File size: 34,593 Bytes
6c5f29f | 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 247 248 249 250 251 252 253 254 255 256 257 258 259 260 261 262 263 264 265 266 267 268 269 270 271 272 273 274 275 276 277 278 279 280 281 282 283 284 285 286 287 288 289 290 291 292 293 294 295 296 297 298 299 300 301 302 303 304 305 306 307 308 309 310 311 312 313 314 315 316 317 318 319 320 321 322 323 324 325 326 327 328 329 330 331 332 333 334 335 336 337 338 339 340 341 342 343 344 345 346 347 348 349 350 351 352 353 354 355 356 357 358 359 360 361 362 363 364 365 366 367 368 369 370 371 372 373 374 375 376 377 378 379 380 381 382 383 384 385 386 387 388 389 390 391 392 393 394 395 396 397 398 399 400 401 402 403 404 405 406 407 408 409 410 411 412 413 414 415 416 417 418 419 420 421 422 423 424 425 426 427 428 429 430 431 432 433 434 435 436 437 438 439 440 441 442 443 444 445 446 447 448 449 450 451 452 453 454 455 456 457 458 459 460 461 462 463 464 465 466 467 468 469 470 471 472 473 474 475 476 477 478 479 480 481 482 483 484 485 486 487 488 489 490 491 492 493 494 495 496 497 498 499 500 501 502 503 504 505 506 507 508 509 510 511 512 513 514 515 516 517 518 519 520 521 522 523 524 525 526 527 528 529 530 531 532 533 534 535 536 537 538 539 540 541 542 543 544 545 546 547 548 549 550 551 552 553 554 555 556 557 558 559 560 561 562 563 564 565 566 567 568 569 570 571 572 573 574 575 576 577 578 579 580 581 582 583 584 585 586 587 588 589 590 591 592 593 594 595 596 597 598 599 600 601 602 603 604 605 606 607 608 609 610 611 612 613 614 615 616 617 618 619 620 621 622 623 624 625 626 627 628 629 630 631 632 633 634 635 636 637 638 639 640 641 642 643 644 645 646 647 648 649 650 651 652 653 654 655 656 657 658 659 660 661 662 663 664 665 666 667 668 669 670 671 672 673 674 675 676 677 678 679 680 681 682 683 684 685 686 687 688 689 690 691 692 693 694 695 696 697 698 699 700 701 702 703 704 705 706 707 708 709 710 711 712 713 714 715 716 717 718 719 720 721 722 723 724 725 726 727 728 729 730 731 732 733 734 735 736 737 738 739 740 741 742 743 744 745 746 747 748 749 750 751 752 753 754 755 756 757 758 759 760 761 762 763 764 765 766 767 768 769 770 771 772 773 774 775 776 777 778 779 780 781 782 783 784 785 786 787 788 789 790 791 792 793 794 795 796 797 798 799 800 801 802 803 804 805 806 807 808 809 810 811 812 813 814 815 816 817 818 819 820 821 822 823 824 825 826 827 828 829 830 831 832 833 834 835 836 837 838 839 840 841 842 843 844 845 846 847 848 849 850 851 852 853 854 855 856 857 | from __future__ import annotations
import argparse
import json
import math
import statistics
import textwrap
from collections import Counter, defaultdict
from dataclasses import dataclass
from pathlib import Path
import matplotlib.pyplot as plt
import numpy as np
import torch
from sklearn.metrics import accuracy_score, f1_score, mean_absolute_error
from sklearn.model_selection import train_test_split
from sklearn.neural_network import MLPRegressor
from sklearn.pipeline import Pipeline
from sklearn.preprocessing import StandardScaler
from transformers import AutoModelForCausalLM, AutoTokenizer
from llm_memory_validation.bsc_longmemeval import (
MemoryEntry,
build_bsc,
build_replay_only_router,
count_words,
exact_match,
full_budget_words,
load_dataset,
make_entry,
session_features,
token_f1,
)
from llm_memory_validation.paper_competitor_suite import DenseEmbedder, dense_items_from_entries, dense_rag_retrieve
ACTIONS = ["discard", "replay", "cache", "consolidate"]
ACTION_TO_ID = {action: idx for idx, action in enumerate(ACTIONS)}
POSITIVE_ACTIONS = ["replay", "cache", "consolidate"]
ACTION_COMPUTE_PENALTY = {"replay": 0.08, "cache": 0.03, "consolidate": 0.02}
METHOD_ORDER = [
"dense_budgeted_replay",
"heuristic_dense_bsc",
"counterfactual_oracle_bsc",
"counterfactual_learned_bsc",
"dense_rag_e5",
]
@dataclass
class CounterfactualCandidate:
session_id: str
session_index: int
action: str
text: str
cost_words: int
similarity: float
@dataclass
class ExampleContext:
question_id: str
question_type: str
question: str
gold_answer: str
gold_session_ids: set[str]
budget_words: int
candidates_by_session: dict[int, dict[str, CounterfactualCandidate]]
@dataclass
class ControllerBundle:
pipeline: Pipeline
seed: int
threshold: float
train_mae: float
val_mae: float
train_macro_f1: float
val_macro_f1: float
train_accuracy: float
val_accuracy: float
def split_examples(examples: list[dict], seed: int) -> tuple[list[dict], list[dict], list[dict]]:
indices = list(range(len(examples)))
labels = [example["question_type"] for example in examples]
train_idx, temp_idx = train_test_split(
indices,
test_size=0.40,
random_state=seed,
stratify=labels,
)
temp_labels = [labels[index] for index in temp_idx]
val_idx, test_idx = train_test_split(
temp_idx,
test_size=0.50,
random_state=seed,
stratify=temp_labels,
)
return (
[examples[index] for index in train_idx],
[examples[index] for index in val_idx],
[examples[index] for index in test_idx],
)
def make_question_features(question: str) -> list[float]:
normalized = question.lower()
return [
len(normalized.split()),
float(any(token in normalized for token in ["today", "tomorrow", "yesterday", "week", "month", "year"])),
float(any(token in normalized for token in ["change", "updated", "new", "now", "instead"])),
float(any(token in normalized for token in ["prefer", "favorite", "like", "love", "enjoy"])),
]
def build_context(example: dict, budget_frac: float, embedder: DenseEmbedder) -> ExampleContext:
question = example["question"]
question_embedding = embedder.encode([question], prefix="query")[0]
budget_words = max(256, int(full_budget_words(example) * budget_frac))
candidates_by_session: dict[int, dict[str, CounterfactualCandidate]] = defaultdict(dict)
all_texts: list[str] = []
metadata: list[tuple[int, str, str, int]] = []
for index, (session_id, session) in enumerate(zip(example["haystack_session_ids"], example["haystack_sessions"])):
for action in ("replay", "cache", "consolidate"):
entry = make_entry(session, session_id, index, action)
assert entry is not None
all_texts.append(entry.text)
metadata.append((index, action, session_id, entry.cost_words))
embeddings = embedder.encode(all_texts, prefix="passage")
similarities = embeddings @ question_embedding
for (index, action, session_id, cost_words), similarity, text in zip(metadata, similarities, all_texts):
candidates_by_session[index][action] = CounterfactualCandidate(
session_id=session_id,
session_index=index,
action=action,
text=text,
cost_words=cost_words,
similarity=float(similarity),
)
return ExampleContext(
question_id=example["question_id"],
question_type=example["question_type"],
question=question,
gold_answer=str(example["answer"]),
gold_session_ids=set(example["answer_session_ids"]),
budget_words=budget_words,
candidates_by_session=candidates_by_session,
)
def objective_for_candidates(selected: list[CounterfactualCandidate], context: ExampleContext, topk: int) -> tuple[float, dict]:
if not selected:
return 0.0, {"recall": 0.0, "mrr": 0.0, "answer_support": 0.0}
ranked = sorted(selected, key=lambda item: item.similarity, reverse=True)[:topk]
predicted_ids = [item.session_id for item in ranked]
hit_positions = [rank for rank, session_id in enumerate(predicted_ids, start=1) if session_id in context.gold_session_ids]
recall = len(set(predicted_ids) & context.gold_session_ids) / max(len(context.gold_session_ids), 1)
mrr = 0.0 if not hit_positions else 1.0 / min(hit_positions)
combined_text = "\n".join(item.text for item in ranked)
answer_support = token_f1(combined_text, context.gold_answer)
score = 2.6 * recall + 1.1 * mrr + 1.0 * answer_support
return score, {"recall": recall, "mrr": mrr, "answer_support": answer_support}
def candidate_gain(
selected: list[CounterfactualCandidate],
context: ExampleContext,
candidate: CounterfactualCandidate,
topk: int,
used_words: int = 0,
) -> float:
if used_words + candidate.cost_words > context.budget_words:
return float("-inf")
current_score, _ = objective_for_candidates(selected, context, topk)
new_score, _ = objective_for_candidates(selected + [candidate], context, topk)
mem_penalty = 0.25 * (candidate.cost_words / max(context.budget_words, 1))
compute_penalty = ACTION_COMPUTE_PENALTY[candidate.action]
return new_score - current_score - mem_penalty - compute_penalty
def counterfactual_oracle_select(context: ExampleContext, topk: int) -> tuple[list[CounterfactualCandidate], list[str], list[float]]:
selected: list[CounterfactualCandidate] = []
chosen_sessions: set[int] = set()
decisions = ["discard"] * len(context.candidates_by_session)
gains = [0.0] * len(context.candidates_by_session)
used_words = 0
while True:
best_gain = 0.0
best_candidate: CounterfactualCandidate | None = None
best_session: int | None = None
remaining = sorted(set(context.candidates_by_session.keys()) - chosen_sessions)
for session_index in remaining:
for action, candidate in context.candidates_by_session[session_index].items():
gain = candidate_gain(selected, context, candidate, topk, used_words=used_words)
if gain > best_gain:
best_gain = gain
best_candidate = candidate
best_session = session_index
if best_candidate is None:
break
selected.append(best_candidate)
chosen_sessions.add(best_session)
decisions[best_session] = best_candidate.action
gains[best_session] = best_gain
used_words += best_candidate.cost_words
return selected, decisions, gains
def action_utilities_for_session(context: ExampleContext, session_index: int, topk: int) -> np.ndarray:
utilities = []
for action in POSITIVE_ACTIONS:
candidate = context.candidates_by_session[session_index][action]
gain = candidate_gain([], context, candidate, topk)
utilities.append(gain if math.isfinite(gain) else -1.0)
return np.asarray(utilities, dtype=np.float32)
def feature_vector(example: dict, context: ExampleContext, session_index: int) -> list[float]:
session = example["haystack_sessions"][session_index]
total = len(example["haystack_sessions"])
feat = session_features(session, session_index, total)
qfeat = make_question_features(example["question"])
replay_cand = context.candidates_by_session[session_index]["replay"]
cache_cand = context.candidates_by_session[session_index]["cache"]
consolidate_cand = context.candidates_by_session[session_index]["consolidate"]
return [
math.log1p(feat["words"]),
feat["user_turns"],
feat["assistant_turns"],
feat["fact_hits"],
feat["update_hits"],
feat["time_hits"],
feat["number_hits"],
feat["fact_lines"],
feat["recent_frac"],
feat["assistant_only"],
feat["generic_assistant"],
*qfeat,
replay_cand.similarity,
cache_cand.similarity,
consolidate_cand.similarity,
replay_cand.cost_words / context.budget_words,
cache_cand.cost_words / context.budget_words,
consolidate_cand.cost_words / context.budget_words,
]
def oversample_keep_rows(features: np.ndarray, utilities: np.ndarray, seed: int) -> tuple[np.ndarray, np.ndarray]:
rng = np.random.default_rng(seed)
keep_mask = np.max(utilities, axis=1) > 0.0
keep_indices = np.where(keep_mask)[0]
discard_indices = np.where(~keep_mask)[0]
if len(keep_indices) == 0 or len(discard_indices) == 0:
return features, utilities
target = max(len(keep_indices), len(discard_indices))
chosen_indices: list[int] = discard_indices.tolist()
if len(discard_indices) < target:
chosen_indices.extend(rng.choice(discard_indices, size=target - len(discard_indices), replace=True).tolist())
chosen_indices.extend(keep_indices.tolist())
if len(keep_indices) < target:
chosen_indices.extend(rng.choice(keep_indices, size=target - len(keep_indices), replace=True).tolist())
rng.shuffle(chosen_indices)
return features[chosen_indices], utilities[chosen_indices]
def decisions_from_utilities(action_utilities: np.ndarray, threshold: float) -> np.ndarray:
best_action_ids = np.argmax(action_utilities, axis=1)
best_scores = np.max(action_utilities, axis=1)
decisions = np.zeros(len(action_utilities), dtype=np.int64)
keep_mask = best_scores > threshold
decisions[keep_mask] = best_action_ids[keep_mask] + 1
return decisions
def build_training_rows(
examples: list[dict],
contexts: dict[str, ExampleContext],
topk: int,
) -> tuple[np.ndarray, np.ndarray, np.ndarray]:
features: list[list[float]] = []
utility_targets: list[np.ndarray] = []
oracle_labels: list[int] = []
for example in examples:
context = contexts[example["question_id"]]
_, decisions, _ = counterfactual_oracle_select(context, topk)
for session_index in range(len(example["haystack_sessions"])):
features.append(feature_vector(example, context, session_index))
utility_targets.append(action_utilities_for_session(context, session_index, topk))
oracle_labels.append(ACTION_TO_ID[decisions[session_index]])
return (
np.asarray(features, dtype=np.float32),
np.asarray(utility_targets, dtype=np.float32),
np.asarray(oracle_labels, dtype=np.int64),
)
def train_controller(
train_examples: list[dict],
val_examples: list[dict],
contexts: dict[str, ExampleContext],
topk: int,
seeds: list[int],
) -> tuple[ControllerBundle, list[dict]]:
train_x, train_y, train_oracle = build_training_rows(train_examples, contexts, topk)
val_x, val_y, val_oracle = build_training_rows(val_examples, contexts, topk)
bundles: list[ControllerBundle] = []
metrics: list[dict] = []
for seed in seeds:
sampled_x, sampled_y = oversample_keep_rows(train_x, train_y, seed)
pipeline = Pipeline(
[
("scale", StandardScaler()),
(
"mlp",
MLPRegressor(
hidden_layer_sizes=(128, 128),
activation="relu",
solver="adam",
alpha=1e-4,
learning_rate_init=1e-3,
batch_size=256,
max_iter=250,
random_state=seed,
early_stopping=True,
validation_fraction=0.1,
n_iter_no_change=15,
),
),
]
)
pipeline.fit(sampled_x, sampled_y)
train_pred_util = np.asarray(pipeline.predict(train_x), dtype=np.float32)
val_pred_util = np.asarray(pipeline.predict(val_x), dtype=np.float32)
candidate_thresholds = sorted(
{
-0.05,
0.0,
0.01,
0.02,
0.03,
0.05,
*np.quantile(np.max(val_pred_util, axis=1), [0.1, 0.25, 0.5, 0.75]).tolist(),
}
)
best_threshold = 0.0
best_val_macro_f1 = -1.0
best_val_accuracy = -1.0
for threshold in candidate_thresholds:
val_pred = decisions_from_utilities(val_pred_util, float(threshold))
val_macro_f1 = f1_score(val_oracle, val_pred, average="macro")
val_accuracy = accuracy_score(val_oracle, val_pred)
if (val_macro_f1, val_accuracy) > (best_val_macro_f1, best_val_accuracy):
best_threshold = float(threshold)
best_val_macro_f1 = val_macro_f1
best_val_accuracy = val_accuracy
train_pred = decisions_from_utilities(train_pred_util, best_threshold)
val_pred = decisions_from_utilities(val_pred_util, best_threshold)
bundle = ControllerBundle(
pipeline=pipeline,
seed=seed,
threshold=best_threshold,
train_mae=mean_absolute_error(train_y, train_pred_util),
val_mae=mean_absolute_error(val_y, val_pred_util),
train_macro_f1=f1_score(train_oracle, train_pred, average="macro"),
val_macro_f1=f1_score(val_oracle, val_pred, average="macro"),
train_accuracy=accuracy_score(train_oracle, train_pred),
val_accuracy=accuracy_score(val_oracle, val_pred),
)
bundles.append(bundle)
metrics.append(
{
"seed": seed,
"threshold": bundle.threshold,
"train_mae": bundle.train_mae,
"val_mae": bundle.val_mae,
"train_accuracy": bundle.train_accuracy,
"val_accuracy": bundle.val_accuracy,
"train_macro_f1": bundle.train_macro_f1,
"val_macro_f1": bundle.val_macro_f1,
}
)
best = max(bundles, key=lambda bundle: (bundle.val_macro_f1, bundle.val_accuracy))
return best, metrics
def build_learned_selection(
example: dict,
context: ExampleContext,
controller: ControllerBundle,
) -> tuple[list[CounterfactualCandidate], list[str], list[float]]:
selected: list[CounterfactualCandidate] = []
decisions = []
confidences = []
used_words = 0
candidates = []
for session_index in range(len(example["haystack_sessions"])):
features = np.asarray([feature_vector(example, context, session_index)], dtype=np.float32)
utilities = np.asarray(controller.pipeline.predict(features)[0], dtype=np.float32)
positive_id = int(np.argmax(utilities))
confidence = float(utilities[positive_id])
action = POSITIVE_ACTIONS[positive_id]
if confidence <= controller.threshold:
action = "discard"
decisions.append(action)
confidences.append(confidence)
if action == "discard":
continue
candidate = context.candidates_by_session[session_index][action]
density = (confidence - controller.threshold) / max(candidate.cost_words, 1)
candidates.append((density, confidence, -session_index, candidate))
for _, _, _, candidate in sorted(candidates, reverse=True):
if used_words + candidate.cost_words > context.budget_words:
continue
selected.append(candidate)
used_words += candidate.cost_words
return selected, decisions, confidences
def dense_predict_ids_from_candidates(context: ExampleContext, candidates: list[CounterfactualCandidate], topk: int) -> list[str]:
ranked = sorted(candidates, key=lambda item: item.similarity, reverse=True)[:topk]
return [item.session_id for item in ranked]
def prompt_from_dense_candidates(question: str, candidates: list[CounterfactualCandidate], topk: int, prompt_word_budget: int) -> str:
ranked = sorted(candidates, key=lambda item: item.similarity, reverse=True)[:topk]
blocks = []
used = 0
for rank, candidate in enumerate(ranked, start=1):
words = candidate.text.split()
clipped = " ".join(words[: min(len(words), 250)])
block = f"[{rank}] action={candidate.action} session={candidate.session_id}\n{clipped}"
block_cost = count_words(block)
if blocks and used + block_cost > prompt_word_budget:
break
blocks.append(block)
used += block_cost
memory_text = "\n\n".join(blocks) if blocks else "[no memory]"
return textwrap.dedent(
f"""
You answer a user question using retrieved long-term memory.
Use only the memory below.
Reply with a short direct answer and no explanation.
If the answer is not supported, reply with "unknown".
Question:
{question}
Memory:
{memory_text}
Answer:
"""
).strip()
def evaluate_retrieval(
examples: list[dict],
contexts: dict[str, ExampleContext],
controller: ControllerBundle,
dense_embedder: DenseEmbedder,
topk: int,
) -> tuple[dict, dict, dict]:
metrics: dict[str, dict] = {}
rows_by_method: dict[str, list[dict]] = {}
candidate_store: dict[str, dict[str, list[CounterfactualCandidate]]] = defaultdict(dict)
def finalize(method: str, predicted_ids_by_example: list[list[str]], decision_usage: Counter[str] | None = None):
recalls = []
reciprocal_ranks = []
per_type = defaultdict(list)
rows = []
for example, predicted_ids in zip(examples, predicted_ids_by_example):
gold = set(example["answer_session_ids"])
hits = [rank for rank, sid in enumerate(predicted_ids, start=1) if sid in gold]
recall = len(set(predicted_ids) & gold) / max(len(gold), 1)
rr = 0.0 if not hits else 1.0 / min(hits)
recalls.append(recall)
reciprocal_ranks.append(rr)
per_type[example["question_type"]].append(recall)
rows.append(
{
"question_id": example["question_id"],
"question_type": example["question_type"],
"gold_session_ids": example["answer_session_ids"],
"predicted_session_ids": predicted_ids,
}
)
metrics[method] = {
"recall_at_5": float(sum(recalls) / len(recalls)),
"mrr_at_5": float(sum(reciprocal_ranks) / len(reciprocal_ranks)),
"per_type_recall_at_5": {
question_type: float(sum(values) / len(values)) for question_type, values in per_type.items()
},
}
if decision_usage is not None:
metrics[method]["decision_usage"] = dict(decision_usage)
rows_by_method[method] = rows
replay_preds = []
heuristic_preds = []
oracle_preds = []
learned_preds = []
rag_preds = []
oracle_usage = Counter()
learned_usage = Counter()
for example in examples:
context = contexts[example["question_id"]]
replay_entries = build_replay_only_router(example, 0.20)
dense_replay = dense_items_from_entries(example, replay_entries, dense_embedder, topk)
replay_preds.append([item.session_id for item in dense_replay])
candidate_store[example["question_id"]]["dense_budgeted_replay"] = [
context.candidates_by_session[entry.session_index]["replay"] for entry in replay_entries
]
heuristic_entries = build_bsc(example, 0.20)
dense_heuristic = dense_items_from_entries(example, heuristic_entries, dense_embedder, topk)
heuristic_preds.append([item.session_id for item in dense_heuristic])
heuristic_candidates = [context.candidates_by_session[entry.session_index][entry.action] for entry in heuristic_entries]
candidate_store[example["question_id"]]["heuristic_dense_bsc"] = heuristic_candidates
oracle_candidates, oracle_decisions, _ = counterfactual_oracle_select(context, topk)
oracle_usage.update(oracle_decisions)
oracle_preds.append(dense_predict_ids_from_candidates(context, oracle_candidates, topk))
candidate_store[example["question_id"]]["counterfactual_oracle_bsc"] = oracle_candidates
learned_candidates, learned_decisions, _ = build_learned_selection(example, context, controller)
learned_usage.update(learned_decisions)
learned_preds.append(dense_predict_ids_from_candidates(context, learned_candidates, topk))
candidate_store[example["question_id"]]["counterfactual_learned_bsc"] = learned_candidates
rag_items = dense_rag_retrieve(example, dense_embedder, topk)
rag_preds.append([item.session_id for item in rag_items])
candidate_store[example["question_id"]]["dense_rag_e5"] = [
CounterfactualCandidate(
session_id=item.session_id,
session_index=-1,
action="replay",
text=item.text,
cost_words=count_words(item.text),
similarity=item.score,
)
for item in rag_items
]
finalize("dense_budgeted_replay", replay_preds)
finalize("heuristic_dense_bsc", heuristic_preds)
finalize("counterfactual_oracle_bsc", oracle_preds, oracle_usage)
finalize("counterfactual_learned_bsc", learned_preds, learned_usage)
finalize("dense_rag_e5", rag_preds)
return metrics, rows_by_method, candidate_store
def evaluate_controller_test(
examples: list[dict],
contexts: dict[str, ExampleContext],
topk: int,
controller: ControllerBundle,
) -> dict:
labels = []
preds = []
for example in examples:
context = contexts[example["question_id"]]
_, decisions, _ = counterfactual_oracle_select(context, topk)
for session_index in range(len(example["haystack_sessions"])):
labels.append(ACTION_TO_ID[decisions[session_index]])
features = np.asarray([feature_vector(example, context, session_index)], dtype=np.float32)
utilities = np.asarray(controller.pipeline.predict(features)[0], dtype=np.float32)
pred = int(decisions_from_utilities(utilities.reshape(1, -1), controller.threshold)[0])
preds.append(pred)
return {
"test_accuracy": accuracy_score(labels, preds),
"test_macro_f1": f1_score(labels, preds, average="macro"),
"label_distribution": dict(Counter(ACTIONS[label] for label in labels)),
"prediction_distribution": dict(Counter(ACTIONS[pred] for pred in preds)),
}
def run_generation(
examples: list[dict],
candidate_store: dict[str, dict[str, list[CounterfactualCandidate]]],
reader_model: str,
methods: list[str],
topk: int,
prompt_word_budget: int,
max_new_tokens: int,
) -> dict:
tokenizer = AutoTokenizer.from_pretrained(reader_model, trust_remote_code=True)
if tokenizer.pad_token is None:
tokenizer.pad_token = tokenizer.eos_token
model = AutoModelForCausalLM.from_pretrained(
reader_model,
torch_dtype=torch.bfloat16 if torch.cuda.is_available() else torch.float32,
device_map="auto",
trust_remote_code=True,
)
model.eval()
generation_metrics: dict[str, dict] = {}
predictions_by_method: dict[str, list[dict]] = {}
for method in methods:
em_scores = []
f1_scores = []
per_type_em = defaultdict(list)
per_type_f1 = defaultdict(list)
predictions = []
for example in examples:
candidates = candidate_store[example["question_id"]][method]
prompt = prompt_from_dense_candidates(
question=example["question"],
candidates=candidates,
topk=topk,
prompt_word_budget=prompt_word_budget,
)
model_inputs = tokenizer(prompt, return_tensors="pt").to(model.device)
with torch.no_grad():
generated = model.generate(
**model_inputs,
max_new_tokens=max_new_tokens,
do_sample=False,
pad_token_id=tokenizer.eos_token_id,
)
completion_tokens = generated[0][model_inputs["input_ids"].shape[1]:]
prediction = tokenizer.decode(completion_tokens, skip_special_tokens=True).strip().split("\n")[0].strip()
gold = str(example["answer"])
em = exact_match(prediction, gold)
f1 = token_f1(prediction, gold)
em_scores.append(em)
f1_scores.append(f1)
per_type_em[example["question_type"]].append(em)
per_type_f1[example["question_type"]].append(f1)
predictions.append(
{
"question_id": example["question_id"],
"question_type": example["question_type"],
"gold_answer": gold,
"prediction": prediction,
"exact_match": em,
"token_f1": f1,
}
)
generation_metrics[method] = {
"exact_match": float(sum(em_scores) / len(em_scores)),
"token_f1": float(sum(f1_scores) / len(f1_scores)),
"per_type_exact_match": {
question_type: float(sum(values) / len(values)) for question_type, values in per_type_em.items()
},
"per_type_token_f1": {
question_type: float(sum(values) / len(values)) for question_type, values in per_type_f1.items()
},
"model_name": reader_model,
}
predictions_by_method[method] = predictions
return {"metrics": generation_metrics, "predictions": predictions_by_method}
def plot_metrics(output_dir: Path, retrieval_metrics: dict, generation_metrics: dict) -> None:
methods = METHOD_ORDER
labels = [name.replace("_", "\n") for name in methods]
x = np.arange(len(methods))
width = 0.38
plt.figure(figsize=(11, 4.8))
recall = [retrieval_metrics[method]["recall_at_5"] for method in methods]
mrr = [retrieval_metrics[method]["mrr_at_5"] for method in methods]
plt.bar(x - width / 2, recall, width=width, label="Recall@5")
plt.bar(x + width / 2, mrr, width=width, label="MRR@5")
plt.xticks(x, labels)
plt.ylim(0.0, 1.0)
plt.ylabel("Score")
plt.title("Counterfactual Dense Retrieval Results")
plt.legend()
plt.tight_layout()
plt.savefig(output_dir / "retrieval_metrics.png", dpi=200)
plt.close()
plt.figure(figsize=(11, 4.8))
em = [generation_metrics[method]["exact_match"] for method in methods]
f1 = [generation_metrics[method]["token_f1"] for method in methods]
plt.bar(x - width / 2, em, width=width, label="Exact Match")
plt.bar(x + width / 2, f1, width=width, label="Token F1")
plt.xticks(x, labels)
plt.ylim(0.0, max(max(f1), max(em), 0.05) * 1.25)
plt.ylabel("Score")
plt.title("End-to-End Answer Accuracy")
plt.legend()
plt.tight_layout()
plt.savefig(output_dir / "generation_metrics.png", dpi=200)
plt.close()
def write_report(
output_dir: Path,
split_sizes: dict,
budget_frac: float,
controller_train_val: list[dict],
controller_test: dict,
retrieval_metrics: dict,
generation_metrics: dict,
) -> None:
lines = [
"# Counterfactual Dense BSC",
"",
f"- Split sizes: `{split_sizes}`",
f"- Budget fraction: `{budget_frac:.0%}`",
"- Oracle: greedy counterfactual selection using dense retrieval + answer-support objective",
"- Controller: `MLPRegressor(128, 128)` trained on dense per-action counterfactual utilities",
"- Inference: discard if all predicted action utilities are below the validation-selected threshold",
"",
"## Controller",
"",
]
for row in controller_train_val:
lines.extend(
[
f"### Seed {row['seed']}",
f"- Threshold: `{row['threshold']:.4f}`",
f"- Train MAE: `{row['train_mae']:.4f}`",
f"- Val MAE: `{row['val_mae']:.4f}`",
f"- Train accuracy: `{row['train_accuracy']:.4f}`",
f"- Val accuracy: `{row['val_accuracy']:.4f}`",
f"- Train macro-F1: `{row['train_macro_f1']:.4f}`",
f"- Val macro-F1: `{row['val_macro_f1']:.4f}`",
"",
]
)
lines.extend(
[
f"- Test accuracy: `{controller_test['test_accuracy']:.4f}`",
f"- Test macro-F1: `{controller_test['test_macro_f1']:.4f}`",
f"- Oracle label distribution: `{controller_test['label_distribution']}`",
f"- Predicted label distribution: `{controller_test['prediction_distribution']}`",
"",
"## Retrieval",
"",
]
)
for method in METHOD_ORDER:
metrics = retrieval_metrics[method]
lines.extend(
[
f"### {method}",
f"- Recall@5: `{metrics['recall_at_5']:.4f}`",
f"- MRR@5: `{metrics['mrr_at_5']:.4f}`",
"",
]
)
lines.extend(["## Generation", ""])
for method in METHOD_ORDER:
metrics = generation_metrics[method]
lines.extend(
[
f"### {method}",
f"- Exact Match: `{metrics['exact_match']:.4f}`",
f"- Token F1: `{metrics['token_f1']:.4f}`",
"",
]
)
(output_dir / "REPORT.md").write_text("\n".join(lines), encoding="utf-8")
def main() -> None:
parser = argparse.ArgumentParser()
parser.add_argument("--output-dir", type=Path, required=True)
parser.add_argument("--budget-frac", type=float, default=0.20)
parser.add_argument("--topk", type=int, default=5)
parser.add_argument("--split-seed", type=int, default=11)
parser.add_argument("--controller-seeds", type=int, nargs="+", default=[0, 1, 2])
parser.add_argument("--retriever-model", type=str, default="intfloat/e5-base-v2")
parser.add_argument("--reader-model", type=str, default="Qwen/Qwen2.5-3B-Instruct")
parser.add_argument("--prompt-word-budget", type=int, default=1600)
parser.add_argument("--max-new-tokens", type=int, default=48)
args = parser.parse_args()
args.output_dir.mkdir(parents=True, exist_ok=True)
examples = load_dataset()
train_examples, val_examples, test_examples = split_examples(examples, seed=args.split_seed)
embedder = DenseEmbedder(model_name=args.retriever_model)
contexts = {example["question_id"]: build_context(example, args.budget_frac, embedder) for example in examples}
best_controller, controller_train_val = train_controller(
train_examples=train_examples,
val_examples=val_examples,
contexts=contexts,
topk=args.topk,
seeds=args.controller_seeds,
)
controller_test = evaluate_controller_test(
examples=test_examples,
contexts=contexts,
topk=args.topk,
controller=best_controller,
)
retrieval_metrics, retrieval_rows, candidate_store = evaluate_retrieval(
examples=test_examples,
contexts=contexts,
controller=best_controller,
dense_embedder=embedder,
topk=args.topk,
)
del embedder
if torch.cuda.is_available():
torch.cuda.empty_cache()
generation_payload = run_generation(
examples=test_examples,
candidate_store=candidate_store,
reader_model=args.reader_model,
methods=METHOD_ORDER,
topk=args.topk,
prompt_word_budget=args.prompt_word_budget,
max_new_tokens=args.max_new_tokens,
)
generation_metrics = generation_payload["metrics"]
summary = {
"budget_frac": args.budget_frac,
"topk": args.topk,
"split_seed": args.split_seed,
"controller_seeds": args.controller_seeds,
"retriever_model": args.retriever_model,
"reader_model": args.reader_model,
"split_sizes": {
"train": len(train_examples),
"val": len(val_examples),
"test": len(test_examples),
},
"controller_train_val": controller_train_val,
"controller_test": controller_test,
"retrieval": retrieval_metrics,
"generation": generation_metrics,
"best_controller_seed": best_controller.seed,
}
(args.output_dir / "summary.json").write_text(json.dumps(summary, indent=2), encoding="utf-8")
(args.output_dir / "retrieval_rows.json").write_text(json.dumps(retrieval_rows, indent=2), encoding="utf-8")
(args.output_dir / "generation_predictions.json").write_text(json.dumps(generation_payload["predictions"], indent=2), encoding="utf-8")
plot_metrics(args.output_dir, retrieval_metrics, generation_metrics)
write_report(
output_dir=args.output_dir,
split_sizes=summary["split_sizes"],
budget_frac=args.budget_frac,
controller_train_val=controller_train_val,
controller_test=controller_test,
retrieval_metrics=retrieval_metrics,
generation_metrics=generation_metrics,
)
print(json.dumps(summary, indent=2))
if __name__ == "__main__":
main()
|