# Copyright notice # # This file contains code adapted from stable-baselines3 # (https://github.com/DLR-RM/stable-baselines3/blob/master/stable_baselines3/common/buffers.py) # licensed under the MIT License. # # Copyright (c) 2019-2023 Antonin Raffin, Ashley Hill, Anssi Kanervisto, # Maximilian Ernestus, Rinu Boney, Pavan Goli, and other contributors # # Permission is hereby granted, free of charge, to any person obtaining a copy # of this software and associated documentation files (the "Software"), to deal # in the Software without restriction, including without limitation the rights # to use, copy, modify, merge, publish, distribute, sublicense, and/or sell # copies of the Software, and to permit persons to whom the Software is # furnished to do so, subject to the following conditions: # # The above copyright notice and this permission notice shall be included in all # copies or substantial portions of the Software. from __future__ import annotations import warnings from abc import ABC, abstractmethod from collections.abc import Generator from typing import Any, NamedTuple import numpy as np import torch as th from gymnasium import spaces try: # Check memory used by replay buffer when possible import psutil except ImportError: psutil = None __all__ = [ "BaseBuffer", "RolloutBuffer", "ReplayBuffer", "RolloutBufferSamples", "ReplayBufferSamples", ] class RolloutBufferSamples(NamedTuple): observations: th.Tensor actions: th.Tensor old_values: th.Tensor old_log_prob: th.Tensor advantages: th.Tensor returns: th.Tensor class ReplayBufferSamples(NamedTuple): observations: th.Tensor actions: th.Tensor next_observations: th.Tensor dones: th.Tensor rewards: th.Tensor def get_action_dim(action_space: spaces.Space) -> int: """ Get the dimension of the action space. :param action_space: :return: """ if isinstance(action_space, spaces.Box): return int(np.prod(action_space.shape)) elif isinstance(action_space, spaces.Discrete): # Action is an int return 1 elif isinstance(action_space, spaces.MultiDiscrete): # Number of discrete actions return int(len(action_space.nvec)) elif isinstance(action_space, spaces.MultiBinary): # Number of binary actions assert isinstance( action_space.n, int ), f"Multi-dimensional MultiBinary({action_space.n}) action space is not supported. You can flatten it instead." return int(action_space.n) else: raise NotImplementedError(f"{action_space} action space is not supported") def get_obs_shape( observation_space: spaces.Space, ) -> tuple[int, ...] | dict[str, tuple[int, ...]]: """ Get the shape of the observation (useful for the buffers). :param observation_space: :return: """ if isinstance(observation_space, spaces.Box): return observation_space.shape elif isinstance(observation_space, spaces.Discrete): # Observation is an int return (1,) elif isinstance(observation_space, spaces.MultiDiscrete): # Number of discrete features return (int(len(observation_space.nvec)),) elif isinstance(observation_space, spaces.MultiBinary): # Number of binary features return observation_space.shape elif isinstance(observation_space, spaces.Dict): return {key: get_obs_shape(subspace) for (key, subspace) in observation_space.spaces.items()} # type: ignore[misc] else: raise NotImplementedError(f"{observation_space} observation space is not supported") def get_device(device: th.device | str = "auto") -> th.device: """ Retrieve PyTorch device. It checks that the requested device is available first. For now, it supports only cpu and cuda. By default, it tries to use the gpu. :param device: One for 'auto', 'cuda', 'cpu' :return: Supported Pytorch device """ # Cuda by default if device == "auto": device = "cuda" # Force conversion to th.device device = th.device(device) # Cuda not available if device.type == th.device("cuda").type and not th.cuda.is_available(): return th.device("cpu") return device class BaseBuffer(ABC): """ Base class that represent a buffer (rollout or replay) :param buffer_size: Max number of element in the buffer :param observation_space: Observation space :param action_space: Action space :param device: PyTorch device to which the values will be converted :param n_envs: Number of parallel environments """ observation_space: spaces.Space obs_shape: tuple[int, ...] def __init__( self, buffer_size: int, observation_space: spaces.Space, action_space: spaces.Space, device: th.device | str = "auto", n_envs: int = 1, ): super().__init__() self.buffer_size = buffer_size self.observation_space = observation_space self.action_space = action_space self.obs_shape = get_obs_shape(observation_space) # type: ignore[assignment] self.action_dim = get_action_dim(action_space) self.pos = 0 self.full = False self.device = get_device(device) self.n_envs = n_envs @staticmethod def swap_and_flatten(arr: np.ndarray) -> np.ndarray: """ Swap and then flatten axes 0 (buffer_size) and 1 (n_envs) to convert shape from [n_steps, n_envs, ...] (when ... is the shape of the features) to [n_steps * n_envs, ...] (which maintain the order) :param arr: :return: """ shape = arr.shape if len(shape) < 3: shape = (*shape, 1) return arr.swapaxes(0, 1).reshape(shape[0] * shape[1], *shape[2:]) def size(self) -> int: """ :return: The current size of the buffer """ if self.full: return self.buffer_size return self.pos def add(self, *args, **kwargs) -> None: """ Add elements to the buffer. """ raise NotImplementedError() def extend(self, *args, **kwargs) -> None: """ Add a new batch of transitions to the buffer """ # Do a for loop along the batch axis for data in zip(*args): self.add(*data) def reset(self) -> None: """ Reset the buffer. """ self.pos = 0 self.full = False def sample(self, batch_size: int): """ :param batch_size: Number of element to sample :return: """ upper_bound = self.buffer_size if self.full else self.pos batch_inds = np.random.randint(0, upper_bound, size=batch_size) return self._get_samples(batch_inds) @abstractmethod def _get_samples(self, batch_inds: np.ndarray) -> ReplayBufferSamples | RolloutBufferSamples: """ :param batch_inds: :return: """ raise NotImplementedError() def to_torch(self, array: np.ndarray, copy: bool = True) -> th.Tensor: """ Convert a numpy array to a PyTorch tensor. Note: it copies the data by default :param array: :param copy: Whether to copy or not the data (may be useful to avoid changing things by reference). This argument is inoperative if the device is not the CPU. :return: """ if copy: return th.tensor(array, device=self.device) return th.as_tensor(array, device=self.device) class ReplayBuffer(BaseBuffer): """ Replay buffer used in off-policy algorithms like SAC/TD3. :param buffer_size: Max number of element in the buffer :param observation_space: Observation space :param action_space: Action space :param device: PyTorch device :param n_envs: Number of parallel environments :param optimize_memory_usage: Enable a memory efficient variant of the replay buffer which reduces by almost a factor two the memory used, at a cost of more complexity. See https://github.com/DLR-RM/stable-baselines3/issues/37#issuecomment-637501195 and https://github.com/DLR-RM/stable-baselines3/pull/28#issuecomment-637559274 Cannot be used in combination with handle_timeout_termination. :param handle_timeout_termination: Handle timeout termination (due to timelimit) separately and treat the task as infinite horizon task. https://github.com/DLR-RM/stable-baselines3/issues/284 """ observations: np.ndarray next_observations: np.ndarray actions: np.ndarray rewards: np.ndarray dones: np.ndarray timeouts: np.ndarray def __init__( self, buffer_size: int, observation_space: spaces.Space, action_space: spaces.Space, device: th.device | str = "auto", n_envs: int = 1, optimize_memory_usage: bool = False, handle_timeout_termination: bool = True, ): super().__init__(buffer_size, observation_space, action_space, device, n_envs=n_envs) # Adjust buffer size self.buffer_size = max(buffer_size // n_envs, 1) # Check that the replay buffer can fit into the memory if psutil is not None: mem_available = psutil.virtual_memory().available # there is a bug if both optimize_memory_usage and handle_timeout_termination are true # see https://github.com/DLR-RM/stable-baselines3/issues/934 if optimize_memory_usage and handle_timeout_termination: raise ValueError( "ReplayBuffer does not support optimize_memory_usage = True " "and handle_timeout_termination = True simultaneously." ) self.optimize_memory_usage = optimize_memory_usage self.observations = np.zeros((self.buffer_size, self.n_envs, *self.obs_shape), dtype=observation_space.dtype) if not optimize_memory_usage: # When optimizing memory, `observations` contains also the next observation self.next_observations = np.zeros((self.buffer_size, self.n_envs, *self.obs_shape), dtype=observation_space.dtype) self.actions = np.zeros( (self.buffer_size, self.n_envs, self.action_dim), dtype=self._maybe_cast_dtype(action_space.dtype) ) self.rewards = np.zeros((self.buffer_size, self.n_envs), dtype=np.float32) self.dones = np.zeros((self.buffer_size, self.n_envs), dtype=np.float32) # Handle timeouts termination properly if needed # see https://github.com/DLR-RM/stable-baselines3/issues/284 self.handle_timeout_termination = handle_timeout_termination self.timeouts = np.zeros((self.buffer_size, self.n_envs), dtype=np.float32) if psutil is not None: total_memory_usage: float = ( self.observations.nbytes + self.actions.nbytes + self.rewards.nbytes + self.dones.nbytes ) if not optimize_memory_usage: total_memory_usage += self.next_observations.nbytes if total_memory_usage > mem_available: # Convert to GB total_memory_usage /= 1e9 mem_available /= 1e9 warnings.warn( "This system does not have apparently enough memory to store the complete " f"replay buffer {total_memory_usage:.2f}GB > {mem_available:.2f}GB" ) def add( self, obs: np.ndarray, next_obs: np.ndarray, action: np.ndarray, reward: np.ndarray, done: np.ndarray, infos: list[dict[str, Any]], ) -> None: # Reshape needed when using multiple envs with discrete observations # as numpy cannot broadcast (n_discrete,) to (n_discrete, 1) if isinstance(self.observation_space, spaces.Discrete): obs = obs.reshape((self.n_envs, *self.obs_shape)) next_obs = next_obs.reshape((self.n_envs, *self.obs_shape)) # Reshape to handle multi-dim and discrete action spaces, see GH #970 #1392 action = action.reshape((self.n_envs, self.action_dim)) # Copy to avoid modification by reference self.observations[self.pos] = np.array(obs) if self.optimize_memory_usage: self.observations[(self.pos + 1) % self.buffer_size] = np.array(next_obs) else: self.next_observations[self.pos] = np.array(next_obs) self.actions[self.pos] = np.array(action) self.rewards[self.pos] = np.array(reward) self.dones[self.pos] = np.array(done) if self.handle_timeout_termination: self.timeouts[self.pos] = np.array([info.get("TimeLimit.truncated", False) for info in infos]) self.pos += 1 if self.pos == self.buffer_size: self.full = True self.pos = 0 def sample(self, batch_size: int) -> ReplayBufferSamples: """ Sample elements from the replay buffer. Custom sampling when using memory efficient variant, as we should not sample the element with index `self.pos` See https://github.com/DLR-RM/stable-baselines3/pull/28#issuecomment-637559274 :param batch_size: Number of element to sample :return: """ if not self.optimize_memory_usage: return super().sample(batch_size=batch_size) # Do not sample the element with index `self.pos` as the transitions is invalid # (we use only one array to store `obs` and `next_obs`) if self.full: batch_inds = (np.random.randint(1, self.buffer_size, size=batch_size) + self.pos) % self.buffer_size else: batch_inds = np.random.randint(0, self.pos, size=batch_size) return self._get_samples(batch_inds) def _get_samples(self, batch_inds: np.ndarray) -> ReplayBufferSamples: # Sample randomly the env idx env_indices = np.random.randint(0, high=self.n_envs, size=(len(batch_inds),)) if self.optimize_memory_usage: next_obs = self.observations[(batch_inds + 1) % self.buffer_size, env_indices, :] else: next_obs = self.next_observations[batch_inds, env_indices, :] data = ( self.observations[batch_inds, env_indices, :], self.actions[batch_inds, env_indices, :], next_obs, # Only use dones that are not due to timeouts # deactivated by default (timeouts is initialized as an array of False) (self.dones[batch_inds, env_indices] * (1 - self.timeouts[batch_inds, env_indices])).reshape(-1, 1), self.rewards[batch_inds, env_indices].reshape(-1, 1), ) return ReplayBufferSamples(*tuple(map(self.to_torch, data))) @staticmethod def _maybe_cast_dtype(dtype: np.typing.DTypeLike) -> np.typing.DTypeLike: """ Cast `np.float64` action datatype to `np.float32`, keep the others dtype unchanged. See GH#1572 for more information. :param dtype: The original action space dtype :return: ``np.float32`` if the dtype was float64, the original dtype otherwise. """ if dtype == np.float64: return np.float32 return dtype class RolloutBuffer(BaseBuffer): """ Rollout buffer used in on-policy algorithms like A2C/PPO. It corresponds to ``buffer_size`` transitions collected using the current policy. This experience will be discarded after the policy update. In order to use PPO objective, we also store the current value of each state and the log probability of each taken action. The term rollout here refers to the model-free notion and should not be used with the concept of rollout used in model-based RL or planning. Hence, it is only involved in policy and value function training but not action selection. :param buffer_size: Max number of element in the buffer :param observation_space: Observation space :param action_space: Action space :param device: PyTorch device :param gae_lambda: Factor for trade-off of bias vs variance for Generalized Advantage Estimator Equivalent to classic advantage when set to 1. :param gamma: Discount factor :param n_envs: Number of parallel environments """ observations: np.ndarray actions: np.ndarray rewards: np.ndarray advantages: np.ndarray returns: np.ndarray episode_starts: np.ndarray log_probs: np.ndarray values: np.ndarray def __init__( self, buffer_size: int, observation_space: spaces.Space, action_space: spaces.Space, device: th.device | str = "auto", gae_lambda: float = 1, gamma: float = 0.99, n_envs: int = 1, ): super().__init__(buffer_size, observation_space, action_space, device, n_envs=n_envs) self.gae_lambda = gae_lambda self.gamma = gamma self.generator_ready = False self.reset() def reset(self) -> None: self.observations = np.zeros((self.buffer_size, self.n_envs, *self.obs_shape), dtype=np.float32) self.actions = np.zeros((self.buffer_size, self.n_envs, self.action_dim), dtype=np.float32) self.rewards = np.zeros((self.buffer_size, self.n_envs), dtype=np.float32) self.returns = np.zeros((self.buffer_size, self.n_envs), dtype=np.float32) self.episode_starts = np.zeros((self.buffer_size, self.n_envs), dtype=np.float32) self.values = np.zeros((self.buffer_size, self.n_envs), dtype=np.float32) self.log_probs = np.zeros((self.buffer_size, self.n_envs), dtype=np.float32) self.advantages = np.zeros((self.buffer_size, self.n_envs), dtype=np.float32) self.generator_ready = False super().reset() def compute_returns_and_advantage(self, last_values: th.Tensor, dones: np.ndarray) -> None: """ Post-processing step: compute the lambda-return (TD(lambda) estimate) and GAE(lambda) advantage. Uses Generalized Advantage Estimation (https://arxiv.org/abs/1506.02438) to compute the advantage. To obtain Monte-Carlo advantage estimate (A(s) = R - V(S)) where R is the sum of discounted reward with value bootstrap (because we don't always have full episode), set ``gae_lambda=1.0`` during initialization. The TD(lambda) estimator has also two special cases: - TD(1) is Monte-Carlo estimate (sum of discounted rewards) - TD(0) is one-step estimate with bootstrapping (r_t + gamma * v(s_{t+1})) For more information, see discussion in https://github.com/DLR-RM/stable-baselines3/pull/375. :param last_values: state value estimation for the last step (one for each env) :param dones: if the last step was a terminal step (one bool for each env). """ # Convert to numpy last_values = last_values.clone().cpu().numpy().flatten() # type: ignore[assignment] last_gae_lam = 0 for step in reversed(range(self.buffer_size)): if step == self.buffer_size - 1: next_non_terminal = 1.0 - dones.astype(np.float32) next_values = last_values else: next_non_terminal = 1.0 - self.episode_starts[step + 1] next_values = self.values[step + 1] delta = self.rewards[step] + self.gamma * next_values * next_non_terminal - self.values[step] last_gae_lam = delta + self.gamma * self.gae_lambda * next_non_terminal * last_gae_lam self.advantages[step] = last_gae_lam # TD(lambda) estimator, see Github PR #375 or "Telescoping in TD(lambda)" # in David Silver Lecture 4: https://www.youtube.com/watch?v=PnHCvfgC_ZA self.returns = self.advantages + self.values def add( self, obs: np.ndarray, action: np.ndarray, reward: np.ndarray, episode_start: np.ndarray, value: th.Tensor, log_prob: th.Tensor, ) -> None: """ :param obs: Observation :param action: Action :param reward: :param episode_start: Start of episode signal. :param value: estimated value of the current state following the current policy. :param log_prob: log probability of the action following the current policy. """ if len(log_prob.shape) == 0: # Reshape 0-d tensor to avoid error log_prob = log_prob.reshape(-1, 1) # Reshape needed when using multiple envs with discrete observations # as numpy cannot broadcast (n_discrete,) to (n_discrete, 1) if isinstance(self.observation_space, spaces.Discrete): obs = obs.reshape((self.n_envs, *self.obs_shape)) # Reshape to handle multi-dim and discrete action spaces, see GH #970 #1392 action = action.reshape((self.n_envs, self.action_dim)) self.observations[self.pos] = np.array(obs) self.actions[self.pos] = np.array(action) self.rewards[self.pos] = np.array(reward) self.episode_starts[self.pos] = np.array(episode_start) self.values[self.pos] = value.clone().cpu().numpy().flatten() self.log_probs[self.pos] = log_prob.clone().cpu().numpy() self.pos += 1 if self.pos == self.buffer_size: self.full = True def get(self, batch_size: int | None = None) -> Generator[RolloutBufferSamples]: assert self.full, "" indices = np.random.permutation(self.buffer_size * self.n_envs) # Prepare the data if not self.generator_ready: _tensor_names = [ "observations", "actions", "values", "log_probs", "advantages", "returns", ] for tensor in _tensor_names: self.__dict__[tensor] = self.swap_and_flatten(self.__dict__[tensor]) self.generator_ready = True # Return everything, don't create minibatches if batch_size is None: batch_size = self.buffer_size * self.n_envs start_idx = 0 while start_idx < self.buffer_size * self.n_envs: yield self._get_samples(indices[start_idx : start_idx + batch_size]) start_idx += batch_size def _get_samples( self, batch_inds: np.ndarray, ) -> RolloutBufferSamples: data = ( self.observations[batch_inds], self.actions[batch_inds], self.values[batch_inds].flatten(), self.log_probs[batch_inds].flatten(), self.advantages[batch_inds].flatten(), self.returns[batch_inds].flatten(), ) return RolloutBufferSamples(*tuple(map(self.to_torch, data)))