# SPDX-License-Identifier: Apache-2.0 # © 2026 SZL Holdings · Stephen P. Lutar · ORCID 0009-0001-0110-4173 """Pure-PyTorch Lambda-Spine aggregator (Λ) for the szl-lambda-gate kernel. Λ(x) = ∏ xᵢ^{wᵢ}, Σwᵢ = 1, wᵢ > 0, xᵢ ∈ [0,1] (weighted geometric mean) This is a TORCH port of the canonical pure-Python reference. It is a correctness reference, computed via logs in float32 for stability, differentiable (autograd works), and torch.compile-friendly. Depends ONLY on torch + the Python standard library (a Kernel Hub requirement for universal kernels). WHAT Λ IS / IS NOT (HONESTY — SZL Holdings doctrine v11): Λ is the *weighted-geometric-mean aggregator*: a non-compensatory way to combine axis scores in [0,1] into one number. It is an ADVISORY governance signal — a conservative roll-up where any single zeroed axis drives the aggregate to 0. It is NOT "proven trust" and NOT a closed theorem. Its *uniqueness* remains Conjecture 1 — OPEN (an unresolved CAUCHY_ND step plus a missing symmetry axiom in the Lean development). Do not describe Λ as proven trust anywhere. PRIOR ART (honest attribution): the weighted geometric mean as a less- compensatory composite-indicator aggregator is established practice — the UN HDI (arithmetic→geometric switch, 2010) and the OECD Handbook on Constructing Composite Indicators (2008) both use it to limit the compensation effect. The veto / cut-off idea (a single failing criterion blocks a pass) is the ELECTRE veto threshold. The 13-axis conjunctive form (yuyay_weights) is SZL's own yuyay_v3 gate. None of this makes Λ "proven trust"; the gate is ADVISORY. PROVENANCE: backed by the Lean 4 formalization szl-holdings/lutar-lean (749 declarations / 14 axioms / 163 tracked sorries), DOI 10.5281/zenodo.20434308 (lutar-lean). Λ uniqueness = Conjecture 1 (open). Axioms carried (Lutar/Axioms.lean), available below as runtime self-checks: A1 IsMonotone — Λ is non-decreasing in each axis A2 IsHomogeneous — Λ(t·x) = t·Λ(x) (degree 1) A3 IsEgyptianExact — Λ(c,…,c) = c (the uniform-diagonal fixpoint) A4 IsBounded(by max) — Λ(x) ≤ maxᵢ xᵢ """ from typing import Optional import torch _SUPPORTED_DTYPES = (torch.float16, torch.bfloat16, torch.float32, torch.float64) def _compute_dtype(in_dtype: torch.dtype) -> torch.dtype: return torch.float32 if in_dtype in (torch.float16, torch.bfloat16) else in_dtype def _check_axes(axes: torch.Tensor) -> None: """Cheap, allocation-free metadata guards on the axis-score tensor.""" if not isinstance(axes, torch.Tensor): raise TypeError(f"axes must be a torch.Tensor, got {type(axes).__name__}") if axes.dtype not in _SUPPORTED_DTYPES: raise TypeError( f"axes has unsupported dtype {axes.dtype}; " f"expected one of {tuple(str(d) for d in _SUPPORTED_DTYPES)}" ) if axes.dim() < 1: raise ValueError( "axes must have at least 1 dimension (the k axis scores live on " f"the last dim); got a {axes.dim()}-d tensor" ) if axes.shape[-1] < 1: raise ValueError("axes last dimension (k = number of axes) must be >= 1") def _resolve_weights( axes: torch.Tensor, weights: Optional[torch.Tensor], cdt: torch.dtype, ) -> torch.Tensor: """Return a normalized (Σw = 1) weight vector of shape (k,) in compute dtype.""" k = axes.shape[-1] if weights is None: return torch.full((k,), 1.0 / k, dtype=cdt, device=axes.device) if not isinstance(weights, torch.Tensor): raise TypeError(f"weights must be a torch.Tensor or None, got {type(weights).__name__}") if weights.device != axes.device: raise ValueError( f"weights is on device {weights.device} but axes is on {axes.device}; " "move them to the same device" ) if weights.dim() != 1 or weights.shape[0] != k: raise ValueError( f"weights must be 1-D with shape ({k},) to match the last dim of axes; " f"got shape {tuple(weights.shape)}" ) wf = weights.to(cdt) if not bool(torch.all(torch.isfinite(wf))): raise ValueError("weights must all be finite (no NaN/Inf)") if bool(torch.any(wf <= 0.0)): raise ValueError("weights must be strictly positive (wᵢ > 0)") sw = wf.sum() if not bool(sw > 0.0): raise ValueError("weights must sum to a positive value") return wf / sw def lambda_aggregate( axes: torch.Tensor, weights: Optional[torch.Tensor] = None, ) -> torch.Tensor: """Weighted geometric mean Λ(x) = ∏ xᵢ^{wᵢ} over the last dim of ``axes``. Axis scores expected in [0,1] and clamped into [0,1]; uniform weights (1/k) when ``weights`` is None. Computed via logs for stability: Λ(x) = exp( Σᵢ wᵢ · log(clamp(xᵢ, 0, 1)) ) Non-compensatory zero-routing (A4-consistent): any axis that is zero, OR that is NON-FINITE (NaN / ±Inf), is treated as a FAILING axis and drives the whole aggregate to exactly 0. A garbage/invalid axis must never silently pass as a perfect (clamped-to-1) axis; output and gradient stay finite and in [0,1] for every input. Returns a tensor of shape (...) — Λ(x) ∈ [0,1] per batch row, differentiable w.r.t. ``axes``. HONESTY: a non-compensatory governance roll-up, NOT proven trust. Λ-uniqueness is Conjecture 1 (open). """ _check_axes(axes) in_dtype = axes.dtype cdt = _compute_dtype(in_dtype) xf = axes.to(cdt) w = _resolve_weights(axes, weights, cdt) # (k,), Σw=1 finite_mask = torch.isfinite(xf) xc = xf.clamp(0.0, 1.0) bad_mask = (~finite_mask) | (xc <= 0.0) any_bad = torch.any(bad_mask, dim=-1) # (...) safe = torch.where(bad_mask, torch.ones_like(xc), xc) logx = torch.log(safe) # (..., k) acc = (logx * w).sum(dim=-1) # (...) val = torch.exp(acc) # (...) out = torch.where(any_bad, torch.zeros_like(val), val) out = out.clamp(0.0, 1.0) return out.to(in_dtype) def lambda_gate( axes: torch.Tensor, weights: Optional[torch.Tensor] = None, threshold: float = 0.5, ): """ADVISORY governance gate over Λ(x): score plus a pass/fail vs threshold. Returns a :class:`LambdaGateResult` namedtuple (score, passed, threshold, advisory). ``passed`` := Λ(x) >= threshold; ``advisory`` is always True. HONESTY: a "pass" is an ADVISORY signal only. Λ is the weighted-geometric- mean aggregator; its uniqueness is Conjecture 1 (open). Do not treat a pass as proven trust or a closed theorem. """ t = float(threshold) if t != t or t == float("inf") or t == float("-inf"): raise ValueError(f"threshold must be a finite float, got {threshold!r}") score = lambda_aggregate(axes, weights) passed = score >= t return LambdaGateResult(score=score, passed=passed, threshold=t, advisory=True) def lambda_gate_batch( candidates: torch.Tensor, weights: Optional[torch.Tensor] = None, threshold: float = 0.5, ): """ADVISORY batch gate: score MANY candidate action-vectors in one call. ``candidates`` is shape (..., N, k): last dim ``k`` is per-axis scores of one candidate, the dim before it enumerates the N candidates. Returns a :class:`LambdaGateResult` with score/passed of shape (..., N). HONESTY: the pass mask is ADVISORY, non-compensatory. NOT proven trust; Λ-uniqueness is Conjecture 1 (open). """ _check_axes(candidates) if candidates.dim() < 2: raise ValueError( "candidates must be at least 2-D, shape (..., N, k); " f"got a {candidates.dim()}-d tensor" ) return lambda_gate(candidates, weights=weights, threshold=threshold) # ---- A1..A4 axiom RUNTIME self-checks (real, verifiable) ------------------- # def is_egyptian_exact(c, k: int = 3, weights=None, tol: float = 1e-5) -> bool: """A3 IsEgyptianExact: Λ(c, …, c) = c for a constant axis vector of length k.""" if k < 1: raise ValueError("k must be >= 1") cc = min(max(float(c), 0.0), 1.0) axes = torch.full((k,), cc, dtype=torch.float64) val = lambda_aggregate(axes, weights) return bool(torch.abs(val - cc) <= tol) def is_bounded_by_max(axes: torch.Tensor, weights=None, tol: float = 1e-6) -> bool: """A4 IsBounded: Λ(x) ≤ maxᵢ xᵢ (over the last dim), within ``tol``.""" _check_axes(axes) val = lambda_aggregate(axes, weights) xf = axes.to(_compute_dtype(axes.dtype)) xf = torch.where(torch.isfinite(xf), xf, torch.zeros_like(xf)) mx = xf.clamp(0.0, 1.0).amax(dim=-1) return bool(torch.all(val.to(mx.dtype) <= mx + tol)) def is_homogeneous(axes: torch.Tensor, t, weights=None, tol: float = 1e-5) -> bool: """A2 IsHomogeneous (degree 1): Λ(t·x) = t·Λ(x) for scalar t in [0,1].""" _check_axes(axes) tt = min(max(float(t), 0.0), 1.0) x = axes.to(torch.float64).clamp(0.0, 1.0) lhs = lambda_aggregate(x * tt, weights) rhs = tt * lambda_aggregate(x, weights) return bool(torch.all(torch.abs(lhs - rhs) <= tol)) def is_monotone(axes: torch.Tensor, weights=None, delta: float = 0.05, tol: float = 1e-7) -> bool: """A1 IsMonotone: Λ is non-decreasing in each axis.""" _check_axes(axes) x = axes.to(torch.float64).clamp(0.0, 1.0) base = lambda_aggregate(x, weights) k = x.shape[-1] ok = True for j in range(k): bumped = x.clone() bumped[..., j] = (bumped[..., j] + float(delta)).clamp(0.0, 1.0) bumped_val = lambda_aggregate(bumped, weights) ok = ok and bool(torch.all(bumped_val - base >= -tol)) return ok def find_axiom_violation(k: int = 5, trials: int = 200, weights=None, seed=0, tol: float = 1e-6): """Random-search for ANY A1–A4 violation. Returns the first violating triple ``(axiom, axes, weights)`` or ``None``. An honest FALSIFICATION attempt — finding nothing is empirical evidence, NOT a proof (Λ-uniqueness = Conjecture 1). """ gen = torch.Generator() if seed is not None: gen.manual_seed(int(seed)) for _ in range(int(trials)): x = torch.rand(k, generator=gen, dtype=torch.float64) w = weights if w is None: w = torch.rand(k, generator=gen, dtype=torch.float64) + 1e-3 c = float(torch.rand(1, generator=gen).item()) if not is_egyptian_exact(c, k=k, weights=w, tol=max(tol, 1e-5)): return ("A3_IsEgyptianExact", torch.full((k,), c, dtype=torch.float64), w) if not is_bounded_by_max(x, w, tol=max(tol, 1e-6)): return ("A4_IsBounded", x, w) t = float(torch.rand(1, generator=gen).item()) if not is_homogeneous(x, t, weights=w, tol=max(tol, 1e-5)): return ("A2_IsHomogeneous", x, w) if not is_monotone(x * 0.9, w, tol=max(tol, 1e-7)): return ("A1_IsMonotone", x * 0.9, w) return None # ---- Canonical 13-axis Yuyay preset (ADVISORY ONLY) ------------------------ # YUYAY_AXES = ( "moralGrounding", "measurabilityHonesty", "empiricalGrounding", "logicalConsistency", "sourceTransparency", "reproducibility", "licenseHygiene", "scopeDiscipline", "claimCalibration", "evalAwareness", "deceptionKeywords", "conflictingDirectives", "reversalDirective", ) YUYAY_FLOORS = ( 0.95, 0.95, 0.90, 0.90, 0.90, 0.90, 0.90, 0.90, 0.90, 0.90, 0.90, 0.90, 0.90, ) def yuyay_weights(dtype: torch.dtype = torch.float64, device=None) -> torch.Tensor: """Canonical 13-axis Yuyay Λ weight vector (uniform 1/13), ADVISORY only.""" k = len(YUYAY_AXES) return torch.full((k,), 1.0 / k, dtype=dtype, device=device) def selfcheck(k: int = 5, trials: int = 64, seed=0) -> dict: """Run the A1–A4 empirical self-checks and report a verdict + version. HONESTY: EMPIRICAL checks on sampled inputs, NOT a proof of Λ-uniqueness (Conjecture 1, open). A clean run is evidence, not proof. """ x = torch.rand(k, dtype=torch.float64) * 0.9 w = torch.rand(k, dtype=torch.float64) + 1e-3 axioms = { "A1_IsMonotone": is_monotone(x, w), "A2_IsHomogeneous": is_homogeneous(x, float(torch.rand(1).item()), weights=w), "A3_IsEgyptianExact": is_egyptian_exact(float(torch.rand(1).item()), k=k, weights=w), "A4_IsBounded": is_bounded_by_max(x, w), } violation = find_axiom_violation(k=k, trials=trials, seed=seed) return { "version": __version__, "axioms": axioms, "all_axioms_hold": all(axioms.values()) and violation is None, "adversarial": {"trials": int(trials), "violation": violation}, "advisory": True, "lambda_status": "Conjecture 1 (open) — uniqueness unproven; advisory only", } __version__ = "0.2.0" from collections import namedtuple # noqa: E402 LambdaGateResult = namedtuple( "LambdaGateResult", ["score", "passed", "threshold", "advisory"] )