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IpoptProjector: projects a reference trajectory onto a feasible set
defined by circular/planar obstacles and optional linear dynamics.
CasADi uses column-major (Fortran) order for matrices.
All constraint geometry is in real-world (unnormalized) coordinates;
the decision variable X is in normalized space.
"""
from __future__ import annotations
import copy
from concurrent.futures import ProcessPoolExecutor, as_completed
from typing import Callable, Dict, List, Optional, Tuple
import casadi as cs
import numpy as np
from obstacles import CircularObstacle, PlanarObstacle
# ---------------------------------------------------------------------------
# Helpers
# ---------------------------------------------------------------------------
def _build_and_solve(
config: dict,
X_ref: np.ndarray,
s0: np.ndarray,
reg_weight: float = None,
a_prev: np.ndarray = None,
) -> Tuple[np.ndarray, str, int]:
"""Standalone function for parallel workers (must be picklable)."""
proj = IpoptProjector(**config)
return proj.project(X_ref, s0, reg_weight=reg_weight, a_prev=a_prev)
# ---------------------------------------------------------------------------
# IpoptProjector
# ---------------------------------------------------------------------------
class IpoptProjector:
def __init__(
self,
circular_obstacles: List[CircularObstacle],
planar_obstacles: List[PlanarObstacle],
horizon: int,
action_dim: int,
state_dim: int,
normalizer,
dynamics: Optional[Dict[str, np.ndarray]] = None,
dynamics_relaxation: float = 0.0,
obstacle_margin: float = 0.0,
input_saturation: bool = False,
objective_fn: Optional[Callable] = None,
objective_scale: float = 1.0,
max_action_delta: float = 0.0,
solver_opts: Optional[dict] = None,
):
self.circular_obstacles = circular_obstacles
self.planar_obstacles = planar_obstacles
self.horizon = horizon
self.action_dim = action_dim
self.state_dim = state_dim
self.transition_dim = action_dim + state_dim
self.normalizer = normalizer
self.dynamics = dynamics
self.dynamics_relaxation = dynamics_relaxation
self.obstacle_margin = obstacle_margin
self.input_saturation = input_saturation
self.objective_fn = objective_fn
self.objective_scale = objective_scale
self.max_action_delta = max_action_delta
# DOF: full trajectory minus the fixed initial state
# layout: [a_0, | a_1, s_1, | a_2, s_2, | ... | a_{H-1}, s_{H-1}]
self.dof = horizon * self.transition_dim - state_dim
# normalizer bounds for x_pos (dim 2) and y_pos (dim 3) of observations
obs_mins = normalizer.normalizers["observations"].mins
obs_maxs = normalizer.normalizers["observations"].maxs
self._xmin = float(obs_mins[2])
self._xmax = float(obs_maxs[2])
self._ymin = float(obs_mins[3])
self._ymax = float(obs_maxs[3])
# action bounds in normalized space ([-1, 1] for LimitsNormalizer)
act_mins = normalizer.normalizers["actions"].mins
act_maxs = normalizer.normalizers["actions"].maxs
self._act_norm_lo = np.array([
(lo - lo) / (hi - lo) * 2 - 1 for lo, hi in zip(act_mins, act_maxs)
]) # always -1
self._act_norm_hi = np.array([
(hi - lo) / (hi - lo) * 2 - 1 for lo, hi in zip(act_mins, act_maxs)
]) # always +1
# precompute index arrays into the flat DOF vector
self._precompute_indices()
# solver options (IPOPT defaults, output silencing only)
self._solver_opts = {
"ipopt.print_level": 0,
"ipopt.sb": "yes",
"print_time": 0,
}
if solver_opts is not None:
self._solver_opts.update(solver_opts)
# build the CasADi problem
self._formulate()
# ------------------------------------------------------------------
# Index precomputation
# ------------------------------------------------------------------
def _precompute_indices(self):
"""Compute indices into the flat DOF vector for states and actions.
DOF layout:
[a_0(action_dim) | a_1(action_dim), s_1(state_dim) | ... | a_{H-1}(action_dim), s_{H-1}(state_dim)]
s_0 is NOT in the DOF — it is a parameter.
"""
ad = self.action_dim
sd = self.state_dim
td = self.transition_dim
# state indices for s_1 .. s_{H-1} (H-1 states in DOF)
# first state s_1 starts at offset ad (for a_0) + ad (for a_1) = 2*ad
self._state_indices = [] # list of (start, end) for each state block
self._xpos_indices = [] # index of x_pos (obs dim 2) for each state
self._ypos_indices = [] # index of y_pos (obs dim 3) for each state
for t in range(1, self.horizon):
# block t: starts at ad + (t-1)*td + ad = ad + (t-1)*td + ad
# actually: block 0 is just a_0 (ad elements)
# block t (t>=1) is a_t (ad) + s_t (sd), starting at ad + (t-1)*td
block_start = ad + (t - 1) * td
s_start = block_start + ad # state starts after action
s_end = s_start + sd
self._state_indices.append((s_start, s_end))
self._xpos_indices.append(s_start + 2) # obs dim 2 = x_pos
self._ypos_indices.append(s_start + 3) # obs dim 3 = y_pos
# action indices for a_0 .. a_{H-1}
self._action_indices = []
# a_0 at offset 0
self._action_indices.append((0, ad))
for t in range(1, self.horizon):
block_start = ad + (t - 1) * td
self._action_indices.append((block_start, block_start + ad))
# ------------------------------------------------------------------
# Unnormalization (normalized [-1,1] -> real-world)
# ------------------------------------------------------------------
def _unnorm_x(self, x_norm):
return (x_norm + 1.0) / 2.0 * (self._xmax - self._xmin) + self._xmin
def _unnorm_y(self, y_norm):
return (y_norm + 1.0) / 2.0 * (self._ymax - self._ymin) + self._ymin
# ------------------------------------------------------------------
# Problem formulation
# ------------------------------------------------------------------
def _formulate(self):
opti = cs.Opti()
# decision variable (column vector, CasADi column-major)
X = opti.variable(self.dof, 1)
X_ref = opti.parameter(self.dof, 1)
s0 = opti.parameter(self.state_dim, 1)
reg_weight = opti.parameter(1, 1)
opti.set_value(reg_weight, 1.0)
# --- objective: projection ---
cost = 0.5 * reg_weight * cs.sumsqr(X - X_ref)
if self.objective_fn is not None:
cost = cost + self.objective_scale * self.objective_fn(X, s0)
opti.minimize(cost)
# --- circular obstacle constraints (squared distance) ---
for obs in self.circular_obstacles:
cx, cy = obs.center
r_eff_sq = (obs.radius + self.obstacle_margin) ** 2
for xi, yi in zip(self._xpos_indices, self._ypos_indices):
xu = self._unnorm_x(X[xi])
yu = self._unnorm_y(X[yi])
opti.subject_to((xu - cx) ** 2 + (yu - cy) ** 2 >= r_eff_sq)
# --- planar obstacle constraints ---
for pobs in self.planar_obstacles:
slope = pobs.slope
intercept = pobs.intercept
for xi, yi in zip(self._xpos_indices, self._ypos_indices):
xu = self._unnorm_x(X[xi])
yu = self._unnorm_y(X[yi])
opti.subject_to(slope * xu + intercept - yu >= self.obstacle_margin)
# --- input saturation (action box constraints in normalized space) ---
if self.input_saturation:
for a_start, a_end in self._action_indices:
for d in range(self.action_dim):
opti.subject_to(X[a_start + d] >= self._act_norm_lo[d])
opti.subject_to(X[a_start + d] <= self._act_norm_hi[d])
# --- dynamics constraints (optional) ---
if self.dynamics is not None:
A = self.dynamics["A"] # (state_dim, state_dim)
B = self.dynamics["B"] # (state_dim, action_dim)
c_vec = self.dynamics["c"] # (state_dim,)
# CasADi is column-major: use DM for constant matrices
A_cs = cs.DM(A) # (state_dim x state_dim)
B_cs = cs.DM(B) # (state_dim x action_dim)
c_cs = cs.DM(c_vec.reshape(-1, 1)) # (state_dim x 1)
relax = self.dynamics_relaxation
# t=0: s_1 = A @ s_0 + B @ a_0 + c (s_0 is parameter)
a0_start, a0_end = self._action_indices[0]
s1_start, s1_end = self._state_indices[0]
a_0 = X[a0_start:a0_end]
s_1 = X[s1_start:s1_end]
pred_0 = cs.mtimes(A_cs, s0) + cs.mtimes(B_cs, a_0) + c_cs
if relax > 0:
opti.subject_to(s_1 <= pred_0 + relax)
opti.subject_to(s_1 >= pred_0 - relax)
else:
opti.subject_to(s_1 == pred_0)
# t=1..H-2: s_{t+1} = A @ s_t + B @ a_t + c
for t in range(1, self.horizon - 1):
s_t_start, s_t_end = self._state_indices[t - 1]
a_t_start, a_t_end = self._action_indices[t]
if t >= len(self._state_indices):
break
s_t = X[s_t_start:s_t_end]
a_t = X[a_t_start:a_t_end]
sn_start, sn_end = self._state_indices[t]
s_next = X[sn_start:sn_end]
pred_t = cs.mtimes(A_cs, s_t) + cs.mtimes(B_cs, a_t) + c_cs
if relax > 0:
opti.subject_to(s_next <= pred_t + relax)
opti.subject_to(s_next >= pred_t - relax)
else:
opti.subject_to(s_next == pred_t)
self._a_prev = None
# --- solver ---
opti.solver("ipopt", self._solver_opts)
# store references
self._opti = opti
self._X = X
self._X_ref = X_ref
self._s0 = s0
self._reg_weight = reg_weight
# ------------------------------------------------------------------
# Solve
# ------------------------------------------------------------------
def set_regularization_weight(self, w: float):
"""Set the regularization weight for the tracking cost."""
self._opti.set_value(self._reg_weight, w)
def project(self, X_ref: np.ndarray, s0: np.ndarray, reg_weight: float = None, a_prev: np.ndarray = None) -> Tuple[np.ndarray, str, int]:
"""Project a single reference trajectory onto the feasible set.
Args:
X_ref: (dof,) flat DOF vector in normalized space.
s0: (state_dim,) initial state in normalized space.
reg_weight: optional regularization weight (overrides default 1.0).
a_prev: (action_dim,) last executed action in normalized space (for action rate constraint).
Returns:
X_proj: (dof,) projected DOF vector.
status: "optimal" if the solver converged, "failed" otherwise.
n_iters: number of IPOPT iterations spent on the solve.
"""
X_ref = np.asarray(X_ref).flatten()
s0 = np.asarray(s0).flatten()
assert X_ref.shape == (self.dof,), f"X_ref shape {X_ref.shape} != ({self.dof},)"
assert s0.shape == (self.state_dim,), f"s0 shape {s0.shape} != ({self.state_dim},)"
# CasADi parameters are column vectors
self._opti.set_value(self._X_ref, X_ref.reshape(-1, 1))
self._opti.set_value(self._s0, s0.reshape(-1, 1))
if reg_weight is not None:
self._opti.set_value(self._reg_weight, reg_weight)
if a_prev is not None and self._a_prev is not None:
self._opti.set_value(self._a_prev, np.asarray(a_prev).reshape(-1, 1))
self._opti.set_initial(self._X, X_ref.reshape(-1, 1))
try:
sol = self._opti.solve()
X_proj = np.array(sol.value(self._X)).flatten()
status = "optimal"
stats_src = self._opti
except RuntimeError:
X_proj = np.array(self._opti.debug.value(self._X)).flatten()
status = "failed"
stats_src = self._opti.debug
try:
n_iters = int(stats_src.stats()["iter_count"])
except Exception:
n_iters = 0
return X_proj, status, n_iters
def project_batch(
self,
X_refs: np.ndarray,
s0s: np.ndarray,
n_workers: int = 1,
reg_weight: float = None,
a_prevs: np.ndarray = None,
) -> Tuple[np.ndarray, List[str], List[int]]:
"""Project a batch of trajectories in parallel.
Args:
X_refs: (batch, dof)
s0s: (batch, state_dim)
n_workers: number of parallel IPOPT solves.
reg_weight: optional regularization weight (passed to each solve).
a_prevs: (batch, action_dim) last executed actions for action rate constraint.
Returns:
X_projs: (batch, dof)
statuses: list of per-solve statuses ("optimal"/"failed").
iters: list of per-solve IPOPT iteration counts.
"""
batch_size = X_refs.shape[0]
assert X_refs.shape == (batch_size, self.dof)
assert s0s.shape == (batch_size, self.state_dim)
if n_workers <= 1:
projs = []
statuses = []
iters = []
for i in range(batch_size):
ap = a_prevs[i] if a_prevs is not None else None
x_proj, status, n_iters = self.project(X_refs[i], s0s[i], reg_weight=reg_weight, a_prev=ap)
projs.append(x_proj)
statuses.append(status)
iters.append(n_iters)
return np.stack(projs), statuses, iters
# parallel: build config dict for picklable worker function
config = {
"circular_obstacles": self.circular_obstacles,
"planar_obstacles": self.planar_obstacles,
"horizon": self.horizon,
"action_dim": self.action_dim,
"state_dim": self.state_dim,
"normalizer": self.normalizer,
"dynamics": self.dynamics,
"dynamics_relaxation": self.dynamics_relaxation,
"obstacle_margin": self.obstacle_margin,
"input_saturation": self.input_saturation,
"objective_fn": self.objective_fn,
"objective_scale": self.objective_scale,
"max_action_delta": self.max_action_delta,
"solver_opts": self._solver_opts,
}
results = [None] * batch_size
statuses = [None] * batch_size
iters = [0] * batch_size
with ProcessPoolExecutor(max_workers=n_workers) as pool:
futures = {
pool.submit(
_build_and_solve, config, X_refs[i], s0s[i], reg_weight,
a_prevs[i] if a_prevs is not None else None,
): i
for i in range(batch_size)
}
for future in as_completed(futures):
idx = futures[future]
x_proj, status, n_iters = future.result()
results[idx] = x_proj
statuses[idx] = status
iters[idx] = n_iters
return np.stack(results), statuses, iters
# ------------------------------------------------------------------
# Utilities
# ------------------------------------------------------------------
def dof_to_full_trajectory(self, X_dof: np.ndarray, s0: np.ndarray) -> np.ndarray:
"""Reconstruct the full (horizon, transition_dim) trajectory from DOF + s0.
Returns:
traj: (horizon, action_dim + state_dim)
"""
X_dof = np.asarray(X_dof).flatten()
s0 = np.asarray(s0).flatten()
ad = self.action_dim
sd = self.state_dim
traj = np.zeros((self.horizon, ad + sd))
# timestep 0: action from DOF, state = s0
a0_s, a0_e = self._action_indices[0]
traj[0, :ad] = X_dof[a0_s:a0_e]
traj[0, ad:] = s0
# timesteps 1..H-1: action + state from DOF
for t in range(1, self.horizon):
a_s, a_e = self._action_indices[t]
s_s, s_e = self._state_indices[t - 1]
traj[t, :ad] = X_dof[a_s:a_e]
traj[t, ad:] = X_dof[s_s:s_e]
return traj
def full_trajectory_to_dof(self, traj: np.ndarray) -> np.ndarray:
"""Extract the DOF vector from a full (horizon, transition_dim) trajectory.
s_0 is dropped (it's a parameter, not a DOF).
"""
ad = self.action_dim
sd = self.state_dim
X_dof = np.zeros(self.dof)
# a_0
a0_s, a0_e = self._action_indices[0]
X_dof[a0_s:a0_e] = traj[0, :ad]
# a_t, s_t for t >= 1
for t in range(1, self.horizon):
a_s, a_e = self._action_indices[t]
s_s, s_e = self._state_indices[t - 1]
X_dof[a_s:a_e] = traj[t, :ad]
X_dof[s_s:s_e] = traj[t, ad:]
return X_dof
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