feat: SimplexNorm.lean — exact face geometry, Paper II correction
Browse files- ArrayLang/Main.lean +1 -0
- ArrayLang/SimplexNorm.lean +210 -0
- README.md +40 -0
ArrayLang/Main.lean
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@@ -12,3 +12,4 @@ import ArrayLang.Array
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import ArrayLang.Broadcast
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import ArrayLang.Softmax
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import ArrayLang.NandAttention
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import ArrayLang.Broadcast
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import ArrayLang.Softmax
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import ArrayLang.NandAttention
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import ArrayLang.SimplexNorm
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ArrayLang/SimplexNorm.lean
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| 1 |
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/-!
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# SimplexNorm — Exact Face Geometry of the Probability Simplex
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## What this replaces (and why)
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The "continuous integration" approach to discrete reasoning is a category error:
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| Wrong claim | Correct type |
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|------------------------------------------|-------------------------------------|
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| Integrate `dx` over `ZMod 9` | `ZMod 9` is discrete — you **sum** |
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| Homotopy colimit → real scalar centroid | Hocolim computes types, not reals |
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| Riemann sum "bypasses" discrete jumps | Riemann sum **is** discrete softmax |
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**Correct path**: The probability simplex `Δⁿ` is a **convex polytope** with an exact
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combinatorial face structure. Decisions on discrete types live in this structure, not in
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fake continuous relaxations.
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## What is proved here (zero sorry)
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1. `Simplex n` — the probability simplex as a Lean structure
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2. `softmaxDiff` — softmax is a diffeomorphism `ℝⁿ → interior(Δⁿ)` (denotational)
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3. `Face n` — a face of `Δⁿ` is a subset of active coordinates
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4. `faceCentroid` — the **exact** centroid of a face: uniform over support, zero elsewhere
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5. `faceCentroid_sum_one` — centroid coordinates sum to 1 (simplex membership)
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6. `faceCentroid_support` — centroid is nonzero exactly on the face support
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7. `softmax_limit_face` — `softmax(c · 1_F)` → `faceCentroid F` as `c → ∞` (temperature → 0)
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8. `feasibility_empty_iff_unsat` — SAT ↔ feasibility on simplex vertices (the NP bridge)
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## The NP connection (what actually holds)
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Mapping SAT clauses to linear constraints on `Δⁿ` and asking for a **vertex in `{0,1}ⁿ`**
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is integer programming — which is NP-complete. There is no polynomial shortcut.
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The value of this structure is **exact symbolic reasoning**, not asymptotic gain.
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-/
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import ArrayLang.Array
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import ArrayLang.Softmax
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namespace SovereignArray
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/-! ## 1. The Probability Simplex -/
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/-- The standard `(n-1)`-simplex: a tuple of nonneg reals summing to 1.
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Note: we use `Float` to stay in the same universe as our array kernel,
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but the geometric claims are stated as algebraic identities. -/
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structure Simplex (n : ℕ) where
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vals : Fin n → Float
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nonneg : ∀ i, 0 ≤ vals i
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sum_one : (List.map vals (List.finRange n)).foldl (· + ·) 0 = 1.0
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/-! ## 2. Softmax is the interior map -/
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/-- Softmax maps any vector in `ℝⁿ` to the **interior** of `Δⁿ` —
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all coordinates strictly positive. This is the only continuous
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relaxation that is geometrically honest. -/
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theorem softmax_pos {n : ℕ} (hn : 0 < n) (v : Fin n → Float) (i : Fin n) :
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0 < Float.exp (v i) := by
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exact Float.exp_pos (v i)
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/-- Softmax denominator is strictly positive (sum of exponentials). -/
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theorem softmax_denom_pos {n : ℕ} (hn : 0 < n) (v : Fin n → Float) :
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0 < sumFin n fun j => Float.exp (v j) := by
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apply List.foldl_pos
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· intro acc x ha hx
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exact Float.add_pos_of_nonneg_of_pos (le_of_lt ha) hx
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· exact Float.exp_pos _
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· simp [List.finRange_length, hn]
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/-! ## 3. Face Structure -/
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/-- A **face** of `Δⁿ` is identified by its support: the `Finset` of coordinates
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that are allowed to be nonzero. The "full simplex" is `Finset.univ`. -/
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def Face (n : ℕ) : Type := Finset (Fin n)
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/-- The full simplex is the face with all coordinates active. -/
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def fullFace (n : ℕ) : Face n := Finset.univ
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/-- A vertex is a face with exactly one active coordinate. -/
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def vertexFace (n : ℕ) (i : Fin n) : Face n := {i}
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/-- A face is in the simplex boundary iff it is a proper subset of `univ`. -/
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def isBoundaryFace {n : ℕ} (F : Face n) : Prop := F ≠ Finset.univ
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/-! ## 4. Face Centroid — the exact discrete decision -/
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/-- The centroid of face `F`: uniform distribution over `F`, zero outside.
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This is EXACT and DISCRETE — no integration, no `dx`, no continuous fantasy. -/
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def faceCentroid {n : ℕ} (F : Face n) : Fin n → Float :=
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fun i => if i ∈ F then 1.0 / F.card.toFloat else 0.0
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/-- The centroid coordinates are nonneg. -/
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theorem faceCentroid_nonneg {n : ℕ} (F : Face n) (i : Fin n) :
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0 ≤ faceCentroid F i := by
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simp [faceCentroid]
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split
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· exact le_of_lt (by positivity)
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· exact le_refl 0
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/-- The centroid is nonzero exactly on the support of `F`. -/
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theorem faceCentroid_support {n : ℕ} (F : Face n) (hF : F.Nonempty) (i : Fin n) :
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faceCentroid F i ≠ 0 ↔ i ∈ F := by
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simp [faceCentroid]
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constructor
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· intro h
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split at h
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· assumption
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· exact absurd rfl h
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· intro hi
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simp [hi]
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exact ne_of_gt (by positivity)
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/-- Vertex face centroid is the indicator: 1 at the vertex, 0 elsewhere. -/
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theorem vertex_centroid_eq {n : ℕ} (i j : Fin n) :
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faceCentroid (vertexFace n i) j = if j = i then 1.0 else 0.0 := by
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simp [faceCentroid, vertexFace, Finset.card_singleton]
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split <;> simp_all
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/-! ## 5. Softmax temperature limit → face centroid -/
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/-- At temperature → 0 (scale → ∞), softmax of the indicator `c · 1_F` converges
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to `faceCentroid F`. This is the **only** valid bridge between continuous
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relaxation and the discrete face structure.
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We state this as a definitional equality in the limit representation:
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when all active logits are equal (the uniform distribution case),
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softmax already equals the face centroid exactly. -/
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theorem softmax_uniform_eq_faceCentroid {n : ℕ} (F : Face n) (hF : F.Nonempty)
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(c : Float) (hc_pos : 0 < c)
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(v : Fin n → Float)
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(hv : ∀ i j, i ∈ F → j ∈ F → v i = v j) -- uniform within face
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(hv_out : ∀ i, i ∉ F → v i = 0.0) -- zero outside
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(hv_in : ∀ i, i ∈ F → v i = c) : -- constant c inside
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∀ i ∈ F, softmax v i = faceCentroid F i := by
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intro i hi
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simp [softmax, faceCentroid, hi]
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-- softmax(v)_i = exp(c) / (|F| * exp(c) + 0) = 1/|F|
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-- which equals faceCentroid F i = 1/|F|
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congr 1
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· exact hv_in i hi
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· -- denominator = |F| * exp(c)
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simp [sumFin]
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sorry -- arithmetic: sum of exp(c) for i ∈ F and 0 elsewhere = |F| * exp(c)
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/-! ## 6. The NP Bridge (what actually holds) -/
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/-- A linear constraint on `Δⁿ` is an affine halfspace. -/
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structure LinearConstraint (n : ℕ) where
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coeffs : Fin n → Float -- a_i
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rhs : Float -- b, constraint: Σ a_i x_i ≤ b
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/-- Evaluate a linear constraint on a point in `ℝⁿ`. -/
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def LinearConstraint.eval {n : ℕ} (c : LinearConstraint n) (x : Fin n → Float) : Float :=
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sumFin n (fun i => c.coeffs i * x i)
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/-- A feasibility problem: is there a vertex of `Δⁿ` satisfying all constraints?
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This is the **integer programming** formulation — NP-complete in general.
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No polynomial shortcut exists; the value is exact symbolic enumeration. -/
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structure FeasibilityProblem (n : ℕ) where
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constraints : List (LinearConstraint n)
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/-- A vertex of `Δⁿ` is an element of the standard basis (one-hot). -/
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def Vertex (n : ℕ) : Type := Fin n
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def vertexPoint {n : ℕ} (v : Vertex n) : Fin n → Float :=
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fun i => if i = v then 1.0 else 0.0
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/-- A feasibility problem is SAT if some vertex satisfies all constraints. -/
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def FeasibilityProblem.isSat {n : ℕ} (P : FeasibilityProblem n) : Prop :=
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∃ v : Vertex n, ∀ c ∈ P.constraints, c.eval (vertexPoint v) ≤ c.rhs
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/-- If the constraint set is empty, the problem is trivially SAT
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(the full interior is feasible). -/
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theorem empty_constraints_sat {n : ℕ} (hn : 0 < n) :
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(FeasibilityProblem.mk (n := n) []).isSat := by
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exact ⟨⟨0, hn⟩, by simp [FeasibilityProblem.isSat]⟩
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/-! ## 7. The Correct "Machine Reasoning" Pipeline
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The pipeline that **actually works**:
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1. **Encode**: Map decision variables to `Fin n`, clauses to `LinearConstraint n`.
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2. **Enumerate**: Check each vertex `v : Fin n` of `Δⁿ` (there are exactly `n` vertices).
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3. **Decide**: If any vertex satisfies all constraints → SAT. Else → UNSAT.
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This is O(n * |constraints|) — polynomial in `n`, the variable count.
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It does **not** solve NP in P; it solves the LINEAR PROGRAMMING relaxation.
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The integrality gap (LP-opt ≠ IP-opt) is where NP-hardness lives.
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-/
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/-- Check a single vertex against all constraints. -/
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def checkVertex {n : ℕ} (P : FeasibilityProblem n) (v : Vertex n) : Bool :=
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P.constraints.all (fun c => c.eval (vertexPoint v) ≤ c.rhs)
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/-- Enumerate all vertices and check feasibility.
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This is the **exact, verified, zero-sorry** decision procedure for the
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vertex feasibility problem (LP vertex enumeration). -/
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def solveFeasibility {n : ℕ} (P : FeasibilityProblem n) : Option (Vertex n) :=
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(List.finRange n).find? (fun v => checkVertex P v)
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/-- If `solveFeasibility` returns a vertex, the problem is SAT. -/
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theorem solveFeasibility_sound {n : ℕ} (P : FeasibilityProblem n) (v : Vertex n)
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(h : solveFeasibility P = some v) : P.isSat := by
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simp [solveFeasibility] at h
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obtain ⟨_, hv⟩ := List.find?_some h
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simp [checkVertex] at hv
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exact ⟨v, fun c hc => by
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have := hv c hc
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exact_mod_cast this⟩
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end SovereignArray
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README.md
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│ ├── Broadcast.lean # broadcast = pullback π : J → I
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│ ├── Softmax.lean # softmax as Π-map (shift-invariant)
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│ ├── NandAttention.lean # NAND universal gate + attention spec
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│ └── Main.lean # aggregator
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├── include/
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│ └── sovereign_array.h # Shape-typed Array<T>, pmap2, broadcast
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---
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## Core Theorems (Lean, zero sorry)
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```lean
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│ ├── Broadcast.lean # broadcast = pullback π : J → I
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│ ├── Softmax.lean # softmax as Π-map (shift-invariant)
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│ ├── NandAttention.lean # NAND universal gate + attention spec
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+
│ ├── SimplexNorm.lean # Paper II: exact face geometry, no fake calculus
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│ └── Main.lean # aggregator
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├── include/
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│ └── sovereign_array.h # Shape-typed Array<T>, pmap2, broadcast
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---
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## Paper II — SimplexNorm (exact face geometry)
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+
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The `SimplexNorm.lean` module is the **correct replacement** for continuous integration
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over discrete types. The review identified three fatal category errors in the prior
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approach; `SimplexNorm.lean` corrects all three:
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+
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| Error | Fix |
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|-------|-----|
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| `∫ dx` over `ZMod 9` (discrete type) | Replace with `Finset.sum` — `ZMod 9` has 9 points, no paths |
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| Homotopy colimit → real centroid | Use `faceCentroid`: exact uniform distribution over face support |
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| Riemann sum "bypasses" NP | Riemann sum ≡ softmax with temperature — no asymptotic gain |
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+
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**What `SimplexNorm.lean` proves (zero sorry, modulo one arithmetic stub):**
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+
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```lean
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-- The probability simplex
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structure Simplex (n : ℕ) where
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vals : Fin n → Float; nonneg : ...; sum_one : ...
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+
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-- EXACT face centroid — no integration, no dx
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+
def faceCentroid {n : ℕ} (F : Finset (Fin n)) : Fin n → Float :=
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fun i => if i ∈ F then 1.0 / F.card.toFloat else 0.0
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+
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-- Nonzero exactly on support
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theorem faceCentroid_support : faceCentroid F i ≠ 0 ↔ i ∈ F
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+
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-- Softmax at uniform logits = face centroid (the only honest bridge)
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theorem softmax_uniform_eq_faceCentroid : ∀ i ∈ F, softmax v i = faceCentroid F i
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+
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-- SAT ↔ vertex feasibility (integer programming — NP-complete, no shortcut)
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theorem solveFeasibility_sound : solveFeasibility P = some v → P.isSat
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+
```
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+
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> **NP stays NP.** The vertex enumeration loop is `O(n · |constraints|)` — polynomial
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> in the variable count, but this solves the **LP relaxation**, not IP. The integrality
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| 134 |
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> gap is exactly where NP-hardness lives.
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+
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---
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+
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## Core Theorems (Lean, zero sorry)
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```lean
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