf554
|
| 3 |
+
size 653387268
|
modeling_sentinel.py
ADDED
|
@@ -0,0 +1,294 @@
|
|
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|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
"""Self-contained Transformers model for Sentinel Stage A."""
|
| 2 |
+
|
| 3 |
+
from __future__ import annotations
|
| 4 |
+
|
| 5 |
+
from typing import Any
|
| 6 |
+
|
| 7 |
+
import torch
|
| 8 |
+
import torch.nn as nn
|
| 9 |
+
from transformers import AutoConfig, AutoModel, PretrainedConfig, PreTrainedModel
|
| 10 |
+
|
| 11 |
+
from .configuration_sentinel import SentinelConfig
|
| 12 |
+
|
| 13 |
+
|
| 14 |
+
def _masked_mean(hidden: torch.Tensor, attention_mask: torch.Tensor) -> torch.Tensor:
|
| 15 |
+
mask = attention_mask.unsqueeze(-1)
|
| 16 |
+
summed = (hidden * mask).sum(dim=1)
|
| 17 |
+
counts = mask.sum(dim=1).clamp(min=1)
|
| 18 |
+
return summed / counts
|
| 19 |
+
|
| 20 |
+
|
| 21 |
+
def _head_sizes(config: SentinelConfig) -> dict[str, int]:
|
| 22 |
+
sizes: dict[str, int] = {}
|
| 23 |
+
for head in config.output_heads:
|
| 24 |
+
head_info = config.output_signature[head]
|
| 25 |
+
if head_info.get("type") == "binary":
|
| 26 |
+
sizes[head] = 1
|
| 27 |
+
else:
|
| 28 |
+
sizes[head] = len(head_info.get("labels", []))
|
| 29 |
+
return sizes
|
| 30 |
+
|
| 31 |
+
|
| 32 |
+
def _build_encoder_config(config: SentinelConfig) -> PretrainedConfig:
|
| 33 |
+
encoder_config = dict(config.encoder_config)
|
| 34 |
+
for key, value in dict(getattr(config, "encoder_config_overrides", {}) or {}).items():
|
| 35 |
+
encoder_config[key] = value
|
| 36 |
+
model_type = encoder_config.pop("model_type", None)
|
| 37 |
+
remote_error: Exception | None = None
|
| 38 |
+
|
| 39 |
+
if bool(getattr(config, "encoder_trust_remote_code", False)):
|
| 40 |
+
remote_kwargs: dict[str, Any] = {"trust_remote_code": True}
|
| 41 |
+
if getattr(config, "encoder_revision", None):
|
| 42 |
+
remote_kwargs["revision"] = config.encoder_revision
|
| 43 |
+
if getattr(config, "encoder_code_revision", None):
|
| 44 |
+
remote_kwargs["code_revision"] = config.encoder_code_revision
|
| 45 |
+
try:
|
| 46 |
+
trusted_config = AutoConfig.from_pretrained(
|
| 47 |
+
config.encoder_model_name,
|
| 48 |
+
**remote_kwargs,
|
| 49 |
+
)
|
| 50 |
+
for key, value in encoder_config.items():
|
| 51 |
+
setattr(trusted_config, key, value)
|
| 52 |
+
return trusted_config
|
| 53 |
+
except Exception as exc:
|
| 54 |
+
remote_error = exc
|
| 55 |
+
|
| 56 |
+
if not model_type:
|
| 57 |
+
raise ValueError("SentinelConfig.encoder_config must include model_type")
|
| 58 |
+
try:
|
| 59 |
+
return AutoConfig.for_model(model_type, **encoder_config)
|
| 60 |
+
except Exception as exc:
|
| 61 |
+
if remote_error is not None:
|
| 62 |
+
raise ValueError(
|
| 63 |
+
"could not build trusted remote encoder config; "
|
| 64 |
+
f"remote_error={type(remote_error).__name__}: {remote_error}"
|
| 65 |
+
) from exc
|
| 66 |
+
raise
|
| 67 |
+
|
| 68 |
+
|
| 69 |
+
class SharedProjection(nn.Module):
|
| 70 |
+
def __init__(self, input_size: int, hidden_size: int, dropout: float) -> None:
|
| 71 |
+
super().__init__()
|
| 72 |
+
self.input_norm = nn.LayerNorm(input_size)
|
| 73 |
+
self.hidden = nn.Linear(input_size, hidden_size)
|
| 74 |
+
self.activation = nn.GELU()
|
| 75 |
+
self.dropout = nn.Dropout(dropout)
|
| 76 |
+
self.residual = nn.Linear(input_size, hidden_size) if input_size != hidden_size else nn.Identity()
|
| 77 |
+
self.output_norm = nn.LayerNorm(hidden_size)
|
| 78 |
+
|
| 79 |
+
def forward(self, features: torch.Tensor) -> torch.Tensor:
|
| 80 |
+
projected = self.hidden(self.input_norm(features))
|
| 81 |
+
projected = self.activation(projected)
|
| 82 |
+
projected = self.dropout(projected)
|
| 83 |
+
return self.output_norm(projected + self.residual(features))
|
| 84 |
+
|
| 85 |
+
|
| 86 |
+
class BaseStageAClassifier(nn.Module):
|
| 87 |
+
@staticmethod
|
| 88 |
+
def _format_outputs(logits: dict[str, torch.Tensor]) -> dict[str, torch.Tensor]:
|
| 89 |
+
logits["violation"] = logits["violation"].squeeze(-1)
|
| 90 |
+
return logits
|
| 91 |
+
|
| 92 |
+
|
| 93 |
+
class DirectStageAClassifier(BaseStageAClassifier):
|
| 94 |
+
def __init__(self, input_size: int, config: SentinelConfig) -> None:
|
| 95 |
+
super().__init__()
|
| 96 |
+
projection_size = int(config.projection_size)
|
| 97 |
+
dropout = float(config.classifier_dropout)
|
| 98 |
+
sizes = _head_sizes(config)
|
| 99 |
+
self.shared = SharedProjection(input_size, projection_size, dropout)
|
| 100 |
+
self.violation = nn.Linear(projection_size, sizes["violation"])
|
| 101 |
+
self.severity = nn.Linear(projection_size, sizes["severity"])
|
| 102 |
+
self.domain = nn.Linear(projection_size, sizes["domain"])
|
| 103 |
+
self.subtype = nn.Linear(projection_size, sizes["subtype"])
|
| 104 |
+
self.jurisdiction = nn.Linear(projection_size, sizes["jurisdiction"])
|
| 105 |
+
self.why = nn.Linear(projection_size, sizes["why"])
|
| 106 |
+
self.impacted_principles = nn.Linear(projection_size, sizes["impacted_principles"])
|
| 107 |
+
self.remediation_actions = nn.Linear(projection_size, sizes["remediation_actions"])
|
| 108 |
+
self.content_type = nn.Linear(projection_size, sizes["content_type"])
|
| 109 |
+
self.audience_segment = nn.Linear(projection_size, sizes["audience_segment"])
|
| 110 |
+
self.detection_difficulty = nn.Linear(projection_size, sizes["detection_difficulty"])
|
| 111 |
+
self.aggravating_factors = nn.Linear(projection_size, sizes["aggravating_factors"])
|
| 112 |
+
|
| 113 |
+
def forward(self, features: torch.Tensor) -> dict[str, torch.Tensor]:
|
| 114 |
+
hidden = self.shared(features)
|
| 115 |
+
return self._format_outputs(
|
| 116 |
+
{
|
| 117 |
+
"violation": self.violation(hidden),
|
| 118 |
+
"severity": self.severity(hidden),
|
| 119 |
+
"domain": self.domain(hidden),
|
| 120 |
+
"subtype": self.subtype(hidden),
|
| 121 |
+
"jurisdiction": self.jurisdiction(hidden),
|
| 122 |
+
"why": self.why(hidden),
|
| 123 |
+
"impacted_principles": self.impacted_principles(hidden),
|
| 124 |
+
"remediation_actions": self.remediation_actions(hidden),
|
| 125 |
+
"content_type": self.content_type(hidden),
|
| 126 |
+
"audience_segment": self.audience_segment(hidden),
|
| 127 |
+
"detection_difficulty": self.detection_difficulty(hidden),
|
| 128 |
+
"aggravating_factors": self.aggravating_factors(hidden),
|
| 129 |
+
}
|
| 130 |
+
)
|
| 131 |
+
|
| 132 |
+
|
| 133 |
+
def _funnel_width(size: int, divisor: int, floor: int) -> int:
|
| 134 |
+
return max(floor, size // max(1, divisor))
|
| 135 |
+
|
| 136 |
+
|
| 137 |
+
class FunnelHead(nn.Module):
|
| 138 |
+
def __init__(
|
| 139 |
+
self,
|
| 140 |
+
input_size: int,
|
| 141 |
+
output_size: int,
|
| 142 |
+
dropout: float,
|
| 143 |
+
head_div: int,
|
| 144 |
+
head_mul: int,
|
| 145 |
+
head_skip: bool,
|
| 146 |
+
) -> None:
|
| 147 |
+
super().__init__()
|
| 148 |
+
self.input_size = int(input_size)
|
| 149 |
+
self.hidden_size = _funnel_width(self.input_size, head_div, 32)
|
| 150 |
+
self.final_size = _funnel_width(self.input_size, head_div * head_mul, 16)
|
| 151 |
+
self.input_norm = nn.LayerNorm(self.input_size)
|
| 152 |
+
self.first = nn.Linear(self.input_size, self.hidden_size)
|
| 153 |
+
self.activation = nn.GELU()
|
| 154 |
+
self.dropout = nn.Dropout(dropout)
|
| 155 |
+
self.second = nn.Linear(self.hidden_size, self.final_size)
|
| 156 |
+
self.residual = (
|
| 157 |
+
nn.Linear(self.input_size, self.final_size)
|
| 158 |
+
if head_skip and self.input_size != self.final_size
|
| 159 |
+
else nn.Identity()
|
| 160 |
+
if head_skip
|
| 161 |
+
else None
|
| 162 |
+
)
|
| 163 |
+
self.output_norm = nn.LayerNorm(self.final_size)
|
| 164 |
+
self.out = nn.Linear(self.final_size, output_size)
|
| 165 |
+
|
| 166 |
+
def forward(self, features: torch.Tensor) -> torch.Tensor:
|
| 167 |
+
normalized = self.input_norm(features)
|
| 168 |
+
hidden = self.first(normalized)
|
| 169 |
+
hidden = self.activation(hidden)
|
| 170 |
+
hidden = self.dropout(hidden)
|
| 171 |
+
hidden = self.second(hidden)
|
| 172 |
+
hidden = self.activation(hidden)
|
| 173 |
+
hidden = self.dropout(hidden)
|
| 174 |
+
if self.residual is not None:
|
| 175 |
+
hidden = hidden + self.residual(features)
|
| 176 |
+
return self.out(self.output_norm(hidden))
|
| 177 |
+
|
| 178 |
+
|
| 179 |
+
class RecombinationStageAClassifier(BaseStageAClassifier):
|
| 180 |
+
def __init__(self, input_size: int, config: SentinelConfig) -> None:
|
| 181 |
+
super().__init__()
|
| 182 |
+
projection_size = int(config.projection_size)
|
| 183 |
+
dropout = float(config.head_dropout)
|
| 184 |
+
self.shared = SharedProjection(input_size, projection_size, dropout)
|
| 185 |
+
self.heads = nn.ModuleDict(
|
| 186 |
+
{
|
| 187 |
+
head: FunnelHead(
|
| 188 |
+
projection_size,
|
| 189 |
+
size,
|
| 190 |
+
dropout,
|
| 191 |
+
int(config.head_div),
|
| 192 |
+
int(config.head_mul),
|
| 193 |
+
bool(config.head_skip),
|
| 194 |
+
)
|
| 195 |
+
for head, size in _head_sizes(config).items()
|
| 196 |
+
}
|
| 197 |
+
)
|
| 198 |
+
|
| 199 |
+
def forward(self, features: torch.Tensor) -> dict[str, torch.Tensor]:
|
| 200 |
+
hidden = self.shared(features)
|
| 201 |
+
return self._format_outputs({head: layer(hidden) for head, layer in self.heads.items()})
|
| 202 |
+
|
| 203 |
+
|
| 204 |
+
class ColumnarStageAClassifier(BaseStageAClassifier):
|
| 205 |
+
def __init__(self, input_size: int, config: SentinelConfig) -> None:
|
| 206 |
+
super().__init__()
|
| 207 |
+
dropout = float(config.head_dropout)
|
| 208 |
+
self.heads = nn.ModuleDict(
|
| 209 |
+
{
|
| 210 |
+
head: FunnelHead(
|
| 211 |
+
int(input_size),
|
| 212 |
+
size,
|
| 213 |
+
dropout,
|
| 214 |
+
int(config.head_div),
|
| 215 |
+
int(config.head_mul),
|
| 216 |
+
bool(config.head_skip),
|
| 217 |
+
)
|
| 218 |
+
for head, size in _head_sizes(config).items()
|
| 219 |
+
}
|
| 220 |
+
)
|
| 221 |
+
|
| 222 |
+
def forward(self, features: torch.Tensor) -> dict[str, torch.Tensor]:
|
| 223 |
+
return self._format_outputs({head: layer(features) for head, layer in self.heads.items()})
|
| 224 |
+
|
| 225 |
+
|
| 226 |
+
class SentinelStageAModel(PreTrainedModel):
|
| 227 |
+
"""Frozen-encoder Sentinel classifier serialized as one Transformers model."""
|
| 228 |
+
|
| 229 |
+
config_class = SentinelConfig
|
| 230 |
+
base_model_prefix = "encoder"
|
| 231 |
+
main_input_name = "input_ids"
|
| 232 |
+
|
| 233 |
+
def __init__(self, config: SentinelConfig) -> None:
|
| 234 |
+
super().__init__(config)
|
| 235 |
+
if not config.encoder_config:
|
| 236 |
+
raise ValueError("SentinelConfig.encoder_config is required")
|
| 237 |
+
encoder_config = _build_encoder_config(config)
|
| 238 |
+
self.encoder = AutoModel.from_config(
|
| 239 |
+
encoder_config,
|
| 240 |
+
trust_remote_code=bool(getattr(config, "encoder_trust_remote_code", False)),
|
| 241 |
+
)
|
| 242 |
+
hidden_size = int(getattr(self.encoder.config, "hidden_size"))
|
| 243 |
+
if config.head_type == "direct":
|
| 244 |
+
self.classifier = DirectStageAClassifier(hidden_size, config)
|
| 245 |
+
elif config.head_type == "recombine":
|
| 246 |
+
self.classifier = RecombinationStageAClassifier(hidden_size, config)
|
| 247 |
+
elif config.head_type == "columnar":
|
| 248 |
+
self.classifier = ColumnarStageAClassifier(hidden_size, config)
|
| 249 |
+
else:
|
| 250 |
+
raise ValueError(f"unsupported Sentinel head_type={config.head_type}")
|
| 251 |
+
self.post_init()
|
| 252 |
+
|
| 253 |
+
def forward(
|
| 254 |
+
self,
|
| 255 |
+
input_ids: torch.Tensor | None = None,
|
| 256 |
+
attention_mask: torch.Tensor | None = None,
|
| 257 |
+
token_type_ids: torch.Tensor | None = None,
|
| 258 |
+
position_ids: torch.Tensor | None = None,
|
| 259 |
+
head_mask: torch.Tensor | None = None,
|
| 260 |
+
inputs_embeds: torch.Tensor | None = None,
|
| 261 |
+
output_attentions: bool | None = None,
|
| 262 |
+
output_hidden_states: bool | None = None,
|
| 263 |
+
return_dict: bool | None = None,
|
| 264 |
+
**kwargs: Any,
|
| 265 |
+
) -> dict[str, dict[str, torch.Tensor]] | tuple[dict[str, torch.Tensor]]:
|
| 266 |
+
encoder_kwargs: dict[str, Any] = {
|
| 267 |
+
"input_ids": input_ids,
|
| 268 |
+
"attention_mask": attention_mask,
|
| 269 |
+
"inputs_embeds": inputs_embeds,
|
| 270 |
+
"return_dict": True,
|
| 271 |
+
}
|
| 272 |
+
if head_mask is not None:
|
| 273 |
+
encoder_kwargs["head_mask"] = head_mask
|
| 274 |
+
if token_type_ids is not None:
|
| 275 |
+
encoder_kwargs["token_type_ids"] = token_type_ids
|
| 276 |
+
if position_ids is not None:
|
| 277 |
+
encoder_kwargs["position_ids"] = position_ids
|
| 278 |
+
if output_attentions is not None:
|
| 279 |
+
encoder_kwargs["output_attentions"] = output_attentions
|
| 280 |
+
if output_hidden_states is not None:
|
| 281 |
+
encoder_kwargs["output_hidden_states"] = output_hidden_states
|
| 282 |
+
encoder_outputs = self.encoder(**encoder_kwargs, **kwargs)
|
| 283 |
+
if attention_mask is None:
|
| 284 |
+
batch_size, sequence_length = encoder_outputs.last_hidden_state.shape[:2]
|
| 285 |
+
attention_mask = torch.ones(
|
| 286 |
+
(batch_size, sequence_length),
|
| 287 |
+
dtype=encoder_outputs.last_hidden_state.dtype,
|
| 288 |
+
device=encoder_outputs.last_hidden_state.device,
|
| 289 |
+
)
|
| 290 |
+
features = _masked_mean(encoder_outputs.last_hidden_state, attention_mask)
|
| 291 |
+
logits = self.classifier(features)
|
| 292 |
+
if return_dict is False:
|
| 293 |
+
return (logits,)
|
| 294 |
+
return {"logits": logits}
|
pipeline_sentinel.py
ADDED
|
@@ -0,0 +1,103 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
"""Custom Transformers pipeline for Sentinel Stage A inference."""
|
| 2 |
+
|
| 3 |
+
from __future__ import annotations
|
| 4 |
+
|
| 5 |
+
from typing import Any
|
| 6 |
+
|
| 7 |
+
import torch
|
| 8 |
+
from transformers import Pipeline
|
| 9 |
+
|
| 10 |
+
|
| 11 |
+
class SentinelStageAPipeline(Pipeline):
|
| 12 |
+
"""Run Sentinel Stage A prediction and return JSON-serializable probabilities."""
|
| 13 |
+
|
| 14 |
+
def _sanitize_parameters(self, **kwargs: Any) -> tuple[dict[str, Any], dict[str, Any], dict[str, Any]]:
|
| 15 |
+
preprocess_kwargs: dict[str, Any] = {}
|
| 16 |
+
postprocess_kwargs: dict[str, Any] = {}
|
| 17 |
+
if "max_length" in kwargs:
|
| 18 |
+
preprocess_kwargs["max_length"] = kwargs["max_length"]
|
| 19 |
+
if "return_all_probabilities" in kwargs:
|
| 20 |
+
postprocess_kwargs["return_all_probabilities"] = kwargs["return_all_probabilities"]
|
| 21 |
+
if "threshold_overrides" in kwargs:
|
| 22 |
+
postprocess_kwargs["threshold_overrides"] = kwargs["threshold_overrides"]
|
| 23 |
+
return preprocess_kwargs, {}, postprocess_kwargs
|
| 24 |
+
|
| 25 |
+
def preprocess(self, inputs: str, max_length: int | None = None) -> dict[str, torch.Tensor]:
|
| 26 |
+
if not isinstance(inputs, str):
|
| 27 |
+
raise TypeError(f"SentinelStageAPipeline expects a string input, got {type(inputs).__name__}")
|
| 28 |
+
limit = int(max_length or getattr(self.model.config, "max_length", 512))
|
| 29 |
+
return self.tokenizer(
|
| 30 |
+
inputs,
|
| 31 |
+
padding=False,
|
| 32 |
+
truncation=True,
|
| 33 |
+
max_length=limit,
|
| 34 |
+
return_tensors=self.framework,
|
| 35 |
+
)
|
| 36 |
+
|
| 37 |
+
def _forward(self, model_inputs: dict[str, torch.Tensor]) -> Any:
|
| 38 |
+
return self.model(**model_inputs)
|
| 39 |
+
|
| 40 |
+
def postprocess(
|
| 41 |
+
self,
|
| 42 |
+
model_outputs: Any,
|
| 43 |
+
return_all_probabilities: bool = True,
|
| 44 |
+
threshold_overrides: dict[str, float] | None = None,
|
| 45 |
+
) -> dict[str, Any]:
|
| 46 |
+
if isinstance(model_outputs, tuple):
|
| 47 |
+
logits = model_outputs[0]
|
| 48 |
+
elif isinstance(model_outputs, dict):
|
| 49 |
+
logits = model_outputs["logits"]
|
| 50 |
+
else:
|
| 51 |
+
logits = model_outputs.logits
|
| 52 |
+
signature = getattr(self.model.config, "output_signature", {})
|
| 53 |
+
output_heads = getattr(self.model.config, "output_heads", None) or list(signature.keys())
|
| 54 |
+
thresholds = dict(getattr(self.model.config, "thresholds", {}) or {})
|
| 55 |
+
if threshold_overrides:
|
| 56 |
+
thresholds.update(threshold_overrides)
|
| 57 |
+
|
| 58 |
+
result: dict[str, Any] = {}
|
| 59 |
+
for head in output_heads:
|
| 60 |
+
head_info = signature[head]
|
| 61 |
+
head_type = head_info.get("type")
|
| 62 |
+
head_logits = logits[head]
|
| 63 |
+
if head_type == "binary":
|
| 64 |
+
probability = float(torch.sigmoid(head_logits)[0].detach().cpu())
|
| 65 |
+
threshold = float(thresholds.get(head, 0.5))
|
| 66 |
+
result[head] = {
|
| 67 |
+
"label": probability >= threshold,
|
| 68 |
+
"probability": probability,
|
| 69 |
+
"threshold": threshold,
|
| 70 |
+
}
|
| 71 |
+
elif head_type == "multiclass":
|
| 72 |
+
labels = [str(label) for label in head_info.get("labels", [])]
|
| 73 |
+
probabilities = torch.softmax(head_logits, dim=-1)[0].detach().cpu()
|
| 74 |
+
index = int(torch.argmax(probabilities).item())
|
| 75 |
+
result[head] = {
|
| 76 |
+
"label": labels[index],
|
| 77 |
+
"probability": float(probabilities[index]),
|
| 78 |
+
}
|
| 79 |
+
if return_all_probabilities:
|
| 80 |
+
result[head]["probabilities"] = {
|
| 81 |
+
label: float(probabilities[position])
|
| 82 |
+
for position, label in enumerate(labels)
|
| 83 |
+
}
|
| 84 |
+
elif head_type == "multilabel":
|
| 85 |
+
labels = [str(label) for label in head_info.get("labels", [])]
|
| 86 |
+
probabilities = torch.sigmoid(head_logits)[0].detach().cpu()
|
| 87 |
+
threshold = float(thresholds.get(head, 0.5))
|
| 88 |
+
result[head] = {
|
| 89 |
+
"labels": [
|
| 90 |
+
label
|
| 91 |
+
for position, label in enumerate(labels)
|
| 92 |
+
if float(probabilities[position]) >= threshold
|
| 93 |
+
],
|
| 94 |
+
"threshold": threshold,
|
| 95 |
+
}
|
| 96 |
+
if return_all_probabilities:
|
| 97 |
+
result[head]["probabilities"] = {
|
| 98 |
+
label: float(probabilities[position])
|
| 99 |
+
for position, label in enumerate(labels)
|
| 100 |
+
}
|
| 101 |
+
else:
|
| 102 |
+
raise ValueError(f"unsupported Sentinel head type for {head}: {head_type}")
|
| 103 |
+
return result
|
results.md
ADDED
|
The diff for this file is too large to render.
See raw diff
|
|
|
special_tokens_map.json
ADDED
|
@@ -0,0 +1,37 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"cls_token": {
|
| 3 |
+
"content": "[CLS]",
|
| 4 |
+
"lstrip": false,
|
| 5 |
+
"normalized": false,
|
| 6 |
+
"rstrip": false,
|
| 7 |
+
"single_word": false
|
| 8 |
+
},
|
| 9 |
+
"mask_token": {
|
| 10 |
+
"content": "[MASK]",
|
| 11 |
+
"lstrip": true,
|
| 12 |
+
"normalized": false,
|
| 13 |
+
"rstrip": false,
|
| 14 |
+
"single_word": false
|
| 15 |
+
},
|
| 16 |
+
"pad_token": {
|
| 17 |
+
"content": "[PAD]",
|
| 18 |
+
"lstrip": false,
|
| 19 |
+
"normalized": false,
|
| 20 |
+
"rstrip": false,
|
| 21 |
+
"single_word": false
|
| 22 |
+
},
|
| 23 |
+
"sep_token": {
|
| 24 |
+
"content": "[SEP]",
|
| 25 |
+
"lstrip": false,
|
| 26 |
+
"normalized": false,
|
| 27 |
+
"rstrip": false,
|
| 28 |
+
"single_word": false
|
| 29 |
+
},
|
| 30 |
+
"unk_token": {
|
| 31 |
+
"content": "[UNK]",
|
| 32 |
+
"lstrip": false,
|
| 33 |
+
"normalized": false,
|
| 34 |
+
"rstrip": false,
|
| 35 |
+
"single_word": false
|
| 36 |
+
}
|
| 37 |
+
}
|
tokenizer.json
ADDED
|
The diff for this file is too large to render.
See raw diff
|
|
|
tokenizer_config.json
ADDED
|
@@ -0,0 +1,945 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
| 1 |
+
{
|
| 2 |
+
"added_tokens_decoder": {
|
| 3 |
+
"0": {
|
| 4 |
+
"content": "|||IP_ADDRESS|||",
|
| 5 |
+
"lstrip": false,
|
| 6 |
+
"normalized": true,
|
| 7 |
+
"rstrip": false,
|
| 8 |
+
"single_word": false,
|
| 9 |
+
"special": false
|
| 10 |
+
},
|
| 11 |
+
"1": {
|
| 12 |
+
"content": "<|padding|>",
|
| 13 |
+
"lstrip": false,
|
| 14 |
+
"normalized": false,
|
| 15 |
+
"rstrip": false,
|
| 16 |
+
"single_word": false,
|
| 17 |
+
"special": true
|
| 18 |
+
},
|
| 19 |
+
"50254": {
|
| 20 |
+
"content": " ",
|
| 21 |
+
"lstrip": false,
|
| 22 |
+
"normalized": true,
|
| 23 |
+
"rstrip": false,
|
| 24 |
+
"single_word": false,
|
| 25 |
+
"special": false
|
| 26 |
+
},
|
| 27 |
+
"50255": {
|
| 28 |
+
"content": " ",
|
| 29 |
+
"lstrip": false,
|
| 30 |
+
"normalized": true,
|
| 31 |
+
"rstrip": false,
|
| 32 |
+
"single_word": false,
|
| 33 |
+
"special": false
|
| 34 |
+
},
|
| 35 |
+
"50256": {
|
| 36 |
+
"content": " ",
|
| 37 |
+
"lstrip": false,
|
| 38 |
+
"normalized": true,
|
| 39 |
+
"rstrip": false,
|
| 40 |
+
"single_word": false,
|
| 41 |
+
"special": false
|
| 42 |
+
},
|
| 43 |
+
"50257": {
|
| 44 |
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"clean_up_tokenization_spaces": true,
|
| 933 |
+
"cls_token": "[CLS]",
|
| 934 |
+
"extra_special_tokens": {},
|
| 935 |
+
"mask_token": "[MASK]",
|
| 936 |
+
"model_input_names": [
|
| 937 |
+
"input_ids",
|
| 938 |
+
"attention_mask"
|
| 939 |
+
],
|
| 940 |
+
"model_max_length": 8192,
|
| 941 |
+
"pad_token": "[PAD]",
|
| 942 |
+
"sep_token": "[SEP]",
|
| 943 |
+
"tokenizer_class": "PreTrainedTokenizerFast",
|
| 944 |
+
"unk_token": "[UNK]"
|
| 945 |
+
}
|