from __future__ import annotations from typing import Any import numpy as np from solarchain_eval.actions import sanitize_actual_action from solarchain_eval.config import BenchmarkConfig from .context import build_step_context from .prompts import auditor_messages from .schemas import ( ActionValues, AuditorOutput, PlannerOutput, RiskAssessment, approve_original_action, validate_auditor_output, ) class NoOpAuditor: def __init__(self, config: BenchmarkConfig, audit_trigger: str = "event"): self.config = config self.audit_trigger = audit_trigger self.last_valid = True self.failure_count = 0 def should_audit( self, obs: np.ndarray, proposed_action: np.ndarray, previous_action: np.ndarray, plan: PlannerOutput, ) -> bool: return False def audit(self, step_context: dict[str, Any]) -> AuditorOutput: return approve_original_action(_action_from_context(step_context), self.config, reason="NoOpAuditor approved.") class RuleAuditor: def __init__(self, config: BenchmarkConfig, audit_trigger: str = "event"): self.config = config self.audit_trigger = audit_trigger self.last_valid = True self.failure_count = 0 def should_audit( self, obs: np.ndarray, proposed_action: np.ndarray, previous_action: np.ndarray, plan: PlannerOutput, ) -> bool: if self.audit_trigger == "always": return True return _event_triggered(obs, proposed_action, previous_action, plan) def audit(self, step_context: dict[str, Any]) -> AuditorOutput: obs = step_context["observation"] action = _action_from_context(step_context) plan = PlannerOutput.model_validate(step_context["plan"]) physics_risky = obs["violation_rate"] > plan.audit_policy.force_audit_if_violation_rate_above liquidity_risky = obs["gap"] < plan.audit_policy.force_audit_if_gap_below jitter_risky = step_context["action_jitter"] > plan.audit_policy.force_audit_if_action_jitter_above revised = np.asarray(action, dtype=np.float32).copy() if physics_risky: revised[0] *= 0.85 revised[1] *= 0.90 revised[2] = max(revised[2], min(0.12, self.config.market.max_burn_rate)) if liquidity_risky: revised[1] = max(revised[1], min(0.80, self.config.market.max_liquidity_ratio)) revised[0] *= 0.90 if jitter_risky: previous = _previous_action_from_context(step_context) revised = 0.60 * previous + 0.40 * revised revised = sanitize_actual_action(revised, self.config) changed = bool(np.linalg.norm(revised - action, ord=1) > 1e-6) return AuditorOutput( decision="revise" if changed else "approve", final_action=ActionValues( reward_ratio=float(revised[0]), liquidity_ratio=float(revised[1]), burn_rate=float(revised[2]), ), risk_assessment=RiskAssessment( physics_risk="high" if physics_risky else "low", liquidity_risk="high" if liquidity_risky else "low", jitter_risk="high" if jitter_risky else "low", fairness_risk="unknown", ), reason="Rule auditor revised risky action." if changed else "Rule auditor approved bounded action.", ) class LLMAuditor: def __init__(self, llm_client: Any, config: BenchmarkConfig, audit_trigger: str = "event"): self.llm_client = llm_client self.config = config self.audit_trigger = audit_trigger self.last_valid = True self.failure_count = 0 def should_audit( self, obs: np.ndarray, proposed_action: np.ndarray, previous_action: np.ndarray, plan: PlannerOutput, ) -> bool: if self.audit_trigger == "always": return True return _event_triggered(obs, proposed_action, previous_action, plan) def audit(self, step_context: dict[str, Any]) -> AuditorOutput: original = _action_from_context(step_context) payload = self.llm_client.audit_structured(auditor_messages(step_context)) audit, valid, error = validate_auditor_output(payload, self.config, original) self.last_valid = valid if not valid: self.failure_count += 1 self.last_valid = False raise RuntimeError(f"LLM auditor structured output validation failed: {error}") return audit def should_audit_context( auditor: NoOpAuditor | RuleAuditor | LLMAuditor, obs: np.ndarray, proposed_action: np.ndarray, previous_action: np.ndarray, plan: PlannerOutput, ) -> bool: return auditor.should_audit(obs, proposed_action, previous_action, plan) def build_audit_context( obs: np.ndarray, proposed_action: np.ndarray, previous_action: np.ndarray, plan: PlannerOutput, info: dict[str, Any] | None = None, ) -> dict[str, Any]: return build_step_context(obs, proposed_action, previous_action, plan, info) def _event_triggered( obs: np.ndarray, proposed_action: np.ndarray, previous_action: np.ndarray, plan: PlannerOutput, ) -> bool: arr = np.asarray(obs, dtype=np.float32) action = np.asarray(proposed_action, dtype=np.float32) previous = np.asarray(previous_action, dtype=np.float32) policy = plan.audit_policy return bool( arr[8] > policy.force_audit_if_violation_rate_above or arr[5] < policy.force_audit_if_gap_below or np.linalg.norm(action - previous, ord=1) > policy.force_audit_if_action_jitter_above or arr[9] > policy.force_audit_if_static_slippage_above ) def hard_safety_triggered(obs: np.ndarray, plan: PlannerOutput) -> bool: arr = np.asarray(obs, dtype=np.float32) policy = plan.audit_policy return bool( arr[8] > policy.force_audit_if_violation_rate_above or arr[5] < policy.force_audit_if_gap_below or arr[9] > policy.force_audit_if_static_slippage_above ) def _action_from_context(step_context: dict[str, Any]) -> np.ndarray: action = step_context["proposed_action"] return np.array([action["reward_ratio"], action["liquidity_ratio"], action["burn_rate"]], dtype=np.float32) def _previous_action_from_context(step_context: dict[str, Any]) -> np.ndarray: action = step_context["previous_action"] return np.array([action["reward_ratio"], action["liquidity_ratio"], action["burn_rate"]], dtype=np.float32)