{"id": "3669", "text": "2.1Closing. On the Closing Date, upon the terms and subject to the conditions set forth herein, substantially concurrent with the execution and delivery of this Agreement by the parties hereto, the Company agrees to sell, and the Purchasers, severally and not jointly, agree to purchase, up to an aggregate of $2.5 million of Shares. Each Purchaser shall deliver to the Company, via wire transfer, immediately available funds equal to such Purchasers Subscription Amount as set forth on the signature page hereto executed by such Purchaser and the Company shall deliver to each Purchaser its respective Shares as determined pursuant to Section 2.2(a), and the Company and each Purchaser shall deliver the other items set forth in Section 2.2 deliverable at the Closing. Upon satisfaction of the covenants and conditions set forth in Sections 2.2 and 2.3, the Closing, which may occur by remote delivery of documents, shall occur at the offices of Duane Morris LLP, 1540 Broadway, New York, New York 10036-4086 or such other location as the parties shall mutually agree.", "ner": [[60, 64, "Principal"], [188, 198, "Address"]], "tokenized_text": ["2", ".", "1Closing", ".", "On", "the", "Closing", "Date", ",", "upon", "the", "terms", "and", "subject", "to", "the", "conditions", "set", "forth", "herein", ",", "substantially", "concurrent", "with", "the", "execution", "and", "delivery", "of", "this", "Agreement", "by", "the", "parties", "hereto", ",", "the", "Company", "agrees", "to", "sell", ",", "and", "the", "Purchasers", ",", "severally", "and", "not", "jointly", ",", "agree", "to", "purchase", ",", "up", "to", "an", "aggregate", "of", "$", "2", ".", "5", "million", "of", "Shares", ".", "Each", "Purchaser", "shall", "deliver", "to", "the", "Company", ",", "via", "wire", "transfer", ",", "immediately", "available", "funds", "equal", "to", "such", "Purchasers", "Subscription", "Amount", "as", "set", "forth", "on", "the", "signature", "page", "hereto", "executed", "by", "such", "Purchaser", "and", "the", "Company", "shall", "deliver", "to", "each", "Purchaser", "its", "respective", "Shares", "as", "determined", "pursuant", "to", "Section", "2", ".", "2", "(", "a", ")", ",", "and", "the", "Company", "and", "each", "Purchaser", "shall", "deliver", "the", "other", "items", "set", "forth", "in", "Section", "2", ".", "2", "deliverable", "at", "the", "Closing", ".", "Upon", "satisfaction", "of", "the", "covenants", "and", "conditions", "set", "forth", "in", "Sections", "2", ".", "2", "and", "2", ".", "3", ",", "the", "Closing", ",", "which", "may", "occur", "by", "remote", "delivery", "of", "documents", ",", "shall", "occur", "at", "the", "offices", "of", "Duane", "Morris", "LLP", ",", "1540", "Broadway", ",", "New", "York", ",", "New", "York", "10036", "-", "4086", "or", "such", "other", "location", "as", "the", "parties", "shall", "mutually", "agree", "."]}
{"id": "1006470", "text": "Bail-In Legislation: with respect to any EEA Member Country implementing Article 55 of Directive 2014/59/ EU of the European Parliament and of the Council of the European Union, the implementing law for such EEA Member Country from time to time which is described in the EU Bail-In Legislation Schedule.", "ner": [[17, 21, "Regulation"]], "tokenized_text": ["Bail", "-", "In", "Legislation", ":", "with", "respect", "to", "any", "EEA", "Member", "Country", "implementing", "Article", "55", "of", "Directive", "2014", "/", "59", "/", "EU", "of", "the", "European", "Parliament", "and", "of", "the", "Council", "of", "the", "European", "Union", ",", "the", "implementing", "law", "for", "such", "EEA", "Member", "Country", "from", "time", "to", "time", "which", "is", "described", "in", "the", "EU", "Bail", "-", "In", "Legislation", "Schedule", "."]}
{"id": "367", "text": "(a) Base salary. The Company agrees to pay or cause to be paid to Executive during the Term a base salary at the rate of $1,000,000 per annum or such increased amount as the compensation Committee of the Board (the Committee) may from time to time determine (the Base salary); provided, however, Executives Base salary may be reduced up to 10% in connection with a broader compensation reduction that applies similarly to all senior executives of the Company, following consultation with Executive. Such Base salary shall be payable in accordance with the Companys customary practices applicable to its executives, but no less frequently than monthly.", "ner": [[28, 33, "Salary"], [75, 76, "Percentage"]], "tokenized_text": ["(", "a", ")", "Base", "salary", ".", "The", "Company", "agrees", "to", "pay", "or", "cause", "to", "be", "paid", "to", "Executive", "during", "the", "Term", "a", "base", "salary", "at", "the", "rate", "of", "$", "1", ",", "000", ",", "000", "per", "annum", "or", "such", "increased", "amount", "as", "the", "compensation", "Committee", "of", "the", "Board", "(", "the", "Committee", ")", "may", "from", "time", "to", "time", "determine", "(", "the", "Base", "salary", ")", ";", "provided", ",", "however", ",", "Executives", "Base", "salary", "may", "be", "reduced", "up", "to", "10", "%", "in", "connection", "with", "a", "broader", "compensation", "reduction", "that", "applies", "similarly", "to", "all", "senior", "executives", "of", "the", "Company", ",", "following", "consultation", "with", "Executive", ".", "Such", "Base", "salary", "shall", "be", "payable", "in", "accordance", "with", "the", "Companys", "customary", "practices", "applicable", "to", "its", "executives", ",", "but", "no", "less", "frequently", "than", "monthly", "."]}
{"id": "709", "text": "As used herein, a Change of Control shall mean the occurrence of any of the following events: (i)Ownership. Any Person (as such term is used in Sections 13(d) and 14(d) of the Securities Exchange Act of 1934 , as amended) becomes the Beneficial Owner (as defined in Rule 13d-3 under said Act), directly or indirectly, of securities of Company representing fifty percent ( 50% )or more of the total voting power represented by Companys then outstanding voting securities (excluding for this purpose any such voting securities held by Company, or any affiliate, parent or subsidiary of Company, or by any employee benefit plan of Company) pursuant to a transaction or a series of related transactions; or (ii)Merger/Sale of Assets. (A)A merger or consolidation of Company whether or not approved by the Board, other than a merger or consolidation which would result in the voting securities of Company outstanding immediately prior thereto continuing to represent (either by remaining outstanding or by being converted into voting securities of the surviving entity or the parent of such corporation) at least fifty percent ( 50% )of the total voting power represented by the voting securities of Company or such surviving entity or parent of such corporation, as the case may be, outstanding immediately after such merger", "ner": [[45, 49, "Act"], [62, 65, "Regulation"], [83, 84, "Percentage"], [220, 221, "Percentage"]], "tokenized_text": ["As", "used", "herein", ",", "a", "Change", "of", "Control", "shall", "mean", "the", "occurrence", "of", "any", "of", "the", "following", "events", ":", "(", "i", ")", "Ownership", ".", "Any", "Person", "(", "as", "such", "term", "is", "used", "in", "Sections", "13", "(", "d", ")", "and", "14", "(", "d", ")", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", ")", "becomes", "the", "Beneficial", "Owner", "(", "as", "defined", "in", "Rule", "13d", "-", "3", "under", "said", "Act", ")", ",", "directly", "or", "indirectly", ",", "of", "securities", "of", "Company", "representing", "fifty", "percent", "(", "50", "%", ")", "or", "more", "of", "the", "total", "voting", "power", "represented", "by", "Companys", "then", "outstanding", "voting", "securities", "(", "excluding", "for", "this", "purpose", "any", "such", "voting", "securities", "held", "by", "Company", ",", "or", "any", "affiliate", ",", "parent", "or", "subsidiary", "of", "Company", ",", "or", "by", "any", "employee", "benefit", "plan", "of", "Company", ")", "pursuant", "to", "a", "transaction", "or", "a", "series", "of", "related", "transactions", ";", "or", "(", "ii", ")", "Merger", "/", "Sale", "of", "Assets", ".", "(", "A", ")", "A", "merger", "or", "consolidation", "of", "Company", "whether", "or", "not", "approved", "by", "the", "Board", ",", "other", "than", "a", "merger", "or", "consolidation", "which", "would", "result", "in", "the", "voting", "securities", "of", "Company", "outstanding", "immediately", "prior", "thereto", "continuing", "to", "represent", "(", "either", "by", "remaining", "outstanding", "or", "by", "being", "converted", "into", "voting", "securities", "of", "the", "surviving", "entity", "or", "the", "parent", "of", "such", "corporation", ")", "at", "least", "fifty", "percent", "(", "50", "%", ")", "of", "the", "total", "voting", "power", "represented", "by", "the", "voting", "securities", "of", "Company", "or", "such", "surviving", "entity", "or", "parent", "of", "such", "corporation", ",", "as", "the", "case", "may", "be", ",", "outstanding", "immediately", "after", "such", "merger"]}
{"id": "5503", "text": "a. In consideration of Employees right to receive the severance payments and benefits set forth in Sections 6.1(a), (b), (c), (d), (f)and (h)and the last sentence of Section6.2 of the Employment Agreement , the Employee, on behalf of himself and his heirs, executors, administrators, trustees, legal representatives, successors and assigns (hereinafter collectively referred to for purposes of this Section1 as Employee), hereby agrees to irrevocably and unconditionally waive, release and forever discharge the Company and its past, present and future affiliates and related entities, parent and subsidiary corporations, divisions, shareholders, predecessors, current, former and future officers, directors, employees, trustees, fiduciaries, administrators, executives, agents, representatives, successors and assigns (collectively, the Company Released Parties) from any and all waivable claims, charges, demands, sums of money, actions, rights, promises, agreements, causes of action, obligations and liabilities of any kind or nature whatsoever, at law or in equity, whether known or unknown, existing or contingent, suspected or unsuspected, apparent or concealed, foreign or domestic (hereinafter collectively referred to as claims) which he has now or in the future may claim to have against any or all of the Company Released Parties based upon or arising out of any facts, acts, conduct, omissions, transactions, occurrences, contracts, claims, events, causes, matters or things of any conceivable kind or character existing or occurring or claimed to exist or to have occurred prior to the date of the Employees execution of this Agreement. Such claims include, without limitation, claims arising under the Age Discrimination in Employment Act, 29 U.S.C. 621 et seq.; Title VII of the Civil Rights Act of 1964 , 42 U.S.C. 2000e et seq.; the Americans with Disabilities Act of 1990 , 42 U.S.C. 12101 et seq.; the Family and Medical Leave Act of 1993 , 29 U.S.C. 2601 et seq.; the Employee Retirement Income Security Act of 1974 , 29 U.S.C. 1001 et seq.; the Equal Pay Act of 1963 , 29 U.S.C. 206 (d); Section806 of the Corporate and Criminal Fraud Accountability Act of 2002, 18 U.S.C . 1681 et seq.; the Fair Credit Reporting Act, 15 U.S.C . 1681 et seq.; any other federal, state or local statutory laws relating to employment, discrimination in employment, termination of employment, wages, benefits or otherwise; or any other federal, state or local constitution, statute, rule, or regulation, including, but not limited to, any ordinance addressing fair employment practices; any claims for employment or reemployment by the Company Released Parties; any common law claims, including but not limited to actions in tort, defamation and breach of contract; any claim or damage arising out of Employees employment with or separation from the Company Released Parties (including a claim for retaliation) under any common law theory or any federal, state or local statute or ordinance not expressly referenced above; and any and all claims for counsel fees, costs and interest.", "ner": [[54, 55, "Title"], [327, 331, "Act"], [333, 340, "Regulation"], [349, 353, "Act"], [355, 362, "Regulation"], [368, 373, "Act"], [375, 382, "Regulation"], [388, 394, "Act"], [396, 403, "Regulation"], [409, 415, "Act"], [417, 424, "Regulation"], [430, 434, "Act"], [436, 446, "Regulation"], [451, 458, "Act"], [460, 467, "Regulation"], [473, 476, "Act"], [478, 485, "Regulation"]], "tokenized_text": ["a", ".", "In", "consideration", "of", "Employees", "right", "to", "receive", "the", "severance", "payments", "and", "benefits", "set", "forth", "in", "Sections", "6", ".", "1", "(", "a", ")", ",", "(", "b", ")", ",", "(", "c", ")", ",", "(", "d", ")", ",", "(", "f", ")", "and", "(", "h", ")", "and", "the", "last", "sentence", "of", "Section6", ".", "2", "of", "the", "Employment", "Agreement", ",", "the", "Employee", ",", "on", "behalf", "of", "himself", "and", "his", "heirs", ",", "executors", ",", "administrators", ",", "trustees", ",", "legal", "representatives", ",", "successors", "and", "assigns", "(", "hereinafter", "collectively", "referred", "to", "for", "purposes", "of", "this", "Section1", "as", "Employee", ")", ",", "hereby", "agrees", "to", "irrevocably", "and", "unconditionally", "waive", ",", "release", "and", "forever", "discharge", "the", "Company", "and", "its", "past", ",", "present", "and", "future", "affiliates", "and", "related", "entities", ",", "parent", "and", "subsidiary", "corporations", ",", "divisions", ",", "shareholders", ",", "predecessors", ",", "current", ",", "former", "and", "future", "officers", 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"Company", "Released", "Parties", "based", "upon", "or", "arising", "out", "of", "any", "facts", ",", "acts", ",", "conduct", ",", "omissions", ",", "transactions", ",", "occurrences", ",", "contracts", ",", "claims", ",", "events", ",", "causes", ",", "matters", "or", "things", "of", "any", "conceivable", "kind", "or", "character", "existing", "or", "occurring", "or", "claimed", "to", "exist", "or", "to", "have", "occurred", "prior", "to", "the", "date", "of", "the", "Employees", "execution", "of", "this", "Agreement", ".", "Such", "claims", "include", ",", "without", "limitation", ",", "claims", "arising", "under", "the", "Age", "Discrimination", "in", "Employment", "Act", ",", "29", "U", ".", "S", ".", "C", ".", "621", "et", "seq", ".", ";", "Title", "VII", "of", "the", "Civil", "Rights", "Act", "of", "1964", ",", "42", "U", ".", "S", ".", "C", ".", "2000e", "et", "seq", ".", ";", "the", "Americans", "with", "Disabilities", "Act", "of", "1990", ",", "42", "U", ".", "S", ".", "C", 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"federal", ",", "state", "or", "local", "constitution", ",", "statute", ",", "rule", ",", "or", "regulation", ",", "including", ",", "but", "not", "limited", "to", ",", "any", "ordinance", "addressing", "fair", "employment", "practices", ";", "any", "claims", "for", "employment", "or", "reemployment", "by", "the", "Company", "Released", "Parties", ";", "any", "common", "law", "claims", ",", "including", "but", "not", "limited", "to", "actions", "in", "tort", ",", "defamation", "and", "breach", "of", "contract", ";", "any", "claim", "or", "damage", "arising", "out", "of", "Employees", "employment", "with", "or", "separation", "from", "the", "Company", "Released", "Parties", "(", "including", "a", "claim", "for", "retaliation", ")", "under", "any", "common", "law", "theory", "or", "any", "federal", ",", "state", "or", "local", "statute", "or", "ordinance", "not", "expressly", "referenced", "above", ";", "and", "any", "and", "all", "claims", "for", "counsel", "fees", ",", "costs", "and", 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{"id": "4041", "text": "The Company intends to consummate an initial public offering of the Companys units (the Public Offering), each unit consisting of one share of the Companys ClassA common stock, par value $0.0001 per share (each, a Share), and one-third of one warrant as set forth in the Companys registration statement on FormS-1, filed with the Securities and Exchange Commission (the SEC), File Number 333-216409 (the Registration Statement), under the Securities Act of 1933 , as amended (the Securities Act);< br/>", "ner": [[34, 37, "Price"], [48, 50, "Ratio"], [63, 65, "Regulation"], [81, 83, "PII_Ref"], [92, 95, "Act"]], "tokenized_text": ["The", "Company", "intends", "to", "consummate", "an", "initial", "public", "offering", "of", "the", "Companys", "units", "(", "the", "Public", "Offering", ")", ",", "each", "unit", "consisting", "of", "one", "share", "of", "the", "Companys", "ClassA", "common", "stock", ",", "par", "value", "$", "0", ".", "0001", "per", "share", "(", "each", ",", "a", "Share", ")", ",", "and", "one", "-", "third", "of", "one", "warrant", "as", "set", "forth", "in", "the", "Companys", "registration", "statement", "on", "FormS", "-", "1", ",", "filed", "with", "the", "Securities", "and", "Exchange", "Commission", "(", "the", "SEC", ")", ",", "File", "Number", "333", "-", "216409", "(", "the", "Registration", "Statement", ")", ",", "under", "the", "Securities", "Act", "of", "1933", ",", "as", "amended", "(", "the", "Securities", "Act", ")", ";", "&", "lt", ";", "br", "/", "&", "gt", ";"]}
{"id": "885", "text": "Good Reason shall mean, without Executives prior written consent, (i)a material diminution in Executives position or duties, authority or responsibilities including, without limitation, Executive ceasing to be an executive officer (as defined under Rule3b-7 of the Securities Exchange Act of 1934 , as amended (the Exchange Act )) of a company with a class of securities registered under Section12(b)of the Exchange Act ; ( ii)the assignment to Executive of any duties materially inconsistent with the duties and responsibilities of Chief Legal Officer and Corporate Secretary , (iii)a reduction by the Company in Executives then-current Base Salary or Executives then-current Target Annual Bonus unless the salaries and target annual bonuses for all other senior executive officers are correspondingly and proportionately reduced by not greater than 15% and such reduction continues for no more than 12 months; (iv)Executives relocation to offices of the Company that are more than fifty (50) miles from the Companys offices in Yardley, Pennsylvania ; or (v)any action or inaction that constitutes a material breach of this Agreement by the Company. In order to invoke a termination for Good Reason, Executive must deliver a written notice of the grounds for such termination within thirty (30) days of the initial existence of the event giving rise to Good Reason and the Company shall have thirty (30) days to cure the circumstances. In order to terminate Executives employment, if at all, for Good Reason, Executive must terminate employment within sixty (60) days following the end of the cure period if the circumstances giving rise to Good Reason have not been cured.", "ner": [[42, 44, "Regulation"], [47, 51, "Act"], [57, 58, "Act"], [71, 74, "Regulation"], [77, 78, "Act"], [98, 100, "Role"], [102, 103, "Role"], [150, 151, "Percentage"], [187, 189, "Address"]], "tokenized_text": ["Good", "Reason", "shall", "mean", ",", "without", "Executives", "prior", "written", "consent", ",", "(", "i", ")", "a", "material", "diminution", "in", "Executives", "position", "or", "duties", ",", "authority", "or", "responsibilities", "including", ",", "without", "limitation", ",", "Executive", "ceasing", "to", "be", "an", "executive", "officer", "(", "as", "defined", "under", "Rule3b", "-", "7", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", "(", "the", "Exchange", "Act", ")", ")", "of", "a", "company", "with", "a", "class", "of", "securities", "registered", "under", "Section12", "(", "b", ")", "of", "the", "Exchange", "Act", ";", "(", "ii", ")", "the", "assignment", "to", "Executive", "of", "any", "duties", "materially", "inconsistent", "with", "the", "duties", "and", "responsibilities", "of", "Chief", "Legal", "Officer", "and", "Corporate", "Secretary", ",", "(", "iii", ")", "a", "reduction", "by", "the", "Company", "in", "Executives", "then", "-", "current", "Base", "Salary", "or", "Executives", "then", "-", "current", "Target", "Annual", "Bonus", "unless", "the", "salaries", "and", "target", "annual", "bonuses", "for", "all", "other", "senior", "executive", "officers", "are", "correspondingly", "and", "proportionately", "reduced", "by", "not", "greater", "than", "15", "%", "and", "such", "reduction", "continues", "for", "no", "more", "than", "12", "months", ";", "(", "iv", ")", "Executives", "relocation", "to", "offices", "of", "the", "Company", "that", "are", "more", "than", "fifty", "(", "50", ")", "miles", "from", "the", "Companys", "offices", "in", "Yardley", ",", "Pennsylvania", ";", "or", "(", "v", ")", "any", "action", "or", "inaction", "that", "constitutes", "a", "material", "breach", "of", "this", "Agreement", "by", "the", "Company", ".", "In", "order", "to", "invoke", "a", "termination", "for", "Good", "Reason", ",", "Executive", "must", "deliver", "a", "written", "notice", "of", "the", "grounds", "for", "such", "termination", "within", "thirty", "(", "30", ")", "days", "of", "the", "initial", "existence", "of", "the", "event", "giving", "rise", "to", "Good", "Reason", "and", "the", "Company", "shall", "have", "thirty", "(", "30", ")", "days", "to", "cure", "the", "circumstances", ".", "In", "order", "to", "terminate", "Executives", "employment", ",", "if", "at", "all", ",", "for", "Good", "Reason", ",", "Executive", "must", "terminate", "employment", "within", "sixty", "(", "60", ")", "days", "following", "the", "end", "of", "the", "cure", "period", "if", "the", "circumstances", "giving", "rise", "to", "Good", "Reason", "have", "not", "been", "cured", "."]}
{"id": "3759", "text": "WHEREAS, the Sellers are, collectively, the direct, or indirect through their subsidiaries and affiliated funds, holders of (x) $300,000,000 in aggregate principal amount of Loans (the 2015 Fairfax Loans) under and as defined in that certain Term Loan Credit Agreement dated as of October19, 2015 (as amended, restated, supplemented or otherwise modified from time to time, the Fairfax Second Lien Credit Agreement) among the Company, as borrower, certain subsidiaries of the Company, as guarantors, the Fairfax Administrative Agent, and Wilmington Trust , National Association, as collateral trustee, and/or (y) $382,753,719 in aggregate principal amount of Loans (the 2015 Exchange Loans, and together with the 2015 Fairfax Loans, the 2015 Term Loans) under and as defined in that certain Term Loan Credit Agreement dated as of October19, 2015 (as amended, restated, supplemented or otherwise modified from time to time, the Exchange Second Lien Credit Agreement, and together with the Fairfax Second Lien Credit Agreement, the 2015 Second Lien Credit Agreements) among the Company, as borrower, certain subsidiaries of the Company, as guarantors, the Exchange Administrative Agent and Wilmington Trust , National Association, as <sup> collateral trustee;", "ner": [[25, 30, "Principal"], [50, 53, "Title"], [57, 59, "EffectiveDate"], [104, 105, "Parties"], [120, 125, "Principal"], [158, 161, "Title"], [165, 167, "EffectiveDate"], [228, 229, "Parties"]], "tokenized_text": ["WHEREAS", ",", "the", "Sellers", "are", ",", "collectively", ",", "the", "direct", ",", "or", "indirect", "through", "their", "subsidiaries", "and", "affiliated", "funds", ",", "holders", "of", "(", "x", ")", "$", "300", ",", "000", ",", "000", "in", "aggregate", "principal", "amount", "of", "Loans", "(", "the", "2015", "Fairfax", "Loans", ")", "under", "and", "as", "defined", "in", "that", "certain", "Term", "Loan", "Credit", "Agreement", "dated", "as", "of", "October19", ",", "2015", "(", "as", "amended", ",", "restated", ",", "supplemented", "or", "otherwise", "modified", "from", "time", "to", "time", ",", "the", "Fairfax", "Second", "Lien", "Credit", "Agreement", ")", "among", "the", "Company", ",", "as", "borrower", ",", "certain", "subsidiaries", "of", "the", "Company", ",", "as", "guarantors", ",", "the", "Fairfax", "Administrative", "Agent", ",", "and", "Wilmington", "Trust", ",", "National", "Association", ",", "as", "collateral", "trustee", ",", "and", "/", "or", "(", "y", ")", "$", "382", ",", "753", ",", "719", "in", "aggregate", "principal", "amount", "of", "Loans", "(", "the", "2015", "Exchange", "Loans", ",", "and", "together", "with", "the", "2015", "Fairfax", "Loans", ",", "the", "2015", "Term", "Loans", ")", "under", "and", "as", "defined", "in", "that", "certain", "Term", "Loan", "Credit", "Agreement", "dated", "as", "of", "October19", ",", "2015", "(", "as", "amended", ",", "restated", ",", "supplemented", "or", "otherwise", "modified", "from", "time", "to", "time", ",", "the", "Exchange", "Second", "Lien", "Credit", "Agreement", ",", "and", "together", "with", "the", "Fairfax", "Second", "Lien", "Credit", "Agreement", ",", "the", "2015", "Second", "Lien", "Credit", "Agreements", ")", "among", "the", "Company", ",", "as", "borrower", ",", "certain", "subsidiaries", "of", "the", "Company", ",", "as", "guarantors", ",", "the", "Exchange", "Administrative", "Agent", "and", "Wilmington", "Trust", ",", "National", "Association", ",", "as", "<", "sup", ">", "collateral", "trustee", ";"]}
{"id": "2277", "text": "3.5 Stock Option. As soon as practicable following the Effective Date, CFO will be granted an option to purchase up to 1,191,695 shares of the Companys Common Stock (the Base Option) pursuant to the terms of the Companys 2006 Equity Incentive Plan, as amended from time to time (the Plan). The Base Option shall be subject to vesting such that, subject to CFO s continued employment with the Company, 1/4 of the shares subject to the Base Option shall vest as of the first anniversary of the Effective Date and l/48th of the shares subject to the Base Option shall vest in equal monthly installments on the monthly anniversary of the Effective Date of each month for the 36 months thereafter. The exercise price per share of the Base Option will be equal to the fair market value of a single share of Common Stock on the date the Base Option is granted, as determined in good faith by the Board. The Base Option will be governed by the Plan and shall be granted pursuant to a separate stock option grant notice and stock option agreement.", "ner": [[15, 15, "Role"], [25, 29, "Shares"], [77, 77, "Role"], [85, 87, "Ratio"], [108, 110, "Ratio"]], "tokenized_text": ["3", ".", "5", "Stock", "Option", ".", "As", "soon", "as", "practicable", "following", "the", "Effective", "Date", ",", "CFO", "will", "be", "granted", "an", "option", "to", "purchase", "up", "to", "1", ",", "191", ",", "695", "shares", "of", "the", "Companys", "Common", "Stock", "(", "the", "Base", "Option", ")", "pursuant", "to", "the", "terms", "of", "the", "Companys", "2006", "Equity", "Incentive", "Plan", ",", "as", "amended", "from", "time", "to", "time", "(", "the", "Plan", ")", ".", "The", "Base", "Option", "shall", "be", "subject", "to", "vesting", "such", "that", ",", "subject", "to", "CFO", "s", "continued", "employment", "with", "the", "Company", ",", "1", "/", "4", "of", "the", "shares", "subject", "to", "the", "Base", "Option", "shall", "vest", "as", "of", "the", "first", "anniversary", "of", "the", "Effective", "Date", "and", "l", "/", "48th", "of", "the", "shares", "subject", "to", "the", "Base", "Option", "shall", "vest", "in", "equal", "monthly", "installments", "on", "the", "monthly", "anniversary", "of", "the", "Effective", "Date", "of", "each", "month", "for", "the", "36", "months", "thereafter", ".", "The", "exercise", "price", "per", "share", "of", "the", "Base", "Option", "will", "be", "equal", "to", "the", "fair", "market", "value", "of", "a", "single", "share", "of", "Common", "Stock", "on", "the", "date", "the", "Base", "Option", "is", "granted", ",", "as", "determined", "in", "good", "faith", "by", "the", "Board", ".", "The", "Base", "Option", "will", "be", "governed", "by", "the", "Plan", "and", "shall", "be", "granted", "pursuant", "to", "a", "separate", "stock", "option", "grant", "notice", "and", "stock", "option", "agreement", "."]}
{"id": "2000259", "text": "C. Pursuant and subject to the terms and conditions of this Agreement, Ninebell proposes to sell, and ACM proposes to purchase, a total of 20,000 Ninebell Ordinary Shares (the Shares) for US$1,200,000 , which Shares, together with 80,000 Ninebell Ordinary Shares held by Shareholder, will constitute all of the Ninebell Ordinary Shares outstanding immediately after such purchase.", "ner": [[14, 14, "Parties"], [20, 20, "Parties"], [28, 30, "Shares"], [39, 45, "Principal"], [52, 54, "Shares"]], "tokenized_text": ["C", ".", "Pursuant", "and", "subject", "to", "the", "terms", "and", "conditions", "of", "this", "Agreement", ",", "Ninebell", "proposes", "to", "sell", ",", "and", "ACM", "proposes", "to", "purchase", ",", "a", "total", "of", "20", ",", "000", "Ninebell", "Ordinary", "Shares", "(", "the", "Shares", ")", "for", "US", "$", "1", ",", "200", ",", "000", ",", "which", "Shares", ",", "together", "with", "80", ",", "000", "Ninebell", "Ordinary", "Shares", "held", "by", "Shareholder", ",", "will", "constitute", "all", "of", "the", "Ninebell", "Ordinary", "Shares", "outstanding", "immediately", "after", "such", "purchase", "."]}
{"id": "2599", "text": "(a) Base Salary. During the Employment Period, the Executive shall receive an annual base salary (the Base Salary) of no less than $340,000 , payable in accordance with the Companys regular payroll practices. The Base Salary shall be reviewed periodically by the Compensation Committee of the Board (the Compensation Committee), and may be increased but not decreased.", "ner": [[28, 31, "Salary"]], "tokenized_text": ["(", "a", ")", "Base", "Salary", ".", "During", "the", "Employment", "Period", ",", "the", "Executive", "shall", "receive", "an", "annual", "base", "salary", "(", "the", "Base", "Salary", ")", "of", "no", "less", "than", "$", "340", ",", "000", ",", "payable", "in", "accordance", "with", "the", "Companys", "regular", "payroll", "practices", ".", "The", "Base", "Salary", "shall", "be", "reviewed", "periodically", "by", "the", "Compensation", "Committee", "of", "the", "Board", "(", "the", "Compensation", "Committee", ")", ",", "and", "may", "be", "increased", "but", "not", "decreased", "."]}
{"id": "2812", "text": "WHEREAS, Seller is the record owner and holder of 8,000,000 Common Shares, par value $.0001 par value (the Shares), of PRECISE ACQUISITION, INC., a Delaware corporation (\"Corporation), which Corporation has 8,000,000 shares of restricted common stock issued and outstanding as of the date of this Agreement. The Corporation has filed an S-1 registration statement with the Securities and Exchange Commission with an effective date of June 29, 2017. The CIK No. is 0001701874 \\. None of the Sellers shares are registered and therefore are restricted securities.", "ner": [[10, 14, "Shares"], [20, 22, "Price"], [31, 34, "Parties"], [48, 52, "Shares"], [90, 93, "EffectiveDate"], [100, 100, "PII_Ref"]], "tokenized_text": ["WHEREAS", ",", "Seller", "is", "the", "record", "owner", "and", "holder", "of", "8", ",", "000", ",", "000", "Common", "Shares", ",", "par", "value", "$", ".", "0001", "par", "value", "(", "the", "Shares", ")", ",", "of", "PRECISE", "ACQUISITION", ",", "INC", ".", ",", "a", "Delaware", "corporation", "(", "\"", "Corporation", ")", ",", "which", "Corporation", "has", "8", ",", "000", ",", "000", "shares", "of", "restricted", "common", "stock", "issued", "and", "outstanding", "as", "of", "the", "date", "of", "this", "Agreement", ".", "The", "Corporation", "has", "filed", "an", "S", "-", "1", "registration", "statement", "with", "the", "Securities", "and", "Exchange", "Commission", "with", "an", "effective", "date", "of", "June", "29", ",", "2017", ".", "The", "CIK", "No", ".", "is", "0001701874", "\\", ".", "None", "of", "the", "Sellers", "shares", "are", "registered", "and", "therefore", "are", "restricted", "securities", "."]}
{"id": "309", "text": "1. Employment Period. The Company shall continue to employ Executive during the Employment Period and Executive shall continue to remain in the employ of the Company and to provide services during the Employment Period in accordance with the terms of this Agreement. The Employment Period shall be the period beginning on the Effective Date and ending on December 31, 2019 unless sooner terminated as provided herein. The Employment Period shall automatically be extended for one (1) additional year beginning on January 1, 2019 and on each January 1 thereafter unless either Party notifies the other Party, by written notice delivered no later than ninety (90) days prior to such January 1, that the Employment Period shall not be extended for an additional year. Notwithstanding any provision of this Agreement to the contrary, if a Change in Control occurs during the Employment Period, this Agreement shall remain in effect for the two (2)-year period following the Change in Control and shall then terminate.", "ner": [[60, 63, "TerminationDate"], [79, 84, "RenewalTerm"], [165, 176, "TerminationDate"]], "tokenized_text": ["1", ".", "Employment", "Period", ".", "The", "Company", "shall", "continue", "to", "employ", "Executive", "during", "the", "Employment", "Period", "and", "Executive", "shall", "continue", "to", "remain", "in", "the", "employ", "of", "the", "Company", "and", "to", "provide", "services", "during", "the", "Employment", "Period", "in", "accordance", "with", "the", "terms", "of", "this", "Agreement", ".", "The", "Employment", "Period", "shall", "be", "the", "period", "beginning", "on", "the", "Effective", "Date", "and", "ending", "on", "December", "31", ",", "2019", "unless", "sooner", "terminated", "as", "provided", "herein", ".", "The", "Employment", "Period", "shall", "automatically", "be", "extended", "for", "one", "(", "1", ")", "additional", "year", "beginning", "on", "January", "1", ",", "2019", "and", "on", "each", "January", "1", "thereafter", "unless", "either", "Party", "notifies", "the", "other", "Party", ",", "by", "written", "notice", "delivered", "no", "later", "than", "ninety", "(", "90", ")", "days", "prior", "to", "such", "January", "1", ",", "that", "the", "Employment", "Period", "shall", "not", "be", "extended", "for", "an", "additional", "year", ".", "Notwithstanding", "any", "provision", "of", "this", "Agreement", "to", "the", "contrary", ",", "if", "a", "Change", "in", "Control", "occurs", "during", "the", "Employment", "Period", ",", "this", "Agreement", "shall", "remain", "in", "effect", "for", "the", "two", "(", "2", ")", "-", "year", "period", "following", "the", "Change", "in", "Control", "and", "shall", "then", "terminate", "."]}
{"id": "2139", "text": "Good Reason shall mean, without Executives prior written consent, (i)a material diminution in Executives position or duties, authority or responsibilities including, without limitation, Executive ceasing to be an executive officer (as defined under Rule3b-7 of the Securities Exchange Act of 1934 , as amended (the Exchange Act )) of a company with a class of securities registered under Section12(b)of the Exchange Act ; ( ii)the assignment to Executive of any duties materially inconsistent with the duties and responsibilities of Chief Executive Officer , (iii)a reduction by the Company in Executives then-current Base Salary or Executives then-current Target Annual Bonus unless the salaries and target annual bonuses for all other senior executive officers are correspondingly and proportionately reduced by not greater than 15% and such reduction continues for no more than 12 months; (iv)Executives relocation to offices of the Company that are more than fifty (50) miles from the Companys offices in Yardley, Pennsylvania; or (v)any action or inaction that constitutes a material breach of this Agreement by the Company. In order to invoke a termination for Good Reason, Executive must deliver a written notice of the grounds for such termination within thirty (30) days of the initial existence of the event giving rise to Good Reason and the Company shall have thirty (30) days to cure the circumstances. In order to terminate Executives employment, if at all, for Good Reason, Executive must terminate employment within sixty (60) days following the end of the cure period if the circumstances giving rise to Good Reason have not been cured.", "ner": [[42, 44, "Regulation"], [47, 51, "Act"], [57, 58, "Act"], [71, 74, "Regulation"], [77, 78, "Act"], [98, 100, "Role"], [147, 148, "Percentage"]], "tokenized_text": ["Good", "Reason", "shall", "mean", ",", "without", "Executives", "prior", "written", "consent", ",", "(", "i", ")", "a", "material", "diminution", "in", "Executives", "position", "or", "duties", ",", "authority", "or", "responsibilities", "including", ",", "without", "limitation", ",", "Executive", "ceasing", "to", "be", "an", "executive", "officer", "(", "as", "defined", "under", "Rule3b", "-", "7", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", "(", "the", "Exchange", "Act", ")", ")", "of", "a", "company", "with", "a", "class", "of", "securities", "registered", "under", "Section12", "(", "b", ")", "of", "the", "Exchange", "Act", ";", "(", "ii", ")", "the", "assignment", "to", "Executive", "of", "any", "duties", "materially", "inconsistent", "with", "the", "duties", "and", "responsibilities", "of", "Chief", "Executive", "Officer", ",", "(", "iii", ")", "a", "reduction", "by", "the", "Company", "in", "Executives", "then", "-", "current", "Base", "Salary", "or", "Executives", "then", "-", "current", "Target", "Annual", "Bonus", "unless", "the", "salaries", "and", "target", "annual", "bonuses", "for", "all", "other", "senior", "executive", "officers", "are", "correspondingly", "and", "proportionately", "reduced", "by", "not", "greater", "than", "15", "%", "and", "such", "reduction", "continues", "for", "no", "more", "than", "12", "months", ";", "(", "iv", ")", "Executives", "relocation", "to", "offices", "of", "the", "Company", "that", "are", "more", "than", "fifty", "(", "50", ")", "miles", "from", "the", "Companys", "offices", "in", "Yardley", ",", "Pennsylvania", ";", "or", "(", "v", ")", "any", "action", "or", "inaction", "that", "constitutes", "a", "material", "breach", "of", "this", "Agreement", "by", "the", "Company", ".", "In", "order", "to", "invoke", "a", "termination", "for", "Good", "Reason", ",", "Executive", "must", "deliver", "a", "written", "notice", "of", "the", "grounds", "for", "such", "termination", "within", "thirty", "(", "30", ")", "days", "of", "the", "initial", "existence", "of", "the", "event", "giving", "rise", "to", "Good", "Reason", "and", "the", "Company", "shall", "have", "thirty", "(", "30", ")", "days", "to", "cure", "the", "circumstances", ".", "In", "order", "to", "terminate", "Executives", "employment", ",", "if", "at", "all", ",", "for", "Good", "Reason", ",", "Executive", "must", "terminate", "employment", "within", "sixty", "(", "60", ")", "days", "following", "the", "end", "of", "the", "cure", "period", "if", "the", "circumstances", "giving", "rise", "to", "Good", "Reason", "have", "not", "been", "cured", "."]}
{"id": "2036", "text": "Executive acknowledges that statutes exist that render null and void releases and waivers of any claims, rights, demands, liabilities, actions, and causes of action that are unknown to the releasing or waiving party at the time of execution of the release and waiver. Executive waives, surrenders, and shall forego any protection to which Executive would otherwise be entitled by virtue of the existence of any such statutes in any jurisdiction, including the State of Iowa .", "ner": [[81, 83, "Court"]], "tokenized_text": ["Executive", "acknowledges", "that", "statutes", "exist", "that", "render", "null", "and", "void", "releases", "and", "waivers", "of", "any", "claims", ",", "rights", ",", "demands", ",", "liabilities", ",", "actions", ",", "and", "causes", "of", "action", "that", "are", "unknown", "to", "the", "releasing", "or", "waiving", "party", "at", "the", "time", "of", "execution", "of", "the", "release", "and", "waiver", ".", "Executive", "waives", ",", "surrenders", ",", "and", "shall", "forego", "any", "protection", "to", "which", "Executive", "would", "otherwise", "be", "entitled", "by", "virtue", "of", "the", "existence", "of", "any", "such", "statutes", "in", "any", "jurisdiction", ",", "including", "the", "State", "of", "Iowa", "."]}
{"id": "939", "text": "1.1. Term. The initial term of the Executives employment under this Employment Agreement will commence on May28, 2016 (the Effective Date) and end on the third anniversary of the Effective Date (the Initial Employment Period), unless terminated earlier pursuant to Section3 hereof; Provided, however, that the Employment Period will automatically be extended for a one- year period on the third anniversary of the Effective Date (and on each anniversary of the Effective Date thereafter) (the Renewal Period), unless either the Executive or the Company provides the other Party with written notice at least 30 days prior to the end of the then-current Employment Period of his or its intention not to further extend the Employment Period (the Initial Employment Period and each subsequent Renewal Period, if any, shall constitute the Employment Period, unless terminated earlier pursuant to Section3 of this Employment Agreement).", "ner": [[15, 16, "Title"], [20, 22, "EffectiveDate"], [32, 37, "TerminationDate"], [67, 69, "RenewalTerm"], [73, 78, "TerminationDate"], [165, 166, "Title"]], "tokenized_text": ["1", ".", "1", ".", "Term", ".", "The", "initial", "term", "of", "the", "Executives", "employment", "under", "this", "Employment", "Agreement", "will", "commence", "on", "May28", ",", "2016", "(", "the", "Effective", "Date", ")", "and", "end", "on", "the", "third", "anniversary", "of", "the", "Effective", "Date", "(", "the", "Initial", "Employment", "Period", ")", ",", "unless", "terminated", "earlier", "pursuant", "to", "Section3", "hereof", ";", "Provided", ",", "however", ",", "that", "the", "Employment", "Period", "will", "automatically", "be", "extended", "for", "a", "one", "-", "year", "period", "on", "the", "third", "anniversary", "of", "the", "Effective", "Date", "(", "and", "on", "each", "anniversary", "of", "the", "Effective", "Date", "thereafter", ")", "(", "the", "Renewal", "Period", ")", ",", "unless", "either", "the", "Executive", "or", "the", "Company", "provides", "the", "other", "Party", "with", "written", "notice", "at", "least", "30", "days", "prior", "to", "the", "end", "of", "the", "then", "-", "current", "Employment", "Period", "of", "his", "or", "its", "intention", "not", "to", "further", "extend", "the", "Employment", "Period", "(", "the", "Initial", "Employment", "Period", "and", "each", "subsequent", "Renewal", "Period", ",", "if", "any", ",", "shall", "constitute", "the", "Employment", "Period", ",", "unless", "terminated", "earlier", "pursuant", "to", "Section3", "of", "this", "Employment", "Agreement", ")", "."]}
{"id": "3184", "text": "/s/ Roger A. Pillsbury Name: Roger A. Pillsbury Title: Managing Director 70 West Madison Street Chicago, IL 60602 Attention: Patrice Nwaiwu Telephone: (312) 564-1887 FAX: (312) 564-1794 743 N. Water Street Milwaukee, WI 53202 Attention: Roger A. Pillsbury Telephone: (414) 291-7165 FAX: (414) 291-7171 [Signature Page to Forbearance Agreement and Second Amendment to", "ner": [[3, 6, "Parties"], [17, 24, "Address"], [31, 36, "PII_Ref"], [39, 44, "PII_Ref"], [45, 53, "Address"], [62, 67, "PII_Ref"], [70, 75, "PII_Ref"]], "tokenized_text": ["/", "s", "/", "Roger", "A", ".", "Pillsbury", "Name", ":", "Roger", "A", ".", "Pillsbury", "Title", ":", "Managing", "Director", "70", "West", "Madison", "Street", "Chicago", ",", "IL", "60602", "Attention", ":", "Patrice", "Nwaiwu", "Telephone", ":", "(", "312", ")", "564", "-", "1887", "FAX", ":", "(", "312", ")", "564", "-", "1794", "743", "N", ".", "Water", "Street", "Milwaukee", ",", "WI", "53202", "Attention", ":", "Roger", "A", ".", "Pillsbury", "Telephone", ":", "(", "414", ")", "291", "-", "7165", "FAX", ":", "(", "414", ")", "291", "-", "7171", "[", "Signature", "Page", "to", "Forbearance", "Agreement", "and", "Second", "Amendment", "to"]}
{"id": "1984", "text": "Consistent with Section 12(d) of the Employment Agreement dated October 16, 2017 , (the Employment Agreement) between me and Townsquare Media, Inc. (together with its current and former subsidiaries and affiliated entities, and their respective current and former predecessors, successors, assigns, representatives, affiliates and agents, the Company) and in consideration for and as a condition of my receipt of certain payments and benefits set forth in the Employment Agreement, as applicable, I, for myself, my attorneys, heirs, executors, administrators, successors, and assigns, hereby release and forever discharge, and by this instrument release and forever discharge Company, and its parents, subsidiaries, and related entities, and its and their respective current and former predecessors, successors, parents, subsidiaries, assigns, representatives, agents, attorneys, contractors, shareholders, officers, directors and employees, both individually and in their official capacities (collectively, the Company Parties), from all debts, obligations, promises, covenants, agreements, contracts, endorsements, bonds, controversies, suits, actions, causes of action, judgments, damages, expenses, claims or demands, in law or in equity, which I ever had, now have, or which may arise in the future regarding any matter arising on or before the date of my execution of this Agreement, including but not limited to all claims (whether known or unknown, suspected or unsuspected) regarding my employment at or termination of employment from the Company, any contract (express or implied), any claim for equitable relief or recovery of punitive, compensatory, or other damages or monies, attorneys' fees, any tort, and all claims for alleged discrimination based upon age, race, color, sex, sexual orientation, marital status, religion, national origin, handicap, disability, or retaliation, including any claim, asserted or unasserted, to the maximum extent permitted by law, which could arise under Title VII of the Civil Rights Act ; the Equal Pay Act ; the Age Discrimination in Employment Act ; the Older Workers Benefit Protection Act ; the Americans With Disabilities Act ; the Civil Rights Act , 42 U.S.C. 1981 ; the Employee Retirement Income Security Act ; the Family and Medical Leave Act ; the Civil Rights Act ; the Worker Adjustment and Retraining Notification Act ; the Fair Credit Reporting Act ; the Immigration Reform and Control Act ; the Corporate and Criminal Fraud Accountability Act , 18 U.S.C. 1514A , also known as the Sarbanes Oxley Act ; all applicable Connecticut state laws; and any other federal, state or local laws, rules, regulations or ordinances, whether equal employment opportunity laws, rules, regulations or ordinances or otherwise, or, subject to applicable law, any right under any Company pension or welfare plans; provided, however, that I am not releasing any claims for indemnification, claims arising from my ownership of equity interests in the Company, claims for benefits and reimbursements in accordance with the terms of the Companys benefit plans and arrangements, or claims arising from obligations pursuant to the Employment Agreement that survive my separation from employment, or claims that may not be released as a matter of law, including any whistleblower claim to any governmental regulatory authority (collectively, the Excluded Claims).", "ner": [[9, 10, "Title"], [12, 15, "EffectiveDate"], [19, 20, "Title"], [25, 29, "Parties"], [83, 84, "Title"], [378, 380, "Act"], [383, 385, "Act"], [388, 392, "Act"], [395, 399, "Act"], [402, 405, "Act"], [408, 410, "Act"], [412, 419, "Regulation"], [422, 426, "Act"], [429, 433, "Act"], [436, 438, "Act"], [441, 446, "Act"], [449, 452, "Act"], [455, 459, "Act"], [462, 467, "Act"], [469, 476, "Regulation"], [482, 484, "Act"], [591, 592, "Title"]], "tokenized_text": ["Consistent", "with", "Section", "12", "(", "d", ")", "of", "the", "Employment", "Agreement", "dated", "October", "16", ",", "2017", ",", "(", "the", "Employment", "Agreement", ")", "between", "me", "and", "Townsquare", "Media", ",", "Inc", ".", "(", "together", 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"successors", ",", "parents", ",", "subsidiaries", ",", "assigns", ",", "representatives", ",", "agents", ",", "attorneys", ",", "contractors", ",", "shareholders", ",", "officers", ",", "directors", "and", "employees", ",", "both", "individually", "and", "in", "their", "official", "capacities", "(", "collectively", ",", "the", "Company", "Parties", ")", ",", "from", "all", "debts", ",", "obligations", ",", "promises", ",", "covenants", ",", "agreements", ",", "contracts", ",", "endorsements", ",", "bonds", ",", "controversies", ",", "suits", ",", "actions", ",", "causes", "of", "action", ",", "judgments", ",", "damages", ",", "expenses", ",", "claims", "or", "demands", ",", "in", "law", "or", "in", "equity", ",", "which", "I", "ever", "had", ",", "now", "have", ",", "or", "which", "may", "arise", "in", "the", "future", "regarding", "any", "matter", "arising", "on", "or", "before", "the", "date", "of", "my", "execution", "of", "this", "Agreement", ",", "including", "but", "not", "limited", "to", "all", "claims", "(", "whether", "known", "or", "unknown", ",", "suspected", "or", "unsuspected", ")", "regarding", "my", "employment", "at", "or", "termination", "of", "employment", "from", "the", "Company", ",", "any", "contract", "(", "express", "or", "implied", ")", ",", "any", "claim", "for", "equitable", "relief", "or", "recovery", "of", "punitive", ",", "compensatory", ",", "or", "other", "damages", "or", "monies", ",", "attorneys", "'", "fees", ",", "any", "tort", ",", "and", "all", "claims", "for", "alleged", "discrimination", "based", "upon", "age", ",", "race", ",", "color", ",", "sex", ",", "sexual", "orientation", ",", "marital", "status", ",", "religion", ",", "national", "origin", ",", "handicap", ",", "disability", ",", "or", "retaliation", ",", "including", "any", "claim", ",", "asserted", "or", "unasserted", ",", "to", "the", "maximum", "extent", "permitted", "by", "law", ",", "which", "could", "arise", "under", "Title", "VII", "of", "the", "Civil", 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",", "rules", ",", "regulations", "or", "ordinances", ",", "whether", "equal", "employment", "opportunity", "laws", ",", "rules", ",", "regulations", "or", "ordinances", "or", "otherwise", ",", "or", ",", "subject", "to", "applicable", "law", ",", "any", "right", "under", "any", "Company", "pension", "or", "welfare", "plans", ";", "provided", ",", "however", ",", "that", "I", "am", "not", "releasing", "any", "claims", "for", "indemnification", ",", "claims", "arising", "from", "my", "ownership", "of", "equity", "interests", "in", "the", "Company", ",", "claims", "for", "benefits", "and", "reimbursements", "in", "accordance", "with", "the", "terms", "of", "the", "Companys", "benefit", "plans", "and", "arrangements", ",", "or", "claims", "arising", "from", "obligations", "pursuant", "to", "the", "Employment", "Agreement", "that", "survive", "my", "separation", "from", "employment", ",", "or", "claims", "that", "may", "not", "be", "released", "as", "a", "matter", "of", "law", ",", "including", "any", "whistleblower", "claim", "to", "any", "governmental", "regulatory", "authority", "(", "collectively", ",", "the", "Excluded", "Claims", ")", "."]}
{"id": "3381", "text": "WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(2) of the Securities Act of 1933 , as amended (the Securities Act or 1933 Act), and Rule 506 promulgated thereunder by the United States Securities and Exchange Commission (the SEC), the Company desires to issue and sell to the Purchaser, and the Purchaser desires to purchase from the Company a 12% Convertible Note of the Company, in the form attached hereto as Exhibit A, in the principal amount of $75,000.00 (together with any note(s) issued in replacement thereof or as interest thereon or otherwise with respect thereto in accordance with the terms thereof, the Note), convertible into shares (Conversion Shares) of common stock, $0.001 par value per share (the Common Stock), of the Company, upon the terms and subject to the limitations and conditions set forth in such Note.", "ner": [[23, 26, "Act"], [32, 33, "Act"], [35, 36, "Act"], [40, 41, "Regulation"], [78, 79, "Percentage"], [100, 105, "Principal"], [149, 152, "Price"]], "tokenized_text": ["WHEREAS", ",", "subject", "to", "the", "terms", "and", "conditions", "set", "forth", "in", "this", "Agreement", "and", "pursuant", "to", "Section", "4", "(", "2", ")", "of", "the", "Securities", "Act", "of", "1933", ",", "as", "amended", "(", "the", "Securities", "Act", "or", "1933", "Act", ")", ",", "and", "Rule", "506", "promulgated", "thereunder", "by", "the", "United", "States", "Securities", "and", "Exchange", "Commission", "(", "the", "SEC", ")", ",", "the", "Company", "desires", "to", "issue", "and", "sell", "to", "the", "Purchaser", ",", "and", "the", "Purchaser", "desires", "to", "purchase", "from", "the", "Company", "a", "12", "%", "Convertible", "Note", "of", "the", "Company", ",", "in", "the", "form", "attached", "hereto", "as", "Exhibit", "A", ",", "in", "the", "principal", "amount", "of", "$", "75", ",", "000", ".", "00", "(", "together", "with", "any", "note", "(", "s", ")", "issued", "in", "replacement", "thereof", "or", "as", "interest", "thereon", "or", "otherwise", "with", "respect", "thereto", "in", "accordance", "with", "the", "terms", "thereof", ",", "the", "Note", ")", ",", "convertible", "into", "shares", "(", "Conversion", "Shares", ")", "of", "common", "stock", ",", "$", "0", ".", "001", "par", "value", "per", "share", "(", "the", "Common", "Stock", ")", ",", "of", "the", "Company", ",", "upon", "the", "terms", "and", "subject", "to", "the", "limitations", "and", "conditions", "set", "forth", "in", "such", "Note", "."]}
{"id": "1128", "text": "(ii) a lump sum payment equal to the Pro-Rata Bonus/Annual Bonus, if any, that the Executive would have earned for the year in which the Termination Date occurs based on the achievement of applicable performance goals for such year, which shall be payable on the date that annual bonuses are paid to the Companys similarly situated executives, but in no event later than two-and-a- half ( 2 1/2 ) months following the end of the year in which the Termination Date occurs.", "ner": [[81, 84, "Ratio"]], "tokenized_text": ["(", "ii", ")", "a", "lump", "sum", "payment", "equal", "to", "the", "Pro", "-", "Rata", "Bonus", "/", "Annual", "Bonus", ",", "if", "any", ",", "that", "the", "Executive", "would", "have", "earned", "for", "the", "year", "in", "which", "the", "Termination", "Date", "occurs", "based", "on", "the", "achievement", "of", "applicable", "performance", "goals", "for", "such", "year", ",", "which", "shall", "be", "payable", "on", "the", "date", "that", "annual", "bonuses", "are", "paid", "to", "the", "Companys", "similarly", "situated", "executives", ",", "but", "in", "no", "event", "later", "than", "two", "-", "and", "-", "a", "-", "half", "(", "2", "1", "/", "2", ")", "months", "following", "the", "end", "of", "the", "year", "in", "which", "the", "Termination", "Date", "occurs", "."]}
{"id": "1006293", "text": "Asset Disposition means the sale, transfer, license, lease or other disposition of any Property (including any disposition of Ownership Interests) by any Loan Party (or the granting of any option or other right to do any of the foregoing), and any issuance of Ownership Interests by either Borrower to any Person or by any Subsidiary of either Borrower to any Person that is not a Borrower or any Whollyowned Subsidiary thereof. The term Asset Disposition shall not include (a) the sale of inventory or any other goods or property in the ordinary course of business, (b) any other transaction permitted pursuant to Section 7.5, (c) the writeoff, discount, sale or other disposition of receivables and similar obligations in the ordinary course of business and not undertaken as part of an accounts receivable financing transaction, (d) the disposition of any Hedge Agreement, (e) the disposition of Investments in cash or Cash Equivalents, (f) the transfer by any Loan Party of its assets to either Borrower or any other Loan Party, (g) the sale, transfer or other disposition of Property held in the TMSA Account, and (h) any sale, transfer or disposition of property for Net Cash Proceeds which, when taken collectively with the Net Cash Proceeds of any other such sale, transfer or disposition of property that were consummated (x) since the beginning of the calendar year in which such sale, transfer or disposition is consummated, do not exceed $1,000,000 and (y) on or after the Closing Date, do not exceed $2,500,000 .", "ner": [[282, 287, "Principal"], [302, 307, "Principal"]], "tokenized_text": ["Asset", "Disposition", "means", "the", "sale", ",", "transfer", ",", "license", ",", "lease", "or", "other", "disposition", "of", "any", "Property", "(", "including", "any", "disposition", "of", "Ownership", "Interests", ")", "by", "any", "Loan", "Party", "(", "or", "the", "granting", "of", "any", "option", "or", "other", "right", "to", "do", "any", "of", "the", "foregoing", ")", ",", "and", "any", "issuance", "of", "Ownership", "Interests", "by", "either", "Borrower", "to", "any", "Person", "or", "by", "any", "Subsidiary", "of", "either", "Borrower", "to", "any", "Person", "that", "is", "not", "a", "Borrower", "or", "any", "Whollyowned", "Subsidiary", "thereof", ".", "The", "term", "Asset", "Disposition", "shall", "not", "include", "(", "a", ")", "the", "sale", "of", "inventory", "or", "any", "other", "goods", "or", "property", "in", "the", "ordinary", "course", "of", "business", ",", "(", "b", ")", "any", "other", "transaction", "permitted", "pursuant", "to", "Section", "7", ".", "5", ",", "(", "c", ")", "the", "writeoff", ",", "discount", ",", "sale", "or", "other", "disposition", "of", "receivables", "and", "similar", "obligations", "in", "the", "ordinary", "course", "of", "business", "and", "not", "undertaken", "as", "part", "of", "an", "accounts", "receivable", "financing", "transaction", ",", "(", "d", ")", "the", "disposition", "of", "any", "Hedge", "Agreement", ",", "(", "e", ")", "the", "disposition", "of", "Investments", "in", "cash", "or", "Cash", "Equivalents", ",", "(", "f", ")", "the", "transfer", "by", "any", "Loan", "Party", "of", "its", "assets", "to", "either", "Borrower", "or", "any", "other", "Loan", "Party", ",", "(", "g", ")", "the", "sale", ",", "transfer", "or", "other", "disposition", "of", "Property", "held", "in", "the", "TMSA", "Account", ",", "and", "(", "h", ")", "any", "sale", ",", "transfer", "or", "disposition", "of", "property", "for", "Net", "Cash", "Proceeds", "which", ",", "when", "taken", "collectively", "with", "the", "Net", "Cash", "Proceeds", "of", "any", "other", "such", "sale", ",", "transfer", "or", "disposition", "of", "property", "that", "were", "consummated", "(", "x", ")", "since", "the", "beginning", "of", "the", "calendar", "year", "in", "which", "such", "sale", ",", "transfer", "or", "disposition", "is", "consummated", ",", "do", "not", "exceed", "$", "1", ",", "000", ",", "000", "and", "(", "y", ")", "on", "or", "after", "the", "Closing", "Date", ",", "do", "not", "exceed", "$", "2", ",", "500", ",", "000", "."]}
{"id": "3734", "text": "This SECURITIES PURCHASE AGREEMENT (the Agreement), dated as of March 14, 2017 , by and between PositiveID Corp , a Delaware corporation, with headquarters located at 1690 South Congress Avenue , Suite 201 , Delray Beach 33445 <sup> , (the Company), and UNION CAPITAL, LLC , a New York limited liability company, with its address at 525 Norton Parkway, New Haven, CT <sup> 06511 (the Buyer).", "ner": [[1, 3, "Title"], [12, 15, "EffectiveDate"], [20, 21, "Parties"], [31, 41, "Address"], [52, 55, "Parties"], [68, 79, "Address"]], "tokenized_text": ["This", "SECURITIES", "PURCHASE", "AGREEMENT", "(", "the", "Agreement", ")", ",", "dated", "as", "of", "March", "14", ",", "2017", ",", "by", "and", "between", "PositiveID", "Corp", ",", "a", "Delaware", "corporation", ",", "with", "headquarters", "located", "at", "1690", "South", "Congress", "Avenue", ",", "Suite", "201", ",", "Delray", "Beach", "33445", "<", "sup", ">", ",", "(", "the", "Company", ")", ",", "and", "UNION", "CAPITAL", ",", "LLC", ",", "a", "New", "York", "limited", "liability", "company", ",", "with", "its", "address", "at", "525", "Norton", "Parkway", ",", "New", "Haven", ",", "CT", "<", "sup", ">", "06511", "(", "the", "Buyer", ")", "."]}
{"id": "2745", "text": "Registration Statement means the effective registration statement with Commission File No. 333-203679 which registers the sale of the Shares to the Purchasers.", "ner": [[12, 14, "PII_Ref"]], "tokenized_text": ["Registration", "Statement", "means", "the", "effective", "registration", "statement", "with", "Commission", "File", "No", ".", "333", "-", "203679", "which", "registers", "the", "sale", "of", "the", "Shares", "to", "the", "Purchasers", "."]}
{"id": "2572", "text": "The term of the employment agreement shall be for an initial term of twenty- four (24) months . (the Term). On each anniversary date hereof following the Term, this Agreement shall automatically renew for an additional Term of one (1) year , unless the Company has notified the Employee in writing in accordance with this Section 5. below. Upon termination for any reason, Employee shall concurrently resign as an officer of the company.", "ner": [[13, 19, "TerminationDate"], [45, 49, "RenewalTerm"]], "tokenized_text": ["The", "term", "of", "the", "employment", "agreement", "shall", "be", "for", "an", "initial", "term", "of", "twenty", "-", "four", "(", "24", ")", "months", ".", "(", "the", "Term", ")", ".", "On", "each", "anniversary", "date", "hereof", "following", "the", "Term", ",", "this", "Agreement", "shall", "automatically", "renew", "for", "an", "additional", "Term", "of", "one", "(", "1", ")", "year", ",", "unless", "the", "Company", "has", "notified", "the", "Employee", "in", "writing", "in", "accordance", "with", "this", "Section", "5", ".", "below", ".", "Upon", "termination", "for", "any", "reason", ",", "Employee", "shall", "concurrently", "resign", "as", "an", "officer", "of", "the", "company", "."]}
{"id": "5092", "text": "THIS CONSULTANT AGREEMENT (Agreement) entered into effective April 23, 2017 , between Rocky Mountain High Brands , Inc. (hereinafter RMHB or Company) and Gerry David (hereinafter the \"Consultant\").", "ner": [[1, 2, "Title"], [9, 12, "EffectiveDate"], [15, 21, "Parties"], [29, 30, "Parties"]], "tokenized_text": ["THIS", "CONSULTANT", "AGREEMENT", "(", "Agreement", ")", "entered", "into", "effective", "April", "23", ",", "2017", ",", "between", "Rocky", "Mountain", "High", "Brands", ",", "Inc", ".", "(", "hereinafter", "RMHB", "or", "Company", ")", "and", "Gerry", "David", "(", "hereinafter", "the", "\"", "Consultant", "\"", ")", "."]}
{"id": "1006305", "text": "Excluded Property means (a) any feeowned real property with a fair market value of less than $2,000,000, unless requested by the Administrative Agent; (b)(i) the Excluded Leased Property and (ii) any other leased real property with a fair market value of less than $1,000,000 , unless requested by the Administrative Agent; (c) any goods securing purchase money indebtedness or Capitalized Lease Obligations if the granting of a Lien to any third party is prohibited by the agreement(s) setting forth the terms and conditions applicable to such Indebtedness, but only if such Indebtedness and the Liens securing the same are permitted by Sections 7.1(d) and 7.2(h) of the Credit Agreement; provided that if and when the prohibition which prevents the granting of a Lien in any such Property is removed, terminated or otherwise becomes unenforceable as a matter of law (including, without limitation, the termination of any such security interest resulting from the satisfaction of the Indebtedness secured thereby), and notwithstanding any previous release of Lien provided by the Administrative Agent requested in connection with respect to any such Indebtedness, the Excluded Property will no longer include such Property and the Administrative Agent will be deemed to have, and at all times to have had, a security interest in such property and the Collateral will be deemed to include, and at all times to have included, such Property without further action or notice by any Person; (d) any permit or license issued to any Loan Party as the permit holder or licensee thereof or any lease to which any Loan Party is lessee thereof, in each case only to the extent and for so long as the terms of such permit, license, or lease effectively (after giving effect to Sections 9406 through 9409, inclusive, of the Uniform Commercial Code in the applicable state (or any successor provision or provisions) or any other applicable Legal Requirements) prohibit the creation by such Loan Party of a security interest in such permit, license, or lease in favor of the Administrative Agent or would result in an effective invalidation, termination or breach of the terms of any such permit, license or lease (after giving effect to Sections 9406 through 9409, inclusive, of the Uniform Commercial Code in the applicable state (or any successor provision or provisions) or any other applicable Legal Requirements), in each case unless and until any required consents are obtained; provided that the Excluded Property will not include, and the Collateral shall include and the security interest granted in the Collateral shall attach to, (x) all proceeds, substitutions or replacements of any such excluded items referred to herein unless such proceeds, substitutions or replacements would constitute excluded items hereunder, (y) all rights to payment due or to become due under any such excluded items referred to herein, and (z) if and when the prohibition which prevents the granting of a security interest in any such Property is removed, terminated, or otherwise becomes unenforceable as a matter of law, the Administrative Agent will be deemed to have, and at all times to have had, a security interest in such property, and the Collateral will be deemed to include, and at all times to have included, such Property without further action or notice by any Person; (e) Ownership Interests of any Foreign Subsidiary which, if granted, would have material adverse tax consequences for a Borrower or result in a violation of applicable Legal Requirements, unless requested by the Administrative Agent after the occurrence and during the continuation of an Event of Default; provided that Excluded Property shall not include, and the Collateral shall include, (x) nonvoting Ownership Interests of a First Tier Foreign Subsidiary owned by any Loan Party and (y) voting Ownership Interests of a First Tier Foreign Subsidiary owned by any Loan Party representing not more than sixty-five percent (65%) of the total voting power of all outstanding Ownership Interests of such Foreign Subsidiary, with Ownership Interests of such Foreign Subsidiary constituting stock entitled to vote within the meaning of Treasury regulation section 1.9562(c)(2) being treated as voting equity interests of such Foreign Subsidiary for purposes of this clause (e); and (f) Excluded Deposit Accounts.", "ner": [[18, 23, "Principal"], [59, 64, "Principal"], [145, 146, "Title"], [742, 749, "Percentage"], [781, 789, "Regulation"]], "tokenized_text": ["Excluded", "Property", "means", "(", "a", ")", "any", "feeowned", "real", "property", "with", "a", "fair", "market", "value", "of", "less", "than", "$", "2", ",", "000", ",", "000", ",", "unless", "requested", "by", "the", "Administrative", "Agent", ";", "(", "b", ")", "(", "i", ")", "the", "Excluded", "Leased", "Property", "and", "(", "ii", ")", "any", "other", "leased", "real", "property", "with", "a", "fair", "market", "value", "of", "less", "than", "$", "1", ",", "000", ",", "000", ",", "unless", "requested", "by", "the", "Administrative", "Agent", ";", "(", "c", ")", "any", "goods", "securing", "purchase", "money", "indebtedness", "or", "Capitalized", "Lease", "Obligations", "if", "the", "granting", "of", "a", "Lien", "to", "any", "third", "party", "is", "prohibited", "by", "the", "agreement", "(", "s", ")", "setting", "forth", "the", "terms", "and", "conditions", "applicable", "to", "such", "Indebtedness", ",", "but", "only", "if", "such", "Indebtedness", "and", "the", "Liens", "securing", "the", "same", "are", "permitted", "by", "Sections", "7", ".", "1", "(", "d", ")", "and", "7", ".", "2", "(", "h", ")", "of", "the", "Credit", "Agreement", ";", "provided", "that", "if", "and", "when", "the", "prohibition", "which", "prevents", "the", "granting", "of", "a", "Lien", "in", "any", "such", "Property", "is", "removed", ",", "terminated", "or", "otherwise", "becomes", "unenforceable", "as", "a", "matter", "of", "law", "(", "including", ",", "without", "limitation", ",", "the", "termination", "of", "any", "such", "security", "interest", "resulting", "from", "the", "satisfaction", "of", "the", "Indebtedness", "secured", "thereby", ")", ",", "and", "notwithstanding", "any", "previous", "release", "of", "Lien", "provided", "by", "the", "Administrative", "Agent", "requested", "in", "connection", "with", "respect", "to", "any", "such", "Indebtedness", ",", "the", "Excluded", "Property", "will", "no", "longer", "include", "such", "Property", "and", "the", "Administrative", "Agent", "will", "be", "deemed", "to", "have", ",", "and", "at", "all", "times", "to", "have", "had", ",", "a", "security", "interest", "in", "such", "property", "and", "the", "Collateral", "will", "be", "deemed", "to", "include", ",", "and", "at", "all", "times", "to", "have", "included", ",", "such", "Property", "without", "further", "action", "or", "notice", "by", "any", "Person", ";", "(", "d", ")", "any", "permit", "or", "license", "issued", "to", "any", "Loan", "Party", "as", "the", "permit", "holder", "or", "licensee", "thereof", "or", "any", "lease", "to", "which", "any", "Loan", "Party", "is", "lessee", "thereof", ",", "in", "each", "case", "only", "to", "the", "extent", "and", "for", "so", "long", "as", "the", "terms", "of", "such", "permit", ",", "license", ",", "or", "lease", "effectively", "(", "after", "giving", "effect", "to", "Sections", "9406", "through", "9409", ",", "inclusive", ",", "of", "the", "Uniform", "Commercial", "Code", "in", "the", "applicable", "state", "(", "or", "any", "successor", "provision", "or", "provisions", ")", "or", "any", "other", "applicable", "Legal", "Requirements", ")", "prohibit", "the", "creation", "by", "such", "Loan", "Party", "of", "a", "security", "interest", "in", "such", "permit", ",", "license", ",", "or", "lease", "in", "favor", "of", "the", "Administrative", "Agent", "or", "would", "result", "in", "an", "effective", "invalidation", ",", "termination", "or", "breach", "of", "the", "terms", "of", "any", "such", "permit", ",", "license", "or", "lease", "(", "after", "giving", "effect", "to", "Sections", "9406", "through", "9409", ",", "inclusive", ",", "of", "the", "Uniform", "Commercial", "Code", "in", "the", "applicable", "state", "(", "or", "any", "successor", "provision", "or", "provisions", ")", "or", "any", "other", "applicable", "Legal", "Requirements", ")", ",", "in", "each", "case", "unless", "and", "until", "any", "required", "consents", "are", "obtained", ";", "provided", "that", "the", "Excluded", "Property", "will", "not", "include", ",", "and", "the", "Collateral", "shall", "include", "and", "the", "security", "interest", "granted", "in", "the", "Collateral", "shall", "attach", "to", ",", "(", "x", ")", "all", "proceeds", ",", "substitutions", "or", "replacements", "of", "any", "such", "excluded", "items", "referred", "to", "herein", "unless", "such", "proceeds", ",", "substitutions", "or", "replacements", "would", "constitute", "excluded", "items", "hereunder", ",", "(", "y", ")", "all", "rights", "to", "payment", "due", "or", "to", "become", "due", "under", "any", "such", "excluded", "items", "referred", "to", "herein", ",", "and", "(", "z", ")", "if", "and", "when", "the", "prohibition", "which", "prevents", "the", "granting", "of", "a", "security", "interest", "in", "any", "such", "Property", "is", "removed", ",", "terminated", ",", "or", "otherwise", "becomes", "unenforceable", "as", "a", "matter", "of", "law", ",", "the", "Administrative", "Agent", "will", "be", "deemed", "to", "have", ",", "and", "at", "all", "times", "to", "have", "had", ",", "a", "security", "interest", "in", "such", "property", ",", "and", "the", "Collateral", "will", "be", "deemed", "to", "include", ",", "and", "at", "all", "times", "to", "have", "included", ",", "such", "Property", "without", "further", "action", "or", "notice", "by", "any", "Person", ";", "(", "e", ")", "Ownership", "Interests", "of", "any", "Foreign", "Subsidiary", "which", ",", "if", "granted", ",", "would", "have", "material", "adverse", "tax", "consequences", "for", "a", "Borrower", "or", "result", "in", "a", "violation", "of", "applicable", "Legal", "Requirements", ",", "unless", "requested", "by", "the", "Administrative", "Agent", "after", "the", "occurrence", "and", "during", "the", "continuation", "of", "an", "Event", "of", "Default", ";", "provided", "that", "Excluded", "Property", "shall", "not", "include", ",", "and", "the", "Collateral", "shall", "include", ",", "(", "x", ")", "nonvoting", "Ownership", "Interests", "of", "a", "First", "Tier", "Foreign", "Subsidiary", "owned", "by", "any", "Loan", "Party", "and", "(", "y", ")", "voting", "Ownership", "Interests", "of", "a", "First", "Tier", "Foreign", "Subsidiary", "owned", "by", "any", "Loan", "Party", "representing", "not", "more", "than", "sixty", "-", "five", "percent", "(", "65", "%", ")", "of", "the", "total", "voting", "power", "of", "all", "outstanding", "Ownership", "Interests", "of", "such", "Foreign", "Subsidiary", ",", "with", "Ownership", "Interests", "of", "such", "Foreign", "Subsidiary", "constituting", "stock", "entitled", "to", "vote", "within", "the", "meaning", "of", "Treasury", "regulation", "section", "1", ".", "9562", "(", "c", ")", "(", "2", ")", "being", "treated", "as", "voting", "equity", "interests", "of", "such", "Foreign", "Subsidiary", "for", "purposes", "of", "this", "clause", "(", "e", ")", ";", "and", "(", "f", ")", "Excluded", "Deposit", "Accounts", "."]}
{"id": "1720", "text": "(f)Change of Control. Upon the occurrence of a Change of Control, the Company shall pay or provide to the Executive (or, following his death, to the Executives heirs, administrators or executors) an amount equal to four (4) times the Separation Payment amount set forth in Section 6(b) hereof, without regard to whether Executive continues in the employ of the Company or its successor. The Company shall deduct, from all payments made hereunder, all applicable taxes, including income tax, FICA and FUTA, and other appropriate deductions. For purposes of this Agreement, Change of Control shall mean the occurrence of any one or more of the following: (i) the accumulation (if over time, in any consecutive twelve (12) month period), whether directly, indirectly, beneficially or of record, by any individual, entity or group (within the meaning of Section 13(d)(3) or 14(d)(2) of the Securities Exchange Act of 1934 , as amended) of 50.1% or more of the shares of the outstanding Common Stock of the Company, whether by merger, consolidation, sale or other transfer of shares of Common Stock (other than a merger or consolidation where the stockholders of the Company prior to the merger or consolidation are the holders of a majority of the voting securities of the entity that survives such merger or consolidation), (ii)a sale of all or substantially all of the assets of the Company or (iii) in the sole and absolute discretion of the Executive, during any period of twelve (12) consecutive months, the individuals who, at the beginning of such period, constitute the Board, and any new director whose election by the Board or nomination for election by the Companys stockholders was approved by a vote of at least two-thirds (2/3) of the directors then still in office who either were directors at the beginning of the 12-month period or whose election or nomination for election was previously so approved, cease for any reason to constitute at least a majority of the Board; provided, however, that the following acquisitions shall not constitute a Change of Control for the purposes of this Agreement: (A) any acquisitions of Common Stock or securities convertible, exercisable or exchangeable into Common Stock directly from the Company or from any affiliate of the Company, (B) any acquisition of Common Stock or securities convertible, exercisable or exchangeable into Common Stock by any employee benefit plan (or related trust) sponsored by or maintained by the Company, or (C) any acquisitions of Common Stock or securities convertible, exercisable or exchangeable into Common Stock directly from the Company by, or a merger, consolidation, sale of assets or reorganization with, Philou Ventures or Ault &amp; Co., or any of its affiliates. For purposes of a Change of Control, sale, or disposition of any asset or business unit, Executive shall be entitled to a success fee and the foregoing definition of Change of Control shall apply to the described events as they relate to such asset or business unit.", "ner": [[191, 195, "Act"], [201, 204, "Percentage"], [355, 362, "Ratio"]], "tokenized_text": ["(", "f", ")", "Change", "of", "Control", ".", "Upon", "the", "occurrence", "of", "a", "Change", "of", "Control", ",", "the", "Company", "shall", "pay", "or", "provide", "to", "the", "Executive", "(", "or", ",", "following", "his", "death", ",", "to", "the", "Executives", "heirs", ",", "administrators", "or", "executors", ")", "an", "amount", "equal", "to", "four", "(", "4", ")", "times", "the", "Separation", "Payment", "amount", "set", "forth", "in", "Section", "6", "(", "b", ")", "hereof", ",", "without", "regard", "to", "whether", "Executive", "continues", "in", "the", "employ", "of", "the", "Company", "or", "its", "successor", ".", "The", "Company", "shall", "deduct", ",", "from", "all", "payments", "made", "hereunder", ",", "all", "applicable", "taxes", ",", "including", "income", "tax", ",", "FICA", "and", "FUTA", ",", "and", "other", "appropriate", "deductions", ".", "For", "purposes", "of", "this", "Agreement", ",", "Change", "of", "Control", "shall", "mean", "the", "occurrence", "of", "any", "one", "or", "more", "of", "the", "following", ":", "(", "i", ")", "the", "accumulation", "(", "if", "over", "time", ",", "in", "any", "consecutive", "twelve", "(", "12", ")", "month", "period", ")", ",", "whether", "directly", ",", "indirectly", ",", "beneficially", "or", "of", "record", ",", "by", "any", "individual", ",", "entity", "or", "group", "(", "within", "the", "meaning", "of", "Section", "13", "(", "d", ")", "(", "3", ")", "or", "14", "(", "d", ")", "(", "2", ")", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", ")", "of", "50", ".", "1", "%", "or", "more", "of", "the", "shares", "of", "the", "outstanding", "Common", "Stock", "of", "the", "Company", ",", "whether", "by", "merger", ",", "consolidation", ",", "sale", "or", "other", "transfer", "of", "shares", "of", "Common", "Stock", "(", "other", "than", "a", "merger", "or", "consolidation", "where", "the", "stockholders", "of", "the", "Company", "prior", "to", "the", "merger", "or", "consolidation", "are", "the", "holders", "of", "a", "majority", "of", "the", "voting", "securities", "of", "the", "entity", "that", "survives", "such", "merger", "or", "consolidation", ")", ",", "(", "ii", ")", "a", "sale", "of", "all", "or", "substantially", "all", "of", "the", "assets", "of", "the", "Company", "or", "(", "iii", ")", "in", "the", "sole", "and", "absolute", "discretion", "of", "the", "Executive", ",", "during", "any", "period", "of", "twelve", "(", "12", ")", "consecutive", "months", ",", "the", "individuals", "who", ",", "at", "the", "beginning", "of", "such", "period", ",", "constitute", "the", "Board", ",", "and", "any", "new", "director", "whose", "election", "by", "the", "Board", "or", "nomination", "for", "election", "by", "the", "Companys", "stockholders", "was", "approved", "by", "a", "vote", "of", "at", "least", "two", "-", "thirds", "(", "2", "/", "3", ")", "of", "the", "directors", "then", "still", "in", "office", "who", "either", "were", "directors", "at", "the", "beginning", "of", "the", "12", "-", "month", "period", "or", "whose", "election", "or", "nomination", "for", "election", "was", "previously", "so", "approved", ",", "cease", "for", "any", "reason", "to", "constitute", "at", "least", "a", "majority", "of", "the", "Board", ";", "provided", ",", "however", ",", "that", "the", "following", "acquisitions", "shall", "not", "constitute", "a", "Change", "of", "Control", "for", "the", "purposes", "of", "this", "Agreement", ":", "(", "A", ")", "any", "acquisitions", "of", "Common", "Stock", "or", "securities", "convertible", ",", "exercisable", "or", "exchangeable", "into", "Common", "Stock", "directly", "from", "the", "Company", "or", "from", "any", "affiliate", "of", "the", "Company", ",", "(", "B", ")", "any", "acquisition", "of", "Common", "Stock", "or", "securities", "convertible", ",", "exercisable", "or", "exchangeable", "into", "Common", "Stock", "by", "any", "employee", "benefit", "plan", "(", "or", "related", "trust", ")", "sponsored", "by", "or", "maintained", "by", "the", "Company", ",", "or", "(", "C", ")", "any", "acquisitions", "of", "Common", "Stock", "or", "securities", "convertible", ",", "exercisable", "or", "exchangeable", "into", "Common", "Stock", "directly", "from", "the", "Company", "by", ",", "or", "a", "merger", ",", "consolidation", ",", "sale", "of", "assets", "or", "reorganization", "with", ",", "Philou", "Ventures", "or", "Ault", "&", "amp", ";", "Co", ".", ",", "or", "any", "of", "its", "affiliates", ".", "For", "purposes", "of", "a", "Change", "of", "Control", ",", "sale", ",", "or", "disposition", "of", "any", "asset", "or", "business", "unit", ",", "Executive", "shall", "be", "entitled", "to", "a", "success", "fee", "and", "the", "foregoing", "definition", "of", "Change", "of", "Control", "shall", "apply", "to", "the", "described", "events", "as", "they", "relate", "to", "such", "asset", "or", "business", "unit", "."]}
{"id": "2946", "text": "(iii) If and only if the Purchase Price per ClassA Share is equal to $10.50 , then the Purchase Price payable by the Purchaser pursuant to this Agreement shall be paid as follows: (A) $8,750,000 by the Purchaser and (B)$7 by Wang, on behalf of the Purchaser, provided that the Purchaser shall have no obligation to pay or reimburse Wang for such amount.", "ner": [[16, 19, "Price"], [42, 47, "Principal"], [55, 56, "Principal"]], "tokenized_text": ["(", "iii", ")", "If", "and", "only", "if", "the", "Purchase", "Price", "per", "ClassA", "Share", "is", "equal", "to", "$", "10", ".", "50", ",", "then", "the", "Purchase", "Price", "payable", "by", "the", "Purchaser", "pursuant", "to", "this", "Agreement", "shall", "be", "paid", "as", "follows", ":", "(", "A", ")", "$", "8", ",", "750", ",", "000", "by", "the", "Purchaser", "and", "(", "B", ")", "$", "7", "by", "Wang", ",", "on", "behalf", "of", "the", "Purchaser", ",", "provided", "that", "the", "Purchaser", "shall", "have", "no", "obligation", "to", "pay", "or", "reimburse", "Wang", "for", "such", "amount", "."]}
{"id": "1710", "text": "This EXECUTIVE EMPLOYMENT AGREEMENT (this Agreement) is made and entered into as of the 6th day of October 2017 (Effective Date), by and between Digital Power Corporation , a California corporation with an address of 48430 Lakeview Blvd, Fremont, CA 94538-3158 (Company) and William Horne , an individual residing at [] (Executive).", "ner": [[2, 3, "Title"], [16, 20, "EffectiveDate"], [29, 31, "Parties"], [40, 49, "Address"], [54, 55, "Parties"]], "tokenized_text": ["This", "EXECUTIVE", "EMPLOYMENT", "AGREEMENT", "(", "this", "Agreement", ")", "is", "made", "and", "entered", "into", "as", "of", "the", "6th", "day", "of", "October", "2017", "(", "Effective", "Date", ")", ",", "by", "and", "between", "Digital", "Power", "Corporation", ",", "a", "California", "corporation", "with", "an", "address", "of", "48430", "Lakeview", "Blvd", ",", "Fremont", ",", "CA", "94538", "-", "3158", "(", "Company", ")", "and", "William", "Horne", ",", "an", "individual", "residing", "at", "[", "]", "(", "Executive", ")", "."]}
{"id": "2272", "text": "3.1 Base Salary. The Company shall pay CFO a base salary at the annualized rate of $365,000 (the Base Salary), less payroll deductions and all required withholdings, payable in regular periodic installments in accordance with the Companys normal payroll practices. The Base Salary shall be prorated for any partial year of employment on the basis of a 365-day fiscal year.", "ner": [[10, 10, "Role"], [19, 22, "Salary"]], "tokenized_text": ["3", ".", "1", "Base", "Salary", ".", "The", "Company", "shall", "pay", "CFO", "a", "base", "salary", "at", "the", "annualized", "rate", "of", "$", "365", ",", "000", "(", "the", "Base", "Salary", ")", ",", "less", "payroll", "deductions", "and", "all", "required", "withholdings", ",", "payable", "in", "regular", "periodic", "installments", "in", "accordance", "with", "the", "Companys", "normal", "payroll", "practices", ".", "The", "Base", "Salary", "shall", "be", "prorated", "for", "any", "partial", "year", "of", "employment", "on", "the", "basis", "of", "a", "365", "-", "day", "fiscal", "year", "."]}
{"id": "1006632", "text": "(a) Equity Award. The Consultant will be entitled to an annual consulting fee of $50,000 in stock (and to potentially also include stock options) during the Term, payable on the last day of each calendar year and pro rated for each partial month or year. In addition, the Consultant may be eligible for an annual discretionary bonus based on performance and entirely at the discretion of Board of Directors.", "ner": [[17, 20, "Salary"]], "tokenized_text": ["(", "a", ")", "Equity", "Award", ".", "The", "Consultant", "will", "be", "entitled", "to", "an", "annual", "consulting", "fee", "of", "$", "50", ",", "000", "in", "stock", "(", "and", "to", "potentially", "also", "include", "stock", "options", ")", "during", "the", "Term", ",", "payable", "on", "the", "last", "day", "of", "each", "calendar", "year", "and", "pro", "rated", "for", "each", "partial", "month", "or", "year", ".", "In", "addition", ",", "the", "Consultant", "may", "be", "eligible", "for", "an", "annual", "discretionary", "bonus", "based", "on", "performance", "and", "entirely", "at", "the", "discretion", "of", "Board", "of", "Directors", "."]}
{"id": "1006245", "text": "2.3Capitalization. The authorized capital stock of the Company, as of October 2, 2017, consisted of 50,000,000 shares of Common Stock, $1.00 par value per share, of which 6,932,570 shares were issued and outstanding and 5,000,000 shares of Preferred Stock, no par value per share, none of which is outstanding. All of the issued and outstanding shares of Common Stock have been duly authorized, validly issued, fully paid, and nonassessable and have been issued and sold in compliance in all material respects with all federal and state securities laws. None of the outstanding shares of Common Stock was issued and sold in violation of any preemptive rights, rights of first refusal or other similar rights to subscribe for or purchase securities of the Company. There are no authorized or outstanding options, warrants, preemptive rights, rights of first refusal or other rights to purchase, or equity or debt securities convertible into or exchangeable or exercisable for, any capital stock of the Company or any of its Subsidiaries other than those described in the SEC Documents. The descriptions of the Companys equity incentive plans, and the equity awards granted thereunder, set forth in the SEC Documents accurately and fairly present in all material respects the information required to be shown with respect to such plans and awards. The Companys Amended and Restated Articles of Incorporation, as amended (the Articles of Incorporation), as in effect on the date hereof, and the Companys Amended and Restated Bylaws (the Bylaws) as in effect on the date hereof, are each filed as exhibits to the SEC Documents and no amendment or modification of either the Articles of Incorporation or the Bylaws, each as in effect on the date hereof, has been approved by, or has been presented to, the shareholders or the Board of Directors of the Company. There are no securities or instruments issued by or to which the Company is a party containing anti- dilution or similar provisions that will be triggered by the issuance of the Shares.", "ner": [[21, 25, "Shares"], [31, 34, "Price"], [42, 46, "Shares"], [53, 57, "Shares"], [260, 262, "Title"], [268, 270, "Title"], [287, 287, "Title"], [290, 290, "Title"], [317, 319, "Title"], [322, 322, "Title"]], "tokenized_text": ["2", ".", "3Capitalization", ".", "The", "authorized", "capital", "stock", "of", "the", "Company", ",", "as", "of", "October", "2", ",", "2017", ",", "consisted", "of", "50", ",", "000", ",", "000", "shares", "of", "Common", "Stock", ",", "$", "1", ".", "00", "par", "value", "per", "share", ",", "of", "which", "6", ",", "932", ",", "570", "shares", "were", "issued", "and", "outstanding", "and", "5", ",", "000", ",", "000", "shares", "of", "Preferred", "Stock", ",", "no", "par", "value", "per", "share", ",", "none", "of", "which", "is", "outstanding", ".", "All", "of", "the", "issued", "and", "outstanding", "shares", "of", "Common", "Stock", "have", "been", "duly", "authorized", ",", "validly", "issued", ",", "fully", "paid", ",", "and", "nonassessable", "and", "have", "been", "issued", "and", "sold", "in", "compliance", "in", "all", "material", "respects", "with", "all", "federal", "and", "state", "securities", "laws", ".", "None", "of", "the", "outstanding", "shares", "of", "Common", "Stock", "was", "issued", "and", "sold", "in", "violation", "of", "any", "preemptive", "rights", ",", "rights", "of", "first", "refusal", "or", "other", "similar", "rights", "to", "subscribe", "for", "or", "purchase", "securities", "of", "the", "Company", ".", "There", "are", "no", "authorized", "or", "outstanding", "options", ",", "warrants", ",", "preemptive", "rights", ",", "rights", "of", "first", "refusal", "or", "other", "rights", "to", "purchase", ",", "or", "equity", "or", "debt", "securities", "convertible", "into", "or", "exchangeable", "or", "exercisable", "for", ",", "any", "capital", "stock", "of", "the", "Company", "or", "any", "of", "its", "Subsidiaries", "other", "than", "those", "described", "in", "the", "SEC", "Documents", ".", "The", "descriptions", "of", "the", "Companys", "equity", "incentive", "plans", ",", "and", "the", "equity", "awards", "granted", "thereunder", ",", "set", "forth", "in", "the", "SEC", "Documents", "accurately", "and", "fairly", "present", "in", "all", "material", "respects", "the", "information", "required", "to", "be", "shown", "with", "respect", "to", "such", "plans", "and", "awards", ".", "The", "Companys", "Amended", "and", "Restated", "Articles", "of", "Incorporation", ",", "as", "amended", "(", "the", "Articles", "of", "Incorporation", ")", ",", "as", "in", "effect", "on", "the", "date", "hereof", ",", "and", "the", "Companys", "Amended", "and", "Restated", "Bylaws", "(", "the", "Bylaws", ")", "as", "in", "effect", "on", "the", "date", "hereof", ",", "are", "each", "filed", "as", "exhibits", "to", "the", "SEC", "Documents", "and", "no", "amendment", "or", "modification", "of", "either", "the", "Articles", "of", "Incorporation", "or", "the", "Bylaws", ",", "each", "as", "in", "effect", "on", "the", "date", "hereof", ",", "has", "been", "approved", "by", ",", "or", "has", "been", "presented", "to", ",", "the", "shareholders", "or", "the", "Board", "of", "Directors", "of", "the", "Company", ".", "There", "are", "no", "securities", "or", "instruments", "issued", "by", "or", "to", "which", "the", "Company", "is", "a", "party", "containing", "anti", "-", "dilution", "or", "similar", "provisions", "that", "will", "be", "triggered", "by", "the", "issuance", "of", "the", "Shares", "."]}
{"id": "1734", "text": "(g) Governing Law. This Agreement shall be governed by and construed and enforced in accordance with the laws of the state of Pennsylvania applicable to contracts executed in and to be performed entirely within such State, without giving effect to the conflict of law principles thereof.", "ner": [[23, 25, "Court"]], "tokenized_text": ["(", "g", ")", "Governing", "Law", ".", "This", "Agreement", "shall", "be", "governed", "by", "and", "construed", "and", "enforced", "in", "accordance", "with", "the", "laws", "of", "the", "state", "of", "Pennsylvania", "applicable", "to", "contracts", "executed", "in", "and", "to", "be", "performed", "entirely", "within", "such", "State", ",", "without", "giving", "effect", "to", "the", "conflict", "of", "law", "principles", "thereof", "."]}
{"id": "2000862", "text": "Section 10\\. Form and Delivery of Communications. All notices, requests, demands and other communications under this Agreement shall be in writing and shall be deemed to have been duly given if (a) delivered by hand, upon receipt by the party to whom said notice or other communication shall have been directed, (b) mailed by certified or registered mail with postage prepaid, on the third business day after the date on which it is so mailed, (c) mailed by reputable overnight courier, one day after deposit with such courier and with written verification of receipt or (d) sent by email or facsimile transmission, with receipt of oral confirmation that such transmission has been received. Notice to the Company shall be directed to National Vision Holdings, Inc. , Attention: General Counsel, email: mitchell.goodman@nationalvision.com, facsimile: (770)-822-2029 , confirmation number: (770)-822-4208 . Notice to Indemnitee shall be directed to _______________________________________________________________________ _____________________________________________________________, email: [XXX@XXX.com], facsimile: [(XXX)-XXX-XXXX], confirmation number: [(XXX)-XXX- XXXX]].", "ner": [[141, 146, "Parties"], [155, 161, "PII_Ref"], [165, 171, "PII_Ref"], [176, 182, "PII_Ref"]], "tokenized_text": ["Section", "10", "\\", ".", "Form", "and", "Delivery", "of", "Communications", ".", "All", "notices", ",", "requests", ",", "demands", "and", "other", "communications", "under", "this", "Agreement", "shall", "be", "in", "writing", "and", "shall", "be", "deemed", "to", "have", "been", "duly", "given", "if", "(", "a", ")", "delivered", "by", "hand", ",", "upon", "receipt", "by", "the", "party", "to", "whom", "said", "notice", "or", "other", "communication", "shall", "have", "been", "directed", ",", "(", "b", ")", "mailed", "by", "certified", "or", "registered", "mail", "with", "postage", "prepaid", ",", "on", "the", "third", "business", "day", "after", "the", "date", "on", "which", "it", "is", "so", "mailed", ",", "(", "c", ")", "mailed", "by", "reputable", "overnight", "courier", ",", "one", "day", "after", "deposit", "with", "such", "courier", "and", "with", "written", "verification", "of", "receipt", "or", "(", "d", ")", "sent", "by", "email", "or", "facsimile", "transmission", ",", "with", "receipt", "of", "oral", "confirmation", "that", "such", "transmission", "has", "been", "received", ".", "Notice", "to", "the", "Company", "shall", "be", "directed", "to", "National", "Vision", "Holdings", ",", "Inc", ".", ",", "Attention", ":", "General", "Counsel", ",", "email", ":", "mitchell", ".", "goodman", "@", "nationalvision", ".", "com", ",", "facsimile", ":", "(", "770", ")", "-", "822", "-", "2029", ",", "confirmation", "number", ":", "(", "770", ")", "-", "822", "-", "4208", ".", "Notice", "to", "Indemnitee", "shall", "be", "directed", "to", "_______________________________________________________________________", "_____________________________________________________________", ",", "email", ":", "[", "XXX", "@", "XXX", ".", "com", "]", ",", "facsimile", ":", "[", "(", "XXX", ")", "-", "XXX", "-", "XXXX", "]", ",", "confirmation", "number", ":", "[", "(", "XXX", ")", "-", "XXX", "-", "XXXX", "]", "]", "."]}
{"id": "2000217", "text": "THIS AGREEMENT, made effective as of March 1, 2015 , is between KLONDEX GOLD &amp; SILVER MINING COMPANY, a corporation duly organized under the laws of Nevada with offices at 360 Western Road, Suite 1, Reno, Nevada 89506 (\"Klondex G&amp;S\" or the \"Company\") and Brian Morris , residing at [REDACTED], (the \"Employee\"). This Agreement replaces and supersedes the employment agreement between Employee, Klondex G&amp;S and Klondex Mines Ltd. (\"Klondex Mines\"), a corporation duly organized and existing under the laws of British Columbia, dated effective as of December 18, 2014.", "ner": [[7, 10, "EffectiveDate"], [14, 21, "Parties"], [29, 31, "Court"], [35, 45, "Address"], [62, 63, "Parties"], [89, 94, "Parties"], [96, 99, "Parties"], [117, 118, "Court"], [124, 127, "EffectiveDate"]], "tokenized_text": ["THIS", "AGREEMENT", ",", "made", "effective", "as", "of", "March", "1", ",", "2015", ",", "is", "between", "KLONDEX", "GOLD", "&", "amp", ";", "SILVER", "MINING", "COMPANY", ",", "a", "corporation", "duly", "organized", "under", "the", "laws", "of", "Nevada", "with", "offices", "at", "360", "Western", "Road", ",", "Suite", "1", ",", "Reno", ",", "Nevada", "89506", "(", "\"", "Klondex", "G", "&", "amp", ";", "S", "\"", "or", "the", "\"", "Company", "\"", ")", "and", "Brian", "Morris", ",", "residing", "at", "[", "REDACTED", "]", ",", "(", "the", "\"", "Employee", "\"", ")", ".", "This", "Agreement", "replaces", "and", "supersedes", "the", "employment", "agreement", "between", "Employee", ",", "Klondex", "G", "&", "amp", ";", "S", "and", "Klondex", "Mines", "Ltd", ".", "(", "\"", "Klondex", "Mines", "\"", ")", ",", "a", "corporation", "duly", "organized", "and", "existing", "under", "the", "laws", "of", "British", "Columbia", ",", "dated", "effective", "as", "of", "December", "18", ",", "2014", "."]}
{"id": "1868", "text": "1\\. Employment; Term. Subject to the terms and conditions of this Agreement, the Company employs Executive, and Executive accepts such employment, commencing on November 1, 2017 (the Start Date), and continuing in effect for an initial term of three (3) years . Following the initial period, this Agreement will be renewed for successive one (1) year periods, unless and until terminated as provided below (such period, as renewed, the Term). Notwithstanding the foregoing, this Agreement may be terminated by either party in accordance with Section 5.", "ner": [[30, 33, "EffectiveDate"], [49, 53, "TerminationDate"], [67, 71, "RenewalTerm"]], "tokenized_text": ["1", "\\", ".", "Employment", ";", "Term", ".", "Subject", "to", "the", "terms", "and", "conditions", "of", "this", "Agreement", ",", "the", "Company", "employs", "Executive", ",", "and", "Executive", "accepts", "such", "employment", ",", "commencing", "on", "November", "1", ",", "2017", "(", "the", "Start", "Date", ")", ",", "and", "continuing", "in", "effect", "for", "an", "initial", "term", "of", "three", "(", "3", ")", "years", ".", "Following", "the", "initial", "period", ",", "this", "Agreement", "will", "be", "renewed", "for", "successive", "one", "(", "1", ")", "year", "periods", ",", "unless", "and", "until", "terminated", "as", "provided", "below", "(", "such", "period", ",", "as", "renewed", ",", "the", "Term", ")", ".", "Notwithstanding", "the", "foregoing", ",", "this", "Agreement", "may", "be", "terminated", "by", "either", "party", "in", "accordance", "with", "Section", "5", "."]}
{"id": "1006185", "text": "3. DUTIES AND TITLE. Employees title shall be that of Vice President of Washington Operations. Employee shall have management responsibility for all of the day to day operations of Employer in the State of Washington including acting as the Chief Operating Officer of the Employers mini-casinos. Employee shall report to the Chief Executive Officer of the Company. Employee shall perform his duties to the best of his abilities and shall devote substantially all of his working time to such duties.", "ner": [[12, 13, "Role"], [35, 37, "Court"], [42, 44, "Role"], [57, 59, "Role"]], "tokenized_text": ["3", ".", "DUTIES", "AND", "TITLE", ".", "Employees", "title", "shall", "be", "that", "of", "Vice", "President", "of", "Washington", "Operations", ".", "Employee", "shall", "have", "management", "responsibility", "for", "all", "of", "the", "day", "to", "day", "operations", "of", "Employer", "in", "the", "State", "of", "Washington", "including", "acting", "as", "the", "Chief", "Operating", "Officer", "of", "the", "Employers", "mini", "-", "casinos", ".", "Employee", "shall", "report", "to", "the", "Chief", "Executive", "Officer", "of", "the", "Company", ".", "Employee", "shall", "perform", "his", "duties", "to", "the", "best", "of", "his", "abilities", "and", "shall", "devote", "substantially", "all", "of", "his", "working", "time", "to", "such", "duties", "."]}
{"id": "141", "text": "1.1 Term. As of the Effective Date, Executive agrees to continue employment with the Company pursuant to the terms of this Agreement. This Agreement shall have an initial term beginning on the Effective Date and expiring on December 31, 2019 (the Initial Employment Term). On the last day of the Initial Employment Term, this Agreement will renew automatically for additional, successive one year terms (each, a Renewal Term) unless one Party provides the other Party with written notice of non-renewal at least 30 days prior to the date of automatic renewal, in which case this Agreement will expire at the end of the Initial Employment Term or Renewal Term, as applicable (the Initial Employment Term and any successive Renewal Terms during which this Agreement remains in effect, collectively, the Term). Non-renewal at the end of the Initial Employment Term or a Renewal Term shall constitute neither a termination without Cause (as defined below) nor a resignation for Good Reason (as defined below) under this Agreement. In the event that a Change in Control (as defined below) occurs during the Term, the Term automatically will be extended for a period of 12 months following the Change in Control. In addition, to the extent that a definitive agreement for a transaction that, if consummated, would result in a Change in Control has been signed, the Company may not give a Notice of Non-Renewal until after the Change in Control has occurred or such definitive agreement has been terminated in accordance with its terms. Upon the termination of Executives employment with the Company, Executive will resign from all directorships, offices, and other positions that Executive may hold in the Company and all of its affiliates, unless otherwise agreed to by the Company.", "ner": [[42, 45, "TerminationDate"], [71, 73, "RenewalTerm"]], "tokenized_text": ["1", ".", "1", "Term", ".", "As", "of", "the", "Effective", "Date", ",", "Executive", "agrees", "to", "continue", "employment", "with", "the", "Company", "pursuant", "to", "the", "terms", "of", "this", "Agreement", ".", "This", "Agreement", "shall", "have", "an", "initial", "term", "beginning", "on", "the", "Effective", "Date", "and", "expiring", "on", "December", "31", ",", "2019", "(", "the", "Initial", "Employment", "Term", ")", ".", "On", "the", "last", "day", "of", "the", "Initial", "Employment", "Term", ",", "this", "Agreement", "will", "renew", "automatically", "for", "additional", ",", "successive", "one", "year", "terms", "(", "each", ",", "a", "Renewal", "Term", ")", "unless", "one", "Party", "provides", "the", "other", "Party", "with", "written", "notice", "of", "non", "-", "renewal", "at", "least", "30", "days", "prior", "to", "the", "date", "of", "automatic", "renewal", ",", "in", "which", "case", "this", "Agreement", "will", "expire", "at", "the", "end", "of", "the", "Initial", "Employment", "Term", "or", "Renewal", "Term", ",", "as", "applicable", "(", "the", "Initial", "Employment", "Term", "and", "any", "successive", "Renewal", "Terms", "during", "which", "this", "Agreement", "remains", "in", "effect", ",", "collectively", ",", "the", "Term", ")", ".", "Non", "-", "renewal", "at", "the", "end", "of", "the", "Initial", "Employment", "Term", "or", "a", "Renewal", "Term", "shall", "constitute", "neither", "a", "termination", "without", "Cause", "(", "as", "defined", "below", ")", "nor", "a", "resignation", "for", "Good", "Reason", "(", "as", "defined", "below", ")", "under", "this", "Agreement", ".", "In", "the", "event", "that", "a", "Change", "in", "Control", "(", "as", "defined", "below", ")", "occurs", "during", "the", "Term", ",", "the", "Term", "automatically", "will", "be", "extended", "for", "a", "period", "of", "12", "months", "following", "the", "Change", "in", "Control", ".", "In", "addition", ",", "to", "the", "extent", "that", "a", "definitive", "agreement", "for", "a", "transaction", "that", ",", "if", "consummated", ",", "would", "result", "in", "a", "Change", "in", "Control", "has", "been", "signed", ",", "the", "Company", "may", "not", "give", "a", "Notice", "of", "Non", "-", "Renewal", "until", "after", "the", "Change", "in", "Control", "has", "occurred", "or", "such", "definitive", "agreement", "has", "been", "terminated", "in", "accordance", "with", "its", "terms", ".", "Upon", "the", "termination", "of", "Executives", "employment", "with", "the", "Company", ",", "Executive", "will", "resign", "from", "all", "directorships", ",", "offices", ",", "and", "other", "positions", "that", "Executive", "may", "hold", "in", "the", "Company", "and", "all", "of", "its", "affiliates", ",", "unless", "otherwise", "agreed", "to", "by", "the", "Company", "."]}
{"id": "1873", "text": "(i) Initial Stock Purchase. Within three (3) business days of the Effective Date, Executive will purchase from the Company and the Company will sell to Executive 400,000 shares of the Companys common stock. The purchase price for such shares will be $0.55 per share. The sale described in this sentence is conditioned upon the Companys receipt of a waiver in form acceptable to the Company executed by Knight Therapeutics (Barbados) Inc. confirming that the sale described in this subsection will not be used for purposes of any calculation under Section 4.8 of the Loan Agreement.", "ner": [[32, 34, "Shares"], [50, 53, "Price"], [111, 112, "Title"]], "tokenized_text": ["(", "i", ")", "Initial", "Stock", "Purchase", ".", "Within", "three", "(", "3", ")", "business", "days", "of", "the", "Effective", "Date", ",", "Executive", "will", "purchase", "from", "the", "Company", "and", "the", "Company", "will", "sell", "to", "Executive", "400", ",", "000", "shares", "of", "the", "Companys", "common", "stock", ".", "The", "purchase", "price", "for", "such", "shares", "will", "be", "$", "0", ".", "55", "per", "share", ".", "The", "sale", "described", "in", "this", "sentence", "is", "conditioned", "upon", "the", "Companys", "receipt", "of", "a", "waiver", "in", "form", "acceptable", "to", "the", "Company", "executed", "by", "Knight", "Therapeutics", "(", "Barbados", ")", "Inc", ".", "confirming", "that", "the", "sale", "described", "in", "this", "subsection", "will", "not", "be", "used", "for", "purposes", "of", "any", "calculation", "under", "Section", "4", ".", "8", "of", "the", "Loan", "Agreement", "."]}
{"id": "1006725", "text": "THIS LOAN AGREEMENT , dated as of March 6, 2017 (as amended, restated, replaced, supplemented or otherwise modified from time to time, this Agreement), among BARCLAYS BANK PLC , having an address at 745 Seventh Avenue, New York, New York 10019 (together with its successors and/or assigns, Lender), and ARC NYC123WILLIAM, LLC , having its principal place of business at 106 York Road, Jenkintown, Pennsylvania 19046 (together with its successors and/or assigns, Borrower).", "ner": [[1, 2, "Title"], [7, 10, "EffectiveDate"], [33, 35, "Parties"], [41, 50, "Address"], [65, 68, "Parties"], [77, 84, "Address"]], "tokenized_text": ["THIS", "LOAN", "AGREEMENT", ",", "dated", "as", "of", "March", "6", ",", "2017", "(", "as", "amended", ",", "restated", ",", "replaced", ",", "supplemented", "or", "otherwise", "modified", "from", "time", "to", "time", ",", "this", "Agreement", ")", ",", "among", "BARCLAYS", "BANK", "PLC", ",", "having", "an", "address", "at", "745", "Seventh", "Avenue", ",", "New", "York", ",", "New", "York", "10019", "(", "together", "with", "its", "successors", "and", "/", "or", "assigns", ",", "Lender", ")", ",", "and", "ARC", "NYC123WILLIAM", ",", "LLC", ",", "having", "its", "principal", "place", "of", "business", "at", "106", "York", "Road", ",", "Jenkintown", ",", "Pennsylvania", "19046", "(", "together", "with", "its", "successors", "and", "/", "or", "assigns", ",", "Borrower", ")", "."]}
{"id": "1651", "text": "Section 3 Position. The Executive will be employed as the Chief Operating Officer (COO) of Reeds and will report to the Chief Executive Officer . The Executive will have the duties and responsibilities customarily attendant to the position of COO. Executive will also have such other duties and responsibilities that are commensurate with his position as specifically delegated to him from time to time by the Chief Executive Officer . Executive shall be subject to the Bylaws, policies, practices, procedures and rules of the Company, currently existing and as may be modified from time to time, including those policies and procedures set forth in the Companys Code of Conduct and Ethics. Executives principal office, and principal place of employment, shall be at the Companys offices, currently in Los Angeles, California , provided that Executive may be required under business circumstances to travel outside the location of his principal employment in connection with performing his or her duties under this Agreement.", "ner": [[11, 13, "Role"], [15, 15, "Role"], [24, 26, "Role"], [42, 42, "Role"], [70, 72, "Role"], [80, 80, "Title"]], "tokenized_text": ["Section", "3", "Position", ".", "The", "Executive", "will", "be", "employed", "as", "the", "Chief", "Operating", "Officer", "(", "COO", ")", "of", "Reeds", "and", "will", "report", "to", "the", "Chief", "Executive", "Officer", ".", "The", "Executive", "will", "have", "the", "duties", "and", "responsibilities", "customarily", "attendant", "to", "the", "position", "of", "COO", ".", "Executive", "will", "also", "have", "such", "other", "duties", "and", "responsibilities", "that", "are", "commensurate", "with", "his", "position", "as", "specifically", "delegated", "to", "him", "from", "time", "to", "time", "by", "the", "Chief", "Executive", "Officer", ".", "Executive", "shall", "be", "subject", "to", "the", "Bylaws", ",", "policies", ",", "practices", ",", "procedures", "and", "rules", "of", "the", "Company", ",", "currently", "existing", "and", "as", "may", "be", "modified", "from", "time", "to", "time", ",", "including", "those", "policies", "and", "procedures", "set", "forth", "in", "the", "Companys", "Code", "of", "Conduct", "and", "Ethics", ".", "Executives", "principal", "office", ",", "and", "principal", "place", "of", "employment", ",", "shall", "be", "at", "the", "Companys", "offices", ",", "currently", "in", "Los", "Angeles", ",", "California", ",", "provided", "that", "Executive", "may", "be", "required", "under", "business", "circumstances", "to", "travel", "outside", "the", "location", "of", "his", "principal", "employment", "in", "connection", "with", "performing", "his", "or", "her", "duties", "under", "this", "Agreement", "."]}
{"id": "644", "text": "2\\. Term. Unless earlier terminated pursuant to the terms of Section7 hereof, Employee shall be employed by the Company for the period commencing as of the Effective Date and ending on the third (3rd)anniversary of the Effective Date (the Initial Term), subject to automatic renewal periods for up to two additional one (1)-year periods , unless either party provides the other party with ninety (90)days advance written notice prior to the end of the Initial Term or any such renewal period, as applicable, of such partys intent not to renew (the Initial Term and any such renewal period, the Term). The Effective Date shall be the date on which the IPO becomes effective, and notwithstanding anything herein to the contrary, in the event the IPO does not occur for any reason, this Agreement shall be deemed null and void.", "ner": [[36, 40, "TerminationDate"], [61, 66, "RenewalTerm"]], "tokenized_text": ["2", "\\", ".", "Term", ".", "Unless", "earlier", "terminated", "pursuant", "to", "the", "terms", "of", "Section7", "hereof", ",", "Employee", "shall", "be", "employed", "by", "the", "Company", "for", "the", "period", "commencing", "as", "of", "the", "Effective", "Date", "and", "ending", "on", "the", "third", "(", "3rd", ")", "anniversary", "of", "the", "Effective", "Date", "(", "the", "Initial", "Term", ")", ",", "subject", "to", "automatic", "renewal", "periods", "for", "up", "to", "two", "additional", "one", "(", "1", ")", "-", "year", "periods", ",", "unless", "either", "party", "provides", "the", "other", "party", "with", "ninety", "(", "90", ")", "days", "advance", "written", "notice", "prior", "to", "the", "end", "of", "the", "Initial", "Term", "or", "any", "such", "renewal", "period", ",", "as", "applicable", ",", "of", "such", "partys", "intent", "not", "to", "renew", "(", "the", "Initial", "Term", "and", "any", "such", "renewal", "period", ",", "the", "Term", ")", ".", "The", "Effective", "Date", "shall", "be", "the", "date", "on", "which", "the", "IPO", "becomes", "effective", ",", "and", "notwithstanding", "anything", "herein", "to", "the", "contrary", ",", "in", "the", "event", "the", "IPO", "does", "not", "occur", "for", "any", "reason", ",", "this", "Agreement", "shall", "be", "deemed", "null", "and", "void", "."]}
{"id": "1006386", "text": "Reference is made to the First Lien Credit Agreement , dated as of February 17, 2017 , by and among Turning Point Brands , Inc., a Delaware corporation (Turning Point), and North Atlantic Trading Company, Inc. , a Delaware corporation (NATC and together with Turning Point, the Borrowers), the Guarantors party thereto, the Lenders party thereto, and Fifth Third Bank , an Ohio banking corporation, as Administrative Agent and L/C Issuer (as amended, restated, modified or supplemented from time to time, the Credit Agreement). Capitalized terms used herein and not defined herein have the meanings assigned to them in the Credit Agreement. The undersigned, as agent for the Borrowers, hereby gives you notice irrevocably, pursuant to Section 2.5 of the Credit Agreement, of the [conversion] [continuation] of the Loans specified herein, that:", "ner": [[5, 8, "Title"], [13, 16, "EffectiveDate"], [21, 26, "Parties"], [37, 43, "Parties"], [71, 73, "Parties"], [103, 104, "Title"], [123, 124, "Title"], [149, 150, "Title"]], "tokenized_text": ["Reference", "is", "made", "to", "the", "First", "Lien", "Credit", "Agreement", ",", "dated", "as", "of", "February", "17", ",", "2017", ",", "by", "and", "among", "Turning", "Point", "Brands", ",", "Inc", ".", ",", "a", "Delaware", "corporation", "(", "Turning", "Point", ")", ",", "and", "North", "Atlantic", "Trading", "Company", ",", "Inc", ".", ",", "a", "Delaware", "corporation", "(", "NATC", "and", "together", "with", "Turning", "Point", ",", "the", "Borrowers", ")", ",", "the", "Guarantors", "party", "thereto", ",", "the", "Lenders", "party", "thereto", ",", "and", "Fifth", "Third", "Bank", ",", "an", "Ohio", "banking", "corporation", ",", "as", "Administrative", "Agent", "and", "L", "/", "C", "Issuer", "(", "as", "amended", ",", "restated", ",", "modified", "or", "supplemented", "from", "time", "to", "time", ",", "the", "Credit", "Agreement", ")", ".", "Capitalized", "terms", "used", "herein", "and", "not", "defined", "herein", "have", "the", "meanings", "assigned", "to", "them", "in", "the", "Credit", "Agreement", ".", "The", "undersigned", ",", "as", "agent", "for", "the", "Borrowers", ",", "hereby", "gives", "you", "notice", "irrevocably", ",", "pursuant", "to", "Section", "2", ".", "5", "of", "the", "Credit", "Agreement", ",", "of", "the", "[", "conversion", "]", "[", "continuation", "]", "of", "the", "Loans", "specified", "herein", ",", "that", ":"]}
{"id": "1006328", "text": "(b) Mandatory. (i) If either Borrower or any Subsidiary shall at any time or from time to time make or agree to make an Asset Disposition or shall suffer an Event of Loss with respect to any Property which results in Net Cash Proceeds in excess of $1,000,000 individually or on a cumulative basis in any Fiscal Year, then (x) the Borrowers shall promptly notify the Administrative Agent of such proposed Asset Disposition or Event of Loss (including the amount of the estimated Net Cash Proceeds to be received by such Borrower or such Subsidiary in respect thereof) and (y) promptly upon receipt by such Borrower or such Subsidiary of the Net Cash Proceeds of such Asset Disposition or such Event of Loss, the Borrowers shall prepay the Obligations in an aggregate amount equal to 100% of the amount of all such Net Cash Proceeds in excess of $1,000,000 ; provided that in the case of each Asset Disposition and Event of Loss, if the Borrowers state in such notice of such event that the applicable Borrower or the applicable Subsidiary intends to invest or reinvest, as applicable, within twelve (12) months of the applicable Asset Disposition or receipt of Net Cash Proceeds from an Event of Loss, the Net Cash Proceeds thereof in similar likekind assets, then so long as no Default or Event of Default then exists, the Borrowers shall not be required to make a mandatory prepayment under this Section in respect of such Net Cash Proceeds to the extent such Net Cash Proceeds are actually invested or reinvested as described in the Borrowers notice within such twelve (12) month period. Promptly after the end of such twelve (12) month period, the Borrowers shall notify the Administrative Agent whether such Borrower or such Subsidiary has invested or reinvested such Net Cash Proceeds as described in the Borrowers notice, and to the extent such Net Cash Proceeds have not been so invested or reinvested, the Borrowers shall promptly prepay the Obligations in the amount of such Net Cash Proceeds in excess of $1,000,000 not so invested or reinvested. The amount of each such prepayment shall be applied first to the outstanding Priority Term Loans and Incremental Priority Term Loans, if any, until paid in full (such payments being applied to the remaining amortization payments on the Priority Term Loans and Incremental Priority Term Loans, if any, in the inverse order of maturity), then to the outstanding Second Out Term Loans and Incremental Second Out Term Loans, if any, until paid in full (such payments being applied to the remaining payments on the Second Out Term Loans and Incremental Second Out Term Loans, if any, in the inverse order of maturity), then to the Revolving Loans until paid in full, and then to the Swing Loans. If the Administrative Agent or the Required Lenders so request, all proceeds of such Asset Disposition or Event of Loss shall be deposited with the Administrative Agent and held by it in the Collateral Account. So long as no Default or Event of Default exists, the Administrative Agent is authorized to disburse amounts representing such proceeds from the Collateral Account to or at the Borrowers direction for application to or reimbursement for the costs of replacing, rebuilding or restoring such Property.", "ner": [[52, 57, "Principal"], [153, 154, "Percentage"], [167, 172, "Principal"], [384, 389, "Principal"]], "tokenized_text": ["(", "b", ")", "Mandatory", ".", "(", "i", ")", "If", "either", "Borrower", "or", "any", "Subsidiary", "shall", "at", "any", "time", "or", "from", "time", "to", "time", "make", "or", "agree", "to", "make", "an", "Asset", "Disposition", "or", "shall", "suffer", "an", "Event", "of", "Loss", "with", "respect", "to", "any", "Property", "which", "results", "in", "Net", "Cash", "Proceeds", "in", "excess", "of", "$", "1", ",", "000", ",", "000", "individually", "or", "on", "a", "cumulative", "basis", "in", "any", "Fiscal", "Year", ",", "then", "(", "x", ")", "the", "Borrowers", "shall", "promptly", "notify", "the", "Administrative", "Agent", "of", "such", "proposed", "Asset", "Disposition", "or", "Event", "of", "Loss", "(", "including", "the", "amount", "of", "the", "estimated", "Net", "Cash", "Proceeds", "to", "be", "received", "by", "such", "Borrower", "or", "such", "Subsidiary", "in", "respect", "thereof", ")", "and", "(", "y", ")", "promptly", "upon", "receipt", "by", "such", "Borrower", "or", "such", "Subsidiary", "of", "the", "Net", "Cash", "Proceeds", "of", "such", "Asset", "Disposition", "or", "such", "Event", "of", "Loss", ",", "the", "Borrowers", "shall", "prepay", "the", "Obligations", "in", "an", "aggregate", "amount", "equal", "to", "100", "%", "of", "the", "amount", "of", "all", "such", "Net", "Cash", "Proceeds", "in", "excess", "of", "$", "1", ",", "000", ",", "000", ";", "provided", "that", "in", "the", "case", "of", "each", "Asset", "Disposition", "and", "Event", "of", "Loss", ",", "if", "the", "Borrowers", "state", "in", "such", "notice", "of", "such", "event", "that", "the", "applicable", "Borrower", "or", "the", "applicable", "Subsidiary", "intends", "to", "invest", "or", "reinvest", ",", "as", "applicable", ",", "within", "twelve", "(", "12", ")", "months", "of", "the", "applicable", "Asset", "Disposition", "or", "receipt", "of", "Net", "Cash", "Proceeds", "from", "an", "Event", "of", "Loss", ",", "the", "Net", "Cash", "Proceeds", "thereof", "in", "similar", "likekind", "assets", ",", "then", "so", "long", "as", "no", "Default", "or", "Event", "of", "Default", "then", "exists", ",", "the", "Borrowers", "shall", "not", "be", "required", "to", "make", "a", "mandatory", "prepayment", "under", "this", "Section", "in", "respect", "of", "such", "Net", "Cash", "Proceeds", "to", "the", "extent", "such", "Net", "Cash", "Proceeds", "are", "actually", "invested", "or", "reinvested", "as", "described", "in", "the", "Borrowers", "notice", "within", "such", "twelve", "(", "12", ")", "month", "period", ".", "Promptly", "after", "the", "end", "of", "such", "twelve", "(", "12", ")", "month", "period", ",", "the", "Borrowers", "shall", "notify", "the", "Administrative", "Agent", "whether", "such", "Borrower", "or", "such", "Subsidiary", "has", "invested", "or", "reinvested", "such", "Net", "Cash", "Proceeds", "as", "described", "in", "the", "Borrowers", "notice", ",", "and", "to", "the", "extent", "such", "Net", "Cash", "Proceeds", "have", "not", "been", "so", "invested", "or", "reinvested", ",", "the", "Borrowers", "shall", "promptly", "prepay", "the", "Obligations", "in", "the", "amount", "of", "such", "Net", "Cash", "Proceeds", "in", "excess", "of", "$", "1", ",", "000", ",", "000", "not", "so", "invested", "or", "reinvested", ".", "The", "amount", "of", "each", "such", "prepayment", "shall", "be", "applied", "first", "to", "the", "outstanding", "Priority", "Term", "Loans", "and", "Incremental", "Priority", "Term", "Loans", ",", "if", "any", ",", "until", "paid", "in", "full", "(", "such", "payments", "being", "applied", "to", "the", "remaining", "amortization", "payments", "on", "the", "Priority", "Term", "Loans", "and", "Incremental", "Priority", "Term", "Loans", ",", "if", "any", ",", "in", "the", "inverse", "order", "of", "maturity", ")", ",", "then", "to", "the", "outstanding", "Second", "Out", "Term", "Loans", "and", "Incremental", "Second", "Out", "Term", "Loans", ",", "if", "any", ",", "until", "paid", "in", "full", "(", "such", "payments", "being", "applied", "to", "the", "remaining", "payments", "on", "the", "Second", "Out", "Term", "Loans", "and", "Incremental", "Second", "Out", "Term", "Loans", ",", "if", "any", ",", "in", "the", "inverse", "order", "of", "maturity", ")", ",", "then", "to", "the", "Revolving", "Loans", "until", "paid", "in", "full", ",", "and", "then", "to", "the", "Swing", "Loans", ".", "If", "the", "Administrative", "Agent", "or", "the", "Required", "Lenders", "so", "request", ",", "all", "proceeds", "of", "such", "Asset", "Disposition", "or", "Event", "of", "Loss", "shall", "be", "deposited", "with", "the", "Administrative", "Agent", "and", "held", "by", "it", "in", "the", "Collateral", "Account", ".", "So", "long", "as", "no", "Default", "or", "Event", "of", "Default", "exists", ",", "the", "Administrative", "Agent", "is", "authorized", "to", "disburse", "amounts", "representing", "such", "proceeds", "from", "the", "Collateral", "Account", "to", "or", "at", "the", "Borrowers", "direction", "for", "application", "to", "or", "reimbursement", "for", "the", "costs", "of", "replacing", ",", "rebuilding", "or", "restoring", "such", "Property", "."]}
{"id": "5199", "text": "This Modification No. 1 to Loan and Security Agreement (this \"Modification\") is entered into as of March 17, 2017 (such date, the \"Modification Date\") by and between Partners for Growth IV, L.P. , a Delaware limited partnership with its principal place of business at 1660 Tiburon Blvd., Suite D, Tiburon California 94920 (\"PFG\") and ActiveCare, Inc ., a Delaware corporation with its principal place of business at 1365 West Business Park Drive, Suite 100, Orem, UT 84058 (\"Borrower\").", "ner": [[6, 9, "Title"], [21, 24, "EffectiveDate"], [38, 46, "Parties"], [59, 69, "Address"], [76, 78, "Parties"], [91, 102, "Address"]], "tokenized_text": ["This", "Modification", "No", ".", "1", "to", "Loan", "and", "Security", "Agreement", "(", "this", "\"", "Modification", "\"", ")", "is", "entered", "into", "as", "of", "March", "17", ",", "2017", "(", "such", "date", ",", "the", "\"", "Modification", "Date", "\"", ")", "by", "and", "between", "Partners", "for", "Growth", "IV", ",", "L", ".", "P", ".", ",", "a", "Delaware", "limited", "partnership", "with", "its", "principal", "place", "of", "business", "at", "1660", "Tiburon", "Blvd", ".", ",", "Suite", "D", ",", "Tiburon", "California", "94920", "(", "\"", "PFG", "\"", ")", "and", "ActiveCare", ",", "Inc", ".", ",", "a", "Delaware", "corporation", "with", "its", "principal", "place", "of", "business", "at", "1365", "West", "Business", "Park", "Drive", ",", "Suite", "100", ",", "Orem", ",", "UT", "84058", "(", "\"", "Borrower", "\"", ")", "."]}
{"id": "1006200", "text": "g. This Agreement is intended to comply and shall be interpreted and construed in a manner consistent with the provisions of Internal Revenue Code Section 409A, including any rule or regulation promulgated thereunder. In the event that any provision of the Agreement would cause a benefit or amount provided hereunder to be subject to tax under the Internal Revenue Code prior to the time such amount is paid, such provision shall, without the necessity of further action by the signatories to this Agreement, be null and void as of the Effective Date.", "ner": [[22, 26, "Regulation"], [60, 62, "Act"]], "tokenized_text": ["g", ".", "This", "Agreement", "is", "intended", "to", "comply", "and", "shall", "be", "interpreted", "and", "construed", "in", "a", "manner", "consistent", "with", "the", "provisions", "of", "Internal", "Revenue", "Code", "Section", "409A", ",", "including", "any", "rule", "or", "regulation", "promulgated", "thereunder", ".", "In", "the", "event", "that", "any", "provision", "of", "the", "Agreement", "would", "cause", "a", "benefit", "or", "amount", "provided", "hereunder", "to", "be", "subject", "to", "tax", "under", "the", "Internal", "Revenue", "Code", "prior", "to", "the", "time", "such", "amount", "is", "paid", ",", "such", "provision", "shall", ",", "without", "the", "necessity", "of", "further", "action", "by", "the", "signatories", "to", "this", "Agreement", ",", "be", "null", "and", "void", "as", "of", "the", "Effective", "Date", "."]}
{"id": "1006208", "text": "C. As a condition of, material inducement to, and consideration for the willingness of Invesco to enter into this Agreement and for the Funds to purchase the Shares, Evofem desires to issue to the Funds immediately prior to the Effective Time, and Invesco desires to cause the Funds to accept from Evofem immediately prior to the Effective Time, a warrant to purchase up to 158,999,371 shares of Evofem Common Stock, par value $0.001 per share (subject to adjustment as provided in Section1.12(b) of the Merger Agreement), in substantially the form attached hereto as Exhibit A (such warrant, the Warrant; such shares of Evofem Common Stock issuable upon exercise of the Warrant in accordance with Section1(b) below, the Warrant Shares).", "ner": [[70, 74, "Shares"], [83, 86, "Price"], [104, 105, "Title"]], "tokenized_text": ["C", ".", "As", "a", "condition", "of", ",", "material", "inducement", "to", ",", "and", "consideration", "for", "the", "willingness", "of", "Invesco", "to", "enter", "into", "this", "Agreement", "and", "for", "the", "Funds", "to", "purchase", "the", "Shares", ",", "Evofem", "desires", "to", "issue", "to", "the", "Funds", "immediately", "prior", "to", "the", "Effective", "Time", ",", "and", "Invesco", "desires", "to", "cause", "the", "Funds", "to", "accept", "from", "Evofem", "immediately", "prior", "to", "the", "Effective", "Time", ",", "a", "warrant", "to", "purchase", "up", "to", "158", ",", "999", ",", "371", "shares", "of", "Evofem", "Common", "Stock", ",", "par", "value", "$", "0", ".", "001", "per", "share", "(", "subject", "to", "adjustment", "as", "provided", "in", "Section1", ".", "12", "(", "b", ")", "of", "the", "Merger", "Agreement", ")", ",", "in", "substantially", "the", "form", "attached", "hereto", "as", "Exhibit", "A", "(", "such", "warrant", ",", "the", "Warrant", ";", "such", "shares", "of", "Evofem", "Common", "Stock", "issuable", "upon", "exercise", "of", "the", "Warrant", "in", "accordance", "with", "Section1", "(", "b", ")", "below", ",", "the", "Warrant", "Shares", ")", "."]}
{"id": "1005953", "text": "(ii) Cause. For purposes of this Agreement, termination for Cause shall include termination because Executive: (A) continually fails to substantially perform his duties with the Employer; (B) is adjudged guilty of a felony, any crime involving dishonesty or breach of trust or any crime involving a breach of his fiduciary duties to the Employer; (C) is willfully and continually failing to comply with any law, rule, or regulation (other than traffic violations or similar offenses) or final cease and desist order of a regulatory agency having jurisdiction over Employer; (D) commits a material act of dishonesty or disloyalty related to the business of the Employer; or (E) is unable to substantially perform his duties with the Employer due to drug addiction or chronic alcoholism. Notwithstanding the foregoing, Executive shall not be deemed to have been terminated for Cause unless and until there shall have been delivered to him a copy of a resolution duly adopted by the affirmative vote of not less than threequarters ( 3/4) of the entire membership of the Employers Board of Directors at a meeting of the Board called for such purpose (after reasonable notice to Executive and an opportunity for him, together with his counsel, to be heard before the Board), finding that in the good faith opinion of the Board, he was guilty of conduct that constitutes Cause (as defined above) and specifying the conduct in detail.", "ner": [[191, 193, "Ratio"]], "tokenized_text": ["(", "ii", ")", "Cause", ".", "For", "purposes", "of", "this", "Agreement", ",", "termination", "for", "Cause", "shall", "include", "termination", "because", "Executive", ":", "(", "A", ")", "continually", "fails", "to", "substantially", "perform", "his", "duties", "with", "the", "Employer", ";", "(", "B", ")", "is", "adjudged", "guilty", "of", "a", "felony", ",", "any", "crime", "involving", "dishonesty", "or", "breach", "of", "trust", "or", "any", "crime", "involving", "a", "breach", "of", "his", "fiduciary", "duties", "to", "the", "Employer", ";", "(", "C", ")", "is", "willfully", "and", "continually", "failing", "to", "comply", "with", "any", "law", ",", "rule", ",", "or", "regulation", "(", "other", "than", "traffic", "violations", "or", "similar", "offenses", ")", "or", "final", "cease", "and", "desist", "order", "of", "a", "regulatory", "agency", "having", "jurisdiction", "over", "Employer", ";", "(", "D", ")", "commits", "a", "material", "act", "of", "dishonesty", "or", "disloyalty", "related", "to", "the", "business", "of", "the", "Employer", ";", "or", "(", "E", ")", "is", "unable", "to", "substantially", "perform", "his", "duties", "with", "the", "Employer", "due", "to", "drug", "addiction", "or", "chronic", "alcoholism", ".", "Notwithstanding", "the", "foregoing", ",", "Executive", "shall", "not", "be", "deemed", "to", "have", "been", "terminated", "for", "Cause", "unless", "and", "until", "there", "shall", "have", "been", "delivered", "to", "him", "a", "copy", "of", "a", "resolution", "duly", "adopted", "by", "the", "affirmative", "vote", "of", "not", "less", "than", "threequarters", "(", "3", "/", "4", ")", "of", "the", "entire", "membership", "of", "the", "Employers", "Board", "of", "Directors", "at", "a", "meeting", "of", "the", "Board", "called", "for", "such", "purpose", "(", "after", "reasonable", "notice", "to", "Executive", "and", "an", "opportunity", "for", "him", ",", "together", "with", "his", "counsel", ",", "to", "be", "heard", "before", "the", "Board", ")", ",", "finding", "that", "in", "the", "good", "faith", "opinion", "of", "the", "Board", ",", "he", "was", "guilty", "of", "conduct", "that", "constitutes", "Cause", "(", "as", "defined", "above", ")", "and", "specifying", "the", "conduct", "in", "detail", "."]}
{"id": "1608", "text": "(a)Salary. The Founder shall be paid, in accordance with the normal payroll practice of the Employer, annual compensation in the amount of $225,000.00 for all hours worked, exempt from overtime pay.", "ner": [[28, 33, "Salary"]], "tokenized_text": ["(", "a", ")", "Salary", ".", "The", "Founder", "shall", "be", "paid", ",", "in", "accordance", "with", "the", "normal", "payroll", "practice", "of", "the", "Employer", ",", "annual", "compensation", "in", "the", "amount", "of", "$", "225", ",", "000", ".", "00", "for", "all", "hours", "worked", ",", "exempt", "from", "overtime", "pay", "."]}
{"id": "1005980", "text": "(i)Governing Law. This Agreement shall be governed by and construed in accordance with the laws of theState of Texas ,without reference to its principles of conflicts of law.", "ner": [[20, 22, "Court"]], "tokenized_text": ["(", "i", ")", "Governing", "Law", ".", "This", "Agreement", "shall", "be", "governed", "by", "and", "construed", "in", "accordance", "with", "the", "laws", "of", "theState", "of", "Texas", ",", "without", "reference", "to", "its", "principles", "of", "conflicts", "of", "law", "."]}
{"id": "2522", "text": "The term of this Agreement shall commence on the Effective Date and shall continue for two (2) years (the Initial Term) , and, upon the expiration of the Initial Term and annually thereafter, this Agreement shall automatically renew for successive one (1) year terms (each a Renewal Term), unless, at least thirty (30) days prior to the expiration of the Initial Term or a Renewal Term, either party gives to the other party written notice that this Agreement shall not be renewed, in which case the term shall expire on the last date of the Initial Term or the Renewal Term in which such notice is given. The Initial Term and all Renewal Terms, if any, shall together constitute the Term of this Agreement.", "ner": [[15, 19, "TerminationDate"], [46, 50, "RenewalTerm"]], "tokenized_text": ["The", "term", "of", "this", "Agreement", "shall", "commence", "on", "the", "Effective", "Date", "and", "shall", "continue", "for", "two", "(", "2", ")", "years", "(", "the", "Initial", "Term", ")", ",", "and", ",", "upon", "the", "expiration", "of", "the", "Initial", "Term", "and", "annually", "thereafter", ",", "this", "Agreement", "shall", "automatically", "renew", "for", "successive", "one", "(", "1", ")", "year", "terms", "(", "each", "a", "Renewal", "Term", ")", ",", "unless", ",", "at", "least", "thirty", "(", "30", ")", "days", "prior", "to", "the", "expiration", "of", "the", "Initial", "Term", "or", "a", "Renewal", "Term", ",", "either", "party", "gives", "to", "the", "other", "party", "written", "notice", "that", "this", "Agreement", "shall", "not", "be", "renewed", ",", "in", "which", "case", "the", "term", "shall", "expire", "on", "the", "last", "date", "of", "the", "Initial", "Term", "or", "the", "Renewal", "Term", "in", "which", "such", "notice", "is", "given", ".", "The", "Initial", "Term", "and", "all", "Renewal", "Terms", ",", "if", "any", ",", "shall", "together", "constitute", "the", "Term", "of", "this", "Agreement", "."]}
{"id": "2000417", "text": "(32) Liens securing Indebtedness or other obligations in an aggregate amount, together with all other Indebtedness and other obligations secured by Liens pursuant to this clause (32), not to exceed $100,000,000 at any one time outstanding; and", "ner": [[36, 41, "Principal"]], "tokenized_text": ["(", "32", ")", "Liens", "securing", "Indebtedness", "or", "other", "obligations", "in", "an", "aggregate", "amount", ",", "together", "with", "all", "other", "Indebtedness", "and", "other", "obligations", "secured", "by", "Liens", "pursuant", "to", "this", "clause", "(", "32", ")", ",", "not", "to", "exceed", "$", "100", ",", "000", ",", "000", "at", "any", "one", "time", "outstanding", ";", "and"]}
{"id": "4965", "text": "Section 3.1. Base Compensation. For all consulting services rendered by Consultant under this Consulting Agreement from the Effective Date through December 31, 2017 , the Company agrees to pay Consultant compensation in the amount of $20,000 per month paid not later than the last day of the applicable month.", "ner": [[17, 18, "Title"], [24, 27, "EffectiveDate"], [40, 43, "Salary"]], "tokenized_text": ["Section", "3", ".", "1", ".", "Base", "Compensation", ".", "For", "all", "consulting", "services", "rendered", "by", "Consultant", "under", "this", "Consulting", "Agreement", "from", "the", "Effective", "Date", "through", "December", "31", ",", "2017", ",", "the", "Company", "agrees", "to", "pay", "Consultant", "compensation", "in", "the", "amount", "of", "$", "20", ",", "000", "per", "month", "paid", "not", "later", "than", "the", "last", "day", "of", "the", "applicable", "month", "."]}
{"id": "3212", "text": "3.00 to 1.00&lt; br/&gt;", "ner": [[0, 6, "Ratio"]], "tokenized_text": ["3", ".", "00", "to", "1", ".", "00", "&", "lt", ";", "br", "/", "&", "gt", ";"]}
{"id": "5664", "text": "13. Governing Law. This Agreement and any other document or instrument delivered pursuant hereto, and all claims or causes of action that may be based upon, arise out of or relate to this Agreement will be governed by, and construed under and in accordance with, the internal laws of the State of Delaware , without reference to rulesrelating to conflicts of laws.", "ner": [[56, 58, "Court"]], "tokenized_text": ["13", ".", "Governing", "Law", ".", "This", "Agreement", "and", "any", "other", "document", "or", "instrument", "delivered", "pursuant", "hereto", ",", "and", "all", "claims", "or", "causes", "of", "action", "that", "may", "be", "based", "upon", ",", "arise", "out", "of", "or", "relate", "to", "this", "Agreement", "will", "be", "governed", "by", ",", "and", "construed", "under", "and", "in", "accordance", "with", ",", "the", "internal", "laws", "of", "the", "State", "of", "Delaware", ",", "without", "reference", "to", "rulesrelating", "to", "conflicts", "of", "laws", "."]}
{"id": "2216", "text": "4.1 Salary. Executive will receive an annual base salary of Three Hundred Fifty Thousand Dollars ( $350,000 ) (the Annual Salary), which shall be payable in twenty-four (24) equal twice-monthly installments in accordance with the Companys customary payroll practices, less taxes and other required withholdings. If Executives employment commences other than on the first day of any calendar month or expires or terminates other than on the last business day of any calendar month, the portion of the Annual Salary for such month shall be pro-rated based on the number of days in such month that Executive was employed by the Company as its CEO .", "ner": [[19, 22, "Salary"], [124, 124, "Role"]], "tokenized_text": ["4", ".", "1", "Salary", ".", "Executive", "will", "receive", "an", "annual", "base", "salary", "of", "Three", "Hundred", "Fifty", "Thousand", "Dollars", "(", "$", "350", ",", "000", ")", "(", "the", "Annual", "Salary", ")", ",", "which", "shall", "be", "payable", "in", "twenty", "-", "four", "(", "24", ")", "equal", "twice", "-", "monthly", "installments", "in", "accordance", "with", "the", "Companys", "customary", "payroll", "practices", ",", "less", "taxes", "and", "other", "required", "withholdings", ".", "If", "Executives", "employment", "commences", "other", "than", "on", "the", "first", "day", "of", "any", "calendar", "month", "or", "expires", "or", "terminates", "other", "than", "on", "the", "last", "business", "day", "of", "any", "calendar", "month", ",", "the", "portion", "of", "the", "Annual", "Salary", "for", "such", "month", "shall", "be", "pro", "-", "rated", "based", "on", "the", "number", "of", "days", "in", "such", "month", "that", "Executive", "was", "employed", "by", "the", "Company", "as", "its", "CEO", "."]}
{"id": "1238", "text": "1.1. Term. The initial term of the Executives employment under this Employment Agreement will commence on April14, 2014 (the Effective Date) and end on the third anniversary of the Effective Date (the Initial Employment Period), unless terminated earlier pursuant to Section3 hereof; provided, however, that the Employment Period will automatically be extended for a one-year period on the third anniversary of the Effective Date (and on each anniversary of the Effective Date thereafter) (the Renewal Period), unless either the Executive or the Company provides the other Party with written notice at least 30 days prior to the end of the then-current Employment Period of his or its intention not to further extend the Employment Period (the Initial Employment Period and each subsequent Renewal Period, if any, shall constitute the Employment Period, unless terminated earlier pursuant to Section3 of this Employment Agreement).", "ner": [[15, 16, "Title"], [20, 22, "EffectiveDate"], [32, 33, "TerminationDate"], [67, 69, "RenewalTerm"], [73, 74, "TerminationDate"], [165, 166, "Title"]], "tokenized_text": ["1", ".", "1", ".", "Term", ".", "The", "initial", "term", "of", "the", "Executives", "employment", "under", "this", "Employment", "Agreement", "will", "commence", "on", "April14", ",", "2014", "(", "the", "Effective", "Date", ")", "and", "end", "on", "the", "third", "anniversary", "of", "the", "Effective", "Date", "(", "the", "Initial", "Employment", "Period", ")", ",", "unless", "terminated", "earlier", "pursuant", "to", "Section3", "hereof", ";", "provided", ",", "however", ",", "that", "the", "Employment", "Period", "will", "automatically", "be", "extended", "for", "a", "one", "-", "year", "period", "on", "the", "third", "anniversary", "of", "the", "Effective", "Date", "(", "and", "on", "each", "anniversary", "of", "the", "Effective", "Date", "thereafter", ")", "(", "the", "Renewal", "Period", ")", ",", "unless", "either", "the", "Executive", "or", "the", "Company", "provides", "the", "other", "Party", "with", "written", "notice", "at", "least", "30", "days", "prior", "to", "the", "end", "of", "the", "then", "-", "current", "Employment", "Period", "of", "his", "or", "its", "intention", "not", "to", "further", "extend", "the", "Employment", "Period", "(", "the", "Initial", "Employment", "Period", "and", "each", "subsequent", "Renewal", "Period", ",", "if", "any", ",", "shall", "constitute", "the", "Employment", "Period", ",", "unless", "terminated", "earlier", "pursuant", "to", "Section3", "of", "this", "Employment", "Agreement", ")", "."]}
{"id": "5857", "text": "| (b) | Upon completion of the Tenant Finish, Landlord shall provide to Tenant a copy of the final invoice from the General Contractor for the cost thereof, and Tenant shall pay directly to the General Contractor the balance of the amount due for the Tenant Finish, not to exceed a maximum amount from Tenant $89,644 . ---|---|---", "ner": [[60, 63, "Rent"]], "tokenized_text": ["|", "(", "b", ")", "|", "Upon", "completion", "of", "the", "Tenant", "Finish", ",", "Landlord", "shall", "provide", "to", "Tenant", "a", "copy", "of", "the", "final", "invoice", "from", "the", "General", "Contractor", "for", "the", "cost", "thereof", ",", "and", "Tenant", "shall", "pay", "directly", "to", "the", "General", "Contractor", "the", "balance", "of", "the", "amount", "due", "for", "the", "Tenant", "Finish", ",", "not", "to", "exceed", "a", "maximum", "amount", "from", "Tenant", "$", "89", ",", "644", ".", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-"]}
{"id": "4033", "text": "Transfer Taxes ---|--- Each of the Parties shall be responsible for one-half ( 1/2) of the transfer taxes, if any, payable with respect to the transfer of the Purchased Assets hereunder. Each Party hereby waives compliance by the other Party with the requirements of any applicable bulk sale, bulk transfer or similar Laws of any jurisdiction in connection with the transactions contemplated hereby.", "ner": [[17, 24, "Ratio"]], "tokenized_text": ["Transfer", "Taxes", "-", "-", "-", "|", "-", "-", "-", "Each", "of", "the", "Parties", "shall", "be", "responsible", "for", "one", "-", "half", "(", "1", "/", "2", ")", "of", "the", "transfer", "taxes", ",", "if", "any", ",", "payable", "with", "respect", "to", "the", "transfer", "of", "the", "Purchased", "Assets", "hereunder", ".", "Each", "Party", "hereby", "waives", "compliance", "by", "the", "other", "Party", "with", "the", "requirements", "of", "any", "applicable", "bulk", "sale", ",", "bulk", "transfer", "or", "similar", "Laws", "of", "any", "jurisdiction", "in", "connection", "with", "the", "transactions", "contemplated", "hereby", "."]}
{"id": "499", "text": "(d) Retention Incentive. In addition to the compensation set forth elsewhere in this Section 3, and as additional consideration for the Executive to enter into this Agreement, the Executive shall be granted a stock option (the Option) under the Companys 2017 Stock Incentive Plan (the 2017 Plan) to purchase 166,667 shares of the Companys common stock (Shares). The Option shall be (i) exercisable at an exercise price of $.050 per Share; (ii) be fully vested on the Effective Date; and (iii) exercisable for ten (10) years from the Effective Date, subject to the Executives continued employment with the Company and the early Option termination provisions set forth in the 2017 Plan.", "ner": [[58, 60, "Shares"], [84, 86, "Price"]], "tokenized_text": ["(", "d", ")", "Retention", "Incentive", ".", "In", "addition", "to", "the", "compensation", "set", "forth", "elsewhere", "in", "this", "Section", "3", ",", "and", "as", "additional", "consideration", "for", "the", "Executive", "to", "enter", "into", "this", "Agreement", ",", "the", "Executive", "shall", "be", "granted", "a", "stock", "option", "(", "the", "Option", ")", "under", "the", "Companys", "2017", "Stock", "Incentive", "Plan", "(", "the", "2017", "Plan", ")", "to", "purchase", "166", ",", "667", "shares", "of", "the", "Companys", "common", "stock", "(", "Shares", ")", ".", "The", "Option", "shall", "be", "(", "i", ")", "exercisable", "at", "an", "exercise", "price", "of", "$", ".", "050", "per", "Share", ";", "(", "ii", ")", "be", "fully", "vested", "on", "the", "Effective", "Date", ";", "and", "(", "iii", ")", "exercisable", "for", "ten", "(", "10", ")", "years", "from", "the", "Effective", "Date", ",", "subject", "to", "the", "Executives", "continued", "employment", "with", "the", "Company", "and", "the", "early", "Option", "termination", "provisions", "set", "forth", "in", "the", "2017", "Plan", "."]}
{"id": "1539", "text": "Good Reason shall mean, without Executives prior written consent, (i)a material diminution in Executives position or duties, authority or responsibilities including, without limitation, Executive ceasing to be an executive officer (as defined under Rule3b-7 of the Securities Exchange Act of 1934 , as amended (the Exchange Act )) of a company with a class of securities registered under Section12(b)of the Exchange Act ; ( ii)the assignment to Executive of any duties materially inconsistent with the duties and responsibilities of Chief Commercial Officer , (iii)a reduction by the Company in Executives then-current Base Salary or Executives then-current Target Annual Bonus unless the salaries and target annual bonuses for all other senior executive officers are correspondingly and proportionately reduced by not greater than 15% and such reduction continues for no more than 12 months ; (iv)Executives relocation to offices of the Company that are more than fifty (50) miles from the Companys offices in Yardley, Pennsylvania; or (v)any action or inaction that constitutes a material breach of this Agreement by the Company. In order to invoke a termination for Good Reason, Executive must deliver a written notice of the grounds for such termination within thirty (30) days of the initial existence of the event giving rise to Good Reason and the Company shall have thirty (30) days to cure the circumstances. In order to terminate Executives employment, if at all, for Good Reason, Executive must terminate employment within sixty (60) days following the end of the cure period if the circumstances giving rise to Good Reason have not been cured.", "ner": [[42, 44, "Regulation"], [47, 51, "Act"], [57, 58, "Act"], [77, 78, "Act"], [98, 100, "Role"], [147, 148, "Percentage"]], "tokenized_text": ["Good", "Reason", "shall", "mean", ",", "without", "Executives", "prior", "written", "consent", ",", "(", "i", ")", "a", "material", "diminution", "in", "Executives", "position", "or", "duties", ",", "authority", "or", "responsibilities", "including", ",", "without", "limitation", ",", "Executive", "ceasing", "to", "be", "an", "executive", "officer", "(", "as", "defined", "under", "Rule3b", "-", "7", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", "(", "the", "Exchange", "Act", ")", ")", "of", "a", "company", "with", "a", "class", "of", "securities", "registered", "under", "Section12", "(", "b", ")", "of", "the", "Exchange", "Act", ";", "(", "ii", ")", "the", "assignment", "to", "Executive", "of", "any", "duties", "materially", "inconsistent", "with", "the", "duties", "and", "responsibilities", "of", "Chief", "Commercial", "Officer", ",", "(", "iii", ")", "a", "reduction", "by", "the", "Company", "in", "Executives", "then", "-", "current", "Base", "Salary", "or", "Executives", "then", "-", "current", "Target", "Annual", "Bonus", "unless", "the", "salaries", "and", "target", "annual", "bonuses", "for", "all", "other", "senior", "executive", "officers", "are", "correspondingly", "and", "proportionately", "reduced", "by", "not", "greater", "than", "15", "%", "and", "such", "reduction", "continues", "for", "no", "more", "than", "12", "months", ";", "(", "iv", ")", "Executives", "relocation", "to", "offices", "of", "the", "Company", "that", "are", "more", "than", "fifty", "(", "50", ")", "miles", "from", "the", "Companys", "offices", "in", "Yardley", ",", "Pennsylvania", ";", "or", "(", "v", ")", "any", "action", "or", "inaction", "that", "constitutes", "a", "material", "breach", "of", "this", "Agreement", "by", "the", "Company", ".", "In", "order", "to", "invoke", "a", "termination", "for", "Good", "Reason", ",", "Executive", "must", "deliver", "a", "written", "notice", "of", "the", "grounds", "for", "such", "termination", "within", "thirty", "(", "30", ")", "days", "of", "the", "initial", "existence", "of", "the", "event", "giving", "rise", "to", "Good", "Reason", "and", "the", "Company", "shall", "have", "thirty", "(", "30", ")", "days", "to", "cure", "the", "circumstances", ".", "In", "order", "to", "terminate", "Executives", "employment", ",", "if", "at", "all", ",", "for", "Good", "Reason", ",", "Executive", "must", "terminate", "employment", "within", "sixty", "(", "60", ")", "days", "following", "the", "end", "of", "the", "cure", "period", "if", "the", "circumstances", "giving", "rise", "to", "Good", "Reason", "have", "not", "been", "cured", "."]}
{"id": "5844", "text": "| | | | | | | | | Prepaid Rent: | | $60,000 | | | | | | | | | | | | | Tenant Paid Utilities: | | N/A | | | | | |", "ner": [[14, 17, "Rent"]], "tokenized_text": ["|", "|", "|", "|", "|", "|", "|", "|", "|", "Prepaid", "Rent", ":", "|", "|", "$", "60", ",", "000", "|", "|", "|", "|", "|", "|", "|", "|", "|", "|", "|", "|", "|", "Tenant", "Paid", "Utilities", ":", "|", "|", "N", "/", "A", "|", "|", "|", "|", "|", "|"]}
{"id": "2442", "text": "(i) Annual Base Salary. During the Employment Period, unless increased by the Board in its sole discretion, the Executive shall receive an annual base salary of SEVEN HUNDRED FIFTY THOUSAND AND 00/100 DOLLARS ( $750,000.00 ) (the Annual Base Salary), payable in equal installments in accordance with the Companys normal payroll practice for its senior executives, subject to the Executives continued employment with the Company.", "ner": [[41, 46, "Salary"]], "tokenized_text": ["(", "i", ")", "Annual", "Base", "Salary", ".", "During", "the", "Employment", "Period", ",", "unless", "increased", "by", "the", "Board", "in", "its", "sole", "discretion", ",", "the", "Executive", "shall", "receive", "an", "annual", "base", "salary", "of", "SEVEN", "HUNDRED", "FIFTY", "THOUSAND", "AND", "00", "/", "100", "DOLLARS", "(", "$", "750", ",", "000", ".", "00", ")", "(", "the", "Annual", "Base", "Salary", ")", ",", "payable", "in", "equal", "installments", "in", "accordance", "with", "the", "Companys", "normal", "payroll", "practice", "for", "its", "senior", "executives", ",", "subject", "to", "the", "Executives", "continued", "employment", "with", "the", "Company", "."]}
{"id": "2725", "text": "THIS STOCK PURCHASE AGREEMENT is made and entered into this 17th day of October, 2017 by and among Sprit International, Inc. , a Nevada corporation (the Company), Kimho Consultants Company Limited, a Hong Kong limited liability company (the Purchaser), and Zur Dadon , as the selling stockholder (the Seller). Seller owns 4,000,000 shares (collectively, the Shares), representing 78.3% of the issued and outstanding shares of common stock of the Company. Purchaser desires to purchase from Seller, and Seller is willing to sell the Shares, subject to the terms and conditions contained in this Agreement.", "ner": [[1, 3, "Title"], [10, 15, "EffectiveDate"], [19, 23, "Parties"], [33, 36, "Parties"], [50, 51, "Parties"], [64, 68, "Shares"], [78, 81, "Percentage"]], "tokenized_text": ["THIS", "STOCK", "PURCHASE", "AGREEMENT", "is", "made", "and", "entered", "into", "this", "17th", "day", "of", "October", ",", "2017", "by", "and", "among", "Sprit", "International", ",", "Inc", ".", ",", "a", "Nevada", "corporation", "(", "the", "Company", ")", ",", "Kimho", "Consultants", "Company", "Limited", ",", "a", "Hong", "Kong", "limited", "liability", "company", "(", "the", "Purchaser", ")", ",", "and", "Zur", "Dadon", ",", "as", "the", "selling", "stockholder", "(", "the", "Seller", ")", ".", "Seller", "owns", "4", ",", "000", ",", "000", "shares", "(", "collectively", ",", "the", "Shares", ")", ",", "representing", "78", ".", "3", "%", "of", "the", "issued", "and", "outstanding", "shares", "of", "common", "stock", "of", "the", "Company", ".", "Purchaser", "desires", "to", "purchase", "from", "Seller", ",", "and", "Seller", "is", "willing", "to", "sell", "the", "Shares", ",", "subject", "to", "the", "terms", "and", "conditions", "contained", "in", "this", "Agreement", "."]}
{"id": "5638", "text": "5. Governing Law. This Agreement and any other document or instrument delivered pursuant hereto, and all claims or causes of action that may be based upon, arise out of or relate to this Agreement will be governed by, and construed under and in accordance with, the internal laws of the State of Delaware , without reference to rulesrelating to conflicts of laws.", "ner": [[56, 58, "Court"]], "tokenized_text": ["5", ".", "Governing", "Law", ".", "This", "Agreement", "and", "any", "other", "document", "or", "instrument", "delivered", "pursuant", "hereto", ",", "and", "all", "claims", "or", "causes", "of", "action", "that", "may", "be", "based", "upon", ",", "arise", "out", "of", "or", "relate", "to", "this", "Agreement", "will", "be", "governed", "by", ",", "and", "construed", "under", "and", "in", "accordance", "with", ",", "the", "internal", "laws", "of", "the", "State", "of", "Delaware", ",", "without", "reference", "to", "rulesrelating", "to", "conflicts", "of", "laws", "."]}
{"id": "1006499", "text": "(c) Governing Law. This Agreement and all actions arising out of or in connection with this Agreement shall be governed by and construed in accordance with the laws of the State of New York , without regard to the conflicts of law provisions of the State of New York or of any other state.", "ner": [[33, 36, "Court"], [48, 51, "Court"]], "tokenized_text": ["(", "c", ")", "Governing", "Law", ".", "This", "Agreement", "and", "all", "actions", "arising", "out", "of", "or", "in", "connection", "with", "this", "Agreement", "shall", "be", "governed", "by", "and", "construed", "in", "accordance", "with", "the", "laws", "of", "the", "State", "of", "New", "York", ",", "without", "regard", "to", "the", "conflicts", "of", "law", "provisions", "of", "the", "State", "of", "New", "York", "or", "of", "any", "other", "state", "."]}
{"id": "1006351", "text": "3.00 to 1.00 (c) Consolidated Fixed Charge Coverage Ratio. As of the last day of any fiscal quarter, permit the Consolidated Fixed Charge Coverage Ratio to be less than 1.20 to 1.00.&lt; br/&gt;", "ner": [[0, 6, "Ratio"], [37, 44, "Ratio"]], "tokenized_text": ["3", ".", "00", "to", "1", ".", "00", "(", "c", ")", "Consolidated", "Fixed", "Charge", "Coverage", "Ratio", ".", "As", "of", "the", "last", "day", "of", "any", "fiscal", "quarter", ",", "permit", "the", "Consolidated", "Fixed", "Charge", "Coverage", "Ratio", "to", "be", "less", "than", "1", ".", "20", "to", "1", ".", "00", ".", "&", "lt", ";", "br", "/", "&", "gt", ";"]}
{"id": "2000676", "text": "SECURITIES PURCHASE AGREEMENT (the Agreement), dated as of January 26, 2017 , by and among Enerpulse Technologies, Inc. , a Nevada corporation, with headquarters located at 2451 Alamo Ave. NE, Albuquerque, New Mexico 87106 (the Company), and Passaic River Capital LLC (the Buyer).", "ner": [[0, 2, "Title"], [11, 14, "EffectiveDate"], [19, 23, "Parties"], [33, 43, "Address"], [50, 53, "Parties"]], "tokenized_text": ["SECURITIES", "PURCHASE", "AGREEMENT", "(", "the", "Agreement", ")", ",", "dated", "as", "of", "January", "26", ",", "2017", ",", "by", "and", "among", "Enerpulse", "Technologies", ",", "Inc", ".", ",", "a", "Nevada", "corporation", ",", "with", "headquarters", "located", "at", "2451", "Alamo", "Ave", ".", "NE", ",", "Albuquerque", ",", "New", "Mexico", "87106", "(", "the", "Company", ")", ",", "and", "Passaic", "River", "Capital", "LLC", "(", "the", "Buyer", ")", "."]}
{"id": "5870", "text": "$39,752.91 Months 96 107", "ner": [[0, 5, "Rent"]], "tokenized_text": ["$", "39", ",", "752", ".", "91", "Months", "96", "107"]}
{"id": "3010", "text": "provided that, so long as no Default or Event of Default shall have occurred and be continuing or would result therefrom, Net Cash Proceeds shall not include any amounts (1)with respect to clause (b)above to the extent that such amounts are Equity Interests of the Parent used as consideration in connection with a Permitted Additional Investment, (2)with respect to clause (c)above to the extent that such amounts are used for repairs to or replacements of the property subject to such Casualty Event; or reinvested in productive assets (other than inventory unless such Net Cash Proceeds result from a Casualty Event with respect to inventory) of a kind then used or usable in the business of such Loan Party, within one year after the receipt thereof, (3)with respect to clause (d)above to the extent (x)that such amounts are reinvested in productive assets (other than inventory) of a kind then used or usable in the business of such Loan Party, within one year after the receipt thereof or (y)that such amounts are from any Disposition permitted by clauses (a)through (g)of Section7.8, and (4)with respect to clause (c)and (d)above, to the extent such amounts do not exceed $10,000,000 in the aggregate in any fiscal year of the Borrower or $30,000,000 in the aggregate prior to the Term Loan A-2 Maturity Date (calculated without giving effect to any amounts excluded from Net Cash Proceeds by the forgoing clause (2)or clause (3)). To the extent reinvestment is permitted, such Net Cash Proceeds must be deposited and held in a deposit account of which the Administrative Agent has control (as defined in Article9 of the UCC) until reinvested and must be reinvested in assets subject to the Lien of the Administrative Agent under the Collateral Documents, subject only to Permitted Liens.", "ner": [[248, 253, "Principal"], [265, 270, "Principal"]], "tokenized_text": ["provided", "that", ",", "so", "long", "as", "no", "Default", "or", "Event", "of", "Default", "shall", "have", "occurred", "and", "be", "continuing", "or", "would", "result", "therefrom", ",", "Net", "Cash", "Proceeds", "shall", "not", "include", "any", "amounts", "(", "1", ")", "with", "respect", "to", "clause", "(", "b", ")", "above", "to", "the", "extent", "that", "such", "amounts", "are", "Equity", "Interests", "of", "the", "Parent", "used", "as", "consideration", "in", "connection", "with", "a", "Permitted", "Additional", "Investment", ",", "(", "2", ")", "with", "respect", "to", "clause", "(", "c", ")", "above", "to", "the", "extent", "that", "such", "amounts", "are", "used", "for", "repairs", "to", "or", "replacements", "of", "the", "property", "subject", "to", "such", "Casualty", "Event", ";", "or", "reinvested", "in", "productive", "assets", "(", "other", "than", "inventory", "unless", "such", "Net", "Cash", "Proceeds", "result", "from", "a", "Casualty", "Event", "with", "respect", "to", "inventory", ")", "of", "a", "kind", "then", "used", "or", "usable", "in", "the", "business", "of", "such", "Loan", "Party", ",", "within", "one", "year", "after", "the", "receipt", "thereof", ",", "(", "3", ")", "with", "respect", "to", "clause", "(", "d", ")", "above", "to", "the", "extent", "(", "x", ")", "that", "such", "amounts", "are", "reinvested", "in", "productive", "assets", "(", "other", "than", "inventory", ")", "of", "a", "kind", "then", "used", "or", "usable", "in", "the", "business", "of", "such", "Loan", "Party", ",", "within", "one", "year", "after", "the", "receipt", "thereof", "or", "(", "y", ")", "that", "such", "amounts", "are", "from", "any", "Disposition", "permitted", "by", "clauses", "(", "a", ")", "through", "(", "g", ")", "of", "Section7", ".", "8", ",", "and", "(", "4", ")", "with", "respect", "to", "clause", "(", "c", ")", "and", "(", "d", ")", "above", ",", "to", "the", "extent", "such", "amounts", "do", "not", "exceed", "$", "10", ",", "000", ",", "000", "in", "the", "aggregate", "in", "any", "fiscal", "year", "of", "the", "Borrower", "or", "$", "30", ",", "000", ",", "000", "in", "the", "aggregate", "prior", "to", "the", "Term", "Loan", "A", "-", "2", "Maturity", "Date", "(", "calculated", "without", "giving", "effect", "to", "any", "amounts", "excluded", "from", "Net", "Cash", "Proceeds", "by", "the", "forgoing", "clause", "(", "2", ")", "or", "clause", "(", "3", ")", ")", ".", "To", "the", "extent", "reinvestment", "is", "permitted", ",", "such", "Net", "Cash", "Proceeds", "must", "be", "deposited", "and", "held", "in", "a", "deposit", "account", "of", "which", "the", "Administrative", "Agent", "has", "control", "(", "as", "defined", "in", "Article9", "of", "the", "UCC", ")", "until", "reinvested", "and", "must", "be", "reinvested", "in", "assets", "subject", "to", "the", "Lien", "of", "the", "Administrative", "Agent", "under", "the", "Collateral", "Documents", ",", "subject", "only", "to", "Permitted", "Liens", "."]}
{"id": "3928", "text": "THIS NOTE IS INTENDED TO BE PERFORMED IN THE STATE OF NEW YORK AND SHALL BE CONSTRUED AND ENFORCED IN ACCORDANCE WITH THE INTERNAL LAW OF SUCH STATE IN ACCORDANCE WITH THE PROVISIONS OF 5-1401 OF THE NEW YORK GENERAL OBLIGATIONS LAW.", "ner": [[9, 12, "Court"]], "tokenized_text": ["THIS", "NOTE", "IS", "INTENDED", "TO", "BE", "PERFORMED", "IN", "THE", "STATE", "OF", "NEW", "YORK", "AND", "SHALL", "BE", "CONSTRUED", "AND", "ENFORCED", "IN", "ACCORDANCE", "WITH", "THE", "INTERNAL", "LAW", "OF", "SUCH", "STATE", "IN", "ACCORDANCE", "WITH", "THE", "PROVISIONS", "OF", "5", "-", "1401", "OF", "THE", "NEW", "YORK", "GENERAL", "OBLIGATIONS", "LAW", "."]}
{"id": "2543", "text": "1. | Base salary. Employer will pay to Employee a base salary at an annual rate of $185,000 for the calendar year 2017, which will be increased to $200,000 for the calendar year 2018 (as adjusted, the \"Base salary\"), payable in accordance with Employer's customary payroll practices as in effect from time to time. The Base salary shall be reviewed in a manner consistent with Employer's compensation program. ---|--- 2. | Bonuses; Additional compensation. Employee may be eligible to receive bonuses and to participate in incentive compensation plans of Employer in accordance with any plan or decision that the Board, or any committee or other person authorized by the Board, may in its sole discretion determine from time to time. ---|--- 3. | Reimbursement of Expenses. Employee shall be paid or reimbursed by Employer, in accordance with and subject to Employer's general expense reimbursement policies and practices and Employer's receipt of evidence of such expenses reasonably satisfactory to Employer, for all reasonable travel and other business expenses incurred by Employee in performing his obligations under this Agreement. Further, Employer will pay for a mobile phone and mobile telephone usage charges on behalf of Employee. ---|--- 4. | Benefits. Employee shall be eligible to earn and accrue vacation in accordance with Employer's policies in effect from time to time. In addition, Employee shall be eligible to participate in Employer's medical, vision and dental insurance programs, 401(k), and other employee benefit or welfare plan, program, or arrangement that Employer has or may from time to time establish or sponsor for the benefit of Employer's employees, upon Employee meeting any qualifications for participation in such plan(s), program(s), or arrangement(s). Employer will pay on behalf of Employee 100% of the health insurance premiums for Employee. ---|--- 5. | Incentive compensation. ---|--- | o | Beginning on and measured from the Effective Date, for calendar year 2017, Employee will be granted a fully-vested option to purchase 9,000 shares of Employer's common stock each calendar quarter, provided Summer LLC's average quarterly sales volume exceeds 15,000,000 KWh for such quarter and new sales volume, pursuant to Employer's internal energy schedule, exceeds $0.002 for such quarter (specifically, EBITDA after Interest Expense divided by Total Kwh Delivered after losses. Provided such metrics were met for a particular quarter, Employer will grant said options as promptly as possible following the end of such fiscal quarter with a strike price equal to the greater of (i) fair market value of a share of stock on the date of grant or (ii) $2.50 per share. Such option will be granted pursuant to the terms and conditions of a Stock Option Grant Agreement and the Employer's 2015 Stock Option and Stock Award Plan. ---|---|--- | o | Additional options may be granted by Employer for calendar year 2018 based on metrics determined by the Board on or before January 1, 2018 . ---|---|--- Restricted Territory:", "ner": [[19, 22, "Salary"], [34, 37, "Salary"], [370, 371, "Percentage"], [428, 430, "Shares"], [553, 556, "Price"], [573, 576, "Title"]], "tokenized_text": ["1", ".", "|", "Base", "salary", ".", "Employer", "will", "pay", "to", "Employee", "a", "base", "salary", "at", "an", "annual", "rate", "of", "$", "185", ",", "000", "for", "the", "calendar", "year", "2017", ",", "which", "will", "be", "increased", "to", "$", "200", ",", "000", "for", "the", "calendar", "year", "2018", "(", "as", "adjusted", ",", "the", "\"", "Base", "salary", "\"", ")", ",", "payable", "in", "accordance", "with", "Employer", "'", "s", "customary", "payroll", 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{"id": "25", "text": "2.1. salary. As compensation for the performance of the Executives services hereunder, during the Employment Period, the Company shall pay to the Executive a salary at an annual rate of $350,000 , payable in accordance with the Companys standard payroll policies (the Base salary). The Base salary will be reviewed annually and may be adjusted upward (but not downward) by the board of directors of the Company (the Board) (or a committee thereof) in its discretion.", "ner": [[36, 39, "Salary"]], "tokenized_text": ["2", ".", "1", ".", "salary", ".", "As", "compensation", "for", "the", "performance", "of", "the", "Executives", "services", "hereunder", ",", "during", "the", "Employment", "Period", ",", "the", "Company", "shall", "pay", "to", "the", "Executive", "a", "salary", "at", "an", "annual", "rate", "of", "$", "350", ",", "000", ",", "payable", "in", "accordance", "with", "the", "Companys", "standard", "payroll", "policies", "(", "the", "Base", "salary", ")", ".", "The", "Base", "salary", "will", "be", "reviewed", "annually", "and", "may", "be", "adjusted", "upward", "(", "but", "not", "downward", ")", "by", "the", "board", "of", "directors", "of", "the", "Company", "(", "the", "Board", ")", "(", "or", "a", "committee", "thereof", ")", "in", "its", "discretion", "."]}
{"id": "3258", "text": "(ii) At the Closing, Forty Million and no/100 Dollars ( $40,000,000.00 ) (the Cash Purchase Price), less the Deposit and amounts payable pursuant to Section 2.4 and subject to the Working Capital Adjustment set forth at shall be delivered by Buyer to Seller by wire transfer pursuant to the wiring instructions set forth on Schedule 2.2(ii).", "ner": [[15, 22, "Principal"]], "tokenized_text": ["(", "ii", ")", "At", "the", "Closing", ",", "Forty", "Million", "and", "no", "/", "100", "Dollars", "(", "$", "40", ",", "000", ",", "000", ".", "00", ")", "(", "the", "Cash", "Purchase", "Price", ")", ",", "less", "the", "Deposit", "and", "amounts", "payable", "pursuant", "to", "Section", "2", ".", "4", "and", "subject", "to", "the", "Working", "Capital", "Adjustment", "set", "forth", "at", "shall", "be", "delivered", "by", "Buyer", "to", "Seller", "by", "wire", "transfer", "pursuant", "to", "the", "wiring", "instructions", "set", "forth", "on", "Schedule", "2", ".", "2", "(", "ii", ")", "."]}
{"id": "3025", "text": "(b) Day Count Basis. Interest and fees shall be calculated on the basis of a 360-day year for the actual number of days elapsed (which results in more interest or fees, as the case may be, being paid than if calculated on the basis of a 365-day year); provided that interest with respect to Base Rate Loans incurring interest based on the Prime Rate shall be calculated on the basis of a 365/366- day year. The date of funding or conversion of a LIBOR Rate Loan to a Base Rate Loan and the first day of an Interest Period shall be included in the calculation of interest. The date of payment of any Loan and the last day of an Interest Period shall be excluded from the calculation of interest; provided, if a Loan is repaid on the same day that it is made, one days interest shall be charged.", "ner": [[84, 87, "Ratio"]], "tokenized_text": ["(", "b", ")", "Day", "Count", "Basis", ".", "Interest", "and", "fees", "shall", "be", "calculated", "on", "the", "basis", "of", "a", "360", "-", "day", "year", "for", "the", "actual", "number", "of", "days", "elapsed", "(", "which", "results", "in", "more", "interest", "or", "fees", ",", "as", "the", "case", "may", "be", ",", "being", "paid", "than", "if", "calculated", "on", "the", "basis", "of", "a", "365", "-", "day", "year", ")", ";", "provided", "that", "interest", "with", "respect", "to", "Base", "Rate", "Loans", "incurring", "interest", "based", "on", "the", "Prime", "Rate", "shall", "be", "calculated", "on", "the", "basis", "of", "a", "365", "/", "366", "-", "day", "year", ".", "The", "date", "of", "funding", "or", "conversion", "of", "a", "LIBOR", "Rate", "Loan", "to", "a", "Base", "Rate", "Loan", "and", "the", "first", "day", "of", "an", "Interest", "Period", "shall", "be", "included", "in", "the", "calculation", "of", "interest", ".", "The", "date", "of", "payment", "of", "any", "Loan", "and", "the", "last", "day", "of", "an", "Interest", "Period", "shall", "be", "excluded", "from", "the", "calculation", "of", "interest", ";", "provided", ",", "if", "a", "Loan", "is", "repaid", "on", "the", "same", "day", "that", "it", "is", "made", ",", "one", "days", "interest", "shall", "be", "charged", "."]}
{"id": "3882", "text": "1\\. AUTHORIZATION OF ISSUE OF NOTES. The Company will authorize the issue of its senior promissory notes (the Notes) in the aggregate principal amount of $250,000,000 , to be dated the date of issue thereof, to mature January4, 2029 , to bear interest on the unpaid balance thereof from the date thereof until the principal thereof shall have become due and payable at the rate of 3.78% per annum (but increased to 4.78% per annum during the continuance of an Increased Leverage Period), but at the Default Rate if an Event of Default has occurred and is continuing and at the Default Rate on any overdue Yield- Maintenance Amount and overdue interest. The Notes will be substantially in the form of Exhibit A attached hereto.", "ner": [[30, 35, "Principal"], [48, 50, "TerminationDate"], [78, 81, "Percentage"], [88, 91, "Percentage"]], "tokenized_text": ["1", "\\", ".", "AUTHORIZATION", "OF", "ISSUE", "OF", "NOTES", ".", "The", "Company", "will", "authorize", "the", "issue", "of", "its", "senior", "promissory", "notes", "(", "the", "Notes", ")", "in", "the", "aggregate", "principal", "amount", "of", "$", "250", ",", "000", ",", "000", ",", "to", "be", "dated", "the", "date", "of", "issue", "thereof", ",", "to", "mature", "January4", ",", "2029", ",", "to", "bear", "interest", "on", "the", "unpaid", "balance", "thereof", "from", "the", "date", "thereof", "until", "the", "principal", "thereof", "shall", "have", "become", "due", "and", "payable", "at", "the", "rate", "of", "3", ".", "78", "%", "per", "annum", "(", "but", "increased", "to", "4", ".", "78", "%", "per", "annum", "during", "the", "continuance", "of", "an", "Increased", "Leverage", "Period", ")", ",", "but", "at", "the", "Default", "Rate", "if", "an", "Event", "of", "Default", "has", "occurred", "and", "is", "continuing", "and", "at", "the", "Default", "Rate", "on", "any", "overdue", "Yield", "-", "Maintenance", "Amount", "and", "overdue", "interest", ".", "The", "Notes", "will", "be", "substantially", "in", "the", "form", "of", "Exhibit", "A", "attached", "hereto", "."]}
{"id": "1683", "text": "THIS EMPLOYMENT AGREEMENT (this Agreement), dated as of October6, 2017 , by and between VICI Properties Inc. , with its principal place of business at 8329 W. Sunset Road, Suite 210, Las Vegas, Nevada 89113 (the Company), and Edward Baltazar Pitoniak , residing at the address set forth on the signature page hereof (Executive).", "ner": [[1, 2, "Title"], [11, 13, "EffectiveDate"], [18, 21, "Parties"], [30, 42, "Address"], [50, 52, "Parties"]], "tokenized_text": ["THIS", "EMPLOYMENT", "AGREEMENT", "(", "this", "Agreement", ")", ",", "dated", "as", "of", "October6", ",", "2017", ",", "by", "and", "between", "VICI", "Properties", "Inc", ".", ",", "with", "its", "principal", "place", "of", "business", "at", "8329", "W", ".", "Sunset", "Road", ",", "Suite", "210", ",", "Las", "Vegas", ",", "Nevada", "89113", "(", "the", "Company", ")", ",", "and", "Edward", "Baltazar", "Pitoniak", ",", "residing", "at", "the", "address", "set", "forth", "on", "the", "signature", "page", "hereof", "(", "Executive", ")", "."]}
{"id": "5864", "text": "$33,782.60 Months 24 35", "ner": [[0, 5, "Rent"]], "tokenized_text": ["$", "33", ",", "782", ".", "60", "Months", "24", "35"]}
{"id": "2263", "text": "This EMPLOYMENT AGREEMENT (this Agreement) is made effective from January 9th, 2017 (the Effective Date) by and among ANAPTYSBIO, INC. (the Company) and Dominic Piscitelli ( CFO ). The Company and CFO are hereinafter collectively referred to as the Parties, and individually referred to as a Party.", "ner": [[1, 2, "Title"], [11, 14, "EffectiveDate"], [23, 26, "Parties"], [32, 33, "Parties"], [35, 35, "Role"], [41, 41, "Role"]], "tokenized_text": ["This", "EMPLOYMENT", "AGREEMENT", "(", "this", "Agreement", ")", "is", "made", "effective", "from", "January", "9th", ",", "2017", "(", "the", "Effective", "Date", ")", "by", "and", "among", "ANAPTYSBIO", ",", "INC", ".", "(", "the", "Company", ")", "and", "Dominic", "Piscitelli", "(", "CFO", ")", ".", "The", "Company", "and", "CFO", "are", "hereinafter", "collectively", "referred", "to", "as", "the", "Parties", ",", "and", "individually", "referred", "to", "as", "a", "Party", "."]}
{"id": "2148", "text": "(a) BASE SALARY. During the period that Executive is employed with the Company hereunder, the Company shall pay Executive an annual base salary of not less than $600,000 (the Base Salary), payable in equal biweekly installments (or, if different, in accordance with the Companys payroll practice as in effect from time to time). For all purposes under this Agreement, the term Base Salary shall refer to the Base Salary as in effect from time to time.", "ner": [[31, 34, "Salary"]], "tokenized_text": ["(", "a", ")", "BASE", "SALARY", ".", "During", "the", "period", "that", "Executive", "is", "employed", "with", "the", "Company", "hereunder", ",", "the", "Company", "shall", "pay", "Executive", "an", "annual", "base", "salary", "of", "not", "less", "than", "$", "600", ",", "000", "(", "the", "Base", "Salary", ")", ",", "payable", "in", "equal", "biweekly", "installments", "(", "or", ",", "if", "different", ",", "in", "accordance", "with", "the", "Companys", "payroll", "practice", "as", "in", "effect", "from", "time", "to", "time", ")", ".", "For", "all", "purposes", "under", "this", "Agreement", ",", "the", "term", "Base", "Salary", "shall", "refer", "to", "the", "Base", "Salary", "as", "in", "effect", "from", "time", "to", "time", "."]}
{"id": "235", "text": "25,000 shares with cliff vesting at five years of 100% of shares. Employee need not remain the President and CEO to continue to vest in the stock grants. Should employee die before he reaches age 65, all shares shall immediately vest and shall be transferred to his estate. Notwithstanding the foregoing, the parties agree that the Company will convey the shares to minimize tax consequences to the entire shareholder group of the Company and that the Company will gross up, if necessary, this stock award, in cash, to keep Employee whole should tax rates increase from those in effect in 2007. .", "ner": [[0, 2, "Shares"], [11, 12, "Percentage"], [21, 21, "Role"], [23, 23, "Role"]], "tokenized_text": ["25", ",", "000", "shares", "with", "cliff", "vesting", "at", "five", "years", "of", "100", "%", "of", "shares", ".", "Employee", "need", "not", "remain", "the", "President", "and", "CEO", "to", "continue", "to", "vest", "in", "the", "stock", "grants", ".", "Should", "employee", "die", "before", "he", "reaches", "age", "65", ",", "all", "shares", "shall", "immediately", "vest", "and", "shall", "be", "transferred", "to", "his", "estate", ".", "Notwithstanding", "the", "foregoing", ",", "the", "parties", "agree", "that", "the", "Company", "will", "convey", "the", "shares", "to", "minimize", "tax", "consequences", "to", "the", "entire", "shareholder", "group", "of", "the", "Company", "and", "that", "the", "Company", "will", "gross", "up", ",", "if", "necessary", ",", "this", "stock", "award", ",", "in", "cash", ",", "to", "keep", "Employee", "whole", "should", "tax", "rates", "increase", "from", "those", "in", "effect", "in", "2007", ".", "."]}
{"id": "2837", "text": "a. Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the State of New York without regard to principles of conflicts of laws. Any action brought by either party against the other concerning the transactions contemplated by this Agreement shall be brought only in the state courts of New York or in the federal courts located in the state and county of New York. The parties to this Agreement hereby irrevocably waive any objection to jurisdiction and venue of any action instituted hereunder and shall not assert any defense based on lack of jurisdiction or venue or based upon forum non conveniens. The Company and Buyer waive trial by jury. The prevailing party shall be entitled to recover from the other party its reasonable attorneys fees and costs. In the event that any provision of this Agreement or any other agreement delivered in connection herewith is invalid or unenforceable under any applicable statute or rule of law, then such provision shall be deemed inoperative to the extent that it may conflict therewith and shall be deemed modified to conform with such statute or rule of law. Any such provision which may prove invalid or unenforceable under any law shall not affect the validity or enforceability of any other provision of any agreement. Each party hereby irrevocably waives personal service of process and consents to process being served in any suit, action or proceeding in connection with this Agreement or any other Transaction Document by mailing a copy thereof via registered or certified mail or overnight delivery (with evidence of delivery) to such party at the address in effect for notices to it under this Agreement and agrees that such service shall constitute good and sufficient service of process and notice thereof. Nothing contained herein shall be deemed to limit in any way any right to serve process in any other manner permitted by law.", "ner": [[20, 23, "Court"]], "tokenized_text": ["a", ".", "Governing", "Law", ".", "This", "Agreement", "shall", "be", "governed", "by", "and", "construed", "in", "accordance", "with", "the", "laws", "of", "the", "State", "of", "New", "York", "without", "regard", "to", "principles", "of", "conflicts", "of", "laws", ".", "Any", "action", "brought", "by", "either", "party", "against", "the", "other", "concerning", "the", "transactions", "contemplated", "by", "this", "Agreement", "shall", "be", "brought", "only", "in", "the", "state", "courts", "of", "New", "York", "or", "in", "the", "federal", "courts", "located", "in", "the", "state", "and", "county", "of", "New", "York", ".", "The", "parties", "to", "this", "Agreement", "hereby", "irrevocably", "waive", "any", "objection", "to", "jurisdiction", "and", "venue", "of", "any", "action", "instituted", "hereunder", "and", "shall", "not", "assert", "any", "defense", "based", "on", "lack", "of", "jurisdiction", "or", "venue", "or", "based", "upon", "forum", "non", "conveniens", ".", "The", "Company", "and", "Buyer", "waive", "trial", "by", "jury", ".", "The", "prevailing", "party", "shall", "be", "entitled", "to", "recover", "from", "the", "other", "party", "its", "reasonable", "attorneys", "fees", "and", "costs", ".", "In", "the", "event", "that", "any", "provision", "of", "this", "Agreement", "or", "any", "other", "agreement", "delivered", "in", "connection", "herewith", "is", "invalid", "or", "unenforceable", "under", "any", "applicable", "statute", "or", "rule", "of", "law", ",", "then", "such", "provision", "shall", "be", "deemed", "inoperative", "to", "the", "extent", "that", "it", "may", "conflict", "therewith", "and", "shall", "be", "deemed", "modified", "to", "conform", "with", "such", "statute", "or", "rule", "of", "law", ".", "Any", "such", "provision", "which", "may", "prove", "invalid", "or", "unenforceable", "under", "any", "law", "shall", "not", "affect", "the", "validity", "or", "enforceability", "of", "any", "other", "provision", "of", "any", "agreement", ".", "Each", "party", "hereby", "irrevocably", "waives", "personal", "service", "of", "process", "and", "consents", "to", "process", "being", "served", "in", "any", "suit", ",", "action", "or", "proceeding", "in", "connection", "with", "this", "Agreement", "or", "any", "other", "Transaction", "Document", "by", "mailing", "a", "copy", "thereof", "via", "registered", "or", "certified", "mail", "or", "overnight", "delivery", "(", "with", "evidence", "of", "delivery", ")", "to", "such", "party", "at", "the", "address", "in", "effect", "for", "notices", "to", "it", "under", "this", "Agreement", "and", "agrees", "that", "such", "service", "shall", "constitute", "good", "and", "sufficient", "service", "of", "process", "and", "notice", "thereof", ".", "Nothing", "contained", "herein", "shall", "be", "deemed", "to", "limit", "in", "any", "way", "any", "right", "to", "serve", "process", "in", "any", "other", "manner", "permitted", "by", "law", "."]}
{"id": "1893", "text": "(1) The acquisition (other than by an Excluded Person (as hereinafter defined)), directly or indirectly, in one or more transactions, by any person or by any group of persons, within the meaning of Section 13(d) or 14(d) of the Securities Exchange Act of 1934 , as amended from time to time (the Exchange Act ) of beneficial ownership (within the meaning of Rule 13d-3 of the Exchange Act ) of more than fifty percent ( 50% ) of either the outstanding shares of common stock or the combined voting power of the Employers outstanding voting securities entitled to vote generally, whether or not the acquisition was previously approved by the existing directors, other than an acquisition that complies with clause (x) and (y) of clause (2) below;", "ner": [[55, 59, "Act"], [69, 70, "Act"], [80, 83, "Regulation"], [86, 87, "Act"], [95, 96, "Percentage"]], "tokenized_text": ["(", "1", ")", "The", "acquisition", "(", "other", "than", "by", "an", "Excluded", "Person", "(", "as", "hereinafter", "defined", ")", ")", ",", "directly", "or", "indirectly", ",", "in", "one", "or", "more", "transactions", ",", "by", "any", "person", "or", "by", "any", "group", "of", "persons", ",", "within", "the", "meaning", "of", "Section", "13", "(", "d", ")", "or", "14", "(", "d", ")", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", "from", "time", "to", "time", "(", "the", "Exchange", "Act", ")", "of", "beneficial", "ownership", "(", "within", "the", "meaning", "of", "Rule", "13d", "-", "3", "of", "the", "Exchange", "Act", ")", "of", "more", "than", "fifty", "percent", "(", "50", "%", ")", "of", "either", "the", "outstanding", "shares", "of", "common", "stock", "or", "the", "combined", "voting", "power", "of", "the", "Employers", "outstanding", "voting", "securities", "entitled", "to", "vote", "generally", ",", "whether", "or", "not", "the", "acquisition", "was", "previously", "approved", "by", "the", "existing", "directors", ",", "other", "than", "an", "acquisition", "that", "complies", "with", "clause", "(", "x", ")", "and", "(", "y", ")", "of", "clause", "(", "2", ")", "below", ";"]}
{"id": "2924", "text": "WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(2) of the Securities Act of 1933 , as amended (the \"Securities Act\" or \"1933 Act\"), and Rule 506 promulgated thereunder by the United States Securities and Exchange Commission (the \"SEC\"), the Company desires to issue and sell to the Purchaser, and the Purchaser desires to purchase from the Company a 12% Convertible Note of the Company, in the form attached hereto as Exhibit A, in the principal amount of $75,000.00 (together with any note(s) issued in replacement thereof or as interest thereon or otherwise with respect thereto in accordance with the terms thereof, the \"Note\"), convertible into shares (\"Conversion Shares\") of common stock, $0.001 par value per share (the \"Common Stock\"), of the Company, upon the terms and subject to the limitations and conditions set forth in such Note.", "ner": [[23, 26, "Act"], [38, 39, "Act"], [44, 45, "Regulation"], [84, 85, "Percentage"], [106, 111, "Principal"], [159, 162, "Price"]], "tokenized_text": ["WHEREAS", ",", "subject", "to", "the", "terms", "and", "conditions", "set", "forth", "in", "this", "Agreement", "and", "pursuant", "to", "Section", "4", "(", "2", ")", "of", "the", "Securities", "Act", "of", "1933", ",", "as", "amended", "(", "the", "\"", "Securities", "Act", "\"", "or", "\"", "1933", "Act", "\"", ")", ",", "and", "Rule", "506", "promulgated", "thereunder", "by", "the", "United", "States", "Securities", "and", "Exchange", "Commission", "(", "the", "\"", "SEC", "\"", ")", ",", "the", "Company", "desires", "to", "issue", "and", "sell", "to", "the", "Purchaser", ",", "and", "the", "Purchaser", "desires", "to", "purchase", "from", "the", "Company", "a", "12", "%", "Convertible", "Note", "of", "the", "Company", ",", "in", "the", "form", "attached", "hereto", "as", "Exhibit", "A", ",", "in", "the", "principal", "amount", "of", "$", "75", ",", "000", ".", "00", "(", "together", "with", "any", "note", "(", "s", ")", "issued", "in", "replacement", "thereof", "or", "as", "interest", "thereon", "or", "otherwise", "with", "respect", "thereto", "in", "accordance", "with", "the", "terms", "thereof", ",", "the", "\"", "Note", "\"", ")", ",", "convertible", "into", "shares", "(", "\"", "Conversion", "Shares", "\"", ")", "of", "common", "stock", ",", "$", "0", ".", "001", "par", "value", "per", "share", "(", "the", "\"", "Common", "Stock", "\"", ")", ",", "of", "the", "Company", ",", "upon", "the", "terms", "and", "subject", "to", "the", "limitations", "and", "conditions", "set", "forth", "in", "such", "Note", "."]}
{"id": "3352", "text": "2,749,167 shares of Parent common stock to be issued upon conversion of the $8,247,501 in Convertible Senior Promissory Notes (originally issued to Mead Park Capital Partners LLC and EBC 2013 Family Trust (as assignee of Cohen Bros. Financial, LLC )) at a conversion price of $3.00 per share, subject to customary anti-dilution adjustments, which option expires upon maturity of the Convertible Senior Promissory Notes on 9/25/18&lt; br/&gt;", "ner": [[0, 4, "Shares"], [17, 22, "Principal"], [59, 62, "Price"], [86, 90, "TerminationDate"]], "tokenized_text": ["2", ",", "749", ",", "167", "shares", "of", "Parent", "common", "stock", "to", "be", "issued", "upon", "conversion", "of", "the", "$", "8", ",", "247", ",", "501", "in", "Convertible", "Senior", "Promissory", "Notes", "(", "originally", "issued", "to", "Mead", "Park", "Capital", "Partners", "LLC", "and", "EBC", "2013", "Family", "Trust", "(", "as", "assignee", "of", "Cohen", "Bros", ".", "Financial", ",", "LLC", ")", ")", "at", "a", "conversion", "price", "of", "$", "3", ".", "00", "per", "share", ",", "subject", "to", "customary", "anti", "-", "dilution", "adjustments", ",", "which", "option", "expires", "upon", "maturity", "of", "the", "Convertible", "Senior", "Promissory", "Notes", "on", "9", "/", "25", "/", "18", "&", "lt", ";", "br", "/", "&", "gt", ";"]}
{"id": "2786", "text": "WHEREAS, the Company desires to issue, and the Purchasers desire to purchase, up to an aggregate of 50,000 units (the Units), each Unit consisting of one share (the Shares) of the Companys Series B Convertible Preferred Stock, par value $0.0001 per share (Series B Preferred Stock), initially convertible into four hundred (400) shares of the Companys common stock, par value $0.0001 per share (Common Stock), and a seven year warrant, substantially in the form attached hereto as Exhibit B (the Warrants) to acquire four hundred (400) shares of Common Stock (the Warrant Shares) at an exercise price of $0.25 per share, in a private placement (this Offering), at a price of $100.00 per Unit for an aggregate purchase price of $5,000,000 .", "ner": [[20, 22, "Shares"], [50, 53, "Price"], [80, 83, "Price"], [151, 154, "Price"], [163, 168, "Principal"]], "tokenized_text": ["WHEREAS", ",", "the", "Company", "desires", "to", "issue", ",", "and", "the", "Purchasers", "desire", "to", "purchase", ",", "up", "to", "an", "aggregate", "of", "50", ",", "000", "units", "(", "the", "Units", ")", ",", "each", "Unit", "consisting", "of", "one", "share", "(", "the", "Shares", ")", "of", "the", "Companys", "Series", "B", "Convertible", "Preferred", "Stock", ",", "par", "value", "$", "0", ".", "0001", "per", "share", "(", "Series", "B", "Preferred", "Stock", ")", ",", "initially", "convertible", "into", "four", "hundred", "(", "400", ")", "shares", "of", "the", "Companys", "common", "stock", ",", "par", "value", "$", "0", ".", "0001", "per", "share", "(", "Common", "Stock", ")", ",", "and", "a", "seven", "year", "warrant", ",", "substantially", "in", "the", "form", "attached", "hereto", "as", "Exhibit", "B", "(", "the", "Warrants", ")", "to", "acquire", "four", "hundred", "(", "400", ")", "shares", "of", "Common", "Stock", "(", "the", "Warrant", "Shares", ")", "at", "an", "exercise", "price", "of", "$", "0", ".", "25", "per", "share", ",", "in", "a", "private", "placement", "(", "this", "Offering", ")", ",", "at", "a", "price", "of", "$", "100", ".", "00", "per", "Unit", "for", "an", "aggregate", "purchase", "price", "of", "$", "5", ",", "000", ",", "000", "."]}
{"id": "2120", "text": "(a) The employment term (the Employment Term) of Executives employment under this Agreement shall be for the period commencing on the date hereof (the Commencement Date) and ending on the third (3rd) anniversary of the Commencement Date . Thereafter, the Employment Term shall extend automatically for consecutive periods of one year unless either party provides notice of non-renewal not less than ninety (90) days prior to the end of the Employment Term as then in effect or unless Executives employment terminates in accordance with Section 5.", "ner": [[36, 40, "TerminationDate"], [58, 59, "RenewalTerm"]], "tokenized_text": ["(", "a", ")", "The", "employment", "term", "(", "the", "Employment", "Term", ")", "of", "Executives", "employment", "under", "this", "Agreement", "shall", "be", "for", "the", "period", "commencing", "on", "the", "date", "hereof", "(", "the", "Commencement", "Date", ")", "and", "ending", "on", "the", "third", "(", "3rd", ")", "anniversary", "of", "the", "Commencement", "Date", ".", "Thereafter", ",", "the", "Employment", "Term", "shall", "extend", "automatically", "for", "consecutive", "periods", "of", "one", "year", "unless", "either", "party", "provides", "notice", "of", "non", "-", "renewal", "not", "less", "than", "ninety", "(", "90", ")", "days", "prior", "to", "the", "end", "of", "the", "Employment", "Term", "as", "then", "in", "effect", "or", "unless", "Executives", "employment", "terminates", "in", "accordance", "with", "Section", "5", "."]}
{"id": "50", "text": "Good Reason shall mean, without Executives prior written consent, (i)a material diminution in Executives position or duties, authority or responsibilities including, without limitation, Executive ceasing to be an executive officer (as defined under Rule3b-7 of the Securities Exchange Act of 1934 , as amended (the Exchange Act )) of a company with a class of securities registered under Section12(b)of the Exchange Act ; ( ii)the assignment to Executive of any duties materially inconsistent with the duties and responsibilities of Chief Financial Officer , (iii)a reduction by the Company in Executives then-current Base Salary or Executives then-current Target Annual Bonus unless the salaries and target annual bonuses for all other senior executive officers are correspondingly and proportionately reduced by not greater than 15% and such reduction continues for no more than 12 months; (iv)Executives relocation to offices of the Company that are more than fifty (50) miles from the Companys offices in Yardley, Pennsylvania ; or (v)any action or inaction that constitutes a material breach of this Agreement by the Company. In order to invoke a termination for Good Reason, Executive must deliver a written notice of the grounds for such termination within thirty (30) days of the initial existence of the event giving rise to Good Reason and the Company shall have thirty (30) days to cure the circumstances. In order to terminate Executives employment, if at all, for Good Reason, Executive must terminate employment within sixty (60) days following the end of the cure period if the circumstances giving rise to Good Reason have not been cured.", "ner": [[42, 44, "Regulation"], [47, 51, "Act"], [57, 58, "Act"], [77, 78, "Act"], [98, 100, "Role"], [147, 148, "Percentage"]], "tokenized_text": ["Good", "Reason", "shall", "mean", ",", "without", "Executives", "prior", "written", "consent", ",", "(", "i", ")", "a", "material", "diminution", "in", "Executives", "position", "or", "duties", ",", "authority", "or", "responsibilities", "including", ",", "without", "limitation", ",", "Executive", "ceasing", "to", "be", "an", "executive", "officer", "(", "as", "defined", "under", "Rule3b", "-", "7", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", "(", "the", "Exchange", "Act", ")", ")", "of", "a", "company", "with", "a", "class", "of", "securities", "registered", "under", "Section12", "(", "b", ")", "of", "the", "Exchange", "Act", ";", "(", "ii", ")", "the", "assignment", "to", "Executive", "of", "any", "duties", "materially", "inconsistent", "with", "the", "duties", "and", "responsibilities", "of", "Chief", "Financial", "Officer", ",", "(", "iii", ")", "a", "reduction", "by", "the", "Company", "in", "Executives", "then", "-", "current", "Base", "Salary", "or", "Executives", "then", "-", "current", "Target", "Annual", "Bonus", "unless", "the", "salaries", "and", "target", "annual", "bonuses", "for", "all", "other", "senior", "executive", "officers", "are", "correspondingly", "and", "proportionately", "reduced", "by", "not", "greater", "than", "15", "%", "and", "such", "reduction", "continues", "for", "no", "more", "than", "12", "months", ";", "(", "iv", ")", "Executives", "relocation", "to", "offices", "of", "the", "Company", "that", "are", "more", "than", "fifty", "(", "50", ")", "miles", "from", "the", "Companys", "offices", "in", "Yardley", ",", "Pennsylvania", ";", "or", "(", "v", ")", "any", "action", "or", "inaction", "that", "constitutes", "a", "material", "breach", "of", "this", "Agreement", "by", "the", "Company", ".", "In", "order", "to", "invoke", "a", "termination", "for", "Good", "Reason", ",", "Executive", "must", "deliver", "a", "written", "notice", "of", "the", "grounds", "for", "such", "termination", "within", "thirty", "(", "30", ")", "days", "of", "the", "initial", "existence", "of", "the", "event", "giving", "rise", "to", "Good", "Reason", "and", "the", "Company", "shall", "have", "thirty", "(", "30", ")", "days", "to", "cure", "the", "circumstances", ".", "In", "order", "to", "terminate", "Executives", "employment", ",", "if", "at", "all", ",", "for", "Good", "Reason", ",", "Executive", "must", "terminate", "employment", "within", "sixty", "(", "60", ")", "days", "following", "the", "end", "of", "the", "cure", "period", "if", "the", "circumstances", "giving", "rise", "to", "Good", "Reason", "have", "not", "been", "cured", "."]}
{"id": "1006539", "text": "Dallas, Texas 75225 Facsimile: (214) 981-0701 Attention: Thomas P. Mason", "ner": [[6, 11, "PII_Ref"], [14, 17, "PII_Ref"]], "tokenized_text": ["Dallas", ",", "Texas", "75225", "Facsimile", ":", "(", "214", ")", "981", "-", "0701", "Attention", ":", "Thomas", "P", ".", "Mason"]}
{"id": "532", "text": "(A) any person or group (as such terms are used in Sections 13(d) and 14(d) of the Securities Exchange Act of 1934 , as amended (the Exchange Act ), but excluding any employee benefit plan of such person or its subsidiaries, and any person or entity acting in its capacity as trustee, agent, or other fiduciary or administrator of any such plan) becomes the beneficial owner (as defined in Rules 13d-3 and 13d-5 under the Exchange Act ), directly or indirectly, of 51% or more of the equity securities of the Company entitled to vote for members of the Board or equivalent governing body of the Company on a fully-diluted basis;", "ner": [[26, 30, "Act"], [36, 37, "Act"], [86, 88, "Regulation"], [90, 92, "Regulation"], [95, 96, "Act"], [104, 105, "Percentage"]], "tokenized_text": ["(", "A", ")", "any", "person", "or", "group", "(", "as", "such", "terms", "are", "used", "in", "Sections", "13", "(", "d", ")", "and", "14", "(", "d", ")", "of", "the", "Securities", "Exchange", "Act", "of", "1934", ",", "as", "amended", "(", "the", "Exchange", "Act", ")", ",", "but", "excluding", "any", "employee", "benefit", "plan", "of", "such", "person", "or", "its", "subsidiaries", ",", "and", "any", "person", "or", "entity", "acting", "in", "its", "capacity", "as", "trustee", ",", "agent", ",", "or", "other", "fiduciary", "or", "administrator", "of", "any", "such", "plan", ")", "becomes", "the", "beneficial", "owner", "(", "as", "defined", "in", "Rules", "13d", "-", "3", "and", "13d", "-", "5", "under", "the", "Exchange", "Act", ")", ",", "directly", "or", "indirectly", ",", "of", "51", "%", "or", "more", "of", "the", "equity", "securities", "of", "the", "Company", "entitled", "to", "vote", "for", "members", "of", "the", "Board", "or", "equivalent", "governing", "body", "of", "the", "Company", "on", "a", "fully", "-", "diluted", "basis", ";"]}
{"id": "294", "text": "(b)Disability. The Company may terminate the Executives employment if he is disabled and unable to perform the essential functions of the Executives then existing position or positions under this Agreement with or without reasonable accommodation for a period of 180 consecutive days or 240 non- consecutive days in any 12-month period. If any question shall arise as to whether during any period the Executive is disabled so as to be unable to perform the essential functions of the Executives Chief Executive Officer position with or without reasonable accommodation, the Executive may, and at the request of the Company shall, submit to the Company a certification in reasonable detail by a physician selected by the Executive as to whether the Executive is so disabled or how long such disability is expected to continue (provided that if the Company disputes the certification from such physician selected by the Executive, then the Executive will select a second physician reasonably acceptable to the Company and with whom the Executive has had no prior relationship to provide a new certification, and the original certification from the Executives first selected physician will be of no effect), and such certification (from the first or second physician, as the case may be) shall for the purposes of this Agreement be conclusive of the issue. The Executive shall cooperate with any reasonable request of the physician in connection with such certification. If such question shall arise and the Executive shall fail to submit such certification, the Companys determination of such issue shall be binding on the Executive. Nothing in this Section3(b) shall be construed to waive the Executives rights, if any, under law including, without limitation, the Family and Medical Leave Act of 1993 , 29 U.S.C. 2601 et seq. Mass. General Laws Chapter 151B and/or the Americans with Disabilities Act , 42 U.S.C. 12101 et seq.", "ner": [[87, 89, "Role"], [308, 314, "Act"], [316, 323, "Regulation"], [337, 340, "Act"], [342, 349, "Regulation"]], "tokenized_text": ["(", "b", ")", "Disability", ".", "The", "Company", "may", "terminate", "the", "Executives", "employment", "if", "he", "is", "disabled", "and", "unable", "to", "perform", "the", "essential", "functions", "of", "the", "Executives", "then", "existing", "position", "or", "positions", "under", "this", "Agreement", "with", "or", "without", "reasonable", "accommodation", "for", "a", "period", "of", "180", "consecutive", "days", "or", "240", "non", "-", "consecutive", "days", "in", "any", "12", "-", "month", "period", ".", "If", "any", "question", "shall", "arise", "as", "to", "whether", "during", "any", "period", "the", "Executive", "is", "disabled", "so", "as", "to", "be", "unable", "to", "perform", "the", "essential", "functions", "of", "the", "Executives", "Chief", "Executive", "Officer", "position", "with", "or", "without", "reasonable", "accommodation", ",", "the", "Executive", "may", ",", "and", "at", "the", "request", "of", "the", "Company", "shall", ",", "submit", "to", "the", "Company", "a", "certification", "in", "reasonable", "detail", "by", "a", "physician", "selected", "by", "the", "Executive", "as", "to", "whether", "the", "Executive", "is", "so", "disabled", "or", "how", "long", "such", "disability", "is", "expected", "to", "continue", "(", "provided", "that", "if", "the", "Company", "disputes", "the", "certification", "from", "such", "physician", "selected", "by", "the", "Executive", ",", "then", "the", "Executive", "will", "select", "a", "second", "physician", "reasonably", "acceptable", "to", "the", "Company", "and", "with", "whom", "the", "Executive", "has", "had", "no", "prior", "relationship", "to", "provide", "a", "new", "certification", ",", "and", "the", "original", "certification", "from", "the", "Executives", "first", "selected", "physician", "will", "be", "of", "no", "effect", ")", ",", "and", "such", "certification", "(", "from", "the", "first", "or", "second", "physician", ",", "as", "the", "case", "may", "be", ")", "shall", "for", "the", "purposes", "of", "this", "Agreement", "be", "conclusive", "of", "the", "issue", ".", "The", "Executive", "shall", "cooperate", "with", "any", "reasonable", "request", "of", "the", "physician", "in", "connection", "with", "such", "certification", ".", "If", "such", "question", "shall", "arise", "and", "the", "Executive", "shall", "fail", "to", "submit", "such", "certification", ",", "the", "Companys", "determination", "of", "such", "issue", "shall", "be", "binding", "on", "the", "Executive", ".", "Nothing", "in", "this", "Section3", "(", "b", ")", "shall", "be", "construed", "to", "waive", "the", "Executives", "rights", ",", "if", "any", ",", "under", "law", "including", ",", "without", "limitation", ",", "the", "Family", "and", "Medical", "Leave", "Act", "of", "1993", ",", "29", "U", ".", "S", ".", "C", ".", "2601", "et", "seq", ".", "Mass", ".", "General", "Laws", "Chapter", "151B", "and", "/", "or", "the", "Americans", "with", "Disabilities", "Act", ",", "42", "U", ".", "S", ".", "C", ".", "12101", "et", "seq", "."]}
{"id": "1006207", "text": "B. Invesco desires to cause the Funds to purchase from the Company, and the Company desires to sell to the Funds, 9,672,550 shares of the Companys Common Stock, par value $0.0001 per share (subject to adjustment as provided in Section1.12(b) of the Merger Agreement) (such shares of the Companys Common Stock, the Shares) in exchange for the payment of an aggregate purchase price of Twenty Million United States Dollars ( US $20,000,000.00 ) and on the additional terms and conditions hereinafter set forth.", "ner": [[24, 28, "Shares"], [38, 41, "Price"], [59, 60, "Title"], [91, 99, "Principal"]], "tokenized_text": ["B", ".", "Invesco", "desires", "to", "cause", "the", "Funds", "to", "purchase", "from", "the", "Company", ",", "and", "the", "Company", "desires", "to", "sell", "to", "the", "Funds", ",", "9", ",", "672", ",", "550", "shares", "of", "the", "Companys", "Common", "Stock", ",", "par", "value", "$", "0", ".", "0001", "per", "share", "(", "subject", "to", "adjustment", "as", "provided", "in", "Section1", ".", "12", "(", "b", ")", "of", "the", "Merger", "Agreement", ")", "(", "such", "shares", "of", "the", "Companys", "Common", "Stock", ",", "the", "Shares", ")", "in", "exchange", "for", "the", "payment", "of", "an", "aggregate", "purchase", "price", "of", "Twenty", "Million", "United", "States", "Dollars", "(", "US", "$", "20", ",", "000", ",", "000", ".", "00", ")", "and", "on", "the", "additional", "terms", "and", "conditions", "hereinafter", "set", "forth", "."]}
{"id": "1006833", "text": "| | $ | 167,016.25 | Months 13-24", "ner": [[4, 8, "Rent"]], "tokenized_text": ["|", "|", "$", "|", "167", ",", "016", ".", "25", "|", "Months", "13", "-", "24"]}
{"id": "2820", "text": "| (vii) | Purchaser acknowledges that the Company is a blank check company and that the Company has filed an S-1 registration statement, File No. 333-217030 whereas the Company is subject to the rules and conditions of 17 CFR 230 .419. ---|---|---", "ner": [[31, 33, "PII_Ref"], [45, 49, "Regulation"]], "tokenized_text": ["|", "(", "vii", ")", "|", "Purchaser", "acknowledges", "that", "the", "Company", "is", "a", "blank", "check", "company", "and", "that", "the", "Company", "has", "filed", "an", "S", "-", "1", "registration", "statement", ",", "File", "No", ".", "333", "-", "217030", "whereas", "the", "Company", "is", "subject", "to", "the", "rules", "and", "conditions", "of", "17", "CFR", "230", ".", "419", ".", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-"]}
{"id": "5449", "text": "| A.| Borrower Existence and Power. The Borrower is a limited liability company duly organized, validly existing and in good standing under the laws of the State of Minnesota , and has all requisite power and authority to carry on its business as now conducted and as presently proposed to be conducted. ---|---|---", "ner": [[30, 32, "Court"]], "tokenized_text": ["|", "A", ".", "|", "Borrower", "Existence", "and", "Power", ".", "The", "Borrower", "is", "a", "limited", "liability", "company", "duly", "organized", ",", "validly", "existing", "and", "in", "good", "standing", "under", "the", "laws", "of", "the", "State", "of", "Minnesota", ",", "and", "has", "all", "requisite", "power", "and", "authority", "to", "carry", "on", "its", "business", "as", "now", "conducted", "and", "as", "presently", "proposed", "to", "be", "conducted", ".", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-"]}
{"id": "1006813", "text": "(15)days after Landlord and Tenant have both received the reports of the first two (2)appraisers, then either party may request the Greater Boston Board of Real Estate to appoint the third (3rd) appraiser and such appraiser shall be the third (3) appraiser. The third (3rd) appraiser shall notify Landlord and Tenant of the third (3rd) appraisers determination as to whether the Landlords Rate or the Tenants Rate is closest to the fair market rate and such determination shall be the fair market rate for the applicable Extension Term. Landlord and Tenant shall each bear the costs of its respective appraiser except that Landlord and Tenant shall each bear one-half ( 1/2) the cost of the third (3rd) appraiser, if applicable.", "ner": [[125, 132, "Ratio"]], "tokenized_text": ["(", "15", ")", "days", "after", "Landlord", "and", "Tenant", "have", "both", "received", "the", "reports", "of", "the", "first", "two", "(", "2", ")", "appraisers", ",", "then", "either", "party", "may", "request", "the", "Greater", "Boston", "Board", "of", "Real", "Estate", "to", "appoint", "the", "third", "(", "3rd", ")", "appraiser", "and", "such", "appraiser", "shall", "be", "the", "third", "(", "3", ")", "appraiser", ".", "The", "third", "(", "3rd", ")", "appraiser", "shall", "notify", "Landlord", "and", "Tenant", "of", "the", "third", "(", "3rd", ")", "appraisers", "determination", "as", "to", "whether", "the", "Landlords", "Rate", "or", "the", "Tenants", "Rate", "is", "closest", "to", "the", "fair", "market", "rate", "and", "such", "determination", "shall", "be", "the", "fair", "market", "rate", "for", "the", "applicable", "Extension", "Term", ".", "Landlord", "and", "Tenant", "shall", "each", "bear", "the", "costs", "of", "its", "respective", "appraiser", "except", "that", "Landlord", "and", "Tenant", "shall", "each", "bear", "one", "-", "half", "(", "1", "/", "2", ")", "the", "cost", "of", "the", "third", "(", "3rd", ")", "appraiser", ",", "if", "applicable", "."]}
{"id": "397", "text": "A. Employee shall receive a base salary (the Base Salary) of at least $205,000 per year, payable not less frequently than monthly, for each year during the term of this Agreement, subject to proration for", "ner": [[16, 19, "Salary"]], "tokenized_text": ["A", ".", "Employee", "shall", "receive", "a", "base", "salary", "(", "the", "Base", "Salary", ")", "of", "at", "least", "$", "205", ",", "000", "per", "year", ",", "payable", "not", "less", "frequently", "than", "monthly", ",", "for", "each", "year", "during", "the", "term", "of", "this", "Agreement", ",", "subject", "to", "proration", "for"]}
{"id": "2506", "text": "Executives term of employment under this Agreement (such term of employment, as it may be extended or terminated, is herein referred to as the Employment Term) shall be for a term commencing on the Effective Date and, unless terminated earlier as provided in Section 10 hereof, ending on the third anniversary of the Effective Date (the Original Employment Term); provided that the Employment Term shall be automatically extended, subject to earlier termination as provided in Section 10 hereof, for successive additional one (1) year periods (the Additional Terms), unless, at least 30 days prior to the end of the Original Employment Term or the then Additional Term, the Company or Executive has notified the other in writing that the Employment Term shall terminate at the end of the then current term.", "ner": [[55, 56, "TerminationDate"], [92, 96, "RenewalTerm"]], "tokenized_text": ["Executives", "term", "of", "employment", "under", "this", "Agreement", "(", "such", "term", "of", "employment", ",", "as", "it", "may", "be", "extended", "or", "terminated", ",", "is", "herein", "referred", "to", "as", "the", "Employment", "Term", ")", "shall", "be", "for", "a", "term", "commencing", "on", "the", "Effective", "Date", "and", ",", "unless", "terminated", "earlier", "as", "provided", "in", "Section", "10", "hereof", ",", "ending", "on", "the", "third", "anniversary", "of", "the", "Effective", "Date", "(", "the", "Original", "Employment", "Term", ")", ";", "provided", "that", "the", "Employment", "Term", "shall", "be", "automatically", "extended", ",", "subject", "to", "earlier", "termination", "as", "provided", "in", "Section", "10", "hereof", ",", "for", "successive", "additional", "one", "(", "1", ")", "year", "periods", "(", "the", "Additional", "Terms", ")", ",", "unless", ",", "at", "least", "30", "days", "prior", "to", "the", "end", "of", "the", "Original", "Employment", "Term", "or", "the", "then", "Additional", "Term", ",", "the", "Company", "or", "Executive", "has", "notified", "the", "other", "in", "writing", "that", "the", "Employment", "Term", "shall", "terminate", "at", "the", "end", "of", "the", "then", "current", "term", "."]}
{"id": "3431", "text": "Registration Statement means the effective registration statement with Commission file No. 333-212546 which registers the sale of the Shares.", "ner": [[12, 14, "PII_Ref"]], "tokenized_text": ["Registration", "Statement", "means", "the", "effective", "registration", "statement", "with", "Commission", "file", "No", ".", "333", "-", "212546", "which", "registers", "the", "sale", "of", "the", "Shares", "."]}
{"id": "1006113", "text": "3.1Base Salary. During the Employment Term, the Company shall pay Executive an annual base salary of $750,000 per annum in cash (the Annual Base Salary). Executives Annual Base Salary will be subject to annual review by the Board. The Annual Base Salary due to Executive hereunder shall be paid in accordance with the general Company payroll practices.", "ner": [[20, 23, "Salary"]], "tokenized_text": ["3", ".", "1Base", "Salary", ".", "During", "the", "Employment", "Term", ",", "the", "Company", "shall", "pay", "Executive", "an", "annual", "base", "salary", "of", "$", "750", ",", "000", "per", "annum", "in", "cash", "(", "the", "Annual", "Base", "Salary", ")", ".", "Executives", "Annual", "Base", "Salary", "will", "be", "subject", "to", "annual", "review", "by", "the", "Board", ".", "The", "Annual", "Base", "Salary", "due", "to", "Executive", "hereunder", "shall", "be", "paid", "in", "accordance", "with", "the", "general", "Company", "payroll", "practices", "."]}
{"id": "2000919", "text": "5.1.2 (i) any payment default or other default occurs under any Indebtedness of Borrower or Guarantor that results in a redemption of or acceleration prior to maturity of Ten Million and No/100 Dollars ($10,000,000) or more of such Indebtedness in the aggregate; or (ii)any material default occurs under any Indebtedness of Borrower or Guarantor having an aggregate outstanding balance in excess of Twenty Five Million and No/100 Dollars ($25,000,000) or Borrower receives written notice of the occurrence of any default under any such Indebtedness, and in each case, such default continues uncured for more than ten Business Days;", "ner": [[42, 47, "Principal"], [90, 95, "Principal"]], "tokenized_text": ["5", ".", "1", ".", "2", "(", "i", ")", "any", "payment", "default", "or", "other", "default", "occurs", "under", "any", "Indebtedness", "of", "Borrower", "or", "Guarantor", "that", "results", "in", "a", "redemption", "of", "or", "acceleration", "prior", "to", "maturity", "of", "Ten", "Million", "and", "No", "/", "100", "Dollars", "(", "$", "10", ",", "000", ",", "000", ")", "or", "more", "of", "such", "Indebtedness", "in", "the", "aggregate", ";", "or", "(", "ii", ")", "any", "material", "default", "occurs", "under", "any", "Indebtedness", "of", "Borrower", "or", "Guarantor", "having", "an", "aggregate", "outstanding", "balance", "in", "excess", "of", "Twenty", "Five", "Million", "and", "No", "/", "100", "Dollars", "(", "$", "25", ",", "000", ",", "000", ")", "or", "Borrower", "receives", "written", "notice", "of", "the", "occurrence", "of", "any", "default", "under", "any", "such", "Indebtedness", ",", "and", "in", "each", "case", ",", "such", "default", "continues", "uncured", "for", "more", "than", "ten", "Business", "Days", ";"]}
{"id": "1006060", "text": "f.Defend Trade Secrets Act. Pursuant to 18 USC 1833 (b), an individual may not be held liable under any criminal or civil federal or state trade secret law for disclosure of a trade secret: (i) made in confidence to a government official, either directly or indirectly, or to an attorney, solely for the purpose of reporting or investigating a suspected violation of law or (ii) in a complaint or other document filed in a lawsuit or other proceeding, if such filing is made under seal. Additionally, an individual suing an employer for retaliation based on the reporting of a suspected violation of law may disclose a trade secret to his attorney and use the trade secret information in the court proceeding, so long as any document containing the trade secret is filed under seal and the individual does not disclose the trade secret except pursuant to court order.", "ner": [[9, 11, "Regulation"]], "tokenized_text": ["f", ".", "Defend", "Trade", "Secrets", "Act", ".", "Pursuant", "to", "18", "USC", "1833", "(", "b", ")", ",", "an", "individual", "may", "not", "be", "held", "liable", "under", "any", "criminal", "or", "civil", "federal", "or", "state", "trade", "secret", "law", "for", "disclosure", "of", "a", "trade", "secret", ":", "(", "i", ")", "made", "in", "confidence", "to", "a", "government", "official", ",", "either", "directly", "or", "indirectly", ",", "or", "to", "an", "attorney", ",", "solely", "for", "the", "purpose", "of", "reporting", "or", "investigating", "a", "suspected", "violation", "of", "law", "or", "(", "ii", ")", "in", "a", "complaint", "or", "other", "document", "filed", "in", "a", "lawsuit", "or", "other", "proceeding", ",", "if", "such", "filing", "is", "made", "under", "seal", ".", "Additionally", ",", "an", "individual", "suing", "an", "employer", "for", "retaliation", "based", "on", "the", "reporting", "of", "a", "suspected", "violation", "of", "law", "may", "disclose", "a", "trade", "secret", "to", "his", "attorney", "and", "use", "the", "trade", "secret", "information", "in", "the", "court", "proceeding", ",", "so", "long", "as", "any", "document", "containing", "the", "trade", "secret", "is", "filed", "under", "seal", "and", "the", "individual", "does", "not", "disclose", "the", "trade", "secret", "except", "pursuant", "to", "court", "order", "."]}
{"id": "8", "text": "b. Governing Law. The validity, construction, interpretation and enforceability of this Agreement and the capacity of the parties shall be determined and governed by the laws of the State of New Jersey without regard to conflicts of law.", "ner": [[32, 35, "Court"]], "tokenized_text": ["b", ".", "Governing", "Law", ".", "The", "validity", ",", "construction", ",", "interpretation", "and", "enforceability", "of", "this", "Agreement", "and", "the", "capacity", "of", "the", "parties", "shall", "be", "determined", "and", "governed", "by", "the", "laws", "of", "the", "State", "of", "New", "Jersey", "without", "regard", "to", "conflicts", "of", "law", "."]}
{"id": "2194", "text": "| (i)| A change in the composition of the Board of the Company occurring within a rolling two-year period commencing on the Commencement Date and each annual anniversary thereafter, as a result of which fewer than a majority of the directors are Incumbent Directors. Incumbent Directors refers to the persons who were directors of either the Bank or the Company immediately before the beginning of such two-year period commencing on the Commencement Date; provided that any director who was not a director as of the Commencement Date shall be deemed to be an Incumbent Director if that director was elected to such board of directors by, or on the recommendation of or with the approval of, at least two-thirds(2/3) of the directors who then qualified as Incumbent Directors; and provided further that no director whose initial assumption of office is in connection with an actual or threatened election contest (relating to the election of directors) shall be deemed to be an Incumbent Director; ---|---|---", "ner": [[130, 137, "Ratio"]], "tokenized_text": ["|", "(", "i", ")", "|", "A", "change", "in", "the", "composition", "of", "the", "Board", "of", "the", "Company", "occurring", "within", "a", "rolling", "two", "-", "year", "period", "commencing", "on", "the", "Commencement", "Date", "and", "each", "annual", "anniversary", "thereafter", ",", "as", "a", "result", "of", "which", "fewer", "than", "a", "majority", "of", "the", "directors", "are", "Incumbent", "Directors", ".", "Incumbent", "Directors", "refers", "to", "the", "persons", "who", "were", "directors", "of", "either", "the", "Bank", "or", "the", "Company", "immediately", "before", "the", "beginning", "of", "such", "two", "-", "year", "period", "commencing", "on", "the", "Commencement", "Date", ";", "provided", "that", "any", "director", "who", "was", "not", "a", "director", "as", "of", "the", "Commencement", "Date", "shall", "be", "deemed", "to", "be", "an", "Incumbent", "Director", "if", "that", "director", "was", "elected", "to", "such", "board", "of", "directors", "by", ",", "or", "on", "the", "recommendation", "of", "or", "with", "the", "approval", "of", ",", "at", "least", "two", "-", "thirds", "(", "2", "/", "3", ")", "of", "the", "directors", "who", "then", "qualified", "as", "Incumbent", "Directors", ";", "and", "provided", "further", "that", "no", "director", "whose", "initial", "assumption", "of", "office", "is", "in", "connection", "with", "an", "actual", "or", "threatened", "election", "contest", "(", "relating", "to", "the", "election", "of", "directors", ")", "shall", "be", "deemed", "to", "be", "an", "Incumbent", "Director", ";", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-"]}
{"id": "2941", "text": "(a) Sale and Issuance. The Purchaser shall pay an aggregate of $8,750,000 for the Shares, which consist of 833,334 ClassA Shares, at a purchase price per Share (as may be adjusted pursuant to clauses (i)through (iii) below, the Purchase Price) of $10.50 , subject to the terms and conditions of this Agreement (including Section2(c)(iii) with respect to potential payment by Wang of a portion of the aggregate Purchase Price, which payment shall be in addition to the Purchasers payment of such $8,750,000 ). Immediately after the Closing, the Shares shall represent at least 5.34% of all issued and outstanding shares of Common Stock of the Company, on an as-converted basis. The Closing Date is expected to be no later than November30, 2017.", "ner": [[14, 19, "Principal"], [27, 29, "Shares"], [61, 64, "Price"], [112, 117, "Principal"], [131, 134, "Percentage"]], "tokenized_text": ["(", "a", ")", "Sale", "and", "Issuance", ".", "The", "Purchaser", "shall", "pay", "an", "aggregate", "of", "$", "8", ",", "750", ",", "000", "for", "the", "Shares", ",", "which", "consist", "of", "833", ",", "334", "ClassA", "Shares", ",", "at", "a", "purchase", "price", "per", "Share", "(", "as", "may", "be", "adjusted", "pursuant", "to", "clauses", "(", "i", ")", "through", "(", "iii", ")", "below", ",", "the", "Purchase", "Price", ")", "of", "$", "10", ".", "50", ",", "subject", "to", "the", "terms", "and", "conditions", "of", "this", "Agreement", "(", "including", "Section2", "(", "c", ")", "(", "iii", ")", "with", "respect", "to", "potential", "payment", "by", "Wang", "of", "a", "portion", "of", "the", "aggregate", "Purchase", "Price", ",", "which", "payment", "shall", "be", "in", "addition", "to", "the", "Purchasers", "payment", "of", "such", "$", "8", ",", "750", ",", "000", ")", ".", "Immediately", "after", "the", "Closing", ",", "the", "Shares", "shall", "represent", "at", "least", "5", ".", "34", "%", "of", "all", "issued", "and", "outstanding", "shares", "of", "Common", "Stock", "of", "the", "Company", ",", "on", "an", "as", "-", "converted", "basis", ".", "The", "Closing", "Date", "is", "expected", "to", "be", "no", "later", "than", "November30", ",", "2017", "."]}
{"id": "2000002", "text": "Base Compensation. During the Term, Executives annual salary (the Base Compensation) shall be (i) no less than the annualized equivalent of $350,000 , (ii) subject to all appropriate federal and state withholding taxes and (iii) payable at the same times and under the same conditions as salaries are paid to the Companys other employees in accordance with the normal payroll practices of the Company. The Base Compensation shall be reviewed and may be increased from time to time following the Effective Date by the Board (or any applicable committee thereof) in its sole discretion applied consistent with this Section 3(a). The Base Compensation shall at all times during the Term be, and remain, more than the compensation of Executives subordinates at such times. If the Base Compensation is adjusted after the Effective Date, the Base Compensation defined above shall also be adjusted for all purposes of this Agreement.", "ner": [[27, 30, "Salary"]], "tokenized_text": ["Base", "Compensation", ".", "During", "the", "Term", ",", "Executives", "annual", "salary", "(", "the", "Base", "Compensation", ")", "shall", "be", "(", "i", ")", "no", "less", "than", "the", "annualized", "equivalent", "of", "$", "350", ",", "000", ",", "(", "ii", ")", "subject", "to", "all", "appropriate", "federal", "and", "state", "withholding", "taxes", "and", "(", "iii", ")", "payable", "at", "the", "same", "times", "and", "under", "the", "same", "conditions", "as", "salaries", "are", "paid", "to", "the", "Companys", "other", "employees", "in", "accordance", "with", "the", "normal", "payroll", "practices", "of", "the", "Company", ".", "The", "Base", "Compensation", "shall", "be", "reviewed", "and", "may", "be", "increased", "from", "time", "to", "time", "following", "the", "Effective", "Date", "by", "the", "Board", "(", "or", "any", "applicable", "committee", "thereof", ")", "in", "its", "sole", "discretion", "applied", "consistent", "with", "this", "Section", "3", "(", "a", ")", ".", "The", "Base", "Compensation", "shall", "at", "all", "times", "during", "the", "Term", "be", ",", "and", "remain", ",", "more", "than", "the", "compensation", "of", "Executives", "subordinates", "at", "such", "times", ".", "If", "the", "Base", "Compensation", "is", "adjusted", "after", "the", "Effective", "Date", ",", "the", "Base", "Compensation", "defined", "above", "shall", "also", "be", "adjusted", "for", "all", "purposes", "of", "this", "Agreement", "."]}
{"id": "4577", "text": "THIS SUBLEASE AGREEMENT (this Lease) is entered into to be effective as of December30, 2016 (the Effective Date), between 1914 COMMERCE LEASING LLC , a Texas limited liability company (Landlord), whose address is c/o 1914 Commerce GM, Inc., 1800 Valley View Lane, Ste. 300, Farmers Branch, TX 75234, and The Dallas Morning News, Inc. , a Delaware corporation (Tenant), whose address until the Commencement Date (as hereinafter defined) is 508 Young Street, Dallas, Texas 75202, and whose address thereafter will be that of the Premises (as hereinafter defined).", "ner": [[1, 2, "Title"], [15, 17, "EffectiveDate"], [25, 28, "Parties"], [52, 64, "Address"], [68, 74, "Parties"], [95, 101, "Address"]], "tokenized_text": ["THIS", "SUBLEASE", "AGREEMENT", "(", "this", "Lease", ")", "is", "entered", "into", "to", "be", "effective", "as", "of", "December30", ",", "2016", "(", "the", "Effective", "Date", ")", ",", "between", "1914", "COMMERCE", "LEASING", "LLC", ",", "a", "Texas", "limited", "liability", "company", "(", "Landlord", ")", ",", "whose", "address", "is", "c", "/", "o", "1914", "Commerce", "GM", ",", "Inc", ".", ",", "1800", "Valley", "View", "Lane", ",", "Ste", ".", "300", ",", "Farmers", "Branch", ",", "TX", "75234", ",", "and", "The", "Dallas", "Morning", "News", ",", "Inc", ".", ",", "a", "Delaware", "corporation", "(", "Tenant", ")", ",", "whose", "address", "until", "the", "Commencement", "Date", "(", "as", "hereinafter", "defined", ")", "is", "508", "Young", "Street", ",", "Dallas", ",", "Texas", "75202", ",", "and", "whose", "address", "thereafter", "will", "be", "that", "of", "the", "Premises", "(", "as", "hereinafter", "defined", ")", "."]}
{"id": "2001015", "text": "For Building 2: $1,199,745.00 , representing $45.00 per square foot of Building 2 Rentable Area. | ---|--- For Building 3:", "ner": [[4, 11, "Rent"]], "tokenized_text": ["For", "Building", "2", ":", "$", "1", ",", "199", ",", "745", ".", "00", ",", "representing", "$", "45", ".", "00", "per", "square", "foot", "of", "Building", "2", "Rentable", "Area", ".", "|", "-", "-", "-", "|", "-", "-", "-", "For", "Building", "3", ":"]}
{"id": "4308", "text": "the individuals serving on the Board as of the date hereof (together with any new directors whose election by the Board or nomination for election by the Company's stockholders was approved by a vote of at least two-thirds ( 2/3) of the directors then still in office who either were directors as of the date hereof or whose election or nomination for election was previously so approved) cease for any reason to constitute at least a majority of the Board; or |", "ner": [[44, 46, "Ratio"]], "tokenized_text": ["the", "individuals", "serving", "on", "the", "Board", "as", "of", "the", "date", "hereof", "(", "together", "with", "any", "new", "directors", "whose", "election", "by", "the", "Board", "or", "nomination", "for", "election", "by", "the", "Company", "'", "s", "stockholders", "was", "approved", "by", "a", "vote", "of", "at", "least", "two", "-", "thirds", "(", "2", "/", "3", ")", "of", "the", "directors", "then", "still", "in", "office", "who", "either", "were", "directors", "as", "of", "the", "date", "hereof", "or", "whose", "election", "or", "nomination", "for", "election", "was", "previously", "so", "approved", ")", "cease", "for", "any", "reason", "to", "constitute", "at", "least", "a", "majority", "of", "the", "Board", ";", "or", "|"]}
{"id": "1006834", "text": "| | $ | 177,187.53 | Sublessee shall make all rent payments due hereunder on or before the first day of the month for which such rent is due.", "ner": [[4, 8, "Rent"]], "tokenized_text": ["|", "|", "$", "|", "177", ",", "187", ".", "53", "|", "Sublessee", "shall", "make", "all", "rent", "payments", "due", "hereunder", "on", "or", "before", "the", "first", "day", "of", "the", "month", "for", "which", "such", "rent", "is", "due", "."]}
{"id": "497", "text": "2.Term. The Company shall continue to employ the Executive and the Executive shall continue to serve the Company, on the terms and conditions set forth herein, for the period commencing on the Effective Date and expiring on the third anniversary of the Effective Date , unless sooner terminated as hereinafter set forth; provided, however, that the Term of this Agreement shall automatically be extended so that at all times , the balance of the Term shall not be less than three (3) years (as so extended, the Term).", "ner": [[43, 44, "TerminationDate"], [69, 71, "RenewalTerm"]], "tokenized_text": ["2", ".", "Term", ".", "The", "Company", "shall", "continue", "to", "employ", "the", "Executive", "and", "the", "Executive", "shall", "continue", "to", "serve", "the", "Company", ",", "on", "the", "terms", "and", "conditions", "set", "forth", "herein", ",", "for", "the", "period", "commencing", "on", "the", "Effective", "Date", "and", "expiring", "on", "the", "third", "anniversary", "of", "the", "Effective", "Date", ",", "unless", "sooner", "terminated", "as", "hereinafter", "set", "forth", ";", "provided", ",", "however", ",", "that", "the", "Term", "of", "this", "Agreement", "shall", "automatically", "be", "extended", "so", "that", "at", "all", "times", ",", "the", "balance", "of", "the", "Term", "shall", "not", "be", "less", "than", "three", "(", "3", ")", "years", "(", "as", "so", "extended", ",", "the", "Term", ")", "."]}
{"id": "1684", "text": "1\\. Term. The Company hereby employs Executive, and Executive hereby accepts such employment, for a term (as the same may be extended, the Term) commencing as of the Effective Date and continuing until December31, 2020 (the Initial Period) unless terminated earlier in accordance with the provisions of Section4\\. Unless either party notifies the other party of non- renewal in writing, in accordance with Section10, not less than 90 days prior to the expiration of the Initial Period or any subsequent renewal period, the Term shall automatically be extended for successive one-year periods in accordance with the terms of this Agreement (subject to earlier termination as aforesaid).", "ner": [[41, 43, "TerminationDate"], [107, 109, "RenewalTerm"]], "tokenized_text": ["1", "\\", ".", "Term", ".", "The", "Company", "hereby", "employs", "Executive", ",", "and", "Executive", "hereby", "accepts", "such", "employment", ",", "for", "a", "term", "(", "as", "the", "same", "may", "be", "extended", ",", "the", "Term", ")", "commencing", "as", "of", "the", "Effective", "Date", "and", "continuing", "until", "December31", ",", "2020", "(", "the", "Initial", "Period", ")", "unless", "terminated", "earlier", "in", "accordance", "with", "the", "provisions", "of", "Section4", "\\", ".", "Unless", "either", "party", "notifies", "the", "other", "party", "of", "non", "-", "renewal", "in", "writing", ",", "in", "accordance", "with", "Section10", ",", "not", "less", "than", "90", "days", "prior", "to", "the", "expiration", "of", "the", "Initial", "Period", "or", "any", "subsequent", "renewal", "period", ",", "the", "Term", "shall", "automatically", "be", "extended", "for", "successive", "one", "-", "year", "periods", "in", "accordance", "with", "the", "terms", "of", "this", "Agreement", "(", "subject", "to", "earlier", "termination", "as", "aforesaid", ")", "."]}
{"id": "2001014", "text": "For and during the initial term of the Lease, Lessee shall pay to Lessor monthly rent of $ 225 per month . The monthly payment shall be due on the first day of each calendar month and payable in the total amount in parts.", "ner": [[18, 21, "Rent"]], "tokenized_text": ["For", "and", "during", "the", "initial", "term", "of", "the", "Lease", ",", "Lessee", "shall", "pay", "to", "Lessor", "monthly", "rent", "of", "$", "225", "per", "month", ".", "The", "monthly", "payment", "shall", "be", "due", "on", "the", "first", "day", "of", "each", "calendar", "month", "and", "payable", "in", "the", "total", "amount", "in", "parts", "."]}
{"id": "5849", "text": "19.21 Arbitration. With respect to any dispute arising under this Lease, Landlord and Tenant shall first use good efforts to resolve such dispute or matter between themselves. If the parties have not been able to resolve such dispute or matter after thirty (30)days from the date of the parties became aware of such dispute or matter, either party may submit the same for settlement by arbitration in Metro Louisville, KY , in accordance with the procedural rules then governing the American Arbitration Association or any successor thereto. The decision of the arbitrator shall be final, conclusive and binding upon the parties, and a judgment may be obtained thereon in any court having jurisdiction. Landlord and Tenant shall each pay one-half ( 1/2) of the cost and expense of such arbitration, and each shall separately pay for its own attorneys fees and expenses.", "ner": [[76, 79, "Court"], [133, 140, "Ratio"]], "tokenized_text": ["19", ".", "21", "Arbitration", ".", "With", "respect", "to", "any", "dispute", "arising", "under", "this", "Lease", ",", "Landlord", "and", "Tenant", "shall", "first", "use", "good", "efforts", "to", "resolve", "such", "dispute", "or", "matter", "between", "themselves", ".", "If", "the", "parties", "have", "not", "been", "able", "to", "resolve", "such", "dispute", "or", "matter", "after", "thirty", "(", "30", ")", "days", "from", "the", "date", "of", "the", "parties", "became", "aware", "of", "such", "dispute", "or", "matter", ",", "either", "party", "may", "submit", "the", "same", "for", "settlement", "by", "arbitration", "in", "Metro", "Louisville", ",", "KY", ",", "in", "accordance", "with", "the", "procedural", "rules", "then", "governing", "the", "American", "Arbitration", "Association", "or", "any", "successor", "thereto", ".", "The", "decision", "of", "the", "arbitrator", "shall", "be", "final", ",", "conclusive", "and", "binding", "upon", "the", "parties", ",", "and", "a", "judgment", "may", "be", "obtained", "thereon", "in", "any", "court", "having", "jurisdiction", ".", "Landlord", "and", "Tenant", "shall", "each", "pay", "one", "-", "half", "(", "1", "/", "2", ")", "of", "the", "cost", "and", "expense", "of", "such", "arbitration", ",", "and", "each", "shall", "separately", "pay", "for", "its", "own", "attorneys", "fees", "and", "expenses", "."]}
{"id": "1368", "text": "| (i)| During that period commencing August 15, 2017 and ending on the sooner of (a) the expiration of the Employment Period or (b) the last day of any month during the Employment period in which the Company shall have sold equity or debt securities generating net cash proceeds to the Company of Two Million Dollars ( $2,000,000 ) or more (Capital Raise) Employee shall receive from the Company 10,000 shares of the Company's Series M Preferred stock per month as compensation for Employees services pursuant to this Agreement . ---|---|--- | (ii)| During the period commencing the first day subsequent to the end of that month in which the successful completion by the Company of the Capital Raise shall have occurred and ending upon the expiration of the Employment Period, Company shall pay Employee salary at the rate of $16,667 per month prorated for any partial employment month (\"Salary\"). Salary shall be paid on a monthly basis (Payday). In the event that Payday falls on a Saturday, Sunday or holiday, Salary shall be paid on the next business day. Salary may be paid, at the Companys sole discretion, either in: ---|---|---", "ner": [[9, 12, "EffectiveDate"], [65, 70, "Principal"], [84, 86, "Shares"], [173, 176, "Salary"]], "tokenized_text": ["|", "(", "i", ")", "|", "During", "that", "period", "commencing", "August", "15", ",", "2017", "and", "ending", "on", "the", "sooner", "of", "(", "a", ")", "the", "expiration", "of", "the", "Employment", "Period", "or", "(", "b", ")", "the", "last", "day", "of", "any", "month", "during", "the", "Employment", "period", "in", "which", "the", "Company", "shall", "have", "sold", "equity", "or", "debt", "securities", "generating", "net", "cash", "proceeds", "to", "the", "Company", "of", "Two", "Million", "Dollars", "(", "$", "2", ",", "000", ",", "000", ")", "or", "more", "(", "Capital", "Raise", ")", "Employee", "shall", "receive", "from", "the", "Company", "10", ",", "000", "shares", "of", "the", "Company", "'", "s", "Series", "M", "Preferred", "stock", "per", "month", "as", "compensation", "for", "Employees", "services", "pursuant", "to", "this", "Agreement", ".", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-", "|", "(", "ii", ")", "|", "During", "the", "period", "commencing", "the", "first", "day", "subsequent", "to", "the", "end", "of", "that", "month", "in", "which", "the", "successful", "completion", "by", "the", "Company", "of", "the", "Capital", "Raise", "shall", "have", "occurred", "and", "ending", "upon", "the", "expiration", "of", "the", "Employment", "Period", ",", "Company", "shall", "pay", "Employee", "salary", "at", "the", "rate", "of", "$", "16", ",", "667", "per", "month", "prorated", "for", "any", "partial", "employment", "month", "(", "\"", "Salary", "\"", ")", ".", "Salary", "shall", "be", "paid", "on", "a", "monthly", "basis", "(", "Payday", ")", ".", "In", "the", "event", "that", "Payday", "falls", "on", "a", "Saturday", ",", "Sunday", "or", "holiday", ",", "Salary", "shall", "be", "paid", "on", "the", "next", "business", "day", ".", "Salary", "may", "be", "paid", ",", "at", "the", "Companys", "sole", "discretion", ",", "either", "in", ":", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-"]}
{"id": "3170", "text": "/s/ Jack J. Kane Name: Jack J. Kane Title: Managing Director BMO Financial Group 100 King Street, 23rd Floor Toronto Ontario M5X 1A1 Attention: Michael M. Johnson Telephone: (416) 867-6968 FAX: (416) 867-5785 Email: Michaelm.johnson@bmo.com [Signature Page to Forbearance Agreement and Second Amendment to", "ner": [[3, 6, "Parties"], [15, 16, "Role"], [20, 29, "Address"], [38, 43, "PII_Ref"], [46, 51, "PII_Ref"], [54, 60, "PII_Ref"], [65, 66, "Title"]], "tokenized_text": ["/", "s", "/", "Jack", "J", ".", "Kane", "Name", ":", "Jack", "J", ".", "Kane", "Title", ":", "Managing", "Director", "BMO", "Financial", "Group", "100", "King", "Street", ",", "23rd", "Floor", "Toronto", "Ontario", "M5X", "1A1", "Attention", ":", "Michael", "M", ".", "Johnson", "Telephone", ":", "(", "416", ")", "867", "-", "6968", "FAX", ":", "(", "416", ")", "867", "-", "5785", "Email", ":", "Michaelm", ".", "johnson", "@", "bmo", ".", "com", "[", "Signature", "Page", "to", "Forbearance", "Agreement", "and", "Second", "Amendment", "to"]}
{"id": "605", "text": "ordinance or the common law; or otherwise arising between Executive, on the one hand, and the Company or any of its Subsidiaries or Affiliates, on the other hand, the Parties shall (except to the extent otherwise provided in Section10(l) with respect to certain requests for injunctive relief) be submitted to binding arbitration before the American Arbitration Association (AAA) for resolution. Such arbitration shall be conducted in Las Vegas, Nevada, and the arbitrator will apply Nevada law, including federal law as applied in Nevada courts. The arbitration shall be conducted in accordance with the AAAs National Rules for the Resolution of Employment Disputes, as modified by the terms set forth in this Agreement. The arbitration will be conducted by a single arbitrator, who shall be an attorney who specializes in the field of employment law and shall have prior experience arbitrating employment disputes. The Company will pay the fees and costs of the Arbitrator and/or the AAA, except that if such arbitration is commenced by the Executive, then Executive will be responsible for paying the applicable filing fee not to exceed the fee that Executive would otherwise pay to file a lawsuit asserting the same claim in court. The arbitrator shall not have the authority to modify the terms of this Agreement except to the extent that the Agreement violates any governing statue, in which case the arbitrator may modify the Agreement solely as necessary to not conflict with such statute. The Arbitrator shall have the authority to award any remedy or relief that could a court of the State of Nevada or federal court located in the State of Nevada could grant in conformity with the applicable law on the basis of claims actually made in the arbitration. The Arbitrator shall render an award and written opinion which shall set forth the factual and legal basis for the award. The award of the arbitrator shall be final and binding on the Parties, and judgment on the award may be confirmed and entered in any state or federal court located in Las Vegas, Nevada. The arbitration shall be conducted on a strictly confidential basis, and Executive shall not disclose the existence of a claim, the nature of a claim, any documents, exhibits, or information exchanged or presented in connection with any such a claim, or the result of any arbitration (collectively, Arbitration Materials), to any third party, with the sole exception of Executives legal counsel, who Executive shall ensure adheres to all confidentiality terms in this Agreement. In the event of any court proceeding to challenge or enforce an arbitrators award, the Parties hereby consent to the exclusive jurisdiction of the state and federal courts in Nevada and agree to venue in that jurisdiction. The Parties agree to take all steps necessary to protect the confidentiality of the Arbitration Materials in connection with any such proceeding, agree to file all Confidential Information (and documents containing Confidential Information) under seal to the extent possible, and agree to the entry of an appropriate protective order encompassing the confidentiality terms of this Agreement. Each Party agrees to pay its own costs and fees in connection with any arbitration of a dispute arising under this Agreement, and any court proceeding arising therefrom, provided, however, that if either party prevails substantially in such arbitration such party shall be entitled to an award by the arbitrator of his or its costs including reasonable attorneys fees. To the extent any dispute is found not to be subject to this arbitration provision, both Executive and Company hereby waive their respective rights to trial by jury.", "ner": [[286, 288, "Court"], [295, 297, "Court"]], "tokenized_text": ["ordinance", "or", "the", "common", "law", ";", "or", "otherwise", "arising", "between", "Executive", ",", "on", "the", "one", "hand", ",", "and", "the", "Company", "or", "any", "of", "its", "Subsidiaries", "or", "Affiliates", ",", "on", "the", "other", "hand", ",", "the", "Parties", "shall", "(", "except", "to", "the", "extent", "otherwise", "provided", "in", "Section10", "(", "l", ")", "with", "respect", "to", "certain", "requests", "for", "injunctive", "relief", ")", "be", "submitted", "to", "binding", "arbitration", "before", "the", "American", "Arbitration", "Association", "(", "AAA", ")", "for", "resolution", ".", "Such", "arbitration", "shall", "be", "conducted", "in", "Las", "Vegas", ",", "Nevada", ",", "and", "the", "arbitrator", "will", "apply", "Nevada", "law", ",", "including", "federal", "law", "as", "applied", "in", "Nevada", "courts", ".", "The", "arbitration", "shall", "be", "conducted", "in", "accordance", "with", "the", "AAAs", "National", "Rules", "for", "the", "Resolution", "of", "Employment", "Disputes", ",", "as", "modified", "by", "the", "terms", "set", "forth", "in", "this", "Agreement", ".", "The", "arbitration", "will", "be", "conducted", "by", "a", "single", "arbitrator", ",", "who", "shall", "be", "an", "attorney", "who", "specializes", "in", "the", "field", "of", "employment", "law", "and", "shall", "have", "prior", "experience", "arbitrating", "employment", "disputes", ".", "The", "Company", "will", "pay", "the", "fees", "and", "costs", "of", "the", "Arbitrator", "and", "/", "or", "the", "AAA", ",", "except", "that", "if", "such", "arbitration", "is", "commenced", "by", "the", "Executive", ",", "then", "Executive", "will", "be", "responsible", "for", "paying", "the", "applicable", "filing", "fee", "not", "to", "exceed", "the", "fee", "that", "Executive", "would", "otherwise", "pay", "to", "file", "a", "lawsuit", "asserting", "the", "same", "claim", "in", "court", ".", "The", "arbitrator", "shall", "not", "have", "the", "authority", "to", "modify", "the", "terms", "of", "this", "Agreement", "except", "to", "the", "extent", "that", "the", "Agreement", "violates", "any", "governing", "statue", ",", "in", "which", "case", "the", "arbitrator", "may", "modify", "the", "Agreement", "solely", "as", "necessary", "to", "not", "conflict", "with", "such", "statute", ".", "The", "Arbitrator", "shall", "have", "the", "authority", "to", "award", "any", "remedy", "or", "relief", "that", "could", "a", "court", "of", "the", "State", "of", "Nevada", "or", "federal", "court", "located", "in", "the", "State", "of", "Nevada", "could", "grant", "in", "conformity", "with", "the", "applicable", "law", "on", "the", "basis", "of", "claims", "actually", "made", "in", "the", "arbitration", ".", "The", "Arbitrator", "shall", "render", "an", "award", "and", "written", "opinion", "which", "shall", "set", "forth", "the", "factual", "and", "legal", "basis", "for", "the", "award", ".", "The", "award", "of", "the", "arbitrator", "shall", "be", "final", "and", "binding", "on", "the", "Parties", ",", "and", "judgment", "on", "the", "award", "may", "be", "confirmed", "and", "entered", "in", "any", "state", "or", "federal", "court", "located", "in", "Las", "Vegas", ",", "Nevada", ".", "The", "arbitration", "shall", "be", "conducted", "on", "a", "strictly", "confidential", "basis", ",", "and", "Executive", "shall", "not", "disclose", "the", "existence", "of", "a", "claim", ",", "the", "nature", "of", "a", "claim", ",", "any", "documents", ",", "exhibits", ",", "or", "information", "exchanged", "or", "presented", "in", "connection", "with", "any", "such", "a", "claim", ",", "or", "the", "result", "of", "any", "arbitration", "(", "collectively", ",", "Arbitration", "Materials", ")", ",", "to", "any", "third", "party", ",", "with", "the", "sole", "exception", "of", "Executives", "legal", "counsel", ",", "who", "Executive", "shall", "ensure", "adheres", "to", "all", "confidentiality", "terms", "in", "this", "Agreement", ".", "In", "the", "event", "of", "any", "court", "proceeding", "to", "challenge", "or", "enforce", "an", "arbitrators", "award", ",", "the", "Parties", "hereby", "consent", "to", "the", "exclusive", "jurisdiction", "of", "the", "state", "and", "federal", "courts", "in", "Nevada", "and", "agree", "to", "venue", "in", "that", "jurisdiction", ".", "The", "Parties", "agree", "to", "take", "all", "steps", "necessary", "to", "protect", "the", "confidentiality", "of", "the", "Arbitration", "Materials", "in", "connection", "with", "any", "such", "proceeding", ",", "agree", "to", "file", "all", "Confidential", "Information", "(", "and", "documents", "containing", "Confidential", "Information", ")", "under", "seal", "to", "the", "extent", "possible", ",", "and", "agree", "to", "the", "entry", "of", "an", "appropriate", "protective", "order", "encompassing", "the", "confidentiality", "terms", "of", "this", "Agreement", ".", "Each", "Party", "agrees", "to", "pay", "its", "own", "costs", "and", "fees", "in", "connection", "with", "any", "arbitration", "of", "a", "dispute", "arising", "under", "this", "Agreement", ",", "and", "any", "court", "proceeding", "arising", "therefrom", ",", "provided", ",", "however", ",", "that", "if", "either", "party", "prevails", "substantially", "in", "such", "arbitration", "such", "party", "shall", "be", "entitled", "to", "an", "award", "by", "the", "arbitrator", "of", "his", "or", "its", "costs", "including", "reasonable", "attorneys", "fees", ".", "To", "the", "extent", "any", "dispute", "is", "found", "not", "to", "be", "subject", "to", "this", "arbitration", "provision", ",", "both", "Executive", "and", "Company", "hereby", "waive", "their", "respective", "rights", "to", "trial", "by", "jury", "."]}
{"id": "2496", "text": "[ANY AMENDMENTS TO CREDIT AGREEMENT TO BE INCORPORATED HERE]", "ner": [[4, 5, "Title"]], "tokenized_text": ["[", "ANY", "AMENDMENTS", "TO", "CREDIT", "AGREEMENT", "TO", "BE", "INCORPORATED", "HERE", "]"]}
{"id": "2533", "text": "2.8.Investments to Contractors. Section 6.20(j) of the Credit Agreement is amended by amending and restating it in its entirety as follows:", "ner": [[17, 18, "Title"]], "tokenized_text": ["2", ".", "8", ".", "Investments", "to", "Contractors", ".", "Section", "6", ".", "20", "(", "j", ")", "of", "the", "Credit", "Agreement", "is", "amended", "by", "amending", "and", "restating", "it", "in", "its", "entirety", "as", "follows", ":"]}
{"id": "2579", "text": "| | ---|---|--- BANK OF AMERICA, N.A., as an LC Issuer, Swingline Lender and a Lender | By: | | /s/ Adam H. Fey Name: | | Adam H. Fey Title: | | Director BANK OF AMERICA, N.A.,&lt; br/&gt;", "ner": [[13, 20, "Parties"], [40, 43, "Parties"], [56, 56, "Role"]], "tokenized_text": ["|", "|", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-", "BANK", "OF", "AMERICA", ",", "N", ".", "A", ".", ",", "as", "an", "LC", "Issuer", ",", "Swingline", "Lender", "and", "a", "Lender", "|", "By", ":", "|", "|", "/", "s", "/", "Adam", "H", ".", "Fey", "Name", ":", "|", "|", "Adam", "H", ".", "Fey", "Title", ":", "|", "|", "Director", "BANK", "OF", "AMERICA", ",", "N", ".", "A", ".", ",", "&", "lt", ";", "br", "/", "&", "gt", ";"]}
{"id": "2580", "text": "| | ---|---|--- BANK OF AMERICA, N.A., as an LC Issuer, Swingline Lender and a Lender | By: | | Name: | | Title: | | BANK OF AMERICA, N.A.,&lt; br/&gt;", "ner": [[13, 20, "Parties"]], "tokenized_text": ["|", "|", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-", "BANK", "OF", "AMERICA", ",", "N", ".", "A", ".", ",", "as", "an", "LC", "Issuer", ",", "Swingline", "Lender", "and", "a", "Lender", "|", "By", ":", "|", "|", "Name", ":", "|", "|", "Title", ":", "|", "|", "BANK", "OF", "AMERICA", ",", "N", ".", "A", ".", ",", "&", "lt", ";", "br", "/", "&", "gt", ";"]}
{"id": "2676", "text": "[Signature Page to Membership Interest Purchase Agreement ]", "ner": [[6, 7, "Title"]], "tokenized_text": ["[", "Signature", "Page", "to", "Membership", "Interest", "Purchase", "Agreement", "]"]}
{"id": "2706", "text": "9.6 Binding Effect. This Agreement shall be binding upon the parties hereto, their respective successors and permitted assigns.", "ner": [], "tokenized_text": ["9", ".", "6", "Binding", "Effect", ".", "This", "Agreement", "shall", "be", "binding", "upon", "the", "parties", "hereto", ",", "their", "respective", "successors", "and", "permitted", "assigns", "."]}
{"id": "2718", "text": "These Disclosure Schedules (these Disclosure Schedules) are being delivered pursuant to the Securities Purchase Agreement (the Purchase Agreement), dated as of March10, 2017, by and among IFMI, LLC , a Delaware limited liability company (the Company), DGC Family Fintech Trust , a trust established by Daniel G. Cohen, and solely for purposes of ArticleVI and Sections 7.3, 7.4, 7.5 and 7.6 thereof,Institutional Financial Markets,Inc., a Maryland corporation (the Parent). Capitalized terms used herein but not otherwise defined shall have the meanings ascribed to such terms in the Purchase Agreement.", "ner": [[14, 16, "Title"], [19, 20, "Title"], [26, 28, "EffectiveDate"], [33, 35, "Parties"], [47, 50, "Parties"], [56, 59, "Parties"], [86, 91, "Parties"], [119, 120, "Title"]], "tokenized_text": ["These", "Disclosure", "Schedules", "(", "these", "Disclosure", "Schedules", ")", "are", "being", "delivered", "pursuant", "to", "the", "Securities", "Purchase", "Agreement", "(", "the", "Purchase", "Agreement", ")", ",", "dated", "as", "of", "March10", ",", "2017", ",", "by", "and", "among", "IFMI", ",", "LLC", ",", "a", "Delaware", "limited", "liability", "company", "(", "the", "Company", ")", ",", "DGC", "Family", "Fintech", "Trust", ",", "a", "trust", "established", "by", "Daniel", "G", ".", "Cohen", ",", "and", "solely", "for", "purposes", "of", "ArticleVI", "and", "Sections", "7", ".", "3", ",", "7", ".", "4", ",", "7", ".", "5", "and", "7", ".", "6", "thereof", ",", "Institutional", "Financial", "Markets", ",", "Inc", ".", ",", "a", "Maryland", "corporation", "(", "the", "Parent", ")", ".", "Capitalized", "terms", "used", "herein", "but", "not", "otherwise", "defined", "shall", "have", "the", "meanings", "ascribed", "to", "such", "terms", "in", "the", "Purchase", "Agreement", "."]}
{"id": "2812", "text": "[PURCHASER SIGNATURE PAGES TO PULM SECURITIES PURCHASE AGREEMENT ]", "ner": [[5, 8, "Title"]], "tokenized_text": ["[", "PURCHASER", "SIGNATURE", "PAGES", "TO", "PULM", "SECURITIES", "PURCHASE", "AGREEMENT", "]"]}
{"id": "4084", "text": "LANDLORD: | | TENANT: ---|---|--- | | | | MINNETONKA WHITEWATER LLC , a Delaware limited liability company | | ASPIRITY HOLDINGS LLC , a Minnesota limited liability company By: RWIP Holdings, LLC, its Sole Member | | | | | | By: | | | By: | Name: | | | Name: | Title: | | | Title: |", "ner": [[21, 23, "Parties"], [32, 34, "Parties"], [43, 46, "Parties"]], "tokenized_text": ["LANDLORD", ":", "|", "|", "TENANT", ":", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-", "|", "|", "|", "|", "MINNETONKA", "WHITEWATER", "LLC", ",", "a", "Delaware", "limited", "liability", "company", "|", "|", "ASPIRITY", "HOLDINGS", "LLC", ",", "a", "Minnesota", "limited", "liability", "company", "By", ":", "RWIP", "Holdings", ",", "LLC", ",", "its", "Sole", "Member", "|", "|", "|", "|", "|", "|", "By", ":", "|", "|", "|", "By", ":", "|", "Name", ":", "|", "|", "|", "Name", ":", "|", "Title", ":", "|", "|", "|", "Title", ":", "|"]}
{"id": "4124", "text": "Section 5.1. Term of Engagement. Consultants engagement shall commence on the Effective Date and shall continue until December 31, 2017 (end-of-engagement date), unless terminated sooner, as provided by this article of the Consulting Agreement . For the avoidance of doubt, failure to extend the term of engagement beyond the end-of-engagement date shall not be deemed to be a termination by the Company.", "ner": [[21, 24, "TerminationDate"], [41, 42, "Title"]], "tokenized_text": ["Section", "5", ".", "1", ".", "Term", "of", "Engagement", ".", "Consultants", "engagement", "shall", "commence", "on", "the", "Effective", "Date", "and", "shall", "continue", "until", "December", "31", ",", "2017", "(", "end-of-engagement", "date", ")", ",", "unless", "terminated", "sooner", ",", "as", "provided", "by", "this", "article", "of", "the", "Consulting", "Agreement", ".", "For", "the", "avoidance", "of", "doubt", ",", "failure", "to", "extend", "the", "term", "of", "engagement", "beyond", "the", "end-of-engagement", "date", "shall", "not", "be", "deemed", "to", "be", "a", "termination", "by", "the", "Company", "."]}
{"id": "1150", "text": "A.Executive is currently employed by the Company, pursuant to the terms of that certain employment agreement dated October 4, 2016 (the Prior Employment Agreement ) by and between Executive and the Company.", "ner": [[20, 23, "EffectiveDate"], [26, 28, "Title"]], "tokenized_text": ["A", ".", "Executive", "is", "currently", "employed", "by", "the", "Company", ",", "pursuant", "to", "the", "terms", "of", "that", "certain", "employment", "agreement", "dated", "October", "4", ",", "2016", "(", "the", "Prior", "Employment", "Agreement", ")", "by", "and", "between", "Executive", "and", "the", "Company", "."]}
{"id": "4139", "text": "3.Consulting Fee. In consideration of Consultants performance of the Consulting Services, during the Term, the Company shall pay Consultant a consulting fee at the rate of $50,000 per month that Consultant provides Consulting Services hereunder (theConsulting Fee), payable monthly in arrears during the Term (prorated for any partial months). Each monthly Consulting Payment will be made within 15 days after the month in which it is earned. Consultant acknowledges and agrees that (a)the Company is not required to withhold federal or state income, gross receipts or similar taxes from the Consulting Fee paid to Consultant hereunder or to otherwise comply with any state or federal law concerning the collection of income, gross receipts or similar taxes at the source of payment of wages, (b)the Company is not required under the Federal Unemployment Tax Act or the Federal Insurance Contribution Act to pay or withhold taxes for unemployment compensation or for social security on behalf of Consultant with respect to the Consulting Fee, and (c)the Company is not required under the laws of any state to obtain workers compensation insurance or to make state unemployment compensation contributions on behalf of Consultant.", "ner": [[31, 34, "Salary"], [154, 157, "Act"], [160, 163, "Act"]], "tokenized_text": ["3", ".", "Consulting", "Fee", ".", "In", "consideration", "of", "Consultants", "performance", "of", "the", "Consulting", "Services", ",", "during", "the", "Term", ",", "the", "Company", "shall", "pay", "Consultant", "a", "consulting", "fee", "at", "the", "rate", "of", "$", "50", ",", "000", "per", "month", "that", "Consultant", "provides", "Consulting", "Services", "hereunder", "(", "theConsulting", "Fee", ")", ",", "payable", "monthly", "in", "arrears", "during", "the", "Term", "(", "prorated", "for", "any", "partial", "months", ")", ".", "Each", "monthly", "Consulting", "Payment", "will", "be", "made", "within", "15", "days", "after", "the", "month", "in", "which", "it", "is", "earned", ".", "Consultant", "acknowledges", "and", "agrees", "that", "(", "a", ")", "the", "Company", "is", "not", "required", "to", "withhold", "federal", "or", "state", "income", ",", "gross", "receipts", "or", "similar", "taxes", "from", "the", "Consulting", "Fee", "paid", "to", "Consultant", "hereunder", "or", "to", "otherwise", "comply", "with", "any", "state", "or", "federal", "law", "concerning", "the", "collection", "of", "income", ",", "gross", "receipts", "or", "similar", "taxes", "at", "the", "source", "of", "payment", "of", "wages", ",", "(", "b", ")", "the", "Company", "is", "not", "required", "under", "the", "Federal", "Unemployment", "Tax", "Act", "or", "the", "Federal", "Insurance", "Contribution", "Act", "to", "pay", "or", "withhold", "taxes", "for", "unemployment", "compensation", "or", "for", "social", "security", "on", "behalf", "of", "Consultant", "with", "respect", "to", "the", "Consulting", "Fee", ",", "and", "(", "c", ")", "the", "Company", "is", "not", "required", "under", "the", "laws", "of", "any", "state", "to", "obtain", "workers", "compensation", "insurance", "or", "to", "make", "state", "unemployment", "compensation", "contributions", "on", "behalf", "of", "Consultant", "."]}
{"id": "541", "text": "(a) Executive, for Executive, Executives spouse, and each of Executives heirs, beneficiaries, representatives, agents, successors, and assigns (collectively, Executive Releasors), irrevocably and unconditionally releases and forever discharges the Company, each and all of its predecessors, parents, Subsidiaries, Affiliates, divisions, successors, and assigns (collectively with the Company, the Company Entities), and each and all of the Company Entities current and former officers, directors, employees, shareholders, representatives, attorneys, agents, and assigns (collectively, with the Company Entities, the Company Releasees), from any and all causes of action, claims, actions, rights, judgments, obligations, damages, demands, accountings, or liabilities of any kind or character, whether known or unknown, whether accrued or contingent, that Executive has, had, or may have against them, or any of them, by reason of, arising out of, connected with, touching upon, or concerning Executives employment with the Company, Executives separation from the Company, and Executives relationship with any or all of the Company Releasees, and from any and all statutory claims, regulatory claims, claims under the Employment Agreement , and any and all other claims or matters of whatever kind, nature, or description, arising from the beginning of the world up through the Separation Agreement Effective Date (as defined below) (collectively, the Released Claims). Executive acknowledges that the Released Claims specifically include, but are not limited to, any and all claims for fraud, breach of express or implied contract, breach of the implied covenant of good faith and fair dealing, interference with contractual rights, violation of public policy, invasion of privacy, intentional or negligent infliction of emotional distress, intentional or negligent misrepresentation, defamation, libel, slander, or breach of privacy; claims for failure to pay wages, benefits, deferred compensation, commissions, bonuses, vacation pay, expenses, severance pay, attorneys fees, or other compensation of any sort; claims related", "ner": [[227, 228, "Title"], [257, 258, "Title"]], "tokenized_text": ["(", "a", ")", "Executive", ",", "for", "Executive", ",", "Executives", "spouse", ",", "and", "each", "of", "Executives", "heirs", ",", "beneficiaries", ",", "representatives", ",", "agents", ",", "successors", ",", "and", "assigns", "(", "collectively", ",", "Executive", "Releasors", ")", ",", "irrevocably", "and", "unconditionally", "releases", "and", "forever", "discharges", "the", "Company", ",", "each", "and", "all", "of", "its", "predecessors", ",", "parents", ",", "Subsidiaries", ",", "Affiliates", ",", "divisions", ",", "successors", ",", "and", "assigns", "(", "collectively", "with", "the", "Company", ",", "the", "Company", "Entities", ")", ",", "and", "each", "and", "all", "of", "the", "Company", "Entities", "current", "and", "former", "officers", ",", "directors", ",", "employees", ",", "shareholders", ",", "representatives", ",", "attorneys", ",", "agents", ",", "and", "assigns", "(", "collectively", ",", "with", "the", "Company", "Entities", ",", "the", "Company", "Releasees", ")", ",", "from", "any", "and", "all", "causes", "of", "action", ",", "claims", ",", "actions", ",", "rights", ",", "judgments", ",", "obligations", ",", "damages", ",", "demands", ",", "accountings", ",", "or", "liabilities", "of", "any", "kind", "or", "character", ",", "whether", "known", "or", "unknown", ",", "whether", "accrued", "or", "contingent", ",", "that", "Executive", "has", ",", "had", ",", "or", "may", "have", "against", "them", ",", "or", "any", "of", "them", ",", "by", "reason", "of", ",", "arising", "out", "of", ",", "connected", "with", ",", "touching", "upon", ",", "or", "concerning", "Executives", "employment", "with", "the", "Company", ",", "Executives", "separation", "from", "the", "Company", ",", "and", "Executives", "relationship", "with", "any", "or", "all", "of", "the", "Company", "Releasees", ",", "and", "from", "any", "and", "all", "statutory", "claims", ",", "regulatory", "claims", ",", "claims", "under", "the", "Employment", "Agreement", ",", "and", "any", "and", "all", "other", "claims", "or", "matters", "of", "whatever", "kind", ",", "nature", ",", "or", "description", ",", "arising", "from", "the", "beginning", "of", "the", "world", "up", "through", "the", "Separation", "Agreement", "Effective", "Date", "(", "as", "defined", "below", ")", "(", "collectively", ",", "the", "Released", "Claims", ")", ".", "Executive", "acknowledges", "that", "the", "Released", "Claims", "specifically", "include", ",", "but", "are", "not", "limited", "to", ",", "any", "and", "all", "claims", "for", "fraud", ",", "breach", "of", "express", "or", "implied", "contract", ",", "breach", "of", "the", "implied", "covenant", "of", "good", "faith", "and", "fair", "dealing", ",", "interference", "with", "contractual", "rights", ",", "violation", "of", "public", "policy", ",", "invasion", "of", "privacy", ",", "intentional", "or", "negligent", "infliction", "of", "emotional", "distress", ",", "intentional", "or", "negligent", "misrepresentation", ",", "defamation", ",", "libel", ",", "slander", ",", "or", "breach", "of", "privacy", ";", "claims", "for", "failure", "to", "pay", "wages", ",", "benefits", ",", "deferred", "compensation", ",", "commissions", ",", "bonuses", ",", "vacation", "pay", ",", "expenses", ",", "severance", "pay", ",", "attorneys", "fees", ",", "or", "other", "compensation", "of", "any", "sort", ";", "claims", "related"]}
{"id": "1588", "text": "(b) Executive shall be eligible to receive performance-based annual incentive bonuses (each, the Incentive Bonus) from the Company for each fiscal year ending during the Employment Period. Any such Incentive Bonus shall be paid to Executive within thirty (30) days of the completion of the respective fiscal year audit by the Companys auditor, but in no event later than two and one- half (2) months after the close of each such fiscal year. Executives annual Incentive Bonus opportunity shall be equal to fifty percent ( 50% ) of his Annual Base Salary; provided, however, that this amount may be reduced in an amount that will not give rise to a Good Reason under this Agreement.", "ner": [[70, 72, "Ratio"], [98, 99, "Percentage"]], "tokenized_text": ["(", "b", ")", "Executive", "shall", "be", "eligible", "to", "receive", "performance-based", "annual", "incentive", "bonuses", "(", "each", ",", "the", "Incentive", "Bonus", ")", "from", "the", "Company", "for", "each", "fiscal", "year", "ending", "during", "the", "Employment", "Period", ".", "Any", "such", "Incentive", "Bonus", "shall", "be", "paid", "to", "Executive", "within", "thirty", "(", "30", ")", "days", "of", "the", "completion", "of", "the", "respective", "fiscal", "year", "audit", "by", "the", "Companys", "auditor", ",", "but", "in", "no", "event", "later", "than", "two", "and", "one", "-", "half", "(", "2", ")", "months", "after", "the", "close", "of", "each", "such", "fiscal", "year", ".", "Executives", "annual", "Incentive", "Bonus", "opportunity", "shall", "be", "equal", "to", "fifty", "percent", "(", "50", "%", ")", "of", "his", "Annual", "Base", "Salary", ";", "provided", ",", "however", ",", "that", "this", "amount", "may", "be", "reduced", "in", "an", "amount", "that", "will", "not", "give", "rise", "to", "a", "Good", "Reason", "under", "this", "Agreement", "."]}
{"id": "3870", "text": "(a) In addition to Base Rental, commencing January 1, 2019, Tenant shall pay Basic Costs in excess of the Basic Costs for the Base Year (Excess Basic Costs).Prior to January 1 of each calendar year during the Lease Term following the Base Year, Landlord shall provide an estimate of Excess Basic Costs for the forthcoming calendar year. Together with Tenants monthly payments of Base Rental during such forthcoming calendar year, Tenant shall also pay one-twelfth ( 1/12) of the amount of such forthcoming years reasonably estimated Excess Basic Costs, if any; provided, that in no event shall Base Rental be less than the amount specified in ExhibitH attached hereto. ---|--- |", "ner": [[10, 13, "EffectiveDate"], [86, 91, "Ratio"]], "tokenized_text": ["(", "a", ")", "In", "addition", "to", "Base", "Rental", ",", "commencing", "January", "1", ",", "2019", ",", "Tenant", "shall", "pay", "Basic", "Costs", "in", "excess", "of", "the", "Basic", "Costs", "for", "the", "Base", "Year", "(", "Excess", "Basic", "Costs", ")", ".", "Prior", "to", "January", "1", "of", "each", "calendar", "year", "during", "the", "Lease", "Term", "following", "the", "Base", "Year", ",", "Landlord", "shall", "provide", "an", "estimate", "of", "Excess", "Basic", "Costs", "for", "the", "forthcoming", "calendar", "year", ".", "Together", "with", "Tenants", "monthly", "payments", "of", "Base", "Rental", "during", "such", "forthcoming", "calendar", "year", ",", "Tenant", "shall", "also", "pay", "one-twelfth", "(", "1", "/", "12", ")", "of", "the", "amount", "of", "such", "forthcoming", "years", "reasonably", "estimated", "Excess", "Basic", "Costs", ",", "if", "any", ";", "provided", ",", "that", "in", "no", "event", "shall", "Base", "Rental", "be", "less", "than", "the", "amount", "specified", "in", "ExhibitH", "attached", "hereto", ".", "-", "-", "-", "|", "-", "-", "-", "|"]}
{"id": "4672", "text": "NEEP Investors Holdings LLC", "ner": [[0, 3, "Parties"]], "tokenized_text": ["NEEP", "Investors", "Holdings", "LLC"]}
{"id": "3893", "text": "29. Attorneys Fees.If either party defaults (beyond any applicable grace or notice and cure period set forth in this Lease) in the performance of any of the terms, covenants, agreements or conditions contained in this Lease, and a lawsuit is filed in connection with such uncured default, the prevailing party in any such action shall be entitled to recover from the non-prevailing party the prevailing partys reasonable costs and expenses, including reasonable attorneys fees, incurred in connection with such action. In addition, if Tenant requests any consent or other action on the part of Landlord, in connection with which Landlord reasonably deems it necessary for any documents to be prepared or reviewed by its counsel, Tenant shall pay all reasonable attorneys fees and expenses incurred by Landlord in such connection. ---|--- |", "ner": [], "tokenized_text": ["29", ".", "Attorneys", "Fees", ".", "If", "either", "party", "defaults", "(", "beyond", "any", "applicable", "grace", "or", "notice", "and", "cure", "period", "set", "forth", "in", "this", "Lease", ")", "in", "the", "performance", "of", "any", "of", "the", "terms", ",", "covenants", ",", "agreements", "or", "conditions", "contained", "in", "this", "Lease", ",", "and", "a", "lawsuit", "is", "filed", "in", "connection", "with", "such", "uncured", "default", ",", "the", "prevailing", "party", "in", "any", "such", "action", "shall", "be", "entitled", "to", "recover", "from", "the", "non-prevailing", "party", "the", "prevailing", "partys", "reasonable", "costs", "and", "expenses", ",", "including", "reasonable", "attorneys", "fees", ",", "incurred", "in", "connection", "with", "such", "action", ".", "In", "addition", ",", "if", "Tenant", "requests", "any", "consent", "or", "other", "action", "on", "the", "part", "of", "Landlord", ",", "in", "connection", "with", "which", "Landlord", "reasonably", "deems", "it", "necessary", "for", "any", "documents", "to", "be", "prepared", "or", "reviewed", "by", "its", "counsel", ",", "Tenant", "shall", "pay", "all", "reasonable", "attorneys", "fees", "and", "expenses", "incurred", "by", "Landlord", "in", "such", "connection", ".", "-", "-", "-", "|", "-", "-", "-", "|"]}
{"id": "2956", "text": "(e)If, for any reason or for no reason, $5,000,000 of Purchase Shares has not been purchased in accordance withSection2of this Agreement by the Maturity Date, this Agreement shall automatically terminate on the Maturity Date, without any action or notice on the part of any party and without any liability whatsoever of any party to any other party under this Agreement (except as set forth below).", "ner": [[13, 18, "Principal"]], "tokenized_text": ["(", "e", ")", "If", ",", "for", "any", "reason", "or", "for", "no", "reason", ",", "$", "5", ",", "000", ",", "000", "of", "Purchase", "Shares", "has", "not", "been", "purchased", "in", "accordance", "withSection2of", "this", "Agreement", "by", "the", "Maturity", "Date", ",", "this", "Agreement", "shall", "automatically", "terminate", "on", "the", "Maturity", "Date", ",", "without", "any", "action", "or", "notice", "on", "the", "part", "of", "any", "party", "and", "without", "any", "liability", "whatsoever", "of", "any", "party", "to", "any", "other", "party", "under", "this", "Agreement", "(", "except", "as", "set", "forth", "below", ")", "."]}
{"id": "1816", "text": "directly or indirectly, either alone or jointly, with or on behalf of any person, undertaking or organisation; and as principal, partner, manager, employee, contractor, director, consultant, investor, holder of shares or securities, or otherwise, (but excluding the ownership for investment purposes only of not more than 3% of the issued ordinary shares of a company whose shares are listed on any Recognised Investment Exchange) CEO | the Chief Executive Officer of the Company or any successor entity upon a Change in Control Change in Control | As defined in the Legacy Education Alliance, Inc. Incentive Plan approved by Company stockholders on July 16, 2015 . Companies Act | The Companies Act 2006 Confidential Information", "ner": [[61, 62, "Percentage"], [81, 81, "Role"], [84, 86, "Role"], [125, 126, "Act"], [129, 131, "Act"]], "tokenized_text": ["directly", "or", "indirectly", ",", "either", "alone", "or", "jointly", ",", "with", "or", "on", "behalf", "of", "any", "person", ",", "undertaking", "or", "organisation", ";", "and", "as", "principal", ",", "partner", ",", "manager", ",", "employee", ",", "contractor", ",", "director", ",", "consultant", ",", "investor", ",", "holder", "of", "shares", "or", "securities", ",", "or", "otherwise", ",", "(", "but", "excluding", "the", "ownership", "for", "investment", "purposes", "only", "of", "not", "more", "than", "3", "%", "of", "the", "issued", "ordinary", "shares", "of", "a", "company", "whose", "shares", "are", "listed", "on", "any", "Recognised", "Investment", "Exchange", ")", "CEO", "|", "the", "Chief", "Executive", "Officer", "of", "the", "Company", "or", "any", "successor", "entity", "upon", "a", "Change", "in", "Control", "Change", "in", "Control", "|", "As", "defined", "in", "the", "Legacy", "Education", "Alliance", ",", "Inc", ".", "Incentive", "Plan", "approved", "by", "Company", "stockholders", "on", "July", "16", ",", "2015", ".", "Companies", "Act", "|", "The", "Companies", "Act", "2006", "Confidential", "Information"]}
{"id": "912", "text": "2.1 Position. During the Employment Term, the Executive shall serve as the Co- Chief Executive Officer of 42West, reporting to the Chief Executive Officer of the Company, (the Company Officer).", "ner": [[16, 20, "Role"], [27, 29, "Role"]], "tokenized_text": ["2", ".", "1", "Position", ".", "During", "the", "Employment", "Term", ",", "the", "Executive", "shall", "serve", "as", "the", "Co", "-", "Chief", "Executive", "Officer", "of", "42West", ",", "reporting", "to", "the", "Chief", "Executive", "Officer", "of", "the", "Company", ",", "(", "the", "Company", "Officer", ")", "."]}
{"id": "14913", "text": "LIMITED WAIVER TO SENIOR SECURED TERM LOAN AGREEMENT", "ner": [[3, 7, "Title"]], "tokenized_text": ["LIMITED", "WAIVER", "TO", "SENIOR", "SECURED", "TERM", "LOAN", "AGREEMENT"]}
{"id": "14933", "text": "| | ---|---|--- ALOHA PETROLEUM LLC | By: | | /s/ Thomas R. Miller Name: | | Thomas R. Miller Title: | | Chief Financial Officer ALOHA PETROLEUM, LTD. | By: | | /s/ Thomas R. Miller Name: | | Thomas R. Miller Title: | | Chief Financial Officer SUNOCO RETAIL, LLC | By: | | /s/ Thomas R. Miller Name: | | Thomas R. Miller Title: | | Chief Financial Officer SUNOCO, LLC | By: | | /s/ Thomas R. Miller Name: | | Thomas R. Miller Title: | | Chief Financial Officer ALLIED ENERGY COMPANY LLC DIRECT FUELS LLC ALLIED RENEWABLE ENERGY, LLC EMERGE ENERGY DISTRIBUTORS INC. SUNMARKS, LLC SUSSER PETROLEUM COMPANY LLC STRIPES NO. 1009 LLC | By: | | /s/ Thomas R. Miller Name: | | Thomas R. Miller Title: | | Chief Financial Officer", "ner": [[13, 15, "Parties"], [24, 27, "Parties"], [40, 42, "Role"], [43, 47, "Parties"], [56, 59, "Parties"], [72, 74, "Role"], [75, 78, "Parties"], [87, 90, "Parties"], [103, 105, "Role"], [106, 108, "Parties"], [117, 120, "Parties"], [133, 135, "Role"], [136, 164, "Parties"], [173, 176, "Parties"], [189, 191, "Role"]], "tokenized_text": ["|", "|", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-", "ALOHA", "PETROLEUM", "LLC", "|", "By", ":", "|", "|", "/", "s", "/", "Thomas", "R", ".", "Miller", "Name", ":", "|", "|", "Thomas", "R", ".", "Miller", "Title", ":", "|", "|", "Chief", "Financial", "Officer", "ALOHA", "PETROLEUM", ",", "LTD", ".", "|", "By", ":", "|", "|", "/", "s", "/", "Thomas", "R", ".", "Miller", "Name", ":", "|", "|", "Thomas", "R", ".", "Miller", "Title", ":", "|", "|", "Chief", "Financial", "Officer", "SUNOCO", "RETAIL", ",", "LLC", "|", "By", ":", "|", "|", "/", "s", "/", "Thomas", "R", ".", "Miller", "Name", ":", "|", "|", "Thomas", "R", ".", "Miller", "Title", ":", "|", "|", "Chief", "Financial", "Officer", "SUNOCO", ",", "LLC", "|", "By", ":", "|", "|", "/", "s", "/", "Thomas", "R", ".", "Miller", "Name", ":", "|", "|", "Thomas", "R", ".", "Miller", "Title", ":", "|", "|", "Chief", "Financial", "Officer", "ALLIED", "ENERGY", "COMPANY", "LLC", "DIRECT", "FUELS", "LLC", "ALLIED", "RENEWABLE", "ENERGY", ",", "LLC", "EMERGE", "ENERGY", "DISTRIBUTORS", "INC", ".", "SUNMARKS", ",", "LLC", "SUSSER", "PETROLEUM", "COMPANY", "LLC", "STRIPES", "NO", ".", "1009", "LLC", "|", "By", ":", "|", "|", "/", "s", "/", "Thomas", "R", ".", "Miller", "Name", ":", "|", "|", "Thomas", "R", ".", "Miller", "Title", ":", "|", "|", "Chief", "Financial", "Officer"]}
{"id": "10086", "text": "WHEREAS, the Company and the Employee previously entered into an Employment Agreement dated (the Employment Agreement ); and", "ner": [[11, 12, "Title"], [16, 17, "Title"]], "tokenized_text": ["WHEREAS", ",", "the", "Company", "and", "the", "Employee", "previously", "entered", "into", "an", "Employment", "Agreement", "dated", "(", "the", "Employment", "Agreement", ")", ";", "and"]}
{"id": "10089", "text": "a. In consideration of Employees right to receive the severance payments and benefits set forth in Sections 6.1(a), (b), (c), (d), (f)and (h)and the last sentence of Section6.2 of the Employment Agreement , the Employee, on behalf of himself and his heirs, executors, administrators, trustees, legal representatives, successors and assigns (hereinafter collectively referred to for purposes of this Section1 as Employee), hereby agrees to irrevocably and unconditionally waive, release and forever discharge the Company and its past, present and future affiliates and related entities, parent and subsidiary corporations, divisions, shareholders, predecessors, current, former and future officers, directors, employees, trustees, fiduciaries, administrators, executives, agents, representatives, successors and assigns (collectively, the Company Released Parties) from any and all waivable claims, charges, demands, sums of money, actions, rights, promises, agreements, causes of action, obligations and liabilities of any kind or nature whatsoever, at law or in equity, whether known or unknown, existing or contingent, suspected or unsuspected, apparent or concealed, foreign or domestic (hereinafter collectively referred to as claims) which he has now or in the future may claim to have against any or all of the Company Released Parties based upon or arising out of any facts, acts, conduct, omissions, transactions, occurrences, contracts, claims, events, causes, matters or things of any conceivable kind or character existing or occurring or claimed to exist or to have occurred prior to the date of the Employees execution of this Agreement. Such claims include, without limitation, claims arising under the Age Discrimination in Employment Act , 29 U.S.C. 621 et seq.; Title VII of the Civil Rights Act of 1964 , 42 U.S.C. 2000e et seq.; the Americans with Disabilities Act of 1990 , 42 U.S.C. 12101 et seq.; the Family and Medical Leave Act of 1993 , 29 U.S.C. 2601 et seq.; the Employee Retirement Income Security Act of 1974 , 29 U.S.C. 1001 et seq.; the Equal pay Act of 1963 , 29 U.S.C. 206 (d); Section806 of the Corporate and Criminal Fraud Accountability Act of 2002 , 18 U.S.C . 1681 et seq .; the Fair Credit Reporting Act , 15 U.S.C . 1681 et seq.; any other federal, state or local statutory laws relating to employment, discrimination in employment, termination of employment, wages, benefits or otherwise; or any other federal, state or local constitution, statute, rule, or regulation, including, but not limited to, any ordinance addressing fair employment practices; any claims for employment or reemployment by the Company Released Parties; any common law claims, including but not limited to actions in tort, defamation and breach of contract; any claim or damage arising out of Employees employment with or separation from the Company Released Parties (including a claim for retaliation) under any common law theory or any federal, state or local statute or ordinance not expressly referenced above; and any and all claims for counsel fees, costs and interest.", "ner": [[54, 55, "Title"], [327, 331, "Act"], [333, 340, "Regulation"], [349, 353, "Act"], [355, 362, "Regulation"], [368, 373, "Act"], [375, 382, "Regulation"], [388, 394, "Act"], [396, 403, "Regulation"], [409, 415, "Act"], [417, 424, "Regulation"], [430, 434, "Act"], [436, 446, "Regulation"], [451, 458, "Act"], [460, 467, "Regulation"], [473, 476, "Act"], [478, 485, "Regulation"]], "tokenized_text": ["a", ".", "In", "consideration", "of", "Employees", "right", "to", "receive", "the", "severance", "payments", "and", "benefits", "set", "forth", "in", "Sections", "6", ".", "1", "(", "a", ")", ",", "(", "b", ")", ",", "(", "c", ")", ",", "(", "d", ")", ",", "(", "f", ")", "and", "(", "h", ")", "and", "the", "last", "sentence", "of", "Section6", ".", "2", "of", "the", "Employment", "Agreement", ",", "the", "Employee", ",", "on", "behalf", "of", "himself", "and", "his", "heirs", ",", "executors", ",", "administrators", ",", "trustees", ",", "legal", "representatives", ",", "successors", "and", "assigns", "(", "hereinafter", "collectively", "referred", "to", "for", "purposes", "of", "this", "Section1", "as", "Employee", ")", ",", "hereby", "agrees", "to", "irrevocably", "and", "unconditionally", "waive", ",", "release", "and", "forever", "discharge", "the", "Company", "and", "its", "past", ",", "present", "and", "future", "affiliates", "and", "related", "entities", ",", "parent", "and", "subsidiary", "corporations", ",", "divisions", ",", "shareholders", ",", "predecessors", ",", "current", ",", "former", "and", "future", "officers", ",", "directors", ",", "employees", ",", "trustees", ",", "fiduciaries", ",", "administrators", ",", "executives", ",", "agents", ",", "representatives", ",", "successors", "and", "assigns", "(", "collectively", ",", "the", "Company", "Released", "Parties", ")", "from", "any", "and", "all", "waivable", "claims", ",", "charges", ",", "demands", ",", "sums", "of", "money", ",", "actions", ",", "rights", ",", "promises", ",", "agreements", ",", "causes", "of", "action", ",", "obligations", "and", "liabilities", "of", "any", "kind", "or", "nature", "whatsoever", ",", "at", "law", "or", "in", "equity", ",", "whether", "known", "or", "unknown", ",", "existing", "or", "contingent", ",", "suspected", "or", "unsuspected", ",", "apparent", "or", "concealed", ",", "foreign", "or", "domestic", "(", "hereinafter", "collectively", "referred", "to", "as", "claims", ")", "which", "he", "has", "now", "or", "in", "the", "future", "may", "claim", "to", "have", "against", "any", "or", "all", "of", "the", "Company", "Released", "Parties", "based", "upon", "or", "arising", "out", "of", "any", "facts", ",", "acts", ",", "conduct", ",", "omissions", ",", "transactions", ",", "occurrences", ",", "contracts", ",", "claims", ",", "events", ",", "causes", ",", "matters", "or", "things", "of", "any", "conceivable", "kind", "or", "character", "existing", "or", "occurring", "or", "claimed", "to", "exist", "or", "to", "have", "occurred", "prior", "to", "the", "date", "of", "the", "Employees", "execution", "of", "this", "Agreement", ".", "Such", "claims", "include", ",", "without", "limitation", ",", "claims", "arising", "under", "the", "Age", "Discrimination", "in", "Employment", "Act", ",", "29", "U", ".", "S", ".", "C", ".", "621", "et", "seq", ".", ";", "Title", "VII", "of", "the", "Civil", "Rights", "Act", "of", "1964", ",", "42", "U", ".", "S", ".", "C", ".", "2000e", "et", "seq", ".", ";", "the", "Americans", "with", "Disabilities", "Act", "of", "1990", ",", "42", "U", ".", "S", ".", "C", ".", "12101", "et", "seq", ".", ";", "the", "Family", "and", "Medical", "Leave", "Act", "of", "1993", ",", "29", "U", ".", "S", ".", "C", ".", "2601", "et", "seq", ".", ";", "the", "Employee", "Retirement", "Income", "Security", "Act", "of", "1974", ",", "29", "U", ".", "S", ".", "C", ".", "1001", "et", "seq", ".", ";", "the", "Equal", "pay", "Act", "of", "1963", ",", "29", "U", ".", "S", ".", "C", ".", "206", "(", "d", ")", ";", "Section806", "of", "the", "Corporate", "and", "Criminal", "Fraud", "Accountability", "Act", "of", "2002", ",", "18", "U", ".", "S", ".", "C", ".", "1681", "et", "seq", ".", ";", "the", "Fair", "Credit", "Reporting", "Act", ",", "15", "U", ".", "S", ".", "C", ".", "1681", "et", "seq", ".", ";", "any", "other", "federal", ",", "state", "or", "local", "statutory", "laws", "relating", "to", "employment", ",", "discrimination", "in", "employment", ",", "termination", "of", "employment", ",", "wages", ",", "benefits", "or", "otherwise", ";", "or", "any", "other", "federal", ",", "state", "or", "local", "constitution", ",", "statute", ",", "rule", ",", "or", "regulation", ",", "including", ",", "but", "not", "limited", "to", ",", "any", "ordinance", "addressing", "fair", "employment", "practices", ";", "any", "claims", "for", "employment", "or", "reemployment", "by", "the", "Company", "Released", "Parties", ";", "any", "common", "law", "claims", ",", "including", "but", "not", "limited", "to", "actions", "in", "tort", ",", "defamation", "and", "breach", "of", "contract", ";", "any", "claim", "or", "damage", "arising", "out", "of", "Employees", "employment", "with", "or", "separation", "from", "the", "Company", "Released", "Parties", "(", "including", "a", "claim", "for", "retaliation", ")", "under", "any", "common", "law", "theory", "or", "any", "federal", ",", "state", "or", "local", "statute", "or", "ordinance", "not", "expressly", "referenced", "above", ";", "and", "any", "and", "all", "claims", "for", "counsel", "fees", ",", "costs", "and", "interest", "."]}
{"id": "10094", "text": "c. Prior Agreements.Unless stated otherwise expressly herein, only the terms and conditions of Sections 4.7, 8, 9, and 12 of the Employment Agreement shall remain in full force and effect.", "ner": [[30, 31, "Title"]], "tokenized_text": ["c", ".", "Prior", "Agreements", ".", "Unless", "stated", "otherwise", "expressly", "herein", ",", "only", "the", "terms", "and", "conditions", "of", "Sections", "4", ".", "7", ",", "8", ",", "9", ",", "and", "12", "of", "the", "Employment", "Agreement", "shall", "remain", "in", "full", "force", "and", "effect", "."]}
{"id": "10114", "text": "WHEREAS, Bandwidth and Morken previously entered into an Employment Agreement, dated as of January1, 2015 (the Morken Employment Agreement); and", "ner": [[2, 2, "Parties"], [4, 4, "Parties"], [9, 10, "Title"], [15, 17, "EffectiveDate"], [20, 22, "Title"]], "tokenized_text": ["WHEREAS", ",", "Bandwidth", "and", "Morken", "previously", "entered", "into", "an", "Employment", "Agreement", ",", "dated", "as", "of", "January1", ",", "2015", "(", "the", "Morken", "Employment", "Agreement", ")", ";", "and"]}
{"id": "12938", "text": "(c)Capitalization.As of the date hereof, the authorized capital stock of the Company is set forth its SEC Documents.Except as disclosed in the SEC Documents (as defined below), (i) no shares of the Company's capital stock are subject to preemptive rights or any other similar rights or any liens or encumbrances suffered or permitted by the Company, (ii) there are no outstanding debt securities, (iii) there are no outstanding options, warrants, scrip, rights to subscribe to, calls or commitments of any character whatsoever relating to, or securities or rights convertible into, any shares of capital stock of the Company or any of its Subsidiaries, or contracts, commitments, understandings or arrangements by which the Company or any of its Subsidiaries is or may become bound to issue additional shares of capital stock of the Company or any of its Subsidiaries or options, warrants, scrip, rights to subscribe to, calls or commitments of any character whatsoever relating to, or securities or rights convertible into, any shares of capital stock of the Company or any of its Subsidiaries, (iv) there are no agreements or arrangements under which the Company or any of its Subsidiaries is obligated to register the sale of any of their securities under the Securities Act , ( v) there are no outstanding securities or instruments of the Company or any of its Subsidiaries which contain any redemption or similar provisions, and there are no contracts, commitments, understandings or arrangements by which the Company or any of its Subsidiaries is or may become bound to redeem a security of the Company or any of its Subsidiaries, (vi) there are no securities or instruments containing anti-dilution or similar provisions that will be triggered by the issuance of the Securities as described in this Agreement and (vii) the Company does not have any stock appreciation rights or \"phantom stock\" plans or agreements or any similar plan or agreement.The Company has furnished to the Investor true and correct copies of the Company's Articles of Incorporation, as amended and as in effect on the date hereof (the \"Articles of Incorporation\"), and the Company's Bylaws, as amended and as in effect on the date hereof (the \"Bylaws\"), and summaries of the terms of all securities convertible into or exercisable for Common Stock, if any, and copies of any documents containing the material rights of the holders thereof in respect thereto.", "ner": [[242, 243, "Act"], [382, 384, "Title"], [399, 401, "Title"], [410, 410, "Title"], [424, 426, "Title"]], "tokenized_text": ["(", "c", ")", "Capitalization", ".", "As", "of", "the", "date", "hereof", ",", "the", "authorized", "capital", "stock", "of", "the", "Company", "is", "set", "forth", "its", "SEC", "Documents", ".", "Except", "as", "disclosed", "in", "the", "SEC", "Documents", "(", "as", "defined", "below", ")", ",", "(", "i", ")", "no", "shares", "of", "the", "Company", "'", "s", "capital", "stock", "are", "subject", "to", "preemptive", "rights", "or", "any", "other", "similar", "rights", "or", "any", "liens", "or", "encumbrances", "suffered", "or", "permitted", "by", "the", "Company", ",", "(", "ii", ")", "there", "are", "no", "outstanding", "debt", "securities", ",", "(", "iii", ")", "there", "are", "no", "outstanding", "options", ",", "warrants", ",", "scrip", ",", "rights", "to", "subscribe", "to", ",", "calls", "or", "commitments", "of", "any", "character", "whatsoever", "relating", "to", ",", "or", "securities", "or", "rights", "convertible", "into", ",", "any", "shares", "of", "capital", "stock", "of", "the", "Company", "or", "any", "of", "its", "Subsidiaries", ",", "or", "contracts", ",", "commitments", ",", "understandings", "or", "arrangements", "by", "which", "the", "Company", "or", "any", "of", "its", "Subsidiaries", "is", "or", "may", "become", "bound", "to", "issue", "additional", "shares", "of", "capital", "stock", "of", "the", "Company", "or", "any", "of", "its", "Subsidiaries", "or", "options", ",", "warrants", ",", "scrip", ",", "rights", "to", "subscribe", "to", ",", "calls", "or", "commitments", "of", "any", "character", "whatsoever", "relating", "to", ",", "or", "securities", "or", "rights", "convertible", "into", ",", "any", "shares", "of", "capital", "stock", "of", "the", "Company", "or", "any", "of", "its", "Subsidiaries", ",", "(", "iv", ")", "there", "are", "no", "agreements", "or", "arrangements", "under", "which", "the", "Company", "or", "any", "of", "its", "Subsidiaries", "is", "obligated", "to", "register", "the", "sale", "of", "any", "of", "their", "securities", "under", "the", "Securities", "Act", ",", "(", "v", ")", "there", "are", "no", "outstanding", "securities", "or", "instruments", "of", "the", "Company", "or", "any", "of", "its", "Subsidiaries", "which", "contain", "any", "redemption", "or", "similar", "provisions", ",", "and", "there", "are", "no", "contracts", ",", "commitments", ",", "understandings", "or", "arrangements", "by", "which", "the", "Company", "or", "any", "of", "its", "Subsidiaries", "is", "or", "may", "become", "bound", "to", "redeem", "a", "security", "of", "the", "Company", "or", "any", "of", "its", "Subsidiaries", ",", "(", "vi", ")", "there", "are", "no", "securities", "or", "instruments", "containing", "anti-dilution", "or", "similar", "provisions", "that", "will", "be", "triggered", "by", "the", "issuance", "of", "the", "Securities", "as", "described", "in", "this", "Agreement", "and", "(", "vii", ")", "the", "Company", "does", "not", "have", "any", "stock", "appreciation", "rights", "or", "\"", "phantom", "stock", "\"", "plans", "or", "agreements", "or", "any", "similar", "plan", "or", "agreement", ".", "The", "Company", "has", "furnished", "to", "the", "Investor", "true", "and", "correct", "copies", "of", "the", "Company", "'", "s", "Articles", "of", "Incorporation", ",", "as", "amended", "and", "as", "in", "effect", "on", "the", "date", "hereof", "(", "the", "\"", "Articles", "of", "Incorporation", "\"", ")", ",", "and", "the", "Company", "'", "s", "Bylaws", ",", "as", "amended", "and", "as", "in", "effect", "on", "the", "date", "hereof", "(", "the", "\"", "Bylaws", "\"", ")", ",", "and", "summaries", "of", "the", "terms", "of", "all", "securities", "convertible", "into", "or", "exercisable", "for", "Common", "Stock", ",", "if", "any", ",", "and", "copies", "of", "any", "documents", "containing", "the", "material", "rights", "of", "the", "holders", "thereof", "in", "respect", "thereto", "."]}
{"id": "12940", "text": "(e)No Conflicts.The execution, delivery and performance of the Transaction Documents by the Company and the consummation by the Company of the transactions contemplated hereby will not (i) result in a violation of the Articles of Incorporation, any Certificate of Designations, Preferences and Rights of any outstanding series of preferred stock of the Company or the Bylaws or (ii) conflict with, or constitute a default (or an event which with notice or lapse of time or both would become a default) under, or give to others any rights of termination, amendment, or cancellation of, any agreement, indenture or instrument to which the Company or any of its Subsidiaries is a party, or result in a violation of any law, rule, regulation, order, judgment or decree (including federal and state securities laws and regulations and the rules and regulations of the Principal Market applicable to the Company or any of its Subsidiaries) or by which any property or asset of the Company or any of its Subsidiaries is bound or affected, except in the case of conflicts, defaults, terminations, amendments, cancellations and violations under clause (ii), which could not reasonably be expected to result in a Material Adverse Effect.Neither the Company nor its Subsidiaries is in violation of any term of or in default under its Articles of Incorporation, any Certificate of Designation, Preferences and Rights of any outstanding series of preferred stock of the Company or Bylaws or their organizational charter or bylaws, respectively.Neither the Company nor any of its Subsidiaries is in violation of any term of or is in default under any material contract, agreement, mortgage, indebtedness, indenture, instrument, judgment, decree or order or any statute, rule or regulation applicable to the Company or its Subsidiaries, except for possible conflicts, defaults, terminations or amendments that could not reasonably be expected to have a Material Adverse Effect.The business of the Company and its Subsidiaries is not being conducted, and shall not be conducted, in violation of any law, ordinance, regulation of any governmental entity, except for possible violations, the sanctions for which either individually or in the aggregate could not reasonably be expected to have a Material Adverse Effect.Except as specifically contemplated by this Agreement and as required under the Securities Act or applicable state securities laws and the rules and regulations of the Principal Market, the Company is not required to obtain any consent, authorization or order of, or make any filing or registration with, any court or governmental agency or any regulatory or self-regulatory agency in order for it to execute, deliver or perform any of its obligations under or contemplated by the Transaction Documents in accordance with the terms hereof or thereof.Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to the Commencement Date.Since one year prior to the date hereof, the Company has not received nor delivered any notices or correspondence from or to the Principal Market.The Principal Market has not commenced any delisting proceedings against the Company.", "ner": [[41, 43, "Title"], [46, 48, "Title"], [65, 65, "Title"], [251, 253, "Title"], [256, 258, "Title"], [274, 274, "Title"], [433, 434, "Act"]], "tokenized_text": ["(", "e", ")", "No", "Conflicts", ".", "The", "execution", ",", "delivery", "and", "performance", "of", "the", "Transaction", "Documents", "by", "the", "Company", "and", "the", "consummation", "by", "the", "Company", "of", "the", "transactions", "contemplated", "hereby", "will", "not", "(", "i", ")", "result", "in", "a", "violation", "of", "the", "Articles", "of", "Incorporation", ",", "any", "Certificate", "of", "Designations", ",", "Preferences", "and", "Rights", "of", "any", "outstanding", "series", "of", "preferred", "stock", "of", "the", "Company", "or", "the", "Bylaws", "or", "(", "ii", ")", "conflict", "with", ",", "or", "constitute", "a", "default", "(", "or", "an", "event", "which", "with", "notice", "or", "lapse", "of", "time", "or", "both", "would", "become", "a", "default", ")", "under", ",", "or", "give", "to", "others", "any", "rights", "of", "termination", ",", "amendment", ",", "or", "cancellation", "of", ",", "any", "agreement", ",", "indenture", "or", "instrument", "to", "which", "the", "Company", "or", "any", "of", "its", "Subsidiaries", "is", "a", "party", ",", "or", "result", "in", "a", "violation", "of", "any", "law", ",", "rule", ",", "regulation", ",", "order", ",", "judgment", "or", "decree", "(", "including", "federal", "and", "state", "securities", "laws", "and", "regulations", "and", "the", "rules", "and", "regulations", "of", "the", "Principal", "Market", "applicable", "to", "the", "Company", "or", "any", "of", "its", "Subsidiaries", ")", "or", "by", "which", "any", "property", "or", "asset", "of", "the", "Company", "or", "any", "of", "its", "Subsidiaries", "is", "bound", "or", "affected", ",", "except", "in", "the", "case", "of", "conflicts", ",", "defaults", ",", "terminations", ",", "amendments", ",", "cancellations", "and", "violations", "under", "clause", "(", "ii", ")", ",", "which", "could", "not", "reasonably", "be", "expected", "to", "result", "in", "a", "Material", "Adverse", "Effect", ".", "Neither", "the", "Company", "nor", "its", "Subsidiaries", "is", "in", "violation", "of", "any", "term", "of", "or", "in", "default", "under", "its", "Articles", "of", "Incorporation", ",", "any", "Certificate", "of", "Designation", ",", "Preferences", "and", "Rights", "of", "any", "outstanding", "series", "of", "preferred", "stock", "of", "the", "Company", "or", "Bylaws", "or", "their", "organizational", "charter", "or", "bylaws", ",", "respectively", ".", "Neither", "the", "Company", "nor", "any", "of", "its", "Subsidiaries", "is", "in", "violation", "of", "any", "term", "of", "or", "is", "in", "default", "under", "any", "material", "contract", ",", "agreement", ",", "mortgage", ",", "indebtedness", ",", "indenture", ",", "instrument", ",", "judgment", ",", "decree", "or", "order", "or", "any", "statute", ",", "rule", "or", "regulation", "applicable", "to", "the", "Company", "or", "its", "Subsidiaries", ",", "except", "for", "possible", "conflicts", ",", "defaults", ",", "terminations", "or", "amendments", "that", "could", "not", "reasonably", "be", "expected", "to", "have", "a", "Material", "Adverse", "Effect", ".", "The", "business", "of", "the", "Company", "and", "its", "Subsidiaries", "is", "not", "being", "conducted", ",", "and", "shall", "not", "be", "conducted", ",", "in", "violation", "of", "any", "law", ",", "ordinance", ",", "regulation", "of", "any", "governmental", "entity", ",", "except", "for", "possible", "violations", ",", "the", "sanctions", "for", "which", "either", "individually", "or", "in", "the", "aggregate", "could", "not", "reasonably", "be", "expected", "to", "have", "a", "Material", "Adverse", "Effect", ".", "Except", "as", "specifically", "contemplated", "by", "this", "Agreement", "and", "as", "required", "under", "the", "Securities", "Act", "or", "applicable", "state", "securities", "laws", "and", "the", "rules", "and", "regulations", "of", "the", "Principal", "Market", ",", "the", "Company", "is", "not", "required", "to", "obtain", "any", "consent", ",", "authorization", "or", "order", "of", ",", "or", "make", "any", "filing", "or", "registration", "with", ",", "any", "court", "or", "governmental", "agency", "or", "any", "regulatory", "or", "self-regulatory", "agency", "in", "order", "for", "it", "to", "execute", ",", "deliver", "or", "perform", "any", "of", "its", "obligations", "under", "or", "contemplated", "by", "the", "Transaction", "Documents", "in", "accordance", "with", "the", "terms", "hereof", "or", "thereof", ".", "Except", "as", "set", "forth", "elsewhere", "in", "this", "Agreement", ",", "all", "consents", ",", "authorizations", ",", "orders", ",", "filings", "and", "registrations", "which", "the", "Company", "is", "required", "to", "obtain", "pursuant", "to", "the", "preceding", "sentence", "shall", "be", "obtained", "or", "effected", "on", "or", "prior", "to", "the", "Commencement", "Date", ".", "Since", "one", "year", "prior", "to", "the", "date", "hereof", ",", "the", "Company", "has", "not", "received", "nor", "delivered", "any", "notices", "or", "correspondence", "from", "or", "to", "the", "Principal", "Market", ".", "The", "Principal", "Market", "has", "not", "commenced", "any", "delisting", "proceedings", "against", "the", "Company", "."]}
{"id": "13047", "text": "EX-10.1 2 stny_ex101.htm ASSET PURCHASE AGREEMENT", "ner": [[7, 9, "Title"]], "tokenized_text": ["EX-10", ".", "1", "2", "stny_ex101", ".", "htm", "ASSET", "PURCHASE", "AGREEMENT"]}
{"id": "13211", "text": "E. Warrant Agreement. The Company shall have entered into a Warrant Agreement with a warrant agent on terms satisfactory to the Company.", "ner": [[2, 3, "Title"], [12, 13, "Title"]], "tokenized_text": ["E", ".", "Warrant", "Agreement", ".", "The", "Company", "shall", "have", "entered", "into", "a", "Warrant", "Agreement", "with", "a", "warrant", "agent", "on", "terms", "satisfactory", "to", "the", "Company", "."]}
{"id": "15394", "text": "(c) the Administrative Agent shall have received (i) the First Lien Guaranty and Security Agreement duly executed by the Loan Parties, together with (A) original stock certificates or other similar instruments representing all of the issued and outstanding Ownership Interests in each Subsidiary (limited in the case of any First Tier Foreign Subsidiary to 66% of the Voting Interests and 100% of any other Ownership Interests as provided in the First Lien Guaranty and Security Agreement) as of the Closing Date, to the extent such interests are certificated, (B) stock powers or similar transfer powers executed in blank and undated for the Collateral consisting of the Ownership Interests in each Subsidiary, (C) UCC financing statements to be filed against the Loan Parties, as debtors, in favor of the Administrative Agent, as secured party, (D) patent, trademark, and copyright collateral agreements, to the extent requested by the Administrative Agent, (E) deposit account control agreements, to the extent requested by the Administrative Agent, and (F) Collateral Access Agreements, to the extent requested by the Administrative Agent; and (ii) a duly completed and executed Perfection Certificate;", "ner": [[13, 18, "Title"], [62, 63, "Percentage"], [69, 70, "Percentage"], [80, 85, "Title"], [197, 199, "Title"]], "tokenized_text": ["(", "c", ")", "the", "Administrative", "Agent", "shall", "have", "received", "(", "i", ")", "the", "First", "Lien", "Guaranty", "and", "Security", "Agreement", "duly", "executed", "by", "the", "Loan", "Parties", ",", "together", "with", "(", "A", ")", "original", "stock", "certificates", "or", "other", "similar", "instruments", "representing", "all", "of", "the", "issued", "and", "outstanding", "Ownership", "Interests", "in", "each", "Subsidiary", "(", "limited", "in", "the", "case", "of", "any", "First", "Tier", "Foreign", "Subsidiary", "to", "66", "%", "of", "the", "Voting", "Interests", "and", "100", "%", "of", "any", "other", "Ownership", "Interests", "as", "provided", "in", "the", "First", "Lien", "Guaranty", "and", "Security", "Agreement", ")", "as", "of", "the", "Closing", "Date", ",", "to", "the", "extent", "such", "interests", "are", "certificated", ",", "(", "B", ")", "stock", "powers", "or", "similar", "transfer", "powers", "executed", "in", "blank", "and", "undated", "for", "the", "Collateral", "consisting", "of", "the", "Ownership", "Interests", "in", "each", "Subsidiary", ",", "(", "C", ")", "UCC", "financing", "statements", "to", "be", "filed", "against", "the", "Loan", "Parties", ",", "as", "debtors", ",", "in", "favor", "of", "the", "Administrative", "Agent", ",", "as", "secured", "party", ",", "(", "D", ")", "patent", ",", "trademark", ",", "and", "copyright", "collateral", "agreements", ",", "to", "the", "extent", "requested", "by", "the", "Administrative", "Agent", ",", "(", "E", ")", "deposit", "account", "control", "agreements", ",", "to", "the", "extent", "requested", "by", "the", "Administrative", "Agent", ",", "and", "(", "F", ")", "Collateral", "Access", "Agreements", ",", "to", "the", "extent", "requested", "by", "the", "Administrative", "Agent", ";", "and", "(", "ii", ")", "a", "duly", "completed", "and", "executed", "Perfection", "Certificate", ";"]}
{"id": "13043", "text": "(a) Governing Law; Jurisdiction; Jury Trial. All questions concerning the construction, validity, enforcement and interpretation of this Agreement shall be governed by the internal laws of the State of New York , without giving effect to any choice of law or conflict of law provision or rule (whether of the State of New York or any other jurisdictions) that would cause the application of the laws of any jurisdictions other than the State of New York . Each party hereby irrevocably submits to the exclusive jurisdiction of the state and federal courts sitting in the City of New York, Borough of Manhattan, for the adjudication of any dispute hereunder or in connection herewith or under any of the other Transaction Documents or with any transaction contemplated hereby or thereby, and hereby irrevocably waives, and agrees not to assert in any suit, action or proceeding, any claim that it is not personally subject to the jurisdiction of any such court, that such suit, action or proceeding is brought in an inconvenient forum or that the venue of such suit, action or proceeding is improper. Each party hereby irrevocably waives personal service of process and consents to process being served in any such suit, action or proceeding by mailing a copy thereof to such party at the address for such notices to it under this Agreement and agrees that such service shall constitute good and sufficient service of process and notice thereof. Nothing contained herein shall be deemed to limit in any way any right to serve process in any manner permitted by law. EACH PARTY HEREBY IRREVOCABLY WAIVES ANY RIGHT IT MAY HAVE TO, AND AGREES NOT TO REQUEST, A JURY TRIAL FOR THE ADJUDICATION OF ANY DISPUTE HEREUNDER OR UNDER ANY OTHER TRANSACTION DOCUMENT OR IN CONNECTION WITH OR ARISING OUT OF THIS AGREEMENT, ANY OTHER TRANSACTION DOCUMENT OR ANY TRANSACTION CONTEMPLATED HEREBY OR THEREBY.", "ner": [[34, 37, "Court"], [104, 111, "Court"]], "tokenized_text": ["(", "a", ")", "Governing", "Law", ";", "Jurisdiction", ";", "Jury", "Trial", ".", "All", "questions", "concerning", "the", "construction", ",", "validity", ",", "enforcement", "and", "interpretation", "of", "this", "Agreement", "shall", "be", "governed", "by", "the", "internal", "laws", "of", "the", "State", "of", "New", "York", ",", "without", "giving", "effect", "to", "any", "choice", "of", "law", "or", "conflict", "of", "law", "provision", "or", "rule", "(", "whether", "of", "the", "State", "of", "New", "York", "or", "any", "other", "jurisdictions", ")", "that", "would", "cause", "the", "application", "of", "the", "laws", "of", "any", "jurisdictions", "other", "than", "the", "State", "of", "New", "York", ".", "Each", "party", "hereby", "irrevocably", "submits", "to", "the", "exclusive", "jurisdiction", "of", "the", "state", "and", "federal", "courts", "sitting", "in", "the", "City", "of", "New", "York", ",", "Borough", "of", "Manhattan", ",", "for", "the", "adjudication", "of", "any", "dispute", "hereunder", "or", "in", "connection", "herewith", "or", "under", "any", "of", "the", "other", "Transaction", "Documents", "or", "with", "any", "transaction", "contemplated", "hereby", "or", "thereby", ",", "and", "hereby", "irrevocably", "waives", ",", "and", "agrees", "not", "to", "assert", "in", "any", "suit", ",", "action", "or", "proceeding", ",", "any", "claim", "that", "it", "is", "not", "personally", "subject", "to", "the", "jurisdiction", "of", "any", "such", "court", ",", "that", "such", "suit", ",", "action", "or", "proceeding", "is", "brought", "in", "an", "inconvenient", "forum", "or", "that", "the", "venue", "of", "such", "suit", ",", "action", "or", "proceeding", "is", "improper", ".", "Each", "party", "hereby", "irrevocably", "waives", "personal", "service", "of", "process", "and", "consents", "to", "process", "being", "served", "in", "any", "such", "suit", ",", "action", "or", "proceeding", "by", "mailing", "a", "copy", "thereof", "to", "such", "party", "at", "the", "address", "for", "such", "notices", "to", "it", "under", "this", "Agreement", "and", "agrees", "that", "such", "service", "shall", "constitute", "good", "and", "sufficient", "service", "of", "process", "and", "notice", "thereof", ".", "Nothing", "contained", "herein", "shall", "be", "deemed", "to", "limit", "in", "any", "way", "any", "right", "to", "serve", "process", "in", "any", "manner", "permitted", "by", "law", ".", "EACH", "PARTY", "HEREBY", "IRREVOCABLY", "WAIVES", "ANY", "RIGHT", "IT", "MAY", "HAVE", "TO", ",", "AND", "AGREES", "NOT", "TO", "REQUEST", ",", "A", "JURY", "TRIAL", "FOR", "THE", "ADJUDICATION", "OF", "ANY", "DISPUTE", "HEREUNDER", "OR", "UNDER", "ANY", "OTHER", "TRANSACTION", "DOCUMENT", "OR", "IN", "CONNECTION", "WITH", "OR", "ARISING", "OUT", "OF", "THIS", "AGREEMENT", ",", "ANY", "OTHER", "TRANSACTION", "DOCUMENT", "OR", "ANY", "TRANSACTION", "CONTEMPLATED", "HEREBY", "OR", "THEREBY", "."]}
{"id": "14509", "text": "Borrower has applied to Lender for Revolving Credit Advances (as defined herein) in an aggregate amount not to exceed, at any time, the sum of TWENTY- FIVE MILLION DOLLARS ( $25,000,000 ) (the Loans), and Lender is willing to make the Loans on the terms and conditions hereinafter set forth.", "ner": [[35, 40, "Principal"]], "tokenized_text": ["Borrower", "has", "applied", "to", "Lender", "for", "Revolving", "Credit", "Advances", "(", "as", "defined", "herein", ")", "in", "an", "aggregate", "amount", "not", "to", "exceed", ",", "at", "any", "time", ",", "the", "sum", "of", "TWENTY", "-", "FIVE", "MILLION", "DOLLARS", "(", "$", "25", ",", "000", ",", "000", ")", "(", "the", "Loans", ")", ",", "and", "Lender", "is", "willing", "to", "make", "the", "Loans", "on", "the", "terms", "and", "conditions", "hereinafter", "set", "forth", "."]}
{"id": "10591", "text": "6.14Governing Law. The laws of the state of Utah shall govern the validity, construction, enforcement, and interpretation of this Agreement.", "ner": [[9, 11, "Court"]], "tokenized_text": ["6", ".", "14Governing", "Law", ".", "The", "laws", "of", "the", "state", "of", "Utah", "shall", "govern", "the", "validity", ",", "construction", ",", "enforcement", ",", "and", "interpretation", "of", "this", "Agreement", "."]}
{"id": "10105", "text": "3.5.1 Not later than sixty (60)days immediately after Bandwidths first firm commitment underwritten public offering, if ever, resulting in gross proceeds to Bandwidth in an amount at least equal to $3 5,000,000 during the Employment Period, Bandwidth will pay to Morken an amount equal to $750,000 , less applicable withholdings and similar deductions.", "ner": [[39, 45, "Principal"], [60, 63, "Salary"]], "tokenized_text": ["3", ".", "5", ".", "1", "Not", "later", "than", "sixty", "(", "60", ")", "days", "immediately", "after", "Bandwidths", "first", "firm", "commitment", "underwritten", "public", "offering", ",", "if", "ever", ",", "resulting", "in", "gross", "proceeds", "to", "Bandwidth", "in", "an", "amount", "at", "least", "equal", "to", "$", "3", "5", ",", "000", ",", "000", "during", "the", "Employment", "Period", ",", "Bandwidth", "will", "pay", "to", "Morken", "an", "amount", "equal", "to", "$", "750", ",", "000", ",", "less", "applicable", "withholdings", "and", "similar", "deductions", "."]}
{"id": "14942", "text": "(5) for a period of seven (7) days following my signing of this General Release, I shall have the right to revoke the waiver of claims arising under the Age Discrimination in Employment Act.&lt; br/&gt;", "ner": [[34, 38, "Act"]], "tokenized_text": ["(", "5", ")", "for", "a", "period", "of", "seven", "(", "7", ")", "days", "following", "my", "signing", "of", "this", "General", "Release", ",", "I", "shall", "have", "the", "right", "to", "revoke", "the", "waiver", "of", "claims", "arising", "under", "the", "Age", "Discrimination", "in", "Employment", "Act", ".", "&", "lt", ";", "br", "/", "&", "gt", ";"]}
{"id": "14929", "text": "| | ---|---|--- WELLS FARGO BANK, N.A., as a Lender | By: | | Name: | | Title: | |", "ner": [[13, 20, "Parties"]], "tokenized_text": ["|", "|", "-", "-", "-", "|", "-", "-", "-", "|", "-", "-", "-", "WELLS", "FARGO", "BANK", ",", "N", ".", "A", ".", ",", "as", "a", "Lender", "|", "By", ":", "|", "|", "Name", ":", "|", "|", "Title", ":", "|", "|"]}
{"id": "13667", "text": "(f) Concurrent Closing of this Agreement with closing of each of the Affiliate Agreements shall have occurred, except for any Affiliate Agreement as to which the closing is not occurring as a result of a default of Purchaser thereunder. However, if the closing under the Affiliate Agreement for the Home2 Suites Hotel, Southaven, Mississippi (the Southaven Affiliate Agreement) is delayed to allow additional time to satisfy the condition in Section12(g) thereof regarding a loan assumption, then the concurrent closing under that Affiliate Agreement shall not be a condition of the Closing under this Agreement;", "ner": [[14, 15, "Title"], [23, 24, "Title"], [50, 51, "Title"], [54, 60, "Address"], [64, 65, "Title"], [94, 95, "Title"]], "tokenized_text": ["(", "f", ")", "Concurrent", "Closing", "of", "this", "Agreement", "with", "closing", "of", "each", "of", "the", "Affiliate", "Agreements", "shall", "have", "occurred", ",", "except", "for", "any", "Affiliate", "Agreement", "as", "to", "which", "the", "closing", "is", "not", "occurring", "as", "a", "result", "of", "a", "default", "of", "Purchaser", "thereunder", ".", "However", ",", "if", "the", "closing", "under", "the", "Affiliate", "Agreement", "for", "the", "Home2", "Suites", "Hotel", ",", "Southaven", ",", "Mississippi", "(", "the", "Southaven", "Affiliate", "Agreement", ")", "is", "delayed", "to", "allow", "additional", "time", "to", "satisfy", "the", "condition", "in", "Section12", "(", "g", ")", "thereof", "regarding", "a", "loan", "assumption", ",", "then", "the", "concurrent", "closing", "under", "that", "Affiliate", "Agreement", "shall", "not", "be", "a", "condition", "of", "the", "Closing", "under", "this", "Agreement", ";"]}
{"id": "11325", "text": "| EMPLOYER: ---|--- | Address: | Investview, Inc . 12 South 400 West | | Salt Lake City, UT 84101 | | | By: | ![](tv476913_ex10-27img1.jpg) | Name: | Ryan Smith | Title: | CEO | | Address: | FOUNDER: 32 McKinley Street | | Long Branch, NJ 07740 | | | By: | ![](tv476913_ex10-27img2.jpg) | Name: | Mario Romano | Title: | Founder", "ner": [[14, 17, "Parties"], [18, 21, "Address"], [24, 29, "Address"], [54, 54, "Role"], [62, 64, "Address"], [67, 71, "Address"], [96, 96, "Role"]], "tokenized_text": ["|", "EMPLOYER", ":", "-", "-", "-", "|", "-", "-", "-", "|", "Address", ":", "|", "Investview", ",", "Inc", ".", "12", "South", "400", "West", "|", "|", "Salt", "Lake", "City", ",", "UT", "84101", "|", "|", "|", "By", ":", "|", "!", "[", "]", "(", "tv476913_ex10-27img1", ".", "jpg", ")", "|", "Name", ":", "|", "Ryan", "Smith", "|", "Title", ":", "|", "CEO", "|", "|", "Address", ":", "|", "FOUNDER", ":", "32", "McKinley", "Street", "|", "|", "Long", "Branch", ",", "NJ", "07740", "|", "|", "|", "By", ":", "|", "!", "[", "]", "(", "tv476913_ex10-27img2", ".", "jpg", ")", "|", "Name", ":", "|", "Mario", "Romano", "|", "Title", ":", "|", "Founder"]}
{"id": "12442", "text": "11.16 Keepwell. Each Qualified ECP Guarantor hereby jointly and severally absolutely, unconditionally and irrevocably undertakes to provide such funds or other support to each other Loan Party as may be needed by such Loan Party from time to time to honor all of its obligations under this Agreement and the other Loan Documents to which it is a party with respect to Swap Obligations permitted under this Agreement that would, in the absence of the agreement in this Section11.16, otherwise constitute Excluded Swap Obligations (but, in each case, only up to the maximum amount of such liability that can be hereby incurred without rendering the Guarantors Obligations and undertakings under this Sectionof such Qualified ECP Guarantor voidable under applicable Law relating to fraudulent conveyance or fraudulent transfer, and not for any greater amount). The obligations, undertakings and guaranty of the Qualified ECP Guarantors under this Section11.16 shall remain in full force and effect until the Termination Date. The Borrower and the Qualified ECP Guarantors intend this Section11.16 to constitute, and this Section11.16 shall be deemed to constitute, a guarantee of the obligations of, and a keepwell, support, or other agreement for the benefit of, each Loan Party for all purposes of the Commodity Exchange Act.&lt; br/&gt;", "ner": [[230, 232, "Act"]], "tokenized_text": ["11", ".", "16", "Keepwell", ".", "Each", "Qualified", "ECP", "Guarantor", "hereby", "jointly", "and", "severally", "absolutely", ",", "unconditionally", "and", "irrevocably", "undertakes", "to", "provide", "such", "funds", "or", "other", "support", "to", "each", "other", "Loan", "Party", "as", "may", "be", "needed", "by", "such", "Loan", "Party", "from", "time", "to", "time", "to", "honor", "all", "of", "its", "obligations", "under", "this", "Agreement", "and", "the", "other", "Loan", "Documents", "to", "which", "it", "is", "a", "party", "with", "respect", "to", "Swap", "Obligations", "permitted", "under", "this", "Agreement", "that", "would", ",", "in", "the", "absence", "of", "the", "agreement", "in", "this", "Section11", ".", "16", ",", "otherwise", "constitute", "Excluded", "Swap", "Obligations", "(", "but", ",", "in", "each", "case", ",", "only", "up", "to", "the", "maximum", "amount", "of", "such", "liability", "that", "can", "be", "hereby", "incurred", "without", "rendering", "the", "Guarantors", "Obligations", "and", "undertakings", "under", "this", "Sectionof", "such", "Qualified", "ECP", "Guarantor", "voidable", "under", "applicable", "Law", "relating", "to", "fraudulent", "conveyance", "or", "fraudulent", "transfer", ",", "and", "not", "for", "any", "greater", "amount", ")", ".", "The", "obligations", ",", "undertakings", "and", "guaranty", "of", "the", "Qualified", "ECP", "Guarantors", "under", "this", "Section11", ".", "16", "shall", "remain", "in", "full", "force", "and", "effect", "until", "the", "Termination", "Date", ".", "The", "Borrower", "and", "the", "Qualified", "ECP", "Guarantors", "intend", "this", "Section11", ".", "16", "to", "constitute", ",", "and", "this", "Section11", ".", "16", "shall", "be", "deemed", "to", "constitute", ",", "a", "guarantee", "of", "the", "obligations", "of", ",", "and", "a", "keepwell", ",", "support", ",", "or", "other", "agreement", "for", "the", "benefit", "of", ",", "each", "Loan", "Party", "for", "all", "purposes", "of", "the", "Commodity", "Exchange", "Act", ".", "&", "lt", ";", "br", "/", "&", "gt", ";"]}
{"id": "11178", "text": "The Rehabilitation Act , | ---|--- ( xviii)", "ner": [[0, 2, "Act"]], "tokenized_text": ["The", "Rehabilitation", "Act", ",", "|", "-", "-", "-", "|", "-", "-", "-", "(", "xviii", ")"]}