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import OAI.Combinatorics.LowSpaceSubsetSum.Counting.Model
import Mathlib.Data.Finset.Powerset
import Mathlib.Data.Finset.Prod
import Mathlib.Analysis.SpecialFunctions.Log.Base
namespace OAI
/-!
# Finite distinct-subset-sum estimates
These are the cardinality statements underlying the deficiency lemma in §2
of *A Low-Space Algorithm for Worst-Case Subset Sum*. The indexed formulation
retains repeated input values. Arbitrary signed integer weights are allowed.
-/
namespace LowSpaceSubsetSum
open scoped BigOperators symmDiff
variable {ι : Type*} [Fintype ι] [DecidableEq ι]
/-- Distinct integer values of subset sums on the index domain `V`. -/
def distinctSums (a : ι → ℤ) (V : Finset ι) : Finset ℤ :=
V.powerset.image (weight a)
/-- The count `N(V)` used in the paper's deficiency. -/
def distinctSumCount (a : ι → ℤ) (V : Finset ι) : ℕ :=
(distinctSums a V).card
theorem mem_distinctSums (a : ι → ℤ) (V : Finset ι) (x : ℤ) :
x ∈ distinctSums a V ↔ ∃ S ⊆ V, weight a S = x := by
simp only [distinctSums, Finset.mem_image, Finset.mem_powerset]
@[simp] theorem zero_mem_distinctSums (a : ι → ℤ) (V : Finset ι) :
0 ∈ distinctSums a V := by
exact (mem_distinctSums a V 0).mpr ⟨∅, Finset.empty_subset _, weight_empty a⟩
theorem one_le_distinctSumCount (a : ι → ℤ) (V : Finset ι) :
1 ≤ distinctSumCount a V := by
exact Finset.card_pos.mpr ⟨0, zero_mem_distinctSums a V⟩
theorem distinctSumCount_le_pow (a : ι → ℤ) (V : Finset ι) :
distinctSumCount a V ≤ 2 ^ V.card := by
exact (Finset.card_image_le).trans (Finset.card_powerset V).le
@[simp] theorem distinctSums_empty (a : ι → ℤ) : distinctSums a ∅ = {0} := by
simp [distinctSums]
@[simp] theorem distinctSumCount_empty (a : ι → ℤ) : distinctSumCount a ∅ = 1 := by
simp [distinctSumCount]
theorem distinctSums_mono (a : ι → ℤ) {V W : Finset ι} (h : V ⊆ W) :
distinctSums a V ⊆ distinctSums a W := by
exact Finset.image_subset_image (Finset.powerset_mono.mpr h)
theorem distinctSumCount_mono (a : ι → ℤ) {V W : Finset ι} (h : V ⊆ W) :
distinctSumCount a V ≤ distinctSumCount a W :=
Finset.card_le_card (distinctSums_mono a h)
@[simp] theorem weight_singleton (a : ι → ℤ) (i : ι) : weight a {i} = a i := by
simp [weight]
theorem weight_insert_of_not_mem (a : ι → ℤ) {i : ι} {S : Finset ι} (hi : i ∉ S) :
weight a (insert i S) = a i + weight a S := by
have hd : Disjoint ({i} : Finset ι) S := by simpa
simpa using weight_union a hd
/-- Every sum after adding one index is either an old sum or its translate. -/
theorem distinctSums_insert_subset (a : ι → ℤ) (V : Finset ι) (i : ι) :
distinctSums a (insert i V) ⊆
distinctSums a V ∪ (distinctSums a V).image (fun x => a i + x) := by
intro x hx
obtain ⟨S, hS, rfl⟩ := (mem_distinctSums a (insert i V) x).mp hx
by_cases hi : i ∈ S
· apply Finset.mem_union.mpr
right
refine Finset.mem_image.mpr ⟨weight a (S.erase i), ?_, ?_⟩
· apply (mem_distinctSums a V _).mpr
refine ⟨S.erase i, ?_, rfl⟩
intro j hj
have hjS := Finset.mem_erase.mp hj
have hjV := hS hjS.2
simp only [Finset.mem_insert] at hjV
exact hjV.resolve_left hjS.1
· have hw := weight_insert_of_not_mem a (Finset.notMem_erase i S)
simpa [Finset.insert_erase hi] using hw.symm
· apply Finset.mem_union.mpr
left
apply (mem_distinctSums a V _).mpr
refine ⟨S, ?_, rfl⟩
intro j hj
have hjV := hS hj
simp only [Finset.mem_insert] at hjV
rcases hjV with rfl | hjV
· exact (hi hj).elim
· exact hjV
theorem distinctSumCount_insert_le (a : ι → ℤ) (V : Finset ι) (i : ι) :
distinctSumCount a (insert i V) ≤ 2 * distinctSumCount a V := by
calc
_ ≤ (distinctSums a V ∪ (distinctSums a V).image (fun x => a i + x)).card :=
Finset.card_le_card (distinctSums_insert_subset a V i)
_ ≤ (distinctSums a V).card + ((distinctSums a V).image (fun x => a i + x)).card :=
Finset.card_union_le _ _
_ ≤ (distinctSums a V).card + (distinctSums a V).card :=
Nat.add_le_add_left Finset.card_image_le _
_ = 2 * distinctSumCount a V := by simp [distinctSumCount, two_mul]
theorem distinctSumCount_le_insert (a : ι → ℤ) (V : Finset ι) (i : ι) :
distinctSumCount a V ≤ distinctSumCount a (insert i V) :=
distinctSumCount_mono a (Finset.subset_insert i V)
/-- Every sum on a union is a sum of a value from each domain. The domains
need not be disjoint: split a witness using intersection and set difference. -/
theorem distinctSums_union_subset (a : ι → ℤ) (V W : Finset ι) :
distinctSums a (V ∪ W) ⊆
((distinctSums a V) ×ˢ (distinctSums a W)).image (fun p => p.1 + p.2) := by
intro x hx
obtain ⟨S, hS, rfl⟩ := (mem_distinctSums a (V ∪ W) x).mp hx
refine Finset.mem_image.mpr ⟨(weight a (S ∩ V), weight a (S \ V)), ?_, ?_⟩
· apply Finset.mem_product.mpr
constructor
· exact (mem_distinctSums a V _).mpr ⟨S ∩ V, Finset.inter_subset_right, rfl⟩
· apply (mem_distinctSums a W _).mpr
refine ⟨S \ V, ?_, rfl⟩
intro i hi
have hiS := Finset.mem_sdiff.mp hi
exact (Finset.mem_union.mp (hS hiS.1)).resolve_left hiS.2
· have hd : Disjoint (S ∩ V) (S \ V) := by
apply Finset.disjoint_left.mpr
intro i hi₁ hi₂
exact (Finset.mem_sdiff.mp hi₂).2 (Finset.mem_inter.mp hi₁).2
have hunion : (S ∩ V) ∪ (S \ V) = S := by
ext i
simp only [Finset.mem_union, Finset.mem_inter, Finset.mem_sdiff]
tauto
simpa only [hunion] using (weight_union a hd).symm
/-- The multiplicative count bound behind superadditivity of deficiency. -/
theorem distinctSumCount_union_le (a : ι → ℤ) (V W : Finset ι) :
distinctSumCount a (V ∪ W) ≤ distinctSumCount a V * distinctSumCount a W := by
calc
_ ≤ (((distinctSums a V) ×ˢ (distinctSums a W)).image
(fun p => p.1 + p.2)).card :=
Finset.card_le_card (distinctSums_union_subset a V W)
_ ≤ ((distinctSums a V) ×ˢ (distinctSums a W)).card := Finset.card_image_le
_ = _ := Finset.card_product _ _
omit [Fintype ι] in
theorem symmDiff_subset_domain {S F V : Finset ι} (hS : S ⊆ V) (hF : F ⊆ V) :
S ∆ F ⊆ V :=
(Finset.symmDiff_subset_union).trans (Finset.union_subset hS hF)
/-- Negating selected indices translates the set of distinct sum values. -/
theorem distinctSums_flip_of_subset (a : ι → ℤ) {F V : Finset ι} (hF : F ⊆ V) :
distinctSums (flip a F) V = (distinctSums a V).image (fun x => x - weight a F) := by
ext x
constructor
· intro hx
obtain ⟨S, hS, rfl⟩ := (mem_distinctSums (flip a F) V x).mp hx
refine Finset.mem_image.mpr ⟨weight a (S ∆ F), ?_, ?_⟩
· exact (mem_distinctSums a V _).mpr
⟨S ∆ F, symmDiff_subset_domain hS hF, rfl⟩
· exact (weight_flip a F S).symm
· intro hx
obtain ⟨y, hy, rfl⟩ := Finset.mem_image.mp hx
obtain ⟨S, hS, rfl⟩ := (mem_distinctSums a V y).mp hy
apply (mem_distinctSums (flip a F) V _).mpr
refine ⟨S ∆ F, symmDiff_subset_domain hS hF, ?_⟩
simp only [weight_flip, symmDiff_assoc, symmDiff_self, symmDiff_bot]
theorem distinctSumCount_flip_of_subset (a : ι → ℤ) {F V : Finset ι} (hF : F ⊆ V) :
distinctSumCount (flip a F) V = distinctSumCount a V := by
rw [distinctSumCount, distinctSums_flip_of_subset a hF]
apply Finset.card_image_of_injective
intro x y hxy
simpa only [sub_left_inj] using hxy
/-- Signs outside the current domain do not affect its subset sums. -/
theorem weight_flip_inter (a : ι → ℤ) (F V : Finset ι) {S : Finset ι} (hS : S ⊆ V) :
weight (flip a F) S = weight (flip a (F ∩ V)) S := by
simp only [weight]
apply Finset.sum_congr rfl
intro i _
by_cases hi : i ∈ S
· simp [hi, flip, hS hi]
· simp [hi]
/-- Distinct-sum counts are invariant under arbitrary individual sign changes. -/
theorem distinctSumCount_flip (a : ι → ℤ) (F V : Finset ι) :
distinctSumCount (flip a F) V = distinctSumCount a V := by
have hsums : distinctSums (flip a F) V = distinctSums (flip a (F ∩ V)) V := by
ext x
simp only [mem_distinctSums]
constructor
· rintro ⟨S, hS, hx⟩
exact ⟨S, hS, (weight_flip_inter a F V hS).symm.trans hx⟩
· rintro ⟨S, hS, hx⟩
exact ⟨S, hS, (weight_flip_inter a F V hS).trans hx⟩
change (distinctSums (flip a F) V).card = distinctSumCount a V
rw [hsums]
exact distinctSumCount_flip_of_subset a Finset.inter_subset_right
/-- The paper's deficiency, with logarithms in base two. -/
noncomputable def deficiency (a : ι → ℤ) (V : Finset ι) : ℝ :=
V.card - Real.logb 2 (distinctSumCount a V)
theorem distinctSumCount_pos_real (a : ι → ℤ) (V : Finset ι) :
0 < (distinctSumCount a V : ℝ) := by
exact_mod_cast (one_le_distinctSumCount a V)
theorem deficiency_nonneg (a : ι → ℤ) (V : Finset ι) : 0 ≤ deficiency a V := by
have hlog := Real.logb_le_logb_of_le (by norm_num : (1 : ℝ) < 2)
(distinctSumCount_pos_real a V)
(show (distinctSumCount a V : ℝ) ≤ (2 : ℝ) ^ V.card by
exact_mod_cast distinctSumCount_le_pow a V)
simp only [Real.logb_pow, Real.logb_self_eq_one (by norm_num : (1 : ℝ) < 2),
mul_one] at hlog
exact sub_nonneg.mpr hlog
theorem deficiency_le_card (a : ι → ℤ) (V : Finset ι) : deficiency a V ≤ V.card := by
have hlog := Real.logb_nonneg (by norm_num : (1 : ℝ) < 2)
(show (1 : ℝ) ≤ distinctSumCount a V by exact_mod_cast one_le_distinctSumCount a V)
exact sub_le_self _ hlog
@[simp] theorem deficiency_empty (a : ι → ℤ) : deficiency a ∅ = 0 := by
simp [deficiency]
/-- Sign changes preserve deficiency even when the domain is a proper subset
of all indices whose signs are changed. -/
theorem deficiency_flip (a : ι → ℤ) (F V : Finset ι) :
deficiency (flip a F) V = deficiency a V := by
simp only [deficiency, distinctSumCount_flip]
/-- Deficiency is superadditive on disjoint domains. -/
theorem deficiency_superadditive (a : ι → ℤ) {V W : Finset ι} (hd : Disjoint V W) :
deficiency a V + deficiency a W ≤ deficiency a (V ∪ W) := by
have hlog := Real.logb_le_logb_of_le (by norm_num : (1 : ℝ) < 2)
(distinctSumCount_pos_real a (V ∪ W))
(show (distinctSumCount a (V ∪ W) : ℝ) ≤
(distinctSumCount a V : ℝ) * (distinctSumCount a W : ℝ) by
exact_mod_cast distinctSumCount_union_le a V W)
rw [Real.logb_mul (distinctSumCount_pos_real a V).ne'
(distinctSumCount_pos_real a W).ne'] at hlog
simp only [deficiency, Finset.card_union_of_disjoint hd, Nat.cast_add]
linarith
/-- Inclusion monotonicity follows by splitting off the new indices. -/
theorem deficiency_mono (a : ι → ℤ) {V W : Finset ι} (hVW : V ⊆ W) :
deficiency a V ≤ deficiency a W := by
have hd : Disjoint V (W \ V) := by
apply Finset.disjoint_left.mpr
intro i hiV hiD
exact (Finset.mem_sdiff.mp hiD).2 hiV
have hsuper := deficiency_superadditive a hd
rw [Finset.union_sdiff_of_subset hVW] at hsuper
linarith [deficiency_nonneg a (W \ V)]
/-- Adding a fresh index increases deficiency by at most one. -/
theorem deficiency_insert_le (a : ι → ℤ) {V : Finset ι} {i : ι} (hi : i ∉ V) :
deficiency a (insert i V) ≤ deficiency a V + 1 := by
have hlog := Real.logb_le_logb_of_le (by norm_num : (1 : ℝ) < 2)
(distinctSumCount_pos_real a V)
(show (distinctSumCount a V : ℝ) ≤ distinctSumCount a (insert i V) by
exact_mod_cast distinctSumCount_le_insert a V i)
simp only [deficiency, Finset.card_insert_of_notMem hi, Nat.cast_add, Nat.cast_one]
linarith
theorem deficiency_insert_bounds (a : ι → ℤ) {V : Finset ι} {i : ι} (hi : i ∉ V) :
deficiency a V ≤ deficiency a (insert i V) ∧
deficiency a (insert i V) ≤ deficiency a V + 1 :=
⟨deficiency_mono a (Finset.subset_insert i V), deficiency_insert_le a hi⟩
/-- Replacing one index of a domain by another changes deficiency by at
most one, the bounded-difference fact used in the variance estimate. -/
theorem deficiency_replacement_lipschitz (a : ι → ℤ) {V : Finset ι} {i j : ι}
(hi : i ∉ V) (hj : j ∉ V) :
|deficiency a (insert i V) - deficiency a (insert j V)| ≤ 1 := by
obtain ⟨hi₀, hi₁⟩ := deficiency_insert_bounds a hi
obtain ⟨hj₀, hj₁⟩ := deficiency_insert_bounds a hj
exact abs_le.mpr ⟨by linarith, by linarith⟩
end LowSpaceSubsetSum
end OAI