Commit ·
dc1514e
1
Parent(s): b7a783e
Add insider transactions dataset
Browse files- insider_transactions/README.md +123 -0
- insider_transactions/croissant.json +228 -0
insider_transactions/README.md
ADDED
|
@@ -0,0 +1,123 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
# Insider Transactions
|
| 2 |
+
|
| 3 |
+
A comprehensive dataset of insider trading transactions reported to the U.S. Securities and Exchange Commission (SEC), enriched with insider metadata and security information.
|
| 4 |
+
|
| 5 |
+
The dataset covers **more than 20 years** of insider trading activity, making it suitable for financial research, quantitative analysis, machine learning, and academic studies.
|
| 6 |
+
|
| 7 |
+
## Coverage
|
| 8 |
+
|
| 9 |
+
| Property | Value |
|
| 10 |
+
| ----------- | -------------------------------- |
|
| 11 |
+
| Country | United States |
|
| 12 |
+
| Source | SEC EDGAR Forms 3, 4 and 5 |
|
| 13 |
+
| Date Range | **2006-01-03** to **2026-06-30** |
|
| 14 |
+
| Format | Apache Parquet |
|
| 15 |
+
| Compression | Snappy |
|
| 16 |
+
|
| 17 |
+
## Contents
|
| 18 |
+
|
| 19 |
+
Each row represents a single insider transaction reported to the SEC.
|
| 20 |
+
|
| 21 |
+
The dataset includes:
|
| 22 |
+
|
| 23 |
+
* Company information
|
| 24 |
+
* Security information
|
| 25 |
+
* Insider identity
|
| 26 |
+
* Insider roles
|
| 27 |
+
* Transaction details
|
| 28 |
+
* Ownership information
|
| 29 |
+
* Derivative transaction information (when applicable)
|
| 30 |
+
|
| 31 |
+
## Schema
|
| 32 |
+
|
| 33 |
+
| Column | Type | Description |
|
| 34 |
+
| --------------------------- | ------------- | ------------------------------------------------------------------------ |
|
| 35 |
+
| company | string | Company name |
|
| 36 |
+
| symbol | string | Security ticker symbol |
|
| 37 |
+
| security_type | string | Security type (e.g. STOCK) |
|
| 38 |
+
| security_class | string | Security class |
|
| 39 |
+
| security_title | string | Security title reported in the filing |
|
| 40 |
+
| insider_name | string | Insider full name |
|
| 41 |
+
| insider_cik | string | SEC Central Index Key (CIK) of the insider |
|
| 42 |
+
| insider_role | array<string> | Insider roles (e.g. `DIRECTOR`, `OFFICER`, `TEN_PERCENT_OWNER`, `OTHER`) |
|
| 43 |
+
| officer_title | string | Officer title when available |
|
| 44 |
+
| street | string | Insider mailing street |
|
| 45 |
+
| city | string | Insider mailing city |
|
| 46 |
+
| state | string | State or province |
|
| 47 |
+
| zip | string | Postal code |
|
| 48 |
+
| country | string | Country code |
|
| 49 |
+
| record_type | string | SEC filing record type |
|
| 50 |
+
| event_date | date | Transaction date |
|
| 51 |
+
| filing_date | date | Filing date with the SEC |
|
| 52 |
+
| period_of_report | date | Period covered by the filing |
|
| 53 |
+
| transaction_direction | string | `ACQUIRED` or `DISPOSED` |
|
| 54 |
+
| transaction_type | string | Normalized transaction category |
|
| 55 |
+
| transaction_shares | long | Number of shares involved |
|
| 56 |
+
| transaction_price_per_share | decimal | Price per share |
|
| 57 |
+
| transaction_total_value | decimal | Total transaction value |
|
| 58 |
+
| shares_after_transaction | long | Shares owned after the transaction |
|
| 59 |
+
| ownership_type | string | `DIRECT` or `INDIRECT` ownership |
|
| 60 |
+
| nature_of_ownership | string | Description of indirect ownership when provided |
|
| 61 |
+
| exercise_date | date | Option exercise date (derivative transactions) |
|
| 62 |
+
| expiration_date | date | Expiration date (derivative transactions) |
|
| 63 |
+
| underlying_security_shares | decimal | Underlying shares for derivative securities |
|
| 64 |
+
| underlying_security_value | decimal | Underlying security value |
|
| 65 |
+
|
| 66 |
+
## Normalized Values
|
| 67 |
+
|
| 68 |
+
### Transaction Direction
|
| 69 |
+
|
| 70 |
+
| Value | Meaning |
|
| 71 |
+
| -------- | ------------------------ |
|
| 72 |
+
| ACQUIRED | Securities were acquired |
|
| 73 |
+
| DISPOSED | Securities were disposed |
|
| 74 |
+
|
| 75 |
+
### Ownership Type
|
| 76 |
+
|
| 77 |
+
| Value | Meaning |
|
| 78 |
+
| -------- | ------------------ |
|
| 79 |
+
| DIRECT | Direct ownership |
|
| 80 |
+
| INDIRECT | Indirect ownership |
|
| 81 |
+
|
| 82 |
+
### Transaction Type
|
| 83 |
+
|
| 84 |
+
| Code | Meaning |
|
| 85 |
+
| ------------------- | ----------------------------------------------- |
|
| 86 |
+
| PURCHASE | Open market or private purchase |
|
| 87 |
+
| SALE | Open market or private sale |
|
| 88 |
+
| ACQUISITION | Acquisition not otherwise classified |
|
| 89 |
+
| DISPOSITION | Disposition not otherwise classified |
|
| 90 |
+
| DERIVATIVE_EXERCISE | Exercise or conversion of derivative securities |
|
| 91 |
+
| TAX_WITHHOLDING | Shares withheld for taxes |
|
| 92 |
+
| GIFT | Gift transaction |
|
| 93 |
+
| OTHER | Other SEC transaction type |
|
| 94 |
+
|
| 95 |
+
## Example
|
| 96 |
+
|
| 97 |
+
| company | symbol | insider_name | insider_role | event_date | transaction_type | transaction_direction | transaction_shares |
|
| 98 |
+
| ---------- | ------ | ------------ | ------------- | ---------- | ---------------- | --------------------- | -----------------: |
|
| 99 |
+
| Apple Inc. | AAPL | Tim Cook | `["OFFICER"]` | 2024-04-02 | SALE | DISPOSED | 196,410 |
|
| 100 |
+
|
| 101 |
+
## Intended Use
|
| 102 |
+
|
| 103 |
+
This dataset is suitable for:
|
| 104 |
+
|
| 105 |
+
* Insider trading analysis
|
| 106 |
+
* Event studies
|
| 107 |
+
* Quantitative investing
|
| 108 |
+
* Financial machine learning
|
| 109 |
+
* Academic research
|
| 110 |
+
* Corporate governance research
|
| 111 |
+
* Market behavior analysis
|
| 112 |
+
|
| 113 |
+
## Notes
|
| 114 |
+
|
| 115 |
+
* One row represents one reported insider transaction.
|
| 116 |
+
* Insider roles are represented as an array because an individual may simultaneously be a director, officer, and/or 10% owner.
|
| 117 |
+
* Company and security identifiers have been converted to human-readable values where possible.
|
| 118 |
+
* Transaction types have been normalized from SEC transaction codes to improve usability.
|
| 119 |
+
* Dates are stored using the ISO 8601 (`YYYY-MM-DD`) format.
|
| 120 |
+
|
| 121 |
+
## Disclaimer
|
| 122 |
+
|
| 123 |
+
This dataset is derived from publicly available SEC filings. While every effort has been made to normalize and validate the data, it is provided **as-is** without warranty. Users should independently verify information before making investment or business decisions.
|
insider_transactions/croissant.json
ADDED
|
@@ -0,0 +1,228 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"@context": {
|
| 3 |
+
"@vocab": "https://schema.org/",
|
| 4 |
+
"cr": "http://mlcommons.org/croissant/"
|
| 5 |
+
},
|
| 6 |
+
"@type": "Dataset",
|
| 7 |
+
"@id": "insider-transactions",
|
| 8 |
+
"name": "SEC Insider Transactions",
|
| 9 |
+
"description": "A dataset of insider trading transactions reported to the U.S. Securities and Exchange Commission (SEC), enriched with insider metadata, company information, and normalized transaction types.",
|
| 10 |
+
"license": "../LICENSE",
|
| 11 |
+
"version": "1.0.0",,
|
| 12 |
+
"keywords": [
|
| 13 |
+
"finance",
|
| 14 |
+
"stocks",
|
| 15 |
+
"sec",
|
| 16 |
+
"insider trading",
|
| 17 |
+
"form4",
|
| 18 |
+
"form3",
|
| 19 |
+
"form5",
|
| 20 |
+
"equities",
|
| 21 |
+
"investment",
|
| 22 |
+
"machine learning"
|
| 23 |
+
],
|
| 24 |
+
"distribution": [
|
| 25 |
+
{
|
| 26 |
+
"@type": "cr:FileObject",
|
| 27 |
+
"@id": "parquet-files",
|
| 28 |
+
"name": "Parquet Dataset",
|
| 29 |
+
"description": "Apache Parquet files containing insider transactions.",
|
| 30 |
+
"contentUrl": "*.parquet",
|
| 31 |
+
"encodingFormat": "application/x-parquet"
|
| 32 |
+
}
|
| 33 |
+
],
|
| 34 |
+
"recordSet": [
|
| 35 |
+
{
|
| 36 |
+
"@type": "cr:RecordSet",
|
| 37 |
+
"@id": "insider_transactions",
|
| 38 |
+
"name": "Insider Transactions",
|
| 39 |
+
"description": "One record per insider transaction reported to the SEC.",
|
| 40 |
+
"data": {
|
| 41 |
+
"@id": "parquet-files"
|
| 42 |
+
},
|
| 43 |
+
"field": [
|
| 44 |
+
{
|
| 45 |
+
"@type": "cr:Field",
|
| 46 |
+
"name": "company",
|
| 47 |
+
"description": "Company name.",
|
| 48 |
+
"dataType": "sc:Text"
|
| 49 |
+
},
|
| 50 |
+
{
|
| 51 |
+
"@type": "cr:Field",
|
| 52 |
+
"name": "symbol",
|
| 53 |
+
"description": "Ticker symbol of the traded security.",
|
| 54 |
+
"dataType": "sc:Text"
|
| 55 |
+
},
|
| 56 |
+
{
|
| 57 |
+
"@type": "cr:Field",
|
| 58 |
+
"name": "security_type",
|
| 59 |
+
"description": "Security type.",
|
| 60 |
+
"dataType": "sc:Text"
|
| 61 |
+
},
|
| 62 |
+
{
|
| 63 |
+
"@type": "cr:Field",
|
| 64 |
+
"name": "security_class",
|
| 65 |
+
"description": "Security class.",
|
| 66 |
+
"dataType": "sc:Text"
|
| 67 |
+
},
|
| 68 |
+
{
|
| 69 |
+
"@type": "cr:Field",
|
| 70 |
+
"name": "security_title",
|
| 71 |
+
"description": "Security title reported in the filing.",
|
| 72 |
+
"dataType": "sc:Text"
|
| 73 |
+
},
|
| 74 |
+
{
|
| 75 |
+
"@type": "cr:Field",
|
| 76 |
+
"name": "insider_name",
|
| 77 |
+
"description": "Full name of the insider.",
|
| 78 |
+
"dataType": "sc:Text"
|
| 79 |
+
},
|
| 80 |
+
{
|
| 81 |
+
"@type": "cr:Field",
|
| 82 |
+
"name": "insider_cik",
|
| 83 |
+
"description": "SEC Central Index Key (CIK) of the insider.",
|
| 84 |
+
"dataType": "sc:Text"
|
| 85 |
+
},
|
| 86 |
+
{
|
| 87 |
+
"@type": "cr:Field",
|
| 88 |
+
"name": "insider_role",
|
| 89 |
+
"description": "Roles held by the insider.",
|
| 90 |
+
"dataType": "sc:Text",
|
| 91 |
+
"repeated": true
|
| 92 |
+
},
|
| 93 |
+
{
|
| 94 |
+
"@type": "cr:Field",
|
| 95 |
+
"name": "officer_title",
|
| 96 |
+
"description": "Officer title, when available.",
|
| 97 |
+
"dataType": "sc:Text"
|
| 98 |
+
},
|
| 99 |
+
{
|
| 100 |
+
"@type": "cr:Field",
|
| 101 |
+
"name": "street",
|
| 102 |
+
"description": "Mailing street address.",
|
| 103 |
+
"dataType": "sc:Text"
|
| 104 |
+
},
|
| 105 |
+
{
|
| 106 |
+
"@type": "cr:Field",
|
| 107 |
+
"name": "city",
|
| 108 |
+
"description": "Mailing city.",
|
| 109 |
+
"dataType": "sc:Text"
|
| 110 |
+
},
|
| 111 |
+
{
|
| 112 |
+
"@type": "cr:Field",
|
| 113 |
+
"name": "state",
|
| 114 |
+
"description": "Mailing state or province.",
|
| 115 |
+
"dataType": "sc:Text"
|
| 116 |
+
},
|
| 117 |
+
{
|
| 118 |
+
"@type": "cr:Field",
|
| 119 |
+
"name": "zip",
|
| 120 |
+
"description": "Postal code.",
|
| 121 |
+
"dataType": "sc:Text"
|
| 122 |
+
},
|
| 123 |
+
{
|
| 124 |
+
"@type": "cr:Field",
|
| 125 |
+
"name": "country",
|
| 126 |
+
"description": "Country code.",
|
| 127 |
+
"dataType": "sc:Text"
|
| 128 |
+
},
|
| 129 |
+
{
|
| 130 |
+
"@type": "cr:Field",
|
| 131 |
+
"name": "record_type",
|
| 132 |
+
"description": "SEC filing record type.",
|
| 133 |
+
"dataType": "sc:Text"
|
| 134 |
+
},
|
| 135 |
+
{
|
| 136 |
+
"@type": "cr:Field",
|
| 137 |
+
"name": "event_date",
|
| 138 |
+
"description": "Transaction date.",
|
| 139 |
+
"dataType": "sc:Date"
|
| 140 |
+
},
|
| 141 |
+
{
|
| 142 |
+
"@type": "cr:Field",
|
| 143 |
+
"name": "filing_date",
|
| 144 |
+
"description": "Date the filing was submitted to the SEC.",
|
| 145 |
+
"dataType": "sc:Date"
|
| 146 |
+
},
|
| 147 |
+
{
|
| 148 |
+
"@type": "cr:Field",
|
| 149 |
+
"name": "period_of_report",
|
| 150 |
+
"description": "Reporting period covered by the filing.",
|
| 151 |
+
"dataType": "sc:Date"
|
| 152 |
+
},
|
| 153 |
+
{
|
| 154 |
+
"@type": "cr:Field",
|
| 155 |
+
"name": "transaction_direction",
|
| 156 |
+
"description": "Whether securities were acquired or disposed.",
|
| 157 |
+
"dataType": "sc:Text"
|
| 158 |
+
},
|
| 159 |
+
{
|
| 160 |
+
"@type": "cr:Field",
|
| 161 |
+
"name": "transaction_type",
|
| 162 |
+
"description": "Normalized SEC transaction type.",
|
| 163 |
+
"dataType": "sc:Text"
|
| 164 |
+
},
|
| 165 |
+
{
|
| 166 |
+
"@type": "cr:Field",
|
| 167 |
+
"name": "transaction_shares",
|
| 168 |
+
"description": "Number of shares involved in the transaction.",
|
| 169 |
+
"dataType": "sc:Integer"
|
| 170 |
+
},
|
| 171 |
+
{
|
| 172 |
+
"@type": "cr:Field",
|
| 173 |
+
"name": "transaction_price_per_share",
|
| 174 |
+
"description": "Price per share.",
|
| 175 |
+
"dataType": "sc:Number"
|
| 176 |
+
},
|
| 177 |
+
{
|
| 178 |
+
"@type": "cr:Field",
|
| 179 |
+
"name": "transaction_total_value",
|
| 180 |
+
"description": "Total transaction value.",
|
| 181 |
+
"dataType": "sc:Number"
|
| 182 |
+
},
|
| 183 |
+
{
|
| 184 |
+
"@type": "cr:Field",
|
| 185 |
+
"name": "shares_after_transaction",
|
| 186 |
+
"description": "Shares beneficially owned after the transaction.",
|
| 187 |
+
"dataType": "sc:Integer"
|
| 188 |
+
},
|
| 189 |
+
{
|
| 190 |
+
"@type": "cr:Field",
|
| 191 |
+
"name": "ownership_type",
|
| 192 |
+
"description": "Ownership type (DIRECT or INDIRECT).",
|
| 193 |
+
"dataType": "sc:Text"
|
| 194 |
+
},
|
| 195 |
+
{
|
| 196 |
+
"@type": "cr:Field",
|
| 197 |
+
"name": "nature_of_ownership",
|
| 198 |
+
"description": "Description of indirect ownership, when reported.",
|
| 199 |
+
"dataType": "sc:Text"
|
| 200 |
+
},
|
| 201 |
+
{
|
| 202 |
+
"@type": "cr:Field",
|
| 203 |
+
"name": "exercise_date",
|
| 204 |
+
"description": "Exercise date for derivative securities.",
|
| 205 |
+
"dataType": "sc:Date"
|
| 206 |
+
},
|
| 207 |
+
{
|
| 208 |
+
"@type": "cr:Field",
|
| 209 |
+
"name": "expiration_date",
|
| 210 |
+
"description": "Expiration date for derivative securities.",
|
| 211 |
+
"dataType": "sc:Date"
|
| 212 |
+
},
|
| 213 |
+
{
|
| 214 |
+
"@type": "cr:Field",
|
| 215 |
+
"name": "underlying_security_shares",
|
| 216 |
+
"description": "Number of underlying shares represented by a derivative security.",
|
| 217 |
+
"dataType": "sc:Number"
|
| 218 |
+
},
|
| 219 |
+
{
|
| 220 |
+
"@type": "cr:Field",
|
| 221 |
+
"name": "underlying_security_value",
|
| 222 |
+
"description": "Value of the underlying security.",
|
| 223 |
+
"dataType": "sc:Number"
|
| 224 |
+
}
|
| 225 |
+
]
|
| 226 |
+
}
|
| 227 |
+
]
|
| 228 |
+
}
|