"""Minimal pluggable vector store for the SCUT-SS RAG dataset. Backends tfidf : char n-gram TF-IDF (offline, no model download, good baseline for Chinese) sbert : sentence-transformers dense embeddings (needs `pip install sentence-transformers`) openai : any OpenAI-compatible /embeddings endpoint (set EMBEDDING_* env vars) Layout of : meta.json backend / model / count chunks.jsonl the indexed chunks (aligned with matrix rows) """ import json import os import sys from pathlib import Path for _s in (sys.stdout, sys.stderr): try: _s.reconfigure(encoding="utf-8", errors="replace") except Exception: # noqa: BLE001 pass def load_chunks(path): return [json.loads(l) for l in open(path, encoding="utf-8") if l.strip()] class Backend: name = "base" def build(self, texts, out_dir): # pragma: no cover - interface raise NotImplementedError def load(self, out_dir): # pragma: no cover - interface raise NotImplementedError def encode_query(self, query): # pragma: no cover - interface raise NotImplementedError def top_k(self, qvec, k): # pragma: no cover - interface raise NotImplementedError def _char_ngrams(text, sizes=(1, 2)): """Character n-grams with boundary padding — works for Chinese without a tokenizer.""" s = " " + " ".join(text.split()) + " " out = [] for n in sizes: for i in range(len(s) - n + 1): out.append(s[i : i + n]) return out class TfidfBackend(Backend): """Self-contained char n-gram TF-IDF (numpy + scipy only, no sklearn/pandas).""" name = "tfidf" def build(self, texts, out_dir): import numpy as np import scipy.sparse as sp from collections import Counter n_docs = len(texts) dfs = Counter() tfs = [] for t in texts: c = Counter(_char_ngrams(t)) tfs.append(c) dfs.update(c.keys()) kept = sorted(g for g, df in dfs.items() if df >= 2) vocab = {g: i for i, g in enumerate(kept)} indptr, indices, data = [0], [], [] for c in tfs: for g, cnt in c.items(): j = vocab.get(g) if j is None: continue indices.append(j) data.append(1.0 + np.log(cnt)) indptr.append(len(indices)) matrix = sp.csr_matrix((np.asarray(data), np.asarray(indices), np.asarray(indptr)), shape=(n_docs, len(vocab))) idf = np.log((1 + n_docs) / (1 + np.array([dfs[g] for g in vocab], dtype=float))) + 1.0 matrix = sp.csr_matrix(matrix.multiply(idf)) norms = np.sqrt(np.asarray(matrix.multiply(matrix).sum(axis=1)).ravel()) + 1e-12 matrix = sp.diags(1.0 / norms) @ matrix matrix = sp.csr_matrix(matrix) sp.save_npz(str(out_dir / "tfidf.npz"), matrix) (out_dir / "tfidf_vocab.json").write_text(json.dumps(vocab, ensure_ascii=False), encoding="utf-8") return {"dim": int(matrix.shape[1]), "nnz": int(matrix.nnz)} def load(self, out_dir): import scipy.sparse as sp self.matrix = sp.load_npz(str(out_dir / "tfidf.npz")) self.vocab = json.loads((out_dir / "tfidf_vocab.json").read_text(encoding="utf-8")) def encode_query(self, query): import numpy as np import scipy.sparse as sp from collections import Counter c = Counter(_char_ngrams(query)) idx, vals, tot = [], [], 0.0 for g, cnt in c.items(): j = self.vocab.get(g) if j is None: continue v = 1.0 + np.log(cnt) idx.append(j) vals.append(v) tot += v * v if not idx: return sp.csr_matrix((1, self.matrix.shape[1])) q = sp.csr_matrix((np.asarray(vals), np.asarray(idx), np.array([0, len(idx)])), shape=(1, self.matrix.shape[1])) return sp.csr_matrix(q / (np.sqrt(tot) + 1e-12)) def top_k(self, qvec, k): import numpy as np scores = (self.matrix @ qvec.T).toarray().ravel() idx = np.argsort(-scores)[:k] return [(int(i), float(scores[i])) for i in idx if scores[i] > 0] class SbertBackend(Backend): name = "sbert" default_model = "paraphrase-multilingual-MiniLM-L12-v2" def __init__(self, model=None): self.model_name = model or os.environ.get("EMBEDDING_MODEL") or self.default_model def build(self, texts, out_dir): import numpy as np from sentence_transformers import SentenceTransformer model = SentenceTransformer(self.model_name) emb = model.encode(texts, batch_size=32, show_progress_bar=True, normalize_embeddings=True) emb = np.asarray(emb, dtype="float32") np.save(str(out_dir / "embeddings.npy"), emb) return {"dim": int(emb.shape[1]), "model": self.model_name} def load(self, out_dir): import numpy as np self.emb = np.load(str(out_dir / "embeddings.npy")) def encode_query(self, query): from sentence_transformers import SentenceTransformer model = SentenceTransformer(self.model_name) v = model.encode([query], normalize_embeddings=True) import numpy as np return np.asarray(v, dtype="float32") def top_k(self, qvec, k): import numpy as np scores = (self.emb @ qvec.T).ravel() idx = np.argsort(-scores)[:k] return [(int(i), float(scores[i])) for i in idx] class OpenAIBackend(Backend): """Any OpenAI-compatible /embeddings endpoint (for students with no local model).""" name = "openai" def __init__(self, model=None, provider=None): import llm # local import keeps tfidf path dependency-free conf = llm.resolve_embedding(provider=provider, model=model) self.base_url = conf["base_url"] self.api_key = conf["api_key"] self.model = conf["model"] def _post(self, payload): if not self.api_key: raise RuntimeError( "未配置 embedding 的 API Key:设置 EMBEDDING_API_KEY,或在 config/llm.json 里填写 api_key。" ) import urllib.request req = urllib.request.Request( f"{self.base_url}/embeddings", data=json.dumps(payload).encode("utf-8"), headers={"Content-Type": "application/json", "Authorization": f"Bearer {self.api_key}"}, ) with urllib.request.urlopen(req, timeout=120) as resp: return json.loads(resp.read().decode("utf-8")) def build(self, texts, out_dir): import numpy as np vectors = [] batch = 64 for i in range(0, len(texts), batch): part = texts[i : i + batch] data = self._post({"model": self.model, "input": part}) vectors.extend(d["embedding"] for d in data["data"]) emb = np.asarray(vectors, dtype="float32") emb /= (np.linalg.norm(emb, axis=1, keepdims=True) + 1e-12) np.save(str(out_dir / "embeddings.npy"), emb) return {"dim": int(emb.shape[1]), "model": self.model, "base_url": self.base_url} def load(self, out_dir): import numpy as np self.emb = np.load(str(out_dir / "embeddings.npy")) def encode_query(self, query): import numpy as np data = self._post({"model": self.model, "input": [query]}) v = np.asarray(data["data"][0]["embedding"], dtype="float32") return v / (np.linalg.norm(v) + 1e-12) def top_k(self, qvec, k): import numpy as np scores = self.emb @ qvec idx = np.argsort(-scores)[:k] return [(int(i), float(scores[i])) for i in idx] BACKENDS = {"tfidf": TfidfBackend, "sbert": SbertBackend, "openai": OpenAIBackend} def build_index(chunks_path, out_dir, backend="tfidf", model=None, provider=None): out_dir = Path(out_dir) out_dir.mkdir(parents=True, exist_ok=True) chunks = load_chunks(chunks_path) texts = [c["text"] for c in chunks] if backend == "openai": be = OpenAIBackend(model=model, provider=provider) elif backend == "sbert": be = SbertBackend(model) else: be = BACKENDS[backend]() info = be.build(texts, out_dir) meta = {"backend": backend, "n_chunks": len(chunks), **(info or {})} (out_dir / "meta.json").write_text(json.dumps(meta, ensure_ascii=False, indent=2), encoding="utf-8") with (out_dir / "chunks.jsonl").open("w", encoding="utf-8") as f: for c in chunks: f.write(json.dumps(c, ensure_ascii=False) + "\n") print(f"built {backend} index: {len(chunks)} chunks -> {out_dir}") return meta class Index: def __init__(self, out_dir): self.dir = Path(out_dir) self.meta = json.loads((self.dir / "meta.json").read_text(encoding="utf-8")) self.chunks = load_chunks(self.dir / "chunks.jsonl") backend = self.meta["backend"] if backend == "openai": self.be = OpenAIBackend(model=self.meta.get("model")) elif backend == "sbert": self.be = SbertBackend(self.meta.get("model")) else: self.be = BACKENDS[backend]() self.be.load(self.dir) def search(self, query, k=5): return [(self.chunks[i], s) for i, s in self.be.top_k(self.be.encode_query(query), k)]