ACL-OCL / Base_JSON /prefixE /json /E09 /E09-1039.json
Benjamin Aw
Add updated pkl file v3
6fa4bc9
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"paper_id": "E09-1039",
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"date_generated": "2023-01-19T10:48:16.196356Z"
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"title": "Person Identification from Text and Speech Genre Samples",
"authors": [
{
"first": "Jade",
"middle": [],
"last": "Goldstein-Stewart",
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"affiliation": {
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"institution": "U.S",
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"email": "jadeg@acm.org"
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{
"first": "Ransom",
"middle": [],
"last": "Winder",
"suffix": "",
"affiliation": {
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"institution": "The MITRE Corporation Hanover",
"location": {
"region": "MD",
"country": "USA"
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"email": "rwinder@mitre.org"
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{
"first": "Roberta",
"middle": [],
"last": "Evans",
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"affiliation": {
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"institution": "Loyola University Baltimore",
"location": {
"region": "MD",
"country": "USA"
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"abstract": "In this paper, we describe experiments conducted on identifying a person using a novel unique correlated corpus of text and audio samples of the person's communication in six genres. The text samples include essays, emails, blogs, and chat. Audio samples were collected from individual interviews and group discussions and then transcribed to text. For each genre, samples were collected for six topics. We show that we can identify the communicant with an accuracy of 71% for six fold cross validation using an average of 22,000 words per individual across the six genres. For person identification in a particular genre (train on five genres, test on one), an average accuracy of 82% is achieved. For identification from topics (train on five topics, test on one), an average accuracy of 94% is achieved. We also report results on identifying a person's communication in a genre using text genres only as well as audio genres only.",
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"text": "In this paper, we describe experiments conducted on identifying a person using a novel unique correlated corpus of text and audio samples of the person's communication in six genres. The text samples include essays, emails, blogs, and chat. Audio samples were collected from individual interviews and group discussions and then transcribed to text. For each genre, samples were collected for six topics. We show that we can identify the communicant with an accuracy of 71% for six fold cross validation using an average of 22,000 words per individual across the six genres. For person identification in a particular genre (train on five genres, test on one), an average accuracy of 82% is achieved. For identification from topics (train on five topics, test on one), an average accuracy of 94% is achieved. We also report results on identifying a person's communication in a genre using text genres only as well as audio genres only.",
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"text": "Can one identify a person from samples of his/her communication? What common patterns of communication can be used to identify people? Are such patterns consistent across varying genres?",
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"section": "Introduction",
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"text": "People tend to be interested in subjects and topics that they discuss with friends, family, colleagues and acquaintances. They can communicate with these people textually via email, text messages and chat rooms. They can also communicate via verbal conversations. Other forms of communication could include blogs or even formal writings such as essays or scientific articles. People communicating in these different \"genres\" may have different stylistic patterns and we are interested in whether or not we could identify people from their communications in different genres.",
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"section": "Introduction",
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"text": "The attempt to identify authorship of written text has a long history that predates electronic computing. The idea that features such as average word length and average sentence length could allow an author to be identified dates to Mendenhall (1887). Mosteller and Wallace (1964) used function words in a groundbreaking study that identified authors of The Federalist Papers. Since then many attempts at authorship attribution have used function words and other features, such as word class frequencies and measures derived from syntactic analysis, often combined using multivariable statistical techniques.",
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"text": "Recently, McCarthy (2006) was able to differentiate three authors' works, and Hill and Provost (2003) , using a feature of co-citations, showed that they could successfully identify scientific articles by the same person, achieving 85% accuracy when the person has authored over 100 papers. Levitan and Argamon (2006) and McCombe (2002) further investigated authorship identification of The Federalist Papers (three authors).",
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"text": "The genre of the text may affect the authorship identification task. The attempt to characterize genres dates to Biber (1988) who selected 67 linguistic features and analyzed samples of 23 spoken and written genres. He determined six factors that could be used to identify written text. Since his study, new \"cybergenres\" have evolved, including email, blogs, chat, and text messaging. Efforts have been made to characterize the linguistic features of these genres (Baron, 2003; Crystal, 2001; Herring, 2001; Shepherd and Watters, 1999; Yates, 1996) . The task is complicated by the great diversity that can be exhibited within even a single genre. Email can be business-related, personal, or spam; the style can be tremendously affected by demographic factors, including gender and age of the sender. The context of communication influences language style (Thomson and Murachver, 2001; Coupland, et al., 1988) . Some people use abbreviations to ease the efficiency of communication in informal genres -items that one would not find in a formal essay. Informal writing may also contain emoticons (e.g., \":-)\" or \"\uf04a\") to convey mood.",
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"text": "Successes have been achieved in categorizing web page decriptions (Calvo, et al., 2004) and genre determination (Goldstein-Stewart, et al., 2007; Santini 2007) . Genders of authors have been successfully identified within the British National Corpus (Koppel, et al., 2002) . In authorship identification, recent research has focused on identifying authors within a particular genre: email collections, news stories, scientific papers, listserv forums, and computer programs (de Vel, et al., 2001; Krsul and Spafford, 1997; Madigan, et al., 2005; McCombe, 2002) . In the KDD Cup 2003 Competitive Task, systems attempted to identify successfully scientific articles authored by the same person. The best system (Hill and Provost, 2003) was able to identify successfully scientific articles by the same person 45% of the time; for authors with over 100 papers, 85% accuracy was achieved.",
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"text": "Are there common features of communication of an individual across and within genres? Undoubtedly, the lack of corpora has been an impediment to answering this question, as gathering personal communication samples faces considerable privacy and accessibility hurdles. To our knowledge, all previous studies have focused on individual communications in one or possibly two genres.",
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"text": "To analyze, compare, and contrast the communication of individuals across and within different modalities, we collected a corpus consisting of communication samples of 21 people in six genres on six topics. We believe this corpus is the first attempt to create such a correlated corpus.",
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"text": "From this corpus, we are able to perform experiments on person identification. Specifically, this means recognizing which individual of a set of people composed a document or spoke an utterance which was transcribed. We believe using text and transcribed speech in this manner is a novel research area. In particular, the following types of experiments can be performed:",
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"text": "-Identification of person in a novel genre (using five genres as training)",
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"text": "-Identification of person in a novel topic (using five topics as training) -Identification of person in written genres, after training on the two spoken genres -Identification of person in spoken genres, after training on the written genres -Identification of person in written genres, after training on the other written genres In this paper, we discuss the formation and statistics of this corpus and report results for identifying individual people using techniques that utilize several different feature sets.",
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"text": "Our interest was in the research question: can a person be identified from their writing and audio samples? Since we hypothesize that people communicate about items of interest to them across various genres, we decided to test this theory. Email and chat were chosen as textual genres (Table 1) , since text messages, although very common, were not easy to collect. We also collected blogs and essays as samples of textual genres.",
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"text": "For audio genres, to simulate conversational speech as much as possible, we collected data from interviews and discussion groups that consisted of sets of subjects participating in the study. Genres labeled \"peer give and take\" allowed subjects to interact.",
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"text": "Such a collection of genres allows us to examine both conversational and nonconversational genres, both written and spoken modalities, and both formal and informal writing with the aim of contrasting and comparing computer-mediated and non-computer-mediated genres as well as informal and formal genres. In order to ensure that the students could produce enough data, we chose six topics that were controversial and politically and/or socially rele-vant for college students from among whom the subjects would be drawn. These six topics were chosen from a pilot study consisting of twelve topics, in which we analyzed the amount of information that people tended to \"volunteer\" on the topics as well as their thoughts about being able to write/speak on such a topic. The six topics are listed in Table 2 The corpus was created in three phases . In Phase I, emails, essays and interviews were collected. In Phase II, blogs and chat and discussion groups were created and samples collected. For blogs, subjects blogged over a period of time and could read and/or comment on other subjects' blogs in their own blog. A graduate research assistant acted as interviewer and discussion and chat group moderator.",
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"text": "Of the 24 subjects who completed Phase I, 7 decided not to continue into Phase II. Seven additional students were recruited for Phase II. In Phase III, these replacement students were then asked to provide samples for the Phase I genres. Four students fully complied, resulting in a corpus with a full set of samples for 21 subjects, 11 women and 10 men.",
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"text": "All audio recordings, interviews and discussions, were transcribed. Interviewer/moderator comments were removed and, for each discus-sion, four individual files, one for each participant's contribution, were produced.",
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"text": "Our data is somewhat homogeneous: it samples only undergraduate university students and was collected in controlled settings. But we believe that controlling the topics, genres, and demographics of subjects allows the elimination of many variables that effect communicative style and aids the identification of common features.",
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"text": "The mean word counts for the 21 students per genre and per topic are shown in Figures 1 and 2 , respectively. Figure 1 shows that the students produced more content in the directly interactive genres -interview and discussion (the spoken genres) as well as chat (a written genre). The email genre had the lowest mean word count, perhaps indicating that it is a genre intended for succinct messaging.",
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"section": "Word Count",
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"text": "We performed an analysis of the word usage of individuals. Among the top 20 most frequently occurring words, the most frequent word used by all males was \"the\". For the 11 females, six most frequently used \"the\", four used \"I\", and one used \"like\". Among abbreviations, 13 individuals used \"lol\". Abbreviations were mainly used in chat. Other abbreviations were used to varying degrees such as the abbreviation \"u\". Emoticons were used by five participants.",
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"text": "Frequencies of words in word categories were determined using Linguistic Inquiry and Word Count (LIWC). LIWC2001 analyzes text and produces 88 output variables, among them word count and average words per sentence. All others are percentages, including percentage of words that are parts of speech or belong to given dictionaries (Pennebaker, et al., 2001) . Default dictionaries contain categories of words that indicate basic emotional and cognitive dimensions and were used here. LIWC was designed for both text and speech and has categories, such negations, numbers, social words, and emotion. Refer to LIWC (www.liwc.net) for a full description of categories. Here the 88 LIWC features are denoted feature set L.",
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"text": "From the original 24 participants' documents and the new 7 participants' documents from Phase II, we aggregated all samples from all genres and computed the top 100 words for males and for females, including stop words. Six words differed between males and females. Of these top words, the 64 words with counts that varied by 10% or more between male and female usage were selected. Excluded from this list were 5 words that appeared frequently but were highly topic-specific: \"catholic\", \"church\", \"marijuana\", \"marriage\", and \"school.\"",
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"text": "Most of these words appeared on a large stop word list (www.webconfs.com/stop-words.php). Non-stop word terms included the word \"feel\", which was used more frequently by females than males, as well as the terms \"yea\" and \"lot\" (used more commonly by women) and \"uh\" (used more commonly by men). Some stop words were used more by males (\"some\", \"any\"), others by females (\"I\", \"and\"). Since this set mainly consists of stop words, we refer to it as the functional word features or set F.",
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"text": "The third feature set (T) consisted of the five topic specific words excluded from F.",
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"text": "The fourth feature set (S) consisted of the stop word list of 659 words mentioned above.",
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"text": "The fifth feature set (I) we consider informal features. It contains nine common words not in set S: \"feel\", \"lot\", \"uh\", \"women\", \"people\", \"men\", \"gonna\", \"yea\" and \"yeah\". This set also contains the abbreviations and emotional expressions \"lol\", \"ur\", \"tru\", \"wat\", and \"haha\". Some of the expressions could be characteristic of particular individuals. For example the term \"wat\" was consistently used by one individual in the informal chat genre.",
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"text": "Another feature set (E) was built around the emoticons that appeared in the corpus. These included \":)\", \":(\", \":-(\", \";)\", \":-/\", and \">:o)\".",
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"text": "For our results, we use eight feature set combinations: 1. All 88 LIWC features (denoted L); 2. LIWC and functional word features, (L+F); 3. LIWC plus all functional word features and the topic words (L+F+T); 4. LIWC plus all functional word features and emoticons (L+F+E); 5. LIWC plus all stop word features (L+S); 6. LIWC plus all stop word and informal features (L+S+I); 7. LIWC supplemented by informal, topic, and stop word features, (L+S+I+T). Note that, when combined, sets S and I cover set F.",
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"text": "Classification of all samples was performed using four classifiers of the Weka workbench, version 3.5 (Witten and Frank, 2005) . All were used with default settings except the Random Forest classifier (Breiman, 2001 ), which used 100 trees. We collected classification results for Na\u00efve-Bayes, J48 (decision tree), SMO (support vector machine) (Cortes and Vapnik, 1995; Platt, 1998) and RF (Random Forests) methods.",
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"text": "To identify a person as the author of a text, six fold cross validation was used. All 756 samples were divided into 126 \"documents,\" each consisting of all six samples of a person's expression in a single genre, regardless of topic. There is a baseline of approximately 5% accuracy if randomly guessing the person. Table 3 shows the accuracy results of classification using combinations of the feature sets and classifiers.",
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"text": "The results show that SMO is by far the best classifier of the four and, thus, we used only this classifier on subsequent experiments. L+S performed better alone than when adding the informal features -a surprising result. Table 4 shows a comparison of results using feature sets L+F and L+F+T. The five topic words appear to grant a benefit in the best trained case (SMO). Table 5 shows a comparison of results using feature sets L+F and L+F+E, and this shows that the inclusion of the individual emoticon features does provide a benefit, which is interesting considering that these are relatively few and are typically concentrated in the chat documents. Table 5 . Accuracy (%) using six fold cross validation with and without emoticon features (E)",
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"text": "The next set of experiments we performed was to identify a person based on knowledge of the person's communication in other genres. We first train on five genres, and we then test on one -a \"hold out\" or test genre. Again, as in six fold cross validation, a total of 126 \"documents\" were used: for each genre, 21 samples were constructed, each the concatenation of all text produced by an individual in that genre, across all topics. Table 6 shows the results of this experiment. The result of 100% for L+F, L+F+T, and L+F+E in email was surpris-ing, especially since the word counts for email were the lowest. The lack of difference in L+F and L+F+E results is not surprising since the emoticon features appear only in chat documents, with one exception of a single emoticon in a blog document (\":-/\"), which did not appear in any chat documents. So there was no emoticon feature that appeared across different genres. Table 7 . Accuracy (%) using SMO for predicting email author after training on 4 other genres. B=Blog, C=Chat, D=Discussion, S=Essay, I=Interview",
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"text": "We attempted to determine which genres were most influential in identifying email authorship, by reducing the number of genres in its training set. Results are reported in Table 7 . The difference between the two sets, which differ only in five topic specific word features, is more marked here. The lack of these features causes accuracy to drop far more rapidly as the training set is reduced. It also appears that the chat genre is important when identifying the email genre when topical features are included. This is probably not just due to the volume of data since discussion groups also have a great deal of data. We need to investigate further the reason for such a high performance on the email genre.",
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"section": "SMO HOLD OUT (TEST GENRE)",
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"text": "The results in Table 6 are also interesting for the case of L+S (which has more stop words than L+F). With this feature set, classification for the interview genre improved significantly, while that of email decreased. This may indicate that the set of stop words may be very genre specific -a hypothesis we will test in future work. If this in indeed the case, perhaps certain different sets of stop words may be important for identifying certain genres, genders and individual authorship. Previous results indicate that the usage of certain stop words as features assists with identifying gender . Table 6 also shows that, using the informal words (feature set I) decreased performance in two genres: chat (the genre in which the abbreviations are mostly used) and discussion. We plan to run further experiments to investigate this. The sections that follow will typically show the results achieved with L+F and L+S features. Table 8 . Accuracy (%) using SMO for predicting person between genres after training on one genre using L+F features Table 8 displays the accuracies when the L+F feature set of single genre is used for training a model tested on one genre. This generally suggests the contribution of each genre when all are used in training. When the training and testing sets are the same, 100% accuracy is achieved. Examining this chart, the highest accuracies are achieved when training and test sets are textual. Excluding models trained and tested on the same genre, the average accuracy for training and testing within written genres is 36% while the average accuracy for training and testing within spoken genres is 17%. Even lower are average accuracies of the models trained on spoken and tested on textual genres (9%) and the models trained on textual and tested on spoken genres (6%). This indicates that the accuracies that feature the same mode (textual or spoken) in training and testing tend to be higher.",
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"text": "Of particular interest here is further examination of the surprising results of testing on email with the L+F feature set. Of these tests, a model trained on blogs achieved the highest score, perhaps due to a greater stylistic similarity to email than the other genres. This is also the highest score in the chart apart from cases where train and test genres were the same. Training on chat and essay genres shows some improvement over the baseline, but models trained with the two spoken genres do not rise above baseline accuracy when tested on the textual email genre.",
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"text": "This set of experiments was designed to determine if there was no training data provided for a certain topic, yet there were samples of communication for an individual across genres for other topics, could an author be determined? Again a total of 126 \"documents\" were used: for each topic, 21 samples were constructed, each the concatenation of all text produced by an individual on that topic, across all genres. One topic was withheld and 105 documents (on the other 5 topics) were used for training. Table 9 shows that overall the L+S feature set performed better than either the L+F or L+F+T sets. The most noticeable differences are the drops in the accuracy when the five topic words are added, particularly on the topics of marijuana and privacy rights. For L+F+T, if \"marijuana\" is withheld from the topic word features when the marijuana topic is the test set, the accuracy rises to 90%. Similarly, if \"school\" is withheld from the topic word features when the privacy rights topic is the test set, the accuracy rises to 100%. This indicates the topic words are detrimental to determining the communicant, and this appears to be supported by the lack of an accuracy drop in the testing on the Iraq and sexual discrimination topics, both of which featured the fewest uses of the five topic words. That the results rise when using the L+S features shows that more features that are independent of the topic tend to help distinguish the person (as only the Iraq set experienced a small drop using these features in training and testing, while the others either increased or remained the same). The similarity here of the results using L+F features when compared to L+F+E is likely due to the small number of emoticons observed in the corpus (16 total examples).",
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"text": "One interesting experiment used one speech genre for training, and the other speech genre for testing. The results (Table 10) show that the additional stop words (S compared to F) make a positive difference in both sets. We hypothesize that the increased performance of training with discussion data and testing on interview data is due to the larger amount of training data available in discussions. We will test this in future work. Table 11 shows the results of training on speech data only and predicting the author of the text genre. Again, the speech genres alone do not do well at determining the individual author of the text genre. The best score was 29% for essays. Table 12 shows the results of training on text data only and predicting authorship for one of the four text genres. Recognizing the authors in chat is the most difficult, which is not surprising since the blogs, essays and emails are more similar to each other than the chat genre, which uses abbreviations and more informal language as well as being immediately interactive. ",
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"text": "Training on text and classifying speech-based samples by author showed poor results. Similar to the results for speech genres, using the text genres alone to determine the individual in the speech genre results in a maximum score of 29% for the interview genre (Table 13) . ",
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"text": "Results for different training and test sets vary considerably. A key factor in determining which sets can successfully be used to train other sets seems to be the mode, that is, whether or not a set is textual or spoken, as the lowest accuracies tend to be found between genres of different modes. This suggests that how people write and how they speak may be somewhat distinct. Typically, more data samples in the training tends to increase the accuracy of the tests, but more features does not guarantee the same result. An examination of the feature sets revealed further explanations for this apart from any inherent difficulties in recognizing authors between sets. For many tests, there is a tendency for the same person to be chosen for classification, indicating a bias to that person in the training data. This is typically caused by features that have mostly, but not all, zero values in training samples, but have many non-zero values in testing. The most striking examples of this are described in 5.3, where the removal of certain topic-related features was found to dramatically increase the accruacy. Targetted removal of other features that have the same biasing effect could increase accuracy.",
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"section": "Error Analysis",
"sec_num": "5.8"
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{
"text": "While Weka normalizes the incoming features for SMO, it was also discovered that a simple initial normalization of the feature sets by dividing by the maximum or standardization by subtracting the mean and dividing by the standard deviation of the feature sets could increase the accuracy across the different tests.",
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"text": "In this paper, we have described a novel unique corpus consisting of samples of communication of 21 individuals in six genres across six topics as well as experiments conducted to identify a person's samples within the corpus. We have shown that we can identify individuals with reasonably high accuracy for several cases: (1) when we have samples of their communication across genres (71%), (2) when we have samples of their communication in specific genres other than the one being tested (81%), and (3) when they are communicating on a new topic (94%).",
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"section": "Conclusion",
"sec_num": "6"
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"text": "For predicting a person's communication in one text genre using other text genres only, we were able to achieve a good accuracy for all genres (above 76%) except chat. We believe this is because chat, due to its \"real-time communication\" nature is quite different from the other text genres of emails, essays and blogs.",
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"section": "Conclusion",
"sec_num": "6"
},
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"text": "Identifying a person in one speech genre after training with the other speech genre had lower accuracies (less than 48%). Since these results differed significantly, we hypothesize this is due to the amount of data available for training -a hypothesis we plan to test in the future.",
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"section": "Conclusion",
"sec_num": "6"
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"text": "Future plans also include further investigation of some of the suprising results mentioned in this paper as well investigation of stop word lists particular to communicative genres. We also plan to investigate if it is easier to identify those participants who have produced more data (higher total word count) as well as perform a systematic study the effects of the number of words gathered on person identificaton.",
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"section": "Conclusion",
"sec_num": "6"
},
{
"text": "\u0130n addition, we plan to investigate the efficacy of using other features besides those available in LIWC, stopwords and emoticons in person identification. These include spelling errors, readability measures, complexity measures, suffixes, and content analysis measures.",
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"FIGREF0": {
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"FIGREF1": {
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"text": "Mean word counts for gender and genre Figure 2. Mean word counts for gender and topic"
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"TABREF1": {
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"html": null,
"content": "<table><tr><td>Topic</td><td>Question</td></tr><tr><td>Church</td><td>Do you feel the Catholic Church</td></tr><tr><td/><td>needs to change its ways to adapt to</td></tr><tr><td/><td>life in the 21st Century?</td></tr><tr><td colspan=\"2\">Gay Marriage While some states have legalized gay</td></tr><tr><td/><td>marriage, others are still opposed to</td></tr><tr><td/><td>it. Do you think either side is right or</td></tr><tr><td/><td>wrong?</td></tr><tr><td colspan=\"2\">Privacy Rights Recently, school officials prevented a</td></tr><tr><td/><td>school shooting because one of the</td></tr><tr><td/><td>shooters posted a myspace bulletin.</td></tr><tr><td/><td>Do you think this was an invasion of</td></tr><tr><td/><td>privacy?</td></tr><tr><td>Legalization of</td><td>The city of Denver has decided to</td></tr><tr><td>Marijuana</td><td>legalize small amounts of marijuana</td></tr><tr><td/><td>for persons over 21. How do you feel</td></tr><tr><td/><td>about this?</td></tr><tr><td>War in Iraq</td><td>The controversial war in Iraq has</td></tr><tr><td/><td>made news headlines almost every</td></tr><tr><td/><td>day since it began. How do you feel</td></tr><tr><td/><td>about the war?</td></tr><tr><td>Gender</td><td>Do you feel that gender discrimina-</td></tr><tr><td>Discrimination</td><td>tion is still an issue in the present-day</td></tr><tr><td/><td>United States?</td></tr><tr><td/><td>Table 2. Topics</td></tr></table>",
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"content": "<table><tr><td colspan=\"3\">Person identification accuracy (%) using six</td></tr><tr><td>fold cross validation</td><td/><td/></tr><tr><td colspan=\"3\">Feature SMO RF100 J48 NB</td></tr><tr><td>L+F</td><td>60</td><td>44 21 25</td></tr><tr><td>L+F+T</td><td>67</td><td>40 21 25</td></tr><tr><td colspan=\"3\">Table 4. Accuracy (%) using six fold cross validation</td></tr><tr><td colspan=\"3\">with and without topic word features (T)</td></tr><tr><td colspan=\"3\">Feature SMO RF100 J48 NB</td></tr><tr><td>L+F</td><td>60</td><td>44 21 25</td></tr><tr><td>L+F+E</td><td>65</td><td>41 21 25</td></tr></table>",
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"text": "Person identification accuracy (%) training and testing SMO on textual genres"
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}