WHAT IS CALL OPTION & PUT OPTION IN BONDS? stringlengths 12 375 | Bond Option is a contract between seller and buyer to be executed in the future at a predefined time and price (irrespective of current market price). A call option gives the buyer the right to buy the bonds but does not create an obligation on either party to execute the option. A put option provides the seller with the right to sell the bonds but does not create an obligation on either party to complete the option. Bonds with embedded call options are called callable bonds, and Bonds with embedded puttable options are called puttable options. stringlengths 3 10.9k |
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What is the process and checks to Pledge Securities? | Please note the following details at time of Pledging Securities with the bank
Demat Accounts of both the pledgor (borrower) and the pledgee (lender) should be in the same depository.
The Pledgor must initiate the pledge by submitting us the Pledge Request Form with the details of the securities to be pledged
The pled... |
What is the process followed by DP for Pledging of Securities & its closure? | Pledging of Securities include the below steps:-
a.Pledge Creation --The Pledgor must initiate the pledge by submitting the Pledge Request Form with the details of the securities to be pledged
b. Pledge Confirmation -- The pledgee(s) should confirm the request through their DP.
c. Pledge Closure
Any one of the below t... |
What should I do if I want to pledge shares held in my demat account for availing loan against securities facility offered by my bank? | The procedure is as follows:
You need to arrive at a deal with the bank in terms of loan amount, tenure, rate of interest and kind of securities offered as collaterals, etc. The commercial aspects of such deal are subject matter of mutual negotiation and hence outside the purview of Depository.
Both of you (pledgor) an... |
Who will receive dividend on the pledged securities? | The pledgor continues to be the beneficial owner of the underlying securities during the period of pledge. Therefore, all the corporate benefits declared by the company during this period belong to pledgor. The pledgee will get the benefits if pledge is invoked and on record date, the shares remain in pledgee’s account... |
Q&A for NRI's | Please select an option from Q&As for NRI |
Can a DP ask for RBI permission for executing instructions for purchase or sale? | An individual NRI cannot purchase under PIS shares exceeding 5% of the paid up capital of a company. The onus of monitoring this limit is that of the designated authorised dealer. Shares purchased under PIS scheme can be sold only through a stock exchange. See the rules explained under Q.No. 19. No permission is requir... |
Can an Non Resident Indian be appointed as nominee? | A resident Indian or an NRI can be a nominee, subject to exchange control regulations in force from time to time. Similarly, an NRI can nominate a resident Indian or another NRI as a nominee. |
Can an NRI nominate or be nominated in depository account? Whether such nominee can be person resident in India? | Yes. |
Can an NRI purchase or sell shares or convertible debentures on a stock exchange in India on repatriation or non-repatriation basis under portfolio investment scheme? | NRIs / PIOs can purchase / sell shares / convertible debentures of Indian companies on Stock Exchanges under the Portfolio Investment Scheme. The rules relating to this scheme are as given belowShares purchased under PIS on Stock Exchange shall be sold on stock exchanges only. Prior approval of RBI is required if such ... |
Can an NRI purchase securities by subscribing to public issue? What are the permissions/approvals required? | Yes. The issuing company is required to issue shares to NRI on the basis of specific or general permission from GoI/RBI. Therefore, individual NRI need not obtain any permission. |
Can Non Resident customer submit non face to face address change? | Yes, Non resident can submit Non Face to Face modification request like address change i.e. customer needs to send the address change form, to their DP alongwith self attested documents which should also be attested by any 1 of these entities:
a.Notary Public,
b. Any Court, Magistrate, Judge,
c. Local Banker (Name o... |
Can Non- residents open NRE / NRO Demat? | Yes, Non-residents Indian can open Demat, but they need to have similar bank account with same bank i.e. NRE savings account needs to be linked to NRE Demat account for all charges and transactions. Similarly NRO savings accounts can be linked only to NRO Demat account only. NREPIS account to be linked with NRE tradin... |
Can NRIs invest in shares, debentures and units of mutual funds in India? | NRIs are permitted to make direct investments in shares/ debentures of Indian companies/ units of mutual fund. They are also permitted to make portfolio investments i.e. purchase of share / debentures of Indian Companies through stock exchange. These facilities are granted both on repatriation and non-repatriation basi... |
Can securities purchased under repatriable and non-repatriable category be held in a single demat account? | No. An NRI must open separate demat accounts for holding repatriable and non-repatriable securities. |
Can US and Canada Citizens open Demat? | Yes, US and Canada Citizens can open Demat account on separate AOF form fulfilling the below conditions:
1) Customer to be present in India for account opening. Only Face to Face account opening will be allowed
2) Indian address proof is mandatory for communication and should be recorded on account opening form
3) Spec... |
Can we open Non Face to Face non-resident NRE/NRO Demat ? | Yes, for non-face to face accounts opening all the above mentioned documents are required but clients IPV column on AOF needs to be left BLANK and all documents need to be attested by anyone of the following:- Notary Public, Any court of law, Magistrate. Judge, Local Banker with Bank Seal, Name, Designation, Employee ... |
Does an NRI need any RBI permission to open a demat account? | No permission is required from RBI to open a demat account. However, credits and debits from demat account may require general or specific permissions as the case may be, from designated authorised dealers. |
Does an NRI require any permission to receive bonus/rights shares? | No. |
Does an NRI require RBI permission for dematerialiation/rematerialisation of securities? | No special permission is required. Holding securities in demat only constitutes change in form and does not need any special permission. However, only those physical securities which already have the status as NR- Repatriable / NR- Non-Repatriable can be dematerialised in the corresponding Depository Accounts. |
How do I trade (buy / sell) in electronic form? | You may buy and sell securities in electronic form through the depository by coordinating with your broker and your DP. Such transactions would be simpler and faster. Payments for such transactions would be made in the same way as is done for physical certificates. Securities purchased in electronic form are credited t... |
If NRI/PIO desires to make investments under different schemes, can he hold all such securities in a single demat account? | No. Securities received against investments under Foreign Direct Investment scheme (FDI), Portfolio Investment scheme (PIS) and Scheme for Investment on non - repatriation basis have to be credited into separate demat accounts. Investment under PIS could be on repatriation or non - repatriation basis. Investment under ... |
If the Standing Instruction is “N” in an NRI Demat Account, then how can customer get credit of shares allotted through Auto Corporate action without opting for a PIS Account? | Corporate benefits may be in the form of rights, bonus, etc. These are automatically credited to the Demat Account if the Standing Instruction is “N” in NRI Demat account. |
In case a non-resident Indian becomes a resident in India, will he/she be required to change the status of his/her holding from Non-Resident to Resident? | Yes. It is the responsibility of the NRI to inform the change of status to the designated authorised dealer branch, through which the investor had made the investments in Portfolio Investment Scheme and the DP with whom he/she has opened the demat account. Subsequently, a new demat account in the resident status will h... |
In case a person who is resident in India becomes a non-resident, will he/she be required to change the status of his/her holding from Resident to Non-Resident? | As per section 6(5) of FEMA, NRI can continue to hold the securities which he/she had purchased as a resident Indian, even after he/she has become a non resident Indian, on a non-repatriable basis. |
In case a resident customer migrates abroad can he still use his existing savings or it needs be converted to non resident accounts.? | As per section 6(5) of FEMA, NRIs can continue to hold the securities (on a non-repatriable basis) that they had purchased when they were resident Indians, even after they have become non-resident Indians.
Yes, once resident customer shifts abroad, firstly he needs to convert his existing savings bank account to NRO sa... |
What are the options to update FATCA or Extended KYC in demat account? | The demat account holder needs to login in netbanking and fill his FATCA details in option Extended KYC updation option. Else the same can also be submitted by filling up a physical form at any DP servicing branch. |
What is a designated branch? | Reserve Bank has authorised a few branches of each authorised dealer to conduct the business under Portfolio Investment Scheme on behalf of NRIs. These branches are the main branches of major commercial banks. NRIs will have to route their applications through any of the designated authorised dealer branches who have a... |
What is an Overseas Corporate Body [OCB]? | Overseas Corporate Body means a company, partnership firm, society and other corporate body owned directly or indirectly to the extent of at least sixty percent by Non-Resident Indians and includes overseas trust in which not less than sixty percent beneficial interest is held by Non-Resident Indians directly or indire... |
What is a Portfolio Investment Scheme (PIS) account and is it mandatory for NR to open it? | Its not mandatory to open PIS account to open the demat account. The standing instruction will be "NO" for the NRE demat account opened without NRE PIS account. A Non- Resident Indian (NRI) may acquire securities or units from a recognized Stock Exchange in India on repatriation basis under the Portfolio Investment Sch... |
What is Portfolio Investment Scheme? | Under this scheme, NRIs are permitted to acquire shares/debentures of Indian companies or units of domestic Mutual Funds through the stock exchange(s) in India.
Investment can be made both on repatriation or non-repatriation basis. For making investment on repatriation basis, it will be necessary to make payments by wa... |
What is the procedure for making applications for Portfolio Investment Scheme? | The application is to be submitted to a designated branch of an authorised dealer in India in the prescribed form. No permission is required from RBI. |
What type of bank account details is to be given at the time of account opening and subsequently [by way of change of details]? | The following bank accounts may be given
For non-repatriable - NRO [dividend/interest is repatriable]
For repatriable - NRE
The above details recorded by the DP in the demat account may be used by the Issuer to directly credit dividend or interest.
(Dividend/interest received on Investments made on repatriation and non... |
Where can an NRI/PIO open a demat account? | NRI/PIO can open a demat account with any Depository Participant [DP] of NSDL/CDSL The NRI/PIO needs to mention the type [NRI as compared to Resident] and the sub-type [Repatriable or Non-Repatriable] in the account opening form collected from the DP. |
Whether NRI can apply through more than one authorised dealer? | No. NRI can select only one authorised dealer for the purpose of investment under Portfolio Investment Scheme and route the transactions through the branch designated by the authorised dealer. |
Who is a Non-Resident Indian [NRI]? | Non- Resident Indian [NRI] means a person resident outside India who is a citizen of India or is a person of Indian origin. |
Who is a person of Indian origin? | 1. Person of Indian Origin (PIO) means a citizen of any country other than Bangladesh or Pakistan, if
1. he at any time held Indian passport; or
2. he or either of his parents or any of his grandparents was a citizen of India by virtue of the Constitution of India or the Citizenship Act, 1955; or
3. the person is a spo... |
IEPF Online Sample Forms & Procedures | Please access the IEPF-5 webform for filing the claim for refund. Read the instructions provided on the website/instruction kit along with the web form carefully before filling the form.New user click hereExisting User click hereContinue to file your online IEPF-5 claim-form |
View / Download Sample (SRN) Acknowledgment | Sample Acknowledgment of SRN |
What is the format for indemnity bond to be made for IEPF-5? | The format for indemnity bond is available in the help kit of IEPF -5 form. For any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
What is IEPF? | Investor Education and Protection Fund or IEPF is a fund set up to pool in all the dividends of the Asset Management Companies, matured deposits, share application interests or money, debentures, interests, etc. that are unclaimed for seven years. All the money collected from these sources has to be transferred to IEPF... |
Additional Document in case Joint holder is deceased | Additional Document in case Joint holder is deceasedi. In case any Joint holder is deceased, Notarized Copy of Death certificate. ? |
Additional Documents in case of Address Mismatch | In case the claimant’s address as per Company’s record is not matching with any of the documents such as Adhaar Card, Passport, Copy of Bank Passbook, CML, etc., the following documents will be required:a) An affidavit (duly notarized) explaining the above deviation, on non-judicial stamp paper of appropriate value as ... |
Additional Documents in case of Name Mismatch | In case the claimant’s name as per Company’s record is not matching with any of the documents such as PAN Card, Adhaar Card, Passport, cancelled cheque leaf, CML, etc., the following documents will be required:a) An affidavit (duly notarized) explaining the above deviation, on non-judicial stamp paper of appropriate va... |
Additional Documents in case of Transmission of shares (IEPF) | In case the Claimant is the legal heir / representative of the Deceased Person, Transmission Form along with following documents:i. Where nomination is registered:Duly signed transmission request form by the nominee.Original or copy of death certificate(s) duly attested.Self-attested copy of PAN card.Original share cer... |
Additional Documents in case Original share certificates lost/misplaced/not available for claim from IEPF | In case of loss of original share certificate:a) Notarized copy of FIR / Police Compliant containing information of security holder, holding details, folio number and distinctive numbers of shares.b) Surety Affidavit of value equal to market value of shares as on date of execution along with identity proof like PAN Car... |
Claim Securities & Amt from IEPF | Please select an option from Claim Securities & Amt form IEPF |
What happens to dividend and bonus declared post transfer of shares to IEPF? | All dividends and bonus shares if any declared and paid by company post transfer of shares to IEPF will also get transfer to IEPF and shareholder can claim the same for IEPF authorities. |
When the dividend and shares are are transferred to IEPF Authority? | All dividends and shares, which remain unpaid or unclaimed for seven consecutive years due to any reason, are transferred by respective companies to Investor Education and Protection Fund (IEPF) Authority. IEPF Authority is a statutory body, constituted under the provisions of Companies Act, 2013. |
Can the IEPF- 5 e-form be filled without any assistance ? | Yes. The IEPF- 5 e-form can be duly filled without any assistance. The form contains a general guidance kit too. In case any further assistance is required, you can contact the IEPF helpdesk no.- 0124-4832500 or Public Relations Officers Phone no.- 011-23441777. |
Can we submit multiple folio claims in a single company, in single IEPF-5 claim form? | Yes, we can. All folios against which refund of share need to be claimed are filled in the same form. Similarly, dividend and other amount may be mentioned for all the years.The Company shall ensure to recommend refund of all the shares and amount for which the claimant is entitled together at once.For any further help... |
Critical Information that needs to be filled correctly to ensure quick refund from the IEPF authority | It is advised that at the time of submission of information in IEPF 5 form, claimant should ensure correctness of information such as Aadhaar No., Demat No., Bank Account No., IFSC Code, etc.For any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4... |
Does the IEPF authority accept handwritten/physical IEPF-5 form? | No, handwritten/physical forms are summarily rejected. |
Does the IEPF authority levy any fees for processing claim refunds? | No, there are no fees levied for application to the authority for claiming unpaid amounts and shares out of Investor Education and Protection Fund (IEPF).For any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
Do I need any assistance in filing a claim? | Filing a claim can be done without assistance. Investors need to fill IEPF-5 e-form. The form contains a general guidance kit too. In case any further assistance is required, you can contact the IEPF helpdesk no.- 0124-4832500 or Public Relations Officers Phone no.- 011-23441777. |
How do I file for a refund claim from the IEPF authority? | You need to mandatorily fill the IEPF-5 e-form to claim a refund from the IEPF authority. |
How many days it takes for Company to File e-Verification Report? | The Company has 30 Days from the Date of Filing of IEPF-5. Thereafter the company can reject such claims due to non-receipt of original documents from the claimant.For any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
How the shares shall be returned to the claimant by IEPF authorties? | Once the claim is approved by IEPF authorities, shares shall be directly credited to the demat account provided by shareholder in their claim form. Having a active demat account is mandatory till the shares are getting credited into shareholder’s account.For any further help the IEPF helpline can also be contacted. Pub... |
How to find CIN? | To find CIN click here.Click on the ‘MCA Services’ tab on the home page. Click on the ‘Find CIN’ option from the drop-down list under the ‘Company Services’ option. Select the ‘Search Based on Existing Company / LLP Name’ option.Type the company name under the ‘Existing Company’ option, enter the captcha code and click... |
How will the dividend amount be returned by IEPF Authorities? | Upon approval of claim, IEPF shall credit dividend amount into shareholder's bank account through electronic mode.For any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
In case of non-availability of Aadhaar Card, what other documents can be submitted as proof of identity? | In case of non-availability of Aadhaar Card for super senior citizens or some specific states, other ID Proofs issued by government clearly mentioning the address of the claimant needs to be submitted.For any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdes... |
Is Mobile number and E-mail is mandatory for filing Web-Form IEPF-5? | The form requires OTP based verification for submission, for which claimant should have an active mobile number and a valid email-id.For any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
Is original Share/Bond/Debenture certificate required to be submitted to IEPF Authority? | Yes, original certificate is required to be submitted.In case of loss of original, procedure for duplicate needs to be completed with the company including submission of FIR, Newspaper Advertisement in English and Vernacular Language, Indemnity cum Surety bond etc. as per SEBI Guidelines. A copy of such procedural docu... |
What are the actions on the part of company to verify the claim? | The Nodal Officer of the Company shall be intimated through email notification as soon as the IEPF -5 e-form is filed by the claimant. On receipt of the original documents from claimant, the Company shall be required to authenticate the same with the scanned copy attached with the claim form. As per rule 7(3), the Comp... |
What are the benefits of the new online process to submit IEPF-5 forms? | The new process does not require any submission of physical documents to the IEPF authority. This is an online process with defined timelines that can be tracked at all stages.For any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
What are the documentary requirements required by IEPF authorities,in case claimant is a legal heir? | In such a case, one needs to first follow the procedure prescribed for transmission of shares. On successful completion of the transmission request, the Company shall issue an ‘entitlement letter’ to the claimant. Thereafter, the claimant may raise a claim with IEPF authority by following the instructions provided on t... |
What are the Helpdesk contacts for IEPF? | You may contact IEPF on the Toll free number 1800 114 667.Email id: iepf@mca.gov.inFor any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500Address: Ground Floor, JeevanVihar Building, 3, Sansad Marg, New Delhi - 110001 |
What are timelines for authority to process the IEPF-5 claim? | The authority shall process and intimate approval, rejection, resubmission or discrepancies in FIFO order within a period not exceeding 60 days from receipt of verification report.Claimant to claim amount / shares by submitting an online application in web - form IEPF-5.Claimant to submit the print out of web form IEPF... |
What happens after submission of online IEPF-5 form.? | Once the e-form is uploaded (in case of normal filing or re-submission), an email notification gets triggered to the Nodal Officer of the Company to upload an e-verification report for the claimant.When an e-form is approved/rejected by the concernedauthority, an email acknowledgement is sent to the claimant.For any fu... |
What happens if the name on original certificates is not matching with the PAN or address on the Proof of Identity is not matching with company’ records? | In such case as per SEBI Guidelines, an affidavit explaining the above deviation needs to be submitted. In case of mismatch in name, proof of name as on share certificate or change of name viz. marriage certificate, gazette notification etc. needs to be submitted.In case of mismatch in address, new address needs to be ... |
What happens in the event of a name or address mismatch with PAN/Company records? | In such a case, as per SEBI Guidelines, an affidavit explaining the above deviation needs to be submitted.In case of mismatch in name, proof of name as on share certificate or change of name viz. marriage certificate, gazette notification etc. needs to be submitted.In case of mismatch in address, new address needs to b... |
What is re-submission? What is the time-period for re-submission of claim application? | For rectification of errors in e-form IEPF- 5, the IEPF authority provides one more chance to the claimant to correct the details and to re-submit the form. This is known as re-submission. It may be noted that only one re-submission is allowed. A 15 days’ time-period is allowed for making re-submission of claim applica... |
What is the Penalty for late filing of e-Verification Report? | The present rule has Rs. 50 per day. Maximum upto Rs 2500/- beyond the permissible limit and the late fees to be borne by the Company. Fees payable is subject to changes in pursuance of the Act or any rule or regulation made or notification issued thereunder.For any further help the IEPF helpline can also be contacted.... |
What is the required value of the stamp paper for the indemnity bond for claim of securities from IEPF? | In case of refund of dividend amount of Rs. 10,000 or more and/or market value of shares, a non- judicial stamp paper of appropriate value as prescribed under Stamp Act according to State is required.For claim of only amount of Rs. 10,000 or less, indemnity bond can be executed on a plain paper.In case of claim of shar... |
When are the shares OR unpaid/unclaimed dividend transferred to IEPF? | If the dividend declared by the company remains unpaid/unclaimed for a period of seven years, the company is required to transfer the same to IEPF. Further, all shares in respect of which dividend has not been paid/claimed for seven consecutive years or more is required to be transferred by the company in the name of I... |
Whether any Government appointed or empanelled professional help is required in making claims to the claimant.? | No. IEPF Authority has not appointed or empanelled any professional for claims. Filling of IEPF 5 Form is simple and friendly for claimants to execute.. For any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
Whether a professional help is required to fill e-Form IEPF– 5? | No. The procedure for filling the e-Form is simple. The prescribed Form is not only very precise but also very friendly in filling up. A general guidance kit is also attached with the form for any help, if required for filling up such Form. For any further help the IEPF helpline can also be contacted. Public Relations ... |
Whether e-Form is to be filled online to claim refunds from IEPF Authority? | Yes. Any Forms filled in physical mode are summarily rejected by IEPF Authority. |
Who can claim the Shares / Debentures / Unclaimed Amounts transferred to IEPF Authority? | Any person whose shares / unclaimed dividend or other amount such as matured deposits, matured debentures, application money due for refund, or interest thereon, sale proceeds of fractional shares, redemption proceeds of preference shares etc. have been transferred by the company to IEPF may claim the shares and/or app... |
Why is Client Master List(CML) and cancelled Original Cheque leaf required? | Client master List (CML) and cancelled Original Cheque leaf are required to verify the DEMAT and Bank Account in which transfer is to be made. In case, Cheque leaf doesn’t have Name, Bank and Branch Name, IFSC Code etc. printed on it, copy of passbook, duly attested by the Bank can be submitted.Read moreClient Master L... |
-2023 Pre-requisite / Practical aspects and Procedure to claim securities and amounts from IEPF Authority:- | Step 1: Identification of shares held in the IEPF Suspense Account:The first step in claiming back shares from the IEPF Suspense Account is to identify the shares held. This can be done by visiting the IEPF website (www.iepf.gov.in) and clicking the “List of Shares/Securities transferred to IEPF Authority” link. This w... |
Guidelines for filling IEPF-5 e-form (Point no. 3 & 4) | The claimant may fill the information as per the records available with him/as provided by Company/RTA. To know the details of Shares /Debentures, Fixed deposit, Unclaimed amount, or to get your entitlement letter to be filed with IEPF Authority, kindly contact the RTA/Company. However,it is necessary that for one Comp... |
How to file Web based Form IEPF-5? | Kindly View / Download / Print the attached easy reference guide.For any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
Is PAN mandatory for filing Web-Form IEPF 5? | Yes, PAN is mandatory. The Web-Form IEPF-5 requires PAN verification without which submission of the same is not possible.For any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
What are the documentary requirement by IEPF authorities, in case claimant is a legal heir? | (i) In case of legal heir - the claimant is required to register transmission with the company by providing requisite documents as per SEBI Guidelines. According to SEBI Guidelines for registering transmission, company may require copy of death certificate, Affidavit from legal heirs, Indemnity Bond, Succession Certifi... |
What are the documents required to be submitted with IEPF -5? | 1. Printout of duly filled claim form with claimant signature and in case of joint holders, the form should be signed by all the joint holders along with annexures submitted with the form.2. Copy of acknowledgment generated on online submission of IEPF – 5 e-form, bearing a unique serial number (SRN),3. Indemnity Bond ... |
What are the Documents to be submitted to the Authority in case of loss of securities held in physical mode.? | Kindly View / Download / Print the guide for documents to be submitted in case of loss of securities in physical mode.For any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
What are the documents to be submitted to the IEPF Authority to register transmission of securities | Kindly View / Download / Print the guide for documents to be submitted to register transmission of securitiuesFor any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
What are the KYC documents required for filing IEPF -5 claim? | 1. For Indian Citizens- to prove the identity of the claimant self-certified copy of Pan Card and Aadhaar Card are required to be submitted.2. For Non-Resident Indians - to prove the identity of the claimant, self-attested copy of Passport or self-attested copy of Overseas Indian Card (OIC) issued by MHA along wi... |
What are the list of documents required for submission of IEPF-5 e-form? | 1. Aadhaar Card of the claimant and in case of joint holders copy of Aadhaar card of all joint holders- Mandatory2. Passport, OCI and PIO card in case of Other Nationalities and NRI - Mandatory.3. Client Master List of De-mat A/c of the claimant - Mandatory.4. Proof of entitlement (Bonds/Debentures/Fixed Deposit receip... |
What is CIN? | CIN stand for Corporate Identification Number. Corporate Identification Number (CIN) is a 21 digits alpha-numeric code issued to companies incorporated within the country on being registered by the ROC situated in different states across India under the MCA.For any further help the IEPF helpline can also be contacted. ... |
What is the value to be filled in the number of shares and amount in the indemnity bond for claim of securities from IEPF? | The number of shares and amount should be same as that filled in form IEPF -5. These values can be ascertained based on the available documents with the claimant or verified from the company. However mismatch in number of shares or in amount is not a ground for rejection of the claim. The authority shall process the cl... |
Where are the documents required to be sent by the claimant after the prescribed claim form is filled up? | The documents are required to be sent to the Nodal Officer of the Company.For any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
Where should we send the IEPF-5 claim form and the required documents? | The documents are required to be sent to the Nodal Officer of the Company.For any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
How can I track status of an SRN for a Company related transaction? | To know the current status of your IEPF-5 claim, submit your SRN Number on the below link.Click here to track your IEPF-5 SRN status ORTo track status of an e-form filed/. SRN/ transaction, follow the steps given below:1. Login to the MCA21 application.2. Click the MCA Services tab. The list of MCA services is displaye... |
How to Raise Ticket on MCA portal for IEPF-5 Claims? | You can raise a ticket with https://www.mca.gov.in/mcafoportal/userComplaintDetails.doFor any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
How to Register on mca portal to claim refund of securities /Amount? | Select your question |
How to Track SRN status for IEPF-5 Claim? | To know the current status of your IEPF-5 claim, submit your SRN Number on the below link.Click here to track your IEPF-5 SRN status https://www.iepfportal.in/home/track-your-srnFor any further help the IEPF helpline can also be contacted. Public Relations Officers Phone No: 011-23441777. Helpdesk - 0124-4832500 |
How to Register or Raise Claims on MCA portal for IEPF5 Claims? | Any claimant who is already registered and possesses a username to file IEPF -5 form may continue to use the same credentials.In case the claimant has forgotten the password, the same be retrieved using Forgot Password option.Any new claimant who is not registered earlier for filing the IEPF-5 webform may register usin... |
-2023 Procedure to claim shares or dividend/interest/amounts form the IEPF Authority.? | As per the relevant provisions of the Companies Act, 2013 and the rules framed therein the company shall transfer any dividend lying unpaid/ unclaimed in the Unpaid Dividend Account for a period of 7 years or more to the Investor Education and Protection Fund Account. Further, the Company shall also transfer its underl... |
How to contact ? | It would be endeavored to answer all queries through telephone number and email ID. However, it is requested to provide a detailed query and contact number of the shareholder via Email-R-T email and we shall contact you by phone subsequently. Focus Address |
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