File size: 57,333 Bytes
6fa4bc9
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
162
163
164
165
166
167
168
169
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
196
197
198
199
200
201
202
203
204
205
206
207
208
209
210
211
212
213
214
215
216
217
218
219
220
221
222
223
224
225
226
227
228
229
230
231
232
233
234
235
236
237
238
239
240
241
242
243
244
245
246
247
248
249
250
251
252
253
254
255
256
257
258
259
260
261
262
263
264
265
266
267
268
269
270
271
272
273
274
275
276
277
278
279
280
281
282
283
284
285
286
287
288
289
290
291
292
293
294
295
296
297
298
299
300
301
302
303
304
305
306
307
308
309
310
311
312
313
314
315
316
317
318
319
320
321
322
323
324
325
326
327
328
329
330
331
332
333
334
335
336
337
338
339
340
341
342
343
344
345
346
347
348
349
350
351
352
353
354
355
356
357
358
359
360
361
362
363
364
365
366
367
368
369
370
371
372
373
374
375
376
377
378
379
380
381
382
383
384
385
386
387
388
389
390
391
392
393
394
395
396
397
398
399
400
401
402
403
404
405
406
407
408
409
410
411
412
413
414
415
416
417
418
419
420
421
422
423
424
425
426
427
428
429
430
431
432
433
434
435
436
437
438
439
440
441
442
443
444
445
446
447
448
449
450
451
452
453
454
455
456
457
458
459
460
461
462
463
464
465
466
467
468
469
470
471
472
473
474
475
476
477
478
479
480
481
482
483
484
485
486
487
488
489
490
491
492
493
494
495
496
497
498
499
500
501
502
503
504
505
506
507
508
509
510
511
512
513
514
515
516
517
518
519
520
521
522
523
524
525
526
527
528
529
530
531
532
533
534
535
536
537
538
539
540
541
542
543
544
545
546
547
548
549
550
551
552
553
554
555
556
557
558
559
560
561
562
563
564
565
566
567
568
569
570
571
572
573
574
575
576
577
578
579
580
581
582
583
584
585
586
587
588
589
590
591
592
593
594
595
596
597
598
599
600
601
602
603
604
605
606
607
608
609
610
611
612
613
614
615
616
617
618
619
620
621
622
623
624
625
626
627
628
629
630
631
632
633
634
635
636
637
638
639
640
641
642
643
644
645
646
647
648
649
650
651
652
653
654
655
656
657
658
659
660
661
662
663
664
665
666
667
668
669
670
671
672
673
674
675
676
677
678
679
680
681
682
683
684
685
686
687
688
689
690
691
692
693
694
695
696
697
698
699
700
701
702
703
704
705
706
707
708
709
710
711
712
713
714
715
716
717
718
719
720
721
722
723
724
725
726
727
728
729
730
731
732
733
734
735
736
737
738
739
740
741
742
743
744
745
746
747
748
749
750
751
752
753
754
755
756
757
758
759
760
761
762
763
764
765
766
767
768
769
770
771
772
773
774
775
776
777
778
779
780
781
782
783
784
785
786
787
788
789
790
791
792
793
794
795
796
797
798
799
800
801
802
803
804
805
806
807
808
809
810
811
812
813
814
815
816
817
818
819
820
821
822
823
824
825
826
827
828
829
830
831
832
833
834
835
836
837
838
839
840
841
842
843
844
845
846
847
848
849
850
851
852
853
854
855
856
857
858
859
860
861
862
863
864
865
866
867
868
869
870
871
872
873
874
875
876
877
878
879
880
881
882
883
884
885
886
887
888
889
890
891
892
893
894
895
896
897
898
899
900
901
902
903
904
905
906
907
908
909
910
911
912
913
914
915
916
917
918
{
    "paper_id": "P91-1004",
    "header": {
        "generated_with": "S2ORC 1.0.0",
        "date_generated": "2023-01-19T09:03:31.607936Z"
    },
    "title": "Toward a Plan-Based Understanding Model for Mixed-Initiative Dialogues",
    "authors": [
        {
            "first": "Hiroaki",
            "middle": [],
            "last": "Kitano",
            "suffix": "",
            "affiliation": {
                "laboratory": "",
                "institution": "Carnegie Mellon University Pittsburgh",
                "location": {
                    "postCode": "15213",
                    "region": "PA"
                }
            },
            "email": "hiroaki@cs.cmu.edu"
        },
        {
            "first": "Carol",
            "middle": [],
            "last": "Van Ess-Dykema",
            "suffix": "",
            "affiliation": {
                "laboratory": "",
                "institution": "Carnegie Mellon University Pittsburgh",
                "location": {
                    "postCode": "15213",
                    "region": "PA"
                }
            },
            "email": ""
        }
    ],
    "year": "",
    "venue": null,
    "identifiers": {},
    "abstract": "This paper presents an enhanced model of plan-based dialogue understanding. Most plan-based dialogue understanding models derived from [Litman and Allen, 1987] assume that the dialogue speakers have access to the same domain plan library, and that the active domain plans are shared by the two speakers. We call these features shared domain plan constraints. These assumptions, however, are too strict to account for mixedinitiative dialogues where each speaker has a different set of domain plans that are housed in his or her own plan library, and where an individual speaker's domain plans may be activated at any point in the dialogue. We propose an extension to the Litman and Allen model by relaxing the shared domain plan constraints. Our extension improves (1) the ability to track the currently active plan, (2) the ability to explain the planning behind speaker utterances, and (3) the ability to track which speaker controls the conversational initiative in the dialogue.",
    "pdf_parse": {
        "paper_id": "P91-1004",
        "_pdf_hash": "",
        "abstract": [
            {
                "text": "This paper presents an enhanced model of plan-based dialogue understanding. Most plan-based dialogue understanding models derived from [Litman and Allen, 1987] assume that the dialogue speakers have access to the same domain plan library, and that the active domain plans are shared by the two speakers. We call these features shared domain plan constraints. These assumptions, however, are too strict to account for mixedinitiative dialogues where each speaker has a different set of domain plans that are housed in his or her own plan library, and where an individual speaker's domain plans may be activated at any point in the dialogue. We propose an extension to the Litman and Allen model by relaxing the shared domain plan constraints. Our extension improves (1) the ability to track the currently active plan, (2) the ability to explain the planning behind speaker utterances, and (3) the ability to track which speaker controls the conversational initiative in the dialogue.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Abstract",
                "sec_num": null
            }
        ],
        "body_text": [
            {
                "text": "In this paper, we present an enhanced plan-based model of dialogue understanding that provides a framework for computer processing of mixed-initiative dialogues. In mixed-initiative dialogues, each speaker brings to the conversation his or her own plans and goals based on his or her own domain knowledge, and which do not necessarily match those of the other speaker, even in cooperative situations. Thus, mixed-initiative dialogues exhibit a more complicated discourse structure than do dialogues in which a single speaker controls the conversational initiative.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "The model we present builds on the framework of [Litman and Allen, 1987] . We hypothesize, however, that speaker-specific plan libraries are needed, instead of a single plan library storing joint plans, for a plan-based theory of discourse to account for mixedinitiativedialogues. In our framework, the understanding system activates the instantiated schemata (places them on the stack) from each speaker's individual plan library 2, thus creating two domain plan stacks. We also theorize that in addition to using the domain plans that are stored in a speaker's memory (plan library), speakers incrementally expand their domain plans in response to the current context of the dialogue. These extensions enable our model to.\" *This author is supported, in part, by NEC Corporation, Japan.",
                "cite_spans": [
                    {
                        "start": 48,
                        "end": 72,
                        "text": "[Litman and Allen, 1987]",
                        "ref_id": "BIBREF0"
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "tThis author's research was made possible by a postdoctoral fellowship awarded her by the U.S. Department of Defense. The views and conclusions contained in this document are those of the authors and should not be interpreted as necessarily representing the official policies, either expressed or implied, of the U.S. Department of Defense or of the United States government.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "\u2022 Provide a mechanism for tracking the currently active plan in mixed-initiative dialogues, \u2022 Explain the planning behind speaker utterances, \u2022 Provide a mechanism for tracking which speaker controls the conversational initiative, and for tracking the nesting of initiatives within a dialogue segment. \u2022 Reduce the amount of schema definition required to process mixed-initiative dialogues.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "Throughout this paper, we use two dialogue extrac-lIn this regard, we agree with [Grosz and Sidner, 1990] 's criticism of the master-slave model of plan recognition. 2Using the [Pollack, 1990] distinction, plans are mental objects when they are on the stack, and recipes-for-action when they are in the plan library. tions from our data: 1) an extraction from a Japanese dialogue in the conference registration domain, and 2) an extraction from a Spanish dialogue in the travel agency domain. 3 SpA and SpB refer to Speaker A and Speaker B, respectively. Dialogue I (Conference Registration, translated from Japanese):",
                "cite_spans": [
                    {
                        "start": 81,
                        "end": 105,
                        "text": "[Grosz and Sidner, 1990]",
                        "ref_id": "BIBREF0"
                    },
                    {
                        "start": 177,
                        "end": 192,
                        "text": "[Pollack, 1990]",
                        "ref_id": "BIBREF1"
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "SpA: SpA: SpB: SpB: SpA: SpB: I would like to attend the conference.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "(1) What am I supposed to do?",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "(2) First, you must register for the conference. (3) Do you have a registration form?",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "(4) No, not yet.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "(5) Then we will send you one.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "Dialogue II (Travel Agency, translated from Spanish): Prior to the following dialogue exchanges, the traveler (SpB) asks the travel agent (SPA) for a recommendation on how it is best to travel to Barcelona. They agree that travel by bus is best. (1) You would take a nap in the bus on your way to Barcelona.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "(2) Couldn't we leave in the morning ... instead of at night?",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "(3) Well, it would be a little difficult.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "(4) You would be traveling during the day which would be difficult because it's very hot.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "(5) Really?",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Introduction",
                "sec_num": "1."
            },
            {
                "text": "The current plan-based model of dialogue understanding [Litman and Allen, 1987 ] assumes a single plan library that contains the domain plans of the two speakers, and a shared plan stack mechanism to track the current plan structure of the dialogue. The shared stack contains the domain plans and the discourse plans from the plan library that are activated by the inference module of the dialogue understanding system. The domain plan is a joint plan shared by the two dialogue speakers. Although this shared stack mechanism accounts for highly task-oriented and cooperative dialogues where one can assume that both speakers share 3Dialogue 1 is extracted from a corpus of Japanese ATR (Advanced Telecommunication Research) recorded simulated conference registration telephone conversations. No visual information was exchanged between the telephone speakers. Dialogue 2 is extracted from a corpus of recorded Spanish dialogues in the travel agency domain, collected by the second author of this paper. These dialogues are simulated telephone conversations, where no visual information was exchanged. the same domain plan, the model does not account for mixed-initiative dialogues.",
                "cite_spans": [
                    {
                        "start": 55,
                        "end": 78,
                        "text": "[Litman and Allen, 1987",
                        "ref_id": "BIBREF0"
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Limitations of the Current Plan-Based Dialogue Understanding Model",
                "sec_num": "2."
            },
            {
                "text": "In this section we examine three limitations of the current plan-based dialogue understanding model: 1) the inability to track the currently active plan, 2) the inability to explain a speaker's planning behind his or her utterances, and 3) the inability to track conversational initiative control transfer. A dialogue understanding system must be able to infer the dialogue participants' goals in order to arrive at an understanding of the speakers' actions. The inability to explain the planning behind speaker utterances is a serious flaw in the design of a plan-based dialogue processing model.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Limitations of the Current Plan-Based Dialogue Understanding Model",
                "sec_num": "2."
            },
            {
                "text": "Tracking the conversational control initiative provides the system with a mechanism to identify which of a speaker's plans is currently activated, and which goal is presently being persued. We believe that an understanding model for mixed-initiative dialogues must be able to account for these phenomena.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Limitations of the Current Plan-Based Dialogue Understanding Model",
                "sec_num": "2."
            },
            {
                "text": "The Litman and Allen model lacks a mechanism to track which plan is the currently active plan in mixedinitiative dialogue where the two speakers have very different domain plan schemata in their individual plan libraries. The currently active plan is the plan or action that the dialogue processing system is currently considering. In Dialogue I, after utterance (2), What am I supposed to do?, by SpA, the stack should look like Figure  14 . Although the manner in which the conference registration domain plans may be expanded on the stack depends upon which domain plan schemata are available in a speaker's domain plan library, we assume that a rational agent would have a schema containing the plan to attend a conference, Attend-Conference. This plan is considered the currently active plan and thus marked [Next] . When processing the subsequent utterance, (3), First, you must register for the conference., the currently active plan should be understood as registration, RegS.zt:er, since SpB clearly states that the action 5 of registration is necessary to carry out the plan to attend the conference. The Litman and Allen model lacks a mechanism for instantiating a new plan within the domain unless the currently ac-4Notational conventions in this paper follow [Litman and Allen, 1987 ]. In their model, the currently active plan is labeled [Next] . ID-PARAH in P lan2 refers to IDENTIFY-PARAMETER. I1 in Plan2 and AC in Plan3 are abbreviated tags for INFORMREF (Inform with Reference to) andAttend-Conference, respectively. Proc in Plan2 stands for procedure.",
                "cite_spans": [
                    {
                        "start": 813,
                        "end": 819,
                        "text": "[Next]",
                        "ref_id": null
                    },
                    {
                        "start": 1272,
                        "end": 1295,
                        "text": "[Litman and Allen, 1987",
                        "ref_id": "BIBREF0"
                    },
                    {
                        "start": 1352,
                        "end": 1358,
                        "text": "[Next]",
                        "ref_id": null
                    }
                ],
                "ref_spans": [
                    {
                        "start": 430,
                        "end": 440,
                        "text": "Figure  14",
                        "ref_id": "FIGREF1"
                    }
                ],
                "eq_spans": [],
                "section": "Tracking the Currently Active Plan",
                "sec_num": "2.1."
            },
            {
                "text": "SThe words plan and action can be used interchangably. A sequence of actions as specified in the decomposition of a plan carry out a plan. Each action can also be a plan which has its own decomposition. Actions are not decomposed when they are primitive operators [Litman and Alien, 1987] .",
                "cite_spans": [
                    {
                        "start": 264,
                        "end": 288,
                        "text": "[Litman and Alien, 1987]",
                        "ref_id": null
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Tracking the Currently Active Plan",
                "sec_num": "2.1."
            },
            {
                "text": "Planl [Completed] INTRODUCE-PLAN(SpA, SpB, II,Plan2) REQUEST(SpI, SpB, II) SURFACE-REQUES~(SpA, SpB, II) Plan2 ID-PARAM(SpB, SpA, proc,AC,Plan3) If: INFORMREF(~pB,SpA,proc) Plan3 AC: Attend-Conference Reg st/er ... [Next]",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Tracking the Currently Active Plan",
                "sec_num": "2.1."
            },
            {
                "text": "GetForm Fill Send , is executed, can the system process the prerequisite plan, Register. Looking at this constraint from the point of view of an event timeline, the Litman and Allen model can process only temporally sequential actions, i.e., the Attend-Conference event must be completed before the Register event can begin. This problem can be clearly illustrated when we look at the state of the stack after utterance (4), Do you have a registration form?, shown in Figure 2 . Utterance (4) stems from the action GetForm (GF) which is a plan for the conference office secretary to send a registration form to the participant. It is an action of the Register plan. Since the Attend-Conference plan has not been executed, the system has two active plans, Attend-Conference and GetForm, both marked [Next] , in the stack where only GetForm should be labeled the active plan.",
                "cite_spans": [
                    {
                        "start": 798,
                        "end": 804,
                        "text": "[Next]",
                        "ref_id": null
                    }
                ],
                "ref_spans": [
                    {
                        "start": 468,
                        "end": 476,
                        "text": "Figure 2",
                        "ref_id": "FIGREF2"
                    }
                ],
                "eq_spans": [],
                "section": "Tracking the Currently Active Plan",
                "sec_num": "2.1."
            },
            {
                "text": "A second limitation of the Litman and Allen model is that it cannot explain the planning behind speaker utterances in certain situations. The system cannot process utterances stemming from speaker-specific domain plans that are enacted because they are an active response to the previous speaker's utterance. This is because the model assumes ajointplan to account for utterances spoken in the dialogue. But utterances that stem from an active response stem from neither shared domain plans currently on the stack nor from a plan In Figure 1 , the Attend-Conference domain plan from Dialogue I is expanded with the Regis t e r plan after the first utterance because utterance (4), Do you have a registration form?, and the subsequent conversation cannot be understood without having domain plans entailing the Regi s t e r plan in the stack. If this were a joint domain plan, SpA's utterance What am I supposed to do?, could not be explained. It can be inferred that SpA does not have a domain plan for attending a conference, or at least that the system did not activate it in the stack. The fact that SpA asks SpB What am I supposed to do? gives evidence that SpA and SpB do not share the Register domain plan at that point in the dialogue.",
                "cite_spans": [],
                "ref_spans": [
                    {
                        "start": 533,
                        "end": 541,
                        "text": "Figure 1",
                        "ref_id": "FIGREF1"
                    }
                ],
                "eq_spans": [],
                "section": "Explaining Speaker Planning Behind Utterances",
                "sec_num": "2.2."
            },
            {
                "text": "Another example of speaker planning that the Litman and Allen model cannot explain, occurs in Dialogue II. After a series of interactions between SpA and SpB, SpB says in utterance (3), Couldn't we leave in the morning ... instead of at night?, as an active response to SpA. In order to explain the speaker planning behind these utterances, the current model would include the schemata shown in Figure 36 . Utterance (3), however, does not stem from speaker action. One way to correct this situation within the current model would be to allow for the ad hoc addition of the schema, 6This is a simplified list of schemata, excluding prerequisite conditions and effects. Like the Litman and Allen model, our schema definition follows that of NOAH [Sacerdoti, 1977] and STRIPS [Fikes and Nilsson, 1971] .",
                "cite_spans": [
                    {
                        "start": 745,
                        "end": 762,
                        "text": "[Sacerdoti, 1977]",
                        "ref_id": "BIBREF1"
                    },
                    {
                        "start": 774,
                        "end": 799,
                        "text": "[Fikes and Nilsson, 1971]",
                        "ref_id": "BIBREF0"
                    }
                ],
                "ref_spans": [
                    {
                        "start": 395,
                        "end": 404,
                        "text": "Figure 36",
                        "ref_id": null
                    }
                ],
                "eq_spans": [],
                "section": "Explaining Speaker Planning Behind Utterances",
                "sec_num": "2.2."
            },
            {
                "text": "State-Preference. The consequence, however, of this approach is that too large a number of schemata are required, and stored in the plan library, This large number of schemata will explode exponentially as the size of the domain increases.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Explaining Speaker Planning Behind Utterances",
                "sec_num": "2.2."
            },
            {
                "text": "A third problem in the Litman and Allen model is that it cannot track which speaker controls the conversational initiative at a specific point in the dialogue, nor how initiatives are nested within a dialogue segment, e.g., within a clarification subdialogue. This is self-evident since the model accounts only for single-initiative dialogues. Since the model calls for a joint plan, it does not track which of the two speakers maintains or initiates the transfer of the conversational initiative within the dialogue. Thus, that the conversational initiative is transferred from SpA to SpB at utterance (3) in Dialogue II, Couldn't we leave in the morning ... instead of at night?, or that SpA maintains the initiative during SpB's request for clarification about the weather, utterance (6), Really?, cannot be explained by the Litman and Allen model.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Tracking Conversational Initiative Control",
                "sec_num": "2.3."
            },
            {
                "text": "In order to overcome these limitations, we propose an enhanced plan-based model of dialogue understanding, building on the framework described in [Litman and Allen, 1987] . Our model inherits the basic flow of processing in [Litman and Allen, 1987] , such as a constraint-based search to activate the domain plan schemata in the plan library, and the stack operation.",
                "cite_spans": [
                    {
                        "start": 146,
                        "end": 170,
                        "text": "[Litman and Allen, 1987]",
                        "ref_id": "BIBREF0"
                    },
                    {
                        "start": 224,
                        "end": 248,
                        "text": "[Litman and Allen, 1987]",
                        "ref_id": "BIBREF0"
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "An Enhanced Model",
                "sec_num": "3."
            },
            {
                "text": "However, we incorporate two modifications that enable our model to account for mixed-initiative dialogues, which the current model cannot. These modifications include:",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "An Enhanced Model",
                "sec_num": "3."
            },
            {
                "text": "\u2022 Speaker-Specific Domain Plan Libraries and the Individual Placement of Speaker-Specific Plans on the Stack.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "An Enhanced Model",
                "sec_num": "3."
            },
            {
                "text": "\u2022 Incremental Domain Plan Expansion. First, our model assumes a domain plan library for each speaker and the individual placement of the speaker-specific domain plans on the stack. Figure 4 shows how the stack is organized in our model. The domain plan, previously considered a joint plan, is separated into two domain plans, each representing a domain plan of a specific speaker. Each speaker can only be represented on the stack by his or her own domain plans. Progression from one domain plan to another can only be accomplished through the system's recognition of speaker utterances in the dialogue. Second, our model includes an incremental expansion of domain plans. Dialogue speakers use domain plans stored in their individual plan library in response to the content of the previous speaker's utterance. The domain plans can be further expanded when they ac-Ovate additional domain plans in the plan library of the current speaker. For example, if a domain plan is marked [Next] (currently active), the system decomposes the plan into its component plan sequence.",
                "cite_spans": [
                    {
                        "start": 980,
                        "end": 986,
                        "text": "[Next]",
                        "ref_id": null
                    }
                ],
                "ref_spans": [
                    {
                        "start": 181,
                        "end": 189,
                        "text": "Figure 4",
                        "ref_id": null
                    }
                ],
                "eq_spans": [],
                "section": "An Enhanced Model",
                "sec_num": "3."
            },
            {
                "text": "Then the first element in the component plan sequence (which is an action) is marked [Next] and the previous plan is no longer marked. Figure 5 illustrates how the domain plans in Dialogue I can be incrementally expanded. In Figure 5(a) , Attend-Conference is the only plan activated, and it is marked [Next] . As the plan is expanded, [Next] is moved to the first action of the decomposition sequence ( Figure 5(b) ). This expansion is attributed to information provided by the previous speaker, for example, First, you must register for the conference. (If such an utterance is not made, no expansion takes place.) Then, if the subsequent speaker has a plan for the registration procedure, the domain plan for Register is expanded under Register. Again, [Next] is moved to the first element of the component plan sequence, GetForm (Figure 5(c) ).",
                "cite_spans": [
                    {
                        "start": 85,
                        "end": 91,
                        "text": "[Next]",
                        "ref_id": null
                    },
                    {
                        "start": 302,
                        "end": 308,
                        "text": "[Next]",
                        "ref_id": null
                    },
                    {
                        "start": 756,
                        "end": 762,
                        "text": "[Next]",
                        "ref_id": null
                    }
                ],
                "ref_spans": [
                    {
                        "start": 135,
                        "end": 143,
                        "text": "Figure 5",
                        "ref_id": null
                    },
                    {
                        "start": 225,
                        "end": 236,
                        "text": "Figure 5(a)",
                        "ref_id": null
                    },
                    {
                        "start": 404,
                        "end": 415,
                        "text": "Figure 5(b)",
                        "ref_id": null
                    },
                    {
                        "start": 833,
                        "end": 845,
                        "text": "(Figure 5(c)",
                        "ref_id": null
                    }
                ],
                "eq_spans": [],
                "section": "An Enhanced Model",
                "sec_num": "3."
            },
            {
                "text": "We are implementing this model using the Spanish travel agency domain corpus and the Japanese ATR conference registration corpus. The implementation is in CMU CommonLisp, and uses the CMU FrameKit frame-based knowledge representation system. The module accepts output from the Generalized LR Parsers developed at Carnegie Mellon University [Tomita, 1985] .",
                "cite_spans": [
                    {
                        "start": 340,
                        "end": 354,
                        "text": "[Tomita, 1985]",
                        "ref_id": "BIBREF1"
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "An Enhanced Model",
                "sec_num": "3."
            },
            {
                "text": "In our model, we provide a mechanism for consistently tracking the individual speaker's currently active plans. First, we show how the model keeps track of a speaker's plans within mixed-initiative dialogue. The state of the stack after utterance 2 and Plan 4 represents a domain plan of SpB. Since SpA does not know what he or she is supposed to do to attend the conference, the only plan in the stack is Attend-Conference. SpB knOWS the registration procedure details, so his or her domain plan is expanded to include Register, and then its decomposition into the GetForm Fill Send action sequence. The first element of the decomposition is further expanded, and an action sequence notHave",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Tracking the Currently Active Plan",
                "sec_num": "4.1."
            },
            {
                "text": "GetAdrs Send is created under GetForn~ The action sequence notHave GetAdrs Send is a sequence where the secretary's plan is to ask whether SpA already has a registration form (notHave), and if not, to ask his or her name and address (GetAdrs), and to send him or her a form (Send). Figure 7 shows the state of the stack in Dialogue I after SpB's question, utterance (4), Do you have a registration form?. From the information given in his or her previous utterance, (3), First, you must register for the conference., SpA's domain plan (Plan3) was expanded downward. Thus, Plan3 has a Register plan, and it is marked [Next] . For SpB, notHave is marked [Next] , indicating that it is his or her plan currently under consideration. Although SpB's currently active plan is notHave, SpA considers the Register plan to be the current plan because SpA does not have the schema that includes the decomposition of the Register plan.",
                "cite_spans": [
                    {
                        "start": 616,
                        "end": 622,
                        "text": "[Next]",
                        "ref_id": null
                    },
                    {
                        "start": 652,
                        "end": 658,
                        "text": "[Next]",
                        "ref_id": null
                    }
                ],
                "ref_spans": [
                    {
                        "start": 282,
                        "end": 290,
                        "text": "Figure 7",
                        "ref_id": null
                    }
                ],
                "eq_spans": [],
                "section": "Tracking the Currently Active Plan",
                "sec_num": "4.1."
            },
            {
                "text": "Second, our model explains a speaker's active planning behind an utterance. In the Litman and Allen model, SpA's utterance (2) in Dialogue I, What am I supposed to do ?, cannot be explained if the domain plan Attend-Conference is shared by the two speakers. In such a jointplan both speakers would know that a conference participant needs to register for a conference. However, the rational agent will not ask What am I supposed to do? if he or she already knows the details of the registration procedure. But, if such an expansion is not made on the stack, the system cannot process SpB's reply, First, you must register for the conference., because there would be no domain plan on the stack for Register. This dilemma cannot be solved with ajointplan. It, however, can be resolved by assuming individual domain plan libraries and an active domain plan for each speaker. As shown in Figure 6 , when SpA asks What am I supposed to do?, the active domain plan is solely Attend-Conference, with no decomposition. SpB's domain plan, on the other hand, contains the full details of the conference registration procedure. This enables SpB to say First, you must register for the conference. It also enables SpB to ask Do you have a registration form?, because the action to ask whether SpA has a form or not (notHave) is already on the stack due to action decomposition.",
                "cite_spans": [],
                "ref_spans": [
                    {
                        "start": 885,
                        "end": 893,
                        "text": "Figure 6",
                        "ref_id": null
                    }
                ],
                "eq_spans": [],
                "section": "Explaining Speaker Planning Behind Utterances",
                "sec_num": "4.2."
            },
            {
                "text": "Our model also explains speaker planning in Dialogue II. In this dialogue, the traveler (SpB)'s utterance (3), Couldn't we leave in the morning ... instead of at night?, can be explained by the plan specific tO SpB which is to State-Depart-Preference. In our model, we assign plans to a specific speaker, depending upon his or her role in the dialogue, e.g., traveler or travel agent. This eliminates the potential combinatorial explosion of the number of schemata required in the current model.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Explaining Speaker Planning Behind Utterances",
                "sec_num": "4.2."
            },
            {
                "text": "Third, our model provides a consistent mechanism to track who controls the conversational initiative at any given utterance in the dialogue. This mechanism provides an explanation for the initiative control rules proposed by [Walker and Whittaker, 1990] , within the plan-based model of dialogue understanding. Our data allow us to state the following rule:",
                "cite_spans": [
                    {
                        "start": 225,
                        "end": 253,
                        "text": "[Walker and Whittaker, 1990]",
                        "ref_id": "BIBREF2"
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Tracking Conversational Initiative Control",
                "sec_num": "4.3."
            },
            {
                "text": "\u2022 When Sp-X makes an utterance that instantiates a discourse plan based on his or her domain plan, then Sp-X controls the conversational initiative.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Tracking Conversational Initiative Control",
                "sec_num": "4.3."
            },
            {
                "text": "This rule also holds in the nesting of initiatives, such as in a clarification dialogue segment:",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Tracking Conversational Initiative Control",
                "sec_num": "4.3."
            },
            {
                "text": "\u2022 When Sp-X makes an utterance that instantiates a discourse plan based on his or her domain plans and Sp-Y replies with an utterance that instantiates a discourse plan, then Sp-X maintains control of the conversational initiative.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Tracking Conversational Initiative Control",
                "sec_num": "4.3."
            },
            {
                "text": "In Dialogue II, illustrated in Figure 8 , SpB's question, utterance (3), Couldn't we leave in the morning ... instead of at night?, instantiates discourse Plan 5. It stems from SpB's domain plan State-Depart-Preference.",
                "cite_spans": [],
                "ref_spans": [
                    {
                        "start": 31,
                        "end": 39,
                        "text": "Figure 8",
                        "ref_id": "FIGREF7"
                    }
                ],
                "eq_spans": [],
                "section": "Tracking Conversational Initiative Control",
                "sec_num": "4.3."
            },
            {
                "text": "In this case, the first conversational initiative tracking rule applies, and the initiative is transferred to SpB.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Tracking Conversational Initiative Control",
                "sec_num": "4.3."
            },
            {
                "text": "In contrast, SpB's response of Really? to SpA's utterance (5), You would be traveling during the day which would be difficult because it's very hot., is a request for clarification. This time, the second rule cited above for nested initiatives applies, and the initiative remains with SpA.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Tracking Conversational Initiative Control",
                "sec_num": "4.3."
            },
            {
                "text": "allows other embedded turn-takings. 2) Communication plans -plans that determine how to execute or achieve an utterance goal or dialogue goals. 3) Dialogue plans -plans for establishing a dialogue construction. 4) Domain plans. The ATR model attempts to capture complex conversational interaction by using a hierarchy of plans whereas our model tries to capture the same phenomena by speaker-specific domain plans and discourse plans. Their interaction, communication, and dialogue plans operate at a level above our speaker-specific domain plans. Their plans serve as a type of meta-planning to their and our domain plans. An extension enabling their plan hierarchy to operate orthogonally to our model would be possible.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Related Works",
                "sec_num": "5."
            },
            {
                "text": "Our model is consistent with the initiative control rules presented in [Walker and Whittaker, 1990] . In their control rules scheme, however, the speaker controis the initiative when the dialogue utterance type (surface structure analysis) is an assertion (unless the utterance is a response to a question), a command, or a question (unless the utterance is a response to a question or command). In our model, the conversational initiative control is explained by the speaker's planning. In our model, control is transferred from the INITIATING CONVERSATIONAL PARTICIPANT (ICP) tO the OTHER CONVERSATIONAL PARTICIPANT (OCP) when the utterance by the OCP is made based on the OCP's domain plan, not as a reply tO the utterance made by the ICP based on the ICP's domain plan. Cases where no initiative control transfer takes place despite the utterance type (assertion, command or question) substantiate that these utterances are (1) an assertion which is a response by the ICP through rD-PARAM tO answer a question, and (2) a question to clarify the command or question uttered by the ICP, and which includes a question functioning as a clarification discourse plan. Our model provides an explanation for the initiative control rules proposed by [Walker and Whittaker, 1990] within the framework of the plan-based model of dialogue understanding. [Walker and Whittaker, 1990 ] only provide a descriptive explanation of this phenomenon.",
                "cite_spans": [
                    {
                        "start": 71,
                        "end": 99,
                        "text": "[Walker and Whittaker, 1990]",
                        "ref_id": "BIBREF2"
                    },
                    {
                        "start": 1245,
                        "end": 1273,
                        "text": "[Walker and Whittaker, 1990]",
                        "ref_id": "BIBREF2"
                    },
                    {
                        "start": 1346,
                        "end": 1373,
                        "text": "[Walker and Whittaker, 1990",
                        "ref_id": "BIBREF2"
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Related Works",
                "sec_num": "5."
            },
            {
                "text": "Carberry [Carberry, 1990] discusses plan disparity in which the plan inferred by the user modeling program differs from the actual plan of the user. However, her work does not address mixed-initiative dialogue understanding where either of the speakers can control the conversational initaitive.",
                "cite_spans": [
                    {
                        "start": 9,
                        "end": 25,
                        "text": "[Carberry, 1990]",
                        "ref_id": "BIBREF0"
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Related Works",
                "sec_num": "5."
            },
            {
                "text": "The ATR dialogue understanding system [Yarnaoka and Iida, 1990 ] incorporates a plan hierarchy comprising three kinds of universal pragmatic and domain plans to process cooperative and goal-oriented dialogues. They simulated the processing of such dialogues using the following plans: 1) Interaction plans -plans characterized by dialogue turn-taking that describes a sequence of communicative acts. Turn-taking",
                "cite_spans": [
                    {
                        "start": 38,
                        "end": 62,
                        "text": "[Yarnaoka and Iida, 1990",
                        "ref_id": null
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Related Works",
                "sec_num": "5."
            },
            {
                "text": "In this paper we present an enhanced model of planbased dialogue understanding. Our analysis demonstrates that the joint-plan assumption employed in the [Litman and Allen, 1987] count for active planning behind speaker utterances and track the transfer of conversational initiative control in dialogues, all of which characterize mixed-initiative dialogues. Our model employs speaker-specific domain plan libraries and the incremental expansion of domain plans to account for these mixed-initiative dialogue phenomena. We have used representative dialogues in two languages to demonstrate how our model accounts for these phenomena.",
                "cite_spans": [
                    {
                        "start": 153,
                        "end": 177,
                        "text": "[Litman and Allen, 1987]",
                        "ref_id": "BIBREF0"
                    }
                ],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Conclusion",
                "sec_num": "6."
            }
        ],
        "back_matter": [
            {
                "text": "We would like to thank Dr. John Fought, Linguistics Department, University of Pennsylvania, for his help in collecting the Spanish travel agency domain corpus, and Mr. Hitoshilida and Dr. Akira Kurematsu for providing us with their Japanese ATR conference registration domain corpus. We also thank Mr. Ikuto Ishizuka, Hitachi, Japan and Dr. Michael Mauldin, Center for Machine Translation, Carnegie Mellon University for implementation support.",
                "cite_spans": [],
                "ref_spans": [],
                "eq_spans": [],
                "section": "Acknowledgements",
                "sec_num": "7."
            }
        ],
        "bib_entries": {
            "BIBREF0": {
                "ref_id": "b0",
                "title": "STRIPS: A new apporach to the application of theorem proving to problem solving",
                "authors": [
                    {
                        "first": "S",
                        "middle": [],
                        "last": "Carberry ; Carberry",
                        "suffix": ""
                    },
                    {
                        "first": "R",
                        "middle": [],
                        "last": "Fikes",
                        "suffix": ""
                    },
                    {
                        "first": "N",
                        "middle": [],
                        "last": "Nilsson",
                        "suffix": ""
                    },
                    {
                        "first": "B",
                        "middle": [],
                        "last": "Grosz",
                        "suffix": ""
                    },
                    {
                        "first": "C",
                        "middle": [],
                        "last": "Sidner",
                        "suffix": ""
                    },
                    {
                        "first": "D",
                        "middle": [],
                        "last": "Litman",
                        "suffix": ""
                    },
                    {
                        "first": "J",
                        "middle": [],
                        "last": "Allen",
                        "suffix": ""
                    }
                ],
                "year": 1971,
                "venue": "Artificial Intelligence",
                "volume": "2",
                "issue": "",
                "pages": "163--200",
                "other_ids": {},
                "num": null,
                "urls": [],
                "raw_text": "Carberry, 1990] Carberry, S., Plan Recognition in Natural Language Dialogue, The MIT Press, 1990. [Fikes and Nilsson, 1971] Fikes, R., and Nilsson, N., \"STRIPS: A new apporach to the application of the- orem proving to problem solving,\" Artificial Intelli- gence, 2, 189-208, 1971. [Grosz and Sidner, 1990] Grosz, B. and Sidner, C., '~Plans for Discourse,\" In Cohen, Morgan and Pol- lack, eds. Intentions in Communication, MIT Press, Cambridge, MA., 1990. [Litman and Allen, 1987] Litman, D. and Allen, J., \"A Plan Recognition Model for Subdialogues in Con- versation\", Cognitive Science 11 (1987), 163-200.",
                "links": null
            },
            "BIBREF1": {
                "ref_id": "b1",
                "title": "Efficient Algorithms for Parsing Natural Language",
                "authors": [
                    {
                        "first": "M",
                        "middle": [],
                        "last": "Pollack ; Pollack",
                        "suffix": ""
                    },
                    {
                        "first": "E",
                        "middle": [
                            "D"
                        ],
                        "last": "Sacerdoti",
                        "suffix": ""
                    },
                    {
                        "first": "M",
                        "middle": [],
                        "last": "Tomita",
                        "suffix": ""
                    },
                    {
                        "first": "",
                        "middle": [],
                        "last": "Dykema",
                        "suffix": ""
                    },
                    {
                        "first": "",
                        "middle": [],
                        "last": "Kitano",
                        "suffix": ""
                    },
                    {
                        "first": "C",
                        "middle": [],
                        "last": "Forthcoming] Van Ess-Dykema",
                        "suffix": ""
                    },
                    {
                        "first": "H",
                        "middle": [],
                        "last": "Kitano",
                        "suffix": ""
                    }
                ],
                "year": 1977,
                "venue": "Toward a Computational Understanding Model for Mixed-Initiative Telephone Dialogues",
                "volume": "",
                "issue": "",
                "pages": "",
                "other_ids": {},
                "num": null,
                "urls": [],
                "raw_text": "Pollack, 1990] Pollack, M., '~Plans as Complex Men- tal Attitudes,\" In Cohen, Morgan and Pollack, eds. Intentions in Communication, MIT Press, Cam- bridge, MA., 1990. [Sacerdoti, 1977] Sacerdoti, E. D., A Structure for Plans and Behavior, New York: American Elsevier, 1977. [Tomita, 1985] Tomita, M., Efficient Algorithms for Parsing Natural Language, Kluwer Academic, 1985. [Van Ess-Dykema and Kitano, Forthcoming] Van Ess-Dykema, C. and Kitano, H., Toward a Compu- tational Understanding Model for Mixed-Initiative Telephone Dialogues, Carnegie Mellon University: Technical Report, (Forthcoming).",
                "links": null
            },
            "BIBREF2": {
                "ref_id": "b2",
                "title": "A Method to Predict the Next Utterance Using a Four-layered Plan Recognition Model",
                "authors": [
                    {
                        "first": ";",
                        "middle": [],
                        "last": "Whittaker",
                        "suffix": ""
                    },
                    {
                        "first": "M",
                        "middle": [],
                        "last": "Walker",
                        "suffix": ""
                    },
                    {
                        "first": "S",
                        "middle": [],
                        "last": "Whitlaker",
                        "suffix": ""
                    },
                    {
                        "first": "T",
                        "middle": [],
                        "last": "Yamaoka",
                        "suffix": ""
                    },
                    {
                        "first": "H",
                        "middle": [],
                        "last": "Iida",
                        "suffix": ""
                    }
                ],
                "year": 1990,
                "venue": "Proceedings of the European Conference on Artificial Intelligence",
                "volume": "",
                "issue": "",
                "pages": "",
                "other_ids": {},
                "num": null,
                "urls": [],
                "raw_text": "and Whittaker, 1990] Walker, M, and Whit- laker, S., \"Mixed Initiativein Dialogue: An Investi- gation into Discourse Segmentation,\" Proceedings of ACL-90, Pittsburgh, 1990. [Yamaoka and Iida, 1990] Yamaoka, T. and Iida, H., \"A Method to Predict the Next Utterance Using a Four-layered Plan Recognition Model,\" Proceed- ings of the European Conference on Artificial Intel- ligence, Stockholm, 1990.",
                "links": null
            }
        },
        "ref_entries": {
            "FIGREF1": {
                "uris": null,
                "text": "State of the Stack after Utterance (2) in Dialogue I tive plan (or an action of the domain plan) marked by [Next], is executed. Thus, in this example, only if the plan Attend-Conference marked as [Next]",
                "type_str": "figure",
                "num": null
            },
            "FIGREF2": {
                "uris": null,
                "text": "State of the Stack after Utterance (4) in Dialogue I which concurrently exists in the plan libraries of the two speakers.",
                "type_str": "figure",
                "num": null
            },
            "FIGREF3": {
                "uris": null,
                "text": "Figure 4: New Stack Structure",
                "type_str": "figure",
                "num": null
            },
            "FIGREF4": {
                "uris": null,
                "text": "What am I supposed to do?, in Dialogue I, should look like Figure 6. Plan 3 represents a domain plan of SpA, ((HEADER: Set-Itinerary) (Decomposition: Set-Destination Decide-Transportation ...) ((HEADER: Decide-Transportation) (Decomposition: Tell-Depart-Times Tell-Outcomes Establish-Agreement)) Domain Plan Schemata for Dialogue II (Partial Listing) Incremental Domain Plan Expansion for Dialogue I",
                "type_str": "figure",
                "num": null
            },
            "FIGREF6": {
                "uris": null,
                "text": "State of the Stack after Utterance (2State of the Stack after Utterance (4) in Dialogue I",
                "type_str": "figure",
                "num": null
            },
            "FIGREF7": {
                "uris": null,
                "text": "model is too restrictive to track an individual speaker's instantiated plans, ac-Plan5 [Completed] INTRODUCE-PLAN (SpB, SpA, If, Plan6) REQUEST ( Sp~, SpA, I 1 ) SURFACE-REQUEST (SpB)SpA, Ask-If (depart (morning)) ) Plan6ID-PARAM(SpA, SpB,possible(depart(morning)),PREF,Plan4)If: INFORMIF(SpA, SpB!possible(depart(morning))) State of the Stack after Utterance (3) in Dialogue II",
                "type_str": "figure",
                "num": null
            }
        }
    }
}