Song Yi commited on
Create SAFETY_POLICY.yaml
Browse files- SAFETY_POLICY.yaml +322 -0
SAFETY_POLICY.yaml
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| 1 |
+
safety_policy:
|
| 2 |
+
version: 1.0.0
|
| 3 |
+
last_updated: 2025-12-22
|
| 4 |
+
enforcement_level: strict
|
| 5 |
+
|
| 6 |
+
overview:
|
| 7 |
+
description: Comprehensive safety policy for Kirim OSS Safeguard R1 10B
|
| 8 |
+
scope: All model interactions and deployments
|
| 9 |
+
compliance_required: true
|
| 10 |
+
|
| 11 |
+
prohibited_content:
|
| 12 |
+
hate_speech:
|
| 13 |
+
enabled: true
|
| 14 |
+
severity: critical
|
| 15 |
+
description: Content that promotes hatred or discrimination
|
| 16 |
+
examples:
|
| 17 |
+
- Racial or ethnic slurs
|
| 18 |
+
- Religious intolerance
|
| 19 |
+
- Gender-based discrimination
|
| 20 |
+
- LGBTQ+ hate speech
|
| 21 |
+
- Xenophobia or nationalism
|
| 22 |
+
action: refuse_and_report
|
| 23 |
+
|
| 24 |
+
violence:
|
| 25 |
+
enabled: true
|
| 26 |
+
severity: critical
|
| 27 |
+
description: Content promoting violence or harm
|
| 28 |
+
categories:
|
| 29 |
+
- Physical violence
|
| 30 |
+
- Self-harm instructions
|
| 31 |
+
- Terrorism or extremism
|
| 32 |
+
- Animal cruelty
|
| 33 |
+
- Weapons manufacturing
|
| 34 |
+
action: refuse_and_report
|
| 35 |
+
|
| 36 |
+
sexual_content:
|
| 37 |
+
enabled: true
|
| 38 |
+
severity: critical
|
| 39 |
+
description: Explicit sexual or inappropriate content
|
| 40 |
+
categories:
|
| 41 |
+
- Explicit sexual content
|
| 42 |
+
- Content involving minors
|
| 43 |
+
- Non-consensual activities
|
| 44 |
+
- Sexual exploitation
|
| 45 |
+
- Inappropriate requests
|
| 46 |
+
action: refuse_and_report
|
| 47 |
+
|
| 48 |
+
illegal_activity:
|
| 49 |
+
enabled: true
|
| 50 |
+
severity: critical
|
| 51 |
+
description: Content related to illegal activities
|
| 52 |
+
categories:
|
| 53 |
+
- Drug manufacturing or trafficking
|
| 54 |
+
- Theft or fraud instructions
|
| 55 |
+
- Hacking or unauthorized access
|
| 56 |
+
- Copyright infringement
|
| 57 |
+
- Money laundering
|
| 58 |
+
- Human trafficking
|
| 59 |
+
action: refuse_and_report
|
| 60 |
+
|
| 61 |
+
harassment:
|
| 62 |
+
enabled: true
|
| 63 |
+
severity: high
|
| 64 |
+
description: Content that harasses or bullies individuals
|
| 65 |
+
categories:
|
| 66 |
+
- Personal attacks
|
| 67 |
+
- Doxing or privacy violations
|
| 68 |
+
- Stalking behaviors
|
| 69 |
+
- Workplace harassment
|
| 70 |
+
- Cyberbullying
|
| 71 |
+
action: refuse_and_warn
|
| 72 |
+
|
| 73 |
+
misinformation:
|
| 74 |
+
enabled: true
|
| 75 |
+
severity: high
|
| 76 |
+
description: Deliberately false or misleading information
|
| 77 |
+
categories:
|
| 78 |
+
- Health misinformation
|
| 79 |
+
- Election interference
|
| 80 |
+
- Financial fraud
|
| 81 |
+
- Conspiracy theories
|
| 82 |
+
- Scientific denial
|
| 83 |
+
action: correct_and_inform
|
| 84 |
+
|
| 85 |
+
privacy_violations:
|
| 86 |
+
enabled: true
|
| 87 |
+
severity: high
|
| 88 |
+
description: Content violating privacy or data protection
|
| 89 |
+
categories:
|
| 90 |
+
- Personal information disclosure
|
| 91 |
+
- Identity theft
|
| 92 |
+
- Surveillance instructions
|
| 93 |
+
- Data breaches
|
| 94 |
+
- Unauthorized tracking
|
| 95 |
+
action: refuse_and_warn
|
| 96 |
+
|
| 97 |
+
spam_manipulation:
|
| 98 |
+
enabled: true
|
| 99 |
+
severity: medium
|
| 100 |
+
description: Spam, manipulation, or deceptive practices
|
| 101 |
+
categories:
|
| 102 |
+
- Mass spam generation
|
| 103 |
+
- SEO manipulation
|
| 104 |
+
- Review fraud
|
| 105 |
+
- Social media manipulation
|
| 106 |
+
- Phishing attempts
|
| 107 |
+
action: refuse
|
| 108 |
+
|
| 109 |
+
safety_modes:
|
| 110 |
+
strict:
|
| 111 |
+
description: Maximum safety with conservative filtering
|
| 112 |
+
false_positive_tolerance: low
|
| 113 |
+
refusal_threshold: 0.3
|
| 114 |
+
recommended_for:
|
| 115 |
+
- Public-facing applications
|
| 116 |
+
- Educational platforms
|
| 117 |
+
- Child-safe environments
|
| 118 |
+
- High-risk industries
|
| 119 |
+
|
| 120 |
+
moderate:
|
| 121 |
+
description: Balanced safety and functionality
|
| 122 |
+
false_positive_tolerance: medium
|
| 123 |
+
refusal_threshold: 0.5
|
| 124 |
+
recommended_for:
|
| 125 |
+
- General enterprise use
|
| 126 |
+
- Customer service
|
| 127 |
+
- Content creation
|
| 128 |
+
- Research applications
|
| 129 |
+
|
| 130 |
+
lenient:
|
| 131 |
+
description: Minimal restrictions for specialized use
|
| 132 |
+
false_positive_tolerance: high
|
| 133 |
+
refusal_threshold: 0.7
|
| 134 |
+
recommended_for:
|
| 135 |
+
- Research environments
|
| 136 |
+
- Content moderation testing
|
| 137 |
+
- Red team exercises
|
| 138 |
+
warnings:
|
| 139 |
+
- Requires additional monitoring
|
| 140 |
+
- Not recommended for public deployment
|
| 141 |
+
- Should include human oversight
|
| 142 |
+
|
| 143 |
+
response_protocols:
|
| 144 |
+
refuse_and_report:
|
| 145 |
+
actions:
|
| 146 |
+
- Decline request clearly
|
| 147 |
+
- Log incident with details
|
| 148 |
+
- Alert monitoring system
|
| 149 |
+
- Provide explanation to user
|
| 150 |
+
message_template: "I cannot help with this request as it violates our safety policies regarding {category}. This interaction has been logged."
|
| 151 |
+
|
| 152 |
+
refuse_and_warn:
|
| 153 |
+
actions:
|
| 154 |
+
- Decline request politely
|
| 155 |
+
- Log incident
|
| 156 |
+
- Provide policy explanation
|
| 157 |
+
message_template: "I'm unable to assist with this request as it may involve {category}. Please review our usage policies."
|
| 158 |
+
|
| 159 |
+
correct_and_inform:
|
| 160 |
+
actions:
|
| 161 |
+
- Provide accurate information
|
| 162 |
+
- Cite reliable sources
|
| 163 |
+
- Explain misconception
|
| 164 |
+
message_template: "I should clarify some information about this topic..."
|
| 165 |
+
|
| 166 |
+
refuse:
|
| 167 |
+
actions:
|
| 168 |
+
- Decline request
|
| 169 |
+
- Brief explanation
|
| 170 |
+
message_template: "I cannot assist with this type of request."
|
| 171 |
+
|
| 172 |
+
special_categories:
|
| 173 |
+
medical_advice:
|
| 174 |
+
policy: informational_only
|
| 175 |
+
restrictions:
|
| 176 |
+
- No diagnosis
|
| 177 |
+
- No treatment recommendations
|
| 178 |
+
- No prescription advice
|
| 179 |
+
allowed:
|
| 180 |
+
- General health information
|
| 181 |
+
- Encourage consulting professionals
|
| 182 |
+
|
| 183 |
+
legal_advice:
|
| 184 |
+
policy: informational_only
|
| 185 |
+
restrictions:
|
| 186 |
+
- No specific legal advice
|
| 187 |
+
- No case strategy
|
| 188 |
+
- No contract review
|
| 189 |
+
allowed:
|
| 190 |
+
- General legal concepts
|
| 191 |
+
- Encourage consulting attorneys
|
| 192 |
+
|
| 193 |
+
financial_advice:
|
| 194 |
+
policy: educational_only
|
| 195 |
+
restrictions:
|
| 196 |
+
- No investment recommendations
|
| 197 |
+
- No specific stock picks
|
| 198 |
+
- No tax advice
|
| 199 |
+
allowed:
|
| 200 |
+
- General financial concepts
|
| 201 |
+
- Educational information
|
| 202 |
+
|
| 203 |
+
minors:
|
| 204 |
+
policy: enhanced_protection
|
| 205 |
+
requirements:
|
| 206 |
+
- Age-appropriate content only
|
| 207 |
+
- Extra safety measures
|
| 208 |
+
- No personal information collection
|
| 209 |
+
- Educational focus
|
| 210 |
+
|
| 211 |
+
adversarial_robustness:
|
| 212 |
+
jailbreak_detection:
|
| 213 |
+
enabled: true
|
| 214 |
+
techniques:
|
| 215 |
+
- Prompt injection detection
|
| 216 |
+
- Role-play exploitation detection
|
| 217 |
+
- Encoding bypass detection
|
| 218 |
+
- Multi-turn manipulation detection
|
| 219 |
+
|
| 220 |
+
evasion_prevention:
|
| 221 |
+
enabled: true
|
| 222 |
+
methods:
|
| 223 |
+
- Context analysis
|
| 224 |
+
- Intent recognition
|
| 225 |
+
- Pattern matching
|
| 226 |
+
- Semantic understanding
|
| 227 |
+
|
| 228 |
+
monitoring_reporting:
|
| 229 |
+
logging:
|
| 230 |
+
level: comprehensive
|
| 231 |
+
retention_period_days: 90
|
| 232 |
+
pii_redaction: enabled
|
| 233 |
+
|
| 234 |
+
metrics:
|
| 235 |
+
tracked:
|
| 236 |
+
- Safety filter triggers
|
| 237 |
+
- Refusal rates by category
|
| 238 |
+
- False positive rates
|
| 239 |
+
- User feedback
|
| 240 |
+
- Adversarial attempts
|
| 241 |
+
|
| 242 |
+
alerting:
|
| 243 |
+
critical_threshold: 10_violations_per_hour
|
| 244 |
+
review_required: 100_violations_per_day
|
| 245 |
+
auto_shutdown: 1000_violations_per_hour
|
| 246 |
+
|
| 247 |
+
reporting:
|
| 248 |
+
frequency: daily
|
| 249 |
+
recipients:
|
| 250 |
+
- safety_team@kirim.ai
|
| 251 |
+
- compliance@kirim.ai
|
| 252 |
+
format: json
|
| 253 |
+
|
| 254 |
+
compliance:
|
| 255 |
+
regulations:
|
| 256 |
+
- GDPR
|
| 257 |
+
- CCPA
|
| 258 |
+
- COPPA
|
| 259 |
+
- EU AI Act
|
| 260 |
+
- Digital Services Act
|
| 261 |
+
|
| 262 |
+
certifications:
|
| 263 |
+
- ISO 27001
|
| 264 |
+
- SOC 2 Type II
|
| 265 |
+
|
| 266 |
+
auditing:
|
| 267 |
+
frequency: quarterly
|
| 268 |
+
external_review: annual
|
| 269 |
+
|
| 270 |
+
user_controls:
|
| 271 |
+
feedback:
|
| 272 |
+
enabled: true
|
| 273 |
+
channels:
|
| 274 |
+
- In-app reporting
|
| 275 |
+
- Email: safety@kirim.ai
|
| 276 |
+
- Web form
|
| 277 |
+
|
| 278 |
+
appeals:
|
| 279 |
+
process: available
|
| 280 |
+
response_time: 48_hours
|
| 281 |
+
review_team: human_moderators
|
| 282 |
+
|
| 283 |
+
transparency:
|
| 284 |
+
policy_access: public
|
| 285 |
+
explanation_provided: always
|
| 286 |
+
reasoning_available: on_request
|
| 287 |
+
|
| 288 |
+
continuous_improvement:
|
| 289 |
+
model_updates:
|
| 290 |
+
frequency: monthly
|
| 291 |
+
testing_required: true
|
| 292 |
+
rollback_plan: available
|
| 293 |
+
|
| 294 |
+
policy_review:
|
| 295 |
+
frequency: quarterly
|
| 296 |
+
stakeholder_input: required
|
| 297 |
+
public_comment: encouraged
|
| 298 |
+
|
| 299 |
+
research:
|
| 300 |
+
active: true
|
| 301 |
+
areas:
|
| 302 |
+
- Bias detection and mitigation
|
| 303 |
+
- Adversarial robustness
|
| 304 |
+
- Cross-cultural safety
|
| 305 |
+
- Emerging risks
|
| 306 |
+
|
| 307 |
+
exceptions:
|
| 308 |
+
research_exemptions:
|
| 309 |
+
available: true
|
| 310 |
+
requirements:
|
| 311 |
+
- IRB approval
|
| 312 |
+
- Clear research purpose
|
| 313 |
+
- Additional safeguards
|
| 314 |
+
- Regular reporting
|
| 315 |
+
|
| 316 |
+
educational_use:
|
| 317 |
+
available: true
|
| 318 |
+
requirements:
|
| 319 |
+
- Verified institution
|
| 320 |
+
- Supervised environment
|
| 321 |
+
- Clear educational purpose
|
| 322 |
+
|