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| import OAI.Combinatorics.LowSpaceSubsetSum.Counting.Model | |
| import Mathlib.Data.Finset.Powerset | |
| import Mathlib.Data.Finset.Prod | |
| import Mathlib.Analysis.SpecialFunctions.Log.Base | |
| namespace OAI | |
| /-! | |
| # Finite distinct-subset-sum estimates | |
| These are the cardinality statements underlying the deficiency lemma in §2 | |
| of *A Low-Space Algorithm for Worst-Case Subset Sum*. The indexed formulation | |
| retains repeated input values. Arbitrary signed integer weights are allowed. | |
| -/ | |
| namespace LowSpaceSubsetSum | |
| open scoped BigOperators symmDiff | |
| variable {ι : Type*} [Fintype ι] [DecidableEq ι] | |
| /-- Distinct integer values of subset sums on the index domain `V`. -/ | |
| def distinctSums (a : ι → ℤ) (V : Finset ι) : Finset ℤ := | |
| V.powerset.image (weight a) | |
| /-- The count `N(V)` used in the paper's deficiency. -/ | |
| def distinctSumCount (a : ι → ℤ) (V : Finset ι) : ℕ := | |
| (distinctSums a V).card | |
| theorem mem_distinctSums (a : ι → ℤ) (V : Finset ι) (x : ℤ) : | |
| x ∈ distinctSums a V ↔ ∃ S ⊆ V, weight a S = x := by | |
| simp only [distinctSums, Finset.mem_image, Finset.mem_powerset] | |
| @[simp] theorem zero_mem_distinctSums (a : ι → ℤ) (V : Finset ι) : | |
| 0 ∈ distinctSums a V := by | |
| exact (mem_distinctSums a V 0).mpr ⟨∅, Finset.empty_subset _, weight_empty a⟩ | |
| theorem one_le_distinctSumCount (a : ι → ℤ) (V : Finset ι) : | |
| 1 ≤ distinctSumCount a V := by | |
| exact Finset.card_pos.mpr ⟨0, zero_mem_distinctSums a V⟩ | |
| theorem distinctSumCount_le_pow (a : ι → ℤ) (V : Finset ι) : | |
| distinctSumCount a V ≤ 2 ^ V.card := by | |
| exact (Finset.card_image_le).trans (Finset.card_powerset V).le | |
| @[simp] theorem distinctSums_empty (a : ι → ℤ) : distinctSums a ∅ = {0} := by | |
| simp [distinctSums] | |
| @[simp] theorem distinctSumCount_empty (a : ι → ℤ) : distinctSumCount a ∅ = 1 := by | |
| simp [distinctSumCount] | |
| theorem distinctSums_mono (a : ι → ℤ) {V W : Finset ι} (h : V ⊆ W) : | |
| distinctSums a V ⊆ distinctSums a W := by | |
| exact Finset.image_subset_image (Finset.powerset_mono.mpr h) | |
| theorem distinctSumCount_mono (a : ι → ℤ) {V W : Finset ι} (h : V ⊆ W) : | |
| distinctSumCount a V ≤ distinctSumCount a W := | |
| Finset.card_le_card (distinctSums_mono a h) | |
| @[simp] theorem weight_singleton (a : ι → ℤ) (i : ι) : weight a {i} = a i := by | |
| simp [weight] | |
| theorem weight_insert_of_not_mem (a : ι → ℤ) {i : ι} {S : Finset ι} (hi : i ∉ S) : | |
| weight a (insert i S) = a i + weight a S := by | |
| have hd : Disjoint ({i} : Finset ι) S := by simpa | |
| simpa using weight_union a hd | |
| /-- Every sum after adding one index is either an old sum or its translate. -/ | |
| theorem distinctSums_insert_subset (a : ι → ℤ) (V : Finset ι) (i : ι) : | |
| distinctSums a (insert i V) ⊆ | |
| distinctSums a V ∪ (distinctSums a V).image (fun x => a i + x) := by | |
| intro x hx | |
| obtain ⟨S, hS, rfl⟩ := (mem_distinctSums a (insert i V) x).mp hx | |
| by_cases hi : i ∈ S | |
| · apply Finset.mem_union.mpr | |
| right | |
| refine Finset.mem_image.mpr ⟨weight a (S.erase i), ?_, ?_⟩ | |
| · apply (mem_distinctSums a V _).mpr | |
| refine ⟨S.erase i, ?_, rfl⟩ | |
| intro j hj | |
| have hjS := Finset.mem_erase.mp hj | |
| have hjV := hS hjS.2 | |
| simp only [Finset.mem_insert] at hjV | |
| exact hjV.resolve_left hjS.1 | |
| · have hw := weight_insert_of_not_mem a (Finset.notMem_erase i S) | |
| simpa [Finset.insert_erase hi] using hw.symm | |
| · apply Finset.mem_union.mpr | |
| left | |
| apply (mem_distinctSums a V _).mpr | |
| refine ⟨S, ?_, rfl⟩ | |
| intro j hj | |
| have hjV := hS hj | |
| simp only [Finset.mem_insert] at hjV | |
| rcases hjV with rfl | hjV | |
| · exact (hi hj).elim | |
| · exact hjV | |
| theorem distinctSumCount_insert_le (a : ι → ℤ) (V : Finset ι) (i : ι) : | |
| distinctSumCount a (insert i V) ≤ 2 * distinctSumCount a V := by | |
| calc | |
| _ ≤ (distinctSums a V ∪ (distinctSums a V).image (fun x => a i + x)).card := | |
| Finset.card_le_card (distinctSums_insert_subset a V i) | |
| _ ≤ (distinctSums a V).card + ((distinctSums a V).image (fun x => a i + x)).card := | |
| Finset.card_union_le _ _ | |
| _ ≤ (distinctSums a V).card + (distinctSums a V).card := | |
| Nat.add_le_add_left Finset.card_image_le _ | |
| _ = 2 * distinctSumCount a V := by simp [distinctSumCount, two_mul] | |
| theorem distinctSumCount_le_insert (a : ι → ℤ) (V : Finset ι) (i : ι) : | |
| distinctSumCount a V ≤ distinctSumCount a (insert i V) := | |
| distinctSumCount_mono a (Finset.subset_insert i V) | |
| /-- Every sum on a union is a sum of a value from each domain. The domains | |
| need not be disjoint: split a witness using intersection and set difference. -/ | |
| theorem distinctSums_union_subset (a : ι → ℤ) (V W : Finset ι) : | |
| distinctSums a (V ∪ W) ⊆ | |
| ((distinctSums a V) ×ˢ (distinctSums a W)).image (fun p => p.1 + p.2) := by | |
| intro x hx | |
| obtain ⟨S, hS, rfl⟩ := (mem_distinctSums a (V ∪ W) x).mp hx | |
| refine Finset.mem_image.mpr ⟨(weight a (S ∩ V), weight a (S \ V)), ?_, ?_⟩ | |
| · apply Finset.mem_product.mpr | |
| constructor | |
| · exact (mem_distinctSums a V _).mpr ⟨S ∩ V, Finset.inter_subset_right, rfl⟩ | |
| · apply (mem_distinctSums a W _).mpr | |
| refine ⟨S \ V, ?_, rfl⟩ | |
| intro i hi | |
| have hiS := Finset.mem_sdiff.mp hi | |
| exact (Finset.mem_union.mp (hS hiS.1)).resolve_left hiS.2 | |
| · have hd : Disjoint (S ∩ V) (S \ V) := by | |
| apply Finset.disjoint_left.mpr | |
| intro i hi₁ hi₂ | |
| exact (Finset.mem_sdiff.mp hi₂).2 (Finset.mem_inter.mp hi₁).2 | |
| have hunion : (S ∩ V) ∪ (S \ V) = S := by | |
| ext i | |
| simp only [Finset.mem_union, Finset.mem_inter, Finset.mem_sdiff] | |
| tauto | |
| simpa only [hunion] using (weight_union a hd).symm | |
| /-- The multiplicative count bound behind superadditivity of deficiency. -/ | |
| theorem distinctSumCount_union_le (a : ι → ℤ) (V W : Finset ι) : | |
| distinctSumCount a (V ∪ W) ≤ distinctSumCount a V * distinctSumCount a W := by | |
| calc | |
| _ ≤ (((distinctSums a V) ×ˢ (distinctSums a W)).image | |
| (fun p => p.1 + p.2)).card := | |
| Finset.card_le_card (distinctSums_union_subset a V W) | |
| _ ≤ ((distinctSums a V) ×ˢ (distinctSums a W)).card := Finset.card_image_le | |
| _ = _ := Finset.card_product _ _ | |
| omit [Fintype ι] in | |
| theorem symmDiff_subset_domain {S F V : Finset ι} (hS : S ⊆ V) (hF : F ⊆ V) : | |
| S ∆ F ⊆ V := | |
| (Finset.symmDiff_subset_union).trans (Finset.union_subset hS hF) | |
| /-- Negating selected indices translates the set of distinct sum values. -/ | |
| theorem distinctSums_flip_of_subset (a : ι → ℤ) {F V : Finset ι} (hF : F ⊆ V) : | |
| distinctSums (flip a F) V = (distinctSums a V).image (fun x => x - weight a F) := by | |
| ext x | |
| constructor | |
| · intro hx | |
| obtain ⟨S, hS, rfl⟩ := (mem_distinctSums (flip a F) V x).mp hx | |
| refine Finset.mem_image.mpr ⟨weight a (S ∆ F), ?_, ?_⟩ | |
| · exact (mem_distinctSums a V _).mpr | |
| ⟨S ∆ F, symmDiff_subset_domain hS hF, rfl⟩ | |
| · exact (weight_flip a F S).symm | |
| · intro hx | |
| obtain ⟨y, hy, rfl⟩ := Finset.mem_image.mp hx | |
| obtain ⟨S, hS, rfl⟩ := (mem_distinctSums a V y).mp hy | |
| apply (mem_distinctSums (flip a F) V _).mpr | |
| refine ⟨S ∆ F, symmDiff_subset_domain hS hF, ?_⟩ | |
| simp only [weight_flip, symmDiff_assoc, symmDiff_self, symmDiff_bot] | |
| theorem distinctSumCount_flip_of_subset (a : ι → ℤ) {F V : Finset ι} (hF : F ⊆ V) : | |
| distinctSumCount (flip a F) V = distinctSumCount a V := by | |
| rw [distinctSumCount, distinctSums_flip_of_subset a hF] | |
| apply Finset.card_image_of_injective | |
| intro x y hxy | |
| simpa only [sub_left_inj] using hxy | |
| /-- Signs outside the current domain do not affect its subset sums. -/ | |
| theorem weight_flip_inter (a : ι → ℤ) (F V : Finset ι) {S : Finset ι} (hS : S ⊆ V) : | |
| weight (flip a F) S = weight (flip a (F ∩ V)) S := by | |
| simp only [weight] | |
| apply Finset.sum_congr rfl | |
| intro i _ | |
| by_cases hi : i ∈ S | |
| · simp [hi, flip, hS hi] | |
| · simp [hi] | |
| /-- Distinct-sum counts are invariant under arbitrary individual sign changes. -/ | |
| theorem distinctSumCount_flip (a : ι → ℤ) (F V : Finset ι) : | |
| distinctSumCount (flip a F) V = distinctSumCount a V := by | |
| have hsums : distinctSums (flip a F) V = distinctSums (flip a (F ∩ V)) V := by | |
| ext x | |
| simp only [mem_distinctSums] | |
| constructor | |
| · rintro ⟨S, hS, hx⟩ | |
| exact ⟨S, hS, (weight_flip_inter a F V hS).symm.trans hx⟩ | |
| · rintro ⟨S, hS, hx⟩ | |
| exact ⟨S, hS, (weight_flip_inter a F V hS).trans hx⟩ | |
| change (distinctSums (flip a F) V).card = distinctSumCount a V | |
| rw [hsums] | |
| exact distinctSumCount_flip_of_subset a Finset.inter_subset_right | |
| /-- The paper's deficiency, with logarithms in base two. -/ | |
| noncomputable def deficiency (a : ι → ℤ) (V : Finset ι) : ℝ := | |
| V.card - Real.logb 2 (distinctSumCount a V) | |
| theorem distinctSumCount_pos_real (a : ι → ℤ) (V : Finset ι) : | |
| 0 < (distinctSumCount a V : ℝ) := by | |
| exact_mod_cast (one_le_distinctSumCount a V) | |
| theorem deficiency_nonneg (a : ι → ℤ) (V : Finset ι) : 0 ≤ deficiency a V := by | |
| have hlog := Real.logb_le_logb_of_le (by norm_num : (1 : ℝ) < 2) | |
| (distinctSumCount_pos_real a V) | |
| (show (distinctSumCount a V : ℝ) ≤ (2 : ℝ) ^ V.card by | |
| exact_mod_cast distinctSumCount_le_pow a V) | |
| simp only [Real.logb_pow, Real.logb_self_eq_one (by norm_num : (1 : ℝ) < 2), | |
| mul_one] at hlog | |
| exact sub_nonneg.mpr hlog | |
| theorem deficiency_le_card (a : ι → ℤ) (V : Finset ι) : deficiency a V ≤ V.card := by | |
| have hlog := Real.logb_nonneg (by norm_num : (1 : ℝ) < 2) | |
| (show (1 : ℝ) ≤ distinctSumCount a V by exact_mod_cast one_le_distinctSumCount a V) | |
| exact sub_le_self _ hlog | |
| @[simp] theorem deficiency_empty (a : ι → ℤ) : deficiency a ∅ = 0 := by | |
| simp [deficiency] | |
| /-- Sign changes preserve deficiency even when the domain is a proper subset | |
| of all indices whose signs are changed. -/ | |
| theorem deficiency_flip (a : ι → ℤ) (F V : Finset ι) : | |
| deficiency (flip a F) V = deficiency a V := by | |
| simp only [deficiency, distinctSumCount_flip] | |
| /-- Deficiency is superadditive on disjoint domains. -/ | |
| theorem deficiency_superadditive (a : ι → ℤ) {V W : Finset ι} (hd : Disjoint V W) : | |
| deficiency a V + deficiency a W ≤ deficiency a (V ∪ W) := by | |
| have hlog := Real.logb_le_logb_of_le (by norm_num : (1 : ℝ) < 2) | |
| (distinctSumCount_pos_real a (V ∪ W)) | |
| (show (distinctSumCount a (V ∪ W) : ℝ) ≤ | |
| (distinctSumCount a V : ℝ) * (distinctSumCount a W : ℝ) by | |
| exact_mod_cast distinctSumCount_union_le a V W) | |
| rw [Real.logb_mul (distinctSumCount_pos_real a V).ne' | |
| (distinctSumCount_pos_real a W).ne'] at hlog | |
| simp only [deficiency, Finset.card_union_of_disjoint hd, Nat.cast_add] | |
| linarith | |
| /-- Inclusion monotonicity follows by splitting off the new indices. -/ | |
| theorem deficiency_mono (a : ι → ℤ) {V W : Finset ι} (hVW : V ⊆ W) : | |
| deficiency a V ≤ deficiency a W := by | |
| have hd : Disjoint V (W \ V) := by | |
| apply Finset.disjoint_left.mpr | |
| intro i hiV hiD | |
| exact (Finset.mem_sdiff.mp hiD).2 hiV | |
| have hsuper := deficiency_superadditive a hd | |
| rw [Finset.union_sdiff_of_subset hVW] at hsuper | |
| linarith [deficiency_nonneg a (W \ V)] | |
| /-- Adding a fresh index increases deficiency by at most one. -/ | |
| theorem deficiency_insert_le (a : ι → ℤ) {V : Finset ι} {i : ι} (hi : i ∉ V) : | |
| deficiency a (insert i V) ≤ deficiency a V + 1 := by | |
| have hlog := Real.logb_le_logb_of_le (by norm_num : (1 : ℝ) < 2) | |
| (distinctSumCount_pos_real a V) | |
| (show (distinctSumCount a V : ℝ) ≤ distinctSumCount a (insert i V) by | |
| exact_mod_cast distinctSumCount_le_insert a V i) | |
| simp only [deficiency, Finset.card_insert_of_notMem hi, Nat.cast_add, Nat.cast_one] | |
| linarith | |
| theorem deficiency_insert_bounds (a : ι → ℤ) {V : Finset ι} {i : ι} (hi : i ∉ V) : | |
| deficiency a V ≤ deficiency a (insert i V) ∧ | |
| deficiency a (insert i V) ≤ deficiency a V + 1 := | |
| ⟨deficiency_mono a (Finset.subset_insert i V), deficiency_insert_le a hi⟩ | |
| /-- Replacing one index of a domain by another changes deficiency by at | |
| most one, the bounded-difference fact used in the variance estimate. -/ | |
| theorem deficiency_replacement_lipschitz (a : ι → ℤ) {V : Finset ι} {i j : ι} | |
| (hi : i ∉ V) (hj : j ∉ V) : | |
| |deficiency a (insert i V) - deficiency a (insert j V)| ≤ 1 := by | |
| obtain ⟨hi₀, hi₁⟩ := deficiency_insert_bounds a hi | |
| obtain ⟨hj₀, hj₁⟩ := deficiency_insert_bounds a hj | |
| exact abs_le.mpr ⟨by linarith, by linarith⟩ | |
| end LowSpaceSubsetSum | |
| end OAI | |