{ "paper_id": "P90-1018", "header": { "generated_with": "S2ORC 1.0.0", "date_generated": "2023-01-19T09:39:11.946315Z" }, "title": "A SYNTACTIC FILTER ON PRONOMINAL ANAPHORA FOR SLOT GRAMMAR", "authors": [ { "first": "Shalom", "middle": [], "last": "Lappin", "suffix": "", "affiliation": {}, "email": "lappin@yktvmh.bitnet" }, { "first": "Michael", "middle": [], "last": "Mccord", "suffix": "", "affiliation": {}, "email": "mccord@yktvmh.bitnet" }, { "first": "T", "middle": [], "last": "Reinhart", "suffix": "", "affiliation": {}, "email": "" }, { "first": ")", "middle": [], "last": "Anaphora", "suffix": "", "affiliation": {}, "email": "" } ], "year": "", "venue": null, "identifiers": {}, "abstract": "We propose a syntactic falter for identifying non-coreferential pronoun-NP pairs within a sentence. The filter applies to the output of a Slot Grammar parser and is formulated m terms of the head-argument structures which the parser generates. It liandles control and unbounded dependency constructions without empty categories or binding chains, by virtue of the uniticational nature of the parser. The filter provides constraints for a discourse semantics system, reducing the search domain to which the inference rules of the system's anaphora resolution component apply.", "pdf_parse": { "paper_id": "P90-1018", "_pdf_hash": "", "abstract": [ { "text": "We propose a syntactic falter for identifying non-coreferential pronoun-NP pairs within a sentence. The filter applies to the output of a Slot Grammar parser and is formulated m terms of the head-argument structures which the parser generates. It liandles control and unbounded dependency constructions without empty categories or binding chains, by virtue of the uniticational nature of the parser. The filter provides constraints for a discourse semantics system, reducing the search domain to which the inference rules of the system's anaphora resolution component apply.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "Abstract", "sec_num": null } ], "body_text": [ { "text": "In this paper we present an implemented algorithm which filters intra-sentential relations of referential dependence between pronouns and putative NP antecedents (both full and pronominal NP's) for the syntactic representations provided by an English Slot Grammar parser (McCord 1989b) . For each parse of a sentence, the algorithm provides a list o7 pronoun-NP pairs where referential dependence of the first element on the second is excluded by syntactic constraints. The coverage of the filter has roughly the same extension as conditions B and C Of Chomsky's (1981 Chomsky's ( , 1986 binding theory, tlowever, the formulation of the algorithm is sign!f\"icantly different from the conditions of the binding theory, and from proposed implementations of its conditions. In particular, the filter formulates constraints on pronominal anaphora in terms of the head-argument structures provided by Slot Grammar syntactic representations rather than the configurational tree relations, particularly c-command, .on which the binding theory relies. As a result, the statements of the algorithm apply straightforwardly, and without special provision, to a wide variety of constructions which recently proposed implementations of the binding theory do not handle without additional devices. Like the Slot Grammar whose input it applies to, the algorithm runs in Prolog, and it is stated in essentially declarative terms.", "cite_spans": [ { "start": 271, "end": 285, "text": "(McCord 1989b)", "ref_id": null }, { "start": 553, "end": 568, "text": "Chomsky's (1981", "ref_id": null }, { "start": 569, "end": 587, "text": "Chomsky's ( , 1986", "ref_id": null } ], "ref_spans": [], "eq_spans": [], "section": "INTRODUCTION", "sec_num": "1." }, { "text": "In Section 2 we give a brief description of Slot Grammar, and the parser we are employing. The syntactic filter is presented in Section 3, first through a statement of six constraints, each of which is sufficient to rule out coreference, then through a detailed description of the algorithm which implements these constraints. We illustrate the/algorithm with examples of the lists of non-corelerential pairs which it provides for particular parses. In Section 4 we compare our approach to other proposals for syntactic filtering of pronominal anapliora which have appeared in the literature. We discuss Ilobbs algorithm, and we take UP two recent implementations of the binding theory. Finally, in Section 5 we discuss the integration of our filter into other systems of anaphora resolution. We indicate how it can be combined with a VP anaphora algorithm which we have recently completed. We also outline the incorporation of our algorithm into LODUS (Bemth 1989) , a system for discourse representation.", "cite_spans": [ { "start": 953, "end": 965, "text": "(Bemth 1989)", "ref_id": "BIBREF1" } ], "ref_spans": [], "eq_spans": [], "section": "INTRODUCTION", "sec_num": "1." }, { "text": "The original work on Slot Grammar was done around 1976-78 and appeared in (McCord 1980) . Recently, a new version (McCord 1989b) was developed in a logic programming framework, in connection with fhe machine translation system LMT (McCord 1989a,c,d ).", "cite_spans": [ { "start": 74, "end": 87, "text": "(McCord 1980)", "ref_id": "BIBREF14" }, { "start": 114, "end": 128, "text": "(McCord 1989b)", "ref_id": null }, { "start": 227, "end": 248, "text": "LMT (McCord 1989a,c,d", "ref_id": null } ], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "Slot Grammar is lexicalist and is dependency-oriented. Every phrase has a head word (with a given word sense and morphosyntactic features). The constituents of a phrase besides tile head word (also called the modifiers of the hcad) are obtained by \"Idling\" slots associated with the head. Slots are symbols like sub j, obj and iobj representing grammatical relations, and are associated with a word (sense) in two ways. The lexical entry for the word specifies a set of complement slots (corresponding to arguments of tile word sense in logical form); and the grammar specifies a set of ad/unct slots for each part of speech. A complement slot can be filled at most once, and an adjunct slot can by default be filled any number of times.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "The phenomena treated by augmented phrase structure rules in some grammatical systems are treated modularly by several different types of rules in Slot Grammar. The most important type of rule is the (slot) filler rule, which gives conditions (expressed largely through unification) on the filler phrase and its relations to the higher phrase.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "Filler rules are stated (normally) without reference to conditions on order among constituents. But there are separately stated ordering rules, l Slot~head ordering rules state conditions on the position (left or fight) of the slot (fdler) relative to the head word. Slot~slot ordering rules place conditions on the relative left-to-right order of (the fillers of) two slots.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "A slot is obligatory (not optional) if it must be filled, either in the current phrase or in a raised ~osition through left movement or coordination.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "djunct slots are always optional. Complement slots are optional by default, but they may be specified to be obligatory in a particular lexical entry, or they may be so specifiedin the grammar by obligatory slot rules. Such rules may be unconditional or be conditional on the characteristics of the higher phrase. They also may specify that a slot is obligatory relative to the idling of another slot. For example, the direct object slot in English. may. be d.eclared obligatory on the conditmn that the indirect object slot is filled by a noun phrase.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "One aim of Slot Grammar is to develop a p, owerful language-independent module, a shell\", which can be used together with language-dependent modules, reducing the effort of writing grammars for new languages. The Slot Grammar shell module includes the parser, which is a bottom-up chart parser. It also includes most of the treatment of coordination, unbounded dependencies, controlled subjects, and punctuation. And the shell contains a system for evaluating parses, extending tteidom's (1982)parse metric, which is used not only for ranking final parses but also for pruning away unlikely partial analyses during parsing, thus reducing the problem of parse space explosion. Parse evaluation expresses preferences for close attachment, for choice of complements over adjuncts, and for parallelism in coordination.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "Although the shell contains most of the treatment of the above .phenomena (coordination, etc.), a small part of their treatment is necessarily language-dependent. A (language-specific) gram-mar can include for instance (1) rules for coordinating feature structures that override the defaults in the shell; (2) declarations of slots (called extraposer slots) that allow left extraposition of other slots out oI their fdlers; (3) language-specific rules for punctuation that override defaults; and (4) language-specific controls over parse evaluation that override defaults. Currently, Slot Grammars are being developed for English (ESG) by McCord, for Danish (DSG) by Arendse Bemth, and for German (GSG) by Ulrike Schwall. ESG uses the UDIC'F lexicon (Byrd 1983, Klavans and Wacholder 1989) having over 60,000 lemmas, with an interface that produces slot frames. The fdter algorithm has so far been successfully tested with ESG and GSG. (The adaptation to German was done by Ulrike Schwall.)", "cite_spans": [ { "start": 750, "end": 773, "text": "(Byrd 1983, Klavans and", "ref_id": null }, { "start": 774, "end": 789, "text": "Wacholder 1989)", "ref_id": "BIBREF12" } ], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "The algorithm applies in a second pass to the parse output, so the important thing in the remainder of this section is to describe Slot Grammar syntactic analysis structures.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "A syntactic structure is a tree; each node of the tree represents a phrase in the sentence and has a unique head word. Formally, a phrase is represented by a term", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "phrase(X,H,Sense,Features, s IotFrame,Ext,Hods),", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "where the components are as follows: (1) X is a logical variable called the marker of the phrase. U/aifications of the marker play a crucial role in the fdter algorithm. (2) H is an integer representing the position of the head word o f the phrase.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "This integer identifies the phrase uniquely, and is used ha the fdter algorithm as the way of referring to phrases. (3) Sense is the word sense of the head word. (4) Features is the feature structure of the head word and of the phrase. It is a logic term (not an attribute-value list), which is generally rather sparse ha information, showing mainly the part of speech and inflectional features of the head word.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "(5) 5 l otFrame is the list of complement slots, each slot being ha the internal form s Iot(S iot,0b,X), where Slot is the slot name, 0b shows whether it is an obligatory form of Slot, and X is the slot marker. The slot marker is unified (essentially) with the marker of the filler phrase when the slot is fdled, even remotely, as in left movement or coordination. Such unifications are important for the filter algorithm. (6) Ext is the list of slots that have been extraposed or raised to the level of the current phrase. 7The last component Hods represents the modifiers (daughters) of the phrase, and is of the form mods (LHods, RMods ) where LHods and RMods are Tile distinction between slot filler rules and ordering constraints parallels the difference between Immediate Dominance Rules and Linear Precedence Rules in GPSG. See Gazdar et al (1985) for a characterization of ID and I,P rules in GPSG. See (McCord 1989b) for more discussion of the relation of Slot Grammar to other systems.", "cite_spans": [ { "start": 835, "end": 854, "text": "Gazdar et al (1985)", "ref_id": null }, { "start": 911, "end": 925, "text": "(McCord 1989b)", "ref_id": null } ], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "Who did John say wanted to try to find him? Phrase is a phrase which flUs Slot. Modifier lists reflect surface order, and a given slot may appear more than once (if it is an adjunct). Thus modifier lists are not attribute-value lists.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "subj(n) top subj(n) auxcmp(inf(bare)) obj(fin) preinf comp(enlinfling) ~ preinf obj(inf) obj(fin) who(X2) noun dol(Xl,X3,X4) verb John(X3) noun say(X4,X3,Xg,u) verb want(X9,X2,X2,Xl2) verb preinf(Xl2) preinf try(Xl2,X2,Xl3) verb preinf(Xl3) preinf find(Xl3,X2,Xl4,u,u) verb he(Xl4) noun", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "In Figure 1 , a sample parse tree is shown, displayed by a procedure that uses only one line per node and exhibits tree structure lines on the left. In this display, each line (representing a node) shows (1) the tree connection fines, (2) the slot filled by the node, (3) the word sensepredication, and (4) the feature structure. The feature structure is abbreviated here by a display option, showin8 only the part of speech. The word sense predication consists of the sense name of the head word with the following arguments. The first argument is the marker variable for the phrase (node) itself; it is like an event or state variable for verbs. The remaining arguments are the marker variables of the slots in the complement slot frame (u signifies \"unbound\"). As can be seen in the display, the complement arguments are unified with the marker variables of the fdler complement phrases., Note that in the example the marker X2 ol the who phrase is unified with the subject variables of want, try, and find. (There are also some unifications created by adjunct slot Idling, which will not be described here.)", "cite_spans": [], "ref_spans": [ { "start": 3, "end": 11, "text": "Figure 1", "ref_id": "FIGREF0" } ], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "Forthe operation of the filter algorithm, there is a prelim~ary step in which pertinent information about the parse tree is represented in a manner more convenient for the algorithm.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "As indicated above, nodes (phrases) t]lemselves are represented by the word numbers of their head words. Properties of phrases and relations between them are represented by unit clauses (predications) involving these integers (and other data), which are asserted into the Prolog work-space. Because of this \"dispersed\" representation with a collection of unit clauses, the original phrase structure for the whole tree is first grounded (variables are bound to unique constants) before the unit clauses are created.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "As an example for this clausal representation, the clause has ar g (P, X) says that phrase P has X one of its arguments; i.e., X is the slot marker variable for one of the complement slots of P. For the above sample parse, then, we would get clauses hasarg(5,'X2'), hasarg(5,'Xl2').", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "as information about the \"want' node (5).", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "As another example, the clause phmarker(P,X) is added when phrase P has marker X. Thus for the above sample, we would get the unit clause phmarker(I,'X2').", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "An important predicate for the fdter algorithm is argm, defined by", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "argm(P,Q) *-phmarker(P,X) & hasarg(Q,X).", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "This says that phrase P is an argument of phrase Q. This includes remote arguments and controlled subjects, because of the unifications of marker variables performed by the Slot Grammar parser. Thus for the above parse, we would get argm(1,5), argm( 1,7). argm ( I ,9) .", "cite_spans": [ { "start": 261, "end": 268, "text": "( I ,9)", "ref_id": null } ], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "showing that 'who' is an argument of 'want', \"try',", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "and \"find'. In preparation for stating the six constraints, we adopt the following definitions. The agreement features of an NP are its number, person and gender features. We will say that a phrase P is in the argument domain of a phrase N iff P an N are both arguments of the same head. We will also say that Pis in the adjunct domain of N iff N is an argument of a head tt, P is the object of a preposition PREP, and PREP is an adjunct of It. P is in the NP domain of N iff N is the determiner of a noun Qand (i) P is an argument of Q, or (ii) P is the object of a preposition PREP and Prep is an adjunct of Q. The six constraints are as follows. A pronoun P is not coreferential with a noun phrase N if any of the following conditions holds.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "SLOT GRAMMAR", "sec_num": "2." }, { "text": "I. P and N have incompatible agreement features. II. P is in the argument domain of N. III. P is in the adjunct domain of N. IV. P is an argument of a head H, N is not a pronoun, and N is contained in tt. V. P is in the NP domain of N. VI. P is the determiner of a noun Q, and N is contained in Q.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "The algorithm wlfich implements I-VI defines a predicate nonrefdep(P,q) wlfich is satisfied by a pair whose first element Is a pronoun and whose second element is an NP on which the pronoun cannot be taken as referentially dependent, by virtue of the syntactic relation between them. The main clauses of the algorithm are shown in Figure 2 .", "cite_spans": [], "ref_spans": [ { "start": 331, "end": 339, "text": "Figure 2", "ref_id": "FIGREF0" } ], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "Rule A specifies that the main goal nonrefdep(P,Q) is satisfied by

if this pair is a referential pair (refpalr(P,Q)) and a noncoreferential pair (neorefpair(P,Q)). A.1 defrees a refpatr ,:P,Q> as one in which P is a pronoun, Q'is a noun (either pronominal or nonpronominal), and P and Q are distinct. Rules B, C, D, E, and F provide a disjunctive statement of the conditions under which the non-coreference goal ncorefpair(P,Q) is satisfied, and so const,tute the core of the algorithm. Each of these rules concludes with a cut to prevent unnecessary backtracking which could generate looping.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "Rule B, together with B. I, identifies the conditions under which constraint I holds. In the following example sentences, the pairs consisting of the second and the first coindexed expressions in la-c (and in lc also the pair < T,'she'> ) satisfy nonrefdep(P,Q) by virtue of rule B. la. John i said that they i came. b. The woman i said that he i is funny. C. I i believe that she i is competent.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "\u2022 \" \u2022 ~, t, \u2022", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "The algorithm Identifies they, John > as a nonrefdep pair in la, which entails that 'they, cannot be taken as coreferential with John. However, (the referent of) \"John\" could of course be part of the reference set of 'they, and in suitable discourses LODUS could identify this possibility.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "Rule C states that

is a non-coreferential pl.~i.r, if it satisfies the pro ncom(P,Q) predicate.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "s holds under two conditions, corresponding to disjuncts C. 1.a-b and C.l.a,c-f. The first condition specifies that the pronoun P and its putative antecedent Q are both arguments of the same phrasal head, and so implements constraint II. This rules out referential dependence in 2a-b.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "2a. Mary i likes her i.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "b. She i tikes her i.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "Given the fact that Slot Grammar unifies the argument and adjunct variables of a head with the phrases which t'dl these variable positions, it will also exclude coreference in cases of control and unbounded dependency, as in 3a-c.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "3a. Jolt. seems to want to see hirn~.. b. Whi6h man i did he i see? -e. This is the girl i. Johh said she i saw.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "The second disjunct C.l.a,c-f covers cases in which the pronoun is an argument which is higher up in the head-argument structure of the sentence than a non-pronominal noun. This disjunct corresponds to condition IV. C.2-C.2.2 provide a reeursive definition of containment within aphrase. This definition uses the relation of immediate containment, eont i (P ,Q), as the base of the recursion, where con~ i (P ,Q) holds if Q is either an argument or an adj'unct (modifier or determiner) of a head Q. The second disjunct blocks coreference in 4a-c. 4a. He~ believes that the m.a% is amusing.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "b. Who i did he i say Johr~. hssed? c. This Is the man i he i said John i wrote about.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "The wh-phrase in 4b and the head noun of the relative clause in 4c unify with variables in positions contained within the phrase (more precise!y, the verb which heads the phrase) of which the pronoun is an argument. Therefore, the algorithm identifies these nouns as impossible antecedents of the pronoun.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "The two final conditions of the second disjunct, C. 1 .e and C. l.f, describe cases in which the antecedent of a pronoun is contained in a preceding adjunct clause, and cases in which the antecedent is the determiner of an NP which precedes a pronoun, respectively. These clauses prevent such structures from satisfying the noncoreference goal, and so permit referential dependence in 5a-b. 5a. After John i sang, he i danced.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "b. Johni's motherlikes him i.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "Notice that because a determiner is an adjunct of an NP and not an argument of the verb of which the NP is an argument, rule C. 1 also permits coreference in 6.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "6. His i mother likes John i.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "ltowever, C.l.a,c-e correctly excludes referential dependence in 7, where the pronoun is an argument which is higher than a noun adjunct.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE FILTER", "sec_num": "3." }, { "text": "The algorithm permits backwards anaphora in cases like 8, where the pronoun is not an argument of a phrase 14 to wtfich its antecedent Q bears the con t (Q, fl ) relation.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "He i likes Johni's mother.", "sec_num": "7." }, { "text": "8. After he i sang, John i danced.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "He i likes Johni's mother.", "sec_num": "7." }, { "text": "D-D.I block coreference between an NP which is the argument of a head H, and apronoun that is the object of a preposition heading a PP adjunct of 14, as in 9a-c. These rules implement constraint III. 9a. Sam. i spoke about him i.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "He i likes Johni's mother.", "sec_num": "7." }, { "text": "b. She i sat near her i. C. Who i did he i ask for?", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "He i likes Johni's mother.", "sec_num": "7." }, { "text": "Finally, E-E.I and F realize conditions V and VI, respectively, in NP internal non-coreference cases like 10a-c.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "He i likes Johni's mother.", "sec_num": "7." }, { "text": "10a. His i portrait of Jo .hnj. is interesting.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "He i likes Johni's mother.", "sec_num": "7." }, { "text": "b. JolL, i/s portrait of htrn i is interestmg. c. Hisi description of the portrait by John i is interesting.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "He i likes Johni's mother.", "sec_num": "7." }, { "text": "Let us look at three examples of actual lists of pairs satisfying the nonrefdep predicate which the algorithm generates for particular parse trees of Slot Grammar. The items in each pair are identified by their words and word numbers, corresponding to their sequential position in the stnng.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "He i likes Johni's mother.", "sec_num": "7." }, { "text": "When the sentence Who did John say wanted to try to find him? is ~ven to the system, the parse is as shown in Figure 1 above, and the output of the filter is:", "cite_spans": [], "ref_spans": [ { "start": 110, "end": 118, "text": "Figure 1", "ref_id": "FIGREF0" } ], "eq_spans": [], "section": "He i likes Johni's mother.", "sec_num": "7." }, { "text": "Noncoref pairs: he.lO -who.l Coreference analysis time = ii msec.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "He i likes Johni's mother.", "sec_num": "7." }, { "text": "Thus < \"him','who' > is identified as a non-coreferential pair, while coreference between 'John' and 'him is allowed.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "He i likes Johni's mother.", "sec_num": "7." }, { "text": "In Figure 3 , the algorithm correctly lists < 'him ,'Bill > (6-3) as a non-coreferential pair, while permitting 'him' to take \"John' as an antecedent. In Fi~c~ure 4, it correctly excludes coreference between him and 'John' (he.6-John.1), and allows him to be referentially dependent upon \"Bill'. complement clause subiect, tlowever, in Figure 4 , the infinitival clause IS an adjunct of 'lectured' mid requires matrix subject control.", "cite_spans": [], "ref_spans": [ { "start": 3, "end": 11, "text": "Figure 3", "ref_id": "FIGREF0" }, { "start": 336, "end": 345, "text": "Figure 4", "ref_id": "FIGREF0" } ], "eq_spans": [], "section": "He i likes Johni's mother.", "sec_num": "7." }, { "text": "We will discuss three suggestions which have been made in the computational literature for syntactically constraining the relationship between a pronoun and its set of possible antece. dents intra-sententially.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "EXISTING PROPOSALS FOR CON-STRAINING PRONOMINAL ANAPHORA", "sec_num": "4." }, { "text": "The first is Hobbs (1978) Algorithm, which performs a breadth-first, left-to-right search of the tree containing the pronoun for possible antecedents. The search is restricted to paths above the first NP or S node containing the pronoun, and so the pronoun cannot be boundby an antecedent in its minimal governing category. If no antecedents are found within the same tree as the pronoun, the trees of the previous sentences in the text are searched in order of proximity. There are two main .difficulties with this approach. First, it cannot be applied to cases of control in infinitival clauses, like those given in Figures 3 and 4 , or to unbounded dependencies, like those in Figure 1 and in examples 3b-c and 4b-c, without significant modification. It makes this distinction by virtue of the differences between the roles of the two infinitival clauses in these sentences. In Fi~gtjre 3, the infinitival clause is a complement o1 \"expected, and this verb is marked for object control of the Second, the algorithm is inefficient in design and violates modularity by virtue of the fact that it computes both intra-sentential constraints on pronoriainal anaphora and inter-sentential antecedent possibilities each time it is invoked for a new pronoun in a tree. Our system computes the set ofpronoun-NP pairs for which coreference is syntactically excluded in a single pass on a parse tree. This set provides the input to a semanticpragmatic discourse module which determines anaphora by inference and preference rules.", "cite_spans": [], "ref_spans": [ { "start": 618, "end": 633, "text": "Figures 3 and 4", "ref_id": "FIGREF0" }, { "start": 680, "end": 688, "text": "Figure 1", "ref_id": "FIGREF0" } ], "eq_spans": [], "section": "EXISTING PROPOSALS FOR CON-STRAINING PRONOMINAL ANAPHORA", "sec_num": "4." }, { "text": "The other two proposals are presented in Correa (1988) , and in lngria and Stallard (1989) . Both of these models are implementations oI Chomsky's Binding theory which make use of Government Binding type parsers. They employ essentially the same strategy. This involves computing the set of possible antecedents of an anaphor as the NP s which c-command the anaphor within a minimal domain (its minimal govet:ning category). 2 The minimal domain of an NP is characterized as the first S, or the first NP without a possessive subiect, in which it is contained. The possible intra-sentential antecedents of a pronoun are the set of NP's in the tree which are not included within this minimal domain.", "cite_spans": [ { "start": 41, "end": 54, "text": "Correa (1988)", "ref_id": "BIBREF6" }, { "start": 75, "end": 90, "text": "Stallard (1989)", "ref_id": "BIBREF10" } ], "ref_spans": [], "eq_spans": [], "section": "EXISTING PROPOSALS FOR CON-STRAINING PRONOMINAL ANAPHORA", "sec_num": "4." }, { "text": "See Reinhart (1976) and (1983) for alternative definitions of c-command, and discussions of the role of this relation in determining the possibilities of anaphora. See Lappin (1985) for additional discussion of the connection between c-command and distinct varieties of pronominal anal3hora. See Chomsky (1981 Chomsky ( ), (1986a Chomsky ( ) and (1986b for alternative definitions of the notion 'government' and 'rain,real governing category'. This approach does sustain modularity by computing the set of possible antecedents for all pronouns within a tree in a single pass operation, prior to the application of inter-sentential search procedures. The main difficulty with the model is that because constraints on pronominal anaphora are stated entirely in terms of configurational relations of tree geometry, specifically, in terms of c-command and minimal dominating S and NP domains, control and unbounded dep endency structures can only be handled b~' aditional and fairly complex devices.", "cite_spans": [ { "start": 4, "end": 23, "text": "Reinhart (1976) and", "ref_id": null }, { "start": 24, "end": 30, "text": "(1983)", "ref_id": "BIBREF2" }, { "start": 168, "end": 181, "text": "Lappin (1985)", "ref_id": "BIBREF13" }, { "start": 296, "end": 309, "text": "Chomsky (1981", "ref_id": null }, { "start": 310, "end": 329, "text": "Chomsky ( ), (1986a", "ref_id": "BIBREF4" }, { "start": 330, "end": 352, "text": "Chomsky ( ) and (1986b", "ref_id": null } ], "ref_spans": [], "eq_spans": [], "section": "EXISTING PROPOSALS FOR CON-STRAINING PRONOMINAL ANAPHORA", "sec_num": "4." }, { "text": "It is necessary to generate empty categories for PRO and trace in appropriate positions in parse trees. Additional algorithms must be invoked to specify the chains of control (A-binding) for PRO, and operator (A )-binding for trace in order to link these categories to the constituents which bind them. The algorithm which computes possible antecedents for anaphors and pronouns must be formulated so that ii identifies the head of such a chain as non-coreferential with a pronoun or anaphor (in the sense of the Binding theory), if any element of the chain is excluded as a possible antecedent.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "EXISTING PROPOSALS FOR CON-STRAINING PRONOMINAL ANAPHORA", "sec_num": "4." }, { "text": "Neither empty categories nor binding chains are required in our system. In Slot Grammar parse representations, wh-phrases, heads of relative clauses, and NP's which control the subjects of inf'mitival clauses are unified with the variables corresponding to the roles they bind in argument positions. Tlierefore, the clauses of the algorithm apply to these constructions directly, and without additional devices or stipulations)", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "EXISTING PROPOSALS FOR CON-STRAINING PRONOMINAL ANAPHORA", "sec_num": "4." }, { "text": "We have recently implemented an algorithm for the interpretation of intrasentential VP anaphora structures like those in 1 la-c. 1 l a. John arrived, and Mary did too. b. Bill read every book which Sam said he did. c. Max wrote a letter to Bill before Mary did to John.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE INTEGRATION OF THE FILTER INTO OTHER SYSTEMS OF ANAPHORA RESOLUTION", "sec_num": "5." }, { "text": "The VP anaphora algorithm generates a second tree which copies the antecedent verb into the position of the head of the elliptical VP. It also lists the new arguments and adjuncts which the copied verb inhei'its from its antecedent. We have integrated our filter on pronominal anaphora into this algorithm, so that the filter applies to the interpreted trees which the algorithm generates. consider 12. John likes to him, and Bill does too.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE INTEGRATION OF THE FILTER INTO OTHER SYSTEMS OF ANAPHORA RESOLUTION", "sec_num": "5." }, { "text": "If the [dter applies to the parse of 11, it will identify only .< him, John'> as a non-coreferential pair, gwen that the pair <'him','Bill'> doesn t satisfy any of the conditions of the filter algorithm. Ilowever, when the filter is applied to the interpreted VP anaphora tree of 12, the filter algorithm correctly identifies both pronoun-NP pairs, as shown in the VP output of the algorithm for 12 given in Figure 5 . Coreference analysis time = 70 msec. Our filter also provides input to a discourse understanding system, LODUS, designed and implemented by A. Bernth, and described in (..Bernth 1988 (..Bernth , 1989 . LOI)US creates a single discourse structure from the analyses of the S|0t Grammar parser for several sentences. It interprets each sentence analysis in the context consisting of the discourse processed so far, together with domain knowledge, and it then embeds it into the discourse structure. The process of inte.rpretation consists in applying rules of inference which encode semantic and pragmatic (know-In fact, a more complicated algorithm with approximately tile same coverage as our lilter can be formulated fi, r a parser which produces configurational surlhce trees wiulout empty categories and binding chains, if the parser provides deep grammatical roles at some level of representation. The first author has implemented such an algorithm for the PEG parser. For a general description of I'EG, see Jensen (1986) . The current version of ['E(; provides information on deep grammatical roles by means of second pass rules which apply to the initial parse record structure. The algorithm employs both c-command and reference to deep grammatical roles. ledge-based) relations among lexical items, and discourse structures. The fdter reduces the set oI possible antecedents which the anaphora resolution component of LODUS considers for pronouns. For example, this component will not consider 'the cat or that' as a .p, ossible antecedents for either occurrence of it in the second sentence in 13, but only \"the mouse' in the first sentence of this discourse. This is due to the fact that our fdter lists the excluded pairs together with the parse tree of the second sentence.", "cite_spans": [ { "start": 587, "end": 601, "text": "(..Bernth 1988", "ref_id": null }, { "start": 602, "end": 618, "text": "(..Bernth , 1989", "ref_id": null }, { "start": 1430, "end": 1443, "text": "Jensen (1986)", "ref_id": "BIBREF11" } ], "ref_spans": [ { "start": 408, "end": 416, "text": "Figure 5", "ref_id": "FIGREF0" } ], "eq_spans": [], "section": "THE INTEGRATION OF THE FILTER INTO OTHER SYSTEMS OF ANAPHORA RESOLUTION", "sec_num": "5." }, { "text": "John", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE INTEGRATION OF THE FILTER INTO OTHER SYSTEMS OF ANAPHORA RESOLUTION", "sec_num": "5." }, { "text": "13. The mouse ran in.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE INTEGRATION OF THE FILTER INTO OTHER SYSTEMS OF ANAPHORA RESOLUTION", "sec_num": "5." }, { "text": "The cat that saw it ate it.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE INTEGRATION OF THE FILTER INTO OTHER SYSTEMS OF ANAPHORA RESOLUTION", "sec_num": "5." }, { "text": "Thus, the fdter significantly reduces the search space which the anaphora resolution component of LODUS must process. The interface between our filter and LODUS embodies the sort of modular interaction of syntactic and semantic-pragmatic components which we see as important to the successful operation and efficiency of any anaphora resolution system.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "THE INTEGRATION OF THE FILTER INTO OTHER SYSTEMS OF ANAPHORA RESOLUTION", "sec_num": "5." } ], "back_matter": [ { "text": "We are grateful to Arendse Bemth, Martin Chodorow, and Wlodek Zadrozny for helpful comments and advice on proposals contained in this paper.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "ACKNOWLEDGMENTS", "sec_num": null } ], "bib_entries": { "BIBREF0": { "ref_id": "b0", "title": "Computational Discourse Semantics, Doctoral Dmsertation, U. Copenhagen and IBM Research", "authors": [ { "first": "A", "middle": [], "last": "Bemth", "suffix": "" } ], "year": 1988, "venue": "", "volume": "", "issue": "", "pages": "", "other_ids": {}, "num": null, "urls": [], "raw_text": "Bemth, A. (1988) Computational Discourse Se- mantics, Doctoral Dmsertation, U. Copenha- gen and IBM Research.", "links": null }, "BIBREF1": { "ref_id": "b1", "title": "Discourse Understanding In Lo~c", "authors": [ { "first": "A", "middle": [], "last": "Bemth", "suffix": "" } ], "year": 1989, "venue": "Proc. North American Conference on Logic Programming", "volume": "", "issue": "", "pages": "755--771", "other_ids": {}, "num": null, "urls": [], "raw_text": "Bemth, A. (1989) \"Discourse Understanding In Lo~c\", Proc. North American Conference on Logic Programming, pp. 755-771, MIT Press.", "links": null }, "BIBREF2": { "ref_id": "b2", "title": "Word Formation in Natural Language Processing Systems", "authors": [ { "first": "R", "middle": [ "J" ], "last": "Byrd", "suffix": "" } ], "year": 1983, "venue": "Proceedings oflJCAI-VIII", "volume": "", "issue": "", "pages": "704--706", "other_ids": {}, "num": null, "urls": [], "raw_text": "Byrd, R. J. (1983) \"Word Formation in Natural Language Processing Systems,\" Proceedings oflJCAI-VIII, pp. 704-706.", "links": null }, "BIBREF4": { "ref_id": "b4", "title": "Knowledge of Language: Its Nature, Origin, and Use", "authors": [ { "first": "N", "middle": [], "last": "Chomsky", "suffix": "" } ], "year": 1986, "venue": "", "volume": "", "issue": "", "pages": "", "other_ids": {}, "num": null, "urls": [], "raw_text": "Chomsky, N. 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(1988) \"A B' _m,,ding Rule for Govern- ment-Binding Parsing , COLING \"88, Buda- pest, pp. 123-129.", "links": null }, "BIBREF7": { "ref_id": "b7", "title": "G1985) Generalized Phrase Structure rammar", "authors": [ { "first": "G", "middle": [], "last": "Gazdar", "suffix": "" }, { "first": "E", "middle": [], "last": "Klein", "suffix": "" }, { "first": "G", "middle": [], "last": "Pullum", "suffix": "" }, { "first": "I", "middle": [], "last": "Sag", "suffix": "" } ], "year": null, "venue": "", "volume": "", "issue": "", "pages": "", "other_ids": {}, "num": null, "urls": [], "raw_text": "Gazdar, G., E. Klein, G. Pullum, and I. Sag, G1985) Generalized Phrase Structure rammar, Blackwell, Oxford.", "links": null }, "BIBREF8": { "ref_id": "b8", "title": "Experience with an Easily Computed Metric for Ranking Alternative Parses", "authors": [ { "first": "G", "middle": [ "E" ], "last": "Heidorn", "suffix": "" } ], "year": 1982, "venue": "Proceedings of Annual ACL Meeting", "volume": "", "issue": "", "pages": "82--84", "other_ids": {}, "num": null, "urls": [], "raw_text": "Heidorn, G. E. (1982) \"Experience with an Easily Computed Metric for Ranking Alternative Parses,\" Proceedings of Annual ACL Meeting, 1982, pp. 82-84.", "links": null }, "BIBREF9": { "ref_id": "b9", "title": "Resolving l'ronoun References", "authors": [ { "first": "J", "middle": [], "last": "I Tobbs", "suffix": "" } ], "year": 1978, "venue": "Lingua", "volume": "44", "issue": "", "pages": "311--338", "other_ids": {}, "num": null, "urls": [], "raw_text": "I tobbs, J. (1978) j'Resolving l'ronoun References\", Lingua 44, pp. 311-338.", "links": null }, "BIBREF10": { "ref_id": "b10", "title": "A Computational Mechanism for Pronominal Reference", "authors": [ { "first": "R", "middle": [], "last": "Ingria", "suffix": "" }, { "first": "D", "middle": [], "last": "Stallard", "suffix": "" } ], "year": 1989, "venue": "Proceedings of the 27th Annual Meeting of the Association for Computational Linguistics", "volume": "", "issue": "", "pages": "262--271", "other_ids": {}, "num": null, "urls": [], "raw_text": "Ingria, R. and D. Stallard (1989) \"A Computa- tional Mechanism for Pronominal Reference\", Proceedings of the 27th Annual Meeting of the Association for Computational Linguistics, Vancouver, pp. 262-271.", "links": null }, "BIBREF11": { "ref_id": "b11", "title": "PEG: A Broad-Coverage Computatmnal Syntax of English", "authors": [ { "first": "K", "middle": [], "last": "Jensen", "suffix": "" } ], "year": 1986, "venue": "", "volume": "", "issue": "", "pages": "", "other_ids": {}, "num": null, "urls": [], "raw_text": "Jensen, K. (,1986) \"PEG: A Broad-Coverage Computatmnal Syntax of English,\" Technical Report, IBM T.J. Watson Research Center, Yorktown Heights, NY.", "links": null }, "BIBREF12": { "ref_id": "b12", "title": "Documentation of Features and Attributes in UDICT", "authors": [ { "first": "J", "middle": [ "L" ], "last": "Klavans", "suffix": "" }, { "first": "N", "middle": [], "last": "Wacholder", "suffix": "" } ], "year": 1989, "venue": "", "volume": "", "issue": "", "pages": "", "other_ids": {}, "num": null, "urls": [], "raw_text": "Klavans, J. L. and Wacholder, N. (1989) \"Doc- umentation of Features and Attributes in UDICT,\" Research Report RC14251, IBM T.J. Watson Research Center, Yorktown Heights, N.Y.", "links": null }, "BIBREF13": { "ref_id": "b13", "title": "Pronominal Binding and Coreference", "authors": [ { "first": "S", "middle": [], "last": "Lappin", "suffix": "" } ], "year": 1985, "venue": "", "volume": "", "issue": "", "pages": "241--263", "other_ids": {}, "num": null, "urls": [], "raw_text": "Lappin, S. (1985) \"Pronominal Binding and Co- reference\", Theoretical Linguistics 12, pp. 241-263.", "links": null }, "BIBREF14": { "ref_id": "b14", "title": "Slot Grammars", "authors": [ { "first": "M", "middle": [ "C" ], "last": "Mccord", "suffix": "" } ], "year": 1980, "venue": "Computational Linguistics", "volume": "6", "issue": "", "pages": "31--43", "other_ids": {}, "num": null, "urls": [], "raw_text": "McCord, M. C. (1980) \"Slot Grammars,\" Com- putational Linguistics, vol. 6, pp. 31-43.", "links": null }, "BIBREF15": { "ref_id": "b15", "title": "Design of LMT: A Prolog-based Machine Translation System", "authors": [ { "first": "M", "middle": [ "C" ], "last": "Mccord", "suffix": "" } ], "year": 1989, "venue": "", "volume": "", "issue": "", "pages": "", "other_ids": {}, "num": null, "urls": [], "raw_text": "McCord, M. C. (1989a) \"Design of LMT: A Prolog-based Machine Translation System,\"", "links": null } }, "ref_entries": { "FIGREF0": { "num": null, "uris": null, "text": "the lists of left modifiers and right modifiers, respectively. Each member of a modifier list is of the form Slot:Phrase where Slot is a slot and", "type_str": "figure" }, "FIGREF1": { "num": null, "uris": null, "text": "Q) ~ refpair(P,Q) & ncorefpair(P,Q). refpair(P,Q) ~ pron(p) & noun(Q) & P=/Q. ncorefpair(P,Q) ~ nonagr(P,Q) &/. nonagr(P,Q) ~ numdif(p,Q) I typedif(P,Q) I persdif(P,Q). ncorefpair(P,Q) ~ proncom(P,Q) (Q,T) I gt(Q,p)) & (~det(Q) I gt(Q,P))). cont_i(P,Q) ~ argm(P,Q) I adjunct(P,Q). cont(P,Q) ~ cont_i(P,Q). cont(P,Q) ~ cont_i(P,R) & R=/Q & cont(R,Q). subclcont(P,Q) ~ subconj(Q) & cont(P,Q). ncorefpair(P,Q) ~ prepcom(Q,P) &/. prepcom(Q,P) ~ argm(Q,H) & adjunct(R,H) & prep(R) & argm(P,R). ncorefpair(P,Q) ~ npcom(P,Q) &/. npcom(Q,P) ~ adjunct(Q,H) & noun(H) & (argm(P,H) [ adjunct(R,H) & prep(R) & argm(P,R)). ncorefpair(P,Q) ~ nppcom(P,Q) &/. nppcom(P,Q) ~ adjunct(P,H) & noun(H) & -pron(Q) & cont(Q,H).", "type_str": "figure" }, "FIGREF2": { "num": null, "uris": null, "text": "Figure 2.", "type_str": "figure" }, "FIGREF3": { "num": null, "uris": null, "text": "Figure 3.", "type_str": "figure" }, "FIGREF4": { "num": null, "uris": null, "text": "Figure 4.", "type_str": "figure" }, "FIGREF5": { "num": null, "uris": null, "text": "Figure 5.", "type_str": "figure" }, "TABREF1": { "content": "
Isubj(n) topJohn(X3) expect(Xl,X3,X4,X5) verb noun
IobjBill(X4)noun
preinfpreinf(X5)preinf
comp(inf) impress(XS,X4,X6)verb
objhe(X6)noun
Noncoref pairs :
he.6 -Bill.3
Coreference analysis time = 5 msec.
", "type_str": "table", "html": null, "text": "John expected Bill to impress him.", "num": null }, "TABREF2": { "content": "
Antecedent Verb-Elliptical Verb Pairs.
like.2 -dol.7
Elliptical Verb-New Argument Pairs.
like.7 -he.3
Interpreted VP anaphora tree.
subj John(X9)noun
~iconj like(X8,X9,Xl0)verb
objhe(Xl0)noun
\u2022 ~ subj BilI(XI2) top and(Xi,X8,Xll) rconj like(Xll,Xl2,Xl0) verb verb noun vadv too(Xll) adv
Non-Coreferential Pronoun-NP Pairs.
he.3 -John.l, he.3 -Bill.6
", "type_str": "table", "html": null, "text": "likes him, and Billdoes too.", "num": null } } } }