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"""
Chess Transformer Model for the Chess Challenge.
This module provides a simple GPT-style transformer architecture
designed to fit within the 1M parameter constraint.
Key components:
- ChessConfig: Configuration class for model hyperparameters
- ChessForCausalLM: The main model class for next-move prediction
"""
from __future__ import annotations
import math
from dataclasses import dataclass
from typing import Optional, Tuple, Union
import torch
import torch.nn as nn
import torch.nn.functional as F
from transformers import PretrainedConfig, PreTrainedModel
from transformers.modeling_outputs import CausalLMOutputWithPast
class ChessConfig(PretrainedConfig):
"""
Configuration class for the Chess Transformer model.
This configuration is designed for a ~1M parameter model.
Students can adjust these values to explore different architectures.
Parameter budget breakdown (with default values):
- Embeddings (vocab): 1200 x 128 = 153,600
- Position Embeddings: 256 x 128 = 32,768
- Transformer Layers: 6 x ~120,000 = ~720,000
- LM Head (with weight tying): 0 (shared with embeddings)
- Total: ~906,000 parameters
Attributes:
vocab_size: Size of the vocabulary (number of unique moves).
n_embd: Embedding dimension (d_model).
n_layer: Number of transformer layers.
n_head: Number of attention heads.
n_ctx: Maximum sequence length (context window).
n_inner: Feed-forward inner dimension (default: 3 * n_embd).
dropout: Dropout probability.
layer_norm_epsilon: Epsilon for layer normalization.
tie_weights: Whether to tie embedding and output weights.
"""
model_type = "chess_transformer"
def __init__(
self,
vocab_size: int = 1200,
n_embd: int = 128,
n_layer: int = 6,
n_head: int = 4,
n_ctx: int = 256,
n_inner: Optional[int] = None,
dropout: float = 0.1,
layer_norm_epsilon: float = 1e-5,
tie_weights: bool = True,
pad_token_id: int = 0,
bos_token_id: int = 1,
eos_token_id: int = 2,
**kwargs,
):
super().__init__(
pad_token_id=pad_token_id,
bos_token_id=bos_token_id,
eos_token_id=eos_token_id,
**kwargs,
)
self.vocab_size = vocab_size
self.n_embd = n_embd
self.n_layer = n_layer
self.n_head = n_head
self.n_ctx = n_ctx
self.n_inner = n_inner if n_inner is not None else 3 * n_embd # Reduced from 4x to 3x
self.dropout = dropout
self.layer_norm_epsilon = layer_norm_epsilon
self.tie_weights = tie_weights
# Inform HF base class about tying behavior
self.tie_word_embeddings = bool(tie_weights)
class MultiHeadAttention(nn.Module):
"""
Multi-head self-attention module.
This is a standard scaled dot-product attention implementation
with causal masking for autoregressive generation.
"""
def __init__(self, config: ChessConfig):
super().__init__()
assert config.n_embd % config.n_head == 0, \
f"n_embd ({config.n_embd}) must be divisible by n_head ({config.n_head})"
self.n_head = config.n_head
self.n_embd = config.n_embd
self.head_dim = config.n_embd // config.n_head
# Combined QKV projection for efficiency
self.c_attn = nn.Linear(config.n_embd, 3 * config.n_embd)
self.c_proj = nn.Linear(config.n_embd, config.n_embd)
self.dropout = nn.Dropout(config.dropout)
# Causal mask (will be created on first forward pass)
self.register_buffer(
"bias",
torch.tril(torch.ones(config.n_ctx, config.n_ctx)).view(
1, 1, config.n_ctx, config.n_ctx
),
persistent=False,
)
def forward(
self,
x: torch.Tensor,
attention_mask: Optional[torch.Tensor] = None,
) -> torch.Tensor:
batch_size, seq_len, _ = x.size()
# Compute Q, K, V
qkv = self.c_attn(x)
q, k, v = qkv.split(self.n_embd, dim=2)
# Reshape for multi-head attention
q = q.view(batch_size, seq_len, self.n_head, self.head_dim).transpose(1, 2)
k = k.view(batch_size, seq_len, self.n_head, self.head_dim).transpose(1, 2)
v = v.view(batch_size, seq_len, self.n_head, self.head_dim).transpose(1, 2)
# Scaled dot-product attention
attn_weights = torch.matmul(q, k.transpose(-2, -1)) / math.sqrt(self.head_dim)
# Apply causal mask
causal_mask = self.bias[:, :, :seq_len, :seq_len]
attn_weights = attn_weights.masked_fill(causal_mask == 0, float("-inf"))
# Apply attention mask (for padding)
if attention_mask is not None:
# attention_mask shape: (batch_size, seq_len) -> (batch_size, 1, 1, seq_len)
attention_mask = attention_mask.unsqueeze(1).unsqueeze(2)
attn_weights = attn_weights.masked_fill(attention_mask == 0, float("-inf"))
attn_weights = F.softmax(attn_weights, dim=-1)
attn_weights = self.dropout(attn_weights)
# Apply attention to values
attn_output = torch.matmul(attn_weights, v)
# Reshape back
attn_output = attn_output.transpose(1, 2).contiguous().view(
batch_size, seq_len, self.n_embd
)
# Output projection
attn_output = self.c_proj(attn_output)
return attn_output
class FeedForward(nn.Module):
"""
Feed-forward network (MLP) module.
Standard two-layer MLP with GELU activation.
"""
def __init__(self, config: ChessConfig):
super().__init__()
self.c_fc = nn.Linear(config.n_embd, config.n_inner)
self.c_proj = nn.Linear(config.n_inner, config.n_embd)
self.dropout = nn.Dropout(config.dropout)
def forward(self, x: torch.Tensor) -> torch.Tensor:
x = self.c_fc(x)
x = F.gelu(x)
x = self.c_proj(x)
x = self.dropout(x)
return x
class TransformerBlock(nn.Module):
"""
A single transformer block with attention and feed-forward layers.
Uses pre-normalization (LayerNorm before attention/FFN) for better
training stability.
"""
def __init__(self, config: ChessConfig):
super().__init__()
self.ln_1 = nn.LayerNorm(config.n_embd, eps=config.layer_norm_epsilon)
self.attn = MultiHeadAttention(config)
self.ln_2 = nn.LayerNorm(config.n_embd, eps=config.layer_norm_epsilon)
self.mlp = FeedForward(config)
def forward(
self,
x: torch.Tensor,
attention_mask: Optional[torch.Tensor] = None,
) -> torch.Tensor:
# Pre-norm attention
x = x + self.attn(self.ln_1(x), attention_mask=attention_mask)
# Pre-norm FFN
x = x + self.mlp(self.ln_2(x))
return x
class ChessForCausalLM(PreTrainedModel):
"""
Chess Transformer for Causal Language Modeling (next-move prediction).
This model is designed to predict the next chess move given a sequence
of previous moves. It uses a GPT-style architecture with:
- Token embeddings for chess moves
- Learned positional embeddings
- Stacked transformer blocks
- Linear head for next-token prediction
The model supports weight tying between the embedding layer and the
output projection to save parameters.
Example:
>>> config = ChessConfig(vocab_size=1200, n_embd=128, n_layer=6)
>>> model = ChessForCausalLM(config)
>>> inputs = {"input_ids": torch.tensor([[1, 42, 87]])}
>>> outputs = model(**inputs)
>>> next_move_logits = outputs.logits[:, -1, :]
"""
config_class = ChessConfig
base_model_prefix = "transformer"
supports_gradient_checkpointing = True
# Suppress missing-key warning for tied lm_head when loading
keys_to_ignore_on_load_missing = ["lm_head.weight"]
def __init__(self, config: ChessConfig):
super().__init__(config)
# Token and position embeddings
self.wte = nn.Embedding(config.vocab_size, config.n_embd)
self.wpe = nn.Embedding(config.n_ctx, config.n_embd)
self.drop = nn.Dropout(config.dropout)
# Transformer blocks
self.h = nn.ModuleList([
TransformerBlock(config) for _ in range(config.n_layer)
])
# Final layer norm
self.ln_f = nn.LayerNorm(config.n_embd, eps=config.layer_norm_epsilon)
# Output head
self.lm_head = nn.Linear(config.n_embd, config.vocab_size, bias=False)
# Declare tied weights for proper serialization
if config.tie_weights:
self._tied_weights_keys = ["lm_head.weight"]
# Initialize weights
self.post_init()
# Tie weights if configured
if config.tie_weights:
self.tie_weights()
# Structured generation support
self.vocab_masks = None
self.tokenizer_ref = None
self._auto_prepare_attempted = False
# Enable constrained decoding during inference (disabled in training)
self.use_constrained_decoding = False
def _setup_token_type_indices(self, device):
"""Setup indices for different token types for constrained generation. Lazy initialization."""
if self._token_indices_initialized:
return
# Color+piece tokens (WP, WN, WB, WR, WQ, WK, BP, BN, BB, BR, BQ, BK)
piece_tokens = ["WP", "WN", "WB", "WR", "WQ", "WK", "BP", "BN", "BB", "BR", "BQ", "BK"]
# Position tokens (a1-h8)
files = ['a', 'b', 'c', 'd', 'e', 'f', 'g', 'h']
ranks = ['1', '2', '3', '4', '5', '6', '7', '8']
square_tokens = [f + r for f in files for r in ranks]
# Suffix tokens
suffix_tokens = ["(x)", "(+)", "(x+)", "(+*)", "(x+*)", "(o)", "(O)", "(xE)", "=Q", "=R", "=B", "=N"]
# Special tokens
special_tokens = ["[PAD]", "[BOS]", "[EOS]", "[UNK]"]
# Create vocab to index mapping (build a simple vocab dict)
# Assuming tokenizer uses this order: special tokens, pieces, squares, suffixes
vocab = {}
idx = 0
for token in special_tokens + piece_tokens + square_tokens + suffix_tokens:
vocab[token] = idx
idx += 1
# Store indices on the correct device
self.piece_token_ids = torch.tensor([vocab[t] for t in piece_tokens if t in vocab], device=device)
self.square_token_ids = torch.tensor([vocab[t] for t in square_tokens if t in vocab], device=device)
self.suffix_token_ids = torch.tensor([vocab[t] for t in suffix_tokens if t in vocab], device=device)
self.special_token_ids = torch.tensor([vocab[t] for t in special_tokens if t in vocab], device=device)
self._token_indices_initialized = True
def get_constrained_logits_mask(self, input_ids: torch.LongTensor) -> torch.Tensor:
"""
Create a mask for constrained decoding based on the move pattern.
Pattern: [Piece] [Square] [Square] [Optional Suffix]
Args:
input_ids: Input token IDs of shape (batch_size, seq_len)
Returns:
Mask of shape (batch_size, vocab_size) where 1 = allowed, 0 = forbidden
"""
batch_size, seq_len = input_ids.size()
device = input_ids.device
vocab_size = self.config.vocab_size
# Lazy initialization of token indices on the correct device
self._setup_token_type_indices(device)
# Initialize mask (all tokens forbidden by default)
mask = torch.zeros(batch_size, vocab_size, device=device)
# Token indices are already on the correct device
piece_ids = self.piece_token_ids
square_ids = self.square_token_ids
suffix_ids = self.suffix_token_ids
special_ids = self.special_token_ids
# Move indices to device
piece_ids = self.piece_token_ids.to(device)
square_ids = self.square_token_ids.to(device)
suffix_ids = self.suffix_token_ids.to(device)
special_ids = self.special_token_ids.to(device)
for b in range(batch_size):
# Get recent tokens (look at last few to determine pattern position)
# Count backwards from the last piece token to determine position in move
recent_tokens = input_ids[b, max(0, seq_len-10):seq_len]
# Find the last occurrence of a piece token
piece_mask = torch.isin(recent_tokens, piece_ids)
if piece_mask.any():
last_piece_idx = torch.where(piece_mask)[0][-1].item()
tokens_since_piece = len(recent_tokens) - last_piece_idx - 1
if tokens_since_piece == 0:
# Just saw piece → expect square (from_square)
mask[b, square_ids] = 1
elif tokens_since_piece == 1:
# Just saw from_square → expect square (to_square)
mask[b, square_ids] = 1
elif tokens_since_piece == 2:
# Just saw to_square → expect suffix OR new piece
mask[b, suffix_ids] = 1
mask[b, piece_ids] = 1
else:
# After suffix or multiple tokens → expect new piece
mask[b, piece_ids] = 1
else:
# No piece seen yet → expect piece (start of sequence/game)
mask[b, piece_ids] = 1
mask[b, special_ids] = 1 # Allow special tokens
return mask
def get_input_embeddings(self) -> nn.Module:
return self.wte
def set_input_embeddings(self, new_embeddings: nn.Module):
self.wte = new_embeddings
if getattr(self.config, "tie_weights", False):
self.tie_weights()
def get_output_embeddings(self) -> nn.Module:
return self.lm_head
def set_output_embeddings(self, new_embeddings: nn.Module):
self.lm_head = new_embeddings
def tie_weights(self):
# Use HF helper to tie or clone depending on config
if getattr(self.config, "tie_weights", False) or getattr(self.config, "tie_word_embeddings", False):
self._tie_or_clone_weights(self.lm_head, self.wte)
def _init_weights(self, module: nn.Module):
"""Initialize weights following GPT-2 style."""
if isinstance(module, nn.Linear):
torch.nn.init.normal_(module.weight, mean=0.0, std=0.02)
if module.bias is not None:
torch.nn.init.zeros_(module.bias)
elif isinstance(module, nn.Embedding):
torch.nn.init.normal_(module.weight, mean=0.0, std=0.02)
elif isinstance(module, nn.LayerNorm):
torch.nn.init.ones_(module.weight)
torch.nn.init.zeros_(module.bias)
def prepare_for_structured_generation(self, tokenizer):
"""Prepare the model for structured generation with a tokenizer.
This builds vocabulary masks and stores tokenizer reference for state analysis.
Call this before generation to enable structured move generation.
Args:
tokenizer: ChessTokenizer instance with build_vocabulary_masks method.
"""
self.tokenizer_ref = tokenizer
self.vocab_masks = tokenizer.build_vocabulary_masks()
# Move masks to same device as model
device = next(self.parameters()).device
self.vocab_masks = {k: v.to(device) for k, v in self.vocab_masks.items()}
self.use_constrained_decoding = True
print(f"Structured generation enabled with {len(self.vocab_masks)} mask types")
def _get_allowed_tokens_mask(self, input_ids: torch.Tensor) -> torch.Tensor:
"""Get a mask of allowed tokens based on current generation state.
Args:
input_ids: Tensor of shape (batch_size, seq_len).
Returns:
Boolean tensor of shape (batch_size, vocab_size) where True = allowed.
"""
# Auto-prepare if not already done (for compatibility with evaluate.py)
if self.vocab_masks is None and self.tokenizer_ref is None:
# Try to auto-prepare using component mode tokenizer
try:
from tokenizer import ChessTokenizer
tokenizer = ChessTokenizer.build_vocab_more_detailed()
self.prepare_for_structured_generation(tokenizer)
except:
# If auto-prepare fails, allow all tokens (no constraints)
device = input_ids.device
return torch.ones((input_ids.shape[0], self.config.vocab_size), dtype=torch.bool, device=device)
if self.vocab_masks is None or self.tokenizer_ref is None:
# Still not prepared, allow all tokens
device = input_ids.device
return torch.ones((input_ids.shape[0], self.config.vocab_size), dtype=torch.bool, device=device)
batch_size = input_ids.shape[0]
vocab_size = self.config.vocab_size
device = input_ids.device
# Analyze generation state
state = self.tokenizer_ref.analyze_generation_state(input_ids)
# Handle single batch (state is dict) vs multi-batch (state is list)
if isinstance(state, dict):
states = [state]
else:
states = state
# Build mask for each batch element
masks = []
for s in states:
position = s['position']
expected_color = s['expected_color']
# Initialize mask (all False)
mask = torch.zeros(vocab_size, dtype=torch.bool, device=device)
if position == 0:
# Expect piece token with correct color
if expected_color == 'W':
mask = self.vocab_masks['white_piece'].clone()
else:
mask = self.vocab_masks['black_piece'].clone()
elif position == 1:
# Expect from_square
mask = self.vocab_masks['square'].clone()
elif position == 2:
# Expect to_square
mask = self.vocab_masks['square'].clone()
else: # position == 3
# Expect suffix or [EOM]
mask = self.vocab_masks['suffix'] | self.vocab_masks['eom']
masks.append(mask)
# Stack into (batch_size, vocab_size)
return torch.stack(masks, dim=0)
def forward(
self,
input_ids: torch.LongTensor,
attention_mask: Optional[torch.Tensor] = None,
position_ids: Optional[torch.LongTensor] = None,
labels: Optional[torch.LongTensor] = None,
return_dict: Optional[bool] = None,
**kwargs,
) -> Union[Tuple, CausalLMOutputWithPast]:
"""
Forward pass of the model.
Args:
input_ids: Token IDs of shape (batch_size, seq_len).
attention_mask: Attention mask of shape (batch_size, seq_len).
position_ids: Position IDs of shape (batch_size, seq_len).
labels: Labels for language modeling loss.
return_dict: Whether to return a ModelOutput object.
Returns:
CausalLMOutputWithPast containing loss (if labels provided) and logits.
"""
return_dict = return_dict if return_dict is not None else self.config.use_return_dict
batch_size, seq_len = input_ids.size()
device = input_ids.device
# Create position IDs if not provided
if position_ids is None:
position_ids = torch.arange(seq_len, device=device).unsqueeze(0).expand(batch_size, -1)
# Get embeddings
token_embeds = self.wte(input_ids)
position_embeds = self.wpe(position_ids)
hidden_states = self.drop(token_embeds + position_embeds)
# Pass through transformer blocks
for block in self.h:
hidden_states = block(hidden_states, attention_mask=attention_mask)
# Final layer norm
hidden_states = self.ln_f(hidden_states)
# Get logits
logits = self.lm_head(hidden_states)
# Apply structured generation mask during inference (eval mode without labels)
if not self.training and labels is None and hasattr(self, 'use_constrained_decoding') and self.use_constrained_decoding:
# Get mask for valid next tokens based on generation state
allowed_mask = self._get_allowed_tokens_mask(input_ids) # (batch_size, vocab_size)
# Apply mask to last position logits only (where we're generating)
last_logits = logits[:, -1, :] # (batch_size, vocab_size)
# Set disallowed tokens to -inf
last_logits = last_logits.masked_fill(~allowed_mask, float('-inf'))
# Update logits
logits[:, -1, :] = last_logits
# Compute loss if labels are provided
loss = None
if labels is not None:
# Shift logits and labels for next-token prediction
shift_logits = logits[..., :-1, :].contiguous()
shift_labels = labels[..., 1:].contiguous()
# Flatten for cross-entropy
loss_fct = nn.CrossEntropyLoss(ignore_index=-100)
# loss_fct = nn.CrossEntropyLoss(ignore_index=self.config.pad_token_id)
loss = loss_fct(
shift_logits.view(-1, shift_logits.size(-1)),
shift_labels.view(-1),
)
if not return_dict:
output = (logits,)
return ((loss,) + output) if loss is not None else output
return CausalLMOutputWithPast(
loss=loss,
logits=logits,
past_key_values=None,
hidden_states=None,
attentions=None,
)
@torch.no_grad()
def generate_move(
self,
input_ids: torch.LongTensor,
temperature: float = 1.0,
top_k: Optional[int] = None,
top_p: Optional[float] = None,
) -> int:
"""
Generate the next move given a sequence of moves.
Args:
input_ids: Token IDs of shape (1, seq_len).
temperature: Sampling temperature (1.0 = no change).
top_k: If set, only sample from top k tokens.
top_p: If set, use nucleus sampling with this threshold.
Returns:
The token ID of the predicted next move.
"""
self.eval()
# Get logits for the last position
outputs = self(input_ids)
logits = outputs.logits[:, -1, :] / temperature
# Apply top-k filtering
if top_k is not None:
indices_to_remove = logits < torch.topk(logits, top_k)[0][..., -1, None]
logits[indices_to_remove] = float("-inf")
# Apply top-p (nucleus) filtering
if top_p is not None:
sorted_logits, sorted_indices = torch.sort(logits, descending=True)
cumulative_probs = torch.cumsum(F.softmax(sorted_logits, dim=-1), dim=-1)
# Remove tokens with cumulative probability above the threshold
sorted_indices_to_remove = cumulative_probs > top_p
sorted_indices_to_remove[..., 1:] = sorted_indices_to_remove[..., :-1].clone()
sorted_indices_to_remove[..., 0] = 0
indices_to_remove = sorted_indices_to_remove.scatter(
dim=-1, index=sorted_indices, src=sorted_indices_to_remove
)
logits[indices_to_remove] = float("-inf")
# Sample from the distribution
probs = F.softmax(logits, dim=-1)
next_token = torch.multinomial(probs, num_samples=1)
return next_token.item()
# Register the model with Auto classes for easy loading
from transformers import AutoConfig, AutoModelForCausalLM
AutoConfig.register("chess_transformer", ChessConfig)
AutoModelForCausalLM.register(ChessConfig, ChessForCausalLM)
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