episode_id
string
client_id
string
as_of_date
string
account_type
string
base_currency
string
nav_usd
int64
cash_pct
float64
gross_exposure_x
float64
net_exposure_pct
float64
sector_risk_contrib_pct
string
factor_risk_contrib_pct
string
top_positions_pct
string
drift_vs_policy_pct
float64
var_95_bps
int64
stress_dd_20d_pct
float64
regime
string
vix
float64
rates_10y_pct
float64
inflation_yoy_pct
float64
credit_spread_ig_bps
int64
alpha_est_bps
int64
alpha_ci95_bps
string
signal_strength_1_100
int64
model_calibration_mse_90d
float64
drift_breach_flag
bool
var_breach_flag
bool
policy_constraints
string
hard_limits_hit
string
soft_limits_near
string
action_type
string
action_payload
string
expected_alpha_bps
int64
expected_risk_delta_bps
int64
expected_cost_bps
int64
hedge_greeks
string
venue
string
order_type
string
fill_ratio_pct
int64
slippage_bps
int64
implementation_shortfall_bps
int64
pnl_7d_bps
int64
pnl_30d_bps
int64
var_change_7d_bps
int64
tracking_error_change_30d_bps
int64
self_correction_trigger
string
self_correction_action
string
self_correction_reason
string
post_correction_var_bps
int64
post_correction_drift_pct
float64
advisor_review
string
user_feedback_1_5
int64
audit_notes
string
E0401
P2808
2025-07-17
401k
USD
166,695
8.8
1
58.6
Tech:13.5;Comm:27.4;Industrials:32.7;Materials:9.6;Consumer:16.7
Value:11.2;Growth:15.7;Quality:18.7;Size:25.0;Momentum:17.6;LowVol:11.9
HYG:6.6;XLF:6.9;BND:6.8;MUB:22.6;IEF:27.9;VNQ:29.3
4.3
97
10.6
Volatile
25.2
4.79
2.9
136
-15
-38:20
35
0.0036
false
false
NoMargin
null
DriftNear
Hedge
Buy index puts 1.0% notional, 30d
29
-24
8
Delta:-0.23;Vega:0.08
BrokerB
MKT
90
10
13
-4
42
-17
27
null
null
Normal monitoring
185
1.9
Approved
3
Within IPS guidelines
E0402
P0835
2025-01-27
Trust
USD
1,887,169
6.2
1.23
71.9
Health:32.5;RealEstate:33.2;Financials:34.4
Value:19.9;Growth:17.7;Quality:8.0;Size:13.6;Momentum:16.9;LowVol:23.9
GLD:19.9;AAPL:21.7;QQQ:15.7;IEF:10.9;VOO:31.8
5.7
183
21
Bull
13.8
4.66
2.1
117
115
85:162
97
0.0063
false
true
ESGOnly
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
-2
-32
11
Delta:-0.21;Vega:0.07
BrokerC
LMT
94
3
8
75
199
-31
-11
RegimeShift
TightenStops
Volatility spike and breadth deterioration
191
2.7
null
2
Monitor dispersion and breadth
E0403
P5272
2024-08-23
IRA
USD
257,975
13.5
1
48.6
RealEstate:25.2;Utilities:21.2;Health:21.9;Comm:12.9;Financials:18.8
Value:21.7;Growth:12.1;Quality:15.9;Size:14.0;Momentum:13.7;LowVol:22.6
TLT:34.3;XLF:9.5;VOO:12.8;TSLA:19.5;GLD:23.9
2.5
151
14.1
Bull
13.3
4.72
2.3
99
38
-1:63
56
0.007
false
false
MaxSector35%;NoMargin
null
VarNear
Rebalance
Shift +1.0% bonds from equity
16
-5
3
null
BrokerA
LMT
92
9
12
68
108
0
13
null
null
Normal monitoring
97
2.9
null
5
Tax-aware sells next window
E0404
P1380
2025-04-01
Trust
USD
328,633
7.5
1
53.1
Comm:20.7;Tech:26.8;Utilities:14.5;Consumer:20.1;Health:17.9
Value:7.6;Growth:16.9;Quality:17.5;Size:10.0;Momentum:25.0;LowVol:22.9
HYG:20.5;BND:16.4;TSLA:26.1;VTI:37.0
1.9
124
13.5
Bull
17.2
4.53
2.4
105
46
36:87
89
0.0037
false
false
ESGOnly;MaxPos6%;MaxSector30%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
18
2
12
null
BrokerD
VWAP
98
1
4
44
75
-42
38
null
null
Normal monitoring
108
1.2
null
4
Tighten stops on momentum names
E0405
P8512
2024-07-07
Taxable
USD
1,876,428
6.8
1.21
62.7
Materials:9.1;Energy:29.3;Consumer:14.2;Industrials:19.5;RealEstate:27.9
Value:12.6;Growth:8.6;Quality:17.7;Size:19.6;Momentum:20.7;LowVol:20.7
BND:12.5;AAPL:21.9;TLT:29.5;QQQ:36.1
2.6
211
20.8
Bull
15.3
4.32
3.4
107
103
89:150
100
0.0181
false
true
null
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
6
9
8
null
BrokerB
LMT
95
7
9
0
120
19
-1
RegimeShift
Reduce
Volatility spike and breadth deterioration
220
2.9
Rejected
2
Tighten stops on momentum names
E0406
P3639
2024-10-17
Trust
USD
1,372,551
4.4
1
56.4
Health:18.1;Materials:27.0;Financials:39.7;Consumer:15.2
Value:22.1;Growth:12.0;Quality:16.7;Size:12.8;Momentum:16.6;LowVol:19.9
QQQ:24.6;VTI:27.1;TLT:22.4;MUB:25.9
2.2
246
19.3
Bull
17.5
4.72
3.1
80
56
35:79
94
0.0157
false
true
MaxPos5%;MaxSector30%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-11
-22
10
null
BrokerA
MKT
89
7
11
117
78
-37
9
VAR>budget
Hedge
Risk above budget threshold
217
2.3
null
3
Within IPS guidelines
E0407
P1685
2025-01-25
Trust
USD
798,847
7.8
1
68.4
Materials:55.4;Health:24.2;Industrials:20.4
Value:10.1;Growth:14.4;Quality:13.5;Size:26.5;Momentum:26.7;LowVol:8.7
HYG:13.5;VNQ:29.1;VTI:20.3;AAPL:17.7;XLF:19.5
2.1
137
7
Bull
11.7
3.7
2.8
98
109
91:158
99
0.0175
false
false
MaxPos6%;MaxSector25%
null
null
Sell
Trim extended winner -1.0%
26
-25
8
null
BrokerB
LMT
92
11
17
118
129
-43
37
null
null
Normal monitoring
208
2.5
null
5
Within IPS guidelines
E0408
P4718
2025-07-27
Roth
USD
188,866
8.2
1
40.2
Materials:18.1;Tech:23.4;Industrials:11.0;Energy:21.4;RealEstate:26.1
Value:17.5;Growth:19.0;Quality:17.6;Size:14.4;Momentum:12.5;LowVol:18.9
AMZN:6.9;BND:16.0;TSLA:28.0;TLT:8.9;GLD:13.7;MUB:26.4
1.9
167
9.2
Volatile
28.1
3.85
3.9
177
18
-9:65
71
0.0075
false
false
ESGOnly;NoMargin
null
VarNear
Sell
Trim extended winner -1.0%
12
-38
3
null
BrokerD
LMT
96
9
12
-22
3
-18
-16
null
null
Normal monitoring
211
2
null
3
Increase defensive factor exposure
E0409
P9174
2025-12-17
Taxable
USD
2,365,361
6.4
1
44.7
Comm:15.9;Utilities:16.8;Financials:26.7;Materials:21.5;Industrials:19.1
Value:21.8;Growth:8.1;Quality:15.2;Size:18.9;Momentum:13.3;LowVol:22.6
MSFT:27.6;VTI:15.8;XLF:16.4;HYG:10.7;GLD:29.5
4.3
181
11.3
Bull
14.9
4.01
2.3
107
21
0:62
59
0.0079
false
true
MaxPos6%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
3
-17
4
null
BrokerD
MKT
96
2
3
-43
85
-16
11
VAR>budget
Hedge
Risk above budget threshold
171
3.2
null
4
Monitor dispersion and breadth
E0410
P8384
2025-03-17
401k
USD
931,907
4.4
1
44.6
Tech:19.7;Energy:34.5;Utilities:31.7;Materials:14.1
Value:19.7;Growth:21.3;Quality:18.8;Size:11.2;Momentum:9.3;LowVol:19.7
VNQ:24.7;HYG:25.7;TLT:26.3;GLD:23.2
5.6
280
20.4
Volatile
30.4
4.38
2.5
129
-21
-51:25
36
0.0079
false
true
MaxPos6%;MaxSector35%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
16
-15
11
Delta:-0.22;Vega:0.04
BrokerD
MKT
99
5
10
7
127
-13
-1
RegimeShift
Hedge
Volatility spike and breadth deterioration
217
1.4
SuggestedEdits
4
Within IPS guidelines
E0411
P6531
2024-08-05
IRA
USD
310,211
8.7
1
39
Consumer:18.1;Financials:27.7;RealEstate:15.8;Tech:23.9;Industrials:14.5
Value:22.0;Growth:18.4;Quality:8.8;Size:18.2;Momentum:18.7;LowVol:13.9
VTI:36.3;BND:43.2;TLT:20.5
3
225
23.5
Bear
28.3
3.78
2.3
169
-32
-56:-13
31
0.0146
false
true
MaxSector35%
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
18
-12
6
null
BrokerA
VWAP
95
8
9
-41
62
17
6
VAR>budget
Reduce
Risk above budget threshold
180
2
Approved
2
Tighten stops on momentum names
E0412
P4579
2024-07-11
Roth
USD
769,894
8.4
1
58.2
Materials:22.8;Energy:40.2;Comm:37.0
Value:23.2;Growth:11.7;Quality:26.7;Size:12.6;Momentum:12.0;LowVol:13.9
VOO:21.1;IEF:6.1;MSFT:24.2;TLT:14.6;BND:10.1;QQQ:23.8
1.6
144
15.2
Bull
11
4.38
3.2
120
20
-9:68
47
0.017
false
false
MaxPos5%;MaxSector25%
null
null
Hedge
Buy index puts 1.0% notional, 30d
12
5
3
Delta:-0.15;Vega:0.08
BrokerB
LMT
90
2
3
4
71
-57
-2
null
null
Normal monitoring
167
3.8
Approved
3
Monitor dispersion and breadth
E0413
P5477
2025-10-16
401k
USD
1,289,729
5.1
1.13
41.6
Utilities:26.2;Energy:25.1;RealEstate:25.6;Tech:8.1;Financials:15.0
Value:11.7;Growth:24.1;Quality:8.4;Size:14.0;Momentum:18.9;LowVol:22.9
VNQ:12.8;IEF:13.8;BND:17.8;TLT:30.3;TSLA:25.3
3.6
204
27.9
Bull
16.4
4.46
2.4
83
50
36:66
85
0.0072
false
true
ESGOnly
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
7
-9
10
Delta:-0.16;Vega:0.04
BrokerD
VWAP
90
12
17
120
204
-22
3
VAR>budget
Hedge
Risk above budget threshold
159
1
Approved
2
Monitor dispersion and breadth
E0414
P8603
2025-07-01
Roth
USD
650,390
6.6
1
59.1
Health:45.5;Industrials:25.7;Materials:28.8
Value:17.1;Growth:21.5;Quality:19.4;Size:9.5;Momentum:18.0;LowVol:14.6
GLD:38.7;AMZN:19.8;IEF:41.5
3.8
128
11.9
Sideways
19.4
4.29
3.4
102
12
-15:39
48
0.0046
false
false
ESGOnly;MaxPos8%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
-12
-37
4
null
BrokerB
MKT
92
11
18
-22
-44
5
0
null
null
Normal monitoring
196
2.1
Approved
3
Tighten stops on momentum names
E0415
P4978
2024-07-24
IRA
USD
287,176
5.2
1
54.7
Tech:18.1;Industrials:26.8;Consumer:23.7;Energy:19.1;Materials:12.3
Value:14.4;Growth:10.3;Quality:23.3;Size:15.2;Momentum:10.6;LowVol:26.2
BND:20.8;XLF:16.6;TLT:20.4;VNQ:12.2;AMZN:30.0
1.6
161
12.7
Bull
14.5
4.15
3.1
86
42
28:79
81
0.0055
false
false
ESGOnly;MaxPos5%;NoMargin
null
VarNear
Rebalance
Shift +1.0% bonds from equity
29
-17
6
null
BrokerB
MKT
98
12
15
119
118
-6
-24
null
null
Normal monitoring
213
3.4
Approved
4
Tax-aware sells next window
E0416
P4231
2025-08-19
Taxable
USD
661,774
17.5
1
44.3
Utilities:18.6;Energy:27.8;Financials:20.1;Health:33.6
Value:15.7;Growth:15.1;Quality:12.6;Size:12.5;Momentum:16.9;LowVol:27.2
GLD:24.5;AAPL:11.6;BND:21.6;HYG:9.7;TSLA:21.7;BRK.B:10.9
2.5
126
10.9
Sideways
17.5
4.67
3.2
118
-26
-56:4
29
0.0114
false
false
MaxPos8%;NoMargin
null
null
Hedge
Buy index puts 1.0% notional, 30d
6
11
5
Delta:-0.17;Vega:0.08
BrokerA
LMT
100
11
9
-28
9
-27
22
null
null
Normal monitoring
174
1.6
Approved
3
Within IPS guidelines
E0417
P3487
2025-03-12
IRA
USD
585,544
6.1
1
35.3
Energy:36.2;Financials:19.3;Tech:27.8;Consumer:16.6
Value:22.4;Growth:11.3;Quality:14.1;Size:13.6;Momentum:9.3;LowVol:29.3
QQQ:16.3;AMZN:16.2;VNQ:34.2;TLT:9.5;BND:14.4;GLD:9.5
2.7
157
7.1
Volatile
26.1
3.59
3.5
137
26
-2:81
68
0.0055
false
false
MaxSector30%;NoMargin
null
VarNear
Sell
Trim extended winner -1.0%
5
-15
10
null
BrokerD
MKT
94
8
14
111
235
-16
7
null
null
Normal monitoring
106
1.7
Approved
3
Within IPS guidelines
E0418
P2439
2025-06-18
Roth
USD
801,587
6.3
1
67.9
Comm:25.8;Health:14.1;Consumer:28.3;Tech:16.7;Financials:15.1
Value:15.3;Growth:14.2;Quality:18.2;Size:15.7;Momentum:18.4;LowVol:18.2
BND:17.3;AAPL:9.3;QQQ:18.6;MUB:7.7;AMZN:15.9;TLT:31.2
1.5
159
12
Bull
16
4.53
2.6
114
87
56:116
100
0.0035
false
false
MaxPos6%;NoMargin
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-9
-21
5
null
BrokerC
LMT
98
11
14
38
121
-47
32
null
null
Normal monitoring
199
3.2
Approved
5
Within IPS guidelines
E0419
P1624
2025-01-17
Trust
USD
1,129,458
7
1
60
Consumer:25.0;Energy:12.8;Comm:29.7;Utilities:18.4;Industrials:14.0
Value:15.2;Growth:20.9;Quality:18.1;Size:14.2;Momentum:19.0;LowVol:12.5
TLT:9.8;QQQ:30.0;AMZN:24.2;VOO:36.0
3
144
19
Bear
24.9
4
1.6
136
1
-35:55
39
0.0192
false
false
ESGOnly;MaxPos8%
null
null
Buy
Add core equity +1.0% from cash
16
-28
11
null
BrokerA
VWAP
96
11
10
120
122
-29
1
null
null
Normal monitoring
117
3.3
Approved
5
Within IPS guidelines
E0420
P4928
2025-03-10
IRA
USD
610,955
11.7
1
36
Energy:31.2;Consumer:26.0;Materials:42.8
Value:13.4;Growth:17.9;Quality:14.9;Size:27.6;Momentum:11.9;LowVol:14.3
TLT:46.5;GLD:10.9;IEF:28.2;HYG:14.4
1.1
95
10.2
Volatile
24.4
3.51
3.4
149
-20
-37:27
50
0.004
false
false
MaxPos7%;NoMargin
null
null
Hedge
Buy index puts 1.0% notional, 30d
-2
-4
5
Delta:-0.12;Vega:0.02
BrokerC
MKT
92
7
5
-20
96
-17
16
null
null
Normal monitoring
100
3.5
Approved
3
Increase defensive factor exposure
E0421
P0182
2025-02-14
IRA
USD
875,373
8
1
36.1
Comm:28.1;Consumer:24.3;Financials:19.5;Tech:9.0;RealEstate:19.1
Value:18.0;Growth:13.9;Quality:8.7;Size:19.2;Momentum:22.4;LowVol:17.8
IEF:20.9;HYG:25.7;BRK.B:14.1;MSFT:11.1;VNQ:28.1
2.9
213
18.1
Volatile
26.3
4.02
3.9
130
66
35:90
89
0.011
false
true
MaxPos7%
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
-11
-37
9
null
BrokerB
VWAP
89
2
0
-36
99
8
-24
VAR>budget
Pause
Risk above budget threshold
194
1.6
null
2
Monitor dispersion and breadth
E0422
P8767
2025-10-09
Trust
USD
410,959
9.4
1
63
Health:36.2;Industrials:36.3;Tech:27.4
Value:25.0;Growth:17.5;Quality:10.4;Size:12.3;Momentum:12.3;LowVol:22.5
QQQ:23.4;TLT:26.8;XLF:49.8
2
120
15.9
Bear
30.7
3.44
2.2
207
-15
-26:16
38
0.0154
false
false
ESGOnly;MaxPos5%
null
null
Hedge
Buy index puts 1.0% notional, 30d
-8
4
2
Delta:-0.07;Vega:0.06
BrokerB
LMT
97
1
1
13
85
-26
13
null
null
Normal monitoring
152
3.4
null
4
Tax-aware sells next window
E0423
P4373
2025-01-12
Trust
USD
965,288
8.5
1
63.3
Comm:24.9;Materials:20.6;Health:23.4;Tech:17.4;RealEstate:13.6
Value:20.5;Growth:26.8;Quality:10.0;Size:16.2;Momentum:11.5;LowVol:15.0
BND:10.9;MUB:20.2;GLD:14.2;TLT:15.3;VOO:19.1;XLF:20.4
5.1
210
25.1
Bull
15.2
4.39
3.4
76
10
-29:40
37
0.0059
false
true
MaxPos7%;MaxSector25%
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
32
-2
4
Delta:-0.08;Vega:0.07
BrokerB
LMT
98
9
14
12
22
-11
13
VAR>budget
TightenStops
Risk above budget threshold
154
2
Approved
3
Tighten stops on momentum names
E0424
P8716
2025-04-06
Trust
USD
522,940
6.2
1.07
58.5
Utilities:9.9;Health:13.7;Energy:26.9;Materials:25.0;Financials:24.5
Value:20.6;Growth:23.2;Quality:13.0;Size:20.9;Momentum:12.9;LowVol:9.4
GLD:37.5;QQQ:43.2;BRK.B:19.4
4.1
199
25
Bull
11.5
4.23
3.1
111
58
19:88
75
0.0189
false
false
MaxPos6%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
35
-26
12
null
BrokerA
MKT
91
2
1
88
146
-9
32
null
null
Normal monitoring
118
2.2
Approved
4
Tax-aware sells next window
E0425
P2768
2025-07-13
IRA
USD
261,851
17.3
1
39.9
Health:20.8;Energy:25.4;Industrials:35.8;RealEstate:18.1
Value:9.4;Growth:20.1;Quality:9.5;Size:19.8;Momentum:27.0;LowVol:14.0
BND:19.5;TSLA:24.1;VNQ:22.5;AAPL:33.9
2.9
134
10.3
Bull
13
4.94
2.1
76
2
-37:30
67
0.0079
false
false
NoMargin
null
null
Hedge
Buy index puts 1.0% notional, 30d
19
-19
12
Delta:-0.2;Vega:0.02
BrokerA
MKT
92
7
7
-4
45
-51
-6
null
null
Normal monitoring
159
2.8
Approved
5
Monitor dispersion and breadth
E0426
P7046
2025-08-18
Taxable
USD
254,303
11.4
1
48.5
Consumer:17.6;Materials:25.1;Financials:12.7;Energy:22.1;RealEstate:22.6
Value:17.2;Growth:12.3;Quality:24.8;Size:10.8;Momentum:12.0;LowVol:23.0
VNQ:23.5;HYG:7.3;QQQ:27.4;VOO:21.1;AMZN:10.4;BND:10.3
2.6
145
11.8
Bull
14.3
4.17
2
104
23
-10:47
76
0.0077
false
false
MaxPos8%
null
null
Hedge
Buy index puts 1.0% notional, 30d
35
-16
2
Delta:-0.08;Vega:0.02
BrokerA
MKT
94
5
2
-33
-36
-32
-22
null
null
Normal monitoring
141
3.8
Approved
3
Tax-aware sells next window
E0427
P6894
2024-10-15
401k
USD
1,779,520
4
1
36.9
Industrials:25.5;Health:16.1;Materials:13.7;Tech:32.3;Consumer:12.4
Value:22.1;Growth:22.2;Quality:18.7;Size:12.8;Momentum:12.2;LowVol:12.0
VOO:20.7;HYG:10.1;IEF:21.8;QQQ:10.9;TLT:18.9;VTI:17.5
4.3
256
18.7
Volatile
22.9
5.47
4.4
113
27
-10:61
68
0.019
false
true
null
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
3
-24
1
Delta:-0.15;Vega:0.08
BrokerB
MKT
95
12
12
13
98
4
18
VAR>budget
TightenStops
Risk above budget threshold
111
3.1
SuggestedEdits
2
Tighten stops on momentum names
E0428
P4181
2025-08-11
Roth
USD
462,220
11.3
1
35.3
Comm:37.8;Industrials:36.3;Health:25.9
Value:18.2;Growth:15.1;Quality:21.5;Size:24.1;Momentum:12.8;LowVol:8.4
GLD:15.8;VTI:24.4;BRK.B:7.3;IEF:23.7;MSFT:7.8;HYG:21.0
1.2
144
12.3
Volatile
20
5.27
2.4
140
-50
-65:-26
13
0.0166
false
false
ESGOnly;MaxPos8%;MaxSector35%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
1
-21
7
null
BrokerC
LMT
97
1
3
40
141
-16
32
null
null
Normal monitoring
152
3.2
null
4
Tax-aware sells next window
E0429
P8931
2025-03-10
IRA
USD
767,526
8.2
1
52.2
Energy:31.9;Materials:32.9;Comm:35.2
Value:17.7;Growth:18.8;Quality:17.0;Size:16.1;Momentum:18.3;LowVol:12.1
MSFT:31.7;AMZN:36.6;GLD:19.5;HYG:12.2
4.3
159
13
Bull
16.5
3.59
2.3
117
12
-20:39
57
0.0094
false
false
ESGOnly
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
7
5
6
null
BrokerA
LMT
89
6
9
34
96
-60
-13
null
null
Normal monitoring
92
3.7
null
3
Tax-aware sells next window
E0430
P8303
2024-10-12
Taxable
USD
568,972
9.1
1
46.1
Industrials:36.2;Materials:41.7;Consumer:22.1
Value:20.6;Growth:19.1;Quality:19.5;Size:16.8;Momentum:12.2;LowVol:11.8
IEF:12.0;XLF:8.2;AMZN:29.4;GLD:21.6;MSFT:28.7
2.9
155
13.5
Bull
15.8
4.08
2.5
96
105
85:134
89
0.0161
false
false
MaxPos8%
null
VarNear
Sell
Trim extended winner -1.0%
16
-24
5
null
BrokerC
VWAP
95
8
14
-3
135
-25
11
null
null
Normal monitoring
126
3.6
Approved
4
Monitor dispersion and breadth
E0431
P7693
2024-09-20
401k
USD
1,010,729
7.5
1
38.9
Industrials:23.7;Utilities:15.9;Materials:17.8;Consumer:23.6;Health:19.0
Value:20.8;Growth:9.4;Quality:21.2;Size:19.8;Momentum:17.2;LowVol:11.6
TLT:17.9;BND:19.4;BRK.B:23.9;HYG:14.9;MUB:24.0
5.5
222
14.3
Bull
15.4
3.91
2.4
108
96
80:150
100
0.0146
false
true
MaxPos5%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
-1
-17
12
null
BrokerC
MKT
100
12
18
62
175
19
2
RegimeShift
Hedge
Volatility spike and breadth deterioration
182
2.2
SuggestedEdits
4
Monitor dispersion and breadth
E0432
P6325
2025-09-23
Roth
USD
1,251,162
7.8
1
55.9
Health:23.7;Energy:12.7;Tech:22.5;Financials:16.9;Materials:24.2
Value:19.9;Growth:9.9;Quality:23.7;Size:23.2;Momentum:13.4;LowVol:9.8
MSFT:19.5;MUB:20.7;XLF:21.6;HYG:8.5;BND:13.7;GLD:15.9
2.2
207
11.2
Sideways
16.5
3.53
2.4
125
53
25:105
58
0.0039
false
true
MaxPos6%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-15
-39
6
Delta:-0.21;Vega:0.07
BrokerA
LMT
92
12
14
50
20
-15
32
RegimeShift
Reduce
Volatility spike and breadth deterioration
96
2.5
Approved
3
Increase defensive factor exposure
E0433
P4196
2025-12-07
Roth
USD
839,982
17.2
1
67.8
Comm:41.4;Health:30.6;Financials:28.0
Value:18.5;Growth:18.4;Quality:12.4;Size:22.0;Momentum:7.7;LowVol:21.0
VTI:42.4;MUB:32.0;VOO:25.6
2.5
114
14.4
Volatile
27.3
4.16
3.6
124
27
-7:51
77
0.0045
false
false
ESGOnly;MaxSector25%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
34
10
6
null
BrokerA
MKT
97
11
17
45
78
13
3
null
null
Normal monitoring
204
3.2
null
3
Tighten stops on momentum names
E0434
P8549
2024-08-03
Trust
USD
387,304
8.6
1
36
Financials:24.4;Health:15.6;Utilities:28.3;Consumer:31.7
Value:9.9;Growth:25.3;Quality:12.2;Size:15.9;Momentum:13.3;LowVol:23.4
AAPL:30.2;TLT:31.5;VTI:10.3;TSLA:28.0
5.2
209
20.8
Bull
16.6
4.16
3.5
118
43
26:71
84
0.0067
false
true
null
null
DriftNear;VarNear
Hedge
Buy index puts 1.0% notional, 30d
30
15
11
Delta:-0.22;Vega:0.05
BrokerC
MKT
88
4
7
-21
-36
-19
6
VAR>budget
Hedge
Risk above budget threshold
154
3
Approved
3
Tighten stops on momentum names
E0435
P9998
2025-08-01
401k
USD
816,756
6.8
1
43
Utilities:22.8;RealEstate:47.3;Consumer:29.9
Value:13.0;Growth:25.6;Quality:12.5;Size:23.7;Momentum:10.3;LowVol:14.9
VOO:20.2;XLF:9.1;HYG:22.2;VTI:19.1;BRK.B:15.2;AMZN:14.1
2.1
167
9.3
Sideways
19.9
4.62
3.1
91
18
-9:37
67
0.0139
false
false
MaxSector25%;NoMargin
null
VarNear
Buy
Add core equity +1.0% from cash
30
3
10
null
BrokerC
LMT
90
1
5
85
128
9
-19
null
null
Normal monitoring
127
1.9
Approved
5
Monitor dispersion and breadth
E0436
P9205
2025-09-20
401k
USD
618,229
6.2
1
70.7
Utilities:17.6;Financials:9.6;Tech:26.3;Industrials:31.2;Consumer:15.2
Value:15.6;Growth:18.2;Quality:18.2;Size:17.2;Momentum:21.9;LowVol:8.8
MUB:26.6;HYG:9.3;TLT:11.3;BND:30.6;AMZN:13.4;XLF:8.8
1.8
141
9
Volatile
28
5.33
2.8
134
-28
-51:-9
26
0.0175
false
false
MaxPos5%;MaxSector25%
null
null
Sell
Trim extended winner -1.0%
33
-10
8
null
BrokerA
LMT
89
2
3
-12
123
-6
0
null
null
Normal monitoring
162
3
Approved
4
Within IPS guidelines
E0437
P8913
2024-10-02
IRA
USD
1,725,271
6.9
1
67.9
Consumer:14.9;Utilities:23.7;RealEstate:12.2;Comm:25.7;Tech:23.5
Value:17.1;Growth:16.1;Quality:8.6;Size:21.4;Momentum:16.6;LowVol:20.3
AAPL:8.5;MSFT:27.6;XLF:15.7;TLT:24.6;HYG:17.5;VNQ:6.2
4.7
161
16.3
Bear
28.2
4.21
2.9
153
23
8:46
65
0.0199
false
false
MaxSector25%
null
null
Buy
Add core equity +1.0% from cash
-12
-3
10
null
BrokerC
MKT
90
12
18
-51
5
-38
5
null
null
Normal monitoring
154
3.4
null
4
Tighten stops on momentum names
E0438
P4464
2024-12-07
Taxable
USD
626,300
17.2
1
72.2
RealEstate:27.5;Industrials:30.9;Financials:22.4;Consumer:19.2
Value:19.4;Growth:12.6;Quality:12.6;Size:20.4;Momentum:25.7;LowVol:9.3
VOO:20.0;XLF:6.6;BND:26.1;GLD:26.9;AAPL:20.5
1.1
145
9.5
Bull
15.1
4.38
2
71
91
58:123
100
0.0189
false
false
NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
18
-10
8
null
BrokerB
MKT
91
3
2
57
171
6
12
null
null
Normal monitoring
178
2
Approved
5
Tighten stops on momentum names
E0439
P3971
2025-06-25
IRA
USD
467,305
9.4
1
57.9
Consumer:15.0;Comm:24.8;Energy:39.2;Industrials:21.1
Value:14.3;Growth:20.9;Quality:19.7;Size:11.2;Momentum:14.9;LowVol:19.0
IEF:47.5;VNQ:18.8;BRK.B:33.7
1.5
129
14.4
Volatile
29.2
4.93
3.3
131
-40
-79:-18
45
0.0085
false
false
MaxPos8%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
22
-22
3
null
BrokerC
MKT
89
3
5
-1
119
-59
25
null
null
Normal monitoring
115
1.2
Approved
3
Tax-aware sells next window
E0440
P6216
2025-05-15
Trust
USD
1,210,578
7.2
1
69
Tech:26.9;Industrials:29.7;RealEstate:9.9;Utilities:15.4;Consumer:18.2
Value:9.2;Growth:9.7;Quality:24.6;Size:12.7;Momentum:17.0;LowVol:26.8
VTI:20.7;GLD:11.7;TSLA:12.7;AMZN:23.7;QQQ:31.2
3.1
213
16.2
Volatile
31.6
4.17
3.1
121
76
66:117
100
0.0142
false
true
MaxPos5%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
19
-22
2
Delta:-0.09;Vega:0.09
BrokerD
LMT
89
10
10
15
93
-34
10
VAR>budget
Hedge
Risk above budget threshold
201
3.2
null
5
Tax-aware sells next window
E0441
P5776
2024-10-06
Roth
USD
1,474,733
5.7
1
45.5
Consumer:22.7;Utilities:13.2;Financials:35.0;Materials:13.7;Energy:15.5
Value:23.8;Growth:10.9;Quality:21.3;Size:22.8;Momentum:8.7;LowVol:12.5
MUB:30.3;AAPL:9.0;BND:12.1;TLT:23.5;HYG:25.0
5.5
158
15
Bull
13.9
3.75
2.3
114
95
76:146
100
0.0097
false
false
MaxSector35%
null
DriftNear;VarNear
Buy
Add core equity +1.0% from cash
-12
-36
4
null
BrokerC
MKT
97
9
7
88
100
4
31
null
null
Normal monitoring
147
1.3
Approved
5
Within IPS guidelines
E0442
P1604
2024-10-12
Roth
USD
835,592
9.1
1
72.2
Materials:31.0;Consumer:53.4;Tech:15.6
Value:9.9;Growth:12.2;Quality:26.6;Size:15.1;Momentum:19.0;LowVol:17.2
TSLA:22.9;QQQ:38.6;AAPL:27.3;MUB:11.2
1.8
120
11.3
Volatile
21.3
5.35
2.4
155
41
19:74
55
0.0137
false
false
null
null
null
Buy
Add core equity +1.0% from cash
31
-28
10
null
BrokerA
VWAP
94
1
9
112
239
-14
-1
null
null
Normal monitoring
171
2
null
5
Tax-aware sells next window
E0443
P5286
2025-12-02
401k
USD
718,882
10
1
62.5
Financials:30.0;Industrials:13.6;Comm:27.0;Consumer:29.4
Value:14.3;Growth:20.3;Quality:20.5;Size:7.1;Momentum:19.1;LowVol:18.6
QQQ:27.8;BND:14.8;GLD:15.3;VOO:27.9;TLT:14.2
3.6
131
12.6
Volatile
22.5
5.48
3.4
164
29
6:61
50
0.009
false
false
ESGOnly;MaxSector30%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
7
-15
8
null
BrokerB
MKT
97
5
6
-31
40
-18
26
null
null
Normal monitoring
189
3.9
Approved
3
Tax-aware sells next window
E0444
P1095
2024-07-12
Trust
USD
660,714
8.4
1
64.7
Consumer:16.9;Tech:35.8;Financials:47.3
Value:25.1;Growth:16.9;Quality:10.1;Size:26.7;Momentum:9.9;LowVol:11.3
VNQ:11.6;VTI:18.2;BRK.B:16.6;VOO:8.9;MSFT:21.5;AAPL:23.2
2.2
220
12.9
Volatile
21.2
4.47
3.9
160
-51
-67:-6
35
0.0124
false
true
ESGOnly;MaxPos8%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-15
-15
2
Delta:-0.06;Vega:0.06
BrokerC
MKT
97
3
6
57
91
-22
38
VAR>budget
TightenStops
Risk above budget threshold
184
1.9
Approved
2
Tighten stops on momentum names
E0445
P3219
2025-01-17
Roth
USD
988,729
4
1
47.7
Consumer:31.4;Health:12.4;Comm:12.4;Utilities:28.6;Energy:15.2
Value:22.2;Growth:10.6;Quality:13.1;Size:14.5;Momentum:28.2;LowVol:11.3
QQQ:19.4;VTI:20.9;GLD:40.4;AMZN:19.3
6.6
172
18.3
Bull
15.9
4.09
2.7
107
55
37:86
66
0.014
true
false
MaxPos7%
null
DriftNear
Hedge
Buy index puts 1.0% notional, 30d
13
-15
8
Delta:-0.16;Vega:0.06
BrokerC
MKT
91
8
8
-8
129
-9
29
Drift>tolerance
Hedge
Allocation drift beyond policy bands
185
3.3
Approved
4
Tax-aware sells next window
E0446
P1228
2025-06-18
Trust
USD
415,998
7.4
1
41.8
Financials:23.9;Industrials:35.2;Comm:40.9
Value:17.3;Growth:17.5;Quality:21.9;Size:16.1;Momentum:13.2;LowVol:14.0
MUB:19.6;AMZN:19.5;QQQ:19.7;TSLA:13.6;VTI:22.1;VOO:5.4
4.4
100
11.8
Sideways
20.7
5
3.4
110
53
27:94
59
0.0038
false
false
MaxPos6%;MaxSector25%
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
26
-1
3
null
BrokerD
MKT
89
3
1
-24
-46
-5
-14
null
null
Normal monitoring
181
3.2
Approved
4
Monitor dispersion and breadth
E0447
P1483
2024-09-29
Trust
USD
658,603
9.9
1
69.7
Comm:21.4;Materials:13.1;RealEstate:21.9;Financials:22.0;Utilities:21.6
Value:8.8;Growth:28.1;Quality:18.9;Size:14.2;Momentum:18.4;LowVol:11.6
XLF:21.5;IEF:14.3;BND:13.0;QQQ:25.6;VNQ:6.5;MUB:19.0
2.6
90
10.6
Volatile
21.2
4.28
3.8
135
68
38:108
69
0.0113
false
false
NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
32
13
8
null
BrokerA
LMT
100
2
7
103
221
-40
13
null
null
Normal monitoring
187
1.6
Approved
5
Monitor dispersion and breadth
E0448
P1882
2025-03-28
Roth
USD
1,587,726
9.5
1
55.3
Financials:16.7;Comm:47.1;Consumer:36.2
Value:17.9;Growth:22.8;Quality:12.1;Size:20.7;Momentum:18.2;LowVol:8.3
AMZN:21.6;QQQ:29.5;MSFT:12.8;BRK.B:13.0;VOO:23.1
3.2
211
17.1
Sideways
20.5
3.52
3.2
109
-2
-24:50
55
0.0054
false
true
ESGOnly;MaxPos5%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-12
-15
6
null
BrokerC
VWAP
98
3
5
11
140
-43
30
RegimeShift
Pause
Volatility spike and breadth deterioration
140
1.7
SuggestedEdits
2
Within IPS guidelines
E0449
P3598
2025-05-15
401k
USD
269,237
15.2
1
35.2
Energy:23.9;Comm:37.0;Health:39.1
Value:16.3;Growth:21.8;Quality:21.3;Size:9.8;Momentum:18.1;LowVol:12.8
BRK.B:18.3;TSLA:12.0;IEF:17.8;AAPL:18.6;VNQ:10.9;XLF:22.4
4.7
126
8.9
Bull
11
3.96
2.4
87
15
-13:35
56
0.0077
false
false
ESGOnly;MaxPos6%;NoMargin
null
DriftNear
Sell
Trim extended winner -1.0%
0
-17
11
null
BrokerA
VWAP
96
9
16
49
174
-34
21
null
null
Normal monitoring
209
3
null
5
Within IPS guidelines
E0450
P1100
2024-08-28
401k
USD
173,547
10.7
1
64.9
RealEstate:26.1;Tech:14.3;Health:21.2;Consumer:9.0;Utilities:29.4
Value:22.7;Growth:10.8;Quality:18.9;Size:15.7;Momentum:20.6;LowVol:11.3
GLD:21.9;BRK.B:27.5;AMZN:10.2;VNQ:25.0;BND:15.5
2.7
107
13.2
Volatile
28.6
4.59
2.8
151
69
56:106
86
0.0152
false
false
NoMargin
null
null
NoAction
Within policy bands; defer
9
13
7
null
BrokerB
LMT
0
0
0
93
101
10
-10
null
null
Normal monitoring
199
3.1
Approved
4
Tighten stops on momentum names
E0451
P7745
2024-10-26
Trust
USD
501,960
14.1
1
61.6
Health:18.4;Tech:14.8;RealEstate:35.7;Industrials:31.1
Value:10.7;Growth:27.0;Quality:13.6;Size:16.0;Momentum:19.4;LowVol:13.2
AMZN:11.8;BRK.B:21.7;AAPL:22.5;MUB:19.0;GLD:25.0
4.7
134
15.8
Bull
14.5
3.81
3.3
84
120
109:153
100
0.0176
false
false
MaxPos7%;MaxSector35%;NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
-4
-11
12
null
BrokerA
VWAP
92
10
8
61
113
5
31
null
null
Normal monitoring
144
3.1
Approved
4
Tighten stops on momentum names
E0452
P5183
2025-10-30
Trust
USD
1,500,550
4.6
1
59.8
Energy:13.1;Comm:37.7;Utilities:34.3;Tech:14.9
Value:16.7;Growth:15.4;Quality:17.7;Size:18.1;Momentum:22.7;LowVol:9.5
MUB:25.0;BRK.B:25.3;TSLA:13.8;VTI:15.3;AAPL:5.9;TLT:14.7
2.7
166
10.8
Bull
16.9
4.55
2.5
72
43
25:65
77
0.015
false
false
MaxPos6%
null
VarNear
Buy
Add core equity +1.0% from cash
9
5
2
null
BrokerC
VWAP
93
8
12
96
104
12
-5
null
null
Normal monitoring
92
3.1
Approved
3
Tax-aware sells next window
E0453
P1142
2024-11-02
401k
USD
1,043,672
5
1.24
41.7
Materials:51.2;Comm:24.6;Health:24.2
Value:21.0;Growth:14.9;Quality:16.7;Size:15.3;Momentum:20.7;LowVol:11.5
TLT:33.0;AAPL:32.6;VOO:34.5
2.4
268
19.3
Volatile
31.1
4.82
2.3
165
-43
-64:-17
30
0.0113
false
true
ESGOnly;MaxPos6%;MaxSector30%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
26
-21
9
Delta:-0.18;Vega:0.02
BrokerC
LMT
98
8
8
-58
68
12
36
VAR>budget
Pause
Risk above budget threshold
196
2.5
null
5
Increase defensive factor exposure
E0454
P9207
2025-09-06
401k
USD
1,690,428
5.8
1
56.2
Utilities:23.3;Financials:16.9;Industrials:27.3;Consumer:16.9;Comm:15.5
Value:24.0;Growth:8.4;Quality:25.0;Size:9.7;Momentum:11.2;LowVol:21.8
HYG:16.0;TSLA:31.9;VNQ:27.4;BND:24.7
3.8
199
20.3
Bear
34.7
3.22
2.1
209
-83
-97:-45
5
0.0095
false
false
ESGOnly;MaxSector30%
null
VarNear
Buy
Add core equity +1.0% from cash
34
3
1
null
BrokerC
MKT
99
4
9
-59
-10
-13
-14
null
null
Normal monitoring
96
3.3
Approved
4
Within IPS guidelines
E0455
P0098
2024-10-12
Roth
USD
1,113,675
6.3
1
56.1
Comm:25.9;RealEstate:21.1;Health:29.4;Utilities:23.6
Value:10.2;Growth:21.4;Quality:16.4;Size:16.0;Momentum:18.9;LowVol:17.0
HYG:17.4;TSLA:7.0;MUB:28.0;MSFT:25.7;GLD:15.6;VTI:6.2
3.1
175
18.3
Sideways
14.8
3.56
3.1
94
46
18:97
60
0.0131
false
true
MaxSector30%
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
19
-9
5
null
BrokerA
MKT
99
2
2
44
56
-7
-12
VAR>budget
Reduce
Risk above budget threshold
200
2.5
null
5
Tighten stops on momentum names
E0456
P7283
2024-07-27
401k
USD
753,518
11.1
1
62.3
Health:30.2;Materials:34.0;Financials:35.8
Value:13.5;Growth:22.3;Quality:14.2;Size:12.4;Momentum:21.6;LowVol:16.0
MUB:40.3;VOO:33.3;VTI:26.4
1.8
152
11.8
Bull
17.1
4.07
2.4
114
111
71:152
100
0.0107
false
false
NoMargin
null
VarNear
Buy
Add core equity +1.0% from cash
-11
10
10
null
BrokerB
LMT
92
3
8
84
90
-5
-16
null
null
Normal monitoring
217
2.4
null
3
Increase defensive factor exposure
E0457
P1098
2025-09-03
401k
USD
461,995
4.6
1
45.6
Industrials:44.3;Comm:38.9;Financials:16.8
Value:23.1;Growth:9.4;Quality:21.4;Size:18.6;Momentum:16.0;LowVol:11.5
XLF:20.2;AMZN:13.1;TLT:17.6;HYG:6.9;VTI:27.3;TSLA:14.9
1.8
171
20.4
Sideways
16.3
4.02
2.7
94
35
21:89
81
0.0167
false
true
MaxSector35%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
25
-36
12
null
BrokerB
LMT
91
10
9
-17
-53
-8
14
VAR>budget
TightenStops
Risk above budget threshold
190
1
null
2
Monitor dispersion and breadth
E0458
P1757
2025-01-24
401k
USD
493,876
5.4
1.19
68.2
Comm:21.5;Health:29.8;Utilities:17.1;Consumer:31.6
Value:18.8;Growth:20.7;Quality:14.0;Size:11.0;Momentum:13.1;LowVol:22.3
BND:20.2;MSFT:22.0;IEF:25.4;VNQ:8.6;HYG:23.7
3.7
185
23.6
Bear
30.3
3.57
1.8
140
-52
-82:-20
28
0.0176
false
false
MaxPos7%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-6
-6
8
Delta:-0.07;Vega:0.09
BrokerC
LMT
88
11
19
80
144
-52
-3
null
null
Normal monitoring
198
2.6
Approved
4
Monitor dispersion and breadth
E0459
P3337
2025-01-10
Taxable
USD
1,638,557
9.4
1
71.5
RealEstate:18.7;Energy:13.8;Comm:17.9;Materials:26.7;Utilities:22.9
Value:31.8;Growth:11.9;Quality:13.5;Size:17.0;Momentum:12.9;LowVol:12.8
AAPL:49.8;IEF:35.8;VTI:14.4
3.9
226
14.4
Sideways
18.3
3.78
3.4
114
-17
-42:7
42
0.0148
false
true
MaxPos7%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-11
-7
10
null
BrokerC
LMT
98
3
4
47
168
-54
28
RegimeShift
Reduce
Volatility spike and breadth deterioration
162
1.3
Approved
2
Tax-aware sells next window
E0460
P6114
2024-11-19
IRA
USD
634,173
8.6
1
56.4
Industrials:44.1;RealEstate:15.3;Utilities:40.6
Value:17.4;Growth:17.7;Quality:16.6;Size:13.2;Momentum:16.0;LowVol:19.1
XLF:7.4;IEF:27.0;BND:12.1;QQQ:27.2;GLD:14.5;AMZN:11.8
2
171
19.6
Bull
13.1
4.19
3.2
120
32
3:48
66
0.0098
false
true
MaxPos7%
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
11
7
4
null
BrokerD
MKT
95
9
10
-36
-34
-14
-15
VAR>budget
Pause
Risk above budget threshold
180
2.3
Approved
2
Tighten stops on momentum names
E0461
P8765
2025-10-10
401k
USD
672,764
6.9
1
45.9
Comm:20.2;Tech:23.8;Industrials:25.5;RealEstate:8.5;Utilities:22.0
Value:17.1;Growth:18.7;Quality:8.4;Size:12.9;Momentum:23.4;LowVol:19.6
MUB:29.7;VNQ:26.4;TSLA:22.5;AMZN:21.4
4.8
197
21.7
Bull
12
4.38
2.9
104
28
-11:44
48
0.013
false
true
null
null
VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
25
-33
4
null
BrokerA
LMT
96
10
9
80
202
-9
-25
RegimeShift
TightenStops
Volatility spike and breadth deterioration
161
2.3
Approved
4
Tighten stops on momentum names
E0462
P1988
2024-10-19
Roth
USD
1,064,803
3.6
1
43.4
Tech:29.5;Energy:12.7;Industrials:27.0;RealEstate:30.8
Value:12.7;Growth:11.8;Quality:22.2;Size:9.4;Momentum:22.1;LowVol:21.8
HYG:18.4;AAPL:16.3;VNQ:25.5;TLT:14.6;AMZN:25.3
6.5
218
27.2
Bear
29.7
3.01
1.4
196
-1
-41:24
51
0.0083
true
true
ESGOnly
MaxPosExceeded
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
-5
-13
9
null
BrokerC
MKT
97
7
10
20
-13
19
17
VAR>budget
Pause
Risk above budget threshold
135
1.4
null
5
Increase defensive factor exposure
E0463
P2609
2024-11-20
Trust
USD
281,451
17
1
57.6
Health:35.2;Comm:21.7;Utilities:43.1
Value:9.2;Growth:15.6;Quality:17.2;Size:22.9;Momentum:25.7;LowVol:9.4
MUB:7.6;VTI:13.9;VOO:8.6;HYG:24.9;MSFT:11.0;QQQ:33.9
4.4
144
13.1
Volatile
26.5
4.05
4.5
122
30
-9:81
78
0.0199
false
false
ESGOnly;MaxSector25%;NoMargin
null
DriftNear
Hedge
Buy index puts 1.0% notional, 30d
-6
-12
10
Delta:-0.1;Vega:0.07
BrokerD
MKT
95
1
0
32
2
-57
-2
null
null
Normal monitoring
132
3.3
Approved
3
Tax-aware sells next window
E0464
P1835
2024-07-30
Trust
USD
1,714,252
5.6
1.2
50.5
Consumer:24.4;Utilities:20.0;Comm:20.7;Materials:11.2;RealEstate:23.7
Value:21.4;Growth:17.1;Quality:17.5;Size:14.1;Momentum:15.9;LowVol:14.0
BND:28.1;VNQ:41.3;VTI:30.5
6.5
225
22.5
Volatile
24.8
3.57
2.9
118
-24
-39:18
43
0.0134
true
true
null
null
DriftNear;VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
-12
-7
4
null
BrokerB
LMT
92
5
9
38
49
-14
36
VAR>budget
Reduce
Risk above budget threshold
214
1.1
Approved
4
Tighten stops on momentum names
E0465
P9323
2025-05-19
Taxable
USD
1,653,200
9.1
1
41.8
Industrials:21.9;Comm:16.4;Utilities:13.9;Financials:25.5;Tech:22.2
Value:16.1;Growth:24.5;Quality:9.5;Size:18.4;Momentum:12.3;LowVol:19.3
AAPL:17.2;TSLA:39.2;TLT:23.5;VNQ:20.1
2.6
151
12.5
Bull
16.6
3.93
2
100
43
30:81
89
0.0052
false
false
MaxPos6%
null
VarNear
Buy
Add core equity +1.0% from cash
10
-33
4
null
BrokerD
VWAP
100
3
3
-44
29
0
1
null
null
Normal monitoring
128
2.8
Approved
3
Tax-aware sells next window
E0466
P0709
2025-04-04
Trust
USD
702,677
14.5
1
52.4
RealEstate:29.1;Utilities:15.2;Energy:34.8;Health:20.9
Value:18.5;Growth:10.8;Quality:13.4;Size:15.3;Momentum:16.3;LowVol:25.7
VOO:20.4;BRK.B:48.3;IEF:31.3
4.4
110
7.5
Volatile
24.3
5.24
3.2
115
-39
-65:-17
36
0.0161
false
false
MaxPos7%;NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
18
-26
3
null
BrokerA
MKT
90
11
17
-53
59
-39
3
null
null
Normal monitoring
203
2.9
Approved
4
Tighten stops on momentum names
E0467
P1152
2024-07-28
Trust
USD
1,322,065
7.8
1
64.2
Health:23.6;Financials:29.2;Materials:18.6;Tech:28.6
Value:20.2;Growth:21.8;Quality:13.6;Size:8.5;Momentum:17.9;LowVol:18.0
BRK.B:28.2;MUB:28.9;MSFT:12.3;VOO:19.4;VTI:11.2
2.8
208
27.4
Volatile
28.8
3.74
3.3
144
60
42:85
72
0.0085
false
true
ESGOnly
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-2
-17
3
null
BrokerC
MKT
96
1
9
-4
-22
3
18
VAR>budget
Hedge
Risk above budget threshold
98
3.5
null
5
Within IPS guidelines
E0468
P4957
2024-09-14
401k
USD
2,474,091
8.5
1
51.5
Consumer:30.5;Materials:26.8;Tech:21.1;Utilities:21.6
Value:23.4;Growth:7.7;Quality:16.1;Size:19.4;Momentum:22.1;LowVol:11.3
BRK.B:42.7;TLT:23.5;TSLA:33.8
5.3
194
19.8
Volatile
21.5
5.38
2.5
173
-3
-37:41
50
0.0133
false
true
MaxPos6%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
26
-35
8
null
BrokerC
MKT
95
7
15
-56
80
15
8
VAR>budget
Reduce
Risk above budget threshold
151
1.4
Rejected
3
Tax-aware sells next window
E0469
P2132
2024-12-14
Roth
USD
305,586
8.4
1
62.8
Materials:43.1;Comm:38.6;Health:18.3
Value:15.3;Growth:15.9;Quality:18.0;Size:14.4;Momentum:15.6;LowVol:20.8
VNQ:37.3;BRK.B:26.2;AAPL:20.1;AMZN:16.4
4.4
188
24.4
Bull
16.2
4.68
2
97
31
10:71
56
0.0168
false
false
MaxSector35%
null
VarNear
Rebalance
Shift +1.0% bonds from equity
31
-2
2
null
BrokerA
MKT
97
11
14
26
18
20
-17
null
null
Normal monitoring
172
2.9
null
3
Tighten stops on momentum names
E0470
P3965
2025-12-08
Taxable
USD
2,180,897
5.2
1.21
68.1
Financials:52.0;Tech:30.0;Comm:18.0
Value:14.6;Growth:10.9;Quality:20.2;Size:21.5;Momentum:21.3;LowVol:11.5
AAPL:32.5;HYG:32.7;TSLA:7.7;AMZN:18.9;VOO:8.2
1.6
225
15.7
Bull
14.3
3.6
3
99
55
45:75
72
0.0097
false
true
MaxPos7%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-7
14
6
Delta:-0.15;Vega:0.03
BrokerB
LMT
97
11
11
68
61
-44
-7
RegimeShift
Reduce
Volatility spike and breadth deterioration
128
1.1
null
4
Tighten stops on momentum names
E0471
P4364
2025-01-20
Taxable
USD
555,995
15.7
1
47
Consumer:26.0;Financials:25.6;Tech:26.1;Utilities:22.4
Value:16.0;Growth:20.7;Quality:18.9;Size:12.1;Momentum:19.7;LowVol:12.6
BND:21.3;VOO:8.6;VNQ:7.1;TSLA:19.8;GLD:25.3;BRK.B:17.9
3.4
153
13.6
Volatile
27.9
5.02
2.6
136
62
47:85
83
0.0184
false
false
MaxSector30%;NoMargin
null
VarNear
Rebalance
Shift +1.0% bonds from equity
12
10
1
null
BrokerA
LMT
89
10
13
91
157
-33
27
null
null
Normal monitoring
99
1.5
Approved
3
Tighten stops on momentum names
E0472
P7145
2025-07-18
Trust
USD
851,792
16.5
1
71.6
Tech:30.4;Consumer:16.7;Industrials:20.6;RealEstate:32.2
Value:21.6;Growth:11.4;Quality:7.4;Size:23.9;Momentum:22.0;LowVol:13.7
AMZN:9.8;MUB:27.8;BRK.B:27.2;QQQ:35.2
4.2
111
11.4
Bull
17.9
4.61
2.9
109
63
25:103
75
0.0104
false
false
MaxSector30%;NoMargin
null
DriftNear
Rebalance
Shift +1.0% bonds from equity
13
0
4
null
BrokerA
MKT
88
9
6
-24
50
-35
38
null
null
Normal monitoring
151
4
Approved
4
Increase defensive factor exposure
E0473
P0566
2025-10-20
Roth
USD
815,150
7.5
1
52.6
Comm:15.5;Financials:36.7;Utilities:47.7
Value:13.5;Growth:20.9;Quality:25.0;Size:10.2;Momentum:15.3;LowVol:15.1
VTI:29.3;BRK.B:16.0;IEF:13.8;AAPL:21.4;MSFT:19.5
3
112
10.1
Volatile
21.4
3.95
4.4
155
45
17:85
56
0.0119
false
false
MaxPos8%;MaxSector30%
null
null
Rebalance
Shift +1.0% bonds from equity
33
11
6
null
BrokerC
LMT
96
6
14
109
109
13
6
null
null
Normal monitoring
209
1.5
Approved
5
Increase defensive factor exposure
E0474
P6045
2025-09-19
Roth
USD
959,872
3.5
1.07
55.7
Tech:22.8;Health:13.9;RealEstate:25.9;Utilities:23.8;Materials:13.6
Value:14.7;Growth:25.7;Quality:11.2;Size:9.1;Momentum:18.5;LowVol:20.9
HYG:23.8;VTI:25.6;AAPL:38.6;TLT:12.0
3.8
277
26.9
Bull
12.3
3.64
3
89
116
82:170
100
0.0089
false
true
null
null
VarNear
Rebalance
Shift +1.0% bonds from equity
9
-7
6
null
BrokerC
LMT
91
3
7
92
129
-56
5
VAR>budget
Reduce
Risk above budget threshold
128
2.4
Approved
5
Within IPS guidelines
E0475
P3144
2025-08-02
401k
USD
904,330
9.3
1
52.8
Consumer:27.1;Financials:20.5;Utilities:52.4
Value:16.0;Growth:14.3;Quality:21.0;Size:18.6;Momentum:8.7;LowVol:21.3
GLD:26.5;HYG:22.7;VOO:23.5;VNQ:5.5;BND:14.8;TSLA:7.0
4.1
133
10.4
Volatile
24.1
4.26
3.4
123
-38
-50:9
33
0.0062
false
false
ESGOnly;MaxPos5%;MaxSector25%
null
null
Buy
Add core equity +1.0% from cash
17
-33
6
null
BrokerA
MKT
92
8
13
44
36
-6
-5
null
null
Normal monitoring
202
2.9
Approved
5
Within IPS guidelines
E0476
P1454
2024-12-11
Roth
USD
1,852,638
6.8
1
48.4
Health:30.9;Utilities:48.0;Comm:21.1
Value:11.0;Growth:20.0;Quality:9.3;Size:20.6;Momentum:16.5;LowVol:22.6
VOO:21.3;AAPL:19.5;MUB:11.4;XLF:18.7;VNQ:6.5;VTI:22.6
4.7
153
15.4
Volatile
25.5
5.4
4
112
67
40:94
82
0.0139
false
false
null
null
VarNear
Sell
Trim extended winner -1.0%
-5
11
9
null
BrokerD
LMT
96
3
9
99
60
-45
-14
null
null
Normal monitoring
205
2.4
null
4
Within IPS guidelines
E0477
P4062
2025-06-07
IRA
USD
308,144
10.3
1
70.6
Health:23.5;Materials:10.1;RealEstate:28.1;Consumer:12.3;Energy:26.1
Value:8.6;Growth:23.0;Quality:15.7;Size:19.0;Momentum:12.2;LowVol:21.5
TSLA:47.1;MSFT:23.6;TLT:29.3
2.8
169
11
Sideways
16.8
4.97
2.6
123
36
7:54
56
0.015
false
false
MaxPos7%;MaxSector30%;NoMargin
null
VarNear
NoAction
Within policy bands; defer
-8
-39
5
null
BrokerD
MKT
0
0
0
109
171
-34
-25
null
null
Normal monitoring
144
2.8
Approved
5
Monitor dispersion and breadth
E0478
P4440
2025-03-10
401k
USD
891,704
7
1
37.9
Energy:22.8;RealEstate:23.1;Consumer:10.7;Tech:27.9;Comm:15.4
Value:10.9;Growth:13.6;Quality:16.9;Size:22.4;Momentum:12.4;LowVol:23.9
QQQ:33.0;GLD:27.6;MSFT:39.4
5.1
129
21
Volatile
26.3
4.37
4.5
114
-21
-39:20
27
0.0144
false
false
ESGOnly;MaxPos8%;MaxSector35%
null
DriftNear
Sell
Trim extended winner -1.0%
24
-30
2
null
BrokerD
LMT
88
10
11
-17
58
-38
-7
null
null
Normal monitoring
142
1.8
Approved
3
Within IPS guidelines
E0479
P8814
2025-08-11
Roth
USD
455,844
10.1
1
53.3
Tech:31.8;Materials:32.9;Health:35.4
Value:16.7;Growth:17.7;Quality:16.8;Size:9.5;Momentum:17.1;LowVol:22.2
VOO:16.6;TLT:11.7;MUB:26.3;TSLA:22.4;AAPL:23.0
4.9
126
12.8
Bull
11.5
4.8
2.3
72
31
4:58
56
0.0146
false
false
MaxPos6%;MaxSector35%;NoMargin
null
DriftNear
Buy
Add core equity +1.0% from cash
12
-26
10
null
BrokerB
LMT
95
12
9
92
88
-37
-19
null
null
Normal monitoring
171
3.1
Approved
4
Tighten stops on momentum names
E0480
P5577
2025-08-20
IRA
USD
1,697,527
5
1
39.2
Comm:24.7;Health:37.8;Financials:37.5
Value:15.7;Growth:10.1;Quality:11.7;Size:8.8;Momentum:27.1;LowVol:26.7
MSFT:43.1;QQQ:28.9;TLT:27.9
6.5
255
15.6
Bull
17.1
4.98
2.1
76
29
6:82
63
0.0136
true
true
MaxPos7%
null
DriftNear;VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
13
12
10
null
BrokerB
MKT
89
11
17
3
115
-16
26
VAR>budget
Hedge
Risk above budget threshold
163
2.7
Approved
2
Tighten stops on momentum names
E0481
P7353
2025-08-21
Trust
USD
1,360,035
6.9
1
40.5
Industrials:19.3;Financials:23.5;Materials:25.3;Energy:31.9
Value:19.5;Growth:18.2;Quality:17.3;Size:12.6;Momentum:20.6;LowVol:11.8
MUB:40.4;GLD:19.2;AAPL:20.9;VTI:19.5
5.5
194
16.8
Bear
27.2
4.04
2.8
176
-50
-80:-8
24
0.0096
false
true
MaxPos6%
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
17
-39
4
null
BrokerB
LMT
91
8
10
-23
-52
10
30
RegimeShift
Hedge
Volatility spike and breadth deterioration
218
1.5
Approved
5
Increase defensive factor exposure
E0482
P1259
2025-07-19
Roth
USD
812,363
5.2
1
37.4
Tech:32.0;Energy:11.3;Comm:13.8;Financials:31.5;Health:11.4
Value:23.8;Growth:16.2;Quality:11.5;Size:12.0;Momentum:10.8;LowVol:25.7
QQQ:24.4;AMZN:20.3;HYG:34.6;BRK.B:20.7
7
278
26.8
Volatile
24.1
4.97
4
147
41
31:65
60
0.0083
true
true
MaxSector25%
null
DriftNear;VarNear
Reduce
Cut high-beta sleeve -1.0% and raise cash
3
-9
8
null
BrokerD
LMT
93
6
13
8
50
-32
32
VAR>budget
Reduce
Risk above budget threshold
193
3
SuggestedEdits
4
Tax-aware sells next window
E0483
P3124
2025-02-01
401k
USD
1,316,319
6.4
1
50
Financials:29.2;Utilities:19.4;Materials:36.1;Health:15.3
Value:12.3;Growth:23.4;Quality:13.6;Size:15.6;Momentum:15.6;LowVol:19.6
AAPL:6.8;MSFT:19.0;GLD:9.5;AMZN:22.3;VTI:19.5;TLT:22.9
2.5
176
16
Bull
12.5
3.93
2.8
87
66
35:113
95
0.0041
false
false
MaxPos6%
null
null
Sell
Trim extended winner -1.0%
-9
-32
4
null
BrokerD
LMT
100
9
15
49
58
-38
-13
null
null
Normal monitoring
182
3.9
Approved
3
Increase defensive factor exposure
E0484
P6042
2025-02-13
401k
USD
826,532
5.3
1
36.2
Utilities:10.2;RealEstate:21.8;Consumer:24.1;Comm:22.4;Tech:21.5
Value:19.3;Growth:9.9;Quality:21.4;Size:12.5;Momentum:15.9;LowVol:21.0
IEF:29.2;QQQ:51.2;TLT:19.5
2.9
161
16.8
Bull
16.4
4.86
3
97
40
3:84
64
0.0034
false
false
MaxPos6%;MaxSector30%
null
null
NoAction
Within policy bands; defer
9
-21
6
null
BrokerC
MKT
0
0
0
72
137
-57
18
null
null
Normal monitoring
91
2.3
null
4
Increase defensive factor exposure
E0485
P8004
2024-09-18
Trust
USD
384,514
4.8
1
69.7
RealEstate:27.5;Utilities:12.5;Materials:27.4;Energy:32.6
Value:9.0;Growth:20.8;Quality:22.3;Size:24.6;Momentum:10.4;LowVol:12.9
TLT:25.3;VOO:18.0;TSLA:16.9;QQQ:8.5;AAPL:21.7;MUB:9.5
4.2
186
22.4
Bull
14.8
4.5
3.5
88
66
46:118
78
0.0165
false
false
null
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-11
-29
8
null
BrokerA
MKT
95
11
9
66
167
-2
4
null
null
Normal monitoring
94
1.2
Approved
3
Monitor dispersion and breadth
E0486
P1199
2025-11-05
Trust
USD
266,146
13.8
1
44.5
Utilities:23.4;Consumer:12.2;Comm:19.7;Tech:18.6;Energy:26.2
Value:9.2;Growth:11.3;Quality:19.0;Size:22.0;Momentum:21.6;LowVol:16.9
TSLA:10.4;GLD:32.3;MUB:22.8;VTI:24.5;TLT:10.1
1.7
126
14.4
Bull
11.2
4.82
2.3
102
52
35:76
85
0.0074
false
false
MaxPos8%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
31
-25
2
null
BrokerD
MKT
90
2
9
50
52
-3
-20
null
null
Normal monitoring
198
1.4
Approved
4
Monitor dispersion and breadth
E0487
P1795
2025-08-11
Roth
USD
2,266,370
5.3
1
53.2
Materials:24.9;Tech:43.2;Financials:14.6;Consumer:17.2
Value:15.0;Growth:15.1;Quality:11.3;Size:22.2;Momentum:14.1;LowVol:22.3
MUB:18.5;BRK.B:19.4;TLT:31.7;HYG:30.4
5.2
229
15.6
Bear
26.2
4.03
2.7
140
-112
-126:-89
5
0.0052
false
true
null
null
DriftNear;VarNear
Rebalance
Shift +1.0% bonds from equity
-2
-32
12
null
BrokerC
MKT
97
7
11
-58
-53
-60
13
RegimeShift
Reduce
Volatility spike and breadth deterioration
158
2.7
null
2
Within IPS guidelines
E0488
P6923
2025-05-30
Roth
USD
546,226
14.5
1
72.8
Health:22.8;Energy:52.1;Consumer:25.1
Value:12.6;Growth:11.6;Quality:18.7;Size:13.8;Momentum:23.8;LowVol:19.6
MSFT:9.1;XLF:21.7;TSLA:21.3;BRK.B:16.9;VOO:20.1;MUB:10.8
2.9
130
13.5
Sideways
19.6
4.68
2.2
94
39
20:69
84
0.0051
false
false
MaxSector25%
null
null
Rebalance
Shift +1.0% bonds from equity
33
14
2
null
BrokerD
VWAP
91
1
9
55
57
-21
39
null
null
Normal monitoring
199
1.1
null
5
Within IPS guidelines
E0489
P6391
2025-10-14
Trust
USD
735,442
9.7
1
45.8
Financials:34.8;Industrials:29.1;RealEstate:36.1
Value:14.8;Growth:20.9;Quality:11.2;Size:21.6;Momentum:14.7;LowVol:16.9
TLT:26.2;BND:19.1;GLD:17.3;HYG:19.9;VOO:17.4
2.6
221
14.9
Bull
17.5
3.98
3.2
114
116
83:147
90
0.0189
false
true
MaxSector25%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-15
-27
1
Delta:-0.16;Vega:0.09
BrokerD
LMT
94
8
15
116
98
7
-23
RegimeShift
Hedge
Volatility spike and breadth deterioration
210
2.7
Approved
2
Monitor dispersion and breadth
E0490
P0633
2025-07-13
IRA
USD
456,107
12.8
1
74
RealEstate:13.1;Industrials:26.6;Comm:32.0;Utilities:28.3
Value:12.0;Growth:21.6;Quality:18.6;Size:17.1;Momentum:12.4;LowVol:18.4
HYG:6.8;MSFT:21.8;VOO:9.5;BRK.B:14.1;QQQ:30.4;TSLA:17.3
1.2
138
15.4
Sideways
18.4
5
3.1
120
46
27:77
61
0.0037
false
false
MaxPos6%;NoMargin
null
null
NoAction
Within policy bands; defer
-13
-14
2
null
BrokerB
MKT
0
0
0
76
98
-53
12
null
null
Normal monitoring
170
3.7
Approved
3
Tax-aware sells next window
E0491
P3069
2025-06-19
401k
USD
541,512
16.5
1
52.4
Health:38.9;Energy:30.5;Financials:30.6
Value:24.6;Growth:8.5;Quality:22.1;Size:20.6;Momentum:9.2;LowVol:15.0
BRK.B:28.6;AMZN:13.3;TLT:29.0;MSFT:29.1
4.7
133
11.5
Bull
11.9
3.72
2.4
77
19
4:64
71
0.0066
false
false
MaxSector25%;NoMargin
null
DriftNear
Sell
Trim extended winner -1.0%
1
-18
4
null
BrokerB
LMT
94
8
14
34
16
-7
0
null
null
Normal monitoring
104
3.3
Approved
4
Tighten stops on momentum names
E0492
P1523
2025-08-17
Taxable
USD
1,519,323
5.9
1
46.1
Industrials:11.6;Consumer:22.6;Tech:29.3;Health:17.0;Materials:19.5
Value:15.3;Growth:18.5;Quality:21.3;Size:13.5;Momentum:23.7;LowVol:7.8
TSLA:17.2;GLD:14.3;VNQ:23.8;HYG:22.9;QQQ:10.8;IEF:11.2
4.7
180
18.3
Bull
18
4.47
2.9
75
110
98:138
93
0.0072
false
true
null
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
-12
-13
8
Delta:-0.11;Vega:0.04
BrokerD
MKT
93
1
0
-48
18
-26
-18
RegimeShift
Hedge
Volatility spike and breadth deterioration
107
1
null
4
Monitor dispersion and breadth
E0493
P4169
2025-08-29
Roth
USD
837,126
5.9
1
46.8
Industrials:32.0;Financials:32.9;Utilities:35.1
Value:18.4;Growth:11.5;Quality:21.7;Size:21.2;Momentum:9.9;LowVol:17.4
IEF:12.1;VOO:19.9;VTI:12.3;GLD:17.5;QQQ:13.3;AMZN:24.8
1.9
102
7.7
Volatile
29.3
4.04
3.4
177
-24
-61:16
32
0.0072
false
false
MaxPos7%;NoMargin
null
null
Buy
Add core equity +1.0% from cash
-3
3
9
null
BrokerC
VWAP
100
9
13
111
193
12
26
null
null
Normal monitoring
176
2.2
null
3
Monitor dispersion and breadth
E0494
P2582
2025-07-26
IRA
USD
1,297,459
8.1
1.24
56
Energy:27.1;Utilities:12.8;Materials:24.2;Comm:20.2;Tech:15.8
Value:19.9;Growth:10.0;Quality:15.4;Size:20.8;Momentum:16.3;LowVol:17.6
QQQ:21.1;VTI:7.9;VOO:28.8;MUB:18.1;AMZN:6.9;XLF:17.3
2.4
251
26.7
Sideways
17
4
2.4
101
58
28:113
75
0.019
false
true
ESGOnly
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
29
-39
7
Delta:-0.1;Vega:0.07
BrokerD
MKT
97
4
1
-44
29
15
-23
VAR>budget
Reduce
Risk above budget threshold
207
2.8
Approved
5
Monitor dispersion and breadth
E0495
P0517
2024-07-22
IRA
USD
1,232,564
5.3
1
35.4
Industrials:45.1;Consumer:26.8;Tech:28.1
Value:8.7;Growth:11.2;Quality:10.5;Size:23.7;Momentum:28.1;LowVol:17.8
IEF:25.1;TSLA:34.5;GLD:40.4
2.3
151
13.2
Volatile
21.1
4.17
3.3
119
2
-13:39
66
0.0068
false
false
ESGOnly
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-15
-25
3
null
BrokerA
MKT
95
6
5
91
94
0
6
null
null
Normal monitoring
126
2.8
Approved
5
Tax-aware sells next window
E0496
P9253
2024-11-26
Taxable
USD
475,048
5.5
1
39.3
Industrials:33.1;Financials:12.6;Materials:27.3;Comm:13.1;RealEstate:13.8
Value:12.6;Growth:9.0;Quality:16.8;Size:26.1;Momentum:25.1;LowVol:10.3
BND:26.2;QQQ:29.0;HYG:28.6;MUB:16.2
2.2
136
13
Bull
12.7
3.94
3.4
113
75
53:96
90
0.0104
false
false
ESGOnly;MaxPos6%
null
null
Sell
Trim extended winner -1.0%
-4
15
4
null
BrokerD
MKT
98
12
20
-44
-30
15
40
null
null
Normal monitoring
159
3.6
Approved
5
Within IPS guidelines
E0497
P0620
2025-05-02
Trust
USD
804,065
8.3
1.06
71.2
Tech:37.9;Consumer:31.5;Utilities:30.6
Value:19.3;Growth:12.3;Quality:17.7;Size:19.8;Momentum:15.3;LowVol:15.6
AAPL:23.3;MUB:46.4;HYG:30.2
1.6
158
16.9
Bull
13.1
4.21
2.9
71
77
60:100
91
0.0178
false
false
MaxSector30%
null
VarNear
Sell
Trim extended winner -1.0%
21
7
7
null
BrokerA
LMT
97
4
4
-19
86
13
-19
null
null
Normal monitoring
180
1.4
null
5
Within IPS guidelines
E0498
P6565
2025-09-21
Trust
USD
725,373
7.8
1
51.5
Industrials:40.6;Comm:24.3;Health:35.1
Value:18.6;Growth:13.4;Quality:19.4;Size:19.4;Momentum:19.1;LowVol:10.0
TSLA:35.6;VOO:28.9;HYG:35.5
1.4
167
13
Volatile
30
4.24
3.5
140
51
15:104
86
0.0109
false
false
NoMargin
null
VarNear
Rebalance
Shift +1.0% bonds from equity
-13
11
10
null
BrokerB
MKT
97
12
10
65
148
-14
39
null
null
Normal monitoring
164
3.7
null
4
Within IPS guidelines
E0499
P8372
2024-10-04
401k
USD
236,317
6.3
1
64.9
Financials:21.1;Comm:17.3;Health:20.7;RealEstate:40.8
Value:21.0;Growth:13.7;Quality:14.2;Size:17.2;Momentum:19.7;LowVol:14.2
TLT:31.3;MUB:32.9;MSFT:35.8
3.3
119
10.9
Sideways
16.9
3.79
3.1
124
35
14:83
58
0.0091
false
false
MaxPos8%;NoMargin
null
null
Rebalance
Shift +1.0% bonds from equity
-3
-21
12
null
BrokerB
LMT
92
8
13
33
48
16
-10
null
null
Normal monitoring
184
3.9
Approved
3
Monitor dispersion and breadth
E0500
P7634
2024-10-23
IRA
USD
1,023,347
8.5
1.05
36.8
Financials:40.5;Materials:34.4;Energy:25.2
Value:13.6;Growth:18.6;Quality:13.8;Size:16.9;Momentum:9.4;LowVol:27.7
AAPL:31.5;AMZN:35.6;VOO:32.9
1.6
188
10.8
Bull
13.2
4.15
2
115
62
23:87
78
0.0121
false
true
MaxPos8%
null
VarNear
Hedge
Buy index puts 1.0% notional, 30d
14
1
8
Delta:-0.19;Vega:0.06
BrokerD
LMT
90
2
4
-50
-46
-41
-4
VAR>budget
Reduce
Risk above budget threshold
204
2.8
null
2
Tax-aware sells next window