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{
    "paper_id": "2022",
    "header": {
        "generated_with": "S2ORC 1.0.0",
        "date_generated": "2023-01-19T16:31:36.593219Z"
    },
    "title": "Graph-combined Coreference Resolution Methods on Conversational Machine Reading Comprehension with Pre-trained Language Model",
    "authors": [
        {
            "first": "Zhaodong",
            "middle": [],
            "last": "Wang",
            "suffix": "",
            "affiliation": {
                "laboratory": "",
                "institution": "Osaka University",
                "location": {}
            },
            "email": ""
        },
        {
            "first": "Kazunori",
            "middle": [],
            "last": "Komatani",
            "suffix": "",
            "affiliation": {
                "laboratory": "",
                "institution": "Osaka University",
                "location": {}
            },
            "email": ""
        }
    ],
    "year": "",
    "venue": null,
    "identifiers": {},
    "abstract": "Coreference resolution such as for anaphora has been an essential challenge that is commonly found in conversational machine reading comprehension (CMRC). This task aims to determine the referential entity to which a pronoun refers on the basis of contextual information. Existing approaches based on pre-trained language models (PLMs) mainly rely on an endto-end method, which still has limitations in clarifying referential dependency. In this study, a novel graph-based approach is proposed to integrate the coreference of given text into graph structures (called coreference graphs), which can pinpoint a pronoun's referential entity. We propose two graph-combined methods, evidence-enhanced and the fusion model, for CMRC to integrate coreference graphs from different levels of the PLM architecture. Evidenceenhanced refers to textual level methods that include an evidence generator (for generating new text to elaborate a pronoun) and enhanced question (for rewriting a pronoun in a question) as PLM input. The fusion model is a structural level method that combines the PLM with a graph neural network. We evaluated these approaches on a CoQA pronoun-containing dataset and the whole CoQA dataset. The result showed that our methods can outperform baseline PLM methods with BERT and RoBERTa.",
    "pdf_parse": {
        "paper_id": "2022",
        "_pdf_hash": "",
        "abstract": [
            {
                "text": "Coreference resolution such as for anaphora has been an essential challenge that is commonly found in conversational machine reading comprehension (CMRC). This task aims to determine the referential entity to which a pronoun refers on the basis of contextual information. Existing approaches based on pre-trained language models (PLMs) mainly rely on an endto-end method, which still has limitations in clarifying referential dependency. In this study, a novel graph-based approach is proposed to integrate the coreference of given text into graph structures (called coreference graphs), which can pinpoint a pronoun's referential entity. We propose two graph-combined methods, evidence-enhanced and the fusion model, for CMRC to integrate coreference graphs from different levels of the PLM architecture. Evidenceenhanced refers to textual level methods that include an evidence generator (for generating new text to elaborate a pronoun) and enhanced question (for rewriting a pronoun in a question) as PLM input. The fusion model is a structural level method that combines the PLM with a graph neural network. We evaluated these approaches on a CoQA pronoun-containing dataset and the whole CoQA dataset. The result showed that our methods can outperform baseline PLM methods with BERT and RoBERTa.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Abstract",
                "sec_num": null
            }
        ],
        "body_text": [
            {
                "text": "In recent years, using a large-scale pre-trained language model (PLM) as a backbone for various challenging machine comprehension tasks (Devlin et al., 2019) has become fundamental, especially in conversational machine reading comprehension (CMRC) (Liu et al., 2019a) . CMRC tasks not only require a model to fully understand the given articles but also propose to mimic the way humans seek information in conversations through questionanswering. Most PLM utilize attention mechanism and achieve positive results on a broad range of CMRC datasets (Choi et al., 2018; Reddy et al., 2019). PLMs generally use an end-to-end approach trained from questions to answers. However, the explainability of the answers generated through the intrinsic multi-head self-attention mechanism remains insufficient. Although these PLMs have demonstrated great advantages in terms of solving questions that simply need semantic matching, limitations in logical comprehension (Ding et al., 2019) such as in coreference resolution still exist.",
                "cite_spans": [
                    {
                        "start": 136,
                        "end": 157,
                        "text": "(Devlin et al., 2019)",
                        "ref_id": "BIBREF4"
                    },
                    {
                        "start": 248,
                        "end": 267,
                        "text": "(Liu et al., 2019a)",
                        "ref_id": "BIBREF18"
                    },
                    {
                        "start": 547,
                        "end": 566,
                        "text": "(Choi et al., 2018;",
                        "ref_id": "BIBREF3"
                    },
                    {
                        "start": 567,
                        "end": 580,
                        "text": "Reddy et al.,",
                        "ref_id": "BIBREF30"
                    },
                    {
                        "start": 956,
                        "end": 975,
                        "text": "(Ding et al., 2019)",
                        "ref_id": "BIBREF6"
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1"
            },
            {
                "text": "Coreference resolution such as for anaphora (von Heusinger and Egli, 2012) is commonly found in CMRC tasks. Anaphora can be described as a pronoun word (anaphor) contained in a current question, in which its referential entity (antecedent) has already been introduced earlier in the conversation history or article context. As shown in Figure  1 , to answer the current question \"Did she have any visitors?\", the model requires that the pronoun \"she\" be resolved as an anaphor referring to the entity \"Jessica\" as its antecedent, on the basis of the given context and conversation history. Therefore, CMRC models require mechanisms that can resolve referential dependencies to properly understand the intent of current questions.",
                "cite_spans": [
                    {
                        "start": 44,
                        "end": 74,
                        "text": "(von Heusinger and Egli, 2012)",
                        "ref_id": "BIBREF37"
                    }
                ],
                "ref_spans": [
                    {
                        "start": 336,
                        "end": 345,
                        "text": "Figure  1",
                        "ref_id": "FIGREF0"
                    }
                ],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1"
            },
            {
                "text": "Considering the shortcomings of the PLM approach in logical comprehension such as in coref-erence resolution, research on how to better adapt models to learn reasoning is gradually gaining attention (Yeh and Chen, 2019; Qu et al., 2019; Song et al., 2018) . FlowQA (Huang et al., 2019) was proposed to add a reasoning layer between questions and answers to incorporate intermediate representations of a conversation history. The question rewriting (QR) model (Vakulenko et al., 2021; Lin et al., 2020) was proposed to rewrite current questions on the basis of a conversation history. Specifically, the QR model simplifies complex multi-turn questionanswering (QA) tasks into single-turn QA tasks, which can solve a current question without a conversation history.",
                "cite_spans": [
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                        "start": 199,
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                        "start": 237,
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                        "start": 484,
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                "section": "Introduction",
                "sec_num": "1"
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                "text": "However, because these models are built through the embeddings of a conversation history (Qu et al., 2019) , they generally suffer from two drawbacks in coreference reasoning for CMRC tasks. (1) Since the input length of a conversation history is limited by the PLM's structure, the current question sometimes contains pronouns whose referential entity does not appear in the conversation history, so the model cannot accordingly resolve referential dependencies. (2) To achieve coreference reasoning, a CMRC model also needs to seek information from the context of articles. Due to the sequence nature of the PLM and the multiple referential dependencies in the context of an article, these models cannot handle each referential dependency precisely, as shown in Figure 2 's context part in different colors.",
                "cite_spans": [
                    {
                        "start": 89,
                        "end": 106,
                        "text": "(Qu et al., 2019)",
                        "ref_id": "BIBREF26"
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                    {
                        "start": 764,
                        "end": 772,
                        "text": "Figure 2",
                        "ref_id": "FIGREF1"
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                ],
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                "section": "Introduction",
                "sec_num": "1"
            },
            {
                "text": "In this paper, we propose solving the coreference of a target pronoun through additional mined information to enhance PLMs' coreference reasoning ability for CMRC. A novel graph approach is proposed that integrates the coreferences of given text into graph structures, which we call the coreference graph. The coreference graph is constructed separately by using the conversation history and article context as text information. Each entity in the graph holds a unique place label in accordance with the text information, which can be used to pinpoint every pronoun's referential dependency precisely. To better implement the coreference graph as an enhanced component into PLMs, we propose two graph-combined methods: the evidence-enhanced method and the fusion model method. These two methods integrate graph information from the textual and structural levels of the PLM architecture, respectively.",
                "cite_spans": [],
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                "section": "Introduction",
                "sec_num": "1"
            },
            {
                "text": "The evidence-enhanced method involves two textual level methods that enrich the PLM's input information for coreference reasoning: an evidence generator (EG) generates new text to elaborate pronouns, and an enhanced question (EQ) rewrites a pronoun into a referential entity in a question.",
                "cite_spans": [],
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                "section": "Introduction",
                "sec_num": "1"
            },
            {
                "text": "The fusion model is a structural level method that combines the PLM with a graph neural network. This model treats the PLM as an encoder to extract sequence features of pronouns and referential words from input. After that, the graph features of the corresponding words are computed by graph neural networks on the basis of the connectivity of the coreference graph. These two features are integrated using learnable weights to enhance the PLM's coreference reasoning ability.",
                "cite_spans": [],
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                "section": "Introduction",
                "sec_num": "1"
            },
            {
                "text": "For the experiments, we used questions from CoQA (Reddy et al., 2019) that contained pronouns to compose a new dataset (pronoun-containing dataset) specialized for the coreference reasoning ability of the CMRC model. We evaluated various combinations of our proposed methods on different PLMs, and we also compared them with the existing QR approach. The results showed that our methods can greatly outperform in terms of F1 score on the CoQA pronoun-containing dataset, 2.6 on BERT (Devlin et al., 2019) and 0.7 on RoBERTa (Liu et al., 2019b) . We also used the whole CoQA dataset to evaluate the fusion model, which achieved the best performance in our methods, to compare its overall performance with RoBERTa. The contributions of this paper are as follows.",
                "cite_spans": [
                    {
                        "start": 49,
                        "end": 69,
                        "text": "(Reddy et al., 2019)",
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                    {
                        "start": 483,
                        "end": 504,
                        "text": "(Devlin et al., 2019)",
                        "ref_id": "BIBREF4"
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                        "start": 524,
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                "section": "Introduction",
                "sec_num": "1"
            },
            {
                "text": "\u2022 We propose a novel graph approach for coreference resolution. This approach can establish referential dependency that appears not only in a conversation history but also in an article context.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1"
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                "text": "\u2022 We show that both our evidence-enhanced and fusion model methods boost the performance of different PLMs in CMRC coreference resolution. Therefore, we prove that the introduction of additional information can further leverage the performance of PLMs in complex reasoning such as in coreference resolution.",
                "cite_spans": [],
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                "section": "Introduction",
                "sec_num": "1"
            },
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                "text": "\u2022 Our approaches provide a precise reasoning route for CMRC's coreference resolution and overcome the PLM model's weakness of interpretability. In recent years, the emergence of pre-trained language models (PLMs), including BERT (Devlin et al., 2019) , GPT-2 (Radford et al., 2019) , XL-NET , and RoBERTa (Liu et al., 2019b) , has refreshed the performance of various NLP tasks with advanced comprehension abilities.",
                "cite_spans": [
                    {
                        "start": 229,
                        "end": 250,
                        "text": "(Devlin et al., 2019)",
                        "ref_id": "BIBREF4"
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                    {
                        "start": 253,
                        "end": 281,
                        "text": "GPT-2 (Radford et al., 2019)",
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                    {
                        "start": 305,
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                        "text": "(Liu et al., 2019b)",
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                "section": "Introduction",
                "sec_num": "1"
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            {
                "text": "BERT is a representative model that is based on a multi-layer transformer (Vaswani et al., 2017) . It is trained by using a massive amount of text data through a masked language model and next sentence prediction. There have been several improvements to the BERT model (Qiu et al., 2020) , such as ConvBERT (Jiang et al., 2020) , which specifically improves its performance in MRC. These PLM-based models mostly increase the scale of model parameters or improve the attention mechanism through their structure, but they still lack reasoning-level analysis and evidence support due to them using end-to-end learning methods (Chen and Yih, 2020) .",
                "cite_spans": [
                    {
                        "start": 74,
                        "end": 96,
                        "text": "(Vaswani et al., 2017)",
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                        "start": 269,
                        "end": 287,
                        "text": "(Qiu et al., 2020)",
                        "ref_id": "BIBREF25"
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                        "start": 307,
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                        "text": "(Jiang et al., 2020)",
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                "text": "Coreference resolution is the task of retrieving all references in text that refer to the same entity. With the development of deep learning, the neural network has been gradually used to solve coreferencing, such as CoNLL-2012 (Pradhan et al., 2012 , in recent years (Xu and Choi, 2020; Kirstain et al., 2021) . Lee et al. (Lee et al., 2017) first applied the LSTM (Sak et al., 2014) network to coreference resolution; it can extract referential dependencies directly from text. Joshi (Joshi et al., 2019 ) provided a PLM baseline for coreference resolution through BERT. Joshi also provided SpanBERT Joshi et al. (2020), which enhanced the PLM's performance, especially in coreference extraction.",
                "cite_spans": [
                    {
                        "start": 217,
                        "end": 227,
                        "text": "CoNLL-2012",
                        "ref_id": null
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                        "start": 228,
                        "end": 249,
                        "text": "(Pradhan et al., 2012",
                        "ref_id": "BIBREF23"
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                    {
                        "start": 268,
                        "end": 287,
                        "text": "(Xu and Choi, 2020;",
                        "ref_id": "BIBREF38"
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                    {
                        "start": 288,
                        "end": 310,
                        "text": "Kirstain et al., 2021)",
                        "ref_id": "BIBREF14"
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                    {
                        "start": 313,
                        "end": 342,
                        "text": "Lee et al. (Lee et al., 2017)",
                        "ref_id": "BIBREF15"
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                        "start": 366,
                        "end": 384,
                        "text": "(Sak et al., 2014)",
                        "ref_id": "BIBREF31"
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                        "start": 486,
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                "section": "Coreference Resolution",
                "sec_num": "2.2"
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            {
                "text": "In this paper, we use AllenNLP Gardner et al. (2018)'s framework as an implementation of the approach by Lee et al.(Lee et al., 2017) with span-BERT for textual word embedding, and we achieve high-precision coreference extraction from a conversation history and article context.",
                "cite_spans": [
                    {
                        "start": 105,
                        "end": 133,
                        "text": "Lee et al.(Lee et al., 2017)",
                        "ref_id": "BIBREF15"
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                "section": "Coreference Resolution",
                "sec_num": "2.2"
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            {
                "text": "Current machine reading comprehension (MRC) tasks can be classified into single-turn and multiturn types, depending on whether the question-answering relies on the conversation history. To tackle single-turn MRC such as SQuAD (Rajpurkar et al., 2018) , many models based on semantic matching have been proposed, such as BiDAF (Seo et al., 2017) , DrQA (Chen et al., 2017) , (Lin et al., 2018) , QANet (Yu et al., 2018) , and BERT (Devlin et al., 2019) , for MRC.",
                "cite_spans": [
                    {
                        "start": 226,
                        "end": 250,
                        "text": "(Rajpurkar et al., 2018)",
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                        "end": 344,
                        "text": "(Seo et al., 2017)",
                        "ref_id": "BIBREF32"
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                    {
                        "start": 352,
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                        "text": "(Chen et al., 2017)",
                        "ref_id": "BIBREF1"
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                    {
                        "start": 374,
                        "end": 392,
                        "text": "(Lin et al., 2018)",
                        "ref_id": "BIBREF17"
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                        "start": 401,
                        "end": 418,
                        "text": "(Yu et al., 2018)",
                        "ref_id": "BIBREF33"
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                        "start": 430,
                        "end": 451,
                        "text": "(Devlin et al., 2019)",
                        "ref_id": "BIBREF4"
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                ],
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                "section": "Machine Reading Comprehension",
                "sec_num": "2.3"
            },
            {
                "text": "However, for multi-turn MRC like CoQA (Reddy et al., 2019) and QuAC (Choi et al., 2018) , conversation-based questions and answers are introduced to enhance the connection between questions (known as CMRC (Liu et al., 2019a) ). The ambiguity of a question increases (Min et al., 2020) due to the addition of a conversation history. Thus, to predict the answer\u00c2 i for the current question Q i , the model should not only have to comprehend the article context C but also the conversation history H i from the beginning (Q 1 , A 1 ) to the previous turn (Q i\u22121 , A i\u22121 ) for integration.",
                "cite_spans": [
                    {
                        "start": 38,
                        "end": 58,
                        "text": "(Reddy et al., 2019)",
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                        "ref_id": "BIBREF3"
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                        "start": 205,
                        "end": 224,
                        "text": "(Liu et al., 2019a)",
                        "ref_id": "BIBREF18"
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                        "start": 266,
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                        "text": "(Min et al., 2020)",
                        "ref_id": "BIBREF20"
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                ],
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                "section": "Machine Reading Comprehension",
                "sec_num": "2.3"
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            {
                "text": "H i = {Q 1 , A 1 , ..., Q i\u22121 , A i\u22121 }",
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                "section": "Machine Reading Comprehension",
                "sec_num": "2.3"
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            {
                "text": "(1)",
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                "ref_spans": [],
                "eq_spans": [],
                "section": "Machine Reading Comprehension",
                "sec_num": "2.3"
            },
            {
                "text": "EQUATION",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [
                    {
                        "start": 0,
                        "end": 8,
                        "text": "EQUATION",
                        "ref_id": "EQREF",
                        "raw_str": "A i = argmax(P (A i |Q i , C, H i ))",
                        "eq_num": "(2)"
                    }
                ],
                "section": "Machine Reading Comprehension",
                "sec_num": "2.3"
            },
            {
                "text": "For multi-turn MRC, several works (Huang et al., 2019; Yeh and Chen, 2019; Qu et al., 2019; Song et al., 2018) have incorporated reasoning representation to capture a conversation history's embedding. In comparison, approaches like question rewriting (QR) (Papakonstantinou and Vassalos, 1999) aim to break down multi-turn MRC into single-turn subtasks to minimize the complexity of multi-turn MRC (Vakulenko et al., 2021) . CA-NARD (Elgohary et al., 2019) rewrites QuAC's questions and introduces this rewriting to the QR task. QR models (Vakulenko et al., 2021; Lin et al., 2020) rewrite current questions to incorporate a conversation history. However, due to the variable length of a conversation history, such models still have limitations in precisely resolving the coreference in questions.",
                "cite_spans": [
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                        "start": 55,
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                        "text": "Yeh and Chen, 2019;",
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                        "text": "Qu et al., 2019;",
                        "ref_id": "BIBREF26"
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                        "start": 92,
                        "end": 110,
                        "text": "Song et al., 2018)",
                        "ref_id": "BIBREF33"
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                    {
                        "start": 256,
                        "end": 293,
                        "text": "(Papakonstantinou and Vassalos, 1999)",
                        "ref_id": "BIBREF22"
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                        "text": "(Vakulenko et al., 2021)",
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                        "text": "(Elgohary et al., 2019)",
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                        "text": "Lin et al., 2020)",
                        "ref_id": "BIBREF16"
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                ],
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                "section": "Machine Reading Comprehension",
                "sec_num": "2.3"
            },
            {
                "text": "In this section, we describe the architecture of our methods as an enhanced PLM component, as illustrated in Figure 2 . The model contains two stages.",
                "cite_spans": [],
                "ref_spans": [
                    {
                        "start": 109,
                        "end": 117,
                        "text": "Figure 2",
                        "ref_id": "FIGREF1"
                    }
                ],
                "eq_spans": [],
                "section": "Propsed Methods",
                "sec_num": "3"
            },
            {
                "text": "(1) We construct a coreference graph from textural information towards solving the pronoun's referential entity in a question. (2) We use our two methods, evidence-enhanced and the fusion model, to integrate a referential entity's information into PLMs using textual and structural levels, respectively.",
                "cite_spans": [],
                "ref_spans": [],
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                "section": "Propsed Methods",
                "sec_num": "3"
            },
            {
                "text": "Inspired by the previous works (Song et al., 2018; Bastings et al., 2017; Dhingra et al., 2018) , we introduce graph structures for the anaphora in questions. Specifically, our method uses the approach by Lee et al. (Lee et al., 2017) with SpanBERT word embedding to precisely extract all coreferences in text and organize them into graph structures. Additionally, we propose modeling the conversation history and article context separately in structures to fully use the graph information.",
                "cite_spans": [
                    {
                        "start": 31,
                        "end": 50,
                        "text": "(Song et al., 2018;",
                        "ref_id": "BIBREF33"
                    },
                    {
                        "start": 51,
                        "end": 73,
                        "text": "Bastings et al., 2017;",
                        "ref_id": "BIBREF0"
                    },
                    {
                        "start": 74,
                        "end": 95,
                        "text": "Dhingra et al., 2018)",
                        "ref_id": "BIBREF5"
                    },
                    {
                        "start": 205,
                        "end": 234,
                        "text": "Lee et al. (Lee et al., 2017)",
                        "ref_id": "BIBREF15"
                    }
                ],
                "ref_spans": [],
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                "section": "Coreference Graph",
                "sec_num": "3.1"
            },
            {
                "text": "In the article context part, because there may be multi-identical pronouns referring to different entities in a context (e.g., \"he\" could refer to two males in the same article context), the current sentence number (order number) is kept after entities to ensure their uniqueness. As shown in Figure 3 with different numbers. To organize the entities into a graph, all of the anaphors (pronouns) are connected to the initially-occurring antecedent (referential entity). In this way, the entire context can be processed into a graph with multiple clusters, and each cluster holds a unique referential entity, as illustrated in Figure 3 in different colors.",
                "cite_spans": [],
                "ref_spans": [
                    {
                        "start": 293,
                        "end": 301,
                        "text": "Figure 3",
                        "ref_id": "FIGREF3"
                    },
                    {
                        "start": 626,
                        "end": 634,
                        "text": "Figure 3",
                        "ref_id": "FIGREF3"
                    }
                ],
                "eq_spans": [],
                "section": "Coreference Graph",
                "sec_num": "3.1"
            },
            {
                "text": "In the conversation history part, to avoid multiidentical pronouns, the Q i label for the i-th question and A i label for the i-th answer are added behind an entity in a conversation history. In the construction part, considering the time-sequence nature of a conversation history, we use a conversation history's order sequences (Q 1 , A 1 , Q 2 , A 2 , ...) to connect these entities into a queue structure.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Coreference Graph",
                "sec_num": "3.1"
            },
            {
                "text": "As illustrated in Figure 3 , this procedure can extract the coreference information from text into a coreference graph. First, we extract reference words with relevant number labels as referential entities. In this way, each reference word can be classified into various clusters (shown in different colors in the top half of Figure 3 ). In the graph construction of the article context part, we use the first referential entity in one cluster and the initially-occurring antecedent as the head node. We connect all the remaining referential entities in the cluster to the head node. For the conversation history part, we connect the referential entities in the cluster in a queue in the order sequence (Q 1 , A 1 , Q 2 , A 2 , ...). Accordingly, this step is repeated for every cluster until each reference word has been processed into a graph structure as a unique entity.",
                "cite_spans": [],
                "ref_spans": [
                    {
                        "start": 18,
                        "end": 26,
                        "text": "Figure 3",
                        "ref_id": "FIGREF3"
                    },
                    {
                        "start": 326,
                        "end": 334,
                        "text": "Figure 3",
                        "ref_id": "FIGREF3"
                    }
                ],
                "eq_spans": [],
                "section": "Coreference Graph Construction",
                "sec_num": "3.1.1"
            },
            {
                "text": "Antecedent retrieval is a process of querying the referential entity of a target pronoun through a coreference graph. For retrieval from an article context, the target pronoun and the sentence's order index are considered to form a query entity. When the node of the query entity is found, it is used as the starting node for a graph search until a non-pronoun entity is found as a referential entity for the result.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Antecedent Retrieval",
                "sec_num": "3.1.2"
            },
            {
                "text": "We learned from previous studies Ding et al., 2019 ) that additional evidence is essential for a PLM's logical comprehension. Therefore, we present textual reformulation methods for resolving the referential dependency of current pronouns. As shown in Figure 2 , after retrieving the referential entity (\"she\" refers to \"Jessica\"), the model needs to obtain this information for the current question Q i . In PLMs like BERT (Devlin et al., 2019) , the CMRC typically defines the model's input as the concatenation of three segments. Specifically, given a context C, the input for BERT is \"[CLS]H i [SEP]Qi[SEP]C.\" To ensure that new information is introduced with as little impact as possible for the PLM input, we propose two textual-level methods:",
                "cite_spans": [
                    {
                        "start": 33,
                        "end": 50,
                        "text": "Ding et al., 2019",
                        "ref_id": "BIBREF6"
                    },
                    {
                        "start": 424,
                        "end": 445,
                        "text": "(Devlin et al., 2019)",
                        "ref_id": "BIBREF4"
                    }
                ],
                "ref_spans": [
                    {
                        "start": 252,
                        "end": 260,
                        "text": "Figure 2",
                        "ref_id": "FIGREF1"
                    }
                ],
                "eq_spans": [],
                "section": "Method No.1: Evidence-Enhanced",
                "sec_num": "3.2"
            },
            {
                "text": "\u2022 Evidence Generator (EG): Generating inferential sentences to solve coreference on the basis of textual rules (like \"She\" is \"Jessica\") and then adding the inferential sentence as evidence before the question. , we propose using the graph neural network to extract a coreference graph's features. We fuse these graph features with sequence features from the PLM to enhance the PLM's coreference reasoning ability.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Method No.1: Evidence-Enhanced",
                "sec_num": "3.2"
            },
            {
                "text": "We want the model to learn both the graph and sequence features of an entity during computation. Additionally, we hope that the model can balance the two kinds of features by using learnable weights. Therefore, the final embedding F inalEmb k of all entities k in a coreference graph is calculated as follows ([A : B] means to concatenate the two vectors A and B in a row, and \u2299 means the Hadamard product).",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Embeding Fusing",
                "sec_num": "3.3.1"
            },
            {
                "text": "EQUATION",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [
                    {
                        "start": 0,
                        "end": 8,
                        "text": "EQUATION",
                        "ref_id": "EQREF",
                        "raw_str": "w k = ReLU (W \u00d7 [P LM k : GN N k ])",
                        "eq_num": "(3)"
                    }
                ],
                "section": "Embeding Fusing",
                "sec_num": "3.3.1"
            },
            {
                "text": "F inalEmb k = w k \u2299 P LM k + (1 \u2212 w k ) \u2299 GN N k (4)",
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                "ref_spans": [],
                "eq_spans": [],
                "section": "Embeding Fusing",
                "sec_num": "3.3.1"
            },
            {
                "text": "The computed final embedding is passed through the fully connection layer to compute the answer prediction for the current question.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Embeding Fusing",
                "sec_num": "3.3.1"
            },
            {
                "text": "CoQA (Reddy et al., 2019) consists of 127K questions and answers from documents in 5 domains (Children, Literature, Middle& High School English Exams, CNN News, Wikipedia). The question-answering can be divided into extractive and non-extractive types (Niu et al., 2020) . Similar to SQuAD, the extractive type selects a span from the context for the final answer to the question. The non-extractive type is defined as choices from Yes/No/Unknown for answering. We used two datasets to perform this experiment:",
                "cite_spans": [
                    {
                        "start": 5,
                        "end": 25,
                        "text": "(Reddy et al., 2019)",
                        "ref_id": "BIBREF30"
                    },
                    {
                        "start": 252,
                        "end": 270,
                        "text": "(Niu et al., 2020)",
                        "ref_id": null
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Datasets Description",
                "sec_num": "4.1"
            },
            {
                "text": "\u2022 CoQA all: The complete CoQA dataset.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Datasets Description",
                "sec_num": "4.1"
            },
            {
                "text": "\u2022 CoQA pronoun-containing (38% of CoQA all): Used to evaluate the model's performance in coreference resolution for anaphora. Samples in which questions contained pronouns from CoQA were extracted to form a partial dataset.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Datasets Description",
                "sec_num": "4.1"
            },
            {
                "text": "Compared with the evidence-enhanced method, the fusion model does not need the input of the model to be changed for learning. Therefore, we additionally used the CoQA-all dataset to evaluate the overall performance of the model. All evaluations were conducted using the overall F1 score by using CoQA's official evaluation script 1 . ",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Datasets Description",
                "sec_num": "4.1"
            },
            {
                "text": "We applied the coreference resolution model from AllenNLP 2 . This model adopts Lee et al. (Lee et al., 2017) 's approach to extracting the coreferences in clusters. Rather than using GloVe's word embedding in the initial model, SpanBERT (Joshi et al., 2020) for word embedding was used due to its superiority on the task of extraction.",
                "cite_spans": [
                    {
                        "start": 91,
                        "end": 109,
                        "text": "(Lee et al., 2017)",
                        "ref_id": "BIBREF15"
                    },
                    {
                        "start": 238,
                        "end": 258,
                        "text": "(Joshi et al., 2020)",
                        "ref_id": "BIBREF11"
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "SpanBERT-based Coreference Extraction",
                "sec_num": "4.2"
            },
            {
                "text": "Due to the multi-turn characteristic that CMRC retains compared with MRC tasks, the conversation history before Q i should be considered as input into the model. In this experiment, a BERT-baseuncased (Devlin et al., 2019) fine-tuned by using all CoQA was used as our baseline model. It takes a concatenation of three segments as input (length of conversation history is 2). Specifically, given a context C, the input for BERT is [CLS] ",
                "cite_spans": [
                    {
                        "start": 201,
                        "end": 222,
                        "text": "(Devlin et al., 2019)",
                        "ref_id": "BIBREF4"
                    },
                    {
                        "start": 430,
                        "end": 435,
                        "text": "[CLS]",
                        "ref_id": null
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "BERT",
                "sec_num": "4.3.1"
            },
            {
                "text": "(Q i\u22122 , A i\u22122 ), (Q i\u22121 , A i\u22121 )[SEP]Qi[SEP]C, in which \"[CLS]",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "BERT",
                "sec_num": "4.3.1"
            },
            {
                "text": "\" is a classifier for \"Yes/No/Unknown/Span\" for CoQA's nonextractive questions.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "BERT",
                "sec_num": "4.3.1"
            },
            {
                "text": "On the basis of BERT model's architecture, RoBERTa (Liu et al., 2019b) removes next sentence prediction and possesses better robustness 2 https://demo.allennlp.org/coreference-resolution through modifications and pre-training with larger data. RoBERTa can exceed almost all performances compared with the BERT model. In the experiment, we adopted a RoBERTa-base-uncased with the same training configuration as BERT. We found that RoBERTa achieves remarkable scores on the CoQA pronoun-containing dataset, which means that the capability RoBERTa holds towards coreference resolution is comparably higher than BERT accordingly.",
                "cite_spans": [
                    {
                        "start": 51,
                        "end": 70,
                        "text": "(Liu et al., 2019b)",
                        "ref_id": null
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "RoBERTa",
                "sec_num": "4.3.2"
            },
            {
                "text": "The graph attention network (GAT) (Velickovic et al., 2017) learns the structural features of graphs from the spatial domain through a multi-headed attention mechanism. In this experiment, we used PyTorch Geometric 3 as the implementation of GAT graph embedding, and the number of multi-heads was set to 8.",
                "cite_spans": [
                    {
                        "start": 34,
                        "end": 59,
                        "text": "(Velickovic et al., 2017)",
                        "ref_id": "BIBREF36"
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Graph Attention Networks",
                "sec_num": "4.4.1"
            },
            {
                "text": "The graph convolutional network (GCN) (Kipf and Welling, 2017) learns the structural features of graphs from convolution layers. It can be used to study the properties of a graph from the eigenvalues and eigenvectors of a Laplacian matrix. GCN has been successful in processing graph data by extracting structure-aware features. In this experiment, we Table 1 : Comparison of baseline method with QR model, evidence-enhanced method and fusion model for CoQA. \"EG\" and \"EQ\" denote evidence generator and enhanced question, respectively. For coreference graph in antecedent retrieval, \"Hist.\" denotes using conversation history part, \"Cont.\" denotes using article content part, \"Hist.&Cont.\" denotes using both. \"GCN\" and \"GAT\" denote fusion model using graph embedding algorithms of GCN and GAT, respectively.",
                "cite_spans": [],
                "ref_spans": [
                    {
                        "start": 352,
                        "end": 359,
                        "text": "Table 1",
                        "ref_id": null
                    }
                ],
                "eq_spans": [],
                "section": "Graph Convolutional Network",
                "sec_num": "4.4.2"
            },
            {
                "text": "used PyTorch Geometric as the implementation of GCN graph embedding.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Graph Convolutional Network",
                "sec_num": "4.4.2"
            },
            {
                "text": "For all nodes contained in the coreference graph, we initialize the node features using embeddings at the token level E i generated through PLM. Here, we compute the average value for each node feature F i for initialization. e.g.. the node \"the girl\" is composed of two tokens, \"the\" and \"girl,\" and node feature F the:girl for initialization can be calculated as follows.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Initialization",
                "sec_num": "4.4.3"
            },
            {
                "text": "EQUATION",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [
                    {
                        "start": 0,
                        "end": 8,
                        "text": "EQUATION",
                        "ref_id": "EQREF",
                        "raw_str": "F the:girl = 1 2 (E the + E girl )",
                        "eq_num": "(5)"
                    }
                ],
                "section": "Initialization",
                "sec_num": "4.4.3"
            },
            {
                "text": "All experiments were implemented on PyTorch 4 . BERT and RoBERTa were implemented by using the Huggingface Transformers library 5 . The approach by Lee et al. (Lee et al., 2017) was implemented through the pre-trained model \"corefspanbert-large\" from AllenNLP. We used three 11-GB GPUs (GTX 1080Ti), a batch size of 24 for BERT, and a batch size of 10 for RoBERTa in all experiments.",
                "cite_spans": [
                    {
                        "start": 148,
                        "end": 177,
                        "text": "Lee et al. (Lee et al., 2017)",
                        "ref_id": "BIBREF15"
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Details",
                "sec_num": "4.5"
            },
            {
                "text": "BERT and RoBERTa were utilized as our baseline, represent the basic and advanced PLMs respectively. To compare our approaches with others, we applied Question Rewriting (QR) model (Lin et al., 2020) using T5 (Raffel et al., 2020) , trained on CANARD (Elgohary et al., 2019) . To identify the effectiveness of coreference graph, we proposed to use information from different parts of coreference graph as comparisons.",
                "cite_spans": [
                    {
                        "start": 180,
                        "end": 198,
                        "text": "(Lin et al., 2020)",
                        "ref_id": "BIBREF16"
                    },
                    {
                        "start": 208,
                        "end": 229,
                        "text": "(Raffel et al., 2020)",
                        "ref_id": "BIBREF28"
                    },
                    {
                        "start": 250,
                        "end": 273,
                        "text": "(Elgohary et al., 2019)",
                        "ref_id": "BIBREF7"
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Details",
                "sec_num": "4.5"
            },
            {
                "text": "The results are shown in Table 1 , which presents a performance comparison of the baseline approaches, end-to-end QR, and our proposed methods integrated with different parts of the coreference graph. We can see that compared with the baselines, both the evidence-enhanced method and fusion model method improved the model's performance in different categories (Child., Liter., M&H., News, Wiki, and Overall) .",
                "cite_spans": [
                    {
                        "start": 361,
                        "end": 408,
                        "text": "(Child., Liter., M&H., News, Wiki, and Overall)",
                        "ref_id": null
                    }
                ],
                "ref_spans": [
                    {
                        "start": 25,
                        "end": 32,
                        "text": "Table 1",
                        "ref_id": null
                    }
                ],
                "eq_spans": [],
                "section": "Results & Analysis",
                "sec_num": "5"
            },
            {
                "text": "Specifically, the combination of the EG with the coreference graph (Hist.& Cont.) improved the overall F1 score by 2.6 on the BERT baseline and BERT-base Baseline Our EG F1>0 F1 \u22650.5 F1=1  False  False  342  503  997  True  False  145  175  180  False  True  219  263  244  True  True  2356  2121  1641  Total: 3062   Table 2 : Analysis of results for all answers for CoQA pronoun-containing test dataset (3062 samples in total). Comparison of baseline BERT with our best EG method \"BERT+ EG + Hist.&Cont.\" \"True\" and \"False\" indicate whether each answer produced by QA model was correct or incorrect, respectively, in accordance with F1 thresholds provided in right-side columns. by 0.1 on the RoBERTa baseline. Therefore, we concluded that while dealing with anaphora's coreference resolution, both the EG and EQ were effective as enhanced components of the PLM baseline model with BERT.",
                "cite_spans": [],
                "ref_spans": [
                    {
                        "start": 183,
                        "end": 325,
                        "text": "F1=1  False  False  342  503  997  True  False  145  175  180  False  True  219  263  244  True  True  2356  2121  1641  Total: 3062   Table 2",
                        "ref_id": null
                    }
                ],
                "eq_spans": [],
                "section": "Results & Analysis",
                "sec_num": "5"
            },
            {
                "text": "Comparing EG and EQ approaches comprehensively for BERT and RoBERTa, the EG one had generally higher scores. One possible reason is that generating additional evidence behind a question as input maintains the integrity of the original question. Although the EQ approach also achieved relevant performance, the textual substitution of pronouns may alter the intention of the question and mislead the model to make erroneous answer predictions.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Results & Analysis",
                "sec_num": "5"
            },
            {
                "text": "To measure the effectiveness of the evidenceenhanced approach for each question, we compared the F1 scores of the answers produced by the baseline (BERT) and our evidence-enhanced model with the best performance (\"EG+hist.&cont.,\" as shown in Table 2 ). \"True\" and \"False\" indicate whether the answer predicted by the model was correct or incorrect, in accordance with the F1 thresholds provided in the right-side columns. As shown in Table 2 , the second row reflects the case where our model got an erroneous answer when the baseline's answer was correct, which can be interpreted as getting an erroneous referential entity of the target pronoun, thus leading to an erroneous prediction. The third row indicates that the answer of our model was correct and that of the baseline's was wrong. Compared with the second row, the third row shows the effectiveness of our model: introducing the correct referential entity and enhancing the model to output the correct answer. Additionally, in the third row, with the rise of the F1 thresh-old, the number increased from F1 > 0 to F1 \u2265 0.5, which means that our model slightly corrected the baseline's answer from completely wrong into closer to correct. However, from the decline from F1 \u2265 0.5 to F1 = 1, we can infer that our model still has limitations in making fully correct answer predictions.",
                "cite_spans": [],
                "ref_spans": [
                    {
                        "start": 243,
                        "end": 250,
                        "text": "Table 2",
                        "ref_id": null
                    },
                    {
                        "start": 435,
                        "end": 442,
                        "text": "Table 2",
                        "ref_id": null
                    }
                ],
                "eq_spans": [],
                "section": "Results & Analysis",
                "sec_num": "5"
            },
            {
                "text": "From the results for the fusion model, we found that the fusion model achieved a further improvement (by up to 0.7 on RoBERTa) compared with the baseline and evidence-enhanced methods. This model also showed improvement on the CoQA-all dataset, which contains samples that are not needed for coreference resolution (without pronouns in questions), compared with the baseline. This indicates that the fusion model can effectively use coreference graph information. It can solve coreference resolution and maintain the ability to solve no-coreference questions. Therefore, compared with the evidence-enhanced approach, the fusion model has higher robustness.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Results & Analysis",
                "sec_num": "5"
            },
            {
                "text": "Through comparing the two different graph embedding methods, GAT and GCN, we found that GCN generally outperformed GAT in terms of score in each category. We assume one reason is that the processed graphs always hold the same structure (a vertex containing multiple one-hop neighbor nodes), and such a simple structure is not adequately learned by GAT's multi-head attention, which is suitable for capturing features from the spatial domain. In contrast, GCN captures the graph features of each neighbor by using convolution layers, so it performed better in this experiment.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Results & Analysis",
                "sec_num": "5"
            },
            {
                "text": "We investigated how our approaches improve the coreference reasoning ability of the RoBERTa baseline approach. To compare the differences in answer prediction, we used RoBERTa-base as the baseline. RoBERTa-base + Hist.&Cont. + EG had the best performance in Table 1 as the evidence generator (EG), and RoBERTa-base + Fu-sionMd.(+GCN) had the best performance as the fusion model. We selected several specific cases from CoQA for elaboration.",
                "cite_spans": [],
                "ref_spans": [
                    {
                        "start": 258,
                        "end": 265,
                        "text": "Table 1",
                        "ref_id": null
                    }
                ],
                "eq_spans": [],
                "section": "Case Study",
                "sec_num": "6"
            },
            {
                "text": "An example is shown in Figure 4 . In this example, the coreference graph resolves that \"he\" refers to \"Joseph Aloisius Ratzinger.\" Because of the absence of coreference resolution, the baseline incorrectly predicted the answer at the wrong place. EG resolved the referential dependencies, so the prediction's meaning was close to the correct answer. However, the fusion model could integrate the coreference information and predict the answer span accurately.",
                "cite_spans": [],
                "ref_spans": [
                    {
                        "start": 23,
                        "end": 31,
                        "text": "Figure 4",
                        "ref_id": "FIGREF5"
                    }
                ],
                "eq_spans": [],
                "section": "Case Study",
                "sec_num": "6"
            },
            {
                "text": "In this paper, we proposed the coreference graph, which can integrate coreferences from text into a graph structure. To use the information retrieved from a coreference graph, we introduced the evidence-enhanced method, which comprises two textual-level coreference resolution approaches to leverage BERT's performance on CMRC. However, the results showed that the improvement for RoBERTa is still limited. Therefore, we proposed the fusion model, using graph neural networks to incorporate the coreference graph into PLM structure. In comparison with the baseline and evidenceenhanced methods, the fusion model showed further improvement on RoBERTa, maintaining relatively higher robustness when learning coreference resolution. We confirmed that in conversational reading comprehension, a graph-structured representation of the article context and conversational history can both be an information supplement for answering a current question, especially with different PLMs. Rather than the end-to-end method in PLMs, our approaches can generate readable text as evidence when answering a question, which strengthens the interpretability of PLMs.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Conclusion",
                "sec_num": "7"
            },
            {
                "text": "https://stanfordnlp.github.io/coqa/",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "",
                "sec_num": null
            },
            {
                "text": "https://pytorch-geometric.readthedocs.io/en/latest/",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "",
                "sec_num": null
            },
            {
                "text": "https://pytorch.org/ 5 https://huggingface.co/docs/transformers/index",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "",
                "sec_num": null
            }
        ],
        "back_matter": [],
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                "raw_text": "Jie Zhou, Xu Han, Cheng Yang, Zhiyuan Liu, Lifeng Wang, Changcheng Li, and Maosong Sun. 2019. GEAR: graph-based evidence aggregating and rea- soning for fact verification. In Proceedings of the 57th Conference of the Association for Computa- tional Linguistics, ACL 2019, Florence, Italy, July 28-August 2, 2019, Volume 1: Long Papers, pages 892-901. Association for Computational Linguistics.",
                "links": null
            }
        },
        "ref_entries": {
            "FIGREF0": {
                "text": "Coreference resolution is required for end-toend PLM in CMRC task.",
                "num": null,
                "uris": null,
                "type_str": "figure"
            },
            "FIGREF1": {
                "text": "Overview of evidence-enhanced and fusion model. To answer current question, model should determine pronoun's referential entity through context or conversation history; graph-based coreference resolution can precisely determine dependency and add additional information to current question. Left part denotes textual level method of evidence-enhanced method. Right part denotes fusion model and fusion of PLM and graph embedding.",
                "num": null,
                "uris": null,
                "type_str": "figure"
            },
            "FIGREF3": {
                "text": "An example of converting conversation history and article context into the coreference graph. The same color represent entities has same referring entity, also in the same cluster as graph.",
                "num": null,
                "uris": null,
                "type_str": "figure"
            },
            "FIGREF4": {
                "text": "Ratzinger established himself as a highly regarded university theologian by the late 1950s and was appointed a full professor in 1958... Conversation History H i : ... Q i\u22121 : Did he have a lot of experience as a pastor? A i\u22121 : No. Current Question Q i : What was his occupation immediately preceding his papacy? Resolution in coreference graph: his = Joseph Aloisius Ratzinger Answer prediction: Fusion model: Theologian. Evidence-Enhanced: Academic and professor of theology. Baseline: A major figure on the Vatican stage. Gold answer: Theologian.",
                "num": null,
                "uris": null,
                "type_str": "figure"
            },
            "FIGREF5": {
                "text": "Answer predictions from different CMRC models.",
                "num": null,
                "uris": null,
                "type_str": "figure"
            }
        }
    }
}