{ "paper_id": "P91-1010", "header": { "generated_with": "S2ORC 1.0.0", "date_generated": "2023-01-19T09:03:21.628416Z" }, "title": "TYPE-RAISING AND DIRECTIONALITY IN COMBINATORY GRAMMAR*", "authors": [ { "first": "Mark", "middle": [], "last": "Steedman", "suffix": "", "affiliation": { "laboratory": "", "institution": "University of Pennsylvania", "location": { "addrLine": "200 South 33rd Street Philadelphia PA", "postCode": "19104-6389", "country": "USA" } }, "email": "steedman@cis@edu" } ], "year": "", "venue": null, "identifiers": {}, "abstract": "The form of rules in \u00a2ombinatory categorial grammars (CCG) is constrained by three principles, called \"adjacency\", \"consistency\" and \"inheritance\". These principles have been claimed elsewhere to constrain the combinatory rules of composition and type raising in such a way as to make certain linguistic universals concerning word order under coordination follow immediately. The present paper shows that the three principles have a natural expression in a unification-based interpretation of CCG in which directional information is an attribute of the arguments of functions grounded in string position. The universals can thereby be derived as consequences of elementary assumptions. Some desirable results for grammars and parsers follow, concerning type-raising rules. PRELIMINARIES In Categorial Grammar (CG), elements like verbs are associated with a syntactic \"category\", which identifies their functional type. I shall use a notation in which the argument or domain category always appears to the right of the slash, and the result or range category to the left. A forward slash / means that the argument in question must appear on the right, while a backward slash \\ means it must appear on the left.", "pdf_parse": { "paper_id": "P91-1010", "_pdf_hash": "", "abstract": [ { "text": "The form of rules in \u00a2ombinatory categorial grammars (CCG) is constrained by three principles, called \"adjacency\", \"consistency\" and \"inheritance\". These principles have been claimed elsewhere to constrain the combinatory rules of composition and type raising in such a way as to make certain linguistic universals concerning word order under coordination follow immediately. The present paper shows that the three principles have a natural expression in a unification-based interpretation of CCG in which directional information is an attribute of the arguments of functions grounded in string position. The universals can thereby be derived as consequences of elementary assumptions. Some desirable results for grammars and parsers follow, concerning type-raising rules. PRELIMINARIES In Categorial Grammar (CG), elements like verbs are associated with a syntactic \"category\", which identifies their functional type. I shall use a notation in which the argument or domain category always appears to the right of the slash, and the result or range category to the left. A forward slash / means that the argument in question must appear on the right, while a backward slash \\ means it must appear on the left.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "Abstract", "sec_num": null } ], "body_text": [ { "text": "of combination in which X and Y are abbreviations for more complex objects which combine via unification. They allow context-free derivations like the following (the application of rules is indicated by indices >, < on the underlines: The derivation can be assumed to build a compositional interpretation, (enjoy' musicals') mary', say.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "", "sec_num": null }, { "text": "Coordination can be included in CG via the following rule, allowing constituents of like type to conjoin to yield a single constituent of the same type: (4) X conj X =~ X ", "cite_spans": [ { "start": 153, "end": 156, "text": "(4)", "ref_id": "BIBREF3" } ], "ref_spans": [], "eq_spans": [], "section": "", "sec_num": null }, { "text": "The rest of the derivation is exactly as in (3) .", "cite_spans": [ { "start": 44, "end": 47, "text": "(3)", "ref_id": "BIBREF2" } ], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "In order to allow coordination of contiguous strings that do not constitute constituents, CCG allows certain operations on functions related to Curry's combinatots [1] . Functions may compose, as well as apply, under rules like the following:", "cite_spans": [ { "start": 164, "end": 167, "text": "[1]", "ref_id": "BIBREF0" } ], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "(6) Forward Composition: X/Y Y/Z ~B X/Z (>B)", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "The rule corresponds to Curry's eombinator B, as the subscripted arrow indicates. It allows sentences like Mary admires, and may enjoy, musicals to be accepted, via the functional composition of two verbs (indexed as >B), to yield a composite of the same category as a transitive verb. Crucially, composition also yields the appropriate interpretation for the composite verb may prefer in this sentence (the rest of the derivation is as in (3)): (s\\~)/~P CCG also allows type-raising rules, related to the combinator T, which turn arguments into functions over functions-over-such-arguments. These rules allow arguments to compose, and thereby lake part in coordinations like I dislike, and Mary enjoys, musicals. They too have an invariant compositional semantics which ensures that the result has an appropriate interpretation. For example, the following rule allows such conjuncts to form as below (again, the remainder of the derivation is omitted): (8) Subject ~pe-raising: This apparatus has been applied to a wide variety of phenomena of long-range dependency and coordinate structure (cf. [2] , [5] , [6] ). 1 For example, Dowty proposed to account for the notorious \"non-constituent\" coordination in (10) by adding two rules that are simply the backward mitre-image versions of the composition and type raising rules already given (they are indicated in the derivation by T)", "eq_num": "(9)" } ], "section": "(s\\m')/m,", "sec_num": null }, { "text": "2This and other long examples have been \"flmted\" to later positions in the text.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "in the lexicon, and that categories like NP should not reduce at all. However, this last proposal seems tc implies a puzzling extra ambiguity in the lexicon, and for the moment we will continue to view type-raising as a syntactic rule.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "The universal claim depends upon type-raising being limited to the following schemata, which do not of themselves induce new constituent orders:", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "(11) x =~T T/if\\X) X :::}T T\\(T/X)", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "If the following patterns (which allow constituent orders that are not otherwise permitted) were allowed, the regularity would be unexplained, and without further restrictions, grammars would collapse into free order:", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "(12) X ::", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": ":}T T/(T/X) X ::~T T\\(T\\X)", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "But what are the principles that limit combinatory rules of grammar, to include (11) and exclude (12)?", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "The earlier papers claim that all CCG rules must conform to three principles. The first is called the Principle of Adjacency [5, pA05] , and says that rules may only apply to string-adjacent non-empty categories. It amounts to the assumption that combinatops will do the job. The second is called the Principle of Directional Consistency. Informally stated, it says that rules may not override the directionality on the \"cancelling\" Y category in the combination. For example, the following rule is excluded:", "cite_spans": [ { "start": 125, "end": 134, "text": "[5, pA05]", "ref_id": null } ], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "(13) \u2022 X\\Y Y => X", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "The third is the Principle of Directional Inheritance, which says that the directionality of any argument in the result of a combinatory rule must be the same as the directionality on the corresponding argument(s) in the original functions. For example, the following composition rule is excluded:", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "(14) * X/Y Y/Z => X\\Z", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "However, rules like the following are permitted:", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "(s\\m')/m,", "sec_num": null }, { "text": "(15) Y/Z X\\Y => X/Z (B and >Bx must be disanguished as outlined above, and file latter must be greatly constrained for English.) One very general constraint, excluding all combinations with or into NP, is included in the program, in order to force type-raising and exemplify the way in which further constrained rule-instances may be specified.", "cite_spans": [ { "start": 192, "end": 193, "text": "4", "ref_id": "BIBREF3" }, { "start": 313, "end": 316, "text": "[7]", "ref_id": "BIBREF6" } ], "ref_spans": [], "eq_spans": [], "section": ",R.}/{Y, P2,P2,P~},P1,P2} {{Y, P2,P2,P~}/{Z, DPz,Lz,R.},P2,P3) :~ {{X, DPx,L,,,R~,}/{Z, DP.,L.,R.},PI,P3} b. {{Y, P2, Ly, P2}/{Z, DPz, Lz, Rz}, PI, P2} {{X, DPx, L~, R~}/{Y, P2, Lu, P2}, P2, P3} :~ {{X, DPx, Lx,Rz}/{Z, DPz,L,,Rz},PI,P3}", "sec_num": null }, { "text": "We can now safely revert to the original CCG nota-4The program is based on a simple shift-reduce parser/rccogniscr, using \"difference list\"-encoding of string position (el. [41, [31) . tion described in the preliminaries to the paper, modified only by the introduction of the general orderpreserving type raising rule (26), having established the following results. First, the earlier claims concerning word-order universals follow fTom first principles in a unification-based CCG in which directionality is an attribute of arguments, grounded out in string position. The Principles of Consistency and Inheritance follow as theorems, rather than stipulations. A single general-purpose order-preserving type-raised category can be assigned to arguments, simplifying the grammar and the parser.", "cite_spans": [ { "start": 173, "end": 182, "text": "[41, [31)", "ref_id": null } ], "ref_spans": [], "eq_spans": [], "section": "CONCLUSION", "sec_num": null }, { "text": "Declaritivising position like this may seem laborious, but it is a tactic familiar from the DCG literature, from which we shall later borrow the elegant device of encoding such positions implicitly in difference-lists.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "", "sec_num": null } ], "back_matter": [ { "text": "~ A Lexical Frasment: parse will bind position (via list-encoding): category(gilbert, cat(np, _, P1, P2)). category(brigitte, cat(np, _, P1, P2)). category(ualks0cat(cat(s ...... )/cat(np,P2,_,P2),_,P3,P4)). category(love, cat(cat(vp ...... )/cat(np,P3,P3,_),_,P1,P2)). category(must,cat(cat(cat(s ...... )/cat(np,P2,_,P2) ...... )/cat(vp,P5,PS,_),_,P3,P4)). category(madly, cat(cat(vp, ..... )/cat(vp,P2,_,P2),_,P3,P4)). ", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "APPENDIX", "sec_num": null } ], "bib_entries": { "BIBREF0": { "ref_id": "b0", "title": "Combinatory Logic", "authors": [ { "first": "I-Iaskell", "middle": [], "last": "Curry", "suffix": "" }, { "first": "Robert", "middle": [], "last": "Feys", "suffix": "" } ], "year": 1958, "venue": "", "volume": "", "issue": "", "pages": "", "other_ids": {}, "num": null, "urls": [], "raw_text": "Curry, I-Iaskell and Robert Feys: 1958, Combi- natory Logic, North Holland, Amsterdam.", "links": null }, "BIBREF1": { "ref_id": "b1", "title": "Type raising, functional composition, and non-constituent coordination", "authors": [ { "first": "David", "middle": [], "last": "Dowry", "suffix": "" } ], "year": 1988, "venue": "Categorial Grammars and Natural Language Structures", "volume": "", "issue": "", "pages": "153--198", "other_ids": {}, "num": null, "urls": [], "raw_text": "Dowry, David: 1988, Type raising, functional composition, and non-constituent coordination, in Richard T. Oehrle, E. Bach and D. Wheeler, (eds), Categorial Grammars and Natural Lan- guage Structures, Reidel, Dordrecht, 153-198.", "links": null }, "BIBREF2": { "ref_id": "b2", "title": "Functor-driven Natural Language Generation with Categorial Unification Grammars", "authors": [ { "first": "Dale", "middle": [], "last": "Gerdeman", "suffix": "" }, { "first": "Erhard", "middle": [], "last": "Hinrichs", "suffix": "" } ], "year": 1990, "venue": "Proceedings of COLING 90, Helsinld", "volume": "", "issue": "", "pages": "145--150", "other_ids": {}, "num": null, "urls": [], "raw_text": "Gerdeman, Dale and Hinrichs, Erhard: 1990. Functor-driven Natural Language Generation with Categorial Unification Grammars. 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Natural Language & Linguis- tic Theory, 5, 403-439.", "links": null }, "BIBREF5": { "ref_id": "b5", "title": "Gapping as Constitutent Coordination", "authors": [ { "first": "Mark", "middle": [], "last": "Steedman", "suffix": "" } ], "year": 1990, "venue": "Linguistics and Philosophy", "volume": "13", "issue": "", "pages": "207--263", "other_ids": {}, "num": null, "urls": [], "raw_text": "Steedman, Mark: 1990, Gapping as Constitu- tent Coordination, Linguistics and Philosophy, 13, 207-263.", "links": null }, "BIBREF6": { "ref_id": "b6", "title": "Polynomial Time Parsing of Combinatory Categorial Grammars", "authors": [ { "first": "K", "middle": [], "last": "Vijay-Shartkar", "suffix": "" }, { "first": "David", "middle": [], "last": "Weir", "suffix": "" } ], "year": 1990, "venue": "Proceedings of the 28th Annual Conference of the ACL", "volume": "", "issue": "", "pages": "", "other_ids": {}, "num": null, "urls": [], "raw_text": "Vijay-Shartkar, K and David Weir: 1990, 'Poly- nomial Time Parsing of Combinatory Categorial Grammars', Proceedings of the 28th Annual Con- ference of the ACL, Pittsburgh, June 1990.", "links": null }, "BIBREF7": { "ref_id": "b7", "title": "An Introduction to Unification Categorial Grammar", "authors": [ { "first": "Hunk", "middle": [], "last": "Zeevat", "suffix": "" }, { "first": "Ewan", "middle": [], "last": "Klein", "suffix": "" }, { "first": "Jo", "middle": [], "last": "Calder", "suffix": "" } ], "year": 1987, "venue": "Edinburgh Working Papers in Cognitive Science, 1: Categorial Grammar, Unification Grammar, and Parsing", "volume": "", "issue": "", "pages": "", "other_ids": {}, "num": null, "urls": [], "raw_text": "Zeevat, Hunk, Ewan Klein, and Jo Calder: 1987, 'An Introduction to Unification Categorial Gram- mar', in N. 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Reyle and C.", "links": null }, "BIBREF9": { "ref_id": "b9", "title": "Natural Language Parsing and Linguistic Theories", "authors": [ { "first": "", "middle": [], "last": "Rohrer", "suffix": "" } ], "year": null, "venue": "", "volume": "", "issue": "", "pages": "202--229", "other_ids": {}, "num": null, "urls": [], "raw_text": "Rohrer (eds.), Natural Language Parsing and Lin- guistic Theories, Dordrecht, Reidel, 202-229.", "links": null } }, "ref_entries": { "FIGREF0": { "uris": null, "type_str": "figure", "text": "............. > s\\lP ............. < s", "num": null }, "FIGREF1": { "uris": null, "type_str": "figure", "text": "............................. . . . . . . . . . . . . . . . . . . . . . . . .", "num": null }, "FIGREF2": { "uris": null, "type_str": "figure", "text": "/NP conj (S\\NP)/VP VP/NP ............... >B (SkWP)Im,", "num": null }, "FIGREF3": { "uris": null, "type_str": "figure", "text": "m~)\\C (vP/SP)/mD vPXC~/SP) ............... (17) {a, DPa, Px,P~} {]~,DP~,P2, Ps} ::~ {7, DP.y,P1,Pa} (18) a. enjoy :--{{VP, DPvp, Lvp, Rvp}/{NP, L.p, Lnp, R.p}, DPverb, Leerb, R~erb}", "num": null }, "TABREF3": { "html": null, "content": "
207-210]). They are thereby prevented from captur-
ing a number of generalisations of CCGs, and in fact
exclude functional composition entirely.
(27) 1Gilbert2walks3
{S/{S/{NP, DPg,Lg,Rg},DPg,Lpred, Rpred},Lg,Rg }{S/{NP, R~p,L.p,R~p},DP,~,Lw,R~}
(28) 1Gilbert2walks3
{S/{S/{NP, DPg, I,2},DPg,Lpre,~,R~r.d}I,2}{S/{NP, R.p,L.p,R,w},DP\",2,3}
(29) 1Gilbert {S/{S/{NP, 01)9, 1, 2}, DPg, Lure& R~red}, 1,2} {X/{Y, P2, P2, P3}, P1, P2}2walks {S/{NP, R~p, L.p, R~p}, DP,~, 2, 3} {Y, P2, P2, P3}
(3O) 1Gilbert {S/{S/{NP, 2, 1,2}, 2, 2, 3}, 1, 2}2walks {S/{NP, 2, 1,2}, 2, 2, 3}
{S, 1,3}
(31) 1,Walks {S/{NP, R~p, L.~, R~p}, 1, 2} {Y, P2, P1, P2}2Gilbert {S/ { S/ { N P, 01)9,2, 3}, DP 9, Lpr.d, Rpred}, 2, 3} {X/{Y, P2, Pl, P2}, P2, P3}
(32) .{X, DParg,Larg,Rarg} :=~ {T/{T/{X, DParg,Lar.,Rarg}'DPpred'Lpred'Rp red}'Larg'Rarg}
", "type_str": "table", "num": null, "text": "pp.(25) {X, DParg,L..rg, R,,rg} => {T/{T/{X, DP,,,'g,L,,rg,R,,,-g},DParg,Lpred,Ra, red},L\"rg, Rar9 }" } } } }