OQAIVAEI / research /experiments /certificate_experiments.py
PureOne's picture
Publish OQAIVAEI research release
9552b49 verified
Raw History Blame Contribute Delete
10.1 kB
#!/usr/bin/env python3
"""Reproduce certificate-memory examples and deterministic lower-bound tables.
Exact checks use fractions.Fraction and explicit matrix identities. Floating
checks test the Gaussian-comparison and pair-trace formulas on finite examples;
they are diagnostics, not formal or interval proofs. The mathematical proofs
are in manuscript/chapters/04_certificates.tex.
Run from the release root:
python experiments/certificate_experiments.py --output results/certificates
Dependencies: Python 3.10+ and NumPy. No network, data download, or optimizer.
"""
from __future__ import annotations
import argparse
import csv
import itertools
import json
import math
from fractions import Fraction as F
from pathlib import Path
import numpy as np
def eye(d: int):
return [[F(i == j) for j in range(d)] for i in range(d)]
def diagonal_family(d: int, L: F):
out = []
for i in range(d):
M = [[F(0) for _ in range(d)] for _ in range(d)]
for j in range(d):
M[j][j] = F(1) if i == j else L
out.append(M)
return out
def subtract(A, B):
return [[a - b for a, b in zip(ar, br)] for ar, br in zip(A, B)]
def matvec(A, v):
return [sum((a * x for a, x in zip(row, v)), F(0)) for row in A]
def determinant(A):
a = [row[:] for row in A]
d = len(a)
result = F(1)
for j in range(d):
pivot = next((i for i in range(j, d) if a[i][j]), None)
if pivot is None:
return F(0)
if pivot != j:
a[j], a[pivot] = a[pivot], a[j]
result = -result
p = a[j][j]
result *= p
for i in range(j + 1, d):
q = a[i][j] / p
for k in range(j + 1, d):
a[i][k] -= q * a[j][k]
a[i][j] = F(0)
return result
def rank(A):
a = [row[:] for row in A]
rows, cols = len(a), len(a[0])
r = 0
for j in range(cols):
pivot = next((i for i in range(r, rows) if a[i][j]), None)
if pivot is None:
continue
a[r], a[pivot] = a[pivot], a[r]
p = a[r][j]
a[r] = [x / p for x in a[r]]
for i in range(rows):
if i != r and a[i][j]:
q = a[i][j]
a[i] = [x - q * y for x, y in zip(a[i], a[r])]
r += 1
if r == rows:
break
return r
def exact_sign_checks():
cases = 0
slack_checks = 0
for d in range(2, 9):
L = F(d * d + 1)
alpha = L / (L + d - 1)
matrices = diagonal_family(d, L)
for tail in itertools.product((-1, 1), repeat=d - 1):
s = [F(1), *map(F, tail)]
Y = [[alpha * si * sj for sj in s] for si in s]
W_columns = []
for i, M in enumerate(matrices):
w = [sj / M[j][j] for j, sj in enumerate(s)]
assert sum((sj * wj for sj, wj in zip(s, w)), F(0)) == 1 / alpha
slack = subtract(M, Y)
assert matvec(slack, w) == [F(0)] * d
assert rank(slack) == d - 1
assert determinant(slack) == 0
W_columns.append(w)
slack_checks += 1
W = [[W_columns[j][i] for j in range(d)] for i in range(d)]
predicted = math.prod(s) * (1 - 1 / L) ** (d - 1) * (1 + F(d - 1) / L)
assert determinant(W) == predicted
assert rank(W) == d
assert rank(Y) == 1
cases += 1
return {"sign_classes_checked": cases, "exact_slack_identities": slack_checks}
def exact_continuum_checks():
cases = 0
L = F(4)
for d in (2, 3, 5):
matrices = diagonal_family(d, L)
for t in (F(5), F(6), F(10), F(25, 2)):
a = (t * t - L) / (t * t - 1)
b = (L - 1) * t / (t * t - 1)
assert b * b == (1 - a) * (L - a)
assert a > L / (L + 1)
E = eye(d)
E[0][0] = E[1][1] = a
E[0][1] = E[1][0] = b
assert determinant(E) == (L + 1) * a - L > 0
# Exact nullvectors of the first two rank-one block slacks.
w1 = [b, 1 - a] + [F(0)] * (d - 2)
w2 = [1 - a, b] + [F(0)] * (d - 2)
assert matvec(subtract(matrices[0], E), w1) == [F(0)] * d
assert matvec(subtract(matrices[1], E), w2) == [F(0)] * d
vectors = [w1, w2]
for i in range(2, d):
wi = [F(j == i) for j in range(d)]
assert matvec(subtract(matrices[i], E), wi) == [F(0)] * d
vectors.append(wi)
assert rank(vectors) == d
cases += 1
return {"exact_continuum_instances": cases}
def exact_examples():
N = [[F(4, 5), F(3, 5)], [F(3, 5), F(4, 5)]]
S = [[F(3, 5), F(2, 5)], [F(2, 5), F(3, 5)]]
assert determinant(N) == F(7, 25)
assert determinant(S) == F(1, 5)
for M in ([[F(4), F(0)], [F(0), F(1)]], [[F(1), F(0)], [F(0), F(4)]]):
assert determinant(subtract(M, N)) == F(7, 25)
eps, L, d = F(1, 10), F(100), 4
alpha_eps = 1 / (1 / (1 - eps) + F(d - 1) / (L - eps))
ratio = eps + d * alpha_eps
assert alpha_eps == F(333, 380)
assert ratio == F(137, 38)
assert alpha_eps / (eps * ratio) == F(333, 137)
return {
"nonassociativity_determinants": [str(determinant(N)), str(determinant(S))],
"sharp_d4_floor_ratio_exact": str(ratio),
"sharp_d4_floor_ratio_decimal": float(ratio),
"sharp_d4_radius_ratio_decimal": math.sqrt(float(ratio)),
}
def bound_table():
rows = []
for d in (16, 32, 64, 128, 256, 512):
L = d ** 3
alpha = F(L, L + d - 1)
for c_string in ("1.1", "1.25", "1.5", "2", "4"):
c = F(c_string)
beta = alpha * d / c
if beta > 1:
b = float(beta)
log2_lower = ((b - 1) - math.log(b)) / (2 * math.log(2))
else:
log2_lower = 0.0
ratio = c / alpha
radius = None
hamming_sum = None
log2_hamming = None
if ratio < 2:
# Avoid floating-point floor ambiguity: q*d >= k iff
# (ratio-1)^2 >= 4(k/d)(1-k/d), for 0<=k<=d/2.
r2 = (ratio - 1) ** 2
radius = max(k for k in range(d // 2 + 1) if F(4 * k * (d - k), d * d) <= r2)
hamming_sum = sum(math.comb(d, k) for k in range(radius + 1))
log2_hamming = d - 1 - math.log2(hamming_sum)
rows.append({
"d": d, "L": L, "c": c_string, "alpha_exact": str(alpha),
"beta_exact": str(beta), "log2_mgf_lower": log2_lower,
"hamming_radius_exact": radius,
"hamming_ball_size_exact": hamming_sum,
"log2_hamming_lower": log2_hamming,
"log2_combined_lower": max(0.0, log2_lower, log2_hamming or 0.0),
"interpretation": "Proved formula evaluated; logarithms are floating-point, not interval rounded",
})
return rows
def floating_checks():
rng = np.random.default_rng(20261020)
mgf_cases = 0
max_log_mgf_excess = -math.inf
pair_cases = 0
max_pair_residual = 0.0
for d in range(2, 11):
signs = np.array(list(itertools.product((-1.0, 1.0), repeat=d)))
for _ in range(8):
A = rng.normal(size=(d, d))
E = A @ A.T
E *= d / np.trace(E)
t = 0.4 / d
q = np.einsum("bi,ij,bj->b", signs, E, signs)
actual = float(np.mean(np.exp(t * q)))
eigenvalues = np.linalg.eigvalsh(E)
determinant_bound = float(np.prod(1 - 2 * t * eigenvalues) ** -0.5)
trace_bound = (1 - 2 * t * d) ** -0.5
assert actual <= determinant_bound + 1e-11
assert determinant_bound <= trace_bound + 1e-11
max_log_mgf_excess = max(max_log_mgf_excess, math.log(actual) - math.log(determinant_bound))
mgf_cases += 1
u, v = rng.normal(size=(2, d))
u /= np.linalg.norm(u)
v /= np.linalg.norm(v)
D = np.outer(u, u) - np.outer(v, v)
positive_trace = np.maximum(np.linalg.eigvalsh(D), 0).sum()
formula = math.sqrt(max(0.0, 1 - float(u @ v) ** 2))
max_pair_residual = max(max_pair_residual, abs(float(positive_trace) - formula))
assert abs(float(positive_trace) - formula) < 1e-10
pair_cases += 1
return {
"enumerated_mgf_cases": mgf_cases,
"pair_trace_cases": pair_cases,
"max_log_mgf_excess": max_log_mgf_excess,
"max_pair_identity_residual": max_pair_residual,
"status": "Finite float64 diagnostics; not interval certificates or universal proof",
}
def main():
parser = argparse.ArgumentParser(description=__doc__)
parser.add_argument("--output", type=Path, default=Path("results/certificates"))
args = parser.parse_args()
args.output.mkdir(parents=True, exist_ok=True)
report = {
"schema": "EVE-OQAIVAEI-certificate-checks-1",
"seed": 20261020,
"exact_sign_checks": exact_sign_checks(),
"exact_continuum_checks": exact_continuum_checks(),
"exact_examples": exact_examples(),
"floating_diagnostics": floating_checks(),
"claim_boundary": "Reproduces finite identities and analytic lower-bound tables; no external scientific experiment or historical novelty certification",
}
(args.output / "certificate_report.json").write_text(json.dumps(report, indent=2) + "\n", encoding="utf-8")
rows = bound_table()
(args.output / "menu_bounds.json").write_text(json.dumps(rows, indent=2) + "\n", encoding="utf-8")
with (args.output / "menu_bounds.csv").open("w", newline="", encoding="utf-8") as stream:
writer = csv.DictWriter(stream, fieldnames=rows[0].keys())
writer.writeheader()
writer.writerows(rows)
print(json.dumps(report, indent=2))
print(f"Saved {len(rows)} lower-bound rows to {args.output}")
if __name__ == "__main__":
main()