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import Mathlib.Data.Nat.Size
import Mathlib.Tactic.Linarith
import Mathlib.Tactic.Ring
import OAI.Computability.UniqueGames.Model
import OAI.Computability.UniqueGames.PCP.NameCompaction
namespace OAI
section
namespace UniqueGamesTheorem.BinaryFormula
open UniqueGamesTheorem.Foundations
/-- An ordinary conjunction of three-slot clauses with sparse variable names.
Repeated names and repeated literals are permitted in every clause. -/
def clauseNames (c : Clause) : List Nat :=
[(c)[0].name, (c)[1].name, (c)[2].name]
def sourceNames (F : Formula) : List Nat :=
F.clauses.flatMap clauseNames
/-- Explicit list of occurring names, with duplicates removed. The list lengths
depend only on occurrences; no interval of natural-number names is enumerated. -/
def activeNames (F : Formula) : List Nat :=
(sourceNames F).eraseDups
theorem literal_mem_active (F : Formula) (c : Clause)
(hc : c ∈ F.clauses) (i : Fin 3) : (c)[i].name ∈ activeNames F := by
simp only [activeNames, List.mem_eraseDups]
apply List.mem_flatMap.mpr
refine ⟨c, hc, ?_⟩
have hi : i = 0 ∨ i = 1 ∨ i = 2 := by omega
rcases hi with rfl | rfl | rfl <;> simp [clauseNames]
def compactIndex (F : Formula) (v : Nat)
(hv : v ∈ activeNames F) : Fin (activeNames F).length :=
⟨(activeNames F).idxOf v, List.idxOf_lt_length_iff.mpr hv⟩
def decodeName (F : Formula) (v : Fin (activeNames F).length) : Nat :=
(activeNames F)[v.val]
def compactLiteral (F : Formula) (l : Literal)
(hl : l.name ∈ activeNames F) : Target.Literal (activeNames F).length :=
⟨compactIndex F l.name hl, l.positive⟩
def compactClause (F : Formula) (c : Clause)
(hc : c ∈ F.clauses) : Target.Clause (activeNames F).length :=
#v[compactLiteral F (c)[0] (literal_mem_active F c hc 0),
compactLiteral F (c)[1] (literal_mem_active F c hc 1),
compactLiteral F (c)[2] (literal_mem_active F c hc 2)]
def compactClauses (F : Formula) : List (Target.Clause (activeNames F).length) :=
F.clauses.attach.map (fun c => compactClause F c.val c.property)
def dense (F : Formula) : Target.Formula where
«variables» := (activeNames F).length
clauses := compactClauses F
def restrictAssignment (F : Formula) (A : Nat → Bool) :
Fin (activeNames F).length → Bool := fun v => A (decodeName F v)
def extendAssignment (F : Formula) (B : Fin (activeNames F).length → Bool)
(v : Nat) : Bool :=
if hv : v ∈ activeNames F then B (compactIndex F v hv) else false
@[simp] theorem decode_compactIndex (F : Formula) (v : Nat)
(hv : v ∈ activeNames F) : decodeName F (compactIndex F v hv) = v := by
exact List.getElem_idxOf (List.idxOf_lt_length_iff.mpr hv)
/-- Distinct occurring names remain distinct. Repeated occurrences of one name
use the same index, since the proof argument of `compactIndex` is irrelevant. -/
theorem compactIndex_injective (F : Formula) (u v : Nat)
(hu : u ∈ activeNames F) (hv : v ∈ activeNames F)
(h : compactIndex F u hu = compactIndex F v hv) : u = v := by
have decoded := congrArg (decodeName F) h
simpa only [decode_compactIndex] using decoded
@[simp] theorem compactLiteral_positive (F : Formula) (l : Literal)
(hl : l.name ∈ activeNames F) : (compactLiteral F l hl).positive = l.positive := rfl
@[simp] theorem eval_compact_restrict (F : Formula) (c : Clause)
(hc : c ∈ F.clauses) (A : Nat → Bool) :
(compactClause F c hc).eval (restrictAssignment F A) = c.eval A := by
simp [compactClause, compactLiteral, Target.Clause.eval, Target.Literal.eval,
Clause.eval, Literal.eval, restrictAssignment, decode_compactIndex]
@[simp] theorem eval_compact_extend (F : Formula) (c : Clause)
(hc : c ∈ F.clauses) (B : Fin (activeNames F).length → Bool) :
(compactClause F c hc).eval B = c.eval (extendAssignment F B) := by
have h₀ : (c)[0].name ∈ activeNames F := literal_mem_active F c hc 0
have h₁ : (c)[1].name ∈ activeNames F := literal_mem_active F c hc 1
have h₂ : (c)[2].name ∈ activeNames F := literal_mem_active F c hc 2
simp [compactClause, compactLiteral, Target.Clause.eval, Target.Literal.eval,
Clause.eval, Literal.eval, extendAssignment, h₀, h₁, h₂]
rfl
def evaluationList (F : Formula) (A : Nat → Bool) : List Bool :=
F.clauses.map (fun c => c.eval A)
/-- Evaluation lists retain every clause occurrence, so this is stronger than
merely preserving satisfiability or the set of distinct clauses. -/
theorem evaluationList_restrict (F : Formula) (A : Nat → Bool) :
PCP.NameCompaction.evaluationList (dense F) (restrictAssignment F A) =
evaluationList F A := by
simp only [PCP.NameCompaction.evaluationList, evaluationList, dense, compactClauses,
List.map_map]
simpa only [Function.comp_def, eval_compact_restrict] using
PCP.NameCompaction.map_attach_val F.clauses (fun c => c.eval A)
theorem evaluationList_extend (F : Formula) (B : Fin (dense F).variables → Bool) :
PCP.NameCompaction.evaluationList (dense F) B =
evaluationList F (extendAssignment F B) := by
simp only [PCP.NameCompaction.evaluationList, evaluationList, dense, compactClauses,
List.map_map]
change F.clauses.attach.map (fun c => (compactClause F c.val c.property).eval B) = _
calc
_ = F.clauses.attach.map (fun c => c.val.eval (extendAssignment F B)) := by
apply List.map_congr_left
intro c _
exact eval_compact_extend F c.val c.property B
_ = _ := PCP.NameCompaction.map_attach_val F.clauses
(fun c => c.eval (extendAssignment F B))
def failedCount (F : Formula) (A : Nat → Bool) : Nat :=
(evaluationList F A).count false
theorem failedCount_restrict (F : Formula) (A : Nat → Bool) :
PCP.NameCompaction.failedCount (dense F) (restrictAssignment F A) = failedCount F A := by
simp only [PCP.NameCompaction.failedCount, failedCount, evaluationList_restrict]
theorem failedCount_extend (F : Formula) (B : Fin (dense F).variables → Bool) :
PCP.NameCompaction.failedCount (dense F) B = failedCount F (extendAssignment F B) := by
simp only [PCP.NameCompaction.failedCount, failedCount, evaluationList_extend]
theorem clauseNames_flat_length (cs : List Clause) :
(cs.flatMap clauseNames).length = 3 * cs.length := by
induction cs with
| nil => simp
| cons c cs ih =>
simp only [List.flatMap_cons, List.length_append, clauseNames,
List.length_cons, List.length_nil, ih]
omega
@[simp] theorem dense_clause_count (F : Formula) :
(dense F).clauses.length = F.clauses.length := by
simp [dense, compactClauses]
/-- No greatest-name bound occurs: even very large, sparsely used names yield
at most three dense variables per explicitly listed clause. -/
theorem dense_variable_bound (F : Formula) :
(dense F).variables ≤ 3 * F.clauses.length := by
have h := PCP.NameCompaction.length_eraseDups_le (sourceNames F)
simpa only [sourceNames, clauseNames_flat_length, dense, activeNames] using h
theorem dense_completeness (F : Formula) (hs : F.Satisfiable) :
(dense F).Satisfiable := by
rcases hs with ⟨A, hA⟩
refine ⟨restrictAssignment F A, ?_⟩
intro d hd
change d ∈ F.clauses.attach.map (fun c => compactClause F c.val c.property) at hd
rcases List.mem_map.mp hd with ⟨c, _, rfl⟩
exact (eval_compact_restrict F c.val c.property A).trans (hA c.val c.property)
theorem dense_reflects (F : Formula) (hs : (dense F).Satisfiable) : F.Satisfiable := by
rcases hs with ⟨B, hB⟩
refine ⟨extendAssignment F B, ?_⟩
intro c hc
have hm : compactClause F c hc ∈ (dense F).clauses := by
change _ ∈ F.clauses.attach.map (fun d => compactClause F d.val d.property)
exact List.mem_map.mpr ⟨⟨c, hc⟩, by simp, rfl⟩
rw [← eval_compact_extend F c hc B]
exact hB _ hm
theorem dense_satisfiable_iff (F : Formula) :
(dense F).Satisfiable ↔ F.Satisfiable :=
⟨dense_reflects F, dense_completeness F⟩
theorem dense_preserves_gap (F : Formula) (a b : Nat)
(gap : ∀ A, a * F.clauses.length ≤ b * failedCount F A)
(B : Fin (dense F).variables → Bool) :
a * (dense F).clauses.length ≤ b * PCP.NameCompaction.failedCount (dense F) B := by
rw [dense_clause_count, failedCount_extend]
exact gap (extendAssignment F B)
/-- Size of the reused dense formula encoding, bounded only by the number of
explicit clause occurrences. This does not assert a binary input parser or a
running-time bound for sparse-to-dense conversion. -/
theorem dense_encoding_bound (F : Formula) :
(Complexity.formulaBits (dense F)).length ≤
9 * F.clauses.length * F.clauses.length + 10 * F.clauses.length + 2 := by
have enc := Complexity.formulaBits_length_le (dense F)
rw [dense_clause_count] at enc
have active := dense_variable_bound F
have h₁ := Nat.add_le_add_right active (F.clauses.length + 2)
have h₂ := Nat.mul_le_mul_left F.clauses.length
(Nat.mul_le_mul_left 3 (Nat.add_le_add_right active 2))
have total := Nat.add_le_add h₁ h₂
have polynomial : 3 * F.clauses.length + (F.clauses.length + 2) +
F.clauses.length * (3 * (3 * F.clauses.length + 2)) =
9 * F.clauses.length * F.clauses.length + 10 * F.clauses.length + 2 := by
ring
rw [polynomial] at total
omega
end UniqueGamesTheorem.BinaryFormula
end
section
/-!
An explicit ordinary-binary codec for sparse-name three-literal CNF.
A natural name uses its canonical little-endian binary digits. Each payload
digit b is represented by the pair `true,b`; `false` terminates the name.
Zero has the empty payload and therefore the one-bit encoding `[false]`.
A literal is its sign bit followed by its name. A clause contains three literal
encodings. A formula contains `true` followed by each clause, then one final
`false`. There is no unary expansion of a variable name, declared variable
universe, or deduplication of literal or clause occurrences.
The parser rejects noncanonical name payloads, incomplete literals/clauses, and
trailing input. The input length is within a fixed factor of the total ordinary
binary name lengths plus signs and clause framing. Machine correspondence and
runtime are proved separately; these output-size bounds are not time bounds.
-/
namespace UniqueGamesTheorem.BinaryEncoding
open BinaryFormula
@[simp] theorem bitsValue_bits (n : Nat) : bitsValue n.bits = n := by
induction n using Nat.binaryRec' with
| zero => simp [bitsValue]
| bit b n hn ih =>
rw [Nat.bits_append_bit n b hn]
simp only [bitsValue, ih]
/-- Prefix-free framing on the two-symbol input alphabet. -/
def frame : List Bool → List Bool
| [] => [false]
| b :: bits => true :: b :: frame bits
@[simp] theorem parseFrame_encoded (bits trailing : List Bool) :
parseFrame (frame bits ++ trailing) = some (bits, trailing) := by
induction bits with
| nil => rfl
| cons b bits ih => simp [frame, parseFrame, ih]
@[simp] theorem frame_length (bits : List Bool) :
(frame bits).length = 2 * bits.length + 1 := by
induction bits with
| nil => rfl
| cons b bits ih => simp [frame, ih]; omega
def nameBits (name : Nat) : List Bool := frame name.bits
/-- Equality with the canonical digits rejects alternate padded encodings. -/
@[simp] theorem parseName_encoded (name : Nat) (rest : List Bool) :
parseName (nameBits name ++ rest) = some (name, rest) := by
simp [parseName, nameBits]
@[simp] theorem nameBits_length (name : Nat) :
(nameBits name).length = 2 * name.size + 1 := by
simp [nameBits, Nat.size_eq_bits_len]
theorem nameBits_length_le_of_lt_pow (name width : Nat) (bound : name < 2 ^ width) :
(nameBits name).length ≤ 2 * width + 1 := by
rw [nameBits_length]
have h := Nat.size_le.mpr bound
omega
def literalBits (literal : Literal) : List Bool :=
literal.positive :: nameBits literal.name
@[simp] theorem parseLiteral_encoded (literal : Literal) (rest : List Bool) :
parseLiteral (literalBits literal ++ rest) = some (literal, rest) := by
cases literal with
| mk name sign => simp [literalBits, parseLiteral]
@[simp] theorem literalBits_length (literal : Literal) :
(literalBits literal).length = 2 * literal.name.size + 2 := by
simp [literalBits]
def clauseBits (clause : Clause) : List Bool :=
literalBits clause[0] ++ literalBits clause[1] ++ literalBits clause[2]
theorem clause_three_entries (clause : Clause) : #v[clause[0], clause[1], clause[2]] = clause := by
apply Vector.ext
intro i hi
have cases_i : i = 0 ∨ i = 1 ∨ i = 2 := by omega
rcases cases_i with rfl | rfl | rfl <;> rfl
@[simp] theorem parseClause_encoded (clause : Clause) (rest : List Bool) :
parseClause (clauseBits clause ++ rest) = some (clause, rest) := by
simp [clauseBits, List.append_assoc, parseClause, clause_three_entries]
def clauseNameSize (clause : Clause) : Nat :=
((clauseNames clause).map Nat.size).sum
@[simp] theorem clauseBits_length (clause : Clause) :
(clauseBits clause).length = 2 * clauseNameSize clause + 6 := by
simp [clauseBits, clauseNameSize, clauseNames]
omega
def clausesBits : List Clause → List Bool
| [] => [false]
| clause :: clauses => true :: (clauseBits clause ++ clausesBits clauses)
def formulaBits (formula : Formula) : List Bool := clausesBits formula.clauses
def namesBitSize (clauses : List Clause) : Nat :=
((clauses.flatMap clauseNames).map Nat.size).sum
@[simp] theorem namesBitSize_nil : namesBitSize [] = 0 := rfl
@[simp] theorem namesBitSize_cons (clause : Clause) (clauses : List Clause) :
namesBitSize (clause :: clauses) = clauseNameSize clause + namesBitSize clauses := by
simp [namesBitSize, clauseNameSize]
theorem clausesBits_length (clauses : List Clause) :
(clausesBits clauses).length = 7 * clauses.length + 2 * namesBitSize clauses + 1 := by
induction clauses with
| nil => rfl
| cons clause clauses ih =>
simp only [clausesBits, List.length_cons, List.length_append, clauseBits_length,
namesBitSize_cons, ih]
omega
theorem formulaBits_length (formula : Formula) :
(formulaBits formula).length =
7 * formula.clauses.length + 2 * namesBitSize formula.clauses + 1 :=
clausesBits_length formula.clauses
theorem clauses_length_lt_bits (clauses : List Clause) :
clauses.length < (clausesBits clauses).length := by
rw [clausesBits_length]
omega
/-- Binary digits, one sign per literal, and one terminal bit form a natural
reference size. The concrete framing adds only a fixed multiplicative factor. -/
def ordinarySize (formula : Formula) : Nat :=
3 * formula.clauses.length + namesBitSize formula.clauses + 1
theorem ordinarySize_le_bits (formula : Formula) :
ordinarySize formula ≤ (formulaBits formula).length := by
rw [formulaBits_length]
unfold ordinarySize
omega
theorem bits_le_three_ordinarySize (formula : Formula) :
(formulaBits formula).length ≤ 3 * ordinarySize formula := by
rw [formulaBits_length]
unfold ordinarySize
omega
/-- Fuel bounds the number of clause iterations, not the size of any name. -/
@[simp] theorem parseClauses_encoded (clauses : List Clause) (rest : List Bool)
(fuel : Nat) (enough : clauses.length < fuel) :
parseClauses fuel (clausesBits clauses ++ rest) = some (clauses, rest) := by
induction clauses generalizing fuel with
| nil =>
cases fuel with
| zero => omega
| succ fuel => simp [clausesBits, parseClauses]
| cons clause clauses ih =>
cases fuel with
| zero => omega
| succ fuel =>
have hrest : clauses.length < fuel := by simp only [List.length_cons] at enough; omega
simp [clausesBits, parseClauses, List.append_assoc, ih fuel hrest]
@[simp] theorem decodeFormula_encoded (formula : Formula) :
decodeFormula (formulaBits formula) = some formula := by
cases formula with
| mk clauses =>
have hlen := clauses_length_lt_bits clauses
have parsed := parseClauses_encoded clauses [] ((clausesBits clauses).length + 1) (by omega)
simp only [List.append_nil] at parsed
simp [formulaBits, decodeFormula, parsed]
/-- This preserves every literal and clause occurrence, including duplicates. -/
theorem formulaBits_injective {first second : Formula}
(same : formulaBits first = formulaBits second) : first = second := by
have parsed := congrArg decodeFormula same
simpa only [decodeFormula_encoded, Option.some.injEq] using parsed
/-- The existing dense unary output is polynomial in this ordinary binary
input length. This remains an output-size theorem, not a runtime certificate. -/
theorem dense_encoding_bound (formula : Formula) :
(UniqueGamesTheorem.Foundations.Complexity.formulaBits (dense formula)).length ≤
9 * (formulaBits formula).length * (formulaBits formula).length +
10 * (formulaBits formula).length + 2 := by
have h := BinaryFormula.dense_encoding_bound formula
have hm : formula.clauses.length ≤ (formulaBits formula).length :=
(clauses_length_lt_bits formula.clauses).le
have hsq := Nat.mul_self_le_mul_self hm
nlinarith
end UniqueGamesTheorem.BinaryEncoding
end
section
/-!
Occurrence-index renaming for the ordinary-binary input machine. Every name is
replaced by the position of its first occurrence in the complete literal-name
list. The output declares three variables per clause; some IDs can be unused.
This avoids constructing a duplicate-free dictionary while keeping all IDs
bounded by the literal occurrence count. Equality tests may compare the actual
canonical binary payloads, without converting a name to unary.
These are the correspondence facts for the scan/compare machine.
They do not by themselves assert that the renaming runs in polynomial time.
-/
namespace UniqueGamesTheorem.BinaryOccurrenceRename
open BinaryFormula UniqueGamesTheorem.Foundations
theorem literal_mem_names (F : Formula) (c : Clause) (hc : c ∈ F.clauses)
(i : Fin 3) : (c)[i].name ∈ sourceNames F := by
apply List.mem_flatMap.mpr
refine ⟨c, hc, ?_⟩
have hi : i = 0 ∨ i = 1 ∨ i = 2 := by omega
rcases hi with rfl | rfl | rfl <;> simp [clauseNames]
def nameIndex (F : Formula) (name : Nat) (mem : name ∈ sourceNames F) :
Fin (sourceNames F).length :=
⟨(sourceNames F).idxOf name, List.idxOf_lt_length_of_mem mem⟩
def literal (F : Formula) (l : Literal) (mem : l.name ∈ sourceNames F) :
Target.Literal (sourceNames F).length :=
⟨nameIndex F l.name mem, l.positive⟩
def clause (F : Formula) (c : Clause) (mem : c ∈ F.clauses) :
Target.Clause (sourceNames F).length :=
#v[literal F (c)[0] (literal_mem_names F c mem 0),
literal F (c)[1] (literal_mem_names F c mem 1),
literal F (c)[2] (literal_mem_names F c mem 2)]
def renamed (F : Formula) : Target.Formula where
«variables» := (sourceNames F).length
clauses := F.clauses.attach.map (fun c => clause F c.val c.property)
def restrictAssignment (F : Formula) (A : Nat → Bool) :
Fin (sourceNames F).length → Bool :=
fun i => A (sourceNames F)[i.val]
def extendAssignment (F : Formula) (A : Fin (sourceNames F).length → Bool) : Nat → Bool :=
fun name => if mem : name ∈ sourceNames F then A (nameIndex F name mem) else false
@[simp] theorem nameIndex_reads_name (F : Formula) (name : Nat)
(mem : name ∈ sourceNames F) : (sourceNames F)[(nameIndex F name mem).val] = name :=
List.getElem_idxOf _
@[simp] theorem clause_eval_restrict (F : Formula) (c : Clause) (mem : c ∈ F.clauses)
(A : Nat → Bool) : (clause F c mem).eval (restrictAssignment F A) = c.eval A := by
simp [clause, literal, Target.Clause.eval, Target.Literal.eval,
BinaryFormula.Clause.eval, BinaryFormula.Literal.eval, restrictAssignment]
@[simp] theorem clause_eval_extend (F : Formula) (c : Clause) (mem : c ∈ F.clauses)
(A : Fin (sourceNames F).length → Bool) :
(clause F c mem).eval A = c.eval (extendAssignment F A) := by
have evalLiteral (l : Literal) (hl : l.name ∈ sourceNames F) :
(literal F l hl).eval A = l.eval (extendAssignment F A) := by
simp only [literal, Target.Literal.eval, BinaryFormula.Literal.eval,
extendAssignment, dite_eq_left hl]
rfl
simp [clause, Target.Clause.eval, BinaryFormula.Clause.eval, evalLiteral]
@[simp] theorem renamed_clause_count (F : Formula) :
(renamed F).clauses.length = F.clauses.length := by simp [renamed]
@[simp] theorem renamed_variable_count (F : Formula) :
(renamed F).variables = 3 * F.clauses.length := by
exact clauseNames_flat_length F.clauses
theorem renamed_satisfiable_iff (F : Formula) : (renamed F).Satisfiable ↔ F.Satisfiable := by
constructor
· rintro ⟨A, hA⟩
refine ⟨extendAssignment F A, ?_⟩
intro c mem
have hc : clause F c mem ∈ (renamed F).clauses :=
List.mem_map.mpr ⟨⟨c, mem⟩, by simp, rfl⟩
exact (clause_eval_extend F c mem A).symm.trans (hA _ hc)
· rintro ⟨A, hA⟩
refine ⟨restrictAssignment F A, ?_⟩
intro c mem
obtain ⟨original, _, rfl⟩ := List.mem_map.mp mem
exact (clause_eval_restrict F original.val original.property A).trans
(hA original.val original.property)
theorem nat_bits_injective : Function.Injective Nat.bits := by
intro a b same
have decoded := congrArg BinaryEncoding.bitsValue same
simpa only [BinaryEncoding.bitsValue_bits] using decoded
/-- The numerical first occurrence is exactly the index found by comparing
binary payload lists. This is the key search-machine correspondence. -/
theorem idxOf_binary_payloads (names : List Nat) (name : Nat) :
(names.map Nat.bits).idxOf name.bits = names.idxOf name := by
induction names with
| nil => rfl
| cons first names ih =>
by_cases same : first = name
· subst first
simp
· have different : first.bits ≠ name.bits := fun h => same (nat_bits_injective h)
simp only [List.map_cons, List.idxOf_cons, beq_false_of_ne same,
beq_false_of_ne different, ih]
/-- The fixed unary output codec has quadratic size in the literal count. -/
theorem renamed_encoding_bound (F : Formula) :
(Complexity.formulaBits (renamed F)).length ≤
9 * F.clauses.length * F.clauses.length + 10 * F.clauses.length + 2 := by
have h := Complexity.formulaBits_length_le (renamed F)
simp only [renamed_clause_count, renamed_variable_count] at h
nlinarith
theorem renamed_encoding_bound_bits (F : Formula) :
(Complexity.formulaBits (renamed F)).length ≤
9 * (BinaryEncoding.formulaBits F).length * (BinaryEncoding.formulaBits F).length +
10 * (BinaryEncoding.formulaBits F).length + 2 := by
have h := renamed_encoding_bound F
have hm : F.clauses.length ≤ (BinaryEncoding.formulaBits F).length :=
(BinaryEncoding.clauses_length_lt_bits F.clauses).le
have hsq := Nat.mul_self_le_mul_self hm
nlinarith
end UniqueGamesTheorem.BinaryOccurrenceRename
end
end OAI