SpongeBob126 commited on
Commit
dc1514e
·
1 Parent(s): b7a783e

Add insider transactions dataset

Browse files
insider_transactions/README.md ADDED
@@ -0,0 +1,123 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # Insider Transactions
2
+
3
+ A comprehensive dataset of insider trading transactions reported to the U.S. Securities and Exchange Commission (SEC), enriched with insider metadata and security information.
4
+
5
+ The dataset covers **more than 20 years** of insider trading activity, making it suitable for financial research, quantitative analysis, machine learning, and academic studies.
6
+
7
+ ## Coverage
8
+
9
+ | Property | Value |
10
+ | ----------- | -------------------------------- |
11
+ | Country | United States |
12
+ | Source | SEC EDGAR Forms 3, 4 and 5 |
13
+ | Date Range | **2006-01-03** to **2026-06-30** |
14
+ | Format | Apache Parquet |
15
+ | Compression | Snappy |
16
+
17
+ ## Contents
18
+
19
+ Each row represents a single insider transaction reported to the SEC.
20
+
21
+ The dataset includes:
22
+
23
+ * Company information
24
+ * Security information
25
+ * Insider identity
26
+ * Insider roles
27
+ * Transaction details
28
+ * Ownership information
29
+ * Derivative transaction information (when applicable)
30
+
31
+ ## Schema
32
+
33
+ | Column | Type | Description |
34
+ | --------------------------- | ------------- | ------------------------------------------------------------------------ |
35
+ | company | string | Company name |
36
+ | symbol | string | Security ticker symbol |
37
+ | security_type | string | Security type (e.g. STOCK) |
38
+ | security_class | string | Security class |
39
+ | security_title | string | Security title reported in the filing |
40
+ | insider_name | string | Insider full name |
41
+ | insider_cik | string | SEC Central Index Key (CIK) of the insider |
42
+ | insider_role | array<string> | Insider roles (e.g. `DIRECTOR`, `OFFICER`, `TEN_PERCENT_OWNER`, `OTHER`) |
43
+ | officer_title | string | Officer title when available |
44
+ | street | string | Insider mailing street |
45
+ | city | string | Insider mailing city |
46
+ | state | string | State or province |
47
+ | zip | string | Postal code |
48
+ | country | string | Country code |
49
+ | record_type | string | SEC filing record type |
50
+ | event_date | date | Transaction date |
51
+ | filing_date | date | Filing date with the SEC |
52
+ | period_of_report | date | Period covered by the filing |
53
+ | transaction_direction | string | `ACQUIRED` or `DISPOSED` |
54
+ | transaction_type | string | Normalized transaction category |
55
+ | transaction_shares | long | Number of shares involved |
56
+ | transaction_price_per_share | decimal | Price per share |
57
+ | transaction_total_value | decimal | Total transaction value |
58
+ | shares_after_transaction | long | Shares owned after the transaction |
59
+ | ownership_type | string | `DIRECT` or `INDIRECT` ownership |
60
+ | nature_of_ownership | string | Description of indirect ownership when provided |
61
+ | exercise_date | date | Option exercise date (derivative transactions) |
62
+ | expiration_date | date | Expiration date (derivative transactions) |
63
+ | underlying_security_shares | decimal | Underlying shares for derivative securities |
64
+ | underlying_security_value | decimal | Underlying security value |
65
+
66
+ ## Normalized Values
67
+
68
+ ### Transaction Direction
69
+
70
+ | Value | Meaning |
71
+ | -------- | ------------------------ |
72
+ | ACQUIRED | Securities were acquired |
73
+ | DISPOSED | Securities were disposed |
74
+
75
+ ### Ownership Type
76
+
77
+ | Value | Meaning |
78
+ | -------- | ------------------ |
79
+ | DIRECT | Direct ownership |
80
+ | INDIRECT | Indirect ownership |
81
+
82
+ ### Transaction Type
83
+
84
+ | Code | Meaning |
85
+ | ------------------- | ----------------------------------------------- |
86
+ | PURCHASE | Open market or private purchase |
87
+ | SALE | Open market or private sale |
88
+ | ACQUISITION | Acquisition not otherwise classified |
89
+ | DISPOSITION | Disposition not otherwise classified |
90
+ | DERIVATIVE_EXERCISE | Exercise or conversion of derivative securities |
91
+ | TAX_WITHHOLDING | Shares withheld for taxes |
92
+ | GIFT | Gift transaction |
93
+ | OTHER | Other SEC transaction type |
94
+
95
+ ## Example
96
+
97
+ | company | symbol | insider_name | insider_role | event_date | transaction_type | transaction_direction | transaction_shares |
98
+ | ---------- | ------ | ------------ | ------------- | ---------- | ---------------- | --------------------- | -----------------: |
99
+ | Apple Inc. | AAPL | Tim Cook | `["OFFICER"]` | 2024-04-02 | SALE | DISPOSED | 196,410 |
100
+
101
+ ## Intended Use
102
+
103
+ This dataset is suitable for:
104
+
105
+ * Insider trading analysis
106
+ * Event studies
107
+ * Quantitative investing
108
+ * Financial machine learning
109
+ * Academic research
110
+ * Corporate governance research
111
+ * Market behavior analysis
112
+
113
+ ## Notes
114
+
115
+ * One row represents one reported insider transaction.
116
+ * Insider roles are represented as an array because an individual may simultaneously be a director, officer, and/or 10% owner.
117
+ * Company and security identifiers have been converted to human-readable values where possible.
118
+ * Transaction types have been normalized from SEC transaction codes to improve usability.
119
+ * Dates are stored using the ISO 8601 (`YYYY-MM-DD`) format.
120
+
121
+ ## Disclaimer
122
+
123
+ This dataset is derived from publicly available SEC filings. While every effort has been made to normalize and validate the data, it is provided **as-is** without warranty. Users should independently verify information before making investment or business decisions.
insider_transactions/croissant.json ADDED
@@ -0,0 +1,228 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ {
2
+ "@context": {
3
+ "@vocab": "https://schema.org/",
4
+ "cr": "http://mlcommons.org/croissant/"
5
+ },
6
+ "@type": "Dataset",
7
+ "@id": "insider-transactions",
8
+ "name": "SEC Insider Transactions",
9
+ "description": "A dataset of insider trading transactions reported to the U.S. Securities and Exchange Commission (SEC), enriched with insider metadata, company information, and normalized transaction types.",
10
+ "license": "../LICENSE",
11
+ "version": "1.0.0",,
12
+ "keywords": [
13
+ "finance",
14
+ "stocks",
15
+ "sec",
16
+ "insider trading",
17
+ "form4",
18
+ "form3",
19
+ "form5",
20
+ "equities",
21
+ "investment",
22
+ "machine learning"
23
+ ],
24
+ "distribution": [
25
+ {
26
+ "@type": "cr:FileObject",
27
+ "@id": "parquet-files",
28
+ "name": "Parquet Dataset",
29
+ "description": "Apache Parquet files containing insider transactions.",
30
+ "contentUrl": "*.parquet",
31
+ "encodingFormat": "application/x-parquet"
32
+ }
33
+ ],
34
+ "recordSet": [
35
+ {
36
+ "@type": "cr:RecordSet",
37
+ "@id": "insider_transactions",
38
+ "name": "Insider Transactions",
39
+ "description": "One record per insider transaction reported to the SEC.",
40
+ "data": {
41
+ "@id": "parquet-files"
42
+ },
43
+ "field": [
44
+ {
45
+ "@type": "cr:Field",
46
+ "name": "company",
47
+ "description": "Company name.",
48
+ "dataType": "sc:Text"
49
+ },
50
+ {
51
+ "@type": "cr:Field",
52
+ "name": "symbol",
53
+ "description": "Ticker symbol of the traded security.",
54
+ "dataType": "sc:Text"
55
+ },
56
+ {
57
+ "@type": "cr:Field",
58
+ "name": "security_type",
59
+ "description": "Security type.",
60
+ "dataType": "sc:Text"
61
+ },
62
+ {
63
+ "@type": "cr:Field",
64
+ "name": "security_class",
65
+ "description": "Security class.",
66
+ "dataType": "sc:Text"
67
+ },
68
+ {
69
+ "@type": "cr:Field",
70
+ "name": "security_title",
71
+ "description": "Security title reported in the filing.",
72
+ "dataType": "sc:Text"
73
+ },
74
+ {
75
+ "@type": "cr:Field",
76
+ "name": "insider_name",
77
+ "description": "Full name of the insider.",
78
+ "dataType": "sc:Text"
79
+ },
80
+ {
81
+ "@type": "cr:Field",
82
+ "name": "insider_cik",
83
+ "description": "SEC Central Index Key (CIK) of the insider.",
84
+ "dataType": "sc:Text"
85
+ },
86
+ {
87
+ "@type": "cr:Field",
88
+ "name": "insider_role",
89
+ "description": "Roles held by the insider.",
90
+ "dataType": "sc:Text",
91
+ "repeated": true
92
+ },
93
+ {
94
+ "@type": "cr:Field",
95
+ "name": "officer_title",
96
+ "description": "Officer title, when available.",
97
+ "dataType": "sc:Text"
98
+ },
99
+ {
100
+ "@type": "cr:Field",
101
+ "name": "street",
102
+ "description": "Mailing street address.",
103
+ "dataType": "sc:Text"
104
+ },
105
+ {
106
+ "@type": "cr:Field",
107
+ "name": "city",
108
+ "description": "Mailing city.",
109
+ "dataType": "sc:Text"
110
+ },
111
+ {
112
+ "@type": "cr:Field",
113
+ "name": "state",
114
+ "description": "Mailing state or province.",
115
+ "dataType": "sc:Text"
116
+ },
117
+ {
118
+ "@type": "cr:Field",
119
+ "name": "zip",
120
+ "description": "Postal code.",
121
+ "dataType": "sc:Text"
122
+ },
123
+ {
124
+ "@type": "cr:Field",
125
+ "name": "country",
126
+ "description": "Country code.",
127
+ "dataType": "sc:Text"
128
+ },
129
+ {
130
+ "@type": "cr:Field",
131
+ "name": "record_type",
132
+ "description": "SEC filing record type.",
133
+ "dataType": "sc:Text"
134
+ },
135
+ {
136
+ "@type": "cr:Field",
137
+ "name": "event_date",
138
+ "description": "Transaction date.",
139
+ "dataType": "sc:Date"
140
+ },
141
+ {
142
+ "@type": "cr:Field",
143
+ "name": "filing_date",
144
+ "description": "Date the filing was submitted to the SEC.",
145
+ "dataType": "sc:Date"
146
+ },
147
+ {
148
+ "@type": "cr:Field",
149
+ "name": "period_of_report",
150
+ "description": "Reporting period covered by the filing.",
151
+ "dataType": "sc:Date"
152
+ },
153
+ {
154
+ "@type": "cr:Field",
155
+ "name": "transaction_direction",
156
+ "description": "Whether securities were acquired or disposed.",
157
+ "dataType": "sc:Text"
158
+ },
159
+ {
160
+ "@type": "cr:Field",
161
+ "name": "transaction_type",
162
+ "description": "Normalized SEC transaction type.",
163
+ "dataType": "sc:Text"
164
+ },
165
+ {
166
+ "@type": "cr:Field",
167
+ "name": "transaction_shares",
168
+ "description": "Number of shares involved in the transaction.",
169
+ "dataType": "sc:Integer"
170
+ },
171
+ {
172
+ "@type": "cr:Field",
173
+ "name": "transaction_price_per_share",
174
+ "description": "Price per share.",
175
+ "dataType": "sc:Number"
176
+ },
177
+ {
178
+ "@type": "cr:Field",
179
+ "name": "transaction_total_value",
180
+ "description": "Total transaction value.",
181
+ "dataType": "sc:Number"
182
+ },
183
+ {
184
+ "@type": "cr:Field",
185
+ "name": "shares_after_transaction",
186
+ "description": "Shares beneficially owned after the transaction.",
187
+ "dataType": "sc:Integer"
188
+ },
189
+ {
190
+ "@type": "cr:Field",
191
+ "name": "ownership_type",
192
+ "description": "Ownership type (DIRECT or INDIRECT).",
193
+ "dataType": "sc:Text"
194
+ },
195
+ {
196
+ "@type": "cr:Field",
197
+ "name": "nature_of_ownership",
198
+ "description": "Description of indirect ownership, when reported.",
199
+ "dataType": "sc:Text"
200
+ },
201
+ {
202
+ "@type": "cr:Field",
203
+ "name": "exercise_date",
204
+ "description": "Exercise date for derivative securities.",
205
+ "dataType": "sc:Date"
206
+ },
207
+ {
208
+ "@type": "cr:Field",
209
+ "name": "expiration_date",
210
+ "description": "Expiration date for derivative securities.",
211
+ "dataType": "sc:Date"
212
+ },
213
+ {
214
+ "@type": "cr:Field",
215
+ "name": "underlying_security_shares",
216
+ "description": "Number of underlying shares represented by a derivative security.",
217
+ "dataType": "sc:Number"
218
+ },
219
+ {
220
+ "@type": "cr:Field",
221
+ "name": "underlying_security_value",
222
+ "description": "Value of the underlying security.",
223
+ "dataType": "sc:Number"
224
+ }
225
+ ]
226
+ }
227
+ ]
228
+ }