XOOMAR commited on
Commit
a37f6d4
·
verified ·
1 Parent(s): f7194f9

Data and card from the export of 27 Sep 2026

Browse files
Files changed (3) hide show
  1. .gitattributes +1 -0
  2. README.md +48 -0
  3. sec-structured-notes-424b2.csv +3 -0
.gitattributes CHANGED
@@ -58,3 +58,4 @@ saved_model/**/* filter=lfs diff=lfs merge=lfs -text
58
  # Video files - compressed
59
  *.mp4 filter=lfs diff=lfs merge=lfs -text
60
  *.webm filter=lfs diff=lfs merge=lfs -text
 
 
58
  # Video files - compressed
59
  *.mp4 filter=lfs diff=lfs merge=lfs -text
60
  *.webm filter=lfs diff=lfs merge=lfs -text
61
+ sec-structured-notes-424b2.csv filter=lfs diff=lfs merge=lfs -text
README.md ADDED
@@ -0,0 +1,48 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ ---
2
+ license: other
3
+ license_name: us-public-domain
4
+ license_link: https://www.sec.gov/about/privacy-information
5
+ pretty_name: "SEC 424B2 structured notes"
6
+ language: [en]
7
+ tags: [finance, structured-products, fixed-income, sec, 424b2]
8
+ size_categories: [100K<n<1M]
9
+ configs: [{config_name: default, data_files: sec-structured-notes-424b2.csv}]
10
+ ---
11
+
12
+ # SEC 424B2 structured notes
13
+
14
+ Each row is one 424B2 prospectus supplement or free writing prospectus filed with the SEC, with a structured note's terms where the filing states them: underlyings, note type, coupon, barrier, cap and principal.
15
+
16
+ **Source:** [U.S. Securities and Exchange Commission](https://www.sec.gov/). Rule 424(b)(2) prospectus supplements and free writing prospectuses filed by note issuers.
17
+
18
+ **Update frequency:** Daily at the source. This copy holds filings from 4 August 2021 to 25 September 2026; the dataset page on xoomar.com carries the newest.
19
+
20
+ **History start:** August 2021.
21
+
22
+ **License:** Public information filed with the SEC. The SEC states that information on sec.gov is public and may be copied or further distributed without its permission. [Publisher's policy](https://www.sec.gov/about/privacy-information).
23
+
24
+ ## Columns
25
+
26
+ File: `sec-structured-notes-424b2.csv`, comma-separated, UTF-8, one header row. Empty cells are values the source does not give.
27
+
28
+ | Column | Meaning |
29
+ |---|---|
30
+ | `accession_no` | SEC accession number, unique per filing |
31
+ | `cik` | Filer CIK, ten digits |
32
+ | `issuer` | Filing entity (BofA Finance, Morgan Stanley Finance...) |
33
+ | `form_type` | 424B2 or FWP |
34
+ | `filed_at` | Filing date, YYYY-MM-DD |
35
+ | `pricing_date` | Pricing or trade date when stated, YYYY-MM-DD |
36
+ | `underlyings` | Underlying symbols (SPX, NDX, NVDA...) separated by \|; empty on preliminary filings |
37
+ | `note_type` | autocallable, buffered, barrier or income; empty on preliminary filings |
38
+ | `coupon` | Annual coupon, percent; empty on preliminary filings, which are filed before the rate is set |
39
+ | `barrier_pct` | Barrier or threshold as a percent of the initial level |
40
+ | `cap_pct` | Maximum return as a percent of the initial level when the note is capped |
41
+ | `principal_usd` | Aggregate principal when stated (final filings), USD |
42
+ | `doc_url` | Link to the primary document on sec.gov |
43
+
44
+ ## On xoomar.com
45
+
46
+ Dataset page: https://xoomar.com/markets/structured-products
47
+
48
+ API docs: https://xoomar.com/markets/api/structured-products
sec-structured-notes-424b2.csv ADDED
@@ -0,0 +1,3 @@
 
 
 
 
1
+ version https://git-lfs.github.com/spec/v1
2
+ oid sha256:7a3a67b4721d0a1dfc1e70844ac905c1037ba466018f6ff7fabec102d10427f3
3
+ size 105557408