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namespace OAI
/-!
Coordinate erasure, independent clause averaging, survival probabilities, and
iterated replacement.
-/
namespace FixedClauseThreshold
open Finset
noncomputable section
attribute [local instance] Classical.propDecidable
theorem support_card_cons {v : ℕ} (b : Option Bool) (C : Fin v → Option Bool) :
(Finset.univ.filter fun i : Fin (v + 1) => (Fin.cons (α := fun _ => Option Bool) b C i).isSome).card =
(if b.isSome then 1 else 0) + (Finset.univ.filter fun i => (C i).isSome).card := by
simp only [Finset.card_eq_sum_ones, Finset.sum_filter]
rw [Fin.sum_univ_succ]
simp
def prependAbsent {v k : ℕ} (C : ProperClause v k) : ProperClause (v + 1) k :=
⟨Fin.cons none C.val, by simpa [support_card_cons] using C.property⟩
def prependPresent {v k : ℕ} (hk : 0 < k) (C : ProperClause v (k - 1)) (b : Bool) :
ProperClause (v + 1) k :=
⟨Fin.cons (some b) C.val, by
rw [support_card_cons]
simp only [Option.isSome_some, ↓reduceIte, C.property]
omega⟩
def clauseHeadSplit {v k : ℕ} (hk : 0 < k) (C : ProperClause (v + 1) k) :
ProperClause v k ⊕ (ProperClause v (k - 1) × Bool) :=
match hb : C.val 0 with
| none => Sum.inl ⟨Fin.tail C.val, by
have h := C.property
conv_lhs at h => rw [← Fin.cons_self_tail C.val]
rw [support_card_cons, hb] at h
simpa using h⟩
| some b => Sum.inr (⟨Fin.tail C.val, by
have h := C.property
conv_lhs at h => rw [← Fin.cons_self_tail C.val]
rw [support_card_cons, hb] at h
simp at h
omega⟩, b)
def clauseHeadEquiv {v k : ℕ} (hk : 0 < k) :
ProperClause (v + 1) k ≃ ProperClause v k ⊕ (ProperClause v (k - 1) × Bool) where
toFun := clauseHeadSplit hk
invFun := Sum.elim prependAbsent (fun p => prependPresent hk p.1 p.2)
left_inv C := by
apply Subtype.ext
simp only [clauseHeadSplit]
split <;> simp only [Sum.elim_inl, Sum.elim_inr, prependAbsent, prependPresent]
all_goals simpa only [*] using Fin.cons_self_tail C.val
right_inv C := by
cases C with
| inl C => rfl
| inr C =>
rcases C with ⟨C, b⟩
rfl
@[simp] theorem satisfiesClause_prependAbsent {v k : ℕ}
(σ : Assignment v) (b : Bool) (C : ProperClause v k) :
SatisfiesClause (Fin.cons b σ) (prependAbsent C) ↔ SatisfiesClause σ C := by
simp [SatisfiesClause, prependAbsent, Fin.exists_fin_succ]
@[simp] theorem satisfiesClause_prependPresent {v k : ℕ} (hk : 0 < k)
(σ : Assignment v) (b t : Bool) (C : ProperClause v (k - 1)) :
SatisfiesClause (Fin.cons b σ) (prependPresent hk C t) ↔ t = b ∨ SatisfiesClause σ C := by
simp [SatisfiesClause, prependPresent, Fin.exists_fin_succ]
def addClause {n k : ℕ} (S : Finset (Assignment n)) (C : ProperClause n k) :
Finset (Assignment n) := S.filter (fun σ => SatisfiesClause σ C)
@[simp] theorem mem_addClause {n k : ℕ} (S : Finset (Assignment n))
(C : ProperClause n k) (σ : Assignment n) :
σ ∈ addClause S C ↔ σ ∈ S ∧ SatisfiesClause σ C := by
simp [addClause]
theorem addClause_comm {n k r : ℕ} (S : Finset (Assignment n))
(C : ProperClause n k) (D : ProperClause n r) :
addClause (addClause S C) D = addClause (addClause S D) C := by
ext σ
simp only [mem_addClause]
tauto
def restrictSolutions {n k : ℕ} {ι : Type*} [Fintype ι]
(S : Finset (Assignment n)) (F : ι → ProperClause n k) : Finset (Assignment n) :=
S.filter (fun σ => ∀ i, SatisfiesClause σ (F i))
@[simp] theorem mem_restrictSolutions {n k : ℕ} {ι : Type*} [Fintype ι]
(S : Finset (Assignment n)) (F : ι → ProperClause n k) (σ : Assignment n) :
σ ∈ restrictSolutions S F ↔ σ ∈ S ∧ ∀ i, SatisfiesClause σ (F i) := by
simp [restrictSolutions]
theorem restrictSolutions_zero {n k : ℕ} (S : Finset (Assignment n))
(F : Formula n k 0) : restrictSolutions S F = S := by
ext σ
simp only [mem_restrictSolutions, Fin.forall_fin_zero, and_true]
theorem restrictSolutions_cons {n k m : ℕ} (S : Finset (Assignment n))
(C : ProperClause n k) (F : Formula n k m) :
restrictSolutions S (Fin.cons C F) = restrictSolutions (addClause S C) F := by
ext σ
simp only [mem_restrictSolutions, mem_addClause, Fin.forall_fin_succ, Fin.cons_zero,
Fin.cons_succ]
tauto
theorem restrictSolutions_comm {n k r : ℕ} {ι κ : Type*} [Fintype ι] [Fintype κ]
(S : Finset (Assignment n)) (F : ι → ProperClause n k) (G : κ → ProperClause n r) :
restrictSolutions (restrictSolutions S F) G = restrictSolutions (restrictSolutions S G) F := by
ext σ
simp only [mem_restrictSolutions]
tauto
theorem uniformMean_fin_succ {α : Type*} [Fintype α] {m : ℕ}
(f : (Fin (m + 1) → α) → ℝ) :
uniformMean f = uniformMean (fun a => uniformMean (fun F : Fin m → α =>
f (Fin.cons a F))) := by
calc
_ = uniformMean (fun p : α × (Fin m → α) => f (Fin.cons p.1 p.2)) :=
(uniformMean_equiv (Fin.consEquiv (fun _ => α)) f).symm
_ = _ := uniformMean_prod _
def alive {n : ℕ} (S : Finset (Assignment n)) : ℝ := if S.Nonempty then 1 else 0
theorem alive_nonneg {n : ℕ} (S : Finset (Assignment n)) : 0 ≤ alive S := by
unfold alive
split <;> norm_num
theorem alive_le_one {n : ℕ} (S : Finset (Assignment n)) : alive S ≤ 1 := by
unfold alive
split <;> norm_num
theorem alive_mono {n : ℕ} {S T : Finset (Assignment n)} (hST : S ⊆ T) :
alive S ≤ alive T := by
unfold alive
by_cases hS : S.Nonempty
· have hT := hS.mono hST
simp [hS, hT]
· simp only [ite_eq_right hS]
split <;> norm_num
def clauseAverage {n : ℕ} (k : ℕ) (f : Finset (Assignment n) → ℝ)
(S : Finset (Assignment n)) : ℝ :=
uniformMean (fun C : ProperClause n k => f (addClause S C))
def survival {n : ℕ} (k : ℕ) (m : ℕ) (S : Finset (Assignment n)) : ℝ :=
((clauseAverage k)^[m] alive) S
@[simp] theorem survival_zero {n k : ℕ} (S : Finset (Assignment n)) :
survival k 0 S = alive S := rfl
theorem survival_succ {n k m : ℕ} (S : Finset (Assignment n)) :
survival k (m + 1) S = uniformMean (fun C : ProperClause n k =>
survival k m (addClause S C)) := by
rw [survival, Function.iterate_succ_apply']
rfl
theorem survival_eq_mean {n k m : ℕ} (S : Finset (Assignment n)) :
survival k m S = uniformMean (fun F : Formula n k m => alive (restrictSolutions S F)) := by
induction m generalizing S with
| zero =>
simp only [survival_zero, restrictSolutions_zero]
exact (uniformMean_const _).symm
| succ m ih =>
rw [survival_succ, uniformMean_fin_succ]
apply uniformMean_congr
intro C
rw [ih]
apply uniformMean_congr
intro F
rw [restrictSolutions_cons]
theorem properSATProbability_eq_survival (n k m : ℕ) :
properSATProbability n k m = survival k m (Finset.univ : Finset (Assignment n)) := by
rw [survival_eq_mean]
change uniformProbability (fun F : Formula n k m => Satisfiable F) = _
rw [uniformProbability_eq_mean]
apply uniformMean_congr
intro F
unfold alive
congr 1
simp only [Finset.nonempty_iff_ne_empty]
apply propext
rw [← Finset.nonempty_iff_ne_empty]
simp [Finset.Nonempty, Satisfiable, Satisfies]
theorem survival_nonneg {n k m : ℕ} (S : Finset (Assignment n)) : 0 ≤ survival k m S := by
rw [survival_eq_mean]
exact uniformMean_nonneg (fun _ => alive_nonneg _)
theorem survival_le_one {n k m : ℕ} (hkn : k ≤ n) (S : Finset (Assignment n)) :
survival k m S ≤ 1 := by
let : Nonempty (ProperClause n k) := nonempty_properClause hkn
rw [survival_eq_mean, ← uniformMean_const (α := Formula n k m) (1 : ℝ)]
exact uniformMean_mono (fun _ => alive_le_one _)
theorem survival_mono_solutions {n k m : ℕ} {S T : Finset (Assignment n)} (hST : S ⊆ T) :
survival k m S ≤ survival k m T := by
rw [survival_eq_mean, survival_eq_mean]
apply uniformMean_mono
intro F
apply alive_mono
intro σ hσ
rw [mem_restrictSolutions] at hσ ⊢
exact ⟨hST hσ.1, hσ.2⟩
theorem survival_antitone {n k : ℕ} (hkn : k ≤ n) (S : Finset (Assignment n)) :
Antitone (fun m => survival k m S) := by
let : Nonempty (ProperClause n k) := nonempty_properClause hkn
apply antitone_nat_of_succ_le
intro m
rw [survival_succ, ← uniformMean_const (α := ProperClause n k) (survival k m S)]
apply uniformMean_mono
intro C
exact survival_mono_solutions (Finset.filter_subset _ _)
theorem properSATProbability_antitone {n k : ℕ} (hkn : k ≤ n) :
Antitone (properSATProbability n k) := by
intro i j hij
rw [properSATProbability_eq_survival, properSATProbability_eq_survival]
exact survival_antitone hkn _ hij
theorem clauseAverage_mono {n k : ℕ} {f g : Finset (Assignment n) → ℝ}
(hfg : ∀ S, f S ≤ g S) : ∀ S, clauseAverage k f S ≤ clauseAverage k g S := by
intro S
exact uniformMean_mono (fun C => hfg (addClause S C))
theorem clauseAverage_sub_const {n k : ℕ} (hkn : k ≤ n)
(f : Finset (Assignment n) → ℝ) (c : ℝ) (S : Finset (Assignment n)) :
clauseAverage k (fun T => f T - c) S = clauseAverage k f S - c := by
let : Nonempty (ProperClause n k) := nonempty_properClause hkn
exact (uniformMean_sub _ _).trans (by rw [uniformMean_const]; rfl)
theorem clauseAverage_commute {n k r : ℕ} :
Function.Commute (clauseAverage (n := n) k) (clauseAverage r) := by
intro f
funext S
unfold clauseAverage
rw [uniformMean_comm]
apply uniformMean_congr
intro C
apply uniformMean_congr
intro D
rw [addClause_comm]
theorem clauseAverage_iterate_mono {n k m : ℕ} {f g : Finset (Assignment n) → ℝ}
(hfg : ∀ S, f S ≤ g S) : ∀ S,
((clauseAverage k)^[m] f) S ≤ ((clauseAverage k)^[m] g) S := by
induction m with
| zero => exact hfg
| succ m ih =>
simp only [Function.iterate_succ_apply']
exact clauseAverage_mono ih
theorem clauseAverage_iterate_sub_const {n k m : ℕ} (hkn : k ≤ n)
(f : Finset (Assignment n) → ℝ) (c : ℝ) :
(clauseAverage k)^[m] (fun T => f T - c) =
(fun S => ((clauseAverage k)^[m] f) S - c) := by
induction m with
| zero => rfl
| succ m ih =>
rw [Function.iterate_succ_apply', ih, Function.iterate_succ_apply']
funext S
exact clauseAverage_sub_const hkn _ _ _
theorem survival_shift {n k r m d : ℕ} (S : Finset (Assignment n)) :
((clauseAverage k)^[m] (survival r d)) S =
((clauseAverage r)^[d] (survival k m)) S := by
exact congrArg (fun f => f S) ((clauseAverage_commute (n := n) (k := k) (r := r)).iterate_iterate m d alive)
theorem survival_add {n k m d : ℕ} (S : Finset (Assignment n)) :
((clauseAverage k)^[m] (survival k d)) S = survival k (m + d) S := by
exact congrArg (fun f => f S) (Function.iterate_add_apply (clauseAverage k) m d alive).symm
theorem survival_eq_probability {n k m : ℕ} (S : Finset (Assignment n)) :
survival k m S = uniformProbability (fun F : Formula n k m =>
∃ σ ∈ S, Satisfies σ F) := by
rw [survival_eq_mean, uniformProbability_eq_mean]
apply uniformMean_congr
intro F
unfold alive
congr 1
apply propext
simp [Finset.Nonempty, Satisfies]
theorem blockUNSAT_eq {n k g : ℕ} (hkn : k ≤ n) (S : Finset (Assignment n)) :
blockUNSATProbability k g S = 1 - survival k g S := by
let : Nonempty (ProperClause n k) := nonempty_properClause hkn
rw [survival_eq_probability]
exact uniformProbability_not _
theorem kills_iff_addClause {n k : ℕ} (S : Finset (Assignment n)) (C : ProperClause n k) :
KillsSolutions S C ↔ ¬ (addClause S C).Nonempty := by
change (∀ σ ∈ S, ¬ SatisfiesClause σ C) ↔ ¬ ∃ σ, σ ∈ addClause S C
simp only [mem_addClause, not_exists, not_and]
theorem singleUNSAT_eq {n k : ℕ} (hkn : k ≤ n) (S : Finset (Assignment n)) :
uniformProbability (fun C : ProperClause n k => KillsSolutions S C) =
1 - survival k 1 S := by
let : Nonempty (ProperClause n k) := nonempty_properClause hkn
rw [uniformProbability_eq_mean, survival_succ]
simp only [survival_zero]
calc
_ = uniformMean (fun C : ProperClause n k => 1 - alive (addClause S C)) := by
apply uniformMean_congr
intro C
rw [kills_iff_addClause]
unfold alive
by_cases h : (addClause S C).Nonempty <;> simp [h]
_ = _ := by rw [uniformMean_sub, uniformMean_const]
theorem shorter_survival_replacement {n k : ℕ} (hk : 3 ≤ k) (hn : k + 1 ≤ n)
(S : Finset (Assignment (n - 1))) :
survival k (replacementBlock n k) S - replacementError n k ≤ survival (k - 1) 1 S := by
have h := shorter_clause_replacement hk hn S
rw [singleUNSAT_eq (by omega), blockUNSAT_eq (by omega)] at h
linarith
theorem shorter_survival_replacement_many {n k : ℕ} (hk : 3 ≤ k) (hn : k + 1 ≤ n)
(d : ℕ) (S : Finset (Assignment (n - 1))) :
survival k (replacementBlock n k * d) S - (d : ℝ) * replacementError n k ≤
survival (k - 1) d S := by
induction d generalizing S with
| zero => simp
| succ d ih =>
let g := replacementBlock n k
let ε := replacementError n k
have hkn : k ≤ n - 1 := by omega
have hshort : k - 1 ≤ n - 1 := by omega
have ha := clauseAverage_mono (k := k - 1) ih S
have hb := clauseAverage_iterate_mono (k := k) (m := g * d)
(shorter_survival_replacement hk hn) S
rw [clauseAverage_sub_const hshort] at ha
rw [clauseAverage_iterate_sub_const hkn] at hb
dsimp only at hb
rw [survival_add] at hb
have hcomm : clauseAverage (k - 1) (survival k (g * d)) S =
((clauseAverage k)^[g * d] (survival (k - 1) 1)) S := by
exact survival_shift (m := 1) (d := g * d) S
rw [← hcomm] at hb
change _ ≤ survival (k - 1) (d + 1) S
rw [survival_succ]
have heq : g * (d + 1) = g * d + g := by ring
rw [show replacementBlock n k * (d + 1) = g * d + g from heq]
push_cast
change survival k (g * d + g) S - ((d : ℝ) + 1) * ε ≤ _
change _ - (d : ℝ) * ε ≤ _ at ha
change survival k (g * d + g) S - ε ≤ _ at hb
dsimp only [g, clauseAverage] at ha hb ⊢
linarith
theorem uniformMean_sum_type {α β : Type*} [Fintype α] [Fintype β]
[Nonempty α] [Nonempty β] (f : α ⊕ β → ℝ) :
uniformMean f =
((Fintype.card α : ℝ) / (Fintype.card α + Fintype.card β)) *
uniformMean (fun a => f (Sum.inl a)) +
((Fintype.card β : ℝ) / (Fintype.card α + Fintype.card β)) *
uniformMean (fun b => f (Sum.inr b)) := by
have hα : (Fintype.card α : ℝ) ≠ 0 := by exact_mod_cast Fintype.card_ne_zero
have hβ : (Fintype.card β : ℝ) ≠ 0 := by exact_mod_cast Fintype.card_ne_zero
simp only [uniformMean, Fintype.sum_sum_type, Fintype.card_sum, Nat.cast_add]
field_simp
theorem head_incidence_ratio {v k : ℕ} (hk : 0 < k) (hkv : k ≤ v) :
((v.choose (k - 1) * 2 ^ (k - 1) * 2 : ℕ) : ℝ) /
((v.choose k * 2 ^ k + v.choose (k - 1) * 2 ^ (k - 1) * 2 : ℕ) : ℝ) =
(k : ℝ) / (v + 1) := by
have hks : k - 1 + 1 = k := Nat.sub_add_cancel hk
have hch : v.choose k + v.choose (k - 1) = (v + 1).choose k := by
simpa only [Nat.succ_eq_add_one, hks, add_comm] using (Nat.choose_succ_succ v (k - 1)).symm
have hmult : ((v : ℝ) + 1) * (v.choose (k - 1) : ℝ) =
((v + 1).choose k : ℝ) * (k : ℝ) := by
exact_mod_cast (by simpa only [hks] using Nat.add_one_mul_choose_eq v (k - 1))
have hpow : (2 : ℝ) ^ (k - 1) * 2 = 2 ^ k := by
rw [← pow_succ, hks]
have hcpos : (0 : ℝ) < (v + 1).choose k := by
exact_mod_cast Nat.choose_pos (by omega : k ≤ v + 1)
have hvpos : (0 : ℝ) < (v : ℝ) + 1 := by positivity
push_cast
simp only [mul_assoc, hpow]
rw [← add_mul]
have hc : (v.choose k : ℝ) + v.choose (k - 1) = (v + 1).choose k := by
exact_mod_cast hch
rw [hc]
apply (div_eq_div_iff (by positivity) hvpos.ne').mpr
nlinarith [congrArg (fun z : ℝ => z * 2 ^ k) hmult]
theorem clauseHead_mean {v k : ℕ} (hk : 0 < k) (hkv : k ≤ v)
(f : (ProperClause v k ⊕ (ProperClause v (k - 1) × Bool)) → ℝ) :
uniformMean (fun C : ProperClause (v + 1) k => f (clauseHeadSplit hk C)) =
(1 - (k : ℝ) / (v + 1)) * uniformMean (fun C => f (Sum.inl C)) +
((k : ℝ) / (v + 1)) *
uniformMean (fun Q => uniformMean (fun b : Bool => f (Sum.inr (Q, b)))) := by
let : Nonempty (ProperClause v k) := nonempty_properClause hkv
let : Nonempty (ProperClause v (k - 1)) := nonempty_properClause (by omega)
change uniformMean (fun C => f (clauseHeadEquiv hk C)) = _
rw [uniformMean_equiv, uniformMean_sum_type, uniformMean_prod]
have hr := head_incidence_ratio hk hkv
have ht : (0 : ℝ) < Fintype.card (ProperClause v k) +
Fintype.card (ProperClause v (k - 1) × Bool) := by
exact add_pos (Nat.cast_pos.mpr Fintype.card_pos) (Nat.cast_pos.mpr Fintype.card_pos)
have hr' : (Fintype.card (ProperClause v (k - 1) × Bool) : ℝ) /
(Fintype.card (ProperClause v k) + Fintype.card (ProperClause v (k - 1) × Bool)) =
(k : ℝ) / (v + 1) := by
simpa only [Fintype.card_prod, Fintype.card_bool, card_properClause, Nat.cast_add] using hr
rw [hr', ← hr']
congr 1
apply congrArg (fun x : ℝ => x * uniformMean (fun C => f (Sum.inl C)))
field_simp
ring
end
end FixedClauseThreshold
end OAI
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