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README.md
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---
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license: mit
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tags:
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- mechanistic-interpretability
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- grokking
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- modular-addition
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- transformer
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- TransformerLens
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datasets:
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- custom
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language:
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- en
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library_name: transformer-lens
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pipeline_tag: other
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---
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# Grokking Modular Addition Transformer
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A 1-layer transformer trained on modular addition `(a + b) mod 113` that exhibits **grokking** -- the phenomenon where the model first memorizes the training data, then suddenly generalizes to the test set after continued training.
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This model is a reproduction of the setup from [Progress Measures for Grokking via Mechanistic Interpretability](https://arxiv.org/abs/2301.05217) (Nanda et al., 2023), built with [TransformerLens](https://github.com/neelnanda-io/TransformerLens).
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## Model Description
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The model learns a **Fourier-based algorithm** to perform modular addition:
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1. **Embed** inputs `a` and `b` into Fourier components (sin/cos at key frequencies)
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2. **Attend** from the `=` position to `a` and `b`, computing `sin(ka)`, `cos(ka)`, `sin(kb)`, `cos(kb)`
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3. **MLP neurons** compute `cos(k(a+b))` and `sin(k(a+b))` via trigonometric identities
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4. **Unembed** maps these to logits approximating `cos(k(a+b-c))` for each candidate output `c`
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### Architecture
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| Parameter | Value |
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|-----------|-------|
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| Layers | 1 |
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| Attention heads | 4 |
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| d_model | 128 |
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| d_head | 32 |
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| d_mlp | 512 |
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| Activation | ReLU |
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| Normalization | None |
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| Vocabulary (input) | 114 (0-112 for numbers, 113 for `=`) |
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| Vocabulary (output) | 113 |
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| Context length | 3 tokens: `[a, b, =]` |
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| Parameters | ~2.5M |
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Design choices (no LayerNorm, ReLU, no biases) were made to simplify mechanistic interpretability analysis.
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## Usage
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### Loading the checkpoint
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```python
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import torch
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from transformer_lens import HookedTransformer
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# Download and load
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cached_data = torch.load("grokking_demo.pth", weights_only=False)
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model = HookedTransformer(cached_data["config"])
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model.load_state_dict(cached_data["model"])
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# Training history is also included
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model_checkpoints = cached_data["checkpoints"] # 250 intermediate checkpoints
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checkpoint_epochs = cached_data["checkpoint_epochs"] # Every 100 epochs
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train_losses = cached_data["train_losses"]
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test_losses = cached_data["test_losses"]
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train_indices = cached_data["train_indices"]
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test_indices = cached_data["test_indices"]
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```
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### Running inference
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```python
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import torch
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p = 113
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a, b = 37, 58
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input_tokens = torch.tensor([[a, b, p]]) # [a, b, =]
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logits = model(input_tokens)
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prediction = logits[0, -1].argmax().item()
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print(f"{a} + {b} mod {p} = {prediction}") # Should print 95
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```
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### Installation
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```bash
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pip install torch transformer-lens
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```
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## Training Details
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| Setting | Value |
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|---------|-------|
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| Task | `(a + b) mod 113` |
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| Total data | 113^2 = 12,769 pairs |
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| Train split | 30% (3,830 examples) |
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| Test split | 70% (8,939 examples) |
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| Optimizer | AdamW |
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| Learning rate | 1e-3 |
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| Weight decay | 1.0 |
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| Betas | (0.9, 0.98) |
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| Epochs | 25,000 |
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| Batch size | Full batch |
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| Checkpoints | Every 100 epochs (250 total) |
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| Seed | 999 (model), 598 (data split) |
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| Training time | ~2 minutes on GPU |
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The high weight decay (1.0) is critical for grokking -- it gradually erodes memorization weights in favor of the compact generalizing Fourier circuit.
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## Grokking Phases
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The training exhibits three distinct phases:
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1. **Memorization** (~epoch 0-1,500): Train loss drops to ~0, test loss stays at ~4.73 (random guessing over 113 classes). The model memorizes all training examples.
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2. **Circuit Formation** (~epoch 1,500-13,300): The Fourier-based generalizing circuit gradually forms in the weights, but memorization still dominates. Test loss appears unchanged.
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3. **Cleanup** (~epoch 13,300-16,600): Weight decay erodes memorization faster than the compact Fourier circuit. Test loss suddenly drops -- this is the grokking moment.
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## Mechanistic Interpretability Findings
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Analysis of the trained model reveals:
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- **Fourier-sparse embeddings**: The model learns embeddings concentrated on key frequencies (k = 9, 33, 36, 38, 55)
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- **Neuron clustering**: ~85% of MLP neurons are well-explained by a single Fourier frequency
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- **Logit periodicity**: Output logits approximate `cos(freq * 2pi/p * (a + b - c))` for key frequencies
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- **Progress measures**: Restricted loss and excluded loss track the formation and cleanup of circuits independently, revealing that grokking is not a sudden phase transition but the delayed visibility of a gradually forming algorithm
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## Source Code
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Full analysis notebook and training code: [GitHub repository](https://github.com/BurnyCoder/ai-mechanistic-interpretability-transformer-modular-addition-grokking)
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## References
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- [Progress Measures for Grokking via Mechanistic Interpretability](https://arxiv.org/abs/2301.05217) (Nanda et al., 2023)
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- [Grokking: Generalization Beyond Overfitting on Small Algorithmic Datasets](https://arxiv.org/abs/2201.02177) (Power et al., 2022)
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- [TransformerLens](https://github.com/neelnanda-io/TransformerLens)
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