Add preprints files (part 9)
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- .gitattributes +77 -0
- preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/README.md +18 -0
- preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/build/three/06-global-classification.tex +730 -0
- preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/paper.pdf +3 -0
- preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/README.md +18 -0
- preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/main.tex +29 -0
- preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/preamble.tex +28 -0
- preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/references.tex +90 -0
- preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/action.tex +328 -0
- preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/appendix-paths.tex +465 -0
- preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/appendix-trace.tex +287 -0
- preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/compactness.tex +379 -0
- preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/introduction.tex +161 -0
- preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/preliminaries.tex +83 -0
- preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/rigidity.tex +293 -0
- preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/spectral-bound.tex +65 -0
- preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/sharp-one-dimensional-lieb-thirring-inequalities-matrix-potentials.pdf +3 -0
- preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/README.md +18 -0
- preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/adelic.tex +139 -0
- preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/analytic.tex +189 -0
- preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/entropy.tex +167 -0
- preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/geometry.tex +150 -0
- preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/local.tex +97 -0
- preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/packets.tex +215 -0
- preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/paper.tex +247 -0
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- preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/paper.pdf +3 -0
- preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/README.md +18 -0
- preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/additive.tex +861 -0
- preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/conclusion.tex +287 -0
- preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/exterior.tex +1144 -0
- preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/introduction.tex +253 -0
- preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/local-fourier.tex +680 -0
- preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/macros.tex +30 -0
- preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/main.tex +30 -0
- preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/ordinary.tex +771 -0
- preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/packets.tex +298 -0
- preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/references.bib +311 -0
- preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/rigidity.tex +498 -0
- preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/sieve.tex +574 -0
- preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/quartic-torus-packets.pdf +3 -0
- preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/README.md +18 -0
- preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/figures/product-mechanism.tex +102 -0
- preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/main.tex +88 -0
- preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/references.bib +198 -0
- preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/activity.tex +289 -0
- preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/arithmetic.tex +677 -0
- preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/assembly.tex +36 -0
- preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/combination.tex +462 -0
- preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/conditioning.tex +664 -0
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preprints/Entanglement-with-zero-distillable-secret-key-in-local-dimension-ten-September-27-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Entropy-and-Face-Dimension-of-the-Perfect-Matching-Polytope-September-23-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Entropy-equality-and-local-symmetry-in-negative-curvature-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Entanglement-with-zero-distillable-secret-key-in-local-dimension-ten-September-27-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Entropy-and-Face-Dimension-of-the-Perfect-Matching-Polytope-September-23-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Entropy-equality-and-local-symmetry-in-negative-curvature-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/sharp-one-dimensional-lieb-thirring-inequalities-matrix-potentials.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/quartic-torus-packets.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/primitive-sextic-torus-packets.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Equivariant-Jiang-Su-Stability-for-Amenable-Actions-in-the-Unital-Stably-Finite-Case-October-5-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Ergodicity-of-triangular-billiards-with-an-irrational-angle-September-25-2026/Ergodicity-of-triangular-billiards-with-an-irrational-angle-September-25-2026.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Essential-Singularity-of-the-Correlation-Length-in-the-Planar-XY-Model-October-5-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Etale-covers-with-a-prescribed-exterior-sheet-September-24-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Eventual-Categoricity-for-Abstract-Elementary-Classes-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Every-complex-K3-surface-is-Oka-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Every-four-dimensional-Kakeya-set-has-full-Hausdorff-dimension-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Exact-asymptotic-moduli-in-a-Daugavet-subspace-of-L1-September-27-2026/manuscript.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Exact-Birch-Swinnerton-Dyer-Formula-from-Low-Selmer-Corank-October-3-2026/exact-bsd-low-selmer-corank.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Exact-Derandomization-of-Logarithmic-Space-L-equals-RL-equals-BPL-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Exact-Fourier-certificates-for-complex-Hadamard-matrices-of-order-six-September-24-2026/Exact-Fourier-certificates-for-complex-Hadamard-matrices-of-order-six-September-24-2026.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Exact-mass-asymptotics-for-the-two-dimensional-O4-lattice-model-October-5-2026/exact-mass-o4.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Exact-orders-and-invariant-anticanonical-linear-systems-September-26-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Exact-quantum-factoring-over-a-fixed-finite-gate-set-September-25-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Exact-Uniform-Sampling-of-Contingency-Tables-with-Arbitrary-Margins-September-24-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Existential-universal-real-sentences-in-the-counting-hierarchy-October-4-2026/etr-counting-hierarchy.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Expected-amenable-subalgebras-preserving-core-commutants-September-23-2026/Expected-amenable-subalgebras-preserving-core-commutants-September-23-2026.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Exponential-decay-in-two-dimensional-classical-On-models-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Exponential-PSD-rank-of-positively-shifted-matching-matrices-October-5-2026/shifted-matching-psd.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Failure-of-Bounded-Approximation-in-a-Lipschitz-Free-Space-over-a-Uniformly-Discrete-Metric-Space-September-26-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Failure-of-finite-assembly-for-a-chromatic-overlap-at-the-prime-three-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Failure-of-rational-injectivity-for-maximal-coarse-assembly-October-5-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Fiber-functors-for-finite-symmetric-tensor-categories-in-positive-characteristic-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Filtered-chromatic-splitting-at-generic-primes-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Filtered-products-and-boundary-preserving-compression-in-complex-cobordism-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Finite-algebraic-envelopes-and-the-Boone-Higman-conjecture-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Finite-angular-cylinder-covers-below-the-half-area-bound-September-27-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Finite-Circle-Obstructions-Binary-Codes-and-Histogram-Embeddings-for-Edit-Distance-September-27-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Finite-Congruence-Lattices-Characterization-and-Undecidability-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Finite-cylinder-approximation-of-ruled-sets-September-27-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Finite-generation-for-the-Kn-local-sphere-September-24-2026/Finite-generation-for-the-Kn-local-sphere-September-24-2026.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Finite-Instructions-and-Solenoidal-Shear-Flows-September-27-2026/manuscript.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Finite-Monoid-Computations-and-a-Uniform-Generalized-Star-Height-Bound-September-25-2026/Finite-Monoid-Computations-and-a-Uniform-Generalized-Star-Height-Bound-September-25-2026.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Finite-ordinary-minimal-model-programs-on-compact-Kahler-fourfolds-October-5-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Finite-ordinary-minimal-model-programs-on-compact-Kahler-fourfolds-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Finite-Smith-Toda-Complexes-at-Varying-Primes-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Finite-tensor-savings-and-exact-Fourier-circuits-September-25-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Finite-triangular-approximation-of-radial-sweeps-September-27-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Fixed-energy-universality-for-weak-Anderson-disorder-on-random-regular-graphs-October-5-2026/fixed-energy-universality-weak-anderson-disorder-random-regular-graphs.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Fixed-Points-of-Nonexpansive-Maps-in-Reflexive-Banach-Spaces-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Fontaine-Mazur-modularity-at-the-prime-2-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Foulkes-Conjecture-for-the-Sixth-Symmetric-Power-September-25-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Fourfold-nonvanishing-by-minimal-metrics-and-moving-jets-September-27-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Frobenius-Structures-on-Tame-Hecke-Eigensheaves-October-5-2026/tame-hecke-frobenius.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/From-critical-crossings-to-quenched-near-critical-universality-in-Voronoi-percolation-October-5-2026/critical-crossings-quenched-near-critical-universality-voronoi-percolation.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/From-partial-permutation-information-to-Fourier-bounds-September-26-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Fujitas-freeness-conjecture-September-23-2026/Fujitas-freeness-conjecture-September-23-2026.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Full-support-of-the-zero-temperature-Sherrington-Kirkpatrick-order-parameter-September-27-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Functional-universality-of-critical-SK-autocorrelations-October-5-2026/critical-sk-autocorrelations.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Gaussian-free-field-limits-of-weighted-integer-Lipschitz-heights-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Generalized-Cartan-Hadamard-isoperimetry-and-Euclidean-equality-rigidity-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Generalized-ionization-energies-for-full-Coulomb-atoms-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Generalized-outer-electron-radii-of-neutral-Coulomb-atoms-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Generalized-Star-Height-at-Most-Four-September-25-2026/Generalized-Star-Height-at-Most-Four-September-25-2026.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Generalized-Star-Height-at-Most-Three-September-25-2026/article.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Generic-C1-Future-Inextendibility-Near-Rotating-Subextremal-Kerr-Spacetimes-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Generic-Future-Inextendibility-with-Square-Integrable-Connection-Near-a-Fixed-Kerr-Spacetime-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Geometric-Programs-for-Solenoidal-Forcing-September-27-2026/manuscript.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Giglis-distributional-curvature-characterization-of-Alexandrov-spaces-September-24-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Global-Arthur-Enhancements-of-Cuspidal-Excursion-Parameters-October-5-2026/manuscript.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Global-classical-solutions-of-the-three-dimensional-relativistic-Vlasov-Maxwell-system-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Global-quantum-geometric-Langlands-at-irrational-level-October-4-2026/quantum-langlands.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/Global-Spherical-Shells-on-Minimal-Surfaces-of-Class-VII-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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| 398 |
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preprints/Global-Support-and-Convex-Injectivity-Domains-under-Weak-MTW-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
|
| 399 |
+
preprints/Global-Uniqueness-for-the-Smooth-Isotropic-Elasticity-Inverse-Problem-September-24-2026/article.pdf filter=lfs diff=lfs merge=lfs -text
|
| 400 |
+
preprints/GOE-bulk-universality-for-fixed-degree-random-regular-graphs-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
|
| 401 |
+
preprints/Goldfelds-analytic-density-conjecture-and-the-2-converse-for-elliptic-curves-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
|
| 402 |
+
preprints/Graph-Decompositions-at-the-Integral-Expectation-Threshold-October-5-2026/graph-threshold-decompositions.pdf filter=lfs diff=lfs merge=lfs -text
|
| 403 |
+
preprints/Ground-state-condensation-in-the-dilute-hard-sphere-gas-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
|
| 404 |
+
preprints/Hamiltonian-Fixed-Points-Below-the-Stable-Morse-Number-in-Dimension-Twenty-Two-October-5-2026/hamiltonian-fixed-points-below-stable-morse-number.pdf filter=lfs diff=lfs merge=lfs -text
|
| 405 |
+
preprints/Hamiltonian-Fixed-Points-Below-the-Stable-Morse-Number-October-5-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
|
| 406 |
+
preprints/Hard-sphere-fluctuations-on-the-regular-Boltzmann-lifespan-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
|
preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/README.md
ADDED
|
@@ -0,0 +1,18 @@
|
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|
|
| 1 |
+
# [Equality and rigidity in the spacetime Penrose inequality](paper.pdf)
|
| 2 |
+
|
| 3 |
+
**Author:** OpenAI
|
| 4 |
+
|
| 5 |
+
**Date:** September 27, 2026
|
| 6 |
+
|
| 7 |
+
## Citation
|
| 8 |
+
|
| 9 |
+
```bibtex
|
| 10 |
+
@misc{OAI:Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026,
|
| 11 |
+
author = {{OpenAI}},
|
| 12 |
+
title = {{Equality and rigidity in the spacetime Penrose inequality}},
|
| 13 |
+
howpublished = {OpenAI Math Release preprint
|
| 14 |
+
\href{https://github.com/openai/math/blob/main/preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/paper.pdf}{OAI:Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026}},
|
| 15 |
+
year = {2026}
|
| 16 |
+
}
|
| 17 |
+
```
|
| 18 |
+
|
preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/build/three/06-global-classification.tex
ADDED
|
@@ -0,0 +1,730 @@
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|
| 1 |
+
\section{Global classification and recovery through the horizon}
|
| 2 |
+
\label{q3:global:section}
|
| 3 |
+
|
| 4 |
+
We continue with the finite-component class of
|
| 5 |
+
Theorem~\ref{q3:intro:rigidity}, with no prescribed boundary genera.
|
| 6 |
+
Starting from the complete static base and end estimates just proved,
|
| 7 |
+
we compactify one end of the double at its actual regularity and retain
|
| 8 |
+
all possible other ends while proving zero-mass rigidity. We then exclude the
|
| 9 |
+
interior null set. This order preserves the information needed to
|
| 10 |
+
recover both the original metric and second fundamental form.
|
| 11 |
+
|
| 12 |
+
\begin{lemma}[The two conformal metrics]
|
| 13 |
+
\label{q3:static:conformal-completion}
|
| 14 |
+
Define
|
| 15 |
+
\[
|
| 16 |
+
h_\pm=\left(\frac{1\pm\lambda}{2}\right)^4h
|
| 17 |
+
\quad\text{on }\mathcal E.
|
| 18 |
+
\]
|
| 19 |
+
Both are scalar flat. The plus end satisfies
|
| 20 |
+
\(h_+=\delta+O_k(r^{-1-\epsilon})\), hence has zero ADM mass.
|
| 21 |
+
The minus end compactifies by one point to a nondegenerate
|
| 22 |
+
\(C^{1,\epsilon}\cap W^{2,p}_{\mathrm{loc}}\) metric for some
|
| 23 |
+
\(p>3\), with scalar curvature zero as a distribution at that point.
|
| 24 |
+
\end{lemma}
|
| 25 |
+
|
| 26 |
+
\begin{proof}
|
| 27 |
+
Scalar flatness follows from
|
| 28 |
+
Equation~\eqref{q3:static:static-equations} and the three-dimensional
|
| 29 |
+
conformal scalar-curvature formula, since \(1\pm\lambda\) are harmonic.
|
| 30 |
+
In terms of the preceding variables,
|
| 31 |
+
\begin{equation}
|
| 32 |
+
\label{q3:static:conformal-gamma}
|
| 33 |
+
h_+=\cosh^4(U/2)\gamma,\qquad
|
| 34 |
+
h_-=\sinh^4(U/2)\gamma.
|
| 35 |
+
\end{equation}
|
| 36 |
+
The first factor is \(1+O_k(r^{-2})\), proving the assertion for
|
| 37 |
+
\(h_+\). Its ADM flux is \(O(r^{-\epsilon})\), so its mass is zero.
|
| 38 |
+
|
| 39 |
+
For the minus end invert \(x=y/|y|^2\), write \(\rho=|y|\), and
|
| 40 |
+
put \(R(y)=I-2y\otimes y/\rho^2\).
|
| 41 |
+
The inversion differential is \(\rho^{-2}R(y)\), with
|
| 42 |
+
\(R(y)^TR(y)=I\).
|
| 43 |
+
Equation~\eqref{q3:static:gamma-expansion} gives
|
| 44 |
+
\[
|
| 45 |
+
I^*\gamma=\rho^{-4}
|
| 46 |
+
\bigl(I+O_k(\rho^{1+\epsilon})\bigr),
|
| 47 |
+
\qquad
|
| 48 |
+
U(I(y))=-M\rho+(b_1\cdot y)\rho
|
| 49 |
+
+O_k(\rho^{2+\epsilon}).
|
| 50 |
+
\]
|
| 51 |
+
Derivatives of the angular matrix \(R(y)\) cost the corresponding
|
| 52 |
+
powers of \(\rho^{-1}\), so the displayed metric estimate retains
|
| 53 |
+
the symbol bounds. Dividing the expansion of \(\sinh(U/2)\) by
|
| 54 |
+
\(\rho\), and using \(\epsilon<1\), gives
|
| 55 |
+
\begin{equation}
|
| 56 |
+
\label{q3:static:inverted-minus}
|
| 57 |
+
I^*h_-=\left(\frac M2\right)^4
|
| 58 |
+
\left[
|
| 59 |
+
\left(1-\frac{4b_1\cdot y}{M}\right)I
|
| 60 |
+
+O_k(\rho^{1+\epsilon})
|
| 61 |
+
\right].
|
| 62 |
+
\end{equation}
|
| 63 |
+
In particular, its only first-order term is linear and scalar.
|
| 64 |
+
|
| 65 |
+
For the remainder \(E(y)\), the bounds
|
| 66 |
+
\[
|
| 67 |
+
|E|\leq C\rho^{1+\epsilon},\quad
|
| 68 |
+
|DE|\leq C\rho^\epsilon,\quad
|
| 69 |
+
|D^2E|\leq C\rho^{\epsilon-1}
|
| 70 |
+
\]
|
| 71 |
+
show that \(E(0)=DE(0)=0\) extends it as \(C^{1,\epsilon}\).
|
| 72 |
+
To see the Hölder estimate between two points, use the gradient
|
| 73 |
+
bound when their separation is comparable to their radii; otherwise
|
| 74 |
+
integrate the Hessian along the short segment in a common annulus.
|
| 75 |
+
Moreover choose
|
| 76 |
+
\[
|
| 77 |
+
3<p<\frac3{1-\epsilon}.
|
| 78 |
+
\]
|
| 79 |
+
Then \(D^2E\in L^p\). Integration by parts across small coordinate
|
| 80 |
+
spheres has an error bounded by a constant times their area,
|
| 81 |
+
because the first derivatives are bounded.
|
| 82 |
+
It follows that the punctured classical derivatives are the weak
|
| 83 |
+
derivatives of the extension.
|
| 84 |
+
The Christoffel symbols are continuous with weak derivatives in
|
| 85 |
+
\(L^p\), so scalar curvature is its usual \(L^p\) expression
|
| 86 |
+
in \(\partial\Gamma\) and \(\Gamma\Gamma\).
|
| 87 |
+
It vanishes off the point and therefore also as a distribution on
|
| 88 |
+
the whole ball. There is no point curvature term.
|
| 89 |
+
\end{proof}
|
| 90 |
+
|
| 91 |
+
\subsection{Zero-mass rigidity with arbitrary remaining ends}
|
| 92 |
+
\label{q3:static:spin-subsection}
|
| 93 |
+
|
| 94 |
+
The static equations and end expansion are now established. We have
|
| 95 |
+
not yet proved that the stationary field is timelike throughout the
|
| 96 |
+
original exterior. The next step closes precisely that gap.
|
| 97 |
+
The completed conformal manifold can still have ends corresponding
|
| 98 |
+
to an interior zero set. We need a rigidity statement that permits
|
| 99 |
+
these ends, and also the regularity in
|
| 100 |
+
Lemma~\ref{q3:static:conformal-completion}.
|
| 101 |
+
The smooth arbitrary-end positive mass theorem is established in
|
| 102 |
+
\cite[Theorem B]{CecchiniZeidler2024}.
|
| 103 |
+
That formulation also credits the earlier spinor rigidity theorem of
|
| 104 |
+
Bartnik and Chru\'sciel \cite[Theorem~11.2]{BartnikChrusciel2005}.
|
| 105 |
+
In our scalar-flat situation the following direct spinor proof also
|
| 106 |
+
handles the compactified point. It uses Witten's
|
| 107 |
+
identity~\cite{Witten1981}; no asymptotic condition is imposed on any
|
| 108 |
+
other end.
|
| 109 |
+
|
| 110 |
+
\begin{lemma}[Scalar-flat rigidity at a faster-decaying end]
|
| 111 |
+
\label{q3:static:spin-rigidity}
|
| 112 |
+
Let \((W,\mathfrak g)\) be a connected orientable complete
|
| 113 |
+
three-dimensional Riemannian manifold without boundary.
|
| 114 |
+
Assume that its metric is locally \(C^{1,\alpha}\cap W^{2,p}\),
|
| 115 |
+
for some \(\alpha>0,p>3\), is scalar flat as a distribution,
|
| 116 |
+
and has an end on which it is smooth with
|
| 117 |
+
\[
|
| 118 |
+
\mathfrak g=\delta+O_2(r^{-1-\epsilon}),\qquad \epsilon>0.
|
| 119 |
+
\]
|
| 120 |
+
The other ends can be arbitrary.
|
| 121 |
+
Then \((W,\mathfrak g)\) is isometric to Euclidean space.
|
| 122 |
+
The asserted regularity is sufficient at a compactified point and
|
| 123 |
+
at a reflected hypersurface.
|
| 124 |
+
\end{lemma}
|
| 125 |
+
|
| 126 |
+
\begin{proof}
|
| 127 |
+
An orientable three-manifold is spin.
|
| 128 |
+
Choose a spin structure and use a smooth background metric to
|
| 129 |
+
identify its spinor bundle with that for \(\mathfrak g\).
|
| 130 |
+
The positive square-root change of orthonormal frames has the
|
| 131 |
+
stated metric regularity.
|
| 132 |
+
The spin connection consequently has continuous locally bounded
|
| 133 |
+
coefficients, with weak first derivatives in \(L^p_{\mathrm{loc}}\).
|
| 134 |
+
Write \(\nabla^S\) for that connection, \(D\) for the Dirac operator,
|
| 135 |
+
and \(c\) for Clifford multiplication.
|
| 136 |
+
|
| 137 |
+
The weak Lichnerowicz formula has the following integrated form for
|
| 138 |
+
every compactly supported \(H^1\) spinor \(\phi\):
|
| 139 |
+
\begin{equation}
|
| 140 |
+
\label{q3:static:lichnerowicz}
|
| 141 |
+
\|D\phi\|_2^2=\|\nabla^S\phi\|_2^2.
|
| 142 |
+
\end{equation}
|
| 143 |
+
Here and below norms and integrals are for \(\mathfrak g\).
|
| 144 |
+
To check the formula at the indicated regularity, first use a smooth
|
| 145 |
+
compactly supported spinor. Approximate the metric on its support
|
| 146 |
+
in \(C^1\) and \(W^{2,p}\) by smooth metrics, using the same
|
| 147 |
+
background-bundle identification.
|
| 148 |
+
The smooth Lichnerowicz formula passes to the limit: connection
|
| 149 |
+
coefficients converge uniformly and scalar curvatures converge
|
| 150 |
+
in \(L^p\).
|
| 151 |
+
The limiting scalar term is zero by the assumed distributional
|
| 152 |
+
scalar flatness and the \(L^p\) curvature expression.
|
| 153 |
+
Density then proves Equation~\eqref{q3:static:lichnerowicz} for compact
|
| 154 |
+
\(H^1\) spinors.
|
| 155 |
+
Thus no integration surface is retained around the compactified point.
|
| 156 |
+
|
| 157 |
+
We next establish the coercivity needed to complete compact spinors.
|
| 158 |
+
For a compactly supported scalar function \(f\) on the AE end,
|
| 159 |
+
one-dimensional integration by parts along coordinate rays gives
|
| 160 |
+
\begin{equation}
|
| 161 |
+
\label{q3:static:radial-hardy}
|
| 162 |
+
\int_{r_0}^\infty f^2\dd r
|
| 163 |
+
\leq4\int_{r_0}^\infty r^2|\partial_rf|^2\dd r.
|
| 164 |
+
\end{equation}
|
| 165 |
+
The inner boundary term has the favorable sign.
|
| 166 |
+
Apply this to \(f=|\phi|\) and integrate over angles.
|
| 167 |
+
Metric comparability and
|
| 168 |
+
\(|\dd|\phi||\leq|\nabla^S\phi|\) give
|
| 169 |
+
\begin{equation}
|
| 170 |
+
\label{q3:static:spin-hardy}
|
| 171 |
+
\int_{\mathrm{AE}}r^{-2}|\phi|^2\dd V_{\mathfrak g}
|
| 172 |
+
\leq C\|\nabla^S\phi\|_2^2.
|
| 173 |
+
\end{equation}
|
| 174 |
+
For any fixed compact \(K\subset W\), connect it to a fixed end
|
| 175 |
+
annulus by a relatively compact connected domain.
|
| 176 |
+
Poincaré's inequality with the norm on that annulus retained gives
|
| 177 |
+
\[
|
| 178 |
+
\||\phi|\|_{L^2(K)}
|
| 179 |
+
\leq C_K\left(
|
| 180 |
+
\|\dd|\phi|\|_{L^2(\text{domain})}
|
| 181 |
+
+\|\phi\|_{L^2(\text{annulus})}\right).
|
| 182 |
+
\]
|
| 183 |
+
For example, this version follows from the ordinary Poincaré
|
| 184 |
+
inequality after subtracting the mean; the observed annulus
|
| 185 |
+
controls that mean because it has positive measure.
|
| 186 |
+
Equation~\eqref{q3:static:spin-hardy} controls its last term.
|
| 187 |
+
We have proved
|
| 188 |
+
\begin{equation}
|
| 189 |
+
\label{q3:static:local-coercivity}
|
| 190 |
+
\|\phi\|_{L^2(K)}\leq C_K\|\nabla^S\phi\|_2.
|
| 191 |
+
\end{equation}
|
| 192 |
+
Connectedness is the only global input in this propagation.
|
| 193 |
+
|
| 194 |
+
Let \(\mathcal H\) be the completion of compactly supported smooth
|
| 195 |
+
spinors in the norm \(\|\nabla^S\phi\|_2\).
|
| 196 |
+
Equation~\eqref{q3:static:local-coercivity} embeds \(\mathcal H\)
|
| 197 |
+
in \(L^2_{\mathrm{loc}}\), and the locally bounded connection
|
| 198 |
+
then embeds it in \(H^1_{\mathrm{loc}}\).
|
| 199 |
+
Both \(\nabla^S:\mathcal H\to L^2\) and
|
| 200 |
+
\(D:\mathcal H\to L^2\) are well-defined, and
|
| 201 |
+
Equation~\eqref{q3:static:lichnerowicz} makes the latter an isometry.
|
| 202 |
+
Its range is therefore closed.
|
| 203 |
+
Equation~\eqref{q3:static:spin-hardy} also passes to this completion.
|
| 204 |
+
The local constants may depend on the chosen compact set; no uniform
|
| 205 |
+
estimate over the remaining ends is required.
|
| 206 |
+
|
| 207 |
+
Fix the ordinary orthonormalized coordinate frame on the distinguished
|
| 208 |
+
end and a smooth cutoff \(\theta\), equal to one near infinity and
|
| 209 |
+
zero before a slightly smaller end neighborhood.
|
| 210 |
+
For each constant spinor \(z\in\mathbb C^2\), set
|
| 211 |
+
\(\psi_0=\theta z\).
|
| 212 |
+
Because the connection there is \(O(r^{-2-\epsilon})\),
|
| 213 |
+
\(\nabla^S\psi_0,D\psi_0\in L^2\).
|
| 214 |
+
Orthogonally project \(D\psi_0\) onto the closed subspace
|
| 215 |
+
\(D\mathcal H\) and choose \(\eta\in\mathcal H\) such that
|
| 216 |
+
\[
|
| 217 |
+
D\eta=-\operatorname{proj}_{D\mathcal H}(D\psi_0).
|
| 218 |
+
\]
|
| 219 |
+
Set \(\psi=\psi_0+\eta\), \(w=D\psi\).
|
| 220 |
+
Then \(w\in L^2\) and
|
| 221 |
+
\[
|
| 222 |
+
\int\langle w,D\phi\rangle\dd V_{\mathfrak g}=0
|
| 223 |
+
\quad\text{for every compact smooth }\phi.
|
| 224 |
+
\]
|
| 225 |
+
Thus \(Dw=0\) weakly.
|
| 226 |
+
Local elliptic regularity for a first-order elliptic operator with
|
| 227 |
+
locally Lipschitz principal coefficients and bounded lower-order
|
| 228 |
+
coefficients gives \(w\in H^1_{\mathrm{loc}}\).
|
| 229 |
+
This regularity can also be seen by freezing the principal
|
| 230 |
+
coefficients on small coordinate balls: the constant-coefficient
|
| 231 |
+
Dirac estimate controls one derivative in \(L^2\), the oscillation
|
| 232 |
+
is absorbed, and commutators of mollification are bounded by the
|
| 233 |
+
local Lipschitz norm. Apply the estimate to regularized \(w\)
|
| 234 |
+
and pass to a weak limit.
|
| 235 |
+
The metric in the lemma has more than this coefficient regularity.
|
| 236 |
+
|
| 237 |
+
Completeness supplies compactly supported Lipschitz distance cutoffs
|
| 238 |
+
\(\chi_R\), equal to one on the radius-\(R\) ball and with
|
| 239 |
+
\(|\dd\chi_R|\leq C/R\).
|
| 240 |
+
Indeed a complete locally compact Riemannian length space is proper,
|
| 241 |
+
and a piecewise linear cutoff of its distance has these properties.
|
| 242 |
+
Equation~\eqref{q3:static:lichnerowicz} applies to \(\chi_Rw\), and
|
| 243 |
+
the weak equation gives
|
| 244 |
+
\[
|
| 245 |
+
\|\nabla^S(\chi_Rw)\|_2^2
|
| 246 |
+
=\|D(\chi_Rw)\|_2^2
|
| 247 |
+
=\|c(\dd\chi_R)w\|_2^2
|
| 248 |
+
\leq \frac C{R^2}\|w\|_2^2.
|
| 249 |
+
\]
|
| 250 |
+
On every fixed compact set the cutoff eventually equals one.
|
| 251 |
+
It follows that \(\nabla^S w=0\).
|
| 252 |
+
A parallel spinor has constant length on the connected manifold;
|
| 253 |
+
the distinguished end has infinite volume, so \(w\in L^2\)
|
| 254 |
+
forces \(w=0\).
|
| 255 |
+
No condition at another end entered this argument.
|
| 256 |
+
|
| 257 |
+
It remains to show that \(\psi\), rather than just \(D\psi\), is
|
| 258 |
+
parallel. Define the continuous sesquilinear form
|
| 259 |
+
\[
|
| 260 |
+
\mathcal B(a,b)=
|
| 261 |
+
\int\left(\langle\nabla^Sa,\nabla^Sb\rangle
|
| 262 |
+
-\langle Da,Db\rangle\right)\dd V_{\mathfrak g}
|
| 263 |
+
\]
|
| 264 |
+
on fields for which the indicated derivatives are in \(L^2\).
|
| 265 |
+
For compact \(\phi\), the polarized Lichnerowicz identity,
|
| 266 |
+
with one slot compactly supported, gives
|
| 267 |
+
\(\mathcal B(\psi_0,\phi)=0\).
|
| 268 |
+
Approximate \(\eta\) in \(\mathcal H\) by compact spinors.
|
| 269 |
+
These limits use the global derivative norms; no boundary flux of
|
| 270 |
+
\(\eta\) at another end is invoked.
|
| 271 |
+
Continuity and Equation~\eqref{q3:static:lichnerowicz} imply
|
| 272 |
+
\[
|
| 273 |
+
\mathcal B(\psi_0,\eta)=0,\qquad
|
| 274 |
+
\mathcal B(\eta,\eta)=0,\qquad
|
| 275 |
+
\mathcal B(\psi,\psi)=\mathcal B(\psi_0,\psi_0).
|
| 276 |
+
\]
|
| 277 |
+
The last expression is zero. To see this directly, integrate the
|
| 278 |
+
Lichnerowicz identity for \(\psi_0\) up to a large end sphere.
|
| 279 |
+
There is no contribution at another end because \(\psi_0\)
|
| 280 |
+
vanishes there. On that sphere \(\psi_0=O(1)\) and
|
| 281 |
+
\(\nabla^S\psi_0,D\psi_0=O(r^{-2-\epsilon})\);
|
| 282 |
+
the boundary integral is \(O(r^{-\epsilon})\) and tends to zero.
|
| 283 |
+
This is also the zero ADM boundary term of the spin proof.
|
| 284 |
+
Since \(D\psi=w=0\), we conclude that
|
| 285 |
+
\(\|\nabla^S\psi\|_2^2=0\).
|
| 286 |
+
|
| 287 |
+
The parallel equation gives each resulting spinor a
|
| 288 |
+
\(C^{1,\beta}_{\mathrm{loc}}\) representative for some \(\beta>0\).
|
| 289 |
+
Indeed, \(H^1\subset L^6\) and the locally bounded connection first
|
| 290 |
+
give \(W^{1,6}\), hence local H\"older continuity; the locally H\"older
|
| 291 |
+
connection coefficients then make its first derivatives H\"older.
|
| 292 |
+
Write \(\psi_z\) for this parallel spinor. The fixed cutoff,
|
| 293 |
+
orthogonal projection, and inverse of \(D:\mathcal H\to D\mathcal H\)
|
| 294 |
+
make \(z\mapsto\psi_z\) complex linear.
|
| 295 |
+
For any point \(p\in W\), consider
|
| 296 |
+
\[
|
| 297 |
+
E_p:\mathbb C^2\longrightarrow\mathbb S_p,
|
| 298 |
+
\qquad E_p(z)=\psi_z(p),
|
| 299 |
+
\]
|
| 300 |
+
where \(\mathbb S_p\) is the complex spinor fiber.
|
| 301 |
+
If \(E_p(z)=0\), parallelism and connectedness give \(\psi_z=0\)
|
| 302 |
+
everywhere. Then \(\eta=-\theta z\), which for \(z\ne0\) has infinite
|
| 303 |
+
\(r^{-2}\)-weighted \(L^2\) norm on the distinguished end,
|
| 304 |
+
contrary to Equation~\eqref{q3:static:spin-hardy}.
|
| 305 |
+
Thus \(E_p\) is injective for every \(p\), and it is an isomorphism
|
| 306 |
+
because the complex spinor rank is two. The images of a basis of
|
| 307 |
+
\(\mathbb C^2\) form a global parallel spinor frame.
|
| 308 |
+
|
| 309 |
+
Its Hermitian Gram matrix is constant and positive definite;
|
| 310 |
+
a constant change of basis makes the frame orthonormal.
|
| 311 |
+
The weak curvature equations annihilate this frame, so the spin
|
| 312 |
+
curvature vanishes. Faithfulness of the spin representation on
|
| 313 |
+
\(\mathfrak{spin}(3)\) gives zero Riemann curvature.
|
| 314 |
+
Moreover, Clifford multiplication identifies the real tangent bundle
|
| 315 |
+
with the traceless skew-Hermitian endomorphisms of the spinor bundle.
|
| 316 |
+
Three fixed orthonormal matrices in this parallel spinor frame,
|
| 317 |
+
with matrix inner product \(-\tfrac12\operatorname{tr}(AB)\),
|
| 318 |
+
therefore give a global parallel orthonormal tangent frame.
|
| 319 |
+
The dual coframe is closed by torsion-freeness and integrates
|
| 320 |
+
locally to coordinates in which the metric is exactly Euclidean.
|
| 321 |
+
This also removes any apparent metric singularity at the
|
| 322 |
+
compactified point.
|
| 323 |
+
|
| 324 |
+
Finally, completeness makes the universal flat cover Euclidean
|
| 325 |
+
\(\R^3\). The global parallel frame makes its deck transformations
|
| 326 |
+
translations. A nontrivial discrete translation group has rank
|
| 327 |
+
at least one, and a quotient by it has volume growth at most
|
| 328 |
+
quadratic. The distinguished AE end gives a cubic lower bound:
|
| 329 |
+
radial paths in that end put a Euclidean annulus of radius
|
| 330 |
+
comparable to \(R\) inside a metric ball of radius \(CR\).
|
| 331 |
+
The two volume bounds are incompatible.
|
| 332 |
+
The deck group is therefore trivial, proving the lemma.
|
| 333 |
+
\end{proof}
|
| 334 |
+
|
| 335 |
+
\begin{lemma}[The infinity component has no interior missing boundary]
|
| 336 |
+
\label{q3:static:no-internal-null}
|
| 337 |
+
The component \(\mathcal E\) is all of \(\Omega\).
|
| 338 |
+
In particular \(N>0\) everywhere in the open exterior and the
|
| 339 |
+
stationary metric is vacuum there.
|
| 340 |
+
\end{lemma}
|
| 341 |
+
|
| 342 |
+
\begin{proof}
|
| 343 |
+
The complete base of Lemma~\ref{q3:static:base-completion} reaches every
|
| 344 |
+
component of $S$. Take its complete two-copy double, use $h_+$ on
|
| 345 |
+
the plus copy and $h_-$ on the minus copy, and identify corresponding
|
| 346 |
+
boundary points. The signed reflected lapse expresses the joined
|
| 347 |
+
metric as
|
| 348 |
+
\[
|
| 349 |
+
q=\left(\frac{1+\lambda_{\mathrm{signed}}}{2}\right)^4h_{\mathrm d}.
|
| 350 |
+
\]
|
| 351 |
+
It is smooth at each positive-lapse join and $C^2$ at each zero-lapse
|
| 352 |
+
join. The matched second jets make its scalar curvature zero across
|
| 353 |
+
every join, as well as on the two open sides. Compactify the unique
|
| 354 |
+
AF end of the minus copy by
|
| 355 |
+
Lemma~\ref{q3:static:conformal-completion}.
|
| 356 |
+
|
| 357 |
+
We verify completeness of this conformal manifold without placing any
|
| 358 |
+
restriction on the number or regularity of the possible internal-null
|
| 359 |
+
ends. On the plus copy the factor $(1+\lambda)/2$ is at least $1/2$.
|
| 360 |
+
Fix a sufficiently large original AF tail. On its complement the
|
| 361 |
+
continuous function $\sqrt N$ is defined on a compact subset of the
|
| 362 |
+
original closed exterior, equals zero on $S$ and the internal zero
|
| 363 |
+
set, and is strictly less than one elsewhere by
|
| 364 |
+
Lemma~\ref{q3:static:base-completion}. Its maximum on this compact set
|
| 365 |
+
is therefore some $a_0<1$. Thus on the entire corresponding minus
|
| 366 |
+
remainder $(1-\lambda)/2\geq(1-a_0)/2>0$ uniformly. On the double
|
| 367 |
+
away from the minus AF tail the conformal metric is consequently
|
| 368 |
+
bounded below by a fixed positive multiple of the complete doubled
|
| 369 |
+
base metric. All joins are already attached. A finite-length escape
|
| 370 |
+
can therefore only run down the minus AF tail, and its proved
|
| 371 |
+
nondegenerate one-point compactification supplies its limit. More
|
| 372 |
+
explicitly, truncate that tail at a large sphere. The other side of
|
| 373 |
+
the sphere is complete with compact boundary by the uniform lower
|
| 374 |
+
bound, and the compactified tail is a compact metric region with
|
| 375 |
+
that same boundary; their gluing is complete.
|
| 376 |
+
|
| 377 |
+
The conformal manifold is connected, orientable, and without boundary.
|
| 378 |
+
It has local $C^{1,\alpha}\cap W^{2,p}$ regularity for some
|
| 379 |
+
$\alpha>0$ and $p>3$: the finitely many joins are at least $C^2$,
|
| 380 |
+
and the sole compactification point has the regularity established
|
| 381 |
+
in Lemma~\ref{q3:static:conformal-completion}. Its scalar curvature is
|
| 382 |
+
zero distributionally, including at that point, and its distinguished
|
| 383 |
+
plus end has the fast decay required by
|
| 384 |
+
Lemma~\ref{q3:static:spin-rigidity}. That lemma makes this entire
|
| 385 |
+
manifold Euclidean space.
|
| 386 |
+
|
| 387 |
+
Choose a sufficiently large sphere in the distinguished plus end.
|
| 388 |
+
Under the Euclidean isometry it is a compact embedded sphere. Its
|
| 389 |
+
end tail is the unbounded component of the complement: paths from
|
| 390 |
+
large end radii to that sphere have lengths tending to infinity,
|
| 391 |
+
and the tail has precisely that sphere as frontier. The other
|
| 392 |
+
component is bounded and has compact closure. A sequence in
|
| 393 |
+
$\mathcal E$ approaching an interior point with $N=0$ lies outside
|
| 394 |
+
the chosen end tail and escapes every compact set of the complete
|
| 395 |
+
conformal manifold. Indeed it cannot converge at an ordinary plus
|
| 396 |
+
point by continuity of $N$, cannot converge on any joined component
|
| 397 |
+
because every original boundary collar has no interior zero, and
|
| 398 |
+
cannot converge at a point in the open minus copy or its compactified
|
| 399 |
+
end. Such a sequence is impossible in the compact Euclidean
|
| 400 |
+
complement. Thus $\mathcal E$ has no interior boundary in $\Omega$.
|
| 401 |
+
|
| 402 |
+
It is a nonempty open and closed subset of connected $\Omega$, and
|
| 403 |
+
hence equals $\Omega$. Vacuum now follows from
|
| 404 |
+
Proposition~\ref{q3:variation:adjoint}, since $N>0$ everywhere in
|
| 405 |
+
$\Omega$.
|
| 406 |
+
\end{proof}
|
| 407 |
+
|
| 408 |
+
\begin{lemma}[Equality forces a single spherical boundary component]
|
| 409 |
+
\label{q3:static:one-boundary-component}
|
| 410 |
+
In the Euclidean conformal double, every original component $S_i$
|
| 411 |
+
is a round sphere of radius $a=(8\kappa)^{-1}$ and has original area
|
| 412 |
+
$|S_i|_g=16\pi m^2=|S|_g$. Consequently $\ell=1$.
|
| 413 |
+
\end{lemma}
|
| 414 |
+
|
| 415 |
+
\begin{proof}
|
| 416 |
+
The completed conformal double in the proof of
|
| 417 |
+
Lemma~\ref{q3:static:no-internal-null} is Euclidean. In particular its
|
| 418 |
+
plus metric $q=h_+$ is flat up to every original boundary component.
|
| 419 |
+
Put $\phi=(1+\lambda)/2$. On each $S_i$,
|
| 420 |
+
Lemma~\ref{q3:static:base-completion} gives
|
| 421 |
+
\[
|
| 422 |
+
\phi=\tfrac12,\qquad
|
| 423 |
+
\partial_{\nu_h}\log\phi=\kappa,\qquad
|
| 424 |
+
\mathrm{II}_h=0,\qquad h|_{TS_i}=g|_{TS_i}.
|
| 425 |
+
\]
|
| 426 |
+
The conformal second-fundamental-form formula, with normal pointing
|
| 427 |
+
into the plus side, is therefore
|
| 428 |
+
\[
|
| 429 |
+
\mathrm{II}_q
|
| 430 |
+
=\phi^2\bigl(\mathrm{II}_h+
|
| 431 |
+
2\partial_{\nu_h}\log\phi\,h|_{TS_i}\bigr)
|
| 432 |
+
=8\kappa\,q|_{TS_i},
|
| 433 |
+
\qquad q|_{TS_i}=\tfrac1{16}g|_{TS_i}.
|
| 434 |
+
\]
|
| 435 |
+
Let $F_i$ be the Euclidean position vector on $S_i$ and $\nu_i$
|
| 436 |
+
its unit normal into the plus side. Its shape operator is
|
| 437 |
+
$8\kappa I$, so the tangential differential of $F_i-a\nu_i$ is
|
| 438 |
+
zero for $a=(8\kappa)^{-1}$. Connectedness makes $F_i-a\nu_i$
|
| 439 |
+
a constant point $c_i$. Thus the image lies on the sphere of radius
|
| 440 |
+
$a$ centered at $c_i$, with $\nu_i$ its outward radial normal.
|
| 441 |
+
The image is open in that sphere by local invertibility and closed
|
| 442 |
+
by compactness, hence is the whole sphere. The Euclidean embedding
|
| 443 |
+
therefore identifies $S_i$ diffeomorphically with it.
|
| 444 |
+
Since $q|_{TS_i}=g|_{TS_i}/16$, its area satisfies
|
| 445 |
+
\begin{equation}
|
| 446 |
+
\label{q3:static:individual-boundary-area}
|
| 447 |
+
|S_i|_g=16|S_i|_q=64\pi a^2
|
| 448 |
+
=\frac{\pi}{\kappa^2}=16\pi m^2=|S|_g.
|
| 449 |
+
\end{equation}
|
| 450 |
+
Summing over the finite family yields
|
| 451 |
+
$|S|_g=\sum_{i=1}^{\ell}|S_i|_g=\ell|S|_g$. The boundary is nonempty
|
| 452 |
+
and $|S|_g>0$, hence $\ell=1$. In particular no connectedness or spherical
|
| 453 |
+
topology assumption was needed before this step.
|
| 454 |
+
\end{proof}
|
| 455 |
+
|
| 456 |
+
\begin{lemma}[Identification of the base and its mass]
|
| 457 |
+
\label{q3:static:schwarzschild-base}
|
| 458 |
+
The regular completion of \((\Omega,h,\lambda)\) is the
|
| 459 |
+
Schwarzschild static exterior
|
| 460 |
+
\begin{equation}
|
| 461 |
+
\label{q3:static:isotropic-base}
|
| 462 |
+
h=\left(1+\frac a\rho\right)^4\delta,\qquad
|
| 463 |
+
\lambda=\frac{1-a/\rho}{1+a/\rho},\qquad
|
| 464 |
+
\rho\geq a,
|
| 465 |
+
\end{equation}
|
| 466 |
+
where \(a=m/2\).
|
| 467 |
+
The completion is homeomorphic to the original \(\Mext\),
|
| 468 |
+
and \(S\) is identified diffeomorphically with its horizon sphere
|
| 469 |
+
in the regular base boundary structure.
|
| 470 |
+
\end{lemma}
|
| 471 |
+
|
| 472 |
+
\begin{proof}
|
| 473 |
+
Lemma~\ref{q3:static:one-boundary-component} identifies the boundary
|
| 474 |
+
in the Euclidean conformal double as one round sphere of radius
|
| 475 |
+
$a=(8\kappa)^{-1}$. The plus side is its outside: its normal is the
|
| 476 |
+
outward radial normal, its entire boundary is this sphere, and it
|
| 477 |
+
contains the distinguished unbounded end. Center Euclidean
|
| 478 |
+
coordinates at this sphere and write $\rho$ for their radius.
|
| 479 |
+
|
| 480 |
+
In the resulting Euclidean coordinates, write
|
| 481 |
+
\(\psi=2/(1+\lambda)\), so \(h=\psi^4\delta\).
|
| 482 |
+
The scalar-flat conformal equation gives \(\Delta_\delta\psi=0\)
|
| 483 |
+
outside the sphere, with \(\psi=2\) on it and \(\psi\to1\)
|
| 484 |
+
at infinity. The function \(1+a/\rho\) has the same data.
|
| 485 |
+
Their difference vanishes by the exterior maximum principle.
|
| 486 |
+
This proves Equation~\eqref{q3:static:isotropic-base}.
|
| 487 |
+
Its Schwarzschild mass is $2a=(4\kappa)^{-1}=m$, since
|
| 488 |
+
$\kappa=1/(4m)$. In particular $a=m/2$.
|
| 489 |
+
|
| 490 |
+
The regular base collar has the same underlying boundary topology
|
| 491 |
+
as the original collar, even when its coordinate is
|
| 492 |
+
\(\lambda=\sqrt N\) instead of the original defining function \(N\).
|
| 493 |
+
Together with the unchanged interior this identifies its completion
|
| 494 |
+
homeomorphically with \(\Mext\).
|
| 495 |
+
An interior base isometry extends uniquely to the metric completions.
|
| 496 |
+
On the regular boundary structures it is smooth: its boundary
|
| 497 |
+
restriction preserves induced lengths, hence is a smooth boundary
|
| 498 |
+
isometry, and normal geodesic coordinates extend it smoothly to
|
| 499 |
+
a collar.
|
| 500 |
+
Thus the completion has the claimed global topology, and
|
| 501 |
+
\(\Omega\cong(a,\infty)\times S^2\) is simply connected.
|
| 502 |
+
\end{proof}
|
| 503 |
+
|
| 504 |
+
\subsection{The time graph and the Kruskal attachment}
|
| 505 |
+
\label{q3:static:embedding-subsection}
|
| 506 |
+
|
| 507 |
+
\begin{proof}[Proof of Proposition~\ref{q3:static:classification}]
|
| 508 |
+
Lemma~\ref{q3:static:one-boundary-component} proves $\ell=1$ and the
|
| 509 |
+
spherical topology of $S$. Lemma~\ref{q3:static:no-internal-null} proves
|
| 510 |
+
\(N>0\) on \(\Omega\), and
|
| 511 |
+
Lemma~\ref{q3:static:schwarzschild-base} gives the global static
|
| 512 |
+
base with mass \(m\).
|
| 513 |
+
For the reconstruction write \(M=m\), so \(\kappa=1/(4M)\).
|
| 514 |
+
Simple connectivity and Lemma~\ref{q3:static:base-completion}
|
| 515 |
+
give a global smooth function \(H\) with
|
| 516 |
+
\begin{equation}
|
| 517 |
+
\label{q3:static:time-primitive}
|
| 518 |
+
\dd H=-A.
|
| 519 |
+
\end{equation}
|
| 520 |
+
In static Schwarzschild coordinates use time \(T=t+H(x)\).
|
| 521 |
+
Equations~\eqref{q3:static:base-definitions} and
|
| 522 |
+
\eqref{q3:static:time-primitive} give the exact identity
|
| 523 |
+
\begin{equation}
|
| 524 |
+
\label{q3:static:reconstructed-metric}
|
| 525 |
+
-N\dd T^2+h
|
| 526 |
+
=-u^2\dd t^2+g_{ij}(\dd x^i+X^i\dd t)
|
| 527 |
+
(\dd x^j+X^j\dd t).
|
| 528 |
+
\end{equation}
|
| 529 |
+
The graph \(T=H(x)\), corresponding to \(t=0\), therefore induces
|
| 530 |
+
the original metric \(g\).
|
| 531 |
+
The stationary future unit normal is \(n=(\partial_t-X)/u\).
|
| 532 |
+
With the second-fundamental-form convention of the theorem,
|
| 533 |
+
\begin{equation}
|
| 534 |
+
\label{q3:static:reconstructed-k}
|
| 535 |
+
K_{\mathrm{graph}}
|
| 536 |
+
=\frac1{2u}\bigl(\partial_tg-\mathcal L_Xg\bigr)
|
| 537 |
+
=-\frac1{2u}\mathcal L_Xg
|
| 538 |
+
=K.
|
| 539 |
+
\end{equation}
|
| 540 |
+
This calculation recovers the original \(K\), including a
|
| 541 |
+
non-time-symmetric slice.
|
| 542 |
+
|
| 543 |
+
We next establish smoothness in the original boundary structure.
|
| 544 |
+
If \(u|_S=0\), Equation~\eqref{q3:static:double-norm} gives
|
| 545 |
+
\[
|
| 546 |
+
A=\frac{Y^\flat}{a^2-s^2|Y|_g^2}.
|
| 547 |
+
\]
|
| 548 |
+
This is smooth in the original collar.
|
| 549 |
+
The primitive \(H\) therefore extends smoothly and finitely to \(S\).
|
| 550 |
+
For instance, fix its values on one interior collar section and
|
| 551 |
+
integrate its smooth normal derivative to the boundary.
|
| 552 |
+
Tangential derivatives of this extension agree with those prescribed
|
| 553 |
+
by \(\dd H=-A\), by continuity from the interior.
|
| 554 |
+
|
| 555 |
+
If \(u|_S>0\), the numerator
|
| 556 |
+
\(X^\flat-(2\kappa)^{-1}\dd N\) vanishes as a one-form on \(S\),
|
| 557 |
+
by Equation~\eqref{q3:static:simple-norm}.
|
| 558 |
+
Smooth division by the defining function \(N\) gives
|
| 559 |
+
\begin{equation}
|
| 560 |
+
\label{q3:static:log-time}
|
| 561 |
+
A=\frac1{2\kappa}\dd\log N+\beta,\qquad
|
| 562 |
+
H=-\frac1{2\kappa}\log N+B,
|
| 563 |
+
\end{equation}
|
| 564 |
+
where \(\beta\) and \(B\) are smooth in the original collar.
|
| 565 |
+
The smoothness of \(B\) follows by applying the same normal-integration
|
| 566 |
+
argument to its differential \(-\beta\).
|
| 567 |
+
In this case \(H\to+\infty\) at the boundary, so static time itself
|
| 568 |
+
is not a regular attachment coordinate.
|
| 569 |
+
|
| 570 |
+
Let \(r\) be the Schwarzschild area radius. On the whole exterior
|
| 571 |
+
\[
|
| 572 |
+
N=1-\frac{2M}{r},\qquad
|
| 573 |
+
r=\frac{2M}{1-N}.
|
| 574 |
+
\]
|
| 575 |
+
Normalize the tortoise coordinate and Kruskal coordinates by
|
| 576 |
+
\begin{equation}
|
| 577 |
+
\label{q3:static:kruskal-definitions}
|
| 578 |
+
\begin{aligned}
|
| 579 |
+
r_*&=r+2M\log\left(\frac r{2M}-1\right),\\
|
| 580 |
+
\mathsf U&=-e^{-\kappa(T-r_*)},&
|
| 581 |
+
\mathsf V&= e^{\kappa(T+r_*)}.
|
| 582 |
+
\end{aligned}
|
| 583 |
+
\end{equation}
|
| 584 |
+
On the right exterior \(\mathsf U<0,\mathsf V>0\), and
|
| 585 |
+
the Schwarzschild metric extends as
|
| 586 |
+
\[
|
| 587 |
+
\mathbf g_M
|
| 588 |
+
=-\frac{32M^3}{r}e^{-r/(2M)}
|
| 589 |
+
\dd\mathsf U\,\dd\mathsf V+r^2\dd\omega^2.
|
| 590 |
+
\]
|
| 591 |
+
An exact useful form of Equation~\eqref{q3:static:kruskal-definitions}
|
| 592 |
+
is
|
| 593 |
+
\begin{equation}
|
| 594 |
+
\label{q3:static:kruskal-factor}
|
| 595 |
+
\mathsf U=-Q(N)\sqrt N\,e^{-\kappa T},\qquad
|
| 596 |
+
\mathsf V= Q(N)\sqrt N\,e^{\kappa T},\qquad
|
| 597 |
+
Q(N)=\frac{\exp\!\bigl(1/[2(1-N)]\bigr)}{\sqrt{1-N}}.
|
| 598 |
+
\end{equation}
|
| 599 |
+
The function \(Q\) is smooth and positive near zero, with
|
| 600 |
+
\(Q(0)=\sqrt e\).
|
| 601 |
+
|
| 602 |
+
If \(u|_S=0\), both \(H\) and
|
| 603 |
+
\(\sqrt N=s\sqrt{a^2-s^2|Y|^2}\) are smooth.
|
| 604 |
+
Substitution into Equation~\eqref{q3:static:kruskal-factor} gives
|
| 605 |
+
\(\mathsf U=\mathsf V=0\) on \(S\) and
|
| 606 |
+
\[
|
| 607 |
+
\partial_s\mathsf U|_S
|
| 608 |
+
=-\sqrt e\,\kappa e^{-\kappa H|_S}<0,\qquad
|
| 609 |
+
\partial_s\mathsf V|_S
|
| 610 |
+
=\sqrt e\,\kappa e^{\kappa H|_S}>0.
|
| 611 |
+
\]
|
| 612 |
+
This is a smooth attachment at the bifurcation sphere.
|
| 613 |
+
If \(u|_S>0\), Equation~\eqref{q3:static:log-time} instead gives
|
| 614 |
+
\begin{equation}
|
| 615 |
+
\label{q3:static:future-attachment}
|
| 616 |
+
\mathsf U=-Q(N)N e^{-\kappa B},\qquad
|
| 617 |
+
\mathsf V=Q(N)e^{\kappa B}.
|
| 618 |
+
\end{equation}
|
| 619 |
+
These are smooth in the original collar;
|
| 620 |
+
\(\mathsf U\) vanishes simply and
|
| 621 |
+
\(\mathsf V|_S=\sqrt e\,e^{\kappa B|_S}>0\).
|
| 622 |
+
Thus the attachment is on the future horizon, with each generator
|
| 623 |
+
met once after the angular identification.
|
| 624 |
+
|
| 625 |
+
The angular regularity requires a further check when
|
| 626 |
+
\(u|_S>0\), because the regular base coordinate was \(\lambda\),
|
| 627 |
+
not the original \(N\).
|
| 628 |
+
On the smooth reflected collar in
|
| 629 |
+
Equation~\eqref{q3:static:even-base}, normal projection onto its fixed
|
| 630 |
+
boundary is invariant under \(\lambda\mapsto-\lambda\).
|
| 631 |
+
This follows from uniqueness of the normal geodesics and reflection
|
| 632 |
+
invariance of the metric.
|
| 633 |
+
Schwarzschild angular coordinates are constant along these normal
|
| 634 |
+
geodesics, and their boundary values are the smooth round-sphere
|
| 635 |
+
identification from Lemma~\ref{q3:static:schwarzschild-base}.
|
| 636 |
+
They are therefore smooth even functions of \(\lambda\).
|
| 637 |
+
A smooth even function, with smooth tangential parameters, is a
|
| 638 |
+
smooth function of \(N=\lambda^2\) for \(N\geq0\):
|
| 639 |
+
all odd Taylor coefficients vanish, and repeated application of
|
| 640 |
+
\((2\lambda)^{-1}\partial_\lambda\) to the Taylor remainder gives
|
| 641 |
+
continuous derivatives of every order at zero.
|
| 642 |
+
This proves the required angular smoothness in the original collar.
|
| 643 |
+
In the zero boundary-lapse case the original collar is already a
|
| 644 |
+
smooth base collar, so its completed base isometry supplies the
|
| 645 |
+
angular extension directly.
|
| 646 |
+
|
| 647 |
+
We have constructed a smooth map \(\iota:\Mext\to\) Schwarzschild.
|
| 648 |
+
Equation~\eqref{q3:static:reconstructed-metric} extends to \(S\)
|
| 649 |
+
by continuity, hence \(\iota^*\mathbf g_M=g\) there as well.
|
| 650 |
+
The positive definiteness of \(g\) proves that \(\dd\iota\) is
|
| 651 |
+
injective at every boundary point.
|
| 652 |
+
Interior injectivity follows from the global base isometry;
|
| 653 |
+
boundary injectivity follows from the sphere identification.
|
| 654 |
+
The boundary image, at \(r=2M\), is disjoint from the open image,
|
| 655 |
+
where \(r>2M\).
|
| 656 |
+
The map is proper: a compact subset of Schwarzschild has bounded
|
| 657 |
+
area radius, and its inverse image is closed in the compact base
|
| 658 |
+
region corresponding to
|
| 659 |
+
\([2M,R]\times S^2\).
|
| 660 |
+
Thus the injective immersion is an embedding.
|
| 661 |
+
|
| 662 |
+
The future normal extends smoothly even where \(u=0\).
|
| 663 |
+
To avoid taking a limit of the expression involving \(u^{-1}\),
|
| 664 |
+
choose the smooth future timelike Kruskal vector
|
| 665 |
+
\(Z=\partial_{\mathsf U}+\partial_{\mathsf V}\) near the boundary.
|
| 666 |
+
Let \(Z^\top\) be its tangential projection along the embedded
|
| 667 |
+
spacelike hypersurface and set
|
| 668 |
+
\[
|
| 669 |
+
\widehat n=
|
| 670 |
+
\frac{Z-Z^\top}
|
| 671 |
+
{\sqrt{-\mathbf g_M(Z-Z^\top,Z-Z^\top)}}.
|
| 672 |
+
\]
|
| 673 |
+
The denominator is positive, and this is a smooth future unit
|
| 674 |
+
normal. On the open exterior it agrees with the normal used in
|
| 675 |
+
Equation~\eqref{q3:static:reconstructed-k}.
|
| 676 |
+
Its second fundamental form is smooth and equals \(K\) in the
|
| 677 |
+
interior, so equality extends to \(S\).
|
| 678 |
+
|
| 679 |
+
There is also a smooth spacelike extension of the image through
|
| 680 |
+
its boundary. In the positive boundary-lapse case, use
|
| 681 |
+
\((\mathsf U,\omega)\) as hypersurface coordinates; its normal
|
| 682 |
+
derivative is nonzero by
|
| 683 |
+
Equation~\eqref{q3:static:future-attachment}.
|
| 684 |
+
The remaining null coordinate is a smooth graph function and can
|
| 685 |
+
be extended across \(\mathsf U=0\).
|
| 686 |
+
In the zero boundary-lapse case use
|
| 687 |
+
\((\chi,\omega)\), where
|
| 688 |
+
\(\chi=(\mathsf V-\mathsf U)/2\); the displayed normal derivatives
|
| 689 |
+
give \(\partial_s\chi>0\).
|
| 690 |
+
Again extend the remaining graph function across zero.
|
| 691 |
+
Smooth one-sided graph functions extend across a smooth boundary,
|
| 692 |
+
and compactness of \(S\), together with openness of the spacelike
|
| 693 |
+
condition, preserves spacelikeness on a sufficiently short collar.
|
| 694 |
+
This extension makes no assertion about the original data behind
|
| 695 |
+
\(S\).
|
| 696 |
+
|
| 697 |
+
Finally, the exact inverse-metric identity gives
|
| 698 |
+
\begin{equation}
|
| 699 |
+
\label{q3:static:end-slope}
|
| 700 |
+
|\dd H|_h^2
|
| 701 |
+
=\left|\frac{X^\flat}{N}\right|_C^2
|
| 702 |
+
=\frac{|X|_g^2}{u^2N}
|
| 703 |
+
\longrightarrow\frac{|b|^2}{(b^0)^2}<1.
|
| 704 |
+
\end{equation}
|
| 705 |
+
Choose a constant \(a_0<1\) larger than the limiting slope norm.
|
| 706 |
+
Along radial rays in the Schwarzschild base, uniformly in angle,
|
| 707 |
+
\[
|
| 708 |
+
|H(r,\omega)|
|
| 709 |
+
\leq C+a_0\int_R^r
|
| 710 |
+
\frac{\dd\rho}{\sqrt{1-2M/\rho}}
|
| 711 |
+
=a_0r+O(\log r).
|
| 712 |
+
\]
|
| 713 |
+
Since \(r_*=r+O(\log r)\), it follows that
|
| 714 |
+
\[
|
| 715 |
+
H-r_*\longrightarrow-\infty,\qquad
|
| 716 |
+
H+r_*\longrightarrow+\infty.
|
| 717 |
+
\]
|
| 718 |
+
This is approach to the chosen Schwarzschild spatial infinity.
|
| 719 |
+
It allows a nonzero asymptotic tilt and does not impose \(P=0\)
|
| 720 |
+
or \(K=0\).
|
| 721 |
+
All conclusions of Proposition~\ref{q3:static:classification} follow.
|
| 722 |
+
\end{proof}
|
| 723 |
+
|
| 724 |
+
Propositions~\ref{q3:variation:adjoint} and~\ref{q3:static:classification}
|
| 725 |
+
prove Theorem~\ref{q3:intro:rigidity}. They also prove
|
| 726 |
+
Theorem~\ref{q3:intro:connected-rigidity}: the connected-case argument
|
| 727 |
+
in Lemma~\ref{q3:variation:area-support} supplies the same localized
|
| 728 |
+
multiplier identity, and all subsequent adjoint, static, and
|
| 729 |
+
reconstruction steps use that identity rather than
|
| 730 |
+
partial-coincidence outermostness.
|
preprints/Equality-and-rigidity-in-the-spacetime-Penrose-inequality-September-27-2026/paper.pdf
ADDED
|
@@ -0,0 +1,3 @@
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|
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|
| 1 |
+
version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:4f1aab59ba484eb8a903daed582b30ffe17bbd42392e233213a30abb3aadc710
|
| 3 |
+
size 1274586
|
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/README.md
ADDED
|
@@ -0,0 +1,18 @@
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|
|
|
|
|
| 1 |
+
# [Equality cases in the sharp one-dimensional matrix Lieb–Thirring inequality](sharp-one-dimensional-lieb-thirring-inequalities-matrix-potentials.pdf)
|
| 2 |
+
|
| 3 |
+
**Author:** OpenAI
|
| 4 |
+
|
| 5 |
+
**Date:** October 5, 2026
|
| 6 |
+
|
| 7 |
+
## Citation
|
| 8 |
+
|
| 9 |
+
```bibtex
|
| 10 |
+
@misc{OAI:Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026,
|
| 11 |
+
author = {{OpenAI}},
|
| 12 |
+
title = {{Equality cases in the sharp one-dimensional matrix Lieb--Thirring inequality}},
|
| 13 |
+
howpublished = {OpenAI Math Release preprint
|
| 14 |
+
\href{https://github.com/openai/math/blob/main/preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/sharp-one-dimensional-lieb-thirring-inequalities-matrix-potentials.pdf}{OAI:Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026}},
|
| 15 |
+
year = {2026}
|
| 16 |
+
}
|
| 17 |
+
```
|
| 18 |
+
|
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/main.tex
ADDED
|
@@ -0,0 +1,29 @@
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|
| 1 |
+
\documentclass[11pt]{article}
|
| 2 |
+
\input{preamble}
|
| 3 |
+
\title{Equality cases in the sharp one-dimensional\newline matrix Lieb--Thirring inequality}
|
| 4 |
+
\author{OpenAI}
|
| 5 |
+
\date{October 5, 2026}
|
| 6 |
+
\begin{document}
|
| 7 |
+
\maketitle
|
| 8 |
+
\begin{abstract}
|
| 9 |
+
We classify all equality cases in the sharp one-dimensional Lieb--Thirring
|
| 10 |
+
inequality for every finite matrix size and $1/2<\gamma<3/2$. For measurable
|
| 11 |
+
Hermitian positive semidefinite potentials $W$ with
|
| 12 |
+
$\int_\R\tr(W^{\gamma+1/2})<\infty$, equality holds precisely for direct sums,
|
| 13 |
+
in one constant unitary basis, of scalar one-bound-state solitons and zero
|
| 14 |
+
channels. The nonzero solitons may have independent scales and centers.
|
| 15 |
+
\end{abstract}
|
| 16 |
+
\setcounter{tocdepth}{1}
|
| 17 |
+
\tableofcontents
|
| 18 |
+
\clearpage
|
| 19 |
+
\input{sections/introduction}
|
| 20 |
+
\input{sections/preliminaries}
|
| 21 |
+
\input{sections/action}
|
| 22 |
+
\input{sections/spectral-bound}
|
| 23 |
+
\input{sections/compactness}
|
| 24 |
+
\input{sections/rigidity}
|
| 25 |
+
\appendix
|
| 26 |
+
\input{sections/appendix-trace}
|
| 27 |
+
\input{sections/appendix-paths}
|
| 28 |
+
\input{references}
|
| 29 |
+
\end{document}
|
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/preamble.tex
ADDED
|
@@ -0,0 +1,28 @@
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|
| 1 |
+
\usepackage[T1]{fontenc}
|
| 2 |
+
\usepackage{lmodern}
|
| 3 |
+
\usepackage[margin=1.05in]{geometry}
|
| 4 |
+
\usepackage{amsmath,amssymb,amsthm,mathtools,mathrsfs}
|
| 5 |
+
\usepackage{graphicx,microtype,xcolor,tikz}
|
| 6 |
+
\usetikzlibrary{arrows.meta,positioning,fit,calc}
|
| 7 |
+
\usepackage{hyperref}
|
| 8 |
+
\hypersetup{colorlinks=true,linkcolor=blue!45!black,citecolor=green!35!black,urlcolor=blue!55!black,pdftitle={Equality cases in the sharp one-dimensional matrix Lieb--Thirring inequality},pdfauthor={OpenAI}}
|
| 9 |
+
\newtheorem{theorem}{Theorem}[section]
|
| 10 |
+
\newtheorem{proposition}[theorem]{Proposition}
|
| 11 |
+
\newtheorem{lemma}[theorem]{Lemma}
|
| 12 |
+
\newtheorem{corollary}[theorem]{Corollary}
|
| 13 |
+
\theoremstyle{definition}
|
| 14 |
+
\newtheorem{definition}[theorem]{Definition}
|
| 15 |
+
\theoremstyle{remark}
|
| 16 |
+
\newtheorem{remark}[theorem]{Remark}
|
| 17 |
+
\newcommand{\R}{\mathbb R}
|
| 18 |
+
\newcommand{\C}{\mathbb C}
|
| 19 |
+
\newcommand{\HS}{\mathrm{HS}}
|
| 20 |
+
\DeclareMathOperator{\tr}{tr}
|
| 21 |
+
\DeclareMathOperator{\Tr}{Tr}
|
| 22 |
+
\DeclareMathOperator{\Sym}{Sym}
|
| 23 |
+
\DeclareMathOperator{\sech}{sech}
|
| 24 |
+
\DeclareMathOperator{\diag}{diag}
|
| 25 |
+
\DeclareMathOperator{\op}{op}
|
| 26 |
+
\numberwithin{equation}{section}
|
| 27 |
+
\allowdisplaybreaks[2]
|
| 28 |
+
\setlength{\emergencystretch}{1.5em}
|
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/references.tex
ADDED
|
@@ -0,0 +1,90 @@
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|
|
|
|
| 1 |
+
\begin{thebibliography}{99}
|
| 2 |
+
\raggedright
|
| 3 |
+
\bibitem{AizenmanLieb1978}
|
| 4 |
+
Michael Aizenman and Elliott H. Lieb,
|
| 5 |
+
\emph{On semi-classical bounds for eigenvalues of Schr\"odinger operators},
|
| 6 |
+
Physics Letters A \textbf{66} (1978), no.~6, 427--429.
|
| 7 |
+
\href{https://doi.org/10.1016/0375-9601(78)90385-7}{doi:10.1016/0375-9601(78)90385-7}.
|
| 8 |
+
|
| 9 |
+
\bibitem{BenguriaLoss2000}
|
| 10 |
+
Rafael Benguria and Michael Loss,
|
| 11 |
+
\emph{A simple proof of a theorem of Laptev and Weidl},
|
| 12 |
+
Mathematical Research Letters \textbf{7} (2000), no.~2--3, 195--203.
|
| 13 |
+
\href{https://doi.org/10.4310/MRL.2000.v7.n2.a5}{doi:10.4310/MRL.2000.v7.n2.a5}.
|
| 14 |
+
|
| 15 |
+
\bibitem{FrankGontierLewin2025}
|
| 16 |
+
Rupert L. Frank, David Gontier and Mathieu Lewin,
|
| 17 |
+
\emph{Optimizers for the finite-rank Lieb--Thirring inequality},
|
| 18 |
+
American Journal of Mathematics \textbf{147} (2025), no.~2, 503--560.
|
| 19 |
+
\href{https://doi.org/10.1353/ajm.2025.a954649}{doi:10.1353/ajm.2025.a954649}.
|
| 20 |
+
|
| 21 |
+
\bibitem{HLW2000}
|
| 22 |
+
Dirk Hundertmark, Ari Laptev and Timo Weidl,
|
| 23 |
+
\emph{New bounds on the Lieb--Thirring constants},
|
| 24 |
+
Inventiones Mathematicae \textbf{140} (2000), no.~3, 693--704.
|
| 25 |
+
\href{https://doi.org/10.1007/s002220000077}{doi:10.1007/s002220000077}.
|
| 26 |
+
|
| 27 |
+
\bibitem{HLT1998}
|
| 28 |
+
Dirk Hundertmark, Elliott H. Lieb and Lawrence E. Thomas,
|
| 29 |
+
\emph{A sharp bound for an eigenvalue moment of the one-dimensional
|
| 30 |
+
Schr\"odinger operator},
|
| 31 |
+
Advances in Theoretical and Mathematical Physics \textbf{2} (1998), no.~4,
|
| 32 |
+
719--731.
|
| 33 |
+
\href{https://doi.org/10.4310/ATMP.1998.v2.n4.a2}{doi:10.4310/ATMP.1998.v2.n4.a2}.
|
| 34 |
+
|
| 35 |
+
\bibitem{Keller1961}
|
| 36 |
+
Joseph B. Keller,
|
| 37 |
+
\emph{Lower bounds and isoperimetric inequalities for eigenvalues of the
|
| 38 |
+
Schr\"odinger equation},
|
| 39 |
+
Journal of Mathematical Physics \textbf{2} (1961), no.~2, 262--266.
|
| 40 |
+
\href{https://doi.org/10.1063/1.1703708}{doi:10.1063/1.1703708}.
|
| 41 |
+
|
| 42 |
+
\bibitem{LaptevWeidl2000}
|
| 43 |
+
Ari Laptev and Timo Weidl,
|
| 44 |
+
\emph{Sharp Lieb--Thirring inequalities in high dimensions},
|
| 45 |
+
Acta Mathematica \textbf{184} (2000), no.~1, 87--111.
|
| 46 |
+
\href{https://doi.org/10.1007/BF02392782}{doi:10.1007/BF02392782}.
|
| 47 |
+
|
| 48 |
+
\bibitem{LiebThirring1975}
|
| 49 |
+
Elliott H. Lieb and Walter E. Thirring,
|
| 50 |
+
\emph{Bound for the kinetic energy of fermions which proves the stability
|
| 51 |
+
of matter},
|
| 52 |
+
Physical Review Letters \textbf{35} (1975), no.~11, 687--689;
|
| 53 |
+
erratum, \textbf{35} (1975), 1116.
|
| 54 |
+
\href{https://doi.org/10.1103/PhysRevLett.35.687}{doi:10.1103/PhysRevLett.35.687}.
|
| 55 |
+
|
| 56 |
+
\bibitem{LiebThirring1976}
|
| 57 |
+
Elliott H. Lieb and Walter E. Thirring,
|
| 58 |
+
\emph{Inequalities for the moments of the eigenvalues of the Schr\"odinger
|
| 59 |
+
Hamiltonian and their relation to Sobolev inequalities},
|
| 60 |
+
in \emph{Studies in Mathematical Physics: Essays in Honor of Valentine
|
| 61 |
+
Bargmann}, Elliott H. Lieb, Barry Simon and Arthur S. Wightman (eds.),
|
| 62 |
+
Princeton University Press, Princeton, NJ, 1976, 269--303.
|
| 63 |
+
|
| 64 |
+
\bibitem{Milnor1965}
|
| 65 |
+
John W. Milnor,
|
| 66 |
+
\emph{Topology from the Differentiable Viewpoint},
|
| 67 |
+
University Press of Virginia, Charlottesville, VA, 1965.
|
| 68 |
+
|
| 69 |
+
\bibitem{MLT}
|
| 70 |
+
OpenAI,
|
| 71 |
+
\emph{Sharp one-dimensional Lieb--Thirring inequalities for matrix potentials},
|
| 72 |
+
OpenAI Math Release preprint
|
| 73 |
+
\href{https://github.com/openai/math/blob/main/preprints/Sharp-one-dimensional-Lieb-Thirring-inequalities-for-matrix-potentials-October-5-2026/sharp-matrix-lieb-thirring.pdf}{OAI:Sharp-one-dimensional-Lieb-Thirring-inequalities-for-matrix-potentials-October-5-2026},
|
| 74 |
+
2026.
|
| 75 |
+
|
| 76 |
+
\bibitem{ReadSchulz2026}
|
| 77 |
+
Larry Read and Marvin R. Schulz,
|
| 78 |
+
\emph{The sharp one-dimensional Lieb--Thirring inequality for the sum
|
| 79 |
+
of eigenvalues},
|
| 80 |
+
\href{https://arxiv.org/abs/2609.10478v2}{arXiv:2609.10478v2},
|
| 81 |
+
September 14, 2026.
|
| 82 |
+
|
| 83 |
+
\bibitem{Sard1942}
|
| 84 |
+
Arthur Sard,
|
| 85 |
+
\emph{The measure of the critical values of differentiable maps},
|
| 86 |
+
Bulletin of the American Mathematical Society \textbf{48} (1942),
|
| 87 |
+
883--890.
|
| 88 |
+
\href{https://doi.org/10.1090/S0002-9904-1942-07811-6}{doi:10.1090/S0002-9904-1942-07811-6}.
|
| 89 |
+
|
| 90 |
+
\end{thebibliography}
|
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/action.tex
ADDED
|
@@ -0,0 +1,328 @@
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|
| 1 |
+
\section{An action estimate that retains the equality defects}
|
| 2 |
+
\label{act:section}
|
| 3 |
+
|
| 4 |
+
The finite-interval argument for the sharp inequality can also measure
|
| 5 |
+
failure of its equality relations. We retain the first-order square
|
| 6 |
+
and a quantitative part of the matrix trace deficit. The coefficient
|
| 7 |
+
of this second defect will be independent of the number of rows. This
|
| 8 |
+
uniformity allows us to exhaust an eigenvalue list before knowing that
|
| 9 |
+
it is finite.
|
| 10 |
+
|
| 11 |
+
The construction adapts the field, connecting paths, and action
|
| 12 |
+
identity of \cite[Sections~3--6]{MLT}. Their analytic foundations are
|
| 13 |
+
proved in Appendices~\ref{app:trace} and~\ref{app:paths}; the additional
|
| 14 |
+
estimate below extracts operator-norm rigidity from the trace deficit.
|
| 15 |
+
|
| 16 |
+
Fix positive integers $n,d$, a bounded interval
|
| 17 |
+
$\Omega=(x_-,x_+)$, and
|
| 18 |
+
$K=\operatorname{diag}(\ell_1,\ldots,\ell_n)$ with
|
| 19 |
+
$0<\ell_i\leq\kappa$. For
|
| 20 |
+
$A\in H^1_0(\Omega;\R^{n\times d})$, set $\rho=AA^{\mathsf T}$
|
| 21 |
+
and define
|
| 22 |
+
\begin{equation}\label{act:energy}
|
| 23 |
+
\mathcal E_K(A)=\int_\Omega
|
| 24 |
+
\bigl(\|A'\|_{\HS}^2+\tr(K^2\rho)-\tr(\rho^q)\bigr)\,dx.
|
| 25 |
+
\end{equation}
|
| 26 |
+
For pointwise matrix values $A\in\R^{n\times d}$ and
|
| 27 |
+
$B\in\Sym_n$, put
|
| 28 |
+
\begin{equation}\label{act:defect}
|
| 29 |
+
\Phi_K(A,B)=\min\left\{1,
|
| 30 |
+
\|[B,K^2]\|_{\op}^2
|
| 31 |
+
+\|K^2-B^2-(AA^{\mathsf T})^r\|_{\op}^2\right\}.
|
| 32 |
+
\end{equation}
|
| 33 |
+
Thus $\Phi_K=0$ expresses two algebraic relations, while
|
| 34 |
+
$A'-BA=0$ is a first-order differential relation.
|
| 35 |
+
|
| 36 |
+
\begin{theorem}[Quantitative finite-interval action estimate]
|
| 37 |
+
\label{act:quantitative-action}
|
| 38 |
+
Let $0<\sigma<1$ and $\kappa>0$. There is a constant
|
| 39 |
+
$c_*=c_*(\sigma,\kappa)>0$ with the following property.
|
| 40 |
+
For $n,d,\Omega,K$ as above, suppose
|
| 41 |
+
$U\in H^1_0(\Omega;\R^{n\times d})$ satisfies
|
| 42 |
+
\[
|
| 43 |
+
\int_\Omega UU^{\mathsf T}\,dx=I_n.
|
| 44 |
+
\]
|
| 45 |
+
For every $\eta>0$ there exist a real lower triangular matrix
|
| 46 |
+
$C\in\R^{n\times n}$ and a path
|
| 47 |
+
$B\in C^1(\overline\Omega;\Sym_n)$ such that
|
| 48 |
+
\[
|
| 49 |
+
B(x_-)=K,\qquad B(x_+)=-K,\qquad
|
| 50 |
+
\sup_{x\in\overline\Omega}\|B(x)\|_{\op}\leq\kappa,
|
| 51 |
+
\]
|
| 52 |
+
and, for $A=CU$,
|
| 53 |
+
\begin{equation}\label{act:bound}
|
| 54 |
+
\mathcal E_K(A)\geq b_\sigma\sum_{i=1}^n\ell_i^{2\gamma}
|
| 55 |
+
+\int_\Omega\left(\|A'-BA\|_{\HS}^2
|
| 56 |
+
+c_*\Phi_K(A,B)\right)\,dx-\eta.
|
| 57 |
+
\end{equation}
|
| 58 |
+
In particular, $c_*$ is independent of $n,d,\Omega,U$, and the
|
| 59 |
+
smallest diagonal entry of $K$.
|
| 60 |
+
\end{theorem}
|
| 61 |
+
|
| 62 |
+
\subsection{Coercivity at the matrix-field constraint}
|
| 63 |
+
|
| 64 |
+
The algebraic relations $\Phi_K(A,B)=0$ require $[B,K^2]=0$
|
| 65 |
+
and $\rho=(K^2-B^2)^\sigma$. For $0<\delta\leq1$, we use a
|
| 66 |
+
locally Lipschitz field $M_\delta:\Sym_n\to\Sym_n$ extending
|
| 67 |
+
the commuting rule
|
| 68 |
+
\[
|
| 69 |
+
M_\delta(B)=(K^2-B^2+\delta I)^\sigma-\delta^\sigma I
|
| 70 |
+
\quad\text{if }[B,K^2]=0\text{ and }K^2-B^2\geq0.
|
| 71 |
+
\]
|
| 72 |
+
Thus the constraint $M_\delta(B)=\rho$ is a regularized form of
|
| 73 |
+
the algebraic equality relation in this case. The extension to
|
| 74 |
+
arbitrary symmetric $B$ has a $C^1$ primitive
|
| 75 |
+
$J_\delta:\Sym_n\to\R$ satisfying
|
| 76 |
+
\begin{equation}\label{act:primitive}
|
| 77 |
+
dJ_\delta(B)[H]=-\tr(M_\delta(B)H).
|
| 78 |
+
\end{equation}
|
| 79 |
+
Proposition~\ref{field:properties} constructs these maps and proves
|
| 80 |
+
their required properties. Along a path $B$, the derivative identity
|
| 81 |
+
converts $-\tr(M_\delta(B)B')$ into the total derivative of
|
| 82 |
+
$J_\delta(B)$, which will supply the boundary term in the action
|
| 83 |
+
identity.
|
| 84 |
+
Its endpoint difference is explicit:
|
| 85 |
+
\begin{align}
|
| 86 |
+
J_\delta(-K)-J_\delta(K)
|
| 87 |
+
&=\sum_{i=1}^n\int_{-\ell_i}^{\ell_i}
|
| 88 |
+
\bigl((\ell_i^2-s^2+\delta)^\sigma-\delta^\sigma\bigr)\,ds
|
| 89 |
+
\notag\\
|
| 90 |
+
&\longrightarrow b_\sigma\sum_{i=1}^n\ell_i^{2\gamma}
|
| 91 |
+
\qquad(\delta\downarrow0).
|
| 92 |
+
\label{act:endpoints}
|
| 93 |
+
\end{align}
|
| 94 |
+
The limit follows by dominated convergence and
|
| 95 |
+
$2\sigma+1=2\gamma$.
|
| 96 |
+
|
| 97 |
+
Define the scalar function
|
| 98 |
+
\begin{equation}\label{act:F}
|
| 99 |
+
F(A,B)=\tr(\rho^q)-\tr\bigl((K^2-B^2)\rho\bigr),
|
| 100 |
+
\qquad \rho=AA^{\mathsf T}.
|
| 101 |
+
\end{equation}
|
| 102 |
+
The following lemma bounds this nonlinear term while keeping the
|
| 103 |
+
algebraic defect. The constraint in its hypothesis will later be
|
| 104 |
+
enforced by a penalty.
|
| 105 |
+
|
| 106 |
+
\begin{lemma}\label{act:constraint}
|
| 107 |
+
The constant $c_*(\sigma,\kappa)>0$ can be chosen so that, whenever
|
| 108 |
+
$0<\delta\leq1$, $\|B\|_{\op}\leq\kappa$, and
|
| 109 |
+
$M_\delta(B)=AA^{\mathsf T}$, one has
|
| 110 |
+
\begin{equation}\label{act:constraint-bound}
|
| 111 |
+
F(A,B)+c_*\Phi_K(A,B)\leq E_{n,\delta},
|
| 112 |
+
\qquad
|
| 113 |
+
E_{n,\delta}
|
| 114 |
+
=n\bigl(\delta\kappa^{2\sigma}
|
| 115 |
+
+\delta^\sigma(\kappa^2+\delta)\bigr)
|
| 116 |
+
+\delta^{2\sigma}.
|
| 117 |
+
\end{equation}
|
| 118 |
+
\end{lemma}
|
| 119 |
+
|
| 120 |
+
\begin{proof}
|
| 121 |
+
Write $\rho=M_\delta(B)\geq0$. Proposition~\ref{field:positive}
|
| 122 |
+
gives
|
| 123 |
+
\begin{equation}\label{act:positive-symbol}
|
| 124 |
+
Q_s:=s^2I-2sB+K^2\geq0\quad(s\in\R),
|
| 125 |
+
\qquad 0\leq\rho\leq\kappa^{2\sigma}I.
|
| 126 |
+
\end{equation}
|
| 127 |
+
Put $V=K^2-B^2+\delta I$ and $\beta=\sigma-\tfrac12$.
|
| 128 |
+
With the positive normalization constant $c_\sigma$ specified in
|
| 129 |
+
\eqref{trace:normalization}, define
|
| 130 |
+
\begin{equation}\label{act:RN}
|
| 131 |
+
\begin{split}
|
| 132 |
+
R(t)&=\frac1\pi\int_\R
|
| 133 |
+
\bigl(Q_s+(\delta+t)I\bigr)^{-1}\,ds,\qquad t>0,\\
|
| 134 |
+
N&=c_\sigma\int_0^\infty
|
| 135 |
+
t^\beta\bigl(t^{-1/2}I-R(t)\bigr)\,dt
|
| 136 |
+
=\rho+\delta^\sigma I.
|
| 137 |
+
\end{split}
|
| 138 |
+
\end{equation}
|
| 139 |
+
The last identity is also part of Proposition~\ref{field:positive}.
|
| 140 |
+
Since $(sI-B)^2+V=Q_s+\delta I\geq\delta I$ and $N\geq0$,
|
| 141 |
+
Theorem~\ref{trace:deficit} applies. It supplies
|
| 142 |
+
$L(t)=R(t)^{-1}>0$ and Hermitian matrices $Z(t)$ satisfying
|
| 143 |
+
\begin{equation}\label{act:LZ}
|
| 144 |
+
V+tI=L^2+Z^2+i[B,Z],\qquad
|
| 145 |
+
LZ+ZL+i[B,L]=0,
|
| 146 |
+
\end{equation}
|
| 147 |
+
and the exact identity
|
| 148 |
+
\begin{align}
|
| 149 |
+
\Delta&:=\tr(NV)-\tr(N^q)\notag\\
|
| 150 |
+
&=c_\sigma\int_0^\infty t^\beta
|
| 151 |
+
\left(\tr(R(t)Z(t)^2)
|
| 152 |
+
+q\bigl\|R(t)^{-1/2}
|
| 153 |
+
-R(t)^{1/2}(tI+N^r)^{1/2}\bigr\|_{\HS}^2\right)\,dt
|
| 154 |
+
\geq0.
|
| 155 |
+
\label{act:trace-deficit}
|
| 156 |
+
\end{align}
|
| 157 |
+
The matrices in \eqref{act:LZ} may be complex Hermitian even though
|
| 158 |
+
$A$ and $B$ are real; $i$ denotes the imaginary unit.
|
| 159 |
+
|
| 160 |
+
We extract a dimension-independent bound from the part of the
|
| 161 |
+
integral with $1\leq t\leq2$. On this interval there are constants
|
| 162 |
+
$a_\kappa,A_\kappa>0$ such that
|
| 163 |
+
\begin{equation}\label{act:R-bounds}
|
| 164 |
+
a_\kappa I\leq R(t)\leq A_\kappa I.
|
| 165 |
+
\end{equation}
|
| 166 |
+
For the upper bound, use $Q_s\geq0$ on a bounded interval in $s$,
|
| 167 |
+
and $Q_s\geq\tfrac12s^2I$ for $|s|\geq\max\{1,4\kappa\}$.
|
| 168 |
+
For the lower bound, restrict the integral to $|s|\leq1$, where
|
| 169 |
+
$Q_s+(\delta+t)I\leq(4+2\kappa+\kappa^2)I$.
|
| 170 |
+
These estimates depend on $\kappa$ alone. Moreover
|
| 171 |
+
$\|N\|_{\op}\leq\kappa^{2\sigma}+1$, so
|
| 172 |
+
$H_t=(tI+N^r)^{1/2}$ and $L(t)$ are bounded in operator norm by
|
| 173 |
+
constants depending only on $\sigma,\kappa$.
|
| 174 |
+
|
| 175 |
+
The two integrands in \eqref{act:trace-deficit} control
|
| 176 |
+
$\|Z(t)\|_{\HS}^2$ and $\|L(t)-H_t\|_{\HS}^2$:
|
| 177 |
+
indeed $\tr(RZ^2)=\tr(ZRZ)$ and
|
| 178 |
+
\[
|
| 179 |
+
R^{-1/2}-R^{1/2}H_t=R^{1/2}(L-H_t).
|
| 180 |
+
\]
|
| 181 |
+
It follows by averaging over $[1,2]$ that at some $t$ in this
|
| 182 |
+
interval,
|
| 183 |
+
\begin{equation}\label{act:small-squares}
|
| 184 |
+
\|Z(t)\|_{\op}+\|L(t)-H_t\|_{\op}
|
| 185 |
+
\leq C_1\sqrt\Delta,
|
| 186 |
+
\end{equation}
|
| 187 |
+
where $C_1$ depends only on $\sigma,\kappa$.
|
| 188 |
+
When $\Delta=0$, the same conclusion follows by taking a point
|
| 189 |
+
where both nonnegative integrands vanish.
|
| 190 |
+
|
| 191 |
+
Suppose first that $\Delta\leq1$, and use this value of $t$.
|
| 192 |
+
The first identity in \eqref{act:LZ} gives
|
| 193 |
+
\[
|
| 194 |
+
V-N^r=(L^2-H_t^2)+Z^2+i[B,Z].
|
| 195 |
+
\]
|
| 196 |
+
The boundedness of $L,H_t,B$, together with
|
| 197 |
+
\eqref{act:small-squares}, bounds the norm of this expression by
|
| 198 |
+
$C_2\sqrt\Delta$. To control the commutator, the second identity
|
| 199 |
+
in \eqref{act:LZ} first yields
|
| 200 |
+
$\|[B,L]\|_{\op}\leq2\|L\|_{\op}\|Z\|_{\op}$.
|
| 201 |
+
Then
|
| 202 |
+
\[
|
| 203 |
+
[B,V]=[B,L^2]+[B,Z^2]+i[B,[B,Z]]
|
| 204 |
+
\]
|
| 205 |
+
has the same bound. Thus
|
| 206 |
+
\begin{equation}\label{act:V-coercivity}
|
| 207 |
+
\|V-N^r\|_{\op}+\|[B,V]\|_{\op}
|
| 208 |
+
\leq C_3\sqrt\Delta.
|
| 209 |
+
\end{equation}
|
| 210 |
+
Here and below the constants in this proof depend only on
|
| 211 |
+
$\sigma,\kappa$.
|
| 212 |
+
|
| 213 |
+
The matrices $N=\rho+\delta^\sigma I$ and $\rho$ commute.
|
| 214 |
+
Because $r>1$, the scalar function $y\mapsto y^r$ is Lipschitz on
|
| 215 |
+
$[0,\kappa^{2\sigma}+1]$. Consequently
|
| 216 |
+
\[
|
| 217 |
+
\|N^r-\rho^r\|_{\op}\leq C_4\delta^\sigma.
|
| 218 |
+
\]
|
| 219 |
+
Since $[B,V]=[B,K^2]$ and $\delta\leq\delta^\sigma$,
|
| 220 |
+
\eqref{act:V-coercivity} implies
|
| 221 |
+
\[
|
| 222 |
+
\|[B,K^2]\|_{\op}^2
|
| 223 |
+
+\|K^2-B^2-\rho^r\|_{\op}^2
|
| 224 |
+
\leq C_5(\Delta+\delta^{2\sigma}).
|
| 225 |
+
\]
|
| 226 |
+
Choose $c_*>0$ sufficiently small, also with $c_*\leq1$.
|
| 227 |
+
For $\Delta\leq1$ the preceding estimate gives
|
| 228 |
+
\begin{equation}\label{act:coercivity}
|
| 229 |
+
c_*\Phi_K(A,B)\leq\Delta+\delta^{2\sigma}.
|
| 230 |
+
\end{equation}
|
| 231 |
+
For $\Delta>1$ this follows directly from $\Phi_K\leq1$.
|
| 232 |
+
This proves the required uniform control of the algebraic defect.
|
| 233 |
+
|
| 234 |
+
It remains to relate $\Delta$ to $F$. Expanding $N$ and $V$ gives
|
| 235 |
+
\[
|
| 236 |
+
F(A,B)=-\Delta+\tr(\rho^q)-\tr(N^q)
|
| 237 |
+
+\delta\tr\rho+\delta^\sigma\tr V.
|
| 238 |
+
\]
|
| 239 |
+
The first two powers are ordered because $N=\rho+\delta^\sigma I$.
|
| 240 |
+
Also $\tr\rho\leq n\kappa^{2\sigma}$ and
|
| 241 |
+
$V\leq(\kappa^2+\delta)I$. Adding \eqref{act:coercivity} now
|
| 242 |
+
proves \eqref{act:constraint-bound}.
|
| 243 |
+
\end{proof}
|
| 244 |
+
|
| 245 |
+
\subsection{The action identity and the penalty limit}
|
| 246 |
+
|
| 247 |
+
\begin{proof}[Proof of Theorem~\ref{act:quantitative-action}]
|
| 248 |
+
Fix $0<\delta\leq1$. Proposition~\ref{path:connecting} supplies,
|
| 249 |
+
for every $0<\varepsilon\leq1$, a lower triangular matrix
|
| 250 |
+
$C_\varepsilon$ and a path $B_\varepsilon$ with the prescribed
|
| 251 |
+
endpoints and operator-norm bound such that, for
|
| 252 |
+
$A_\varepsilon=C_\varepsilon U$,
|
| 253 |
+
\begin{equation}\label{act:path}
|
| 254 |
+
\varepsilon B_\varepsilon'
|
| 255 |
+
=M_\delta(B_\varepsilon)
|
| 256 |
+
-A_\varepsilon A_\varepsilon^{\mathsf T}.
|
| 257 |
+
\end{equation}
|
| 258 |
+
For fixed $\delta,K,\Omega,U$, the matrices $C_\varepsilon$ are
|
| 259 |
+
bounded uniformly in $0<\varepsilon\leq1$.
|
| 260 |
+
|
| 261 |
+
Temporarily suppress the subscript $\varepsilon$ and write
|
| 262 |
+
\[
|
| 263 |
+
u_\delta(A,B)
|
| 264 |
+
=\|M_\delta(B)-AA^{\mathsf T}\|_{\HS}^2.
|
| 265 |
+
\]
|
| 266 |
+
Since $A\in H^1_0$ and $B\in C^1$, the product and chain rules
|
| 267 |
+
for absolutely continuous functions, \eqref{act:primitive}, and
|
| 268 |
+
\eqref{act:path} yield almost everywhere
|
| 269 |
+
\begin{align*}
|
| 270 |
+
\bigl(J_\delta(B)+\tr(A^{\mathsf T}BA)\bigr)'
|
| 271 |
+
&=2\tr((A')^{\mathsf T}BA)
|
| 272 |
+
-\tr\bigl((M_\delta(B)-AA^{\mathsf T})B'\bigr)\\
|
| 273 |
+
&=2\tr((A')^{\mathsf T}BA)-\varepsilon^{-1}u_\delta(A,B).
|
| 274 |
+
\end{align*}
|
| 275 |
+
Complete the square in the action and integrate this identity.
|
| 276 |
+
Because $A$ vanishes at both endpoints, the result is the exact
|
| 277 |
+
formula
|
| 278 |
+
\begin{align}
|
| 279 |
+
\mathcal E_K(A)
|
| 280 |
+
&=J_\delta(-K)-J_\delta(K)\notag\\
|
| 281 |
+
&\quad+\int_\Omega\left(
|
| 282 |
+
\|A'-BA\|_{\HS}^2-F(A,B)
|
| 283 |
+
+\varepsilon^{-1}u_\delta(A,B)\right)\,dx.
|
| 284 |
+
\label{act:identity}
|
| 285 |
+
\end{align}
|
| 286 |
+
|
| 287 |
+
We now use the penalty to pass from the constraint estimate in
|
| 288 |
+
Lemma~\ref{act:constraint} to all matrix values on these paths.
|
| 289 |
+
The continuous representative of $U$ is bounded on
|
| 290 |
+
$\overline\Omega$. The uniform bound on $C_\varepsilon$ and the
|
| 291 |
+
bound $\|B_\varepsilon\|_{\op}\leq\kappa$ therefore place all pairs
|
| 292 |
+
$(A_\varepsilon(x),B_\varepsilon(x))$ in one compact set
|
| 293 |
+
$\mathcal K_\delta\subset\R^{n\times d}\times\Sym_n$ on which
|
| 294 |
+
$\|B\|_{\op}\leq\kappa$. On this set $F$, $\Phi_K$, and
|
| 295 |
+
$u_\delta$ are continuous. Lemma~\ref{act:constraint} implies
|
| 296 |
+
\begin{equation}\label{act:penalty}
|
| 297 |
+
\limsup_{\varepsilon\downarrow0}
|
| 298 |
+
\sup_{(A,B)\in\mathcal K_\delta}
|
| 299 |
+
\bigl(F(A,B)+c_*\Phi_K(A,B)-\varepsilon^{-1}u_\delta(A,B)\bigr)
|
| 300 |
+
\leq E_{n,\delta}.
|
| 301 |
+
\end{equation}
|
| 302 |
+
Indeed, if the left side exceeded $E_{n,\delta}$, some sequence
|
| 303 |
+
$\varepsilon_j\downarrow0$ and corresponding pairs in the compact
|
| 304 |
+
set would make the expression at least $E_{n,\delta}+\tau$ for
|
| 305 |
+
some $\tau>0$. Boundedness of $F+c_*\Phi_K$ would force
|
| 306 |
+
$u_\delta=O(\varepsilon_j)$ along that sequence. A convergent
|
| 307 |
+
subsequence would then give a limiting pair with $u_\delta=0$ and
|
| 308 |
+
$F+c_*\Phi_K\geq E_{n,\delta}+\tau$, contradicting
|
| 309 |
+
Lemma~\ref{act:constraint}.
|
| 310 |
+
|
| 311 |
+
For any $\tau>0$, choose $\varepsilon$ small enough that the
|
| 312 |
+
supremum in \eqref{act:penalty} is at most $E_{n,\delta}+\tau$.
|
| 313 |
+
Substitution into \eqref{act:identity} gives
|
| 314 |
+
\begin{align*}
|
| 315 |
+
\mathcal E_K(A_\varepsilon)
|
| 316 |
+
\geq{}&J_\delta(-K)-J_\delta(K)
|
| 317 |
+
-|\Omega|(E_{n,\delta}+\tau)\\
|
| 318 |
+
&+\int_\Omega\left(\|A_\varepsilon'-B_\varepsilon A_\varepsilon\|_{\HS}^2
|
| 319 |
+
+c_*\Phi_K(A_\varepsilon,B_\varepsilon)\right)\,dx.
|
| 320 |
+
\end{align*}
|
| 321 |
+
Finally, first choose $\delta>0$ so small that the endpoint error
|
| 322 |
+
in \eqref{act:endpoints} and $|\Omega|E_{n,\delta}$ together are
|
| 323 |
+
less than $\eta/2$. Next choose $\tau>0$ with
|
| 324 |
+
$|\Omega|\tau<\eta/2$, and then choose the required $\varepsilon$.
|
| 325 |
+
These choices prove \eqref{act:bound}. All compactness arguments
|
| 326 |
+
were made after fixing $\delta$; no bound uniform in $\delta$ is
|
| 327 |
+
needed.
|
| 328 |
+
\end{proof}
|
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/appendix-paths.tex
ADDED
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|
|
| 1 |
+
\section{The regularized field and connecting paths}
|
| 2 |
+
\label{app:paths}
|
| 3 |
+
|
| 4 |
+
The finite-interval action argument requires a symmetric matrix path
|
| 5 |
+
from $K$ to $-K$ whose derivative measures the difference between a
|
| 6 |
+
matrix field and $AA^{\mathsf T}$. We construct both the field and the
|
| 7 |
+
path here. These are the constructions of \cite[Sections~4--5]{MLT};
|
| 8 |
+
we include their proofs to make the analytic input to the equality
|
| 9 |
+
argument self-contained. The positivity statement below also
|
| 10 |
+
identifies the resolvent to which Theorem~\ref{trace:deficit} applies.
|
| 11 |
+
|
| 12 |
+
Throughout this appendix,
|
| 13 |
+
$K=\operatorname{diag}(k_1,\ldots,k_n)$ with $k_i>0$,
|
| 14 |
+
$\kappa=\max_i k_i$, and $\Sym_n$ denotes the real symmetric matrices.
|
| 15 |
+
We use $\beta=\sigma-\tfrac12$ and the constant $c_\sigma$ from
|
| 16 |
+
\eqref{trace:normalization}.
|
| 17 |
+
|
| 18 |
+
\subsection{A field with a scalar boundary integral}
|
| 19 |
+
|
| 20 |
+
For $\delta>0$, define on $y\geq0$
|
| 21 |
+
\begin{equation}\label{field:f}
|
| 22 |
+
f_\delta(y)=\frac{c_\sigma}{\pi}\int_0^\infty t^\beta
|
| 23 |
+
\left(\frac1{t+\delta}-\frac1{t+\delta+y}\right)\,dt,
|
| 24 |
+
\end{equation}
|
| 25 |
+
and extend to $y<0$ by the tangent line $f_\delta'(0)y$.
|
| 26 |
+
The resulting function is $C^1$, strictly increasing, and concave.
|
| 27 |
+
Indeed, for $y\geq0$,
|
| 28 |
+
\begin{equation}\label{field:f-derivative}
|
| 29 |
+
f_\delta'(y)=a_\sigma(y+\delta)^{\beta-1},
|
| 30 |
+
\qquad
|
| 31 |
+
a_\sigma=\frac{c_\sigma}{\pi}
|
| 32 |
+
\int_0^\infty\frac{u^\beta}{(1+u)^2}\,du>0.
|
| 33 |
+
\end{equation}
|
| 34 |
+
Both integrals converge since $-\tfrac12<\beta<\tfrac12$.
|
| 35 |
+
The extension allows the functional calculus below even when its
|
| 36 |
+
matrix argument has negative eigenvalues.
|
| 37 |
+
|
| 38 |
+
Set
|
| 39 |
+
\begin{equation}\label{field:definition}
|
| 40 |
+
\begin{split}
|
| 41 |
+
Q_s(B)&=s^2I-2sB+K^2,\\
|
| 42 |
+
M_\delta(B)&=\lim_{R\to\infty}\int_{-R}^{R}
|
| 43 |
+
\bigl(f_\delta(Q_s(B))-f_\delta(s^2)I\bigr)\,ds,
|
| 44 |
+
\qquad B\in\Sym_n,
|
| 45 |
+
\end{split}
|
| 46 |
+
\end{equation}
|
| 47 |
+
where the symmetric cutoff cancels the leading term
|
| 48 |
+
$-2s f_\delta'(s^2)B$, which is odd in $s$.
|
| 49 |
+
The scalar counterpart is
|
| 50 |
+
\begin{equation}\label{field:mu}
|
| 51 |
+
\mu_\delta(z)=\int_\R
|
| 52 |
+
\bigl(f_\delta(s^2+z)-f_\delta(s^2)\bigr)\,ds,
|
| 53 |
+
\qquad z\in\R.
|
| 54 |
+
\end{equation}
|
| 55 |
+
|
| 56 |
+
\begin{proposition}[Regularized field]\label{field:properties}
|
| 57 |
+
The limit in \eqref{field:definition} exists locally uniformly, and
|
| 58 |
+
$M_\delta:\Sym_n\to\Sym_n$ is locally Lipschitz. There is a
|
| 59 |
+
$C^1$ function $J_\delta:\Sym_n\to\R$, normalized by
|
| 60 |
+
$J_\delta(0)=0$, such that
|
| 61 |
+
\begin{equation}\label{field:primitive}
|
| 62 |
+
dJ_\delta(B)[H]=-\tr(M_\delta(B)H).
|
| 63 |
+
\end{equation}
|
| 64 |
+
The scalar function $\mu_\delta$ is locally Lipschitz and strictly
|
| 65 |
+
increasing, with $\mu_\delta(0)=0$, and
|
| 66 |
+
\begin{equation}\label{field:mu-positive}
|
| 67 |
+
\mu_\delta(z)=(z+\delta)^\sigma-\delta^\sigma
|
| 68 |
+
\qquad(z\geq0).
|
| 69 |
+
\end{equation}
|
| 70 |
+
For every real unit vector $e$, and for every standard basis vector
|
| 71 |
+
$e_i$, respectively,
|
| 72 |
+
\begin{align}
|
| 73 |
+
e^{\mathsf T}M_\delta(B)e
|
| 74 |
+
&\leq\mu_\delta\bigl(e^{\mathsf T}K^2e
|
| 75 |
+
-(e^{\mathsf T}Be)^2\bigr),
|
| 76 |
+
\label{field:direction}\\
|
| 77 |
+
Be_i=ye_i\quad&\Longrightarrow\quad
|
| 78 |
+
M_\delta(B)e_i=\mu_\delta(k_i^2-y^2)e_i.
|
| 79 |
+
\label{field:coordinate}
|
| 80 |
+
\end{align}
|
| 81 |
+
For each diagonal sign matrix $S$,
|
| 82 |
+
\begin{equation}\label{field:equivariance}
|
| 83 |
+
M_\delta(SBS)=SM_\delta(B)S.
|
| 84 |
+
\end{equation}
|
| 85 |
+
Finally,
|
| 86 |
+
\begin{equation}\label{field:endpoints}
|
| 87 |
+
\begin{split}
|
| 88 |
+
J_\delta(-K)-J_\delta(K)
|
| 89 |
+
&=\sum_{i=1}^n\int_{-k_i}^{k_i}\mu_\delta(k_i^2-s^2)\,ds\\
|
| 90 |
+
&\longrightarrow b_\sigma\sum_{i=1}^n k_i^{2\sigma+1}
|
| 91 |
+
\qquad(\delta\downarrow0).
|
| 92 |
+
\end{split}
|
| 93 |
+
\end{equation}
|
| 94 |
+
\end{proposition}
|
| 95 |
+
|
| 96 |
+
\begin{proof}
|
| 97 |
+
We first justify the matrix integral, including its local Lipschitz
|
| 98 |
+
dependence. If a scalar function $h$ is Lipschitz on an interval
|
| 99 |
+
containing the spectra of Hermitian matrices $X,Y$, then
|
| 100 |
+
\begin{equation}\label{field:HS-calculus}
|
| 101 |
+
\|h(X)-h(Y)\|_{\HS}\leq\operatorname{Lip}(h)\|X-Y\|_{\HS}.
|
| 102 |
+
\end{equation}
|
| 103 |
+
To see this, use eigenbases $e_i$ of $X$ and $v_j$ of $Y$.
|
| 104 |
+
The mixed matrix entries of the two differences are
|
| 105 |
+
$(h(\lambda_i)-h(\nu_j))\langle e_i,v_j\rangle$ and
|
| 106 |
+
$(\lambda_i-\nu_j)\langle e_i,v_j\rangle$; square the scalar
|
| 107 |
+
Lipschitz inequality and sum over $i,j$.
|
| 108 |
+
|
| 109 |
+
On a bounded set of $B$'s the spectrum of
|
| 110 |
+
$E_s(B)=-2sB+K^2$ is contained in $[-a|s|,a|s|]$ for all sufficiently
|
| 111 |
+
large $|s|$. For
|
| 112 |
+
\[
|
| 113 |
+
h_s(y)=f_\delta(s^2+y)-f_\delta(s^2)-f_\delta'(s^2)y,
|
| 114 |
+
\]
|
| 115 |
+
Equation~\eqref{field:f-derivative} gives
|
| 116 |
+
$\sup_{|y|\leq a|s|}|h_s'(y)|=O(|s|^{2\beta-3})$.
|
| 117 |
+
It follows from \eqref{field:HS-calculus} that
|
| 118 |
+
\[
|
| 119 |
+
f_\delta(Q_s(B))-f_\delta(s^2)I
|
| 120 |
+
=-2s f_\delta'(s^2)B+T_s(B),
|
| 121 |
+
\]
|
| 122 |
+
where both $\|T_s(B)\|_{\HS}$ and the local Lipschitz constant of
|
| 123 |
+
$T_s$ are $O(|s|^{2\beta-2})$. For the first bound, include
|
| 124 |
+
$f_\delta'(s^2)K^2$ in $T_s$; for the second, apply
|
| 125 |
+
\eqref{field:HS-calculus} to $h_s(E_s(B))$ and use
|
| 126 |
+
$E_s(B_1)-E_s(B_2)=-2s(B_1-B_2)$.
|
| 127 |
+
Because $2\beta-2<-1$, these remainders are integrable at infinity.
|
| 128 |
+
The odd term cancels at each symmetric cutoff. On bounded
|
| 129 |
+
$s$-intervals, \eqref{field:HS-calculus} applies directly to
|
| 130 |
+
$f_\delta$. This proves the asserted convergence and regularity.
|
| 131 |
+
|
| 132 |
+
For the primitive, choose a scalar antiderivative
|
| 133 |
+
$g_\delta'=f_\delta$. Trace differentiation gives
|
| 134 |
+
$d\tr(g_\delta(X))[H]=\tr(f_\delta(X)H)$.
|
| 135 |
+
This formula follows for polynomials by cyclicity and for
|
| 136 |
+
$g_\delta$ by approximation in $C^1$ on compact spectral intervals.
|
| 137 |
+
For $s\ne0$, the function
|
| 138 |
+
\[
|
| 139 |
+
B\longmapsto
|
| 140 |
+
\frac{\tr(g_\delta(Q_s(B))-g_\delta(K^2))}{2s}
|
| 141 |
+
+f_\delta(s^2)\tr B
|
| 142 |
+
\]
|
| 143 |
+
has differential
|
| 144 |
+
$-\tr((f_\delta(Q_s(B))-f_\delta(s^2)I)H)$.
|
| 145 |
+
At $s=0$ that differential is constant in $B$ and also has a
|
| 146 |
+
primitive. Thus the negative of every finite-cutoff field has
|
| 147 |
+
zero integral around each closed piecewise smooth curve in
|
| 148 |
+
$\Sym_n$. Local uniform convergence passes this property to
|
| 149 |
+
$-M_\delta$. Path integration, starting at zero, defines
|
| 150 |
+
$J_\delta$ and proves \eqref{field:primitive}.
|
| 151 |
+
|
| 152 |
+
For bounded $z$, the integrand in \eqref{field:mu} and its
|
| 153 |
+
Lipschitz constant in $z$ are $O(|s|^{2\beta-2})$ at infinity.
|
| 154 |
+
This proves absolute convergence and local Lipschitz continuity
|
| 155 |
+
of $\mu_\delta$. Strict increase and $\mu_\delta(0)=0$ follow
|
| 156 |
+
from the same properties of $f_\delta$. For $z\geq0$,
|
| 157 |
+
Tonelli's theorem applied to \eqref{field:f} gives
|
| 158 |
+
\[
|
| 159 |
+
\mu_\delta(z)=c_\sigma\int_0^\infty t^\beta
|
| 160 |
+
\bigl((t+\delta)^{-1/2}-(t+\delta+z)^{-1/2}\bigr)\,dt.
|
| 161 |
+
\]
|
| 162 |
+
The normalization \eqref{trace:normalization}, after scaling,
|
| 163 |
+
evaluates this as \eqref{field:mu-positive}.
|
| 164 |
+
|
| 165 |
+
Translations in the variable $s$ remain legitimate with a
|
| 166 |
+
symmetric cutoff. More precisely, for fixed $a,z\in\R$,
|
| 167 |
+
\begin{equation}\label{field:shift}
|
| 168 |
+
\lim_{R\to\infty}\int_{-R}^{R}
|
| 169 |
+
\bigl(f_\delta((s-a)^2+z)-f_\delta(s^2)\bigr)\,ds
|
| 170 |
+
=\mu_\delta(z).
|
| 171 |
+
\end{equation}
|
| 172 |
+
Indeed $F_z(s)=f_\delta(s^2+z)$ is even and
|
| 173 |
+
$F_z'(s)=O(|s|^{2\beta-1})\to0$ at infinity. Pairing the two
|
| 174 |
+
short intervals produced by a translation bounds the difference
|
| 175 |
+
between the shifted and unshifted cutoff integrals by
|
| 176 |
+
\[
|
| 177 |
+
|a|^2\sup_{R-|a|\leq u\leq R+|a|}|F_z'(u)|,
|
| 178 |
+
\]
|
| 179 |
+
which tends to zero.
|
| 180 |
+
|
| 181 |
+
Scalar concavity in an eigenbasis of $Q_s(B)$ now gives
|
| 182 |
+
\[
|
| 183 |
+
e^{\mathsf T}f_\delta(Q_s(B))e
|
| 184 |
+
\leq f_\delta(e^{\mathsf T}Q_s(B)e).
|
| 185 |
+
\]
|
| 186 |
+
The scalar argument on the right is
|
| 187 |
+
$(s-e^{\mathsf T}Be)^2+e^{\mathsf T}K^2e-(e^{\mathsf T}Be)^2$.
|
| 188 |
+
Integration and \eqref{field:shift} prove \eqref{field:direction}.
|
| 189 |
+
If $Be_i=ye_i$, functional calculus gives equality in the
|
| 190 |
+
corresponding coordinate, proving \eqref{field:coordinate}.
|
| 191 |
+
Since $SK^2S=K^2$, conjugation inside the defining integral proves
|
| 192 |
+
\eqref{field:equivariance}.
|
| 193 |
+
|
| 194 |
+
On diagonal matrices, \eqref{field:primitive} and
|
| 195 |
+
\eqref{field:coordinate} read
|
| 196 |
+
\[
|
| 197 |
+
dJ_\delta(\operatorname{diag}(b_1,\ldots,b_n))
|
| 198 |
+
=-\sum_i\mu_\delta(k_i^2-b_i^2)\,db_i.
|
| 199 |
+
\]
|
| 200 |
+
Integrating from $K$ to $-K$ gives the first equality in
|
| 201 |
+
\eqref{field:endpoints}. For $z\geq0$,
|
| 202 |
+
$0\leq\mu_\delta(z)\leq z^\sigma$ and
|
| 203 |
+
$\mu_\delta(z)\to z^\sigma$. Dominated convergence and the
|
| 204 |
+
substitution $s=k_i u$ give its stated limit.
|
| 205 |
+
\end{proof}
|
| 206 |
+
|
| 207 |
+
The field is defined on all symmetric matrices, but the action
|
| 208 |
+
argument compares it with a positive matrix $AA^{\mathsf T}$.
|
| 209 |
+
At such values its directional bound forces positivity of the
|
| 210 |
+
entire quadratic symbol $Q_s(B)$. This is the condition needed
|
| 211 |
+
for the trace deficit formula.
|
| 212 |
+
|
| 213 |
+
\begin{proposition}[Positive values of the field]\label{field:positive}
|
| 214 |
+
If $M=M_\delta(B)\geq0$, then
|
| 215 |
+
\begin{equation}\label{field:positive-bounds}
|
| 216 |
+
Q_s(B)\geq0\quad(s\in\R),\qquad
|
| 217 |
+
0\leq M\leq\kappa^{2\sigma}I.
|
| 218 |
+
\end{equation}
|
| 219 |
+
Set $V=K^2-B^2+\delta I$ and use $B,V$ in
|
| 220 |
+
\eqref{trace:resolvents} and \eqref{trace:N}. Then the symbol
|
| 221 |
+
$(sI-B)^2+V=Q_s(B)+\delta I$ is bounded below by $\delta I$, and
|
| 222 |
+
\begin{equation}\label{field:N}
|
| 223 |
+
N=M+\delta^\sigma I.
|
| 224 |
+
\end{equation}
|
| 225 |
+
In particular, the hypotheses of Theorem~\ref{trace:deficit} hold.
|
| 226 |
+
\end{proposition}
|
| 227 |
+
|
| 228 |
+
\begin{proof}
|
| 229 |
+
By \eqref{field:direction}, positivity of $M$ and strict increase
|
| 230 |
+
of $\mu_\delta$ imply
|
| 231 |
+
$e^{\mathsf T}K^2e\geq(e^{\mathsf T}Be)^2$ for every real unit
|
| 232 |
+
vector $e$. Completing the scalar square gives
|
| 233 |
+
\[
|
| 234 |
+
e^{\mathsf T}Q_s(B)e=(s-e^{\mathsf T}Be)^2
|
| 235 |
+
+e^{\mathsf T}K^2e-(e^{\mathsf T}Be)^2\geq0.
|
| 236 |
+
\]
|
| 237 |
+
Thus $Q_s(B)\geq0$, also as a Hermitian matrix on $\C^n$.
|
| 238 |
+
Moreover, \eqref{field:direction} gives
|
| 239 |
+
$M\leq\mu_\delta(\kappa^2)I\leq\kappa^{2\sigma}I$, using
|
| 240 |
+
$(a+b)^\sigma\leq a^\sigma+b^\sigma$.
|
| 241 |
+
|
| 242 |
+
Write $Y_s=(sI-B)^2$. Diagonalization of $B$ and
|
| 243 |
+
\eqref{field:shift} allow replacement of the scalar subtraction
|
| 244 |
+
$f_\delta(s^2)I$ in \eqref{field:definition} by $f_\delta(Y_s)$.
|
| 245 |
+
Since both $Q_s(B)$ and $Y_s$ are positive, their difference under
|
| 246 |
+
$f_\delta$ is, by \eqref{field:f},
|
| 247 |
+
\[
|
| 248 |
+
\frac{c_\sigma}{\pi}\int_0^\infty t^\beta
|
| 249 |
+
\left((Y_s+(t+\delta)I)^{-1}
|
| 250 |
+
-(Q_s(B)+(t+\delta)I)^{-1}\right)\,dt.
|
| 251 |
+
\]
|
| 252 |
+
For fixed $B,\delta$, both matrices being inverted are bounded
|
| 253 |
+
below by $c(1+t+s^2)I$. Their difference is $K^2-B^2$, so the
|
| 254 |
+
resolvent identity bounds the norm of the integrand by
|
| 255 |
+
$C t^\beta(1+t+s^2)^{-2}$. Integrating first in $s$ yields
|
| 256 |
+
$C't^\beta(1+t)^{-3/2}$, which is integrable on $(0,\infty)$.
|
| 257 |
+
Fubini's theorem is therefore applicable and gives
|
| 258 |
+
\[
|
| 259 |
+
M=c_\sigma\int_0^\infty t^\beta
|
| 260 |
+
\bigl((t+\delta)^{-1/2}I-R(t)\bigr)\,dt.
|
| 261 |
+
\]
|
| 262 |
+
Subtracting this expression from \eqref{trace:N} and scaling
|
| 263 |
+
\eqref{trace:normalization} gives \eqref{field:N}.
|
| 264 |
+
\end{proof}
|
| 265 |
+
|
| 266 |
+
\subsection{Choosing the lower triangular coefficient matrix}
|
| 267 |
+
|
| 268 |
+
Let $\mathcal L_n$ be the real lower triangular $n\times n$
|
| 269 |
+
matrices. Their dimension equals that of $\Sym_n$. This dimension
|
| 270 |
+
match allows us to prescribe a symmetric terminal value by choosing
|
| 271 |
+
$C\in\mathcal L_n$. At a simple initial problem there is one choice
|
| 272 |
+
up to signs of the rows. Continuation preserves the parity of this
|
| 273 |
+
number, and hence produces the required terminal value.
|
| 274 |
+
|
| 275 |
+
\begin{proposition}[Connecting path]\label{path:connecting}
|
| 276 |
+
Let $\Omega=(x_-,x_+)$ be bounded and let
|
| 277 |
+
$U\in H^1_0(\Omega;\R^{n\times d})$, where $n,d\geq1$, satisfy
|
| 278 |
+
\[
|
| 279 |
+
\int_\Omega UU^{\mathsf T}\,dx=I_n.
|
| 280 |
+
\]
|
| 281 |
+
For every $\delta,\varepsilon>0$ there are
|
| 282 |
+
$C_\varepsilon\in\mathcal L_n$ and
|
| 283 |
+
$B_\varepsilon\in C^1(\overline\Omega;\Sym_n)$ such that, with
|
| 284 |
+
$A_\varepsilon=C_\varepsilon U$,
|
| 285 |
+
\begin{equation}\label{path:ode}
|
| 286 |
+
\varepsilon B_\varepsilon'
|
| 287 |
+
=M_\delta(B_\varepsilon)-A_\varepsilon A_\varepsilon^{\mathsf T},
|
| 288 |
+
\qquad B_\varepsilon(x_-)=K,\quad B_\varepsilon(x_+)=-K.
|
| 289 |
+
\end{equation}
|
| 290 |
+
They satisfy
|
| 291 |
+
\begin{equation}\label{path:bounds}
|
| 292 |
+
\sup_{x\in\overline\Omega}\|B_\varepsilon(x)\|_{\op}\leq\kappa,
|
| 293 |
+
\qquad
|
| 294 |
+
\sup_{0<\varepsilon\leq1}\|C_\varepsilon\|_{\HS}<\infty,
|
| 295 |
+
\end{equation}
|
| 296 |
+
where the second bound is for fixed $\delta,K,\Omega$.
|
| 297 |
+
\end{proposition}
|
| 298 |
+
|
| 299 |
+
\begin{proof}
|
| 300 |
+
Use the continuous representative of $U$. Choose a smooth,
|
| 301 |
+
nonnegative, compactly supported cutoff $\chi$ on $\Sym_n$, equal
|
| 302 |
+
to one on $\{B:\|B\|_{\op}\leq\kappa\}$ and invariant under
|
| 303 |
+
conjugation by diagonal sign matrices. Averaging a cutoff over
|
| 304 |
+
the finite sign group produces such a function. The truncated
|
| 305 |
+
field $\widehat M=\chi M_\delta$ is bounded and globally Lipschitz.
|
| 306 |
+
|
| 307 |
+
Fix $\varepsilon>0$. For $C\in\mathcal L_n$ and
|
| 308 |
+
$\theta\in[0,1]$, the equation
|
| 309 |
+
\begin{equation}\label{path:homotopy}
|
| 310 |
+
\varepsilon B'=\theta\widehat M(B)-(CU)(CU)^{\mathsf T},
|
| 311 |
+
\qquad B(x_-)=K
|
| 312 |
+
\end{equation}
|
| 313 |
+
has a unique $C^1$ solution on $\overline\Omega$. Define the
|
| 314 |
+
continuous endpoint map
|
| 315 |
+
\[
|
| 316 |
+
\Phi(C,\theta)=B(x_+)+K\in\Sym_n.
|
| 317 |
+
\]
|
| 318 |
+
Let $\mathcal G$ be the group of diagonal sign matrices, acting
|
| 319 |
+
by $C\mapsto SC$ on $\mathcal L_n$ and by conjugation on
|
| 320 |
+
$\Sym_n$. Equivariance of the field and uniqueness of the ODE give
|
| 321 |
+
\begin{equation}\label{path:equivariance}
|
| 322 |
+
\Phi(SC,\theta)=S\Phi(C,\theta)S.
|
| 323 |
+
\end{equation}
|
| 324 |
+
|
| 325 |
+
We record the three facts needed for continuation: compactness
|
| 326 |
+
of the zero set, freeness of the sign action there, and one regular
|
| 327 |
+
orbit of zeros at $\theta=0$.
|
| 328 |
+
At a zero, integration of \eqref{path:homotopy} gives
|
| 329 |
+
\begin{equation}\label{path:C-identity}
|
| 330 |
+
CC^{\mathsf T}=2\varepsilon K
|
| 331 |
+
+\theta\int_\Omega\widehat M(B(x))\,dx.
|
| 332 |
+
\end{equation}
|
| 333 |
+
Consequently all zeros lie in a bounded set, and their joint set
|
| 334 |
+
in $\mathcal L_n\times[0,1]$ is compact. For
|
| 335 |
+
$0<\varepsilon\leq1$, this calculation gives the uniform bound
|
| 336 |
+
\begin{equation}\label{path:C-bound}
|
| 337 |
+
\|C\|_{\HS}^2\leq2\tr K
|
| 338 |
+
+n|\Omega|\sup_{B\in\Sym_n}\|\widehat M(B)\|_{\op}.
|
| 339 |
+
\end{equation}
|
| 340 |
+
|
| 341 |
+
No row of $C$ can vanish at a zero. Otherwise the reflection
|
| 342 |
+
changing only row $i$ would fix $C$; ODE uniqueness and
|
| 343 |
+
\eqref{path:equivariance} would force $Be_i=y e_i$ throughout the
|
| 344 |
+
interval. Equation~\eqref{field:coordinate} would then give
|
| 345 |
+
\[
|
| 346 |
+
\varepsilon y'=\theta\chi(B(x))\mu_\delta(k_i^2-y^2),
|
| 347 |
+
\qquad y(x_-)=k_i.
|
| 348 |
+
\]
|
| 349 |
+
The coefficient $\chi(B(x))$ is continuous and the right side
|
| 350 |
+
is locally Lipschitz in $y$. Uniqueness forces $y\equiv k_i$,
|
| 351 |
+
contradicting $y(x_+)=-k_i$. Thus the action of $\mathcal G$
|
| 352 |
+
on the zero set is free.
|
| 353 |
+
|
| 354 |
+
At $\theta=0$ one has
|
| 355 |
+
\begin{equation}\label{path:initial-map}
|
| 356 |
+
\Phi(C,0)=2K-\varepsilon^{-1}CC^{\mathsf T}.
|
| 357 |
+
\end{equation}
|
| 358 |
+
Its lower triangular zeros are exactly
|
| 359 |
+
$C=\operatorname{diag}(d_1,\ldots,d_n)$ with
|
| 360 |
+
$d_i=\pm\sqrt{2\varepsilon k_i}$. Indeed, the first row of
|
| 361 |
+
$CC^{\mathsf T}=2\varepsilon K$ fixes $|d_1|$ and forces all
|
| 362 |
+
other entries of the first column to vanish, and induction does
|
| 363 |
+
the same for subsequent columns. These $2^n$ zeros form one
|
| 364 |
+
sign orbit. At each, the derivative in a lower triangular
|
| 365 |
+
direction $H$ has diagonal entries
|
| 366 |
+
$-2\varepsilon^{-1}d_i H_{ii}$ and lower off-diagonal entries
|
| 367 |
+
$-\varepsilon^{-1}d_j H_{ij}$ for $i>j$. It is therefore an
|
| 368 |
+
isomorphism $\mathcal L_n\to\Sym_n$.
|
| 369 |
+
|
| 370 |
+
We next justify the continuation using only smooth approximation
|
| 371 |
+
and the regular-value argument for parity
|
| 372 |
+
\cite[Sections~2--4]{Milnor1965}. Suppose there were no zero at
|
| 373 |
+
$\theta=1$. Compactness and freeness give a bounded invariant
|
| 374 |
+
open set $O\subset\mathcal L_n$ containing the projection of
|
| 375 |
+
every zero, whose closure lies where all rows are nonzero.
|
| 376 |
+
There is a positive lower bound for $\|\Phi\|_{\HS}$ on
|
| 377 |
+
\begin{equation}\label{path:gap-set}
|
| 378 |
+
(\partial O\times[0,1])\ \cup\ (\overline O\times\{1\}).
|
| 379 |
+
\end{equation}
|
| 380 |
+
Reparametrize $\theta$ by a smooth map equal to zero near zero
|
| 381 |
+
and equal to one at one. The resulting map $F$ agrees with
|
| 382 |
+
\eqref{path:initial-map} on an initial collar and retains the gap
|
| 383 |
+
on \eqref{path:gap-set}.
|
| 384 |
+
|
| 385 |
+
Extend $F$ constantly beyond the two ends of the parameter
|
| 386 |
+
interval, smooth by convolution, and splice to
|
| 387 |
+
\eqref{path:initial-map} in a smaller initial collar.
|
| 388 |
+
Averaging the approximation $\Psi_0$ in the form
|
| 389 |
+
\[
|
| 390 |
+
\Psi(C,\theta)=\frac1{|\mathcal G|}
|
| 391 |
+
\sum_{S\in\mathcal G}S\Psi_0(SC,\theta)S
|
| 392 |
+
\]
|
| 393 |
+
gives a smooth equivariant approximation $\Psi$ that still equals
|
| 394 |
+
the initial map on that collar. It can be made uniformly close
|
| 395 |
+
enough on $\overline O\times[0,1]$ to preserve the positive gap.
|
| 396 |
+
|
| 397 |
+
Freeness permits an equivariant perturbation with arbitrary target
|
| 398 |
+
directions. At each $C_0\in\overline O$, choose a ball whose
|
| 399 |
+
distinct sign translates are disjoint, and a smooth bump $b$
|
| 400 |
+
supported in this ball with $b(C_0)=1$. For $H\in\Sym_n$ the map
|
| 401 |
+
\[
|
| 402 |
+
V_H(C)=\sum_{S\in\mathcal G}b(SC)SHS
|
| 403 |
+
\]
|
| 404 |
+
is equivariant and satisfies $V_H(C_0)=H$.
|
| 405 |
+
Choose a basis of target matrices and then a finite collection of
|
| 406 |
+
such neighborhoods covering $\overline O$. This gives finitely
|
| 407 |
+
many smooth equivariant maps $V_1,\ldots,V_N$ whose values span
|
| 408 |
+
$\Sym_n$ at every point of $\overline O$.
|
| 409 |
+
|
| 410 |
+
Let $h\geq0$ be smooth, vanish near zero, and be positive outside
|
| 411 |
+
the collar where $\Psi$ is the initial map. Choose it so that
|
| 412 |
+
every zero of $h$ lies within that collar, and set
|
| 413 |
+
\[
|
| 414 |
+
\Psi_\alpha(C,\theta)
|
| 415 |
+
=\Psi(C,\theta)+h(\theta)\sum_{j=1}^{N}\alpha_jV_j(C).
|
| 416 |
+
\]
|
| 417 |
+
For $\alpha$ in a sufficiently small open ball, the gap on
|
| 418 |
+
\eqref{path:gap-set} persists. At a zero of this family with
|
| 419 |
+
$0<\theta<1$, its full differential in $(C,\theta,\alpha)$
|
| 420 |
+
is onto: when $h(\theta)>0$ the parameter directions span the
|
| 421 |
+
target, and when $h(\theta)=0$ the derivative in $C$ is the
|
| 422 |
+
isomorphism computed for \eqref{path:initial-map}.
|
| 423 |
+
Its interior zero set is consequently a smooth manifold.
|
| 424 |
+
Sard's theorem \cite{Sard1942}, applied to projection of this
|
| 425 |
+
manifold onto the parameter ball, gives arbitrarily small
|
| 426 |
+
$\alpha$ for which zero is a regular value of
|
| 427 |
+
$(C,\theta)\mapsto\Psi_\alpha(C,\theta)$.
|
| 428 |
+
For completeness, if the full derivative is $(L_1,L_2)$ in
|
| 429 |
+
the $(C,\theta)$ and $\alpha$ directions, regularity of that
|
| 430 |
+
projection means that each $w$ admits $v$ with
|
| 431 |
+
$L_1v+L_2w=0$. Hence $\operatorname{ran}L_2\subset
|
| 432 |
+
\operatorname{ran}L_1$, and surjectivity of $(L_1,L_2)$ implies
|
| 433 |
+
surjectivity of $L_1$.
|
| 434 |
+
|
| 435 |
+
For such an $\alpha$, the zero set in $O\times[0,1]$ is a
|
| 436 |
+
compact smooth one-dimensional manifold with boundary. The gap
|
| 437 |
+
excludes boundary zeros except at $\theta=0$, where the initial
|
| 438 |
+
collar gives exactly the $2^n$ regular zeros above. The free
|
| 439 |
+
sign action has a quotient that is again a compact
|
| 440 |
+
one-dimensional manifold with boundary: a neighborhood disjoint
|
| 441 |
+
from its nontrivial translates supplies the local interval or
|
| 442 |
+
half-interval chart. All $2^n$ boundary points form one orbit,
|
| 443 |
+
so the quotient has exactly one boundary point. This is
|
| 444 |
+
impossible, since a compact one-dimensional manifold is a finite
|
| 445 |
+
union of circles and closed intervals. Therefore the original
|
| 446 |
+
map $\Phi(\cdot,1)$ has a zero.
|
| 447 |
+
|
| 448 |
+
It remains to remove the cutoff. For the path at this zero and
|
| 449 |
+
any fixed real unit vector $e$, put $y=e^{\mathsf T}Be$.
|
| 450 |
+
Whenever $|y|>\kappa$, Equation~\eqref{field:direction} yields
|
| 451 |
+
\[
|
| 452 |
+
e^{\mathsf T}M_\delta(B)e
|
| 453 |
+
\leq\mu_\delta(e^{\mathsf T}K^2e-y^2)<0.
|
| 454 |
+
\]
|
| 455 |
+
Since $\chi\geq0$ and $(CU)(CU)^{\mathsf T}\geq0$, the ODE
|
| 456 |
+
implies $y'\leq0$ there. Both endpoint values lie in
|
| 457 |
+
$[-\kappa,\kappa]$. An excursion above $\kappa$ cannot start
|
| 458 |
+
from $\kappa$ while $y$ is nonincreasing; an excursion below
|
| 459 |
+
$-\kappa$ cannot return to $-\kappa$ while $y$ is nonincreasing.
|
| 460 |
+
The two endpoint conditions therefore rule out both excursions.
|
| 461 |
+
This holds for every $e$, so $\|B(x)\|_{\op}\leq\kappa$.
|
| 462 |
+
Consequently $\chi(B)=1$, giving \eqref{path:ode}, and
|
| 463 |
+
\eqref{path:C-bound} supplies the remaining assertion in
|
| 464 |
+
\eqref{path:bounds}.
|
| 465 |
+
\end{proof}
|
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/appendix-trace.tex
ADDED
|
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|
|
|
|
| 1 |
+
\section{The exact integrated trace deficit}\label{app:trace}
|
| 2 |
+
|
| 3 |
+
The matrix comparison needed in the action argument has an exact
|
| 4 |
+
remainder. We give the proof from \cite[Section~3]{MLT}, retaining
|
| 5 |
+
both nonnegative terms. Together they control the commutator and
|
| 6 |
+
the algebraic equality relation used in the action argument.
|
| 7 |
+
Throughout this appendix, $0<\sigma<1$, $\beta=\sigma-\tfrac12$, and
|
| 8 |
+
$r=1/\sigma$, $p=1+\sigma$, $q=1+r$.
|
| 9 |
+
Define $c_\sigma>0$ by
|
| 10 |
+
\begin{equation}\label{trace:normalization}
|
| 11 |
+
c_\sigma^{-1}
|
| 12 |
+
=\int_0^\infty t^\beta
|
| 13 |
+
\bigl(t^{-1/2}-(t+1)^{-1/2}\bigr)\,dt.
|
| 14 |
+
\end{equation}
|
| 15 |
+
The integrand is $O(t^{\sigma-1})$ at zero and
|
| 16 |
+
$O(t^{\sigma-2})$ at infinity. Scaling therefore gives
|
| 17 |
+
\begin{equation}\label{trace:scaling}
|
| 18 |
+
c_\sigma\int_0^\infty t^\beta
|
| 19 |
+
\bigl(t^{-1/2}-(t+y)^{-1/2}\bigr)\,dt=y^\sigma,
|
| 20 |
+
\qquad y\geq0.
|
| 21 |
+
\end{equation}
|
| 22 |
+
|
| 23 |
+
\begin{theorem}[Exact trace deficit]\label{trace:deficit}
|
| 24 |
+
Let $n\geq1$ and let $B,V\in\C^{n\times n}$ be Hermitian.
|
| 25 |
+
Suppose that
|
| 26 |
+
\begin{equation}\label{trace:symbol}
|
| 27 |
+
Y_s=(sI-B)^2,\qquad X_s=Y_s+V\geq bI
|
| 28 |
+
\quad(s\in\R)
|
| 29 |
+
\end{equation}
|
| 30 |
+
for some $b>0$. Set
|
| 31 |
+
\begin{equation}\label{trace:resolvents}
|
| 32 |
+
R(t)=\frac1\pi\int_\R(X_s+tI)^{-1}\,ds,
|
| 33 |
+
\qquad P(t)=t^{-1/2}I-R(t),\qquad t>0,
|
| 34 |
+
\end{equation}
|
| 35 |
+
and
|
| 36 |
+
\begin{equation}\label{trace:N}
|
| 37 |
+
N=c_\sigma\int_0^\infty t^\beta P(t)\,dt.
|
| 38 |
+
\end{equation}
|
| 39 |
+
These integrals converge absolutely in matrix norm, and $R(t)>0$.
|
| 40 |
+
There are continuous Hermitian matrices $L(t)=R(t)^{-1}>0$ and
|
| 41 |
+
$Z(t)$ satisfying
|
| 42 |
+
\begin{equation}\label{trace:LZ}
|
| 43 |
+
V+tI=L^2+Z^2+i[B,Z],\qquad
|
| 44 |
+
LZ+ZL+i[B,L]=0.
|
| 45 |
+
\end{equation}
|
| 46 |
+
If $N\geq0$, then
|
| 47 |
+
\begin{equation}\label{trace:deficit-identity}
|
| 48 |
+
\begin{split}
|
| 49 |
+
\tr(NV)-\tr(N^q)
|
| 50 |
+
=c_\sigma\int_0^\infty t^\beta\Bigl(
|
| 51 |
+
\tr(RZ^2)
|
| 52 |
+
+q\bigl\|R^{-1/2}-R^{1/2}(tI+N^r)^{1/2}\bigr\|_{\HS}^2
|
| 53 |
+
\Bigr)\,dt.
|
| 54 |
+
\end{split}
|
| 55 |
+
\end{equation}
|
| 56 |
+
In particular, $\tr(NV)\geq\tr(N^q)$.
|
| 57 |
+
\end{theorem}
|
| 58 |
+
|
| 59 |
+
The hypothesis concerns the full symbol $X_s$; the perturbation
|
| 60 |
+
$V$ itself need not be positive. The proof first recovers $L$ and
|
| 61 |
+
$Z$ from solutions on the two half-lines, then evaluates a logarithmic
|
| 62 |
+
integral, and finally completes a matrix square.
|
| 63 |
+
|
| 64 |
+
\subsection{Half-line boundary maps}
|
| 65 |
+
|
| 66 |
+
Quadratic growth in $s$, together with \eqref{trace:symbol}, gives
|
| 67 |
+
an integrable bound for $X_s^{-1}$. Hence $R(t)>0$ and
|
| 68 |
+
$R(t)=O(1)$ as $t\downarrow0$. Diagonalization of $B$ gives
|
| 69 |
+
\[
|
| 70 |
+
\frac1\pi\int_\R(Y_s+tI)^{-1}\,ds=t^{-1/2}I.
|
| 71 |
+
\]
|
| 72 |
+
For $t\geq1$, both $X_s+tI$ and $Y_s+tI$ dominate
|
| 73 |
+
$c(s^2+t)I$, with $c>0$ independent of $s,t$.
|
| 74 |
+
The resolvent identity bounds their inverse difference by
|
| 75 |
+
$C(s^2+t)^{-2}$, and therefore
|
| 76 |
+
\begin{equation}\label{trace:P-bounds}
|
| 77 |
+
\|P(t)\|_{\op}=
|
| 78 |
+
\begin{cases}
|
| 79 |
+
O(t^{-1/2}),&t\downarrow0,\\
|
| 80 |
+
O(t^{-3/2}),&t\to\infty.
|
| 81 |
+
\end{cases}
|
| 82 |
+
\end{equation}
|
| 83 |
+
These bounds prove the asserted convergence of $N$.
|
| 84 |
+
|
| 85 |
+
Fix $t>0$ and put $\nabla=\partial_x-iB$. We shall use the
|
| 86 |
+
equation
|
| 87 |
+
\begin{equation}\label{trace:ode}
|
| 88 |
+
(-\nabla^2+V+tI)\psi=0.
|
| 89 |
+
\end{equation}
|
| 90 |
+
Matrix Riccati equations also appear in the commutation method for
|
| 91 |
+
Schr\"odinger inequalities \cite{BenguriaLoss2000}. Here their role
|
| 92 |
+
is to compute the integrated resolvent through boundary data.
|
| 93 |
+
|
| 94 |
+
For each $v\in\C^n$ there is a unique $H^1$ solution of
|
| 95 |
+
\eqref{trace:ode} on either half-line with $\psi(0)=v$.
|
| 96 |
+
Indeed, the sesquilinear form
|
| 97 |
+
\[
|
| 98 |
+
a_t(\phi,\psi)=\int
|
| 99 |
+
\bigl(\langle\nabla\phi,\nabla\psi\rangle
|
| 100 |
+
+\langle\phi,(V+tI)\psi\rangle\bigr)\,dx,
|
| 101 |
+
\]
|
| 102 |
+
with inner products linear in the second variable, is coercive on
|
| 103 |
+
$H^1(\R;\C^n)$: its Fourier symbol $X_s+tI$ dominates
|
| 104 |
+
$c_t(1+s^2)I$. Zero extension gives coercivity on the trace-zero
|
| 105 |
+
subspace of either half-line. Correcting any $H^1$ extension of
|
| 106 |
+
$v$ by the Riesz representation theorem gives the unique weak
|
| 107 |
+
solution. The equation implies $\psi''\in L^2$, so this solution
|
| 108 |
+
lies in $H^2$; both $\psi$ and $\psi'$ vanish at the infinite end.
|
| 109 |
+
|
| 110 |
+
Define the right and left boundary matrices $S,T$ by
|
| 111 |
+
\begin{equation}\label{trace:boundary}
|
| 112 |
+
\nabla\psi(0+)=-Sv,\qquad \nabla\psi(0-)=Tv.
|
| 113 |
+
\end{equation}
|
| 114 |
+
Integration by parts gives
|
| 115 |
+
$a_t(\psi_v,\psi_w)=\langle v,Sw\rangle$ on the right and
|
| 116 |
+
$a_t(\psi_v,\psi_w)=\langle v,Tw\rangle$ on the left. Thus
|
| 117 |
+
$S,T$ are Hermitian. Translation and uniqueness show that
|
| 118 |
+
$\nabla\psi=-S\psi$ throughout the right half-line and
|
| 119 |
+
$\nabla\psi=T\psi$ throughout the left half-line.
|
| 120 |
+
Substituting these relations into \eqref{trace:ode}, and allowing
|
| 121 |
+
arbitrary boundary data, gives
|
| 122 |
+
\begin{equation}\label{trace:riccati}
|
| 123 |
+
V+tI=S^2+i[B,S]=T^2-i[B,T].
|
| 124 |
+
\end{equation}
|
| 125 |
+
|
| 126 |
+
Glue the two solutions with boundary value $v$ at zero.
|
| 127 |
+
The resulting continuous function has derivative jump
|
| 128 |
+
$-(S+T)v$, and hence satisfies
|
| 129 |
+
\[
|
| 130 |
+
(-\nabla^2+V+tI)\psi=\delta_0(S+T)v.
|
| 131 |
+
\]
|
| 132 |
+
Fourier inversion, with forward kernel $e^{-isx}$, gives
|
| 133 |
+
\[
|
| 134 |
+
v=\frac1{2\pi}\int_\R(X_s+tI)^{-1}\,ds\,(S+T)v
|
| 135 |
+
=\tfrac12 R(t)(S+T)v.
|
| 136 |
+
\]
|
| 137 |
+
The inverse symbol is $O(s^{-2})$, so its Fourier inverse is
|
| 138 |
+
continuous and this evaluation at zero is justified. Therefore
|
| 139 |
+
\[
|
| 140 |
+
L:=\tfrac12(S+T)=R^{-1}>0,\qquad Z:=\tfrac12(S-T)
|
| 141 |
+
\]
|
| 142 |
+
satisfy \eqref{trace:LZ}, by adding and subtracting
|
| 143 |
+
\eqref{trace:riccati}. The second equation in \eqref{trace:LZ}
|
| 144 |
+
determines $Z$ uniquely from $L$, since $L>0$; in an eigenbasis
|
| 145 |
+
of $L$, the map $Z\mapsto LZ+ZL$ multiplies its $(j,k)$ entry
|
| 146 |
+
by the positive number $L_{jj}+L_{kk}$. This also proves the
|
| 147 |
+
continuity of $Z(t)$, because $R(t)$, and hence $L(t)$, is continuous.
|
| 148 |
+
|
| 149 |
+
The diagonal entries of that same equation give $Z_{jj}=0$
|
| 150 |
+
in an eigenbasis of $L$, so $\tr Z=0$. Multiplication on both
|
| 151 |
+
sides by $R=L^{-1}$ gives
|
| 152 |
+
$i[R,B]=-(ZR+RZ)$. Cyclicity of the trace now yields
|
| 153 |
+
\begin{equation}\label{trace:RV}
|
| 154 |
+
\tr\bigl(R(V+tI)\bigr)=\tr L-\tr(RZ^2).
|
| 155 |
+
\end{equation}
|
| 156 |
+
In particular, the correction $\tr(RZ^2)=\tr(ZRZ)$ is nonnegative.
|
| 157 |
+
We will also need the location of the spectrum of $B+iS$.
|
| 158 |
+
The right solutions obey $\psi'=i(B+iS)\psi$.
|
| 159 |
+
For an eigenvector with eigenvalue $z$, the solution is $e^{izx}v$;
|
| 160 |
+
its square integrability forces $\operatorname{Im}z>0$.
|
| 161 |
+
|
| 162 |
+
\subsection{A logarithmic integral}
|
| 163 |
+
|
| 164 |
+
The next step converts the boundary matrices into a scalar identity
|
| 165 |
+
that can be integrated in $t$. Define
|
| 166 |
+
\begin{equation}\label{trace:F}
|
| 167 |
+
F(t)=\frac{\tr V}{\sqrt t}
|
| 168 |
+
-\frac1\pi\int_\R
|
| 169 |
+
\log\frac{\det(X_s+tI)}{\det(Y_s+tI)}\,ds.
|
| 170 |
+
\end{equation}
|
| 171 |
+
The determinants are positive, and the logarithmic ratio is
|
| 172 |
+
$O(|s|^{-2})$ at infinity. Its derivative in $t$ is the trace
|
| 173 |
+
of the resolvent difference, with an integrable bound locally
|
| 174 |
+
uniform for $t>0$. Thus the integral converges absolutely and
|
| 175 |
+
$F$ is continuously differentiable.
|
| 176 |
+
|
| 177 |
+
The first identity in \eqref{trace:riccati} factors the symbol as
|
| 178 |
+
\[
|
| 179 |
+
X_s+tI=(sI-B+iS)(sI-B-iS).
|
| 180 |
+
\]
|
| 181 |
+
If $u_j+iv_j$ are the eigenvalues of $B+iS$, counted with
|
| 182 |
+
algebraic multiplicity, then $v_j>0$ and
|
| 183 |
+
\[
|
| 184 |
+
\det(X_s+tI)=\prod_{j=1}^n\bigl((s-u_j)^2+v_j^2\bigr).
|
| 185 |
+
\]
|
| 186 |
+
The denominator in \eqref{trace:F} has the same form, with centers
|
| 187 |
+
the eigenvalues of $B$ and widths $\sqrt t$.
|
| 188 |
+
Translations of the individual logarithms change their
|
| 189 |
+
symmetric-cutoff integrals by $o(1)$: for
|
| 190 |
+
$h(s)=\log(s^2+v^2)$,
|
| 191 |
+
\[
|
| 192 |
+
\frac{d}{da}\int_{-M}^M h(s-a)\,ds
|
| 193 |
+
=h(M+a)-h(M-a)\longrightarrow0
|
| 194 |
+
\]
|
| 195 |
+
uniformly for bounded $a$. After centering the factors, the identity
|
| 196 |
+
\[
|
| 197 |
+
\int_\R\log\frac{s^2+v^2}{s^2+w^2}\,ds=2\pi(v-w),
|
| 198 |
+
\qquad v,w>0,
|
| 199 |
+
\]
|
| 200 |
+
follows by differentiation in $v$ and integration from $w$ to $v$.
|
| 201 |
+
Since $\sum_jv_j=\tr S=\tr L$, we obtain
|
| 202 |
+
\begin{equation}\label{trace:F-evaluation}
|
| 203 |
+
F(t)=\frac{\tr V}{\sqrt t}-2\tr(L-\sqrt t I).
|
| 204 |
+
\end{equation}
|
| 205 |
+
|
| 206 |
+
Set
|
| 207 |
+
\begin{equation}\label{trace:G}
|
| 208 |
+
G(t)=\tr(L-2\sqrt t I+tR).
|
| 209 |
+
\end{equation}
|
| 210 |
+
Both functions are nonnegative. For $G$, apply
|
| 211 |
+
$\lambda-2\sqrt t+t/\lambda\geq0$ to the positive eigenvalues
|
| 212 |
+
$\lambda$ of $L$. For $F$, take the trace of \eqref{trace:LZ}
|
| 213 |
+
and use \eqref{trace:F-evaluation} to obtain
|
| 214 |
+
\[
|
| 215 |
+
F(t)=t^{-1/2}\tr\bigl((L-\sqrt t I)^2+Z^2\bigr)\geq0.
|
| 216 |
+
\]
|
| 217 |
+
Equations \eqref{trace:RV} and \eqref{trace:F-evaluation} give
|
| 218 |
+
the identity
|
| 219 |
+
\begin{equation}\label{trace:FG}
|
| 220 |
+
\tr(PV)=F+G+\tr(RZ^2).
|
| 221 |
+
\end{equation}
|
| 222 |
+
Every term on the right is nonnegative. The bounds
|
| 223 |
+
\eqref{trace:P-bounds} therefore show that $F$, $G$, and
|
| 224 |
+
$\tr(RZ^2)$ are integrable against $t^\beta\,dt$, and that
|
| 225 |
+
$t^{\beta+1}F(t)$ vanishes at both endpoints.
|
| 226 |
+
|
| 227 |
+
Differentiating \eqref{trace:F} and using
|
| 228 |
+
\eqref{trace:F-evaluation}--\eqref{trace:G} gives
|
| 229 |
+
\[
|
| 230 |
+
F'(t)=-\frac{\tr V}{2t^{3/2}}+\tr P(t),
|
| 231 |
+
\qquad tF'(t)=-\tfrac12F(t)-G(t).
|
| 232 |
+
\]
|
| 233 |
+
Integration by parts, with the endpoint limits just proved, yields
|
| 234 |
+
$\int_0^\infty t^\beta G\,dt
|
| 235 |
+
=\sigma\int_0^\infty t^\beta F\,dt$.
|
| 236 |
+
Consequently, integration of \eqref{trace:FG} gives
|
| 237 |
+
\begin{equation}\label{trace:weighted}
|
| 238 |
+
\tr(NV)=q c_\sigma\int_0^\infty t^\beta G(t)\,dt
|
| 239 |
+
+c_\sigma\int_0^\infty t^\beta\tr(RZ^2)\,dt.
|
| 240 |
+
\end{equation}
|
| 241 |
+
It remains to express the first integral as $\tr(N^q)/q$ plus
|
| 242 |
+
a nonnegative remainder.
|
| 243 |
+
|
| 244 |
+
\subsection{The noncommutative square}
|
| 245 |
+
|
| 246 |
+
For a positive semidefinite matrix $D$, let
|
| 247 |
+
\[
|
| 248 |
+
F_0(t,D)=\frac{\tr D}{\sqrt t}
|
| 249 |
+
-2\tr\bigl((tI+D)^{1/2}-\sqrt t I\bigr).
|
| 250 |
+
\]
|
| 251 |
+
For a scalar eigenvalue $d\geq0$, the corresponding summand is
|
| 252 |
+
$\int_0^d(t^{-1/2}-(t+y)^{-1/2})\,dy$.
|
| 253 |
+
Tonelli's theorem and \eqref{trace:scaling} therefore imply
|
| 254 |
+
\begin{equation}\label{trace:F0}
|
| 255 |
+
c_\sigma\int_0^\infty t^\beta F_0(t,D)\,dt
|
| 256 |
+
=\frac1p\tr(D^p).
|
| 257 |
+
\end{equation}
|
| 258 |
+
Now expand the Hilbert--Schmidt square
|
| 259 |
+
\begin{align}
|
| 260 |
+
\mathcal D_D(t)
|
| 261 |
+
&:=\bigl\|R^{-1/2}-R^{1/2}(tI+D)^{1/2}\bigr\|_{\HS}^2
|
| 262 |
+
\notag\\
|
| 263 |
+
&=\tr\bigl(R^{-1}+R(tI+D)-2(tI+D)^{1/2}\bigr)
|
| 264 |
+
\label{trace:square}\\
|
| 265 |
+
&=G(t)-\tr(P(t)D)+F_0(t,D).\notag
|
| 266 |
+
\end{align}
|
| 267 |
+
No commutation is used: the cross terms cancel adjacent factors
|
| 268 |
+
$R^{-1/2}R^{1/2}$, and cyclicity changes the remaining quadratic
|
| 269 |
+
term into $\tr(R(tI+D))$.
|
| 270 |
+
All three terms in the last line are integrable by
|
| 271 |
+
\eqref{trace:P-bounds}, \eqref{trace:FG}, and \eqref{trace:F0}.
|
| 272 |
+
Thus
|
| 273 |
+
\begin{equation}\label{trace:duality}
|
| 274 |
+
c_\sigma\int_0^\infty t^\beta G(t)\,dt
|
| 275 |
+
=\tr(ND)-\frac1p\tr(D^p)
|
| 276 |
+
+c_\sigma\int_0^\infty t^\beta\mathcal D_D(t)\,dt.
|
| 277 |
+
\end{equation}
|
| 278 |
+
When $N\geq0$, choose $D=N^r$. Since $rp=q=1+r$,
|
| 279 |
+
the first two terms on the right equal $\tr(N^q)/q$.
|
| 280 |
+
Substitution into \eqref{trace:weighted} proves
|
| 281 |
+
\eqref{trace:deficit-identity} and completes the proof of
|
| 282 |
+
Theorem~\ref{trace:deficit}.
|
| 283 |
+
|
| 284 |
+
If $B$ and $V$ commute, the symbol hypothesis implies $V\geq bI$.
|
| 285 |
+
Simultaneous diagonalization then gives
|
| 286 |
+
$R(t)=(tI+V)^{-1/2}$, $N=V^\sigma$, and $Z=0$.
|
| 287 |
+
Both remainders vanish, as required by scalar equality.
|
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/compactness.tex
ADDED
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|
| 1 |
+
\section{From equality to pointwise matrix relations}
|
| 2 |
+
\label{comp:section}
|
| 3 |
+
|
| 4 |
+
We now apply Theorem~\ref{act:quantitative-action} to finite collections of
|
| 5 |
+
negative eigenfunctions. Equality forces each of its nonnegative errors to
|
| 6 |
+
vanish. The main issue is that the number of eigenfunctions may grow without
|
| 7 |
+
bound, whereas the potential has only $m$ channels. We will use this fixed
|
| 8 |
+
number of columns to control the tails of the resulting matrices.
|
| 9 |
+
|
| 10 |
+
Throughout this section, $W$ is real symmetric, $W\geq0$ almost everywhere,
|
| 11 |
+
and $0<\int_{\R}\tr(W^p)<\infty$. Suppose that equality holds, in the form
|
| 12 |
+
\begin{equation}
|
| 13 |
+
b_\sigma\sum_{i\in\mathcal I}k_i^{2\gamma}
|
| 14 |
+
=D_\sigma\int_{\R}\tr(W^p)\,dx,
|
| 15 |
+
\label{comp:equality}
|
| 16 |
+
\end{equation}
|
| 17 |
+
where $-k_i^2$ are the negative eigenvalues of $H_W$, repeated according to
|
| 18 |
+
multiplicity, and
|
| 19 |
+
\[
|
| 20 |
+
k_1\geq k_2\geq\cdots>0.
|
| 21 |
+
\]
|
| 22 |
+
By Lemma~\ref{pre:spectral}, the index set $\mathcal I$ is a nonempty finite
|
| 23 |
+
initial segment of $\mathbb N$ or all of $\mathbb N$, each eigenvalue has
|
| 24 |
+
finite multiplicity, and $k_i\to0$ in the infinite case. Fix real
|
| 25 |
+
orthonormal eigenfunctions $\varphi_i\in H^1(\R;\R^m)$ and regard them as
|
| 26 |
+
row vectors. Write
|
| 27 |
+
\[
|
| 28 |
+
\mathscr H=\ell^2(\mathcal I;\R),\qquad
|
| 29 |
+
\Lambda=\operatorname{diag}(k_i:i\in\mathcal I),\qquad \kappa=k_1.
|
| 30 |
+
\]
|
| 31 |
+
For operators between real Hilbert spaces, the superscript $T$ will also
|
| 32 |
+
denote the adjoint.
|
| 33 |
+
|
| 34 |
+
\begin{proposition}[Pointwise relations at equality]
|
| 35 |
+
\label{comp:relations}
|
| 36 |
+
Under these assumptions, there are rows $a_i\in H^1(\R;\R^m)$,
|
| 37 |
+
$i\in\mathcal I$, each a linear combination of eigenfunctions with
|
| 38 |
+
eigenvalue $-k_i^2$, such that
|
| 39 |
+
\begin{equation}
|
| 40 |
+
-a_i''-a_iW=-k_i^2a_i
|
| 41 |
+
\quad\text{in distributions.}
|
| 42 |
+
\label{comp:row-eigenfunction}
|
| 43 |
+
\end{equation}
|
| 44 |
+
The rows $a_i$ are allowed to vanish. On a common set of full measure, they
|
| 45 |
+
define a Hilbert--Schmidt operator $A(x):\R^m\to\mathscr H$, and there exists
|
| 46 |
+
a bounded self-adjoint operator $B$ on $\mathscr H$ with
|
| 47 |
+
$\|B\|_{\op}\leq\kappa$ such that
|
| 48 |
+
\begin{equation}
|
| 49 |
+
[B,\Lambda^2]=0,\qquad
|
| 50 |
+
\Lambda^2-B^2=(AA^T)^r,\qquad
|
| 51 |
+
a_i'(x)=(BA)_{i,\cdot}\quad(i\in\mathcal I).
|
| 52 |
+
\label{comp:limit-relations}
|
| 53 |
+
\end{equation}
|
| 54 |
+
Moreover,
|
| 55 |
+
\begin{equation}
|
| 56 |
+
W(x)=q\bigl(A(x)^TA(x)\bigr)^r
|
| 57 |
+
\quad\text{almost everywhere.}
|
| 58 |
+
\label{comp:potential-limit}
|
| 59 |
+
\end{equation}
|
| 60 |
+
The operator $B$ is asserted to exist separately at each such point $x$;
|
| 61 |
+
no measurable choice is required.
|
| 62 |
+
\end{proposition}
|
| 63 |
+
|
| 64 |
+
We divide the proof into the construction of a sequence whose errors
|
| 65 |
+
vanish, convergence of every fixed row, and control of the remaining rows.
|
| 66 |
+
|
| 67 |
+
\subsection{Finite spectral approximations and vanishing errors}
|
| 68 |
+
\label{comp:approximation}
|
| 69 |
+
|
| 70 |
+
Let $n_j=j$ when $\mathcal I=\mathbb N$, and let $n_j=|\mathcal I|$ when
|
| 71 |
+
$\mathcal I$ is finite. Choose $0<\xi_j<1/j$ so small that
|
| 72 |
+
\begin{equation}
|
| 73 |
+
\ell_{j,i}:=(k_i^2-\xi_j)^{1/2}>0\quad(1\leq i\leq n_j),
|
| 74 |
+
\qquad
|
| 75 |
+
\sum_{i\leq n_j}\bigl(k_i^{2\gamma}-\ell_{j,i}^{2\gamma}\bigr)<1/j.
|
| 76 |
+
\label{comp:common-shift}
|
| 77 |
+
\end{equation}
|
| 78 |
+
Set $K_j=\operatorname{diag}(\ell_{j,1},\ldots,\ell_{j,n_j})$.
|
| 79 |
+
The same shift $\xi_j$ is used for every eigenvalue: this leaves the
|
| 80 |
+
differences of their squares unchanged.
|
| 81 |
+
|
| 82 |
+
The approximation leading to \eqref{bound:trial} can be made arbitrarily
|
| 83 |
+
accurate in $H^1$. Apply it to the first $n_j$ eigenfunctions, choosing
|
| 84 |
+
the $H^1$ errors below $1/j$ and the form-matrix error below $\xi_j$.
|
| 85 |
+
This gives real, smooth, compactly supported functions
|
| 86 |
+
$u_{j,1},\ldots,u_{j,n_j}$, orthonormal in $L^2(\R;\R^m)$, such that
|
| 87 |
+
\begin{equation}
|
| 88 |
+
\|u_{j,i}-\varphi_i\|_{H^1}<1/j,
|
| 89 |
+
\qquad
|
| 90 |
+
\bigl(h_W[u_{j,i},u_{j,l}]\bigr)_{i,l=1}^{n_j}\leq-K_j^2.
|
| 91 |
+
\label{comp:form-approximation}
|
| 92 |
+
\end{equation}
|
| 93 |
+
Here $h_W[\cdot,\cdot]$ is the polarized quadratic form, and the second
|
| 94 |
+
inequality is the ordering of real symmetric matrices.
|
| 95 |
+
|
| 96 |
+
Let $U_j$ be the matrix with rows $u_{j,i}$, and choose a bounded interval
|
| 97 |
+
$\Omega_j$ containing their supports in its interior. Apply
|
| 98 |
+
Theorem~\ref{act:quantitative-action} with $K=K_j$, $d=m$, $\kappa=k_1$,
|
| 99 |
+
and $\eta=1/j$. It gives a lower triangular matrix $C_j$, a symmetric
|
| 100 |
+
path $B_j$ with $\|B_j\|_{\op}\leq\kappa$, and $A_j=C_jU_j$.
|
| 101 |
+
Extend $A_j$ by zero outside $\Omega_j$ and extend $B_j$ by $K_j$ to the
|
| 102 |
+
left and by $-K_j$ to the right. All the errors in that theorem vanish
|
| 103 |
+
outside $\Omega_j$, so their integrals may be taken over $\R$.
|
| 104 |
+
|
| 105 |
+
The lower triangular form of $C_j$ gives a useful additional error. Put
|
| 106 |
+
$Z_j=A_j^TA_j$, an $m\times m$ positive semidefinite matrix. By
|
| 107 |
+
\eqref{comp:form-approximation},
|
| 108 |
+
\begin{equation}
|
| 109 |
+
\mathcal E_{K_j}(A_j)
|
| 110 |
+
\leq\int_{\R}\bigl(\tr(WZ_j)-\tr(Z_j^q)\bigr)\,dx-T_j,
|
| 111 |
+
\qquad
|
| 112 |
+
T_j=\sum_{l\leq i\leq n_j}(C_j)_{il}^{\,2}(k_l^2-k_i^2)\geq0.
|
| 113 |
+
\label{comp:triangular-gap}
|
| 114 |
+
\end{equation}
|
| 115 |
+
Indeed, the $i$th row of $A_j$ is $\sum_{l\leq i}(C_j)_{il}u_{j,l}$.
|
| 116 |
+
Its quadratic form, plus $\ell_{j,i}^2$ times its squared $L^2$ norm, is
|
| 117 |
+
at most
|
| 118 |
+
\[
|
| 119 |
+
\sum_{l\leq i}(C_j)_{il}^{\,2}
|
| 120 |
+
(\ell_{j,i}^2-\ell_{j,l}^2)
|
| 121 |
+
=-\sum_{l\leq i}(C_j)_{il}^{\,2}(k_l^2-k_i^2).
|
| 122 |
+
\]
|
| 123 |
+
Summing over $i$ proves \eqref{comp:triangular-gap}, since $A_jA_j^T$ and
|
| 124 |
+
$Z_j$ have the same nonzero eigenvalues, with multiplicity. The ordering
|
| 125 |
+
of the $k_i$ makes every summand of $T_j$ nonnegative.
|
| 126 |
+
|
| 127 |
+
Recall the nonnegative Young deficit from Lemma~\ref{pre:young}:
|
| 128 |
+
\begin{equation}
|
| 129 |
+
Y(W,Z)=D_\sigma\tr(W^p)-\tr(WZ)+\tr(Z^q)\geq0,
|
| 130 |
+
\qquad
|
| 131 |
+
Y(W,Z)=0\ \Longleftrightarrow\ W=qZ^r.
|
| 132 |
+
\label{comp:young-deficit}
|
| 133 |
+
\end{equation}
|
| 134 |
+
Combining Theorem~\ref{act:quantitative-action},
|
| 135 |
+
\eqref{comp:equality}, and \eqref{comp:triangular-gap} yields
|
| 136 |
+
\begin{align}
|
| 137 |
+
0\leq T_j+\int_{\R}\Bigl(
|
| 138 |
+
Y(W,Z_j)+\|A_j'-B_jA_j\|_{\HS}^2
|
| 139 |
+
+c_*\Phi_{K_j}(A_j,B_j)\Bigr)\,dx
|
| 140 |
+
&\leq d_j,\label{comp:vanishing-errors}\\
|
| 141 |
+
d_j:=b_\sigma\left(
|
| 142 |
+
\sum_{i\in\mathcal I}k_i^{2\gamma}
|
| 143 |
+
-\sum_{i\leq n_j}\ell_{j,i}^{2\gamma}\right)+1/j
|
| 144 |
+
&\longrightarrow0.\notag
|
| 145 |
+
\end{align}
|
| 146 |
+
Here $c_*>0$ is fixed: its independence of $n_j$ is essential. Thus all
|
| 147 |
+
three integral errors tend to zero, as does $T_j$.
|
| 148 |
+
|
| 149 |
+
We will also need a uniform bound on $A_j$. The coercive estimate
|
| 150 |
+
\eqref{pre:young-coercive} gives
|
| 151 |
+
\begin{equation}
|
| 152 |
+
Y(W,Z_j)\geq\frac12\tr(Z_j^q)
|
| 153 |
+
-(2^{p-1}-1)D_\sigma\tr(W^p).
|
| 154 |
+
\label{comp:coercivity}
|
| 155 |
+
\end{equation}
|
| 156 |
+
Since $Z_j$ has size $m$, scalar H\"older's inequality gives
|
| 157 |
+
\[
|
| 158 |
+
\|A_j\|_{\HS}^{2q}=(\tr Z_j)^q
|
| 159 |
+
\leq m^{q-1}\tr(Z_j^q).
|
| 160 |
+
\]
|
| 161 |
+
Equations~\eqref{comp:vanishing-errors} and \eqref{comp:coercivity}
|
| 162 |
+
therefore bound $A_j$ uniformly in $L^{2q}(\R)$ with the
|
| 163 |
+
Hilbert--Schmidt norm, independently of its number of rows.
|
| 164 |
+
|
| 165 |
+
\subsection{Convergence of each fixed row}
|
| 166 |
+
\label{comp:rows}
|
| 167 |
+
|
| 168 |
+
For fixed $i\in\mathcal I$, the coefficients $(C_j)_{il}$, $l\leq i$,
|
| 169 |
+
are bounded as $j\to\infty$. To see this, choose a bounded interval $J_i$
|
| 170 |
+
so large that the restricted Gram matrix
|
| 171 |
+
\[
|
| 172 |
+
\left(\int_{J_i}\varphi_l(x)\varphi_s(x)^T\,dx
|
| 173 |
+
\right)_{l,s=1}^{i}\geq\frac34 I_i,
|
| 174 |
+
\]
|
| 175 |
+
where $I_i$ denotes the $i\times i$ identity matrix.
|
| 176 |
+
Such an interval exists because the full Gram matrix is the identity.
|
| 177 |
+
By \eqref{comp:form-approximation}, the corresponding restricted Gram
|
| 178 |
+
matrix of the $u_{j,l}$ is at least one half of the identity for all
|
| 179 |
+
sufficiently large $j$. Hence
|
| 180 |
+
\[
|
| 181 |
+
\frac12\sum_{l\leq i}(C_j)_{il}^{\,2}
|
| 182 |
+
\leq\int_{J_i}|(A_j)_{i,\cdot}|^2\,dx
|
| 183 |
+
\leq |J_i|^{1-1/q}
|
| 184 |
+
\left(\int_{J_i}\|A_j\|_{\HS}^{2q}\,dx\right)^{1/q}.
|
| 185 |
+
\]
|
| 186 |
+
The last expression is uniformly bounded. Lower triangularity is used
|
| 187 |
+
here to keep the number of coefficients in a fixed row finite.
|
| 188 |
+
|
| 189 |
+
A diagonal subsequence now makes every coefficient $(C_j)_{il}$ converge
|
| 190 |
+
to a limit $c_{il}$, for $l\leq i$. From
|
| 191 |
+
$T_j\to0$ and \eqref{comp:triangular-gap},
|
| 192 |
+
\begin{equation}
|
| 193 |
+
c_{il}=0\quad\text{whenever }k_l>k_i.
|
| 194 |
+
\label{comp:gap-suppression}
|
| 195 |
+
\end{equation}
|
| 196 |
+
Define
|
| 197 |
+
\[
|
| 198 |
+
a_i=\sum_{l\leq i}c_{il}\varphi_l.
|
| 199 |
+
\]
|
| 200 |
+
The sum is finite, and \eqref{comp:form-approximation} implies
|
| 201 |
+
\begin{equation}
|
| 202 |
+
(A_j)_{i,\cdot}\longrightarrow a_i
|
| 203 |
+
\quad\text{in }H^1(\R;\R^m)
|
| 204 |
+
\quad\text{for every fixed }i.
|
| 205 |
+
\label{comp:row-convergence}
|
| 206 |
+
\end{equation}
|
| 207 |
+
The ordering of the eigenvalues and \eqref{comp:gap-suppression} show
|
| 208 |
+
that only eigenfunctions with eigenvalue $-k_i^2$ occur in $a_i$.
|
| 209 |
+
This proves \eqref{comp:row-eigenfunction}, including the possibility
|
| 210 |
+
$a_i=0$. The eigenfunction equations hold distributionally by testing
|
| 211 |
+
the form equations against smooth compactly supported functions; the
|
| 212 |
+
potential is locally integrable and the rows are locally bounded.
|
| 213 |
+
|
| 214 |
+
Choose the continuous, locally absolutely continuous representatives
|
| 215 |
+
of these rows. The Sobolev embedding $H^1(\R)\subset C_b(\R)$ shows
|
| 216 |
+
that \eqref{comp:row-convergence} also gives pointwise convergence at
|
| 217 |
+
every $x$. Passing to a further subsequence, we may arrange that the
|
| 218 |
+
integrals of the nonnegative integrand in
|
| 219 |
+
\eqref{comp:vanishing-errors} are summable, and that, for every fixed
|
| 220 |
+
$i$, the squared $L^2$ errors of the derivatives in
|
| 221 |
+
\eqref{comp:row-convergence} are summable. A diagonal choice achieves
|
| 222 |
+
both conditions, by making the first $j$ available derivative errors and the
|
| 223 |
+
integral error less than $2^{-j}$ along the chosen subsequence.
|
| 224 |
+
Consequently, on a common set of full measure,
|
| 225 |
+
\begin{equation}
|
| 226 |
+
\begin{gathered}
|
| 227 |
+
Y(W,Z_j)\to0,\qquad
|
| 228 |
+
\|A_j'-B_jA_j\|_{\HS}\to0,\qquad
|
| 229 |
+
\Phi_{K_j}(A_j,B_j)\to0,\\
|
| 230 |
+
(A_j')_{i,\cdot}(x)\to a_i'(x)
|
| 231 |
+
\quad\text{for every }i\in\mathcal I.
|
| 232 |
+
\end{gathered}
|
| 233 |
+
\label{comp:pointwise-errors}
|
| 234 |
+
\end{equation}
|
| 235 |
+
We also exclude the null set where $W$ is not a finite positive
|
| 236 |
+
semidefinite matrix. It remains to show that convergence of the
|
| 237 |
+
individual rows is strong enough to pass to the products in these
|
| 238 |
+
relations.
|
| 239 |
+
|
| 240 |
+
\subsection{Tail control in the row-index space}
|
| 241 |
+
\label{comp:tails}
|
| 242 |
+
|
| 243 |
+
Pad $A_j$, $B_j$, and $K_j$ with zeros in the unused coordinates of
|
| 244 |
+
$\mathscr H$. Thus $A_j:\R^m\to\mathscr H$, and $B_j,K_j$ are
|
| 245 |
+
self-adjoint finite-rank operators on $\mathscr H$. Since the omitted
|
| 246 |
+
$k_i$ tend to zero,
|
| 247 |
+
\begin{equation}
|
| 248 |
+
\|K_j^2-\Lambda^2\|_{\op}
|
| 249 |
+
\leq\max\{\xi_j,\sup_{i>n_j}k_i^2\}\longrightarrow0,
|
| 250 |
+
\label{comp:diagonal-limit}
|
| 251 |
+
\end{equation}
|
| 252 |
+
where a supremum over no indices is zero.
|
| 253 |
+
|
| 254 |
+
Fix a point $x$ in the full-measure set from
|
| 255 |
+
\eqref{comp:pointwise-errors} and suppress $x$ for the moment. Write
|
| 256 |
+
$\rho_j=A_jA_j^T$. The definition of $\Phi$ and its convergence to zero
|
| 257 |
+
give
|
| 258 |
+
\begin{equation}
|
| 259 |
+
\|[B_j,K_j^2]\|_{\op}\to0,
|
| 260 |
+
\qquad e_j:=\|K_j^2-B_j^2-\rho_j^r\|_{\op}\to0.
|
| 261 |
+
\label{comp:pointwise-algebra-error}
|
| 262 |
+
\end{equation}
|
| 263 |
+
For $h\geq1$, let $P_h$ be the orthogonal projection onto the first $h$
|
| 264 |
+
coordinates of $\mathscr H$, with all coordinates included if $h$ exceeds
|
| 265 |
+
$|\mathcal I|$. Set $Q_h=I-P_h$ and
|
| 266 |
+
$s_h=\sup_{i>h}k_i^2$, again with the empty supremum equal to zero.
|
| 267 |
+
Then $s_h\to0$. For every unit vector $v$ in the range of $Q_h$,
|
| 268 |
+
\begin{equation}
|
| 269 |
+
\|B_jv\|^2+\langle v,\rho_j^rv\rangle\leq s_h+e_j.
|
| 270 |
+
\label{comp:tail-quadratic}
|
| 271 |
+
\end{equation}
|
| 272 |
+
Both terms on the left are nonnegative. Jensen's inequality for the
|
| 273 |
+
spectral measure of $\rho_j$, using $r>1$, implies
|
| 274 |
+
\[
|
| 275 |
+
\langle v,\rho_jv\rangle^r\leq\langle v,\rho_j^rv\rangle.
|
| 276 |
+
\]
|
| 277 |
+
It follows that
|
| 278 |
+
$\|Q_h\rho_jQ_h\|_{\op}\leq(s_h+e_j)^{1/r}$.
|
| 279 |
+
Although $\mathscr H$ may be infinite dimensional, $Q_h\rho_jQ_h$
|
| 280 |
+
has rank at most $m$, because $A_j$ has exactly $m$ columns. Its trace
|
| 281 |
+
is therefore at most $m$ times its operator norm. We obtain the two
|
| 282 |
+
tail bounds
|
| 283 |
+
\begin{equation}
|
| 284 |
+
\boxed{\quad
|
| 285 |
+
\|Q_hA_j\|_{\HS}^2\leq m(s_h+e_j)^{1/r},
|
| 286 |
+
\qquad
|
| 287 |
+
\|B_jQ_h\|_{\op}\leq(s_h+e_j)^{1/2}.
|
| 288 |
+
\quad}
|
| 289 |
+
\label{comp:tail-bounds}
|
| 290 |
+
\end{equation}
|
| 291 |
+
The first estimate converts decay of the eigenvalue parameters into
|
| 292 |
+
decay of the total mass of all omitted rows. Its factor is the fixed
|
| 293 |
+
physical dimension $m$, rather than the number of retained
|
| 294 |
+
eigenfunctions; Figure~\ref{comp:tail-figure} depicts this distinction.
|
| 295 |
+
|
| 296 |
+
\begin{figure}[tb]
|
| 297 |
+
\centering
|
| 298 |
+
\begin{tikzpicture}[font=\small,>=Latex]
|
| 299 |
+
\fill[black!5] (0,2.05) rectangle (2.7,3.65);
|
| 300 |
+
\fill[blue!7] (0,0) rectangle (2.7,2.05);
|
| 301 |
+
\draw[thick] (0,0) rectangle (2.7,3.65);
|
| 302 |
+
\draw[thick] (0,2.05)--(2.7,2.05);
|
| 303 |
+
\draw[<->] (0,4.05)--node[above]{$m$ columns, fixed}(2.7,4.05);
|
| 304 |
+
\node at (1.35,2.83) {$P_hA_j$};
|
| 305 |
+
\node at (1.35,1.28) {$Q_hA_j$};
|
| 306 |
+
\node at (1.35,0.55) {$\vdots$};
|
| 307 |
+
\node[anchor=east,align=right] at (-0.2,2.83)
|
| 308 |
+
{first $h$\\rows};
|
| 309 |
+
\node[anchor=east,align=right] at (-0.2,1.08)
|
| 310 |
+
{all remaining\\rows};
|
| 311 |
+
\draw[->] (2.9,2.83)--(3.6,2.83);
|
| 312 |
+
\node[anchor=west,align=left] at (3.75,2.83)
|
| 313 |
+
{Finite-dimensional convergence\\for each fixed $h$};
|
| 314 |
+
\draw[->] (2.9,1.08)--(3.6,1.08);
|
| 315 |
+
\node[anchor=west,align=left] at (3.75,1.08)
|
| 316 |
+
{$\operatorname{rank}(Q_hA_j)\leq m$\\[4pt]
|
| 317 |
+
$\|Q_hA_j\|_{\HS}^2\leq m(s_h+e_j)^{1/r}$};
|
| 318 |
+
\end{tikzpicture}
|
| 319 |
+
\caption{The number of rows can grow with the number of negative
|
| 320 |
+
eigenfunctions, but the number of physical channels remains $m$.
|
| 321 |
+
After fixing the first $h$ rows, the identity
|
| 322 |
+
$K_j^2\approx B_j^2+(A_jA_j^T)^r$ bounds the operator norm in the
|
| 323 |
+
remaining rows. The rank bound converts it into a Hilbert--Schmidt
|
| 324 |
+
bound, which tends to zero as first $j\to\infty$ and then $h\to\infty$.
|
| 325 |
+
The drawing is schematic; all matrices are padded by zero rows in
|
| 326 |
+
$\mathscr H$.}
|
| 327 |
+
\label{comp:tail-figure}
|
| 328 |
+
\end{figure}
|
| 329 |
+
|
| 330 |
+
For each fixed $h$, the first $h$ rows of $A_j$ converge by
|
| 331 |
+
\eqref{comp:row-convergence}. The first bound in
|
| 332 |
+
\eqref{comp:tail-bounds} makes the remaining rows uniformly small by
|
| 333 |
+
choosing $h$ large and then $j$ sufficiently large. Thus $A_j$ is Cauchy in
|
| 334 |
+
Hilbert--Schmidt norm and converges to an operator $A:\R^m\to\mathscr H$
|
| 335 |
+
whose rows are precisely $a_i(x)$:
|
| 336 |
+
\begin{equation}
|
| 337 |
+
A_j\longrightarrow A\quad\text{in Hilbert--Schmidt norm.}
|
| 338 |
+
\label{comp:HS-limit}
|
| 339 |
+
\end{equation}
|
| 340 |
+
This argument applies to the whole subsequence already selected and
|
| 341 |
+
does not require a further choice depending on $x$.
|
| 342 |
+
|
| 343 |
+
For $B_j$ we need only pointwise compactness. Its finite compressions
|
| 344 |
+
$P_hB_jP_h$ are bounded in finite-dimensional spaces, so a diagonal
|
| 345 |
+
subsequence makes them converge for every $h$. Self-adjointness and
|
| 346 |
+
the second estimate in \eqref{comp:tail-bounds} give
|
| 347 |
+
\[
|
| 348 |
+
\|B_j-P_hB_jP_h\|_{\op}
|
| 349 |
+
\leq2\|B_jQ_h\|_{\op}
|
| 350 |
+
\leq2(s_h+e_j)^{1/2}.
|
| 351 |
+
\]
|
| 352 |
+
The chosen subsequence consequently converges in operator norm to a
|
| 353 |
+
self-adjoint $B$ with $\|B\|_{\op}\leq\kappa$. This subsequence, and
|
| 354 |
+
hence $B$, may depend on the point $x$.
|
| 355 |
+
|
| 356 |
+
We can now pass to all the required products. Hilbert--Schmidt
|
| 357 |
+
convergence of $A_j$ implies operator norm convergence of
|
| 358 |
+
$A_jA_j^T$ and of $A_j^TA_j$. Continuous functional calculus for
|
| 359 |
+
nonnegative operators then gives convergence of their $r$th powers.
|
| 360 |
+
Together with \eqref{comp:diagonal-limit} and
|
| 361 |
+
\eqref{comp:pointwise-algebra-error}, this proves
|
| 362 |
+
\[
|
| 363 |
+
[B,\Lambda^2]=0,\qquad
|
| 364 |
+
\Lambda^2-B^2=(AA^T)^r.
|
| 365 |
+
\]
|
| 366 |
+
Also $B_jA_j\to BA$ in Hilbert--Schmidt norm. Taking its $i$th row
|
| 367 |
+
and using both the derivative convergence and the first-order error
|
| 368 |
+
in \eqref{comp:pointwise-errors} gives
|
| 369 |
+
$a_i'(x)=(BA)_{i,\cdot}$ for every $i$. Finally, continuity of the
|
| 370 |
+
finite-dimensional Young deficit and
|
| 371 |
+
$Y(W,A_j^TA_j)\to0$ yield
|
| 372 |
+
$Y(W,A^TA)=0$. Lemma~\ref{pre:young} gives
|
| 373 |
+
$W=q(A^TA)^r$.
|
| 374 |
+
|
| 375 |
+
We have proved these statements at every point of one common set of
|
| 376 |
+
full measure. The construction selects no function $x\mapsto B(x)$:
|
| 377 |
+
only the existence of a suitable operator at each such point enters
|
| 378 |
+
the next section. This completes the proof of
|
| 379 |
+
Proposition~\ref{comp:relations}.
|
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/introduction.tex
ADDED
|
@@ -0,0 +1,161 @@
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|
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|
|
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|
| 1 |
+
\section{Introduction}\label{intro:section}
|
| 2 |
+
|
| 3 |
+
Lieb--Thirring inequalities compare the binding energy of a Schr\"odinger
|
| 4 |
+
operator with an integral of its potential. Equality asks how the potential
|
| 5 |
+
must arrange that binding. In one dimension, a scalar one-bound-state
|
| 6 |
+
optimizer has a hyperbolic-secant profile. For a matrix potential, several
|
| 7 |
+
such profiles can occupy orthogonal internal channels. The issue is whether
|
| 8 |
+
equality also permits channels that rotate with position, or several bound
|
| 9 |
+
states that interact within the same channel. We prove that throughout
|
| 10 |
+
$1/2<\gamma<3/2$ every equality case consists of independent scalar profiles
|
| 11 |
+
in one fixed basis.
|
| 12 |
+
|
| 13 |
+
Let $m\ge1$ be finite, let $1/2<\gamma<3/2$, and set
|
| 14 |
+
$p=\gamma+1/2$. For a measurable Hermitian positive semidefinite function
|
| 15 |
+
$W:\R\to\C^{m\times m}$ satisfying
|
| 16 |
+
\begin{equation}\label{intro:class}
|
| 17 |
+
\int_\R\tr(W(x)^p)\,dx<\infty,
|
| 18 |
+
\end{equation}
|
| 19 |
+
let $H_W=-d^2/dx^2-W$ be the operator associated with
|
| 20 |
+
\begin{equation}\label{intro:form}
|
| 21 |
+
h_W[\psi]=\int_\R\|\psi'\|^2
|
| 22 |
+
-\int_\R\langle\psi,W\psi\rangle,
|
| 23 |
+
\qquad \psi\in H^1(\R;\C^m).
|
| 24 |
+
\end{equation}
|
| 25 |
+
Lemma~\ref{pre:spectral} proves that the form is closed and bounded below
|
| 26 |
+
and that the negative spectrum is discrete, with possible accumulation
|
| 27 |
+
only at zero. We write
|
| 28 |
+
\[
|
| 29 |
+
\Tr(H_W)_-^\gamma=\sum_{\lambda_j(H_W)<0}|\lambda_j(H_W)|^\gamma,
|
| 30 |
+
\]
|
| 31 |
+
counting multiplicities. The finite-dimensional trace $\tr$ is unnormalized;
|
| 32 |
+
matrix powers are defined by spectral functional calculus.
|
| 33 |
+
|
| 34 |
+
\begin{theorem}[Equality classification]\label{thm:main}
|
| 35 |
+
For every $W$ satisfying~\eqref{intro:class},
|
| 36 |
+
\begin{equation}\label{intro:sharp}
|
| 37 |
+
\Tr(H_W)_-^\gamma\le C_\gamma\int_\R\tr(W^p),
|
| 38 |
+
\qquad
|
| 39 |
+
C_\gamma=\left(\frac{\gamma-1/2}{\gamma+1/2}\right)^{\gamma-1/2}
|
| 40 |
+
\frac{\Gamma(\gamma+1)}{\sqrt\pi\,\Gamma(\gamma+3/2)}.
|
| 41 |
+
\end{equation}
|
| 42 |
+
Put $r=(\gamma-1/2)^{-1}$. Equality holds if and only if there are
|
| 43 |
+
$k\in\{0,\ldots,m\}$, a constant unitary matrix $U$, positive numbers
|
| 44 |
+
$a_1,\ldots,a_k$, and real numbers $x_1,\ldots,x_k$ such that almost
|
| 45 |
+
everywhere
|
| 46 |
+
\begin{equation}\label{intro:classification}
|
| 47 |
+
W(x)=U\diag\bigl(w_1(x),\ldots,w_k(x),0,\ldots,0\bigr)U^*,
|
| 48 |
+
\quad
|
| 49 |
+
w_j(x)=(r+1)a_j^2\sech^2\!\bigl(ra_j(x-x_j)\bigr).
|
| 50 |
+
\end{equation}
|
| 51 |
+
The case $k=0$ means $W=0$. Each nonzero channel has exactly one negative
|
| 52 |
+
eigenvalue, $-a_j^2$, and therefore every extremal potential has at most
|
| 53 |
+
$m$ negative eigenvalues, counted with multiplicity.
|
| 54 |
+
\end{theorem}
|
| 55 |
+
|
| 56 |
+
The inequality in~\eqref{intro:sharp} is the sharp matrix inequality
|
| 57 |
+
of~\cite[Theorem~1.1]{MLT}. Our contribution is its equality classification.
|
| 58 |
+
We retain the analytic constructions in the proof, so that the inequality
|
| 59 |
+
and its equality conditions are established here under the same measurable
|
| 60 |
+
potential hypothesis. The scales and centers in~\eqref{intro:classification}
|
| 61 |
+
are independent; repeated scales and identical profiles are allowed.
|
| 62 |
+
|
| 63 |
+
\subsection{History and related results}
|
| 64 |
+
Lieb and Thirring introduced spectral moment inequalities in their work
|
| 65 |
+
on the kinetic energy of fermions and stability of matter
|
| 66 |
+
\cite{LiebThirring1975,LiebThirring1976}. Their sharp constants distinguish
|
| 67 |
+
the regimes in which binding is best concentrated in a single state or
|
| 68 |
+
distributed among many states. Keller's optimization of the lowest
|
| 69 |
+
Schr\"odinger eigenvalue~\cite{Keller1961} supplies the one-state problem
|
| 70 |
+
underlying the scalar profiles in~\eqref{intro:classification}; their
|
| 71 |
+
explicit form appears in~\cite[Section~4(B), Equations~(4.19)--(4.20)]{LiebThirring1976}.
|
| 72 |
+
The present question concerns equality in the sum of all negative
|
| 73 |
+
eigenvalue moments, with a matrix potential that need not commute with
|
| 74 |
+
itself at different points.
|
| 75 |
+
|
| 76 |
+
The sharp scalar endpoint $\gamma=1/2$ was proved by
|
| 77 |
+
Hundertmark, Lieb and Thomas~\cite{HLT1998}; Hundertmark, Laptev and
|
| 78 |
+
Weidl~\cite[Theorem~3.1]{HLW2000} extended it to operator-valued
|
| 79 |
+
potentials. The semiclassical constant
|
| 80 |
+
is sharp for $\gamma\ge3/2$; the lifting of moments of Aizenman and
|
| 81 |
+
Lieb~\cite{AizenmanLieb1978} and the operator-valued inequalities of
|
| 82 |
+
Laptev and Weidl~\cite{LaptevWeidl2000} are central to this development.
|
| 83 |
+
Benguria and Loss~\cite{BenguriaLoss2000} gave a commutation proof of the
|
| 84 |
+
matrix result at $\gamma=3/2$. More recently, Read and
|
| 85 |
+
Schulz~\cite{ReadSchulz2026} proved the sharp scalar inequality at
|
| 86 |
+
$\gamma=1$, with constant $4/(3\sqrt3\pi)$, and its operator-valued
|
| 87 |
+
extension. The matrix companion~\cite{MLT} proves the sharp one-state
|
| 88 |
+
constant for the whole open interval considered here.
|
| 89 |
+
|
| 90 |
+
The endpoint $\gamma=3/2$ has a different equality structure. In the
|
| 91 |
+
scalar finite-rank problem, Frank, Gontier and Lewin
|
| 92 |
+
\cite[Theorem~5]{FrankGontierLewin2025} identify the optimizers as KdV
|
| 93 |
+
multisolitons. In particular, several bound states can occur in a single
|
| 94 |
+
scalar channel at that endpoint. The conclusion of
|
| 95 |
+
Theorem~\ref{thm:main}, one bound state per nonzero channel, uses the
|
| 96 |
+
strict inequality $r>1$ and is asserted only for the open interval.
|
| 97 |
+
|
| 98 |
+
\subsection{Quantitative defects and fixed channels}
|
| 99 |
+
The proof begins with the finite-interval matrix action method
|
| 100 |
+
of~\cite{MLT}. For orthonormal real trial functions approximating finitely
|
| 101 |
+
many negative eigenfunctions, place the functions in the rows of $U(x)$
|
| 102 |
+
and choose a lower triangular matrix $C$. The rows of $A=CU$ remain in the
|
| 103 |
+
successive trial spans.
|
| 104 |
+
If $K$ is the diagonal matrix of positive square roots of the trial
|
| 105 |
+
binding energies, the action involves $A'$, $K^2AA^T$, and a power of
|
| 106 |
+
the density $AA^T$. A symmetric matrix path $B(x)$ connects $K$ to
|
| 107 |
+
$-K$ and gives a lower bound for that action.
|
| 108 |
+
|
| 109 |
+
For equality, the lower bound must retain more information. Besides the
|
| 110 |
+
square $\|A'-BA\|_{\HS}^2$, we retain a term controlling
|
| 111 |
+
\[
|
| 112 |
+
[B,K^2]\quad\hbox{and}\quad K^2-B^2-(AA^T)^r.
|
| 113 |
+
\]
|
| 114 |
+
Its coefficient depends on the largest binding energy and the exponent,
|
| 115 |
+
but not on the number of trial functions. This uniformity is the first
|
| 116 |
+
essential point: an extremal potential is not known in advance to have
|
| 117 |
+
finitely many negative eigenvalues. The integrated trace identity of the
|
| 118 |
+
matrix companion supplies the two nonnegative squares from which this
|
| 119 |
+
estimate follows.
|
| 120 |
+
|
| 121 |
+
The second point is compactness with a fixed number of columns. As the
|
| 122 |
+
trial list grows, $A$ has more rows but still only $m$ columns. Its
|
| 123 |
+
density therefore has rank at most $m$. The retained defect bounds the
|
| 124 |
+
tail rows by the small binding energies in that tail. This yields strong
|
| 125 |
+
pointwise convergence even for an infinite eigenvalue list and gives
|
| 126 |
+
exact algebraic relations in the limit. Those relations separate the
|
| 127 |
+
rows with different energies. A differential inequality then makes
|
| 128 |
+
their row spaces independent of position; their mutual orthogonality
|
| 129 |
+
leaves at most $m$ nonzero directions. On each resulting finite block,
|
| 130 |
+
a matrix Riccati equation has a fixed diagonalizing basis and determines
|
| 131 |
+
the profiles in~\eqref{intro:classification}.
|
| 132 |
+
|
| 133 |
+
Section~\ref{pre:section} gives the spectral and convexity preliminaries.
|
| 134 |
+
Section~\ref{act:section} proves the quantitative action estimate, and
|
| 135 |
+
Section~\ref{bound:section} recovers the sharp spectral bound.
|
| 136 |
+
Section~\ref{comp:section} passes to exact relations for an equality
|
| 137 |
+
case. Section~\ref{rig:section} proves that the channels are fixed,
|
| 138 |
+
solves the Riccati equation, and treats complex potentials and the
|
| 139 |
+
converse. Appendices~\ref{app:trace} and~\ref{app:paths} prove the trace
|
| 140 |
+
identity, regularized field construction, and connecting-path theorem
|
| 141 |
+
used by the action estimate.
|
| 142 |
+
|
| 143 |
+
\subsection{Notation}
|
| 144 |
+
Throughout the proof,
|
| 145 |
+
\begin{equation}\label{intro:parameters}
|
| 146 |
+
\sigma=\gamma-\tfrac12\in(0,1),\qquad
|
| 147 |
+
p=1+\sigma,\qquad r=\sigma^{-1},\qquad q=r+1,
|
| 148 |
+
\end{equation}
|
| 149 |
+
and
|
| 150 |
+
\begin{equation}\label{intro:constants}
|
| 151 |
+
D_\sigma=\frac{\sigma^\sigma}{(1+\sigma)^{1+\sigma}},\qquad
|
| 152 |
+
b_\sigma=\int_{-1}^1(1-s^2)^\sigma\,ds,\qquad
|
| 153 |
+
C_\gamma=\frac{D_\sigma}{b_\sigma}.
|
| 154 |
+
\end{equation}
|
| 155 |
+
The last identity follows from the beta integral. We use the operator
|
| 156 |
+
norm $\|\cdot\|_{\op}$ and the Hilbert--Schmidt norm
|
| 157 |
+
$\|A\|_{\HS}^2=\tr(A^*A)$. The symbol $T$ denotes transpose of a real
|
| 158 |
+
matrix, and $\Sym_n$ is the space of real symmetric $n\times n$ matrices
|
| 159 |
+
with inner product $\tr(BH)$. The commutator is $[B,H]=BH-HB$.
|
| 160 |
+
The identity matrix, or identity operator, has the size determined by
|
| 161 |
+
its context.
|
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/preliminaries.tex
ADDED
|
@@ -0,0 +1,83 @@
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
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|
|
|
|
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|
|
|
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|
|
|
|
|
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|
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|
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|
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|
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|
|
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|
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|
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|
|
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|
|
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|
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|
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|
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|
|
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|
|
|
|
|
|
|
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|
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|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{Spectral and convexity preliminaries}\label{pre:section}
|
| 2 |
+
|
| 3 |
+
Two elementary facts let us work with measurable potentials and identify
|
| 4 |
+
the equality condition in the potential estimate. The first is the form
|
| 5 |
+
argument used in the matrix inequality~\cite[Lemma~7.1]{MLT}; we give its
|
| 6 |
+
proof to fix the precise regularity available below.
|
| 7 |
+
|
| 8 |
+
\begin{lemma}\label{pre:spectral}
|
| 9 |
+
Let $p>1$ and let $W:\R\to\C^{m\times m}$ be measurable, Hermitian and
|
| 10 |
+
positive semidefinite, with $\int_\R\tr(W^p)<\infty$.
|
| 11 |
+
The form $h_W$ on $H^1(\R;\C^m)$ is closed and bounded below.
|
| 12 |
+
Multiplication by $W^{1/2}$ is compact from $H^1$ to $L^2$.
|
| 13 |
+
The negative spectrum of $H_W$ consists of isolated eigenvalues of finite
|
| 14 |
+
multiplicity, with possible accumulation only at zero. Its eigenfunctions
|
| 15 |
+
belong to $H^1$ and satisfy $-\psi''-W\psi=\lambda\psi$ distributionally.
|
| 16 |
+
\end{lemma}
|
| 17 |
+
|
| 18 |
+
\begin{proof}
|
| 19 |
+
Set $w=\|W\|_{\op}$. Then $w^p\le\tr(W^p)$, so $w\in L^p$.
|
| 20 |
+
The one-dimensional Sobolev estimate, applied to the norm of a vector
|
| 21 |
+
function, gives $\|\psi\|_\infty^2\le2\|\psi\|_2\|\psi'\|_2$.
|
| 22 |
+
H\"older's inequality, interpolation and Young's inequality imply
|
| 23 |
+
\begin{equation}\label{pre:form-bound}
|
| 24 |
+
\int_\R\langle\psi,W\psi\rangle
|
| 25 |
+
\le 2^{1/p}\|w\|_p\|\psi'\|_2^{1/p}\|\psi\|_2^{2-1/p}
|
| 26 |
+
\le \varepsilon\|\psi'\|_2^2+C_\varepsilon\|\psi\|_2^2.
|
| 27 |
+
\end{equation}
|
| 28 |
+
A sufficiently shifted form norm is therefore equivalent to the $H^1$
|
| 29 |
+
norm. This proves closedness and semiboundedness, and polarization gives
|
| 30 |
+
continuity of the potential form on $H^1$.
|
| 31 |
+
|
| 32 |
+
Write $T\psi=W^{1/2}\psi$. The truncated multiplier
|
| 33 |
+
$T_{R,L}=\mathbf1_{\{|x|\le R,\,w\le L\}}T$ is compact by the compact
|
| 34 |
+
embedding of $H^1([-R,R])$ into $L^2([-R,R])$. Moreover,
|
| 35 |
+
\[
|
| 36 |
+
\|(T-T_{R,L})\psi\|_2^2
|
| 37 |
+
\le C\|w\mathbf1_{\{|x|>R\}\cup\{w>L\}}\|_p\|\psi\|_{H^1}^2.
|
| 38 |
+
\]
|
| 39 |
+
The coefficient tends to zero, so $T$ is compact.
|
| 40 |
+
For each $a>0$, an infinite-dimensional spectral subspace in
|
| 41 |
+
$(-\infty,-a]$ would contain an $L^2$-orthonormal sequence bounded in
|
| 42 |
+
$H^1$ by~\eqref{pre:form-bound}. A subsequence converges weakly to zero
|
| 43 |
+
in $H^1$, hence its images under $T$ converge strongly to zero. This
|
| 44 |
+
contradicts
|
| 45 |
+
$-a\ge h_W[\psi]\ge-\|T\psi\|_2^2$ for unit vectors in that subspace.
|
| 46 |
+
Thus every such subspace is finite-dimensional. Finally, the weak form
|
| 47 |
+
equation tested against smooth compactly supported functions is the stated
|
| 48 |
+
distributional equation; its potential term is locally integrable because
|
| 49 |
+
$W\in L^p_{\mathrm{loc}}$ and $\psi$ is locally bounded.
|
| 50 |
+
\end{proof}
|
| 51 |
+
|
| 52 |
+
\begin{lemma}[Trace Young inequality and its equality condition]\label{pre:young}
|
| 53 |
+
For positive semidefinite matrices $W,Z$ of the same finite size, set
|
| 54 |
+
\begin{equation}\label{pre:young-defect}
|
| 55 |
+
Y(W,Z)=D_\sigma\tr(W^p)-\tr(WZ)+\tr(Z^q).
|
| 56 |
+
\end{equation}
|
| 57 |
+
Then $Y(W,Z)\ge0$, with equality if and only if $W=qZ^r$.
|
| 58 |
+
Also,
|
| 59 |
+
\begin{equation}\label{pre:young-coercive}
|
| 60 |
+
Y(W,Z)\ge\tfrac12\tr(Z^q)
|
| 61 |
+
-(2^{p-1}-1)D_\sigma\tr(W^p).
|
| 62 |
+
\end{equation}
|
| 63 |
+
\end{lemma}
|
| 64 |
+
|
| 65 |
+
\begin{proof}
|
| 66 |
+
Scalar maximization over $z\ge0$ gives
|
| 67 |
+
$yz-z^q\le D_\sigma y^p$ for $y\ge0$, with equality precisely when
|
| 68 |
+
$y=qz^r$. In an orthonormal eigenbasis $(v_j)$ of $Z$, let $z_j$ be its
|
| 69 |
+
eigenvalues and put $y_j=\langle v_j,Wv_j\rangle$. Strict convexity of
|
| 70 |
+
$t^p$ on $[0,\infty)$ gives
|
| 71 |
+
\[
|
| 72 |
+
\tr(WZ)-\tr(Z^q)
|
| 73 |
+
\le D_\sigma\sum_j y_j^p
|
| 74 |
+
\le D_\sigma\sum_j\langle v_j,W^pv_j\rangle.
|
| 75 |
+
\]
|
| 76 |
+
Equality in the second inequality holds exactly when each $v_j$ belongs
|
| 77 |
+
to an eigenspace of $W$. Equality in the first then requires
|
| 78 |
+
$Wv_j=qz_j^rv_j$ for every $j$. This proves both directions of the
|
| 79 |
+
equality assertion, including zero eigenvalues. Applying the same
|
| 80 |
+
inequality to $2W,Z$ gives
|
| 81 |
+
$\tr(WZ)\le\tfrac12\tr(Z^q)+2^{p-1}D_\sigma\tr(W^p)$,
|
| 82 |
+
which is~\eqref{pre:young-coercive}.
|
| 83 |
+
\end{proof}
|
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/rigidity.tex
ADDED
|
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|
|
|
|
|
| 1 |
+
\section{Fixed channels and the equality profiles}
|
| 2 |
+
\label{rig:section}
|
| 3 |
+
|
| 4 |
+
The pointwise relations of Proposition~\ref{comp:relations} still involve
|
| 5 |
+
an auxiliary operator $B$ that may depend on the point without a prescribed
|
| 6 |
+
measurable choice. We now extract constant subspaces from those relations.
|
| 7 |
+
On each nonzero subspace, $B$ becomes a uniquely determined matrix and
|
| 8 |
+
satisfies an ordinary differential equation. This will identify every
|
| 9 |
+
real equality potential; realification and a scalar calculation will then
|
| 10 |
+
complete the proof of Theorem~\ref{thm:main}.
|
| 11 |
+
|
| 12 |
+
\subsection{The channel subspaces are constant}
|
| 13 |
+
|
| 14 |
+
Assume first that $W$ is real and is a nonzero equality potential. Use the
|
| 15 |
+
rows $a_i$, numbers $k_i$, and operator $\Lambda=\operatorname{diag}(k_i)$
|
| 16 |
+
from Proposition~\ref{comp:relations}. For each distinct value $\alpha>0$
|
| 17 |
+
in the list $(k_i)$, let $n_\alpha$ be its finite multiplicity, and let
|
| 18 |
+
$G_\alpha$ be the $n_\alpha\times m$ matrix whose rows are the $a_i$ with
|
| 19 |
+
$k_i=\alpha$. Each $G_\alpha$ has entries in $H^1(\R)$, and we use their
|
| 20 |
+
continuous representatives.
|
| 21 |
+
|
| 22 |
+
At every point in the common full-measure set of that proposition, choose
|
| 23 |
+
one of the operators $B$ it supplies. Since $B$ commutes with $\Lambda^2$,
|
| 24 |
+
it preserves each of its eigenspaces. Moreover,
|
| 25 |
+
\[
|
| 26 |
+
AA^T=(\Lambda^2-B^2)^{1/r}
|
| 27 |
+
\]
|
| 28 |
+
commutes with both $B$ and $\Lambda^2$. Writing $B_\alpha$ for the block
|
| 29 |
+
on the $\alpha^2$-eigenspace therefore gives
|
| 30 |
+
\begin{align}
|
| 31 |
+
G_\alpha G_\beta^T&=0 &&(\alpha\ne\beta),
|
| 32 |
+
\label{rig:orthogonal-blocks}\\
|
| 33 |
+
G_\alpha'&=B_\alpha G_\alpha,
|
| 34 |
+
& [B_\alpha,G_\alpha G_\alpha^T]&=0,
|
| 35 |
+
\label{rig:block-first-order}\\
|
| 36 |
+
\alpha^2I-B_\alpha^2&=(G_\alpha G_\alpha^T)^r,
|
| 37 |
+
&\|B_\alpha\|_{\op}&\le\kappa.
|
| 38 |
+
\label{rig:block-square}
|
| 39 |
+
\end{align}
|
| 40 |
+
These statements hold almost everywhere and require no compatibility
|
| 41 |
+
between the choices of $B$ at different points.
|
| 42 |
+
|
| 43 |
+
\begin{lemma}\label{rig:fixed-right-spaces}
|
| 44 |
+
For every $\alpha$, the subspace
|
| 45 |
+
\[
|
| 46 |
+
\mathcal R_\alpha=(\ker G_\alpha(x))^\perp\subset\R^m
|
| 47 |
+
\]
|
| 48 |
+
is independent of $x\in\R$. The nonzero spaces $\mathcal R_\alpha$ are
|
| 49 |
+
mutually orthogonal, and
|
| 50 |
+
\begin{equation}\label{rig:dimension-bound}
|
| 51 |
+
\sum_\alpha\dim\mathcal R_\alpha\le m.
|
| 52 |
+
\end{equation}
|
| 53 |
+
In particular, only finitely many $G_\alpha$ are nonzero. The potential
|
| 54 |
+
$W$ has a continuous representative, equal to zero on the orthogonal
|
| 55 |
+
complement of these spaces and equal to
|
| 56 |
+
$q(G_\alpha^TG_\alpha)^r$ on $\mathcal R_\alpha$. With this
|
| 57 |
+
representative, every $G_\alpha$ is $C^2$.
|
| 58 |
+
\end{lemma}
|
| 59 |
+
|
| 60 |
+
\begin{proof}
|
| 61 |
+
Fix $v\in\R^m$. Equation~\eqref{rig:block-first-order} implies
|
| 62 |
+
\[
|
| 63 |
+
\|(G_\alpha v)'(x)\|\le\kappa\|G_\alpha(x)v\|
|
| 64 |
+
\quad\text{for almost every }x.
|
| 65 |
+
\]
|
| 66 |
+
The function $G_\alpha v$ is locally absolutely continuous. If it
|
| 67 |
+
vanishes at $x_0$, integration and Gronwall's inequality, first to the
|
| 68 |
+
right and then to the left of $x_0$, show that it vanishes everywhere.
|
| 69 |
+
Consequently $\ker G_\alpha(x)$ is independent of $x$, including points
|
| 70 |
+
outside the original full-measure set. This proves the first assertion.
|
| 71 |
+
|
| 72 |
+
The products in \eqref{rig:orthogonal-blocks} are continuous, so their
|
| 73 |
+
almost-everywhere vanishing implies their vanishing everywhere. Thus the
|
| 74 |
+
constant row spaces $\mathcal R_\alpha$ are mutually orthogonal. Any
|
| 75 |
+
finite collection has total dimension at most $m$, proving
|
| 76 |
+
\eqref{rig:dimension-bound} and finiteness of the nonzero blocks.
|
| 77 |
+
|
| 78 |
+
On the full-measure set from Proposition~\ref{comp:relations},
|
| 79 |
+
$A^TA=\sum_\alpha G_\alpha^TG_\alpha$. Each summand acts on its own
|
| 80 |
+
orthogonal space $\mathcal R_\alpha$, and only finitely many summands
|
| 81 |
+
are nonzero. Equation~\eqref{comp:potential-limit} therefore yields
|
| 82 |
+
\begin{equation}\label{rig:continuous-potential}
|
| 83 |
+
W=q\sum_\alpha(G_\alpha^TG_\alpha)^r
|
| 84 |
+
\quad\text{almost everywhere}.
|
| 85 |
+
\end{equation}
|
| 86 |
+
The right-hand side is continuous and has the asserted restrictions;
|
| 87 |
+
we henceforth use it as the representative of $W$. The row eigenfunction
|
| 88 |
+
equation \eqref{comp:row-eigenfunction} now reads
|
| 89 |
+
\begin{equation}\label{rig:block-second-order}
|
| 90 |
+
G_\alpha''=\alpha^2G_\alpha-G_\alpha W
|
| 91 |
+
\quad\text{in distributions}.
|
| 92 |
+
\end{equation}
|
| 93 |
+
Its right-hand side is continuous. Integrating this identity twice shows
|
| 94 |
+
that the continuous representative of $G_\alpha$ is $C^2$.
|
| 95 |
+
\end{proof}
|
| 96 |
+
|
| 97 |
+
The row spaces already split the physical space $\R^m$ into finitely
|
| 98 |
+
many constant channels. To determine the potential within one of them,
|
| 99 |
+
we also need a constant range for $G_\alpha$ in the eigenfunction index
|
| 100 |
+
space $\R^{n_\alpha}$.
|
| 101 |
+
|
| 102 |
+
\begin{lemma}\label{rig:fixed-left-spaces}
|
| 103 |
+
For each $\alpha$ with $\ell:=\dim\mathcal R_\alpha>0$, the range of
|
| 104 |
+
$G_\alpha(x)$ in $\R^{n_\alpha}$ is independent of $x$. In constant
|
| 105 |
+
orthonormal bases of this range and of $\mathcal R_\alpha$, the
|
| 106 |
+
restriction of $G_\alpha$ is an invertible $C^2$ matrix
|
| 107 |
+
$D:\R\to\R^{\ell\times\ell}$. The matrix
|
| 108 |
+
$B_0=D'D^{-1}$ is $C^1$ and satisfies, everywhere on $\R$,
|
| 109 |
+
\begin{equation}\label{rig:active-identities}
|
| 110 |
+
B_0=B_0^T,\qquad
|
| 111 |
+
\alpha^2I-B_0^2=(DD^T)^r>0,\qquad
|
| 112 |
+
B_0'=r(B_0^2-\alpha^2I).
|
| 113 |
+
\end{equation}
|
| 114 |
+
\end{lemma}
|
| 115 |
+
|
| 116 |
+
\begin{proof}
|
| 117 |
+
Choose a constant orthonormal basis of $\mathcal R_\alpha$, and let
|
| 118 |
+
$E(x)$ be the matrix of the restriction of $G_\alpha(x)$ to this space.
|
| 119 |
+
It has full column rank $\ell$ at every point, since the kernel of
|
| 120 |
+
$G_\alpha$ is constant. The projection onto its range is
|
| 121 |
+
\[
|
| 122 |
+
P(x)=E(x)(E(x)^TE(x))^{-1}E(x)^T.
|
| 123 |
+
\]
|
| 124 |
+
The commutator in \eqref{rig:block-first-order} shows that $B_\alpha$
|
| 125 |
+
preserves the range of $G_\alpha G_\alpha^T$, which is precisely the
|
| 126 |
+
range of $E$. Hence $E'=B_\alpha E$ has its columns in this range
|
| 127 |
+
almost everywhere. Differentiating the projection gives
|
| 128 |
+
\begin{align*}
|
| 129 |
+
P'={}&(I-P)E'(E^TE)^{-1}E^T\\
|
| 130 |
+
&+E(E^TE)^{-1}(E')^T(I-P)=0
|
| 131 |
+
\quad\text{almost everywhere}.
|
| 132 |
+
\end{align*}
|
| 133 |
+
Since $P$ is $C^1$, it is constant.
|
| 134 |
+
|
| 135 |
+
Choose a constant orthonormal basis of this range as well. The resulting
|
| 136 |
+
square matrix $D$ is invertible everywhere and $C^2$. Almost everywhere,
|
| 137 |
+
$D'D^{-1}$ is the restriction of $B_\alpha$ to its invariant range in
|
| 138 |
+
these coordinates. Equations~\eqref{rig:block-first-order} and
|
| 139 |
+
\eqref{rig:block-square} give the symmetry and square identity in
|
| 140 |
+
\eqref{rig:active-identities} almost everywhere; continuity extends
|
| 141 |
+
them to every point. Positivity is strict because $D$ is invertible.
|
| 142 |
+
|
| 143 |
+
On $\mathcal R_\alpha$, Equation~\eqref{rig:continuous-potential}
|
| 144 |
+
identifies the potential with $q(D^TD)^r$. Equation~
|
| 145 |
+
\eqref{rig:block-second-order} consequently becomes
|
| 146 |
+
\[
|
| 147 |
+
D''=\alpha^2D-qD(D^TD)^r
|
| 148 |
+
=\alpha^2D-q(DD^T)^rD.
|
| 149 |
+
\]
|
| 150 |
+
The second equality follows, for example, by a singular-value
|
| 151 |
+
decomposition. Differentiating $B_0=D'D^{-1}$ and using $q=r+1$
|
| 152 |
+
now gives
|
| 153 |
+
\[
|
| 154 |
+
B_0'=D''D^{-1}-B_0^2
|
| 155 |
+
=\alpha^2I-q(\alpha^2I-B_0^2)-B_0^2
|
| 156 |
+
=r(B_0^2-\alpha^2I),
|
| 157 |
+
\]
|
| 158 |
+
as claimed.
|
| 159 |
+
\end{proof}
|
| 160 |
+
|
| 161 |
+
\subsection{The matrix Riccati equation separates the profiles}
|
| 162 |
+
|
| 163 |
+
Fix a nonzero block and the matrices of Lemma~\ref{rig:fixed-left-spaces}.
|
| 164 |
+
Diagonalize the symmetric matrix $B_0(x_*)$ at one point by a constant
|
| 165 |
+
orthogonal change of range coordinates. The right-hand side of its
|
| 166 |
+
Riccati equation is a polynomial in $B_0$. Uniqueness for this matrix
|
| 167 |
+
ordinary differential equation therefore preserves the diagonal form.
|
| 168 |
+
More explicitly, the strict inequality in \eqref{rig:active-identities}
|
| 169 |
+
places each initial diagonal entry in $(-\alpha,\alpha)$. There is a
|
| 170 |
+
unique $y_j\in\R$ such that the scalar solution with that initial value is
|
| 171 |
+
\begin{equation}\label{rig:tanh}
|
| 172 |
+
b_j(x)=-\alpha\tanh\bigl(r\alpha(x-y_j)\bigr),
|
| 173 |
+
\qquad 1\le j\le\ell.
|
| 174 |
+
\end{equation}
|
| 175 |
+
The diagonal matrix with these entries solves the same initial-value
|
| 176 |
+
problem as $B_0$ on all of $\R$, so uniqueness gives equality everywhere.
|
| 177 |
+
|
| 178 |
+
Equation~\eqref{rig:active-identities} implies that $DD^T$ is diagonal
|
| 179 |
+
in these coordinates. Since $D'=\operatorname{diag}(b_j)D$, each row
|
| 180 |
+
of $D$ is a positive scalar multiple of its value at $x_*$. None of
|
| 181 |
+
these rows is zero, and their directions are mutually orthogonal because
|
| 182 |
+
$DD^T$ is diagonal. Taking their normalized directions as a constant
|
| 183 |
+
orthonormal basis of $\mathcal R_\alpha$ makes $D$ diagonal with positive
|
| 184 |
+
entries. The potential in this fixed basis is therefore diagonal, with
|
| 185 |
+
entries
|
| 186 |
+
\begin{equation}\label{rig:profiles}
|
| 187 |
+
q\bigl(\alpha^2-b_j(x)^2\bigr)
|
| 188 |
+
=(r+1)\alpha^2\operatorname{sech}^2\bigl(r\alpha(x-y_j)\bigr).
|
| 189 |
+
\end{equation}
|
| 190 |
+
Combining these bases over the finitely many nonzero spaces
|
| 191 |
+
$\mathcal R_\alpha$, and adding a basis of their orthogonal complement,
|
| 192 |
+
proves the required necessity for real $W$. There are at most $m$
|
| 193 |
+
nonzero profiles by \eqref{rig:dimension-bound}. The zero potential
|
| 194 |
+
has the same description with no nonzero profile.
|
| 195 |
+
|
| 196 |
+
\subsection{Complex Hermitian potentials}
|
| 197 |
+
|
| 198 |
+
For a complex Hermitian potential $W$, take the realification
|
| 199 |
+
$\widetilde W$ from \eqref{bound:realification}. The proof of
|
| 200 |
+
Proposition~\ref{bound:sharp} shows that it is equivalent to
|
| 201 |
+
$W\oplus\overline W$ by a constant unitary matrix and that both the trace-power
|
| 202 |
+
integral and the negative spectral moment are doubled. Thus equality
|
| 203 |
+
for $W$ implies equality for the real potential $\widetilde W$.
|
| 204 |
+
|
| 205 |
+
The real result provides a constant unitary matrix $V$ such that
|
| 206 |
+
\[
|
| 207 |
+
W(x)\oplus\overline W(x)
|
| 208 |
+
=V\operatorname{diag}(f_1(x),\ldots,f_{2m}(x))V^*
|
| 209 |
+
\quad\text{almost everywhere},
|
| 210 |
+
\]
|
| 211 |
+
where each $f_j$ is either a profile of the form \eqref{rig:profiles} or
|
| 212 |
+
zero. Let $P$ be the projection onto the first summand $\C^m$ and put
|
| 213 |
+
$\widehat P=V^*PV$. Since $P$ commutes with $W\oplus\overline W$,
|
| 214 |
+
\[
|
| 215 |
+
(f_i(x)-f_j(x))\widehat P_{ij}=0
|
| 216 |
+
\quad\text{almost everywhere}.
|
| 217 |
+
\]
|
| 218 |
+
Consequently $\widehat P_{ij}=0$ whenever the functions $f_i,f_j$ are
|
| 219 |
+
not equal almost everywhere. Partition the indices into groups of
|
| 220 |
+
identical functions, including the possible zero function. The range
|
| 221 |
+
of $\widehat P$ splits as the orthogonal sum of its intersections with
|
| 222 |
+
these coordinate groups. On each group the diagonal potential is a
|
| 223 |
+
scalar multiple of the identity, so any constant orthonormal basis of
|
| 224 |
+
that intersection diagonalizes its restriction. Transporting these
|
| 225 |
+
bases by $V$ to the first summand gives a constant unitary basis of
|
| 226 |
+
$\C^m$ in which $W$ has the asserted profiles. This proves necessity
|
| 227 |
+
for complex Hermitian potentials.
|
| 228 |
+
|
| 229 |
+
\subsection{Each listed potential attains equality}
|
| 230 |
+
|
| 231 |
+
It remains to verify attainment, including the exact spectral moment,
|
| 232 |
+
without appealing to a classification of scalar optimizers. Fix $a>0$
|
| 233 |
+
and $x_0\in\R$, and set
|
| 234 |
+
\[
|
| 235 |
+
V(x)=(r+1)a^2\operatorname{sech}^2\bigl(ra(x-x_0)\bigr),
|
| 236 |
+
\qquad H=-\partial_x^2-V.
|
| 237 |
+
\]
|
| 238 |
+
The first-order factorization used in the commutation argument
|
| 239 |
+
of~\cite[Section~II]{BenguriaLoss2000} also explains why this profile has
|
| 240 |
+
only one negative eigenvalue. Put
|
| 241 |
+
\[
|
| 242 |
+
w(x)=a\tanh\bigl(ra(x-x_0)\bigr),
|
| 243 |
+
\qquad Q=\partial_x+w,\qquad \operatorname{Dom}Q=H^1(\R).
|
| 244 |
+
\]
|
| 245 |
+
Then $Q^*=-\partial_x+w$ on $H^1(\R)$. Since $w$ and $w'$ are bounded,
|
| 246 |
+
both product domains are $H^2(\R)$, and direct differentiation yields
|
| 247 |
+
\begin{align}
|
| 248 |
+
Q^*Q&=H+a^2,
|
| 249 |
+
\label{rig:factorization}\\
|
| 250 |
+
QQ^*&=-\partial_x^2+a^2
|
| 251 |
+
+(r-1)a^2\operatorname{sech}^2\bigl(ra(x-x_0)\bigr)
|
| 252 |
+
\ge a^2.
|
| 253 |
+
\label{rig:partner}
|
| 254 |
+
\end{align}
|
| 255 |
+
Here the last inequality uses $r>1$. The equation $Q\psi=0$ has the
|
| 256 |
+
one-dimensional $L^2$ solution space
|
| 257 |
+
\[
|
| 258 |
+
\ker Q=
|
| 259 |
+
\operatorname{span}\left\{
|
| 260 |
+
\operatorname{sech}^{1/r}\bigl(ra(x-x_0)\bigr)
|
| 261 |
+
\right\}.
|
| 262 |
+
\]
|
| 263 |
+
Thus $-a^2$ is a simple eigenvalue of $H$, and
|
| 264 |
+
\eqref{rig:factorization} excludes eigenvalues below it. If
|
| 265 |
+
$H\phi=\lambda\phi$ with $-a^2<\lambda<0$, put
|
| 266 |
+
$\mu=\lambda+a^2$ and $g=Q\phi$. Then
|
| 267 |
+
$\|g\|_2^2=\mu\|\phi\|_2^2>0$. Moreover,
|
| 268 |
+
$Q^*Q\phi=\mu\phi\in\operatorname{Dom}Q$, so
|
| 269 |
+
$g\in\operatorname{Dom}(QQ^*)$ and $QQ^*g=\mu g$. This contradicts
|
| 270 |
+
\eqref{rig:partner}, since $\mu<a^2$. By Lemma~\ref{pre:spectral},
|
| 271 |
+
all negative spectrum is discrete. Hence $-a^2$ is the sole negative
|
| 272 |
+
eigenvalue.
|
| 273 |
+
|
| 274 |
+
Finally, $2p-1=2\gamma$ and the substitution $s=\tanh y$ give
|
| 275 |
+
\begin{align*}
|
| 276 |
+
\int_\R V(x)^p\,dx
|
| 277 |
+
&=\frac{(r+1)^p}{r}a^{2\gamma}
|
| 278 |
+
\int_\R\operatorname{sech}^{2p}y\,dy\\
|
| 279 |
+
&=\frac{(r+1)^p}{r}a^{2\gamma}
|
| 280 |
+
\int_{-1}^{1}(1-s^2)^{p-1}\,ds
|
| 281 |
+
=\frac{b_\sigma}{D_\sigma}a^{2\gamma},
|
| 282 |
+
\end{align*}
|
| 283 |
+
where $(r+1)^p/r=D_\sigma^{-1}$ and $p-1=\sigma$. Consequently
|
| 284 |
+
\[
|
| 285 |
+
\operatorname{Tr}(H)_-^\gamma
|
| 286 |
+
=a^{2\gamma}
|
| 287 |
+
=C_\gamma\int_\R V^p.
|
| 288 |
+
\]
|
| 289 |
+
The zero potential contributes zero to both sides. Finite orthogonal
|
| 290 |
+
direct sums add the spectral moments and trace-power integrals, and a
|
| 291 |
+
constant unitary conjugation leaves both unchanged. Every potential
|
| 292 |
+
listed in Theorem~\ref{thm:main} therefore attains equality, completing
|
| 293 |
+
its proof.
|
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/build/sections/spectral-bound.tex
ADDED
|
@@ -0,0 +1,65 @@
|
|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
|
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|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
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|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{Recovering the sharp spectral bound}\label{bound:section}
|
| 2 |
+
|
| 3 |
+
The action estimate implies the sharp inequality by the spectral passage
|
| 4 |
+
of~\cite[Section~7]{MLT}. We record it before studying equality, so that
|
| 5 |
+
the finite spectral moment used below has already been established.
|
| 6 |
+
|
| 7 |
+
\begin{proposition}\label{bound:sharp}
|
| 8 |
+
Every potential in Theorem~\ref{thm:main} satisfies
|
| 9 |
+
\[
|
| 10 |
+
\Tr(H_W)_-^\gamma\le\frac{D_\sigma}{b_\sigma}
|
| 11 |
+
\int_\R\tr(W^p).
|
| 12 |
+
\]
|
| 13 |
+
\end{proposition}
|
| 14 |
+
|
| 15 |
+
\begin{proof}
|
| 16 |
+
First suppose that $W$ is real symmetric. Choose any finite initial list
|
| 17 |
+
of negative eigenvalues $-k_1^2,\ldots,-k_n^2$, with
|
| 18 |
+
$k_1\ge\cdots\ge k_n>0$, and real orthonormal eigenfunctions $\varphi_i$.
|
| 19 |
+
For $0<\xi<k_n^2$ put $\ell_i=(k_i^2-\xi)^{1/2}$ and
|
| 20 |
+
$K=\diag(\ell_1,\ldots,\ell_n)$. There are real smooth compactly
|
| 21 |
+
supported orthonormal functions $u_i$ with form matrix
|
| 22 |
+
\begin{equation}\label{bound:trial}
|
| 23 |
+
(h_W[u_i,u_j])_{i,j=1}^n\le-K^2.
|
| 24 |
+
\end{equation}
|
| 25 |
+
Indeed, approximate the $\varphi_i$ in $H^1$, then multiply the family
|
| 26 |
+
by the inverse square root of its Gram matrix. The Gram matrix tends to
|
| 27 |
+
$I_n$, and the form matrix tends to $-\diag(k_i^2)$ by
|
| 28 |
+
Lemma~\ref{pre:spectral}; an operator norm error below $\xi$ gives
|
| 29 |
+
\eqref{bound:trial}.
|
| 30 |
+
|
| 31 |
+
Let $U$ have rows $u_i$, and choose a bounded interval containing their
|
| 32 |
+
supports. For every lower triangular $C$, the $i$th row $a_i$ of $A=CU$
|
| 33 |
+
satisfies
|
| 34 |
+
\[
|
| 35 |
+
h_W[a_i]+\ell_i^2\|a_i\|_2^2
|
| 36 |
+
\le\sum_{l\le i}C_{il}^2(\ell_i^2-\ell_l^2)\le0.
|
| 37 |
+
\]
|
| 38 |
+
Set $Z=A^TA$. The matrices $AA^T$ and $Z$ have the same nonzero
|
| 39 |
+
eigenvalues, with multiplicity. Summing the preceding bound and applying
|
| 40 |
+
Lemma~\ref{pre:young} yields
|
| 41 |
+
\[
|
| 42 |
+
\mathcal E_K(A)
|
| 43 |
+
\le\int_\R\{\tr(WZ)-\tr(Z^q)\}
|
| 44 |
+
\le D_\sigma\int_\R\tr(W^p).
|
| 45 |
+
\]
|
| 46 |
+
Theorem~\ref{act:quantitative-action}, with its nonnegative defects
|
| 47 |
+
discarded, gives
|
| 48 |
+
$b_\sigma\sum_i\ell_i^{2\gamma}\le D_\sigma\int\tr(W^p)+\eta$
|
| 49 |
+
for every $\eta>0$. Let $\eta\downarrow0$, then $\xi\downarrow0$,
|
| 50 |
+
and finally exhaust the negative eigenvalues. The case of an empty
|
| 51 |
+
negative spectrum is immediate.
|
| 52 |
+
|
| 53 |
+
For complex Hermitian $W=E+iF$, with $E,F$ real, its realification is
|
| 54 |
+
\begin{equation}\label{bound:realification}
|
| 55 |
+
\widetilde W=\begin{pmatrix}E&-F\\F&E\end{pmatrix}.
|
| 56 |
+
\end{equation}
|
| 57 |
+
The constant unitary matrix
|
| 58 |
+
$2^{-1/2}\left(\begin{smallmatrix}I&iI\\I&-iI\end{smallmatrix}\right)$
|
| 59 |
+
conjugates $\widetilde W$ to $W\oplus\overline W$. Hence $\widetilde W$
|
| 60 |
+
is real symmetric and positive semidefinite,
|
| 61 |
+
$\tr(\widetilde W^p)=2\tr(W^p)$, and
|
| 62 |
+
$\Tr(H_{\widetilde W})_-^\gamma=2\Tr(H_W)_-^\gamma$.
|
| 63 |
+
Here conjugation identifies the spectra of $H_W$ and $H_{\overline W}$.
|
| 64 |
+
The real inequality, divided by two, proves the result.
|
| 65 |
+
\end{proof}
|
preprints/Equality-cases-in-the-sharp-one-dimensional-matrix-Lieb-Thirring-inequality-October-5-2026/sharp-one-dimensional-lieb-thirring-inequalities-matrix-potentials.pdf
ADDED
|
@@ -0,0 +1,3 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:e88f3118d513e3133e672b809b58c6c7be43fcf09e802302ac0b569eeccd3298
|
| 3 |
+
size 467633
|
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/README.md
ADDED
|
@@ -0,0 +1,18 @@
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
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|
|
|
|
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|
|
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|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
# [Equidistribution of Prime-Degree Torus Packets with Arbitrary Local Type](paper.pdf)
|
| 2 |
+
|
| 3 |
+
**Author:** OpenAI
|
| 4 |
+
|
| 5 |
+
**Date:** September 24, 2026
|
| 6 |
+
|
| 7 |
+
## Citation
|
| 8 |
+
|
| 9 |
+
```bibtex
|
| 10 |
+
@misc{OAI:Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026,
|
| 11 |
+
author = {{OpenAI}},
|
| 12 |
+
title = {{Equidistribution of Prime-Degree Torus Packets with Arbitrary Local Type}},
|
| 13 |
+
howpublished = {OpenAI Math Release preprint
|
| 14 |
+
\href{https://github.com/openai/math/blob/main/preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/paper.pdf}{OAI:Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026}},
|
| 15 |
+
year = {2026}
|
| 16 |
+
}
|
| 17 |
+
```
|
| 18 |
+
|
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/adelic.tex
ADDED
|
@@ -0,0 +1,139 @@
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|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
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|
|
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|
|
|
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|
|
|
|
|
|
|
|
| 1 |
+
\section{Adelic formulation and choices}\label{subsec:adelic-packet}
|
| 2 |
+
|
| 3 |
+
The model of Lemma~\ref{lem:packet-model} also identifies the measure obtained from adelic
|
| 4 |
+
torus Haar probability. We give the identification for arbitrary local
|
| 5 |
+
type, so the lattice formulation includes all finite lattice and real
|
| 6 |
+
diagonalization choices in the usual adelic formulation.
|
| 7 |
+
|
| 8 |
+
Let $\mathbb A_f$ be the finite adeles of $\Q$, let
|
| 9 |
+
$\widehat\Z=\prod_\ell\Z_\ell$, and put
|
| 10 |
+
$\mathbb A_\Q=\R\times\mathbb A_f$ and
|
| 11 |
+
$\mathbb A_K=K\otimes_\Q\mathbb A_\Q$.
|
| 12 |
+
Write $\widehat R=R\otimes\widehat\Z$.
|
| 13 |
+
Choose a rational basis $b_1,\ldots,b_n$ of $K$, and let
|
| 14 |
+
$\rho(\alpha)$ denote multiplication by $\alpha$ on row coefficient
|
| 15 |
+
vectors. It embeds the torus
|
| 16 |
+
\[
|
| 17 |
+
\mathbf T_K=(\operatorname{Res}_{K/\Q}\mathbb G_m)/\mathbb G_m
|
| 18 |
+
\quad\hbox{in}\quad G=\operatorname{PGL}_{n/\Q}.
|
| 19 |
+
\]
|
| 20 |
+
The embedding matrix $B_\sigma=(\sigma_j(b_i))_{i,j}$ satisfies
|
| 21 |
+
\begin{equation}\label{eq:regular-diagonalization}
|
| 22 |
+
\rho(\alpha)B_\sigma
|
| 23 |
+
=B_\sigma\operatorname{diag}(\sigma_1(\alpha),\ldots,\sigma_n(\alpha)).
|
| 24 |
+
\end{equation}
|
| 25 |
+
For $g_f\in G(\mathbb A_f)$, choose a lift to
|
| 26 |
+
$\operatorname{GL}_n(\mathbb A_f)$ and set
|
| 27 |
+
\[
|
| 28 |
+
\widehat M(g_f)=\widehat\Z^{\,n}g_f^{-1},\qquad
|
| 29 |
+
M(g_f)=K\cap\widehat M(g_f),
|
| 30 |
+
\]
|
| 31 |
+
using the chosen rational basis to identify coefficient vectors with
|
| 32 |
+
elements of $K$. This is a full lattice, and its completion is
|
| 33 |
+
$\widehat M(g_f)$: choose an integer $d\ge1$ with
|
| 34 |
+
$d\widehat\Z^{\,n}\subset\widehat M(g_f)
|
| 35 |
+
\subset d^{-1}\widehat\Z^{\,n}$, and patch in the finite quotient
|
| 36 |
+
$d^{-1}\Z^n/d\Z^n$. Changing the projective lift multiplies it by a
|
| 37 |
+
scalar finite idele. Every such idele is a rational scalar times an
|
| 38 |
+
element of $\widehat\Z^\times$; the latter preserves every completed
|
| 39 |
+
full lattice. Consequently this change only rescales $M(g_f)$ by
|
| 40 |
+
a rational number.
|
| 41 |
+
|
| 42 |
+
Choose $g_\infty\in G(\R)$ with
|
| 43 |
+
$g_\infty^{-1}\mathbf T_K(\R)^\circ g_\infty=A_n$, using the
|
| 44 |
+
odd-degree identification of $G(\R)$ with $\SL_n(\R)$.
|
| 45 |
+
For $g=(g_\infty,g_f)$, the adelic packet is the projection of
|
| 46 |
+
$\mathbf T_K(\Q)\backslash\mathbf T_K(\mathbb A_\Q)g$ to
|
| 47 |
+
$G(\Q)\backslash G(\mathbb A_\Q)/G(\widehat\Z)$, equipped with
|
| 48 |
+
the pushforward of torus Haar probability.
|
| 49 |
+
|
| 50 |
+
\begin{proposition}\label{prop:adelic-packet}
|
| 51 |
+
The adelic torus quotient is compact. Its packet and canonical
|
| 52 |
+
probability agree with $\mathcal P_{K,M(g_f),\sigma'}$ and
|
| 53 |
+
$\mu_{K,M(g_f),\sigma'}$ for an ordering $\sigma'$ of the real
|
| 54 |
+
embeddings. Every prescribed local homothety type occurs this way.
|
| 55 |
+
Changing the rational basis or the projective lifts does not change
|
| 56 |
+
the packet; changing the allowed real diagonalizer only reorders the
|
| 57 |
+
embeddings. Thus Theorem~\ref{thm:main} includes every such adelic choice.
|
| 58 |
+
\end{proposition}
|
| 59 |
+
|
| 60 |
+
\begin{proof}
|
| 61 |
+
Write $M=M(g_f)$ and $\widehat M=\widehat M(g_f)$.
|
| 62 |
+
First identify the ambient quotient with $X_n$. Given a finite matrix
|
| 63 |
+
lift $g_f$, choose a basis matrix $c\in\operatorname{GL}_n(\Q)$
|
| 64 |
+
for $\Q^n\cap\widehat\Z^{\,n}g_f^{-1}$. Then
|
| 65 |
+
$cg_f\in\operatorname{GL}_n(\widehat\Z)$, and the corresponding
|
| 66 |
+
real lattice is $\Z^ncg_\infty$, normalized to covolume one.
|
| 67 |
+
Changing this basis or either matrix lift has no effect on that
|
| 68 |
+
lattice. This constructs the usual quotient identification directly.
|
| 69 |
+
For odd $n$, the signed real $n$th root gives
|
| 70 |
+
$[h]\mapsto(\det h)^{-1/n}h$, identifying
|
| 71 |
+
$G(\R)$ with $\SL_n(\R)$ and $G(\Z)$ with $\SL_n(\Z)$.
|
| 72 |
+
|
| 73 |
+
Multiplication matrices modulo scalars give
|
| 74 |
+
\begin{equation}\label{eq:idelic-torus-quotient}
|
| 75 |
+
\mathbf T_K(\Q)\backslash\mathbf T_K(\mathbb A_\Q)
|
| 76 |
+
\simeq K^\times\backslash\mathbb A_K^\times/\mathbb A_\Q^\times.
|
| 77 |
+
\end{equation}
|
| 78 |
+
Here the pointwise lifts can also be seen by elementary linear algebra:
|
| 79 |
+
over any ground field $F_0$ containing $\Q$, a matrix whose projective
|
| 80 |
+
class lies in $\mathbf T_K$ becomes a scalar multiple of a multiplication
|
| 81 |
+
operator over an algebraic closure. It therefore commutes exactly with
|
| 82 |
+
the regular representation already over $F_0$. The centralizer of that
|
| 83 |
+
representation is the algebra of multiplication operators, so the matrix
|
| 84 |
+
belongs to $(K\otimes_\Q F_0)^\times$, with scalar ambiguity $F_0^\times$.
|
| 85 |
+
Finite lifts may be chosen integral at almost all primes.
|
| 86 |
+
|
| 87 |
+
A finite idele $t_f$ acts on the completed lattice by
|
| 88 |
+
$\widehat M\mapsto t_f^{-1}\widehat M$. Hence its translates are
|
| 89 |
+
exactly the prescribed local homothety type. The stabilizer of
|
| 90 |
+
$\widehat M$ among finite ideles is
|
| 91 |
+
\[
|
| 92 |
+
\{z:z\widehat M=\widehat M\}
|
| 93 |
+
=(\cO(M)\otimes\widehat\Z)^\times:
|
| 94 |
+
\]
|
| 95 |
+
equality holds precisely when both $z$ and $z^{-1}$ preserve
|
| 96 |
+
$\widehat M$. In the projective torus the stabilizer is the image
|
| 97 |
+
of this group, since a representative that preserves the lattice
|
| 98 |
+
up to a scalar idele can be rescaled to preserve it exactly.
|
| 99 |
+
The unit subgroup is compact open in the finite ideles and has finite
|
| 100 |
+
index in $\widehat R^\times$; at each prime not dividing $q$ it equals
|
| 101 |
+
$R_\ell^\times$. Its projective image is compact open as well.
|
| 102 |
+
No invertibility of $M$ over $\cO(M)$ is used.
|
| 103 |
+
|
| 104 |
+
To describe the quotient and its measure, first divide
|
| 105 |
+
\eqref{eq:idelic-torus-quotient} by the image of
|
| 106 |
+
$\widehat R^\times$. Fractional-ideal factorization and
|
| 107 |
+
$\mathbb A_\Q^\times
|
| 108 |
+
=\Q^\times\R^\times\widehat\Z^\times$
|
| 109 |
+
give one real fiber $E\backslash C$ for each ordinary ideal class.
|
| 110 |
+
These fibers are compact by the unit theorem, and the omitted
|
| 111 |
+
finite-unit group is compact. Thus the torus quotient is compact.
|
| 112 |
+
At the stabilizer of $\widehat M$, the finite fibers instead retain
|
| 113 |
+
the translates $\mathcal N(I)$. The same decomposition becomes
|
| 114 |
+
\[
|
| 115 |
+
\coprod_{[I]}(\mathcal N(I)\times C)/E,
|
| 116 |
+
\]
|
| 117 |
+
with exactly the action in Lemma~\ref{lem:packet-model}.
|
| 118 |
+
Haar measure pushes to uniform counting measure on each finite
|
| 119 |
+
unit orbit and to the stated logarithmic Haar measure on $C$.
|
| 120 |
+
After normalization it is therefore precisely the probability in
|
| 121 |
+
that lemma. For $g_\infty=[B_\sigma]$,
|
| 122 |
+
\eqref{eq:regular-diagonalization} identifies the resulting real
|
| 123 |
+
lattices with its displayed map. This proves both the packet
|
| 124 |
+
identification and the equality of measures, including the orbit
|
| 125 |
+
volume weights.
|
| 126 |
+
|
| 127 |
+
Finally, every full $M$ is obtained by choosing a basis matrix for
|
| 128 |
+
its completed lattice and taking its inverse as $g_f$.
|
| 129 |
+
Any other allowed real diagonalizer has the form $[B_\sigma dP]$,
|
| 130 |
+
where $d$ is diagonal and $P$ is a permutation matrix, because it
|
| 131 |
+
must permute the joint eigenspaces. The diagonal factor translates
|
| 132 |
+
the real torus and permutes its sign components, preserving its
|
| 133 |
+
Haar probability; the permutation reorders the embeddings.
|
| 134 |
+
If a rational change of basis has matrix $c$, then
|
| 135 |
+
$B'_\sigma=cB_\sigma$ and $\rho'=c\rho c^{-1}$, while the same
|
| 136 |
+
packet data have representatives $g'_\infty=cg_\infty$ and
|
| 137 |
+
$g'_f=cg_f$. Thus the torus is conjugated and the translated packet
|
| 138 |
+
is left-multiplied by $c$, which disappears in the ambient rational quotient.
|
| 139 |
+
\end{proof}
|
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/analytic.tex
ADDED
|
@@ -0,0 +1,189 @@
|
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|
|
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|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
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|
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|
|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{Residue-relative weighted ideal counts}\label{sec:analytic}
|
| 2 |
+
|
| 3 |
+
Write
|
| 4 |
+
\[
|
| 5 |
+
a_K(m)=\#\{\mathfrak a\subseteq R:\N\mathfrak a=m\},
|
| 6 |
+
\qquad \kappaK=\operatorname*{Res}_{s=1}\zeta_K(s)>0.
|
| 7 |
+
\]
|
| 8 |
+
We first retain the residue in the analytic estimates. All constants
|
| 9 |
+
subscripted by $n$ are uniform over the fields under consideration.
|
| 10 |
+
|
| 11 |
+
\begin{lemma}\label{lem:residue}
|
| 12 |
+
For $D$ sufficiently large in terms of $n$,
|
| 13 |
+
\begin{equation}\label{eq:residue}
|
| 14 |
+
h\zeta_K(1+h)\asymp_n\kappaK
|
| 15 |
+
\quad\left(0<h\le\frac4{\log D}\right),
|
| 16 |
+
\qquad \kappaK^{-1}\ll_n\log D.
|
| 17 |
+
\end{equation}
|
| 18 |
+
For the remaining fields, the first comparison holds uniformly for
|
| 19 |
+
sufficiently small positive $h$, and $\kappaK^{-1}\ll_n1$.
|
| 20 |
+
\end{lemma}
|
| 21 |
+
|
| 22 |
+
\begin{proof}
|
| 23 |
+
Put $L=\log D$. Stark's Lemma~3 gives at most one zero in
|
| 24 |
+
$\operatorname{Re}s\ge1-(4L)^{-1}$,
|
| 25 |
+
$|\operatorname{Im}s|\le(4L)^{-1}$; such a zero is real and simple.
|
| 26 |
+
His Lemma~8, which also applies to nonnormal fields, says that a real
|
| 27 |
+
zero $\beta\ge1-(4n!L)^{-1}$ forces a quadratic subfield of $K$
|
| 28 |
+
\cite[Lemmas~3 and~8]{Stark1974}. Since $n$ is odd, there is no such
|
| 29 |
+
subfield. Consequently, for a constant $c_n>0$, every nontrivial zero
|
| 30 |
+
$\rho$ satisfies $|1-\rho|\ge c_n/L$.
|
| 31 |
+
|
| 32 |
+
The real logarithmic derivative of the completed zeta function gives
|
| 33 |
+
\[
|
| 34 |
+
S_K(\sigma):=\sum_\rho\operatorname{Re}\frac1{\sigma-\rho}
|
| 35 |
+
=\frac1\sigma+\frac1{\sigma-1}+\frac L2
|
| 36 |
+
+\frac{\zeta_K'}{\zeta_K}(\sigma)+G_n(\sigma),\qquad \sigma>1,
|
| 37 |
+
\]
|
| 38 |
+
where zeros are counted with multiplicity and
|
| 39 |
+
\[
|
| 40 |
+
G_n(\sigma)=\frac n2
|
| 41 |
+
\left(\frac{\Gamma'(\sigma/2)}{\Gamma(\sigma/2)}-\log\pi\right).
|
| 42 |
+
\]
|
| 43 |
+
This is the Hadamard identity in
|
| 44 |
+
\cite[Equation~(9)]{Stark1974}. The zero terms are nonnegative,
|
| 45 |
+
$G_n$ is bounded on $[1,2]$, and the Euler product gives
|
| 46 |
+
$\zeta_K'/\zeta_K\le0$ there. Thus, at $\sigma_0=1+L^{-1}$,
|
| 47 |
+
$S_K(\sigma_0)\ll_n L$.
|
| 48 |
+
|
| 49 |
+
This bound persists uniformly for $1<\sigma\le1+4/L$.
|
| 50 |
+
Indeed, for $\rho=\beta+i\gamma$, set
|
| 51 |
+
$X=L(1-\beta)$, $Y=L\gamma$, and $U=L(\sigma-1)$.
|
| 52 |
+
Then $X\ge0$, $0<U\le4$, and $|X+iY|\ge c_n$. Hence
|
| 53 |
+
\[
|
| 54 |
+
\frac{\operatorname{Re}(\sigma-\rho)^{-1}}
|
| 55 |
+
{\operatorname{Re}(\sigma_0-\rho)^{-1}}
|
| 56 |
+
=\frac{X+U}{X+1}
|
| 57 |
+
\frac{(X+1)^2+Y^2}{(X+U)^2+Y^2}
|
| 58 |
+
\le4(1+3/c_n)^2.
|
| 59 |
+
\]
|
| 60 |
+
Summing gives $0\le S_K(\sigma)\ll_n L$.
|
| 61 |
+
For $F_K(\sigma)=(\sigma-1)\zeta_K(\sigma)$, it follows that
|
| 62 |
+
\[
|
| 63 |
+
\frac{F_K'}{F_K}(\sigma)
|
| 64 |
+
=S_K(\sigma)-\frac1\sigma-\frac L2-G_n(\sigma)
|
| 65 |
+
=O_n(L).
|
| 66 |
+
\]
|
| 67 |
+
Since $F_K$ extends analytically to $1$ with $F_K(1)=\kappaK>0$,
|
| 68 |
+
integration over an interval of length at most $4/L$ proves the
|
| 69 |
+
comparison in \eqref{eq:residue}. At $\sigma_0$, the inequality
|
| 70 |
+
$\zeta_K(\sigma_0)\ge1$ also gives $\kappaK\gg_n L^{-1}$.
|
| 71 |
+
|
| 72 |
+
For completeness, only finitely many fields of this fixed degree
|
| 73 |
+
have discriminant below the cutoff. One can see this directly here:
|
| 74 |
+
nonzero vectors of $D^{-1/(2n)}\sigma(R)$ have absolute coordinate
|
| 75 |
+
product at least $D^{-1/2}$, so Mahler's criterion puts these lattices
|
| 76 |
+
in a fixed compact set. Local basis lifts and a finite cover give
|
| 77 |
+
bases of $R$ with uniformly bounded conjugates. A basis element
|
| 78 |
+
outside $\Q$ generates $K$, since $n$ is prime; its monic integral
|
| 79 |
+
minimal polynomial therefore has bounded coefficients. There are
|
| 80 |
+
only finitely many such polynomials. The simple pole of each of
|
| 81 |
+
these finitely many zeta functions now gives the remaining claims
|
| 82 |
+
uniformly for sufficiently small $h>0$.
|
| 83 |
+
\end{proof}
|
| 84 |
+
|
| 85 |
+
We also use the following uniform form of Shiu's theorem
|
| 86 |
+
\cite{Shiu1980,Pollack2020}: if $b$ is nonnegative and multiplicative
|
| 87 |
+
and $b(m)\le d_n(m)$, where $d_n$ is the $n$-fold divisor function,
|
| 88 |
+
then
|
| 89 |
+
\begin{equation}\label{eq:shiu}
|
| 90 |
+
\sum_{u-v<m\le u}b(m)
|
| 91 |
+
\ll_n\frac v{\log u}
|
| 92 |
+
\exp\left(\sum_{\ell\le u}\frac{b(\ell)}\ell\right)
|
| 93 |
+
\qquad(u^{1/2}\le v\le u).
|
| 94 |
+
\end{equation}
|
| 95 |
+
Here $\ell$ denotes a rational prime, and the threshold for $u$
|
| 96 |
+
depends only on $n$. To check uniformity, the growth conditions in
|
| 97 |
+
\cite[Theorem~1.1]{Pollack2020}, with all excluded residue sets
|
| 98 |
+
empty, are supplied by
|
| 99 |
+
$d_n(\ell^j)=\binom{j+n-1}{n-1}\le n^j$ and
|
| 100 |
+
$d_n(m)\ll_{n,\eps}m^\eps$. Its strict interval condition
|
| 101 |
+
$u^\beta<v\le u$ is satisfied by taking $\beta=1/4$; thus
|
| 102 |
+
\eqref{eq:shiu} includes both endpoints of the displayed range.
|
| 103 |
+
|
| 104 |
+
\begin{proposition}\label{prop:weighted-count}
|
| 105 |
+
Fix $A_0\ge1$ and $0<\eta\le1$. For $Q$ sufficiently large in terms
|
| 106 |
+
of $n,A_0,\eta$,
|
| 107 |
+
\begin{equation}\label{eq:weighted-count}
|
| 108 |
+
\sum_{x-y<\N\mathfrak a\le x}P(\mathfrak a)
|
| 109 |
+
\ll_n \frac{\kappaK y}{q}
|
| 110 |
+
\qquad
|
| 111 |
+
(Q^{3/4}\le x\le A_0Q,\quad \eta x\le y\le x).
|
| 112 |
+
\end{equation}
|
| 113 |
+
The implied constant is independent of $A_0$ and $\eta$.
|
| 114 |
+
\end{proposition}
|
| 115 |
+
|
| 116 |
+
\begin{proof}
|
| 117 |
+
Set $b(m)=a_K(m)\one_{(m,q)=1}$. This function is nonnegative,
|
| 118 |
+
multiplicative, and bounded by $d_n$. Indeed, at every prime $\ell$,
|
| 119 |
+
including the ramified primes, the local generating series for
|
| 120 |
+
$a_K$ is $\prod_{\mathfrak p\mid\ell}(1-T^{f_{\mathfrak p}})^{-1}$;
|
| 121 |
+
it is coefficientwise bounded by $(1-T)^{-n}$.
|
| 122 |
+
Decomposing an ideal into its part over $S$ and its coprime part,
|
| 123 |
+
the sum in \eqref{eq:weighted-count} becomes
|
| 124 |
+
\begin{equation}\label{eq:weighted-split}
|
| 125 |
+
\sum_{\mathbf k}P(\mathbf k)
|
| 126 |
+
\sum_{(x-y)/d(\mathbf k)<m\le x/d(\mathbf k)}b(m).
|
| 127 |
+
\end{equation}
|
| 128 |
+
|
| 129 |
+
First suppose $d=d(\mathbf k)\le Q^{1/8}$, and put $u=x/d$.
|
| 130 |
+
Then $u\ge Q^{5/8}\ge D^{1/4}$. For $h=1/\log u$,
|
| 131 |
+
Lemma~\ref{lem:residue} gives
|
| 132 |
+
$\zeta_K(1+h)\ll_n\kappaK\log u$.
|
| 133 |
+
There is no upper restriction on $u$: increasing $u$ only decreases
|
| 134 |
+
$h$, so the lemma applies even when $D$ stays bounded and $q$ grows.
|
| 135 |
+
Positivity of the Euler logarithm yields
|
| 136 |
+
\[
|
| 137 |
+
\sum_{\ell\le u}a_K(\ell)\ell^{-1-h}\le\log\zeta_K(1+h).
|
| 138 |
+
\]
|
| 139 |
+
Since $a_K(\ell)\le n$ and
|
| 140 |
+
$\sum_{\ell\le u}(\log\ell)/\ell\ll\log u$, replacing
|
| 141 |
+
$\ell^{-1-h}$ by $\ell^{-1}$ costs only $O_n(1)$.
|
| 142 |
+
The latter prime-sum bound follows, for example, by comparing
|
| 143 |
+
$\sum_{\ell\le u}\lfloor u/\ell\rfloor\log\ell$ with
|
| 144 |
+
$\log(\lfloor u\rfloor!)$. Therefore
|
| 145 |
+
\[
|
| 146 |
+
\exp\left(\sum_{\ell\le u}\frac{a_K(\ell)}\ell\right)
|
| 147 |
+
\ll_n\kappaK\log u.
|
| 148 |
+
\]
|
| 149 |
+
Furthermore,
|
| 150 |
+
\[
|
| 151 |
+
\log Z_S=\sum_{\ell\in S}\frac{a_K(\ell)}\ell+O_n(1),
|
| 152 |
+
\qquad
|
| 153 |
+
\sum_{\substack{\ell\in S\\\ell>u}}
|
| 154 |
+
\frac{a_K(\ell)}\ell
|
| 155 |
+
\ll_n\frac{\log(2q)}{Q^{5/8}}\ll_n1.
|
| 156 |
+
\]
|
| 157 |
+
The first error is bounded by a constant times
|
| 158 |
+
$\sum_\ell\ell^{-2}$. Removing the primes of $S$ thus gives
|
| 159 |
+
\begin{equation}\label{eq:coprime-euler}
|
| 160 |
+
\exp\left(\sum_{\ell\le u}\frac{b(\ell)}\ell\right)
|
| 161 |
+
\ll_n\frac{\kappaK\log u}{Z_S}.
|
| 162 |
+
\end{equation}
|
| 163 |
+
For $Q$ sufficiently large at fixed $\eta$, the length
|
| 164 |
+
$v=y/d\ge\eta u$ is at least $u^{1/2}$.
|
| 165 |
+
Applying \eqref{eq:shiu}, then \eqref{eq:coprime-euler} and
|
| 166 |
+
\eqref{eq:shell-sum}, bounds the contribution of these $d$ by
|
| 167 |
+
\[
|
| 168 |
+
C_n\frac{\kappaK y}{Z_S}
|
| 169 |
+
\sum_{d(\mathbf k)\le Q^{1/8}}\frac{P(\mathbf k)}{d(\mathbf k)}
|
| 170 |
+
\le C_n\frac{\kappaK y}{q}.
|
| 171 |
+
\]
|
| 172 |
+
|
| 173 |
+
For $d>Q^{1/8}$, terms with $d>x$ vanish because the inner sum
|
| 174 |
+
in \eqref{eq:weighted-split} then contains no positive integer.
|
| 175 |
+
For the remaining terms, $x/d\ge1$, and the elementary bound
|
| 176 |
+
$\sum_{m\le z}d_n(m)\le z(1+\log z)^{n-1}$ for $z\ge1$
|
| 177 |
+
follows by summing reciprocals in the first $n-1$ factors.
|
| 178 |
+
Using \eqref{eq:weight-tail}, with $s=1/(2n)$, the remaining
|
| 179 |
+
contribution to \eqref{eq:weighted-split} is at most
|
| 180 |
+
\[
|
| 181 |
+
C_n\frac{x}{q}Q^{-s/16}(1+\log x)^{n-1}
|
| 182 |
+
=o\left(\frac{\kappaK x}{q}\right).
|
| 183 |
+
\]
|
| 184 |
+
This is uniform in the stated range: Lemma~\ref{lem:residue}
|
| 185 |
+
gives $\kappaK^{-1}\ll_n\log(3D)$, and $D\le Q^2$.
|
| 186 |
+
At fixed $A_0,\eta$, increase the threshold until this term is at
|
| 187 |
+
most $\kappaK\eta x/q\le\kappaK y/q$. The implied constant has
|
| 188 |
+
not changed with $\eta$, proving the proposition.
|
| 189 |
+
\end{proof}
|
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/entropy.tex
ADDED
|
@@ -0,0 +1,167 @@
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|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
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|
|
|
|
|
|
|
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|
|
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|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{Entropy and identification of the limit}\label{sec:entropy}
|
| 2 |
+
|
| 3 |
+
The ball estimate has exponent $n$, whereas $A_n$ has dimension $n-1$.
|
| 4 |
+
We follow the ordinary-ball strategy of
|
| 5 |
+
\cite[Section~2.7.1]{ELMV2011}. We retain the estimate for every invariant
|
| 6 |
+
probability dominated by a finite multiple of the limit, so it forces
|
| 7 |
+
positive entropy after restriction to any positive-weight collection of
|
| 8 |
+
ergodic components. Measure classification then identifies the limit.
|
| 9 |
+
|
| 10 |
+
For an invariant probability $\nu$, write $h_\nu(a)$ for the
|
| 11 |
+
measure-theoretic entropy of the map $x\mapsto xa$.
|
| 12 |
+
Fix distinct real numbers $\lambda_1,\ldots,\lambda_n$ with sum zero and put
|
| 13 |
+
\[
|
| 14 |
+
a(t)=\operatorname{diag}(e^{\lambda_1t},\ldots,e^{\lambda_nt}),
|
| 15 |
+
\qquad \lambda=\min_{i\ne j}|\lambda_i-\lambda_j|>0.
|
| 16 |
+
\]
|
| 17 |
+
|
| 18 |
+
\begin{proposition}[Entropy from ordinary balls]\label{prop:entropy-from-balls}
|
| 19 |
+
Let $n\ge3$ and let $\mu$ be an $A_n$-invariant probability on $X_n$.
|
| 20 |
+
Suppose that for every compact $\Omega\subset X_n$ there are
|
| 21 |
+
$C_\Omega,r_\Omega>0$ such that
|
| 22 |
+
\[
|
| 23 |
+
\mu(xB(r))\le C_\Omega r^n
|
| 24 |
+
\qquad(x\in\Omega,\ 0<r<r_\Omega).
|
| 25 |
+
\]
|
| 26 |
+
Then every $A_n$-invariant probability $\xi$ satisfying $\xi\le c\mu$
|
| 27 |
+
for some finite $c$ has $h_\xi(a(1))\ge\lambda/3$.
|
| 28 |
+
\end{proposition}
|
| 29 |
+
|
| 30 |
+
\begin{proof}
|
| 31 |
+
Fix $0<b<1/4$ and consider the two-sided neighborhoods
|
| 32 |
+
\[
|
| 33 |
+
T_t=a(t)B(b)a(-t)\cap a(-t)B(b)a(t),\qquad t\ge0.
|
| 34 |
+
\]
|
| 35 |
+
If $h\in T_t$, then
|
| 36 |
+
\begin{equation}\label{eq:tube-entries}
|
| 37 |
+
|h_{ii}-1|<b,\qquad
|
| 38 |
+
|h_{ij}|<b e^{-|\lambda_i-\lambda_j|t}\quad(i\ne j).
|
| 39 |
+
\end{equation}
|
| 40 |
+
Set $r=e^{-\lambda t}$. Every term in the determinant expansion other
|
| 41 |
+
than the product of the diagonal entries contains at least two
|
| 42 |
+
off-diagonal entries. Since $\det h=1$, it follows that
|
| 43 |
+
$\prod_i h_{ii}=1+O_{n,b}(r^2)$. Thus
|
| 44 |
+
\[
|
| 45 |
+
d(h)=\operatorname{diag}\left(h_{11},\ldots,h_{n-1,n-1},
|
| 46 |
+
\Bigl(\prod_{i<n}h_{ii}\Bigr)^{-1}\right)
|
| 47 |
+
\]
|
| 48 |
+
belongs to a fixed compact subset $\mathcal D\subset A_n$, and
|
| 49 |
+
$d(h)^{-1}h\in B(Cr)$ for a constant depending only on $n,b$.
|
| 50 |
+
|
| 51 |
+
In logarithmic coordinates, $\mathcal D$ is a bounded subset of $\R^{n-1}$.
|
| 52 |
+
Covering it by a mesh of size comparable to $r$, and enlarging $C$ to
|
| 53 |
+
allow for matrix multiplication, gives
|
| 54 |
+
\begin{equation}\label{eq:tube-cover}
|
| 55 |
+
T_t\subset\bigcup_{j=1}^{N_t}d_jB(Cr),
|
| 56 |
+
\qquad d_j\in\mathcal D,\qquad N_t\le Cr^{-(n-1)}.
|
| 57 |
+
\end{equation}
|
| 58 |
+
For $x$ in a compact set $\Omega$, all the centers $xd_j$ lie in the
|
| 59 |
+
fixed compact set $\Omega\mathcal D$. The assumed ball estimate and domination
|
| 60 |
+
therefore imply, for all sufficiently large $t$,
|
| 61 |
+
\begin{equation}\label{eq:tube-mass}
|
| 62 |
+
\xi(xT_t)\le C_{\Omega,b,c}\,r^{-(n-1)}r^n
|
| 63 |
+
=C_{\Omega,b,c}e^{-\lambda t}
|
| 64 |
+
\qquad(x\in\Omega).
|
| 65 |
+
\end{equation}
|
| 66 |
+
Since $\xi$ is a probability, the constant can be enlarged to cover
|
| 67 |
+
the finitely many integer times before this estimate holds.
|
| 68 |
+
|
| 69 |
+
We use the entropy criterion of
|
| 70 |
+
Einsiedler--Lindenstrauss--Michel--Venkatesh
|
| 71 |
+
\cite[Corollary~3.3]{ELMV2009}. In the notation
|
| 72 |
+
\[
|
| 73 |
+
B^{(s,t)}=a(-s)Ba(s)\cap a(-t)Ba(t),
|
| 74 |
+
\]
|
| 75 |
+
the criterion states the following: if flow-invariant probabilities
|
| 76 |
+
$\xi_i$ converge weakly to a probability $\xi$, and $t_i\to\infty$,
|
| 77 |
+
then $h_\xi(a(1))\ge\eta$ provided that, for every compact set $\Omega$,
|
| 78 |
+
there are an identity neighborhood $B$ and a constant $C_\Omega$ such that
|
| 79 |
+
\[
|
| 80 |
+
\xi_i\bigl(xB^{(-t_i,t_i)}\bigr)
|
| 81 |
+
\le C_\Omega e^{-2\eta t_i}\qquad(x\in\Omega).
|
| 82 |
+
\]
|
| 83 |
+
This criterion applies on the noncompact lattice space; its requirement
|
| 84 |
+
that the limit be a probability is essential. Here take the constant
|
| 85 |
+
sequence $\xi_i=\xi$, the neighborhood $B(b)$, $t_i=i$, and
|
| 86 |
+
$\eta=\lambda/3$. Since $B(b)^{(-t,t)}=T_t$,
|
| 87 |
+
Equation~\eqref{eq:tube-mass} proves the required estimate.
|
| 88 |
+
\end{proof}
|
| 89 |
+
|
| 90 |
+
\begin{lemma}[Entropy in the ergodic components]\label{lem:entropy-components}
|
| 91 |
+
Under the hypotheses of Proposition~\ref{prop:entropy-from-balls},
|
| 92 |
+
almost every $A_n$-ergodic component of $\mu$ has positive entropy
|
| 93 |
+
for $a(1)$.
|
| 94 |
+
\end{lemma}
|
| 95 |
+
|
| 96 |
+
\begin{proof}
|
| 97 |
+
The group $A_n\simeq\R^{n-1}$ is locally compact and second countable,
|
| 98 |
+
and its action on the standard Borel space $X_n$ is continuous.
|
| 99 |
+
The ergodic decomposition theorem
|
| 100 |
+
\cite[Theorem~5.2]{GreschonigSchmidt2000}, specialized to invariant
|
| 101 |
+
probabilities, therefore supplies a measurable decomposition
|
| 102 |
+
\[
|
| 103 |
+
\mu=\int_Z\nu_z\,\dd\tau(z)
|
| 104 |
+
\]
|
| 105 |
+
into $A_n$-invariant, $A_n$-ergodic probabilities over a factor fixed
|
| 106 |
+
by $A_n$. Set $T(x)=xa(1)$.
|
| 107 |
+
The function $z\mapsto h_{\nu_z}(T)$ is measurable. Indeed, choose
|
| 108 |
+
increasing finite Borel partitions $\mathcal P_k$ generating the Borel
|
| 109 |
+
$\sigma$-algebra of $X_n$. For every $T$-invariant probability $\nu$,
|
| 110 |
+
\[
|
| 111 |
+
h_\nu(T)=\sup_k\inf_{N\ge1}\frac1N
|
| 112 |
+
H_\nu\left(\bigvee_{j=0}^{N-1}T^{-j}\mathcal P_k\right),
|
| 113 |
+
\]
|
| 114 |
+
where $H_\nu$ denotes the Shannon entropy of a finite partition.
|
| 115 |
+
The right side is a countable combination of Borel functions of $\nu$.
|
| 116 |
+
|
| 117 |
+
The component partition is fixed by $T$, since $a(1)\in A_n$.
|
| 118 |
+
The entropy integral formula for a fixed invariant partition
|
| 119 |
+
\cite[Theorem~9.8]{Rokhlin1967} consequently gives
|
| 120 |
+
\begin{equation}\label{eq:entropy-decomposition}
|
| 121 |
+
h_\mu(T)=\int_Z h_{\nu_z}(T)\,\dd\tau(z).
|
| 122 |
+
\end{equation}
|
| 123 |
+
The same formula holds after restricting to any measurable collection
|
| 124 |
+
of components. It does not require the $\nu_z$ to be $T$-ergodic:
|
| 125 |
+
the induced transformation on the component space is the identity
|
| 126 |
+
and contributes zero entropy.
|
| 127 |
+
|
| 128 |
+
If $Z_0=\{z:h_{\nu_z}(T)=0\}$ had weight $w=\tau(Z_0)>0$, then
|
| 129 |
+
\[
|
| 130 |
+
\xi=\frac1w\int_{Z_0}\nu_z\,\dd\tau(z)
|
| 131 |
+
\]
|
| 132 |
+
would be an $A_n$-invariant probability with $\xi\le w^{-1}\mu$.
|
| 133 |
+
Equation~\eqref{eq:entropy-decomposition}, applied to this restricted
|
| 134 |
+
decomposition, would give $h_\xi(T)=0$, contradicting
|
| 135 |
+
Proposition~\ref{prop:entropy-from-balls}.
|
| 136 |
+
\end{proof}
|
| 137 |
+
|
| 138 |
+
\paragraph{Measure classification.}
|
| 139 |
+
Einsiedler--Katok--Lindenstrauss
|
| 140 |
+
\cite[Theorem~1.3 and Corollary~1.4]{EKL2006} prove that, for prime
|
| 141 |
+
$n\ge3$, an $A_n$-invariant and $A_n$-ergodic probability on
|
| 142 |
+
$\operatorname{SL}_n(\R)/\operatorname{SL}_n(\Z)$ is Haar whenever
|
| 143 |
+
some diagonal one-parameter subgroup has positive entropy.
|
| 144 |
+
Their action is on the left. The map
|
| 145 |
+
$\Gamma g\mapsto g^{-1}\Gamma$, where $\Gamma=\operatorname{SL}_n(\Z)$,
|
| 146 |
+
changes our right action by $a(t)$ into the left action by $a(-t)$.
|
| 147 |
+
Since entropy is unchanged by inversion of an invertible transformation,
|
| 148 |
+
their result applies to our convention without any additional hypothesis.
|
| 149 |
+
|
| 150 |
+
\begin{proof}[Proof of Theorem~\ref{thm:main}]
|
| 151 |
+
Let $\mu_i$ be the packet probabilities for a sequence in the theorem.
|
| 152 |
+
Equation~\eqref{eq:discriminant-scale} gives $Q_i\to\infty$.
|
| 153 |
+
By Proposition~\ref{prop:tightness}, this sequence is tight and every
|
| 154 |
+
weak subsequential limit $\mu$ is an $A_n$-invariant probability.
|
| 155 |
+
Proposition~\ref{prop:ball-bound} supplies the hypotheses of
|
| 156 |
+
Proposition~\ref{prop:entropy-from-balls}.
|
| 157 |
+
Lemma~\ref{lem:entropy-components} shows that almost every
|
| 158 |
+
$A_n$-ergodic component of $\mu$ has positive entropy for $a(1)$.
|
| 159 |
+
As $n$ is prime, the classification just stated makes every such
|
| 160 |
+
component equal to $m_n$. Integrating the components gives $\mu=m_n$.
|
| 161 |
+
|
| 162 |
+
Thus every convergent subsequence has the same probability limit.
|
| 163 |
+
Together with tightness, this proves $\mu_i\to m_n$ and excludes
|
| 164 |
+
loss of mass. All preceding estimates were for each prescribed local
|
| 165 |
+
homothety packet separately, so no averaging over different local
|
| 166 |
+
module types is used.
|
| 167 |
+
\end{proof}
|
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/geometry.tex
ADDED
|
@@ -0,0 +1,150 @@
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|
|
| 1 |
+
\section{Nonescape and ordinary ball bounds}\label{sec:geometry}
|
| 2 |
+
|
| 3 |
+
We apply the weighted count in two ways. Cubes about zero control
|
| 4 |
+
the cusp; small boxes away from the coordinate hyperplanes control
|
| 5 |
+
ordinary neighborhoods in the lattice space.
|
| 6 |
+
|
| 7 |
+
\begin{proposition}\label{prop:tightness}
|
| 8 |
+
Every sequence of the packet probabilities with $Q\to\infty$
|
| 9 |
+
is tight. More precisely, for $0<\theta<1$,
|
| 10 |
+
\begin{equation}\label{eq:cusp}
|
| 11 |
+
\limsup_{Q\to\infty}\mu_*
|
| 12 |
+
\{\Lambda:\exists\,0\ne v\in\Lambda,\ \|v\|_\infty<\theta\}
|
| 13 |
+
\le C_n\theta^n.
|
| 14 |
+
\end{equation}
|
| 15 |
+
Every subsequential probability limit is $A_n$-invariant.
|
| 16 |
+
\end{proposition}
|
| 17 |
+
|
| 18 |
+
\begin{proof}
|
| 19 |
+
For $f=\one_{[-\theta,\theta]^n}$, the first $n-1$ logarithms
|
| 20 |
+
in \eqref{eq:product-fiber} are at most $\log\theta$.
|
| 21 |
+
The last coordinate bounds the sum of their gaps from
|
| 22 |
+
$\log\theta$ by $\log(\theta^n/z)$. Thus
|
| 23 |
+
\[
|
| 24 |
+
\cV_f(z)=\frac{2^n}{(n-1)!}
|
| 25 |
+
\bigl(\max\{0,\log(\theta^n/z)\}\bigr)^{n-1}.
|
| 26 |
+
\]
|
| 27 |
+
Put $X=\theta^nQ$ and $U=Q^{3/4}$. Up to an $n$-dependent
|
| 28 |
+
constant, Proposition~\ref{prop:unfolding} reduces the first
|
| 29 |
+
moment to
|
| 30 |
+
\[
|
| 31 |
+
\frac1{\sqrt D\,\kappaK}
|
| 32 |
+
\sum_{\N\mathfrak a\le X}
|
| 33 |
+
P(\mathfrak a)\left(\log\frac X{\N\mathfrak a}\right)^{n-1}.
|
| 34 |
+
\]
|
| 35 |
+
If $X<1$, the sum is empty. Otherwise its logarithmic factor is
|
| 36 |
+
at most $(\log Q)^{n-1}$, since $\theta<1$. The terms with
|
| 37 |
+
$\N\mathfrak a\le\min(U,X)$ contribute at most
|
| 38 |
+
$C_nQ^{-1/4}(\log Q)^{n-1}$, by applying
|
| 39 |
+
Proposition~\ref{prop:weighted-count} at $x=y=U$.
|
| 40 |
+
When $X>U$, define the truncated cumulative sum
|
| 41 |
+
\[
|
| 42 |
+
A_U(t)=\sum_{U<\N\mathfrak a\le t}P(\mathfrak a),
|
| 43 |
+
\qquad U\le t\le X.
|
| 44 |
+
\]
|
| 45 |
+
Writing each logarithmic power as an integral and applying Tonelli gives
|
| 46 |
+
\begin{align*}
|
| 47 |
+
\sum_{U<\N\mathfrak a\le X}
|
| 48 |
+
P(\mathfrak a)\left(\log\frac X{\N\mathfrak a}\right)^{n-1}
|
| 49 |
+
&= (n-1)\int_U^X A_U(t)
|
| 50 |
+
\left(\log\frac Xt\right)^{n-2}\frac{dt}{t} \\
|
| 51 |
+
&\ll_n \frac{\kappaK}{q}
|
| 52 |
+
\int_U^X\left(\log\frac Xt\right)^{n-2}\dd t
|
| 53 |
+
\ll_n \frac{\kappaK}{q}X.
|
| 54 |
+
\end{align*}
|
| 55 |
+
Here the same proposition at $x=y=t$ bounds $A_U(t)$, and the
|
| 56 |
+
last inequality follows from
|
| 57 |
+
$\int_0^1(\log(1/v))^{n-2}\dd v<\infty$.
|
| 58 |
+
There is no lower boundary term, since $A_U(U)=0$, and the
|
| 59 |
+
logarithmic weight vanishes at $X$. If $X\le U$, this part is absent.
|
| 60 |
+
Dividing by $\sqrt D\,\kappaK$ gives $O_n(\theta^n)$.
|
| 61 |
+
Since $E_f\ge1$ whenever the displayed cusp event occurs,
|
| 62 |
+
this proves \eqref{eq:cusp}.
|
| 63 |
+
|
| 64 |
+
Mahler's compactness criterion \cite[Section~3, Theorem~2]{Mahler1946} says that the
|
| 65 |
+
complement of this cusp event is compact. Given a desired
|
| 66 |
+
mass error, choose $\theta$ first and then $Q$ sufficiently large.
|
| 67 |
+
The finitely many earlier packet supports are compact by
|
| 68 |
+
Lemma~\ref{lem:packet-model}, so the whole sequence is tight.
|
| 69 |
+
The lattice space is locally compact and second countable;
|
| 70 |
+
weak compactness for tight probabilities gives probability
|
| 71 |
+
subsequential limits. Invariance passes to them by testing
|
| 72 |
+
against continuous compactly supported functions.
|
| 73 |
+
\end{proof}
|
| 74 |
+
|
| 75 |
+
For $r>0$, let
|
| 76 |
+
\[
|
| 77 |
+
B(r)=\{h\in\SL_n(\R):
|
| 78 |
+
\max_{i,j}|h_{ij}-\delta_{ij}|<r\}.
|
| 79 |
+
\]
|
| 80 |
+
|
| 81 |
+
\begin{proposition}\label{prop:ball-bound}
|
| 82 |
+
Let $\mu$ be a weak limit of packet probabilities along
|
| 83 |
+
$Q\to\infty$. For every compact $\Omega\subset X_n$ there are
|
| 84 |
+
$C_\Omega,r_\Omega>0$ such that
|
| 85 |
+
\begin{equation}\label{eq:ball-bound}
|
| 86 |
+
\mu(xB(r))\le C_\Omega r^n
|
| 87 |
+
\qquad(x\in\Omega,\ 0<r<r_\Omega).
|
| 88 |
+
\end{equation}
|
| 89 |
+
\end{proposition}
|
| 90 |
+
|
| 91 |
+
\begin{proof}
|
| 92 |
+
First fix a compact $V\subset(\R^\times)^n$ and $b_0\ge1$.
|
| 93 |
+
For $w\in V$ and small $r$, take
|
| 94 |
+
$f=\one_{w+[-b_0r,b_0r]^n}$. Each coordinate has a fixed sign,
|
| 95 |
+
is uniformly separated from zero, and has logarithmic width
|
| 96 |
+
$O_{V,b_0}(r)$. Its absolute product lies within $Cr$ of
|
| 97 |
+
$z_w=\prod_j|w_j|$, so
|
| 98 |
+
\[
|
| 99 |
+
\cV_f(z)\le Cr^{n-1}
|
| 100 |
+
\one_{[z_w-Cr,z_w+Cr]}(z)
|
| 101 |
+
\]
|
| 102 |
+
for some $C\ge1$ depending only on $V,b_0,n$.
|
| 103 |
+
Choose $r_0$ small enough that $z_w>4Cr_0$ on $V$.
|
| 104 |
+
Use Proposition~\ref{prop:weighted-count} with
|
| 105 |
+
\[
|
| 106 |
+
x=(z_w+2Cr)Q,\qquad y=4CrQ.
|
| 107 |
+
\]
|
| 108 |
+
This slightly enlarged interval contains every contributing
|
| 109 |
+
ideal norm. Uniformly in $w$, for sufficiently large $Q$ it has
|
| 110 |
+
$Q^{3/4}\le x\le A_0Q$ with a fixed $A_0\ge1$, and
|
| 111 |
+
$\eta x\le y\le x$ with $\eta=4Cr/A_0\le1$, after decreasing
|
| 112 |
+
$r_0$ if necessary. For every fixed $r\in(0,r_0)$,
|
| 113 |
+
Proposition~\ref{prop:unfolding} therefore gives, eventually,
|
| 114 |
+
\begin{equation}\label{eq:vector-box}
|
| 115 |
+
\int E_{\one_{w+[-b_0r,b_0r]^n}}\dd\mu_*
|
| 116 |
+
\ll_{V,b_0,n}
|
| 117 |
+
\frac{r^{n-1}}{\sqrt D\,\kappaK}
|
| 118 |
+
\frac{\kappaK rQ}{q}=r^n .
|
| 119 |
+
\end{equation}
|
| 120 |
+
Here $Q=q\sqrt D$. The implicit constant is independent of $r$. The threshold for $Q$
|
| 121 |
+
may depend on $r$, which is all that will be needed.
|
| 122 |
+
|
| 123 |
+
We next choose a suitable lattice vector at each $x\in\Omega$.
|
| 124 |
+
Every full lattice has a vector with no zero coordinate:
|
| 125 |
+
for any basis, its combination with coefficients
|
| 126 |
+
$(1,N,\ldots,N^{n-1})$ has coordinates that are nonzero
|
| 127 |
+
polynomials in $N$, so an integer $N$ can avoid their finitely
|
| 128 |
+
many roots. Near each center choose a continuous local lift to basis
|
| 129 |
+
matrices, and continue the chosen vector using its fixed integer
|
| 130 |
+
basis coefficients. On a sufficiently small neighborhood with compact
|
| 131 |
+
closure in that chart, its coordinates remain bounded and bounded away
|
| 132 |
+
from zero. A finite cover of $\Omega$ by such neighborhoods therefore
|
| 133 |
+
gives choices $w_x$ lying in one compact
|
| 134 |
+
$V\subset(\R^\times)^n$. This pointwise selection need not be
|
| 135 |
+
continuous or measurable.
|
| 136 |
+
|
| 137 |
+
For $h$ in $B(r)$, each coordinate of $w_xh-w_x$ has absolute
|
| 138 |
+
value at most $r\sum_i|(w_x)_i|$. Thus one fixed $b_0$ makes
|
| 139 |
+
every lattice in $xB(r)$ contain a nonzero vector in
|
| 140 |
+
$w_x+[-b_0r,b_0r]^n$. Equation~\eqref{eq:vector-box} bounds
|
| 141 |
+
the packet mass of $xB(r)$ by $C_\Omega r^n$.
|
| 142 |
+
This set is open, so Portmanteau gives
|
| 143 |
+
\[
|
| 144 |
+
\mu(xB(r))\le\liminf_i\mu_i(xB(r))\le C_\Omega r^n.
|
| 145 |
+
\]
|
| 146 |
+
The argument holds for every fixed $x$ and $r$ with the same
|
| 147 |
+
constant on $\Omega$. It proves \eqref{eq:ball-bound} for
|
| 148 |
+
all $0<r<r_\Omega$, without any exchange of shrinking-radius
|
| 149 |
+
and packet limits.
|
| 150 |
+
\end{proof}
|
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/local.tex
ADDED
|
@@ -0,0 +1,97 @@
|
|
|
|
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|
|
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|
|
|
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|
|
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|
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|
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|
|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{Uniform control of the local weights}\label{sec:local}
|
| 2 |
+
|
| 3 |
+
The ideal sum in Proposition~\ref{prop:unfolding} involves arbitrary
|
| 4 |
+
local modules. We now isolate two estimates that are uniform in
|
| 5 |
+
those modules and in their indices. The first gives the total
|
| 6 |
+
normalization; the second makes large local norm contributions
|
| 7 |
+
negligible.
|
| 8 |
+
|
| 9 |
+
Let $\mathbf k=(\mathbf k_\ell)_{\ell\in S}$ range over nonnegative
|
| 10 |
+
valuation tuples, and write
|
| 11 |
+
\[
|
| 12 |
+
d_\ell(\mathbf k_\ell)
|
| 13 |
+
=\ell^{\sum_{\mathfrak p\mid\ell}f_{\mathfrak p}k_{\mathfrak p}},
|
| 14 |
+
\qquad d(\mathbf k)=\prod_{\ell\in S}d_\ell(\mathbf k_\ell),
|
| 15 |
+
\qquad P(\mathbf k)=\prod_{\ell\in S}P_\ell(\mathbf k_\ell).
|
| 16 |
+
\]
|
| 17 |
+
Thus $d$ is the norm of the $S$-supported part of an ideal. Also set
|
| 18 |
+
\[
|
| 19 |
+
Z_\ell=\prod_{\mathfrak p\mid\ell}
|
| 20 |
+
(1-\ell^{-f_{\mathfrak p}})^{-1},\qquad
|
| 21 |
+
Z_S=\prod_{\ell\in S}Z_\ell.
|
| 22 |
+
\]
|
| 23 |
+
Empty products are one.
|
| 24 |
+
|
| 25 |
+
\begin{lemma}\label{lem:local-moment}
|
| 26 |
+
For the weights just defined,
|
| 27 |
+
\begin{equation}\label{eq:shell-sum}
|
| 28 |
+
\sum_{\mathbf k}\frac{P(\mathbf k)}{d(\mathbf k)}=\frac{Z_S}{q}.
|
| 29 |
+
\end{equation}
|
| 30 |
+
If $s=1/(2n)$, then, for every $\eps>0$,
|
| 31 |
+
\begin{equation}\label{eq:weight-moment}
|
| 32 |
+
\sum_{\mathbf k}P(\mathbf k)d(\mathbf k)^{s-1}
|
| 33 |
+
\ll_{n,\eps}\frac{q^\eps}{q}.
|
| 34 |
+
\end{equation}
|
| 35 |
+
In particular,
|
| 36 |
+
\begin{equation}\label{eq:weight-tail}
|
| 37 |
+
\sum_{d(\mathbf k)>Q^{1/8}}\frac{P(\mathbf k)}{d(\mathbf k)}
|
| 38 |
+
\ll_n \frac1q Q^{-s/16}.
|
| 39 |
+
\end{equation}
|
| 40 |
+
\end{lemma}
|
| 41 |
+
|
| 42 |
+
\begin{proof}
|
| 43 |
+
Normalize additive Haar measure on $R_\ell$ to have mass one.
|
| 44 |
+
The valuation shell $\mathbf k_\ell$ has mass
|
| 45 |
+
$Z_\ell^{-1}/d_\ell(\mathbf k_\ell)$. Its conditional law is
|
| 46 |
+
invariant under the transitive unit action, so $P_\ell$ is
|
| 47 |
+
exactly the fraction of this shell lying in $L_\ell$.
|
| 48 |
+
Since $L_\ell$ has mass $1/q_\ell$, summing over shells and
|
| 49 |
+
then multiplying over $S$ proves \eqref{eq:shell-sum}.
|
| 50 |
+
Elements with a zero component have additive measure zero.
|
| 51 |
+
|
| 52 |
+
Choose an additive-Haar uniform element of $L_\ell$, and denote
|
| 53 |
+
its component valuations by $v_{\mathfrak p}$. The condition
|
| 54 |
+
$R_\ell L_\ell=R_\ell$ implies that the projection to every
|
| 55 |
+
component contains a unit. Modulo the $k$th power of its maximal
|
| 56 |
+
ideal, the projection therefore contains all $\Z_\ell$ multiples
|
| 57 |
+
of that unit, at least $\ell^{\lceil k/e_{\mathfrak p}\rceil}$
|
| 58 |
+
elements. Uniform measure on $L_\ell$ induces uniform measure
|
| 59 |
+
on this finite additive image. Consequently
|
| 60 |
+
\begin{equation}\label{eq:valuation-tail}
|
| 61 |
+
\Pr(v_{\mathfrak p}\ge k)
|
| 62 |
+
\le\ell^{-\lceil k/e_{\mathfrak p}\rceil}\qquad(k\ge1).
|
| 63 |
+
\end{equation}
|
| 64 |
+
This argument does not require the component projections to be
|
| 65 |
+
independent, or even to equal their full integer rings.
|
| 66 |
+
|
| 67 |
+
Put $j=\max_{\mathfrak p\mid\ell}
|
| 68 |
+
\lceil v_{\mathfrak p}/e_{\mathfrak p}\rceil$. Then
|
| 69 |
+
$d_\ell(\mathbf v_\ell)\le\ell^{nj}$. If $j\ge a\ge1$, some
|
| 70 |
+
$v_{\mathfrak p}$ is at least $e_{\mathfrak p}(a-1)+1$.
|
| 71 |
+
Equation~\eqref{eq:valuation-tail} and a union bound give
|
| 72 |
+
$\Pr(j\ge a)\le n\ell^{-a}$. Hence
|
| 73 |
+
\begin{equation}\label{eq:local-moment}
|
| 74 |
+
\mathbb E_{L_\ell}d_\ell(\mathbf v_\ell)^s
|
| 75 |
+
\le1+n\sum_{a\ge1}\ell^{(ns-1)a}
|
| 76 |
+
\le1+C_n\ell^{-1/2}.
|
| 77 |
+
\end{equation}
|
| 78 |
+
Using the shell masses once more yields the exact factorization
|
| 79 |
+
\[
|
| 80 |
+
\sum_{\mathbf k}P(\mathbf k)d(\mathbf k)^{s-1}
|
| 81 |
+
=\frac1q\prod_{\ell\in S}
|
| 82 |
+
\left(Z_\ell\,\mathbb E_{L_\ell}d_\ell(\mathbf v_\ell)^s\right).
|
| 83 |
+
\]
|
| 84 |
+
Each factor is at most
|
| 85 |
+
$(1-\ell^{-1})^{-n}(1+C_n\ell^{-1/2})$. For fixed $\eps>0$
|
| 86 |
+
this is at most $\ell^\eps$ at all sufficiently large primes;
|
| 87 |
+
the finitely many remaining primes contribute a constant
|
| 88 |
+
depending only on $n,\eps$. As $\prod_{\ell\in S}\ell\le q$,
|
| 89 |
+
this proves \eqref{eq:weight-moment}. Finally, take
|
| 90 |
+
$\eps=s/16$ and use $q\le Q$ to obtain
|
| 91 |
+
\[
|
| 92 |
+
\sum_{d>Q^{1/8}}\frac{P(\mathbf k)}d
|
| 93 |
+
\le Q^{-s/8}\sum_{\mathbf k}P(\mathbf k)d^{s-1}
|
| 94 |
+
\ll_n q^{-1}Q^{-s/16}.
|
| 95 |
+
\qedhere
|
| 96 |
+
\]
|
| 97 |
+
\end{proof}
|
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/packets.tex
ADDED
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@@ -0,0 +1,215 @@
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|
| 1 |
+
\section{The packet as a weighted ideal sum}\label{sec:packets}
|
| 2 |
+
|
| 3 |
+
We first identify the packet measure exactly, including its signs and
|
| 4 |
+
orbit volumes. Throughout the proof, $K$ is totally real of the fixed
|
| 5 |
+
prime degree $n$, and
|
| 6 |
+
\[
|
| 7 |
+
R=\cO_K,\quad E=R^\times,\quad D=|\Disc(K)|,\quad
|
| 8 |
+
\kappaK=\operatorname*{Res}_{s=1}\zeta_K(s).
|
| 9 |
+
\]
|
| 10 |
+
The absolute norm $\N I$ of a nonzero fractional $R$-ideal is extended
|
| 11 |
+
multiplicatively from integral ideals. Thus
|
| 12 |
+
$\operatorname{covol}(\sigma(I))=\sqrt D\,\N I$.
|
| 13 |
+
We use standard ideal theory and the unit theorem
|
| 14 |
+
\cite[Chapters~3--5]{Milne2020}, together with the analytic
|
| 15 |
+
class-number formula \cite[Theorem~19.12]{Sutherland2021}.
|
| 16 |
+
The classical packet interpretation is discussed in
|
| 17 |
+
\cite[Sections~2 and~5]{ELMV2011}.
|
| 18 |
+
|
| 19 |
+
\subsection{Saturation and local choices}
|
| 20 |
+
|
| 21 |
+
Let $J_0=RM$, $q=[J_0:M]$, and $Q=q\sqrt D$. For a rational prime
|
| 22 |
+
$\ell$, write $(J_0)_\ell=j_\ell R_\ell$, and put
|
| 23 |
+
$L_\ell=j_\ell^{-1}M_\ell$. Then
|
| 24 |
+
\begin{equation}\label{eq:local-normalization}
|
| 25 |
+
L_\ell\subset R_\ell,\qquad R_\ell L_\ell=R_\ell,\qquad
|
| 26 |
+
[R_\ell:L_\ell]=q_\ell,\qquad q=\prod_\ell q_\ell.
|
| 27 |
+
\end{equation}
|
| 28 |
+
Set $S=\{\ell:\ell\mid q\}$; off $S$, $L_\ell=R_\ell$.
|
| 29 |
+
Since $qJ_0\subset M$, one has $qR\subset\cO(M)$.
|
| 30 |
+
Conversely, a multiplier of $M$ has an integral endomorphism matrix
|
| 31 |
+
on $M$ and hence is an algebraic integer. It follows that
|
| 32 |
+
\begin{equation}\label{eq:discriminant-scale}
|
| 33 |
+
qR\subset\cO(M)\subset R,\qquad
|
| 34 |
+
D(M)\le Dq^{2n}\le Q^{2n}.
|
| 35 |
+
\end{equation}
|
| 36 |
+
Only the last implication, $D(M)\to\infty\Rightarrow Q\to\infty$,
|
| 37 |
+
will be needed.
|
| 38 |
+
|
| 39 |
+
These quantities are constant within the prescribed local type.
|
| 40 |
+
Indeed, if $M'_\ell=c_\ell M_\ell$, multiplication by $c_\ell$
|
| 41 |
+
identifies $(RM)_\ell/M_\ell$ with $(RM')_\ell/M'_\ell$.
|
| 42 |
+
It also identifies the local multiplier orders, since multiplication
|
| 43 |
+
in $K\otimes_\Q\Q_\ell$ is commutative. The multiplier order commutes
|
| 44 |
+
with completion: in a $\Z$-basis of $M$, its defining condition is
|
| 45 |
+
that the matrix of multiplication have integral entries, and the
|
| 46 |
+
same condition over $\Z_\ell$ defines the local order. Thus $q$,
|
| 47 |
+
$Q$, $\cO(M)$, and $D(M)$ are unchanged by local homothety.
|
| 48 |
+
Different local types can nevertheless have the same multiplier order.
|
| 49 |
+
|
| 50 |
+
Choose one fractional ideal $I$ in each ordinary ideal class of $R$.
|
| 51 |
+
Let $\mathcal N(I)$ be the set of lattices $N$ locally homothetic to $M$
|
| 52 |
+
with $RN=I$. If $I_\ell=i_\ell R_\ell$, its possible completions are
|
| 53 |
+
exactly
|
| 54 |
+
\begin{equation}\label{eq:local-choices}
|
| 55 |
+
N_\ell=i_\ell z_\ell L_\ell,\qquad z_\ell\in R_\ell^\times.
|
| 56 |
+
\end{equation}
|
| 57 |
+
Indeed, taking maximal-order spans in a local homothety forces the
|
| 58 |
+
remaining multiplier to be a unit. Conversely, these local lattices
|
| 59 |
+
lie between $qI_\ell$ and $I_\ell$ and patch uniquely by the primary
|
| 60 |
+
decomposition of $I/qI$. Thus $\mathcal N(I)$ is finite,
|
| 61 |
+
$[I:N]=q$ for all its members, and its cardinality
|
| 62 |
+
$T=|\mathcal N(I)|$ is independent of $I$. The label count $T$ need
|
| 63 |
+
not equal the saturation index $q$. Local unit Haar probability induces
|
| 64 |
+
uniform probability on each finite set of local choices, so the choices at different
|
| 65 |
+
primes are independent. Every global homothety class in the
|
| 66 |
+
packet occurs in these sets, by moving its maximal-order span
|
| 67 |
+
to the chosen ideal-class representative.
|
| 68 |
+
|
| 69 |
+
\subsection{Real parameters and measure}
|
| 70 |
+
|
| 71 |
+
Let
|
| 72 |
+
\[
|
| 73 |
+
C=\{t\in(\R^\times)^n:\textstyle\prod_j|t_j|=1\}.
|
| 74 |
+
\]
|
| 75 |
+
Give $C$ counting measure on its $2^n$ sign components and measure
|
| 76 |
+
$du_1\cdots du_{n-1}$ on the coordinates $u_j=\log|t_j|$.
|
| 77 |
+
The embedding of $E$ is a discrete cocompact subgroup of $C$.
|
| 78 |
+
If $F$ is a measurable fundamental domain, the unit theorem and
|
| 79 |
+
the totally real case of the analytic class-number formula
|
| 80 |
+
\cite[Theorem~19.12]{Sutherland2021} give
|
| 81 |
+
\begin{equation}\label{eq:unit-volume}
|
| 82 |
+
\vol(F)=2^{n-1}R_K,\qquad
|
| 83 |
+
h_K\vol(F)=\sqrt D\,\kappaK,
|
| 84 |
+
\end{equation}
|
| 85 |
+
where $h_K$ is the ordinary class number and $R_K$ the regulator
|
| 86 |
+
in deleted logarithmic coordinates. The factor $2^{n-1}$ comes
|
| 87 |
+
from the $2^n$ signs and the logarithmic kernel $\{1,-1\}$.
|
| 88 |
+
In the class-number formula this is the factor $2^n/w_K$, since
|
| 89 |
+
the roots of unity in a totally real field are exactly $\{1,-1\}$.
|
| 90 |
+
|
| 91 |
+
\begin{lemma}\label{lem:packet-model}
|
| 92 |
+
The maps
|
| 93 |
+
\[
|
| 94 |
+
(N,t)\longmapsto (Q\N I)^{-1/n}\sigma(N)t
|
| 95 |
+
\qquad (N\in\mathcal N(I),\ t\in C)
|
| 96 |
+
\]
|
| 97 |
+
induce a bijection from the disjoint union of the quotients by
|
| 98 |
+
\[
|
| 99 |
+
\epsilon:(N,t)\longmapsto
|
| 100 |
+
(\epsilon N,\sigma(\epsilon)^{-1}t),\qquad \epsilon\in E,
|
| 101 |
+
\]
|
| 102 |
+
onto the union of the packet orbits.
|
| 103 |
+
Counting measure on the $N$ labels times the stated measure on $C$
|
| 104 |
+
descends to the sum of the orbit Haar measures. In particular,
|
| 105 |
+
the packet probability is obtained by averaging uniformly over $I$
|
| 106 |
+
and $\mathcal N(I)$ and integrating over $F$ with measure
|
| 107 |
+
$dt/\vol(F)$.
|
| 108 |
+
\end{lemma}
|
| 109 |
+
|
| 110 |
+
\begin{proof}
|
| 111 |
+
Surjectivity follows from \eqref{eq:local-choices}. A global
|
| 112 |
+
homothety changes a normalized embedded lattice by an element
|
| 113 |
+
of $C$. Since $n$ is odd, each pair of opposite sign patterns has
|
| 114 |
+
exactly one representative in $W_n$; a common negative sign
|
| 115 |
+
does not change a lattice.
|
| 116 |
+
|
| 117 |
+
For injectivity, suppose two displayed normalized lattices coincide.
|
| 118 |
+
Absorb the ratio of the normalizing scalars into the real diagonal
|
| 119 |
+
map carrying $\sigma(N)$ onto $\sigma(N')$. Applying this map
|
| 120 |
+
to one nonzero $\alpha\in N$ gives $\sigma(\beta)$ for some
|
| 121 |
+
$\beta\in N'$. None of the coordinates of $\sigma(\alpha)$
|
| 122 |
+
vanishes, so the map is multiplication by $\sigma(\beta/\alpha)$.
|
| 123 |
+
Thus $N'=bN$ for $b\in K^\times$. Their maximal-order spans
|
| 124 |
+
represent the same ideal class and therefore equal the same
|
| 125 |
+
chosen $I$. Hence $bI=I$, so $b\in E$, and the parameters differ
|
| 126 |
+
by exactly the stated action.
|
| 127 |
+
|
| 128 |
+
Combine an $N$ label with a sign component of $C$. Its stabilizer in $E$
|
| 129 |
+
is the totally positive subgroup of
|
| 130 |
+
$\{\epsilon\in E:\epsilon N=N\}$, and has finite index in $E$.
|
| 131 |
+
It acts faithfully by logarithmic translations. By injectivity,
|
| 132 |
+
these are all periods of the corresponding $A_n$-orbit.
|
| 133 |
+
Each orbit of labels therefore contributes exactly one compact
|
| 134 |
+
$A_n$-orbit, with precisely its prescribed Haar volume.
|
| 135 |
+
This proves both finiteness and the measure assertion.
|
| 136 |
+
One may equally use $\mathcal N(I)\times F$ as a fundamental
|
| 137 |
+
domain, since the $E$-action preserves counting measure times $dt$.
|
| 138 |
+
The total measure of these fundamental domains is
|
| 139 |
+
$h_KT\vol(F)$. Dividing by this quantity gives precisely the
|
| 140 |
+
uniform averages over ideal classes and finite labels, followed
|
| 141 |
+
by integration against $dt/\vol(F)$.
|
| 142 |
+
\end{proof}
|
| 143 |
+
|
| 144 |
+
\subsection{Containment probabilities and unfolding}
|
| 145 |
+
|
| 146 |
+
Write $\mathfrak p\mid\ell$ for the primes of $R$ over $\ell$,
|
| 147 |
+
with ramification indices $e_{\mathfrak p}$ and residue degrees
|
| 148 |
+
$f_{\mathfrak p}$. Normalize $v_{\mathfrak p}$ by a uniformizer,
|
| 149 |
+
so $v_{\mathfrak p}(\ell)=e_{\mathfrak p}$ and
|
| 150 |
+
$\sum_{\mathfrak p\mid\ell}e_{\mathfrak p}f_{\mathfrak p}=n$.
|
| 151 |
+
For a tuple $\mathbf k_\ell=(k_{\mathfrak p})_{\mathfrak p\mid\ell}$
|
| 152 |
+
of nonnegative integers, define
|
| 153 |
+
\[
|
| 154 |
+
P_\ell(\mathbf k_\ell)
|
| 155 |
+
=\Pr_{z\in R_\ell^\times}\{x\in zL_\ell\},
|
| 156 |
+
\]
|
| 157 |
+
where $x$ has those component valuations and the probability is
|
| 158 |
+
normalized unit Haar measure. The definition is independent of $x$
|
| 159 |
+
because the units act transitively on each valuation shell.
|
| 160 |
+
For an integral nonzero $R$-ideal $\mathfrak a$, set
|
| 161 |
+
\[
|
| 162 |
+
P(\mathfrak a)=\prod_{\ell\in S}
|
| 163 |
+
P_\ell((v_{\mathfrak p}(\mathfrak a))_{\mathfrak p\mid\ell}).
|
| 164 |
+
\]
|
| 165 |
+
For $\alpha\in I\setminus\{0\}$, the probability that a uniform
|
| 166 |
+
$N\in\mathcal N(I)$ contains $\alpha$ is
|
| 167 |
+
$P((\alpha)I^{-1})$.
|
| 168 |
+
|
| 169 |
+
For a nonnegative Borel function $f$ on $\R^n$, put
|
| 170 |
+
$E_f(\Lambda)=\sum_{0\ne v\in\Lambda}f(v)$.
|
| 171 |
+
The product-fiber integral below integrates $f$ over the $C$-orbit
|
| 172 |
+
with absolute coordinate product $z$, using logarithmic Haar measure
|
| 173 |
+
and summing over all sign components:
|
| 174 |
+
\begin{equation}\label{eq:product-fiber}
|
| 175 |
+
\cV_f(z)=\sum_{\omega\in\{\pm1\}^n}
|
| 176 |
+
\int_{\R^{n-1}}
|
| 177 |
+
f\left(\omega_1e^{u_1},\ldots,\omega_{n-1}e^{u_{n-1}},
|
| 178 |
+
\omega_n z e^{-\sum_{j<n}u_j}\right)
|
| 179 |
+
\dd u_1\cdots\dd u_{n-1},\qquad z>0.
|
| 180 |
+
\end{equation}
|
| 181 |
+
|
| 182 |
+
\begin{proposition}\label{prop:unfolding}
|
| 183 |
+
Writing $\mu_*=\mu_{K,M,\sigma}$, one has
|
| 184 |
+
\begin{equation}\label{eq:unfolding}
|
| 185 |
+
\int_{X_n}E_f\dd\mu_*
|
| 186 |
+
=\frac1{\sqrt D\,\kappaK}
|
| 187 |
+
\sum_{\mathfrak a\subset R,\ \mathfrak a\ne0}
|
| 188 |
+
P(\mathfrak a)\cV_f(\N\mathfrak a/Q).
|
| 189 |
+
\end{equation}
|
| 190 |
+
The identity holds for nonnegative extended integrals.
|
| 191 |
+
\end{proposition}
|
| 192 |
+
|
| 193 |
+
\begin{proof}
|
| 194 |
+
Lemma~\ref{lem:packet-model} expresses the left side as
|
| 195 |
+
\[
|
| 196 |
+
\frac1{h_K\vol(F)}
|
| 197 |
+
\sum_I\int_F\sum_{\alpha\in I\setminus\{0\}}
|
| 198 |
+
P((\alpha)I^{-1})
|
| 199 |
+
f((Q\N I)^{-1/n}\sigma(\alpha)t)\dd t.
|
| 200 |
+
\]
|
| 201 |
+
The map $\alpha\mapsto(\alpha)I^{-1}$ runs over the integral
|
| 202 |
+
ideals in the inverse class of $I$, each fiber being one free
|
| 203 |
+
$E$-orbit. Summing that orbit and integrating over $F$ unfolds
|
| 204 |
+
to an integral over $C$, by Tonelli. The absolute coordinate
|
| 205 |
+
product of the normalized vector is
|
| 206 |
+
$\N((\alpha)I^{-1})/Q$. Translating the first $n-1$ logarithms
|
| 207 |
+
and relabeling the signs identifies the $C$-integral with
|
| 208 |
+
\eqref{eq:product-fiber}, with Jacobian one.
|
| 209 |
+
Every integral ideal occurs in exactly one inverse class.
|
| 210 |
+
Equation~\eqref{eq:unit-volume} supplies the coefficient in
|
| 211 |
+
\eqref{eq:unfolding}.
|
| 212 |
+
\end{proof}
|
| 213 |
+
|
| 214 |
+
When $M$ is an $R$-ideal, $q=1$ and $P(\mathfrak a)=1$.
|
| 215 |
+
Thus \eqref{eq:unfolding} recovers the maximal-order formula.
|
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/paper.tex
ADDED
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| 1 |
+
\documentclass[11pt]{article}
|
| 2 |
+
\usepackage[T1]{fontenc}
|
| 3 |
+
\usepackage{lmodern}
|
| 4 |
+
\usepackage{amsmath,amssymb,amsthm}
|
| 5 |
+
\usepackage[margin=1in]{geometry}
|
| 6 |
+
\usepackage{microtype}
|
| 7 |
+
\usepackage[colorlinks=true,linkcolor=blue,citecolor=blue,urlcolor=blue]{hyperref}
|
| 8 |
+
\hypersetup{
|
| 9 |
+
pdftitle={Equidistribution of Prime-Degree Torus Packets with Arbitrary Local Type},
|
| 10 |
+
pdfauthor={OpenAI},
|
| 11 |
+
pdfsubject={Full-packet equidistribution for arbitrary local module types},
|
| 12 |
+
pdfkeywords={torus packets, equidistribution, prime degree, nonmaximal orders, entropy}
|
| 13 |
+
}
|
| 14 |
+
\newtheorem{theorem}{Theorem}[section]
|
| 15 |
+
\newtheorem{proposition}[theorem]{Proposition}
|
| 16 |
+
\newtheorem{lemma}[theorem]{Lemma}
|
| 17 |
+
\newtheorem{corollary}[theorem]{Corollary}
|
| 18 |
+
\theoremstyle{remark}
|
| 19 |
+
\newtheorem{remark}[theorem]{Remark}
|
| 20 |
+
\newcommand{\R}{\mathbb R}
|
| 21 |
+
\newcommand{\Z}{\mathbb Z}
|
| 22 |
+
\newcommand{\Q}{\mathbb Q}
|
| 23 |
+
\DeclareMathOperator{\N}{N}
|
| 24 |
+
\DeclareMathOperator{\vol}{vol}
|
| 25 |
+
\DeclareMathOperator{\Disc}{Disc}
|
| 26 |
+
\DeclareMathOperator{\SL}{SL}
|
| 27 |
+
\DeclareMathOperator{\diag}{diag}
|
| 28 |
+
\newcommand{\kappaK}{\kappa_K}
|
| 29 |
+
\newcommand{\dd}{\,d}
|
| 30 |
+
\newcommand{\one}{\mathbf 1}
|
| 31 |
+
\newcommand{\eps}{\varepsilon}
|
| 32 |
+
\newcommand{\cO}{\mathcal O}
|
| 33 |
+
\newcommand{\cV}{\mathcal V}
|
| 34 |
+
\numberwithin{equation}{section}
|
| 35 |
+
\title{Equidistribution of Prime-Degree Torus Packets\\
|
| 36 |
+
with Arbitrary Local Type}
|
| 37 |
+
\author{OpenAI}
|
| 38 |
+
\date{September 24, 2026}
|
| 39 |
+
\begin{document}
|
| 40 |
+
\maketitle
|
| 41 |
+
\begin{abstract}
|
| 42 |
+
We prove the packet form of the higher-dimensional Duke equidistribution
|
| 43 |
+
problem for totally real fields of any fixed prime degree at least five,
|
| 44 |
+
allowing arbitrary local homothety types of full lattices. As the
|
| 45 |
+
multiplier-order discriminant tends to infinity, the volume-weighted packet
|
| 46 |
+
measures converge to Haar probability measure, with no escape of mass.
|
| 47 |
+
\end{abstract}
|
| 48 |
+
|
| 49 |
+
\section{Introduction}\label{sec:intro}
|
| 50 |
+
|
| 51 |
+
Compact diagonal orbits in the space of unimodular lattices encode
|
| 52 |
+
ideal classes and units of totally real number fields. The higher-dimensional
|
| 53 |
+
Duke equidistribution problem asks whether arithmetically complete families
|
| 54 |
+
of these orbits become uniformly distributed as their discriminants grow.
|
| 55 |
+
The grouping matters: one local homothety type specifies a complete packet,
|
| 56 |
+
whereas a multiplier order alone can combine several packets. We prove the
|
| 57 |
+
prime-degree packet statement for every such local type.
|
| 58 |
+
|
| 59 |
+
Fix a prime $n\ge5$, and write
|
| 60 |
+
\[
|
| 61 |
+
X_n=\SL_n(\Z)\backslash\SL_n(\R),\qquad
|
| 62 |
+
A_n=\{\diag(e^{u_1},\ldots,e^{u_n}):\textstyle\sum_j u_j=0\}.
|
| 63 |
+
\]
|
| 64 |
+
We regard $X_n$ as the space of covolume-one row lattices, with the
|
| 65 |
+
right action of $A_n$, and let $m_n$ be its $\SL_n(\R)$-invariant
|
| 66 |
+
probability measure. Haar measure on $A_n$ is
|
| 67 |
+
$du_1\cdots du_{n-1}$ in the displayed logarithmic coordinates.
|
| 68 |
+
|
| 69 |
+
Let $K$ be a totally real field of degree $n$, let
|
| 70 |
+
$\sigma=(\sigma_1,\ldots,\sigma_n)$ order its real embeddings, and let
|
| 71 |
+
$M\subset K$ be a free rank-$n$ $\Z$-submodule spanning $K$ over $\Q$.
|
| 72 |
+
We call such an $M$ a full lattice. Its multiplier order and discriminant
|
| 73 |
+
are
|
| 74 |
+
\[
|
| 75 |
+
\cO(M)=\{\alpha\in K:\alpha M\subset M\},\qquad
|
| 76 |
+
D(M)=|\Disc(K)|[\cO_K:\cO(M)]^2.
|
| 77 |
+
\]
|
| 78 |
+
Two such lattices are \emph{locally homothetic} if
|
| 79 |
+
$M'_\ell=c_\ell M_\ell$ for every rational prime $\ell$, where
|
| 80 |
+
$c_\ell\in(K\otimes_\Q\Q_\ell)^\times$ and subscripts denote completion.
|
| 81 |
+
Choose representatives $M'$ for their $K^\times$-homothety classes
|
| 82 |
+
within the local type of $M$, and normalize
|
| 83 |
+
\[
|
| 84 |
+
\Lambda_{M',\sigma}
|
| 85 |
+
=\operatorname{covol}(\sigma(M'))^{-1/n}\sigma(M').
|
| 86 |
+
\]
|
| 87 |
+
The packet $\mathcal P_{K,M,\sigma}$ consists of the distinct orbits
|
| 88 |
+
$\Lambda_{M',\sigma}wA_n$, with
|
| 89 |
+
\[
|
| 90 |
+
w\in W_n=\{\diag(\epsilon_1,\ldots,\epsilon_n):
|
| 91 |
+
\epsilon_j\in\{\pm1\},\ \textstyle\prod_j\epsilon_j=1\}.
|
| 92 |
+
\]
|
| 93 |
+
These orbits are compact and their number is finite; the
|
| 94 |
+
parametrization in Section~\ref{sec:packets} also proves these facts.
|
| 95 |
+
For an orbit $O$, let $\nu_O$ be its invariant probability and
|
| 96 |
+
$\vol(O)$ its volume for the specified Haar measure. Set
|
| 97 |
+
\begin{equation}\label{eq:packet-probability}
|
| 98 |
+
\mu_{K,M,\sigma}
|
| 99 |
+
=\frac{\sum_{O\in\mathcal P_{K,M,\sigma}}\vol(O)\nu_O}
|
| 100 |
+
{\sum_{O\in\mathcal P_{K,M,\sigma}}\vol(O)}.
|
| 101 |
+
\end{equation}
|
| 102 |
+
|
| 103 |
+
\begin{theorem}\label{thm:main}
|
| 104 |
+
For every fixed prime $n\ge5$ and every sequence
|
| 105 |
+
$(K_i,M_i,\sigma_i)$ as above with \mbox{$D(M_i)\to\infty$},
|
| 106 |
+
\[
|
| 107 |
+
\mu_{K_i,M_i,\sigma_i}\longrightarrow m_n.
|
| 108 |
+
\]
|
| 109 |
+
The convergence is weak convergence of probability measures. In
|
| 110 |
+
particular, it holds against every continuous compactly supported
|
| 111 |
+
function, and no mass escapes into the cusp.
|
| 112 |
+
\end{theorem}
|
| 113 |
+
|
| 114 |
+
Theorem~\ref{thm:main} permits nonmaximal orders of unbounded index
|
| 115 |
+
and arbitrary local module types. The field discriminants may remain
|
| 116 |
+
bounded or grow independently of those indices. The statement is
|
| 117 |
+
separate for each local homothety type; it makes no assertion about an
|
| 118 |
+
individual orbit, a convergence rate, or composite degrees.
|
| 119 |
+
|
| 120 |
+
\subsection*{The maximal-order specialization}
|
| 121 |
+
|
| 122 |
+
Take $M=\cO_K$. Every lattice in its local type is a fractional
|
| 123 |
+
$\cO_K$-ideal, and its homothety class is an ordinary ideal class.
|
| 124 |
+
Thus the packet is obtained by embedding one representative of each
|
| 125 |
+
ideal class, normalizing its covolume to one, and taking the distinct
|
| 126 |
+
sign translates of its positive diagonal orbit. For every sequence of
|
| 127 |
+
totally real fields of degree $n$ with $|\Disc(K)|\to\infty$, the
|
| 128 |
+
volume-weighted measures of these packets converge to $m_n$ by
|
| 129 |
+
Theorem~\ref{thm:main}. This construction also explains why an individual
|
| 130 |
+
ideal class is not the object being averaged.
|
| 131 |
+
|
| 132 |
+
For general $M$, the same maximal-order ideal classes remain the global
|
| 133 |
+
parameters, but each carries a finite set of local module choices.
|
| 134 |
+
Proposition~\ref{prop:adelic-packet} in Appendix~\ref{subsec:adelic-packet}
|
| 135 |
+
identifies this construction with the
|
| 136 |
+
pushforward of adelic torus Haar probability, independently of the
|
| 137 |
+
rational basis and finite-lattice presentation. The theorem therefore
|
| 138 |
+
includes all these presentations of the maximal-order specialization,
|
| 139 |
+
as well as arbitrary noninvertible modules over nonmaximal orders.
|
| 140 |
+
|
| 141 |
+
\subsection*{Context and prior work}
|
| 142 |
+
|
| 143 |
+
Linnik's ergodic approach connected arithmetic distribution problems
|
| 144 |
+
with dynamics \cite{Linnik1968}. Duke proved equidistribution of the
|
| 145 |
+
length-weighted closed geodesics associated with fundamental
|
| 146 |
+
real-quadratic discriminants on the modular surface
|
| 147 |
+
\cite[Theorem~1]{Duke1988}. In higher rank, Einsiedler, Lindenstrauss,
|
| 148 |
+
Michel, and Venkatesh developed the relationship between arithmetic
|
| 149 |
+
separation and entropy for periodic torus orbits \cite{ELMV2009}.
|
| 150 |
+
Their cubic equidistribution theorem combines subconvexity, local
|
| 151 |
+
analysis, and measure classification
|
| 152 |
+
\cite[Theorem~1.4]{ELMV2011}. Their packet construction already
|
| 153 |
+
distinguishes local homothety from the coarser condition of having the
|
| 154 |
+
same multiplier order \cite[Section~5.5]{ELMV2011}.
|
| 155 |
+
|
| 156 |
+
The higher-prime-degree extension described in
|
| 157 |
+
\cite[Section~1.6.3]{ELMV2011} is conditional on subconvexity.
|
| 158 |
+
Khayutin subsequently obtained entropy bounds using arithmetic
|
| 159 |
+
separation and Galois invariants, under maximal-order and
|
| 160 |
+
two-transitivity hypotheses \cite[Theorem~1.1]{Khayutin2019}.
|
| 161 |
+
Lemke Oliver, Thorner, and Zaman proved equidistribution for sequences
|
| 162 |
+
of orders in totally real fields of each fixed prime degree at least five,
|
| 163 |
+
outside a small
|
| 164 |
+
exceptional family of fields \cite[Theorem~2.3]{LOTZ2024}.
|
| 165 |
+
Their result allows nonmaximal orders; the exceptional family has at
|
| 166 |
+
most $O_{n,\eps}(X^\eps)$ fields of discriminant at most $X$.
|
| 167 |
+
Theorem~\ref{thm:main} treats every field and every full-lattice local
|
| 168 |
+
type in the stated prime degrees. It gives an unconditional affirmative
|
| 169 |
+
answer to this packet form of the higher-dimensional Duke problem,
|
| 170 |
+
including sequences in a fixed field with increasing order index.
|
| 171 |
+
|
| 172 |
+
\subsection*{The arithmetic ingredient}
|
| 173 |
+
|
| 174 |
+
The proof follows the counting-to-rigidity strategy of
|
| 175 |
+
Einsiedler--Lindenstrauss--Michel--Venkatesh
|
| 176 |
+
\cite[Section~2.7.1]{ELMV2011}: packet averages of lattice-vector
|
| 177 |
+
counts control the cusp and small ordinary balls, and these bounds
|
| 178 |
+
feed into positive-entropy rigidity. Their cubic argument obtains
|
| 179 |
+
asymptotics for these averages using global and local subconvexity
|
| 180 |
+
\cite[Sections~2.7.2--2.7.3]{ELMV2011}. For the same rigidity step,
|
| 181 |
+
we obtain the needed upper bounds by retaining the Dedekind-zeta
|
| 182 |
+
residue in the unfolded ideal count. Stark's exceptional-zero descent
|
| 183 |
+
\cite{Stark1974}, together with Shiu's theorem in Pollack's uniform
|
| 184 |
+
formulation \cite{Shiu1980,Pollack2020}, supplies the required bounds
|
| 185 |
+
without a subconvexity hypothesis. Odd degree excludes the quadratic
|
| 186 |
+
subfields that occur in Stark's exceptional-zero alternative.
|
| 187 |
+
|
| 188 |
+
For an arbitrary prescribed local type, we keep maximal-order ideal
|
| 189 |
+
counting but insert local containment probabilities: at each prime,
|
| 190 |
+
the weight records the probability that a vector belongs to a randomly
|
| 191 |
+
chosen unit translate of the prescribed module.
|
| 192 |
+
The essential estimate is a small positive moment of the local norm,
|
| 193 |
+
uniform over full local modules whose maximal-order span is the full
|
| 194 |
+
ring. Its proof uses a unit in each component projection, not
|
| 195 |
+
independence of the components or invertibility of the module.
|
| 196 |
+
The unit-mass argument in \cite[Lemma~9.7]{ELMV2011} is an antecedent;
|
| 197 |
+
here we prove the exact shell normalization and the positive moment
|
| 198 |
+
for arbitrary local modules with this full-span condition.
|
| 199 |
+
|
| 200 |
+
The exact unfolding belongs to the classical Hecke method, presented
|
| 201 |
+
in the packet setting in \cite[Section~10]{ELMV2011}. The dynamical
|
| 202 |
+
conclusion uses the two-sided tube criterion of
|
| 203 |
+
\cite[Corollary~3.3]{ELMV2009} and the prime-degree measure
|
| 204 |
+
classification of Einsiedler, Katok, and Lindenstrauss
|
| 205 |
+
\cite[Corollary~1.4]{EKL2006}. We give the residue estimate,
|
| 206 |
+
local-module bounds, and the passage to entropy in almost every
|
| 207 |
+
ergodic component below.
|
| 208 |
+
|
| 209 |
+
\subsection*{Proof outline}
|
| 210 |
+
|
| 211 |
+
Put $R=\cO_K$, $D=|\Disc(K)|$, and
|
| 212 |
+
$q=[RM:M]$. The natural counting scale is $Q=q\sqrt D$, and
|
| 213 |
+
$D(M)\le Q^{2n}$. Section~\ref{sec:packets} expresses the packet
|
| 214 |
+
mean of a lattice-vector count as a maximal-order ideal sum with
|
| 215 |
+
local weights. Section~\ref{sec:local} proves an exact total-mass
|
| 216 |
+
identity and a power-saving tail for these weights.
|
| 217 |
+
Section~\ref{sec:analytic} combines them with a residue-relative
|
| 218 |
+
zeta estimate and Shiu's theorem. Removing the Euler factors at
|
| 219 |
+
primes dividing $q$ produces precisely the factor needed to cancel
|
| 220 |
+
the local normalization.
|
| 221 |
+
|
| 222 |
+
The resulting count controls both short lattice vectors and small
|
| 223 |
+
boxes about vectors with nonzero coordinates. Section~\ref{sec:geometry}
|
| 224 |
+
deduces tightness and an $O(r^n)$ bound for the mass of ordinary balls
|
| 225 |
+
in any limit measure. Since $A_n$ has dimension $n-1$, this bound
|
| 226 |
+
forces positive entropy in almost every $A_n$-ergodic component.
|
| 227 |
+
Section~\ref{sec:entropy} gives this implication and applies the
|
| 228 |
+
prime-degree measure-classification theorem. In that step it is
|
| 229 |
+
essential to prove positive entropy for every invariant probability
|
| 230 |
+
dominated by a finite multiple of the limit, not only for the limit
|
| 231 |
+
itself: this rules out a positive-weight family of zero-entropy
|
| 232 |
+
components.
|
| 233 |
+
|
| 234 |
+
\input{packets}
|
| 235 |
+
\input{local}
|
| 236 |
+
\input{analytic}
|
| 237 |
+
\input{geometry}
|
| 238 |
+
\input{entropy}
|
| 239 |
+
|
| 240 |
+
\appendix
|
| 241 |
+
\input{adelic}
|
| 242 |
+
|
| 243 |
+
{\small
|
| 244 |
+
\bibliographystyle{plain}
|
| 245 |
+
\bibliography{references}
|
| 246 |
+
}
|
| 247 |
+
\end{document}
|
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/build/references.bib
ADDED
|
@@ -0,0 +1,123 @@
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|
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|
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|
|
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|
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|
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|
|
|
|
|
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|
|
|
|
|
|
|
|
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|
|
|
|
|
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|
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|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
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|
|
|
|
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|
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|
|
|
|
|
|
|
|
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|
|
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|
|
|
|
|
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|
|
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|
|
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|
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|
|
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|
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|
|
|
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|
|
|
|
|
|
|
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|
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| 2 |
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| 5 |
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| 6 |
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| 7 |
+
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| 8 |
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| 9 |
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| 10 |
+
@article{Duke1988,
|
| 11 |
+
author = {Duke, William},
|
| 12 |
+
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| 13 |
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| 15 |
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| 16 |
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| 18 |
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| 19 |
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author = {Einsiedler, Manfred and Lindenstrauss, Elon and Michel, Philippe and Venkatesh, Akshay},
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| 20 |
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| 21 |
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| 23 |
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| 24 |
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| 25 |
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| 26 |
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@article{ELMV2009,
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| 27 |
+
author = {Einsiedler, Manfred and Lindenstrauss, Elon and Michel, Philippe and Venkatesh, Akshay},
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| 28 |
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title = {Distribution of periodic torus orbits on homogeneous spaces},
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| 29 |
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| 30 |
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| 31 |
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| 32 |
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| 33 |
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| 34 |
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@article{EKL2006,
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| 35 |
+
author = {Einsiedler, Manfred and Katok, Anatole and Lindenstrauss, Elon},
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| 36 |
+
title = {Invariant measures and the set of exceptions to {Littlewood}'s conjecture},
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| 37 |
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journal = {Annals of Mathematics},
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| 38 |
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volume = {164}, number = {2}, year = {2006}, pages = {513--560},
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| 39 |
+
doi = {10.4007/annals.2006.164.513}
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| 40 |
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}
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| 41 |
+
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| 42 |
+
@article{LOTZ2024,
|
| 43 |
+
author = {Lemke Oliver, Robert J. and Thorner, Jesse and Zaman, Asif},
|
| 44 |
+
title = {An approximate form of {Artin}'s holomorphy conjecture and non-vanishing of {Artin} {$L$}-functions},
|
| 45 |
+
journal = {Inventiones Mathematicae},
|
| 46 |
+
volume = {235}, number = {3}, year = {2024}, pages = {893--971},
|
| 47 |
+
doi = {10.1007/s00222-023-01232-2},
|
| 48 |
+
eprint = {2012.14422}, archivePrefix = {arXiv}, primaryClass = {math.NT}
|
| 49 |
+
}
|
| 50 |
+
|
| 51 |
+
@article{Khayutin2019,
|
| 52 |
+
author = {Khayutin, Ilya},
|
| 53 |
+
title = {Arithmetic of double torus quotients and the distribution of periodic torus orbits},
|
| 54 |
+
journal = {Duke Mathematical Journal},
|
| 55 |
+
volume = {168}, number = {12}, year = {2019}, pages = {2365--2432},
|
| 56 |
+
doi = {10.1215/00127094-2019-0016},
|
| 57 |
+
eprint = {1510.08481}, archivePrefix = {arXiv}, primaryClass = {math.NT}
|
| 58 |
+
}
|
| 59 |
+
|
| 60 |
+
@article{Stark1974,
|
| 61 |
+
author = {Stark, H. M.},
|
| 62 |
+
title = {Some effective cases of the {Brauer--Siegel} theorem},
|
| 63 |
+
journal = {Inventiones Mathematicae},
|
| 64 |
+
volume = {23}, number = {2}, year = {1974}, pages = {135--152},
|
| 65 |
+
doi = {10.1007/BF01405166}
|
| 66 |
+
}
|
| 67 |
+
|
| 68 |
+
@article{Shiu1980,
|
| 69 |
+
author = {Shiu, Peter},
|
| 70 |
+
title = {A {Brun--Titchmarsh} theorem for multiplicative functions},
|
| 71 |
+
journal = {Journal f\"ur die reine und angewandte Mathematik},
|
| 72 |
+
volume = {313}, year = {1980}, pages = {161--170},
|
| 73 |
+
doi = {10.1515/crll.1980.313.161}
|
| 74 |
+
}
|
| 75 |
+
|
| 76 |
+
@article{Pollack2020,
|
| 77 |
+
author = {Pollack, Paul},
|
| 78 |
+
title = {Nonnegative multiplicative functions on sifted sets, and the square roots of {$-1$} modulo shifted primes},
|
| 79 |
+
journal = {Glasgow Mathematical Journal},
|
| 80 |
+
volume = {62}, number = {1}, year = {2020}, pages = {187--199},
|
| 81 |
+
doi = {10.1017/S0017089519000041},
|
| 82 |
+
note = {\href{https://www.pollack-math.net/brunmultiplicative4.pdf}{Corrected author version}},
|
| 83 |
+
url = {https://www.pollack-math.net/brunmultiplicative4.pdf}
|
| 84 |
+
}
|
| 85 |
+
|
| 86 |
+
@misc{Milne2020,
|
| 87 |
+
author = {Milne, James S.},
|
| 88 |
+
title = {Algebraic Number Theory},
|
| 89 |
+
year = {2020}, note = {Version 3.08},
|
| 90 |
+
url = {https://www.jmilne.org/math/CourseNotes/ANT.pdf}
|
| 91 |
+
}
|
| 92 |
+
|
| 93 |
+
@misc{Sutherland2021,
|
| 94 |
+
author = {Sutherland, Andrew V.},
|
| 95 |
+
title = {The Analytic Class Number Formula},
|
| 96 |
+
year = {2021},
|
| 97 |
+
note = {MIT 18.785, Fall 2021, Lecture 19, November 15},
|
| 98 |
+
url = {https://ocw.mit.edu/courses/18-785-number-theory-i-fall-2021/mit18_785f21_lec19.pdf}
|
| 99 |
+
}
|
| 100 |
+
|
| 101 |
+
@article{Mahler1946,
|
| 102 |
+
author = {Mahler, Kurt},
|
| 103 |
+
title = {On lattice points in {$n$}-dimensional star bodies. {I}. {Existence} theorems},
|
| 104 |
+
journal = {Proceedings of the Royal Society of London. Series A},
|
| 105 |
+
volume = {187}, number = {1009}, year = {1946}, pages = {151--187},
|
| 106 |
+
doi = {10.1098/rspa.1946.0072}
|
| 107 |
+
}
|
| 108 |
+
|
| 109 |
+
@article{Rokhlin1967,
|
| 110 |
+
author = {Rokhlin, V. A.},
|
| 111 |
+
title = {Lectures on the entropy theory of measure-preserving transformations},
|
| 112 |
+
journal = {Russian Mathematical Surveys},
|
| 113 |
+
volume = {22}, number = {5}, year = {1967}, pages = {1--52},
|
| 114 |
+
doi = {10.1070/RM1967v022n05ABEH001224}
|
| 115 |
+
}
|
| 116 |
+
|
| 117 |
+
@article{GreschonigSchmidt2000,
|
| 118 |
+
author = {Greschonig, Gernot and Schmidt, Klaus},
|
| 119 |
+
title = {Ergodic decomposition of quasi-invariant probability measures},
|
| 120 |
+
journal = {Colloquium Mathematicum},
|
| 121 |
+
volume = {84/85}, number = {2}, year = {2000}, pages = {495--514},
|
| 122 |
+
doi = {10.4064/cm-84/85-2-495-514}
|
| 123 |
+
}
|
preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/paper.pdf
ADDED
|
@@ -0,0 +1,3 @@
|
|
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|
|
|
|
| 1 |
+
version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:7e6a0188abd45ae4520d4592c773d264e029751e3ef6fb2623388aee8b0f56c0
|
| 3 |
+
size 404189
|
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/README.md
ADDED
|
@@ -0,0 +1,18 @@
|
|
|
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|
|
|
| 1 |
+
# [Equidistribution of primitive quartic torus packets for arbitrary orders](quartic-torus-packets.pdf)
|
| 2 |
+
|
| 3 |
+
**Author:** OpenAI
|
| 4 |
+
|
| 5 |
+
**Date:** October 5, 2026
|
| 6 |
+
|
| 7 |
+
## Citation
|
| 8 |
+
|
| 9 |
+
```bibtex
|
| 10 |
+
@misc{OAI:Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026,
|
| 11 |
+
author = {{OpenAI}},
|
| 12 |
+
title = {{Equidistribution of primitive quartic torus packets for arbitrary orders}},
|
| 13 |
+
howpublished = {OpenAI Math Release preprint
|
| 14 |
+
\href{https://github.com/openai/math/blob/main/preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/quartic-torus-packets.pdf}{OAI:Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026}},
|
| 15 |
+
year = {2026}
|
| 16 |
+
}
|
| 17 |
+
```
|
| 18 |
+
|
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/additive.tex
ADDED
|
@@ -0,0 +1,861 @@
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|
| 1 |
+
\section{Additive distribution of the conductor weights}
|
| 2 |
+
\label{sec:additive}
|
| 3 |
+
|
| 4 |
+
The factors \(f_p^*\) introduced in Section~\ref{sec:exterior} retain the
|
| 5 |
+
local lattice condition of an order at the primes in \(S\). We now average their
|
| 6 |
+
product on the real trace plane. The estimate will also permit a residue
|
| 7 |
+
class at a small modulus prime to \(S\); this is the form needed to average
|
| 8 |
+
the factors at the remaining primes in Section~\ref{sec:sieve}.
|
| 9 |
+
|
| 10 |
+
Fix a nonzero integer \(m\). In the three real embeddings of \(F\), write
|
| 11 |
+
\(z=(z_1,z_2,z_3)\), so that \(\Tr z=z_1+z_2+z_3\). Choose two distinct
|
| 12 |
+
indices \(i,j\), a fixed nonnegative function
|
| 13 |
+
\(\Phi\in C_c^\infty(\R^2)\) which is at least one on \([-1,1]^2\), and a
|
| 14 |
+
fixed nonnegative \(\chi\in C_c^\infty(\R)\) with
|
| 15 |
+
\[
|
| 16 |
+
\chi(m)=1,\qquad
|
| 17 |
+
\supp\chi\subset(m-\tfrac13,m+\tfrac13).
|
| 18 |
+
\]
|
| 19 |
+
For \(c=(c_i,c_j)\in\R^2\) and positive \(r_i,r_j\), put
|
| 20 |
+
\begin{equation}
|
| 21 |
+
\phi(z)=
|
| 22 |
+
\Phi\left(\frac{z_i-c_i}{r_i},\frac{z_j-c_j}{r_j}\right)\chi(\Tr z),
|
| 23 |
+
\qquad
|
| 24 |
+
A_\phi=r_i r_j\int_{\R^2}\Phi(u,v)\,du\,dv .
|
| 25 |
+
\label{eq:add-box}
|
| 26 |
+
\end{equation}
|
| 27 |
+
Thus \(A_\phi\) is the integral of \(\phi\) on \(\Tr z=m\), using \(z_i,z_j\)
|
| 28 |
+
as coordinates on that plane. Fix \(r_*>0\), keep \(r_i,r_j\le r_*\), and
|
| 29 |
+
require the supports of their planar factors to lie in a fixed
|
| 30 |
+
bounded region. The supports of all the resulting \(\phi\)'s then lie in a
|
| 31 |
+
fixed compact subset \(\Omega_\infty\) of \(\R^3\) on which \(\Tr z\) stays
|
| 32 |
+
away from zero. All constants below may depend on \(m,\Phi,\chi\), the
|
| 33 |
+
upper bound for the scales, and this bounded region. They do not depend on
|
| 34 |
+
the locations \(c\) or on the scales within their specified range.
|
| 35 |
+
|
| 36 |
+
For \(p\notin S\), the algebra \(F\otimes\Q_p\) is unramified and its
|
| 37 |
+
integral trace map \(R_{F,p}\to\Z_p\) is onto. The affine set
|
| 38 |
+
\[
|
| 39 |
+
\mathcal T_{m,p}=\{z\in R_{F,p}:\Tr z=m\}
|
| 40 |
+
\]
|
| 41 |
+
is consequently a translate of a free rank-two direct summand of \(R_{F,p}\).
|
| 42 |
+
A residue class on this set modulo \(p^a\) means a translate of
|
| 43 |
+
\(p^a\ker(\Tr:R_{F,p}\to\Z_p)\). Equivalently, if \(z_p^0\in\mathcal T_{m,p}\)
|
| 44 |
+
represents the class, its members satisfy \(z-z_p^0\in p^aR_{F,p}\).
|
| 45 |
+
There are \(p^{2a}\) such classes.
|
| 46 |
+
|
| 47 |
+
\begin{proposition}[Additive distribution]
|
| 48 |
+
\label{prop:additive-equidistribution}
|
| 49 |
+
There are absolute constants \(\tau,\theta>0\) with the following property.
|
| 50 |
+
Let \(K,\OO,F\) be as in Section~\ref{sec:exterior}, put
|
| 51 |
+
\(X=[\OO_K:\OO]\sqrt{|\Disc(K)|}\), and take \(S\) as in that section for
|
| 52 |
+
the fixed nonzero integer \(m\). In Equation~\eqref{eq:add-box}, choose any
|
| 53 |
+
two real partition coordinates and scales
|
| 54 |
+
\[
|
| 55 |
+
X^{-\tau}\le r_i,r_j\le r_*
|
| 56 |
+
\]
|
| 57 |
+
whose planar supports stay in the fixed bounded region above. Let
|
| 58 |
+
\(1\le l\le X^\theta\) be prime to every prime in \(S\). For each \(p\mid l\)
|
| 59 |
+
choose any \(z_p^0\in\mathcal T_{m,p}\), specifying a class modulo
|
| 60 |
+
\(p^{v_p(l)}\). Then
|
| 61 |
+
\begin{equation}
|
| 62 |
+
\sum_{\substack{z\in F,\ \Tr z=m\\
|
| 63 |
+
z\in R_{F,p}\ (p\notin S)\\
|
| 64 |
+
z-z_p^0\in p^{v_p(l)}R_{F,p}\ (p\mid l)}}
|
| 65 |
+
\phi(z)\prod_{p\in S}f_p^*(z)
|
| 66 |
+
=
|
| 67 |
+
A_\phi\,l^{-2}\prod_{p\in S}d_p(m)
|
| 68 |
+
\bigl(1+O(X^{-\theta})\bigr).
|
| 69 |
+
\label{eq:add-equidistribution}
|
| 70 |
+
\end{equation}
|
| 71 |
+
Here \(d_p\) is the trace density of Lemma~\ref{lem:fourier-scalar-density}.
|
| 72 |
+
The error is uniform over all the fields, orders, ordered real embeddings,
|
| 73 |
+
permitted box locations and scales, moduli \(l\), and chosen residue classes.
|
| 74 |
+
The implied constant and the lower threshold for \(X\) depend only on the
|
| 75 |
+
fixed real data listed above and on \(m\).
|
| 76 |
+
\end{proposition}
|
| 77 |
+
|
| 78 |
+
\subsection{Finite expansion and Poisson summation}
|
| 79 |
+
|
| 80 |
+
We first assemble the local inverse transforms into a finite global
|
| 81 |
+
expansion. This is the point at which the fact that the cubic algebra is a
|
| 82 |
+
field is essential. Let \(\mathfrak d_F\) be the different of \(F\), and
|
| 83 |
+
write \(\mathfrak d_p=\mathfrak d_F R_{F,p}\) for its localization.
|
| 84 |
+
For a choice of denominator shells at the primes of \(S\), write
|
| 85 |
+
\[
|
| 86 |
+
\mathfrak h=\prod_{p\in S}\mathfrak h_p,\qquad
|
| 87 |
+
H=\prod_{p\in S}H_p=\Nm\mathfrak h,\qquad
|
| 88 |
+
G_0=\prod_{p\in S}p^{g_p}.
|
| 89 |
+
\]
|
| 90 |
+
Local ideals here and below are identified with global ideals supported at
|
| 91 |
+
the corresponding primes. The functions \(K_{p,\mathfrak h_p}\) and their
|
| 92 |
+
boundary sets \(\partial_{\mathfrak h_p}(z)\) are those of
|
| 93 |
+
Lemma~\ref{lem:fourier-shell-estimates}. Set
|
| 94 |
+
\[
|
| 95 |
+
\mathscr L_{\mathfrak h}=\{p\in S:g_p>0\text{ or }p\le5\}.
|
| 96 |
+
\]
|
| 97 |
+
|
| 98 |
+
\begin{lemma}[Global bounds for denominator profiles]
|
| 99 |
+
\label{lem:add-profile-bounds}
|
| 100 |
+
For every profile one has
|
| 101 |
+
\begin{equation}
|
| 102 |
+
G_0\le [R_F:C_F]\le H G_0.
|
| 103 |
+
\label{eq:add-profile-indices}
|
| 104 |
+
\end{equation}
|
| 105 |
+
Suppose that \(z\in F\) is integral outside \(S\), its real image lies in
|
| 106 |
+
\(\Omega_\infty\), and
|
| 107 |
+
\(\prod_{p\in S}K_{p,\mathfrak h_p}(z)\ne0\). Define
|
| 108 |
+
\[
|
| 109 |
+
T_\partial=T_\partial(\mathfrak h,z)
|
| 110 |
+
=\prod_{\substack{p\in S\setminus\mathscr L_{\mathfrak h}\\
|
| 111 |
+
\mathfrak q\in\partial_{\mathfrak h_p}(z)}}
|
| 112 |
+
\Nm\mathfrak q ,
|
| 113 |
+
\]
|
| 114 |
+
where an empty product is one. There is a constant depending only on
|
| 115 |
+
\(\Omega_\infty\) such that
|
| 116 |
+
\begin{align}
|
| 117 |
+
H&\ll D_FG_0^{24}T_\partial,
|
| 118 |
+
&T_\partial&\le\left(\prod_{p\in S}p\right)^3,
|
| 119 |
+
\label{eq:add-profile-norm}\\
|
| 120 |
+
\left|\prod_{p\in S}K_{p,\mathfrak h_p}(z)\right|
|
| 121 |
+
&\ll 8^{|S|}T_\partial^{-1/2}.
|
| 122 |
+
\label{eq:add-profile-inverse}
|
| 123 |
+
\end{align}
|
| 124 |
+
All such \(z\) lie in a fractional \(R_F\)-ideal
|
| 125 |
+
\(\mathfrak a_{\mathfrak h}\), independent of \(z\), with
|
| 126 |
+
\begin{equation}
|
| 127 |
+
\Nm(\mathfrak a_{\mathfrak h})^{-1}
|
| 128 |
+
\le 30^{12}D_FG_0^{24}.
|
| 129 |
+
\label{eq:add-profile-support}
|
| 130 |
+
\end{equation}
|
| 131 |
+
|
| 132 |
+
Set \(C_3=371\). For all sufficiently large \(X\), depending only on the
|
| 133 |
+
fixed real data and \(m\), a profile contributing at any such \(z\) has
|
| 134 |
+
\(H\le X^{C_3}\). For these \(X\) and every \(z\in F\) integral outside
|
| 135 |
+
\(S\) with real image in \(\Omega_\infty\),
|
| 136 |
+
\begin{equation}
|
| 137 |
+
\prod_{p\in S}f_p^*(z)
|
| 138 |
+
=\sum_{\substack{\mathfrak h=(\mathfrak h_p)_{p\in S}\\H\le X^{C_3}}}
|
| 139 |
+
\prod_{p\in S}K_{p,\mathfrak h_p}(z).
|
| 140 |
+
\label{eq:add-profile-expansion}
|
| 141 |
+
\end{equation}
|
| 142 |
+
The number of profiles in this sum is \(O_\eta(X^\eta)\) for every fixed
|
| 143 |
+
\(\eta>0\), uniformly in the arithmetic data.
|
| 144 |
+
\end{lemma}
|
| 145 |
+
|
| 146 |
+
\begin{proof}
|
| 147 |
+
Let \(M_p=\mathfrak h_p\cap C_{F,p}\). The additive lattice identity
|
| 148 |
+
\[
|
| 149 |
+
[R_{F,p}:C_{F,p}]
|
| 150 |
+
=[R_{F,p}:C_{F,p}+\mathfrak h_p]\,[\mathfrak h_p:M_p]
|
| 151 |
+
\]
|
| 152 |
+
has first factor between \(1\) and
|
| 153 |
+
\([R_{F,p}:\mathfrak h_p]=H_p\). The index of \(C_F\) is supported on \(S\)
|
| 154 |
+
by Lemma~\ref{lem:ext-order-scale}; multiplying gives
|
| 155 |
+
Equation~\eqref{eq:add-profile-indices}.
|
| 156 |
+
|
| 157 |
+
At \(p\in\mathscr L_{\mathfrak h}\), the local support is contained in
|
| 158 |
+
\(p^{-4(g_p+1)}\mathfrak h_p\mathfrak d_p^{-1}\).
|
| 159 |
+
At every other \(p\in S\), the support loses at most one power of each
|
| 160 |
+
boundary prime \(\mathfrak q\), and loses no power in the other components.
|
| 161 |
+
It follows that a supporting \(z\) belongs to
|
| 162 |
+
\[
|
| 163 |
+
\mathfrak b_{\mathfrak h,z}
|
| 164 |
+
=\mathfrak h\mathfrak d_F^{-1}
|
| 165 |
+
\prod_{p\in\mathscr L_{\mathfrak h}}
|
| 166 |
+
(pR_F)^{-4(g_p+1)}
|
| 167 |
+
\prod_{\substack{p\in S\setminus\mathscr L_{\mathfrak h}\\
|
| 168 |
+
\mathfrak q\in\partial_{\mathfrak h_p}(z)}}
|
| 169 |
+
\mathfrak q^{-1}.
|
| 170 |
+
\]
|
| 171 |
+
The real trace condition excludes \(z=0\). Since \(F\) is a field, its norm
|
| 172 |
+
is nonzero, and containment of the principal ideal \((z)\) in
|
| 173 |
+
\(\mathfrak b_{\mathfrak h,z}\) gives
|
| 174 |
+
\[
|
| 175 |
+
|\Nm_{F/\Q}z|
|
| 176 |
+
=\Nm(\mathfrak b_{\mathfrak h,z})
|
| 177 |
+
[\mathfrak b_{\mathfrak h,z}:(z)]
|
| 178 |
+
\ge \frac{H}
|
| 179 |
+
{D_FT_\partial\prod_{p\in\mathscr L_{\mathfrak h}}p^{12(g_p+1)}}.
|
| 180 |
+
\]
|
| 181 |
+
The left side is bounded above on \(\Omega_\infty\). For \(g_p>0\) we have
|
| 182 |
+
\(g_p+1\le2g_p\); the only additional factors, for \(g_p=0\), are at
|
| 183 |
+
\(2,3,5\). Hence
|
| 184 |
+
\[
|
| 185 |
+
\prod_{p\in\mathscr L_{\mathfrak h}}p^{12(g_p+1)}
|
| 186 |
+
\le30^{12}G_0^{24}.
|
| 187 |
+
\]
|
| 188 |
+
This proves the first inequality of Equation~\eqref{eq:add-profile-norm}.
|
| 189 |
+
Each boundary prime occurs once, and
|
| 190 |
+
\(\sum_{\mathfrak q\mid p}f_{\mathfrak q}\le
|
| 191 |
+
\sum_{\mathfrak q\mid p}e_{\mathfrak q}f_{\mathfrak q}=3\);
|
| 192 |
+
this proves the bound for \(T_\partial\). Equation~\eqref{eq:add-profile-inverse}
|
| 193 |
+
is the product of the boundary bounds of
|
| 194 |
+
Lemma~\ref{lem:fourier-shell-estimates}; its absolute implied constant
|
| 195 |
+
accounts for the three small primes.
|
| 196 |
+
|
| 197 |
+
Dropping \(\mathfrak h_p\) in the first support condition enlarges that
|
| 198 |
+
support. In the second, the exponent \(v_{\mathfrak q}(\mathfrak h_p)-1\)
|
| 199 |
+
at a boundary is nonnegative. Thus every supporting
|
| 200 |
+
point belongs to the ideal
|
| 201 |
+
\[
|
| 202 |
+
\mathfrak a_{\mathfrak h}
|
| 203 |
+
=\mathfrak d_F^{-1}
|
| 204 |
+
\prod_{p\in\mathscr L_{\mathfrak h}}
|
| 205 |
+
(pR_F)^{-4(g_p+1)} ,
|
| 206 |
+
\]
|
| 207 |
+
which gives Equation~\eqref{eq:add-profile-support}.
|
| 208 |
+
|
| 209 |
+
Lemma~\ref{lem:ext-order-scale} gives
|
| 210 |
+
\(\Delta_F\ll X^{28}\),
|
| 211 |
+
\(D_F\le\Delta_F\), and
|
| 212 |
+
\([R_F:C_F]\le\Delta_F^{1/2}\). The definition of \(S\) gives
|
| 213 |
+
\(\prod_{p\in S}p\ll_m X^2\). Equations
|
| 214 |
+
\(\eqref{eq:add-profile-indices}\)--\(\eqref{eq:add-profile-norm}\) therefore
|
| 215 |
+
give \(H\ll X^{28+24\cdot14+6}=X^{370}\). The fixed implied constant is
|
| 216 |
+
absorbed by \(X^{371}\) for sufficiently large \(X\).
|
| 217 |
+
|
| 218 |
+
A nonzero field element has nonzero image in every component of
|
| 219 |
+
\(F\otimes\Q_p\). Lemma~\ref{lem:fourier-inverse-expansion} therefore
|
| 220 |
+
identifies the density \(f_p^*(z)\) with its pointwise finite sum of inverse
|
| 221 |
+
shells at all the present \(z\). The norm bound just proved excludes every
|
| 222 |
+
product with \(H>X^{371}\), uniformly in \(z\), and proves
|
| 223 |
+
Equation~\eqref{eq:add-profile-expansion}. Finally, for any fixed \(u>0\),
|
| 224 |
+
Rankin's inequality bounds the number of profiles with \(H\le X^{C_3}\) by
|
| 225 |
+
\[
|
| 226 |
+
X^{C_3u}\prod_{p\in S}(1-p^{-u})^{-3}.
|
| 227 |
+
\]
|
| 228 |
+
There are at most three prime-ideal components over each \(p\). The radical
|
| 229 |
+
bound on \(S\) implies \(|S|=O(\log X/\log\log X)\), since the product of
|
| 230 |
+
\(k\) distinct primes is at least \(k!\). The displayed Euler product is
|
| 231 |
+
then \(X^{o(1)}\) for fixed \(u\). Taking \(u\) arbitrarily small proves
|
| 232 |
+
the asserted bound for every \(\eta>0\).
|
| 233 |
+
\end{proof}
|
| 234 |
+
|
| 235 |
+
We apply this expansion before imposing Poisson summation. For \(p\notin S\)
|
| 236 |
+
let
|
| 237 |
+
\[
|
| 238 |
+
\eta_{p,l}(z)=
|
| 239 |
+
\begin{cases}
|
| 240 |
+
\mathbf 1_{z_p^0+p^{v_p(l)}R_{F,p}}(z),&p\mid l,\\
|
| 241 |
+
\mathbf 1_{R_{F,p}}(z),&p\nmid l .
|
| 242 |
+
\end{cases}
|
| 243 |
+
\]
|
| 244 |
+
Let \(\eta_{\mathfrak h,l}\) be the finite-adelic test function whose local
|
| 245 |
+
factor is \(K_{p,\mathfrak h_p}\) at \(p\in S\) and \(\eta_{p,l}\) elsewhere.
|
| 246 |
+
By Lemma~\ref{lem:fourier-shell-estimates}, every \(K_{p,\mathfrak h_p}\)
|
| 247 |
+
is supported on elements of integral trace. The factors outside \(S\) are
|
| 248 |
+
supported in \(R_{F,p}\) and also have integral trace. Thus any \(z\in F\)
|
| 249 |
+
with \(\eta_{\mathfrak h,l}(z)\ne0\) has rational trace integral at every
|
| 250 |
+
finite prime, hence an integer. Only \(m\) meets \(\supp\chi\). The finite
|
| 251 |
+
profile expansion in Lemma~\ref{lem:add-profile-bounds} consequently shows
|
| 252 |
+
that the left side of
|
| 253 |
+
Equation~\eqref{eq:add-equidistribution}, denoted by \(\Sigma\), equals
|
| 254 |
+
\begin{equation}
|
| 255 |
+
\Sigma
|
| 256 |
+
=\sum_{\substack{\mathfrak h\\H\le X^{C_3}}}
|
| 257 |
+
S_{\mathfrak h},\qquad
|
| 258 |
+
S_{\mathfrak h}
|
| 259 |
+
=\sum_{z\in F}\phi(z)\eta_{\mathfrak h,l}(z).
|
| 260 |
+
\label{eq:add-original-profiles}
|
| 261 |
+
\end{equation}
|
| 262 |
+
Here \(C_3=371\) is fixed. The preceding lemma makes the profile interchange
|
| 263 |
+
finite. Each inner sum also has finitely many terms, since its finite
|
| 264 |
+
conditions place \(z\) in a fractional ideal and its real support is compact.
|
| 265 |
+
|
| 266 |
+
In the local results of Section~\ref{sec:local-fourier}, choose the finite
|
| 267 |
+
components of the standard character of \(\mathbb A_\Q/\Q\); they all have
|
| 268 |
+
conductor \(\Z_p\). Compose this global character with the field trace.
|
| 269 |
+
At a finite place the self-dual measure satisfies
|
| 270 |
+
\(\vol(R_{F,p})=|D_F|_p^{1/2}\), while at infinity it is Lebesgue measure
|
| 271 |
+
in the three embeddings. The real covolume of \(R_F\) is \(\sqrt{D_F}\)
|
| 272 |
+
and \(\prod_p\vol(R_{F,p})=D_F^{-1/2}\). Thus the diagonal copy of \(F\)
|
| 273 |
+
has covolume one for these measures. Write
|
| 274 |
+
\[
|
| 275 |
+
\widehat\phi(A)=\int_{\R^3}\phi(z)\psi_\infty(\Tr(Az))\,dz
|
| 276 |
+
\]
|
| 277 |
+
for the real transform. Field Poisson summation in this
|
| 278 |
+
normalization \cite[Section~4.2, Lemma~4.2.4]{Tate1967} gives
|
| 279 |
+
\begin{equation}
|
| 280 |
+
S_{\mathfrak h}
|
| 281 |
+
=\sum_{A\in F}\widehat\phi(A)
|
| 282 |
+
\widehat\eta_{\mathfrak h,l}(A),\qquad
|
| 283 |
+
\widehat\eta_{\mathfrak h,l}(A)
|
| 284 |
+
=\prod_{p\in S}\gamma_{p,\mathfrak h_p}(A)
|
| 285 |
+
\prod_{p\notin S}\widehat\eta_{p,l}(A).
|
| 286 |
+
\label{eq:add-poisson}
|
| 287 |
+
\end{equation}
|
| 288 |
+
Here \(\gamma_{p,\mathfrak h_p}\) is the shell restriction of \(\gamma_p\),
|
| 289 |
+
extended by zero, and hats use the chosen character. Each finite test is
|
| 290 |
+
Schwartz--Bruhat, so the formula is also ordinary lattice Poisson summation
|
| 291 |
+
with congruence classes. At \(p\notin S\), trace duality is unimodular and
|
| 292 |
+
\[
|
| 293 |
+
\widehat\eta_{p,l}(A)
|
| 294 |
+
=p^{-3v_p(l)}
|
| 295 |
+
\psi_p(\Tr(Az_p^0))
|
| 296 |
+
\mathbf 1_{p^{-v_p(l)}R_{F,p}}(A)
|
| 297 |
+
\quad (p\mid l);
|
| 298 |
+
\]
|
| 299 |
+
for \(p\nmid l\) it is \(\mathbf 1_{R_{F,p}}\).
|
| 300 |
+
In particular every such transform is bounded in absolute value by one.
|
| 301 |
+
The finite Fourier factors in Equation~\eqref{eq:add-poisson} are supported
|
| 302 |
+
on the fractional ideal
|
| 303 |
+
\begin{equation}
|
| 304 |
+
\Gamma_{l,\mathfrak h}=l^{-1}\mathfrak h^{-1},\qquad P=l^3H,
|
| 305 |
+
\qquad
|
| 306 |
+
\Nm(\Gamma_{l,\mathfrak h})=P^{-1}.
|
| 307 |
+
\label{eq:add-frequency-lattice}
|
| 308 |
+
\end{equation}
|
| 309 |
+
|
| 310 |
+
The following elementary geometry of this ideal will be used both to count
|
| 311 |
+
frequencies and to express the local congruences in global integer
|
| 312 |
+
coordinates.
|
| 313 |
+
|
| 314 |
+
\begin{lemma}[Lattice bounds for a cubic ideal]
|
| 315 |
+
\label{lem:add-ideal-lattice}
|
| 316 |
+
Let \(\mathfrak a\) be a fractional ideal of a totally real cubic field of
|
| 317 |
+
discriminant \(D_F\), and write \(\Nm(\mathfrak a)=P^{-1}\) with \(P>0\).
|
| 318 |
+
Let \(B_Y=\{x\in\R^3:\|x\|\le Y\}\).
|
| 319 |
+
In embedding coordinates it has covolume \(\sqrt{D_F}/P\), first Euclidean
|
| 320 |
+
minimum \(\gg P^{-1/3}\), and, for \(Y>0\),
|
| 321 |
+
\begin{equation}
|
| 322 |
+
\#\{A\in\mathfrak a:\|A\|\le Y\}
|
| 323 |
+
\ll 1+YP^{1/3}+Y^2P^{2/3}+\frac{Y^3P}{\sqrt{D_F}} .
|
| 324 |
+
\label{eq:add-lattice-count}
|
| 325 |
+
\end{equation}
|
| 326 |
+
There is a \(\Z\)-basis \(b_1,b_2,b_3\) of \(\mathfrak a\) in which every
|
| 327 |
+
\(A=\sum n_i b_i\) with \(\|A\|\le Y\) satisfies
|
| 328 |
+
\[
|
| 329 |
+
|n_i|\ll YP^{1/3}\quad(1\le i\le3).
|
| 330 |
+
\]
|
| 331 |
+
All constants here are absolute.
|
| 332 |
+
\end{lemma}
|
| 333 |
+
|
| 334 |
+
\begin{proof}
|
| 335 |
+
The covolume formula follows from the discriminant. For \(0\ne A\in
|
| 336 |
+
\mathfrak a\), containment \((A)\subset\mathfrak a\) implies
|
| 337 |
+
\(|\Nm_{F/\Q}A|\ge \Nm\mathfrak a=P^{-1}\). The product inequality in
|
| 338 |
+
three real coordinates gives
|
| 339 |
+
\(|\Nm A|\le(\|A\|/\sqrt3)^3\), proving the first-minimum bound.
|
| 340 |
+
|
| 341 |
+
Let \(\lambda_1\le\lambda_2\le\lambda_3\) be the Euclidean successive
|
| 342 |
+
minima. A lattice in fixed dimension has a basis of bounded orthogonality
|
| 343 |
+
defect, by Mahler's basis theorem \cite[Section~2, Theorem~1]{Mahler1946}.
|
| 344 |
+
For such a basis, order its lengths increasingly and write its defect as
|
| 345 |
+
\(\omega=\prod_i\|b_i\|/\covol(\mathfrak a)\ll1\).
|
| 346 |
+
Cramer's rule and Hadamard's inequality bound the norm of the \(i\)-th
|
| 347 |
+
coordinate functional by \(\omega/\|b_i\|\). Since
|
| 348 |
+
\(\|b_i\|\ge\lambda_i\), counting its possible integer coordinates gives
|
| 349 |
+
\[
|
| 350 |
+
\#(\mathfrak a\cap B_Y)\ll
|
| 351 |
+
\prod_{i=1}^3(1+Y/\lambda_i).
|
| 352 |
+
\]
|
| 353 |
+
Minkowski's second theorem for the Euclidean ball, in the formulation of
|
| 354 |
+
\cite[Theorem~4.3]{Widmer2010}, gives
|
| 355 |
+
\(\lambda_1\lambda_2\lambda_3\asymp\covol(\mathfrak a)\).
|
| 356 |
+
Expanding the last product, using \(\lambda_2\ge\lambda_1\), and inserting
|
| 357 |
+
the first-minimum and covolume bounds proves
|
| 358 |
+
Equation~\eqref{eq:add-lattice-count}. The same coordinate functional
|
| 359 |
+
bound with \(\|b_i\|\ge\lambda_1\) proves the final assertion.
|
| 360 |
+
\end{proof}
|
| 361 |
+
|
| 362 |
+
\subsection{The nonscalar contribution}
|
| 363 |
+
|
| 364 |
+
Scalar frequencies \(A\in\Q\subset F\) in
|
| 365 |
+
Equation~\eqref{eq:add-poisson} record only the trace. The main work is to
|
| 366 |
+
show that the remaining frequencies contribute an absolute power saving.
|
| 367 |
+
We prove that estimate before evaluating the scalar terms.
|
| 368 |
+
|
| 369 |
+
\begin{lemma}[Nonscalar contribution]
|
| 370 |
+
\label{lem:add-nonscalar}
|
| 371 |
+
There are absolute \(\tau,\theta,\epsilon_F>0\), with
|
| 372 |
+
\(\epsilon_F>2\tau+3\theta\), such that for \(C_3=371\) and the data of
|
| 373 |
+
Proposition~\ref{prop:additive-equidistribution} with these
|
| 374 |
+
\(\tau,\theta\),
|
| 375 |
+
\begin{equation}
|
| 376 |
+
\sum_{\substack{\mathfrak h\\H\le X^{C_3}}}
|
| 377 |
+
\left|
|
| 378 |
+
\sum_{A\in F\setminus\Q}
|
| 379 |
+
\widehat\phi(A)\widehat\eta_{\mathfrak h,l}(A)
|
| 380 |
+
\right|
|
| 381 |
+
\ll X^{-\epsilon_F}.
|
| 382 |
+
\label{eq:add-nonscalar}
|
| 383 |
+
\end{equation}
|
| 384 |
+
The constants have the same uniformity as in that proposition.
|
| 385 |
+
\end{lemma}
|
| 386 |
+
|
| 387 |
+
\begin{proof}
|
| 388 |
+
We use \(\lambda=1/3\). Lemma~\ref{lem:ext-order-scale}, which gives
|
| 389 |
+
\(\Delta_F\ge X^{1/2}/2\), implies
|
| 390 |
+
\begin{equation}
|
| 391 |
+
\Delta_F\ge X^\lambda
|
| 392 |
+
\label{eq:add-order-lower}
|
| 393 |
+
\end{equation}
|
| 394 |
+
for all sufficiently large \(X\).
|
| 395 |
+
|
| 396 |
+
After bounding the real Fourier tail, we split according to the field
|
| 397 |
+
discriminant. If \(D_F\) is large, comparing it with the discriminant of
|
| 398 |
+
the order generated by a retained nonscalar frequency after clearing its
|
| 399 |
+
denominators forces \(H\) large. Otherwise the lower bound for
|
| 400 |
+
\(\Delta_F\) makes the index \([R_F:C_F]\) large. For profiles with small
|
| 401 |
+
\(G_0\), this forces \(H\) large; inverse support and boundary decay then
|
| 402 |
+
bound the possibly signed original sum \(S_{\mathfrak h}\). Poisson
|
| 403 |
+
expresses its full nonscalar Fourier sum as \(S_{\mathfrak h}\) minus the
|
| 404 |
+
separately estimated scalar series. For profiles with large \(G_0\), the
|
| 405 |
+
inverse depths attached to each frequency and its chosen shifts provide
|
| 406 |
+
either sufficient pointwise decay or congruences; in the latter range a
|
| 407 |
+
further discriminant comparison supplies the required denominator size.
|
| 408 |
+
|
| 409 |
+
The positive exponents
|
| 410 |
+
\(d,e,e_1,e_2,w,\theta,\tau\) below will be fixed at the end of the proof;
|
| 411 |
+
put \(Y=X^w\) and \(s=w+\theta\).
|
| 412 |
+
|
| 413 |
+
First the frequencies outside \(\|A\|\le Y\) can be discarded. For every
|
| 414 |
+
fixed integer \(r\ge0\), integration by parts in the fixed real coordinates
|
| 415 |
+
gives, uniformly over the box family,
|
| 416 |
+
\begin{equation}
|
| 417 |
+
|\widehat\phi(A)|\ll_r
|
| 418 |
+
X^{r\tau}(1+\|A\|)^{-r}.
|
| 419 |
+
\label{eq:add-real-decay}
|
| 420 |
+
\end{equation}
|
| 421 |
+
Indeed each derivative of order \(r\) costs at most a constant times
|
| 422 |
+
\(X^{r\tau}\), and all supports are in one compact set.
|
| 423 |
+
Lemma~\ref{lem:fourier-shell-estimates} and the bounds for \(p\notin S\) give
|
| 424 |
+
\(|\widehat\eta_{\mathfrak h,l}(A)|\ll H^{-1}\).
|
| 425 |
+
The first-minimum bound also gives the rough count
|
| 426 |
+
\(\#(\Gamma_{l,\mathfrak h}\cap B_R)\ll(1+RP^{1/3})^3\).
|
| 427 |
+
For \(R\ge Y\ge1\) this is \(O(R^3P)\), since \(P=l^3H\ge1\).
|
| 428 |
+
Dyadic summation of Equation~\eqref{eq:add-real-decay}, for \(r>3\), yields
|
| 429 |
+
\begin{equation}
|
| 430 |
+
\sum_{\substack{A\in F\\\|A\|>Y}}
|
| 431 |
+
|\widehat\phi(A)\widehat\eta_{\mathfrak h,l}(A)|
|
| 432 |
+
\ll_r X^{r\tau}l^3Y^{3-r}
|
| 433 |
+
\le X^{r\tau+3\theta+w(3-r)}\,O_r(1).
|
| 434 |
+
\label{eq:add-real-tail}
|
| 435 |
+
\end{equation}
|
| 436 |
+
This also proves absolute convergence in Equation~\eqref{eq:add-poisson}.
|
| 437 |
+
The profile count costs only \(X^{o(1)}\). When bounding Fourier terms
|
| 438 |
+
directly, we may therefore restrict to the ball and use the uniform bound
|
| 439 |
+
\(|\widehat\phi|\ll1\) there.
|
| 440 |
+
|
| 441 |
+
Suppose first that \(D_F\ge X^d\). A nonscalar \(A\) generates \(F\), since
|
| 442 |
+
the field has degree three. Moreover \(HR_F\subset\mathfrak h\): the
|
| 443 |
+
integer \(H=|R_F/\mathfrak h|\) annihilates this finite group. Thus
|
| 444 |
+
\(lHA\in R_F\) for \(A\in\Gamma_{l,\mathfrak h}\). The discriminant of the
|
| 445 |
+
order \(\Z[lHA]\) is a positive integer multiple of \(D_F\), whereas the
|
| 446 |
+
product of the squared differences of its three real conjugates is
|
| 447 |
+
\(O((lHY)^6)\). Existence of a nonscalar frequency in the ball therefore
|
| 448 |
+
implies
|
| 449 |
+
\[
|
| 450 |
+
D_F\ll(lHY)^6,\qquad H\gg X^{d/6-s}.
|
| 451 |
+
\]
|
| 452 |
+
Apply Equation~\eqref{eq:add-lattice-count} to
|
| 453 |
+
\(\Gamma_{l,\mathfrak h}\) and multiply it by \(H^{-1}\). The four resulting
|
| 454 |
+
terms are bounded by constants times
|
| 455 |
+
\begin{equation}
|
| 456 |
+
X^{-d/6+s}
|
| 457 |
+
+X^{-d/9+5s/3}
|
| 458 |
+
+X^{-d/18+7s/3}
|
| 459 |
+
+X^{-d/2+3s}.
|
| 460 |
+
\label{eq:add-large-field}
|
| 461 |
+
\end{equation}
|
| 462 |
+
All have a fixed power saving once \(s<d/100\). If the ball contains no
|
| 463 |
+
nonscalar frequency there is nothing to count for that profile.
|
| 464 |
+
|
| 465 |
+
We now assume \(D_F<X^d\). When \(d\le\lambda/3\),
|
| 466 |
+
Equation~\eqref{eq:add-order-lower} gives
|
| 467 |
+
\[
|
| 468 |
+
[R_F:C_F]=(\Delta_F/D_F)^{1/2}\ge X^{\lambda/3}.
|
| 469 |
+
\]
|
| 470 |
+
Profiles with \(G_0\le X^e\) are best estimated in their original form
|
| 471 |
+
\(S_{\mathfrak h}\). Equation~\eqref{eq:add-profile-indices} implies
|
| 472 |
+
\(H\ge X^{\lambda/3-e}\). All supporting points lie in
|
| 473 |
+
\(\mathfrak a_{\mathfrak h}\), whose reciprocal norm is
|
| 474 |
+
\(O(D_FG_0^{24})\) by Equation~\eqref{eq:add-profile-support}.
|
| 475 |
+
The first-minimum bound of Lemma~\ref{lem:add-ideal-lattice}, applied in the
|
| 476 |
+
fixed real region, gives \(O(D_FG_0^{24})\) possible points.
|
| 477 |
+
At each such point, Equations
|
| 478 |
+
\(\eqref{eq:add-profile-norm}\)--\(\eqref{eq:add-profile-inverse}\) give
|
| 479 |
+
\[
|
| 480 |
+
\left|\prod_{p\in S}K_{p,\mathfrak h_p}(z)\right|
|
| 481 |
+
\ll X^{o(1)}
|
| 482 |
+
\left(\frac{D_FG_0^{24}}{H}\right)^{1/2}.
|
| 483 |
+
\]
|
| 484 |
+
Here and below \(X^{o(1)}\) denotes \(O_\eta(X^\eta)\) for every fixed
|
| 485 |
+
\(\eta>0\), uniformly in the arithmetic data; it includes factors
|
| 486 |
+
\(8^{|S|}\). It follows that
|
| 487 |
+
\begin{equation}
|
| 488 |
+
|S_{\mathfrak h}|
|
| 489 |
+
\ll X^{-\lambda/6+(3/2)d+(73/2)e+o(1)}.
|
| 490 |
+
\label{eq:add-small-index-profile}
|
| 491 |
+
\end{equation}
|
| 492 |
+
The use of the original sum has gained the boundary factor from the inverse
|
| 493 |
+
transform. It remains to check that its scalar portion is small as well,
|
| 494 |
+
so that this bounds the nonscalar portion.
|
| 495 |
+
|
| 496 |
+
If a rational scalar has denominator \(p^k\) at \(p\), its denominator
|
| 497 |
+
ideal in \(R_{F,p}\) is \(p^kR_{F,p}\); its component exponents are
|
| 498 |
+
\(e_{\mathfrak q}k\), so its norm is \(p^{3k}\), including at ramified
|
| 499 |
+
primes. Thus a scalar in this profile has its \(S\)-part denominator
|
| 500 |
+
\(t=H^{1/3}\), or the profile contains no scalar. Its denominator away
|
| 501 |
+
from \(S\) divides \(l\), so there are
|
| 502 |
+
\(O(1+YlH^{1/3})\) such rationals in the ball. Their absolute contribution
|
| 503 |
+
is at most
|
| 504 |
+
\begin{equation}
|
| 505 |
+
O\bigl(H^{-1}+YlH^{-2/3}\bigr).
|
| 506 |
+
\label{eq:add-small-index-scalars}
|
| 507 |
+
\end{equation}
|
| 508 |
+
By \(H\ge X^{\lambda/3-e}\) this also saves a power for the choices below.
|
| 509 |
+
Equation~\eqref{eq:add-poisson} expresses the full dual sum as
|
| 510 |
+
\(S_{\mathfrak h}\). Subtracting its scalar frequencies in the ball and
|
| 511 |
+
using Equation~\eqref{eq:add-real-tail} for the scalar tail therefore bounds
|
| 512 |
+
the full nonscalar sum for these profiles by
|
| 513 |
+
Equations~\eqref{eq:add-small-index-profile}--\eqref{eq:add-small-index-scalars}
|
| 514 |
+
and the tail. No positivity of an individual inverse shell is needed.
|
| 515 |
+
|
| 516 |
+
It remains to treat \(D_F<X^d\) and \(G_0>X^e\). For each frequency in
|
| 517 |
+
the denominator shell of the profile choose at each \(p\in S\) one of the shifts \(s_p\) of
|
| 518 |
+
Lemma~\ref{lem:fourier-shift}, and write
|
| 519 |
+
\[
|
| 520 |
+
\alpha_p=A+s_p,\qquad \beta_p=\alpha_p^{-1},\qquad
|
| 521 |
+
J=\prod_{p\in S}p^{j_p},
|
| 522 |
+
\]
|
| 523 |
+
where \(j_p\) is the least nonnegative integer with
|
| 524 |
+
\(p^{j_p}\beta_p\in C_{F,p}\). All sums involving \(J\) below are over
|
| 525 |
+
frequencies in this profile. The pointwise local estimate now reads
|
| 526 |
+
\[
|
| 527 |
+
|\widehat\eta_{\mathfrak h,l}(A)|
|
| 528 |
+
\ll H^{-1}J^{-1/2}.
|
| 529 |
+
\]
|
| 530 |
+
For frequencies with \(J\ge X^{e_2}\), the rough lattice count immediately
|
| 531 |
+
gives
|
| 532 |
+
\begin{equation}
|
| 533 |
+
\sum_{\substack{\|A\|\le Y\\J\ge X^{e_2}}}
|
| 534 |
+
|\widehat\phi(A)\widehat\eta_{\mathfrak h,l}(A)|
|
| 535 |
+
\ll \frac{(1+YP^{1/3})^3}{H}\,X^{-e_2/2}
|
| 536 |
+
\ll X^{3s-e_2/2}.
|
| 537 |
+
\label{eq:add-large-j}
|
| 538 |
+
\end{equation}
|
| 539 |
+
We used \(H,l,Y\ge1\). This leaves \(J<X^{e_2}\), where the extra factor in
|
| 540 |
+
the Fourier bound may be too small. The order discriminant then forces a
|
| 541 |
+
large denominator ideal, and the definition of \(j_p\) supplies congruences
|
| 542 |
+
among its possible frequencies.
|
| 543 |
+
|
| 544 |
+
For a nonscalar \(A\) let
|
| 545 |
+
\(\operatorname{disc}(A)=\Disc(1,A,A^2)\in\Q^\times\).
|
| 546 |
+
The equality \(F=\Q[A]\) remains
|
| 547 |
+
\(F\otimes\Q_p=\Q_p[A]\) after tensoring. Shifting by a scalar and
|
| 548 |
+
inverting an element with nonzero components preserve the generated
|
| 549 |
+
algebra, so \(p^{j_p}\beta_p\) generates \(F\otimes\Q_p\).
|
| 550 |
+
The full-rank order \(\Z_p[p^{j_p}\beta_p]\) is contained in \(C_{F,p}\).
|
| 551 |
+
The identities
|
| 552 |
+
\[
|
| 553 |
+
\operatorname{disc}(\beta_p)
|
| 554 |
+
=\frac{\operatorname{disc}(A)}
|
| 555 |
+
{\Nm_{F_p/\Q_p}(\alpha_p)^4},
|
| 556 |
+
\qquad
|
| 557 |
+
\operatorname{disc}(p^{j_p}\beta_p)
|
| 558 |
+
=p^{6j_p}\operatorname{disc}(\beta_p)
|
| 559 |
+
\]
|
| 560 |
+
follow by taking the three differences of conjugates and by scaling.
|
| 561 |
+
Discriminant divisibility therefore gives
|
| 562 |
+
\[
|
| 563 |
+
v_p(\operatorname{disc}(A))
|
| 564 |
+
-4v_p(\Nm\alpha_p)+6j_p\ge v_p(\Delta_F).
|
| 565 |
+
\]
|
| 566 |
+
The shift lemma says \(v_p(\Nm\alpha_p)=-\log_pH_p\) for \(p>5\), and
|
| 567 |
+
differs from this by at most three at \(2,3,5\).
|
| 568 |
+
For \(p\notin S\), \(lA\) is integral and \(C_{F,p}=R_{F,p}\) is unramified,
|
| 569 |
+
so \(v_p(\operatorname{disc}(A))\ge-6v_p(l)\).
|
| 570 |
+
Combining these valuation bounds for the nonzero rational
|
| 571 |
+
\(\operatorname{disc}(A)\), with only an absolute factor from \(2,3,5\),
|
| 572 |
+
gives
|
| 573 |
+
\begin{equation}
|
| 574 |
+
Y^6\gg |\operatorname{disc}(A)|
|
| 575 |
+
\gg \Delta_F\,J^{-6}H^{-4}l^{-6}.
|
| 576 |
+
\label{eq:add-frequency-discriminant}
|
| 577 |
+
\end{equation}
|
| 578 |
+
The first inequality uses \(\|A\|\le Y\).
|
| 579 |
+
Thus for \(J<X^{e_2}\), Equations
|
| 580 |
+
\(\eqref{eq:add-order-lower}\) and \(\eqref{eq:add-frequency-discriminant}\)
|
| 581 |
+
imply
|
| 582 |
+
\begin{equation}
|
| 583 |
+
H\gg X^{\lambda/4-(3/2)(s+e_2)}.
|
| 584 |
+
\label{eq:add-denominator-lower}
|
| 585 |
+
\end{equation}
|
| 586 |
+
In particular, once \(s+e_2<\lambda/12\) with a margin, every nonscalar
|
| 587 |
+
frequency under consideration has \(H\ge X^{\lambda/8}\) for large \(X\).
|
| 588 |
+
|
| 589 |
+
For the remaining count, group frequencies according to their \(j_p\)'s and
|
| 590 |
+
the chosen \(s_p\)'s. The number of exponent lists with \(J<X^{e_2}\) is
|
| 591 |
+
\(X^{o(1)}\), by the same Rankin argument as for profiles; the bounded lists
|
| 592 |
+
of shifts cost \(4^{|S|}=X^{o(1)}\). Groups containing no nonscalar
|
| 593 |
+
frequency contribute zero and are omitted. Fix one of the other groups.
|
| 594 |
+
Apply the basis
|
| 595 |
+
part of Lemma~\ref{lem:add-ideal-lattice} to \(\Gamma_{l,\mathfrak h}\).
|
| 596 |
+
All frequencies in the ball have integer coordinates in a cube
|
| 597 |
+
\([-L,L]^3\), where we choose \(L\) comparable to the upper bound
|
| 598 |
+
\(YP^{1/3}\). This choice, together with
|
| 599 |
+
Equation~\eqref{eq:add-denominator-lower}, gives
|
| 600 |
+
\begin{equation}
|
| 601 |
+
L\asymp YP^{1/3},\qquad
|
| 602 |
+
L\gg X^{\lambda/24},\qquad
|
| 603 |
+
L^3/H\ll X^{3s}.
|
| 604 |
+
\label{eq:add-coordinate-cube}
|
| 605 |
+
\end{equation}
|
| 606 |
+
|
| 607 |
+
At \(p\in S\) choose a generator \(i_p\) of the maximal-order ideal
|
| 608 |
+
\(\mathfrak h_p\), and set \(x=i_p(A+s_p)\). Localizing the global basis
|
| 609 |
+
of \(\Gamma_{l,\mathfrak h}\) at \(p\), then multiplying it by \(i_p\), gives
|
| 610 |
+
a \(\Z_p\)-basis of \(R_{F,p}\), because \(p\nmid l\). Accordingly the
|
| 611 |
+
map from the three integer coordinates to \(x\) is an affine
|
| 612 |
+
\(\operatorname{GL}_3(\Z_p)\) change of coordinates. This statement holds
|
| 613 |
+
also for a product of ramified local fields.
|
| 614 |
+
|
| 615 |
+
Smith normal form for \(\mathfrak h_p\cap C_{F,p}\) inside \(\mathfrak h_p\)
|
| 616 |
+
gives a primitive linear form \(\ell_p:R_{F,p}\to\Z_p\), meaning that its
|
| 617 |
+
image is \(\Z_p\), and an integer
|
| 618 |
+
\(g_p'\ge g_p/3\) such that
|
| 619 |
+
\[
|
| 620 |
+
\ell_p\bigl(i_p^{-1}(\mathfrak h_p\cap C_{F,p})\bigr)
|
| 621 |
+
\subset p^{g_p'}\Z_p.
|
| 622 |
+
\]
|
| 623 |
+
Indeed the three elementary-divisor exponents sum to \(g_p\), and we use
|
| 624 |
+
the coordinate with largest exponent. If \(p>5\), the shift lemma makes
|
| 625 |
+
\(x\) a unit and \(\beta_p=i_px^{-1}\in\mathfrak h_p\). The condition
|
| 626 |
+
\(p^{j_p}\beta_p\in C_{F,p}\) implies
|
| 627 |
+
\begin{equation}
|
| 628 |
+
\ell_p(x^{-1})\equiv0\pmod {p^k}
|
| 629 |
+
\quad\text{for every }1\le k\le(g_p'-j_p)_+.
|
| 630 |
+
\label{eq:add-inverse-congruence}
|
| 631 |
+
\end{equation}
|
| 632 |
+
Inversion permutes the units in the finite algebra
|
| 633 |
+
\(R_{F,p}/p^kR_{F,p}\). A primitive linear form has \(p^{2k}\) zeros among
|
| 634 |
+
the \(p^{3k}\) additive residues. Thus the unit condition and
|
| 635 |
+
Equation~\eqref{eq:add-inverse-congruence} retain at most the fraction
|
| 636 |
+
\(p^{-k}\) of all residues modulo \(p^k\). Nilpotents in the finite algebra
|
| 637 |
+
do not affect this argument.
|
| 638 |
+
|
| 639 |
+
For \(p=2,3,5\), the shift lemma gives \(x\in R_{F,p}\) and
|
| 640 |
+
\(x^{-1}\in p^{-1}R_{F,p}\). Put \(y=p x^{-1}\). Then
|
| 641 |
+
\(p^{j_p}i_py=p(p^{j_p}\beta_p)\) still lies in
|
| 642 |
+
\(\mathfrak h_p\cap C_{F,p}\), and the congruence in
|
| 643 |
+
Equation~\eqref{eq:add-inverse-congruence} holds for \(y\) in place of
|
| 644 |
+
\(x^{-1}\). On the permitted locus the inverse identities
|
| 645 |
+
\[
|
| 646 |
+
y(x)-y(x')=p x^{-1}(x'-x)(x')^{-1},\qquad
|
| 647 |
+
x-x'=p^{-1}x\bigl(y(x')-y(x)\bigr)x'
|
| 648 |
+
\]
|
| 649 |
+
show respectively that \(x\bmod p^{k+1}\) determines \(y\bmod p^k\), and
|
| 650 |
+
that a fixed residue of \(y\bmod p^k\) confines \(x\) to one residue modulo
|
| 651 |
+
\(p^{k-1}\). The permitted locus has \(v_{\mathfrak q}(x)=0\) on the pole
|
| 652 |
+
components and \(0\le v_{\mathfrak q}(x)\le e_{\mathfrak q}\) on the other
|
| 653 |
+
components. These conditions are determined modulo \(p^2\), since a
|
| 654 |
+
change in \(p^2R_{F,p}\) has component valuation at least \(2e_{\mathfrak q}\).
|
| 655 |
+
At modulus \(p^{k+1}\), each of the at most \(p^{2k}\) residues in
|
| 656 |
+
the linear kernel therefore allows at most \(p^6\) residues of \(x\).
|
| 657 |
+
The retained fraction is at most \(p^{3-k}\), hence \(O(p^{-k})\) with an
|
| 658 |
+
absolute constant at these three primes. This proves the required
|
| 659 |
+
congruence fraction with only one extra power of a small prime in its
|
| 660 |
+
modulus.
|
| 661 |
+
|
| 662 |
+
Write \(a_p=(g_p'-j_p)_+\). The available congruence powers satisfy
|
| 663 |
+
\begin{equation}
|
| 664 |
+
\prod_{p\in S}p^{a_p}
|
| 665 |
+
\ge G_0^{1/3}/J
|
| 666 |
+
> X^{e/3-e_2}.
|
| 667 |
+
\label{eq:add-available-congruences}
|
| 668 |
+
\end{equation}
|
| 669 |
+
We will choose \(e/3-e_2>2e_1\). If every prime with \(a_p>0\) is at most
|
| 670 |
+
\(X^{e_1}\), multiply available factors \(p\), one at a time, until their
|
| 671 |
+
product \(M_1\) first reaches \(X^{e_1/2}\). Equation
|
| 672 |
+
\(\eqref{eq:add-available-congruences}\) ensures this is possible, and
|
| 673 |
+
\[
|
| 674 |
+
X^{e_1/2}\le M_1\le X^{3e_1/2}<X^{2e_1}.
|
| 675 |
+
\]
|
| 676 |
+
Impose just the corresponding congruences. The Chinese remainder theorem
|
| 677 |
+
combines their retained fractions into \(O(M_1^{-1})\). Their joint modulus
|
| 678 |
+
is \(M_1\) times at most \(2\cdot3\cdot5\), because only the small-prime
|
| 679 |
+
tests need one extra power. The affine integral coordinate changes above
|
| 680 |
+
preserve these fractions in the global coordinates. If
|
| 681 |
+
\(2e_1<\lambda/24\), this joint modulus is \(o(L)\) by
|
| 682 |
+
Equation~\eqref{eq:add-coordinate-cube}. Counting each admissible residue
|
| 683 |
+
class in the cube then gives
|
| 684 |
+
\begin{equation}
|
| 685 |
+
O(L^3/M_1)=O(L^3X^{-e_1/2})
|
| 686 |
+
\label{eq:add-composite-congruence-count}
|
| 687 |
+
\end{equation}
|
| 688 |
+
possible frequencies.
|
| 689 |
+
|
| 690 |
+
Otherwise some available prime satisfies \(p>X^{e_1}\); for large \(X\)
|
| 691 |
+
it exceeds \(5\). Use its congruence modulo \(p\). Set
|
| 692 |
+
\(B=R_{F,p}/pR_{F,p}\), a three-dimensional commutative \(\mathbf F_p\)-algebra,
|
| 693 |
+
possibly with nilpotents, and reduce \(\ell_p\) modulo \(p\). Choose an
|
| 694 |
+
\(\mathbf F_p\)-basis of \(B\) and let \(x\) be the universal element of
|
| 695 |
+
\(B\otimes_{\mathbf F_p}\mathbf F_p[X_1,X_2,X_3]\) in this basis.
|
| 696 |
+
Let \(M_x\) be its multiplication matrix and put
|
| 697 |
+
\(\mathcal N_B(x)=\det M_x\). This is a nonzero polynomial of degree three,
|
| 698 |
+
since \(\mathcal N_B(1)=1\). On the unit open set \(\mathcal N_B\ne0\),
|
| 699 |
+
\[
|
| 700 |
+
\ell_p(x^{-1})=\frac{P_\ell(x)}{\mathcal N_B(x)},\qquad
|
| 701 |
+
P_\ell(x)=\ell_p\bigl(\operatorname{adj}(M_x)1_B\bigr),
|
| 702 |
+
\]
|
| 703 |
+
where \(P_\ell\) has degree at most two. This numerator is nonzero.
|
| 704 |
+
Indeed the affine space parametrizing elements of the vector space \(B\)
|
| 705 |
+
has coordinate ring \(\mathbf F_p[X_1,X_2,X_3]\), which is a domain even
|
| 706 |
+
when multiplication in \(B\) has nilpotents. The unit open set is dense,
|
| 707 |
+
and inversion is an automorphism of that open set. The nonzero linear
|
| 708 |
+
polynomial \(\ell_p\) stays nonzero on the open set and after composition
|
| 709 |
+
with inversion. The displayed formula, or injectivity of localization at
|
| 710 |
+
\(\mathcal N_B\), then forces \(P_\ell\ne0\).
|
| 711 |
+
The affine \(\operatorname{GL}_3(\mathbf F_p)\) change from global lattice
|
| 712 |
+
coordinates preserves nonvanishing.
|
| 713 |
+
|
| 714 |
+
Let \(N_L=2\lfloor L\rfloor+1\asymp L\) be the number of possible integers in
|
| 715 |
+
one coordinate of the cube. A nonzero polynomial of bounded degree has
|
| 716 |
+
\(O(N_L^2)\) zeros on a product of three residue intervals of length \(N_L<p\);
|
| 717 |
+
this follows by induction on the number of variables, viewing it as a
|
| 718 |
+
polynomial in the last variable and bounding the slices on which all its
|
| 719 |
+
coefficients vanish. If \(N_L\ge p\), partition the cube into boxes of side
|
| 720 |
+
at most \(p\) and use the same bound there. The number of global integer
|
| 721 |
+
coordinates satisfying \(P_\ell=0\bmod p\) is consequently
|
| 722 |
+
\begin{equation}
|
| 723 |
+
O\bigl(L^3/p+L^2\bigr)
|
| 724 |
+
=O\bigl(L^3(X^{-e_1}+X^{-\lambda/24})\bigr).
|
| 725 |
+
\label{eq:add-prime-congruence-count}
|
| 726 |
+
\end{equation}
|
| 727 |
+
This bounds the subset for which \(x\) is a unit as well.
|
| 728 |
+
Multiplying Equations
|
| 729 |
+
\(\eqref{eq:add-composite-congruence-count}\)--\(\eqref{eq:add-prime-congruence-count}\)
|
| 730 |
+
by \(H^{-1}\), and using Equation~\eqref{eq:add-coordinate-cube}, gives
|
| 731 |
+
respectively the bounds
|
| 732 |
+
\[
|
| 733 |
+
O(X^{3s-e_1/2}),\qquad
|
| 734 |
+
O(X^{3s-e_1}+X^{3s-\lambda/24})
|
| 735 |
+
\]
|
| 736 |
+
for the fixed group of \(j_p\)'s and shifts. Their \(X^{o(1)}\) number is
|
| 737 |
+
harmless once these exponents are negative with a margin. This completes
|
| 738 |
+
the count of nonscalar frequencies in the ball.
|
| 739 |
+
|
| 740 |
+
We finish by making the parameter choices and all margins explicit. Put
|
| 741 |
+
\(\lambda_0=\min(\lambda,1)\) and take
|
| 742 |
+
\begin{equation}
|
| 743 |
+
\begin{aligned}
|
| 744 |
+
d=e&=\frac{\lambda_0}{1000},&
|
| 745 |
+
e_1&=\frac e{100},&
|
| 746 |
+
e_2&=\frac{e_1}{100},\\
|
| 747 |
+
w&=\frac{e_2}{100},&
|
| 748 |
+
\theta=\tau&=\frac w{100},&
|
| 749 |
+
\epsilon_F&=\frac{e_2}{4}.
|
| 750 |
+
\end{aligned}
|
| 751 |
+
\label{eq:add-parameters}
|
| 752 |
+
\end{equation}
|
| 753 |
+
Then \(s=101e_2/10000\),
|
| 754 |
+
\[
|
| 755 |
+
s<d/100,\quad d<\lambda/3,\quad
|
| 756 |
+
e/3-e_2>2e_1,\quad 2e_1<\lambda/24,\quad
|
| 757 |
+
s+e_2<\lambda/12.
|
| 758 |
+
\]
|
| 759 |
+
The saving in Equation~\eqref{eq:add-small-index-profile} is at least
|
| 760 |
+
\[
|
| 761 |
+
\lambda/6-(3/2)d-(73/2)e
|
| 762 |
+
\ge (1/6-0.038)\lambda_0,
|
| 763 |
+
\]
|
| 764 |
+
and Equation~\eqref{eq:add-small-index-scalars} has a still larger margin
|
| 765 |
+
than \(\epsilon_F\), since \(e\le\lambda/1000\).
|
| 766 |
+
All four exponents in Equation~\eqref{eq:add-large-field} also have margins
|
| 767 |
+
at least \(29d/900>\epsilon_F\), by \(s<d/100\).
|
| 768 |
+
Among the remaining ball estimates the smallest
|
| 769 |
+
margin is in Equation~\eqref{eq:add-large-j}, namely
|
| 770 |
+
\[
|
| 771 |
+
e_2/2-3s=\frac{4697}{10000}e_2>\epsilon_F;
|
| 772 |
+
\]
|
| 773 |
+
the congruence margins \(e_1/2-3s\), \(e_1-3s\), and
|
| 774 |
+
\(\lambda/24-3s\) are larger. With \(r=100\),
|
| 775 |
+
the exponent in Equation~\eqref{eq:add-real-tail} is
|
| 776 |
+
\[
|
| 777 |
+
r\tau+3\theta+w(3-r)=-\frac{9597}{10000}e_2.
|
| 778 |
+
\]
|
| 779 |
+
All \(X^{o(1)}\) costs from profiles, shifts, and exponent lists can thus be
|
| 780 |
+
absorbed while retaining \(\epsilon_F=e_2/4\). This proves
|
| 781 |
+
Equation~\eqref{eq:add-nonscalar}. Finally
|
| 782 |
+
\(2\tau+3\theta=e_2/2000<\epsilon_F\), as asserted.
|
| 783 |
+
\end{proof}
|
| 784 |
+
|
| 785 |
+
\subsection{The scalar term and completion}
|
| 786 |
+
|
| 787 |
+
\begin{proof}[Proof of Proposition~\ref{prop:additive-equidistribution}]
|
| 788 |
+
Use the constants in Equation~\eqref{eq:add-parameters}.
|
| 789 |
+
Equations~\eqref{eq:add-original-profiles} and \(\eqref{eq:add-poisson}\),
|
| 790 |
+
together with Lemma~\ref{lem:add-nonscalar}, leave the scalar frequencies
|
| 791 |
+
with absolute error \(O(X^{-\epsilon_F})\). We first remove the profile
|
| 792 |
+
cutoff from those frequencies.
|
| 793 |
+
|
| 794 |
+
For \(a\in\Q\), let \(t=\prod_{p\in S}p^{\max(0,-v_p(a))}\) be its
|
| 795 |
+
\(S\)-part denominator, with \(t=1\) for \(a=0\). As noted above, its
|
| 796 |
+
unique profile has \(H=t^3\).
|
| 797 |
+
Lemma~\ref{lem:fourier-scalar-density} gives the exact product
|
| 798 |
+
\(\prod_{p\in S}\gamma_p(a)=t^{-3}\), including at \(2,3,5\).
|
| 799 |
+
The other denominator divides \(l\), so all such scalars with a given \(t\)
|
| 800 |
+
lie in \((tl)^{-1}\Z\). The change of real variables
|
| 801 |
+
\((z_i,z_j,z_k)\mapsto(z_i,z_j,\Tr z)\) has absolute Jacobian one.
|
| 802 |
+
Writing \(\mathbf 1=(1,1,1)\), it gives the exact identity
|
| 803 |
+
\[
|
| 804 |
+
\widehat\phi(a\mathbf 1)=A_\phi\,\widehat\chi(a).
|
| 805 |
+
\]
|
| 806 |
+
For any fixed \(r>1\), rapid decay of the fixed function \(\chi\) implies
|
| 807 |
+
\(\sum_{n\in\Z}|\widehat\chi(n/(tl))|\ll_r tl\).
|
| 808 |
+
The scalars omitted by \(H\le X^{C_3}\) therefore contribute at most
|
| 809 |
+
\begin{equation}
|
| 810 |
+
\sum_{t>X^{C_3/3}}t^{-3}
|
| 811 |
+
\sum_{n\in\Z}|\widehat\phi((n/(tl))\mathbf 1)|
|
| 812 |
+
\ll A_\phi\,l\,X^{-C_3/3}.
|
| 813 |
+
\label{eq:add-scalar-tail}
|
| 814 |
+
\end{equation}
|
| 815 |
+
We have enlarged the set of \(t\)'s to all positive integers, which is an
|
| 816 |
+
upper bound. With \(C_3=371\), this is \(O(X^{-\epsilon_F})\), since
|
| 817 |
+
\(A_\phi\ll1\), \(l\le X^\theta\), and \(371/3-\theta>\epsilon_F\).
|
| 818 |
+
The same calculation without the cutoff proves
|
| 819 |
+
absolute convergence of the unrestricted scalar series.
|
| 820 |
+
|
| 821 |
+
That series is one-dimensional Poisson summation for the trace marginals.
|
| 822 |
+
At infinity the marginal is \(A_\phi\chi(t)\). At \(p\in S\) it is
|
| 823 |
+
\(d_p(t)\mathbf 1_{\Z_p}(t)\). At \(p\mid l\), the onto integral trace map
|
| 824 |
+
and two kernel coordinates show that the indicator
|
| 825 |
+
\(z_p^0+p^{v_p(l)}R_{F,p}\) has trace density
|
| 826 |
+
\[
|
| 827 |
+
p^{-2v_p(l)}\mathbf 1_{m+p^{v_p(l)}\Z_p}(t)
|
| 828 |
+
\]
|
| 829 |
+
with respect to Haar measure of mass one on \(\Z_p\). At every other
|
| 830 |
+
finite prime the marginal is \(\mathbf 1_{\Z_p}\).
|
| 831 |
+
Their Fourier transforms at a rational \(a\) are exactly the finite factors
|
| 832 |
+
in Equation~\eqref{eq:add-poisson} evaluated at the scalar \(a\), because
|
| 833 |
+
\(\Tr(az)=a\Tr z\).
|
| 834 |
+
|
| 835 |
+
For completeness, this one-dimensional application of Poisson does not
|
| 836 |
+
require a smoothness assumption on \(d_p\). Its Fourier coefficients on
|
| 837 |
+
\(\Q_p/\Z_p\) of denominator \(p^k\) are \(p^{-3k}\), and there are
|
| 838 |
+
\(p^k-p^{k-1}\) such characters. Their absolute sum is finite.
|
| 839 |
+
Truncating each expansion gives a compactly supported locally constant
|
| 840 |
+
density on \(\Z_p\), to which Poisson applies. The densities converge
|
| 841 |
+
uniformly by Lemma~\ref{lem:fourier-scalar-density}, and the preceding
|
| 842 |
+
absolute scalar bound permits passage to the limit on the Fourier side.
|
| 843 |
+
On the original side, the finite marginals force the rational trace to be
|
| 844 |
+
an integer. Only \(m\) meets the real cutoff. Hence the unrestricted
|
| 845 |
+
scalar contribution is precisely
|
| 846 |
+
\[
|
| 847 |
+
A_\phi\,l^{-2}\prod_{p\in S}d_p(m).
|
| 848 |
+
\]
|
| 849 |
+
|
| 850 |
+
Lemma~\ref{lem:fourier-scalar-density} bounds the product of \(d_p(m)\)
|
| 851 |
+
above and below by positive absolute constants. Also
|
| 852 |
+
\(A_\phi\gg X^{-2\tau}\) by Equation~\eqref{eq:add-box}, and
|
| 853 |
+
\(l^{-2}\ge X^{-2\theta}\). Dividing the combined absolute error
|
| 854 |
+
\(O(X^{-\epsilon_F})\) by the main term therefore costs at most
|
| 855 |
+
\(O(X^{2\tau+2\theta})\). Since
|
| 856 |
+
\(\epsilon_F>2\tau+3\theta\), the relative error is \(O(X^{-\theta})\).
|
| 857 |
+
Every estimate used fixed real derivative and support bounds and constants
|
| 858 |
+
independent of the fields, orders, residues, and box locations and scales.
|
| 859 |
+
This proves Equation~\eqref{eq:add-equidistribution} with its stated
|
| 860 |
+
uniformity.
|
| 861 |
+
\end{proof}
|
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/conclusion.tex
ADDED
|
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|
|
|
|
|
| 1 |
+
\section{Exclusion of the obstruction}\label{sec:conclusion}
|
| 2 |
+
|
| 3 |
+
We apply Theorem~\ref{thm:exterior-count} to the exterior planes in
|
| 4 |
+
Proposition~\ref{prop:rig-obstruction}. Four small exterior coordinates
|
| 5 |
+
give two small signed products, whose range in the trace plane has area
|
| 6 |
+
of order $r^4$. The integral along a diagonal orbit contributes
|
| 7 |
+
logarithmic factors; we will show that they are summable at this scale.
|
| 8 |
+
|
| 9 |
+
\subsection{The exterior vector integral}
|
| 10 |
+
|
| 11 |
+
Fix a partition $b_1=ij|kl$ of $\{1,2,3,4\}$, and denote the other two
|
| 12 |
+
partitions by $b_2,b_3$. For $m\in\Z\setminus\{0\}$, $L>1$, and
|
| 13 |
+
$0<r<1$, define $N_{m,L,r}(\Lambda)$ to be the number of
|
| 14 |
+
$v\in\bigwedge^2\Lambda$ satisfying
|
| 15 |
+
\begin{equation}\label{eq:end-vector-box}
|
| 16 |
+
Q(v)=m,\qquad |v_{ij}|,|v_{kl}|<L,\qquad
|
| 17 |
+
|v_{ab}|<r\quad(ab\ne ij,kl).
|
| 18 |
+
\end{equation}
|
| 19 |
+
This count is finite because $\bigwedge^2\Lambda$ is a lattice in
|
| 20 |
+
$\bigwedge^2\R^4$ and the specified box is bounded. To see that it is
|
| 21 |
+
Borel, choose a local continuous determinant-one basis around a lattice
|
| 22 |
+
with $k$ witnesses and keep their distinct integer exterior labels fixed.
|
| 23 |
+
They remain distinct, and their $Q$-values remain $m$ because
|
| 24 |
+
$Q((\bigwedge^2g)w)=\det(g)Q(w)$. Their coordinates vary continuously,
|
| 25 |
+
so the strict inequalities persist in a neighborhood. Thus
|
| 26 |
+
$\{N_{m,L,r}\ge k\}$ is open for every integer $k\ge1$.
|
| 27 |
+
Recall that the three real embeddings of $F$ are indexed by
|
| 28 |
+
$\mathcal B$. For a nonzero $z\in F$, set
|
| 29 |
+
\begin{equation}\label{eq:end-logarithms}
|
| 30 |
+
\mathcal L_{L,r}(z)
|
| 31 |
+
=\log_+\frac{L^2}{|z_{b_1}|}\,
|
| 32 |
+
\log_+\frac{r^2}{|z_{b_2}|}\,
|
| 33 |
+
\log_+\frac{r^2}{|z_{b_3}|}.
|
| 34 |
+
\end{equation}
|
| 35 |
+
All three conjugates of a nonzero element of the field $F$ are nonzero,
|
| 36 |
+
so the expression is defined.
|
| 37 |
+
|
| 38 |
+
In Equation~\eqref{eq:ext-multiplicity}, $M(z)$ sums over
|
| 39 |
+
the fixed maximal-order ideal representatives $I$ and the $U^+$-orbits
|
| 40 |
+
of nonzero raw $w\in\bigwedge^2_{\Z}I$ with $\Psi(w)/\Nm I=z$. Each
|
| 41 |
+
orbit has weight $\prod_pP_p(I,w)$, the average membership of $w$ in
|
| 42 |
+
$\bigwedge^2_{\Z}L'$ over the local labels
|
| 43 |
+
$L'\in\mathscr L_{\OO}(I)$.
|
| 44 |
+
|
| 45 |
+
\begin{lemma}[Exterior unfolding]\label{lem:end-unfold}
|
| 46 |
+
For every primitive totally real quartic field $K$, order $\OO$, and
|
| 47 |
+
ordering of its real embeddings, let $d_U=[U:U^+]$. With the preceding
|
| 48 |
+
choices of $b_1,m,L,r$, use the same fixed system of maximal-order ideal
|
| 49 |
+
representatives in the packet model and in the definition of $M$. Then
|
| 50 |
+
\begin{equation}\label{eq:end-unfold}
|
| 51 |
+
\int_{X_4}N_{m,L,r}(\Lambda)\,d\mu_{\OO,\sigma}(\Lambda)
|
| 52 |
+
=\frac{4}{d_U\sqrt D\,\kappa}
|
| 53 |
+
\sum_{t\in\{m,-m\}}
|
| 54 |
+
\sum_{\substack{z\in F\\\Tr z=t}}
|
| 55 |
+
M(z)\mathcal L_{L,r}(z).
|
| 56 |
+
\end{equation}
|
| 57 |
+
The index satisfies $2\le d_U\le16$.
|
| 58 |
+
\end{lemma}
|
| 59 |
+
|
| 60 |
+
\begin{proof}
|
| 61 |
+
We use the packet integral in Equation~\eqref{eq:pkt-integration}.
|
| 62 |
+
For its maximal-order ideal representative $I$ and local label
|
| 63 |
+
$L'\in\mathscr L_{\OO}(I)$, the normalized lattice at the sign vector
|
| 64 |
+
$s=(s_1,\ldots,s_4)\in\{\pm1\}^4$ and the logarithmic parameter
|
| 65 |
+
$(u_1,\ldots,u_4)\in\R^4$ with $u_1+\cdots+u_4=0$ is
|
| 66 |
+
\[
|
| 67 |
+
(X\Nm I)^{-1/4}\sigma(L')
|
| 68 |
+
\diag(s_1e^{u_1},\ldots,s_4e^{u_4}).
|
| 69 |
+
\]
|
| 70 |
+
For a raw vector $w\in\bigwedge^2 I$, its normalized exterior coordinates
|
| 71 |
+
are
|
| 72 |
+
\[
|
| 73 |
+
y_{ab}=(X\Nm I)^{-1/2}s_as_b e^{u_a+u_b}w_{ab}.
|
| 74 |
+
\]
|
| 75 |
+
If $z=\Psi(w)/\Nm I$ and $\epsilon(s)=\prod_a s_a$, then
|
| 76 |
+
Equation~\eqref{eq:ext-signed-products} gives
|
| 77 |
+
\begin{equation}\label{eq:end-signed-products}
|
| 78 |
+
(y_{12}y_{34},-y_{13}y_{24},y_{14}y_{23})
|
| 79 |
+
=\epsilon(s)z,\qquad
|
| 80 |
+
Q(y)=\epsilon(s)\Tr z.
|
| 81 |
+
\end{equation}
|
| 82 |
+
There are eight sign vectors for each value of $\epsilon(s)$.
|
| 83 |
+
|
| 84 |
+
The kernel of the signature map on $U$ is $U^+$, so
|
| 85 |
+
$d_U=|\operatorname{sgn}U|\le16$; the signature of $-1$ gives
|
| 86 |
+
$d_U\ge2$. After averaging over $L'$, the vector-count integrand in
|
| 87 |
+
Equation~\eqref{eq:pkt-integration} is invariant under
|
| 88 |
+
$v\mapsto\sigma(e)v$ for $e\in U$, since $L'\mapsto eL'$ permutes the
|
| 89 |
+
labels and transports their exterior lattices. Replacing
|
| 90 |
+
the fundamental domain for $U$ in $T_\infty$ by one for $U^+$ therefore
|
| 91 |
+
multiplies its integral by $d_U$, which we compensate by division by
|
| 92 |
+
$d_U$. The latter domain consists of all sign components, with a
|
| 93 |
+
fundamental domain for the positive unit logarithms in each component.
|
| 94 |
+
|
| 95 |
+
For a given raw $w$, its average membership over the local labels is
|
| 96 |
+
\[
|
| 97 |
+
\frac1{N_{\OO}}\sum_{L'\in\mathscr L_{\OO}(I)}
|
| 98 |
+
\mathbf 1_{\{w\in\bigwedge^2L'\}}
|
| 99 |
+
=\prod_p P_p(I,w),
|
| 100 |
+
\]
|
| 101 |
+
the weight in Equation~\eqref{eq:ext-multiplicity}. This weight is constant on its
|
| 102 |
+
$U^+$-orbit. That action is free: every embedding coordinate of the
|
| 103 |
+
nonzero raw vector $w\in\bigwedge^2_{\Z}I\subset\bigwedge^2_{\Q}K$ is
|
| 104 |
+
nonzero by Lemma~\ref{lem:ext-products}. A stabilizing positive unit
|
| 105 |
+
$e$ would therefore satisfy $\sigma_a(e)\sigma_b(e)=1$ for every pair
|
| 106 |
+
$ab$, forcing $e=1$. Summing the translates of each raw vector thus unfolds the
|
| 107 |
+
positive-unit fundamental domain to all of the three-dimensional space
|
| 108 |
+
$u_4=-u_1-u_2-u_3$, with multiplicity one. The packet normalization
|
| 109 |
+
remaining after the uniform label average is
|
| 110 |
+
$h_K\vol(\mathscr F_U)=\sqrt D\,\kappa$ by
|
| 111 |
+
Equation~\eqref{eq:pkt-unit-volume}. Hence this unfolding has coefficient
|
| 112 |
+
$1/(d_U\sqrt D\,\kappa)$ before the sign sum and the integral in $u$.
|
| 113 |
+
All the sums and integrals are nonnegative, so Tonelli's theorem applies.
|
| 114 |
+
|
| 115 |
+
Choose one coordinate from each opposite pair. The logarithms of the
|
| 116 |
+
absolute values of these coordinates are affine functions of
|
| 117 |
+
$(u_1,u_2,u_3)$. For the choices $12,13,14$, their linear parts are
|
| 118 |
+
\[
|
| 119 |
+
u_1+u_2,\qquad u_1+u_3,\qquad -u_2-u_3.
|
| 120 |
+
\]
|
| 121 |
+
Their matrix has determinant of absolute value two. Choosing the
|
| 122 |
+
opposite member of a pair negates its row, and ordering the partitions
|
| 123 |
+
only permutes rows, so the same absolute determinant holds for every
|
| 124 |
+
choice. If the two entries in an opposite pair have product of absolute
|
| 125 |
+
value $|z_b|$ and both must be less than $h>0$ in absolute value, the
|
| 126 |
+
logarithm of the chosen entry lies in an interval of length
|
| 127 |
+
$\log_+(h^2/|z_b|)$. Therefore, for a raw vector with the required
|
| 128 |
+
trace after the sign change, its integral over $(u_1,u_2,u_3)$ is
|
| 129 |
+
$\frac12\mathcal L_{L,r}(z)$.
|
| 130 |
+
|
| 131 |
+
The $U^+$-orbit sum of the weights, including the sum over $I$, is exactly
|
| 132 |
+
$M(z)$ by Equation~\eqref{eq:ext-multiplicity}. Equation
|
| 133 |
+
\eqref{eq:end-signed-products} allows raw trace $m$ for the eight positive
|
| 134 |
+
determinant signs and raw trace $-m$ for the other eight. Multiplying
|
| 135 |
+
eight by the Jacobian factor $1/2$ gives the factor $4$ in
|
| 136 |
+
Equation~\eqref{eq:end-unfold}. The unit $-1$, although it acts trivially
|
| 137 |
+
on exterior vectors, has already been accounted for in the index $d_U$.
|
| 138 |
+
\end{proof}
|
| 139 |
+
|
| 140 |
+
\begin{proposition}[Small exterior boxes]\label{prop:end-tube}
|
| 141 |
+
For every fixed $m\in\Z\setminus\{0\}$ and $L>1$, there are constants
|
| 142 |
+
$r_0>0$ and $C_{m,L}>0$ with the following property. For every sequence
|
| 143 |
+
of the fields, orders, and embedding orderings in Theorem~\ref{thm:main}
|
| 144 |
+
with $X_i\to\infty$, and every fixed $0<r<r_0$,
|
| 145 |
+
\begin{equation}\label{eq:end-tube}
|
| 146 |
+
\limsup_{i\to\infty}
|
| 147 |
+
\int_{X_4}N_{m,L,r}(\Lambda)\,
|
| 148 |
+
d\mu_{\OO_i,\sigma_i}(\Lambda)
|
| 149 |
+
\le C_{m,L}r^4.
|
| 150 |
+
\end{equation}
|
| 151 |
+
The constants are independent of the sequence, of $r$, and of the choice
|
| 152 |
+
of partition $b_1$.
|
| 153 |
+
\end{proposition}
|
| 154 |
+
|
| 155 |
+
\begin{proof}
|
| 156 |
+
Take $r_0<1$ so small that $2r_0^2\le |m|/2$. For each
|
| 157 |
+
$t\in\{m,-m\}$, fix the coordinate rectangle
|
| 158 |
+
\[
|
| 159 |
+
\Omega_t=\{z\in\mathcal H_t:|z_{b_2}|,|z_{b_3}|\le1\}.
|
| 160 |
+
\]
|
| 161 |
+
Now let $0<r<r_0$. In the trace-$t$ sum in
|
| 162 |
+
Equation~\eqref{eq:end-unfold}, only points with
|
| 163 |
+
$|z_{b_2}|,|z_{b_3}|<r^2$ contribute, and these points lie in $\Omega_t$.
|
| 164 |
+
Since their three coordinates have sum $t$,
|
| 165 |
+
\[
|
| 166 |
+
|z_{b_1}|\ge |m|-2r^2\ge |m|/2.
|
| 167 |
+
\]
|
| 168 |
+
Thus the first logarithm in Equation~\eqref{eq:end-logarithms} is bounded
|
| 169 |
+
in terms of $m,L$ on the contributing points, independently of $r$.
|
| 170 |
+
For every $z\in\Omega_t$ with $M(z)>0$, Lemma~\ref{lem:ext-support} gives
|
| 171 |
+
$|z_b|\gg_{\Omega_t}X^{-84}$ for each $b$. Hence the last two logarithms
|
| 172 |
+
in Equation~\eqref{eq:end-logarithms} are $O(\log X)$, uniformly for
|
| 173 |
+
$0<r<1$.
|
| 174 |
+
|
| 175 |
+
We first remove the points in the two strips
|
| 176 |
+
\begin{equation}\label{eq:end-strips}
|
| 177 |
+
|z_{b_2}|\le4X^{-\tau}
|
| 178 |
+
\quad\text{or}\quad
|
| 179 |
+
|z_{b_3}|\le4X^{-\tau}.
|
| 180 |
+
\end{equation}
|
| 181 |
+
For large $X$, each strip within $\Omega_t$ is covered by a rectangle
|
| 182 |
+
of width $8X^{-\tau}$ and length $2$ in the coordinates
|
| 183 |
+
$z_{b_2},z_{b_3}$, and these rectangles lie in $\Omega_t$. Both sides
|
| 184 |
+
meet the minimum length in
|
| 185 |
+
Theorem~\ref{thm:exterior-count} for large $X$. That theorem bounds the
|
| 186 |
+
sum of $M(z)$ over their union, divided by $\sqrt D\,\kappa$, by
|
| 187 |
+
$O(X^{-\tau})$. The logarithmic bounds just proved show that their
|
| 188 |
+
contribution to Equation~\eqref{eq:end-unfold} is
|
| 189 |
+
\[
|
| 190 |
+
O_{m,L}\bigl(X^{-\tau}(\log X)^2\bigr)=o(1).
|
| 191 |
+
\]
|
| 192 |
+
The use of the rectangle estimate here controls the weighted mass
|
| 193 |
+
directly; it does not require a pointwise bound for $M(z)$.
|
| 194 |
+
|
| 195 |
+
For the remaining points, separate the signs of $z_{b_2},z_{b_3}$ and
|
| 196 |
+
use the dyadic intervals
|
| 197 |
+
\[
|
| 198 |
+
r^2 2^{-a-1}<|z_{b_2}|\le r^2 2^{-a},\qquad
|
| 199 |
+
r^2 2^{-b-1}<|z_{b_3}|\le r^2 2^{-b},
|
| 200 |
+
\qquad a,b\ge0.
|
| 201 |
+
\]
|
| 202 |
+
Each signed dyadic rectangle lies in $\Omega_t$.
|
| 203 |
+
Each interval has width half its upper endpoint. If it meets
|
| 204 |
+
$|z_{b_j}|>4X^{-\tau}$, that width exceeds $2X^{-\tau}$. Hence every
|
| 205 |
+
dyadic rectangle meeting the remaining region satisfies the minimum
|
| 206 |
+
side lengths of Theorem~\ref{thm:exterior-count}; any boundary rectangle
|
| 207 |
+
may be included in full. Its area is $O(r^4 2^{-a-b})$, while the last
|
| 208 |
+
two factors of Equation~\eqref{eq:end-logarithms} are at most
|
| 209 |
+
$(a+1)\log2$ and $(b+1)\log2$. Theorem~\ref{thm:exterior-count} gives
|
| 210 |
+
\[
|
| 211 |
+
\frac1{\sqrt D\,\kappa}
|
| 212 |
+
\sum_{z\text{ in that rectangle}} M(z)
|
| 213 |
+
\ll_{m,L} r^4 2^{-a-b}.
|
| 214 |
+
\]
|
| 215 |
+
The sum over the four choices of signs and over all $a,b$ is therefore
|
| 216 |
+
at most
|
| 217 |
+
\[
|
| 218 |
+
C_{m,L}r^4
|
| 219 |
+
\sum_{a,b\ge0}(a+1)(b+1)2^{-a-b}
|
| 220 |
+
\ll_{m,L}r^4.
|
| 221 |
+
\]
|
| 222 |
+
All constants are independent of $r$: the rectangles $\Omega_t$ and the
|
| 223 |
+
uniform rectangle constant were fixed before choosing $r$. The two
|
| 224 |
+
strips tend to zero for each fixed $r$, and $4/d_U\le2$ in
|
| 225 |
+
Equation~\eqref{eq:end-unfold}. These observations prove
|
| 226 |
+
Equation~\eqref{eq:end-tube} for both traces and all three partitions.
|
| 227 |
+
\end{proof}
|
| 228 |
+
|
| 229 |
+
\subsection{Identification of every probability limit}
|
| 230 |
+
|
| 231 |
+
\begin{proof}[Proof of Theorem~\ref{thm:main}]
|
| 232 |
+
For the sequence in that theorem,
|
| 233 |
+
$X_i=\sqrt{|\Disc(\OO_i)|}$ tends to infinity. By
|
| 234 |
+
Proposition~\ref{prop:ord-tightness}, the packet probabilities are tight,
|
| 235 |
+
and every subsequence has a further weakly convergent subsequence with
|
| 236 |
+
an $A_4$-invariant probability limit $\mu$.
|
| 237 |
+
Proposition~\ref{prop:ord-balls} gives the local ball bound required by
|
| 238 |
+
Corollary~\ref{cor:rig-positive-components}. Hence almost every component in
|
| 239 |
+
the $A_4$-ergodic decomposition of $\mu$ has positive entropy for a
|
| 240 |
+
diagonal flow. Proposition~\ref{prop:rig-obstruction} reduces the
|
| 241 |
+
identification of these components to the exclusion of its three
|
| 242 |
+
exterior-plane events.
|
| 243 |
+
|
| 244 |
+
Fix a partition $b_1$, a nonzero integer $m$, and $L>1$. The event
|
| 245 |
+
\[
|
| 246 |
+
E_{m,L,r}=\{\Lambda\in X_4:N_{m,L,r}(\Lambda)\ge1\}
|
| 247 |
+
\]
|
| 248 |
+
is open by the observation following Equation~\eqref{eq:end-vector-box}.
|
| 249 |
+
|
| 250 |
+
The open-set inequality for weak convergence and
|
| 251 |
+
Proposition~\ref{prop:end-tube} now give, along the convergent subsequence,
|
| 252 |
+
\[
|
| 253 |
+
\mu(E_{m,L,r})
|
| 254 |
+
\le\liminf_i\mu_{\OO_i,\sigma_i}(E_{m,L,r})
|
| 255 |
+
\le\limsup_i\int N_{m,L,r}\,d\mu_{\OO_i,\sigma_i}
|
| 256 |
+
\le C_{m,L}r^4
|
| 257 |
+
\]
|
| 258 |
+
for every sufficiently small fixed $r>0$. In particular,
|
| 259 |
+
\[
|
| 260 |
+
\mu\left(\bigcap_{n\ge2}E_{m,L,1/n}\right)
|
| 261 |
+
\le \inf_{\substack{n\ge2\\1/n<r_0}} C_{m,L}n^{-4}=0.
|
| 262 |
+
\]
|
| 263 |
+
Every vector in one of the obstruction planes with $Q\ne0$ has a
|
| 264 |
+
nonzero integer $Q$-value by Equation~\eqref{eq:rig-Q-integral}, and its
|
| 265 |
+
two entries are less than some integer $L\ge2$ in absolute value.
|
| 266 |
+
An exact witness belongs to $E_{m,L,1/n}$ for every $n\ge2$. Thus the
|
| 267 |
+
Borel event in Equation~\eqref{eq:rig-events} satisfies
|
| 268 |
+
\[
|
| 269 |
+
\mathcal E_{b_1}
|
| 270 |
+
\subset
|
| 271 |
+
\bigcup_{m\in\Z\setminus\{0\}}\ \bigcup_{\substack{L\in\Z\\L\ge2}}
|
| 272 |
+
\bigcap_{n\ge2}E_{m,L,1/n}.
|
| 273 |
+
\]
|
| 274 |
+
The right side is a countable union of null sets, so
|
| 275 |
+
$\mu(\mathcal E_{b_1})=0$. The same argument applies to
|
| 276 |
+
all three partitions. Integrating these null events over the ergodic
|
| 277 |
+
decomposition shows that the proper alternative in
|
| 278 |
+
Proposition~\ref{prop:rig-obstruction} has zero total component weight.
|
| 279 |
+
Almost every component is therefore $m_4$, and hence $\mu=m_4$.
|
| 280 |
+
|
| 281 |
+
Every subsequential probability limit is now identified as $m_4$.
|
| 282 |
+
Tightness implies that the entire sequence converges weakly to $m_4$,
|
| 283 |
+
which gives the asserted convergence against every $f\in C_c(X_4)$.
|
| 284 |
+
The same tightness statement supplies, for each $\epsilon>0$, one
|
| 285 |
+
compact set carrying at least $1-\epsilon$ of every sufficiently late
|
| 286 |
+
packet probability. This is the required no-escape assertion.
|
| 287 |
+
\end{proof}
|
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/exterior.tex
ADDED
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|
| 1 |
+
\section{The cubic resolvent and exterior multiplicities}
|
| 2 |
+
\label{sec:exterior}
|
| 3 |
+
|
| 4 |
+
The obstruction in Section~\ref{sec:rigidity} is detected by an exterior
|
| 5 |
+
vector concentrated in one pair of opposite coordinates. We shall count
|
| 6 |
+
such vectors through their three signed opposite products. After packet
|
| 7 |
+
normalization these products form a triple in a cubic field, and
|
| 8 |
+
concentration near one exterior plane confines
|
| 9 |
+
two of them to a small rectangle. Our goal is a uniform count in that
|
| 10 |
+
rectangle. We first define the count and reduce its multiplicities to local
|
| 11 |
+
densities. We then construct the integral quadratic structure that will
|
| 12 |
+
control those densities in the next two sections.
|
| 13 |
+
|
| 14 |
+
\subsection{The three products and the counting problem}
|
| 15 |
+
|
| 16 |
+
Let \(\widetilde K\subset\R\) be the normal closure of \(K\), and let
|
| 17 |
+
\(G=\Gal(\widetilde K/\Q)\) act on the four ordered embeddings of \(K\).
|
| 18 |
+
This permutation action is primitive: a nontrivial block would give a field
|
| 19 |
+
strictly between \(\Q\) and \(K\). A transitive subgroup of \(S_4\) has
|
| 20 |
+
order \(4,8,12\), or \(24\). A subgroup of order \(4\) or \(8\) is contained
|
| 21 |
+
in a Sylow \(2\)-subgroup, which preserves a partition into two pairs.
|
| 22 |
+
It follows that
|
| 23 |
+
\[
|
| 24 |
+
G=\mathfrak A_4\quad\hbox{or}\quad G=S_4.
|
| 25 |
+
\]
|
| 26 |
+
Both groups act transitively on the six two-element subsets of
|
| 27 |
+
\(\{1,2,3,4\}\) and on the set of pair partitions
|
| 28 |
+
\[
|
| 29 |
+
\mathcal B=\{12|34,\ 13|24,\ 14|23\}.
|
| 30 |
+
\]
|
| 31 |
+
Define
|
| 32 |
+
\begin{equation}
|
| 33 |
+
F=\left\{(z_b)_{b\in\mathcal B}\in\widetilde K^{\mathcal B}:
|
| 34 |
+
g(z_b)=z_{gb}\ \text{for all }g\in G,\ b\in\mathcal B\right\}.
|
| 35 |
+
\label{eq:ext-resolvent}
|
| 36 |
+
\end{equation}
|
| 37 |
+
Evaluation at any partition identifies this algebra with the fixed field
|
| 38 |
+
of its stabilizer. Thus \(F\) is a totally real cubic field, and its three
|
| 39 |
+
real embeddings are the coordinates in Equation~\eqref{eq:ext-resolvent}.
|
| 40 |
+
In particular, \(\Tr_{F/\Q}z=\sum_b z_b\). This is the classical cubic
|
| 41 |
+
resolvent from the action on pair partitions; for its relation to cubic
|
| 42 |
+
resolvent rings, see \cite[Section~2.3]{Bhargava2004III}. We write
|
| 43 |
+
\(R_F=\OO_F\) and \(D_F=|\Disc(F)|\).
|
| 44 |
+
|
| 45 |
+
Put
|
| 46 |
+
\[
|
| 47 |
+
V=\bigwedge\nolimits^2_{\Q}K,\qquad
|
| 48 |
+
L_V=\bigwedge\nolimits^2_{\Z}\OO.
|
| 49 |
+
\]
|
| 50 |
+
For \(w=\sum_r x_r\wedge y_r\in V\), its embedding coordinates are
|
| 51 |
+
\[
|
| 52 |
+
w_{ij}=\sum_r
|
| 53 |
+
\bigl(\sigma_i(x_r)\sigma_j(y_r)-\sigma_j(x_r)\sigma_i(y_r)\bigr)
|
| 54 |
+
\quad(i<j),\qquad w_{ji}=-w_{ij}.
|
| 55 |
+
\]
|
| 56 |
+
Choose a basis \(\beta_1,\ldots,\beta_4\) of \(\OO\) whose real embedding
|
| 57 |
+
matrix \(A_{\OO}=(\sigma_i(\beta_j))\) has positive determinant. Write
|
| 58 |
+
\(\delta_{\OO}=\det A_{\OO}\in\widetilde K\). Its selected real value is
|
| 59 |
+
\(X=q\sqrt D\), and
|
| 60 |
+
\begin{equation}
|
| 61 |
+
\delta_{\OO}^{\,2}=\Disc(\OO)=X^2.
|
| 62 |
+
\label{eq:ext-embedding-determinant}
|
| 63 |
+
\end{equation}
|
| 64 |
+
Define the quadratic expression
|
| 65 |
+
\begin{equation}
|
| 66 |
+
\Psi(w)=\delta_{\OO}^{-1}
|
| 67 |
+
(w_{12}w_{34},-w_{13}w_{24},w_{14}w_{23}).
|
| 68 |
+
\label{eq:ext-product-map}
|
| 69 |
+
\end{equation}
|
| 70 |
+
|
| 71 |
+
\begin{lemma}[The product map]
|
| 72 |
+
\label{lem:ext-products}
|
| 73 |
+
The expression in Equation~\eqref{eq:ext-product-map} defines a rational
|
| 74 |
+
quadratic map \(\Psi:V\to F\). In the exterior basis of \(L_V\) induced
|
| 75 |
+
by \((\beta_i)\), write \(w=\sum_{i<j}t_{ij}\beta_i\wedge\beta_j\).
|
| 76 |
+
Then
|
| 77 |
+
\begin{equation}
|
| 78 |
+
Q_V(w):=\Tr_{F/\Q}\Psi(w)
|
| 79 |
+
=t_{12}t_{34}-t_{13}t_{24}+t_{14}t_{23}.
|
| 80 |
+
\label{eq:ext-integral-form}
|
| 81 |
+
\end{equation}
|
| 82 |
+
If \(w\in V\) is nonzero, all six \(w_{ij}\), and hence all three
|
| 83 |
+
components of \(\Psi(w)\), are nonzero. For every extension \(k/\Q\),
|
| 84 |
+
\(a\in(K\otimes_\Q k)^\times\), \(c\in k\), and \(w\in V\otimes_\Q k\),
|
| 85 |
+
\begin{equation}
|
| 86 |
+
\Psi\bigl(c(\bigwedge\nolimits^2 a)w\bigr)
|
| 87 |
+
=c^2\Nm_{K\otimes k/k}(a)\Psi(w),
|
| 88 |
+
\label{eq:ext-covariance}
|
| 89 |
+
\end{equation}
|
| 90 |
+
where \(\bigwedge^2a\) is the exterior square of multiplication by \(a\).
|
| 91 |
+
\end{lemma}
|
| 92 |
+
|
| 93 |
+
\begin{proof}
|
| 94 |
+
An element \(g\in G\) permutes the rows of \(A_{\OO}\), so it multiplies
|
| 95 |
+
\(\delta_{\OO}\) by the sign of that permutation. Permuting the four
|
| 96 |
+
indices in the three signed products in
|
| 97 |
+
Equation~\eqref{eq:ext-product-map} permutes the partitions and introduces
|
| 98 |
+
the same common sign. Division by \(\delta_{\OO}\) gives precisely the
|
| 99 |
+
equivariance in Equation~\eqref{eq:ext-resolvent}. This is an identity of
|
| 100 |
+
quadratic polynomials in the rational coordinates of \(w\), and therefore
|
| 101 |
+
defines a rational quadratic map to \(F\).
|
| 102 |
+
|
| 103 |
+
The Pfaffian identity for the exterior square of a four-dimensional
|
| 104 |
+
linear map is
|
| 105 |
+
\[
|
| 106 |
+
Q\bigl((\bigwedge\nolimits^2 A_{\OO})t\bigr)
|
| 107 |
+
=\det(A_{\OO})Q(t),
|
| 108 |
+
\qquad
|
| 109 |
+
Q(t)=t_{12}t_{34}-t_{13}t_{24}+t_{14}t_{23}.
|
| 110 |
+
\]
|
| 111 |
+
It follows either by expanding the six minors or by evaluating
|
| 112 |
+
\(\frac12 t\wedge t\) in the top exterior power. This proves
|
| 113 |
+
Equation~\eqref{eq:ext-integral-form}. If a coordinate of a rational
|
| 114 |
+
\(w\) vanishes, Galois transitivity on the unordered pairs makes all six
|
| 115 |
+
coordinates vanish. The exterior embedding map is injective, so \(w=0\).
|
| 116 |
+
Finally, multiplication by \(a\) multiplies \(w_{ij}\) by \(a_i a_j\)
|
| 117 |
+
after splitting, where \(a_i\) are its four embeddings. Each opposite
|
| 118 |
+
product is multiplied by \(\prod_i a_i=\Nm(a)\), and the scalar \(c\)
|
| 119 |
+
contributes \(c^2\). This proves Equation~\eqref{eq:ext-covariance}
|
| 120 |
+
after splitting and hence over \(k\).
|
| 121 |
+
\end{proof}
|
| 122 |
+
|
| 123 |
+
We relate these products to the packet model of Section~\ref{sec:packets}.
|
| 124 |
+
Let \(I\) be one of its maximal-order ideal-class representatives, let
|
| 125 |
+
\(L\subset I\) be one of its local labels, and let
|
| 126 |
+
\(v=(v_i)\in T_\infty\). If \(w\in\bigwedge^2_{\Z}L\), the corresponding
|
| 127 |
+
exterior vector in the normalized lattice has coordinates
|
| 128 |
+
\[
|
| 129 |
+
\widehat w_{ij}=(X\Nm I)^{-1/2}w_{ij}v_i v_j .
|
| 130 |
+
\]
|
| 131 |
+
Since \(\prod_i|v_i|=1\), the number
|
| 132 |
+
\(\epsilon(v)=\prod_i v_i\) is \(1\) or \(-1\). Thus
|
| 133 |
+
\begin{equation}
|
| 134 |
+
(\widehat w_{12}\widehat w_{34},
|
| 135 |
+
-\widehat w_{13}\widehat w_{24},
|
| 136 |
+
\widehat w_{14}\widehat w_{23})
|
| 137 |
+
=\epsilon(v)\,z(I,w),\qquad
|
| 138 |
+
z(I,w):=\frac{\Psi(w)}{\Nm I}.
|
| 139 |
+
\label{eq:ext-signed-products}
|
| 140 |
+
\end{equation}
|
| 141 |
+
In particular \(Q(\widehat w)=\epsilon(v)\Tr z(I,w)\). This records
|
| 142 |
+
exactly how the diagonal signs act on the products.
|
| 143 |
+
|
| 144 |
+
Lemma~\ref{lem:ext-products} and the normalization above show that every
|
| 145 |
+
lattice in a packet lies outside each \(\mathcal E_b\). To prove that weak
|
| 146 |
+
limits give these events zero mass, we need quantitative control of exterior
|
| 147 |
+
vectors near \(V_b\); the count below supplies the arithmetic input for that
|
| 148 |
+
control.
|
| 149 |
+
|
| 150 |
+
For a rational prime \(p\), fix a generator \(I_p=\xi_pR_p\) as in the
|
| 151 |
+
packet model, and give \(R_p^\times\) its Haar probability. For
|
| 152 |
+
\(0\ne w\in\bigwedge^2_{\Z}I\), define
|
| 153 |
+
\begin{equation}
|
| 154 |
+
P_p(I,w)=\int_{R_p^\times}
|
| 155 |
+
\mathbf1_{\bigwedge^2_{\Z_p}(\xi_p t\OO_p)}(w)\,d^\times t .
|
| 156 |
+
\label{eq:ext-label-probability}
|
| 157 |
+
\end{equation}
|
| 158 |
+
Changing \(\xi_p\) by an \(R_p\)-unit leaves this probability unchanged.
|
| 159 |
+
For \(p\nmid q\), it is \(1\). Hence \(\prod_p P_p(I,w)\) is a finite
|
| 160 |
+
product. Multiplication by \(U^+\) preserves these probabilities by
|
| 161 |
+
translation of the local unit variables. For \(e\in U^+\), the algebraic
|
| 162 |
+
norm \(\Nm_{K/\Q}(e)=1\), so Equation~\eqref{eq:ext-covariance} also
|
| 163 |
+
shows that \(z(I,w)\) is unchanged. We use \(U^+\) to unfold the positive
|
| 164 |
+
real parameters on each choice of signs.
|
| 165 |
+
Its action on nonzero exterior vectors is free: if a totally positive
|
| 166 |
+
unit \(e\) fixes \(w\), then \(e_i e_j=1\) for every pair by
|
| 167 |
+
Lemma~\ref{lem:ext-products}; the four positive \(e_i\) must all be \(1\).
|
| 168 |
+
|
| 169 |
+
For \(z\in F\), define the nonnegative weighted multiplicity
|
| 170 |
+
\begin{equation}
|
| 171 |
+
M(z)=
|
| 172 |
+
\sum_{\substack{I,\;
|
| 173 |
+
w\in(\bigwedge^2_{\Z}I\setminus\{0\})/U^+\\
|
| 174 |
+
z(I,w)=z}}
|
| 175 |
+
\prod_p P_p(I,w).
|
| 176 |
+
\label{eq:ext-multiplicity}
|
| 177 |
+
\end{equation}
|
| 178 |
+
The sum is initially allowed to have value \(+\infty\); the local bounds
|
| 179 |
+
below prove its finiteness on the nonzero trace slices used here.
|
| 180 |
+
It depends on \(K,\OO\), the ordering of
|
| 181 |
+
the embeddings, and the chosen system of maximal-order ideal
|
| 182 |
+
representatives, which we suppress from the notation. In fact replacing
|
| 183 |
+
\(I\) by \(aI\) and transporting \(w\) by \(\bigwedge^2a\) multiplies
|
| 184 |
+
that class's products by \(\operatorname{sgn}(\Nm_{K/\Q}a)\), since
|
| 185 |
+
\(\Nm(aI)=|\Nm_{K/\Q}a|\Nm I\). We keep the representative system fixed.
|
| 186 |
+
A term of positive
|
| 187 |
+
weight admits a local label at every prime. These labels patch to a
|
| 188 |
+
global \(L\), and local membership implies \(w\in\bigwedge^2_{\Z}L\).
|
| 189 |
+
Equation~\eqref{eq:ext-signed-products}, with positive signs, then shows
|
| 190 |
+
that \(\Tr z(I,w)\) is the integral value of \(Q\) on a unimodular
|
| 191 |
+
exterior lattice. Thus
|
| 192 |
+
\begin{equation}
|
| 193 |
+
M(z)>0\quad\Longrightarrow\quad
|
| 194 |
+
z\in F^\times,\qquad \Tr_{F/\Q}z\in\Z.
|
| 195 |
+
\label{eq:ext-trace-support}
|
| 196 |
+
\end{equation}
|
| 197 |
+
|
| 198 |
+
For \(m\in\Z\setminus\{0\}\), put
|
| 199 |
+
\[
|
| 200 |
+
\mathcal H_m=\{(y_b)_{b\in\mathcal B}\in\R^{\mathcal B}:
|
| 201 |
+
\textstyle\sum_b y_b=m\}.
|
| 202 |
+
\]
|
| 203 |
+
A rectangle in \(\mathcal H_m\) means the inverse image of a product of
|
| 204 |
+
two intervals under any two distinct partition coordinates. Its area
|
| 205 |
+
is the product of those interval lengths. The following estimate is
|
| 206 |
+
the arithmetic input needed to exclude the obstruction.
|
| 207 |
+
|
| 208 |
+
\begin{theorem}[Planar exterior count]
|
| 209 |
+
\label{thm:exterior-count}
|
| 210 |
+
There is an absolute \(\tau>0\) with the following property. Fix
|
| 211 |
+
\(m\in\Z\setminus\{0\}\) and a bounded set
|
| 212 |
+
\(\Omega\subset\mathcal H_m\). For every primitive totally real quartic
|
| 213 |
+
field \(K\), every order \(\OO\subset K\), every ordering of its real
|
| 214 |
+
embeddings, and every chosen system of fractional \(R\)-ideal
|
| 215 |
+
representatives for the ordinary classes, let \(M\) be defined by
|
| 216 |
+
Equation~\eqref{eq:ext-multiplicity}.
|
| 217 |
+
For all sufficiently large \(X\), every rectangle
|
| 218 |
+
\(\mathcal R\subset\Omega\) whose two side lengths are at least
|
| 219 |
+
\(X^{-\tau}\) satisfies
|
| 220 |
+
\begin{equation}
|
| 221 |
+
\sum_{\substack{z\in F,\ \Tr z=m\\z\in\mathcal R}}M(z)
|
| 222 |
+
\ll_{m,\Omega}\kappa\sqrt D\,\operatorname{area}(\mathcal R).
|
| 223 |
+
\label{eq:ext-planar-count}
|
| 224 |
+
\end{equation}
|
| 225 |
+
The implied constant and the threshold for \(X\) are uniform in the
|
| 226 |
+
field, the order, the embedding ordering, the ideal representative system,
|
| 227 |
+
the position of the rectangle, and its side lengths and aspect ratio.
|
| 228 |
+
\end{theorem}
|
| 229 |
+
|
| 230 |
+
Here and below we identify \(z\in F\) with its real triple. To see the
|
| 231 |
+
scale of this statement, suppose \(Q(\widehat w)=m\) and the four
|
| 232 |
+
coordinates outside \(12|34\) have absolute value less than \(r\).
|
| 233 |
+
The signed products of \(\widehat w\) then have the form
|
| 234 |
+
\((m-y_2-y_3,y_2,y_3)\) with \(|y_2|,|y_3|<r^2\). Their region has area
|
| 235 |
+
\(O(r^4)\). Equation~\eqref{eq:ext-signed-products} allows either trace
|
| 236 |
+
\(m\) or \(-m\) for \(z(I,w)\), so the theorem is used at both fixed
|
| 237 |
+
traces. Sections~\ref{sec:local-fourier}--\ref{sec:sieve} prove
|
| 238 |
+
Theorem~\ref{thm:exterior-count}; the remainder of this section supplies
|
| 239 |
+
its local and algebraic inputs.
|
| 240 |
+
|
| 241 |
+
\subsection{The local product fibers}
|
| 242 |
+
|
| 243 |
+
Fix \(m\ne0\) for the rest of the section. Choose once a sufficiently
|
| 244 |
+
large absolute \(p_0\), and put
|
| 245 |
+
\begin{equation}
|
| 246 |
+
S=\{p:p\mid Dqm\}\ \cup\ \{p:p\le p_0\}.
|
| 247 |
+
\label{eq:ext-prime-set}
|
| 248 |
+
\end{equation}
|
| 249 |
+
For fixed \(m\),
|
| 250 |
+
\(\prod_{p\in S}p\ll_m Dq\le X^2\). At primes in \(S\) we shall keep
|
| 251 |
+
the exact additive density of the products. Outside \(S\), integral
|
| 252 |
+
valuations give a simpler bound.
|
| 253 |
+
|
| 254 |
+
The following comparison explains what a fiber remembers about an exterior
|
| 255 |
+
vector. For \(k=\Q\) or \(k=\Q_p\), put \(K_k=K\otimes_\Q k\) and
|
| 256 |
+
\(V_k=V\otimes_\Q k\), and take embedding coordinates over a splitting
|
| 257 |
+
field of the etale algebra \(K_k\).
|
| 258 |
+
|
| 259 |
+
\begin{lemma}[Comparison of two product fibers]
|
| 260 |
+
\label{lem:ext-comparison}
|
| 261 |
+
Let \(w,w'\in V_k\) have all six embedding coordinates nonzero. Suppose
|
| 262 |
+
that their coordinate ratios \(r_{ij}=w'_{ij}/w_{ij}\) satisfy
|
| 263 |
+
\[
|
| 264 |
+
r_{12}r_{34}=r_{13}r_{24}=r_{14}r_{23}=s\in k^\times.
|
| 265 |
+
\]
|
| 266 |
+
There exist \(a\in K_k^\times\) and \(c\in k^\times\) such that
|
| 267 |
+
\[
|
| 268 |
+
w'=c(\bigwedge\nolimits^2 a)w,\qquad c^2\Nm_{K_k/k}(a)=s.
|
| 269 |
+
\]
|
| 270 |
+
The pair \((a,c)\) is unique up to
|
| 271 |
+
\((a,c)\mapsto(da,d^{-2}c)\), \(d\in k^\times\).
|
| 272 |
+
\end{lemma}
|
| 273 |
+
|
| 274 |
+
\begin{proof}
|
| 275 |
+
Over the splitting field set
|
| 276 |
+
\[
|
| 277 |
+
c_0=\frac{r_{12}r_{13}}{r_{23}},\qquad
|
| 278 |
+
(a_1,a_2,a_3,a_4)=
|
| 279 |
+
\left(1,\frac{r_{23}}{r_{13}},\frac{r_{23}}{r_{12}},
|
| 280 |
+
\frac{r_{14}r_{23}}{r_{12}r_{13}}\right).
|
| 281 |
+
\]
|
| 282 |
+
The three equal opposite products give \(r_{ij}=c_0a_i a_j\) for every
|
| 283 |
+
pair. If two such factorizations are divided, all products of two of
|
| 284 |
+
the four coordinatewise quotients are equal. Comparing pairs that
|
| 285 |
+
share one index shows that the four quotients are equal. Hence the
|
| 286 |
+
projective tuple \([a_1:a_2:a_3:a_4]\) is uniquely determined.
|
| 287 |
+
|
| 288 |
+
The ratios \(r_{ij}\) are Galois-equivariant without alternating signs.
|
| 289 |
+
Uniqueness makes the projective tuple equivariant for the permutation
|
| 290 |
+
action on the four embeddings. Express it in a \(k\)-basis of \(K_k\).
|
| 291 |
+
The resulting projective coefficient vector is fixed by the usual
|
| 292 |
+
Galois action. Dividing by one nonzero coefficient makes every
|
| 293 |
+
coefficient fixed, hence in \(k\). It gives \(a\in K_k^\times\), since
|
| 294 |
+
all four embedding components are nonzero. The remaining coefficient
|
| 295 |
+
\(c\) in \(r_{ij}=c a_i a_j\) is Galois-fixed as well. This proves
|
| 296 |
+
existence over \(k\), including when \(K_k\) is a product of nonsplit
|
| 297 |
+
fields. The projective uniqueness proves the stated ambiguity.
|
| 298 |
+
Multiplying two opposite equalities gives \(c^2\Nm(a)=s\).
|
| 299 |
+
\end{proof}
|
| 300 |
+
|
| 301 |
+
For a prime \(p\), \(F_p^\times\) denotes the elements nonzero in every
|
| 302 |
+
field factor of \(F_p\). In the local formulas below, \(\Nm(a)\) denotes
|
| 303 |
+
the algebraic norm \(\Nm_{K_p/\Q_p}(a)\). For a global pair in
|
| 304 |
+
Equation~\eqref{eq:ext-multiplicity}, choose a representative
|
| 305 |
+
\(0\ne w\in\bigwedge^2_\Z I\) of its \(U^+\)-orbit and put
|
| 306 |
+
\[
|
| 307 |
+
x=(\bigwedge\nolimits^2\xi_p)^{-1}w,\qquad
|
| 308 |
+
u=\frac{\Nm_{K_p/\Q_p}(\xi_p)}{\Nm I}.
|
| 309 |
+
\]
|
| 310 |
+
The valuations of the numerator and denominator in \(u\) are equal:
|
| 311 |
+
both are the norm valuation of \(I_p\). Thus \(u\in\Z_p^\times\), and
|
| 312 |
+
Equation~\eqref{eq:ext-covariance} gives \(u\Psi(x)=z(I,w)\).
|
| 313 |
+
Inverting the unit variable in Equation~\eqref{eq:ext-label-probability}
|
| 314 |
+
gives
|
| 315 |
+
\begin{equation}
|
| 316 |
+
P_p(I,w)=
|
| 317 |
+
\Pr_{a\in R_p^\times}\bigl[(\bigwedge\nolimits^2a)x\in L_{V,p}\bigr].
|
| 318 |
+
\label{eq:ext-unit-membership}
|
| 319 |
+
\end{equation}
|
| 320 |
+
|
| 321 |
+
These representatives lead us to consider, for arbitrary \(z\in F_p^\times\),
|
| 322 |
+
the full local fiber
|
| 323 |
+
\[
|
| 324 |
+
\mathscr F_p(z)=
|
| 325 |
+
\{(x,u)\in V_p\times\Z_p^\times:u\Psi(x)=z\}.
|
| 326 |
+
\]
|
| 327 |
+
Define the abelian local group and its unit subgroup by
|
| 328 |
+
\begin{align}
|
| 329 |
+
\mathscr G_p
|
| 330 |
+
&=\{(a,c)\in K_p^\times\times\Q_p^\times:
|
| 331 |
+
c^2\Nm(a)\in\Z_p^\times\}/
|
| 332 |
+
\{(d,d^{-2}):d\in\Q_p^\times\}, \notag\\
|
| 333 |
+
\mathscr U_p
|
| 334 |
+
&=\operatorname{image}(R_p^\times\times\Z_p^\times)
|
| 335 |
+
\ \subset\mathscr G_p.
|
| 336 |
+
\label{eq:ext-local-group}
|
| 337 |
+
\end{align}
|
| 338 |
+
The quotient in the first line means that \(d\) acts by
|
| 339 |
+
\((a,c)\mapsto(da,d^{-2}c)\). The action on the fiber is
|
| 340 |
+
\begin{equation}
|
| 341 |
+
(a,c)\cdot(x,u)=
|
| 342 |
+
\left(c(\bigwedge\nolimits^2a)x,\,
|
| 343 |
+
\frac{u}{c^2\Nm(a)}\right).
|
| 344 |
+
\label{eq:ext-fiber-action}
|
| 345 |
+
\end{equation}
|
| 346 |
+
Lemma~\ref{lem:ext-comparison}, with \(s=u/u'\), shows that this action
|
| 347 |
+
is free and transitive when the fiber is nonempty. The explicit ratios
|
| 348 |
+
in its proof also give analytic local inverses, so this is an analytic
|
| 349 |
+
identification of the fiber with \(\mathscr G_p\). The group
|
| 350 |
+
\(\mathscr U_p\) is compact and open. The kernel of its unit
|
| 351 |
+
parametrization is exactly \(d\in\Z_p^\times\): if both \(a\) and \(da\)
|
| 352 |
+
are \(R_p\)-units, then \(v_p(d)=0\). In particular this assertion
|
| 353 |
+
holds at ramified primes.
|
| 354 |
+
|
| 355 |
+
Choose a reference in a nonempty fiber and use it to identify the fiber
|
| 356 |
+
with \(\mathscr G_p\). For a coset
|
| 357 |
+
\(\mathfrak c\in\mathscr G_p/\mathscr U_p\), let
|
| 358 |
+
\(\alpha_p(\mathfrak c;z)\) be the fraction of that coset for which
|
| 359 |
+
\(x\in L_{V,p}\), using Haar probability on \(\mathscr U_p\).
|
| 360 |
+
We call the coset accepted when \(\alpha_p(\mathfrak c;z)>0\).
|
| 361 |
+
The fraction is independent of the representative of the coset. The sum of
|
| 362 |
+
these fractions is independent of the reference. For an empty fiber
|
| 363 |
+
we declare this sum to be zero.
|
| 364 |
+
|
| 365 |
+
A scalar \(c\in\Z_p^\times\) preserves \(L_{V,p}\). The pushforward of
|
| 366 |
+
the product Haar probability on \(R_p^\times\times\Z_p^\times\) is
|
| 367 |
+
Haar probability on \(\mathscr U_p\). Hence the representative constructed
|
| 368 |
+
from \((I,w)\) occupies a coset \(\mathfrak c\) for which
|
| 369 |
+
\(P_p(I,w)=\alpha_p(\mathfrak c;z(I,w))\).
|
| 370 |
+
|
| 371 |
+
We now measure the sum over all local cosets. Fix an additive character
|
| 372 |
+
\(\psi_p\) of \(\Q_p\) with conductor \(\Z_p\), and let \(dz\) be the
|
| 373 |
+
self-dual Haar measure on \(F_p\) for the trace pairing. Thus
|
| 374 |
+
\begin{equation}
|
| 375 |
+
\vol_{dz}(R_{F,p})=|D_F|_p^{1/2}.
|
| 376 |
+
\label{eq:ext-self-dual-measure}
|
| 377 |
+
\end{equation}
|
| 378 |
+
|
| 379 |
+
For every \(p\), consider the law of the random variable
|
| 380 |
+
\begin{equation}
|
| 381 |
+
u\Psi(x),\qquad x\ \text{uniform additive in }L_{V,p},\qquad
|
| 382 |
+
u\ \text{uniform in }\Z_p^\times,
|
| 383 |
+
\label{eq:ext-density-law}
|
| 384 |
+
\end{equation}
|
| 385 |
+
with the two choices independent. The next lemma proves that this law
|
| 386 |
+
has a density with respect to \(dz\); we denote its locally constant
|
| 387 |
+
version on \(F_p^\times\) by \(f_p^*(z)\). Only the densities for
|
| 388 |
+
\(p\in S\) will enter the multiplicity bound.
|
| 389 |
+
|
| 390 |
+
\begin{lemma}[Local density and disintegration]
|
| 391 |
+
\label{lem:ext-density}
|
| 392 |
+
The law in Equation~\eqref{eq:ext-density-law} has a density, with a
|
| 393 |
+
locally constant version on \(F_p^\times\). For every \(z\in F_p^\times\),
|
| 394 |
+
only finitely many cosets are accepted, and their fractions satisfy the
|
| 395 |
+
exact identity
|
| 396 |
+
\begin{equation}
|
| 397 |
+
\sum_{\mathfrak c\in\mathscr G_p/\mathscr U_p}
|
| 398 |
+
\alpha_p(\mathfrak c;z)
|
| 399 |
+
=
|
| 400 |
+
|D|_p^{-1/2}
|
| 401 |
+
\frac{1-p^{-1}}
|
| 402 |
+
{\displaystyle\prod_{\mathfrak p\mid p,\ \mathfrak p\subset R}
|
| 403 |
+
(1-\Nm(\mathfrak p)^{-1})}
|
| 404 |
+
f_p^*(z).
|
| 405 |
+
\label{eq:ext-density-disintegration}
|
| 406 |
+
\end{equation}
|
| 407 |
+
The sum and the density are both zero if \(\mathscr F_p(z)\) is empty.
|
| 408 |
+
The identity holds at every prime, including primes dividing \(q\) and
|
| 409 |
+
the small ramified primes.
|
| 410 |
+
\end{lemma}
|
| 411 |
+
|
| 412 |
+
\begin{proof}
|
| 413 |
+
Let \(\Phi_p(x,u)=u\Psi(x)\). If \(\Phi_p(x,u)\in F_p^\times\), all six
|
| 414 |
+
split coordinates of \(x\) are nonzero. After splitting, the derivative
|
| 415 |
+
in \(x\) is the derivative of three products on three disjoint
|
| 416 |
+
two-dimensional planes. It has rank three, and therefore has rank
|
| 417 |
+
three over \(\Q_p\). The map is a submersion there. The remaining
|
| 418 |
+
input set is a finite union of proper algebraic zero loci and has
|
| 419 |
+
additive measure zero. Local change of variables gives an absolutely
|
| 420 |
+
continuous pushforward on the submersion locus, hence a density for
|
| 421 |
+
the full law. To obtain a locally constant version at a fixed
|
| 422 |
+
\(z\in F_p^\times\), cover its inverse image in the compact set
|
| 423 |
+
\(L_{V,p}\times\Z_p^\times\) by finitely many submersion charts,
|
| 424 |
+
refined to disjoint compact open pieces. The compact complement has
|
| 425 |
+
image avoiding a sufficiently small neighborhood of \(z\).
|
| 426 |
+
On that neighborhood each chart contributes a locally constant
|
| 427 |
+
density. This also treats an empty inverse image.
|
| 428 |
+
|
| 429 |
+
Give \(V_p\) its additive measure for which \(L_{V,p}\) has mass one,
|
| 430 |
+
before restricting to that lattice. We first compute the fiber form for
|
| 431 |
+
the product input measure after disintegration against \(dz\), and then
|
| 432 |
+
the mass of \(\mathscr U_p\) for that form. In a \(\Q_p\) submersion chart,
|
| 433 |
+
the relative absolute four-form is obtained by evaluating the input top
|
| 434 |
+
form on four fiber basis vectors and three lifts of a target basis, then
|
| 435 |
+
dividing by the \(dz\)-form on that target basis. We may compute this
|
| 436 |
+
identity after extension to a splitting field, still evaluating on \(\Q_p\) tangent
|
| 437 |
+
vectors and using the fixed extension of \(|p|_p=p^{-1}\). We use the
|
| 438 |
+
same interpretation for the scalar quotient below.
|
| 439 |
+
|
| 440 |
+
Over a splitting field, the exterior embedding matrix has determinant
|
| 441 |
+
\(\delta_{\OO}^{\,3}\). Consequently its measure form in the six
|
| 442 |
+
embedding coordinates is
|
| 443 |
+
\[
|
| 444 |
+
|\delta_{\OO}|_p^{-3}\left|\bigwedge_{i<j}dx_{ij}\right|.
|
| 445 |
+
\]
|
| 446 |
+
Likewise \(dz\) is the absolute embedding-coordinate form
|
| 447 |
+
\(\left|\bigwedge_{b\in\mathcal B}dz_b\right|\). To verify the latter
|
| 448 |
+
normalization, evaluate this form on an \(R_{F,p}\)-basis. The square
|
| 449 |
+
of its embedding determinant is the discriminant, so its absolute
|
| 450 |
+
value is \(|D_F|_p^{1/2}\), as in
|
| 451 |
+
Equation~\eqref{eq:ext-self-dual-measure}.
|
| 452 |
+
|
| 453 |
+
After splitting, compute the relative form by retaining
|
| 454 |
+
\(x_{12},x_{13},x_{14},u\) and substituting the three product equations
|
| 455 |
+
for \(x_{34},x_{24},x_{23}\). The three change-of-variable factors are
|
| 456 |
+
\(|\delta_{\OO}/(u x_{12})|_p\),
|
| 457 |
+
\(|\delta_{\OO}/(u x_{13})|_p\), and
|
| 458 |
+
\(|\delta_{\OO}/(u x_{14})|_p\). They cancel
|
| 459 |
+
\(|\delta_{\OO}|_p^{-3}\), since \(u\) is a unit. Haar probability on
|
| 460 |
+
\(\Z_p^\times\) is \((1-p^{-1})^{-1}|du/u|\). The resulting fiber form is
|
| 461 |
+
\begin{equation}
|
| 462 |
+
\frac{1}{1-p^{-1}}
|
| 463 |
+
\left|\frac{dx_{12}}{x_{12}}\wedge
|
| 464 |
+
\frac{dx_{13}}{x_{13}}\wedge
|
| 465 |
+
\frac{dx_{14}}{x_{14}}\wedge\frac{du}{u}\right|.
|
| 466 |
+
\label{eq:ext-fiber-form}
|
| 467 |
+
\end{equation}
|
| 468 |
+
The fiber action preserves this measure. Indeed its determinant on
|
| 469 |
+
\(V_p\) is \(c^6\Nm(a)^3=(c^2\Nm(a))^3\), of absolute value one,
|
| 470 |
+
and it multiplies \(u\) by a unit while fixing \(z\).
|
| 471 |
+
|
| 472 |
+
It remains to compute the mass of \(\mathscr U_p\) in
|
| 473 |
+
Equation~\eqref{eq:ext-fiber-form}. Put
|
| 474 |
+
\(\ell_i=da_i/a_i\) and \(s=dc/c\) over the splitting field. The
|
| 475 |
+
pullbacks of its four logarithmic differentials under
|
| 476 |
+
Equation~\eqref{eq:ext-fiber-action} are
|
| 477 |
+
\[
|
| 478 |
+
\ell_1+\ell_2+s,\quad \ell_1+\ell_3+s,\quad
|
| 479 |
+
\ell_1+\ell_4+s,\quad -\ell_1-\ell_2-\ell_3-\ell_4-2s.
|
| 480 |
+
\]
|
| 481 |
+
The vertical scalar direction \(d\) has vector
|
| 482 |
+
\((1,1,1,1,-2)\). Taking the first \(\ell_i\) as its coordinate and
|
| 483 |
+
using the slice \(\ell_1=0\), the matrix on the four remaining
|
| 484 |
+
differentials is
|
| 485 |
+
\[
|
| 486 |
+
\begin{pmatrix}
|
| 487 |
+
1&0&0&1\\
|
| 488 |
+
0&1&0&1\\
|
| 489 |
+
0&0&1&1\\
|
| 490 |
+
-1&-1&-1&-2
|
| 491 |
+
\end{pmatrix},
|
| 492 |
+
\qquad \det=1.
|
| 493 |
+
\]
|
| 494 |
+
The vertical coordinate has coefficient \(1\). Equivalently, the
|
| 495 |
+
wedge of the four displayed pullbacks is the contraction of
|
| 496 |
+
\((\bigwedge_i\ell_i)\wedge s\) by the vertical vector, up to sign.
|
| 497 |
+
Evaluating this identity on four \(\Q_p\) tangent lifts of a quotient basis
|
| 498 |
+
gives the same absolute quotient form for nonsplit \(K_p\). On a patch
|
| 499 |
+
where a \(\Q_p\)-linear coefficient \(\lambda(a)\) is nonzero, normalizing
|
| 500 |
+
it to its value at a reference point gives a genuine \(\Q_p\) section;
|
| 501 |
+
after shrinking a unit-group patch, the normalizing scalar is a unit.
|
| 502 |
+
Since \(\lambda(da)=d\lambda(a)\), the vertical logarithmic derivative is
|
| 503 |
+
\(1\). Thus the contraction is the quotient of the parameter form by
|
| 504 |
+
\(|dd/d|\), with quotient Jacobian \(1\), including at \(p=2\).
|
| 505 |
+
|
| 506 |
+
For an \(R_p\)-basis, the multiplicative embedding form on \(K_p^\times\)
|
| 507 |
+
is the additive basis form multiplied by its embedding determinant
|
| 508 |
+
and divided by \(\Nm(a)\). On \(R_p^\times\) the latter is a unit.
|
| 509 |
+
The mass of this unit set is consequently
|
| 510 |
+
\[
|
| 511 |
+
|D|_p^{1/2}
|
| 512 |
+
\prod_{\mathfrak p\mid p,\ \mathfrak p\subset R}
|
| 513 |
+
(1-\Nm(\mathfrak p)^{-1}).
|
| 514 |
+
\]
|
| 515 |
+
The \(c\)-unit mass and the scalar-kernel \(d\)-unit mass are both
|
| 516 |
+
\(1-p^{-1}\), and cancel when taking the quotient. Haar integration
|
| 517 |
+
on the compact unit groups assembles the local sections. Including the
|
| 518 |
+
factor \((1-p^{-1})^{-1}\) in Equation~\eqref{eq:ext-fiber-form}, the
|
| 519 |
+
mass of each \(\mathscr U_p\)-coset is
|
| 520 |
+
\begin{equation}
|
| 521 |
+
\frac{|D|_p^{1/2}}{1-p^{-1}}
|
| 522 |
+
\prod_{\mathfrak p\mid p,\ \mathfrak p\subset R}
|
| 523 |
+
(1-\Nm(\mathfrak p)^{-1}).
|
| 524 |
+
\label{eq:ext-unit-coset-mass}
|
| 525 |
+
\end{equation}
|
| 526 |
+
This calculation uses the actual image of the unit group, so it
|
| 527 |
+
requires no surjectivity assertion about the norm on units.
|
| 528 |
+
|
| 529 |
+
The accepted part of the fiber is the inverse image of \(z\) in the
|
| 530 |
+
compact set \(L_{V,p}\times\Z_p^\times\). Since \(\mathscr U_p\) is
|
| 531 |
+
open, this compact set meets only finitely many of its cosets.
|
| 532 |
+
Integrating its indicator in the fiber multiplies the mass in
|
| 533 |
+
Equation~\eqref{eq:ext-unit-coset-mass} by
|
| 534 |
+
\(\sum_{\mathfrak c}\alpha_p(\mathfrak c;z)\). The result is the
|
| 535 |
+
density \(f_p^*(z)\). Solving for the sum proves
|
| 536 |
+
Equation~\eqref{eq:ext-density-disintegration}.
|
| 537 |
+
\end{proof}
|
| 538 |
+
|
| 539 |
+
In particular the order index has disappeared from the prefactor in
|
| 540 |
+
Equation~\eqref{eq:ext-density-disintegration}: its contribution through
|
| 541 |
+
\(\delta_{\OO}\) cancels in the three products. Its effect remains
|
| 542 |
+
inside the density of the lattice \(L_{V,p}\). The discriminant in the
|
| 543 |
+
prefactor is \(D\) because the translating parameters are the
|
| 544 |
+
maximal-order units \(R_p^\times\).
|
| 545 |
+
|
| 546 |
+
\subsection{Global multiplicity and the unramified factors}
|
| 547 |
+
|
| 548 |
+
The local identity counts every local coset. We next bound how many
|
| 549 |
+
global pairs can occupy one assignment of those cosets.
|
| 550 |
+
|
| 551 |
+
\begin{lemma}[Global pairs in one assignment of cosets]
|
| 552 |
+
\label{lem:ext-global-cosets}
|
| 553 |
+
Fix \(z\in F^\times\). Choose a reference in each nonempty local fiber
|
| 554 |
+
\(\mathscr F_p(z)\). For any assignment
|
| 555 |
+
\(\mathfrak c_p\in\mathscr G_p/\mathscr U_p\), at most \(32\) pairs
|
| 556 |
+
\[
|
| 557 |
+
I,\qquad w\in(\bigwedge^2_{\Z}I\setminus\{0\})/U^+,\qquad z(I,w)=z
|
| 558 |
+
\]
|
| 559 |
+
occupy the assigned coset at every prime.
|
| 560 |
+
\end{lemma}
|
| 561 |
+
|
| 562 |
+
\begin{proof}
|
| 563 |
+
For two such pairs, Lemma~\ref{lem:ext-comparison} over \(\Q\) gives
|
| 564 |
+
\(w'=c(\bigwedge^2a)w\) with \(a\in K^\times\), \(c\in\Q^\times\), since
|
| 565 |
+
the common opposite ratio is \(\Nm(I')/\Nm(I)\). Relative to the local
|
| 566 |
+
generators \(\xi_p,\xi'_p\), their local comparison is represented by
|
| 567 |
+
\((a\xi_p/\xi'_p,c)\). Equality of the local cosets means that some
|
| 568 |
+
\(d_p\in\Q_p^\times\) satisfies
|
| 569 |
+
\[
|
| 570 |
+
d_pa\xi_p/\xi'_p\in R_p^\times,\qquad d_p^{-2}c\in\Z_p^\times.
|
| 571 |
+
\]
|
| 572 |
+
In particular \(v_p(c)=2v_p(d_p)\) is even at every finite prime.
|
| 573 |
+
Therefore \(c=\epsilon s^2\) with \(s\in\Q^\times\) and
|
| 574 |
+
\(\epsilon\in\{1,-1\}\). Absorbing \(s\) into \(a\) makes
|
| 575 |
+
\(a\xi_p/\xi'_p\) a unit for every \(p\). Hence \(I'=aI\) as fractional
|
| 576 |
+
maximal-order ideals. The chosen representatives of the ordinary ideal
|
| 577 |
+
classes then give \(I'=I\) and \(a\in R^\times=U\).
|
| 578 |
+
|
| 579 |
+
There are at most \([U:U^+]\le16\) possibilities for the unit action
|
| 580 |
+
modulo \(U^+\), distinguished by the four real signs, and two
|
| 581 |
+
possibilities for \(\epsilon\). This proves the bound \(32\).
|
| 582 |
+
\end{proof}
|
| 583 |
+
|
| 584 |
+
At \(p\notin S\), both local algebras are unramified,
|
| 585 |
+
\(\OO_p=R_p\), and \(\delta_{\OO}\) is a unit in a splitting field.
|
| 586 |
+
Let \(\varphi_p\) be Frobenius acting on the four embeddings and on
|
| 587 |
+
\(\mathcal B\). Its orbits on \(\mathcal B\) correspond to primes
|
| 588 |
+
\(\mathfrak q\mid p\) of \(F\), of residue degrees
|
| 589 |
+
\(f_{\mathfrak q}\). The map from two-element subsets to partitions
|
| 590 |
+
sends \(ij\) to \(ij|kl\). Above a Frobenius orbit of partitions its
|
| 591 |
+
pair labels form either two orbits or one. Define
|
| 592 |
+
\[
|
| 593 |
+
\epsilon_{\mathfrak q}=
|
| 594 |
+
\begin{cases}
|
| 595 |
+
1,&\text{if the pair labels form two orbits},\\
|
| 596 |
+
-1,&\text{if they form one orbit},
|
| 597 |
+
\end{cases}
|
| 598 |
+
\qquad
|
| 599 |
+
b_{\mathfrak q}(j)=
|
| 600 |
+
\begin{cases}
|
| 601 |
+
j+1,&\epsilon_{\mathfrak q}=1,\\
|
| 602 |
+
\mathbf1_{\{2\mid j\}},&\epsilon_{\mathfrak q}=-1
|
| 603 |
+
\end{cases}
|
| 604 |
+
=\sum_{r=0}^j\epsilon_{\mathfrak q}^{\,r}.
|
| 605 |
+
\]
|
| 606 |
+
For \(z\in R_{F,p}\cap F_p^\times\), put
|
| 607 |
+
\begin{equation}
|
| 608 |
+
j_{\mathfrak q}=v_{\mathfrak q}(z),\qquad
|
| 609 |
+
b_p(z)=\prod_{\mathfrak q\mid p}b_{\mathfrak q}(j_{\mathfrak q}),
|
| 610 |
+
\qquad n_p(z)=\max_{\mathfrak q\mid p}j_{\mathfrak q}.
|
| 611 |
+
\label{eq:ext-unramified-factor}
|
| 612 |
+
\end{equation}
|
| 613 |
+
Here \(v_{\mathfrak q}\) is the integral uniformizer valuation; it has
|
| 614 |
+
\(v_{\mathfrak q}(p)=1\) at these primes. For probability statements
|
| 615 |
+
one may set \(n_p=\infty\), \(b_p=0\) when a component vanishes, a set
|
| 616 |
+
of Haar measure zero.
|
| 617 |
+
|
| 618 |
+
\begin{lemma}[Unramified local data]
|
| 619 |
+
\label{lem:ext-unramified-data}
|
| 620 |
+
Let \(p\notin S\). A local fiber with an accepted coset has
|
| 621 |
+
\(z\in R_{F,p}\), and for \(z\in R_{F,p}\cap F_p^\times\),
|
| 622 |
+
\begin{equation}
|
| 623 |
+
\sum_{\mathfrak c\in\mathscr G_p/\mathscr U_p}
|
| 624 |
+
\alpha_p(\mathfrak c;z)\le b_p(z).
|
| 625 |
+
\label{eq:ext-unramified-cosets}
|
| 626 |
+
\end{equation}
|
| 627 |
+
One has \(b_p=1\) when \(n_p=0\), and \(0\le b_p\le(1+n_p)^3\).
|
| 628 |
+
|
| 629 |
+
Give the affine lattice
|
| 630 |
+
\[
|
| 631 |
+
\{z\in R_{F,p}:\Tr_{F_p/\Q_p}z=m\}
|
| 632 |
+
\]
|
| 633 |
+
its Haar probability. With \(t=p^{-1}\) and
|
| 634 |
+
\(f_{\mathfrak p}\) the residue degrees of the primes of \(K\) above \(p\),
|
| 635 |
+
\begin{align}
|
| 636 |
+
\E_p b_p
|
| 637 |
+
&=(1-t)(1-t^3)
|
| 638 |
+
\prod_{\mathfrak p\mid p}(1-t^{f_{\mathfrak p}})^{-1}
|
| 639 |
+
=1+\frac{a_K(p)-1}{p}+O(p^{-2}), \label{eq:ext-unramified-mean}\\
|
| 640 |
+
\P_p(n_p\ge k)&\le3p^{-k}\qquad(k\ge1). \label{eq:ext-unramified-tail}
|
| 641 |
+
\end{align}
|
| 642 |
+
The error constant is absolute. In any integral affine coordinates
|
| 643 |
+
on the trace lattice, \(\{n_p\ge k\}\) is determined modulo \(p^k\),
|
| 644 |
+
and \(b_p\mathbf1_{\{n_p=k\}}\) is determined modulo \(p^{k+1}\)
|
| 645 |
+
for every finite \(k\ge0\).
|
| 646 |
+
\end{lemma}
|
| 647 |
+
|
| 648 |
+
\begin{proof}
|
| 649 |
+
An accepted coset has a representative \(x\in L_{V,p}=\bigwedge^2 R_p\).
|
| 650 |
+
Use the extended valuation with \(v_p(p)=1\) on a splitting field.
|
| 651 |
+
Its six valuations \(k_{ij}=v_p(x_{ij})\) are nonnegative integers,
|
| 652 |
+
invariant under Frobenius. Since \(u\) and \(\delta_{\OO}\) are units,
|
| 653 |
+
\[
|
| 654 |
+
k_{ij}+k_{kl}=j_{\mathfrak q}
|
| 655 |
+
\quad\text{for the partition }ij|kl\text{ over }\mathfrak q .
|
| 656 |
+
\]
|
| 657 |
+
This proves integrality of \(z\). If the pair labels over
|
| 658 |
+
\(\mathfrak q\) have two Frobenius orbits, one of their two valuations
|
| 659 |
+
can be chosen from \(0,\ldots,j_{\mathfrak q}\). If there is one orbit,
|
| 660 |
+
the two valuations are equal, which requires even \(j_{\mathfrak q}\).
|
| 661 |
+
The number of records is therefore at most \(b_p(z)\).
|
| 662 |
+
|
| 663 |
+
Two representatives with the same six valuations have comparison
|
| 664 |
+
\((a,c)\) satisfying
|
| 665 |
+
\[
|
| 666 |
+
v_p(c)+v_p(a_i)+v_p(a_j)=0\qquad(i<j).
|
| 667 |
+
\]
|
| 668 |
+
Subtraction makes all four \(v_p(a_i)\) equal to a common \(r\), and
|
| 669 |
+
\(v_p(c)=-2r\). Because \(K_p\) is unramified, \(r\in\Z\).
|
| 670 |
+
Replacing \(a\) by \(p^{-r}a\) and \(c\) by \(p^{2r}c\) puts both in
|
| 671 |
+
the unit subgroup. Thus a record specifies at most one coset, also
|
| 672 |
+
for nonsplit unramified factors. The subgroup \(\mathscr U_p\)
|
| 673 |
+
preserves \(\bigwedge^2R_p\), so its coset fraction is either \(0\)
|
| 674 |
+
or \(1\). This proves Equation~\eqref{eq:ext-unramified-cosets}.
|
| 675 |
+
The bounds at depth zero and at general depth follow immediately
|
| 676 |
+
from the definition and the at most three factors.
|
| 677 |
+
|
| 678 |
+
The trace from an unramified integer ring to \(\Z_p\) is onto, as is
|
| 679 |
+
seen after reduction from the nonzero finite-field trace. If
|
| 680 |
+
\(F_p\) has more than one factor, the trace-\(m\) coset therefore
|
| 681 |
+
projects uniformly onto each chosen factor: the other factors can
|
| 682 |
+
supply any required trace. More generally, for integers
|
| 683 |
+
\(r_{\mathfrak q}\ge0\), the probability that
|
| 684 |
+
\(v_{\mathfrak q}(z)\ge r_{\mathfrak q}\) for all \(\mathfrak q\) is
|
| 685 |
+
\[
|
| 686 |
+
\begin{cases}
|
| 687 |
+
t^{\sum_{\mathfrak q}f_{\mathfrak q}r_{\mathfrak q}},
|
| 688 |
+
&\min_{\mathfrak q}r_{\mathfrak q}=0,\\
|
| 689 |
+
0,&\min_{\mathfrak q}r_{\mathfrak q}>0.
|
| 690 |
+
\end{cases}
|
| 691 |
+
\]
|
| 692 |
+
The first line follows by projecting onto the constrained factors
|
| 693 |
+
while a factor with \(r_{\mathfrak q}=0\) supplies the trace.
|
| 694 |
+
The second uses \(p\nmid m\). It also covers the case that \(F_p\)
|
| 695 |
+
is a field.
|
| 696 |
+
|
| 697 |
+
Expanding \(b_{\mathfrak q}(j)=\sum_{r=0}^j\epsilon_{\mathfrak q}^r\)
|
| 698 |
+
and summing the absolutely convergent geometric series gives
|
| 699 |
+
\begin{equation}
|
| 700 |
+
\E_p b_p=
|
| 701 |
+
\frac{1-(\prod_{\mathfrak q}\epsilon_{\mathfrak q})t^3}
|
| 702 |
+
{\prod_{\mathfrak q}(1-\epsilon_{\mathfrak q}t^{f_{\mathfrak q}})}.
|
| 703 |
+
\label{eq:ext-geometric-mean}
|
| 704 |
+
\end{equation}
|
| 705 |
+
The five Frobenius types give the following data. A pair
|
| 706 |
+
\((f,\epsilon)\) in the second column is attached to one prime of \(F\).
|
| 707 |
+
\[
|
| 708 |
+
\begin{array}{c|c|c|c}
|
| 709 |
+
\text{cycle type on four labels}
|
| 710 |
+
& (f_{\mathfrak q},\epsilon_{\mathfrak q})
|
| 711 |
+
& \prod_{\mathfrak p\mid p}(1-t^{f_{\mathfrak p}})
|
| 712 |
+
& a_K(p)-1\\ \hline
|
| 713 |
+
1^4 &(1,+),(1,+),(1,+)&(1-t)^4&3\\
|
| 714 |
+
2\,1^2 &(1,+),(2,+)&(1-t)^2(1-t^2)&1\\
|
| 715 |
+
2^2 &(1,+),(1,-),(1,-)&(1-t^2)^2&-1\\
|
| 716 |
+
3\,1 &(3,+)&(1-t)(1-t^3)&0\\
|
| 717 |
+
4 &(1,-),(2,-)&1-t^4&-1
|
| 718 |
+
\end{array}
|
| 719 |
+
\]
|
| 720 |
+
In every row \(\prod_{\mathfrak q}\epsilon_{\mathfrak q}=1\) and
|
| 721 |
+
\[
|
| 722 |
+
\prod_{\mathfrak q}(1-\epsilon_{\mathfrak q}t^{f_{\mathfrak q}})
|
| 723 |
+
=\frac{\prod_{\mathfrak p\mid p}(1-t^{f_{\mathfrak p}})}{1-t}.
|
| 724 |
+
\]
|
| 725 |
+
Substitution in Equation~\eqref{eq:ext-geometric-mean} proves the exact
|
| 726 |
+
mean. Its linear term is the number of degree-one primes of \(K\)
|
| 727 |
+
minus one, which is \(a_K(p)-1\); the five fixed rows give the uniform
|
| 728 |
+
error term.
|
| 729 |
+
|
| 730 |
+
If \(F_p\) is a field, \(n_p\ge1\) would make its trace divisible by
|
| 731 |
+
\(p\), and is impossible. Otherwise the uniform projection above
|
| 732 |
+
gives
|
| 733 |
+
\(\P_p(v_{\mathfrak q}(z)\ge k)=p^{-f_{\mathfrak q}k}\).
|
| 734 |
+
Taking the union over at most three factors proves
|
| 735 |
+
Equation~\eqref{eq:ext-unramified-tail}. Finally, the trace map is
|
| 736 |
+
onto, so the affine trace lattice has two integral coordinates.
|
| 737 |
+
Projection to each unramified factor modulo \(p^{k+1}\) is determined
|
| 738 |
+
by these coordinates modulo \(p^{k+1}\). The valuations truncated
|
| 739 |
+
at \(k+1\), and hence the asserted threshold and finite-depth
|
| 740 |
+
functions, have the stated congruence dependence. This remains true
|
| 741 |
+
on the component-vanishing set with the convention above.
|
| 742 |
+
\end{proof}
|
| 743 |
+
|
| 744 |
+
\begin{proposition}[Multiplicities from local densities]
|
| 745 |
+
\label{prop:ext-multiplicity-majorant}
|
| 746 |
+
For \(z\in F\) with \(\Tr z=m\ne0\), a positive value of \(M(z)\)
|
| 747 |
+
requires \(z\) to be integral outside \(S\). For such integral \(z\),
|
| 748 |
+
\begin{equation}
|
| 749 |
+
M(z)\le32
|
| 750 |
+
\prod_{p\in S}
|
| 751 |
+
\left(
|
| 752 |
+
|D|_p^{-1/2}
|
| 753 |
+
\frac{1-p^{-1}}
|
| 754 |
+
{\displaystyle\prod_{\mathfrak p\mid p,\ \mathfrak p\subset R}
|
| 755 |
+
(1-\Nm(\mathfrak p)^{-1})}
|
| 756 |
+
f_p^*(z)\right)
|
| 757 |
+
\prod_{p\notin S}b_p(z).
|
| 758 |
+
\label{eq:ext-local-majorant}
|
| 759 |
+
\end{equation}
|
| 760 |
+
All products in this assertion are finite at every contributing \(z\).
|
| 761 |
+
\end{proposition}
|
| 762 |
+
|
| 763 |
+
\begin{proof}
|
| 764 |
+
The field \(F\) and the condition \(\Tr z=m\ne0\) imply
|
| 765 |
+
\(z\in F^\times\). At every prime the set of accepted cosets is
|
| 766 |
+
finite by Lemma~\ref{lem:ext-density}. At \(p\notin S\),
|
| 767 |
+
Lemma~\ref{lem:ext-unramified-data} proves the integrality requirement
|
| 768 |
+
and bounds the local sum by \(b_p(z)\). The set
|
| 769 |
+
\[
|
| 770 |
+
E_z=S\cup\{p:z\notin R_{F,p}^\times\}
|
| 771 |
+
\]
|
| 772 |
+
is finite, since a nonzero global \(z\) is a unit at all but finitely
|
| 773 |
+
many primes. At \(p\notin E_z\), \(b_p=1\), and each coset fraction is
|
| 774 |
+
\(0\) or \(1\), so there is at most one accepted coset, of fraction
|
| 775 |
+
\(1\). If some prime has no accepted coset, then \(M(z)=0\) and the
|
| 776 |
+
claimed inequality is immediate. Otherwise the accepted coset is
|
| 777 |
+
unique with fraction \(1\) outside \(E_z\), and each prime inside the
|
| 778 |
+
finite set \(E_z\) has finitely many accepted cosets. Thus there are
|
| 779 |
+
only finitely many assignments of accepted cosets, and all local sums
|
| 780 |
+
outside \(E_z\) equal \(1\).
|
| 781 |
+
|
| 782 |
+
Choose local references. Equation~\eqref{eq:ext-unit-membership}
|
| 783 |
+
identifies the weight of a global pair at each prime with its coset
|
| 784 |
+
fraction \(\alpha_p\). By Lemma~\ref{lem:ext-global-cosets}, at most
|
| 785 |
+
\(32\) global pairs occupy any assignment of accepted cosets.
|
| 786 |
+
Summing over the finite set of assignments, including ones not
|
| 787 |
+
realized globally, bounds \(M(z)\) by \(32\) times the product of the
|
| 788 |
+
local sums of \(\alpha_p\). Use
|
| 789 |
+
Equation~\eqref{eq:ext-density-disintegration} at \(p\in S\) and
|
| 790 |
+
Equation~\eqref{eq:ext-unramified-cosets} outside \(S\).
|
| 791 |
+
This proves Equation~\eqref{eq:ext-local-majorant} and finiteness.
|
| 792 |
+
\end{proof}
|
| 793 |
+
|
| 794 |
+
The unramified mean in Equation~\eqref{eq:ext-unramified-mean} has the
|
| 795 |
+
Euler factor needed for the residue \(\kappa\). The remaining problem
|
| 796 |
+
in Theorem~\ref{thm:exterior-count} is to average the densities
|
| 797 |
+
\(f_p^*\) for \(p\in S\) before inserting these unramified factors.
|
| 798 |
+
For a frequency \(\alpha\in F_p\), testing the law \(u\Psi(x)\) against
|
| 799 |
+
the character \(z\mapsto\psi_p(\Tr_{F_p/\Q_p}(\alpha z))\) produces the
|
| 800 |
+
quadratic phase \(u\Tr_{F_p/\Q_p}(\alpha\Psi(x))\).
|
| 801 |
+
We express these forms through a single unimodular bilinear form and an
|
| 802 |
+
action of \(F\). The elements of \(F\) whose operators preserve \(L_V\)
|
| 803 |
+
will then form the order that controls the local Fourier analysis.
|
| 804 |
+
|
| 805 |
+
\subsection{The integral quadratic structure and its order}
|
| 806 |
+
|
| 807 |
+
Let \(B_V\) be the polarization of \(Q_V\) without division by two:
|
| 808 |
+
\[
|
| 809 |
+
B_V(x,y)=Q_V(x+y)-Q_V(x)-Q_V(y).
|
| 810 |
+
\]
|
| 811 |
+
Over a splitting field, write \(V_b\) for the plane spanned by the
|
| 812 |
+
two coordinate axes belonging to the partition \(b\), the same
|
| 813 |
+
coordinate planes used over \(\R\) in Section~\ref{sec:rigidity}.
|
| 814 |
+
For an equivariant triple \(\alpha=(\alpha_b)\in F\), let \(\alpha_b\)
|
| 815 |
+
scale both coordinate axes of \(V_b\).
|
| 816 |
+
|
| 817 |
+
\begin{lemma}[Self-adjoint quadratic structure]
|
| 818 |
+
\label{lem:ext-quadratic-structure}
|
| 819 |
+
The plane-scalar action descends to a rational action
|
| 820 |
+
\(\rho:F\to\End_{\Q}(V)\) for which \(V\) has rank two over \(F\).
|
| 821 |
+
The form \(Q_V\) in an exterior \(\Z\)-basis of \(L_V\) is the three
|
| 822 |
+
split pairs in Equation~\eqref{eq:ext-integral-form}; in particular
|
| 823 |
+
\(B_V\) is unimodular on \(L_V\). The action \(\rho\) is self-adjoint
|
| 824 |
+
for \(B_V\), and for \(\alpha\in F\),
|
| 825 |
+
\begin{align}
|
| 826 |
+
Q_\alpha(x):=\Tr_{F/\Q}(\alpha\Psi(x))
|
| 827 |
+
&=\tfrac12 B_V(\rho(\alpha)x,x), \label{eq:ext-polar-operator}\\
|
| 828 |
+
B_\alpha(x,y)&=B_V(\rho(\alpha)x,y), \notag\\
|
| 829 |
+
\det_{\Q}\rho(\alpha)&=\Nm_{F/\Q}(\alpha)^2,\qquad
|
| 830 |
+
\Psi(\rho(\alpha)x)=\alpha^2\Psi(x). \label{eq:ext-rank-two}
|
| 831 |
+
\end{align}
|
| 832 |
+
Here \(B_\alpha\) is the polarization of \(Q_\alpha\).
|
| 833 |
+
The same assertions hold after base change to every \(\Q_p\).
|
| 834 |
+
\end{lemma}
|
| 835 |
+
|
| 836 |
+
\begin{proof}
|
| 837 |
+
Galois permutes the planes \(V_b\), including possible alternating
|
| 838 |
+
signs on their coordinate axes, and permutes the scalars \(\alpha_b\)
|
| 839 |
+
in the same way. The plane-scalar action therefore commutes with
|
| 840 |
+
Galois and descends. After splitting there are three planes of
|
| 841 |
+
dimension two, proving the rank assertion. Equation~\eqref{eq:ext-integral-form}
|
| 842 |
+
shows that the matrix of \(B_V\) pairs the three opposite pairs by
|
| 843 |
+
unit off-diagonal entries, with the displayed signs, so it is
|
| 844 |
+
unimodular. On each plane, multiplying both coordinates by
|
| 845 |
+
\(\alpha_b\) is self-adjoint for its split pairing. The contribution
|
| 846 |
+
of that plane to \(\frac12B_V(\rho(\alpha)x,x)\) is
|
| 847 |
+
\(\alpha_b\Psi_b(x)\), which proves
|
| 848 |
+
Equation~\eqref{eq:ext-polar-operator}. Polarization gives the next
|
| 849 |
+
identity. The determinant and the last quadratic identity follow
|
| 850 |
+
by multiplying, respectively, the two equal eigenvalues and the
|
| 851 |
+
two coordinate scalars on each plane. All these are rational
|
| 852 |
+
identities, hence persist under base change.
|
| 853 |
+
\end{proof}
|
| 854 |
+
|
| 855 |
+
Define the stabilizer order and its discriminant by
|
| 856 |
+
\begin{equation}
|
| 857 |
+
C_F=\{\alpha\in F:\rho(\alpha)L_V\subset L_V\},\qquad
|
| 858 |
+
\Delta_F=\Disc(C_F).
|
| 859 |
+
\label{eq:ext-stabilizer-order}
|
| 860 |
+
\end{equation}
|
| 861 |
+
It is a ring containing \(1\) and a full \(\Z\)-lattice: this follows
|
| 862 |
+
from the rationality of \(\rho\) by clearing denominators on a basis
|
| 863 |
+
of \(F\). It is contained in \(R_F\), since an \(\alpha\) whose
|
| 864 |
+
matrix on \(L_V\) is integral is a root of that integral monic
|
| 865 |
+
characteristic polynomial. Thus it is an order.
|
| 866 |
+
The stabilizer condition is a finite list of matrix-entry integrality
|
| 867 |
+
conditions in a lattice basis, so it commutes with completion:
|
| 868 |
+
\begin{equation}
|
| 869 |
+
C_{F,p}=C_F\otimes_\Z\Z_p
|
| 870 |
+
=\{\alpha\in F_p:\rho(\alpha)L_{V,p}\subset L_{V,p}\}.
|
| 871 |
+
\label{eq:ext-local-stabilizer}
|
| 872 |
+
\end{equation}
|
| 873 |
+
The following comparison ensures that its discriminant tends to infinity
|
| 874 |
+
with the discriminant of \(\OO\), even when the field \(K\) stays fixed.
|
| 875 |
+
|
| 876 |
+
\begin{lemma}[Scale of the stabilizer order]
|
| 877 |
+
\label{lem:ext-order-scale}
|
| 878 |
+
There is an absolute constant \(C\) such that
|
| 879 |
+
\begin{equation}
|
| 880 |
+
\frac12 X^{1/2}\le
|
| 881 |
+
\Delta_F=D_F[R_F:C_F]^2\le C X^{28}.
|
| 882 |
+
\label{eq:ext-order-scale}
|
| 883 |
+
\end{equation}
|
| 884 |
+
More precisely, with \(d=\Disc(\OO)=X^2\),
|
| 885 |
+
\[
|
| 886 |
+
d^2R_F\subset C_F\subset R_F,\qquad D_F\ll D^2.
|
| 887 |
+
\]
|
| 888 |
+
In particular \(C_{F,p}=R_{F,p}\) for \(p\nmid Dq\).
|
| 889 |
+
\end{lemma}
|
| 890 |
+
|
| 891 |
+
\begin{proof}
|
| 892 |
+
Let \(E=\bigwedge^2 A_{\OO}\) be the exterior embedding matrix.
|
| 893 |
+
Its entries are integral in every local splitting ring, and
|
| 894 |
+
\(\det E=\delta_{\OO}^{\,3}\). Since \(d=\delta_{\OO}^{\,2}\),
|
| 895 |
+
\[
|
| 896 |
+
d^2 E^{-1}=\delta_{\OO}\operatorname{adj}(E)
|
| 897 |
+
\]
|
| 898 |
+
also has integral entries. For \(\alpha\in R_{F,p}\), its
|
| 899 |
+
plane-scalar matrix over the splitting ring is integral.
|
| 900 |
+
Consequently
|
| 901 |
+
\(d^2\rho(\alpha)=d^2E^{-1}\diag(\alpha_b,\alpha_b)E\)
|
| 902 |
+
is integral over the splitting ring. Its entries
|
| 903 |
+
are in \(\Q_p\), so they lie in \(\Z_p\). This proves
|
| 904 |
+
\(d^2R_F\subset C_F\) and \([R_F:C_F]\le d^6\).
|
| 905 |
+
|
| 906 |
+
If \(p\nmid D\), the etale algebra \(R_p\) splits over an unramified
|
| 907 |
+
extension of \(\Z_p\); its splitting field and cubic resolvent are
|
| 908 |
+
unramified. Hence every prime dividing \(D_F\) divides \(D\).
|
| 909 |
+
For \(p>3\), a cubic algebra is tamely ramified and its discriminant
|
| 910 |
+
exponent is at most \(2\). At \(2\) and \(3\), the finitely many
|
| 911 |
+
local extensions of degree at most three have bounded discriminant
|
| 912 |
+
exponents \cite[Proposition~7.64 and Remark~7.65]{MilneANT}.
|
| 913 |
+
It follows that \(D_F\ll D^2\). The discriminant-index formula now
|
| 914 |
+
gives
|
| 915 |
+
\[
|
| 916 |
+
\Delta_F=D_F[R_F:C_F]^2\ll D^2d^{12}\le X^{28}.
|
| 917 |
+
\]
|
| 918 |
+
The containment \(d^2R_F\subset C_F\) also proves equality of the
|
| 919 |
+
local orders away from \(Dq\).
|
| 920 |
+
|
| 921 |
+
For the reverse inequality, we first explain why a projection
|
| 922 |
+
denominator controls \(\Disc(\OO)\). Write \(\operatorname{tr}\) for
|
| 923 |
+
matrix trace, put \(\mathscr E=\End_\Z(\OO)\), and let
|
| 924 |
+
\(\mathscr W_K\subset\End_\Q(K)\) be the rational subspace of
|
| 925 |
+
multiplication matrices. Its intersection
|
| 926 |
+
\(\mathscr L=\mathscr W_K\cap\mathscr E\) is saturated. It is
|
| 927 |
+
multiplication by \(\OO\): if \(\alpha\OO\subset\OO\), then
|
| 928 |
+
\(\alpha=\alpha\cdot1\in\OO\), and the converse follows because
|
| 929 |
+
\(\OO\) is a ring. The pairing
|
| 930 |
+
\((T,S)\mapsto\operatorname{tr}(TS)\) is unimodular on
|
| 931 |
+
\(\mathscr E\), since its matrix units are dual. Its restriction
|
| 932 |
+
to \(\mathscr W_K\) is the nondegenerate field trace pairing.
|
| 933 |
+
Let \(\mathcal E_K\) be the orthogonal projection onto
|
| 934 |
+
\(\mathscr W_K\).
|
| 935 |
+
|
| 936 |
+
For the restricted pairing one has
|
| 937 |
+
\begin{equation}
|
| 938 |
+
\mathcal E_K(\mathscr E)=\mathscr L^\vee.
|
| 939 |
+
\label{eq:ext-projected-dual}
|
| 940 |
+
\end{equation}
|
| 941 |
+
One inclusion follows by pairing a projected integral matrix with
|
| 942 |
+
\(\mathscr L\). Conversely, an integer functional on the primitive
|
| 943 |
+
sublattice \(\mathscr L\) extends to one on \(\mathscr E\).
|
| 944 |
+
Unimodularity represents the extension by an element of
|
| 945 |
+
\(\mathscr E\); its orthogonal projection represents the original
|
| 946 |
+
functional on \(\mathscr L\). Nondegeneracy identifies that
|
| 947 |
+
projection with the prescribed element of \(\mathscr L^\vee\).
|
| 948 |
+
Consequently, if a positive integer \(N\) satisfies
|
| 949 |
+
\(N\mathcal E_K(\mathscr E)\subset\mathscr E\), then
|
| 950 |
+
\[
|
| 951 |
+
\mathscr L^\vee\subset N^{-1}\mathscr L,\qquad
|
| 952 |
+
X^2=\Disc(\OO)=[\mathscr L^\vee:\mathscr L]\le N^4.
|
| 953 |
+
\]
|
| 954 |
+
It remains to produce the denominator \(N=2\Delta_F\).
|
| 955 |
+
|
| 956 |
+
Choose trace-dual bases \(a_i\) of \(C_F\) and \(b_i\) of \(C_F^\vee\),
|
| 957 |
+
where
|
| 958 |
+
\[
|
| 959 |
+
C_F^\vee=\{\beta\in F:\Tr_{F/\Q}(\beta C_F)\subset\Z\}.
|
| 960 |
+
\]
|
| 961 |
+
The adjugate of the trace Gram matrix gives
|
| 962 |
+
\(\Delta_F b_i\in C_F\). Define on \(\End_\Q(V)\)
|
| 963 |
+
\begin{equation}
|
| 964 |
+
\mathcal E_F(T)=\sum_{i=1}^3\rho(a_i)T\rho(b_i).
|
| 965 |
+
\label{eq:ext-centralizer-projection}
|
| 966 |
+
\end{equation}
|
| 967 |
+
For two embeddings \(\sigma,\tau\) of \(F\), the dual-basis identity is
|
| 968 |
+
\[
|
| 969 |
+
\sum_i\sigma(a_i)\tau(b_i)=
|
| 970 |
+
\begin{cases}1,&\sigma=\tau,\\0,&\sigma\ne\tau.\end{cases}
|
| 971 |
+
\]
|
| 972 |
+
Thus, after splitting, \(\mathcal E_F\) extracts exactly the three
|
| 973 |
+
diagonal blocks \(\End(V_b)\). It is the orthogonal projection
|
| 974 |
+
for the matrix trace pairing, and
|
| 975 |
+
\begin{equation}
|
| 976 |
+
\Delta_F\mathcal E_F(\End_\Z(L_V))\subset\End_\Z(L_V).
|
| 977 |
+
\label{eq:ext-centralizer-denominator}
|
| 978 |
+
\end{equation}
|
| 979 |
+
This denominator conclusion uses the trace-dual lattice only; it
|
| 980 |
+
does not require that lattice to be an invertible \(C_F\)-ideal.
|
| 981 |
+
|
| 982 |
+
We transfer this projection to matrices on \(K\) explicitly.
|
| 983 |
+
Let
|
| 984 |
+
\[
|
| 985 |
+
j(T)(v\wedge w)=Tv\wedge w+v\wedge Tw
|
| 986 |
+
\qquad(T\in\End_\Q(K)).
|
| 987 |
+
\]
|
| 988 |
+
There is a natural contraction
|
| 989 |
+
\(\mathfrak c:\End_\Q(\bigwedge^2K)\to\End_\Q(K)\).
|
| 990 |
+
For clarity, in a basis \(e_1,\ldots,e_4\) write
|
| 991 |
+
\[
|
| 992 |
+
S(e_j\wedge e_l)=\sum_{i<k}S^{ik}_{jl}e_i\wedge e_k\qquad(j<l),
|
| 993 |
+
\]
|
| 994 |
+
and extend these coefficients antisymmetrically in \(i,k\) and in
|
| 995 |
+
\(j,l\), with zero coefficients when either pair repeats. Then
|
| 996 |
+
\[
|
| 997 |
+
\mathfrak c(S)^i_j=\sum_{k=1}^4 S^{ik}_{jk}.
|
| 998 |
+
\]
|
| 999 |
+
This is the contraction of
|
| 1000 |
+
\(\bigwedge^2K\otimes\bigwedge^2K^\vee\) in one covariant and one
|
| 1001 |
+
contravariant index, so it is independent of the basis. Both \(j\)
|
| 1002 |
+
and \(\mathfrak c\) are integral in the \(\OO\) and exterior
|
| 1003 |
+
\(\OO\)-bases. Expanding their coefficients gives
|
| 1004 |
+
\begin{equation}
|
| 1005 |
+
\mathfrak c(j(T))=2T+\operatorname{tr}(T)\id_K.
|
| 1006 |
+
\label{eq:ext-contraction}
|
| 1007 |
+
\end{equation}
|
| 1008 |
+
Indeed an off-diagonal coefficient of \(T\) occurs for the two
|
| 1009 |
+
remaining indices \(k\); a diagonal coefficient gives
|
| 1010 |
+
\(\sum_{k\ne i}(T^i_i+T^k_k)=2T^i_i+\operatorname{tr}(T)\).
|
| 1011 |
+
|
| 1012 |
+
In embedding coordinates, an off-diagonal entry of \(j(T)\) changes
|
| 1013 |
+
one index of a two-element subset. Such subsets belong to distinct
|
| 1014 |
+
opposite-pair planes. It follows that
|
| 1015 |
+
\(\mathcal E_F(j(T))=j(\diag T)\) over the splitting field.
|
| 1016 |
+
Equation~\eqref{eq:ext-contraction} now proves the formula
|
| 1017 |
+
\begin{equation}
|
| 1018 |
+
\mathcal E_K(T)=
|
| 1019 |
+
\tfrac12\bigl(\mathfrak c(\mathcal E_F(j(T)))-\operatorname{tr}(T)\id_K\bigr)
|
| 1020 |
+
\label{eq:ext-multiplication-projection}
|
| 1021 |
+
\end{equation}
|
| 1022 |
+
for the projection defined above: its right side is \(\diag T\)
|
| 1023 |
+
over the splitting field. A Galois-equivariant diagonal tuple is
|
| 1024 |
+
the tuple of embeddings of an element of \(K\), so these diagonal
|
| 1025 |
+
matrices are precisely \(\mathscr W_K\). Diagonal extraction is
|
| 1026 |
+
orthogonal for matrix trace. Finally,
|
| 1027 |
+
Equation~\eqref{eq:ext-centralizer-denominator} and integrality of
|
| 1028 |
+
\(j\) and \(\mathfrak c\) give
|
| 1029 |
+
\[
|
| 1030 |
+
2\Delta_F\mathcal E_K(\End_\Z(\OO))\subset\End_\Z(\OO).
|
| 1031 |
+
\]
|
| 1032 |
+
Taking \(N=2\Delta_F\) in the preceding lattice bound gives
|
| 1033 |
+
\[
|
| 1034 |
+
X^2\le(2\Delta_F)^4.
|
| 1035 |
+
\]
|
| 1036 |
+
This is the lower inequality in Equation~\eqref{eq:ext-order-scale}.
|
| 1037 |
+
\end{proof}
|
| 1038 |
+
|
| 1039 |
+
For \(x\in L_{V,p}\) and \(\alpha\in C_{F,p}\),
|
| 1040 |
+
Equation~\eqref{eq:ext-polar-operator} gives two integral pairings:
|
| 1041 |
+
\[
|
| 1042 |
+
\Tr\Psi(x)=Q_V(x)\in\Z_p,\qquad
|
| 1043 |
+
2\Tr(\alpha\Psi(x))=B_V(\rho(\alpha)x,x)\in\Z_p.
|
| 1044 |
+
\]
|
| 1045 |
+
They remain integral after multiplying \(\Psi(x)\) by a \(\Z_p\)-unit.
|
| 1046 |
+
Thus the products pair integrally with the scalar \(1\) and with
|
| 1047 |
+
\(2C_{F,p}\). Define the order and its trace dual
|
| 1048 |
+
\[
|
| 1049 |
+
C_F^\sharp=\Z+2C_F,\qquad
|
| 1050 |
+
(C_F^\sharp)^\vee
|
| 1051 |
+
=\{z\in F:\Tr_{F/\Q}(zC_F^\sharp)\subset\Z\}.
|
| 1052 |
+
\]
|
| 1053 |
+
This trace dual gives the integral support for the additive count.
|
| 1054 |
+
The same support will bound the total depth of the unramified factors
|
| 1055 |
+
and prevent a nonzero real product coordinate from being too small.
|
| 1056 |
+
|
| 1057 |
+
\begin{lemma}[Trace-dual support and product size]
|
| 1058 |
+
\label{lem:ext-support}
|
| 1059 |
+
One has
|
| 1060 |
+
\begin{equation}
|
| 1061 |
+
[C_F:C_F^\sharp]=4,\qquad
|
| 1062 |
+
\Delta_F^\sharp:=\Disc(C_F^\sharp)=16\Delta_F\ll X^{28},
|
| 1063 |
+
\label{eq:ext-sharp-discriminant}
|
| 1064 |
+
\end{equation}
|
| 1065 |
+
and \(\Tr:(C_F^\sharp)^\vee\to\Z\) is onto.
|
| 1066 |
+
For \(p\notin S\), \(C_{F,p}^\sharp=(C_{F,p}^\sharp)^\vee=R_{F,p}\).
|
| 1067 |
+
For every prime \(p\), the density \(f_p^*\) on \(F_p^\times\) is
|
| 1068 |
+
supported on \((C_{F,p}^\sharp)^\vee\). Consequently
|
| 1069 |
+
\[
|
| 1070 |
+
M(z)>0\ \Longrightarrow\ z\in(C_F^\sharp)^\vee.
|
| 1071 |
+
\]
|
| 1072 |
+
The following stronger containment is used to average the majorant in
|
| 1073 |
+
Proposition~\ref{prop:ext-multiplicity-majorant}: if \(z\in F^\times\) is
|
| 1074 |
+
integral outside \(S\) and \(\prod_{p\in S}f_p^*(z)>0\), then
|
| 1075 |
+
\(z\in(C_F^\sharp)^\vee\).
|
| 1076 |
+
|
| 1077 |
+
Fix \(m\ne0\) and a bounded
|
| 1078 |
+
\(\Omega\subset\mathcal H_m\). Every
|
| 1079 |
+
\(z\in(C_F^\sharp)^\vee\cap\Omega\) satisfies
|
| 1080 |
+
\begin{align}
|
| 1081 |
+
&\Delta_F^\sharp z\in R_F,\qquad
|
| 1082 |
+
1\le|\Nm_{F/\Q}(\Delta_F^\sharp z)|\ll_\Omega X^{84},
|
| 1083 |
+
\label{eq:ext-norm-bound}\\
|
| 1084 |
+
&\prod_{p\notin S}p^{n_p(z)}
|
| 1085 |
+
\le|\Nm_{F/\Q}(\Delta_F^\sharp z)|,\qquad
|
| 1086 |
+
|z_b|\gg_\Omega X^{-84}\quad(b\in\mathcal B).
|
| 1087 |
+
\label{eq:ext-depth-coordinate-bound}
|
| 1088 |
+
\end{align}
|
| 1089 |
+
The constants are uniform in all arithmetic data and in the point
|
| 1090 |
+
of \(\Omega\).
|
| 1091 |
+
\end{lemma}
|
| 1092 |
+
|
| 1093 |
+
\begin{proof}
|
| 1094 |
+
Since \(C_F\) is an order, \(C_F\cap\Q=\Z\), so \(1\) is primitive
|
| 1095 |
+
in its lattice. A basis \(1,a_2,a_3\) of \(C_F\) gives the basis
|
| 1096 |
+
\(1,2a_2,2a_3\) of \(C_F^\sharp\). This proves the index and
|
| 1097 |
+
discriminant assertions in Equation~\eqref{eq:ext-sharp-discriminant}.
|
| 1098 |
+
The functional taking \(1\) to \(1\) and the other two basis vectors
|
| 1099 |
+
to \(0\) is represented in the trace dual. Hence trace from that
|
| 1100 |
+
dual is onto \(\Z\). Lemma~\ref{lem:ext-order-scale}, and \(2\in S\),
|
| 1101 |
+
give \(C_{F,p}^\sharp=R_{F,p}\) outside \(S\).
|
| 1102 |
+
|
| 1103 |
+
The two integrality identities preceding the lemma show that the
|
| 1104 |
+
law in Equation~\eqref{eq:ext-density-law} is supported on
|
| 1105 |
+
\((C_{F,p}^\sharp)^\vee\). For a contributing global pair, use its local
|
| 1106 |
+
representation \(z=u\Psi(x)\) and Equation~\eqref{eq:ext-fiber-action}
|
| 1107 |
+
to translate \(x\) into \(L_{V,p}\), adjusting \(u\) by the inverse
|
| 1108 |
+
norm of that unit. This proves local trace-dual membership
|
| 1109 |
+
at every prime. Intersecting the local lattices proves the stated
|
| 1110 |
+
global support. For the second support assertion, the density factors
|
| 1111 |
+
give this membership at \(p\in S\). At \(p\notin S\), the order is
|
| 1112 |
+
\(R_{F,p}\), whose trace pairing is unimodular because \(F_p\) is
|
| 1113 |
+
unramified; thus \(R_{F,p}^\vee=R_{F,p}\), and the assumed integrality
|
| 1114 |
+
gives membership there as well.
|
| 1115 |
+
|
| 1116 |
+
The adjugate of the trace Gram matrix of \(C_F^\sharp\) gives
|
| 1117 |
+
\(\Delta_F^\sharp(C_F^\sharp)^\vee\subset C_F^\sharp\subset R_F\).
|
| 1118 |
+
If \(z\in\Omega\), then \(\Tr z=m\ne0\), so \(z\ne0\); since \(F\)
|
| 1119 |
+
is a field, all its embeddings are nonzero. The norm
|
| 1120 |
+
\(\Nm(\Delta_F^\sharp z)\) is consequently a nonzero integer. The
|
| 1121 |
+
boundedness of \(\Omega\) and \(\Delta_F^\sharp\ll X^{28}\) give
|
| 1122 |
+
\[
|
| 1123 |
+
1\le|\Nm(\Delta_F^\sharp z)|
|
| 1124 |
+
=(\Delta_F^\sharp)^3\prod_{b\in\mathcal B}|z_b|
|
| 1125 |
+
\ll_\Omega X^{84}.
|
| 1126 |
+
\]
|
| 1127 |
+
At \(p\notin S\), \(z\) is integral and the local algebra is
|
| 1128 |
+
unramified. Hence
|
| 1129 |
+
\[
|
| 1130 |
+
n_p(z)\le\sum_{\mathfrak q\mid p}
|
| 1131 |
+
f_{\mathfrak q}v_{\mathfrak q}(z)
|
| 1132 |
+
\le v_p\bigl(\Nm(\Delta_F^\sharp z)\bigr).
|
| 1133 |
+
\]
|
| 1134 |
+
The product of these inequalities gives the depth bound because
|
| 1135 |
+
\(\Nm(\Delta_F^\sharp z)\) is an integer. Finally, if the coordinates of
|
| 1136 |
+
\(\Omega\) have absolute value at most \(B\), with \(B\ge1\), then
|
| 1137 |
+
for each \(b\)
|
| 1138 |
+
\[
|
| 1139 |
+
|z_b|=\frac{|\Nm(\Delta_F^\sharp z)|}
|
| 1140 |
+
{(\Delta_F^\sharp)^3\prod_{b'\ne b}|z_{b'}|}
|
| 1141 |
+
\ge\frac{1}{(\Delta_F^\sharp)^3 B^2}\gg_\Omega X^{-84}.
|
| 1142 |
+
\]
|
| 1143 |
+
This proves Equation~\eqref{eq:ext-depth-coordinate-bound}.
|
| 1144 |
+
\end{proof}
|
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/introduction.tex
ADDED
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|
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|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
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|
|
|
|
| 1 |
+
\section{Introduction}\label{sec:introduction}
|
| 2 |
+
|
| 3 |
+
Ideal classes in a totally real number field give compact orbits of a
|
| 4 |
+
diagonal group on a space of lattices. A natural arithmetic question is
|
| 5 |
+
whether the finite collections of orbits obtained in this way become
|
| 6 |
+
uniformly distributed as their discriminants grow. We prove this for the
|
| 7 |
+
complete packets attached to invertible ideals of every order in a primitive
|
| 8 |
+
totally real quartic field. The order may have arbitrarily large index in
|
| 9 |
+
the ring of integers.
|
| 10 |
+
|
| 11 |
+
Let
|
| 12 |
+
\[
|
| 13 |
+
X_4=\mathrm{SL}_4(\Z)\backslash\mathrm{SL}_4(\R)
|
| 14 |
+
\]
|
| 15 |
+
be the space of covolume-one row lattices in $\R^4$, and let $m_4$ be its
|
| 16 |
+
invariant probability measure. Put
|
| 17 |
+
\[
|
| 18 |
+
H_4=\{u\in\R^4:u_1+u_2+u_3+u_4=0\},\qquad
|
| 19 |
+
A_4=\{\diag(e^{u_1},e^{u_2},e^{u_3},e^{u_4}):u\in H_4\}.
|
| 20 |
+
\]
|
| 21 |
+
The group $A_4$ acts on $X_4$ by right multiplication. Its Haar measure
|
| 22 |
+
is $du_1\,du_2\,du_3$, with $u_4=-u_1-u_2-u_3$.
|
| 23 |
+
|
| 24 |
+
A quartic field $K$ is \emph{primitive} if it has no field strictly between
|
| 25 |
+
$\Q$ and $K$. Let $K$ be primitive and totally real, let $\OO\subseteq\OO_K$
|
| 26 |
+
be an order, and fix an ordering $\sigma=(\sigma_1,\ldots,\sigma_4)$ of its
|
| 27 |
+
real embeddings. Here an order is a full-rank subring containing $1$.
|
| 28 |
+
A fractional $\OO$-ideal $I$ is \emph{proper} if its multiplier order
|
| 29 |
+
$\{a\in K:aI\subseteq I\}$ is $\OO$, and it is \emph{invertible} if
|
| 30 |
+
$IJ=\OO$ for some fractional $\OO$-ideal $J$. The ordinary ideal class
|
| 31 |
+
group $\Pic(\OO)$ consists of proper invertible fractional $\OO$-ideals
|
| 32 |
+
modulo $I\sim aI$ for $a\in K^\times$.
|
| 33 |
+
|
| 34 |
+
For such an ideal put
|
| 35 |
+
\begin{equation}\label{eq:intro-lattice}
|
| 36 |
+
\Lambda_{I,\sigma}
|
| 37 |
+
=\covol(\sigma(I))^{-1/4}\sigma(I)\in X_4.
|
| 38 |
+
\end{equation}
|
| 39 |
+
A covolume-one lattice is represented here by any positively oriented
|
| 40 |
+
basis; two such bases differ by an element of $\mathrm{SL}_4(\Z)$.
|
| 41 |
+
Let $W_{\mathrm{all}}$ be the sixteen diagonal matrices with entries in
|
| 42 |
+
$\{1,-1\}$. Choose one ideal in each ordinary class and form the finite
|
| 43 |
+
set of distinct orbits
|
| 44 |
+
\[
|
| 45 |
+
\mathcal P_{\OO,\sigma}
|
| 46 |
+
=\{\Lambda_{I,\sigma}wA_4:I\text{ a class representative},\
|
| 47 |
+
w\in W_{\mathrm{all}}\}.
|
| 48 |
+
\]
|
| 49 |
+
A matrix in $W_{\mathrm{all}}$ acts on the underlying lattice, so a sign
|
| 50 |
+
matrix of determinant $-1$ also gives a point of $X_4$. Using all signs
|
| 51 |
+
makes the set independent of the chosen ordinary ideal representatives.
|
| 52 |
+
Every orbit is compact by the unit theorem; Section~\ref{sec:packets}
|
| 53 |
+
proves these assertions and describes the associated measure.
|
| 54 |
+
|
| 55 |
+
For an orbit $\mathcal Y\in\mathcal P_{\OO,\sigma}$, let $\nu_{\mathcal Y}$
|
| 56 |
+
be its invariant probability and let $\vol(\mathcal Y)$ be its volume for
|
| 57 |
+
the specified Haar measure. Define
|
| 58 |
+
\begin{equation}\label{eq:intro-measure}
|
| 59 |
+
\mu_{\OO,\sigma}
|
| 60 |
+
=\frac{\displaystyle\sum_{\mathcal Y\in\mathcal P_{\OO,\sigma}}
|
| 61 |
+
\vol(\mathcal Y)\nu_{\mathcal Y}}
|
| 62 |
+
{\displaystyle\sum_{\mathcal Y\in\mathcal P_{\OO,\sigma}}
|
| 63 |
+
\vol(\mathcal Y)}.
|
| 64 |
+
\end{equation}
|
| 65 |
+
Each distinct orbit occurs once in these sums.
|
| 66 |
+
|
| 67 |
+
\begin{theorem}\label{thm:main}
|
| 68 |
+
Let $(K_i,\OO_i,\sigma_i)$ be any sequence in which $K_i$ is a primitive
|
| 69 |
+
totally real quartic field, $\OO_i$ is an order in $K_i$, and $\sigma_i$ is
|
| 70 |
+
an ordering of its real embeddings. If $|\Disc(\OO_i)|\to\infty$, then
|
| 71 |
+
\[
|
| 72 |
+
\int_{X_4} f\,d\mu_{\OO_i,\sigma_i}
|
| 73 |
+
\longrightarrow \int_{X_4} f\,dm_4
|
| 74 |
+
\qquad\text{for every }f\in C_c(X_4).
|
| 75 |
+
\]
|
| 76 |
+
There is no escape of mass: for every $\varepsilon>0$ there is a compact
|
| 77 |
+
$\mathcal K\subset X_4$ such that
|
| 78 |
+
$\mu_{\OO_i,\sigma_i}(\mathcal K)\ge1-\varepsilon$ for all sufficiently
|
| 79 |
+
large $i$.
|
| 80 |
+
\end{theorem}
|
| 81 |
+
|
| 82 |
+
In particular, the field may remain fixed while the order index tends to
|
| 83 |
+
infinity. The packet in Theorem~\ref{thm:main} uses every class in
|
| 84 |
+
$\Pic(\OO)$, so its ideals are locally free of rank one over the specified
|
| 85 |
+
order. The proof uses this complete class average in both of its counting
|
| 86 |
+
arguments.
|
| 87 |
+
|
| 88 |
+
\subsection{History and context}
|
| 89 |
+
|
| 90 |
+
For real quadratic fields, compact diagonal orbits are closed geodesics on
|
| 91 |
+
the modular surface. Linnik's ergodic method and Skubenko's theorem for
|
| 92 |
+
positive discriminants established arithmetic distribution under the
|
| 93 |
+
condition $\left(\frac d p\right)=1$ for the discriminant $d$ at a fixed
|
| 94 |
+
odd prime $p$ \cite{Linnik1968,Skubenko1962}.
|
| 95 |
+
Using Iwaniec's estimates for half-integral weight forms \cite{Iwaniec1987},
|
| 96 |
+
Duke removed that restriction for the geodesic collections associated with
|
| 97 |
+
positive fundamental discriminants \cite[Theorem~1]{Duke1988}.
|
| 98 |
+
Chelluri extended the corresponding statement to the unit tangent bundle,
|
| 99 |
+
as recorded in \cite[Section~1.2, p.~253]{ELMV2012}.
|
| 100 |
+
Einsiedler, Lindenstrauss, Michel, and Venkatesh later gave a proof using
|
| 101 |
+
entropy for all positive nonsquare order discriminants
|
| 102 |
+
\cite[Theorem~2.3]{ELMV2012}.
|
| 103 |
+
|
| 104 |
+
In higher degree the diagonal group has higher rank, and the arithmetic
|
| 105 |
+
packets lie in spaces of higher-dimensional lattices. Einsiedler,
|
| 106 |
+
Lindenstrauss, Michel, and Venkatesh developed the discriminant and volume
|
| 107 |
+
framework connecting separation of periodic torus orbits to entropy
|
| 108 |
+
\cite{ELMV2009}. Their cubic theorem proves equidistribution of packets
|
| 109 |
+
that include those arising from nonmaximal totally real cubic orders
|
| 110 |
+
\cite[Theorem~1.4]{ELMV2011}. The local homothety class of a lattice is
|
| 111 |
+
part of their packet data; a multiplier order alone need not specify it
|
| 112 |
+
\cite[Section~5.5]{ELMV2011}. Their higher-dimensional discussion also
|
| 113 |
+
identifies the possibility of proper intermediate homogeneous limits
|
| 114 |
+
\cite[Section~1.6.3]{ELMV2011}. The theorem of Einsiedler, Katok, and
|
| 115 |
+
Lindenstrauss makes a diagonal-ergodic probability with positive entropy
|
| 116 |
+
homogeneous \cite[Theorem~1.3]{EKL2006}; in prime dimension at least three
|
| 117 |
+
its homogeneous conclusion is already Haar \cite[Corollary~1.4]{EKL2006}.
|
| 118 |
+
|
| 119 |
+
For each fixed prime $p\ge5$, Lemke Oliver, Thorner, and Zaman proved
|
| 120 |
+
equidistribution for the orbit collections attached to orders in totally
|
| 121 |
+
real degree-$p$ fields as the order discriminant grows, outside an
|
| 122 |
+
exceptional set containing $O_{p,\varepsilon}(Q^\varepsilon)$ fields of
|
| 123 |
+
field discriminant at most $Q$ \cite[Theorem~2.3]{LOTZ2024}.
|
| 124 |
+
The separate preprint \cite[Theorem~1.1]{PrimeDegreePackets} treats every
|
| 125 |
+
packet in each fixed prime degree at least five and permits arbitrary local module types.
|
| 126 |
+
We adapt its ordinary-vector method in the argument below.
|
| 127 |
+
For quartic packets, Khayutin obtained entropy bounds for probability
|
| 128 |
+
weak-$*$ limits of maximal-order packet measures with two-transitive Galois
|
| 129 |
+
groups, including the primitive quartic types $\mathfrak A_4$ and $S_4$
|
| 130 |
+
\cite[Theorem~1.1]{Khayutin2019Tori}. Wieser and Yang obtain entropy bounds
|
| 131 |
+
for certain maximal-order quartic packets whose fields have a quadratic
|
| 132 |
+
subfield, under further hypotheses \cite{WieserYang2026}. The present
|
| 133 |
+
argument must establish tightness and positive entropy in almost every
|
| 134 |
+
diagonal-ergodic component for arbitrary orders, and then exclude the
|
| 135 |
+
proper homogeneous limits allowed in degree four.
|
| 136 |
+
|
| 137 |
+
The arithmetic use of a sieve to rule out intermediate algebraic limits
|
| 138 |
+
has a precedent in Khayutin's work on joint distributions of CM points
|
| 139 |
+
\cite{Khayutin2019CM}. Local Fourier analysis for nonmaximal orders already
|
| 140 |
+
appears in the cubic work of Einsiedler, Lindenstrauss, Michel, and Venkatesh
|
| 141 |
+
\cite[Proposition~9.9]{ELMV2011}. Here the object being transformed is a
|
| 142 |
+
specific quadratic product map on an exterior lattice. The resulting
|
| 143 |
+
estimate controls arbitrary conductor depth in a cubic-resolvent count,
|
| 144 |
+
before the remaining multiplicative weights are inserted by a sieve.
|
| 145 |
+
|
| 146 |
+
\subsection{The two counts and the conductor estimate}
|
| 147 |
+
|
| 148 |
+
Write
|
| 149 |
+
\[
|
| 150 |
+
\begin{gathered}
|
| 151 |
+
R=\OO_K,\qquad D=|\Disc(K)|,\qquad q=[R:\OO],\\
|
| 152 |
+
X=q\sqrt D=\sqrt{|\Disc(\OO)|},\qquad
|
| 153 |
+
\kappa=\Res_{s=1}\zeta_K(s).
|
| 154 |
+
\end{gathered}
|
| 155 |
+
\]
|
| 156 |
+
We also write $a_K(n)$ for the number of nonzero integral $R$-ideals of
|
| 157 |
+
norm $n$. Both counting arguments preserve the factor $\sqrt D\,\kappa$
|
| 158 |
+
that normalizes the packet after its finite local labels are averaged.
|
| 159 |
+
|
| 160 |
+
Sections~\ref{sec:packets} and~\ref{sec:ordinary} treat ordinary lattice
|
| 161 |
+
vectors. An invertible $\OO$-ideal is locally a unit translate of $\OO$
|
| 162 |
+
inside a maximal-order ideal. Averaging those translates gives an exact
|
| 163 |
+
unfolding into a weighted sum over integral $R$-ideals. A local moment
|
| 164 |
+
bound controls the order index, while Stark's exceptional-zero result and
|
| 165 |
+
the absence of a quadratic subfield retain the residue $\kappa$ in the
|
| 166 |
+
ideal count. Counting short vectors proves tightness. Counting vectors
|
| 167 |
+
in boxes away from the coordinate hyperplanes gives an $O(r^4)$ bound for
|
| 168 |
+
radius-$r$ neighborhoods in $X_4$, uniformly on each compact set of centers
|
| 169 |
+
in every probability limit. For a diagonal flow with distinct weights,
|
| 170 |
+
a two-sided tube is covered by $O(r^{-3})$ such neighborhoods with centers
|
| 171 |
+
in a fixed compact enlargement, where $r$ decreases exponentially with the
|
| 172 |
+
tube length. The resulting exponential decay also holds for normalized
|
| 173 |
+
averages over sets of $A_4$-ergodic components with positive measure,
|
| 174 |
+
because they are dominated by a multiple of the limit measure. This forces
|
| 175 |
+
positive entropy in almost every component.
|
| 176 |
+
|
| 177 |
+
Section~\ref{sec:rigidity} applies measure classification and identifies
|
| 178 |
+
the remaining obstruction. A proper positive-entropy component has two
|
| 179 |
+
coordinate blocks of dimension two. Each lattice in its supporting orbit
|
| 180 |
+
then has a vector in its exterior square supported on the two opposite
|
| 181 |
+
coordinates $ij$ and $kl$, with both coefficients nonzero. There are three
|
| 182 |
+
choices of the partition $ij|kl$.
|
| 183 |
+
|
| 184 |
+
For an exterior vector $v=(v_{ij})_{i<j}$, the positive diagonal action
|
| 185 |
+
preserves the three signed products
|
| 186 |
+
\[
|
| 187 |
+
(v_{12}v_{34},\,-v_{13}v_{24},\,v_{14}v_{23}).
|
| 188 |
+
\]
|
| 189 |
+
Their sum is an integer on the exterior square of a unimodular lattice.
|
| 190 |
+
For the arithmetic lattices in our packets, Section~\ref{sec:exterior}
|
| 191 |
+
places the products in the three embeddings of a cubic resolvent field
|
| 192 |
+
$F$. Fixing their sum at a nonzero integer $m$ puts them on a trace-$m$
|
| 193 |
+
plane. If the four exterior coordinates outside $ij,kl$ have size at most
|
| 194 |
+
$r$, two product coordinates have size at most $r^2$. Thus the geometric
|
| 195 |
+
obstruction is tested by a rectangle of area $O(r^4)$ on that plane.
|
| 196 |
+
Theorem~\ref{thm:exterior-count} supplies the corresponding arithmetic
|
| 197 |
+
rectangle bound, with the multiplicity of every product and the packet
|
| 198 |
+
normalization included.
|
| 199 |
+
|
| 200 |
+
The main new work lies in proving that bound uniformly in $\OO$. At primes
|
| 201 |
+
dividing $Dq$, the difficult local factors in the multiplicity are given by
|
| 202 |
+
the density of the pushforward of Haar measure on the exterior square of the
|
| 203 |
+
order lattice, with a unit scalar, under the quadratic product map.
|
| 204 |
+
Its exact fiber measure accounts for ramification and for the order index.
|
| 205 |
+
An element of $F$ acts on each opposite-coordinate plane by the value of the
|
| 206 |
+
corresponding real embedding; the resulting action descends to the rational
|
| 207 |
+
exterior space $\bigwedge^2_{\Q}K$. The elements preserving
|
| 208 |
+
$\bigwedge^2_{\Z}\OO$ form an order $C_F$. Its discriminant is bounded
|
| 209 |
+
below by a fixed positive power of $X$ and above by a fixed power of $X$,
|
| 210 |
+
even if the field $F$ remains fixed.
|
| 211 |
+
|
| 212 |
+
Section~\ref{sec:local-fourier} analyzes these densities through their
|
| 213 |
+
quadratic Fourier transforms. Denominator ideals organize the frequencies;
|
| 214 |
+
the stabilizer order controls the decay of the Fourier coefficients and the
|
| 215 |
+
support and size of the corresponding inverse transforms. The local proof
|
| 216 |
+
is expressed in terms of the quadratic lattice, its action by a cubic
|
| 217 |
+
\'etale algebra, and its stabilizer order, a formulation suitable for
|
| 218 |
+
analogous cubic-resolvent counts. In Section~\ref{sec:additive}, Poisson
|
| 219 |
+
summation gives the trace density from scalar frequencies. Complementary
|
| 220 |
+
estimates control the total nonscalar contribution using discriminant
|
| 221 |
+
separation, bounds for the Fourier and inverse transforms, and congruences
|
| 222 |
+
supplied by inverse quadratic forms. The estimate is uniform for small
|
| 223 |
+
residue moduli and for shrinking rectangles.
|
| 224 |
+
|
| 225 |
+
At the remaining primes, elementary valuation records give a local factor
|
| 226 |
+
with mean $1+(a_K(p)-1)/p+O(p^{-2})$. Section~\ref{sec:sieve} averages
|
| 227 |
+
these factors by a weighted Selberg sieve. The subtraction of $1$ in the
|
| 228 |
+
local mean removes the logarithm in the prime-sum bound, leaving $\kappa$.
|
| 229 |
+
Finally, Section~\ref{sec:conclusion} unfolds exterior vectors along the
|
| 230 |
+
diagonal group. The fiber lengths are logarithmic and summable over the
|
| 231 |
+
rectangles above. The resulting $O(r^4)$ bound excludes every proper
|
| 232 |
+
homogeneous component and proves Theorem~\ref{thm:main}.
|
| 233 |
+
|
| 234 |
+
\subsection{Conventions}
|
| 235 |
+
|
| 236 |
+
The notation $\Nm_{E/k}$ denotes the algebraic field norm. Ideal norms
|
| 237 |
+
$\Nm(\mathfrak a)$ are positive absolute norms, extended multiplicatively
|
| 238 |
+
to fractional ideals; absolute values are written explicitly for field
|
| 239 |
+
norms when needed. For a rational prime $p$,
|
| 240 |
+
a subscript $p$ denotes tensoring a field with $\Q_p$ or a lattice with
|
| 241 |
+
$\Z_p$. For a prime $\mathfrak p$ or $\mathfrak q$ of a local field we use
|
| 242 |
+
the integer valuation with value $1$ on a uniformizer, and write $e$ and $f$
|
| 243 |
+
for its ramification index and residue degree. A normalized extension of
|
| 244 |
+
$v_p$ has $v_p(p)=1$, and $|p|_p=p^{-1}$. Ideal norms include the residue
|
| 245 |
+
degrees. We use $\mathfrak p$ for primes of $K$ and $\mathfrak q$ for primes
|
| 246 |
+
of $F$ when the two occur together.
|
| 247 |
+
|
| 248 |
+
All logarithms are natural, and $\log_+t=\max(0,\log t)$ for $t>0$.
|
| 249 |
+
An upper bound $X^{o(1)}$ means $O_\eta(X^\eta)$ for every fixed $\eta>0$.
|
| 250 |
+
Unless stated otherwise, constants are uniform in $K$, $\OO$, and the
|
| 251 |
+
ordering of the embeddings. In the exterior estimates a nonzero trace $m$
|
| 252 |
+
and a bounded real region are fixed before $X$ tends to infinity; permitted
|
| 253 |
+
dependence on them is stated in the relevant results.
|
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/local-fourier.tex
ADDED
|
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|
| 1 |
+
\section{Local Fourier estimates}\label{sec:local-fourier}
|
| 2 |
+
|
| 3 |
+
The exterior multiplicity bound in Section~\ref{sec:exterior} uses an
|
| 4 |
+
additive density at each prime in $S$. We now estimate its Fourier transform.
|
| 5 |
+
Scalar frequencies detect only the trace and have an exact, order-independent
|
| 6 |
+
value. For the remaining frequencies we record both decay and the support of
|
| 7 |
+
the inverse transform on a fixed denominator shell. The support is needed
|
| 8 |
+
because the denominator at a prime dividing the order index can be arbitrarily
|
| 9 |
+
large.
|
| 10 |
+
|
| 11 |
+
\subsection{Quadratic data and the trace marginal}
|
| 12 |
+
|
| 13 |
+
Fix a rational prime $p$. We first specify the local hypotheses used in the
|
| 14 |
+
argument. Let
|
| 15 |
+
\[
|
| 16 |
+
E=\prod_{\nu=1}^r E_\nu,\qquad R_E=\prod_{\nu=1}^r R_\nu
|
| 17 |
+
\]
|
| 18 |
+
be a cubic \'etale $\Q_p$-algebra and its maximal order. Here $E_\nu$ is a
|
| 19 |
+
field, $R_\nu$ is its integer ring, and $r\le3$. Write
|
| 20 |
+
$\mathfrak q_\nu=(\pi_\nu)$ for the maximal ideal of $R_\nu$,
|
| 21 |
+
$v_\nu(\pi_\nu)=1$, $e_\nu=v_\nu(p)$, and
|
| 22 |
+
$q_\nu=|R_\nu/\mathfrak q_\nu|=p^{f_\nu}$. Thus
|
| 23 |
+
\[
|
| 24 |
+
\sum_\nu e_\nu f_\nu=3,
|
| 25 |
+
\qquad |\Nm_{E_\nu/\Q_p}a|_p=q_\nu^{-v_\nu(a)}.
|
| 26 |
+
\]
|
| 27 |
+
Let $\mathfrak d_\nu=\mathfrak q_\nu^{d_\nu}$ be the different of
|
| 28 |
+
$E_\nu/\Q_p$, and put $\mathfrak d_E=\prod_\nu\mathfrak d_\nu$.
|
| 29 |
+
|
| 30 |
+
Let $W$ be a free $E$-module of rank two, with its unital action denoted by
|
| 31 |
+
$\rho:E\longrightarrow\End_{\Q_p}(W)$. Suppose that $B$ is a nondegenerate
|
| 32 |
+
symmetric $\Q_p$-bilinear form satisfying
|
| 33 |
+
\[
|
| 34 |
+
B(\rho(a)x,y)=B(x,\rho(a)y)\qquad(a\in E,\ x,y\in W).
|
| 35 |
+
\]
|
| 36 |
+
Let $L$ be a full $\Z_p$-lattice in $W$ which is self-dual for $B$:
|
| 37 |
+
\[
|
| 38 |
+
L=\{y\in W:B(y,L)\subset\Z_p\}.
|
| 39 |
+
\]
|
| 40 |
+
Assume also that $Q_1(x)=B(x,x)/2$ is integral on $L$. For the scalar
|
| 41 |
+
calculation we shall use the stronger property that in some integral
|
| 42 |
+
coordinates on $L$,
|
| 43 |
+
\begin{equation}\label{eq:fourier-split-form}
|
| 44 |
+
Q_1(x_1,y_1,x_2,y_2,x_3,y_3)
|
| 45 |
+
=x_1y_1-x_2y_2+x_3y_3.
|
| 46 |
+
\end{equation}
|
| 47 |
+
The division by $2$ takes place in $\Q_p$. Equation~\eqref{eq:fourier-split-form}
|
| 48 |
+
asserts the required integrality also when $p=2$. The shell estimates below
|
| 49 |
+
use only $Q_1(L)\subset\Z_p$; the exact split expression is used for the
|
| 50 |
+
scalar marginal.
|
| 51 |
+
|
| 52 |
+
For $a\in E$, set $Q_a(x)=B(\rho(a)x,x)/2$. The nondegenerate trace pairing
|
| 53 |
+
on $E$ determines a unique quadratic map $\Psi_E:W\longrightarrow E$ by
|
| 54 |
+
\begin{equation}\label{eq:fourier-polar-identity}
|
| 55 |
+
\Tr_{E/\Q_p}(a\Psi_E(x))=Q_a(x)
|
| 56 |
+
=\frac12 B(\rho(a)x,x)\qquad(a\in E).
|
| 57 |
+
\end{equation}
|
| 58 |
+
Define the stabilizer order and the auxiliary order
|
| 59 |
+
\[
|
| 60 |
+
\mathcal C_L=\{a\in E:\rho(a)L\subset L\},
|
| 61 |
+
\qquad \mathcal C_L^\sharp=\Z_p+2\mathcal C_L.
|
| 62 |
+
\]
|
| 63 |
+
Indeed $\mathcal C_L$ is an order in $R_E$. It is a subring containing $1$,
|
| 64 |
+
and a sufficiently large power of $p$ times $R_E$ preserves $L$. Conversely,
|
| 65 |
+
an element preserving $L$ satisfies the monic characteristic polynomial of
|
| 66 |
+
its integral matrix on $L$. The action is faithful, so the element is
|
| 67 |
+
integral over $\Z_p$ and belongs to $R_E$.
|
| 68 |
+
|
| 69 |
+
In the application, $E=F_p$, $W=V_p$, $L=L_{V,p}$, $B=B_V$, and
|
| 70 |
+
$\mathcal C_L=C_{F,p}$. Lemma~\ref{lem:ext-quadratic-structure} supplies
|
| 71 |
+
all the stated hypotheses and identifies $\Psi_E$ with the base change of
|
| 72 |
+
$\Psi$. We use the abstract notation temporarily to include every product
|
| 73 |
+
algebra and every ramification type in one argument.
|
| 74 |
+
|
| 75 |
+
Choose an additive character $\psi_p$ of $\Q_p$ with conductor $\Z_p$.
|
| 76 |
+
We give $W$ the self-dual Haar measure for $(x,y)\mapsto\psi_p(B(x,y))$;
|
| 77 |
+
it gives $L$ mass $1$. On $E$ use the self-dual measure for
|
| 78 |
+
$(A,z)\mapsto\psi_p(\Tr_{E/\Q_p}(Az))$, denoted by $dz$ or $dA$ according
|
| 79 |
+
to the variable. If $\mathfrak a$ is a fractional $R_E$-ideal, its
|
| 80 |
+
annihilator for this pairing is
|
| 81 |
+
$\mathfrak a^\perp=\mathfrak a^{-1}\mathfrak d_E^{-1}$. In particular
|
| 82 |
+
\begin{equation}\label{eq:fourier-self-dual-volume}
|
| 83 |
+
\vol(R_E)=\prod_\nu q_\nu^{-d_\nu/2}\le1.
|
| 84 |
+
\end{equation}
|
| 85 |
+
To see the normalization, $R_E^\perp=\mathfrak d_E^{-1}$ and
|
| 86 |
+
$\vol(R_E)\vol(R_E^\perp)=1$, whereas
|
| 87 |
+
$[\mathfrak d_E^{-1}:R_E]=\prod_\nu q_\nu^{d_\nu}$.
|
| 88 |
+
For $E=F_p$, Equation~\eqref{eq:fourier-self-dual-volume} reads
|
| 89 |
+
$\vol(R_{F,p})=|D_F|_p^{1/2}$.
|
| 90 |
+
|
| 91 |
+
Let $\mu_p$ be the law of
|
| 92 |
+
\begin{equation}\label{eq:fourier-density-law}
|
| 93 |
+
u\Psi_E(x),\qquad x\in L\text{ with additive probability},
|
| 94 |
+
\qquad u\in\Z_p^\times\text{ with Haar probability},
|
| 95 |
+
\end{equation}
|
| 96 |
+
with $x$ and $u$ independent. This is the law defining $f_p^*$ in
|
| 97 |
+
Lemma~\ref{lem:ext-density}. The following regularity fact specifies the
|
| 98 |
+
version of that density which we shall invert pointwise.
|
| 99 |
+
|
| 100 |
+
\begin{lemma}\label{lem:fourier-density}
|
| 101 |
+
The measure $\mu_p$ has a density $f_p^*$ with respect to $dz$. It has a
|
| 102 |
+
finite locally constant version at every $z=(z_\nu)\in E$ with
|
| 103 |
+
$z_\nu\ne0$ for all $\nu$. This version vanishes outside
|
| 104 |
+
\[
|
| 105 |
+
(\mathcal C_L^\sharp)^\vee
|
| 106 |
+
=\{z\in E:\Tr_{E/\Q_p}(z\mathcal C_L^\sharp)\subset\Z_p\}.
|
| 107 |
+
\]
|
| 108 |
+
In particular $\Tr_{E/\Q_p}(u\Psi_E(x))\in\Z_p$ on the domain of
|
| 109 |
+
Equation~\eqref{eq:fourier-density-law}.
|
| 110 |
+
\end{lemma}
|
| 111 |
+
|
| 112 |
+
\begin{proof}
|
| 113 |
+
Define an $E$-valued bilinear form $b_E$ by
|
| 114 |
+
\[
|
| 115 |
+
\Tr_{E/\Q_p}(a b_E(x,y))=B(\rho(a)x,y)\qquad(a\in E).
|
| 116 |
+
\]
|
| 117 |
+
Self-adjointness of the action makes $b_E$ symmetric and $E$-bilinear.
|
| 118 |
+
It is nondegenerate because $B$ is nondegenerate. Equation~\eqref{eq:fourier-polar-identity}
|
| 119 |
+
then gives $\Psi_E(x)=b_E(x,x)/2$ and
|
| 120 |
+
$d\Psi_{E,x}(h)=b_E(x,h)$. On the $\nu$-th field factor, a nonzero
|
| 121 |
+
component of $\Psi_E(x)$ implies that the component $x_\nu$ of $x$ is
|
| 122 |
+
nonzero. The nondegenerate form on the rank-two $E_\nu$-space makes
|
| 123 |
+
$h_\nu\mapsto b_E(x_\nu,h_\nu)$ a nonzero, hence onto, $E_\nu$-linear
|
| 124 |
+
functional. It follows that $\Psi_E$ is a $\Q_p$-submersion at every
|
| 125 |
+
preimage of an output with nonzero components. Multiplication by a unit
|
| 126 |
+
$u$ is invertible on $E$, so the map $(x,u)\mapsto u\Psi_E(x)$ is a
|
| 127 |
+
submersion at the same points.
|
| 128 |
+
|
| 129 |
+
For each $\nu$ the polynomial $\Psi_{E,\nu}$ is nonzero: a nondegenerate
|
| 130 |
+
symmetric form in characteristic zero has a nonzero quadratic form. Choose
|
| 131 |
+
a nonzero $\Q_p$-coordinate polynomial of this component. Its zero set in
|
| 132 |
+
the open lattice $L$ has Haar measure zero, by the usual one-variable root
|
| 133 |
+
bound followed by induction and Fubini. Off the union of
|
| 134 |
+
these null sets, the local submersion theorem gives absolute continuity of
|
| 135 |
+
the pushforward. For a fixed output with nonzero components, its preimage
|
| 136 |
+
in the compact set $L\times\Z_p^\times$ is compact. Cover this preimage
|
| 137 |
+
by finitely many compact-open submersion charts, refined to disjoint
|
| 138 |
+
compact-open pieces within those charts. The image of the remaining compact
|
| 139 |
+
set avoids a sufficiently small neighborhood of the output. After shrinking
|
| 140 |
+
that neighborhood, integration in the fiber coordinates of the pieces gives
|
| 141 |
+
a finite constant density on it. This proves the asserted
|
| 142 |
+
pointwise version, including value zero when the neighborhood misses the
|
| 143 |
+
image.
|
| 144 |
+
|
| 145 |
+
Finally, for $c\in\mathcal C_L$ and $r\in\Z_p$,
|
| 146 |
+
\[
|
| 147 |
+
\Tr_{E/\Q_p}((r+2c)\Psi_E(x))
|
| 148 |
+
=rQ_1(x)+B(\rho(c)x,x)\in\Z_p\qquad(x\in L).
|
| 149 |
+
\]
|
| 150 |
+
Multiplication by $u\in\Z_p^\times$ preserves this inclusion. The image
|
| 151 |
+
of the compact domain is therefore contained in the displayed trace dual,
|
| 152 |
+
which proves the support and trace assertions.
|
| 153 |
+
\end{proof}
|
| 154 |
+
|
| 155 |
+
We use the Fourier convention
|
| 156 |
+
\[
|
| 157 |
+
\widehat f(A)=\int_E f(z)\psi_p(\Tr_{E/\Q_p}(Az))\,dz,
|
| 158 |
+
\qquad
|
| 159 |
+
\check g(z)=\int_E g(A)\psi_p(-\Tr_{E/\Q_p}(Az))\,dA.
|
| 160 |
+
\]
|
| 161 |
+
The transform of the measure in Equation~\eqref{eq:fourier-density-law} is
|
| 162 |
+
\begin{equation}\label{eq:fourier-gamma}
|
| 163 |
+
\gamma_p(A)=\widehat{f_p^*}(A)
|
| 164 |
+
=\E_{u\in\Z_p^\times}\int_L\psi_p(uQ_A(x))\,dx.
|
| 165 |
+
\end{equation}
|
| 166 |
+
|
| 167 |
+
\begin{lemma}[The scalar trace density]\label{lem:fourier-scalar-density}
|
| 168 |
+
Suppose that the integral scalar form is exactly
|
| 169 |
+
$Q_1=x_1y_1-x_2y_2+x_3y_3$ as in
|
| 170 |
+
Equation~\eqref{eq:fourier-split-form}. Regard $a\in\Q_p$ as a scalar in
|
| 171 |
+
$E$. In the quartic application this scalar form is $Q_1=Q_V$. Then, for
|
| 172 |
+
every prime $p$, including $p=2$,
|
| 173 |
+
\begin{equation}\label{eq:fourier-scalar-coefficients}
|
| 174 |
+
\gamma_p(a)=
|
| 175 |
+
\begin{cases}
|
| 176 |
+
1,&a\in\Z_p,\\
|
| 177 |
+
p^{-3k},&v_p(a)=-k<0.
|
| 178 |
+
\end{cases}
|
| 179 |
+
\end{equation}
|
| 180 |
+
The trace of the law in Equation~\eqref{eq:fourier-density-law} has density
|
| 181 |
+
$d_p(t)\mathbf1_{\Z_p}(t)$ for additive measure giving $\Z_p$ mass $1$.
|
| 182 |
+
This density is continuous on $\Z_p$ and satisfies
|
| 183 |
+
\begin{equation}\label{eq:fourier-scalar-density-bound}
|
| 184 |
+
|d_p(t)-1|\le\frac1{p(p+1)}\qquad(t\in\Z_p).
|
| 185 |
+
\end{equation}
|
| 186 |
+
In particular $5/6\le d_p(t)\le7/6$, and for every finite set of primes
|
| 187 |
+
$S$ and every choice $t_p\in\Z_p$,
|
| 188 |
+
\[
|
| 189 |
+
\prod_{p\in S}d_p(t_p)\asymp1
|
| 190 |
+
\]
|
| 191 |
+
with absolute upper and lower constants.
|
| 192 |
+
\end{lemma}
|
| 193 |
+
|
| 194 |
+
\begin{proof}
|
| 195 |
+
For fixed $u\in\Z_p^\times$ and $v_p(a)=-k<0$, integration in the second
|
| 196 |
+
coordinate gives
|
| 197 |
+
\[
|
| 198 |
+
\int_{\Z_p^2}\psi_p(ua xy)\,dx\,dy
|
| 199 |
+
=\int_{\Z_p}\mathbf1_{\{ua x\in\Z_p\}}\,dx=p^{-k}.
|
| 200 |
+
\]
|
| 201 |
+
For $a\in\Z_p$ the integral is $1$. The sign of $a$ has no effect, so the
|
| 202 |
+
three independent pairs in Equation~\eqref{eq:fourier-split-form} give
|
| 203 |
+
Equation~\eqref{eq:fourier-scalar-coefficients}, even before averaging $u$.
|
| 204 |
+
This calculation uses the integral split expression and does not divide by
|
| 205 |
+
$2$ in $\Z_p$.
|
| 206 |
+
|
| 207 |
+
The scalar coefficient is the Fourier coefficient of the trace law, since
|
| 208 |
+
$\Tr(a z)=a\Tr(z)$. That law is supported on $\Z_p$ by
|
| 209 |
+
Lemma~\ref{lem:fourier-density}. The character group of $\Z_p$ is
|
| 210 |
+
$\Q_p/\Z_p$, and it has $p^k-p^{k-1}$ characters of exact denominator
|
| 211 |
+
$p^k$. Hence its nonconstant Fourier coefficients have total absolute sum
|
| 212 |
+
\[
|
| 213 |
+
\sum_{k\ge1}(p^k-p^{k-1})p^{-3k}
|
| 214 |
+
=\frac{1-p^{-1}}{p^2-1}=\frac1{p(p+1)}.
|
| 215 |
+
\]
|
| 216 |
+
Fourier inversion on the compact group $\Z_p$ is therefore uniformly
|
| 217 |
+
convergent and gives the continuous density and
|
| 218 |
+
Equation~\eqref{eq:fourier-scalar-density-bound}. The lower bound is
|
| 219 |
+
positive at every prime, and $\sum_p1/(p(p+1))<\infty$. Taking logarithms
|
| 220 |
+
of the upper and lower bounds proves the last assertion.
|
| 221 |
+
\end{proof}
|
| 222 |
+
|
| 223 |
+
\subsection{Denominator shells and quadratic transformation}
|
| 224 |
+
|
| 225 |
+
For $A=(A_\nu)\in E$, its denominator ideal is
|
| 226 |
+
\[
|
| 227 |
+
\mathfrak h_p(A)=\prod_\nu\mathfrak q_\nu^{h_\nu(A)},\qquad
|
| 228 |
+
h_\nu(A)=\max\{0,-v_\nu(A_\nu)\},
|
| 229 |
+
\]
|
| 230 |
+
where $v_\nu(0)=+\infty$. For an integral $R_E$-ideal
|
| 231 |
+
$\mathfrak h_p=\prod_\nu\mathfrak q_\nu^{h_\nu}$, its shell is thus
|
| 232 |
+
\[
|
| 233 |
+
\mathscr S_{\mathfrak h_p}
|
| 234 |
+
=\prod_{h_\nu=0}R_\nu\ \times\!
|
| 235 |
+
\prod_{h_\nu>0}\pi_\nu^{-h_\nu}R_\nu^\times.
|
| 236 |
+
\]
|
| 237 |
+
The integral components of a shell may be zero. Define
|
| 238 |
+
\begin{equation}\label{eq:fourier-shell-indices}
|
| 239 |
+
H_p=\Nm(\mathfrak h_p)=\prod_\nu q_\nu^{h_\nu},\qquad
|
| 240 |
+
p^{g_p}=[\mathfrak h_p:\mathfrak h_p\cap\mathcal C_L].
|
| 241 |
+
\end{equation}
|
| 242 |
+
The shell is a compact open subset of $\mathfrak h_p^{-1}$. We shall shift
|
| 243 |
+
its frequencies by integral scalars so that the quadratic form is
|
| 244 |
+
nondegenerate, without changing the integral in
|
| 245 |
+
Equation~\eqref{eq:fourier-gamma}.
|
| 246 |
+
|
| 247 |
+
\begin{lemma}[A scalar shift on a shell]\label{lem:fourier-shift}
|
| 248 |
+
Put $\iota_p=1$ for $p\le5$ and $\iota_p=0$ for $p>5$. For every
|
| 249 |
+
$A\in\mathscr S_{\mathfrak h_p}$ there is an $s\in\{0,1,2,3\}$ such that
|
| 250 |
+
$\alpha=A+s\in E^\times$ and
|
| 251 |
+
\[
|
| 252 |
+
v_\nu(\alpha_\nu)=-h_\nu\quad(h_\nu>0),\qquad
|
| 253 |
+
0\le v_\nu(\alpha_\nu)\le e_\nu\iota_p\quad(h_\nu=0).
|
| 254 |
+
\]
|
| 255 |
+
Writing $\beta=\alpha^{-1}$, one has
|
| 256 |
+
\begin{equation}\label{eq:fourier-shift-bounds}
|
| 257 |
+
\beta\in p^{-\iota_p}\mathfrak h_p,
|
| 258 |
+
\qquad p^{-3\iota_p}H_p
|
| 259 |
+
\le |\Nm_{E/\Q_p}\alpha|_p\le H_p.
|
| 260 |
+
\end{equation}
|
| 261 |
+
In particular the norm is exactly $H_p$ when $p>5$. If
|
| 262 |
+
\begin{equation}\label{eq:fourier-j-definition}
|
| 263 |
+
j_p=j_p(A,s)=\min\{j\ge0:p^j\beta\in\mathcal C_L\},
|
| 264 |
+
\end{equation}
|
| 265 |
+
then $j_p$ is finite and $j_p\le g_p+\iota_p$. Finally, for any generator
|
| 266 |
+
$i\in E^\times$ of the ideal $\mathfrak h_p$, the element $x=i(A+s)$ is in
|
| 267 |
+
$R_E$, is a unit of $R_E$ if $p>5$, and satisfies
|
| 268 |
+
$x^{-1}\in p^{-\iota_p}R_E$.
|
| 269 |
+
\end{lemma}
|
| 270 |
+
|
| 271 |
+
\begin{proof}
|
| 272 |
+
An integral scalar shift leaves every pole valuation $-h_\nu<0$ unchanged.
|
| 273 |
+
For an integral component and $p>5$, the condition that $A_\nu+s$ fail to be
|
| 274 |
+
a unit forbids at most one residue $s\in\mathbf F_p$: it forbids none if
|
| 275 |
+
the residue of $-A_\nu$ does not belong to the scalar subfield. There are
|
| 276 |
+
at most three components, and $0,1,2,3$ are distinct modulo $p$. Some choice
|
| 277 |
+
therefore makes all integral components units.
|
| 278 |
+
|
| 279 |
+
For $p\le5$, normalize the extension of $v_p$ by $v_p(p)=1$, so that on
|
| 280 |
+
$E_\nu$ it is $v_\nu/e_\nu$. Distinct elements $s,s'$ of the list satisfy
|
| 281 |
+
$v_p(s-s')\le1$. The ultrametric inequality shows that for a fixed integral
|
| 282 |
+
component at most one candidate can satisfy $v_p(A_\nu+s)>1$. Again there
|
| 283 |
+
are at most three components, so a candidate remains for which all their
|
| 284 |
+
valuations are at most $1$. Thus $A_\nu+s$ is nonzero in every integral
|
| 285 |
+
component.
|
| 286 |
+
|
| 287 |
+
The bounds on $\beta$ follow componentwise. In the norm, the possible
|
| 288 |
+
loss from the integral components is at most
|
| 289 |
+
$p^{-\iota_p\sum_\nu e_\nu f_\nu}=p^{-3\iota_p}$, proving
|
| 290 |
+
Equation~\eqref{eq:fourier-shift-bounds}. The group
|
| 291 |
+
$\mathfrak h_p/(\mathfrak h_p\cap\mathcal C_L)$ has order $p^{g_p}$ and is
|
| 292 |
+
killed by $p^{g_p}$. Thus
|
| 293 |
+
\begin{equation}\label{eq:fourier-order-containment}
|
| 294 |
+
p^{g_p}\mathfrak h_p\subset\mathcal C_L.
|
| 295 |
+
\end{equation}
|
| 296 |
+
Multiplying the containment for $\beta$ by $p^{g_p+\iota_p}$ proves the
|
| 297 |
+
claim about $j_p$. Finally $v_\nu(i_\nu)=h_\nu$. The components of
|
| 298 |
+
$i\alpha$ consequently have valuation zero on the pole factors and valuation
|
| 299 |
+
between zero and $e_\nu\iota_p$ on the others. This proves the assertions
|
| 300 |
+
about $x$ and $x^{-1}$.
|
| 301 |
+
\end{proof}
|
| 302 |
+
|
| 303 |
+
For the shift in Lemma~\ref{lem:fourier-shift},
|
| 304 |
+
$Q_{A+s}=Q_A+sQ_1$ and $Q_1(L)\subset\Z_p$. Thus for every fixed unit $u$
|
| 305 |
+
\begin{equation}\label{eq:fourier-scalar-shift-invariance}
|
| 306 |
+
\int_L\psi_p(uQ_{A+s}(x))\,dx
|
| 307 |
+
=\int_L\psi_p(uQ_A(x))\,dx.
|
| 308 |
+
\end{equation}
|
| 309 |
+
The following quadratic transformation turns the norm of $A+s$ into decay,
|
| 310 |
+
and leaves an integral involving its inverse.
|
| 311 |
+
|
| 312 |
+
\begin{lemma}[Quadratic Fourier transformation]\label{lem:fourier-quadratic-transform}
|
| 313 |
+
Let $W_0$ be a finite-dimensional $\Q_p$-space with a nondegenerate symmetric
|
| 314 |
+
form $B_0$, and let $L_0\subset W_0$ be a full $\Z_p$-lattice self-dual for
|
| 315 |
+
$B_0$. Use the self-dual Haar
|
| 316 |
+
measure, which gives $L_0$ mass $1$. For an invertible $B_0$-self-adjoint
|
| 317 |
+
operator $P$, put $q_P(x)=B_0(Px,x)/2$. There is a phase $\omega(P)$ with
|
| 318 |
+
$|\omega(P)|=1$ such that
|
| 319 |
+
\begin{equation}\label{eq:fourier-general-quadratic}
|
| 320 |
+
\int_{L_0}\psi_p(q_P(x))\,dx
|
| 321 |
+
=\omega(P)|\det P|_p^{-1/2}
|
| 322 |
+
\int_{L_0}\psi_p(-q_{P^{-1}}(x))\,dx.
|
| 323 |
+
\end{equation}
|
| 324 |
+
The normalized phase is invariant under linear isometry of the quadratic
|
| 325 |
+
form: $\omega(T^*PT)=\omega(P)$ for every invertible $T$, where $T^*$ is
|
| 326 |
+
the $B_0$-adjoint.
|
| 327 |
+
|
| 328 |
+
For the local data above, $\alpha\in E^\times$, $\beta=\alpha^{-1}$ and
|
| 329 |
+
$u\in\Z_p^\times$, this gives
|
| 330 |
+
\begin{equation}\label{eq:fourier-quadratic-transform}
|
| 331 |
+
\int_L\psi_p(uQ_\alpha(x))\,dx
|
| 332 |
+
=\omega_p(u,\alpha)|\Nm_{E/\Q_p}\alpha|_p^{-1}
|
| 333 |
+
\int_L\psi_p(-u^{-1}Q_\beta(x))\,dx,
|
| 334 |
+
\qquad |\omega_p(u,\alpha)|=1.
|
| 335 |
+
\end{equation}
|
| 336 |
+
For every $r\in E^\times$ one has
|
| 337 |
+
$\omega_p(u,\alpha r^2)=\omega_p(u,\alpha)$.
|
| 338 |
+
All assertions hold at $p=2$.
|
| 339 |
+
\end{lemma}
|
| 340 |
+
|
| 341 |
+
\begin{proof}
|
| 342 |
+
We use Weil's Fourier formula for a quadratic character
|
| 343 |
+
\cite[Chapter~I, \S14, Theorem~2, p.~161]{Weil1964}.
|
| 344 |
+
We record its normalization for the transform
|
| 345 |
+
\[
|
| 346 |
+
\mathcal F_{B_0}h(y)=\int h(x)\psi_p(B_0(x,y))\,dx.
|
| 347 |
+
\]
|
| 348 |
+
Completing the square gives
|
| 349 |
+
\[
|
| 350 |
+
q_P(x)+B_0(x,y)=q_P(x+P^{-1}y)-q_{P^{-1}}(y).
|
| 351 |
+
\]
|
| 352 |
+
Let $B_N=p^{-N}L_0$ and $c_N=\int_{B_N}\psi_p(q_P(x))\,dx$. On any fixed
|
| 353 |
+
compact set of $y$, translation by $P^{-1}y$ preserves $B_N$ for all
|
| 354 |
+
sufficiently large $N$. The transform of
|
| 355 |
+
$\mathbf1_{B_N}\psi_p(q_P)$ on that set is therefore
|
| 356 |
+
$c_N\psi_p(-q_{P^{-1}})$. If this identity is paired with a
|
| 357 |
+
Schwartz--Bruhat function, its left side stabilizes with $N$, since the
|
| 358 |
+
Fourier transform of the test function has compact support. Choosing a
|
| 359 |
+
test function whose integral against $\psi_p(-q_{P^{-1}})$ is nonzero shows
|
| 360 |
+
that $c_N$ stabilizes as well. This proves the distributional shape of the
|
| 361 |
+
formula.
|
| 362 |
+
|
| 363 |
+
Differencing the absolute square of $c_N$ and integrating in one variable
|
| 364 |
+
gives
|
| 365 |
+
\[
|
| 366 |
+
|c_N|^2=\vol(B_N)
|
| 367 |
+
\int_{B_N\cap P^{-1}B_N^\perp}\psi_p(q_P(h))\,dh.
|
| 368 |
+
\]
|
| 369 |
+
For sufficiently large $N$, the intersection is $P^{-1}p^NL_0$ and
|
| 370 |
+
$q_P$ is integral on it. The right side then equals
|
| 371 |
+
$\vol(p^{-N}L_0)\vol(P^{-1}p^NL_0)=|\det P|_p^{-1}$.
|
| 372 |
+
Hence the stabilized constant is $\omega(P)|\det P|_p^{-1/2}$ with unit
|
| 373 |
+
phase. The transform of $\mathbf1_{L_0}$ is $\mathbf1_{L_0}$, so pairing
|
| 374 |
+
the distribution identity with this function gives
|
| 375 |
+
Equation~\eqref{eq:fourier-general-quadratic}.
|
| 376 |
+
|
| 377 |
+
Under $q_{T^*PT}=q_P\circ T$, changing variables multiplies the Gaussian
|
| 378 |
+
constant by $|\det T|_p^{-1}$ and its normalizing determinant square root by
|
| 379 |
+
$|\det T|_p$. Their product, the phase, is unchanged; this is also the
|
| 380 |
+
isometry invariance in Weil~\cite[Chapter~II, \S25, p.~173]{Weil1964}.
|
| 381 |
+
For $P=u\rho(\alpha)$ its inverse is $u^{-1}\rho(\beta)$. Rank two over
|
| 382 |
+
$E$ gives $\det\rho(\alpha)=\Nm_{E/\Q_p}(\alpha)^2$, and $|u|_p=1$.
|
| 383 |
+
This proves Equation~\eqref{eq:fourier-quadratic-transform}. Taking
|
| 384 |
+
$T=\rho(r)$ proves the last phase identity. The polar operator of $q_P$ is
|
| 385 |
+
$P$, because its polarization is $B_0(Px,y)$. In particular this proof
|
| 386 |
+
never assumes that $2$ is a unit of $\Z_p$.
|
| 387 |
+
\end{proof}
|
| 388 |
+
|
| 389 |
+
\subsection{The inverse transform on a shell}
|
| 390 |
+
|
| 391 |
+
Extend the restriction of $\gamma_p$ to a shell by zero, and denote its
|
| 392 |
+
inverse transform by
|
| 393 |
+
\begin{equation}\label{eq:fourier-shell-transform}
|
| 394 |
+
\gamma_{p,\mathfrak h_p}(A)
|
| 395 |
+
=\mathbf1_{\mathscr S_{\mathfrak h_p}}(A)\gamma_p(A),
|
| 396 |
+
\qquad
|
| 397 |
+
K_{p,\mathfrak h_p}(z)
|
| 398 |
+
=\int_E\gamma_{p,\mathfrak h_p}(A)
|
| 399 |
+
\psi_p(-\Tr_{E/\Q_p}(Az))\,dA.
|
| 400 |
+
\end{equation}
|
| 401 |
+
The next lemma gives the estimates for these functions which will be used
|
| 402 |
+
in Poisson summation. Its quantitative support assertions separate the case where
|
| 403 |
+
the denominator ideal is contained in the stabilizer order.
|
| 404 |
+
|
| 405 |
+
\begin{lemma}[Intrinsic shell estimates]\label{lem:fourier-shell-estimates}
|
| 406 |
+
Let $E$ be the cubic algebra above, let $W$ have rank two over $E$ with
|
| 407 |
+
self-adjoint action for a nondegenerate symmetric form $B$, and let $L$ be
|
| 408 |
+
self-dual for $B$, with $Q_1(L)\subset\Z_p$. Use the stabilizer order
|
| 409 |
+
$\mathcal C_L=\{a\in E:\rho(a)L\subset L\}$ and $\Psi_E,\gamma_p$ from
|
| 410 |
+
Equations~\eqref{eq:fourier-polar-identity} and \eqref{eq:fourier-gamma}.
|
| 411 |
+
Fix an integral ideal
|
| 412 |
+
$\mathfrak h_p=\prod_\nu\mathfrak q_\nu^{h_\nu}$, and use
|
| 413 |
+
$H_p,g_p$ from Equation~\eqref{eq:fourier-shell-indices}.
|
| 414 |
+
The zero-extended function $\gamma_{p,\mathfrak h_p}$ and its inverse
|
| 415 |
+
$K_{p,\mathfrak h_p}$ are Schwartz--Bruhat functions. Moreover,
|
| 416 |
+
\[
|
| 417 |
+
\supp K_{p,\mathfrak h_p}\subset(\mathcal C_L^\sharp)^\vee
|
| 418 |
+
\subset\{z\in E:\Tr_{E/\Q_p}z\in\Z_p\}.
|
| 419 |
+
\]
|
| 420 |
+
For
|
| 421 |
+
$A\in\mathscr S_{\mathfrak h_p}$ choose $s$ and $j_p=j_p(A,s)$ as in
|
| 422 |
+
Lemma~\ref{lem:fourier-shift}. Then
|
| 423 |
+
\begin{equation}\label{eq:fourier-shell-decay}
|
| 424 |
+
|\gamma_p(A)|\le p^{3\iota_p}H_p^{-1}p^{-j_p/2},
|
| 425 |
+
\qquad
|
| 426 |
+
\|K_{p,\mathfrak h_p}\|_\infty
|
| 427 |
+
\le p^{3\iota_p}\vol(R_E)\le p^{3\iota_p}.
|
| 428 |
+
\end{equation}
|
| 429 |
+
Here $\iota_p=\mathbf1_{\{p\le5\}}$, so the first constant is $1$ at
|
| 430 |
+
every $p>5$ and is at most $125$ at the three remaining primes.
|
| 431 |
+
|
| 432 |
+
If $g_p>0$ or $p\le5$, then
|
| 433 |
+
\begin{equation}\label{eq:fourier-inverse-support}
|
| 434 |
+
\supp K_{p,\mathfrak h_p}
|
| 435 |
+
\subset p^{-4(g_p+1)}\mathfrak h_p\mathfrak d_E^{-1}.
|
| 436 |
+
\end{equation}
|
| 437 |
+
If $g_p=0$ and $p>5$, then support instead requires, for each $\nu$,
|
| 438 |
+
\begin{equation}\label{eq:fourier-boundary-support}
|
| 439 |
+
z_\nu\in
|
| 440 |
+
\begin{cases}
|
| 441 |
+
\mathfrak d_\nu^{-1},&h_\nu=0,\\
|
| 442 |
+
\mathfrak q_\nu^{h_\nu-1}\mathfrak d_\nu^{-1},&h_\nu>0.
|
| 443 |
+
\end{cases}
|
| 444 |
+
\end{equation}
|
| 445 |
+
For a $z$ satisfying these support conditions, define its set of boundary
|
| 446 |
+
primes by
|
| 447 |
+
\[
|
| 448 |
+
\partial_{\mathfrak h_p}(z)
|
| 449 |
+
=\{\mathfrak q_\nu:h_\nu>0,
|
| 450 |
+
\ z_\nu\notin\mathfrak q_\nu^{h_\nu}\mathfrak d_\nu^{-1}\}.
|
| 451 |
+
\]
|
| 452 |
+
In this case
|
| 453 |
+
\begin{equation}\label{eq:fourier-boundary-decay}
|
| 454 |
+
|K_{p,\mathfrak h_p}(z)|
|
| 455 |
+
\le 8\vol(R_E)
|
| 456 |
+
\prod_{\mathfrak q_\nu\in\partial_{\mathfrak h_p}(z)}q_\nu^{-1/2}.
|
| 457 |
+
\end{equation}
|
| 458 |
+
Every constant is uniform in the lattice, the order $\mathcal C_L$, the
|
| 459 |
+
shell, and the field factors and their ramification.
|
| 460 |
+
\end{lemma}
|
| 461 |
+
|
| 462 |
+
\begin{proof}
|
| 463 |
+
For $c\in\mathcal C_L^\sharp$, Equation~\eqref{eq:fourier-polar-identity}
|
| 464 |
+
shows that $Q_c(L)\subset\Z_p$. Consequently $\gamma_p(A+c)=\gamma_p(A)$.
|
| 465 |
+
Each denominator shell is invariant under translation by $R_E$: adding an
|
| 466 |
+
integral element preserves every negative component valuation and preserves
|
| 467 |
+
the set of integral components. Since $\mathcal C_L^\sharp\subset R_E$,
|
| 468 |
+
the zero-extended shell restriction retains this period. Its inverse is
|
| 469 |
+
therefore supported in the annihilator $(\mathcal C_L^\sharp)^\vee$, whose
|
| 470 |
+
elements have integral trace because $1\in\mathcal C_L^\sharp$.
|
| 471 |
+
The order $\mathcal C_L^\sharp$ is an open lattice, and the shell is compact
|
| 472 |
+
open. Thus the zero extension in Equation~\eqref{eq:fourier-shell-transform}
|
| 473 |
+
is Schwartz--Bruhat, as is its Fourier inverse.
|
| 474 |
+
|
| 475 |
+
For a fixed unit $u$ put
|
| 476 |
+
$I_\beta(u)=\int_L\psi_p(-u^{-1}Q_\beta(x))\,dx$.
|
| 477 |
+
Polarization and additive orthogonality on the self-dual lattice give
|
| 478 |
+
\[
|
| 479 |
+
|I_\beta(u)|^2
|
| 480 |
+
=\int_{\substack{h\in L\\\rho(\beta)h\in L}}
|
| 481 |
+
\psi_p(-u^{-1}Q_\beta(h))\,dh.
|
| 482 |
+
\]
|
| 483 |
+
Indeed, in the difference $Q_\beta(y+h)-Q_\beta(y)$ the term linear in $y$
|
| 484 |
+
is $B(\rho(\beta)h,y)$, whose integral is the indicator of
|
| 485 |
+
$\rho(\beta)h\in L$. The absolute value of the last display is at most the
|
| 486 |
+
relative mass of $L\cap\rho(\beta)^{-1}L$. If
|
| 487 |
+
$p^{a_1},\ldots,p^{a_6}$ are the Smith elementary divisors of
|
| 488 |
+
$\rho(\beta)$ on $L$, then
|
| 489 |
+
\[
|
| 490 |
+
j_p=\max\{0,-\min_i a_i\},\qquad
|
| 491 |
+
[L:L\cap\rho(\beta)^{-1}L]
|
| 492 |
+
=p^{\sum_i\max(0,-a_i)}\ge p^{j_p}.
|
| 493 |
+
\]
|
| 494 |
+
The equality for $j_p$ is exactly the definition of $\mathcal C_L$.
|
| 495 |
+
It follows that $|I_\beta(u)|\le p^{-j_p/2}$. Apply
|
| 496 |
+
Equations~\eqref{eq:fourier-scalar-shift-invariance} and
|
| 497 |
+
\eqref{eq:fourier-quadratic-transform}, then use
|
| 498 |
+
Equation~\eqref{eq:fourier-shift-bounds} and average over $u$. This proves
|
| 499 |
+
the first bound in Equation~\eqref{eq:fourier-shell-decay}. The shell is
|
| 500 |
+
contained in $\mathfrak h_p^{-1}$, which has volume
|
| 501 |
+
$H_p\vol(R_E)$. Integration of the first bound, with $p^{-j_p/2}\le1$,
|
| 502 |
+
proves the second.
|
| 503 |
+
|
| 504 |
+
We next prove Equation~\eqref{eq:fourier-inverse-support}. Put
|
| 505 |
+
$N=4(g_p+1)$ and take $t\in p^N\mathfrak h_p^{-1}$. For $A$ in the shell
|
| 506 |
+
choose $s$ as in Lemma~\ref{lem:fourier-shift}, and write
|
| 507 |
+
$\alpha=A+s$, $\beta=\alpha^{-1}$. The component valuations of $t$ are
|
| 508 |
+
at least $-h_\nu+e_\nu N$. Translation by $t$ therefore preserves the
|
| 509 |
+
shell, and the same $s$ still has the valuation properties of that lemma.
|
| 510 |
+
Set $\zeta=t\beta$. Equation~\eqref{eq:fourier-shift-bounds} gives
|
| 511 |
+
\[
|
| 512 |
+
\zeta\in p^{N-\iota_p}R_E,\qquad
|
| 513 |
+
\alpha+t=\alpha(1+\zeta),\qquad
|
| 514 |
+
(\alpha+t)^{-1}-\beta
|
| 515 |
+
=-\frac{t\beta^2}{1+\zeta}
|
| 516 |
+
\in p^{N-2\iota_p}\mathfrak h_p.
|
| 517 |
+
\]
|
| 518 |
+
Here $1+\zeta$ is a unit. It is a square unit in each factor when $p$ is
|
| 519 |
+
odd, by Hensel's lemma on principal units. When $p=2$, one has
|
| 520 |
+
$\zeta\in8R_E$. In the $\nu$-th field the Hensel inequality for
|
| 521 |
+
$Y^2-(1+\zeta_\nu)$ at $Y=1$ is
|
| 522 |
+
$v_\nu(\zeta_\nu)\ge3e_\nu>2e_\nu=2v_\nu(2)$, so it is a square unit
|
| 523 |
+
there as well, including for ramified dyadic factors.
|
| 524 |
+
|
| 525 |
+
Moreover $N-2\iota_p\ge g_p+v_p(2)$. Equation~\eqref{eq:fourier-order-containment}
|
| 526 |
+
therefore places the inverse difference in $2\mathcal C_L$. Its $Q$-value
|
| 527 |
+
on $L$ is integral by Equation~\eqref{eq:fourier-polar-identity}.
|
| 528 |
+
In Equation~\eqref{eq:fourier-quadratic-transform}, the inverse integral is
|
| 529 |
+
unchanged by this difference. The norm is unchanged by the unit $1+\zeta$,
|
| 530 |
+
and the phase is unchanged because that unit is a square. The original
|
| 531 |
+
integral, for each fixed $u$, is consequently unchanged under $A\mapsto A+t$.
|
| 532 |
+
So is its unit average. Translation by $p^N\mathfrak h_p^{-1}$ preserves
|
| 533 |
+
the shell as a set, hence preserves its zero-extended function. The inverse
|
| 534 |
+
transform is supported on the annihilator of this group, namely
|
| 535 |
+
$p^{-N}\mathfrak h_p\mathfrak d_E^{-1}$. This proves
|
| 536 |
+
Equation~\eqref{eq:fourier-inverse-support} with the absolute exponent $4$.
|
| 537 |
+
|
| 538 |
+
It remains to prove the sharper assertions for $g_p=0$ and $p>5$. The
|
| 539 |
+
equality $g_p=0$ says $\mathfrak h_p\subset\mathcal C_L$. For each factor
|
| 540 |
+
with $h_\nu=0$, its component idempotent $1_\nu$ and its whole component
|
| 541 |
+
ring $1_\nu R_\nu$ lie in $\mathfrak h_p$. The self-adjoint projections
|
| 542 |
+
$\rho(1_\nu)$ preserve $L$ and split off their lattices orthogonally.
|
| 543 |
+
The complementary projection $1-\sum_{h_\nu=0}\rho(1_\nu)$ also preserves
|
| 544 |
+
$L$. Each resulting summand is self-dual, because the splitting is
|
| 545 |
+
orthogonal and $L$ is self-dual.
|
| 546 |
+
|
| 547 |
+
On an $h_\nu=0$ summand, an integral $A_\nu$ preserves its lattice, so
|
| 548 |
+
$Q_{A_\nu}$ is integral there since $2$ is a unit. That factor of the
|
| 549 |
+
integral in Equation~\eqref{eq:fourier-gamma} is $1$. On the combined
|
| 550 |
+
summand of all $h_\nu>0$, the frequency $A_+$ is invertible. Its inverse,
|
| 551 |
+
extended by zero on the other factors, lies in
|
| 552 |
+
$\mathfrak h_p\subset\mathcal C_L$. Its inverse quadratic integral in
|
| 553 |
+
Equation~\eqref{eq:fourier-general-quadratic} is therefore also $1$.
|
| 554 |
+
On that summand the square root of the polar determinant has absolute value
|
| 555 |
+
$H_p$, because each positive factor still has rank two. Applying the formula
|
| 556 |
+
therefore shows that the remaining frequency function is $H_p^{-1}$ times a
|
| 557 |
+
unit-average of Gaussian phases. Its absolute value is at most $H_p^{-1}$.
|
| 558 |
+
If there are no positive
|
| 559 |
+
$h_\nu$, this conclusion has $H_p=1$ and the empty summand contributes $1$.
|
| 560 |
+
|
| 561 |
+
Let $\chi_\nu$ be the quadratic character of
|
| 562 |
+
$(R_\nu/\mathfrak q_\nu)^\times$ for a factor with $h_\nu>0$. At odd
|
| 563 |
+
residue characteristic every principal unit is a square, so unit square
|
| 564 |
+
classes are exactly the two residue square classes. Phase invariance in
|
| 565 |
+
Lemma~\ref{lem:fourier-quadratic-transform} shows that the bounded unit-average
|
| 566 |
+
just obtained depends only on the tuple of these classes. This use of phase
|
| 567 |
+
invariance concerns the ambient quadratic form; a unit need not preserve
|
| 568 |
+
the lattice. Fourier expansion on the product of the two-element
|
| 569 |
+
square-class groups expresses the shell function as a sum of at most
|
| 570 |
+
$2^{|\{\nu:h_\nu>0\}|}\le8$ terms of the form
|
| 571 |
+
\[
|
| 572 |
+
c_{\boldsymbol\varepsilon}H_p^{-1}
|
| 573 |
+
\prod_{h_\nu=0}\mathbf1_{R_\nu}(A_\nu)
|
| 574 |
+
\prod_{h_\nu>0}
|
| 575 |
+
\mathbf1_{\pi_\nu^{-h_\nu}R_\nu^\times}(A_\nu)
|
| 576 |
+
\chi_\nu(\overline{\pi_\nu^{h_\nu}A_\nu})^{\varepsilon_\nu},
|
| 577 |
+
\qquad |c_{\boldsymbol\varepsilon}|\le1,
|
| 578 |
+
\]
|
| 579 |
+
where $\varepsilon_\nu\in\{0,1\}$. The bound for the coefficients follows
|
| 580 |
+
from the normalized finite Fourier expansion of a function of absolute
|
| 581 |
+
value at most $1$. It also covers any coupling of components caused by
|
| 582 |
+
the common average over $u$.
|
| 583 |
+
|
| 584 |
+
We compute the inverse of each factor. Put
|
| 585 |
+
$\psi_\nu=\psi_p\circ\Tr_{E_\nu/\Q_p}$ and use the component self-dual
|
| 586 |
+
measure. For $h_\nu=0$, the integral over $R_\nu$ is
|
| 587 |
+
$\vol(R_\nu)\mathbf1_{\mathfrak d_\nu^{-1}}(z_\nu)$.
|
| 588 |
+
For $h=h_\nu>0$, the normalized inverse of the trivial unit character is
|
| 589 |
+
\[
|
| 590 |
+
q_\nu^{-h}\int_{\pi_\nu^{-h}R_\nu^\times}
|
| 591 |
+
\psi_\nu(-Az)\,dA
|
| 592 |
+
=\vol(R_\nu)\left(
|
| 593 |
+
\mathbf1_{\mathfrak q_\nu^h\mathfrak d_\nu^{-1}}(z)
|
| 594 |
+
-q_\nu^{-1}\mathbf1_{\mathfrak q_\nu^{h-1}\mathfrak d_\nu^{-1}}(z)
|
| 595 |
+
\right).
|
| 596 |
+
\]
|
| 597 |
+
This follows by subtracting the integral over $\pi_\nu^{-h+1}R_\nu$ from
|
| 598 |
+
that over $\pi_\nu^{-h}R_\nu$ and using their annihilators. For the quadratic
|
| 599 |
+
unit character, its function of $a=\pi_\nu^hA$ is invariant under addition
|
| 600 |
+
by $\mathfrak q_\nu$. This forces the normalized inverse to vanish outside
|
| 601 |
+
$\mathfrak q_\nu^{h-1}\mathfrak d_\nu^{-1}$. It also vanishes on
|
| 602 |
+
$\mathfrak q_\nu^h\mathfrak d_\nu^{-1}$, where the additive character on
|
| 603 |
+
$R_\nu$ is trivial and the sum of $\chi_\nu$ is zero. At the intervening
|
| 604 |
+
boundary the additive character descends to a nontrivial character $\eta$
|
| 605 |
+
of the residue field $k_\nu$, and the normalized integral is
|
| 606 |
+
$\vol(R_\nu)q_\nu^{-1}$ times its quadratic Gauss sum.
|
| 607 |
+
|
| 608 |
+
For completeness, if $\chi$ is the quadratic character of a finite field
|
| 609 |
+
$k$ of odd order $q$ and $\eta$ is a nontrivial additive character, then
|
| 610 |
+
\[
|
| 611 |
+
\left|\sum_{a\in k^\times}\chi(a)\eta(a)\right|^2
|
| 612 |
+
=\sum_{t\in k^\times}\chi(t)
|
| 613 |
+
\sum_{b\in k^\times}\eta((t-1)b)
|
| 614 |
+
=(q-1)-\sum_{\substack{t\in k^\times\\t\ne1}}\chi(t)=q.
|
| 615 |
+
\]
|
| 616 |
+
Thus the quadratic factor has magnitude
|
| 617 |
+
$\vol(R_\nu)q_\nu^{-1/2}$ at the boundary. The trivial factor there has
|
| 618 |
+
the smaller magnitude $\vol(R_\nu)q_\nu^{-1}$. Multiplying these
|
| 619 |
+
component estimates, using $H_p=\prod_{h_\nu>0}q_\nu^{h_\nu}$ and
|
| 620 |
+
$\prod_\nu\vol(R_\nu)=\vol(R_E)$, and summing at most eight terms proves
|
| 621 |
+
Equations~\eqref{eq:fourier-boundary-support} and
|
| 622 |
+
\eqref{eq:fourier-boundary-decay}. The annihilator computation retains the
|
| 623 |
+
different in every ramified factor.
|
| 624 |
+
\end{proof}
|
| 625 |
+
|
| 626 |
+
The density need not be locally constant on the component-vanishing locus.
|
| 627 |
+
For the nonvanishing outputs that occur in the global field, the shell
|
| 628 |
+
inverses nevertheless give a finite pointwise expansion.
|
| 629 |
+
|
| 630 |
+
\begin{lemma}[Pointwise inverse expansion]\label{lem:fourier-inverse-expansion}
|
| 631 |
+
If $z=(z_\nu)\in E$ has $z_\nu\ne0$ for every $\nu$, then
|
| 632 |
+
\begin{equation}\label{eq:fourier-inverse-expansion}
|
| 633 |
+
f_p^*(z)=\sum_{\mathfrak h_p}K_{p,\mathfrak h_p}(z),
|
| 634 |
+
\end{equation}
|
| 635 |
+
where the sum is over integral $R_E$-ideals and only finitely many summands
|
| 636 |
+
are nonzero.
|
| 637 |
+
\end{lemma}
|
| 638 |
+
|
| 639 |
+
\begin{proof}
|
| 640 |
+
Let $B_n=p^{-n}R_E$. Fubini and additive orthogonality give
|
| 641 |
+
\[
|
| 642 |
+
\int_{B_n}\gamma_p(A)\psi_p(-\Tr_{E/\Q_p}(Az))\,dA
|
| 643 |
+
=\vol(B_n)\,\mu_p(z+p^n\mathfrak d_E^{-1}).
|
| 644 |
+
\]
|
| 645 |
+
The self-dual normalizations give
|
| 646 |
+
\[
|
| 647 |
+
B_n^\perp=p^n\mathfrak d_E^{-1},\qquad
|
| 648 |
+
\vol(B_n)\vol(B_n^\perp)=1.
|
| 649 |
+
\]
|
| 650 |
+
Thus the right side is the average density on that neighborhood. By
|
| 651 |
+
Lemma~\ref{lem:fourier-density} it equals $f_p^*(z)$ for sufficiently large
|
| 652 |
+
$n$. The ball $B_n$ is the disjoint union of the finitely many shells with
|
| 653 |
+
$h_\nu\le ne_\nu$.
|
| 654 |
+
|
| 655 |
+
There can in fact be only finitely many nonzero shell inverses at this $z$.
|
| 656 |
+
The injection
|
| 657 |
+
$\mathfrak h_p/(\mathfrak h_p\cap\mathcal C_L)\hookrightarrow R_E/\mathcal C_L$
|
| 658 |
+
gives $g_p\le v_p([R_E:\mathcal C_L])$. In
|
| 659 |
+
Equation~\eqref{eq:fourier-inverse-support}, a nonzero value requires
|
| 660 |
+
\[
|
| 661 |
+
h_\nu\le v_\nu(z_\nu)+d_\nu+4e_\nu(g_p+1).
|
| 662 |
+
\]
|
| 663 |
+
In Equation~\eqref{eq:fourier-boundary-support}, it requires
|
| 664 |
+
$h_\nu\le v_\nu(z_\nu)+d_\nu+1$ whenever $h_\nu>0$.
|
| 665 |
+
All right sides are bounded for this $z$, because its component valuations
|
| 666 |
+
are finite. The shell sum therefore stabilizes, and the preceding ball
|
| 667 |
+
inversion proves Equation~\eqref{eq:fourier-inverse-expansion}.
|
| 668 |
+
\end{proof}
|
| 669 |
+
|
| 670 |
+
The exact scalar coefficients in Lemma~\ref{lem:fourier-scalar-density}
|
| 671 |
+
supply the trace marginal in the next section. The nonscalar estimate uses
|
| 672 |
+
the pointwise decay in Equation~\eqref{eq:fourier-shell-decay}, the inverse
|
| 673 |
+
supports in Equations~\eqref{eq:fourier-inverse-support} and
|
| 674 |
+
\eqref{eq:fourier-boundary-support}, and the boundary bound in
|
| 675 |
+
Equation~\eqref{eq:fourier-boundary-decay}. In the case $g_p=0$ and $p>5$,
|
| 676 |
+
the last upper bound contains a factor $q_\nu^{-1/2}$ for each actual boundary
|
| 677 |
+
component where the support permits one fewer power of $\mathfrak q_\nu$.
|
| 678 |
+
Once the real boxes are specified, Section~\ref{sec:additive} combines the
|
| 679 |
+
supports with the nonzero field norm to restrict the denominator profiles in
|
| 680 |
+
Poisson summation.
|
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/macros.tex
ADDED
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+
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|
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+
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|
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+
\newcommand{\OO}{\mathcal O}
|
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+
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|
| 9 |
+
\DeclareMathOperator{\Tr}{Tr}
|
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+
\DeclareMathOperator{\Nm}{N}
|
| 11 |
+
\DeclareMathOperator{\Gal}{Gal}
|
| 12 |
+
\DeclareMathOperator{\Disc}{Disc}
|
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+
\DeclareMathOperator{\Res}{Res}
|
| 14 |
+
\DeclareMathOperator{\covol}{covol}
|
| 15 |
+
\DeclareMathOperator{\vol}{vol}
|
| 16 |
+
\DeclareMathOperator{\diag}{diag}
|
| 17 |
+
\DeclareMathOperator{\rank}{rank}
|
| 18 |
+
\DeclareMathOperator{\End}{End}
|
| 19 |
+
\DeclareMathOperator{\Pic}{Pic}
|
| 20 |
+
\DeclareMathOperator{\supp}{supp}
|
| 21 |
+
\DeclareMathOperator{\id}{id}
|
| 22 |
+
\newtheorem{theorem}{Theorem}[section]
|
| 23 |
+
\newtheorem{proposition}[theorem]{Proposition}
|
| 24 |
+
\newtheorem{lemma}[theorem]{Lemma}
|
| 25 |
+
\newtheorem{corollary}[theorem]{Corollary}
|
| 26 |
+
\theoremstyle{definition}
|
| 27 |
+
\newtheorem{definition}[theorem]{Definition}
|
| 28 |
+
\theoremstyle{remark}
|
| 29 |
+
\newtheorem{remark}[theorem]{Remark}
|
| 30 |
+
\numberwithin{equation}{section}
|
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/main.tex
ADDED
|
@@ -0,0 +1,30 @@
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| 1 |
+
\documentclass[11pt]{article}
|
| 2 |
+
\usepackage[T1]{fontenc}
|
| 3 |
+
\usepackage{lmodern,amsmath,amssymb,amsthm,mathtools}
|
| 4 |
+
\usepackage[mathscr]{eucal}
|
| 5 |
+
\usepackage[margin=1.05in]{geometry}
|
| 6 |
+
\usepackage{microtype,graphicx,xcolor,booktabs}
|
| 7 |
+
\usepackage{hyperref}
|
| 8 |
+
\hypersetup{colorlinks=true,linkcolor=blue!45!black,citecolor=blue!45!black,urlcolor=blue!45!black,pdftitle={Equidistribution of primitive quartic torus packets for arbitrary orders},pdfauthor={OpenAI}}
|
| 9 |
+
\input{macros}
|
| 10 |
+
\title{Equidistribution of primitive quartic torus packets\\for arbitrary orders}
|
| 11 |
+
\author{OpenAI}
|
| 12 |
+
\date{October 5, 2026}
|
| 13 |
+
\begin{document}
|
| 14 |
+
\maketitle
|
| 15 |
+
\begin{abstract}
|
| 16 |
+
Let $K$ range over totally real quartic fields with no proper intermediate field, and let $\OO$ be any order in $K$. We prove that the packets of periodic diagonal orbits attached to invertible $\OO$-ideal classes, weighted by orbit volume, equidistribute with no escape of mass as $|\Disc(\OO)|$ tends to infinity. The proof combines measure rigidity with a cubic-resolvent estimate that remains uniform at primes dividing the order index.
|
| 17 |
+
\end{abstract}
|
| 18 |
+
\tableofcontents
|
| 19 |
+
\input{introduction}
|
| 20 |
+
\input{packets}
|
| 21 |
+
\input{ordinary}
|
| 22 |
+
\input{rigidity}
|
| 23 |
+
\input{exterior}
|
| 24 |
+
\input{local-fourier}
|
| 25 |
+
\input{additive}
|
| 26 |
+
\input{sieve}
|
| 27 |
+
\input{conclusion}
|
| 28 |
+
\bibliographystyle{plain}
|
| 29 |
+
\bibliography{references}
|
| 30 |
+
\end{document}
|
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/ordinary.tex
ADDED
|
@@ -0,0 +1,771 @@
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| 1 |
+
\section{Ordinary vectors and probability limits}\label{sec:ordinary}
|
| 2 |
+
|
| 3 |
+
We first control vectors in the lattices themselves. A count near the
|
| 4 |
+
origin will prevent escape into the cusp, and a count near a vector with
|
| 5 |
+
no zero coordinate will bound the mass of small neighborhoods in \(X_4\).
|
| 6 |
+
The latter bound is the input to the entropy argument in
|
| 7 |
+
Section~\ref{sec:rigidity}. We follow the method of
|
| 8 |
+
\cite[Sections~2--5]{PrimeDegreePackets}, proving the estimates with
|
| 9 |
+
constants uniform over primitive totally real quartic fields, their orders,
|
| 10 |
+
and the orderings of their embeddings. The absence of a quadratic
|
| 11 |
+
subfield supplies the residue estimate needed in this degree.
|
| 12 |
+
|
| 13 |
+
\subsection{Containment probabilities and unfolding}
|
| 14 |
+
|
| 15 |
+
For a rational prime \(p\), write
|
| 16 |
+
\[
|
| 17 |
+
R_p=\prod_{\mathfrak p\mid p}R_{\mathfrak p}.
|
| 18 |
+
\]
|
| 19 |
+
Here \(R_{\mathfrak p}\) is the integer ring of the completion
|
| 20 |
+
\(K_{\mathfrak p}\). Let \(v_{\mathfrak p}\) be its integer valuation,
|
| 21 |
+
normalized to be \(1\) on a uniformizer, and put
|
| 22 |
+
\[
|
| 23 |
+
e_{\mathfrak p}=v_{\mathfrak p}(p),\qquad
|
| 24 |
+
f_{\mathfrak p}=[R/\mathfrak p:\Z/p\Z].
|
| 25 |
+
\]
|
| 26 |
+
Thus \(\Nm\mathfrak p=p^{f_{\mathfrak p}}\) and
|
| 27 |
+
\(\sum_{\mathfrak p\mid p}e_{\mathfrak p}f_{\mathfrak p}=4\);
|
| 28 |
+
see \cite[Theorem~3.34]{MilneANT}. For \(p\mid q\) and a tuple
|
| 29 |
+
\(\boldsymbol l_p=(l_{\mathfrak p})_{\mathfrak p\mid p}\) of
|
| 30 |
+
nonnegative integers, call the set of \(x\in R_p\) with
|
| 31 |
+
\(v_{\mathfrak p}(x_{\mathfrak p})=l_{\mathfrak p}\) in every component
|
| 32 |
+
the valuation shell \(\boldsymbol l_p\). Choose \(x\) in this shell
|
| 33 |
+
and define
|
| 34 |
+
\begin{equation}\label{eq:ord-local-probability}
|
| 35 |
+
P_p(\boldsymbol l_p)
|
| 36 |
+
=\P_{t_p\in R_p^\times}\{x\in t_p\OO_p\},
|
| 37 |
+
\end{equation}
|
| 38 |
+
where the probability is normalized unit Haar measure. The definition
|
| 39 |
+
is independent of \(x\): the unit group acts transitively on each set
|
| 40 |
+
with specified component valuations.
|
| 41 |
+
|
| 42 |
+
For a nonzero integral \(R\)-ideal \(\mathfrak a\), set
|
| 43 |
+
\begin{equation}\label{eq:ord-ideal-weight}
|
| 44 |
+
P(\mathfrak a)=
|
| 45 |
+
\prod_{p\mid q}
|
| 46 |
+
P_p\bigl((v_{\mathfrak p}(\mathfrak a))_{\mathfrak p\mid p}\bigr).
|
| 47 |
+
\end{equation}
|
| 48 |
+
An empty product, including the case \(q=1\), is \(1\). If
|
| 49 |
+
\(0\ne b\in I\), its image has no zero local component and
|
| 50 |
+
\((b)I^{-1}\) is integral. In the coordinates
|
| 51 |
+
\(I_p=\xi_pR_p\), the valuations of \(\xi_p^{-1}b\) are those of
|
| 52 |
+
\((b)I^{-1}\). Lemma~\ref{lem:pkt-local-labels} and the independence
|
| 53 |
+
of the local choices therefore give
|
| 54 |
+
\begin{equation}\label{eq:ord-membership}
|
| 55 |
+
\P_{L\in\mathscr L_{\OO}(I)}\{b\in L\}
|
| 56 |
+
=P((b)I^{-1}).
|
| 57 |
+
\end{equation}
|
| 58 |
+
|
| 59 |
+
For a nonnegative Borel function \(f\) on \(\R^4\), write
|
| 60 |
+
\[
|
| 61 |
+
E_f(\Lambda)=\sum_{0\ne x\in\Lambda}f(x).
|
| 62 |
+
\]
|
| 63 |
+
This is a Borel function on \(X_4\): in a local basis chart it is a
|
| 64 |
+
countable sum of the Borel functions obtained by evaluating \(f\) at
|
| 65 |
+
the integer linear combinations of that basis.
|
| 66 |
+
For \(z>0\), define the integral over the surface with absolute
|
| 67 |
+
coordinate product \(z\) by
|
| 68 |
+
\begin{equation}\label{eq:ord-fiber}
|
| 69 |
+
\mathcal V_f(z)=
|
| 70 |
+
\sum_{\omega\in\{\pm1\}^4}
|
| 71 |
+
\int_{\R^3}
|
| 72 |
+
f\bigl(\omega_1e^{u_1},\omega_2e^{u_2},\omega_3e^{u_3},
|
| 73 |
+
\omega_4z e^{-u_1-u_2-u_3}\bigr)\,du_1\,du_2\,du_3 .
|
| 74 |
+
\end{equation}
|
| 75 |
+
The signs and logarithmic measure are exactly those of \(T_\infty\).
|
| 76 |
+
|
| 77 |
+
\begin{proposition}[Ordinary vector unfolding]\label{prop:ord-unfolding}
|
| 78 |
+
For every nonnegative Borel \(f\) on \(\R^4\),
|
| 79 |
+
\begin{equation}\label{eq:ord-unfolding}
|
| 80 |
+
\int_{X_4}E_f\,d\mu_*
|
| 81 |
+
=\frac1{\sqrt D\,\kappa}
|
| 82 |
+
\sum_{\substack{\mathfrak a\subset R\\\mathfrak a\ne0}}
|
| 83 |
+
P(\mathfrak a)\,
|
| 84 |
+
\mathcal V_f\bigl(\Nm\mathfrak a/X\bigr).
|
| 85 |
+
\end{equation}
|
| 86 |
+
Both sides are allowed to be infinite.
|
| 87 |
+
\end{proposition}
|
| 88 |
+
|
| 89 |
+
\begin{proof}
|
| 90 |
+
This is the unfolding of \cite[Proposition~2.2]{PrimeDegreePackets}
|
| 91 |
+
with the packet normalization of Proposition~\ref{prop:pkt-model}.
|
| 92 |
+
Average the vector sum over \(L\) in
|
| 93 |
+
Equation~\eqref{eq:pkt-integration}, and use
|
| 94 |
+
Equation~\eqref{eq:ord-membership}. The factor \(N_{\OO}\) cancels,
|
| 95 |
+
and the left side becomes
|
| 96 |
+
\[
|
| 97 |
+
\frac1{h_K\vol(\mathscr F_U)}
|
| 98 |
+
\sum_I\int_{\mathscr F_U}
|
| 99 |
+
\sum_{0\ne b\in I}P((b)I^{-1})f(c_I\sigma(b)v)\,dv .
|
| 100 |
+
\]
|
| 101 |
+
For fixed \(I\), the map \(b\mapsto(b)I^{-1}\) takes \(I\setminus\{0\}\)
|
| 102 |
+
onto the integral ideals in the inverse class of \(I\). Each fiber
|
| 103 |
+
is one free \(U\)-orbit. Indeed, two generators of the same principal
|
| 104 |
+
ideal differ by a unique unit. The coefficient \(P((b)I^{-1})\) is
|
| 105 |
+
constant on that orbit. Summing its unit translates and integrating
|
| 106 |
+
over \(\mathscr F_U\) gives
|
| 107 |
+
\[
|
| 108 |
+
\int_{\mathscr F_U}\sum_{\epsilon\in U}
|
| 109 |
+
f(c_I\sigma(\epsilon b)v)\,dv
|
| 110 |
+
=\int_{T_\infty}f(c_I\sigma(b)v)\,dv .
|
| 111 |
+
\]
|
| 112 |
+
The translates tile \(T_\infty\), including its sign components.
|
| 113 |
+
All changes in the order of integration and summation are justified
|
| 114 |
+
by Tonelli's theorem.
|
| 115 |
+
|
| 116 |
+
The absolute product of the coordinates of \(c_I\sigma(b)\) is
|
| 117 |
+
\[
|
| 118 |
+
c_I^4|\Nm_{K/\Q}(b)|
|
| 119 |
+
=\frac{\Nm((b)I^{-1})}{X}.
|
| 120 |
+
\]
|
| 121 |
+
Translation of the first three logarithmic coordinates and relabeling
|
| 122 |
+
of the signs therefore identify the last integral with
|
| 123 |
+
\(\mathcal V_f(\Nm((b)I^{-1})/X)\), with Jacobian one. Each integral
|
| 124 |
+
ideal belongs to the inverse class of exactly one chosen \(I\).
|
| 125 |
+
Equation~\eqref{eq:pkt-unit-volume} now gives the coefficient in
|
| 126 |
+
Equation~\eqref{eq:ord-unfolding}.
|
| 127 |
+
\end{proof}
|
| 128 |
+
|
| 129 |
+
\subsection{The mass and tail of the local weights}
|
| 130 |
+
|
| 131 |
+
The ideal sum in Equation~\eqref{eq:ord-unfolding} need not have simple
|
| 132 |
+
coefficients at primes dividing \(q\). We will use its exact total
|
| 133 |
+
mass over valuation shells and a positive moment of their norms.
|
| 134 |
+
Both statements are the order case of
|
| 135 |
+
\cite[Lemma~3.1]{PrimeDegreePackets}; the argument below explains why
|
| 136 |
+
they are uniform even when the local order has large index.
|
| 137 |
+
|
| 138 |
+
For \(p\mid q\), put
|
| 139 |
+
\[
|
| 140 |
+
q_p=[R_p:\OO_p],\qquad
|
| 141 |
+
N_p(\boldsymbol l_p)=p^{\sum_{\mathfrak p\mid p}
|
| 142 |
+
f_{\mathfrak p}l_{\mathfrak p}},
|
| 143 |
+
\qquad
|
| 144 |
+
Z_p=\prod_{\mathfrak p\mid p}(1-p^{-f_{\mathfrak p}})^{-1}.
|
| 145 |
+
\]
|
| 146 |
+
For a collection \(\boldsymbol l=(\boldsymbol l_p)_{p\mid q}\), write
|
| 147 |
+
\[
|
| 148 |
+
d(\boldsymbol l)=\prod_{p\mid q}N_p(\boldsymbol l_p),\qquad
|
| 149 |
+
P(\boldsymbol l)=\prod_{p\mid q}P_p(\boldsymbol l_p),\qquad
|
| 150 |
+
Z_q=\prod_{p\mid q}Z_p .
|
| 151 |
+
\]
|
| 152 |
+
Thus \(d(\boldsymbol l)\) is the norm of the part of an integral ideal
|
| 153 |
+
supported above primes dividing \(q\), and \(\prod_{p\mid q}q_p=q\).
|
| 154 |
+
|
| 155 |
+
\begin{lemma}[Local mass and moment]\label{lem:ord-shells}
|
| 156 |
+
With the preceding notation,
|
| 157 |
+
\begin{equation}\label{eq:ord-shell-mass}
|
| 158 |
+
\sum_{\boldsymbol l}\frac{P(\boldsymbol l)}{d(\boldsymbol l)}
|
| 159 |
+
=\frac{Z_q}{q}.
|
| 160 |
+
\end{equation}
|
| 161 |
+
For every \(\eta>0\) there is a constant \(C_\eta\), independent of
|
| 162 |
+
\(K,\OO\), such that
|
| 163 |
+
\begin{equation}\label{eq:ord-shell-moment}
|
| 164 |
+
\sum_{\boldsymbol l}
|
| 165 |
+
P(\boldsymbol l)d(\boldsymbol l)^{-1+1/8}
|
| 166 |
+
\le C_\eta\,\frac{q^\eta}{q}.
|
| 167 |
+
\end{equation}
|
| 168 |
+
In particular there is an absolute constant \(C\) for which
|
| 169 |
+
\begin{equation}\label{eq:ord-shell-tail}
|
| 170 |
+
\sum_{d(\boldsymbol l)>X^{1/8}}
|
| 171 |
+
\frac{P(\boldsymbol l)}{d(\boldsymbol l)}
|
| 172 |
+
\le \frac Cq X^{-1/128}.
|
| 173 |
+
\end{equation}
|
| 174 |
+
\end{lemma}
|
| 175 |
+
|
| 176 |
+
\begin{proof}
|
| 177 |
+
Normalize additive Haar measure \(m_p\) on \(R_p\) by \(m_p(R_p)=1\).
|
| 178 |
+
In a component \(R_{\mathfrak p}\), the set of elements of valuation
|
| 179 |
+
\(l_{\mathfrak p}\) has measure
|
| 180 |
+
\((1-p^{-f_{\mathfrak p}})p^{-f_{\mathfrak p}l_{\mathfrak p}}\).
|
| 181 |
+
Consequently the shell \(\boldsymbol l_p\) in \(R_p\) has measure
|
| 182 |
+
\begin{equation}\label{eq:ord-shell-measure}
|
| 183 |
+
m_p(\text{shell }\boldsymbol l_p)
|
| 184 |
+
=\frac1{Z_p\,N_p(\boldsymbol l_p)}.
|
| 185 |
+
\end{equation}
|
| 186 |
+
Its conditional additive measure is invariant under the transitive
|
| 187 |
+
unit action. It is therefore the image of unit Haar probability.
|
| 188 |
+
By Equation~\eqref{eq:ord-local-probability},
|
| 189 |
+
\(P_p(\boldsymbol l_p)\) is exactly the fraction of this shell lying
|
| 190 |
+
in \(\OO_p\). The elements with a zero component have measure zero,
|
| 191 |
+
and \(m_p(\OO_p)=q_p^{-1}\). Summing
|
| 192 |
+
Equation~\eqref{eq:ord-shell-measure} over the intersections with
|
| 193 |
+
\(\OO_p\) gives
|
| 194 |
+
\[
|
| 195 |
+
\sum_{\boldsymbol l_p}
|
| 196 |
+
\frac{P_p(\boldsymbol l_p)}{N_p(\boldsymbol l_p)}
|
| 197 |
+
=\frac{Z_p}{q_p}.
|
| 198 |
+
\]
|
| 199 |
+
Multiplication over \(p\mid q\) proves
|
| 200 |
+
Equation~\eqref{eq:ord-shell-mass}.
|
| 201 |
+
|
| 202 |
+
For the moment, choose \(x\) with normalized additive Haar probability
|
| 203 |
+
on \(\OO_p\), and let \(v_{\mathfrak p}=v_{\mathfrak p}(x_{\mathfrak p})\).
|
| 204 |
+
The projection \(H_{\mathfrak p}\) of \(\OO_p\) into
|
| 205 |
+
\(R_{\mathfrak p}\) contains the embedded copy of \(\Z_p\), because
|
| 206 |
+
\(1\in\OO_p\). Its induced probability is normalized Haar on
|
| 207 |
+
\(H_{\mathfrak p}\). For an integer \(k\ge1\), the image of this
|
| 208 |
+
copy of \(\Z_p\) modulo the ideal of valuation \(k\) has
|
| 209 |
+
\(p^{\lceil k/e_{\mathfrak p}\rceil}\) elements. Hence the image of
|
| 210 |
+
\(H_{\mathfrak p}\) has at least that many elements, and
|
| 211 |
+
\begin{equation}\label{eq:ord-valuation-tail}
|
| 212 |
+
\P_{\OO_p}\{v_{\mathfrak p}\ge k\}
|
| 213 |
+
\le p^{-\lceil k/e_{\mathfrak p}\rceil}.
|
| 214 |
+
\end{equation}
|
| 215 |
+
This uses only the size of the additive image of the projection; it
|
| 216 |
+
does not require the projections to be independent.
|
| 217 |
+
|
| 218 |
+
Set
|
| 219 |
+
\[
|
| 220 |
+
j=\max_{\mathfrak p\mid p}
|
| 221 |
+
\left\lceil\frac{v_{\mathfrak p}}{e_{\mathfrak p}}\right\rceil.
|
| 222 |
+
\]
|
| 223 |
+
If \(j\ge a\ge1\), then some \(v_{\mathfrak p}\) is at least
|
| 224 |
+
\(e_{\mathfrak p}(a-1)+1\). Equation~\eqref{eq:ord-valuation-tail}
|
| 225 |
+
and a union bound over at most four components give
|
| 226 |
+
\(\P_{\OO_p}\{j\ge a\}\le4p^{-a}\). On the other hand,
|
| 227 |
+
\[
|
| 228 |
+
N_p(x)=p^{\sum_{\mathfrak p\mid p}f_{\mathfrak p}v_{\mathfrak p}}
|
| 229 |
+
\le p^{j\sum_{\mathfrak p\mid p}e_{\mathfrak p}f_{\mathfrak p}}
|
| 230 |
+
=p^{4j}.
|
| 231 |
+
\]
|
| 232 |
+
These assertions hold outside the null sets where a component vanishes.
|
| 233 |
+
The tail formula for the expectation of \(p^{j/2}\) now yields
|
| 234 |
+
\begin{align}
|
| 235 |
+
\E_{\OO_p}N_p(x)^{1/8}
|
| 236 |
+
&\le \E_{\OO_p}p^{j/2} \notag\\
|
| 237 |
+
&=1+\sum_{a\ge1}
|
| 238 |
+
(p^{a/2}-p^{(a-1)/2})\P_{\OO_p}\{j\ge a\}
|
| 239 |
+
\le 1+4p^{-1/2}.
|
| 240 |
+
\label{eq:ord-local-moment}
|
| 241 |
+
\end{align}
|
| 242 |
+
|
| 243 |
+
Applying Equation~\eqref{eq:ord-shell-measure} once more gives the
|
| 244 |
+
exact factorization
|
| 245 |
+
\[
|
| 246 |
+
\sum_{\boldsymbol l}
|
| 247 |
+
P(\boldsymbol l)d(\boldsymbol l)^{-1+1/8}
|
| 248 |
+
=\frac1q\prod_{p\mid q}
|
| 249 |
+
\left(Z_p\,\E_{\OO_p}N_p(x)^{1/8}\right).
|
| 250 |
+
\]
|
| 251 |
+
Each factor is at most
|
| 252 |
+
\((1-p^{-1})^{-4}(1+4p^{-1/2})\). For any fixed \(\eta>0\), this is
|
| 253 |
+
at most \(p^\eta\) at all sufficiently large primes. The product of
|
| 254 |
+
the factors at the finitely many remaining primes is bounded by a
|
| 255 |
+
constant depending only on \(\eta\). Since
|
| 256 |
+
\(\prod_{p\mid q}p\le q\), this proves
|
| 257 |
+
Equation~\eqref{eq:ord-shell-moment}. Finally, take \(\eta=1/128\)
|
| 258 |
+
there and use \(q\le X\):
|
| 259 |
+
\[
|
| 260 |
+
\sum_{d(\boldsymbol l)>X^{1/8}}\frac{P(\boldsymbol l)}{d(\boldsymbol l)}
|
| 261 |
+
\le X^{-1/64}
|
| 262 |
+
\sum_{\boldsymbol l}P(\boldsymbol l)d(\boldsymbol l)^{-1+1/8}
|
| 263 |
+
\le \frac Cq X^{-1/128}.
|
| 264 |
+
\]
|
| 265 |
+
This proves Equation~\eqref{eq:ord-shell-tail}.
|
| 266 |
+
\end{proof}
|
| 267 |
+
|
| 268 |
+
\subsection{Ideal counts relative to the residue}
|
| 269 |
+
|
| 270 |
+
The shell identity supplies the factor \(q^{-1}\). To use it in
|
| 271 |
+
Equation~\eqref{eq:ord-unfolding}, the count of the remaining ideal
|
| 272 |
+
part must retain the factor \(\kappa\). Recall
|
| 273 |
+
\[
|
| 274 |
+
a_K(n)=\#\{\mathfrak a\subset R:\mathfrak a\ne0,\ \Nm\mathfrak a=n\},
|
| 275 |
+
\qquad n\ge1,
|
| 276 |
+
\]
|
| 277 |
+
and let \(d_4\) be the fourfold divisor function. Unique factorization
|
| 278 |
+
of ideals makes \(a_K\) multiplicative. At every rational prime,
|
| 279 |
+
including a ramified one, its local generating series is
|
| 280 |
+
\[
|
| 281 |
+
\sum_{j\ge0}a_K(p^j)T^j
|
| 282 |
+
=\prod_{\mathfrak p\mid p}(1-T^{f_{\mathfrak p}})^{-1}.
|
| 283 |
+
\]
|
| 284 |
+
Each factor is coefficientwise at most \((1-T)^{-1}\), and there are
|
| 285 |
+
at most four factors. Hence \(a_K(n)\le d_4(n)\) for every \(n\);
|
| 286 |
+
in particular \(a_K(p)\le4\).
|
| 287 |
+
|
| 288 |
+
\begin{lemma}[Residue and prime sums]\label{lem:ord-residue}
|
| 289 |
+
There are absolute constants \(D_0>1\), \(h_0>0\), \(Y_0>1\), and
|
| 290 |
+
\(C\ge1\) with the following properties for every primitive totally
|
| 291 |
+
real quartic field \(K\).
|
| 292 |
+
\begin{enumerate}
|
| 293 |
+
\item If \(D\ge D_0\), then
|
| 294 |
+
\begin{equation}\label{eq:ord-residue-comparison}
|
| 295 |
+
C^{-1}\kappa\le h\zeta_K(1+h)\le C\kappa
|
| 296 |
+
\qquad(0<h\le4/\log D).
|
| 297 |
+
\end{equation}
|
| 298 |
+
If \(D<D_0\), the same inequalities hold for \(0<h\le h_0\).
|
| 299 |
+
\item One has
|
| 300 |
+
\begin{equation}\label{eq:ord-residue-lower}
|
| 301 |
+
\kappa^{-1}\le C\log(3D).
|
| 302 |
+
\end{equation}
|
| 303 |
+
\item Whenever \(Y\ge\max\{Y_0,D^{1/4}\}\),
|
| 304 |
+
\begin{equation}\label{eq:ord-prime-sum}
|
| 305 |
+
\exp\left(\sum_{p\le Y}\frac{a_K(p)}p\right)
|
| 306 |
+
\le C\kappa\log Y .
|
| 307 |
+
\end{equation}
|
| 308 |
+
\end{enumerate}
|
| 309 |
+
The sum in Equation~\eqref{eq:ord-prime-sum} is over rational primes.
|
| 310 |
+
\end{lemma}
|
| 311 |
+
|
| 312 |
+
\begin{proof}
|
| 313 |
+
We first treat large \(D\), and put \(L=\log D\).
|
| 314 |
+
Stark's zero theorem \cite[Lemma~3]{Stark1974} gives at most one
|
| 315 |
+
nontrivial zero of \(\zeta_K\) in
|
| 316 |
+
\[
|
| 317 |
+
\Re s\ge1-\frac1{4L},\qquad |\Im s|\le\frac1{4L};
|
| 318 |
+
\]
|
| 319 |
+
any such zero is real and simple. His
|
| 320 |
+
Lemma~8 \cite[Lemma~8]{Stark1974}, valid also for nonnormal fields,
|
| 321 |
+
states in degree four that a real zero
|
| 322 |
+
\(\beta\ge1-(96L)^{-1}\) would force a quadratic subfield of \(K\).
|
| 323 |
+
Primitivity excludes that subfield. It follows that every nontrivial
|
| 324 |
+
zero \(\rho\) satisfies
|
| 325 |
+
\begin{equation}\label{eq:ord-zero-disk}
|
| 326 |
+
|1-\rho|\ge \frac{c_0}{L},\qquad c_0=\frac1{192}.
|
| 327 |
+
\end{equation}
|
| 328 |
+
Indeed, a zero in the smaller open disk would lie in Stark's rectangle,
|
| 329 |
+
would be real, and would be in the forbidden real interval.
|
| 330 |
+
|
| 331 |
+
For real \(s>1\), the logarithmic derivative of the completed zeta
|
| 332 |
+
function gives
|
| 333 |
+
\begin{equation}\label{eq:ord-zero-sum}
|
| 334 |
+
\begin{aligned}
|
| 335 |
+
S_K(s):=\sum_\rho\Re\frac1{s-\rho}
|
| 336 |
+
&=\frac1s+\frac1{s-1}+\frac L2+
|
| 337 |
+
\frac{\zeta_K'}{\zeta_K}(s)+G(s),\\
|
| 338 |
+
G(s)&=2\left(\frac{\Gamma'(s/2)}{\Gamma(s/2)}-\log\pi\right);
|
| 339 |
+
\end{aligned}
|
| 340 |
+
\end{equation}
|
| 341 |
+
see \cite[Equation~(9)]{Stark1974}. The real zero sum converges and
|
| 342 |
+
has nonnegative terms, since \(\Re\rho\le1\). At \(s_0=1+L^{-1}\),
|
| 343 |
+
the Euler product gives \(\zeta_K'/\zeta_K(s_0)\le0\). The function
|
| 344 |
+
\(G\) is bounded on \([1,2]\), so for sufficiently large \(D\),
|
| 345 |
+
\[
|
| 346 |
+
0\le S_K(s_0)\ll L.
|
| 347 |
+
\]
|
| 348 |
+
This estimate persists for all \(1<s\le1+4/L\). To see this term by
|
| 349 |
+
term, write \(\rho=\beta+i\gamma\). Since \(\beta\le1\),
|
| 350 |
+
\[
|
| 351 |
+
s-\beta\le4(s_0-\beta),\qquad
|
| 352 |
+
|s-\rho|\ge|1-\rho|.
|
| 353 |
+
\]
|
| 354 |
+
Equation~\eqref{eq:ord-zero-disk} consequently gives
|
| 355 |
+
\[
|
| 356 |
+
|s_0-\rho|\le |s-\rho|+\frac3L
|
| 357 |
+
\le (1+3/c_0)|s-\rho|.
|
| 358 |
+
\]
|
| 359 |
+
Using \(\Re(s-\rho)^{-1}=(s-\beta)/|s-\rho|^2\), we obtain
|
| 360 |
+
\[
|
| 361 |
+
\Re\frac1{s-\rho}
|
| 362 |
+
\le4(1+3/c_0)^2\Re\frac1{s_0-\rho}.
|
| 363 |
+
\]
|
| 364 |
+
Thus \(S_K(s)\ll L\) on the entire interval.
|
| 365 |
+
|
| 366 |
+
Let \(\mathcal Z_K(s)=(s-1)\zeta_K(s)\). Rearranging
|
| 367 |
+
Equation~\eqref{eq:ord-zero-sum} shows that
|
| 368 |
+
\[
|
| 369 |
+
\frac{\mathcal Z_K'}{\mathcal Z_K}(s)
|
| 370 |
+
=S_K(s)-\frac1s-\frac L2-G(s)=O(L)
|
| 371 |
+
\qquad(1<s\le1+4/L).
|
| 372 |
+
\]
|
| 373 |
+
The function \(\mathcal Z_K\) extends to \(s=1\) with value
|
| 374 |
+
\(\kappa>0\). Integrating its logarithmic derivative across an
|
| 375 |
+
interval of length at most \(4/L\) proves
|
| 376 |
+
Equation~\eqref{eq:ord-residue-comparison}, with an absolute constant.
|
| 377 |
+
At \(s_0\), the inequality \(\zeta_K(s_0)\ge1\) then gives
|
| 378 |
+
\(\kappa\gg L^{-1}\).
|
| 379 |
+
|
| 380 |
+
There are only finitely many fields with \(D<D_0\), by Hermite's
|
| 381 |
+
finiteness theorem \cite[Theorem~8.43]{MilneANT}. For each of them,
|
| 382 |
+
\(h\zeta_K(1+h)\) tends to the positive residue \(\kappa\) as
|
| 383 |
+
\(h\downarrow0\). Taking a common sufficiently small \(h_0\) over
|
| 384 |
+
this finite set proves the remaining comparison, and their positive
|
| 385 |
+
residues have a common positive lower bound. Enlarging \(C\) proves
|
| 386 |
+
Equation~\eqref{eq:ord-residue-lower} for every field.
|
| 387 |
+
|
| 388 |
+
Choose \(Y_0\) sufficiently large that \(1/\log Y_0\le h_0\), and
|
| 389 |
+
let \(Y\ge\max\{Y_0,D^{1/4}\}\). For \(h=1/\log Y\), the comparison
|
| 390 |
+
just proved applies: in the large \(D\) case \(h\le4/\log D\), and
|
| 391 |
+
in the bounded \(D\) case \(h\le h_0\). Positivity in the Euler
|
| 392 |
+
logarithm gives
|
| 393 |
+
\[
|
| 394 |
+
\sum_{p\le Y}a_K(p)p^{-1-h}\le\log\zeta_K(1+h).
|
| 395 |
+
\]
|
| 396 |
+
Moreover, \(a_K(p)\le4\), \(1-p^{-h}\le h\log p\), and the elementary
|
| 397 |
+
Chebyshev bound followed by partial summation imply
|
| 398 |
+
\[
|
| 399 |
+
\sum_{p\le Y}a_K(p)(p^{-1}-p^{-1-h})
|
| 400 |
+
\le4h\sum_{p\le Y}\frac{\log p}{p}
|
| 401 |
+
\ll h\log Y=1.
|
| 402 |
+
\]
|
| 403 |
+
It follows that
|
| 404 |
+
\[
|
| 405 |
+
\sum_{p\le Y}\frac{a_K(p)}p
|
| 406 |
+
\le \log\zeta_K(1+h)+O(1)
|
| 407 |
+
\le \log(\kappa\log Y)+O(1),
|
| 408 |
+
\]
|
| 409 |
+
which proves Equation~\eqref{eq:ord-prime-sum}. There is no upper
|
| 410 |
+
restriction on \(Y\). This observation is what permits \(D\) to stay
|
| 411 |
+
bounded while the order index, and hence \(X\), grows.
|
| 412 |
+
\end{proof}
|
| 413 |
+
|
| 414 |
+
We also need an estimate for ideals in an interval. The following
|
| 415 |
+
uniform form of Shiu's bound \cite{Shiu1980} is the one recorded in
|
| 416 |
+
\cite[Equation~(4.2)]{PrimeDegreePackets}.
|
| 417 |
+
|
| 418 |
+
\begin{lemma}\label{lem:ord-shiu}
|
| 419 |
+
There are absolute constants \(C,u_0\) such that, for every
|
| 420 |
+
nonnegative multiplicative function \(b\) with \(b(n)\le d_4(n)\),
|
| 421 |
+
every real \(u\ge u_0\), and every \(u^{1/2}\le v\le u\),
|
| 422 |
+
\begin{equation}\label{eq:ord-shiu}
|
| 423 |
+
\sum_{u-v<n\le u}b(n)
|
| 424 |
+
\le C\frac v{\log u}
|
| 425 |
+
\exp\left(\sum_{p\le u}\frac{b(p)}p\right).
|
| 426 |
+
\end{equation}
|
| 427 |
+
\end{lemma}
|
| 428 |
+
|
| 429 |
+
\begin{proof}
|
| 430 |
+
Apply \cite[Theorem~1.1]{Pollack2020} with no excluded residue classes
|
| 431 |
+
and with its parameter \(\beta=1/4\). Its two growth conditions hold
|
| 432 |
+
with bounds independent of \(b\):
|
| 433 |
+
\[
|
| 434 |
+
b(p^j)\le d_4(p^j)=\binom{j+3}{3}\le4^j,\qquad
|
| 435 |
+
b(n)\le d_4(n)\ll_\epsilon n^\epsilon
|
| 436 |
+
\quad(\epsilon>0).
|
| 437 |
+
\]
|
| 438 |
+
The theorem's constant and threshold depend only on these growth
|
| 439 |
+
bounds and on the fixed parameter. Its strict length condition
|
| 440 |
+
\(u^\beta<v\) is satisfied even at \(v=u^{1/2}\) once \(u>1\).
|
| 441 |
+
This gives Equation~\eqref{eq:ord-shiu}, including both endpoints.
|
| 442 |
+
\end{proof}
|
| 443 |
+
|
| 444 |
+
\begin{proposition}[Weighted ideal intervals]\label{prop:ord-weighted-intervals}
|
| 445 |
+
There is an absolute constant \(C\) such that, for each fixed
|
| 446 |
+
\(A\ge1\) and \(c>0\), there is a threshold \(X_0(A,c)\) with the
|
| 447 |
+
following property. For every \(K,\OO,\sigma\) under consideration
|
| 448 |
+
with \(X\ge X_0(A,c)\), and all real \(x,y\) satisfying
|
| 449 |
+
\[
|
| 450 |
+
X^{3/4}\le x\le AX,\qquad cx\le y\le x,
|
| 451 |
+
\]
|
| 452 |
+
one has
|
| 453 |
+
\begin{equation}\label{eq:ord-weighted-interval}
|
| 454 |
+
\sum_{\substack{\mathfrak a\subset R,\ \mathfrak a\ne0\\
|
| 455 |
+
x-y<\Nm\mathfrak a\le x}}P(\mathfrak a)
|
| 456 |
+
\le C\,\frac{\kappa y}{q}.
|
| 457 |
+
\end{equation}
|
| 458 |
+
The constant \(C\) is independent of \(A,c\); the threshold may
|
| 459 |
+
depend on them.
|
| 460 |
+
\end{proposition}
|
| 461 |
+
|
| 462 |
+
\begin{proof}
|
| 463 |
+
The range is empty for \(c>1\), so suppose \(0<c\le1\).
|
| 464 |
+
We adapt the separation of the local norm from the remaining ideal
|
| 465 |
+
in \cite[Proposition~4.2]{PrimeDegreePackets}. Put
|
| 466 |
+
\[
|
| 467 |
+
b(n)=a_K(n)\mathbf 1_{(n,q)=1}.
|
| 468 |
+
\]
|
| 469 |
+
This is nonnegative and multiplicative, and it is at most \(d_4\).
|
| 470 |
+
Every integral ideal splits uniquely into its part above the primes
|
| 471 |
+
dividing \(q\), described by one tuple \(\boldsymbol l\), and a part
|
| 472 |
+
coprime to \(qR\). The left side of
|
| 473 |
+
Equation~\eqref{eq:ord-weighted-interval} is therefore
|
| 474 |
+
\begin{equation}\label{eq:ord-ideal-split}
|
| 475 |
+
\sum_{\boldsymbol l}P(\boldsymbol l)
|
| 476 |
+
\sum_{(x-y)/d(\boldsymbol l)<n\le x/d(\boldsymbol l)}b(n).
|
| 477 |
+
\end{equation}
|
| 478 |
+
|
| 479 |
+
First take \(d=d(\boldsymbol l)\le X^{1/8}\), and put \(u=x/d\),
|
| 480 |
+
\(v=y/d\). Then
|
| 481 |
+
\[
|
| 482 |
+
u\ge X^{5/8}\ge D^{1/4},\qquad v\ge cu.
|
| 483 |
+
\]
|
| 484 |
+
The second inequality implies \(v\ge u^{1/2}\) when \(X\) is large
|
| 485 |
+
in terms of \(c\). The first inequality puts \(u\) in the range of
|
| 486 |
+
Equation~\eqref{eq:ord-prime-sum}, once \(X\) is above an absolute
|
| 487 |
+
threshold. To remove the primes dividing \(q\) from that Euler bound,
|
| 488 |
+
observe that
|
| 489 |
+
\begin{equation}\label{eq:ord-euler-removal}
|
| 490 |
+
\log Z_q=\sum_{p\mid q}\frac{a_K(p)}p+O(1),\qquad
|
| 491 |
+
\sum_{\substack{p\mid q\\p>u}}\frac{a_K(p)}p
|
| 492 |
+
\ll\frac{\log(2q)}u\ll1 .
|
| 493 |
+
\end{equation}
|
| 494 |
+
For the first identity, expand
|
| 495 |
+
\(\log Z_p=\sum_{\mathfrak p\mid p}\sum_{j\ge1}p^{-jf_{\mathfrak p}}/j\).
|
| 496 |
+
The terms of order \(p^{-1}\) count exactly the primes of residue
|
| 497 |
+
degree one, and the remaining terms are \(O(p^{-2})\), uniformly
|
| 498 |
+
in the splitting type. Their sum over rational primes is bounded.
|
| 499 |
+
For the second estimate, use \(a_K(p)\le4\), at most
|
| 500 |
+
\(\log(2q)/\log2\) primes dividing \(q\), and
|
| 501 |
+
\(u\ge X^{5/8}\), \(q\le X\).
|
| 502 |
+
Consequently Equations~\eqref{eq:ord-prime-sum} and
|
| 503 |
+
\eqref{eq:ord-euler-removal} give
|
| 504 |
+
\[
|
| 505 |
+
\exp\left(\sum_{p\le u}\frac{b(p)}p\right)
|
| 506 |
+
\ll \frac{\kappa\log u}{Z_q}.
|
| 507 |
+
\]
|
| 508 |
+
Lemma~\ref{lem:ord-shiu} and
|
| 509 |
+
Equation~\eqref{eq:ord-shell-mass} now bound the contribution of
|
| 510 |
+
these tuples to Equation~\eqref{eq:ord-ideal-split} by
|
| 511 |
+
\[
|
| 512 |
+
C\frac{\kappa y}{Z_q}
|
| 513 |
+
\sum_{d(\boldsymbol l)\le X^{1/8}}
|
| 514 |
+
\frac{P(\boldsymbol l)}{d(\boldsymbol l)}
|
| 515 |
+
\le C\frac{\kappa y}{q}.
|
| 516 |
+
\]
|
| 517 |
+
|
| 518 |
+
It remains to control tuples with \(d>X^{1/8}\). Those with \(d>x\)
|
| 519 |
+
contribute nothing. For \(z\ge1\), summing the first three factors
|
| 520 |
+
of the divisor convolution gives
|
| 521 |
+
\[
|
| 522 |
+
\sum_{n\le z}d_4(n)
|
| 523 |
+
=\sum_{a_1a_2a_3a_4\le z}1
|
| 524 |
+
\le z\left(\sum_{a\le z}\frac1a\right)^3
|
| 525 |
+
\le z(1+\log z)^3 .
|
| 526 |
+
\]
|
| 527 |
+
Use this with \(z=x/d\), and then
|
| 528 |
+
Equation~\eqref{eq:ord-shell-tail}. The remaining contribution is
|
| 529 |
+
at most
|
| 530 |
+
\[
|
| 531 |
+
Cx(1+\log x)^3
|
| 532 |
+
\sum_{d(\boldsymbol l)>X^{1/8}}
|
| 533 |
+
\frac{P(\boldsymbol l)}{d(\boldsymbol l)}
|
| 534 |
+
\le C\frac{x}{q}X^{-1/128}(1+\log x)^3 .
|
| 535 |
+
\]
|
| 536 |
+
For fixed \(A\), once \(X\ge A\) the condition \(x\le AX\) gives
|
| 537 |
+
\(\log x\le2\log X\). By
|
| 538 |
+
Equation~\eqref{eq:ord-residue-lower} and \(D\le X^2\), the ratio of
|
| 539 |
+
this last bound to \(\kappa x/q\) is at most
|
| 540 |
+
\[
|
| 541 |
+
C X^{-1/128}(\log(3X))^4=o(1).
|
| 542 |
+
\]
|
| 543 |
+
This bound is independent of the field and the order. Increase the
|
| 544 |
+
threshold in terms of \(A,c\) until the ratio is at most \(c\).
|
| 545 |
+
The tail is then at most \(\kappa cx/q\le\kappa y/q\). The constant
|
| 546 |
+
in the resulting bound has not changed with \(A\) or \(c\), proving
|
| 547 |
+
the proposition.
|
| 548 |
+
\end{proof}
|
| 549 |
+
|
| 550 |
+
\subsection{Short vectors and small neighborhoods}
|
| 551 |
+
|
| 552 |
+
We now apply the weighted interval bound to the two vector counts
|
| 553 |
+
announced at the start of the section. If \(f_r=\mathbf 1_{[-r,r]^4}\), direct integration
|
| 554 |
+
in Equation~\eqref{eq:ord-fiber} gives
|
| 555 |
+
\begin{equation}\label{eq:ord-cube-fiber}
|
| 556 |
+
\mathcal V_{f_r}(z)=\frac{16}{6}
|
| 557 |
+
\bigl(\log_+(r^4/z)\bigr)^3 .
|
| 558 |
+
\end{equation}
|
| 559 |
+
Indeed, in a fixed sign component put \(s_i=\log r-u_i\) for
|
| 560 |
+
\(1\le i\le3\). The cube conditions become \(s_i\ge0\) and
|
| 561 |
+
\(\sum_{i=1}^3s_i\le\log(r^4/z)\), a simplex of the displayed volume
|
| 562 |
+
divided by sixteen.
|
| 563 |
+
|
| 564 |
+
\begin{proposition}[Tightness]\label{prop:ord-tightness}
|
| 565 |
+
There is an absolute constant \(C\) such that, for every fixed
|
| 566 |
+
\(0<r<1\),
|
| 567 |
+
\begin{equation}\label{eq:ord-cusp}
|
| 568 |
+
\limsup_{X\longrightarrow\infty}
|
| 569 |
+
\mu_*\{\Lambda:\text{some }0\ne v\in\Lambda
|
| 570 |
+
\text{ satisfies }\|v\|_\infty<r\}
|
| 571 |
+
\le Cr^4 .
|
| 572 |
+
\end{equation}
|
| 573 |
+
The limit superior ranges over all primitive totally real quartic
|
| 574 |
+
fields, all their orders, and all orderings of their real embeddings.
|
| 575 |
+
Consequently, for every sequence of these packet measures
|
| 576 |
+
\(\mu_i=\mu_{\OO_i,\sigma_i}\) with \(X_i\to\infty\) and every
|
| 577 |
+
\(\epsilon>0\), there is a compact \(\mathcal K_\epsilon\subset X_4\) with
|
| 578 |
+
\(\mu_i(\mathcal K_\epsilon)\ge1-\epsilon\) for all sufficiently large \(i\).
|
| 579 |
+
Such a sequence is tight, and every weak subsequential limit is an
|
| 580 |
+
\(A_4\)-invariant probability on \(X_4\).
|
| 581 |
+
\end{proposition}
|
| 582 |
+
|
| 583 |
+
\begin{proof}
|
| 584 |
+
The count \(E_{f_r}\) dominates the indicator in
|
| 585 |
+
Equation~\eqref{eq:ord-cusp}. Put \(T=r^4X\) and \(T_0=X^{3/4}\).
|
| 586 |
+
By Equations~\eqref{eq:ord-unfolding} and \eqref{eq:ord-cube-fiber},
|
| 587 |
+
it suffices to bound
|
| 588 |
+
\begin{equation}\label{eq:ord-cube-sum}
|
| 589 |
+
\frac1{\sqrt D\,\kappa}
|
| 590 |
+
\sum_{\Nm\mathfrak a\le T}
|
| 591 |
+
P(\mathfrak a)
|
| 592 |
+
\bigl(\log(T/\Nm\mathfrak a)\bigr)^3 .
|
| 593 |
+
\end{equation}
|
| 594 |
+
The sum is empty when \(T<1\). Otherwise its logarithmic factor is
|
| 595 |
+
at most \((\log X)^3\), since \(\Nm\mathfrak a\ge1\) and \(r<1\).
|
| 596 |
+
Apply Proposition~\ref{prop:ord-weighted-intervals} at
|
| 597 |
+
\(x=y=T_0\), with \(A=c=1\). The part with
|
| 598 |
+
\(\Nm\mathfrak a\le\min\{T,T_0\}\) is at most
|
| 599 |
+
\[
|
| 600 |
+
C\frac{\kappa T_0}{q}(\log X)^3.
|
| 601 |
+
\]
|
| 602 |
+
After division by \(\sqrt D\,\kappa=X\kappa/q\), this contributes
|
| 603 |
+
\(O(X^{-1/4}(\log X)^3)=o(1)\).
|
| 604 |
+
|
| 605 |
+
If \(T>T_0\), put
|
| 606 |
+
\[
|
| 607 |
+
A_{T_0}(t)=\sum_{T_0<\Nm\mathfrak a\le t}P(\mathfrak a)
|
| 608 |
+
\qquad(T_0\le t\le T).
|
| 609 |
+
\]
|
| 610 |
+
The same interval estimate at \(x=y=t\) gives
|
| 611 |
+
\(A_{T_0}(t)\le C\kappa t/q\), since \(T\le X\). Writing each
|
| 612 |
+
logarithmic cube as an integral and using Tonelli yields
|
| 613 |
+
\begin{align*}
|
| 614 |
+
\sum_{T_0<\Nm\mathfrak a\le T}
|
| 615 |
+
P(\mathfrak a)\bigl(\log(T/\Nm\mathfrak a)\bigr)^3
|
| 616 |
+
&=3\int_{T_0}^T A_{T_0}(t)
|
| 617 |
+
\bigl(\log(T/t)\bigr)^2\frac{dt}{t}\\
|
| 618 |
+
&\le C\frac{\kappa}{q}
|
| 619 |
+
\int_0^T\bigl(\log(T/t)\bigr)^2\,dt
|
| 620 |
+
\le C\frac{\kappa T}{q}.
|
| 621 |
+
\end{align*}
|
| 622 |
+
The last integral is finite after the substitution \(t=Ts\).
|
| 623 |
+
This part of Equation~\eqref{eq:ord-cube-sum} is therefore \(O(r^4)\).
|
| 624 |
+
If \(T\le T_0\), it is absent. The constants used at \(A=c=1\) are
|
| 625 |
+
absolute, so the resulting estimate proves
|
| 626 |
+
Equation~\eqref{eq:ord-cusp}. This is the compactness argument of
|
| 627 |
+
\cite[Proposition~5.1]{PrimeDegreePackets}, now using the quartic
|
| 628 |
+
weighted interval bound.
|
| 629 |
+
|
| 630 |
+
Mahler's compactness criterion \cite[Section~3, Theorem~2]{Mahler1946}
|
| 631 |
+
says that
|
| 632 |
+
\[
|
| 633 |
+
\mathcal K_r=\{\Lambda\in X_4:\|v\|_\infty\ge r
|
| 634 |
+
\text{ for all }0\ne v\in\Lambda\}
|
| 635 |
+
\]
|
| 636 |
+
is compact. Choose \(r\) so that \(Cr^4<\epsilon/2\).
|
| 637 |
+
Equation~\eqref{eq:ord-cusp} then gives
|
| 638 |
+
\(\mu_i(\mathcal K_r)\ge1-\epsilon\) for all sufficiently large \(i\).
|
| 639 |
+
Each of the finitely many preceding packet measures is supported on a
|
| 640 |
+
finite union of compact orbits, by Proposition~\ref{prop:pkt-model}.
|
| 641 |
+
Enlarging the compact set to include those supports proves tightness
|
| 642 |
+
of the entire sequence. The space \(X_4\) is locally compact,
|
| 643 |
+
second countable, and metrizable; the weak compactness theorem for
|
| 644 |
+
tight probabilities therefore gives probability subsequential limits.
|
| 645 |
+
For \(a\in A_4\) and \(f\in C_c(X_4)\), the equality
|
| 646 |
+
\[
|
| 647 |
+
\int f(xa)\,d\mu_i(x)=\int f(x)\,d\mu_i(x)
|
| 648 |
+
\]
|
| 649 |
+
passes to a weak limit, since both test functions are continuous with
|
| 650 |
+
compact support. This proves \(A_4\)-invariance.
|
| 651 |
+
\end{proof}
|
| 652 |
+
|
| 653 |
+
\begin{lemma}[Boxes away from the coordinate hyperplanes]\label{lem:ord-boxes}
|
| 654 |
+
Let \(V_0\subset(\R^\times)^4\) be compact, and let \(b>0\).
|
| 655 |
+
There are constants \(C,r_0>0\), depending only on \(V_0,b\), such
|
| 656 |
+
that for every fixed \(0<r<r_0\) there is a threshold
|
| 657 |
+
\(X_0(V_0,b,r)\) for which
|
| 658 |
+
\begin{equation}\label{eq:ord-vector-box}
|
| 659 |
+
\int_{X_4}E_{\mathbf 1_{v+[-br,br]^4}}\,d\mu_*
|
| 660 |
+
\le Cr^4\qquad(v\in V_0,\ X\ge X_0(V_0,b,r)).
|
| 661 |
+
\end{equation}
|
| 662 |
+
The threshold and constants are uniform over \(K,\OO,\sigma\) and
|
| 663 |
+
over the centers \(v\in V_0\).
|
| 664 |
+
\end{lemma}
|
| 665 |
+
|
| 666 |
+
\begin{proof}
|
| 667 |
+
The assertion is immediate if \(V_0\) is empty. Otherwise choose
|
| 668 |
+
\(0<\epsilon\le M\) such that
|
| 669 |
+
\(\epsilon\le|v_i|\le M\) for every \(v\in V_0\) and \(i\).
|
| 670 |
+
For \(r_0<\epsilon/(2b)\), each box in the statement lies in one
|
| 671 |
+
coordinate sign component. Its first three logarithmic widths satisfy
|
| 672 |
+
\[
|
| 673 |
+
\log\frac{|v_i|+br}{|v_i|-br}\ll_{V_0,b}r .
|
| 674 |
+
\]
|
| 675 |
+
The product map \(x\mapsto\prod_i|x_i|\) has uniformly bounded first
|
| 676 |
+
derivatives on these boxes. If \(t_v=\prod_i|v_i|\), it follows
|
| 677 |
+
from Equation~\eqref{eq:ord-fiber} that, for one \(C_1\ge1\),
|
| 678 |
+
\begin{equation}\label{eq:ord-box-fiber}
|
| 679 |
+
\mathcal V_{\mathbf 1_{v+[-br,br]^4}}(z)
|
| 680 |
+
\le C_1r^3\,\mathbf 1_{[t_v-C_1r,t_v+C_1r]}(z)
|
| 681 |
+
\qquad(v\in V_0,\ 0<r<r_0).
|
| 682 |
+
\end{equation}
|
| 683 |
+
Let \(t_->0\) and \(t_+<\infty\) be the minimum and maximum of \(t_v\)
|
| 684 |
+
on \(V_0\), and shrink \(r_0\) so that \(6C_1r_0<t_-\).
|
| 685 |
+
For a fixed \(r\) in this range set
|
| 686 |
+
\[
|
| 687 |
+
x=(t_v+2C_1r)X,\qquad y=4C_1rX.
|
| 688 |
+
\]
|
| 689 |
+
The possible ideal norms in Equation~\eqref{eq:ord-box-fiber} lie
|
| 690 |
+
strictly inside \((x-y,x)\). The enlargement avoids any issue with
|
| 691 |
+
integer endpoints. There is a fixed \(A\ge1\), depending only on
|
| 692 |
+
\(V_0,b\), such that \(x\le AX\) for all centers and radii under
|
| 693 |
+
consideration. For sufficiently large \(X\), uniformly in the
|
| 694 |
+
centers, \(x\ge X^{3/4}\). Also \(y\le x\) by the choice of \(r_0\),
|
| 695 |
+
and \(y\ge cx\) with \(c=4C_1r/A>0\), after decreasing \(r_0\) if
|
| 696 |
+
necessary so that \(c\le1\).
|
| 697 |
+
|
| 698 |
+
Proposition~\ref{prop:ord-weighted-intervals} applies for every fixed
|
| 699 |
+
\(r\), with this \(c\) and the fixed \(A\). Its constant is independent
|
| 700 |
+
of \(c\), so the sum of the relevant ideal weights is at most
|
| 701 |
+
\(C\kappa rX/q\), with a constant independent of \(r\). Combining
|
| 702 |
+
this with Equations~\eqref{eq:ord-unfolding} and
|
| 703 |
+
\eqref{eq:ord-box-fiber}, and using \(\sqrt D=X/q\), proves
|
| 704 |
+
Equation~\eqref{eq:ord-vector-box}. Only the threshold for \(X\)
|
| 705 |
+
depends on the fixed radius.
|
| 706 |
+
\end{proof}
|
| 707 |
+
|
| 708 |
+
For \(r>0\), define the open identity neighborhood
|
| 709 |
+
\begin{equation}\label{eq:ord-ball-neighborhood}
|
| 710 |
+
B(r)=\{h\in\mathrm{SL}_4(\R):
|
| 711 |
+
\max_{i,j}|h_{ij}-\delta_{ij}|<r\}.
|
| 712 |
+
\end{equation}
|
| 713 |
+
|
| 714 |
+
\begin{proposition}[Local bounds in probability limits]\label{prop:ord-balls}
|
| 715 |
+
Let \(\mu\) be a weak probability limit of packet measures along
|
| 716 |
+
\(X_i\to\infty\). For every compact \(\Omega\subset X_4\), there
|
| 717 |
+
are constants \(C_\Omega,r_\Omega>0\) such that
|
| 718 |
+
\begin{equation}\label{eq:ord-balls}
|
| 719 |
+
\mu(xB(r))\le C_\Omega r^4
|
| 720 |
+
\qquad(x\in\Omega,\ 0<r<r_\Omega).
|
| 721 |
+
\end{equation}
|
| 722 |
+
\end{proposition}
|
| 723 |
+
|
| 724 |
+
\begin{proof}
|
| 725 |
+
The assertion is immediate if \(\Omega\) is empty, so assume otherwise.
|
| 726 |
+
We use the passage from vector boxes to ordinary neighborhoods in
|
| 727 |
+
\cite[Proposition~5.2]{PrimeDegreePackets}. First, every full lattice
|
| 728 |
+
has a vector with no zero coordinate. If \(\Lambda=\Z^4g\), each
|
| 729 |
+
coordinate of \((1,N,N^2,N^3)g\) is a nonzero polynomial in \(N\):
|
| 730 |
+
its coefficients are a column of the invertible matrix \(g\).
|
| 731 |
+
An integer \(N\) outside their finitely many roots gives the required
|
| 732 |
+
vector.
|
| 733 |
+
|
| 734 |
+
For each \(x_0\in\Omega\), choose a continuous local lift \(g(x)\) of
|
| 735 |
+
nearby lattices to \(\mathrm{SL}_4(\R)\), and an integer row \(z\)
|
| 736 |
+
for which \(zg(x_0)\) has no zero coordinate. On a sufficiently
|
| 737 |
+
small neighborhood with compact closure in this chart, \(zg(x)\)
|
| 738 |
+
stays bounded and its coordinates stay bounded away from zero.
|
| 739 |
+
A finite collection of these neighborhoods covers \(\Omega\).
|
| 740 |
+
Consequently we may select, for every \(x\in\Omega\), a vector
|
| 741 |
+
\(v_x\in\Lambda_x\) so that all selected vectors lie in one compact
|
| 742 |
+
set \(V_0\subset(\R^\times)^4\). The selection is used pointwise and
|
| 743 |
+
need not be measurable.
|
| 744 |
+
|
| 745 |
+
Choose \(M\) with \(|(v_x)_i|\le M\) for all selected vectors, and
|
| 746 |
+
fix \(b>4M\). If \(y=xh\) with \(h\in B(r)\), then
|
| 747 |
+
\(v_xh\in\Lambda_y\), and
|
| 748 |
+
\[
|
| 749 |
+
|(v_xh-v_x)_j|
|
| 750 |
+
\le \sum_i |(v_x)_i|\,|h_{ij}-\delta_{ij}|<br.
|
| 751 |
+
\]
|
| 752 |
+
Thus every lattice in \(xB(r)\) has a nonzero vector in
|
| 753 |
+
\(v_x+[-br,br]^4\). Lemma~\ref{lem:ord-boxes} gives, for each fixed
|
| 754 |
+
small \(r>0\) and all sufficiently large \(i\),
|
| 755 |
+
\[
|
| 756 |
+
\mu_i(xB(r))
|
| 757 |
+
\le \int E_{\mathbf 1_{v_x+[-br,br]^4}}\,d\mu_i
|
| 758 |
+
\le C_\Omega r^4
|
| 759 |
+
\qquad(x\in\Omega).
|
| 760 |
+
\]
|
| 761 |
+
The constants are common to all \(x\) and \(r\) in the stated ranges;
|
| 762 |
+
the index after which this estimate holds may depend on \(r\).
|
| 763 |
+
The set \(xB(r)\) is open in \(X_4\). For each fixed \(x,r\),
|
| 764 |
+
Portmanteau's inequality therefore yields
|
| 765 |
+
\[
|
| 766 |
+
\mu(xB(r))\le\liminf_{i\to\infty}\mu_i(xB(r))
|
| 767 |
+
\le C_\Omega r^4.
|
| 768 |
+
\]
|
| 769 |
+
This proves the bound for every \(r\) with the same constant. It uses
|
| 770 |
+
no interchange between a shrinking radius and the packet limit.
|
| 771 |
+
\end{proof}
|
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/packets.tex
ADDED
|
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|
|
|
| 1 |
+
\section{Packets from arbitrary orders}\label{sec:packets}
|
| 2 |
+
|
| 3 |
+
Fix a primitive totally real quartic field \(K\), an order \(\OO\subset K\),
|
| 4 |
+
and an ordering \(\sigma=(\sigma_1,\ldots,\sigma_4)\) of its real embeddings,
|
| 5 |
+
as in Theorem~\ref{thm:main}. We describe the packet using finitely many
|
| 6 |
+
local lattice choices above each ideal class of the maximal order. This
|
| 7 |
+
description lets us average a containment condition at each finite prime
|
| 8 |
+
before performing an integral at the real place. The construction is
|
| 9 |
+
adapted from the packet model in
|
| 10 |
+
\cite[Section~2, Lemma~2.1]{PrimeDegreePackets}; we give the argument with
|
| 11 |
+
all sixteen sign patterns in degree four.
|
| 12 |
+
|
| 13 |
+
Throughout the paper put
|
| 14 |
+
\begin{equation}\label{eq:pkt-scale}
|
| 15 |
+
R=\OO_K,\qquad D=|\Disc(K)|,\qquad q=[R:\OO],\qquad
|
| 16 |
+
X=q\sqrt D,\qquad \kappa=\Res_{s=1}\zeta_K(s).
|
| 17 |
+
\end{equation}
|
| 18 |
+
In particular, \(|\Disc(\OO)|=q^2D=X^2\). Absolute ideal norms are
|
| 19 |
+
extended multiplicatively to fractional \(R\)-ideals. Thus
|
| 20 |
+
\begin{equation}\label{eq:pkt-covolume}
|
| 21 |
+
\covol(\sigma(I))=\sqrt D\,\Nm I
|
| 22 |
+
\end{equation}
|
| 23 |
+
for every nonzero fractional \(R\)-ideal \(I\): this is the defining
|
| 24 |
+
discriminant identity for \(I=R\), follows by index for integral \(I\),
|
| 25 |
+
and then follows for fractional \(I\) after multiplication by an integer.
|
| 26 |
+
For a full \(\Z\)-lattice \(J\subset K\), write
|
| 27 |
+
\(J_p=J\otimes_\Z\Z_p\), and put
|
| 28 |
+
\[
|
| 29 |
+
K_p=K\otimes_\Q\Q_p,\qquad R_p=R\otimes_\Z\Z_p,\qquad
|
| 30 |
+
\OO_p=\OO\otimes_\Z\Z_p .
|
| 31 |
+
\]
|
| 32 |
+
Here \(K_p\) is a product of finite extensions of \(\Q_p\), and \(R_p\)
|
| 33 |
+
is the product of their integer rings. We use the usual arithmetic of
|
| 34 |
+
fractional ideals in the Dedekind domain \(R\); see
|
| 35 |
+
\cite[Theorems~3.7, 3.20, and~3.29]{MilneANT}.
|
| 36 |
+
|
| 37 |
+
\subsection{The finite local choices}
|
| 38 |
+
|
| 39 |
+
Choose one fractional \(R\)-ideal \(I\) in each ordinary ideal class of
|
| 40 |
+
\(R\). Write \(h_K\) for the number of these classes. At every prime
|
| 41 |
+
choose a generator
|
| 42 |
+
\[
|
| 43 |
+
I_p=\xi_p R_p,\qquad \xi_p\in K_p^\times.
|
| 44 |
+
\]
|
| 45 |
+
Such a generator exists because each component of \(R_p\) is a discrete
|
| 46 |
+
valuation ring. Let \(\mathscr L_{\OO}(I)\) be the set of full lattices
|
| 47 |
+
\(L\subset I\) whose completions have the form
|
| 48 |
+
\begin{equation}\label{eq:pkt-local-choices}
|
| 49 |
+
L_p=\xi_p t_p\OO_p,\qquad t_p\in R_p^\times
|
| 50 |
+
\quad\text{for every }p.
|
| 51 |
+
\end{equation}
|
| 52 |
+
Replacing \(\xi_p\) by another generator merely changes \(t_p\) by a
|
| 53 |
+
unit, so this set does not depend on the chosen generators.
|
| 54 |
+
|
| 55 |
+
\begin{lemma}\label{lem:pkt-local-labels}
|
| 56 |
+
The set \(\mathscr L_{\OO}(I)\) is finite, and its cardinality is
|
| 57 |
+
\begin{equation}\label{eq:pkt-label-count}
|
| 58 |
+
N_{\OO}=\prod_{p\mid q}[R_p^\times:\OO_p^\times],
|
| 59 |
+
\end{equation}
|
| 60 |
+
independently of \(I\). Its members satisfy
|
| 61 |
+
\[
|
| 62 |
+
[I:L]=q,\qquad RL=I,
|
| 63 |
+
\]
|
| 64 |
+
and are proper invertible fractional \(\OO\)-ideals. Every ordinary
|
| 65 |
+
class of proper invertible fractional \(\OO\)-ideals is represented,
|
| 66 |
+
up to multiplication by \(K^\times\), by a member of one of the sets
|
| 67 |
+
\(\mathscr L_{\OO}(I)\). Uniform probability on
|
| 68 |
+
\(\mathscr L_{\OO}(I)\) is induced by independent normalized Haar
|
| 69 |
+
probabilities for \(t_p\in R_p^\times\).
|
| 70 |
+
\end{lemma}
|
| 71 |
+
|
| 72 |
+
\begin{proof}
|
| 73 |
+
The additive group \(R/\OO\) has order \(q\), so \(qR\subset\OO\).
|
| 74 |
+
For every \(p\) and every unit \(t_p\), it follows that
|
| 75 |
+
\[
|
| 76 |
+
qI_p=\xi_p t_p qR_p\subset \xi_p t_p\OO_p\subset I_p.
|
| 77 |
+
\]
|
| 78 |
+
At \(p\nmid q\) the middle lattice is \(I_p\). At the remaining
|
| 79 |
+
primes its image is a submodule of the finite module \(I_p/qI_p\).
|
| 80 |
+
The primary decomposition of \(I/qI\) identifies its \(p\)-primary
|
| 81 |
+
part with \(I_p/qI_p\). Thus a choice of these local submodules
|
| 82 |
+
patches to a unique subgroup of \(I/qI\), and its inverse image in
|
| 83 |
+
\(I\) is the unique lattice with the prescribed completions.
|
| 84 |
+
|
| 85 |
+
The stabilizer of \(\OO_p\) under multiplication by \(R_p^\times\)
|
| 86 |
+
is exactly \(\OO_p^\times\). Indeed, \(t_p\OO_p=\OO_p\) implies
|
| 87 |
+
that both \(t_p\) and \(t_p^{-1}\) belong to \(\OO_p\), by applying
|
| 88 |
+
the equality and its inverse to \(1\). The converse is immediate.
|
| 89 |
+
The local choices therefore form the finite homogeneous space
|
| 90 |
+
\(R_p^\times/\OO_p^\times\). Its invariant probability is uniform
|
| 91 |
+
and is the image of normalized unit Haar measure. Patching over the
|
| 92 |
+
finitely many primes dividing \(q\) proves
|
| 93 |
+
Equation~\eqref{eq:pkt-label-count} and the assertion about
|
| 94 |
+
probabilities. The index of the lattice in
|
| 95 |
+
Equation~\eqref{eq:pkt-local-choices} is
|
| 96 |
+
\([R_p:\OO_p]\), and its \(R_p\)-span is \(I_p\) because \(1\in\OO_p\).
|
| 97 |
+
Taking products of the indices and comparing all completions gives
|
| 98 |
+
\([I:L]=q\) and \(RL=I\).
|
| 99 |
+
|
| 100 |
+
We record why the local condition describes exactly invertible ideals
|
| 101 |
+
of the order. A full fractional \(\OO\)-ideal \(J\) is invertible
|
| 102 |
+
if and only if
|
| 103 |
+
\begin{equation}\label{eq:pkt-local-principality}
|
| 104 |
+
J_p=\eta_p\OO_p\quad\text{for some }\eta_p\in K_p^\times
|
| 105 |
+
\quad\text{at every }p.
|
| 106 |
+
\end{equation}
|
| 107 |
+
For the forward implication, complete an equality
|
| 108 |
+
\(JJ^{-1}=\OO\). The resulting equality over \(\OO_p\) expresses
|
| 109 |
+
\(1\) as a finite sum \(\sum_i a_i b_i\), with \(a_i\in J_p\) and
|
| 110 |
+
\(b_i\in J_p^{-1}\). At each maximal ideal \(\mathfrak m\) of the
|
| 111 |
+
semilocal ring \(\OO_p\), some \(a_i b_i\) is a unit after localization,
|
| 112 |
+
and that \(a_i\) generates \((J_p)_{\mathfrak m}\). To obtain one
|
| 113 |
+
generator for all the maximal ideals, choose such an \(a_{\mathfrak m}\)
|
| 114 |
+
for each \(\mathfrak m\), and use the Chinese remainder theorem
|
| 115 |
+
\cite[Theorem~1.14]{MilneANT} to
|
| 116 |
+
choose \(c_{\mathfrak m}\in\OO_p\) congruent to \(1\) at
|
| 117 |
+
\(\mathfrak m\) and to \(0\) at every other maximal ideal. Then
|
| 118 |
+
\(\eta_p=\sum_{\mathfrak m}c_{\mathfrak m}a_{\mathfrak m}\) generates
|
| 119 |
+
\((J_p)_{\mathfrak m}\) modulo \(\mathfrak m\) at each \(\mathfrak m\);
|
| 120 |
+
Nakayama's lemma \cite[Lemma~1.9]{MilneANT} shows that it generates each localization. Hence it
|
| 121 |
+
generates \(J_p\). Since \(J_p\) spans \(K_p\) over \(\Q_p\),
|
| 122 |
+
\(\eta_p\) has no zero component and lies in \(K_p^\times\).
|
| 123 |
+
|
| 124 |
+
Conversely, define
|
| 125 |
+
\[
|
| 126 |
+
J^{-1}=\{a\in K:aJ\subset\OO\}.
|
| 127 |
+
\]
|
| 128 |
+
This definition commutes with completion: after choosing \(\Z\)-bases
|
| 129 |
+
of \(J\) and \(\OO\), the containment is a finite collection of
|
| 130 |
+
integrality conditions on the coordinates of multiplication by \(a\),
|
| 131 |
+
and the same conditions over \(\Z_p\) describe the completed lattice.
|
| 132 |
+
Under Equation~\eqref{eq:pkt-local-principality} we therefore have
|
| 133 |
+
\((J^{-1})_p=\eta_p^{-1}\OO_p\). Consequently
|
| 134 |
+
\((JJ^{-1})_p=\OO_p\) for every \(p\), which implies \(JJ^{-1}=\OO\).
|
| 135 |
+
This proves the equivalence. It also proves properness: if \(aJ\subset J\)
|
| 136 |
+
for an invertible \(J\), multiplication by \(J^{-1}\) gives
|
| 137 |
+
\(a\OO\subset\OO\), and hence \(a\in\OO\). Thus its multiplier order
|
| 138 |
+
is \(\OO\).
|
| 139 |
+
|
| 140 |
+
The lattices in Equation~\eqref{eq:pkt-local-choices} are stable under
|
| 141 |
+
\(\OO_p\) at every prime, so comparison of completions shows that
|
| 142 |
+
\(\OO L\subset L\). They are therefore fractional \(\OO\)-ideals
|
| 143 |
+
satisfying Equation~\eqref{eq:pkt-local-principality}. In the other
|
| 144 |
+
direction, let \(J\) be an invertible fractional \(\OO\)-ideal. Its \(R\)-span
|
| 145 |
+
\(RJ\) is a fractional \(R\)-ideal. Multiplying \(J\) by an element
|
| 146 |
+
of \(K^\times\), we may arrange \(RJ=I\) for the chosen representative
|
| 147 |
+
of this maximal-order class. If \(J_p=\eta_p\OO_p\), then
|
| 148 |
+
\(\eta_p R_p=I_p=\xi_pR_p\), so \(\eta_p=\xi_p t_p\) for a unit
|
| 149 |
+
\(t_p\in R_p^\times\). Thus the resulting \(J\) belongs to
|
| 150 |
+
\(\mathscr L_{\OO}(I)\), as required.
|
| 151 |
+
\end{proof}
|
| 152 |
+
|
| 153 |
+
\subsection{Real parameters, identifications, and volume}
|
| 154 |
+
|
| 155 |
+
Let \(U=R^\times\), and let \(U^+\) be its totally positive subgroup.
|
| 156 |
+
Put
|
| 157 |
+
\[
|
| 158 |
+
T_\infty=\{v=(v_1,\ldots,v_4)\in(\R^\times)^4:
|
| 159 |
+
\textstyle\prod_i|v_i|=1\}.
|
| 160 |
+
\]
|
| 161 |
+
We give \(T_\infty\) counting measure on its sixteen sign components
|
| 162 |
+
and measure \(du_1\,du_2\,du_3\) on the logarithms
|
| 163 |
+
\(u_i=\log|v_i|\), with \(u_4=-u_1-u_2-u_3\). Denote this measure
|
| 164 |
+
by \(dv\). The unit theorem
|
| 165 |
+
\cite[Theorems~5.1 and~5.9]{MilneANT} says that
|
| 166 |
+
\[
|
| 167 |
+
\ell(U)=\{(\log|\sigma_i(\epsilon)|)_{i=1}^4:\epsilon\in U\}
|
| 168 |
+
\]
|
| 169 |
+
is a full lattice in the hyperplane \(\sum_i u_i=0\). Its
|
| 170 |
+
covolume for the deleted-coordinate measure is the ordinary regulator
|
| 171 |
+
\(R_K\). Its kernel on \(U\) consists of \(1\) and \(-1\), since
|
| 172 |
+
these are the roots of unity in a totally real field.
|
| 173 |
+
|
| 174 |
+
Let \(\mathscr F_U\) be a measurable fundamental domain for the embedded
|
| 175 |
+
group \(\sigma(U)\) in \(T_\infty\). Reducing logarithms modulo
|
| 176 |
+
\(\ell(U)\) leaves sixteen sign choices, on which the remaining kernel
|
| 177 |
+
\(\{1,-1\}\) identifies pairs of opposite signs. It follows that
|
| 178 |
+
\(\vol(\mathscr F_U)=8R_K\). The analytic class-number formula in
|
| 179 |
+
signature \((4,0)\), with two roots of unity, gives
|
| 180 |
+
\begin{equation}\label{eq:pkt-unit-volume}
|
| 181 |
+
h_K\vol(\mathscr F_U)=8h_KR_K=\sqrt D\,\kappa;
|
| 182 |
+
\end{equation}
|
| 183 |
+
see \cite[Chapter~V, Theorem~2.4(a)]{MilneCFT}.
|
| 184 |
+
|
| 185 |
+
For \(L\in\mathscr L_{\OO}(I)\), set
|
| 186 |
+
\[
|
| 187 |
+
c_I=(X\Nm I)^{-1/4}.
|
| 188 |
+
\]
|
| 189 |
+
Equations~\eqref{eq:pkt-covolume} and \([I:L]=q\) show that
|
| 190 |
+
\(c_I\sigma(L)v\) has covolume one for every \(v\in T_\infty\).
|
| 191 |
+
This notation denotes the corresponding row lattice, and thus a point
|
| 192 |
+
of \(X_4\), after choosing a basis of determinant one. This convention
|
| 193 |
+
also applies when the diagonal \(v\) has negative determinant.
|
| 194 |
+
|
| 195 |
+
\begin{proposition}[Packet model and volume]\label{prop:pkt-model}
|
| 196 |
+
The maps
|
| 197 |
+
\[
|
| 198 |
+
(L,v)\longmapsto c_I\sigma(L)v
|
| 199 |
+
\qquad
|
| 200 |
+
(L\in\mathscr L_{\OO}(I),\ v\in T_\infty)
|
| 201 |
+
\]
|
| 202 |
+
give a bijection from the disjoint union over the chosen \(I\) of the
|
| 203 |
+
quotients by
|
| 204 |
+
\begin{equation}\label{eq:pkt-unit-action}
|
| 205 |
+
\epsilon:(L,v)\longmapsto
|
| 206 |
+
(\epsilon L,\sigma(\epsilon)^{-1}v),\qquad \epsilon\in U,
|
| 207 |
+
\end{equation}
|
| 208 |
+
onto \(\bigcup_{\mathcal Y\in\mathcal P_{\OO,\sigma}}\mathcal Y\subset X_4\).
|
| 209 |
+
Counting measure on the \(L\)'s times \(dv\) descends to the sum of
|
| 210 |
+
the Haar measures of those orbits. In particular,
|
| 211 |
+
\begin{equation}\label{eq:pkt-total-volume}
|
| 212 |
+
\sum_{\mathcal Y\in\mathcal P_{\OO,\sigma}}\vol(\mathcal Y)
|
| 213 |
+
=N_{\OO}\sqrt D\,\kappa .
|
| 214 |
+
\end{equation}
|
| 215 |
+
Writing \(\mu_*=\mu_{\OO,\sigma}\), for every nonnegative Borel
|
| 216 |
+
function \(\Phi\) on \(X_4\) one has
|
| 217 |
+
\begin{equation}\label{eq:pkt-integration}
|
| 218 |
+
\int_{X_4}\Phi\,d\mu_*
|
| 219 |
+
=\frac{1}{h_KN_{\OO}\vol(\mathscr F_U)}
|
| 220 |
+
\sum_I\sum_{L\in\mathscr L_{\OO}(I)}
|
| 221 |
+
\int_{\mathscr F_U}\Phi(c_I\sigma(L)v)\,dv .
|
| 222 |
+
\end{equation}
|
| 223 |
+
The identity permits infinite values on both sides.
|
| 224 |
+
\end{proposition}
|
| 225 |
+
|
| 226 |
+
\begin{proof}
|
| 227 |
+
The action in Equation~\eqref{eq:pkt-unit-action} preserves the
|
| 228 |
+
parameter set, since \(\epsilon I=I\) for \(\epsilon\in U\), and
|
| 229 |
+
preserves its image lattice. Lemma~\ref{lem:pkt-local-labels} shows
|
| 230 |
+
that every ordinary invertible \(\OO\)-ideal class occurs. If two
|
| 231 |
+
ideals differ by multiplication by \(\alpha\in K^\times\), their
|
| 232 |
+
normalized embedded lattices differ by the diagonal with coordinates
|
| 233 |
+
\(\sigma_i(\alpha)/|\Nm_{K/\Q}(\alpha)|^{1/4}\), an element of
|
| 234 |
+
\(T_\infty\). Finally \(T_\infty\) is the union of all sixteen
|
| 235 |
+
sign translates of \(A_4\). These facts prove surjectivity.
|
| 236 |
+
|
| 237 |
+
Suppose two displayed normalized lattices coincide. After absorbing
|
| 238 |
+
the ratio of their positive scalars, this equality gives a diagonal
|
| 239 |
+
map carrying \(\sigma(L)\) onto \(\sigma(L')\). Choose \(0\ne b\in L\)
|
| 240 |
+
and let \(b'\in L'\) be its image. None of the four coordinates of
|
| 241 |
+
\(\sigma(b)\) is zero. The diagonal entries must therefore be
|
| 242 |
+
\(\sigma_i(b')/\sigma_i(b)=\sigma_i(b'/b)\). The map is multiplication
|
| 243 |
+
by \(\alpha=b'/b\), and \(L'=\alpha L\). Taking \(R\)-spans gives
|
| 244 |
+
\(I'=\alpha I\). The chosen representatives then force \(I'=I\)
|
| 245 |
+
and \(\alpha I=I\), so \(\alpha\in U\). The scalar normalizations
|
| 246 |
+
are now equal, and the two parameters differ by exactly
|
| 247 |
+
Equation~\eqref{eq:pkt-unit-action}. This proves injectivity, including
|
| 248 |
+
all identifications involving signs. Equality of covolume-one row
|
| 249 |
+
lattices is the same as equality in \(X_4\): any two positively oriented
|
| 250 |
+
bases of the same lattice differ by an element of \(\mathrm{SL}_4(\Z)\).
|
| 251 |
+
|
| 252 |
+
It remains to check that this identification gives the stipulated
|
| 253 |
+
orbit weights. Write
|
| 254 |
+
\(\OO^{\times,+}=\OO^\times\cap U^+\). The \(U\)-stabilizer of a
|
| 255 |
+
label \(L\) is \(\OO^\times\), by its multiplier order. The stabilizer
|
| 256 |
+
of \(L\) together with a sign pattern is therefore
|
| 257 |
+
\(\OO^{\times,+}\). This subgroup has finite index in \(U\).
|
| 258 |
+
For \(q=1\) this follows directly from \(\OO=R\). For \(q>1\),
|
| 259 |
+
the kernel of \(U\longrightarrow(R/qR)^\times\) lies in
|
| 260 |
+
\(\OO^\times\), since both a unit congruent to \(1\) modulo \(qR\)
|
| 261 |
+
and its inverse belong to \(\OO\), and imposing positive signs costs
|
| 262 |
+
at most a further factor of sixteen. The same diagonal-identification
|
| 263 |
+
argument shows that all periods of the corresponding \(A_4\)-orbit
|
| 264 |
+
are precisely \(\ell(\OO^{\times,+})\). They form a full lattice,
|
| 265 |
+
so the orbit is compact.
|
| 266 |
+
|
| 267 |
+
Combining a label with a sign produces \(16N_{\OO}\) finite choices
|
| 268 |
+
above each \(I\). Each \(U\)-orbit of these choices has
|
| 269 |
+
\([U:\OO^{\times,+}]\) elements and parametrizes one \(A_4\)-orbit.
|
| 270 |
+
On that orbit the quotient of logarithmic Lebesgue measure is its
|
| 271 |
+
Haar measure, with volume
|
| 272 |
+
\[
|
| 273 |
+
\covol\bigl(\ell(\OO^{\times,+})\bigr)
|
| 274 |
+
=[\ell(U):\ell(\OO^{\times,+})]R_K
|
| 275 |
+
=\frac{[U:\OO^{\times,+}]}{2}R_K .
|
| 276 |
+
\]
|
| 277 |
+
The last equality uses \(\ker(\ell|_U)=\{1,-1\}\) and
|
| 278 |
+
\(-1\notin\OO^{\times,+}\). Consequently the number of distinct
|
| 279 |
+
orbits times their common volume is
|
| 280 |
+
\[
|
| 281 |
+
\frac{16h_KN_{\OO}}{[U:\OO^{\times,+}]}
|
| 282 |
+
\cdot \frac{[U:\OO^{\times,+}]}2 R_K
|
| 283 |
+
=8h_KN_{\OO}R_K.
|
| 284 |
+
\]
|
| 285 |
+
This proves both the assertion about the descended measure and
|
| 286 |
+
Equation~\eqref{eq:pkt-total-volume}, by
|
| 287 |
+
Equation~\eqref{eq:pkt-unit-volume}.
|
| 288 |
+
|
| 289 |
+
One can also take \(\mathscr L_{\OO}(I)\times\mathscr F_U\) as a
|
| 290 |
+
fundamental domain for the diagonal action in
|
| 291 |
+
Equation~\eqref{eq:pkt-unit-action}: reducing \(v\) into
|
| 292 |
+
\(\mathscr F_U\) transports \(L\) by the same unique unit, outside
|
| 293 |
+
the usual null boundary set. Counting measure times \(dv\) is
|
| 294 |
+
invariant under this action. These domains have total measure
|
| 295 |
+
\(h_KN_{\OO}\vol(\mathscr F_U)\), equal to the total volume just
|
| 296 |
+
computed. Dividing their integral by that quantity proves
|
| 297 |
+
Equation~\eqref{eq:pkt-integration}.
|
| 298 |
+
\end{proof}
|
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/references.bib
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@misc{PrimeDegreePackets,
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| 255 |
+
author = {{OpenAI}},
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title = {{Equidistribution of Prime-Degree Torus Packets with Arbitrary Local Type}},
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+
howpublished = {OpenAI Math Release preprint
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\href{https://github.com/openai/math/blob/main/preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/paper.pdf}{OAI:Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026}},
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year = {2026}
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| 308 |
+
year = {2000},
|
| 309 |
+
pages = {495--514},
|
| 310 |
+
doi = {10.4064/cm-84/85-2-495-514}
|
| 311 |
+
}
|
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/rigidity.tex
ADDED
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|
| 1 |
+
\section{The homogeneous obstruction in degree four}\label{sec:rigidity}
|
| 2 |
+
|
| 3 |
+
For a sequence with \(X\to\infty\), Proposition~\ref{prop:ord-tightness}
|
| 4 |
+
shows that every weak subsequential limit of the packet measures is an
|
| 5 |
+
\(A_4\)-invariant probability. Proposition~\ref{prop:ord-balls}
|
| 6 |
+
supplies the compact ball estimate in Equation~\eqref{eq:ord-balls}.
|
| 7 |
+
We first turn that estimate
|
| 8 |
+
into positive entropy in almost every \(A_4\)-ergodic component.
|
| 9 |
+
Measure classification then makes those components homogeneous.
|
| 10 |
+
In degree four, the proper homogeneous components that remain have two
|
| 11 |
+
coordinate blocks of dimension two. We will show that each of them
|
| 12 |
+
carries an exterior-square lattice vector in one of three fixed planes.
|
| 13 |
+
The arithmetic part of the proof will exclude these three events.
|
| 14 |
+
|
| 15 |
+
\subsection{Entropy from the compact ball estimate}
|
| 16 |
+
|
| 17 |
+
Fix distinct real numbers \(\lambda_1,\ldots,\lambda_4\) with sum zero,
|
| 18 |
+
and set
|
| 19 |
+
\[
|
| 20 |
+
a(t)=\diag(e^{\lambda_1t},\ldots,e^{\lambda_4t}),
|
| 21 |
+
\qquad
|
| 22 |
+
\lambda_a=\min_{i\ne j}|\lambda_i-\lambda_j|>0.
|
| 23 |
+
\]
|
| 24 |
+
For an \(a(\R)\)-invariant probability \(\xi\), let \(h_\xi(a(1))\)
|
| 25 |
+
denote the measure-theoretic entropy of right multiplication by \(a(1)\).
|
| 26 |
+
The argument below is the degree-four specialization of the
|
| 27 |
+
ordinary-ball argument in
|
| 28 |
+
\cite[Proposition~6.1 and Lemma~6.2]{PrimeDegreePackets}, which in turn
|
| 29 |
+
follows the strategy of \cite[Section~2.7.1]{ELMV2011}.
|
| 30 |
+
We include the argument because its statement for every dominated
|
| 31 |
+
invariant probability is needed when passing to ergodic components.
|
| 32 |
+
|
| 33 |
+
Here is the entropy input. For an open identity neighborhood \(B\)
|
| 34 |
+
in \(\mathrm{SL}_4(\R)\), write
|
| 35 |
+
\[
|
| 36 |
+
B^{(s,t)}=a(-s)Ba(s)\cap a(-t)Ba(t).
|
| 37 |
+
\]
|
| 38 |
+
The following is the specialization to \(X_4\) of the
|
| 39 |
+
Einsiedler--Lindenstrauss--Michel--Venkatesh tube criterion
|
| 40 |
+
\cite[Corollary~3.3 and Equation~(3.4)]{ELMV2009}. The flow \(a(t)\)
|
| 41 |
+
is \(\R\)-diagonalizable, as required there.
|
| 42 |
+
|
| 43 |
+
\begin{theorem}[Entropy criterion for two-sided tubes]
|
| 44 |
+
\label{thm:rig-tube-criterion}
|
| 45 |
+
Let \(\xi_i\) and \(\xi\) be \(a(\R)\)-invariant Borel probabilities
|
| 46 |
+
on \(X_4\), with \(\xi_i\) converging weak-* to \(\xi\).
|
| 47 |
+
Suppose that \(t_i>0\) tend to infinity and that \(\eta>0\).
|
| 48 |
+
Assume that for every compact \(\Omega\subset X_4\) there are an open
|
| 49 |
+
identity neighborhood \(B\subset\mathrm{SL}_4(\R)\) and a constant
|
| 50 |
+
\(C_\Omega\) such that
|
| 51 |
+
\[
|
| 52 |
+
\xi_i\bigl(xB^{(-t_i,t_i)}\bigr)
|
| 53 |
+
\le C_\Omega e^{-2\eta t_i}
|
| 54 |
+
\qquad(x\in\Omega,\ i\ge1).
|
| 55 |
+
\]
|
| 56 |
+
Then \(h_\xi(a(1))\ge\eta\).
|
| 57 |
+
\end{theorem}
|
| 58 |
+
|
| 59 |
+
In this criterion \(B\) may depend on \(\Omega\), and the
|
| 60 |
+
probabilities need not be ergodic under the flow. The requirement
|
| 61 |
+
that the weak-* limit is a probability is part of the theorem.
|
| 62 |
+
|
| 63 |
+
\begin{proposition}[Entropy for dominated probabilities]
|
| 64 |
+
\label{prop:rig-dominated-entropy}
|
| 65 |
+
Let \(\mu\) be an \(A_4\)-invariant probability on \(X_4\) satisfying
|
| 66 |
+
the compact ball bound in Equation~\eqref{eq:ord-balls} for every compact set of
|
| 67 |
+
centers. If \(\xi\) is an \(A_4\)-invariant probability with
|
| 68 |
+
\(\xi\le c\mu\) for some finite \(c\), then
|
| 69 |
+
\[
|
| 70 |
+
h_\xi(a(1))\ge \lambda_a/3.
|
| 71 |
+
\]
|
| 72 |
+
\end{proposition}
|
| 73 |
+
|
| 74 |
+
\begin{proof}
|
| 75 |
+
Use the entrywise neighborhoods \(B(r)\) defined in
|
| 76 |
+
Equation~\eqref{eq:ord-ball-neighborhood}. Fix \(0<b<1/4\) and put
|
| 77 |
+
\[
|
| 78 |
+
T_t=a(t)B(b)a(-t)\cap a(-t)B(b)a(t),
|
| 79 |
+
\qquad r=e^{-\lambda_a t}\quad(t\ge0).
|
| 80 |
+
\]
|
| 81 |
+
For \(h\in T_t\), the two conjugations give
|
| 82 |
+
\begin{equation}\label{eq:rig-tube-entries}
|
| 83 |
+
|h_{ii}-1|<b,\qquad
|
| 84 |
+
|h_{ij}|<b e^{-|\lambda_i-\lambda_j|t}\le br
|
| 85 |
+
\quad(i\ne j).
|
| 86 |
+
\end{equation}
|
| 87 |
+
In the determinant expansion, every term except the product of the
|
| 88 |
+
diagonal entries contains at least two off-diagonal entries.
|
| 89 |
+
Since \(\det h=1\), Equation~\eqref{eq:rig-tube-entries} implies
|
| 90 |
+
\(\prod_i h_{ii}=1+O(r^2)\). The diagonal matrix
|
| 91 |
+
\[
|
| 92 |
+
d(h)=\diag\bigl(h_{11},h_{22},h_{33},
|
| 93 |
+
(h_{11}h_{22}h_{33})^{-1}\bigr)
|
| 94 |
+
\]
|
| 95 |
+
therefore belongs to a fixed compact subset
|
| 96 |
+
\(\mathcal D_\infty\subset A_4\), and \(d(h)^{-1}h\in B(Cr)\).
|
| 97 |
+
The constant \(C\) here and below may depend on \(b\) and the fixed flow.
|
| 98 |
+
Indeed, the first three diagonal entries of \(d(h)^{-1}h\) are one,
|
| 99 |
+
the fourth differs from one by \(O(r^2)\), and all its off-diagonal
|
| 100 |
+
entries are \(O(r)\).
|
| 101 |
+
|
| 102 |
+
The logarithmic coordinates on \(A_4\) identify
|
| 103 |
+
\(\mathcal D_\infty\) with a bounded subset of \(\R^3\).
|
| 104 |
+
A mesh of spacing comparable to \(r\), followed by a fixed enlargement
|
| 105 |
+
to account for matrix multiplication, gives
|
| 106 |
+
\begin{equation}\label{eq:rig-tube-cover}
|
| 107 |
+
T_t\subset\bigcup_{j=1}^{N_t}d_jB(Cr),
|
| 108 |
+
\qquad d_j\in\mathcal D_\infty,\qquad N_t\le Cr^{-3}.
|
| 109 |
+
\end{equation}
|
| 110 |
+
For a compact \(\Omega\subset X_4\), the centers \(xd_j\) lie in the
|
| 111 |
+
compact set \(\Omega\mathcal D_\infty\). Domination and
|
| 112 |
+
Equation~\eqref{eq:ord-balls} now imply
|
| 113 |
+
\begin{equation}\label{eq:rig-tube-mass}
|
| 114 |
+
\xi(xT_t)\le C_{\Omega,c}r^{-3}r^4
|
| 115 |
+
=C_{\Omega,c}e^{-\lambda_a t}
|
| 116 |
+
\qquad(x\in\Omega)
|
| 117 |
+
\end{equation}
|
| 118 |
+
for all sufficiently large \(t\).
|
| 119 |
+
Apply Theorem~\ref{thm:rig-tube-criterion} to the constant sequence
|
| 120 |
+
\(\xi_i=\xi\), with \(t_i=i\), \(B=B(b)\), and
|
| 121 |
+
\(\eta=\lambda_a/3\). The identity \(B(b)^{(-t,t)}=T_t\) and
|
| 122 |
+
\(2\lambda_a/3<\lambda_a\) verify its estimate for large \(i\).
|
| 123 |
+
For the finitely many earlier \(i\), enlarge \(C_{\Omega,c}\), using
|
| 124 |
+
that \(\xi\) is a probability. The criterion gives the assertion.
|
| 125 |
+
\end{proof}
|
| 126 |
+
|
| 127 |
+
\begin{corollary}[Positive entropy in the ergodic components]
|
| 128 |
+
\label{cor:rig-positive-components}
|
| 129 |
+
Let \(\mu\) be an \(A_4\)-invariant probability on \(X_4\) satisfying
|
| 130 |
+
Equation~\eqref{eq:ord-balls} on every compact set of centers. Almost every
|
| 131 |
+
component in its \(A_4\)-ergodic decomposition has positive
|
| 132 |
+
\(a(1)\)-entropy. In particular, this holds for every probability
|
| 133 |
+
limit in Proposition~\ref{prop:ord-balls}.
|
| 134 |
+
\end{corollary}
|
| 135 |
+
|
| 136 |
+
\begin{proof}
|
| 137 |
+
The group \(A_4\simeq\R^3\) is locally compact and second countable,
|
| 138 |
+
and acts continuously on the standard Borel space \(X_4\).
|
| 139 |
+
The ergodic decomposition theorem
|
| 140 |
+
\cite[Theorem~5.2]{GreschonigSchmidt2000}, specialized to invariant
|
| 141 |
+
probabilities, gives a measurable decomposition
|
| 142 |
+
\[
|
| 143 |
+
\mu=\int_Z\nu_z\,d\tau(z)
|
| 144 |
+
\]
|
| 145 |
+
into \(A_4\)-invariant, \(A_4\)-ergodic probabilities over a factor
|
| 146 |
+
fixed by \(A_4\). Put \(T(x)=xa(1)\).
|
| 147 |
+
|
| 148 |
+
We record why a restriction to the zero-entropy components is
|
| 149 |
+
measurable. Choose increasing finite Borel partitions
|
| 150 |
+
\(\mathcal P_k\) generating the Borel \(\sigma\)-algebra of \(X_4\).
|
| 151 |
+
For any \(T\)-invariant probability \(\nu\), the
|
| 152 |
+
Kolmogorov--Sinai approximation theorem and subadditivity give
|
| 153 |
+
\[
|
| 154 |
+
h_\nu(T)=\sup_k\inf_{N\ge1}\frac1N
|
| 155 |
+
H_\nu\left(\bigvee_{j=0}^{N-1}T^{-j}\mathcal P_k\right),
|
| 156 |
+
\]
|
| 157 |
+
where \(H_\nu\) is the Shannon entropy of a finite partition.
|
| 158 |
+
Each finite-partition entropy is a Borel function of \(\nu\), so
|
| 159 |
+
\(z\mapsto h_{\nu_z}(T)\) is measurable.
|
| 160 |
+
For each probability under consideration, complete the standard Borel
|
| 161 |
+
probability space; it is then a normalized Lebesgue space.
|
| 162 |
+
The entropy integral formula for an invariant component factor
|
| 163 |
+
\cite[Theorem~9.8]{Rokhlin1967} gives
|
| 164 |
+
\begin{equation}\label{eq:rig-entropy-decomposition}
|
| 165 |
+
h_\mu(T)=\int_Z h_{\nu_z}(T)\,d\tau(z),
|
| 166 |
+
\end{equation}
|
| 167 |
+
and the same formula after restricting and normalizing \(\tau\) on
|
| 168 |
+
any measurable subset of positive measure. This formula applies
|
| 169 |
+
because the component factor is fixed by \(T\). It does not require
|
| 170 |
+
the individual \(\nu_z\) to be \(T\)-ergodic.
|
| 171 |
+
|
| 172 |
+
If \(Z_0=\{z:h_{\nu_z}(T)=0\}\) had measure \(w>0\), then
|
| 173 |
+
\[
|
| 174 |
+
\xi=\frac1w\int_{Z_0}\nu_z\,d\tau(z)
|
| 175 |
+
\]
|
| 176 |
+
would be an \(A_4\)-invariant probability with \(\xi\le w^{-1}\mu\).
|
| 177 |
+
The restricted form of Equation~\eqref{eq:rig-entropy-decomposition}
|
| 178 |
+
would give \(h_\xi(T)=0\), contrary to
|
| 179 |
+
Proposition~\ref{prop:rig-dominated-entropy}.
|
| 180 |
+
\end{proof}
|
| 181 |
+
|
| 182 |
+
\subsection{Finite-volume subgroups containing the diagonal group}
|
| 183 |
+
|
| 184 |
+
We next use the measure-classification theorem of
|
| 185 |
+
Einsiedler--Katok--Lindenstrauss
|
| 186 |
+
\cite[Theorem~1.3; definition in Conjecture~1.1]{EKL2006}.
|
| 187 |
+
We state the exact specialization that supplies the homogeneous
|
| 188 |
+
measures needed here.
|
| 189 |
+
|
| 190 |
+
\begin{theorem}[Positive-entropy measure classification]
|
| 191 |
+
\label{thm:rig-ekl-classification}
|
| 192 |
+
For \(n\ge3\), let \(A_n\) be the group of positive diagonal matrices
|
| 193 |
+
in \(\mathrm{SL}_n(\R)\). Let \(\nu\) be an \(A_n\)-invariant and
|
| 194 |
+
\(A_n\)-ergodic probability on
|
| 195 |
+
\(\mathrm{SL}_n(\R)/\mathrm{SL}_n(\Z)\), with the left action.
|
| 196 |
+
If \(h_\nu(a_0(1))>0\) for some one-parameter subgroup
|
| 197 |
+
\(a_0:\R\to A_n\), then there are a
|
| 198 |
+
closed connected subgroup \(L\subset\mathrm{SL}_n(\R)\) containing
|
| 199 |
+
\(A_n\) and a point \(x\) such that \(Lx\) is closed and \(\nu\) is
|
| 200 |
+
the \(L\)-invariant probability on \(Lx\).
|
| 201 |
+
\end{theorem}
|
| 202 |
+
|
| 203 |
+
No ergodicity for the chosen one-parameter subgroup is assumed.
|
| 204 |
+
For \(n=4\), inversion
|
| 205 |
+
\(\mathrm{SL}_4(\Z)g\mapsto g^{-1}\mathrm{SL}_4(\Z)\)
|
| 206 |
+
turns right multiplication by \(a(t)\) into left multiplication by
|
| 207 |
+
\(a(-t)\), and entropy is unchanged upon inverting an invertible
|
| 208 |
+
transformation. Thus, on our right quotient, the theorem says that
|
| 209 |
+
a positive-entropy \(A_4\)-ergodic probability is invariant
|
| 210 |
+
probability on an orbit \(\Lambda J\), where \(J\) is closed and
|
| 211 |
+
connected, contains \(A_4\), and the stabilizer of \(\Lambda\) is a
|
| 212 |
+
lattice in \(J\).
|
| 213 |
+
|
| 214 |
+
For a partition \(\mathcal I=\{I_1,\ldots,I_s\}\) of
|
| 215 |
+
\(\{1,2,3,4\}\) into nonempty subsets, define
|
| 216 |
+
\begin{equation}\label{eq:rig-block-group}
|
| 217 |
+
J_{\mathcal I}
|
| 218 |
+
=\left\{g\in\mathrm{SL}_4(\R):
|
| 219 |
+
\begin{array}{l}
|
| 220 |
+
g_{ij}=0\text{ if \(i,j\) belong to different \(I_v\)},\\
|
| 221 |
+
\det(g|_{\R^{I_v}})>0\text{ for every }v
|
| 222 |
+
\end{array}\right\}.
|
| 223 |
+
\end{equation}
|
| 224 |
+
This is the identity component of the corresponding block-diagonal
|
| 225 |
+
group. Lindenstrauss and Weiss identified the equal-block phenomenon
|
| 226 |
+
for orbit closures containing a compact diagonal orbit
|
| 227 |
+
\cite[Theorem~1.3]{LindenstraussWeiss2001}; their result also enters the
|
| 228 |
+
proof of \cite[Corollary~1.4]{EKL2006}. The next lemma gives a direct
|
| 229 |
+
finite-volume argument and records the rational structure of the blocks.
|
| 230 |
+
|
| 231 |
+
\begin{lemma}[Equal blocks and a rational commutant]
|
| 232 |
+
\label{lem:rig-equal-blocks}
|
| 233 |
+
Let \(J\) be a closed connected subgroup of \(\mathrm{SL}_4(\R)\)
|
| 234 |
+
containing \(A_4\), and let \(\Lambda\in X_4\). Suppose that the
|
| 235 |
+
stabilizer \(\Gamma_\Lambda=\{j\in J:\Lambda j=\Lambda\}\) is a
|
| 236 |
+
lattice in \(J\).
|
| 237 |
+
Then \(J=J_{\mathcal I}\) for a partition \(\mathcal I\) whose blocks
|
| 238 |
+
all have the same size.
|
| 239 |
+
|
| 240 |
+
More precisely, put \(W_\Q=\Q\Lambda\) and
|
| 241 |
+
\(W_\R=W_\Q\otimes_\Q\R=\R^4\). There is a totally real number field
|
| 242 |
+
\(E\subset\End_\Q(W_\Q)\), of degree \(s=|\mathcal I|\), whose scalar
|
| 243 |
+
extension to \(\R\) is exactly the commutant of \(J\) in
|
| 244 |
+
\(\End_\R(W_\R)\). The coordinate blocks \(\R^{I_v}\) are the real
|
| 245 |
+
eigenspaces of \(E\) on \(W_\R\).
|
| 246 |
+
\end{lemma}
|
| 247 |
+
|
| 248 |
+
\begin{proof}
|
| 249 |
+
Let \(\mathfrak j\) be the Lie algebra of \(J\).
|
| 250 |
+
It contains the trace-zero diagonal algebra and is invariant under
|
| 251 |
+
diagonal conjugation. The other weight spaces in
|
| 252 |
+
\(\mathfrak{sl}_4(\R)\) are the distinct one-dimensional spaces
|
| 253 |
+
\(\R E_{ij}\), \(i\ne j\), where \(E_{ij}\) is a matrix unit.
|
| 254 |
+
An invariant subspace is a sum of these weight spaces, so
|
| 255 |
+
\(\mathfrak j\) consists of the diagonal algebra and a selection of
|
| 256 |
+
the root spaces.
|
| 257 |
+
|
| 258 |
+
The group \(J\) is unimodular.
|
| 259 |
+
One way to see this standard fact is to use the quotient
|
| 260 |
+
criterion for Haar measures: existence of an invariant quotient
|
| 261 |
+
measure and triviality of the modular character of the discrete
|
| 262 |
+
group \(\Gamma_\Lambda\) imply that the modular character of \(J\)
|
| 263 |
+
is trivial on \(\Gamma_\Lambda\). It therefore descends to
|
| 264 |
+
\(\Gamma_\Lambda\backslash J\). Its pushforward of invariant
|
| 265 |
+
probability would be invariant under translations by its image.
|
| 266 |
+
A nontrivial positive dilation admits no invariant probability on
|
| 267 |
+
\(\R_{>0}\), as its disjoint dilates of a fundamental interval all
|
| 268 |
+
have the same mass. Hence the modular character is trivial on \(J\).
|
| 269 |
+
|
| 270 |
+
Draw a directed edge \(i\to j\) when \(E_{ij}\in\mathfrak j\).
|
| 271 |
+
The trace of the adjoint action of
|
| 272 |
+
\(\diag(u_1,\ldots,u_4)\), with \(\sum_i u_i=0\), on
|
| 273 |
+
\(\mathfrak j\) is the sum of the selected roots \(u_i-u_j\).
|
| 274 |
+
Unimodularity makes this sum zero. Its coefficient at \(u_i\) is
|
| 275 |
+
the outgoing degree of \(i\) minus its incoming degree. These
|
| 276 |
+
coefficients sum to zero, and a linear form vanishing on
|
| 277 |
+
\(\sum_i u_i=0\) has all coefficients equal. Thus every vertex
|
| 278 |
+
has equal outgoing and incoming degrees.
|
| 279 |
+
|
| 280 |
+
Every edge now lies within a strongly connected component.
|
| 281 |
+
Otherwise the finite directed acyclic graph of components would
|
| 282 |
+
have a source with an outgoing edge; summing degree balance over
|
| 283 |
+
that source would give a positive outgoing degree and zero incoming
|
| 284 |
+
degree. For distinct indices, the bracket identity
|
| 285 |
+
\([E_{ij},E_{jk}]=E_{ik}\) makes the edge relation transitive.
|
| 286 |
+
Each strongly connected component is consequently a complete
|
| 287 |
+
directed graph. These components form a partition \(\mathcal I\),
|
| 288 |
+
and \(\mathfrak j\) is the Lie algebra of \(J_{\mathcal I}\).
|
| 289 |
+
Connected Lie subgroups with the same Lie algebra agree, giving
|
| 290 |
+
\(J=J_{\mathcal I}\).
|
| 291 |
+
|
| 292 |
+
We use \(\Gamma_\Lambda\) to recover a rational structure on the
|
| 293 |
+
block scalars. Its elements preserve \(\Lambda\), hence act
|
| 294 |
+
rationally on \(W_\Q\). Let
|
| 295 |
+
\[
|
| 296 |
+
\mathcal C_\Q
|
| 297 |
+
=\{M\in\End_\Q(W_\Q):M\gamma=\gamma M
|
| 298 |
+
\text{ for every }\gamma\in\Gamma_\Lambda\}.
|
| 299 |
+
\]
|
| 300 |
+
In a lattice basis the commutation equations have integer
|
| 301 |
+
coefficients. A finite subcollection of these linear equations
|
| 302 |
+
defines the same solution space, by finite dimensionality.
|
| 303 |
+
It follows that \(\mathcal C_\Q\otimes_\Q\R\) is the real
|
| 304 |
+
commutant of \(\Gamma_\Lambda\).
|
| 305 |
+
|
| 306 |
+
We claim that this is also the real commutant of \(J\).
|
| 307 |
+
Let \(M\) be a real endomorphism commuting with \(\Gamma_\Lambda\).
|
| 308 |
+
The continuous map
|
| 309 |
+
\[
|
| 310 |
+
\Gamma_\Lambda\backslash J\longrightarrow\End_\R(W_\R),
|
| 311 |
+
\qquad \Gamma_\Lambda j\longmapsto j^{-1}Mj
|
| 312 |
+
\]
|
| 313 |
+
is well-defined. Its pushforward of invariant probability is
|
| 314 |
+
invariant under conjugation by \(A_4\). Each off-diagonal
|
| 315 |
+
coordinate is multiplied by a nontrivial positive dilation under
|
| 316 |
+
some element of \(A_4\). A probability on \(\R\) invariant under
|
| 317 |
+
such a dilation is supported at zero: the annuli
|
| 318 |
+
\(\{x:r^k\le |x|<r^{k+1}\}\), \(k\in\Z\), for a fixed \(r>1\),
|
| 319 |
+
are disjoint dilates covering \(\R\setminus\{0\}\).
|
| 320 |
+
Thus every off-diagonal coordinate of \(j^{-1}Mj\) is zero almost
|
| 321 |
+
everywhere. Invariant probability on the transitive space
|
| 322 |
+
\(\Gamma_\Lambda\backslash J\) has full support; continuity makes
|
| 323 |
+
\(j^{-1}Mj\) diagonal for every \(j\in J\).
|
| 324 |
+
In particular \(M\) is diagonal. Conjugating by
|
| 325 |
+
\(1+tE_{ij}\) for \(i,j\) in the same block forces its \(i\)-th
|
| 326 |
+
and \(j\)-th diagonal entries to agree. Therefore \(M\) is scalar
|
| 327 |
+
on each block, which is exactly the condition that it commute with
|
| 328 |
+
\(J\). The reverse inclusion is immediate, proving the claim.
|
| 329 |
+
|
| 330 |
+
It follows that \(\mathcal C_\Q\otimes_\Q\R\simeq\R^s\).
|
| 331 |
+
In particular, \(\mathcal C_\Q\) is commutative and has no
|
| 332 |
+
nonzero nilpotents. The structure theorem for finite reduced
|
| 333 |
+
commutative algebras over \(\Q\) expresses it as a product of
|
| 334 |
+
number fields, all totally real because its real scalar extension
|
| 335 |
+
has no complex factor.
|
| 336 |
+
|
| 337 |
+
This product has only one factor. If
|
| 338 |
+
\(e\in\mathcal C_\Q\) were an idempotent other than \(0\) and \(1\),
|
| 339 |
+
then \(W=e(W_\R)\) would be a nonempty proper union of coordinate
|
| 340 |
+
blocks, rational relative to \(\Lambda\). Every
|
| 341 |
+
\(\gamma\in\Gamma_\Lambda\) preserves the full lattice
|
| 342 |
+
\(\Lambda\cap W\) in \(W\), so
|
| 343 |
+
\(\lvert\det(\gamma|_W)\rvert=1\).
|
| 344 |
+
The continuous character
|
| 345 |
+
\[
|
| 346 |
+
\chi:J\longrightarrow\R_{>0},\qquad
|
| 347 |
+
\chi(j)=\lvert\det(j|_W)\rvert
|
| 348 |
+
\]
|
| 349 |
+
is therefore trivial on \(\Gamma_\Lambda\).
|
| 350 |
+
It is surjective: if \(k=\dim W\), a diagonal matrix may scale the
|
| 351 |
+
coordinates in \(W\) by \(e^{(4-k)t}\) and those in its complement
|
| 352 |
+
by \(e^{-kt}\). Its total determinant is one and its determinant
|
| 353 |
+
on \(W\) is \(e^{k(4-k)t}\).
|
| 354 |
+
The character \(\chi\) would consequently push the invariant
|
| 355 |
+
probability on \(\Gamma_\Lambda\backslash J\) to a probability on
|
| 356 |
+
\(\R_{>0}\) invariant under all multiplicative translations.
|
| 357 |
+
The disjoint-interval argument above rules this out.
|
| 358 |
+
Thus \(\mathcal C_\Q\) is a field, which we denote by \(E\).
|
| 359 |
+
|
| 360 |
+
Since \(E\otimes_\Q\R\simeq\R^s\), its degree is \(s\).
|
| 361 |
+
The space \(W_\Q\) is a vector space over \(E\), and
|
| 362 |
+
\[
|
| 363 |
+
W_\Q\otimes_\Q\R
|
| 364 |
+
\simeq\bigoplus_{\tau:E\hookrightarrow\R}
|
| 365 |
+
W_\Q\otimes_{E,\tau}\R.
|
| 366 |
+
\]
|
| 367 |
+
Each summand has dimension \(\dim_E W_\Q=4/s\).
|
| 368 |
+
These summands are the eigenspaces of the block-scalar algebra,
|
| 369 |
+
namely the coordinate blocks. The blocks therefore have equal size.
|
| 370 |
+
\end{proof}
|
| 371 |
+
|
| 372 |
+
For a positive-entropy homogeneous probability the lemma leaves
|
| 373 |
+
\(J=\mathrm{SL}_4(\R)\) or two blocks of size two.
|
| 374 |
+
Indeed, the only other equal-block possibility is four singleton
|
| 375 |
+
blocks, giving \(J=A_4\). A lattice in \(A_4\simeq\R^3\) has
|
| 376 |
+
compact quotient, and translations on this torus have zero entropy:
|
| 377 |
+
for a flat metric they are isometries, so the iterated Bowen metrics
|
| 378 |
+
equal the original metric and the topological entropy is zero;
|
| 379 |
+
the variational principle bounds measure entropy by topological entropy.
|
| 380 |
+
|
| 381 |
+
For a possible two-block limit orbit \(\Lambda J\), the quadratic field
|
| 382 |
+
\(E\subset\End_\Q(\Q\Lambda)\) has real scalar extension equal to
|
| 383 |
+
the commutant of \(J\) in \(\End_\R(\R^4)\).
|
| 384 |
+
The construction supplies no embedding of \(E\) into the packet fields
|
| 385 |
+
\(K_i\), so their primitivity does not by itself exclude this orbit.
|
| 386 |
+
We will exclude it by proving that packet limits give zero mass to the
|
| 387 |
+
exterior obstruction below.
|
| 388 |
+
|
| 389 |
+
\subsection{The three exterior obstruction events}
|
| 390 |
+
|
| 391 |
+
Let \(e_1,\ldots,e_4\) be the coordinate basis of \(\R^4\).
|
| 392 |
+
For \(w\in\bigwedge^2\R^4\), write \(w_{ij}\), \(i<j\), for its
|
| 393 |
+
coefficients in the basis \(e_i\wedge e_j\), and define
|
| 394 |
+
\begin{equation}\label{eq:rig-Q}
|
| 395 |
+
Q(w)=w_{12}w_{34}-w_{13}w_{24}+w_{14}w_{23}.
|
| 396 |
+
\end{equation}
|
| 397 |
+
The identity
|
| 398 |
+
\[
|
| 399 |
+
w\wedge w=2Q(w)\,e_1\wedge e_2\wedge e_3\wedge e_4
|
| 400 |
+
\]
|
| 401 |
+
shows that
|
| 402 |
+
\(Q((\bigwedge^2g)w)=\det(g)Q(w)\) for \(g\in\mathrm{GL}_4(\R)\).
|
| 403 |
+
Expressing a unimodular lattice in a determinant-one basis gives
|
| 404 |
+
\begin{equation}\label{eq:rig-Q-integral}
|
| 405 |
+
Q\bigl(\bigwedge\nolimits^2\Lambda\bigr)\subset\Z
|
| 406 |
+
\qquad(\Lambda\in X_4).
|
| 407 |
+
\end{equation}
|
| 408 |
+
This also covers the sign translates in the packet definition:
|
| 409 |
+
a coordinate reflection of determinant \(-1\) changes only the
|
| 410 |
+
sign of \(Q\).
|
| 411 |
+
|
| 412 |
+
Let
|
| 413 |
+
\[
|
| 414 |
+
\mathcal B=\{12|34,\ 13|24,\ 14|23\}.
|
| 415 |
+
\]
|
| 416 |
+
For \(b=ij|kl\in\mathcal B\), with the indices within each pair
|
| 417 |
+
increasing, put
|
| 418 |
+
\begin{equation}\label{eq:rig-planes}
|
| 419 |
+
V_b=\operatorname{span}_\R\{e_i\wedge e_j,e_k\wedge e_l\}.
|
| 420 |
+
\end{equation}
|
| 421 |
+
The restriction of \(Q\) to \(V_b\) is, up to sign, the product of
|
| 422 |
+
its two displayed coordinates. Define
|
| 423 |
+
\begin{equation}\label{eq:rig-events}
|
| 424 |
+
\mathcal E_b
|
| 425 |
+
=\left\{\Lambda\in X_4:
|
| 426 |
+
\text{there exists }w\in\bigwedge\nolimits^2\Lambda\cap V_b
|
| 427 |
+
\text{ with }Q(w)\ne0\right\}.
|
| 428 |
+
\end{equation}
|
| 429 |
+
Each \(\mathcal E_b\) is \(A_4\)-invariant and Borel.
|
| 430 |
+
For Borel measurability, take a countable cover of \(X_4\) by local
|
| 431 |
+
charts admitting continuous lattice bases. In a chart, the six
|
| 432 |
+
integer coefficients of an exterior vector label it continuously.
|
| 433 |
+
For each label, membership in \(V_b\) is a set of continuous
|
| 434 |
+
coordinate equalities, and \(Q(w)\ne0\) is an open condition.
|
| 435 |
+
Taking the countable union over labels and charts proves the claim.
|
| 436 |
+
Invariance follows because \(A_4\) preserves \(V_b\) and \(Q\).
|
| 437 |
+
|
| 438 |
+
\begin{proposition}[The quartic homogeneous obstruction]
|
| 439 |
+
\label{prop:rig-obstruction}
|
| 440 |
+
Let \(\nu\) be an \(A_4\)-invariant, \(A_4\)-ergodic probability
|
| 441 |
+
on \(X_4\). Suppose that \(h_\nu(a_0(1))>0\) for some
|
| 442 |
+
one-parameter subgroup \(a_0:\R\to A_4\).
|
| 443 |
+
Then either \(\nu=m_4\), or there exists
|
| 444 |
+
\(b\in\mathcal B\) such that \(\nu(\mathcal E_b)=1\).
|
| 445 |
+
In the latter case every lattice \(\Lambda'\) in the homogeneous orbit carrying
|
| 446 |
+
\(\nu\) has a vector in \(\bigwedge^2\Lambda'\cap V_b\) with both
|
| 447 |
+
coordinates nonzero and with nonzero integer \(Q\)-value.
|
| 448 |
+
\end{proposition}
|
| 449 |
+
|
| 450 |
+
\begin{proof}
|
| 451 |
+
Theorem~\ref{thm:rig-ekl-classification}, in the right-quotient
|
| 452 |
+
form explained above, represents \(\nu\) as invariant probability
|
| 453 |
+
on \(\Lambda J\) for a connected closed subgroup \(J\) containing
|
| 454 |
+
\(A_4\). By Lemma~\ref{lem:rig-equal-blocks} and the
|
| 455 |
+
positive-entropy assumption, either \(J=\mathrm{SL}_4(\R)\), which
|
| 456 |
+
gives \(\nu=m_4\), or \(J\) has two coordinate blocks of size two.
|
| 457 |
+
|
| 458 |
+
In the second case write the blocks as \(\{i,j\}\) and \(\{k,l\}\),
|
| 459 |
+
and put \(b=ij|kl\). The commutant field \(E\) in
|
| 460 |
+
Lemma~\ref{lem:rig-equal-blocks} is quadratic. Choose a nonzero
|
| 461 |
+
\(\alpha\in E\) with \(\Tr_{E/\Q}(\alpha)=0\).
|
| 462 |
+
Its two scalar values on the blocks are \(c\) and \(-c\), with
|
| 463 |
+
\(c\ne0\). The rational endomorphism \(\alpha\) of
|
| 464 |
+
\(W_\Q=\Q\Lambda\) induces a rational endomorphism
|
| 465 |
+
\[
|
| 466 |
+
D_\alpha:\bigwedge\nolimits^2 W_\Q\longrightarrow
|
| 467 |
+
\bigwedge\nolimits^2 W_\Q,\qquad
|
| 468 |
+
D_\alpha(v\wedge w)=\alpha(v)\wedge w+v\wedge\alpha(w).
|
| 469 |
+
\]
|
| 470 |
+
On the exterior square of the first block it acts by \(2c\), and
|
| 471 |
+
on that of the second by \(-2c\). It vanishes on the cross-block
|
| 472 |
+
summand. Its real image is therefore exactly
|
| 473 |
+
\[
|
| 474 |
+
\bigwedge\nolimits^2\R^{\{i,j\}}
|
| 475 |
+
\oplus \bigwedge\nolimits^2\R^{\{k,l\}}=V_b.
|
| 476 |
+
\]
|
| 477 |
+
Because \(D_\alpha\) is rational, \(V_b\) is a rational subspace
|
| 478 |
+
relative to \(\bigwedge^2 W_\Q\).
|
| 479 |
+
|
| 480 |
+
It follows that \(V_b\cap\bigwedge^2\Lambda\) is a rank-two lattice
|
| 481 |
+
in \(V_b\). It contains a vector off both coordinate axes: take
|
| 482 |
+
two independent lattice vectors; if neither is already off the
|
| 483 |
+
axes, their sum is. For this vector \(Q(w)\ne0\), and
|
| 484 |
+
Equation~\eqref{eq:rig-Q-integral} makes its value a nonzero integer.
|
| 485 |
+
Every element of \(J\) preserves each of the two exterior lines,
|
| 486 |
+
multiplying its coefficient by the nonzero determinant of the
|
| 487 |
+
corresponding block. The translated vector therefore has both
|
| 488 |
+
coordinates nonzero at every lattice of \(\Lambda J\).
|
| 489 |
+
This proves \(\nu(\mathcal E_b)=1\).
|
| 490 |
+
\end{proof}
|
| 491 |
+
|
| 492 |
+
Corollary~\ref{cor:rig-positive-components} and
|
| 493 |
+
Proposition~\ref{prop:rig-obstruction} reduce identification of a
|
| 494 |
+
packet probability limit \(\mu\) to proving
|
| 495 |
+
\(\mu(\mathcal E_b)=0\) for all three \(b\in\mathcal B\).
|
| 496 |
+
Equation~\eqref{eq:rig-Q-integral} lets us test those events one
|
| 497 |
+
nonzero integer \(Q\)-value at a time. The next sections establish
|
| 498 |
+
the exterior-vector estimate used for this exclusion.
|
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/build/manuscript/sieve.tex
ADDED
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|
|
| 1 |
+
\section{Averaging the unramified factors}\label{sec:sieve}
|
| 2 |
+
|
| 3 |
+
Proposition~\ref{prop:additive-equidistribution} distributes the
|
| 4 |
+
nonnegative mass $\phi(z)\prod_{p\in S}f_p^*(z)$ among residue classes at
|
| 5 |
+
primes outside $S$. To prove Theorem~\ref{thm:exterior-count}, we must
|
| 6 |
+
insert the remaining
|
| 7 |
+
factors $b_p(z)$ while retaining their local means. Some of those means are
|
| 8 |
+
less than one, so the argument must also keep track of the probability that
|
| 9 |
+
a prime does not divide any component of $z$. We first obtain a weighted
|
| 10 |
+
sieve estimate with this feature and then combine its local means with the
|
| 11 |
+
Euler factors in Proposition~\ref{prop:ext-multiplicity-majorant}.
|
| 12 |
+
|
| 13 |
+
\subsection{Residue functions and the local bounds}
|
| 14 |
+
|
| 15 |
+
Fix $m\in\Z\setminus\{0\}$ and a bounded region of the real trace-$m$
|
| 16 |
+
plane. Throughout the sieve argument, $\phi$ is one of the nonnegative
|
| 17 |
+
smooth box functions in Proposition~\ref{prop:additive-equidistribution},
|
| 18 |
+
with its planar support in this region. Its two scales lie between
|
| 19 |
+
$X^{-\tau}$ and
|
| 20 |
+
fixed constants. Define a measure on $F$ by
|
| 21 |
+
\begin{equation}\label{eq:sieve-measure}
|
| 22 |
+
\nu_\phi
|
| 23 |
+
=\sum_{\substack{z\in F,\ \Tr z=m\\z\text{ integral outside }S}}
|
| 24 |
+
\phi(z)\prod_{p\in S}f_p^*(z)\,\delta_z,
|
| 25 |
+
\qquad
|
| 26 |
+
V_\phi=A_\phi\prod_{p\in S}d_p(m).
|
| 27 |
+
\end{equation}
|
| 28 |
+
Here $\delta_z$ is unit point mass at $z$. All its coefficients are
|
| 29 |
+
nonnegative, and Proposition~\ref{prop:additive-equidistribution} with
|
| 30 |
+
modulus one gives a finite total mass.
|
| 31 |
+
Lemma~\ref{lem:fourier-scalar-density} gives
|
| 32 |
+
\begin{equation}\label{eq:sieve-volume}
|
| 33 |
+
V_\phi\asymp A_\phi
|
| 34 |
+
\end{equation}
|
| 35 |
+
uniformly in $S$: for large primes the logarithms of $d_p(m)=1+O(p^{-2})$
|
| 36 |
+
have an absolutely convergent sum, and the finitely many small-prime
|
| 37 |
+
densities have uniform positive upper and lower bounds.
|
| 38 |
+
|
| 39 |
+
For a positive integer $l$ prime to every prime of $S$, the integral
|
| 40 |
+
trace-$m$ coset has $l^2$ residue classes modulo $l$ in its two integral
|
| 41 |
+
coordinates. Write $\E_l W$ for the uniform mean of a function $W$ on
|
| 42 |
+
these classes, and also write $W(z)$ for its pullback to points integral
|
| 43 |
+
outside $S$.
|
| 44 |
+
|
| 45 |
+
\begin{lemma}[Nonnegative residue functions]\label{lem:sieve-residue-function}
|
| 46 |
+
With $\phi$ and $V_\phi$ as in Equation~\eqref{eq:sieve-measure}, let
|
| 47 |
+
$1\le l\le X^\theta$ be an integer prime to every prime of $S$.
|
| 48 |
+
For every nonnegative
|
| 49 |
+
function $W$ on the residue classes of the integral trace-$m$ coset
|
| 50 |
+
modulo $l$,
|
| 51 |
+
\begin{equation}\label{eq:sieve-residue-function}
|
| 52 |
+
\int W\,d\nu_\phi
|
| 53 |
+
=V_\phi\E_l W+O\bigl(V_\phi X^{-\theta}\E_l W\bigr).
|
| 54 |
+
\end{equation}
|
| 55 |
+
The implied constant is uniform in the fields, orders, embedding
|
| 56 |
+
orderings, permitted box locations and scales, $l$, and $W$. It may
|
| 57 |
+
depend on $m$, the fixed bounded region, and the fixed smooth box function.
|
| 58 |
+
\end{lemma}
|
| 59 |
+
|
| 60 |
+
\begin{proof}
|
| 61 |
+
For each residue class $a$, Equation~\eqref{eq:add-equidistribution} gives
|
| 62 |
+
\[
|
| 63 |
+
\nu_\phi(a)=V_\phi l^{-2}(1+\epsilon_a),
|
| 64 |
+
\qquad |\epsilon_a|\le C_{\mathrm{add}}X^{-\theta},
|
| 65 |
+
\]
|
| 66 |
+
with the same $C_{\mathrm{add}}$ for every $a$ and $l$ in the stated range.
|
| 67 |
+
Multiply by
|
| 68 |
+
$W(a)$ and sum. Since $W(a)\ge0$, the absolute value of the summed error
|
| 69 |
+
is at most
|
| 70 |
+
$C_{\mathrm{add}}V_\phi X^{-\theta}l^{-2}\sum_a W(a)
|
| 71 |
+
=C_{\mathrm{add}}V_\phi X^{-\theta}\E_l W$.
|
| 72 |
+
This also covers $\E_l W=0$. In particular the error retains the local
|
| 73 |
+
mean even when that mean is very small.
|
| 74 |
+
\end{proof}
|
| 75 |
+
|
| 76 |
+
We recall the information about the functions to be inserted. For
|
| 77 |
+
$p\notin S$, let $\E_p$ and $\P_p$ denote expectation and probability for
|
| 78 |
+
normalized additive Haar measure on
|
| 79 |
+
$\{z\in R_{F,p}:\Tr z=m\}$. On $R_{F,p}\cap F_p^\times$, recall that
|
| 80 |
+
$n_p(z)=\max_{\mathfrak q\mid p}v_{\mathfrak q}(z)$ is the largest
|
| 81 |
+
component valuation, with $v_{\mathfrak q}(p)=1$; see
|
| 82 |
+
Equation~\eqref{eq:ext-unramified-factor}. On the null set where a
|
| 83 |
+
component vanishes, keep the convention $n_p=\infty$, $b_p=0$.
|
| 84 |
+
Lemma~\ref{lem:ext-unramified-data} permits one fixed integer $C\ge1$
|
| 85 |
+
such that, on the nonvanishing locus,
|
| 86 |
+
\begin{align}
|
| 87 |
+
&b_p\ge0,\qquad b_p=1\ \text{if }n_p=0,\qquad
|
| 88 |
+
b_p\le C(1+n_p)^C,\label{eq:sieve-local-weight}\\
|
| 89 |
+
&\P_p(n_p\ge j)\le Cp^{-j}\quad(j\ge1),\qquad
|
| 90 |
+
\vartheta_p:=\P_p(n_p\ge1)\le C/p,\quad
|
| 91 |
+
\vartheta_p\le\tfrac12. \label{eq:sieve-local-tail}
|
| 92 |
+
\end{align}
|
| 93 |
+
The event $\{n_p\ge j\}$ and the function
|
| 94 |
+
$b_p\mathbf 1_{\{n_p=j\}}$ are determined by the two integral coordinates
|
| 95 |
+
modulo $p^{C(j+1)}$ for every integer $j\ge1$. They have extensions
|
| 96 |
+
defined by congruence classes on the whole local coset, agreeing with their values at every
|
| 97 |
+
global point. A prime with $n_p(z)\ge1$ will be called active at $z$.
|
| 98 |
+
In particular,
|
| 99 |
+
\begin{equation}\label{eq:sieve-mean-lower}
|
| 100 |
+
\E_p b_p\ge1-\vartheta_p\ge\tfrac12.
|
| 101 |
+
\end{equation}
|
| 102 |
+
|
| 103 |
+
Lemma~\ref{lem:ext-support} places the support of $\nu_\phi$ in the
|
| 104 |
+
trace-$m$ coset of $(C_F^\sharp)^\vee$. On this support all $n_p(z)$,
|
| 105 |
+
$p\notin S$, are finite. The lemma's norm and depth conclusions bound
|
| 106 |
+
the product of the depth factors by $O(X^{84})$ in our fixed bounded real region. Thus,
|
| 107 |
+
for a fixed $B>84$ and all sufficiently large $X$,
|
| 108 |
+
\begin{equation}\label{eq:sieve-depth-product}
|
| 109 |
+
\prod_{p\notin S}p^{n_p(z)}\le X^B
|
| 110 |
+
\qquad\bigl(\nu_\phi(\{z\})>0\bigr).
|
| 111 |
+
\end{equation}
|
| 112 |
+
|
| 113 |
+
Two consequences will be used repeatedly. There is a fixed $A_0>1$ such
|
| 114 |
+
that $b_p(z)\le A_0^{n_p(z)}$. This follows from
|
| 115 |
+
Equation~\eqref{eq:sieve-local-weight} for $n_p\ge1$, since
|
| 116 |
+
$\sup_{j\ge1}(C(1+j)^C)^{1/j}<\infty$, and from $b_p=1$ at depth zero.
|
| 117 |
+
Also, with
|
| 118 |
+
\[
|
| 119 |
+
\mathcal W(z)=\prod_{p\notin S}b_p(z),
|
| 120 |
+
\]
|
| 121 |
+
the product is finite on the support of $\nu_\phi$ and satisfies
|
| 122 |
+
\begin{equation}\label{eq:sieve-pointwise-weight}
|
| 123 |
+
\mathcal W(z)\ll_\epsilon X^\epsilon
|
| 124 |
+
\qquad(\epsilon>0).
|
| 125 |
+
\end{equation}
|
| 126 |
+
Indeed, for any $t>0$, the inequality
|
| 127 |
+
$C(1+j)^C\le p^{tj}$ holds for all $j\ge1$ once $p$ is sufficiently large.
|
| 128 |
+
For each of the remaining finitely many primes it holds with a constant
|
| 129 |
+
factor independent of $j$. Multiplying these inequalities and using
|
| 130 |
+
Equation~\eqref{eq:sieve-depth-product}, with $t=\epsilon/B$, proves
|
| 131 |
+
Equation~\eqref{eq:sieve-pointwise-weight}. All constants here are uniform
|
| 132 |
+
in the arithmetic data and in the permitted boxes.
|
| 133 |
+
|
| 134 |
+
\begin{proposition}[Weighted averaging]\label{prop:sieve-averaging}
|
| 135 |
+
For the measure $\nu_\phi$ in Equation~\eqref{eq:sieve-measure}, there is
|
| 136 |
+
a fixed $\delta>0$ such that
|
| 137 |
+
\begin{equation}\label{eq:sieve-average}
|
| 138 |
+
\int\mathcal W(z)\,d\nu_\phi(z)
|
| 139 |
+
\ll V_\phi\prod_{\substack{p\le X^\delta\\p\notin S}}\E_p b_p.
|
| 140 |
+
\end{equation}
|
| 141 |
+
The choice of $\delta$ and the implied constant are independent of the
|
| 142 |
+
field, order, embedding ordering, and the permitted box location and
|
| 143 |
+
scales. They may depend on $m$, the fixed bounded real region, and the
|
| 144 |
+
fixed smooth box function.
|
| 145 |
+
\end{proposition}
|
| 146 |
+
|
| 147 |
+
The proof first counts bounded products of prescribed positive depths,
|
| 148 |
+
while requiring inactivity at any other chosen small primes. The
|
| 149 |
+
inactivity condition preserves the factors in
|
| 150 |
+
Equation~\eqref{eq:sieve-mean-lower}. We then bound the contribution of two
|
| 151 |
+
exceptional sets of points and truncate the remaining depth products within
|
| 152 |
+
the modulus range of
|
| 153 |
+
Lemma~\ref{lem:sieve-residue-function}.
|
| 154 |
+
|
| 155 |
+
\subsection{Prescribed depths and inactive primes}
|
| 156 |
+
|
| 157 |
+
Write
|
| 158 |
+
$\mathcal P_y=\{p\le y:p\notin S\}$. Chebyshev's estimate
|
| 159 |
+
$\sum_{p\le y}(\log p)/p\ll\log y$ and
|
| 160 |
+
Equation~\eqref{eq:sieve-local-tail} give a fixed $C_*\ge1$ such that
|
| 161 |
+
\[
|
| 162 |
+
\sum_{p\in\mathcal P_y}\vartheta_p\log p\le C_*\log y
|
| 163 |
+
\qquad(y\ge2).
|
| 164 |
+
\]
|
| 165 |
+
Choose fixed positive parameters satisfying
|
| 166 |
+
\begin{equation}\label{eq:sieve-parameters}
|
| 167 |
+
20(C+1)\eta<\theta,\qquad
|
| 168 |
+
0<\delta<\min\{\eta/4,\eta/(4C_*)\},
|
| 169 |
+
\qquad T_0=X^\eta,\quad Y=X^\delta.
|
| 170 |
+
\end{equation}
|
| 171 |
+
Here $T_0$ truncates the squarefree Selberg divisors and is the stopping
|
| 172 |
+
threshold for depth products, whose crossing prefixes may reach $T_0^2$;
|
| 173 |
+
$Y$ bounds the small primes outside $S$ handled by the sieve.
|
| 174 |
+
For every $\mathcal I\subset\mathcal P_Y$, Mertens' estimate and
|
| 175 |
+
$-\log(1-\vartheta_p)\le2\vartheta_p\le2C/p$ give, for a fixed $C_1$,
|
| 176 |
+
\begin{equation}\label{eq:sieve-inactivity-lower}
|
| 177 |
+
\prod_{p\in\mathcal I}(1-\vartheta_p)
|
| 178 |
+
\gg(\log X)^{-C_1}.
|
| 179 |
+
\end{equation}
|
| 180 |
+
The bound is uniform in the subset $\mathcal I$ and in $S$.
|
| 181 |
+
|
| 182 |
+
\begin{lemma}[Prescribed depths and inactive primes]\label{lem:sieve-assignment}
|
| 183 |
+
Let $\mathcal A,\mathcal I$ be disjoint subsets of $\mathcal P_Y$, and
|
| 184 |
+
assign an integer $j_p\ge1$ to each $p\in\mathcal A$. Suppose that
|
| 185 |
+
$\prod_{p\in\mathcal A}p^{j_p}\le T_0^2$. Then
|
| 186 |
+
\begin{equation}\label{eq:sieve-assignment}
|
| 187 |
+
\int
|
| 188 |
+
\prod_{p\in\mathcal A}
|
| 189 |
+
b_p\mathbf 1_{\{n_p=j_p\}}
|
| 190 |
+
\prod_{p\in\mathcal I}\mathbf 1_{\{n_p=0\}}\,
|
| 191 |
+
d\nu_\phi
|
| 192 |
+
\ll V_\phi
|
| 193 |
+
\prod_{p\in\mathcal A}\E_p
|
| 194 |
+
\bigl(b_p\mathbf 1_{\{n_p=j_p\}}\bigr)
|
| 195 |
+
\prod_{p\in\mathcal I}(1-\vartheta_p).
|
| 196 |
+
\end{equation}
|
| 197 |
+
The constant is uniform in the two subsets and all their assigned depths.
|
| 198 |
+
\end{lemma}
|
| 199 |
+
|
| 200 |
+
\begin{proof}
|
| 201 |
+
We use the Selberg upper-bound square
|
| 202 |
+
\cite{Selberg1947}; see also \cite[Chapter~21]{Koukoulopoulos2019}.
|
| 203 |
+
Its calculation is included because the relative error in
|
| 204 |
+
Lemma~\ref{lem:sieve-residue-function} must preserve the assigned means.
|
| 205 |
+
If $\vartheta_p=0$, the activity event at $p$ is a union of residue classes
|
| 206 |
+
of Haar measure zero, hence is empty on global points. Such a prime can
|
| 207 |
+
be removed from $\mathcal I$. For the remaining primes put
|
| 208 |
+
\[
|
| 209 |
+
\vartheta(d)=\prod_{p\mid d}\vartheta_p,\qquad
|
| 210 |
+
h(d)=\prod_{p\mid d}\frac{\vartheta_p}{1-\vartheta_p}
|
| 211 |
+
\]
|
| 212 |
+
for squarefree $d$ supported on $\mathcal I$. Both functions take value
|
| 213 |
+
one at $d=1$. Let $\mathcal D$ be the set of those integers with
|
| 214 |
+
$d\le T_0$, and put $\mathcal H=\sum_{d\in\mathcal D}h(d)$.
|
| 215 |
+
|
| 216 |
+
For coefficients $\lambda_d$ supported on $\mathcal D$ with
|
| 217 |
+
$\lambda_1=1$, the square
|
| 218 |
+
\[
|
| 219 |
+
\left(\sum_{d\in\mathcal D}\lambda_d
|
| 220 |
+
\prod_{p\mid d}\mathbf 1_{\{n_p\ge1\}}\right)^2
|
| 221 |
+
\]
|
| 222 |
+
majorizes the indicator that every prime of $\mathcal I$ is inactive.
|
| 223 |
+
Its expectation in the independent product of the local probability
|
| 224 |
+
spaces is
|
| 225 |
+
\begin{equation}\label{eq:sieve-quadratic}
|
| 226 |
+
\sum_{d,e\in\mathcal D}\lambda_d\lambda_e\vartheta([d,e])
|
| 227 |
+
=\sum_{l\in\mathcal D}\frac1{h(l)}
|
| 228 |
+
\left(\sum_{\substack{d\in\mathcal D\\l\mid d}}
|
| 229 |
+
\lambda_d\vartheta(d)\right)^2.
|
| 230 |
+
\end{equation}
|
| 231 |
+
Here $[d,e]$ denotes the least common multiple. The identity follows
|
| 232 |
+
by expanding the right side and using
|
| 233 |
+
$\vartheta([d,e])
|
| 234 |
+
=\vartheta(d)\vartheta(e)\sum_{l\mid(d,e)}h(l)^{-1}$.
|
| 235 |
+
|
| 236 |
+
The set $\mathcal D$ is closed under divisors. Finite M\"obius inversion
|
| 237 |
+
therefore permits the choice
|
| 238 |
+
\[
|
| 239 |
+
\sum_{\substack{d\in\mathcal D\\l\mid d}}\lambda_d\vartheta(d)
|
| 240 |
+
=\frac{\mu_{\mathrm{Mob}}(l)h(l)}{\mathcal H},
|
| 241 |
+
\qquad l\in\mathcal D,
|
| 242 |
+
\]
|
| 243 |
+
where $\mu_{\mathrm{Mob}}$ is the M\"obius function. Explicitly,
|
| 244 |
+
\[
|
| 245 |
+
\lambda_d=
|
| 246 |
+
\frac{\mu_{\mathrm{Mob}}(d)h(d)}
|
| 247 |
+
{\vartheta(d)\mathcal H}
|
| 248 |
+
\sum_{\substack{r\le T_0/d\\(r,d)=1\\dr\in\mathcal D}}h(r).
|
| 249 |
+
\]
|
| 250 |
+
Consequently $\lambda_1=1$, the value of
|
| 251 |
+
Equation~\eqref{eq:sieve-quadratic} is $\mathcal H^{-1}$, and
|
| 252 |
+
\begin{equation}\label{eq:sieve-coefficients}
|
| 253 |
+
|\lambda_d|
|
| 254 |
+
\le\frac{h(d)}{\vartheta(d)}
|
| 255 |
+
=\prod_{p\mid d}(1-\vartheta_p)^{-1}
|
| 256 |
+
\le2^{\omega(d)}\le T_0.
|
| 257 |
+
\end{equation}
|
| 258 |
+
|
| 259 |
+
To estimate $\mathcal H$, give every squarefree integer supported on
|
| 260 |
+
$\mathcal I$ probability proportional to $h(d)$, without the bound
|
| 261 |
+
$d\le T_0$. In this finite product distribution, prime $p$ is selected
|
| 262 |
+
with probability $\vartheta_p$. Thus
|
| 263 |
+
\[
|
| 264 |
+
\E\log d=\sum_{p\in\mathcal I}\vartheta_p\log p
|
| 265 |
+
\le C_*\log Y<\tfrac14\log T_0.
|
| 266 |
+
\]
|
| 267 |
+
Markov's inequality shows that at least half the mass lies at $d\le T_0$.
|
| 268 |
+
It follows that
|
| 269 |
+
\begin{equation}\label{eq:sieve-selberg-main}
|
| 270 |
+
\mathcal H\ge\tfrac12\prod_{p\in\mathcal I}(1+h(p)),
|
| 271 |
+
\qquad
|
| 272 |
+
\mathcal H^{-1}\le2\prod_{p\in\mathcal I}(1-\vartheta_p).
|
| 273 |
+
\end{equation}
|
| 274 |
+
|
| 275 |
+
It remains to average this square against $\nu_\phi$ together with the
|
| 276 |
+
assigned weights. Write
|
| 277 |
+
\[
|
| 278 |
+
A_{\mathcal A}=
|
| 279 |
+
\prod_{p\in\mathcal A}\E_p
|
| 280 |
+
\bigl(b_p\mathbf 1_{\{n_p=j_p\}}\bigr).
|
| 281 |
+
\]
|
| 282 |
+
The assigned weight is defined modulo
|
| 283 |
+
\[
|
| 284 |
+
\prod_{p\in\mathcal A}p^{C(j_p+1)}
|
| 285 |
+
\le\left(\prod_{p\in\mathcal A}p^{j_p}\right)^{2C}
|
| 286 |
+
\le T_0^{4C}.
|
| 287 |
+
\]
|
| 288 |
+
For a pair $d,e\in\mathcal D$, its activity indicators require only the
|
| 289 |
+
additional modulus $[d,e]^{2C}\le T_0^{4C}$. The two prime sets are
|
| 290 |
+
disjoint, so the total modulus is at most
|
| 291 |
+
\begin{equation}\label{eq:sieve-modulus-budget}
|
| 292 |
+
T_0^{8C}\le X^\theta
|
| 293 |
+
\end{equation}
|
| 294 |
+
and is prime to every prime of $S$. The function before multiplication
|
| 295 |
+
by $\lambda_d\lambda_e$ is nonnegative, and its residue mean is
|
| 296 |
+
$A_{\mathcal A}\vartheta([d,e])$ by the Chinese remainder theorem.
|
| 297 |
+
Lemma~\ref{lem:sieve-residue-function} therefore gives the corresponding
|
| 298 |
+
main term $V_\phi A_{\mathcal A}\vartheta([d,e])$ and an error of absolute
|
| 299 |
+
value at most
|
| 300 |
+
$C V_\phi X^{-\theta}A_{\mathcal A}\vartheta([d,e])$.
|
| 301 |
+
There are at most $T_0^2$ pairs and, by
|
| 302 |
+
Equation~\eqref{eq:sieve-coefficients}, each coefficient product has
|
| 303 |
+
absolute value at most $T_0^2$. Summing the errors absolutely costs at
|
| 304 |
+
most
|
| 305 |
+
\begin{equation}\label{eq:sieve-square-error}
|
| 306 |
+
C V_\phi A_{\mathcal A}X^{-\theta}T_0^4.
|
| 307 |
+
\end{equation}
|
| 308 |
+
This estimate keeps $A_{\mathcal A}$ even if it is very small.
|
| 309 |
+
The main term is $V_\phi A_{\mathcal A}\mathcal H^{-1}$ by
|
| 310 |
+
Equation~\eqref{eq:sieve-quadratic}. Finally,
|
| 311 |
+
$X^{-\theta}T_0^4=o((\log X)^{-C_1})$ by
|
| 312 |
+
Equation~\eqref{eq:sieve-parameters}. Equations
|
| 313 |
+
\eqref{eq:sieve-inactivity-lower} and
|
| 314 |
+
\eqref{eq:sieve-selberg-main} absorb
|
| 315 |
+
Equation~\eqref{eq:sieve-square-error} and prove the lemma.
|
| 316 |
+
\end{proof}
|
| 317 |
+
|
| 318 |
+
\subsection{Truncating and summing the depths}
|
| 319 |
+
|
| 320 |
+
\begin{proof}[Proof of Proposition~\ref{prop:sieve-averaging}]
|
| 321 |
+
Put
|
| 322 |
+
$P_Y=\prod_{p\in\mathcal P_Y}\E_p b_p$. Equations
|
| 323 |
+
\eqref{eq:sieve-mean-lower} and
|
| 324 |
+
\eqref{eq:sieve-inactivity-lower} imply
|
| 325 |
+
\begin{equation}\label{eq:sieve-product-lower}
|
| 326 |
+
P_Y\gg(\log X)^{-C_1}.
|
| 327 |
+
\end{equation}
|
| 328 |
+
First observe that primes exceeding $Y$ cost only a fixed factor.
|
| 329 |
+
Equations~\eqref{eq:sieve-depth-product} and
|
| 330 |
+
\eqref{eq:sieve-pointwise-weight}, together with $b_p\le A_0^{n_p}$, give
|
| 331 |
+
\begin{equation}\label{eq:sieve-large-primes}
|
| 332 |
+
\prod_{\substack{p>Y\\p\notin S}}b_p(z)
|
| 333 |
+
\le A_0^{\sum_{p>Y,\ p\notin S}n_p(z)}
|
| 334 |
+
\le \exp(B\log A_0/\delta).
|
| 335 |
+
\end{equation}
|
| 336 |
+
|
| 337 |
+
Consider the points for which
|
| 338 |
+
$\prod_{p\in\mathcal P_Y}p^{n_p(z)}\le T_0$.
|
| 339 |
+
Assign all their active primes in $\mathcal P_Y$ and require inactivity
|
| 340 |
+
at the other primes in $\mathcal P_Y$. These assignments satisfy
|
| 341 |
+
Lemma~\ref{lem:sieve-assignment}. After applying it, we may enlarge the
|
| 342 |
+
sum of its nonnegative upper bounds by allowing every subset and every
|
| 343 |
+
positive depth. The resulting product is
|
| 344 |
+
\[
|
| 345 |
+
V_\phi\prod_{p\in\mathcal P_Y}
|
| 346 |
+
\left(1-\vartheta_p+
|
| 347 |
+
\sum_{j\ge1}\E_p(b_p\mathbf 1_{\{n_p=j\}})\right)
|
| 348 |
+
=V_\phi P_Y.
|
| 349 |
+
\]
|
| 350 |
+
Together with Equation~\eqref{eq:sieve-large-primes}, this bounds the
|
| 351 |
+
contribution from these points.
|
| 352 |
+
|
| 353 |
+
For a remaining point, the product through $\mathcal P_Y$ exceeds $T_0$.
|
| 354 |
+
Order its active primes in $\mathcal P_Y$ increasingly and stop at the
|
| 355 |
+
first prefix whose product exceeds $T_0$. If every individual factor
|
| 356 |
+
$p^{n_p(z)}$ for $p\in\mathcal P_Y$ is at most $T_0$, the prefix has product in
|
| 357 |
+
$(T_0,T_0^2]$, since its preceding product and its last factor are both
|
| 358 |
+
at most $T_0$. If also
|
| 359 |
+
$\prod_{p\in\mathcal P_{y_0}}p^{n_p(z)}\le T_0$, for a fixed cutoff
|
| 360 |
+
$y_0>4$ to be chosen below independently of $X$, its last prime exceeds
|
| 361 |
+
$y_0$. The next two estimates allow these restrictions at negligible
|
| 362 |
+
weighted cost.
|
| 363 |
+
|
| 364 |
+
First, if $p^{n_p(z)}>T_0$ for $p\in\mathcal P_Y$, then
|
| 365 |
+
$n_p(z)\ge J_p$, where
|
| 366 |
+
$J_p=\lfloor\log T_0/\log p\rfloor+1$. The threshold is determined modulo
|
| 367 |
+
\[
|
| 368 |
+
p^{C(J_p+1)}\le T_0^C Y^{2C}\le X^\theta.
|
| 369 |
+
\]
|
| 370 |
+
Lemma~\ref{lem:sieve-residue-function} and
|
| 371 |
+
Equation~\eqref{eq:sieve-local-tail} bound its $\nu_\phi$-measure by
|
| 372 |
+
$O(V_\phi p^{-J_p})=O(V_\phi/T_0)$. Summing over $p\in\mathcal P_Y$
|
| 373 |
+
gives $O(V_\phi Y/T_0)$. By Equation~\eqref{eq:sieve-pointwise-weight},
|
| 374 |
+
the contribution after multiplication by $\mathcal W$ is
|
| 375 |
+
$O_\epsilon(V_\phi X^{\epsilon+\delta-\eta})$.
|
| 376 |
+
Choose $\epsilon<\eta-\delta$. This is smaller than $V_\phi P_Y$ by a
|
| 377 |
+
power of $X$, in view of Equation~\eqref{eq:sieve-product-lower}.
|
| 378 |
+
|
| 379 |
+
We also need the analogous removal for a fixed nonempty finite set
|
| 380 |
+
$\mathcal Q$ of primes, even though some of them may belong to the varying
|
| 381 |
+
set $S$. Put $N=|\mathcal Q|$. If
|
| 382 |
+
$\prod_{p\in\mathcal Q\setminus S}p^{n_p(z)}>T_0$, some prime in
|
| 383 |
+
$\mathcal Q\setminus S$ has $p^{n_p(z)}>T_0^{1/N}$. Put
|
| 384 |
+
$J_{p,\mathcal Q}=\lfloor\log T_0/(N\log p)\rfloor+1$. The event
|
| 385 |
+
$n_p\ge J_{p,\mathcal Q}$ is defined modulo at most
|
| 386 |
+
$T_0^{C/N}p^{2C}\le X^\theta$ for large $X$, and its local probability
|
| 387 |
+
is at most $Cp^{-J_{p,\mathcal Q}}\le C T_0^{-1/N}$.
|
| 388 |
+
Lemma~\ref{lem:sieve-residue-function} therefore bounds the measure of
|
| 389 |
+
the union by
|
| 390 |
+
$O_{\mathcal Q}(V_\phi T_0^{-1/N})$. After multiplication by
|
| 391 |
+
Equation~\eqref{eq:sieve-pointwise-weight} with $\epsilon<\eta/N$, its
|
| 392 |
+
weighted contribution again saves a power of $X$ relative to $V_\phi$.
|
| 393 |
+
If $\mathcal Q\setminus S$ is empty the event is empty. Thus this
|
| 394 |
+
removal is uniform in the possible intersections of $\mathcal Q$ with $S$.
|
| 395 |
+
|
| 396 |
+
Choose a fixed $M_0>0$ and then a fixed $y_0>4$ such that
|
| 397 |
+
\begin{equation}\label{eq:sieve-crossing-parameters}
|
| 398 |
+
\eta M_0>2B\log A_0+1,\qquad M_0/\log y_0<\tfrac14.
|
| 399 |
+
\end{equation}
|
| 400 |
+
Apply the finite-set removal with $\mathcal Q=\{p:p\le y_0\}$.
|
| 401 |
+
These choices precede the choice of the small $\epsilon$ used in that
|
| 402 |
+
removal, and all are independent of $X$.
|
| 403 |
+
|
| 404 |
+
The retained first-crossing prefixes therefore have product in
|
| 405 |
+
$(T_0,T_0^2]$ and last prime greater than $y_0$. Group these assignments
|
| 406 |
+
by the interval containing their last prime:
|
| 407 |
+
\begin{equation}\label{eq:sieve-buckets}
|
| 408 |
+
\sqrt y<p\le y,\qquad y=Y^{1/2^i},\quad i=0,1,2,\ldots.
|
| 409 |
+
\end{equation}
|
| 410 |
+
Only groups with $y>y_0$ occur. Every unassigned active prime is greater
|
| 411 |
+
than the last assigned prime and hence greater than $\sqrt y$. The total
|
| 412 |
+
weight of those primes, including primes beyond $Y$, is therefore at most
|
| 413 |
+
\begin{equation}\label{eq:sieve-unassigned}
|
| 414 |
+
\exp\left(\frac{2B\log A_0}{\log y}\log X\right).
|
| 415 |
+
\end{equation}
|
| 416 |
+
For each assignment in the group, require inactivity at its unassigned
|
| 417 |
+
primes in $\mathcal P_{\sqrt y}$ and apply
|
| 418 |
+
Lemma~\ref{lem:sieve-assignment}. We use Rankin's power majorant
|
| 419 |
+
\cite{Rankin1938}: since the assigned product exceeds $T_0$, its upper
|
| 420 |
+
bound can be multiplied by
|
| 421 |
+
\[
|
| 422 |
+
T_0^{-s}\prod_{\text{assigned }p}p^{s j_p}\ge1,
|
| 423 |
+
\qquad s=M_0/\log y.
|
| 424 |
+
\]
|
| 425 |
+
Now enlarge the sum of these nonnegative upper bounds to all subsets and
|
| 426 |
+
all positive depths through $y$. This enlarges only a numerical sum after
|
| 427 |
+
the lemma has been applied to the genuine prefixes; it invokes no residue
|
| 428 |
+
estimate for the newly admitted products above $T_0^2$.
|
| 429 |
+
|
| 430 |
+
For $p\in\mathcal P_{\sqrt y}$, the option of no assignment has weight
|
| 431 |
+
$1-\vartheta_p$ and the assigned options have total weight
|
| 432 |
+
$\sum_{j\ge1}\E_p(b_p\mathbf 1_{\{n_p=j\}})p^{sj}$. Their sum is
|
| 433 |
+
$\E_p(b_p p^{s n_p})$. For $\sqrt y<p\le y$ outside $S$, inactivity was
|
| 434 |
+
not imposed, so the option of no assignment has weight one. The total
|
| 435 |
+
there is $\E_p(b_p p^{s n_p})+\vartheta_p$. Thus the group's contribution
|
| 436 |
+
is at most
|
| 437 |
+
\begin{equation}\label{eq:sieve-bucket-bound}
|
| 438 |
+
C V_\phi T_0^{-s}
|
| 439 |
+
\exp\left(\frac{2B\log A_0}{\log y}\log X\right)
|
| 440 |
+
\prod_{p\in\mathcal P_{\sqrt y}}\E_p(b_p p^{s n_p})
|
| 441 |
+
\prod_{\substack{\sqrt y<p\le y\\p\notin S}}
|
| 442 |
+
\bigl(\E_p(b_p p^{s n_p})+\vartheta_p\bigr).
|
| 443 |
+
\end{equation}
|
| 444 |
+
|
| 445 |
+
We estimate these local moments uniformly for $y>y_0$. By
|
| 446 |
+
Equation~\eqref{eq:sieve-crossing-parameters}, $s<1/4$. The total
|
| 447 |
+
contribution of depths $j\ge2$ to $\E_p(b_p p^{s n_p})$ is at most
|
| 448 |
+
\[
|
| 449 |
+
C^2\sum_{j\ge2}(1+j)^C p^{-(1-s)j}\ll_C p^{-3/2}.
|
| 450 |
+
\]
|
| 451 |
+
At depth one, the increase over $\E_p b_p$ is bounded by
|
| 452 |
+
\[
|
| 453 |
+
\frac{C'}p(p^s-1)
|
| 454 |
+
\ll_{M_0}\frac{\log p}{p\log y}
|
| 455 |
+
\qquad(p\le y),
|
| 456 |
+
\]
|
| 457 |
+
because $0\le s\log p\le M_0$. Chebyshev's estimate shows that these
|
| 458 |
+
increases have bounded sum over $p\le y$. Mertens' estimate also gives
|
| 459 |
+
$\sum_{\substack{\sqrt y<p\le y\\p\notin S}}\vartheta_p\ll1$. Since
|
| 460 |
+
$\E_p b_p\ge1/2$, comparison of the products in
|
| 461 |
+
Equation~\eqref{eq:sieve-bucket-bound} with their base means gives
|
| 462 |
+
\[
|
| 463 |
+
\prod_{p\in\mathcal P_{\sqrt y}}\E_p(b_p p^{s n_p})
|
| 464 |
+
\prod_{\substack{\sqrt y<p\le y\\p\notin S}}
|
| 465 |
+
\bigl(\E_p(b_p p^{s n_p})+\vartheta_p\bigr)
|
| 466 |
+
\ll_{M_0}\prod_{p\in\mathcal P_y}\E_p b_p.
|
| 467 |
+
\]
|
| 468 |
+
For a fixed $C_2$, a final use of
|
| 469 |
+
Equation~\eqref{eq:sieve-mean-lower} and Mertens' estimate yields
|
| 470 |
+
\[
|
| 471 |
+
\prod_{p\in\mathcal P_y}\E_p b_p
|
| 472 |
+
\le P_Y\prod_{\substack{y<p\le Y\\p\notin S}}
|
| 473 |
+
(1-\vartheta_p)^{-1}
|
| 474 |
+
\ll P_Y\left(\frac{\log Y}{\log y}\right)^{C_2}.
|
| 475 |
+
\]
|
| 476 |
+
By Equation~\eqref{eq:sieve-crossing-parameters}, the bound for the group
|
| 477 |
+
in Equation~\eqref{eq:sieve-bucket-bound} is consequently at most
|
| 478 |
+
\[
|
| 479 |
+
C_{M_0}V_\phi P_Y
|
| 480 |
+
\exp\left(-\frac{\log X}{\log y}\right)
|
| 481 |
+
\left(\frac{\log Y}{\log y}\right)^{C_2}.
|
| 482 |
+
\]
|
| 483 |
+
For the values of $y$ in Equation~\eqref{eq:sieve-buckets}, its sum is
|
| 484 |
+
bounded by
|
| 485 |
+
\[
|
| 486 |
+
C_{M_0}V_\phi P_Y
|
| 487 |
+
\sum_{i\ge0}\exp(-2^i/\delta)\,2^{iC_2}
|
| 488 |
+
\ll V_\phi P_Y.
|
| 489 |
+
\]
|
| 490 |
+
Together with the small-product part and the two discarded sets, this
|
| 491 |
+
proves Equation~\eqref{eq:sieve-average}.
|
| 492 |
+
\end{proof}
|
| 493 |
+
|
| 494 |
+
\subsection{The planar exterior count}
|
| 495 |
+
|
| 496 |
+
\begin{proof}[Proof of Theorem~\ref{thm:exterior-count}]
|
| 497 |
+
Fix the nonzero trace and bounded region in that theorem. Let
|
| 498 |
+
$\mathcal R$ be any of its rectangles, in the specified two partition
|
| 499 |
+
coordinates. Choose an allowed smooth function $\phi$ that majorizes
|
| 500 |
+
$\mathbf 1_{\mathcal R}$, with its two scales equal to the side lengths
|
| 501 |
+
of $\mathcal R$. Its support lies in a fixed enlargement of the bounded
|
| 502 |
+
region and
|
| 503 |
+
\[
|
| 504 |
+
A_\phi\asymp\operatorname{area}(\mathcal R).
|
| 505 |
+
\]
|
| 506 |
+
The constants are uniform over the positions, side lengths, and aspect
|
| 507 |
+
ratios of the rectangles. Proposition~\ref{prop:ext-multiplicity-majorant}
|
| 508 |
+
and Proposition~\ref{prop:sieve-averaging} give
|
| 509 |
+
\begin{equation}\label{eq:sieve-before-euler}
|
| 510 |
+
\sum_{\substack{\Tr z=m\\z\in\mathcal R}}M(z)
|
| 511 |
+
\ll \sqrt D\, A_\phi
|
| 512 |
+
\prod_{p\in S}(1-p^{-1})Z_p
|
| 513 |
+
\prod_{p\in\mathcal P_Y}\E_p b_p,
|
| 514 |
+
\qquad
|
| 515 |
+
Z_p=\prod_{\substack{\mathfrak p\mid p\\\mathfrak p\subset R}}
|
| 516 |
+
(1-\Nm(\mathfrak p)^{-1})^{-1}.
|
| 517 |
+
\end{equation}
|
| 518 |
+
Here $\prod_{p\in S}|D|_p^{-1/2}=\sqrt D$, because $S$ contains every
|
| 519 |
+
prime divisor of $D$, and Equation~\eqref{eq:sieve-volume} absorbed the
|
| 520 |
+
trace densities. The restriction to integral points outside $S$ in the
|
| 521 |
+
multiplicity proposition agrees with the support of $\nu_\phi$.
|
| 522 |
+
|
| 523 |
+
The exact unramified mean in Lemma~\ref{lem:ext-unramified-data} is
|
| 524 |
+
\[
|
| 525 |
+
\E_p b_p=(1-p^{-1})(1-p^{-3})Z_p\qquad(p\notin S).
|
| 526 |
+
\]
|
| 527 |
+
Since $1-p^{-3}\le1$, the two Euler products on the right of
|
| 528 |
+
Equation~\eqref{eq:sieve-before-euler} are at most the product of
|
| 529 |
+
$(1-p^{-1})Z_p$ over $p\in S\cup\mathcal P_Y$.
|
| 530 |
+
Ideal factorization in the degree-four maximal order gives, uniformly
|
| 531 |
+
also at ramified primes,
|
| 532 |
+
\[
|
| 533 |
+
\log Z_p=\frac{a_K(p)}p+O(p^{-2}).
|
| 534 |
+
\]
|
| 535 |
+
Thus
|
| 536 |
+
\begin{equation}\label{eq:sieve-euler}
|
| 537 |
+
\prod_{p\in S}(1-p^{-1})Z_p
|
| 538 |
+
\prod_{p\in\mathcal P_Y}\E_p b_p
|
| 539 |
+
\ll
|
| 540 |
+
\exp\left(\sum_{p\in S\ \mathrm{or}\ p\le Y}
|
| 541 |
+
\frac{a_K(p)-1}{p}\right).
|
| 542 |
+
\end{equation}
|
| 543 |
+
|
| 544 |
+
For fixed $m$, the radical of $S$ is polynomial in $X$. Choose a fixed
|
| 545 |
+
$c\ge1/2$ large enough that, for all sufficiently large $X$, every prime
|
| 546 |
+
in $S$ and every prime at most $Y$ is at most $Z=X^c$. Since
|
| 547 |
+
$a_K(p)\ge0$, the exponent in Equation~\eqref{eq:sieve-euler} is at most
|
| 548 |
+
\[
|
| 549 |
+
\sum_{p\le Z}\frac{a_K(p)}p-\sum_{p\le Y}\frac1p.
|
| 550 |
+
\]
|
| 551 |
+
We have $Z\ge D^{1/4}$ because $X=q\sqrt D\ge\sqrt D$.
|
| 552 |
+
Equation~\eqref{eq:ord-prime-sum} and Mertens' estimate now give
|
| 553 |
+
\[
|
| 554 |
+
\exp\left(\sum_{p\in S\ \mathrm{or}\ p\le Y}
|
| 555 |
+
\frac{a_K(p)-1}{p}\right)
|
| 556 |
+
\ll \frac{\kappa\log Z}{\log Y}
|
| 557 |
+
=\frac c\delta\,\kappa.
|
| 558 |
+
\]
|
| 559 |
+
This also applies when $D$ remains bounded and $q$ tends to infinity,
|
| 560 |
+
by the stated uniform range of Lemma~\ref{lem:ord-residue}.
|
| 561 |
+
Substitution in Equation~\eqref{eq:sieve-before-euler} proves
|
| 562 |
+
\[
|
| 563 |
+
\sum_{\substack{\Tr z=m\\z\in\mathcal R}}M(z)
|
| 564 |
+
\ll\kappa\sqrt D\,\operatorname{area}(\mathcal R).
|
| 565 |
+
\]
|
| 566 |
+
The only box-dependent quantity in the proof is $A_\phi$, which is
|
| 567 |
+
comparable to the area with a fixed constant. All other estimates are
|
| 568 |
+
uniform over the box translations and the two scales between
|
| 569 |
+
$X^{-\tau}$ and the fixed upper bounds. The local multiplicity majorant
|
| 570 |
+
has the same constant for every chosen ideal representative system, and
|
| 571 |
+
its right side is independent of that choice. Thus the bound is uniform
|
| 572 |
+
in the representative system as well. This proves the precise
|
| 573 |
+
uniformity asserted in Theorem~\ref{thm:exterior-count}.
|
| 574 |
+
\end{proof}
|
preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/quartic-torus-packets.pdf
ADDED
|
@@ -0,0 +1,3 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:95c2a937da74097afe5d155a412fa89a2c4560a8231f10c4230244a8c6bed0f5
|
| 3 |
+
size 759557
|
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/README.md
ADDED
|
@@ -0,0 +1,18 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
# [Equidistribution of Primitive Sextic Torus Packets](primitive-sextic-torus-packets.pdf)
|
| 2 |
+
|
| 3 |
+
**Author:** OpenAI
|
| 4 |
+
|
| 5 |
+
**Date:** October 5, 2026
|
| 6 |
+
|
| 7 |
+
## Citation
|
| 8 |
+
|
| 9 |
+
```bibtex
|
| 10 |
+
@misc{OAI:Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026,
|
| 11 |
+
author = {{OpenAI}},
|
| 12 |
+
title = {{Equidistribution of Primitive Sextic Torus Packets}},
|
| 13 |
+
howpublished = {OpenAI Math Release preprint
|
| 14 |
+
\href{https://github.com/openai/math/blob/main/preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/primitive-sextic-torus-packets.pdf}{OAI:Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026}},
|
| 15 |
+
year = {2026}
|
| 16 |
+
}
|
| 17 |
+
```
|
| 18 |
+
|
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/figures/product-mechanism.tex
ADDED
|
@@ -0,0 +1,102 @@
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|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
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|
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|
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|
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|
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|
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|
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|
|
|
|
|
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|
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|
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|
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|
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|
|
|
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|
|
|
|
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|
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|
|
|
|
|
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|
|
|
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|
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|
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|
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|
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|
|
|
|
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|
|
|
|
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|
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|
|
|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
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|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\begin{figure}[tbp]
|
| 2 |
+
\centering
|
| 3 |
+
\begin{tikzpicture}[
|
| 4 |
+
x=1cm,y=1cm,
|
| 5 |
+
font=\small,
|
| 6 |
+
>={Stealth[length=2mm]},
|
| 7 |
+
patch/.style={draw=black!75,line width=.55pt,fill=black!4},
|
| 8 |
+
selected/.style={draw=blue!65!black,line width=.55pt,fill=blue!16},
|
| 9 |
+
coarse/.style={draw=black!70,dashed,line width=.65pt},
|
| 10 |
+
fine/.style={draw=black!35,line width=.25pt},
|
| 11 |
+
bins/.style={draw=black!70,densely dotted,line width=.5pt},
|
| 12 |
+
note/.style={align=left,font=\footnotesize},
|
| 13 |
+
leader/.style={draw=black!65,line width=.4pt,->}
|
| 14 |
+
]
|
| 15 |
+
\path[use as bounding box] (0,-5.15) rectangle (14.2,4.35);
|
| 16 |
+
|
| 17 |
+
\node[anchor=west,font=\small\bfseries] at (0,4.1)
|
| 18 |
+
{(a) Contract $W$: identify the $U$ factor and prove independence};
|
| 19 |
+
\node[align=center,font=\footnotesize] at (2.35,3.67)
|
| 20 |
+
{one $q$-cell; full $w,u$ ranges};
|
| 21 |
+
\draw[patch] (.65,1.3) rectangle (4.05,3.35);
|
| 22 |
+
\draw[selected] (2.15,1.3) rectangle (2.75,3.35);
|
| 23 |
+
\node[font=\footnotesize,anchor=north] at (2.45,1.19) {$w$-cell};
|
| 24 |
+
\node[anchor=east] at (.51,3.2) {$u$};
|
| 25 |
+
\node[anchor=north] at (3.9,1.19) {$w$};
|
| 26 |
+
|
| 27 |
+
\draw[->,line width=.8pt] (4.65,2.35) -- (7.1,2.35);
|
| 28 |
+
\node[above] at (5.87,2.45) {$a_0^{t}$, $t\asymp T$};
|
| 29 |
+
\node[below,font=\footnotesize,align=center] at (5.87,2.18)
|
| 30 |
+
{$W$ contracts; $U$ is fixed\\$T\prec F$};
|
| 31 |
+
|
| 32 |
+
\draw[coarse] (7.95,1.15) rectangle (10.15,3.5);
|
| 33 |
+
\draw[patch] (8.55,1.3) rectangle (9.55,3.35);
|
| 34 |
+
\draw[selected] (8.991,1.3) rectangle (9.168,3.35);
|
| 35 |
+
\foreach \x in {8.6,8.7,8.8,8.9,9.0,9.1,9.2,9.3,9.4,9.5}
|
| 36 |
+
\draw[fine] (\x,1.3) -- (\x,3.35);
|
| 37 |
+
\foreach \y in {1.78,2.31,2.84}
|
| 38 |
+
\draw[bins] (7.95,\y) -- (10.15,\y);
|
| 39 |
+
\node[font=\footnotesize] at (9.05,3.73) {output $U$ chart};
|
| 40 |
+
\node[note,anchor=west] at (10.58,3.18)
|
| 41 |
+
{One coarse transverse cell\\contains the whole patch.};
|
| 42 |
+
\draw[leader] (10.5,3.15) -- (10.17,3.15);
|
| 43 |
+
\node[note,anchor=west] at (10.58,2.26)
|
| 44 |
+
{Fine transverse cells\\resolve the $w$-label.};
|
| 45 |
+
\draw[leader] (10.5,2.24) -- (9.28,2.24);
|
| 46 |
+
\node[note,anchor=west] at (10.58,1.42) {Common $U$ bins};
|
| 47 |
+
\draw[leader] (10.5,1.48) -- (10.04,1.78);
|
| 48 |
+
\node[align=center,font=\footnotesize] at (7.1,.5)
|
| 49 |
+
{Mesh comparison: revealing the $w$-cell changes the $U$-bin law by $o(1)$ in sampling mean.};
|
| 50 |
+
|
| 51 |
+
\node[anchor=west,font=\small\bfseries] at (0,-.22)
|
| 52 |
+
{(b) Expand a $W$ tile: identify the remaining $W$ factor};
|
| 53 |
+
\node[align=center,font=\footnotesize] at (2.35,-.86)
|
| 54 |
+
{one stage-$k$ tile\\shape $\Delta^k\mathcal F$};
|
| 55 |
+
\draw[patch] (2.0,-3.7) rectangle (2.7,-1.55);
|
| 56 |
+
\draw[selected] (2.0,-2.68) rectangle (2.7,-2.43);
|
| 57 |
+
\foreach \x in {2.175,2.35,2.525}
|
| 58 |
+
\draw[bins] (\x,-3.7) -- (\x,-1.55);
|
| 59 |
+
\node[anchor=east] at (1.86,-1.72) {$u$};
|
| 60 |
+
\node[anchor=north] at (2.65,-3.81) {$w$};
|
| 61 |
+
\node[note,anchor=east] at (1.72,-2.57) {$u$-cell\\depth $S$};
|
| 62 |
+
\draw[leader] (1.8,-2.57) -- (1.98,-2.57);
|
| 63 |
+
|
| 64 |
+
\draw[->,line width=.8pt] (3.65,-2.57) -- (6.5,-2.57);
|
| 65 |
+
\node[above] at (5.08,-2.45) {$a_0^{-(k+m_0)}$};
|
| 66 |
+
\node[below,font=\footnotesize,align=center] at (5.08,-2.73)
|
| 67 |
+
{$W$ expands; $U$ is fixed\\$S\prec T\prec F$, $k\asymp T$};
|
| 68 |
+
|
| 69 |
+
\node[align=center,font=\footnotesize] at (8.63,-.88)
|
| 70 |
+
{fixed output shape\\$\Delta^{-m_0}\mathcal F$};
|
| 71 |
+
\draw[patch] (7.05,-3.7) rectangle (10.2,-1.55);
|
| 72 |
+
\draw[selected] (7.05,-2.68) rectangle (10.2,-2.43);
|
| 73 |
+
\foreach \x in {7.8375,8.625,9.4125}
|
| 74 |
+
\draw[bins] (\x,-3.7) -- (\x,-1.55);
|
| 75 |
+
\draw[coarse] (6.9,-2.92) rectangle (10.35,-2.2);
|
| 76 |
+
\foreach \y in {-2.63,-2.58,-2.53,-2.48}
|
| 77 |
+
\draw[fine] (7.05,\y) -- (10.2,\y);
|
| 78 |
+
\node[note,anchor=west] at (10.58,-1.94)
|
| 79 |
+
{Only the $u$-subpatch fits\\in one coarse transverse\\cell for the $W$ chart.};
|
| 80 |
+
\draw[leader] (10.5,-2.02) -- (10.35,-2.2);
|
| 81 |
+
\node[note,anchor=west] at (10.58,-3.18)
|
| 82 |
+
{Fine transverse cells\\resolve the $u$-label.};
|
| 83 |
+
\draw[leader] (10.5,-3.05) -- (9.72,-2.6);
|
| 84 |
+
\node[align=center,font=\footnotesize] at (8.63,-4.04)
|
| 85 |
+
{Stage-$(k+j)$ subtiles resolve $W$ tests.};
|
| 86 |
+
\node[align=center,font=\footnotesize,text width=14cm] at (7.1,-4.78)
|
| 87 |
+
{Information comparison: an $O(S)$ budget over $T$ stages makes the $u$-label change\\
|
| 88 |
+
the descendant-tile law by $o(1)$ in sampling mean, at a suitable stage $k\asymp T$.};
|
| 89 |
+
\end{tikzpicture}
|
| 90 |
+
\caption{The two different comparisons in the product rule. Each input picture
|
| 91 |
+
fixes a $q$-cell at depth $F$; the coordinate $q$ is suppressed. Dashed outlines
|
| 92 |
+
denote coarse output transverse cells; thin solid lines denote fine transverse
|
| 93 |
+
cells. Dotted lines denote fixed $U$ bins in (a) and stage-$(k+j)$ $W$ subtiles in (b).
|
| 94 |
+
Shading marks a labelled subpatch, not a density. In (a), contraction permits
|
| 95 |
+
one coarse transverse-cell comparison for the whole patch and its subpatches.
|
| 96 |
+
In (b), expansion leaves the full $U$ interval broad. The full patch is compared
|
| 97 |
+
with $V$ data and the thin $u$-subpatch with $W$ data; the information estimate
|
| 98 |
+
compares their descendant-tile laws and hence their resolved $W$ tests. All widths and
|
| 99 |
+
tile shapes are schematic: $W$ can have several dimensions and its tiles need
|
| 100 |
+
not be rectangles. The resulting factor identifications are projective.}
|
| 101 |
+
\label{fig:product-mechanism}
|
| 102 |
+
\end{figure}
|
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/main.tex
ADDED
|
@@ -0,0 +1,88 @@
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|
| 1 |
+
\documentclass[11pt]{article}
|
| 2 |
+
\ifdefined\pdfinfoomitdate\pdfinfoomitdate=1\fi
|
| 3 |
+
\ifdefined\pdftrailerid\pdftrailerid{}\fi
|
| 4 |
+
\ifdefined\pdfsuppressptexinfo\pdfsuppressptexinfo=15\fi
|
| 5 |
+
\usepackage[T1]{fontenc}
|
| 6 |
+
\usepackage{lmodern}
|
| 7 |
+
\usepackage[margin=1in]{geometry}
|
| 8 |
+
\usepackage{amsmath,amssymb,amsthm,mathtools}
|
| 9 |
+
\usepackage{microtype}
|
| 10 |
+
\usepackage{enumitem,booktabs}
|
| 11 |
+
\usepackage{xcolor,tikz}
|
| 12 |
+
\usetikzlibrary{arrows.meta,positioning,calc,patterns,decorations.pathreplacing}
|
| 13 |
+
\usepackage[numbers,sort&compress]{natbib}
|
| 14 |
+
\usepackage[hyphens]{url}
|
| 15 |
+
\usepackage{hyperref}
|
| 16 |
+
\hypersetup{colorlinks=true,linkcolor=blue!45!black,citecolor=blue!45!black,
|
| 17 |
+
urlcolor=blue!45!black,pdfauthor={OpenAI},
|
| 18 |
+
pdftitle={Equidistribution of Primitive Sextic Torus Packets}}
|
| 19 |
+
\numberwithin{equation}{section}
|
| 20 |
+
\newtheorem{theorem}{Theorem}[section]
|
| 21 |
+
\newtheorem{lemma}[theorem]{Lemma}
|
| 22 |
+
\newtheorem{proposition}[theorem]{Proposition}
|
| 23 |
+
\newtheorem{corollary}[theorem]{Corollary}
|
| 24 |
+
\theoremstyle{definition}
|
| 25 |
+
\newtheorem{definition}[theorem]{Definition}
|
| 26 |
+
\theoremstyle{remark}
|
| 27 |
+
\newtheorem{remark}[theorem]{Remark}
|
| 28 |
+
\newcommand{\R}{\mathbb R}
|
| 29 |
+
\newcommand{\Z}{\mathbb Z}
|
| 30 |
+
\newcommand{\N}{\mathbb N}
|
| 31 |
+
\newcommand{\Q}{\mathbb Q}
|
| 32 |
+
\newcommand{\C}{\mathbb C}
|
| 33 |
+
\newcommand{\E}{\mathbb E}
|
| 34 |
+
\newcommand{\Prb}{\mathbb P}
|
| 35 |
+
\newcommand{\one}{\mathbf 1}
|
| 36 |
+
\newcommand{\dd}{\mathop{}\!d}
|
| 37 |
+
\newcommand{\idtext}[1]{\begingroup\urlstyle{same}\nolinkurl{#1}\endgroup}
|
| 38 |
+
\DeclareMathOperator{\supp}{supp}
|
| 39 |
+
\DeclareMathOperator{\SL}{SL}
|
| 40 |
+
\DeclareMathOperator{\GL}{GL}
|
| 41 |
+
\DeclareMathOperator{\Ad}{Ad}
|
| 42 |
+
\DeclareMathOperator{\diag}{diag}
|
| 43 |
+
\DeclareMathOperator{\Tr}{Tr}
|
| 44 |
+
\DeclareMathOperator{\covol}{covol}
|
| 45 |
+
\DeclareMathOperator{\Disc}{Disc}
|
| 46 |
+
\DeclareMathOperator{\vol}{vol}
|
| 47 |
+
\DeclareMathOperator{\Res}{Res}
|
| 48 |
+
\DeclareMathOperator{\Fix}{Fix}
|
| 49 |
+
\DeclareMathOperator{\Mat}{Mat}
|
| 50 |
+
\DeclareMathOperator{\End}{End}
|
| 51 |
+
\DeclareMathOperator{\Var}{Var}
|
| 52 |
+
\DeclareMathOperator{\dist}{dist}
|
| 53 |
+
\DeclareMathOperator{\diam}{diam}
|
| 54 |
+
\DeclareMathOperator{\sgn}{sgn}
|
| 55 |
+
\DeclareMathOperator{\rank}{rank}
|
| 56 |
+
\setlist[enumerate]{leftmargin=*,itemsep=4pt}
|
| 57 |
+
\setlength{\emergencystretch}{2em}
|
| 58 |
+
\setcounter{tocdepth}{1}
|
| 59 |
+
\title{Equidistribution of Primitive Sextic Torus Packets}
|
| 60 |
+
\author{OpenAI}
|
| 61 |
+
\date{October 5, 2026}
|
| 62 |
+
\begin{document}
|
| 63 |
+
\maketitle
|
| 64 |
+
\begin{abstract}
|
| 65 |
+
We prove that the complete ideal-class packets of maximal orders in
|
| 66 |
+
totally real sextic fields with no proper intermediate fields become
|
| 67 |
+
equidistributed, with no escape of mass, in the space of unimodular
|
| 68 |
+
lattices as their field discriminants tend to infinity. The limit is
|
| 69 |
+
Haar probability measure. Each packet includes all coordinate-sign
|
| 70 |
+
translates and is weighted by diagonal-orbit volume.
|
| 71 |
+
\end{abstract}
|
| 72 |
+
\tableofcontents
|
| 73 |
+
\input{sections/introduction}
|
| 74 |
+
\input{sections/arithmetic}
|
| 75 |
+
\input{sections/homogeneous}
|
| 76 |
+
\input{sections/conditioning}
|
| 77 |
+
\input{sections/product}
|
| 78 |
+
\input{sections/activity}
|
| 79 |
+
\input{sections/entropy}
|
| 80 |
+
\input{sections/combination}
|
| 81 |
+
\input{sections/assembly}
|
| 82 |
+
\begingroup
|
| 83 |
+
\small\raggedright
|
| 84 |
+
\setlength{\bibsep}{3pt}
|
| 85 |
+
\bibliographystyle{plainnat}
|
| 86 |
+
\bibliography{references}
|
| 87 |
+
\endgroup
|
| 88 |
+
\end{document}
|
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/references.bib
ADDED
|
@@ -0,0 +1,198 @@
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
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|
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|
|
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|
|
|
|
|
|
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|
|
|
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|
|
|
|
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|
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|
|
|
|
|
|
|
|
|
|
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|
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|
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|
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|
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|
|
|
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|
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|
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|
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|
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|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
|
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|
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|
|
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|
|
|
|
|
| 1 |
+
@book{Linnik1968,
|
| 2 |
+
author = {Linnik, Yu. V.},
|
| 3 |
+
title = {Ergodic Properties of Algebraic Fields},
|
| 4 |
+
series = {Ergebnisse der Mathematik und ihrer Grenzgebiete},
|
| 5 |
+
volume = {45},
|
| 6 |
+
publisher = {Springer-Verlag},
|
| 7 |
+
address = {Berlin--Heidelberg--New York},
|
| 8 |
+
year = {1968},
|
| 9 |
+
note = {Translated from the Russian by M. S. Keane}
|
| 10 |
+
}
|
| 11 |
+
|
| 12 |
+
@article{Duke1988,
|
| 13 |
+
author = {Duke, William},
|
| 14 |
+
title = {Hyperbolic distribution problems and half-integral weight {Maass} forms},
|
| 15 |
+
journal = {Invent. Math.},
|
| 16 |
+
volume = {92},
|
| 17 |
+
number = {1},
|
| 18 |
+
year = {1988},
|
| 19 |
+
pages = {73--90},
|
| 20 |
+
doi = {10.1007/BF01393993}
|
| 21 |
+
}
|
| 22 |
+
|
| 23 |
+
@article{ELMV2009,
|
| 24 |
+
author = {Einsiedler, Manfred and Lindenstrauss, Elon and Michel, Philippe and Venkatesh, Akshay},
|
| 25 |
+
title = {Distribution of periodic torus orbits on homogeneous spaces},
|
| 26 |
+
journal = {Duke Math. J.},
|
| 27 |
+
volume = {148},
|
| 28 |
+
number = {1},
|
| 29 |
+
year = {2009},
|
| 30 |
+
pages = {119--174},
|
| 31 |
+
doi = {10.1215/00127094-2009-023}
|
| 32 |
+
}
|
| 33 |
+
|
| 34 |
+
@article{ELMV2011,
|
| 35 |
+
author = {Einsiedler, Manfred and Lindenstrauss, Elon and Michel, Philippe and Venkatesh, Akshay},
|
| 36 |
+
title = {Distribution of periodic torus orbits and {Duke}'s theorem for cubic fields},
|
| 37 |
+
journal = {Ann. of Math. (2)},
|
| 38 |
+
volume = {173},
|
| 39 |
+
number = {2},
|
| 40 |
+
year = {2011},
|
| 41 |
+
pages = {815--885},
|
| 42 |
+
doi = {10.4007/annals.2011.173.2.5}
|
| 43 |
+
}
|
| 44 |
+
|
| 45 |
+
@article{ELMV2012,
|
| 46 |
+
author = {Einsiedler, Manfred and Lindenstrauss, Elon and Michel, Philippe and Venkatesh, Akshay},
|
| 47 |
+
title = {The distribution of closed geodesics on the modular surface, and {Duke}'s theorem},
|
| 48 |
+
journal = {Enseign. Math. (2)},
|
| 49 |
+
volume = {58},
|
| 50 |
+
number = {3--4},
|
| 51 |
+
year = {2012},
|
| 52 |
+
pages = {249--313},
|
| 53 |
+
doi = {10.4171/LEM/58-3-2}
|
| 54 |
+
}
|
| 55 |
+
|
| 56 |
+
@article{EKL2006,
|
| 57 |
+
author = {Einsiedler, Manfred and Katok, Anatole and Lindenstrauss, Elon},
|
| 58 |
+
title = {Invariant measures and the set of exceptions to {Littlewood}'s conjecture},
|
| 59 |
+
journal = {Ann. of Math. (2)},
|
| 60 |
+
volume = {164},
|
| 61 |
+
number = {2},
|
| 62 |
+
year = {2006},
|
| 63 |
+
pages = {513--560},
|
| 64 |
+
doi = {10.4007/annals.2006.164.513}
|
| 65 |
+
}
|
| 66 |
+
|
| 67 |
+
@article{Khayutin2019,
|
| 68 |
+
author = {Khayutin, Ilya},
|
| 69 |
+
title = {Arithmetic of double torus quotients and the distribution of periodic torus orbits},
|
| 70 |
+
journal = {Duke Math. J.},
|
| 71 |
+
volume = {168},
|
| 72 |
+
number = {12},
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| 73 |
+
year = {2019},
|
| 74 |
+
pages = {2365--2432},
|
| 75 |
+
doi = {10.1215/00127094-2019-0016}
|
| 76 |
+
}
|
| 77 |
+
|
| 78 |
+
@article{WieserYang2026,
|
| 79 |
+
author = {Wieser, Andreas and Yang, Pengyu},
|
| 80 |
+
title = {A uniform {Linnik} basic lemma and entropy bounds},
|
| 81 |
+
journal = {Comment. Math. Helv.},
|
| 82 |
+
year = {2026},
|
| 83 |
+
note = {Published online January 22, 2026},
|
| 84 |
+
doi = {10.4171/CMH/613}
|
| 85 |
+
}
|
| 86 |
+
|
| 87 |
+
@article{Stark1974,
|
| 88 |
+
author = {Stark, Harold M.},
|
| 89 |
+
title = {Some effective cases of the {Brauer--Siegel} theorem},
|
| 90 |
+
journal = {Invent. Math.},
|
| 91 |
+
volume = {23},
|
| 92 |
+
number = {2},
|
| 93 |
+
year = {1974},
|
| 94 |
+
pages = {135--152},
|
| 95 |
+
doi = {10.1007/BF01405166}
|
| 96 |
+
}
|
| 97 |
+
|
| 98 |
+
@article{Shiu1980,
|
| 99 |
+
author = {Shiu, Peter},
|
| 100 |
+
title = {A {Brun--Titchmarsh} theorem for multiplicative functions},
|
| 101 |
+
journal = {J. Reine Angew. Math.},
|
| 102 |
+
volume = {313},
|
| 103 |
+
year = {1980},
|
| 104 |
+
pages = {161--170},
|
| 105 |
+
doi = {10.1515/crll.1980.313.161}
|
| 106 |
+
}
|
| 107 |
+
|
| 108 |
+
@article{Pollack2020,
|
| 109 |
+
author = {Pollack, Paul},
|
| 110 |
+
title = {Nonnegative multiplicative functions on sifted sets, and the square roots of {$-1$} modulo shifted primes},
|
| 111 |
+
journal = {Glasg. Math. J.},
|
| 112 |
+
volume = {62},
|
| 113 |
+
number = {1},
|
| 114 |
+
year = {2020},
|
| 115 |
+
pages = {187--199},
|
| 116 |
+
doi = {10.1017/S0017089519000041},
|
| 117 |
+
note = {Corrected author version available at \url{https://www.pollack-math.net/brunmultiplicative4.pdf}}
|
| 118 |
+
}
|
| 119 |
+
|
| 120 |
+
@book{Cassels1959,
|
| 121 |
+
author = {Cassels, J. W. S.},
|
| 122 |
+
title = {An Introduction to the Geometry of Numbers},
|
| 123 |
+
series = {Grundlehren der mathematischen Wissenschaften},
|
| 124 |
+
volume = {99},
|
| 125 |
+
publisher = {Springer-Verlag},
|
| 126 |
+
address = {Berlin--G{\"o}ttingen--Heidelberg},
|
| 127 |
+
year = {1959}
|
| 128 |
+
}
|
| 129 |
+
|
| 130 |
+
@article{EK2003,
|
| 131 |
+
author = {Einsiedler, Manfred and Katok, Anatole},
|
| 132 |
+
title = {Invariant measures on {$G/\Gamma$} for split simple {Lie} groups {$G$}},
|
| 133 |
+
journal = {Comm. Pure Appl. Math.},
|
| 134 |
+
volume = {56},
|
| 135 |
+
number = {8},
|
| 136 |
+
pages = {1184--1221},
|
| 137 |
+
year = {2003},
|
| 138 |
+
doi = {10.1002/cpa.10092}
|
| 139 |
+
}
|
| 140 |
+
|
| 141 |
+
@article{EK2005,
|
| 142 |
+
author = {Einsiedler, Manfred and Katok, Anatole},
|
| 143 |
+
title = {Rigidity of measures---the high entropy case and non-commuting foliations},
|
| 144 |
+
journal = {Israel J. Math.},
|
| 145 |
+
volume = {148},
|
| 146 |
+
pages = {169--238},
|
| 147 |
+
year = {2005},
|
| 148 |
+
doi = {10.1007/BF02775436}
|
| 149 |
+
}
|
| 150 |
+
|
| 151 |
+
@incollection{EL2010,
|
| 152 |
+
author = {Einsiedler, Manfred and Lindenstrauss, Elon},
|
| 153 |
+
title = {Diagonal actions on locally homogeneous spaces},
|
| 154 |
+
booktitle = {Homogeneous Flows, Moduli Spaces and Arithmetic},
|
| 155 |
+
series = {Clay Mathematics Proceedings},
|
| 156 |
+
volume = {10},
|
| 157 |
+
publisher = {American Mathematical Society},
|
| 158 |
+
address = {Providence, RI},
|
| 159 |
+
year = {2010},
|
| 160 |
+
pages = {155--241}
|
| 161 |
+
}
|
| 162 |
+
|
| 163 |
+
@article{Rokhlin1967,
|
| 164 |
+
author = {Rokhlin, V. A.},
|
| 165 |
+
title = {Lectures on the entropy theory of measure-preserving transformations},
|
| 166 |
+
journal = {Russian Math. Surveys},
|
| 167 |
+
volume = {22},
|
| 168 |
+
number = {5},
|
| 169 |
+
year = {1967},
|
| 170 |
+
pages = {1--52},
|
| 171 |
+
doi = {10.1070/RM1967v022n05ABEH001224}
|
| 172 |
+
}
|
| 173 |
+
|
| 174 |
+
@book{CoverThomas2006,
|
| 175 |
+
author = {Cover, Thomas M. and Thomas, Joy A.},
|
| 176 |
+
title = {Elements of Information Theory},
|
| 177 |
+
edition = {Second},
|
| 178 |
+
publisher = {Wiley-Interscience},
|
| 179 |
+
address = {Hoboken, NJ},
|
| 180 |
+
year = {2006},
|
| 181 |
+
doi = {10.1002/047174882X}
|
| 182 |
+
}
|
| 183 |
+
|
| 184 |
+
@misc{PrimeDegreePackets,
|
| 185 |
+
author = {{OpenAI}},
|
| 186 |
+
title = {{Equidistribution of Prime-Degree Torus Packets with Arbitrary Local Type}},
|
| 187 |
+
howpublished = {OpenAI Math Release preprint
|
| 188 |
+
\href{https://github.com/openai/math/blob/main/preprints/Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026/paper.pdf}{OAI:Equidistribution-of-Prime-Degree-Torus-Packets-with-Arbitrary-Local-Type-September-24-2026}},
|
| 189 |
+
year = {2026}
|
| 190 |
+
}
|
| 191 |
+
|
| 192 |
+
@misc{QuarticPackets,
|
| 193 |
+
author = {{OpenAI}},
|
| 194 |
+
title = {{Equidistribution of primitive quartic torus packets for arbitrary orders}},
|
| 195 |
+
howpublished = {OpenAI Math Release preprint
|
| 196 |
+
\href{https://github.com/openai/math/blob/main/preprints/Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026/quartic-torus-packets.pdf}{OAI:Equidistribution-of-Primitive-Quartic-Torus-Packets-for-Arbitrary-Orders-October-5-2026}},
|
| 197 |
+
year = {2026}
|
| 198 |
+
}
|
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/activity.tex
ADDED
|
@@ -0,0 +1,289 @@
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|
|
|
| 1 |
+
\section{Active roots and their support}\label{sec:activity}
|
| 2 |
+
|
| 3 |
+
The product rule turns the plaque measures into a directed graph at each
|
| 4 |
+
augmented state. We first show that its arrows compose and describe the
|
| 5 |
+
support of the positive-root plaques. We then realize this graph by
|
| 6 |
+
measurable indicators on the original spaces, retaining the long-wall
|
| 7 |
+
comparison needed for the entropy argument.
|
| 8 |
+
|
| 9 |
+
Write $\mathsf P$ for the law of the limiting augmented state
|
| 10 |
+
$\omega=(x,(P^B)_B)$. For $j\ne k$, define
|
| 11 |
+
\[
|
| 12 |
+
a_{jk}(\omega)
|
| 13 |
+
=\mathbf 1_{\{m^{U_{jk}}_\omega\text{ is not supported on }\{1\}\}}.
|
| 14 |
+
\]
|
| 15 |
+
We call $jk$ \emph{active} when $a_{jk}=1$. This definition does not depend
|
| 16 |
+
on the representative of the projective measure. It is measurable:
|
| 17 |
+
after normalizing by a positive integral against a bump near the identity,
|
| 18 |
+
activity is detected by a countable family of nonnegative continuous
|
| 19 |
+
tests supported away from the identity. All assertions below are made
|
| 20 |
+
on a common set of full $\mathsf P$-measure on which the comparison and
|
| 21 |
+
product rules hold.
|
| 22 |
+
|
| 23 |
+
\begin{proposition}[Composition and positive-root support]
|
| 24 |
+
\label{prop:activity}
|
| 25 |
+
Almost surely, activity is transitively closed:
|
| 26 |
+
\[
|
| 27 |
+
a_{pq}(\omega)a_{qr}(\omega)
|
| 28 |
+
\bigl(1-a_{pr}(\omega)\bigr)=0
|
| 29 |
+
\qquad(p,q,r\text{ distinct}).
|
| 30 |
+
\]
|
| 31 |
+
Let $b\in L$ be regular, let $V$ be the pattern group of all
|
| 32 |
+
$b$-positive roots, and let $V_\omega^+$ be the subgroup generated by
|
| 33 |
+
the active $b$-positive root groups. These active roots form a pattern,
|
| 34 |
+
and
|
| 35 |
+
\[
|
| 36 |
+
\supp m^V_\omega\subset V_\omega^+.
|
| 37 |
+
\]
|
| 38 |
+
Both conclusions hold simultaneously for every regular $b$.
|
| 39 |
+
\end{proposition}
|
| 40 |
+
|
| 41 |
+
\begin{proof}
|
| 42 |
+
First observe that Theorem~\ref{thm:product} factors the measure of any
|
| 43 |
+
pattern group into its one-dimensional root measures, in a suitable
|
| 44 |
+
order. Indeed, the cone generated by its roots is pointed. Choose a
|
| 45 |
+
root $\alpha$ on an exposed extremal ray. No other root in the pattern
|
| 46 |
+
is proportional to $\alpha$, so a diagonal logarithm can vanish on
|
| 47 |
+
$\alpha$ and be strictly negative on every remaining root. Removing
|
| 48 |
+
$\alpha$ leaves a normal pattern subgroup $W$: a sum of two roots in
|
| 49 |
+
the original pattern cannot equal $\alpha$, since extremality would
|
| 50 |
+
force both summands onto its ray. Thus the hypotheses of
|
| 51 |
+
Theorem~\ref{thm:product} hold for $V=WU_\alpha$. Iterate, allowing
|
| 52 |
+
$W=\{1\}$ at the last step.
|
| 53 |
+
|
| 54 |
+
To prove transitivity, fix distinct $p,q,r$ and consider the
|
| 55 |
+
three-root Heisenberg group generated by $U_{pq},U_{qr},U_{pr}$.
|
| 56 |
+
Suppose that $a_{pr}=0$. Factoring first with $U_{pq}$ as the final
|
| 57 |
+
factor, and then with $U_{qr}$ as the final factor, gives two
|
| 58 |
+
descriptions of the same projective measure. Write
|
| 59 |
+
$u_{jk}(t)=1+tE_{jk}$. Since the $U_{pr}$ factor is a point mass, the
|
| 60 |
+
first description is supported on the matrices
|
| 61 |
+
\[
|
| 62 |
+
u_{qr}(t)u_{pq}(s)=1+sE_{pq}+tE_{qr},
|
| 63 |
+
\]
|
| 64 |
+
whereas the other is the pushforward of the product of the two root
|
| 65 |
+
measures under
|
| 66 |
+
\[
|
| 67 |
+
u_{pq}(s)u_{qr}(t)
|
| 68 |
+
=1+sE_{pq}+tE_{qr}+stE_{pr}.
|
| 69 |
+
\]
|
| 70 |
+
If both roots were active, each root measure would give positive mass
|
| 71 |
+
to some compact parameter set disjoint from zero. Their product would
|
| 72 |
+
then give positive mass to matrices with nonzero $pr$ entry, contrary
|
| 73 |
+
to the first description. The projective identities apply on compact
|
| 74 |
+
ranges containing these sets, so all masses used here are finite.
|
| 75 |
+
This proves transitivity.
|
| 76 |
+
|
| 77 |
+
For the support assertion, use the successive factorization already
|
| 78 |
+
proved. Every inactive root factor is a point mass at the identity;
|
| 79 |
+
every other factor is supported on its own active root group. The
|
| 80 |
+
product is therefore supported on the subgroup generated by the active
|
| 81 |
+
roots. Transitivity says exactly that the active positive roots are
|
| 82 |
+
closed under root addition, so this subgroup is a pattern group and is
|
| 83 |
+
closed. There are only finitely many positive-root patterns, which
|
| 84 |
+
also gives the simultaneous assertion.
|
| 85 |
+
\end{proof}
|
| 86 |
+
|
| 87 |
+
The entropy argument will use plaques enlarged by the diagonal group.
|
| 88 |
+
The following consequence retains the activity at the sampled state.
|
| 89 |
+
|
| 90 |
+
\begin{lemma}[Support on plaques enlarged by $A$]\label{lem:va-support}
|
| 91 |
+
With $V$ and $V_\omega^+$ as in Proposition~\ref{prop:activity}, the
|
| 92 |
+
limiting $VA$-plaque probability, written in displacement coordinates
|
| 93 |
+
from its sampled point, is supported on $V_\omega^+A$ within its chart.
|
| 94 |
+
\end{lemma}
|
| 95 |
+
|
| 96 |
+
\begin{proof}
|
| 97 |
+
Use a product box with coordinates $\psi(q)va$, with product coordinate
|
| 98 |
+
domains. Local $A$-invariance gives, for each $i$, a product
|
| 99 |
+
decomposition
|
| 100 |
+
\[
|
| 101 |
+
d\mu_i(q,v,a)=d\nu_i(q,v)\,da
|
| 102 |
+
\]
|
| 103 |
+
inside the box, where $da$ is Haar measure restricted to its coordinate
|
| 104 |
+
box and the normalization is absorbed into $\nu_i$. For $VA$ plaques
|
| 105 |
+
the transverse coordinate is $q$; for $V$ plaques it is $(q,a)$.
|
| 106 |
+
Choose a common $q$ grid and supplement it by an $a$ grid for the latter
|
| 107 |
+
conditioning. Conditional on a $q$ cell, the $VA$ probability is the
|
| 108 |
+
product of a probability on $v$ and normalized Haar measure on $a$.
|
| 109 |
+
Conditioning also on an $a$ cell leaves the $v$ probability unchanged.
|
| 110 |
+
These are exact identities before taking a limit. The interior-depth
|
| 111 |
+
comparisons permit these compatible grids in the defining data, and
|
| 112 |
+
the identities pass to the joint limit by continuous tests and the
|
| 113 |
+
null-boundary convention.
|
| 114 |
+
|
| 115 |
+
At a sample $x=\psi(q_s)v_sa_s$, the $V$ displacements corresponding to
|
| 116 |
+
varying $v$ at fixed $a_s$ are
|
| 117 |
+
\[
|
| 118 |
+
a_s^{-1}v_s^{-1}va_s.
|
| 119 |
+
\]
|
| 120 |
+
By Proposition~\ref{prop:activity}, their probability is supported on
|
| 121 |
+
$V_\omega^+$. A general $VA$ displacement is
|
| 122 |
+
\[
|
| 123 |
+
a_s^{-1}v_s^{-1}va
|
| 124 |
+
=\bigl(a_s^{-1}v_s^{-1}va_s\bigr)\bigl(a_s^{-1}a\bigr),
|
| 125 |
+
\]
|
| 126 |
+
and hence belongs to $V_\omega^+A$ almost surely. The argument applies
|
| 127 |
+
on inner chart boxes; exhausting them gives the statement on the whole
|
| 128 |
+
plaque box, whose boundary has zero probability.
|
| 129 |
+
\end{proof}
|
| 130 |
+
|
| 131 |
+
\begin{lemma}[Indicators along the sequence]\label{lem:activity-indicators}
|
| 132 |
+
Fix an interior scale $R_i$ allowed in the long-wall comparison of
|
| 133 |
+
Proposition~\ref{prop:plaque-comparison}, with ratio-separated depths on
|
| 134 |
+
both sides of it inside $(l_{-,i},l_{+,i})$. There exist measurable
|
| 135 |
+
functions $g_{jk,i}:X\to\{0,1\}$ such that
|
| 136 |
+
\[
|
| 137 |
+
\operatorname{Law}_{\mu_i}\bigl(Z_i(x),(g_{jk,i}(x))_{j\ne k}\bigr)
|
| 138 |
+
\ \Longrightarrow\
|
| 139 |
+
\operatorname{Law}_{\mathsf P}
|
| 140 |
+
\bigl(\omega,(a_{jk}(\omega))_{j\ne k}\bigr).
|
| 141 |
+
\]
|
| 142 |
+
They satisfy asymptotic transitivity:
|
| 143 |
+
\[
|
| 144 |
+
\int_X g_{pq,i}(x)g_{qr,i}(x)
|
| 145 |
+
\bigl(1-g_{pr,i}(x)\bigr)\,d\mu_i(x)=o(1)
|
| 146 |
+
\qquad(p,q,r\text{ distinct}),
|
| 147 |
+
\]
|
| 148 |
+
and, for every fixed $C<\infty$,
|
| 149 |
+
\begin{equation}\label{eq:wall-invariance}
|
| 150 |
+
\sup_{\substack{b\in\ker\beta_{jk}\\ \|b\|\le CR_i}}
|
| 151 |
+
\int_X\bigl|g_{jk,i}(xa(b))-g_{jk,i}(x)\bigr|\,d\mu_i(x)
|
| 152 |
+
\longrightarrow0.
|
| 153 |
+
\end{equation}
|
| 154 |
+
\end{lemma}
|
| 155 |
+
|
| 156 |
+
\begin{proof}
|
| 157 |
+
Let $\mathcal S$ be the separable metric state space used for $Z_i$,
|
| 158 |
+
and put $A_{jk}=\{\omega:a_{jk}(\omega)=1\}$. Choose
|
| 159 |
+
$\epsilon_r\downarrow0$. For each root and each $r$, there is a
|
| 160 |
+
$\mathsf P$-continuity set $D_{jk,r}\subset\mathcal S$ such that
|
| 161 |
+
\[
|
| 162 |
+
\mathsf P(D_{jk,r}\mathbin\triangle A_{jk})
|
| 163 |
+
<\epsilon_r.
|
| 164 |
+
\]
|
| 165 |
+
For completeness, use a countable family of continuous coordinate
|
| 166 |
+
tests generating the Borel sets of $\mathcal S$. For each test choose
|
| 167 |
+
a countable dense family of thresholds outside the atoms of its
|
| 168 |
+
distribution under $\mathsf P$.
|
| 169 |
+
The finite Boolean combinations of the resulting threshold sets have
|
| 170 |
+
null boundary and approximate every measurable set in
|
| 171 |
+
$\mathsf P$-measure. Thus the approximations may be made using
|
| 172 |
+
finitely many data tests at each stage.
|
| 173 |
+
|
| 174 |
+
For fixed $r$, set
|
| 175 |
+
$g^{(r)}_{jk,i}(x)=\mathbf 1_{D_{jk,r}}(Z_i(x))$.
|
| 176 |
+
Weak convergence of the states and the null boundaries give joint
|
| 177 |
+
convergence of the states and these finitely many indicators. Since
|
| 178 |
+
the exact indicators are transitive, the limiting transitivity defect
|
| 179 |
+
for any triple is at most $3\epsilon_r$.
|
| 180 |
+
|
| 181 |
+
We next prove the uniform wall estimate at this fixed approximation
|
| 182 |
+
level. Fix a root, $C$, and any sequence
|
| 183 |
+
$b_i\in\ker\beta_{jk}$ with $\|b_i\|\le CR_i$. Both marginals of
|
| 184 |
+
\[
|
| 185 |
+
\bigl(Z_i(x),Z_i(xa(b_i))\bigr)
|
| 186 |
+
\]
|
| 187 |
+
have the ordinary state law, because $\mu_i$ is $A$-invariant.
|
| 188 |
+
Consequently these paired laws are tight. In every subsequential
|
| 189 |
+
limit their two marginals are $\mathsf P$, and
|
| 190 |
+
Proposition~\ref{prop:plaque-comparison} identifies the two projective
|
| 191 |
+
$U_{jk}$ measures. Their exact activity indicators are therefore
|
| 192 |
+
equal. Applying the continuity-set approximation separately in the
|
| 193 |
+
two marginals shows that every such limit has
|
| 194 |
+
\[
|
| 195 |
+
\mathbb E\bigl|
|
| 196 |
+
\mathbf 1_{D_{jk,r}}(\omega)
|
| 197 |
+
-\mathbf 1_{D_{jk,r}}(\omega')\bigr|
|
| 198 |
+
\le 2\epsilon_r.
|
| 199 |
+
\]
|
| 200 |
+
The boundary of the tested event is contained in the union of the two
|
| 201 |
+
marginal boundaries, so the corresponding prelimit expectations
|
| 202 |
+
converge along this subsequence. Since the sequence $b_i$ was
|
| 203 |
+
arbitrary, a sequence chosen within a vanishing error of the supremum
|
| 204 |
+
proves
|
| 205 |
+
\[
|
| 206 |
+
\limsup_i\ \sup_{\substack{b\in\ker\beta_{jk}\\\|b\|\le CR_i}}
|
| 207 |
+
\int_X\bigl|g^{(r)}_{jk,i}(xa(b))-g^{(r)}_{jk,i}(x)\bigr|\,d\mu_i(x)
|
| 208 |
+
\le2\epsilon_r.
|
| 209 |
+
\]
|
| 210 |
+
This argument uses limits of paired states even when $b_i$ diverges.
|
| 211 |
+
|
| 212 |
+
Finally choose $r=r(i)\to\infty$ sufficiently slowly. At stage $r$
|
| 213 |
+
impose the preceding estimates for all roots, all triples, and all
|
| 214 |
+
integers $1\le C\le r$, together with the first $r$ tests of a
|
| 215 |
+
convergence-determining family for the joint state and indicator law.
|
| 216 |
+
The limiting laws at fixed $r$ differ from the exact activity law by
|
| 217 |
+
at most the sum of the finitely many approximation errors. A
|
| 218 |
+
diagonal choice therefore gives the asserted joint convergence,
|
| 219 |
+
vanishing transitivity defects, and \eqref{eq:wall-invariance} for
|
| 220 |
+
$g_{jk,i}=g^{(r(i))}_{jk,i}$. Bounds for integral $C$ imply the bounds
|
| 221 |
+
for every fixed finite $C$.
|
| 222 |
+
\end{proof}
|
| 223 |
+
|
| 224 |
+
We conclude with the relation between activity and pieces having
|
| 225 |
+
countable intersections with root plaques.
|
| 226 |
+
It is this relation that will exclude proper homogeneous components
|
| 227 |
+
once all roots have been shown to be active.
|
| 228 |
+
|
| 229 |
+
\begin{lemma}[Inactivity on pieces with countable plaque sections]\label{lem:transverse-inactive}
|
| 230 |
+
Let $S\subset X$ be a Borel set whose intersection with each local
|
| 231 |
+
$U_{jk}$ plaque is countable. Then
|
| 232 |
+
\[
|
| 233 |
+
a_{jk}(\omega)=0
|
| 234 |
+
\quad\text{for $\mathsf P$-almost every state with }x\in S.
|
| 235 |
+
\]
|
| 236 |
+
In particular, this applies to the fixed-point pieces of
|
| 237 |
+
Lemma~\ref{lem:fixed-pieces} for roots crossing distinct eigenvalues:
|
| 238 |
+
each such piece meets a sufficiently small root plaque in at most one
|
| 239 |
+
point. It also applies to countable unions of these pieces.
|
| 240 |
+
\end{lemma}
|
| 241 |
+
|
| 242 |
+
\begin{proof}
|
| 243 |
+
Work first in a $U_{jk}$ flow box with coordinates $(q,h)$ and plaque
|
| 244 |
+
probability $P^B$. For each $q$, the section
|
| 245 |
+
\[
|
| 246 |
+
S_q=\{h:\psi(q)h\in S\}
|
| 247 |
+
\]
|
| 248 |
+
is countable. The sampling identity for this single chart states
|
| 249 |
+
that the conditional law of the sampled $h$, given $(q,P^B)$, is
|
| 250 |
+
$P^B$. A probability measure assigns mass zero to those points of a
|
| 251 |
+
countable set which are not its atoms. Consequently
|
| 252 |
+
\[
|
| 253 |
+
\mathsf P\{x\in S\cap B,\ P^B(\{h\})=0\}=0.
|
| 254 |
+
\]
|
| 255 |
+
No conditioning on the other plaque probabilities is used here.
|
| 256 |
+
Projective agreement in the chart identifies an atom at the sampled
|
| 257 |
+
$h$ with an atom at the identity of $m^{U_{jk}}_\omega$. A countable
|
| 258 |
+
flow-box cover therefore shows that this root measure has an atom at
|
| 259 |
+
the identity almost surely over $S$.
|
| 260 |
+
|
| 261 |
+
It remains to show that, under the full state law, an atom at the
|
| 262 |
+
identity forces the entire root measure to be supported there.
|
| 263 |
+
Identify $U_{jk}$ with $\R$ by $t\mapsto1+tE_{jk}$. Choose a fixed
|
| 264 |
+
$b\in L$ with $\lambda=e^{\beta_{jk}(b)}>1$. Fixed-motion equivariance
|
| 265 |
+
in Proposition~\ref{prop:plaque-comparison}, together with
|
| 266 |
+
$A$-invariance of the prelimit sampling law, says that the projective
|
| 267 |
+
law of $m^{U_{jk}}_\omega$ is invariant under the pushforward by
|
| 268 |
+
$t\mapsto\lambda t$.
|
| 269 |
+
|
| 270 |
+
The event that this measure has an atom at zero is itself invariant
|
| 271 |
+
under dilation. If that event has positive probability, condition
|
| 272 |
+
the projective-measure law on it and normalize each measure $m$ by
|
| 273 |
+
its atom: $\nu=m/m(\{0\})$. This is a measurable normalization of a
|
| 274 |
+
locally finite measure, with $\nu(\{0\})=1$, and its law remains
|
| 275 |
+
dilation-invariant. For every compact interval $K$ disjoint from
|
| 276 |
+
zero,
|
| 277 |
+
\[
|
| 278 |
+
(t\mapsto\lambda^n t)_*\nu(K)
|
| 279 |
+
=\nu(\lambda^{-n}K)\longrightarrow0.
|
| 280 |
+
\]
|
| 281 |
+
Indeed, $\lambda^{-n}K$ lies in a shrinking punctured neighborhood of
|
| 282 |
+
zero, whose mass tends to zero by local finiteness. Dilation
|
| 283 |
+
invariance makes each quantity in this display have the same
|
| 284 |
+
distribution as $\nu(K)$. Almost-sure convergence to zero therefore
|
| 285 |
+
forces $\nu(K)=0$ almost surely. A countable family of such intervals
|
| 286 |
+
covers $\R\setminus\{0\}$, and hence $\nu=\delta_0$ almost surely.
|
| 287 |
+
The atom event of probability zero is harmless. Combining this
|
| 288 |
+
conclusion with the first part proves the lemma.
|
| 289 |
+
\end{proof}
|
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/arithmetic.tex
ADDED
|
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|
| 1 |
+
\section{Arithmetic estimates for the packets}\label{sec:arithmetic}
|
| 2 |
+
|
| 3 |
+
This section establishes the three estimates on which the dynamical
|
| 4 |
+
argument rests: uniform control of the cusp, a dimension bound for
|
| 5 |
+
probability limits, and exponential decay on two-sided diagonal tubes.
|
| 6 |
+
The first two follow by counting ordinary lattice vectors. For the
|
| 7 |
+
third, we count an ordinary vector together with a dual vector; their
|
| 8 |
+
coordinatewise product lies in the codifferent and can be counted in a
|
| 9 |
+
thin slice.
|
| 10 |
+
|
| 11 |
+
For the volume, unfolding, and ordinary-vector estimates, we adapt
|
| 12 |
+
the method of \cite[Sections~2--6]{PrimeDegreePackets} and
|
| 13 |
+
\cite[Section~3]{QuarticPackets}. We reproduce the needed arguments
|
| 14 |
+
in the packet and Haar normalizations of this paper.
|
| 15 |
+
|
| 16 |
+
Throughout this section, $K$ is a totally real field of degree six with
|
| 17 |
+
no proper intermediate field, and $\sigma$ is an ordering of its real
|
| 18 |
+
embeddings. Write
|
| 19 |
+
\[
|
| 20 |
+
D=|\Disc(K)|,\qquad Q=D^{1/2},\qquad
|
| 21 |
+
\kappa=\mathop{\rm Res}_{s=1}\zeta_K(s),\qquad
|
| 22 |
+
d_K(l)=\#\{\mathfrak b\subset\mathcal O_K:N\mathfrak b=l\}.
|
| 23 |
+
\]
|
| 24 |
+
All ideals counted here are nonzero. For a sequence of fields and
|
| 25 |
+
embedding orderings, we use the corresponding notation
|
| 26 |
+
\[
|
| 27 |
+
D_i=|\Disc(K_i)|,\qquad Q_i=D_i^{1/2},\qquad
|
| 28 |
+
\kappa_i=\mathop{\rm Res}_{s=1}\zeta_{K_i}(s),\qquad
|
| 29 |
+
\mu_i=\mu_{K_i,\sigma_i}.
|
| 30 |
+
\]
|
| 31 |
+
Unless another dependence is indicated, constants below are absolute
|
| 32 |
+
for this fixed degree. In particular, they are independent of the
|
| 33 |
+
field and of the ordering of its embeddings.
|
| 34 |
+
|
| 35 |
+
\subsection{Volume and unfolding}
|
| 36 |
+
|
| 37 |
+
We first make the sign convention in the packet definition explicit.
|
| 38 |
+
The space $X=\SL_6(\Z)\backslash\SL_6(\R)$ parametrizes ordinary
|
| 39 |
+
unimodular lattices: a lattice has a positively oriented basis, and
|
| 40 |
+
any two such bases differ by an element of $\SL_6(\Z)$. Consequently
|
| 41 |
+
a diagonal sign matrix acts on lattices even when its determinant is
|
| 42 |
+
$-1$. The resulting lattice again represents a point of $X$ by choosing
|
| 43 |
+
a positively oriented basis. There is no additional orientation
|
| 44 |
+
coordinate.
|
| 45 |
+
|
| 46 |
+
Let $h_K$ and $R_K$ denote the ordinary class number and regulator,
|
| 47 |
+
respectively. Our convention for $R_K$ is the covolume of the absolute
|
| 48 |
+
logarithms of the units after deleting the sixth coordinate. Put
|
| 49 |
+
\[
|
| 50 |
+
U=\mathcal O_K^\times,\qquad
|
| 51 |
+
U^+=\{\epsilon\in U:\sigma_j(\epsilon)>0\ (1\le j\le6)\},
|
| 52 |
+
\qquad s=[U:U^+].
|
| 53 |
+
\]
|
| 54 |
+
For a nonnegative Borel function $f$ on $\R^6$, define its lattice sum by
|
| 55 |
+
\[
|
| 56 |
+
\widehat f(\Lambda)=\sum_{v\in\Lambda\setminus\{0\}}f(v).
|
| 57 |
+
\]
|
| 58 |
+
For $p>0$, define a logarithmic fiber integral
|
| 59 |
+
\begin{align}
|
| 60 |
+
V_f(p)
|
| 61 |
+
=\sum_{\epsilon\in\{\pm1\}^6}\int_{\R^5}
|
| 62 |
+
f\bigl(\epsilon_1e^{u_1},\ldots,\epsilon_5e^{u_5},
|
| 63 |
+
\epsilon_6p e^{-u_1-\cdots-u_5}\bigr)
|
| 64 |
+
\,\dd u_1\cdots\dd u_5 . \label{eq:fiber-integral}
|
| 65 |
+
\end{align}
|
| 66 |
+
Thus $V_f(p)$ integrates over the set on which the absolute product of
|
| 67 |
+
the six coordinates is $p$, with the Haar normalization used for $A$.
|
| 68 |
+
|
| 69 |
+
\begin{proposition}[Packet volume and vector unfolding]
|
| 70 |
+
\label{prop:packet-volume}
|
| 71 |
+
Every orbit in $\mathcal P_{K,\sigma}$ has $A$-volume $(s/2)R_K$,
|
| 72 |
+
and there are $h_K2^6/s$ distinct orbits. In particular, the total
|
| 73 |
+
packet volume is $Q\kappa$. For every nonnegative Borel function $f$,
|
| 74 |
+
\begin{equation}
|
| 75 |
+
\int_X\widehat f\,\dd\mu_{K,\sigma}
|
| 76 |
+
=\frac1{Q\kappa}\sum_{l\ge1}d_K(l)V_f(l/Q),
|
| 77 |
+
\label{eq:vector-unfolding}
|
| 78 |
+
\end{equation}
|
| 79 |
+
where both sides are allowed to be infinite.
|
| 80 |
+
\end{proposition}
|
| 81 |
+
|
| 82 |
+
\begin{proof}
|
| 83 |
+
The only roots of unity in a totally real field are $1$ and $-1$.
|
| 84 |
+
The kernel of the absolute logarithmic map on $U$ therefore has
|
| 85 |
+
order two. Its image on $U^+$ has index $s/2$ in its image on $U$.
|
| 86 |
+
The unit theorem now gives covolume $(s/2)R_K$ for the positive-unit
|
| 87 |
+
logarithms in the coordinates $u_1,\ldots,u_5$.
|
| 88 |
+
|
| 89 |
+
We check that these are exactly the stabilizers and identifications
|
| 90 |
+
in the packet. Suppose a real diagonal map sends $\sigma(I)$ onto
|
| 91 |
+
$\sigma(J)$. Choose $0\ne d\in I$, and let its image be $\sigma(e)$
|
| 92 |
+
with $e\in J$. All embeddings of $d$ are nonzero, so the diagonal
|
| 93 |
+
entries of the map are $\sigma_j(e/d)$. It is multiplication by
|
| 94 |
+
$e/d\in K^\times$, and hence $J=(e/d)I$. This observation also
|
| 95 |
+
applies to normalized lattices after their positive covolume factors
|
| 96 |
+
have been undone. It follows that different ordinary ideal classes
|
| 97 |
+
give disjoint packet orbits. For a fixed ideal, the diagonal
|
| 98 |
+
automorphisms are its units, because $(I:I)=\mathcal O_K$.
|
| 99 |
+
|
| 100 |
+
The stabilizer in $A$ is consequently the image of $U^+$.
|
| 101 |
+
Two sign translates belong to the same $A$-orbit exactly when their
|
| 102 |
+
signs differ by a unit signature. The signature image has cardinality
|
| 103 |
+
$s$, giving $2^6/s$ orbits for each ordinary class and the stated orbit
|
| 104 |
+
volume. The analytic class number formula, in this normalization, is
|
| 105 |
+
\[
|
| 106 |
+
Q\kappa=2^5h_KR_K.
|
| 107 |
+
\]
|
| 108 |
+
It agrees with the product of the orbit number and orbit volume.
|
| 109 |
+
|
| 110 |
+
For completeness, let $\mathcal F$ be a fundamental domain for the
|
| 111 |
+
positive-unit logarithms in the traceless diagonal algebra. Summing
|
| 112 |
+
over ordinary ideal-class representatives and all sign matrices
|
| 113 |
+
counts each orbit exactly $s$ times. Thus for any nonnegative $F$ on
|
| 114 |
+
$X$,
|
| 115 |
+
\begin{equation}
|
| 116 |
+
\int_XF\,\dd\mu_{K,\sigma}
|
| 117 |
+
=\frac1{sQ\kappa}\sum_{[I]}\sum_w
|
| 118 |
+
\int_{\mathcal F}F(\Lambda_{I,\sigma}w a(u))\,\dd u.
|
| 119 |
+
\label{eq:packet-integral}
|
| 120 |
+
\end{equation}
|
| 121 |
+
Here $\dd u=\dd u_1\cdots\dd u_5$ and the sixth coordinate is minus
|
| 122 |
+
their sum.
|
| 123 |
+
|
| 124 |
+
Apply this identity to $F=\widehat f$. A nonzero $d\in I$ determines
|
| 125 |
+
the integral ideal
|
| 126 |
+
\[
|
| 127 |
+
\mathfrak b=(d)I^{-1},
|
| 128 |
+
\qquad
|
| 129 |
+
\prod_{j=1}^6
|
| 130 |
+
\left|\covol(\sigma(I))^{-1/6}\sigma_j(d)\right|
|
| 131 |
+
=\frac{N\mathfrak b}{Q},
|
| 132 |
+
\]
|
| 133 |
+
because $\covol(\sigma(I))=QNI$. The ideal $\mathfrak b$
|
| 134 |
+
determines the class $[I]=[\mathfrak b]^{-1}$, and every integral
|
| 135 |
+
$\mathfrak b$ occurs. For that ideal, the possible $d$ form a single
|
| 136 |
+
$U$-orbit, or $s$ orbits under $U^+$. Summing a positive-unit orbit
|
| 137 |
+
and integrating over $\mathcal F$ unfolds to the entire traceless
|
| 138 |
+
diagonal algebra. Multiplication by a representative of $U/U^+$
|
| 139 |
+
translates the absolute logarithms and permutes the signs. After the
|
| 140 |
+
sum over $w$, each of these $s$ orbits therefore contributes
|
| 141 |
+
$V_f(N\mathfrak b/Q)$. Their number cancels the factor $s$ in
|
| 142 |
+
\eqref{eq:packet-integral}, proving \eqref{eq:vector-unfolding}.
|
| 143 |
+
All rearrangements are justified by nonnegativity.
|
| 144 |
+
\end{proof}
|
| 145 |
+
|
| 146 |
+
\subsection{Uniform counts of ideals}
|
| 147 |
+
|
| 148 |
+
The normalization by $\kappa$ in \eqref{eq:vector-unfolding} makes it
|
| 149 |
+
important to keep this same factor in upper bounds for ideal counts.
|
| 150 |
+
We obtain it from a zero-free neighborhood of $1$, followed by Shiu's
|
| 151 |
+
estimate for nonnegative multiplicative functions.
|
| 152 |
+
|
| 153 |
+
\begin{lemma}[Uniform ideal estimates]\label{lem:ideal-estimate}
|
| 154 |
+
For all sufficiently large discriminants $D$ in the present family,
|
| 155 |
+
\begin{align}
|
| 156 |
+
\kappa&\gg (\log D)^{-1}, \label{eq:residue-lower}\\
|
| 157 |
+
\sum_{p\le D}\frac{d_K(p)}p
|
| 158 |
+
&\le \log(\kappa\log D)+O(1), \label{eq:prime-sum}\\
|
| 159 |
+
\sum_{x-y<l\le x}d_K(l)&\ll y\kappa
|
| 160 |
+
\quad\left(D^{1/4}\le x\le D,
|
| 161 |
+
\ x^{1/2}\le y\le x\right). \label{eq:ideal-interval}
|
| 162 |
+
\end{align}
|
| 163 |
+
In \eqref{eq:prime-sum}, $p$ ranges over rational primes. The constants
|
| 164 |
+
and the discriminant threshold are uniform in $K$.
|
| 165 |
+
\end{lemma}
|
| 166 |
+
|
| 167 |
+
\begin{proof}
|
| 168 |
+
We first record the precise zero exclusion needed here. Stark's
|
| 169 |
+
Lemma~3 shows that the rectangle
|
| 170 |
+
\[
|
| 171 |
+
\Re s\ge1-\frac1{4\log D},\qquad
|
| 172 |
+
|\Im s|\le\frac1{4\log D}
|
| 173 |
+
\]
|
| 174 |
+
contains at most one nontrivial zero of $\zeta_K$, and that such a
|
| 175 |
+
zero is real and simple. His Lemma~8 applies also to nonnormal
|
| 176 |
+
fields: a real zero $\beta$ with
|
| 177 |
+
\[
|
| 178 |
+
1-\frac1{4\cdot6!\log D}\le\beta<1
|
| 179 |
+
\]
|
| 180 |
+
would be a zero of the zeta function of a quadratic subfield of $K$
|
| 181 |
+
\cite[Lemmas~3 and~8]{Stark1974}. Our field has no such subfield.
|
| 182 |
+
Consequently, for an absolute $c_0>0$,
|
| 183 |
+
\begin{equation}
|
| 184 |
+
|1-\rho|\ge \frac{c_0}{\log D}
|
| 185 |
+
\quad\text{for every nontrivial zero $\rho$ of $\zeta_K$}.
|
| 186 |
+
\label{eq:zero-exclusion}
|
| 187 |
+
\end{equation}
|
| 188 |
+
One can take $c_0=1/2880$. This use of Stark's result does not require
|
| 189 |
+
$K/\Q$ to be normal.
|
| 190 |
+
|
| 191 |
+
Set $s_0=1+1/\log D$. The logarithmic derivative of the completed
|
| 192 |
+
Dedekind zeta function gives, for real $1<s\le s_0$,
|
| 193 |
+
\begin{equation}
|
| 194 |
+
S(s):=\sum_\rho\Re\frac1{s-\rho}
|
| 195 |
+
=\frac1{s-1}+\frac12\log D
|
| 196 |
+
+\frac{\zeta'_K(s)}{\zeta_K(s)}+O(1).
|
| 197 |
+
\label{eq:zeta-derivative}
|
| 198 |
+
\end{equation}
|
| 199 |
+
The zeros are counted with multiplicity. The real-part sum converges,
|
| 200 |
+
and the gamma-factor contribution is bounded uniformly because the
|
| 201 |
+
degree and signature are fixed. Each summand on the left is
|
| 202 |
+
nonnegative, and $\zeta'_K(s_0)/\zeta_K(s_0)\le0$ by its Dirichlet
|
| 203 |
+
series. Hence $S(s_0)\ll\log D$.
|
| 204 |
+
|
| 205 |
+
The same estimate holds throughout $(1,s_0]$. Indeed, writing
|
| 206 |
+
$a=1-\Re\rho\ge0$, $v=\Im\rho$, and $u=s-1$, the relevant term is
|
| 207 |
+
\[
|
| 208 |
+
\frac{a+u}{(a+u)^2+v^2}.
|
| 209 |
+
\]
|
| 210 |
+
For $0<u\le1/\log D$, its numerator does not exceed its numerator
|
| 211 |
+
at $s_0$, while \eqref{eq:zero-exclusion} gives
|
| 212 |
+
$a^2+v^2\ge c_0^2/(\log D)^2$. The denominator at $s_0$ is
|
| 213 |
+
therefore at most a constant multiple of the denominator at $s$.
|
| 214 |
+
Termwise comparison proves the asserted uniform estimate for $S(s)$.
|
| 215 |
+
Integrating \eqref{eq:zeta-derivative} after moving $1/(s-1)$ to the
|
| 216 |
+
other side now gives
|
| 217 |
+
\begin{equation}
|
| 218 |
+
\zeta_K(s_0)\asymp\kappa\log D. \label{eq:zeta-residue-comparison}
|
| 219 |
+
\end{equation}
|
| 220 |
+
More explicitly, the logarithmic derivative of
|
| 221 |
+
$(s-1)\zeta_K(s)$ is $S(s)-\tfrac12\log D+O(1)$, whose integral
|
| 222 |
+
over this interval is $O(1)$, and its limit at $s=1$ is $\kappa$.
|
| 223 |
+
Since $\zeta_K(s_0)\ge1$, this proves \eqref{eq:residue-lower}.
|
| 224 |
+
|
| 225 |
+
The Euler product gives
|
| 226 |
+
\[
|
| 227 |
+
\sum_{p\le D}\frac{d_K(p)}{p^{s_0}}
|
| 228 |
+
\le\log\zeta_K(s_0).
|
| 229 |
+
\]
|
| 230 |
+
Also $d_K(p)\le6$ and
|
| 231 |
+
\[
|
| 232 |
+
\sum_{p\le D}d_K(p)\left(\frac1p-\frac1{p^{s_0}}\right)
|
| 233 |
+
\le\frac6{\log D}\sum_{p\le D}\frac{\log p}{p}\ll1,
|
| 234 |
+
\]
|
| 235 |
+
where the final estimate follows from Chebyshev's bound by partial
|
| 236 |
+
summation. Equation~\eqref{eq:zeta-residue-comparison} now proves
|
| 237 |
+
\eqref{eq:prime-sum}.
|
| 238 |
+
|
| 239 |
+
To obtain the interval estimate, we use Shiu's theorem
|
| 240 |
+
\cite{Shiu1980}, in the formulation of
|
| 241 |
+
\cite[Theorem~1.1]{Pollack2020} with empty excluded residue sets.
|
| 242 |
+
For a nonnegative multiplicative function $f$, the hypotheses are
|
| 243 |
+
\[
|
| 244 |
+
f(p^a)\le A_1^a,
|
| 245 |
+
\qquad
|
| 246 |
+
f(m)\le A_2(\epsilon)m^\epsilon
|
| 247 |
+
\quad(\epsilon>0).
|
| 248 |
+
\]
|
| 249 |
+
For any fixed $0<\beta<1/2$, the conclusion is
|
| 250 |
+
\begin{equation}
|
| 251 |
+
\sum_{x-y<m\le x}f(m)
|
| 252 |
+
\ll\frac y{\log x}
|
| 253 |
+
\exp\left(\sum_{p\le x}\frac{f(p)}p\right)
|
| 254 |
+
\qquad(x^\beta<y\le x). \label{eq:shiu-form}
|
| 255 |
+
\end{equation}
|
| 256 |
+
Both the constant and the sufficiently-large threshold for $x$
|
| 257 |
+
depend only on $\beta,A_1$, and the function $A_2$.
|
| 258 |
+
|
| 259 |
+
The coefficients $d_K$ are multiplicative and are bounded by the
|
| 260 |
+
ordinary six-fold divisor function $d_6$. In particular,
|
| 261 |
+
\[
|
| 262 |
+
d_K(p^a)\le\binom{a+5}{5}\le6^a,
|
| 263 |
+
\qquad d_K(m)\le d_6(m)\ll_\epsilon m^\epsilon.
|
| 264 |
+
\]
|
| 265 |
+
The hypotheses of \eqref{eq:shiu-form} thus hold with constants
|
| 266 |
+
independent of $K$. We take, for example, $\beta=1/3$; the assumed
|
| 267 |
+
length $y\ge x^{1/2}$ lies in the required range. Since $x\le D$,
|
| 268 |
+
\eqref{eq:prime-sum} bounds the exponential factor by
|
| 269 |
+
$O(\kappa\log D)$. Finally $x\ge D^{1/4}$ implies
|
| 270 |
+
$\log D/\log x\le4$, proving \eqref{eq:ideal-interval}.
|
| 271 |
+
\end{proof}
|
| 272 |
+
|
| 273 |
+
\subsection{The cusp and balls in the space of lattices}
|
| 274 |
+
|
| 275 |
+
For a lattice $x\in X$, let $m(x)$ be the length of its shortest
|
| 276 |
+
nonzero vector in the sup norm on $\R^6$. We use the sup norm only
|
| 277 |
+
to simplify the fiber integral; replacing it by any fixed norm
|
| 278 |
+
changes the constants.
|
| 279 |
+
|
| 280 |
+
\begin{proposition}[Uniform cusp bound]\label{prop:cusp}
|
| 281 |
+
There are $C>0$ and $c>0$ such that, for all sufficiently large $D$,
|
| 282 |
+
\[
|
| 283 |
+
\mu_{K,\sigma}\{x:m(x)\le r\}\le Cr^c
|
| 284 |
+
\qquad(0<r<1).
|
| 285 |
+
\]
|
| 286 |
+
Consequently the packet probabilities form a tight family as
|
| 287 |
+
$D\to\infty$, and every weak subsequential limit is an
|
| 288 |
+
$A$-invariant probability measure on $X$.
|
| 289 |
+
\end{proposition}
|
| 290 |
+
|
| 291 |
+
\begin{proof}
|
| 292 |
+
Take $f=\one_{[-r,r]^6}$ and put $X_r=Qr^6$. For $0<p\le r^6$,
|
| 293 |
+
the change of variables $t_j=\log r-u_j$ in
|
| 294 |
+
\eqref{eq:fiber-integral} identifies the positive-sign integration
|
| 295 |
+
region with
|
| 296 |
+
\[
|
| 297 |
+
t_j\ge0\quad(1\le j\le5),\qquad
|
| 298 |
+
\sum_{j=1}^5t_j\le\log(r^6/p).
|
| 299 |
+
\]
|
| 300 |
+
Thus
|
| 301 |
+
\[
|
| 302 |
+
V_f(p)=\frac{2^6}{5!}\bigl(\log(r^6/p)\bigr)^5
|
| 303 |
+
\quad(0<p\le r^6),
|
| 304 |
+
\qquad V_f(p)=0\quad(p>r^6).
|
| 305 |
+
\]
|
| 306 |
+
Since the occurrence of a short vector is bounded by its count,
|
| 307 |
+
\eqref{eq:vector-unfolding} gives
|
| 308 |
+
\begin{equation}
|
| 309 |
+
\mu_{K,\sigma}\{m\le r\}
|
| 310 |
+
\ll\frac1{Q\kappa}
|
| 311 |
+
\sum_{l\le X_r}d_K(l)
|
| 312 |
+
\bigl(1+\log(X_r/l)\bigr)^5. \label{eq:cusp-sum}
|
| 313 |
+
\end{equation}
|
| 314 |
+
The sum is empty if $X_r<1$.
|
| 315 |
+
|
| 316 |
+
Suppose first that $r\ge D^{-1/48}$, so $X_r\ge D^{3/8}$.
|
| 317 |
+
For $l\ge D^{1/4}$, divide the range of summation into intervals
|
| 318 |
+
$(2^{-j-1}X_r,2^{-j}X_r]$. Whenever such an interval contains one
|
| 319 |
+
of these $l$, its upper endpoint is at least $D^{1/4}$ and at most
|
| 320 |
+
$Q$. Lemma~\ref{lem:ideal-estimate}, with interval length half the
|
| 321 |
+
upper endpoint, bounds its ideal count by
|
| 322 |
+
$O(\kappa 2^{-j}X_r)$. Its weight in \eqref{eq:cusp-sum} is
|
| 323 |
+
$O((j+1)^5)$. The total contribution of these terms before division
|
| 324 |
+
by $Q\kappa$ is therefore at most
|
| 325 |
+
\[
|
| 326 |
+
C\kappa X_r\sum_{j\ge0}2^{-j}(j+1)^5\ll\kappa X_r.
|
| 327 |
+
\]
|
| 328 |
+
For the remaining terms, the elementary divisor estimate
|
| 329 |
+
$\sum_{l\le Y}d_6(l)\ll Y(\log(2Y))^5$ gives an upper bound
|
| 330 |
+
$CD^{1/4}(\log D)^{10}$ before normalization. In view of
|
| 331 |
+
\eqref{eq:residue-lower}, its normalized contribution is at most
|
| 332 |
+
\[
|
| 333 |
+
CD^{-1/4}(\log D)^{11}\ll r^6;
|
| 334 |
+
\]
|
| 335 |
+
the last inequality follows from $r^6\ge D^{-1/8}$.
|
| 336 |
+
This proves an $O(r^6)$ bound in the present range.
|
| 337 |
+
|
| 338 |
+
Now let $r<D^{-1/48}$ and $X_r\ge1$. Dyadic summation of the
|
| 339 |
+
same elementary divisor estimate yields
|
| 340 |
+
\[
|
| 341 |
+
\sum_{l\le X_r}d_6(l)\bigl(1+\log(X_r/l)\bigr)^5
|
| 342 |
+
\ll X_r(\log(2X_r))^5.
|
| 343 |
+
\]
|
| 344 |
+
Using $X_r\le Q$ and \eqref{eq:residue-lower},
|
| 345 |
+
\eqref{eq:cusp-sum} is therefore at most
|
| 346 |
+
$Cr^6(\log D)^6$. But $\log D<48\log(1/r)$ in this range, and
|
| 347 |
+
$r^6(\log(1/r))^6\ll r^3$. The claimed estimate follows, for
|
| 348 |
+
example with $c=3$, after increasing $C$.
|
| 349 |
+
|
| 350 |
+
Mahler's compactness criterion says that
|
| 351 |
+
$\{x:m(x)\ge r\}$ is compact for every $r>0$. The bound just proved
|
| 352 |
+
therefore gives tightness. Any weak limit has mass one, and
|
| 353 |
+
$A$-invariance passes to the limit because right translation by each
|
| 354 |
+
fixed element of $A$ is continuous and preserves compact supports.
|
| 355 |
+
\end{proof}
|
| 356 |
+
|
| 357 |
+
Let $B(r)$ denote an open matrix ball about the identity in $G$, for
|
| 358 |
+
$r$ small; all fixed smooth local metrics give equivalent estimates.
|
| 359 |
+
|
| 360 |
+
\begin{proposition}[Ordinary balls in a probability limit]
|
| 361 |
+
\label{prop:ball}
|
| 362 |
+
Suppose $D_i\to\infty$ and $\mu_i$ converges weakly to a probability
|
| 363 |
+
$\mu$. For every compact $\Omega\subset X$, there are constants
|
| 364 |
+
$C_\Omega,r_\Omega>0$ such that
|
| 365 |
+
\[
|
| 366 |
+
\mu(xB(r))\le C_\Omega r^6
|
| 367 |
+
\qquad(x\in\Omega,\ 0<r<r_\Omega).
|
| 368 |
+
\]
|
| 369 |
+
\end{proposition}
|
| 370 |
+
|
| 371 |
+
\begin{proof}
|
| 372 |
+
At any lattice $x_0$, choose a nonzero lattice vector none of whose
|
| 373 |
+
coordinates is zero. Such a vector exists because a full-rank lattice
|
| 374 |
+
cannot be contained in a finite union of proper linear subspaces.
|
| 375 |
+
In an injective local chart at $x_0$, continue this marked vector as
|
| 376 |
+
$v(x)$. By reducing the chart, its coordinates remain bounded and
|
| 377 |
+
bounded away from zero. A finite collection of these charts covers
|
| 378 |
+
$\Omega$, so these bounds and all local derivative bounds can be
|
| 379 |
+
taken uniform.
|
| 380 |
+
|
| 381 |
+
For $x$ in one of the charts and sufficiently small $r$, every lattice
|
| 382 |
+
in $xB(r)$ has a nonzero vector in the ordinary Euclidean ball
|
| 383 |
+
$B_{\R^6}(v(x),C_1r)$. Let $f_{x,r}$ be the indicator of that ball.
|
| 384 |
+
Its support has absolute coordinate product in an interval $J_{x,r}$ of length
|
| 385 |
+
at most $C_2r$; these intervals all lie in a fixed compact subinterval
|
| 386 |
+
of $(0,\infty)$ when $r<r_\Omega$. On this support the first five
|
| 387 |
+
logarithmic coordinates each vary by $O(r)$. Consequently
|
| 388 |
+
\[
|
| 389 |
+
V_{f_{x,r}}(p)\le C_3r^5\one_{J_{x,r}}(p).
|
| 390 |
+
\]
|
| 391 |
+
Fix $r>0$. For all sufficiently large $i$, uniformly in the finitely
|
| 392 |
+
many charts and in $x\in\Omega$, the ideal norms in $Q_iJ_{x,r}$
|
| 393 |
+
can be covered by an interval with upper endpoint comparable to $Q_i$
|
| 394 |
+
and length at most $C_4Q_ir$. We may choose that length comparable
|
| 395 |
+
to $Q_ir$, so it is at least the square root of its upper endpoint
|
| 396 |
+
for large $i$. The upper endpoint lies between $D_i^{1/4}$ and
|
| 397 |
+
$D_i$. Lemma~\ref{lem:ideal-estimate} and
|
| 398 |
+
\eqref{eq:vector-unfolding} therefore give
|
| 399 |
+
\[
|
| 400 |
+
\mu_i(xB(r))
|
| 401 |
+
\le\int_X\widehat f_{x,r}\,\dd\mu_i
|
| 402 |
+
\le\frac{C_3r^5}{Q_i\kappa_i}
|
| 403 |
+
\sum_{l\in Q_iJ_{x,r}}d_{K_i}(l)
|
| 404 |
+
\le C_5r^6.
|
| 405 |
+
\]
|
| 406 |
+
The constants are independent of $x$ and $r$ in the stated range;
|
| 407 |
+
the threshold for $i$ may depend on $r$. Since $xB(r)$ is open,
|
| 408 |
+
the open-set inequality for weak convergence gives the same bound
|
| 409 |
+
for $\mu(xB(r))$. This proves the assertion for each $x$ and $r$
|
| 410 |
+
with the uniform constants supplied by the finite cover.
|
| 411 |
+
\end{proof}
|
| 412 |
+
|
| 413 |
+
\subsection{Trace slices of the codifferent}
|
| 414 |
+
|
| 415 |
+
The vector estimate has now supplied tightness and the ordinary-ball
|
| 416 |
+
bound. To control diagonal tubes, we need to count a quantity which
|
| 417 |
+
is nearly preserved by block-diagonal matrices. For an ordinary
|
| 418 |
+
vector $v$ and a dual vector $y$, that quantity is a partial sum of
|
| 419 |
+
the products $v_jy_j$. The following lattice estimate makes such
|
| 420 |
+
partial sums effective arithmetic coordinates.
|
| 421 |
+
|
| 422 |
+
Let $\mathfrak D_K$ be the different of $K$, so
|
| 423 |
+
\[
|
| 424 |
+
\mathfrak D_K^{-1}
|
| 425 |
+
=\{z\in K:\Tr_{K/\Q}(z\mathcal O_K)\subset\Z\}.
|
| 426 |
+
\]
|
| 427 |
+
Give $\R^6$ its Euclidean inner product, let
|
| 428 |
+
$\mathbf e=(1,\ldots,1)$, and put
|
| 429 |
+
\[
|
| 430 |
+
H=\mathbf e^\perp,
|
| 431 |
+
\qquad \mathcal L_K=\sigma(\mathfrak D_K^{-1})\cap H.
|
| 432 |
+
\]
|
| 433 |
+
|
| 434 |
+
\begin{lemma}[Small cells in a trace slice]\label{lem:trace-slice}
|
| 435 |
+
The lattice $\mathcal L_K$ has Euclidean covolume $\sqrt6/Q$ in
|
| 436 |
+
$H$ and admits a fundamental parallelotope of diameter
|
| 437 |
+
$O(D^{-1/30})$. Let $S$ be a nonempty proper subset of
|
| 438 |
+
$\{1,\ldots,6\}$. For fixed $M>0$, uniformly in $m\in\Z$ and
|
| 439 |
+
intervals $J\subset\R$ of length $\delta>0$,
|
| 440 |
+
\begin{equation}
|
| 441 |
+
\#\left\{z\in\mathfrak D_K^{-1}:
|
| 442 |
+
\Tr_{K/\Q}z=m,
|
| 443 |
+
\ |\sigma_j(z)|\le M\ (1\le j\le6),
|
| 444 |
+
\ \sum_{j\in S}\sigma_j(z)\in J\right\}
|
| 445 |
+
\ll_M Q\bigl(\delta+D^{-1/30}\bigr).
|
| 446 |
+
\label{eq:trace-slice-count}
|
| 447 |
+
\end{equation}
|
| 448 |
+
\end{lemma}
|
| 449 |
+
|
| 450 |
+
\begin{proof}
|
| 451 |
+
Since $1$ is primitive in the free abelian group $\mathcal O_K$,
|
| 452 |
+
choose an integral basis $\alpha_1=1,\alpha_2,\ldots,\alpha_6$.
|
| 453 |
+
Let $\beta_1,\ldots,\beta_6$ be its trace-dual basis, so
|
| 454 |
+
$\Tr_{K/\Q}(\alpha_j\beta_k)=\delta_{jk}$. By the definition of
|
| 455 |
+
the codifferent, these $\beta_k$ form a basis of
|
| 456 |
+
$\mathfrak D_K^{-1}$. In particular,
|
| 457 |
+
$\Tr_{K/\Q}\beta_k=\delta_{1k}$, which proves that the trace map
|
| 458 |
+
onto $\Z$ is surjective and that
|
| 459 |
+
$\sigma(\beta_2),\ldots,\sigma(\beta_6)$ form a basis of
|
| 460 |
+
$\mathcal L_K$. For $2\le j,k\le6$, orthogonal projection gives
|
| 461 |
+
\[
|
| 462 |
+
\bigl\langle\operatorname{proj}_H\sigma(\alpha_j),
|
| 463 |
+
\sigma(\beta_k)\bigr\rangle=\delta_{jk}.
|
| 464 |
+
\]
|
| 465 |
+
These projected vectors are therefore the dual basis inside $H$.
|
| 466 |
+
Since $\operatorname{proj}_H\sigma(\alpha_1)=0$, we obtain
|
| 467 |
+
\begin{equation}
|
| 468 |
+
\mathcal L_K^*=\operatorname{proj}_H\sigma(\mathcal O_K).
|
| 469 |
+
\label{eq:projected-dual}
|
| 470 |
+
\end{equation}
|
| 471 |
+
|
| 472 |
+
Take a nonzero vector in the right side of
|
| 473 |
+
\eqref{eq:projected-dual}, arising from $\alpha\in\mathcal O_K$.
|
| 474 |
+
The vector is nonzero precisely when $\alpha\notin\Q$.
|
| 475 |
+
Primitivity of the field implies $\Q(\alpha)=K$, so the order
|
| 476 |
+
$\Z[\alpha]$ has discriminant at least $D$. Differences of
|
| 477 |
+
embedding coordinates are unchanged by orthogonal projection to
|
| 478 |
+
$H$. It follows that
|
| 479 |
+
\[
|
| 480 |
+
D\le |\Disc(\Z[\alpha])|
|
| 481 |
+
=\prod_{j<k}|\sigma_j(\alpha)-\sigma_k(\alpha)|^2
|
| 482 |
+
\le C\|\operatorname{proj}_H\sigma(\alpha)\|^{30}.
|
| 483 |
+
\]
|
| 484 |
+
Thus the first successive minimum of $\mathcal L_K^*$ is at least
|
| 485 |
+
$cD^{1/30}$. Transference of successive minima in dimension five
|
| 486 |
+
gives
|
| 487 |
+
\[
|
| 488 |
+
\lambda_5(\mathcal L_K)
|
| 489 |
+
\ll\lambda_1(\mathcal L_K^*)^{-1}
|
| 490 |
+
\ll D^{-1/30}.
|
| 491 |
+
\]
|
| 492 |
+
A fixed-dimensional lattice basis bound then provides a basis for
|
| 493 |
+
$\mathcal L_K$ all of whose lengths are $O(D^{-1/30})$; these
|
| 494 |
+
standard geometry-of-numbers facts may be found in \cite{Cassels1959}.
|
| 495 |
+
The associated fundamental parallelotope has the asserted diameter.
|
| 496 |
+
|
| 497 |
+
The full codifferent lattice has covolume $Q^{-1}$. Its trace
|
| 498 |
+
planes have spacing $1/\sqrt6$, since the trace takes every integer
|
| 499 |
+
value and has normal vector $\mathbf e$. Decomposing a basis into
|
| 500 |
+
five vectors in $H$ and a vector of trace one therefore gives
|
| 501 |
+
\[
|
| 502 |
+
Q^{-1}=\frac1{\sqrt6}\covol_H(\mathcal L_K).
|
| 503 |
+
\]
|
| 504 |
+
|
| 505 |
+
The trace-$m$ points, if any, form a translate of $\mathcal L_K$.
|
| 506 |
+
Tile that affine hyperplane by translates of the fundamental
|
| 507 |
+
parallelotope, assigning boundaries measurably. A cell attached to
|
| 508 |
+
a point counted in \eqref{eq:trace-slice-count} lies in the
|
| 509 |
+
$O(D^{-1/30})$ enlargement of its bounded slice. The linear
|
| 510 |
+
functional $z\mapsto\sum_{j\in S}z_j$ is nonconstant on $H$ because
|
| 511 |
+
$S$ is nonempty and proper. The five-dimensional volume of the
|
| 512 |
+
enlarged slice is consequently
|
| 513 |
+
$O_M(\delta+D^{-1/30})$, uniformly in its location and in $m$.
|
| 514 |
+
Dividing by the cell covolume $\sqrt6/Q$ proves the counting bound.
|
| 515 |
+
\end{proof}
|
| 516 |
+
|
| 517 |
+
\subsection{Exponential decay on diagonal tubes}
|
| 518 |
+
|
| 519 |
+
For $D_i$ sufficiently large, define
|
| 520 |
+
\begin{equation}
|
| 521 |
+
T_{-,i}=\frac{\log D_i}{(\log\log D_i)^{2/3}},\qquad
|
| 522 |
+
T_{+,i}=\frac{\log D_i}{(\log\log D_i)^{1/3}}.
|
| 523 |
+
\label{eq:time-range}
|
| 524 |
+
\end{equation}
|
| 525 |
+
Both tend to infinity, their ratio tends to infinity, and
|
| 526 |
+
$T_{+,i}=o(\log D_i)$. The last property ensures that the cells in
|
| 527 |
+
Lemma~\ref{lem:trace-slice} are much smaller than the slices required
|
| 528 |
+
at these times.
|
| 529 |
+
|
| 530 |
+
\begin{proposition}[Two-sided tube estimate]\label{prop:bowen}
|
| 531 |
+
Let $S$ be a nonempty proper subset of $\{1,\ldots,6\}$, and let
|
| 532 |
+
$b=(b_1,\ldots,b_6)\in L$ satisfy
|
| 533 |
+
\[
|
| 534 |
+
|b_j-b_k|\ge1\qquad(j\in S,\ k\notin S).
|
| 535 |
+
\]
|
| 536 |
+
For every compact $\Omega\subset X$, there is an identity
|
| 537 |
+
neighborhood $O\subset G$ such that, for all sufficiently large
|
| 538 |
+
$i$, all $x\in\Omega$, and all $T_{-,i}\le t\le T_{+,i}$,
|
| 539 |
+
\begin{equation}
|
| 540 |
+
\mu_i\bigl(x(a(tb)Oa(-tb)\cap a(-tb)Oa(tb))\bigr)
|
| 541 |
+
\le e^{-t/3}. \label{eq:bowen-bound}
|
| 542 |
+
\end{equation}
|
| 543 |
+
The neighborhood and discriminant threshold may be chosen
|
| 544 |
+
simultaneously for any fixed finite collection of pairs $(S,b)$.
|
| 545 |
+
\end{proposition}
|
| 546 |
+
|
| 547 |
+
\begin{proof}
|
| 548 |
+
For a lattice $\Lambda$, its Euclidean dual is
|
| 549 |
+
$\Lambda^*=\{y:\langle v,y\rangle\in\Z\text{ for all }v\in\Lambda\}$.
|
| 550 |
+
At each point of $\Omega$, choose nonzero marked vectors in the
|
| 551 |
+
lattice and its dual, both avoiding all coordinate hyperplanes.
|
| 552 |
+
Continue the pair in a local lattice chart. Finitely many such
|
| 553 |
+
charts cover $\Omega$, and the marked vectors in these charts lie
|
| 554 |
+
in fixed bounded boxes separated from the coordinate hyperplanes.
|
| 555 |
+
Their inner product is an integer, constant in each chart. Indeed,
|
| 556 |
+
under right multiplication by $h$, the pair transforms as
|
| 557 |
+
$v\mapsto vh$, $y\mapsto yh^{-\mathsf T}$.
|
| 558 |
+
|
| 559 |
+
Choose $O$ sufficiently small in matrix coordinates. If
|
| 560 |
+
\[
|
| 561 |
+
h\in a(tb)Oa(-tb)\cap a(-tb)Oa(tb),
|
| 562 |
+
\]
|
| 563 |
+
then $h$ is uniformly close to the identity, and each entry crossing
|
| 564 |
+
the cut $S\sqcup S^c$ is $O(e^{-t})$. To verify the latter bound,
|
| 565 |
+
the two membership conditions respectively bound its $(j,k)$ entry
|
| 566 |
+
by a constant times $e^{t(b_j-b_k)}$ and $e^{-t(b_j-b_k)}$;
|
| 567 |
+
their minimum is $O(e^{-t|b_j-b_k|})$. Reducing $O$ also makes
|
| 568 |
+
$h^{-1}$ uniformly bounded. Let $P_S$ be the diagonal projection
|
| 569 |
+
onto the coordinates in $S$. Then
|
| 570 |
+
\[
|
| 571 |
+
hP_Sh^{-1}-P_S=[h,P_S]h^{-1}=O(e^{-t}).
|
| 572 |
+
\]
|
| 573 |
+
For the marked pair $v_0,y_0$ at the center $x$, put
|
| 574 |
+
$v=v_0h$ and $y=y_0h^{-\mathsf T}$. These vectors remain in fixed
|
| 575 |
+
bounded boxes avoiding the coordinate hyperplanes, and
|
| 576 |
+
\begin{align*}
|
| 577 |
+
\sum_{j=1}^6v_jy_j&=\langle v_0,y_0\rangle=:m\in\Z,\\
|
| 578 |
+
\sum_{j\in S}v_jy_j
|
| 579 |
+
&=v_0hP_Sh^{-1}y_0^{\mathsf T}
|
| 580 |
+
=v_0P_Sy_0^{\mathsf T}+O(e^{-t}).
|
| 581 |
+
\end{align*}
|
| 582 |
+
All constants are uniform over the finite cover of $\Omega$.
|
| 583 |
+
Thus membership in the tube forces the existence of an ordinary
|
| 584 |
+
and dual vector pair satisfying these boundedness, trace, and
|
| 585 |
+
partial-sum conditions. The short partial-sum interval may depend
|
| 586 |
+
on $x$.
|
| 587 |
+
|
| 588 |
+
We count such pairs in the packet. For a representative ideal $I$
|
| 589 |
+
and a packet lattice $c\sigma(I)wa$, where
|
| 590 |
+
$c=\covol(\sigma(I))^{-1/6}$, its dual is
|
| 591 |
+
\[
|
| 592 |
+
c^{-1}\sigma(\mathfrak D_K^{-1}I^{-1})wa^{-1}.
|
| 593 |
+
\]
|
| 594 |
+
Consequently a nonzero pair comes from
|
| 595 |
+
\[
|
| 596 |
+
d\in I\setminus\{0\},\qquad
|
| 597 |
+
\ell\in\mathfrak D_K^{-1}I^{-1}\setminus\{0\}.
|
| 598 |
+
\]
|
| 599 |
+
The scalar, sign, and diagonal factors cancel in their
|
| 600 |
+
coordinatewise product:
|
| 601 |
+
\begin{equation}
|
| 602 |
+
v_jy_j=\sigma_j(z),\qquad z=d\ell\in\mathfrak D_K^{-1}.
|
| 603 |
+
\label{eq:pair-product}
|
| 604 |
+
\end{equation}
|
| 605 |
+
The allowed $z$ therefore belong to a fixed bounded embedding box,
|
| 606 |
+
have trace $m$, and have their $S$-sum in an interval of length
|
| 607 |
+
$O(e^{-t})$.
|
| 608 |
+
|
| 609 |
+
For a fixed nonzero allowed $z$, the ordinary vector's ideal
|
| 610 |
+
$\mathfrak b=(d)I^{-1}$ must divide $(z)\mathfrak D_K$. In fact
|
| 611 |
+
\[
|
| 612 |
+
\mathfrak b\bigl((\ell)I\mathfrak D_K\bigr)
|
| 613 |
+
=(z)\mathfrak D_K,
|
| 614 |
+
\]
|
| 615 |
+
and both factors on the left are integral. Conversely, this
|
| 616 |
+
divisibility ensures $z/d\in\mathfrak D_K^{-1}I^{-1}$ whenever
|
| 617 |
+
$(d)I^{-1}=\mathfrak b$. For a fixed $d$ and $z$, there is exactly
|
| 618 |
+
one possible $\ell$, namely $z/d$.
|
| 619 |
+
|
| 620 |
+
Let $f$ be the indicator of a fixed bounded box, or of a fixed finite
|
| 621 |
+
union of boxes, containing all possible ordinary vectors $v$ and
|
| 622 |
+
separated from the coordinate hyperplanes. Its logarithmic fiber
|
| 623 |
+
integrals are bounded uniformly in $p>0$, because the first five
|
| 624 |
+
absolute logarithms range over a fixed bounded set. Repeating
|
| 625 |
+
the unfolding of Proposition~\ref{prop:packet-volume}, with the
|
| 626 |
+
additional restriction $\mathfrak b\mid(z)\mathfrak D_K$, gives
|
| 627 |
+
\begin{equation}
|
| 628 |
+
\int_X\#\{\text{admissible pairs with product }z\}
|
| 629 |
+
\,\dd\mu_{K,\sigma}
|
| 630 |
+
\le\frac1{Q\kappa}
|
| 631 |
+
\sum_{\mathfrak b\mid(z)\mathfrak D_K}
|
| 632 |
+
V_f(N\mathfrak b/Q)
|
| 633 |
+
\ll\frac1{Q\kappa}
|
| 634 |
+
\#\{\mathfrak b:\mathfrak b\mid(z)\mathfrak D_K\}.
|
| 635 |
+
\label{eq:pair-unfolding}
|
| 636 |
+
\end{equation}
|
| 637 |
+
Here we have dropped the restrictions on the dual vector after
|
| 638 |
+
fixing $z$, which can only increase the count. The divisibility
|
| 639 |
+
restriction is unchanged by multiplication of $d$ by a unit, so
|
| 640 |
+
the same unfolding and sign multiplicities apply.
|
| 641 |
+
|
| 642 |
+
The embedding bound on $z$ implies
|
| 643 |
+
$N((z)\mathfrak D_K)=D|N_{K/\Q}z|\ll D$.
|
| 644 |
+
For an integral ideal of norm $N$, its number of ideal divisors is
|
| 645 |
+
at most $d(N)^6$, where $d$ is the ordinary divisor function: over
|
| 646 |
+
each rational prime there are at most six prime ideals, and every
|
| 647 |
+
one of their exponents is at most the exponent of that prime in
|
| 648 |
+
$N$. The classical divisor bound consequently gives, uniformly
|
| 649 |
+
for our allowed $z$,
|
| 650 |
+
\begin{equation}
|
| 651 |
+
\#\{\mathfrak b:\mathfrak b\mid(z)\mathfrak D_K\}
|
| 652 |
+
\le\exp\left(C\frac{\log D}{\log\log D}\right).
|
| 653 |
+
\label{eq:ideal-divisors}
|
| 654 |
+
\end{equation}
|
| 655 |
+
|
| 656 |
+
Lemma~\ref{lem:trace-slice} bounds the number of allowed products
|
| 657 |
+
by $O(Q(e^{-t}+D^{-1/30}))$. Uniformly for $t\le T_{+,i}$,
|
| 658 |
+
\[
|
| 659 |
+
D_i^{-1/30}=o(e^{-t}),
|
| 660 |
+
\]
|
| 661 |
+
because $T_{+,i}/\log D_i\to0$. The product count is therefore
|
| 662 |
+
$O(Q_i e^{-t})$. The event defining the tube is bounded by the
|
| 663 |
+
number of admissible pairs, so summing \eqref{eq:pair-unfolding}
|
| 664 |
+
over these products and using \eqref{eq:ideal-divisors} gives
|
| 665 |
+
\[
|
| 666 |
+
\mu_i\bigl(x(a(tb)Oa(-tb)\cap a(-tb)Oa(tb))\bigr)
|
| 667 |
+
\ll\kappa_i^{-1}
|
| 668 |
+
\exp\left(-t+C\frac{\log D_i}{\log\log D_i}\right).
|
| 669 |
+
\]
|
| 670 |
+
Finally, \eqref{eq:residue-lower} and $t\ge T_{-,i}$ show that
|
| 671 |
+
the logarithm of the factor multiplying $e^{-t}$ is $o(t)$,
|
| 672 |
+
uniformly throughout the time range. Enlarging the discriminant
|
| 673 |
+
threshold makes the last display at most $e^{-t/3}$.
|
| 674 |
+
The same choices work for finitely many cuts and diagonal elements
|
| 675 |
+
by taking the smallest of their identity neighborhoods and the
|
| 676 |
+
largest of their thresholds.
|
| 677 |
+
\end{proof}
|
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/assembly.tex
ADDED
|
@@ -0,0 +1,36 @@
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|
|
| 1 |
+
\section{Proof of the equidistribution theorem}\label{sec:assembly}
|
| 2 |
+
|
| 3 |
+
We now return to the packets of Theorem~\ref{thm:main}.
|
| 4 |
+
Proposition~\ref{prop:cusp} and Mahler's compactness criterion give
|
| 5 |
+
tightness. Take an arbitrary subsequence with a weak probability limit
|
| 6 |
+
$\mu$. It is $A$-invariant, and Proposition~\ref{prop:ball} gives
|
| 7 |
+
the ordinary-ball estimate required by
|
| 8 |
+
Proposition~\ref{prop:positive-entropy}. Theorem~\ref{thm:ekl}
|
| 9 |
+
therefore makes almost every $A$-ergodic component of $\mu$
|
| 10 |
+
homogeneous.
|
| 11 |
+
|
| 12 |
+
Apply the intermediate-conditioning construction to this subsequence,
|
| 13 |
+
passing further to a subsequence wherever necessary. The augmented
|
| 14 |
+
limiting state still projects to $\mu$ on $X$.
|
| 15 |
+
Proposition~\ref{prop:bowen} supplies the tube estimate throughout
|
| 16 |
+
the required time interval. Hence
|
| 17 |
+
Theorem~\ref{thm:full-activity} makes every root active almost surely
|
| 18 |
+
in this state.
|
| 19 |
+
|
| 20 |
+
If proper homogeneous components had positive total weight,
|
| 21 |
+
Lemma~\ref{lem:fixed-pieces} would place positive $\mu$-mass on the
|
| 22 |
+
countable union of their fixed-point pieces. At least one piece would
|
| 23 |
+
have positive mass. Its fixing diagonal is nonidentity, so it has
|
| 24 |
+
two unequal diagonal entries. The corresponding root plaques meet
|
| 25 |
+
that piece in at most countably many points. By
|
| 26 |
+
Lemma~\ref{lem:transverse-inactive}, that root is inactive almost
|
| 27 |
+
surely on states projecting to the piece, a contradiction.
|
| 28 |
+
Thus almost every component is the $G$-invariant probability, and
|
| 29 |
+
$\mu=m_6$.
|
| 30 |
+
|
| 31 |
+
Every weakly convergent subsequence supplied by tightness has the same
|
| 32 |
+
limit. It follows that the original sequence converges to $m_6$ on
|
| 33 |
+
$C_c(X_6)$. Proposition~\ref{prop:cusp} already gives the compact sets
|
| 34 |
+
required for the nonescape assertion. The estimates are uniform in the
|
| 35 |
+
embedding ordering, so the conclusion holds for the arbitrary choices
|
| 36 |
+
in Theorem~\ref{thm:main}.
|
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/combination.tex
ADDED
|
@@ -0,0 +1,462 @@
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|
| 1 |
+
\section{Combining the root orientations}\label{sec:combination}
|
| 2 |
+
|
| 3 |
+
Proposition~\ref{prop:segment-activity} guarantees activity somewhere on
|
| 4 |
+
every long segment across each oriented cut. It does not yet assert that
|
| 5 |
+
the roots are active at the same point. The wall invariance of the root
|
| 6 |
+
indicators supplies the missing relation: on the scale $R_i$, an indicator
|
| 7 |
+
can be read as a function of the value of its root alone. Transitivity
|
| 8 |
+
then becomes an approximate addition rule for functions on the real line.
|
| 9 |
+
We first obtain activity in every real interval and then use two-edge
|
| 10 |
+
cycles to show that the inactive sets have measure zero.
|
| 11 |
+
|
| 12 |
+
\begin{theorem}[Full activity]\label{thm:full-activity}
|
| 13 |
+
For every ordered pair $j\ne k$ in $\{1,\ldots,6\}$,
|
| 14 |
+
\begin{equation}\label{eq:full-activity}
|
| 15 |
+
\int_X g_{jk,i}\,\dd\mu_i\longrightarrow1.
|
| 16 |
+
\end{equation}
|
| 17 |
+
Consequently every root is active almost surely in the limiting state law.
|
| 18 |
+
\end{theorem}
|
| 19 |
+
|
| 20 |
+
\subsection{Functions of a root coordinate}
|
| 21 |
+
|
| 22 |
+
For each root $\beta$, fix $b_\beta\in L$ such that
|
| 23 |
+
$\beta(b_\beta)=1$. If $x$ is sampled with law $\mu_i$, define the random
|
| 24 |
+
measurable functions
|
| 25 |
+
\begin{equation}\label{eq:root-line-functions}
|
| 26 |
+
G_{\beta,i}^{x}(s)=g_{\beta,i}\bigl(xa(R_i s b_\beta)\bigr),
|
| 27 |
+
\qquad s\in\R.
|
| 28 |
+
\end{equation}
|
| 29 |
+
They take values in $\{0,1\}$. Regard them as elements of the compact
|
| 30 |
+
metrizable space
|
| 31 |
+
\[
|
| 32 |
+
\mathcal B=\{f\in L^\infty_{\mathrm{loc}}(\R):0\leq f\leq1\},
|
| 33 |
+
\]
|
| 34 |
+
with weak-* convergence on every bounded interval. More explicitly,
|
| 35 |
+
one may use a countable dense set of $L^1$ test functions on each
|
| 36 |
+
$[-q,q]$, $q\in\N$, to metrize this topology. The finite product
|
| 37 |
+
$\mathcal B^{30}$ is also compact and metrizable. After passing to a
|
| 38 |
+
subsequence, the laws of the arrays in \eqref{eq:root-line-functions}
|
| 39 |
+
converge to a law of functions $(F_\beta)_\beta$ in this space.
|
| 40 |
+
We also write $G_{jk,i}^{x}=G_{\beta_{jk},i}^{x}$ and
|
| 41 |
+
$F_{jk}=F_{\beta_{jk}}$.
|
| 42 |
+
|
| 43 |
+
\begin{lemma}\label{lem:root-line-laws}
|
| 44 |
+
For any such convergent subsequence, the limiting law and its prelimit
|
| 45 |
+
arrays have the following properties.
|
| 46 |
+
\begin{enumerate}
|
| 47 |
+
\item Almost surely, for every $v_0\in L$ with rational coordinates,
|
| 48 |
+
every oriented cut $J$, and every positive rational $\tau$,
|
| 49 |
+
\begin{equation}\label{eq:positive-cut-integral}
|
| 50 |
+
\sum_{\beta\in\mathcal E_J}\int_0^\tau
|
| 51 |
+
F_\beta\bigl(\beta(v_0+t b_J)\bigr)\,\dd t>0.
|
| 52 |
+
\end{equation}
|
| 53 |
+
\item For distinct $j,k,\ell$, and every bounded rectangle
|
| 54 |
+
$B\subset\R^2$, the nonnegative defects satisfy
|
| 55 |
+
\begin{equation}\label{eq:line-transitivity-defect}
|
| 56 |
+
\E_{x\sim\mu_i}\int_B
|
| 57 |
+
G_{jk,i}^{x}(s)G_{k\ell,i}^{x}(t)
|
| 58 |
+
\bigl(1-G_{j\ell,i}^{x}(s+t)\bigr)\,\dd s\,\dd t
|
| 59 |
+
\longrightarrow0.
|
| 60 |
+
\end{equation}
|
| 61 |
+
\end{enumerate}
|
| 62 |
+
\end{lemma}
|
| 63 |
+
|
| 64 |
+
\begin{proof}
|
| 65 |
+
For $v$ in a fixed bounded subset of $L$, the vector
|
| 66 |
+
$v-\beta(v)b_\beta$ belongs to $\ker\beta$ and remains bounded.
|
| 67 |
+
Wall invariance \eqref{eq:wall-invariance}, followed by invariance of
|
| 68 |
+
$\mu_i$ under the common translation, gives
|
| 69 |
+
\begin{equation}\label{eq:common-translate-comparison}
|
| 70 |
+
\sup_{v\text{ in a fixed bounded set}}
|
| 71 |
+
\int_X\left|
|
| 72 |
+
G_{\beta,i}^{x}\bigl(\beta(v)\bigr)
|
| 73 |
+
-g_{\beta,i}\bigl(xa(R_i v)\bigr)
|
| 74 |
+
\right|\,\dd\mu_i(x)\longrightarrow0.
|
| 75 |
+
\end{equation}
|
| 76 |
+
|
| 77 |
+
Fix the parameters in assertion~1. The left side of
|
| 78 |
+
\eqref{eq:positive-cut-integral} is a continuous function of the
|
| 79 |
+
weak-* array, because $\beta(b_J)\ne0$ for every crossing root.
|
| 80 |
+
By \eqref{eq:common-translate-comparison}, its prelimit differs in
|
| 81 |
+
$L^1(\mu_i)$ by $o(1)$ from
|
| 82 |
+
\[
|
| 83 |
+
Y_i(x)=\sum_{\beta\in\mathcal E_J}\int_0^\tau
|
| 84 |
+
g_{\beta,i}\bigl(xa(R_i(v_0+t b_J))\bigr)\,\dd t.
|
| 85 |
+
\]
|
| 86 |
+
Suppose that the limiting observable were zero on a set of probability
|
| 87 |
+
$p>0$. Convergence in law and nonnegativity allow us to choose thresholds
|
| 88 |
+
$\varepsilon_i\downarrow0$ and events $E_i$ with
|
| 89 |
+
$\mu_i(E_i)\geq p/2$ such that the original prelimit observable is at
|
| 90 |
+
most $\varepsilon_i$ on $E_i$. To see this directly, first choose a
|
| 91 |
+
fixed sufficiently small continuity threshold, use convergence in law,
|
| 92 |
+
and then decrease the threshold along a diagonal subsequence.
|
| 93 |
+
The normalized restrictions $\mu_i|_{E_i}/\mu_i(E_i)$ consequently have
|
| 94 |
+
$Y_i$ expectation tending to zero. Translate these probabilities by
|
| 95 |
+
$a(R_i v_0)$ and call the results $\xi_i$. They satisfy
|
| 96 |
+
$\xi_i\leq(2/p)\mu_i$, whereas the change of variable $u=R_i t$
|
| 97 |
+
gives
|
| 98 |
+
\[
|
| 99 |
+
\frac1{R_i}\int_0^{\tau R_i}\int_X
|
| 100 |
+
A_{J,i}\bigl(xa(u b_J)\bigr)\,\dd\xi_i(x)\,\dd u
|
| 101 |
+
\longrightarrow0.
|
| 102 |
+
\]
|
| 103 |
+
This contradicts Proposition~\ref{prop:segment-activity}. The parameters
|
| 104 |
+
in assertion~1 range over a countable set, so the assertion holds
|
| 105 |
+
simultaneously almost surely.
|
| 106 |
+
|
| 107 |
+
For assertion~2, the roots $\beta_{jk}$ and $\beta_{k\ell}$ are linearly
|
| 108 |
+
independent. Choose $v(s,t)$ linearly in $(s,t)$ with
|
| 109 |
+
\[
|
| 110 |
+
\beta_{jk}(v(s,t))=s,\qquad
|
| 111 |
+
\beta_{k\ell}(v(s,t))=t.
|
| 112 |
+
\]
|
| 113 |
+
It follows that $\beta_{j\ell}(v(s,t))=s+t$. On a bounded rectangle,
|
| 114 |
+
\eqref{eq:common-translate-comparison} permits replacing all three
|
| 115 |
+
functions in the defect by their indicators at the common point
|
| 116 |
+
$xa(R_i v(s,t))$, with total expected error $o(1)$. The expected defect
|
| 117 |
+
there is $o(1)$ by the approximate transitivity in
|
| 118 |
+
Lemma~\ref{lem:activity-indicators}; its distribution is unchanged by
|
| 119 |
+
the translation. Integrating over the rectangle proves the claim.
|
| 120 |
+
\end{proof}
|
| 121 |
+
|
| 122 |
+
The transitivity defect is nonlinear in the functions, so we do not pass
|
| 123 |
+
it directly through weak-* convergence. Instead we select deterministic
|
| 124 |
+
arrays for which the defects themselves tend to zero.
|
| 125 |
+
|
| 126 |
+
\begin{lemma}\label{lem:deterministic-root-arrays}
|
| 127 |
+
If \eqref{eq:full-activity} fails for some root, there is a subsequence
|
| 128 |
+
and a deterministic choice of arrays $(G_{\beta,i})_\beta$, each taken
|
| 129 |
+
from \eqref{eq:root-line-functions}, with the following properties:
|
| 130 |
+
\begin{enumerate}
|
| 131 |
+
\item $G_{\beta,i}\to F_\beta$ weak-* on bounded intervals, and the
|
| 132 |
+
deterministic limiting functions satisfy
|
| 133 |
+
\eqref{eq:positive-cut-integral} for all its stated parameters;
|
| 134 |
+
\item every defect in \eqref{eq:line-transitivity-defect}, without its
|
| 135 |
+
expectation, tends to zero on every bounded rectangle;
|
| 136 |
+
\item for some root $\beta_0$ and some bounded interval $I$ of positive
|
| 137 |
+
length,
|
| 138 |
+
\begin{equation}\label{eq:limiting-deficiency}
|
| 139 |
+
\int_I(1-F_{\beta_0}(s))\,\dd s>0.
|
| 140 |
+
\end{equation}
|
| 141 |
+
\end{enumerate}
|
| 142 |
+
\end{lemma}
|
| 143 |
+
|
| 144 |
+
\begin{proof}
|
| 145 |
+
Pass to a subsequence on which
|
| 146 |
+
$\int_X(1-g_{\beta_0,i})\,\dd\mu_i\geq\varepsilon$ for a fixed
|
| 147 |
+
$\varepsilon>0$. Invariance of $\mu_i$ and Fubini's theorem imply, for
|
| 148 |
+
any fixed interval $I$,
|
| 149 |
+
\[
|
| 150 |
+
\E\int_I(1-G_{\beta_0,i}^{x}(s))\,\dd s
|
| 151 |
+
=|I|\int_X(1-g_{\beta_0,i})\,\dd\mu_i
|
| 152 |
+
\geq\varepsilon|I|.
|
| 153 |
+
\]
|
| 154 |
+
The integral is a bounded weak-* continuous observable, so the same
|
| 155 |
+
inequality holds for the limiting law. This law therefore gives positive
|
| 156 |
+
probability to a positive deficiency. Choose a point $F$ in its support
|
| 157 |
+
that has a positive deficiency and satisfies assertion~1 of
|
| 158 |
+
Lemma~\ref{lem:root-line-laws}.
|
| 159 |
+
|
| 160 |
+
For each integer $q$, choose a neighborhood $U_q$ of $F$ of diameter
|
| 161 |
+
less than $1/q$. It has positive limiting probability, and thus the
|
| 162 |
+
prelimit probabilities of $U_q$ are bounded below by a positive number
|
| 163 |
+
for all sufficiently large indices. There are finitely many root
|
| 164 |
+
compositions. By \eqref{eq:line-transitivity-defect}, the sum of their
|
| 165 |
+
defects on $[-q,q]^2$ has expectation tending to zero. Choose an index
|
| 166 |
+
so large that, by Markov's inequality, the probability that this sum
|
| 167 |
+
exceeds $1/q$ is less than half the probability of $U_q$. There is
|
| 168 |
+
therefore a sampled array in $U_q$ with total defect at most $1/q$.
|
| 169 |
+
Make these choices with increasing indices. They converge to $F$ and
|
| 170 |
+
have vanishing defects on every bounded rectangle, by nonnegativity
|
| 171 |
+
and containment in some $[-q,q]^2$.
|
| 172 |
+
\end{proof}
|
| 173 |
+
|
| 174 |
+
\subsection{From cut activity to every interval}
|
| 175 |
+
|
| 176 |
+
For the rest of the argument, fix deterministic arrays as in
|
| 177 |
+
Lemma~\ref{lem:deterministic-root-arrays}. The labels are still
|
| 178 |
+
$\{0,1\}$-valued; their weak-* limits may initially take any value in
|
| 179 |
+
$[0,1]$.
|
| 180 |
+
|
| 181 |
+
\begin{lemma}\label{lem:positive-root-intervals}
|
| 182 |
+
For every root $\beta$ and every nonempty open interval $I\subset\R$,
|
| 183 |
+
\[
|
| 184 |
+
\int_I F_\beta(s)\,\dd s>0.
|
| 185 |
+
\]
|
| 186 |
+
\end{lemma}
|
| 187 |
+
|
| 188 |
+
\begin{proof}
|
| 189 |
+
Fix a root $\beta_{jk}$ and a desired interval $I$; replacing it by a
|
| 190 |
+
bounded nonempty open subinterval only strengthens what we must prove.
|
| 191 |
+
Choose a rational
|
| 192 |
+
$v_0\in L$ so that $\beta_{jk}(v_0)$ lies in $I$. Choose $r>0$ small
|
| 193 |
+
enough that
|
| 194 |
+
\[
|
| 195 |
+
[\beta_{jk}(v_0)-6r,\ \beta_{jk}(v_0)+6r]\subset I.
|
| 196 |
+
\]
|
| 197 |
+
For every root $\alpha$, put
|
| 198 |
+
$I_\alpha=(\alpha(v_0)-r,\alpha(v_0)+r)$. Draw the directed edge
|
| 199 |
+
$p\to q$ if $\int_{I_{\beta_{pq}}}F_{pq}>0$.
|
| 200 |
+
|
| 201 |
+
This directed graph is strongly connected. Indeed, for any nonempty
|
| 202 |
+
proper subset $J$, choose a positive rational $\tau$ sufficiently small
|
| 203 |
+
that $\alpha(v_0+t b_J)\in I_\alpha$ for every
|
| 204 |
+
$\alpha\in\mathcal E_J$ and $0\leq t\leq\tau$.
|
| 205 |
+
Equation~\eqref{eq:positive-cut-integral} then supplies an edge from
|
| 206 |
+
$J$ to its complement. A finite directed graph with an outgoing edge
|
| 207 |
+
across every nontrivial cut is strongly connected: otherwise the set of
|
| 208 |
+
vertices reachable from a suitable vertex is a nonempty proper set
|
| 209 |
+
with no outgoing edge.
|
| 210 |
+
|
| 211 |
+
Take a simple directed path
|
| 212 |
+
$j=p_0,p_1,\ldots,p_m=k$, where $m\leq5$. Write
|
| 213 |
+
$\alpha_h=\beta_{p_{h-1}p_h}$ and $I_h=I_{\alpha_h}$. Weak-*
|
| 214 |
+
convergence gives positive lower bounds, for sufficiently large $i$, on
|
| 215 |
+
\[
|
| 216 |
+
\int_{I_h}G_{\alpha_h,i}(s)\,\dd s,
|
| 217 |
+
\qquad 1\leq h\leq m.
|
| 218 |
+
\]
|
| 219 |
+
The product of these integrals is consequently bounded below by a
|
| 220 |
+
positive constant. Interpret it as the measure of tuples
|
| 221 |
+
$(s_1,\ldots,s_m)\in\prod_h I_h$ on which all the path labels equal
|
| 222 |
+
one.
|
| 223 |
+
|
| 224 |
+
Except for a set of tuple measure tending to zero, successive composition
|
| 225 |
+
of these labels gives
|
| 226 |
+
\[
|
| 227 |
+
G_{p_0p_h,i}(s_1+\cdots+s_h)=1,
|
| 228 |
+
\qquad 1\leq h\leq m.
|
| 229 |
+
\]
|
| 230 |
+
Here is the integration detail. At step $h$, the failure of this
|
| 231 |
+
implication, if all earlier implications held, is bounded by the
|
| 232 |
+
transitivity defect for $p_0,p_{h-1},p_h$. The path is simple, so these
|
| 233 |
+
are distinct vertices. Integration in $s_1,\ldots,s_{h-1}$ pushes
|
| 234 |
+
Lebesgue measure on bounded intervals to a measure of bounded density
|
| 235 |
+
in their sum. Multiplying by previous indicator restrictions can only
|
| 236 |
+
decrease this measure. The defect integral on a fixed bounded
|
| 237 |
+
rectangle therefore bounds the failure measure by a fixed multiple of
|
| 238 |
+
an $o(1)$ quantity. Summing over the finitely many steps proves the
|
| 239 |
+
assertion. If $m=1$, no composition is necessary.
|
| 240 |
+
|
| 241 |
+
The final sum $s_1+\cdots+s_m$ lies within $mr$ of
|
| 242 |
+
$\alpha_1(v_0)+\cdots+\alpha_m(v_0)=\beta_{jk}(v_0)$, hence in $I$.
|
| 243 |
+
Its pushforward density is bounded above by a fixed constant. Since
|
| 244 |
+
a positive measure of tuples has final label one, we obtain
|
| 245 |
+
$\liminf_i\int_I G_{jk,i}>0$. Weak-* convergence proves the lemma.
|
| 246 |
+
\end{proof}
|
| 247 |
+
|
| 248 |
+
We have now located positive activity in every interval for every root.
|
| 249 |
+
To eliminate a positive inactive set, we will translate an active set
|
| 250 |
+
by sums of parameters from two opposite auxiliary roots. Composing
|
| 251 |
+
successively with those two roots returns to the original root while
|
| 252 |
+
adding their two parameters. Interval positivity supplies parameter
|
| 253 |
+
sets of positive measure on both sides of zero. By mixing normalized
|
| 254 |
+
Lebesgue measure on these sets, we will obtain bounded densities of
|
| 255 |
+
mean zero, bounded support, and variance bounded away from zero.
|
| 256 |
+
The sum of two independent parameters with these densities describes
|
| 257 |
+
one cycle increment. For a fixed bounded interval
|
| 258 |
+
$I$, the argument needs a fixed number of independent cycle increments
|
| 259 |
+
to have density bounded below on $I-I$: this makes every part of the
|
| 260 |
+
active set interact with every part of the inactive set inside $I$.
|
| 261 |
+
The next lemma gives that lower bound uniformly over the densities
|
| 262 |
+
that arise.
|
| 263 |
+
|
| 264 |
+
\subsection{A uniform convolution estimate}
|
| 265 |
+
|
| 266 |
+
\begin{lemma}\label{lem:convolution}
|
| 267 |
+
Fix $B,M,v,L>0$. Consider the probability densities $p$ on $\R$ such
|
| 268 |
+
that
|
| 269 |
+
\[
|
| 270 |
+
\supp p\subset[-B,B],\qquad 0\leq p\leq M,
|
| 271 |
+
\qquad \int x p(x)\,\dd x=0,
|
| 272 |
+
\qquad \int x^2p(x)\,\dd x\geq v.
|
| 273 |
+
\]
|
| 274 |
+
There are an integer $m\geq2$ and $c>0$, depending only on
|
| 275 |
+
$B,M,v,L$, such that
|
| 276 |
+
\[
|
| 277 |
+
p^{*m}(x)\geq c\qquad(|x|\leq L)
|
| 278 |
+
\]
|
| 279 |
+
for every such density. The inequality uses the continuous representative
|
| 280 |
+
of the convolution density.
|
| 281 |
+
\end{lemma}
|
| 282 |
+
|
| 283 |
+
\begin{proof}
|
| 284 |
+
If the family is empty there is nothing to prove. Otherwise write
|
| 285 |
+
$\sigma_p^2=\int x^2p(x)\,\dd x$, so
|
| 286 |
+
$v\leq\sigma_p^2\leq B^2$, and let
|
| 287 |
+
\[
|
| 288 |
+
\phi_p(t)=\int e^{itx}p(x)\,\dd x.
|
| 289 |
+
\]
|
| 290 |
+
Bounded support and the zero mean give the uniform expansion
|
| 291 |
+
\begin{equation}\label{eq:uniform-characteristic-expansion}
|
| 292 |
+
\phi_p(t)=1-\frac12\sigma_p^2t^2+O(B^3|t|^3).
|
| 293 |
+
\end{equation}
|
| 294 |
+
Applying the same expansion to
|
| 295 |
+
$|\phi_p(t)|^2$, the characteristic function of the difference of two
|
| 296 |
+
independent variables with density $p$, shows that for a sufficiently
|
| 297 |
+
small $\delta>0$, depending only on $B,v$,
|
| 298 |
+
\begin{equation}\label{eq:small-frequency-domination}
|
| 299 |
+
|\phi_p(t)|\leq e^{-vt^2/4}\qquad(|t|\leq\delta).
|
| 300 |
+
\end{equation}
|
| 301 |
+
|
| 302 |
+
There is also a uniform gap below one outside this neighborhood. For
|
| 303 |
+
$|t|\geq\delta$, an angle $\theta$, and $0<a<\pi$, the set
|
| 304 |
+
\[
|
| 305 |
+
\{x\in[-B,B]:\operatorname{dist}(tx-\theta,2\pi\Z)<a\}
|
| 306 |
+
\]
|
| 307 |
+
has Lebesgue measure at most
|
| 308 |
+
$a(2B/\pi+4/\delta)$. Indeed, each complete period contributes the
|
| 309 |
+
fraction $a/\pi$ of its length, and at most two incomplete periods
|
| 310 |
+
contribute at the ends. Choose $a$ so small that $M$ times this bound
|
| 311 |
+
is at most $1/2$. With $\theta=\arg\phi_p(t)$, at least half of the
|
| 312 |
+
probability lies outside this arc. Taking the real part after rotation
|
| 313 |
+
by $e^{-i\theta}$ gives
|
| 314 |
+
\begin{equation}\label{eq:large-frequency-gap}
|
| 315 |
+
\sup_p\sup_{|t|\geq\delta}|\phi_p(t)|
|
| 316 |
+
\leq\frac{1+\cos a}{2}=:\rho<1.
|
| 317 |
+
\end{equation}
|
| 318 |
+
If $\phi_p(t)=0$, the inequality is immediate and the angle is
|
| 319 |
+
irrelevant. Notice that the estimate holds at arbitrarily large
|
| 320 |
+
frequencies; no uniform version of the Riemann--Lebesgue lemma is needed.
|
| 321 |
+
|
| 322 |
+
Plancherel's identity yields
|
| 323 |
+
\[
|
| 324 |
+
\int_\R|\phi_p(t)|^2\,\dd t
|
| 325 |
+
=2\pi\int_\R p(x)^2\,\dd x\leq2\pi M.
|
| 326 |
+
\]
|
| 327 |
+
For $m\geq2$, $\phi_p^m$ is integrable. Fourier inversion therefore
|
| 328 |
+
defines a continuous representative of $p^{*m}$. We claim the following
|
| 329 |
+
uniform local central limit estimate:
|
| 330 |
+
\begin{equation}\label{eq:uniform-local-clt}
|
| 331 |
+
\sup_p\sup_{x\in\R}
|
| 332 |
+
\left|
|
| 333 |
+
\sqrt m\,p^{*m}(x)
|
| 334 |
+
-\frac1{\sqrt{2\pi}\,\sigma_p}
|
| 335 |
+
\exp\left(-\frac{x^2}{2m\sigma_p^2}\right)
|
| 336 |
+
\right|\longrightarrow0.
|
| 337 |
+
\end{equation}
|
| 338 |
+
To verify it, change variables $u=t\sqrt m$ in the inversion formula.
|
| 339 |
+
The difference in \eqref{eq:uniform-local-clt} is at most $1/(2\pi)$
|
| 340 |
+
times
|
| 341 |
+
\[
|
| 342 |
+
\int_\R\left|
|
| 343 |
+
\phi_p(u/\sqrt m)^m-e^{-\sigma_p^2u^2/2}
|
| 344 |
+
\right|\,\dd u.
|
| 345 |
+
\]
|
| 346 |
+
On each fixed bounded $u$ interval, the expansion
|
| 347 |
+
\eqref{eq:uniform-characteristic-expansion} proves uniform convergence
|
| 348 |
+
of the integrand to zero; the logarithm may be taken near one, and its
|
| 349 |
+
error is $O(B^3|u|^3/\sqrt m)$. On
|
| 350 |
+
$|u|\leq\delta\sqrt m$, \eqref{eq:small-frequency-domination} bounds
|
| 351 |
+
the first term by $e^{-vu^2/4}$, while the Gaussian term is bounded by
|
| 352 |
+
$e^{-vu^2/2}$. Thus the contribution outside a large fixed bounded
|
| 353 |
+
interval but inside this region is uniformly small. On
|
| 354 |
+
$|u|>\delta\sqrt m$, \eqref{eq:large-frequency-gap} and Plancherel give
|
| 355 |
+
\[
|
| 356 |
+
\int_{|u|>\delta\sqrt m}|\phi_p(u/\sqrt m)|^m\,\dd u
|
| 357 |
+
\leq2\pi M\sqrt m\,\rho^{m-2}\longrightarrow0.
|
| 358 |
+
\]
|
| 359 |
+
The Gaussian tail there also tends to zero uniformly. These three
|
| 360 |
+
estimates prove \eqref{eq:uniform-local-clt}.
|
| 361 |
+
|
| 362 |
+
For $|x|\leq L$ and all sufficiently large $m$, the Gaussian term in
|
| 363 |
+
\eqref{eq:uniform-local-clt} is at least
|
| 364 |
+
$1/(2\sqrt{2\pi}B)$, uniformly in $p$. Increase $m$ so that the
|
| 365 |
+
error is at most $1/(4\sqrt{2\pi}B)$. Then
|
| 366 |
+
\[
|
| 367 |
+
p^{*m}(x)\geq\frac1{4\sqrt{2\pi}B\sqrt m}
|
| 368 |
+
\quad(|x|\leq L),
|
| 369 |
+
\]
|
| 370 |
+
which is the required conclusion.
|
| 371 |
+
\end{proof}
|
| 372 |
+
|
| 373 |
+
\subsection{Cycles remove the inactive sets}
|
| 374 |
+
|
| 375 |
+
\begin{proof}[Proof of Theorem~\ref{thm:full-activity}]
|
| 376 |
+
Suppose the theorem fails, and take the deterministic arrays and limiting
|
| 377 |
+
functions from Lemma~\ref{lem:deterministic-root-arrays}. Fix an edge
|
| 378 |
+
$j\to k$, and choose $\ell$ distinct from $j,k$.
|
| 379 |
+
Lemma~\ref{lem:positive-root-intervals} supplies, for each of the roots
|
| 380 |
+
$\ell j$ and $j\ell$, positive limiting integral on each of the
|
| 381 |
+
intervals $(-2,-1)$ and $(1,2)$. Accordingly, for all sufficiently
|
| 382 |
+
large $i$, each of the four sets where the relevant $G$ equals one
|
| 383 |
+
has length bounded below by a positive constant.
|
| 384 |
+
|
| 385 |
+
For each auxiliary root, normalize Lebesgue measure on its two sets
|
| 386 |
+
to probability densities $p_i^-$ and $p_i^+$. Their means belong to
|
| 387 |
+
$[-2,-1]$ and $[1,2]$, respectively. There is a convex combination
|
| 388 |
+
\[
|
| 389 |
+
p_i=\lambda_i p_i^-+(1-\lambda_i)p_i^+
|
| 390 |
+
\]
|
| 391 |
+
with mean zero. The coefficients can be chosen in $[1/3,2/3]$ by
|
| 392 |
+
solving the mean-zero equation. Thus these densities have support in
|
| 393 |
+
$[-2,2]$, a common finite upper bound, and variance at least one.
|
| 394 |
+
They are supported entirely where the corresponding auxiliary
|
| 395 |
+
indicator is one. Denote the density for $\ell j$ by $p_i$ and that
|
| 396 |
+
for $j\ell$ by $q_i$.
|
| 397 |
+
|
| 398 |
+
Starting from $G_{jk,i}(t)=1$, composition with a parameter $s$ in the
|
| 399 |
+
support of $p_i$ gives the edge $\ell k$, and composition with a
|
| 400 |
+
parameter $s'$ in the support of $q_i$ returns to $jk$:
|
| 401 |
+
\[
|
| 402 |
+
\ell j+jk=\ell k,\qquad j\ell+\ell k=jk.
|
| 403 |
+
\]
|
| 404 |
+
Both are root compositions with three distinct vertices. Their defect
|
| 405 |
+
estimates imply, for every fixed bounded interval $I$,
|
| 406 |
+
\begin{equation}\label{eq:one-cycle-error}
|
| 407 |
+
\int_I\int_\R\int_\R
|
| 408 |
+
G_{jk,i}(t)\bigl(1-G_{jk,i}(t+s+s')\bigr)
|
| 409 |
+
p_i(s)q_i(s')\,\dd s\,\dd s'\,\dd t\longrightarrow0.
|
| 410 |
+
\end{equation}
|
| 411 |
+
Indeed, except on null sets of parameters, both auxiliary labels are
|
| 412 |
+
one. The indicator in \eqref{eq:one-cycle-error} is then bounded by
|
| 413 |
+
the sum of the two composition defects. For the first defect,
|
| 414 |
+
integrate out $s'$ and use the uniform density bound on $p_i$.
|
| 415 |
+
For the second, the variable $t+s$ has a bounded density on a fixed
|
| 416 |
+
bounded interval when $t\in I$ is integrated with Lebesgue measure
|
| 417 |
+
and $s$ with $p_i$. The bound on $q_i$ and the defect estimate for
|
| 418 |
+
$(j\ell,\ell k)$ finish the verification.
|
| 419 |
+
|
| 420 |
+
Put $r_i=p_i*q_i$. These cycle-increment densities have support in
|
| 421 |
+
$[-4,4]$, a common density bound, mean zero, and variance at least two.
|
| 422 |
+
We can iterate \eqref{eq:one-cycle-error} any fixed number $m$ of times
|
| 423 |
+
to get
|
| 424 |
+
\begin{equation}\label{eq:repeated-cycle-error}
|
| 425 |
+
\int_I\int_\R
|
| 426 |
+
G_{jk,i}(t)\bigl(1-G_{jk,i}(t+u)\bigr)
|
| 427 |
+
r_i^{*m}(u)\,\dd u\,\dd t\longrightarrow0.
|
| 428 |
+
\end{equation}
|
| 429 |
+
For clarity, along a sequence of $m$ increments, a path starting with
|
| 430 |
+
label one and ending with label zero has a first transition from one
|
| 431 |
+
to zero. Bound its indicator by the sum of the indicators of these
|
| 432 |
+
transitions. The intermediate positions lie in
|
| 433 |
+
$I+[-4m,4m]$. After integrating all preceding increments, their
|
| 434 |
+
distributions have densities bounded by one relative to Lebesgue
|
| 435 |
+
measure on that larger interval, because the initial $t$ is integrated
|
| 436 |
+
over $I$ and all increments have probability laws. Each term is
|
| 437 |
+
therefore bounded by the one-cycle error on the larger interval.
|
| 438 |
+
There are only $m$ terms, proving \eqref{eq:repeated-cycle-error}.
|
| 439 |
+
|
| 440 |
+
Fix a bounded interval $I$ of positive length and apply
|
| 441 |
+
Lemma~\ref{lem:convolution} to the $r_i$, with $L$ large enough that
|
| 442 |
+
$I-I\subset[-L,L]$. Choose its fixed power $m$ and lower bound
|
| 443 |
+
$c>0$. In \eqref{eq:repeated-cycle-error}, retain only the pairs
|
| 444 |
+
$t,t+u\in I$. We obtain
|
| 445 |
+
\[
|
| 446 |
+
c\left(\int_I G_{jk,i}(t)\,\dd t\right)
|
| 447 |
+
\left(\int_I(1-G_{jk,i}(t))\,\dd t\right)
|
| 448 |
+
\longrightarrow0.
|
| 449 |
+
\]
|
| 450 |
+
The first factor has positive lower limit by
|
| 451 |
+
Lemma~\ref{lem:positive-root-intervals}. Hence
|
| 452 |
+
$\int_I(1-G_{jk,i})\to0$ for every such interval. Weak-* convergence
|
| 453 |
+
shows that $F_{jk}=1$ almost everywhere. The argument applies to every
|
| 454 |
+
root, contradicting the deficiency
|
| 455 |
+
\eqref{eq:limiting-deficiency}. Thus \eqref{eq:full-activity} holds.
|
| 456 |
+
|
| 457 |
+
By Lemma~\ref{lem:activity-indicators}, the sequence indicators converge
|
| 458 |
+
jointly in law to the activity indicators of the limiting state. Since
|
| 459 |
+
each has expectation tending to one, every limiting root indicator
|
| 460 |
+
equals one almost surely. There are only thirty roots, so this holds
|
| 461 |
+
for all of them simultaneously.
|
| 462 |
+
\end{proof}
|
preprints/Equidistribution-of-Primitive-Sextic-Torus-Packets-October-5-2026/build/sections/conditioning.tex
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|
| 1 |
+
\section{Conditional probabilities at intermediate resolutions}
|
| 2 |
+
\label{sec:conditioning}
|
| 3 |
+
|
| 4 |
+
We now pass from the measures $\mu_i$ to conditional probabilities along
|
| 5 |
+
unipotent plaques. The conditioning must be performed before taking the
|
| 6 |
+
limit: exact conditional measures of a compact diagonal orbit along a
|
| 7 |
+
unipotent group contain no information about its distribution at the
|
| 8 |
+
scales of the arithmetic estimate. We instead condition on small
|
| 9 |
+
\emph{transverse cells}. The freedom to choose their depth over a broad
|
| 10 |
+
range will make the resulting data compatible with changes of charts and
|
| 11 |
+
with certain diagonal motions whose length tends to infinity.
|
| 12 |
+
|
| 13 |
+
Throughout this section, $G=\SL_n(\R)$, $X=\SL_n(\Z)\backslash G$, and
|
| 14 |
+
$n=6$ in the application. We assume only that $\mu_i$ are $A$-invariant
|
| 15 |
+
probability measures converging weakly to an $A$-invariant probability
|
| 16 |
+
$\mu$, and that the available times satisfy
|
| 17 |
+
\[
|
| 18 |
+
T_{-,i}\longrightarrow\infty,
|
| 19 |
+
\qquad T_{+,i}/T_{-,i}\longrightarrow\infty.
|
| 20 |
+
\]
|
| 21 |
+
The particular arithmetic values of these times will be used later.
|
| 22 |
+
All subsequences taken below preserve these assumptions.
|
| 23 |
+
|
| 24 |
+
\subsection{Plaque charts and their extensions}
|
| 25 |
+
|
| 26 |
+
Write $L$ for the traceless diagonal algebra and $a(b)=\exp(b)$ for
|
| 27 |
+
$b\in L$. For $j\ne k$, set
|
| 28 |
+
\[
|
| 29 |
+
\beta_{jk}(b)=b_k-b_j,
|
| 30 |
+
\qquad U_{jk}=\{1+tE_{jk}:t\in\R\}.
|
| 31 |
+
\]
|
| 32 |
+
These signs correspond to the right action on $X$: the displacement $u$
|
| 33 |
+
at $x$ becomes $a(-b)ua(b)$ at $xa(b)$, and its $jk$ parameter is
|
| 34 |
+
multiplied by $e^{\beta_{jk}(b)}$.
|
| 35 |
+
|
| 36 |
+
A \emph{pattern} is a set of roots positive on some element of $L$ and
|
| 37 |
+
closed under root addition whenever the sum is a root. Its
|
| 38 |
+
\emph{pattern group} $V$ consists of the unipotent matrices with arbitrary
|
| 39 |
+
entries in those positions and zero entries elsewhere. After permuting
|
| 40 |
+
coordinates it is a triangular unipotent group. All these groups are
|
| 41 |
+
normalized by $A$, and there are only finitely many of them. We also use
|
| 42 |
+
the groups $VA$, but only in local charts.
|
| 43 |
+
|
| 44 |
+
For any such group $H$, a plaque chart is an injective smooth map
|
| 45 |
+
\begin{equation}
|
| 46 |
+
\Phi:Q\times B\longrightarrow X,
|
| 47 |
+
\qquad \Phi(q,h)=\psi(q)h,
|
| 48 |
+
\label{eq:plaque-chart}
|
| 49 |
+
\end{equation}
|
| 50 |
+
where $Q$ is an open box in a complementary transverse manifold and
|
| 51 |
+
$B$ is an open bounded coordinate box in $H$. The map extends smoothly
|
| 52 |
+
and injectively to a slightly larger domain. The sets with $q$ fixed
|
| 53 |
+
are its plaques. Smooth reparametrizations of $h$, allowed to depend
|
| 54 |
+
smoothly on $q$, describe the same plaques and will also be used. A
|
| 55 |
+
smaller chart with closure in the displayed chart supplies a fixed
|
| 56 |
+
margin from its boundary.
|
| 57 |
+
|
| 58 |
+
The comparison of probabilities on different bounded portions of a
|
| 59 |
+
plaque requires charts extending beyond a prescribed displacement
|
| 60 |
+
range. The following elementary recurrence observation supplies them.
|
| 61 |
+
|
| 62 |
+
\begin{lemma}[No periods in a pattern group]\label{lem:no-periods}
|
| 63 |
+
Let $\nu$ be an $A$-invariant probability on $X$ and let $V$ be a
|
| 64 |
+
pattern group. For $\nu$-almost every $x$,
|
| 65 |
+
\[
|
| 66 |
+
xv=x,\quad v\in V \quad\Longrightarrow\quad v=1.
|
| 67 |
+
\]
|
| 68 |
+
At every such $x$, the image $xK$ of any prescribed compact
|
| 69 |
+
displacement range $K\subset V$ is contained in an embedded plaque
|
| 70 |
+
with a transverse neighborhood. Consequently, for any compact displacement range in $V$
|
| 71 |
+
and any $\epsilon>0$, finitely many inner plaque charts cover a set of
|
| 72 |
+
$\nu$-measure at least $1-\epsilon$, and their outer charts contain that
|
| 73 |
+
range about every point of the corresponding inner charts.
|
| 74 |
+
\end{lemma}
|
| 75 |
+
|
| 76 |
+
\begin{proof}
|
| 77 |
+
Choose $b\in L$ such that $a(-tb)va(tb)\to1$ as $t\to\infty$ for every
|
| 78 |
+
$v\in V$. At a point recurrent under $a(b)$, a relation $xv=x$ gives
|
| 79 |
+
\[
|
| 80 |
+
xa(kb)\,a(-kb)va(kb)=xa(kb).
|
| 81 |
+
\]
|
| 82 |
+
A subsequence of these points returns to a compact neighborhood of
|
| 83 |
+
$x$. Stabilizers of points in that neighborhood contain no nonidentity
|
| 84 |
+
element in a fixed neighborhood of $1$: this follows from the
|
| 85 |
+
discreteness of the lattice and local quotient charts. The displayed
|
| 86 |
+
relation is therefore impossible for $v\ne1$. Poincar\'e recurrence
|
| 87 |
+
applies at almost every point.
|
| 88 |
+
|
| 89 |
+
The orbit map $v\mapsto xv$ is then an injective immersion. Its
|
| 90 |
+
restriction to a compact set is an embedding. Take a slightly larger
|
| 91 |
+
compact coordinate domain in $V$ and use a complementary transverse
|
| 92 |
+
slice. Compactness permits shrinking this slice until its product
|
| 93 |
+
with the prescribed plaque domain is injective. Indeed, a failure
|
| 94 |
+
along slices shrinking to $x$ would give either two distinct points
|
| 95 |
+
of the limiting embedded plaque with the same image, or contradict
|
| 96 |
+
local injectivity near one of its points. Shrinking once more provides
|
| 97 |
+
inner charts with margins. A countable subcover and continuity from
|
| 98 |
+
below give the finite-cover assertion.
|
| 99 |
+
\end{proof}
|
| 100 |
+
|
| 101 |
+
Fix a countable stock of plaque charts and inner charts with the
|
| 102 |
+
following properties. It is a basis wherever local charts are needed;
|
| 103 |
+
for pattern groups it also supplies the extensions in
|
| 104 |
+
Lemma~\ref{lem:no-periods}, for each compact displacement range in a
|
| 105 |
+
countable exhaustion. It includes subboxes, fixed subdivisions of the
|
| 106 |
+
plaque coordinates into arbitrarily fine bins, and the simultaneous
|
| 107 |
+
coordinate usages described next. Chart and bin boundaries have
|
| 108 |
+
$\mu$-measure zero. Such choices are possible by varying coordinate
|
| 109 |
+
endpoints; for each coordinate only countably many levels can have
|
| 110 |
+
positive measure. One may start with multiplication charts and choose
|
| 111 |
+
countably many centers, transversals, and domain sizes dense among
|
| 112 |
+
the choices with compact closure and an injective enlargement.
|
| 113 |
+
|
| 114 |
+
Two simultaneous usages will matter. If $V=WU$, where $U$ is a root
|
| 115 |
+
group, $W$ is a normal pattern subgroup, and the patterns are disjoint,
|
| 116 |
+
include charts
|
| 117 |
+
\[
|
| 118 |
+
(q,w,u)\longmapsto\psi(q)wu.
|
| 119 |
+
\]
|
| 120 |
+
Their $V$, $U$, and $W$ transverse coordinates are, respectively,
|
| 121 |
+
$q$, $(q,w)$, and $(q,u)$. Normality gives the last assertion; the
|
| 122 |
+
$w$ coordinate is a smoothly reparametrized $W$ coordinate when $u$
|
| 123 |
+
is fixed. Also include charts $(q,v,a)\mapsto\psi(q)va$ for $VA$, with
|
| 124 |
+
the simultaneous $V$ transverse coordinate $(q,a)$. All chart bounds,
|
| 125 |
+
plaque extensions, bin sizes, and fixed margins in a comparison are
|
| 126 |
+
chosen before $i$ tends to infinity.
|
| 127 |
+
|
| 128 |
+
\subsection{A broad range of almost unchanged conditionals}
|
| 129 |
+
|
| 130 |
+
In a chart $\mathcal B=\Phi(Q\times B)$, restrict $\mu_i$ to
|
| 131 |
+
$\mathcal B$. Partition $Q$ by a shifted dyadic grid of side $2^{-l}$.
|
| 132 |
+
For a point $x=\Phi(q,h)$ in the chart, let
|
| 133 |
+
\[
|
| 134 |
+
P^{\mathcal B}_{i,l}(x)
|
| 135 |
+
=\text{the conditional distribution of $h$ given the grid cell of $q$}.
|
| 136 |
+
\]
|
| 137 |
+
The conditioning uses the restricted measure. Zero-mass columns may
|
| 138 |
+
be assigned any probability. An expectation involving this chart
|
| 139 |
+
means integration over $\mathcal B$ with the unnormalized measure
|
| 140 |
+
$\mu_i|_{\mathcal B}$; equivalently, one can normalize that measure and
|
| 141 |
+
then multiply the expectation by $\mu_i(\mathcal B)$.
|
| 142 |
+
|
| 143 |
+
For positive sequences $r_i,s_i$, write $r\prec s$ if $r_i/s_i\to0$.
|
| 144 |
+
An interior depth will mean a sequence $d_i$ with
|
| 145 |
+
$l_-\prec d\prec l_+$, where the endpoints are supplied by the next
|
| 146 |
+
lemma. Indices $i$ on scales will often be suppressed.
|
| 147 |
+
|
| 148 |
+
\begin{lemma}[A common plateau]\label{lem:plateau}
|
| 149 |
+
After passage to a subsequence there are integer depths $l_{-,i}$ and
|
| 150 |
+
$l_{+,i}$ such that
|
| 151 |
+
\begin{equation}\label{eq:plateau-room}
|
| 152 |
+
T_-\prec l_-\prec l_+\prec T_+.
|
| 153 |
+
\end{equation}
|
| 154 |
+
For every chart and every fixed finite plaque-bin partition in the
|
| 155 |
+
countable stock, the expected $\ell^1$ distance between the
|
| 156 |
+
conditional bin-probability vectors at depths $l_-$ and $l_+$ tends
|
| 157 |
+
to zero, averaged also over a uniform shift of the nested dyadic
|
| 158 |
+
grid. The same conclusion holds between any two intervening depths
|
| 159 |
+
for that grid.
|
| 160 |
+
|
| 161 |
+
The shifts can be selected so that these conclusions hold for every
|
| 162 |
+
fixed chart and fixed bin partition and so that random-grid boundary
|
| 163 |
+
estimates hold at the two endpoint depths and at any prescribed
|
| 164 |
+
countable collection of interior depth sequences. When coordinate
|
| 165 |
+
usages share transverse labels,
|
| 166 |
+
their grids may share the corresponding shifts. At interior depths,
|
| 167 |
+
conditional bin probabilities are unchanged in expected $\ell^1$
|
| 168 |
+
distance by using auxiliary shifted grids selected with the same
|
| 169 |
+
boundary convention.
|
| 170 |
+
\end{lemma}
|
| 171 |
+
|
| 172 |
+
\begin{proof}
|
| 173 |
+
Fix a chart, a finite bin partition, and a grid shift. If $p_l$ is the
|
| 174 |
+
conditional bin-probability vector, its coordinates form bounded
|
| 175 |
+
martingales in the increasing transverse grid sigma-fields. Thus
|
| 176 |
+
\[
|
| 177 |
+
\int_{\mathcal B}\|p_v-p_u\|_2^2\,\dd\mu_i
|
| 178 |
+
=\int_{\mathcal B}\|p_v\|_2^2\,\dd\mu_i
|
| 179 |
+
-\int_{\mathcal B}\|p_u\|_2^2\,\dd\mu_i,
|
| 180 |
+
\qquad u\le v.
|
| 181 |
+
\]
|
| 182 |
+
The sum of these differences over disjoint depth intervals is at most
|
| 183 |
+
$1$. This remains true after averaging in the shift. Enumerate all
|
| 184 |
+
fixed chart/bin choices and assign them positive summable weights.
|
| 185 |
+
Their weighted sum has the same bounded total variation.
|
| 186 |
+
|
| 187 |
+
Put $L_i=\log(T_{+,i}/T_{-,i})$. Divide the interval of logarithmic
|
| 188 |
+
depths into $m_i$ consecutive intervals, where $m_i\to\infty$ and
|
| 189 |
+
$m_i=o(L_i)$. Discard its first and last intervals. Some remaining
|
| 190 |
+
interval has weighted martingale cost $O(m_i^{-1})$. Its endpoints,
|
| 191 |
+
rounded to integers, give $l_-$ and $l_+$. The discarded end intervals
|
| 192 |
+
and the length $L_i/m_i\to\infty$ give all three ratios in
|
| 193 |
+
\eqref{eq:plateau-room}. Each fixed chart/bin choice has cost tending
|
| 194 |
+
to zero; Cauchy--Schwarz gives the asserted $\ell^1$ conclusion.
|
| 195 |
+
Orthogonality of martingale increments gives it for intervening
|
| 196 |
+
depths as well.
|
| 197 |
+
|
| 198 |
+
For the boundary assertion, fix a point $q$ in a Euclidean transverse
|
| 199 |
+
coordinate domain. Under a uniform grid shift, the probability that
|
| 200 |
+
$q$ is within $\rho 2^{-l}$ of a depth-$l$ grid wall is $O(\rho)$,
|
| 201 |
+
uniformly in $q,l$, and the sampling measure. Integrating first in
|
| 202 |
+
the shift gives the same estimate for any measure on that domain.
|
| 203 |
+
Choose $\rho_i\downarrow0$ slowly. Markov's inequality, followed by
|
| 204 |
+
a diagonal choice over the chart/bin and depth lists, selects shifts
|
| 205 |
+
with both the conditional-probability estimates and boundary masses
|
| 206 |
+
tending to zero. Common labels can use common shift variables:
|
| 207 |
+
each marginal shift remains uniform, which is all the argument uses.
|
| 208 |
+
|
| 209 |
+
Here is the comparison with an auxiliary grid at an interior depth
|
| 210 |
+
$d$. Outside negligible boundary mass, one of its cells lies inside
|
| 211 |
+
one depth-$l_-$ cell and is a union of depth-$l_+$ cells, apart from
|
| 212 |
+
the latter cells meeting its walls. The relevant relative collar
|
| 213 |
+
widths are $O(2^{l_--d})$ and $O(2^{d-l_+})$. Both tend to zero much
|
| 214 |
+
faster than the chosen $\rho_i$. Summing the martingale bin errors
|
| 215 |
+
over the contained fine cells compares the auxiliary conditional
|
| 216 |
+
law to the coarse one. The discarded mass changes the weighted
|
| 217 |
+
conditional $\ell^1$ error by at most twice that mass. This proves
|
| 218 |
+
the last assertion. The same argument compares any two of the
|
| 219 |
+
selected grids by sandwiching them between these endpoint grids.
|
| 220 |
+
\end{proof}
|
| 221 |
+
|
| 222 |
+
We make the selection convention precise for later use. All defining
|
| 223 |
+
charts, simultaneous coordinate usages, fixed bin subdivisions, and
|
| 224 |
+
depth sequences belong to countable lists. A diagonal selection
|
| 225 |
+
enforces their estimates for each fixed member; it does not assert
|
| 226 |
+
uniformity over the whole infinite list at a finite index $i$.
|
| 227 |
+
Within $[l_-,l_+]$ any fixed finite number of scales can be chosen
|
| 228 |
+
with successive ratios tending to infinity and with room at both
|
| 229 |
+
ends. For instance, use distinct fixed-fraction interpolations on
|
| 230 |
+
the logarithmic depth interval. Different arguments may reuse such
|
| 231 |
+
scales. Auxiliary grids chosen for one comparison need not define
|
| 232 |
+
the data, because Lemma~\ref{lem:plateau} compares their fixed-bin
|
| 233 |
+
laws with those of the defining grids. Such a grid may also be
|
| 234 |
+
chosen later at an interior depth not in the original list; it
|
| 235 |
+
does not change the augmented states defined below. We always let $\rho_i$ decrease
|
| 236 |
+
slowly enough to dominate the exponentially small relative collar
|
| 237 |
+
widths arising from these scale separations. None of these conventions
|
| 238 |
+
requires absolute continuity.
|
| 239 |
+
|
| 240 |
+
\subsection{The augmented probability space}
|
| 241 |
+
|
| 242 |
+
Choose a defining interior depth for every chart and selected grids
|
| 243 |
+
as above. Record at $x$ its conditional plaque probability in each
|
| 244 |
+
chart containing it, and an isolated dummy symbol for every other
|
| 245 |
+
chart. Write $Z_i(x)$ for the resulting tuple together with $x$.
|
| 246 |
+
Each plaque probability is regarded as a probability on the compact
|
| 247 |
+
closure of its coordinate domain. The countable product of these
|
| 248 |
+
compact spaces, together with the $X$ coordinate, is a separable
|
| 249 |
+
metrizable space. Tightness of $\mu_i$ therefore permits passage to
|
| 250 |
+
a subsequence for which the laws of $Z_i(x)$ converge. Denote the
|
| 251 |
+
limiting state by
|
| 252 |
+
\[
|
| 253 |
+
\omega=\bigl(x,(P^{\mathcal B})_{\mathcal B}\bigr).
|
| 254 |
+
\]
|
| 255 |
+
Its $x$ marginal is $\mu$. Fixed-bin probabilities pass to the limit:
|
| 256 |
+
the averaged plaque probability in a chart is its plaque-coordinate
|
| 257 |
+
marginal, so the null-boundary choices imply that the limiting
|
| 258 |
+
probabilities assign zero mass to the chosen bin boundaries almost
|
| 259 |
+
surely.
|
| 260 |
+
|
| 261 |
+
\begin{lemma}[Sampling one plaque probability]\label{lem:sampling}
|
| 262 |
+
In any fixed chart, conditional on its transverse coordinate $q$
|
| 263 |
+
and its own limiting probability $P^{\mathcal B}$, the sampled
|
| 264 |
+
plaque coordinate $h$ has law $P^{\mathcal B}$. In particular,
|
| 265 |
+
$h\in\supp P^{\mathcal B}$ almost surely on that chart. This assertion
|
| 266 |
+
conditions on this one probability, rather than on the entire
|
| 267 |
+
augmented state.
|
| 268 |
+
\end{lemma}
|
| 269 |
+
|
| 270 |
+
\begin{proof}
|
| 271 |
+
Let $q_i^0$ be a representative of the cell containing $q$. At the
|
| 272 |
+
sequence level, $P^{\mathcal B}_{i}$ is a function of that cell.
|
| 273 |
+
Consequently, for bounded continuous tests $f$ and $F$,
|
| 274 |
+
\[
|
| 275 |
+
\int_{\mathcal B} f(h)F(q_i^0,P^{\mathcal B}_{i})\,\dd\mu_i
|
| 276 |
+
=\int_{\mathcal B}P^{\mathcal B}_{i}(f)
|
| 277 |
+
F(q_i^0,P^{\mathcal B}_{i})\,\dd\mu_i.
|
| 278 |
+
\]
|
| 279 |
+
On compact inner boxes, replacing $q_i^0$ by $q$ incurs an error
|
| 280 |
+
tending to zero. Let $i\to\infty$ and then exhaust the chart by
|
| 281 |
+
inner boxes. Its boundary has zero limiting mass. This proves the
|
| 282 |
+
conditional-law identity. The standard support assertion for a
|
| 283 |
+
sample from a probability measure follows, for example, by using a
|
| 284 |
+
countable basis of the plaque domain.
|
| 285 |
+
\end{proof}
|
| 286 |
+
|
| 287 |
+
The remaining task in this section is to show that probabilities
|
| 288 |
+
recorded in different charts describe the same measure along a
|
| 289 |
+
plaque, up to normalization. We first isolate the estimate that
|
| 290 |
+
allows many small transverse columns to be regrouped without losing
|
| 291 |
+
control of the error.
|
| 292 |
+
|
| 293 |
+
\subsection{Aggregating fine columns into patches}
|
| 294 |
+
|
| 295 |
+
In an output chart use the defining nested grid at depths $l_-$ and
|
| 296 |
+
$l_+$. Write $E$ for a coarse cell and $e$ for a fine cell contained
|
| 297 |
+
in $E$. Fix finitely many plaque bins $J_j$, and set
|
| 298 |
+
\[
|
| 299 |
+
M_e=\mu_i(\text{$e$ column}),\qquad
|
| 300 |
+
M_{e,j}=\mu_i(\text{$e$ column with }h\in J_j),\qquad
|
| 301 |
+
P_E(j)=\Prb_i(h\in J_j\mid q\in E).
|
| 302 |
+
\]
|
| 303 |
+
Here and below the chart restriction is understood. The plateau
|
| 304 |
+
estimate is precisely
|
| 305 |
+
\begin{equation}\label{eq:mass-error}
|
| 306 |
+
\delta_i:=\sum_E\sum_{e\subset E}\sum_j
|
| 307 |
+
|M_{e,j}-M_eP_E(j)|\longrightarrow0.
|
| 308 |
+
\end{equation}
|
| 309 |
+
|
| 310 |
+
\begin{lemma}[Comparison on trimmed patches]\label{lem:patch-comparison}
|
| 311 |
+
In the preceding chart, let $p$ range over pairwise disjoint
|
| 312 |
+
measurable patches, each lying transversely in one coarse cell
|
| 313 |
+
$E(p)$. Suppose a subset of each patch has the product form
|
| 314 |
+
\[
|
| 315 |
+
p^{\mathrm{in}}=
|
| 316 |
+
\bigcup_{e\in I_p}\bigl(e\times B_p\bigr),
|
| 317 |
+
\qquad B_p=\bigcup_{j\in J(p)}J_j,
|
| 318 |
+
\]
|
| 319 |
+
and the sum of the discarded masses $\mu_i(p\setminus p^{\mathrm{in}})$
|
| 320 |
+
is at most $\epsilon$. The collections $I_p,J(p)$ may depend on
|
| 321 |
+
$i,p$, and the number of patches need not be bounded. If $L_p$ is
|
| 322 |
+
the plaque-bin law conditional on $p$, then, with errors weighted by
|
| 323 |
+
$\mu_i(p)$,
|
| 324 |
+
\[
|
| 325 |
+
L_p\quad\hbox{agrees with}\quad
|
| 326 |
+
\frac{\one_{B_p}P_{E(p)}}{P_{E(p)}(B_p)}
|
| 327 |
+
\quad\text{to total expected }\ell^1\text{ error }
|
| 328 |
+
O(\epsilon)+o(1).
|
| 329 |
+
\]
|
| 330 |
+
An arbitrary law is used if the denominator vanishes. The
|
| 331 |
+
unnormalized version is
|
| 332 |
+
\begin{equation}\label{eq:patch-unnormalized}
|
| 333 |
+
\sum_p\mu_i(p)
|
| 334 |
+
\left\|P_{E(p)}(B_p)L_p-
|
| 335 |
+
\one_{B_p}P_{E(p)}\right\|_1
|
| 336 |
+
\le O(\epsilon)+o(1).
|
| 337 |
+
\end{equation}
|
| 338 |
+
If patches and a disjoint refinement into subpatches admit such trims with the same
|
| 339 |
+
coarse cell and the same plaque-bin union, their conditional bin
|
| 340 |
+
laws agree with one another with the corresponding weighted error.
|
| 341 |
+
|
| 342 |
+
These assertions also hold for bounded continuous tests, up to their
|
| 343 |
+
uniform continuity error on the fixed bins. A test may depend on
|
| 344 |
+
the sampled point, provided its norm and continuity modulus in the
|
| 345 |
+
tested plaque variable are uniform. At the output sample,
|
| 346 |
+
$P_{E(p)}$ may be replaced in fixed-bin expressions by the recorded
|
| 347 |
+
data probability, with an additional error tending to zero.
|
| 348 |
+
\end{lemma}
|
| 349 |
+
|
| 350 |
+
\begin{proof}
|
| 351 |
+
For a trimmed patch, sum the errors in \eqref{eq:mass-error} over
|
| 352 |
+
$e\in I_p$ and $j\in J(p)$. The resulting comparison is between
|
| 353 |
+
its unnormalized bin-mass vector and
|
| 354 |
+
\[
|
| 355 |
+
\left(\sum_{e\in I_p}M_e\right)
|
| 356 |
+
\one_{B_p}P_{E(p)}.
|
| 357 |
+
\]
|
| 358 |
+
Every pair $(e,j)$ occurs in at most one trimmed patch, since those
|
| 359 |
+
sets are disjoint. Hence the total unnormalized error is at most
|
| 360 |
+
$\delta_i$. Restoring discarded mass adds at most $\epsilon$.
|
| 361 |
+
For two nonnegative finite vectors $v,w$, comparison after
|
| 362 |
+
normalization, weighted by $\|v\|_1$, costs at most
|
| 363 |
+
$2\|v-w\|_1$; this follows by adding and subtracting
|
| 364 |
+
$w/\|v\|_1$. The same inequality covers zero mass by an arbitrary
|
| 365 |
+
choice of normalized vector. It proves the first assertion and,
|
| 366 |
+
on multiplying by $P_{E(p)}(B_p)\le1$, proves
|
| 367 |
+
\eqref{eq:patch-unnormalized}.
|
| 368 |
+
|
| 369 |
+
Apply the same argument separately to patches and subpatches and
|
| 370 |
+
use their common restricted vector $P_E|_{B_p}$ to obtain their
|
| 371 |
+
comparison. Approximating a continuous test by its values on bins
|
| 372 |
+
gives the remaining test assertion. The bound is in $\ell^1$, so it
|
| 373 |
+
is uniform over all choices of bounded bin values, including values
|
| 374 |
+
depending on the sample. Finally, the plateau controls the expected
|
| 375 |
+
fixed-bin distance between the coarse conditional vector and the
|
| 376 |
+
recorded vector. Restricting to disjoint patches does not increase
|
| 377 |
+
that expectation.
|
| 378 |
+
\end{proof}
|
| 379 |
+
|
| 380 |
+
In applications the bins and charts are fixed first. Their sizes
|
| 381 |
+
may then be chosen sufficiently small to achieve any prescribed
|
| 382 |
+
limsup error, after which $i$ tends to infinity. Thus ``arbitrarily
|
| 383 |
+
small error'' below means an actual bound by a prescribed
|
| 384 |
+
$\epsilon>0$ in this order of choices. It is not a claim about
|
| 385 |
+
uniform convergence over all subdivisions.
|
| 386 |
+
|
| 387 |
+
\subsection{Projective agreement and diagonal motions}
|
| 388 |
+
|
| 389 |
+
Center the probability in a $V$ chart at its sampled point: if the
|
| 390 |
+
sample has group coordinate $h_s$, the group displacement of $h$ is
|
| 391 |
+
$h_s^{-1}h$. For a smoothly reparametrized chart, use the corresponding
|
| 392 |
+
group elements in this formula. Two nonzero measures on a common
|
| 393 |
+
domain agree \emph{projectively} if one is a positive scalar multiple
|
| 394 |
+
of the other there.
|
| 395 |
+
|
| 396 |
+
\begin{proposition}[Comparison of plaque data]\label{prop:plaque-comparison}
|
| 397 |
+
For the augmented limit constructed above the following assertions
|
| 398 |
+
hold.
|
| 399 |
+
\begin{enumerate}
|
| 400 |
+
\item For every pattern group $V$, its centered probabilities in
|
| 401 |
+
different charts agree projectively on their common plaque sheet
|
| 402 |
+
near the sampled point. They extend to a measurable nonzero
|
| 403 |
+
projective locally finite measure $m^V_\omega$ on $V$, with
|
| 404 |
+
$1\in\supp m^V_\omega$. The chart probabilities represent its
|
| 405 |
+
restrictions on all bounded displacement ranges contained in their
|
| 406 |
+
plaque domains.
|
| 407 |
+
\item Fix $b\in L$. In every subsequential joint limit of
|
| 408 |
+
\[
|
| 409 |
+
\bigl(Z_i(x),Z_i(xa(b))\bigr),\qquad x\sim\mu_i,
|
| 410 |
+
\]
|
| 411 |
+
the two $V$ measures are related projectively by the pushforward
|
| 412 |
+
under $v\mapsto a(-b)va(b)$.
|
| 413 |
+
\item Fix a root $\beta$ and an interior time scale $R$ with room
|
| 414 |
+
for interior depths on both sides. For every fixed $C<\infty$ and
|
| 415 |
+
every sequence
|
| 416 |
+
\[
|
| 417 |
+
b_i\in\ker\beta,\qquad \|b_i\|\le CR_i,
|
| 418 |
+
\]
|
| 419 |
+
the measures $m^{U_\beta}$ in every subsequential joint limit of
|
| 420 |
+
$\bigl(Z_i(x),Z_i(xa(b_i))\bigr)$ agree projectively. This assertion
|
| 421 |
+
holds for every such sequence $b_i$; the defining grids and state
|
| 422 |
+
construction are unchanged.
|
| 423 |
+
\end{enumerate}
|
| 424 |
+
\end{proposition}
|
| 425 |
+
|
| 426 |
+
\begin{proof}
|
| 427 |
+
We prove one local comparison that covers all three assertions. The
|
| 428 |
+
motion is either the identity, a fixed $a(b)$, or $a(b_i)$ with
|
| 429 |
+
$b_i\in\ker\beta$ and $V=U_\beta$. Denote its induced conjugation on
|
| 430 |
+
$V$ by $c$. In the first two cases $c$ is fixed; in the third case
|
| 431 |
+
$c$ is the identity.
|
| 432 |
+
|
| 433 |
+
We display the geometry in group-element plaque coordinates. For
|
| 434 |
+
a reparametrized chart, write its original coordinate as $t\in B_0$
|
| 435 |
+
and its group element as $h=r_q(t)$, where the maps $r_q$ and their
|
| 436 |
+
inverses are smooth on the fixed extended chart. Its group-coordinate
|
| 437 |
+
domain is $B(q)=r_q(B_0)$; for a multiplication chart $B(q)$ is
|
| 438 |
+
constant. The conditional probabilities and bins remain in the
|
| 439 |
+
original fixed coordinates. When converting a probability to group
|
| 440 |
+
coordinates at a sample, use $r_{q_s}$. Across a depth-$F$ cell this
|
| 441 |
+
conversion differs from the actual $r_q$ by $O(2^{-F})$, which has
|
| 442 |
+
vanishing effect on every continuous test considered below.
|
| 443 |
+
|
| 444 |
+
In the long-motion case choose an input
|
| 445 |
+
transverse depth $F$ with
|
| 446 |
+
\begin{equation}\label{eq:comparison-scales}
|
| 447 |
+
l_-\prec R\prec F\prec l_+,
|
| 448 |
+
\end{equation}
|
| 449 |
+
For a fixed motion, it suffices to take $l_-\prec F\prec l_+$;
|
| 450 |
+
all factors $\exp(O(R))$ below are then bounded constants.
|
| 451 |
+
The depth-$F$ input grid may be an auxiliary grid selected for this
|
| 452 |
+
comparison. Thus $R$ and $F$ need not belong to the countable list
|
| 453 |
+
used to define the states; Lemma~\ref{lem:plateau} compares the
|
| 454 |
+
auxiliary laws back to the recorded ones. Its boundary selection
|
| 455 |
+
uses $\mu_i$ and the scale bound, and does not depend on the
|
| 456 |
+
particular $b_i$ within that bound.
|
| 457 |
+
The input patches are the depth-$F$ transverse cells times the full
|
| 458 |
+
plaque-coordinate domain. Their conditional laws are the input
|
| 459 |
+
probabilities at depth $F$.
|
| 460 |
+
|
| 461 |
+
\smallskip\noindent
|
| 462 |
+
\emph{Fitting the images into output charts.}
|
| 463 |
+
Choose input inner charts and fixed displacement test ranges first.
|
| 464 |
+
An input chart may have any fixed plaque extension needed for these
|
| 465 |
+
ranges. By Lemma~\ref{lem:no-periods}, output inner charts can be
|
| 466 |
+
chosen whose outer charts accommodate the entire image plaque
|
| 467 |
+
range, with a margin. A finite such cover omits arbitrarily small
|
| 468 |
+
limiting mass. The output distribution is again $\mu_i$, so the
|
| 469 |
+
same is true for the sequence. If an image patch meets one of these
|
| 470 |
+
inner charts, its whole image fits in the corresponding outer chart
|
| 471 |
+
for all sufficiently large $i$. This last assertion follows from
|
| 472 |
+
the transverse diameter estimate below. Assign such patches to
|
| 473 |
+
output charts, or work with each applicable pair of charts; the
|
| 474 |
+
finite number of pairs only multiplies error bounds by a fixed
|
| 475 |
+
constant.
|
| 476 |
+
|
| 477 |
+
More precisely, let $B(q)$ and $B'(q')$ be the full input and output
|
| 478 |
+
domains in group coordinates, and let $(q_s,h_s),(q'_s,h'_s)$ be the
|
| 479 |
+
two samples. The output extension is required to contain
|
| 480 |
+
\begin{equation}\label{eq:full-plaque-margin}
|
| 481 |
+
h'_s\,c\bigl(h_s^{-1}\overline{B(q_s)}\bigr)\subset B'(q'_s)
|
| 482 |
+
\quad\text{with a positive boundary margin}.
|
| 483 |
+
\end{equation}
|
| 484 |
+
This condition concerns the entire input plaque domain. It is an
|
| 485 |
+
open condition on the paired sample coordinates: the domains are
|
| 486 |
+
smooth images of fixed compact closures. Their possible centered
|
| 487 |
+
ranges lie in a fixed compact subset of $V$, so the extension lemma
|
| 488 |
+
supplies output covers with this property.
|
| 489 |
+
|
| 490 |
+
In the two charts the map has the form
|
| 491 |
+
\begin{equation}\label{eq:plaque-transition}
|
| 492 |
+
(q,h)\longmapsto\bigl(\theta_i(q),\,d_i(q)c(h)\bigr).
|
| 493 |
+
\end{equation}
|
| 494 |
+
The first coordinate is independent of $h$, because the motion
|
| 495 |
+
normalizes $V$. The factor $d_i(q)$ is a left translation in $V$.
|
| 496 |
+
It remains in a fixed compact set on the comparisons in question:
|
| 497 |
+
both plaque-coordinate ranges and $c$ are fixed. For the varying
|
| 498 |
+
motion, right multiplication and its inverse have differential norm
|
| 499 |
+
at most $\exp(O(R))$ in a left invariant metric on $G$ and the
|
| 500 |
+
induced quotient metric. Fixed chart changes have bounded
|
| 501 |
+
differentials. Consequently both $\theta_i(q)$ and $d_i(q)$ vary over an
|
| 502 |
+
input cell by
|
| 503 |
+
\begin{equation}\label{eq:transverse-image-width}
|
| 504 |
+
O\bigl(2^{-F}\exp(O(R))\bigr)=o(2^{-l_-}).
|
| 505 |
+
\end{equation}
|
| 506 |
+
For reparametrized charts, the input domains $B(q)$ also vary by
|
| 507 |
+
$O(2^{-F})$ over the cell, and their admitted output ranges vary by
|
| 508 |
+
$O(2^{-F}\exp(O(R)))$. The fixed boundary margins absorb these
|
| 509 |
+
variations. Thus the same estimate applies to those charts.
|
| 510 |
+
The same bounds hold for pullbacks of paths in the extended charts.
|
| 511 |
+
They justify following one plaque sheet throughout its prescribed
|
| 512 |
+
range, rather than including a different sheet at a return of the
|
| 513 |
+
orbit. They also justify the fitting assertion: vary $q$ along the
|
| 514 |
+
short path in its input cell and then follow the fixed plaque range
|
| 515 |
+
inside the output extension.
|
| 516 |
+
|
| 517 |
+
On one such patch, $\theta_i$ is injective. To see this, the admitted
|
| 518 |
+
output plaque ranges have a common open subset, by the margin and
|
| 519 |
+
the small variation of $d_i(q)$. If two transverse inputs had the
|
| 520 |
+
same image, one could choose the same output plaque point in this
|
| 521 |
+
common subset, contradicting injectivity of the motion and of the
|
| 522 |
+
input chart. This observation permits product trims in output
|
| 523 |
+
coordinates, even if many distinct input patches return to the
|
| 524 |
+
same output box.
|
| 525 |
+
|
| 526 |
+
\smallskip\noindent
|
| 527 |
+
\emph{Trimming to fine columns and fixed plaque bins.}
|
| 528 |
+
Discard image patches meeting a coarse transverse wall. By
|
| 529 |
+
\eqref{eq:transverse-image-width}, every point of such a patch is in
|
| 530 |
+
a collar whose relative width tends to zero. The grid convention,
|
| 531 |
+
applied to the output distribution $\mu_i$, makes the discarded
|
| 532 |
+
mass $o(1)$. Each remaining patch lies transversely in one coarse
|
| 533 |
+
cell $E$.
|
| 534 |
+
|
| 535 |
+
Take fine transverse cells whose closures lie in its projected
|
| 536 |
+
transverse range, and plaque bins admitted over the whole range.
|
| 537 |
+
Their products form an inner set as in
|
| 538 |
+
Lemma~\ref{lem:patch-comparison}. Here are the two loss estimates.
|
| 539 |
+
First, a path varying the transverse output coordinate through one
|
| 540 |
+
fine cell pulls back a distance
|
| 541 |
+
\begin{equation}\label{eq:fine-pullback-width}
|
| 542 |
+
O\bigl(2^{-l_+}\exp(O(R))\bigr)=o(2^{-F}).
|
| 543 |
+
\end{equation}
|
| 544 |
+
Away from the input cell walls and a fixed small collar of the
|
| 545 |
+
input chart boundary, it therefore stays in the input transverse
|
| 546 |
+
range and in the chart. Input grid-wall loss is $o(1)$ by the
|
| 547 |
+
selected shifts; chart-boundary loss can be made arbitrarily small
|
| 548 |
+
by its null limiting mass. This verifies that almost all sampled
|
| 549 |
+
fine transverse cells are admitted.
|
| 550 |
+
|
| 551 |
+
Second, on each plaque the transformation in
|
| 552 |
+
\eqref{eq:plaque-transition} has bounded distortion, uniformly in
|
| 553 |
+
$i$, and its dependence on $q$ tends to zero over the patch. A
|
| 554 |
+
sample away from a small collar of the input plaque boundary thus
|
| 555 |
+
lies in an output plaque bin admitted over the whole transverse
|
| 556 |
+
range, provided the fixed bins are chosen sufficiently fine. The
|
| 557 |
+
collar has arbitrarily small sampling mass, again by the fixed
|
| 558 |
+
null-boundary choice. For a reparametrized chart these collars are
|
| 559 |
+
pulled back to its original fixed coordinate boundaries, which
|
| 560 |
+
have zero limiting mass. Continuous tests expressed in the fixed
|
| 561 |
+
coordinates pull back with uniform continuity moduli on the compact
|
| 562 |
+
chart ranges.
|
| 563 |
+
This gives arbitrarily small total trim loss.
|
| 564 |
+
No bound on the number of patches is involved.
|
| 565 |
+
|
| 566 |
+
\smallskip\noindent
|
| 567 |
+
\emph{Comparing the conditional laws.}
|
| 568 |
+
The image of $\mu_i$ restricted to an input patch is exactly
|
| 569 |
+
$\mu_i$ restricted to its image, by $A$ invariance (or trivially for
|
| 570 |
+
the identity motion). Apply Lemma~\ref{lem:patch-comparison} to its
|
| 571 |
+
trim. The input patch law, converted by
|
| 572 |
+
\eqref{eq:plaque-transition}, agrees with $P_E$ restricted to the
|
| 573 |
+
admitted bins, up to arbitrarily small weighted error.
|
| 574 |
+
|
| 575 |
+
To express this without dividing by a possibly small admitted
|
| 576 |
+
mass, take two continuous displacement tests $f,\phi$ supported
|
| 577 |
+
with margin inside the input plaque range. Their output bin
|
| 578 |
+
approximations are wholly inside the admitted bins. The
|
| 579 |
+
unnormalized comparison says that each input test integral,
|
| 580 |
+
multiplied by $P_E(B_p)$, agrees with the corresponding output
|
| 581 |
+
$P_E$ integral. Cross-multiplication therefore gives
|
| 582 |
+
\begin{equation}\label{eq:projective-cross-products}
|
| 583 |
+
P_{\mathrm{in}}(f)P_{\mathrm{out}}(\phi\circ c^{-1})
|
| 584 |
+
-P_{\mathrm{in}}(\phi)P_{\mathrm{out}}(f\circ c^{-1})
|
| 585 |
+
\longrightarrow0
|
| 586 |
+
\end{equation}
|
| 587 |
+
in probability on the compared samples. All integrals here are in
|
| 588 |
+
displacement coordinates centered at the respective samples.
|
| 589 |
+
The small $q$ variation changes the tests by a uniformly vanishing
|
| 590 |
+
amount; sample-dependent centering is permitted by the uniform
|
| 591 |
+
test assertion in Lemma~\ref{lem:patch-comparison}. The input
|
| 592 |
+
depth-$F$ law can be replaced by its recorded probability by
|
| 593 |
+
Lemma~\ref{lem:plateau}; the output coarse law can be replaced by
|
| 594 |
+
the output recorded probability by the same lemma. This proves
|
| 595 |
+
\eqref{eq:projective-cross-products} for the data that actually
|
| 596 |
+
define the states.
|
| 597 |
+
|
| 598 |
+
For completeness, the errors just used are localized as follows.
|
| 599 |
+
Fix a pair of charts and open conditions placing the samples in
|
| 600 |
+
inner boxes, requiring the full-plaque margin
|
| 601 |
+
\eqref{eq:full-plaque-margin}, and placing the displacement test
|
| 602 |
+
supports inside the input plaque range with positive margins.
|
| 603 |
+
The patch fits and trims hold for all sequence samples satisfying
|
| 604 |
+
these conditions, uniformly for
|
| 605 |
+
the chosen motion bound. Trim accuracy may be made arbitrarily
|
| 606 |
+
good independently of the fixed cover or these margin conditions.
|
| 607 |
+
Thus the cross-product discrepancy tends to zero in probability
|
| 608 |
+
on each such event. Exhaust by stricter margins and use continuous
|
| 609 |
+
tests on compact inner boxes. Every joint distributional limit
|
| 610 |
+
satisfies the corresponding exact identity there, since its tests
|
| 611 |
+
and coordinate changes are continuous. Countably many charts,
|
| 612 |
+
margin conditions, and tests suffice.
|
| 613 |
+
|
| 614 |
+
\smallskip\noindent
|
| 615 |
+
\emph{Gluing along one plaque.}
|
| 616 |
+
Apply this result first to the identity motion. Compare any chart
|
| 617 |
+
at the sample with a chart extending far enough to contain its
|
| 618 |
+
bounded plaque domain. By Lemma~\ref{lem:sampling}, each probability
|
| 619 |
+
has positive mass on every neighborhood of the sampled point.
|
| 620 |
+
Choose a nonnegative continuous test supported in a common such
|
| 621 |
+
neighborhood and positive at that point. Its integral is positive
|
| 622 |
+
for both probabilities. The cross-product identities then give
|
| 623 |
+
projective agreement for every continuous test with compact support
|
| 624 |
+
in the first plaque domain.
|
| 625 |
+
|
| 626 |
+
To compare two bounded domains, use a single extension containing
|
| 627 |
+
both, on the same plaque sheet. Exhaust $V$ by compact connected
|
| 628 |
+
coordinate ranges containing $1$ in their interiors. Successive
|
| 629 |
+
extensions agree after normalization near $1$, and so define a
|
| 630 |
+
locally finite measure on the union. Local finiteness follows
|
| 631 |
+
because each compact set lies in one extension carrying a finite
|
| 632 |
+
chart probability with a finite positive normalization factor.
|
| 633 |
+
The identity lies in its support by the sampling lemma. This
|
| 634 |
+
construction does not require chaining through intermediate support
|
| 635 |
+
points: each comparison uses a chart containing both the identity
|
| 636 |
+
neighborhood and the entire displacement range in question.
|
| 637 |
+
Using countably many tests and choosing normalizing bumps from a
|
| 638 |
+
countable collection makes the resulting projective measure
|
| 639 |
+
measurable.
|
| 640 |
+
|
| 641 |
+
\smallskip\noindent
|
| 642 |
+
\emph{Equivariance, including the long motion.}
|
| 643 |
+
For a fixed diagonal motion, the same cross-product identities
|
| 644 |
+
give pushforward by $c(v)=a(-b)va(b)$, first on bounded test ranges
|
| 645 |
+
and then globally by the extensions just constructed. For the
|
| 646 |
+
varying motion in $\ker\beta$, $c$ is the identity, and all estimates
|
| 647 |
+
above are uniform for $\|b_i\|\le CR_i$: the only growing chart cost
|
| 648 |
+
is $\exp(O(R_i))$, dominated by
|
| 649 |
+
\eqref{eq:comparison-scales}. In a paired-state limit the second
|
| 650 |
+
base point need not be a fixed function of the first. This causes
|
| 651 |
+
no difficulty. The local identities hold on every paired open
|
| 652 |
+
margin event, and these events exhaust probability one because
|
| 653 |
+
both marginals admit the required extended charts. Their exact
|
| 654 |
+
identities therefore hold in every such limit. Since the argument
|
| 655 |
+
applies to an arbitrary sequence $b_i$ under the displayed bound,
|
| 656 |
+
it proves the last assertion with the stated quantifiers.
|
| 657 |
+
\end{proof}
|
| 658 |
+
|
| 659 |
+
The measures $m^V_\omega$ retain information obtained by conditioning
|
| 660 |
+
the original sequence, while having the chart consistency and
|
| 661 |
+
diagonal comparison properties of ordinary plaque measures. The
|
| 662 |
+
next step is to relate the data for different pattern groups;
|
| 663 |
+
that requires a product argument, rather than a further change of
|
| 664 |
+
coordinates.
|