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import OAI.Computability.UniqueGames.PCP.ClauseVerifierLemmas
namespace OAI
section
/-!
An explicit name compaction for finite three-literal CNF formulas. Only the
occurring names are scanned: the declared variable count is never enumerated.
Both assignment transports preserve every clause evaluation and therefore
every finite clause-score gap. The encoding bound is a size theorem; a machine
running-time bound and the constant-gap PCP construction remain separate.
-/
namespace UniqueGamesTheorem.Foundations.PCP.NameCompaction
open UniqueGamesTheorem.Foundations.Target
def clauseNames {n : Nat} (clause : Clause n) : List (Fin n) :=
[clause[0].variableIndex, clause[1].variableIndex, clause[2].variableIndex]
def sourceNames (F : Formula) : List (Fin F.variables) :=
F.clauses.flatMap clauseNames
def activeNames (F : Formula) : List (Fin F.variables) :=
(sourceNames F).eraseDups
theorem literal_mem_active (F : Formula) (clause : Clause F.variables)
(hc : clause ∈ F.clauses) (i : Fin 3) :
clause[i].variableIndex ∈ activeNames F := by
simp only [activeNames, List.mem_eraseDups]
apply List.mem_flatMap.mpr
refine ⟨clause, hc, ?_⟩
have hi : i = 0 ∨ i = 1 ∨ i = 2 := by omega
rcases hi with rfl | rfl | rfl <;> simp [clauseNames]
def compactIndex (F : Formula) (v : Fin F.variables)
(hv : v ∈ activeNames F) : Fin (activeNames F).length :=
⟨(activeNames F).idxOf v, List.idxOf_lt_length_iff.mpr hv⟩
def decodeName (F : Formula) (v : Fin (activeNames F).length) : Fin F.variables :=
(activeNames F)[v.val]
def compactLiteral (F : Formula) (l : Literal F.variables)
(hl : l.variableIndex ∈ activeNames F) : Literal (activeNames F).length :=
⟨compactIndex F l.variableIndex hl, l.positive⟩
def compactClause (F : Formula) (clause : Clause F.variables)
(hc : clause ∈ F.clauses) : Clause (activeNames F).length :=
#v[compactLiteral F clause[0] (literal_mem_active F clause hc 0),
compactLiteral F clause[1] (literal_mem_active F clause hc 1),
compactLiteral F clause[2] (literal_mem_active F clause hc 2)]
def compactClauses (F : Formula) : List (Clause (activeNames F).length) :=
F.clauses.attach.map (fun c => compactClause F c.val c.property)
def compact (F : Formula) : Formula where
«variables» := (activeNames F).length
clauses := compactClauses F
def restrictAssignment (F : Formula) (A : Fin F.variables → Bool) :
Fin (activeNames F).length → Bool := fun v => A (decodeName F v)
def extendAssignment (F : Formula) (B : Fin (activeNames F).length → Bool)
(v : Fin F.variables) : Bool :=
if hv : v ∈ activeNames F then B (compactIndex F v hv) else false
@[simp] theorem decode_compactIndex (F : Formula) (v : Fin F.variables)
(hv : v ∈ activeNames F) : decodeName F (compactIndex F v hv) = v := by
exact List.getElem_idxOf (List.idxOf_lt_length_iff.mpr hv)
@[simp] theorem eval_compact_restrict (F : Formula) (c : Clause F.variables)
(hc : c ∈ F.clauses) (A : Fin F.variables → Bool) :
(compactClause F c hc).eval (restrictAssignment F A) = c.eval A := by
simp [compactClause, compactLiteral, Clause.eval, Literal.eval,
restrictAssignment, decode_compactIndex]
@[simp] theorem eval_compact_extend (F : Formula) (clause : Clause F.variables)
(hc : clause ∈ F.clauses) (B : Fin (activeNames F).length → Bool) :
(compactClause F clause hc).eval B = clause.eval (extendAssignment F B) := by
have h₀ : clause[0].variableIndex ∈ activeNames F := literal_mem_active F clause hc 0
have h₁ : clause[1].variableIndex ∈ activeNames F := literal_mem_active F clause hc 1
have h₂ : clause[2].variableIndex ∈ activeNames F := literal_mem_active F clause hc 2
simp [compactClause, compactLiteral, Clause.eval, Literal.eval, extendAssignment,
h₀, h₁, h₂]
rfl
theorem map_attach_val {α β : Type} (xs : List α) (f : α → β) :
xs.attach.map (fun x => f x.val) = xs.map f := by
exact List.attach_map_val
def evaluationList (F : Formula) (A : Fin F.variables → Bool) : List Bool :=
F.clauses.map (fun c => c.eval A)
def satisfiedCount (F : Formula) (A : Fin F.variables → Bool) : Nat :=
(evaluationList F A).count true
def failedCount (F : Formula) (A : Fin F.variables → Bool) : Nat :=
(evaluationList F A).count false
theorem evaluationList_restrict (F : Formula) (A : Fin F.variables → Bool) :
evaluationList (compact F) (restrictAssignment F A) = evaluationList F A := by
simp only [evaluationList, compact, compactClauses, List.map_map]
simpa only [Function.comp_def, eval_compact_restrict] using
map_attach_val F.clauses (fun c => c.eval A)
theorem evaluationList_extend (F : Formula) (B : Fin (compact F).variables → Bool) :
evaluationList (compact F) B = evaluationList F (extendAssignment F B) := by
simp only [evaluationList, compact, compactClauses, List.map_map]
change F.clauses.attach.map (fun c => (compactClause F c.val c.property).eval B) = _
calc
_ = F.clauses.attach.map (fun c => c.val.eval (extendAssignment F B)) := by
apply List.map_congr_left
intro c _
exact eval_compact_extend F c.val c.property B
_ = _ := map_attach_val F.clauses (fun c => c.eval (extendAssignment F B))
theorem satisfiedCount_restrict (F : Formula) (A : Fin F.variables → Bool) :
satisfiedCount (compact F) (restrictAssignment F A) = satisfiedCount F A := by
simp only [satisfiedCount, evaluationList_restrict]
theorem failedCount_restrict (F : Formula) (A : Fin F.variables → Bool) :
failedCount (compact F) (restrictAssignment F A) = failedCount F A := by
simp only [failedCount, evaluationList_restrict]
theorem satisfiedCount_extend (F : Formula) (B : Fin (compact F).variables → Bool) :
satisfiedCount (compact F) B = satisfiedCount F (extendAssignment F B) := by
simp only [satisfiedCount, evaluationList_extend]
theorem failedCount_extend (F : Formula) (B : Fin (compact F).variables → Bool) :
failedCount (compact F) B = failedCount F (extendAssignment F B) := by
simp only [failedCount, evaluationList_extend]
theorem clauseNames_flat_length {n : Nat} (cs : List (Clause n)) :
(cs.flatMap clauseNames).length = 3 * cs.length := by
induction cs with
| nil => simp
| cons c cs ih =>
simp only [List.flatMap_cons, List.length_append, clauseNames,
List.length_cons, List.length_nil, ih]
omega
@[simp] theorem compact_clause_count (F : Formula) :
(compact F).clauses.length = F.clauses.length := by
simp [compact, compactClauses]
theorem length_eraseDups_le {α : Type} [BEq α] (xs : List α) :
xs.eraseDups.length ≤ xs.length := by
match xs with
| [] => simp
| a :: rest =>
rw [List.eraseDups_cons]
have filtered := List.length_filter_le (fun b => !(b == a)) rest
have ih := length_eraseDups_le (rest.filter (fun b => !(b == a)))
simp only [List.length_cons]
omega
termination_by xs.length
decreasing_by
exact Nat.lt_succ_of_le (List.length_filter_le _ _)
theorem compact_active_bound (F : Formula) :
(compact F).variables ≤ 3 * F.clauses.length := by
have h := length_eraseDups_le (sourceNames F)
simpa only [sourceNames, clauseNames_flat_length, compact, activeNames] using h
theorem compact_completeness (F : Formula) (hs : F.Satisfiable) :
(compact F).Satisfiable := by
rcases hs with ⟨A, hA⟩
refine ⟨restrictAssignment F A, ?_⟩
intro d hd
change d ∈ F.clauses.attach.map (fun c => compactClause F c.val c.property) at hd
rcases List.mem_map.mp hd with ⟨c, _, rfl⟩
exact (eval_compact_restrict F c.val c.property A).trans (hA c.val c.property)
theorem compact_reflects (F : Formula) (hs : (compact F).Satisfiable) :
F.Satisfiable := by
rcases hs with ⟨B, hB⟩
refine ⟨extendAssignment F B, ?_⟩
intro c hc
have hm : compactClause F c hc ∈ (compact F).clauses := by
change _ ∈ F.clauses.attach.map (fun d => compactClause F d.val d.property)
exact List.mem_map.mpr ⟨⟨c, hc⟩, by simp, rfl⟩
rw [← eval_compact_extend F c hc B]
exact hB _ hm
theorem compact_satisfiable_iff (F : Formula) :
(compact F).Satisfiable ↔ F.Satisfiable :=
⟨compact_reflects F, compact_completeness F⟩
theorem compact_preserves_gap (F : Formula) (a b : Nat)
(gap : ∀ A, a * F.clauses.length ≤ b * failedCount F A)
(B : Fin (compact F).variables → Bool) :
a * (compact F).clauses.length ≤ b * failedCount (compact F) B := by
rw [compact_clause_count, failedCount_extend]
exact gap (extendAssignment F B)
theorem compact_encoding_bound (F : Formula) :
(Complexity.formulaBits (compact F)).length ≤
9 * F.clauses.length * F.clauses.length + 10 * F.clauses.length + 2 := by
have enc := Complexity.formulaBits_length_le (compact F)
rw [compact_clause_count] at enc
have active := compact_active_bound F
have h₁ := Nat.add_le_add_right active (F.clauses.length + 2)
have h₂ := Nat.mul_le_mul_left F.clauses.length
(Nat.mul_le_mul_left 3 (Nat.add_le_add_right active 2))
have total := Nat.add_le_add h₁ h₂
have polynomial : 3 * F.clauses.length + (F.clauses.length + 2) +
F.clauses.length * (3 * (3 * F.clauses.length + 2)) =
9 * F.clauses.length * F.clauses.length + 10 * F.clauses.length + 2 := by
simp [Nat.mul_add, Nat.mul_comm, Nat.mul_left_comm]
omega
rw [polynomial] at total
omega
theorem failureCount_evaluations (F : Formula) (A : Fin F.variables → Bool)
(indices : List (Fin F.clauses.length)) :
failureCount F A indices =
(indices.map (fun i => (clauseAt F i).eval A)).count false := by
induction indices with
| nil => simp [failureCount]
| cons i rest ih =>
cases h : (clauseAt F i).eval A <;>
simp [failureCount, clauseFailure, h, ih, Nat.add_comm]
theorem evaluations_allIndices (F : Formula) (A : Fin F.variables → Bool) :
((allIndices F).map (fun i => (clauseAt F i).eval A)) = evaluationList F A := by
calc
_ = (List.ofFn (fun i : Fin F.clauses.length => F.clauses[i.val])).map
(fun c => c.eval A) := by
simp only [allIndices, List.finRange, clauseAt, List.map_ofFn, Function.comp_def]
_ = _ := by rw [List.ofFn_getElem]; rfl
/-- The semantic score is the checked verifier's actual failed-clause count. -/
theorem verifier_failureCount (F : Formula) (A : Fin F.variables → Bool) :
failureCount F A (allIndices F) = failedCount F A := by
rw [failureCount_evaluations, evaluations_allIndices]
rfl
theorem compact_verifier_soundness (F : Formula) (a b : Nat)
(gap : ∀ A, a * F.clauses.length ≤ b * failedCount F A)
(alice : AliceStrategy (compact F)) (bob : BobStrategy (compact F)) :
b * ((allEvents (compact F)).filter (accepts (compact F) alice bob)).length +
a * F.clauses.length ≤ b * (3 * F.clauses.length) := by
have sourceGap : ∀ A : BobStrategy (compact F),
a * (compact F).clauses.length ≤
b * failureCount (compact F) A (allIndices (compact F)) := by
intro A
rw [verifier_failureCount]
exact compact_preserves_gap F a b gap A
have h := verifier_event_soundness (compact F) a b sourceGap alice bob
simpa only [length_allEvents, compact_clause_count] using h
end UniqueGamesTheorem.Foundations.PCP.NameCompaction
end
end OAI
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