File size: 4,720 Bytes
498baf6 | 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 | # Model Architecture & Design Choices
## 1. Design Philosophy
The project requires **lightweight models** (max 2h training per experiment). We prioritize:
- Simplicity over complexity β fewer layers, interpretable capacity
- Reproducibility β fixed seeds, deterministic operations
- Fair comparison β same preprocessing, same train/test split across all models
## 2. Preprocessing Pipeline
```
Raw NSL-KDD (41 features + label)
β
ββ Categorical encoding: LabelEncoder for protocol_type (3), service (70), flag (11)
ββ Feature scaling: MinMaxScaler [0, 1] on all 41 features
ββ Label encoding: Binary (anomaly=0, normal=1)
β
ββ Output: X_train (151165, 41), X_test (34394, 41), float32
```
**Why MinMaxScaler?** Network features have vastly different ranges (src_bytes: 0-1.3B vs. serror_rate: 0-1). Scaling to [0,1] prevents large-valued features from dominating gradient updates and makes perturbation-based explainability (Ξ΅-bounded noise) meaningful.
**Why LabelEncoder (not OneHot)?** OneHot would expand 3 categorical features to 84 columns. This makes SHAP/LIME explanations harder to interpret (84 binary features vs 41 semantic features). LabelEncoder preserves the original feature space for cleaner explanations.
## 3. Model Architectures
### 3.1 MLP (Primary Baseline)
```
Input (41) β Linear(256) β BatchNorm β ReLU β Dropout(0.3)
β Linear(128) β BatchNorm β ReLU β Dropout(0.2)
β Linear(64) β ReLU
β Linear(num_classes)
```
**Parameters**: ~50K
**Justification**:
- 3 hidden layers with decreasing width is standard for tabular classification
- BatchNorm stabilizes training, enables higher learning rates
- Dropout (0.3β0.2) regularizes; heavier in early layers where more parameters
- No final activation β CrossEntropyLoss includes LogSoftmax
### 3.2 LSTM (Temporal Variant)
```
Input (41) β reshape to (41, 1) β LSTM(hidden=64, layers=2, dropout=0.2)
β take last hidden state β Linear(num_classes)
```
**Parameters**: ~35K
**Justification**:
- Treats 41 features as a sequence β captures inter-feature dependencies
- 2 layers with 64 hidden units is minimal while allowing feature interaction
- LSTM processes features in order: basicβcontentβtime-basedβhost-based
- This ordering has semantic meaning in NSL-KDD (groups of related features)
### 3.3 1D-CNN (Spatial Variant)
```
Input (41) β reshape to (1, 41) β Conv1d(64, k=3, pad=1) β ReLU
β Conv1d(128, k=3, pad=1) β ReLU β AdaptiveAvgPool1d(8)
β Flatten β Linear(64) β ReLU β Linear(num_classes)
```
**Parameters**: ~45K
**Justification**:
- 1D convolutions learn local feature patterns (neighboring features)
- Kernel size 3 captures triplets of features
- AdaptiveAvgPool compresses to fixed size regardless of input length
- Useful for detecting patterns in rate-based features (contiguous block)
## 4. Training Configuration
| Parameter | Value | Justification |
|-----------|-------|---------------|
| Optimizer | Adam | Standard for neural networks; adaptive lr per parameter |
| Learning rate | 1e-3 | Default Adam lr; works well for tabular tasks |
| Weight decay | 1e-4 | Light L2 regularization prevents overfitting |
| Batch size | 256 | Good balance of speed and gradient stability |
| Epochs | 50 | Sufficient for convergence on NSL-KDD (~151K samples) |
| Loss | CrossEntropyLoss | Standard for multi-class; includes class weights for imbalance |
| Class weights | Inverse frequency | Addresses class imbalance between normal (53%) and anomaly (47%) |
| Seed | 42 | Fixed for reproducibility |
## 5. Why These Models for Explainability
| Model | SHAP Method | Speed | Explanation Quality |
|-------|-------------|-------|-------------------|
| MLP | KernelExplainer | Medium | Clean, model-agnostic attributions |
| LSTM | KernelExplainer | Medium | Sequential attributions may differ |
| 1D-CNN | KernelExplainer | Medium | Convolutional attributions capture local patterns |
All three use **KernelExplainer** (model-agnostic SHAP), enabling:
- Direct comparison of feature attributions across architectures
- Analysis of whether model architecture affects explanation stability
- Consistent methodology across all models
## 6. Expected Baseline Performance
Based on published NSL-KDD benchmarks (Tavallaee et al., Revathi & Malathi 2013):
| Model | Binary Accuracy | Binary Weighted F1 |
|-------|----------------|---------------------|
| MLP | 78-85% | 78-83% |
| LSTM | 76-82% | 75-80% |
| 1D-CNN | 77-83% | 76-81% |
**Known challenge**: Test set has more anomaly (65%) than train (47%) β distribution shift tests generalization.
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