"""Run the Alternative Annotator Test (Calderon et al., ACL 2025) on LEGEX using the authors' original implementation (https://github.com/nitaytech/AltTest), """ import argparse import contextlib import csv import io import json import sys import warnings from pathlib import Path warnings.filterwarnings("ignore", category=RuntimeWarning) REPO_ROOT = Path(__file__).resolve().parents[1] sys.path.insert(0, str(REPO_ROOT)) from legex.analysis.countries import CORE_COUNTRIES from legex.analysis.iaa import ( FREE_TEXT_FIELDS, MIN_INSTANCES_TEST, load_candidate_annotations, load_human_annotations, ) from legex.evaluation import values_agree # The five released candidates the paper's AAT covers. The AAT was frozen # before the harvey-2 ingest; adding it would change the shipped CSVs and # ANALYSIS.md, so it stays out deliberately. MODELS = ("gpt-5.4-mini", "gemini/gemini-3.1-flash-lite", "harvey", "legora-1", "legora-2") def load_reference_alt_test(alttest_dir: Path): """Extract ``alt_test`` and its helpers from the authors' notebook. """ nb_path = alttest_dir / "alt_test_example.ipynb" if not nb_path.exists(): raise SystemExit( f"{nb_path} not found, clone https://github.com/nitaytech/AltTest " "and pass its path via --alttest." ) nb = json.loads(nb_path.read_text(encoding="utf-8")) cells = ["".join(c["source"]) for c in nb["cells"] if c["cell_type"] == "code"] ns: dict = {} ran = 0 for src in cells: if src.lstrip().startswith("import ") or "def alt_test(" in src: exec(compile(src, str(nb_path), "exec"), ns) ran += 1 if "alt_test" not in ns: raise SystemExit(f"could not find alt_test() in {nb_path} ({ran} cells run)") return ns["alt_test"] def field_scoring_function(field: str): """Mean tolerant agreement of one prediction against remaining annotators """ def score(pred, annotations) -> float: return sum(values_agree(pred, ann, field) for ann in annotations) / len(annotations) return score def run_reference( alt_test, countries: list[str], model: str, epsilon: float, prompt_version: str = "v3", source: str = "full_text", gold_dir: Path | None = None, inference_dir: Path | None = None, ) -> list[dict]: humans = load_human_annotations(countries, gold_dir=gold_dir) candidate = load_candidate_annotations( countries, prompt_version, source, model, inference_dir=inference_dir ) fields = sorted( { f for fmap in humans.values() for f in fmap if f not in FREE_TEXT_FIELDS } ) rows: list[dict] = [] for cc in countries: annotators = sorted({an for (an, c, _) in humans if c == cc}) if len(annotators) < 3: print(f"[{cc}] only {len(annotators)} annotators — skipped", file=sys.stderr) continue for field in fields: humans_annotations = { an: { cid: fmap.get(field, "") for (a, c, cid), fmap in humans.items() if a == an and c == cc } for an in annotators } llm_annotations = { cid: fmap.get(field, "") for (m, c, cid), fmap in candidate.items() if c == cc } # Non-trivial replay (legex-iaa convention): drop instances every # human left empty — an empty prediction ties those for free. nontrivial_ids = { cid for cid in llm_annotations if any( humans_annotations[an].get(cid, "") for an in annotators if cid in humans_annotations[an] ) } result: dict = {"candidate": model, "country": cc, "field": field} for variant, keep in (("", None), ("_nontrivial", nontrivial_ids)): h = humans_annotations llm = llm_annotations if keep is not None: h = { an: {cid: v for cid, v in anns.items() if cid in keep} for an, anns in humans_annotations.items() } llm = {cid: v for cid, v in llm_annotations.items() if cid in keep} buf = io.StringIO() try: with contextlib.redirect_stdout(buf): winning_rate, advantage_prob = alt_test( llm_annotations=llm, humans_annotations=h, scoring_function=field_scoring_function(field), epsilon=epsilon, q_fdr=0.05, min_humans_per_instance=2, min_instances_per_human=MIN_INSTANCES_TEST, ) except ZeroDivisionError: # Every annotator fell below min_instances_per_human result[f"winning_rate{variant}"] = "" result[f"advantage_probability{variant}"] = "" result[f"passes{variant}"] = "" continue result[f"winning_rate{variant}"] = round(winning_rate, 4) result[f"advantage_probability{variant}"] = round(advantage_prob, 4) result[f"passes{variant}"] = int(winning_rate >= 0.5) rows.append(result) return rows def model_slug(model: str) -> str: return model.replace("/", "_") def write_csv(rows: list[dict], path: Path) -> None: path.parent.mkdir(parents=True, exist_ok=True) with path.open("w", encoding="utf-8", newline="") as f: w = csv.DictWriter(f, fieldnames=list(rows[0].keys())) w.writeheader() w.writerows(rows) def compare(rows: list[dict], ours_csv: Path) -> int: """Print cell-level pass/fail agreement with legex-iaa's CSV and return the number of disagreeing cells (pass/fail decision, either variant).""" if not ours_csv.exists(): print(f" (no {ours_csv} to compare against)", file=sys.stderr) return 0 ours: dict[tuple[str, str], dict] = {} with ours_csv.open(newline="") as f: for r in csv.DictReader(f): ours[(r["country"], r["field"])] = r disagreements = 0 for row in rows: key = (row["country"], row["field"]) mine = ours.get(key) if mine is None: continue for variant, ours_col in (("passes", "passes"), ("passes_nontrivial", "passes_nontrivial")): ref_pass = row[variant] our_pass = mine.get(ours_col, "") if our_pass == "" or ref_pass == "": continue if int(our_pass) != ref_pass: disagreements += 1 print( f" DIFF {key[0]}/{key[1]} [{variant}]: " f"reference={'pass' if ref_pass else 'fail'} " f"(wr={row[variant.replace('passes', 'winning_rate')]}), " f"legex-iaa={'pass' if int(our_pass) else 'fail'} " f"(wr={mine.get(variant.replace('passes', 'winning_rate'), '?')})" ) return disagreements def pooled_scoring(pred, annotations) -> float: """pred/annotations are (field, value) tuples, mean tolerant agreement.""" field, value = pred return sum(values_agree(value, ann[1], field) for ann in annotations) / len(annotations) def run_pooled( alt_test, countries, model, epsilon, nontrivial=False, gold_dir: Path | None = None, inference_dir: Path | None = None, ): """One alt-test per jurisdiction; instance = (judgment, variable) cell. This is the SummEval convention of Calderon et al. (each summary x aspect pair is one instance) and the paper's headline design: with 10 structured fields x 19-30 shared judgments, every annotator contributes n >= 190 effective instances, so the paired t-test applies without the n<30 caveat. """ humans = load_human_annotations(countries, gold_dir=gold_dir) candidate = load_candidate_annotations( countries, "v3", "full_text", model, inference_dir=inference_dir ) fields = sorted( {f for fmap in humans.values() for f in fmap if f not in FREE_TEXT_FIELDS} ) results = [] for cc in countries: annotators = sorted({an for (an, c, _) in humans if c == cc}) if len(annotators) < 3: print(f"[{cc}] only {len(annotators)} annotators — skipped", file=sys.stderr) continue humans_annotations = { an: { (cid, f): (f, fmap.get(f, "")) for (a, c, cid), fmap in humans.items() if a == an and c == cc for f in fields } for an in annotators } llm_annotations = { (cid, f): (f, fmap.get(f, "")) for (m, c, cid), fmap in candidate.items() if c == cc for f in fields } if nontrivial: keep = { iid for iid in llm_annotations if any( humans_annotations[an][iid][1] for an in annotators if iid in humans_annotations[an] ) } llm_annotations = {k: v for k, v in llm_annotations.items() if k in keep} humans_annotations = { an: {k: v for k, v in anns.items() if k in keep} for an, anns in humans_annotations.items() } if not llm_annotations: print(f"[{cc}] {model}: No candidate annotations, we skip it", file=sys.stderr) continue buf = io.StringIO() with contextlib.redirect_stdout(buf): try: winning_rate, advantage_prob = alt_test( llm_annotations=llm_annotations, humans_annotations=humans_annotations, scoring_function=pooled_scoring, epsilon=epsilon, q_fdr=0.05, min_humans_per_instance=2, min_instances_per_human=30, ) except ZeroDivisionError: print(f"[{cc}] {model}: too few paired instances, we skip", file=sys.stderr) continue results.append((cc, winning_rate, advantage_prob)) return results def main() -> None: ap = argparse.ArgumentParser(description=__doc__.splitlines()[0]) ap.add_argument("--alttest", type=Path, required=True, help="path to a clone of https://github.com/nitaytech/AltTest") ap.add_argument("--countries", default=",".join(CORE_COUNTRIES), help="comma-separated country codes (default: the 8 core " "jurisdictions, all with 3 independent annotators)") ap.add_argument("--epsilon", type=float, default=0.2, help="cost-benefit tolerance (0.2 = expert annotators)") ap.add_argument("--out", type=Path, default=Path("data/analysis/iaa"), help="output directory for the CSVs") ap.add_argument("--gold-dir", type=Path, default=None, help="read annotations from published goldenset JSONL under " "this directory instead of the XLSX workbooks") ap.add_argument("--inference-dir", type=Path, default=None, help="read candidate predictions from published inference " "JSONL under this directory instead of the working files") ap.add_argument("--per-field", action="store_true", help="additionally run the fine-grained per-(jurisdiction, field) " "variant (diagnostic; 19-30 instances per test)") args = ap.parse_args() alt_test = load_reference_alt_test(args.alttest) countries = [c.strip() for c in args.countries.split(",") if c.strip()] # Paper headline, pooled per jurisdiction. pooled_rows: list[dict] = [] for model in MODELS: for variant, nt in (("", False), ("_nontrivial", True)): for cc, wr, rho in run_pooled( alt_test, countries, model, args.epsilon, nontrivial=nt, gold_dir=args.gold_dir, inference_dir=args.inference_dir, ): row = next( (r for r in pooled_rows if r["candidate"] == model and r["country"] == cc), None, ) if row is None: row = {"candidate": model, "country": cc} pooled_rows.append(row) row[f"omega{variant}"] = round(wr, 4) row[f"rho{variant}"] = round(rho, 4) row[f"passes{variant}"] = int(wr >= 0.5) out_csv = args.out / "alt_test_pooled.csv" write_csv(pooled_rows, out_csv) for model in MODELS: rows = [r for r in pooled_rows if r["candidate"] == model] cells = " ".join( f"{r['country']}: omega={r['omega']:.2f} rho={r['rho']:.2f}" f" (non-triv {r['omega_nontrivial']:.2f}/{r['rho_nontrivial']:.2f})" for r in rows ) print(f"{model:<30} {cells}") print(f"pooled results -> {out_csv}") # Per-(jurisdiction, field) cells if args.per_field: for model in MODELS: rows = run_reference( alt_test, countries, model, args.epsilon, gold_dir=args.gold_dir, inference_dir=args.inference_dir, ) if not rows: print(f"{model}: no per-field results", file=sys.stderr) continue csv_path = args.out / f"alt_test_reference_{model_slug(model)}.csv" write_csv(rows, csv_path) n_pass = sum(r["passes"] for r in rows if r["passes"] != "") n_test = sum(1 for r in rows if r["passes"] != "") print(f"{model}: per-field {n_pass}/{n_test} cells pass -> {csv_path}") if __name__ == "__main__": main()