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"""Finite SDP checks for minimax recovery of complex Schur channels.
These floating-point checks supplement proofs and do not prove a universal
theorem or certify novelty. Primal, dual, and direct diamond SDPs are solved
independently. Rounded primal/dual witnesses are checked by eigenvalues; these
are numerical residual checks, not interval-arithmetic certificates.
"""
from __future__ import annotations
import argparse
import json
from pathlib import Path
import cvxpy as cp
import numpy as np
SEED = 20261103
TOLERANCE = 3e-6
SOLVER_STATUS_COUNTS: dict[str, int] = {}
def hermitian(matrix: np.ndarray) -> np.ndarray:
return (matrix + matrix.conj().T) / 2
def minimum_eigenvalue(matrix: np.ndarray) -> float:
return float(np.linalg.eigvalsh(hermitian(matrix))[0])
def solve(problem: cp.Problem) -> float:
value = problem.solve(solver="CLARABEL", tol_gap_abs=2e-9,
tol_gap_rel=2e-9, tol_feas=2e-9, max_iter=250)
assert problem.status in (cp.OPTIMAL, cp.OPTIMAL_INACCURATE), problem.status
SOLVER_STATUS_COUNTS[problem.status] = SOLVER_STATUS_COUNTS.get(problem.status, 0) + 1
return float(np.real(value))
def correlation_kraus(correlation: np.ndarray) -> list[np.ndarray]:
eigenvalues, eigenvectors = np.linalg.eigh(hermitian(correlation))
coefficients = (eigenvectors * np.sqrt(np.maximum(eigenvalues, 0.0))).T
kraus = [np.diag(row) for row in coefficients]
assert np.linalg.norm(sum(k.conj().T @ k for k in kraus)
- np.eye(len(correlation))) < 1e-9
reconstructed = sum(np.diag(k)[:, None] * np.diag(k).conj()[None, :]
for k in kraus)
assert np.linalg.norm(reconstructed - correlation) < 1e-9
return kraus
def round_correlation(matrix: np.ndarray, ridge: float = 1e-7) -> np.ndarray:
eigenvalues, eigenvectors = np.linalg.eigh(hermitian(matrix))
positive = (eigenvectors * np.maximum(eigenvalues, 0.0)) @ eigenvectors.conj().T
diagonal = np.sqrt(np.maximum(np.real(np.diag(positive)), 1e-15))
positive = positive / diagonal[:, None] / diagonal[None, :]
return hermitian((1 - ridge) * positive + ridge * np.eye(len(matrix)))
def solve_state_cap(correlation: np.ndarray) -> dict:
"""Independently solve the rank-sized state cap, dual, and packing SDPs."""
dimension = len(correlation)
eigenvalues, eigenvectors = np.linalg.eigh(hermitian(correlation))
active = eigenvalues > 1e-9
vectors = np.sqrt(eigenvalues[active])[:, None] * eigenvectors[:, active].conj().T
assert np.linalg.norm(vectors.conj().T @ vectors - correlation) < 1e-8
rank = len(vectors)
projectors = [np.outer(vectors[:, i], vectors[:, i].conj())
for i in range(dimension)]
sigma = cp.Variable((rank, rank), hermitian=True)
t = cp.Variable()
state = cp.Problem(cp.Maximize(t),
[sigma >> 0, cp.trace(sigma) == 1]
+ [cp.real(cp.trace(sigma @ pi)) >= t for pi in projectors])
state_value = solve(state)
q = cp.Variable(dimension)
z = cp.Variable()
mixture = sum(q[i] * projectors[i] for i in range(dimension))
dual = cp.Problem(cp.Minimize(z),
[q >= 0, cp.sum(q) == 1, z * np.eye(rank) - mixture >> 0])
state_dual = solve(dual)
weights = cp.Variable(dimension)
packing = cp.Problem(cp.Maximize(cp.sum(weights)),
[weights >= 0, np.eye(rank)
- sum(weights[i] * projectors[i] for i in range(dimension)) >> 0])
packing_value = solve(packing)
assert abs(state_value - state_dual) < TOLERANCE
assert abs(packing_value - 1 / state_value) < 5 * TOLERANCE
sigma_eigenvalues, sigma_eigenvectors = np.linalg.eigh(hermitian(sigma.value))
sigma_rounded = ((sigma_eigenvectors * np.maximum(sigma_eigenvalues, 0))
@ sigma_eigenvectors.conj().T)
sigma_rounded /= np.trace(sigma_rounded).real
m = hermitian(vectors.conj().T @ sigma_rounded @ vectors)
f = np.real(np.diag(m))
lower = float(np.min(f)) * (1 - 1e-9)
assert lower > 0
explicit_a = lower * m.conj() / f[:, None] / f[None, :]
explicit_a += np.diag(1 - lower / f)
psd_violation = max(0.0, -minimum_eigenvalue(explicit_a),
-minimum_eigenvalue(correlation * explicit_a
- lower * np.ones((dimension, dimension))))
assert psd_violation < 1e-8
assert np.max(np.abs(np.diag(explicit_a) - 1)) < 1e-9
assert abs(state_value - lower) < TOLERANCE
return {
"state_cap_rank": rank, "state_cap_value": state_value,
"state_cap_dual_value": state_dual,
"state_cap_duality_gap": abs(state_value - state_dual),
"packing_value": packing_value,
"packing_reciprocity_error": abs(packing_value - 1 / state_value),
"explicit_decoder_lower_value": lower,
"explicit_decoder_value_gap": abs(state_value - lower),
"explicit_decoder_psd_violation": psd_violation,
}
def solve_recovery(correlation: np.ndarray) -> dict:
dimension = len(correlation)
ones = np.ones((dimension, dimension))
a = cp.Variable((dimension, dimension), hermitian=True)
lam = cp.Variable()
primal = cp.Problem(cp.Maximize(lam),
[a >> 0, cp.diag(a) == 1,
cp.multiply(correlation, a) - lam * ones >> 0])
value = solve(primal)
a_value = hermitian(a.value)
z = cp.Variable((dimension, dimension), hermitian=True)
y = cp.Variable(dimension)
dual = cp.Problem(cp.Minimize(cp.sum(y)),
[z >> 0, cp.real(cp.sum(z)) == 1,
cp.diag(y) - cp.multiply(correlation.conj(), z) >> 0])
dual_value = solve(dual)
z_value = hermitian(z.value)
y_value = np.asarray(y.value, dtype=float)
direct_a = cp.Variable((dimension, dimension), hermitian=True)
direct_y = cp.Variable((dimension, dimension), hermitian=True)
s = cp.Variable()
direct = cp.Problem(cp.Minimize(2 * s),
[direct_a >> 0, cp.diag(direct_a) == 1,
direct_y >> 0,
direct_y + cp.multiply(correlation, direct_a) - ones >> 0,
cp.real(cp.diag(direct_y)) <= s])
direct_value = solve(direct)
assert abs(dual_value - value) < TOLERANCE
assert abs(direct_value - 2 * (1 - value)) < TOLERANCE
raw_violations = [
max(0.0, -minimum_eigenvalue(a_value)),
max(0.0, -minimum_eigenvalue(correlation * a_value - value * ones)),
max(0.0, -minimum_eigenvalue(z_value)),
max(0.0, -minimum_eigenvalue(np.diag(y_value) - correlation.conj() * z_value)),
]
assert max(raw_violations) < TOLERANCE
a_rounded = round_correlation(a_value)
b_rounded = hermitian(correlation * a_rounded)
# The ridge in A makes C o A positive definite, so this expression is stable.
inverse_quadratic = float(np.real(np.ones(dimension) @ np.linalg.solve(
b_rounded, np.ones(dimension))))
rounded_lower = (1 - 1e-8) / inverse_quadratic
rounded_primal_violation = max(0.0, -minimum_eigenvalue(
b_rounded - rounded_lower * ones))
z_eigenvalues, z_eigenvectors = np.linalg.eigh(z_value)
z_rounded = (z_eigenvectors * np.maximum(z_eigenvalues, 0)) @ z_eigenvectors.conj().T
z_rounded /= float(np.real(np.sum(z_rounded)))
dual_slack = hermitian(np.diag(y_value) - correlation.conj() * z_rounded)
y_rounded = y_value + max(0.0, -minimum_eigenvalue(dual_slack)) + 1e-8
rounded_upper = float(np.sum(y_rounded))
rounded_dual_violation = max(0.0, -minimum_eigenvalue(
np.diag(y_rounded) - correlation.conj() * z_rounded))
assert rounded_lower <= rounded_upper + TOLERANCE
assert rounded_upper - rounded_lower < 5e-6
assert rounded_primal_violation < 1e-9
assert rounded_dual_violation < 1e-9
recovery_kraus = correlation_kraus(a_rounded)
noise_kraus = correlation_kraus(correlation)
product_kraus = [r @ e for r in recovery_kraus for e in noise_kraus]
gaussian = np.arange(1, dimension * dimension + 1).reshape(dimension, dimension)
rho = gaussian @ gaussian.T
rho = rho / np.trace(rho)
recovered = sum(k @ rho @ k.conj().T for k in product_kraus)
kraus_composition_error = float(np.linalg.norm(recovered - b_rounded * rho))
assert kraus_composition_error < 1e-9
state_cap = solve_state_cap(correlation)
assert abs(state_cap["state_cap_value"] - value) < TOLERANCE
return {
"dimension": dimension, "primal_value": value, "dual_value": dual_value,
"primal_dual_gap": abs(dual_value - value),
"direct_diamond_value": direct_value,
"diamond_formula_error": abs(direct_value - 2 * (1 - value)),
"largest_raw_psd_violation": max(raw_violations),
"rounded_primal_lower": float(rounded_lower),
"rounded_dual_upper": rounded_upper,
"rounded_gap": rounded_upper - rounded_lower,
"rounded_primal_psd_violation": rounded_primal_violation,
"rounded_dual_psd_violation": rounded_dual_violation,
"kraus_composition_error": kraus_composition_error,
"state_cap_hadamard_value_error": abs(state_cap["state_cap_value"] - value),
**state_cap,
"a_rounded": a_rounded,
}
def random_correlation(dimension: int, rank: int,
rng: np.random.Generator, positive: bool = False) -> np.ndarray:
coefficients = rng.uniform(0.05, 1, (rank, dimension)) if positive else (
rng.normal(size=(rank, dimension)) + 1j * rng.normal(size=(rank, dimension)))
coefficients /= np.linalg.norm(coefficients, axis=0, keepdims=True)
return hermitian(coefficients.T @ coefficients.conj())
def nonnegative_minimum(correlation: np.ndarray) -> float:
dimension = len(correlation)
q = cp.Variable(dimension)
return solve(cp.Problem(cp.Minimize(cp.quad_form(q, cp.psd_wrap(correlation.real))),
[q >= 0, cp.sum(q) == 1]))
def minimum_entanglement_fidelity(kraus: list[np.ndarray], dimension: int) -> float:
rho = cp.Variable((dimension, dimension), hermitian=True)
objective = sum(cp.square(cp.abs(cp.trace(rho @ k))) for k in kraus)
return solve(cp.Problem(cp.Minimize(objective), [rho >> 0, cp.trace(rho) == 1]))
def run_checks() -> dict:
SOLVER_STATUS_COUNTS.clear()
rng = np.random.default_rng(SEED)
checks = []
examples = []
for d in (2, 3, 4, 5):
phases = np.exp(1j * rng.uniform(-np.pi, np.pi, d))
examples.append((f"phase_unitary_{d}", np.outer(phases, phases.conj()), 1.0))
for d in (2, 3, 4, 5):
examples.append((f"complete_dephasing_{d}", np.eye(d), 1 / d))
nonnegative_examples = []
for repetition in range(4):
d = 2 + repetition
correlation = random_correlation(d, 3, rng, positive=True)
nonnegative_examples.append(correlation)
examples.append((f"nonnegative_{d}", correlation, nonnegative_minimum(correlation)))
for repetition, base in enumerate(nonnegative_examples):
phases = np.exp(1j * rng.uniform(-np.pi, np.pi, len(base)))
correlation = np.outer(phases, phases.conj()) * base
examples.append((f"gauge_positive_{repetition}", correlation, nonnegative_minimum(base)))
random_examples = []
for repetition in range(8):
d = 2 + repetition % 4
correlation = random_correlation(d, 2 + repetition % 3, rng)
random_examples.append(correlation)
examples.append((f"random_complex_{repetition}", correlation, None))
s = 1 / np.sqrt(3)
g = np.array([[1, s, s, s], [s, 1, 1j * s, -1j * s],
[s, -1j * s, 1, 1j * s], [s, 1j * s, -1j * s, 1]], dtype=complex)
assert np.linalg.norm(g @ g - 2 * g) < 1e-12
for t in (0.0, 0.2, 0.65, 1.0):
correlation = (1 - t) * np.eye(4) + t * g.conj()
expected = (1 + t) / 4
z = np.ones((4, 4)) / 16
y = np.full(4, (1 + t) / 16)
assert minimum_eigenvalue(correlation * g - expected * np.ones((4, 4))) > -1e-12
assert minimum_eigenvalue(np.diag(y) - correlation.conj() * z) > -1e-12
examples.append((f"sic_analytic_t_{t}", correlation, expected))
frame_dimension, frame_rank = 5, 2
harmonic_vectors = np.exp(2j * np.pi * np.arange(frame_rank)[:, None]
* np.arange(frame_dimension)[None, :] / frame_dimension)
harmonic_vectors /= np.sqrt(frame_rank)
frame_correlation = harmonic_vectors.conj().T @ harmonic_vectors
assert np.linalg.norm(frame_correlation @ frame_correlation
- (frame_dimension / frame_rank) * frame_correlation) < 1e-12
for t in (0.0, 0.35, 1.0):
correlation = (1 - t) * np.eye(frame_dimension) + t * frame_correlation
expected = (1 - t) / frame_dimension + t / frame_rank
assert minimum_eigenvalue(correlation * frame_correlation.conj()
- expected * np.ones((frame_dimension, frame_dimension))) > -1e-12
examples.append((f"harmonic_tight_frame_t_{t}", correlation, expected))
solved = {}
for name, correlation, expected in examples:
result = solve_recovery(correlation)
a = result.pop("a_rounded")
if expected is not None:
result["analytic_value"] = expected
result["analytic_value_error"] = abs(result["primal_value"] - expected)
assert result["analytic_value_error"] < TOLERANCE
checks.append({"kind": "independent_primal_dual_direct_sdp", "name": name, **result})
solved[name] = (correlation, result, a)
for repetition, indices in enumerate(((0, 1), (0, 2), (1, 2))):
c = random_examples[indices[0]]
d = random_examples[indices[1]]
left = solve_recovery(c)
right = solve_recovery(d)
joint = solve_recovery(np.kron(c, d))
expected = left["primal_value"] * right["primal_value"]
error = abs(joint["primal_value"] - expected)
assert error < TOLERANCE
checks.append({"kind": "complex_tensorization", "dimensions": [len(c), len(d)],
"joint_value": joint["primal_value"], "product_value": expected,
"tensorization_error": error,
"primal_dual_gap": joint["primal_dual_gap"],
"largest_raw_psd_violation": joint["largest_raw_psd_violation"],
"diamond_formula_error": joint["diamond_formula_error"]})
for repetition in range(4):
correlation = random_examples[repetition]
dimension = len(correlation)
optimal = solved[f"random_complex_{repetition}"][1]["dual_value"]
gaussian = rng.normal(size=(3 * dimension, dimension))
gaussian = gaussian + 1j * rng.normal(size=gaussian.shape)
isometry, _ = np.linalg.qr(gaussian, mode="reduced")
recovery = [isometry[i * dimension:(i + 1) * dimension] for i in range(3)]
noise = correlation_kraus(correlation)
composed = [r @ e for r in recovery for e in noise]
fidelity = minimum_entanglement_fidelity(composed, dimension)
assert fidelity <= optimal + TOLERANCE
checks.append({"kind": "arbitrary_cptp_recovery_worst_fidelity_upper_check",
"dimension": dimension, "random_recovery_worst_fidelity": fidelity,
"optimal_recovery_upper": optimal,
"fidelity_upper_violation": max(0.0, fidelity - optimal)})
for repetition in range(4):
correlation, values, rounded_a = solved[f"random_complex_{repetition}"]
recovered_kraus = correlation_kraus(correlation * rounded_a)
fidelity = minimum_entanglement_fidelity(recovered_kraus, len(correlation))
error = abs(fidelity - values["primal_value"])
assert error < TOLERANCE
checks.append({"kind": "optimal_recovery_worst_fidelity_equality",
"dimension": len(correlation), "optimized_worst_fidelity": fidelity,
"sdp_value": values["primal_value"], "fidelity_equality_error": error})
phase = np.array([1, 1j])
correlation = np.outer(phase, phase.conj())
corrected = correlation * correlation.conj()
assert np.linalg.norm(corrected - np.ones((2, 2))) < 1e-12
checks.append({"kind": "phase_unitary_recovery_contrast",
"uncorrected_diamond_error": float(np.sqrt(2)),
"optimal_corrected_diamond_error": 0.0,
"recovered_correlation_residual": float(np.linalg.norm(corrected - 1))})
return {
"label": "Finite floating-point SDP checks; not a universal proof or novelty certificate.",
"seed": SEED, "numpy_version": np.__version__, "cvxpy_version": cp.__version__,
"solver": "CLARABEL", "tolerance": TOLERANCE,
"solver_status_counts": dict(SOLVER_STATUS_COUNTS),
"all_checks_passed": True, "check_count": len(checks),
"maximum_primal_dual_gap": max(x.get("primal_dual_gap", 0) for x in checks),
"maximum_direct_diamond_formula_error": max(x.get("diamond_formula_error", 0) for x in checks),
"maximum_raw_psd_violation": max(x.get("largest_raw_psd_violation", 0) for x in checks),
"maximum_rounded_primal_dual_gap": max(x.get("rounded_gap", 0) for x in checks),
"maximum_analytic_value_error": max(x.get("analytic_value_error", 0) for x in checks),
"maximum_complex_tensorization_error": max(x.get("tensorization_error", 0) for x in checks),
"maximum_optimal_recovery_fidelity_error": max(x.get("fidelity_equality_error", 0) for x in checks),
"maximum_state_cap_hadamard_value_error": max(x.get("state_cap_hadamard_value_error", 0) for x in checks),
"maximum_state_cap_duality_gap": max(x.get("state_cap_duality_gap", 0) for x in checks),
"maximum_packing_reciprocity_error": max(x.get("packing_reciprocity_error", 0) for x in checks),
"maximum_explicit_decoder_psd_violation": max(x.get("explicit_decoder_psd_violation", 0) for x in checks),
"checks": checks,
}
def main() -> None:
parser = argparse.ArgumentParser(description=__doc__)
parser.add_argument("--output", type=Path,
default=Path(__file__).with_name("complex_recovery_results.json"))
arguments = parser.parse_args()
result = run_checks()
arguments.output.write_text(json.dumps(result, indent=2) + "\n", encoding="utf-8")
print(json.dumps({key: value for key, value in result.items() if key != "checks"}, indent=2))
if __name__ == "__main__":
main()
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