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---
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---
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license: cc-by-4.0
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task_categories:
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- tabular-classification
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- risk-assessment
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tags:
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- ISO-42001
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- ISO-42005
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- COBIT-2019
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- GRC
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- ai-governance
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- internal-controls
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language:
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- en
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size_categories:
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- n<1K
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---
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# AI Risk Scenarios & Control Library
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## Dataset Summary
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This dataset contains **100 Common AI Risk Scenarios** paired with specific **Control Activities**. It is designed to serve as the operational backbone for an **ISO/IEC 42001 (AI Management System)**.
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While ISO 42001 provides the "What" (Requirements), this dataset provides the "How" (Scenarios and Controls), specifically mapping to **ISO/IEC 42005 (AI Risk Management)** impact assessments and **COBIT 2019** objectives.
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## Author & Attribution
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This library was developed and curated by:
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**Prof. Hernan Huwyler, MBC, CPA**
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* Academic Director
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* AI GRC Director
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*This dataset reflects a synthesis of global best practices in IT Audit and AI Governance.*
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## Dataset Structure
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The dataset contains the following fields:
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* **Taxonomy:** The domain of the risk (e.g., *Strategy, Governance, Architecture, Lifecycle*).
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* **Scenario:** The short name of the risk event.
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* **Risk description:** A detailed explanation of what goes wrong and the resulting impact (Financial, Reputational, Operational).
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* **Priority:** Suggested risk rating (1 = High, 3 = Low) to assist in heatmapping.
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* **Control name:** The title of the mitigation strategy.
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* **Recommended control activities:** The specific steps, documentation, or technical implementations required to mitigate the risk.
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* **COBIT 2019 Objectives:** Mapping to the COBIT framework (e.g., *Align, Plan and Organize*).
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## Use Cases
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### 1. ISO 42001 Implementation (Annex A)
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When implementing the internal controls listed in **ISO 42001 Annex A**, use this dataset to flesh out the specific activities.
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* *Annex A Reference:* **A.6.1 AI System Life Cycle**.
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* *Dataset Mapping:* Filter by `Taxonomy = Lifecycle` to find controls for "Hypothesis Testing" and "Model Validation."
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### 2. AI Risk Assessment (ISO 42001,ISO 42005, ISO 32894, NIST AI RISK)
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Use the **Risk description** column to populate your Risk Register.
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* *Scenario:* "Model Overfitting".
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* *Impact:* "Model performs well on training data but poorly on new data."
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* *Mitigation:* Implement "Overfitting mitigation" controls defined in this dataset.
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### 3. Audit & Assurance
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Internal Auditors can use the **Recommended control activities** as a checklist to verify if the organization's AI governance is effective.
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## Example Data
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| Taxonomy | Scenario | Priority | Control Name | Control Activities |
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|---|---|---|---|---|
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| **Strategy** | Strategy deficiency | 1 | Enterprise AI strategy | Develop and implement a comprehensive enterprise-wide AI strategy aligning with business objectives. |
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| **Lifecycle** | Data accuracy failures | 1 | Data accuracy verification | Enforce data accuracy verification standards. Document validation, error detection, and correction processes. |
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| **Security** | Vulnerability blindness | 3 | Vulnerability testing | Conduct periodic penetration tests and 'Red-team' reviews. |
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## Citation
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If you use this dataset in research or corporate frameworks, please cite:
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> Huwyler, H. (2024). AI Risk Scenarios & Control Library. Hugging Face Datasets.
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