| """P0-2: do the PRE-MERGE predictors predict the REALISED rescue? |
| Held out by seed pair (SET 1) and by language pair (SET 4). Held-out AUROC + permutation null |
| (seed-cluster permutation, which respects the pair dependence structure) + BH correction.""" |
| import os, sys, json, glob, itertools |
| sys.path.insert(0, "/root/compose-audit") |
| from common import * |
| import matplotlib |
| matplotlib.use("Agg") |
| import matplotlib.pyplot as plt |
|
|
| R = "/root/compose-audit/results" |
| F = "/root/compose-audit/figs" |
| os.makedirs(F, exist_ok=True) |
|
|
|
|
| def load(pat): |
| rows = [] |
| for fp in sorted(glob.glob(f"{R}/{pat}")): |
| for line in open(fp): |
| try: rows.append(json.loads(line)) |
| except Exception: pass |
| return rows |
|
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|
|
| |
| def auroc(score, label): |
| s, y = np.asarray(score, float), np.asarray(label, int) |
| ok = np.isfinite(s) |
| s, y = s[ok], y[ok] |
| if y.sum() == 0 or y.sum() == len(y): |
| return float("nan") |
| order = np.argsort(s) |
| ranks = np.empty(len(s), float); ranks[order] = np.arange(1, len(s) + 1) |
| |
| for v in np.unique(s): |
| m = s == v |
| if m.sum() > 1: |
| ranks[m] = ranks[m].mean() |
| n1, n0 = y.sum(), len(y) - y.sum() |
| return float((ranks[y == 1].sum() - n1 * (n1 + 1) / 2) / (n1 * n0)) |
|
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|
|
| def spearman(x, y): |
| x, y = np.asarray(x, float), np.asarray(y, float) |
| ok = np.isfinite(x) & np.isfinite(y) |
| if ok.sum() < 3: return float("nan") |
| rx = np.argsort(np.argsort(x[ok])).astype(float) |
| ry = np.argsort(np.argsort(y[ok])).astype(float) |
| return EV.pearson(rx, ry) |
|
|
|
|
| def bh(pvals): |
| p = np.asarray(pvals, float) |
| ok = np.isfinite(p) |
| out = np.full(len(p), np.nan) |
| idx = np.where(ok)[0] |
| o = idx[np.argsort(p[idx])] |
| m = len(o) |
| prev = 1.0 |
| for rank in range(m - 1, -1, -1): |
| v = min(prev, p[o[rank]] * m / (rank + 1)) |
| out[o[rank]] = v; prev = v |
| return out |
|
|
|
|
| def ridge(X, y, lam=1.0): |
| Xb = np.hstack([X, np.ones((len(X), 1))]) |
| A = Xb.T @ Xb + lam * np.eye(Xb.shape[1]) |
| w = np.linalg.solve(A, Xb.T @ y) |
| return w[:-1], w[-1] |
|
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|
|
| |
| set1 = load("set1_*.jsonl") |
| rows1 = [] |
| for r in set1: |
| rg = r["rungs"] |
| m1 = {k: v for k, v in rg.items() if k.startswith("M1")} |
| best = min(m1, key=lambda k: m1[k]["delta_floor"]) if m1 else None |
| d0 = rg["M0_naive_avg"]["delta_floor"] |
| d1 = m1[best]["delta_floor"] if best else float("nan") |
| row = {"set": "SET1_polypythia", "substrate": f"pythia-{r['size']}", "size": r["size"], |
| "pair": f"{r['pair'][0]}-{r['pair'][1]}", "a": r["pair"][0], "b": r["pair"][1], |
| "floor": r["floor"], "dfloor_M0": d0, "dfloor_M1best": d1, "M1best": best, |
| "rescue_nats": d0 - d1, "rescue_frac": (d0 - d1) / d0 if d0 > 0 else float("nan")} |
| for k, v in rg.items(): |
| row[f"nll_{k}"] = v["nll"]; row[f"dfloor_{k}"] = v["delta_floor"] |
| for k in ("barrier_naive", "barrier_perm"): |
| if k in r: row[k] = r[k]["barrier"] |
| row.update({f"p_{k}": v for k, v in r["predictors"].items()}) |
| row["align_perm_hidden"] = r["align_info"]["perm"].get("hidden", 0) |
| row["align_perm_heads"] = r["align_info"]["perm"].get("heads", 0) |
| row["align_perm_residual"] = int(bool(r["align_info"]["perm"].get("residual"))) |
| rows1.append(row) |
|
|
| |
| set4 = load("set4_goldfish.jsonl") |
| rows4 = [] |
| for r in set4: |
| rg = r["rungs"] |
| m1 = {k: v for k, v in rg.items() if k.startswith("M1")} |
| best = min(m1, key=lambda k: m1[k]["delta_floor_mean"]) if m1 else None |
| d0 = rg["M0_naive_avg"]["delta_floor_mean"] |
| d1 = m1[best]["delta_floor_mean"] if best else float("nan") |
| row = {"set": "SET4_goldfish", "substrate": "goldfish-125M", "pair": f"eng-{r['lang']}", |
| "lang": r["lang"], "floor_eng": r["floor_eng"], "floor_x": r["floor_x"], |
| "dfloor_M0": d0, "dfloor_M1best": d1, "M1best": best, |
| "rescue_nats": d0 - d1, "rescue_frac": (d0 - d1) / d0 if d0 > 0 else float("nan")} |
| for k, v in rg.items(): |
| for f_ in ("delta_floor_eng", "delta_floor_x", "delta_floor_mean"): |
| row[f"{f_}_{k}"] = v[f_] |
| row[f"npb_eng_{k}"] = v["eng"]["nats_per_byte"]; row[f"npb_x_{k}"] = v["x"]["nats_per_byte"] |
| for k in ("barrier_naive", "barrier_perm"): |
| if k in r: row[k] = r[k]["barrier"] |
| row.update({f"p_{k}": v for k, v in r["predictors"].items()}) |
| rows4.append(row) |
|
|
|
|
| def to_csv(rows, path): |
| if not rows: return |
| keys = [] |
| for r in rows: |
| for k in r: |
| if k not in keys: keys.append(k) |
| with open(path, "w") as f: |
| f.write(",".join(keys) + "\n") |
| for r in rows: |
| f.write(",".join("" if r.get(k) is None else str(r.get(k, "")) for k in keys) + "\n") |
|
|
|
|
| to_csv(rows1, f"{R}/set1_pairs.csv") |
| to_csv(rows4, f"{R}/set4_pairs.csv") |
| print(f"SET1 rows={len(rows1)} SET4 rows={len(rows4)}") |
|
|
| |
| PRED_KEYS = ["p_weight_cosine", "p_weight_cosine_bn", "p_d_raw", "p_qmd_perm", "p_coord_share_perm", |
| "p_qmd_orth", "p_coord_share_orth", "p_bnd_raw", "p_bnd_perm", "p_bnd_orth", |
| "p_coord_share_bnd_perm", "p_coord_share_bnd_orth", "p_cka_mean", "p_cka_last", |
| "p_qmd_act_perm", "p_qmd_act_procrustes", "p_qmd_act_ot", "p_task_vector_cosine"] |
|
|
| pred_rows, roc_store = [], {} |
| for size in sorted({r["size"] for r in rows1}): |
| sub = [r for r in rows1 if r["size"] == size] |
| if len(sub) < 8: |
| continue |
| y_cont = np.array([r["rescue_frac"] for r in sub], float) |
| med = np.nanmedian(y_cont) |
| y = (y_cont > med).astype(int) |
| seeds = sorted({r["a"] for r in sub} | {r["b"] for r in sub}) |
| rng = np.random.default_rng(0) |
| for pk in PRED_KEYS: |
| x = np.array([r.get(pk, np.nan) for r in sub], float) |
| if not np.isfinite(x).sum() >= 8 or np.nanstd(x) == 0: |
| continue |
| |
| |
| oof = np.full(len(sub), np.nan) |
| for s in seeds: |
| te = np.array([(r["a"] == s or r["b"] == s) for r in sub]) |
| tr = ~te |
| if tr.sum() < 4 or te.sum() < 1: continue |
| sgn = np.sign(spearman(x[tr], y_cont[tr])) or 1.0 |
| oof[te] = sgn * x[te] |
| a_oof = auroc(oof, y) |
| a_in = auroc(np.sign(spearman(x, y_cont) or 1.0) * x, y) |
| |
| |
| pair_ix = {(r["a"], r["b"]): i for i, r in enumerate(sub)} |
| null = [] |
| for _ in range(2000): |
| pi = rng.permutation(seeds) |
| m = {s: pi[i] for i, s in enumerate(seeds)} |
| idx = [] |
| for r in sub: |
| u, v = sorted((m[r["a"]], m[r["b"]])) |
| idx.append(pair_ix.get((u, v), pair_ix[(r["a"], r["b"])])) |
| null.append(auroc(oof, y[idx])) |
| null = np.array([v for v in null if np.isfinite(v)]) |
| p = float((np.sum(null >= a_oof) + 1) / (len(null) + 1)) if len(null) else float("nan") |
| pred_rows.append({"set": "SET1", "substrate": f"pythia-{size}", "n_pairs": len(sub), |
| "predictor": pk[2:], "spearman_rescue": spearman(x, y_cont), |
| "auroc_in_sample": a_in, "auroc_heldout_by_seed": a_oof, |
| "perm_null_mean": float(null.mean()) if len(null) else float("nan"), |
| "perm_null_p": p}) |
| roc_store[(size, pk)] = (oof, y) |
| |
| X = np.array([[r.get(k, np.nan) for k in PRED_KEYS] for r in sub], float) |
| good = np.isfinite(X).all(0) & (np.nanstd(X, 0) > 0) |
| Xg = X[:, good] |
| mu, sd = Xg.mean(0), Xg.std(0) + 1e-12 |
| Xg = (Xg - mu) / sd |
| oof = np.full(len(sub), np.nan) |
| for s in seeds: |
| te = np.array([(r["a"] == s or r["b"] == s) for r in sub]); tr = ~te |
| if tr.sum() < 4: continue |
| w, b = ridge(Xg[tr], y_cont[tr], lam=2.0) |
| oof[te] = Xg[te] @ w + b |
| pred_rows.append({"set": "SET1", "substrate": f"pythia-{size}", "n_pairs": len(sub), |
| "predictor": "MULTIVARIATE_ridge_all", "spearman_rescue": spearman(oof, y_cont), |
| "auroc_in_sample": float("nan"), "auroc_heldout_by_seed": auroc(oof, y), |
| "perm_null_mean": float("nan"), "perm_null_p": float("nan")}) |
|
|
| if pred_rows: |
| ps = [r["perm_null_p"] for r in pred_rows] |
| q = bh(ps) |
| for r, qq in zip(pred_rows, q): |
| r["bh_q"] = float(qq) if np.isfinite(qq) else "" |
| to_csv(pred_rows, f"{R}/predictor_auroc.csv") |
|
|
| |
| pred4 = [] |
| if len(rows4) >= 3: |
| y4 = np.array([r["rescue_frac"] for r in rows4], float) |
| for pk in PRED_KEYS + ["p_vocab_overlap", "p_weight_cosine_body"]: |
| x = np.array([r.get(pk, np.nan) for r in rows4], float) |
| if np.isfinite(x).sum() < 3 or np.nanstd(x) == 0: continue |
| pred4.append({"set": "SET4", "substrate": "goldfish-125M", "n_pairs": len(rows4), |
| "predictor": pk[2:], "spearman_rescue": spearman(x, y4), |
| "note": "n=4 language pairs -- UNDERPOWERED, no AUROC/null reported"}) |
| to_csv(pred4, f"{R}/set4_predictors.csv") |
|
|
| |
| plt.rcParams.update({"figure.dpi": 130, "font.size": 9, "axes.grid": True, |
| "grid.alpha": .25, "axes.spines.top": False, "axes.spines.right": False}) |
|
|
| |
| if rows1: |
| sizes = sorted({r["size"] for r in rows1}, key=lambda s: int(s[:-1])) |
| rungs = [k[7:] for k in rows1[0] if k.startswith("dfloor_M")] |
| fig, axes = plt.subplots(1, len(sizes), figsize=(3.6 * len(sizes), 3.4), squeeze=False) |
| for ax, sz in zip(axes[0], sizes): |
| sub = [r for r in rows1 if r["size"] == sz] |
| data = [[r[f"dfloor_{k}"] for r in sub if np.isfinite(r.get(f"dfloor_{k}", np.nan))] for k in rungs] |
| keep = [(k, d) for k, d in zip(rungs, data) if d] |
| ax.boxplot([d for _, d in keep], tick_labels=[k.replace("_", "\n", 1) for k, _ in keep], |
| showfliers=False) |
| ax.set_yscale("symlog"); ax.set_title(f"pythia-{sz} (n={len(sub)} seed pairs)") |
| ax.set_ylabel("Δfloor (nats/token, log)") |
| ax.tick_params(axis="x", labelsize=6) |
| fig.suptitle("SET 1 · PolyPythia seed merge · Δfloor vs the better parent, by merge rung", fontsize=10) |
| fig.tight_layout(); fig.savefig(f"{F}/set1_dfloor_by_rung.png", bbox_inches="tight"); plt.close(fig) |
|
|
| |
| if rows1: |
| fig, axes = plt.subplots(1, 2, figsize=(8.4, 3.6)) |
| for ax, pk, lab in ((axes[0], "p_coord_share_bnd_perm", "coordinate share (block-normalised, permutation)"), |
| (axes[1], "p_cka_mean", "unaligned CKA (mean over layers)")): |
| for sz in sorted({r["size"] for r in rows1}, key=lambda s: int(s[:-1])): |
| sub = [r for r in rows1 if r["size"] == sz] |
| ax.scatter([r.get(pk, np.nan) for r in sub], [r["rescue_frac"] for r in sub], |
| s=18, alpha=.75, label=f"pythia-{sz}") |
| ax.set_xlabel(lab); ax.set_ylabel("realised rescue (frac of naive Δfloor removed)") |
| ax.legend(fontsize=7, frameon=False) |
| fig.suptitle("SET 1 · does a PRE-MERGE predictor track the REALISED rescue?", fontsize=10) |
| fig.tight_layout(); fig.savefig(f"{F}/set1_rescue_vs_predictor.png", bbox_inches="tight"); plt.close(fig) |
|
|
| |
| if roc_store and pred_rows: |
| fig, ax = plt.subplots(figsize=(4.2, 4)) |
| best = {} |
| for r in pred_rows: |
| if r["predictor"].startswith("MULTIVAR"): continue |
| sz = r["substrate"].split("-")[1] |
| a = r["auroc_heldout_by_seed"] |
| if np.isfinite(a) and (sz not in best or abs(a - .5) > abs(best[sz][1] - .5)): |
| best[sz] = (r["predictor"], a) |
| for sz, (pk, a) in best.items(): |
| oof, y = roc_store[(sz, "p_" + pk)] |
| o = np.argsort(-oof); yy = y[o] |
| tpr = np.cumsum(yy) / max(1, yy.sum()); fpr = np.cumsum(1 - yy) / max(1, (1 - yy).sum()) |
| ax.plot(np.r_[0, fpr], np.r_[0, tpr], label=f"pythia-{sz}: {pk} (AUROC={a:.2f})") |
| ax.plot([0, 1], [0, 1], "k--", lw=.8) |
| ax.set_xlabel("false positive rate"); ax.set_ylabel("true positive rate") |
| ax.set_title("SET 1 · held-out-by-seed ROC\n(best predictor per size)", fontsize=9) |
| ax.legend(fontsize=7, frameon=False) |
| fig.tight_layout(); fig.savefig(f"{F}/set1_roc.png", bbox_inches="tight"); plt.close(fig) |
|
|
| |
| if rows4: |
| rungs = sorted({k[len("delta_floor_mean_"):] for r in rows4 for k in r if k.startswith("delta_floor_mean_M")}) |
| fig, ax = plt.subplots(figsize=(7.6, 3.6)) |
| w = 0.8 / len(rungs) |
| for i, k in enumerate(rungs): |
| ax.bar(np.arange(len(rows4)) + i * w, [r.get(f"delta_floor_mean_{k}", np.nan) for r in rows4], |
| width=w, label=k) |
| ax.set_xticks(np.arange(len(rows4)) + 0.4 - w / 2) |
| ax.set_xticklabels([r["pair"] for r in rows4]) |
| ax.set_ylabel("Δfloor (nats/UTF-8 byte)"); ax.legend(fontsize=7, frameon=False, ncol=2) |
| ax.set_title("SET 4 · Goldfish eng×X merge · Δfloor vs the better parent (LIKELIHOOD, not accuracy)", fontsize=9) |
| fig.tight_layout(); fig.savefig(f"{F}/set4_dfloor.png", bbox_inches="tight"); plt.close(fig) |
|
|
| print("figures + csvs written") |
|
|