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import Mathlib.Tactic
namespace OAI
/-!
# The determinant kernel of diagonal substitution
A form `A(u,v)s + B(u,v)w` of bidegree `(e,1)` is represented on the affine chart
`u = 1` by the polynomial pair `(A(1,X), B(1,X))`. Diagonal substitution becomes
`(A,B) ↦ A + X * B`, and multiplication by `uw - vs` becomes
`p ↦ (-X * p, p)`.
The identities here hold over every commutative ring. They include the fixed
quotient/kernel coordinates and the monomial identities underlying the
simultaneous triangularization in Section 5.1 of *Matrix Multiplication via
Auxiliary Separation and Polynomial Multiplication*.
-/
noncomputable section
namespace MatrixMultiplication.AuxiliarySeparation.DeterminantKernel
open Polynomial
variable {R : Type*} [CommRing R]
/-- Affine representatives of forms linear in the second pair of variables. -/
abbrev FormPair (R : Type*) [CommRing R] := R[X] × R[X]
/-- Substitute the first variable pair into the second variable pair. -/
def diagonal : FormPair R →ₗ[R] R[X] where
toFun p := p.1 + X * p.2
map_add' p q := by simp only [Prod.fst_add, Prod.snd_add, mul_add]; ring
map_smul' c p := by simp [smul_eq_C_mul]; ring
/-- Multiplication by `D = uw - vs` after putting `u = 1`. -/
def determinant : R[X] →ₗ[R] FormPair R where
toFun p := (-X * p, p)
map_add' p q := by apply Prod.ext <;> simp [mul_add]
map_smul' c p := by
apply Prod.ext <;> simp [smul_eq_C_mul]
ring
@[simp] theorem diagonal_apply (p : FormPair R) : diagonal p = p.1 + X * p.2 := rfl
@[simp] theorem determinant_apply (p : R[X]) : determinant p = (-X * p, p) := rfl
@[simp] theorem diagonal_determinant (p : R[X]) : diagonal (determinant p) = 0 := by
simp [diagonal, determinant]
/-- The determinant factor can be recovered from the second component. -/
theorem determinant_injective : Function.Injective (determinant (R := R)) := by
intro p q h
exact congrArg Prod.snd h
/-- Vanishing after diagonal substitution is exactly divisibility by `uw - vs`. -/
theorem diagonal_eq_zero_iff (p : FormPair R) :
diagonal p = 0 ↔ p = determinant p.2 := by
constructor
· intro h
apply Prod.ext
· change p.1 = -X * p.2
have h' : p.1 + X * p.2 = 0 := h
linear_combination h'
· rfl
· intro h
rw [h]
exact diagonal_determinant _
/-- The kernel parametrization does not require any field or domain hypothesis. -/
theorem mem_kernel_iff (p : FormPair R) :
p ∈ LinearMap.ker diagonal ↔ ∃ q, determinant q = p := by
rw [LinearMap.mem_ker, diagonal_eq_zero_iff]
constructor
· intro h
exact ⟨p.2, h.symm⟩
· rintro ⟨q, rfl⟩
rfl
theorem kernel_eq_range : LinearMap.ker (diagonal (R := R)) = LinearMap.range determinant := by
ext p
exact mem_kernel_iff p
/-- A fixed linear complement to the determinant kernel on unrestricted polynomials. -/
def split : (R[X] × R[X]) ≃ₗ[R] FormPair R where
toFun p := (p.1 - X * p.2, p.2)
invFun p := (p.1 + X * p.2, p.2)
left_inv p := by apply Prod.ext <;> simp
right_inv p := by apply Prod.ext <;> simp
map_add' p q := by
apply Prod.ext <;> simp
ring
map_smul' c p := by
apply Prod.ext <;> simp [smul_eq_C_mul]
ring
@[simp] theorem split_apply (p : R[X] × R[X]) : split p = (p.1 - X * p.2, p.2) := rfl
@[simp] theorem split_symm_apply (p : FormPair R) : split.symm p = (diagonal p, p.2) := rfl
@[simp] theorem diagonal_split (p : R[X] × R[X]) : diagonal (split p) = p.1 := by
simp [split, diagonal]
@[simp] theorem split_zero_left (q : R[X]) : split (0, q) = determinant q := by
simp [split, determinant]
theorem diagonal_surjective : Function.Surjective (diagonal (R := R)) := by
intro p
exact ⟨(p, 0), by simp⟩
/-- The kernel is canonically isomorphic to one polynomial copy. -/
def kernelEquiv : R[X] ≃ₗ[R] LinearMap.ker (diagonal (R := R)) where
toFun p := ⟨determinant p, by simp⟩
invFun p := p.1.2
left_inv p := rfl
right_inv p := by
apply Subtype.ext
exact ((diagonal_eq_zero_iff p.1).mp p.2).symm
map_add' p q := by apply Subtype.ext; exact map_add determinant p q
map_smul' c p := by apply Subtype.ext; exact map_smul determinant c p
/-- Multiply both coefficients by a first-input polynomial. -/
def multiply (f : R[X]) : FormPair R →ₗ[R] FormPair R where
toFun p := (f * p.1, f * p.2)
map_add' p q := by apply Prod.ext <;> simp [mul_add]
map_smul' c p := by apply Prod.ext <;> simp [smul_eq_C_mul] <;> ring
@[simp] theorem multiply_apply (f : R[X]) (p : FormPair R) :
multiply f p = (f * p.1, f * p.2) := rfl
/-- The quotient action is ordinary polynomial multiplication. -/
theorem diagonal_multiply (f : R[X]) (p : FormPair R) :
diagonal (multiply f p) = f * diagonal p := by
simp [diagonal, multiply]
ring
/-- The kernel action is ordinary polynomial multiplication with the same first input. -/
theorem multiply_determinant (f p : R[X]) :
multiply f (determinant p) = determinant (f * p) := by
apply Prod.ext <;> simp [multiply, determinant]
ring
/-- Every first-input slice preserves the determinant kernel. -/
theorem multiply_mem_kernel (f : R[X]) {p : FormPair R}
(hp : p ∈ LinearMap.ker diagonal) : multiply f p ∈ LinearMap.ker diagonal := by
rw [LinearMap.mem_ker, diagonal_multiply, LinearMap.mem_ker.mp hp, mul_zero]
/-- Quotient and kernel coordinates transform simultaneously, with an unchanged first input. -/
theorem split_multiply (f : R[X]) (p : R[X] × R[X]) :
multiply f (split p) = split (f * p.1, f * p.2) := by
apply Prod.ext <;> simp [multiply, split]
ring
/-- The ordinary quotient monomial `u^(e-j) v^j s`, with `j ≤ e`. -/
def quotientMonomial (j : ℕ) : FormPair R := (X ^ j, 0)
/-- The last quotient monomial `v^e w`. -/
def quotientTop (e : ℕ) : FormPair R := (0, X ^ e)
/-- The kernel monomial `(uw-vs) u^(e-1-j) v^j`, with `j < e`. -/
def kernelMonomial (j : ℕ) : FormPair R := determinant (X ^ j)
@[simp] theorem diagonal_quotientMonomial (j : ℕ) :
diagonal (quotientMonomial (R := R) j) = X ^ j := by
simp [diagonal, quotientMonomial]
@[simp] theorem diagonal_quotientTop (e : ℕ) :
diagonal (quotientTop (R := R) e) = X ^ (e + 1) := by
simp [diagonal, quotientTop, pow_succ, mul_comm]
@[simp] theorem diagonal_kernelMonomial (j : ℕ) :
diagonal (kernelMonomial (R := R) j) = 0 := by
simp [kernelMonomial]
@[simp] theorem multiply_quotientMonomial (i j : ℕ) :
multiply (X ^ i) (quotientMonomial (R := R) j) = quotientMonomial (i + j) := by
apply Prod.ext <;> simp [multiply, quotientMonomial, pow_add]
@[simp] theorem multiply_kernelMonomial (i j : ℕ) :
multiply (X ^ i) (kernelMonomial (R := R) j) = kernelMonomial (i + j) := by
rw [kernelMonomial, multiply_determinant, ← pow_add, kernelMonomial]
/-- The sole cross term in a nonfinal first-input slice has coefficient one. -/
theorem multiply_quotientTop_cross (i e : ℕ) :
multiply (X ^ i) (quotientTop (R := R) e) =
quotientMonomial (i + e + 1) + kernelMonomial (i + e) := by
apply Prod.ext <;> simp [multiply, quotientTop, quotientMonomial, kernelMonomial, determinant,
pow_add, pow_succ]
ring
/-- For the final first-input monomial the last quotient vector remains the last vector. -/
theorem multiply_quotientTop_last (d e : ℕ) :
multiply (X ^ d) (quotientTop (R := R) e) = quotientTop (d + e) := by
apply Prod.ext <;> simp [multiply, quotientTop, pow_add]
/-- The actual quotient vectors used at degree `e`: there are `e + 2` of them. -/
def quotientVector (e : ℕ) (j : Fin (e + 2)) : FormPair R :=
if (j : ℕ) < e + 1 then quotientMonomial j else quotientTop e
/-- The actual kernel vectors used at degree `e`: there are `e` of them. -/
def kernelVector (_e : ℕ) (j : Fin _e) : FormPair R := kernelMonomial j
@[simp] theorem diagonal_quotientVector (e : ℕ) (j : Fin (e + 2)) :
diagonal (quotientVector (R := R) e j) = X ^ (j : ℕ) := by
unfold quotientVector
split_ifs with h
· exact diagonal_quotientMonomial j
· have hj : (j : ℕ) = e + 1 := by omega
simpa [hj] using diagonal_quotientTop (R := R) e
@[simp] theorem diagonal_kernelVector (e : ℕ) (j : Fin e) :
diagonal (kernelVector (R := R) e j) = 0 := by
exact diagonal_kernelMonomial j
/-- Ordinary quotient columns have no kernel correction in the adapted output basis. -/
theorem multiply_quotientVector_ordinary (d e i j : ℕ)
(hi : i ≤ d) (hj : j ≤ e) :
multiply (X ^ i) (quotientVector (R := R) e ⟨j, by omega⟩) =
quotientVector (d + e) ⟨i + j, by omega⟩ := by
simp only [quotientVector, show j < e + 1 by omega,
show i + j < d + e + 1 by omega, ↓reduceIte]
exact multiply_quotientMonomial i j
/-- Nonfinal slices have exactly the quotient-top cross term described in Section 5.1. -/
theorem multiply_quotientVector_top_cross (d e i : ℕ) (hi : i < d) :
multiply (X ^ i) (quotientVector (R := R) e ⟨e + 1, by omega⟩) =
quotientVector (d + e) ⟨e + 1 + i, by omega⟩ +
kernelVector (d + e) ⟨e + i, by omega⟩ := by
simp only [quotientVector, lt_self_iff_false, ↓reduceIte,
show e + 1 + i < d + e + 1 by omega, kernelVector]
simpa only [Nat.add_comm, Nat.add_left_comm, Nat.add_assoc] using
multiply_quotientTop_cross (R := R) i e
/-- The final slice has no cross term. -/
theorem multiply_quotientVector_top_last (d e : ℕ) :
multiply (X ^ d) (quotientVector (R := R) e ⟨e + 1, by omega⟩) =
quotientVector (d + e) ⟨d + e + 1, by omega⟩ := by
simp only [quotientVector, lt_self_iff_false, ↓reduceIte]
exact multiply_quotientTop_last d e
/-- All kernel columns have the convolution indices of the smaller branch. -/
theorem multiply_kernelVector (d e i j : ℕ) (hi : i ≤ d) (hj : j < e) :
multiply (X ^ i) (kernelVector (R := R) e ⟨j, hj⟩) =
kernelVector (d + e) ⟨i + j, by omega⟩ := by
exact multiply_kernelMonomial i j
/-- Distinct bounded powers of `X` are independent even when the coefficient ring
has zero divisors. -/
theorem monomials_linearIndependent (n : ℕ) :
LinearIndependent R (fun i : Fin n => (X : R[X]) ^ (i : ℕ)) := by
have h := (Polynomial.degreeLT.basis R n).linearIndependent.map'
(Polynomial.degreeLT R n).subtype
(LinearMap.ker_eq_bot.mpr Subtype.val_injective)
simpa only [Function.comp_def, Submodule.subtype_apply, Polynomial.degreeLT.basis_val] using h
/-- The quotient vectors followed by the kernel vectors are linearly independent.
This establishes nonsingularity of the simultaneous change of coordinates,
without any genericity assumption on the first input. -/
theorem adaptedVectors_linearIndependent (e : ℕ) :
LinearIndependent R (Sum.elim (quotientVector (R := R) e) (kernelVector e)) := by
classical
rw [Fintype.linearIndependent_iff]
intro c hc
have hq : ∑ i : Fin (e + 2), c (Sum.inl i) • (X : R[X]) ^ (i : ℕ) = 0 := by
have h := congrArg (diagonal (R := R)) hc
simpa only [Fintype.sum_sum_type, map_add, map_sum, map_smul,
Sum.elim_inl, Sum.elim_inr, diagonal_quotientVector, diagonal_kernelVector,
smul_zero, Finset.sum_const_zero, add_zero, map_zero] using h
have cq : ∀ i : Fin (e + 2), c (Sum.inl i) = 0 :=
(Fintype.linearIndependent_iff.mp (monomials_linearIndependent (R := R) (e + 2))) _ hq
have hk : ∑ i : Fin e, c (Sum.inr i) • (X : R[X]) ^ (i : ℕ) = 0 := by
have h := congrArg Prod.snd hc
simpa only [Fintype.sum_sum_type, Prod.snd_add, Prod.snd_sum, Prod.snd_smul,
Sum.elim_inl, Sum.elim_inr, cq, zero_smul, Finset.sum_const_zero, zero_add,
kernelVector, kernelMonomial, determinant_apply, Prod.snd_zero, Prod.smul_mk] using h
have ck : ∀ i : Fin e, c (Sum.inr i) = 0 :=
(Fintype.linearIndependent_iff.mp (monomials_linearIndependent (R := R) e)) _ hk
exact Sum.rec cq ck
end MatrixMultiplication.AuxiliarySeparation.DeterminantKernel
end
end OAI
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