"""Phase 5.3 baseline catalog (10 baselines). Each baseline function takes the same evaluation-split instances a real system/task would see and returns scores/decisions in the same shape as the metric functions expect, so a baseline is always scored with exactly the metric code path used for the "system" result -- never a shortcut formula. All randomness is explicitly seeded (constants.py); no unseeded random/ numpy.random call appears anywhere in this module. """ from __future__ import annotations import numpy as np from .constants import ( FEATURE_PERM_SEED, RANDOM_BASELINE_SEED, RANDOM_POLICY_SEED, SHUFFLE_CONTROL_SEED, ) BASELINE_IDS = [ "BASE-RANDOM", "BASE-ALWAYS-ANSWER", "BASE-ALWAYS-ABSTAIN", "BASE-GENERIC-POLICY", "BASE-CALIBRATED-MECHANISM-AWARE", "BASE-SIMPLE-STATISTICAL-PREDICTOR", "BASE-NO-MEMORY-CONTROL", "BASE-NO-RETRY-CONTROL", "BASE-PREDICTOR-DISABLED-CONTROL", "BASE-RAW-CONFIDENCE", ] def base_random_scores(n: int, *, seed: int = RANDOM_BASELINE_SEED) -> np.ndarray: """BASE-RANDOM: score drawn uniformly at random, independent of input.""" rng = np.random.default_rng(seed) return rng.uniform(0.0, 1.0, size=n) def base_raw_confidence_scores(raw_confidence: np.ndarray) -> np.ndarray: """BASE-RAW-CONFIDENCE: the agent's own uncalibrated signal, used directly.""" return np.asarray(raw_confidence, dtype=float) def ctrl_shuffled_label(y_true: np.ndarray, *, seed: int = SHUFFLE_CONTROL_SEED) -> np.ndarray: """CTRL-SHUFFLED-LABEL: labels shuffled relative to (fixed) scores.""" rng = np.random.default_rng(seed) y = np.asarray(y_true).copy() perm = rng.permutation(len(y)) return y[perm] def ctrl_feature_permutation(y_score: np.ndarray, *, seed: int = FEATURE_PERM_SEED) -> np.ndarray: """CTRL-FEATURE-PERMUTATION: feature/score values permuted across instances.""" rng = np.random.default_rng(seed) s = np.asarray(y_score, dtype=float).copy() perm = rng.permutation(len(s)) return s[perm] def ctrl_constant_score(n: int, value: float = 0.5) -> np.ndarray: """CTRL-CONSTANT-SCORE: a constant predictor, ignoring all input.""" return np.full(n, float(value)) def base_always_answer(n: int) -> list[str]: return ["ANSWER"] * n def base_always_abstain(n: int) -> list[str]: return ["ABSTAIN"] * n def ctrl_random_policy(n: int, *, seed: int = RANDOM_POLICY_SEED) -> list[str]: rng = np.random.default_rng(seed) draws = rng.uniform(0.0, 1.0, size=n) return ["ANSWER" if d >= 0.5 else "ABSTAIN" for d in draws] def fit_threshold_maximizing_margin( scores_fit: np.ndarray, correct_fit: np.ndarray, *, min_coverage: float = 0.0 ) -> float: """Fit a single ANSWER/ABSTAIN threshold on a fitting split only. Chooses the threshold (candidate = each observed score) minimizing selective risk among candidates whose resulting coverage >= min_coverage. Ties broken by lower threshold (higher coverage), deterministic. """ scores = np.asarray(scores_fit, dtype=float) correct = np.asarray(correct_fit, dtype=bool) n = len(scores) if n == 0: return 0.5 candidates = sorted(set(scores.tolist())) best_t = candidates[0] best_risk = 1.0 for t in candidates: answer_mask = scores >= t cov = float(answer_mask.mean()) if cov < min_coverage or answer_mask.sum() == 0: continue risk = float((~correct[answer_mask]).mean()) if risk < best_risk or (risk == best_risk and t < best_t): best_risk = risk best_t = t return float(best_t) def apply_threshold_policy(scores: np.ndarray, threshold: float) -> list[str]: return ["ANSWER" if s >= threshold else "ABSTAIN" for s in np.asarray(scores, dtype=float)] def fit_temperature_scale(scores_fit: np.ndarray, correct_fit: np.ndarray) -> float: """Fit a single scalar temperature T minimizing NLL on calibration split. scores are treated as pre-calibration probabilities in (0, 1); the calibrated probability is p_T = clip(p ** (1/T), eps, 1-eps) rescaled to stay in [0, 1] via sigmoid-logit temperature scaling. This is a documented, simple, deterministic procedure -- not claimed to be the unique valid calibration method, only the one this implementation uses. """ p = np.clip(np.asarray(scores_fit, dtype=float), 1e-6, 1 - 1e-6) y = np.asarray(correct_fit, dtype=float) logits = np.log(p / (1 - p)) grid = np.linspace(0.05, 5.0, 200) best_T, best_nll = 1.0, float("inf") for T in grid: q = 1.0 / (1.0 + np.exp(-logits / T)) q = np.clip(q, 1e-6, 1 - 1e-6) nll = float(-np.mean(y * np.log(q) + (1 - y) * np.log(1 - q))) if nll < best_nll: best_nll = nll best_T = float(T) return best_T def apply_temperature_scale(scores: np.ndarray, temperature: float) -> np.ndarray: p = np.clip(np.asarray(scores, dtype=float), 1e-6, 1 - 1e-6) logits = np.log(p / (1 - p)) q = 1.0 / (1.0 + np.exp(-logits / temperature)) return np.clip(q, 0.0, 1.0)