"""Step-by-step NeurIPS experiments with progress bars. Step 1: Build embeddings + contexts (one time cost) Step 2: Evaluate all methods at each budget level Step 3: Train learned controller at each budget Step 4: Significance tests Step 5: Save + plot """ from __future__ import annotations import time, json, sys, numpy as np from collections import Counter, defaultdict from pathlib import Path from tqdm import tqdm import matplotlib matplotlib.use("Agg") import matplotlib.pyplot as plt from sklearn.neural_network import MLPRegressor from sklearn.pipeline import Pipeline as SKPipeline from sklearn.preprocessing import StandardScaler from sklearn.metrics import accuracy_score, f1_score import sys sys.path.insert(0, str(Path(__file__).resolve().parent.parent)) from llm_memory_validation.bsc_longmemeval import ( load_dataset, build_bsc, build_replay_only_router, build_fifo_replay, classify_action, full_budget_words, MemoryEntry, ) from llm_memory_validation.counterfactual_dense_bsc import ( POSITIVE_ACTIONS, ACTION_TO_ID, build_context, candidate_gain, action_utilities_for_session, feature_vector, decisions_from_utilities, oversample_keep_rows, counterfactual_oracle_select, split_examples, build_learned_selection, dense_predict_ids_from_candidates, ControllerBundle, ) from llm_memory_validation.paper_competitor_suite import ( DenseEmbedder, dense_items_from_entries, dense_rag_retrieve, memorybank_retrieve, ld_agent_retrieve, ) OUT = Path("llm_memory_validation/neurips_full_results") OUT.mkdir(parents=True, exist_ok=True) TOPK = 5 BUDGET_FRACS = [0.10, 0.15, 0.20, 0.30, 0.40] SEEDS = [0, 1, 2] # -- STEP 1: Load dataset + embeddings -- print("\n" + "="*60) print("STEP 1/5: Loading dataset + building E5 embeddings") print("="*60) examples = load_dataset() print(f" Dataset: {len(examples)} examples") embedder = DenseEmbedder(model_name="intfloat/e5-base-v2") train_ex, val_ex, test_ex = split_examples(examples, seed=11) print(f" Split: {len(train_ex)}/{len(val_ex)}/{len(test_ex)}") # -- STEP 2: Build contexts for each budget -- print("\n" + "="*60) print("STEP 2/5: Building contexts for each budget level") print("="*60) all_contexts = {} for bf in tqdm(BUDGET_FRACS, desc="Building contexts"): t0 = time.time() all_contexts[bf] = {ex["question_id"]: build_context(ex, bf, embedder) for ex in examples} tqdm.write(f" Budget {bf:.0%}: {time.time()-t0:.0f}s") # -- STEP 3: Evaluate methods at each budget -- print("\n" + "="*60) print("STEP 3/5: Evaluating all methods at each budget level") print("="*60) def eval_method(name, fn, test_list, ctx_map, topk=5): recalls, mrrs, per_type = [], [], defaultdict(list) for ex in tqdm(test_list, desc=f" {name}", leave=False): ctx = ctx_map[ex["question_id"]] gold = set(ex["answer_session_ids"]) ids = fn(ex, ctx) hits = [r for r, sid in enumerate(ids, 1) if sid in gold] recalls.append(len(set(ids) & gold) / max(len(gold), 1)) mrrs.append(0.0 if not hits else 1.0 / min(hits)) per_type[ex["question_type"]].append(recalls[-1]) return { "recall_at_5": float(np.mean(recalls)), "mrr_at_5": float(np.mean(mrrs)), "per_type_recall_at_5": {qt: float(np.mean(v)) for qt, v in per_type.items()}, "n": len(recalls), "_recalls": [float(r) for r in recalls], # for significance tests } sweep = {} for bf in BUDGET_FRACS: print(f"\n -- Budget {bf:.0%} --") ctx = all_contexts[bf] ret = {} # FIFO replay ret["fifo_replay"] = eval_method("FIFO", lambda ex, c: [item.session_id for item in dense_items_from_entries(ex, build_fifo_replay(ex, bf), embedder, TOPK)], test_ex, ctx) # Replay-only router ret["replay_only_router"] = eval_method("Replay-router", lambda ex, c: [item.session_id for item in dense_items_from_entries(ex, build_replay_only_router(ex, bf), embedder, TOPK)], test_ex, ctx) # Dense RAG ret["dense_rag_e5"] = eval_method("Dense-RAG", lambda ex, c: [item.session_id for item in dense_rag_retrieve(ex, embedder, TOPK)], test_ex, ctx) # MemoryBank proxy ret["memorybank"] = eval_method("MemBank", lambda ex, c: [item.session_id for item in memorybank_retrieve(ex, embedder, TOPK)], test_ex, ctx) # LD-Agent proxy ret["ld_agent"] = eval_method("LD-Agent", lambda ex, c: [item.session_id for item in ld_agent_retrieve(ex, embedder, TOPK)], test_ex, ctx) # Heuristic BSC ret["heuristic_bsc"] = eval_method("Heur-BSC", lambda ex, c: [item.session_id for item in dense_items_from_entries(ex, build_bsc(ex, bf), embedder, TOPK)], test_ex, ctx) # Oracle BSC def _oracle(ex, c): cands, _, _ = counterfactual_oracle_select(c, TOPK) return dense_predict_ids_from_candidates(c, cands, TOPK) ret["oracle_bsc"] = eval_method("Oracle-BSC", _oracle, test_ex, ctx) # No-cache ablation def _no_cache(ex, c): candidates = [] for si in range(len(ex["haystack_sessions"])): best_a, best_u = "discard", -999.0 for a in ["replay", "consolidate"]: cand = c.candidates_by_session.get(si, {}).get(a) if cand is None: continue g = candidate_gain([], c, cand, TOPK) if g > best_u: best_u, best_a = g, a if best_u > 0.01 and best_a != "discard": candidates.append(c.candidates_by_session[si][best_a]) sorted_c = sorted(candidates, key=lambda x: (x.similarity - 0.25 * x.cost_words / max(c.budget_words, 1)), reverse=True) budget_c, used = [], 0 for x in sorted_c: if used + x.cost_words <= c.budget_words: budget_c.append(x); used += x.cost_words return dense_predict_ids_from_candidates(c, budget_c, TOPK) ret["no_cache_oracle"] = eval_method("No-cache", _no_cache, test_ex, ctx) # No-consolidate ablation def _no_consol(ex, c): candidates = [] for si in range(len(ex["haystack_sessions"])): best_a, best_u = "discard", -999.0 for a in ["replay", "cache"]: cand = c.candidates_by_session.get(si, {}).get(a) if cand is None: continue g = candidate_gain([], c, cand, TOPK) if g > best_u: best_u, best_a = g, a if best_u > 0.01 and best_a != "discard": candidates.append(c.candidates_by_session[si][best_a]) sorted_c = sorted(candidates, key=lambda x: (x.similarity - 0.25 * x.cost_words / max(c.budget_words, 1)), reverse=True) budget_c, used = [], 0 for x in sorted_c: if used + x.cost_words <= c.budget_words: budget_c.append(x); used += x.cost_words return dense_predict_ids_from_candidates(c, budget_c, TOPK) ret["no_consolidate_oracle"] = eval_method("No-consol", _no_consol, test_ex, ctx) # Train learned controller at this budget print(f" Training learned controller...") train_x, train_y, train_ora = [], [], [] for ex in tqdm(train_ex, desc=" Train features", leave=False): c_ = ctx[ex["question_id"]] _, decs, _ = counterfactual_oracle_select(c_, TOPK) for si in range(len(ex["haystack_sessions"])): train_x.append(feature_vector(ex, c_, si)) train_y.append(action_utilities_for_session(c_, si, TOPK)) train_ora.append(ACTION_TO_ID[decs[si]]) train_x = np.array(train_x, dtype=np.float32) train_y = np.array(train_y, dtype=np.float32) train_ora = np.array(train_ora, dtype=np.int64) val_x, val_y, val_ora = [], [], [] for ex in tqdm(val_ex, desc=" Val features", leave=False): c_ = ctx[ex["question_id"]] _, decs, _ = counterfactual_oracle_select(c_, TOPK) for si in range(len(ex["haystack_sessions"])): val_x.append(feature_vector(ex, c_, si)) val_y.append(action_utilities_for_session(c_, si, TOPK)) val_ora.append(ACTION_TO_ID[decs[si]]) val_x = np.array(val_x, dtype=np.float32) val_y = np.array(val_y, dtype=np.float32) val_ora = np.array(val_ora, dtype=np.int64) best_pipe, best_thresh, best_f1 = None, 0.0, -1.0 for seed in tqdm(SEEDS, desc=" Seeds", leave=False): sx, sy = oversample_keep_rows(train_x, train_y, seed) pipe = SKPipeline([ ("s", StandardScaler()), ("m", MLPRegressor(hidden_layer_sizes=(128,128), activation="relu", solver="adam", alpha=1e-4, learning_rate_init=1e-3, batch_size=256, max_iter=250, random_state=seed, early_stopping=True, validation_fraction=0.1, n_iter_no_change=15)), ]) pipe.fit(sx, sy) vp = pipe.predict(val_x) for th in [-0.05, 0.0, 0.01, 0.02, 0.03, 0.05]: vd = decisions_from_utilities(vp, float(th)) f1 = f1_score(val_ora, vd, average="macro") acc = accuracy_score(val_ora, vd) if (f1, acc) > (best_f1, 0): best_pipe, best_thresh, best_f1 = pipe, float(th), f1 controller = ControllerBundle( pipeline=best_pipe, seed=0, threshold=best_thresh, train_mae=0.0, val_mae=0.0, train_macro_f1=0.0, val_macro_f1=float(best_f1), train_accuracy=0.0, val_accuracy=0.0, ) print(f" Controller: threshold={best_thresh:.3f}, val_macro_f1={best_f1:.4f}") def _learned(ex, c): cands, _, _ = build_learned_selection(ex, c, controller) return dense_predict_ids_from_candidates(c, cands, TOPK) ret["learned_bsc"] = eval_method("Learned-BSC", _learned, test_ex, ctx) # Hybrid: heuristic action selection + utility-based discard def _hybrid(ex, c): heur_entries = build_bsc(ex, bf) filtered = [] for entry in heur_entries: si_idx = None for si, sid in enumerate(ex["haystack_session_ids"]): if sid == entry.session_id: si_idx = si; break if si_idx is not None and si_idx < len(ex["haystack_sessions"]): feat = feature_vector(ex, c, si_idx).reshape(1, -1) pred_utils = best_pipe.predict(feat)[0] max_util = float(max(pred_utils)) if max_util > best_thresh: filtered.append(entry) else: filtered.append(entry) if not filtered: filtered = sorted(heur_entries, key=lambda e: getattr(e, 'priority', 0), reverse=True)[:max(1, len(heur_entries)//2)] items = dense_items_from_entries(ex, filtered, embedder, TOPK) return [item.session_id for item in items] ret["hybrid_bsc"] = eval_method("Hybrid-BSC", _hybrid, test_ex, ctx) # Print summary for this budget for name in ["fifo_replay", "replay_only_router", "dense_rag_e5", "memorybank", "ld_agent", "heuristic_bsc", "learned_bsc", "hybrid_bsc", "no_cache_oracle", "no_consolidate_oracle", "oracle_bsc"]: if name in ret: r = ret[name] print(f" {name:30s} R@5={r['recall_at_5']:.4f} MRR@5={r['mrr_at_5']:.4f}") sweep[f"budget_{bf:.2f}"] = {"budget_frac": bf, "retrieval": ret} # -- STEP 4: Significance tests -- print("\n" + "="*60) print("STEP 4/5: Paired bootstrap significance tests (budget=20%)") print("="*60) ref_ret = sweep["budget_0.20"]["retrieval"] # Heuristic vs RAG h_recall = np.array(ref_ret["heuristic_bsc"]["_recalls"]) r_recall = np.array(ref_ret["dense_rag_e5"]["_recalls"]) diffs = h_recall - r_recall obs_diff = float(np.mean(diffs)) rng = np.random.default_rng(42) n = len(diffs) boot = np.array([float(np.mean(diffs[rng.integers(0, n, size=n)])) for _ in range(10000)]) ci_lo = float(np.percentile(boot, 2.5)) ci_hi = float(np.percentile(boot, 97.5)) p = float(min(np.mean(boot <= 0) * 2, 1.0)) sig_heur_rag = {"diff": obs_diff, "ci_95": [ci_lo, ci_hi], "p": p, "sig": p < 0.05} print(f" Heuristic vs RAG: diff={obs_diff:+.4f}, CI=[{ci_lo:.4f},{ci_hi:.4f}], p={p:.6f}, sig={p<0.05}") # Oracle vs replay o_recall = np.array(ref_ret["oracle_bsc"]["_recalls"]) rp_recall = np.array(ref_ret["replay_only_router"]["_recalls"]) diffs2 = o_recall - rp_recall obs2 = float(np.mean(diffs2)) boot2 = np.array([float(np.mean(diffs2[rng.integers(0, n, size=n)])) for _ in range(10000)]) p2 = float(min(np.mean(boot2 <= 0) * 2, 1.0)) sig_oracle_replay = {"diff": obs2, "ci_95": [float(np.percentile(boot2, 2.5)), float(np.percentile(boot2, 97.5))], "p": p2, "sig": p2 < 0.05} print(f" Oracle vs Replay: diff={obs2:+.4f}, CI=[{sig_oracle_replay['ci_95'][0]:.4f},{sig_oracle_replay['ci_95'][1]:.4f}], p={p2:.6f}, sig={p2<0.05}") # Heuristic vs learned l_recall = np.array(ref_ret["learned_bsc"]["_recalls"]) diffs3 = h_recall - l_recall obs3 = float(np.mean(diffs3)) boot3 = np.array([float(np.mean(diffs3[rng.integers(0, n, size=n)])) for _ in range(10000)]) p3 = float(min(np.mean(boot3 <= 0) * 2, 1.0)) sig_heur_learned = {"diff": obs3, "ci_95": [float(np.percentile(boot3, 2.5)), float(np.percentile(boot3, 97.5))], "p": p3, "sig": p3 < 0.05} print(f" Heuristic vs Learned: diff={obs3:+.4f}, CI=[{sig_heur_learned['ci_95'][0]:.4f},{sig_heur_learned['ci_95'][1]:.4f}], p={p3:.6f}, sig={p3<0.05}") # -- STEP 5: Save + plot -- print("\n" + "="*60) print("STEP 5/5: Saving results and generating figures") print("="*60) # Strip per-example arrays for JSON (too large) for bk in sweep: for mk in sweep[bk]["retrieval"]: if "_recalls" in sweep[bk]["retrieval"][mk]: del sweep[bk]["retrieval"][mk]["_recalls"] results = { "budget_sweep": sweep, "significance": { "heuristic_vs_rag": sig_heur_rag, "oracle_vs_replay": sig_oracle_replay, "heuristic_vs_learned": sig_heur_learned, }, } with open(OUT / "full_results.json", "w") as f: json.dump(results, f, indent=2, default=str) # Budget sweep figure fig, axes = plt.subplots(1, 2, figsize=(12, 5)) method_pairs = { "replay_only_router": ("Replay-only", "gray", "v"), "dense_rag_e5": ("Dense RAG", "mediumpurple", "D"), "memorybank": ("MemoryBank", "pink", "p"), "ld_agent": ("LD-Agent", "gold", "X"), "heuristic_bsc": ("Heuristic BSC", "steelblue", "o"), "learned_bsc": ("Learned BSC", "coral", "s"), "hybrid_bsc": ("Hybrid BSC", "darkred", "P"), "no_cache_oracle": ("No-cache oracle", "orange", "^"), "no_consolidate_oracle": ("No-consolidate oracle", "brown", "<"), "oracle_bsc": ("Oracle BSC", "green", "*"), } for ax_idx, (metric, ylabel) in enumerate([("recall_at_5", "Recall@5"), ("mrr_at_5", "MRR@5")]): ax = axes[ax_idx] for mk, (label, color, marker) in method_pairs.items(): bvs, mvs = [], [] for bk in sorted(sweep.keys()): if mk in sweep[bk]["retrieval"]: bvs.append(sweep[bk]["budget_frac"]) mvs.append(sweep[bk]["retrieval"][mk][metric]) if bvs: ax.plot(bvs, mvs, marker=marker, label=label, color=color, linewidth=1.5, markersize=6) ax.set_xlabel("Memory Budget (%)") ax.set_ylabel(ylabel) ax.set_title(f"{ylabel} vs Budget") ax.legend(fontsize=6, loc="lower right") ax.grid(True, alpha=0.3) plt.tight_layout() plt.savefig(OUT / "budget_sweep.png", dpi=200) plt.close() # Ablation figure at 20% if "budget_0.20" in sweep: ret20 = sweep["budget_0.20"]["retrieval"] ablation_methods = ["replay_only_router", "heuristic_bsc", "no_cache_oracle", "no_consolidate_oracle", "oracle_bsc"] ablation_labels = ["Replay-only", "Full BSC", "No-cache", "No-consolidate", "Oracle"] ablation_colors = ["gray", "steelblue", "orange", "brown", "green"] fig2, ax2 = plt.subplots(figsize=(8, 5)) r5 = [ret20[m]["recall_at_5"] for m in ablation_methods] m5 = [ret20[m]["mrr_at_5"] for m in ablation_methods] x = np.arange(len(ablation_methods)) w = 0.35 ax2.bar(x - w/2, r5, w, label="Recall@5", color="steelblue") ax2.bar(x + w/2, m5, w, label="MRR@5", color="coral") ax2.set_xticks(x, ablation_labels, fontsize=9) ax2.set_ylim(0, 1.1) ax2.set_ylabel("Score") ax2.set_title("Ablation: Action Removal (20% budget)") ax2.legend() for i, (r, m) in enumerate(zip(r5, m5)): ax2.text(i - w/2, r + 0.02, f"{r:.3f}", ha="center", fontsize=7, color="steelblue") ax2.text(i + w/2, m + 0.02, f"{m:.3f}", ha="center", fontsize=7, color="coral") plt.tight_layout() plt.savefig(OUT / "ablations.png", dpi=200) plt.close() print("\n" + "="*60) print("COMPLETE RESULTS SUMMARY") print("="*60) for bk in sorted(sweep.keys()): bf = sweep[bk]["budget_frac"] r = sweep[bk]["retrieval"] print(f"\n Budget {bf:.0%}:") for mk in ["fifo_replay", "replay_only_router", "dense_rag_e5", "memorybank", "ld_agent", "heuristic_bsc", "learned_bsc", "hybrid_bsc", "no_cache_oracle", "no_consolidate_oracle", "oracle_bsc"]: if mk in r: print(f" {mk:35s} R@5={r[mk]['recall_at_5']:.4f} MRR@5={r[mk]['mrr_at_5']:.4f}") print(f"\n Significance (paired bootstrap, 10000 resamples):") print(f" Heuristic vs RAG: diff={sig_heur_rag['diff']:+.4f}, 95% CI=[{sig_heur_rag['ci_95'][0]:.4f},{sig_heur_rag['ci_95'][1]:.4f}], p={sig_heur_rag['p']:.6f}") print(f" Oracle vs Replay: diff={sig_oracle_replay['diff']:+.4f}, 95% CI=[{sig_oracle_replay['ci_95'][0]:.4f},{sig_oracle_replay['ci_95'][1]:.4f}], p={sig_oracle_replay['p']:.6f}") print(f" Heuristic vs Learned: diff={sig_heur_learned['diff']:+.4f}, 95% CI=[{sig_heur_learned['ci_95'][0]:.4f},{sig_heur_learned['ci_95'][1]:.4f}], p={sig_heur_learned['p']:.6f}") print(f"\nAll results saved to {OUT}") print(f"Figures: budget_sweep.png, ablations.png")