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Browse files- data/corpus/betz_rau.txt +69 -69
data/corpus/betz_rau.txt
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@@ -24,7 +24,7 @@ making and drives public deliberation and debate.
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Unfortunately, we are not very good at getting practical arguments right. Intuitive
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practical reasoning risks to suffer from various shortcomings and fallacies as
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39
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-
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soon as a decision problem becomes a bit more complex – for example in terms of
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predictive uncertainties, the variety of outcomes to consider, the temporal structure
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of the decision problem, or the variety of values that bear on the decision (see
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@@ -69,7 +69,7 @@ extension of – the programme of an argumentative turn, which was so far mainly
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perspectives of political science and empirical discourse analysis.
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2 For examples, see Singer (1988:157–9).
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40 G. Brun and G. Betz
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guided by the goal of making the given argumentation as clear as possible and by
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standards for evaluating arguments: premises can be right/true or wrong, arguments
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can be valid or invalid, strong or weak.
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@@ -109,7 +109,7 @@ with reference to examples.
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3We freely draw on our earlier work, specifically Brun (2014), Brun and Hirsch Hadorn (2014),
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Betz (2013), and Betz (2010).
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3 Analysing Practical Argumentation 41
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-
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2.1 Tasks of Argument Analysis
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Argument analysis, understood in a wide sense, involves two basic activities:
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reconstruction and evaluation of argumentation and debates.
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@@ -152,7 +152,7 @@ place of “multiple”. See Snoeck Henkemans (2001) a survey on terminology and
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of complex argumentation.
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6We use “inference” as a technical term for completely explicit and well-ordered arguments.
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42 G. Brun and G. Betz
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requires taking decisions which need to be made with a perspective to the other
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reconstructive tasks. Another reason is that each subsequent step of reconstruction
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will identify additional structure, which may prompt us to revise or refine an
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@@ -191,7 +191,7 @@ identify the structure of the argumentation
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Fig. 3.1 Interplay of reconstruction and evaluation in argument analysis (Adapted from Brun and
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Hirsch Hadorn 2014:209)
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3 Analysing Practical Argumentation 43
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Let us now turn from reconstruction to evaluation. A comprehensive evaluation
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of arguments and complex argumentation involves assessing a whole range of
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qualities. The following may be distinguished:
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@@ -232,7 +232,7 @@ author’s argumentation to argument analysis which seeks to find the best argum
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that can be constructed following more or less closely the line of reasoning in
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some given argumentative text.
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44 G. Brun and G. Betz
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The exegetical aspect implies that reconstructions must answer to hermeneutic
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principles, especially accuracy (sometimes called “loyalty”7) and charity. “Accuracy”
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means that a reconstruction must be defensible with respect to the argumentative
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@@ -273,7 +273,7 @@ position, resolve whether to accept a controversial claim, reach consensus on so
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the context of argument analysis see Reinmuth (2014).
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8 On various aspects of clarification see also Morscher (2009:1–58) and Hansson (2000).
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3 Analysing Practical Argumentation 45
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issue, shake an opponent’s convictions or explore the consequences of adopting a
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certain position. Argument analysis by itself does not directly realize such aims,
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neither does it necessarily lead to better arguments. However, it may prove effective
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@@ -314,7 +314,7 @@ interesting and well paid job in Chicago. But the catch is that, if you wanted t
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job, you would have to take a plane [. . .]. Therefore there would be a very small but
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positive probability that you might be killed in a plane accident. [. . .]
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46 G. Brun and G. Betz
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[3.2] The maximin principle says that you must evaluate every policy available to you in
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terms of the worst possibility that can occur to you if you follow that particular policy. [. . .]
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[2.1] If you choose the New York job then the worst (and, indeed, the only) possible
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premise or a conclusion is not a matter of the form or the content of a sentence,
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but a role a statement can play, just like being an answer. Identifying arguments in a
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3 Analysing Practical Argumentation 47
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text therefore presupposes at least a rough understanding of the structure of the text.
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A well-tested strategy is to start by sketching the main argument(s) in a passage in
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one’s own words and as succinctly as possible. For [Harsanyi] that could be
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and industry contribute 20 % to the US greenhouse gas emissions.”). Thirdly,
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context-dependent, for example, indexical (“I”, “this”, “here”, “now”, . . .) and
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48 G. Brun and G. Betz
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anaphoric (“Harsanyi quotes Rawls before he criticizes him.”), expressions, must be
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replaced if there is a danger that their interpretation might not be clear in the
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resulting representation of the argument. In practice, the necessary reformulation
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experiment” and r to “we ought not to perform on the animal an experiment that would be
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considered outrageous if performed on one of us.”
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3 Analysing Practical Argumentation 49
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(e.g. “and” instead of “but”, “not acceptable” instead of “inacceptable”) and
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especially eliminating stylistic variations, for example, by replacing expressions
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which are synonymous in the context at hand by one and the same. In the examples
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As Jacquette (1996) has pointed out, adding a premise is in some cases less charitable than
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strengthening a premise or weakening the conclusion.
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50 G. Brun and G. Betz
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plausible. Exercising judgement rather than applying a formal procedure is needed
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for assessing the alternative suggestions and deciding which one to select.
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Both, the notion of an enthymeme and the appeal to charity are linked to the
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13 Sentence S is logically stronger than sentence T (and T is logically weaker than S) just in case S
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implies T but not vice versa.
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3 Analysing Practical Argumentation 51
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weakened premise and investigate which additional premises are needed for such a
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conversion. For both strategies, argumentation schemes may be used as a
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heuristic tool.
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@@ -578,7 +578,7 @@ but calls for investigation by, for example, perception, science or ethics. The
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exceptions are inconsistencies that can be detected by logical or semantical analysis
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which shows that the logical form or the meaning of a set of premises guarantees
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52 G. Brun and G. Betz
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that they cannot all be true.14 Inferences involving an inconsistent set of premises
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are negatively evaluated since they cannot perform the core functions of arguments;
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they provide no reason in favour of the conclusion. However, arguments with an
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@@ -624,7 +624,7 @@ and only derivatively to arguments. An arguments can then be called “deductive
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because it is meant or taken to be evaluated by deductive standards, or because it performs well
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with respect to deductive standards. (Skyrms 2000:ch. II.4).
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3 Analysing Practical Argumentation 53
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deductively valid is more ambitious insofar as referring to just one case will not
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do. We rather need a general argument which shows that there cannot be a case in
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which the premises are true and the conclusion false.
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@@ -669,7 +669,7 @@ validity: non-deductive strength is compatible with the conclusion being false e
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17 In this chapter, we use “validity” simpliciter as an abbreviation for “deductive validity”; in the
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literature it often also abbreviates “formal validity”.
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54 G. Brun and G. Betz
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if all the premises are true, it comes in degrees, and it is nonmonotonic; that is,
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adding premises can yield a stronger or weaker argument. An immediate consequence
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is that even if a strong non-deductive argument supports some conclusion,
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18 Lumer (2011) explains how argumentation schemes can be exploited for deductivist
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reconstructions.
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3 Analysing Practical Argumentation 55
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arguments which do not support the thesis they are presented as supporting
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(ignoratio elenchi) or arguments which attack a position the opponent does not
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in fact defend (“straw-man”).19 In this way, Harsanyi’s undercut seems to miss
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for example those which include evaluative terms (“good”, “better”). For a more precise and
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sophisticated discussion (using a different terminology), see Morscher (2013).
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56 G. Brun and G. Betz
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explicit normative phrases in an argumentation relate to the same normative
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perspective.
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A second challenge for reconstructing practical arguments arises in connection
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sentences; that is, sentences only part of which are in the scope of a deontic modality. See
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Morscher (2013) for an accessible discussion.
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3 Analysing Practical Argumentation 57
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4 Analysing Complex Argumentation
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4.1 Reconstructing Complex Argumentation
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as Argument Maps
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(as indicated) and re-labelled. The fact that many of the descriptive claims made
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are false (as of today) does not prevent the example from being instructive.
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58 G. Brun and G. Betz
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Pro Con
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[Pro1.1] The world faces an energy crisis. Oil
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will be exhausted within 50 years, and coal will
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inference schemes for the reconstruction, we suggest to add corresponding general premises that
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can be criticized. Pollock’s undercut-relation hence effectively reduces to the attack relation.
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3 Analysing Practical Argumentation 59
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• An argument supports another argument if the conclusion of the supporting
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argument is identical with (or at least entails) a premise of the supported
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argument.
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(boxes) in the illustrative
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debate about nuclear power
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60 G. Brun and G. Betz
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relations between the arguments, and theses). The map is basically a hypothesis
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about the debate’s dialectical structure, which has to be probed through detailed
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reconstructions of the individual arguments. At the same time, this hypothesis
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These two reconstructions corroborate the dialectic relations as presumed in the
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preliminary argument map (cf. their conclusions).
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3 Analysing Practical Argumentation 61
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4.2 Argument Maps as Reasoning Tools
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Let us now suppose that all arguments have been reconstructed like [Pro1.1] and
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[Con2.1] above, and that the dialectic relations as visualized in Fig. 3.4 do really
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chapter, in contrast, any argument can be reasonably accepted, as long as the proponent is willing
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to give up sufficiently many beliefs (and other arguments).
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62 G. Brun and G. Betz
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• On the macro level, a complete (partial) position specifies for all (some) arguments
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in the debate whether it is accepted or refuted. To accept an argument
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means to consider all its premises as true. To refute an argument implies that at
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above constraints. A partial position according to which all premises of [Pro1.1]
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and [Con2.1] are true is not dialectically coherent, either, because truth-values of
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3 Analysing Practical Argumentation 63
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the remaining statements (i.e. conclusions) cannot be fixed without violating one of
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the above constraints.
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A micro or macro position which is not dialectically coherent violates basic
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argument map. “Checked” arguments are accepted, “crossed” arguments are refuted, “flashes”
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indicate local violations of rationality criteria (see also text)
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64 G. Brun and G. Betz
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precise normative trade-offs involved when aggregating conflicting practical
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arguments.26
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Over and above coherence checking, argument maps can be valuable tools for
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not lie to relatives” and “You must not lie to strangers”, which can then be balanced against each
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other.
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3 Analysing Practical Argumentation 65
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policy questions, further dissent concerning other arguments is then irrelevant
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(regarding policy consensus formation).
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Let us briefly return to our third criticism of pro/con lists: improper aggregation
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Fig. 3.7 A simple, abstract
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argument map
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66 G. Brun and G. Betz
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coherent micro position on this map and to determine whether one should accept the
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central thesis, one may execute the decision tree shown in Fig. 3.8.27
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We have started this section with the issue of aggregating conflicting reasons.
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28 This section is adapted from http://www.argunet.org/2013/05/13/mapping-the-climate-engineer
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ing-controversy-a-case-of-argument-analysis-driven-policy-advice/ [last accessed 16.03.2015].
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3 Analysing Practical Argumentation 67
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to offset the effects of anthropogenic GHG emissions. CE includes methods which
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shield the earth from incoming solar radiation (solar radiation management) and
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methods which take carbon out of the atmosphere (carbon dioxide removal).29
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29 On the ethics of climate engineering and the benefits of argumentative analysis in this field
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compare Elliott (2016).
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68 G. Brun and G. Betz
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in time. They have then visualized the core position in the argument map and
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calculated the logico-argumentative implications of the corresponding stance
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(cf. Fig. 3.9). The enhanced map shows, accordingly, which arguments one is
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(here: thumbs down) in a detailed reconstruction of the moral controversy about so-called climate
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engineering (Source: Betz and Cacean 2012:87)
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3 Analysing Practical Argumentation 69
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interestingly, though, all the empirical chapters of the assessment report
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(on physical and technical aspects, on sociological aspects, on governance aspects,
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etc.) consistently refer to the argument map and make explicit to which arguments
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30 Steele (2006) interprets the precautionary principle as a meta-principle for good decisionmaking
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which articulates essentially these two requirements.
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70 G. Brun and G. Betz
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This choice boils down to the following question: should we allow for decision
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principles which individually do not satisfy standards of good decision-making? –
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Yes, we think so. The following simplified example is a case in point:
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adapted in order to take the original text or plausibility etc. into account. That is,
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schemes are rather prototypes that will frequently provide a first version of an
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3 Analysing Practical Argumentation 71
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argument reconstruction, which will be further improved in the reconstruction
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process.
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It is characteristic for practical arguments under uncertainty that their descriptive
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(3) There is no alternative to X for agent A that [will/is likely to/might] bring
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about S and is more suitable than X.
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72 G. Brun and G. Betz
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(4) The certain, likely and possible side-effects of agent A doing X are collectively
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negligible as compared to the [certain/likely/possible] realization
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of S.
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[Principle of Prima Facie Rights Violation]
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If
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3 Analysing Practical Argumentation 73
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(1) Persons P possess the prima facie right to be in state R.
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(2) Agent A doing X [certainly/likely/possibly] prevents persons P from being
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in or achieving state R.
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(4) There is no other available option whose worst possible consequence is
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(weakly) preferable to the worst possible consequence of option oþ.
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74 G. Brun and G. Betz
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then
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(5) Option oþ ought to be carried out.
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For various examples of worst case arguments compare Betz (2016:Sect. 3.1).
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Bowell, Tracy, and Gary Kemp. 2015. Critical Thinking. A Concise Guide. 4th ed.
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London: Routledge.
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3 Analysing Practical Argumentation 75
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Chapter 5 gives a very accessible yet reliable introduction to techniques of argument
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reconstruction focusing on the analysis of individual arguments and complex
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argumentation.
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The argumentative turn in policy analysis. Reasoning about uncertainty (pp. 79–104). Cham:
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Springer. doi: 10.1007/978-3-319-30549-3_4.
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76 G. Brun and G. Betz
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Hansson, S. O., & Hirsch Hadorn, G. (2016). Introducing the argumentative turn in policy analysis.
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In S. O. Hansson & G. Hirsch Hadorn (Eds.), The argumentative turn in policy analysis.
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Reasoning about uncertainty (pp. 11–35). Cham: Springer. doi:10.1007/978-3-319-30549-3_2.
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@@ -1603,7 +1603,7 @@ Press.
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Walton, D. N., Reed, C. A., & Macagno, F. (2008). Argumentation schemes. Cambridge: Cambridge
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University Press.
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3 Analysing Practical Argumentation 77
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Chapter 6
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Accounting for Possibilities in Decision
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Making
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4 For an up-to-date decision-theoretic review of decision making under deep uncertainty see Etner
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et al. (2012).
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136 G. Betz
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In the remainder of this introductory section, I will briefly comment on the limits
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of uncertainty quantification, the need for non-probabilistic decision methods and
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the concept of possibility.
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as Heal and Millner (2013) for a decision-theoretic defence.
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9 See again Shrader-Frechette (2016).
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6 Accounting for Possibilities in Decision Making 137
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probabilistic information, it would be irresponsible not to make use of it in
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decision processes. In sum, this chapter construes reasoning about policy options
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as a tricky balancing act: it must rely on no more and on no less than what one
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12 For a state-of-the-art explication of the concept of real possibility, using branching-space-time
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theory, see Mu¨ller (2012).
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138 G. Betz
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to a given body of knowledge13: a hypothesis is epistemically possible (relative to
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background knowledge K) if and only if it is consistent with K.14
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The following example may serve to illustrate the distinction. An expert team is
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@@ -1814,7 +1814,7 @@ background knowledge K) and that K is in a specific way “complete”, i.e. inc
|
|
| 1814 |
can be known about S. Likewise, to assert that S does not represent a real possibility means that S
|
| 1815 |
is no epistemic possibility (relative to background knowledge K) and that K is objectively correct.
|
| 1816 |
6 Accounting for Possibilities in Decision Making 139
|
| 1817 |
-
|
| 1818 |
beliefs? First of all, note that this is a general issue in policy assessment, no matter
|
| 1819 |
whether we evaluate options in a possibilistic, probabilistic or deterministic mood.
|
| 1820 |
My reading of the argumentative turn is that we don’t need general rules which
|
|
@@ -1854,7 +1854,7 @@ pollution and business as usual. These different states-of-the-world, which are
|
|
| 1854 |
16 Brun and Betz (2016), this volume, which nicely complements this chapter, provides practical
|
| 1855 |
guidance for analyzing and evaluating argumentation.
|
| 1856 |
140 G. Betz
|
| 1857 |
-
|
| 1858 |
predicted in (1) and (2), are then normatively evaluated in premiss (3). The
|
| 1859 |
normative evaluation of outcomes is based on, or partially expresses an underlying
|
| 1860 |
(frequently implicit) “value theory,” a so-called axiology. Premiss (4) states a
|
|
@@ -1899,7 +1899,7 @@ or risk. As will become clear in the course of this chapter, these principles in
|
|
| 1899 |
substantial normative commitments and reflect different risk attitudes (such as
|
| 1900 |
levels of risk aversion) one may adopt.
|
| 1901 |
6 Accounting for Possibilities in Decision Making 141
|
| 1902 |
-
|
| 1903 |
Sound decision making under certainty requires one to consider all alternative
|
| 1904 |
options and all their consequences (to the extent that they are articulated and
|
| 1905 |
foreseen). Likewise, sound decision making under deep uncertainty requires one
|
|
@@ -1945,7 +1945,7 @@ A0 respectively. They are weak and preliminary in the sense that more elaborate
|
|
| 1945 |
will make them obsolete. Maybe we can construe them as heuristic reasoning which serves the
|
| 1946 |
piecemeal construction of more complex and robust practical arguments.
|
| 1947 |
142 G. Betz
|
| 1948 |
-
|
| 1949 |
choice. That is certainly how its methods are frequently presented and applied.19
|
| 1950 |
The argumentative turn is free from such hybris: Rational decision making
|
| 1951 |
according to the argumentative turn consists primarily in rational deliberation, in
|
|
@@ -1982,7 +1982,7 @@ will expand less quickly than otherwise. The latter case is clearly preferable t
|
|
| 1982 |
20 For a more detailed discussion of the implications of representation theorems see Briggs (2014:
|
| 1983 |
especially Sect. 2.2) and the references therein.
|
| 1984 |
6 Accounting for Possibilities in Decision Making 143
|
| 1985 |
-
|
| 1986 |
first one. The local authority should err on the safe side and prohibit the
|
| 1987 |
construction.
|
| 1988 |
The environmentalists put forward a simple worst case argument, whose core can
|
|
@@ -2023,7 +2023,7 @@ recommendations, it rather does not justify any prescription at all.
|
|
| 2023 |
21 Cf. Luce and Raiffa (1957:278), Resnik (1987:26).
|
| 2024 |
22 E.g. Elliott (2010).
|
| 2025 |
144 G. Betz
|
| 2026 |
-
|
| 2027 |
Example (Local Authority) Charged by their colleagues, the opponents of the new
|
| 2028 |
complex refine their original argument. They concede that if the local authority
|
| 2029 |
fails to clean up the mine, the habitat may be destroyed, too. But they say: We
|
|
@@ -2065,7 +2065,7 @@ have truly catastrophic consequences, (ii) the potential gains that may result
|
|
| 2065 |
24 Moreover, the general premiss (2) can be understood as an implementation of Hansson’s
|
| 2066 |
symmetry tests (cf. Hansson 2016).
|
| 2067 |
6 Accounting for Possibilities in Decision Making 145
|
| 2068 |
-
|
| 2069 |
from taking a risky option are negligible compared to the catastrophic effects that
|
| 2070 |
may ensue.25
|
| 2071 |
These prerequisites can be made explicit as antecedent conditions in the decision
|
|
@@ -2108,7 +2108,7 @@ view of both their corresponding best and worst case. In order to do so, best an
|
|
| 2108 |
general strategy to identify specific conditions under which the various decision principles may be
|
| 2109 |
applied is also favored by Resnik (1987:40).
|
| 2110 |
146 G. Betz
|
| 2111 |
-
|
| 2112 |
worst cases have to be compounded for each option. Let’s refer to the joint
|
| 2113 |
normative assessment of a pair of possible consequences (best and worst case) as
|
| 2114 |
“beta-balance.”26 The relative weight which is given to the worst case in such a
|
|
@@ -2151,7 +2151,7 @@ in decision theory (Resnik 1987: 32, Luce and Raiffa 1957:282). Hansson (2001:10
|
|
| 2151 |
investigates the formal properties of “extremal” preferences which only take best and worst
|
| 2152 |
possible cases into account.
|
| 2153 |
6 Accounting for Possibilities in Decision Making 147
|
| 2154 |
-
|
| 2155 |
surely bring about consequences X, then option A is preferred to option B.27 Now, we
|
| 2156 |
can also explain why the reasoning appears so plausible: Whatever the exact level of
|
| 2157 |
risk aversion, the beta-balance of option A is greater than that of option B and hence
|
|
@@ -2195,7 +2195,7 @@ decision-theoretic analyzes by Schmidt et al. (2011) and Neubersch et al. (2014)
|
|
| 2195 |
shows that decision-making which seeks to minimize the probability of some harm runs into
|
| 2196 |
problems as soon as various harmful outcomes with different disvalue are distinguished.
|
| 2197 |
148 G. Betz
|
| 2198 |
-
|
| 2199 |
(2) The value of a possible consequence of erecting or not erecting the steel wall is
|
| 2200 |
roughly proportional the corresponding likelihood that the historic building is
|
| 2201 |
not fully destroyed.
|
|
@@ -2237,7 +2237,7 @@ order to test whether preliminarily identified options are really robust.29
|
|
| 2237 |
29 Robust decision analysis "a la Lempert et al. is hence a systematic form of “hypothetical
|
| 2238 |
retrospection” (see Hansson 2016, Sect. 6).
|
| 2239 |
6 Accounting for Possibilities in Decision Making 149
|
| 2240 |
-
|
| 2241 |
We will return to the epistemic challenge of deep uncertainty—namely the
|
| 2242 |
problem of fully grasping the space of possibilities—in the second part of this
|
| 2243 |
chapter. But deep uncertainty also poses a normative challenge for robust decision
|
|
@@ -2280,7 +2280,7 @@ will result in different arguments.30 For example, argument H:
|
|
| 2280 |
adopts with regard to them can be understood as an operationalization of Hansson’s degrees of
|
| 2281 |
unacceptability (cf. Hansson 2013:69–70).
|
| 2282 |
150 G. Betz
|
| 2283 |
-
|
| 2284 |
(1) A possible outcome is acceptable if and only if no person is killed and the
|
| 2285 |
operation has a total cost of less than 1 million €. [Normative guardrails]
|
| 2286 |
(2) There is no possible consequence of defusing the bomb according to which a
|
|
@@ -2320,7 +2320,7 @@ affected by a measure to provide consent (e.g. future generations). The simple
|
|
| 2320 |
31 For a detailed discussion of risk imposition and the problems standard moral theories face in
|
| 2321 |
coping with risks see Hansson (2003).
|
| 2322 |
6 Accounting for Possibilities in Decision Making 151
|
| 2323 |
-
|
| 2324 |
principle of risk imposition is hence too strict. It must be limited to cases where
|
| 2325 |
those potentially affected are in a position to provide consent, or it must state
|
| 2326 |
alternative necessary conditions for permissibility. Another problem is that the
|
|
@@ -2360,7 +2360,7 @@ can be analyzed. See also Hansson (2013:97–101).
|
|
| 2360 |
of the possible from the impossible involves as influential a choice as the selection of a decision
|
| 2361 |
principle.
|
| 2362 |
152 G. Betz
|
| 2363 |
-
|
| 2364 |
knowledge. (In particular, for any such statementHjxj!10 there exists a time trel such
|
| 2365 |
that Hjxj!10 can be derived from the Newtonian model of the pendulum and the
|
| 2366 |
possibility that the pendulum has been released at trel.) On the other hand, every
|
|
@@ -2404,7 +2404,7 @@ is the claim that the hypothesis is consistent with background knowledge. Howeve
|
|
| 2404 |
35 For this very reason, it is a non-trivial assumption that a dynamic model of a complex system
|
| 2405 |
(e.g. a climate model) is adequate for verifying possibilities about that system (cf. Betz 2015).
|
| 2406 |
6 Accounting for Possibilities in Decision Making 153
|
| 2407 |
-
|
| 2408 |
ii. There might be some conceptual possibilities which actually are inconsistent
|
| 2409 |
with the background knowledge, although we have not been able to show this
|
| 2410 |
(failure to falsify).
|
|
@@ -2445,7 +2445,7 @@ have more or less strong reasons to suspect that such possibilities exist, e.g.
|
|
| 2445 |
we deal with a complex system which we have only poorly understood so far.36
|
| 2446 |
36 See also the “epistemic defaults” discussed by Hansson (2016: Sect. 5).
|
| 2447 |
154 G. Betz
|
| 2448 |
-
|
| 2449 |
Class 2. By summing up the maximum contribution of all potential sources of sea
|
| 2450 |
level rise, climate scientists are in a position to robustly refute the conceptual
|
| 2451 |
possibility that global mean sea level will rise by 10 m until 2,100 with business
|
|
@@ -2490,7 +2490,7 @@ air conditioning system; the experts concede that they have not checked this yet
|
|
| 2490 |
they can be robustly ruled out—which, according to the authors, is the case for the most extreme
|
| 2491 |
ones (p. 24).
|
| 2492 |
6 Accounting for Possibilities in Decision Making 155
|
| 2493 |
-
|
| 2494 |
5 The Dynamics of Possibilistic Knowledge
|
| 2495 |
Our possibilistic foreknowledge is highly fallible. That’s already true for the simple
|
| 2496 |
notion of serious possibility in the sense of relative consistency with the background
|
|
@@ -2534,7 +2534,7 @@ had been verified by reference to other WW2 bombs recently found, whose trigger
|
|
| 2534 |
was intact. But these bombs all dated from the last 2 years of the war. So the
|
| 2535 |
argument from analogy does not really warrant anymore that the trigger of the
|
| 2536 |
156 G. Betz
|
| 2537 |
-
|
| 2538 |
bomb to-be-defused may be intact, too. For the time being, the possibility that the
|
| 2539 |
trigger is intact has to count as a merely articulated one. The experts had also
|
| 2540 |
considered whether the dust cloud of a potential detonation may damage the
|
|
@@ -2579,7 +2579,7 @@ hence don’t verify that specific scenario (given the correct assumption). The
|
|
| 2579 |
possibility that no window breaks becomes a merely articulated possibility (unless,
|
| 2580 |
e.g., an accordingly modified simulation re-affirms the original finding). Also, the
|
| 2581 |
6 Accounting for Possibilities in Decision Making 157
|
| 2582 |
-
|
| 2583 |
team originally excluded the possibility that the cultural heritage site will be
|
| 2584 |
damaged. But the argument which rules out this scenario, too, relied on a false
|
| 2585 |
premiss. Given the novel estimate of the bomb’s size, that possibility cannot be
|
|
@@ -2624,7 +2624,7 @@ items, the smaller the potential for surprise. If there’s reason to think that
|
|
| 2624 |
understanding of a system will change and improve quickly, however, one should
|
| 2625 |
also expect the overhaul of one’s possibilistic outlook.
|
| 2626 |
158 G. Betz
|
| 2627 |
-
|
| 2628 |
Of course, it’s impossible to predict what we will newly come to know in the
|
| 2629 |
future.42 But it’s not impossible to estimate whether our knowledge will change,
|
| 2630 |
and how much. So, in 1799 Humboldt had reason to expect that he would soon
|
|
@@ -2664,7 +2664,7 @@ progress (pp. 650–651).
|
|
| 2664 |
43 See Rescher (1984, 2009) for a discussion of limits of science and their various (conceptual or
|
| 2665 |
empirical) reasons.
|
| 2666 |
6 Accounting for Possibilities in Decision Making 159
|
| 2667 |
-
|
| 2668 |
(1) There is no available option whose worst non-falsified possible consequence is
|
| 2669 |
preferable to the worst non-falsified possible consequence of not permitting the
|
| 2670 |
construction.
|
|
@@ -2709,7 +2709,7 @@ results? It seems to me that the detonation plus small-scale evacuation is robus
|
|
| 2709 |
vis-"a-vis our original minimum standards and relative to all such verified
|
| 2710 |
possibilities.”
|
| 2711 |
160 G. Betz
|
| 2712 |
-
|
| 2713 |
So the team member explains that arguments H, I should be understood as
|
| 2714 |
referring to non-falsified possibilities. In addition, she sets up a further argument
|
| 2715 |
which only takes verified possibilities into account, argument L:
|
|
@@ -2752,7 +2752,7 @@ matter of that agent’s risk aversion. Likewise, an agent who seeks robust opti
|
|
| 2752 |
44 Brun and Betz (2016: especially Sect. 4.2) explain how argument analysis, and especially
|
| 2753 |
argument mapping techniques, help to balance conflicting normative reasons in general.
|
| 2754 |
6 Accounting for Possibilities in Decision Making 161
|
| 2755 |
-
|
| 2756 |
with respect to non-falsified possibilities is more risk averse than an agent who is
|
| 2757 |
content with robustness with respect to verified possibilities. (b) The profile of
|
| 2758 |
possibilistic predictions on which the decision is based. If, for example, there is a
|
|
@@ -2794,7 +2794,7 @@ Given a possibilistic outlook, a surprise has occurred just in case something
|
|
| 2794 |
has happened which wasn’t considered possible (i.e. was not referred to in some
|
| 2795 |
non-falsified possibility). Surprises may happen for different reasons. We may in
|
| 2796 |
162 G. Betz
|
| 2797 |
-
|
| 2798 |
particular distinguish two sorts of surprise, to which we already alluded above:
|
| 2799 |
(a) surprises that result from unknown unknowns; (b) surprises that result from the
|
| 2800 |
fallibility of and the occasional need to rectify one’s background knowledge.45
|
|
@@ -2833,7 +2833,7 @@ detail:
|
|
| 2833 |
45 Basili and Zappia (2009) discuss the role of surprise in modern decision theory and its
|
| 2834 |
anticipation in the works of George L. S. Shackle.
|
| 2835 |
6 Accounting for Possibilities in Decision Making 163
|
| 2836 |
-
|
| 2837 |
• If, considering all relevant aspects except their potential for surprise (i.e., the
|
| 2838 |
extent to which an option is associated with unknown unknowns), the options A
|
| 2839 |
and B are normatively equally good, and if A has a significantly greater potential
|
|
@@ -2874,7 +2874,7 @@ option B is normatively better than (should be preferred to) option A.
|
|
| 2874 |
• If option A has a significantly smaller potential for (undesirable) surprise (i.e.,
|
| 2875 |
the relevant background knowledge is provisional and more likely to be
|
| 2876 |
164 G. Betz
|
| 2877 |
-
|
| 2878 |
modified) than its alternatives and if carrying out option A doesn’t jeopardize a
|
| 2879 |
more significant value (than surprise aversion), then option A should be
|
| 2880 |
carried out.
|
|
@@ -2915,7 +2915,7 @@ recognizing the difference between conceptual possibilities that have been shown
|
|
| 2915 |
to be consistent with background knowledge and ones that merely have not been
|
| 2916 |
refuted. The conceptual framework also gives rise to a precise (possibilistic) notion
|
| 2917 |
6 Accounting for Possibilities in Decision Making 165
|
| 2918 |
-
|
| 2919 |
of surprise (e.g. unknown unknowns) and triggers an expansion of the arsenal of
|
| 2920 |
standard argument patterns for reasoning under great uncertainty.
|
| 2921 |
One major purpose of this chapter has been to refute the widely held prejudice
|
|
|
|
| 24 |
Unfortunately, we are not very good at getting practical arguments right. Intuitive
|
| 25 |
practical reasoning risks to suffer from various shortcomings and fallacies as
|
| 26 |
39
|
| 27 |
+
|
| 28 |
soon as a decision problem becomes a bit more complex – for example in terms of
|
| 29 |
predictive uncertainties, the variety of outcomes to consider, the temporal structure
|
| 30 |
of the decision problem, or the variety of values that bear on the decision (see
|
|
|
|
| 69 |
perspectives of political science and empirical discourse analysis.
|
| 70 |
2 For examples, see Singer (1988:157–9).
|
| 71 |
40 G. Brun and G. Betz
|
| 72 |
+
|
| 73 |
guided by the goal of making the given argumentation as clear as possible and by
|
| 74 |
standards for evaluating arguments: premises can be right/true or wrong, arguments
|
| 75 |
can be valid or invalid, strong or weak.
|
|
|
|
| 109 |
3We freely draw on our earlier work, specifically Brun (2014), Brun and Hirsch Hadorn (2014),
|
| 110 |
Betz (2013), and Betz (2010).
|
| 111 |
3 Analysing Practical Argumentation 41
|
| 112 |
+
|
| 113 |
2.1 Tasks of Argument Analysis
|
| 114 |
Argument analysis, understood in a wide sense, involves two basic activities:
|
| 115 |
reconstruction and evaluation of argumentation and debates.
|
|
|
|
| 152 |
of complex argumentation.
|
| 153 |
6We use “inference” as a technical term for completely explicit and well-ordered arguments.
|
| 154 |
42 G. Brun and G. Betz
|
| 155 |
+
|
| 156 |
requires taking decisions which need to be made with a perspective to the other
|
| 157 |
reconstructive tasks. Another reason is that each subsequent step of reconstruction
|
| 158 |
will identify additional structure, which may prompt us to revise or refine an
|
|
|
|
| 191 |
Fig. 3.1 Interplay of reconstruction and evaluation in argument analysis (Adapted from Brun and
|
| 192 |
Hirsch Hadorn 2014:209)
|
| 193 |
3 Analysing Practical Argumentation 43
|
| 194 |
+
|
| 195 |
Let us now turn from reconstruction to evaluation. A comprehensive evaluation
|
| 196 |
of arguments and complex argumentation involves assessing a whole range of
|
| 197 |
qualities. The following may be distinguished:
|
|
|
|
| 232 |
that can be constructed following more or less closely the line of reasoning in
|
| 233 |
some given argumentative text.
|
| 234 |
44 G. Brun and G. Betz
|
| 235 |
+
|
| 236 |
The exegetical aspect implies that reconstructions must answer to hermeneutic
|
| 237 |
principles, especially accuracy (sometimes called “loyalty”7) and charity. “Accuracy”
|
| 238 |
means that a reconstruction must be defensible with respect to the argumentative
|
|
|
|
| 273 |
the context of argument analysis see Reinmuth (2014).
|
| 274 |
8 On various aspects of clarification see also Morscher (2009:1–58) and Hansson (2000).
|
| 275 |
3 Analysing Practical Argumentation 45
|
| 276 |
+
|
| 277 |
issue, shake an opponent’s convictions or explore the consequences of adopting a
|
| 278 |
certain position. Argument analysis by itself does not directly realize such aims,
|
| 279 |
neither does it necessarily lead to better arguments. However, it may prove effective
|
|
|
|
| 314 |
job, you would have to take a plane [. . .]. Therefore there would be a very small but
|
| 315 |
positive probability that you might be killed in a plane accident. [. . .]
|
| 316 |
46 G. Brun and G. Betz
|
| 317 |
+
|
| 318 |
[3.2] The maximin principle says that you must evaluate every policy available to you in
|
| 319 |
terms of the worst possibility that can occur to you if you follow that particular policy. [. . .]
|
| 320 |
[2.1] If you choose the New York job then the worst (and, indeed, the only) possible
|
|
|
|
| 357 |
premise or a conclusion is not a matter of the form or the content of a sentence,
|
| 358 |
but a role a statement can play, just like being an answer. Identifying arguments in a
|
| 359 |
3 Analysing Practical Argumentation 47
|
| 360 |
+
|
| 361 |
text therefore presupposes at least a rough understanding of the structure of the text.
|
| 362 |
A well-tested strategy is to start by sketching the main argument(s) in a passage in
|
| 363 |
one’s own words and as succinctly as possible. For [Harsanyi] that could be
|
|
|
|
| 404 |
and industry contribute 20 % to the US greenhouse gas emissions.”). Thirdly,
|
| 405 |
context-dependent, for example, indexical (“I”, “this”, “here”, “now”, . . .) and
|
| 406 |
48 G. Brun and G. Betz
|
| 407 |
+
|
| 408 |
anaphoric (“Harsanyi quotes Rawls before he criticizes him.”), expressions, must be
|
| 409 |
replaced if there is a danger that their interpretation might not be clear in the
|
| 410 |
resulting representation of the argument. In practice, the necessary reformulation
|
|
|
|
| 448 |
experiment” and r to “we ought not to perform on the animal an experiment that would be
|
| 449 |
considered outrageous if performed on one of us.”
|
| 450 |
3 Analysing Practical Argumentation 49
|
| 451 |
+
|
| 452 |
(e.g. “and” instead of “but”, “not acceptable” instead of “inacceptable”) and
|
| 453 |
especially eliminating stylistic variations, for example, by replacing expressions
|
| 454 |
which are synonymous in the context at hand by one and the same. In the examples
|
|
|
|
| 491 |
As Jacquette (1996) has pointed out, adding a premise is in some cases less charitable than
|
| 492 |
strengthening a premise or weakening the conclusion.
|
| 493 |
50 G. Brun and G. Betz
|
| 494 |
+
|
| 495 |
plausible. Exercising judgement rather than applying a formal procedure is needed
|
| 496 |
for assessing the alternative suggestions and deciding which one to select.
|
| 497 |
Both, the notion of an enthymeme and the appeal to charity are linked to the
|
|
|
|
| 536 |
13 Sentence S is logically stronger than sentence T (and T is logically weaker than S) just in case S
|
| 537 |
implies T but not vice versa.
|
| 538 |
3 Analysing Practical Argumentation 51
|
| 539 |
+
|
| 540 |
weakened premise and investigate which additional premises are needed for such a
|
| 541 |
conversion. For both strategies, argumentation schemes may be used as a
|
| 542 |
heuristic tool.
|
|
|
|
| 578 |
exceptions are inconsistencies that can be detected by logical or semantical analysis
|
| 579 |
which shows that the logical form or the meaning of a set of premises guarantees
|
| 580 |
52 G. Brun and G. Betz
|
| 581 |
+
|
| 582 |
that they cannot all be true.14 Inferences involving an inconsistent set of premises
|
| 583 |
are negatively evaluated since they cannot perform the core functions of arguments;
|
| 584 |
they provide no reason in favour of the conclusion. However, arguments with an
|
|
|
|
| 624 |
because it is meant or taken to be evaluated by deductive standards, or because it performs well
|
| 625 |
with respect to deductive standards. (Skyrms 2000:ch. II.4).
|
| 626 |
3 Analysing Practical Argumentation 53
|
| 627 |
+
|
| 628 |
deductively valid is more ambitious insofar as referring to just one case will not
|
| 629 |
do. We rather need a general argument which shows that there cannot be a case in
|
| 630 |
which the premises are true and the conclusion false.
|
|
|
|
| 669 |
17 In this chapter, we use “validity” simpliciter as an abbreviation for “deductive validity”; in the
|
| 670 |
literature it often also abbreviates “formal validity”.
|
| 671 |
54 G. Brun and G. Betz
|
| 672 |
+
|
| 673 |
if all the premises are true, it comes in degrees, and it is nonmonotonic; that is,
|
| 674 |
adding premises can yield a stronger or weaker argument. An immediate consequence
|
| 675 |
is that even if a strong non-deductive argument supports some conclusion,
|
|
|
|
| 714 |
18 Lumer (2011) explains how argumentation schemes can be exploited for deductivist
|
| 715 |
reconstructions.
|
| 716 |
3 Analysing Practical Argumentation 55
|
| 717 |
+
|
| 718 |
arguments which do not support the thesis they are presented as supporting
|
| 719 |
(ignoratio elenchi) or arguments which attack a position the opponent does not
|
| 720 |
in fact defend (“straw-man”).19 In this way, Harsanyi’s undercut seems to miss
|
|
|
|
| 754 |
for example those which include evaluative terms (“good”, “better”). For a more precise and
|
| 755 |
sophisticated discussion (using a different terminology), see Morscher (2013).
|
| 756 |
56 G. Brun and G. Betz
|
| 757 |
+
|
| 758 |
explicit normative phrases in an argumentation relate to the same normative
|
| 759 |
perspective.
|
| 760 |
A second challenge for reconstructing practical arguments arises in connection
|
|
|
|
| 795 |
sentences; that is, sentences only part of which are in the scope of a deontic modality. See
|
| 796 |
Morscher (2013) for an accessible discussion.
|
| 797 |
3 Analysing Practical Argumentation 57
|
| 798 |
+
|
| 799 |
4 Analysing Complex Argumentation
|
| 800 |
4.1 Reconstructing Complex Argumentation
|
| 801 |
as Argument Maps
|
|
|
|
| 836 |
(as indicated) and re-labelled. The fact that many of the descriptive claims made
|
| 837 |
are false (as of today) does not prevent the example from being instructive.
|
| 838 |
58 G. Brun and G. Betz
|
| 839 |
+
|
| 840 |
Pro Con
|
| 841 |
[Pro1.1] The world faces an energy crisis. Oil
|
| 842 |
will be exhausted within 50 years, and coal will
|
|
|
|
| 900 |
inference schemes for the reconstruction, we suggest to add corresponding general premises that
|
| 901 |
can be criticized. Pollock’s undercut-relation hence effectively reduces to the attack relation.
|
| 902 |
3 Analysing Practical Argumentation 59
|
| 903 |
+
|
| 904 |
• An argument supports another argument if the conclusion of the supporting
|
| 905 |
argument is identical with (or at least entails) a premise of the supported
|
| 906 |
argument.
|
|
|
|
| 938 |
(boxes) in the illustrative
|
| 939 |
debate about nuclear power
|
| 940 |
60 G. Brun and G. Betz
|
| 941 |
+
|
| 942 |
relations between the arguments, and theses). The map is basically a hypothesis
|
| 943 |
about the debate’s dialectical structure, which has to be probed through detailed
|
| 944 |
reconstructions of the individual arguments. At the same time, this hypothesis
|
|
|
|
| 982 |
These two reconstructions corroborate the dialectic relations as presumed in the
|
| 983 |
preliminary argument map (cf. their conclusions).
|
| 984 |
3 Analysing Practical Argumentation 61
|
| 985 |
+
|
| 986 |
4.2 Argument Maps as Reasoning Tools
|
| 987 |
Let us now suppose that all arguments have been reconstructed like [Pro1.1] and
|
| 988 |
[Con2.1] above, and that the dialectic relations as visualized in Fig. 3.4 do really
|
|
|
|
| 1026 |
chapter, in contrast, any argument can be reasonably accepted, as long as the proponent is willing
|
| 1027 |
to give up sufficiently many beliefs (and other arguments).
|
| 1028 |
62 G. Brun and G. Betz
|
| 1029 |
+
|
| 1030 |
• On the macro level, a complete (partial) position specifies for all (some) arguments
|
| 1031 |
in the debate whether it is accepted or refuted. To accept an argument
|
| 1032 |
means to consider all its premises as true. To refute an argument implies that at
|
|
|
|
| 1069 |
above constraints. A partial position according to which all premises of [Pro1.1]
|
| 1070 |
and [Con2.1] are true is not dialectically coherent, either, because truth-values of
|
| 1071 |
3 Analysing Practical Argumentation 63
|
| 1072 |
+
|
| 1073 |
the remaining statements (i.e. conclusions) cannot be fixed without violating one of
|
| 1074 |
the above constraints.
|
| 1075 |
A micro or macro position which is not dialectically coherent violates basic
|
|
|
|
| 1103 |
argument map. “Checked” arguments are accepted, “crossed” arguments are refuted, “flashes”
|
| 1104 |
indicate local violations of rationality criteria (see also text)
|
| 1105 |
64 G. Brun and G. Betz
|
| 1106 |
+
|
| 1107 |
precise normative trade-offs involved when aggregating conflicting practical
|
| 1108 |
arguments.26
|
| 1109 |
Over and above coherence checking, argument maps can be valuable tools for
|
|
|
|
| 1149 |
not lie to relatives” and “You must not lie to strangers”, which can then be balanced against each
|
| 1150 |
other.
|
| 1151 |
3 Analysing Practical Argumentation 65
|
| 1152 |
+
|
| 1153 |
policy questions, further dissent concerning other arguments is then irrelevant
|
| 1154 |
(regarding policy consensus formation).
|
| 1155 |
Let us briefly return to our third criticism of pro/con lists: improper aggregation
|
|
|
|
| 1172 |
Fig. 3.7 A simple, abstract
|
| 1173 |
argument map
|
| 1174 |
66 G. Brun and G. Betz
|
| 1175 |
+
|
| 1176 |
coherent micro position on this map and to determine whether one should accept the
|
| 1177 |
central thesis, one may execute the decision tree shown in Fig. 3.8.27
|
| 1178 |
We have started this section with the issue of aggregating conflicting reasons.
|
|
|
|
| 1210 |
28 This section is adapted from http://www.argunet.org/2013/05/13/mapping-the-climate-engineer
|
| 1211 |
ing-controversy-a-case-of-argument-analysis-driven-policy-advice/ [last accessed 16.03.2015].
|
| 1212 |
3 Analysing Practical Argumentation 67
|
| 1213 |
+
|
| 1214 |
to offset the effects of anthropogenic GHG emissions. CE includes methods which
|
| 1215 |
shield the earth from incoming solar radiation (solar radiation management) and
|
| 1216 |
methods which take carbon out of the atmosphere (carbon dioxide removal).29
|
|
|
|
| 1253 |
29 On the ethics of climate engineering and the benefits of argumentative analysis in this field
|
| 1254 |
compare Elliott (2016).
|
| 1255 |
68 G. Brun and G. Betz
|
| 1256 |
+
|
| 1257 |
in time. They have then visualized the core position in the argument map and
|
| 1258 |
calculated the logico-argumentative implications of the corresponding stance
|
| 1259 |
(cf. Fig. 3.9). The enhanced map shows, accordingly, which arguments one is
|
|
|
|
| 1271 |
(here: thumbs down) in a detailed reconstruction of the moral controversy about so-called climate
|
| 1272 |
engineering (Source: Betz and Cacean 2012:87)
|
| 1273 |
3 Analysing Practical Argumentation 69
|
| 1274 |
+
|
| 1275 |
interestingly, though, all the empirical chapters of the assessment report
|
| 1276 |
(on physical and technical aspects, on sociological aspects, on governance aspects,
|
| 1277 |
etc.) consistently refer to the argument map and make explicit to which arguments
|
|
|
|
| 1309 |
30 Steele (2006) interprets the precautionary principle as a meta-principle for good decisionmaking
|
| 1310 |
which articulates essentially these two requirements.
|
| 1311 |
70 G. Brun and G. Betz
|
| 1312 |
+
|
| 1313 |
This choice boils down to the following question: should we allow for decision
|
| 1314 |
principles which individually do not satisfy standards of good decision-making? –
|
| 1315 |
Yes, we think so. The following simplified example is a case in point:
|
|
|
|
| 1347 |
adapted in order to take the original text or plausibility etc. into account. That is,
|
| 1348 |
schemes are rather prototypes that will frequently provide a first version of an
|
| 1349 |
3 Analysing Practical Argumentation 71
|
| 1350 |
+
|
| 1351 |
argument reconstruction, which will be further improved in the reconstruction
|
| 1352 |
process.
|
| 1353 |
It is characteristic for practical arguments under uncertainty that their descriptive
|
|
|
|
| 1388 |
(3) There is no alternative to X for agent A that [will/is likely to/might] bring
|
| 1389 |
about S and is more suitable than X.
|
| 1390 |
72 G. Brun and G. Betz
|
| 1391 |
+
|
| 1392 |
(4) The certain, likely and possible side-effects of agent A doing X are collectively
|
| 1393 |
negligible as compared to the [certain/likely/possible] realization
|
| 1394 |
of S.
|
|
|
|
| 1424 |
[Principle of Prima Facie Rights Violation]
|
| 1425 |
If
|
| 1426 |
3 Analysing Practical Argumentation 73
|
| 1427 |
+
|
| 1428 |
(1) Persons P possess the prima facie right to be in state R.
|
| 1429 |
(2) Agent A doing X [certainly/likely/possibly] prevents persons P from being
|
| 1430 |
in or achieving state R.
|
|
|
|
| 1463 |
(4) There is no other available option whose worst possible consequence is
|
| 1464 |
(weakly) preferable to the worst possible consequence of option oþ.
|
| 1465 |
74 G. Brun and G. Betz
|
| 1466 |
+
|
| 1467 |
then
|
| 1468 |
(5) Option oþ ought to be carried out.
|
| 1469 |
For various examples of worst case arguments compare Betz (2016:Sect. 3.1).
|
|
|
|
| 1499 |
Bowell, Tracy, and Gary Kemp. 2015. Critical Thinking. A Concise Guide. 4th ed.
|
| 1500 |
London: Routledge.
|
| 1501 |
3 Analysing Practical Argumentation 75
|
| 1502 |
+
|
| 1503 |
Chapter 5 gives a very accessible yet reliable introduction to techniques of argument
|
| 1504 |
reconstruction focusing on the analysis of individual arguments and complex
|
| 1505 |
argumentation.
|
|
|
|
| 1548 |
The argumentative turn in policy analysis. Reasoning about uncertainty (pp. 79–104). Cham:
|
| 1549 |
Springer. doi: 10.1007/978-3-319-30549-3_4.
|
| 1550 |
76 G. Brun and G. Betz
|
| 1551 |
+
|
| 1552 |
Hansson, S. O., & Hirsch Hadorn, G. (2016). Introducing the argumentative turn in policy analysis.
|
| 1553 |
In S. O. Hansson & G. Hirsch Hadorn (Eds.), The argumentative turn in policy analysis.
|
| 1554 |
Reasoning about uncertainty (pp. 11–35). Cham: Springer. doi:10.1007/978-3-319-30549-3_2.
|
|
|
|
| 1603 |
Walton, D. N., Reed, C. A., & Macagno, F. (2008). Argumentation schemes. Cambridge: Cambridge
|
| 1604 |
University Press.
|
| 1605 |
3 Analysing Practical Argumentation 77
|
| 1606 |
+
|
| 1607 |
Chapter 6
|
| 1608 |
Accounting for Possibilities in Decision
|
| 1609 |
Making
|
|
|
|
| 1677 |
4 For an up-to-date decision-theoretic review of decision making under deep uncertainty see Etner
|
| 1678 |
et al. (2012).
|
| 1679 |
136 G. Betz
|
| 1680 |
+
|
| 1681 |
In the remainder of this introductory section, I will briefly comment on the limits
|
| 1682 |
of uncertainty quantification, the need for non-probabilistic decision methods and
|
| 1683 |
the concept of possibility.
|
|
|
|
| 1723 |
as Heal and Millner (2013) for a decision-theoretic defence.
|
| 1724 |
9 See again Shrader-Frechette (2016).
|
| 1725 |
6 Accounting for Possibilities in Decision Making 137
|
| 1726 |
+
|
| 1727 |
probabilistic information, it would be irresponsible not to make use of it in
|
| 1728 |
decision processes. In sum, this chapter construes reasoning about policy options
|
| 1729 |
as a tricky balancing act: it must rely on no more and on no less than what one
|
|
|
|
| 1768 |
12 For a state-of-the-art explication of the concept of real possibility, using branching-space-time
|
| 1769 |
theory, see Mu¨ller (2012).
|
| 1770 |
138 G. Betz
|
| 1771 |
+
|
| 1772 |
to a given body of knowledge13: a hypothesis is epistemically possible (relative to
|
| 1773 |
background knowledge K) if and only if it is consistent with K.14
|
| 1774 |
The following example may serve to illustrate the distinction. An expert team is
|
|
|
|
| 1814 |
can be known about S. Likewise, to assert that S does not represent a real possibility means that S
|
| 1815 |
is no epistemic possibility (relative to background knowledge K) and that K is objectively correct.
|
| 1816 |
6 Accounting for Possibilities in Decision Making 139
|
| 1817 |
+
|
| 1818 |
beliefs? First of all, note that this is a general issue in policy assessment, no matter
|
| 1819 |
whether we evaluate options in a possibilistic, probabilistic or deterministic mood.
|
| 1820 |
My reading of the argumentative turn is that we don’t need general rules which
|
|
|
|
| 1854 |
16 Brun and Betz (2016), this volume, which nicely complements this chapter, provides practical
|
| 1855 |
guidance for analyzing and evaluating argumentation.
|
| 1856 |
140 G. Betz
|
| 1857 |
+
|
| 1858 |
predicted in (1) and (2), are then normatively evaluated in premiss (3). The
|
| 1859 |
normative evaluation of outcomes is based on, or partially expresses an underlying
|
| 1860 |
(frequently implicit) “value theory,” a so-called axiology. Premiss (4) states a
|
|
|
|
| 1899 |
substantial normative commitments and reflect different risk attitudes (such as
|
| 1900 |
levels of risk aversion) one may adopt.
|
| 1901 |
6 Accounting for Possibilities in Decision Making 141
|
| 1902 |
+
|
| 1903 |
Sound decision making under certainty requires one to consider all alternative
|
| 1904 |
options and all their consequences (to the extent that they are articulated and
|
| 1905 |
foreseen). Likewise, sound decision making under deep uncertainty requires one
|
|
|
|
| 1945 |
will make them obsolete. Maybe we can construe them as heuristic reasoning which serves the
|
| 1946 |
piecemeal construction of more complex and robust practical arguments.
|
| 1947 |
142 G. Betz
|
| 1948 |
+
|
| 1949 |
choice. That is certainly how its methods are frequently presented and applied.19
|
| 1950 |
The argumentative turn is free from such hybris: Rational decision making
|
| 1951 |
according to the argumentative turn consists primarily in rational deliberation, in
|
|
|
|
| 1982 |
20 For a more detailed discussion of the implications of representation theorems see Briggs (2014:
|
| 1983 |
especially Sect. 2.2) and the references therein.
|
| 1984 |
6 Accounting for Possibilities in Decision Making 143
|
| 1985 |
+
|
| 1986 |
first one. The local authority should err on the safe side and prohibit the
|
| 1987 |
construction.
|
| 1988 |
The environmentalists put forward a simple worst case argument, whose core can
|
|
|
|
| 2023 |
21 Cf. Luce and Raiffa (1957:278), Resnik (1987:26).
|
| 2024 |
22 E.g. Elliott (2010).
|
| 2025 |
144 G. Betz
|
| 2026 |
+
|
| 2027 |
Example (Local Authority) Charged by their colleagues, the opponents of the new
|
| 2028 |
complex refine their original argument. They concede that if the local authority
|
| 2029 |
fails to clean up the mine, the habitat may be destroyed, too. But they say: We
|
|
|
|
| 2065 |
24 Moreover, the general premiss (2) can be understood as an implementation of Hansson’s
|
| 2066 |
symmetry tests (cf. Hansson 2016).
|
| 2067 |
6 Accounting for Possibilities in Decision Making 145
|
| 2068 |
+
|
| 2069 |
from taking a risky option are negligible compared to the catastrophic effects that
|
| 2070 |
may ensue.25
|
| 2071 |
These prerequisites can be made explicit as antecedent conditions in the decision
|
|
|
|
| 2108 |
general strategy to identify specific conditions under which the various decision principles may be
|
| 2109 |
applied is also favored by Resnik (1987:40).
|
| 2110 |
146 G. Betz
|
| 2111 |
+
|
| 2112 |
worst cases have to be compounded for each option. Let’s refer to the joint
|
| 2113 |
normative assessment of a pair of possible consequences (best and worst case) as
|
| 2114 |
“beta-balance.”26 The relative weight which is given to the worst case in such a
|
|
|
|
| 2151 |
investigates the formal properties of “extremal” preferences which only take best and worst
|
| 2152 |
possible cases into account.
|
| 2153 |
6 Accounting for Possibilities in Decision Making 147
|
| 2154 |
+
|
| 2155 |
surely bring about consequences X, then option A is preferred to option B.27 Now, we
|
| 2156 |
can also explain why the reasoning appears so plausible: Whatever the exact level of
|
| 2157 |
risk aversion, the beta-balance of option A is greater than that of option B and hence
|
|
|
|
| 2195 |
shows that decision-making which seeks to minimize the probability of some harm runs into
|
| 2196 |
problems as soon as various harmful outcomes with different disvalue are distinguished.
|
| 2197 |
148 G. Betz
|
| 2198 |
+
|
| 2199 |
(2) The value of a possible consequence of erecting or not erecting the steel wall is
|
| 2200 |
roughly proportional the corresponding likelihood that the historic building is
|
| 2201 |
not fully destroyed.
|
|
|
|
| 2237 |
29 Robust decision analysis "a la Lempert et al. is hence a systematic form of “hypothetical
|
| 2238 |
retrospection” (see Hansson 2016, Sect. 6).
|
| 2239 |
6 Accounting for Possibilities in Decision Making 149
|
| 2240 |
+
|
| 2241 |
We will return to the epistemic challenge of deep uncertainty—namely the
|
| 2242 |
problem of fully grasping the space of possibilities—in the second part of this
|
| 2243 |
chapter. But deep uncertainty also poses a normative challenge for robust decision
|
|
|
|
| 2280 |
adopts with regard to them can be understood as an operationalization of Hansson’s degrees of
|
| 2281 |
unacceptability (cf. Hansson 2013:69–70).
|
| 2282 |
150 G. Betz
|
| 2283 |
+
|
| 2284 |
(1) A possible outcome is acceptable if and only if no person is killed and the
|
| 2285 |
operation has a total cost of less than 1 million €. [Normative guardrails]
|
| 2286 |
(2) There is no possible consequence of defusing the bomb according to which a
|
|
|
|
| 2320 |
31 For a detailed discussion of risk imposition and the problems standard moral theories face in
|
| 2321 |
coping with risks see Hansson (2003).
|
| 2322 |
6 Accounting for Possibilities in Decision Making 151
|
| 2323 |
+
|
| 2324 |
principle of risk imposition is hence too strict. It must be limited to cases where
|
| 2325 |
those potentially affected are in a position to provide consent, or it must state
|
| 2326 |
alternative necessary conditions for permissibility. Another problem is that the
|
|
|
|
| 2360 |
of the possible from the impossible involves as influential a choice as the selection of a decision
|
| 2361 |
principle.
|
| 2362 |
152 G. Betz
|
| 2363 |
+
|
| 2364 |
knowledge. (In particular, for any such statementHjxj!10 there exists a time trel such
|
| 2365 |
that Hjxj!10 can be derived from the Newtonian model of the pendulum and the
|
| 2366 |
possibility that the pendulum has been released at trel.) On the other hand, every
|
|
|
|
| 2404 |
35 For this very reason, it is a non-trivial assumption that a dynamic model of a complex system
|
| 2405 |
(e.g. a climate model) is adequate for verifying possibilities about that system (cf. Betz 2015).
|
| 2406 |
6 Accounting for Possibilities in Decision Making 153
|
| 2407 |
+
|
| 2408 |
ii. There might be some conceptual possibilities which actually are inconsistent
|
| 2409 |
with the background knowledge, although we have not been able to show this
|
| 2410 |
(failure to falsify).
|
|
|
|
| 2445 |
we deal with a complex system which we have only poorly understood so far.36
|
| 2446 |
36 See also the “epistemic defaults” discussed by Hansson (2016: Sect. 5).
|
| 2447 |
154 G. Betz
|
| 2448 |
+
|
| 2449 |
Class 2. By summing up the maximum contribution of all potential sources of sea
|
| 2450 |
level rise, climate scientists are in a position to robustly refute the conceptual
|
| 2451 |
possibility that global mean sea level will rise by 10 m until 2,100 with business
|
|
|
|
| 2490 |
they can be robustly ruled out—which, according to the authors, is the case for the most extreme
|
| 2491 |
ones (p. 24).
|
| 2492 |
6 Accounting for Possibilities in Decision Making 155
|
| 2493 |
+
|
| 2494 |
5 The Dynamics of Possibilistic Knowledge
|
| 2495 |
Our possibilistic foreknowledge is highly fallible. That’s already true for the simple
|
| 2496 |
notion of serious possibility in the sense of relative consistency with the background
|
|
|
|
| 2534 |
was intact. But these bombs all dated from the last 2 years of the war. So the
|
| 2535 |
argument from analogy does not really warrant anymore that the trigger of the
|
| 2536 |
156 G. Betz
|
| 2537 |
+
|
| 2538 |
bomb to-be-defused may be intact, too. For the time being, the possibility that the
|
| 2539 |
trigger is intact has to count as a merely articulated one. The experts had also
|
| 2540 |
considered whether the dust cloud of a potential detonation may damage the
|
|
|
|
| 2579 |
possibility that no window breaks becomes a merely articulated possibility (unless,
|
| 2580 |
e.g., an accordingly modified simulation re-affirms the original finding). Also, the
|
| 2581 |
6 Accounting for Possibilities in Decision Making 157
|
| 2582 |
+
|
| 2583 |
team originally excluded the possibility that the cultural heritage site will be
|
| 2584 |
damaged. But the argument which rules out this scenario, too, relied on a false
|
| 2585 |
premiss. Given the novel estimate of the bomb’s size, that possibility cannot be
|
|
|
|
| 2624 |
understanding of a system will change and improve quickly, however, one should
|
| 2625 |
also expect the overhaul of one’s possibilistic outlook.
|
| 2626 |
158 G. Betz
|
| 2627 |
+
|
| 2628 |
Of course, it’s impossible to predict what we will newly come to know in the
|
| 2629 |
future.42 But it’s not impossible to estimate whether our knowledge will change,
|
| 2630 |
and how much. So, in 1799 Humboldt had reason to expect that he would soon
|
|
|
|
| 2664 |
43 See Rescher (1984, 2009) for a discussion of limits of science and their various (conceptual or
|
| 2665 |
empirical) reasons.
|
| 2666 |
6 Accounting for Possibilities in Decision Making 159
|
| 2667 |
+
|
| 2668 |
(1) There is no available option whose worst non-falsified possible consequence is
|
| 2669 |
preferable to the worst non-falsified possible consequence of not permitting the
|
| 2670 |
construction.
|
|
|
|
| 2709 |
vis-"a-vis our original minimum standards and relative to all such verified
|
| 2710 |
possibilities.”
|
| 2711 |
160 G. Betz
|
| 2712 |
+
|
| 2713 |
So the team member explains that arguments H, I should be understood as
|
| 2714 |
referring to non-falsified possibilities. In addition, she sets up a further argument
|
| 2715 |
which only takes verified possibilities into account, argument L:
|
|
|
|
| 2752 |
44 Brun and Betz (2016: especially Sect. 4.2) explain how argument analysis, and especially
|
| 2753 |
argument mapping techniques, help to balance conflicting normative reasons in general.
|
| 2754 |
6 Accounting for Possibilities in Decision Making 161
|
| 2755 |
+
|
| 2756 |
with respect to non-falsified possibilities is more risk averse than an agent who is
|
| 2757 |
content with robustness with respect to verified possibilities. (b) The profile of
|
| 2758 |
possibilistic predictions on which the decision is based. If, for example, there is a
|
|
|
|
| 2794 |
has happened which wasn’t considered possible (i.e. was not referred to in some
|
| 2795 |
non-falsified possibility). Surprises may happen for different reasons. We may in
|
| 2796 |
162 G. Betz
|
| 2797 |
+
|
| 2798 |
particular distinguish two sorts of surprise, to which we already alluded above:
|
| 2799 |
(a) surprises that result from unknown unknowns; (b) surprises that result from the
|
| 2800 |
fallibility of and the occasional need to rectify one’s background knowledge.45
|
|
|
|
| 2833 |
45 Basili and Zappia (2009) discuss the role of surprise in modern decision theory and its
|
| 2834 |
anticipation in the works of George L. S. Shackle.
|
| 2835 |
6 Accounting for Possibilities in Decision Making 163
|
| 2836 |
+
|
| 2837 |
• If, considering all relevant aspects except their potential for surprise (i.e., the
|
| 2838 |
extent to which an option is associated with unknown unknowns), the options A
|
| 2839 |
and B are normatively equally good, and if A has a significantly greater potential
|
|
|
|
| 2874 |
• If option A has a significantly smaller potential for (undesirable) surprise (i.e.,
|
| 2875 |
the relevant background knowledge is provisional and more likely to be
|
| 2876 |
164 G. Betz
|
| 2877 |
+
|
| 2878 |
modified) than its alternatives and if carrying out option A doesn’t jeopardize a
|
| 2879 |
more significant value (than surprise aversion), then option A should be
|
| 2880 |
carried out.
|
|
|
|
| 2915 |
to be consistent with background knowledge and ones that merely have not been
|
| 2916 |
refuted. The conceptual framework also gives rise to a precise (possibilistic) notion
|
| 2917 |
6 Accounting for Possibilities in Decision Making 165
|
| 2918 |
+
|
| 2919 |
of surprise (e.g. unknown unknowns) and triggers an expansion of the arsenal of
|
| 2920 |
standard argument patterns for reasoning under great uncertainty.
|
| 2921 |
One major purpose of this chapter has been to refute the widely held prejudice
|