Add preprints files (part 2)
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- .gitattributes +20 -0
- preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/README.md +18 -0
- preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/application.tex +204 -0
- preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/correction.tex +295 -0
- preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/cyclic-obstruction.tex +406 -0
- preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/division-realization.tex +240 -0
- preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/formal-generic.tex +406 -0
- preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/generation.tex +310 -0
- preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/global-defect.tex +298 -0
- preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/introduction.tex +139 -0
- preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/lifting.tex +81 -0
- preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/linkage.tex +317 -0
- preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/responses.tex +312 -0
- preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/transfer.tex +250 -0
- preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/paper.pdf +3 -0
- preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/README.md +18 -0
- preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/build/construction.tex +857 -0
- preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/build/figures/two-coordinates.tex +19 -0
- preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/build/incidence.tex +707 -0
- preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/build/linecover.tex +447 -0
- preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/build/paper.tex +301 -0
- preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/build/references.bib +390 -0
- preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/build/selection.tex +538 -0
- preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/paper.pdf +3 -0
- preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/README.md +18 -0
- preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/figures/tower.tex +20 -0
- preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/main.tex +20 -0
- preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/preamble.tex +27 -0
- preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/references.bib +148 -0
- preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/sections/01-introduction.tex +131 -0
- preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/sections/02-tower.tex +257 -0
- preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/sections/03-plus.tex +117 -0
- preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/sections/04-construction.tex +189 -0
- preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/wall-d2-counterexample.pdf +3 -0
- preprints/A-Counterexample-to-the-Group-Ring-Determinant-Conjecture-September-23-2026/README.md +18 -0
- preprints/A-Counterexample-to-the-Group-Ring-Determinant-Conjecture-September-23-2026/build/main.tex +615 -0
- preprints/A-Counterexample-to-the-Group-Ring-Determinant-Conjecture-September-23-2026/build/references.bib +108 -0
- preprints/A-Counterexample-to-the-Group-Ring-Determinant-Conjecture-September-23-2026/paper.pdf +3 -0
- preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/README.md +20 -0
- preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/figures/double-ray.tex +30 -0
- preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/paper.tex +99 -0
- preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/references.bib +83 -0
- preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/sections/01-introduction.tex +202 -0
- preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/sections/02-matroids.tex +119 -0
- preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/sections/03-filters.tex +278 -0
- preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/sections/04-local-bases.tex +332 -0
- preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/sections/05-assembly.tex +342 -0
- preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/sections/06-counterexample.tex +153 -0
- preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/sections/07-consequences.tex +48 -0
- preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/paper.pdf +3 -0
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preprints/A-Counterexample-to-Kaplanskys-Direct-Finiteness-Conjecture-in-Characteristic-Two-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Counterexample-to-Kaplanskys-Direct-Finiteness-Conjecture-in-Odd-Characteristic-September-26-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-counterexample-to-Kaplanskys-quasitrace-conjecture-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Counterexample-to-Kaplanskys-Direct-Finiteness-Conjecture-in-Characteristic-Two-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Counterexample-to-Kaplanskys-Direct-Finiteness-Conjecture-in-Odd-Characteristic-September-26-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-counterexample-to-Kaplanskys-quasitrace-conjecture-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-counterexample-to-Naimarks-problem-in-ZFC-September-24-2026/naimark-counterexample-zfc.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-counterexample-to-Sidorenkos-conjecture-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-counterexample-to-Tachikawas-second-conjecture-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-counterexample-to-the-coarse-Novikov-conjecture-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-counterexample-to-the-Colin-de-Verdiere-chromatic-conjecture-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Counterexample-to-the-Group-Ring-Determinant-Conjecture-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-counterexample-to-the-Monge-ansatz-for-the-three-marginal-Coulomb-cost-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-counterexample-to-the-nearby-Lagrangian-conjecture-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/wall-d2-counterexample.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-cubic-lower-bound-for-border-determinantal-complexity-of-the-permanent-September-24-2026/A-cubic-lower-bound-for-border-determinantal-complexity-of-the-permanent-September-24-2026.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Cyclic-Polytabloid-Proof-of-Saxls-Conjecture-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-degenerate-counterexample-to-the-critical-number-Arnold-bound-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-density-uniform-condensate-bound-for-dilute-Bose-gases-September-27-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-dimension-free-logarithmic-Sobolev-inequality-for-subgaussian-log-concave-measures-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Direct-Proof-of-Optimal-Max-Cut-Hardness-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-direct-proof-of-the-complete-Crouzeix-inequality-September-26-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-directional-zero-one-law-for-finite-range-dependent-random-environments-October-5-2026/directional-zero-one-finite-range.pdf filter=lfs diff=lfs merge=lfs -text
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preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/README.md
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# [A Counterexample to Kurosh’s Division-Ring Problem](paper.pdf)
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**Author:** OpenAI
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**Date:** September 23, 2026
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## Citation
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```bibtex
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@misc{OAI:A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026,
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author = {{OpenAI}},
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title = {{A Counterexample to Kurosh's Division-Ring Problem}},
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howpublished = {OpenAI Math Release preprint
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\href{https://github.com/openai/math/blob/main/preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/paper.pdf}{OAI:A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026}},
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year = {2026}
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}
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```
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preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/application.tex
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\section{The countable construction and the actual center}
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\label{sec:countable-construction}
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We now apply Theorem~\ref{thm:lifting} repeatedly. Recall its
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full conclusion: from a finite-dimensional central division algebra $A/k$
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and a tuple of free series $X$ whose constant term generates $A$ and whose
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two linear coefficients are independent modulo inner directions, it
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produces such a tuple over a countable extension $k'$ and a central
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division algebra of strictly larger degree. It preserves every old
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polynomial identity and gives a monic algebraic relation for any chosen
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series $w$. The countability, generation, and two-direction conclusions
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are all needed to iterate this theorem.
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The resulting division algebras need not embed in one another. We use
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an ultraproduct to retain their polynomial relations, and then prove
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separately that the resulting algebra has infinite dimension over its
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actual center.
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\subsection{Scheduling all polynomial expressions}
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Start with
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\[
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k_0=\overline{\mathbb Q},\qquad A_0=k_0,\qquad
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X^{(0)}=(z_1,z_2).
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\]
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Its constant pair $(0,0)$ generates $k_0$ as a unital $k_0$-algebra.
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The inner-direction space is zero, and its two linear coefficients
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$(1,0)$ and $(0,1)$ are independent. Thus it satisfies the hypotheses
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of Theorem~\ref{thm:lifting}.
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Inductively we obtain countable fields
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\[
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k_0\subseteq k_1\subseteq k_2\subseteq\cdots,
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\]
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finite-dimensional central division algebras $A_i/k_i$ of strictly
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increasing degrees, and pairs
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\[
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X^{(i)}\in A_i\langle\!\langle z_1,z_2\rangle\!\rangle^2
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\]
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satisfying the same generation and transverse-independence hypotheses.
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Write $(x_i,y_i)=X^{(i)}_0$ for the constant pair; in particular,
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\begin{equation}
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A_i=k_i[x_i,y_i].
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| 44 |
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\label{eq:stage-generation}
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| 45 |
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\end{equation}
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Here is a schedule that ensures algebraicity of every expression
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needed in the limit. When $k_i$ has been constructed, enumerate the
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| 49 |
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countable set $k_i\langle x,y\rangle$ as
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| 50 |
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$(p_{i,j})_{j\geq0}$. Enumerate the pairs $(i,j)\in\mathbb N^2$ by
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| 51 |
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increasing $i+j$, in a fixed order within each diagonal. If $(i_n,j_n)$
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is the $n$th pair, beginning at $n=0$, then $i_n\leq n$.
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| 53 |
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At stage $n$, apply the lifting theorem to
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\[
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w=p_{i_n,j_n}(X^{(n)}).
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\]
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This expression is defined over $k_n$, since $k_{i_n}\subseteq k_n$.
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| 58 |
+
The identity $w-p_{i_n,j_n}(X^{(n)})=0$ is preserved, so the new relation
|
| 59 |
+
for the lifted $w$ gives a nonzero monic polynomial
|
| 60 |
+
\[
|
| 61 |
+
q_{i_n,j_n}(t)\in k_{n+1}[t]
|
| 62 |
+
\]
|
| 63 |
+
such that
|
| 64 |
+
\begin{equation}
|
| 65 |
+
q_{i_n,j_n}\bigl(p_{i_n,j_n}(X^{(n+1)})\bigr)=0.
|
| 66 |
+
\label{eq:retained-formal-relation}
|
| 67 |
+
\end{equation}
|
| 68 |
+
Every later lifting preserves this polynomial identity, now regarded
|
| 69 |
+
over its coefficient field $k_{n+1}$. Taking constant terms shows that
|
| 70 |
+
the corresponding identity holds at $(x_h,y_h)$ for every $h\geq n+1$.
|
| 71 |
+
Each polynomial over each $k_i$ is treated at a finite stage.
|
| 72 |
+
|
| 73 |
+
\subsection{A two-generated algebraic division ring}
|
| 74 |
+
|
| 75 |
+
Fix a nonprincipal ultrafilter $\mathcal U$ on $\mathbb N$ and form
|
| 76 |
+
(see \cite{Keisler2010} for the general construction)
|
| 77 |
+
\[
|
| 78 |
+
\mathcal D=\prod_{i\geq0} A_i\big/\mathcal U.
|
| 79 |
+
\]
|
| 80 |
+
Here two sequences represent the same element when their equality set
|
| 81 |
+
belongs to $\mathcal U$. This is a division ring: a nonzero class has
|
| 82 |
+
nonzero coordinates on a set in $\mathcal U$, and taking their
|
| 83 |
+
coordinatewise inverses on that set gives its inverse.
|
| 84 |
+
|
| 85 |
+
Put $k_\infty=\bigcup_i k_i$. An element $c\in k_j$ determines a class
|
| 86 |
+
in $\mathcal D$ by taking its image in the central field $k_i\subset A_i$
|
| 87 |
+
for $i\geq j$ and choosing arbitrary coordinates at the finitely many
|
| 88 |
+
earlier indices. These classes are independent of the early choices
|
| 89 |
+
and of $j$. They define a central field embedding
|
| 90 |
+
\[
|
| 91 |
+
k_\infty\hookrightarrow\mathcal D:
|
| 92 |
+
\]
|
| 93 |
+
the field operations agree at every sufficiently large index, and a
|
| 94 |
+
nonzero field element stays nonzero at all those indices. This
|
| 95 |
+
construction uses only the inclusions of coefficient fields; it does
|
| 96 |
+
not require embeddings between the algebras $A_i$.
|
| 97 |
+
|
| 98 |
+
Let
|
| 99 |
+
\[
|
| 100 |
+
x=[(x_i)_i],\qquad y=[(y_i)_i],\qquad
|
| 101 |
+
R=k_\infty[x,y]\subseteq\mathcal D.
|
| 102 |
+
\]
|
| 103 |
+
Every $r\in R$ has the form $p(x,y)$ for some
|
| 104 |
+
$p\in k_j\langle x,y\rangle$. The schedule and
|
| 105 |
+
\eqref{eq:retained-formal-relation} provide a nonzero monic polynomial
|
| 106 |
+
$q\in k_h[t]$, for a suitable $h$, such that
|
| 107 |
+
$q(p(x_i,y_i))=0$ at every sufficiently large index. Therefore
|
| 108 |
+
$q(r)=0$ in $\mathcal D$. Every element of $R$ is algebraic over
|
| 109 |
+
$k_\infty$.
|
| 110 |
+
|
| 111 |
+
This already makes $R$ a division ring. For $0\ne r\in R$, choose a
|
| 112 |
+
nonzero relation of least degree
|
| 113 |
+
\[
|
| 114 |
+
a_0+a_1r+\cdots+a_nr^n=0,
|
| 115 |
+
\qquad a_j\in k_\infty.
|
| 116 |
+
\]
|
| 117 |
+
Its constant coefficient is nonzero: otherwise multiplication by
|
| 118 |
+
$r^{-1}$ in the ambient division ring $\mathcal D$ would give a shorter
|
| 119 |
+
relation. Consequently
|
| 120 |
+
\[
|
| 121 |
+
r^{-1}=-a_0^{-1}(a_1+a_2r+\cdots+a_nr^{n-1})\in R.
|
| 122 |
+
\]
|
| 123 |
+
Since $k_\infty$ is countable and $R$ is generated by two elements as an
|
| 124 |
+
algebra, $R$ is countable. Its characteristic is zero.
|
| 125 |
+
|
| 126 |
+
\subsection{Infinite dimension and passage to the center}
|
| 127 |
+
|
| 128 |
+
We first prove
|
| 129 |
+
\begin{equation}
|
| 130 |
+
[R:k_\infty]=\infty.
|
| 131 |
+
\label{eq:infinite-auxiliary-dimension}
|
| 132 |
+
\end{equation}
|
| 133 |
+
For each $i$ and $\ell\geq0$, let $V_{i,\ell}$ be the $k_i$-span of the
|
| 134 |
+
words in $x_i,y_i$ of length at most $\ell$, including the empty word
|
| 135 |
+
$1$. If $V_{i,\ell}=V_{i,\ell+1}$, then $V_{i,\ell}$ is stable under
|
| 136 |
+
right multiplication by $x_i$ and $y_i$ and contains every word.
|
| 137 |
+
By \eqref{eq:stage-generation}, it equals $A_i$. Until this happens,
|
| 138 |
+
the dimensions increase strictly, starting from $1$.
|
| 139 |
+
|
| 140 |
+
Fix $\ell$. The dimensions $[A_i:k_i]$ tend to infinity, so
|
| 141 |
+
\[
|
| 142 |
+
\dim_{k_i}V_{i,\ell}\geq\ell+1
|
| 143 |
+
\]
|
| 144 |
+
for every sufficiently large $i$. There are only finitely many
|
| 145 |
+
subsets of size $\ell+1$ in the finite list of words of length at most
|
| 146 |
+
$\ell$. The ultrafilter therefore selects one fixed subset
|
| 147 |
+
$w_0,\ldots,w_\ell$ that is linearly independent at a set of stages
|
| 148 |
+
belonging to $\mathcal U$.
|
| 149 |
+
|
| 150 |
+
These same words are independent over the embedded $k_\infty$ in $R$.
|
| 151 |
+
Indeed, the coefficients of a putative relation
|
| 152 |
+
\[
|
| 153 |
+
\sum_{j=0}^{\ell} c_j w_j(x,y)=0
|
| 154 |
+
\]
|
| 155 |
+
all belong to one field $k_h$. Equality in the ultraproduct holds on
|
| 156 |
+
a set in $\mathcal U$. Intersecting it with the independence set and
|
| 157 |
+
the tail $i\geq h$ gives a nonempty set where stage independence
|
| 158 |
+
forces every $c_j$ to vanish. Thus $R$ has arbitrarily large finite
|
| 159 |
+
linearly independent sets, proving
|
| 160 |
+
\eqref{eq:infinite-auxiliary-dimension}.
|
| 161 |
+
|
| 162 |
+
Finally let $F=Z(R)$ be the actual center. It contains $k_\infty$ and
|
| 163 |
+
is algebraic over $k_\infty$, since every element of $R$ is. In
|
| 164 |
+
particular, every element of $R$ is algebraic over $F$. Also
|
| 165 |
+
\[
|
| 166 |
+
R=k_\infty[x,y]=F[x,y]=F(x,y),
|
| 167 |
+
\]
|
| 168 |
+
because $F\subseteq R$ and $R$ is already a division ring.
|
| 169 |
+
|
| 170 |
+
We use finite descent of the multiplication table and generator
|
| 171 |
+
coordinates; compare the proof of the local-finiteness criterion in
|
| 172 |
+
\cite[Section~4]{DeoBienHai2019}. Suppose, for a contradiction, that
|
| 173 |
+
$[R:F]=n<\infty$. Choose an
|
| 174 |
+
$F$-basis $b_1=1,b_2,\ldots,b_n$ of $R$, and write
|
| 175 |
+
\[
|
| 176 |
+
b_i b_j=\sum_{h=1}^n c_{ijh}b_h,
|
| 177 |
+
\qquad
|
| 178 |
+
x=\sum_{h=1}^n u_hb_h,
|
| 179 |
+
\qquad
|
| 180 |
+
y=\sum_{h=1}^n v_hb_h,
|
| 181 |
+
\]
|
| 182 |
+
with all coefficients in $F$. Let $E$ be the subfield of $F$
|
| 183 |
+
generated over $k_\infty$ by these finitely many coefficients.
|
| 184 |
+
Algebraicity gives $[E:k_\infty]<\infty$. The space
|
| 185 |
+
\[
|
| 186 |
+
B=\sum_{h=1}^n E b_h
|
| 187 |
+
\]
|
| 188 |
+
contains $1,x,y$ and is closed under multiplication by the displayed
|
| 189 |
+
structure constants. It is therefore a $k_\infty$-subalgebra of $R$
|
| 190 |
+
containing $k_\infty[x,y]=R$, so $B=R$. This implies
|
| 191 |
+
\[
|
| 192 |
+
[R:k_\infty]\leq n[E:k_\infty]<\infty,
|
| 193 |
+
\]
|
| 194 |
+
contrary to \eqref{eq:infinite-auxiliary-dimension}.
|
| 195 |
+
|
| 196 |
+
Thus the countable characteristic-zero division ring $D=R$ is
|
| 197 |
+
algebraic over its actual center $F$, while
|
| 198 |
+
\[
|
| 199 |
+
D=F[x,y]=F(x,y),\qquad [D:F]=\infty.
|
| 200 |
+
\]
|
| 201 |
+
The finite set $\{x,y\}$ witnesses the failure of local finiteness.
|
| 202 |
+
|
| 203 |
+
This proves Theorem~\ref{thm:main}, subject only to Theorem~\ref{thm:lifting},
|
| 204 |
+
which we now prove.
|
preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/correction.tex
ADDED
|
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|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{Solving the free-series equations}
|
| 2 |
+
\label{sec:free-correction}
|
| 3 |
+
|
| 4 |
+
We now use the response and cyclic-sum results to keep the output of a
|
| 5 |
+
substitution conjugate to its constant term. The input retains two prescribed
|
| 6 |
+
linear coefficients. This is the point at which free words, rather than
|
| 7 |
+
commuting parameters, enter the construction essentially.
|
| 8 |
+
|
| 9 |
+
Work over a common split scalar field $E$ in which the preceding evaluations
|
| 10 |
+
and spectral projections are defined. All series substitutions below have
|
| 11 |
+
small constant terms and are interpreted by the coefficientwise valuation
|
| 12 |
+
convergence established earlier. In particular, the letters of a free series
|
| 13 |
+
commute with its matrix coefficients; the letters do not commute with each
|
| 14 |
+
other.
|
| 15 |
+
|
| 16 |
+
Put $m=11$ and index the blocks by $i\in\mathbb Z/m\mathbb Z$.
|
| 17 |
+
Let $P_i$ be jointly independent small generic pairs of $b\times b$
|
| 18 |
+
matrices. Set $R=\operatorname{diag}(P_i)$, a pair of $mb\times mb$
|
| 19 |
+
matrices. The old coefficient algebra acts on a separate factor of dimension
|
| 20 |
+
$d$. Write $\lambda_{i,h}$ and $\pi_{i,h}$ for the distinct eigenvalues
|
| 21 |
+
and spectral projections of $w(P_i)$. Eigenvalues belonging to different
|
| 22 |
+
blocks are distinct. For a substitution $Z$ with constant term $R$, let
|
| 23 |
+
$S_{i,h}(Z)$ denote the fixed-root Schur expression at $\lambda_{i,h}$,
|
| 24 |
+
using the constant projection $\pi_{i,h}$ in the $i$-th block.
|
| 25 |
+
|
| 26 |
+
We recall precisely the response information needed here. In each block
|
| 27 |
+
choose one eigenvalue label from every part of the active partition, giving
|
| 28 |
+
$a$ selected labels. The selected loop-response map is
|
| 29 |
+
\[
|
| 30 |
+
D_i:M_b(E)^2\longrightarrow E^a.
|
| 31 |
+
\]
|
| 32 |
+
Put $L_i=\operatorname{im}D_i$ and $H_i=E^a/L_i$.
|
| 33 |
+
Proposition~\ref{prop:compatible-relations} supplies a vector space
|
| 34 |
+
$G=\mathcal G$ of dimension $g$ and coordinate isomorphisms
|
| 35 |
+
\[
|
| 36 |
+
p_i:G\longrightarrow H_i^*.
|
| 37 |
+
\]
|
| 38 |
+
For a generic fixed input arrow $U$ on $i\leftarrow j$, varying its
|
| 39 |
+
opposite arrow $V$ gives two selected responses
|
| 40 |
+
\[
|
| 41 |
+
m_i(U,V)\in E^a,
|
| 42 |
+
\qquad m_j(V,U)\in E^a.
|
| 43 |
+
\]
|
| 44 |
+
The annihilator of these paired responses in $H_i^*\oplus H_j^*$ is
|
| 45 |
+
exactly
|
| 46 |
+
\begin{equation}
|
| 47 |
+
\{(p_i(c),p_j(c)):c\in G\}.
|
| 48 |
+
\label{eq:correction-paired-annihilator}
|
| 49 |
+
\end{equation}
|
| 50 |
+
The identifications $p_i$ are compatible for the whole collection of blocks
|
| 51 |
+
and for all the generic arrows used below.
|
| 52 |
+
|
| 53 |
+
The transfer result supplies the following additional facts. If all Schur
|
| 54 |
+
expressions vanish in degrees less than $\ell$, their degree-$\ell$
|
| 55 |
+
coefficients are scalar on the projected eigenspaces. The resulting tuples
|
| 56 |
+
belong to their active spaces and are determined by their selected entries.
|
| 57 |
+
Denote the selected error for a word $\omega$ of length $\ell$ in block
|
| 58 |
+
$i$ by $e_{i,\omega}\in E^a$. The cyclic-sum result says that, for every
|
| 59 |
+
orbit $\mathcal O$ of words under cyclic rotation,
|
| 60 |
+
\begin{equation}
|
| 61 |
+
\sum_{\omega\in\mathcal O}\sum_i
|
| 62 |
+
p_i(c)\bigl(e_{i,\omega}+L_i\bigr)=0
|
| 63 |
+
\qquad(c\in G).
|
| 64 |
+
\label{eq:correction-cyclic-input}
|
| 65 |
+
\end{equation}
|
| 66 |
+
These statements hold for every partial substitution under consideration,
|
| 67 |
+
including after an extension of its scalar field. The preceding results
|
| 68 |
+
therefore supply all the hypotheses used in the next construction.
|
| 69 |
+
|
| 70 |
+
\begin{proposition}
|
| 71 |
+
\label{prop:eleven-block-correction}
|
| 72 |
+
Prescribe generic input-arrow pairs on the edges
|
| 73 |
+
\[
|
| 74 |
+
\begin{array}{c|c}
|
| 75 |
+
\text{letter}&\text{offsets }i-j\text{ of edges }i\leftarrow j\\ \hline
|
| 76 |
+
s_1&1,2\\
|
| 77 |
+
s_2&3,4.
|
| 78 |
+
\end{array}
|
| 79 |
+
\]
|
| 80 |
+
Under the response and cyclic-sum hypotheses above, there is a pair
|
| 81 |
+
$Z(s_1,s_2)\in M_{mb}(E)\langle\!\langle s_1,s_2\rangle\!\rangle^2$
|
| 82 |
+
with constant term $R$ and exactly these prescribed linear coefficients,
|
| 83 |
+
for which
|
| 84 |
+
\[
|
| 85 |
+
S_{i,h}(Z)=0\qquad\text{for every }i,h.
|
| 86 |
+
\]
|
| 87 |
+
It can be constructed by finite linear systems. At step $\ell\ge3$ the
|
| 88 |
+
new unknowns are coefficients of degree $\ell-1$ on the reverse edges
|
| 89 |
+
and coefficients of degree $\ell$ on the diagonal blocks.
|
| 90 |
+
\end{proposition}
|
| 91 |
+
|
| 92 |
+
\begin{proof}
|
| 93 |
+
None of the four forward offsets is zero. The sum of two forward offsets
|
| 94 |
+
lies between $2$ and $8$, and is therefore nonzero modulo $11$.
|
| 95 |
+
Thus a path of one or two forward steps cannot return to its initial block.
|
| 96 |
+
Constant input steps preserve each block. The path expansions for the
|
| 97 |
+
output and for its Schur expressions consequently show that the prescribed
|
| 98 |
+
constant and linear terms, with zero higher coefficients, solve all the
|
| 99 |
+
Schur equations through degree two.
|
| 100 |
+
|
| 101 |
+
Suppose a partial substitution solves them in degrees less than
|
| 102 |
+
$\ell\ge3$. Add a correction $V B$ on a reverse edge $j\leftarrow i$,
|
| 103 |
+
where $B$ is a word of length $\ell-1$, and add arbitrary degree-$\ell$
|
| 104 |
+
loop corrections. At the block-diagonal constant term, an off-diagonal
|
| 105 |
+
input variation gives an output variation in the same off-diagonal block.
|
| 106 |
+
Its compression on any fixed root block is zero. Thus the reverse
|
| 107 |
+
correction changes no Schur equation through degree $\ell-1$.
|
| 108 |
+
|
| 109 |
+
Its contribution in degree $\ell$ must pair it with a single prescribed
|
| 110 |
+
linear arrow. There is a unique forward edge that returns along this
|
| 111 |
+
reverse edge: the reverse offsets $10,9,8,7$ correspond respectively to
|
| 112 |
+
$1,2,3,4$. If that edge has coefficient $U$ and color $s_c$, the
|
| 113 |
+
contributions are
|
| 114 |
+
\begin{equation}
|
| 115 |
+
\begin{array}{c|c|c}
|
| 116 |
+
\text{block}&\text{word}&\text{selected response}\\ \hline
|
| 117 |
+
i&s_cB&m_i(U,V)\\
|
| 118 |
+
j&Bs_c&m_j(V,U).
|
| 119 |
+
\end{array}
|
| 120 |
+
\label{eq:correction-leading-pair}
|
| 121 |
+
\end{equation}
|
| 122 |
+
This is exactly the two-arrow Schur calculation defining the paired
|
| 123 |
+
responses. A previously present coefficient of degree at least two
|
| 124 |
+
cannot interact with the new degree-$\ell-1$ coefficient in degree
|
| 125 |
+
$\ell$. Two new corrections have total degree at least
|
| 126 |
+
$2(\ell-1)>\ell$. The degree-$\ell$ variation is therefore linear.
|
| 127 |
+
Loop corrections give $D_i$ independently at every vertex and every
|
| 128 |
+
word of length $\ell$.
|
| 129 |
+
|
| 130 |
+
We compute the annihilator of this finite correction map. Let
|
| 131 |
+
$f_{i,\omega}\in(E^a)^*$ be a collection of functionals annihilating its
|
| 132 |
+
image. The loop columns first imply that $f_{i,\omega}$ annihilates
|
| 133 |
+
$L_i$. Write its induced functional on $H_i$ uniquely as
|
| 134 |
+
\[
|
| 135 |
+
f_{i,\omega}=p_i(c_{i,\omega}),\qquad c_{i,\omega}\in G.
|
| 136 |
+
\]
|
| 137 |
+
Here and below we use the same notation for the induced functional and
|
| 138 |
+
its pullback to $E^a$. By
|
| 139 |
+
\eqref{eq:correction-paired-annihilator} and
|
| 140 |
+
\eqref{eq:correction-leading-pair}, annihilation of the reverse columns
|
| 141 |
+
is equivalent to
|
| 142 |
+
\begin{equation}
|
| 143 |
+
c_{i,s_cB}=c_{j,Bs_c}
|
| 144 |
+
\quad\text{on every edge }i\leftarrow j\text{ of color }c.
|
| 145 |
+
\label{eq:correction-edge-equality}
|
| 146 |
+
\end{equation}
|
| 147 |
+
The two offsets of either color are consecutive integers, say $a,a+1$.
|
| 148 |
+
Applying \eqref{eq:correction-edge-equality} to both edges out of $j$
|
| 149 |
+
gives
|
| 150 |
+
\[
|
| 151 |
+
c_{j+a,s_cB}=c_{j+a+1,s_cB}.
|
| 152 |
+
\]
|
| 153 |
+
As $j$ ranges over $\mathbb Z/11\mathbb Z$, this makes the value
|
| 154 |
+
independent of the vertex. Equation~\eqref{eq:correction-edge-equality}
|
| 155 |
+
then identifies its value with that on the rotated word $Bs_c$.
|
| 156 |
+
Iterating rotations shows that the annihilator consists exactly of one
|
| 157 |
+
element of $G$ per cyclic orbit of words. The converse follows from
|
| 158 |
+
the same paired-annihilator identity.
|
| 159 |
+
|
| 160 |
+
Equation~\eqref{eq:correction-cyclic-input} says that every such
|
| 161 |
+
annihilator kills the degree-$\ell$ error. Finite-dimensional linear
|
| 162 |
+
duality therefore puts the negative error in the image of the correction
|
| 163 |
+
map. Choose a correction solving all selected equations. Lower degrees
|
| 164 |
+
remain solved, so transfer and the active partition imply that every
|
| 165 |
+
nonselected equation vanishes in degree $\ell$ as well.
|
| 166 |
+
|
| 167 |
+
Continue inductively. A coefficient of degree $n$ can change only at
|
| 168 |
+
steps $n$ and $n+1$, so the resulting free series is well-defined.
|
| 169 |
+
Every fixed Schur coefficient is eventually zero and remains zero.
|
| 170 |
+
The construction also covers $g=0$, when the annihilator is zero.
|
| 171 |
+
For a periodic word the orbit consists of its distinct rotations; no
|
| 172 |
+
multiplicity is inserted into the annihilator calculation or into
|
| 173 |
+
\eqref{eq:correction-cyclic-input}.
|
| 174 |
+
\end{proof}
|
| 175 |
+
|
| 176 |
+
\begin{figure}[tbp]
|
| 177 |
+
\centering
|
| 178 |
+
\input{figures/eleven-block-offsets}
|
| 179 |
+
\caption{The eleven-block input pattern. Indices lie in $\mathbb Z/11\mathbb Z$.
|
| 180 |
+
The left panel shows the offset-one cycle; the right panel specifies all
|
| 181 |
+
four forward offsets, translated at every vertex. Each forward arrow carries a
|
| 182 |
+
generic pair of input matrices. At order $\ell\ge3$, a reverse correction
|
| 183 |
+
has degree $\ell-1$; degree-$\ell$ loop corrections are not drawn.}
|
| 184 |
+
\label{fig:eleven-blocks}
|
| 185 |
+
\end{figure}
|
| 186 |
+
|
| 187 |
+
Figure~\ref{fig:eleven-blocks} separates the generating cycle from the
|
| 188 |
+
full local arrow pattern. The role of the four offsets is now explicit. Avoiding returns of length
|
| 189 |
+
one or two starts the induction without changing the linear data.
|
| 190 |
+
Consecutive offsets within each color make its only obstructions
|
| 191 |
+
independent of the vertex. The remaining obstructions are exactly the
|
| 192 |
+
cyclic sums already proved to vanish.
|
| 193 |
+
|
| 194 |
+
\subsection{Fixed roots and Schur complements}
|
| 195 |
+
|
| 196 |
+
The following elementary fact identifies the spectral equations with a
|
| 197 |
+
single polynomial identity. Its coefficient ring need not be commutative.
|
| 198 |
+
Let $E$ be a field, let $\mathfrak a=(s_1,s_2)$ be the augmentation ideal
|
| 199 |
+
of the free algebra $E\langle s_1,s_2\rangle$, and put
|
| 200 |
+
\[
|
| 201 |
+
T_N=E\langle s_1,s_2\rangle/\mathfrak a^{N+1}
|
| 202 |
+
\qquad (N\geq 0).
|
| 203 |
+
\]
|
| 204 |
+
Elements of $E$ are central in $T_N$. Reduction modulo $\mathfrak a$
|
| 205 |
+
is called the constant term.
|
| 206 |
+
|
| 207 |
+
\begin{lemma}\label{lem:schur-polynomial}
|
| 208 |
+
Let $W\in M_d(T_N)$ have constant term
|
| 209 |
+
\[
|
| 210 |
+
W_0=\sum_{h=1}^{e}\lambda_h\pi_h,
|
| 211 |
+
\qquad
|
| 212 |
+
\pi_h\pi_j=\delta_{hj}\pi_h,
|
| 213 |
+
\qquad
|
| 214 |
+
\sum_{h=1}^{e}\pi_h=I_d,
|
| 215 |
+
\]
|
| 216 |
+
where the $\lambda_h\in E$ are distinct and the $\pi_h\in M_d(E)$
|
| 217 |
+
are nonzero projections. Set
|
| 218 |
+
\[
|
| 219 |
+
q(t)=\prod_{h=1}^{e}(t-\lambda_h),
|
| 220 |
+
\qquad \bar\pi_h=I_d-\pi_h.
|
| 221 |
+
\]
|
| 222 |
+
On the complementary summand $\bar\pi_h T_N^d$, the operator
|
| 223 |
+
\[
|
| 224 |
+
C_h=\bar\pi_h(W-\lambda_h I_d)\bar\pi_h
|
| 225 |
+
\]
|
| 226 |
+
is invertible. Define the Schur expression on $\pi_h T_N^d$ by
|
| 227 |
+
\[
|
| 228 |
+
S_h=\pi_h(W-\lambda_h I_d)\pi_h
|
| 229 |
+
-\pi_hW\bar\pi_h C_h^{-1}\bar\pi_hW\pi_h.
|
| 230 |
+
\]
|
| 231 |
+
Then $q(W)=0$ if and only if $S_h=0$ for every $h$.
|
| 232 |
+
\end{lemma}
|
| 233 |
+
|
| 234 |
+
\begin{proof}
|
| 235 |
+
The constant term of $C_h$ is
|
| 236 |
+
$\sum_{j\ne h}(\lambda_j-\lambda_h)\pi_j$, which is invertible on
|
| 237 |
+
$\bar\pi_h E^d$. A matrix over $T_N$ with invertible constant term is
|
| 238 |
+
invertible: after factoring out its constant term, the inverse is a
|
| 239 |
+
finite geometric series in a matrix with entries in $\mathfrak a$.
|
| 240 |
+
This proves the assertion about $C_h$. All modules below are right
|
| 241 |
+
$T_N$-modules, with matrices acting on column vectors from the left.
|
| 242 |
+
|
| 243 |
+
Suppose first that every $S_h$ vanishes. Define
|
| 244 |
+
$K_h:\pi_hT_N^d\longrightarrow T_N^d$ by
|
| 245 |
+
\[
|
| 246 |
+
K_hu=u-C_h^{-1}\bar\pi_hW\pi_hu,
|
| 247 |
+
\]
|
| 248 |
+
where the second term lies in the complementary summand. Then
|
| 249 |
+
$\pi_hK_hu=u$, and direct block multiplication gives
|
| 250 |
+
\[
|
| 251 |
+
(W-\lambda_h I_d)K_hu=S_hu=0.
|
| 252 |
+
\]
|
| 253 |
+
The map $K=\sum_hK_h\pi_h$ has constant term $I_d$, so it is
|
| 254 |
+
invertible. The displayed kernel equations imply
|
| 255 |
+
$WK=KW_0$. Consequently
|
| 256 |
+
\[
|
| 257 |
+
q(W)=Kq(W_0)K^{-1}=0.
|
| 258 |
+
\]
|
| 259 |
+
|
| 260 |
+
Conversely, suppose $q(W)=0$. Define
|
| 261 |
+
\[
|
| 262 |
+
P_h=\prod_{j\ne h}
|
| 263 |
+
\frac{W-\lambda_j I_d}{\lambda_h-\lambda_j}.
|
| 264 |
+
\]
|
| 265 |
+
These products are unambiguous because their factors are polynomials
|
| 266 |
+
in the same matrix with central scalar coefficients. Polynomial
|
| 267 |
+
interpolation modulo $q$ shows that the $P_h$ are spectral
|
| 268 |
+
idempotents; in particular,
|
| 269 |
+
\[
|
| 270 |
+
(W-\lambda_h I_d)P_h=0,
|
| 271 |
+
\qquad P_h\equiv\pi_h\pmod{\mathfrak a}.
|
| 272 |
+
\]
|
| 273 |
+
Let $\iota_h:\pi_hT_N^d\longrightarrow T_N^d$ be inclusion. The
|
| 274 |
+
endomorphism $A_h=\pi_hP_h\iota_h$ of $\pi_hT_N^d$ has constant
|
| 275 |
+
term the identity, and is therefore invertible. Thus
|
| 276 |
+
\[
|
| 277 |
+
\widetilde K_h=P_h\iota_hA_h^{-1}
|
| 278 |
+
\]
|
| 279 |
+
satisfies
|
| 280 |
+
$\pi_h\widetilde K_h=\operatorname{id}_{\pi_hT_N^d}$ and
|
| 281 |
+
$(W-\lambda_h I_d)\widetilde K_h=0$. The complementary component
|
| 282 |
+
of the latter equation determines its remaining component uniquely:
|
| 283 |
+
\[
|
| 284 |
+
\bar\pi_h\widetilde K_h
|
| 285 |
+
=-C_h^{-1}\bar\pi_hW\pi_h.
|
| 286 |
+
\]
|
| 287 |
+
Its $\pi_h$ component now gives $S_h=0$.
|
| 288 |
+
\end{proof}
|
| 289 |
+
|
| 290 |
+
For a matrix over $E\langle\!\langle s_1,s_2\rangle\!\rangle$,
|
| 291 |
+
apply Lemma~\ref{lem:schur-polynomial} after reduction to $T_N$.
|
| 292 |
+
It follows that the fixed-root Schur equations hold through degree
|
| 293 |
+
$N$ exactly when the identity $q(W)=0$ holds through degree $N$.
|
| 294 |
+
In particular, this equivalence applies at every finite stage of a
|
| 295 |
+
formal correction, with the same polynomial $q$ throughout.
|
preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/cyclic-obstruction.tex
ADDED
|
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|
| 1 |
+
\section{Cyclic relations on the leading free-word errors}
|
| 2 |
+
\label{sec:cyclic-obstructions}
|
| 3 |
+
|
| 4 |
+
The space \(\mathcal G\) controls the linear corrections available
|
| 5 |
+
at several blocks. We must show that the errors to be corrected
|
| 6 |
+
satisfy its relations for individual cyclic orbits of free words.
|
| 7 |
+
Commuting scalar substitutions would combine too many words. We
|
| 8 |
+
instead substitute matrices, repeat each block, and attach hubs
|
| 9 |
+
whose derivative columns identify the possible left nullspace.
|
| 10 |
+
|
| 11 |
+
Traces of words and their cyclic symmetry are classical in matrix
|
| 12 |
+
invariant theory; see \cite[\S4]{Procesi1976}. Here the response
|
| 13 |
+
relations must first be proved to annihilate every matrix trace test.
|
| 14 |
+
An explicit directed-cycle calculation then isolates each cyclic orbit.
|
| 15 |
+
|
| 16 |
+
Fix \(m\geq1\) independent generic size-\(b\) points \(P_i\).
|
| 17 |
+
Write \(I_i\) for their selected root labels, so \(|I_i|=a\), and
|
| 18 |
+
let \(\mathcal G\subseteq\bigoplus_i H_{P_i}^*\) be the space
|
| 19 |
+
of Proposition~\ref{prop:compatible-relations}. As before, all
|
| 20 |
+
scalars may be extended to a common field containing the required
|
| 21 |
+
splitting data.
|
| 22 |
+
|
| 23 |
+
\begin{theorem}[Cyclic compatibility of the error]
|
| 24 |
+
\label{thm:cyclic-compatibility}
|
| 25 |
+
Let \(Z(s_1,s_2)\) be a pair of formal series in two free letters,
|
| 26 |
+
with constant term \(\operatorname{diag}(P_1,\ldots,P_m)\).
|
| 27 |
+
Suppose that the fixed-root Schur expressions \(S_{i,h}\), for
|
| 28 |
+
every block \(i\) and every root label \(h\), vanish in every
|
| 29 |
+
degree below \(\ell\), where \(\ell\geq1\).
|
| 30 |
+
By transfer, their degree-\(\ell\) coefficients are scalar on
|
| 31 |
+
their root spaces; write
|
| 32 |
+
\[
|
| 33 |
+
[s^\omega]S_{i,h}=e_{i,h,\omega}\pi_{i,h},
|
| 34 |
+
\qquad |\omega|=\ell.
|
| 35 |
+
\]
|
| 36 |
+
For each word the scalar tuple at block \(i\) belongs to its
|
| 37 |
+
active space. For every cyclic orbit \(\mathcal O\) of words of
|
| 38 |
+
length \(\ell\) and every \(c\in\mathcal G\),
|
| 39 |
+
\begin{equation}
|
| 40 |
+
\sum_{\omega\in\mathcal O}
|
| 41 |
+
\sum_{i=1}^m\sum_{h\in I_i}
|
| 42 |
+
c_{i,h}e_{i,h,\omega}=0.
|
| 43 |
+
\label{eq:cyclic-error-relation}
|
| 44 |
+
\end{equation}
|
| 45 |
+
The orbit sum runs over distinct words, including when a word has
|
| 46 |
+
a nontrivial rotational stabilizer.
|
| 47 |
+
\end{theorem}
|
| 48 |
+
|
| 49 |
+
We prove the theorem in three steps. First, arbitrary matrix
|
| 50 |
+
substitutions turn the free-word errors into matrices on a repeat
|
| 51 |
+
factor. Second, a derivative test shows that every relation in
|
| 52 |
+
\(\mathcal G\) annihilates their traces. Finally, directed-cycle
|
| 53 |
+
matrices isolate each cyclic orbit.
|
| 54 |
+
|
| 55 |
+
\begin{lemma}[Splitting repeated blocks]
|
| 56 |
+
\label{lem:repeated-splitting}
|
| 57 |
+
Fix \(L\geq1\) and arbitrary scalar matrices
|
| 58 |
+
\(S_1,S_2\in M_L(E)\). Substitute \(s_c=\delta S_c\) into
|
| 59 |
+
\(Z\), with a commuting Taylor parameter \(\delta\), and add
|
| 60 |
+
an order-\(\delta^\ell\) input loop \(Y_i\) in each old block
|
| 61 |
+
\(i\). Here \(Y_i\) is an arbitrary pair in
|
| 62 |
+
\(M_b(E)\otimes M_L(E)\). Put
|
| 63 |
+
\[
|
| 64 |
+
B_{i,h}=\sum_{|\omega|=\ell}
|
| 65 |
+
e_{i,h,\omega}S^\omega+D_{i,h}(Y_i),
|
| 66 |
+
\]
|
| 67 |
+
where \(D_{i,h}\) is applied entrywise to the repeat-factor
|
| 68 |
+
coefficients. One can choose the \(Y_i\) so that every \(B_{i,h}\),
|
| 69 |
+
for all root labels \(h\), has simple spectrum. For such a choice,
|
| 70 |
+
after a finite splitting extension the leaf output has branches
|
| 71 |
+
\[
|
| 72 |
+
\lambda_{i,h,j}(\delta)
|
| 73 |
+
=\lambda_{i,h}+\delta^\ell\theta_{i,h,j}
|
| 74 |
+
+O(\delta^{\ell+1}),\qquad 1\leq j\leq L,
|
| 75 |
+
\]
|
| 76 |
+
each scalar of multiplicity \(t\), where \(\theta_{i,h,j}\)
|
| 77 |
+
are the eigenvalues of \(B_{i,h}\). Their spectral projections
|
| 78 |
+
are integral in \(\delta\) and reduce to
|
| 79 |
+
\(\pi_{i,h}\otimes\Pi_{i,h,j}\), where
|
| 80 |
+
\(\Pi_{i,h,j}\) are the rank-one spectral projections of
|
| 81 |
+
\(B_{i,h}\).
|
| 82 |
+
\end{lemma}
|
| 83 |
+
|
| 84 |
+
\begin{proof}
|
| 85 |
+
Matrix substitution is legitimate coefficientwise in \(\delta\).
|
| 86 |
+
The leading Schur expression on the repeated \((i,h)\)-space is
|
| 87 |
+
\(I_t\otimes B_{i,h}\): the original errors give the first sum,
|
| 88 |
+
and an order-\(\delta^\ell\) input loop contributes its first
|
| 89 |
+
response. All lower orders are zero.
|
| 90 |
+
|
| 91 |
+
For each label \(h\), \(D_{i,h}\) is a nonzero linear functional
|
| 92 |
+
on the input directions. Its matrix-valued extension is therefore
|
| 93 |
+
onto \(M_L(E)\). The discriminant of \(B_{i,h}\), as a polynomial
|
| 94 |
+
in the loop coordinates, is consequently not identically zero.
|
| 95 |
+
There are finitely many labels, so the product of these discriminants
|
| 96 |
+
is nonzero. Over the infinite field in use, or a scalar extension,
|
| 97 |
+
choose loops at which their product is nonzero. This choice is made
|
| 98 |
+
for all labels, not merely the selected ones. For \(L=1\) the
|
| 99 |
+
simple-spectrum condition is automatic.
|
| 100 |
+
|
| 101 |
+
Separate the old distinct roots by a formal conjugation equal to
|
| 102 |
+
the identity at \(\delta=0\). The separated \((i,h)\)-block is
|
| 103 |
+
\begin{equation}
|
| 104 |
+
\lambda_{i,h}I+\delta^\ell(I_t\otimes B_{i,h})
|
| 105 |
+
+O(\delta^{\ell+1}).
|
| 106 |
+
\label{eq:old-cluster-expansion}
|
| 107 |
+
\end{equation}
|
| 108 |
+
Here is an exact comparison with the fixed-root Schur expression.
|
| 109 |
+
Write \(M=W-\lambda_{i,h}I\) in the fixed root/complement
|
| 110 |
+
decomposition, with blocks \(M_{uv}\). Its complementary block
|
| 111 |
+
\(M_{22}\) is invertible. If \(F\) is the separated root block
|
| 112 |
+
minus \(\lambda_{i,h}I\), its invariant columns can be written
|
| 113 |
+
\(\binom QR\), with \(Q=I+O(\delta)\), \(R=O(\delta)\), and
|
| 114 |
+
\(M\binom QR=\binom QR F\). Eliminating the lower row gives
|
| 115 |
+
\[
|
| 116 |
+
\bigl(M_{11}-M_{12}M_{22}^{-1}M_{21}\bigr)Q
|
| 117 |
+
=\bigl(Q-M_{12}M_{22}^{-1}R\bigr)F.
|
| 118 |
+
\]
|
| 119 |
+
The left parenthesis is the fixed-root Schur expression. Both
|
| 120 |
+
outer factors relating it to \(F\) reduce to identity at zero.
|
| 121 |
+
Consequently it and \(F\) have the same first nonzero coefficient.
|
| 122 |
+
Its vanishing below degree \(\ell\) forces the same vanishing
|
| 123 |
+
for \(F\), and its degree-\(\ell\) coefficient is
|
| 124 |
+
\(I_t\otimes B_{i,h}\). This proves
|
| 125 |
+
\eqref{eq:old-cluster-expansion}.
|
| 126 |
+
|
| 127 |
+
Within this block divide the change from \(\lambda_{i,h}I\) by
|
| 128 |
+
\(\delta^\ell\). Its constant term is \(I_t\otimes B_{i,h}\),
|
| 129 |
+
with \(L\) distinct eigenvalues. A second formal conjugation,
|
| 130 |
+
integral in \(\delta\), separates these slopes into blocks of
|
| 131 |
+
size \(t\). Across all old labels there are exactly
|
| 132 |
+
\[
|
| 133 |
+
mLe_b=e_{bmL}
|
| 134 |
+
\]
|
| 135 |
+
such blocks. Their characteristic polynomials are pairwise coprime
|
| 136 |
+
over the Laurent fraction field: different old roots are already
|
| 137 |
+
distinct at order zero, and distinct slopes separate the blocks
|
| 138 |
+
inside one old root. The minimal-degree bound at size \(bmL\)
|
| 139 |
+
is \(e_{bmL}\). Each separated block contributes at least one
|
| 140 |
+
to that degree, so each contributes exactly one and is scalar.
|
| 141 |
+
The two integral conjugations also give integral spectral
|
| 142 |
+
projections with the stated limits.
|
| 143 |
+
\end{proof}
|
| 144 |
+
|
| 145 |
+
Keep a choice as in Lemma~\ref{lem:repeated-splitting}. Adjoin
|
| 146 |
+
\(L+1\) independent generic size-\(b\) hub blocks, indexed by
|
| 147 |
+
\(p=1,\ldots,L\) and by \(*\), with spectra disjoint from the
|
| 148 |
+
old blocks. The individual hub \(p\) sends an input arrow to
|
| 149 |
+
repeat position \(p\) of every old block \(i\), with fixed generic
|
| 150 |
+
value \(U_{i,p}\). The common hub \(*\) sends the same generic
|
| 151 |
+
value \(U_{i,*}\) to every repeat position in old block \(i\).
|
| 152 |
+
There are no reverse arrows at this test input. Arrow values for
|
| 153 |
+
different pairs of old blocks and hubs can be chosen independently
|
| 154 |
+
and to satisfy the surjectivity conditions of
|
| 155 |
+
Lemma~\ref{lem:pair-quotient-surjectivity}.
|
| 156 |
+
|
| 157 |
+
Figure~\ref{fig:hub-test} shows the distinction between the individual
|
| 158 |
+
hubs and the common hub.
|
| 159 |
+
|
| 160 |
+
\begin{figure}[tbp]
|
| 161 |
+
\centering
|
| 162 |
+
\input{figures/repeated-leaves-hubs}
|
| 163 |
+
\caption{The hub test at $\delta=0$, for one old block $i$ and $L=3$.
|
| 164 |
+
Hub $p$ sends a generic matrix pair only to position $p$; the common hub
|
| 165 |
+
sends the same pair to all positions. Every old block uses these same
|
| 166 |
+
$L+1$ hubs. At $\delta\ne0$ the leaf input may couple repeat positions.
|
| 167 |
+
The individual hubs eliminate off-diagonal dual entries, and the common
|
| 168 |
+
hub identifies the diagonal functionals.}
|
| 169 |
+
\label{fig:hub-test}
|
| 170 |
+
\end{figure}
|
| 171 |
+
|
| 172 |
+
Treat the entire deformed leaf array as one block and order it
|
| 173 |
+
before the hubs. Over the \(\delta\)-Laurent field this is a star
|
| 174 |
+
with maximal root count. Put
|
| 175 |
+
\[
|
| 176 |
+
N=mL+L+1.
|
| 177 |
+
\]
|
| 178 |
+
Select the \(L\) branches over each old selected label and the
|
| 179 |
+
selected labels of all hubs, for a total of \(Na\) output rows.
|
| 180 |
+
The rank of their derivative matrix is at most
|
| 181 |
+
\(\rho_{bN}\leq Na-g\). This bound follows from the original
|
| 182 |
+
trace-minor identities, evaluated coefficientwise at the present
|
| 183 |
+
Taylor input; it does not require the specialized input to be
|
| 184 |
+
generic.
|
| 185 |
+
|
| 186 |
+
\newpage
|
| 187 |
+
\begin{lemma}[The limiting derivative columns]
|
| 188 |
+
\label{lem:limiting-columns}
|
| 189 |
+
The following derivative columns at the preceding star have finite
|
| 190 |
+
limits at \(\delta=0\).
|
| 191 |
+
\begin{enumerate}
|
| 192 |
+
\item A loop \(Y\otimes T\) inside old block \(i\) has limit
|
| 193 |
+
\[
|
| 194 |
+
D_{i,h}(Y)\operatorname{tr}(\Pi_{i,h,j}T)
|
| 195 |
+
\]
|
| 196 |
+
on row \((i,h,j)\), and zero on all other rows. Hub loops give
|
| 197 |
+
their own loop responses.
|
| 198 |
+
\item For individual hub \(p\), a reverse arrow of value \(V\)
|
| 199 |
+
from repeat position \(r\) in old block \(i\) has limit
|
| 200 |
+
\begin{align*}
|
| 201 |
+
&m_{i,h}(P_i,Q_p;U_{i,p},V)
|
| 202 |
+
\operatorname{tr}(\Pi_{i,h,j}E_{pr})
|
| 203 |
+
&&\text{on row }(i,h,j),\\
|
| 204 |
+
&\mathbf 1_{p=r}\,
|
| 205 |
+
m_{p,k}(Q_p,P_i;V,U_{i,p})
|
| 206 |
+
&&\text{on hub row }(p,k),
|
| 207 |
+
\end{align*}
|
| 208 |
+
and zero elsewhere. Here \(E_{pr}\) is the repeat-factor matrix
|
| 209 |
+
unit with row \(p\) and column \(r\).
|
| 210 |
+
\item For the common hub, use arrow \(U_{i,*}\) and replace the
|
| 211 |
+
repeat-factor matrix by
|
| 212 |
+
\[
|
| 213 |
+
\sum_{p=1}^L E_{pr}.
|
| 214 |
+
\]
|
| 215 |
+
The hub contribution is the single response
|
| 216 |
+
\(m_{*,k}(Q_*,P_i;V,U_{i,*})\).
|
| 217 |
+
\item The derivative along the whole input \(\delta\)-curve,
|
| 218 |
+
multiplied by \(\delta^{1-\ell}\), has limit
|
| 219 |
+
\(\ell\theta_{i,h,j}\) on leaf rows and zero on hub rows.
|
| 220 |
+
\end{enumerate}
|
| 221 |
+
The matrix consisting of a finite spanning collection of these
|
| 222 |
+
limiting columns has rank at most \(Na-g\).
|
| 223 |
+
\end{lemma}
|
| 224 |
+
|
| 225 |
+
\begin{proof}
|
| 226 |
+
Over the Laurent field, apply Lemma~\ref{lem:star-derivatives} with
|
| 227 |
+
the whole leaf array as one block. For loop derivatives, the
|
| 228 |
+
bounded leaf projection tends to
|
| 229 |
+
\(\pi_{i,h}\otimes\Pi_{i,h,j}\). Compression of the ordinary
|
| 230 |
+
first response gives \(D_{i,h}(Y)\) on the multiplicity space,
|
| 231 |
+
and taking trace divided by \(t\) gives the first formula.
|
| 232 |
+
|
| 233 |
+
For paired derivatives on a leaf, the Schur inverse is on the hub
|
| 234 |
+
at a root \(\lambda_{i,h,j}(\delta)\); that root stays away from
|
| 235 |
+
the hub spectrum at \(\delta=0\). For paired derivatives on a
|
| 236 |
+
hub, the inverse is on the leaf array at a hub root, which stays
|
| 237 |
+
away from every old leaf root. These inverses are regular at
|
| 238 |
+
\(\delta=0\). No inverse at the difference of two approaching
|
| 239 |
+
leaf roots occurs in this calculation.
|
| 240 |
+
|
| 241 |
+
At the reduction, the leaf input is diagonal between old blocks
|
| 242 |
+
and repeated inside each old block. A forward arrow at position
|
| 243 |
+
\(p\) followed by a reverse arrow from position \(r\) inserts
|
| 244 |
+
\(E_{pr}\) on the leaf repeat factor. At the hub end, the repeat
|
| 245 |
+
indices must match, giving \(\mathbf 1_{p=r}\). The ordinary
|
| 246 |
+
paired-response formula and trace divided by \(t\) now give the
|
| 247 |
+
second formula. Summing forward positions gives the common-hub
|
| 248 |
+
formula. The bounded projections and the distant-root inverses
|
| 249 |
+
justify all these limits coefficientwise.
|
| 250 |
+
|
| 251 |
+
The curve column lies in the span of input derivative columns over
|
| 252 |
+
the Laurent field by the chain rule. The expansion in
|
| 253 |
+
Lemma~\ref{lem:repeated-splitting} gives
|
| 254 |
+
\[
|
| 255 |
+
\delta^{1-\ell}\frac{d}{d\delta}
|
| 256 |
+
\lambda_{i,h,j}(\delta)
|
| 257 |
+
=\ell\theta_{i,h,j}+O(\delta).
|
| 258 |
+
\]
|
| 259 |
+
Hub roots are constant on the curve. Thus this column also has a
|
| 260 |
+
finite limit. Choose bases for the finitely many loop and reverse
|
| 261 |
+
direction spaces and include the curve column. Every
|
| 262 |
+
\((Na-g+1)\)-minor of the resulting matrix vanishes over the
|
| 263 |
+
Laurent field; since its entries have finite limits, these minors
|
| 264 |
+
remain zero after specialization. This proves the last assertion.
|
| 265 |
+
\end{proof}
|
| 266 |
+
|
| 267 |
+
We now use the individual hubs to remove off-diagonal repeat-factor
|
| 268 |
+
weights and the common hub to make all diagonal weights agree.
|
| 269 |
+
The rank bound will then show that no element of \(\mathcal G\)
|
| 270 |
+
has been lost.
|
| 271 |
+
|
| 272 |
+
\begin{lemma}[The left nullspace]
|
| 273 |
+
\label{lem:hub-nullspace}
|
| 274 |
+
The left nullspace of the limiting matrix in
|
| 275 |
+
Lemma~\ref{lem:limiting-columns}, including its curve column,
|
| 276 |
+
has dimension \(g\). Its projection to the old blocks identifies
|
| 277 |
+
it with \(\mathcal G\): for each \(c\in\mathcal G\), its leaf
|
| 278 |
+
weights are \(c_{i,h}\) on every row \((i,h,j)\), independently
|
| 279 |
+
of \(j\), and its hub weights are the uniquely determined
|
| 280 |
+
compatible functionals. Consequently
|
| 281 |
+
\begin{equation}
|
| 282 |
+
\sum_i\sum_{h\in I_i}c_{i,h}\operatorname{tr}(B_{i,h})=0
|
| 283 |
+
\qquad(c\in\mathcal G).
|
| 284 |
+
\label{eq:error-matrix-trace}
|
| 285 |
+
\end{equation}
|
| 286 |
+
\end{lemma}
|
| 287 |
+
|
| 288 |
+
\begin{proof}
|
| 289 |
+
Let \(\mu_{i,h,j}\) be leaf row weights in the left nullspace
|
| 290 |
+
and let \(\nu_p,\nu_*\) be the hub weights. Define
|
| 291 |
+
\[
|
| 292 |
+
T_{i,h}=\sum_{j=1}^L\mu_{i,h,j}\Pi_{i,h,j}\in M_L(E).
|
| 293 |
+
\]
|
| 294 |
+
The loop columns imply
|
| 295 |
+
\[
|
| 296 |
+
\sum_{h\in I_i}D_{i,h}(Y)
|
| 297 |
+
\operatorname{tr}(T_{i,h}T)=0
|
| 298 |
+
\qquad\text{for every }Y,T.
|
| 299 |
+
\]
|
| 300 |
+
Thus, for every matrix entry \((r,p)\), the coordinate vector
|
| 301 |
+
\( ((T_{i,h})_{rp})_{h\in I_i}\) defines a functional in
|
| 302 |
+
\(H_{P_i}^*\). The hub weights similarly belong to their own
|
| 303 |
+
loop annihilators.
|
| 304 |
+
|
| 305 |
+
Fix an individual hub \(p\) and a reverse position \(r\ne p\).
|
| 306 |
+
There is no hub response. Since
|
| 307 |
+
\[
|
| 308 |
+
\operatorname{tr}(T_{i,h}E_{pr})=(T_{i,h})_{rp},
|
| 309 |
+
\]
|
| 310 |
+
the reverse columns say that the functional with these
|
| 311 |
+
\((r,p)\)-entries kills the leaf endpoint projection of the paired
|
| 312 |
+
map. That projection is onto \(H_{P_i}\), so all these entries
|
| 313 |
+
vanish. As \(p,r\) vary, every \(T_{i,h}\) is diagonal. When
|
| 314 |
+
\(r=p\), the corresponding diagonal-entry functional and the
|
| 315 |
+
hub functional \(\nu_p\) are exactly a pair in the relation of
|
| 316 |
+
Proposition~\ref{prop:compatible-relations}.
|
| 317 |
+
|
| 318 |
+
For the common hub, the leaf expression is
|
| 319 |
+
\[
|
| 320 |
+
\operatorname{tr}\left(T_{i,h}\sum_pE_{pr}\right)
|
| 321 |
+
=\sum_p(T_{i,h})_{rp}=(T_{i,h})_{rr}.
|
| 322 |
+
\]
|
| 323 |
+
For every \(r\), this diagonal-entry functional is therefore
|
| 324 |
+
paired with the same \(\nu_*\). Projection of the pair relation
|
| 325 |
+
onto the hub dual space is an isomorphism, so the diagonal-entry
|
| 326 |
+
functionals are independent of \(r\). Compatibility for the
|
| 327 |
+
collection of old blocks and hubs identifies them across all old
|
| 328 |
+
blocks. Hence
|
| 329 |
+
\[
|
| 330 |
+
T_{i,h}=c_{i,h}I_L,
|
| 331 |
+
\qquad c\in\mathcal G,
|
| 332 |
+
\]
|
| 333 |
+
and all hub weights are uniquely determined by \(c\). Since the
|
| 334 |
+
rank-one projections \(\Pi_{i,h,j}\) are mutually orthogonal
|
| 335 |
+
and sum to identity, this also gives
|
| 336 |
+
\(\mu_{i,h,j}=c_{i,h}\). The map from the left nullspace to
|
| 337 |
+
\(\mathcal G\) is consequently injective.
|
| 338 |
+
|
| 339 |
+
There are \(Na\) rows, and the limiting rank is at most \(Na-g\)
|
| 340 |
+
even after the curve column is included. The nullspace therefore
|
| 341 |
+
has dimension at least \(g\). Its injection into the
|
| 342 |
+
\(g\)-dimensional space \(\mathcal G\) is an isomorphism.
|
| 343 |
+
In particular every \(c\in\mathcal G\), not just a possible
|
| 344 |
+
subspace of relations, occurs. Pairing its null vector with the
|
| 345 |
+
curve column and cancelling the nonzero integer \(\ell\) yields
|
| 346 |
+
\[
|
| 347 |
+
0=\sum_i\sum_{h\in I_i}\sum_{j=1}^L
|
| 348 |
+
c_{i,h}\theta_{i,h,j}
|
| 349 |
+
=\sum_i\sum_{h\in I_i}c_{i,h}\operatorname{tr}(B_{i,h}).
|
| 350 |
+
\]
|
| 351 |
+
If \(g=0\), the same proof gives zero nullspace and the assertion
|
| 352 |
+
about \(c\) is vacuous. If \(L=1\), the off-diagonal step has
|
| 353 |
+
no entries to remove; the common-hub step still gives precisely
|
| 354 |
+
the stated conclusion.
|
| 355 |
+
\end{proof}
|
| 356 |
+
|
| 357 |
+
\begin{proof}[Proof of Theorem~\ref{thm:cyclic-compatibility}]
|
| 358 |
+
Apply Lemma~\ref{lem:hub-nullspace} to arbitrary \(S_1,S_2\)
|
| 359 |
+
and to the auxiliary loops chosen in
|
| 360 |
+
Lemma~\ref{lem:repeated-splitting}. The added-loop contribution
|
| 361 |
+
to \eqref{eq:error-matrix-trace} is zero. Indeed, write
|
| 362 |
+
\(Y_i=\sum_\alpha Y_{i,\alpha}\otimes T_{i,\alpha}\). Then
|
| 363 |
+
\[
|
| 364 |
+
\sum_{h\in I_i}c_{i,h}\operatorname{tr}(D_{i,h}(Y_i))
|
| 365 |
+
=\sum_\alpha\operatorname{tr}(T_{i,\alpha})
|
| 366 |
+
\sum_{h\in I_i}c_{i,h}D_{i,h}(Y_{i,\alpha})=0,
|
| 367 |
+
\]
|
| 368 |
+
because \(c_i\) annihilates the loop image. We conclude that,
|
| 369 |
+
for arbitrary matrix substitutions,
|
| 370 |
+
\begin{equation}
|
| 371 |
+
\sum_{|\omega|=\ell}
|
| 372 |
+
\left(\sum_i\sum_{h\in I_i}c_{i,h}e_{i,h,\omega}\right)
|
| 373 |
+
\operatorname{tr}(S^\omega)=0.
|
| 374 |
+
\label{eq:all-matrix-trace-tests}
|
| 375 |
+
\end{equation}
|
| 376 |
+
Auxiliary field extensions impose no restriction: this equality
|
| 377 |
+
has its coefficients in the original field, and extension is
|
| 378 |
+
injective.
|
| 379 |
+
|
| 380 |
+
We use a matrix-cycle test of the kind appearing in the constructive
|
| 381 |
+
trace argument of \cite[Proposition~4.1]{KlepSpenko2014}, recording the
|
| 382 |
+
rotational multiplicity explicitly. Fix a word
|
| 383 |
+
\(\omega_0=c_0c_1\cdots c_{\ell-1}\), with letters
|
| 384 |
+
\(c_j\in\{1,2\}\), and take \(L=\ell\). On vertices indexed
|
| 385 |
+
modulo \(\ell\), set
|
| 386 |
+
\[
|
| 387 |
+
S_c=\sum_{j:\,c_j=c}E_{j,j+1}\qquad(c=1,2).
|
| 388 |
+
\]
|
| 389 |
+
For a word \(\omega\) of length \(\ell\), its matrix trace
|
| 390 |
+
counts the starting vertices at which one reads \(\omega\)
|
| 391 |
+
around this directed cycle. It is zero unless \(\omega\) lies
|
| 392 |
+
in the cyclic orbit \(\mathcal O\) of \(\omega_0\); for every
|
| 393 |
+
distinct word in that orbit its value is the same positive integer
|
| 394 |
+
\[
|
| 395 |
+
\frac{\ell}{|\mathcal O|}.
|
| 396 |
+
\]
|
| 397 |
+
This is the rotational stabilizer size and includes periodic and
|
| 398 |
+
constant-letter words. Substitution into
|
| 399 |
+
\eqref{eq:all-matrix-trace-tests}, followed by cancellation of that
|
| 400 |
+
integer in characteristic zero, gives
|
| 401 |
+
\eqref{eq:cyclic-error-relation}.
|
| 402 |
+
\end{proof}
|
| 403 |
+
|
| 404 |
+
The leading errors now satisfy every cyclic relation imposed by
|
| 405 |
+
\(\mathcal G\). The colored correction graph will make these
|
| 406 |
+
exactly the annihilators of its order-by-order correction map.
|
preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/division-realization.tex
ADDED
|
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|
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|
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|
|
|
|
|
|
|
|
| 1 |
+
\section{Realization in a central division algebra}
|
| 2 |
+
\label{sec:division-realization}
|
| 3 |
+
|
| 4 |
+
The preceding construction solved equations in split matrices. We now
|
| 5 |
+
place its constant blocks and prescribed arrows in one central division
|
| 6 |
+
algebra. Each subsequent correction is the solution of a finite linear
|
| 7 |
+
system over its center. This permits descent without any assertion that
|
| 8 |
+
solutions of nonlinear equations descend.
|
| 9 |
+
|
| 10 |
+
Throughout this section $k$ has characteristic zero and contains all roots
|
| 11 |
+
of unity, and $A$ is a central division algebra of degree $d$ over $k$.
|
| 12 |
+
The integer $b$ is the block size chosen earlier in the spectral case.
|
| 13 |
+
In the case where $q_0(w)=0$ already holds as a free-series identity, any
|
| 14 |
+
positive integer $b$ may be used. Put $m=11$.
|
| 15 |
+
|
| 16 |
+
\subsection{The two division-algebra factors}
|
| 17 |
+
|
| 18 |
+
Choose independent central indeterminates $\alpha,\beta$ and put
|
| 19 |
+
$k_0=k(\alpha,\beta)$. Let $B_b$ be the symbol algebra over $k_0$
|
| 20 |
+
generated by $u,v$ with
|
| 21 |
+
\[
|
| 22 |
+
u^b=\alpha,\qquad v^b=\beta,\qquad vu=\zeta_buv,
|
| 23 |
+
\]
|
| 24 |
+
where $\zeta_b$ is a primitive $b$-th root of unity. For $b=1$ this
|
| 25 |
+
means $B_1=k_0$. By the construction in Section~\ref{subsec:generic-division}, $B_b$
|
| 26 |
+
is central simple of degree $b$. Lemma~\ref{lem:symbol-division}
|
| 27 |
+
shows that $A\otimes_k B_b$ is division and remains division under
|
| 28 |
+
pure rational and central Laurent scalar extensions. We will use
|
| 29 |
+
these facts twice in adjoining the cyclic block factor.
|
| 30 |
+
|
| 31 |
+
Fix a $k_0$-basis $(e_a)_{a=1}^{b^2}$ of $B_b$. Over $k_0$ introduce
|
| 32 |
+
the following jointly independent variables:
|
| 33 |
+
\[
|
| 34 |
+
x_{c,a,j},\qquad y_{r,c,a,j},
|
| 35 |
+
\qquad
|
| 36 |
+
\begin{matrix}
|
| 37 |
+
c\in\{1,2\},\quad 1\le a\le b^2,\\
|
| 38 |
+
j\in\mathbb Z/m\mathbb Z,\quad r\in\{1,2,3,4\}.
|
| 39 |
+
\end{matrix}
|
| 40 |
+
\]
|
| 41 |
+
Let $L_0$ be their rational function field and let $\sigma$ increase
|
| 42 |
+
the index $j$ by one, fixing $k_0$. This automorphism has order exactly
|
| 43 |
+
$m$. Put $H_0=L_0^{\langle\sigma\rangle}$. Artin's fixed-field theorem
|
| 44 |
+
for a finite group of automorphisms gives a cyclic Galois extension
|
| 45 |
+
$L_0/H_0$ of degree $m$; see \cite[Corollary~3.11, p.~38]{MilneFT2022}.
|
| 46 |
+
|
| 47 |
+
Choose a further independent central indeterminate $a_*$ and form the
|
| 48 |
+
cyclic algebra $C$ over $F_0=H_0(a_*)$ with coefficient field
|
| 49 |
+
$L_0(a_*)$ and generator $\tau$, subject to
|
| 50 |
+
\begin{equation}
|
| 51 |
+
\tau^m=a_*,\qquad \tau c\tau^{-1}=\sigma(c)
|
| 52 |
+
\quad(c\in L_0).
|
| 53 |
+
\label{eq:cyclic-realization-relations}
|
| 54 |
+
\end{equation}
|
| 55 |
+
It has vector-space decomposition
|
| 56 |
+
$C=\bigoplus_{r=0}^{m-1}L_0(a_*)\tau^r$.
|
| 57 |
+
After extending scalars to a field containing $L_0(a_*)$, represent
|
| 58 |
+
$c\in L_0$ by the diagonal with entries $\sigma^{-i}(c)$ and
|
| 59 |
+
$\tau$ by the cyclic forward shift, whose wrap entry is $a_*$.
|
| 60 |
+
These matrices satisfy \eqref{eq:cyclic-realization-relations} and
|
| 61 |
+
span all matrix units. This gives the usual splitting of $C$ and
|
| 62 |
+
shows that it is central simple of degree $m$; see
|
| 63 |
+
\cite[Construction~2.5.1 and Proposition~2.5.2]{GilleSzamuely2006}.
|
| 64 |
+
Our conjugation convention uses the inverse of their Galois generator.
|
| 65 |
+
|
| 66 |
+
Define
|
| 67 |
+
\[
|
| 68 |
+
\widetilde B_0=(B_b\otimes_{k_0}F_0)\otimes_{F_0}C,
|
| 69 |
+
\qquad D_0=A\otimes_k\widetilde B_0.
|
| 70 |
+
\]
|
| 71 |
+
Then $D_0$ is central simple of degree $dbm$ over $F_0$ by the tensor-product and scalar-extension properties of
|
| 72 |
+
central simple algebras
|
| 73 |
+
\cite[Chapter~IV, Corollary~2.8 and Proposition~2.15]{MilneCFT}.
|
| 74 |
+
It is also division. Indeed
|
| 75 |
+
\[
|
| 76 |
+
D_L=(A\otimes_k B_b)\otimes_{k_0}L_0
|
| 77 |
+
\]
|
| 78 |
+
is division by the rational-extension argument. Extend $\sigma$ to
|
| 79 |
+
$D_L$ by fixing the old algebra factors. The skew Laurent division
|
| 80 |
+
ring $D_L((t;\sigma))$ receives a unital homomorphism from $D_0$
|
| 81 |
+
by $\tau\mapsto t$ and $a_*\mapsto t^m$. The central element
|
| 82 |
+
$t^m$ is transcendental over $H_0$. Simplicity again makes this map
|
| 83 |
+
injective, and finite dimension makes $D_0$ division.
|
| 84 |
+
|
| 85 |
+
Finally put
|
| 86 |
+
\[
|
| 87 |
+
F=F_0((\varepsilon)),\qquad
|
| 88 |
+
\widetilde B=\widetilde B_0\otimes_{F_0}F,\qquad
|
| 89 |
+
D=D_0\otimes_{F_0}F.
|
| 90 |
+
\]
|
| 91 |
+
The central Laurent argument shows that $D$ is a central division
|
| 92 |
+
algebra over $F$ of degree $dbm$. Input coefficients will lie in
|
| 93 |
+
$\widetilde B$, so that they commute with the old factor $A$.
|
| 94 |
+
|
| 95 |
+
\subsection{One realization of all generic data}
|
| 96 |
+
|
| 97 |
+
For $r\in\mathbb Z/m\mathbb Z$, let
|
| 98 |
+
\[
|
| 99 |
+
\mathcal V_r=
|
| 100 |
+
\bigl(B_b\otimes_{k_0}L_0\bigr)\tau^r
|
| 101 |
+
\otimes_{H_0}F
|
| 102 |
+
\ \subseteq\ \widetilde B.
|
| 103 |
+
\]
|
| 104 |
+
This notation uses the evident coefficient embedding and scalar
|
| 105 |
+
extension; equivalently it is the $F$-span of that graded summand in
|
| 106 |
+
$\widetilde B_0$. Upon splitting, $\mathcal V_r$ consists exactly
|
| 107 |
+
of all $b\times b$ entries at offset $r$ in the $m$-block matrix.
|
| 108 |
+
In fact $L_0\otimes_{H_0}E\simeq E^m$ over a splitting field $E$,
|
| 109 |
+
and $B_b$ becomes $M_b(E)$. Multiplication by $\tau^r$ moves these
|
| 110 |
+
independent diagonal entries to offset $r$, with nonzero wrap factors.
|
| 111 |
+
In particular $\mathcal V_0$ gives all diagonal blocks, and
|
| 112 |
+
$\mathcal V_{-r}$ gives all reverse entries for offset $r$.
|
| 113 |
+
|
| 114 |
+
Define the two constant inputs and four arrow pairs by
|
| 115 |
+
\[
|
| 116 |
+
P_c^0=\varepsilon\sum_a x_{c,a,0}e_a,
|
| 117 |
+
\qquad
|
| 118 |
+
U_{r,c}=\left(\sum_a y_{r,c,a,0}e_a\right)\tau^r
|
| 119 |
+
\quad(c=1,2).
|
| 120 |
+
\]
|
| 121 |
+
The prescribed initial substitution is the pair
|
| 122 |
+
\begin{equation}
|
| 123 |
+
Z_c^{\mathrm{init}}(s_1,s_2)
|
| 124 |
+
=P_c^0+(U_{1,c}+U_{2,c})s_1
|
| 125 |
+
+(U_{3,c}+U_{4,c})s_2.
|
| 126 |
+
\label{eq:division-initial-input}
|
| 127 |
+
\end{equation}
|
| 128 |
+
After splitting, the diagonal blocks of $(P_1^0,P_2^0)$ are exactly
|
| 129 |
+
the required independent small generic pairs. The two input-component
|
| 130 |
+
entries at every forward edge are independent generic entries, jointly
|
| 131 |
+
with all the diagonal data.
|
| 132 |
+
|
| 133 |
+
Here independence is over the old split coefficient field, which is the
|
| 134 |
+
field used in the generic rank tests. To check it, first split $A$ and
|
| 135 |
+
$B_b$ using constants independent of the variables $x,y$. The $m$
|
| 136 |
+
conjugates of each coefficient use the disjoint sets of variables with
|
| 137 |
+
different index $j$. The split symbol basis is a matrix basis.
|
| 138 |
+
Permuting those variables, changing that basis, and multiplying entries
|
| 139 |
+
by powers of $a_*$ preserve their algebraic independence. This verifies
|
| 140 |
+
all generic determinant conditions simultaneously. No independence
|
| 141 |
+
over the larger invariant field $H_0$ is asserted or needed.
|
| 142 |
+
|
| 143 |
+
We may perform the spectral calculations after extending $F$ to a
|
| 144 |
+
split Laurent field and then to the finite extensions needed for
|
| 145 |
+
eigenvalues. Its constant coefficient field contains the old algebraic
|
| 146 |
+
closure and the rational variables just chosen. The matrix constant
|
| 147 |
+
terms remain $\varepsilon$-small. Arrow coefficients need not be
|
| 148 |
+
small, since they occur only with positive free-word degree.
|
| 149 |
+
|
| 150 |
+
\subsection{Linear descent of the correction}
|
| 151 |
+
|
| 152 |
+
Assume first that $q_0(w)\ne0$. Let $W_0=w(P_1^0,P_2^0)\in D$
|
| 153 |
+
and choose its monic minimal polynomial
|
| 154 |
+
\begin{equation}
|
| 155 |
+
q(t)\in F[t].
|
| 156 |
+
\label{eq:fixed-central-polynomial}
|
| 157 |
+
\end{equation}
|
| 158 |
+
We keep this polynomial fixed throughout the correction. It is
|
| 159 |
+
irreducible, because $F[W_0]$ is a finite-dimensional commutative
|
| 160 |
+
domain, and separable because the characteristic is zero. In a
|
| 161 |
+
splitting field its roots are exactly the distinct eigenvalues of the
|
| 162 |
+
constant output. For completeness, left multiplication by $W_0$ on
|
| 163 |
+
$D$ has characteristic polynomial a power of $q$, since $D$ is a
|
| 164 |
+
vector space over $F[W_0]$. After splitting, that left multiplication
|
| 165 |
+
is a direct sum of copies of the action of the split matrix $W_0$.
|
| 166 |
+
Every root of $q$ therefore occurs in that matrix, and no other
|
| 167 |
+
eigenvalue occurs. Separability makes its action semisimple.
|
| 168 |
+
|
| 169 |
+
We solve $q(w(Z))=0$ in free series over $D$. Initially take
|
| 170 |
+
\eqref{eq:division-initial-input}. Its split Schur equations vanish
|
| 171 |
+
through degree two, so Lemma~\ref{lem:schur-polynomial} gives the same
|
| 172 |
+
assertion for the polynomial relation. Suppose inductively that a
|
| 173 |
+
partial substitution solves this relation through degree $\ell-1$,
|
| 174 |
+
where $\ell\ge3$. Allow a new coefficient in
|
| 175 |
+
$\mathcal V_{-r}^2$ at every word of length $\ell-1$, for
|
| 176 |
+
$r=1,2,3,4$, and a new coefficient in $\mathcal V_0^2$ at every word
|
| 177 |
+
of length $\ell$. These are finite-dimensional $F$-spaces.
|
| 178 |
+
|
| 179 |
+
Impose every coefficient equation of
|
| 180 |
+
\begin{equation}
|
| 181 |
+
q(w(Z))=0\pmod{(s_1,s_2)^{\ell+1}}.
|
| 182 |
+
\label{eq:finite-central-correction}
|
| 183 |
+
\end{equation}
|
| 184 |
+
This is a finite affine linear system over $F$ in the allowed new
|
| 185 |
+
coordinates. Indeed two new insertions have degree at least
|
| 186 |
+
$2(\ell-1)>\ell$. At any fixed free-word degree, only boundedly
|
| 187 |
+
many positive-degree insertions occur in the evaluation of the old
|
| 188 |
+
series; the remaining insertions are from the $\varepsilon$-small
|
| 189 |
+
constant input. The finitely many previously fixed coefficients have
|
| 190 |
+
a finite lower valuation bound. Thus the sums defining each
|
| 191 |
+
coefficient of \eqref{eq:finite-central-correction}, and its linear
|
| 192 |
+
part in the new coordinates, converge in $D$ and are defined over $F$.
|
| 193 |
+
Choosing an $F$-basis of $D$ turns them into finitely many ordinary
|
| 194 |
+
scalar linear equations.
|
| 195 |
+
|
| 196 |
+
After scalar extension, each permitted input space becomes exactly
|
| 197 |
+
the collection of reverse edges or loops used in
|
| 198 |
+
Proposition~\ref{prop:eleven-block-correction}. The current partial
|
| 199 |
+
substitution is a valid partial split solution by
|
| 200 |
+
Lemma~\ref{lem:schur-polynomial}. The proposition supplies a split
|
| 201 |
+
correction, and that lemma converts its Schur vanishings back to all
|
| 202 |
+
the equations in \eqref{eq:finite-central-correction}. In particular
|
| 203 |
+
the new degree-$\ell-1$ reverse coefficients preserve the already
|
| 204 |
+
solved equations: their diagonal Schur variation at that degree is
|
| 205 |
+
zero. We have therefore solved the whole finite linear system after
|
| 206 |
+
a field extension. A matrix and its augmented matrix have the same
|
| 207 |
+
ranks before and after extension, so the system already has a solution
|
| 208 |
+
over $F$.
|
| 209 |
+
|
| 210 |
+
Choose such a solution at every step. The coefficient stabilization
|
| 211 |
+
in Proposition~\ref{prop:eleven-block-correction} produces
|
| 212 |
+
\[
|
| 213 |
+
Z\in\widetilde B\langle\!\langle s_1,s_2\rangle\!\rangle^2,
|
| 214 |
+
\qquad q(w(Z))=0,
|
| 215 |
+
\]
|
| 216 |
+
with the prescribed constant and linear terms. Only finite linear
|
| 217 |
+
systems have been descended. Neither the roots of $q$ nor the split
|
| 218 |
+
correction coefficients need belong to $F$.
|
| 219 |
+
|
| 220 |
+
Since the input coefficients commute with $A$, evaluation at $Z$
|
| 221 |
+
defines a substitution homomorphism
|
| 222 |
+
\[
|
| 223 |
+
A\langle\!\langle z_1,z_2\rangle\!\rangle
|
| 224 |
+
\longrightarrow D\langle\!\langle s_1,s_2\rangle\!\rangle.
|
| 225 |
+
\]
|
| 226 |
+
It is well-defined by the same coefficientwise valuation bound: at
|
| 227 |
+
fixed output degree, only boundedly many nonconstant input factors
|
| 228 |
+
occur. The bound also justifies multiplication and regrouping of the
|
| 229 |
+
convergent coefficient sums. Hence every old polynomial identity on
|
| 230 |
+
the tuple and the chosen series is preserved by this substitution.
|
| 231 |
+
|
| 232 |
+
If $q_0(w)=0$ already holds, use the very same division algebra and
|
| 233 |
+
the initial substitution \eqref{eq:division-initial-input}, with any
|
| 234 |
+
$b\ge1$. No spectral correction is required; the old relation
|
| 235 |
+
$q_0(w)$ remains zero under the substitution homomorphism. Both cases
|
| 236 |
+
produce a central division algebra of degree $11bd>d$, with identical
|
| 237 |
+
generic forms for the constant and the two linear input coefficients.
|
| 238 |
+
The next step restores generation and two transverse directions using
|
| 239 |
+
these coefficients. That step is needed in the unconstrained case
|
| 240 |
+
as well as in the spectral case.
|
preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/formal-generic.tex
ADDED
|
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|
| 1 |
+
\section{Formal evaluations and generic spectra}\label{sec:formal-generic}
|
| 2 |
+
|
| 3 |
+
We begin the proof of Theorem~\ref{thm:lifting} by constructing a
|
| 4 |
+
substitution $Z=(Z_1,Z_2)$ for the two free letters. Its coefficients will commute
|
| 5 |
+
with the old algebra $A$, so applying it to $(X,w)$ preserves their
|
| 6 |
+
polynomial identities. The matrix calculation focuses on $w$;
|
| 7 |
+
Sections~\ref{sec:division-realization} and~\ref{sec:generation}
|
| 8 |
+
realize the substitution in a division algebra of larger degree and
|
| 9 |
+
restore generation and both transverse directions for $X(Z)$.
|
| 10 |
+
|
| 11 |
+
Throughout the lifting argument, $k$ is a field of characteristic zero
|
| 12 |
+
containing all roots of unity, $A$ is a central division algebra of degree
|
| 13 |
+
$d$ over $k$, and
|
| 14 |
+
\[
|
| 15 |
+
w\in A\langle\!\langle z_1,z_2\rangle\!\rangle.
|
| 16 |
+
\]
|
| 17 |
+
The letters commute with $A$, but not with each other. Thus an element
|
| 18 |
+
is a family $(a_\omega)_\omega$ indexed by finite words, written
|
| 19 |
+
$\sum_\omega a_\omega z^\omega$, and multiplication uses concatenation
|
| 20 |
+
of words. Fix an algebraic closure $K$ of $k$ and a splitting
|
| 21 |
+
$A\otimes_k K\simeq M_d(K)$; this uses the splitting and
|
| 22 |
+
scalar-extension properties of central simple algebras
|
| 23 |
+
\cite[Chapter~IV, Example~2.14(a) and Proposition~2.15]{MilneCFT}.
|
| 24 |
+
|
| 25 |
+
If $P=(P_1,P_2)$ is a pair of $n\times n$ indeterminate matrices, put
|
| 26 |
+
\[
|
| 27 |
+
W_n(P)=\sum_\omega a_\omega\otimes P^\omega
|
| 28 |
+
\in M_{dn}(K[[P]]).
|
| 29 |
+
\]
|
| 30 |
+
Here $K[[P]]$ is the ordinary commutative power series ring in the
|
| 31 |
+
$2n^2$ entries. We omit the subscript $n$ when the size is clear.
|
| 32 |
+
The coefficient matrices act on the first tensor factor. In
|
| 33 |
+
particular, every input arrow between blocks is a pair of scalar
|
| 34 |
+
matrices acting on the second factor. It is not an arbitrary pair of
|
| 35 |
+
matrices on both factors.
|
| 36 |
+
|
| 37 |
+
In the spectral case we seek a substitution $Z=(Z_1,Z_2)$, with
|
| 38 |
+
constant term $R$, for which $W(Z)$ is conjugate to a split semisimple
|
| 39 |
+
constant output $W(R)$. If $\Lambda$ is the set of distinct eigenvalues
|
| 40 |
+
of $W(R)$, this gives
|
| 41 |
+
\[
|
| 42 |
+
q(W(Z))=0,\qquad q(t)=\prod_{\lambda\in\Lambda}(t-\lambda).
|
| 43 |
+
\]
|
| 44 |
+
The division realization will identify $q$ with the minimal polynomial
|
| 45 |
+
over its central coefficient field. If $w$ already satisfies the
|
| 46 |
+
minimal polynomial of $w(0)$, substitution retains that relation and
|
| 47 |
+
the spectral correction is unnecessary.
|
| 48 |
+
|
| 49 |
+
For the spectral construction, we will find matrix sizes with a common
|
| 50 |
+
eigenvalue multiplicity, disjoint spectra at independent inputs, and
|
| 51 |
+
scalar spectral blocks under commuting Taylor perturbations. These
|
| 52 |
+
properties will make the eigenvalue responses of
|
| 53 |
+
Section~\ref{sec:responses} well-defined. We first specify the
|
| 54 |
+
evaluations and specializations used to establish them and to evaluate
|
| 55 |
+
triangular auxiliary inputs later.
|
| 56 |
+
|
| 57 |
+
\subsection{Convergence and specialization}\label{subsec:formal-conventions}
|
| 58 |
+
|
| 59 |
+
Let $E$ be a complete discretely valued field containing $K$, with
|
| 60 |
+
valuation $v$, such that $v(c)=0$ for $c\in K^\times$. We use
|
| 61 |
+
$E=C((\varepsilon))$, or a finite extension of such a field, and
|
| 62 |
+
normalize $v(\varepsilon)=1$. Matrix valuations mean the minimum of
|
| 63 |
+
the entry valuations. A matrix is \emph{small} if this minimum is
|
| 64 |
+
positive. A small generic point is
|
| 65 |
+
$P=\varepsilon P^\circ$, where all entries of $P^\circ$ are
|
| 66 |
+
algebraically independent over the previously specified constant
|
| 67 |
+
field. Several independent points can use the same $\varepsilon$.
|
| 68 |
+
|
| 69 |
+
The finite extensions used to split spectra are separable in
|
| 70 |
+
characteristic zero. The valuation extends to each such extension,
|
| 71 |
+
which remains complete and discretely valued
|
| 72 |
+
\cite[Theorem~7.38 and Remark~7.43]{MilneANT}; with the normalization
|
| 73 |
+
$v(\varepsilon)=1$, its value group may be $\frac1e\mathbb Z$ for a
|
| 74 |
+
positive integer $e$.
|
| 75 |
+
|
| 76 |
+
\begin{lemma}[Admissible evaluations]\label{lem:admissible-evaluation}
|
| 77 |
+
Suppose a constant input pair $R$ is block upper triangular with $b$
|
| 78 |
+
blocks and small diagonal blocks. Its strictly upper blocks may have
|
| 79 |
+
arbitrary entries in $E$. Let $H$ be a matrix pair of formal series
|
| 80 |
+
of positive order in finitely many commuting or free variables.
|
| 81 |
+
Then $W(R+H)$ is defined coefficientwise by convergent sums in $E$.
|
| 82 |
+
The same assertion holds for products, finite determinants, and
|
| 83 |
+
derivatives of fixed order of finitely many such entry series.
|
| 84 |
+
|
| 85 |
+
These evaluations preserve formal entry identities. They also
|
| 86 |
+
remain valid coefficientwise in an additional parameter $\eta$ if
|
| 87 |
+
the diagonal blocks have entries in $E[[\eta]]$ with small constant
|
| 88 |
+
terms, while the strictly upper blocks and the coefficients of $H$
|
| 89 |
+
have entries in $E((\eta))$.
|
| 90 |
+
\end{lemma}
|
| 91 |
+
|
| 92 |
+
\begin{proof}
|
| 93 |
+
Fix a coefficient of degree $r$ in the variables of $H$. An input
|
| 94 |
+
path contributing to this coefficient uses at most $r$ positive-order
|
| 95 |
+
terms of $H$. Between these insertions it follows the constant upper
|
| 96 |
+
triangular pair. In each of the at most $r+1$ resulting intervals,
|
| 97 |
+
there are at most $b-1$ strictly upper steps. Thus at most
|
| 98 |
+
$(r+1)(b-1)$ constant factors are strictly upper. All remaining
|
| 99 |
+
constant factors come from small diagonal blocks.
|
| 100 |
+
|
| 101 |
+
Only finitely many coefficients of $H$ can occur at the chosen degree.
|
| 102 |
+
Their valuations, and those of the finitely many strictly upper
|
| 103 |
+
blocks, have a common lower bound. If the original word has length
|
| 104 |
+
$L$, its contribution consequently has valuation at least
|
| 105 |
+
$cL-C_r$, where $c>0$ and $C_r$ is independent of the word. There
|
| 106 |
+
are finitely many words of each length, so the sum converges. The
|
| 107 |
+
same estimate applies after inserting the finitely many extra factors
|
| 108 |
+
needed for a product or a derivative of fixed order. Completeness
|
| 109 |
+
allows regrouping of these sums, proving compatibility with
|
| 110 |
+
multiplication and with identities.
|
| 111 |
+
|
| 112 |
+
For the last assertion, first fix both the degree $r$ in $H$ and an
|
| 113 |
+
$\eta$-coefficient. The bounded number of strictly upper steps and
|
| 114 |
+
of $H$-insertions bounds their total negative $\eta$-order. Hence
|
| 115 |
+
only a bounded number of positive-order diagonal $\eta$-terms can
|
| 116 |
+
contribute, and only finitely many of their coefficients are used.
|
| 117 |
+
Every other factor is a small constant diagonal term. The preceding
|
| 118 |
+
valuation estimate therefore applies again. The resulting assertion
|
| 119 |
+
is coefficientwise; no interchange of the two Laurent topologies is
|
| 120 |
+
being asserted.
|
| 121 |
+
\end{proof}
|
| 122 |
+
|
| 123 |
+
We will use inverses of finite matrices as rational operations after
|
| 124 |
+
evaluation. The following elementary distinction is important.
|
| 125 |
+
Although $(\varepsilon-Q)^{-1}$ has a formal expansion at $Q=0$ over
|
| 126 |
+
$E$, that expansion need not converge after $Q=\varepsilon Q^\circ$.
|
| 127 |
+
Accordingly, when transferring an identity involving an inverse, we
|
| 128 |
+
first multiply by its determinant. We evaluate the resulting
|
| 129 |
+
numerator by Lemma~\ref{lem:admissible-evaluation}, and divide only
|
| 130 |
+
when the evaluated determinant is nonzero. Formal inverse expansions
|
| 131 |
+
are used to define coefficients; they are not presumed to converge at
|
| 132 |
+
every subsequent specialization.
|
| 133 |
+
|
| 134 |
+
\begin{lemma}[Detection by independent residues]\label{lem:generic-detection}
|
| 135 |
+
Let
|
| 136 |
+
\[
|
| 137 |
+
F(Q)=\sum_\alpha c_\alpha Q^\alpha\in E[[Q_1,\ldots,Q_N]],
|
| 138 |
+
\qquad \inf_\alpha v(c_\alpha)>-\infty.
|
| 139 |
+
\]
|
| 140 |
+
Adjoin elements $Q_1^\circ,\ldots,Q_N^\circ$ whose residues are
|
| 141 |
+
algebraically independent over the residue field of $E$, and complete
|
| 142 |
+
with respect to the extended valuation. Then
|
| 143 |
+
$F(\varepsilon Q^\circ)$ is defined, and is nonzero whenever $F$ is
|
| 144 |
+
nonzero.
|
| 145 |
+
\end{lemma}
|
| 146 |
+
|
| 147 |
+
\begin{proof}
|
| 148 |
+
The valuations $v(c_\alpha)+|\alpha|$ tend uniformly to infinity
|
| 149 |
+
with $|\alpha|$. Their least value is therefore attained by a
|
| 150 |
+
nonempty finite set of monomials. After scaling to this valuation,
|
| 151 |
+
the residue of their sum is a nonzero polynomial in the independent
|
| 152 |
+
residues of the $Q_j^\circ$. This proves both assertions.
|
| 153 |
+
\end{proof}
|
| 154 |
+
|
| 155 |
+
In applications, the coefficients of a cleared numerator are finite
|
| 156 |
+
sums of products of base-point scalars and matrix-entry series.
|
| 157 |
+
The path estimate gives a uniform valuation bound in the auxiliary
|
| 158 |
+
coordinates. Lemma~\ref{lem:generic-detection} therefore identifies
|
| 159 |
+
formal identities in these coordinates with identities at independent
|
| 160 |
+
small generic points. The base-point valued field is constructed
|
| 161 |
+
first; the auxiliary residues are adjoined afterward. This order
|
| 162 |
+
keeps their independence valid even after the base spectrum has been
|
| 163 |
+
split. The argument can be applied separately at each Taylor degree.
|
| 164 |
+
|
| 165 |
+
We record two further field conventions. Evaluation
|
| 166 |
+
\[
|
| 167 |
+
K[[P]]\longrightarrow C(P^\circ)((\varepsilon)),
|
| 168 |
+
\qquad P\longmapsto\varepsilon P^\circ,
|
| 169 |
+
\]
|
| 170 |
+
is injective, by homogeneous degree or by
|
| 171 |
+
Lemma~\ref{lem:generic-detection}. It extends to the fraction field,
|
| 172 |
+
and a finite splitting field embeds into a finite algebraic extension
|
| 173 |
+
of the target. Also, if $R$ is a small constant pair, then
|
| 174 |
+
\begin{equation}
|
| 175 |
+
K[[P]]\longrightarrow E[[\Delta]],\qquad P\longmapsto R+\Delta
|
| 176 |
+
\label{eq:generic-taylor-embedding}
|
| 177 |
+
\end{equation}
|
| 178 |
+
is injective: reduction modulo the valuation ideal sends the image of
|
| 179 |
+
$f$ to $f(\Delta)$. We use this observation for small block diagonal
|
| 180 |
+
$R$. Denominators in the fraction field remain nonzero, so the map
|
| 181 |
+
extends to fraction fields.
|
| 182 |
+
|
| 183 |
+
Finally, the Taylor substitution $P\mapsto P+\eta v$ maps
|
| 184 |
+
$\operatorname{Frac}K[[P]]$ into
|
| 185 |
+
$\operatorname{Frac}K[[P]][[\eta]]$, with reduction the identity.
|
| 186 |
+
It extends to a finite separable extension $\Omega$ with values in
|
| 187 |
+
$\Omega[[\eta]]$: choose a primitive element and lift its defining
|
| 188 |
+
equation using its nonzero derivative. The lift reducing to the
|
| 189 |
+
chosen primitive element is unique, by coefficient recursion. This
|
| 190 |
+
convention lets us move a base point while retaining its labeled
|
| 191 |
+
eigenvalue branches.
|
| 192 |
+
|
| 193 |
+
\subsection{Generic division evaluations}\label{subsec:generic-division}
|
| 194 |
+
|
| 195 |
+
Generic matrix evaluations have a useful divisibility property for
|
| 196 |
+
their eigenvalue multiplicities. We obtain it by first evaluating
|
| 197 |
+
inside a division algebra.
|
| 198 |
+
|
| 199 |
+
For $n\ge1$, choose independent central variables $\alpha,\beta$
|
| 200 |
+
and a primitive $n$th root of unity $\zeta_n\in k$. Over
|
| 201 |
+
$k_0=k(\alpha,\beta)$ let $B_n$ be generated by $x,y$ with
|
| 202 |
+
\[
|
| 203 |
+
x^n=\alpha,\qquad y^n=\beta,\qquad yx=\zeta_nxy.
|
| 204 |
+
\]
|
| 205 |
+
For $n=1$ this means $B_1=k_0$. The reduced monomials
|
| 206 |
+
$x^iy^j$, $0\le i,j<n$, form a basis. Indeed they span by the
|
| 207 |
+
relations, and after adjoining $n$th roots of $\alpha$ and $\beta$
|
| 208 |
+
their clock-and-shift matrices are linearly independent. These
|
| 209 |
+
matrices span $M_n$, so $B_n$ is central simple of degree $n$.
|
| 210 |
+
This is the standard symbol construction
|
| 211 |
+
\cite[Corollary~2.5.5(1)]{GilleSzamuely2006}, with the inverse
|
| 212 |
+
root of unity for our convention.
|
| 213 |
+
|
| 214 |
+
\begin{lemma}\label{lem:symbol-division}
|
| 215 |
+
The central simple algebra $A\otimes_k B_n$ is division. Its pure
|
| 216 |
+
rational scalar extensions and its central Laurent series extensions
|
| 217 |
+
are division as well.
|
| 218 |
+
\end{lemma}
|
| 219 |
+
|
| 220 |
+
\begin{proof}
|
| 221 |
+
Start with $A((x))$, where $x$ commutes with $A$, and let $\sigma$
|
| 222 |
+
fix $A$ and send $x$ to $\zeta_nx$. The skew Laurent series ring
|
| 223 |
+
$A((x))((y;\sigma))$, with $ya=\sigma(a)y$, is a division ring by
|
| 224 |
+
the leading-coefficient construction of inverses. The elements
|
| 225 |
+
$x^n,y^n$ are central and algebraically independent. The defining
|
| 226 |
+
relations give a unital map of $A\otimes_k B_n$ into this division
|
| 227 |
+
ring. Central simplicity makes the map injective. A finite
|
| 228 |
+
dimensional domain over a field is division, since multiplication by
|
| 229 |
+
a nonzero element is an injective and hence surjective linear map.
|
| 230 |
+
|
| 231 |
+
For a central division algebra $D/F$, the rational extension $D(t)$
|
| 232 |
+
embeds in the division ring $D((t))$. Iterating proves the rational
|
| 233 |
+
assertion. Because $D$ has a finite $F$-basis,
|
| 234 |
+
$D\otimes_F F((\varepsilon))=D((\varepsilon))$, which is again
|
| 235 |
+
division by leading coefficients.
|
| 236 |
+
\end{proof}
|
| 237 |
+
|
| 238 |
+
Choose a basis $b_1,\ldots,b_{n^2}$ of $B_n$, and let
|
| 239 |
+
$c_{ij}$, $i=1,2$, $j=1,\ldots,n^2$, be independent variables.
|
| 240 |
+
Evaluate $w$ at
|
| 241 |
+
\[
|
| 242 |
+
P_i=\varepsilon\sum_j c_{ij}b_j.
|
| 243 |
+
\]
|
| 244 |
+
This gives an element of a central division algebra of degree $dn$
|
| 245 |
+
over
|
| 246 |
+
\[
|
| 247 |
+
F_n=k(\alpha,\beta,(c_{ij}))((\varepsilon)).
|
| 248 |
+
\]
|
| 249 |
+
After splitting $A$ and $B_n$ by constants independent of the $c_{ij}$,
|
| 250 |
+
the $b_j$ become a basis of $M_n$. The change from the $c_{ij}$ to
|
| 251 |
+
the entries of $P_i/\varepsilon$ is therefore an invertible linear
|
| 252 |
+
change of independent coordinates. The resulting evaluation is a
|
| 253 |
+
small generic scalar matrix evaluation in the sense fixed above.
|
| 254 |
+
|
| 255 |
+
Let $e_n$ denote the minimal-polynomial degree of this element. Its
|
| 256 |
+
minimal polynomial is irreducible and separable over $F_n$.
|
| 257 |
+
Consequently $W(P)$ is semisimple over a splitting field, and every
|
| 258 |
+
distinct root has the same multiplicity
|
| 259 |
+
\begin{equation}
|
| 260 |
+
t_n=\frac{dn}{e_n}.
|
| 261 |
+
\label{eq:generic-multiplicity}
|
| 262 |
+
\end{equation}
|
| 263 |
+
For completeness, if $D/F$ has degree $N$ and $a\in D$ has minimal
|
| 264 |
+
polynomial $q$ of degree $e$, then left multiplication by $a$ has
|
| 265 |
+
characteristic polynomial $q^{N^2/e}$: view $D$ as a vector space
|
| 266 |
+
over $F[a]$. After splitting $D=M_N$, left multiplication acts by
|
| 267 |
+
the matrix $a$ on each of its $N$ columns. Its characteristic
|
| 268 |
+
polynomial is therefore the $N$th power of the matrix characteristic
|
| 269 |
+
polynomial. Comparing root multiplicities gives $N/e$ in the
|
| 270 |
+
matrix representation. This also proves that $N/e$ is an integer.
|
| 271 |
+
|
| 272 |
+
Linear independence of $1,a,\ldots,a^{e-1}$ is preserved by field
|
| 273 |
+
extension. Thus the same $e_n,t_n$ describe $W(P)$ over a splitting
|
| 274 |
+
field of $\operatorname{Frac}K[[P]]$.
|
| 275 |
+
|
| 276 |
+
\subsection{Nonconstant roots and stable multiplicity}
|
| 277 |
+
\label{subsec:stable-multiplicity}
|
| 278 |
+
|
| 279 |
+
Let $q_0$ be the minimal polynomial of $w(0)$ over $k$. If
|
| 280 |
+
$q_0(w)=0$ as a free series, the subsequent spectral construction is
|
| 281 |
+
unnecessary; the unconstrained case of the lifting argument will use
|
| 282 |
+
this existing relation. In the rest of this section assume
|
| 283 |
+
$q_0(w)\ne0$.
|
| 284 |
+
|
| 285 |
+
A nonzero homogeneous part of $q_0(w)$ is detected by scalar matrices
|
| 286 |
+
of every sufficiently large size. To see this, choose a word of
|
| 287 |
+
length $L$ with nonzero coefficient and use a path of $L+1$ vertices,
|
| 288 |
+
placing its successive letters on the consecutive matrix-unit
|
| 289 |
+
arrows. The $(1,L+1)$ entry detects precisely that coefficient.
|
| 290 |
+
Padding by zero blocks works for all larger sizes. It follows that
|
| 291 |
+
$q_0(W(P))\ne0$ at every generic size $n\ge n_0$, for some $n_0$.
|
| 292 |
+
|
| 293 |
+
\begin{lemma}\label{lem:nonconstant-roots}
|
| 294 |
+
For $n\ge n_0$, every distinct generic eigenvalue of $W(P)$ has a
|
| 295 |
+
nonzero differential in the input entries. Independent small generic
|
| 296 |
+
points of sizes at least $n_0$ have disjoint spectra. Their spectra
|
| 297 |
+
also avoid the constant spectrum of $w(0)$.
|
| 298 |
+
\end{lemma}
|
| 299 |
+
|
| 300 |
+
\begin{proof}
|
| 301 |
+
Use the division evaluation over $F_n$. Each derivation
|
| 302 |
+
$\partial/\partial c_{ij}$ acts coefficientwise on Laurent series
|
| 303 |
+
and extends uniquely to algebraic extensions in characteristic zero.
|
| 304 |
+
Uniqueness implies that it commutes with automorphisms of a splitting
|
| 305 |
+
field over $F_n$. If all these derivations killed one root, they
|
| 306 |
+
would kill all its Galois conjugates. Irreducibility makes these all
|
| 307 |
+
the distinct roots. Thus every coefficient of the reduced
|
| 308 |
+
characteristic polynomial would have all its input derivatives zero.
|
| 309 |
+
|
| 310 |
+
The coefficient of $\varepsilon^r$ in such a characteristic
|
| 311 |
+
coefficient is a homogeneous polynomial of degree $r$ in the
|
| 312 |
+
$c_{ij}$. In characteristic zero a polynomial whose partial
|
| 313 |
+
derivatives all vanish is constant. All terms of positive
|
| 314 |
+
$\varepsilon$-degree therefore vanish. The characteristic polynomial
|
| 315 |
+
is the characteristic polynomial of $w(0)$. Semisimplicity then
|
| 316 |
+
implies $q_0(W(P))=0$, a contradiction.
|
| 317 |
+
|
| 318 |
+
Splitting $A,B_n$ uses constants independent of the inputs. The
|
| 319 |
+
invertible basis change described above, together with the nonzero
|
| 320 |
+
factor $\varepsilon$, transports the differential assertion to
|
| 321 |
+
ordinary matrix-entry coordinates. For independent points $P,Q$,
|
| 322 |
+
derivations in the $P$-coordinates kill the roots belonging to $Q$.
|
| 323 |
+
They cannot kill a root belonging to $P$. No root can therefore
|
| 324 |
+
belong to both spectra. The same argument excludes a constant root.
|
| 325 |
+
\end{proof}
|
| 326 |
+
|
| 327 |
+
Choose $p\ge n_0$ for which the positive integer $t_p$ is minimal
|
| 328 |
+
among all $t_n$, $n\ge n_0$, and put
|
| 329 |
+
\[
|
| 330 |
+
t=t_p,\qquad \mathcal S=\{pN:N\ge1\}.
|
| 331 |
+
\]
|
| 332 |
+
|
| 333 |
+
\begin{lemma}\label{lem:stable-multiplicity}
|
| 334 |
+
For every $N\ge1$,
|
| 335 |
+
\[
|
| 336 |
+
t_{pN}=t,\qquad e_{pN}=Ne_p.
|
| 337 |
+
\]
|
| 338 |
+
\end{lemma}
|
| 339 |
+
|
| 340 |
+
\begin{proof}
|
| 341 |
+
Specialize a size-$pN$ point to a diagonal sum of $N$ independent
|
| 342 |
+
size-$p$ points. Lemma~\ref{lem:nonconstant-roots} gives $Ne_p$
|
| 343 |
+
distinct eigenvalues there. The generic bound on minimal-polynomial
|
| 344 |
+
degree survives this specialization: it is expressed by the vanishing
|
| 345 |
+
of all $(e_{pN}+1)$-minors of the matrix whose columns are the
|
| 346 |
+
vectorizations of $1,W,\ldots,W^{e_{pN}}$. These are formal entry
|
| 347 |
+
identities covered by Lemma~\ref{lem:admissible-evaluation}.
|
| 348 |
+
Consequently $e_{pN}\ge Ne_p$. Minimality of $t$ gives the opposite
|
| 349 |
+
inequality,
|
| 350 |
+
$e_{pN}=dpN/t_{pN}\le dpN/t=Ne_p$.
|
| 351 |
+
\end{proof}
|
| 352 |
+
|
| 353 |
+
We henceforth use sizes in $\mathcal S$. At size $n$, the minimal
|
| 354 |
+
polynomial always has degree at most $e_n=dn/t$ at every admissible
|
| 355 |
+
specialization. The following consequence controls all commuting
|
| 356 |
+
Taylor deformations used below.
|
| 357 |
+
|
| 358 |
+
\begin{lemma}[Scalar branches at maximal root count]
|
| 359 |
+
\label{lem:scalar-branches}
|
| 360 |
+
Let $V(T)$ be a matrix over a commuting formal Taylor ring $E[[T]]$.
|
| 361 |
+
Suppose $V(0)$ is split semisimple with $e$ distinct eigenvalues and
|
| 362 |
+
the minimal-polynomial degree of $V(T)$ over
|
| 363 |
+
$\operatorname{Frac}E[[T]]$ is at most $e$. Then a formal change of
|
| 364 |
+
basis reducing to the identity separates $V(T)$ into $e$ scalar
|
| 365 |
+
blocks. The sizes of these blocks are their multiplicities at
|
| 366 |
+
$T=0$.
|
| 367 |
+
\end{lemma}
|
| 368 |
+
|
| 369 |
+
\begin{proof}
|
| 370 |
+
Use the eigenspace decomposition at zero. Off-diagonal blocks can be
|
| 371 |
+
removed recursively in total Taylor degree: the equation for the
|
| 372 |
+
block between eigenvalues $\lambda_i,\lambda_j$ is multiplication
|
| 373 |
+
by $\lambda_i-\lambda_j$, a nonzero scalar. We obtain blocks
|
| 374 |
+
$V_i(T)$ reducing to $\lambda_i I$. Their characteristic polynomials
|
| 375 |
+
have pairwise unit resultants, because their reductions have different
|
| 376 |
+
roots. Their minimal polynomials over the Taylor fraction field are
|
| 377 |
+
therefore pairwise coprime. The minimal-polynomial degree of their
|
| 378 |
+
direct sum is the sum of their degrees. There are $e$ nonempty
|
| 379 |
+
blocks and the total degree is at most $e$, so every block has
|
| 380 |
+
minimal-polynomial degree one. Each $V_i(T)$ is scalar. Its scalar
|
| 381 |
+
entry belongs to $E[[T]]$, since the block entries do.
|
| 382 |
+
\end{proof}
|
| 383 |
+
|
| 384 |
+
In particular, the roots at a small semisimple point with $e_n$
|
| 385 |
+
distinct roots have labeled scalar Taylor branches. The splitting
|
| 386 |
+
field of the generic point embeds in their Taylor fraction field by
|
| 387 |
+
\eqref{eq:generic-taylor-embedding}; a labeling is chosen by reduction
|
| 388 |
+
to the roots at the base.
|
| 389 |
+
|
| 390 |
+
Let $\rho_n$ be the generic rank of the input Jacobian of
|
| 391 |
+
\[
|
| 392 |
+
\operatorname{tr}W,\operatorname{tr}W^2,\ldots,
|
| 393 |
+
\operatorname{tr}W^{dn}.
|
| 394 |
+
\]
|
| 395 |
+
Its minors are formal entry identities, so $\rho_n$ bounds the
|
| 396 |
+
corresponding specialized ranks. At a maximal-root-count point the
|
| 397 |
+
scalar branches satisfy
|
| 398 |
+
\[
|
| 399 |
+
d\operatorname{tr}W^j
|
| 400 |
+
=jt\sum_{h=1}^{e_n}\lambda_h^{j-1}\,d\lambda_h.
|
| 401 |
+
\]
|
| 402 |
+
The first $e_n$ rows give an invertible Vandermonde matrix. Hence
|
| 403 |
+
the trace Jacobian and the eigenvalue Jacobian have the same rank
|
| 404 |
+
there, including over a commuting Taylor fraction field. We have
|
| 405 |
+
therefore obtained both ingredients needed for the response
|
| 406 |
+
calculations: scalar branches and specialization-stable rank bounds.
|
preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/generation.tex
ADDED
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|
| 1 |
+
\section{Restoring generation and two transverse directions}
|
| 2 |
+
\label{sec:generation}
|
| 3 |
+
|
| 4 |
+
The preceding construction gives a substitution $Z(s_1,s_2)$ inside
|
| 5 |
+
the centralizer of $A$ in a larger central division algebra. It
|
| 6 |
+
preserves the old polynomial identities and algebraizes the chosen
|
| 7 |
+
series. To complete Theorem~\ref{thm:lifting}, we must
|
| 8 |
+
make the new constant tuple generate the larger algebra and retain
|
| 9 |
+
two independent directions modulo inner derivations. We first use the
|
| 10 |
+
original transverse directions to prove generation of the generic
|
| 11 |
+
diagonal product and to control the arrows between its blocks.
|
| 12 |
+
Translating the first free letter by a new central parameter then joins
|
| 13 |
+
the blocks into a full matrix algebra. A single rank calculation shows
|
| 14 |
+
that both directions remain independent modulo inner derivations.
|
| 15 |
+
|
| 16 |
+
Throughout this section, brackets with a tuple are taken componentwise.
|
| 17 |
+
Thus, for $C=(C_1,\ldots,C_u)$ in an algebra $B$, write
|
| 18 |
+
\[
|
| 19 |
+
J(C)=\{([T,C_1],\ldots,[T,C_u]):T\in B\}.
|
| 20 |
+
\]
|
| 21 |
+
Polynomial relations on $X_0$ detect the two input directions to first
|
| 22 |
+
order.
|
| 23 |
+
|
| 24 |
+
\begin{lemma}[Derivatives of relations]
|
| 25 |
+
\label{lem:derivatives-of-relations}
|
| 26 |
+
Let $A$ be a finite-dimensional central simple algebra over a field
|
| 27 |
+
$k$ of characteristic zero. Let
|
| 28 |
+
$X\in A\langle\!\langle z_1,z_2\rangle\!\rangle^u$ have constant
|
| 29 |
+
tuple $X_0$ generating $A$, and suppose its two linear coefficients
|
| 30 |
+
$X_1,X_2$ are independent modulo $J(X_0)$. Define
|
| 31 |
+
\[
|
| 32 |
+
\theta:k\langle x_1,\ldots,x_u\rangle\longrightarrow A,
|
| 33 |
+
\qquad \theta(f)=f(X_0),\qquad I=\ker\theta.
|
| 34 |
+
\]
|
| 35 |
+
Then the map taking $f\in I$ to the coefficients of $z_1,z_2$ in
|
| 36 |
+
$f(X)$ is onto $A^2$.
|
| 37 |
+
\end{lemma}
|
| 38 |
+
|
| 39 |
+
\begin{proof}
|
| 40 |
+
Denote these two coefficient maps by $\delta_1,\delta_2$. Each
|
| 41 |
+
satisfies
|
| 42 |
+
\[
|
| 43 |
+
\delta_j(fg)=\theta(f)\delta_j(g)+\delta_j(f)\theta(g).
|
| 44 |
+
\]
|
| 45 |
+
Since $\theta$ is onto and $I$ is a two-sided ideal, the image
|
| 46 |
+
$M=(\delta_1,\delta_2)(I)$ is an $A$-bimodule in $A^2$.
|
| 47 |
+
|
| 48 |
+
Left and right multiplication generate $\operatorname{End}_k(A)$;
|
| 49 |
+
see \cite[Chapter~IV, Corollary~2.9]{MilneCFT}.
|
| 50 |
+
Indeed, after splitting $A$, multiplication by matrix units on the
|
| 51 |
+
left and right gives every matrix unit on the vector space $A$;
|
| 52 |
+
the resulting isomorphism
|
| 53 |
+
$A\otimes_k A^{\mathrm{op}}\simeq\operatorname{End}_k(A)$ descends
|
| 54 |
+
by finite-dimensional linear algebra. Applying these endomorphism
|
| 55 |
+
matrix units to $M\subseteq A\otimes_k k^2$ shows that
|
| 56 |
+
$M=A\otimes_k V$ for a subspace $V\subseteq k^2$.
|
| 57 |
+
If $V\ne k^2$, some nonzero $(a,b)\in k^2$ annihilates $V$.
|
| 58 |
+
The map $a\delta_1+b\delta_2$ then vanishes on $I$ and descends to
|
| 59 |
+
a derivation of $A$.
|
| 60 |
+
|
| 61 |
+
Every $k$-linear derivation of $A$ is inner
|
| 62 |
+
\cite[Theorem~8]{Jacobson1937Derivations}. For completeness, after
|
| 63 |
+
splitting $A=M_d(E)$, a derivation $\partial$ is implemented by
|
| 64 |
+
\[
|
| 65 |
+
T=\sum_i\partial(E_{i1})E_{1i}.
|
| 66 |
+
\]
|
| 67 |
+
Differentiating $E_{kl}E_{i1}=\delta_{li}E_{k1}$, multiplying by
|
| 68 |
+
$E_{1i}$, and summing gives $\partial(E_{kl})=[T,E_{kl}]$.
|
| 69 |
+
The equations for an implementing element on a fixed $k$-basis of
|
| 70 |
+
$A$ form a linear system over $k$. Solvability after scalar
|
| 71 |
+
extension implies solvability over $k$.
|
| 72 |
+
It follows that $aX_1+bX_2\in J(X_0)$, a contradiction.
|
| 73 |
+
\end{proof}
|
| 74 |
+
|
| 75 |
+
In particular, there are $f_1,f_2\in I$ whose derivative pairs are
|
| 76 |
+
$(1,0)$ and $(0,1)$. These relations recover the two generic input
|
| 77 |
+
matrices from small evaluations of the tuple.
|
| 78 |
+
|
| 79 |
+
\begin{lemma}[Generic blocks]
|
| 80 |
+
\label{lem:generic-generating-blocks}
|
| 81 |
+
Under the hypotheses of Lemma~\ref{lem:derivatives-of-relations},
|
| 82 |
+
write $d=\deg A$ and split $A$ into $d\times d$ matrices. Fix a
|
| 83 |
+
positive integer $b$ and finitely many independent small generic input pairs
|
| 84 |
+
\[
|
| 85 |
+
P_i=\varepsilon P_i^{\circ},\qquad 1\le i\le r,
|
| 86 |
+
\]
|
| 87 |
+
of $b\times b$ matrices, with jointly independent entries in the
|
| 88 |
+
$P_i^{\circ}$. Work over a common splitting Laurent field.
|
| 89 |
+
Then each tuple $C_i=X(P_i)$ generates $M_{db}$, and the diagonal
|
| 90 |
+
tuple $C=\operatorname{diag}(C_i)$ generates the full product of
|
| 91 |
+
these matrix algebras.
|
| 92 |
+
|
| 93 |
+
For distinct $i,j$, the output derivative of a generic input arrow
|
| 94 |
+
$U=(U_1,U_2)$ from block $j$ to block $i$ is nonzero modulo
|
| 95 |
+
\[
|
| 96 |
+
\{C_iT-TC_j:T\in M_{db}\}.
|
| 97 |
+
\]
|
| 98 |
+
More precisely, the image of the arrow derivatives in this quotient
|
| 99 |
+
has dimension at least $b^2$.
|
| 100 |
+
\end{lemma}
|
| 101 |
+
|
| 102 |
+
\begin{proof}
|
| 103 |
+
Let $E$ contain the splitting data and independent input coordinates.
|
| 104 |
+
Consider integral elements of the $E((\varepsilon))$-algebra
|
| 105 |
+
generated by $X(P_i)$. Their reductions modulo $\varepsilon$
|
| 106 |
+
contain $M_d(E)\otimes1$, because $X_0$ generates the old algebra.
|
| 107 |
+
Lemma~\ref{lem:derivatives-of-relations} also gives
|
| 108 |
+
\[
|
| 109 |
+
\varepsilon^{-1}f_j(X(P_i))
|
| 110 |
+
\equiv I_d\otimes P_{i,j}^{\circ}\pmod\varepsilon.
|
| 111 |
+
\]
|
| 112 |
+
A generic pair generates $M_b(E)$. To see the relevant determinant
|
| 113 |
+
is nonzero, specialize one matrix to a diagonal matrix with distinct
|
| 114 |
+
entries and the other to a matrix with every entry nonzero.
|
| 115 |
+
Interpolation and sandwiching give all matrix units. Thus the
|
| 116 |
+
reductions generate $M_d(E)\otimes M_b(E)=M_{db}(E)$.
|
| 117 |
+
Choose finitely many integral algebra elements whose reductions
|
| 118 |
+
form a matrix basis. Their determinant is a unit, so they remain
|
| 119 |
+
independent over $E((\varepsilon))$, proving full generation.
|
| 120 |
+
|
| 121 |
+
The representations defined by different $C_i$ have distinct kernels.
|
| 122 |
+
Indeed,
|
| 123 |
+
\[
|
| 124 |
+
\operatorname{tr}f_1(C_i)
|
| 125 |
+
=\varepsilon d\operatorname{tr}P_{i,1}^{\circ}
|
| 126 |
+
+O(\varepsilon^2),
|
| 127 |
+
\]
|
| 128 |
+
and the leading coefficients differ. Equal kernels would induce an
|
| 129 |
+
isomorphism of the full matrix images carrying every polynomial
|
| 130 |
+
evaluation in one to the other. Such an isomorphism preserves trace:
|
| 131 |
+
the trace of left multiplication is matrix size times matrix trace.
|
| 132 |
+
This contradicts the display.
|
| 133 |
+
The kernels are therefore distinct maximal two-sided ideals.
|
| 134 |
+
Evaluation is onto their finite product. Explicitly, for each pair
|
| 135 |
+
$i\ne j$ choose a polynomial vanishing in block $j$ and equal to
|
| 136 |
+
the identity in block $i$. The product over $j\ne i$ vanishes in
|
| 137 |
+
all other blocks and is the identity in block $i$; multiplying by
|
| 138 |
+
a lift of any matrix gives that product coordinate.
|
| 139 |
+
|
| 140 |
+
For the last assertion, compare the inner columns and arrow columns
|
| 141 |
+
at $P_i=P_j=0$. The inner image is
|
| 142 |
+
$J(X_0)\otimes M_b$, of dimension $(d^2-1)b^2$. The arrow derivative
|
| 143 |
+
is
|
| 144 |
+
\[
|
| 145 |
+
X_1\otimes U_1+X_2\otimes U_2.
|
| 146 |
+
\]
|
| 147 |
+
The original transverse independence implies that the combined map
|
| 148 |
+
has rank $(d^2+1)b^2$ at this reduction. Its generic rank is at
|
| 149 |
+
least this number. At a generic pair, the inner map has rank at
|
| 150 |
+
most $(db)^2=d^2b^2$; in fact it is injective, since a nonzero
|
| 151 |
+
intertwiner between the two simple representations would identify
|
| 152 |
+
their kernels. Subtracting this generic inner rank leaves at least
|
| 153 |
+
$b^2$ independent arrow directions in the quotient. A generic
|
| 154 |
+
fixed arrow consequently has nonzero quotient class.
|
| 155 |
+
\end{proof}
|
| 156 |
+
|
| 157 |
+
All determinant conditions in Lemma~\ref{lem:generic-generating-blocks}
|
| 158 |
+
hold on the same independent block and arrow coordinates used in
|
| 159 |
+
the division realization. Only finitely many blocks and arrows are
|
| 160 |
+
involved, so their nonzero minors can be imposed simultaneously.
|
| 161 |
+
In particular, the argument does not require replacing that realization
|
| 162 |
+
by a different choice of data.
|
| 163 |
+
|
| 164 |
+
We next isolate the translation argument. Its hypotheses concern
|
| 165 |
+
only the constant and linear coefficients; higher-order corrections
|
| 166 |
+
may be arbitrary.
|
| 167 |
+
|
| 168 |
+
\begin{lemma}[A translation preserving two directions]
|
| 169 |
+
\label{lem:translation-two-directions}
|
| 170 |
+
Let $E$ be a field of characteristic zero, let $n\ge1$ be an integer,
|
| 171 |
+
let $m=11$, and index
|
| 172 |
+
the blocks of $M_{mn}(E)$ by $\mathbb Z/m\mathbb Z$.
|
| 173 |
+
Suppose
|
| 174 |
+
\[
|
| 175 |
+
Y(s_1,s_2)\in M_{mn}(E)
|
| 176 |
+
\langle\!\langle s_1,s_2\rangle\!\rangle^u
|
| 177 |
+
\]
|
| 178 |
+
has constant tuple $C=\operatorname{diag}(C_i)$ generating
|
| 179 |
+
$\prod_iM_n(E)$. Suppose its two linear coefficients have the
|
| 180 |
+
following supports:
|
| 181 |
+
\[
|
| 182 |
+
(Y_1)_{ij}=0\ \text{unless }i-j\in\{1,2\},
|
| 183 |
+
\qquad
|
| 184 |
+
(Y_2)_{ij}=0\ \text{unless }i-j\in\{3,4\}.
|
| 185 |
+
\]
|
| 186 |
+
Assume every displayed edge coefficient is nonzero modulo the
|
| 187 |
+
cross-inner image $\{C_iT-TC_j:T\in M_n(E)\}$.
|
| 188 |
+
For a new central Laurent parameter $\gamma$, define
|
| 189 |
+
\[
|
| 190 |
+
Y'(s'_1,s'_2)=Y(\gamma+s'_1,s'_2).
|
| 191 |
+
\]
|
| 192 |
+
Then $Y'_0=Y(\gamma,0)$ generates $M_{mn}(E((\gamma)))$, and
|
| 193 |
+
$Y'_1,Y'_2$ are independent modulo $J(Y'_0)$.
|
| 194 |
+
\end{lemma}
|
| 195 |
+
|
| 196 |
+
\begin{proof}
|
| 197 |
+
The substitution is well-defined. In the coefficient of a fixed
|
| 198 |
+
new word, a contribution from an old word of length $r$ contains
|
| 199 |
+
$r$ minus the new word length factors of $\gamma$. Thus only
|
| 200 |
+
finitely many terms contribute at each $\gamma$ degree. Coefficients
|
| 201 |
+
converge in $E[[\gamma]]$, and the substitution respects products.
|
| 202 |
+
|
| 203 |
+
Let $B=\prod_iM_n(E)$ and let $I_C$ be the kernel of evaluation of
|
| 204 |
+
the free algebra at $C$. First-letter differentiation on $I_C$
|
| 205 |
+
has image a $B$-bimodule in $M_{mn}(E)$. Its projection onto every
|
| 206 |
+
first-color edge is nonzero. Otherwise the derivative into that
|
| 207 |
+
cross bimodule would descend to a derivation $\delta:B\to M_n(E)$,
|
| 208 |
+
where the left and right actions are through the distinct endpoint
|
| 209 |
+
factors $i,j$. Such a derivation is inner. In fact, for the central
|
| 210 |
+
idempotent $e_i$ of factor $i$, differentiating $e_i a=a e_i$ gives
|
| 211 |
+
\[
|
| 212 |
+
\delta(a)=a_iT-Ta_j,\qquad T=\delta(e_i).
|
| 213 |
+
\]
|
| 214 |
+
Applied to the generators, this contradicts the transverse edge
|
| 215 |
+
hypothesis. Since each full rectangular block is a simple bimodule
|
| 216 |
+
for its two matrix factors, the derivative image contains the full
|
| 217 |
+
block on every first-color edge.
|
| 218 |
+
|
| 219 |
+
Divide the corresponding evaluations of elements of $I_C$ at
|
| 220 |
+
$Y(\gamma,0)$ by $\gamma$. Their reductions supply all these edge
|
| 221 |
+
blocks. Ordinary evaluations already supply the full diagonal
|
| 222 |
+
product. The offset-one edges form a directed cycle through all
|
| 223 |
+
vertices, so products supply every matrix block. A finite set of
|
| 224 |
+
such elements with independent reductions therefore proves that
|
| 225 |
+
$Y(\gamma,0)$ generates the full matrix algebra.
|
| 226 |
+
|
| 227 |
+
It remains to check the two directions. Put $N=mn$ and
|
| 228 |
+
$J_0=J(C)$. Since $C$ generates $B$, its commutant consists of the
|
| 229 |
+
$m$ block scalars. Hence $\dim J_0=N^2-m$. Choose $N^2-m$ inner
|
| 230 |
+
columns with independent reductions spanning $J_0$. For a block
|
| 231 |
+
scalar $c=\operatorname{diag}(c_i I_n)$, the additional column
|
| 232 |
+
\[
|
| 233 |
+
\gamma^{-1}[c,Y(\gamma,0)]
|
| 234 |
+
\]
|
| 235 |
+
is integral and reduces to $[c,Y_1]$. These columns have rank
|
| 236 |
+
$m-1$ modulo $J_0$. Indeed, $[c,Y_1]\in J_0$ forces $c_i=c_j$
|
| 237 |
+
on each offset-one edge, by its transverse hypothesis, and the
|
| 238 |
+
cycle forces all $c_i$ to agree.
|
| 239 |
+
|
| 240 |
+
The two shifted linear coefficients reduce to $Y_1,Y_2$. Suppose
|
| 241 |
+
\[
|
| 242 |
+
aY_1+bY_2\in J_0+\{[c,Y_1]:c\text{ is block scalar}\}.
|
| 243 |
+
\]
|
| 244 |
+
At a second-color edge, only $bY_2$ contributes outside $J_0$,
|
| 245 |
+
so $b=0$. On the directed offset-one cycle, the relation then
|
| 246 |
+
forces $a=c_i-c_j$ on each edge. Summing gives $ma=0$, whence
|
| 247 |
+
$a=0$ in characteristic zero. Thus these two reductions are
|
| 248 |
+
independent modulo the enlarged inner-column space.
|
| 249 |
+
|
| 250 |
+
We have found $N^2-m+(m-1)+2=N^2+1$ independent reductions among
|
| 251 |
+
inner columns and the two tangents. They lift to independent
|
| 252 |
+
columns over $E((\gamma))$. Full generation of $Y'_0$ implies
|
| 253 |
+
$\dim J(Y'_0)=N^2-1$, so the two tangent classes are independent.
|
| 254 |
+
\end{proof}
|
| 255 |
+
|
| 256 |
+
Apply the lemma to $Y=X(Z)$. Lemma~\ref{lem:generic-generating-blocks}
|
| 257 |
+
supplies its diagonal-product and edge hypotheses, while the
|
| 258 |
+
eleven-block construction supplies precisely the two color supports.
|
| 259 |
+
Consequently the translated tuple generates after splitting and has
|
| 260 |
+
two independent tangent classes. These are finite rank conditions,
|
| 261 |
+
so they also hold over the division algebra's own center.
|
| 262 |
+
The central Laurent extension by $\gamma$ preserves division.
|
| 263 |
+
Both the old polynomial identities and the new algebraic relation
|
| 264 |
+
are preserved by the convergent substitution.
|
| 265 |
+
|
| 266 |
+
\subsection{Returning to a countable center}
|
| 267 |
+
|
| 268 |
+
The complete Laurent fields used so far need not be countable.
|
| 269 |
+
We finish by retaining only the scalar data required by the result.
|
| 270 |
+
Use the notation of Section~\ref{sec:division-realization}:
|
| 271 |
+
$F_0=H_0(a_*)$ is the construction field, $D_0$ is the central
|
| 272 |
+
division algebra over it, and
|
| 273 |
+
\[
|
| 274 |
+
L=F_0((\varepsilon))((\gamma))
|
| 275 |
+
\]
|
| 276 |
+
is the full shifted Laurent center. The field $F_0$ is countable:
|
| 277 |
+
$L_0$ is generated by finitely many indeterminates over the countable
|
| 278 |
+
field $k(\alpha,\beta)$, and $H_0$ is a subfield of $L_0$.
|
| 279 |
+
The algebra $D_0$ has degree $dbm$, and $D_0\otimes_{F_0}L$
|
| 280 |
+
is the central division algebra just constructed.
|
| 281 |
+
|
| 282 |
+
Choose an $F_0$-basis of $D_0$. Let $k'\subseteq L$ be the field
|
| 283 |
+
generated by $F_0$, the coefficients of the monic polynomial $q$
|
| 284 |
+
(taken to be $q_0$ when $q_0(w)=0$),
|
| 285 |
+
and every scalar coordinate in this basis of every coefficient
|
| 286 |
+
of the translated series $X'$ and $w'$. There are countably many
|
| 287 |
+
free words and finitely many coordinates per coefficient, so $k'$
|
| 288 |
+
is countable. Put
|
| 289 |
+
\[
|
| 290 |
+
A'=D_0\otimes_{F_0} k'.
|
| 291 |
+
\]
|
| 292 |
+
This is central simple of degree $dbm$. Its scalar extension to
|
| 293 |
+
$L$ is division, so $A'$ embeds in a division ring and has no zero
|
| 294 |
+
divisors. A finite-dimensional algebra without zero divisors is
|
| 295 |
+
a division algebra. Thus $A'/k'$ has the required central division
|
| 296 |
+
property and strictly larger degree.
|
| 297 |
+
|
| 298 |
+
All coefficients of $X',w'$ and $q$ lie in this smaller model.
|
| 299 |
+
The identities descend by its injective scalar extension to $L$.
|
| 300 |
+
Generation and transverse independence descend as well, since
|
| 301 |
+
the ranks of the finite coordinate matrices defining them do not
|
| 302 |
+
change under field extension. This proves every conclusion of
|
| 303 |
+
Theorem~\ref{thm:lifting}.
|
| 304 |
+
|
| 305 |
+
In the unconstrained case $q_0(w)=0$, the same argument applies
|
| 306 |
+
without the spectral corrections: use the same eleven-block
|
| 307 |
+
generic constant and colored linear terms, retain the relation
|
| 308 |
+
$q_0$, and carry out the translation and countable restriction
|
| 309 |
+
above. Thus that case also increases degree while preserving
|
| 310 |
+
generation and both directions.
|
preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/global-defect.tex
ADDED
|
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|
|
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|
|
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|
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|
|
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|
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|
|
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|
|
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|
|
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|
|
|
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|
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|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{The common space of spectral relations}
|
| 2 |
+
\label{sec:global-defect}
|
| 3 |
+
|
| 4 |
+
The active space describes the possible responses at one block. We now
|
| 5 |
+
identify the relations that remain when many independent blocks are used
|
| 6 |
+
together. The essential point is that the derivatives at different
|
| 7 |
+
triangular inputs belong to one common space. A bound on their ranks
|
| 8 |
+
separately would not give the relations needed for the free-series
|
| 9 |
+
construction.
|
| 10 |
+
|
| 11 |
+
We retain the preceding notation. The allowed sizes are
|
| 12 |
+
\(\mathcal S=\{pN:N\geq1\}\); at size \(n\in\mathcal S\), there are
|
| 13 |
+
\(e_n=dn/t\) distinct generic roots, each of multiplicity \(t\).
|
| 14 |
+
The active space has dimension \(a_n\), and \(\rho_n\) is the generic
|
| 15 |
+
rank of the eigenvalue differential, equivalently of the trace
|
| 16 |
+
differential. In particular \(\rho_n\leq a_n\).
|
| 17 |
+
We use the replication identity \(a_{pN}=Na_p\) and the following
|
| 18 |
+
consequence of the preceding attainability argument. There are a size
|
| 19 |
+
\(r\in\mathcal S\) and an integer \(K_0\geq1\) such that the loop
|
| 20 |
+
responses at a generic size-\(r\) point, together with paired responses
|
| 21 |
+
through \(K_0\) independent generic size-\(r\) partners, span its
|
| 22 |
+
active space. In each pairing, either arrow may be fixed generically
|
| 23 |
+
and the opposite arrow varied. All spaces below are extended to a
|
| 24 |
+
common splitting field when several independent points are involved.
|
| 25 |
+
|
| 26 |
+
\begin{lemma}[Derivatives at a star]
|
| 27 |
+
\label{lem:star-derivatives}
|
| 28 |
+
Let allowed-size blocks, evaluated by the preceding formal
|
| 29 |
+
specialization conventions, have split semisimple outputs with
|
| 30 |
+
disjoint spectra and the maximal total number of roots. Add input
|
| 31 |
+
arrows only from designated
|
| 32 |
+
hub blocks to designated leaf blocks, with no arrows between hubs or
|
| 33 |
+
between leaves. The resulting input has the same roots and
|
| 34 |
+
multiplicities as its diagonal part. A loop derivative at a block is
|
| 35 |
+
its loop response \(D\), with zero entries at all other blocks. If
|
| 36 |
+
\(U\) is a forward arrow between a leaf \(P\) and a hub \(Q\), a
|
| 37 |
+
derivative in its reverse arrow \(V\) has entries
|
| 38 |
+
\[
|
| 39 |
+
\bigl(m_h(P,Q;U,V)\bigr)_h,
|
| 40 |
+
\qquad
|
| 41 |
+
\bigl(m_k(Q,P;V,U)\bigr)_k
|
| 42 |
+
\]
|
| 43 |
+
at these two blocks and zero entries at the others.
|
| 44 |
+
\end{lemma}
|
| 45 |
+
|
| 46 |
+
\begin{proof}
|
| 47 |
+
Order the leaves before the hubs. The input and its evaluated output
|
| 48 |
+
are block upper triangular. The diagonal output blocks are the
|
| 49 |
+
original ones; since their spectra are disjoint, the output is similar
|
| 50 |
+
to their direct sum. In particular it is semisimple with the stated
|
| 51 |
+
roots and multiplicities.
|
| 52 |
+
|
| 53 |
+
Differentiate \(\operatorname{tr}(W^j)\). A closed block path
|
| 54 |
+
contributing to a reverse-arrow derivative must use that reverse
|
| 55 |
+
arrow once and its matching forward arrow once. There is no other
|
| 56 |
+
way to return to the starting block in this star. Its contribution
|
| 57 |
+
is therefore exactly the mixed-arrow contribution at the diagonal
|
| 58 |
+
input. Loop derivatives use no off-diagonal return. The previously
|
| 59 |
+
proved mixed-response formula gives the displayed pairs after
|
| 60 |
+
converting trace derivatives to root derivatives. This conversion is
|
| 61 |
+
invertible on all distinct roots: its entries are
|
| 62 |
+
\(jt\lambda_h^{j-1}\), and the corresponding Vandermonde determinant
|
| 63 |
+
is nonzero. The same reasoning applies to specialized blocks whenever
|
| 64 |
+
the stated maximal-count and disjointness hypotheses hold.
|
| 65 |
+
\end{proof}
|
| 66 |
+
|
| 67 |
+
\begin{lemma}[A stable upper bound for the differential rank]
|
| 68 |
+
\label{lem:tail-defect}
|
| 69 |
+
One can choose an arbitrarily large allowed size \(b\) and integers
|
| 70 |
+
\(a=a_b\) and \(g\geq0\), such that
|
| 71 |
+
\[
|
| 72 |
+
\rho_b=a-g,
|
| 73 |
+
\qquad
|
| 74 |
+
\rho_{bM}\leq Ma-g \quad(M\geq1).
|
| 75 |
+
\]
|
| 76 |
+
At a generic size-\(b\) point choose one root from each part of the
|
| 77 |
+
active partition. Projection onto these \(a\) selected roots
|
| 78 |
+
identifies the active space with the full coordinate space. The
|
| 79 |
+
quotient of that coordinate space by the loop-response image has
|
| 80 |
+
dimension \(g\).
|
| 81 |
+
\end{lemma}
|
| 82 |
+
|
| 83 |
+
\begin{proof}
|
| 84 |
+
For \(N\geq1\), put
|
| 85 |
+
\[
|
| 86 |
+
g_N=Na_r-\rho_{rN}.
|
| 87 |
+
\]
|
| 88 |
+
Replication and \(\rho_{rN}\leq a_{rN}\) show that \(g_N\geq0\).
|
| 89 |
+
For \(N\geq K_0\), take \(K_0\) of \(N\) independent size-\(r\)
|
| 90 |
+
blocks as hubs and the remainder as leaves. By
|
| 91 |
+
Lemma~\ref{lem:star-derivatives} and the attainability property, the
|
| 92 |
+
projection of the derivative image onto the leaf active spaces is
|
| 93 |
+
surjective. Reverse-arrow variables belonging to different leaves
|
| 94 |
+
are independent. Thus
|
| 95 |
+
\[
|
| 96 |
+
\rho_{rN}\geq(N-K_0)a_r,
|
| 97 |
+
\qquad g_N\leq K_0a_r.
|
| 98 |
+
\]
|
| 99 |
+
Here the specialized rank is bounded by the generic rank by the
|
| 100 |
+
formal minor identities. The finitely many smaller values of \(N\)
|
| 101 |
+
do not affect boundedness.
|
| 102 |
+
|
| 103 |
+
A bounded sequence of nonnegative integers has an eventual minimum
|
| 104 |
+
that is attained arbitrarily late. Choose \(N_0\geq K_0\) at such
|
| 105 |
+
an occurrence, and write
|
| 106 |
+
\[
|
| 107 |
+
g=g_{N_0},\qquad
|
| 108 |
+
g_N\geq g\ (N\geq N_0),\qquad
|
| 109 |
+
b=rN_0,\qquad a=N_0a_r.
|
| 110 |
+
\]
|
| 111 |
+
Then \(a=a_b\), \(\rho_b=a-g\), and
|
| 112 |
+
\[
|
| 113 |
+
\rho_{bM}=Ma-g_{N_0M}\leq Ma-g.
|
| 114 |
+
\]
|
| 115 |
+
No eventual constancy of \(g_N\) is required. Finally, the active
|
| 116 |
+
partition says that projection to one representative of each part
|
| 117 |
+
is an isomorphism on the active space. The loop image has rank
|
| 118 |
+
\(\rho_b\), so its quotient has dimension \(g\).
|
| 119 |
+
\end{proof}
|
| 120 |
+
|
| 121 |
+
Fix \(b,a,g\) as in Lemma~\ref{lem:tail-defect}. For each generic
|
| 122 |
+
size-\(b\) point \(P\), let \(E_P\) be the \(a\)-dimensional
|
| 123 |
+
space of selected-root coordinates, and let
|
| 124 |
+
\[
|
| 125 |
+
L_P=\operatorname{im}D_P\subseteq E_P,
|
| 126 |
+
\qquad H_P=E_P/L_P.
|
| 127 |
+
\]
|
| 128 |
+
Thus \(\dim H_P=g\). We regard \(H_P^*\) as the space of
|
| 129 |
+
covectors on \(E_P\) annihilating all loop responses.
|
| 130 |
+
|
| 131 |
+
\begin{lemma}[Surjectivity at both ends of a pair]
|
| 132 |
+
\label{lem:pair-quotient-surjectivity}
|
| 133 |
+
Let \(P,Q\) be independent generic size-\(b\) points. For a fixed
|
| 134 |
+
generic arrow \(U\) between them, varying the reverse arrow \(V\)
|
| 135 |
+
gives a joint paired-response map into \(H_P\oplus H_Q\) whose
|
| 136 |
+
projection to either summand is surjective. This holds whichever
|
| 137 |
+
orientation is fixed.
|
| 138 |
+
\end{lemma}
|
| 139 |
+
|
| 140 |
+
\begin{proof}
|
| 141 |
+
Specialize \(P\) and \(Q\) to diagonal sums of \(N_0\)
|
| 142 |
+
independent size-\(r\) points. For each little block in \(P\), the
|
| 143 |
+
\(N_0\geq K_0\) blocks in \(Q\), together with their components
|
| 144 |
+
of the fixed generic arrow, provide enough partners to span its
|
| 145 |
+
active space after loop columns are included. The reverse-arrow
|
| 146 |
+
entries touching different little blocks of \(P\) vary independently.
|
| 147 |
+
Compression at a root of one little block sees only the reverse
|
| 148 |
+
entries at that block. Consequently loops and paired columns span
|
| 149 |
+
all \(N_0a_r=a\) active coordinates at the \(P\)-end.
|
| 150 |
+
|
| 151 |
+
The resulting nonzero rank minor persists at generic \(P,Q,U\).
|
| 152 |
+
The labeled root data and the pair inverses are regular at the
|
| 153 |
+
disjoint diagonal specialization, so this is precisely the
|
| 154 |
+
determinant specialization justified earlier. Passing to the loop
|
| 155 |
+
quotient gives surjectivity onto \(H_P\). The same proof works at
|
| 156 |
+
the \(Q\)-end and with the other orientation fixed. The finitely
|
| 157 |
+
many nonzero minor conditions hold simultaneously on a nonempty
|
| 158 |
+
generic set.
|
| 159 |
+
\end{proof}
|
| 160 |
+
|
| 161 |
+
The next lemma supplies the common subspace promised at the start
|
| 162 |
+
of this section. Its formal-coordinate argument is the reason we
|
| 163 |
+
obtain compatible relations between pairs of blocks.
|
| 164 |
+
|
| 165 |
+
\begin{lemma}[A common tangent space]
|
| 166 |
+
\label{lem:common-tangent}
|
| 167 |
+
Fix \(M\geq1\) independent generic size-\(b\) points and their
|
| 168 |
+
selected roots. At inputs with this diagonal and arbitrary strictly
|
| 169 |
+
upper block arrows, the collective span of all selected-root
|
| 170 |
+
derivative columns has dimension at most \(Ma-g\). The span of
|
| 171 |
+
all loop columns and all two-block paired columns has dimension
|
| 172 |
+
exactly \(Ma-g\).
|
| 173 |
+
\end{lemma}
|
| 174 |
+
|
| 175 |
+
\begin{proof}
|
| 176 |
+
Put \(R=Ma-g\). For \(M=1\) the assertion is the definition of
|
| 177 |
+
the loop rank, so suppose \(M\geq2\). Use one block as a hub,
|
| 178 |
+
ordered last. The loops span \(\bigoplus_i L_{P_i}\), of dimension
|
| 179 |
+
\(M(a-g)\). Modulo that space, reverse derivatives project
|
| 180 |
+
surjectively onto each of the \(M-1\) leaf quotients by
|
| 181 |
+
Lemma~\ref{lem:pair-quotient-surjectivity}. These projections vary
|
| 182 |
+
independently. The derivative rank at this star is therefore at
|
| 183 |
+
least
|
| 184 |
+
\[
|
| 185 |
+
M(a-g)+(M-1)g=R.
|
| 186 |
+
\]
|
| 187 |
+
The generic upper bound in Lemma~\ref{lem:tail-defect} is \(R\).
|
| 188 |
+
Thus at a generic strictly upper-arrow array \(\mathcal U\) the
|
| 189 |
+
selected-root derivative rank equals \(R\).
|
| 190 |
+
|
| 191 |
+
Work over the field containing \(\mathcal U\) and the diagonal
|
| 192 |
+
splitting data. Let \(F(H)\) be the formal Taylor map of the
|
| 193 |
+
selected root shifts under unrestricted input-entry perturbations
|
| 194 |
+
\(H\). The base has the maximal root count, so the scalar branch
|
| 195 |
+
construction applies. Every \((R+1)\)-minor of \(dF\) is zero,
|
| 196 |
+
and some \(R\)-minor is a unit at \(H=0\). Choose the corresponding
|
| 197 |
+
\(R\) output coordinates and use them, together with the remaining
|
| 198 |
+
input coordinates, as new formal source coordinates \((y,z)\).
|
| 199 |
+
The formal inverse theorem gives
|
| 200 |
+
\[
|
| 201 |
+
F(y,z)=(y,G(y,z)).
|
| 202 |
+
\]
|
| 203 |
+
The vanishing \((R+1)\)-minors now imply
|
| 204 |
+
\(\partial G/\partial z=0\). In characteristic zero, coefficientwise
|
| 205 |
+
differentiation gives \(G(y,z)=G(y)\). At any formal source point
|
| 206 |
+
where \(F=0\), all derivative columns therefore belong to the fixed
|
| 207 |
+
graph
|
| 208 |
+
\[
|
| 209 |
+
\{(v,dG(0)v):v\in E^R\}.
|
| 210 |
+
\]
|
| 211 |
+
|
| 212 |
+
Shifting only the strictly upper arrows leaves every root unchanged.
|
| 213 |
+
Apply the preceding conclusion to these shifts: their Jacobian
|
| 214 |
+
columns all belong to this one graph, not merely to spaces of the
|
| 215 |
+
same dimension.
|
| 216 |
+
|
| 217 |
+
It remains to pass from formal shifts at \(\mathcal U\) to all
|
| 218 |
+
upper-arrow arrays. Let \(J(U)\) be the selected Jacobian at such
|
| 219 |
+
an array. It is polynomial in \(U\). Indeed a trace derivative
|
| 220 |
+
has just one differentiated input step, and every other
|
| 221 |
+
off-diagonal step is strictly upper; a contributing block path
|
| 222 |
+
therefore uses a bounded number of upper arrows. The remaining
|
| 223 |
+
diagonal sums converge by smallness. The conversion from trace
|
| 224 |
+
derivatives to root derivatives has coefficients depending only
|
| 225 |
+
on the fixed diagonal roots, so it preserves polynomial dependence.
|
| 226 |
+
|
| 227 |
+
Every covector annihilating the preceding graph annihilates the
|
| 228 |
+
polynomial matrix \(J(\mathcal U+S)\) as a formal identity in
|
| 229 |
+
the upper-arrow shift \(S\). Substitution \(S=V-\mathcal U\)
|
| 230 |
+
is valid in this polynomial identity. Hence it annihilates every
|
| 231 |
+
coefficient of \(J(V)\). The span of those coefficients, formed
|
| 232 |
+
over the original diagonal field, has dimension at most \(R\),
|
| 233 |
+
since scalar extension preserves rank. It contains every specialized
|
| 234 |
+
column and proves the collective-span assertion.
|
| 235 |
+
|
| 236 |
+
Loop columns occur at the diagonal input. A paired column supported
|
| 237 |
+
on two blocks occurs at the base with just the corresponding single
|
| 238 |
+
upper arrow, by Lemma~\ref{lem:star-derivatives}. Allowing both
|
| 239 |
+
arrows to vary makes the collection independent of which orientation
|
| 240 |
+
is called forward. All these columns therefore lie in the common
|
| 241 |
+
space. The one-hub star already gives \(R\) independent columns
|
| 242 |
+
among them, proving equality.
|
| 243 |
+
\end{proof}
|
| 244 |
+
|
| 245 |
+
\begin{proposition}[Compatible dual relations]
|
| 246 |
+
\label{prop:compatible-relations}
|
| 247 |
+
For any finite nonempty collection of independent generic size-\(b\)
|
| 248 |
+
points \(P_i\), there is a \(g\)-dimensional space
|
| 249 |
+
\[
|
| 250 |
+
\mathcal G_{\{P_i\}}\subseteq\bigoplus_i H_{P_i}^*
|
| 251 |
+
\]
|
| 252 |
+
with the following properties.
|
| 253 |
+
\begin{enumerate}
|
| 254 |
+
\item Projection to each \(H_{P_i}^*\) is an isomorphism.
|
| 255 |
+
\item It annihilates all joint paired responses, with both arrows
|
| 256 |
+
arbitrary.
|
| 257 |
+
\item For a fixed generic arrow between \(P_i,P_j\), the
|
| 258 |
+
annihilator in \(H_{P_i}^*\oplus H_{P_j}^*\) of the variable
|
| 259 |
+
reverse-arrow image is exactly the restriction of
|
| 260 |
+
\(\mathcal G_{\{P_i\}}\).
|
| 261 |
+
\item On adjoining independent blocks, restriction of the larger
|
| 262 |
+
space is the original space after scalar extension.
|
| 263 |
+
\end{enumerate}
|
| 264 |
+
For one block this space is \(H_P^*\). These statements include
|
| 265 |
+
\(g=0\).
|
| 266 |
+
\end{proposition}
|
| 267 |
+
|
| 268 |
+
\begin{proof}
|
| 269 |
+
Define \(\mathcal G\) as the annihilator of all loop and joint
|
| 270 |
+
paired columns in the selected coordinate space. By
|
| 271 |
+
Lemma~\ref{lem:common-tangent}, it has dimension \(g\); annihilation
|
| 272 |
+
of loops identifies it with a subspace of \(\bigoplus_i H_{P_i}^*\).
|
| 273 |
+
If an element has zero component at one vertex \(i\), its pairing
|
| 274 |
+
with columns on \((i,j)\) and the surjectivity onto \(H_{P_j}\)
|
| 275 |
+
force its component at every other vertex \(j\) to vanish.
|
| 276 |
+
Projection onto any one component is therefore injective, and hence
|
| 277 |
+
an isomorphism by dimension.
|
| 278 |
+
|
| 279 |
+
For a fixed generic arrow on \((i,j)\), the reverse-image in
|
| 280 |
+
\(H_{P_i}\oplus H_{P_j}\) has dimension at least \(g\), since
|
| 281 |
+
its projection onto either summand is surjective. It is killed by
|
| 282 |
+
the \(g\)-dimensional restriction of \(\mathcal G\). The latter's
|
| 283 |
+
annihilator has dimension \(2g-g=g\), so these two spaces coincide.
|
| 284 |
+
This proves the exact pairwise assertion.
|
| 285 |
+
|
| 286 |
+
Finally, restriction from a larger collection annihilates every old
|
| 287 |
+
loop and pair column. It is injective, because projection to any
|
| 288 |
+
retained vertex is injective, and both spaces have dimension \(g\).
|
| 289 |
+
It is therefore onto. For a single block the same statement follows
|
| 290 |
+
from its quotient dimension. All dimension arguments remain valid
|
| 291 |
+
when \(g=0\).
|
| 292 |
+
\end{proof}
|
| 293 |
+
|
| 294 |
+
We henceforth write \(\mathcal G\) for these compatible spaces,
|
| 295 |
+
specifying the blocks when needed. We have identified all linear
|
| 296 |
+
relations shared by the loop and paired corrections. The next
|
| 297 |
+
section proves that the leading free-word errors satisfy the
|
| 298 |
+
corresponding cyclic relations.
|
preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/introduction.tex
ADDED
|
@@ -0,0 +1,139 @@
|
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|
|
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|
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|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{Introduction}\label{sec:introduction}
|
| 2 |
+
|
| 3 |
+
A division ring $D$ is \emph{algebraic over its center} $F=Z(D)$ if every
|
| 4 |
+
$a\in D$ satisfies a nonzero polynomial in $F[t]$. For a subset $S\subseteq D$,
|
| 5 |
+
write $F(S)$ for the division subring generated by $F\cup S$.
|
| 6 |
+
The ring is \emph{locally finite} if
|
| 7 |
+
\[
|
| 8 |
+
[F(S):F]<\infty\qquad\text{for every finite subset }S\subseteq D.
|
| 9 |
+
\]
|
| 10 |
+
The Kurosh problem for division rings asks whether algebraicity over the
|
| 11 |
+
center implies local finiteness. We give a negative answer.
|
| 12 |
+
|
| 13 |
+
All rings and subrings in this paper have the same identity. If $k$ is a
|
| 14 |
+
central subfield and $x,y$ belong to a ring, $k[x,y]$ denotes the unital
|
| 15 |
+
$k$-algebra generated by $x,y$; the generators need not commute.
|
| 16 |
+
The free polynomial algebra on two formal generators is denoted
|
| 17 |
+
$k\langle x,y\rangle$.
|
| 18 |
+
|
| 19 |
+
\begin{theorem}\label{thm:main}
|
| 20 |
+
There is a countable division ring $D$ of characteristic zero, with
|
| 21 |
+
center $F=Z(D)$, and elements $x,y\in D$ such that
|
| 22 |
+
\[
|
| 23 |
+
D=F[x,y]=F(x,y),\qquad [D:F]=\infty,
|
| 24 |
+
\]
|
| 25 |
+
while every element of $D$ is algebraic over $F$.
|
| 26 |
+
\end{theorem}
|
| 27 |
+
|
| 28 |
+
The same pair $\{x,y\}$ therefore witnesses the failure of local finiteness.
|
| 29 |
+
The construction does not prescribe the center. It first produces an
|
| 30 |
+
algebraic division ring over a countable central subfield, and a separate
|
| 31 |
+
finite-descent argument proves infinite dimension over the actual center.
|
| 32 |
+
The annihilating polynomial is allowed to depend on the element.
|
| 33 |
+
|
| 34 |
+
\subsection{Historical context}
|
| 35 |
+
|
| 36 |
+
Kurosh formulated his question in 1941 in connection with Burnside's
|
| 37 |
+
finiteness problem for groups. He asked whether a division ring that is
|
| 38 |
+
algebraic and finitely generated as an algebra over a central subfield
|
| 39 |
+
must be finite-dimensional over that subfield
|
| 40 |
+
\cite[Problem~(K), p.~240]{Kurosh1941}. The subfield in this formulation
|
| 41 |
+
need not be the full center, and finite generation means algebra
|
| 42 |
+
generation, not merely division generation.
|
| 43 |
+
|
| 44 |
+
The broader problem for algebraic algebras has a different history.
|
| 45 |
+
Golod's construction, based on the Golod--Shafarevich estimates, gives
|
| 46 |
+
finitely generated infinite-dimensional nil algebras
|
| 47 |
+
\cite[Example~1]{Golod1964}. Their unitizations are algebraic algebras
|
| 48 |
+
with nonzero nilpotents, so they do not answer the division-ring question.
|
| 49 |
+
|
| 50 |
+
There are positive results under additional hypotheses. Jacobson's
|
| 51 |
+
bounded-degree theorem gives a polynomial identity, and Kaplansky's
|
| 52 |
+
theorem makes algebraic algebras satisfying a polynomial identity
|
| 53 |
+
locally finite; see \cite[Theorems~3 and~5]{Jacobson1952}.
|
| 54 |
+
Bell, Drensky, and Sharifi later proved that a division ring whose
|
| 55 |
+
elements satisfy nonzero polynomial relations of uniformly bounded degree $d$,
|
| 56 |
+
with coefficients on the left in a possibly noncentral subfield, has
|
| 57 |
+
dimension at most $d^2$ over its center
|
| 58 |
+
\cite[Theorem~1.3]{BellDrenskySharifi2013}. Our construction imposes
|
| 59 |
+
element-dependent relations without a uniform degree bound.
|
| 60 |
+
|
| 61 |
+
Amitsur proved that a division algebra finitely generated as an algebra
|
| 62 |
+
over an uncountable central field is automatically algebraic
|
| 63 |
+
\cite[Corollary~$2'$]{Amitsur1956}. This conclusion is algebraicity,
|
| 64 |
+
not local finiteness. Countability plays a different role here: it
|
| 65 |
+
allows us to schedule all polynomial expressions in the construction.
|
| 66 |
+
Goodearl and Letzter's recent work \cite{GoodearlLetzter2026} treats
|
| 67 |
+
nonfinite generation as an algebra for classes of transcendental skew
|
| 68 |
+
fields and explicitly distinguishes that question from the algebraic
|
| 69 |
+
Kurosh problem. Theorem~\ref{thm:main} concerns algebraic division rings
|
| 70 |
+
and their actual centers.
|
| 71 |
+
|
| 72 |
+
The proof combines standard division-algebra constructions with matrix
|
| 73 |
+
and formal-series calculations. Symbol and cyclic algebras provide
|
| 74 |
+
division-ring models for the generic block data
|
| 75 |
+
\cite[Section~2.5]{GilleSzamuely2006}. Traces organize cyclic word
|
| 76 |
+
relations \cite[Section~4]{Procesi1976}, while inner derivations describe
|
| 77 |
+
infinitesimal conjugation \cite[Theorem~8]{Jacobson1937Derivations}.
|
| 78 |
+
The lifting argument supplies the additional response, compatibility,
|
| 79 |
+
and generation statements needed to preserve two independent deformation
|
| 80 |
+
directions while imposing successive algebraic relations.
|
| 81 |
+
|
| 82 |
+
\subsection{The construction}
|
| 83 |
+
|
| 84 |
+
The main ingredient is Theorem~\ref{thm:lifting}. Its input is a tuple of
|
| 85 |
+
formal series in two noncommuting variables over a finite-dimensional
|
| 86 |
+
central division algebra. The constant tuple generates the coefficient
|
| 87 |
+
algebra, and the two linear coefficients are independent modulo changes
|
| 88 |
+
coming from conjugation. The theorem makes any prescribed series
|
| 89 |
+
algebraic over a larger countable central field. At the same time it
|
| 90 |
+
increases the degree of the division algebra, preserves all previous
|
| 91 |
+
polynomial identities, and restores both generation and the two independent
|
| 92 |
+
directions. These last requirements allow the construction to continue.
|
| 93 |
+
|
| 94 |
+
For the prescribed series $w$, the immediate goal is to find a formal
|
| 95 |
+
substitution $Z=(Z_1,Z_2)$ for which $w(Z)$ satisfies the minimal
|
| 96 |
+
polynomial of the chosen constant output $w(Z(0))$. The input $Z(0)$
|
| 97 |
+
is a nonzero generic input, small with respect to an auxiliary valuation,
|
| 98 |
+
not the original zero input.
|
| 99 |
+
After splitting
|
| 100 |
+
the coefficient algebra into matrices, we take the constant input to be
|
| 101 |
+
a diagonal sum of independent generic matrix pairs. Varying a diagonal
|
| 102 |
+
block gives a first eigenvalue response; adding an arrow to another block
|
| 103 |
+
and an arrow back gives a paired response. Sections~\ref{sec:formal-generic}
|
| 104 |
+
and~\ref{sec:responses} establish the formal evaluation rules and show that
|
| 105 |
+
these responses partition the eigenvalue labels into linked groups.
|
| 106 |
+
|
| 107 |
+
A transfer theorem puts each first unsolved noncommutative word coefficient
|
| 108 |
+
in the same response space. It also turns proportional responses into
|
| 109 |
+
functional relations between eigenvalue branches
|
| 110 |
+
(Sections~\ref{sec:word-transfer} and~\ref{sec:linkage-replication}).
|
| 111 |
+
The relations within each block then separate from a fixed-dimensional
|
| 112 |
+
space of relations among blocks. To test the latter, we repeat each block
|
| 113 |
+
and attach auxiliary blocks, called hubs. Individual hubs distinguish
|
| 114 |
+
repeat positions; a common hub compares them. This matrix test proves
|
| 115 |
+
that every leading error satisfies the required cyclic sums of word
|
| 116 |
+
coefficients (Sections~\ref{sec:global-defect} and~\ref{sec:cyclic-obstructions}).
|
| 117 |
+
|
| 118 |
+
An eleven-block arrangement of two colors supplies corrections whose
|
| 119 |
+
only obstructions are those cyclic sums. We solve the equations one word
|
| 120 |
+
length at a time in Section~\ref{sec:free-correction}. A cyclic division
|
| 121 |
+
algebra realizes these matrix calculations over a division ring, and a
|
| 122 |
+
Taylor translation restores generation and the two independent directions
|
| 123 |
+
(Sections~\ref{sec:division-realization} and~\ref{sec:generation}).
|
| 124 |
+
The corrections are solutions of finite affine linear systems; this is
|
| 125 |
+
what permits their descent from a splitting field to the division
|
| 126 |
+
algebra's center. If $w$ already satisfies its constant term's minimal
|
| 127 |
+
polynomial, the spectral correction is unnecessary, but realization
|
| 128 |
+
and translation are still needed to increase degree and restore the
|
| 129 |
+
iteration hypotheses.
|
| 130 |
+
|
| 131 |
+
Section~\ref{sec:countable-construction} first explains how the lifting
|
| 132 |
+
theorem yields Theorem~\ref{thm:main}. The fields introduced during the
|
| 133 |
+
iteration are countable, so every polynomial expression can be scheduled.
|
| 134 |
+
A division-ring ultraproduct retains the resulting relations. Its
|
| 135 |
+
two-generated subalgebra is already a division ring, and finite word
|
| 136 |
+
sets prove that its dimension over the central coefficient field is
|
| 137 |
+
infinite. The actual-center argument concludes this deduction. The
|
| 138 |
+
remaining sections prove the lifting theorem and all its required
|
| 139 |
+
compatibilities.
|
preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/lifting.tex
ADDED
|
@@ -0,0 +1,81 @@
|
|
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|
|
|
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|
|
|
|
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|
|
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|
|
|
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|
|
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|
|
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|
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|
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|
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|
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|
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|
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|
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|
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|
|
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|
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|
|
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|
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|
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|
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|
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|
|
|
|
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|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
|
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|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{The lifting theorem}\label{sec:lifting}
|
| 2 |
+
|
| 3 |
+
The construction proceeds through finite-dimensional central division
|
| 4 |
+
algebras. At each step we impose an algebraic relation on one prescribed
|
| 5 |
+
element while preserving the freedom to enlarge the algebra at the next step.
|
| 6 |
+
Formal power series in two noncommuting variables record that freedom.
|
| 7 |
+
|
| 8 |
+
For a $k$-algebra $A$, write
|
| 9 |
+
\[
|
| 10 |
+
A\langle\!\langle z_1,z_2\rangle\!\rangle
|
| 11 |
+
\]
|
| 12 |
+
for the ring of formal series in words in $z_1,z_2$, with coefficients
|
| 13 |
+
in $A$ commuting with the variables. Multiplication concatenates words
|
| 14 |
+
and multiplies their coefficients in their original order. The ring is
|
| 15 |
+
complete for the filtration by word length. For a tuple
|
| 16 |
+
$X=(X^{(1)},\ldots,X^{(u)})$ of such series, let $X_0\in A^u$ be its
|
| 17 |
+
constant tuple and let $X_1,X_2\in A^u$ be its coefficients of the two
|
| 18 |
+
individual letters. Thus the subscripts $1,2$ denote letters, not degrees.
|
| 19 |
+
Set
|
| 20 |
+
\begin{equation}\label{eq:inner-tangent}
|
| 21 |
+
J_A(X_0)=\{([T,X_0^{(1)}],\ldots,[T,X_0^{(u)}]):T\in A\},
|
| 22 |
+
\qquad [T,a]=Ta-aT.
|
| 23 |
+
\end{equation}
|
| 24 |
+
The classes of $X_1,X_2$ modulo this subspace describe changes of the tuple
|
| 25 |
+
that cannot be obtained by infinitesimal conjugation.
|
| 26 |
+
|
| 27 |
+
\begin{theorem}[Algebraic lifting]\label{thm:lifting}
|
| 28 |
+
Let $k$ be a countable field of characteristic zero containing every root
|
| 29 |
+
of unity, and let $A$ be a finite-dimensional central division algebra
|
| 30 |
+
over $k$. Suppose
|
| 31 |
+
$X\in A\langle\!\langle z_1,z_2\rangle\!\rangle^u$ satisfies:
|
| 32 |
+
\begin{enumerate}[label=\textup{(\roman*)}]
|
| 33 |
+
\item $X_0$ generates $A$ as a $k$-algebra;
|
| 34 |
+
\item $X_1,X_2$ have linearly independent classes in $A^u/J_A(X_0)$.
|
| 35 |
+
\end{enumerate}
|
| 36 |
+
For every $w\in A\langle\!\langle z_1,z_2\rangle\!\rangle$, there exist
|
| 37 |
+
a countable field extension $k'/k$, a central division algebra $A'/k'$ of
|
| 38 |
+
strictly larger degree, and series
|
| 39 |
+
\[
|
| 40 |
+
X'\in A'\langle\!\langle s_1,s_2\rangle\!\rangle^u,
|
| 41 |
+
\qquad w'\in A'\langle\!\langle s_1,s_2\rangle\!\rangle
|
| 42 |
+
\]
|
| 43 |
+
with the following properties:
|
| 44 |
+
\begin{enumerate}[label=\textup{(\alph*)}]
|
| 45 |
+
\item Every noncommutative polynomial identity over $k$ satisfied by the
|
| 46 |
+
tuple $(X,w)$ is satisfied by $(X',w')$ as an identity of formal series.
|
| 47 |
+
\item The constant tuple $X'_0$ generates $A'$ over $k'$, and the classes
|
| 48 |
+
of $X'_1,X'_2$ in $(A')^u/J_{A'}(X'_0)$ are linearly independent.
|
| 49 |
+
\item There is a monic nonzero polynomial $q\in k'[t]$ such that $q(w')=0$.
|
| 50 |
+
\end{enumerate}
|
| 51 |
+
Here the degree of a central division algebra $B/F$ is $\sqrt{[B:F]}$.
|
| 52 |
+
\end{theorem}
|
| 53 |
+
|
| 54 |
+
Theorem~\ref{thm:lifting} is the central construction. Its application to
|
| 55 |
+
the Kurosh problem uses $u=2$ and addresses one polynomial in the two
|
| 56 |
+
generators at a time. The fields are allowed to grow; they need not be
|
| 57 |
+
algebraic extensions of their predecessors. The final step will therefore
|
| 58 |
+
identify the actual center separately and prove infinite dimension over it.
|
| 59 |
+
|
| 60 |
+
Figure~\ref{fig:response-interfaces} separates the two tasks within a
|
| 61 |
+
lifting step. The response calculation makes the prescribed series
|
| 62 |
+
algebraic; the final translation restores the hypotheses needed to repeat
|
| 63 |
+
the step. The two transverse directions must survive together, not merely
|
| 64 |
+
one at a time.
|
| 65 |
+
|
| 66 |
+
\begin{figure}[tbp]
|
| 67 |
+
\centering
|
| 68 |
+
\input{figures/response-interfaces}
|
| 69 |
+
\caption{The spectral case of Theorem~\ref{thm:lifting}.
|
| 70 |
+
The two displayed classes at each end are linearly independent in the
|
| 71 |
+
indicated quotient. The middle boxes describe the matrix calculation:
|
| 72 |
+
allowable eigenvalue changes control the first unsolved word errors,
|
| 73 |
+
and the cyclic relations are precisely the obstructions to correction.
|
| 74 |
+
Realization and translation return a generating tuple over a division
|
| 75 |
+
algebra of strictly larger degree. If $w$ already satisfies the minimal
|
| 76 |
+
polynomial of $w(0)$, the middle spectral correction is omitted, but
|
| 77 |
+
realization and translation remain necessary. No embedding tower of
|
| 78 |
+
the successive division algebras is asserted.}
|
| 79 |
+
\label{fig:response-interfaces}
|
| 80 |
+
\end{figure}
|
| 81 |
+
\clearpage
|
preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/linkage.tex
ADDED
|
@@ -0,0 +1,317 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
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|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
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|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
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|
|
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|
|
|
|
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|
|
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|
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|
|
|
|
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|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{Functional linkage and replication}
|
| 2 |
+
\label{sec:linkage-replication}
|
| 3 |
+
|
| 4 |
+
We now show that the dimension of the active response space is additive
|
| 5 |
+
under generic direct sums. The main point is to turn the linear relations
|
| 6 |
+
between linked responses into identities between eigenvalue branches.
|
| 7 |
+
These identities will continue to control responses through partners of
|
| 8 |
+
every allowed size.
|
| 9 |
+
|
| 10 |
+
Retain the progression $\mathcal S=\{pN:N\geq 1\}$ and the common
|
| 11 |
+
eigenvalue multiplicity $t$. Thus, at size $n\in\mathcal S$, the number
|
| 12 |
+
of distinct generic eigenvalues is $e_n=dn/t$. We use the following
|
| 13 |
+
previously established facts. At a direct sum of independent small
|
| 14 |
+
generic inputs of sizes in $\mathcal S$, the spectra are disjoint and
|
| 15 |
+
have the maximal number of distinct eigenvalues. Their commuting
|
| 16 |
+
Taylor deformations therefore have scalar spectral blocks, by
|
| 17 |
+
Lemma~\ref{lem:scalar-branches}. The response identities admit the
|
| 18 |
+
specializations of Lemma~\ref{lem:active-specialization}, and their
|
| 19 |
+
leading terms satisfy Proposition~\ref{prop:word-transfer}.
|
| 20 |
+
|
| 21 |
+
For a generic input $P$, let $\Omega_P$ be its spectral splitting
|
| 22 |
+
field, and choose a constant input direction $v$ such that
|
| 23 |
+
$D_h(P;v)\neq 0$ for every eigenvalue label $h$. Recall the active-space
|
| 24 |
+
partition $\mathcal P_P$, characterized by
|
| 25 |
+
\begin{equation}
|
| 26 |
+
\mathcal T_P
|
| 27 |
+
=\left\{c\in\Omega_P^{e_n}:
|
| 28 |
+
\frac{c_h}{D_h(P;v)}
|
| 29 |
+
\text{ is constant on each member of }\mathcal P_P\right\}.
|
| 30 |
+
\label{eq:linkage-partition}
|
| 31 |
+
\end{equation}
|
| 32 |
+
Labels in one member of this partition are called linked. In particular,
|
| 33 |
+
$a_n=\dim_{\Omega_P}\mathcal T_P$ is the number of its members.
|
| 34 |
+
The argument below uses the full coefficientwise definition of
|
| 35 |
+
$\mathcal T_P$: it contains the loop responses $D(P;Y)$ and the
|
| 36 |
+
coefficient vectors of $m(P,Q;U,V)$ for every partner size in
|
| 37 |
+
$\mathcal S$.
|
| 38 |
+
|
| 39 |
+
\subsection{A formal identity for linked branches}
|
| 40 |
+
|
| 41 |
+
\begin{proposition}[Functional linkage]
|
| 42 |
+
\label{prop:functional-linkage}
|
| 43 |
+
Let $P$ be a small generic input of size $p$, and let $h,h'$ be linked
|
| 44 |
+
labels at $P$. Let $C_1,\ldots,C_s$ be small generic inputs of sizes in
|
| 45 |
+
$\mathcal S$, jointly independent with $P$, where $s=0$ is allowed.
|
| 46 |
+
Put $R=\operatorname{diag}(P,C_1,\ldots,C_s)$.
|
| 47 |
+
Over a common spectral splitting field $E$, denote by
|
| 48 |
+
$\Lambda_j^R(\Delta)$ the scalar eigenvalue branch of $W(R+\Delta)$
|
| 49 |
+
whose value at zero is $\lambda_j(P)$, for $j=h,h'$.
|
| 50 |
+
|
| 51 |
+
Define
|
| 52 |
+
\[
|
| 53 |
+
g_j(\eta)=\lambda_j(P+\eta v)-\lambda_j(P)
|
| 54 |
+
\in\Omega_P[[\eta]],\qquad j=h,h'.
|
| 55 |
+
\]
|
| 56 |
+
Then $g_{h'}'(0)\neq 0$, and
|
| 57 |
+
\begin{equation}
|
| 58 |
+
\Lambda_h^R(\Delta)-\lambda_h(P)
|
| 59 |
+
=\bigl(g_h\circ g_{h'}^{-1}\bigr)
|
| 60 |
+
\bigl(\Lambda_{h'}^R(\Delta)-\lambda_{h'}(P)\bigr).
|
| 61 |
+
\label{eq:functional-linkage}
|
| 62 |
+
\end{equation}
|
| 63 |
+
Here $g_{h'}^{-1}$ denotes the inverse for composition. In particular,
|
| 64 |
+
the univariate series in this identity depends only on $P,h,h'$ and $v$,
|
| 65 |
+
and is unchanged when auxiliary blocks are adjoined.
|
| 66 |
+
\end{proposition}
|
| 67 |
+
|
| 68 |
+
\begin{proof}
|
| 69 |
+
We first explain why the response relations persist while $P$ moves.
|
| 70 |
+
By the Taylor convention in Section~\ref{subsec:formal-conventions},
|
| 71 |
+
substitution $P\mapsto P+\eta v$ gives homomorphisms
|
| 72 |
+
\[
|
| 73 |
+
\operatorname{Frac}K[[P]]
|
| 74 |
+
\longrightarrow \bigl(\operatorname{Frac}K[[P]]\bigr)[[\eta]],
|
| 75 |
+
\qquad
|
| 76 |
+
\Omega_P\longrightarrow\Omega_P[[\eta]],
|
| 77 |
+
\]
|
| 78 |
+
both reducing to the identity at $\eta=0$. The second uniquely
|
| 79 |
+
extends the first through the finite separable extension
|
| 80 |
+
$\Omega_P/\operatorname{Frac}K[[P]]$. Thus every nonzero element
|
| 81 |
+
has image with invertible constant term, and the eigenvalues and
|
| 82 |
+
projections map to their uniquely labeled Taylor deformations.
|
| 83 |
+
|
| 84 |
+
For linked labels, Equation~\eqref{eq:linkage-partition} gives
|
| 85 |
+
\begin{equation}
|
| 86 |
+
D_{h'}(P;v)c_h-D_h(P;v)c_{h'}=0
|
| 87 |
+
\label{eq:linked-response-relation}
|
| 88 |
+
\end{equation}
|
| 89 |
+
for every loop response and every coefficient vector of every paired
|
| 90 |
+
response. Apply the preceding homomorphism coefficientwise in the
|
| 91 |
+
partner coordinates. The resulting identities are exactly
|
| 92 |
+
Equation~\eqref{eq:linked-response-relation} at the moved input
|
| 93 |
+
$P+\eta v$, with the moved eigenvalues, projections, and $D$-factors.
|
| 94 |
+
They remain valid in the triangular specializations used in
|
| 95 |
+
Proposition~\ref{prop:word-transfer}. More explicitly, first clear the
|
| 96 |
+
finitely many auxiliary resolvent determinants. At each Taylor degree,
|
| 97 |
+
the number of strictly upper steps is bounded. This permits their
|
| 98 |
+
entries to have Laurent coefficients in $\eta$, while the diagonal
|
| 99 |
+
entries are expanded at the original small inputs. Coefficientwise
|
| 100 |
+
convergence and specialization are then supplied by
|
| 101 |
+
Lemma~\ref{lem:active-specialization}. Thus the transfer argument
|
| 102 |
+
applies over $E((\eta))$ with the transported response relation.
|
| 103 |
+
|
| 104 |
+
Write $v_R$ for $v$ supported in the $P$-block and put
|
| 105 |
+
$R(\eta)=R+\eta v_R$. At $R(\eta)+H$, impose the equation
|
| 106 |
+
\begin{equation}
|
| 107 |
+
\Lambda_{h'}^{R(\eta)}(H)=\lambda_{h'}(P+\eta v).
|
| 108 |
+
\label{eq:fixed-linked-branch}
|
| 109 |
+
\end{equation}
|
| 110 |
+
Choose linear coordinates $H=u v_R+H_{\mathrm{rest}}$, with
|
| 111 |
+
$H_{\mathrm{rest}}$ in a fixed complementary space of input directions.
|
| 112 |
+
The derivative of the left side in $u$ at $H=0$ is
|
| 113 |
+
$D_{h'}(P+\eta v;v)$, a unit in $E[[\eta]]$. Formal implicit
|
| 114 |
+
substitution therefore eliminates $u$. In particular, the quotient
|
| 115 |
+
of $E[[\eta,H]]$ by Equation~\eqref{eq:fixed-linked-branch} is
|
| 116 |
+
\begin{equation}
|
| 117 |
+
E[[\eta,H_{\mathrm{rest}}]],
|
| 118 |
+
\qquad
|
| 119 |
+
E[[\eta,H_{\mathrm{rest}}]]
|
| 120 |
+
\lhook\joinrel\longrightarrow
|
| 121 |
+
E((\eta))[[H_{\mathrm{rest}}]].
|
| 122 |
+
\label{eq:linkage-quotient-injection}
|
| 123 |
+
\end{equation}
|
| 124 |
+
The eliminated series has zero constant term in $H_{\mathrm{rest}}$.
|
| 125 |
+
|
| 126 |
+
On this quotient, scalar-block separation implies that the fixed-root
|
| 127 |
+
Schur expression $S_{h'}$ at $R(\eta)$ vanishes. We claim that $S_h$
|
| 128 |
+
also vanishes over the right-hand ring in
|
| 129 |
+
Equation~\eqref{eq:linkage-quotient-injection}. Induct on total degree
|
| 130 |
+
in $H_{\mathrm{rest}}$. Both Schur expressions vanish in degree zero.
|
| 131 |
+
If they vanish below degree $l$, the commuting-parameter conclusion of
|
| 132 |
+
Proposition~\ref{prop:word-transfer}, together with the transported
|
| 133 |
+
relation~\eqref{eq:linked-response-relation}, gives scalar leading
|
| 134 |
+
coefficients $[S_j]_l=c_{j,l}\pi_j$ for $j=h,h'$, with
|
| 135 |
+
\[
|
| 136 |
+
D_{h'}(P+\eta v;v)c_{h,l}
|
| 137 |
+
=D_h(P+\eta v;v)c_{h',l}=0.
|
| 138 |
+
\]
|
| 139 |
+
Here the $c_{j,l}$ are scalar homogeneous polynomials in the remaining
|
| 140 |
+
parameters over $E((\eta))$; the projections are the moved target
|
| 141 |
+
projections. The first factor is nonzero, so $c_{h,l}=0$ and
|
| 142 |
+
$[S_h]_l=0$.
|
| 143 |
+
|
| 144 |
+
It follows that the $h$-branch is fixed as well:
|
| 145 |
+
\[
|
| 146 |
+
\Lambda_h^{R(\eta)}(H)=\lambda_h(P+\eta v)
|
| 147 |
+
\]
|
| 148 |
+
on the quotient. For clarity, the implication from $S_h=0$ uses the
|
| 149 |
+
scalar blocks of Lemma~\ref{lem:scalar-branches}: the complementary
|
| 150 |
+
block at the fixed root is invertible, and the determinant of the full
|
| 151 |
+
matrix at that root is a unit times the $t$-th power of the shift of
|
| 152 |
+
the $h$-branch. The quotient is a domain, so the shift is zero.
|
| 153 |
+
Both branch series and the eliminated coordinate are regular in
|
| 154 |
+
$\eta$. The injection in
|
| 155 |
+
Equation~\eqref{eq:linkage-quotient-injection} therefore descends this
|
| 156 |
+
equality to $E[[\eta,H_{\mathrm{rest}}]]$.
|
| 157 |
+
|
| 158 |
+
Finally make the invertible linear coordinate change
|
| 159 |
+
$\Delta=H+\eta v_R$. Equation~\eqref{eq:fixed-linked-branch} becomes
|
| 160 |
+
\[
|
| 161 |
+
\Lambda_{h'}^R(\Delta)-\lambda_{h'}(P)=g_{h'}(\eta).
|
| 162 |
+
\]
|
| 163 |
+
Since $g_{h'}'(0)=D_{h'}(P;v)\neq0$, it eliminates $\eta$ as
|
| 164 |
+
$g_{h'}^{-1}(\Lambda_{h'}^R(\Delta)-\lambda_{h'}(P))$.
|
| 165 |
+
Substitution in the equality for the $h$-branch gives
|
| 166 |
+
Equation~\eqref{eq:functional-linkage}.
|
| 167 |
+
\end{proof}
|
| 168 |
+
|
| 169 |
+
\subsection{All partner sizes and the dimension formula}
|
| 170 |
+
|
| 171 |
+
We next pass from an identity near a direct sum to an identity for
|
| 172 |
+
every coefficient defining the generic active space. This step is
|
| 173 |
+
necessary because a bound proved using a fixed collection of partners
|
| 174 |
+
would not bound $a_n$.
|
| 175 |
+
|
| 176 |
+
\begin{proposition}[Replication of active dimensions]
|
| 177 |
+
\label{prop:active-replication}
|
| 178 |
+
For every positive integer $N$,
|
| 179 |
+
\[
|
| 180 |
+
a_{pN}=N a_p.
|
| 181 |
+
\]
|
| 182 |
+
\end{proposition}
|
| 183 |
+
|
| 184 |
+
\begin{proof}
|
| 185 |
+
Put $n=pN$ and choose independent small generic inputs
|
| 186 |
+
$P_1,\ldots,P_N$ of size $p$. Write
|
| 187 |
+
$R_1=\operatorname{diag}(P_1,\ldots,P_N)$ and use
|
| 188 |
+
$x=R_1+\Delta_1$ to label the generic size-$n$ spectrum by its branches
|
| 189 |
+
at $R_1$.
|
| 190 |
+
|
| 191 |
+
This substitution embeds $K[[x]]$ in $E[[\Delta_1]]$. Indeed, for
|
| 192 |
+
an image of a series over $K$, the Taylor coefficients are uniformly
|
| 193 |
+
integral in the small parameter $\varepsilon$. Substituting
|
| 194 |
+
$\Delta_1=\varepsilon X-R_1$, with independent coordinates $X$,
|
| 195 |
+
is therefore convergent and recovers the original series at
|
| 196 |
+
$\varepsilon X$. Homogeneous expansion at that point detects every
|
| 197 |
+
nonzero series. The embedding extends to the fraction field. All
|
| 198 |
+
generic spectral roots are supplied by the scalar branches at $R_1$,
|
| 199 |
+
so it also embeds a spectral splitting field $\Omega_x$ into
|
| 200 |
+
$\operatorname{Frac}E[[\Delta_1]]$, with these labels. The branches
|
| 201 |
+
and spectral projections themselves are regular at $\Delta_1=0$.
|
| 202 |
+
|
| 203 |
+
Fix a block $i$ and labels $h,h'$ in one member of
|
| 204 |
+
$\mathcal P_{P_i}$. Choose a constant direction $v_i$ supported in
|
| 205 |
+
that block, nonzero under every $D_h(P_i;\cdot)$. Apply
|
| 206 |
+
Proposition~\ref{prop:functional-linkage} first at $R_1$.
|
| 207 |
+
Differentiating its identity gives proportional loop responses at
|
| 208 |
+
$x$. Now adjoin an independent generic partner $Q$ of any fixed
|
| 209 |
+
size in $\mathcal S$, and apply the same proposition to
|
| 210 |
+
$\operatorname{diag}(R_1,Q)$. Its univariate series is the same
|
| 211 |
+
one. At $\operatorname{diag}(x,Q)$, perturb the opposite input
|
| 212 |
+
blocks by $uU$ and $zV$. Either arrow alone preserves the spectrum,
|
| 213 |
+
so the first derivatives in $u$ and $z$ vanish. The coefficient of
|
| 214 |
+
$uz$ in the branch is the paired response $m_h(x,Q;U,V)$.
|
| 215 |
+
The mixed chain rule and the separate first derivative in $v_i$
|
| 216 |
+
give
|
| 217 |
+
\begin{equation}
|
| 218 |
+
D_{h'}(x;v_i)m_h(x,Q;U,V)
|
| 219 |
+
-D_h(x;v_i)m_{h'}(x,Q;U,V)=0.
|
| 220 |
+
\label{eq:replicated-pair-relation}
|
| 221 |
+
\end{equation}
|
| 222 |
+
The two $D$-factors have nonzero reductions at $\Delta_1=0$.
|
| 223 |
+
|
| 224 |
+
We must verify this relation coefficientwise in $Q$, rather than only
|
| 225 |
+
at its generic value. Cross multiplication has already removed the
|
| 226 |
+
response ratio. Multiply further by the finitely many determinants
|
| 227 |
+
of $W(Q)-\lambda_h(x)$ and $W(Q)-\lambda_{h'}(x)$ needed to clear
|
| 228 |
+
the auxiliary inverses. At each fixed $\Delta_1$-degree, the resulting
|
| 229 |
+
series in the independent coordinates of $Q$ has coefficients
|
| 230 |
+
uniformly bounded below in $\varepsilon$-valuation. The branch and
|
| 231 |
+
projection coefficients do not involve $Q$; the other factors are
|
| 232 |
+
ordinary matrix series with two prescribed arrow steps and a fixed
|
| 233 |
+
number of Taylor insertions. Their path expansions give precisely
|
| 234 |
+
this bound, as in Lemma~\ref{lem:admissible-evaluation}.
|
| 235 |
+
Evaluation at small generic $Q$ therefore detects every coefficient.
|
| 236 |
+
Equation~\eqref{eq:replicated-pair-relation} is consequently a
|
| 237 |
+
formal identity in those coordinates. Injectivity of the embedding
|
| 238 |
+
of $\Omega_x$ descends it to the generic size-$n$ field. Finally,
|
| 239 |
+
the cleared determinants have nonzero constant terms in $Q$, so
|
| 240 |
+
they can be canceled in $\Omega_x[[Q]]$.
|
| 241 |
+
|
| 242 |
+
This argument applies separately to every partner size with the same
|
| 243 |
+
labeling of $x$ and the same $D$-factors. It therefore gives a
|
| 244 |
+
relation on every coefficient vector used to define $\mathcal T_x$.
|
| 245 |
+
Together with the corresponding loop relations, it says that
|
| 246 |
+
$c_h/D_h(x;v_i)$ is constant on each old partition member within
|
| 247 |
+
block $i$, for every $c\in\mathcal T_x$. These partitions have
|
| 248 |
+
$Na_p$ members in total, and all their normalizing factors are
|
| 249 |
+
nonzero. Thus $a_n\leq Na_p$.
|
| 250 |
+
|
| 251 |
+
For the opposite inequality, use
|
| 252 |
+
Lemma~\ref{lem:active-specialization} for each $P_i$, choosing all
|
| 253 |
+
partners jointly independent. At $R_1$, support each loop direction,
|
| 254 |
+
and both arrows of each paired response, in its chosen block $i$.
|
| 255 |
+
The responses then coincide with the original responses on that
|
| 256 |
+
block and vanish on every other block. They have rank $Na_p$.
|
| 257 |
+
Evaluate the same finite collection first at $R_1+\Delta_1$.
|
| 258 |
+
All branch data and partner resolvents are regular at
|
| 259 |
+
$\Delta_1=0$, since the partner spectra are disjoint from that of
|
| 260 |
+
$R_1$. A generic rank bound smaller than $Na_p$ would make every
|
| 261 |
+
minor of that order vanish over the embedded generic field, and hence
|
| 262 |
+
also at the reduction. The displayed specialization contradicts this.
|
| 263 |
+
Therefore $a_n\geq Na_p$.
|
| 264 |
+
\end{proof}
|
| 265 |
+
|
| 266 |
+
\subsection{Partners of one common size}
|
| 267 |
+
|
| 268 |
+
The dimension formula permits us to use a fixed matrix size on both
|
| 269 |
+
ends of every paired response. We will also need to fix one arrow
|
| 270 |
+
and vary only its reverse.
|
| 271 |
+
|
| 272 |
+
\begin{corollary}[Equal-size partners]
|
| 273 |
+
\label{cor:equal-size-partners}
|
| 274 |
+
There are $r\in\mathcal S$ and a positive integer $K_0$ with the
|
| 275 |
+
following property. Let $P,Q_1,\ldots,Q_{K_0}$ be independent small
|
| 276 |
+
generic inputs of size $r$. For generic fixed input arrows
|
| 277 |
+
$U_j:P\leftarrow Q_j$, the loop columns and the images of
|
| 278 |
+
\[
|
| 279 |
+
V\longmapsto m(P,Q_j;U_j,V),
|
| 280 |
+
\qquad V:Q_j\leftarrow P,\quad 1\leq j\leq K_0,
|
| 281 |
+
\]
|
| 282 |
+
span $\mathcal T_P$ after extension to the joint field of the data.
|
| 283 |
+
The analogous assertion holds with the other arrow fixed. The same
|
| 284 |
+
$r$ and $K_0$ may be used for both assertions.
|
| 285 |
+
\end{corollary}
|
| 286 |
+
|
| 287 |
+
\begin{proof}
|
| 288 |
+
Choose a finite witness list at size $p$ from
|
| 289 |
+
Lemma~\ref{lem:active-specialization}, and let its partner sizes be
|
| 290 |
+
$q_1,\ldots,q_M\in\mathcal S$. Choose $r=pN$ with
|
| 291 |
+
$r\geq q_j$ for every $j$. Specialize the size-$r$ base to a direct
|
| 292 |
+
sum of $N$ independent size-$p$ inputs. For each block, use a fresh
|
| 293 |
+
copy of the witness list. Pad a size-$q_j$ partner to size $r$ by
|
| 294 |
+
adjoining independent generic diagonal data of size $r-q_j$, omitting
|
| 295 |
+
the padding if this difference is zero. Give both arrows zero entries
|
| 296 |
+
on the padding. The response remains the original size-$p$ witness
|
| 297 |
+
on its chosen base block and is zero on the other base blocks.
|
| 298 |
+
|
| 299 |
+
The resulting columns have rank $Na_p=a_r$ by
|
| 300 |
+
Proposition~\ref{prop:active-replication}. All inputs at this
|
| 301 |
+
specialization have maximal spectral count, and the partner spectra
|
| 302 |
+
are disjoint from the base spectrum. The regular-minor argument in
|
| 303 |
+
the preceding proof therefore transfers this rank to generic
|
| 304 |
+
size-$r$ base and partner inputs.
|
| 305 |
+
|
| 306 |
+
Assign a separate partner to every paired column in this finite
|
| 307 |
+
list. At the witness specialization, choose its forward arrow to
|
| 308 |
+
be the specified $U_j$ and test the variable reverse arrow on the
|
| 309 |
+
specified $V_j$. A minor of order $a_r$ is nonzero there. Since
|
| 310 |
+
paired responses are bilinear in their arrows, this minor remains
|
| 311 |
+
nonzero for generic fixed forward arrows and suitable reverse-arrow
|
| 312 |
+
columns. This proves the first assertion with finitely many partners.
|
| 313 |
+
The identical argument fixes the reverse arrows instead. Increasing
|
| 314 |
+
the number of independent partners to the larger of the two finite
|
| 315 |
+
numbers proves both assertions with one $K_0$. If no paired column
|
| 316 |
+
is needed, one unused generic partner may be added so that $K_0>0$.
|
| 317 |
+
\end{proof}
|
preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/responses.tex
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|
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|
| 1 |
+
\section{The space of eigenvalue responses}\label{sec:responses}
|
| 2 |
+
|
| 3 |
+
Fix a size $n\in\mathcal S$, a generic input pair $P$, and a splitting
|
| 4 |
+
field $\Omega_P$ of $W(P)$ over $\operatorname{Frac}K[[P]]$.
|
| 5 |
+
Write its distinct roots as $\lambda_h$, with spectral projections
|
| 6 |
+
$\pi_h$, $1\le h\le e_n$. Each projection has rank $t$.
|
| 7 |
+
We also use these data after embedding into the valued fields of
|
| 8 |
+
Section~\ref{sec:formal-generic}.
|
| 9 |
+
|
| 10 |
+
We seek the possible leading changes of the eigenvalues at $P$.
|
| 11 |
+
Besides varying $P$ itself, we allow an excursion through another
|
| 12 |
+
input block and a return to $P$. Their linear span will determine
|
| 13 |
+
which eigenvalues can be varied independently.
|
| 14 |
+
|
| 15 |
+
\subsection{Loop and paired responses}\label{subsec:response-formulas}
|
| 16 |
+
|
| 17 |
+
Upper triangular block evaluations are also the basic mechanism of
|
| 18 |
+
noncommutative difference-differential calculus; see
|
| 19 |
+
\cite[Proposition~2.2 and Theorem~3.11]{KaliuzhnyiVerbovetskyiVinnikov2014}.
|
| 20 |
+
Here the admissible evaluations of Section~\ref{sec:formal-generic}
|
| 21 |
+
let us extract scalar eigenvalue responses from those block calculations.
|
| 22 |
+
|
| 23 |
+
For a perturbation $\mathcal W$ of $W(P)$, put $\pi=\pi_h$,
|
| 24 |
+
$\bar\pi=1-\pi$, and
|
| 25 |
+
\[
|
| 26 |
+
C_h(\mathcal W)=\bar\pi(\mathcal W-\lambda_h)\bar\pi.
|
| 27 |
+
\]
|
| 28 |
+
This operator acts on the complementary space. Its constant term is
|
| 29 |
+
invertible, so its inverse has a unique expansion in either commuting
|
| 30 |
+
or free formal parameters. Define the fixed-root Schur expression by
|
| 31 |
+
\begin{equation}
|
| 32 |
+
S_h(\mathcal W)=
|
| 33 |
+
\pi(\mathcal W-\lambda_h)\pi
|
| 34 |
+
-\pi\mathcal W\bar\pi
|
| 35 |
+
C_h(\mathcal W)^{-1}
|
| 36 |
+
\bar\pi\mathcal W\pi.
|
| 37 |
+
\label{eq:fixed-schur}
|
| 38 |
+
\end{equation}
|
| 39 |
+
This expression records the obstruction to keeping the root $\lambda_h$
|
| 40 |
+
fixed. For $u$ in the image of $\pi$, the vector
|
| 41 |
+
\[
|
| 42 |
+
u-C_h(\mathcal W)^{-1}\bar\pi\mathcal W\pi u
|
| 43 |
+
\]
|
| 44 |
+
is the unique vector projecting to $u$ whose complementary component
|
| 45 |
+
under $\mathcal W-\lambda_h$ vanishes. Its remaining component is
|
| 46 |
+
$S_h(\mathcal W)u$. Thus $S_h(\mathcal W)=0$ means that the fixed-root
|
| 47 |
+
kernel is a graph over the original eigenspace.
|
| 48 |
+
|
| 49 |
+
When the constant output is split semisimple and these equations are
|
| 50 |
+
imposed for every one of its distinct roots, the kernel graphs combine
|
| 51 |
+
into a formal change of basis. The output remains conjugate to its
|
| 52 |
+
constant term and satisfies that constant term's minimal polynomial.
|
| 53 |
+
Lemma~\ref{lem:schur-polynomial} proves the equivalence with the
|
| 54 |
+
polynomial identity at every finite word order.
|
| 55 |
+
|
| 56 |
+
The same Schur expression is defined near $\operatorname{diag}(P,C_0)$
|
| 57 |
+
if $\lambda_h$ is absent from $W(C_0)$, embedding $\pi_h$ at the $P$
|
| 58 |
+
block. In this use, equations indexed by labels at $P$ record those
|
| 59 |
+
fixed roots only.
|
| 60 |
+
|
| 61 |
+
For a loop direction $Y=(Y_1,Y_2)$ at $P$, define the scalar
|
| 62 |
+
$D_h(P;Y)$ by
|
| 63 |
+
\begin{equation}
|
| 64 |
+
\pi_h W'_P(Y)\pi_h=D_h(P;Y)\pi_h.
|
| 65 |
+
\label{eq:loop-response}
|
| 66 |
+
\end{equation}
|
| 67 |
+
This compression is scalar: apply Lemma~\ref{lem:scalar-branches}
|
| 68 |
+
to the commuting deformation $P+xY$ and take its first coefficient.
|
| 69 |
+
Equivalently, $D_h(P;Y)$ is the differential of the branch
|
| 70 |
+
$\lambda_h$ in direction $Y$. By
|
| 71 |
+
Lemma~\ref{lem:nonconstant-roots}, each of these linear functionals is
|
| 72 |
+
nonzero. Because $K$ is infinite, we can choose a constant direction
|
| 73 |
+
$v$ over $K$ with
|
| 74 |
+
\begin{equation}
|
| 75 |
+
D_h(P;v)\ne0\qquad(1\le h\le e_n).
|
| 76 |
+
\label{eq:nonzero-direction}
|
| 77 |
+
\end{equation}
|
| 78 |
+
Indeed the forbidden directions form a finite union of proper
|
| 79 |
+
$K$-linear subspaces, even though their defining coefficients belong
|
| 80 |
+
to $\Omega_P$.
|
| 81 |
+
|
| 82 |
+
Let $Q$ be an independent generic point of size $n'\in\mathcal S$.
|
| 83 |
+
Let $U$ be an input arrow $P\leftarrow Q$ and $V$ an input arrow
|
| 84 |
+
$Q\leftarrow P$; each is a pair of rectangular scalar matrices.
|
| 85 |
+
Form the triangular input pair
|
| 86 |
+
\[
|
| 87 |
+
T=\begin{pmatrix}P&U&0\\0&Q&V\\0&0&P\end{pmatrix}.
|
| 88 |
+
\]
|
| 89 |
+
Set
|
| 90 |
+
\begin{equation}
|
| 91 |
+
M_h(P,Q;U,V)=\pi_h\left(
|
| 92 |
+
W(T)_{13}
|
| 93 |
+
-W(T)_{12}(W(Q)-\lambda_h)^{-1}W(T)_{23}
|
| 94 |
+
\right)\pi_h.
|
| 95 |
+
\label{eq:paired-response}
|
| 96 |
+
\end{equation}
|
| 97 |
+
Block paths show that this is bilinear in $U,V$. The inverse exists
|
| 98 |
+
because the spectra at independent points are disjoint.
|
| 99 |
+
|
| 100 |
+
\begin{lemma}\label{lem:paired-scalar}
|
| 101 |
+
There is a scalar $m_h(P,Q;U,V)$ such that
|
| 102 |
+
\[
|
| 103 |
+
M_h(P,Q;U,V)=m_h(P,Q;U,V)\pi_h.
|
| 104 |
+
\]
|
| 105 |
+
It is the coefficient of $xy$ in the branch reducing to $\lambda_h$
|
| 106 |
+
for the commuting input deformation
|
| 107 |
+
\[
|
| 108 |
+
\begin{pmatrix}P&xU\\yV&Q\end{pmatrix}.
|
| 109 |
+
\]
|
| 110 |
+
The same assertion holds at an admissible specialized pair whose
|
| 111 |
+
spectra are disjoint and whose combined output is split semisimple
|
| 112 |
+
with the maximal number $e_{n+n'}$ of distinct roots.
|
| 113 |
+
\end{lemma}
|
| 114 |
+
|
| 115 |
+
\begin{proof}
|
| 116 |
+
At $x=y=0$, disjointness and Lemma~\ref{lem:stable-multiplicity}
|
| 117 |
+
give $e_n+e_{n'}=e_{n+n'}$ roots. Thus
|
| 118 |
+
Lemma~\ref{lem:scalar-branches} applies. Either arrow alone leaves
|
| 119 |
+
the spectrum unchanged, so the chosen branch has no terms depending
|
| 120 |
+
on $x$ alone or on $y$ alone.
|
| 121 |
+
|
| 122 |
+
Compute the $xy$ coefficient of its fixed-root Schur expression.
|
| 123 |
+
The direct return from $P$ through $Q$ gives $W(T)_{13}$. Eliminating
|
| 124 |
+
the $Q$ block gives the second term in
|
| 125 |
+
\eqref{eq:paired-response}. The other eigenspaces in the $P$ block
|
| 126 |
+
give no further term of this order: their couplings to $\pi_h$ have
|
| 127 |
+
zero constant term and no first-order term under these off-diagonal
|
| 128 |
+
input perturbations. Replacing the fixed root by the scalar branch
|
| 129 |
+
subtracts its $xy$ coefficient times $\pi_h$. The resulting Schur
|
| 130 |
+
expression vanishes, because the branch eigenspace projects
|
| 131 |
+
isomorphically to the base eigenspace. This proves the formula.
|
| 132 |
+
The specialized assertion uses exactly the same argument and the
|
| 133 |
+
specialization-stable degree bound.
|
| 134 |
+
\end{proof}
|
| 135 |
+
|
| 136 |
+
\subsection{Coefficient spans and their specializations}
|
| 137 |
+
\label{subsec:active-space}
|
| 138 |
+
|
| 139 |
+
At $Q=0$ the matrices $W(Q)-\lambda_h$ are invertible, since no
|
| 140 |
+
$\lambda_h$ belongs to the spectrum of $w(0)$. Hence
|
| 141 |
+
\eqref{eq:paired-response} has a formal expansion in the entries of
|
| 142 |
+
$Q$ over $\Omega_P$. Define
|
| 143 |
+
\[
|
| 144 |
+
m_h=\frac1t\operatorname{tr}M_h,
|
| 145 |
+
\qquad m=(m_h)_{h=1}^{e_n},\qquad D=(D_h)_{h=1}^{e_n}.
|
| 146 |
+
\]
|
| 147 |
+
Here $D=D(P;\cdot):M_n(\Omega_P)^2\to\Omega_P^{e_n}$ is the linear
|
| 148 |
+
map of loop responses. Its columns are its values on the standard
|
| 149 |
+
coordinate directions in the two input matrices.
|
| 150 |
+
The scalar identity of Lemma~\ref{lem:paired-scalar} holds also for
|
| 151 |
+
these formal expansions, by clearing their determinants and applying
|
| 152 |
+
Lemma~\ref{lem:generic-detection}.
|
| 153 |
+
|
| 154 |
+
Define $\mathcal T_P\subseteq\Omega_P^{e_n}$ to be the linear span
|
| 155 |
+
of the columns of $D$ and of every coefficient vector of $m$, for
|
| 156 |
+
every allowed partner size $n'\in\mathcal S$ and every pair of
|
| 157 |
+
coordinate arrows $U,V$. Write
|
| 158 |
+
\[
|
| 159 |
+
a_n=\dim_{\Omega_P}\mathcal T_P.
|
| 160 |
+
\]
|
| 161 |
+
Although the definition permits infinitely many partner sizes and
|
| 162 |
+
coefficients, the ambient space is finite dimensional.
|
| 163 |
+
|
| 164 |
+
\begin{lemma}[Specialization and finite witnesses]
|
| 165 |
+
\label{lem:active-specialization}
|
| 166 |
+
The scalar identities for $M_h$ and every linear identity expressing
|
| 167 |
+
$m\in\mathcal T_P$ hold after any admissible specialization of the
|
| 168 |
+
partner input for which the required inverses exist. For identities
|
| 169 |
+
on a subset of labels, only the inverses for those labels are needed.
|
| 170 |
+
|
| 171 |
+
After a field extension, the columns of $D$ and finitely many paired
|
| 172 |
+
responses span $\mathcal T_P$. These responses can be taken at
|
| 173 |
+
independent small generic partner points, whose sizes need not be
|
| 174 |
+
equal.
|
| 175 |
+
\end{lemma}
|
| 176 |
+
|
| 177 |
+
\begin{proof}
|
| 178 |
+
For the first assertion, apply any $\Omega_P$-linear functional
|
| 179 |
+
annihilating $\mathcal T_P$ to the formal tuple $m$. The result is
|
| 180 |
+
zero. Multiply by the finitely many determinants of
|
| 181 |
+
$W(Q)-\lambda_h$ that occur. The cleared expression is a finite
|
| 182 |
+
sum of products of base-point scalars and matrix-entry series; its
|
| 183 |
+
auxiliary coefficients have a uniform valuation bound. Its formal
|
| 184 |
+
identity is therefore equivalent to its identity at a small generic
|
| 185 |
+
partner, by Lemma~\ref{lem:generic-detection}. It persists under the
|
| 186 |
+
admissible specializations of Lemma~\ref{lem:admissible-evaluation}.
|
| 187 |
+
Divide by the specialized determinants when they are nonzero. The
|
| 188 |
+
same argument, entry by entry, proves the scalar identities for
|
| 189 |
+
$M_h$. It also proves the projected assertion, without introducing
|
| 190 |
+
any spectral labels for the partner input.
|
| 191 |
+
|
| 192 |
+
Choose finitely many coefficient vectors, together with columns of
|
| 193 |
+
$D$, that span $\mathcal T_P$, and select a nonzero minor witnessing
|
| 194 |
+
their rank. For each column requiring a partner, use a separate set
|
| 195 |
+
of partner variables. By multilinearity, the corresponding
|
| 196 |
+
determinant of the series columns has that nonzero minor as the
|
| 197 |
+
coefficient of a specified product of monomials. It is therefore a
|
| 198 |
+
nonzero formal series. Clear the column denominators. The numerator
|
| 199 |
+
is still nonzero, and its coefficients are uniformly bounded below
|
| 200 |
+
in valuation. Independent small generic evaluations keep this
|
| 201 |
+
numerator and its denominators nonzero, by
|
| 202 |
+
Lemma~\ref{lem:generic-detection}. The resulting values attain the
|
| 203 |
+
full dimension. The first assertion places all of them in the
|
| 204 |
+
extended active space.
|
| 205 |
+
|
| 206 |
+
This argument evaluates cleared numerators, not the possibly
|
| 207 |
+
divergent geometric expansions of their inverses. The distinction
|
| 208 |
+
is precisely the one made in Section~\ref{subsec:formal-conventions}.
|
| 209 |
+
\end{proof}
|
| 210 |
+
|
| 211 |
+
The lemma also applies after adjoining Taylor or Laurent parameters.
|
| 212 |
+
One first clears determinants and then works coefficientwise as in
|
| 213 |
+
Lemma~\ref{lem:admissible-evaluation}. In particular, it permits
|
| 214 |
+
triangular partners with repeated base blocks, provided the inverses
|
| 215 |
+
required for the selected target roots exist in the chosen Laurent
|
| 216 |
+
field.
|
| 217 |
+
|
| 218 |
+
\subsection{A partition of the eigenvalue labels}
|
| 219 |
+
\label{subsec:active-partition}
|
| 220 |
+
|
| 221 |
+
The active space has a stronger structure than a general linear
|
| 222 |
+
subspace. Its coordinates form groups whose responses are always in
|
| 223 |
+
a fixed ratio.
|
| 224 |
+
|
| 225 |
+
\begin{proposition}\label{prop:active-partition}
|
| 226 |
+
For the direction $v$ chosen in \eqref{eq:nonzero-direction}, there
|
| 227 |
+
is a partition of $\{1,\ldots,e_n\}$ such that
|
| 228 |
+
\[
|
| 229 |
+
\mathcal T_P=
|
| 230 |
+
\left\{c\in\Omega_P^{e_n}:
|
| 231 |
+
\frac{c_h}{D_h(P;v)}\text{ is constant on each part}\right\}.
|
| 232 |
+
\]
|
| 233 |
+
\end{proposition}
|
| 234 |
+
|
| 235 |
+
\begin{proof}
|
| 236 |
+
We first prove that $\mathcal T_P$ is closed under the operation
|
| 237 |
+
\begin{equation}
|
| 238 |
+
(a,b)\longmapsto
|
| 239 |
+
\left(\frac{a_hb_h}{D_h(P;v)}\right)_h.
|
| 240 |
+
\label{eq:weighted-product}
|
| 241 |
+
\end{equation}
|
| 242 |
+
Choose two finite spanning sets supplied by
|
| 243 |
+
Lemma~\ref{lem:active-specialization}, using independent partner
|
| 244 |
+
points for the two sets. It suffices to prove the assertion for a
|
| 245 |
+
column $a$ in the first set and a column $b$ in the second, over their
|
| 246 |
+
joint coefficient field $E$.
|
| 247 |
+
|
| 248 |
+
Put $P'=P+\xi v$. Use a triangular chain with endpoints $P,P$,
|
| 249 |
+
middle point $P'$, an optional point $Q_1$ between the first endpoint
|
| 250 |
+
and $P'$, and an optional point $Q_2$ between $P'$ and the last
|
| 251 |
+
endpoint. A direct step represents a loop column; an excursion
|
| 252 |
+
through $Q_i$ represents a paired column. Put the arrows defining
|
| 253 |
+
$a$ and $b$ on the successive steps, with no other input arrows.
|
| 254 |
+
Group the internal positions as a single partner $C(\xi)$. Its
|
| 255 |
+
size belongs to $\mathcal S$.
|
| 256 |
+
|
| 257 |
+
For every target label, $W(C(\xi))-\lambda_h$ is invertible over
|
| 258 |
+
$E((\xi))$. The optional blocks have spectra disjoint from $P$.
|
| 259 |
+
At the middle block, the branch reducing to $\lambda_h$ moves with
|
| 260 |
+
nonzero derivative $D_h(P;v)$; all other branches are already away
|
| 261 |
+
from $\lambda_h$. Thus
|
| 262 |
+
\begin{equation}
|
| 263 |
+
\left.\xi\bigl(W(P')-\lambda_h\bigr)^{-1}\right|_{\xi=0}
|
| 264 |
+
=\frac{\pi_h}{D_h(P;v)}.
|
| 265 |
+
\label{eq:middle-residue}
|
| 266 |
+
\end{equation}
|
| 267 |
+
This follows directly by scalar branch separation.
|
| 268 |
+
|
| 269 |
+
By Lemma~\ref{lem:active-specialization}, the paired response through
|
| 270 |
+
$C(\xi)$ belongs to $\mathcal T_P\otimes E((\xi))$. Eliminate
|
| 271 |
+
the optional blocks first in its Schur formula. Triangularity means
|
| 272 |
+
that their elimination does not change the middle diagonal block.
|
| 273 |
+
All terms are regular at $\xi=0$ except the middle inverse in
|
| 274 |
+
\eqref{eq:middle-residue}. The effective first-to-middle coupling,
|
| 275 |
+
compressed by $\pi_h$ at both ends and evaluated at zero, is
|
| 276 |
+
$a_h\pi_h$. For a direct step this is
|
| 277 |
+
\eqref{eq:loop-response}; for an excursion it is
|
| 278 |
+
\eqref{eq:paired-response}. The corresponding middle-to-last
|
| 279 |
+
coupling is $b_h\pi_h$.
|
| 280 |
+
|
| 281 |
+
The singular term occurs with the minus sign in the Schur
|
| 282 |
+
complement. Multiplying by $\xi$ and reducing at zero therefore
|
| 283 |
+
gives
|
| 284 |
+
\[
|
| 285 |
+
\left(-\frac{a_hb_h}{D_h(P;v)}\right)_h
|
| 286 |
+
\in\mathcal T_P\otimes E.
|
| 287 |
+
\]
|
| 288 |
+
Taking a Laurent coefficient preserves membership in this fixed
|
| 289 |
+
finite dimensional space: apply its annihilating linear functionals.
|
| 290 |
+
Bilinearity and the two spanning sets prove closure under
|
| 291 |
+
\eqref{eq:weighted-product} after extension to $E$, and faithful
|
| 292 |
+
scalar extension proves it over $\Omega_P$.
|
| 293 |
+
|
| 294 |
+
Divide coordinates by the nowhere-zero vector $D(P;v)$. The resulting
|
| 295 |
+
space $\mathcal U\subseteq\Omega_P^{e_n}$ contains $1$, since
|
| 296 |
+
$D(P;v)\in\mathcal T_P$, and is closed under coordinatewise
|
| 297 |
+
multiplication. Declare two coordinates equivalent if every element
|
| 298 |
+
of $\mathcal U$ has the same value on them. By avoiding finitely
|
| 299 |
+
many proper linear subspaces, choose an element of $\mathcal U$
|
| 300 |
+
whose values distinguish all the equivalence classes. Lagrange
|
| 301 |
+
interpolation in this element gives the indicator function of each
|
| 302 |
+
class. These indicators span all class-constant functions. Thus
|
| 303 |
+
$\mathcal U$ is exactly that algebra of functions, proving the
|
| 304 |
+
proposition.
|
| 305 |
+
\end{proof}
|
| 306 |
+
|
| 307 |
+
We call two labels in the same part \emph{linked}. The number of
|
| 308 |
+
parts is $a_n$. Selecting one representative from each part
|
| 309 |
+
identifies $\mathcal T_P$ with the full coordinate space on those
|
| 310 |
+
representatives. The next stage must show that these response
|
| 311 |
+
relations control higher-order free-letter errors, rather than only
|
| 312 |
+
the two elementary perturbations used to define them.
|
preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/build/sections/transfer.tex
ADDED
|
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|
|
|
| 1 |
+
\section{Transfer of the first unsolved word coefficient}
|
| 2 |
+
\label{sec:word-transfer}
|
| 3 |
+
|
| 4 |
+
Our next objective is to control equations in free letters. The first and
|
| 5 |
+
paired responses describe matrix perturbations with one loop or two opposite
|
| 6 |
+
arrows. We show that they also contain the first unsolved coefficient of an
|
| 7 |
+
arbitrary free-series perturbation. The argument unfolds a word along a
|
| 8 |
+
triangular chain and then replaces its internal states by a single auxiliary
|
| 9 |
+
partner. The only difficulty is that this partner initially has the target
|
| 10 |
+
eigenvalue. The following linear-algebra observation explains how to remove
|
| 11 |
+
that singularity without changing the coefficient being computed.
|
| 12 |
+
|
| 13 |
+
\begin{lemma}[An inverse between two vanishing couplings]
|
| 14 |
+
\label{lem:killed-pole}
|
| 15 |
+
Let $E$ be a field and let $M(\xi)\in\operatorname{End}_E(V)[[\xi]]$, where
|
| 16 |
+
$V$ is finite dimensional. Suppose that zero is a semisimple eigenvalue of
|
| 17 |
+
$M_0=M(0)$, and let $\Pi$ be its spectral projection. Suppose that
|
| 18 |
+
\[
|
| 19 |
+
G=\Pi M'(0)\Pi\big|_{\ker M_0}
|
| 20 |
+
\]
|
| 21 |
+
is invertible. Then $M(\xi)^{-1}$ exists over $E((\xi))$ and has a pole of
|
| 22 |
+
order at most one. Let $J$ be zero on $\ker M_0$ and equal to $M_0^{-1}$ on
|
| 23 |
+
$\operatorname{im}M_0$. If $L(\xi)$ and $B(\xi)$ are compatible matrix
|
| 24 |
+
series satisfying
|
| 25 |
+
\[
|
| 26 |
+
L(0)\Pi=0,\qquad \Pi B(0)=0,
|
| 27 |
+
\]
|
| 28 |
+
then
|
| 29 |
+
\begin{equation}
|
| 30 |
+
\label{eq:killed-pole-limit}
|
| 31 |
+
\lim_{\xi\to0}L(\xi)M(\xi)^{-1}B(\xi)=L(0)JB(0).
|
| 32 |
+
\end{equation}
|
| 33 |
+
|
| 34 |
+
Suppose additionally that $e$ is an idempotent, $f=1-e$,
|
| 35 |
+
$fM_0f$ is invertible on $fV$, and $e:\ker M_0\to eV$ is an isomorphism.
|
| 36 |
+
Under the same two coupling conditions,
|
| 37 |
+
\begin{equation}
|
| 38 |
+
\label{eq:fixed-complement-inverse}
|
| 39 |
+
L(0)JB(0)=L(0)f(fM_0f)^{-1}fB(0).
|
| 40 |
+
\end{equation}
|
| 41 |
+
\end{lemma}
|
| 42 |
+
|
| 43 |
+
\begin{proof}
|
| 44 |
+
Use $V=\ker M_0\oplus\operatorname{im}M_0$. In this decomposition
|
| 45 |
+
\[
|
| 46 |
+
M(\xi)=
|
| 47 |
+
\begin{pmatrix}
|
| 48 |
+
\xi G+O(\xi^2)&O(\xi)\\
|
| 49 |
+
O(\xi)&M_0|_{\operatorname{im}M_0}+O(\xi)
|
| 50 |
+
\end{pmatrix}.
|
| 51 |
+
\]
|
| 52 |
+
The lower-right block is invertible and the Schur complement of that block
|
| 53 |
+
is $\xi G+O(\xi^2)$. The upper-left block of $M(\xi)^{-1}$ is consequently
|
| 54 |
+
$\xi^{-1}G^{-1}+O(1)$; its off-diagonal blocks are bounded; and its
|
| 55 |
+
lower-right block tends to $M_0^{-1}|_{\operatorname{im}M_0}$.
|
| 56 |
+
The kernel components of both couplings are $O(\xi)$. Multiplying these
|
| 57 |
+
four blocks proves \eqref{eq:killed-pole-limit}.
|
| 58 |
+
|
| 59 |
+
For the second assertion, write $b=B(0)u$. The condition $\Pi b=0$ places
|
| 60 |
+
$b$ in $\operatorname{im}M_0$. Solutions of $M_0x=b$ differ by
|
| 61 |
+
$\ker M_0$. Since projection to $eV$ is an isomorphism on that kernel,
|
| 62 |
+
there is a unique solution with $ex=0$. Its $f$ coordinate is
|
| 63 |
+
$(fM_0f)^{-1}fb$. All solutions have the same image under $L(0)$ because
|
| 64 |
+
$L(0)$ kills $\ker M_0$. Comparing this solution with $Jb$ proves
|
| 65 |
+
\eqref{eq:fixed-complement-inverse}.
|
| 66 |
+
\end{proof}
|
| 67 |
+
|
| 68 |
+
We now recall exactly which response identities enter the transfer
|
| 69 |
+
argument. At a small generic point $P$ of size $n\in\mathcal S$, the
|
| 70 |
+
eigenvalues $\lambda_h$ have projections $\pi_h$ of rank $t$. The first
|
| 71 |
+
response is $D_h(P;Y)\pi_h$. A pair of arrows through an independent
|
| 72 |
+
partner $Q$ gives $m_h(P,Q;U,V)\pi_h$. The columns of the first responses
|
| 73 |
+
and the coefficient vectors of all these paired responses span
|
| 74 |
+
$\mathcal T_P$. By Lemma~\ref{lem:active-specialization}, their scalarity
|
| 75 |
+
and all linear containment identities persist for a block-triangular
|
| 76 |
+
partner after its finitely many resolvent determinants are cleared. For a
|
| 77 |
+
set of target labels $I$, only the determinants belonging to labels in $I$
|
| 78 |
+
are needed. We use the notation
|
| 79 |
+
\[
|
| 80 |
+
\mathcal T_P|_I=\{(c_h)_{h\in I}:(c_h)_h\in\mathcal T_P\}.
|
| 81 |
+
\]
|
| 82 |
+
These spaces and identities are extended to the coefficient field in use.
|
| 83 |
+
We also fix a direction $v$ with $D_h(P;v)\ne0$ for every target label.
|
| 84 |
+
|
| 85 |
+
\begin{proposition}[Transfer of a leading coefficient]
|
| 86 |
+
\label{prop:word-transfer}
|
| 87 |
+
Let $R=\operatorname{diag}(P,C_0)$ be a small matrix input of total size $N\in
|
| 88 |
+
\mathcal S$;
|
| 89 |
+
the block $C_0$ may be absent. Let $I$ be a set of labels at
|
| 90 |
+
$P$ such that $W(C_0)-\lambda_h$ is invertible for every $h\in I$.
|
| 91 |
+
Work over a field $E$ containing the labeled spectral data at $P$ and the
|
| 92 |
+
entries of $C_0$, with the formal evaluations allowed by
|
| 93 |
+
Lemma~\ref{lem:admissible-evaluation}. Let
|
| 94 |
+
\[
|
| 95 |
+
Z(s_1,s_2)\in M_N(E)\langle\!\langle s_1,s_2\rangle\!\rangle^2
|
| 96 |
+
\]
|
| 97 |
+
have constant term $R$. These are input matrices: their scalar entries
|
| 98 |
+
act on the input factor and commute with the old coefficient algebra.
|
| 99 |
+
|
| 100 |
+
For $h\in I$, embed $\pi_h$ at the $P$ block, put $\bar\pi_h=1-\pi_h$,
|
| 101 |
+
and form
|
| 102 |
+
\[
|
| 103 |
+
S_h(Z)=\pi_h(W(Z)-\lambda_h)\pi_h
|
| 104 |
+
-\pi_hW(Z)\bar\pi_h
|
| 105 |
+
\bigl(\bar\pi_h(W(Z)-\lambda_h)\bar\pi_h\bigr)^{-1}
|
| 106 |
+
\bar\pi_hW(Z)\pi_h.
|
| 107 |
+
\]
|
| 108 |
+
Suppose that every $S_h(Z)$ vanishes in degrees less than $\ell$, where
|
| 109 |
+
$\ell\ge1$. For each word $\omega$ of length $\ell$, there are scalars
|
| 110 |
+
$c_{h,\omega}\in E$ such that
|
| 111 |
+
\[
|
| 112 |
+
[S_h(Z)]_\omega=c_{h,\omega}\pi_h,
|
| 113 |
+
\qquad (c_{h,\omega})_{h\in I}\in
|
| 114 |
+
(\mathcal T_P|_I)\otimes E.
|
| 115 |
+
\]
|
| 116 |
+
The same conclusion holds for homogeneous degree-$\ell$ coefficients of
|
| 117 |
+
perturbations in finitely many ordinary commuting parameters.
|
| 118 |
+
\end{proposition}
|
| 119 |
+
|
| 120 |
+
\begin{proof}
|
| 121 |
+
For $\ell=1$, only the $P$-to-$P$ input coefficient contributes to the
|
| 122 |
+
compressed derivative, so the assertion is the first-response identity.
|
| 123 |
+
Assume $\ell\ge2$ and fix a word $\omega$ of length $\ell$.
|
| 124 |
+
|
| 125 |
+
\paragraph{Unfolding the word.}
|
| 126 |
+
Use $\ell+1$ ordered states. On consecutive steps put the letters of
|
| 127 |
+
$\omega$, and evaluate a word by following that path. Thus a coefficient
|
| 128 |
+
of $Z$ for a substring becomes the corresponding strictly upper block of
|
| 129 |
+
the input, while every diagonal block is $R$. The $(1,\ell+1)$ block
|
| 130 |
+
extracts precisely the coefficient of $\omega$. This substitution is a
|
| 131 |
+
homomorphism on the free-series ring modulo degree $\ell+1$, and it
|
| 132 |
+
therefore respects every inverse with invertible constant term.
|
| 133 |
+
|
| 134 |
+
Keep only $P$ at the two endpoint states, leaving all $R$ blocks at the
|
| 135 |
+
$\ell-1$ internal states. This operation does not change the required
|
| 136 |
+
compressed endpoint coefficient. At an endpoint, constant input steps
|
| 137 |
+
preserve the blocks $P,C_0$, and the constant output commutes with
|
| 138 |
+
$\pi_h$. A contributing Schur path can therefore neither enter the
|
| 139 |
+
first endpoint complement from its target projection nor leave the last
|
| 140 |
+
endpoint complement for its target projection. All complement
|
| 141 |
+
eliminations relevant to the coefficient occur at internal states.
|
| 142 |
+
|
| 143 |
+
Denote the internal input by $Q_0$. Its size is $(\ell-1)N$ and hence
|
| 144 |
+
belongs to $\mathcal S$. Grouping the internal
|
| 145 |
+
states, write the cropped input as
|
| 146 |
+
\[
|
| 147 |
+
T_0=\begin{pmatrix}
|
| 148 |
+
P&G_1&Y\\0&Q_0&G_2\\0&0&P
|
| 149 |
+
\end{pmatrix}.
|
| 150 |
+
\]
|
| 151 |
+
Here each entry denotes a pair of input matrices. In the output write
|
| 152 |
+
$E_1=W(T_0)_{12}$, $E_2=W(T_0)_{23}$, and $F=W(T_0)_{13}$.
|
| 153 |
+
|
| 154 |
+
\paragraph{The internal target eigenspace.}
|
| 155 |
+
Fix $h\in I$, set $M_0=W(Q_0)-\lambda_h$, and let $e$ be the sum of the
|
| 156 |
+
fixed copies of $\pi_h$ on its internal states. Put $f=1-e$.
|
| 157 |
+
The matrix $fM_0f$ is upper triangular with invertible diagonal blocks.
|
| 158 |
+
Moreover its Schur complement on $eV$ is zero: every strictly upper
|
| 159 |
+
coefficient is a coefficient for a proper substring of $\omega$, and
|
| 160 |
+
these vanish by hypothesis. Its kernel is consequently the graph
|
| 161 |
+
\[
|
| 162 |
+
u\longmapsto u-f(fM_0f)^{-1}fM_0e u,
|
| 163 |
+
\qquad u\in eV.
|
| 164 |
+
\]
|
| 165 |
+
Projection onto $eV$ is an isomorphism on this kernel, whose dimension is
|
| 166 |
+
$(\ell-1)t$. Triangularity shows that this is also the full algebraic
|
| 167 |
+
multiplicity of zero. Thus zero is semisimple. Let $\Pi$ be its
|
| 168 |
+
spectral projection.
|
| 169 |
+
|
| 170 |
+
The same argument applies to the chain consisting of the first endpoint
|
| 171 |
+
and the internal states, and to the chain consisting of the internal
|
| 172 |
+
states and the last endpoint. They involve only proper substrings.
|
| 173 |
+
Solving their triangular kernel equations shows that the couplings
|
| 174 |
+
between their zero eigenspaces vanish:
|
| 175 |
+
\begin{equation}
|
| 176 |
+
\label{eq:transfer-coupling-annihilation}
|
| 177 |
+
\pi_hE_1\Pi=0,\qquad \Pi E_2\pi_h=0.
|
| 178 |
+
\end{equation}
|
| 179 |
+
Indeed any nonzero compressed coupling would reduce the kernel dimension
|
| 180 |
+
below the sum of the diagonal zero multiplicities. This argument uses
|
| 181 |
+
semisimplicity only at the target eigenvalue.
|
| 182 |
+
|
| 183 |
+
\paragraph{A regularized auxiliary partner.}
|
| 184 |
+
In every internal copy of $R$, replace its $P$ block by $P+\xi v$, keeping
|
| 185 |
+
all arrows fixed; call the resulting input $Q(\xi)$. Put
|
| 186 |
+
$M(\xi)=W(Q(\xi))-\lambda_h$.
|
| 187 |
+
The spectral projection $\Pi$ is upper triangular in the state order,
|
| 188 |
+
with diagonal equal to the fixed target projections. The graph
|
| 189 |
+
identification of its range with $eV$ is upper triangular with identity
|
| 190 |
+
diagonal. It follows that
|
| 191 |
+
\[
|
| 192 |
+
\Pi M'(0)\Pi\big|_{\ker M_0}
|
| 193 |
+
\]
|
| 194 |
+
is upper triangular in this identification, with every diagonal block
|
| 195 |
+
equal to $D_h(P;v)I_t$. It is therefore invertible. This verifies the
|
| 196 |
+
simple-pole hypothesis of Lemma~\ref{lem:killed-pole}, including the
|
| 197 |
+
effect of all internal triangular arrows.
|
| 198 |
+
|
| 199 |
+
Let $T(\xi)$ be the corresponding full cropped input and use $E_1(\xi)$,
|
| 200 |
+
$E_2(\xi)$, $F(\xi)$ for its output blocks. For nonzero formal $\xi$, the
|
| 201 |
+
compressed endpoint expression is
|
| 202 |
+
\begin{align}
|
| 203 |
+
\mathcal E_h(\xi)
|
| 204 |
+
&=\pi_h\bigl(F(\xi)-E_1(\xi)M(\xi)^{-1}E_2(\xi)\bigr)\pi_h
|
| 205 |
+
\label{eq:transfer-regularized-expression}\\
|
| 206 |
+
&=D_h(P;Y)\pi_h+M_h(P,Q(\xi);G_1,G_2).
|
| 207 |
+
\nonumber
|
| 208 |
+
\end{align}
|
| 209 |
+
Its tuple is scalar and belongs to the projected active space over
|
| 210 |
+
$E((\xi))$. This is exactly the specialized paired-response identity:
|
| 211 |
+
the auxiliary block is upper triangular, its diagonal entries are small
|
| 212 |
+
blocks with a Taylor shift, and its strictly upper entries are fixed
|
| 213 |
+
finite matrices. Clear the target resolvent determinants first and
|
| 214 |
+
apply Lemma~\ref{lem:active-specialization}; restore the inverses over
|
| 215 |
+
$E((\xi))$, where the preceding argument proves they exist. No
|
| 216 |
+
specialization of an undefined inverse is being used.
|
| 217 |
+
|
| 218 |
+
\paragraph{Identifying the limit.}
|
| 219 |
+
By \eqref{eq:transfer-coupling-annihilation} and
|
| 220 |
+
Lemma~\ref{lem:killed-pole}, expression
|
| 221 |
+
\eqref{eq:transfer-regularized-expression} has the finite limit
|
| 222 |
+
\[
|
| 223 |
+
\pi_h\bigl(F-E_1JE_2\bigr)\pi_h
|
| 224 |
+
=\pi_h\bigl(F-E_1f(fM_0f)^{-1}fE_2\bigr)\pi_h.
|
| 225 |
+
\]
|
| 226 |
+
The last expression eliminates precisely the fixed complementary
|
| 227 |
+
spaces in the internal states. By the unfolding and endpoint-cropping
|
| 228 |
+
argument it is $[S_h(Z)]_\omega$. In particular the limiting inverse has
|
| 229 |
+
not changed the coefficient to one computed with a different choice of
|
| 230 |
+
complement. Taking the limit in the scalar-response identities and in
|
| 231 |
+
the finitely many linear equations defining $\mathcal T_P|_I$ proves
|
| 232 |
+
the assertion simultaneously for all target labels.
|
| 233 |
+
|
| 234 |
+
Finally consider a perturbation in commuting variables $h_1,\ldots,h_s$.
|
| 235 |
+
Substitute $h_j=a_jz$ for arbitrary scalar directions $a_j$ and one free
|
| 236 |
+
letter $z$. The lower homogeneous terms still vanish, so the result
|
| 237 |
+
just proved applies to the degree-$\ell$ coefficient on every such
|
| 238 |
+
line. Scalarity and containment in a fixed finite-dimensional linear
|
| 239 |
+
space are linear conditions. Each of their annihilators therefore
|
| 240 |
+
gives a homogeneous polynomial in the $a_j$ that vanishes identically.
|
| 241 |
+
Over the infinite characteristic-zero field all its coefficients vanish.
|
| 242 |
+
This proves the commuting-parameter assertion.
|
| 243 |
+
\end{proof}
|
| 244 |
+
|
| 245 |
+
Proposition~\ref{prop:word-transfer} is the bridge from responses to
|
| 246 |
+
free-series equations. It controls a first unsolved coefficient without
|
| 247 |
+
assuming that the perturbation is commutative or that the auxiliary
|
| 248 |
+
matrix has a separated spectrum before regularization. We next use its
|
| 249 |
+
commuting-parameter consequence to show that linked responses arise from
|
| 250 |
+
actual formal relations between eigenvalues.
|
preprints/A-Counterexample-to-Kuroshs-Division-Ring-Problem-September-23-2026/paper.pdf
ADDED
|
@@ -0,0 +1,3 @@
|
|
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|
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|
|
| 1 |
+
version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:9195b0a83fc633704a735973a068257d424a46196a74cad21176e49348147aec
|
| 3 |
+
size 541378
|
preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/README.md
ADDED
|
@@ -0,0 +1,18 @@
|
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|
| 1 |
+
# [A counterexample to Ryser's covering conjecture](paper.pdf)
|
| 2 |
+
|
| 3 |
+
**Author:** OpenAI
|
| 4 |
+
|
| 5 |
+
**Date:** September 23, 2026
|
| 6 |
+
|
| 7 |
+
## Citation
|
| 8 |
+
|
| 9 |
+
```bibtex
|
| 10 |
+
@misc{OAI:A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026,
|
| 11 |
+
author = {{OpenAI}},
|
| 12 |
+
title = {{A counterexample to Ryser's covering conjecture}},
|
| 13 |
+
howpublished = {OpenAI Math Release preprint
|
| 14 |
+
\href{https://github.com/openai/math/blob/main/preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/paper.pdf}{OAI:A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026}},
|
| 15 |
+
year = {2026}
|
| 16 |
+
}
|
| 17 |
+
```
|
| 18 |
+
|
preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/build/construction.tex
ADDED
|
@@ -0,0 +1,857 @@
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|
| 1 |
+
\Needspace{14\baselineskip}
|
| 2 |
+
\section{A configuration with two coordinatizations}
|
| 3 |
+
\label{sec:gadget}
|
| 4 |
+
|
| 5 |
+
We now use the deletion lemma to construct the exceptional configuration.
|
| 6 |
+
We need two properties of the same set: many points on each undeleted
|
| 7 |
+
line, and rigidity of its small line covers. A change of coordinates
|
| 8 |
+
lets us obtain both. In the original coordinates we delete one line
|
| 9 |
+
in every finite nonzero direction. After the change of coordinates,
|
| 10 |
+
the deleted sets become curves, so the line-survival conclusion of
|
| 11 |
+
Lemma~\ref{lem:linecover} applies to every line. It will force every
|
| 12 |
+
small mixed cover by lines and individual points to be a parallel class.
|
| 13 |
+
|
| 14 |
+
\begin{lemma}
|
| 15 |
+
\label{lem:gadget}
|
| 16 |
+
For every sufficiently large prime \(s\equiv2\pmod3\), there is
|
| 17 |
+
a set \(Y\subseteq\F_s^2\) with the following properties. For each
|
| 18 |
+
\(d\in\F_s^*\), there is an affine line \(\ell_d\) of slope \(d\),
|
| 19 |
+
and
|
| 20 |
+
\[
|
| 21 |
+
Y=\F_s^2\setminus\bigcup_{d\in\F_s^*}\ell_d.
|
| 22 |
+
\]
|
| 23 |
+
For each \(d\in\F_s^*\), every line of slope \(d\) other than
|
| 24 |
+
\(\ell_d\) contains at least five points of \(Y\). The map
|
| 25 |
+
\[
|
| 26 |
+
f:\F_s^2\longrightarrow\F_s^2,
|
| 27 |
+
\qquad f(x,y)=(x^3,y),
|
| 28 |
+
\]
|
| 29 |
+
is a bijection, and every affine line contains at least \(s/8\) points
|
| 30 |
+
of \(f(Y)\). Moreover, if \(a\) affine lines and \(b\) individual
|
| 31 |
+
points cover \(f(Y)\), and
|
| 32 |
+
\begin{equation}
|
| 33 |
+
\label{con-weighted-budget}
|
| 34 |
+
a+\frac b2\le s,
|
| 35 |
+
\end{equation}
|
| 36 |
+
then \(a=s\), \(b=0\), and the lines form a full parallel class.
|
| 37 |
+
Consequently every such mixed cover has weighted cost at least \(s\),
|
| 38 |
+
and no cover of \(f(Y)\) by at most \(s\) lines contains two
|
| 39 |
+
nonparallel lines.
|
| 40 |
+
\end{lemma}
|
| 41 |
+
|
| 42 |
+
\begin{proof}
|
| 43 |
+
Let \(s\) tend to infinity through primes congruent to \(2\pmod3\).
|
| 44 |
+
Since
|
| 45 |
+
\(\gcd(3,s-1)=1\), cubing permutes \(\F_s^*\) and fixes zero.
|
| 46 |
+
Thus \(f\) is bijective. It maps horizontal lines to horizontal
|
| 47 |
+
lines and vertical lines to vertical lines. We first prove the two
|
| 48 |
+
survival properties simultaneously with high probability, then use
|
| 49 |
+
them to classify mixed covers satisfying~\eqref{con-weighted-budget}.
|
| 50 |
+
|
| 51 |
+
\paragraph{Survivors in the original coordinates.}
|
| 52 |
+
Choose the lines \(\ell_d\), independently for the \(s-1\) values
|
| 53 |
+
of \(d\), uniformly within their parallel classes. Fix a line
|
| 54 |
+
\(\ell\) of finite nonzero slope \(d\), and temporarily ignore the
|
| 55 |
+
choice \(\ell_d\). Each of the other \(s-2\) choices deletes a
|
| 56 |
+
uniformly distributed point of \(\ell\). Let \(Z_\ell\) count
|
| 57 |
+
the surviving points on \(\ell\). Its expectation is
|
| 58 |
+
\[
|
| 59 |
+
\mu:=\E Z_\ell=s(1-1/s)^{s-2}.
|
| 60 |
+
\]
|
| 61 |
+
Changing one of these choices changes the survivor count by at most
|
| 62 |
+
two. Apply the independent-trial jump bound and bounded-drift
|
| 63 |
+
concentration estimate of
|
| 64 |
+
\cite[Lemmas~A.2--A.3]{OpenAI2026Balanced} to the exposure martingale,
|
| 65 |
+
with \(T=s-2\), \(L=2\), and \(u=\mu/2\). The martingale has
|
| 66 |
+
zero drift, and hence
|
| 67 |
+
\[
|
| 68 |
+
\Pr(Z_\ell<\mu/2)
|
| 69 |
+
\le 2\exp\left(-\frac{\mu^2}{128(s-2)}\right)
|
| 70 |
+
=\exp(-\Omega(s)).
|
| 71 |
+
\]
|
| 72 |
+
There are fewer than \(s^2\) lines under consideration. A union
|
| 73 |
+
bound, together with \(\mu/2\ge5\) for sufficiently large \(s\),
|
| 74 |
+
shows that all these counts are at least five with probability tending
|
| 75 |
+
to one. If \(\ell\ne\ell_d\), reinstating the deletion by
|
| 76 |
+
\(\ell_d\) changes no point on \(\ell\), since the two lines are
|
| 77 |
+
parallel. Thus every required line in the original coordinates has
|
| 78 |
+
at least five points of \(Y\).
|
| 79 |
+
|
| 80 |
+
\paragraph{Survivors and almost-pencil covers in the new coordinates.}
|
| 81 |
+
In the new coordinates, the possible deletion shapes are
|
| 82 |
+
\[
|
| 83 |
+
F_{d,z}=\{(x^3,dx+z):x\in\F_s\},
|
| 84 |
+
\qquad d\in\F_s^*,\quad z\in\F_s.
|
| 85 |
+
\]
|
| 86 |
+
There are \(s(s-1)\) such shapes, each of size \(s\), and each of
|
| 87 |
+
the \(s-1\) independent trials chooses one of them. Every point
|
| 88 |
+
is deleted by a specified trial with probability \(1/s\), so its
|
| 89 |
+
overall survival probability is the uniform value
|
| 90 |
+
\[
|
| 91 |
+
\delta_s=(1-1/s)^{s-1}\ge\frac14
|
| 92 |
+
\]
|
| 93 |
+
for all sufficiently large \(s\).
|
| 94 |
+
|
| 95 |
+
Each shape meets every affine line in at most three points. For a
|
| 96 |
+
vertical line this follows from bijectivity of cubing; for a
|
| 97 |
+
horizontal line it follows from \(d\ne0\). For a line of finite
|
| 98 |
+
nonzero slope \(m\), the intersection is determined by
|
| 99 |
+
\[
|
| 100 |
+
dx+z=mx^3+u,
|
| 101 |
+
\]
|
| 102 |
+
a nonzero polynomial equation of degree three. In particular, no
|
| 103 |
+
shape is itself a line when \(s>5\). All the hypotheses of
|
| 104 |
+
Lemma~\ref{lem:linecover} hold with field size \(s\), a fixed
|
| 105 |
+
integer constant, for example \(D=3\), survival lower bound
|
| 106 |
+
\(\delta=1/4\), and \(\rho_0=1/100\). The exact-line
|
| 107 |
+
occurrence probabilities are zero, and the subfield restriction is
|
| 108 |
+
automatic for a prime field. With probability tending to one, every
|
| 109 |
+
line consequently contains at least \(s/8\) points of \(f(Y)\),
|
| 110 |
+
and its almost-cover conclusion holds for \(f(Y)\) as well. We now
|
| 111 |
+
combine that conclusion with the lower bound on every line to replace
|
| 112 |
+
an almost pencil by a complete one.
|
| 113 |
+
|
| 114 |
+
\paragraph{From an almost pencil to a full parallel class.}
|
| 115 |
+
Assume these events hold, and consider a cover satisfying
|
| 116 |
+
\eqref{con-weighted-budget}. Repeated resources can be removed;
|
| 117 |
+
alternatively, one may keep their original counts, since removal
|
| 118 |
+
only reduces the budget. The line portion has at most \(s\)
|
| 119 |
+
distinct lines and leaves at most \(b\le2s\) points of \(f(Y)\)
|
| 120 |
+
uncovered. Lemma~\ref{lem:linecover} supplies at least
|
| 121 |
+
\((1-\rho_0)s\) distinct lines in this portion through a common
|
| 122 |
+
projective point \(p\). There are at most \(\rho_0s\) other
|
| 123 |
+
lines, and
|
| 124 |
+
\[
|
| 125 |
+
b\le2(s-a)\le2\rho_0s.
|
| 126 |
+
\]
|
| 127 |
+
If an affine line through \(p\) were absent from the cover, all the
|
| 128 |
+
chosen lines through \(p\) would cover at most one of its affine
|
| 129 |
+
points. The other lines would cover at most \(\rho_0s\) further
|
| 130 |
+
points, and the individual point resources at most \(2\rho_0s\).
|
| 131 |
+
Thus at most \(1+3\rho_0s\) points of this missing line would be
|
| 132 |
+
covered. For sufficiently large \(s\), this contradicts
|
| 133 |
+
\[
|
| 134 |
+
\frac s8>1+3\rho_0s.
|
| 135 |
+
\]
|
| 136 |
+
Every affine line through \(p\) must therefore be present. A
|
| 137 |
+
finite \(p\) requires \(s+1\) lines, which is impossible. An
|
| 138 |
+
infinite \(p\) requires all \(s\) lines in its parallel class,
|
| 139 |
+
and then \eqref{con-weighted-budget} forces \(a=s\) and \(b=0\).
|
| 140 |
+
This also rules out repetitions in a cover attaining the budget.
|
| 141 |
+
|
| 142 |
+
The events used in the two coordinate systems hold simultaneously
|
| 143 |
+
with probability tending to one. Consequently every sufficiently
|
| 144 |
+
large prime \(s\equiv2\pmod3\) admits a successful configuration
|
| 145 |
+
\(Y\). A mixed cover of cost less than
|
| 146 |
+
\(s\) would satisfy \eqref{con-weighted-budget} but not its
|
| 147 |
+
necessary equality conclusion. The two stated consequences follow.
|
| 148 |
+
\end{proof}
|
| 149 |
+
|
| 150 |
+
There are arbitrarily large primes congruent to \(2\pmod3\). Indeed,
|
| 151 |
+
if the list were finite and its product were \(P\), the integer
|
| 152 |
+
\(3P-1\equiv2\pmod3\) would have a prime factor congruent to
|
| 153 |
+
\(2\pmod3\), and none of the primes dividing \(P\) could divide it.
|
| 154 |
+
Fix any sufficiently large prime \(s\equiv2\pmod3\), and choose
|
| 155 |
+
\(Y\) and the omitted lines from Lemma~\ref{lem:gadget}.
|
| 156 |
+
These data remain fixed for the rest of the proof.
|
| 157 |
+
|
| 158 |
+
\section{Ambient placement}
|
| 159 |
+
\label{sec:placement}
|
| 160 |
+
|
| 161 |
+
We will place copies of \(Y\) in a larger affine plane, assign each
|
| 162 |
+
copy the directions in which its labels will change, and delete the
|
| 163 |
+
ambient lines of those directions that meet it. The placement must
|
| 164 |
+
meet two requirements. Joins between different copies must avoid
|
| 165 |
+
their changed directions, while the undeleted points must retain the
|
| 166 |
+
pencil and line-survival properties of Lemma~\ref{lem:linecover}.
|
| 167 |
+
We first specify the copies and direction sets, then prove the
|
| 168 |
+
deletion estimates for independent pools of translates, and finally
|
| 169 |
+
select one compatible translate from each pool.
|
| 170 |
+
|
| 171 |
+
\subsection{Fields, copies, and direction sets}
|
| 172 |
+
|
| 173 |
+
Let \(n\ge3\) be odd, and put \(q=s^n\). We identify \(\F_s\)
|
| 174 |
+
with the prime subfield of \(\F_q\). If \(E\) is a subfield, then
|
| 175 |
+
\(|E|=s^a\), where \(a=[E:\F_s]\), and multiplication of vector-space
|
| 176 |
+
bases gives
|
| 177 |
+
\[
|
| 178 |
+
n=a[\F_q:E].
|
| 179 |
+
\]
|
| 180 |
+
For a proper subfield, the index \([\F_q:E]\) is an odd integer
|
| 181 |
+
larger than one, so it is at least three. Consequently
|
| 182 |
+
\[
|
| 183 |
+
|E|=s^a\le s^{n/3}=q^{1/3}
|
| 184 |
+
\qquad\text{for every proper subfield }E.
|
| 185 |
+
\]
|
| 186 |
+
Thus Theorem~\ref{thm:incidence} and
|
| 187 |
+
Lemma~\ref{lem:linecover} apply along this sequence of ambient
|
| 188 |
+
fields. In this section all constants may depend on the already
|
| 189 |
+
fixed \(s\) and \(Y\), but not on \(n\).
|
| 190 |
+
|
| 191 |
+
The odd-degree condition has now supplied the required subfield bound.
|
| 192 |
+
It remains to assign every ambient direction to at least one copy,
|
| 193 |
+
with bounded overlap between assignments. Identify the ambient
|
| 194 |
+
directions with
|
| 195 |
+
\(\PP^1(\F_q)=\F_q\cup\{\infty\}\), using slope. Choose a
|
| 196 |
+
set \(\Lambda\) of representatives of
|
| 197 |
+
\(\F_q^*/\F_s^*\), with \(1\in\Lambda\). There will be one
|
| 198 |
+
configuration group for each \(\lambda\in\Lambda\), together
|
| 199 |
+
with one further group denoted by \(*\). Write
|
| 200 |
+
\[
|
| 201 |
+
\mathcal I=\Lambda\sqcup\{*\},
|
| 202 |
+
\qquad N_q=|\mathcal I|=\frac{q-1}{s-1}+1.
|
| 203 |
+
\]
|
| 204 |
+
Each index \(i\in\mathcal I\) will specify a pool of translates
|
| 205 |
+
of one configuration. We call this pool a group and will choose one
|
| 206 |
+
translate from each group.
|
| 207 |
+
|
| 208 |
+
For \(\lambda\in\Lambda\), define
|
| 209 |
+
\[
|
| 210 |
+
M_\lambda(x,y)=(x,\lambda y),
|
| 211 |
+
\qquad S_\lambda=\lambda\F_s^*,
|
| 212 |
+
\qquad A_\lambda=\{0,\infty\}.
|
| 213 |
+
\]
|
| 214 |
+
Choose distinct \(u,v\in\F_s^*\) and define
|
| 215 |
+
\[
|
| 216 |
+
M_*=
|
| 217 |
+
\begin{pmatrix}1&1\\u&v\end{pmatrix},
|
| 218 |
+
\qquad
|
| 219 |
+
S_*=(\F_s\cup\{\infty\})\setminus\{u,v\},
|
| 220 |
+
\qquad A_*=\{u,v\}.
|
| 221 |
+
\]
|
| 222 |
+
All these linear maps are invertible. For \(M_*\), the image of
|
| 223 |
+
a finite slope \(t\) is
|
| 224 |
+
\[
|
| 225 |
+
\frac{u+vt}{1+t},
|
| 226 |
+
\]
|
| 227 |
+
where a zero denominator gives the infinite direction. Its images
|
| 228 |
+
of the horizontal and vertical directions are \(u\) and \(v\).
|
| 229 |
+
The induced projective bijection therefore maps the \(s-1\)
|
| 230 |
+
finite nonzero subfield slopes precisely to \(S_*\). The same
|
| 231 |
+
statement for \(M_\lambda\) follows from the slope map
|
| 232 |
+
\(t\mapsto\lambda t\).
|
| 233 |
+
|
| 234 |
+
For each \(i\in\mathcal I\), put
|
| 235 |
+
\[
|
| 236 |
+
W_i=M_i(\F_s^2).
|
| 237 |
+
\]
|
| 238 |
+
The directions of joins of distinct points of \(W_i\) form exactly
|
| 239 |
+
\(S_i\cup A_i\). Each set \(S_i\) has size \(s-1\), and
|
| 240 |
+
\(A_i\) consists of the two images of the coordinate axes. The
|
| 241 |
+
cosets \(S_\lambda\) partition all nonzero finite ambient slopes.
|
| 242 |
+
The extra set \(S_*\) contains \(0\) and \(\infty\). Hence
|
| 243 |
+
every ambient direction belongs to at least one and at most two
|
| 244 |
+
sets \(S_i\). More precisely, the directions belonging to two
|
| 245 |
+
sets are
|
| 246 |
+
\begin{equation}
|
| 247 |
+
\label{con-double-directions}
|
| 248 |
+
S_1\cap S_* = \F_s^*\setminus\{u,v\},
|
| 249 |
+
\end{equation}
|
| 250 |
+
and the two groups involved are always \(1\) and \(*\).
|
| 251 |
+
|
| 252 |
+
The sets \(S_i\) are the directions whose labels will change, and
|
| 253 |
+
\(A_i\) are the images of the two axis directions preserved by \(f\).
|
| 254 |
+
For compatibility between copies we use the
|
| 255 |
+
slightly larger direction sets
|
| 256 |
+
\[
|
| 257 |
+
D_i=
|
| 258 |
+
\begin{cases}
|
| 259 |
+
S_i\cup A_i,&i\in\{1,*\},\\
|
| 260 |
+
S_i,&i\notin\{1,*\}.
|
| 261 |
+
\end{cases}
|
| 262 |
+
\]
|
| 263 |
+
In particular,
|
| 264 |
+
\begin{equation}
|
| 265 |
+
\label{con-conflict-directions}
|
| 266 |
+
D_1=D_*=\PP^1(\F_s),
|
| 267 |
+
\end{equation}
|
| 268 |
+
whereas the remaining \(D_i\) are the nonidentity multiplicative
|
| 269 |
+
cosets of \(\F_s^*\). Every direction occurs in at most two
|
| 270 |
+
sets \(D_i\). Since \(|W_i|=s^2\), \(|D_i|\le s+1\), and
|
| 271 |
+
\(N_q=O_s(q)\), a fixed constant depending only on \(s\)
|
| 272 |
+
satisfies all size and multiplicity assumptions of
|
| 273 |
+
Theorem~\ref{thm:selection}. In a conflict-free selection, including
|
| 274 |
+
the axes in both \(D_1\) and \(D_*\) ensures that an axis line
|
| 275 |
+
meeting one of these two selected copies cannot also meet the other.
|
| 276 |
+
This will enter the weighted cover
|
| 277 |
+
argument for the two groups sharing a direction
|
| 278 |
+
in~\eqref{con-double-directions}.
|
| 279 |
+
|
| 280 |
+
\subsection{Independent candidate pools}
|
| 281 |
+
|
| 282 |
+
Let \(K\) be a fixed pool size supplied by
|
| 283 |
+
Theorem~\ref{thm:selection}. For each
|
| 284 |
+
\(i\in\mathcal I\), choose independent uniform shifts
|
| 285 |
+
\(b_{i,1},\ldots,b_{i,K}\in\F_q^2\), independently between
|
| 286 |
+
groups, and write
|
| 287 |
+
\[
|
| 288 |
+
P_{i,k}=b_{i,k}+W_i,
|
| 289 |
+
\qquad Y_{i,k}=b_{i,k}+M_iY.
|
| 290 |
+
\]
|
| 291 |
+
Associate to this candidate the following set of ambient deletion
|
| 292 |
+
lines:
|
| 293 |
+
\[
|
| 294 |
+
\mathcal B_{i,k}
|
| 295 |
+
=\{\ell:\operatorname{dir}(\ell)\in S_i,
|
| 296 |
+
\ \ell\cap Y_{i,k}\ne\varnothing\}.
|
| 297 |
+
\]
|
| 298 |
+
|
| 299 |
+
\begin{lemma}
|
| 300 |
+
\label{con-deletion-count}
|
| 301 |
+
For every candidate and every \(d\in S_i\), exactly \(s-1\)
|
| 302 |
+
lines of \(\mathcal B_{i,k}\) have direction \(d\). Each of
|
| 303 |
+
these lines contains at least five points of \(Y_{i,k}\).
|
| 304 |
+
Consequently \(|\mathcal B_{i,k}|=(s-1)^2\).
|
| 305 |
+
\end{lemma}
|
| 306 |
+
|
| 307 |
+
\begin{proof}
|
| 308 |
+
Undo the translation and apply \(M_i^{-1}\). An ambient line in
|
| 309 |
+
the given direction meeting \(P_{i,k}\) becomes a line through a
|
| 310 |
+
point of \(\F_s^2\) in a finite nonzero subfield direction. Its
|
| 311 |
+
intersection with \(\F_s^2\) is the corresponding subfield
|
| 312 |
+
line. The \(s\) lines in that subfield parallel class extend to
|
| 313 |
+
distinct parallel ambient lines. Exactly one is the omitted line
|
| 314 |
+
in the definition of \(Y\); the other \(s-1\) each contain at
|
| 315 |
+
least five points of \(Y\), by Lemma~\ref{lem:gadget}. These are
|
| 316 |
+
precisely the lines meeting the candidate's retained configuration.
|
| 317 |
+
\end{proof}
|
| 318 |
+
|
| 319 |
+
Each candidate therefore prescribes a bounded list of deletion lines.
|
| 320 |
+
We next apply the deletion lemma to all these independent lists at
|
| 321 |
+
once. Besides the almost-pencil and line-survival conclusions, we
|
| 322 |
+
need one bound on how many groups a line can meet along joins from an
|
| 323 |
+
external point. All three properties will survive the subsequent
|
| 324 |
+
selection of one candidate per group.
|
| 325 |
+
|
| 326 |
+
\begin{lemma}
|
| 327 |
+
\label{con-pool-properties}
|
| 328 |
+
There are constants \(\delta\in(0,1)\) and
|
| 329 |
+
\(\rho=\delta/10\), independent of \(n\), with the following
|
| 330 |
+
properties with probability tending to one as \(n\) tends to
|
| 331 |
+
infinity through odd integers. Let
|
| 332 |
+
\[
|
| 333 |
+
X_{\rm pool}
|
| 334 |
+
=\F_q^2\setminus
|
| 335 |
+
\bigcup_{i\in\mathcal I}\bigcup_{k=1}^K
|
| 336 |
+
\bigcup_{\ell\in\mathcal B_{i,k}}\ell.
|
| 337 |
+
\]
|
| 338 |
+
\begin{enumerate}
|
| 339 |
+
\item Every cover of \(X_{\rm pool}\) by at most \(q\) affine
|
| 340 |
+
lines contains at least \((1-\rho)q\) lines through a common
|
| 341 |
+
projective point.
|
| 342 |
+
\item For every affine line \(\ell\), if only exact occurrences
|
| 343 |
+
of \(\ell\) are ignored in the pool deletions, at least
|
| 344 |
+
\(\delta q/2\) points of \(\ell\) remain.
|
| 345 |
+
\item For every finite point \(p\) and affine line \(\ell\)
|
| 346 |
+
not through \(p\), at most five groups \(i\) have a candidate
|
| 347 |
+
\(P_{i,k}\) containing a point \(y\in\ell\) whose join to
|
| 348 |
+
\(p\) has direction in \(S_i\).
|
| 349 |
+
\end{enumerate}
|
| 350 |
+
\end{lemma}
|
| 351 |
+
|
| 352 |
+
\begin{proof}
|
| 353 |
+
We verify the hypotheses of Lemma~\ref{lem:linecover} for the full
|
| 354 |
+
pool, which gives the first two assertions. The third follows from
|
| 355 |
+
a separate union bound over finite points and lines.
|
| 356 |
+
|
| 357 |
+
Treat each candidate shift as one independent deletion trial, listing
|
| 358 |
+
the lines of \(\mathcal B_{i,k}\). There are \(KN_q=O_{s,K}(q)\)
|
| 359 |
+
trials, each listing \(m=(s-1)^2\) lines. We may take the shape
|
| 360 |
+
family to be all \(q(q+1)\) ambient affine lines. Each shape has
|
| 361 |
+
size \(q\), and two distinct line shapes intersect in at most one
|
| 362 |
+
point. Thus the shape and trial bounds in
|
| 363 |
+
Lemma~\ref{lem:linecover} hold with a sufficiently large fixed
|
| 364 |
+
integer \(D\) depending only on \(s,K\).
|
| 365 |
+
|
| 366 |
+
A candidate's deleting set is a uniform translate of a fixed union
|
| 367 |
+
of \(m\) lines. Its deletion probability at a fixed point is
|
| 368 |
+
independent of the point and is at most \(m/q\). Independence of
|
| 369 |
+
the shifts makes the overall survival probability \(\delta_q\)
|
| 370 |
+
uniform on \(\F_q^2\). For sufficiently large \(q\),
|
| 371 |
+
\(m/q\le1/2\) and \(N_q\le2q/(s-1)\). Using
|
| 372 |
+
\(\log(1-t)\ge-2t\) for \(0\le t\le1/2\), we obtain
|
| 373 |
+
\[
|
| 374 |
+
\delta_q\ge (1-m/q)^{KN_q}
|
| 375 |
+
\ge \exp\bigl(-2KN_qm/q\bigr)
|
| 376 |
+
\ge \exp\bigl(-4K(s-1)\bigr).
|
| 377 |
+
\]
|
| 378 |
+
Fix
|
| 379 |
+
\(\delta=\exp(-4K(s-1))\) and \(\rho=\delta/10\).
|
| 380 |
+
|
| 381 |
+
For completeness, the exact-line hypothesis also has a uniform
|
| 382 |
+
bound. A fixed line \(\ell\) of direction \(d\) can occur only
|
| 383 |
+
in candidates of groups with \(d\in S_i\), of which there are at
|
| 384 |
+
most two. In each such candidate, there are \(s-1\) translated
|
| 385 |
+
lines in this direction. Each fixed line has probability \(1/q\)
|
| 386 |
+
of becoming \(\ell\) under the uniform shift. Therefore the sum,
|
| 387 |
+
over all trials, of the probabilities of listing \(\ell\) is at
|
| 388 |
+
most
|
| 389 |
+
\begin{equation}
|
| 390 |
+
\label{con-exact-line-probability}
|
| 391 |
+
\frac{2K(s-1)}q.
|
| 392 |
+
\end{equation}
|
| 393 |
+
Increasing the fixed \(D\) if necessary verifies every hypothesis
|
| 394 |
+
of Lemma~\ref{lem:linecover}. Its conclusions give the first two
|
| 395 |
+
properties.
|
| 396 |
+
|
| 397 |
+
To prove the third, fix \(p\notin\ell\). For one candidate in
|
| 398 |
+
group \(i\), there are at most \(s-1\) possible points
|
| 399 |
+
\(y\in\ell\) whose join to \(p\) has a direction in \(S_i\):
|
| 400 |
+
each such direction contributes at most one intersection with
|
| 401 |
+
\(\ell\). A fixed point belongs to a uniform translate of
|
| 402 |
+
\(W_i\) with probability \(s^2/q^2\). The probability for this
|
| 403 |
+
candidate is thus at most
|
| 404 |
+
\[
|
| 405 |
+
\frac{(s-1)s^2}{q^2}.
|
| 406 |
+
\]
|
| 407 |
+
If six distinct groups meet the condition, choose one witnessing
|
| 408 |
+
candidate from each. There are at most \((KN_q)^6=O_{s,K}(q^6)\)
|
| 409 |
+
choices, and their shifts are independent. For the fixed pair
|
| 410 |
+
\((p,\ell)\), the probability of six such groups is therefore
|
| 411 |
+
\(O_{s,K}(q^{-6})\). There are at most
|
| 412 |
+
\(q^2q(q+1)=O(q^4)\) pairs \((p,\ell)\). The union bound gives
|
| 413 |
+
a total failure probability \(O_{s,K}(q^{-2})\), proving the claim.
|
| 414 |
+
\end{proof}
|
| 415 |
+
|
| 416 |
+
\subsection{Selection and transfer of the deletion estimates}
|
| 417 |
+
|
| 418 |
+
The estimates just proved concern independent candidates. We can now
|
| 419 |
+
select compatible copies, using only inclusions to transfer the
|
| 420 |
+
estimates to the selected deletion set.
|
| 421 |
+
By Theorem~\ref{thm:selection}, with probability tending to one the
|
| 422 |
+
same pool admits one candidate per group with no conflicts.
|
| 423 |
+
Intersect this event with those of Lemma~\ref{con-pool-properties}.
|
| 424 |
+
No independence between these events is needed. For every
|
| 425 |
+
sufficiently large odd integer \(n\), their intersection has positive
|
| 426 |
+
probability, so fix a pool in the intersection and a conflict-free
|
| 427 |
+
selection. Denote the selected sets and shifts by
|
| 428 |
+
\[
|
| 429 |
+
P_i=b_i+M_i(\F_s^2),\qquad Y_i=b_i+M_iY.
|
| 430 |
+
\]
|
| 431 |
+
Conflict avoidance gives the useful implication
|
| 432 |
+
\begin{equation}
|
| 433 |
+
\label{con-separation}
|
| 434 |
+
i\ne j,\quad \operatorname{dir}(\ell)\in D_i,\quad
|
| 435 |
+
\ell\cap P_i\ne\varnothing
|
| 436 |
+
\quad\Longrightarrow\quad \ell\cap P_j=\varnothing.
|
| 437 |
+
\end{equation}
|
| 438 |
+
In particular the \(P_i\) are pairwise disjoint: a common point
|
| 439 |
+
would give a zero difference, which belongs to every conflict
|
| 440 |
+
direction, and each \(D_i\) is nonempty.
|
| 441 |
+
|
| 442 |
+
Let \(B\) be the union, as a set of lines, of the deletion lines
|
| 443 |
+
of the selected candidates, and put
|
| 444 |
+
\begin{equation}
|
| 445 |
+
\label{con-selected-survivors}
|
| 446 |
+
X=\F_q^2\setminus\bigcup_{\ell\in B}\ell.
|
| 447 |
+
\end{equation}
|
| 448 |
+
Then \(X\supseteq X_{\rm pool}\). Moreover, if \(\ell\notin B\),
|
| 449 |
+
every selected deletion line belongs to the pool list after all
|
| 450 |
+
exact occurrences of \(\ell\) have been omitted. Hence \(X\)
|
| 451 |
+
contains the survivor set of that modified pool process. This
|
| 452 |
+
inclusion is deterministic: it holds even if \(\ell\) occurs in an
|
| 453 |
+
unselected candidate and even though the selected shifts depend on the
|
| 454 |
+
whole pool. In particular,
|
| 455 |
+
\begin{equation}
|
| 456 |
+
\label{con-selected-line-bound}
|
| 457 |
+
\ell\notin B
|
| 458 |
+
\quad\Longrightarrow\quad |X\cap\ell|\ge\frac{\delta q}{2}.
|
| 459 |
+
\end{equation}
|
| 460 |
+
The third property of Lemma~\ref{con-pool-properties} also remains
|
| 461 |
+
available for the selection, since it was established for all
|
| 462 |
+
candidates in the pool.
|
| 463 |
+
|
| 464 |
+
This completes the placement: the copies are separated, covers of the
|
| 465 |
+
ordinary survivors by at most \(q\) lines contain an almost pencil,
|
| 466 |
+
every undeleted line contains at least \(\delta q/2\) survivors,
|
| 467 |
+
and the bound of five groups remains valid. The order of choices is
|
| 468 |
+
\(s,Y\), then the selection constant and \(K\), then the deletion
|
| 469 |
+
constants \(D,\delta,\rho\), and finally \(q=s^n\).
|
| 470 |
+
Only after fixing these constants do we require \(q=s^n\) to be
|
| 471 |
+
sufficiently large. All further numerical inequalities below involve
|
| 472 |
+
these fixed constants
|
| 473 |
+
and can be imposed by enlarging this final threshold. Thus the
|
| 474 |
+
construction is available for every sufficiently large odd integer
|
| 475 |
+
\(n\), with the same \(s,Y\); its pools and selected shifts may
|
| 476 |
+
depend on \(n\). The constant used for the ambient deletion lemma
|
| 477 |
+
may depend on \(K\), but it changes no hypothesis of the already
|
| 478 |
+
applied selection theorem. A small value of \(\delta\) only increases
|
| 479 |
+
the final lower threshold on \(q\).
|
| 480 |
+
|
| 481 |
+
\section{The hypergraph and its covering number}
|
| 482 |
+
\label{sec:hypergraph}
|
| 483 |
+
|
| 484 |
+
The placement supplies the ordinary points \(X\) and the exceptional
|
| 485 |
+
copies \(Y_i\). We now turn them into edges. Ordinary edges retain
|
| 486 |
+
all their affine-line labels. In an exceptional copy, the directions
|
| 487 |
+
\(S_i\) instead use line labels read from \(f(Y)\); all remaining
|
| 488 |
+
directions retain their ordinary labels. We will first check that
|
| 489 |
+
every pair of edges still meets, then use the rigidity of \(f(Y)\)
|
| 490 |
+
to rule out covers of size \(q\).
|
| 491 |
+
|
| 492 |
+
\subsection{Vertices, edges, and intersection}
|
| 493 |
+
|
| 494 |
+
Set \(r=q+1\). There is one vertex part \(V_d\) for each
|
| 495 |
+
\(d\in\PP^1(\F_q)\). For every ambient affine line \(\ell\)
|
| 496 |
+
of direction \(d\), place an ordinary vertex \(o_\ell\) in
|
| 497 |
+
\(V_d\). If \(d\in S_i\), let \(t_i(d)\in\F_s^*\) be
|
| 498 |
+
the unique subfield direction whose image under \(M_i\) is
|
| 499 |
+
\(d\). For each of the \(s\) subfield affine lines \(L\) of
|
| 500 |
+
direction \(t_i(d)\), place a special vertex \(v_{i,d,L}\) in
|
| 501 |
+
\(V_d\). These subfield lines are read in the new coordinates
|
| 502 |
+
used for \(f(Y)\). All vertices are formal labels, tagged to be
|
| 503 |
+
distinct between parts, between ordinary and special types, and
|
| 504 |
+
between different groups. In particular each \(V_d\) is finite,
|
| 505 |
+
and the parts are pairwise disjoint.
|
| 506 |
+
|
| 507 |
+
Write \(\ell_d(z)\) for the ambient line of direction \(d\)
|
| 508 |
+
through \(z\), and \(L_t(w)\) for the subfield line of direction
|
| 509 |
+
\(t\) through \(w\in\F_s^2\). Each \(x\in X\) defines the
|
| 510 |
+
ordinary edge
|
| 511 |
+
\[
|
| 512 |
+
e_x=\{o_{\ell_d(x)}:d\in\PP^1(\F_q)\}.
|
| 513 |
+
\]
|
| 514 |
+
For each \(i\in\mathcal I\) and \(w\in Y\), put
|
| 515 |
+
\(y_{i,w}=b_i+M_iw\) and define an exceptional edge by selecting,
|
| 516 |
+
in part \(V_d\), the vertex
|
| 517 |
+
\begin{equation}
|
| 518 |
+
\label{con-exceptional-vertex}
|
| 519 |
+
\begin{cases}
|
| 520 |
+
v_{i,d,L_{t_i(d)}(f(w))},& d\in S_i,\\
|
| 521 |
+
o_{\ell_d(y_{i,w})},&d\notin S_i.
|
| 522 |
+
\end{cases}
|
| 523 |
+
\end{equation}
|
| 524 |
+
Denote this edge by \(e_{i,w}\), and let
|
| 525 |
+
\[
|
| 526 |
+
H=\{e_x:x\in X\}\cup
|
| 527 |
+
\{e_{i,w}:i\in\mathcal I,\ w\in Y\}.
|
| 528 |
+
\]
|
| 529 |
+
Thus an exceptional edge changes labels in the assigned directions,
|
| 530 |
+
without introducing any new part. Every edge contains exactly one
|
| 531 |
+
vertex from every part, so \(H\)
|
| 532 |
+
is \((q+1)\)-partite and \((q+1)\)-uniform. It is nonempty,
|
| 533 |
+
because \(Y\ne\varnothing\).
|
| 534 |
+
|
| 535 |
+
Figure~\ref{fig:two-coordinates} shows how to read an exceptional
|
| 536 |
+
edge from its parameter \(w\). The deletion lines were defined from
|
| 537 |
+
its ordinary base point \(y_{i,w}\), while its special labels use
|
| 538 |
+
\(f(w)\). The two axis parallel classes are preserved by \(f\),
|
| 539 |
+
which joins these descriptions in the intersection proof.
|
| 540 |
+
|
| 541 |
+
\begin{figure}[htbp]
|
| 542 |
+
\centering
|
| 543 |
+
\input{figures/two-coordinates}
|
| 544 |
+
\caption{The two label rules for the vertex of \(e_{i,w}\) in part
|
| 545 |
+
\(V_d\). The left branch uses the embedded point \(b_i+M_iw\);
|
| 546 |
+
the right branch uses \(f(w)=(w_1^3,w_2)\) in the small plane.
|
| 547 |
+
For each \(d\in A_i\), two parameters give the same ordinary label
|
| 548 |
+
exactly when their images under \(f\) lie on the same corresponding
|
| 549 |
+
horizontal or vertical line.
|
| 550 |
+
The diagram records maps and label choices, rather than geometric
|
| 551 |
+
positions in the finite plane.}
|
| 552 |
+
\label{fig:two-coordinates}
|
| 553 |
+
\end{figure}
|
| 554 |
+
|
| 555 |
+
\begin{proposition}
|
| 556 |
+
\label{con-intersection}
|
| 557 |
+
The hypergraph \(H\) is intersecting. Furthermore, all the edges
|
| 558 |
+
in its displayed parametrization are distinct.
|
| 559 |
+
\end{proposition}
|
| 560 |
+
|
| 561 |
+
\begin{proof}
|
| 562 |
+
There are four types of pairs, according to whether their edges are
|
| 563 |
+
ordinary or exceptional and, in the latter case, whether their group
|
| 564 |
+
indices agree.
|
| 565 |
+
|
| 566 |
+
Two ordinary edges with distinct base points share the ordinary
|
| 567 |
+
label of their join. Next, an exceptional base point \(y\in Y_i\)
|
| 568 |
+
lies on a deletion line in every direction of the nonempty set
|
| 569 |
+
\(S_i\), so \(y\notin X\). Its join with \(x\in X\) cannot
|
| 570 |
+
have direction in \(S_i\): otherwise that join would be a selected
|
| 571 |
+
deletion line containing \(x\). Its ordinary label therefore
|
| 572 |
+
belongs to both the exceptional edge and \(e_x\).
|
| 573 |
+
|
| 574 |
+
For exceptional edges from distinct groups \(i,j\), the base
|
| 575 |
+
points are distinct by \eqref{con-separation}. That same separation
|
| 576 |
+
condition ensures that their join has direction outside both
|
| 577 |
+
\(D_i\) and \(D_j\), and hence outside \(S_i\cup S_j\).
|
| 578 |
+
The two edges share its ordinary label.
|
| 579 |
+
|
| 580 |
+
Finally, consider \(e_{i,w}\) and \(e_{i,w'}\) with \(w\ne w'\).
|
| 581 |
+
The transformed points \(f(w),f(w')\) are distinct. If their
|
| 582 |
+
join has finite nonzero slope \(t\), the exceptional edges share
|
| 583 |
+
the special label of this subfield line in the part of direction
|
| 584 |
+
\(M_i(t)\). If their join is horizontal or vertical, the relevant
|
| 585 |
+
original coordinates are equal as well, because \(f\) preserves
|
| 586 |
+
these two parallel classes bijectively. The original base points
|
| 587 |
+
then share an ordinary axis-direction label, in a direction of
|
| 588 |
+
\(A_i\). This completes the intersection proof.
|
| 589 |
+
|
| 590 |
+
We also check that the parameters count distinct edges, as required
|
| 591 |
+
when we count exceptional edges below. Two ordinary labels in
|
| 592 |
+
nonparallel directions determine the ordinary base point, so ordinary
|
| 593 |
+
edges are distinct.
|
| 594 |
+
An exceptional edge has special labels and cannot equal an ordinary
|
| 595 |
+
edge. Within one group, the special labels in any two distinct
|
| 596 |
+
directions of \(S_i\) determine \(f(w)\), since the corresponding
|
| 597 |
+
subfield lines are nonparallel. As \(|S_i|=s-1\ge2\), equal
|
| 598 |
+
exceptional edges within a group would imply \(w=w'\). Finally,
|
| 599 |
+
any special label tagged by group \(i\) is absent from every edge
|
| 600 |
+
of a different group. Exceptional edges in distinct groups are
|
| 601 |
+
therefore distinct too.
|
| 602 |
+
\end{proof}
|
| 603 |
+
|
| 604 |
+
\Needspace{14\baselineskip}
|
| 605 |
+
\subsection{Covering vertices in the small-plane coordinates}
|
| 606 |
+
|
| 607 |
+
We identify the positions of the exceptional edges of group \(i\)
|
| 608 |
+
with \(f(Y)\), via \(e_{i,w}\leftrightarrow f(w)\). The action
|
| 609 |
+
of a covering vertex means the subset of these positions whose edges
|
| 610 |
+
contain that vertex. The next lemma translates every such action
|
| 611 |
+
into one of the two resources in Lemma~\ref{lem:gadget}: a subfield
|
| 612 |
+
line or an individual point.
|
| 613 |
+
|
| 614 |
+
\begin{lemma}
|
| 615 |
+
\label{con-label-action}
|
| 616 |
+
Fix a group \(i\).
|
| 617 |
+
\begin{enumerate}
|
| 618 |
+
\item A special vertex of group \(i\) covers the positions on one
|
| 619 |
+
subfield line. A special vertex of another group covers none.
|
| 620 |
+
\item An ordinary vertex of direction in \(S_i\) covers none.
|
| 621 |
+
An ordinary vertex of direction in \(A_i\), if it covers any
|
| 622 |
+
positions, covers them on a single horizontal or vertical line in
|
| 623 |
+
the \(f\) coordinates.
|
| 624 |
+
\item An ordinary vertex of direction outside \(S_i\cup A_i\)
|
| 625 |
+
covers at most one position.
|
| 626 |
+
\end{enumerate}
|
| 627 |
+
In particular, the positions covered by any one vertex are contained
|
| 628 |
+
in a subfield affine line.
|
| 629 |
+
\end{lemma}
|
| 630 |
+
|
| 631 |
+
\begin{proof}
|
| 632 |
+
The assertions for special vertices and altered ordinary directions
|
| 633 |
+
follow directly from \eqref{con-exceptional-vertex}. For an axis
|
| 634 |
+
direction, undoing \(b_i,M_i\) fixes one original coordinate, so
|
| 635 |
+
applying \(f\) gives the corresponding horizontal or vertical
|
| 636 |
+
line. A line in a direction outside \(S_i\cup A_i\) cannot
|
| 637 |
+
contain two points of \(P_i\), since the join directions of that
|
| 638 |
+
embedded subplane are exactly \(S_i\cup A_i\). It therefore
|
| 639 |
+
covers at most one exceptional position. A singleton can be
|
| 640 |
+
included in an arbitrary subfield line through it, and an empty
|
| 641 |
+
set requires no covering resource.
|
| 642 |
+
\end{proof}
|
| 643 |
+
|
| 644 |
+
\subsection{The final cover argument}
|
| 645 |
+
|
| 646 |
+
\begin{proof}[Completion of the proof of Theorem~\ref{thm:main}]
|
| 647 |
+
We prove that \(H\) has no vertex cover of size at most \(q\).
|
| 648 |
+
Suppose to the contrary that \(C\) is such a cover. Its ordinary
|
| 649 |
+
vertices, regarded as affine lines, must cover \(X\): special
|
| 650 |
+
vertices belong to no ordinary edge. These lines also cover
|
| 651 |
+
\(X_{\rm pool}\). Lemma~\ref{con-pool-properties} therefore
|
| 652 |
+
gives a projective point \(p\) such that at least
|
| 653 |
+
\((1-\rho)q\) ordinary vertices of \(C\) are lines through
|
| 654 |
+
\(p\). The line-survival bound will force every undeleted member
|
| 655 |
+
of this pencil into \(C\). We then count the vertices left for
|
| 656 |
+
exceptional edges, separating centers at infinity, centers inside one
|
| 657 |
+
of the sets \(P_i\), and finite centers outside them all.
|
| 658 |
+
|
| 659 |
+
\paragraph{Every undeleted line in this pencil is forced.}
|
| 660 |
+
We claim that
|
| 661 |
+
\begin{equation}
|
| 662 |
+
\label{con-forced-pencil}
|
| 663 |
+
p\in\ell,\quad\ell\notin B
|
| 664 |
+
\quad\Longrightarrow\quad o_\ell\in C,
|
| 665 |
+
\end{equation}
|
| 666 |
+
where incidence with an infinite \(p\) means that \(\ell\) has
|
| 667 |
+
the corresponding direction. If \(o_\ell\) were missing, all
|
| 668 |
+
other lines of \(C\) through \(p\) would cover at most one
|
| 669 |
+
affine point of \(\ell\). There are at most \(\rho q\)
|
| 670 |
+
vertices outside the large pencil subcollection. Each of their
|
| 671 |
+
ordinary lines covers at most one point of \(\ell\), and their
|
| 672 |
+
special vertices cover no ordinary edge. Consequently
|
| 673 |
+
\[
|
| 674 |
+
|X\cap\ell|\le1+\rho q.
|
| 675 |
+
\]
|
| 676 |
+
This contradicts \eqref{con-selected-line-bound}, since
|
| 677 |
+
\(\delta q/2>1+\rho q\) for sufficiently large \(q\) and
|
| 678 |
+
\(\rho=\delta/10\). At infinity the pencil lines are parallel,
|
| 679 |
+
so the possible contribution of one central point is absent; the
|
| 680 |
+
same upper bound still applies.
|
| 681 |
+
|
| 682 |
+
Let \(F_p\) be the set of ordinary vertices forced by
|
| 683 |
+
\eqref{con-forced-pencil}, and call the vertices of \(C\setminus F_p\)
|
| 684 |
+
the additional vertices. The deleted pencil lines determine how
|
| 685 |
+
many additional vertices the assumed budget \(|C|\le q\) permits.
|
| 686 |
+
|
| 687 |
+
\paragraph{An infinite center.}
|
| 688 |
+
Suppose \(p\) is the point at infinity in direction \(d\). Put
|
| 689 |
+
\[
|
| 690 |
+
I_d=\{i\in\mathcal I:d\in S_i\},
|
| 691 |
+
\qquad z=|I_d|\in\{1,2\}.
|
| 692 |
+
\]
|
| 693 |
+
Only these groups contribute deletion lines in direction \(d\),
|
| 694 |
+
and each contributes \(s-1\), by
|
| 695 |
+
Lemma~\ref{con-deletion-count}. At most \(z(s-1)\) of the
|
| 696 |
+
\(q\) lines in this parallel class belong to \(B\). Thus
|
| 697 |
+
\[
|
| 698 |
+
|C\setminus F_p|\le z(s-1).
|
| 699 |
+
\]
|
| 700 |
+
None of the forced vertices covers any exceptional edge of a group
|
| 701 |
+
in \(I_d\), because those groups use special vertices in
|
| 702 |
+
direction \(d\).
|
| 703 |
+
|
| 704 |
+
If \(z=1\), all positions of this group's \(f(Y)\) must therefore
|
| 705 |
+
be covered by at most \(s-1\) additional vertices. By
|
| 706 |
+
Lemma~\ref{con-label-action}, their effects can be included in at
|
| 707 |
+
most \(s-1\) subfield lines. This contradicts
|
| 708 |
+
Lemma~\ref{lem:gadget}.
|
| 709 |
+
|
| 710 |
+
If \(z=2\), the two groups are \(1,*\), by
|
| 711 |
+
\eqref{con-double-directions}. An additional vertex can now meet
|
| 712 |
+
both groups, so we use the weighted line-and-point budget instead of
|
| 713 |
+
counting one line per vertex. For each of these groups let \(a_i\)
|
| 714 |
+
count the additional vertices that cover at least one of its
|
| 715 |
+
positions and are either special vertices of this group or ordinary
|
| 716 |
+
vertices in its axis directions \(A_i\). Let \(b_i'\) count the
|
| 717 |
+
other additional vertices covering a position of the group. By
|
| 718 |
+
Lemma~\ref{con-label-action}, the latter vertices each cover only
|
| 719 |
+
a singleton. The former supply subfield lines. The weighted
|
| 720 |
+
conclusion of Lemma~\ref{lem:gadget} gives
|
| 721 |
+
\begin{equation}
|
| 722 |
+
\label{con-two-group-lower}
|
| 723 |
+
a_i+\frac{b_i'}2\ge s
|
| 724 |
+
\qquad (i=1,*).
|
| 725 |
+
\end{equation}
|
| 726 |
+
|
| 727 |
+
Each additional vertex contributes at most one to the sum of the
|
| 728 |
+
two left sides. A special vertex is confined to its tagged group.
|
| 729 |
+
An ordinary axis-direction vertex counted in \(a_i\) is a line
|
| 730 |
+
meeting \(P_i\) with direction in \(A_i\subseteq D_i\); by
|
| 731 |
+
\eqref{con-separation} it cannot meet the other group's \(P_j\).
|
| 732 |
+
It therefore contributes nothing to that other group, even as a
|
| 733 |
+
singleton. Any vertex of neither exclusive type contributes at
|
| 734 |
+
most \(1/2\) to each group. This accounts for every type of
|
| 735 |
+
additional vertex, including those covering neither group.
|
| 736 |
+
Summing \eqref{con-two-group-lower}, we obtain
|
| 737 |
+
\[
|
| 738 |
+
2s\le a_1+\frac{b_1'}2+a_*+\frac{b_*'}2
|
| 739 |
+
\le |C\setminus F_p|\le2(s-1),
|
| 740 |
+
\]
|
| 741 |
+
a contradiction.
|
| 742 |
+
|
| 743 |
+
\paragraph{A finite center inside an embedded configuration.}
|
| 744 |
+
Now let \(p\) be finite, and write
|
| 745 |
+
\[
|
| 746 |
+
h_p=|\{\ell\in B:p\in\ell\}|.
|
| 747 |
+
\]
|
| 748 |
+
There are \(q+1\) affine lines through \(p\), so
|
| 749 |
+
\begin{equation}
|
| 750 |
+
\label{con-finite-budget}
|
| 751 |
+
|F_p|=q+1-h_p,
|
| 752 |
+
\qquad |C\setminus F_p|\le h_p-1.
|
| 753 |
+
\end{equation}
|
| 754 |
+
The loss of one in the second inequality comes from the \(q+1\)
|
| 755 |
+
members of a finite pencil and the assumed cover size \(q\).
|
| 756 |
+
If \(h_p=0\), the forced vertices already exceed the permitted
|
| 757 |
+
size of \(C\). We may therefore assume \(h_p\ge1\) in both
|
| 758 |
+
finite-center cases.
|
| 759 |
+
|
| 760 |
+
Suppose \(p\in P_i\), for the necessarily unique such group.
|
| 761 |
+
Every deletion line through \(p\) comes from this group: a line
|
| 762 |
+
from another group would contradict \eqref{con-separation}, since
|
| 763 |
+
its direction belongs to that other group's conflict set. There
|
| 764 |
+
is at most one such line in each direction of \(S_i\), and hence
|
| 765 |
+
\begin{equation}
|
| 766 |
+
\label{con-internal-pencil-size}
|
| 767 |
+
h_p\le s-1.
|
| 768 |
+
\end{equation}
|
| 769 |
+
Let \(w_p=M_i^{-1}(p-b_i)\in\F_s^2\), whether or not
|
| 770 |
+
\(w_p\in Y\). We account for the exceptional positions of this
|
| 771 |
+
group covered by \(F_p\): they will all lie on two nonparallel
|
| 772 |
+
lines in the new coordinates. For a position with base point
|
| 773 |
+
\(y\ne p\), its join with \(p\) has a direction in
|
| 774 |
+
\(S_i\cup A_i\). A direction in \(S_i\) cannot cover this
|
| 775 |
+
edge by an ordinary vertex. Any actual forced coverage must
|
| 776 |
+
therefore lie along one of the two axis-direction lines through
|
| 777 |
+
\(p\). A position based at \(p\) itself, if present, lies on
|
| 778 |
+
both these axes as well.
|
| 779 |
+
|
| 780 |
+
Since \(f\) preserves the two coordinate parallel classes, all
|
| 781 |
+
these covered positions are contained, in the new coordinates, in
|
| 782 |
+
the horizontal and vertical lines through \(f(w_p)\). The
|
| 783 |
+
remaining positions are covered by the additional vertices; each
|
| 784 |
+
can be included in one subfield line by
|
| 785 |
+
Lemma~\ref{con-label-action}. Equations
|
| 786 |
+
\eqref{con-finite-budget} and \eqref{con-internal-pencil-size}
|
| 787 |
+
would thus give a cover of \(f(Y)\) by at most
|
| 788 |
+
\[
|
| 789 |
+
2+(h_p-1)\le s
|
| 790 |
+
\]
|
| 791 |
+
lines containing the two nonparallel coordinate lines. These
|
| 792 |
+
are legitimate covering resources whether or not their ordinary labels
|
| 793 |
+
belong to \(F_p\): their union contains every position covered by
|
| 794 |
+
\(F_p\). Removing any duplicate replacement lines preserves these
|
| 795 |
+
two distinct lines and can only decrease the count. This contradicts
|
| 796 |
+
Lemma~\ref{lem:gadget}.
|
| 797 |
+
|
| 798 |
+
\paragraph{A finite center outside all embedded configurations.}
|
| 799 |
+
It remains to consider \(p\notin\bigcup_{i\in\mathcal I}P_i\).
|
| 800 |
+
Here we use the five points on each deletion line, rather than the
|
| 801 |
+
small-plane cover obstruction. We will find \(5h_p\) exceptional
|
| 802 |
+
edges missed by \(F_p\), while each additional vertex covers at
|
| 803 |
+
most five of them.
|
| 804 |
+
|
| 805 |
+
Each group contributes at most one deletion line through \(p\).
|
| 806 |
+
Indeed, two distinct such lines cannot be parallel. After undoing
|
| 807 |
+
\(b_i,M_i\), their subfield affine equations have distinct
|
| 808 |
+
subfield directions. Solving these two equations uses a
|
| 809 |
+
nonsingular linear system over \(\F_s\), so their intersection
|
| 810 |
+
lies in \(\F_s^2\). This would place \(p\) in \(P_i\), a
|
| 811 |
+
contradiction. Also, deletion lines from different groups cannot
|
| 812 |
+
coincide, by \eqref{con-separation}.
|
| 813 |
+
|
| 814 |
+
The \(h_p\) deletion lines through \(p\) therefore come from
|
| 815 |
+
\(h_p\) distinct groups. From each such group \(i\), choose five
|
| 816 |
+
distinct points of \(Y_i\) on its contributing line, possible by
|
| 817 |
+
Lemma~\ref{con-deletion-count}. These give \(5h_p\) distinct
|
| 818 |
+
exceptional edges, by Proposition~\ref{con-intersection}. None
|
| 819 |
+
is covered by a forced ordinary vertex: its unique join line to
|
| 820 |
+
\(p\) is precisely its contributing deletion line, whose
|
| 821 |
+
direction is altered for that group.
|
| 822 |
+
|
| 823 |
+
Any one additional vertex covers at most five of these selected
|
| 824 |
+
edges. For a special vertex this follows because it belongs to
|
| 825 |
+
only one group. An ordinary line through \(p\) covers none,
|
| 826 |
+
by the same unique-join and altered-direction argument. Finally,
|
| 827 |
+
let an ordinary vertex \(o_\ell\), with \(\ell\) not through
|
| 828 |
+
\(p\), cover some selected edges. The line \(\ell\) meets each
|
| 829 |
+
contributing line in at most one point, so \(o_\ell\) covers at most
|
| 830 |
+
one selected edge from each contributing group. Every such group
|
| 831 |
+
has a selected point \(y\in Y_i\cap\ell\) whose join to \(p\)
|
| 832 |
+
has direction in \(S_i\). The third part of
|
| 833 |
+
Lemma~\ref{con-pool-properties}, which applies to all candidates
|
| 834 |
+
and hence to the selection, bounds the number of these groups by
|
| 835 |
+
five. This proves the asserted bound for every additional vertex.
|
| 836 |
+
|
| 837 |
+
By \eqref{con-finite-budget}, at most \(h_p-1\) additional
|
| 838 |
+
vertices are available. They can cover at most \(5(h_p-1)\) of
|
| 839 |
+
the \(5h_p\) selected edges, a final contradiction.
|
| 840 |
+
|
| 841 |
+
We have ruled out every possible projective center \(p\), and
|
| 842 |
+
hence every vertex cover of size at most \(q\). Therefore
|
| 843 |
+
\(\tau(H)\ge q+1\). Conversely, any edge of the nonempty
|
| 844 |
+
intersecting hypergraph \(H\) is itself a vertex cover and has
|
| 845 |
+
size \(q+1\). It follows that
|
| 846 |
+
\[
|
| 847 |
+
\tau(H)=q+1.
|
| 848 |
+
\]
|
| 849 |
+
The parameter choices in Section~\ref{sec:placement} give this
|
| 850 |
+
hypergraph for every sufficiently large odd integer \(n\), with
|
| 851 |
+
\(q=s^n\), after fixing any sufficiently large prime
|
| 852 |
+
\(s\equiv2\pmod3\) and a successful \(Y\). Choose one such \(Y\)
|
| 853 |
+
for each eligible \(s\), and let \(n_0(s)\ge3\) exceed all the
|
| 854 |
+
resulting degree thresholds. This proves Theorem~\ref{thm:main}.
|
| 855 |
+
Since there are arbitrarily large odd integers, it also gives infinitely
|
| 856 |
+
many ranks \(r=q+1\).
|
| 857 |
+
\end{proof}
|
preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/build/figures/two-coordinates.tex
ADDED
|
@@ -0,0 +1,19 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
| 1 |
+
\begin{tikzpicture}[
|
| 2 |
+
>=Latex,
|
| 3 |
+
point/.style={draw,rounded corners=2pt,align=center,inner sep=7pt},
|
| 4 |
+
labelbox/.style={draw,align=center,text width=5.1cm,inner sep=7pt},
|
| 5 |
+
every node/.style={font=\small}]
|
| 6 |
+
\node[point] (w) at (0,0) {$w=(w_1,w_2)\in Y$};
|
| 7 |
+
\node[point] (old) at (-3.5,-1.55)
|
| 8 |
+
{Ambient coordinates\\[3pt]$y_{i,w}=b_i+M_iw\in Y_i$};
|
| 9 |
+
\node[point] (new) at (3.5,-1.55)
|
| 10 |
+
{Small-plane coordinates\\[3pt]$f(w)=(w_1^3,w_2)\in f(Y)$};
|
| 11 |
+
\node[labelbox] (ordinary) at (-3.5,-3.65)
|
| 12 |
+
{Ordinary vertex in $V_d$\\[3pt]$o_{\ell_d(y_{i,w})}$};
|
| 13 |
+
\node[labelbox] (special) at (3.5,-3.65)
|
| 14 |
+
{Special vertex in $V_d$\\[3pt]$v_{i,d,L_{t_i(d)}(f(w))}$};
|
| 15 |
+
\draw[->] (w) -- node[above left,inner sep=2pt,xshift=-4pt,yshift=-2pt] {embed} (old);
|
| 16 |
+
\draw[->] (w) -- node[above right,inner sep=2pt,xshift=4pt,yshift=-2pt] {apply $f$} (new);
|
| 17 |
+
\draw[->] (old) -- node[left] {$d\notin S_i$} (ordinary);
|
| 18 |
+
\draw[->] (new) -- node[right] {$d\in S_i$} (special);
|
| 19 |
+
\end{tikzpicture}
|
preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/build/incidence.tex
ADDED
|
@@ -0,0 +1,707 @@
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|
| 1 |
+
\section{A uniform incidence bound}\label{sec:incidence}
|
| 2 |
+
|
| 3 |
+
For a set $P$ of points and a set $\mathcal L$ of lines in
|
| 4 |
+
$\PP^2(\F_q)$, write
|
| 5 |
+
\begin{equation}\label{eq:inc-definition}
|
| 6 |
+
I(P,\mathcal L)
|
| 7 |
+
=\bigl|\{(p,\ell)\in P\times\mathcal L:p\in\ell\}\bigr|.
|
| 8 |
+
\end{equation}
|
| 9 |
+
Our aim is a power saving with constants independent of the field and
|
| 10 |
+
its characteristic. In Section~\ref{sec:linecover}, this estimate will
|
| 11 |
+
control intersections of a proposed line cover when no projective point
|
| 12 |
+
lies on many of its lines. This is the incidence input to the conclusion
|
| 13 |
+
that a small cover must contain almost a full pencil.
|
| 14 |
+
|
| 15 |
+
\begin{theorem}[Uniform incidence saving]\label{thm:incidence}
|
| 16 |
+
There exist absolute constants $\kappa\in(0,1/10)$ and $Q$ with the following
|
| 17 |
+
property. Suppose that $q\ge Q$ is a prime power and every proper subfield
|
| 18 |
+
of $\F_q$ has order at most $q^{1/3}$. If $P$ and $\mathcal L$ are sets of
|
| 19 |
+
projective points and projective lines over $\F_q$ satisfying
|
| 20 |
+
\begin{equation}\label{eq:inc-theorem-sizes}
|
| 21 |
+
|P|,|\mathcal L|\le q^{1+\kappa},
|
| 22 |
+
\end{equation}
|
| 23 |
+
then
|
| 24 |
+
\begin{equation}\label{eq:inc-theorem-bound}
|
| 25 |
+
I(P,\mathcal L)\le q^{3/2-\kappa}.
|
| 26 |
+
\end{equation}
|
| 27 |
+
\end{theorem}
|
| 28 |
+
|
| 29 |
+
The proof follows the incidence and sum--product strategy of
|
| 30 |
+
Bourgain, Katz, and Tao~\cite[Sections 3--4 and 6]{BKT2004}. Its geometric
|
| 31 |
+
step turns an incidence configuration with too many incidences into a
|
| 32 |
+
dense set of pairs whose differences and quotients range over small
|
| 33 |
+
sets. A graph argument then extracts one subset with both a small
|
| 34 |
+
difference set and a small quotient set. Finally, scalar coverings show
|
| 35 |
+
that such a subset cannot have size near the square root of the field
|
| 36 |
+
order under the proper-subfield hypothesis.
|
| 37 |
+
|
| 38 |
+
We develop the two algebraic ingredients first, then return to the
|
| 39 |
+
incidence configuration. The proofs include the simultaneous extraction
|
| 40 |
+
of additive and multiplicative control and the bounds on scalar
|
| 41 |
+
expressions that make the argument uniform over fields of nonprime
|
| 42 |
+
order.
|
| 43 |
+
|
| 44 |
+
\subsection{Finite-set estimates}
|
| 45 |
+
|
| 46 |
+
The first task is to pass from control of differences and quotients
|
| 47 |
+
along the edges of a dense bipartite graph to control on all pairs in
|
| 48 |
+
one subset. We begin with the sumset estimates needed to use the
|
| 49 |
+
resulting additive control.
|
| 50 |
+
|
| 51 |
+
For subsets of an abelian group, $X+Y$ and $X-Y$ denote the usual sumset
|
| 52 |
+
and difference set. For a nonnegative integer $j$, the notation $jY$
|
| 53 |
+
in this subsection means a sum of $j$ copies of $Y$, with $0Y=\{0\}$.
|
| 54 |
+
Later, a field element multiplying a set will always mean field scaling;
|
| 55 |
+
we will specify explicitly when an integer denotes an iterated sumset.
|
| 56 |
+
|
| 57 |
+
The first two estimates below are Ruzsa's triangle inequality and
|
| 58 |
+
covering lemma; the maximal-translates proof of the latter appears in
|
| 59 |
+
\cite[p.~324]{Ruzsa1999}. The multiple-sum bound is a Pl\"unnecke--Ruzsa
|
| 60 |
+
estimate, for which we use Petridis's minimizing-subset
|
| 61 |
+
proof~\cite[Proposition 2.1 and Section 3]{Petridis2012}.
|
| 62 |
+
|
| 63 |
+
\begin{lemma}[Triangle, covering, and multiple-sum estimates]
|
| 64 |
+
\label{inc-sumset-estimates}
|
| 65 |
+
Let the sets below be finite subsets of an abelian group.
|
| 66 |
+
\begin{enumerate}
|
| 67 |
+
\item If $Z$ is nonempty, then
|
| 68 |
+
\begin{equation}\label{eq:inc-triangle}
|
| 69 |
+
|X-Y|\,|Z|\le |X-Z|\,|Z-Y|.
|
| 70 |
+
\end{equation}
|
| 71 |
+
\item If $Y$ is nonempty and $|X-Y|\le M|Y|$, then $X$ is contained in
|
| 72 |
+
the union of at most $M$ translates of $Y-Y$.
|
| 73 |
+
\item If $Y$ is nonempty and $|Y-Y|\le M|Y|$, then, for all nonnegative
|
| 74 |
+
integers $u,v$,
|
| 75 |
+
\begin{equation}\label{eq:inc-multiple-sums}
|
| 76 |
+
|uY-vY|\le M^{u+v}|Y|.
|
| 77 |
+
\end{equation}
|
| 78 |
+
\end{enumerate}
|
| 79 |
+
\end{lemma}
|
| 80 |
+
|
| 81 |
+
\begin{proof}
|
| 82 |
+
For the triangle inequality, choose one representation $d=x_d-y_d$
|
| 83 |
+
for each $d\in X-Y$. The map
|
| 84 |
+
\[
|
| 85 |
+
(d,z)\longmapsto (x_d-z,z-y_d)
|
| 86 |
+
\]
|
| 87 |
+
from $(X-Y)\times Z$ into $(X-Z)\times(Z-Y)$ is injective: summing the
|
| 88 |
+
two coordinates recovers $d$, after which the chosen representation
|
| 89 |
+
recovers $z$. This proves~\eqref{eq:inc-triangle}.
|
| 90 |
+
|
| 91 |
+
For the covering statement, take a maximal set $T\subseteq X$ for
|
| 92 |
+
which the translates $t-Y$, $t\in T$, are pairwise disjoint. Their union
|
| 93 |
+
is contained in $X-Y$, so $|T|\le M$. Maximality implies that for every
|
| 94 |
+
$x\in X$ some $x-Y$ intersects $t-Y$ with $t\in T$, whence
|
| 95 |
+
$x\in t+(Y-Y)$.
|
| 96 |
+
|
| 97 |
+
For the multiple-sum bound, the minimizing-subset argument of
|
| 98 |
+
Petridis~\cite{Petridis2012} lets us iterate a one-step growth estimate.
|
| 99 |
+
Put $Q_0=-Y$ and choose a nonempty
|
| 100 |
+
$W\subseteq Y$ minimizing
|
| 101 |
+
\[
|
| 102 |
+
\mu=\frac{|W+Q_0|}{|W|}.
|
| 103 |
+
\]
|
| 104 |
+
Then $\mu\le M$, and every $W'\subseteq W$, including the empty set,
|
| 105 |
+
satisfies $|W'+Q_0|\ge\mu|W'|$. We claim that for every finite set $E_0$,
|
| 106 |
+
\begin{equation}\label{eq:inc-petridis-growth}
|
| 107 |
+
|W+Q_0+E_0|\le\mu|W+E_0|.
|
| 108 |
+
\end{equation}
|
| 109 |
+
The assertion is immediate if $E_0$ is empty. Otherwise order its
|
| 110 |
+
elements as $e_1,\ldots,e_k$. When the translate $W+e_i$ is added to
|
| 111 |
+
the preceding translates, let
|
| 112 |
+
\[
|
| 113 |
+
W_i'=\{w\in W:w+e_i\in\bigcup_{j<i}(W+e_j)\}.
|
| 114 |
+
\]
|
| 115 |
+
It contributes exactly $|W|-|W_i'|$ new elements. Moreover,
|
| 116 |
+
$W_i'+Q_0+e_i$ is contained in the union of the preceding enlarged
|
| 117 |
+
translates $W+Q_0+e_j$. Thus the contribution of $W+Q_0+e_i$ is at most
|
| 118 |
+
\[
|
| 119 |
+
|W+Q_0|-|W_i'+Q_0|
|
| 120 |
+
\le\mu\bigl(|W|-|W_i'|\bigr).
|
| 121 |
+
\]
|
| 122 |
+
Summing proves~\eqref{eq:inc-petridis-growth}. Iterating this estimate
|
| 123 |
+
gives $|W+jQ_0|\le\mu^j|W|$ for every nonnegative integer $j$.
|
| 124 |
+
We now remove the auxiliary set $W$ by applying
|
| 125 |
+
\eqref{eq:inc-triangle} to $uQ_0,vQ_0$ with intermediate set $-W$:
|
| 126 |
+
\[
|
| 127 |
+
|uQ_0-vQ_0|\,|W|
|
| 128 |
+
\le |W+uQ_0|\,|W+vQ_0|
|
| 129 |
+
\le\mu^{u+v}|W|^2.
|
| 130 |
+
\]
|
| 131 |
+
Negation preserves cardinality, so $|uQ_0-vQ_0|=|uY-vY|$. Since
|
| 132 |
+
$|W|\le|Y|$ and $\mu\le M$, this is~\eqref{eq:inc-multiple-sums}.
|
| 133 |
+
\end{proof}
|
| 134 |
+
|
| 135 |
+
We next carry out the extraction from a dense graph. The argument uses
|
| 136 |
+
the common-neighborhood method in Gowers's quantitative refinement
|
| 137 |
+
\cite[Section 4, Lemma 11 and Proposition 12]{Gowers1998} of the
|
| 138 |
+
Balog--Szemer\'edi theorem~\cite{BalogSzemeredi1994}; see also
|
| 139 |
+
\cite[Section 5, Lemmas 5.1--5.2]{FoxSudakov2011}. The point is to use the same walks
|
| 140 |
+
for both additive and multiplicative edge labels. We can therefore
|
| 141 |
+
obtain both bounds on one subset, which is what the subsequent
|
| 142 |
+
subfield argument requires. In the geometric application, the edge
|
| 143 |
+
labels will come from the four pencils through four chosen points.
|
| 144 |
+
|
| 145 |
+
\begin{lemma}[Simultaneous difference and quotient extraction]
|
| 146 |
+
\label{inc-simultaneous-extraction}
|
| 147 |
+
Let $F$ be a field, let $A,B\subseteq F^*$ be finite, and let
|
| 148 |
+
$G\subseteq A\times B$. Define
|
| 149 |
+
\[
|
| 150 |
+
D=\{a-b:(a,b)\in G\},\qquad
|
| 151 |
+
J=\{a/b:(a,b)\in G\}.
|
| 152 |
+
\]
|
| 153 |
+
Suppose that, for real numbers $n>0$ and $V\ge2$,
|
| 154 |
+
\begin{equation}\label{eq:inc-graph-hypotheses}
|
| 155 |
+
|A|,|B|,|D|,|J|\le Vn,
|
| 156 |
+
\qquad |G|\ge n^2/V.
|
| 157 |
+
\end{equation}
|
| 158 |
+
Then there is $S\subseteq A$ such that
|
| 159 |
+
\begin{equation}\label{eq:inc-extracted-size}
|
| 160 |
+
\frac{3n}{8V^2}\le |S|\le Vn
|
| 161 |
+
\end{equation}
|
| 162 |
+
and
|
| 163 |
+
\begin{equation}\label{eq:inc-extracted-expansion}
|
| 164 |
+
|S-S|,|S/S|\le 2^{20}V^{22}n.
|
| 165 |
+
\end{equation}
|
| 166 |
+
Here $S/S=\{a/a':a,a'\in S\}$.
|
| 167 |
+
\end{lemma}
|
| 168 |
+
|
| 169 |
+
\begin{proof}
|
| 170 |
+
We first find a large set of vertices such that every ordered pair
|
| 171 |
+
is joined by many walks of length four. Counting the possible edge
|
| 172 |
+
labels of these walks will then bound both differences and quotients
|
| 173 |
+
of the endpoints.
|
| 174 |
+
|
| 175 |
+
Regard $G$ as a bipartite graph, and put
|
| 176 |
+
$\tau=(512V^8)^{-1}$. Call an ordered pair $(a,a_2)\in A^2$ bad if
|
| 177 |
+
it has fewer than $\tau n$ common neighbors in $B$. To find a
|
| 178 |
+
neighborhood with few bad pairs, first note that vertices of $B$
|
| 179 |
+
with fewer than $n/(2V^2)$ neighbors account for at most
|
| 180 |
+
$|B|n/(2V^2)\le n^2/(2V)$ edges. Since every vertex of $B$ has at
|
| 181 |
+
most $Vn$ neighbors, the set of vertices with at least $n/(2V^2)$
|
| 182 |
+
neighbors has size at least $n/(2V^2)$.
|
| 183 |
+
|
| 184 |
+
Summed over all $b\in B$, the number of bad ordered pairs in the
|
| 185 |
+
neighborhood of $b$ is at most
|
| 186 |
+
\[
|
| 187 |
+
|A|^2\tau n\le V^2\tau n^3.
|
| 188 |
+
\]
|
| 189 |
+
Averaging over the large neighborhoods just identified, one obtains
|
| 190 |
+
a neighborhood $A_0$ of size at least $n/(2V^2)$ in which the number
|
| 191 |
+
of bad ordered pairs is at most
|
| 192 |
+
\[
|
| 193 |
+
2V^4\tau n^2=\frac{n^2}{256V^4}
|
| 194 |
+
\le \frac{|A_0|^2}{64}
|
| 195 |
+
\le \frac{|A_0|^2}{16}.
|
| 196 |
+
\]
|
| 197 |
+
Let $S$ consist of those $a\in A_0$ having at most $|A_0|/4$ bad
|
| 198 |
+
partners in $A_0$. At most $|A_0|/4$ elements are discarded, so
|
| 199 |
+
$|S|\ge3|A_0|/4$, proving~\eqref{eq:inc-extracted-size}.
|
| 200 |
+
|
| 201 |
+
The choice of $S$ ensures that, for every $a,a'\in S$, at least
|
| 202 |
+
$|A_0|/2$ elements $a_2\in A_0$ form nonbad pairs with both endpoints.
|
| 203 |
+
Each such $a_2$ gives at least $(\tau n)^2$
|
| 204 |
+
ordered walks
|
| 205 |
+
\[
|
| 206 |
+
a,b_1,a_2,b_2,a'
|
| 207 |
+
\]
|
| 208 |
+
whose four edges belong to $G$. Repeated vertices are allowed.
|
| 209 |
+
Consequently each ordered endpoint pair in $S^2$ has at least
|
| 210 |
+
\begin{equation}\label{eq:inc-walk-count}
|
| 211 |
+
\frac{|A_0|}{2}(\tau n)^2
|
| 212 |
+
\ge\frac{n^3}{2^{20}V^{18}}
|
| 213 |
+
\end{equation}
|
| 214 |
+
such walks. This lower bound now converts the limited number of edge
|
| 215 |
+
labels into a bound on endpoint differences.
|
| 216 |
+
|
| 217 |
+
For one of these walks, write its edge differences, always taking
|
| 218 |
+
the $A$ coordinate minus the $B$ coordinate, as
|
| 219 |
+
\[
|
| 220 |
+
d_1=a-b_1,\quad d_2=a_2-b_1,\quad
|
| 221 |
+
d_3=a_2-b_2,\quad d_4=a'-b_2.
|
| 222 |
+
\]
|
| 223 |
+
They satisfy $a-a'=d_1-d_2+d_3-d_4$. For a fixed endpoint pair,
|
| 224 |
+
the four differences determine the walk uniquely: starting from $a$,
|
| 225 |
+
one recovers successively $b_1,a_2,b_2,a'$. Choose one ordered
|
| 226 |
+
endpoint pair for each element of $S-S$. The resulting collections
|
| 227 |
+
of difference quadruples are disjoint for different differences,
|
| 228 |
+
because their alternating sums differ. Counting in $D^4$ and using
|
| 229 |
+
\eqref{eq:inc-walk-count} gives
|
| 230 |
+
\[
|
| 231 |
+
|S-S|\le
|
| 232 |
+
\frac{|D|^4}{n^3/(2^{20}V^{18})}
|
| 233 |
+
\le 2^{20}V^{22}n.
|
| 234 |
+
\]
|
| 235 |
+
|
| 236 |
+
The same walks give the quotient bound on the same set $S$. Put
|
| 237 |
+
\[
|
| 238 |
+
j_1=a/b_1,\quad j_2=a_2/b_1,\quad
|
| 239 |
+
j_3=a_2/b_2,\quad j_4=a'/b_2.
|
| 240 |
+
\]
|
| 241 |
+
All are nonzero, and $a/a'=j_1j_3/(j_2j_4)$. From a fixed initial
|
| 242 |
+
$a$ and these four quotients one recovers
|
| 243 |
+
$b_1=a/j_1$, $a_2=j_2b_1$, $b_2=a_2/j_3$, and $a'=j_4b_2$.
|
| 244 |
+
Choosing one endpoint pair for each element of $S/S$ and counting
|
| 245 |
+
in $J^4$ therefore proves the other bound in
|
| 246 |
+
\eqref{eq:inc-extracted-expansion}.
|
| 247 |
+
\end{proof}
|
| 248 |
+
|
| 249 |
+
\subsection{Bounded scalar expressions and subfields}
|
| 250 |
+
|
| 251 |
+
We now turn to the algebraic obstruction: a set near the square-root
|
| 252 |
+
field scale cannot have both the small difference set and the small
|
| 253 |
+
quotient set supplied by the extraction lemma. The first step is to
|
| 254 |
+
bound sums involving scalars formed using a bounded number of field
|
| 255 |
+
operations. We use the scalar-covering method of Bourgain, Katz, and
|
| 256 |
+
Tao~\cite[Lemma 3.2 and Proposition 3.3]{BKT2004}, keeping the dependence
|
| 257 |
+
on the number of operations explicit.
|
| 258 |
+
|
| 259 |
+
An expression in a set $E\subseteq F$ is built from members of
|
| 260 |
+
$E\cup\{0,1\}$ using binary addition, subtraction, and multiplication,
|
| 261 |
+
and unary negation and inversion. Each of these operations counts
|
| 262 |
+
as one operation. Inversion is allowed only when its argument is
|
| 263 |
+
nonzero.
|
| 264 |
+
|
| 265 |
+
\begin{lemma}[Uniform scalar coverings]\label{inc-scalar-coverings}
|
| 266 |
+
Let $B$ be a nonempty finite subset of a field $F$, let $E\subseteq B$,
|
| 267 |
+
and let $K\ge2$. Suppose that
|
| 268 |
+
\begin{equation}\label{eq:inc-scalar-hypotheses}
|
| 269 |
+
|B-B|\le K|B|,
|
| 270 |
+
\qquad |B-eB|\le 2K^3|B|\quad(e\in E).
|
| 271 |
+
\end{equation}
|
| 272 |
+
Define
|
| 273 |
+
\begin{equation}\label{eq:inc-scalar-exponents}
|
| 274 |
+
C_0=4,\qquad C_{m+1}=3C_m+5,
|
| 275 |
+
\qquad\text{so that }C_m=\frac{13\cdot3^m-5}{2}.
|
| 276 |
+
\end{equation}
|
| 277 |
+
If $\lambda\in F$ has an expression in $E$ using at most $m$
|
| 278 |
+
operations, then $\lambda B$ is contained in at most $K^{C_m}$
|
| 279 |
+
translates of $B-B$. In particular,
|
| 280 |
+
\begin{equation}\label{eq:inc-scalar-sum-bound}
|
| 281 |
+
|E+\lambda E|\le |B+\lambda B|
|
| 282 |
+
\le K^{C_m+3}|B|.
|
| 283 |
+
\end{equation}
|
| 284 |
+
These bounds are uniform over all such expressions and all choices
|
| 285 |
+
of their entries from $E$.
|
| 286 |
+
\end{lemma}
|
| 287 |
+
|
| 288 |
+
\begin{proof}
|
| 289 |
+
Put $H=B-B$, so $H=-H$ and $0\in H$. In the remainder of this proof,
|
| 290 |
+
integer multiples of $B$ or $H$ inside sumsets denote iterated sums.
|
| 291 |
+
We prove the covering assertion by induction on expression length.
|
| 292 |
+
To combine coverings at an induction step, we will need a fixed
|
| 293 |
+
covering of $2H$ by translates of $H$. By
|
| 294 |
+
Lemma~\ref{inc-sumset-estimates},
|
| 295 |
+
\[
|
| 296 |
+
|2H-B|=|2B-3B|\le K^5|B|.
|
| 297 |
+
\]
|
| 298 |
+
The covering statement of that lemma consequently supplies a set
|
| 299 |
+
$T_*\subseteq F$ with $|T_*|\le K^5$ such that
|
| 300 |
+
\begin{equation}\label{eq:inc-two-differences-cover}
|
| 301 |
+
2H\subseteq T_*+H.
|
| 302 |
+
\end{equation}
|
| 303 |
+
|
| 304 |
+
Every $e\in E$ has a covering $eB\subseteq T_e+H$ with
|
| 305 |
+
$|T_e|\le2K^3\le K^4$, by
|
| 306 |
+
\eqref{eq:inc-scalar-hypotheses} and the covering lemma.
|
| 307 |
+
The scalars $0$ and $1$ also have coverings by one translate of $H$:
|
| 308 |
+
use $\{0\}\subseteq H$ and $B\subseteq b_0+H$ for any $b_0\in B$.
|
| 309 |
+
This proves the case $m=0$.
|
| 310 |
+
|
| 311 |
+
We now check how the number of translates changes under each allowed
|
| 312 |
+
operation. Suppose that
|
| 313 |
+
\[
|
| 314 |
+
\lambda B\subseteq T+H,\qquad
|
| 315 |
+
\mu B\subseteq U+H,\qquad
|
| 316 |
+
|T|\le K^a,\quad |U|\le K^b.
|
| 317 |
+
\]
|
| 318 |
+
Negation replaces $T$ by $-T$. For addition and subtraction,
|
| 319 |
+
\[
|
| 320 |
+
(\lambda\pm\mu)B
|
| 321 |
+
\subseteq \lambda B\pm\mu B
|
| 322 |
+
\subseteq T\pm U+2H
|
| 323 |
+
\subseteq T\pm U+T_*+H,
|
| 324 |
+
\]
|
| 325 |
+
so the number of translates is at most $K^{a+b+5}$. For a product,
|
| 326 |
+
\[
|
| 327 |
+
\lambda\mu B
|
| 328 |
+
\subseteq \lambda U+\lambda H
|
| 329 |
+
=\lambda U+(\lambda B-\lambda B)
|
| 330 |
+
\subseteq\lambda U+T-T+T_*+H.
|
| 331 |
+
\]
|
| 332 |
+
This uses at most $K^{b+2a+5}$ translates and is valid even if
|
| 333 |
+
$\lambda=0$. Finally, if $\lambda\ne0$, then
|
| 334 |
+
\[
|
| 335 |
+
|\lambda B-B|
|
| 336 |
+
\le |T|\,|H-B|
|
| 337 |
+
=|T|\,|B-2B|
|
| 338 |
+
\le K^{a+3}|B|.
|
| 339 |
+
\]
|
| 340 |
+
Scaling by $\lambda^{-1}$ and then negating gives
|
| 341 |
+
$|\lambda^{-1}B-B|\le K^{a+3}|B|$. The covering lemma now covers
|
| 342 |
+
$\lambda^{-1}B$ by at most $K^{a+3}$ translates of $H$.
|
| 343 |
+
|
| 344 |
+
These bounds give the claimed uniform induction: in an expression
|
| 345 |
+
with at most $m+1$ operations, each immediate subexpression has at
|
| 346 |
+
most $m$ operations, so every resulting covering uses at most
|
| 347 |
+
$K^{3C_m+5}$ translates. This proves the covering assertion
|
| 348 |
+
with~\eqref{eq:inc-scalar-exponents}.
|
| 349 |
+
|
| 350 |
+
To deduce the sumset bound from the covering, let
|
| 351 |
+
$\lambda B\subseteq T+H$ be the covering just obtained. Then
|
| 352 |
+
\[
|
| 353 |
+
|B+\lambda B|
|
| 354 |
+
\le |T|\,|B+H|
|
| 355 |
+
=|T|\,|2B-B|
|
| 356 |
+
\le K^{C_m+3}|B|,
|
| 357 |
+
\]
|
| 358 |
+
again by Lemma~\ref{inc-sumset-estimates}. Since $E\subseteq B$,
|
| 359 |
+
this also bounds $|E+\lambda E|$.
|
| 360 |
+
\end{proof}
|
| 361 |
+
|
| 362 |
+
When working along a sequence $q\to\infty$, a positive quantity
|
| 363 |
+
$K=q^{o(1)}$ means that $\log K/\log q\to0$. Likewise,
|
| 364 |
+
$|S|=q^{1/2+o(1)}$ means that $\log|S|/\log q\to1/2$.
|
| 365 |
+
In particular, every fixed power of a subpower factor is still a
|
| 366 |
+
subpower factor. This is why a uniform bound for expressions of
|
| 367 |
+
fixed length suffices for the next lemma.
|
| 368 |
+
|
| 369 |
+
\begin{lemma}[Exclusion of an intermediate approximate subfield]
|
| 370 |
+
\label{inc-no-approximate-subfield}
|
| 371 |
+
There is no sequence of prime powers $q\to\infty$, each satisfying
|
| 372 |
+
the proper-subfield hypothesis of Theorem~\ref{thm:incidence}, together
|
| 373 |
+
with sets $S\subseteq\F_q^*$ and numbers $K\ge2$ such that
|
| 374 |
+
\begin{equation}\label{eq:inc-approximate-subfield-hypotheses}
|
| 375 |
+
|S|=q^{1/2+o(1)},\qquad K=q^{o(1)},\qquad
|
| 376 |
+
|S-S|,|S/S|\le K|S|.
|
| 377 |
+
\end{equation}
|
| 378 |
+
\end{lemma}
|
| 379 |
+
|
| 380 |
+
\begin{proof}
|
| 381 |
+
Suppose that such a sequence exists. We first use multiplicative
|
| 382 |
+
overlaps to obtain sets satisfying the scalar-covering hypotheses.
|
| 383 |
+
Ratios of differences in a large subset will then form a subfield.
|
| 384 |
+
The proper-subfield hypothesis will force that subfield to be the
|
| 385 |
+
whole field, where averaging will contradict the scalar-covering
|
| 386 |
+
bound.
|
| 387 |
+
|
| 388 |
+
\paragraph{Extracting scalar-covering hypotheses.}
|
| 389 |
+
Put $s=|S|$. The $s$ sets
|
| 390 |
+
$S/a$, $a\in S$, each have size $s$, and their union is contained
|
| 391 |
+
in $S/S$. Cauchy--Schwarz gives
|
| 392 |
+
\begin{equation}\label{eq:inc-multiplicative-overlaps}
|
| 393 |
+
\sum_{a,b\in S}|S/a\cap S/b|
|
| 394 |
+
\ge\frac{s^4}{|S/S|}\ge\frac{s^3}{K}.
|
| 395 |
+
\end{equation}
|
| 396 |
+
Thus some $b\in S$ satisfies
|
| 397 |
+
$\sum_{a\in S}|S/a\cap S/b|\ge s^2/K$.
|
| 398 |
+
Since every summand is at most $s$, at least $s/(2K)$ values
|
| 399 |
+
$a\in S$ have $|S/a\cap S/b|\ge s/(2K)$: otherwise the sum of
|
| 400 |
+
the large summands would be less than $s^2/(2K)$ and that of all
|
| 401 |
+
the other summands at most $s^2/(2K)$.
|
| 402 |
+
|
| 403 |
+
Let $E$ be the set of $e=a/b$ for these values of $a$, and put
|
| 404 |
+
$B=S/b$. Then
|
| 405 |
+
\begin{equation}\label{eq:inc-overlap-subset}
|
| 406 |
+
E\subseteq B,\qquad |B|=s,\qquad
|
| 407 |
+
|E|\ge\frac{s}{2K},\qquad
|
| 408 |
+
|S\cap eS|\ge\frac{s}{2K}\quad(e\in E).
|
| 409 |
+
\end{equation}
|
| 410 |
+
The last inequality follows by multiplying $S/a\cap S/b$ by $a$.
|
| 411 |
+
For $Z=S\cap eS$, the triangle inequality and the containments
|
| 412 |
+
$Z\subseteq S,eS$ imply
|
| 413 |
+
\[
|
| 414 |
+
|S-eS|
|
| 415 |
+
\le\frac{|S-Z|\,|Z-eS|}{|Z|}
|
| 416 |
+
\le\frac{(Ks)^2}{s/(2K)}=2K^3s.
|
| 417 |
+
\]
|
| 418 |
+
After scaling by $1/b$, we have
|
| 419 |
+
\[
|
| 420 |
+
|B-B|\le Ks,\qquad |B-eB|\le2K^3s\quad(e\in E).
|
| 421 |
+
\]
|
| 422 |
+
Thus Lemma~\ref{inc-scalar-coverings} applies to $B$ and $E$.
|
| 423 |
+
We have obtained uniform control for every scalar expressible using
|
| 424 |
+
a bounded number of operations on elements of $E$.
|
| 425 |
+
|
| 426 |
+
\paragraph{Ratios of differences form a subfield.}
|
| 427 |
+
Write $t=|E|$. By~\eqref{eq:inc-overlap-subset} and
|
| 428 |
+
\eqref{eq:inc-approximate-subfield-hypotheses},
|
| 429 |
+
$t=q^{1/2+o(1)}$. In particular, $t\ge2$ for all sufficiently
|
| 430 |
+
large fields in the sequence. Define
|
| 431 |
+
\begin{equation}\label{eq:inc-ratio-set}
|
| 432 |
+
R_0=\left\{\frac{x-x'}{y-y'}:
|
| 433 |
+
x,x',y,y'\in E,\ y\ne y'\right\}.
|
| 434 |
+
\end{equation}
|
| 435 |
+
To prove closure under addition and multiplication, we apply the
|
| 436 |
+
scalar-covering bound to the result of either operation.
|
| 437 |
+
Every member of $R_0$ has an expression in $E$ with at most four
|
| 438 |
+
operations. Consequently, for $r,r'\in R_0$, each of $r+r'$ and
|
| 439 |
+
$rr'$ has an expression with at most nine operations. For either
|
| 440 |
+
candidate $\lambda$, Lemma~\ref{inc-scalar-coverings} gives
|
| 441 |
+
\[
|
| 442 |
+
|E+\lambda E|\le K^{C_9+3}s<t^2
|
| 443 |
+
\]
|
| 444 |
+
for all sufficiently large $q$, uniformly over $r,r'$.
|
| 445 |
+
Indeed, the ratio of this upper bound to $t^2$ is at most
|
| 446 |
+
$4K^{C_9+5}/s$, which tends to zero. Therefore the map
|
| 447 |
+
$(x,y)\mapsto x+\lambda y$ from $E^2$ is not injective. A collision
|
| 448 |
+
between distinct pairs satisfies $y\ne y'$, since otherwise also
|
| 449 |
+
$x=x'$, and gives
|
| 450 |
+
\[
|
| 451 |
+
\lambda=\frac{x'-x}{y-y'}\in R_0.
|
| 452 |
+
\]
|
| 453 |
+
It follows that $R_0$ is closed under addition and multiplication.
|
| 454 |
+
It contains $0$ and $1$ and, directly from its definition, is closed
|
| 455 |
+
under negation and reciprocals of nonzero elements. Thus $R_0$ is a
|
| 456 |
+
subfield of $\F_q$.
|
| 457 |
+
|
| 458 |
+
The size of $E$ now prevents this subfield from being proper.
|
| 459 |
+
Choose distinct $e_0,e_1\in E$. The map
|
| 460 |
+
\[
|
| 461 |
+
e\longmapsto\frac{e-e_0}{e_1-e_0}
|
| 462 |
+
\]
|
| 463 |
+
injects $E$ into $R_0$, so $|R_0|\ge t>q^{1/3}$ for large $q$.
|
| 464 |
+
The proper-subfield hypothesis forces $R_0=\F_q$.
|
| 465 |
+
|
| 466 |
+
\paragraph{A scalar with a large sumset.}
|
| 467 |
+
Every field element consequently has a four-operation representation
|
| 468 |
+
using elements of $E$. The scalar-covering estimate therefore bounds
|
| 469 |
+
$|E+\lambda E|$ for every scalar. To reach a contradiction, we average
|
| 470 |
+
over the field and find a scalar for which this sumset is too large.
|
| 471 |
+
|
| 472 |
+
For $\lambda\in\F_q$, let $N_\lambda$ be the number of ordered
|
| 473 |
+
quadruples $(x,y,x',y')\in E^4$ satisfying
|
| 474 |
+
$x+\lambda y=x'+\lambda y'$. There are $t^2$ identical pairs,
|
| 475 |
+
which give a collision for every $\lambda$. If $y\ne y'$, exactly
|
| 476 |
+
one value of $\lambda$ gives a collision; if $y=y'$ but $x\ne x'$,
|
| 477 |
+
none does. Hence
|
| 478 |
+
\begin{equation}\label{eq:inc-average-collisions}
|
| 479 |
+
\frac1q\sum_{\lambda\in\F_q}N_\lambda
|
| 480 |
+
=t^2+\frac{t^4-t^3}{q}
|
| 481 |
+
\le t^2+\frac{t^4}{q}.
|
| 482 |
+
\end{equation}
|
| 483 |
+
For some $\lambda$, Cauchy--Schwarz applied to the fibers of
|
| 484 |
+
$(x,y)\mapsto x+\lambda y$ therefore yields
|
| 485 |
+
\begin{equation}\label{eq:inc-large-dilate-sum}
|
| 486 |
+
|E+\lambda E|
|
| 487 |
+
\ge\frac{t^4}{t^2+t^4/q}
|
| 488 |
+
\ge\frac12\min(t^2,q)
|
| 489 |
+
=q^{1-o(1)}.
|
| 490 |
+
\end{equation}
|
| 491 |
+
But $R_0=\F_q$, so this particular $\lambda$ itself has a
|
| 492 |
+
four-operation representation in~\eqref{eq:inc-ratio-set}.
|
| 493 |
+
Lemma~\ref{inc-scalar-coverings} bounds its sumset by
|
| 494 |
+
$K^{C_4+3}s=q^{1/2+o(1)}$, contradicting
|
| 495 |
+
\eqref{eq:inc-large-dilate-sum}. The expression length here remains
|
| 496 |
+
bounded; no iteration of field generation is being used.
|
| 497 |
+
\end{proof}
|
| 498 |
+
|
| 499 |
+
\Needspace{10\baselineskip}
|
| 500 |
+
\subsection{Proof of the incidence theorem}
|
| 501 |
+
|
| 502 |
+
The algebraic ingredients are now in place. It remains to obtain the
|
| 503 |
+
hypotheses of Lemma~\ref{inc-simultaneous-extraction} from a configuration
|
| 504 |
+
with too many incidences. We use the projective-coordinate reduction
|
| 505 |
+
in the incidence strategy of Bourgain, Katz, and
|
| 506 |
+
Tao~\cite[Section 6]{BKT2004}: after controlling degrees, we choose four
|
| 507 |
+
points whose pencils encode the two coordinates, their difference,
|
| 508 |
+
and their quotient.
|
| 509 |
+
|
| 510 |
+
\begin{proof}[Proof of Theorem~\ref{thm:incidence}]
|
| 511 |
+
We argue by contradiction, allowing all quantitative losses to be
|
| 512 |
+
subpower factors along a sequence of fields. Suppose the theorem is
|
| 513 |
+
false. For a sequence of positive exponents
|
| 514 |
+
$\kappa_j\to0$ in $(0,1/10)$, choose admissible counterexamples with
|
| 515 |
+
$q_j\to\infty$. Such choices are possible because the failure of
|
| 516 |
+
the theorem says that for each fixed exponent there are arbitrarily
|
| 517 |
+
large counterexamples. Along this sequence, put
|
| 518 |
+
$U=\max(2,q_j^{\kappa_j})$ and suppress the index $j$. We have
|
| 519 |
+
\begin{equation}\label{eq:inc-counterexample-sequence}
|
| 520 |
+
|P|,|\mathcal L|\le Uq,\qquad
|
| 521 |
+
I(P,\mathcal L)\ge\frac{q^{3/2}}{U},\qquad
|
| 522 |
+
U\ge2,\qquad U=q^{o(1)}.
|
| 523 |
+
\end{equation}
|
| 524 |
+
All bounds below use absolute constants. Every assertion made for
|
| 525 |
+
sufficiently large $q$ is along this sequence. Our goal is to construct
|
| 526 |
+
from these counterexamples sets of the size and small-expansion form
|
| 527 |
+
excluded by Lemma~\ref{inc-no-approximate-subfield}.
|
| 528 |
+
|
| 529 |
+
\paragraph{Pruning the incidence graph.}
|
| 530 |
+
We first retain many incidences while putting both an upper and a
|
| 531 |
+
lower bound on every remaining degree. Consider the bipartite graph
|
| 532 |
+
on $P$ and $\mathcal L$ whose edges are incidences. If $d(v)$ denotes a degree on either side, then counting
|
| 533 |
+
ordered pairs on the opposite side and using the unique join of two
|
| 534 |
+
distinct projective points, or the unique intersection of two
|
| 535 |
+
distinct projective lines, gives
|
| 536 |
+
\begin{equation}\label{eq:inc-degree-squares}
|
| 537 |
+
\sum_v d(v)^2\le2U^2q^2
|
| 538 |
+
\quad\text{on each side}.
|
| 539 |
+
\end{equation}
|
| 540 |
+
Here $\sum_vd(v)(d(v)-1)\le U^2q^2$, and
|
| 541 |
+
$\sum_vd(v)=I(P,\mathcal L)\le U^2q^2$.
|
| 542 |
+
|
| 543 |
+
Set
|
| 544 |
+
\begin{equation}\label{eq:inc-degree-cutoffs}
|
| 545 |
+
H=16U^3q^{1/2},\qquad d=\frac{q^{1/2}}{8U^2}.
|
| 546 |
+
\end{equation}
|
| 547 |
+
Delete every vertex whose initial degree exceeds $H$. By
|
| 548 |
+
\eqref{eq:inc-degree-squares}, the total number of incidences lost,
|
| 549 |
+
counting both sides, is at most
|
| 550 |
+
\[
|
| 551 |
+
\frac{4U^2q^2}{H}=\frac{q^{3/2}}{4U}.
|
| 552 |
+
\]
|
| 553 |
+
Next, iteratively delete vertices whose current degree is less than
|
| 554 |
+
$d$. Each of the at most $2Uq$ original vertices is deleted at most
|
| 555 |
+
once, so this stage loses at most
|
| 556 |
+
$2Uq\,d=q^{3/2}/(4U)$ incidences. Denote the surviving sets again by
|
| 557 |
+
$P,\mathcal L$. They satisfy
|
| 558 |
+
\begin{equation}\label{eq:inc-pruned-bounds}
|
| 559 |
+
I(P,\mathcal L)\ge\frac{q^{3/2}}{2U},\qquad
|
| 560 |
+
\frac{q}{32U^4}\le |P|,|\mathcal L|\le Uq,
|
| 561 |
+
\qquad d\le d(v)\le H.
|
| 562 |
+
\end{equation}
|
| 563 |
+
The size lower bounds follow by dividing the surviving incidence
|
| 564 |
+
count by the maximum degree $H$.
|
| 565 |
+
|
| 566 |
+
The pruning also controls the intersection of $P$ with
|
| 567 |
+
\emph{every} projective line, including lines not in $\mathcal L$.
|
| 568 |
+
We will need this stronger form of control when discarding points
|
| 569 |
+
on a few lines chosen later. Fix a projective line $\ell$. Each point
|
| 570 |
+
of $P\cap\ell$ is incident with at least $d-1$ lines of $\mathcal L$ different from $\ell$.
|
| 571 |
+
These lines are distinct for different points of $P\cap\ell$.
|
| 572 |
+
Since $d\to\infty$, for large $q$ we obtain
|
| 573 |
+
\begin{equation}\label{eq:inc-all-line-cap}
|
| 574 |
+
|P\cap\ell|
|
| 575 |
+
\le\frac{|\mathcal L|}{d-1}
|
| 576 |
+
\le16U^3q^{1/2}=H
|
| 577 |
+
\qquad\text{for every projective line }\ell.
|
| 578 |
+
\end{equation}
|
| 579 |
+
|
| 580 |
+
\paragraph{Four anchors with many common witnesses.}
|
| 581 |
+
We seek four points, three collinear and the fourth off their line,
|
| 582 |
+
together with many points joined to each of them by lines of
|
| 583 |
+
$\mathcal L$. We obtain the four points by first counting such
|
| 584 |
+
configurations around each possible common point and then averaging.
|
| 585 |
+
|
| 586 |
+
For $x\in P$, let $N(x)$ consist of the points in $P\setminus\{x\}$
|
| 587 |
+
joined to $x$ by a line of $\mathcal L$. Distinct lines through $x$
|
| 588 |
+
have disjoint point sets away from $x$, so
|
| 589 |
+
\begin{equation}\label{eq:inc-neighborhood-size}
|
| 590 |
+
|N(x)|\ge d(d-1)\ge\frac{q}{128U^4}
|
| 591 |
+
\end{equation}
|
| 592 |
+
for large $q$. Put $t_\ell=|N(x)\cap\ell|$. Summing degrees of the
|
| 593 |
+
points of $N(x)$ gives
|
| 594 |
+
\[
|
| 595 |
+
\sum_{\ell\in\mathcal L}t_\ell
|
| 596 |
+
\ge d|N(x)|\ge\frac{q^{3/2}}{1024U^6}.
|
| 597 |
+
\]
|
| 598 |
+
Lines with $t_\ell\le2$ contribute at most $2Uq$. Because $U=q^{o(1)}$,
|
| 599 |
+
for sufficiently large $q$ this is at most half of the displayed
|
| 600 |
+
lower bound. Consequently
|
| 601 |
+
\[
|
| 602 |
+
\sum_{\ell:t_\ell\ge3}t_\ell
|
| 603 |
+
\ge\frac{q^{3/2}}{2048U^6}.
|
| 604 |
+
\]
|
| 605 |
+
For every integer $t\ge3$, one has
|
| 606 |
+
$t(t-1)(t-2)\ge(2/9)t^3$. H\"older's inequality therefore shows
|
| 607 |
+
that the number of ordered triples of distinct points of $N(x)$
|
| 608 |
+
lying on a line of $\mathcal L$ is at least
|
| 609 |
+
\begin{equation}\label{eq:inc-collinear-triples}
|
| 610 |
+
\begin{split}
|
| 611 |
+
\sum_{\ell\in\mathcal L}t_\ell(t_\ell-1)(t_\ell-2)
|
| 612 |
+
&\ge\frac{2}{9|\mathcal L|^2}
|
| 613 |
+
\left(\sum_{\ell:t_\ell\ge3}t_\ell\right)^3\\
|
| 614 |
+
&\ge\frac{q^{5/2}}{9\cdot2^{32}U^{20}}.
|
| 615 |
+
\end{split}
|
| 616 |
+
\end{equation}
|
| 617 |
+
By~\eqref{eq:inc-all-line-cap} and
|
| 618 |
+
\eqref{eq:inc-neighborhood-size}, each such triple admits at least
|
| 619 |
+
\[
|
| 620 |
+
\frac{q}{128U^4}-H\ge\frac{q}{256U^4}
|
| 621 |
+
\]
|
| 622 |
+
choices of a fourth point in $N(x)$ outside its line, once $q$ is
|
| 623 |
+
large enough. Summing over $x$ and using
|
| 624 |
+
\eqref{eq:inc-pruned-bounds}, we obtain at least
|
| 625 |
+
\begin{equation}\label{eq:inc-witness-quadruple-count}
|
| 626 |
+
\frac{q^{9/2}}{9\cdot2^{45}U^{28}}
|
| 627 |
+
\end{equation}
|
| 628 |
+
ordered choices $(x,p_1,p_2,p_3,p_4)$ with $p_1,p_2,p_3$ distinct
|
| 629 |
+
and collinear on a line of $\mathcal L$, with $p_4$ outside that
|
| 630 |
+
line, and with all four $p_i$ in $N(x)$.
|
| 631 |
+
|
| 632 |
+
We now reverse the count to fix the four anchor points while retaining
|
| 633 |
+
many choices of the common point $x$. The number of possible ordered
|
| 634 |
+
quadruples $(p_1,p_2,p_3,p_4)$ in this count is at most
|
| 635 |
+
\begin{equation}\label{eq:inc-quadruple-upper-bound}
|
| 636 |
+
|\mathcal L|H^3|P|
|
| 637 |
+
\le2^{12}U^{11}q^{7/2}.
|
| 638 |
+
\end{equation}
|
| 639 |
+
Some quadruple thus has at least
|
| 640 |
+
\begin{equation}\label{eq:inc-common-witnesses}
|
| 641 |
+
c_0\frac{q}{U^{39}}
|
| 642 |
+
\quad\text{witnesses }x,\qquad
|
| 643 |
+
c_0=\frac1{9\cdot2^{57}}.
|
| 644 |
+
\end{equation}
|
| 645 |
+
Discard the witnesses on the common line of $p_1,p_2,p_3$ and on
|
| 646 |
+
the joins of $p_1,p_4$ and of $p_2,p_4$. The cap
|
| 647 |
+
\eqref{eq:inc-all-line-cap} discards at most $3H$ witnesses.
|
| 648 |
+
Since $U=q^{o(1)}$, this is eventually less than
|
| 649 |
+
$c_0q/(2U^{39})$. At least that many witnesses remain. Their joins
|
| 650 |
+
to the four anchors will supply the graph and the four small sets
|
| 651 |
+
required by Lemma~\ref{inc-simultaneous-extraction}.
|
| 652 |
+
|
| 653 |
+
\paragraph{The four pencils as coordinates.}
|
| 654 |
+
Choose projective coordinates in which
|
| 655 |
+
\[
|
| 656 |
+
p_1=(1:0:0),\qquad p_2=(0:1:0),\qquad
|
| 657 |
+
p_3=(1:1:0),\qquad p_4=(0:0:1).
|
| 658 |
+
\]
|
| 659 |
+
This is possible over $\F_q$: representatives of $p_1,p_2$ span
|
| 660 |
+
their line, the representative of the distinct third point has
|
| 661 |
+
both coefficients nonzero and permits rescaling of the first two,
|
| 662 |
+
and a representative of $p_4$ completes a basis. The discarded
|
| 663 |
+
lines are precisely the coordinate line at infinity and the two
|
| 664 |
+
coordinate axes through $p_4$. Hence every remaining witness has
|
| 665 |
+
coordinates $(a:b:1)$ with $a,b\ne0$.
|
| 666 |
+
|
| 667 |
+
Let $G$ be the set of these pairs $(a,b)$, and let $A,B$ be its
|
| 668 |
+
coordinate projections. Define $D$ and $J$ from $G$ as in
|
| 669 |
+
Lemma~\ref{inc-simultaneous-extraction}. The chosen coordinates make
|
| 670 |
+
the roles of the four pencils explicit: for a witness $(a:b:1)$,
|
| 671 |
+
the joins to $p_2,p_1,p_3,p_4$, respectively, have equations
|
| 672 |
+
\[
|
| 673 |
+
X=aZ,\qquad Y=bZ,\qquad
|
| 674 |
+
X-Y=(a-b)Z,\qquad X=(a/b)Y.
|
| 675 |
+
\]
|
| 676 |
+
Each join is a member of $\mathcal L$, by the witness property.
|
| 677 |
+
Each anchor belongs to $P$ and has degree at most $H$.
|
| 678 |
+
Distinct values of the corresponding parameter give distinct
|
| 679 |
+
lines in its pencil. Thus
|
| 680 |
+
\[
|
| 681 |
+
|A|,|B|,|D|,|J|\le H,
|
| 682 |
+
\qquad |G|\ge\frac{c_0q}{2U^{39}}.
|
| 683 |
+
\]
|
| 684 |
+
With
|
| 685 |
+
\begin{equation}\label{eq:inc-graph-parameters}
|
| 686 |
+
n=q^{1/2},\qquad V=\frac{2}{c_0}U^{39},
|
| 687 |
+
\end{equation}
|
| 688 |
+
we have $V\ge2$, $V=q^{o(1)}$, and all the hypotheses
|
| 689 |
+
\eqref{eq:inc-graph-hypotheses} hold.
|
| 690 |
+
|
| 691 |
+
The incidence configuration now meets the extraction hypotheses.
|
| 692 |
+
Lemma~\ref{inc-simultaneous-extraction} gives
|
| 693 |
+
$S\subseteq\F_q^*$ satisfying
|
| 694 |
+
\[
|
| 695 |
+
\frac{3q^{1/2}}{8V^2}\le |S|\le Vq^{1/2},\qquad
|
| 696 |
+
|S-S|,|S/S|\le2^{20}V^{22}q^{1/2}.
|
| 697 |
+
\]
|
| 698 |
+
In particular $|S|=q^{1/2+o(1)}$, and, on setting
|
| 699 |
+
$K=2^{23}V^{24}$, we have $K\ge2$, $K=q^{o(1)}$, and
|
| 700 |
+
$|S-S|,|S/S|\le K|S|$. This contradicts
|
| 701 |
+
Lemma~\ref{inc-no-approximate-subfield}.
|
| 702 |
+
|
| 703 |
+
We have excluded every sequence of counterexamples of the form
|
| 704 |
+
\eqref{eq:inc-counterexample-sequence}. The negation of the theorem
|
| 705 |
+
would have produced such a sequence, so some absolute
|
| 706 |
+
$\kappa\in(0,1/10)$ and $Q$ satisfy the stated conclusion.
|
| 707 |
+
\end{proof}
|
preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/build/linecover.tex
ADDED
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|
| 1 |
+
\section{Line covers after random deletions}\label{sec:linecover}
|
| 2 |
+
|
| 3 |
+
We regard the affine plane $\F_q^2$ as a subset of its projective
|
| 4 |
+
completion $\PP^2(\F_q)$. Thus a pencil with centre at infinity is a
|
| 5 |
+
parallel class of affine lines. The purpose of this section is to show
|
| 6 |
+
that a set of at most $q$ lines covering almost all survivors of a
|
| 7 |
+
suitable random deletion process must contain almost a full pencil.
|
| 8 |
+
The deletions within a single trial may be dependent; independence is
|
| 9 |
+
required only between trials.
|
| 10 |
+
|
| 11 |
+
Classical covering results for finite planes are closely related by
|
| 12 |
+
duality to blocking sets. Jamison and Brouwer--Schrijver established the
|
| 13 |
+
affine blocking-set lower bound $2q-1$~\cite{Jamison1977,BrouwerSchrijver1978},
|
| 14 |
+
and Blokhuis, Brouwer, and Sz\H{o}nyi studied partial projective covers
|
| 15 |
+
and bounds depending on their uncovered points
|
| 16 |
+
\cite[Section 1.1, Proposition 1.5]{BBS2010}. Here the covered set instead consists of the
|
| 17 |
+
positive-density survivors of structured random deletions. We prove the
|
| 18 |
+
pencil statement needed in this setting directly.
|
| 19 |
+
|
| 20 |
+
There are two different concentration tasks. The total number of
|
| 21 |
+
surviving points and the number on a fixed line have bounded changes
|
| 22 |
+
under one trial; for these we use the elementary estimates
|
| 23 |
+
in~\cite[Lemmas~A.2--A.3]{OpenAI2026Balanced}. The more delicate task
|
| 24 |
+
is to retain many intersections of a short list of lines, simultaneously
|
| 25 |
+
for every such list. A deletion trial rarely hits this small set, and
|
| 26 |
+
we must use that rarity in the variance estimate. We prove the needed
|
| 27 |
+
Bernstein-type martingale bound here, following the method of
|
| 28 |
+
Freedman~\cite[Theorem (1.6) and Proposition (2.1)]{Freedman1975}.
|
| 29 |
+
|
| 30 |
+
\begin{lemma}[Martingale concentration]\label{lem:martingale}
|
| 31 |
+
Let $Z_i$, $1\leq i\leq n$, be martingale differences for a filtration
|
| 32 |
+
$(\mathcal A_i)_{i=0}^n$. Suppose that $M,V>0$ and deterministic numbers
|
| 33 |
+
$v_i\geq0$ satisfy, almost surely,
|
| 34 |
+
\[
|
| 35 |
+
|Z_i|\leq M,\qquad
|
| 36 |
+
\E(Z_i^2\mid\mathcal A_{i-1})\leq v_i,\qquad
|
| 37 |
+
\sum_{i=1}^n v_i\leq V.
|
| 38 |
+
\]
|
| 39 |
+
Then, for every $u>0$,
|
| 40 |
+
\begin{equation}\label{eq:lc-martingale}
|
| 41 |
+
\Pr\left(\left|\sum_{i=1}^n Z_i\right|\geq u\right)
|
| 42 |
+
\leq 2\exp\left[-\frac14
|
| 43 |
+
\min\left\{\frac{u^2}{V},\frac{u}{M}\right\}\right].
|
| 44 |
+
\end{equation}
|
| 45 |
+
\end{lemma}
|
| 46 |
+
|
| 47 |
+
\begin{proof}
|
| 48 |
+
For $|z|\leq1$ we have $e^z\leq1+z+z^2$. Consequently, if
|
| 49 |
+
$|\theta|\leq M^{-1}$, the conditional mean-zero property gives
|
| 50 |
+
\[
|
| 51 |
+
\E(e^{\theta Z_i}\mid\mathcal A_{i-1})
|
| 52 |
+
\leq 1+\theta^2v_i\leq e^{\theta^2v_i}.
|
| 53 |
+
\]
|
| 54 |
+
Iteration and Markov's inequality bound the upper tail by
|
| 55 |
+
$\exp(\theta^2V-\theta u)$ for $0<\theta\leq M^{-1}$.
|
| 56 |
+
Take $\theta=\min\{u/(2V),1/M\}$. If $u\leq2V/M$, the exponent is
|
| 57 |
+
$-u^2/(4V)$; otherwise it is at most $-u/(2M)$.
|
| 58 |
+
Applying the same argument to $-Z_i$ proves
|
| 59 |
+
\eqref{eq:lc-martingale}.
|
| 60 |
+
|
| 61 |
+
\end{proof}
|
| 62 |
+
|
| 63 |
+
\begin{lemma}[Line covers after random deletions]\label{lem:linecover}
|
| 64 |
+
Let $q\to\infty$ through prime powers for which every proper subfield
|
| 65 |
+
of $\F_q$ has order at most $q^{1/3}$. Fix a positive integer $D$ and
|
| 66 |
+
constants $\delta>0$ and $0<\rho<1$. For each $q$, let $\mathcal F$ be a
|
| 67 |
+
family of at most $Dq^D$ subsets of $\F_q^2$, called shapes, such that
|
| 68 |
+
\begin{enumerate}
|
| 69 |
+
\item every $F\in\mathcal F$ has at most $Dq$ points;
|
| 70 |
+
\item for every $F\in\mathcal F$ and affine line $\ell$, either
|
| 71 |
+
$F=\ell$ or $|F\cap\ell|\leq D$.
|
| 72 |
+
\end{enumerate}
|
| 73 |
+
There are at most $Dq$ independent trials, each producing a random list
|
| 74 |
+
of at most $D$ shapes from $\mathcal F$. Delete every point on any listed
|
| 75 |
+
shape, and denote the surviving set by $X$. Assume that
|
| 76 |
+
\begin{enumerate}
|
| 77 |
+
\item for each point $x$ and each trial, the probability that this
|
| 78 |
+
trial deletes $x$ is at most $D/q$;
|
| 79 |
+
\item $\Pr(x\in X)=\delta_q\geq\delta$ for every $x\in\F_q^2$;
|
| 80 |
+
\item for each affine line $\ell$, the sum over trials of the
|
| 81 |
+
probabilities that the trial lists the exact shape $\ell$ is
|
| 82 |
+
at most $D/q$.
|
| 83 |
+
\end{enumerate}
|
| 84 |
+
Write $X^\ell$ for the surviving set when all exact occurrences of the
|
| 85 |
+
shape $\ell$ are ignored, with every other listed shape still deleted.
|
| 86 |
+
With probability tending to one, both of the following statements
|
| 87 |
+
hold:
|
| 88 |
+
\begin{enumerate}
|
| 89 |
+
\item $|X^\ell\cap\ell|\geq\delta q/2$ for every affine line $\ell$;
|
| 90 |
+
\item every set of at most $q$ affine lines covering all but at most
|
| 91 |
+
$2q$ points of $X$ contains at least $(1-\rho)q$ lines through a
|
| 92 |
+
common projective point.
|
| 93 |
+
\end{enumerate}
|
| 94 |
+
\end{lemma}
|
| 95 |
+
|
| 96 |
+
\begin{proof}
|
| 97 |
+
We first establish a simultaneous lower bound on surviving
|
| 98 |
+
cross-intersections for every admissible pair of short line lists,
|
| 99 |
+
ignoring any deletion shape equal to one of those lines. After fixing
|
| 100 |
+
such a realization, we show that any cover lacking an almost full
|
| 101 |
+
pencil contains an admissible pair with too few surviving
|
| 102 |
+
cross-intersections. This second step samples only within the fixed
|
| 103 |
+
cover, with separate arguments according to its maximum concurrency.
|
| 104 |
+
|
| 105 |
+
Fix the absolute constant $\kappa\in(0,1/10)$ of
|
| 106 |
+
Theorem~\ref{thm:incidence}, and put $\epsilon=\kappa/10$.
|
| 107 |
+
All constants below may depend on the fixed parameters, but not on
|
| 108 |
+
$q$, the particular deletion distributions, or a subsequently chosen
|
| 109 |
+
cover.
|
| 110 |
+
|
| 111 |
+
\paragraph{Uniform point and line counts.}
|
| 112 |
+
Expose the independent trials one at a time. Changing one trial
|
| 113 |
+
changes $|X|$ by at most $2D^2q$, because the old and new lists contain
|
| 114 |
+
at most $2D$ shapes in total and each has at most $Dq$ points.
|
| 115 |
+
The exposure observation in~\cite[Lemma~A.3]{OpenAI2026Balanced}
|
| 116 |
+
therefore bounds the absolute martingale increment by $L=2D^2q$.
|
| 117 |
+
There are $T\le Dq$ trials, and $\E|X|=\delta_q q^2$. The fixed-time
|
| 118 |
+
concentration estimate in~\cite[Lemma~A.2]{OpenAI2026Balanced}, with
|
| 119 |
+
$u=q^{3/2+\epsilon}$, gives
|
| 120 |
+
\[
|
| 121 |
+
\Pr\bigl(\bigl||X|-\delta_q q^2\bigr|\ge q^{3/2+\epsilon}\bigr)
|
| 122 |
+
\le2\exp\left(-\frac{q^{2\epsilon}}{32D^5}\right).
|
| 123 |
+
\]
|
| 124 |
+
If there are no trials, the count is deterministic and this bound
|
| 125 |
+
holds as well. Equivalently, we may add a dummy trial of zero change.
|
| 126 |
+
|
| 127 |
+
For the line count $|X^\ell\cap\ell|$, the rule ignoring exact copies
|
| 128 |
+
of $\ell$ is applied separately to each trial. Changing one trial
|
| 129 |
+
then changes the count by at most $2D^2$: each of its at most $2D$
|
| 130 |
+
old or new shapes meets $\ell$ in at most $D$ points. With
|
| 131 |
+
$L=2D^2$ and $u=q^{1/2+\epsilon}$, the same two elementary estimates
|
| 132 |
+
and $T\le Dq$ give
|
| 133 |
+
\[
|
| 134 |
+
\Pr\bigl(\bigl||X^\ell\cap\ell|-\E|X^\ell\cap\ell|\bigr|
|
| 135 |
+
\ge q^{1/2+\epsilon}\bigr)
|
| 136 |
+
\le2\exp\left(-\frac{q^{2\epsilon}}{32D^5}\right).
|
| 137 |
+
\]
|
| 138 |
+
|
| 139 |
+
Moreover, a point restored by ignoring $\ell$ can be restored only if
|
| 140 |
+
some trial lists $\ell$ exactly. The probability of this event is at
|
| 141 |
+
most $D/q$, by the third deletion hypothesis. Therefore
|
| 142 |
+
\[
|
| 143 |
+
\delta_q q\leq \E|X^\ell\cap\ell|\leq\delta_q q+D.
|
| 144 |
+
\]
|
| 145 |
+
There are $q(q+1)$ affine lines. The superpolynomial tails and a union
|
| 146 |
+
bound consequently show that, with probability tending to one,
|
| 147 |
+
\begin{equation}\label{eq:lc-counts}
|
| 148 |
+
\begin{split}
|
| 149 |
+
|X|&=\delta_q q^2+O_D(q^{3/2+\epsilon}),\\
|
| 150 |
+
|X^\ell\cap\ell|&=\delta_q q+O_D(q^{1/2+\epsilon})
|
| 151 |
+
\qquad\text{for every affine line }\ell.
|
| 152 |
+
\end{split}
|
| 153 |
+
\end{equation}
|
| 154 |
+
The lower line estimate proves the first conclusion of the lemma.
|
| 155 |
+
For the pencil conclusion we will also need to bound overlaps in an
|
| 156 |
+
alleged cover. The same estimates give the uniform upper bound
|
| 157 |
+
\begin{equation}\label{eq:lc-line-upper}
|
| 158 |
+
|X\cap\ell|\leq\delta_q q+O_D(q^{1/2+\epsilon}),
|
| 159 |
+
\end{equation}
|
| 160 |
+
because $X\subseteq X^\ell$.
|
| 161 |
+
|
| 162 |
+
\paragraph{A simultaneous event for small line samples.}
|
| 163 |
+
The counts just proved control a single line but do not yet restrict
|
| 164 |
+
how a cover's lines meet. We now obtain a stronger test on short lists
|
| 165 |
+
of lines: provided their intersections are distinct and not concentrated
|
| 166 |
+
on a deletion shape, many of those intersections survive. The list
|
| 167 |
+
length will be logarithmic in $q$, so that the variance-sensitive tail
|
| 168 |
+
can pay for a union bound over all lists.
|
| 169 |
+
|
| 170 |
+
Set
|
| 171 |
+
\[
|
| 172 |
+
h=10(D+1),\qquad H_0=2Dh,\qquad
|
| 173 |
+
t=\lceil A\log q\rceil,
|
| 174 |
+
\]
|
| 175 |
+
where the fixed constant $A$ will be chosen below. Consider any ordered
|
| 176 |
+
tuple of $2t$ distinct affine lines, separated into two lists of length
|
| 177 |
+
$t$. Call the tuple admissible if its cross-list intersections form a
|
| 178 |
+
set $P_0$ of $t^2$ distinct finite points, and
|
| 179 |
+
\begin{equation}\label{eq:lc-occupancy}
|
| 180 |
+
|F\cap P_0|\leq H_0
|
| 181 |
+
\quad\text{for every }F\in\mathcal F
|
| 182 |
+
\text{ which is not one of the tuple lines}.
|
| 183 |
+
\end{equation}
|
| 184 |
+
For this tuple, ignore deletions by every shape equal to a tuple line,
|
| 185 |
+
and let $Y_0$ count the survivors in $P_0$ after the remaining deletions.
|
| 186 |
+
We claim that, with probability tending to one,
|
| 187 |
+
\begin{equation}\label{eq:lc-tuple-event}
|
| 188 |
+
Y_0\geq\frac{\delta t^2}{2}
|
| 189 |
+
\qquad\text{for every admissible tuple}.
|
| 190 |
+
\end{equation}
|
| 191 |
+
|
| 192 |
+
To prove the claim, fix a tuple in advance. Omitting shapes is a
|
| 193 |
+
deterministic operation on each trial, so the trials remain
|
| 194 |
+
independent. Omission can only restore points, and hence
|
| 195 |
+
$\E Y_0\geq\delta t^2$. By \eqref{eq:lc-occupancy}, each trial's
|
| 196 |
+
contribution to the deletion set within $P_0$ has size at most
|
| 197 |
+
$C_0=DH_0$. The probability that this contribution is nonempty is at
|
| 198 |
+
most $Dt^2/q$, by a union bound over $P_0$ and the per-point deletion
|
| 199 |
+
hypothesis.
|
| 200 |
+
|
| 201 |
+
For completeness, the rarity of a nonempty contribution also controls
|
| 202 |
+
the conditional variance of the exposure martingale. Fix the past,
|
| 203 |
+
and let $g_i(w)$ be the conditional expected final value of $Y_0$ when
|
| 204 |
+
the current trial has outcome $w$. Let $g_i(\varnothing)$ denote the
|
| 205 |
+
hypothetical value obtained by making this trial delete nothing on
|
| 206 |
+
$P_0$. Independence leaves the law of the future trials unchanged, so
|
| 207 |
+
\[
|
| 208 |
+
|g_i(w)-g_i(\varnothing)|\leq C_0,
|
| 209 |
+
\]
|
| 210 |
+
with equality to zero whenever the trial's contribution is empty.
|
| 211 |
+
The current trial also retains its original law conditional on the
|
| 212 |
+
past. Thus the martingale increment has absolute value at most $2C_0$, and
|
| 213 |
+
its conditional variance is at most
|
| 214 |
+
\[
|
| 215 |
+
\E\bigl((g_i(w)-g_i(\varnothing))^2\mid\text{past}\bigr)
|
| 216 |
+
\leq C_0^2\frac{Dt^2}{q}.
|
| 217 |
+
\]
|
| 218 |
+
The sum of conditional variances is at most $D^2C_0^2t^2$, since there
|
| 219 |
+
are at most $Dq$ trials. Applying Lemma~\ref{lem:martingale} at deviation
|
| 220 |
+
$\delta t^2/2$ yields
|
| 221 |
+
\begin{equation}\label{eq:lc-tuple-tail}
|
| 222 |
+
\Pr\left(Y_0<\frac{\delta t^2}{2}\right)
|
| 223 |
+
\leq2e^{-c_0t^2},\qquad
|
| 224 |
+
c_0=\min\left\{\frac{\delta^2}{16D^2C_0^2},
|
| 225 |
+
\frac{\delta}{16C_0}\right\}>0.
|
| 226 |
+
\end{equation}
|
| 227 |
+
In particular, $c_0$ is independent of $A$.
|
| 228 |
+
|
| 229 |
+
There are at most $(q(q+1))^{2t}$ ordered tuples. The logarithm of the
|
| 230 |
+
union bound in \eqref{eq:lc-tuple-tail} is
|
| 231 |
+
\[
|
| 232 |
+
-c_0t^2+4t\log q+O(t/q)+O(1)
|
| 233 |
+
=\bigl(-c_0A^2+4A+o(1)\bigr)(\log q)^2.
|
| 234 |
+
\]
|
| 235 |
+
Choose, for example, any fixed $A>5/c_0$. This proves
|
| 236 |
+
\eqref{eq:lc-tuple-event} simultaneously for all admissible tuples.
|
| 237 |
+
|
| 238 |
+
\paragraph{Consequences of an alleged cover.}
|
| 239 |
+
The random part of the argument is complete. We now keep the deletion
|
| 240 |
+
outcome fixed and show deterministically that the simultaneous events
|
| 241 |
+
exclude any cover without an almost full pencil. Random sampling below
|
| 242 |
+
is only a way to find a short witness inside a fixed cover.
|
| 243 |
+
|
| 244 |
+
Fix a realization satisfying both \eqref{eq:lc-counts} and
|
| 245 |
+
\eqref{eq:lc-tuple-event}. Suppose that the second conclusion of the
|
| 246 |
+
lemma fails. From an offending cover remove every line which actually
|
| 247 |
+
occurred as a listed deletion shape. Such a line contains no point of
|
| 248 |
+
$X$, so the remaining line set $L$ still covers all but at most $2q$
|
| 249 |
+
points of $X$. Put $m=|L|$, and for any projective point $p$ write
|
| 250 |
+
$n_p=|\{\ell\in L:p\in\ell\}|$. Define
|
| 251 |
+
\[
|
| 252 |
+
E_L=\sum_{x\in X}(n_x-1)_+,
|
| 253 |
+
\qquad (a)_+=\max\{a,0\}.
|
| 254 |
+
\]
|
| 255 |
+
The count of covered survivors and \eqref{eq:lc-line-upper} give
|
| 256 |
+
\[
|
| 257 |
+
m\bigl(\delta_q q+O_D(q^{1/2+\epsilon})\bigr)
|
| 258 |
+
\geq\delta_q q^2-O_D(q^{3/2+\epsilon})-2q.
|
| 259 |
+
\]
|
| 260 |
+
Since $\delta_q\geq\delta$ and $m\leq q$, this implies
|
| 261 |
+
\begin{equation}\label{eq:lc-cover-counts}
|
| 262 |
+
m=q-O_{D,\delta}(q^{1/2+\epsilon}),\qquad
|
| 263 |
+
E_L=O_D(q^{3/2+\epsilon}).
|
| 264 |
+
\end{equation}
|
| 265 |
+
For the second estimate, subtract the number of covered survivors
|
| 266 |
+
from $\sum_{\ell\in L}|X\cap\ell|$ and use $m\leq q$.
|
| 267 |
+
Finally, put
|
| 268 |
+
\[
|
| 269 |
+
R=\max_{p\in\PP^2(\F_q)}n_p.
|
| 270 |
+
\]
|
| 271 |
+
The failure of the pencil conclusion implies $R\leq(1-\rho)q$.
|
| 272 |
+
We will find an admissible tuple of lines from $L$ with fewer than
|
| 273 |
+
$\delta t^2/2$ survivors in its cross-intersection set.
|
| 274 |
+
|
| 275 |
+
\paragraph{Low concurrency: $R\leq q^{1/2+\kappa/4}$.}
|
| 276 |
+
Let $T=q^{1/2-\kappa/3}$. The number of ordered pairs of distinct lines
|
| 277 |
+
of $L$ meeting at a point $x\in X$ is $\sum_{x\in X}n_x(n_x-1)$.
|
| 278 |
+
Points with $n_x<T$ contribute at most
|
| 279 |
+
\begin{equation}\label{eq:lc-low-light}
|
| 280 |
+
T E_L=O(q^{2-7\kappa/30}).
|
| 281 |
+
\end{equation}
|
| 282 |
+
The set $P=\{x\in X:n_x\geq T\}$ has size
|
| 283 |
+
\[
|
| 284 |
+
|P|\leq\frac{E_L}{T-1}
|
| 285 |
+
=O(q^{1+13\kappa/30})\leq q^{1+\kappa}
|
| 286 |
+
\]
|
| 287 |
+
for sufficiently large $q$. Theorem~\ref{thm:incidence}, applied to
|
| 288 |
+
$P$ and $L$, therefore gives $\sum_{x\in P}n_x\leq q^{3/2-\kappa}$.
|
| 289 |
+
The contribution of these points to the ordered-pair count is at most
|
| 290 |
+
\begin{equation}\label{eq:lc-low-heavy}
|
| 291 |
+
R\sum_{x\in P}n_x\leq q^{2-3\kappa/4}.
|
| 292 |
+
\end{equation}
|
| 293 |
+
Together, \eqref{eq:lc-low-light} and \eqref{eq:lc-low-heavy} show that
|
| 294 |
+
the fraction of ordered distinct line pairs meeting in $X$ is
|
| 295 |
+
\begin{equation}\label{eq:lc-low-pair-fraction}
|
| 296 |
+
O\bigl(q^{-7\kappa/30}+q^{-3\kappa/4}\bigr)=o(1).
|
| 297 |
+
\end{equation}
|
| 298 |
+
|
| 299 |
+
Sample an ordered tuple of $2t$ distinct lines uniformly from $L$.
|
| 300 |
+
The expected number of its cross pairs meeting in $X$ is $t^2$ times
|
| 301 |
+
the fraction in \eqref{eq:lc-low-pair-fraction}. Markov's inequality
|
| 302 |
+
shows that this number is less than $\delta t^2/2$ with probability
|
| 303 |
+
tending to one.
|
| 304 |
+
|
| 305 |
+
We next check the two admissibility conditions. A given sampled pair
|
| 306 |
+
is parallel with probability at most $R/(m-1)$. Once two distinct
|
| 307 |
+
lines have been sampled, at most $R$ population lines pass through
|
| 308 |
+
their projective intersection, so the probability of concurrency for
|
| 309 |
+
any specified three sampled positions is at most $R/(m-2)$. The
|
| 310 |
+
probability of any parallel pair or concurrent triple in the tuple
|
| 311 |
+
is consequently
|
| 312 |
+
\begin{equation}\label{eq:lc-low-degeneracy}
|
| 313 |
+
O\left(\frac{(t^2+t^3)R}{m}\right)
|
| 314 |
+
=O\bigl((\log q)^3q^{-1/2+\kappa/4}\bigr)=o(1).
|
| 315 |
+
\end{equation}
|
| 316 |
+
If neither event occurs, every cross intersection is finite and the
|
| 317 |
+
cross intersections are distinct: equality of two different cross
|
| 318 |
+
intersections would make at least three of the tuple lines concurrent.
|
| 319 |
+
|
| 320 |
+
To verify \eqref{eq:lc-occupancy}, fix $F\in\mathcal F$. Consider the
|
| 321 |
+
event that $F$ is not a tuple line but contains more than $H_0$ distinct
|
| 322 |
+
finite cross intersections. Each tuple line then contains at most
|
| 323 |
+
$D$ points of $F$. Greedily choose a cross intersection on $F$ and its
|
| 324 |
+
two representing positions, and discard all cross intersections on
|
| 325 |
+
either of those lines. Each step discards at most $2D$ points. Since
|
| 326 |
+
$H_0=2Dh$, this produces $h$ cross pairs whose $2h$ positions are
|
| 327 |
+
distinct.
|
| 328 |
+
|
| 329 |
+
Among the population $L$, there are at most $mDR$ ordered distinct
|
| 330 |
+
line pairs, neither line equal to $F$, whose intersection lies in
|
| 331 |
+
$F$. Indeed, the first line meets $F$ in at most $D$ points, and at
|
| 332 |
+
each such point there are at most $R$ choices of the second line.
|
| 333 |
+
There are at most $t^{2h}$ ordered choices of the $h$ cross pairs of
|
| 334 |
+
positions. For each choice, the sampled lines at those $2h$ distinct
|
| 335 |
+
positions are uniform among $(m)_{2h}$ assignments, where
|
| 336 |
+
$(z)_a=z(z-1)\cdots(z-a+1)$. The probability of the event for this
|
| 337 |
+
fixed shape is therefore at most
|
| 338 |
+
\begin{equation}\label{eq:lc-low-shape}
|
| 339 |
+
\frac{t^{2h}(mDR)^h}{(m)_{2h}}
|
| 340 |
+
=O_{D,h}\left(\left(\frac{t^2R}{m}\right)^h\right).
|
| 341 |
+
\end{equation}
|
| 342 |
+
The numerator may count assignments with repeated population lines;
|
| 343 |
+
this only enlarges the upper bound. Summing
|
| 344 |
+
\eqref{eq:lc-low-shape} over all shapes gives
|
| 345 |
+
\[
|
| 346 |
+
O\bigl((\log q)^{2h}q^{D-h(1/2-\kappa/4)}\bigr)=o(1),
|
| 347 |
+
\]
|
| 348 |
+
because $\kappa<1/10$ and $h=10(D+1)$ imply
|
| 349 |
+
\[
|
| 350 |
+
D-h(1/2-\kappa/4)
|
| 351 |
+
<D-\frac{19}{4}(D+1)<0.
|
| 352 |
+
\]
|
| 353 |
+
Thus, with probability tending to one, the sampled tuple is admissible
|
| 354 |
+
and has fewer than $\delta t^2/2$ cross pairs meeting in $X$.
|
| 355 |
+
|
| 356 |
+
\paragraph{High concurrency: $R>q^{1/2+\kappa/4}$.}
|
| 357 |
+
Choose a projective point $p$ with $n_p=R$, and take all $R$ lines of
|
| 358 |
+
$L$ through $p$ as the pencil. Its complement has size
|
| 359 |
+
\[
|
| 360 |
+
N=m-R\geq\rho q/2
|
| 361 |
+
\]
|
| 362 |
+
for sufficiently large $q$, by \eqref{eq:lc-cover-counts}; no
|
| 363 |
+
complement line passes through $p$. Sample the first list of $t$ lines
|
| 364 |
+
uniformly without replacement from the pencil, and independently
|
| 365 |
+
sample the second list in the same way from the complement.
|
| 366 |
+
|
| 367 |
+
Any cross intersection lies off $p$. At a cross intersection
|
| 368 |
+
$x\in X$, exactly one pencil line passes through $x$, and the number
|
| 369 |
+
of cross pairs meeting there is the number of complement lines
|
| 370 |
+
through $x$, namely $n_x-1$. Thus at most $E_L$ of all $RN$ population
|
| 371 |
+
cross pairs meet in $X$. Their fraction is at most
|
| 372 |
+
\begin{equation}\label{eq:lc-high-pair-fraction}
|
| 373 |
+
\frac{E_L}{RN}
|
| 374 |
+
=O\bigl(q^{\epsilon-\kappa/4}\bigr)
|
| 375 |
+
=O(q^{-3\kappa/20})=o(1).
|
| 376 |
+
\end{equation}
|
| 377 |
+
As before, expectation and Markov's inequality show that fewer than
|
| 378 |
+
$\delta t^2/2$ sampled cross pairs meet in $X$, with probability
|
| 379 |
+
tending to one.
|
| 380 |
+
|
| 381 |
+
For a fixed complement line, at most one pencil line meets it at
|
| 382 |
+
infinity when $p$ is finite. When $p$ is at infinity, the pencil lines
|
| 383 |
+
have direction $p$ and every complement line has a different
|
| 384 |
+
direction, so all cross intersections are finite. The probability of
|
| 385 |
+
any infinite cross intersection is therefore at most $t^2/R$.
|
| 386 |
+
Two equal cross intersections must use the same pencil line, since
|
| 387 |
+
distinct pencil lines meet only at $p$, which lies on no complement
|
| 388 |
+
line. Given two complement lines, their projective intersection
|
| 389 |
+
determines at most one affine pencil line, namely its join with $p$.
|
| 390 |
+
If this join is the line at infinity, there is no affine candidate.
|
| 391 |
+
Conditioning on the second list and taking a union bound over its
|
| 392 |
+
pairs shows that the probability of a collision is $O(t^3/R)$.
|
| 393 |
+
The total probability of a failure of finiteness or distinctness is
|
| 394 |
+
therefore
|
| 395 |
+
\begin{equation}\label{eq:lc-high-degeneracy}
|
| 396 |
+
O\left(\frac{t^2+t^3}{R}\right)
|
| 397 |
+
=O\bigl((\log q)^3q^{-1/2-\kappa/4}\bigr)=o(1).
|
| 398 |
+
\end{equation}
|
| 399 |
+
|
| 400 |
+
Fix $F\in\mathcal F$, and consider the event that $F$ is not a tuple
|
| 401 |
+
line but contains more than $H_0$ distinct finite cross intersections.
|
| 402 |
+
The same greedy argument gives $h$ cross pairs with disjoint
|
| 403 |
+
positions. There are at most
|
| 404 |
+
$DN$ population cross pairs, with neither line equal to $F$, whose
|
| 405 |
+
intersection lies in $F$: a complement line distinct from $F$ meets
|
| 406 |
+
$F$ in at most $D$ points, all off $p$, and each such point determines
|
| 407 |
+
at most one pencil line. The two lists are sampled independently, so
|
| 408 |
+
the probability of this occupancy violation for a fixed shape is at
|
| 409 |
+
most
|
| 410 |
+
\begin{equation}\label{eq:lc-high-shape}
|
| 411 |
+
\frac{t^{2h}(DN)^h}{(R)_h(N)_h}
|
| 412 |
+
=O_{D,h}\left(\left(\frac{t^2}{R}\right)^h\right).
|
| 413 |
+
\end{equation}
|
| 414 |
+
After summing over $\mathcal F$, the bound becomes
|
| 415 |
+
\[
|
| 416 |
+
O\bigl((\log q)^{2h}q^{D-h(1/2+\kappa/4)}\bigr)=o(1),
|
| 417 |
+
\]
|
| 418 |
+
since
|
| 419 |
+
\[
|
| 420 |
+
D-h(1/2+\kappa/4)<D-5(D+1)<0.
|
| 421 |
+
\]
|
| 422 |
+
The sampled tuple is consequently admissible and has fewer than
|
| 423 |
+
$\delta t^2/2$ cross pairs meeting in $X$, with probability tending
|
| 424 |
+
to one in this regime as well.
|
| 425 |
+
|
| 426 |
+
\paragraph{The contradiction and the order of choices.}
|
| 427 |
+
All sampling estimates above are uniform over line sets satisfying
|
| 428 |
+
\eqref{eq:lc-cover-counts} and the appropriate bound on $R$. In either
|
| 429 |
+
regime, for every sufficiently large $q$ there is therefore an
|
| 430 |
+
admissible tuple from the fixed line set $L$ with
|
| 431 |
+
\[
|
| 432 |
+
|X\cap P_0|<\delta t^2/2.
|
| 433 |
+
\]
|
| 434 |
+
No line of $L$ actually occurred as a listed deletion shape. Hence
|
| 435 |
+
ignoring exact occurrences of its tuple lines changes none of the
|
| 436 |
+
deletions in the fixed realization, and the tuple's count $Y_0$ is
|
| 437 |
+
exactly $|X\cap P_0|$. This contradicts
|
| 438 |
+
\eqref{eq:lc-tuple-event}.
|
| 439 |
+
|
| 440 |
+
In particular, the cover and the tuple are allowed to depend on the
|
| 441 |
+
realized deletions: the event \eqref{eq:lc-tuple-event} was established
|
| 442 |
+
simultaneously for every admissible tuple before fixing the
|
| 443 |
+
realization. Sampling from $L$ is used only to prove the existence of
|
| 444 |
+
a tuple inside that fixed realization. No concentration estimate is
|
| 445 |
+
conditioned on the choice of the cover. The contradiction proves the
|
| 446 |
+
second conclusion, and finishes the proof.
|
| 447 |
+
\end{proof}
|
preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/build/paper.tex
ADDED
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| 1 |
+
\documentclass[11pt]{article}
|
| 2 |
+
\usepackage[T1]{fontenc}
|
| 3 |
+
\usepackage[utf8]{inputenc}
|
| 4 |
+
\usepackage{lmodern}
|
| 5 |
+
\input{glyphtounicode}
|
| 6 |
+
\input{glyphtounicode-cmex}
|
| 7 |
+
\pdfgentounicode=1
|
| 8 |
+
\usepackage{tikz}
|
| 9 |
+
\usetikzlibrary{arrows.meta,positioning}
|
| 10 |
+
\usepackage[margin=1in]{geometry}
|
| 11 |
+
\usepackage{amsmath,amssymb,amsthm,mathtools}
|
| 12 |
+
\usepackage{microtype}
|
| 13 |
+
\usepackage{enumitem}
|
| 14 |
+
\usepackage{booktabs,array}
|
| 15 |
+
\usepackage{needspace}
|
| 16 |
+
\usepackage{xcolor}
|
| 17 |
+
\usepackage[hyphens]{url}
|
| 18 |
+
\usepackage{hyperref}
|
| 19 |
+
\hypersetup{colorlinks=true,linkcolor=blue!45!black,citecolor=blue!45!black,
|
| 20 |
+
urlcolor=blue!45!black,
|
| 21 |
+
pdftitle={A counterexample to Ryser's covering conjecture},pdfauthor={OpenAI}}
|
| 22 |
+
\urlstyle{same}
|
| 23 |
+
\setlength{\emergencystretch}{2em}
|
| 24 |
+
\setlist{itemsep=3pt,topsep=5pt}
|
| 25 |
+
\newtheorem{theorem}{Theorem}[section]
|
| 26 |
+
\newtheorem{lemma}[theorem]{Lemma}
|
| 27 |
+
\newtheorem{proposition}[theorem]{Proposition}
|
| 28 |
+
\newtheorem{corollary}[theorem]{Corollary}
|
| 29 |
+
\theoremstyle{remark}
|
| 30 |
+
\newtheorem{remark}[theorem]{Remark}
|
| 31 |
+
\newtheorem{definition}[theorem]{Definition}
|
| 32 |
+
\newcommand{\F}{\mathbb F}
|
| 33 |
+
\newcommand{\PP}{\mathbb P}
|
| 34 |
+
\newcommand{\R}{\mathbb R}
|
| 35 |
+
\newcommand{\N}{\mathbb N}
|
| 36 |
+
\newcommand{\E}{\mathbb E}
|
| 37 |
+
\DeclareMathOperator{\Var}{Var}
|
| 38 |
+
\DeclareMathOperator{\Cov}{Cov}
|
| 39 |
+
\DeclareMathOperator{\supp}{supp}
|
| 40 |
+
\title{A counterexample to Ryser's covering conjecture}
|
| 41 |
+
\author{OpenAI}
|
| 42 |
+
\date{September 23, 2026}
|
| 43 |
+
|
| 44 |
+
\begin{document}
|
| 45 |
+
\maketitle
|
| 46 |
+
\begin{abstract}
|
| 47 |
+
For every sufficiently large prime $s\equiv2\pmod3$ and every sufficiently
|
| 48 |
+
large odd integer $n$, with the threshold depending on $s$, we construct
|
| 49 |
+
an intersecting $(s^n+1)$-partite $(s^n+1)$-uniform hypergraph with covering
|
| 50 |
+
number $s^n+1$. This disproves Ryser's covering conjecture in its
|
| 51 |
+
intersecting case.
|
| 52 |
+
\end{abstract}
|
| 53 |
+
|
| 54 |
+
\section{Introduction}
|
| 55 |
+
|
| 56 |
+
A vertex cover of a finite hypergraph $H$ is a set of vertices meeting
|
| 57 |
+
every edge. Its covering number $\tau(H)$ is the minimum size of such a
|
| 58 |
+
set, and its matching number $\nu(H)$ is the maximum number of pairwise
|
| 59 |
+
disjoint edges. For an integer $r\ge2$, an $r$-partite $r$-uniform
|
| 60 |
+
hypergraph has disjoint vertex parts $V_1,\ldots,V_r$, with every edge
|
| 61 |
+
containing exactly one vertex from each part. Ryser's covering
|
| 62 |
+
conjecture asserts that every such hypergraph satisfies
|
| 63 |
+
\begin{equation}\label{eq:ryser}
|
| 64 |
+
\tau(H)\le(r-1)\nu(H).
|
| 65 |
+
\end{equation}
|
| 66 |
+
A nonempty hypergraph is intersecting when every two distinct edges
|
| 67 |
+
meet; equivalently, its matching number is one. In this case the
|
| 68 |
+
conjecture asks for a cover of size at most $r-1$. The vertices of a
|
| 69 |
+
cover may lie in several different parts, which is the central
|
| 70 |
+
obstacle in constructing a counterexample.
|
| 71 |
+
|
| 72 |
+
For $r=2$, inequality~\eqref{eq:ryser} is K\H{o}nig's matching theorem.
|
| 73 |
+
An equivalent formulation appears in Henderson's 1971
|
| 74 |
+
thesis~\cite{Henderson1971}; Best and Wanless discuss the history of its
|
| 75 |
+
attribution to Ryser~\cite{BestWanless2018}. Aharoni proved the full
|
| 76 |
+
tripartite case~\cite{Aharoni2001}. In the intersecting case, the results
|
| 77 |
+
through rank four are due to Gy\'arf\'as, and the rank-five result to
|
| 78 |
+
Tuza, as recorded by Kir\'aly and T\'othm\'er\'esz~\cite{KiralyTothmeresz2017};
|
| 79 |
+
see also Tuza's early study of the covering conjecture~\cite{Tuza1983}.
|
| 80 |
+
Haxell and Scott proved $\tau(H)\le(r-\epsilon)\nu(H)$ for some
|
| 81 |
+
$\epsilon>0$ when $r=4$ or $5$, without assuming
|
| 82 |
+
intersection~\cite{HaxellScott2012}. White proved the particular
|
| 83 |
+
rank-four case $\nu(H)=2$, obtaining $\tau(H)\le6$~\cite{White2026}.\footnote{White
|
| 84 |
+
reports assistance from GPT-5.6 Sol and Claude in the Methods section
|
| 85 |
+
of his preprint.}
|
| 86 |
+
Under the additional assumption that any two distinct edges meet in
|
| 87 |
+
exactly one vertex, Franceti\'{c}, Herke, McKay, and Wanless established
|
| 88 |
+
the intersecting case through rank nine~\cite{FranceticHerkeMcKayWanless2017}.
|
| 89 |
+
Bishnoi, Das, Morris, and Szab\'o obtained bounds when every pair of
|
| 90 |
+
edges has a larger prescribed intersection~\cite{BDMS2021}.
|
| 91 |
+
|
| 92 |
+
Finite planes supply the classical equality examples. Delete a point
|
| 93 |
+
and all lines through it from a projective plane of order $q$. Partition
|
| 94 |
+
the remaining points according to the deleted line through them, and
|
| 95 |
+
take the remaining lines as hyperedges. The result is intersecting,
|
| 96 |
+
has $q+1$ parts and covering number $q$. Thus equality in the proposed
|
| 97 |
+
bound occurs whenever $r-1$ is a prime power. Work of Mansour, Song, and
|
| 98 |
+
Yuster~\cite{MansourSongYuster2009} and Aharoni, Bar\'{a}t, and
|
| 99 |
+
Wanless~\cite{AharoniBaratWanless2016} studies the structure and sparsity
|
| 100 |
+
of equality examples. Abu-Khazneh, Bar\'{a}t, Pokrovskiy, and
|
| 101 |
+
Szab\'{o} exploit the rigidity of minimum covers in a truncated plane
|
| 102 |
+
and add exceptional edges to obtain further equality
|
| 103 |
+
examples~\cite{AbuKhaznehBaratPokrovskiySzabo2019}. In that construction,
|
| 104 |
+
the number of parts and the covering number both increase by one.
|
| 105 |
+
Haxell and Scott combine affine planes with intersecting configurations
|
| 106 |
+
to obtain covering number at least $r-4$ for every sufficiently large
|
| 107 |
+
$r$, improved to $r-3$ when $r$ is even~\cite{HaxellScott2017}.
|
| 108 |
+
|
| 109 |
+
Our construction also starts from a finite plane and inserts exceptional
|
| 110 |
+
edges, but keeps one part for each ambient direction. It changes the
|
| 111 |
+
line labels within these parts to raise the covering number beyond
|
| 112 |
+
$q$. The following theorem gives the precise field orders for which
|
| 113 |
+
this can be done.
|
| 114 |
+
|
| 115 |
+
\begin{theorem}\label{thm:main}
|
| 116 |
+
There exists $s_0$ such that, for every prime $s\ge s_0$ with
|
| 117 |
+
$s\equiv2\pmod3$, there is an integer $n_0(s)\ge3$ with the following
|
| 118 |
+
property. For every odd integer $n\ge n_0(s)$, put $q=s^n$.
|
| 119 |
+
There is a finite intersecting $(q+1)$-partite $(q+1)$-uniform
|
| 120 |
+
hypergraph $H$ satisfying
|
| 121 |
+
\[
|
| 122 |
+
\tau(H)=q+1.
|
| 123 |
+
\]
|
| 124 |
+
In particular, the intersecting case of~\eqref{eq:ryser} is false.
|
| 125 |
+
\end{theorem}
|
| 126 |
+
|
| 127 |
+
Every edge of a nonempty intersecting hypergraph is itself a cover,
|
| 128 |
+
so the assertion $\tau(H)\le q+1$ is automatic. The proof must construct
|
| 129 |
+
an intersecting hypergraph and exclude every cover of size at most $q$.
|
| 130 |
+
We first fix any sufficiently large eligible prime $s$, construct a
|
| 131 |
+
configuration in $\F_s^2$, and then take $n$ sufficiently large among
|
| 132 |
+
the odd integers. All subsequent thresholds may depend on that fixed
|
| 133 |
+
configuration. The result is asymptotic; the proof does not give a
|
| 134 |
+
numerical threshold.
|
| 135 |
+
|
| 136 |
+
A companion paper~\cite{OpenAI2026Balanced} proves a different theorem:
|
| 137 |
+
for every sufficiently large prime $q$, it constructs such a hypergraph
|
| 138 |
+
with exactly $q+1$ vertices in every part and with every vertex
|
| 139 |
+
nonisolated. Its construction modifies line partitions directly in the
|
| 140 |
+
prime plane. Here the field order is a proper odd power, and the proof
|
| 141 |
+
uses a small-field configuration with a nonlinear change of
|
| 142 |
+
coordinates. The two constructions give distinct ranges of ranks.
|
| 143 |
+
The only results imported from the companion are its three elementary
|
| 144 |
+
estimates in Appendix~A: the affine second-moment identity
|
| 145 |
+
(Lemma~A.1), bounded-drift concentration (Lemma~A.2), and the exposure
|
| 146 |
+
bound for independent trials (Lemma~A.3).
|
| 147 |
+
|
| 148 |
+
Lov\'asz proposed the stronger assertion that deleting $r-1$ vertices
|
| 149 |
+
can always reduce the matching number. Clow, Haxell, and Mohar
|
| 150 |
+
disproved that assertion at $r=3$~\cite{CHM2025}; Abiad, Garbe, Povill,
|
| 151 |
+
and Spiegel subsequently gave an infinite family at $r=3$ and
|
| 152 |
+
examples at $r=4$~\cite{AbiadGarbePovillSpiegel2025}. These examples
|
| 153 |
+
are consistent with~\eqref{eq:ryser}. They exclude a prescribed
|
| 154 |
+
matching-reduction procedure, whereas Theorem~\ref{thm:main}
|
| 155 |
+
violates the covering inequality itself.
|
| 156 |
+
|
| 157 |
+
\subsection*{Monochromatic tree covers}
|
| 158 |
+
|
| 159 |
+
An $r$-edge-coloring here assigns exactly one of $r$ colors to each edge.
|
| 160 |
+
A monochromatic tree cover is a family of monochromatic trees whose vertex
|
| 161 |
+
sets cover the graph; the trees may overlap, and singleton trees are allowed.
|
| 162 |
+
Gy\'arf\'as's conjecture asks whether $r-1$ such trees suffice for every
|
| 163 |
+
$r$-edge-colored complete graph; see \cite[Conjecture~1]{Milicevic2017}.
|
| 164 |
+
This is the covering formulation recorded after Theorem~2 in
|
| 165 |
+
\cite[Section~3]{ErdosGyarfasPyber1991}, not the distinct vertex-disjoint
|
| 166 |
+
tree-partition conjecture numbered Conjecture~2 there.
|
| 167 |
+
|
| 168 |
+
\begin{corollary}\label{cor:tree-cover}
|
| 169 |
+
Let $s_0$ and $n_0(s)$ be as in Theorem~\ref{thm:main}. For every prime
|
| 170 |
+
$s\ge s_0$ with $s\equiv2\pmod3$ and every odd integer $n\ge n_0(s)$,
|
| 171 |
+
put $r=s^n+1$. There is a finite simple complete graph with an
|
| 172 |
+
$r$-edge-coloring for which the minimum number of monochromatic trees
|
| 173 |
+
needed to cover its vertices is exactly $r$. The same minimum holds with
|
| 174 |
+
connected monochromatic subgraphs or maximal monochromatic components in
|
| 175 |
+
place of trees.
|
| 176 |
+
\end{corollary}
|
| 177 |
+
|
| 178 |
+
\begin{proof}
|
| 179 |
+
Take the hypergraph $H$ from Theorem~\ref{thm:main}, with parts
|
| 180 |
+
$V_1,\ldots,V_r$. For $e\in E(H)$, let $x_i(e)$ be the unique vertex in
|
| 181 |
+
$e\cap V_i$. Form the complete graph $K$ with vertex set $E(H)$. For each
|
| 182 |
+
pair of distinct hyperedges $e,f$, choose one index $i$ with
|
| 183 |
+
$x_i(e)=x_i(f)$ and color the edge $ef$ by $i$. Such an index exists
|
| 184 |
+
because $H$ is intersecting. Only one color is chosen even when the two
|
| 185 |
+
hyperedges meet in several parts.
|
| 186 |
+
|
| 187 |
+
Along a color-$i$ path, the value of $x_i$ is constant. Thus every connected
|
| 188 |
+
color-$i$ subgraph determines a vertex of $V_i$ belonging to every
|
| 189 |
+
hyperedge indexed by that subgraph. For a singleton, choose any color and
|
| 190 |
+
the corresponding vertex of its hyperedge. If $t$ connected monochromatic
|
| 191 |
+
subgraphs cover the vertices of $K$, the at most $t$ hypergraph vertices so
|
| 192 |
+
chosen meet every edge of $H$. Hence $t\ge\tau(H)=r$.
|
| 193 |
+
|
| 194 |
+
Conversely, fix a vertex of $K$. The $r$ monochromatic stars centered there,
|
| 195 |
+
one for each color and allowing singleton stars, cover all vertices of $K$.
|
| 196 |
+
They give a tree cover of size at most $r$. The lower bound applies to trees
|
| 197 |
+
and to maximal monochromatic components as well, and the stars can be
|
| 198 |
+
enlarged to maximal components. This proves all three stated minima.
|
| 199 |
+
\end{proof}
|
| 200 |
+
|
| 201 |
+
Thus Gy\'arf\'as's cover conjecture fails at these extension-field ranks.
|
| 202 |
+
The examples admit no cover by $r-1$ connected monochromatic subgraphs even
|
| 203 |
+
without a diameter restriction. They therefore also refute Mili\'cevi\'c's
|
| 204 |
+
bounded-diameter strengthening \cite[Conjecture~6]{Milicevic2017}, whose
|
| 205 |
+
diameter bound may depend on $r$, and the $\alpha=1$ case of the conjecture
|
| 206 |
+
of DeBiasio, Kamel, McCourt, and Sheats
|
| 207 |
+
\cite[Conjecture~2.8]{DeBiasioKamelMcCourtSheats2021}, whose diameter bound
|
| 208 |
+
depends only on the independence number $\alpha$. Indeed, $\alpha(K)=1$,
|
| 209 |
+
so the latter conjecture also demands a cover by at most $r-1$ such
|
| 210 |
+
subgraphs.
|
| 211 |
+
|
| 212 |
+
\subsection*{Proof strategy}
|
| 213 |
+
|
| 214 |
+
In the affine-plane model, the parts are indexed by the $q+1$ directions
|
| 215 |
+
in $\F_q^2$, and the vertices of a part are the $q$ lines of that
|
| 216 |
+
direction. A point $x$ defines an edge consisting of its incident line
|
| 217 |
+
in each direction. The edges of two points intersect at their join,
|
| 218 |
+
but a full parallel class always gives a cover of size $q$. We retain
|
| 219 |
+
many of these point edges and add exceptional edges whose labels are
|
| 220 |
+
changed in some directions. The construction has three tasks: preserve
|
| 221 |
+
intersection, restrict small covers of the retained point edges, and
|
| 222 |
+
make the exceptional edges too costly for those covers.
|
| 223 |
+
|
| 224 |
+
\paragraph{Restricting the ordinary cover.}
|
| 225 |
+
Delete a bounded number of translated shapes in each of $O(q)$
|
| 226 |
+
independent trials. The shapes are lines or curves that meet every
|
| 227 |
+
line in boundedly many points. Thus a shape has bounded intersection
|
| 228 |
+
with a line unless it is that line itself. Section~\ref{sec:linecover} proves that, under explicit
|
| 229 |
+
uniform survival assumptions, every cover of almost all surviving
|
| 230 |
+
points by at most $q$ lines contains almost a pencil. Here a pencil is
|
| 231 |
+
a family of lines through one projective point, including a parallel
|
| 232 |
+
class when that point is at infinity. Surviving points on each
|
| 233 |
+
nondeleted line then force every nondeleted member of this pencil
|
| 234 |
+
into the cover. To obtain the pencil statement over the required
|
| 235 |
+
extension fields, Section~\ref{sec:incidence} first proves an incidence
|
| 236 |
+
saving by the sum--product method of Bourgain, Katz, and
|
| 237 |
+
Tao~\cite{BKT2004}. Its constants are uniform over fields whose proper
|
| 238 |
+
subfields all have order at most $q^{1/3}$.
|
| 239 |
+
|
| 240 |
+
\paragraph{One configuration in two coordinates.}
|
| 241 |
+
In a fixed prime plane $\F_s^2$, remove one line in each finite nonzero
|
| 242 |
+
direction and call the remaining set $Y$. The change of coordinates
|
| 243 |
+
$f(x,y)=(x^3,y)$ is bijective when $s\equiv2\pmod3$. Original line
|
| 244 |
+
labels determine which ambient point edges must be deleted to
|
| 245 |
+
intersect the exceptional edges. The labels for altered directions
|
| 246 |
+
are instead read from the lines through $f(w)$, for $w\in Y$.
|
| 247 |
+
The map $f$ preserves the horizontal and vertical parallel classes;
|
| 248 |
+
this ensures intersection within the exceptional configuration.
|
| 249 |
+
Its nonlinear action on the other lines makes their images curves
|
| 250 |
+
with at most three intersections with any line. Applying the deletion
|
| 251 |
+
lemma in these new coordinates yields the crucial obstruction:
|
| 252 |
+
covering $f(Y)$ by $a$ lines and $b$ individual points with
|
| 253 |
+
$a+b/2\le s$ requires exactly one full parallel class and no point
|
| 254 |
+
resources. Section~\ref{sec:gadget} proves this statement together
|
| 255 |
+
with the ordinary-coordinate occupancy needed later.
|
| 256 |
+
|
| 257 |
+
\paragraph{Placing the configurations and spending the cover budget.}
|
| 258 |
+
Embed linearly transformed copies of $Y$ in $\F_q^2$ so that every
|
| 259 |
+
ambient direction is altered in one or two copies. Arbitrary translates
|
| 260 |
+
could create disjoint exceptional edges. We therefore sample a fixed
|
| 261 |
+
number of independent candidate translates for each copy.
|
| 262 |
+
Section~\ref{sec:selection} proves that one can choose compatible
|
| 263 |
+
representatives from these pools, using an independent-transversal
|
| 264 |
+
argument in the tradition of Haxell~\cite{Haxell1995,Haxell2001}.
|
| 265 |
+
Section~\ref{sec:placement} proves the deletion estimates for the
|
| 266 |
+
entire independent pool before making this selection. Keeping only
|
| 267 |
+
the selected deletions restores ordinary points, so the needed
|
| 268 |
+
estimates transfer by deterministic inclusion.
|
| 269 |
+
|
| 270 |
+
Section~\ref{sec:hypergraph} gives the labels of every edge, proves
|
| 271 |
+
intersection, and excludes a cover of size at most $q$. After the
|
| 272 |
+
ordinary edges force a pencil, its center determines the remaining
|
| 273 |
+
argument. At infinity, the uncovered exceptional configurations
|
| 274 |
+
require more vertices than the missing parallel lines release.
|
| 275 |
+
Inside an embedded configuration, the remaining budget would cover
|
| 276 |
+
$f(Y)$ by at most $s$ lines including two nonparallel axis lines.
|
| 277 |
+
Outside every configuration, each deleted pencil line supplies five
|
| 278 |
+
uncovered exceptional edges, while every additional vertex covers at
|
| 279 |
+
most five. In all three cases the available budget is too small.
|
| 280 |
+
|
| 281 |
+
\paragraph{Conventions.}
|
| 282 |
+
A direction is a one-dimensional linear subspace of $\F_q^2$; as a subspace
|
| 283 |
+
it includes zero. The projective completion adds one point at infinity per
|
| 284 |
+
direction. A pencil consists of the affine lines through a projective point:
|
| 285 |
+
it has $q+1$ members for a finite center and $q$ members for a center at
|
| 286 |
+
infinity. Thus concurrence always includes parallel lines.
|
| 287 |
+
For a positive integer $j$, write $(a)_j=a(a-1)\cdots(a-j+1)$.
|
| 288 |
+
All asymptotic constants may depend on the parameters explicitly held fixed.
|
| 289 |
+
An event holds with high probability if its probability tends to one along
|
| 290 |
+
the specified sequence of fields. The small field is fixed before the
|
| 291 |
+
ambient field tends to infinity.
|
| 292 |
+
|
| 293 |
+
\input{incidence}
|
| 294 |
+
\input{linecover}
|
| 295 |
+
\input{selection}
|
| 296 |
+
\input{construction}
|
| 297 |
+
|
| 298 |
+
\Needspace{32\baselineskip}
|
| 299 |
+
\bibliographystyle{plain}
|
| 300 |
+
\bibliography{references}
|
| 301 |
+
\end{document}
|
preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/build/references.bib
ADDED
|
@@ -0,0 +1,390 @@
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|
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+
@phdthesis{Henderson1971,
|
| 2 |
+
author = {Henderson, John Robert},
|
| 3 |
+
title = {Permutation Decompositions of {(0,1)}-Matrices and Decomposition Transversals},
|
| 4 |
+
school = {California Institute of Technology},
|
| 5 |
+
year = {1971},
|
| 6 |
+
doi = {10.7907/J1Z1-SK19},
|
| 7 |
+
note = {\href{https://doi.org/10.7907/J1Z1-SK19}{doi:10.7907/J1Z1-SK19}},
|
| 8 |
+
url = {https://thesis.caltech.edu/5726/}
|
| 9 |
+
}
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| 10 |
+
|
| 11 |
+
@article{Aharoni2001,
|
| 12 |
+
author = {Aharoni, Ron},
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| 13 |
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title = {{Ryser}'s conjecture for tripartite 3-graphs},
|
| 14 |
+
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| 15 |
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| 16 |
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| 21 |
+
url = {https://doi.org/10.1007/s004930170001}
|
| 22 |
+
}
|
| 23 |
+
|
| 24 |
+
@article{Tuza1983,
|
| 25 |
+
author = {Tuza, Zsolt},
|
| 26 |
+
title = {{Ryser}'s conjecture on transversals of {$r$}-partite hypergraphs},
|
| 27 |
+
journal = {Ars Combinatoria},
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| 28 |
+
volume = {16B},
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| 29 |
+
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+
year = {1983},
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+
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| 32 |
+
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| 33 |
+
}
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| 35 |
+
@article{BDMS2021,
|
| 36 |
+
author = {Bishnoi, Anurag and Das, Shagnik and Morris, Patrick and Szab{\'o}, Tibor},
|
| 37 |
+
title = {{Ryser}'s conjecture for {$t$}-intersecting hypergraphs},
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| 38 |
+
journal = {Journal of Combinatorial Theory, Series A},
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| 39 |
+
volume = {179},
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| 40 |
+
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+
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+
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+
note = {\href{https://doi.org/10.1016/j.jcta.2020.105366}{doi:10.1016/j.jcta.2020.105366}},
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| 44 |
+
eprint = {2001.04132},
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| 45 |
+
archivePrefix = {arXiv},
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| 46 |
+
primaryClass = {math.CO},
|
| 47 |
+
url = {https://arxiv.org/abs/2001.04132}
|
| 48 |
+
}
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| 49 |
+
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| 50 |
+
@article{BKT2004,
|
| 51 |
+
author = {Bourgain, Jean and Katz, Nets and Tao, Terence},
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| 52 |
+
title = {A sum-product estimate in finite fields, and applications},
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| 53 |
+
journal = {Geometric and Functional Analysis},
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| 54 |
+
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+
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+
note = {\href{https://doi.org/10.1007/s00039-004-0451-1}{doi:10.1007/s00039-004-0451-1}},
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| 60 |
+
eprint = {math/0301343},
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+
archivePrefix = {arXiv},
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| 62 |
+
primaryClass = {math.CO},
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| 63 |
+
url = {https://arxiv.org/abs/math/0301343}
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| 64 |
+
}
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| 65 |
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| 66 |
+
@article{Petridis2012,
|
| 67 |
+
author = {Petridis, Giorgis},
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| 68 |
+
title = {New proofs of {Pl{\"u}nnecke}-type estimates for product sets in groups},
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| 69 |
+
journal = {Combinatorica},
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| 70 |
+
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+
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+
note = {\href{https://doi.org/10.1007/s00493-012-2818-5}{doi:10.1007/s00493-012-2818-5}},
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| 76 |
+
eprint = {1101.3507},
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| 77 |
+
archivePrefix = {arXiv},
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| 78 |
+
primaryClass = {math.CO},
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| 79 |
+
url = {https://arxiv.org/abs/1101.3507}
|
| 80 |
+
}
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| 81 |
+
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| 82 |
+
@article{Haxell1995,
|
| 83 |
+
author = {Haxell, P. E.},
|
| 84 |
+
title = {A condition for matchability in hypergraphs},
|
| 85 |
+
journal = {Graphs and Combinatorics},
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| 86 |
+
volume = {11},
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| 92 |
+
url = {https://doi.org/10.1007/BF01793010}
|
| 93 |
+
}
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| 94 |
+
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| 95 |
+
@article{CHM2025,
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| 96 |
+
author = {Clow, Alexander and Haxell, Penny and Mohar, Bojan},
|
| 97 |
+
title = {A Counterexample to a Conjecture of {Lov{\'a}sz}},
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| 98 |
+
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+
pages = {26},
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| 103 |
+
note = {Article 26. \href{https://doi.org/10.1007/s00493-026-00220-3}{doi:10.1007/s00493-026-00220-3}},
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| 104 |
+
eprint = {2505.05339},
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| 105 |
+
archivePrefix = {arXiv},
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| 106 |
+
primaryClass = {math.CO},
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| 107 |
+
url = {https://link.springer.com/article/10.1007/s00493-026-00220-3}
|
| 108 |
+
}
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| 109 |
+
|
| 110 |
+
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| 111 |
+
@misc{BestWanless2018,
|
| 112 |
+
author = {Best, Darcy and Wanless, Ian M.},
|
| 113 |
+
title = {What did {Ryser} Conjecture?},
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| 114 |
+
year = {2018},
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| 115 |
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eprint = {1801.02893},
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| 116 |
+
archivePrefix = {arXiv},
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| 117 |
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primaryClass = {math.CO},
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| 118 |
+
url = {https://arxiv.org/abs/1801.02893},
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| 119 |
+
note = {\href{https://arxiv.org/abs/1801.02893}{arXiv:1801.02893}}
|
| 120 |
+
}
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| 121 |
+
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| 122 |
+
@article{HaxellScott2012,
|
| 123 |
+
author = {Haxell, P. E. and Scott, A. D.},
|
| 124 |
+
title = {On {Ryser}'s conjecture},
|
| 125 |
+
journal = {The Electronic Journal of Combinatorics},
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| 126 |
+
volume = {19},
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| 127 |
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| 131 |
+
note = {\href{https://doi.org/10.37236/1175}{doi:10.37236/1175}}
|
| 132 |
+
}
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| 133 |
+
|
| 134 |
+
@article{MansourSongYuster2009,
|
| 135 |
+
author = {Mansour, Toufik and Song, Chunwei and Yuster, Raphael},
|
| 136 |
+
title = {A comment on {Ryser}'s conjecture for intersecting hypergraphs},
|
| 137 |
+
journal = {Graphs and Combinatorics},
|
| 138 |
+
volume = {25},
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| 139 |
+
number = {1},
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| 140 |
+
pages = {101--109},
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| 141 |
+
year = {2009},
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| 142 |
+
doi = {10.1007/s00373-008-0821-9},
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| 143 |
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eprint = {0709.3138},
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| 144 |
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archivePrefix = {arXiv},
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| 145 |
+
url = {https://arxiv.org/abs/0709.3138},
|
| 146 |
+
note = {\href{https://arxiv.org/abs/0709.3138}{arXiv:0709.3138}}
|
| 147 |
+
}
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| 148 |
+
|
| 149 |
+
@article{AharoniBaratWanless2016,
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| 150 |
+
author = {Aharoni, Ron and Bar{\'a}t, J{\'a}nos and Wanless, Ian M.},
|
| 151 |
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title = {Multipartite hypergraphs achieving equality in {Ryser}'s conjecture},
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| 152 |
+
journal = {Graphs and Combinatorics},
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| 153 |
+
volume = {32},
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| 154 |
+
number = {1},
|
| 155 |
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pages = {1--15},
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| 156 |
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year = {2016},
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| 157 |
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doi = {10.1007/s00373-015-1575-9},
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| 158 |
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eprint = {1409.4833},
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| 159 |
+
archivePrefix = {arXiv},
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| 160 |
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url = {https://arxiv.org/abs/1409.4833},
|
| 161 |
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note = {\href{https://arxiv.org/abs/1409.4833}{arXiv:1409.4833}}
|
| 162 |
+
}
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| 163 |
+
|
| 164 |
+
@article{FranceticHerkeMcKayWanless2017,
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| 165 |
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author = {Franceti{\'c}, Nevena and Herke, Sarada and McKay, Brendan D. and Wanless, Ian M.},
|
| 166 |
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title = {On {Ryser}'s conjecture for linear intersecting multipartite hypergraphs},
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| 167 |
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journal = {European Journal of Combinatorics},
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| 168 |
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volume = {61},
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| 169 |
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pages = {91--105},
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}
|
preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/build/selection.tex
ADDED
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|
| 1 |
+
\section{Selecting compatible translates}\label{sec:selection}
|
| 2 |
+
|
| 3 |
+
The deletion estimates require independent random choices, while
|
| 4 |
+
intersection of the exceptional edges requires geometric compatibility.
|
| 5 |
+
We separate these tasks by sampling several independent translates of
|
| 6 |
+
each bounded configuration and then selecting one from each pool.
|
| 7 |
+
The theorem below supplies the selection step. Its input consists of
|
| 8 |
+
finite point sets $W_i$ and sets $D_i$ of forbidden join directions;
|
| 9 |
+
its output avoids every forbidden join between different selected sets.
|
| 10 |
+
Because a direction is a linear subspace containing zero, the condition
|
| 11 |
+
also rules out a common point between two selected configurations
|
| 12 |
+
whenever at least one of their direction sets is nonempty.
|
| 13 |
+
|
| 14 |
+
\begin{theorem}[Compatible translates from independent pools]\label{thm:selection}
|
| 15 |
+
For every positive integer $D$ there is a positive integer $K=K(D)$
|
| 16 |
+
with the following property. Let $q$ tend to infinity through prime
|
| 17 |
+
powers. For each $q$, let $n\le Dq$, and for $1\le i\le n$ let
|
| 18 |
+
$W_i\subseteq\F_q^2$ and let $D_i$ be a set of directions, with
|
| 19 |
+
\[
|
| 20 |
+
|W_i|\le D,\qquad |D_i|\le D.
|
| 21 |
+
\]
|
| 22 |
+
Assume that each direction belongs to $D_i$ for at most $D$ indices $i$.
|
| 23 |
+
For distinct indices $i,j$, declare the translates $b+W_i$ and
|
| 24 |
+
$b'+W_j$ to conflict if there are $u\in W_i$, $v\in W_j$, and
|
| 25 |
+
$d\in D_i\cup D_j$ such that
|
| 26 |
+
\[
|
| 27 |
+
(b+u)-(b'+v)\in d.
|
| 28 |
+
\]
|
| 29 |
+
For each $i$, draw $K$ independent uniform shifts
|
| 30 |
+
$b_{i,1},\ldots,b_{i,K}\in\F_q^2$, independently for all indices.
|
| 31 |
+
With probability tending to one, one can choose $k_i\in\{1,\ldots,K\}$
|
| 32 |
+
for every $i$ so that the translates $b_{i,k_i}+W_i$ have no conflicts.
|
| 33 |
+
The convergence is uniform over all data satisfying the stated bounds.
|
| 34 |
+
\end{theorem}
|
| 35 |
+
|
| 36 |
+
To prove the theorem, make each candidate a vertex of a graph and
|
| 37 |
+
join candidates from different pools when they conflict. We seek an
|
| 38 |
+
independent set containing one vertex from each pool, called an
|
| 39 |
+
independent transversal. Its nonexistence has a small domination
|
| 40 |
+
certificate. We first prove the form of that assertion we need, then
|
| 41 |
+
show that the independent shifts make every such certificate unlikely.
|
| 42 |
+
The certificate argument is a weaker form of Haxell's
|
| 43 |
+
independent-transversal domination theorem~\cite{Haxell2001},
|
| 44 |
+
whose method originates in~\cite{Haxell1995}. We include its proof.
|
| 45 |
+
Haxell's theorem uses total domination, which also requires neighbors
|
| 46 |
+
for the vertices of the dominating set. Here we use the following
|
| 47 |
+
weaker convention.
|
| 48 |
+
For a graph $G$ and a set $S$ of its vertices, we say that $T\subseteq S$
|
| 49 |
+
\emph{dominates $S$} if every vertex of $S\setminus T$ has a neighbor in
|
| 50 |
+
$T$. No condition is imposed on the vertices of $T$ themselves.
|
| 51 |
+
|
| 52 |
+
\begin{lemma}[A domination certificate]\label{sel-domination}
|
| 53 |
+
Let a finite simple graph have a vertex partition into nonempty parts
|
| 54 |
+
$A_1,\ldots,A_n$. If there is no independent set containing one
|
| 55 |
+
vertex from each part, then there are a nonempty index set $I$ and a set
|
| 56 |
+
\[
|
| 57 |
+
T\subseteq\bigcup_{i\in I}A_i,
|
| 58 |
+
\qquad |T|\le 2(|I|-1),
|
| 59 |
+
\]
|
| 60 |
+
such that $T$ dominates $\bigcup_{i\in I}A_i$.
|
| 61 |
+
\end{lemma}
|
| 62 |
+
|
| 63 |
+
\begin{proof}
|
| 64 |
+
We grow a set of vertices with small size compared with the number
|
| 65 |
+
of parts it reaches. Whenever it does not yet dominate those parts,
|
| 66 |
+
we use an undominated vertex to reach another part. A minimality
|
| 67 |
+
condition on the transversals prevents this growth from stopping
|
| 68 |
+
without the required domination certificate.
|
| 69 |
+
|
| 70 |
+
Choose an inclusion-minimal nonempty subfamily of parts with no
|
| 71 |
+
independent transversal, and distinguish one part $A_*$ of this
|
| 72 |
+
subfamily. Let $\mathcal U$ be the family of independent transversals of
|
| 73 |
+
all its other parts. Minimality makes $\mathcal U$ nonempty. The
|
| 74 |
+
deficient subfamily has at least two parts, since every part is nonempty.
|
| 75 |
+
|
| 76 |
+
Choose any $x_1\in A_*$. Among $U\in\mathcal U$, minimize
|
| 77 |
+
$|N(x_1)\cap U|$, where $N(x)$ denotes the neighborhood of $x$ in $G$.
|
| 78 |
+
Fix a minimizer and write $Y_1=N(x_1)\cap U$. This set is nonempty:
|
| 79 |
+
otherwise adjoining $x_1$ would give an independent transversal of the
|
| 80 |
+
deficient subfamily.
|
| 81 |
+
|
| 82 |
+
Inductively, suppose that vertices $x_1,\ldots,x_j$ and sets
|
| 83 |
+
$Y_1,\ldots,Y_j$ have been fixed with the following properties:
|
| 84 |
+
\begin{enumerate}
|
| 85 |
+
\item The sets $Y_a$ are nonempty and pairwise disjoint, and some
|
| 86 |
+
$U\in\mathcal U$ jointly realizes all the equalities
|
| 87 |
+
\[
|
| 88 |
+
N(x_a)\cap U=Y_a\qquad(1\le a\le j).
|
| 89 |
+
\]
|
| 90 |
+
\item At stage $a$, the size $|Y_a|$ was minimized over all
|
| 91 |
+
$U\in\mathcal U$ satisfying the already fixed equalities for indices
|
| 92 |
+
smaller than $a$.
|
| 93 |
+
\item Each $x_a$ lies either in $A_*$ or in a part represented by a
|
| 94 |
+
vertex of some earlier $Y_b$, with $b<a$.
|
| 95 |
+
\end{enumerate}
|
| 96 |
+
Let $Y=\bigcup_{a=1}^jY_a$, let $I$ consist of the distinguished part
|
| 97 |
+
and all parts represented in $Y$, and put
|
| 98 |
+
\[
|
| 99 |
+
T=\{x_1,\ldots,x_j\}\cup Y.
|
| 100 |
+
\]
|
| 101 |
+
By joint realization, the vertices of $Y$ occupy distinct parts, none
|
| 102 |
+
of them $A_*$. Thus $|I|=|Y|+1$, while nonemptiness of the $Y_a$ gives
|
| 103 |
+
$j\le |Y|$. The third invariant shows that $T$ lies in the union of
|
| 104 |
+
the parts indexed by $I$, and
|
| 105 |
+
\[
|
| 106 |
+
|T|\le j+|Y|\le 2|Y|=2(|I|-1).
|
| 107 |
+
\]
|
| 108 |
+
If $T$ dominates this union, we have the required certificate.
|
| 109 |
+
|
| 110 |
+
Otherwise, choose a vertex $x_{j+1}$ in that union, outside $T$, with
|
| 111 |
+
no neighbor in $T$. Among the transversals realizing all the current
|
| 112 |
+
equalities, choose $U$ minimizing $|N(x_{j+1})\cap U|$, and set
|
| 113 |
+
\[
|
| 114 |
+
Y_{j+1}=N(x_{j+1})\cap U.
|
| 115 |
+
\]
|
| 116 |
+
This set avoids all the previous $Y_a$, because $x_{j+1}$ has no
|
| 117 |
+
neighbor in $T$. We claim it is nonempty.
|
| 118 |
+
|
| 119 |
+
If it were empty and $x_{j+1}\in A_*$, then $U\cup\{x_{j+1}\}$
|
| 120 |
+
would be an independent transversal of the deficient subfamily.
|
| 121 |
+
Otherwise, the part of $x_{j+1}$ contains a unique vertex $y$ of $Y$,
|
| 122 |
+
say $y\in Y_b$. The transversal $U$ uses $y$ in that part, so
|
| 123 |
+
$x_{j+1}\notin U$. Replace $y$ by $x_{j+1}$ to form
|
| 124 |
+
\[
|
| 125 |
+
U'=(U\setminus\{y\})\cup\{x_{j+1}\}.
|
| 126 |
+
\]
|
| 127 |
+
Since $N(x_{j+1})\cap U=\varnothing$, this is again an independent
|
| 128 |
+
transversal of the nondistinguished parts. For every $a<b$, the vertex
|
| 129 |
+
$y$ does not belong to $Y_a$, and the new vertex is not adjacent to
|
| 130 |
+
$x_a$. Consequently the exact earlier equalities are preserved:
|
| 131 |
+
\[
|
| 132 |
+
N(x_a)\cap U'=Y_a\qquad(a<b).
|
| 133 |
+
\]
|
| 134 |
+
For $a=b$, the replacement removes the neighbor $y$ and adds no neighbor,
|
| 135 |
+
so
|
| 136 |
+
\[
|
| 137 |
+
|N(x_b)\cap U'|=|Y_b|-1.
|
| 138 |
+
\]
|
| 139 |
+
This contradicts the minimum imposed at stage $b$. Notice that the
|
| 140 |
+
contradiction uses only the equalities preceding stage $b$; preservation
|
| 141 |
+
of later equalities is not required.
|
| 142 |
+
|
| 143 |
+
Thus $Y_{j+1}$ is nonempty and all the induction invariants continue to
|
| 144 |
+
hold. Each continuation adds vertices in previously unrepresented
|
| 145 |
+
parts to $Y$, whereas all of $Y$ lies in one transversal of the fixed
|
| 146 |
+
nondistinguished subfamily. There can be only finitely many
|
| 147 |
+
continuations. The process must therefore stop with a dominating set
|
| 148 |
+
$T$, proving the lemma.
|
| 149 |
+
\end{proof}
|
| 150 |
+
|
| 151 |
+
\begin{proof}[Proof of Theorem~\ref{thm:selection}]
|
| 152 |
+
The case $n=0$ is immediate, so suppose $n\ge1$. Fix $D$ and, for the
|
| 153 |
+
moment, a constant integer $K\ge6$. We will choose $K$ sufficiently
|
| 154 |
+
large in terms of $D$ at the end.
|
| 155 |
+
|
| 156 |
+
Form a graph whose vertices are the candidate positions $(i,k)$,
|
| 157 |
+
partitioned into the $n$ pools. Put an edge between candidates in
|
| 158 |
+
different pools precisely when their translates conflict. Candidate
|
| 159 |
+
positions are distinct vertices even when their sampled shifts happen
|
| 160 |
+
to coincide. An independent transversal in this graph is exactly a
|
| 161 |
+
selection as in the theorem.
|
| 162 |
+
|
| 163 |
+
By Lemma~\ref{sel-domination}, it suffices to show that, with probability
|
| 164 |
+
tending to one, there are no nonempty index sets $I$, with $|I|=m$, and
|
| 165 |
+
sets $T$ of at most $2m$ candidate positions in those pools that dominate
|
| 166 |
+
their union. We use the slightly weaker bound $2m$ to simplify the
|
| 167 |
+
counting. Throughout the probability estimates, $I$ and $T$ are fixed
|
| 168 |
+
sets of indices before any shifts are exposed.
|
| 169 |
+
|
| 170 |
+
The proof splits according to $m$, the number of pools in the
|
| 171 |
+
certificate. When $m$ is small, the forbidden lines associated with
|
| 172 |
+
$T$ occupy only a small part of each candidate's possible shifts.
|
| 173 |
+
When $m$ is proportional to $q$, that direct bound is insufficient.
|
| 174 |
+
Instead, we expose $T$ in a bounded number of chunks and prove that
|
| 175 |
+
a positive average proportion of shifts remains feasible. Crucially,
|
| 176 |
+
this proportion will depend only on $D$, so we may subsequently choose
|
| 177 |
+
$K$ large enough that the unused candidates defeat all certificates.
|
| 178 |
+
|
| 179 |
+
\paragraph{Forbidden equations and counting possible certificates.}
|
| 180 |
+
For every direction $d$ in use, fix a nonzero linear functional
|
| 181 |
+
$\pi_d:\F_q^2\to\F_q$ whose kernel is $d$. After exposing the shifts
|
| 182 |
+
of the candidates $e\in T$, call a shift $b\in\F_q^2$ \emph{feasible
|
| 183 |
+
for target $i$} if, for every such $e$, with source-pool index $j$, it
|
| 184 |
+
avoids every equation
|
| 185 |
+
\begin{equation}\label{sel-forbidden}
|
| 186 |
+
\pi_d(b)=\pi_d(b_e)+\pi_d(v-u),
|
| 187 |
+
\qquad
|
| 188 |
+
u\in W_i,\quad v\in W_j,\quad d\in D_i\cup D_j.
|
| 189 |
+
\end{equation}
|
| 190 |
+
We impose these prohibitions even when $i=j$. This only makes
|
| 191 |
+
feasibility more restrictive. A feasible candidate outside $T$ has no
|
| 192 |
+
neighbor in $T$, so its existence prevents domination.
|
| 193 |
+
|
| 194 |
+
Set
|
| 195 |
+
\begin{equation}\label{sel-constants}
|
| 196 |
+
C=2D^3,\qquad c_1=\frac1{4C},\qquad \alpha=\frac1{2C}.
|
| 197 |
+
\end{equation}
|
| 198 |
+
For one target $i$ and one exposed candidate $e$, there are at most $C$
|
| 199 |
+
equations in \eqref{sel-forbidden}. This remains true if the two lists
|
| 200 |
+
$D_i$ and $D_j$ are counted separately, retaining duplicate directions.
|
| 201 |
+
Each equation excludes one affine line, containing exactly $q$ shifts.
|
| 202 |
+
|
| 203 |
+
The number of choices of $I$ is at most
|
| 204 |
+
\[
|
| 205 |
+
\binom{n}{m}\le\left(\frac{eDq}{m}\right)^m.
|
| 206 |
+
\]
|
| 207 |
+
There is an absolute constant $C_*>0$ such that, for $K\ge6$, the number
|
| 208 |
+
of candidate-index sets $T$ in these pools with $|T|\le2m$ is at most
|
| 209 |
+
\begin{equation}\label{sel-certificate-count}
|
| 210 |
+
\sum_{t=0}^{2m}\binom{Km}{t}\le (C_*K^2)^m.
|
| 211 |
+
\end{equation}
|
| 212 |
+
For example, the usual bound
|
| 213 |
+
$\sum_{t=0}^{r}\binom Nt\le(eN/r)^r$ for $1\le r\le N/2$
|
| 214 |
+
applies with $N=Km$ and $r=2m$.
|
| 215 |
+
|
| 216 |
+
\paragraph{The range $1\le m\le c_1q$.}
|
| 217 |
+
Condition on all the exposed shifts in $T$. A fresh uniform shift for
|
| 218 |
+
any target $i\in I$ is infeasible with probability at most
|
| 219 |
+
\[
|
| 220 |
+
\frac{C|T|}{q}\le\frac{2Cm}{q}\le\frac12.
|
| 221 |
+
\]
|
| 222 |
+
At least $(K-2)m$ candidate positions in the target pools remain
|
| 223 |
+
unexposed. Their shifts are conditionally independent and uniform.
|
| 224 |
+
Thus the probability that $T$ dominates, for this fixed $I,T$, is at most
|
| 225 |
+
\begin{equation}\label{sel-small-probability}
|
| 226 |
+
\left(\frac{2Cm}{q}\right)^{(K-2)m}.
|
| 227 |
+
\end{equation}
|
| 228 |
+
Combining this with the counts of $I$ and $T$, the probability of a
|
| 229 |
+
dominating certificate of size parameter $m$ is at most
|
| 230 |
+
\begin{equation}\label{sel-small-sum}
|
| 231 |
+
\left[
|
| 232 |
+
2CeD C_*K^2
|
| 233 |
+
\left(\frac{2Cm}{q}\right)^{K-3}
|
| 234 |
+
\right]^m.
|
| 235 |
+
\end{equation}
|
| 236 |
+
Choose $K$ large enough that
|
| 237 |
+
\begin{equation}\label{sel-small-K}
|
| 238 |
+
2CeD C_*K^2\,2^{-(K-3)}\le\frac12.
|
| 239 |
+
\end{equation}
|
| 240 |
+
Then the bracket in \eqref{sel-small-sum} is at most $1/2$ throughout
|
| 241 |
+
this range, and tends to zero for every fixed positive $m$. Summing
|
| 242 |
+
over $m$ gives $o(1)$: for a fixed cutoff, the finite initial sum tends
|
| 243 |
+
to zero, while the remaining terms are bounded by a geometric tail.
|
| 244 |
+
|
| 245 |
+
\paragraph{A feasible-density estimate for $m>c_1q$.}
|
| 246 |
+
We prove that there is a constant $\delta_1>0$, depending only on $D$
|
| 247 |
+
and not on $K$, such that for every fixed $I,T$ in this range,
|
| 248 |
+
\begin{equation}\label{sel-density-target}
|
| 249 |
+
\Pr\!\left[
|
| 250 |
+
\sum_{i\in I}|U_i^{\mathrm{fin}}|<\delta_1mq^2
|
| 251 |
+
\right]
|
| 252 |
+
\le \exp\bigl(-\Omega_D(q\log q)\bigr).
|
| 253 |
+
\end{equation}
|
| 254 |
+
Here $U_i^{\mathrm{fin}}$ is the set of shifts feasible for target $i$
|
| 255 |
+
after all candidates in $T$ have been exposed. The estimate is uniform
|
| 256 |
+
in $I,T$ and the configuration data. The lower cutoff on $q$ may
|
| 257 |
+
depend on the fixed value of $K$.
|
| 258 |
+
|
| 259 |
+
Expose the candidate positions of $T$ in a fixed order, divided into
|
| 260 |
+
consecutive chunks of size at most $\lfloor\alpha q\rfloor$, with all
|
| 261 |
+
but the last having that size. For sufficiently large $q$,
|
| 262 |
+
$\lfloor\alpha q\rfloor\ge\alpha q/2$. Since $|T|\le2m\le2Dq$,
|
| 263 |
+
the number of chunks is at most
|
| 264 |
+
\begin{equation}\label{sel-chunk-count}
|
| 265 |
+
J_0=\left\lceil\frac{4D}{\alpha}+1\right\rceil.
|
| 266 |
+
\end{equation}
|
| 267 |
+
In particular, this bound does not involve $K$. If $T$ is empty, the
|
| 268 |
+
desired feasible-density estimate holds deterministically; otherwise
|
| 269 |
+
there is at least one chunk.
|
| 270 |
+
|
| 271 |
+
At the start of a chunk, condition on all shifts previously exposed.
|
| 272 |
+
Let $U_i$ be the set of shifts still feasible for target $i$, and write
|
| 273 |
+
\[
|
| 274 |
+
M=\sum_{i\in I}|U_i|.
|
| 275 |
+
\]
|
| 276 |
+
For the analysis of this chunk we keep all these sets frozen at their
|
| 277 |
+
start values. They are now deterministic, while the shifts belonging
|
| 278 |
+
to the new chunk are independent uniform vectors.
|
| 279 |
+
|
| 280 |
+
For an entry $e$ of the chunk, with source-pool index $j$, define $Z_e$
|
| 281 |
+
by summing, over all equations \eqref{sel-forbidden} associated with
|
| 282 |
+
$i\in I$ and $e$, the number of shifts $b\in U_i$ satisfying that
|
| 283 |
+
equation. Count the $D_i$ and $D_j$ lists separately, including
|
| 284 |
+
duplicates. A shift deleted more than once is therefore counted more
|
| 285 |
+
than once, which is harmless for an upper bound on loss. Each line
|
| 286 |
+
contains at most $q$ shifts, and each of its right-hand sides is uniform
|
| 287 |
+
in $\F_q$. Consequently,
|
| 288 |
+
\begin{equation}\label{sel-Z-basic}
|
| 289 |
+
0\le Z_e\le Cmq,
|
| 290 |
+
\qquad \E Z_e\le \frac{CM}{q}.
|
| 291 |
+
\end{equation}
|
| 292 |
+
All expectations and variances in the following chunk calculation are
|
| 293 |
+
conditional on the fixed past.
|
| 294 |
+
|
| 295 |
+
\paragraph{The terms whose directions belong to the target.}
|
| 296 |
+
The expectation bound alone does not control the loss in a chunk.
|
| 297 |
+
We estimate its fluctuations by separating the two direction lists
|
| 298 |
+
in each forbidden equation. Bounded reuse of target directions handles
|
| 299 |
+
one list; the affine second moment will handle the source list.
|
| 300 |
+
Write
|
| 301 |
+
\[
|
| 302 |
+
Z_e=Z_e^{(1)}+Z_e^{(2)},
|
| 303 |
+
\]
|
| 304 |
+
where $Z_e^{(1)}$ uses the list $D_i$ in each target, and $Z_e^{(2)}$
|
| 305 |
+
uses the list $D_j$ of the source. Group the terms of $Z_e^{(1)}$ by
|
| 306 |
+
direction. The group for $d$ is a function only of $\pi_d(b_e)$.
|
| 307 |
+
For distinct directions $d,d'$, the functionals $\pi_d,\pi_{d'}$ are
|
| 308 |
+
linearly independent, so
|
| 309 |
+
\[
|
| 310 |
+
b_e\longmapsto\bigl(\pi_d(b_e),\pi_{d'}(b_e)\bigr)
|
| 311 |
+
\]
|
| 312 |
+
is a bijection from $\F_q^2$ to itself. The two coordinates are
|
| 313 |
+
therefore independent and uniform. The direction groups are pairwise
|
| 314 |
+
independent, which suffices for adding their variances.
|
| 315 |
+
|
| 316 |
+
There are at most $Dm$ such groups. Each direction belongs to at most
|
| 317 |
+
$D$ target direction sets; for each associated target-source pair
|
| 318 |
+
there are at most $D^2$ choices of $(u,v)$. Thus every group is bounded
|
| 319 |
+
by $D^3q$, and
|
| 320 |
+
\begin{equation}\label{sel-first-variance}
|
| 321 |
+
\operatorname{Var}(Z_e^{(1)})\le D^7mq^2.
|
| 322 |
+
\end{equation}
|
| 323 |
+
|
| 324 |
+
\paragraph{The terms whose directions belong to the source.}
|
| 325 |
+
For each target $i$ and each direction $d$, define the variance of its
|
| 326 |
+
parallel line slices by
|
| 327 |
+
\begin{equation}\label{sel-slice-variance}
|
| 328 |
+
V_{i,d}=\frac1q\sum_{\ell\parallel d}
|
| 329 |
+
\left(|U_i\cap\ell|-\frac{|U_i|}{q}\right)^2,
|
| 330 |
+
\end{equation}
|
| 331 |
+
where the sum is over the $q$ affine lines of direction $d$.
|
| 332 |
+
These variances obey the exact identity
|
| 333 |
+
\begin{equation}\label{sel-energy}
|
| 334 |
+
\sum_d V_{i,d}
|
| 335 |
+
=|U_i|-\frac{|U_i|^2}{q^2}
|
| 336 |
+
\le |U_i|\le q^2,
|
| 337 |
+
\end{equation}
|
| 338 |
+
where the sum runs over all $q+1$ directions. This is precisely the
|
| 339 |
+
normalized affine second-moment identity
|
| 340 |
+
in~\cite[Lemma~A.1]{OpenAI2026Balanced}, applied to $U_i\subseteq\F_q^2$.
|
| 341 |
+
That identity holds for every subset of every finite affine plane;
|
| 342 |
+
it has no randomness, characteristic, or subfield hypothesis. Thus it
|
| 343 |
+
applies after conditioning on any history of earlier chunks. This is
|
| 344 |
+
the reason we can control all source directions even when the feasible
|
| 345 |
+
sets $U_i$ have complicated shapes.
|
| 346 |
+
|
| 347 |
+
Every individual summand of $Z_e^{(2)}$ associated with $i,d,u,v$ is a
|
| 348 |
+
uniformly sampled line-slice count, with its slice index translated by
|
| 349 |
+
a fixed offset. Its variance is therefore $V_{i,d}$. There are at
|
| 350 |
+
most $D^3m$ summands, and each pair $(i,d)$ is repeated at most $D^2$
|
| 351 |
+
times. Cauchy--Schwarz applied to their centered sum, without any
|
| 352 |
+
independence assumption, gives
|
| 353 |
+
\begin{equation}\label{sel-second-variance}
|
| 354 |
+
\operatorname{Var}(Z_e^{(2)})
|
| 355 |
+
\le D^5m A_e,
|
| 356 |
+
\qquad
|
| 357 |
+
A_e:=\sum_{i\in I}\sum_{d\in D_j}V_{i,d}.
|
| 358 |
+
\end{equation}
|
| 359 |
+
|
| 360 |
+
Each source pool contributes at most $K$ entries to the chunk, and
|
| 361 |
+
each direction belongs to at most $D$ source direction sets.
|
| 362 |
+
Consequently, by \eqref{sel-energy},
|
| 363 |
+
\begin{equation}\label{sel-exception-energy}
|
| 364 |
+
\sum_{e\text{ in the chunk}} A_e
|
| 365 |
+
\le KD\sum_{i\in I}\sum_d V_{i,d}
|
| 366 |
+
\le KDmq^2.
|
| 367 |
+
\end{equation}
|
| 368 |
+
Call an entry \emph{regular} if $A_e\le mq^{3/2}$. There are at most
|
| 369 |
+
$KD\sqrt q$ irregular entries. For a regular entry,
|
| 370 |
+
\eqref{sel-first-variance}, \eqref{sel-second-variance}, and
|
| 371 |
+
$\operatorname{Var}(X+Y)\le2\operatorname{Var}(X)+2\operatorname{Var}(Y)$
|
| 372 |
+
give
|
| 373 |
+
\begin{equation}\label{sel-regular-variance}
|
| 374 |
+
\operatorname{Var}(Z_e)
|
| 375 |
+
\le 2D^7mq^2+2D^5m^2q^{3/2}.
|
| 376 |
+
\end{equation}
|
| 377 |
+
For a fixed constant $\gamma>0$, Chebyshev's inequality and
|
| 378 |
+
\eqref{sel-Z-basic} therefore imply
|
| 379 |
+
\begin{align}
|
| 380 |
+
\Pr\!\left[Z_e>\frac{CM}{q}+\gamma mq\right]
|
| 381 |
+
&\le \frac{2D^7}{\gamma^2m}
|
| 382 |
+
+\frac{2D^5}{\gamma^2\sqrt q}
|
| 383 |
+
\notag\\
|
| 384 |
+
&\le B_{D,\gamma}q^{-1/2}
|
| 385 |
+
\qquad\text{for regular }e,
|
| 386 |
+
\label{sel-regular-tail}
|
| 387 |
+
\end{align}
|
| 388 |
+
where $B_{D,\gamma}$ is independent of $K$. In the last step we used
|
| 389 |
+
$m>c_1q$.
|
| 390 |
+
|
| 391 |
+
\paragraph{Conditional independence and loss over one chunk.}
|
| 392 |
+
The preceding variance bounds show that each regular entry has a
|
| 393 |
+
small chance of removing far more than its expected share. We now
|
| 394 |
+
use independence within the chunk to show that few entries do so,
|
| 395 |
+
and convert that statement into a deterministic bound on the total
|
| 396 |
+
remaining feasible set.
|
| 397 |
+
|
| 398 |
+
The regularity of an entry is determined by the frozen sets $U_i$ and
|
| 399 |
+
its fixed source-pool index. In particular, it does not depend on its
|
| 400 |
+
fresh shift $b_e$. After conditioning on the past, the collection of
|
| 401 |
+
regular entries is fixed, and their variables $Z_e$ are independent
|
| 402 |
+
functions of independent shifts. Their common threshold in
|
| 403 |
+
\eqref{sel-regular-tail} is also fixed under this conditioning.
|
| 404 |
+
|
| 405 |
+
A union bound over subsets of regular entries, using the chunk size
|
| 406 |
+
bound and \eqref{sel-regular-tail}, shows that the probability of at
|
| 407 |
+
least $\gamma q$ threshold exceedances is at most
|
| 408 |
+
\begin{equation}\label{sel-chunk-tail}
|
| 409 |
+
2^{\lceil\alpha q\rceil}
|
| 410 |
+
\left(B_{D,\gamma}q^{-1/2}\right)^{\lceil\gamma q\rceil}
|
| 411 |
+
\le \exp(-c_{D,\gamma}q\log q)
|
| 412 |
+
\end{equation}
|
| 413 |
+
for all sufficiently large $q$, with $c_{D,\gamma}>0$ independent of
|
| 414 |
+
$K$. If there are fewer than $\lceil\gamma q\rceil$ regular entries,
|
| 415 |
+
the event in question is empty and the bound remains valid.
|
| 416 |
+
|
| 417 |
+
For each fixed $K$, we may also take $q$ sufficiently large that
|
| 418 |
+
\begin{equation}\label{sel-K-cutoff}
|
| 419 |
+
KD\sqrt q\le\gamma q.
|
| 420 |
+
\end{equation}
|
| 421 |
+
Except on the event in \eqref{sel-chunk-tail}, all but at most
|
| 422 |
+
$2\gamma q$ entries are regular and below the threshold: the exceptions
|
| 423 |
+
include all irregular entries. The actual loss of feasible shifts
|
| 424 |
+
within the chunk is at most $\sum_eZ_e$, because these counts used the
|
| 425 |
+
larger feasible sets at the start of the chunk. Bounding each
|
| 426 |
+
exceptional entry by $Cmq$ and all other entries by the threshold gives,
|
| 427 |
+
for the end-of-chunk value $M'$, the deterministic inequality
|
| 428 |
+
\begin{align}
|
| 429 |
+
M'
|
| 430 |
+
&\ge M-C\alpha M-\alpha\gamma mq^2-2C\gamma mq^2
|
| 431 |
+
\notag\\
|
| 432 |
+
&=(1-C\alpha)M-(\alpha+2C)\gamma mq^2
|
| 433 |
+
\notag\\
|
| 434 |
+
&=\frac12M-(\alpha+2C)\gamma mq^2.
|
| 435 |
+
\label{sel-chunk-recurrence}
|
| 436 |
+
\end{align}
|
| 437 |
+
|
| 438 |
+
Choose $\gamma>0$, depending only on $D$, so small that
|
| 439 |
+
\begin{equation}\label{sel-gamma-choice}
|
| 440 |
+
2(\alpha+2C)\gamma\le 2^{-J_0-1},
|
| 441 |
+
\qquad
|
| 442 |
+
\delta_1:=2^{-J_0-1}.
|
| 443 |
+
\end{equation}
|
| 444 |
+
At the beginning, before exposing $T$, every shift is feasible, so
|
| 445 |
+
$M=mq^2$. If all $J\le J_0$ chunks satisfy
|
| 446 |
+
\eqref{sel-chunk-recurrence}, iteration gives
|
| 447 |
+
\begin{align*}
|
| 448 |
+
\frac{M_{\mathrm{fin}}}{mq^2}
|
| 449 |
+
&\ge 2^{-J}-(\alpha+2C)\gamma
|
| 450 |
+
\sum_{a=0}^{J-1}2^{-a}\\
|
| 451 |
+
&\ge 2^{-J_0}-2(\alpha+2C)\gamma
|
| 452 |
+
\ge\delta_1.
|
| 453 |
+
\end{align*}
|
| 454 |
+
The conditional probability bound \eqref{sel-chunk-tail} holds for
|
| 455 |
+
every possible past. Averaging over the past and taking a union bound
|
| 456 |
+
over the at most $J_0$ chunks proves \eqref{sel-density-target}.
|
| 457 |
+
The constants $J_0$, $\gamma$, and $\delta_1$ depend only on $D$.
|
| 458 |
+
The dependence on $K$ in \eqref{sel-K-cutoff} affects only how large
|
| 459 |
+
$q$ must be, not these constants.
|
| 460 |
+
|
| 461 |
+
\paragraph{Unused candidates and the large-range union bound.}
|
| 462 |
+
We have established the required positive average feasible density
|
| 463 |
+
with a failure probability of order $\exp(-\Omega_D(q\log q))$.
|
| 464 |
+
There are only exponentially many candidate certificates, so this
|
| 465 |
+
error can be summed over all of them. On the successful event, the
|
| 466 |
+
unused candidates now supply the further exponential saving needed
|
| 467 |
+
to rule out domination.
|
| 468 |
+
|
| 469 |
+
Condition now on all the shifts belonging to $T$, and suppose the
|
| 470 |
+
feasible-density event in \eqref{sel-density-target} succeeds. Let
|
| 471 |
+
$t_i$ be the number of exposed candidate positions from pool $i$.
|
| 472 |
+
Every unused candidate from that pool remains independent and uniform,
|
| 473 |
+
and is feasible with probability $|U_i^{\mathrm{fin}}|/q^2$.
|
| 474 |
+
The probability that none of the unused candidates in the target pools
|
| 475 |
+
is feasible is therefore at most
|
| 476 |
+
\begin{align}
|
| 477 |
+
\prod_{i\in I}
|
| 478 |
+
\left(1-\frac{|U_i^{\mathrm{fin}}|}{q^2}\right)^{K-t_i}
|
| 479 |
+
&\le
|
| 480 |
+
\exp\!\left(-\sum_{i\in I}
|
| 481 |
+
(K-t_i)\frac{|U_i^{\mathrm{fin}}|}{q^2}\right)
|
| 482 |
+
\notag\\
|
| 483 |
+
&\le \exp\bigl(-(K\delta_1-2)m\bigr).
|
| 484 |
+
\label{sel-unused-candidates}
|
| 485 |
+
\end{align}
|
| 486 |
+
To obtain the last inequality, use
|
| 487 |
+
\[
|
| 488 |
+
\sum_{i\in I}\frac{|U_i^{\mathrm{fin}}|}{q^2}\ge\delta_1m,
|
| 489 |
+
\qquad
|
| 490 |
+
0\le\frac{|U_i^{\mathrm{fin}}|}{q^2}\le1,
|
| 491 |
+
\qquad
|
| 492 |
+
\sum_{i\in I}t_i=|T|\le2m.
|
| 493 |
+
\]
|
| 494 |
+
This argument also covers pools for which every candidate belongs to
|
| 495 |
+
$T$; it does not assume $K-t_i$ is positive in every target pool.
|
| 496 |
+
|
| 497 |
+
For $m>c_1q$, the number of pairs $I,T$ is at most $A_K^m$, where
|
| 498 |
+
\begin{equation}\label{sel-large-count}
|
| 499 |
+
A_K=\frac{eD}{c_1}C_*K^2.
|
| 500 |
+
\end{equation}
|
| 501 |
+
For each fixed pair, domination can occur only if the feasible-density
|
| 502 |
+
estimate fails or all unused candidates are infeasible despite its
|
| 503 |
+
success. The sum of the first failure probabilities over all
|
| 504 |
+
$m,I,T$ in the large range is bounded by
|
| 505 |
+
\[
|
| 506 |
+
\exp\bigl(O_{D,K}(q)\bigr)
|
| 507 |
+
\exp\bigl(-\Omega_D(q\log q)\bigr)=o(1).
|
| 508 |
+
\]
|
| 509 |
+
Here the number of choices is at most
|
| 510 |
+
$\sum_{m\le Dq}A_K^m=\exp(O_{D,K}(q))$, with $K$ fixed.
|
| 511 |
+
|
| 512 |
+
Finally choose $K$ sufficiently large, still depending only on $D$, so
|
| 513 |
+
that both \eqref{sel-small-K} and
|
| 514 |
+
\begin{equation}\label{sel-large-K}
|
| 515 |
+
A_K\exp(2-K\delta_1)<\frac12
|
| 516 |
+
\end{equation}
|
| 517 |
+
hold. Such a choice exists because $\delta_1>0$ does not depend on $K$,
|
| 518 |
+
whereas $A_K$ grows only quadratically in $K$. By
|
| 519 |
+
\eqref{sel-unused-candidates}, the sum of the remaining failure
|
| 520 |
+
probabilities is then at most
|
| 521 |
+
\[
|
| 522 |
+
\sum_{m>c_1q}
|
| 523 |
+
\left(A_K\exp(2-K\delta_1)\right)^m
|
| 524 |
+
\le\sum_{m>c_1q}2^{-m}=o(1).
|
| 525 |
+
\]
|
| 526 |
+
Together with the small-range estimate, this excludes all dominating
|
| 527 |
+
certificates with probability tending to one. Lemma~\ref{sel-domination}
|
| 528 |
+
therefore supplies an independent transversal, proving the theorem.
|
| 529 |
+
|
| 530 |
+
The choices have been made in the order
|
| 531 |
+
\[
|
| 532 |
+
D\ ;\quad C,c_1,\alpha,J_0,\gamma,\delta_1\ ;\quad K\ ;\quad q.
|
| 533 |
+
\]
|
| 534 |
+
In particular, $K$ is fixed before taking $q$ to infinity, and all
|
| 535 |
+
sufficiently-large-$q$ conditions may depend on that fixed $K$.
|
| 536 |
+
Every estimate above is uniform over the configurations and direction
|
| 537 |
+
sets subject to the bounds in the theorem.
|
| 538 |
+
\end{proof}
|
preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/paper.pdf
ADDED
|
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version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:ba76ca1f7af545c68090e0cfa1defba423af058cb4c0ac6087e563b5123b1eb7
|
| 3 |
+
size 544159
|
preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/README.md
ADDED
|
@@ -0,0 +1,18 @@
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|
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|
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|
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|
|
|
|
|
|
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|
|
|
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|
|
|
|
|
| 1 |
+
# [A Counterexample to Wall's D(2) Problem](wall-d2-counterexample.pdf)
|
| 2 |
+
|
| 3 |
+
**Author:** OpenAI
|
| 4 |
+
|
| 5 |
+
**Date:** October 6, 2026
|
| 6 |
+
|
| 7 |
+
## Citation
|
| 8 |
+
|
| 9 |
+
```bibtex
|
| 10 |
+
@misc{OAI:A-Counterexample-to-Walls-D2-Problem-October-6-2026,
|
| 11 |
+
author = {{OpenAI}},
|
| 12 |
+
title = {{A Counterexample to Wall's $D(2)$ Problem}},
|
| 13 |
+
howpublished = {OpenAI Math Release preprint
|
| 14 |
+
\href{https://github.com/openai/math/blob/main/preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/wall-d2-counterexample.pdf}{OAI:A-Counterexample-to-Walls-D2-Problem-October-6-2026}},
|
| 15 |
+
year = {2026}
|
| 16 |
+
}
|
| 17 |
+
```
|
| 18 |
+
|
preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/figures/tower.tex
ADDED
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\begin{tikzpicture}[
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>=Latex,
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every node/.style={font=\normalsize},
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every edge/.style={draw,->,semithick},
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+
baseline=(current bounding box.center)
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+
]
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+
\node (F) at (0,0) {$F$};
|
| 8 |
+
\node (next) at (3,1.1) {$A_{i+1}$};
|
| 9 |
+
\node (cover) at (6.2,1.1) {$\widehat A_i$};
|
| 10 |
+
\node (base) at (6.2,-1.1) {$A_i$};
|
| 11 |
+
\path (F) edge node[above,sloped] {$f_{i+1}$} (next);
|
| 12 |
+
\draw[semithick,{Hooks[right]}-Latex]
|
| 13 |
+
(next) -- node[above] {inclusion} (cover);
|
| 14 |
+
\path (cover) edge node[right] {$p_i$} (base);
|
| 15 |
+
\node[anchor=west,font=\small,align=left] at (6.85,0)
|
| 16 |
+
{infinite cyclic\\cover};
|
| 17 |
+
\path (F) edge node[below,sloped] {$f_i$} (base);
|
| 18 |
+
\node[font=\small] at (2.85,-1.85)
|
| 19 |
+
{$s(A_i)<s(A_{i+1})\leq s(F)$};
|
| 20 |
+
\end{tikzpicture}
|
preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/main.tex
ADDED
|
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| 1 |
+
\documentclass[11pt]{article}
|
| 2 |
+
\input{preamble}
|
| 3 |
+
\title{A Counterexample to Wall's \texorpdfstring{$D(2)$}{D(2)} Problem}
|
| 4 |
+
\author{OpenAI}
|
| 5 |
+
\date{October 6, 2026}
|
| 6 |
+
\begin{document}
|
| 7 |
+
\maketitle
|
| 8 |
+
\begin{abstract}
|
| 9 |
+
We give a negative answer to Wall's finite $D(2)$ problem. We construct
|
| 10 |
+
a finite connected three-dimensional CW complex satisfying the $D(2)$
|
| 11 |
+
finiteness condition but not homotopy equivalent to any finite CW complex
|
| 12 |
+
of dimension at most two. The example has infinite fundamental group.
|
| 13 |
+
\end{abstract}
|
| 14 |
+
\input{sections/01-introduction}
|
| 15 |
+
\input{sections/02-tower}
|
| 16 |
+
\input{sections/03-plus}
|
| 17 |
+
\input{sections/04-construction}
|
| 18 |
+
\bibliographystyle{alpha}
|
| 19 |
+
\bibliography{references}
|
| 20 |
+
\end{document}
|
preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/preamble.tex
ADDED
|
@@ -0,0 +1,27 @@
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| 1 |
+
\usepackage[T1]{fontenc}
|
| 2 |
+
\usepackage{lmodern}
|
| 3 |
+
\usepackage[margin=1in]{geometry}
|
| 4 |
+
\usepackage{amsmath,amssymb,amsthm,mathtools}
|
| 5 |
+
\usepackage{microtype,enumitem,needspace,placeins,xcolor,tikz,booktabs}
|
| 6 |
+
\usetikzlibrary{arrows.meta,positioning,calc}
|
| 7 |
+
\usepackage[colorlinks=true,linkcolor=blue!45!black,citecolor=blue!45!black,urlcolor=blue!45!black]{hyperref}
|
| 8 |
+
\hypersetup{pdftitle={A Counterexample to Wall's D(2) Problem},pdfauthor={OpenAI}}
|
| 9 |
+
\newtheorem{theorem}{Theorem}[section]
|
| 10 |
+
\newtheorem{proposition}[theorem]{Proposition}
|
| 11 |
+
\newtheorem{lemma}[theorem]{Lemma}
|
| 12 |
+
\newtheorem{corollary}[theorem]{Corollary}
|
| 13 |
+
\theoremstyle{definition}
|
| 14 |
+
\newtheorem{definition}[theorem]{Definition}
|
| 15 |
+
\newtheorem{remark}[theorem]{Remark}
|
| 16 |
+
\newcommand{\C}{\mathbb C}
|
| 17 |
+
\newcommand{\Z}{\mathbb Z}
|
| 18 |
+
\newcommand{\Q}{\mathbb Q}
|
| 19 |
+
\newcommand{\RP}{\mathbb{RP}}
|
| 20 |
+
\newcommand{\Hom}{\operatorname{Hom}}
|
| 21 |
+
\newcommand{\id}{\operatorname{id}}
|
| 22 |
+
\newcommand{\im}{\operatorname{im}}
|
| 23 |
+
\newcommand{\ab}{\mathrm{ab}}
|
| 24 |
+
\newcommand{\rk}{\operatorname{rank}}
|
| 25 |
+
\setlist[enumerate]{label=\textup{(\roman*)},leftmargin=*}
|
| 26 |
+
\setlength{\emergencystretch}{1.5em}
|
| 27 |
+
\allowdisplaybreaks[1]
|
preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/references.bib
ADDED
|
@@ -0,0 +1,148 @@
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|
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|
|
|
| 1 |
+
@article{Wall65,
|
| 2 |
+
author = {Wall, C. T. C.},
|
| 3 |
+
title = {Finiteness conditions for {CW}-complexes},
|
| 4 |
+
journal = {Annals of Mathematics. Second Series},
|
| 5 |
+
volume = {81},
|
| 6 |
+
number = {1},
|
| 7 |
+
year = {1965},
|
| 8 |
+
pages = {56--69},
|
| 9 |
+
doi = {10.2307/1970382}
|
| 10 |
+
}
|
| 11 |
+
|
| 12 |
+
@incollection{Wall79,
|
| 13 |
+
author = {Wall, C. T. C.},
|
| 14 |
+
title = {List of problems},
|
| 15 |
+
booktitle = {Homological Group Theory},
|
| 16 |
+
editor = {Wall, C. T. C.},
|
| 17 |
+
series = {London Mathematical Society Lecture Note Series},
|
| 18 |
+
volume = {36},
|
| 19 |
+
publisher = {Cambridge University Press},
|
| 20 |
+
address = {Cambridge},
|
| 21 |
+
year = {1979},
|
| 22 |
+
pages = {369--394}
|
| 23 |
+
}
|
| 24 |
+
|
| 25 |
+
@book{Johnson03,
|
| 26 |
+
author = {Johnson, F. E. A.},
|
| 27 |
+
title = {Stable Modules and the {D(2)}-Problem},
|
| 28 |
+
series = {London Mathematical Society Lecture Note Series},
|
| 29 |
+
volume = {301},
|
| 30 |
+
publisher = {Cambridge University Press},
|
| 31 |
+
address = {Cambridge},
|
| 32 |
+
year = {2003},
|
| 33 |
+
doi = {10.1017/CBO9780511550256}
|
| 34 |
+
}
|
| 35 |
+
|
| 36 |
+
@incollection{Cohen78,
|
| 37 |
+
author = {Cohen, J. M.},
|
| 38 |
+
title = {Complexes of cohomological dimension two},
|
| 39 |
+
booktitle = {Algebraic and Geometric Topology},
|
| 40 |
+
series = {Proceedings of Symposia in Pure Mathematics},
|
| 41 |
+
volume = {32},
|
| 42 |
+
publisher = {American Mathematical Society},
|
| 43 |
+
address = {Providence, RI},
|
| 44 |
+
year = {1978},
|
| 45 |
+
pages = {221--223},
|
| 46 |
+
note = {Part 2}
|
| 47 |
+
}
|
| 48 |
+
|
| 49 |
+
@article{Hambleton18,
|
| 50 |
+
author = {Hambleton, Ian},
|
| 51 |
+
title = {Two remarks on {Wall's D2} problem},
|
| 52 |
+
journal = {Mathematical Proceedings of the Cambridge Philosophical Society},
|
| 53 |
+
volume = {167},
|
| 54 |
+
year = {2019},
|
| 55 |
+
pages = {361--368}
|
| 56 |
+
}
|
| 57 |
+
|
| 58 |
+
@article{HofmannNicholson27,
|
| 59 |
+
author = {Hofmann, Tommy and Nicholson, John},
|
| 60 |
+
title = {Exotic presentations of quaternion groups and {Wall's D2} problem},
|
| 61 |
+
journal = {Journal of Algebra},
|
| 62 |
+
volume = {712},
|
| 63 |
+
year = {2027},
|
| 64 |
+
pages = {253--310},
|
| 65 |
+
doi = {10.1016/j.jalgebra.2026.06.040}
|
| 66 |
+
}
|
| 67 |
+
|
| 68 |
+
@article{Mannan09,
|
| 69 |
+
author = {Mannan, W. H.},
|
| 70 |
+
title = {{Quillen's} plus construction and the {D(2)} problem},
|
| 71 |
+
journal = {Algebraic \& Geometric Topology},
|
| 72 |
+
volume = {9},
|
| 73 |
+
number = {3},
|
| 74 |
+
year = {2009},
|
| 75 |
+
pages = {1399--1411},
|
| 76 |
+
doi = {10.2140/agt.2009.9.1399}
|
| 77 |
+
}
|
| 78 |
+
|
| 79 |
+
@article{Fox53,
|
| 80 |
+
author = {Fox, Ralph H.},
|
| 81 |
+
title = {Free differential calculus. {I}. {Derivation} in the free group ring},
|
| 82 |
+
journal = {Annals of Mathematics. Second Series},
|
| 83 |
+
volume = {57},
|
| 84 |
+
number = {3},
|
| 85 |
+
year = {1953},
|
| 86 |
+
pages = {547--560},
|
| 87 |
+
doi = {10.2307/1969736}
|
| 88 |
+
}
|
| 89 |
+
|
| 90 |
+
@article{Howie81Pairs,
|
| 91 |
+
author = {Howie, James},
|
| 92 |
+
title = {On pairs of 2-complexes and systems of equations over groups},
|
| 93 |
+
journal = {Journal f\"ur die reine und angewandte Mathematik},
|
| 94 |
+
volume = {324},
|
| 95 |
+
year = {1981},
|
| 96 |
+
pages = {165--174},
|
| 97 |
+
doi = {10.1515/crll.1981.324.165}
|
| 98 |
+
}
|
| 99 |
+
|
| 100 |
+
@article{LouderWilton17,
|
| 101 |
+
author = {Louder, Larsen and Wilton, Henry},
|
| 102 |
+
title = {Stackings and the {W}-cycles conjecture},
|
| 103 |
+
journal = {Canadian Mathematical Bulletin},
|
| 104 |
+
volume = {60},
|
| 105 |
+
number = {3},
|
| 106 |
+
year = {2017},
|
| 107 |
+
pages = {604--612}
|
| 108 |
+
}
|
| 109 |
+
|
| 110 |
+
@incollection{Quillen71,
|
| 111 |
+
author = {Quillen, Daniel},
|
| 112 |
+
title = {Cohomology of groups},
|
| 113 |
+
booktitle = {Actes du Congr\`es International des Math\'ematiciens (Nice, 1970)},
|
| 114 |
+
volume = {2},
|
| 115 |
+
publisher = {Gauthier-Villars},
|
| 116 |
+
address = {Paris},
|
| 117 |
+
year = {1971},
|
| 118 |
+
pages = {47--51}
|
| 119 |
+
}
|
| 120 |
+
|
| 121 |
+
@article{BridsonTweedale07,
|
| 122 |
+
author = {Bridson, Martin R. and Tweedale, Michael},
|
| 123 |
+
title = {Deficiency and abelianized deficiency of some virtually free groups},
|
| 124 |
+
journal = {Mathematical Proceedings of the Cambridge Philosophical Society},
|
| 125 |
+
volume = {143},
|
| 126 |
+
year = {2007},
|
| 127 |
+
pages = {257--264}
|
| 128 |
+
}
|
| 129 |
+
|
| 130 |
+
@article{MannanPopiel21,
|
| 131 |
+
author = {Mannan, W. H. and Popiel, Tomasz},
|
| 132 |
+
title = {An exotic presentation of {$Q_{28}$}},
|
| 133 |
+
journal = {Algebraic \& Geometric Topology},
|
| 134 |
+
volume = {21},
|
| 135 |
+
number = {4},
|
| 136 |
+
year = {2021},
|
| 137 |
+
pages = {2065--2084}
|
| 138 |
+
}
|
| 139 |
+
|
| 140 |
+
@article{Nicholson21,
|
| 141 |
+
author = {Nicholson, John},
|
| 142 |
+
title = {On {CW}-complexes over groups with periodic cohomology},
|
| 143 |
+
journal = {Transactions of the American Mathematical Society},
|
| 144 |
+
volume = {374},
|
| 145 |
+
number = {9},
|
| 146 |
+
year = {2021},
|
| 147 |
+
pages = {6531--6557}
|
| 148 |
+
}
|
preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/sections/01-introduction.tex
ADDED
|
@@ -0,0 +1,131 @@
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|
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|
|
| 1 |
+
\section{Introduction}\label{sec:introduction}
|
| 2 |
+
|
| 3 |
+
Wall's finiteness conditions ask when algebraic restrictions on a CW
|
| 4 |
+
complex force it to have a homotopy model of a prescribed dimension.
|
| 5 |
+
Let $X$ be a finite connected CW complex, let $G=\pi_1(X)$, and let
|
| 6 |
+
$\widetilde X$ be its universal cover. The $D(2)$ condition is
|
| 7 |
+
\begin{equation}\label{eq:d2-condition}
|
| 8 |
+
H_i(\widetilde X;\Z)=0\quad(i>2),\qquad
|
| 9 |
+
H^3(X;M)=0\quad\text{for every finitely generated }\Z G\text{-module }M,
|
| 10 |
+
\end{equation}
|
| 11 |
+
where cohomology uses the corresponding local coefficients.
|
| 12 |
+
The finite $D(2)$ problem asks whether every such $X$ is homotopy
|
| 13 |
+
equivalent to a finite CW complex of dimension at most two
|
| 14 |
+
\cite[Section~2]{Wall65}, \cite[Problem~D3]{Wall79}.
|
| 15 |
+
The finiteness of both complexes is part of the question, and no
|
| 16 |
+
asphericity hypothesis is imposed. This is also the formulation in
|
| 17 |
+
Hofmann--Nicholson~\cite[p.~254]{HofmannNicholson27}.
|
| 18 |
+
|
| 19 |
+
\begin{theorem}\label{thm:main}
|
| 20 |
+
There is a finite connected three-dimensional CW complex $X$ such that
|
| 21 |
+
\[
|
| 22 |
+
H_i(\widetilde X;\Z)=0\quad(i>2),\qquad
|
| 23 |
+
H^3(X;M)=0\quad\text{for every }\Z[\pi_1(X)]\text{-module }M,
|
| 24 |
+
\]
|
| 25 |
+
but $X$ is not homotopy equivalent to any finite CW complex of
|
| 26 |
+
dimension at most two.
|
| 27 |
+
\end{theorem}
|
| 28 |
+
|
| 29 |
+
The example has infinite fundamental group; the finiteness assertion
|
| 30 |
+
concerns its cell structure.
|
| 31 |
+
|
| 32 |
+
\subsection{Background and approach}
|
| 33 |
+
|
| 34 |
+
Wall introduced the dimension conditions in his work on finiteness
|
| 35 |
+
for CW complexes~\cite{Wall65}. His reduction produces a finite
|
| 36 |
+
three-dimensional model in the $D(2)$ case; the remaining question is
|
| 37 |
+
whether its three-dimensional cells can also be removed up to homotopy.
|
| 38 |
+
The problem reappeared as Problem~D3 in his 1979 list~\cite{Wall79}.
|
| 39 |
+
It lies at the interface between two-dimensional topology and the
|
| 40 |
+
realization of chain complexes over group rings. Johnson's work
|
| 41 |
+
\cite{Johnson03} develops this algebraic viewpoint and the role of
|
| 42 |
+
cancellation in passing from a stable realization to an actual
|
| 43 |
+
two-dimensional complex.
|
| 44 |
+
|
| 45 |
+
A stable form of the problem has a positive answer: adjoining
|
| 46 |
+
sufficiently many two-spheres makes a finite $D(2)$ complex homotopy
|
| 47 |
+
equivalent to a finite two-dimensional complex. This goes back to
|
| 48 |
+
Cohen~\cite{Cohen78}; Hambleton~\cite[Lemma~2.1]{Hambleton18} gives
|
| 49 |
+
a proof with the number of added spheres bounded by the number of
|
| 50 |
+
three-dimensional cells. Such stabilization does not answer the
|
| 51 |
+
unstabilized question. There are also substantial positive results
|
| 52 |
+
for particular fundamental groups. Hambleton~\cite[Theorem~B]{Hambleton18}
|
| 53 |
+
proves the $D(2)$ property for finite subgroups of $\operatorname{SO}(3)$.
|
| 54 |
+
More recently, Hofmann and Nicholson~\cite[Theorem~A]{HofmannNicholson27}
|
| 55 |
+
establish the $D(2)$ property for the generalized quaternion groups of
|
| 56 |
+
orders $24$ and $32$ and recover the order-$28$ case previously proved
|
| 57 |
+
using work of Mannan--Popiel and Nicholson~\cite{MannanPopiel21,Nicholson21}.
|
| 58 |
+
In particular,
|
| 59 |
+
they show that the longstanding candidate
|
| 60 |
+
with fundamental group of order $32$, proposed by Cohen and Dyer,
|
| 61 |
+
does have a finite two-dimensional model.
|
| 62 |
+
|
| 63 |
+
Candidate counterexamples have also come from relation modules.
|
| 64 |
+
A relation gap occurs when the relator subgroup of a free group needs
|
| 65 |
+
more normal generators than its abelianization needs as a module over
|
| 66 |
+
the quotient group ring.
|
| 67 |
+
Bridson and Tweedale~\cite[Sections~3--4]{BridsonTweedale07} use
|
| 68 |
+
coprime annihilation relations to reduce the number of module generators
|
| 69 |
+
and construct finite $D(2)$ complexes with virtually free fundamental
|
| 70 |
+
groups. Their failure to have finite two-dimensional models is conditional
|
| 71 |
+
on a relation-gap assertion.
|
| 72 |
+
|
| 73 |
+
We apply Quillen's plus construction~\cite{Quillen71}. It kills a
|
| 74 |
+
perfect normal subgroup of the fundamental
|
| 75 |
+
group while preserving homology with coefficients from the quotient.
|
| 76 |
+
Mannan~\cite[Section~2]{Mannan09} shows directly that applying it to a
|
| 77 |
+
finite two-dimensional complex along a finitely normally generated
|
| 78 |
+
perfect subgroup produces a finite $D(2)$ complex. He also proves
|
| 79 |
+
that every finite cohomologically two-dimensional three-dimensional
|
| 80 |
+
complex arises in this way up to homotopy
|
| 81 |
+
\cite[Theorem~3.4]{Mannan09}. Thus this construction supplies the
|
| 82 |
+
dimension condition; the task is to find an obstruction to a
|
| 83 |
+
two-dimensional model of its result.
|
| 84 |
+
|
| 85 |
+
Our obstruction uses a character. For a connected space $Y$, a
|
| 86 |
+
homomorphism $\rho:\pi_1(Y)\to\C^\times$ determines a
|
| 87 |
+
one-dimensional complex local system $L_\rho$. We prove that, when
|
| 88 |
+
$Y$ is a finite two-dimensional complex,
|
| 89 |
+
\begin{equation}\label{eq:obstruction-overview}
|
| 90 |
+
H_2(Y;L_\rho)=0
|
| 91 |
+
\quad\Longrightarrow\quad
|
| 92 |
+
\rho(g)=1\ \text{for every finite-order }g\in\pi_1(Y).
|
| 93 |
+
\end{equation}
|
| 94 |
+
The proof gives the stronger statement that every map $F\to Y$ from
|
| 95 |
+
a finite connected simplicial complex with $b_1(F;\Q)=0$ pulls $L_\rho$
|
| 96 |
+
back to a system with trivial monodromy. The method is a tower of
|
| 97 |
+
infinite cyclic covers and image subcomplexes, following the cyclic-tower
|
| 98 |
+
method of Howie~\cite{Howie81Pairs}; see also the formulation of
|
| 99 |
+
Louder--Wilton~\cite[Section~3]{LouderWilton17} and its account of
|
| 100 |
+
the earlier work of Papakyriakopoulos and Stallings. The additional input
|
| 101 |
+
is that vanishing of rank-one twisted second homology persists under
|
| 102 |
+
these cyclic covers, by a Laurent-polynomial rank argument.
|
| 103 |
+
|
| 104 |
+
\subsection{Proof structure}
|
| 105 |
+
|
| 106 |
+
Section~\ref{sec:tower} establishes this obstruction independently
|
| 107 |
+
of the construction. If a map $F\to Y$ violated it, its finite image
|
| 108 |
+
would have nonpositive Euler characteristic and hence admit an
|
| 109 |
+
infinite cyclic cover. The map lifts because $b_1(F;\Q)=0$.
|
| 110 |
+
Twisted second homology still vanishes upstairs, so the argument
|
| 111 |
+
can be repeated. Each lifted image contains strictly more simplices,
|
| 112 |
+
although all are images of the same fixed triangulated $F$. This
|
| 113 |
+
forces a contradiction.
|
| 114 |
+
|
| 115 |
+
Section~\ref{sec:plus} presents the finite plus construction with
|
| 116 |
+
its explicit cellular splitting. Section~\ref{sec:construction}
|
| 117 |
+
then gives a five-generator, four-relator presentation and a perfect
|
| 118 |
+
normal subgroup generated normally by two powers. The quotient has
|
| 119 |
+
an element of order two detected by a complex character. An exact
|
| 120 |
+
four-row boundary calculation shows that the presentation complex
|
| 121 |
+
has zero second homology with that character. The plus construction
|
| 122 |
+
preserves this vanishing and gives the required finite $D(2)$
|
| 123 |
+
complex. Equation~\eqref{eq:obstruction-overview} excludes its
|
| 124 |
+
two-dimensional realization.
|
| 125 |
+
|
| 126 |
+
The geometric obstruction and the finite plus construction play separate
|
| 127 |
+
roles: the former applies to any rank-one local system on a finite
|
| 128 |
+
two-dimensional complex, while the latter is standard once a suitable
|
| 129 |
+
perfect normal subgroup is available. Their combination makes the
|
| 130 |
+
failure of two-dimensional realization visible in a small twisted
|
| 131 |
+
cellular boundary matrix.
|
preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/sections/02-tower.tex
ADDED
|
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|
|
|
|
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|
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|
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|
|
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|
|
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|
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|
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|
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|
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|
|
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|
|
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|
|
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|
|
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|
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|
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|
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|
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|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{A tower obstruction in dimension two}
|
| 2 |
+
\label{sec:tower}
|
| 3 |
+
|
| 4 |
+
We first isolate the obstruction to a finite two-dimensional model.
|
| 5 |
+
Its input is the vanishing of second homology with a rank-one local
|
| 6 |
+
system. Its conclusion restricts the maps into the complex from finite
|
| 7 |
+
complexes with vanishing first rational Betti number. The case of a
|
| 8 |
+
Moore complex will then show that the corresponding character cannot
|
| 9 |
+
detect a finite-order element.
|
| 10 |
+
|
| 11 |
+
A \emph{rank-one complex local system} $L$ on a connected CW complex $T$
|
| 12 |
+
assigns a one-dimensional complex vector space to each point, with
|
| 13 |
+
parallel transport along paths that depends only on homotopy relative to
|
| 14 |
+
the endpoints. After choosing a basepoint and a basis of its fiber,
|
| 15 |
+
its monodromy is a character
|
| 16 |
+
\[
|
| 17 |
+
\rho:\pi_1(T)\longrightarrow\C^\times.
|
| 18 |
+
\]
|
| 19 |
+
We use ordinary homology with these coefficients. In module notation,
|
| 20 |
+
write $\C_\rho$ for the right $\Z[\pi_1(T)]$-module with
|
| 21 |
+
$v\cdot g=\rho(g)v$. If the universal-cover cellular chains carry the
|
| 22 |
+
left deck action, then
|
| 23 |
+
\[
|
| 24 |
+
C_*(T;L)
|
| 25 |
+
=\C_\rho\otimes_{\Z[\pi_1(T)]}C_*(\widetilde T;\Z).
|
| 26 |
+
\]
|
| 27 |
+
Thus cellular chains have finite support, even when $T$ is infinite.
|
| 28 |
+
Equivalently, $C_j(T;L)$ is the direct sum of one coefficient fiber for
|
| 29 |
+
each oriented $j$-cell, with boundary maps defined by parallel transport.
|
| 30 |
+
|
| 31 |
+
Two elementary consequences will be used throughout the proof. First,
|
| 32 |
+
if $A\subseteq T$ is a subcomplex and $\dim T\leq2$, then
|
| 33 |
+
\begin{equation}
|
| 34 |
+
H_2(A;L|_A)\longrightarrow H_2(T;L)
|
| 35 |
+
\quad\text{is injective}.
|
| 36 |
+
\label{eq:subcomplex-injection}
|
| 37 |
+
\end{equation}
|
| 38 |
+
Indeed, the cellular chain inclusion is injective, and in dimension at
|
| 39 |
+
most two the second homology is the kernel of the second boundary.
|
| 40 |
+
This argument requires no injectivity of $\pi_1(A)\to\pi_1(T)$.
|
| 41 |
+
Second, on a connected complex the zeroth homology is the space of
|
| 42 |
+
coinvariants,
|
| 43 |
+
\[
|
| 44 |
+
H_0(T;L)
|
| 45 |
+
=\C/\langle (\rho(g)-1)v:g\in\pi_1(T),\ v\in\C\rangle.
|
| 46 |
+
\]
|
| 47 |
+
Consequently, nontrivial monodromy implies $H_0(T;L)=0$.
|
| 48 |
+
|
| 49 |
+
The next lemma ensures that vanishing of second homology also survives
|
| 50 |
+
the covering operation needed in the tower.
|
| 51 |
+
|
| 52 |
+
\begin{lemma}[Infinite cyclic covers]
|
| 53 |
+
\label{lem:cyclic-cover}
|
| 54 |
+
Let $A$ be a finite connected CW complex of dimension at most two, let
|
| 55 |
+
$L$ be a rank-one complex local system on $A$, and let
|
| 56 |
+
$p:\widehat A\to A$ be a connected infinite cyclic cover. If
|
| 57 |
+
$H_2(A;L)=0$, then
|
| 58 |
+
\[
|
| 59 |
+
H_2(\widehat A;p^*L)=0.
|
| 60 |
+
\]
|
| 61 |
+
\end{lemma}
|
| 62 |
+
|
| 63 |
+
\begin{proof}
|
| 64 |
+
Choose a generator $\tau$ of the deck group and put
|
| 65 |
+
$R=\C[z,z^{-1}]$. There is a canonical deck action on the pulled-back
|
| 66 |
+
local system: in the fiber description of $p^*L$, it is
|
| 67 |
+
\begin{equation}
|
| 68 |
+
(\widehat x,v)\longmapsto(\tau\widehat x,v),
|
| 69 |
+
\qquad v\in L_{p(\widehat x)}.
|
| 70 |
+
\label{eq:canonical-deck-action}
|
| 71 |
+
\end{equation}
|
| 72 |
+
The equality $p\tau=p$ makes this action compatible with parallel
|
| 73 |
+
transport. Let $z$ act by this deck transformation. Choosing one lift
|
| 74 |
+
of each cell of $A$ and a basis in its coefficient fiber identifies
|
| 75 |
+
$C_j(\widehat A;p^*L)$ with a finite free $R$-module, of rank equal to
|
| 76 |
+
the number of $j$-cells of $A$.
|
| 77 |
+
|
| 78 |
+
Taking coinvariants of this deck action identifies translated cell
|
| 79 |
+
lifts and their coefficient fibers. It therefore gives an isomorphism
|
| 80 |
+
of chain complexes
|
| 81 |
+
\begin{equation}
|
| 82 |
+
C_*(\widehat A;p^*L)\otimes_R R/(z-1)
|
| 83 |
+
\cong C_*(A;L).
|
| 84 |
+
\label{eq:cyclic-specialization}
|
| 85 |
+
\end{equation}
|
| 86 |
+
In the chosen bases, let $D(z)$ be the matrix of the second boundary
|
| 87 |
+
upstairs, and let $m$ be its number of columns. The matrix $D(1)$ is
|
| 88 |
+
the second boundary downstairs, so it is injective by the hypothesis.
|
| 89 |
+
If $m=0$, there is nothing to prove. Otherwise, some $m\times m$ minor
|
| 90 |
+
of $D(1)$ is nonzero. The corresponding minor of $D(z)$ is consequently
|
| 91 |
+
a nonzero Laurent polynomial. Thus $D(z)$ has full column rank over
|
| 92 |
+
$\C(z)$ and is injective over $R$, since $R^m$ embeds in $\C(z)^m$.
|
| 93 |
+
There are no cells above dimension two, and hence
|
| 94 |
+
$H_2(\widehat A;p^*L)=\ker D(z)=0$.
|
| 95 |
+
\end{proof}
|
| 96 |
+
|
| 97 |
+
The following proof adapts the cyclic-tower method of
|
| 98 |
+
Howie~\cite{Howie81Pairs}, in which one alternates subcomplex inclusions
|
| 99 |
+
and infinite cyclic covers; see Louder--Wilton~\cite[Section~3]{LouderWilton17}.
|
| 100 |
+
Lemma~\ref{lem:cyclic-cover} supplies the property that persists along
|
| 101 |
+
the tower here: vanishing of twisted second homology.
|
| 102 |
+
|
| 103 |
+
\begin{theorem}[Tower obstruction]
|
| 104 |
+
\label{thm:tower}
|
| 105 |
+
Let $Y$ be a finite connected CW complex of dimension at most two, and
|
| 106 |
+
let $L$ be a rank-one complex local system on $Y$ with $H_2(Y;L)=0$.
|
| 107 |
+
There is no map $f:F\to Y$ from a finite connected simplicial complex
|
| 108 |
+
satisfying $b_1(F;\Q)=0$ for which $f^*L$ has nontrivial monodromy.
|
| 109 |
+
\end{theorem}
|
| 110 |
+
|
| 111 |
+
\begin{proof}
|
| 112 |
+
Suppose that such a map exists. We will repeatedly lift it to an
|
| 113 |
+
infinite cyclic cover and replace that cover by the image of the lift.
|
| 114 |
+
At every step the image will contain strictly more simplices, although
|
| 115 |
+
the domain retains one fixed finite triangulation. For a finite
|
| 116 |
+
simplicial complex $A$, write $s(A)$ for its number of nonempty simplices.
|
| 117 |
+
|
| 118 |
+
We first justify working simplicially without increasing the dimension
|
| 119 |
+
of $Y$. Its one-skeleton is a finite graph. Subdivide that graph to
|
| 120 |
+
make it simplicial and homotope each two-cell attaching map to an edge
|
| 121 |
+
path. After further subdivision if necessary, each nonconstant
|
| 122 |
+
attaching path can be represented by a map from a polygonal circle
|
| 123 |
+
with at least three edges, with every edge mapping homeomorphically
|
| 124 |
+
onto a graph edge. Replace the attachment by the mapping cylinder of this
|
| 125 |
+
map, capped by a disk along its free boundary circle. This merely
|
| 126 |
+
inserts a collar into the attached disk. The resulting cylinder has
|
| 127 |
+
one rectangle for each traversal of a graph edge. Each rectangle is
|
| 128 |
+
embedded, with its two upper vertices in the separate domain circle
|
| 129 |
+
and its two lower vertices at distinct endpoints of the graph edge.
|
| 130 |
+
After compatible subdivisions of boundary edges, triangulate each
|
| 131 |
+
rectangle from its own interior vertex and each capping disk from a
|
| 132 |
+
new interior vertex. This yields a finite simplicial complex even
|
| 133 |
+
when different rectangles traverse the same graph edge: their
|
| 134 |
+
interiors and upper edges remain distinct. A constant attaching map
|
| 135 |
+
contributes a triangulated two-sphere joined to the graph at one
|
| 136 |
+
vertex. Homotoping the attaching maps preserves the homotopy type,
|
| 137 |
+
so this construction gives a finite simplicial model of dimension at
|
| 138 |
+
most two.
|
| 139 |
+
|
| 140 |
+
Transfer $L$ and $f$ across this homotopy equivalence. Homotopy
|
| 141 |
+
invariance preserves both $H_2(Y;L)=0$ and the nontrivial pullback
|
| 142 |
+
monodromy. After a sufficiently fine subdivision of $F$, simplicial
|
| 143 |
+
approximation makes $f$ simplicial. Fix this triangulation of $F$
|
| 144 |
+
for the rest of the proof. Let $A_0=f(F)$, let $f_0:F\to A_0$ be the
|
| 145 |
+
corestriction, and let $L_0=L|_{A_0}$. The simplicial image $A_0$ is
|
| 146 |
+
a finite connected subcomplex, and
|
| 147 |
+
\eqref{eq:subcomplex-injection} gives $H_2(A_0;L_0)=0$.
|
| 148 |
+
|
| 149 |
+
Here is the inductive step. Suppose that $A_i$ is a finite connected
|
| 150 |
+
simplicial complex of dimension at most two, $f_i:F\to A_i$ is a
|
| 151 |
+
simplicial map onto its image $A_i$, and $L_i$ satisfies
|
| 152 |
+
\begin{equation}
|
| 153 |
+
H_2(A_i;L_i)=0,
|
| 154 |
+
\qquad f_i^*L_i\text{ has nontrivial monodromy}.
|
| 155 |
+
\label{eq:tower-invariants}
|
| 156 |
+
\end{equation}
|
| 157 |
+
The second condition implies that $L_i$ itself has nontrivial
|
| 158 |
+
monodromy, so $H_0(A_i;L_i)=0$. Since rank-one cellular chains have
|
| 159 |
+
the same dimensions as ordinary complex cellular chains, the Euler
|
| 160 |
+
characteristic gives
|
| 161 |
+
\[
|
| 162 |
+
\chi(A_i)=-\dim_\C H_1(A_i;L_i)\leq0.
|
| 163 |
+
\]
|
| 164 |
+
On the other hand,
|
| 165 |
+
\[
|
| 166 |
+
\chi(A_i)=1-b_1(A_i;\Q)+b_2(A_i;\Q).
|
| 167 |
+
\]
|
| 168 |
+
It follows that $b_1(A_i;\Q)\geq1$. The finitely generated
|
| 169 |
+
abelianization of $\pi_1(A_i)$ therefore has a nonzero free part,
|
| 170 |
+
and there is an epimorphism
|
| 171 |
+
$\phi_i:\pi_1(A_i)\twoheadrightarrow\Z$.
|
| 172 |
+
|
| 173 |
+
Let $p_i:\widehat A_i\to A_i$ be the connected cover corresponding to
|
| 174 |
+
$\ker\phi_i$. The composite $\phi_i(f_i)_*$ is zero: every
|
| 175 |
+
homomorphism $\pi_1(F)\to\Z$ factors through $H_1(F;\Z)$, which is
|
| 176 |
+
finite because $F$ is finite and $b_1(F;\Q)=0$.
|
| 177 |
+
Thus $f_i$ lifts to $\widetilde f_i:F\to\widehat A_i$.
|
| 178 |
+
Give the cover the lifted triangulation. The lift is simplicial on
|
| 179 |
+
the already fixed triangulation of $F$, since on each domain simplex
|
| 180 |
+
it is the lift of a simplicial map into a single target simplex.
|
| 181 |
+
No new subdivision of $F$ is needed.
|
| 182 |
+
|
| 183 |
+
Set
|
| 184 |
+
\[
|
| 185 |
+
A_{i+1}=\widetilde f_i(F),
|
| 186 |
+
\qquad L_{i+1}=(p_i^*L_i)|_{A_{i+1}},
|
| 187 |
+
\]
|
| 188 |
+
and corestrict the lift to $f_{i+1}:F\to A_{i+1}$.
|
| 189 |
+
Lemma~\ref{lem:cyclic-cover}, followed by
|
| 190 |
+
\eqref{eq:subcomplex-injection}, gives
|
| 191 |
+
$H_2(A_{i+1};L_{i+1})=0$. Moreover,
|
| 192 |
+
$f_{i+1}^*L_{i+1}\cong f_i^*L_i$, so the nontrivial monodromy
|
| 193 |
+
persists. These are precisely the conditions
|
| 194 |
+
\eqref{eq:tower-invariants} needed to continue. Figure~\ref{fig:tower}
|
| 195 |
+
shows one step.
|
| 196 |
+
|
| 197 |
+
\begin{figure}[tb]
|
| 198 |
+
\centering
|
| 199 |
+
\input{figures/tower}
|
| 200 |
+
\caption{One step of the tower. The lifted map factors through its
|
| 201 |
+
finite image $A_{i+1}\subseteq\widehat A_i$, and the diagram commutes.
|
| 202 |
+
The domain $F$ keeps the same triangulation at every step; only the
|
| 203 |
+
indicated subcomplex arrow is an inclusion.}
|
| 204 |
+
\label{fig:tower}
|
| 205 |
+
\end{figure}
|
| 206 |
+
|
| 207 |
+
It remains to show that $s(A_i)$ increases strictly. The restriction
|
| 208 |
+
$p_i|_{A_{i+1}}$ maps onto $A_i$ and maps each
|
| 209 |
+
simplex isomorphically onto a simplex. Hence
|
| 210 |
+
$s(A_{i+1})\geq s(A_i)$. If equality held, there would be exactly
|
| 211 |
+
one simplex above each simplex of $A_i$, compatibly with all faces.
|
| 212 |
+
The restriction would then be a simplicial isomorphism. Its inverse,
|
| 213 |
+
followed by the inclusion into $\widehat A_i$, would give a section
|
| 214 |
+
of $p_i$. Such a section would make $(p_i)_*$ surjective, contrary
|
| 215 |
+
to
|
| 216 |
+
\[
|
| 217 |
+
\im(p_i)_*=\ker\phi_i\ne\pi_1(A_i).
|
| 218 |
+
\]
|
| 219 |
+
Thus $s(A_{i+1})>s(A_i)$. But every simplex of $A_i$ is the image
|
| 220 |
+
of a simplex in the fixed triangulation of $F$, so
|
| 221 |
+
\[
|
| 222 |
+
s(A_0)<s(A_1)<s(A_2)<\cdots\leq s(F).
|
| 223 |
+
\]
|
| 224 |
+
This is impossible, and the theorem follows.
|
| 225 |
+
\end{proof}
|
| 226 |
+
|
| 227 |
+
\Needspace{5\baselineskip}
|
| 228 |
+
The following consequence is the form used in the construction.
|
| 229 |
+
|
| 230 |
+
\begin{corollary}[Characters and torsion]
|
| 231 |
+
\label{cor:torsion}
|
| 232 |
+
Let $Y$ be a finite connected CW complex of dimension at most two.
|
| 233 |
+
If a character $\rho:\pi_1(Y)\to\C^\times$ satisfies
|
| 234 |
+
$H_2(Y;\C_\rho)=0$, then $\rho(g)=1$ for every finite-order
|
| 235 |
+
element $g\in\pi_1(Y)$.
|
| 236 |
+
\end{corollary}
|
| 237 |
+
|
| 238 |
+
\begin{proof}
|
| 239 |
+
Suppose that $g$ has finite order $n$ and $\rho(g)\ne1$; in
|
| 240 |
+
particular, $n\geq2$. Let
|
| 241 |
+
\[
|
| 242 |
+
M_n=S^1\cup_{\deg n}D^2
|
| 243 |
+
\]
|
| 244 |
+
be the Moore complex obtained by attaching a disk along a map of
|
| 245 |
+
degree $n$. A loop in $Y$ representing $g$ extends to a map
|
| 246 |
+
$M_n\to Y$, because its $n$th power is nullhomotopic. The cellular
|
| 247 |
+
boundary $C_2(M_n;\Z)\to C_1(M_n;\Z)$ is multiplication by $n$,
|
| 248 |
+
so $H_1(M_n;\Z)=\Z/n$ and $b_1(M_n;\Q)=0$. The pullback
|
| 249 |
+
character sends the circle generator to $\rho(g)\ne1$.
|
| 250 |
+
|
| 251 |
+
Use the finite simplicial model for $M_n$ constructed in the proof of
|
| 252 |
+
Theorem~\ref{thm:tower}, and compose its homotopy equivalence to
|
| 253 |
+
$M_n$ with the map to $Y$. This gives a finite connected simplicial
|
| 254 |
+
domain with vanishing first rational Betti number and nontrivial
|
| 255 |
+
pullback monodromy, contradicting that theorem. For $n=2$ the
|
| 256 |
+
standard model $M_2$ is $\RP^2$, the case needed below.
|
| 257 |
+
\end{proof}
|
preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/sections/03-plus.tex
ADDED
|
@@ -0,0 +1,117 @@
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|
|
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|
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|
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|
|
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|
|
|
|
|
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|
|
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|
|
|
|
|
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|
|
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|
|
|
|
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|
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|
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|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{A finite plus construction}\label{sec:plus}
|
| 2 |
+
|
| 3 |
+
We next recall how a finitely normally generated perfect subgroup
|
| 4 |
+
produces a finite $D(2)$ complex. This is the finite form of Quillen's
|
| 5 |
+
plus construction~\cite{Quillen71} used by Mannan~\cite[Section~2]{Mannan09}.
|
| 6 |
+
We give the construction because its cellular splitting proves both
|
| 7 |
+
the required cohomological vanishing and the preservation of the twisted
|
| 8 |
+
homology used in Section~\ref{sec:tower}.
|
| 9 |
+
|
| 10 |
+
Recall that a group $K$ is \emph{perfect} if $K=[K,K]$, or equivalently
|
| 11 |
+
if its abelianization $K_{\ab}$ is zero. A normal subgroup of a group
|
| 12 |
+
$P$ is \emph{finitely normally generated} if it is the normal closure
|
| 13 |
+
in $P$ of finitely many elements. This condition does not require
|
| 14 |
+
finite generation as an abstract group.
|
| 15 |
+
|
| 16 |
+
\begin{proposition}[Finite plus construction]\label{prop:plus}
|
| 17 |
+
Let $B$ be a finite connected CW complex of dimension at most two,
|
| 18 |
+
with $\pi_1(B)=P$. Suppose that the normal closure $K$ of elements
|
| 19 |
+
$t_1,\ldots,t_r\in P$ is perfect, and put $G=P/K$.
|
| 20 |
+
There is a finite complex $X\supseteq B$, obtained by attaching
|
| 21 |
+
$r$ cells of dimension two and $r$ cells of dimension three, such that:
|
| 22 |
+
\begin{enumerate}
|
| 23 |
+
\item the inclusion induces the quotient $P\to G$ on fundamental groups;
|
| 24 |
+
\item $H_i(\widetilde X;\Z)=0$ for every $i>2$, and
|
| 25 |
+
$H^3(X;M)=0$ for every left $\Z G$-module $M$;
|
| 26 |
+
\item for every right $\Z G$-module $N$, the inclusion induces
|
| 27 |
+
$H_*(B;N)\cong H_*(X;N)$, with the coefficients on $B$
|
| 28 |
+
pulled back along $P\to G$.
|
| 29 |
+
\end{enumerate}
|
| 30 |
+
\end{proposition}
|
| 31 |
+
|
| 32 |
+
\begin{proof}
|
| 33 |
+
Attach two-dimensional cells along loops representing $t_1,\ldots,t_r$,
|
| 34 |
+
and call the resulting complex $B'$. The van Kampen theorem gives
|
| 35 |
+
$\pi_1(B')=G$. Let $\overline B$ be the full preimage of $B$ in the
|
| 36 |
+
universal cover $\widetilde{B'}$. Since $P\to G$ is onto,
|
| 37 |
+
$\overline B$ is connected; it is the covering of $B$ corresponding
|
| 38 |
+
to $K$. Hence
|
| 39 |
+
\[
|
| 40 |
+
H_1(\overline B;\Z)=K_{\ab}=0.
|
| 41 |
+
\]
|
| 42 |
+
|
| 43 |
+
Write $R=\Z G$ and regard cellular chains of these covers as left
|
| 44 |
+
$R$-modules. The relative cellular complex
|
| 45 |
+
$C_*(\widetilde{B'},\overline B)$ consists of $R^r$ in degree two
|
| 46 |
+
and zero in every other degree. The homology exact sequence of the
|
| 47 |
+
pair therefore gives a surjection
|
| 48 |
+
\begin{equation}\label{eq:relative-surjection}
|
| 49 |
+
H_2(\widetilde{B'};\Z)
|
| 50 |
+
\longrightarrow H_2(\widetilde{B'},\overline B;\Z)=R^r.
|
| 51 |
+
\end{equation}
|
| 52 |
+
Choose classes $\alpha_1,\ldots,\alpha_r$ mapping to the standard
|
| 53 |
+
basis vectors, where the basis records chosen lifts and orientations
|
| 54 |
+
of the new cells. The space $\widetilde{B'}$ is simply connected, so
|
| 55 |
+
the degree-two Hurewicz theorem represents each $\alpha_j$ by a map
|
| 56 |
+
$S^2\to\widetilde{B'}$. Project these maps to $B'$ and attach one
|
| 57 |
+
three-dimensional cell along each projected map. This defines $X$.
|
| 58 |
+
Only finitely many cells have been added, and attaching the last cells
|
| 59 |
+
does not change the fundamental group.
|
| 60 |
+
|
| 61 |
+
The preimage of $B'$ in $\widetilde X$ is its universal cover, so we
|
| 62 |
+
may retain the notation $\widetilde{B'}$ and $\overline B$. In the
|
| 63 |
+
chosen cellular bases,
|
| 64 |
+
\[
|
| 65 |
+
C_3(\widetilde X)=R^r,
|
| 66 |
+
\qquad C_2(\widetilde X)=C_2(\overline B)\oplus R^r.
|
| 67 |
+
\]
|
| 68 |
+
Let $q:C_2(\widetilde X)\to R^r$ be projection onto the second
|
| 69 |
+
summand. The choice in \eqref{eq:relative-surjection} says exactly that
|
| 70 |
+
\begin{equation}\label{eq:split-boundary}
|
| 71 |
+
q\,\partial_3=\id_{R^r}.
|
| 72 |
+
\end{equation}
|
| 73 |
+
Indeed, the relative cellular boundary of the $j$th three-dimensional
|
| 74 |
+
cell is the $j$th basis vector; in the two-dimensional complex
|
| 75 |
+
$\widetilde{B'}$, a homology class is represented by its cellular
|
| 76 |
+
two-cycle without any ambiguity from three-boundaries.
|
| 77 |
+
|
| 78 |
+
Equation~\eqref{eq:split-boundary} proves that $\partial_3$ is
|
| 79 |
+
injective. There are no cells above dimension three, so
|
| 80 |
+
$H_i(\widetilde X;\Z)=0$ for all $i>2$. It also gives the
|
| 81 |
+
cohomological assertion directly. For any $R$-linear map
|
| 82 |
+
$\varphi:C_3(\widetilde X)\to M$, its extension
|
| 83 |
+
$\varphi q:C_2(\widetilde X)\to M$ satisfies
|
| 84 |
+
\[
|
| 85 |
+
(\varphi q)\partial_3=\varphi.
|
| 86 |
+
\]
|
| 87 |
+
Thus the cochain boundary
|
| 88 |
+
$\Hom_R(C_2(\widetilde X),M)\to\Hom_R(C_3(\widetilde X),M)$
|
| 89 |
+
is onto, and $H^3(X;M)=0$.
|
| 90 |
+
|
| 91 |
+
Finally, the relative cellular complex of $(\widetilde X,\overline B)$
|
| 92 |
+
is
|
| 93 |
+
\begin{equation}\label{eq:relative-complex}
|
| 94 |
+
0\longrightarrow R^r\xrightarrow{\,\id\,}R^r
|
| 95 |
+
\longrightarrow0,
|
| 96 |
+
\end{equation}
|
| 97 |
+
in degrees three and two. It is contractible. The short exact sequence
|
| 98 |
+
of absolute and relative cellular complexes is split in each degree,
|
| 99 |
+
since the cells of $\overline B$ form subsets of the chosen cellular
|
| 100 |
+
bases. Tensoring with any right $R$-module $N$ therefore leaves a short
|
| 101 |
+
exact sequence of complexes whose relative term is still contractible.
|
| 102 |
+
Its homology exact sequence gives
|
| 103 |
+
\[
|
| 104 |
+
H_*(N\otimes_R C_*(\overline B))
|
| 105 |
+
\cong H_*(N\otimes_R C_*(\widetilde X)).
|
| 106 |
+
\]
|
| 107 |
+
The left side computes $H_*(B;N)$: the coefficient action of $P$
|
| 108 |
+
factors through the deck group $G$ of $\overline B\to B$.
|
| 109 |
+
The right side computes $H_*(X;N)$, proving the last assertion.
|
| 110 |
+
\end{proof}
|
| 111 |
+
|
| 112 |
+
The splitting in \eqref{eq:split-boundary} is stronger than ordinary
|
| 113 |
+
third-homology vanishing: it makes the cohomology calculation work for
|
| 114 |
+
every coefficient module. In the application, we will choose $B$ and
|
| 115 |
+
$K$ so that a character of $G$ has vanishing second homology on $B$,
|
| 116 |
+
yet detects a torsion element of $G$. Proposition~\ref{prop:plus}
|
| 117 |
+
preserves that homology vanishing when passing to $X$.
|
preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/build/sections/04-construction.tex
ADDED
|
@@ -0,0 +1,189 @@
|
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|
|
|
|
|
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|
|
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|
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|
|
|
|
|
|
|
|
|
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|
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|
|
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|
|
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|
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|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{The counterexample}\label{sec:construction}
|
| 2 |
+
|
| 3 |
+
We now construct the presentation complex and perfect normal subgroup
|
| 4 |
+
needed in Proposition~\ref{prop:plus}. The quotient must contain torsion
|
| 5 |
+
detected by a character, and the corresponding local system on the
|
| 6 |
+
presentation complex must have vanishing second homology.
|
| 7 |
+
Perfectness will follow from
|
| 8 |
+
annihilation relations with coprime coefficients in the subgroup's
|
| 9 |
+
abelianization.
|
| 10 |
+
Related uses of coprime annihilators for relation modules appear in
|
| 11 |
+
Bridson--Tweedale~\cite[Proposition~3.3]{BridsonTweedale07}.
|
| 12 |
+
|
| 13 |
+
Let $B$ be the presentation complex of
|
| 14 |
+
\begin{equation}\label{eq:presentation}
|
| 15 |
+
P=\left\langle x_1,a_1,x_2,a_2,s\ \middle|\
|
| 16 |
+
\begin{aligned}
|
| 17 |
+
x_1a_1x_1^{-1}&=a_1^4,&
|
| 18 |
+
x_2a_2x_2^{-1}&=a_2^3,\\
|
| 19 |
+
x_1&=a_2^{13},&
|
| 20 |
+
s x_2 s^{-1}&=a_1^5
|
| 21 |
+
\end{aligned}\right\rangle.
|
| 22 |
+
\end{equation}
|
| 23 |
+
Thus $B$ has one vertex, five edges, and four two-dimensional cells.
|
| 24 |
+
Define
|
| 25 |
+
\[
|
| 26 |
+
t_1=x_1^2,\qquad t_2=x_2^3,\qquad
|
| 27 |
+
K=\langle\!\langle t_1,t_2\rangle\!\rangle_P,
|
| 28 |
+
\qquad G=P/K,
|
| 29 |
+
\]
|
| 30 |
+
where the double brackets denote normal closure in $P$.
|
| 31 |
+
Sending $s$ to $1\in\Z$ and the other four generators to zero
|
| 32 |
+
respects all these relations and descends to an epimorphism
|
| 33 |
+
$G\to\Z$. In particular, $G$ is infinite.
|
| 34 |
+
We use the commutator convention $[g,h]=ghg^{-1}h^{-1}$.
|
| 35 |
+
|
| 36 |
+
\begin{lemma}\label{lem:perfect}
|
| 37 |
+
The normal subgroup $K$ is perfect.
|
| 38 |
+
\end{lemma}
|
| 39 |
+
|
| 40 |
+
\begin{proof}
|
| 41 |
+
The exponents are matched by $4^2-1=15=3\cdot5$ and
|
| 42 |
+
$3^3-1=26=2\cdot13$, with $\gcd(15,26)=1$.
|
| 43 |
+
Conjugation by $t_1=x_1^2$ sends $a_1$ to $a_1^{16}$, while
|
| 44 |
+
conjugation by $t_2=x_2^3$ sends $a_2$ to $a_2^{27}$.
|
| 45 |
+
Squaring $x_1=a_2^{13}$ and cubing $s x_2s^{-1}=a_1^5$ now give
|
| 46 |
+
\begin{equation}\label{eq:commutators}
|
| 47 |
+
t_1=a_2^{26}=[t_2,a_2],
|
| 48 |
+
\qquad
|
| 49 |
+
s t_2 s^{-1}=a_1^{15}=[t_1,a_1].
|
| 50 |
+
\end{equation}
|
| 51 |
+
Write $K_{\ab}$ additively and let $u_j$ be the image of $t_j$.
|
| 52 |
+
Conjugation makes $K_{\ab}$ a left $\Z G$-module: every element
|
| 53 |
+
of $K$ acts trivially on its own abelianization. For $t\in K$,
|
| 54 |
+
the image of $[t,a]$ is $(1-a)[t]$. Consequently
|
| 55 |
+
\begin{equation}\label{eq:module-relations}
|
| 56 |
+
u_1=(1-a_2)u_2,
|
| 57 |
+
\qquad s u_2=(1-a_1)u_1.
|
| 58 |
+
\end{equation}
|
| 59 |
+
|
| 60 |
+
Since $t_1=a_2^{26}$, the element $a_2$ fixes $u_1$ and
|
| 61 |
+
$a_2^{26}$ acts trivially on all of $K_{\ab}$. Applying
|
| 62 |
+
$1+a_2+\cdots+a_2^{25}$ to the first equality gives
|
| 63 |
+
\[
|
| 64 |
+
26u_1=(1-a_2^{26})u_2=0.
|
| 65 |
+
\]
|
| 66 |
+
Likewise, $a_1$ fixes $s u_2$, because $s t_2s^{-1}=a_1^{15}$;
|
| 67 |
+
and $a_1^{15}$ acts trivially on $K_{\ab}$. Applying
|
| 68 |
+
$1+a_1+\cdots+a_1^{14}$ to the second equality gives
|
| 69 |
+
\[
|
| 70 |
+
15s u_2=(1-a_1^{15})u_1=0.
|
| 71 |
+
\]
|
| 72 |
+
The action of $s$ is invertible, so $15u_2=0$, and the first
|
| 73 |
+
equality of \eqref{eq:module-relations} then gives $15u_1=0$.
|
| 74 |
+
Since $15$ and $26$ are relatively prime, $u_1=0$. The second
|
| 75 |
+
equality gives $s u_2=0$, hence $u_2=0$.
|
| 76 |
+
|
| 77 |
+
Every element of $K$ is a product of $P$-conjugates of $t_1^{\pm1}$
|
| 78 |
+
and $t_2^{\pm1}$. Thus $u_1,u_2$ generate $K_{\ab}$ under
|
| 79 |
+
addition and the $P$-action. Their vanishing proves $K_{\ab}=0$.
|
| 80 |
+
\end{proof}
|
| 81 |
+
|
| 82 |
+
By Proposition~\ref{prop:plus}, there is a finite complex $X\supseteq B$
|
| 83 |
+
with fundamental group $G$, obtained by adding two two-dimensional
|
| 84 |
+
and two three-dimensional cells, such that
|
| 85 |
+
\begin{equation}\label{eq:d2-for-x}
|
| 86 |
+
H_i(\widetilde X;\Z)=0\quad(i>2),\qquad
|
| 87 |
+
H^3(X;M)=0\quad\text{for every left }\Z G\text{-module }M.
|
| 88 |
+
\end{equation}
|
| 89 |
+
It remains to find the character that obstructs a two-dimensional model.
|
| 90 |
+
|
| 91 |
+
Choose a primitive third root of unity $\zeta\in\C$. The assignments
|
| 92 |
+
\begin{equation}\label{eq:character}
|
| 93 |
+
\rho(x_1)=-1,\quad \rho(a_1)=\zeta,\quad
|
| 94 |
+
\rho(x_2)=\zeta^2,\quad \rho(a_2)=-1,\quad \rho(s)=1
|
| 95 |
+
\end{equation}
|
| 96 |
+
satisfy the four relations of \eqref{eq:presentation}, since
|
| 97 |
+
\[
|
| 98 |
+
\zeta=\zeta^4,\qquad -1=(-1)^3,\qquad
|
| 99 |
+
-1=(-1)^{13},\qquad \zeta^2=\zeta^5.
|
| 100 |
+
\]
|
| 101 |
+
They also send $t_1$ and $t_2$ to $1$. Hence they define a character
|
| 102 |
+
$\rho:G\to\C^\times$. Denote its local system on $X$ and its
|
| 103 |
+
pullback to $B$ by $L_\rho$.
|
| 104 |
+
|
| 105 |
+
\Needspace{6\baselineskip}
|
| 106 |
+
\begin{lemma}\label{lem:twisted-vanishing}
|
| 107 |
+
The local system $L_\rho$ satisfies $H_2(X;L_\rho)=0$.
|
| 108 |
+
\end{lemma}
|
| 109 |
+
|
| 110 |
+
\begin{proof}
|
| 111 |
+
Proposition~\ref{prop:plus} reduces the computation to $B$.
|
| 112 |
+
Its twisted cellular groups in degrees two and one are $\C^4$ and
|
| 113 |
+
$\C^5$, respectively. We compute the second boundary by the lifted
|
| 114 |
+
edge-path sum, equivalently by Fox differentiation~\cite{Fox53}.
|
| 115 |
+
In this convention the derivative of a word obeys
|
| 116 |
+
\[
|
| 117 |
+
\frac{\partial(uv)}{\partial g}
|
| 118 |
+
=\frac{\partial u}{\partial g}
|
| 119 |
+
+u\frac{\partial v}{\partial g},\qquad
|
| 120 |
+
\frac{\partial g}{\partial g}=1,\qquad
|
| 121 |
+
\frac{\partial g^{-1}}{\partial g}=-g^{-1},
|
| 122 |
+
\]
|
| 123 |
+
and the derivatives with respect to other generators are zero.
|
| 124 |
+
Evaluate their group-ring coefficients at $\rho$.
|
| 125 |
+
|
| 126 |
+
Use the relators
|
| 127 |
+
\[
|
| 128 |
+
\begin{split}
|
| 129 |
+
r_1&=x_1a_1x_1^{-1}a_1^{-4},\qquad
|
| 130 |
+
r_2=x_2a_2x_2^{-1}a_2^{-3},\\
|
| 131 |
+
r_3&=x_1a_2^{-13},\qquad
|
| 132 |
+
r_4=sx_2s^{-1}a_1^{-5}.
|
| 133 |
+
\end{split}
|
| 134 |
+
\]
|
| 135 |
+
With the edges ordered as $x_1,a_1,x_2,a_2,s$, the four boundary
|
| 136 |
+
vectors, written as rows, are
|
| 137 |
+
\begin{equation}\label{eq:fox-matrix}
|
| 138 |
+
D=\begin{pmatrix}
|
| 139 |
+
1-\zeta & -2 & 0 & 0 & 0\\
|
| 140 |
+
0&0&2&\zeta^2-1&0\\
|
| 141 |
+
1&0&0&-1&0\\
|
| 142 |
+
0&-(1+\zeta)&1&0&1-\zeta^2
|
| 143 |
+
\end{pmatrix}.
|
| 144 |
+
\end{equation}
|
| 145 |
+
Here is a direct check of the entries. For a relator
|
| 146 |
+
$xax^{-1}a^{-n}$, the evaluated entries in the $x$ and $a$
|
| 147 |
+
coordinates are
|
| 148 |
+
\[
|
| 149 |
+
1-\rho(a)^n,
|
| 150 |
+
\qquad \rho(x)-\sum_{j=0}^{n-1}\rho(a)^j.
|
| 151 |
+
\]
|
| 152 |
+
For $r_1$, the latter sum is
|
| 153 |
+
$1+\zeta+\zeta^2+\zeta^3=1$; for $r_2$, it is $1-1+1=1$.
|
| 154 |
+
For $r_3$, the alternating sum of thirteen terms is $1$.
|
| 155 |
+
For $r_4$, the $a_1$ entry is
|
| 156 |
+
$-\sum_{j=0}^4\zeta^j=-(1+\zeta)$, the $x_2$ entry is
|
| 157 |
+
$\rho(s)=1$, and the $s$ entry is $1-\rho(x_2)=1-\zeta^2$.
|
| 158 |
+
These give \eqref{eq:fox-matrix}.
|
| 159 |
+
|
| 160 |
+
The minor using columns $x_1,a_1,x_2,s$ has determinant
|
| 161 |
+
\begin{equation}\label{eq:nonzero-minor}
|
| 162 |
+
-4(1-\zeta^2)\ne0.
|
| 163 |
+
\end{equation}
|
| 164 |
+
Thus the four rows are independent, so the boundary
|
| 165 |
+
$C_2(B;L_\rho)\to C_1(B;L_\rho)$ is injective.
|
| 166 |
+
Since $B$ has no three-dimensional cells, $H_2(B;L_\rho)=0$,
|
| 167 |
+
as required.
|
| 168 |
+
\end{proof}
|
| 169 |
+
|
| 170 |
+
\begin{proof}[Proof of Theorem~\ref{thm:main}]
|
| 171 |
+
The complex $X$ constructed above is finite and satisfies
|
| 172 |
+
\eqref{eq:d2-for-x}. In $G$, the element $x_1$ has square one,
|
| 173 |
+
and it is nonidentity because $\rho(x_1)=-1$. Thus its order is
|
| 174 |
+
exactly two.
|
| 175 |
+
|
| 176 |
+
Suppose that $X$ were homotopy equivalent to a finite connected
|
| 177 |
+
complex $Y$ of dimension at most two. Transfer $\rho$ along the
|
| 178 |
+
induced isomorphism of fundamental groups, giving a local system
|
| 179 |
+
$L$ on $Y$. Homotopy invariance and Lemma~\ref{lem:twisted-vanishing}
|
| 180 |
+
give $H_2(Y;L)=0$. But the transferred character takes the value
|
| 181 |
+
$-1$ on an element of order two, contrary to
|
| 182 |
+
Corollary~\ref{cor:torsion}.
|
| 183 |
+
|
| 184 |
+
Concretely, a loop representing that element extends to a map
|
| 185 |
+
$\RP^2\to Y$: the attaching loop of the two-dimensional cell of
|
| 186 |
+
$\RP^2$ is its generator traversed twice. The pulled-back local
|
| 187 |
+
system has monodromy $-1$, whereas $b_1(\RP^2;\Q)=0$.
|
| 188 |
+
This is precisely the map excluded by Theorem~\ref{thm:tower}.
|
| 189 |
+
\end{proof}
|
preprints/A-Counterexample-to-Walls-D2-Problem-October-6-2026/wall-d2-counterexample.pdf
ADDED
|
@@ -0,0 +1,3 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:e34de3716e64bba49880fff61808d5065477785596703bc0debf2379ad246c0c
|
| 3 |
+
size 338287
|
preprints/A-Counterexample-to-the-Group-Ring-Determinant-Conjecture-September-23-2026/README.md
ADDED
|
@@ -0,0 +1,18 @@
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
# [A Counterexample to the Group-Ring Determinant Conjecture](paper.pdf)
|
| 2 |
+
|
| 3 |
+
**Author:** OpenAI
|
| 4 |
+
|
| 5 |
+
**Date:** September 23, 2026
|
| 6 |
+
|
| 7 |
+
## Citation
|
| 8 |
+
|
| 9 |
+
```bibtex
|
| 10 |
+
@misc{OAI:A-Counterexample-to-the-Group-Ring-Determinant-Conjecture-September-23-2026,
|
| 11 |
+
author = {{OpenAI}},
|
| 12 |
+
title = {{A Counterexample to the Group-Ring Determinant Conjecture}},
|
| 13 |
+
howpublished = {OpenAI Math Release preprint
|
| 14 |
+
\href{https://github.com/openai/math/blob/main/preprints/A-Counterexample-to-the-Group-Ring-Determinant-Conjecture-September-23-2026/paper.pdf}{OAI:A-Counterexample-to-the-Group-Ring-Determinant-Conjecture-September-23-2026}},
|
| 15 |
+
year = {2026}
|
| 16 |
+
}
|
| 17 |
+
```
|
| 18 |
+
|
preprints/A-Counterexample-to-the-Group-Ring-Determinant-Conjecture-September-23-2026/build/main.tex
ADDED
|
@@ -0,0 +1,615 @@
|
|
|
|
|
|
|
|
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|
|
|
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|
| 1 |
+
\documentclass[11pt]{article}
|
| 2 |
+
\usepackage[T1]{fontenc}
|
| 3 |
+
\usepackage{lmodern}
|
| 4 |
+
\usepackage[margin=1in]{geometry}
|
| 5 |
+
\usepackage{amsmath,amssymb,amsthm,mathtools}
|
| 6 |
+
\usepackage{microtype}
|
| 7 |
+
\usepackage{xcolor}
|
| 8 |
+
\PassOptionsToPackage{hyphens}{url}
|
| 9 |
+
\usepackage{hyperref}
|
| 10 |
+
\usepackage{bookmark}
|
| 11 |
+
\hypersetup{colorlinks=true,linkcolor=blue!45!black,citecolor=blue!45!black,
|
| 12 |
+
urlcolor=blue!45!black,pdfauthor={OpenAI},
|
| 13 |
+
pdftitle={A Counterexample to the Group-Ring Determinant Conjecture}}
|
| 14 |
+
\input{glyphtounicode-cmex.tex}
|
| 15 |
+
\pdfgentounicode=1
|
| 16 |
+
\newtheorem{theorem}{Theorem}[section]
|
| 17 |
+
\newtheorem{proposition}[theorem]{Proposition}
|
| 18 |
+
\newtheorem{lemma}[theorem]{Lemma}
|
| 19 |
+
\theoremstyle{remark}
|
| 20 |
+
\newtheorem{remark}[theorem]{Remark}
|
| 21 |
+
\numberwithin{equation}{section}
|
| 22 |
+
\newcommand{\F}{\mathbb F}
|
| 23 |
+
\newcommand{\Z}{\mathbb Z}
|
| 24 |
+
\newcommand{\Q}{\mathbb Q}
|
| 25 |
+
\newcommand{\R}{\mathbb R}
|
| 26 |
+
\newcommand{\C}{\mathbb C}
|
| 27 |
+
\newcommand{\Mat}{\operatorname{M}}
|
| 28 |
+
\newcommand{\diag}{\operatorname{diag}}
|
| 29 |
+
\newcommand{\N}{\mathcal N}
|
| 30 |
+
\setlength{\emergencystretch}{2em}
|
| 31 |
+
\title{A Counterexample to the Group-Ring Determinant Conjecture}
|
| 32 |
+
\author{OpenAI}
|
| 33 |
+
\date{September 23, 2026}
|
| 34 |
+
|
| 35 |
+
\begin{document}
|
| 36 |
+
\maketitle
|
| 37 |
+
\begin{abstract}
|
| 38 |
+
We disprove the unrestricted group-ring Determinant Conjecture. We construct a finitely generated group $G$ and a square matrix over $\mathbb Z[G]$ that is invertible over $\mathbb Q[G]$ and has Fuglede--Kadison determinant strictly between zero and one. The logarithmic integral defining the determinant is finite.
|
| 39 |
+
\end{abstract}
|
| 40 |
+
|
| 41 |
+
\section{Introduction and proof overview}
|
| 42 |
+
\label{sec:introduction}
|
| 43 |
+
|
| 44 |
+
A nonsingular integer matrix has determinant of absolute
|
| 45 |
+
value at least one. The group-ring Determinant Conjecture asks for an
|
| 46 |
+
analogue when the entries are finite integer combinations of elements
|
| 47 |
+
of a discrete group. The relevant determinant, introduced by Fuglede
|
| 48 |
+
and Kadison~\cite{FK1952}, uses the trace of a logarithm rather than
|
| 49 |
+
a finite-dimensional determinant polynomial.
|
| 50 |
+
|
| 51 |
+
Here are the conventions that fix this question. Let $G$ be a discrete
|
| 52 |
+
group and let $\Z[G]$ denote its ordinary group ring of finite sums.
|
| 53 |
+
Use the left regular representation
|
| 54 |
+
\[
|
| 55 |
+
(L_g\xi)(h)=\xi(g^{-1}h),\qquad \xi\in\ell^2(G).
|
| 56 |
+
\]
|
| 57 |
+
For $A\in\Mat_n(\Z[G])$, write $T_A$ for its operator on
|
| 58 |
+
$\ell^2(G)^n$ and $e_i$ for the vector with $\delta_1$ in component
|
| 59 |
+
$i$. The probability spectral measure of the positive square is
|
| 60 |
+
\[
|
| 61 |
+
\mu_A(E)=\frac1n\sum_{i=1}^n
|
| 62 |
+
\langle \mathbf1_E(T_A^*T_A)e_i,e_i\rangle
|
| 63 |
+
\quad(E\subseteq[0,\infty)\text{ Borel}).
|
| 64 |
+
\]
|
| 65 |
+
The square-matrix instance of the conjecture is
|
| 66 |
+
\begin{equation}\label{eq:conjecture}
|
| 67 |
+
\int_{(0,\infty)}\log t\,d\mu_A(t)\ge0.
|
| 68 |
+
\end{equation}
|
| 69 |
+
The zero atom is omitted and the general integral may be $-\infty$.
|
| 70 |
+
The usual conjecture also permits rectangular matrices
|
| 71 |
+
\cite[Conjecture 13.2]{Luck2002}; a square counterexample already
|
| 72 |
+
contradicts it. Our example will have a bounded inverse, so its
|
| 73 |
+
spectrum stays away from zero.
|
| 74 |
+
|
| 75 |
+
Write $\N(G)$ for the group von Neumann algebra and use the
|
| 76 |
+
\emph{unnormalized} matrix trace
|
| 77 |
+
$\tau_n(T)=\sum_i\langle Te_i,e_i\rangle$, so $\tau_n(I_n)=n$.
|
| 78 |
+
For invertible $T_A$ the determinant convention is
|
| 79 |
+
\begin{equation}\label{eq:normalization}
|
| 80 |
+
\log\det_{\N(G)}(T_A)
|
| 81 |
+
=\frac12\tau_n\bigl(\log(T_A^*T_A)\bigr)
|
| 82 |
+
=\frac n2\int_{(0,\infty)}\log t\,d\mu_A(t).
|
| 83 |
+
\end{equation}
|
| 84 |
+
This extends the absolute value of the ordinary determinant.
|
| 85 |
+
The inversion unitary $\delta_g\mapsto\delta_{g^{-1}}$ identifies
|
| 86 |
+
our integral-matrix convention with right multiplication by $A^*$
|
| 87 |
+
on row vectors. It fixes the identity vectors, and therefore
|
| 88 |
+
preserves the corresponding positive-square spectral measures.
|
| 89 |
+
|
| 90 |
+
\begin{theorem}\label{thm:main}
|
| 91 |
+
There are a finitely generated discrete group $G_D$, an integer
|
| 92 |
+
$n\ge1$, and $A\in\Mat_n(\Z[G_D])$ invertible over $\Q[G_D]$ such
|
| 93 |
+
that
|
| 94 |
+
\[
|
| 95 |
+
0<\det_{\N(G_D)}(T_A)<1.
|
| 96 |
+
\]
|
| 97 |
+
The integral in Equation~\eqref{eq:conjecture} is finite and strictly
|
| 98 |
+
negative. Thus the unrestricted group-ring Determinant Conjecture
|
| 99 |
+
has a negative resolution.
|
| 100 |
+
\end{theorem}
|
| 101 |
+
|
| 102 |
+
\paragraph{The exact existence input.}
|
| 103 |
+
A unital ring is directly finite if $ab=1$ implies $ba=1$.
|
| 104 |
+
We use the following scalar failure of direct finiteness from the
|
| 105 |
+
complete characteristic-two companion.
|
| 106 |
+
|
| 107 |
+
\begin{theorem}[{\cite[Theorem 1.1]{CharacteristicTwo}}]
|
| 108 |
+
\label{thm:input}
|
| 109 |
+
There exist a finite field $K_2$ of characteristic two, a finitely
|
| 110 |
+
generated group $H_2$, and finite sums $a_2,b_2\in K_2[H_2]$ with
|
| 111 |
+
$a_2b_2=1$ and $b_2a_2\ne1$.
|
| 112 |
+
\end{theorem}
|
| 113 |
+
|
| 114 |
+
The companion's Section~6 specifies its field, group presentation
|
| 115 |
+
and scalar sums by a terminating finite prescription. We use the
|
| 116 |
+
existence theorem, not an executed numerical instance or a
|
| 117 |
+
group-word decision procedure. The coefficient field is finite but
|
| 118 |
+
is not asserted to be $\F_2$. There is no torsion-free hypothesis;
|
| 119 |
+
the companion construction uses torsion. All steps after this exact
|
| 120 |
+
input are proved below. In particular, a result only in odd
|
| 121 |
+
characteristic would not supply the binary premise used here.
|
| 122 |
+
|
| 123 |
+
\paragraph{Context and mathematical ancestry.}
|
| 124 |
+
Determinant bounds are part of the theory of $L^2$-invariants
|
| 125 |
+
\cite{Luck2002}. Approximation and closure arguments established
|
| 126 |
+
such bounds for large classes of groups, including amenable groups
|
| 127 |
+
\cite[Theorem 1.21, with its erratum]{Schick2001}; Elek and Szab\'o proved the
|
| 128 |
+
determinant bound for sofic groups
|
| 129 |
+
\cite[Theorem 5]{ElekSzabo2005}. Their proof uses finite graph
|
| 130 |
+
approximations and the integrality of products of nonzero eigenvalues
|
| 131 |
+
of positive integral matrices. Our construction instead starts from
|
| 132 |
+
failure of direct finiteness in characteristic two. The cited sofic theorem implies, as a
|
| 133 |
+
separate consequence, that its resulting group is not sofic.
|
| 134 |
+
|
| 135 |
+
The lower-bound question is distinct from determinant
|
| 136 |
+
\emph{approximation}. Kammeyer's counterexample to a finite-quotient
|
| 137 |
+
limiting formula has determinant $2$ over the discrete Heisenberg
|
| 138 |
+
group, while its principal congruence quotients of levels $3^i$, $i\ge1$,
|
| 139 |
+
have determinants at most $5^{1/3}$
|
| 140 |
+
\cite[Theorem 2 and Section 2]{Kammeyer2026}. That discrepancy does not violate
|
| 141 |
+
the lower bound one.
|
| 142 |
+
|
| 143 |
+
The finite-coordinate projection construction below is related to
|
| 144 |
+
the commuting wreath-product projections of Dicks and Schick
|
| 145 |
+
\cite[Section 3]{DicksSchick2002} and of Lehner, Neuhauser and
|
| 146 |
+
Woess~\cite[Section 2]{LehnerNeuhauserWoess2008}. Here the
|
| 147 |
+
projections separate one coefficient of a binary defect; we do not
|
| 148 |
+
import a spectral-distribution theorem from those works. The
|
| 149 |
+
analytic step is the classical tracial logarithmic derivative
|
| 150 |
+
\cite[Lemma 2]{FK1952}, also present in the path-integral determinant
|
| 151 |
+
viewpoint of de la Harpe and Skandalis
|
| 152 |
+
\cite[Lemma 1 and Proposition 2(d)]{deLaHarpeSkandalis1984}. We give its proof and its
|
| 153 |
+
application to block shears locally.
|
| 154 |
+
|
| 155 |
+
\paragraph{How a binary defect produces a real trace gap.}
|
| 156 |
+
Set $d=[K_2:\F_2]$. Representing multiplication by field elements
|
| 157 |
+
on the $d$-dimensional binary vector space $K_2$ gives matrices
|
| 158 |
+
$X,Y\in\Mat_d(\F_2[H_2])$ with $XY=I_d$ and a nonzero idempotent
|
| 159 |
+
$C=I_d-YX$. One entry of $C$ has a nonzero coefficient. We enlarge
|
| 160 |
+
the group to
|
| 161 |
+
\[
|
| 162 |
+
G_D=\left(\bigoplus_{h\in H_2}C_3\right)\rtimes H_2,
|
| 163 |
+
\]
|
| 164 |
+
where $H_2$ acts by left translation on the coordinate labels. Averaging over the
|
| 165 |
+
cyclic group at one coordinate and taking complementary averages
|
| 166 |
+
at finitely many other coordinates isolates that coefficient.
|
| 167 |
+
The result is a rational orthogonal projection $P$ of size $d+1$
|
| 168 |
+
with trace $d+\theta$, for a positive rational number $\theta$.
|
| 169 |
+
Its reduction modulo two nevertheless factors through $d$ columns.
|
| 170 |
+
Section~\ref{sec:projection} proves the coefficient separation and
|
| 171 |
+
this factorization in full.
|
| 172 |
+
|
| 173 |
+
\paragraph{How the gap becomes an integral determinant.}
|
| 174 |
+
For a general rational projection $P$ of size $m$, suppose an odd
|
| 175 |
+
integer $D$ clears its denominators and $\bar P=uv$ factors through
|
| 176 |
+
$r$ columns over $\F_2[G]$. Choose a power $q$ of two congruent to
|
| 177 |
+
one modulo $D$. Section~\ref{sec:lifting} lifts the factorization modulo $q$
|
| 178 |
+
by a finite geometric series in a corner ring. Arbitrary integral
|
| 179 |
+
lifts then give an integral block matrix with an explicit rational
|
| 180 |
+
inverse. Section~\ref{sec:analysis} removes its two block shears
|
| 181 |
+
without changing the trace of the logarithm of its positive square.
|
| 182 |
+
The remaining diagonal matrix expands the first $r$ coordinate
|
| 183 |
+
summands by $q$ and contracts the range of
|
| 184 |
+
$P$ by $q^{-1}$, giving
|
| 185 |
+
\[
|
| 186 |
+
\log\det(T_A)=(r-\tau_m(P))\log q.
|
| 187 |
+
\]
|
| 188 |
+
Finally Section~\ref{sec:assembly} uses $r=d$ and
|
| 189 |
+
$\tau_{d+1}(P)=d+\theta$ to obtain the exact value $q^{-\theta}$.
|
| 190 |
+
The projection construction, modular lifting and trace calculation
|
| 191 |
+
have distinct roles; none replaces the scalar existence input.
|
| 192 |
+
|
| 193 |
+
\section{From the scalar defect to a projection}
|
| 194 |
+
\label{sec:projection}
|
| 195 |
+
|
| 196 |
+
We first produce the trace gap. All group-ring sums in this section
|
| 197 |
+
are finite, and matrix multiplication keeps the indicated order.
|
| 198 |
+
For a group-ring sum $c$, write $[1]c$ for its identity coefficient.
|
| 199 |
+
The involution $*$ inverts group elements and conjugates coefficients;
|
| 200 |
+
on matrices it also transposes the indices. Thus an orthogonal
|
| 201 |
+
projection satisfies $P=P^*=P^2$ in the regular representation.
|
| 202 |
+
|
| 203 |
+
\begin{lemma}\label{lem:binary}
|
| 204 |
+
Let $K_2$ be a finite field of characteristic two and $H_2$ a group.
|
| 205 |
+
For $d=[K_2:\F_2]$, there is an injective unital ring homomorphism
|
| 206 |
+
\[
|
| 207 |
+
\rho:K_2[H_2]\longrightarrow\Mat_d(\F_2[H_2]).
|
| 208 |
+
\]
|
| 209 |
+
For $a_2,b_2\in K_2[H_2]$ with $a_2b_2=1\ne b_2a_2$, their images $X,Y$ satisfy
|
| 210 |
+
$XY=I_d$ and $C:=I_d-YX\ne0$, with
|
| 211 |
+
\begin{equation}\label{eq:defect}
|
| 212 |
+
C^2=C,\qquad XC=0,\qquad CY=0.
|
| 213 |
+
\end{equation}
|
| 214 |
+
\end{lemma}
|
| 215 |
+
|
| 216 |
+
\begin{proof}
|
| 217 |
+
Choose a binary basis of $K_2$. The matrix of multiplication by
|
| 218 |
+
$\lambda\in K_2$ is a unital ring representation; it is injective
|
| 219 |
+
because its value on $1\in K_2$ recovers $\lambda$. Apply this map
|
| 220 |
+
coefficientwise to a group-ring sum. The coefficient matrices
|
| 221 |
+
commute with the formal group symbols, so products are preserved.
|
| 222 |
+
Comparing the coefficient matrix at each group element proves
|
| 223 |
+
injectivity. Thus $XY=I_d$ and $I_d-YX\ne0$. Now
|
| 224 |
+
$(YX)^2=Y(XY)X=YX$, $X(I_d-YX)=X-(XY)X=0$ and
|
| 225 |
+
$(I_d-YX)Y=Y-Y(XY)=0$, proving all the identities.
|
| 226 |
+
\end{proof}
|
| 227 |
+
|
| 228 |
+
\begin{proposition}\label{prop:separation}
|
| 229 |
+
Let $X,Y\in\Mat_d(\F_2[H_2])$, $d\ge1$, satisfy
|
| 230 |
+
$XY=I_d\ne YX$. In the group
|
| 231 |
+
$G_D=(\bigoplus_{h\in H_2}C_3)\rtimes H_2$, where $H_2$ acts
|
| 232 |
+
by left translation on coordinate labels, there is an orthogonal
|
| 233 |
+
projection $P\in\Mat_{d+1}(\Z[1/3][G_D])$ and a finite set
|
| 234 |
+
$S\subseteq H_2\setminus\{1\}$ such that
|
| 235 |
+
\[
|
| 236 |
+
\tau_{d+1}(P)=d+\theta,\qquad
|
| 237 |
+
\theta=\frac13\left(\frac23\right)^{|S|}>0,
|
| 238 |
+
\qquad \bar P=uv,
|
| 239 |
+
\]
|
| 240 |
+
where $u$ has size $(d+1)\times d$ and $v$ has size $d\times(d+1)$
|
| 241 |
+
over $\F_2[G_D]$. The integer $D=3^{1+|S|}$ clears all coefficients
|
| 242 |
+
of $P$.
|
| 243 |
+
\end{proposition}
|
| 244 |
+
|
| 245 |
+
\begin{proof}
|
| 246 |
+
Put $C=I_d-YX$. Choose an entry $C_{ij}$ and a group element
|
| 247 |
+
$h_0$ whose coefficient in that entry is nonzero. The coefficient
|
| 248 |
+
is $1$ because the field is $\F_2$. Left multiplication by
|
| 249 |
+
$h_0^{-1}$ therefore gives
|
| 250 |
+
\begin{equation}\label{eq:support}
|
| 251 |
+
h_0^{-1}C_{ij}=1+\sum_{s\in S}s
|
| 252 |
+
\end{equation}
|
| 253 |
+
for a finite $S\subseteq H_2\setminus\{1\}$, possibly empty.
|
| 254 |
+
|
| 255 |
+
To isolate the identity term in Equation~\eqref{eq:support}, we
|
| 256 |
+
seek a nonzero rational projection $p$ with $psp=0$ for every
|
| 257 |
+
$s\in S$. The cyclic coordinates provide complementary projections
|
| 258 |
+
that enforce these vanishing products. Let $z_h$ generate the cyclic
|
| 259 |
+
coordinate labelled by $h$ and put
|
| 260 |
+
\[
|
| 261 |
+
p_h=\frac{1+z_h+z_h^2}{3},\qquad
|
| 262 |
+
p=p_1\prod_{s\in S}(1-p_s).
|
| 263 |
+
\]
|
| 264 |
+
The $p_h$ are self-adjoint idempotents: averaging the nine products
|
| 265 |
+
in $(1+z_h+z_h^2)^2$ gives three copies of each element of $C_3$.
|
| 266 |
+
They commute because distinct coordinates commute. Consequently
|
| 267 |
+
$p=p^*=p^2$, and the displayed product shows that $3^{1+|S|}p$
|
| 268 |
+
is integral. This is the elementary commuting-coordinate method
|
| 269 |
+
in the works cited above; compare
|
| 270 |
+
\cite[Lemmas 3.1 and 3.4]{DicksSchick2002}.
|
| 271 |
+
|
| 272 |
+
Conjugation obeys $s p_hs^{-1}=p_{sh}$. For $s\in S$, the
|
| 273 |
+
product $sps^{-1}$ contains $p_s$, while $p$ contains $1-p_s$.
|
| 274 |
+
All these coordinate factors commute, so
|
| 275 |
+
\begin{equation}\label{eq:separation}
|
| 276 |
+
psp=p(sps^{-1})s=0.
|
| 277 |
+
\end{equation}
|
| 278 |
+
This argument does not need disjointness of the two collections of
|
| 279 |
+
coordinate labels. Inverse pairs or finite-order elements in $S$
|
| 280 |
+
cause no change.
|
| 281 |
+
|
| 282 |
+
The original coordinates $\{1\}\cup S$ are distinct. The coefficient
|
| 283 |
+
of the identity in their product is therefore the product of the
|
| 284 |
+
individual identity coefficients. Hence
|
| 285 |
+
\begin{equation}\label{eq:theta}
|
| 286 |
+
\tau_1(p)=[1]p=\frac13\prod_{s\in S}\frac23=\theta>0.
|
| 287 |
+
\end{equation}
|
| 288 |
+
For empty $S$ this means $p=p_1$ and $\theta=1/3$.
|
| 289 |
+
|
| 290 |
+
The map $\Z[1/3]\to\F_2$ is defined because $3$ is odd. Reduce
|
| 291 |
+
the projection modulo two and combine
|
| 292 |
+
Equations~\eqref{eq:support} and~\eqref{eq:separation} to obtain
|
| 293 |
+
\[
|
| 294 |
+
\bar p h_0^{-1} C_{ij}\bar p=\bar p.
|
| 295 |
+
\]
|
| 296 |
+
Let $f$ be the row of length $d$ with entry $\bar p h_0^{-1}$
|
| 297 |
+
at position $i$ and zero elsewhere. Let $w$ be the column with
|
| 298 |
+
entry $\bar p$ at position $j$ and zero elsewhere. Thus
|
| 299 |
+
$fCw=\bar p$. Define
|
| 300 |
+
\[
|
| 301 |
+
P=\diag(I_d,p),\qquad
|
| 302 |
+
u=\begin{pmatrix}X\\fC\end{pmatrix},\qquad
|
| 303 |
+
v=\begin{pmatrix}Y&Cw\end{pmatrix}.
|
| 304 |
+
\]
|
| 305 |
+
Using Equation~\eqref{eq:defect} in this order gives
|
| 306 |
+
\[
|
| 307 |
+
uv=\begin{pmatrix}XY&XCw\\fCY&fC^2w\end{pmatrix}
|
| 308 |
+
=\diag(I_d,\bar p)=\bar P.
|
| 309 |
+
\]
|
| 310 |
+
The rational trace is $d+\theta$ by Equation~\eqref{eq:theta}.
|
| 311 |
+
It is the rational orthogonal projection, not its binary reduction,
|
| 312 |
+
that has this strictly positive extra trace.
|
| 313 |
+
\end{proof}
|
| 314 |
+
|
| 315 |
+
We have obtained a projection of real trace greater than $d$ but a
|
| 316 |
+
binary factorization through $d$ columns. The next step produces
|
| 317 |
+
a factorization through the same number of columns modulo a power of two, so
|
| 318 |
+
that it can be inserted into an integral matrix.
|
| 319 |
+
|
| 320 |
+
\section{Lifting the factorization and preserving integrality}
|
| 321 |
+
\label{sec:lifting}
|
| 322 |
+
|
| 323 |
+
We now work with any group $G$, an orthogonal rational projection
|
| 324 |
+
$P\in\Mat_m(\Q[G])$, and a factorization of $\bar P$ through $r$
|
| 325 |
+
columns over $\F_2[G]$. Assume that an odd integer $D$ clears the
|
| 326 |
+
denominators of $P$. Here orthogonality means $P^2=P=P^*$, where
|
| 327 |
+
$*$ transposes the matrix and inverts group elements.
|
| 328 |
+
|
| 329 |
+
For a power $q>1$ of two, the trace gap suggests the absolute value
|
| 330 |
+
of the operator we want: expand $r$ coordinate summands by $q$ and
|
| 331 |
+
contract the range of $P$ by $q^{-1}$. Its
|
| 332 |
+
logarithmic determinant should be $(r-\tau_m(P))\log q$, which is
|
| 333 |
+
negative when $\tau_m(P)>r$. The difficulty is to realize this
|
| 334 |
+
determinant by an integral matrix. We will add block shears whose
|
| 335 |
+
off-diagonal entries come from a factorization of $P$ modulo $q$.
|
| 336 |
+
The analytic justification that these shears preserve the determinant
|
| 337 |
+
is given in Section~\ref{sec:analysis}.
|
| 338 |
+
|
| 339 |
+
The first lemma lifts the binary factorization to every
|
| 340 |
+
power $q$ of two; only idempotence is needed for this step.
|
| 341 |
+
|
| 342 |
+
\begin{lemma}\label{lem:lift}
|
| 343 |
+
Let $G$ be a group, $m,r\ge1$, $D$ an odd positive integer, and
|
| 344 |
+
$P\in\Mat_m(\Q[G])$ satisfy $P^2=P$ and
|
| 345 |
+
$DP\in\Mat_m(\Z[G])$. Suppose $\bar P=uv$ over $\F_2[G]$, where $u$ and $v$
|
| 346 |
+
have respective sizes $m\times r$ and $r\times m$. For $q=2^k$,
|
| 347 |
+
$k\ge1$, the reduction $e=P_q$ has a factorization
|
| 348 |
+
$e=u_qv_q$ of the same sizes over $(\Z/q\Z)[G]$.
|
| 349 |
+
\end{lemma}
|
| 350 |
+
|
| 351 |
+
\begin{proof}
|
| 352 |
+
Since $D$ is odd, every coefficient of $P$ has a well-defined
|
| 353 |
+
reduction modulo $q$. Set $\mathcal R=(\Z/q\Z)[G]$ and choose
|
| 354 |
+
arbitrary finite lifts $u_0,v_0$ of $u,v$ over $\mathcal R$.
|
| 355 |
+
In the corner ring $e\Mat_m(\mathcal R)e$, whose identity is $e$,
|
| 356 |
+
put
|
| 357 |
+
\[
|
| 358 |
+
Z=eu_0v_0e,\qquad W=e-Z.
|
| 359 |
+
\]
|
| 360 |
+
Modulo two, $Z$ is $\bar Puv\bar P=\bar P^3=\bar P$.
|
| 361 |
+
Every coefficient of $W$ is therefore even. A product of $k$
|
| 362 |
+
such coefficients is divisible by $2^k$, giving $W^k=0$.
|
| 363 |
+
This is nilpotence in the even ideal of the corner ring; the
|
| 364 |
+
corner ring itself need not be nilpotent.
|
| 365 |
+
|
| 366 |
+
Because $Z=e-W$, the finite geometric sum
|
| 367 |
+
\[
|
| 368 |
+
Q=e+W+\cdots+W^{k-1}
|
| 369 |
+
\]
|
| 370 |
+
satisfies $QZ=ZQ=e-W^k=e$. When $k=1$, this sum is just $e$.
|
| 371 |
+
Thus $Q$ is a corner inverse of $Z$, not a claimed inverse in
|
| 372 |
+
the entire matrix ring. Set
|
| 373 |
+
\[
|
| 374 |
+
u_q=Qeu_0,\qquad v_q=v_0e.
|
| 375 |
+
\]
|
| 376 |
+
Then $u_qv_q=Qeu_0v_0e=QZ=e$. Only finite sums and products
|
| 377 |
+
were used, so the resulting supports remain finite.
|
| 378 |
+
\end{proof}
|
| 379 |
+
|
| 380 |
+
For the integral construction, choose $q=2^k>1$ with
|
| 381 |
+
$q\equiv1\pmod D$. Such a power exists because two is a unit
|
| 382 |
+
modulo the odd integer $D$; for $D=1$, any $2^k>1$ works.
|
| 383 |
+
Choose integral lifts $U,V$ of the factors from Lemma~\ref{lem:lift}.
|
| 384 |
+
The diagonal operator with the desired expansion and contraction is
|
| 385 |
+
\[
|
| 386 |
+
J=-q^{-1}P-(I_m-P),\qquad B=\diag(qI_r,J).
|
| 387 |
+
\]
|
| 388 |
+
The minus signs leave its positive square unchanged and will produce
|
| 389 |
+
the subtraction $UV-P$ needed for integrality. Prescribe the
|
| 390 |
+
upper-left block $qI_r$ and off-diagonal blocks $V,U$. Eliminating
|
| 391 |
+
these off-diagonal blocks subtracts $U(qI_r)^{-1}V=UV/q$ from the
|
| 392 |
+
lower-right block. To leave $J$ as the Schur complement, that block
|
| 393 |
+
must therefore be $UV/q+J$. Thus the factorization modulo $q$ is exactly what is
|
| 394 |
+
needed to cancel the denominators in this block.
|
| 395 |
+
|
| 396 |
+
\begin{lemma}\label{lem:integral}
|
| 397 |
+
Suppose $P=P^*=P^2\in\Mat_m(\Q[G])$, an odd $D>0$ clears its
|
| 398 |
+
denominators, and $\bar P=uv$ factors through $r\ge1$ columns.
|
| 399 |
+
Let $q=2^k>1$ satisfy $q\equiv1\pmod D$. Choose arbitrary
|
| 400 |
+
integral lifts $U,V$ of the factors supplied by Lemma~\ref{lem:lift}.
|
| 401 |
+
Then
|
| 402 |
+
\begin{equation}\label{eq:integral-matrix}
|
| 403 |
+
A=\begin{pmatrix}
|
| 404 |
+
qI_r&V\\
|
| 405 |
+
U&q^{-1}\bigl(UV-P-q(I_m-P)\bigr)
|
| 406 |
+
\end{pmatrix}
|
| 407 |
+
\in\Mat_{r+m}(\Z[G])
|
| 408 |
+
\end{equation}
|
| 409 |
+
has an inverse in $\Mat_{r+m}(\Q[G])$.
|
| 410 |
+
\end{lemma}
|
| 411 |
+
|
| 412 |
+
\begin{proof}
|
| 413 |
+
The matrix $P+q(I_m-P)=qI_m+(1-q)P$ is integral because
|
| 414 |
+
$D\mid(q-1)$. Its reduction modulo $q$ is $e=P_q$, which is
|
| 415 |
+
also the reduction of $UV$. Thus every coefficient of
|
| 416 |
+
$UV-P-q(I_m-P)$ is an integer divisible by $q$; the bottom-right
|
| 417 |
+
block of Equation~\eqref{eq:integral-matrix} is integral.
|
| 418 |
+
|
| 419 |
+
For $J$ and $B$ defined above, the complementary projection identities give
|
| 420 |
+
$J^{-1}=-qP-(I_m-P)$. For $x\in[0,1]$ put
|
| 421 |
+
\[
|
| 422 |
+
L_x=\begin{pmatrix}I_r&0\\xU/q&I_m\end{pmatrix},\qquad
|
| 423 |
+
R_x=\begin{pmatrix}I_r&xV/q\\0&I_m\end{pmatrix}.
|
| 424 |
+
\]
|
| 425 |
+
Their inverses negate the off-diagonal blocks, and multiplication
|
| 426 |
+
without interchanging any factors gives
|
| 427 |
+
\begin{equation}\label{eq:path}
|
| 428 |
+
M(x):=L_xBR_x=
|
| 429 |
+
\begin{pmatrix}qI_r&xV\\xU&x^2UV/q+J\end{pmatrix}.
|
| 430 |
+
\end{equation}
|
| 431 |
+
In particular $A=M(1)$, with the rational group-ring inverse
|
| 432 |
+
$R_1^{-1}B^{-1}L_1^{-1}$. For general real $x$, both $M(x)$ and
|
| 433 |
+
its inverse lie in the real group ring and depend continuously
|
| 434 |
+
differentiably on $x$. No identities $PU=U$, $VP=V$, or
|
| 435 |
+
$V=U^*$ are required of the chosen integer lifts.
|
| 436 |
+
\end{proof}
|
| 437 |
+
|
| 438 |
+
The construction is integral at its endpoint, though its simplifying
|
| 439 |
+
path need not be integral. We
|
| 440 |
+
now show that this path preserves the logarithmic determinant.
|
| 441 |
+
|
| 442 |
+
\section{The trace calculation}
|
| 443 |
+
\label{sec:analysis}
|
| 444 |
+
|
| 445 |
+
Let $\mathcal A_n$ be the operator-norm closure of
|
| 446 |
+
$\Mat_n(\C[G])$ in its left regular representation. For finite
|
| 447 |
+
group-ring matrices define
|
| 448 |
+
\[
|
| 449 |
+
\tau_n(C)=\sum_{i=1}^n[1]C_{ii}.
|
| 450 |
+
\]
|
| 451 |
+
The identity-coefficient formula gives
|
| 452 |
+
$\tau_n(CD)=\tau_n(DC)$ by summing
|
| 453 |
+
$(C_{ij})_g(D_{ji})_{g^{-1}}$ over $i,j,g$. Moreover
|
| 454 |
+
$|\tau_n(C)|\le n\|C\|$ and
|
| 455 |
+
$\tau_n(C^*)=\overline{\tau_n(C)}$. Thus it extends to a
|
| 456 |
+
continuous trace on the unital $C^*$-algebra $\mathcal A_n$.
|
| 457 |
+
|
| 458 |
+
\begin{lemma}\label{lem:logderivative}
|
| 459 |
+
For a continuously differentiable path
|
| 460 |
+
$M:[0,1]\to\mathcal A_n$ of invertible elements,
|
| 461 |
+
\[
|
| 462 |
+
\frac{d}{dx}\tau_n\bigl(\log(M(x)^*M(x))\bigr)
|
| 463 |
+
=2\operatorname{Re}\tau_n\bigl(M'(x)M(x)^{-1}\bigr).
|
| 464 |
+
\]
|
| 465 |
+
\end{lemma}
|
| 466 |
+
|
| 467 |
+
\begin{proof}
|
| 468 |
+
Put $N=M^*M$. Continuity of $M$ and its inverse on the compact
|
| 469 |
+
interval gives constants $0<\delta<c$ with
|
| 470 |
+
$\delta I\le N(x)\le cI$ for all $x$. Write
|
| 471 |
+
$W=I-N/c$, so $\|W\|\le\rho=1-\delta/c<1$. Functional calculus
|
| 472 |
+
gives the uniformly norm-convergent series
|
| 473 |
+
\[
|
| 474 |
+
\log N=(\log c)I-\sum_{j\ge1}\frac{W^j}{j}.
|
| 475 |
+
\]
|
| 476 |
+
Its derivative series is also uniformly norm-convergent, since
|
| 477 |
+
\[
|
| 478 |
+
\left\|\frac{d}{dx}\frac{W^j}{j}\right\|
|
| 479 |
+
\le\sup_{y\in[0,1]}\|W'(y)\|\rho^{j-1}.
|
| 480 |
+
\]
|
| 481 |
+
In the derivative of $W^j$, cyclicity makes the traces of its
|
| 482 |
+
$j$ terms equal; commutation of $N$ and $N'$ is not assumed.
|
| 483 |
+
Using $W'=-N'/c$ therefore gives
|
| 484 |
+
\[
|
| 485 |
+
\frac{d}{dx}\tau_n(\log N)
|
| 486 |
+
=\frac1c\sum_{j\ge1}\tau_n(W^{j-1}N')
|
| 487 |
+
=\tau_n(N^{-1}N').
|
| 488 |
+
\]
|
| 489 |
+
Since $N'=M'^*M+M^*M'$, the second summand contributes
|
| 490 |
+
$\tau_n(M'M^{-1})$. Cyclicity and
|
| 491 |
+
$MN^{-1}=(M^*)^{-1}$ turn the first into
|
| 492 |
+
\[
|
| 493 |
+
\tau_n((M^*)^{-1}M'^*)
|
| 494 |
+
=\overline{\tau_n(M'M^{-1})}.
|
| 495 |
+
\]
|
| 496 |
+
Their sum is the asserted real part. This is the tracial
|
| 497 |
+
logarithmic derivative of~\cite[Lemma 2]{FK1952}, written with
|
| 498 |
+
the unnormalized trace used here.
|
| 499 |
+
\end{proof}
|
| 500 |
+
|
| 501 |
+
\begin{lemma}\label{lem:shears}
|
| 502 |
+
Let $r,m\ge1$ and let $B\in\mathcal A_{r+m}$ be invertible.
|
| 503 |
+
Let $S,T$ have respective sizes $m\times r$ and $r\times m$ over
|
| 504 |
+
the operator-norm closure of $\C[G]$. For $x\in[0,1]$, let
|
| 505 |
+
$L_x,R_x$ be lower and upper block shears with diagonal blocks
|
| 506 |
+
$I_r,I_m$ and off-diagonal blocks $xS,xT$, respectively.
|
| 507 |
+
Then $\tau_{r+m}(\log((L_xBR_x)^*(L_xBR_x)))$ is constant.
|
| 508 |
+
\end{lemma}
|
| 509 |
+
|
| 510 |
+
\begin{proof}
|
| 511 |
+
Write $M=L_xBR_x$. Both shears have inverses obtained by negating
|
| 512 |
+
their off-diagonal blocks. The ordered product rule gives
|
| 513 |
+
\[
|
| 514 |
+
M'M^{-1}=L_x'L_x^{-1}
|
| 515 |
+
+(L_xB)(R_x'R_x^{-1})(L_xB)^{-1}.
|
| 516 |
+
\]
|
| 517 |
+
The matrices $L_x'L_x^{-1}$ and $R_x'R_x^{-1}$ have zero diagonal
|
| 518 |
+
blocks, so each has trace zero. Cyclicity gives trace zero also for
|
| 519 |
+
the conjugate $(L_xB)(R_x'R_x^{-1})(L_xB)^{-1}$.
|
| 520 |
+
Lemma~\ref{lem:logderivative} now gives zero derivative.
|
| 521 |
+
\end{proof}
|
| 522 |
+
|
| 523 |
+
\begin{proposition}\label{prop:criterion}
|
| 524 |
+
Let $G$ be a discrete group, $m,r\ge1$, and let
|
| 525 |
+
$P=P^*=P^2\in\Mat_m(\Q[G])$. Suppose an odd $D>0$ clears its
|
| 526 |
+
denominators and $\bar P=uv$ with
|
| 527 |
+
$u\in\Mat_{m,r}(\F_2[G])$ and
|
| 528 |
+
$v\in\Mat_{r,m}(\F_2[G])$. For every $q=2^k>1$ congruent to one
|
| 529 |
+
modulo $D$, the matrix $A$ of Lemma~\ref{lem:integral} satisfies
|
| 530 |
+
\begin{align}
|
| 531 |
+
\tau_{r+m}(\log(T_A^*T_A))
|
| 532 |
+
&=2(r-\tau_m(P))\log q,\label{eq:criterion-trace}\\
|
| 533 |
+
\log\det_{\N(G)}(T_A)&=(r-\tau_m(P))\log q.
|
| 534 |
+
\label{eq:criterion-det}
|
| 535 |
+
\end{align}
|
| 536 |
+
It is integral and rationally invertible, and its positive-square
|
| 537 |
+
spectral measure has support in a compact subinterval of $(0,\infty)$.
|
| 538 |
+
\end{proposition}
|
| 539 |
+
|
| 540 |
+
\begin{proof}
|
| 541 |
+
Lemma~\ref{lem:integral} has already established integrality and
|
| 542 |
+
the finite-support rational inverse. Apply Lemma~\ref{lem:shears}
|
| 543 |
+
to Equation~\eqref{eq:path}. At $x=0$ the matrix is
|
| 544 |
+
$B=\diag(qI_r,-q^{-1}P-(I_m-P))$. Orthogonality gives
|
| 545 |
+
\[
|
| 546 |
+
B^*B=\diag(q^2I_r,q^{-2}P+I_m-P),\qquad
|
| 547 |
+
\log(B^*B)=2\log q\,\diag(I_r,-P).
|
| 548 |
+
\]
|
| 549 |
+
Taking the trace and using shear invariance proves
|
| 550 |
+
Equation~\eqref{eq:criterion-trace}; half this trace is
|
| 551 |
+
Equation~\eqref{eq:criterion-det}. The regular representation
|
| 552 |
+
of the rational group-ring inverse is bounded, so
|
| 553 |
+
\[
|
| 554 |
+
\|T_A^{-1}\|^{-2}I\le T_A^*T_A\le\|T_A\|^2I.
|
| 555 |
+
\]
|
| 556 |
+
Its logarithm is therefore bounded. In the probability measure
|
| 557 |
+
convention from the introduction this also gives
|
| 558 |
+
\begin{equation}\label{eq:criterion-integral}
|
| 559 |
+
\int_{(0,\infty)}\log t\,d\mu_A(t)
|
| 560 |
+
=\frac{2(r-\tau_m(P))\log q}{r+m}.
|
| 561 |
+
\end{equation}
|
| 562 |
+
\end{proof}
|
| 563 |
+
|
| 564 |
+
\section{Assembly and exact determinant}
|
| 565 |
+
\label{sec:assembly}
|
| 566 |
+
|
| 567 |
+
\begin{proof}[Proof of Theorem~\ref{thm:main}]
|
| 568 |
+
Take $K_2,H_2,a_2,b_2$ from Theorem~\ref{thm:input}. Apply
|
| 569 |
+
Lemma~\ref{lem:binary} with $d=[K_2:\F_2]\ge1$ and then
|
| 570 |
+
Proposition~\ref{prop:separation}. It gives the group
|
| 571 |
+
$G_D=(\bigoplus_{H_2}C_3)\rtimes H_2$ and a projection $P$
|
| 572 |
+
of size $d+1$ whose binary reduction factors through $d$ columns.
|
| 573 |
+
Its trace is $d+\theta$, where
|
| 574 |
+
\[
|
| 575 |
+
\theta=\frac13\left(\frac23\right)^{|S|}>0,
|
| 576 |
+
\qquad D=3^{1+|S|}.
|
| 577 |
+
\]
|
| 578 |
+
The odd integer $D$ clears the coefficients of $P$. Choose
|
| 579 |
+
$k\ge1$ with $q=2^k\equiv1\pmod D$.
|
| 580 |
+
Proposition~\ref{prop:criterion}, with $r=d$ and $m=d+1$,
|
| 581 |
+
produces $A\in\Mat_{2d+1}(\Z[G_D])$ with a rational group-ring
|
| 582 |
+
inverse and
|
| 583 |
+
\[
|
| 584 |
+
\log\det_{\N(G_D)}(T_A)=-\theta\log q.
|
| 585 |
+
\]
|
| 586 |
+
Since $q>1$ and $\theta>0$, this proves
|
| 587 |
+
\begin{equation}\label{eq:final-det}
|
| 588 |
+
0<\det_{\N(G_D)}(T_A)=q^{-\theta}<1.
|
| 589 |
+
\end{equation}
|
| 590 |
+
With $n=2d+1$, Equation~\eqref{eq:criterion-integral} reads
|
| 591 |
+
\begin{equation}\label{eq:final-integral}
|
| 592 |
+
\int_{(0,\infty)}\log t\,d\mu_A(t)
|
| 593 |
+
=-\frac{2\theta\log q}{2d+1}<0.
|
| 594 |
+
\end{equation}
|
| 595 |
+
It is finite because of the spectral bounds in
|
| 596 |
+
Proposition~\ref{prop:criterion}. Finally, a finite generating
|
| 597 |
+
set of $H_2$ together with $z_1$ generates $G_D$, since
|
| 598 |
+
$z_h=hz_1h^{-1}$. Thus $G_D$ is finitely generated.
|
| 599 |
+
\end{proof}
|
| 600 |
+
|
| 601 |
+
The target group differs from the companion's group and contains
|
| 602 |
+
the cyclic coordinates of order three. The construction has a
|
| 603 |
+
finite negative logarithmic determinant and no zero spectral mass;
|
| 604 |
+
it is a failure of the asserted lower bound, not of determinant
|
| 605 |
+
class. Applying the sofic determinant bound of
|
| 606 |
+
\cite[Theorem 5]{ElekSzabo2005} to the positive integral matrix
|
| 607 |
+
$A^*A$ proves that $G_D$ is not sofic. This last implication is an
|
| 608 |
+
external consequence, not an ingredient in constructing $A$.
|
| 609 |
+
|
| 610 |
+
\begingroup
|
| 611 |
+
\raggedright
|
| 612 |
+
\bibliographystyle{plain}
|
| 613 |
+
\bibliography{references}
|
| 614 |
+
\endgroup
|
| 615 |
+
\end{document}
|
preprints/A-Counterexample-to-the-Group-Ring-Determinant-Conjecture-September-23-2026/build/references.bib
ADDED
|
@@ -0,0 +1,108 @@
|
|
|
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|
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|
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|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
@book{Luck2002,
|
| 2 |
+
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|
| 3 |
+
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| 4 |
+
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| 5 |
+
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+
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+
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+
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| 9 |
+
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| 10 |
+
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| 11 |
+
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|
| 12 |
+
author = {G{\'a}bor Elek and Endre Szab{\'o}},
|
| 13 |
+
title = {Hyperlinearity, essentially free actions and {$L^2$}-invariants.
|
| 14 |
+
{The} sofic property},
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| 15 |
+
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| 16 |
+
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+
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| 19 |
+
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|
| 20 |
+
}
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| 21 |
+
|
| 22 |
+
@article{FK1952,
|
| 23 |
+
author = {Bent Fuglede and Richard V. Kadison},
|
| 24 |
+
title = {Determinant theory in finite factors},
|
| 25 |
+
journal = {Annals of Mathematics},
|
| 26 |
+
series = {2},
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| 27 |
+
volume = {55},
|
| 28 |
+
number = {3},
|
| 29 |
+
pages = {520--530},
|
| 30 |
+
year = {1952},
|
| 31 |
+
doi = {10.2307/1969645}
|
| 32 |
+
}
|
| 33 |
+
|
| 34 |
+
@misc{CharacteristicTwo,
|
| 35 |
+
author = {{OpenAI}},
|
| 36 |
+
title = {{A Counterexample to Kaplansky's Direct-Finiteness Conjecture in Characteristic Two}},
|
| 37 |
+
howpublished = {OpenAI Math Release preprint
|
| 38 |
+
\href{https://github.com/openai/math/blob/main/preprints/A-Counterexample-to-Kaplanskys-Direct-Finiteness-Conjecture-in-Characteristic-Two-September-23-2026/paper.pdf}{OAI:A-Counterexample-to-Kaplanskys-Direct-Finiteness-Conjecture-in-Characteristic-Two-September-23-2026}},
|
| 39 |
+
year = {2026},
|
| 40 |
+
note = {Theorem 1.1 and Section 6}
|
| 41 |
+
}
|
| 42 |
+
|
| 43 |
+
@misc{Kammeyer2026,
|
| 44 |
+
author = {Holger Kammeyer},
|
| 45 |
+
title = {A counterexample to the determinant approximation conjecture},
|
| 46 |
+
year = {2026},
|
| 47 |
+
eprint = {2609.15567},
|
| 48 |
+
howpublished = {\href{https://arxiv.org/abs/2609.15567v1}{arXiv:2609.15567v1}},
|
| 49 |
+
archivePrefix = {arXiv},
|
| 50 |
+
primaryClass = {math.GR},
|
| 51 |
+
note = {Version 1, September 14, 2026},
|
| 52 |
+
url = {https://arxiv.org/abs/2609.15567v1}
|
| 53 |
+
}
|
| 54 |
+
|
| 55 |
+
@article{DicksSchick2002,
|
| 56 |
+
author = {Warren Dicks and Thomas Schick},
|
| 57 |
+
title = {The spectral measure of certain elements of the complex group ring of a wreath product},
|
| 58 |
+
journal = {Geometriae Dedicata},
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| 59 |
+
volume = {93},
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| 60 |
+
pages = {121--137},
|
| 61 |
+
year = {2002},
|
| 62 |
+
doi = {10.1023/A:1020381532489},
|
| 63 |
+
eprint = {math/0107145},
|
| 64 |
+
archivePrefix = {arXiv},
|
| 65 |
+
url = {https://arxiv.org/abs/math/0107145}
|
| 66 |
+
}
|
| 67 |
+
|
| 68 |
+
@article{LehnerNeuhauserWoess2008,
|
| 69 |
+
author = {Franz Lehner and Markus Neuhauser and Wolfgang Woess},
|
| 70 |
+
title = {On the spectrum of lamplighter groups and percolation clusters},
|
| 71 |
+
journal = {Mathematische Annalen},
|
| 72 |
+
volume = {342},
|
| 73 |
+
number = {1},
|
| 74 |
+
pages = {69--89},
|
| 75 |
+
year = {2008},
|
| 76 |
+
doi = {10.1007/s00208-008-0222-7},
|
| 77 |
+
eprint = {0712.3135},
|
| 78 |
+
archivePrefix = {arXiv},
|
| 79 |
+
url = {https://arxiv.org/abs/0712.3135}
|
| 80 |
+
}
|
| 81 |
+
|
| 82 |
+
@article{deLaHarpeSkandalis1984,
|
| 83 |
+
author = {de la Harpe, Pierre and Skandalis, Georges},
|
| 84 |
+
title = {D\'eterminant associ\'e \`a une trace sur une alg\`ebre de {Banach}},
|
| 85 |
+
journal = {Annales de l'Institut Fourier},
|
| 86 |
+
volume = {34},
|
| 87 |
+
number = {1},
|
| 88 |
+
pages = {241--260},
|
| 89 |
+
year = {1984},
|
| 90 |
+
doi = {10.5802/aif.958},
|
| 91 |
+
url = {https://www.numdam.org/articles/10.5802/aif.958/}
|
| 92 |
+
}
|
| 93 |
+
|
| 94 |
+
@article{Schick2001,
|
| 95 |
+
author = {Thomas Schick},
|
| 96 |
+
title = {{$L^2$}-determinant class and approximation of {$L^2$}-{Betti} numbers},
|
| 97 |
+
journal = {Transactions of the American Mathematical Society},
|
| 98 |
+
volume = {353},
|
| 99 |
+
number = {8},
|
| 100 |
+
pages = {3247--3265},
|
| 101 |
+
year = {2001},
|
| 102 |
+
doi = {10.1090/S0002-9947-01-02699-X},
|
| 103 |
+
eprint = {math/9807032},
|
| 104 |
+
archivePrefix = {arXiv},
|
| 105 |
+
url = {https://arxiv.org/abs/math/9807032v2},
|
| 106 |
+
note = {With the appended erratum in
|
| 107 |
+
\href{https://arxiv.org/abs/math/9807032v2}{arXiv:math/9807032v2}}
|
| 108 |
+
}
|
preprints/A-Counterexample-to-the-Group-Ring-Determinant-Conjecture-September-23-2026/paper.pdf
ADDED
|
@@ -0,0 +1,3 @@
|
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| 1 |
+
version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:3524b6f2390f17d5af1f06d76bfa0a6560cbdc3cb6d1d316fcdf17a715d0de40
|
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preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/README.md
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# [A Counterexample to the Infinite Matroid Packing/Covering Conjecture](paper.pdf)
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**Author:** OpenAI
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**Date:** September 24, 2026
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## Citation
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To cite this manuscript:
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```bibtex
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@misc{OAI:A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026,
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author = {{OpenAI}},
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title = {{A Counterexample to the Infinite Matroid Packing/Covering Conjecture}},
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howpublished = {OpenAI Math Release preprint
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\href{https://github.com/openai/math/blob/main/preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/paper.pdf}{OAI:A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026}},
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year = {2026}
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}
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```
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preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/figures/double-ray.tex
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preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/paper.tex
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\setlist{itemsep=3pt,topsep=5pt}
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\title{A Counterexample to the Infinite Matroid\newline Packing/Covering Conjecture}
|
| 71 |
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\author{OpenAI}
|
| 72 |
+
\date{September 24, 2026}
|
| 73 |
+
\begin{document}
|
| 74 |
+
\maketitle
|
| 75 |
+
\begin{abstract}
|
| 76 |
+
We construct in ZFC two self-dual partitional matroids on a countably infinite
|
| 77 |
+
common ground set that admit neither a packing/covering partition nor an
|
| 78 |
+
intersection witness. This disproves the unrestricted infinite matroid
|
| 79 |
+
packing/covering and intersection conjectures and answers Jo\'o's question
|
| 80 |
+
for two partitional matroids negatively. The examples are neither finitary
|
| 81 |
+
nor cofinitary.
|
| 82 |
+
\end{abstract}
|
| 83 |
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\begingroup
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| 84 |
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\small
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| 85 |
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\tableofcontents
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| 86 |
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\endgroup
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| 87 |
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\clearpage
|
| 88 |
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\input{sections/01-introduction}
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| 89 |
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\input{sections/02-matroids}
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| 90 |
+
\input{sections/03-filters}
|
| 91 |
+
\input{sections/04-local-bases}
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| 92 |
+
\input{sections/05-assembly}
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| 93 |
+
\input{sections/06-counterexample}
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| 94 |
+
\input{sections/07-consequences}
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| 95 |
+
\begingroup\small
|
| 96 |
+
\bibliographystyle{plain}
|
| 97 |
+
\bibliography{references}
|
| 98 |
+
\endgroup
|
| 99 |
+
\end{document}
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preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/references.bib
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| 1 |
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@article{BDKPW2013,
|
| 2 |
+
author = {Bruhn, Henning and Diestel, Reinhard and Kriesell, Matthias and Pendavingh, Rudi and Wollan, Paul},
|
| 3 |
+
title = {Axioms for infinite matroids},
|
| 4 |
+
journal = {Advances in Mathematics},
|
| 5 |
+
volume = {239},
|
| 6 |
+
year = {2013},
|
| 7 |
+
pages = {18--46},
|
| 8 |
+
doi = {10.1016/j.aim.2013.01.011}
|
| 9 |
+
}
|
| 10 |
+
|
| 11 |
+
@article{BowlerCarmesin2015,
|
| 12 |
+
author = {Bowler, Nathan and Carmesin, Johannes},
|
| 13 |
+
title = {Matroid intersection, base packing and base covering for infinite matroids},
|
| 14 |
+
journal = {Combinatorica},
|
| 15 |
+
volume = {35},
|
| 16 |
+
number = {2},
|
| 17 |
+
year = {2015},
|
| 18 |
+
pages = {153--180},
|
| 19 |
+
doi = {10.1007/s00493-014-2953-2},
|
| 20 |
+
note = {Numbered locators refer to the \href{https://www.math.uni-hamburg.de/spag/dm/papers/PackingCovering.pdf}{author version dated 25 June 2014}}
|
| 21 |
+
}
|
| 22 |
+
|
| 23 |
+
@article{BowlerGeschke2016,
|
| 24 |
+
author = {Bowler, Nathan and Geschke, Stefan},
|
| 25 |
+
title = {Self-dual uniform matroids on infinite sets},
|
| 26 |
+
journal = {Proceedings of the American Mathematical Society},
|
| 27 |
+
volume = {144},
|
| 28 |
+
number = {2},
|
| 29 |
+
year = {2016},
|
| 30 |
+
pages = {459--471},
|
| 31 |
+
doi = {10.1090/proc/12667},
|
| 32 |
+
note = {Numbered locators refer to the \href{https://www.math.uni-hamburg.de/home/geschke/papers/UniformMatroid7.pdf}{author version dated 6 October 2014}}
|
| 33 |
+
}
|
| 34 |
+
|
| 35 |
+
@misc{GollinJoo2025,
|
| 36 |
+
author = {Gollin, J. Pascal and Jo{\'o}, Attila},
|
| 37 |
+
title = {Wild generalised truncation of infinite matroids},
|
| 38 |
+
year = {2025},
|
| 39 |
+
note = {\href{https://arxiv.org/abs/2504.05064v1}{arXiv:2504.05064v1}, 7 April 2025}
|
| 40 |
+
}
|
| 41 |
+
|
| 42 |
+
@article{Joo2024Packing,
|
| 43 |
+
author = {Jo{\'o}, Attila},
|
| 44 |
+
title = {On the packing/covering conjecture of infinite matroids},
|
| 45 |
+
journal = {Israel Journal of Mathematics},
|
| 46 |
+
volume = {261},
|
| 47 |
+
number = {2},
|
| 48 |
+
year = {2024},
|
| 49 |
+
pages = {765--790},
|
| 50 |
+
doi = {10.1007/s11856-023-2595-4}
|
| 51 |
+
}
|
| 52 |
+
|
| 53 |
+
@article{Joo2021Partitional,
|
| 54 |
+
author = {Jo{\'o}, Attila},
|
| 55 |
+
title = {Intersection of a partitional and a general infinite matroid},
|
| 56 |
+
journal = {Discrete Mathematics},
|
| 57 |
+
volume = {344},
|
| 58 |
+
number = {9},
|
| 59 |
+
year = {2021},
|
| 60 |
+
pages = {112514},
|
| 61 |
+
doi = {10.1016/j.disc.2021.112514}
|
| 62 |
+
}
|
| 63 |
+
|
| 64 |
+
@article{Joo2021Countable,
|
| 65 |
+
author = {Jo{\'o}, Attila},
|
| 66 |
+
title = {Proof of {Nash-Williams}' intersection conjecture for countable matroids},
|
| 67 |
+
journal = {Advances in Mathematics},
|
| 68 |
+
volume = {380},
|
| 69 |
+
year = {2021},
|
| 70 |
+
pages = {107608},
|
| 71 |
+
doi = {10.1016/j.aim.2021.107608}
|
| 72 |
+
}
|
| 73 |
+
|
| 74 |
+
@article{AharoniZiv1998,
|
| 75 |
+
author = {Aharoni, Ron and Ziv, Ran},
|
| 76 |
+
title = {The intersection of two infinite matroids},
|
| 77 |
+
journal = {Journal of the London Mathematical Society},
|
| 78 |
+
volume = {58},
|
| 79 |
+
number = {3},
|
| 80 |
+
year = {1998},
|
| 81 |
+
pages = {513--525},
|
| 82 |
+
doi = {10.1112/S0024610798006723}
|
| 83 |
+
}
|
preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/sections/01-introduction.tex
ADDED
|
@@ -0,0 +1,202 @@
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|
| 1 |
+
\section{Introduction}\label{sec:introduction}
|
| 2 |
+
|
| 3 |
+
A \emph{packing} of a family of matroids on a common ground set is a choice
|
| 4 |
+
of pairwise disjoint spanning sets, one for each matroid. A \emph{covering}
|
| 5 |
+
is a choice of independent sets, one for each matroid, whose union is the
|
| 6 |
+
ground set. The infinite matroid packing/covering conjecture asks whether
|
| 7 |
+
every family admits a partition of the ground set on which these two
|
| 8 |
+
requirements can be satisfied in the following complementary senses.
|
| 9 |
+
|
| 10 |
+
Throughout, matroids are standard infinite matroids, with the maximal
|
| 11 |
+
extension axiom recalled in Section~\ref{sec:matroids}. For a matroid $M$
|
| 12 |
+
on $E$ and $X\subseteq E$, write $M\!\upharpoonright X$ for restriction
|
| 13 |
+
and
|
| 14 |
+
\[
|
| 15 |
+
M.X:=M/(E\setminus X)=(M^*\!\upharpoonright X)^*
|
| 16 |
+
\]
|
| 17 |
+
for contraction onto $X$. A set is spanning if its closure is the whole
|
| 18 |
+
ground set. A \emph{packing/covering partition} for $(M_i:i\in\Theta)$ is
|
| 19 |
+
a partition $E=P\dot\cup C$ together with sets $S_i\subseteq P$ and
|
| 20 |
+
$I_i\subseteq C$ such that
|
| 21 |
+
\begin{align*}
|
| 22 |
+
S_i\cap S_j&=\varnothing &&(i\ne j),\\
|
| 23 |
+
\cl_{M_i\upharpoonright P}(S_i)&=P &&(i\in\Theta),\\
|
| 24 |
+
I_i&\text{ is independent in }M_i.C &&(i\in\Theta),\\
|
| 25 |
+
\bigcup_{i\in\Theta}I_i&=C.
|
| 26 |
+
\end{align*}
|
| 27 |
+
Bowler and Carmesin formulated the assertion that every set-indexed family
|
| 28 |
+
has such a partition and established its relationship with infinite
|
| 29 |
+
matroid intersection~\cite[Conjecture~1.3 and Corollary~3.9]{BowlerCarmesin2015}. We give a counterexample
|
| 30 |
+
with two matroids.
|
| 31 |
+
|
| 32 |
+
\begin{theorem}\label{thm:main}
|
| 33 |
+
In ZFC, there exist a countably infinite set $E$ and two infinite matroids
|
| 34 |
+
$M_0,M_1$ on $E$ such that $M_i^*=M_i$ on the same labelled ground set for
|
| 35 |
+
$i=0,1$, and
|
| 36 |
+
\[
|
| 37 |
+
I_0\cup I_1\ne E
|
| 38 |
+
\quad\text{for every independent }I_0\text{ in }M_0
|
| 39 |
+
\text{ and independent }I_1\text{ in }M_1.
|
| 40 |
+
\]
|
| 41 |
+
The pair $(M_0,M_1)$ has no packing/covering partition. Consequently, the
|
| 42 |
+
infinite matroid packing/covering conjecture is false.
|
| 43 |
+
\end{theorem}
|
| 44 |
+
|
| 45 |
+
The last conclusion needs a separate argument: failure of a covering of
|
| 46 |
+
$E$ alone does not rule out a mixed partition. For a self-dual pair,
|
| 47 |
+
however, the spanning sets on $P$ and the independent sets in the
|
| 48 |
+
contractions onto $C$ give disjoint spanning sets on $E$. Their complements
|
| 49 |
+
are an independent covering. We prove this implication in
|
| 50 |
+
Section~\ref{sec:matroids} before constructing the counterexample.
|
| 51 |
+
|
| 52 |
+
\subsection*{Context and the local construction}
|
| 53 |
+
|
| 54 |
+
The axioms of Bruhn, Diestel, Kriesell, Pendavingh and
|
| 55 |
+
Wollan~\cite{BDKPW2013} provide an infinite matroid theory with restriction,
|
| 56 |
+
contraction and duality. In particular, independent sets must extend to
|
| 57 |
+
maximal independent sets inside \emph{every} prescribed subset of the
|
| 58 |
+
ground set. This condition is a central part of our construction.
|
| 59 |
+
|
| 60 |
+
A matroid is \emph{uniform} if replacing any element of any basis by any
|
| 61 |
+
element outside that basis again gives a basis. Bowler and
|
| 62 |
+
Geschke~\cite[Theorem~6 and the proof of Theorem~15]{BowlerGeschke2016} developed a basis criterion for infinite
|
| 63 |
+
uniform matroids and constructed countable self-dual examples under
|
| 64 |
+
Martin's axiom for countable partially ordered sets, and hence under the
|
| 65 |
+
continuum hypothesis. Their criterion combines an
|
| 66 |
+
antichain of bases, invariance under balanced finite changes, and a basis
|
| 67 |
+
existence condition for intervals of subsets. Our assembly also uses the
|
| 68 |
+
complementary interval-recursion pattern of their Lemma~12, while
|
| 69 |
+
verifying the full independent-set axioms directly.
|
| 70 |
+
|
| 71 |
+
Bowler and Geschke left open whether an infinite self-dual uniform matroid
|
| 72 |
+
can be constructed in ZFC. Even without self-duality, ZFC existence of a
|
| 73 |
+
uniform matroid of infinite rank and corank is recorded as open by Gollin
|
| 74 |
+
and Jo\'o~\cite[Section~1]{GollinJoo2025}.
|
| 75 |
+
|
| 76 |
+
Our local construction gives a self-dual uniform matroid $Q$ on a
|
| 77 |
+
countable set in ZFC, with every basis and its complement infinite.
|
| 78 |
+
It therefore answers both of these existence questions affirmatively.
|
| 79 |
+
Its bases satisfy an additional ordinal inequality that obstructs
|
| 80 |
+
independent coverings when copies of $Q$ are placed along a doubly
|
| 81 |
+
infinite path. The two matroids in Theorem~\ref{thm:main} are countably
|
| 82 |
+
infinite direct sums of these copies. In Jo\'o's terminology, a direct sum
|
| 83 |
+
of uniform matroids is \emph{partitional}. His definition of uniformity is
|
| 84 |
+
equivalent to requiring every subset to be independent or spanning
|
| 85 |
+
\cite[Definition~1.2 and Proposition~2.2]{Joo2021Partitional}, the property
|
| 86 |
+
proved for $Q$ in Remark~\ref{rem:uniform-local}. Thus both matroids in our
|
| 87 |
+
pair are partitional. This distinction matters: Jo\'o proved an intersection
|
| 88 |
+
theorem for an arbitrary infinite matroid paired with a direct sum of
|
| 89 |
+
\emph{finitely many} uniform matroids, and asked whether intersection holds
|
| 90 |
+
for two partitional matroids on a common countable ground set
|
| 91 |
+
\cite[Theorem~1.4 and Question~1.5]{Joo2021Partitional}.
|
| 92 |
+
|
| 93 |
+
For matroids $M,N$ on a common ground set $E$, the pair \emph{satisfies
|
| 94 |
+
intersection} if there is a set $J$ independent in both matroids and a
|
| 95 |
+
partition $J=J_M\dot\cup J_N$ such that
|
| 96 |
+
\[
|
| 97 |
+
\cl_M(J_M)\cup\cl_N(J_N)=E.
|
| 98 |
+
\]
|
| 99 |
+
The unrestricted infinite Matroid Intersection Conjecture asserts that
|
| 100 |
+
every pair of matroids on a common, possibly infinite, ground set satisfies this
|
| 101 |
+
property~\cite[Definition~3.5 and Section~7]{BowlerCarmesin2015}.
|
| 102 |
+
|
| 103 |
+
\begin{corollary}\label{cor:intersection}
|
| 104 |
+
The same pair $(M_0,M_1)$ constructed in Theorem~\ref{thm:main} consists of
|
| 105 |
+
partitional matroids and does not satisfy intersection. More explicitly,
|
| 106 |
+
for every set $J$ independent in both $M_0$ and $M_1$ and every partition
|
| 107 |
+
$J=J_0\dot\cup J_1$,
|
| 108 |
+
\[
|
| 109 |
+
\cl_{M_0}(J_0)\cup\cl_{M_1}(J_1)\ne E.
|
| 110 |
+
\]
|
| 111 |
+
Consequently, the unrestricted infinite Matroid Intersection Conjecture is
|
| 112 |
+
false in ZFC. The pair also gives a negative ZFC answer to Jo\'o's
|
| 113 |
+
Question~1.5 for two partitional matroids on a common countable ground set.
|
| 114 |
+
\end{corollary}
|
| 115 |
+
|
| 116 |
+
\begin{proof}
|
| 117 |
+
Each $M_i$ is a direct sum of countably infinitely many copies of the uniform
|
| 118 |
+
matroid $Q$, so it is partitional. Bowler and Carmesin
|
| 119 |
+
\cite[Proposition~3.6]{BowlerCarmesin2015} prove that, for any matroids $M,N$
|
| 120 |
+
on the same ground set,
|
| 121 |
+
\[
|
| 122 |
+
(M,N)\text{ satisfies intersection}
|
| 123 |
+
\quad\Longleftrightarrow\quad
|
| 124 |
+
(M,N^*)\text{ has a packing/covering partition}.
|
| 125 |
+
\]
|
| 126 |
+
Apply this equivalence with $M=M_0$ and $N=M_1$. Since $M_1^*=M_1$ on the same labelled ground set,
|
| 127 |
+
the right-hand side concerns the identical pair $(M_0,M_1)$ and is false by
|
| 128 |
+
Theorem~\ref{thm:main}. Its common ground set is countable, so it also
|
| 129 |
+
satisfies the hypotheses of Jo\'o's question.
|
| 130 |
+
\end{proof}
|
| 131 |
+
|
| 132 |
+
Bowler and Carmesin also formulated separate Covering and Packing
|
| 133 |
+
conjectures. Their universal equivalences imply that both conjectures are
|
| 134 |
+
false in ZFC; Section~\ref{sec:separate-consequences} gives the precise
|
| 135 |
+
formulations and deduction. This consequence concerns universal statements
|
| 136 |
+
about matroid families and does not identify their witnessing families
|
| 137 |
+
with the pair $(M_0,M_1)$.
|
| 138 |
+
|
| 139 |
+
The examples are neither finitary nor cofinitary. Here a matroid is
|
| 140 |
+
\emph{finitary} if a set is independent whenever all its finite subsets
|
| 141 |
+
are independent, and \emph{cofinitary} if its dual is finitary. Nash-Williams' original intersection conjecture concerned finitary
|
| 142 |
+
matroids; Aharoni and Ziv~\cite{AharoniZiv1998} gave an early published
|
| 143 |
+
formulation. Jo\'o proved intersection for two finitary matroids on a countable
|
| 144 |
+
ground set~\cite[Theorem~1.3]{Joo2021Countable}.
|
| 145 |
+
His subsequent packing/covering theorem allows every set-indexed family
|
| 146 |
+
on a countable ground set whose members are direct sums of finitary and
|
| 147 |
+
cofinitary matroids~\cite[Theorem~1.2]{Joo2024Packing}.
|
| 148 |
+
The examples here have no nonempty finitary or cofinitary direct summand,
|
| 149 |
+
as we show in Section~\ref{sec:counterexample}, so they lie outside this
|
| 150 |
+
mixed direct-sum class. Countability of the ground set is distinct from
|
| 151 |
+
these structural hypotheses; the present result concerns unrestricted
|
| 152 |
+
infinite matroids and does not refute Nash-Williams' original finitary
|
| 153 |
+
conjecture.
|
| 154 |
+
|
| 155 |
+
\subsection*{Proof overview}
|
| 156 |
+
|
| 157 |
+
We first construct an ultrafilter $\mathcal U$ on a countable set $D$ and
|
| 158 |
+
an ordinal-valued function $\rho$ on its members. Call a subset of $D$
|
| 159 |
+
\emph{large} if it belongs to $\mathcal U$. This auxiliary ordinal rank, distinct from matroid rank, satisfies
|
| 160 |
+
$\rho(X)\ge\rho(Y)$ whenever $X\subseteq Y$ are large. On two labelled copies $L,R$ of $D$, we construct
|
| 161 |
+
a self-dual matroid $Q$ with the following property: if $B$ is a basis
|
| 162 |
+
and its slice $B_L\subseteq D$ is large, then $D\setminus B_R$ is large
|
| 163 |
+
and
|
| 164 |
+
\[
|
| 165 |
+
\rho(B_L)>\rho(D\setminus B_R).
|
| 166 |
+
\]
|
| 167 |
+
This is the property used at the end of the proof. To build the pair,
|
| 168 |
+
join consecutive integer vertices by \emph{bundles}, each a labelled
|
| 169 |
+
copy of $D$, and place $Q$ on the two incident bundles at each vertex.
|
| 170 |
+
Its $L$-coordinate points toward the central bundle between $-1$ and $0$,
|
| 171 |
+
and its $R$-coordinate points outward. The copies at even and odd vertices
|
| 172 |
+
form $M_0$ and $M_1$, respectively. In a putative independent covering, one starts with the large side of a
|
| 173 |
+
central bundle and follows the path outward. Each successive copy of
|
| 174 |
+
$Q$ strictly decreases the ordinal rank, an impossibility.
|
| 175 |
+
|
| 176 |
+
Most of the proof constructs $Q$. Partition $D$ into rapidly growing
|
| 177 |
+
finite blocks. The first ideal consists of subsets whose proportions
|
| 178 |
+
in these blocks tend to zero. Within each equivalence class modulo this
|
| 179 |
+
ideal, we define real-valued probes of a subset; a half-open interval
|
| 180 |
+
condition on their lower or upper limits selects the bases. Finite
|
| 181 |
+
changes shift these limits by their net cardinality, making basis
|
| 182 |
+
exchange immediate. A separate interpolation argument supplies bases
|
| 183 |
+
between suitable endpoints, including endpoints with infinite limits.
|
| 184 |
+
This argument is the key to maximal extension.
|
| 185 |
+
|
| 186 |
+
A second, larger ideal permits the insertion of sets that preserve the
|
| 187 |
+
ordinal inequalities while separating previously chosen classes.
|
| 188 |
+
Independent binary columns supply these separating sets simultaneously
|
| 189 |
+
for fewer than continuum many requirements. We then address every
|
| 190 |
+
interval of subsets in a transfinite recursion, inserting complementary
|
| 191 |
+
classes of bases when necessary. At each stage there are fewer than
|
| 192 |
+
continuum many earlier requirements; no regularity assumption on the
|
| 193 |
+
continuum is used.
|
| 194 |
+
|
| 195 |
+
Section~\ref{sec:filters} constructs the two ideals, the ultrafilter, the
|
| 196 |
+
rank and the simultaneous reservations. Section~\ref{sec:local-bases}
|
| 197 |
+
proves the interpolation properties within a single class.
|
| 198 |
+
Section~\ref{sec:assembly} assembles the classes and proves all the
|
| 199 |
+
matroid axioms, including maximal extension.
|
| 200 |
+
Section~\ref{sec:counterexample} places $Q$ along the path and completes
|
| 201 |
+
the ordinal descent argument. Section~\ref{sec:separate-consequences}
|
| 202 |
+
derives the separate universal Covering and Packing consequences.
|
preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/sections/02-matroids.tex
ADDED
|
@@ -0,0 +1,119 @@
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|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{Matroids and the self-dual reduction}\label{sec:matroids}
|
| 2 |
+
|
| 3 |
+
We first record the infinite-matroid conventions and explain why, for a
|
| 4 |
+
self-dual pair, it suffices to rule out an independent covering of the
|
| 5 |
+
whole ground set. This reduction is essential: a mixed packing/covering
|
| 6 |
+
partition need not be a packing or a covering on the whole set.
|
| 7 |
+
|
| 8 |
+
\subsection{Independence, closure, and duality}
|
| 9 |
+
|
| 10 |
+
An infinite matroid on a set $F$ is a family $\mathcal I\subseteq 2^F$
|
| 11 |
+
satisfying the following axioms
|
| 12 |
+
\cite[Section~1.1]{BDKPW2013}:
|
| 13 |
+
\begin{description}
|
| 14 |
+
\item[(I1)] $\varnothing\in\mathcal I$.
|
| 15 |
+
\item[(I2)] Every subset of a member of $\mathcal I$ belongs to $\mathcal I$.
|
| 16 |
+
\item[(I3)] If $I\in\mathcal I$ is not inclusion-maximal and
|
| 17 |
+
$B\in\mathcal I$ is inclusion-maximal, there is an element
|
| 18 |
+
$e\in B\setminus I$ such that $I\cup\{e\}\in\mathcal I$.
|
| 19 |
+
\item[(IM)] For every $I\in\mathcal I$ and $I\subseteq Y\subseteq F$,
|
| 20 |
+
the family $\{J\in\mathcal I:I\subseteq J\subseteq Y\}$ has an
|
| 21 |
+
inclusion-maximal member.
|
| 22 |
+
\end{description}
|
| 23 |
+
The inclusion-maximal independent sets are the \emph{bases}. In
|
| 24 |
+
particular, (IM) requires maximal extensions inside every subset, not
|
| 25 |
+
only inside $F$.
|
| 26 |
+
|
| 27 |
+
For a matroid $N=(F,\mathcal I)$ and $X\subseteq F$, its closure is
|
| 28 |
+
\[
|
| 29 |
+
\operatorname{cl}_N(X)=X\cup
|
| 30 |
+
\{e\in F:\text{there is an independent }I\subseteq X
|
| 31 |
+
\text{ with }I\cup\{e\}\text{ dependent}\}.
|
| 32 |
+
\]
|
| 33 |
+
This operator is extensive, monotone, and idempotent
|
| 34 |
+
\cite[Theorem~4.2]{BDKPW2013}. A set $S$ is \emph{spanning} if
|
| 35 |
+
$\operatorname{cl}_N(S)=F$.
|
| 36 |
+
Restrictions are matroids, and the complements of the bases of $N$
|
| 37 |
+
are the bases of its dual $N^*$
|
| 38 |
+
\cite[Theorems~3.1 and~3.4]{BDKPW2013}. We use
|
| 39 |
+
\[
|
| 40 |
+
N.X=N/(F\setminus X)=(N^*\!\upharpoonright X)^*
|
| 41 |
+
\]
|
| 42 |
+
for contraction onto $X$. Self-duality will always mean the equality
|
| 43 |
+
$N=N^*$ on the same labeled ground set.
|
| 44 |
+
|
| 45 |
+
\begin{lemma}\label{lem:closure-duality}
|
| 46 |
+
Let $N$ be an infinite matroid on $F$.
|
| 47 |
+
\begin{enumerate}
|
| 48 |
+
\item If $S\subseteq X\subseteq F$, then
|
| 49 |
+
\[
|
| 50 |
+
\operatorname{cl}_{N\upharpoonright X}(S)
|
| 51 |
+
=\operatorname{cl}_N(S)\cap X.
|
| 52 |
+
\]
|
| 53 |
+
\item A subset $S\subseteq F$ is spanning if and only if it contains
|
| 54 |
+
a basis of $N$.
|
| 55 |
+
\item A subset $S\subseteq F$ is spanning in $N$ if and only if
|
| 56 |
+
$F\setminus S$ is independent in $N^*$.
|
| 57 |
+
\end{enumerate}
|
| 58 |
+
\end{lemma}
|
| 59 |
+
\begin{proof}
|
| 60 |
+
The first assertion follows directly from the closure definition:
|
| 61 |
+
for $e\in X$, independence of sets contained in $S\cup\{e\}$ is
|
| 62 |
+
the same in $N$ and in its restriction to $X$.
|
| 63 |
+
|
| 64 |
+
For the second, use (IM) to take a maximal independent subset $B$ of
|
| 65 |
+
$S$. For every $e\in S\setminus B$, the set $B\cup\{e\}$ is
|
| 66 |
+
dependent, so $S\subseteq\operatorname{cl}_N(B)$. Monotonicity and
|
| 67 |
+
idempotence therefore give
|
| 68 |
+
\[
|
| 69 |
+
\operatorname{cl}_N(B)=\operatorname{cl}_N(S).
|
| 70 |
+
\]
|
| 71 |
+
If $S$ is spanning, so is $B$. An independent spanning set is a basis:
|
| 72 |
+
an independent extension by an element of its closure would contradict
|
| 73 |
+
the defining independent witness for closure. Conversely, a basis spans,
|
| 74 |
+
because adjoining any element outside it gives a dependent set; any set
|
| 75 |
+
containing a basis consequently spans.
|
| 76 |
+
|
| 77 |
+
If $S$ contains a basis $B$, then $F\setminus S$ is contained in
|
| 78 |
+
the dual basis $F\setminus B$. Conversely, extend an independent
|
| 79 |
+
$F\setminus S$ to a basis $B^*$ of $N^*$ using (IM).
|
| 80 |
+
The primal basis $F\setminus B^*$ is contained in $S$.
|
| 81 |
+
\end{proof}
|
| 82 |
+
|
| 83 |
+
\subsection{From a mixed partition to an independent covering}
|
| 84 |
+
|
| 85 |
+
\begin{lemma}\label{lem:selfdual-reduction}
|
| 86 |
+
Let $N_0,N_1$ be matroids on the same set $F$, with $N_i=N_i^*$
|
| 87 |
+
on the same labels. Suppose there is a partition
|
| 88 |
+
$F=P\mathbin{\dot\cup}C$, disjoint sets $S_0,S_1\subseteq P$
|
| 89 |
+
spanning $N_0\!\upharpoonright P,N_1\!\upharpoonright P$,
|
| 90 |
+
respectively, and independent sets $I_i$ of $N_i.C$ such that
|
| 91 |
+
$I_0\cup I_1=C$. Then $F$ can be covered by one independent set
|
| 92 |
+
of each of $N_0,N_1$.
|
| 93 |
+
\end{lemma}
|
| 94 |
+
\begin{proof}
|
| 95 |
+
Self-duality gives
|
| 96 |
+
\[
|
| 97 |
+
N_i.C=(N_i\!\upharpoonright C)^*.
|
| 98 |
+
\]
|
| 99 |
+
Thus $T_i=C\setminus I_i$ spans $N_i\!\upharpoonright C$ by
|
| 100 |
+
Lemma~\ref{lem:closure-duality}. Also
|
| 101 |
+
$T_0\cap T_1=C\setminus(I_0\cup I_1)=\varnothing$.
|
| 102 |
+
Consequently the two sets
|
| 103 |
+
\[
|
| 104 |
+
A_i=S_i\cup T_i\qquad(i=0,1)
|
| 105 |
+
\]
|
| 106 |
+
are disjoint. The restriction-closure identity shows that
|
| 107 |
+
$P\subseteq\operatorname{cl}_{N_i}(S_i)$ and
|
| 108 |
+
$C\subseteq\operatorname{cl}_{N_i}(T_i)$, so $A_i$ spans the
|
| 109 |
+
full matroid $N_i$. Its complement $F\setminus A_i$ is independent
|
| 110 |
+
in $N_i^*=N_i$. Finally,
|
| 111 |
+
\[
|
| 112 |
+
(F\setminus A_0)\cup(F\setminus A_1)=F
|
| 113 |
+
\]
|
| 114 |
+
because $A_0\cap A_1=\varnothing$.
|
| 115 |
+
\end{proof}
|
| 116 |
+
|
| 117 |
+
We will construct a self-dual pair with no independent covering.
|
| 118 |
+
Lemma~\ref{lem:selfdual-reduction} will then exclude every mixed
|
| 119 |
+
packing/covering partition for that pair.
|
preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/sections/03-filters.tex
ADDED
|
@@ -0,0 +1,278 @@
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
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|
|
|
|
|
|
|
|
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|
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|
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|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
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|
|
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|
|
|
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|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
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|
|
|
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|
|
|
|
|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
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|
|
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|
|
|
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|
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|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{An ultrafilter rank and simultaneous reservations}
|
| 2 |
+
\label{sec:filters}
|
| 3 |
+
|
| 4 |
+
We construct two tools on a countable set. The first is an ordinal-valued
|
| 5 |
+
function on an ultrafilter whose value can be increased while preserving
|
| 6 |
+
a prescribed lower bound on the set. The second supplies two disjoint
|
| 7 |
+
sets that meet each of fewer than continuum many prescribed sets in
|
| 8 |
+
positive upper block density. These two tools will allow us to choose bases
|
| 9 |
+
with an ordinal inequality while also separating them from all earlier
|
| 10 |
+
choices.
|
| 11 |
+
|
| 12 |
+
\subsection{Blocks, columns, and two ideals}
|
| 13 |
+
|
| 14 |
+
Let $\mathfrak c=2^{\aleph_0}$, also regarded as its initial ordinal.
|
| 15 |
+
For each integer $m\ge0$, let
|
| 16 |
+
\[
|
| 17 |
+
D_m=\{m\}\times\{0,1\}^{\{0,1\}^m},\qquad
|
| 18 |
+
D=\coprod_{m\ge0}D_m,\qquad w_m=|D_m|=2^{2^m}.
|
| 19 |
+
\]
|
| 20 |
+
Thus $D$ is countably infinite. The tags $m$ make its finite blocks
|
| 21 |
+
disjoint. Their sizes satisfy
|
| 22 |
+
\begin{equation}\label{eq:block-growth}
|
| 23 |
+
w_m\ge2\sum_{j<m}w_j\qquad(m\ge1).
|
| 24 |
+
\end{equation}
|
| 25 |
+
Indeed, equality holds for $m=1$. If the inequality holds for $m$, then
|
| 26 |
+
$2\sum_{j<m+1}w_j\le3w_m\le w_m^2=w_{m+1}$, since $w_m\ge4$.
|
| 27 |
+
|
| 28 |
+
The density-zero ideal on $D$ is
|
| 29 |
+
\[
|
| 30 |
+
\mathcal J=\left\{X\subseteq D:
|
| 31 |
+
\frac{|X\cap D_m|}{w_m}\longrightarrow0\right\}.
|
| 32 |
+
\]
|
| 33 |
+
An ideal is a family closed under taking subsets and finite unions;
|
| 34 |
+
we call a set \emph{positive} for the ideal if it does not belong to it.
|
| 35 |
+
The displayed family is a proper ideal containing all finite sets.
|
| 36 |
+
|
| 37 |
+
Let $L$ and $R$ be labelled copies of $D$, and write
|
| 38 |
+
$E_0=L\mathbin{\dot\cup}R$. For $X\subseteq E_0$, its two slices,
|
| 39 |
+
viewed as subsets of $D$, are denoted by $X_L$ and $X_R$.
|
| 40 |
+
When writing lifts, we identify $E_0$ with $D\times\{L,R\}$.
|
| 41 |
+
Write $W_m$ for the union of the two copies of $D_m$.
|
| 42 |
+
The ideal $\mathcal J_0$ on $E_0$ consists of the sets whose two slices
|
| 43 |
+
belong to $\mathcal J$. Equivalently,
|
| 44 |
+
\[
|
| 45 |
+
X\in\mathcal J_0
|
| 46 |
+
\quad\Longleftrightarrow\quad
|
| 47 |
+
\frac{|X\cap W_m|}{|W_m|}\longrightarrow0.
|
| 48 |
+
\]
|
| 49 |
+
This equivalence follows because the doubled-block density is the
|
| 50 |
+
average of the two nonnegative slice densities. Complements are always
|
| 51 |
+
taken in the relevant ground set, $D$ or $E_0$.
|
| 52 |
+
|
| 53 |
+
\begin{lemma}[Independent columns]\label{lem:columns}
|
| 54 |
+
There are subsets $A_t,B_t,G_t$ of $D$, indexed by $t<\mathfrak c$,
|
| 55 |
+
with the following property. For any $r$ distinct columns from these
|
| 56 |
+
three families and any prescribed membership pattern on them, the
|
| 57 |
+
proportion of that pattern in $D_m$ is exactly $2^{-r}$ for all
|
| 58 |
+
sufficiently large $m$.
|
| 59 |
+
\end{lemma}
|
| 60 |
+
|
| 61 |
+
\begin{proof}
|
| 62 |
+
Assign distinct infinite binary strings to all the columns; this is
|
| 63 |
+
possible because $3\mathfrak c=\mathfrak c$. For a column with string
|
| 64 |
+
$h$, put $(m,f)$ in that column precisely when
|
| 65 |
+
$f(h\upharpoonright m)=1$.
|
| 66 |
+
The prefixes of any fixed finite list of distinct strings are distinct
|
| 67 |
+
for all sufficiently large $m$. Prescribing the values of $f$ at these
|
| 68 |
+
$r$ arguments leaves $2^{2^m-r}$ functions among the $2^{2^m}$ choices
|
| 69 |
+
in $D_m$, proving the assertion.
|
| 70 |
+
\end{proof}
|
| 71 |
+
|
| 72 |
+
We need a larger ideal in addition to $\mathcal J$. Define
|
| 73 |
+
\begin{equation}\label{eq:larger-ideal}
|
| 74 |
+
\mathcal K=\left\{X\subseteq D:
|
| 75 |
+
X\cap\bigcap_{t\in F}A_t\in\mathcal J
|
| 76 |
+
\text{ for some finite }F\subseteq\mathfrak c\right\},
|
| 77 |
+
\end{equation}
|
| 78 |
+
where an empty intersection is $D$. This is the ideal generated by
|
| 79 |
+
$\mathcal J$ and the complements $A_t^c$. To see the equivalence, split
|
| 80 |
+
$X$ into its intersection with the positive $A$-columns in
|
| 81 |
+
\eqref{eq:larger-ideal} and its remaining part, which is covered by
|
| 82 |
+
their complements. In particular $\mathcal J\subseteq\mathcal K$.
|
| 83 |
+
Lemma~\ref{lem:columns} shows that $D\notin\mathcal K$, so this ideal
|
| 84 |
+
is proper.
|
| 85 |
+
|
| 86 |
+
We will repeatedly use the following consequence. A consistent finite
|
| 87 |
+
pattern prescribing positive membership in $A$-columns and arbitrary
|
| 88 |
+
signs in $G$-columns is $\mathcal K$-positive. Intersecting such a pattern
|
| 89 |
+
with any further finitely many positive $A$-columns still gives a
|
| 90 |
+
pattern with a fixed positive eventual density, so
|
| 91 |
+
\eqref{eq:larger-ideal} excludes membership in $\mathcal K$.
|
| 92 |
+
|
| 93 |
+
Write $X\subseteq_{\mathcal K}Y$ if $X\setminus Y\in\mathcal K$.
|
| 94 |
+
On $E_0$, let $\mathcal K_0$ be the ideal of sets whose two slices
|
| 95 |
+
belong to $\mathcal K$. Thus $\mathcal J_0\subseteq\mathcal K_0$.
|
| 96 |
+
The distinction between these ideals matters: changes in
|
| 97 |
+
$\mathcal K_0$ will preserve an ordinal condition, whereas differences
|
| 98 |
+
positive for $\mathcal J_0$ will keep the resulting bases incomparable.
|
| 99 |
+
|
| 100 |
+
\subsection{The ultrafilter and its ordinal rank}
|
| 101 |
+
|
| 102 |
+
An ultrafilter $\mathcal U$ on $D$ is a proper filter that contains
|
| 103 |
+
exactly one of $X$ and $D\setminus X$ for every $X\subseteq D$.
|
| 104 |
+
|
| 105 |
+
\begin{lemma}\label{lem:ultrafilter}
|
| 106 |
+
There is an ultrafilter $\mathcal U$ on $D$ disjoint from $\mathcal K$,
|
| 107 |
+
containing every $G_t$, and satisfying
|
| 108 |
+
\begin{equation}\label{eq:finitely-many-columns}
|
| 109 |
+
X\in\mathcal U\quad\Longrightarrow\quad
|
| 110 |
+
\{t<\mathfrak c:X\subseteq_{\mathcal K}G_t\}
|
| 111 |
+
\text{ is finite}.
|
| 112 |
+
\end{equation}
|
| 113 |
+
\end{lemma}
|
| 114 |
+
|
| 115 |
+
\begin{proof}
|
| 116 |
+
Call $Z\subseteq D$ forbidden if it is contained modulo $\mathcal K$
|
| 117 |
+
in infinitely many of the $G_t$. Require a filter to contain all
|
| 118 |
+
complements of members of $\mathcal K$, all $G_t$, and all complements
|
| 119 |
+
of forbidden sets. We verify the finite-intersection property.
|
| 120 |
+
|
| 121 |
+
Combine the finitely many $\mathcal K$-small exclusions into one set
|
| 122 |
+
$N\in\mathcal K$. Let $F$ be the finite set of required positive
|
| 123 |
+
$G$-indices, and let $Z_1,\ldots,Z_q$ be the forbidden sets to exclude.
|
| 124 |
+
For each $j$, choose an index $t_j$ such that
|
| 125 |
+
$Z_j\setminus G_{t_j}\in\mathcal K$, with the $t_j$ distinct and
|
| 126 |
+
outside $F$. Each $Z_j$ has infinitely many witnessing indices, so
|
| 127 |
+
these choices are possible. The pattern
|
| 128 |
+
\[
|
| 129 |
+
P=\bigcap_{t\in F}G_t\cap\bigcap_{j=1}^qG_{t_j}^c
|
| 130 |
+
\]
|
| 131 |
+
is $\mathcal K$-positive. Moreover
|
| 132 |
+
$P\cap Z_j\subseteq Z_j\setminus G_{t_j}\in\mathcal K$.
|
| 133 |
+
It follows that
|
| 134 |
+
\[
|
| 135 |
+
P\setminus\left(N\cup\bigcup_{j=1}^qZ_j\right)
|
| 136 |
+
\]
|
| 137 |
+
is still $\mathcal K$-positive: otherwise $P$ would be a finite union
|
| 138 |
+
of members of $\mathcal K$. This nonempty set lies in the required
|
| 139 |
+
finite intersection. Extend the resulting proper filter to an
|
| 140 |
+
ultrafilter by the ultrafilter lemma. It contains no member of
|
| 141 |
+
$\mathcal K$ and no forbidden set, as required.
|
| 142 |
+
\end{proof}
|
| 143 |
+
|
| 144 |
+
Fix such an ultrafilter. Call its members \emph{large} and its
|
| 145 |
+
nonmembers \emph{small}. Small in this sense does not mean membership
|
| 146 |
+
in either ideal. Every large set is $\mathcal J$-positive, and every
|
| 147 |
+
complement of a $\mathcal K$-set is large.
|
| 148 |
+
|
| 149 |
+
List all large subsets of $D$ as $(F_\xi)_{\xi<\mathfrak c}$,
|
| 150 |
+
allowing repetitions if needed. For a large set $X$, define
|
| 151 |
+
\begin{equation}\label{eq:ordinal-rank}
|
| 152 |
+
\rho(X)=\min\{\xi<\mathfrak c:
|
| 153 |
+
F_\xi\subseteq_{\mathcal K}X\}.
|
| 154 |
+
\end{equation}
|
| 155 |
+
The set of indices is nonempty because $X$ occurs in the list.
|
| 156 |
+
This is an auxiliary ordinal rank, distinct from matroid rank.
|
| 157 |
+
|
| 158 |
+
\begin{lemma}[Rank invariance and monotonicity]\label{lem:rank}
|
| 159 |
+
If $X\triangle Y\in\mathcal K$, then $X$ is large if and only if $Y$
|
| 160 |
+
is large, and in that case $\rho(X)=\rho(Y)$.
|
| 161 |
+
If $X,Y$ are large and $X\subseteq_{\mathcal K}Y$, then
|
| 162 |
+
$\rho(X)\ge\rho(Y)$.
|
| 163 |
+
\end{lemma}
|
| 164 |
+
|
| 165 |
+
\begin{proof}
|
| 166 |
+
The complement of $X\triangle Y$ belongs to $\mathcal U$.
|
| 167 |
+
Intersecting it with either large set gives a large subset of the
|
| 168 |
+
other, proving invariance of largeness. The two sets have exactly the
|
| 169 |
+
same candidate indices in \eqref{eq:ordinal-rank}, proving rank
|
| 170 |
+
invariance. Finally, $F_\xi\subseteq_{\mathcal K}X$ and
|
| 171 |
+
$X\subseteq_{\mathcal K}Y$ imply
|
| 172 |
+
$F_\xi\subseteq_{\mathcal K}Y$ by closure of the ideal under finite
|
| 173 |
+
unions. Taking minima proves the last assertion.
|
| 174 |
+
\end{proof}
|
| 175 |
+
|
| 176 |
+
The next property supplies large sets of arbitrarily high rank inside
|
| 177 |
+
any interval whose lower endpoint is small and upper endpoint is
|
| 178 |
+
large.
|
| 179 |
+
|
| 180 |
+
\begin{lemma}[Rank-raising thinning]\label{lem:thinning}
|
| 181 |
+
Let $s\subseteq X\subseteq D$, with $s$ small and $X$ large, and let
|
| 182 |
+
$\gamma<\mathfrak c$. There is a large set $u$ such that
|
| 183 |
+
\[
|
| 184 |
+
s\subseteq u\subseteq X,\qquad \rho(u)>\gamma.
|
| 185 |
+
\]
|
| 186 |
+
\end{lemma}
|
| 187 |
+
|
| 188 |
+
\begin{proof}
|
| 189 |
+
For every $\xi\le\gamma$, the set
|
| 190 |
+
$Y_\xi=F_\xi\cap(X\setminus s)$ is large. By
|
| 191 |
+
\eqref{eq:finitely-many-columns}, it is contained modulo
|
| 192 |
+
$\mathcal K$ in only finitely many $G_t$.
|
| 193 |
+
The union of these finite sets of indices has cardinal at most
|
| 194 |
+
$\max(\aleph_0,|\gamma+1|)<\mathfrak c$. Choose $t$ outside that union
|
| 195 |
+
and put
|
| 196 |
+
\[
|
| 197 |
+
u=s\cup(X\cap G_t).
|
| 198 |
+
\]
|
| 199 |
+
Then $u$ is large and lies between $s$ and $X$.
|
| 200 |
+
If $F_\xi\subseteq_{\mathcal K}u$ for some $\xi\le\gamma$, then
|
| 201 |
+
\[
|
| 202 |
+
Y_\xi\setminus G_t
|
| 203 |
+
=F_\xi\cap X\cap s^c\cap G_t^c
|
| 204 |
+
\subseteq F_\xi\setminus u\in\mathcal K,
|
| 205 |
+
\]
|
| 206 |
+
contrary to the choice of $t$. Thus $\rho(u)>\gamma$.
|
| 207 |
+
\end{proof}
|
| 208 |
+
|
| 209 |
+
This counting argument does not require regularity of
|
| 210 |
+
$\mathfrak c$. For any fixed cardinal $\lambda<\mathfrak c$, a union
|
| 211 |
+
of $\lambda$ finite sets has cardinal at most
|
| 212 |
+
$\max(\lambda,\aleph_0)<\mathfrak c$. We will use this same estimate
|
| 213 |
+
at each stage of a recursion of length $\mathfrak c$.
|
| 214 |
+
|
| 215 |
+
\subsection{Two simultaneous reservations}
|
| 216 |
+
|
| 217 |
+
The ordinal rank is unchanged by $\mathcal K$-small changes. We now
|
| 218 |
+
show that such changes can nevertheless meet many prescribed sets
|
| 219 |
+
in a way that remains positive for the smaller ideal $\mathcal J$.
|
| 220 |
+
For $t<\mathfrak c$, define the following subsets of $E_0$, using the
|
| 221 |
+
same labels in both copies:
|
| 222 |
+
\[
|
| 223 |
+
H_{t,0}=(A_t^c\cap B_t^c)\times\{L,R\},\qquad
|
| 224 |
+
H_{t,1}=(A_t^c\cap B_t)\times\{L,R\}.
|
| 225 |
+
\]
|
| 226 |
+
They are disjoint, and both belong to $\mathcal K_0$ because their
|
| 227 |
+
slices lie in $A_t^c$.
|
| 228 |
+
|
| 229 |
+
\begin{lemma}[Simultaneous reservations]\label{lem:reservations}
|
| 230 |
+
Let $\mathscr S$ be a family of fewer than $\mathfrak c$ subsets of
|
| 231 |
+
$E_0$, each positive for $\mathcal J_0$. There is an index
|
| 232 |
+
$t<\mathfrak c$ such that
|
| 233 |
+
\[
|
| 234 |
+
S\cap H_{t,0}\notin\mathcal J_0
|
| 235 |
+
\quad\text{and}\quad
|
| 236 |
+
S\cap H_{t,1}\notin\mathcal J_0
|
| 237 |
+
\qquad(S\in\mathscr S).
|
| 238 |
+
\]
|
| 239 |
+
\end{lemma}
|
| 240 |
+
|
| 241 |
+
\begin{proof}
|
| 242 |
+
Fix first one $\mathcal J_0$-positive set $S$. Choose $\epsilon>0$
|
| 243 |
+
such that the proportion of $S$ in $W_m$ is at least $\epsilon$ for
|
| 244 |
+
infinitely many $m$. Call an index $t$ bad for $S$ if at least one
|
| 245 |
+
of $S\cap H_{t,0}$ and $S\cap H_{t,1}$ belongs to $\mathcal J_0$.
|
| 246 |
+
We prove that only finitely many indices are bad.
|
| 247 |
+
|
| 248 |
+
Choose any finite list of distinct bad indices $t_1,\ldots,t_q$, and
|
| 249 |
+
for each $i$ choose $k_i\in\{0,1\}$ with
|
| 250 |
+
$S\cap H_{t_i,k_i}\in\mathcal J_0$. Put $H_i=H_{t_i,k_i}$.
|
| 251 |
+
These cells use $2q$ distinct $A$- and $B$-columns. Avoiding $H_i$
|
| 252 |
+
allows three of the four membership patterns on its two columns.
|
| 253 |
+
Lemma~\ref{lem:columns} therefore gives $3^q$ avoiding patterns out of
|
| 254 |
+
$4^q$ equally frequent patterns in every sufficiently late block.
|
| 255 |
+
Duplicating the cells on the two copies does not change these proportions.
|
| 256 |
+
In particular,
|
| 257 |
+
\[
|
| 258 |
+
\frac{|W_m\setminus\bigcup_{i=1}^qH_i|}{|W_m|}
|
| 259 |
+
=\left(\frac34\right)^q
|
| 260 |
+
\]
|
| 261 |
+
for all sufficiently large $m$. Every point of $S\cap W_m$ either
|
| 262 |
+
avoids all these cells or lies in one of the failing intersections, so
|
| 263 |
+
\[
|
| 264 |
+
\frac{|S\cap W_m|}{|W_m|}
|
| 265 |
+
\le \left(\frac34\right)^q+
|
| 266 |
+
\sum_{i=1}^q\frac{|S\cap H_i\cap W_m|}{|W_m|}.
|
| 267 |
+
\]
|
| 268 |
+
Each summand tends to zero. Along the infinite subsequence on which
|
| 269 |
+
$S$ has density at least $\epsilon$, this gives
|
| 270 |
+
$\epsilon\le(3/4)^q$. Since $(3/4)^q\to0$, the size of any finite
|
| 271 |
+
list of bad indices is bounded. Hence only finitely many indices are bad.
|
| 272 |
+
|
| 273 |
+
For the family $\mathscr S$, take the union of these finite sets of
|
| 274 |
+
bad indices. Its cardinal is less than $\mathfrak c$ by the estimate
|
| 275 |
+
following Lemma~\ref{lem:thinning}. Any index outside that union
|
| 276 |
+
works simultaneously for every $S\in\mathscr S$. If the family is
|
| 277 |
+
empty, any index works.
|
| 278 |
+
\end{proof}
|
preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/sections/04-local-bases.tex
ADDED
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|
| 1 |
+
\section{Bases within a density-zero class}\label{sec:local-bases}
|
| 2 |
+
|
| 3 |
+
We now construct families of candidate bases within one equivalence class
|
| 4 |
+
modulo $\mathcal J_0$. The purpose is twofold: balanced finite changes
|
| 5 |
+
must preserve the family, and intervals of subsets must contain or lie
|
| 6 |
+
on one side of a member of the family. The latter property will supply
|
| 7 |
+
maximal independent extensions in the eventual matroid.
|
| 8 |
+
|
| 9 |
+
Fix $T\subseteq E_0$ such that $T$ and $T^c$ are
|
| 10 |
+
$\mathcal J_0$-positive, and put
|
| 11 |
+
\[
|
| 12 |
+
\mathcal C(T)=\{X\subseteq E_0:X\triangle T\in\mathcal J_0\}.
|
| 13 |
+
\]
|
| 14 |
+
We use $T$ as the chosen representative, or \emph{prototype}, of this class.
|
| 15 |
+
Every member of $\mathcal C(T)$ and its complement are
|
| 16 |
+
$\mathcal J_0$-positive. Indeed, an ideal-small member, together with its
|
| 17 |
+
ideal-small symmetric difference from $T$, would make $T$ ideal-small;
|
| 18 |
+
the same argument applies to complements.
|
| 19 |
+
|
| 20 |
+
For $n\ge1$ and $m\ge0$, define
|
| 21 |
+
\begin{align}
|
| 22 |
+
V_n&=\bigcup_{m<n}W_m,\qquad c_n=|V_n|,\notag\\
|
| 23 |
+
p_n^T(X)&=|X\cap V_n|-|T\cap V_n|,\notag\\
|
| 24 |
+
d_m^T(X)&=\frac{|X\cap W_m|-|T\cap W_m|}{|W_m|},\notag\\
|
| 25 |
+
f_n^T(X)&=p_n^T(X)+c_n\left(
|
| 26 |
+
\sup_{m\ge n}d_m^T(X)+\inf_{m\ge n}d_m^T(X)\right).
|
| 27 |
+
\label{eq:probes}
|
| 28 |
+
\end{align}
|
| 29 |
+
These quantities are defined for $X\in\mathcal C(T)$. The prefix count
|
| 30 |
+
records a finite modification exactly once its affected blocks lie in
|
| 31 |
+
$V_n$. The tail extrema allow later-block changes to influence earlier
|
| 32 |
+
probes, and their sum changes sign when both $X$ and $T$ are complemented.
|
| 33 |
+
Write
|
| 34 |
+
\[
|
| 35 |
+
\ell_T(X)=\liminf_{n\to\infty}f_n^T(X),\qquad
|
| 36 |
+
h_T(X)=\limsup_{n\to\infty}f_n^T(X),
|
| 37 |
+
\]
|
| 38 |
+
allowing infinite values, and define two families
|
| 39 |
+
\begin{align}
|
| 40 |
+
\mathcal B^-(T)&=\{X\in\mathcal C(T):-1<\ell_T(X)\le0\},\notag\\
|
| 41 |
+
\mathcal B^+(T)&=\{X\in\mathcal C(T):0\le h_T(X)<1\}.
|
| 42 |
+
\label{eq:local-bases}
|
| 43 |
+
\end{align}
|
| 44 |
+
We call these the lower-limit and upper-limit rules, respectively.
|
| 45 |
+
In this section, a basis for a rule means a member of the indicated
|
| 46 |
+
family; no matroid is asserted yet.
|
| 47 |
+
|
| 48 |
+
\subsection{Probe estimates and continuity}
|
| 49 |
+
|
| 50 |
+
\begin{lemma}[Probe properties]\label{lem:probe-properties}
|
| 51 |
+
For $X,Y\in\mathcal C(T)$ the following statements hold.
|
| 52 |
+
\begin{enumerate}
|
| 53 |
+
\item $d_m^T(X)\to0$ and $p_n^T(X)/c_n\to0$.
|
| 54 |
+
\item If $X\subseteq Y$, then
|
| 55 |
+
\begin{equation}\label{eq:probe-monotone}
|
| 56 |
+
f_n^T(Y)-f_n^T(X)\ge |(Y\setminus X)\cap V_n|.
|
| 57 |
+
\end{equation}
|
| 58 |
+
\item Adding or deleting one element changes every probe by at most
|
| 59 |
+
one. A finite modification with net change $b$ in cardinality satisfies
|
| 60 |
+
$f_n^T(Y)=f_n^T(X)+b$ for all sufficiently large $n$.
|
| 61 |
+
\item Complementation gives
|
| 62 |
+
\[
|
| 63 |
+
f_n^{T^c}(X^c)=-f_n^T(X),\qquad
|
| 64 |
+
\mathcal B^+(T^c)=\{B^c:B\in\mathcal B^-(T)\}.
|
| 65 |
+
\]
|
| 66 |
+
\end{enumerate}
|
| 67 |
+
\end{lemma}
|
| 68 |
+
|
| 69 |
+
\begin{proof}
|
| 70 |
+
The first density limit follows from $X\triangle T\in\mathcal J_0$.
|
| 71 |
+
Also $p_n^T(X)=\sum_{m<n}|W_m|d_m^T(X)$. For any $\varepsilon>0$,
|
| 72 |
+
the terms after a fixed index have absolute density at most
|
| 73 |
+
$\varepsilon$; their contribution divided by $c_n$ is at most
|
| 74 |
+
$\varepsilon$, and the finite initial contribution divided by $c_n$
|
| 75 |
+
tends to zero.
|
| 76 |
+
|
| 77 |
+
Inclusion increases each block count, hence both tail extrema; the
|
| 78 |
+
prefix increases by $|(Y\setminus X)\cap V_n|$. This proves the second
|
| 79 |
+
assertion. If an element changes in a block $W_k$ with $k<n$, only the
|
| 80 |
+
prefix changes. If $k\ge n$, each tail extremum changes by at most
|
| 81 |
+
$1/|W_k|$. By \eqref{eq:block-growth},
|
| 82 |
+
\[
|
| 83 |
+
|W_k|\ge 2\sum_{m<k}|W_m|\ge 2c_n,
|
| 84 |
+
\]
|
| 85 |
+
so the total change is at most one. After every block affected by a
|
| 86 |
+
finite modification is in the prefix, the tails agree and the prefix
|
| 87 |
+
changes by exactly $b$.
|
| 88 |
+
|
| 89 |
+
Finally, complementing both $X$ and $T$ negates every prefix and block
|
| 90 |
+
density. The supremum of the negatives is the negative infimum, and
|
| 91 |
+
vice versa. This proves the last assertion, including its half-open
|
| 92 |
+
endpoint conventions.
|
| 93 |
+
\end{proof}
|
| 94 |
+
|
| 95 |
+
The next continuity statement is needed both to stop finite deletion
|
| 96 |
+
procedures and to pass to their decreasing limit. Its common
|
| 97 |
+
density-zero bound is essential to controlling the tail extrema.
|
| 98 |
+
|
| 99 |
+
\begin{lemma}[Continuity within a fixed interval]\label{lem:block-continuity}
|
| 100 |
+
Suppose $I\subseteq X_k\subseteq Y$ for $k\ge1$, where
|
| 101 |
+
$I,Y\in\mathcal C(T)$, and membership of every element in $X_k$
|
| 102 |
+
eventually agrees with its membership in a set $X$. Then
|
| 103 |
+
$X\in\mathcal C(T)$ and, for every fixed $n\ge1$,
|
| 104 |
+
\[
|
| 105 |
+
f_n^T(X_k)\longrightarrow f_n^T(X).
|
| 106 |
+
\]
|
| 107 |
+
\end{lemma}
|
| 108 |
+
|
| 109 |
+
\begin{proof}
|
| 110 |
+
We have $I\subseteq X\subseteq Y$ and $Y\setminus I\in\mathcal J_0$,
|
| 111 |
+
so $X\in\mathcal C(T)$. On every fixed finite union of blocks, $X_k$
|
| 112 |
+
eventually agrees with $X$. On the remaining blocks,
|
| 113 |
+
\[
|
| 114 |
+
|d_m^T(X_k)-d_m^T(X)|
|
| 115 |
+
\le \frac{|(Y\setminus I)\cap W_m|}{|W_m|},
|
| 116 |
+
\]
|
| 117 |
+
uniformly in $k$, and the right-hand side tends to zero. Thus the
|
| 118 |
+
sequences of block densities converge uniformly in $m$. Supremum and
|
| 119 |
+
infimum over a fixed tail change by at most the uniform difference,
|
| 120 |
+
while the fixed prefix eventually stabilizes. Formula
|
| 121 |
+
\eqref{eq:probes} gives the result.
|
| 122 |
+
\end{proof}
|
| 123 |
+
|
| 124 |
+
\begin{lemma}[Antichains and finite changes]\label{lem:local-antichain}
|
| 125 |
+
Each family $\mathcal B^-(T)$ and $\mathcal B^+(T)$ contains $T$, is
|
| 126 |
+
an antichain under inclusion, and is preserved by finite modifications
|
| 127 |
+
that add and delete equally many elements.
|
| 128 |
+
\end{lemma}
|
| 129 |
+
|
| 130 |
+
\begin{proof}
|
| 131 |
+
The probes of $T$ vanish. Balanced finite changes preserve the class
|
| 132 |
+
and eventually preserve every probe, so they preserve either rule.
|
| 133 |
+
|
| 134 |
+
Suppose $X\subsetneq Y$ both satisfy the lower-limit rule. A finite
|
| 135 |
+
difference of cardinality $k\ge1$ gives
|
| 136 |
+
$\ell_T(Y)=\ell_T(X)+k>0$, a contradiction. For an infinite difference,
|
| 137 |
+
$|(Y\setminus X)\cap V_n|\to\infty$. The probes of $X$ are eventually
|
| 138 |
+
bounded below because their lower limit is finite, so
|
| 139 |
+
Lemma~\ref{lem:probe-properties} implies $f_n^T(Y)\to\infty$, again
|
| 140 |
+
a contradiction. The upper-limit case follows by complementing and
|
| 141 |
+
using the lower-limit rule for $T^c$.
|
| 142 |
+
\end{proof}
|
| 143 |
+
|
| 144 |
+
\subsection{Modifications from a positive pool}
|
| 145 |
+
|
| 146 |
+
To interpolate between subsets, we need to move the limiting probes
|
| 147 |
+
in either direction while remaining in $\mathcal C(T)$. A positive
|
| 148 |
+
pool of available elements suffices, even though we use only a
|
| 149 |
+
density-zero subset of it.
|
| 150 |
+
|
| 151 |
+
\begin{lemma}[Small modifications with divergent probes]\label{lem:positive-pool}
|
| 152 |
+
Let $X\in\mathcal C(T)$.
|
| 153 |
+
If $G\subseteq X^c$ is $\mathcal J_0$-positive, there is
|
| 154 |
+
$P\subseteq G$ in $\mathcal J_0$ such that
|
| 155 |
+
$f_n^T(X\cup P)\to+\infty$.
|
| 156 |
+
If $G\subseteq X$ is $\mathcal J_0$-positive, there is
|
| 157 |
+
$P\subseteq G$ in $\mathcal J_0$ such that
|
| 158 |
+
$f_n^T(X\setminus P)\to-\infty$.
|
| 159 |
+
\end{lemma}
|
| 160 |
+
|
| 161 |
+
\begin{proof}
|
| 162 |
+
For additions, choose $\delta>0$ such that $G$ has density at least
|
| 163 |
+
$\delta$ in arbitrarily late blocks. Suppress the superscript $T$,
|
| 164 |
+
put $a_n=\sup_{m\ge n}|d_m(X)|$, and choose strictly increasing
|
| 165 |
+
positive integers $N_j$ such that, for $n\ge N_j$,
|
| 166 |
+
\begin{equation}\label{eq:spike-cutoff}
|
| 167 |
+
\frac{|p_n(X)|}{c_n}+2a_n+\frac1{\sqrt{c_n}}\le 2^{-j}.
|
| 168 |
+
\end{equation}
|
| 169 |
+
This is possible by Lemma~\ref{lem:probe-properties}.
|
| 170 |
+
|
| 171 |
+
For each sufficiently large $j$, put $b_j=2^{1-j}<\delta$ and choose
|
| 172 |
+
an increasing sequence of blocks $m_j\ge N_{j+1}$ in which $G$ has
|
| 173 |
+
density at least $\delta$, also requiring
|
| 174 |
+
$1/|W_{m_j}|\le\delta-b_j$. From $G\cap W_{m_j}$ select exactly
|
| 175 |
+
$\lceil b_j|W_{m_j}|\rceil$ elements. Rounding is possible because
|
| 176 |
+
this number is at most $\delta|W_{m_j}|$. Let $P$ be the union of these
|
| 177 |
+
selections. Its nonzero block densities lie between $b_j$ and
|
| 178 |
+
$b_j+1/|W_{m_j}|$, and hence tend to zero. Thus $P\in\mathcal J_0$.
|
| 179 |
+
|
| 180 |
+
If $N_j\le n<N_{j+1}$, the selected block $m_j$ belongs to the tail
|
| 181 |
+
in \eqref{eq:probes}. The tail supremum for $X\cup P$ is at least
|
| 182 |
+
$b_j-a_n$, and its tail infimum is at least $-a_n$. The prefix can only
|
| 183 |
+
increase. Therefore \eqref{eq:spike-cutoff} gives
|
| 184 |
+
\[
|
| 185 |
+
\frac{f_n(X\cup P)}{c_n}
|
| 186 |
+
\ge -\frac{|p_n(X)|}{c_n}+b_j-2a_n
|
| 187 |
+
\ge \frac1{\sqrt{c_n}}.
|
| 188 |
+
\]
|
| 189 |
+
These intervals contain every sufficiently large $n$, proving
|
| 190 |
+
divergence to $+\infty$. Apply the addition statement to $X^c$ and
|
| 191 |
+
$T^c$, and use complement symmetry, to obtain the deletion statement.
|
| 192 |
+
\end{proof}
|
| 193 |
+
|
| 194 |
+
\subsection{Interpolation and interval alternatives}
|
| 195 |
+
|
| 196 |
+
The finite-change rule rounds any finite limiting value into the
|
| 197 |
+
interval $(-1,0]$. The remaining case has opposite infinite limits at
|
| 198 |
+
the two endpoints. We handle it by finite deletions whose effect on
|
| 199 |
+
earlier probes is summable.
|
| 200 |
+
|
| 201 |
+
\begin{lemma}[Interpolation]\label{lem:local-interpolation}
|
| 202 |
+
If $I\subseteq Y$ are in $\mathcal C(T)$,
|
| 203 |
+
$\ell_T(I)\le-1$, and $\ell_T(Y)>0$, then there is
|
| 204 |
+
$B\in\mathcal B^-(T)$ with $I\subseteq B\subseteq Y$.
|
| 205 |
+
\end{lemma}
|
| 206 |
+
|
| 207 |
+
\begin{proof}
|
| 208 |
+
Suppress $T$ from the notation. If $\ell(I)=a$ is finite, add
|
| 209 |
+
$\lfloor-a\rfloor$ elements from $Y\setminus I$. There are enough:
|
| 210 |
+
a smaller finite gap of size $h$ would give
|
| 211 |
+
$\ell(Y)=a+h\le-1$. The resulting lower limit belongs to $(-1,0]$.
|
| 212 |
+
If $\ell(Y)=b$ is finite, delete $\lceil b\rceil$ gap elements from
|
| 213 |
+
$Y$. A smaller finite gap of size $h$ would instead give
|
| 214 |
+
$\ell(I)=b-h>0$. Again the resulting lower limit belongs to $(-1,0]$.
|
| 215 |
+
|
| 216 |
+
It remains to consider $\ell(I)=-\infty$ and $\ell(Y)=+\infty$.
|
| 217 |
+
Set $X_0=Y$ and construct decreasing sets $X_j$ by finite deletions.
|
| 218 |
+
At stage $j\ge1$, do nothing if some $n\ge j$ already satisfies
|
| 219 |
+
$f_n(X_{j-1})\le0$. Otherwise choose $M_j\ge j$ so large that
|
| 220 |
+
\begin{equation}\label{eq:stage-loss}
|
| 221 |
+
2c_j\sup_{m\ge M_j}
|
| 222 |
+
\frac{|(Y\setminus I)\cap W_m|}{|W_m|}<2^{-j}.
|
| 223 |
+
\end{equation}
|
| 224 |
+
This is possible because $Y\setminus I\in\mathcal J_0$.
|
| 225 |
+
Delete elements of $X_{j-1}\setminus I$ in blocks $m\ge M_j$, one
|
| 226 |
+
at a time in increasing block order, stopping as soon as
|
| 227 |
+
$f_n\le0$ for some $n\ge j$.
|
| 228 |
+
|
| 229 |
+
This stopping time is finite. If every eligible element were deleted,
|
| 230 |
+
the resulting set would differ from $I$ by finitely many elements,
|
| 231 |
+
so it would have lower limit $-\infty$. Fix a strictly negative probe
|
| 232 |
+
with index $n\ge j$ for that set. By
|
| 233 |
+
Lemma~\ref{lem:block-continuity}, the same probe is negative after
|
| 234 |
+
finitely many of the deletions. Just before the stopping deletion all
|
| 235 |
+
probes with index at least $j$ were positive. Each drops by at most
|
| 236 |
+
one, so
|
| 237 |
+
\begin{equation}\label{eq:stage-reset}
|
| 238 |
+
f_n(X_j)\ge-1\qquad(n\ge j)
|
| 239 |
+
\end{equation}
|
| 240 |
+
at every stage that makes deletions. For $n<j$ the prefix is unchanged
|
| 241 |
+
during the whole stage, and each tail extremum decreases by at most
|
| 242 |
+
the density supremum in \eqref{eq:stage-loss}. Since $c_n\le c_j$,
|
| 243 |
+
the entire stage decreases $f_n$ by less than $2^{-j}$.
|
| 244 |
+
|
| 245 |
+
Let $X_\infty=\bigcap_{j\ge0}X_j$. It lies between $I$ and $Y$ and
|
| 246 |
+
belongs to $\mathcal C(T)$; Lemma~\ref{lem:block-continuity} applies
|
| 247 |
+
to this decreasing sequence. Every stage leaves a witness
|
| 248 |
+
$f_n\le0$ with $n\ge j$. Such a witness persists under later
|
| 249 |
+
deletions and in the limit, so $\ell(X_\infty)\le0$.
|
| 250 |
+
|
| 251 |
+
There is a first stage $j_0$ that makes deletions. Otherwise the
|
| 252 |
+
unchanged set $Y$ would have a nonpositive probe in every tail,
|
| 253 |
+
contrary to $\ell(Y)=+\infty$. Fix $n\ge j_0$. After stage $j_0$ its
|
| 254 |
+
probe is at least $-1$. Through stage $n$, every later stage either
|
| 255 |
+
leaves it unchanged or restores this bound by \eqref{eq:stage-reset}.
|
| 256 |
+
Stages $j>n$ then cost less than $2^{-j}$ each. Passing to the limit,
|
| 257 |
+
\[
|
| 258 |
+
f_n(X_\infty)\ge-1-\sum_{j>n}2^{-j}=-1-2^{-n}.
|
| 259 |
+
\]
|
| 260 |
+
Consequently $-1\le\ell(X_\infty)\le0$. If the lower limit exceeds
|
| 261 |
+
$-1$, take $B=X_\infty$. If it equals $-1$, add one point of
|
| 262 |
+
$Y\setminus X_\infty$ to obtain lower limit zero. There are infinitely
|
| 263 |
+
many such points: a finite difference from $Y$ would contradict
|
| 264 |
+
$\ell(Y)=+\infty$ by the finite-change rule. This completes the
|
| 265 |
+
interpolation.
|
| 266 |
+
\end{proof}
|
| 267 |
+
|
| 268 |
+
The local rules have the following interval property. Unless a basis
|
| 269 |
+
lies below the lower endpoint, between the endpoints, or above the upper
|
| 270 |
+
endpoint, the prototype has a positive part outside the lower endpoint
|
| 271 |
+
and the upper endpoint has a positive part outside the prototype.
|
| 272 |
+
These are the two differences needed to separate a new prototype class
|
| 273 |
+
from this one in Section~\ref{sec:assembly}.
|
| 274 |
+
|
| 275 |
+
\begin{proposition}[Interval alternatives for one class]
|
| 276 |
+
\label{prop:local-intervals}
|
| 277 |
+
Fix $\sigma\in\{-,+\}$ and let $I\subseteq Y\subseteq E_0$.
|
| 278 |
+
If
|
| 279 |
+
\[
|
| 280 |
+
T\setminus I\in\mathcal J_0
|
| 281 |
+
\quad\text{or}\quad
|
| 282 |
+
Y\setminus T\in\mathcal J_0,
|
| 283 |
+
\]
|
| 284 |
+
there is $B\in\mathcal B^\sigma(T)$ satisfying at least one of
|
| 285 |
+
\begin{equation}\label{eq:local-alternatives}
|
| 286 |
+
B\subseteq I,\qquad I\subseteq B\subseteq Y,
|
| 287 |
+
\qquad Y\subseteq B.
|
| 288 |
+
\end{equation}
|
| 289 |
+
\end{proposition}
|
| 290 |
+
|
| 291 |
+
\begin{proof}
|
| 292 |
+
We first establish the interval alternatives when one or both endpoints
|
| 293 |
+
belong to the class. For the lower-limit rule, if
|
| 294 |
+
$X\in\mathcal C(T)$ has $\ell_T(X)\le-1$,
|
| 295 |
+
Lemmas~\ref{lem:positive-pool} and~\ref{lem:local-interpolation}
|
| 296 |
+
extend it to a basis by additions from any prescribed positive
|
| 297 |
+
subset of $X^c$. If $\ell_T(X)>0$, their deletion versions give a
|
| 298 |
+
basis contained in $X$, using any prescribed positive subset of $X$.
|
| 299 |
+
Both unrestricted corrections are available because $X$ and $X^c$
|
| 300 |
+
are positive.
|
| 301 |
+
|
| 302 |
+
If both $I$ and $Y$ belong to $\mathcal C(T)$, a lower endpoint with
|
| 303 |
+
positive lower limit supplies a basis below $I$, and an upper
|
| 304 |
+
endpoint with lower limit at most $-1$ supplies a basis above $Y$.
|
| 305 |
+
An endpoint that is itself a basis also gives an outcome in
|
| 306 |
+
\eqref{eq:local-alternatives}. The only remaining case is
|
| 307 |
+
$\ell_T(I)\le-1$ and $\ell_T(Y)>0$, when
|
| 308 |
+
Lemma~\ref{lem:local-interpolation} gives a basis between them.
|
| 309 |
+
|
| 310 |
+
If $I$ belongs to the class and $Y\setminus I$ is positive,
|
| 311 |
+
correcting $I$ downwards, leaving it fixed when it is a basis, or
|
| 312 |
+
correcting it upwards from the pool $Y\setminus I$ gives a basis
|
| 313 |
+
below $I$ or between $I$ and $Y$.
|
| 314 |
+
If $Y$ belongs to the class and the gap is positive, the
|
| 315 |
+
corresponding corrections give a basis between $I$ and $Y$ or
|
| 316 |
+
above $Y$.
|
| 317 |
+
Complementation proves these same three conclusions for the
|
| 318 |
+
upper-limit rule, exchanging the two one-endpoint conclusions.
|
| 319 |
+
|
| 320 |
+
Now suppose $T\setminus I\in\mathcal J_0$.
|
| 321 |
+
If $I\in\mathcal C(T)$, a $\mathcal J_0$-small gap puts $Y$ in the same class,
|
| 322 |
+
whereas a positive gap permits the lower-endpoint conclusion just
|
| 323 |
+
proved. In either case we obtain \eqref{eq:local-alternatives}.
|
| 324 |
+
If $I\notin\mathcal C(T)$, then $T\cap I\in\mathcal C(T)$ and
|
| 325 |
+
$I\setminus T$ is positive. Applying the lower-endpoint conclusion
|
| 326 |
+
to $[T\cap I,I]$ gives a basis contained in $I$.
|
| 327 |
+
|
| 328 |
+
Finally, if $Y\setminus T\in\mathcal J_0$, apply the result just
|
| 329 |
+
proved to the prototype $T^c$ and the interval $[Y^c,I^c]$, with
|
| 330 |
+
the opposite rule. Complementing its basis gives
|
| 331 |
+
\eqref{eq:local-alternatives} for $T$ and the original rule.
|
| 332 |
+
\end{proof}
|
preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/sections/05-assembly.tex
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| 1 |
+
\section{Assembling a self-dual matroid}\label{sec:assembly}
|
| 2 |
+
|
| 3 |
+
We now choose the prototype classes to which the local rules will be applied.
|
| 4 |
+
There are two requirements: every resulting basis must impose the desired
|
| 5 |
+
strict inequality on ordinal ranks, and enough classes must be present to
|
| 6 |
+
allow maximal independent extensions inside every subset of $E_0$.
|
| 7 |
+
The interval criterion used for the second requirement is due to
|
| 8 |
+
Bowler and Geschke~\cite[Theorem~6]{BowlerGeschke2016}; we include the full
|
| 9 |
+
verification of the matroid axioms after constructing the bases.
|
| 10 |
+
|
| 11 |
+
\subsection{Admissible sets and two monotone zones}
|
| 12 |
+
|
| 13 |
+
For $X\subseteq E_0=L\dot\cup R$, put
|
| 14 |
+
\[
|
| 15 |
+
u(X)=X_L,\qquad y(X)=D\setminus X_R.
|
| 16 |
+
\]
|
| 17 |
+
Call $X$ \emph{admissible} if either
|
| 18 |
+
\begin{equation}\label{eq:admissible}
|
| 19 |
+
\begin{aligned}
|
| 20 |
+
&u(X),y(X)\in\mathcal U
|
| 21 |
+
&&\text{and }\rho(u(X))>\rho(y(X)),\\
|
| 22 |
+
\text{or }\quad
|
| 23 |
+
&u(X),y(X)\notin\mathcal U
|
| 24 |
+
&&\text{and }\rho(D\setminus u(X))>
|
| 25 |
+
\rho(D\setminus y(X)).
|
| 26 |
+
\end{aligned}
|
| 27 |
+
\end{equation}
|
| 28 |
+
All ranks appearing here are evaluated on members of $\mathcal U$.
|
| 29 |
+
Define the \emph{Upper zone} to consist of those $X$ for which $u(X)$ is
|
| 30 |
+
large and either $y(X)$ is small, or $y(X)$ is large and
|
| 31 |
+
$\rho(u(X))\le\rho(y(X))$.
|
| 32 |
+
Define the \emph{Lower zone} by requiring $X^c$ to lie in the Upper zone.
|
| 33 |
+
Complements of subsets of $E_0$ are taken in $E_0$.
|
| 34 |
+
|
| 35 |
+
\begin{lemma}\label{lem:zones}
|
| 36 |
+
The Upper zone, Lower zone, and admissible sets partition $2^{E_0}$.
|
| 37 |
+
The Upper zone is upward closed, the Lower zone is downward closed,
|
| 38 |
+
and all three statuses are invariant under symmetric differences in
|
| 39 |
+
$\mathcal K_0$.
|
| 40 |
+
Complementation exchanges the two zones and preserves admissibility.
|
| 41 |
+
Moreover, $\varnothing$ is Lower, $E_0$ is Upper, and every admissible
|
| 42 |
+
set and its complement are $\mathcal J_0$-positive.
|
| 43 |
+
\end{lemma}
|
| 44 |
+
|
| 45 |
+
\begin{proof}
|
| 46 |
+
Write $u=u(X)$ and $y=y(X)$.
|
| 47 |
+
When $u$ is large and $y$ small, $X$ is Upper; when $u$ is small and $y$
|
| 48 |
+
large, it is Lower.
|
| 49 |
+
If both are large, comparison of their ranks partitions the possibilities
|
| 50 |
+
into Upper and admissible.
|
| 51 |
+
If both are small, comparison of the ranks of their complements partitions
|
| 52 |
+
the possibilities into Lower and admissible.
|
| 53 |
+
Complementing $X$ replaces both $u$ and $y$ by their complements, proving
|
| 54 |
+
the asserted symmetries.
|
| 55 |
+
|
| 56 |
+
Suppose that $X\subseteq X'$ and $X$ is Upper.
|
| 57 |
+
Then $u\subseteq u'$ and $y'\subseteq y$, with $u'$ large.
|
| 58 |
+
If $y'$ is small, $X'$ is Upper by definition.
|
| 59 |
+
Otherwise $y$ is large as well, and Lemma~\ref{lem:rank} gives
|
| 60 |
+
\[
|
| 61 |
+
\rho(u')\le\rho(u)\le\rho(y)\le\rho(y'),
|
| 62 |
+
\]
|
| 63 |
+
so again $X'$ is Upper.
|
| 64 |
+
Downward closure of the Lower zone follows by complementation.
|
| 65 |
+
The invariance assertion follows from Lemma~\ref{lem:rank} in the two
|
| 66 |
+
coordinates.
|
| 67 |
+
The statuses of $\varnothing$ and $E_0$ follow directly from the definitions.
|
| 68 |
+
|
| 69 |
+
If the first line of~\eqref{eq:admissible} holds, $X_L=u$ and
|
| 70 |
+
$(X^c)_R=y$ are large, hence $\mathcal J$-positive.
|
| 71 |
+
If the second line holds, $X_R=D\setminus y$ and
|
| 72 |
+
$(X^c)_L=D\setminus u$ are large instead.
|
| 73 |
+
In either case $X$ and $X^c$ are $\mathcal J_0$-positive.
|
| 74 |
+
\end{proof}
|
| 75 |
+
|
| 76 |
+
\begin{lemma}[Crossing the zones]\label{lem:zone-crossing}
|
| 77 |
+
If $A\subseteq Z\subseteq E_0$, with $A$ Lower and $Z$ Upper, then
|
| 78 |
+
there is an admissible $B$ satisfying $A\subseteq B\subseteq Z$.
|
| 79 |
+
\end{lemma}
|
| 80 |
+
|
| 81 |
+
\begin{proof}
|
| 82 |
+
The sets $s=A_L$ and $X=Z_L$ are respectively small and large, and
|
| 83 |
+
$s\subseteq X$.
|
| 84 |
+
We keep $B_R=A_R$, so write $y=D\setminus A_R$.
|
| 85 |
+
If $y$ is large, Lemma~\ref{lem:thinning} gives a large $u$ between
|
| 86 |
+
$s$ and $X$ with $\rho(u)>\rho(y)$; take $B_L=u$.
|
| 87 |
+
If $y$ is small, apply the same Lemma between the small set
|
| 88 |
+
$D\setminus X$ and the large set $D\setminus s$ to obtain a large $v$
|
| 89 |
+
with $\rho(v)>\rho(D\setminus y)$.
|
| 90 |
+
Taking $B_L=D\setminus v$ gives the second line
|
| 91 |
+
of~\eqref{eq:admissible}.
|
| 92 |
+
Both constructions respect the two endpoint inclusions.
|
| 93 |
+
\end{proof}
|
| 94 |
+
|
| 95 |
+
\subsection{Reserving separation from earlier classes}
|
| 96 |
+
|
| 97 |
+
Different prototypes must have positive differences in both directions.
|
| 98 |
+
This will ensure that their local bases cannot contain one another.
|
| 99 |
+
The next Lemma arranges these two inequalities while preserving the
|
| 100 |
+
endpoint statuses needed in Lemma~\ref{lem:zone-crossing}.
|
| 101 |
+
|
| 102 |
+
\begin{lemma}\label{lem:insert-prototype}
|
| 103 |
+
Let $\mathcal T$ be a family of fewer than $\mathfrak c$ admissible subsets
|
| 104 |
+
of $E_0$.
|
| 105 |
+
Suppose $A\subseteq Z\subseteq E_0$, that $A$ is not Upper and $Z$ is
|
| 106 |
+
not Lower, and that, for every $T\in\mathcal T$,
|
| 107 |
+
\begin{equation}\label{eq:available-separation}
|
| 108 |
+
T\setminus A\notin\mathcal J_0,
|
| 109 |
+
\qquad Z\setminus T\notin\mathcal J_0.
|
| 110 |
+
\end{equation}
|
| 111 |
+
Then there is an admissible $B$ between $A$ and $Z$ such that
|
| 112 |
+
$B\setminus T$ and $T\setminus B$ are $\mathcal J_0$-positive for every
|
| 113 |
+
$T\in\mathcal T$.
|
| 114 |
+
\end{lemma}
|
| 115 |
+
|
| 116 |
+
\begin{proof}
|
| 117 |
+
Put $G=Z\setminus A$.
|
| 118 |
+
For every $T\in\mathcal T$ with $A\setminus T\in\mathcal J_0$,
|
| 119 |
+
include the trace $G\setminus T$ in a list.
|
| 120 |
+
It is positive by~\eqref{eq:available-separation}, since
|
| 121 |
+
$Z\setminus T=(A\setminus T)\cup(G\setminus T)$.
|
| 122 |
+
For every $T$ with $T\setminus Z\in\mathcal J_0$, also include the
|
| 123 |
+
positive trace $T\cap G$, using
|
| 124 |
+
$T\setminus A=(T\setminus Z)\cup(T\cap G)$.
|
| 125 |
+
There are fewer than $\mathfrak c$ traces.
|
| 126 |
+
Lemma~\ref{lem:reservations} supplies disjoint $\mathcal K_0$-small sets
|
| 127 |
+
$H_0,H_1$ that meet every listed trace $\mathcal J_0$-positively.
|
| 128 |
+
An empty list presents no restriction on their choice.
|
| 129 |
+
|
| 130 |
+
Modify only the gap:
|
| 131 |
+
\begin{equation}\label{eq:gap-reservations}
|
| 132 |
+
A'=A\cup(H_0\cap G),\qquad
|
| 133 |
+
Z'=Z\setminus(H_1\cap G).
|
| 134 |
+
\end{equation}
|
| 135 |
+
Because $H_0$ and $H_1$ are disjoint and $G$ is disjoint from $A$, we have
|
| 136 |
+
$A'\subseteq Z'$.
|
| 137 |
+
The endpoint changes are $\mathcal K_0$-small, so $A'$ is not Upper and
|
| 138 |
+
$Z'$ is not Lower by Lemma~\ref{lem:zones}.
|
| 139 |
+
If an endpoint is admissible, take it for $B$.
|
| 140 |
+
Otherwise $A'$ is Lower and $Z'$ Upper, and
|
| 141 |
+
Lemma~\ref{lem:zone-crossing} gives an admissible $B$ between them.
|
| 142 |
+
|
| 143 |
+
For any $T\in\mathcal T$, if $A\setminus T$ is positive then so is
|
| 144 |
+
$B\setminus T$.
|
| 145 |
+
Otherwise the reserved positive set $H_0\cap(G\setminus T)$ lies in
|
| 146 |
+
$B\setminus T$.
|
| 147 |
+
Likewise, if $T\setminus Z$ is positive it is already contained in
|
| 148 |
+
$T\setminus B$; otherwise the reserved positive set $H_1\cap T\cap G$
|
| 149 |
+
is contained in $T\setminus B$.
|
| 150 |
+
This proves both inequalities.
|
| 151 |
+
\end{proof}
|
| 152 |
+
|
| 153 |
+
\subsection{Meeting every interval}
|
| 154 |
+
|
| 155 |
+
We choose admissible prototypes in complementary pairs.
|
| 156 |
+
For each first prototype $T$ we retain the local bases
|
| 157 |
+
$\mathcal B^-(T)$, and for $T^c$ we retain $\mathcal B^+(T^c)$.
|
| 158 |
+
These two families are complements of one another by the local rules.
|
| 159 |
+
Once a pair has been inserted, its rule and all its bases remain fixed.
|
| 160 |
+
The aim is that, for every interval $I\subseteq Y\subseteq E_0$ with infinite gap,
|
| 161 |
+
some basis $B$ satisfies the following alternative:
|
| 162 |
+
\begin{equation}\label{eq:interval-alternative}
|
| 163 |
+
B\subseteq I,\qquad I\subseteq B\subseteq Y,
|
| 164 |
+
\qquad\text{or}\qquad Y\subseteq B.
|
| 165 |
+
\end{equation}
|
| 166 |
+
|
| 167 |
+
\begin{proposition}\label{prop:basis-family}
|
| 168 |
+
There is a nonempty family $\mathcal B$ of admissible subsets of $E_0$
|
| 169 |
+
with the following properties:
|
| 170 |
+
\begin{enumerate}
|
| 171 |
+
\item $\mathcal B$ is an antichain and is closed under complements.
|
| 172 |
+
\item If $B\in\mathcal B$, $F\subseteq B$ and $H\subseteq E_0\setminus B$
|
| 173 |
+
are finite with $|F|=|H|$, then $(B\setminus F)\cup H\in\mathcal B$.
|
| 174 |
+
\item For every $I\subseteq Y\subseteq E_0$ with $Y\setminus I$ infinite,
|
| 175 |
+
the alternative~\eqref{eq:interval-alternative} holds.
|
| 176 |
+
\end{enumerate}
|
| 177 |
+
\end{proposition}
|
| 178 |
+
|
| 179 |
+
\begin{proof}
|
| 180 |
+
As $E_0$ is countable, list all intervals with infinite gap in a sequence
|
| 181 |
+
of length $\mathfrak c$.
|
| 182 |
+
Recursively retain complementary pairs of admissible prototypes, requiring
|
| 183 |
+
the two directed differences of any distinct prototypes to be
|
| 184 |
+
$\mathcal J_0$-positive.
|
| 185 |
+
At any stage, call bases in the already retained local families
|
| 186 |
+
\emph{old bases}.
|
| 187 |
+
They are closed under complements.
|
| 188 |
+
|
| 189 |
+
Consider the current interval $I\subseteq Y$.
|
| 190 |
+
If~\eqref{eq:interval-alternative} already holds for an old basis,
|
| 191 |
+
skip this stage. Otherwise Proposition~\ref{prop:local-intervals}
|
| 192 |
+
implies that every old prototype $T$ satisfies
|
| 193 |
+
\begin{equation}\label{eq:unmet-interval}
|
| 194 |
+
T\setminus I\notin\mathcal J_0,
|
| 195 |
+
\qquad Y\setminus T\notin\mathcal J_0.
|
| 196 |
+
\end{equation}
|
| 197 |
+
Thus an unmet interval has the positive differences needed to reserve
|
| 198 |
+
separation from every old class.
|
| 199 |
+
|
| 200 |
+
An admissible set cannot contain an Upper set or be contained in a Lower
|
| 201 |
+
set, by Lemma~\ref{lem:zones}. Thus if $I$ is Upper, we must seek the
|
| 202 |
+
allowed basis below $I$; if $Y$ is Lower, we must seek it above $Y$.
|
| 203 |
+
Otherwise we seek a basis between the endpoints. Accordingly choose
|
| 204 |
+
\[
|
| 205 |
+
[A,Z]=
|
| 206 |
+
\begin{cases}
|
| 207 |
+
[\varnothing,I],& I\text{ is Upper},\\
|
| 208 |
+
[Y,E_0],&Y\text{ is Lower},\\
|
| 209 |
+
[I,Y],&\text{otherwise}.
|
| 210 |
+
\end{cases}
|
| 211 |
+
\]
|
| 212 |
+
The first two cases cannot coincide, by monotonicity of the Upper zone.
|
| 213 |
+
In every case $A$ is not Upper and $Z$ is not Lower.
|
| 214 |
+
We verify~\eqref{eq:available-separation} for all old prototypes.
|
| 215 |
+
In the third case it is~\eqref{eq:unmet-interval}.
|
| 216 |
+
In the first case $T\setminus A=T$ is positive.
|
| 217 |
+
If $I\setminus T$ were $\mathcal J_0$-small, $I\cap T$ would remain Upper and be
|
| 218 |
+
contained in $T$, forcing the admissible $T$ to be Upper.
|
| 219 |
+
Thus $Z\setminus T=I\setminus T$ is positive.
|
| 220 |
+
In the second case $Z\setminus T=T^c$ is positive.
|
| 221 |
+
If $T\setminus Y$ were $\mathcal J_0$-small, $T\cap Y$ would remain admissible and be
|
| 222 |
+
contained in the Lower set $Y$, a contradiction.
|
| 223 |
+
Thus $T\setminus A=T\setminus Y$ is positive as well.
|
| 224 |
+
|
| 225 |
+
At a stage $\alpha<\mathfrak c$ there are at most two prototypes per
|
| 226 |
+
earlier stage, hence fewer than $\mathfrak c$ old prototypes.
|
| 227 |
+
Lemma~\ref{lem:insert-prototype} therefore supplies an admissible $B$
|
| 228 |
+
between $A$ and $Z$ with both positive differences from every old
|
| 229 |
+
prototype.
|
| 230 |
+
Insert $B$ with the minus rule and $B^c$ with the plus rule.
|
| 231 |
+
The complement has both positive differences from every old $T$, because
|
| 232 |
+
$T^c$ is also old and
|
| 233 |
+
\[
|
| 234 |
+
B^c\setminus T=T^c\setminus B,\qquad
|
| 235 |
+
T\setminus B^c=B\setminus T^c.
|
| 236 |
+
\]
|
| 237 |
+
The two new prototypes have positive differences from one another by
|
| 238 |
+
Lemma~\ref{lem:zones}.
|
| 239 |
+
They therefore define new classes.
|
| 240 |
+
All probes of $B$ relative to itself vanish, so $B\in\mathcal B^-(B)$.
|
| 241 |
+
Its placement in $[A,Z]$ supplies one of the three outcomes
|
| 242 |
+
in~\eqref{eq:interval-alternative} for the original interval.
|
| 243 |
+
|
| 244 |
+
This recursion uses no regularity assumption on $\mathfrak c$.
|
| 245 |
+
For each individual $\alpha$ below its initial ordinal, the numbers of
|
| 246 |
+
predecessors, prototypes, and requested traces are all bounded by a fixed
|
| 247 |
+
cardinal less than $\mathfrak c$.
|
| 248 |
+
The reservation Lemma applies with that bound.
|
| 249 |
+
Choices can be made using a fixed well-order of $2^{E_0}$.
|
| 250 |
+
|
| 251 |
+
Let $\mathcal B$ be the union of all retained local basis families.
|
| 252 |
+
It is nonempty, since the interval $[\varnothing,E_0]$ receives an outcome.
|
| 253 |
+
Every member remains admissible under its $\mathcal J_0$-small change
|
| 254 |
+
from its prototype, and the family is closed under complements.
|
| 255 |
+
Lemma~\ref{lem:local-antichain} gives the antichain and finite-change
|
| 256 |
+
properties within each class.
|
| 257 |
+
For different classes, the positive directed differences of their
|
| 258 |
+
prototypes remain positive after $\mathcal J_0$-small changes.
|
| 259 |
+
Thus their bases are incomparable as well.
|
| 260 |
+
Finally every interval outcome persists, because no local family is
|
| 261 |
+
subsequently altered.
|
| 262 |
+
\end{proof}
|
| 263 |
+
|
| 264 |
+
\subsection{The maximal-extension axiom}
|
| 265 |
+
|
| 266 |
+
The interval construction is complete.
|
| 267 |
+
We now check that it produces a matroid, including maximal extension
|
| 268 |
+
inside arbitrary subsets; finite exchange alone does not supply this
|
| 269 |
+
last property.
|
| 270 |
+
|
| 271 |
+
\begin{theorem}\label{thm:local-matroid}
|
| 272 |
+
There is a matroid $Q$ on $E_0=L\dot\cup R$ whose bases are precisely
|
| 273 |
+
the family $\mathcal B$ in Proposition~\ref{prop:basis-family}.
|
| 274 |
+
It is equal to its dual on the same labels, and all its bases are admissible.
|
| 275 |
+
In particular, for every basis $B$,
|
| 276 |
+
\begin{equation}\label{eq:basis-rank-decrease}
|
| 277 |
+
B_L\in\mathcal U
|
| 278 |
+
\quad\Longrightarrow\quad
|
| 279 |
+
D\setminus B_R\in\mathcal U
|
| 280 |
+
\quad\text{and}\quad
|
| 281 |
+
\rho(B_L)>\rho(D\setminus B_R).
|
| 282 |
+
\end{equation}
|
| 283 |
+
Every independent set of $Q$ that is not a basis can be extended by any
|
| 284 |
+
element outside it.
|
| 285 |
+
\end{theorem}
|
| 286 |
+
|
| 287 |
+
\begin{proof}
|
| 288 |
+
Define the independent sets to be all subsets of members of $\mathcal B$.
|
| 289 |
+
Since $\mathcal B$ is nonempty, this gives (I1), and heredity (I2) is
|
| 290 |
+
immediate.
|
| 291 |
+
The maximal independent sets are exactly $\mathcal B$:
|
| 292 |
+
each independent set is contained in a member, and the antichain property
|
| 293 |
+
prevents any such member from having a proper independent extension.
|
| 294 |
+
|
| 295 |
+
Suppose $I$ is independent but not maximal, and choose $B_0\in\mathcal B$
|
| 296 |
+
properly containing it.
|
| 297 |
+
Let $e\in E_0\setminus I$.
|
| 298 |
+
If $e\in B_0$, then $I\cup\{e\}$ is independent.
|
| 299 |
+
Otherwise choose $f\in B_0\setminus I$; the balanced swap
|
| 300 |
+
$(B_0\setminus\{f\})\cup\{e\}$ is a basis containing $I\cup\{e\}$.
|
| 301 |
+
This proves the final assertion of the theorem.
|
| 302 |
+
For any maximal independent $B_1$, its difference $B_1\setminus I$ is
|
| 303 |
+
nonempty, since $B_1\subseteq I$ would contradict its maximality.
|
| 304 |
+
Taking $e$ from this difference proves (I3).
|
| 305 |
+
|
| 306 |
+
For (IM), fix an independent $I\subseteq Y\subseteq E_0$.
|
| 307 |
+
If $Y\setminus I$ is finite, choose an independent extension of $I$
|
| 308 |
+
containing a maximum number of elements of that finite gap.
|
| 309 |
+
It is maximal within $Y$.
|
| 310 |
+
If the gap is infinite, use~\eqref{eq:interval-alternative}.
|
| 311 |
+
A basis $B\subseteq I$ forces $B=I$: put $I$ inside a basis $B'$ and
|
| 312 |
+
apply the antichain property to $B\subseteq I\subseteq B'$.
|
| 313 |
+
Thus in this case $I$ itself is maximal within $Y$.
|
| 314 |
+
A basis between $I$ and $Y$ is the required maximal extension.
|
| 315 |
+
A basis containing $Y$ makes $Y$ independent, so $Y$ itself is the
|
| 316 |
+
required extension.
|
| 317 |
+
This proves all four independent-set axioms.
|
| 318 |
+
|
| 319 |
+
The bases of the dual matroid are the complements of the bases of $Q$.
|
| 320 |
+
Since $\mathcal B$ is complement-closed, $Q^*=Q$ on $E_0$.
|
| 321 |
+
Admissibility was established in Proposition~\ref{prop:basis-family},
|
| 322 |
+
and~\eqref{eq:basis-rank-decrease} is its first case.
|
| 323 |
+
\end{proof}
|
| 324 |
+
|
| 325 |
+
\begin{remark}\label{rem:uniform-local}
|
| 326 |
+
The matroid $Q$ is uniform in the sense that every subset is independent
|
| 327 |
+
or spanning~\cite{BowlerGeschke2016}.
|
| 328 |
+
Indeed, if $X$ is dependent, maximize an independent subset $I$ inside
|
| 329 |
+
$X$ using (IM).
|
| 330 |
+
If $I$ were not a basis of $Q$, the last assertion of
|
| 331 |
+
Theorem~\ref{thm:local-matroid} would allow another element of $X$ to be
|
| 332 |
+
added.
|
| 333 |
+
Thus $X$ contains a basis and is spanning.
|
| 334 |
+
Every basis and its complement are infinite by admissibility, so $Q$
|
| 335 |
+
has infinite rank and corank.
|
| 336 |
+
Every finite $F\subseteq E_0$ is independent: starting from any basis,
|
| 337 |
+
insert the elements of $F$ that are missing and delete equally many
|
| 338 |
+
elements outside $F$, using its infinitude and balanced finite changes.
|
| 339 |
+
Yet $E_0$ is dependent, because every basis has a nonempty complement.
|
| 340 |
+
Thus $Q$ is not finitary, and self-duality shows that it is not cofinitary
|
| 341 |
+
either.
|
| 342 |
+
\end{remark}
|
preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/sections/06-counterexample.tex
ADDED
|
@@ -0,0 +1,153 @@
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|
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|
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|
|
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|
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|
|
|
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|
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|
|
|
|
|
|
|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
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|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
\section{Two matroids on a double ray}\label{sec:counterexample}
|
| 2 |
+
|
| 3 |
+
We now use the local matroid $Q$ from
|
| 4 |
+
Theorem~\ref{thm:local-matroid} to construct the required pair.
|
| 5 |
+
Recall that $Q=Q^*$ on $E_0=L\mathbin{\dot\cup}R$, where each
|
| 6 |
+
of $L,R$ is a labeled copy of the countable set $D$. The ultrafilter
|
| 7 |
+
$\mathcal U$ and ordinal rank $\rho$ have the following consequence
|
| 8 |
+
for every basis $B$ of $Q$:
|
| 9 |
+
\begin{equation}\label{eq:outward-rank}
|
| 10 |
+
B_L\in\mathcal U
|
| 11 |
+
\quad\Longrightarrow\quad
|
| 12 |
+
D\setminus B_R\in\mathcal U
|
| 13 |
+
\quad\text{and}\quad
|
| 14 |
+
\rho(B_L)>\rho(D\setminus B_R).
|
| 15 |
+
\end{equation}
|
| 16 |
+
The rank is antitone under inclusion of members of $\mathcal U$.
|
| 17 |
+
An independent covering will propagate a member of $\mathcal U$
|
| 18 |
+
along a ray, strictly decreasing this rank at every step.
|
| 19 |
+
|
| 20 |
+
\subsection{Direct sums and the common ground set}
|
| 21 |
+
|
| 22 |
+
For completeness, the direct sums we use satisfy all the infinite-matroid
|
| 23 |
+
axioms. Let $(Q_j:j\in J)$ be matroids on pairwise disjoint sets $F_j$,
|
| 24 |
+
where $J$ is countable. Declare $I\subseteq\bigcup_{j\in J}F_j$
|
| 25 |
+
independent if $I\cap F_j$ is independent in every $Q_j$.
|
| 26 |
+
Axioms (I1) and (I2) follow componentwise. The maximal independent
|
| 27 |
+
sets are exactly the unions of one basis from each component: a
|
| 28 |
+
nonmaximal component permits an extension of the union, and if all
|
| 29 |
+
components are maximal no element can be adjoined.
|
| 30 |
+
|
| 31 |
+
For (I3), if $I$ is not maximal, some $I\cap F_j$ is not maximal
|
| 32 |
+
in $Q_j$. Given a global basis $B$, its part $B\cap F_j$ is a
|
| 33 |
+
component basis. Apply (I3) there and adjoin the resulting element to
|
| 34 |
+
$I$. For (IM), given independent $I\subseteq Y$, choose in each
|
| 35 |
+
component a maximal independent extension of $I\cap F_j$ inside
|
| 36 |
+
$Y\cap F_j$. Their union is a maximal independent extension of $I$
|
| 37 |
+
inside $Y$. These choices are available in ZFC. This proves that the
|
| 38 |
+
direct sum is a matroid, and also proves its stated description of
|
| 39 |
+
bases. If every component is self-dual on its own labels, then the
|
| 40 |
+
complement of each global basis is again a global basis, so the direct
|
| 41 |
+
sum is self-dual on the same labels.
|
| 42 |
+
|
| 43 |
+
Take vertices $v_n$ indexed by $n\in\mathbb Z$. Between $v_n$ and
|
| 44 |
+
$v_{n+1}$ put the bundle
|
| 45 |
+
\[
|
| 46 |
+
e_n=\{n\}\times D,
|
| 47 |
+
\qquad E=\mathop{\dot\bigcup}_{n\in\mathbb Z}e_n.
|
| 48 |
+
\]
|
| 49 |
+
Thus every bundle has the fixed label map $(n,d)\mapsto d$ onto $D$.
|
| 50 |
+
The ground set $E$ is countably infinite: $D$ is a countably infinite
|
| 51 |
+
union of nonempty finite blocks, and $E=\mathbb Z\times D$.
|
| 52 |
+
Designate $e_{-1}$, joining $v_{-1}$ and $v_0$, as the central bundle.
|
| 53 |
+
At every vertex put a copy $Q_n$ of $Q$ on $e_{n-1}\cup e_n$.
|
| 54 |
+
The inward bundle is its $L$-coordinate, and the outward bundle its
|
| 55 |
+
$R$-coordinate; explicitly,
|
| 56 |
+
\[
|
| 57 |
+
\begin{array}{c|cc}
|
| 58 |
+
&L&R\\\hline
|
| 59 |
+
n\le -1&e_n&e_{n-1}\\
|
| 60 |
+
n\ge 0&e_{n-1}&e_n.
|
| 61 |
+
\end{array}
|
| 62 |
+
\]
|
| 63 |
+
Both middle vertices therefore use the central bundle as $L$.
|
| 64 |
+
All copies use the same label maps, ultrafilter, and rank.
|
| 65 |
+
|
| 66 |
+
|
| 67 |
+
|
| 68 |
+
Define
|
| 69 |
+
\[
|
| 70 |
+
M_0=\bigoplus_{n\in 2\mathbb Z}Q_n,
|
| 71 |
+
\qquad
|
| 72 |
+
M_1=\bigoplus_{n\in 2\mathbb Z+1}Q_n.
|
| 73 |
+
\]
|
| 74 |
+
For either parity, the component supports partition $E$, since each
|
| 75 |
+
bundle has exactly one endpoint of that parity. Hence these are
|
| 76 |
+
matroids on the same countably infinite set $E$. The preceding
|
| 77 |
+
direct-sum verification and $Q=Q^*$ give $M_i=M_i^*$ on the same
|
| 78 |
+
labels for $i=0,1$.
|
| 79 |
+
|
| 80 |
+
The parity placement and inward/outward coordinates are shown in
|
| 81 |
+
Figure~\ref{fig:double-ray}.
|
| 82 |
+
|
| 83 |
+
\begin{figure}[htbp]
|
| 84 |
+
\centering
|
| 85 |
+
\input{figures/double-ray.tex}
|
| 86 |
+
\caption{Each segment represents a copy of $D$. A copy of $Q$ uses
|
| 87 |
+
the two bundles incident with its vertex. Filled vertices contribute
|
| 88 |
+
to $M_0$, open vertices to $M_1$. The central bundle is $e_{-1}$;
|
| 89 |
+
from either endpoint, the $L$-coordinate points toward the center and
|
| 90 |
+
the $R$-coordinate points outward.}
|
| 91 |
+
\label{fig:double-ray}
|
| 92 |
+
\end{figure}
|
| 93 |
+
|
| 94 |
+
Every finite subset of $E$ is independent in each $M_i$, because
|
| 95 |
+
all its component parts are finite and every finite subset of $Q$ is
|
| 96 |
+
independent by Remark~\ref{rem:uniform-local}. But $E$ is dependent
|
| 97 |
+
in each $M_i$: its intersection with any component support is the
|
| 98 |
+
dependent whole ground set of that copy of $Q$. Thus neither $M_i$
|
| 99 |
+
is finitary. Since $M_i=M_i^*$, neither is cofinitary either.
|
| 100 |
+
|
| 101 |
+
In fact, neither matroid has a nonempty finitary or cofinitary direct
|
| 102 |
+
summand. Suppose a nonempty set $F$ supports a finitary summand.
|
| 103 |
+
Every subset of $F$ is independent, since all its finite subsets are
|
| 104 |
+
independent, so $F$ is the summand's only basis. Thus every basis of
|
| 105 |
+
$M_i$ contains $F$. But complements of bases are also bases of $M_i$,
|
| 106 |
+
a contradiction. Dualizing the direct-sum basis description gives the
|
| 107 |
+
same contradiction for a cofinitary summand.
|
| 108 |
+
|
| 109 |
+
\subsection{The descending ranks}
|
| 110 |
+
|
| 111 |
+
Suppose that independent sets $J_i$ of $M_i$ cover $E$.
|
| 112 |
+
Replacing $J_1$ by $E\setminus J_0\subseteq J_1$, we obtain an
|
| 113 |
+
independent partition $E=J_0\mathbin{\dot\cup}J_1$.
|
| 114 |
+
Assign each element of a bundle to the endpoint whose parity agrees
|
| 115 |
+
with its part in this partition. At every vertex, the assigned elements
|
| 116 |
+
on its two incident bundles form an independent set of its copy of $Q$.
|
| 117 |
+
|
| 118 |
+
The central bundle is partitioned between $v_{-1}$ and $v_0$.
|
| 119 |
+
Exactly one of the two label sets belongs to $\mathcal U$.
|
| 120 |
+
Start at that endpoint and move outward forever. Write $x_k\subseteq D$
|
| 121 |
+
for the labels received by the $k$th vertex on its inward bundle.
|
| 122 |
+
Thus $x_0\in\mathcal U$. If the current vertex receives $z_k$
|
| 123 |
+
on its outward bundle, the next vertex receives exactly
|
| 124 |
+
\[
|
| 125 |
+
x_{k+1}=D\setminus z_k
|
| 126 |
+
\]
|
| 127 |
+
there, because the assignment is a partition and the label maps agree.
|
| 128 |
+
|
| 129 |
+
Assume inductively that $x_k\in\mathcal U$. The independent
|
| 130 |
+
assignment at this vertex is contained in a basis $B_k$ of its copy
|
| 131 |
+
of $Q$. Put
|
| 132 |
+
\[
|
| 133 |
+
u_k=(B_k)_L,
|
| 134 |
+
\qquad y_k=D\setminus(B_k)_R.
|
| 135 |
+
\]
|
| 136 |
+
We have $x_k\subseteq u_k$, so $u_k\in\mathcal U$.
|
| 137 |
+
Equation~\eqref{eq:outward-rank} gives $y_k\in\mathcal U$ and
|
| 138 |
+
$\rho(u_k)>\rho(y_k)$. Since $z_k\subseteq(B_k)_R$,
|
| 139 |
+
we have $y_k\subseteq x_{k+1}$; hence $x_{k+1}\in\mathcal U$.
|
| 140 |
+
Antitonicity now yields
|
| 141 |
+
\begin{equation}\label{eq:ordinal-descent}
|
| 142 |
+
\rho(x_k)\ \ge\ \rho(u_k)\ >\ \rho(y_k)\ \ge\
|
| 143 |
+
\rho(x_{k+1}).
|
| 144 |
+
\end{equation}
|
| 145 |
+
This produces an infinite strictly descending sequence of ordinals,
|
| 146 |
+
which is impossible: its set of values has a least element, and the
|
| 147 |
+
next value would be smaller.
|
| 148 |
+
|
| 149 |
+
Thus $M_0,M_1$ have no independent covering of $E$.
|
| 150 |
+
By Lemma~\ref{lem:selfdual-reduction}, they have no packing/covering
|
| 151 |
+
partition either. Their common ground set is countably infinite and
|
| 152 |
+
both matroids are self-dual on the same labels, completing the proof
|
| 153 |
+
of Theorem~\ref{thm:main}.
|
preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/build/sections/07-consequences.tex
ADDED
|
@@ -0,0 +1,48 @@
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|
| 1 |
+
\section{The separate Covering and Packing conjectures}
|
| 2 |
+
\label{sec:separate-consequences}
|
| 3 |
+
|
| 4 |
+
Bowler and Carmesin also formulated separate Covering and Packing
|
| 5 |
+
conjectures. For a set-indexed family $\mathcal M=(M_i:i\in\Theta)$ on $E$,
|
| 6 |
+
write $\mathcal M\!\upharpoonright Y=(M_i\!\upharpoonright Y:i\in\Theta)$
|
| 7 |
+
and $\mathcal M.Y=(M_i.Y:i\in\Theta)$. Their Covering Conjecture asserts,
|
| 8 |
+
for every such family, the equivalence
|
| 9 |
+
\begin{equation}\label{eq:covering-conjecture}
|
| 10 |
+
\begin{aligned}
|
| 11 |
+
&\mathcal M\text{ has a covering}\\
|
| 12 |
+
&\quad\Longleftrightarrow\quad
|
| 13 |
+
\text{for every }Y\subseteq E,\\
|
| 14 |
+
&\qquad\bigl[\mathcal M\!\upharpoonright Y\text{ has a packing}
|
| 15 |
+
\Longrightarrow
|
| 16 |
+
\mathcal M\!\upharpoonright Y\text{ has a covering}\bigr].
|
| 17 |
+
\end{aligned}
|
| 18 |
+
\end{equation}
|
| 19 |
+
Their Packing Conjecture asserts, again for every such family,
|
| 20 |
+
\begin{equation}\label{eq:packing-conjecture}
|
| 21 |
+
\begin{aligned}
|
| 22 |
+
&\mathcal M\text{ has a packing}\\
|
| 23 |
+
&\quad\Longleftrightarrow\quad
|
| 24 |
+
\text{for every }Y\subseteq E,\\
|
| 25 |
+
&\qquad\bigl[\mathcal M.Y\text{ has a covering}
|
| 26 |
+
\Longrightarrow
|
| 27 |
+
\mathcal M.Y\text{ has a packing}\bigr].
|
| 28 |
+
\end{aligned}
|
| 29 |
+
\end{equation}
|
| 30 |
+
These are the conjectures of~\cite[Conjectures~5.2 and~6.3]{BowlerCarmesin2015}.
|
| 31 |
+
|
| 32 |
+
\begin{corollary}\label{cor:separate-covering-packing}
|
| 33 |
+
The unrestricted separate Covering and Packing Conjectures of Bowler and
|
| 34 |
+
Carmesin are both false in ZFC.
|
| 35 |
+
\end{corollary}
|
| 36 |
+
|
| 37 |
+
\begin{proof}
|
| 38 |
+
Bowler and Carmesin's universal equivalences identify intersection for
|
| 39 |
+
every pair, packing/covering for every pair, packing/covering for every
|
| 40 |
+
set-indexed family, \eqref{eq:covering-conjecture} for every set-indexed
|
| 41 |
+
family, and \eqref{eq:packing-conjecture} for every set-indexed family
|
| 42 |
+
\cite[Section~7]{BowlerCarmesin2015}. Theorem~\ref{thm:main} falsifies the
|
| 43 |
+
pairwise packing/covering assertion, so both separate universal conjectures
|
| 44 |
+
are false. These last two failures are consequences of equivalence between
|
| 45 |
+
universal statements; this argument does not identify their witnessing
|
| 46 |
+
families with the pair $(M_0,M_1)$.
|
| 47 |
+
\end{proof}
|
| 48 |
+
|
preprints/A-Counterexample-to-the-Infinite-Matroid-Packing-Covering-Conjecture-September-24-2026/paper.pdf
ADDED
|
@@ -0,0 +1,3 @@
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|
| 1 |
+
version https://git-lfs.github.com/spec/v1
|
| 2 |
+
oid sha256:320eb5d308aabe2d7ab5d206329aed63091745888f021a77a9ad97d625477b9e
|
| 3 |
+
size 404856
|