File size: 13,701 Bytes
ea76aac
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
162
163
164
165
166
167
168
169
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
196
197
198
199
200
201
202
203
204
205
206
207
208
209
210
211
212
213
214
215
216
217
218
219
220
221
222
223
224
225
226
227
228
229
230
231
232
233
234
235
236
237
238
239
240
241
242
243
244
245
246
247
248
249
250
251
252
253
254
255
256
257
258
259
260
261
262
263
264
265
266
267
268
269
270
271
272
273
274
275
276
277
278
279
280
281
282
283
284
285
286
287
288
289
290
291
292
293
294
import Mathlib
import OAI.Computability.MaxCut.Games.Target

namespace OAI

namespace MaxCutGames.Foundations.PCP

open Target

structure ClauseAnswer where
  first : Bool
  second : Bool
  third : Bool
  deriving DecidableEq

inductive Slot where
  | first
  | second
  | third
  deriving DecidableEq

def answerAt (answer : ClauseAnswer) : Slot → Bool
  | .first => answer.first
  | .second => answer.second
  | .third => answer.third

def nameAt {n : Nat} (clause : Clause n) : Slot → Fin n
  | .first => clause[0].variableIndex
  | .second => clause[1].variableIndex
  | .third => clause[2].variableIndex

def literalValue (positive value : Bool) : Bool :=
  if positive then value else !value

def localSatisfies {n : Nat} (clause : Clause n) (answer : ClauseAnswer) : Bool :=
  (literalValue clause[0].positive answer.first ||
   literalValue clause[1].positive answer.second) ||
   literalValue clause[2].positive answer.third

def honestAnswer {n : Nat} (clause : Clause n) (assignment : Fin n → Bool) : ClauseAnswer :=
  ⟨assignment clause[0].variableIndex, assignment clause[1].variableIndex,
   assignment clause[2].variableIndex⟩

theorem honest_satisfies {n : Nat} (clause : Clause n) (assignment : Fin n → Bool) :
    localSatisfies clause (honestAnswer clause assignment) = clause.eval assignment := rfl

theorem honest_answerAt {n : Nat} (clause : Clause n) (assignment : Fin n → Bool)
    (slot : Slot) : answerAt (honestAnswer clause assignment) slot =
      assignment (nameAt clause slot) := by
  cases slot <;> rfl

def matchingSlots (a b : ClauseAnswer) : Nat :=
  (if a.first = b.first then 1 else 0) +
  (if a.second = b.second then 1 else 0) +
  (if a.third = b.third then 1 else 0)

theorem matchingSlots_le (a b : ClauseAnswer) : matchingSlots a b ≤ 3 := by
  rcases a with ⟨a₁,a₂,a₃⟩
  rcases b with ⟨b₁,b₂,b₃⟩
  cases a₁ <;> cases a₂ <;> cases a₃ <;> cases b₁ <;> cases b₂ <;> cases b₃ <;> decide

theorem matchingSlots_eq_three (a b : ClauseAnswer) : matchingSlots a b = 3 ↔ a = b := by
  rcases a with ⟨a₁,a₂,a₃⟩
  rcases b with ⟨b₁,b₂,b₃⟩
  cases a₁ <;> cases a₂ <;> cases a₃ <;> cases b₁ <;> cases b₂ <;> cases b₃ <;> decide

def acceptedSlots {n : Nat} (clause : Clause n) (alice bob : ClauseAnswer) : Nat :=
  if localSatisfies clause alice then matchingSlots alice bob else 0

def clauseFailure {n : Nat} (clause : Clause n) (assignment : Fin n → Bool) : Nat :=
  if clause.eval assignment then 0 else 1

/-- A failed Bob clause forces one rejection among its three incidence events. -/
theorem local_rejection_bound {n : Nat} (clause : Clause n) (alice : ClauseAnswer)
    (bob : Fin n → Bool) :
    acceptedSlots clause alice (honestAnswer clause bob) + clauseFailure clause bob ≤ 3 := by
  have hle := matchingSlots_le alice (honestAnswer clause bob)
  by_cases hb : clause.eval bob = true
  · simp only [clauseFailure, hb, ↓reduceIte, Nat.add_zero]
    unfold acceptedSlots
    split <;> omega
  · have hfailure : clauseFailure clause bob = 1 := by simp [clauseFailure, hb]
    rw [hfailure]
    by_cases ha : localSatisfies clause alice = true
    · have hne : alice ≠ honestAnswer clause bob := by
        intro h
        subst alice
        exact hb ((honest_satisfies clause bob).symm.trans ha)
      have hlt : matchingSlots alice (honestAnswer clause bob) ≠ 3 := by
        intro h
        exact hne ((matchingSlots_eq_three _ _).mp h)
      simp only [acceptedSlots, ha, ↓reduceIte]
      omega
    · simp [acceptedSlots, ha]

def clauseAt (formula : Formula) (index : Fin formula.clauses.length) :
    Clause formula.«variables» := formula.clauses[index.val]

abbrev RandomEvent (formula : Formula) := Fin formula.clauses.length × Slot
abbrev AliceStrategy (formula : Formula) := Fin formula.clauses.length → ClauseAnswer
abbrev BobStrategy (formula : Formula) := Fin formula.«variables» → Bool

/-- Explicit finite verifier. The occurrence and slot are randomness, never an
    additional argument supplied to Bob's strategy. -/
def accepts (formula : Formula) (alice : AliceStrategy formula) (bob : BobStrategy formula)
    (event : RandomEvent formula) : Bool :=
  localSatisfies (clauseAt formula event.1) (alice event.1) &&
    decide (answerAt (alice event.1) event.2 = bob (nameAt (clauseAt formula event.1) event.2))

def acceptedCount (formula : Formula) (alice : AliceStrategy formula)
    (bob : BobStrategy formula) : List (Fin formula.clauses.length) → Nat
  | [] => 0
  | i :: rest => acceptedSlots (clauseAt formula i) (alice i)
      (honestAnswer (clauseAt formula i) bob) + acceptedCount formula alice bob rest

def failureCount (formula : Formula) (bob : BobStrategy formula) :
    List (Fin formula.clauses.length) → Nat
  | [] => 0
  | i :: rest => clauseFailure (clauseAt formula i) bob + failureCount formula bob rest

theorem total_rejection_bound (formula : Formula) (alice : AliceStrategy formula)
    (bob : BobStrategy formula) (indices : List (Fin formula.clauses.length)) :
    acceptedCount formula alice bob indices + failureCount formula bob indices ≤
      3 * indices.length := by
  induction indices with
  | nil => simp [acceptedCount, failureCount]
  | cons i rest ih =>
    have h := local_rejection_bound (clauseAt formula i) (alice i) bob
    simp only [acceptedCount, failureCount, List.length_cons]
    omega

def allIndices (formula : Formula) : List (Fin formula.clauses.length) :=
  List.finRange formula.clauses.length

/-- Count form of Håstad Lemma 3.1: a fraction `a/b` of failed clauses gives
    a fraction at least `a/(3*b)` of failed verifier events. -/
theorem hastad_basic_verifier_soundness (formula : Formula) (a b : Nat)
    (sourceGap : ∀ bob : BobStrategy formula,
      a * formula.clauses.length ≤ b * failureCount formula bob (allIndices formula))
    (alice : AliceStrategy formula) (bob : BobStrategy formula) :
    b * acceptedCount formula alice bob (allIndices formula) + a * formula.clauses.length ≤
      b * (3 * formula.clauses.length) := by
  have ht := Nat.mul_le_mul_left b (total_rejection_bound formula alice bob (allIndices formula))
  have hg := sourceGap bob
  simp only [allIndices, List.length_finRange, Nat.mul_add] at *
  omega

theorem honest_accepts (formula : Formula) (assignment : BobStrategy formula)
    (satisfies : ∀ clause ∈ formula.clauses, clause.eval assignment = true)
    (event : RandomEvent formula) :
    accepts formula (fun i => honestAnswer (clauseAt formula i) assignment) assignment event = true := by
  have hc : (clauseAt formula event.1).eval assignment = true :=
    satisfies _ (List.getElem_mem _)
  simp [accepts, honest_satisfies, honest_answerAt, hc]

/-- Pointwise perfect completeness, including the exact input syntax. -/
theorem verifier_completeness (formula : Formula) (sat : formula.Satisfiable) :
    ∃ (alice : AliceStrategy formula) (bob : BobStrategy formula),
      ∀ event : RandomEvent formula, accepts formula alice bob event = true := by
  rcases sat with ⟨assignment, hs⟩
  exact ⟨fun i => honestAnswer (clauseAt formula i) assignment, assignment,
    honest_accepts formula assignment hs⟩

/-- The valid left labels and projection maps give the concrete Label Cover
    presentation. Their alphabet depends on the clause, with at most 8 bit triples. -/
abbrev LeftLabel (formula : Formula) (i : Fin formula.clauses.length) :=
  { answer : ClauseAnswer // localSatisfies (clauseAt formula i) answer = true }

def edgeProjection (formula : Formula) (event : RandomEvent formula)
    (label : LeftLabel formula event.1) : Bool := answerAt label.val event.2

theorem verifier_eq_projection (formula : Formula)
    (alice : ∀ i, LeftLabel formula i) (bob : BobStrategy formula) (event : RandomEvent formula) :
    accepts formula (fun i => (alice i).val) bob event =
      decide (edgeProjection formula event (alice event.1) =
        bob (nameAt (clauseAt formula event.1) event.2)) := by
  simp [accepts, (alice event.1).property, edgeProjection] ; rfl

/-- A materialized list of all three slot events at an occurrence. -/
def eventsAt (formula : Formula) (i : Fin formula.clauses.length) : List (RandomEvent formula) :=
  [(i, .first), (i, .second), (i, .third)]

def enumerateEvents (formula : Formula) : List (Fin formula.clauses.length) →
    List (RandomEvent formula)
  | [] => []
  | i :: rest => eventsAt formula i ++ enumerateEvents formula rest

theorem length_enumerateEvents (formula : Formula) (indices : List (Fin formula.clauses.length)) :
    (enumerateEvents formula indices).length = 3 * indices.length := by
  induction indices with
  | nil => simp [enumerateEvents]
  | cons i rest ih =>
    simp only [enumerateEvents, eventsAt, List.length_append, List.length_cons,
      List.length_nil, ih]
    omega

theorem accepted_eventsAt (formula : Formula) (alice : AliceStrategy formula)
    (bob : BobStrategy formula) (i : Fin formula.clauses.length) :
    ((eventsAt formula i).filter (accepts formula alice bob)).length =
      acceptedSlots (clauseAt formula i) (alice i) (honestAnswer (clauseAt formula i) bob) := by
  by_cases hs : localSatisfies (clauseAt formula i) (alice i) = true
  · by_cases h₁ : (alice i).first = bob (clauseAt formula i)[0].variableIndex <;>
      by_cases h₂ : (alice i).second = bob (clauseAt formula i)[1].variableIndex <;>
      by_cases h₃ : (alice i).third = bob (clauseAt formula i)[2].variableIndex <;>
      simp [eventsAt, accepts, acceptedSlots, matchingSlots, honestAnswer,
        answerAt, nameAt, hs, h₁, h₂, h₃]
  · simp [eventsAt, accepts, acceptedSlots, hs]

/-- The rejection-count proof counts exactly the explicit verifier's accepted
    random events; it is not a separate abstract score. -/
theorem accepted_enumerateEvents (formula : Formula) (alice : AliceStrategy formula)
    (bob : BobStrategy formula) (indices : List (Fin formula.clauses.length)) :
    ((enumerateEvents formula indices).filter (accepts formula alice bob)).length =
      acceptedCount formula alice bob indices := by
  induction indices with
  | nil => simp [enumerateEvents, acceptedCount]
  | cons i rest ih =>
    simp only [enumerateEvents, List.filter_append, List.length_append,
      accepted_eventsAt, ih, acceptedCount]

def allEvents (formula : Formula) : List (RandomEvent formula) :=
  enumerateEvents formula (allIndices formula)

theorem length_allEvents (formula : Formula) :
    (allEvents formula).length = 3 * formula.clauses.length := by
  simp [allEvents, length_enumerateEvents, allIndices]

theorem allEvents_nonempty (formula : Formula) (hne : formula.clauses ≠ []) :
    allEvents formula ≠ [] := by
  intro he
  have hl := length_allEvents formula
  rw [he] at hl
  have hpos : 0 < formula.clauses.length := List.length_pos_iff.mpr hne
  simp only [List.length_nil] at hl
  omega

/-- Soundness stated solely in terms of filtering the generated event list.
    For `b>0` and a nonempty input, division by `b*|allEvents|` gives the
    usual normalized acceptance probability. -/
theorem verifier_event_soundness (formula : Formula) (a b : Nat)
    (sourceGap : ∀ bob : BobStrategy formula,
      a * formula.clauses.length ≤ b * failureCount formula bob (allIndices formula))
    (alice : AliceStrategy formula) (bob : BobStrategy formula) :
    b * ((allEvents formula).filter (accepts formula alice bob)).length +
      a * formula.clauses.length ≤ b * (allEvents formula).length := by
  rw [length_allEvents]
  simp only [allEvents, accepted_enumerateEvents]
  exact hastad_basic_verifier_soundness formula a b sourceGap alice bob

/-- Count the syntactic occurrences of one variable in each three-slot clause. -/
def occurrencesAt {n : Nat} (clause : Clause n) (v : Fin n) : Nat :=
  (if clause[0].variableIndex = v then 1 else 0) +
  (if clause[1].variableIndex = v then 1 else 0) +
  (if clause[2].variableIndex = v then 1 else 0)

def occurrenceCount (formula : Formula) (v : Fin formula.«variables») :
    List (Fin formula.clauses.length) → Nat
  | [] => 0
  | i :: rest => occurrencesAt (clauseAt formula i) v + occurrenceCount formula v rest

theorem variable_eventsAt (formula : Formula) (v : Fin formula.«variables»)
    (i : Fin formula.clauses.length) :
    ((eventsAt formula i).filter (fun event =>
      decide (nameAt (clauseAt formula event.1) event.2 = v))).length =
      occurrencesAt (clauseAt formula i) v := by
  by_cases h₁ : (clauseAt formula i)[0].variableIndex = v <;>
    by_cases h₂ : (clauseAt formula i)[1].variableIndex = v <;>
    by_cases h₃ : (clauseAt formula i)[2].variableIndex = v <;>
    simp [eventsAt, nameAt, occurrencesAt, h₁, h₂, h₃]

theorem variable_enumerateEvents (formula : Formula) (v : Fin formula.«variables»)
    (indices : List (Fin formula.clauses.length)) :
    ((enumerateEvents formula indices).filter (fun event =>
      decide (nameAt (clauseAt formula event.1) event.2 = v))).length =
      occurrenceCount formula v indices := by
  induction indices with
  | nil => simp [enumerateEvents, occurrenceCount]
  | cons i rest ih =>
    simp only [enumerateEvents, List.filter_append, List.length_append,
      variable_eventsAt, ih, occurrenceCount]

theorem regular_bob_marginal (formula : Formula) (degree : Nat)
    (regular : ∀ v : Fin formula.«variables»,
      occurrenceCount formula v (allIndices formula) = degree)
    (v : Fin formula.«variables») :
    ((allEvents formula).filter (fun event =>
      decide (nameAt (clauseAt formula event.1) event.2 = v))).length = degree := by
  rw [allEvents, variable_enumerateEvents]
  exact regular v

end MaxCutGames.Foundations.PCP

end OAI