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  1. .gitattributes +75 -0
  2. preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/README.md +17 -0
  3. preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/03-analytic.tex +760 -0
  4. preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/04-fiber.tex +326 -0
  5. preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/05-quiet.tex +600 -0
  6. preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/06-radial.tex +273 -0
  7. preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/07-centers.tex +345 -0
  8. preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/08-assembly.tex +1102 -0
  9. preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/figures/stage-clock.tex +43 -0
  10. preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/figures/tube.tex +18 -0
  11. preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/main.tex +59 -0
  12. preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/refs.bib +185 -0
  13. preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/paper.pdf +3 -0
  14. preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/README.md +18 -0
  15. preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/main.tex +50 -0
  16. preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/references.tex +101 -0
  17. preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/sections/characters.tex +420 -0
  18. preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/sections/generation.tex +425 -0
  19. preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/sections/identification.tex +102 -0
  20. preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/sections/introduction.tex +39 -0
  21. preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/sections/matching.tex +180 -0
  22. preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/sections/preliminaries.tex +92 -0
  23. preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/open-homomorphisms-solvably-closed-galois-groups.pdf +3 -0
  24. preprints/Optimal-order-mixing-of-the-Thorp-shuffle-September-26-2026/README.md +16 -0
  25. preprints/Optimal-order-mixing-of-the-Thorp-shuffle-September-26-2026/build/conditional-flow.tex +39 -0
  26. preprints/Optimal-order-mixing-of-the-Thorp-shuffle-September-26-2026/build/main.tex +601 -0
  27. preprints/Optimal-order-mixing-of-the-Thorp-shuffle-September-26-2026/build/references.tex +152 -0
  28. preprints/Optimal-order-mixing-of-the-Thorp-shuffle-September-26-2026/paper.pdf +3 -0
  29. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/README.md +18 -0
  30. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/figures/two-maps.tex +13 -0
  31. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/main.tex +87 -0
  32. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/references.bib +741 -0
  33. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/references.tex +406 -0
  34. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/adjoint-addition.tex +247 -0
  35. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/applications.tex +441 -0
  36. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/general-type-addition.tex +685 -0
  37. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/introduction.tex +312 -0
  38. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/models.tex +364 -0
  39. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/normalization.tex +428 -0
  40. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/period-positivity.tex +923 -0
  41. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/reduced-root.tex +391 -0
  42. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/root-comparison.tex +675 -0
  43. preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/paper.pdf +3 -0
  44. preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/README.md +18 -0
  45. preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/build/introduction.tex +278 -0
  46. preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/build/main.tex +90 -0
  47. preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/build/qualitative/affine-corollaries.tex +363 -0
  48. preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/build/qualitative/analytic-transfer.tex +671 -0
  49. preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/build/qualitative/cylinder-sieve.tex +402 -0
  50. preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/build/qualitative/graph-setup.tex +120 -0
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+ preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/open-homomorphisms-solvably-closed-galois-groups.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Optimal-order-mixing-of-the-Thorp-shuffle-September-26-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/final.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/P-equals-W-in-composite-rank-for-fixed-determinant-September-24-2026/P-equals-W-in-composite-rank-for-fixed-determinant-September-24-2026.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Pointwise-Multiple-Ergodic-Averages-for-Mixing-Transformations-October-4-2026/multiple-ergodic-averages.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Polynomial-Mixing-of-the-Switch-Chain-for-Every-Graphical-Degree-Sequence-September-25-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Polynomial-PEPS-approximation-of-gapped-square-grid-ground-states-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Polynomial-removal-fails-for-ordered-binary-matrices-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Polynomial-Time-Unitary-Synthesis-from-a-Boolean-Oracle-October-5-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Polynomial-vacuum-representations-and-bridge-mass-for-honeycomb-walks-September-26-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Positive-eigenvalues-of-the-relative-SU-2-BFSS-Hamiltonian-October-5-2026/positive-eigenvalues-relative-su2-bfss.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Positive-lower-density-of-large-prime-gaps-September-25-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Positive-Metric-Entropy-for-the-Standard-Map-at-Large-Parameters-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Positive-scalar-curvature-and-uniform-codimension-two-width-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Positive-scalar-curvature-forces-rational-inessentiality-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Positively-curved-Einstein-four-manifolds-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Positivity-of-Serres-Intersection-Multiplicity-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Posterior-replicas-and-conditional-information-in-Gaussian-regression-September-27-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Power-law-violations-of-Yaus-nodal-upper-bound-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Prefix-Instructions-and-Incompressible-Flows-September-27-2026/manuscript.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Prescribed-large-volume-charges-on-threefolds-with-trivial-canonical-bundle-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Prime-Predecessors-with-an-Even-Number-of-Prime-Factors-September-17-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Primitive-roots-for-every-admissible-integer-base-October-4-2026/primitive-roots-all-integer-bases.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Product-projection-localization-and-the-QAC0-parity-lower-bound-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Projection-moments-positive-cap-domination-and-Riesz-estimates-on-the-sphere-September-27-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Projective-Space-Bases-of-Lagrangian-Fibrations-September-23-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Pure-Point-Spectrum-for-the-Two-Dimensional-Anderson-Model-at-Every-Positive-Disorder-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Purely-Cosmetic-Surgery-on-Knots-in-the-Three-Sphere-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/QMA-hardness-of-continuum-Coulomb-energy-with-unit-nuclear-charges-September-24-2026/QMA-hardness-of-continuum-Coulomb-energy-with-unit-nuclear-charges-September-24-2026.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Quadratic-Stabilization-of-the-Canonical-Foulkes-Howe-Map-September-25-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Quadratic-Strong-Operator-Paving-over-Arbitrary-Maximal-Abelian-Subalgebras-September-25-2026/Quadratic-Strong-Operator-Paving-over-Arbitrary-Maximal-Abelian-Subalgebras-September-25-2026.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/quantitative-lower-bounds-for-trace-reconstruction-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Quantitative-Near-Kerr-Evolution-and-Generic-C2-Future-Inextendibility-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Quantitative-Superexponential-Bounds-for-van-der-Waerden-Numbers-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Quantum-Depletion-and-Momentum-Distribution-in-the-Dilute-Hard-Sphere-Bose-Gas-October-5-2026/Quantum-Depletion-in-the-Dilute-Hard-Sphere-Bose-Gas.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Quantum-Depletion-for-Fixed-Bounded-Repulsive-Potentials-October-5-2026/fixed-repulsion-quantum-depletion.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/quasi-isometric-recognition-of-virtually-polycyclic-groups-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Quasipolynomial-Bounds-for-Arithmetic-Progressions-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Quaternionic-Division-Points-on-Curves-in-the-Siegel-Threefold-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Quenched-SLE3-limits-for-general-weak-random-bond-Ising-models-October-5-2026/general-weak-random-bond-ising.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Quenched-SLE3-Universality-for-the-Weak-Random-Bond-Ising-Model-October-5-2026/build/figures/boundary-squeeze.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Quenched-SLE3-Universality-for-the-Weak-Random-Bond-Ising-Model-October-5-2026/quenched-sle3-weak-random-bond-ising.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Ramanujan-Arthur-Decompositions-of-Cuspidal-Functions-at-Full-Finite-Level-September-24-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Random-coordinate-frames-and-partial-permutation-laws-September-26-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Random-subspace-tests-and-trace-smoothing-for-coordinate-sweeps-September-26-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Relative-generation-and-the-generator-problem-for-finite-factors-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Relative-independence-of-the-separable-quotient-problem-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Removable-Boundaries-and-Rigidity-of-Circle-Domains-September-23-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Renewal-and-changes-of-law-for-critical-honeycomb-walks-September-26-2026/main.pdf filter=lfs diff=lfs merge=lfs -text
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+ preprints/Replacing-Gaussian-observations-in-memory-constrained-inference-September-27-2026/paper.pdf filter=lfs diff=lfs merge=lfs -text
preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/README.md ADDED
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+ # [One-sided negative sectional curvature and the holomorphic Liouville property](paper.pdf)
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+
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+ OpenAI
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+ September 25, 2026
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+
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+ ## Citation
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+
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+ ```bibtex
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+ @misc{OAI:One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026,
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+ author = {{OpenAI}},
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+ title = {{One-sided negative sectional curvature and the holomorphic Liouville property}},
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+ howpublished = {OpenAI Math Release preprint
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+ \href{https://github.com/openai/math/blob/main/preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/paper.pdf}{OAI:One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026}},
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+ year = {2026}
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+ }
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+ ```
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+
preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/03-analytic.tex ADDED
@@ -0,0 +1,760 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Polynomial tests for bounded holomorphic functions}
2
+ \label{sec:analytic}
3
+
4
+ We will force the $w$-derivative of every bounded holomorphic function
5
+ $f$ on the tube to vanish. The elementary estimate comes from a holomorphic
6
+ disk through a point $(s_0,\zeta,w_0)$:
7
+ \[
8
+ t\longmapsto(s_0,\zeta+t,w_0+i\alpha b t),\qquad |t|<L,
9
+ \qquad \alpha,L>0,\quad |b|=1.
10
+ \]
11
+ If this disk lies in the tube and $|f|\le1$, Cauchy's inequality gives
12
+ \[
13
+ |f_y(s_0,\zeta,w_0)+i\alpha b f_w(s_0,\zeta,w_0)|\le L^{-1}.
14
+ \]
15
+ We must prevent the two derivatives from canceling at many spatial
16
+ points. We arrange those points in root-of-unity cycles and hold $b$
17
+ constant on each cycle. A finite Fourier average then keeps only Taylor
18
+ degrees in one residue class. The phases will separate the prescribed
19
+ lowest-degree part of $f_w$ from the first few surviving terms of $f_y$,
20
+ with one phase choice valid for every polynomial of that degree.
21
+
22
+ The grids constructed below provide equidistributed projective directions
23
+ for polynomial sampling and cyclic affine lifts for this extraction.
24
+ Their additional separation and shell estimates will be used in
25
+ Section~\ref{sec:assembly} to localize the shear coefficients in disjoint
26
+ spatial neighborhoods when realizing the disks. After constructing the grids
27
+ and choosing the phases, we formulate the precise disk conditions and
28
+ prove that repeated tests force the holomorphic Liouville property.
29
+
30
+ Throughout this section, $\sigma$ denotes the unitary-invariant
31
+ probability measure on $\mathbb P^{n-1}$. All norms on vectors and
32
+ derivatives are Euclidean unless indicated otherwise. Constants may
33
+ depend on the fixed dimension $n$; the exponents in the separation
34
+ estimate below do not.
35
+
36
+ \subsection{Polynomial grids and their affine lifts}
37
+
38
+ \begin{lemma}[Homogeneous polynomial grids]
39
+ \label{grid:polynomials}
40
+ Fix $n\ge2$. For every sufficiently large integer $N$ one can choose a
41
+ system of homogeneous polynomials of degree $N$,
42
+ \[
43
+ Q_N=(H_N,p_N):\mathbb C^n\longrightarrow\mathbb C^{n-1}\times\mathbb C,
44
+ \]
45
+ with the following properties. These choices can be made along all
46
+ integers $N\to\infty$, or along any prescribed sequence of degrees
47
+ tending to infinity.
48
+ \begin{enumerate}
49
+ \item There is a constant $C_n$ such that
50
+ \begin{equation}
51
+ \label{grid:sphere-bounds}
52
+ N^{-C_n}\le |Q_N(u)|\le N\qquad (|u|=1).
53
+ \end{equation}
54
+ \item The projective zero set of $H_N$ consists of
55
+ $M_N=N^{n-1}$ transverse points. A subset $\mathcal G_N$ of these
56
+ points satisfies
57
+ \[
58
+ |\mathcal G_N|=(1-o(1))M_N,
59
+ \qquad
60
+ \frac1{M_N}\sum_{\xi\in\mathcal G_N}\delta_\xi
61
+ \ \rightharpoonup\ \sigma.
62
+ \]
63
+ For every $\xi\in\mathcal G_N$ and every unit representative $u$ of
64
+ $\xi$,
65
+ \begin{equation}
66
+ \label{grid:goodness}
67
+ N^{-1}\le |p_N(u)|\le N,
68
+ \qquad
69
+ \operatorname{sing}_{\min}
70
+ \bigl(DH_N(u)|_{u^\perp}\bigr)\ge N^{-1}.
71
+ \end{equation}
72
+ \item Above each $\xi\in\mathcal G_N$, choose any lift $v_\xi$ such
73
+ that $p_N(v_\xi)=1$. All $N$ lifts
74
+ \[
75
+ e^{2\pi i q/N}v_\xi,\qquad 0\le q<N,
76
+ \]
77
+ have radii in $[N^{-1/N},N^{1/N}]$. With the absolute choice
78
+ $k_*=30$, the Euclidean balls of radius $2N^{-k_*}$ about all these
79
+ lifts are pairwise disjoint. If $v$ is one of the lifts, then
80
+ \begin{equation}
81
+ \label{grid:shell-bound}
82
+ |(H_N(z),p_N(z)-1)|\ge N^{-k_*-10}
83
+ \quad\hbox{when}\quad
84
+ N^{-k_*}\le |z-v|\le2N^{-k_*}.
85
+ \end{equation}
86
+ In a neighborhood of radius $4N^{-k_*}$ of every such lift, the first
87
+ and second derivatives of $Q_N$ have norm $O_n(N^5)$.
88
+ \end{enumerate}
89
+ In particular, weak approximation to any prescribed finite collection
90
+ of continuous test functions, with any fixed positive accuracy, can be
91
+ required by taking $N$ sufficiently large.
92
+ \end{lemma}
93
+
94
+ \begin{proof}
95
+ We use the standard unitary-invariant Gaussian ensemble of homogeneous
96
+ polynomials; its covariance and conditional zero-density framework appear
97
+ in \citet[Sections~2.2 and~2.4]{BleherShiffmanZelditch2000}. The proof
98
+ below supplies the needed formulas and all additional quantitative grid
99
+ properties. Randomness is used only to establish existence. A
100
+ standard circular complex Gaussian has density
101
+ $\pi^{-1}e^{-|z|^2}$ on $\mathbb C$. Choose the components of $Q_N$
102
+ independently, with
103
+ \[
104
+ Q_N^{(a)}(z)=
105
+ \sum_{|\beta|=N}\left(\frac{N!}{\beta!}\right)^{1/2}
106
+ g_{a,\beta}z^\beta,
107
+ \qquad
108
+ \mathbb E\bigl[Q_N^{(a)}(z)
109
+ \overline{Q_N^{(a)}(u)}\bigr]=(z\cdot\bar u)^N.
110
+ \]
111
+ Here all $g_{a,\beta}$ are independent standard circular complex
112
+ Gaussians. The covariance identity is the multinomial formula. In
113
+ particular, at a unit vector the components of $Q_N$ are independent
114
+ standard complex Gaussians, and the law is invariant under unitary
115
+ changes of coordinates.
116
+
117
+ We first prove \eqref{grid:sphere-bounds} with probability tending to
118
+ one. If $A=\sup_{|z|=1}|Q_N(z)|$, homogeneity gives
119
+ $\sup_{|z|\le1+1/N}|Q_N(z)|\le eA$. Cauchy's inequality on complex
120
+ lines therefore bounds the first derivative on the unit sphere by
121
+ $CNA$, with an absolute constant $C$. A sphere net of mesh $c/N$,
122
+ with a sufficiently small absolute $c$, consequently contains a point
123
+ where the norm is at least $A/2$. Such a net has
124
+ $O_n(N^{2n-1})$ points. Gaussian tails show
125
+ \[
126
+ \mathbb P(A>N)\le C_n' N^{2n-1}e^{-c_n' N^2}\longrightarrow0.
127
+ \]
128
+ On the event $A\le N$, the Lipschitz constant on the sphere is at
129
+ most $CN^2$. Use a second net of mesh $cN^{-C_n-2}$. If the norm
130
+ somewhere on the sphere is less than $N^{-C_n}$, it is less than
131
+ $2N^{-C_n}$ at a point of this net. A standard complex Gaussian
132
+ vector in $\mathbb C^n$ has probability at most $C_n' r^{2n}$ of
133
+ lying in a ball of radius $r$. The union bound is therefore at most
134
+ \[
135
+ C_n' N^{(C_n+2)(2n-1)-2nC_n}
136
+ =C_n' N^{-C_n+4n-2}.
137
+ \]
138
+ Choose, for example, $C_n=8n$. This proves both sphere bounds with
139
+ probability tending to one.
140
+
141
+ Put $d=n-1$. Almost surely the projective zeros of the $d$-component
142
+ system $H_N$ are transverse. To see this directly, let $\mathcal A$
143
+ be its finite-dimensional complex coefficient space. Evaluation at
144
+ any point of $\mathbb P^d$ maps $\mathcal A$ onto the fiber of
145
+ $\mathcal O(N)^{\oplus d}$. Hence the universal zero incidence
146
+ manifold is smooth, and a coefficient vector is a regular value of its
147
+ projection to $\mathcal A$ precisely when the corresponding section
148
+ has only transverse zeros. Sard's theorem gives a Lebesgue-null
149
+ exceptional set; the Gaussian law is absolutely continuous.
150
+ Transversality and compactness imply that the zero set is finite.
151
+ The projective B\'ezout theorem for a zero-dimensional intersection of
152
+ $d$ hypersurfaces of degrees $N,\ldots,N$ gives total intersection
153
+ number $N^d$; every transverse intersection has multiplicity one
154
+ \citep[Theorem~III-71]{EisenbudHarris2000GeometrySchemes}. Thus the number of zeros is the deterministic
155
+ quantity $M_N=N^d$ almost surely.
156
+
157
+ We next justify the counting formulas needed for equidistribution.
158
+ They are the one- and two-point, zero-dimensional cases of the
159
+ correlation formula in \citet[Theorem~2.1]{BleherShiffmanZelditch2000}.
160
+ Our subsequent off-diagonal argument proves the particular convergence
161
+ needed here; the more general simultaneous-zero convergence theorem of
162
+ \citet[Corollary~1.3]{Shiffman2008Convergence} supplies a broader context.
163
+ In a holomorphic coordinate chart of $\mathbb P^d$, regard the system
164
+ as a holomorphic map $H_a(z)$ depending linearly on its coefficients.
165
+ Locally split those coefficients as $(a,b)$ so that
166
+ \[
167
+ H_{a,b}(z)=E(z)a+R(z,b),\qquad \det E(z)\ne0.
168
+ \]
169
+ This is possible because evaluation is surjective. The equation
170
+ $H_{a,b}(z)=0$ is equivalent to
171
+ $a=A(z,b):=-E(z)^{-1}R(z,b)$. At a zero, with
172
+ $J=D_zH_{a,b}(z)$,
173
+ \[
174
+ D_zA=-E(z)^{-1}J.
175
+ \]
176
+ For fixed $b$, the change-of-variables formula with multiplicity for
177
+ $z\mapsto A(z,b)$ thus introduces the real Jacobian
178
+ $|\det E|^{-2}|\det J|^2$. Integrating in $b$ against the smooth
179
+ Gaussian coefficient density yields the one-point zero density
180
+ \begin{equation}
181
+ \label{grid:one-point-density}
182
+ \rho_{1,N}(z)=
183
+ p_{H_N(z)}(0)\,
184
+ \mathbb E\bigl[|\det DH_N(z)|^2\mid H_N(z)=0\bigr].
185
+ \end{equation}
186
+ The same argument works with a bounded measurable mark multiplying
187
+ the zero count. It first applies to nonnegative marks, and the
188
+ general bounded case follows by decomposition.
189
+
190
+ For two distinct projective points, joint evaluation onto the two
191
+ fibers is surjective. Indeed, powers of linear forms that vanish at
192
+ one point and not the other give independent prescribed values for
193
+ each component. Solve now for $2d$ coefficient variables and apply
194
+ the same change of variables in the two point coordinates. The
195
+ point Jacobian is block diagonal, giving
196
+ \begin{equation}
197
+ \label{grid:two-point-density}
198
+ \begin{split}
199
+ \rho_{2,N}(z,z')={}&p_{(H_N(z),H_N(z'))}(0,0)\\
200
+ &\quad\cdot
201
+ \mathbb E\bigl[
202
+ |\det DH_N(z)|^2|\det DH_N(z')|^2
203
+ \mid H_N(z)=H_N(z')=0\bigr].
204
+ \end{split}
205
+ \end{equation}
206
+ Partitions of unity give these formulas on projective space and on
207
+ the complement of its diagonal, respectively. This derivation uses
208
+ only the coefficient density and ordinary change of variables; no
209
+ independence of zeros has been assumed.
210
+
211
+ At a point represented by a unit vector $u$, take affine tangent
212
+ coordinates $u+\sum_{j=1}^d z_j e_j$ with $(e_j)$ orthonormal in
213
+ $u^\perp$. Differentiating the covariance shows that $H_N(u)$ is
214
+ independent of $N^{-1/2}DH_N(u)|_{u^\perp}$, and that the latter is
215
+ a $d\times d$ matrix of independent standard complex Gaussians.
216
+ At two distinct projective points, the cross-covariances of these
217
+ normalized value and first-derivative data tend to zero locally
218
+ uniformly off the diagonal. More explicitly, on a compact set of
219
+ pairs with $|u\cdot\bar v|\le\rho<1$, they are bounded by a fixed
220
+ power of $N$ times $\rho^{N-2}$. This follows by differentiating
221
+ $(u\cdot\bar v)^N$ at most once at each point. The joint Gaussian
222
+ covariance consequently converges uniformly there to the direct sum
223
+ of its one-point covariances. Conditional Gaussian covariances given
224
+ the values zero converge as well. Gaussian moments of the fixed
225
+ polynomials $|\det J|^2$ and their products therefore converge.
226
+ Equations \eqref{grid:one-point-density} and
227
+ \eqref{grid:two-point-density} imply that the two-point density,
228
+ divided by $M_N^2$, converges locally uniformly off the diagonal to
229
+ the product of the normalized one-point densities.
230
+
231
+ The exact total number of zeros lets us pass from off-diagonal
232
+ decorrelation to weak convergence without estimating the two-point
233
+ density near the diagonal. Let
234
+ \[
235
+ \mu_N=\frac1{M_N}\sum_{H_N(\xi)=0}\delta_\xi.
236
+ \]
237
+ Unitary invariance and the deterministic count imply
238
+ $\mathbb E\mu_N=\sigma$. The positive measure
239
+ $\mathbb E(\mu_N\otimes\mu_N)$ has total mass one. Off the
240
+ diagonal, its density converges to that of $\sigma\otimes\sigma$,
241
+ by the preceding calculation. This implies convergence on the
242
+ whole product: given $\varepsilon>0$, choose a compact subset of the
243
+ off-diagonal region having $(\sigma\otimes\sigma)$-mass greater
244
+ than $1-\varepsilon$. Its mass under
245
+ $\mathbb E(\mu_N\otimes\mu_N)$ is greater than $1-2\varepsilon$
246
+ for all sufficiently large $N$. At most $2\varepsilon$ of the
247
+ total mass can remain elsewhere. Since the diagonal has zero
248
+ $(\sigma\otimes\sigma)$-mass, there is no additional limiting
249
+ mass there. Thus
250
+ \[
251
+ \mathbb E(\mu_N\otimes\mu_N)
252
+ \rightharpoonup\sigma\otimes\sigma.
253
+ \]
254
+ For every continuous test function, its integral against $\mu_N$
255
+ therefore has variance tending to zero. This proves weak
256
+ convergence to $\sigma$ in probability.
257
+
258
+ It remains to discard the bad zeros. Use
259
+ \eqref{grid:one-point-density} with marks. If $G$ is a $d\times d$
260
+ standard complex Gaussian matrix, then at a zero the derivative
261
+ condition in \eqref{grid:goodness} fails only when
262
+ $\operatorname{sing}_{\min}(G)<N^{-3/2}$. Its expected discarded
263
+ fraction is
264
+ \[
265
+ \frac{\mathbb E\bigl[
266
+ |\det G|^2
267
+ \boldsymbol{1}_{\{\operatorname{sing}_{\min}(G)<N^{-3/2}\}}
268
+ \bigr]}{\mathbb E|\det G|^2}
269
+ \longrightarrow0.
270
+ \]
271
+ Indeed a Gaussian square matrix is nonsingular almost surely,
272
+ $|\det G|^2$ is integrable, and dominated convergence applies.
273
+ The independent polynomial $p_N$ has a standard complex Gaussian
274
+ value at every unit representative. Its two forbidden tails have
275
+ probability
276
+ \[
277
+ \mathbb P(|p_N|<N^{-1})+\mathbb P(|p_N|>N)
278
+ =1-e^{-N^{-2}}+e^{-N^2}\longrightarrow0.
279
+ \]
280
+ Markov's inequality shows that the total discarded fraction tends
281
+ to zero in probability. Removing that fraction does not alter weak
282
+ convergence. The modulus and singular-value conditions are
283
+ unchanged on multiplying a unit representative by a phase, so they
284
+ hold for every such representative.
285
+
286
+ We may now select deterministic systems. Take a countable uniformly
287
+ dense family of continuous functions on projective space, and impose
288
+ successively accurate conditions on successively longer finite
289
+ subfamilies. Convergence in probability, the vanishing bad
290
+ fraction, and the probability-one transversality statement show that
291
+ these conditions and \eqref{grid:sphere-bounds} have a nonempty
292
+ intersection for every sufficiently large degree. Choose one system
293
+ from that intersection. A diagonal choice gives all the asserted
294
+ limits and works equally well along any prescribed sequence of
295
+ degrees.
296
+
297
+ We have obtained the projective sampling properties. It remains to
298
+ provide disjoint neighborhoods in which Section~\ref{sec:assembly} can
299
+ localize its shear coefficients. Fix a good direction and a lift
300
+ $v$ with $p_N(v)=1$.
301
+ Homogeneity and \eqref{grid:goodness} give
302
+ $N^{-1/N}\le |v|\le N^{1/N}$. In the splitting of the domain into
303
+ the radial complex line and its Hermitian orthogonal complement,
304
+ $DH_N(v)$ vanishes on the radial line, while
305
+ $Dp_N(v)$ has radial derivative $N/|v|$. The transverse derivative
306
+ of $H_N$ has least singular value at least $N^{-4}$ for large $N$:
307
+ the scaling from a unit representative costs at most one additional
308
+ factor $N$, so this is a deliberately weaker bound than necessary.
309
+ Homogeneity, the sphere upper bound, and Cauchy's inequality at
310
+ scale $c/N$ give first- and second-derivative bounds $O_n(N^5)$ in
311
+ the stated neighborhood. At the lift itself, the transverse first
312
+ derivatives are $O_n(N^4)$. Block inversion therefore gives
313
+ \[
314
+ \bigl\|D(H_N,p_N-1)(v)^{-1}\bigr\|\le N^9
315
+ \]
316
+ for all sufficiently large $N$. Taylor's formula, uniformly for
317
+ $|z-v|\le4N^{-30}$, now yields
318
+ \[
319
+ |(H_N(z),p_N(z)-1)|
320
+ \ge N^{-9}|z-v|-C_n' N^5|z-v|^2
321
+ \ge\tfrac12 N^{-9}|z-v|.
322
+ \]
323
+ This proves \eqref{grid:shell-bound}. It also excludes every other
324
+ zero of $(H_N,p_N-1)$ within distance $4N^{-30}$, proving
325
+ disjointness of the balls about all good lifts.
326
+ \end{proof}
327
+
328
+ \subsection{Choosing phases uniformly for a fixed Taylor order}
329
+
330
+ The grids now supply many separated evaluation points. Their next role
331
+ is linear algebraic: we choose a phase at each projective point so that
332
+ no fixed-order polynomial jet can be hidden among the first few Taylor
333
+ degrees surviving a root-of-unity average. The independent-phase moment
334
+ calculation is the same quadratic-form identity used for random-phase
335
+ trace estimates in \citet{IitakaEbisuzaki2004}.
336
+ The additional rank and polynomial superlevel estimates give one phase
337
+ choice uniformly for an entire coefficient space.
338
+
339
+ \begin{lemma}[Phases separate low-degree jets]
340
+ \label{grid:phases}
341
+ Fix positive integers $k,n$, with $n\ge2$, such that
342
+ \begin{equation}
343
+ \label{grid:dimension-choice}
344
+ \sum_{j=1}^{k-1}\frac{j^{n-1}}{(n-1)!}<\frac1{100}.
345
+ \end{equation}
346
+ Fix a nonnegative integer $h$. For sufficiently large polynomial
347
+ grids from Lemma~\ref{grid:polynomials}, choose one lift $v_\xi$
348
+ above each good direction and let $V_N\subset\mathbb C^{\mathcal G_N}$
349
+ be the space of evaluation vectors of sums of homogeneous
350
+ polynomials of degrees
351
+ \[
352
+ h,\ h+N,\ \ldots,\ h+(k-1)N.
353
+ \]
354
+ Let $\Pi_N$ be orthogonal projection onto $V_N$ for the unweighted
355
+ Euclidean point norm. There are phases $b_\xi$, $|b_\xi|=1$, and a
356
+ constant $\delta_h>0$, independent of $N$ and of the chosen lift
357
+ phases, such that
358
+ \begin{equation}
359
+ \label{grid:phase-lower-bound}
360
+ M_N^{-1/2}
361
+ \left\|(1-\Pi_N)
362
+ \bigl(b_\xi P(v_\xi)\bigr)_{\xi\in\mathcal G_N}\right\|
363
+ \ge\delta_h\|P\|
364
+ \end{equation}
365
+ for every homogeneous polynomial $P$ of degree $h$. Here $\|P\|$
366
+ is any fixed Euclidean norm on its coefficient space, chosen
367
+ independently of the grid. All required grid accuracies and degree
368
+ thresholds depend only on the fixed $n,k,h$ and this norm.
369
+ \end{lemma}
370
+
371
+ \begin{proof}
372
+ Dimension gives
373
+ \[
374
+ \frac{\operatorname{rank}\Pi_N}{M_N}
375
+ \le N^{1-n}\sum_{j=0}^{k-1}
376
+ \binom{h+jN+n-1}{n-1}<\frac2{100}
377
+ \]
378
+ for all sufficiently large $N$. Indeed its limit is the sum in
379
+ \eqref{grid:dimension-choice}.
380
+
381
+ There is a number $t_h>0$ such that, on every sufficiently accurate
382
+ grid, every polynomial with $\|P\|=1$ satisfies
383
+ \begin{equation}
384
+ \label{grid:uniform-superlevel}
385
+ |P(v_\xi)|>t_h
386
+ \quad\hbox{at at least }0.8M_N\hbox{ good directions}.
387
+ \end{equation}
388
+ For completeness, a nonzero homogeneous polynomial has a
389
+ projective zero set of $\sigma$-measure zero. In affine charts this
390
+ is the elementary fact that the zero set of a nonzero complex
391
+ polynomial has Lebesgue measure zero, obtained by induction and
392
+ Fubini's theorem. Thus, for each norm-one polynomial $P$, some
393
+ positive threshold has a superlevel set of measure greater than
394
+ $0.9$. Uniform continuity in the coefficients makes the same
395
+ superlevel estimate, with a smaller threshold, valid in a
396
+ neighborhood of $P$. The coefficient unit sphere is compact, so
397
+ finitely many such neighborhoods suffice and their thresholds have
398
+ a positive common lower bound. Weak convergence of the grid
399
+ measures applied to these finitely many open superlevel sets gives
400
+ the estimate for unit representatives, with a fixed margin in both
401
+ threshold and counting proportion. Since
402
+ $|v_\xi|^h\to1$ uniformly, it gives
403
+ \eqref{grid:uniform-superlevel}. This proof requires only finitely
404
+ many fixed approximation conditions for the given $h$.
405
+
406
+ The projection has $0\le(\Pi_N)_{\xi\xi}\le1$ and diagonal sum
407
+ less than $0.02M_N$. Consequently at most $0.04M_N$ diagonal
408
+ entries exceed $1/2$. Choose the $b_\xi$ temporarily as independent
409
+ uniform phases. Writing $Q_N'=1-\Pi_N$, independence gives
410
+ \[
411
+ \begin{split}
412
+ &\mathbb E\left[
413
+ M_N^{-1}\left\|Q_N'
414
+ \bigl(b_\xi P(v_\xi)\bigr)_\xi\right\|^2\right]\\
415
+ &\hspace{25mm}=
416
+ M_N^{-1}\sum_\xi
417
+ \bigl(1-(\Pi_N)_{\xi\xi}\bigr)|P(v_\xi)|^2
418
+ \ge0.38t_h^2
419
+ \end{split}
420
+ \]
421
+ when $\|P\|=1$. The last inequality uses the intersection of the
422
+ $0.8M_N$ indices in \eqref{grid:uniform-superlevel} with the
423
+ complement of the at most $0.04M_N$ high-leverage indices.
424
+
425
+ We need a single phase choice for all polynomials, rather than a
426
+ choice depending on $P$. Let $(e_a)$ be a fixed orthonormal basis
427
+ of the degree-$h$ coefficient space, and put $q_a(\xi)=e_a(v_\xi)$.
428
+ These evaluations have a common bound depending only on $n,h$ and
429
+ the chosen norm. The Gram matrix of the random linear map in
430
+ \eqref{grid:phase-lower-bound} has entries
431
+ \[
432
+ G_{ab}=M_N^{-1}\sum_{\xi,\eta}
433
+ \overline{q_a(\xi)}\,\overline{b_\xi}
434
+ (Q_N')_{\xi\eta}b_\eta q_b(\eta).
435
+ \]
436
+ Its diagonal-index terms are deterministic. For distinct indices,
437
+ the products $\overline{b_\xi}b_\eta$ are orthonormal in
438
+ $L^2$ of the phase probability space: two such ordered products
439
+ have nonzero inner product only when their ordered pairs agree.
440
+ In particular, reversal of the pair gives expectation
441
+ $\mathbb E(\overline{b_\xi}^{\,2}b_\eta^2)=0$.
442
+ It follows that
443
+ \[
444
+ \begin{split}
445
+ \mathbb E|G_{ab}-\mathbb EG_{ab}|^2
446
+ &\le C_{n,h}M_N^{-2}
447
+ \sum_{\xi\ne\eta}|(\Pi_N)_{\xi\eta}|^2\\
448
+ &\le C_{n,h}M_N^{-2}\operatorname{rank}\Pi_N
449
+ =O_{n,h}(M_N^{-1}).
450
+ \end{split}
451
+ \]
452
+ The Gram matrix has fixed finite size. Chebyshev's inequality
453
+ therefore implies that its operator-norm distance from its mean
454
+ tends to zero in probability. Its mean is bounded below by
455
+ $0.38t_h^2$ times the identity. A phase choice with least
456
+ eigenvalue at least $0.19t_h^2$ exists for every sufficiently large
457
+ grid. Taking $\delta_h=\sqrt{0.19}\,t_h$ proves the assertion.
458
+ All estimates used only absolute values of lift evaluations, so
459
+ the threshold and lower bound are uniform over their arbitrary
460
+ representative phases.
461
+ \end{proof}
462
+
463
+ \begin{remark}
464
+ \label{grid:finite-dimension}
465
+ For every fixed $k$, condition \eqref{grid:dimension-choice} holds
466
+ in some sufficiently large finite dimension. Indeed, with
467
+ $r=n-1$, its left side is bounded by
468
+ $(k-1)^{r+1}/r!$, which tends to zero as $r\to\infty$.
469
+ The argument will use one such fixed dimension, not an assertion
470
+ in every dimension.
471
+ \end{remark}
472
+
473
+ \subsection{From disk estimates to the holomorphic Liouville property}
474
+
475
+ \begin{lemma}[Root-of-unity extraction]
476
+ \label{grid:frequency}
477
+ Let $0\le h<N$, and suppose $g$ is holomorphic on a neighborhood of
478
+ the closed ball $|s|\le S$, with $|g|\le K$ there. Write
479
+ $g=\sum_{r\ge0}g_r$ for its homogeneous Taylor expansion at zero.
480
+ If $R|v|<S$, then
481
+ \[
482
+ \frac1N\sum_{q=0}^{N-1}e^{-2\pi i hq/N}
483
+ g(Re^{2\pi i q/N}v)
484
+ =\sum_{j\ge0}g_{h+jN}(Rv).
485
+ \]
486
+ If $R|v|/S\le e^{-0.99c/N}$ and $c\ge1$, truncating the sum after
487
+ $j=k-1$ has error at most $C K e^{-0.99kc}$, while retaining just
488
+ the term $g_h(Rv)$ has error at most $C K e^{-0.99c}$. The constant
489
+ $C$ is absolute, independent of $N,h,R,S$.
490
+ \end{lemma}
491
+
492
+ \begin{proof}
493
+ Cauchy's inequality on the complex line through $v$ gives
494
+ \[
495
+ |g_r(Rv)|\le K(R|v|/S)^r.
496
+ \]
497
+ The homogeneous expansion converges absolutely at the evaluation
498
+ points. The finite Fourier average annihilates every degree not
499
+ congruent to $h$ modulo $N$, giving the identity. Put
500
+ $\theta=R|v|/S$. The first tail is bounded by
501
+ \[
502
+ K\sum_{j=k}^{\infty}\theta^{h+jN}
503
+ \le\frac{K e^{-0.99kc}}{1-e^{-0.99c}}.
504
+ \]
505
+ The case $k=1$ gives the other estimate. The denominator is
506
+ bounded away from zero for $c\ge1$.
507
+ \end{proof}
508
+
509
+ We now convert these finite-dimensional estimates into the analytic
510
+ condition needed by the geometric construction. A large sheared disk
511
+ bounds a linear combination of the $y$- and $w$-derivatives. The phases
512
+ separate the degree-$h$ part of the latter from the former. Heights
513
+ $D_j$ growing more slowly than the accuracy parameters $c_j$ will let
514
+ the three-lines theorem turn smallness at those heights into vanishing.
515
+
516
+ \begin{proposition}[A testing criterion for the holomorphic Liouville property]
517
+ \label{grid:criterion}
518
+ Fix constants $p_0,p_1\ge0$ and $m_0>p_1$. Choose an integer $k$
519
+ and a finite dimension $n\ge2$ so that
520
+ \begin{equation}
521
+ \label{grid:exponent-choice}
522
+ 0.99k>p_0+p_1+1,
523
+ \qquad
524
+ \sum_{r=1}^{k-1}\frac{r^{n-1}}{(n-1)!}<0.01.
525
+ \end{equation}
526
+ Let $(\zeta_j,h_j)$ be a sequence of pairs from a countable dense
527
+ subset of an open disk in $\mathbb C$ and the nonnegative integers,
528
+ with every pair repeated infinitely often. At stage $j$, choose
529
+ numbers $R_j\ge1$, $c_j\ge1$, an integer $N_j>h_j$, and a grid
530
+ from Lemma~\ref{grid:polynomials} sufficiently large and accurate
531
+ for Lemma~\ref{grid:phases} at order $h_j$. Set
532
+ \[
533
+ S_j=R_j e^{c_j/N_j},\qquad \log N_j\le c_j/100.
534
+ \]
535
+ Choose heights $D_j$ and positive numbers $\alpha_j$ such that
536
+ \[
537
+ \alpha_j^{-1}\le e^{p_1c_j},
538
+ \]
539
+ and, along the repetitions of every fixed pair,
540
+ \begin{equation}
541
+ \label{grid:height-rates}
542
+ c_j\longrightarrow\infty,\qquad
543
+ D_j\longrightarrow\infty,\qquad
544
+ \frac{D_j}{c_j}\longrightarrow0.
545
+ \end{equation}
546
+ There are phases $b_{j,\xi}$, one per good projective direction
547
+ and constant throughout its cycle of lifts, with the following
548
+ property.
549
+
550
+ Let $\ell$ be a smooth real function on $\mathbb C^n\times\mathbb C$,
551
+ and let
552
+ \[
553
+ \mathcal T=\{(s,y,w):\operatorname{Im}w>\ell(s,y)\}.
554
+ \]
555
+ Suppose every stage satisfies these conditions:
556
+ \begin{enumerate}
557
+ \item On $|s|\le S_j$,
558
+ \begin{equation}
559
+ \label{grid:height-gap}
560
+ \ell(s,\zeta_j)\le D_j-2.
561
+ \end{equation}
562
+ \item For every holomorphic $f$ on $\mathcal T$ with $|f|\le1$,
563
+ every $w$ with $\operatorname{Im}w=D_j$, and every $|s|=S_j$,
564
+ \begin{equation}
565
+ \label{grid:sphere-derivative}
566
+ |f_y(s,\zeta_j,w)|\le e^{p_0c_j}.
567
+ \end{equation}
568
+ \item For every good direction $\xi$, every lift
569
+ $v=e^{2\pi iq/N_j}v_\xi$, and every $w$ on that height line, the
570
+ holomorphic disk
571
+ \begin{equation}
572
+ \label{grid:sheared-disk}
573
+ t\longmapsto
574
+ \bigl(R_jv,\ \zeta_j+t,\ w+i\alpha_j b_{j,\xi}t\bigr),
575
+ \qquad |t|<e^{m_0c_j},
576
+ \end{equation}
577
+ is contained in $\mathcal T$.
578
+ \end{enumerate}
579
+ Then every bounded holomorphic function on $\mathcal T$ is constant.
580
+ The phases depend only on the grids and their assigned jet orders,
581
+ not on $\ell$, $f$, or $w$.
582
+ \end{proposition}
583
+
584
+ \begin{proof}
585
+ For each stage choose the phases supplied by
586
+ Lemma~\ref{grid:phases}. Assign its phase to all $N_j$ lifts of
587
+ the same direction. We prove the assertion for a holomorphic
588
+ function with $|f|\le1$, which suffices by constant rescaling.
589
+
590
+ Fix a stage and temporarily omit its subscript. For each $w$ with
591
+ $\operatorname{Im}w=D$, put
592
+ \[
593
+ A(s)=f_y(s,\zeta,w),\qquad I(s)=i f_w(s,\zeta,w).
594
+ \]
595
+ Both are holomorphic on a neighborhood of the closed spatial ball
596
+ $|s|\le S$, by the strict height margin and compactness. The
597
+ maximum principle and \eqref{grid:sphere-derivative} give
598
+ $|A|\le e^{p_0c}$ on the ball. The unit $w$-disk centered at any
599
+ $(s,\zeta,w)$ in this ball lies in $\mathcal T$, by
600
+ \eqref{grid:height-gap}; Cauchy's inequality gives $|I|\le1$.
601
+ On a sheared disk, the derivative at $t=0$ is
602
+ $A(Rv)+\alpha b_\xi I(Rv)$. Thus
603
+ \begin{equation}
604
+ \label{grid:node-inequality}
605
+ |A(Rv)+\alpha b_\xi I(Rv)|\le e^{-m_0c}.
606
+ \end{equation}
607
+ Every estimate so far is uniform in the real part of $w$.
608
+
609
+ For each good direction take the Fourier average in
610
+ Lemma~\ref{grid:frequency} over its cycle. Since $b_\xi$ is
611
+ constant on that cycle, it factors out of the averaged second
612
+ term of \eqref{grid:node-inequality}. The lift radius bound gives
613
+ \[
614
+ \frac{R|v_\xi|}{S}
615
+ \le\exp\left(\frac{\log N-c}{N}\right)
616
+ \le e^{-0.99c/N}.
617
+ \]
618
+ Let $a$ and $i'$ be the resulting vectors of averaged $A$ and $I$
619
+ values, respectively. There is a vector $a_0\in V_N$ such that
620
+ \[
621
+ \|a-a_0\|_\infty\le C e^{(p_0-0.99k)c}.
622
+ \]
623
+ If $P$ is the homogeneous degree-$h$ Taylor term of the function
624
+ $s\mapsto I(Rs)$, then
625
+ \[
626
+ \bigl\|i'-(P(v_\xi))_\xi\bigr\|_\infty
627
+ \le C e^{-0.99c}.
628
+ \]
629
+ The averaged node inequalities still have supremum norm at most
630
+ $e^{-m_0c}$. Apply $1-\Pi_N$ and use $a_0\in V_N$. Since the
631
+ number of good directions is at most $M_N$, conversion from the
632
+ supremum norm to $M_N^{-1/2}$ times Euclidean norm costs at most
633
+ one. Lemma~\ref{grid:phases} consequently gives
634
+ \[
635
+ \begin{split}
636
+ \alpha\delta_h\|P\|
637
+ &\le e^{-m_0c}
638
+ +C e^{(p_0-0.99k)c}
639
+ +C\alpha e^{-0.99c},\\
640
+ \|P\|
641
+ &\le C_h\left(
642
+ e^{(p_1-m_0)c}
643
+ +e^{(p_1+p_0-0.99k)c}
644
+ +e^{-0.99c}\right).
645
+ \end{split}
646
+ \]
647
+ In particular, with the fixed positive number
648
+ \[
649
+ \varepsilon=\min\{m_0-p_1,\ 0.99k-p_0-p_1,\ 0.99\},
650
+ \]
651
+ we have
652
+ \begin{equation}
653
+ \label{grid:jet-decay}
654
+ \|P\|\le C_h e^{-\varepsilon c}.
655
+ \end{equation}
656
+ The constants are independent of the stage once $h$ is fixed.
657
+ This is exactly the uniformity in Lemma~\ref{grid:phases}; the
658
+ Fourier tail denominator is $1-e^{-0.99c}$, not
659
+ $1-e^{-0.99c/N}$. Since every degree-$h$ coefficient of $I(Rs)$
660
+ is $R^h$ times the corresponding coefficient of $I(s)$ and
661
+ $R\ge1$, \eqref{grid:jet-decay} bounds each degree-$h$ coefficient
662
+ of $f_w(s,\zeta,w)$ by the same exponential rate.
663
+
664
+ We have obtained exponential decay for every coefficient of the
665
+ prescribed degree, uniformly along the entire horizontal $w$-line.
666
+ It remains to bring that estimate down from the growing testing heights
667
+ to a fixed open part of the tube.
668
+
669
+ Fix now a scheduled center $\zeta$ and a multiindex $\beta$ of
670
+ length $h$. The coefficient
671
+ \[
672
+ g_\beta(w)=\frac1{\beta!}
673
+ \partial_s^\beta f_w(0,\zeta,w)
674
+ \]
675
+ is holomorphic on the whole connected half-plane
676
+ $\operatorname{Im}w>\ell(0,\zeta)$. At every point of this
677
+ half-plane a spatial neighborhood is available, so the derivative
678
+ is well-defined and holomorphic there. Choose once a small
679
+ closed spatial polydisk about zero and a number $t_0$ exceeding
680
+ the supremum of $\ell(s,\zeta)$ on that polydisk by more than two.
681
+ Cauchy's inequalities in $s$ and on a unit $w$-disk give
682
+ \[
683
+ |g_\beta(w)|\le B_\beta
684
+ \qquad (\operatorname{Im}w\ge t_0),
685
+ \]
686
+ where $B_\beta$ is independent of every testing stage and of
687
+ $\operatorname{Re}w$. Along the stages assigned to $(\zeta,h)$,
688
+ \eqref{grid:jet-decay} gives
689
+ \[
690
+ \sup_{\operatorname{Im}w=D_j}|g_\beta(w)|
691
+ \le C_h e^{-\varepsilon c_j}.
692
+ \]
693
+ For any fixed $t>t_0$, apply Hadamard's three-lines theorem
694
+ \cite[Theorem~7.13]{Tropp2022} to the horizontal strip between heights
695
+ $t_0$ and $D_j$, once $D_j>t$.
696
+ Writing $\theta_j=(t-t_0)/(D_j-t_0)$, it yields
697
+ \[
698
+ \sup_{\operatorname{Im}w=t}|g_\beta(w)|
699
+ \le B_\beta^{\,1-\theta_j}
700
+ (C_h e^{-\varepsilon c_j})^{\theta_j}.
701
+ \]
702
+ If $B_\beta=0$ there is nothing to prove. Otherwise, the
703
+ logarithm of the right side is
704
+ \[
705
+ \log B_\beta+
706
+ \frac{t-t_0}{D_j-t_0}
707
+ \bigl(\log(C_h/B_\beta)-\varepsilon c_j\bigr)
708
+ \longrightarrow-\infty
709
+ \]
710
+ by \eqref{grid:height-rates}. Hence $g_\beta$ vanishes in the
711
+ upper half-plane and, by the identity theorem, throughout
712
+ $\operatorname{Im}w>\ell(0,\zeta)$. Repeating this argument for
713
+ each order proves that all spatial Taylor coefficients of $f_w$
714
+ at zero vanish at every scheduled center. Dependence of the
715
+ constants and of the preliminary height $t_0$ on the order causes
716
+ no difficulty: each order has its own infinite sequence, and
717
+ analytic continuation gives the same full half-plane afterwards.
718
+
719
+ To pass from these statements to a common open set, choose a
720
+ spatial ball about zero and an open subdisk of the center disk,
721
+ both with compact closures. Choose $L$ larger than the supremum
722
+ of $\ell$ on their product. On the product with
723
+ $\operatorname{Im}w>L$, the function $f_w$ is jointly holomorphic.
724
+ At each scheduled center in the subdisk, all of its spatial
725
+ Taylor coefficients vanish for every such $w$. Taylor uniqueness
726
+ and the identity theorem on the spatial ball give vanishing on
727
+ that ball. Continuity in $y$ and density of the scheduled centers
728
+ then give vanishing on the whole product. The tube is connected:
729
+ the coordinates
730
+ \[
731
+ (s,y,\operatorname{Re}w,
732
+ \operatorname{Im}w-\ell(s,y))
733
+ \]
734
+ identify it with
735
+ $\mathbb C^{n+1}\times\mathbb R\times(0,\infty)$.
736
+ The several-variable identity theorem therefore gives $f_w=0$
737
+ everywhere on $\mathcal T$.
738
+
739
+ For every fixed $(s,y)$ the $w$-fiber is a connected half-plane,
740
+ so $f$ is constant along that fiber. It descends to a bounded
741
+ function $F$ on $\mathbb C^{n+1}$. This descended function is
742
+ holomorphic: near any base point choose a single constant $w_0$
743
+ whose imaginary part exceeds the supremum of $\ell$ on a small
744
+ base neighborhood, and write $F(s,y)=f(s,y,w_0)$ there. These
745
+ local holomorphic definitions agree on overlaps by fiber
746
+ constancy. Liouville's theorem, applied on complex lines in
747
+ $\mathbb C^{n+1}$, makes $F$, and therefore $f$, constant.
748
+ \end{proof}
749
+
750
+ \begin{remark}
751
+ \label{grid:geometric-interface}
752
+ Condition \eqref{grid:sphere-derivative} follows immediately if,
753
+ at the stated sphere points and heights, the unsheared $y$-disk
754
+ of radius $e^{-p_0c_j}$ lies in the tube. Thus the criterion asks
755
+ the geometric construction for only three quantitative facts: a
756
+ height bound on a spatial ball, sufficiently wide unsheared disks
757
+ on its boundary, and much wider disks in the prescribed sheared
758
+ directions at its polynomial nodes. The phase choices are made
759
+ before any bounded holomorphic function is considered.
760
+ \end{remark}
preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/04-fiber.tex ADDED
@@ -0,0 +1,326 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The fiber Legendre transform and its curvature}\label{sec:fiber}
2
+
3
+ The analytic criterion leaves us a geometric task: construct the base
4
+ potential while retaining explicit curvature margins for later changes.
5
+ We first derive the metric and its six curvature blocks for a fixed fiber
6
+ center. The partial Legendre transform uses, up to our fixed metric
7
+ normalization, the fiber momentum of the circle-invariant constructions
8
+ of Calabi and Hwang--Singer \citep{Calabi1979,HwangSinger2002}.
9
+ We allow the radial profile to vary over the spatial base, which adds
10
+ spatial-derivative terms to the curvature. We compute the full tensor
11
+ before estimating these additional terms.
12
+
13
+ All spatial derivatives in this section are taken with the fiber momentum
14
+ \(\tau\) fixed, unless a different convention is stated explicitly.
15
+ The spatial variables are \(s=(s_1,\ldots,s_n)\), and the fiber variable is
16
+ \(y\in\mathbb C\). Its center \(\zeta\) is constant in this section.
17
+ Let \(q(x,s)>0\), where \(x=\log\tau\), and choose \(F\) by
18
+ \begin{equation}\label{fiber:F}
19
+ F_x=q^{-1},\qquad \lim_{x\to-\infty}(F(x,s)-x)=0.
20
+ \end{equation}
21
+ We assume that this normalization is possible, that \(F\to+\infty\)
22
+ as \(x\to+\infty\), and that \(q\), regarded as a function of \(\tau\),
23
+ is smooth at zero with \(q(0,s)=1\). All these statements are local
24
+ uniformly in \(s\). For smooth real functions \(B,\psi\), set
25
+ \begin{align}
26
+ U(s,\tau)&=B(s)+\tau\psi(s)-\int_0^\tau F(\log v,s)\,dv,
27
+ \label{fiber:U}\\
28
+ \rho&=\log|y-\zeta|^2=F(\log\tau,s)-\psi(s),
29
+ \label{fiber:inverse}\\
30
+ \ell_{\mathrm{rad}}&=U+\tau\rho
31
+ =B+\int_0^\tau q(\log v,s)^{-1}\,dv.
32
+ \label{fiber:potential}
33
+ \end{align}
34
+ The last identity follows by integration by parts; the boundary term
35
+ \(vF(\log v,s)\) tends to zero as \(v\downarrow0\).
36
+ Since \(F_x>0\) and its endpoint limits are infinite with the indicated
37
+ signs, \eqref{fiber:inverse} determines a unique \(\tau>0\) for every
38
+ \(y\ne\zeta\).
39
+
40
+ Hereafter \(C=-R\) denotes the negative Hermitian curvature tensor:
41
+ \begin{equation}\label{fiber:curvature-convention}
42
+ C_{\alpha\bar\beta\gamma\bar\delta}
43
+ =\partial_\alpha\partial_{\bar\beta}g_{\gamma\bar\delta}
44
+ -g^{\mu\bar\nu}
45
+ (\partial_\alpha g_{\gamma\bar\nu})
46
+ (\partial_{\bar\beta}g_{\mu\bar\delta}).
47
+ \end{equation}
48
+ The sectional-curvature sign associated with this convention is verified
49
+ below; in particular, positivity of the relevant contractions of \(C\)
50
+ means nonpositive Riemannian sectional curvature.
51
+
52
+ \begin{lemma}[Metric and regularity of the Legendre transform]
53
+ \label{fiber:metric}
54
+ Write
55
+ \[
56
+ P=\tau q,\qquad V=(B_{i\bar j}),\qquad
57
+ G=(\psi_{i\bar j}),\qquad h=(U_{i\bar j}),\qquad
58
+ \mathcal N=h_\tau.
59
+ \]
60
+ Where \(h>0\), the complex Hessian of \(\ell_{\mathrm{rad}}\) is
61
+ \begin{equation}\label{fiber:metric-form}
62
+ h_{i\bar j}\,ds_i\,d\bar s_j+
63
+ P\left|d\log(y-\zeta)+U_{\tau i}\,ds_i\right|^2.
64
+ \end{equation}
65
+ It is positive off the axis. Its spatial Schur complement is exactly
66
+ \(h\). The potential and its complex Hessian extend smoothly across
67
+ \(y=\zeta\); on that axis the Hessian in the original splitting is
68
+ \(V\oplus e^\psi\), and is positive whenever \(V>0\).
69
+ \end{lemma}
70
+
71
+ \begin{proof}
72
+ Use the holomorphic coordinate \(z_0=\log(y-\zeta)\), so that
73
+ \(\rho=z_0+\bar z_0\). Differentiating \(U_\tau+\rho=0\) gives
74
+ \[
75
+ U_{\tau\tau}=-P^{-1},\qquad
76
+ \partial_{z_0}\tau=P,\qquad
77
+ \partial_{s_i}\tau=P U_{\tau i}.
78
+ \]
79
+ Differentiation of \(\ell=U+\tau\rho\) now gives
80
+ \[
81
+ g_{0\bar0}=P,\qquad g_{i\bar0}=P U_{\tau i},\qquad
82
+ g_{i\bar j}=h_{i\bar j}+P U_{\tau i}U_{\tau\bar j},
83
+ \]
84
+ which is \eqref{fiber:metric-form}. For regularity, write
85
+ \(F=\log\tau+f(\tau,s)\). The equation
86
+ \(f_\tau=(q^{-1}-1)/\tau\), with \(f(0,s)=0\), shows that \(f\)
87
+ is smooth. Equation \eqref{fiber:inverse} becomes
88
+ \(\tau e^{f(\tau,s)}=e^\psi|y-\zeta|^2\). Its derivative with respect
89
+ to \(\tau\) at zero is one, so the smooth implicit-function theorem
90
+ applies. In particular,
91
+ \(\tau=e^\psi|y-\zeta|^2+O(|y-\zeta|^4)\).
92
+ Substitution in \eqref{fiber:potential} proves the stated extension and
93
+ axis metric.
94
+ \end{proof}
95
+
96
+ We use a local holomorphic change \(z_0\mapsto z_0+f(s)\) to make
97
+ \(U_{\tau i}=0\) at a specified point. The corresponding change of
98
+ \(U\) is linear in \(\tau\) with a pluriharmonic spatial coefficient;
99
+ it leaves \(h\) and \(\mathcal N\) unchanged. The quadratic jet of
100
+ \(f\) can also make \(U_{\tau ik}=0\) there. We call these the tilted
101
+ logarithmic coordinates. The coordinate changes used to evaluate a jet
102
+ are held fixed while that jet is differentiated.
103
+
104
+ \begin{lemma}[The six curvature blocks]\label{fiber:blocks}
105
+ In tilted logarithmic coordinates, the tensor
106
+ \eqref{fiber:curvature-convention} has the following blocks:
107
+ \begin{align}
108
+ A:=C_{0\bar0 0\bar0}
109
+ &=P^2P_{\tau\tau}-|\partial P|_h^2,
110
+ \label{fiber:blockA}\\
111
+ A_i:=C_{i\bar0 0\bar0}
112
+ &=P\bigl(\partial_iP_\tau-
113
+ (\mathcal N h^{-1}\partial P)_i\bigr),
114
+ \label{fiber:blockAi}\\
115
+ W_{i\bar j}:=C_{i\bar j0\bar0}
116
+ &=P\bigl(\partial_i\partial_{\bar j}\log P
117
+ +P_\tau\mathcal N_{i\bar j}
118
+ -P(\mathcal N h^{-1}\mathcal N)_{i\bar j}\bigr),
119
+ \label{fiber:blockW}\\
120
+ C_{i\bar0 k\bar0}&=(\nabla_h^{2,0}P)_{ik},
121
+ \label{fiber:blockspin}\\
122
+ K_{ik\bar j}:=C_{i\bar j k\bar0}
123
+ &=P\nabla_i^h\mathcal N_{k\bar j}
124
+ +P_i\mathcal N_{k\bar j}+P_k\mathcal N_{i\bar j},
125
+ \label{fiber:blockK}\\
126
+ L_{i\bar j k\bar l}:=C_{i\bar j k\bar l}
127
+ &=C^h_{i\bar j k\bar l}
128
+ +P(\mathcal N_{i\bar j}\mathcal N_{k\bar l}
129
+ +\mathcal N_{i\bar l}\mathcal N_{k\bar j}).
130
+ \label{fiber:blockL}
131
+ \end{align}
132
+ Here \(C^h\) and \(\nabla^h\) are the curvature with sign
133
+ \eqref{fiber:curvature-convention} and the K\"ahler connection of the
134
+ fixed-\(\tau\) spatial metric. Index positions in the products use the
135
+ indicated Hermitian metric, with the usual conjugations.
136
+ \end{lemma}
137
+
138
+ \begin{proof}
139
+ In addition to the tilt, first choose spatial coordinates normal for
140
+ \(h\) at the point. On functions of \((s,\tau)\), physical coordinate
141
+ derivatives act as
142
+ \[
143
+ D_i=\partial_i+P U_{\tau i}\partial_\tau,
144
+ \qquad D_0=P\partial_\tau,
145
+ \]
146
+ and their conjugates. At the point the complete list of cubic entries
147
+ needed below is
148
+ \begin{equation}\label{fiber:cubics}
149
+ \ell_{00\bar0}=PP_\tau,\quad
150
+ \ell_{i0\bar0}=P_i,\quad
151
+ \ell_{00\bar j}=P_{\bar j},\quad
152
+ \ell_{i0\bar j}=P\mathcal N_{i\bar j},\quad
153
+ \ell_{ik\bar0}=0,\quad \ell_{ik\bar j}=0.
154
+ \end{equation}
155
+ For example, the identity
156
+ \(P^2\partial_\tau U_{\tau i}=P_i\), obtained by spatial
157
+ differentiation of \(U_{\tau\tau}=-1/P\), and its conjugate give the
158
+ second and third entries.
159
+ Directly differentiating the metric entries before evaluating gives
160
+ \begin{align*}
161
+ D_0D_{\bar0}P&=P(P_\tau^2+PP_{\tau\tau}),\\
162
+ D_iD_{\bar0}P&=P_iP_\tau+P\partial_iP_\tau,\\
163
+ D_iD_{\bar j}P&=P_{i\bar j}+P\mathcal N_{i\bar j}P_\tau,\\
164
+ D_iD_{\bar j}(PU_{\tau k})
165
+ &=P_i\mathcal N_{k\bar j}+P_k\mathcal N_{i\bar j}
166
+ +P\partial_i\mathcal N_{k\bar j},\\
167
+ D_iD_{\bar j}(h_{k\bar l}+PU_{\tau k}U_{\tau\bar l})
168
+ &=\partial_i\partial_{\bar j}h_{k\bar l}
169
+ +P\mathcal N_{i\bar j}\mathcal N_{k\bar l}
170
+ +P\mathcal N_{i\bar l}\mathcal N_{k\bar j}.
171
+ \end{align*}
172
+ For completeness, the fourth derivative giving the spin block has a
173
+ cancellation which is useful later. Put \(a_i=U_{\tau i}\). Before
174
+ evaluation,
175
+ \[
176
+ \ell_{ik\bar0}=Pa_{ik}+P_i a_k+P_k a_i+PP_\tau a_i a_k.
177
+ \]
178
+ At the point \(a_i=a_{ik}=0\), while
179
+ \[
180
+ (a_i)_\tau=P_i/P^2,\qquad
181
+ (a_{ik})_\tau=P_{ik}/P^2-2P_iP_k/P^3.
182
+ \]
183
+ Applying \(D_{\bar0}=P\partial_\tau\) therefore gives \(P_{ik}\):
184
+ the two positive terms \(P_iP_k/P\) cancel the negative doubled term.
185
+
186
+ Subtract the cubic contractions in
187
+ \eqref{fiber:curvature-convention}. For A the vertical contraction is
188
+ \(PP_\tau^2\) and the spatial one is \(|\partial P|_h^2\).
189
+ For \(A_i\) they are \(P_iP_\tau\) and
190
+ \(P(\mathcal Nh^{-1}\partial P)_i\). For \(W\) they are
191
+ \(P_iP_{\bar j}/P\) and \(P^2(\mathcal Nh^{-1}\mathcal N)_{i\bar j}\).
192
+ The first combines with \(P_{i\bar j}\) to give
193
+ \(P\partial_i\partial_{\bar j}\log P\).
194
+ For the purely spatial block the contraction is the one defining
195
+ \(C^h\). These calculations prove all formulas in normal spatial
196
+ coordinates. Without spatial normalization, the last entry of
197
+ \eqref{fiber:cubics} is \(\partial_i h_{k\bar j}\); its contractions
198
+ replace \(P_{ik}\) by \(\nabla^h_i\partial_kP\) and
199
+ \(\partial_i\mathcal N_{k\bar j}\) by
200
+ \(\nabla_i^h\mathcal N_{k\bar j}\). This also verifies the displayed
201
+ tensorial formulas in general spatial coordinates.
202
+ \end{proof}
203
+
204
+ The six blocks give the complete tensor, but the desired sign concerns
205
+ real sectional curvature. The next lemma identifies the matrix tests
206
+ corresponding to real two-planes and records exactly how much of the
207
+ diagonal curvature can absorb each mixed block.
208
+
209
+ We specify the norm convention needed to keep all subsequent constants
210
+ independent of \(n\). The norm of a covariant tensor is its
211
+ multilinear operator norm on unit vectors in the stated fixed frame.
212
+ The norm of a Hermitian test matrix is its Frobenius norm. Thus, for a
213
+ Hermitian matrix \(T\) of rank at most two and a covariant Hermitian form \(Q\),
214
+ \begin{equation}\label{fiber:ranknorm}
215
+ |Q:T|\le\sqrt2\|Q\|\,|T|.
216
+ \end{equation}
217
+ Indeed diagonalize \(T\); the sum of the absolute values of its at most two
218
+ nonzero eigenvalues is at most \(\sqrt2|T|\).
219
+ The same decomposition bounds a curvature pairing \(C(T,T)\) by
220
+ \(2\|C\||T|^2\). Contractions of cubic tensors through an inverse
221
+ metric can instead be regarded as inner products of two covectors.
222
+ Their operator bounds therefore involve no summation factor depending
223
+ on the dimension.
224
+
225
+ \begin{lemma}[Real planes and rank-two absorption]\label{fiber:ranktwo}
226
+ If \(C(H,H)\ge0\) for every Hermitian contravariant matrix \(H\) of rank
227
+ at most two, the underlying real sectional curvatures are nonpositive.
228
+ Write the spatial, cross, and fiber diagonal blocks of \(H\) as
229
+ \(T,b_\times,t\). The contraction has the terms
230
+ \begin{equation}\label{fiber:contraction}
231
+ At^2+2t(W:T)+2W(b_\times,\bar b_\times)+L(T,T),
232
+ \end{equation}
233
+ and its other terms have absolute value at most
234
+ \begin{equation}\label{fiber:otherterms}
235
+ 2|\nabla_h^{2,0}P(b_\times,b_\times)|
236
+ +4|tA_i b_\times^i|+4|(K:T)b_\times|.
237
+ \end{equation}
238
+ In particular the following quantitative criterion suffices. Suppose
239
+ \(A>0\), \(W>0\), and a nonnegative quadratic form \(\mathcal R(T)\)
240
+ satisfies
241
+ \begin{align}
242
+ L(T,T)-\frac{|W:T|^2}{.98A}&\ge\mathcal R(T),
243
+ \label{fiber:reserve}\\
244
+ |\nabla_h^{2,0}P(b,b)|&\le\tfrac14 W(b,\bar b),
245
+ \label{fiber:spinabs}\\
246
+ |A_i b^i|&\le\eta\sqrt{A W(b,\bar b)},
247
+ \label{fiber:Aiabs}\\
248
+ |(K:T)b|&\le\eta\sqrt{\mathcal R(T)W(b,\bar b)},
249
+ \label{fiber:Kabs}
250
+ \end{align}
251
+ for all such tests, where \(\eta\le1/100\). Then
252
+ \begin{equation}\label{fiber:retained}
253
+ C(H,H)\ge .01At^2+W(b_\times,\bar b_\times)
254
+ +\tfrac12\mathcal R(T).
255
+ \end{equation}
256
+ All constants are independent of dimension.
257
+ \end{lemma}
258
+
259
+ \begin{proof}
260
+ For real vectors with \((1,0)\) parts \(v,w\), set
261
+ \(H=i(v\otimes\bar w-w\otimes\bar v)\). This is Hermitian of
262
+ rank at most two. K\"ahler symmetry gives
263
+ \[
264
+ C(H,H)=2\{C(v,\bar v,w,\bar w)
265
+ -\operatorname{Re}C(v,\bar w,v,\bar w)\}.
266
+ \]
267
+ Expand \(R(v+\bar v,w+\bar w,w+\bar w,v+\bar v)\). The only four
268
+ nonzero terms are the two alternating type patterns and their
269
+ conjugates. In the convention in which a real vector with complex
270
+ components \(v\) has squared length \(g_{i\bar j}v^i\bar v^j\), the complex
271
+ bilinear extension of the real metric on a holomorphic and an
272
+ antiholomorphic vector is one half the Hermitian pairing. Accordingly
273
+ the real curvature numerator is \(-\tfrac12 C(H,H)\). This proves the
274
+ sign assertion.
275
+ Expanding a general block matrix \(H\) gives
276
+ \eqref{fiber:contraction}--\eqref{fiber:otherterms}; each mixed
277
+ conjugate pair accounts for its factor two or four. A principal block
278
+ \(T\) has rank at most two.
279
+
280
+ For the quantitative assertion use
281
+ \(2t(W:T)\ge-.98At^2-|W:T|^2/(.98A)\).
282
+ The remaining diagonal coefficient is .02A. The spin term costs at
283
+ most \(W/2\). The other two terms obey
284
+ \[
285
+ 4\eta |t|\sqrt{AW}\le .01At^2+400\eta^2W,
286
+ \qquad
287
+ 4\eta\sqrt{\mathcal R W}\le\tfrac12\mathcal R+8\eta^2W.
288
+ \]
289
+ Since \(1.5-408\eta^2\ge1\) when \(\eta\le1/100\),
290
+ \eqref{fiber:retained} follows.
291
+ \end{proof}
292
+
293
+ \begin{lemma}[Exact perturbation identity]\label{fiber:perturbation}
294
+ In any fixed holomorphic coordinates let \(H\) denote the cubic jet viewed
295
+ as a map from two tangent inputs to a covector, and write \(H=\Gamma g\).
296
+ For a perturbation with \(g+\Delta g>0\), the change of the cubic
297
+ contraction \(Hg^{-1}H^*\) is exactly
298
+ \begin{equation}\label{fiber:perturbformula}
299
+ \Gamma\Delta H^*+\Delta H\Gamma^*-\Gamma\Delta g\Gamma^*
300
+ +(\Delta H-\Gamma\Delta g)(g+\Delta g)^{-1}
301
+ (\Delta H-\Gamma\Delta g)^*.
302
+ \end{equation}
303
+ Consequently, if \(\|g^{-1}\Delta g\|\) in metric-unit axes is at most
304
+ one half, the inverse of the perturbed metric is at most twice that
305
+ of \(g\), and
306
+ \begin{align}\label{fiber:perturbbound}
307
+ \|\Delta C\|\le {}&\|\Delta j^4\ell\|
308
+ +2\|\Gamma\|\|\Delta H\|
309
+ +\|\Gamma\|^2\|\Delta g\|\\
310
+ &+2\|g^{-1}\|
311
+ (\|\Delta H\|+\|\Gamma\|\|\Delta g\|)^2.
312
+ \notag
313
+ \end{align}
314
+ The same bound, with an absolute factor, controls rank-two contractions.
315
+ \end{lemma}
316
+
317
+ \begin{proof}
318
+ Set \(Q=\Delta H-\Gamma\Delta g\). Then
319
+ \(H+\Delta H=\Gamma(g+\Delta g)+Q\). Multiply out the corresponding
320
+ cubic contraction and subtract \(\Gamma g\Gamma^*\). The two cross
321
+ terms and \(\Gamma\Delta g\Gamma^*\) combine to give the first three
322
+ terms in \eqref{fiber:perturbformula}. Taking operator norms gives
323
+ \eqref{fiber:perturbbound}. The inverse comparison is the elementary
324
+ spectral estimate for \(I+g^{-1/2}\Delta g g^{-1/2}\); the final statement
325
+ uses \eqref{fiber:ranknorm} twice.
326
+ \end{proof}
preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/05-quiet.tex ADDED
@@ -0,0 +1,600 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{A spatially varying quiet fiber profile}\label{sec:quiet}
2
+
3
+ We now choose a radial fiber profile that tolerates spatial variation
4
+ of its parameters. Its steep part gives the curvature margins needed
5
+ near the testing disks; its logarithmic tail keeps the whole affine
6
+ fiber available. After establishing the scalar estimates, we use the
7
+ six-block formulas to prove a uniform curvature criterion and then
8
+ show that it survives localized shear terms.
9
+
10
+ Fix \(b_0\ge1000\) and \(K_0\ge1\); increasing \(K_0\) later is
11
+ allowed. Define a positive function \(u\) of \(\tau>0\) by
12
+ \begin{equation}\label{quiet:u}
13
+ u=\tau\exp\left(\int_0^\tau
14
+ \frac{(1+v)^{-1/16}-1}{v}\,dv\right).
15
+ \end{equation}
16
+ It satisfies \(u/\tau\to1\) at zero and
17
+ \(d\log u/d\log\tau=(1+\tau)^{-1/16}\). It is increasing, is
18
+ comparable to \(\tau\) on \((0,1]\), and tends to a finite positive
19
+ limit at infinity: the last assertion follows by integrating
20
+ \((1+\tau)^{-1/16}d\tau/\tau\) from 1 to infinity.
21
+ More specifically, convexity gives
22
+ \((1+v)^{-1/16}\ge1-v/16\), whence
23
+ \(e^{-1/16}\tau\le u\le\tau\) for \(0<\tau\le1\).
24
+ For a real parameter \(E\), called the severity, set
25
+ \begin{equation}\label{quiet:q}
26
+ q=q_0(x,E)=(1+e^E u)^{b_0}+K_0^{-1}\log(1+\tau),
27
+ \qquad x=\log\tau.
28
+ \end{equation}
29
+ Constants in this section may depend on \(b_0,K_0\), but are independent
30
+ of the spatial dimension. A lower threshold for \(E\) will always be
31
+ chosen sufficiently large for these constants. The primitive \(F\) has
32
+ the normalization \eqref{fiber:F}. Because \(q-1=O_E(\tau)\) at zero,
33
+ this normalization exists. Because \(q\) grows only linearly in \(x\) at
34
+ the right end, \(F\to+\infty\) there.
35
+
36
+ \begin{lemma}[Scalar estimates for the profile]\label{quiet:scalar}
37
+ Put
38
+ \[
39
+ q_a=(1+e^Eu)^{b_0},\quad r=r_q=q_x/q,\quad
40
+ D=D_q=(q_x+q_{xx})/q=r(1+r)+r_x,\quad e_0=q_E/q.
41
+ \]
42
+ For all sufficiently large \(E\) and all \(\tau>0\),
43
+ \begin{gather}
44
+ q\ge1,\quad q_x>0,\quad
45
+ D\ge r(r+\tfrac12),\quad q_{xx}/q_x\ge-\tfrac1{16},
46
+ \label{quiet:slopes}\\
47
+ 0<r\le C,\quad |e_0|+|q_{EE}/q|\le C,
48
+ \quad |r_E|\le Cr.
49
+ \label{quiet:derivatives}
50
+ \end{gather}
51
+ For \(\tau\le1\), the first two quantities in the middle of
52
+ \eqref{quiet:derivatives} are also at most \(Cr\).
53
+ For \(1\le j\le4\),
54
+ \begin{equation}\label{quiet:Fderivatives}
55
+ |\partial_E^jF|+|\partial_E^j\bar F|\le C,
56
+ \qquad \bar F(\tau,E)=\tau^{-1}\int_0^\tau F(\log v,E)\,dv.
57
+ \end{equation}
58
+ For \(0\le j\le4\) and \(\tau\ge e^{-E/4}\),
59
+ \begin{equation}\label{quiet:difference}
60
+ |\partial_E^j(F-\bar F)|\le C e^{-E/4},\qquad
61
+ |\partial_E^j(F-\bar F)|\le Cr.
62
+ \end{equation}
63
+ The following additional estimates will be used:
64
+ \begin{align}
65
+ q_x&\ge e^E &&(e^{-E/4}\le\tau\le e^E),
66
+ \label{quiet:intermediate}\\
67
+ q&\le C(e^{b_0E}+\log(1+\tau)),\qquad
68
+ q_x\ge c(1+e^{b_0E}(1+\tau)^{-1/16}) &&(\tau\ge1),
69
+ \label{quiet:tail}\\
70
+ r&\ge .9 b_0(1+\tau)^{-1/16}
71
+ &&(1\le\tau\le e^{3b_0E}),
72
+ \label{quiet:middle-slope}\\
73
+ q&\le C,\quad q-1\le Ce^E\tau,\quad
74
+ r\asymp e^E\tau,\quad D\asymp e^E\tau
75
+ &&(0<\tau\le2e^{-E}).
76
+ \label{quiet:axis-slope}
77
+ \end{align}
78
+ In particular \(q_x\ge c\) for \(\tau\ge e^{-E}\), and
79
+ \(q^{-1}\le Cr\) for \(\tau\ge2e^{-E}\).
80
+ \end{lemma}
81
+
82
+ \begin{proof}
83
+ Write \(a=(1+\tau)^{-1/16}\), \(z=e^Eu\), and
84
+ \(q_b=K_0^{-1}\log(1+\tau)\). The logarithmic slopes of the two
85
+ summands of \(q\) are
86
+ \[
87
+ p=\frac{(q_a)_x}{q_a}=b_0a\frac z{1+z},\qquad
88
+ d=\frac{(q_b)_x}{q_b}
89
+ =\frac{\tau}{(1+\tau)\log(1+\tau)}.
90
+ \]
91
+ They satisfy
92
+ \[
93
+ p_x/p\ge-\tfrac1{16},\qquad
94
+ d_x/d=\frac1{1+\tau}
95
+ -\frac{\tau}{(1+\tau)\log(1+\tau)}\ge-\tfrac12.
96
+ \]
97
+ For the second inequality use
98
+ \(\log(1+\tau)\ge2\tau/(2+\tau)\), obtained by differentiation from
99
+ equality at zero. The derivative of a weighted mean of logarithmic
100
+ slopes is the weighted mean of their derivatives plus their nonnegative
101
+ variance. Hence \(r_x\ge-r/2\), proving the first bound for \(D\).
102
+ Also
103
+ \((q_a)_{xx}/(q_a)_x=p+p_x/p\ge-1/16\) and
104
+ \((q_b)_{xx}/(q_b)_x=(1+\tau)^{-1}>0\). Taking the weighted mean with
105
+ weights \((q_a)_x,(q_b)_x\) gives the other slope bound.
106
+
107
+ Every positive \(E\) derivative of \(q_a\) of order at most four is bounded
108
+ by \(Cq_a\min(1,z)\). Differentiating \(q^{-1}\) thus gives
109
+ \begin{equation}\label{quiet:reciprocal}
110
+ |\partial_E^j(q^{-1})|
111
+ \le C\frac{q_a}{q^2}\min(1,z),\qquad 1\le j\le4.
112
+ \end{equation}
113
+ Likewise \((q_a)_x\) and its \(E\) derivative have ratio bounded in
114
+ absolute value by a profile constant, so \(|r_E|\le Cr\).
115
+ Since \(a\ge2^{-1/16}\) for \(\tau\le1\), comparison with \(p\) gives
116
+ \(e_0,q_{EE}/q\le Cr\) there. The remaining bounds in
117
+ \eqref{quiet:derivatives} follow directly from the displayed formulas.
118
+
119
+ Differentiate the normalized integral for \(F\). For \(x\le0\), use
120
+ \(d x=d\log z/a\), where \(a\ge2^{-1/16}\), in
121
+ \eqref{quiet:reciprocal}; the resulting absolute integral is at most
122
+ \[
123
+ C\int_0^\infty\frac{\min(1,z)}{(1+z)^{b_0}}\,\frac{dz}{z}<\infty.
124
+ \]
125
+ For \(x\ge0\), put \(M=e^{b_0E}\). The positive lower and upper
126
+ bounds on \(u\) for \(\tau\ge1\) imply
127
+ \(cM\le q_a\le CM\) and
128
+ \(q\ge cM+x/K_0\). The bound in \eqref{quiet:reciprocal} is therefore
129
+ at most \(CM/(cM+x/K_0)^2\), whose integral over \([0,\infty)\)
130
+ is uniformly bounded. This proves \eqref{quiet:Fderivatives}, also
131
+ for the average by integration.
132
+
133
+ Integration by parts gives, including for \(j=0\),
134
+ \begin{equation}\label{quiet:averageidentity}
135
+ \partial_E^j(F-\bar F)
136
+ =\int_0^1\partial_E^j(q^{-1})(\log\tau+\log t,E)\,dt.
137
+ \end{equation}
138
+ If \(\tau\ge e^{-E/4}\), split at \(t=e^{-E/4}\). On the first
139
+ part the integrand is uniformly bounded. On the second part
140
+ \(\tau t\ge e^{-E/2}\), and
141
+ \(u(v)\ge c\min(v,1)\) implies \(e^E u(\tau t)\ge c e^{E/2}\).
142
+ There the integrand, also for \(j=0\), is at most \(C e^{-b_0E/2}\).
143
+ This proves the first bound in \eqref{quiet:difference}.
144
+ For \(\tau\ge2\), split instead at \(t=\tau^{-1/2}\).
145
+ Monotonicity and the positive finite limit of \(u\), together with
146
+ \(\log(1+\sqrt\tau)\ge\tfrac12\log(1+\tau)\), give
147
+ \(q(\log\sqrt\tau,E)\ge c q(\log\tau,E)\). Thus the integral is
148
+ at most \(C(\tau^{-1/2}+q^{-1})\).
149
+ The estimates
150
+ \(q\le C(M+\log\tau)\) and
151
+ \(q_x\ge c(1+M\tau^{-1/16})\) show that
152
+ \(q\tau^{-1/2}\le Cq_x\) and \(1\le Cq_x\); hence this last bound is
153
+ at most \(Cr\). On \([e^{-E/4},2]\) the explicit formula for \(p\) gives a
154
+ positive lower bound on \(r\). This completes \eqref{quiet:difference}.
155
+
156
+ The estimates \eqref{quiet:tail} follow from the same two summands of \(q\).
157
+ For \(1\le\tau\le e^{3b_0E}\), the logarithmic summand divided by
158
+ \(q_a\) tends uniformly to zero as the lower threshold on \(E\) increases;
159
+ also \(z/(1+z)\to1\) uniformly. This proves
160
+ \eqref{quiet:middle-slope}. On
161
+ \([e^{-E/4},e^E]\) one has
162
+ \(z\ge c e^{3E/4}\) and \(a\ge c e^{-E/16}\), so
163
+ \[
164
+ q_x\ge(q_a)_x=b_0az(1+z)^{b_0-1}
165
+ \ge c\exp((3b_0/4-1/16)E)\ge e^E.
166
+ \]
167
+ Finally, on \((0,2e^{-E}]\), the quantity \(z\) is comparable to
168
+ \(e^E\tau\) and remains bounded by a profile constant. The formulas
169
+ for the first two \(x\) derivatives of \(q\) then give
170
+ \eqref{quiet:axis-slope}. Between \(2e^{-E}\) and 1 the same formulas
171
+ give \(q_x\ge c\); for \(\tau\ge1\), use \eqref{quiet:tail}.
172
+ These statements also prove the two final consequences.
173
+ \end{proof}
174
+
175
+ The scalar estimates make two tasks compatible: the spatial Schur
176
+ metric remains positive, and the fiber curvature absorbs the trace
177
+ couplings in a real-plane test. The following criterion states the
178
+ spatial hypotheses needed for both tasks. The word \emph{quiet} refers
179
+ to the smallness of the severity derivatives in the metric of the twist.
180
+
181
+ \begin{proposition}[Quiet profile criterion]\label{quiet:profile}
182
+ There exist positive constants \(\epsilon,\mu\) and a lower threshold
183
+ \(E_{\min}\), depending on the fixed profile constants but not on \(n\),
184
+ with the following property. Let \(E\) be a smooth spatial function and
185
+ use \(q=q_0(x,E(s))\) with constant center and no shear. At a spatial
186
+ point suppose, in some fixed holomorphic affine coordinates, that:
187
+ \begin{enumerate}
188
+ \item \(G\ge V>0\). The operator norms of \(V,G\), their inverses,
189
+ their first and second metric jets, and all derivatives of \(E\) of orders
190
+ one through four are at most \(e^{\epsilon E}\).
191
+ \item For every Hermitian contravariant matrix \(T\) of rank at most two,
192
+ \(C^V(T,T)\ge e^{-\epsilon E}|T|^2\), with the norm in those affine
193
+ coordinates.
194
+ \item In \(G\)-unit axes,
195
+ \[
196
+ |\partial E|_G^2\le\mu,\qquad
197
+ \|\partial\bar\partial E\|_G\le\mu,\qquad
198
+ \|\nabla_h^{2,0}E\|_G\le\mu
199
+ \quad\hbox{for every }\tau>0.
200
+ \]
201
+ \end{enumerate}
202
+ If \(E\ge E_{\min}\), the resulting metric is positive for every \(y\)
203
+ over that spatial point and has nonpositive real sectional curvature
204
+ there. Uniformly in \(\tau\),
205
+ \begin{equation}\label{quiet:schur}
206
+ \mathcal N=(1+O(\mu))G,\qquad
207
+ h\asymp V+\tau G.
208
+ \end{equation}
209
+ More precisely, off the fiber axis the rank-two curvature calculation
210
+ retains fixed positive multiples of
211
+ \begin{equation}\label{quiet:margins}
212
+ At^2+W(b_\times,\bar b_\times)+P|T|_{\mathcal N}^2
213
+ +\boldsymbol{1}_{\{\tau\le e^{-E/4}\}}
214
+ e^{-\epsilon E}|T|^2.
215
+ \end{equation}
216
+ Here the fiber blocks use the tilted logarithmic coordinates,
217
+ \(|T|_{\mathcal N}\) is its Frobenius norm in \(\mathcal N\)-unit
218
+ spatial axes, and \(\boldsymbol{1}\) denotes the indicated indicator.
219
+ The meaning of the final hypothesis is noncircular: positivity of \(h\)
220
+ follows from the preceding hypotheses and does not use
221
+ \(\nabla_h^{2,0}E\).
222
+ \end{proposition}
223
+
224
+ \begin{proof}
225
+ Differentiating \(U_\tau=\psi-F\) gives
226
+ \begin{equation}\label{quiet:N}
227
+ \mathcal N=G-F_E\partial\bar\partial E
228
+ -F_{EE}\partial E\otimes\bar\partial E,
229
+ \qquad h=V+\tau\bar{\mathcal N}.
230
+ \end{equation}
231
+ The bar denotes averaging from 0 to \(\tau\). The bounded derivatives
232
+ in \eqref{quiet:Fderivatives} give
233
+ \((1-C\mu)G\le\mathcal N,\bar{\mathcal N}\le(1+C\mu)G\).
234
+ Choose \(\mu\) small enough that \(C\mu<1/10\). This proves
235
+ positivity and \eqref{quiet:schur}.
236
+
237
+ We will repeatedly use finite-jet estimates of the following precise
238
+ kind. Differentiating \eqref{quiet:N} at most twice spatially gives
239
+ sums with at most four derivatives of \(E\) and at most four \(E\) derivatives
240
+ of \(F\) or \(\bar F\). Each summand is a product of a fixed number of
241
+ the assumed jets. The formulas for the inverse, connection, and
242
+ curvature add a fixed number of inverse metric factors. Consequently
243
+ there is an absolute finite constant \(C_*\), independent of dimension,
244
+ such that these estimates cost at most \(C e^{C_*\epsilon E}\), with
245
+ the factors \(1+\tau\) or \((1+\tau)^{-1}\) displayed explicitly
246
+ below. This conclusion follows by the product rule and
247
+ \(h^{-1}\le C e^{\epsilon E}(1+\tau)^{-1}I\); it uses operator norms,
248
+ not sums of tensor entries. The same observation applies after
249
+ normalizing spatial axes by \(\mathcal N\), because
250
+ \(e^{-\epsilon E}I/C\le\mathcal N\le C e^{\epsilon E}I\).
251
+ Enlarge \(C_*\) once to cover these finitely many products, and choose
252
+ \(\epsilon>0\) so small that \(C_*\epsilon<1/100\).
253
+ Any profile-dependent multiplicative constants are absorbed by raising
254
+ \(E_{\min}\).
255
+
256
+ In \(\mathcal N\)-unit axes define
257
+ \begin{equation}\label{quiet:Y}
258
+ \mathbf Y=I-\tau\mathcal N^{1/2}h^{-1}\mathcal N^{1/2}.
259
+ \end{equation}
260
+ The displayed formula indicates the normalization; equivalently it is
261
+ \(I-\tau h^{-1}\) after \(\mathcal N=I\) has been imposed in the
262
+ fixed axes at the point. We claim
263
+ \begin{equation}\label{quiet:Ybounds}
264
+ \|\mathbf Y\|\le r/20\quad(\tau\ge2e^{-E}),\qquad
265
+ \mathbf Y=I+O(e^{-(1-C_*\epsilon)E})
266
+ \quad(\tau\le2e^{-E}).
267
+ \end{equation}
268
+ Always \(\|\mathbf Y\|\le1+C\mu\), because
269
+ \(h\ge\tau\bar{\mathcal N}\) and
270
+ \(\bar{\mathcal N}\) is close to \(\mathcal N\).
271
+ On \([2e^{-E},1]\), the explicit slope \(p\) in the scalar lemma yields
272
+ \(r\ge .35b_0\) for all sufficiently large \(E\): indeed
273
+ \(u\ge e^{-1/16}\tau\), \(z\ge2e^{-1/16}\),
274
+ \(a\ge2^{-1/16}\), and
275
+ \(q_a/q\ge(1+\log2/K_0)^{-1}\ge(1+\log2)^{-1}\).
276
+ The product of these three lower bounds in
277
+ \(p(q_a/q)=b_0a[z/(1+z)](q_a/q)\) exceeds \(.35b_0\).
278
+ This proves the first bound on that interval.
279
+ For \(\tau\ge1\), \eqref{quiet:difference} gives
280
+ \(\|\bar{\mathcal N}-\mathcal N\|_{\mathcal N}\le C\mu r\).
281
+ Set \(h_0=V+\tau\mathcal N\). The inverse identity and
282
+ \(h,h_0\ge c\tau\mathcal N\) show that replacing \(h\) by \(h_0\) in
283
+ \eqref{quiet:Y} costs at most \(C\mu r\). In the normalized axes
284
+ \(V\le\gamma I\), where \(\gamma=(1-C\mu)^{-1}\), and hence
285
+ \[
286
+ \|I-\tau h_0^{-1}\|\le\frac\gamma{\gamma+\tau}.
287
+ \]
288
+ This is at most \(r/40\) on \([1,e^{3b_0E}]\), by
289
+ \eqref{quiet:middle-slope} and \(b_0\ge1000\).
290
+ For \(\tau>e^{3b_0E}\), use \(r\ge c/q\) and
291
+ \(q/\tau\le C(e^{b_0E}+\log(1+\tau))/\tau\); the supremum of the
292
+ last expression on this range tends to zero with the lower threshold
293
+ on \(E\). Thus the same estimate holds there. Decreasing \(\mu\) pays
294
+ the inverse-identity error. Finally, if \(\tau\le2e^{-E}\), then
295
+ \(h\ge V\) and the raw size bounds give
296
+ \(\tau\|\mathcal N^{1/2}h^{-1}\mathcal N^{1/2}\|
297
+ \le C\tau e^{C_*\epsilon E}\), proving the second bound.
298
+
299
+ Since \(P_\tau=q(1+r)\) and
300
+ \(P^2P_{\tau\tau}=Pq^2D\), the curvature blocks in
301
+ Lemma~\ref{fiber:blocks} become
302
+ \begin{align}
303
+ \frac W{Pq}&=rI+\mathbf Y+q^{-1}\partial\bar\partial\log q,
304
+ \label{quiet:Wformula}\\
305
+ P^{-1}\nabla_h^{2,0}P
306
+ &=e_0\nabla_h^{2,0}E+(q_{EE}/q)\partial E\otimes\partial E.
307
+ \label{quiet:spinformula}
308
+ \end{align}
309
+ The final term in \eqref{quiet:Wformula} and the spin form divided by
310
+ \(Pq\) have norm at most \(C\mu r\) when \(\tau\ge2e^{-E}\),
311
+ and at most \(C\mu\) on the remaining interval. This follows from
312
+ \eqref{quiet:derivatives}, the three smallness assumptions on \(E\), and
313
+ \(q^{-1}\le Cr\) away from the exceptional interval.
314
+ After decreasing \(\mu\),
315
+ \begin{equation}\label{quiet:Wbounds}
316
+ W\asymp Pqr\,\mathcal N\quad(\tau\ge2e^{-E}),\qquad
317
+ W\asymp Pq(1+r)\,\mathcal N\quad(\tau\le2e^{-E}),
318
+ \end{equation}
319
+ and the spin inequality \eqref{fiber:spinabs} holds.
320
+
321
+ For the fiber diagonal term,
322
+ \[
323
+ \frac{|\partial P|_h^2}{Pq^2D}
324
+ \le C\mu\frac{e_0^2}{qD}\le C\mu.
325
+ \]
326
+ Here \(h\ge c\tau G\); the final scalar quotient is bounded using
327
+ \(e_0\le Cr\) for \(\tau\le1\), and
328
+ \(qD\ge cqr=cq_x\ge c\) for \(\tau\ge1\).
329
+ Thus
330
+ \begin{equation}\label{quiet:Abounds}
331
+ A=(1+O(\mu))Pq^2D>0.
332
+ \end{equation}
333
+ In the same normalized axes the cancellation in
334
+ \eqref{fiber:blockAi} gives
335
+ \[
336
+ |A_{\cdot}|_{\mathcal N}
337
+ \le CPq\sqrt\mu\bigl(|e_0|(r+\|\mathbf Y\|)+|r_E|\bigr)
338
+ \le CPq\sqrt\mu\,r.
339
+ \]
340
+ The last inequality uses \(e_0\le Cr\) on the exceptional interval.
341
+ Combining with \eqref{quiet:Wbounds} and
342
+ \eqref{quiet:Abounds}, the squared ratio to the dual norm determined
343
+ by \(AW\) is at most \(C\mu\). Consequently
344
+ \eqref{fiber:Aiabs} holds with any fixed desired small \(\eta>0\)
345
+ after decreasing \(\mu\).
346
+
347
+ We next pay the trace coupling. Outside the exceptional interval,
348
+ \eqref{quiet:Ybounds} and \eqref{quiet:Wformula} imply
349
+ \[
350
+ |W:T|\le Pqr\left(|\operatorname{tr}_{\mathcal N}T|
351
+ +\frac{\sqrt2}{16}|T|_{\mathcal N}\right).
352
+ \]
353
+ By \(D\ge r^2\), its cost against .98A is at most
354
+ \begin{equation}\label{quiet:tracecost}
355
+ \frac P{.98(1-C\mu)}
356
+ \left(|\operatorname{tr}_{\mathcal N}T|
357
+ +\frac{\sqrt2}{16}|T|_{\mathcal N}\right)^2.
358
+ \end{equation}
359
+ For \(0\le s\le\sqrt2\),
360
+ \((s+\sqrt2/16)^2/(1+s^2)<.8\); this can also be checked by
361
+ differentiating, since its maximum on this interval occurs at the
362
+ right endpoint. Because \(T\) has rank at most two, decreasing \(\mu\)
363
+ therefore makes \eqref{quiet:tracecost} at most
364
+ \(.85P((\operatorname{tr}_{\mathcal N}T)^2+|T|_{\mathcal N}^2)\).
365
+ These are exactly the positive symmetrized terms in
366
+ \eqref{fiber:blockL}.
367
+ On \(\tau\le2e^{-E}\), the bounds
368
+ \(D\ge c e^E\tau\), \(q,r\le C\), and
369
+ \eqref{quiet:Wbounds} instead give a trace cost at most
370
+ \(Ce^{-E}|T|_{\mathcal N}^2\).
371
+
372
+ To estimate the remaining \(C^h\), note from \eqref{quiet:N} that
373
+ the difference \(h-V=\tau\bar{\mathcal N}\) and its first two jets
374
+ are at most \(C\tau e^{C_*\epsilon E}\).
375
+ On \(\tau\le e^{-E/4}\), the curvature formula or
376
+ Lemma~\ref{fiber:perturbation} consequently gives
377
+ \[
378
+ |C^h(T,T)-C^V(T,T)|
379
+ \le C\tau e^{C_*\epsilon E}|T|^2
380
+ \le\tfrac12e^{-\epsilon E}|T|^2.
381
+ \]
382
+ In the complementary range, the inverse bound and the jet bounds give
383
+ \[
384
+ |C^h(T,T)|\le C(1+\tau)e^{C_*\epsilon E}|T|^2.
385
+ \]
386
+ This is arbitrarily small compared with \(P|T|_{\mathcal N}^2\):
387
+ indeed, for \(\tau\ge e^{-E/4}\),
388
+ \(\tau q_a/(1+\tau)\ge e^{2E}\) after increasing the threshold on \(E\),
389
+ by the explicit power \(b_0\ge1000\); normalization of \(T\) costs only
390
+ \(e^{C_*\epsilon E}\). On the exceptional interval, its trace cost
391
+ \(Ce^{-E}|T|_{\mathcal N}^2\) is likewise negligible compared with
392
+ \(e^{-\epsilon E}|T|^2\).
393
+ We have thus obtained \eqref{fiber:reserve} with
394
+ \begin{equation}\label{quiet:Rreserve}
395
+ \mathcal R(T)\ge cP|T|_{\mathcal N}^2
396
+ +c\boldsymbol{1}_{\{\tau\le e^{-E/4}\}}
397
+ e^{-\epsilon E}|T|^2,
398
+ \end{equation}
399
+ before paying the \(K\) coupling.
400
+
401
+ For that coupling split \(K\) into \(P\nabla^h\mathcal N\) and the two
402
+ terms containing \(P_i=Pe_0E_i\). The latter have normalized size at
403
+ most \(CP|e_0|\sqrt\mu\); their squared dual \(W\) norm after pairing
404
+ with \(T\) is at most \(C\mu P|T|_{\mathcal N}^2\). To see this directly
405
+ outside the exceptional interval, the scalar quotient to bound is
406
+ \(e_0^2/(qr)\); it is bounded by \eqref{quiet:derivatives} and
407
+ \eqref{quiet:tail}. On the exceptional interval replace \(r\) in that
408
+ denominator by \(1+r\), which is easier.
409
+ For \(P\nabla^h\mathcal N\) use three ranges:
410
+ \begin{enumerate}
411
+ \item If \(\tau\le e^{-E/4}\), then \(W\ge cPq\mathcal N\), and
412
+ the raw jet bounds give squared dual \(W\) cost at most
413
+ \(C\tau e^{C_*\epsilon E}|T|^2\), negligible compared with the
414
+ second term of \eqref{quiet:Rreserve}.
415
+ \item If \(e^{-E/4}\le\tau\le e^E\), use
416
+ \(\|\nabla^h\mathcal N\|_{\mathcal N}\le Ce^{C_*\epsilon E}\).
417
+ The squared dual cost is at most
418
+ \(CPe^{C_*\epsilon E}(qr)^{-1}|T|_{\mathcal N}^2\).
419
+ By \eqref{quiet:intermediate} this is negligible compared with
420
+ the first term of \eqref{quiet:Rreserve}.
421
+ \item If \(\tau>e^E\), the identity \(\nabla^h h=0\) permits
422
+ \[
423
+ \nabla^h\mathcal N
424
+ =\nabla^h(\mathcal N-\bar{\mathcal N}-V/\tau).
425
+ \]
426
+ Equation \eqref{quiet:difference}, differentiated spatially once,
427
+ and the raw bounds give a normalized norm at most
428
+ \(C e^{-E/4+C_*\epsilon E}\). In making this estimate the connection
429
+ has raw norm at most \(Ce^{C_*\epsilon E}\), because \(h\) has first
430
+ jets at most \(C(1+\tau)e^{C_*\epsilon E}\) and inverse norm at most
431
+ \(Ce^{C_*\epsilon E}/(1+\tau)\). Since \(qr=q_x\ge c\), the
432
+ squared dual \(W\) cost is again negligible compared with
433
+ \(P|T|_{\mathcal N}^2\).
434
+ \end{enumerate}
435
+ Fix \(\eta\le1/100\) in Lemma~\ref{fiber:ranktwo}. Choose \(\mu\)
436
+ small enough for the terms proportional to \(\mu\), and then
437
+ \(E_{\min}\) large enough for the exponentially small terms, so that
438
+ \eqref{fiber:Kabs} holds. That lemma proves positivity of every
439
+ rank-two contraction with the retained margins
440
+ \eqref{quiet:margins}, and hence nonpositive real sectional curvature.
441
+ Smoothness and positivity at the axis follow from
442
+ Lemma~\ref{fiber:metric}; curvature extends by continuity.
443
+ \end{proof}
444
+
445
+ To realize the disks of Proposition~\ref{grid:criterion}, we need to
446
+ add a term linear in the fiber variable whose coefficient varies over
447
+ the spatial base. A locally constant coefficient contributes only a
448
+ pluriharmonic potential. The issue is therefore its derivative support,
449
+ where the estimates below must hold for arbitrarily large fiber radius.
450
+
451
+ \begin{proposition}[Localized shear perturbations]\label{quiet:shear}
452
+ Under the hypotheses of Proposition~\ref{quiet:profile}, suppose \(E\) and
453
+ the center are constant on the spatial region under consideration.
454
+ Assume also that the first and pure second spatial derivatives of
455
+ \(\psi\), in the affine coordinates of that proposition, have norms
456
+ at most \(e^{\epsilon E}\). Add
457
+ \[
458
+ \ell_{\mathrm{sh}}=\operatorname{Re}(c_{\mathrm{sh}}(s)(y-\zeta)).
459
+ \]
460
+ On the support of its coefficient's derivatives suppose
461
+ \(\psi\ge-J\), where \(J\ge0\), and
462
+ \begin{equation}\label{quiet:shear-small}
463
+ \|j^{\le4}c_{\mathrm{sh}}\|\le e^{-C E-J/2}.
464
+ \end{equation}
465
+ For a sufficiently large \(C\) depending only on the profile and the
466
+ constants in the quiet criterion, this perturbation preserves metric
467
+ positivity and nonpositive real sectional curvature for all \(y\).
468
+ Moreover its metric is at least one half the unperturbed metric, and
469
+ fixed fractions of the curvature margins remain. The choice of \(C\) is
470
+ independent of dimension.
471
+ \end{proposition}
472
+
473
+ \begin{proof}
474
+ Where the coefficient is locally constant the added potential is
475
+ pluriharmonic, so it changes no metric. It remains to estimate the
476
+ derivative collar in \eqref{quiet:shear-small}. Since \(E\) is constant,
477
+ \(P_i=0\), \(\mathcal N=G\), and \(h=V+\tau G\).
478
+ The holomorphic tilt used in Lemma~\ref{fiber:blocks} has linear and
479
+ quadratic coefficients bounded by \(Ce^{\epsilon E}\), because
480
+ \(U_\tau=\psi-F\). Its constant term may and will be zero. Derivatives
481
+ through order four of the exponential of this fixed quadratic
482
+ polynomial at the point cost at most \(Ce^{C\epsilon E}\), by the
483
+ ordinary product rule. These are fixed-order multilinear estimates.
484
+
485
+ First consider \(\tau\ge e^{-E}\) in tilted logarithmic coordinates.
486
+ The metric inverse has norm at most \(Ce^{C\epsilon E}/\tau\).
487
+ By \eqref{quiet:Abounds}, \eqref{quiet:Wbounds},
488
+ \eqref{quiet:Rreserve}, and \(q_x\ge c\) on this range, the retained
489
+ curvature on a rank-two matrix \(H\) is at least
490
+ \begin{equation}\label{quiet:large-margin}
491
+ c\tau e^{-C_1E}|H|^2
492
+ \end{equation}
493
+ in these fixed coordinates, for a fixed \(C_1\).
494
+ The cubic table \eqref{fiber:cubics} shows explicitly that the only
495
+ possibly nonzero connection blocks are
496
+ \[
497
+ \Gamma^0_{00}=P_\tau,\qquad
498
+ \Gamma^j_{i0}=P(h^{-1}G)^j_i,\qquad
499
+ \Gamma^k_{ij}=(\Gamma^h)^k_{ij}.
500
+ \]
501
+ Consequently their operator norm is at most
502
+ \(Ce^{C_1E}q\), since \(r\) is bounded. Allowing a larger fixed power
503
+ of \(q\) in the following estimates would give the same result.
504
+
505
+ The inequality \(q\ge1\) and the left normalization imply \(F\le x\).
506
+ Thus
507
+ \[
508
+ |y-\zeta|=e^{(F-\psi)/2}\le e^{-\psi/2}\sqrt\tau.
509
+ \]
510
+ After the tilt, all shear jets needed for the metric and curvature,
511
+ of orders two, three, and four, are therefore at most
512
+ \begin{equation}\label{quiet:shear-large-jets}
513
+ C\sqrt\tau\exp((-C+C_2)E),
514
+ \end{equation}
515
+ where \(e^{-J/2}e^{-\psi/2}\le1\) was used.
516
+ For every fixed integer \(r_1\), the scalar estimate
517
+ \eqref{quiet:tail}, also valid as an upper bound for small \(\tau\),
518
+ gives
519
+ \begin{equation}\label{quiet:log-absorption}
520
+ \sup_{\tau\ge e^{-E}}\frac{q^{r_1}}{\sqrt\tau}
521
+ \le C_{r_1}e^{C_{r_1}E}.
522
+ \end{equation}
523
+ Indeed \(q^{r_1}\le C_{r_1}(e^{r_1b_0E}
524
+ +\log(1+\tau)^{r_1})\); on \([e^{-E},1]\) use
525
+ \(\tau^{-1/2}\le e^{E/2}\), and on \([1,\infty)\) the quotient
526
+ \(\log(1+\tau)^{r_1}/\sqrt\tau\) is bounded.
527
+
528
+ For clarity, this bound controls the quadratic perturbation as well
529
+ as the linear terms. Write \(\delta=e^{-CE}\) and absorb all other
530
+ fixed \(E\) powers into \(e^{cE}\). The relative metric error is bounded
531
+ by \(\delta e^{cE}/\sqrt\tau\). Each linear curvature error from
532
+ \eqref{fiber:perturbbound}, divided by
533
+ \eqref{quiet:large-margin}, is bounded by
534
+ \(\delta e^{cE}q^{r_1}/\sqrt\tau\) for some fixed \(r_1\).
535
+ The quadratic contraction error before division by that margin is
536
+ at most \(\delta^2e^{cE}q^{2r_1}\); after division its bound is
537
+ \[
538
+ \delta^2e^{c'E}\left(\frac{q^{r_1}}{\sqrt\tau}\right)^2.
539
+ \]
540
+ Equation \eqref{quiet:log-absorption} makes all these quantities
541
+ arbitrarily small by a single sufficiently large \(C\). It follows that
542
+ the metric is at least half its old value and that the curvature
543
+ errors are smaller than a fixed fraction of the retained margin,
544
+ uniformly on this whole fiber range.
545
+
546
+ For \(0<\tau\le e^{-E}\), exponentiate the tilted logarithmic
547
+ coordinate and use the affine fiber coordinate with scale
548
+ \(e^{-(\psi(s_0)+E)/2}\) at the fixed spatial point \(s_0\).
549
+ Denote its value by \(z\). The zero constant term of the tilt and
550
+ \eqref{quiet:axis-slope} give
551
+ \begin{equation}\label{quiet:small-z}
552
+ |z|^2=e^{E+F}\asymp e^E\tau.
553
+ \end{equation}
554
+ For example, \(|F-x|\le Ce^E\tau\) follows by integration of
555
+ \((q^{-1}-1)d\tau/\tau\) on this range, and proves the comparison.
556
+ The metric blocks in affine coordinates are \(h\) and \(P/|z|^2\).
557
+ Both have inverse norm at most \(e^{C_3E}\). The curvature tensor
558
+ transforms tensorially: its fiber diagonal block divides by \(|z|^4\),
559
+ its \(W\) block by \(|z|^2\), and its spatial block is unchanged.
560
+ Since
561
+ \[
562
+ A\ge c\tau^2e^E,\qquad W\ge c\tau G,\qquad
563
+ \mathcal R(T)\ge c e^{-\epsilon E}|T|^2,
564
+ \]
565
+ the retained rank-two curvature margin in affine coordinates is at
566
+ least \(e^{-C_3E}|H|^2\), after increasing \(C_3\).
567
+
568
+ The connection in the new coordinates is also bounded by
569
+ \(e^{C_3E}\), without an apparent singularity at \(z=0\).
570
+ Indeed the logarithmic block \(\Gamma^0_{00}=P_\tau\) becomes
571
+ \((P_\tau-1)/z\), and
572
+ \(P_\tau-1=O(e^E\tau)\); thus it is bounded by
573
+ \(C\sqrt{e^E\tau}\). The mixed spatial block becomes
574
+ \(Ph^{-1}G/z\), bounded by \(e^{C_3E}\) using
575
+ \eqref{quiet:small-z}. The spatial-output, two-fiber-input block is
576
+ zero because \(P_i=0\), and the spatial connection is already bounded.
577
+ These checks cover all cubic entries. The same bounds extend to zero
578
+ by the smoothness proved in Lemma~\ref{fiber:metric}.
579
+
580
+ In these affine coordinates the shear jets of orders two through four
581
+ are bounded by
582
+ \[
583
+ e^{-CE-J/2}e^{-(\psi(s_0)+E)/2}Ce^{C_4\epsilon E}
584
+ \le C\exp(-(C+1/2-C_4\epsilon)E).
585
+ \]
586
+ The estimate includes derivatives of the tilt and uses that \(|z|\) is
587
+ bounded on this range. Apply Lemma~\ref{fiber:perturbation}, with the
588
+ inverse metric, connection, and reciprocal margin bounded by fixed
589
+ powers of \(e^{C_3E}\). Increasing the same \(C\) makes all relative
590
+ metric errors and all curvature errors smaller than one half their
591
+ respective retained bounds, including at the axis. The estimates
592
+ overlap at \(\tau=e^{-E}\), so they cover the entire fiber.
593
+
594
+ Finally, all exponents just used arise from derivatives of order at
595
+ most four, a fixed finite number of products in
596
+ \eqref{fiber:perturbformula}, and operator norms of linear maps.
597
+ Rank-two contractions introduce only the absolute constants in
598
+ \eqref{fiber:ranknorm}. None of these operations counts spatial
599
+ indices. This proves the asserted independence from \(n\).
600
+ \end{proof}
preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/06-radial.tex ADDED
@@ -0,0 +1,273 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Radial spatial geometry and aligned profiles}\label{sec:radial}
2
+
3
+ The quiet criterion supplies the testing regions, where $G\ge V$.
4
+ A center change requires a different arrangement: $V$ must be close to
5
+ $\lambda G$ with a large scalar $\lambda$. This section constructs radial
6
+ spatial metrics that can pass between these arrangements and proves the
7
+ curvature estimate for the aligned regime. Here \emph{aligned} means
8
+ that their metric jets through order two are close to proportional,
9
+ with the scalar frozen at the evaluation point.
10
+
11
+ All norms of covariant jets in this section are multilinear operator norms in the stated fixed affine coordinates. The norm of a Hermitian contravariant matrix is its Frobenius norm. Constants called absolute may depend on a fixed upper bound for the first two derivatives of $\kappa$ in $\log Y$, but not on the spatial complex dimension. This convention is essential when choosing the dimension only after the geometric constants.
12
+
13
+ \subsection{The radial clocks}
14
+
15
+ Write $t=|s|^2$, $\nu=\log t$, and let $B$ and $\Psi$ be radial potentials. Put
16
+ \begin{equation}\label{radial:definitions}
17
+ \begin{gathered}
18
+ a=B'(t),\qquad a_\psi=\Psi'(t)=a/\lambda,\qquad
19
+ u=\log a,\\
20
+ Y=\frac{du}{d\nu},\qquad
21
+ H=\frac{Y}{t a_\psi},\qquad
22
+ p=\frac{d\log a_\psi}{du},\qquad
23
+ \kappa=\frac{dY/d\nu}{Y(1+Y)}.
24
+ \end{gathered}
25
+ \end{equation}
26
+ Here a prime on a radial potential means differentiation in $t$. We use $u$ for this radial variable in this section and $u_s$ in Section~\ref{sec:assembly}. We write $V=\partial\bar\partial B$ and $G_0=\partial\bar\partial\Psi$ for their Hermitian matrices.
27
+
28
+ These quantities separate the controls needed in the construction.
29
+ The ratio $\lambda$ compares the transverse coefficients of $V$ and
30
+ $G_0$, while $H/\lambda=Y/(ta)$ is the common scale of the spatial
31
+ curvature components computed below. The evolution equations will give
32
+ $d\Psi/du=1/H$ and $d\nu/du=1/Y$: large $H$ limits the change of the
33
+ radial twist $\Psi$ during growth, and large $Y$ limits the spatial radius consumed.
34
+ We use the first feature to prepare a center change and the second to
35
+ keep each accelerated episode inside a finite radial interval. Capped
36
+ growth then lets the spatial radius continue between successive tests.
37
+
38
+ \begin{lemma}[Radial evolution]\label{radial:odes}
39
+ Suppose $a,a_\psi,Y>0$, $\lambda\ge1$, and
40
+ \begin{equation}\label{radial:kappa-assumptions}
41
+ \frac1{1+Y}\le\kappa\le1.1,\qquad
42
+ \frac{d\kappa}{d\log Y}\ge-\kappa.
43
+ \end{equation}
44
+ Then
45
+ \begin{align}\label{radial:clock-equations}
46
+ \frac{d\nu}{du}&=\frac1Y,&
47
+ \frac{d\log Y}{du}&=\kappa(1+1/Y),&
48
+ \frac{d\log\lambda}{du}&=1-p,\\
49
+ \frac{d\Psi}{du}&=\frac1H,&
50
+ \frac{d\log H}{du}&=\kappa(1+1/Y)-p-1/Y.\notag
51
+ \end{align}
52
+ If $Y\ge t$ initially, then $Y\ge t$ subsequently. With smooth bounded controls $p,\kappa$ on each finite $u$ interval, positive solutions have no blowup on that interval. A cap of the form $\kappa=C_\kappa/(1+Y)$, with fixed $C_\kappa\ge1$, has no blowup at finite $\nu$ for the prescribed bounded controls.
53
+
54
+ If $p=1$, then
55
+ \begin{equation}\label{radial:H-logY}
56
+ \frac{d\log H}{d\log Y}=1-\frac1\kappa.
57
+ \end{equation}
58
+ In particular, $p=\kappa=1$ holds both $\lambda$ and $H$ constant. If $\kappa\ge1$ on an interval beginning at $u_0$, then the total increase of $\nu$ on that interval is at most $1/Y(u_0)$, even if its finite $u$ length is arbitrarily large.
59
+ \end{lemma}
60
+
61
+ \begin{proof}
62
+ The first three identities follow by changing the independent variable from $\nu$ to $u$. Since $d\Psi/d\nu=t a_\psi$ and $H=Y/(t a_\psi)$, the fourth follows as well. Differentiating $\log H=\log Y-\nu-\log a_\psi$ gives the fifth. The lower bound on $\kappa$ implies
63
+ \[
64
+ \frac{d\log(Y/t)}{d\nu}=\kappa(1+Y)-1\ge0.
65
+ \]
66
+ In $u$ time, $dY/du=\kappa(1+Y)\le1.1(1+Y)$, so $Y$ remains finite and positive on each finite interval. The remaining variables are obtained by integrating the displayed equations there. In a cap, $dY/d\nu=C_\kappa Y$, which gives the asserted global $\nu$ continuation. Dividing the last equation of \eqref{radial:clock-equations}, with $p=1$, by the second proves \eqref{radial:H-logY}. Finally, $\kappa\ge1$ gives $Y(u)\ge Y(u_0)e^{u-u_0}$, and integration of $d\nu/du=1/Y$ gives the last assertion.
67
+ \end{proof}
68
+
69
+ The inequalities in \eqref{radial:kappa-assumptions} allow the smooth changes used later. For example, to decrease $\kappa$ between two fixed positive values, make the change over a sufficiently long fixed interval in $\log Y$; then $d\log\kappa/d\log Y\ge-1$. To pass from $\kappa=1$ to a cap, choose a smooth function $K(Y)$ which initially equals $1+Y$, has $0\le K'\le1$, and eventually is constant, and put $\kappa=K(Y)/(1+Y)$. The change can be made on a fixed increasing-factor interval of $Y$, so its first two $\log Y$ derivatives are bounded. Moreover $1\le K\le1+Y$ and
70
+ \[
71
+ Y\kappa_Y+\kappa
72
+ =\frac{K+Y(1+Y)K'}{(1+Y)^2}\ge0.
73
+ \]
74
+ Thus all inequalities persist, and $H$ is nonincreasing during this change when $p=1$.
75
+
76
+ \subsection{Curvature and coordinate bounds}
77
+
78
+ \begin{lemma}[Radial curvature]\label{radial:curvature}
79
+ Under \eqref{radial:kappa-assumptions}, the negative Hermitian curvature tensor $C^V=-R^V$ satisfies
80
+ \begin{equation}\label{radial:rank-reserve}
81
+ C^V(T,T)\ge c\,\kappa\frac{H}{\lambda}|T|_V^2
82
+ \qquad\text{if }T=T^*,\quad\operatorname{rank}T\le2,
83
+ \end{equation}
84
+ where $c>0$ is absolute. Here the subscript $V$ means that the matrix is expressed in $V$-unit axes.
85
+ \end{lemma}
86
+
87
+ \begin{proof}
88
+ At $s=(\sqrt t,0,\ldots,0)$ the metric has entries
89
+ \[
90
+ V_{i\bar j}=a\delta_{ij}+a'\bar s_i s_j,
91
+ \]
92
+ and its radial and transverse eigenvalues are $a(1+Y)$ and $a$. The unitary symmetry in the transverse variables and the K\"ahler symmetries leave only a transverse block, a radial--transverse bisectional block, and a pure radial entry. After removing the common factor $Y/(ta)=H/\lambda$, their respective values in $V$-unit axes are
93
+ \begin{equation}\label{radial:curvature-components}
94
+ \delta_{ij}\delta_{kl}+\delta_{il}\delta_{kj},\qquad
95
+ \kappa\delta_{kl},\qquad
96
+ D=\kappa\bigl(1+\kappa+Y\kappa_Y\bigr).
97
+ \end{equation}
98
+ For completeness, the transverse coefficient is $a'/a^2=Y/(ta)$. The radial--transverse coefficient is
99
+ \[
100
+ \frac{dY/d\nu}{t a(1+Y)}=\kappa\frac{Y}{ta}.
101
+ \]
102
+ For the pure radial entry, differentiate the logarithm of the radial metric along the radial complex line. Since
103
+ \[
104
+ \frac{d}{d\nu}\log\bigl(a(1+Y)\bigr)=Y(1+\kappa),
105
+ \]
106
+ its second $\nu$ derivative divided by $ta(1+Y)$ is exactly the last expression in \eqref{radial:curvature-components} times $Y/(ta)$. These calculations also follow directly by subtracting the cubic contractions in the K\"ahler curvature formula.
107
+
108
+ Write a Hermitian test matrix in radial/transverse blocks as
109
+ \[
110
+ T=\begin{pmatrix}r&b^*\\ b&S\end{pmatrix}.
111
+ \]
112
+ The contraction after removing $Y/(ta)$ is
113
+ \[
114
+ Dr^2+2\kappa r\operatorname{tr}S+2\kappa|b|^2
115
+ +(\operatorname{tr}S)^2+|S|^2.
116
+ \]
117
+ The assumption on $\kappa_Y$ gives $D\ge\kappa$. Absorb the cross term with $0.9Dr^2$. Its cost is at most
118
+ \[
119
+ \frac{\kappa^2}{0.9D}(\operatorname{tr}S)^2
120
+ \le\frac{1.1}{0.9}(\operatorname{tr}S)^2.
121
+ \]
122
+ Since $\operatorname{rank}S\le2$, $|\operatorname{tr}S|\le\sqrt2|S|$. The transverse reserve is therefore at least $5|S|^2/9$, in addition to $0.1Dr^2$ and $2\kappa|b|^2$. As $\kappa\le1.1$, these bound an absolute positive multiple of $\kappa(r^2+2|b|^2+|S|^2)$. This proves \eqref{radial:rank-reserve}.
123
+ \end{proof}
124
+
125
+ \begin{lemma}[Scaled affine jets]\label{radial:scaled}
126
+ Assume \eqref{radial:kappa-assumptions} and $\lambda\ge1$.
127
+ Suppose $Y\ge1$, $Y\ge t$, the first two derivatives of $\kappa$ in $\log Y$ are bounded by a fixed constant, and
128
+ \begin{equation}\label{radial:p-close}
129
+ |p-1|+\left|\frac{dp}{d\log Y}\right|
130
+ +\left|\frac{d^2p}{d(\log Y)^2}\right|\le\delta,
131
+ \qquad 0<\delta\le\tfrac1{10}.
132
+ \end{equation}
133
+ At a point use $G_0$-unit affine axes divided by $\sqrt H$. In these axes $G_0=H^{-1}I$ at the point. The transverse and radial Euclidean axis lengths are
134
+ \begin{equation}\label{radial:axis-lengths}
135
+ \sqrt{\frac tY},\qquad
136
+ \sqrt{\frac{t}{Y(1+pY)}}.
137
+ \end{equation}
138
+ In these fixed coordinates:
139
+ \begin{enumerate}
140
+ \item derivatives of $\Psi$ and $B$ in orders one through four are bounded by $C/H$ and $C\lambda/H$, respectively;
141
+ \item metric jets through order two of $V-\lambda G_0$, with $\lambda$ frozen at its value at the point, are bounded by $C\delta\lambda/H$;
142
+ \item derivatives of $u$ in orders one through four are bounded by $C$;
143
+ \item if a further potential has Euclidean derivatives in orders two through four bounded by $D_e$, its Hessian and first two metric jets here are bounded by $CD_e/(a_\psi H)$.
144
+ \end{enumerate}
145
+ All constants are independent of dimension.
146
+ \end{lemma}
147
+
148
+ \begin{proof}
149
+ The eigenvalues of $G_0$ are $a_\psi$ transversely and $a_\psi(1+pY)$ radially, giving \eqref{radial:axis-lengths}. In these axes $dt$ and $d^2t$ have operator norms at most $Ct/Y$, and higher derivatives of $t$ vanish. The first bound includes the fact that the only nonzero first derivative is radial; thus its axis length includes the extra factor $(1+pY)^{-1/2}$.
150
+
151
+ Set a dot to mean $d/d\nu$. We have
152
+ \[
153
+ \dot Y=\kappa Y(1+Y)=O(Y^2),\qquad
154
+ \ddot Y=O(Y^3),\qquad \dddot Y=O(Y^4).
155
+ \]
156
+ The last two estimates use, respectively, the first and second indicated derivatives of $\kappa$. Also $\dot p=O(\delta Y)$ and $\ddot p=O(\delta Y^2)$. Direct differentiation gives
157
+ \begin{align*}
158
+ a'&=aY/t,\\
159
+ a''&=a\bigl(Y^2-Y+\dot Y\bigr)/t^2,\\
160
+ a'''&=a\bigl(Y^3-3Y^2+2Y+3(Y-1)\dot Y+\ddot Y\bigr)/t^3.
161
+ \end{align*}
162
+ Consequently $|a^{(j)}|\le Ca(Y/t)^j$ for $0\le j\le3$. The same formulas for $a_\psi$ use $pY$ in place of $Y$ and its derivatives. They imply the corresponding estimate for $a_\psi$, and comparison at the point, where $a=\lambda a_\psi$, improves their difference by the factor $\delta$.
163
+
164
+ The chain rule for a radial potential in at most four spatial slots is a finite sum of products of its $t$ derivatives and copies of $dt,d^2t$. For a term containing its $l$th $t$ derivative, the product of these latter factors is bounded by $C(t/Y)^l$. Since $B^{(l)}=a^{(l-1)}$, every such product is at most $Cat/Y=C\lambda/H$, and the same argument gives $C/H$ for $\Psi$. The improved difference estimate proves the metric-jet assertion. For $u$, its $t$ derivatives through order four are $O((Y/t)^j)$, by the displayed bounds on $Y$ and its derivatives; the same chain rule proves the third assertion. All sums here have a number of terms bounded in terms of the derivative order, not the dimension.
165
+
166
+ Finally, the largest axis length in \eqref{radial:axis-lengths} is $\sqrt{t/Y}\le1$. Applying two, three, or four such axes to the extra potential therefore gives at most $CD_e t/Y=CD_e/(a_\psi H)$.
167
+ \end{proof}
168
+
169
+ \subsection{Constant-center aligned estimates}
170
+
171
+ In the remainder of this section the fiber center and severity $E$ are constant, the fiber profile is $q=q_0(x,E)$ from Proposition~\ref{quiet:profile}, and no shear is added. We use the fiber notation
172
+ \[
173
+ x=\log\tau,\quad P=\tau q,\quad r=q_x/q,\quad
174
+ D_q=(q_x+q_{xx})/q.
175
+ \]
176
+ The elementary profile estimates of Lemma~\ref{quiet:scalar} give $q\ge1$, $r>0$, $D_q\ge r^2$, and, for constants allowed to depend on the fixed profile and $E$,
177
+ \begin{equation}\label{radial:profile-bounds}
178
+ \begin{split}
179
+ &D_q\ge c_E\tau\quad(0<\tau\le1),\qquad q\le C_E\quad(0<\tau\le1),\\
180
+ &q/D_q\le C q^2,\qquad q\le C_E(1+\log\tau)\quad(\tau\ge1).
181
+ \end{split}
182
+ \end{equation}
183
+ These bounds also follow directly from the positive logarithmic summand of $q_0$: for $\tau\ge1$ it supplies a positive lower bound for $q_x+q_{xx}$, whereas the other summand is bounded in $\tau$ at fixed $E$.
184
+
185
+ \begin{proposition}[Aligned profile]\label{radial:aligned}
186
+ There is an absolute $\delta_0>0$ with the following property. Fix $\sigma>0$ and take the severity $E$ sufficiently large in terms of $\sigma$ and the fixed profile. Assume the hypotheses of Lemma~\ref{radial:scaled}, with $\delta\le\delta_0$, and also
187
+ \[
188
+ \tfrac12\le\kappa\le1.1,\qquad H\ge\sigma,
189
+ \qquad G=G_0+G_e,\qquad
190
+ |\partial^{[j]}G_e|\le\delta/H\quad(0\le j\le2)
191
+ \]
192
+ in its scaled affine axes. Here $G=\partial\bar\partial\psi$ and $\partial^{[j]}$ denotes any real or complex metric jet of order $j$, measured as a multilinear operator. Suppose either
193
+ \begin{equation}\label{radial:aligned-alternatives}
194
+ \lambda=1,\qquad\text{or}\qquad
195
+ H\ge M_E(1+\log\lambda)^2,
196
+ \end{equation}
197
+ where $M_E$ is sufficiently large depending only on the fixed profile and $E$. Then the constant-center fiber potential defines a positive metric with nonpositive real sectional curvature. Its spatial Schur complement satisfies $h\ge cV$.
198
+
199
+ More precisely, in scaled spatial axes and the tilted logarithmic fiber coordinate of Lemma~\ref{fiber:blocks}, the contraction of its negative curvature on each Hermitian rank-at-most-two matrix with blocks $(T,b,t_f)$ is bounded below by
200
+ \begin{equation}\label{radial:aligned-margin}
201
+ c\left(A t_f^2+W(b,\bar b)
202
+ +\frac{\lambda+\tau}{H}|T|^2
203
+ +P|T|_G^2\right),
204
+ \end{equation}
205
+ where $c>0$ can be fixed independently of dimension and the stage parameters once the stated thresholds hold. The coefficient $A$ and the form $W$ are those of Lemma~\ref{fiber:blocks}.
206
+ \end{proposition}
207
+
208
+ \begin{proof}
209
+ Since $q$ has no spatial dependence, $\mathcal N=G$ and $h=V+\tau G$. Lemma~\ref{radial:scaled} shows that, through two metric jets, $h$ differs from the constant multiple $(\lambda+\tau)V/\lambda$ by at most $C\delta(\lambda+\tau)/H$. In particular
210
+ \[
211
+ h\asymp\frac{\lambda+\tau}{H}I,\qquad
212
+ \Gamma^h=O(1).
213
+ \]
214
+ Lemma~\ref{radial:curvature} gives a covariant curvature lower bound $c\lambda|T|^2/H$ for $V$ in these scaled axes. Multiplication of a metric by a positive constant multiplies its covariant curvature by that constant. The curvature difference is at most $C\delta(\lambda+\tau)|T|^2/H$: indeed its fourth-derivative term has this bound, and its cubic contractions have the same bound by the inverse estimate $|h^{-1}|\le CH/(\lambda+\tau)$ and the first-jet bounds. Lemma~\ref{fiber:perturbation} makes this calculation explicit. Reducing $\delta_0$ therefore gives
215
+ \begin{equation}\label{radial:h-margin}
216
+ C^h(T,T)\ge c\frac{\lambda+\tau}{H}|T|^2
217
+ \quad(\operatorname{rank}T\le2).
218
+ \end{equation}
219
+
220
+ Let $\theta=\lambda/(\lambda+\tau)$. The identity $\nabla^h(V+\tau G)=0$ implies
221
+ \[
222
+ \nabla^h G=\theta\bigl(\nabla^hG-\lambda^{-1}\nabla^hV\bigr),
223
+ \qquad |\nabla^hG|\le C\delta\theta/H.
224
+ \]
225
+ The curvature table gives $A=Pq^2D_q$, vanishing spin and $A_i$ terms, and $K=P\nabla^hG$. In $G$-unit normalization it gives
226
+ \begin{equation}\label{radial:W-normalized}
227
+ \frac{W}{Pq}=rI+\mathcal Y,
228
+ \qquad \mathcal Y=V_G(V_G+\tau I)^{-1},
229
+ \qquad \mathcal Y\asymp\theta I.
230
+ \end{equation}
231
+ Here $V_G$ denotes $V$ expressed in $G$-unit axes; its eigenvalues are $(1+O(\delta))\lambda$. In particular $W>0$. Spending a fixed small portion of $W$ on the $K$ coupling costs at most
232
+ \[
233
+ C\delta^2\frac{P\theta^2}{qH(r+\theta)}|T|^2
234
+ \le C\delta^2\frac{\tau\theta}{H}|T|^2,
235
+ \]
236
+ which is an arbitrarily small portion of \eqref{radial:h-margin} after reducing $\delta_0$.
237
+
238
+ It remains to pay for $2t_f(W:T)$. Spending $0.98A t_f^2$ costs $(W:T)^2/(0.98A)$. First suppose the second alternative in \eqref{radial:aligned-alternatives} holds. Split the two terms in \eqref{radial:W-normalized} using $(a+b)^2\le1.1a^2+11b^2$. The $r$ term costs at most
239
+ \[
240
+ \frac{1.1}{0.98}P(\operatorname{tr}_G T)^2.
241
+ \]
242
+ The horizontal curvature contains the positive term
243
+ \[
244
+ P\bigl((\operatorname{tr}_G T)^2+|T|_G^2\bigr).
245
+ \]
246
+ As $|\operatorname{tr}_G T|\le\sqrt2|T|_G$, their difference retains more than $P|T|_G^2/2$. The remaining trace cost is at most
247
+ \begin{equation}\label{radial:trace-remainder}
248
+ C\frac{P\theta^2}{D_qH^2}|T|^2.
249
+ \end{equation}
250
+ For $\tau\le1$, \eqref{radial:profile-bounds} bounds $P/D_q$ by $C_E$. For $\tau\ge1$, it bounds \eqref{radial:trace-remainder} by
251
+ \[
252
+ \frac{C_E}{H^2}\tau\theta^2(1+\log\tau)^2|T|^2
253
+ \le \frac{C_E(1+\log\lambda)^2}{H^2}
254
+ (\lambda+\tau)|T|^2.
255
+ \]
256
+ For the last inequality, put $z=\tau/\lambda$ and use boundedness of
257
+ $z(1+z)^{-3}$ and $z(1+z)^{-3}(\log z)^2$ on $(0,\infty)$. Taking $M_E$ sufficiently large absorbs this cost into a small portion of \eqref{radial:h-margin}.
258
+
259
+ Now suppose $\lambda=1$. The profile estimates give, for sufficiently large $E$,
260
+ \begin{equation}\label{radial:lambda-one-slope}
261
+ \|\mathcal Y\|\le r/18\qquad(\tau>2e^{-E}).
262
+ \end{equation}
263
+ To see the uniformity of this assertion, $\|\mathcal Y\|\le(1+C\delta)/(1+\tau)$. On $2e^{-E}\le\tau\le1$, the first summand of $q_0$ gives a logarithmic slope bounded below by a large fixed multiple of one. On $1\le\tau\le e^{3b_0E}$, it gives $r\ge0.9b_0(1+\tau)^{-1/16}$ after increasing $E$. Beyond this interval the logarithmic summand gives $r\ge c/q$, which exceeds $40/(1+\tau)$ by its linear-in-$\log\tau$ upper bound and the starting size $\tau\ge e^{3b_0E}$. These statements are unchanged by taking $\delta_0$ smaller.
264
+
265
+ By \eqref{radial:lambda-one-slope}, the trace expenditure outside the exceptional interval is at most
266
+ \[
267
+ \frac{P}{0.98}
268
+ \left(|\operatorname{tr}_GT|+\frac{\sqrt2}{18}|T|_G\right)^2.
269
+ \]
270
+ For $0\le s\le\sqrt2$, the ratio $(s+\sqrt2/18)^2/[0.98(1+s^2)]$ is strictly less than one, by an absolute amount. Thus a fixed portion of $P|T|_G^2$ remains. On $\tau\le2e^{-E}$, the explicit left-end profile gives $q\le C$, $r\le C$, and $D_q\ge c\tau e^E$, where constants may depend on the fixed profile but not $E$. Hence the trace cost is at most $Ce^{-E}|T|^2/H^2$. Since $H\ge\sigma$, this is a small portion of $(1+\tau)|T|^2/H$ for $E$ sufficiently large in terms of $\sigma$.
271
+
272
+ All cases retain fixed portions of $A$, $W$, \eqref{radial:h-margin}, and the symmetrized $PG^2$ term, proving \eqref{radial:aligned-margin}. Lemma~\ref{fiber:ranktwo} gives nonpositive real sectional curvature off the fiber axis. The metric is positive there and $h\ge cV$. Smoothness of the original affine fiber potential and its positive limiting metric extend both conclusions across the axis.
273
+ \end{proof}
preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/07-centers.tex ADDED
@@ -0,0 +1,345 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Changing the fiber center}\label{sec:centers}
2
+
3
+ A moving center is not a holomorphic change of coordinates. We therefore first widen the fibers, then estimate the actual change of potential as a perturbation in fixed holomorphic coordinates. The widening and the metric scales must be chosen in the order specified below.
4
+
5
+ Throughout this section $p=\kappa=1$ and $Y\ge\max\{1,t\}$, so $\lambda,H$ are constant by Lemma~\ref{radial:odes}, and $V=\lambda G_0$ as metrics, including their jets. We use the scaled affine spatial coordinates of Lemma~\ref{radial:scaled}. The severity $E$ is constant, and no shear term is present. The old twist has the form
6
+ \[
7
+ \psi_{\rm old}=\Psi+\psi_e,
8
+ \qquad G_e=\partial\bar\partial\psi_e,
9
+ \qquad |\partial^{[j]}G_e|\le\delta/H\quad(0\le j\le2),
10
+ \]
11
+ with $\delta$ sufficiently small as in Proposition~\ref{radial:aligned}. Suppose also that, throughout the interval being configured,
12
+ \begin{equation}\label{center:old-data}
13
+ \psi_{\rm old}\le A_{\rm old},\qquad
14
+ |\partial^{[j]}\psi_{\rm old}|\le A_{\rm old}
15
+ \quad(1\le j\le4)
16
+ \end{equation}
17
+ in these fixed scaled axes at each point. The number $A_{\rm old}$ is known independently of the target sizes of $\lambda,H$. Additive constants already placed in the twist are included in this upper bound.
18
+
19
+ \begin{proposition}[Center change]\label{center:change}
20
+ Choose the profile constants in the following order: first the fixed exponent $b_0$ of the quiet profile; then a sufficiently large absolute constant $d_0$; and then $K_0$ sufficiently large in terms of $d_0$ and absolute constants specified in the proof. Fix $E$ and old data as in \eqref{center:old-data}. There is a width parameter $L$, chosen using only these data and the fixed profile, such that the following construction is possible.
21
+
22
+ After choosing $L$, choose a sufficiently large $\lambda$, and then a sufficiently large $H$; explicitly one can require
23
+ \begin{equation}\label{center:target-order}
24
+ \lambda\ge\max\{e^{3L},\Lambda_f\},
25
+ \qquad H\ge M_f(1+\log\lambda)^2,
26
+ \end{equation}
27
+ where $\Lambda_f,M_f$ are finite constants determined by the fixed profile, $E,L$, the old data, and $\delta$, but not by $\lambda,H$. Over three fixed units of the variable $\Psi$, one can change from any prescribed constant center in the unit disk to any other such center, returning to the original profile $q_0(x,E)$ at the end. The final twist differs from the old twist by a nonnegative constant, possibly very large.
28
+
29
+ During the change the potential is smooth, its metric is positive and has nonpositive real sectional curvature, and the metric bounds $cV$ from below on spatial projection, for a fixed $c>0$. There is no restriction on the cost of the final constant offset. All power exponents and smallness tolerances used before choosing the spatial dimension are dimension independent.
30
+ \end{proposition}
31
+
32
+ \subsection{The profile deformation and its elementary bounds}
33
+
34
+ Write $F^0_x=1/q_0$ and normalize $F^0(x)-x\to0$ at the left end. We record properties of the concrete quiet profile that will be used here. At fixed $E$,
35
+ \begin{equation}\label{center:q-properties}
36
+ \begin{split}
37
+ &q_0\ge1,\quad (q_0)_x>0,\quad
38
+ (q_0)_{xx}/(q_0)_x\ge-1/16,\\
39
+ &|(q_0)_x|+|(q_0)_{xx}|\le C q_0,\qquad
40
+ q_0(x,E)\le C_E+C(1+\max(x,0)),\\
41
+ &\inf_{x\ge-20}(q_0)_x>0.
42
+ \end{split}
43
+ \end{equation}
44
+ Here and below a subscript $E$ permits dependence on $E$ and the already fixed profile. The last infimum can be bounded below using just the derivative of $K_0^{-1}\log(1+e^x)$. The inequality for the second derivative follows by differentiating both summands in the quiet profile. In particular $(q_0)_x+(q_0)_{xx}\ge(15/16)(q_0)_x$.
45
+
46
+ Two endpoint properties are also needed. The function $Q_0(v)=q_0(\log v,E)$ is smooth down to $v=0$, with
47
+ \begin{equation}\label{center:left-slope}
48
+ Q_0(0)=1,\qquad Q_0'(0)=b_0e^E+K_0^{-1}>0.
49
+ \end{equation}
50
+ At the other end the auxiliary function in the quiet profile tends to a positive finite limit with error $O(e^{-x/16})$, so
51
+ \[
52
+ q_0(x,E)=c_E+x/K_0+O_E(e^{-x/16})\quad(x\longrightarrow\infty).
53
+ \]
54
+ Integration, using $1/q_0-K_0/x=O_E(x^{-2})$, gives
55
+ \begin{equation}\label{center:primitive-asymptotic}
56
+ F^0(x)=K_0\log x+O_E(1),\qquad
57
+ \int_0^L\frac{dx}{q_0(x,E)}=K_0\log L+O_E(1).
58
+ \end{equation}
59
+ No uniformity in $E$ is asserted or needed in these endpoint constants; $E$ has been fixed before $L$.
60
+
61
+ Take $L$ large. Choose a smooth function $\chi$ with
62
+ \[
63
+ 0\le\chi\le1,\quad \operatorname{supp}\chi\subset[-20,3L],\quad
64
+ \chi=1\text{ on }[0,L],\quad \int\chi=2L,\quad \chi'\ge-1/16,
65
+ \]
66
+ and with its derivatives through any fixed needed order bounded absolutely. Such a function is obtained from a fixed rising cutoff, an adjustable plateau, and a fixed descending cutoff of length greater than $16$; adjusting the plateau gives the integral exactly. Define the increasing inverse map $m=m(x)$ by
67
+ \begin{equation}\label{center:inverse-map}
68
+ x=m+L-\frac12\int_{-\infty}^m\chi(v)\,dv.
69
+ \end{equation}
70
+ Then
71
+ \begin{equation}\label{center:map-bounds}
72
+ 1\le m'\le2,\quad m\le x,\quad
73
+ m=x-L\ (x\le L-20),\quad m=x\ (x\ge X:=3L).
74
+ \end{equation}
75
+ Its derivatives of any fixed order are bounded absolutely. Set
76
+ \[
77
+ q_1(x)=q_0(m(x),E)\le q_0(x,E).
78
+ \]
79
+ Since $m''=\chi'(m)(m')^3/2$, putting $a=m'\in[1,2]$ gives
80
+ \begin{align}\label{center:q1-positive}
81
+ (q_1)_x+(q_1)_{xx}
82
+ &\ge(q_0)_x(m)\bigl(a-a^2/16-a^3/32\bigr)\\
83
+ &\ge\tfrac34(q_0)_x(m)a=\tfrac34(q_1)_x>0.\notag
84
+ \end{align}
85
+ Also $|(q_1)_x|+|(q_1)_{xx}|\le Cq_1$, with constants independent of $L$. These bounds follow from \eqref{center:q-properties} and the bounds on $m',m''$.
86
+
87
+ \subsection{Offsets during profile interpolation}
88
+
89
+ On the first unit of $\Psi$, choose a smooth nondecreasing flat-ended cutoff $\beta=\beta(\Psi)$ from $0$ to $1$, with fixed bounds on its derivatives through order four. Define
90
+ \begin{equation}\label{center:forward-profile}
91
+ q(x,\beta)=(1-\beta)q_0(x,E)+\beta q_1(x),\qquad
92
+ \mathfrak s=1/q,
93
+ \end{equation}
94
+ and let $F^\beta$ have derivative $F^\beta_x=\mathfrak s$ and left normalization $F^\beta-x\to0$. Every such primitive exists, tends to infinity on the right, and differs from $F^0$ by a constant for $x\ge X$. All spatial derivatives in the rest of this subsection are at fixed $\tau=e^x$.
95
+
96
+ Use an offset $w^+(\beta)$ defined by $w^+(0)=0$ and
97
+ \begin{equation}\label{center:offset-definition}
98
+ (w^+)'(\beta)=\partial_\beta F^\beta(X)
99
+ +\frac{d_0}{1-\beta+1/L},\qquad
100
+ D(x,\beta)=(w^+)'(\beta)-\partial_\beta F^\beta(x).
101
+ \end{equation}
102
+ Here the prime on $w^+$ denotes differentiation in $\beta$. Since $\mathfrak s_\beta\ge0$ and vanishes for $x\ge X$,
103
+ \begin{equation}\label{center:D-domination}
104
+ D\ge\frac{d_0}{1-\beta+1/L}.
105
+ \end{equation}
106
+ This lower bound can dominate $\sup_x|\mathfrak s_\beta|$ by any required fixed factor if $d_0$ is sufficiently large. Indeed
107
+ \[
108
+ 0\le\mathfrak s_\beta=(q_0-q_1)/q^2
109
+ \le\min\{(1-\beta)^{-1},\sup_{x\le X}q_0(x,E)\}.
110
+ \]
111
+ By taking $L$ sufficiently large relative to $C_E$, the second entry is at most $CL$ with an absolute $C$. The elementary bound
112
+ $\min\{z^{-1},CL\}\le(C+1)/(z+1/L)$ proves the assertion, including $\beta=1$ by continuity.
113
+
114
+ For later restoration use, on another unit of $\Psi$, the reverse mixture $q=(1-\beta)q_1+\beta q_0$ with a fresh increasing cutoff. Now $\mathfrak s_\beta\le0$ and $\partial_\beta F^\beta\le0$. Choose a new offset $w^-(\beta)$ with $w^-(0)=0$ and constant positive derivative greater than a sufficiently large fixed multiple of $1+\sup_{x,\beta}|\mathfrak s_\beta|$. With $D=(w^-)'-\partial_\beta F^\beta$, the same domination holds. No estimate on the size of $w^-(1)$ is required.
115
+
116
+ Once $L$ is fixed, all the following constants are finite and may be included in a number $C_f$: upper bounds for the offsets and their derivatives through order four; for $D$ and its first three $\beta$ derivatives; for the profile and the finite-order derivatives used below on $x\le X$; for their left-end decay coefficients; and the reciprocal lower constants in the positive estimates on that interval. To check finiteness at the noncompact left endpoint, both $q_0-1$ and $q_1-1$, with their needed derivatives, are $O_f(e^x)$. Thus $\beta$ derivatives of $\mathfrak s$ are $O_f(e^x)$, and their integrals defining derivatives of $F^\beta$ converge. In particular $C_f$ may include $e^X$ and large functions of $E,L$. It is selected before $\lambda,H$.
117
+
118
+ \begin{lemma}[Curvature during interpolation]\label{center:interpolation}
119
+ During either profile switch above, keep the center constant and set
120
+ $\psi=\psi_{\rm old}+w^\pm(\beta(\Psi))$, also including the already frozen offset when making the reverse switch. If $\lambda$ and then $H$ satisfy sufficiently large thresholds of the form \eqref{center:target-order}, the metric is positive, $h\ge cV$, and its negative curvature has a strictly positive rank-two reserve off the fiber axis. These conclusions extend across that axis by continuity.
121
+ \end{lemma}
122
+
123
+ \begin{proof}
124
+ A prime on $\beta$ now means differentiation in $\Psi$. Direct differentiation of $\psi-F^\beta$ gives
125
+ \begin{equation}\label{center:N-formula}
126
+ \mathcal N=(1+D\beta')G_0+G_e
127
+ +\bigl(D\beta''+D_\beta(\beta')^2\bigr)
128
+ \partial\Psi\otimes\bar\partial\Psi.
129
+ \end{equation}
130
+ Here $D_\beta$ is the derivative at fixed $x$; thus all dependence of the primitive on the spatial cutoff is included. The last term and its first two spatial jets are $O(C_f/H^2)$, because all positive derivatives of $\Psi$ in scaled axes are $O(1/H)$. The derivatives of the scalar $D\beta'$ beyond its value are $O(C_f/H)$. With $d_f=1+D\beta'\ge1$, these facts show
131
+ \[
132
+ \mathcal N\asymp d_fG_0>0,
133
+ \qquad h=V+\int_0^\tau\mathcal N(v)\,dv\ge cV.
134
+ \]
135
+ The constants in $\asymp$ can be absolute by making $H$ large enough; the value $d_f$ itself is bounded by $C_f$.
136
+
137
+ First consider $x\le X$. Since $\tau\le e^X$, the first two metric jets of $h-V$ are $O(C_f/H)$. Hence
138
+ \begin{equation}\label{center:finite-x-h}
139
+ \Gamma^h=\Gamma^{G_0}+O(C_f/\lambda),\qquad
140
+ C^h(T,T)\ge c\lambda|T|^2/H
141
+ \quad(\operatorname{rank}T\le2).
142
+ \end{equation}
143
+ The second estimate follows from Lemma~\ref{radial:curvature}, the scaled jet estimates, and the curvature perturbation identity, taking $\lambda\gg C_f$.
144
+
145
+ The mixed form in Lemma~\ref{fiber:blocks} is
146
+ \[
147
+ \frac{W}{Pq}=(1+r)\mathcal N
148
+ -\tau\mathcal N h^{-1}\mathcal N
149
+ +q^{-1}\partial\bar\partial\log q.
150
+ \]
151
+ The last term equals
152
+ \[
153
+ -\mathfrak s_\beta\beta'G_0+O(C_f/H^2).
154
+ \]
155
+ The spin form, divided by $Pq$, equals
156
+ \[
157
+ -\mathfrak s_\beta\beta'\nabla_h^{2,0}\Psi+O(C_f/H^2).
158
+ \]
159
+ In fact $q_\beta/q^2=-\mathfrak s_\beta$; the remaining terms contain two first derivatives of $\Psi$. Lemma~\ref{radial:scaled} and \eqref{center:finite-x-h} give
160
+ $|\nabla_h^{2,0}\Psi|\le C/H$ with absolute $C$. Also
161
+ $|\tau\mathcal N h^{-1}\mathcal N|\le C_f/(\lambda H)$. Choose $d_0$ first so that the domination in \eqref{center:D-domination} is sufficiently strong in comparison with this absolute $C$, and then choose $\lambda,H$ large compared with $C_f$. It follows that
162
+ \begin{equation}\label{center:W-spin}
163
+ W\ge c\frac{Pq}{H}d_f I,
164
+ \qquad |\nabla_h^{2,0}P(b,b)|\le\tfrac14 W(b,\bar b).
165
+ \end{equation}
166
+ This argument also applies to the reverse mixture, using absolute values of $\mathfrak s_\beta$.
167
+
168
+ By \eqref{center:q1-positive} and convexity of the mixture,
169
+ \[
170
+ D_q=(q_x+q_{xx})/q\ge c_f\min(1,\tau)\quad(x\le X).
171
+ \]
172
+ Left-end decay and boundedness on the rest of this interval give
173
+ \[
174
+ |\partial\log P|+|\partial P_\tau|
175
+ \le C_f\min(1,\tau)/H.
176
+ \]
177
+ It follows from the curvature table that
178
+ \begin{equation}\label{center:A-control}
179
+ A=(1+o(1))Pq^2D_q,\qquad
180
+ |A_i|\le C_f P\min(1,\tau)/H,
181
+ \end{equation}
182
+ where the relative error tends uniformly to zero as $\lambda,H$ increase. To verify uniformity at $\tau=0$, the subtracted term in $A$ is at most
183
+ $C_fP^2\min(1,\tau)^2/(\lambda H)$, while the leading term is $Pq^2D_q$. The ratio tends to zero uniformly under the stated choices. Similarly \eqref{center:W-spin} and \eqref{center:A-control} make the $A_i$ coupling arbitrarily small in units $(AW)^{1/2}$.
184
+
185
+ Finally $|K/P|\le C_f/H$. Spending fixed portions of $A,W$ according to Lemma~\ref{fiber:ranktwo} costs at most
186
+ \[
187
+ C_f\frac{P}{qH}|T|^2\le\frac{C_f}{H}|T|^2
188
+ \quad\text{for the }K\text{ coupling},\qquad
189
+ C_f\frac{P}{D_qH^2}|T|^2\le\frac{C_f}{H^2}|T|^2
190
+ \quad\text{for the trace coupling}.
191
+ \]
192
+ In these displayed bounds $C_f$ is enlarged to include $e^X$; also $P/D_q$ is bounded on $x\le X$, including the left endpoint. Both costs are small compared with \eqref{center:finite-x-h}. Thus fixed fractions of $A$, $W$, and $\lambda|T|^2/H$ remain.
193
+
194
+ Now let $x>X$. Since the two profiles coincide exactly here, $F^\beta(x)-F^0(x)$ is independent of $x$. Consequently $\mathcal N=\mathcal N_\infty$ is independent of $\tau$, and
195
+ \begin{equation}\label{center:finite-tail}
196
+ h=V_f+\tau\mathcal N_\infty,
197
+ \qquad V_f=V+\int_0^{e^X}
198
+ \bigl(\mathcal N(v)-\mathcal N_\infty\bigr)\,dv.
199
+ \end{equation}
200
+ There is no infinite tail in this expression. Its first two spatial jets differ from those of $V$ by $O(C_f/H)$. Treating $d_f=1+D\beta'$ at the point as constant, the jets of $\mathcal N_\infty$ differ from those of $d_fG_0$ by at most $C\delta d_f/H$, after taking $H\gg C_f/\delta$; similarly those of $V_f$ differ from $\lambda G_0$ by a sufficiently small relative amount after taking $\lambda\gg C_f/\delta$.
201
+
202
+ The aligned argument can now be applied with the two spatial scales $\lambda$ and $d_f$. More explicitly, let $\theta_f=\lambda/(\lambda+\tau d_f)$. The comparisons and the identity $\nabla^h(V_f+\tau\mathcal N_\infty)=0$ give
203
+ \[
204
+ C^h(T,T)\ge c\frac{\lambda+\tau d_f}{H}|T|^2,
205
+ \qquad |\nabla^h\mathcal N_\infty|
206
+ \le C\delta d_f\theta_f/H.
207
+ \]
208
+ The $K$ cost is bounded by $C\delta^2(\lambda+\tau d_f)|T|^2/H$. The $rI$ part of the trace cost uses the same rank-two symmetrized $P\mathcal N_\infty^2$ reserve as before. The remaining cost is at most
209
+ \[
210
+ C\frac{\tau qd_f^2\theta_f^2}{D_qH^2}|T|^2
211
+ \le C_f\frac{(1+\log\lambda)^2(\lambda+\tau d_f)}{H^2}|T|^2.
212
+ \]
213
+ For the last step, use \eqref{radial:profile-bounds} and the scalar inequality from the proof of Proposition~\ref{radial:aligned} with $\lambda/d_f$ in place of $\lambda$. We have $1\le d_f\le C_f$ and may require $\lambda\ge C_f$, so the logarithm is bounded by $\log\lambda$. Taking $H\ge M_f(1+\log\lambda)^2$ with sufficiently large $M_f$ absorbs this last cost. Spin and $A_i$ vanish in this region because $q=q_0$ is spatially constant.
214
+
215
+ We have proved positivity and nonpositive curvature off the axis, with fixed fractional reserves. The profiles are smooth in $\tau$ at zero, equal to one there, and have the prescribed left normalization. Thus the potential and metric are smooth in the original affine fiber coordinate, whose metric at the axis has entries $V,e^\psi$. Curvature extends by continuity. This proves the lemma.
216
+ \end{proof}
217
+
218
+ \subsection{The width gained before moving the center}
219
+
220
+ At the end of the first switch freeze $\beta=1$ and the offset, and write
221
+ $\psi=\psi_{\rm old}+w^+(1)$. Changing variables in the defining integral gives
222
+ \begin{equation}\label{center:F1-formula}
223
+ F^1(x)=L+F^0(m(x))
224
+ -\frac12\int_{-\infty}^{m(x)}\frac{\chi(v)}{q_0(v,E)}\,dv.
225
+ \end{equation}
226
+ Both sides have derivative $1/q_1$ and the same left normalization. At $x=X$, $m(X)=X$, so integration of \eqref{center:offset-definition} yields
227
+ \begin{equation}\label{center:offset-total}
228
+ w^+(1)=L-\frac12\int_{\mathbb R}\frac{\chi(v)}{q_0(v,E)}\,dv
229
+ +d_0\log(1+L).
230
+ \end{equation}
231
+ In particular this offset is nonnegative: the integral is at most $\int\chi=2L$.
232
+
233
+ Define the pointwise width scales
234
+ \[
235
+ R_0=\exp\bigl((L-\psi)/2\bigr),\qquad
236
+ Z=\exp\bigl((F^1(x)-\psi)/2\bigr)=|y-\zeta|.
237
+ \]
238
+ Because $\chi=1$ on $[0,L]$, \eqref{center:primitive-asymptotic} and \eqref{center:offset-total} imply
239
+ \begin{equation}\label{center:R-growth}
240
+ R_0\ge c_{E,A_{\rm old}}L^{K_0/4-d_0/2}.
241
+ \end{equation}
242
+ Choose $K_0$ so large relative to $d_0$ that $K_0/4-d_0/2>K_0/9$. Then, for $L$ sufficiently large depending on old data,
243
+ \begin{equation}\label{center:width-bounds}
244
+ R_0\ge L^{K_0/9},\qquad
245
+ Z\ge x^{K_0/9}\quad(x\ge L-20).
246
+ \end{equation}
247
+ Here is the second bound in detail. At $x=L-20$, formula \eqref{center:F1-formula} gives $F^1=L+F^0(-20)$, so $Z$ is a fixed old-data multiple of $R_0$. Monotonicity of $F^1$ and \eqref{center:R-growth} prove the desired bound on $[L-20,3L]$, absorbing the fixed factor $3^{K_0/9}$ by increasing $L$. For $x\ge3L$, the integral in \eqref{center:F1-formula} has reached its total and cancels the integral in \eqref{center:offset-total}. Thus exactly
248
+ \[
249
+ F^1(x)-\psi=F^0(x)-\psi_{\rm old}-d_0\log(1+L).
250
+ \]
251
+ The asymptotic \eqref{center:primitive-asymptotic}, together with $x\ge3L$ and the strict exponent inequality already chosen, gives the second bound on this remaining interval. These estimates are uniform over the spatial interval because only the upper bound in \eqref{center:old-data} was used.
252
+
253
+ \subsection{The actual nonholomorphic center motion}
254
+
255
+ The preceding calculation has produced width before any center is moved.
256
+ We now spend that width to control the metric and curvature errors of
257
+ moving the center. Two coordinate systems cover the fiber: logarithmic
258
+ coordinates away from the enlarged core and a scaled affine coordinate
259
+ on the core, including its axis.
260
+
261
+ On the next unit of $\Psi$, hold $q=q_1$ and all offsets fixed, and let $\zeta$ be a smooth flat-ended convex-combination interpolation of the two prescribed centers. Its derivatives through order four as a function of $\Psi$ are bounded absolutely. By Lemma~\ref{radial:scaled}, and $H\ge1$, its spatial derivatives in scaled axes satisfy
262
+ \begin{equation}\label{center:zeta-jets}
263
+ |\partial^{[j]}\zeta|\le C/H\qquad(1\le j\le4).
264
+ \end{equation}
265
+ At a point $s_0$, compare the moving-center potential with the potential obtained by replacing $\zeta(s)$ by the constant $\zeta(s_0)$ in a neighborhood. This is a comparison in fixed holomorphic coordinates, not a claim that $y-\zeta(s)$ is a holomorphic coordinate. All constants in the following two comparisons may depend on old data, $E$, and the fixed profile, but are independent of $L,\lambda,H$ once the stated thresholds hold.
266
+
267
+ First suppose $x\ge L-20$. For the frozen center use scaled spatial axes and the tilted logarithmic fiber coordinate of Lemma~\ref{fiber:blocks}. The previous interpolation proof with cutoff constant retains fractions of $A,W$ and the horizontal curvature reserve. On this region $m\ge-20$, so \eqref{center:q-properties} and \eqref{center:q1-positive} give
268
+ \[
269
+ A\ge c\tau,\qquad W\ge c\tau H^{-1}I.
270
+ \]
271
+ The horizontal reserve is at least $c\tau/H$: on $x\le X$ use $\lambda\ge e^X\ge\tau$ in \eqref{center:finite-x-h}, and on $x>X$ use the aligned reserve. Consequently the full rank-two curvature contraction is bounded below by $c\tau/H$ times the squared Frobenius norm of the test. The metric has the same lower scale and its inverse has norm at most $CH/\tau$. These assertions also follow directly for the metric from $h=V+\tau G$ and $P=\tau q$.
272
+
273
+ The polynomial holomorphic tilt has coefficients bounded by the first two old twist derivatives; the offset is constant. In these tilted coordinates the frozen connection has norm at most $Cq$. Indeed the possibly large entries in the cubic table are $P_\tau=q+q_x=O(q)$ and $P\mathcal Nh^{-1}=O(q)$, whereas $P_i=0$, the tilted pure holomorphic second spatial derivative vanishes, and $\Gamma^h=O(1)$.
274
+
275
+ Let $\Phi$ be the one-variable fiber potential as a function of
276
+ $\rho+\psi=\log|y-\zeta|^2+\psi$. Its first derivative is $\tau$, and differentiation in this argument is $q\partial_x$. Thus its derivatives of orders one through four have size at most $C\tau q^3$. For example
277
+ \[
278
+ \Phi''=\tau q,\quad
279
+ \Phi'''=\tau q(q+q_x),\quad
280
+ \Phi''''=\tau q\bigl((q+q_x)^2+q(q_x+q_{xx})\bigr).
281
+ \]
282
+ The fixed argument has bounded jets through order four in the chosen frame. The difference in its argument after moving the center is
283
+ \begin{equation}\label{center:log-argument-difference}
284
+ \log\left|1-\frac{\zeta(s)-\zeta(s_0)}{y-\zeta(s_0)}\right|^2.
285
+ \end{equation}
286
+ It vanishes at the evaluation point, and each positive jet contains a derivative of $\zeta$ and a denominator of size at least $Z$. By \eqref{center:zeta-jets}, bounded tilt coefficients, and $HZ\ge1$, its jets through order four are $O(1/(HZ))$. The chain rule consequently bounds every potential-jet difference through order four by
287
+ \begin{equation}\label{center:outer-jet-error}
288
+ C\frac{\tau q^3}{HZ}.
289
+ \end{equation}
290
+ In particular its relative metric error is at most $Cq^3/Z$. Once this is small, Lemma~\ref{fiber:perturbation}, the bound $\Gamma=O(q)$, and the inverse bound $O(H/\tau)$ show that the curvature error on unit rank-two tests is at most
291
+ \begin{equation}\label{center:outer-curvature-error}
292
+ C\frac{\tau}{H}\left(\frac{q^5}{Z}
293
+ +\frac{q^8}{Z^2}\right)
294
+ \le C\frac{\tau q^8}{HZ}.
295
+ \end{equation}
296
+ The first term accounts for all linear fourth-jet and cubic-contraction changes, and the second is the quadratic inverse-contraction term. Fixed-rank contraction costs only an absolute factor.
297
+
298
+ For $x\ge L-20$, \eqref{center:q-properties} and $m\le x$ give $q=q_1\le Cx$ once $L$ is large relative to $C_E$. This constant is independent of $L,\lambda,H$. Choose, in addition to the earlier requirement, $K_0/9>10$. Then \eqref{center:width-bounds} makes the ratios in \eqref{center:outer-jet-error} and \eqref{center:outer-curvature-error} arbitrarily small compared with the metric and curvature reserves by increasing $L$. This choice precedes $\lambda,H$.
299
+
300
+ It remains to include $x<L-20$ and the axis itself. Put $v=\tau e^{-L}$. By \eqref{center:map-bounds}, the fiber potential added to $B$ is exactly $e^L$ times the original smooth radial function, now evaluated at
301
+ \[
302
+ |y-\zeta(s)|^2e^{\psi(s)-L}.
303
+ \]
304
+ This identity follows by changing variables in $\int_0^\tau q_1(\log t)^{-1}dt$. Use scaled spatial axes and the fixed affine fiber coordinate
305
+ \[
306
+ z=\frac{y-\zeta(s_0)}{R_0(s_0)}.
307
+ \]
308
+ At the evaluation point $|z|^2=e^{F^0(\log v)}\asymp_E v$ for $0\le v\le e^{-20}$. The comparison is uniform down to zero because $F^0(\log v)-\log v$ is smooth there. The smooth radial function and its derivatives on this fixed compact argument interval have bounds depending only on old data and $E$.
309
+
310
+ For the frozen center, \eqref{center:left-slope} gives, with positive old-data constants,
311
+ \[
312
+ A\ge c_E\tau^2e^{-L},\qquad
313
+ W\ge c_E\tau H^{-1}I,
314
+ \]
315
+ throughout $0<v\le e^{-20}$. For the first inequality, the continuous positive ratio of $P^2P_{\tau\tau}$ to $\tau^2e^{-L}$ has a positive limit at zero by $Q_0'(0)>0$; positivity away from zero follows from \eqref{center:q-properties}. For $W$, the term $Pq\mathcal YG$ has a positive lower bound of this size because $\tau\le e^{L-20}$ and $\lambda\ge e^{3L}$. Divide the vertical and cross curvature blocks by $|z|^4$ and $|z|^2$, respectively, on changing from logarithmic to affine fiber coordinates. The retained vertical and cross reserves are then at least $c_Ee^L$ and $c_Ee^L/H$. The horizontal reserve $c\lambda/H$ also dominates $ce^L/H$. The metric has the same smallest scale, so its inverse is bounded by $C_EH/e^L$.
316
+
317
+ Undoing the exponentiated tilt changes the affine fiber variable by $z\mapsto e^{\theta(s)}z$, where $\theta(s_0)=0$ and its coefficients are bounded by old twist derivatives. Since $|z|$ is bounded, the differential and its inverse, and the needed higher jets, have old-data bounds independent of $L,\lambda,H$. This preserves the indicated rank-two lower margin up to old-data constants. The connections in these coordinates are bounded: the logarithmic entry transforms to
318
+ \[
319
+ (P_\tau-1)/z=O_E(|z|),
320
+ \]
321
+ and the spatial-fiber entry is bounded by
322
+ \[
323
+ |P\mathcal Nh^{-1}|/|z|
324
+ \le C_E\tau/(\lambda|z|)\le C_E|z|,
325
+ \]
326
+ using $\lambda\ge e^L$. The pure vertical-to-spatial entry vanishes before the bounded tilt is undone. The remaining spatial entries are bounded by the radial jet estimates.
327
+
328
+ In this affine frame the moving smooth argument, before applying the fixed smooth radial function, is
329
+ \begin{equation}\label{center:affine-argument}
330
+ \left|z-\frac{\zeta(s)-\zeta(s_0)}{R_0(s_0)}\right|^2
331
+ e^{\psi(s)-\psi(s_0)}.
332
+ \end{equation}
333
+ Its difference from the frozen argument has jets through order four bounded by $C/(HR_0)$, including at $z=0$, by \eqref{center:zeta-jets}. Therefore the potential jets change by at most $Ce^L/(HR_0)$. The inverse metric and bounded connection estimates give a curvature error at most
334
+ \begin{equation}\label{center:inner-error}
335
+ C\frac{e^L}{H}\left(R_0^{-1}+R_0^{-2}\right).
336
+ \end{equation}
337
+ By \eqref{center:width-bounds}, this is a small fraction of the $e^L/H$ reserve for $L$ sufficiently large, independently of the later choices of $\lambda,H$. The metric error is small by the same estimate. Smoothness includes the axis, so no limiting logarithmic-coordinate assertion is being used at a singular coordinate point.
338
+
339
+ We have proved that the moving-center metric remains, say, at least half the frozen-center metric and that its real sectional curvature is nonpositive. Its spatial projection bound is therefore inherited from the frozen Schur bound $h\ge cV$.
340
+
341
+ \begin{proof}[Completion of Proposition~\ref{center:change}]
342
+ Choose $d_0$ to dominate the absolute spin constants in the interpolation estimate, and choose $K_0$ so that $K_0/4-d_0/2>K_0/9$ and $K_0/9>10$. The latter explicit exponent is larger than the exponent $8$ in \eqref{center:outer-curvature-error}. For fixed old data and $E$, choose $L$ sufficiently large for \eqref{center:width-bounds} and for the moving-center metric and curvature errors to be less than the retained reserves. Next compute the finite constants $C_f$ for both switches and choose $\lambda$ and then $H$ according to \eqref{center:target-order}, with the larger thresholds needed in Lemma~\ref{center:interpolation}. This is the required noncircular order of choices.
343
+
344
+ Perform the forward switch with constant old center, the center interpolation with frozen profile $q_1$ and offset, and finally the reverse switch with constant new center. Lemma~\ref{center:interpolation} controls the two switches and the preceding argument controls the actual center motion. The cutoffs are flat-ended, so all joins are smooth. At the end the profile is $q_0$, the center is the prescribed new constant, and the added offset is $w^+(1)+w^-(1)\ge0$. All profiles are at least one, have smooth left endpoints with value one, and have normalized primitives tending to infinity on the right; thus they define smooth fiber potentials for all affine fiber values throughout. The spatial projection bound follows on each part, with a fixed fractional loss during the center motion. No bound on the final constant offset is required or asserted.
345
+ \end{proof}
preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/08-assembly.tex ADDED
@@ -0,0 +1,1102 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Assembly of the complete base}\label{sec:assembly}\label{assembly:section}
2
+
3
+ The local estimates are now available. We must realize infinitely many
4
+ analytic tests with one finite spatial dimension, preserve the earlier
5
+ tests when adding later wells, and obtain a complete global metric.
6
+ We choose the spatial data and join the local regimes. All tensor and
7
+ fixed-order derivative estimates in this section use operator or
8
+ multilinear norms in fixed affine coordinates. In particular, their
9
+ leading exponents do not include a trace over the spatial dimension.
10
+
11
+ \begin{proposition}\label{assembly:base}
12
+ For some fixed finite integer $n$, there is a smooth strictly
13
+ plurisubharmonic potential $\ell$ on $\mathbb C^n\times\mathbb C$
14
+ whose K\"ahler metric is complete and has nonpositive real sectional
15
+ curvature. The potential satisfies every hypothesis of
16
+ Proposition~\ref{grid:criterion}, for a countable dense set of centers
17
+ in the unit disk and every spatial Taylor order. Thus all bounded
18
+ holomorphic functions on its half-plane tube are constant.
19
+ \end{proposition}
20
+
21
+ At each spatial point the fiber potential is recovered from
22
+ \[
23
+ F(\log\tau,s)=\log|y-\zeta(s)|^2+\psi(s)
24
+ \]
25
+ with the left normalization of Section~\ref{sec:fiber}. The radial
26
+ function $B$ supplies the spatial metric. The twist $\psi$ starts with
27
+ a radial background $\Psi$: polynomial wells make selected fibers wide,
28
+ and additional radial plurisubharmonic terms control the derivatives
29
+ of the severity. A term
30
+ $\operatorname{Re}(c_{\rm sh}(s)(y-\zeta(s)))$ prescribes the sheared
31
+ disk directions. We choose these data in increasing spatial radius.
32
+ The polynomial wells are the only later additions that extend into
33
+ earlier regions, so their inward tails must be reserved in advance.
34
+
35
+ The proof occupies this section. A cycle starts on a capped spatial
36
+ interval, raises the severity, performs one test, and raises severity
37
+ again on a post-test ramp. At constant severity it then accelerates the
38
+ spatial metric, enters the aligned regimes, changes center, and restores
39
+ the spatial parameters. Finally it increases severity while the
40
+ normalized spatial geometry is fixed, until the severity can pay for
41
+ the next capped interval.
42
+ \input{figures/stage-clock}
43
+
44
+ We retain the radial notation of Lemma~\ref{radial:odes}:
45
+ \[
46
+ \begin{gathered}
47
+ t=|s|^2,\quad \nu=\log t,\quad a=B'(t),\quad u_s=\log a,\\
48
+ Y=\frac{du_s}{d\nu},\quad a_\psi=\Psi'(t)=a/\lambda,\quad
49
+ H=\frac{Y}{ta_\psi},\quad p=\frac{d\log a_\psi}{du_s}.
50
+ \end{gathered}
51
+ \]
52
+ Here $H$ is a scalar; the polynomial system below is denoted by
53
+ $\mathcal H$. The evolution equations are
54
+ \begin{align}
55
+ \frac{dY}{du_s}&=\kappa(1+Y),&
56
+ \frac{d\nu}{du_s}&=Y^{-1},&
57
+ \frac{d\log\lambda}{du_s}&=1-p,\label{assembly:clocks}\\
58
+ \frac{d\Psi}{du_s}&=H^{-1},&
59
+ \frac{d\log H}{du_s}
60
+ &=\kappa(1+Y^{-1})-p-Y^{-1}.
61
+ \label{assembly:H-clock}
62
+ \end{align}
63
+ The admissibility and derivative conditions on $\kappa,p$ in the radial
64
+ lemmas will always be imposed.
65
+
66
+ \subsection{Wells and the order of constants}
67
+
68
+ Fix a sequence $(\zeta_j,h_j)$ in which every pair from a fixed countable
69
+ dense subset of $\{|y|<1\}$ and $\mathbb Z_{\geq0}$ occurs infinitely
70
+ often. The parameters of a test will be
71
+ \begin{equation}\label{assembly:test-parameters}
72
+ E_*=B_*c,\qquad \eta=e^{-c},\qquad
73
+ N=\lfloor e^{\gamma E_*}\rfloor,\qquad
74
+ l=\frac N2\log(t/R^2),\qquad S=Re^{c/N}.
75
+ \end{equation}
76
+ The constants $B_*,\gamma$ are fixed below. At each stage $R$ is fixed
77
+ before $c$. For a degree-$N$ system $(\mathcal H,p_N)$ from
78
+ Lemma~\ref{grid:polynomials}, define
79
+ \begin{equation}\label{assembly:well}
80
+ W_j(s)=d\log
81
+ \frac{|\mathcal H(s/R)|^2+|p_N(s/R)-1|^2+e^{-2c}}
82
+ {1+e^{-2c}}.
83
+ \end{equation}
84
+ The polynomial $p_N$ is unrelated to the radial control $p$.
85
+ The logarithmic sum-of-squares formula shows that $W_j$ is smooth
86
+ and plurisubharmonic.
87
+
88
+ \begin{lemma}\label{assembly:well-bounds}
89
+ There is an absolute exponent $C_{\rm pol}$ such that, for $t\geq1$
90
+ and $1\leq r\leq4$,
91
+ \begin{equation}\label{assembly:well-raw}
92
+ |\partial^{[r]}W_j|
93
+ \leq C(n,d)\exp\{C_{\rm pol}(\max(l,0)+c+\log N)\}.
94
+ \end{equation}
95
+ There is a constant $L_n<\infty$ such that, after increasing the degree
96
+ threshold,
97
+ \begin{equation}\label{assembly:well-tail}
98
+ |\partial^{[r]}W_j|\leq N^{L_n}
99
+ \qquad(1\leq r\leq4,\ l\geq L_n\log N).
100
+ \end{equation}
101
+ Both statements hold throughout the indicated outer ranges.
102
+ \end{lemma}
103
+
104
+ \begin{proof}
105
+ Homogeneity and the spherical upper bound give
106
+ $|(\mathcal H,p_N)(s/R)|\leq Ne^l$. Cauchy estimates at scale
107
+ $c_0\sqrt t/N$ bound its derivatives of order at most four by this
108
+ quantity times a fixed power of $N$, since $t\geq1$. In a differentiated
109
+ logarithm there are only a fixed number of factors and denominator
110
+ powers; the denominator in \eqref{assembly:well} is at least $e^{-2c}$.
111
+ This proves \eqref{assembly:well-raw} with an absolute exponent;
112
+ fixed-dimensional constants and $d$ affect only its prefactor.
113
+
114
+ The spherical lower bound also gives
115
+ $|(\mathcal H,p_N)(s/R)|\geq e^lN^{-C_n}$. Once $l$ exceeds a sufficiently
116
+ large multiple of $\log N$, subtraction of $(0,1)$ leaves norm at least
117
+ $e^lN^{-C_n}/2$. The factors $e^l$ in derivatives of the logarithm can
118
+ then be canceled. The remaining costs are fixed powers of $N$, with
119
+ exponents depending on the already fixed $n$. Increase $L_n$ to pay
120
+ them and the degree threshold to pay the prefactor.
121
+ \end{proof}
122
+
123
+ For each stage we also introduce smooth nonnegative radial
124
+ plurisubharmonic functions $Z_{j,\rm in}$ and $Z_{j,\rm out}$. They
125
+ vanish before their stage and eventually become affine nondecreasing
126
+ functions of $\nu$. The center changes add offsets that vanish before
127
+ their change interval and are constant afterwards. We seek the final
128
+ twist in the form
129
+ \begin{equation}\label{assembly:twist}
130
+ \psi=\Psi+\sum_j W_j+\sum_j(Z_{j,\rm in}+Z_{j,\rm out})
131
+ +\text{center-change offsets}.
132
+ \end{equation}
133
+ The center is constant except on its change intervals. There is one
134
+ fiber profile at each spatial point: it is $q_0(x,E(s))$ except during
135
+ the coordinated switches of Proposition~\ref{center:change}.
136
+ Shears occur only in the disjoint test collars. The recursion below
137
+ will make the well sum converge smoothly on compact spatial sets;
138
+ the other added terms are locally finite.
139
+
140
+ The constants must provide the three outputs of
141
+ Proposition~\ref{grid:criterion}: a fixed-height spatial ball, small
142
+ unsheared disks on its boundary, and large prescribed sheared disks at
143
+ the nodes. Their exponents determine $k$ and hence the dimension.
144
+ Accordingly we first choose all geometric constants independently of
145
+ $n$, and only then use stagewise size choices to pay dimensional
146
+ prefactors.
147
+
148
+ We give the full order of choices. First choose the profile constants,
149
+ including $d_0,K_0$ for the center change, then $\epsilon,\mu$ for
150
+ Proposition~\ref{quiet:profile}, the shear exponent in
151
+ Proposition~\ref{quiet:shear}, and the tolerance $\delta$ for
152
+ Proposition~\ref{radial:aligned}. These choices are independent of $n$.
153
+ Use control transitions whose first two derivatives in $\log Y$ have
154
+ absolute bounds. Let $C_{\rm rad}$ dominate the absolute exponents
155
+ needed for radial raw jets through order four. Choose
156
+ \begin{equation}\label{assembly:first-constants}
157
+ \epsilon_1\ll\epsilon/(1+C_{\rm rad}),\qquad
158
+ C_\uparrow\gg(1+C_{\rm rad})/\epsilon.
159
+ \end{equation}
160
+ Choose next
161
+ \begin{equation}\label{assembly:second-constants}
162
+ m_z\geq10(C_{\rm pol}+1),\qquad
163
+ B_*\geq\frac{C_*(1+m_z+C_{\rm pol}+C_{\rm rad})}{\epsilon_1},
164
+ \end{equation}
165
+ where the absolute $C_*$ is large enough for the finitely many raw
166
+ exponent comparisons below. Choose $C_s$ larger than the quiet shear
167
+ severity exponent, and $C_w$ large enough to pay the shell loss and
168
+ four derivatives of its cutoffs; $C_w>5k_*+20$ suffices for these latter
169
+ costs after increasing the other fixed constants if necessary. Here
170
+ $k_*$ is the absolute separation exponent of the polynomial grids.
171
+ Choose
172
+ \begin{equation}\label{assembly:gamma-kb}
173
+ 0<\gamma\ll\epsilon_1,\qquad
174
+ \gamma B_*\leq\min\{.005,(8C_w)^{-1}\},\qquad
175
+ k_b>\max\{8/\gamma,100/\epsilon\}.
176
+ \end{equation}
177
+ Choose $M_b$ sufficiently large for the ratios in
178
+ Lemma~\ref{assembly:quiet-check}, and then $\sigma>0$ sufficiently small
179
+ for that lemma and Lemma~\ref{assembly:reset}. These are choices made
180
+ from fixed constants; in particular
181
+ $\sigma M_bk_b^2\ll1$, and $\sigma$ pays all quiet smallness requirements
182
+ involving $C_\uparrow$. Severity thresholds can depend on $\sigma$.
183
+ Finally take
184
+ \begin{equation}\label{assembly:depth}
185
+ d\geq8(M_bk_b+C_s+1)B_*.
186
+ \end{equation}
187
+ All constants so far are independent of dimension.
188
+
189
+ Set
190
+ \begin{equation}\label{assembly:test-exponents}
191
+ m_0=d/2,\qquad p_0=2d,\qquad
192
+ p_1=C_sB_*+C_wd\gamma B_*.
193
+ \end{equation}
194
+ Then $p_1\leq d/4<m_0$. Choose an integer $k$ with
195
+ $.99k>p_0+p_1+1$, and only now fix a finite $n$ sufficiently large that
196
+ \begin{equation}\label{assembly:dimension}
197
+ \sum_{r=1}^{k-1}\frac{r^{n-1}}{(n-1)!}<.01.
198
+ \end{equation}
199
+ Such a finite $n$ exists because $k$ is fixed. The constants $C_n,L_n$
200
+ and all dimensional prefactors will be paid by the stagewise choice
201
+ of large $c$; they do not change \eqref{assembly:test-exponents}.
202
+
203
+ \subsection{Recursive convention and capped intervals}
204
+
205
+ Every estimate for an already configured region is made with an
206
+ additional allowance of one for the absolute value and spatial
207
+ jets through order four of all future wells. Let $\nu_j^{\rm sat}$
208
+ denote the designated endpoint of severity saturation at stage $j$,
209
+ and let
210
+ \[
211
+ K_j=\{s:|s|^2\leq e^{\nu_j^{\rm sat}}\}
212
+ \]
213
+ be the entire inner spatial ball ending there. The testing annulus lies
214
+ beyond this ball. At stage $j$ we impose
215
+ \begin{equation}\label{assembly:diagonal}
216
+ \sup_{s\in K_j}|\partial^{[r]}W_j(s)|\leq2^{-j},
217
+ \qquad 0\leq r\leq j+4.
218
+ \end{equation}
219
+ Each new trigger begins beyond every completed stage, so every already
220
+ configured region lies in every later $K_j$. The omitted well sum
221
+ therefore has absolute value and spatial jets through order four
222
+ bounded by $\sum_j2^{-j}\leq1$ there. Its Hessian is also positive
223
+ semidefinite. Feasibility is proved below. This convention reserves the
224
+ entire future allowance before selecting any future coefficients. We apply
225
+ the local all-fiber lemmas to the final twist with these allowances;
226
+ we do not infer a uniform curvature statement from small perturbations
227
+ on compact subsets of the total space.
228
+
229
+ Initially put
230
+ \begin{equation}\label{assembly:initial-data}
231
+ a=a_\psi=a_{\rm init}e^t,\quad Y=t,\quad
232
+ \lambda=p=1,\quad\kappa=(1+Y)^{-1},
233
+ \end{equation}
234
+ with $a_{\rm init}$ so large that $H\leq\sigma$, and choose $B,\Psi$
235
+ with equal initial constants. Up to a positive scale and an additive
236
+ constant, this initial spatial potential is the exponential radial
237
+ example of \citet[Section~3]{Seshadri2006}. Take center $\zeta_1$ and a constant
238
+ severity sufficiently large for the initial compact region and the
239
+ tail allowance. The radial curvature formula is strictly positive
240
+ on nonzero rank-two Hermitian tests at $t=0$, by its limit or by
241
+ direct differentiation of $a_{\rm init}e^t$. Thus the quiet criterion
242
+ also applies at the spatial origin.
243
+
244
+ Before every trigger the radial data will have the form
245
+ \begin{equation}\label{assembly:cap}
246
+ \lambda=p=1,\qquad
247
+ \kappa=\frac{C_\kappa}{1+Y},\qquad
248
+ 1\leq C_\kappa\leq1+Y,\qquad H\leq\sigma,
249
+ \end{equation}
250
+ with $C_\kappa$ constant on that interval. Then
251
+ $dY/d\nu=C_\kappa Y$, so the cap can be continued through any
252
+ prescribed finite interval of $\nu$ without a pole. All previously
253
+ generated nonradial twist terms have bounded positive-order Euclidean
254
+ jets on the entire outer range: use \eqref{assembly:well-tail} and
255
+ the affine $Z$ tails. Hence a cap can also be continued until
256
+ $a=e^{u_s}$ dominates any prescribed bound for those old jets.
257
+
258
+ Choose the next trigger start $\nu_B$ with
259
+ $Y_B=Y(\nu_B)\gg C_\kappa$, $e^{\nu_B}\geq1$, and severity constant
260
+ there at a value satisfying
261
+ \begin{equation}\label{assembly:trigger-initial}
262
+ E_0\geq C_\uparrow u_s(\nu_B).
263
+ \end{equation}
264
+ The reset below provides this inequality and any additional fixed
265
+ threshold. Put
266
+ \begin{equation}\label{assembly:trigger-radius}
267
+ \xi=Y_B(\nu-\nu_B),\qquad
268
+ \nu_*=\nu_B+Y_B^{-1},\qquad R=e^{\nu_*/2}.
269
+ \end{equation}
270
+ These data precede the choice of $c$. Retain the capped radial data
271
+ through
272
+ \begin{equation}\label{assembly:post-length}
273
+ l=T_*+4,\qquad T_*=10\{c+(1+L_n)\log N\}.
274
+ \end{equation}
275
+ For large $c$ this lies inside $\nu\leq\nu_B+2/Y_B$, since
276
+ $(T_*+4)/N\to0$. Throughout this fixed continuation
277
+ $Y\asymp Y_B$ and $u_s=u_s(\nu_B)+O(1)$, with constants allowed
278
+ to depend on the already fixed cap data.
279
+
280
+ \begin{lemma}\label{assembly:height}
281
+ Before choosing $c$ at stage $j$, one can fix $D_j\geq j$ such that,
282
+ for every sufficiently large permitted $c$ and every final choice of
283
+ the reserved tails,
284
+ \begin{equation}\label{assembly:height-bound}
285
+ \ell(s,\zeta_j)\leq D_j-2\qquad(|s|\leq Re^{c/N}).
286
+ \end{equation}
287
+ \end{lemma}
288
+
289
+ \begin{proof}
290
+ On the spatial region following the previous center-change interval,
291
+ the center is $\zeta_j$ and $\ell(s,\zeta_j)=B(s)$, including on shear
292
+ supports. The same identity holds on the initial cap at the first
293
+ stage. Thus the bound there follows from the fixed cap continuation
294
+ up to $\nu_B+2/Y_B$.
295
+ The earlier spatial region is a fixed compact set $K$ with already
296
+ chosen profiles and centers; future stages do not change $q(x,s)$
297
+ on $K$. The reservation gives $|\psi-\psi_{\rm old}|\leq1$ there,
298
+ including the current and all later wells. Both centers are in the unit disk, so
299
+ $|\zeta_j-\zeta(s)|\leq2$. Choose
300
+ $A>\log4+\sup_K\psi_{\rm old}+1$.
301
+ For each $s\in K$, $F(x,s)\to\infty$ as $x\to\infty$.
302
+ Continuity, a finite cover, and monotonicity in $x$ give a common
303
+ finite $X$ with $F(X,s)>A$ on $K$. Inverting the fiber relation
304
+ therefore gives $\tau\leq e^X$. Since $q\geq1$, the radial potential
305
+ is bounded by $\sup_K B+e^X$; the fixed shear adds at most
306
+ $2\sup_K|c_{\rm sh}|$. At center coincidences this argument is
307
+ understood by the smooth limit $\tau=0$. These bounds are independent
308
+ of $c$ and of the future wells. Add two and increase to at least $j$.
309
+ \end{proof}
310
+
311
+ We always require
312
+ \begin{equation}\label{assembly:height-rate}
313
+ c\geq j(D_j+1)
314
+ \end{equation}
315
+ in addition to the finitely many current thresholds. Thus $D_j\to\infty$
316
+ and $D_j/c_j\to0$.
317
+
318
+ \subsection{The severity trigger}
319
+
320
+ Choose a smooth convex nondecreasing $h_b$ on $(-\infty,1)$, zero
321
+ for $\xi\leq0$, equal to $-\log(1-\xi)$ up to an affine function near
322
+ $1$. To construct it, cut on the nonnegative second derivative
323
+ $(1-\xi)^{-2}$ smoothly and integrate twice from zero.
324
+ Use
325
+ \begin{equation}\label{assembly:trigger}
326
+ E=E_0+k_bh_b(\xi),\qquad Z_{j,\rm in}=M_bk_b^2h_b(\xi)
327
+ \end{equation}
328
+ until severity is near $E_*$. Smoothly saturate $E$ at $E_*$ over
329
+ a unit interval of its argument, so that $E=E_*$ by
330
+ $k_bh_b=E_*-E_0+1$. Derivatives of the saturation function in that
331
+ argument are bounded. Keep the unsaturated convex $Z_{j,\rm in}$
332
+ slightly longer, and once $k_bh_b\geq E_*-E_0+2$, cut off its
333
+ second derivative nonnegatively over half the remaining gap to
334
+ $\xi=1$. Continue it affinely in $\nu$ thereafter. This is a smooth
335
+ convex nondecreasing function. Such a function of $\log|s|^2$,
336
+ zero near the origin, is a smooth radial plurisubharmonic function:
337
+ its transverse and radial Hessian entries are its first and second
338
+ $\nu$ derivatives divided by $t$.
339
+
340
+ Near this cutoff the gap $1-\xi$ is comparable, with fixed stagewise
341
+ factors, to $e^{-(E_*-E_0)/k_b}$. The final slope is bounded by
342
+ \begin{equation}\label{assembly:trigger-slope}
343
+ C M_bk_b^2Y_Be^{(E_*-E_0)/k_b}.
344
+ \end{equation}
345
+ The value there is $M_bk_b(E_*-E_0+O(1+k_b))$. Multiplication
346
+ of \eqref{assembly:trigger-slope} by the remaining gap to $\nu_*$
347
+ costs only a fixed $O(M_bk_b^2)$, and its product with $4c/N$
348
+ tends to zero. Thus for large $c$,
349
+ \begin{equation}\label{assembly:trigger-value}
350
+ Z_{j,\rm in}\leq2M_bk_bE_*\qquad(|l|\leq2c).
351
+ \end{equation}
352
+ Through saturation, its derivatives and those of $E$ through order
353
+ four have bounds given by fixed prefactors times
354
+ $(1+Y_B)^4 e^{4(E-E_0)/k_b}$.
355
+ The bound with $E_*$ also holds for positive-order derivatives of
356
+ the affine tail.
357
+
358
+ The well satisfies \eqref{assembly:diagonal} after increasing $c$.
359
+ Indeed throughout severity saturation,
360
+ \begin{equation}\label{assembly:activation-gap}
361
+ l\leq-C(Y_B,E_0)N e^{-E_*/k_b}.
362
+ \end{equation}
363
+ The absolute value on the right grows exponentially in $E_*$,
364
+ because $\log N\sim\gamma E_*$ and $\gamma>4/k_b$.
365
+ Homogeneity makes the polynomial evaluations on the whole inner
366
+ ball exponentially small in this quantity. Cauchy on a collar
367
+ of scale $R/N$ gives the same conclusion for any fixed derivative
368
+ order, with only powers of $N$ as further costs. The logarithm in
369
+ \eqref{assembly:well} is then close to zero with all these
370
+ derivatives. We can therefore enforce the bound $2^{-j}$ for its
371
+ value and derivatives through order $j+4$. This decay pays all
372
+ fixed exponential-in-$c$ costs needed at stage $j$.
373
+
374
+ \begin{lemma}\label{assembly:quiet-check}
375
+ The trigger satisfies the hypotheses of
376
+ Proposition~\ref{quiet:profile}, uniformly for every $\tau\geq0$.
377
+ After saturation the same criterion applies through $l=4c$, including
378
+ the initial part of the post-test term defined below.
379
+ \end{lemma}
380
+
381
+ \begin{proof}
382
+ For raw estimates use Euclidean axes. Here $t\geq1$, $Y\asymp Y_B$,
383
+ and $\log Y_B\leq C u_s(\nu_B)$; the last estimate follows by
384
+ integrating $d\log Y/du_s=\kappa(1+Y^{-1})\leq2.2$ for $Y\geq1$.
385
+ Differentiation of $a'=aY/t$ bounds the required radial metric jets
386
+ by $e^{C_{\rm rad}u_s}$. Their inverses cost no more. The radial
387
+ curvature estimate gives
388
+ \begin{equation}\label{assembly:euclidean-curvature}
389
+ C^V(T,T)\geq c\kappa H|T|_V^2
390
+ \geq c(a/t)|T|^2,
391
+ \end{equation}
392
+ since $V\geq aI$ and
393
+ $\kappa H=C_\kappa Y/((1+Y)ta)\geq c/(ta)$.
394
+ The initial severity pays these bounds, the old data and the future
395
+ allowance. The trigger cost $e^{4E/k_b}$ fits the quiet raw exponent.
396
+ The current well is small before saturation. Also $G\geq V$, since
397
+ all nonconstant extra twist terms in this interval are
398
+ plurisubharmonic.
399
+
400
+ For the covariant condition, write
401
+ \[
402
+ \mathcal B(\nu)=B(e^\nu),\qquad
403
+ \mathcal U(\nu)=\Psi(e^\nu)+Z_{j,\rm in}(e^\nu),
404
+ \]
405
+ and use primes for $\nu$ derivatives within this proof. On the
406
+ severity-varying interval,
407
+ \begin{align}
408
+ \frac{\mathcal U''}{\mathcal U'},\
409
+ \frac{|\mathcal U'''|}{\mathcal U''},\
410
+ \frac{\mathcal B''}{\mathcal B'},\
411
+ \frac{|\mathcal B'''|}{\mathcal B''}
412
+ &\leq C\sqrt{\mathcal U''},
413
+ \label{assembly:connection-ratios}\\
414
+ \frac{|E'|}{\mathcal U'},\
415
+ \frac{|E'|}{\sqrt{\mathcal U''}},\
416
+ \frac{|E''|}{\mathcal U''},\
417
+ \frac{|E'''|}{(\mathcal U'')^{3/2}}
418
+ &\leq\varepsilon_b,
419
+ \label{assembly:small-ratios}
420
+ \end{align}
421
+ where $\varepsilon_b$ can be made as small as required.
422
+ Away from the pole, $h_b$ and its relevant derivatives are bounded,
423
+ whereas
424
+ $\mathcal B'=Y/H$ and $\mathcal B''=Y(1+Y)/H$.
425
+ The choice $\sigma M_bk_b^2\ll1$ makes these background terms
426
+ dominate. Near the pole let $D_b=Y_B/(1-\xi)$. Then
427
+ \[
428
+ Z_{j,\rm in}'\asymp M_bk_b^2D_b,\quad
429
+ Z_{j,\rm in}''\asymp M_bk_b^2D_b^2,\quad
430
+ |Z_{j,\rm in}'''|\leq C M_bk_b^2D_b^3,
431
+ \]
432
+ and $|E^{(r)}|\leq Ck_b^rD_b^r$ for $1\leq r\leq3$, including
433
+ saturation. These prove \eqref{assembly:connection-ratios} and
434
+ make \eqref{assembly:small-ratios} small by first enlarging $M_b$
435
+ and then decreasing $\sigma$. The fixed intervening interval of
436
+ $\xi$ is covered by the first estimates. We also have
437
+ $\mathcal U''\geq1$.
438
+
439
+ At fixed $\tau$, the radial part of the Schur metric is the Hessian of
440
+ \[
441
+ J_h=\mathcal B+\tau(\mathcal U-\bar F(x,E)),
442
+ \]
443
+ where the bar denotes averaging from zero to $\tau$ in the $\tau$
444
+ variable. Bounded severity derivatives of $\bar F$ and
445
+ \eqref{assembly:small-ratios} show that the first two derivatives
446
+ of $\mathcal U-\bar F$ are positively comparable with those of
447
+ $\mathcal U$ and its third derivative is bounded by
448
+ $C(\mathcal U'')^{3/2}$.
449
+ Use affine axes normalized by the Hessian of $\mathcal U$, with
450
+ radial radius $\sqrt{t/\mathcal U''}$ and transverse radii
451
+ $\sqrt{t/\mathcal U'}$.
452
+ At a radial point, the only nonzero holomorphic connection types
453
+ for a radial Hessian metric are radial--radial to radial and
454
+ radial--transverse to transverse. Differentiation gives the bounds
455
+ \begin{equation}\label{assembly:connection-exact}
456
+ \frac{|J_h'''/J_h''-1|}{\sqrt{\mathcal U''}},
457
+ \qquad
458
+ \frac{|J_h''/J_h'-1|}{\sqrt{\mathcal U''}}.
459
+ \end{equation}
460
+ They are bounded by \eqref{assembly:connection-ratios}. No estimate
461
+ of a radial/transverse condition number is used.
462
+
463
+ Write the remaining Hessian as $\tau G_e$, with $G_e\geq0$.
464
+ Its size and first jets in these axes are bounded: old Euclidean
465
+ bounds are dominated by the large initial $a$, and the current
466
+ and future wells have the reserved absolute bounds. The normalizing
467
+ radii are at most $a^{-1/2}$ because this background is at least
468
+ $V\geq aI$. If $h_r$ denotes the radial Schur metric, the exact
469
+ connection difference is, with the usual index placement,
470
+ \begin{equation}\label{assembly:connection-perturbation}
471
+ \Gamma^h-\Gamma^{h_r}
472
+ =\tau(\partial G_e-\Gamma^{h_r}G_e)(h_r+\tau G_e)^{-1}.
473
+ \end{equation}
474
+ Since $h_r\geq c\tau I$, $\tau h^{-1}$ is uniformly bounded for
475
+ all $\tau>0$. Thus the full connection is uniformly bounded as well.
476
+
477
+ In these axes the first derivative of $E$ has norm
478
+ $|E'|/\sqrt{\mathcal U''}$; the complex Hessian entries are bounded
479
+ by $|E'|/\mathcal U'$ and $|E''|/\mathcal U''$, and the only pure
480
+ second derivative has size $|E''-E'|/\mathcal U''$.
481
+ Consequently subtracting the connection times the first derivative
482
+ gives a small $\nabla_h^{2,0}E$. Since the actual $G$ is at least the
483
+ normalizing background, the same smallness holds in $G$ units.
484
+ This proves all quiet smallness conditions uniformly in $\tau$.
485
+
486
+ After saturation, severity derivatives vanish. Through $l=4c$ the
487
+ well's raw costs are bounded by $e^{C(c+\log N)}$; the post term
488
+ below has cost at most a fixed multiple of $N^4e^{2m_zc}$.
489
+ Both fit $\epsilon E_*$ by \eqref{assembly:second-constants}, while
490
+ the inverse and radial curvature estimates persist.
491
+ \end{proof}
492
+
493
+ \subsection{Testing disks and the post ramp}
494
+
495
+ Choose $c$ sufficiently large that the degree in
496
+ \eqref{assembly:test-parameters} meets the grid accuracy required for
497
+ $h_j$, and $N>h_j$. At every good lift $v$, use a smooth cutoff
498
+ supported in $|s-Rv|<2RN^{-k_*}$ and equal to one on
499
+ $|s-Rv|\leq RN^{-k_*}$. Assign on the inner ball
500
+ \begin{equation}\label{assembly:shear-amplitude}
501
+ c_{\rm sh}=\alpha b_v,\qquad
502
+ \alpha=\exp(-C_sE_*-C_wd\log N),
503
+ \end{equation}
504
+ and multiply by the cutoff in the collar. The phases have modulus
505
+ one, are independently assignable by projective direction, and
506
+ repeat on every lift of that direction. The outer balls are disjoint.
507
+ A cutoff $\chi(|s-Rv|^2/(RN^{-k_*})^2)$ has fixed-order multilinear
508
+ derivative bound $C_r(RN^{-k_*})^{-r}$ with absolute $C_r$.
509
+ At most one contributes at any point, so there is no factor for
510
+ the number of nodes or dimension.
511
+
512
+ On the derivative supports, the shell estimate gives
513
+ \begin{equation}\label{assembly:shear-lower}
514
+ \psi\geq-2d(k_*+11)\log N-C_{\rm old}.
515
+ \end{equation}
516
+ Old values are bounded on the fixed cap continuation, future values
517
+ have the allowance, and the trigger term is nonnegative.
518
+ These balls have $|l|\leq\log N+1$ and lie beyond severity
519
+ saturation. First and pure second derivatives of $\psi$ also fit
520
+ the quiet raw bounds; the extra background first-derivative cost
521
+ is at most $a\sqrt t$. The constants $C_s,C_w$ pay respectively
522
+ the severity exponent of Proposition~\ref{quiet:shear} and half the
523
+ loss \eqref{assembly:shear-lower} together with the four cutoff
524
+ derivatives. Large $c$ pays fixed old factors. Thus that proposition
525
+ applies for all fiber radii with metric comparison loss at most
526
+ $1/2$. Where a shear coefficient is constant, its potential term
527
+ is pluriharmonic.
528
+
529
+ At a node the new well is $-2dc+O(1)$; on $|s|=S$ it is at most
530
+ $2d(c+\log N)+O_d(1)$. All other values on the fixed continuation
531
+ are bounded independently of $c$, except the trigger term.
532
+ The post term is still zero. Hence
533
+ \begin{align}
534
+ \psi_{\rm node}&\leq-2dc+2M_bk_bB_*c+C_{\rm old},
535
+ \label{assembly:node-twist}\\
536
+ \psi_{\rm sphere}&\leq2d(c+\log N)+2M_bk_bB_*c+C_{\rm old,d}.
537
+ \label{assembly:sphere-twist}
538
+ \end{align}
539
+ For a small fixed profile-dependent $c_0>0$, the disk
540
+ \begin{equation}\label{assembly:fiber-disk}
541
+ |y-\zeta_j|<c_0e^{-(\psi+E_*)/2}
542
+ \end{equation}
543
+ has $\tau\leq e^{-E_*}$ and radial potential increment at most one.
544
+ Indeed, by the axis estimates in Lemma~\ref{quiet:scalar}, at
545
+ $\tau=e^{-E_*}$ the normalized relation gives $F=-E_*+O(1)$ uniformly: integrate $1/q-1=O(e^{E_*}\tau)$
546
+ up to that value of $\tau$. Monotonicity proves the disk assertion.
547
+
548
+ At a node the holomorphic shear
549
+ $w\mapsto w+i\alpha b_v(y-\zeta_j)$ has imaginary increment
550
+ $\operatorname{Re}(\alpha b_v(y-\zeta_j))$, exactly the added
551
+ potential. Writing $z=y-\zeta_j$, the clearance on the disk
552
+ \eqref{assembly:fiber-disk}, over any $w$ with
553
+ $\operatorname{Im}w=D_j$, is therefore
554
+ \[
555
+ \begin{split}
556
+ &\operatorname{Im}(w+i\alpha b_vz)
557
+ -\ell(Rv,\zeta_j+z)\\
558
+ &\qquad=D_j-\ell_{\rm rad}(Rv,\zeta_j+z)
559
+ \geq D_j-B(Rv)-1\geq1.
560
+ \end{split}
561
+ \]
562
+ The last inequality uses \eqref{assembly:height-bound} on the center
563
+ axis. Thus the shear consumes none of the height margin, and the
564
+ sheared disk lies in the tube. Its logarithmic radius is at least
565
+ \[
566
+ (d-M_bk_bB_*-B_*/2)c-C_{\rm old}
567
+ \geq(13d/16)c-C_{\rm old},
568
+ \]
569
+ which exceeds $m_0c$ for large $c$.
570
+ On the sphere there is no shear, and Cauchy's inequality on
571
+ \eqref{assembly:fiber-disk} bounds the transverse derivative
572
+ of a function of modulus at most one by
573
+ \[
574
+ \exp\{[d(1+\gamma B_*)+M_bk_bB_*+B_*/2]c+C_{\rm old,d}\}
575
+ \leq e^{p_0c}.
576
+ \]
577
+ Also $\alpha^{-1}\leq e^{p_1c}$.
578
+ These are precisely the constants \eqref{assembly:test-exponents},
579
+ with strict margins to absorb the prefactors.
580
+ Choose the phases supplied by Proposition~\ref{grid:criterion}.
581
+ All geometric estimates hold for arbitrary phases.
582
+
583
+ For the post ramp, add a smooth convex nondecreasing function
584
+ $Z_{j,\rm out}$ of $l$, zero through $2c$, and equal to
585
+ $e^{m_z(l-2c)}$ up to affine terms from $2c+2$ onward.
586
+ This is obtained by cutting on its positive second derivative and
587
+ integrating twice. Continue through $T_*+2$, then cut off that
588
+ second derivative nonnegatively so that the function is affine
589
+ after $T_*+3$. Independently turn on the severity slope $B_*$
590
+ in $l$ over $[4c,4c+1]$, and turn it off over
591
+ $[T_*,T_*+1]$. Write $E_{\rm post}$ for the final value.
592
+ For large $c$,
593
+ \begin{equation}\label{assembly:post-severity}
594
+ E\geq B_*(c+l)/10\quad(2c\leq l\leq T_*+4),\qquad
595
+ E_{\rm post}\geq B_*T_*/2.
596
+ \end{equation}
597
+
598
+ \begin{lemma}\label{assembly:post}
599
+ The quiet criterion holds throughout the post ramp.
600
+ Beyond $l=T_*+4$, the sum of all already generated additive twist
601
+ terms other than $\Psi$ and the constant offsets, and each such
602
+ term individually, has Euclidean positive-order jets through order
603
+ four bounded on the whole outer range by
604
+ \begin{equation}\label{assembly:outer-bound}
605
+ D_{\rm out}=\exp(\epsilon_1E_{\rm post}/3).
606
+ \end{equation}
607
+ \end{lemma}
608
+
609
+ \begin{proof}
610
+ Each derivative of a function of $l$ costs a fixed power of $N$.
611
+ Thus $Z_{j,\rm out}$ has positive-order bounds through order four
612
+ of size $C N^4e^{m_z\max(0,l-2c)}$. These and
613
+ \eqref{assembly:well-raw} fit the raw quiet exponent by
614
+ \eqref{assembly:second-constants} and \eqref{assembly:post-severity}.
615
+ Other radial and old-data bounds remain fixed on the cap
616
+ continuation. Through $l=4c$, severity is constant and the preceding
617
+ lemma applies.
618
+
619
+ Where severity varies, take $\mathcal U=\Psi+Z_{j,\rm out}$.
620
+ Before division by $t$, its transverse and radial Hessian entries
621
+ have sizes
622
+ \[
623
+ m_zN e^{m_z(l-2c)},\qquad
624
+ (m_zN)^2e^{m_z(l-2c)}.
625
+ \]
626
+ For $l\geq4c$, $m_z(l-2c)$ exceeds
627
+ $C_{\rm pol}(l+c+\log N)$ by a fixed positive multiple of $c+l$.
628
+ Thus this Hessian dominates the current well and its first
629
+ Hessian jets in normalized axes.
630
+ The affine $Z_{j,\rm in}$ tail has coefficient at most a fixed
631
+ factor times $e^{E_*/k_b}\ll N$; old terms and future tails are
632
+ covered as before. Moreover
633
+ $\mathcal U''/\mathcal U',|\mathcal U'''|/\mathcal U''\leq Cm_zN$,
634
+ while $\sqrt{\mathcal U''}\gtrsim
635
+ m_zN e^{m_z(l-2c)/2}$.
636
+ Severity derivatives of orders $r\leq3$ are at most $CB_*N^r$.
637
+ Thus the connection ratios hold and all severity ratios are small.
638
+ Equations~\eqref{assembly:connection-exact} and
639
+ \eqref{assembly:connection-perturbation} again prove the pure
640
+ Hessian condition uniformly for all $\tau$. Every extra Hessian
641
+ is positive semidefinite in this interval.
642
+
643
+ Past $T_*+4$ the new well satisfies \eqref{assembly:well-tail},
644
+ and the $Z$ terms are affine in $\nu$. Their positive-order
645
+ Euclidean jets are bounded on the entire outer range by their
646
+ endpoint bounds up to fixed constants. Their logarithmic costs
647
+ are at most
648
+ $C(1+m_z)T_*+4\log N+C_{\rm old}$ with an absolute $C$.
649
+ The absolute constant $C_*$ in \eqref{assembly:second-constants}
650
+ was chosen to pay this inequality too.
651
+ Equation~\eqref{assembly:post-severity} then implies
652
+ \eqref{assembly:outer-bound}, after increasing $c$ for the finite
653
+ sum of old bounds, the number of generated terms, and dimensional
654
+ prefactors. The dimension-dependent $L_n$
655
+ multiplies $T_*$ on both sides and changes no leading comparison.
656
+ \end{proof}
657
+
658
+ \subsection{Acceleration, center change, and reset}
659
+
660
+ At constant $E_{\rm post}$, increase $\kappa$ from the cap value
661
+ to $\kappa_*=1.08$ on a fixed-factor interval of $Y$ after
662
+ $l=T_*+4$, keeping $\lambda=p=1$. The transition can preserve
663
+ $Y\kappa_Y\geq-\kappa$: multiply the difference between the cap
664
+ value and $\kappa_*$ by a nondecreasing cutoff in $\log Y$.
665
+ The upward derivative only improves that inequality.
666
+ The $u_s$ increment is bounded in terms of the fixed prior $Y_B$,
667
+ independently of large $c$. Keep $\kappa=\kappa_*$ until
668
+ \begin{equation}\label{assembly:aligned-entry}
669
+ u_s=\epsilon_1E_{\rm post}.
670
+ \end{equation}
671
+ For large $c$ this endpoint lies after the transition and has
672
+ $H\geq\sigma$. Indeed, with $p=1$,
673
+ $d\log H/du_s=(\kappa_*-1)(1+Y^{-1})\geq.08$,
674
+ whereas the initial values at the end of the cap have fixed
675
+ stagewise bounds as $c\to\infty$.
676
+
677
+ Until \eqref{assembly:aligned-entry}, apply the quiet criterion.
678
+ The radial raw jets cost $e^{C_{\rm rad}u_s}$, the extra twist
679
+ jets are bounded by \eqref{assembly:outer-bound}, and the curvature
680
+ lower bound follows as in \eqref{assembly:euclidean-curvature}.
681
+ Severity derivatives vanish. The choices of $\epsilon_1$ and $B_*$
682
+ pay all these estimates. At entry $a_\psi=e^{\epsilon_1E_{\rm post}}$.
683
+ By the scaled-axis estimate of the radial lemmas, an extra
684
+ Euclidean Hessian with two further jets bounded by $D$ costs at
685
+ most $CD/(a_\psi H)$ in scaled axes. Consequently at entry and
686
+ through the later aligned intervals,
687
+ \begin{equation}\label{assembly:aligned-extra}
688
+ |j^{\leq2}G_e|_{\rm scaled}\leq\delta/H.
689
+ \end{equation}
690
+ Here we leave a fixed fraction of the $\delta$ budget for future
691
+ wells. The ratio $D_{\rm out}/a_\psi$ is exponentially small at
692
+ entry and only decreases later, since $a_\psi$ increases.
693
+ During an actual profile switch its new offset is accounted for
694
+ by Proposition~\ref{center:change}; outside the switch, that offset
695
+ is constant.
696
+
697
+ \begin{lemma}\label{assembly:change-order}
698
+ At constant $E_{\rm post}$ the center can be changed from $\zeta_j$
699
+ to $\zeta_{j+1}$, and the data can then be restored to
700
+ \[
701
+ \lambda=p=1,\qquad \kappa=1,\qquad H=\sigma,
702
+ \]
703
+ using finite clock intervals and only the aligned and center-change
704
+ regimes. The old-twist bounds needed for choosing the profile
705
+ shift are available independently of the targeted $\lambda,H$.
706
+ \end{lemma}
707
+
708
+ \begin{proof}
709
+ Initially grow $H$ with $\kappa=\kappa_*$ and $p=\lambda=1$.
710
+ Use the $\lambda=1$, $H\geq\sigma$ alternative of
711
+ Proposition~\ref{radial:aligned}. Ultimately we will lower $p$
712
+ slightly below one for a bump, thereby increasing $\lambda$, and
713
+ then restore $p=1$ and return smoothly to $\kappa=1$.
714
+
715
+ We first justify the order in which the targets are chosen.
716
+ During the growth and the bump, $p\leq1$ and $\kappa=\kappa_*$,
717
+ so $d\log H/du_s\geq.08$. Thus
718
+ \[
719
+ \int_{u_{\rm entry}}^\infty \frac{du_s}{H}
720
+ \leq \frac{1}{.08H_{\rm entry}}.
721
+ \]
722
+ This bounds the total increase of $\Psi$ before the final transition
723
+ independently of the size of either target. The transition from
724
+ $\kappa_*$ to one takes a fixed $\log Y$ interval and leaves
725
+ $H$ nondecreasing, adding another fixed bound to $\Psi$.
726
+ Moreover $\kappa\geq1$ gives
727
+ $d\log Y/du_s\geq1$, hence
728
+ \[
729
+ 0\leq\nu-\nu_{\rm entry}
730
+ =\int \frac{du_s}{Y}\leq Y_{\rm entry}^{-1}
731
+ \]
732
+ through the growth and holding intervals. The old nonradial
733
+ twists therefore have bounded values on one fixed compact
734
+ spatial interval, independently of the targets. Their scaled
735
+ derivatives are bounded by the fixed Euclidean bounds, since
736
+ the scaled coordinate radii are at most one. Derivatives of
737
+ $\Psi$ in these axes are $O(1/H)\leq O(1/\sigma)$.
738
+ The forward switch and center move each occupy a fixed amount
739
+ of the variable $\Psi$; these amounts can be included in the
740
+ same bounds. Include the reserved future value and jet allowance
741
+ as well. These are exactly old-twist bounds independent of
742
+ $\lambda,H$, as required by Proposition~\ref{center:change}.
743
+
744
+ Choose its shift $L_0$ from these bounds and $E_{\rm post}$.
745
+ This fixes its profile constants $C_f$ and a sufficient target
746
+ $\lambda$, and that target determines a sufficient target $H$.
747
+ This is the order of parameter selection in
748
+ Proposition~\ref{center:change}. The radial path reaches the targets
749
+ in the other order: grow $H$ first until it exceeds every required
750
+ multiple of
751
+ \[
752
+ C_{E_{\rm post}}(1+\log\lambda)^2
753
+ \quad\hbox{and}\quad C_f(1+\log\lambda)^2.
754
+ \]
755
+ Choose a smooth bump of $1-p\geq0$ with small amplitude and
756
+ small derivatives in $\log Y$, and with integral in $u_s$
757
+ equal to the desired $\log\lambda$. Such a bump exists by
758
+ making its middle plateau arbitrarily long; the endpoint ramps
759
+ can have fixed small amplitude and sufficiently long fixed
760
+ length, while the plateau length supplies the remaining integral.
761
+ The conversion $d\log Y/du_s=\kappa(1+Y^{-1})$ and its bounded
762
+ derivatives show that bounds through order two in $\log Y$
763
+ follow from the same bounds in $u_s$.
764
+ Throughout this bump $H$ increases, and the already chosen lower
765
+ bound for $H$ pays the entire range $0\leq\log\lambda(s)\leq
766
+ \log\lambda$. Apply the large-$H$ alternative of
767
+ Proposition~\ref{radial:aligned}.
768
+
769
+ Restore $p=1$ and lower $\kappa$ smoothly to one. The downward
770
+ transition can be made slowly enough in $\log Y$ that
771
+ $Y\kappa_Y\geq-\kappa$, with absolute derivative bounds.
772
+ Since $\kappa\geq1$ here, $H$ stays large. Now $\kappa=p=1$,
773
+ so both $H$ and $\lambda$ are constant. Perform the forward
774
+ profile switch, the center move, and the reverse switch of
775
+ Proposition~\ref{center:change}. Interpolate the two center
776
+ values by a flat-ended convex combination, keeping the center
777
+ in the unit disk. The old bounds and targets have been chosen
778
+ in the order just proved. The changes take a bounded interval
779
+ of $\Psi$, hence a finite interval of $u_s$ because
780
+ $d\Psi/du_s=1/H$ and $H$ is fixed, even though this interval
781
+ can be very long. Restore $q_0$ and retain the new constant
782
+ offset. The center is now $\zeta_{j+1}$. The offset may be arbitrarily
783
+ large, but it is now constant and changes no derivative of the twist. Its
784
+ value becomes part of the old data when the next testing height is
785
+ chosen, before the next accuracy parameter $c$.
786
+
787
+ Raise $\kappa$ to $\kappa_*$ again and use a bump with
788
+ $1<p<\kappa_*$ to bring $\log\lambda$ down to zero.
789
+ A small positive plateau and fixed ramps give any prescribed
790
+ finite integral of $p-1$; stop precisely when that integral
791
+ equals the existing $\log\lambda$. Thus $\lambda$ never falls
792
+ below one. Also
793
+ \[
794
+ \frac{d\log H}{du_s}
795
+ =\kappa_*-p+\frac{\kappa_*-1}{Y}>0,
796
+ \]
797
+ so the large-$H$ aligned condition remains valid. Restore $p=1$.
798
+
799
+ Finally reduce $H$ to $\sigma$. Transition $\kappa$ to $1/2$,
800
+ hold there for an adjustable interval, then return to one from
801
+ below. For $p=1$ the exact relation is
802
+ \begin{equation}\label{assembly:H-descent}
803
+ \frac{d\log H}{d\log Y}=1-\kappa^{-1}.
804
+ \end{equation}
805
+ Its value is $-1$ on the middle plateau. The endpoint transitions
806
+ have fixed finite effects on $\log H$; the initial $H$ can be
807
+ made as large as needed. Choose the plateau length so that the
808
+ final value is exactly $\sigma$. Throughout this descent
809
+ $H\geq\sigma$, $\lambda=1$, and $1/2\leq\kappa\leq\kappa_*$,
810
+ so the $\lambda=1$ aligned alternative applies. Choose the
811
+ downward transitions slowly enough to preserve the same
812
+ derivative inequality as above.
813
+
814
+ All these intervals have finite $u_s$ or finite $\log Y$ length.
815
+ Equations~\eqref{assembly:clocks} show that $Y$ remains finite
816
+ on each finite $u_s$ interval and that the radius advances by
817
+ a finite positive amount. A putative pole of an indefinitely
818
+ continued accelerated equation is therefore never reached
819
+ during an episode. This proves the claim.
820
+ \end{proof}
821
+
822
+ \begin{lemma}\label{assembly:reset}
823
+ From the endpoint in Lemma~\ref{assembly:change-order}, severity
824
+ can be increased and a new cap started so that the next trigger
825
+ has \eqref{assembly:trigger-initial}, while the metric continues
826
+ to satisfy the quiet criterion. The cap can be extended to
827
+ arbitrarily large spatial radii.
828
+ \end{lemma}
829
+
830
+ \begin{proof}
831
+ The spatial scale $u_s$ may now be enormous, and $E_{\rm post}$ need
832
+ not dominate it. Proposition~\ref{quiet:profile} permits any fixed
833
+ holomorphic affine frame at the evaluation point. We first use
834
+ $V$-unit affine axes, where the curvature scale is the fixed $\sigma$
835
+ and the relevant jets are bounded independently of $u_s$. This will
836
+ justify the initial severity increase before arranging the size
837
+ inequality needed for the next trigger.
838
+
839
+ First hold $\kappa=p=\lambda=1$ and $H=\sigma$.
840
+ Let $E$ increase smoothly as a function of $u_s$, starting at
841
+ $E_{\rm post}$, with a fixed flat-ended transition to slope
842
+ $4C_\uparrow$. Its derivatives through order four in $u_s$
843
+ are bounded by constants depending on the fixed parameters,
844
+ not on $\sigma$ or the possibly enormous $u_s$ at entry.
845
+ Continue long enough that
846
+ \begin{equation}\label{assembly:catchup}
847
+ E\geq2C_\uparrow u_s
848
+ \end{equation}
849
+ and any desired fixed threshold. The greater slope ensures
850
+ that this occurs after a finite interval.
851
+
852
+ We verify the quiet criterion even before \eqref{assembly:catchup}.
853
+ Use $V$-unit affine axes. The scaled-jet radial estimates give
854
+ metric jets of orders $r=1,2$ bounded by $CH^{r/2}$ in these
855
+ axes, and scaled derivatives of $u_s$ through order four are
856
+ bounded by an absolute constant. Therefore
857
+ \[
858
+ |\partial^{[r]}E|_{V}\leq C H^{r/2},\qquad 1\leq r\leq4.
859
+ \]
860
+ The extras in \eqref{assembly:aligned-extra} satisfy the same
861
+ bounds after this normalization, and $G\geq V$.
862
+ For $\sigma$ small, the severity terms in $\mathcal N$ are
863
+ small relative to $G$, so
864
+ $h\asymp(1+\tau)V$, with first derivatives bounded in these
865
+ axes by $C(1+\tau)\sqrt H$.
866
+ Its connection is consequently $O(\sqrt H)$ uniformly in
867
+ $\tau$. The first, complex second, and pure covariant second
868
+ severity derivatives are small for every $\tau$.
869
+
870
+ The raw curvature margin on this hold is
871
+ $C^V(T,T)\geq c\sigma|T|^2$ in $V$-unit axes, because
872
+ $\kappa=1$ and $H=\sigma$. All other raw data are bounded there
873
+ by fixed constants. The previously chosen $E_{\rm post}$
874
+ exceeds the fixed profile and $\sigma$ thresholds, so it
875
+ pays this margin even when it is much smaller than the current
876
+ $u_s$. Thus there is no gap before severity catches up.
877
+
878
+ After \eqref{assembly:catchup}, keep the same slope while
879
+ turning $\kappa$ into a cap. Here is an explicit admissible
880
+ transition. If $Y_0$ is its starting clock value, set
881
+ \[
882
+ A(Y)=1+Y_0+\int_{Y_0}^Y \eta_0(v/Y_0)\,dv,\qquad
883
+ \kappa(Y)=\frac{A(Y)}{1+Y},
884
+ \]
885
+ where $\eta_0$ is smooth, equals one near $1$, decreases
886
+ nonnegatively to zero, and is zero for arguments at least two.
887
+ For $Y\leq Y_0$ use $A=1+Y$.
888
+ Then $1\leq A\leq1+Y$, so
889
+ $(1+Y)^{-1}\leq\kappa\leq1$. Moreover
890
+ \[
891
+ Y\kappa_Y+\kappa
892
+ =\frac{YA'(Y)}{1+Y}+\frac{A(Y)}{(1+Y)^2}\geq0.
893
+ \]
894
+ The first two derivatives of $\kappa$ in $\log Y$ have absolute
895
+ bounds, because $Y/Y_0$ ranges over a fixed interval while
896
+ $\eta_0$ changes. For example, writing $b=Y/(1+Y)$ and
897
+ $D=Y\partial_Y$, one has
898
+ $D\kappa=b(\eta_0-\kappa)$ and
899
+ $D^2\kappa=b(1-2b)(\eta_0-\kappa)+bD\eta_0$.
900
+ At the end $A$ is the new constant $C_\kappa$.
901
+ Since $\kappa\leq1$ and $p=1$, $H$ is nonincreasing and
902
+ stays at most $\sigma$.
903
+
904
+ The same normalized jet and connection estimates continue
905
+ through the transition and the cap. To check the raw curvature
906
+ margin there, note that $Y\geq t$: it holds initially, and
907
+ $d\log Y/d\nu=\kappa(1+Y)\geq1$ preserves it.
908
+ Also $u_s\geq t$ after choosing the initial constant large
909
+ enough, since $du_s/dt=Y/t\geq1$.
910
+ Hence
911
+ \[
912
+ \kappa H\geq c/(ta)\geq c e^{-2u_s}
913
+ \quad(t\geq1),
914
+ \]
915
+ and \eqref{assembly:catchup} with large $C_\uparrow$ pays the
916
+ quiet lower bound $e^{-\epsilon E}$. The positive-order
917
+ extras stay bounded relative to $V$ on an arbitrarily long
918
+ cap. More explicitly, a fixed Euclidean jet bound $D_{\rm out}$
919
+ costs at most
920
+ $C(D_{\rm out}/a)H^{r/2}$ in $V$-unit axes for Hessian jets
921
+ of order $r\leq2$, since $aH=Y/t\geq1$.
922
+ The ratio only decreases as $a$ grows.
923
+ Future wells are included in the fixed allowance until
924
+ their own activations.
925
+
926
+ Coast as far in $\nu$ as desired. Shortly before the next
927
+ chosen trigger, turn off the severity slope smoothly over
928
+ a fixed-length $u_s$ interval. The margin in
929
+ \eqref{assembly:catchup} is sufficient to retain
930
+ $E_0\geq C_\uparrow u_s(\nu_B)$ after this bounded final
931
+ increment, by making the cap endpoint large enough.
932
+ The existing raw jet bounds can also be absorbed by making
933
+ that endpoint large. This produces
934
+ \eqref{assembly:trigger-initial} and the next cap data.
935
+ \end{proof}
936
+
937
+ \subsection{Global realization and completeness}
938
+
939
+ We now carry out the recursion. At each stage first extend the
940
+ cap so that its trigger starts beyond all previous stages and
941
+ with $\nu_B\geq j$. Fix its old-data bounds and testing height
942
+ by Lemma~\ref{assembly:height}. Then choose $c$ large enough
943
+ for \eqref{assembly:height-rate}, the polynomial approximation
944
+ for $h_j$, \eqref{assembly:diagonal}, and all the finite
945
+ thresholds in the trigger, test, post ramp, and aligned entry.
946
+ The later finite center-change targets are chosen in the
947
+ order proved in Lemma~\ref{assembly:change-order}.
948
+ Lemma~\ref{assembly:reset} completes the cycle.
949
+ Thus no clock or already configured profile is determined
950
+ by an unknown future well.
951
+
952
+ For completeness, the future allowance is valid in every
953
+ kind of local regime. In a quiet interval, later wells have
954
+ positive-semidefinite Hessians and bounded absolute jets;
955
+ they preserve $G\geq V$, and the preceding connection proof
956
+ uses exactly these bounds. In an aligned or switch interval,
957
+ their scaled Hessian jets are bounded by
958
+ $C/(a_\psi H)$, which fits the reserved part of
959
+ $\delta/H$ at the large chosen $a_\psi$. In a center move,
960
+ their values change the radius estimates by at most a fixed
961
+ factor, and their scaled derivatives are within the old-data
962
+ allowance included before choosing the shift. On a shear
963
+ collar they lower the twist by at most one, already included
964
+ in the lower bound used for its coefficient. Consequently
965
+ the local lemmas apply to the final infinite twist for
966
+ every fiber radius, even though curvature margins need not
967
+ have a positive infimum over all fiber radii.
968
+
969
+ The condition $\nu_B\geq j$ rules out finite accumulation of
970
+ stages. Any compact spatial set lies before the activation
971
+ of all sufficiently late wells. For a fixed derivative order
972
+ $r$, those later wells satisfy
973
+ $|\partial^{[r]}W_j|\leq2^{-j}$ once $j+4\geq r$.
974
+ The Weierstrass criterion in every derivative order proves
975
+ compact-smooth convergence of $\sum_jW_j$.
976
+ The $Z$ terms and nonconstant offsets are locally finite.
977
+ Flat-ended transitions, finite positive clock evolutions,
978
+ and the prescribed initial data therefore give global smooth
979
+ spatial data. On a compact spatial set the profile is smooth
980
+ to $\tau=0$ with $q(0,s)=1$; its normalized $F-x$ is smooth
981
+ there as well. The smooth inversion at the fiber center
982
+ therefore gives a global smooth potential
983
+ \[
984
+ \ell(s,y)=\ell_{\rm rad}(s,y)+
985
+ \operatorname{Re}\bigl(c_{\rm sh}(s)(y-\zeta(s))\bigr).
986
+ \]
987
+ The shears are absent where the center changes.
988
+ All local curvature and positivity conclusions apply,
989
+ including the fiber axes by their smooth limits.
990
+
991
+ We spell out the metric comparison used for completeness.
992
+ In the constant-center regimes the Schur metric is bounded
993
+ below by a fixed positive multiple of $V$; during profile
994
+ switches, positivity of $\mathcal N$ for all $\tau$ also
995
+ gives $h=V+\int_0^\tau\mathcal N\,dv\geq V$.
996
+ The shear and moving-center comparisons can each be chosen
997
+ to lose at most a factor $1/2$. Their spatial supports are
998
+ separated, so these losses do not multiply over infinitely
999
+ many stages at a point. Hence a single $c_1>0$ satisfies
1000
+ \begin{equation}\label{assembly:spatial-completeness}
1001
+ g_\ell(\dot s,\dot y)\geq c_1 V(\dot s,\dot s)
1002
+ \geq c_1a_{\rm init}|\dot s|^2
1003
+ \end{equation}
1004
+ everywhere.
1005
+
1006
+ A finite-length curve therefore has finite Euclidean
1007
+ spatial variation and remains in a compact spatial set.
1008
+ On such a compact set, for large $|y|$, the metric is also
1009
+ bounded below by a fixed positive multiple of the frozen
1010
+ log-block metric at the point. The tilt coefficients are
1011
+ uniformly bounded in $\tau$ there. Indeed they are spatial
1012
+ derivatives of $\psi-F$: on quiet intervals they use bounded
1013
+ $F_E$; on switch intervals they use bounded $F_\beta$, which
1014
+ is constant in $x$ past the fixed switch cutoff; and on a
1015
+ center move the profile is spatially fixed apart from the
1016
+ already bounded twist. There are only finitely many profile
1017
+ episodes on the compact set, and the well sum is smooth.
1018
+ Thus some compact-set constant $C_K$ bounds the tilt one-form.
1019
+
1020
+ Also $q\geq1$ and $F\leq x$, so at sufficiently large $|y|$
1021
+ the fiber value satisfies $\tau\geq1$ and $P=\tau q\geq1$,
1022
+ uniformly on the compact spatial set.
1023
+ The frozen fiber differential is $dy/(y-\zeta(s))$; freezing
1024
+ means that the center has its point value in this comparison.
1025
+ The block bound and the triangle inequality imply along
1026
+ the curve, when $|y|$ is large,
1027
+ \[
1028
+ \frac{|dy|}{|y-\zeta(s)|}
1029
+ \leq C_K\,ds_{g_\ell}+C_K|ds|.
1030
+ \]
1031
+ Both terms on the right have finite integral by
1032
+ \eqref{assembly:spatial-completeness}. Since $|\zeta(s)|<1$,
1033
+ this bounds the total variation of $\log|y|$ outside a
1034
+ fixed disk and prevents fiber escape. Thus no divergent
1035
+ curve has finite length. Equivalently, a Cauchy sequence
1036
+ lies in a compact Euclidean coordinate set, where the
1037
+ smooth positive metric gives convergence. The base metric
1038
+ is complete.
1039
+
1040
+ \begin{proof}[Proof of Proposition~\ref{assembly:base}]
1041
+ The recursion gives a smooth strictly plurisubharmonic
1042
+ potential on $\mathbb C^{n+1}$, with nonpositive real
1043
+ sectional curvature by the local lemmas and completeness
1044
+ by the preceding argument. Every required pair
1045
+ $(\zeta,h)$ is tested infinitely often. The stages satisfy
1046
+ $R\geq1$, $N\to\infty$, $c\to\infty$,
1047
+ $\log N\leq.005c<c/100$, $D_j\to\infty$, and
1048
+ $D_j/c_j\to0$. Lemma~\ref{assembly:height} supplies the
1049
+ height bound. The node disks, sphere derivative bound,
1050
+ and shear amplitude have the fixed exponents
1051
+ \eqref{assembly:test-exponents}. Their phases were chosen
1052
+ as permitted by Proposition~\ref{grid:criterion}, and
1053
+ their geometric realization allows all those choices.
1054
+ That proposition proves the asserted Liouville property.
1055
+ \end{proof}
1056
+
1057
+ \begin{remark}\label{assembly:potential-unbounded}
1058
+ The potential is necessarily unbounded below, and this can also be
1059
+ seen directly from the disks. At a testing node choose
1060
+ $y-\zeta_j=-\tfrac12 e^{m_0c}\overline{b_v}$.
1061
+ The radial increment is at most one, whereas the shear contributes
1062
+ $-\tfrac12\alpha e^{m_0c}$. Thus
1063
+ \[
1064
+ \ell(s,y)\leq D_j+1-\tfrac12e^{(m_0-p_1)c}\longrightarrow-\infty.
1065
+ \]
1066
+ Here $m_0>p_1$ and $c/(D_j+1)\to\infty$.
1067
+ In particular the elementary holomorphic functions $e^{ikw}$,
1068
+ $k>0$, are unbounded on the tube; they do not contradict its
1069
+ bounded-function conclusion.
1070
+ \end{remark}
1071
+
1072
+ \begin{proof}[Completion of the proof of Theorem~\ref{thm:main}]
1073
+ Apply Lemma~\ref{tube:transfer} to the base just
1074
+ constructed. Its tube is connected, complete, and
1075
+ diffeomorphic to Euclidean space, hence simply connected.
1076
+ Its real sectional curvatures are at most $-1$ by that lemma,
1077
+ and its bounded holomorphic functions are constant by
1078
+ Proposition~\ref{assembly:base}. The complex dimension is the fixed finite
1079
+ $m=n+2$.
1080
+
1081
+ There is no finite lower sectional-curvature bound.
1082
+ At $s=0,y=\zeta_1$, the center and profile are constant
1083
+ nearby and there is no shear. On the center axis the
1084
+ spatial curvature tensor of the base equals that of $V$:
1085
+ the added radial-fiber potential vanishes to second
1086
+ order in $y-\zeta_1$, and its cubic derivatives with two
1087
+ spatial indices and one fiber index vanish there.
1088
+ The initial radial metric has a strictly negative
1089
+ holomorphic-plane curvature in a spatial direction.
1090
+ Corollary~\ref{tube:negative-plane} therefore shows that the tube's
1091
+ sectional curvatures are unbounded below.
1092
+ This proves every assertion of Theorem~\ref{thm:main}.
1093
+ \end{proof}
1094
+
1095
+
1096
+ \paragraph{The two-sided question.}
1097
+ Neither this example nor the independent pinched threefold of
1098
+ \citet[Theorem~1.1]{OpenAIPinchedThreefold2026} decides whether a
1099
+ nonconstant bounded holomorphic function must exist under finite
1100
+ two-sided negative real sectional pinching. The present curvature is
1101
+ unbounded below, while the threefold retains nonconstant bounded
1102
+ base-coordinate functions.
preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/figures/stage-clock.tex ADDED
@@ -0,0 +1,43 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[tbp]
2
+ \centering
3
+ \begin{tikzpicture}[
4
+ stage/.style={draw=black!55,rounded corners=2pt,fill=black!3,
5
+ text width=3.65cm,minimum height=1.27cm,align=center,font=\small},
6
+ flow/.style={-{Latex[length=2mm]},thick,draw=black!65},
7
+ note/.style={font=\footnotesize,align=center}]
8
+ \node[stage] (cap) at (0,0) {Cap and coast\\
9
+ $\lambda=1$, $H\le\sigma$};
10
+ \node[stage] (trigger) at (4.6,0) {Severity trigger\\
11
+ raise $E$ to $E_*$};
12
+ \node[stage] (test) at (9.2,0) {Polynomial test\\
13
+ fixed center and severity};
14
+ \node[stage] (post) at (9.2,-2.05) {Post-test ramp\\
15
+ reach $E_{\rm post}$};
16
+ \node[stage] (accelerate) at (4.6,-2.05) {Accelerate growth\\
17
+ enter aligned regime};
18
+ \node[stage] (grow) at (0,-2.05) {Grow $H$, then $\lambda$\\
19
+ $E=E_{\rm post}$};
20
+ \node[stage] (center) at (0,-4.1) {Widen, move, restore\\
21
+ hold $\kappa=p=1$};
22
+ \node[stage] (reset) at (4.6,-4.1) {Return $\lambda$ to $1$\\
23
+ then lower $H$ to $\sigma$};
24
+ \node[stage] (catchup) at (9.2,-4.1) {Severity catch-up\\
25
+ before the next cap};
26
+ \draw[flow] (cap)--(trigger);
27
+ \draw[flow] (trigger)--(test);
28
+ \draw[flow] (test)--(post);
29
+ \draw[flow] (post)--(accelerate);
30
+ \draw[flow] (accelerate)--(grow);
31
+ \draw[flow] (grow)--(center);
32
+ \draw[flow] (center)--(reset);
33
+ \draw[flow] (reset)--(catchup);
34
+ \draw[flow] (catchup.south)--++(0,-.48)
35
+ node[below,note]{Next stage: cap and coast};
36
+ \end{tikzpicture}
37
+ \caption{One stage, in increasing spatial radius. The test is installed
38
+ while the spatial growth is capped. The intervening growth and center
39
+ change occupy finite clock intervals. After the reset, severity must
40
+ catch up with the accumulated spatial scale before the next capped
41
+ regime can begin. The arrows indicate order, not elapsed radius.}
42
+ \label{fig:stage-clock}
43
+ \end{figure}
preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/figures/tube.tex ADDED
@@ -0,0 +1,18 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{tikzpicture}[x=1.15cm,y=.85cm]
2
+ \fill[black!5]
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+ (-3,1.8) .. controls (-2.2,.45) and (-1.05,.55) .. (0,1.05)
4
+ .. controls (1.05,1.55) and (2.2,.65) .. (3,1.45)
5
+ -- (3,4.15) -- (-3,4.15) -- cycle;
6
+ \draw[->] (-3.45,0) -- (3.5,0) node[right] {$z$};
7
+ \draw[->] (-3.35,-.1) -- (-3.35,4.4) node[above] {$v$};
8
+ \draw[thick]
9
+ (-3,1.8) .. controls (-2.2,.45) and (-1.05,.55) .. (0,1.05)
10
+ .. controls (1.05,1.55) and (2.2,.65) .. (3,1.45);
11
+ \node[anchor=north] at (1.8,.82) {$v=\ell(z)$};
12
+ \draw[dashed] (0,0) -- (0,1.05);
13
+ \draw[<->] (0,1.1) -- (0,3.05)
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+ node[midway,right] {$b=v-\ell(z)$};
15
+ \fill (0,3.12) circle (1.6pt);
16
+ \node[above right] at (0,3.12) {$(z,w)$};
17
+ \node at (-1.75,3.55) {$\mathcal T_\ell:\ b>0$};
18
+ \end{tikzpicture}
preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/main.tex ADDED
@@ -0,0 +1,59 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \documentclass[11pt]{article}
2
+ \usepackage[T1]{fontenc}
3
+ \usepackage[utf8]{inputenc}
4
+ \usepackage{lmodern}
5
+ \usepackage[margin=1.05in]{geometry}
6
+ \usepackage{amsmath,amssymb,amsthm,mathtools}
7
+ \usepackage{microtype}
8
+ \usepackage{enumitem}
9
+ \usepackage{booktabs,array}
10
+ \usepackage{tikz}
11
+ \usetikzlibrary{arrows.meta,positioning,calc,fit,decorations.pathreplacing}
12
+ \usepackage[numbers,sort&compress]{natbib}
13
+ \usepackage{xcolor}
14
+ \definecolor{linkblue}{RGB}{24,68,102}
15
+ \PassOptionsToPackage{hyphens}{url}
16
+ \usepackage[colorlinks=true,linkcolor=linkblue,citecolor=linkblue,urlcolor=linkblue]{hyperref}
17
+ \hypersetup{pdftitle={One-sided negative sectional curvature and the holomorphic Liouville property},pdfauthor={OpenAI}}
18
+ \numberwithin{equation}{section}
19
+ \newtheorem{theorem}{Theorem}[section]
20
+ \newtheorem{proposition}[theorem]{Proposition}
21
+ \newtheorem{lemma}[theorem]{Lemma}
22
+ \newtheorem{corollary}[theorem]{Corollary}
23
+ \theoremstyle{definition}
24
+ \newtheorem{definition}[theorem]{Definition}
25
+ \theoremstyle{remark}
26
+ \newtheorem{remark}[theorem]{Remark}
27
+ \setlist{topsep=5pt,itemsep=3pt,parsep=0pt}
28
+ \allowdisplaybreaks[2]
29
+ \emergencystretch=1.5em
30
+ \title{One-sided negative sectional curvature\\and the holomorphic Liouville property}
31
+ \author{OpenAI}
32
+ \date{September 25, 2026}
33
+ \begin{document}
34
+ \maketitle
35
+ \begin{abstract}
36
+ We construct, in some sufficiently large fixed finite complex dimension
37
+ $m$, a domain in $\mathbb C^m$ diffeomorphic to $\mathbb R^{2m}$ that
38
+ admits a complete K\"ahler metric with real sectional curvature at most
39
+ $-1$ and has only constant bounded holomorphic functions. Its sectional
40
+ curvatures are unbounded below. The construction gives a negative answer
41
+ to the one-sided bounded-holomorphic-function question.
42
+ \end{abstract}
43
+ \clearpage
44
+ \begingroup
45
+ \small
46
+ \tableofcontents
47
+ \endgroup
48
+ \clearpage
49
+ \input{01-introduction}
50
+ \input{02-tube}
51
+ \input{03-analytic}
52
+ \input{04-fiber}
53
+ \input{05-quiet}
54
+ \input{06-radial}
55
+ \input{07-centers}
56
+ \input{08-assembly}
57
+ \bibliographystyle{plainnat}
58
+ \bibliography{refs}
59
+ \end{document}
preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/build/refs.bib ADDED
@@ -0,0 +1,185 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ @article{WuYau2020,
2
+ author = {Wu, Damin and Yau, Shing-Tung},
3
+ title = {Invariant metrics on negatively pinched complete {K\"ahler} manifolds},
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+ journal = {Journal of the American Mathematical Society},
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+ volume = {33},
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+ number = {1},
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+ year = {2020},
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+ pages = {103--133},
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+ doi = {10.1090/jams/933},
10
+ url = {https://doi.org/10.1090/jams/933}
11
+ }
12
+
13
+ @misc{WuYauSurvey2019,
14
+ author = {Wu, Damin and Yau, Shing-Tung},
15
+ title = {Some negatively curved complex geometry},
16
+ year = {2019},
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+ howpublished = {Author manuscript},
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+ url = {https://dwu.math.uconn.edu/wp-content/uploads/sites/1743/2019/08/Wu-Yau_Some-negatively-curved-complex-geometry_ICCM_Aug-15-2019.pdf}
19
+ }
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+
21
+ @article{WuNormal1967,
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+ author = {Wu, H.},
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+ title = {Normal families of holomorphic mappings},
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+ journal = {Acta Mathematica},
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+ volume = {119},
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+ year = {1967},
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+ pages = {193--233},
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+ url = {https://archive.ymsc.tsinghua.edu.cn/pacm_download/117/6046-11511_2006_Article_BF02392083.pdf}
29
+ }
30
+
31
+ @article{BleherShiffmanZelditch2000,
32
+ author = {Bleher, Pavel and Shiffman, Bernard and Zelditch, Steve},
33
+ title = {Universality and scaling of correlations between zeros on complex manifolds},
34
+ journal = {Inventiones Mathematicae},
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+ volume = {142},
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+ number = {2},
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+ pages = {351--395},
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+ year = {2000},
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+ doi = {10.1007/s002220000092},
40
+ url = {https://math.jhu.edu/~shiffman/publications/44%20universality%202000.pdf},
41
+ eprint = {math-ph/9904020},
42
+ archivePrefix = {arXiv}
43
+ }
44
+
45
+ @article{ShiffmanZelditch1999,
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+ author = {Shiffman, Bernard and Zelditch, Steve},
47
+ title = {Distribution of zeros of random and quantum chaotic sections of positive line bundles},
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+ journal = {Communications in Mathematical Physics},
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+ volume = {200},
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+ pages = {661--683},
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+ year = {1999},
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+ doi = {10.1007/s002200050544},
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+ url = {https://link.springer.com/article/10.1007/s002200050544},
54
+ eprint = {math/9803052},
55
+ archivePrefix = {arXiv}
56
+ }
57
+
58
+ @article{Shiffman2008Convergence,
59
+ author = {Shiffman, Bernard},
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+ title = {Convergence of random zeros on complex manifolds},
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+ journal = {Science in China Series A: Mathematics},
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+ volume = {51},
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+ number = {4},
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+ pages = {707--720},
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+ year = {2008},
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+ doi = {10.1007/s11425-008-0060-9},
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+ url = {https://math.jhu.edu/~shiffman/publications/63%20convergence%20of%20random%20zeros%202008.pdf},
68
+ eprint = {0708.2754},
69
+ archivePrefix = {arXiv},
70
+ primaryClass = {math.CV}
71
+ }
72
+
73
+ @book{EisenbudHarris2000GeometrySchemes,
74
+ author = {Eisenbud, David and Harris, Joe},
75
+ title = {The Geometry of Schemes},
76
+ series = {Graduate Texts in Mathematics},
77
+ volume = {197},
78
+ publisher = {Springer-Verlag},
79
+ address = {New York},
80
+ year = {2000},
81
+ doi = {10.1007/b97680},
82
+ isbn = {978-0-387-98638-8}
83
+ }
84
+
85
+ @article{IitakaEbisuzaki2004,
86
+ author = {Iitaka, Toshiaki and Ebisuzaki, Toshikazu},
87
+ title = {Random phase vector for calculating the trace of a large matrix},
88
+ journal = {Physical Review E},
89
+ volume = {69},
90
+ pages = {057701},
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+ year = {2004},
92
+ doi = {10.1103/PhysRevE.69.057701},
93
+ url = {https://arxiv.org/abs/cond-mat/0401202v2},
94
+ eprint = {cond-mat/0401202},
95
+ archivePrefix = {arXiv}
96
+ }
97
+
98
+ @article{Calabi1979,
99
+ author = {Calabi, Eugenio},
100
+ title = {M\'etriques k\"ahl\'eriennes et fibr\'es holomorphes},
101
+ journal = {Annales scientifiques de l'\'Ecole Normale Sup\'erieure},
102
+ series = {4},
103
+ volume = {12},
104
+ number = {2},
105
+ pages = {269--294},
106
+ year = {1979},
107
+ doi = {10.24033/asens.1367},
108
+ url = {https://www.numdam.org/item/ASENS_1979_4_12_2_269_0/}
109
+ }
110
+
111
+ @article{HwangSinger2002,
112
+ author = {Hwang, Andrew D. and Singer, Michael A.},
113
+ title = {A momentum construction for circle-invariant {K\"ahler} metrics},
114
+ journal = {Transactions of the American Mathematical Society},
115
+ volume = {354},
116
+ number = {6},
117
+ pages = {2285--2325},
118
+ year = {2002},
119
+ doi = {10.1090/S0002-9947-02-02965-3},
120
+ eprint = {math/9811024},
121
+ archivePrefix = {arXiv},
122
+ primaryClass = {math.DG},
123
+ url = {https://arxiv.org/abs/math/9811024v1}
124
+ }
125
+
126
+ @article{ShcherbinaZhang2021,
127
+ author = {Shcherbina, Nikolay and Zhang, Liyou},
128
+ title = {A {Kobayashi} and {Bergman} complete domain without bounded representations},
129
+ journal = {Annali di Matematica Pura ed Applicata},
130
+ series = {4},
131
+ volume = {200},
132
+ pages = {149--163},
133
+ year = {2021},
134
+ doi = {10.1007/s10231-020-00989-0},
135
+ eprint = {2003.06728},
136
+ archivePrefix = {arXiv},
137
+ primaryClass = {math.CV},
138
+ url = {https://doi.org/10.1007/s10231-020-00989-0}
139
+ }
140
+
141
+ @misc{CaoShawWithdrawn,
142
+ author = {Cao, Jianguo and Shaw, Mei-Chi},
143
+ title = {Bounded holomorphic functions on negatively curved {K{\"a}hler} manifolds of dimension {$\geq 3$}},
144
+ year = {2015},
145
+ archivePrefix = {arXiv},
146
+ eprint = {1512.00368},
147
+ primaryClass = {math.CV},
148
+ doi = {10.48550/arXiv.1512.00368},
149
+ url = {https://arxiv.org/abs/1512.00368},
150
+ note = {Withdrawn in version 2, 6 February 2016}
151
+ }
152
+
153
+
154
+ @article{Seshadri2006,
155
+ author = {Seshadri, Harish},
156
+ title = {Negative sectional curvature and the product complex structure},
157
+ journal = {Mathematical Research Letters},
158
+ volume = {13},
159
+ number = {3},
160
+ pages = {495--500},
161
+ year = {2006},
162
+ doi = {10.4310/MRL.2006.v13.n3.a13},
163
+ eprint = {math/0602289},
164
+ archivePrefix = {arXiv},
165
+ primaryClass = {math.DG},
166
+ url = {https://arxiv.org/abs/math/0602289}
167
+ }
168
+
169
+ @misc{OpenAIPinchedThreefold2026,
170
+ author = {{OpenAI}},
171
+ title = {{A negatively pinched K{\"a}hler threefold without bounded holomorphic coordinates}},
172
+ howpublished = {OpenAI Math Release preprint
173
+ \href{https://github.com/openai/math/blob/main/preprints/A-negatively-pinched-Kahler-threefold-without-bounded-holomorphic-coordinates-September-25-2026/paper.pdf}{OAI:A-negatively-pinched-Kahler-threefold-without-bounded-holomorphic-coordinates-September-25-2026}},
174
+ year = {2026}
175
+ }
176
+
177
+ @misc{Tropp2022,
178
+ author = {Tropp, Joel A.},
179
+ title = {{ACM} 204: Matrix Analysis},
180
+ howpublished = {Caltech CMS Lecture Notes 2022-01},
181
+ year = {2022},
182
+ doi = {10.7907/nwsv-df59},
183
+ url = {https://tropp.caltech.edu/notes/Tro22-Matrix-Analysis-LN.pdf},
184
+ note = {\href{https://tropp.caltech.edu/notes/Tro22-Matrix-Analysis-LN.pdf}{Lecture notes}, Theorem~7.13}
185
+ }
preprints/One-sided-negative-sectional-curvature-and-the-holomorphic-Liouville-property-September-25-2026/paper.pdf ADDED
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preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/README.md ADDED
@@ -0,0 +1,18 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # [Open Homomorphisms of Global Solvably Closed Galois Groups](open-homomorphisms-solvably-closed-galois-groups.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** October 5, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026,
11
+ author = {{OpenAI}},
12
+ title = {{Open Homomorphisms of Global Solvably Closed Galois Groups}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/open-homomorphisms-solvably-closed-galois-groups.pdf}{OAI:Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026}},
15
+ year = {2026}
16
+ }
17
+ ```
18
+
preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/main.tex ADDED
@@ -0,0 +1,50 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \documentclass[11pt]{article}
2
+ \usepackage[T1]{fontenc}
3
+ \usepackage{lmodern}
4
+ \usepackage[margin=1in]{geometry}
5
+ \usepackage{amsmath,amssymb,amsthm,mathtools}
6
+ \usepackage{microtype}
7
+ \usepackage{enumitem}
8
+ \usepackage{tikz-cd}
9
+ \usepackage[colorlinks=true,linkcolor=blue!50!black,citecolor=blue!50!black,urlcolor=blue!50!black]{hyperref}
10
+ \hypersetup{pdftitle={Open Homomorphisms of Global Solvably Closed Galois Groups},pdfauthor={OpenAI}}
11
+ \newcommand{\Q}{\mathbb Q}
12
+ \newcommand{\Z}{\mathbb Z}
13
+ \newcommand{\C}{\mathbb C}
14
+ \newcommand{\F}{\mathbb F}
15
+ \newcommand{\X}[2]{X_{#1}(#2)}
16
+ \DeclareMathOperator{\Gal}{Gal}
17
+ \DeclareMathOperator{\Hom}{Hom}
18
+ \DeclareMathOperator{\Ind}{Ind}
19
+ \DeclareMathOperator{\Fr}{Fr}
20
+ \DeclareMathOperator{\cor}{cor}
21
+ \DeclareMathOperator{\res}{res}
22
+ \DeclareMathOperator{\Ad}{Ad}
23
+ \DeclareMathOperator{\Aut}{Aut}
24
+ \DeclareMathOperator{\Cl}{Cl}
25
+ \DeclareMathOperator{\Tr}{Tr}
26
+ \newtheorem{theorem}{Theorem}[section]
27
+ \newtheorem{proposition}[theorem]{Proposition}
28
+ \newtheorem{lemma}[theorem]{Lemma}
29
+ \newtheorem{corollary}[theorem]{Corollary}
30
+ \theoremstyle{definition}
31
+ \newtheorem{definition}[theorem]{Definition}
32
+ \theoremstyle{remark}
33
+ \newtheorem{remark}[theorem]{Remark}
34
+ \numberwithin{equation}{section}
35
+ \title{Open Homomorphisms of Global Solvably Closed Galois Groups}
36
+ \author{OpenAI}
37
+ \date{October 5, 2026}
38
+ \begin{document}
39
+ \maketitle
40
+ \begin{abstract}
41
+ We prove Uchida's conjecture on open homomorphisms of Galois groups. Every continuous open homomorphism between Galois groups of solvably closed Galois extensions of number fields is induced by a unique equivariant field embedding in the opposite direction. No restriction on the kernel or additional compatibility hypothesis is required.
42
+ \end{abstract}
43
+ \input{sections/introduction}
44
+ \input{sections/preliminaries}
45
+ \input{sections/characters}
46
+ \input{sections/generation}
47
+ \input{sections/matching}
48
+ \input{sections/identification}
49
+ \input{references}
50
+ \end{document}
preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/references.tex ADDED
@@ -0,0 +1,101 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{thebibliography}{99}
2
+
3
+ \bibitem{bass1966}
4
+ Hyman Bass,
5
+ \emph{Generators and relations for cyclotomic units},
6
+ Nagoya Math. J. \textbf{27} (1966), no.~2, 401--407.
7
+ \href{https://doi.org/10.1017/S0027763000026258}{doi:10.1017/S0027763000026258}.
8
+
9
+ \bibitem{dasgupta2023}
10
+ Samit Dasgupta,
11
+ \emph{Ranks of matrices of logarithms of algebraic numbers. I: The theorems of Baker and Waldschmidt--Masser},
12
+ Essential Number Theory \textbf{2} (2023), no.~1, 93--138.
13
+ \href{https://doi.org/10.2140/ent.2023.2.93}{doi:10.2140/ent.2023.2.93}.
14
+
15
+ \bibitem{hoshi2025}
16
+ Yuichiro Hoshi,
17
+ \emph{Homomorphisms of global solvably closed Galois groups compatible with cyclotomic characters},
18
+ Tohoku Math. J. (2) \textbf{77} (2025), no.~1, 17--32.
19
+ \href{https://doi.org/10.2748/tmj.20230414}{doi:10.2748/tmj.20230414}.
20
+
21
+ \bibitem{hoshi2026}
22
+ Yuichiro Hoshi,
23
+ \emph{A note on open homomorphisms between global solvably closed Galois groups},
24
+ Kodai Math. J. \textbf{49} (2026), no.~1, 63--79.
25
+ \href{https://doi.org/10.2996/kmj49104}{doi:10.2996/kmj49104}.
26
+
27
+ \bibitem{laurent1991}
28
+ Michel Laurent,
29
+ \emph{Sur quelques r\'esultats r\'ecents de transcendance},
30
+ Ast\'erisque \textbf{198--199--200} (1991), 209--230.
31
+ \href{https://doi.org/10.24033/ast.93}{doi:10.24033/ast.93}.
32
+
33
+ \bibitem{maosaidi2025}
34
+ Yu Mao and Mohamed Sa\"idi,
35
+ \emph{Open homomorphisms between $m$-step solvable Galois groups compatible with the cyclotomic characters},
36
+ preprint, 2025.
37
+ \href{https://arxiv.org/abs/2512.13312}{arXiv:2512.13312}.
38
+
39
+ \bibitem{masser1981}
40
+ D.~W. Masser,
41
+ \emph{On polynomials and exponential polynomials in several complex variables},
42
+ Invent. Math. \textbf{63} (1981), no.~1, 81--95.
43
+ \href{https://doi.org/10.1007/BF01389194}{doi:10.1007/BF01389194}.
44
+
45
+ \bibitem{neukirch1969a}
46
+ J\"urgen Neukirch,
47
+ \emph{Kennzeichnung der $p$-adischen und der endlichen algebraischen Zahlk\"orper},
48
+ Invent. Math. \textbf{6} (1969), 296--314.
49
+ \href{https://doi.org/10.1007/BF01425420}{doi:10.1007/BF01425420}.
50
+
51
+ \bibitem{neukirch1969b}
52
+ J\"urgen Neukirch,
53
+ \emph{Kennzeichnung der endlich-algebraischen Zahlk\"orper durch die Galoisgruppe der maximal aufl\"osbaren Erweiterungen},
54
+ J. reine angew. Math. \textbf{238} (1969), 135--147.
55
+ \href{https://doi.org/10.1515/crll.1969.238.135}{doi:10.1515/crll.1969.238.135}.
56
+
57
+ \bibitem{neukirch1977}
58
+ J\"urgen Neukirch,
59
+ \emph{\"Uber die absoluten Galoisgruppen algebraischer Zahlk\"orper},
60
+ Ast\'erisque \textbf{41--42} (1977), 67--79.
61
+ \url{https://www.numdam.org/item/AST_1977__41-42__67_0/}.
62
+
63
+ \bibitem{neukirch1999}
64
+ J\"urgen Neukirch,
65
+ \emph{Algebraic Number Theory},
66
+ translated by Norbert Schappacher,
67
+ Grundlehren der mathematischen Wissenschaften, vol.~322,
68
+ Springer-Verlag, Berlin, 1999.
69
+ \href{https://doi.org/10.1007/978-3-662-03983-0}{doi:10.1007/978-3-662-03983-0}.
70
+
71
+ \bibitem{saiditamagawa2022}
72
+ Mohamed Sa\"idi and Akio Tamagawa,
73
+ \emph{The $m$-step solvable anabelian geometry of number fields},
74
+ J. reine angew. Math. \textbf{789} (2022), 153--186.
75
+ \href{https://doi.org/10.1515/crelle-2022-0025}{doi:10.1515/crelle-2022-0025}.
76
+
77
+ \bibitem{uchida1976}
78
+ K\^oji Uchida,
79
+ \emph{Isomorphisms of Galois groups},
80
+ J. Math. Soc. Japan \textbf{28} (1976), no.~4, 617--620.
81
+ \href{https://doi.org/10.2969/jmsj/02840617}{doi:10.2969/jmsj/02840617}.
82
+
83
+ \bibitem{uchida1979}
84
+ K\^oji Uchida,
85
+ \emph{Isomorphisms of Galois groups of solvably closed Galois extensions},
86
+ Tohoku Math. J. (2) \textbf{31} (1979), no.~3, 359--362.
87
+ \href{https://doi.org/10.2748/tmj/1178229803}{doi:10.2748/tmj/1178229803}.
88
+
89
+ \bibitem{uchida1981}
90
+ K\^oji Uchida,
91
+ \emph{Homomorphisms of Galois groups of solvably closed Galois extensions},
92
+ J. Math. Soc. Japan \textbf{33} (1981), no.~4, 595--604.
93
+ \href{https://doi.org/10.2969/jmsj/03340595}{doi:10.2969/jmsj/03340595}.
94
+
95
+ \bibitem{waldschmidt1981}
96
+ Michel Waldschmidt,
97
+ \emph{Transcendance et exponentielles en plusieurs variables},
98
+ Invent. Math. \textbf{63} (1981), no.~1, 97--127.
99
+ \href{https://doi.org/10.1007/BF01389195}{doi:10.1007/BF01389195}.
100
+
101
+ \end{thebibliography}
preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/sections/characters.tex ADDED
@@ -0,0 +1,420 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Additive characters and Frobenius detection}\label{sec:characters}
2
+
3
+ We will compare homomorphisms of Galois groups by evaluating additive
4
+ $\ell$-adic characters at Frobenius elements. The main fact needed for
5
+ this comparison is that infinitely many primes of absolute residue
6
+ degree one detect a character. We first prove the logarithm-rank
7
+ statement behind this fact, then establish the versions involving
8
+ averaging and corestriction. The section ends with a representation
9
+ contained in the character space that will supply enough characters for
10
+ the comparison.
11
+
12
+ \subsection{A logarithm-rank lemma}
13
+
14
+ For a finite extension $K/\Q_\ell$, normalize its absolute value by
15
+ $|\ell|_\ell=\ell^{-1}$. The $\ell$-adic logarithm on
16
+ $\mathcal O_K^\times$ is the continuous homomorphism that agrees with
17
+ the usual power series near $1$; its kernel is the finite group of
18
+ roots of unity in $K$. Logarithms of points in a torus are taken
19
+ coordinatewise.
20
+
21
+ For a number field $M$, class field theory expresses an additive
22
+ character of $G_M$ as a linear form on $M\otimes_\Q\Q_\ell$.
23
+ A zero Frobenius value at a prime $v\nmid\ell$ forces this form to
24
+ annihilate $\log b$, where $(b)=v^h$ for some $h>0$.
25
+ For primes of residue degree one chosen over distinct rational primes
26
+ unramified in a Galois closure, the conjugate generators have disjoint
27
+ ideal supports; the following lemma turns their multiplicative
28
+ independence into full logarithmic rank.
29
+
30
+ This special rank estimate admits an
31
+ interpolation-determinant proof. It is a special case of the
32
+ $\ell$-adic Waldschmidt--Masser rank theorem
33
+ \cite{waldschmidt1981,masser1981}. We retain a proof using the
34
+ translate estimates of that theory and Laurent's interpolation
35
+ determinants \cite{laurent1991}; see also
36
+ \cite[Theorems~5.1 and~5.8]{dasgupta2023}.
37
+
38
+ \begin{lemma}[Logarithm rank]\label{lem:log-rank}
39
+ Let $n,m\geq1$, let $E$ be a number field embedded in a finite
40
+ extension $K/\Q_\ell$, and let
41
+ \[
42
+ u_i=(u_{i1},\ldots,u_{in})\in(E^\times)^n,
43
+ \qquad 1\leq i\leq m,
44
+ \]
45
+ have algebraic-integer coordinates that are units in $K$. Suppose that
46
+ for every $a=(a_1,\ldots,a_m)\in\Z^m\setminus\{0\}$, the coordinates
47
+ of $u^a:=\prod_{i=1}^m u_i^{a_i}$ are multiplicatively independent
48
+ modulo roots of unity. If $m>n(n-1)$, then
49
+ \[
50
+ \operatorname{span}_K\{\log u_1,\ldots,\log u_m\}=K^n.
51
+ \]
52
+ \end{lemma}
53
+
54
+ \begin{proof}
55
+ The multiplicative hypothesis implies that the cyclic subgroup
56
+ generated by every $u^a$ with $a\ne0$ is Zariski dense in
57
+ $\mathbb G_m^n$. Indeed, distinct Laurent monomials have distinct
58
+ values at $u^a$. If a Laurent polynomial vanished at all nonnegative
59
+ powers of $u^a$, a Vandermonde matrix applied to its finitely many
60
+ monomials would force all its coefficients to vanish.
61
+
62
+ Suppose that the logarithms span a subspace of dimension $r<n$.
63
+ The case $r=0$ contradicts the multiplicative hypothesis because the
64
+ kernel of the logarithm on local units consists of roots of unity.
65
+ Thus $1\leq r<n$, and in particular $n\geq2$. We will obtain an
66
+ algebraic determinant whose small $\ell$-adic absolute value is
67
+ incompatible with its archimedean size.
68
+
69
+ First make all choices needed for the analytic estimate. Replacing
70
+ all $u_i$ by the same positive integer power preserves the hypotheses
71
+ and the logarithmic rank. Such a power puts their coordinates in a
72
+ neighborhood where exponential and logarithm are inverse. The
73
+ $\mathcal O_K$-module generated by their logarithms is free of rank
74
+ $r$; choose a basis $b_1,\ldots,b_r\in K^n$. After a further common
75
+ $\ell$-power, these basis vectors have sufficiently small coordinates
76
+ that
77
+ \[
78
+ \rho:=\max_{j,t}|b_{t,j}|_\ell
79
+ \quad\hbox{satisfies}\quad
80
+ \eta:=\rho\ell^{1/(\ell-1)}<1.
81
+ \]
82
+ Here the basis is multiplied by the same power as the logarithms.
83
+ Consequently there are $z_i\in\mathcal O_K^r$ such that
84
+ \[
85
+ \log u_i=\sum_{t=1}^r z_{i,t}b_t.
86
+ \]
87
+ From now on these powered points, the number field $E$, the local
88
+ field $K$, the basis, and $\eta$ are fixed. In particular, none
89
+ depends on the degree parameter introduced below.
90
+
91
+ For an integer vector $\alpha=(\alpha_1,\ldots,\alpha_n)$, the
92
+ monomial $X^\alpha$ on these points is represented by
93
+ \[
94
+ f_\alpha(z)=
95
+ \exp\!\left(\sum_{j=1}^n\alpha_j
96
+ \sum_{t=1}^r b_{t,j}z_t\right).
97
+ \]
98
+ It is analytic on a polydisc of radius greater than $1$. If
99
+ $f_\alpha(z)=\sum_{\nu\in\Z_{\geq0}^r}c_{\alpha,\nu}z^\nu$,
100
+ the exponential series and
101
+ $|k!|_\ell^{-1}\leq\ell^{k/(\ell-1)}$ give the uniform bound
102
+ \begin{equation}\label{eq:log-taylor-bound}
103
+ |c_{\alpha,\nu}|_\ell\leq\eta^{|\nu|},
104
+ \qquad |\nu|=\nu_1+\cdots+\nu_r.
105
+ \end{equation}
106
+ The bound is independent of $\alpha$, since every integer has
107
+ $\ell$-adic absolute value at most $1$. Moreover, for every
108
+ $a\in\Z_{\geq0}^m$, the point
109
+ $z(a):=\sum_i a_i z_i$ lies in $\mathcal O_K^r$, and
110
+ $f_\alpha(z(a))=(u^a)^\alpha$.
111
+
112
+ We next show that sufficiently many of these evaluations have full
113
+ algebraic rank. For an integer $D\geq1$, put $A=(D+1)^n$ and choose
114
+ an integer $S\geq1$ such that
115
+ \begin{equation}\label{eq:log-grid-size}
116
+ (S+1)^m>(nD)^n,
117
+ \qquad S=O(D^{n/m}).
118
+ \end{equation}
119
+ Consider the matrix with rows indexed by
120
+ $\alpha\in\{0,\ldots,D\}^n$, columns indexed by
121
+ $a\in\{0,\ldots,nS\}^m$, and entries $(u^a)^\alpha$.
122
+ We claim that its rank is $A$.
123
+
124
+ Otherwise a nonzero polynomial $P$ of degree at most $D$ in each
125
+ variable would vanish at every point $u^a$ in this grid. Over an
126
+ algebraic closure of $E$, define closed subsets of the torus by
127
+ \[
128
+ Z_j=\{x\in\mathbb G_m^n:
129
+ P(u^a x)=0\ \hbox{for all }a\in\{0,\ldots,jS\}^m\},
130
+ \qquad 0\leq j\leq n.
131
+ \]
132
+ These sets are nested and nonempty, since $1\in Z_n$, whereas
133
+ $\dim Z_0\leq n-1$. Hence some adjacent pair $Z_j,Z_{j+1}$ has
134
+ the same dimension $d$. Let $V$ be a $d$-dimensional irreducible
135
+ component of $Z_{j+1}$. For every
136
+ $b\in\{0,\ldots,S\}^m$, the translate $u^bV$ is contained in
137
+ $Z_j$ and has dimension $d$, so it is an irreducible component of
138
+ $Z_j$. All these translates are distinct: an equality
139
+ $u^bV=u^{b'}V$ for $b\ne b'$ would make $V$ stable under every
140
+ power of $u^{b-b'}$. The density proved above would then force
141
+ $V=\mathbb G_m^n$, contrary to $V\subseteq Z_0$.
142
+
143
+ For completeness, a common zero set of polynomials of total degree
144
+ at most $\delta\geq1$ in $\mathbb A^n$ has at most $\delta^n$
145
+ irreducible components. One can obtain this form of the affine
146
+ B\'ezout bound by assigning a component $Y$ the weight
147
+ $\delta^{\dim Y}\deg Y$. Start with $\mathbb A^n$, of weight
148
+ $\delta^n$, and impose the equations successively. A component
149
+ contained in the next hypersurface retains its weight; a component
150
+ not contained in it is cut into components of dimension one less,
151
+ whose total degree is at most $\delta\deg Y$ by B\'ezout. Thus
152
+ the total weight does not increase, and removing redundant components
153
+ can only decrease it. The same component bound holds after
154
+ restriction to the torus. Applying it to $Z_j$, whose equations
155
+ have total degree at most $nD$, contradicts
156
+ \eqref{eq:log-grid-size}. This proves the rank claim.
157
+
158
+ Choose a nonzero $A\times A$ minor $\Delta_D$ of the evaluation
159
+ matrix. It is an algebraic integer in the fixed field $E$.
160
+ Expand its rows using the convergent power series for $f_\alpha$.
161
+ A nonzero term must involve $A$ distinct monomials in the $r$
162
+ variables $z_1,\ldots,z_r$, since repeated monomials give repeated
163
+ rows in the corresponding evaluation determinant. The sum of the
164
+ degrees of any $A$ distinct such monomials is at least
165
+ $c_rA^{1+1/r}$ for all sufficiently large $A$: the number of
166
+ monomials of degree at most $t$ is $\binom{t+r}{r}=O_r(t^r)$,
167
+ so at least half of the $A$ monomials have degree bounded below by
168
+ a positive multiple of $A^{1/r}$. Their evaluations have absolute
169
+ value at most $1$. The nonarchimedean triangle inequality and
170
+ \eqref{eq:log-taylor-bound}, first for truncated series and then by
171
+ convergence, therefore give a constant $c>0$ such that
172
+ \begin{equation}\label{eq:log-determinant-small}
173
+ \log|\Delta_D|_\ell\leq-cA^{1+1/r}.
174
+ \end{equation}
175
+
176
+ At every archimedean embedding $\tau:E\hookrightarrow\C$, an
177
+ entry of this minor has absolute value at most $\exp(CDS)$, with
178
+ $C$ independent of $D$. Expanding the determinant thus gives
179
+ \begin{equation}\label{eq:log-determinant-large}
180
+ \log|\tau(\Delta_D)|\leq C'ADS+A\log A.
181
+ \end{equation}
182
+ Let $\lambda$ be the place of $E$ induced by $E\hookrightarrow K$.
183
+ Use absolute values at finite places extending the usual ones on
184
+ $\Q$, and sum over all embeddings $E\hookrightarrow\C$, so that
185
+ each complex place occurs twice. Writing $p_v$ for the rational
186
+ prime below a finite place $v$, the product formula reads
187
+ \[
188
+ 0=\sum_{\tau:E\hookrightarrow\C}\log|\tau(\Delta_D)|
189
+ +\sum_{v\text{ finite}}[E_v:\Q_{p_v}]
190
+ \log|\Delta_D|_v.
191
+ \]
192
+ Every term in the second sum is nonpositive because $\Delta_D$ is
193
+ an algebraic integer. Retaining its $\lambda$-term and using
194
+ \eqref{eq:log-determinant-small}--\eqref{eq:log-determinant-large}
195
+ would imply
196
+ \[
197
+ c[E_\lambda:\Q_\ell]A^{1+1/r}
198
+ \leq [E:\Q](C'ADS+A\log A).
199
+ \]
200
+ This is impossible as $D\to\infty$: the left side has order
201
+ $D^{n+n/r}$, whereas the right side is
202
+ $O(D^{n+1+n/m}+D^n\log D)$, and
203
+ \[
204
+ \frac nr\geq\frac n{n-1}>1+\frac nm
205
+ \]
206
+ by $m>n(n-1)$. This contradiction proves the lemma.
207
+ \end{proof}
208
+
209
+ \subsection{Detection, averaging, and corestriction}
210
+
211
+ For a number field $M\subset\overline{\Q}$, write
212
+ \[
213
+ \X{\ell}{M}:=\Hom_{\mathrm{cont}}(G_M,\Q_\ell),
214
+ \qquad G_M=\Gal(\overline{\Q}/M),
215
+ \]
216
+ where $\Q_\ell$ is an additive group with trivial Galois action.
217
+ Local class field theory shows that these characters are unramified
218
+ at every finite prime $v\nmid\ell$: the local unit group has a
219
+ pro-$p$ subgroup of finite index for $p\ne\ell$, and has no
220
+ nonzero continuous homomorphism to $\Q_\ell$. Thus
221
+ $x(\Fr_v)$ is defined for $x\in\X{\ell}{M}$ and $v\nmid\ell$.
222
+
223
+ If $M/\Q$ is Galois, $R=\Gal(M/\Q)$ acts by
224
+ $(g x)(h)=x(\widetilde g^{-1}h\widetilde g)$, where
225
+ $\widetilde g\in G_\Q$ lifts $g$. The definition is independent
226
+ of the lift. For a subgroup $J\subseteq R$, write
227
+ \[
228
+ E_J=\frac1{|J|}\sum_{g\in J}g
229
+ \]
230
+ for the projector onto the $J$-invariants. We use
231
+ $\res_{L/M}$ and $\cor_{L/M}$ for restriction and corestriction
232
+ on additive characters for a finite extension $L/M$.
233
+
234
+ \begin{proposition}[Frobenius detection]\label{prop:character-detection}
235
+ Let $M$ be a number field, let $\ell$ be a rational prime, and let
236
+ $x\in\X{\ell}{M}$.
237
+ \begin{enumerate}
238
+ \item[(i)] If $x(\Fr_v)=0$ at infinitely many primes $v\nmid\ell$
239
+ of absolute residue degree one, then $x=0$.
240
+ \item[(ii)] Suppose that $M/\Q$ is Galois, and fix
241
+ $\delta\in\Gal(M/\Q)$. If $x(\Fr_v)=0$ at infinitely many
242
+ primes $v\nmid\ell$ lying over rational primes unramified in $M$
243
+ whose Frobenius element at $v$ in $\Gal(M/\Q)$ is $\delta$, then
244
+ $E_{\langle\delta\rangle}x=0$.
245
+ \item[(iii)] If $\cor_{M/\Q}x\ne0$, then
246
+ $x(\Fr_v)=0$ at only finitely many primes $v\nmid\ell$, with no
247
+ restriction on their residue degrees.
248
+ \end{enumerate}
249
+ \end{proposition}
250
+
251
+ \begin{proof}
252
+ We first recall the class-field-theoretic description of the character
253
+ space. Let $V_M=M\otimes_\Q\Q_\ell$, and let $U_M\subseteq V_M$
254
+ be the $\Q_\ell$-linear span of the logarithms of the global units,
255
+ with logarithms taken at all places above $\ell$. Then
256
+ \begin{equation}\label{eq:character-class-field}
257
+ \X{\ell}{M}\simeq
258
+ \{\lambda\in\Hom_{\Q_\ell}(V_M,\Q_\ell):
259
+ \lambda(U_M)=0\}.
260
+ \end{equation}
261
+ Indeed, pass to the inverse limit of the ray class sequences with
262
+ moduli supported above $\ell$. Local logarithms identify the
263
+ rationalized local unit groups with $V_M$; the global units impose
264
+ exactly the subspace $U_M$. The ordinary class group and the factors
265
+ at real places are finite, so contribute no additive
266
+ $\Q_\ell$-characters. This description uses the actual logarithmic
267
+ image of the units and makes no assertion about its dimension.
268
+
269
+ For $v\nmid\ell$, choose $h_v>0$ and $b_v\in\mathcal O_M$ with
270
+ $(b_v)=v^{h_v}$. Such a choice is possible because the ideal class
271
+ group is finite. Principal reciprocity, with arithmetic Frobenius,
272
+ gives for the linear form corresponding to $x$ the identity
273
+ \begin{equation}\label{eq:character-principal-reciprocity}
274
+ \lambda(\log b_v)=-h_vx(\Fr_v).
275
+ \end{equation}
276
+ Here $b_v$ is a unit at every place above $\ell$; all other local
277
+ unit contributions are killed by $x$.
278
+
279
+ For (i), set $n=[M:\Q]$ and choose $m>n(n-1)$ of the zero primes,
280
+ over distinct rational primes unramified in a Galois closure $E$ of
281
+ $M$. Let $b_i$ be the elements just chosen for these primes, and
282
+ let
283
+ \[
284
+ u_i=(\sigma(b_i))_{\sigma:M\hookrightarrow E}\in(E^\times)^n.
285
+ \]
286
+ All coordinates are algebraic integers and are units at every place
287
+ of $E$ above $\ell$. We verify the multiplicative hypothesis of
288
+ Lemma~\ref{lem:log-rank} by valuations.
289
+
290
+ Put $G=\Gal(E/\Q)$ and $H=\Gal(E/M)$. For a selected degree-one
291
+ prime $v_i$ and a prime $\mathfrak p_i$ of $E$ above it, the
292
+ decomposition group $D_i$ is contained in $H$. In fact, the rational
293
+ prime is unramified in $E$, and the degree-one condition says that
294
+ $[D_i:D_i\cap H]=1$. The support of $v_i\mathcal O_E$ is
295
+ indexed by $H/D_i$. Its translates corresponding to the embeddings
296
+ $M\hookrightarrow E$, indexed by $G/H$, have supports indexed by
297
+ the disjoint sets $gH/D_i$. Distinct indices $i$ involve distinct
298
+ rational primes. It follows that the $mn$ numbers
299
+ $\sigma(b_i)$ have pairwise disjoint nonempty supports of their
300
+ principal ideals. They are therefore multiplicatively independent
301
+ modulo roots of unity. In particular, for any nonzero
302
+ $a\in\Z^m$, the $n$ coordinates of $u^a$ are multiplicatively
303
+ independent modulo roots of unity.
304
+
305
+ Embed $E$ in a finite extension $K/\Q_\ell$. Under the splitting
306
+ \[
307
+ (M\otimes_\Q\Q_\ell)\otimes_{\Q_\ell}K
308
+ \simeq\prod_{\sigma:M\hookrightarrow E}K,
309
+ \]
310
+ the vector $\log b_i$ becomes $\log u_i$.
311
+ Lemma~\ref{lem:log-rank} says that these vectors span the right
312
+ side. Equations~\eqref{eq:character-class-field} and
313
+ \eqref{eq:character-principal-reciprocity} therefore force
314
+ $\lambda=0$, and hence $x=0$.
315
+
316
+ For (ii), put $C=\langle\delta\rangle$, $F=M^C$, and
317
+ $y=E_Cx$. Since $\delta$ fixes every indicated prime $v$, averaging
318
+ preserves its Frobenius value, so $y(\Fr_v)=0$. The
319
+ restriction--corestriction identity gives
320
+ \[
321
+ \res_{M/F}\cor_{M/F}y=\sum_{g\in C}g y=|C|y.
322
+ \]
323
+ Thus $y$ is the restriction of
324
+ $z=|C|^{-1}\cor_{M/F}y\in\X{\ell}{F}$. At an indicated prime,
325
+ the decomposition group of $M/\Q$ is exactly $C$. The prime
326
+ $u=v\cap F$ consequently has absolute residue degree one, and
327
+ \[
328
+ 0=y(\Fr_v)=[\kappa(v):\kappa(u)]z(\Fr_u).
329
+ \]
330
+ Infinitely many distinct $u$ occur because $M/F$ is finite.
331
+ Part~(i) gives $z=0$, and therefore $y=0$.
332
+
333
+ For (iii), suppose that infinitely many zero primes exist. Let
334
+ $E/\Q$ be a finite Galois closure of $M$, put
335
+ $R=\Gal(E/\Q)$, and let $y=\res_{E/M}x$. Discarding finitely
336
+ many primes, choose primes of $E$ above these zero primes whose
337
+ rational primes are unramified in $E$. Restriction multiplies a
338
+ Frobenius value by the relative residue degree, so they are zero
339
+ primes for $y$. An infinite subset has one fixed Frobenius element
340
+ $\delta\in R$. By (ii),
341
+ $E_{\langle\delta\rangle}y=0$, and hence $E_Ry=0$. It follows that
342
+ \[
343
+ \res_{E/\Q}\cor_{E/\Q}y=|R|E_Ry=0.
344
+ \]
345
+ Restriction on additive characters across a finite extension is
346
+ injective: a character that vanishes on a subgroup of finite index
347
+ has finite image in the torsion-free group $\Q_\ell$, and so is
348
+ zero. On the other hand, transitivity and the
349
+ corestriction--restriction identity give
350
+ \[
351
+ \cor_{E/\Q}y
352
+ =\cor_{M/\Q}\cor_{E/M}\res_{E/M}x
353
+ =[E:M]\cor_{M/\Q}x\ne0,
354
+ \]
355
+ a contradiction.
356
+ \end{proof}
357
+
358
+ \subsection{A signed representation in the character space}
359
+
360
+ The class field description also controls the supply of characters
361
+ when the number field varies. The regular representation gives upper
362
+ bounds for dimensions of subgroup invariants, while the signed
363
+ representation below gives lower bounds and ensures a faithful action
364
+ on the character space.
365
+
366
+ \begin{proposition}\label{prop:signed-representation}
367
+ Let $M/\Q$ be a finite, totally imaginary Galois extension, put
368
+ $R=\Gal(M/\Q)$, and let $c\in R$ be a complex conjugation.
369
+ For every rational prime $\ell$, there are $R$-equivariant embeddings
370
+ \begin{equation}\label{eq:signed-representation}
371
+ W_M:=\Ind_{\langle c\rangle}^{R}(\mathrm{sign})
372
+ \lhook\joinrel\longrightarrow\X{\ell}{M}
373
+ \lhook\joinrel\longrightarrow\Q_\ell[R],
374
+ \end{equation}
375
+ where $\mathrm{sign}(c)=-1$. In particular, the action of $R$ on
376
+ $\X{\ell}{M}$ is faithful.
377
+ \end{proposition}
378
+
379
+ \begin{proof}
380
+ By the normal basis theorem, $V_M=M\otimes_\Q\Q_\ell$ is the
381
+ regular representation of $R$, as is its dual. The naturality of
382
+ \eqref{eq:character-class-field} gives the second embedding.
383
+
384
+ The equivariant Dirichlet unit theorem
385
+ \cite[Section~3]{bass1966} identifies the representation
386
+ $\mathcal O_M^\times\otimes_\Z\Q_\ell$ with the permutation
387
+ representation on the archimedean places minus its trivial summand.
388
+ Since these places are indexed by $R/\langle c\rangle$, writing
389
+ $U^{\mathrm{alg}}=\mathcal O_M^\times\otimes_\Z\Q_\ell$ gives
390
+ \[
391
+ \Q_\ell\oplus U^{\mathrm{alg}}
392
+ \simeq\Ind_{\langle c\rangle}^{R}\mathbf1.
393
+ \]
394
+ The character identity follows first over the real numbers from the
395
+ usual logarithmic unit embedding, and hence over $\Q_\ell$ by
396
+ semisimplicity in characteristic zero. In particular,
397
+ $U^{\mathrm{alg}}$ is self-dual. Its $\ell$-adic logarithmic image
398
+ $U_M$ is a quotient of $U^{\mathrm{alg}}$; no injectivity of the
399
+ logarithm on this tensor product is needed.
400
+
401
+ The decomposition of the regular representation induced from the
402
+ two characters of $\langle c\rangle$ is
403
+ \[
404
+ \Q_\ell[R]
405
+ \simeq\Ind_{\langle c\rangle}^{R}\mathbf1\oplus W_M
406
+ \simeq\Q_\ell\oplus U^{\mathrm{alg}}\oplus W_M.
407
+ \]
408
+ Since $U_M^\vee$ is a subrepresentation of
409
+ $(U^{\mathrm{alg}})^\vee\simeq U^{\mathrm{alg}}$, semisimplicity
410
+ and $\X{\ell}{M}\simeq(V_M/U_M)^\vee$ show that
411
+ $\X{\ell}{M}$ contains $\Q_\ell\oplus W_M$. This proves the
412
+ first embedding in \eqref{eq:signed-representation}.
413
+
414
+ Finally, realize $W_M$ as the direct sum of the signed lines indexed
415
+ by the left cosets of $\langle c\rangle$. An element acting
416
+ trivially must fix the line of the identity coset, and therefore
417
+ belongs to $\langle c\rangle$. The nonidentity element $c$ acts
418
+ by $-1$ on that line. Thus only the identity acts trivially on
419
+ $W_M$, proving faithfulness.
420
+ \end{proof}
preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/sections/generation.tex ADDED
@@ -0,0 +1,425 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Normalizer extension and Frobenius generation}\label{sec:generation}
2
+
3
+ Let $F$ be a number field and let
4
+ \[
5
+ \alpha_0:G_F\longrightarrow P
6
+ \]
7
+ be a continuous open homomorphism. Our eventual aim is to identify this
8
+ map with ordinary restriction, up to conjugation in $P$. We first enlarge
9
+ an open part of its domain in a canonical way. For the enlarged map we
10
+ will prove surjectivity and equality of cyclotomic logarithms at an
11
+ infinite set of auxiliary primes. The main step is to show that images
12
+ of local Frobenius elements generate prescribed cyclic subgroups in
13
+ suitable finite quotients of $P$.
14
+
15
+ Choose an open normal subgroup $U\trianglelefteq\mathcal G$ contained in
16
+ $G_F$, and put
17
+ \[
18
+ A=\alpha_0(U),\qquad N=\ker(\alpha_0|_U),\qquad
19
+ T=N_{\mathcal G}(N).
20
+ \]
21
+ The subgroup $A$ is open in $P$. Since $U\subset T$, the normalizer $T$
22
+ is open and closed in $\mathcal G$; write $T=G_k$.
23
+
24
+ \begin{lemma}[Extension to the normalizer]\label{lem:normalizer-extension}
25
+ There is a unique continuous open homomorphism
26
+ \[
27
+ \beta:T\longrightarrow P
28
+ \]
29
+ whose restriction to $U$ is $\alpha_0|_U$.
30
+ \end{lemma}
31
+
32
+ \begin{proof}
33
+ Conjugation by $t\in T$ induces a continuous automorphism of $U/N=A$.
34
+ By Theorem~\ref{thm:uchida-isomorphism}, applied to
35
+ $\Q^s/(\Q^s)^A$, this automorphism is conjugation by a unique element
36
+ $\beta(t)$ of $P$. Indeed, the implementing field automorphism of
37
+ $\Q^s$ fixes $\Q$. Uniqueness shows both that $\beta$ is a homomorphism
38
+ and that $\beta(u)=\alpha_0(u)$ for $u\in U$. It also shows that any
39
+ extension of $\alpha_0|_U$ to $T$ must equal $\beta$: its values must
40
+ induce these same conjugations on $A$.
41
+
42
+ Continuity on the open subgroup $U$ implies continuity on $T$.
43
+ Moreover, $\beta(T)$ contains $A$ and is therefore open in $P$.
44
+ A continuous homomorphism of profinite groups is open onto its image,
45
+ so $\beta$ is open.
46
+ \end{proof}
47
+
48
+ We keep $U,A,N,T,k$, and $\beta$ fixed for the rest of the argument.
49
+ List the distinct conjugates of $N$ other than $N$ itself as
50
+ \[
51
+ N_i=t_iNt_i^{-1}\quad(1\leq i\leq r),\qquad t_i\notin T,
52
+ \qquad H_i=\beta(N_i).
53
+ \]
54
+ There are finitely many because $U$ normalizes $N$. Normality of $U$
55
+ in $\mathcal G$ implies that each $N_i$ lies in $U$ and is normal in
56
+ $U$, so $H_i$ is normal in $A$.
57
+ Each $H_i$ is nontrivial. Otherwise $t_iNt_i^{-1}\subset N$, and
58
+ iterating this inclusion would give a descending chain returning to
59
+ $N$: some power of $t_i$ lies in $U$ and hence normalizes $N$.
60
+ All inclusions would be equalities, contrary to $t_i\notin T$.
61
+ We allow $r=0$, with sums indexed by $i$ then equal to zero.
62
+
63
+ \subsection{A finite quotient with enough characters}
64
+
65
+ The next lemma constructs characters that distinguish a proper
66
+ subgroup of a cyclic group while avoiding the invariant spaces attached
67
+ to the $H_i$. The latter condition will prevent cancellation by
68
+ conjugates of $N$ when we average a pulled-back character on the source.
69
+ For a finite subgroup $J$ acting on a characteristic-zero vector space,
70
+ we use the averaging operator $E_J=|J|^{-1}\sum_{g\in J}g$.
71
+
72
+ \begin{lemma}[Quotient amplification]\label{lem:quotient-amplification}
73
+ Fix an odd prime $\ell$ and a finite quotient $R_0$ of $P$. There is
74
+ a finite Galois extension $L/\Q$ in $\Q^s$, totally imaginary, such that
75
+ the quotient $R=\Gal(L/\Q)$ dominates $R_0$ and has the following
76
+ property. For every $\gamma\in R$, with $C=\langle\gamma\rangle$, and
77
+ every proper subgroup $D<C$, there is $x\in\X{\ell}{L}$ satisfying
78
+ \begin{equation}\label{eq:separating-character}
79
+ x\in\X{\ell}{L}^{D},\qquad E_Cx=0,\qquad
80
+ x\notin\sum_{i=1}^r\X{\ell}{L}^{H_i}.
81
+ \end{equation}
82
+ Here each $H_i$ acts through its image in $R$.
83
+ \end{lemma}
84
+
85
+ \begin{proof}
86
+ Choose a quotient $R_1=\Gal(L_1/\Q)$ dominating $R_0$ such that
87
+ every $H_i$ has nontrivial image in $R_1$, the kernel of $P\to R_1$
88
+ is contained in $A$, and $L_1$ contains $\Q(i)$. These are finitely
89
+ many compatible conditions on an open normal subgroup of $P$.
90
+ Put $n=|R_1|$.
91
+
92
+ We will enlarge $R_1$ while keeping element orders bounded by $2n$.
93
+ At the same time, the images of the $H_i$ and the conjugacy class of
94
+ complex conjugation will grow. Growth of the $H_i$ makes the sum
95
+ of their invariant spaces small. Growth of the conjugacy class
96
+ makes the signed representation supply enough $D$-invariant
97
+ vectors killed by $E_C$ to escape that sum.
98
+
99
+ We use the regular-module auxiliary extension construction appearing
100
+ in Uchida's proof~\cite[pp.~360--362]{uchida1979}, with quantitative
101
+ bounds on its invariant spaces. More precisely, we construct a
102
+ further quotient with kernel consisting of $m$ copies of the regular
103
+ $\mathbb F_2[R_1]$-module, where $m$ will be chosen below.
104
+ Choose $m$ distinct rational primes that split completely in $L_1$.
105
+ For each of them, select one prime of $L_1$ above it. Approximation
106
+ gives elements $a_1,\ldots,a_m\in L_1^\times$ such that $a_j$ has
107
+ valuation one at its selected prime and valuation zero at every other
108
+ prime in these $m$ sets. The $mn$ elements
109
+ \[
110
+ g(a_j),\qquad g\in R_1,\quad 1\leq j\leq m,
111
+ \]
112
+ have independent square classes: their valuations at the selected
113
+ sets of primes form a permutation of the identity matrix modulo two.
114
+ Adjoin their square roots and call the resulting field $L$.
115
+ Kummer theory gives
116
+ \begin{equation}\label{eq:regular-kummer-kernel}
117
+ 1\longrightarrow V\longrightarrow R=\Gal(L/\Q)
118
+ \longrightarrow R_1\longrightarrow1,
119
+ \qquad V\simeq\mathbb F_2[R_1]^m
120
+ \end{equation}
121
+ as $R_1$-modules. The dual module supplied by Kummer theory is again
122
+ the regular permutation module. The field $L$ is Galois over $\Q$
123
+ because all conjugates of the $a_j$ were included; its group is
124
+ solvable, so $L\subset\Q^s$. No splitting of
125
+ \eqref{eq:regular-kummer-kernel} is required.
126
+
127
+ Every element of $R$ has order at most $2n$, since its $n$th power
128
+ lies in the exponent-two group $V$. Write $A_R$ and $H_{i,R}$ for
129
+ the images of $A$ and $H_i$ in $R$. The choice of $R_1$ gives
130
+ $V\subset A_R$. Choose $h_i\in H_{i,R}$ with nonidentity image
131
+ $g_i\in R_1$, of order $d_i>1$. As $H_{i,R}$ is normal in $A_R$,
132
+ \[
133
+ (g_i-1)V=[h_i,V]\subset H_{i,R}.
134
+ \]
135
+ On $m$ regular modules the rank of $g_i-1$ is
136
+ $mn(1-1/d_i)\geq mn/2$. Consequently
137
+ \begin{equation}\label{eq:large-subgroups}
138
+ |H_{i,R}|\geq 2^{mn/2}.
139
+ \end{equation}
140
+ If $c\in R$ is a complex conjugation, its image in $R_1$ is a
141
+ nontrivial involution because $L_1$ is totally imaginary.
142
+ Conjugation by $V$ alone therefore gives at least $2^{mn/2}$ distinct
143
+ conjugates of $c$; thus
144
+ \begin{equation}\label{eq:large-conjugacy-class}
145
+ |c^R|\geq 2^{mn/2}.
146
+ \end{equation}
147
+
148
+ Set $\eta=2^{-mn/2}$ and write $X=\X{\ell}{L}$. By
149
+ Proposition~\ref{prop:signed-representation}, $X$ embeds in the regular
150
+ $\Q_\ell[R]$-representation and contains
151
+ \[
152
+ W=\Ind_{\langle c\rangle}^{R}(\operatorname{sign}).
153
+ \]
154
+ The regular-representation bound and \eqref{eq:large-subgroups} give
155
+ \begin{equation}\label{eq:forbidden-dimension}
156
+ \dim\left(\sum_{i=1}^rX^{H_i}\right)
157
+ \leq\sum_{i=1}^r\frac{|R|}{|H_{i,R}|}
158
+ \leq r\eta|R|.
159
+ \end{equation}
160
+ The character of $W$ takes the value $|R|/2$ at the identity,
161
+ the value $-|R|/(2|c^R|)$ on $c^R$, and zero elsewhere.
162
+ Hence, for every subgroup $J\subset R$,
163
+ \begin{equation}\label{eq:signed-invariants}
164
+ \left|\dim W^J-\frac{|R|}{2|J|}\right|
165
+ \leq\frac{\eta|R|}{2}.
166
+ \end{equation}
167
+ For $D<C=\langle\gamma\rangle$, the map
168
+ $E_C:W^D\to W^C$ is surjective. Since $|D|\leq |C|/2$ and
169
+ $|C|\leq2n$, \eqref{eq:signed-invariants} implies
170
+ \begin{align*}
171
+ \dim\ker(E_C|_{W^D})
172
+ &=\dim W^D-\dim W^C\\
173
+ &\geq\frac{|R|}{2}\left(\frac1{|D|}-\frac1{|C|}\right)
174
+ -\eta|R|\\
175
+ &\geq |R|\left(\frac1{4n}-\eta\right).
176
+ \end{align*}
177
+ Choose the integer $m\geq1$ so large that
178
+ \[
179
+ (r+1)2^{-mn/2}<\frac1{4n}.
180
+ \]
181
+ This single choice works for all $\gamma$ and all proper $D<C$.
182
+ The last dimension is then greater than
183
+ \eqref{eq:forbidden-dimension}, so its kernel contains a vector
184
+ outside the indicated sum. This vector gives
185
+ \eqref{eq:separating-character}. If $C$ is trivial, there is no
186
+ proper subgroup to consider.
187
+ \end{proof}
188
+
189
+ \subsection{Generation by local Frobenius images}
190
+
191
+ We now use these characters to strengthen the local correspondence.
192
+ Containment of a source decomposition group in a target decomposition
193
+ group places its Frobenius image in a cyclic subgroup of a finite
194
+ quotient. The next proposition shows that, after enlarging the
195
+ quotient, infinitely many such images generate the entire cyclic
196
+ subgroup.
197
+
198
+ \begin{proposition}[Frobenius generation]\label{prop:frobenius-generation}
199
+ Fix an odd prime $\ell$, a finite quotient $R_0$ of $P$, and
200
+ $\gamma_0\in R_0$. There are a quotient
201
+ \[
202
+ P\twoheadrightarrow R=\Gal(L/\Q)\twoheadrightarrow R_0
203
+ \]
204
+ and a lift $\gamma\in R$ of $\gamma_0$ with the following property.
205
+ There are infinitely many $\ell$-active primes $v$ of $k$, over
206
+ distinct rational primes $p\ne\ell$, for which compatible
207
+ prolongations can be chosen so that:
208
+ \begin{enumerate}
209
+ \item the corresponding target rational prime $q\ne\ell$ is unramified
210
+ in $L$, and the target prolongation restricts to a prime $w'$ of $L$
211
+ whose Frobenius in $R$ is $\gamma$;
212
+ \item the image in $R$ of an arithmetic Frobenius lift at $v$ generates
213
+ $\langle\gamma\rangle$.
214
+ \end{enumerate}
215
+ \end{proposition}
216
+
217
+ \begin{proof}
218
+ Choose $R$ by Lemma~\ref{lem:quotient-amplification} and choose any
219
+ lift $\gamma$ of $\gamma_0$. Put $C=\langle\gamma\rangle$.
220
+ Take an open normal subgroup $U'\trianglelefteq\mathcal G$ contained
221
+ in $U\cap\beta^{-1}(P_L)$; for example, take the core of this open
222
+ subgroup in $\mathcal G$. Let $F'/\Q$ be the finite Galois extension
223
+ with $G_{F'}=U'$. The map
224
+ \[
225
+ \beta|_{U'}:G_{F'}\longrightarrow P_L
226
+ \]
227
+ is open.
228
+
229
+ Chebotarev's theorem supplies infinitely many primes $w'$ of $L$,
230
+ over distinct rational primes $q\ne\ell$ unramified in $L$, with
231
+ Frobenius exactly $\gamma$. Theorem~\ref{thm:local-correspondence}
232
+ applied to $\beta|_{U'}$ pairs all but finitely many of them with
233
+ $\ell$-active primes $v'$ of $F'$, away from $\ell$.
234
+ Uniqueness of the target prime for an active source prime implies
235
+ that infinitely many $v'$ occur. Since only finitely many primes of
236
+ $F'$ lie over a given rational prime, we may pass to a subset with
237
+ distinct source rational primes $p$, all unramified in $F'$.
238
+ Passing to another infinite subset, we may also assume that their
239
+ Frobenius elements in $\Gal(F'/\Q)$ are a fixed element $\delta$.
240
+
241
+ Fix a source prolongation above each $v'$, and use it also for the
242
+ prime $v=v'|_k$. The original correspondence at $v'$ can be made
243
+ with this prolongation: changing the source prolongation conjugates
244
+ the target group by an element of $\beta(U')\subset P_L$, which
245
+ preserves the finite prime $w'$. Activity passes from $v'$ to $v$,
246
+ since the relevant inertia subgroup for $U'$ is contained in that
247
+ for $T$. Apply Theorem~\ref{thm:local-correspondence} at $v$ using
248
+ this same source prolongation. If $w_1$ is the restriction to $L$
249
+ of its target prolongation, then
250
+ \[
251
+ \beta(D_{v'})\subset\beta(D_v)\cap P_L\subset D_{w_1}.
252
+ \]
253
+ Uniqueness of the target prime for $v'$ at the level of $L$ gives
254
+ $w_1=w'$. Consequently the corresponding target rational prime
255
+ is $q$, and the image of $D_v$ in $R$ lies in $C$.
256
+ These changes of prolongations preserve $v'$ and $w'$, so they
257
+ preserve the previously selected finite Frobenius elements
258
+ $\delta$ and $\gamma$.
259
+
260
+ Put $H=T/U'\subset\mathcal G/U'$ and let $f$ be the residue degree
261
+ of $v$ over $p$. Figure~\ref{fig:generation-primes} records the
262
+ primes involved. Here $\delta=\Fr(v'/p)$ and
263
+ $\gamma=\Fr(w'/q)$ belong to the finite Galois groups over $\Q$.
264
+ The symbols $\Fr_{v'}$ and $\Fr_{w'}$ used below instead denote
265
+ local arithmetic Frobenius over $F'$ and $L$, respectively.
266
+
267
+ \begin{figure}[htbp]
268
+ \centering
269
+ \begin{tikzcd}[row sep=large,column sep=huge]
270
+ v'\text{ of }F' \arrow[d] \arrow[r,dashed] &
271
+ w'\text{ of }L \arrow[d] \\
272
+ v\text{ of }k \arrow[d,"f"'] \arrow[r,dashed] &
273
+ q\text{ of }\Q \\
274
+ p\text{ of }\Q &
275
+ \end{tikzcd}
276
+ \caption{Vertical arrows restrict primes; dashed arrows are the
277
+ partial local correspondences. The residue degree of $v/p$ is $f$.
278
+ No equality between $p$ and $q$ is assumed at this stage.}
279
+ \label{fig:generation-primes}
280
+ \end{figure}
281
+
282
+ In the decomposition group
283
+ $\langle\delta\rangle\subset\Gal(F'/\Q)$ we have
284
+ \begin{equation}\label{eq:residue-degree-intersection}
285
+ \langle\delta\rangle\cap H=\langle\delta^f\rangle,
286
+ \qquad
287
+ f=\min\{j\geq1:\delta^j\in H\}.
288
+ \end{equation}
289
+ Indeed, the residue degree is the orbit size of the distinguished
290
+ coset in the action of $\langle\delta\rangle$ on
291
+ $\Gal(F'/\Q)/H$. This description does not require $H$ to be
292
+ normal. In particular $f$ is constant on the chosen infinite set.
293
+ The homomorphism $\beta$ induces $H\to R$, since
294
+ $\beta(U')\subset P_L$; define
295
+ \[
296
+ d=\beta(\delta^f)\in R.
297
+ \]
298
+ This notation is independent of the lift of $\delta^f$ to $T$.
299
+ A local lift of rational Frobenius to the $f$th power is a
300
+ Frobenius lift at $v$, so the preceding containment gives $d\in C$.
301
+
302
+ We claim that $D=\langle d\rangle$ equals $C$. Suppose that $D<C$,
303
+ and choose $x$ as in \eqref{eq:separating-character}. Pullback along
304
+ $\beta|_{U'}$ gives a linear map
305
+ \[
306
+ j:\X{\ell}{L}\longrightarrow\X{\ell}{F'},\qquad y=j(x).
307
+ \]
308
+ The map $j$ is injective: its defining homomorphism has open image
309
+ in $P_L$, and an additive $\Q_\ell$-valued character vanishing on
310
+ an open subgroup vanishes everywhere. Frobenius evaluation at $w'$
311
+ is invariant under $\gamma$, because $\gamma$ fixes $w'$ and acts
312
+ trivially by conjugation on its unramified local quotient. Therefore
313
+ \[
314
+ x(\Fr_{w'})=(E_Cx)(\Fr_{w'})=0.
315
+ \]
316
+ The character $x$ is unramified at $w'$, so this equality says that
317
+ it vanishes on the entire decomposition group there. It follows
318
+ that $y(\Fr_{v'})=0$ for every prime in our infinite set.
319
+ Proposition~\ref{prop:character-detection}(ii) now gives
320
+ \begin{equation}\label{eq:source-average-zero}
321
+ E_{\langle\delta\rangle}y=0.
322
+ \end{equation}
323
+
324
+ To see why this contradicts the choice of $x$, write
325
+ $a=|\langle\delta\rangle|$ and $Y=j(\X{\ell}{L})$.
326
+ Pullback is $T$-equivariant, where the action on the target
327
+ character space is through $\beta$. In particular $y$ is fixed
328
+ by $N$. In the sum defining \eqref{eq:source-average-zero}, the
329
+ powers $\delta^j$ belonging to $H$ are exactly those for which
330
+ $f\mid j$, by \eqref{eq:residue-degree-intersection}. Each such
331
+ power acts as the identity on $y$, because $x$ is $D$-invariant.
332
+ If $f\nmid j$, choose a lift $t$ of $\delta^j$ to $\mathcal G$.
333
+ Then $t\notin T$, and $\delta^jy$ is fixed by $tNt^{-1}$.
334
+ Multiplying \eqref{eq:source-average-zero} by $a$ thus yields
335
+ \[
336
+ 0=\frac af\,y+\sum_{\substack{0\leq j<a\\f\nmid j}}\delta^jy,
337
+ \qquad
338
+ y\in\sum_{i=1}^r\X{\ell}{F'}^{N_i}.
339
+ \]
340
+
341
+ It remains to return this membership to the target character
342
+ space. The finite group $U/U'$ acts on $\X{\ell}{F'}$, and its
343
+ subspace $Y$ is stable. Semisimplicity supplies a $U$-equivariant
344
+ projection
345
+ \[
346
+ \pi:\X{\ell}{F'}\longrightarrow Y.
347
+ \]
348
+ Every $N_i$ lies in $U$, so $\pi$ carries $N_i$-invariants into
349
+ $Y^{N_i}$. Equivariance and injectivity of $j$ give
350
+ \[
351
+ Y^{N_i}=j\bigl(\X{\ell}{L}^{H_i}\bigr).
352
+ \]
353
+ Applying $\pi$ to the displayed membership and then applying
354
+ $j^{-1}$ contradicts the last condition in
355
+ \eqref{eq:separating-character}. Only $U$-equivariance of the
356
+ projection is used; no normality of $T$ in $\mathcal G$ is needed.
357
+ Thus $D=C$, proving the proposition.
358
+ \end{proof}
359
+
360
+ \subsection{Surjectivity and cyclotomic logarithms}
361
+
362
+ The generation statement now gives the two properties needed in the
363
+ next stage. The first removes any restriction on the target image.
364
+ For the second, a congruence condition on $\ell$ forces the source
365
+ primes supplied by the proposition to have residue degree one, so
366
+ the character-detection theorem applies.
367
+
368
+ \begin{theorem}\label{thm:normalized-map}
369
+ The extension $\beta:G_k\to P$ is surjective. Put
370
+ \[
371
+ m_0=[k:\Q]!,\qquad
372
+ \mathcal L=\{\ell:\ell\text{ is an odd prime and }
373
+ \ell\equiv1\pmod{m_0}\}.
374
+ \]
375
+ The set $\mathcal L$ is infinite, and for every $\ell\in\mathcal L$,
376
+ \begin{equation}\label{eq:cyclotomic-logarithms}
377
+ \log\chi_\ell\circ\beta=\log\chi_{k,\ell}
378
+ \quad\text{as additive characters on }G_k.
379
+ \end{equation}
380
+ Here $\chi_\ell$ is the $\ell$-adic cyclotomic character on $P$,
381
+ and $\chi_{k,\ell}$ is the ordinary cyclotomic character on $G_k$.
382
+ \end{theorem}
383
+
384
+ \begin{proof}
385
+ Let $R_0$ be any finite quotient of $P$ and let $\gamma_0\in R_0$.
386
+ Proposition~\ref{prop:frobenius-generation} produces an element
387
+ $d$ in the image of $\beta$ in a further quotient $R$ such that
388
+ $\langle d\rangle=\langle\gamma\rangle$, where $\gamma$ lifts
389
+ $\gamma_0$. Thus $\gamma$, and hence $\gamma_0$, belongs to the
390
+ image. Since $\beta(T)$ is compact, surjectivity onto every finite
391
+ quotient implies $\beta(T)=P$.
392
+
393
+ Dirichlet's theorem on primes in arithmetic progressions shows
394
+ that $\mathcal L$ is infinite. Fix $\ell\in\mathcal L$, take
395
+ \[
396
+ R_0=\Gal(\Q(\mu_\ell)/\Q)\simeq\mathbb F_\ell^\times,
397
+ \]
398
+ and choose $\gamma_0$ to generate this cyclic group.
399
+ The proposition gives infinitely many active primes $v$ of $k$
400
+ over distinct rational primes $p\ne\ell$, for which the image of
401
+ a Frobenius lift $\sigma_v$ acts on $\mu_\ell$ by a generator.
402
+ Let $q$ be the corresponding target rational prime and let
403
+ $f=[\kappa(v):\mathbb F_p]$, so $Nv=p^f$. If
404
+ $a(\sigma_v)\in\widehat{\Z}$ is the target residue exponent,
405
+ Lemma~\ref{lem:norm-identity} gives
406
+ \begin{equation}\label{eq:generating-norm}
407
+ p^f=q^{a(\sigma_v)}\quad\text{in }\Z_\ell^\times.
408
+ \end{equation}
409
+ Its reduction modulo $\ell$ says that $p^f$ generates
410
+ $\mathbb F_\ell^\times$. In particular $\gcd(f,\ell-1)=1$.
411
+ But $1\leq f\leq[k:\Q]$, and every prime divisor of any $f>1$
412
+ in this range divides $m_0$, hence divides $\ell-1$.
413
+ Consequently $f=1$.
414
+
415
+ Taking logarithms in \eqref{eq:generating-norm} gives
416
+ \[
417
+ (\log\chi_\ell\circ\beta)(\sigma_v)
418
+ =\log p
419
+ =\log\chi_{k,\ell}(\sigma_v).
420
+ \]
421
+ The difference is an element of $\X{\ell}{k}$ vanishing at
422
+ infinitely many primes of absolute residue degree one.
423
+ Proposition~\ref{prop:character-detection}(i) proves
424
+ \eqref{eq:cyclotomic-logarithms}.
425
+ \end{proof}
preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/sections/identification.tex ADDED
@@ -0,0 +1,102 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Identifying the homomorphism}\label{sec:identification}
2
+
3
+ We now turn the prime correspondence into equality of group homomorphisms. The argument uses one fixed coefficient prime $r$, although the auxiliary prime witnessing activity is allowed to vary. This distinction is what makes the correspondences constructed in Section~\ref{sec:matching} sufficient.
4
+
5
+ Retain the map $\beta:T=G_k\to P$, the infinite set $\mathcal L$, and the fields $B=\Q(i)$ and $K$ from Sections~\ref{sec:generation}--\ref{sec:matching}. Thus $G_K=\beta^{-1}(P_B)$, and Theorem~\ref{thm:normalized-map} gives
6
+ \begin{equation}\label{eq:fixed-r-log}
7
+ \log\chi_r\circ\beta=\log\chi_{k,r}\qquad(r\in\mathcal L).
8
+ \end{equation}
9
+ Write $\sigma:T\to P$ for ordinary restriction.
10
+
11
+ \begin{proposition}\label{prop:identify-normalized}
12
+ There is an element $a\in P$ such that $\beta=\Ad(a)\circ\sigma$ on $T$.
13
+ \end{proposition}
14
+ \begin{proof}
15
+ Fix a finite Galois extension $L/\Q$ inside $\Q^s$ containing $B$, and put $R=\Gal(L/\Q)$. Choose a finite Galois extension $F'/\Q$ containing $K$ and $L$ such that $\beta(G_{F'})\subset P_L$. This is possible by taking the core in $\mathcal G$ of the appropriate open subgroup of $T$. Fix $r\in\mathcal L$.
16
+
17
+ The maps $\beta$ and $\sigma$, restricted to $G_{F'}$, give two pullbacks
18
+ \begin{equation}\label{eq:two-pullbacks}
19
+ i_\beta,i_\sigma:\X rL\longrightarrow\X r{F'}.
20
+ \end{equation}
21
+ Both are injective: their underlying homomorphisms have open image, and an additive $\Q_r$-valued character vanishing on a finite-index subgroup is zero. For $a\in P$ let $\sigma_a=\Ad(a)\circ\sigma$ and let $i_a$ be its pullback. Since $L/\Q$ is Galois, $\sigma_a(G_{F'})\subset P_L$. The map $i_a$ depends only on $a$ modulo $P_L$, because inner automorphisms of $P_L$ act trivially on additive characters.
22
+
23
+ \emph{Frobenius evaluations.}
24
+ Let $q\ne r$ range over rational primes split completely in $F'$. By Proposition~\ref{prop:same-characteristic}, for all but finitely many such $q$ there is a prime $v$ of $K$ above $q$ whose decomposition group maps into a decomposition group at a prime $w$ of $B$ above the same $q$. Choose a prime $v'$ of $F'$ above $v$ and compatible prolongations. Then
25
+ \[
26
+ \beta(D_{v'})\subset D_u\subset P_L
27
+ \]
28
+ for a prime $u$ of $L$ above $w$. Every prime here has absolute residue degree one, because $q$ splits completely in $F'$.
29
+
30
+ Choose a lift $h$ of arithmetic Frobenius in $D_{v'}$. Let $a_q\in\widehat{\Z}$ be the residue exponent of $\beta(h)$ at $u$. Equation~\eqref{eq:fixed-r-log} gives
31
+ \[
32
+ (a_q)_r\log_r q=\log_r q.
33
+ \]
34
+ The number $\log_r q$ is nonzero: $q\in\Z_r^\times$ is a positive rational integer larger than one and is not a root of unity. Consequently $(a_q)_r=1$. Every $x\in\X rL$ is unramified at $u$, so
35
+ \begin{equation}\label{eq:matched-evaluation}
36
+ i_\beta(x)(\Fr_{v'})=x(\Fr_u).
37
+ \end{equation}
38
+ This calculation uses only decomposition containment from the active correspondence. It does not require that its auxiliary prime be $r$.
39
+
40
+ Under ordinary restriction, the same Frobenius maps to Frobenius at another prime of $L$ above $q$. An element of $R$ carries this prime to $u$. Choose a lift $a\in P$ of that element. Then
41
+ \[
42
+ i_\beta(x)(\Fr_{v'})=i_a(x)(\Fr_{v'})
43
+ \qquad\text{for every }x\in\X rL.
44
+ \]
45
+ The choice of $a$ modulo $P_L$ may initially depend on $q$. Since $R$ is finite, an infinite set of distinct $q$ uses one fixed choice. For each $x$, the difference $i_\beta(x)-i_a(x)$ therefore vanishes at infinitely many degree-one primes of $F'$. Proposition~\ref{prop:character-detection} gives
46
+ \begin{equation}\label{eq:equal-pullbacks}
47
+ i_\beta=i_a.
48
+ \end{equation}
49
+
50
+ \emph{From characters to the finite group.}
51
+ The field $F'/\Q$ is Galois, so $T$ acts on $\X r{F'}$ by conjugation. The two pullbacks intertwine this action with the respective actions on $\X rL$ induced by $\beta$ and $\sigma_a$. If $i$ denotes their common injective value in \eqref{eq:equal-pullbacks}, then for $t\in T$ and $x\in\X rL$,
52
+ \[
53
+ i\bigl(\beta(t)\cdot x\bigr)
54
+ =t\cdot i(x)
55
+ =i\bigl(\sigma_a(t)\cdot x\bigr).
56
+ \]
57
+ The field $L$ is totally imaginary because it contains $B$. By Proposition~\ref{prop:signed-representation}, $R$ acts faithfully on $\X rL$. Hence
58
+ \[
59
+ \beta(t)\bmod P_L=\sigma_a(t)\bmod P_L\qquad(t\in T).
60
+ \]
61
+
62
+ \emph{One conjugation for all finite quotients.}
63
+ For each such $L$, let
64
+ \[
65
+ C_L=\{a\in P:\ \beta(t)\equiv\Ad(a)(\sigma(t))\pmod{P_L}
66
+ \text{ for every }t\in T\}.
67
+ \]
68
+ We have proved that $C_L$ is nonempty. It is closed, and indeed clopen, since the defining condition depends only on $a$ modulo $P_L$. If $L$ contains finitely many fields $L_1,\ldots,L_s$, then $C_L\subset\bigcap_j C_{L_j}$. Composita thus give the finite-intersection property. Compactness of $P$ supplies an element in every $C_L$. The extensions $L$ containing $B$ are cofinal among finite Galois subextensions of $\Q^s/\Q$, so this element gives the asserted equality in $P$.
69
+ \end{proof}
70
+
71
+ We remove the normalizer extension and return to the original source.
72
+ \begin{theorem}\label{thm:prosolvable-rigidity}
73
+ Let $F$ be a number field in $\overline{\Q}$. Every continuous open homomorphism $\varphi:G_F\to P$ is conjugate in $P$ to ordinary restriction.
74
+ \end{theorem}
75
+ \begin{proof}
76
+ As in Lemma~\ref{lem:normalizer-extension}, choose an open normal subgroup $U$ of $\mathcal G$ contained in $G_F$, and extend $\varphi|_U$ to the normalizer of its kernel. Proposition~\ref{prop:identify-normalized} shows that, after one conjugation of $\varphi$, it agrees on $U$ with ordinary restriction $\sigma:G_F\to P$.
77
+
78
+ For $g\in G_F$ and $u\in U$, normality of $U$ gives
79
+ \[
80
+ \varphi(g)\sigma(u)\varphi(g)^{-1}
81
+ =\varphi(gug^{-1})
82
+ =\sigma(gug^{-1})
83
+ =\sigma(g)\sigma(u)\sigma(g)^{-1}.
84
+ \]
85
+ Thus $\sigma(g)^{-1}\varphi(g)$ centralizes $\sigma(U)=\varphi(U)$, an open subgroup of $P$. Lemma~\ref{lem:centralizer} makes this element trivial. The equality holds for every $g\in G_F$.
86
+ \end{proof}
87
+
88
+ \begin{proof}[Proof of Theorem~\ref{thm:main}]
89
+ Choose copies of the given fields inside $\overline{\Q}$. By Lemma~\ref{lem:solvable-closure}, each $E_i$ contains $\Q^s$. Form the composite
90
+ \begin{equation}\label{eq:final-composite}
91
+ G_{F_1}\longrightarrow G_1\xrightarrow{\alpha}G_2
92
+ \longrightarrow P,
93
+ \end{equation}
94
+ where the outer arrows are restrictions. The first is surjective. The last has open image, since its composite with $G_{F_2}\twoheadrightarrow G_2$ is ordinary restriction from an open subgroup of $\mathcal G$ to $P$. Continuous surjective homomorphisms between profinite groups are open, so \eqref{eq:final-composite} is open.
95
+
96
+ By Theorem~\ref{thm:prosolvable-rigidity}, this composite is conjugate to ordinary restriction. Cyclotomic characters are unchanged by conjugation. All roots of unity lie in $\Q^s$, so the full cyclotomic characters factor through the groups in \eqref{eq:final-composite}. Surjectivity of the first arrow therefore yields
97
+ \[
98
+ \chi_{E_2/F_2}\circ\alpha=\chi_{E_1/F_1}
99
+ \quad\text{in }\widehat{\Z}^{\times}.
100
+ \]
101
+ Theorem~\ref{thm:hoshi} gives an equivariant embedding $E_2\hookrightarrow E_1$. Its uniqueness is Uchida's theorem cited after Theorem~\ref{thm:hoshi}.
102
+ \end{proof}
preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/sections/introduction.tex ADDED
@@ -0,0 +1,39 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Introduction}\label{sec:introduction}
2
+
3
+ An algebraic extension of a number field is \emph{solvably closed} if it has no nontrivial abelian algebraic extension. Algebraic closures and maximal prosolvable extensions are examples. The isomorphism theorems of Neukirch and Uchida show that Galois groups of such fields retain remarkably precise arithmetic information. The corresponding question for open homomorphisms asks whether this reconstruction also recovers field embeddings.
4
+
5
+ Let $E_i/F_i$ be Galois extensions of number fields, with each $E_i$ solvably closed, and write $G_i=\Gal(E_i/F_i)$. A field embedding $j:E_2\hookrightarrow E_1$ \emph{induces} a homomorphism $\alpha:G_1\to G_2$ if
6
+ \[
7
+ g\circ j=j\circ\alpha(g)\qquad(g\in G_1).
8
+ \]
9
+ In particular, such an embedding sends $F_2$ into $F_1$. Uchida conjectured that every continuous homomorphism with open image arises in this way \cite[p.~595]{uchida1981}. We prove the conjecture in its full form.
10
+
11
+ \begin{theorem}\label{thm:main}
12
+ Let $F_1,F_2$ be number fields, and let $E_i/F_i$ be possibly infinite solvably closed Galois extensions. Every continuous open homomorphism
13
+ \[
14
+ \alpha:\Gal(E_1/F_1)\longrightarrow\Gal(E_2/F_2)
15
+ \]
16
+ is induced by a unique field embedding $j:E_2\hookrightarrow E_1$.
17
+ \end{theorem}
18
+
19
+ The kernel is unrestricted. The proof establishes the necessary arithmetic compatibility from openness itself.
20
+
21
+ \subsection{Historical context}
22
+ The reconstruction of number fields from their Galois groups begins with Neukirch's work on normal number fields and decomposition groups \cite{neukirch1969a,neukirch1969b}. The passage to arbitrary number fields and prescribed group isomorphisms involved Uchida, Iwasawa, and Ikeda; their contributions are recorded in the contemporary accounts \cite{uchida1976,neukirch1977}. Uchida subsequently established the isomorphism theorem for arbitrary solvably closed Galois extensions of number fields \cite{uchida1979}.
23
+
24
+ In the paper formulating the homomorphism conjecture, Uchida proved it when the source number field is $\Q$, proved uniqueness in general, and established existence under a suitable local condition on decomposition groups \cite[Theorem~1, Proposition~2, and Theorem~2]{uchida1981}. His local analysis also associates primes to one another whenever a chosen pro-$\ell$ inertia group survives under the homomorphism, for an odd auxiliary prime $\ell$. For each fixed auxiliary prime $\ell$, this partial correspondence reaches all but finitely many target primes \cite[Proposition~1]{uchida1981}.
25
+
26
+ A later reduction of Hoshi identifies an exact arithmetic condition for existence: an open homomorphism is induced by a field embedding if and only if it preserves the full cyclotomic character \cite[Theorem~3.4]{hoshi2025}. Hoshi's subsequent work reformulates the unrestricted conjecture in terms of radicals and normality of the field fixed by a kernel \cite[Theorem~B]{hoshi2026}. Related work on finite solvable quotients includes the isomorphism theorem of Sa\"idi and Tamagawa \cite{saiditamagawa2022} and the cyclotomic-compatible homomorphism theorem of Mao and Sa\"idi \cite{maosaidi2025}. Our proof uses the cyclotomic criterion at its endpoint. The main task is to derive that criterion from the partial local correspondences, even though their domains and exceptional sets initially depend on $\ell$.
27
+
28
+ \subsection{The main ideas}
29
+ Two arguments used below are useful beyond the final reduction. First, an additive $\ell$-adic character of the absolute Galois group of a number field is determined by its values on any infinite set of primes of absolute residue degree one. More precisely, a character vanishing at all those primes is zero. The logarithmic-rank input is a special case of the $\ell$-adic Waldschmidt--Masser theorem \cite{waldschmidt1981,masser1981,dasgupta2023}. We give a complete proof using Laurent's interpolation-determinant method \cite{laurent1991} and a translate-and-degree zero estimate on a torus. Its variants for Frobenius averages and corestriction permit us to treat primes of arbitrary residue degree as well. These statements concern the actual unit-logarithm image and require no hypothesis on its rank.
30
+
31
+ Second, we refine the Kummer argument in Uchida's proof of cofinite target coverage \cite[Proposition~1]{uchida1981}. After logarithmic cyclotomic compatibility has been established, the number of target primes missed by the partial correspondence can be bounded independently of $\ell$. A missed prime supplies a Kummer class. On killing a finite cyclotomic twist, these classes lie in one character component of an $S$-unit representation. The full extension degree may grow with $\ell$, but the multiplicity of that character is bounded by the number of orbits of $S$, hence by the degree of the fixed source field. This uniformity allows us to choose $\ell$ by simultaneous Kummer conditions and force enough corresponding primes to have the same rational residue characteristic.
32
+
33
+ Here is the route from these ingredients to Theorem~\ref{thm:main}. Put $P=\Gal(\Q^s/\Q)$, where $\Q^s$ is the maximal prosolvable extension of $\Q$. For a number field $F$, let $G_F$ denote its absolute Galois group. It suffices to identify every continuous open homomorphism $G_F\to P$ with ordinary restriction up to conjugation. Indeed, every solvably closed field contains $\Q^s$, and this identification will give the full cyclotomic compatibility required by Hoshi's theorem.
34
+
35
+ We first restrict to a normal open subgroup of $G_{\Q}$ and extend the map to the normalizer of its kernel. Write this extension as $\beta:G_k\to P$. Following the regular-module constructions used by Uchida \cite{uchida1979}, we enlarge finite quotients of $P$ by elementary abelian kernels consisting of many copies of a regular representation. Each quotient $R=\Gal(L/\Q)$ acts on the additive character space of $G_L$. Suitable characters distinguish a cyclic subgroup generated by a target Frobenius element from each of its proper subgroups. Comparing Frobenius averages proves that $\beta$ is surjective and preserves logarithmic cyclotomic characters for an infinite congruence class of auxiliary primes.
36
+
37
+ Next, pass to the preimage of $P_{\Q(i)}=\Gal(\Q^s/\Q(i))$. A sign character shows that, for almost every split target prime, only finitely many source primes can correspond to it as $\ell$ varies. The uniform Kummer bound then forces a correspondence in the same residue characteristic for almost every such target prime. Finally, use rational primes split completely in suitable finite extensions. Their additive Frobenius evaluations identify the two character pullbacks, one from $\beta$ and one from ordinary restriction. A faithful representation in the character space identifies the group maps modulo every finite quotient; compactness supplies a single conjugation.
38
+
39
+ Section~\ref{sec:preliminaries} states the anabelian inputs and proves the local norm identity. Section~\ref{sec:characters} develops the character tests. Section~\ref{sec:generation} obtains surjectivity and logarithmic cyclotomic compatibility. Section~\ref{sec:matching} proves the uniform bound and matches residue characteristics. Section~\ref{sec:identification} identifies the map to $P$ and proves Theorem~\ref{thm:main}.
preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/sections/matching.tex ADDED
@@ -0,0 +1,180 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Matching residue characteristics}\label{sec:matching}
2
+
3
+ We now show that almost every prime of $\Q(i)$ above a split rational prime has an active partner of the same residue characteristic. The auxiliary prime defining activity may vary with the pair. Two finiteness statements make this possible: almost every such target prime has only finitely many possible partners, and the number of target primes missed at a fixed auxiliary prime admits a uniform bound.
4
+
5
+ Keep the surjection $\beta:G_k\to P$ and the set $\mathcal L$ from Theorem~\ref{thm:normalized-map}, and put
6
+ \[
7
+ B=\Q(i),\qquad G_K=\beta^{-1}(P_B),\qquad
8
+ \beta_B=\beta|_{G_K}:G_K\twoheadrightarrow P_B.
9
+ \]
10
+ Thus $K/k$ is quadratic. An \emph{active pair at $\ell$} in this section means a source prime $v$ of $K$ active at $\ell$ for $\beta_B$, together with its corresponding prime $w$ of $B$ from Theorem~\ref{thm:local-correspondence}. In particular, both primes lie away from $\ell$. For a prime $w$ of $B$, define
11
+ \[
12
+ \mathcal V_w=
13
+ \{v:\text{$(v,w)$ is an active pair at some $\ell\in\mathcal L$}\}.
14
+ \]
15
+
16
+ \subsection{Finite fibers and a uniform bound on missed primes}
17
+
18
+ \begin{lemma}\label{lem:finite-fibers}
19
+ For all but finitely many primes $w$ of $B$ above rational primes split in $B$, the set $\mathcal V_w$ is finite.
20
+ \end{lemma}
21
+ \begin{proof}
22
+ Fix $r\in\mathcal L$. Proposition~\ref{prop:signed-representation} supplies a nonzero character $\psi\in\X{r}{B}$ on which $\Gal(B/\Q)$ acts by its nontrivial character. By Proposition~\ref{prop:character-detection}(i), $\psi(\Fr_w)$ is nonzero at all but finitely many degree-one primes $w\nmid r$. Fix such a $w$ above a split rational prime $q\ne r$, and put
23
+ \[
24
+ x_0=(\log\chi_r)|_{P_B},\qquad
25
+ z=\frac{\psi(\Fr_w)}{\log_r q}.
26
+ \]
27
+ The denominator is nonzero: the kernel of the logarithm on $\Z_r^\times$ consists of roots of unity, and the positive rational integer $q$ is not a root of unity. Thus $z\ne0$, and $\psi-zx_0$ vanishes on the decomposition group at $w$, since it is unramified there and vanishes on Frobenius.
28
+
29
+ Consider its pullback
30
+ \[
31
+ y=\beta_B^*(\psi-zx_0)\in\X{r}{K}.
32
+ \]
33
+ The pullback of $\psi$ transforms by sign under $G_k/G_K$. Its corestriction to $k$ is therefore zero: restricting that corestriction back to $K$ gives the sum of the two translates, and restriction is injective for additive characters with characteristic-zero coefficients. Theorem~\ref{thm:normalized-map} identifies $\beta_B^*x_0$ with $\log\chi_{K,r}$. Consequently
34
+ \[
35
+ \cor_{K/\Q}(y)
36
+ =-z[K:\Q]\log\chi_{\Q,r}\ne0.
37
+ \]
38
+ For every $v\in\mathcal V_w$ away from $r$, decomposition containment gives $y(\Fr_v)=0$, regardless of which auxiliary prime makes the pair active. Proposition~\ref{prop:character-detection}(iii) permits only finitely many such $v$. There are also only finitely many primes of $K$ above $r$, proving the assertion.
39
+ \end{proof}
40
+
41
+ For $\ell\in\mathcal L$, let $\mathcal M_\ell$ be the set of primes of $B$ which occur in no active pair at $\ell$. This includes the primes above $\ell$.
42
+
43
+ We seek a bound for $\#\mathcal M_\ell$ depending only on $[K:\Q]$. The proof will place independent classes attached to missed primes in one character space of an $S$-unit group. We first record the standard cohomological identification of that group, including the completion step; see also \cite{neukirch1999}.
44
+
45
+ \begin{lemma}[Unramified Kummer classes]\label{lem:kummer-unramified}
46
+ Let $F$ be a number field, let $\ell$ be a rational prime, and let $S$ be a finite set of places of $F$ containing all places above $\ell$ and all archimedean places. Then Kummer theory induces a natural isomorphism
47
+ \begin{equation}\label{eq:unramified-kummer}
48
+ H^1_{\mathrm{cont}}(G_F,\Q_\ell(1))
49
+ _{\text{unramified outside }S}
50
+ \simeq \mathcal O_{F,S}^{\times}\otimes_{\Z}\Q_\ell.
51
+ \end{equation}
52
+ It is equivariant for every group of field automorphisms of $F$ preserving $S$, with the natural action on cohomology combining conjugation on $G_F$ and the action on the Tate twist.
53
+ \end{lemma}
54
+ \begin{proof}
55
+ Integral Kummer theory gives
56
+ \[
57
+ H^1_{\mathrm{cont}}(G_F,\Z_\ell(1))
58
+ \simeq\varprojlim_n F^\times/(F^\times)^{\ell^n}.
59
+ \]
60
+ The inverse-limit assertion follows from the finite-level Kummer isomorphisms; the degree-zero groups are finite and satisfy the Mittag--Leffler condition. Every continuous rational cocycle has bounded image, since $G_F$ is compact, and hence becomes integral after multiplication by one power of $\ell$. The same observation for coboundaries gives rationalization of this integral cohomology. At a prime outside $S$, inertia acts trivially on $\Z_\ell(1)$, and its Kummer evaluation is the valuation times the tame $\ell$-adic character. These integral inertia homomorphisms are torsion-free. Thus unramifiedness after rationalization is exactly the vanishing of all integral valuation coordinates outside $S$.
61
+
62
+ For completeness, put $U_S=\mathcal O_{F,S}^\times$ and let
63
+ \[
64
+ H_n=\{[a]\in F^\times/(F^\times)^{\ell^n}:
65
+ \operatorname{ord}_v(a)\equiv0\pmod{\ell^n}
66
+ \text{ for every }v\notin S\}.
67
+ \]
68
+ Writing $\Cl_S(F)$ for the $S$-ideal class group, there is an exact sequence
69
+ \begin{equation}\label{eq:s-unit-completion}
70
+ 0\longrightarrow U_S/U_S^{\ell^n}
71
+ \longrightarrow H_n
72
+ \longrightarrow \Cl_S(F)[\ell^n]
73
+ \longrightarrow0.
74
+ \end{equation}
75
+ The last map sends $[a]$ to the ideal class of
76
+ $\operatorname{div}_S(a)/\ell^n$, where $\operatorname{div}_S$ records the valuations outside $S$. The transition from level $n+1$ to level $n$ induces multiplication by $\ell$ on these obstruction classes. Since $\Cl_S(F)$ is finite, their inverse limit is zero. It follows that the kernel of all outside-$S$ valuations in the completed multiplicative group is precisely $\varprojlim_n U_S/U_S^{\ell^n}$. The argument takes place in the full completed multiplicative group; it does not assume finite valuation support for its elements. Finally $U_S$ is finitely generated, so rationalizing its completion gives $U_S\otimes\Q_\ell$. This proves \eqref{eq:unramified-kummer}. All the constructions commute with field automorphisms preserving $S$, giving the asserted equivariance.
77
+ \end{proof}
78
+
79
+ Uchida's proof of target-side finiteness associates Kummer classes to missed primes and bounds them by a unit rank \cite[Proposition~1]{uchida1981}. We refine that argument by keeping the classes in one character space of a cyclic extension. The multiplicity of this character has a bound independent of $\ell$, even when the extension degree grows.
80
+
81
+ \begin{proposition}\label{prop:uniform-missed-primes}
82
+ For every $\ell\in\mathcal L$,
83
+ \[
84
+ \#\{w\in\mathcal M_\ell:w\nmid\ell\}\le 2[K:\Q],
85
+ \qquad
86
+ \#\mathcal M_\ell\le 2[K:\Q]+2.
87
+ \]
88
+ \end{proposition}
89
+ \begin{proof}
90
+ Fix $\ell\in\mathcal L$ and any finite set $J\subset\mathcal M_\ell$ of primes away from $\ell$. For each $w\in J$, choose $a_w\in B^\times$ and $h_w>0$ with
91
+ \[
92
+ (a_w)=w^{h_w}.
93
+ \]
94
+ Its compatible Kummer cocycles define a class
95
+ \[
96
+ \kappa_w\in H^1_{\mathrm{cont}}(P_B,\Q_\ell(1)).
97
+ \]
98
+ They factor through $P_B$ because $\Q^s$ contains the roots of unity and all the required radicals. Valuations at the distinct primes $w$ show that these classes are linearly independent. Each is unramified at every finite prime other than $w$ and the primes above $\ell$.
99
+
100
+ Write
101
+ \[
102
+ \rho=\chi_\ell\circ\beta_B,\qquad
103
+ \epsilon=\rho\chi_{K,\ell}^{-1}.
104
+ \]
105
+ By Theorem~\ref{thm:normalized-map}, $\epsilon$ takes values in $\mu_{\ell-1}\subset\Q_\ell^\times$. Let $K'/K$ be the cyclic extension fixed by its kernel, and let $\Delta=\Gal(K'/K)$. Pullback along the surjection $\beta_B$ is injective on $H^1$, with pulled-back coefficient module $\Q_\ell(\rho)$. Restriction to $G_{K'}$ remains injective: its kernel is a first cohomology group of the finite group $\Delta$, which vanishes in characteristic zero. We therefore obtain independent classes
106
+ \[
107
+ c_w\in H^1_{\mathrm{cont}}(G_{K'},\Q_\ell(1))
108
+ \qquad(w\in J).
109
+ \]
110
+ Under the natural $\Delta$-action on this cohomology, they all lie in the $\epsilon^{-1}$ eigenspace. Indeed the original coefficient module is $\Q_\ell(1)\otimes\epsilon$, so invariance for its twisted action becomes the eigenvalue $\epsilon^{-1}$ after restriction.
111
+
112
+ We claim that every $c_w$ is unramified away from $\ell$. Suppose that it is ramified at a prime $u\nmid\ell$ of $K'$, and let $v$ be the prime below it in $K$. The cyclotomic module is trivial on $I_u$, so the restricted cocycle is a nonzero continuous homomorphism from $I_u$ to the additive group $\Q_\ell(1)$. Choose a pro-$\ell$ Sylow subgroup $J_u\subset I_u$ on which it is nonzero, and a pro-$\ell$ Sylow subgroup $J_v\subset I_v$ containing $J_u$. Then $\beta_B(J_v)\ne1$, so $v$ is active at $\ell$. Theorem~\ref{thm:local-correspondence} sends $J_v$ into inertia at a corresponding prime $t\nmid\ell$ of $B$. Since $t$ occurs in an active pair, $t\notin J$, whereas $\kappa_w$ is unramified at $t$. Inertia at $t$ acts trivially on the coefficient module, so the Kummer cocycle itself vanishes on that inertia group. Its pullback therefore vanishes on $J_u$, a contradiction. This proves the claim.
113
+
114
+ Let $S$ consist of the archimedean places of $K'$ and its primes above $\ell$. By Lemma~\ref{lem:kummer-unramified}, the classes $c_w$ give independent elements of the $\epsilon^{-1}$ eigenspace in $\mathcal O_{K',S}^{\times}\otimes\Q_\ell$. It remains to bound this eigenspace. The equivariant Dirichlet $S$-unit theorem \cite[Section~3]{bass1966} gives the character of the full $S$-unit module as
115
+ \[
116
+ [\mathcal O_{K',S}^{\times}\otimes\Q_\ell]
117
+ =[\Q_\ell[S]]-[\Q_\ell].
118
+ \]
119
+ Each $\Delta$-orbit in $S$ contributes at most one copy of the one-dimensional character $\epsilon^{-1}$ to the permutation representation: for a stabilizer $H\subset\Delta$, its multiplicity in $\Q_\ell[\Delta/H]$ is one if it is trivial on $H$, and zero otherwise. There are
120
+ \[
121
+ \#(S/\Delta)
122
+ =r_1(K)+r_2(K)+\#\{v\text{ of }K:v\mid\ell\}
123
+ \le2[K:\Q]
124
+ \]
125
+ such orbits. Subtracting the trivial representation cannot increase this multiplicity. Hence the independent classes $c_w$ lie in a space of dimension at most $2[K:\Q]$, and $\#J\le2[K:\Q]$. Since $J$ was arbitrary, this bounds all missed primes away from $\ell$. There are at most two primes of $B$ above $\ell$, giving the second bound.
126
+ \end{proof}
127
+
128
+ The bound depends on $K$, but neither on $\ell$ nor on the degree of the cyclic extension $K'/K$. We can therefore choose one auxiliary prime that excludes every possible partner of several specified target primes, and contradict this bound. The following elementary Kummer construction provides that choice.
129
+
130
+ \subsection{Simultaneous separation by power residues}
131
+
132
+ \begin{lemma}\label{lem:power-separation}
133
+ Let $m,d\ge1$, let $q_1,\ldots,q_n$ be distinct rational primes, and for each $j$ let $\mathcal P_j$ be a finite set of rational primes not containing $q_j$. Given any finite set of rational primes to avoid, there are infinitely many odd primes $\ell\equiv1\pmod m$ outside that set and all the displayed prime sets such that
134
+ \[
135
+ p^f\bmod\ell\notin\langle q_j\bmod\ell\rangle
136
+ \quad
137
+ (1\le j\le n,\ p\in\mathcal P_j,\ 1\le f\le d).
138
+ \]
139
+ The sets $\mathcal P_j$ may overlap, and may contain $q_i$ for $i\ne j$.
140
+ \end{lemma}
141
+ \begin{proof}
142
+ Choose distinct auxiliary primes $s_j$ larger than $m$, $d$, and every prime in the lists, and put
143
+ \[
144
+ C=\Q(\zeta_{m\prod_j s_j}).
145
+ \]
146
+ For each $j$, the classes of the distinct rational primes in $\{q_j\}\cup\mathcal P_j$ are independent in $C^\times/(C^\times)^{s_j}$. Indeed, at any prime in those lists, the ramification index in $C/\Q$ divides $[\Q(\zeta_m):\Q]$: the other cyclotomic conductors are prime to that prime. This index is prime to $s_j$, and valuations at the separate rational primes give the asserted independence.
147
+
148
+ Kummer theory therefore identifies the Galois group over $C$ of
149
+ \[
150
+ E_j=C\bigl(q_j^{1/s_j},\ p^{1/s_j}\ (p\in\mathcal P_j)\bigr)
151
+ \]
152
+ with an elementary abelian $s_j$-group having one independent coordinate for each listed prime. Choose $\sigma_j\in\Gal(E_j/C)$ which fixes $q_j^{1/s_j}$ and acts nontrivially on every $p^{1/s_j}$ with $p\in\mathcal P_j$. The extensions $E_j/C$ are linearly disjoint, since their degrees are powers of distinct primes. Thus these automorphisms combine to an element $\sigma\in\Gal(E/C)$, where $E$ is their compositum.
153
+
154
+ The extension $E/\Q$ is Galois. Moreover, conjugation in $\Gal(E/\Q)$ preserves whether each of the specified radical coordinates of $\sigma$ is trivial: a conjugation only raises its root-of-unity multiplier to a power prime to the corresponding $s_j$. Chebotarev's theorem supplies infinitely many rational primes $\ell$ with Frobenius in the conjugacy class of $\sigma$, avoiding the prescribed finite set, all listed primes, and $2$. They split completely in $C$, so $\ell\equiv1\pmod m$ and $\ell\equiv1\pmod{s_j}$. At these primes, $q_j$ is an $s_j$th power modulo $\ell$ and every $p\in\mathcal P_j$ is not.
155
+
156
+ The quotient of $\F_\ell^\times$ by its $s_j$th powers has prime order $s_j$. A nontrivial class stays nontrivial on raising it to any exponent $1\le f\le d<s_j$. Every power of $q_j$, however, is an $s_j$th power. This proves the displayed separation. In particular, overlaps between different lists impose no conflict: their conditions belong to linearly disjoint Kummer extensions with different prime exponents.
157
+ \end{proof}
158
+
159
+ \begin{proposition}\label{prop:same-characteristic}
160
+ For all but finitely many primes $w$ of $B$ above rational primes $q$ split in $B$, there exist a prime $v$ of $K$ above the same $q$ and an auxiliary prime $\ell\in\mathcal L$ for which $(v,w)$ is an active pair for $\beta_B$.
161
+ \end{proposition}
162
+ \begin{proof}
163
+ Suppose that there are infinitely many exceptions. Lemma~\ref{lem:finite-fibers} allows us to choose
164
+ \[
165
+ w_1,\ldots,w_n,\qquad n>2[K:\Q]+2,
166
+ \]
167
+ among them, above distinct split rational primes $q_1,\ldots,q_n$, with every $\mathcal V_{w_j}$ finite. Let $\mathcal P_j$ be the set of rational residue characteristics of the primes in $\mathcal V_{w_j}$. The failure of the asserted conclusion means $q_j\notin\mathcal P_j$.
168
+
169
+ Apply Lemma~\ref{lem:power-separation} with $m=m_0$ and $d=[K:\Q]$. It gives $\ell\in\mathcal L$, away from all the primes involved, such that
170
+ \begin{equation}\label{eq:norm-separation}
171
+ Nv\bmod\ell\notin\langle q_j\bmod\ell\rangle
172
+ \qquad(v\in\mathcal V_{w_j},\ 1\le j\le n),
173
+ \end{equation}
174
+ because $Nv=p^f$ with $p\in\mathcal P_j$ and $1\le f\le[K:\Q]$. If $w_j$ occurred in an active pair at this $\ell$, its source prime would lie in $\mathcal V_{w_j}$. Applying Lemma~\ref{lem:norm-identity} to a lift of source Frobenius and reducing modulo $\ell$ would give
175
+ \[
176
+ Nv\bmod\ell\in\langle Nw_j\bmod\ell\rangle
177
+ =\langle q_j\bmod\ell\rangle,
178
+ \]
179
+ contrary to \eqref{eq:norm-separation}. All $n$ primes $w_j$ therefore belong to $\mathcal M_\ell$, contradicting Proposition~\ref{prop:uniform-missed-primes}.
180
+ \end{proof}
preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/build/sections/preliminaries.tex ADDED
@@ -0,0 +1,92 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Galois groups and partial local correspondences}\label{sec:preliminaries}
2
+
3
+ We collect the anabelian inputs and the local calculation that will connect Frobenius elements with cyclotomic characters. The substantial inputs from Uchida and Hoshi are stated explicitly; the remaining arguments use standard global and local class field theory, Kummer theory, and Chebotarev's theorem.
4
+
5
+ \subsection{Conventions and solvably closed fields}
6
+ Fix an algebraic closure $\overline{\Q}$ of $\Q$. For a number field $M\subset\overline{\Q}$ put $G_M=\Gal(\overline{\Q}/M)$, and put
7
+ \[
8
+ \mathcal G=G_{\Q},\qquad
9
+ P=\Gal(\Q^s/\Q),
10
+ \]
11
+ where $\Q^s\subset\overline{\Q}$ is the maximal prosolvable extension of $\Q$. For a number field $M\subset\Q^s$ write $P_M=\Gal(\Q^s/M)$. All homomorphisms between profinite groups and all characters in this paper are continuous. An open homomorphism is a homomorphism with open image: a continuous surjection between profinite groups is a quotient map and is open.
12
+
13
+ We use finite primes unless infinity is explicitly mentioned. For a finite prime $v$, its absolute norm is $Nv$, and its absolute residue degree is $[\kappa(v):\F_p]$, where $p$ is its rational residue characteristic. Frobenius is arithmetic. A chosen prolongation of $v$ determines a decomposition group $D_v$ and inertia group $I_v$; a different prolongation conjugates both. Expressions involving several such groups always use specified compatible prolongations.
14
+
15
+ \begin{lemma}\label{lem:solvable-closure}
16
+ Every solvably closed algebraic extension $E$ of $\Q$ contains $\Q^s$. The field $\Q^s$ is solvably closed. For every number field $M\subset\Q^s$, the extension $\Q^s/M$ is the maximal prosolvable extension of $M$.
17
+ \end{lemma}
18
+ \begin{proof}
19
+ Since $E(\mu_n)/E$ is abelian, $E$ contains every root of unity. Adjoining an $n$th root of an element of $E$ then gives a cyclic extension, so $E$ is closed under radicals. Finite solvable Galois extensions can be built by towers of radical extensions after adjoining roots of unity; hence $\Q^s\subset E$.
20
+
21
+ The same tower argument shows that $\Q^s$ contains all roots of unity and is closed under radicals. Any nontrivial finite abelian extension would have a cyclic subextension of prime degree, which Kummer theory excludes. Any nontrivial abelian algebraic extension would have a nontrivial finite abelian subextension. Thus $\Q^s$ is solvably closed.
22
+
23
+ Finally, a finite solvable Galois extension of $M$ lies in a finite solvable Galois extension of $\Q$: first take a solvable normal closure of $M/\Q$ inside $\Q^s$, and then the compositum of the finitely many conjugate extensions. The group of this compositum over that normal closure embeds in a product of solvable groups. This proves the last assertion.
24
+ \end{proof}
25
+
26
+ In particular, every additive $\ell$-adic character of $G_M$ factors through $P_M$ when $M\subset\Q^s$. For any solvably closed Galois extension $E/F$, the action on roots of unity defines its cyclotomic character
27
+ \[
28
+ \chi_{E/F}:\Gal(E/F)\longrightarrow\widehat{\Z}^{\times}.
29
+ \]
30
+ We use $\chi_{M,\ell}$ for the usual $\ell$-adic character of $G_M$, and $\chi_\ell$ for that of $P$. The $\ell$-adic logarithm is normalized to vanish on the finite torsion subgroup of $\Z_\ell^\times$.
31
+
32
+ \subsection{The anabelian inputs}
33
+ The first input permits a homomorphism to be extended from an open subgroup to the normalizer of its kernel.
34
+
35
+ \begin{theorem}[Uchida]\label{thm:uchida-isomorphism}
36
+ Let $E_i/F_i$ be solvably closed Galois extensions of number fields. Every isomorphism
37
+ $\theta:\Gal(E_1/F_1)\xrightarrow{\sim}\Gal(E_2/F_2)$
38
+ is induced by a unique field isomorphism $j:E_2\xrightarrow{\sim}E_1$, with
39
+ $g j=j\theta(g)$ for all $g$.
40
+ \end{theorem}
41
+ This is \cite[Theorem]{uchida1979}. One consequence we shall use twice is the following.
42
+ \begin{lemma}\label{lem:centralizer}
43
+ The centralizer in $P$ of any open subgroup of $P$ is trivial.
44
+ \end{lemma}
45
+ \begin{proof}
46
+ An open subgroup is $P_M$ for a number field $M\subset\Q^s$. An element centralizing $P_M$ is a field automorphism of $\Q^s$ implementing the identity automorphism of $P_M$. The identity field map also implements it, so uniqueness in Theorem~\ref{thm:uchida-isomorphism} gives the assertion.
47
+ \end{proof}
48
+
49
+ Here is the local input, in the precise setting in which we need it. For a homomorphism $\varphi:G_M\to P_N$, an odd prime $\ell$, and a prime $v\nmid\ell$ of $M$, say that $v$ is \emph{active at $\ell$} if $\varphi$ is nontrivial on a pro-$\ell$ Sylow subgroup of $I_v$. The condition is independent of the chosen Sylow subgroup and prolongation, since such choices are conjugate.
50
+
51
+ \begin{theorem}[Uchida's partial local correspondence]\label{thm:local-correspondence}
52
+ Let $M$ be a number field, let $N\subset\Q^s$ be a number field, and let $\varphi:G_M\to P_N$ be open. Fix an odd prime $\ell$. Every prime $v\nmid\ell$ active at $\ell$ determines a unique prime $w\nmid\ell$ of $N$ for which, with suitable prolongations,
53
+ \[
54
+ \varphi(D_v)\subset D_w.
55
+ \]
56
+ Moreover, $\varphi$ is injective on a pro-$\ell$ Sylow subgroup of $I_v$, and sends this subgroup into $I_w$. All but finitely many primes of $N$ arise from such active primes of $M$.
57
+ \end{theorem}
58
+ This is the odd-prime case of the trichotomy in \cite[\S1, pp.~595--596]{uchida1981}, together with its Proposition~1. In that trichotomy, nontrivial pro-$\ell$ inertia is case~(ii); case~(i) kills that inertia, and the torsion case~(iii) requires $\ell=2$. The open-image hypothesis, rather than surjectivity onto $P_N$, suffices. We will apply the theorem after restricting to smaller open subgroups as well. The cofinite target coverage in this theorem is for a fixed $\ell$; its exceptional set is not asserted to be uniform in $\ell$.
59
+
60
+ The uniqueness assertion concerns primes of the finite target field $N$. When restricting a map to smaller open subgroups, we will intersect a containing target decomposition group with $P_{N'}$ for a finite extension $N'/N$ inside $\Q^s$, and then use uniqueness at the $N'$-level. Proposition~\ref{prop:frobenius-generation} carries out this comparison with explicit source and target fields; no uniqueness of infinite prolongations is required.
61
+
62
+ The final input converts cyclotomic compatibility into the required field embedding.
63
+ \begin{theorem}[Hoshi]\label{thm:hoshi}
64
+ Let $E_i/F_i$ be solvably closed Galois extensions of number fields, and let
65
+ $\alpha:\Gal(E_1/F_1)\to\Gal(E_2/F_2)$ be open. There exists an equivariant field embedding $E_2\hookrightarrow E_1$ if and only if
66
+ \[
67
+ \chi_{E_2/F_2}\circ\alpha=\chi_{E_1/F_1}
68
+ \quad\text{in }\widehat{\Z}^{\times}.
69
+ \]
70
+ \end{theorem}
71
+ We use \cite[Theorem~3.4]{hoshi2025}. Uniqueness of the embedding, when it exists, is \cite[Proposition~2]{uchida1981}.
72
+
73
+ \subsection{Tame inertia and norms}
74
+ Decomposition groups in $P_M$ are the full absolute Galois groups of the corresponding local fields. Here is a justification for using the usual local ramification structure. Fix a prime of $\overline{\Q}$ above a prime of $M$, and form inside a local algebraic closure the union of the completions of finite fields between $M$ and $\Q^s$. This union contains all roots of unity and is closed under radicals: for a fixed exponent, a nonzero local element can be approximated by a global element in the field defining that completion, and their ratio can be made a power. Thus the union has no cyclic extension. Every finite Galois group over a nonarchimedean local field is solvable, by its wild inertia, tame inertia, and unramified filtration. Every closed subgroup of its prosolvable absolute Galois group is prosolvable as well; a nontrivial such group has a nontrivial finite cyclic quotient after passing through a finite solvable quotient. The union is therefore the full local algebraic closure. The usual decomposition-group identification proves the claim.
75
+
76
+ For an active pair $(v,w)$ from Theorem~\ref{thm:local-correspondence}, and $g\in D_v$, let $b(g)\in\widehat{\Z}$ be its source residue exponent and let $a(g)\in\widehat{\Z}$ be the target residue exponent of $\varphi(g)$. These are measured using $Nv$- and $Nw$-Frobenius, respectively. The target residue exponent is defined on $D_v$ by composition; we do not assume that the map sends all source inertia into target inertia.
77
+
78
+ \begin{lemma}\label{lem:norm-identity}
79
+ For an active pair $(v,w)$ at an odd prime $\ell$,
80
+ \begin{equation}\label{eq:norm-identity}
81
+ (Nv)^{b(g)}=(Nw)^{a(g)}\quad\text{in }\Z_\ell^\times
82
+ \qquad(g\in D_v).
83
+ \end{equation}
84
+ Powers by profinite integers are interpreted by continuous powering in the compact group $\Z_\ell^\times$.
85
+ \end{lemma}
86
+ \begin{proof}
87
+ Let $p\ne\ell$ be the residue characteristic of $v$, and choose a topological generator $\tau$ of a pro-$\ell$ Sylow subgroup of $I_v$. Its image in source tame inertia generates the pro-$\ell$ factor. The tame conjugation relation shows that
88
+ \[
89
+ e=g\tau g^{-1}\tau^{-(Nv)^{b(g)}}
90
+ \]
91
+ belongs to source wild inertia, a pro-$p$ group. In the target tame quotient, the image of $e$ also lies in the pro-$\ell$ factor of tame inertia: both $\varphi(\tau)$ and its conjugate do. Its image is therefore trivial, because it belongs to a pro-$p$ subgroup and to a pro-$\ell$ group. The nontrivial image of $\varphi(\tau)$ in the torsion-free target pro-$\ell$ tame factor then gives \eqref{eq:norm-identity} by the target tame conjugation relation. The target residue characteristic is different from $\ell$ by Theorem~\ref{thm:local-correspondence}.
92
+ \end{proof}
preprints/Open-Homomorphisms-of-Global-Solvably-Closed-Galois-Groups-October-5-2026/open-homomorphisms-solvably-closed-galois-groups.pdf ADDED
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preprints/Optimal-order-mixing-of-the-Thorp-shuffle-September-26-2026/README.md ADDED
@@ -0,0 +1,16 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # [Optimal-order mixing of the Thorp shuffle](paper.pdf)
2
+
3
+ OpenAI · September 26, 2026
4
+
5
+ ## Citation
6
+
7
+ ```bibtex
8
+ @misc{OAI:Optimal-order-mixing-of-the-Thorp-shuffle-September-26-2026,
9
+ author = {{OpenAI}},
10
+ title = {{Optimal-order mixing of the Thorp shuffle}},
11
+ howpublished = {OpenAI Math Release preprint
12
+ \href{https://github.com/openai/math/blob/main/preprints/Optimal-order-mixing-of-the-Thorp-shuffle-September-26-2026/paper.pdf}{OAI:Optimal-order-mixing-of-the-Thorp-shuffle-September-26-2026}},
13
+ year = {2026}
14
+ }
15
+ ```
16
+
preprints/Optimal-order-mixing-of-the-Thorp-shuffle-September-26-2026/build/conditional-flow.tex ADDED
@@ -0,0 +1,39 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{figure}[tb]
2
+ \centering
3
+ \begin{tikzpicture}[>=Stealth, every node/.style={font=\small},
4
+ free/.style={circle,draw=linkblue,fill=white,minimum size=6mm},
5
+ seen/.style={circle,fill=black!65,minimum size=3mm,inner sep=0pt}]
6
+ \node at (2,2.6) {Two free positions};
7
+ \node[free] (a) at (0,1.7) {};
8
+ \node[free] (b) at (0,0.3) {};
9
+ \node[left=1mm of a] {$u$};
10
+ \node[left=1mm of b] {$v$};
11
+ \node[free] (c) at (4,1.7) {};
12
+ \node[free] (d) at (4,0.3) {};
13
+ \node[right=1mm of c] {$(u+v)/2$};
14
+ \node[right=1mm of d] {$(u+v)/2$};
15
+ \draw[->,linkblue] (a)--(c);
16
+ \draw[->,linkblue] (a)--(d);
17
+ \draw[->,linkblue] (b)--(c);
18
+ \draw[->,linkblue] (b)--(d);
19
+ \node at (2,-0.35) {Unrevealed fair switch};
20
+ \begin{scope}[xshift=7.3cm]
21
+ \node at (1.5,2.6) {One free position};
22
+ \node[free] (e) at (0,1.7) {};
23
+ \node[seen] (f) at (0,0.3) {};
24
+ \node[left=1mm of e] {$u$};
25
+ \node[seen] (g) at (3,1.7) {};
26
+ \node[free] (h) at (3,0.3) {};
27
+ \node[right=1mm of h] {$u$};
28
+ \draw[->,linkblue,thick] (e)--(h);
29
+ \draw[->,black!65,dashed] (f)--(g);
30
+ \node at (1.5,-0.35) {Switch fixed by the observed path};
31
+ \end{scope}
32
+ \end{tikzpicture}
33
+ \caption{The conditional flow on one matching edge. Open circles are free
34
+ positions; filled circles contain an exposed card. A switch with two free
35
+ positions averages the centered masses $u,v$. With one free position,
36
+ the observed path fixes the switch and transports the centered mass $u$.
37
+ The latter case produces the martingale noise before the switch is revealed.}
38
+ \label{fig:conditional-flow}
39
+ \end{figure}
preprints/Optimal-order-mixing-of-the-Thorp-shuffle-September-26-2026/build/main.tex ADDED
@@ -0,0 +1,601 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \pdfinfoomitdate=1
2
+ \pdftrailerid{}
3
+ \pdfsuppressptexinfo=15
4
+ \documentclass[11pt]{article}
5
+ \usepackage[T1]{fontenc}
6
+ \usepackage{lmodern}
7
+ \usepackage[margin=1.05in]{geometry}
8
+ \usepackage{amsmath,amssymb,amsthm,mathtools}
9
+ \usepackage{microtype}
10
+ \usepackage{tikz}
11
+ \usetikzlibrary{arrows.meta,positioning}
12
+ \usepackage{xcolor}
13
+ \definecolor{linkblue}{RGB}{20,69,103}
14
+ \usepackage[colorlinks=true,linkcolor=linkblue,citecolor=linkblue,urlcolor=linkblue]{hyperref}
15
+ \hypersetup{pdftitle={Optimal-order mixing of the Thorp shuffle},pdfauthor={OpenAI},bookmarksopen=true,bookmarksnumbered=true}
16
+ \newtheorem{theorem}{Theorem}[section]
17
+ \newtheorem{lemma}[theorem]{Lemma}
18
+ \newtheorem{proposition}[theorem]{Proposition}
19
+ \theoremstyle{remark}
20
+ \newtheorem{remark}[theorem]{Remark}
21
+ \numberwithin{equation}{section}
22
+ \title{Optimal-order mixing of the Thorp shuffle}
23
+ \author{OpenAI}
24
+ \date{September 26, 2026}
25
+ \begin{document}
26
+ \maketitle
27
+ \begin{abstract}
28
+ We prove that the Thorp shuffle on $2^d$ cards mixes in $\Theta(d)$ complete shuffles. The full permutation law after $1600d$ shuffles converges to uniform in total variation as $d\to\infty$, uniformly over the initial deck, while a support count gives a lower bound of $2d-O(1)$.
29
+ \end{abstract}
30
+
31
+ \section{Introduction}\label{sec:introduction}
32
+
33
+ A single card can become uniformly distributed long before a shuffled
34
+ deck is close to uniform. The Thorp shuffle makes this distinction
35
+ particularly clear. Split a deck into two equal halves, pair cards that
36
+ occupy corresponding positions, and choose the order of each pair by an
37
+ independent fair coin. Interleaving the pairs produces the new deck.
38
+ For a deck of size $n=2^d$, every individual card is uniform after $d$
39
+ shuffles. The question is how much longer it takes to randomize the
40
+ joint order of all $n$ cards.
41
+
42
+ We prove that a constant multiple of $d$ shuffles suffices. Let $q_d$
43
+ denote the law of one complete shuffle as a permutation of the
44
+ positions, and let $U_n$ be uniform on the symmetric group $S_n$.
45
+ Convolution is the law of composition of independent permutations, and
46
+ \[
47
+ \|\mu-\nu\|_{\mathrm{TV}}
48
+ =\frac12\sum_g|\mu(g)-\nu(g)|.
49
+ \]
50
+ Write $t_{\mathrm{mix}}(d)$ for the least nonnegative integer $t$ at which
51
+ $\|q_d^{*t}-U_n\|_{\mathrm{TV}}\le1/4$.
52
+
53
+ \begin{theorem}[Optimal-order mixing]\label{thm:mixing}
54
+ As $d\to\infty$,
55
+ \[
56
+ \|q_d^{*(1600d)}-U_n\|_{\mathrm{TV}}\longrightarrow0.
57
+ \]
58
+ For every integer $t\ge0$,
59
+ \[
60
+ \|q_d^{*t}-U_n\|_{\mathrm{TV}}
61
+ \ge 1-\frac{2^{tn/2}}{n!}.
62
+ \]
63
+ Consequently the mixing time at distance $1/4$ satisfies
64
+ \[
65
+ t_{\mathrm{mix}}(d)\ge
66
+ \left\lceil\frac2n\log_2\frac{3n!}{4}\right\rceil
67
+ =2d-O(1),
68
+ \qquad t_{\mathrm{mix}}(d)=\Theta(d).
69
+ \]
70
+ \end{theorem}
71
+
72
+ One step in this theorem is one complete physical shuffle. Changing the
73
+ initial deck translates the permutation law, so its distance from
74
+ uniform is unchanged. The upper bound is asymptotic in $d$; the
75
+ constant $1600$ is an explicit choice in the proof, not a proposed
76
+ sharp constant. Determining a leading constant or a cutoff remains a
77
+ separate question.
78
+
79
+ The full-law conclusion controls every statistic of the final deck and,
80
+ in particular, the joint positions of any deterministic selection of
81
+ cards, by contraction of total variation under a map. It also shows
82
+ that this shuffle produces an approximately uniform permutation using
83
+ $O(n\log n)$ independent fair bits: each of the $O(\log n)$ steps uses
84
+ $n/2$ bits. The support bound identifies the same order of randomness
85
+ as necessary for this construction.
86
+
87
+ \subsection{History and related work}
88
+
89
+ Thorp introduced the model in his 1973 study of the effects of
90
+ nonrandom shuffling on Faro \cite[Section~3.1]{thorp}. Its simple
91
+ pairwise rule conceals a difficult question about dependence across the
92
+ whole deck. For dyadic decks, Morris obtained the first bound
93
+ polynomial in $d$, namely $O(d^{44})$, using evolving sets and a
94
+ chameleon process that tracks conditional card probabilities
95
+ \cite{morris44}. Montenegro and Tetali sharpened this analysis to
96
+ $O(d^{29})$ by spectral-profile and evolving-set methods
97
+ \cite[Theorems~6.14--6.15]{montenegro-tetali2006}.
98
+
99
+ A second line of attack used relative entropy. Morris related entropy
100
+ decay to pairwise card collisions and obtained $O((\log n)^4)$
101
+ shuffles for every even $n$ \cite{morris4}. He then proved $O(d^3)$
102
+ for $n=2^d$ by a stronger contraction over a block of $d$ shuffles
103
+ \cite{morris3}. Theorem~\ref{thm:mixing} attains the logarithmic order
104
+ discussed in Jonasson's notes \cite[Section~5]{jonasson} for dyadic
105
+ decks. The corresponding optimal-order question for arbitrary even
106
+ deck sizes is not addressed by the cube argument here.
107
+
108
+ Card marginals have also been studied for their own sake and for
109
+ cryptography. Morris, Rogaway and Stegers analyzed the joint images of
110
+ ordered input lists in their construction of enciphering schemes on
111
+ small domains \cite[Theorem~1]{mrs}. Czumaj and V\"ocking proved that
112
+ $O((\log n)^2)$ Thorp shuffles mix any fixed fraction of the cards
113
+ strictly below one, using non-Markovian couplings and butterfly-network
114
+ estimates \cite{CzumajVocking2014}. Our first stage needs a different,
115
+ averaged guarantee: after $200d$ shuffles, the joint positions of a
116
+ uniformly sampled list of $7n/8$ labels are close to uniform on average
117
+ over the list. The passage from these averaged marginals to the full
118
+ law is a separate part of the proof.
119
+
120
+ The conditional-flow method has several predecessors. In the original
121
+ Thorp analysis, Morris used a chameleon process to represent the law of a tagged card
122
+ conditional on the set-valued trajectory of a collection containing
123
+ that card; the conditional probabilities average across available pairs
124
+ and are transported across pairs with only one available position
125
+ \cite[Section~4, Lemma~3]{morris44}. Hoang, Morris and Rogaway later
126
+ used conditional squared energy and a sequential total-variation
127
+ comparison to analyze the swap-or-not shuffle
128
+ \cite[Section~3, Theorem~3 and Lemma~4]{hmr2014}. Their uniformly random
129
+ keys make the next partner uniform over the underlying group.
130
+ Here the directions are prescribed cyclically. The exact identity
131
+ retaining only one sweep of noise, together with independence of the
132
+ two opposite halves during the intervening updates, provides the needed
133
+ contraction.
134
+
135
+ For the final passage to the group, we use complete reducibility and
136
+ Schur orthogonality, together with the tableau description and
137
+ hook-length formula for symmetric-group degrees
138
+ \cite{etingof,sagan}. The inverse-degree summability needed here is a
139
+ special case of a stronger theorem of Liebeck and Shalev
140
+ \cite[Theorem~2.6]{liebeck-shalev2004}; we give an elementary proof of
141
+ the required case. The final total-variation comparison is the
142
+ finite-group Fourier method of Diaconis and Shahshahani
143
+ \cite[Section~3, Lemma~14]{DiaconisShahshahani1981}.
144
+ The additional step here is to turn bounds on complementary card
145
+ marginals into operator bounds for matrix Fourier transforms, using a
146
+ common trimming and the span of one vector's orbit under a block
147
+ subgroup.
148
+
149
+ \subsection{Proof overview}
150
+
151
+ Label positions by binary strings of length $d$, the vertices of a
152
+ cube. Undoing a deterministic cyclic rotation turns successive shuffles
153
+ into switch layers along successive coordinate directions: the two
154
+ positions in one switch differ only in the active bit. A sweep through
155
+ all $d$ directions takes $d$ physical shuffles.
156
+ Section~\ref{sec:model} gives this change of frame and proves the
157
+ support lower bound.
158
+
159
+ For the upper bound, first choose an ordered list of $7n/8$ labels
160
+ uniformly and independently of the shuffle. Expose these cards one at
161
+ a time. Conditional on the paths already exposed, the next card has a
162
+ probability distribution on the remaining positions. On a switch with
163
+ two remaining positions its masses are averaged; on a switch with
164
+ only one remaining position its mass follows the route fixed by the
165
+ exposed path. Subtracting the uniform distribution on the remaining
166
+ positions gives a centered flow.
167
+
168
+ A full sweep of coordinate averages annihilates every mean-zero
169
+ vector. The actual conditional update differs from coordinate averaging
170
+ only by noise with conditional mean zero on switches with one available
171
+ position.
172
+ Consequently the expected squared norm at the present time is an exact
173
+ weighted sum of noise contributions from the preceding sweep, as
174
+ proved in Section~\ref{sec:flow}. To control those contributions,
175
+ Section~\ref{sec:contraction} looks back from the next active direction
176
+ through the $d-1$ other directions. These updates act independently
177
+ inside the two opposite halves. A flow value in one half is therefore
178
+ independent of the availability of its partner in the other half,
179
+ conditional on the history at the start of this interval. A random list
180
+ leaves a positive fraction of available positions in both halves with
181
+ high probability. This yields a scalar energy recurrence and then the
182
+ averaged marginal estimate of Proposition~\ref{prop:averaged-marginal}
183
+ at time $200d$.
184
+
185
+ The second stage recovers the dependencies involving the omitted
186
+ cards. Partition the labels into eight equal blocks, choosing the
187
+ partition so that the eight complementary marginals have small total
188
+ error. Each marginal is a distribution on cosets of the subgroup that
189
+ permutes its omitted block. Removing a small amount of probability
190
+ makes all eight coset densities bounded under one common law.
191
+ Restrict an irreducible representation of $S_n$ to the product of these
192
+ eight subgroups. Each tensor constituent has at least one factor of
193
+ small degree. Even with arbitrary multiplicity, the orbit of a single
194
+ vector under the corresponding block subgroup spans a space of
195
+ controlled dimension.
196
+ Averaging projections onto its translates then bounds each Fourier
197
+ operator. Sections~\ref{sec:degrees} and~\ref{sec:lift} supply the degree
198
+ estimate and this transfer; Section~\ref{sec:completion} combines eight
199
+ independent time intervals of $200d$ shuffles and handles parity to complete the proof.
200
+
201
+ The companion on random coordinate frames gives an independent
202
+ $32800d$ proof \cite[Theorem~1.1]{companion-frames}. The
203
+ conditional-information companion obtains bounds uniform over specified
204
+ input lists \cite[Theorem~1.1]{companion-conditional}, while the Fourier
205
+ companion develops general transfers from complementary coset bounds
206
+ \cite[Theorem~1.1]{companion-transfer}. The present proof uses none of
207
+ these results: its cyclic-coordinate estimate and eight-block transfer
208
+ are proved here.
209
+
210
+ \section{The model and the support obstruction}\label{sec:model}
211
+
212
+ Let $d\ge1$ be an integer. Identify the positions with \(V=\mathbb F_2^d\), write $e_1,\ldots,e_d$ for its standard basis, and label each card by its initial position. A permutation maps a label to its current position; composition means \((gh)(x)=g(h(x))\). With
213
+ \[
214
+ R(x_1,\ldots,x_d)=(x_2,\ldots,x_d,x_1),
215
+ \]
216
+ one physical shuffle is \(RS\), where \(S\) independently fixes or swaps each pair \(\{x,x+e_1\}\). Thus its action is
217
+ \[
218
+ (x_1,u)\longmapsto (u,x_1+\xi_u),
219
+ \]
220
+ with independent fair bits \(\xi_u\).
221
+
222
+ Let $S_1,S_2,\ldots$ be independent copies of $S$. If \(Y_t=RS_tY_{t-1}\) is the physical permutation, started from $Y_0=\mathrm{id}$, and \(X_t=R^{-t}Y_t\), then
223
+ \[
224
+ X_{t+1}=Q_tX_t,\qquad
225
+ Q_t=R^{-t}S_{t+1}R^t.
226
+ \]
227
+ The \(Q_t\) are independent matching switches in the directions
228
+ \(i_t=1+(t\bmod d)\), since $R^{-t}e_1=e_{i_t}$. A block whose length is a multiple of \(d\) ends in the physical frame. We analyze this cyclic-coordinate process, writing \(\Pi_t=X_t\).
229
+
230
+ During one full sweep each coordinate of a given card is refreshed
231
+ exactly once by a coin fair conditional on the card's earlier path.
232
+ These refreshed bits form a uniform binary string. Restoring the
233
+ deterministic rotation preserves uniformity, proving the one-card
234
+ assertion in the introduction.
235
+
236
+ Uniform measure is invariant under every position permutation. Starting from any fixed deck translates the law started at the identity and leaves its total-variation distance from uniform unchanged. Moreover, \(t\) shuffles have at most \(2^{tn/2}\) possible coin strings. Their support \(A\) therefore gives
237
+ \[
238
+ \|q_d^{*t}-U_n\|_{\mathrm{TV}}
239
+ \ge q_d^{*t}(A)-U_n(A)
240
+ \ge1-\frac{2^{tn/2}}{n!}.
241
+ \]
242
+ Distance at most \(1/4\) forces \(2^{tn/2}\ge3n!/4\), proving the rounded lower bound. The inequalities \((n/e)^n\le n!\le n^n\) give its asymptotic form.
243
+
244
+ For completeness, mixing exists in each fixed dimension. A full coordinate sweep has positive probability of being the identity, and of making any specified single cube-edge transposition. Edge transpositions on the connected cube generate \(S_n\). Every permutation can therefore be obtained in some number of sweeps; identity sweeps pad these representations to one common length. The kernel at that length assigns positive mass to every group element and hence dominates a positive multiple of \(U_n\). Iteration proves convergence. This finite-dimensional observation does not assert the numerical bound \(1600d\) for every \(d\).
245
+
246
+ \section{A conditional flow with one sweep of memory}\label{sec:flow}
247
+
248
+ Choose an ordered list \((c_1,\ldots,c_k)\) of distinct labels independently of the shuffle. We will ultimately average over uniform lists, but first fix the list. For $0\le\ell<k\le n$, expose the trajectories of its first \(\ell\) cards, and call the next card the tagged card. Let $\mathcal F_s$ be the sigma-field generated by the list and the exposed paths through time $s$. Let \(B_s\) be the positions not occupied by those \(\ell\) cards, so \(m=|B_s|=n-\ell\) is constant. Define
249
+ \[
250
+ p_s(x)=\mathbb P\{\Pi_s(c_{\ell+1})=x\mid\mathcal F_s\},
251
+ \qquad
252
+ w_s(x)=p_s(x)-\frac1m\mathbf1_{B_s}(x).
253
+ \]
254
+ The vector \(w_s\) is supported on \(B_s\), has total sum zero, and has squared norm at most one. Averaging and transport also underlie Morris's chameleon representation \cite[Section~4, Lemma~3]{morris44}. The next lemma identifies the unexposed coins directly for labeled trajectories.
255
+
256
+ \begin{samepage}
257
+ \begin{lemma}[Path cylinders and conditional flow]\label{lem:path-cylinder}
258
+ For every feasible specification of the exposed paths through a time $T$,
259
+ the visited time--edge coins are fixed and all other coins remain
260
+ independent and fair. On a matching edge with two free positions the
261
+ conditional masses are averaged; on an edge with one free position its
262
+ mass follows the known free route. These rules also transport the uniform
263
+ mass on $B_s$ to that on $B_{s+1}$. For $s\le T$, conditioning on the
264
+ full exposed paths gives the same tagged-card law at time $s$ as
265
+ conditioning on $\mathcal F_s$.
266
+ \end{lemma}
267
+ \end{samepage}
268
+ \begin{proof}
269
+ To verify the cylinder assertion, fix any feasible specification of the exposed paths through a terminal time \(T\). The paths determine the visited time-edge pairs and the coin value at every visited pair. Conversely, prescribing these values forces the specified paths, by induction on time: the next position of an exposed card depends only on the coin of its present edge. If two exposed cards share an edge, feasibility gives the same prescribed coin. The path event is therefore a cylinder in the independent coin array. Conditional on it, unvisited coins remain independent and fair.
270
+
271
+ It follows that an edge with two free positions averages their tagged-card masses. An edge with one free position transports its mass to the uniquely free output specified by the exposed card's next position. These updates also carry the uniform vector on \(B_s\) to the uniform vector on \(B_{s+1}\). Future prescribed coins involve later time coordinates of the array; they do not alter the earlier free coins. Consequently the law at time \(s\), even if initially defined by conditioning on all exposed paths through \(T\), equals this \(\mathcal F_s\)-measurable forward flow. In particular we may use its adaptedness below. Averaging and transport do not increase squared norm. The initial centered point mass has squared norm $1-1/m\le1$, which proves the stated bound on \(w_s\). Figure~\ref{fig:conditional-flow} depicts the two updates.
272
+ \end{proof}
273
+
274
+ \input{conditional-flow}
275
+
276
+ Let \(A_i\) average a function across every coordinate-\(i\) pair, and write \(x^{(i)}=x+e_i\). Put
277
+ \[
278
+ E_s=\mathbb E\|w_s\|_2^2,
279
+ \qquad
280
+ L_s=\sum_x w_s(x)^2\mathbf1_{\{x^{(i_s)}\notin B_s\}},
281
+ \qquad b_s=\mathbb E L_s.
282
+ \]
283
+ Here the expectation includes the initial list when it is random. Before the next exposed positions are revealed, the transport choices on edges with one free position are independent fair coins. Hence
284
+ \begin{equation}\label{eq:h-1}
285
+ w_{s+1}=A_{i_s}w_s+\xi_s,
286
+ \qquad \mathbb E(\xi_s\mid\mathcal F_s)=0.
287
+ \end{equation}
288
+ On a one-free-position edge whose free endpoint is \(x\), its noise is
289
+ \[
290
+ \pm\frac{w_s(x)}2(\delta_x-\delta_{x^{(i_s)}}),
291
+ \]
292
+ where $\delta_x$ is unit mass at $x$, and the signs are independent on distinct such edges. Other edges contribute no noise.
293
+
294
+ \begin{lemma}[One-sweep energy identity]\label{lem:energy-memory}
295
+ For every \(t\ge d\),
296
+ \begin{equation}\label{eq:h-2}
297
+ E_t=\sum_{j=1}^d2^{-j}b_{t-j}.
298
+ \end{equation}
299
+ \end{lemma}
300
+ \begin{proof}
301
+ Expand \eqref{eq:h-1} over the last \(d\) layers. The product of all \(d\) coordinate averages maps a vector to its spatial mean, so it annihilates \(w_{t-d}\). Noise terms from distinct times have zero expected cross products: the later term has conditional mean zero and the intervening averages are deterministic. At a fixed time, noises on distinct edges also have zero expected cross products, because their signs are independent conditional on the exposed past. The noise created at time \(t-j\) is followed by averaging in \(j-1\) distinct coordinates other than its own. Its two masses spread over disjoint subcubes, each of size \(2^{j-1}\). The resulting squared norm is \(2^{-j}w_{t-j}(x)^2\). Summing these contributions proves \eqref{eq:h-2}.
302
+ \end{proof}
303
+
304
+ \section{Why the recent noise contracts}\label{sec:contraction}
305
+
306
+ We bound the recent-noise term \(b_s\) in terms of the energy \(E_s\), then use the resulting decay to control ordered card marginals.
307
+
308
+ Fix \(s\ge d-1\), put \(a=s-d+1\), and let \(H_0,H_1\) be the two halves defined by coordinate \(i_s\). The updates from \(a\) to \(s\) use every other coordinate once and do not cross these halves. Conditional on \(\mathcal F_a\), the initial free sets \(B_a\cap H_h\) and centered flows \(w_a|_{H_h}\) are fixed, and the future switch arrays in the two halves are independent. The pair \((B_s\cap H_h,w_s|_{H_h})\) is determined by this initial state and the switch array inside \(H_h\).
309
+
310
+ Every position at time \(a\) in a half is marginally uniform in that half after the intervening \(d-1\) updates: each of its remaining coordinates is refreshed by a conditionally fair coin. Summing this endpoint probability over the free positions at time \(a\) gives, for every \(y\in H_{1-h}\),
311
+ \[
312
+ \mathbb P\{y\in B_s\mid\mathcal F_a\}
313
+ =\frac{|B_a\cap H_{1-h}|}{n/2}.
314
+ \]
315
+ For \(x\in H_h\), the random variables \(w_s(x)^2\) and \(\mathbf1_{\{x^{(i_s)}\in B_s\}}\) depend on opposite future arrays. Their conditional independence therefore yields
316
+ \begin{equation}\label{eq:h-3}
317
+ \mathbb E\left[\sum_{x\in H_h}w_s(x)^2
318
+ \mathbf1_{\{x^{(i_s)}\in B_s\}}\,\middle|\,\mathcal F_a\right]
319
+ =\frac{|B_a\cap H_{1-h}|}{n/2}
320
+ \mathbb E\left[\sum_{x\in H_h}w_s(x)^2
321
+ \,\middle|\,\mathcal F_a\right].
322
+ \end{equation}
323
+ The values of the flow and the free set within one half need not be independent.
324
+
325
+ Now take a uniform random initial list, independent of the shuffle, and suppose \(m\ge n/8\). For every fixed realization of the shuffle, the image of the uniformly chosen free set is uniform among the \(m\)-subsets of \(V\). Thus \(B_a\) is unconditionally a uniform \(m\)-subset. Its count in either half has mean \(m/2\), and
326
+ \begin{equation}\label{eq:h-4}
327
+ \mathbb P\{|B_a\cap H_h|<m/4\}\le e^{-m/32}.
328
+ \end{equation}
329
+ For completeness we give the bounded-difference exponential-moment argument of Hoeffding and Azuma \cite{hoeffding1963,azuma1967} in this setting. Expose the uniform subset in random order and use the Doob martingale for its final half-count. Changing the next draw can be coupled with the remaining completion by exchanging the two possible drawn points; the increment has absolute value at most one. A centered random variable in an interval of length two has exponential moment at most \(e^{\theta^2/2}\): for \(\psi(\theta)=\log\mathbb E e^{\theta Z}\), the second derivative is a tilted variance at most one, and integration from zero proves the bound. Conditional multiplication over the \(m\) martingale increments gives
330
+ \(\mathbb E e^{\theta(M_m-M_0)}\le e^{m\theta^2/2}\).
331
+ Markov's inequality and minimization in \(\theta\) give the lower-tail bound \(e^{-u^2/(2m)}\); use \(u=m/4\) to obtain \eqref{eq:h-4}.
332
+
333
+ With
334
+ \[
335
+ \beta=\frac1{16},\qquad \eta=2e^{-n/256},
336
+ \]
337
+ both half densities in \eqref{eq:h-3} are at least \(\beta\), except on an \(\mathcal F_a\)-measurable event of probability at most \(\eta\). The exceptional event may be correlated with the energy. Since the energy is at most one, \eqref{eq:h-3}, summed over the halves, nonetheless gives
338
+ \begin{equation}\label{eq:h-5}
339
+ b_s\le(1-\beta)E_s+\eta.
340
+ \end{equation}
341
+ This uses an unconditional exceptional probability and does not claim concentration conditional on the exposed paths.
342
+
343
+ Let \(\gamma=31/32=1-\beta/2\). Equations \eqref{eq:h-2} and \eqref{eq:h-5} imply
344
+ \begin{equation}\label{eq:h-6}
345
+ E_t\le\gamma^{t-2d}+\frac\eta\beta
346
+ =\left(\frac{31}{32}\right)^{t-2d}
347
+ +32e^{-n/256}.
348
+ \end{equation}
349
+ For \(t\le2d\) the bound follows from \(E_t\le1\). For \(t>2d\), use induction in \eqref{eq:h-2}; all indices \(t-j\) are at least \(d\). The geometric contribution is at most \(\gamma^{t-2d}\), because
350
+ \[
351
+ (1-\beta)\sum_{j=1}^{\infty}(2\gamma)^{-j}
352
+ =\frac{1-\beta}{2\gamma-1}=1.
353
+ \]
354
+ The constant contribution is at most
355
+ \((1-\beta)\eta/\beta+\eta=\eta/\beta\).
356
+ This proves \eqref{eq:h-6}.
357
+
358
+ We next turn the energy estimate into a bound on the positions of an ordered list. We use the sequential comparison of Morris \cite[Section~5.3, Lemma~12]{morris-exclusion}, also given by Morris, Rogaway and Stegers \cite[Appendix~A, Lemma~2]{mrs}. It applies to any law on distinct-position tuples; $U_{\mathrm{inj}}$ denotes the uniform law on such tuples.
359
+ \begin{lemma}[Sequential total variation]\label{lem:sequential-tv}
360
+ For a random tuple $(Z_1,\ldots,Z_k)$ of distinct positions,
361
+ \begin{equation}\label{eq:h-7}
362
+ \|\mathcal L(Z_1,\ldots,Z_k)-U_{\mathrm{inj}}\|_{\mathrm{TV}}
363
+ \le\sum_{j=1}^k
364
+ \mathbb E\left\|\mathcal L(Z_j\mid Z_1,\ldots,Z_{j-1})
365
+ -U_{V\setminus\{Z_1,\ldots,Z_{j-1}\}}\right\|_{\mathrm{TV}}.
366
+ \end{equation}
367
+ Every expectation is under the actual prefix law. Refining the conditioning in a summand can only increase its expected distance, provided the refining sigma-field contains the prefix.
368
+ \end{lemma}
369
+ \begin{proof}
370
+ At the $j$th step compare the actual joint $j$-tuple with the law that
371
+ samples its first $j-1$ coordinates from their actual distribution and
372
+ appends a uniform available position. Their distance is exactly the
373
+ $j$th summand. Applying this same uniform extension kernel to a uniform
374
+ prefix gives a uniform $j$-tuple and cannot increase total variation.
375
+ The triangle inequality and induction prove \eqref{eq:h-7}. The uniform comparison law is prefix-measurable, so the tower property and convexity of total variation prove the refinement assertion.
376
+ \end{proof}
377
+
378
+ \begin{proposition}[Averaged ordered marginals]\label{prop:averaged-marginal}
379
+ Let \(n=2^d\), \(T=200d\), and \(1\le k\le7n/8\). Choose an ordered list \(C=(c_1,\ldots,c_k)\) uniformly among all lists of distinct labels, independently of the shuffle. Then
380
+ \begin{equation}\label{eq:h-8}
381
+ \begin{aligned}
382
+ \mathbb E_C
383
+ \left\|\mathcal L\bigl((\Pi_T(c_1),\ldots,\Pi_T(c_k))\mid C\bigr)
384
+ -U_{\mathrm{inj}}\right\|_{\mathrm{TV}}
385
+ &\le\varepsilon_n,\\
386
+ \varepsilon_n:=\frac{n^{3/2}}2
387
+ \sqrt{(31/32)^{198d}+32e^{-n/256}}
388
+ &=O(n^{-5/2}).
389
+ \end{aligned}
390
+ \end{equation}
391
+ \end{proposition}
392
+ \begin{proof}
393
+ First fix \(C\) and apply Lemma~\ref{lem:sequential-tv} to \(Z_j=\Pi_T(c_j)\). In its \(j\)th summand, condition further on the paths through time \(T\) of the first \(j-1\) cards. These paths determine the prefix of endpoints, so the lemma's refinement assertion applies.
394
+
395
+ Let \(w_T^{(j)}\) be the resulting centered flow, with \(\ell=j-1\) and \(m_j=n-j+1\). Its conditional distance is \(\frac12\|w_T^{(j)}\|_1\). Averaging over both the list and the shuffle, Cauchy--Schwarz gives
396
+ \[
397
+ \frac12\mathbb E_{C,\mathrm{shuffle}}\|w_T^{(j)}\|_1
398
+ \le\frac12\sqrt{m_j\,
399
+ \mathbb E_{C,\mathrm{shuffle}}\|w_T^{(j)}\|_2^2}.
400
+ \]
401
+ Each stage leaves at least \(n/8\) free positions, so \eqref{eq:h-6} applies to the expectation under this joint law, for every \(j\le k\). Since \(m_j\le n\) and \(k\le n\), summing the last display proves the bound in \eqref{eq:h-8}. Finally, \(198\log_2(32/31)>8\) gives \((31/32)^{198d}\le n^{-8}\), which proves the stated asymptotic estimate.
402
+ \end{proof}
403
+ The bound averages over the input list. We will use that average to choose a single partition into eight blocks for which all eight complementary marginals have small total error.
404
+
405
+ The remaining question concerns the full permutation, including dependencies involving the omitted cards. We now pass to representations of \(S_n\). Restricting a representation to the subgroups that permute labels within the eight blocks separates it into tensor factors. At least one factor is small enough that the span generated by a single vector remains controlled, even when that factor occurs with multiplicity. This converts the marginal estimates into bounds on the Fourier matrices of a slightly trimmed law. First we prove the dimension estimate needed to sum those bounds; then we carry out the trimming and orbit-span argument.
406
+
407
+ \section{The representation degrees needed for the lift}\label{sec:degrees}
408
+
409
+ The transfer needs two properties of symmetric-group representation degrees. A uniform bound on their reciprocal sum will control orbit dimensions for the label-block subgroups in Proposition~\ref{prop:orbit-lift}. Decay of the sum away from the trivial and sign representations will control the full-group Fourier error in Section~\ref{sec:completion}. We prove both properties here.
410
+
411
+ Let \(\lambda\vdash s\) be a partition of \(s\), represented by its Young diagram, whose row lengths are the parts of \(\lambda\). Write \(f^\lambda\) for the degree of the corresponding irreducible representation of \(S_s\). A standard Young tableau fills the diagram with \(1,\ldots,s\), increasing along each row and column. We use the classical facts that \(f^\lambda\) counts these tableaux, is unchanged by transposing the diagram, and satisfies the hook-length formula
412
+ \[
413
+ f^\lambda=\frac{s!}{\prod_{z\in\lambda}h(z)},
414
+ \]
415
+ where $h(z)$ counts the box $z$ together with the boxes to its right
416
+ and below it. The row $(s)$ and column $(1^s)$ give the trivial and
417
+ sign representations, respectively \cite{sagan,etingof}.
418
+
419
+ \begin{lemma}[Reciprocal representation degrees]\label{lem:reciprocal-degrees}
420
+ The reciprocal-degree sums satisfy
421
+ \begin{equation}\label{eq:h-9}
422
+ C_1:=\sup_{s\ge1}\sum_{\lambda\vdash s}(f^\lambda)^{-1}<\infty,
423
+ \qquad
424
+ \sum_{\substack{\lambda\vdash s\\\lambda\notin\{(s),(1^s)\}}}(f^\lambda)^{-1}\longrightarrow0\quad(s\to\infty).
425
+ \end{equation}
426
+ \end{lemma}
427
+ Stronger asymptotics for every fixed positive inverse-degree exponent
428
+ were proved by Liebeck and Shalev \cite[Theorem~2.6]{liebeck-shalev2004}.
429
+ The elementary proof below gives all the summability used here.
430
+ \begin{proof}
431
+
432
+ First, let \(p(u)\) be the number of partitions of \(u\). The identity
433
+ \[
434
+ \sum_{v\ge0}p(v)x^v=\prod_{j\ge1}(1-x^j)^{-1}
435
+ \]
436
+ gives \(p(u)\le e^{3\sqrt u}\) for \(u\ge1\): evaluate at \(x=e^{-1/\sqrt u}\), when the logarithm of the product is
437
+ \[
438
+ \sum_{r\ge1}\frac1{r(e^{r/\sqrt u}-1)}
439
+ \le\sqrt u\sum_{r\ge1}r^{-2}\le2\sqrt u,
440
+ \]
441
+ and multiplying by \(x^{-u}\) bounds its \(u\)th coefficient as claimed.
442
+
443
+ For a diagram of size \(s\), let \(L\) be the larger of its first row and column lengths. Transpose so its first row has length \(L\), and put \(u=s-L\). If \(1\le u\le s/4\), then
444
+ \[
445
+ f^\lambda\ge \binom Lu\ge(L/u)^u\ge3^u.
446
+ \]
447
+ For the first inequality place labels \(1,\ldots,u\) in the first \(u\) top-row boxes; choose any \(u\) labels from the remaining \(L\) labels for the lower diagram, filling it in row-major order; and fill the remaining top row increasingly. Every lower column lies under one of the first \(u\) top boxes, so all column and row inequalities hold. There are at most \(2p(u)\) shapes with this tail size, including transposes. Their reciprocal contributions are bounded by the summable sequence \(2p(u)3^{-u}\); for each fixed positive \(u\), the binomial lower bound tends to infinity with \(s\). Dominated convergence makes the whole contribution tend to zero.
448
+
449
+ If \(u>s/4\) and \(L\ge s/8\), retain the top row and the first \(b=\lfloor s/16\rfloor\) boxes below it, read row by row from top to bottom and left to right. The retained boxes form a Young diagram. Every standard tableau of the retained diagram extends to the full diagram by filling the remaining boxes in the same row order with the larger labels. In the retained diagram, fix \(1,\ldots,b\) in the first \(b\) top-row boxes and choose the \(b\) lower labels from the remaining \(L\) labels, as above. Since \(L\ge2b\), this gives
450
+ \[
451
+ f^\lambda\ge\binom Lb\ge2^b
452
+ \]
453
+ for all sufficiently large \(s\). There are at most \(e^{3\sqrt s}\) diagrams, so their reciprocal contribution tends to zero. If \(L<s/8\), every hook has length less than \(s/4\); the hook formula and \(s!\ge(s/e)^s\) give \(f^\lambda\ge(4/e)^s\), again dominating the partition count. These cases cover all shapes except the row and column. Their degrees are one, so the full sums tend to two. The finitely many initial sums are finite, which also proves the uniform bound in \eqref{eq:h-9}. At \(s=1\), the row and column coincide and are counted once.
454
+ \end{proof}
455
+
456
+ \section{From eight large marginals to the whole group}\label{sec:lift}
457
+
458
+ Assume \(d\ge3\), put \(G=S_n\), and let \(\mu=q_d^{*(200d)}\). Choose a uniform ordered partition \((M_1,\ldots,M_8)\) of the labels into blocks of size \(n/8\). Each complement is a uniform subset of size \(7n/8\). Giving it an independent uniform order yields exactly the list in \eqref{eq:h-8}, and changing that order does not change the total-variation distance. Therefore some deterministic partition has
459
+ \begin{equation}\label{eq:h-10}
460
+ \delta_n:=\sum_{a=1}^8
461
+ \|\mathcal L(\mu\text{ on }V\setminus M_a)-U_{\mathrm{inj}}\|_{\mathrm{TV}}
462
+ \le8\varepsilon_n=o(1).
463
+ \end{equation}
464
+ Fix that partition. Let \(H_a\) be the subgroup of all permutations that fix every label outside \(M_a\). Two maps \(g,g'\) agree on the complement exactly when \(g'=gh\) for some \(h\in H_a\). Thus the complementary image tuple identifies the left coset \(gH_a\), and its uniform law is the coset pushforward of uniform measure on \(G\).
465
+
466
+ For each \(a\), remove every coset \(C\in G/H_a\) with \(\mu(C)>2|H_a|/|G|\), and let \(E\) be what remains after all eight removals. A bad coset satisfies
467
+ \(\mu(C)\le2(\mu(C)-|H_a|/|G|)\).
468
+ The sum of positive excesses is its marginal total-variation distance, so the union bound gives
469
+ \[
470
+ M:=\mu(E)\ge1-2\delta_n.
471
+ \]
472
+ For all sufficiently large \(n\), we have \(M\ge1/2\) and may define the conditional probability law \(\nu=\mu(\cdot\mid E)\). Then
473
+ \begin{equation}\label{eq:h-11}
474
+ \|\nu-\mu\|_{\mathrm{TV}}=1-M=o(1),
475
+ \qquad
476
+ \nu(gH_a)\le\frac2M\frac{|H_a|}{|G|}
477
+ \le4\frac{|H_a|}{|G|}.
478
+ \end{equation}
479
+ A coset removed for that subgroup has no retained mass; every other coset had the required original cap. This proves the same cap for all eight systems under one common law. Consequently, for every nonnegative function that is constant on the cosets of any one \(H_a\), its expectation under \(\nu\) is at most four times its uniform expectation. The next proposition applies this comparison to projections onto orbit spans.
480
+
481
+ We use finite-dimensional complex Hilbert spaces. The operator norm is
482
+ $\|B\|_{\mathrm{op}}$, and the Hilbert--Schmidt norm is
483
+ $\|B\|_{\mathrm{HS}}^2=\operatorname{tr}(B^*B)$ with ordinary,
484
+ unnormalized trace. Write $\widehat H_a$ for the set of equivalence classes of irreducible representations of $H_a$. For a probability measure \(\nu\) on \(G\) and a unitary representation \(\rho\), define
485
+ \(\widehat\nu(\rho)=\sum_g\nu(g)\rho(g)\).
486
+ \begin{proposition}[Eight-block Fourier bound]\label{prop:orbit-lift}
487
+ Let \(n\) be a positive multiple of eight, and partition the labels of \(G=S_n\) into sets \(M_1,\ldots,M_8\) of size \(n/8\). For each \(a\), let \(H_a\) be the subgroup fixing every label outside \(M_a\). Suppose a probability measure \(\nu\) on \(G\) satisfies
488
+ \[
489
+ \nu(gH_a)\le4\frac{|H_a|}{|G|}
490
+ \qquad(g\in G,\ 1\le a\le8).
491
+ \]
492
+ Then every irreducible unitary representation \(\rho\) of \(G\), of degree \(D\), satisfies
493
+ \begin{equation}\label{eq:h-12}
494
+ \|\widehat\nu(\rho)\|_{\mathrm{op}}
495
+ \le A D^{-5/16},\qquad A=\sqrt{32C_1}.
496
+ \end{equation}
497
+ \end{proposition}
498
+ \begin{proof}
499
+ The disjoint block subgroups form \(H=H_1\times\cdots\times H_8\). The restriction of \(\rho\) to \(H\) decomposes orthogonally into spaces
500
+ \[
501
+ (V_{\pi_1}\otimes\cdots\otimes V_{\pi_8})
502
+ \otimes\mathcal A_{\boldsymbol\pi},
503
+ \]
504
+ where the last space records arbitrary multiplicity and \(H\) acts trivially on it. Every occurring tensor type has product of factor degrees at most \(D\); assign its whole isotypic space to one factor whose degree is at most \(D^{1/8}\). This gives an orthogonal decomposition \(V_\rho=E_1\oplus\cdots\oplus E_8\). Each \(E_a\) is \(H\)-invariant, and all the \(H_a\)-irreducible types occurring in it have degree at most \(D^{1/8}\).
505
+
506
+ Fix \(u_a\in E_a\), and let
507
+ \(W_a=\operatorname{span}\{\rho(h)u_a:h\in H_a\}\).
508
+ Let \(u_{a,\pi}\) be the projection of \(u_a\) onto the full \(H_a\)-isotypic component \(V_\pi\otimes\mathcal A_\pi\), with \(b=\dim\pi\). Its orbit lies in the image of
509
+ \[
510
+ \operatorname{End}(V_\pi)\longrightarrow V_\pi\otimes\mathcal A_\pi,
511
+ \quad Q\longmapsto(Q\otimes I)u_{a,\pi}.
512
+ \]
513
+ Its dimension is at most \(b^2\), independently of multiplicity. Grouping all equivalent copies first, and counting each irreducible type once, \eqref{eq:h-9} gives
514
+ \begin{equation}\label{eq:h-13}
515
+ \dim W_a\le\sum_{\substack{\pi\in\widehat H_a\\\dim\pi\le D^{1/8}}}
516
+ (\dim\pi)^2
517
+ \le D^{3/8}\sum_{\pi\in\widehat H_a}(\dim\pi)^{-1}
518
+ \le C_1D^{3/8}.
519
+ \end{equation}
520
+ The uniformity of \(C_1\) applies to every block size.
521
+
522
+ The space \(W_a\) is \(H_a\)-invariant, so \(\rho(g)W_a\) depends only on \(gH_a\). If \(P_W\) denotes orthogonal projection, Schur's lemma and the trace give
523
+ \[
524
+ \mathbb E_{g\sim U_G}P_{\rho(g)W_a}
525
+ =\frac{\dim W_a}{D}I.
526
+ \]
527
+ Indeed this average commutes with \(\rho(G)\), and its trace is \(\dim W_a\). Applying the assumed coset cap to the nonnegative coset-constant function \(\|P_{\rho(g)W_a}z\|^2\), we obtain
528
+ \[
529
+ \begin{aligned}
530
+ |\langle z,\widehat\nu(\rho)u_a\rangle|^2
531
+ &\le\mathbb E_{g\sim\nu}|\langle z,\rho(g)u_a\rangle|^2\\
532
+ &\le\|u_a\|^2\mathbb E_{g\sim\nu}
533
+ \|P_{\rho(g)W_a}z\|^2\\
534
+ &\le4\frac{\dim W_a}{D}\|u_a\|^2\|z\|^2
535
+ \le4C_1D^{-5/8}\|u_a\|^2\|z\|^2.
536
+ \end{aligned}
537
+ \]
538
+ For \(u=\sum_a u_a\), sum these bounds after taking square roots, and use \(\sum_a\|u_a\|\le\sqrt8\|u\|\). This proves \eqref{eq:h-12}.
539
+ \end{proof}
540
+
541
+ \section{Eight convolution factors and the final comparison}\label{sec:completion}
542
+
543
+ The final comparison uses the finite-group Fourier method of
544
+ Diaconis and Shahshahani \cite[Section~3]{DiaconisShahshahani1981}.
545
+ The shuffle law is not constant on conjugacy classes, so we retain matrix norms throughout.
546
+ By \eqref{eq:h-11} and Proposition~\ref{prop:orbit-lift}, the nearby law
547
+ \(\nu\) has the required Fourier operator bound. We first show that
548
+ \(\nu^{*8}\) is close to uniform, then compare it with the law of eight
549
+ independent intervals of \(200d\) shuffles,
550
+ \(\mu^{*8}=q_d^{*(1600d)}\).
551
+
552
+ \begin{proof}[Completion of the proof of Theorem~\ref{thm:mixing}]
553
+ With our Fourier normalization, every probability measure \(\sigma\) on \(G\) obeys
554
+ \begin{equation}\label{eq:h-14}
555
+ 4\|\sigma-U_G\|_{\mathrm{TV}}^2
556
+ \le\sum_{\rho\ne\mathbf1}D_\rho
557
+ \|\widehat\sigma(\rho)\|_{\mathrm{HS}}^2.
558
+ \end{equation}
559
+ For clarity, Cauchy--Schwarz bounds the left side by
560
+ \(|G|\sum_g|\sigma(g)-|G|^{-1}|^2\).
561
+ The regular-character orthogonality identity gives, for every real mass function \(a\),
562
+ \[
563
+ \sum_\rho D_\rho\left\|\sum_g a(g)\rho(g)\right\|_{\mathrm{HS}}^2
564
+ =\sum_{g,h}a(g)a(h)\sum_\rho D_\rho
565
+ \operatorname{tr}(\rho(h)^*\rho(g))
566
+ =|G|\sum_g a(g)^2.
567
+ \]
568
+ Apply this to \(a=\sigma-U_G\); its trivial coefficient is zero and uniform measure has zero transform in every nontrivial irreducible. This proves \eqref{eq:h-14}, with the ordinary, unnormalized Hilbert--Schmidt norm fixed in Section~\ref{sec:lift}.
569
+
570
+ Convolution multiplies Fourier matrices. The operator norm is submultiplicative and \(\|B\|_{\mathrm{HS}}\le\sqrt D\|B\|_{\mathrm{op}}\), without any normality assumption. Therefore the nonsign, nontrivial contribution for \(\sigma=\nu^{*8}\) is at most
571
+ \[
572
+ \begin{aligned}
573
+ \sum_{\rho\ne\mathbf1,\mathrm{sgn}}D_\rho
574
+ \|\widehat\nu(\rho)^8\|_{\mathrm{HS}}^2
575
+ &\le A^{16}\sum_{\rho\ne\mathbf1,\mathrm{sgn}}
576
+ D_\rho^{2-16(5/16)}\\
577
+ &=A^{16}\sum_{\rho\ne\mathbf1,\mathrm{sgn}}D_\rho^{-3}
578
+ \longrightarrow0,
579
+ \end{aligned}
580
+ \]
581
+ by \eqref{eq:h-9}, since \(D^{-3}\le D^{-1}\).
582
+
583
+ The sign representation has degree one and requires a separate argument. In the final physical shuffle of a positive-time block, condition on every coin but one. Flipping that last coin changes the resulting permutation by a transposition, so the original block law \(\mu\) has zero expected sign. Since \(\nu=\mu\mathbf1_E/M\),
584
+ \[
585
+ |\widehat\nu(\mathrm{sgn})|
586
+ =\frac1M\left|\sum_{g\notin E}\mu(g)\mathrm{sgn}(g)\right|
587
+ \le\frac{1-M}{M}\longrightarrow0.
588
+ \]
589
+ Its contribution in \eqref{eq:h-14} after eight factors also tends to zero. Thus \(\|\nu^{*8}-U_G\|_{\mathrm{TV}}\to0\).
590
+
591
+ Finally, replacing independent convolution factors one at a time costs at most their individual total-variation distances. By \eqref{eq:h-11},
592
+ \[
593
+ \|\mu^{*8}-U_G\|_{\mathrm{TV}}
594
+ \le8(1-M)+\|\nu^{*8}-U_G\|_{\mathrm{TV}}
595
+ \longrightarrow0.
596
+ \]
597
+ Each convolution factor represents \(200d\) physical shuffles, so \(\mu^{*8}=q_d^{*(1600d)}\). Translation invariance gives the same bound from every deterministic initial deck. Together with the support inequality and fixed-dimensional convergence already proved, this completes the theorem.
598
+ \end{proof}
599
+
600
+ \input{references}
601
+ \end{document}
preprints/Optimal-order-mixing-of-the-Thorp-shuffle-September-26-2026/build/references.tex ADDED
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+ # [Orbifold and logarithmic Iitaka subadditivity](paper.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** September 26, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026,
11
+ author = {{OpenAI}},
12
+ title = {{Orbifold and logarithmic Iitaka subadditivity}},
13
+ howpublished = {OpenAI Math Release preprint
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+ \href{https://github.com/openai/math/blob/main/preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/paper.pdf}{OAI:Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026}},
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+ year = {2026}
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+ }
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+ ```
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+
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+ X \arrow[r,"g"] & W \arrow[r,"h"] \arrow[d,"p"'] & Y\\
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+ & S &
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+ \end{tikzcd}
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+ \caption{The relative Iitaka reduction factors the original fibration
8
+ through $W$. The map $h$ retains the original base and has
9
+ $k$-dimensional general fibers. The independent map $p$ expresses
10
+ $M$ as the pullback of a nef line $P$ on a projective base where
11
+ $K_S+aP$ is big. No map between $Y$ and $S$ is asserted.}
12
+ \label{fig:iitaka-period}
13
+ \end{figure}
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+ \allowdisplaybreaks[2]
62
+ \emergencystretch=1em
63
+ \title[Orbifold and logarithmic Iitaka subadditivity]{Orbifold and logarithmic Iitaka subadditivity}
64
+ \author{OpenAI}
65
+ \date{September 26, 2026}
66
+ \begin{document}
67
+ \begin{abstract}
68
+ We prove Campana's orbifold Iitaka subadditivity conjecture for rational
69
+ simple normal crossing boundaries on compact manifolds in Fujiki class
70
+ $\mathcal C$, including coefficient one. Ordinary and logarithmic
71
+ subadditivity follow.
72
+ \end{abstract}
73
+ \maketitle
74
+ \tableofcontents
75
+ \input{sections/introduction}
76
+ \input{sections/models}
77
+ \input{sections/root-comparison}
78
+ \input{sections/adjoint-addition}
79
+ \input{sections/period-positivity}
80
+ \input{sections/general-type-addition}
81
+ \input{sections/applications}
82
+ \input{sections/reduced-root}
83
+ \appendix
84
+ \input{sections/normalization}
85
+ \raggedbottom
86
+ \input{references}
87
+ \end{document}
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1
+ @misc{AdiprasitoLiuTemkinSemistable,
2
+ archiveprefix = {arXiv},
3
+ author = {Adiprasito, Karim and Liu, Gaku and Temkin, Michael},
4
+ eprint = {1810.03131},
5
+ note = {\href{https://arxiv.org/abs/1810.03131v2}{arXiv:1810.03131v2}, 17 June 2019; 22-page full preprint},
6
+ primaryclass = {math.AG},
7
+ title = {Semistable reduction in characteristic {0}},
8
+ url = {https://arxiv.org/abs/1810.03131v2},
9
+ year = {2019}
10
+ }
11
+
12
+ @article{AmbroBoundary,
13
+ author = {Ambro, Florin},
14
+ journal = {Journal of Differential Geometry},
15
+ note = {Theorem numbering is cited from arXiv:math/0210271v1},
16
+ number = {2},
17
+ pages = {229--255},
18
+ title = {{Shokurov}'s boundary property},
19
+ url = {https://arxiv.org/abs/math/0210271v1},
20
+ volume = {67},
21
+ year = {2004}
22
+ }
23
+
24
+ @article{AmbroModuli,
25
+ author = {Ambro, Florin},
26
+ doi = {10.1112/S0010437X04001071},
27
+ journal = {Compositio Mathematica},
28
+ note = {\href{https://doi.org/10.1112/S0010437X04001071}{doi:10.1112/S0010437X04001071}},
29
+ number = {2},
30
+ pages = {385--403},
31
+ title = {The moduli b-divisor of an lc-trivial fibration},
32
+ url = {https://doi.org/10.1112/S0010437X04001071},
33
+ volume = {141},
34
+ year = {2005}
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+ }
36
+
37
+ @article{AndreMonodromy,
38
+ author = {Andr{\'e}, Yves},
39
+ journal = {Compositio Mathematica},
40
+ number = {1},
41
+ pages = {1--24},
42
+ title = {{Mumford--Tate} groups of mixed {Hodge} structures and the theorem of the fixed part},
43
+ url = {https://www.numdam.org/item/CM_1992__82_1_1_0/},
44
+ volume = {82},
45
+ year = {1992}
46
+ }
47
+
48
+ @article{BakkerMatsushita,
49
+ author = {Bakker, Benjamin},
50
+ doi = {10.1016/j.aim.2025.110554},
51
+ journal = {Advances in Mathematics},
52
+ note = {Part A},
53
+ pages = {110554},
54
+ title = {A short proof of a conjecture of {Matsushita}},
55
+ url = {https://benjamin-bakker.github.io/matsushita.pdf},
56
+ volume = {482},
57
+ year = {2025}
58
+ }
59
+
60
+ @article{BakkerBrunebarbeTsimerman,
61
+ author = {Bakker, Benjamin and Brunebarbe, Yohan and Tsimerman, Jacob},
62
+ title = {o-minimal {GAGA} and a conjecture of {Griffiths}},
63
+ journal = {Inventiones Mathematicae},
64
+ volume = {232},
65
+ number = {1},
66
+ year = {2023},
67
+ pages = {163--228},
68
+ doi = {10.1007/s00222-022-01166-1},
69
+ note = {Theorem locators refer to arXiv:1811.12230v3, 23 October 2022},
70
+ url = {https://arxiv.org/abs/1811.12230v3}
71
+ }
72
+
73
+ @misc{BFMT,
74
+ archiveprefix = {arXiv},
75
+ author = {Bakker, Benjamin and Filipazzi, Stefano and Mauri, Mirko and Tsimerman, Jacob},
76
+ eprint = {2508.19215},
77
+ note = {\href{https://arxiv.org/abs/2508.19215v2}{arXiv:2508.19215v2}, 18 December 2025},
78
+ primaryclass = {math.AG},
79
+ title = {{Baily--Borel} compactifications of period images and the b-semiampleness conjecture},
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+ url = {https://arxiv.org/abs/2508.19215v2},
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+ year = {2025}
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+ }
83
+
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+ @article{BakkerTsimermanAxSchanuel,
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+ author = {Bakker, Benjamin and Tsimerman, Jacob},
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+ doi = {10.1007/s00222-019-00863-8},
87
+ journal = {Inventiones Mathematicae},
88
+ note = {The cited locators refer to \href{https://arxiv.org/abs/1712.05088v1}{arXiv:1712.05088v1}},
89
+ number = {1},
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+ pages = {77--94},
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+ title = {The {Ax--Schanuel} conjecture for variations of {Hodge} structures},
92
+ url = {https://arxiv.org/abs/1712.05088v1},
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+ volume = {217},
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+ year = {2019}
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+ }
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+
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+ @article{BierstoneMilmanFunctorial,
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+ author = {Bierstone, Edward and Milman, Pierre D.},
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+ doi = {10.2977/PRIMS/1210167338},
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+ journal = {Publications of the Research Institute for Mathematical Sciences},
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+ number = {2},
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+ pages = {609--639},
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+ title = {Functoriality in resolution of singularities},
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+ url = {https://ems.press/journals/prims/articles/2154},
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+ volume = {44},
106
+ year = {2008}
107
+ }
108
+
109
+ @article{BirkarIitakaSix,
110
+ author = {Birkar, Caucher},
111
+ doi = {10.1112/S0010437X09004187},
112
+ journal = {Compositio Mathematica},
113
+ note = {arXiv:0806.4413, first posted 27 June 2008},
114
+ number = {6},
115
+ pages = {1442--1446},
116
+ title = {The {Iitaka} conjecture {$C_{n,m}$} in dimension six},
117
+ url = {https://arxiv.org/abs/0806.4413},
118
+ volume = {145},
119
+ year = {2009}
120
+ }
121
+
122
+ @article{BCHM,
123
+ author = {Birkar, Caucher and Cascini, Paolo and Hacon, Christopher D. and McKernan, James},
124
+ doi = {10.1090/S0894-0347-09-00649-3},
125
+ journal = {Journal of the American Mathematical Society},
126
+ note = {The cited locators refer to the 81-page \href{https://arxiv.org/abs/math/0610203v2}{arXiv:math/0610203v2}},
127
+ number = {2},
128
+ pages = {405--468},
129
+ title = {Existence of minimal models for varieties of log general type},
130
+ url = {https://arxiv.org/abs/math/0610203v2},
131
+ volume = {23},
132
+ year = {2010}
133
+ }
134
+
135
+ @article{BoucksomVolume,
136
+ author = {Boucksom, S{\'e}bastien},
137
+ doi = {10.1142/S0129167X02001575},
138
+ journal = {International Journal of Mathematics},
139
+ note = {Theorem locators refer to arXiv:math/0201031v1, 5 January 2002},
140
+ number = {10},
141
+ pages = {1043--1063},
142
+ title = {On the volume of a line bundle},
143
+ url = {https://arxiv.org/abs/math/0201031v1},
144
+ volume = {13},
145
+ year = {2002}
146
+ }
147
+
148
+ @article{BEGZ,
149
+ author = {Boucksom, S{\'e}bastien and Eyssidieux, Philippe and Guedj, Vincent and Zeriahi, Ahmed},
150
+ doi = {10.1007/s11511-010-0054-7},
151
+ journal = {Acta Mathematica},
152
+ pages = {199--262},
153
+ title = {{Monge--Amp{\`e}re} equations in big cohomology classes},
154
+ url = {https://www.math.univ-toulouse.fr/~guedj/fichierspdf/BEGZ10.pdf},
155
+ volume = {205},
156
+ year = {2010}
157
+ }
158
+
159
+ @article{BrunebarbeCadorel,
160
+ author = {Brunebarbe, Yohan and Cadorel, Beno{\^i}t},
161
+ doi = {10.1093/imrn/rny054},
162
+ journal = {International Mathematics Research Notices},
163
+ note = {The cited locators refer to \href{https://arxiv.org/abs/1707.01327v1}{arXiv:1707.01327v1}},
164
+ number = {6},
165
+ pages = {1601--1609},
166
+ title = {Hyperbolicity of varieties supporting a variation of {Hodge} structure},
167
+ url = {https://arxiv.org/abs/1707.01327v1},
168
+ volume = {2020},
169
+ year = {2020}
170
+ }
171
+
172
+ @article{Campana2004,
173
+ author = {Campana, Fr{\'e}d{\'e}ric},
174
+ doi = {10.5802/aif.2027},
175
+ journal = {Annales de l'Institut Fourier},
176
+ number = {3},
177
+ pages = {499--630},
178
+ title = {Orbifolds, special varieties and classification theory},
179
+ url = {https://www.numdam.org/item/10.5802/aif.2027/},
180
+ volume = {54},
181
+ year = {2004}
182
+ }
183
+
184
+ @article{CampanaOrbifolds,
185
+ author = {Campana, Fr{\'e}d{\'e}ric},
186
+ doi = {10.1017/S1474748010000101},
187
+ journal = {Journal of the Institute of Mathematics of Jussieu},
188
+ note = {The cited locators refer to \href{https://arxiv.org/abs/0705.0737v8}{arXiv:0705.0737v8}},
189
+ number = {4},
190
+ pages = {809--934},
191
+ title = {Orbifoldes g{\'e}om{\'e}triques sp{\'e}ciales et classification bim{\'e}romorphe des vari{\'e}t{\'e}s k{\"a}hl{\'e}riennes compactes},
192
+ url = {https://arxiv.org/abs/0705.0737v8},
193
+ volume = {10},
194
+ year = {2011}
195
+ }
196
+
197
+ @article{CaoSurfaces,
198
+ author = {Cao, Junyan},
199
+ doi = {10.14231/AG-2018-020},
200
+ journal = {Algebraic Geometry},
201
+ number = {6},
202
+ pages = {728--741},
203
+ title = {{Kodaira} dimension of algebraic fiber spaces over surfaces},
204
+ url = {https://content.algebraicgeometry.nl/2018-6/2018-6-020.pdf},
205
+ volume = {5},
206
+ year = {2018}
207
+ }
208
+
209
+ @article{CaoPaunAbelian,
210
+ author = {Cao, Junyan and P{\u a}un, Mihai},
211
+ doi = {10.1007/s00222-016-0672-6},
212
+ journal = {Inventiones Mathematicae},
213
+ note = {Theorem locators refer to arXiv:1504.01095v3, submitted 3 August 2016},
214
+ number = {1},
215
+ pages = {345--387},
216
+ title = {{Kodaira} dimension of algebraic fiber spaces over abelian varieties},
217
+ url = {https://arxiv.org/abs/1504.01095v3},
218
+ volume = {207},
219
+ year = {2017}
220
+ }
221
+
222
+ @article{CKS,
223
+ author = {Cattani, Eduardo and Kaplan, Aroldo and Schmid, Wilfried},
224
+ doi = {10.2307/1971333},
225
+ journal = {Annals of Mathematics},
226
+ number = {3},
227
+ pages = {457--535},
228
+ series = {2},
229
+ title = {Degeneration of {Hodge} structures},
230
+ url = {https://annals.math.princeton.edu/1986/123-3/p02},
231
+ volume = {123},
232
+ year = {1986}
233
+ }
234
+
235
+ @misc{ChenLimits,
236
+ archiveprefix = {arXiv},
237
+ author = {Chen, Qianyu},
238
+ eprint = {2103.03983},
239
+ note = {arXiv:2103.03983; the cited Lemma 8.1 is in the \href{https://qymath.github.io/Steenbrink.pdf}{61-page author manuscript}},
240
+ primaryclass = {math.AG},
241
+ title = {Limits of {Hodge} structures via holonomic {$D$}-modules},
242
+ url = {https://qymath.github.io/Steenbrink.pdf},
243
+ year = {2021}
244
+ }
245
+
246
+ @article{DeligneHodgeII,
247
+ author = {Deligne, Pierre},
248
+ title = {Th{\'e}orie de {Hodge}. {II}},
249
+ journal = {Publications Math{\'e}matiques de l'IH{\'E}S},
250
+ volume = {40},
251
+ year = {1971},
252
+ pages = {5--57},
253
+ doi = {10.1007/BF02684692},
254
+ url = {https://www.numdam.org/item/PMIHES_1971__40__5_0.pdf}
255
+ }
256
+
257
+ @article{DemaillyRegularization,
258
+ author = {Demailly, Jean-Pierre},
259
+ journal = {Journal of Algebraic Geometry},
260
+ note = {The cited locator refers to the \href{https://www-fourier.univ-grenoble-alpes.fr/~demailly/manuscripts/regularization.pdf}{author manuscript}},
261
+ number = {3},
262
+ pages = {361--409},
263
+ title = {Regularization of closed positive currents and intersection theory},
264
+ url = {https://www-fourier.univ-grenoble-alpes.fr/~demailly/manuscripts/regularization.pdf},
265
+ volume = {1},
266
+ year = {1992}
267
+ }
268
+
269
+ @article{DemaillyPaun2004,
270
+ author = {Demailly, Jean-Pierre and P{\u{a}}un, Mihai},
271
+ doi = {10.4007/annals.2004.159.1247},
272
+ journal = {Annals of Mathematics},
273
+ number = {3},
274
+ pages = {1247--1274},
275
+ series = {2},
276
+ title = {Numerical characterization of the {K{\"a}hler} cone of a compact {K{\"a}hler} manifold},
277
+ url = {https://annals.math.princeton.edu/2004/159-3/p05},
278
+ volume = {159},
279
+ year = {2004}
280
+ }
281
+
282
+ @article{Douady,
283
+ author = {Douady, Adrien},
284
+ doi = {10.5802/aif.226},
285
+ journal = {Annales de l'Institut Fourier},
286
+ number = {1},
287
+ pages = {1--95},
288
+ title = {Le probl{\`e}me des modules pour les sous-espaces analytiques compacts d'un espace analytique donn{\'e}},
289
+ url = {https://www.numdam.org/item/AIF_1966__16_1_1_0/},
290
+ volume = {16},
291
+ year = {1966}
292
+ }
293
+
294
+ @article{EnokizonoHashizumeSemistable,
295
+ author = {Enokizono, Makoto and Hashizume, Kenta},
296
+ doi = {10.1090/tran/9365},
297
+ journal = {Transactions of the American Mathematical Society},
298
+ note = {The cited locators refer to \href{https://arxiv.org/abs/2404.05124v3}{arXiv:2404.05124v3}, 12 October 2024},
299
+ pages = {7667--7688},
300
+ title = {Semistable reduction for complex analytic spaces},
301
+ url = {https://arxiv.org/abs/2404.05124v3},
302
+ volume = {378},
303
+ year = {2025}
304
+ }
305
+
306
+ @article{FujikiDouady,
307
+ author = {Fujiki, Akira},
308
+ doi = {10.2977/PRIMS/1195189279},
309
+ journal = {Publications of the Research Institute for Mathematical Sciences},
310
+ number = {1},
311
+ pages = {1--52},
312
+ title = {Closedness of the {Douady} spaces of compact {K{\"a}hler} spaces},
313
+ url = {https://ems.press/content/serial-article-files/41937},
314
+ volume = {14},
315
+ year = {1978}
316
+ }
317
+
318
+ @incollection{FujinoWeakPositivity,
319
+ author = {Fujino, Osamu},
320
+ booktitle = {Algebraic Varieties and Automorphism Groups},
321
+ doi = {10.2969/aspm/07510073},
322
+ note = {The cited locators refer to \href{https://www.math.kyoto-u.ac.jp/~fujino/weak-posi11.pdf}{author version 0.54, 30 June 2015}},
323
+ pages = {73--118},
324
+ publisher = {Mathematical Society of Japan},
325
+ series = {Advanced Studies in Pure Mathematics},
326
+ title = {Notes on the weak positivity theorems},
327
+ url = {https://www.math.kyoto-u.ac.jp/~fujino/weak-posi11.pdf},
328
+ volume = {75},
329
+ year = {2017}
330
+ }
331
+
332
+ @article{FujinoAnalyticAdjunction,
333
+ author = {Fujino, Osamu},
334
+ doi = {10.3792/PJAA.100.002},
335
+ journal = {Proceedings of the Japan Academy, Series A, Mathematical Sciences},
336
+ number = {2},
337
+ pages = {7--11},
338
+ title = {Log canonical inversion of adjunction},
339
+ url = {https://www.math.kyoto-u.ac.jp/~fujino/on-inversion-of-adjunction-pja-final.pdf},
340
+ volume = {100},
341
+ year = {2024}
342
+ }
343
+
344
+ @article{FujinoFujisawa,
345
+ author = {Fujino, Osamu and Fujisawa, Taro},
346
+ doi = {10.4171/PRIMS/145},
347
+ journal = {Publications of the Research Institute for Mathematical Sciences},
348
+ note = {\href{https://doi.org/10.4171/PRIMS/145}{doi:10.4171/PRIMS/145}},
349
+ number = {4},
350
+ pages = {589--661},
351
+ title = {Variations of mixed {Hodge} structure and semipositivity theorems},
352
+ url = {https://ems.press/content/serial-article-files/41240},
353
+ volume = {50},
354
+ year = {2014}
355
+ }
356
+
357
+ @article{FujinoFujisawaVMHS,
358
+ author = {Fujino, Osamu and Fujisawa, Taro},
359
+ journal = {International Journal of Mathematics},
360
+ note = {Published article: 43 pp.; theorem locators refer to the 36-page \href{https://www.math.kyoto-u.ac.jp/~fujino/vmhs-applications8.pdf}{author version 0.55, 11 March 2025}},
361
+ number = {9},
362
+ pages = {2550020},
363
+ title = {Variation of mixed {Hodge} structure and its applications},
364
+ url = {https://www.math.kyoto-u.ac.jp/~fujino/vmhs-applications8.pdf},
365
+ volume = {36},
366
+ year = {2025}
367
+ }
368
+
369
+ @article{FujinoGongyo,
370
+ author = {Fujino, Osamu and Gongyo, Yoshinori},
371
+ doi = {10.5802/aif.2894},
372
+ journal = {Annales de l'Institut Fourier},
373
+ note = {\href{https://doi.org/10.5802/aif.2894}{doi:10.5802/aif.2894}},
374
+ number = {4},
375
+ pages = {1721--1735},
376
+ title = {On the moduli b-divisors of lc-trivial fibrations},
377
+ url = {https://www.numdam.org/item/10.5802/aif.2894.pdf},
378
+ volume = {64},
379
+ year = {2014}
380
+ }
381
+
382
+ @article{FujinoMori,
383
+ author = {Fujino, Osamu and Mori, Shigefumi},
384
+ journal = {Journal of Differential Geometry},
385
+ number = {1},
386
+ pages = {167--188},
387
+ title = {A canonical bundle formula},
388
+ url = {https://www.math.kyoto-u.ac.jp/~fujino/Canonical.pdf},
389
+ volume = {56},
390
+ year = {2000}
391
+ }
392
+
393
+ @article{GrauertDirectImages,
394
+ author = {Grauert, Hans},
395
+ doi = {10.1007/BF02684746},
396
+ journal = {Publications Math{\'e}matiques de l'IH{\'E}S},
397
+ note = {With corrigendum, Publ. Math. IH{\'E}S 16 (1963), 35--36},
398
+ pages = {5--64},
399
+ title = {Ein Theorem der analytischen Garbentheorie und die Modulr{\"a}ume komplexer Strukturen},
400
+ url = {https://www.numdam.org/item/PMIHES_1960__5__5_0/},
401
+ volume = {5},
402
+ year = {1960}
403
+ }
404
+
405
+ @article{GrauertDirectImagesCorr,
406
+ author = {Grauert, Hans},
407
+ doi = {10.1007/BF02684291},
408
+ journal = {Publications Math{\'e}matiques de l'IH{\'E}S},
409
+ pages = {35--36},
410
+ title = {Berichtigung: Ein Theorem der analytischen Garbentheorie und die Modulr{\"a}ume komplexer Strukturen},
411
+ url = {https://www.numdam.org/articles/10.1007/BF02684291/},
412
+ volume = {16},
413
+ year = {1963}
414
+ }
415
+
416
+ @article{GriffithsPeriodsIII,
417
+ author = {Griffiths, Phillip A.},
418
+ doi = {10.1007/BF02684654},
419
+ journal = {Publications Math{\'e}matiques de l'IH{\'E}S},
420
+ pages = {125--180},
421
+ title = {Periods of integrals on algebraic manifolds, {III}: Some global differential-geometric properties of the period mapping},
422
+ url = {https://www.numdam.org/item/PMIHES_1970__38__125_0/},
423
+ volume = {38},
424
+ year = {1970}
425
+ }
426
+
427
+ @article{GuedjZeriahiEnergy,
428
+ author = {Guedj, Vincent and Zeriahi, Ahmed},
429
+ doi = {10.1016/j.jfa.2007.04.018},
430
+ journal = {Journal of Functional Analysis},
431
+ note = {The cited locators refer to \href{https://arxiv.org/abs/math/0612630v2}{arXiv:math/0612630v2}},
432
+ number = {2},
433
+ pages = {442--482},
434
+ title = {The weighted {Monge--Amp{\`e}re} energy of quasiplurisubharmonic functions},
435
+ url = {https://arxiv.org/abs/math/0612630v2},
436
+ volume = {250},
437
+ year = {2007}
438
+ }
439
+
440
+ @incollection{HaconPopaSchnellAbelian,
441
+ address = {Providence, RI},
442
+ author = {Hacon, Christopher D. and Popa, Mihnea and Schnell, Christian},
443
+ booktitle = {Local and Global Methods in Algebraic Geometry},
444
+ doi = {10.1090/conm/712/14346},
445
+ note = {Theorem locators refer to the author manuscript dated 9 May 2017},
446
+ pages = {143--195},
447
+ publisher = {American Mathematical Society},
448
+ series = {Contemporary Mathematics},
449
+ title = {Algebraic fiber spaces over abelian varieties: around a recent theorem by {Cao} and {P{\u a}un}},
450
+ url = {https://people.math.harvard.edu/~mpopa/papers/HPS.pdf},
451
+ volume = {712},
452
+ year = {2018}
453
+ }
454
+
455
+ @article{Hashizume,
456
+ author = {Hashizume, Kenta},
457
+ doi = {10.3792/pjaa.96.017},
458
+ journal = {Proceedings of the Japan Academy, Series A, Mathematical Sciences},
459
+ note = {Theorem numbering is cited from arXiv:1902.10923v2},
460
+ number = {10},
461
+ pages = {87--92},
462
+ title = {Log {Iitaka} conjecture for abundant log canonical fibrations},
463
+ url = {https://arxiv.org/abs/1902.10923v2},
464
+ volume = {96},
465
+ year = {2020}
466
+ }
467
+
468
+ @article{HironakaFlattening,
469
+ author = {Hironaka, Heisuke},
470
+ doi = {10.2307/2373721},
471
+ journal = {American Journal of Mathematics},
472
+ number = {2},
473
+ pages = {503--547},
474
+ title = {Flattening theorem in complex-analytic geometry},
475
+ url = {https://doi.org/10.2307/2373721},
476
+ volume = {97},
477
+ year = {1975}
478
+ }
479
+
480
+ @article{IitakaOriginal,
481
+ author = {Iitaka, Shigeru},
482
+ doi = {10.2969/jmsj/02320356},
483
+ journal = {Journal of the Mathematical Society of Japan},
484
+ number = {2},
485
+ pages = {356--373},
486
+ title = {On {$D$}-dimensions of algebraic varieties},
487
+ url = {https://www.jstage.jst.go.jp/article/jmath1948/23/2/23_2_356/_article},
488
+ volume = {23},
489
+ year = {1971}
490
+ }
491
+
492
+ @incollection{IitakaLog,
493
+ author = {Iitaka, Shigeru},
494
+ booktitle = {Complex Analysis and Algebraic Geometry: A Collection of Papers Dedicated to {K. Kodaira}},
495
+ doi = {10.1017/CBO9780511569197.014},
496
+ editor = {Baily, Jr., Walter L. and Shioda, Tetsuji},
497
+ note = {\href{https://doi.org/10.1017/CBO9780511569197.014}{doi:10.1017/CBO9780511569197.014}},
498
+ publisher = {Iwanami Shoten and Cambridge University Press},
499
+ title = {On logarithmic {Kodaira} dimension of algebraic varieties},
500
+ url = {https://doi.org/10.1017/CBO9780511569197.014},
501
+ year = {1977}
502
+ }
503
+
504
+ @article{IitakaClassification,
505
+ author = {Iitaka, Shigeru},
506
+ doi = {10.3792/pja/1195517881},
507
+ journal = {Proceedings of the Japan Academy},
508
+ number = {3},
509
+ pages = {103--105},
510
+ title = {Classification of Algebraic Varieties},
511
+ url = {https://www.jstage.jst.go.jp/article/pjab1945/53/3/53_3_103/_pdf},
512
+ volume = {53},
513
+ year = {1977}
514
+ }
515
+
516
+ @article{KawamataCurves,
517
+ author = {Kawamata, Yujiro},
518
+ doi = {10.1007/BF01404756},
519
+ journal = {Inventiones Mathematicae},
520
+ number = {1},
521
+ pages = {57--71},
522
+ title = {{Kodaira} dimension of algebraic fiber spaces over curves},
523
+ url = {https://link.springer.com/article/10.1007/BF01404756},
524
+ volume = {66},
525
+ year = {1982}
526
+ }
527
+
528
+ @article{KawamataKodaira,
529
+ author = {Kawamata, Yujiro},
530
+ doi = {10.1515/crll.1985.363.1},
531
+ journal = {Journal f{\"u}r die reine und angewandte Mathematik},
532
+ pages = {1--46},
533
+ title = {Minimal models and the {Kodaira} dimension of algebraic fiber spaces},
534
+ url = {https://doi.org/10.1515/crll.1985.363.1},
535
+ volume = {363},
536
+ year = {1985}
537
+ }
538
+
539
+ @incollection{Kollar87,
540
+ address = {Tokyo and Amsterdam},
541
+ author = {Koll{\'a}r, J{\'a}nos},
542
+ booktitle = {Algebraic Geometry, Sendai, 1985},
543
+ doi = {10.2969/aspm/01010361},
544
+ pages = {361--398},
545
+ publisher = {Kinokuniya and North-Holland},
546
+ series = {Advanced Studies in Pure Mathematics},
547
+ title = {Subadditivity of the {Kodaira} dimension: fibers of general type},
548
+ url = {https://doi.org/10.2969/aspm/01010361},
549
+ volume = {10},
550
+ year = {1987}
551
+ }
552
+
553
+ @article{KovacsPatakfalvi,
554
+ author = {Kov{\'a}cs, S{\'a}ndor J. and Patakfalvi, Zsolt},
555
+ doi = {10.1090/jams/871},
556
+ journal = {Journal of the American Mathematical Society},
557
+ note = {The cited locators refer to the \href{https://sites.math.washington.edu/~kovacs/current/papers/Kovacs_Patakfalvi__Projectivity.pdf}{62-page author manuscript}},
558
+ number = {4},
559
+ pages = {959--1021},
560
+ title = {Projectivity of the moduli space of stable log-varieties and subadditivity of log-{Kodaira} dimension},
561
+ url = {https://sites.math.washington.edu/~kovacs/current/papers/Kovacs_Patakfalvi__Projectivity.pdf},
562
+ volume = {30},
563
+ year = {2017}
564
+ }
565
+
566
+ @misc{MaeharaIitaka,
567
+ archiveprefix = {arXiv},
568
+ author = {Maehara, Kazuhisa},
569
+ eprint = {0910.0604},
570
+ howpublished = {arXiv preprint},
571
+ note = {Version 3, 16 May 2010; first posted 4 October 2009},
572
+ title = {{Iitaka--Viehweg} conjectures {$C$} and {$C^{++}$}},
573
+ url = {https://arxiv.org/abs/0910.0604v3},
574
+ year = {2010}
575
+ }
576
+
577
+ @book{MilneAlgebraicGroups,
578
+ author = {Milne, James S.},
579
+ doi = {10.1017/9781316711736},
580
+ note = {Cited from the corrected 2022 reprint},
581
+ publisher = {Cambridge University Press},
582
+ series = {Cambridge Studies in Advanced Mathematics},
583
+ title = {Algebraic Groups: The Theory of Group Schemes of Finite Type over a Field},
584
+ url = {https://www.jmilne.org/math/Books/iAG2022.pdf},
585
+ volume = {170},
586
+ year = {2017}
587
+ }
588
+
589
+ @article{NamikawaProjectivity,
590
+ archiveprefix = {arXiv},
591
+ author = {Namikawa, Yoshinori},
592
+ eprint = {math/0101019},
593
+ journal = {International Journal of Mathematics},
594
+ note = {Theorem locators refer to arXiv:math/0101019v6, 12 November 2001},
595
+ number = {2},
596
+ pages = {125--135},
597
+ title = {Projectivity criterion of {Moishezon} spaces and density of projective symplectic varieties},
598
+ url = {https://arxiv.org/abs/math/0101019v6},
599
+ volume = {13},
600
+ year = {2002}
601
+ }
602
+
603
+ @misc{IitakaVariationCompanion,
604
+ author = {{OpenAI}},
605
+ title = {{Logarithmic Kodaira dimension and whole-fiber variation}},
606
+ howpublished = {OpenAI Math Release preprint
607
+ \href{https://github.com/openai/math/blob/main/preprints/Logarithmic-Kodaira-dimension-and-whole-fiber-variation-September-26-2026/paper.pdf}{OAI:Logarithmic-Kodaira-dimension-and-whole-fiber-variation-September-26-2026}},
608
+ year = {2026}
609
+ }
610
+
611
+ @misc{IitakaProjectiveCompanion,
612
+ author = {{OpenAI}},
613
+ title = {{Projective Hodge lines and ordinary Iitaka subadditivity}},
614
+ howpublished = {OpenAI Math Release preprint
615
+ \href{https://github.com/openai/math/blob/main/preprints/Projective-Hodge-lines-and-ordinary-Iitaka-subadditivity-September-27-2026/paper.pdf}{OAI:Projective-Hodge-lines-and-ordinary-Iitaka-subadditivity-September-27-2026}},
616
+ year = {2026}
617
+ }
618
+
619
+ @misc{IitakaAdditivityCompanion,
620
+ author = {{OpenAI}},
621
+ title = {{The reverse logarithmic Kodaira inequality and additivity}},
622
+ howpublished = {OpenAI Math Release preprint
623
+ \href{https://github.com/openai/math/blob/main/preprints/The-reverse-logarithmic-Kodaira-inequality-and-additivity-September-26-2026/paper.pdf}{OAI:The-reverse-logarithmic-Kodaira-inequality-and-additivity-September-26-2026}},
624
+ year = {2026}
625
+ }
626
+
627
+ @misc{OpenAILogAbundance2026,
628
+ author = {{OpenAI}},
629
+ title = {{Log abundance in characteristic zero}},
630
+ howpublished = {OpenAI Math Release preprint
631
+ \href{https://github.com/openai/math/blob/main/preprints/Log-abundance-in-characteristic-zero-September-24-2026/paper.pdf}{OAI:Log-abundance-in-characteristic-zero-September-24-2026}},
632
+ year = {2026}
633
+ }
634
+
635
+ @article{PopaSchnellKahler,
636
+ author = {Pareschi, Giuseppe and Popa, Mihnea and Schnell, Christian},
637
+ doi = {10.2140/gt.2017.21.2419},
638
+ journal = {Geometry \& Topology},
639
+ pages = {2419--2460},
640
+ title = {{Hodge} modules on complex tori and generic vanishing for compact {K{\"a}hler} manifolds},
641
+ url = {https://msp.org/gt/2017/21-4/gt-v21-n4-p12-s.pdf},
642
+ volume = {21},
643
+ year = {2017}
644
+ }
645
+
646
+ @article{PatakfalviFibered,
647
+ author = {Patakfalvi, Zsolt},
648
+ doi = {10.1090/tran/6386},
649
+ journal = {Transactions of the American Mathematical Society},
650
+ number = {3},
651
+ pages = {1837--1869},
652
+ title = {Fibered stable varieties},
653
+ url = {https://arxiv.org/abs/1208.1787v4},
654
+ volume = {368},
655
+ year = {2016}
656
+ }
657
+
658
+ @article{Schmid,
659
+ author = {Schmid, Wilfried},
660
+ doi = {10.1007/BF01389674},
661
+ journal = {Inventiones Mathematicae},
662
+ number = {3--4},
663
+ pages = {211--319},
664
+ title = {Variation of {Hodge} structure: The singularities of the period mapping},
665
+ url = {https://doi.org/10.1007/BF01389674},
666
+ volume = {22},
667
+ year = {1973}
668
+ }
669
+
670
+ @article{SommesePeriodMapping,
671
+ author = {Sommese, Andrew John},
672
+ title = {On the rationality of the period mapping},
673
+ journal = {Annali della Scuola Normale Superiore di Pisa, Classe di Scienze},
674
+ series = {4},
675
+ volume = {5},
676
+ number = {4},
677
+ year = {1978},
678
+ pages = {683--717},
679
+ url = {https://www.numdam.org/item/ASNSP_1978_4_5_4_683_0/}
680
+ }
681
+
682
+ @misc{TsujiDirectImages,
683
+ archiveprefix = {arXiv},
684
+ author = {Tsuji, Hajime},
685
+ eprint = {1012.0884},
686
+ howpublished = {arXiv preprint},
687
+ note = {Version 1, 4 December 2010},
688
+ title = {Global generation of the direct images of relative pluricanonical systems},
689
+ url = {https://arxiv.org/abs/1012.0884v1},
690
+ year = {2010}
691
+ }
692
+
693
+ @book{UenoClassification,
694
+ address = {Berlin},
695
+ author = {Ueno, Kenji},
696
+ doi = {10.1007/BFb0070570},
697
+ publisher = {Springer},
698
+ series = {Lecture Notes in Mathematics},
699
+ title = {Classification Theory of Algebraic Varieties and Compact Complex Spaces},
700
+ url = {https://doi.org/10.1007/BFb0070570},
701
+ volume = {439},
702
+ year = {1975}
703
+ }
704
+
705
+ @incollection{ViehwegAdditivity,
706
+ address = {Tokyo and Amsterdam},
707
+ author = {Viehweg, Eckart},
708
+ booktitle = {Algebraic Varieties and Analytic Varieties (Tokyo, 1981)},
709
+ doi = {10.2969/aspm/00110329},
710
+ pages = {329--353},
711
+ publisher = {Kinokuniya and North-Holland},
712
+ series = {Advanced Studies in Pure Mathematics},
713
+ title = {Weak positivity and the additivity of the {Kodaira} dimension for certain fibre spaces},
714
+ url = {https://esaga.uni-due.de/eckart.viehweg/ecpubl/},
715
+ volume = {1},
716
+ year = {1983}
717
+ }
718
+
719
+ @misc{VilladsenHodgeKahler,
720
+ archiveprefix = {arXiv},
721
+ author = {Villadsen, Mads Bach},
722
+ eprint = {2401.09544},
723
+ note = {\href{https://arxiv.org/abs/2401.09544v1}{arXiv:2401.09544v1}, 17 January 2024},
724
+ primaryclass = {math.AG},
725
+ title = {{Hodge} modules and {K{\"a}hler} morphisms},
726
+ url = {https://arxiv.org/abs/2401.09544v1},
727
+ year = {2024}
728
+ }
729
+
730
+ @article{WangKahlerIitaka,
731
+ author = {Wang, Juanyong},
732
+ doi = {10.5802/afst.1690},
733
+ journal = {Annales de la Facult{\'e} des Sciences de Toulouse. Math{\'e}matiques},
734
+ number = {4},
735
+ pages = {813--897},
736
+ series = {6},
737
+ title = {On the {Iitaka} Conjecture {$C_{n,m}$} for {K{\"a}hler} Fibre Spaces},
738
+ url = {https://afst.centre-mersenne.org/item/10.5802/afst.1690.pdf},
739
+ volume = {30},
740
+ year = {2021}
741
+ }
preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/references.tex ADDED
@@ -0,0 +1,406 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \begin{thebibliography}{99}
2
+
3
+ \bibitem{AdiprasitoLiuTemkinSemistable}
4
+ Karim Adiprasito, Gaku Liu and Michael Temkin.
5
+ \emph{\href{https://arxiv.org/abs/1810.03131v2}{Semistable reduction in characteristic {0}}}.
6
+ Preprint, 2019.
7
+ \href{https://arxiv.org/abs/1810.03131v2}{arXiv:1810.03131v2}, 17 June 2019; 22-page full preprint.
8
+
9
+ \bibitem{AmbroBoundary}
10
+ Florin Ambro.
11
+ \emph{\href{https://arxiv.org/abs/math/0210271v1}{{Shokurov}'s boundary property}}.
12
+ Journal of Differential Geometry \textbf{67} (2004), no.~2, 229--255.
13
+ Theorem numbering is cited from arXiv:math/0210271v1.
14
+
15
+ \bibitem{AmbroModuli}
16
+ Florin Ambro.
17
+ \emph{\href{https://doi.org/10.1112/S0010437X04001071}{The moduli b-divisor of an lc-trivial fibration}}.
18
+ Compositio Mathematica \textbf{141} (2005), no.~2, 385--403.
19
+ \href{https://doi.org/10.1112/S0010437X04001071}{doi:\nolinkurl{10.1112/S0010437X04001071}}.
20
+
21
+ \bibitem{AndreMonodromy}
22
+ Yves Andr{\'e}.
23
+ \emph{\href{https://www.numdam.org/item/CM_1992__82_1_1_0/}{{Mumford--Tate} groups of mixed {Hodge} structures and the theorem of the fixed part}}.
24
+ Compositio Mathematica \textbf{82} (1992), no.~1, 1--24.
25
+
26
+ \bibitem{BakkerMatsushita}
27
+ Benjamin Bakker.
28
+ \emph{\href{https://benjamin-bakker.github.io/matsushita.pdf}{A short proof of a conjecture of {Matsushita}}}.
29
+ Advances in Mathematics \textbf{482} (2025), 110554.
30
+ \href{https://doi.org/10.1016/j.aim.2025.110554}{doi:\nolinkurl{10.1016/j.aim.2025.110554}}.
31
+ Part A.
32
+
33
+ \bibitem{BakkerBrunebarbeTsimerman}
34
+ Benjamin Bakker, Yohan Brunebarbe and Jacob Tsimerman.
35
+ \emph{\href{https://arxiv.org/abs/1811.12230v3}{o-minimal {GAGA} and a conjecture of {Griffiths}}}.
36
+ Inventiones Mathematicae \textbf{232} (2023), no.~1, 163--228.
37
+ \href{https://doi.org/10.1007/s00222-022-01166-1}{doi:\nolinkurl{10.1007/s00222-022-01166-1}}.
38
+ Theorem locators refer to arXiv:1811.12230v3, 23 October 2022.
39
+
40
+ \bibitem{BFMT}
41
+ Benjamin Bakker, Stefano Filipazzi, Mirko Mauri and Jacob Tsimerman.
42
+ \emph{\href{https://arxiv.org/abs/2508.19215v2}{{Baily--Borel} compactifications of period images and the b-semiampleness conjecture}}.
43
+ Preprint, 2025.
44
+ \href{https://arxiv.org/abs/2508.19215v2}{arXiv:2508.19215v2}, 18 December 2025.
45
+
46
+ \bibitem{BakkerTsimermanAxSchanuel}
47
+ Benjamin Bakker and Jacob Tsimerman.
48
+ \emph{\href{https://arxiv.org/abs/1712.05088v1}{The {Ax--Schanuel} conjecture for variations of {Hodge} structures}}.
49
+ Inventiones Mathematicae \textbf{217} (2019), no.~1, 77--94.
50
+ \href{https://doi.org/10.1007/s00222-019-00863-8}{doi:\nolinkurl{10.1007/s00222-019-00863-8}}.
51
+ The cited locators refer to \href{https://arxiv.org/abs/1712.05088v1}{arXiv:1712.05088v1}.
52
+
53
+ \bibitem{BierstoneMilmanFunctorial}
54
+ Edward Bierstone and Pierre D. Milman.
55
+ \emph{\href{https://ems.press/journals/prims/articles/2154}{Functoriality in resolution of singularities}}.
56
+ Publications of the Research Institute for Mathematical Sciences \textbf{44} (2008), no.~2, 609--639.
57
+ \href{https://doi.org/10.2977/PRIMS/1210167338}{doi:\nolinkurl{10.2977/PRIMS/1210167338}}.
58
+
59
+ \bibitem{BirkarIitakaSix}
60
+ Caucher Birkar.
61
+ \emph{\href{https://arxiv.org/abs/0806.4413}{The {Iitaka} conjecture {$C_{n,m}$} in dimension six}}.
62
+ Compositio Mathematica \textbf{145} (2009), no.~6, 1442--1446.
63
+ \href{https://doi.org/10.1112/S0010437X09004187}{doi:\nolinkurl{10.1112/S0010437X09004187}}.
64
+ arXiv:0806.4413, first posted 27 June 2008.
65
+
66
+ \bibitem{BCHM}
67
+ Caucher Birkar, Paolo Cascini, Christopher D. Hacon and James McKernan.
68
+ \emph{\href{https://arxiv.org/abs/math/0610203v2}{Existence of minimal models for varieties of log general type}}.
69
+ Journal of the American Mathematical Society \textbf{23} (2010), no.~2, 405--468.
70
+ \href{https://doi.org/10.1090/S0894-0347-09-00649-3}{doi:\nolinkurl{10.1090/S0894-0347-09-00649-3}}.
71
+ The cited locators refer to the 81-page \href{https://arxiv.org/abs/math/0610203v2}{arXiv:math/0610203v2}.
72
+
73
+ \bibitem{BoucksomVolume}
74
+ S{\'e}bastien Boucksom.
75
+ \emph{\href{https://arxiv.org/abs/math/0201031v1}{On the volume of a line bundle}}.
76
+ International Journal of Mathematics \textbf{13} (2002), no.~10, 1043--1063.
77
+ \href{https://doi.org/10.1142/S0129167X02001575}{doi:\nolinkurl{10.1142/S0129167X02001575}}.
78
+ Theorem locators refer to arXiv:math/0201031v1, 5 January 2002.
79
+
80
+ \bibitem{BEGZ}
81
+ S{\'e}bastien Boucksom, Philippe Eyssidieux, Vincent Guedj and Ahmed Zeriahi.
82
+ \emph{\href{https://www.math.univ-toulouse.fr/~guedj/fichierspdf/BEGZ10.pdf}{{Monge--Amp{\`e}re} equations in big cohomology classes}}.
83
+ Acta Mathematica \textbf{205} (2010), 199--262.
84
+ \href{https://doi.org/10.1007/s11511-010-0054-7}{doi:\nolinkurl{10.1007/s11511-010-0054-7}}.
85
+
86
+ \bibitem{BrunebarbeCadorel}
87
+ Yohan Brunebarbe and Beno{\^i}t Cadorel.
88
+ \emph{\href{https://arxiv.org/abs/1707.01327v1}{Hyperbolicity of varieties supporting a variation of {Hodge} structure}}.
89
+ International Mathematics Research Notices \textbf{2020} (2020), no.~6, 1601--1609.
90
+ \href{https://doi.org/10.1093/imrn/rny054}{doi:\nolinkurl{10.1093/imrn/rny054}}.
91
+ The cited locators refer to \href{https://arxiv.org/abs/1707.01327v1}{arXiv:1707.01327v1}.
92
+
93
+ \bibitem{Campana2004}
94
+ Fr{\'e}d{\'e}ric Campana.
95
+ \emph{\href{https://www.numdam.org/item/10.5802/aif.2027/}{Orbifolds, special varieties and classification theory}}.
96
+ Annales de l'Institut Fourier \textbf{54} (2004), no.~3, 499--630.
97
+ \href{https://doi.org/10.5802/aif.2027}{doi:\nolinkurl{10.5802/aif.2027}}.
98
+
99
+ \bibitem{CampanaOrbifolds}
100
+ Fr{\'e}d{\'e}ric Campana.
101
+ \emph{\href{https://arxiv.org/abs/0705.0737v8}{Orbifoldes g{\'e}om{\'e}triques sp{\'e}ciales et classification bim{\'e}romorphe des vari{\'e}t{\'e}s k{\"a}hl{\'e}riennes compactes}}.
102
+ Journal of the Institute of Mathematics of Jussieu \textbf{10} (2011), no.~4, 809--934.
103
+ \href{https://doi.org/10.1017/S1474748010000101}{doi:\nolinkurl{10.1017/S1474748010000101}}.
104
+ The cited locators refer to \href{https://arxiv.org/abs/0705.0737v8}{arXiv:0705.0737v8}.
105
+
106
+ \bibitem{CaoSurfaces}
107
+ Junyan Cao.
108
+ \emph{\href{https://content.algebraicgeometry.nl/2018-6/2018-6-020.pdf}{{Kodaira} dimension of algebraic fiber spaces over surfaces}}.
109
+ Algebraic Geometry \textbf{5} (2018), no.~6, 728--741.
110
+ \href{https://doi.org/10.14231/AG-2018-020}{doi:\nolinkurl{10.14231/AG-2018-020}}.
111
+
112
+ \bibitem{CaoPaunAbelian}
113
+ Junyan Cao and Mihai P{\u a}un.
114
+ \emph{\href{https://arxiv.org/abs/1504.01095v3}{{Kodaira} dimension of algebraic fiber spaces over abelian varieties}}.
115
+ Inventiones Mathematicae \textbf{207} (2017), no.~1, 345--387.
116
+ \href{https://doi.org/10.1007/s00222-016-0672-6}{doi:\nolinkurl{10.1007/s00222-016-0672-6}}.
117
+ Theorem locators refer to arXiv:1504.01095v3, submitted 3 August 2016.
118
+
119
+ \bibitem{CKS}
120
+ Eduardo Cattani, Aroldo Kaplan and Wilfried Schmid.
121
+ \emph{\href{https://annals.math.princeton.edu/1986/123-3/p02}{Degeneration of {Hodge} structures}}.
122
+ Annals of Mathematics (2) \textbf{123} (1986), no.~3, 457--535.
123
+ \href{https://doi.org/10.2307/1971333}{doi:\nolinkurl{10.2307/1971333}}.
124
+
125
+ \bibitem{ChenLimits}
126
+ Qianyu Chen.
127
+ \emph{\href{https://qymath.github.io/Steenbrink.pdf}{Limits of {Hodge} structures via holonomic {$D$}-modules}}.
128
+ Preprint, 2021.
129
+ arXiv:2103.03983; the cited Lemma 8.1 is in the \href{https://qymath.github.io/Steenbrink.pdf}{61-page author manuscript}.
130
+
131
+ \bibitem{DeligneHodgeII}
132
+ Pierre Deligne.
133
+ \emph{Th\'eorie de Hodge. II}.
134
+ Publications Math\'ematiques de l'IH\'ES \textbf{40} (1971), 5--57.
135
+ \href{https://doi.org/10.1007/BF02684692}{doi:\nolinkurl{10.1007/BF02684692}}.
136
+
137
+ \bibitem{DemaillyRegularization}
138
+ Jean-Pierre Demailly.
139
+ \emph{\href{https://www-fourier.univ-grenoble-alpes.fr/~demailly/manuscripts/regularization.pdf}{Regularization of closed positive currents and intersection theory}}.
140
+ Journal of Algebraic Geometry \textbf{1} (1992), no.~3, 361--409.
141
+ The cited locator refers to the \href{https://www-fourier.univ-grenoble-alpes.fr/~demailly/manuscripts/regularization.pdf}{author manuscript}.
142
+
143
+ \bibitem{DemaillyPaun2004}
144
+ Jean-Pierre Demailly and Mihai P{\u{a}}un.
145
+ \emph{\href{https://annals.math.princeton.edu/2004/159-3/p05}{Numerical characterization of the {K{\"a}hler} cone of a compact {K{\"a}hler} manifold}}.
146
+ Annals of Mathematics (2) \textbf{159} (2004), no.~3, 1247--1274.
147
+ \href{https://doi.org/10.4007/annals.2004.159.1247}{doi:\nolinkurl{10.4007/annals.2004.159.1247}}.
148
+
149
+ \bibitem{Douady}
150
+ Adrien Douady.
151
+ \emph{\href{https://www.numdam.org/item/AIF_1966__16_1_1_0/}{Le probl{\`e}me des modules pour les sous-espaces analytiques compacts d'un espace analytique donn{\'e}}}.
152
+ Annales de l'Institut Fourier \textbf{16} (1966), no.~1, 1--95.
153
+ \href{https://doi.org/10.5802/aif.226}{doi:\nolinkurl{10.5802/aif.226}}.
154
+
155
+ \bibitem{EnokizonoHashizumeSemistable}
156
+ Makoto Enokizono and Kenta Hashizume.
157
+ \emph{\href{https://arxiv.org/abs/2404.05124v3}{Semistable reduction for complex analytic spaces}}.
158
+ Transactions of the American Mathematical Society \textbf{378} (2025), 7667--7688.
159
+ \href{https://doi.org/10.1090/tran/9365}{doi:\nolinkurl{10.1090/tran/9365}}.
160
+ The cited locators refer to \href{https://arxiv.org/abs/2404.05124v3}{arXiv:2404.05124v3}, 12 October 2024.
161
+
162
+ \bibitem{FujikiDouady}
163
+ Akira Fujiki.
164
+ \emph{\href{https://ems.press/content/serial-article-files/41937}{Closedness of the {Douady} spaces of compact {K{\"a}hler} spaces}}.
165
+ Publications of the Research Institute for Mathematical Sciences \textbf{14} (1978), no.~1, 1--52.
166
+ \href{https://doi.org/10.2977/PRIMS/1195189279}{doi:\nolinkurl{10.2977/PRIMS/1195189279}}.
167
+
168
+ \bibitem{FujinoWeakPositivity}
169
+ Osamu Fujino.
170
+ \emph{\href{https://www.math.kyoto-u.ac.jp/~fujino/weak-posi11.pdf}{Notes on the weak positivity theorems}}.
171
+ In \emph{Algebraic Varieties and Automorphism Groups}.
172
+ Advanced Studies in Pure Mathematics 75.
173
+ Mathematical Society of Japan, 2017, pp.~73--118.
174
+ \href{https://doi.org/10.2969/aspm/07510073}{doi:\nolinkurl{10.2969/aspm/07510073}}.
175
+ The cited locators refer to \href{https://www.math.kyoto-u.ac.jp/~fujino/weak-posi11.pdf}{author version 0.54, 30 June 2015}.
176
+
177
+ \bibitem{FujinoAnalyticAdjunction}
178
+ Osamu Fujino.
179
+ \emph{\href{https://www.math.kyoto-u.ac.jp/~fujino/on-inversion-of-adjunction-pja-final.pdf}{Log canonical inversion of adjunction}}.
180
+ Proceedings of the Japan Academy, Series A, Mathematical Sciences \textbf{100} (2024), no.~2, 7--11.
181
+ \href{https://doi.org/10.3792/PJAA.100.002}{doi:\nolinkurl{10.3792/PJAA.100.002}}.
182
+
183
+ \bibitem{FujinoFujisawa}
184
+ Osamu Fujino and Taro Fujisawa.
185
+ \emph{\href{https://ems.press/content/serial-article-files/41240}{Variations of mixed {Hodge} structure and semipositivity theorems}}.
186
+ Publications of the Research Institute for Mathematical Sciences \textbf{50} (2014), no.~4, 589--661.
187
+ \href{https://doi.org/10.4171/PRIMS/145}{doi:\nolinkurl{10.4171/PRIMS/145}}.
188
+
189
+ \bibitem{FujinoFujisawaVMHS}
190
+ Osamu Fujino and Taro Fujisawa.
191
+ \emph{\href{https://www.math.kyoto-u.ac.jp/~fujino/vmhs-applications8.pdf}{Variation of mixed {Hodge} structure and its applications}}.
192
+ International Journal of Mathematics \textbf{36} (2025), no.~9, 2550020.
193
+ Published article: 43 pp.; theorem locators refer to the 36-page \href{https://www.math.kyoto-u.ac.jp/~fujino/vmhs-applications8.pdf}{author version 0.55, 11 March 2025}.
194
+
195
+ \bibitem{FujinoGongyo}
196
+ Osamu Fujino and Yoshinori Gongyo.
197
+ \emph{\href{https://www.numdam.org/item/10.5802/aif.2894.pdf}{On the moduli b-divisors of lc-trivial fibrations}}.
198
+ Annales de l'Institut Fourier \textbf{64} (2014), no.~4, 1721--1735.
199
+ \href{https://doi.org/10.5802/aif.2894}{doi:\nolinkurl{10.5802/aif.2894}}.
200
+
201
+ \bibitem{FujinoMori}
202
+ Osamu Fujino and Shigefumi Mori.
203
+ \emph{\href{https://www.math.kyoto-u.ac.jp/~fujino/Canonical.pdf}{A canonical bundle formula}}.
204
+ Journal of Differential Geometry \textbf{56} (2000), no.~1, 167--188.
205
+
206
+ \bibitem{GrauertDirectImages}
207
+ Hans Grauert.
208
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209
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210
+ \href{https://doi.org/10.1007/BF02684746}{doi:\nolinkurl{10.1007/BF02684746}}.
211
+ With corrigendum, Publ. Math. IH{\'E}S 16 (1963), 35--36.
212
+
213
+ \bibitem{GrauertDirectImagesCorr}
214
+ Hans Grauert.
215
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216
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217
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218
+
219
+ \bibitem{GriffithsPeriodsIII}
220
+ Phillip A. Griffiths.
221
+ \emph{\href{https://www.numdam.org/item/PMIHES_1970__38__125_0/}{Periods of integrals on algebraic manifolds, {III}: Some global differential-geometric properties of the period mapping}}.
222
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223
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224
+
225
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226
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227
+ \emph{\href{https://arxiv.org/abs/math/0612630v2}{The weighted {Monge--Amp{\`e}re} energy of quasiplurisubharmonic functions}}.
228
+ Journal of Functional Analysis \textbf{250} (2007), no.~2, 442--482.
229
+ \href{https://doi.org/10.1016/j.jfa.2007.04.018}{doi:\nolinkurl{10.1016/j.jfa.2007.04.018}}.
230
+ The cited locators refer to \href{https://arxiv.org/abs/math/0612630v2}{arXiv:math/0612630v2}.
231
+
232
+ \bibitem{HaconPopaSchnellAbelian}
233
+ Christopher D. Hacon, Mihnea Popa and Christian Schnell.
234
+ \emph{\href{https://people.math.harvard.edu/~mpopa/papers/HPS.pdf}{Algebraic fiber spaces over abelian varieties: around a recent theorem by {Cao} and {P{\u a}un}}}.
235
+ In \emph{Local and Global Methods in Algebraic Geometry}.
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+ Contemporary Mathematics 712.
237
+ American Mathematical Society, Providence, RI, 2018, pp.~143--195.
238
+ \href{https://doi.org/10.1090/conm/712/14346}{doi:\nolinkurl{10.1090/conm/712/14346}}.
239
+ Theorem locators refer to the author manuscript dated 9 May 2017.
240
+
241
+ \bibitem{Hashizume}
242
+ Kenta Hashizume.
243
+ \emph{\href{https://arxiv.org/abs/1902.10923v2}{Log {Iitaka} conjecture for abundant log canonical fibrations}}.
244
+ Proceedings of the Japan Academy, Series A, Mathematical Sciences \textbf{96} (2020), no.~10, 87--92.
245
+ \href{https://doi.org/10.3792/pjaa.96.017}{doi:\nolinkurl{10.3792/pjaa.96.017}}.
246
+ Theorem numbering is cited from arXiv:1902.10923v2.
247
+
248
+ \bibitem{HironakaFlattening}
249
+ Heisuke Hironaka.
250
+ \emph{\href{https://doi.org/10.2307/2373721}{Flattening theorem in complex-analytic geometry}}.
251
+ American Journal of Mathematics \textbf{97} (1975), no.~2, 503--547.
252
+ \href{https://doi.org/10.2307/2373721}{doi:\nolinkurl{10.2307/2373721}}.
253
+
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+ \bibitem{IitakaOriginal}
255
+ Shigeru Iitaka.
256
+ \emph{\href{https://www.jstage.jst.go.jp/article/jmath1948/23/2/23_2_356/_article}{On {$D$}-dimensions of algebraic varieties}}.
257
+ Journal of the Mathematical Society of Japan \textbf{23} (1971), no.~2, 356--373.
258
+ \href{https://doi.org/10.2969/jmsj/02320356}{doi:\nolinkurl{10.2969/jmsj/02320356}}.
259
+
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+ \bibitem{IitakaLog}
261
+ Shigeru Iitaka.
262
+ \emph{\href{https://doi.org/10.1017/CBO9780511569197.014}{On logarithmic {Kodaira} dimension of algebraic varieties}}.
263
+ In \emph{Complex Analysis and Algebraic Geometry: A Collection of Papers Dedicated to {K. Kodaira}}.
264
+ Walter L. Baily, Jr. and Tetsuji Shioda (eds.).
265
+ Iwanami Shoten and Cambridge University Press, 1977.
266
+ \href{https://doi.org/10.1017/CBO9780511569197.014}{doi:\nolinkurl{10.1017/CBO9780511569197.014}}.
267
+
268
+ \bibitem{IitakaClassification}
269
+ Shigeru Iitaka.
270
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+ Proceedings of the Japan Academy \textbf{53} (1977), no.~3, 103--105.
272
+ \href{https://doi.org/10.3792/pja/1195517881}{doi:\nolinkurl{10.3792/pja/1195517881}}.
273
+
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+ \bibitem{KawamataCurves}
275
+ Yujiro Kawamata.
276
+ \emph{\href{https://link.springer.com/article/10.1007/BF01404756}{{Kodaira} dimension of algebraic fiber spaces over curves}}.
277
+ Inventiones Mathematicae \textbf{66} (1982), no.~1, 57--71.
278
+ \href{https://doi.org/10.1007/BF01404756}{doi:\nolinkurl{10.1007/BF01404756}}.
279
+
280
+ \bibitem{KawamataKodaira}
281
+ Yujiro Kawamata.
282
+ \emph{\href{https://doi.org/10.1515/crll.1985.363.1}{Minimal models and the {Kodaira} dimension of algebraic fiber spaces}}.
283
+ Journal f{\"u}r die reine und angewandte Mathematik \textbf{363} (1985), 1--46.
284
+ \href{https://doi.org/10.1515/crll.1985.363.1}{doi:\nolinkurl{10.1515/crll.1985.363.1}}.
285
+
286
+ \bibitem{Kollar87}
287
+ J{\'a}nos Koll{\'a}r.
288
+ \emph{\href{https://doi.org/10.2969/aspm/01010361}{Subadditivity of the {Kodaira} dimension: fibers of general type}}.
289
+ In \emph{Algebraic Geometry, Sendai, 1985}.
290
+ Advanced Studies in Pure Mathematics 10.
291
+ Kinokuniya and North-Holland, Tokyo and Amsterdam, 1987, pp.~361--398.
292
+ \href{https://doi.org/10.2969/aspm/01010361}{doi:\nolinkurl{10.2969/aspm/01010361}}.
293
+
294
+ \bibitem{KovacsPatakfalvi}
295
+ S{\'a}ndor J. Kov{\'a}cs and Zsolt Patakfalvi.
296
+ \emph{\href{https://sites.math.washington.edu/~kovacs/current/papers/Kovacs_Patakfalvi__Projectivity.pdf}{Projectivity of the moduli space of stable log-varieties and subadditivity of log-{Kodaira} dimension}}.
297
+ Journal of the American Mathematical Society \textbf{30} (2017), no.~4, 959--1021.
298
+ \href{https://doi.org/10.1090/jams/871}{doi:\nolinkurl{10.1090/jams/871}}.
299
+ The cited locators refer to the \href{https://sites.math.washington.edu/~kovacs/current/papers/Kovacs_Patakfalvi__Projectivity.pdf}{62-page author manuscript}.
300
+
301
+ \bibitem{MaeharaIitaka}
302
+ Kazuhisa Maehara.
303
+ \emph{\href{https://arxiv.org/abs/0910.0604v3}{{Iitaka--Viehweg} conjectures {$C$} and {$C^{++}$}}}.
304
+ arXiv preprint, 2010.
305
+ Version 3, 16 May 2010; first posted 4 October 2009.
306
+
307
+ \bibitem{MilneAlgebraicGroups}
308
+ James S. Milne.
309
+ \emph{\href{https://www.jmilne.org/math/Books/iAG2022.pdf}{Algebraic Groups: The Theory of Group Schemes of Finite Type over a Field}}.
310
+ Cambridge Studies in Advanced Mathematics 170.
311
+ Cambridge University Press, 2017.
312
+ \href{https://doi.org/10.1017/9781316711736}{doi:\nolinkurl{10.1017/9781316711736}}.
313
+ Cited from the corrected 2022 reprint.
314
+
315
+ \bibitem{NamikawaProjectivity}
316
+ Yoshinori Namikawa.
317
+ \emph{\href{https://arxiv.org/abs/math/0101019v6}{Projectivity criterion of {Moishezon} spaces and density of projective symplectic varieties}}.
318
+ International Journal of Mathematics \textbf{13} (2002), no.~2, 125--135.
319
+ Theorem locators refer to arXiv:math/0101019v6, 12 November 2001.
320
+
321
+ \bibitem{IitakaVariationCompanion}
322
+ {\raggedright
323
+ {OpenAI}.
324
+ \emph{Logarithmic Kodaira dimension and whole-fiber variation}.
325
+ OpenAI Math Release preprint
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+ \href{https://github.com/openai/math/blob/main/preprints/Logarithmic-Kodaira-dimension-and-whole-fiber-variation-September-26-2026/paper.pdf}{OAI:Logarithmic-Kodaira-dimension-and-whole-fiber-variation-September-26-2026}, 2026.\par}
327
+
328
+ \bibitem{IitakaProjectiveCompanion}
329
+ {\raggedright
330
+ {OpenAI}.
331
+ \emph{Projective Hodge lines and ordinary Iitaka subadditivity}.
332
+ OpenAI Math Release preprint
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+ \href{https://github.com/openai/math/blob/main/preprints/Projective-Hodge-lines-and-ordinary-Iitaka-subadditivity-September-27-2026/paper.pdf}{OAI:Projective-Hodge-lines-and-ordinary-Iitaka-subadditivity-September-27-2026}, 2026.\par}
334
+
335
+ \bibitem{IitakaAdditivityCompanion}
336
+ {\raggedright
337
+ {OpenAI}.
338
+ \emph{The reverse logarithmic Kodaira inequality and additivity}.
339
+ OpenAI Math Release preprint
340
+ \href{https://github.com/openai/math/blob/main/preprints/The-reverse-logarithmic-Kodaira-inequality-and-additivity-September-26-2026/paper.pdf}{OAI:The-reverse-logarithmic-Kodaira-inequality-and-additivity-September-26-2026}, 2026.\par}
341
+
342
+ \bibitem{OpenAILogAbundance2026}
343
+ {\raggedright
344
+ {OpenAI}.
345
+ \emph{Log abundance in characteristic zero}.
346
+ OpenAI Math Release preprint
347
+ \href{https://github.com/openai/math/blob/main/preprints/Log-abundance-in-characteristic-zero-September-24-2026/paper.pdf}{OAI:Log-abundance-in-characteristic-zero-September-24-2026}, 2026.\par}
348
+
349
+ \bibitem{PopaSchnellKahler}
350
+ Giuseppe Pareschi, Mihnea Popa and Christian Schnell.
351
+ \emph{\href{https://msp.org/gt/2017/21-4/gt-v21-n4-p12-s.pdf}{{Hodge} modules on complex tori and generic vanishing for compact {K{\"a}hler} manifolds}}.
352
+ Geometry \& Topology \textbf{21} (2017), 2419--2460.
353
+ \href{https://doi.org/10.2140/gt.2017.21.2419}{doi:\nolinkurl{10.2140/gt.2017.21.2419}}.
354
+
355
+ \bibitem{PatakfalviFibered}
356
+ Zsolt Patakfalvi.
357
+ \emph{\href{https://arxiv.org/abs/1208.1787v4}{Fibered stable varieties}}.
358
+ Transactions of the American Mathematical Society \textbf{368} (2016), no.~3, 1837--1869.
359
+ \href{https://doi.org/10.1090/tran/6386}{doi:\nolinkurl{10.1090/tran/6386}}.
360
+
361
+ \bibitem{Schmid}
362
+ Wilfried Schmid.
363
+ \emph{\href{https://doi.org/10.1007/BF01389674}{Variation of {Hodge} structure: The singularities of the period mapping}}.
364
+ Inventiones Mathematicae \textbf{22} (1973), no.~3--4, 211--319.
365
+ \href{https://doi.org/10.1007/BF01389674}{doi:\nolinkurl{10.1007/BF01389674}}.
366
+
367
+ \bibitem{SommesePeriodMapping}
368
+ Andrew John Sommese.
369
+ \emph{\href{https://www.numdam.org/item/ASNSP_1978_4_5_4_683_0/}{On the rationality of the period mapping}}.
370
+ Annali della Scuola Normale Superiore di Pisa, Classe di Scienze (4)
371
+ \textbf{5} (1978), no.~4, 683--717.
372
+
373
+ \bibitem{TsujiDirectImages}
374
+ Hajime Tsuji.
375
+ \emph{\href{https://arxiv.org/abs/1012.0884v1}{Global generation of the direct images of relative pluricanonical systems}}.
376
+ arXiv preprint, 2010.
377
+ Version 1, 4 December 2010.
378
+
379
+ \bibitem{UenoClassification}
380
+ Kenji Ueno.
381
+ \emph{\href{https://doi.org/10.1007/BFb0070570}{Classification Theory of Algebraic Varieties and Compact Complex Spaces}}.
382
+ Lecture Notes in Mathematics 439.
383
+ Springer, Berlin, 1975.
384
+ \href{https://doi.org/10.1007/BFb0070570}{doi:\nolinkurl{10.1007/BFb0070570}}.
385
+
386
+ \bibitem{ViehwegAdditivity}
387
+ Eckart Viehweg.
388
+ \emph{\href{https://esaga.uni-due.de/eckart.viehweg/ecpubl/}{Weak positivity and the additivity of the {Kodaira} dimension for certain fibre spaces}}.
389
+ In \emph{Algebraic Varieties and Analytic Varieties (Tokyo, 1981)}.
390
+ Advanced Studies in Pure Mathematics 1.
391
+ Kinokuniya and North-Holland, Tokyo and Amsterdam, 1983, pp.~329--353.
392
+ \href{https://doi.org/10.2969/aspm/00110329}{doi:\nolinkurl{10.2969/aspm/00110329}}.
393
+
394
+ \bibitem{VilladsenHodgeKahler}
395
+ Mads Bach Villadsen.
396
+ \emph{\href{https://arxiv.org/abs/2401.09544v1}{{Hodge} modules and {K{\"a}hler} morphisms}}.
397
+ Preprint, 2024.
398
+ \href{https://arxiv.org/abs/2401.09544v1}{arXiv:2401.09544v1}, 17 January 2024.
399
+
400
+ \bibitem{WangKahlerIitaka}
401
+ Juanyong Wang.
402
+ \emph{\href{https://afst.centre-mersenne.org/item/10.5802/afst.1690.pdf}{On the {Iitaka} Conjecture {$C_{n,m}$} for {K{\"a}hler} Fibre Spaces}}.
403
+ Annales de la Facult{\'e} des Sciences de Toulouse. Math{\'e}matiques (6) \textbf{30} (2021), no.~4, 813--897.
404
+ \href{https://doi.org/10.5802/afst.1690}{doi:\nolinkurl{10.5802/afst.1690}}.
405
+
406
+ \end{thebibliography}
preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/adjoint-addition.tex ADDED
@@ -0,0 +1,247 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The adjoint-addition principle}\label{addition:section}
2
+
3
+ The section comparison reduces subadditivity to a statement about
4
+ $K_W+T+M$. We prove that statement here from the two positivity
5
+ inputs specified below. Its two maps have different purposes:
6
+ $h$ is the fibration whose fiber dimension is to be added, whereas
7
+ $p$ expresses the nef term as a pullback from a projective base.
8
+
9
+ The first input is the precise adjoint-positivity theorem for the
10
+ line produced by the construction. We use the highest-step and
11
+ parabolic-extension conventions of Section~\ref{rankone:section}.
12
+
13
+ \begin{theorem}[Adjoint-positivity input]\label{period:adjoint}
14
+ Let $B$ be a smooth compact connected manifold in class $\mathcal C$
15
+ and $B^\circ\subset B$ a dense Zariski open set with SNC complement.
16
+ Let $\mathbb V$ be a pure real-polarizable variation of Hodge
17
+ structures on $B^\circ$ with an integral ambient lattice. Suppose
18
+ a complex direct summand of $\mathbb V_{\mathbf C}$ has a
19
+ rank-one highest nonzero Hodge step, with parabolic rational
20
+ extension $L$. There are a modification $\tau:B'\to B$, a
21
+ surjective morphism $p:B'\to S$ with connected fibers to a smooth
22
+ projective variety, and a nef rational line bundle $P$ on $S$ such that
23
+ \begin{equation}\label{period:conclusion}
24
+ \tau^*L=p^*P,\qquad K_S+aP\text{ is big for some }a\in\mathbf Q_{>0}.
25
+ \end{equation}
26
+ Positive rational rescaling of $L$ is allowed, and the line identity
27
+ persists under further modifications. If $S$ is a point, $\tau^*L$
28
+ is rationally trivial.
29
+ \end{theorem}
30
+
31
+ The full proof is in Section~\ref{period:section}. The lattice belongs to the ambient
32
+ variation: the complex summand need not itself be defined over
33
+ $\mathbf Q$, and the real polarization need not be rational.
34
+
35
+ The second input supplies addition when the fiber already has a big
36
+ log canonical divisor. It will be proved in Section~\ref{generaltype:section}.
37
+
38
+ \begin{proposition}\label{generaltype:addition}
39
+ Let \(h\colon V\to Y\) be a surjective holomorphic map with connected fibers
40
+ between smooth compact complex manifolds in Fujiki class \(\mathcal C\).
41
+ Let \(T\) and \(C\) be effective rational divisors with simple normal crossing
42
+ support and coefficients in \([0,1]\) on \(V\) and \(Y\), respectively.
43
+ Suppose that
44
+ \begin{enumerate}[label=\textup{(\roman*)}]
45
+ \item \(K_F+T_F\) is big for a very general smooth fiber \(F\) of \(h\);
46
+ \item \(C\leq B(h,T)\);
47
+ \item \(T_E=1\) for every prime divisor \(E\) of \(V\) whose image in \(Y\)
48
+ has codimension at least two.
49
+ \end{enumerate}
50
+ Then
51
+ \begin{equation}\label{generaltype:inequality}
52
+ \kappa(V,K_V+T)\ \geq\
53
+ \dim F+\kappa(Y,K_Y+C).
54
+ \end{equation}
55
+ As usual, the assertion is automatic if the last term is \(-\infty\).
56
+ \end{proposition}
57
+
58
+
59
+ General-type addition will give sections after a positive ample
60
+ twist from $S$. To remove that twist, we will need one fixed section
61
+ with a negative ample twist. The next lemma produces it from a big
62
+ base divisor, once nonvanishing on the general $p$-fiber is known.
63
+ It uses weak positivity with exceptional poles and
64
+ descent to a fixed smooth reference, following the method of
65
+ \cite[Remark~6.5(3) and Proposition~6.6]{CampanaOrbifolds}.
66
+ We include the descent step explicitly.
67
+
68
+ \begin{lemma}[Effectivity after a big base twist]
69
+ \label{application:weak-effectivity}
70
+ Let $p:(W,T)\to S$ be surjective, with $W$ smooth compact in
71
+ class $\mathcal C$, $S$ smooth projective, and $T$ a rational SNC
72
+ boundary. Suppose one fixed divisible relative log pluricanonical
73
+ system is nonzero on very general fibers. For every big rational
74
+ line bundle $H$ on $S$, the rational line bundle
75
+ $K_{W/S}+T+p^*H$ has a nonzero section in some positive degree.
76
+ \end{lemma}
77
+
78
+ \begin{proof}
79
+ Choose a K\"ahler source modification, flatten over a smooth
80
+ projective modification $\pi:S'\to S$, and resolve the flat main
81
+ transform. Write $\mu:W'\to W$ and $p':W'\to S'$ for the
82
+ resulting maps. Give $W'$ the strict transform of $T$ plus the
83
+ reduced $\mu$-exceptional divisor, denoted $T'$. Then
84
+ \begin{equation}\label{application:source-discrepancy}
85
+ K_{W'}+T'=\mu^*(K_W+T)+E,
86
+ \qquad E\geq0\ \text{and $\mu$-exceptional}.
87
+ \end{equation}
88
+ Every source prime over a subset of codimension at least two in
89
+ $S'$ is exceptional over the fixed $W$: before resolving the
90
+ source, flatness bounds that inverse image by codimension at least
91
+ two. Put $R=K_{S'/S}\geq0$ and $H'=\pi^*H+R$. The exact identity
92
+ \begin{equation}\label{application:twist-cancellation}
93
+ K_{W'/S'}+T'+p'^*H'
94
+ =\mu^*(K_{W/S}+T+p^*H)+E
95
+ \end{equation}
96
+ will allow descent.
97
+
98
+ Choose a divisible $m>0$ such that
99
+ $\mathcal E=p'_*\mathcal O_{W'}(m(K_{W'/S'}+T'))$ has positive
100
+ rank. Generic base change and the hypothesis provide such an $m$.
101
+ Fujino's weak positivity theorem applies to this log canonical pair
102
+ and its projective base \cite[Theorem~1.1]{FujinoWeakPositivity}.
103
+ Choose an ample Cartier divisor $A_0$ and an integer $\alpha>0$
104
+ such that $H'-A_0/(m\alpha)$ is big. For some integer $\beta>0$,
105
+ \[
106
+ (\operatorname{Sym}^{\alpha\beta}\mathcal E)^{**}
107
+ \otimes\mathcal O_{S'}(\beta A_0)
108
+ \]
109
+ is generated by global sections at the generic point.
110
+
111
+ On the locally free locus of $\mathcal E$, multiplication of
112
+ relative sections gives an evaluation map to
113
+ \[
114
+ \mathcal O_{W'}\bigl(m\alpha\beta(K_{W'/S'}+T')
115
+ +\beta p'^*A_0\bigr).
116
+ \]
117
+ It is nonzero generically, because a nonzero relative section has
118
+ nonzero powers. Generic generation supplies a global section whose
119
+ image is nonzero. The complement of the locally free locus has
120
+ codimension at least two. Multiply a sufficiently divisible power
121
+ of the evaluated section by a section of a sufficiently divisible
122
+ multiple of
123
+ $m\alpha\beta\,p'^*(H'-A_0/(m\alpha))$.
124
+ The latter exists by bigness. This produces a nonzero section of a
125
+ multiple of the left side of \eqref{application:twist-cancellation}, except possibly
126
+ at source primes above that codimension-two set.
127
+
128
+ Locally, a meromorphic frame of $\mathcal E$ expresses the evaluated
129
+ section as a meromorphic combination of products of relative
130
+ sections. Thus the resulting form is meromorphic, and its only
131
+ possible divisorial poles lie above that omitted codimension-two set.
132
+ Those primes, and $E$, are exceptional over $W$. At every prime
133
+ of the original smooth $W$, the resulting meromorphic form therefore
134
+ has the required order for a multiple of $K_{W/S}+T+p^*H$.
135
+ Divisorial regularity and extension across codimension two give a
136
+ global section on $W$. If $S$ is a point, the same conclusion is
137
+ the assumed nonvanishing.
138
+ \end{proof}
139
+
140
+ \begin{proposition}[Adjoint addition]
141
+ \label{addition:principle}
142
+ Let $h:W\to Y$ be a fibration between smooth compact manifolds in
143
+ class $\mathcal C$. Let $T,C$ be rational SNC boundaries with
144
+ $C\leq B(h,T)$, and suppose every prime of $W$ whose image has
145
+ codimension at least two in $Y$ has coefficient one in $T$.
146
+ Let $p:W\to S$ be a surjective morphism with connected fibers to
147
+ a smooth projective variety. Suppose $P$ is a nef rational line
148
+ bundle on $S$, $M=p^*P$, and $K_S+a_0P$ is big for some rational
149
+ $a_0>0$. If $K_W+T+M$ is big on very general $h$-fibers, then
150
+ \[
151
+ \kappa(W,K_W+T+M)
152
+ \geq\dim(W/Y)+\kappa(Y,K_Y+C).
153
+ \]
154
+ \end{proposition}
155
+
156
+ \begin{proof}
157
+ The assertion is automatic if the last term is $-\infty$.
158
+ Assume it is nonnegative, put $D=K_W+T$, and write
159
+ $k=\dim(W/Y)$. We may first replace $W$ by a K\"ahler
160
+ modification, adding the reduced exceptional divisor to its strict
161
+ boundary. The log section spaces, also after tensoring by the
162
+ pullback of $M$, are unchanged. Fiberwise bigness and the
163
+ inf-multiplicity boundary are preserved; newly exceptional primes
164
+ have coefficient one. Thus all hypotheses remain valid.
165
+
166
+ If $S$ is a point, $M$ is rationally trivial and
167
+ \Cref{generaltype:addition} proves the proposition. Suppose $\dim S>0$,
168
+ and choose an ample Cartier divisor $A$ on $S$. A very general
169
+ $h$-fiber is K\"ahler and carries the big rational line
170
+ $(D+M)|_{W_y}$, so it is projective. Openness of its big cone
171
+ gives a rational $c$ with $0<c<1$ for which
172
+ $(D+cM)|_{W_y}$ is still big. This choice works on very general
173
+ fibers: choose the first fiber outside the countably many
174
+ cohomology and evaluation-rank exceptional loci for rational $c$
175
+ and divisible degrees. The one full-rank system just found then
176
+ has the same rank generically. For zero-dimensional fibers this
177
+ argument is unnecessary.
178
+
179
+ For every positive rational $\eta$, $cP+\eta A$ is ample.
180
+ Choose a sufficiently divisible large $N$ and a general member
181
+ of the basepoint-free system $|Np^*(cP+\eta A)|$. Dividing by
182
+ $N$ gives an effective rational divisor $Q_\eta$ such that
183
+ \[
184
+ Q_\eta\sim_{\mathbf Q}cM+\eta p^*A,
185
+ \qquad T+Q_\eta\ \text{is an SNC boundary}.
186
+ \]
187
+ Bertini is applied simultaneously to the finitely many strata of
188
+ $T$; the member contains no old boundary component, and increasing
189
+ $N$ bounds its new coefficients by one. Existing coefficient-one
190
+ components remain unchanged, and increasing the source boundary
191
+ can only increase $B(h,T)$. Thus all boundary hypotheses of
192
+ \Cref{generaltype:addition} hold for $T+Q_\eta$. Its fiber adjoint is big
193
+ by the choice of $c$ and nefness of the added ample pullback.
194
+ Consequently
195
+ \begin{equation}\label{application:perturbed-bound}
196
+ \kappa(W,D+cM+\eta p^*A)
197
+ \geq k+\kappa(Y,K_Y+C)
198
+ \qquad(\eta\in\mathbf Q_{>0}).
199
+ \end{equation}
200
+
201
+ The systems in \eqref{application:perturbed-bound} already have the required
202
+ image dimension. It remains to remove their ample term without
203
+ losing these ratios of sections. In particular one such divisor has
204
+ a nonzero section in a fixed
205
+ positive degree. Restriction of that section to a very general
206
+ $p$-fiber is nonzero; both pulled-back twists become trivial
207
+ there. Hence
208
+ \begin{equation}\label{application:p-fiber-nonvanishing}
209
+ \kappa(W_s,(K_W+T)|_{W_s})\geq0
210
+ \quad\text{for very general }s\in S.
211
+ \end{equation}
212
+ One fixed relative log pluricanonical direct image for
213
+ $p:(W,T)\to S$ therefore has positive rank.
214
+
215
+ Choose rational $a>\max\{1,a_0\}$. Since $P$ is nef,
216
+ $K_S+aP$ is big. For sufficiently small rational $\lambda>0$,
217
+ $H=K_S+aP-\lambda A$ is still big.
218
+ Lemma~\ref{application:weak-effectivity} now gives a nonzero section of a
219
+ positive multiple of
220
+ \begin{equation}\label{application:negative-twist}
221
+ E_-=D+aM-\lambda p^*A
222
+ =K_{W/S}+T+p^*H.
223
+ \end{equation}
224
+ Put
225
+ \[
226
+ \theta=\frac{1-c}{a-c},
227
+ \qquad \eta=\frac{(1-c)\lambda}{a-1},
228
+ \qquad E_+=D+cM+\eta p^*A.
229
+ \]
230
+ Then $0<\theta<1$, $\eta>0$, and direct calculation gives
231
+ \begin{equation}\label{addition:cancel}
232
+ D+M=(1-\theta)E_++\theta E_-.
233
+ \end{equation}
234
+ Fix a nonzero section $e$ of $rE_-$ for one denominator-clearing
235
+ $r>0$. For sufficiently divisible $n$, multiplication by
236
+ $e^{n\theta/r}$ maps
237
+ \[
238
+ H^0(W,n(1-\theta)E_+)
239
+ \lhook\joinrel\longrightarrow H^0(W,n(D+M)).
240
+ \]
241
+ The exponent is an integer, and the source degrees range through a
242
+ Veronese subsequence. On the complement of the zero divisor of $e$,
243
+ every ratio of two sections is unchanged. These systems therefore
244
+ have the same image dimensions before and after multiplication.
245
+ Equation~\eqref{application:perturbed-bound} for the displayed value of $\eta$
246
+ proves the asserted lower bound.
247
+ \end{proof}
preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/applications.tex ADDED
@@ -0,0 +1,441 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Return to the original fibration and consequences}
2
+ \label{application:section}
3
+
4
+ The previous sections supply the two positivity statements and the
5
+ exact section comparison. We now apply them to the original fibration,
6
+ keeping its base fixed while changing the intermediate Iitaka space.
7
+
8
+ \begin{proof}[Proof of \Cref{main:orbifold}]
9
+ If either summand on the right is \(-\infty\), the asserted inequality
10
+ is automatic. Suppose henceforth that both are nonnegative, and put
11
+ \[
12
+ k=\kappa(F,K_F+\Delta_F),\qquad b=\kappa(f\mid\Delta).
13
+ \]
14
+
15
+ \smallskip\noindent
16
+ \emph{Fixing the base.}
17
+ Use Section~\ref{setup:section} and \Cref{setup:flattening} to resolve the diagram,
18
+ take K\"ahler models, and flatten before resolving the source. Use
19
+ strict transforms plus reduced exceptional divisors at every source
20
+ modification. Resolve the discriminant and boundary-stratum images
21
+ on the base, then fix this smooth K\"ahler base \(Y\). The source
22
+ and very general fiber log section rings are unchanged, and every
23
+ source prime mapped into codimension at least two in \(Y\) has
24
+ coefficient one. Put
25
+ \[
26
+ C=B(f,\Delta)
27
+ \]
28
+ on this model. It has SNC support, and the definition of the invariant
29
+ gives
30
+ \begin{equation}
31
+ \kappa(Y,K_Y+C)\geq b.
32
+ \label{application:invariant-bound}
33
+ \end{equation}
34
+ \Cref{setup:simultaneous} preserves \(C=B(f,\Delta)\) and the
35
+ coefficient-one condition through all further changes over \(Y\).
36
+
37
+ \smallskip\noindent
38
+ \emph{The relative Iitaka map and its Hodge line.}
39
+ Apply \Cref{application:relative-iitaka}, obtaining
40
+ \[
41
+ X\xrightarrow{g}W\xrightarrow{h}Y,
42
+ \qquad \dim W_y=k,
43
+ \qquad \kappa(G,K_G+\Delta_G)=0.
44
+ \]
45
+ Make \(W\) K\"ahler, resolve the diagram, and fix the current smooth
46
+ source pair \((X_0,\Delta_0)\) as reference. Flatten over \(W\)
47
+ and resolve the generator and boundary data as required by
48
+ \Cref{rankone:comparison}. Thus every prime mapped by \(g\) into
49
+ codimension at least two is exceptional over \(X_0\), and on a dense
50
+ smooth log open the relative
51
+ systems have rank one in all sufficiently divisible degrees.
52
+
53
+ Apply \Cref{rankone:comparison,period:adjoint}. Their further
54
+ modifications remain over \(Y\); \Cref{setup:simultaneous} preserves
55
+ the exceptional reference, while the variation and its parabolic line
56
+ pull back from the common open. The relative Iitaka property persists
57
+ by \Cref{application:relative-iitaka}. On the resulting common model
58
+ we obtain a rational line \(M\), a rational SNC boundary \(T\) in
59
+ \([0,1]\), and a surjective map to a smooth projective variety:
60
+ \begin{equation}
61
+ p:W\longrightarrow S,
62
+ \qquad M=p^*P,
63
+ \qquad P\text{ nef},
64
+ \qquad K_S+a_0P\text{ big for some }a_0>0,
65
+ \label{application:period-data}
66
+ \end{equation}
67
+ such that
68
+ \begin{equation}
69
+ B(g,\Delta)\leq T\leq1.
70
+ \label{application:rankone-boundary}
71
+ \end{equation}
72
+ Compute \(T\) by the rank-one order formula on this final model.
73
+ Parabolic pullback and \Cref{rankone:comparison} identify the divisible
74
+ systems of \(K_W+T+M\) with those on \((X_0,\Delta_0)\), also
75
+ relatively over \(Y\), preserving all ratios.
76
+
77
+ \smallskip\noindent
78
+ \emph{Relative bigness and the base boundary.}
79
+ Set \(D_W=K_W+T\). The systems defining the relative Iitaka image
80
+ have image dimension \(k\) on very general \(f\)-fibers. Push these systems
81
+ into \(D_W+M\) using \Cref{rankone:comparison}. Their ratios are
82
+ unchanged, so the resulting systems have image dimension \(k\) on
83
+ very general \(h\)-fibers, whose dimension is \(k\). Consequently
84
+ \begin{equation}
85
+ (D_W+M)|_{W_y}\text{ is big for very general }y.
86
+ \label{application:relative-big}
87
+ \end{equation}
88
+ Here the systems are obtained by generic base change over an open patch
89
+ of \(Y\) and extend on the smooth \(W_y\) by the relative section
90
+ comparison. Adjunction identifies the restricted adjoint bundles.
91
+
92
+ By \Cref{application:composition},
93
+ \begin{equation}
94
+ B(h,T)\geq C.
95
+ \label{application:composed-boundary}
96
+ \end{equation}
97
+ The same lemma gives coefficient one in \(T\) for every prime of
98
+ \(W\) mapped into codimension at least two in \(Y\). Thus both
99
+ boundary hypotheses of \Cref{generaltype:addition} hold.
100
+
101
+ The hypotheses of \Cref{addition:principle} have now all been
102
+ verified. Its conclusion is
103
+ \begin{equation}\label{application:final-intermediate-bound}
104
+ \kappa(W,K_W+T+M)\geq k+\kappa(Y,K_Y+C).
105
+ \end{equation}
106
+ The proof of that proposition uses a single nonzero section to cancel
107
+ the ample perturbation and preserves the ratios defining this bound.
108
+
109
+ Finally, \Cref{rankone:comparison} lifts these systems by the relative
110
+ generators, preserving their ratios and image dimensions. Untested
111
+ \(g\)-contracted primes are exceptional over \((X_0,\Delta_0)\),
112
+ so the forms descend and extend there. By
113
+ \Cref{setup:log-modification}, they then descend to the original source.
114
+ Combining \eqref{application:invariant-bound} and
115
+ \eqref{application:final-intermediate-bound} proves
116
+ \[
117
+ \kappa(X,K_X+\Delta)
118
+ \geq \kappa(F,K_F+\Delta_F)+\kappa(f\mid\Delta).
119
+ \]
120
+
121
+ Bigness on a point means Iitaka dimension zero, and a zero-dimensional
122
+ connected fiber has trivial relative line. If \(Y\) is a point the
123
+ inequality is an identity; if the relative Iitaka fiber is a point its
124
+ Hodge line is trivial. Together with the point-period-base case above
125
+ and the initial \(-\infty\) convention, these observations cover all
126
+ dimensions and values of the two summands.
127
+ \end{proof}
128
+
129
+ \subsection{The logarithmic and ordinary inequalities}
130
+ \label{spec:section}
131
+
132
+ We first compare the invariant orbifold base with a prescribed
133
+ logarithmic base. This makes the two classical specializations of
134
+ Theorem~\ref{main:orbifold} immediate, while retaining control of the
135
+ base under modification.
136
+
137
+ \begin{lemma}[Comparison with a logarithmic base]
138
+ \label{spec:base-comparison}
139
+ Let $f:(X,\Delta)\to Y$ be a fibration of smooth compact complex
140
+ manifolds, where $\Delta$ has rational coefficients in $[0,1]$ and
141
+ simple normal crossing support. Let $D_Y$ be a reduced simple normal
142
+ crossing divisor on $Y$. Suppose that every prime component of
143
+ $f^*D_Y$ has coefficient one in $\Delta$. Then
144
+ \[
145
+ \kappa(f\mid\Delta)\geq\kappa(Y,K_Y+D_Y).
146
+ \]
147
+ \end{lemma}
148
+
149
+ \begin{proof}
150
+ Choose a neat model as in Lemma~\ref{setup:flattening}, with
151
+ $p:X'\to X$, $q:Y'\to Y$, $f':X'\to Y'$, and
152
+ $\Delta'=p_*^{-1}\Delta+\operatorname{Exc}(p)_{\mathrm{red}}$.
153
+ We may arrange that
154
+ $E_Y=(q^{-1}\operatorname{Supp}D_Y)_{\mathrm{red}}$ has simple
155
+ normal crossings. Every prime of $X'$ dominating a component of
156
+ $E_Y$ has coefficient one in $\Delta'$: an exceptional prime has
157
+ coefficient one by definition, and a nonexceptional prime is the strict
158
+ transform of a component of $f^*D_Y$. Thus its weighted multiplicity
159
+ is infinite, and the inf-multiplicity rule gives
160
+ \[
161
+ B(f',\Delta')\geq E_Y.
162
+ \]
163
+ Pullback by $q$ takes logarithmic top forms with poles along $D_Y$
164
+ to logarithmic top forms with poles along $E_Y$. In local coordinates
165
+ this follows by pulling back each factor $dz_i/z_i$; the same assertion
166
+ holds for all tensor powers. Consequently, pullback embeds every
167
+ plurilogarithmic system on $(Y,D_Y)$ into the corresponding system of
168
+ $K_{Y'}+B(f',\Delta')$, preserving all ratios of sections.
169
+ The neat-model identity~\eqref{setup:neat-formula} now proves the
170
+ claim.
171
+ \end{proof}
172
+
173
+ \begin{corollary}[Logarithmic subadditivity]
174
+ \label{spec:logarithmic}
175
+ Let $f:X\to Y$ be a surjective morphism with connected fibers between
176
+ smooth connected projective complex varieties. Let $D_X,D_Y$ be
177
+ reduced simple normal crossing divisors, with the zero divisor allowed,
178
+ such that
179
+ \[
180
+ \operatorname{Supp}(f^*D_Y)\subseteq\operatorname{Supp}(D_X).
181
+ \]
182
+ For a very general fiber $F$, put $D_F=D_X|_F$. Then
183
+ \begin{equation}\label{spec:log-inequality}
184
+ \kappa(X,K_X+D_X)
185
+ \geq\kappa(F,K_F+D_F)+\kappa(Y,K_Y+D_Y).
186
+ \end{equation}
187
+ The same statement holds for compact manifolds in Fujiki class
188
+ $\mathcal C$ and holomorphic fibrations between them.
189
+ \end{corollary}
190
+
191
+ \begin{proof}
192
+ Theorem~\ref{main:orbifold} applies to $(X,D_X)$, and
193
+ Lemma~\ref{spec:base-comparison} bounds its base term from below.
194
+ If either term on the right of~\eqref{spec:log-inequality} is
195
+ $-\infty$, the assertion follows from our convention for that value.
196
+ \end{proof}
197
+
198
+ In the projective setting, this is the usual compactification form of
199
+ the logarithmic Iitaka conjecture. Indeed, for a smooth
200
+ quasi-projective variety $U$ with a smooth projective compactification
201
+ $X$ and reduced simple normal crossing boundary $D_X=X\setminus U$,
202
+ its logarithmic Kodaira dimension is
203
+ $\overline\kappa(U)=\kappa(X,K_X+D_X)$
204
+ \cite{IitakaLog}. A dominant morphism $U\to V$ between smooth
205
+ connected quasi-projective varieties, with geometrically connected
206
+ general fiber, admits compatible such compactifications:
207
+ compactify the graph and resolve the graph and boundaries. The
208
+ Stein factor of the resulting morphism $X\to Y$ is finite
209
+ birational over the normal variety $Y$, hence equals $Y$.
210
+ Thus $f$ has connected fibers, and
211
+ $\operatorname{Supp}(f^*D_Y)\subseteq\operatorname{Supp}(D_X)$.
212
+ For very general $v\in V$, $(X_v,D_X|_{X_v})$ compactifies $U_v$.
213
+ Thus Corollary~\ref{spec:logarithmic} gives
214
+ $\overline\kappa(U)\geq\overline\kappa(U_v)+\overline\kappa(V)$.
215
+
216
+ Ordinary subadditivity also enters the Albanese reduction of
217
+ \cite{OpenAILogAbundance2026}. That work combines
218
+ it with separate nonvanishing and good-model arguments to prove log
219
+ abundance in characteristic zero.
220
+
221
+ \begin{corollary}[Ordinary subadditivity in characteristic zero]
222
+ \label{spec:ordinary}
223
+ Let $k$ be an algebraically closed field of characteristic zero, and
224
+ let $f:X\to Y$ be a surjective morphism with connected fibers between
225
+ smooth connected projective $k$-varieties. If $F$ is its geometric
226
+ generic fiber, then
227
+ \begin{equation}\label{spec:ordinary-inequality}
228
+ \kappa(X)\geq\kappa(F)+\kappa(Y).
229
+ \end{equation}
230
+ More generally, the logarithmic inequality of
231
+ Corollary~\ref{spec:logarithmic}, with the same boundary hypotheses,
232
+ holds over $k$, with the geometric generic fiber in place of a very
233
+ general complex fiber.
234
+ \end{corollary}
235
+
236
+ \begin{proof}
237
+ Over $\mathbb C$, the ordinary assertion follows by taking
238
+ $D_X=D_Y=0$ in Corollary~\ref{spec:logarithmic}. In a projective
239
+ family over $\mathbb C$, the Iitaka dimension of the geometric
240
+ generic fiber equals that of a very general fiber. To see this,
241
+ apply cohomology and base change in each positive divisible
242
+ pluricanonical degree. After shrinking the base separately in each
243
+ degree, the corresponding relative rational map also has constant
244
+ fiberwise image dimension. Excluding the resulting countable
245
+ union of proper closed subsets identifies all these image
246
+ dimensions with those of the generic fiber.
247
+
248
+ For the field extension, let $K\subseteq K'$ be fields and let $V$
249
+ be a smooth projective geometrically integral $K$-variety with a
250
+ rational divisor $D$. For every $m$ for which $mD$ is integral,
251
+ flat base change gives
252
+ \[
253
+ H^0(V,\mathcal O_V(mD))\otimes_K K'
254
+ \simeq H^0(V_{K'},\mathcal O_{V_{K'}}(mD_{K'})).
255
+ \]
256
+ The complete linear system on the right is the scalar extension of
257
+ the one on the left, so nonvanishing and image dimension are
258
+ unchanged. Hence Iitaka dimension is invariant under extension
259
+ of the ground field. Applying this observation to the generic
260
+ fiber over the function field of the base proves the corresponding
261
+ invariance for geometric generic fibers.
262
+
263
+ Descend $f$, its projective embeddings, and its boundary divisors
264
+ to a finitely generated subfield $K\subset k$ over $\mathbb Q$.
265
+ The descended varieties are smooth and geometrically integral;
266
+ the boundary conditions descend as well. The equality
267
+ $f_*\mathcal O_X=\mathcal O_Y$ descends by proper flat base change
268
+ and faithful flatness, and therefore also holds after an embedding
269
+ $K\hookrightarrow\mathbb C$. Apply the complex logarithmic
270
+ inequality to this base change. The preceding invariance identifies
271
+ its three Iitaka dimensions with those over $k$, proving both
272
+ assertions.
273
+ \end{proof}
274
+
275
+ \subsection{Kodaira dimension along the core}
276
+ \label{spec:core}
277
+
278
+ A smooth compact orbifold pair $(X,\Delta)$ in class $\mathcal C$ is
279
+ \emph{special} if it has no meromorphic fibration onto a
280
+ positive-dimensional base of orbifold general type; here general
281
+ type means that the invariant base dimension equals the dimension
282
+ of the base. Campana constructed its \emph{core}
283
+ \[
284
+ c_{(X,\Delta)}:(X,\Delta)\dashrightarrow C(X,\Delta),
285
+ \]
286
+ whose very general orbifold fiber is special and whose orbifold base is of general
287
+ type, unless it is a point
288
+ \cite[Theorem~9.1]{CampanaOrbifolds}. In particular, the core has
289
+ a point base exactly when $(X,\Delta)$ is special. Fiber properties
290
+ of the core and the tower below refer to Campana's stable orbifold
291
+ fibers: they are computed on the suitable equivalent holomorphic
292
+ representatives furnished by these constructions
293
+ \cite[Definition~2.49 and \S7.1]{CampanaOrbifolds}.
294
+ A neat representative $g:(Z,\Gamma)\to T$ in the sense of
295
+ Section~\ref{setup:section} is \emph{strictly neat} if its
296
+ inf-multiplicity boundary on the smooth base is SNC. It is
297
+ \emph{high} if $g$ is an orbifold morphism to this base: for every
298
+ base prime $D$ and source prime $E$ with
299
+ $a_E=\ord_E(g^*D)>0$, including primes contracted by $g$,
300
+ \[
301
+ a_E m_\Gamma(E)\geq m_{B(g,\Gamma)}(D).
302
+ \]
303
+ These are the model conditions of
304
+ \cite[Definition~3.8 and Proposition~3.10]{CampanaOrbifolds}.
305
+ The high condition is not automatic: the inf-multiplicity base tests
306
+ divisors dominating base primes, whereas an orbifold morphism must
307
+ also control primes contracted into higher codimension
308
+ \cite[Remark~3.3(2)]{CampanaOrbifolds}.
309
+ For the core and its tower we choose compatible strictly neat and
310
+ high representatives supplied by Campana's constructions
311
+ \cite[Proposition~3.15 and Corollary~4.14]{CampanaOrbifolds}.
312
+ The section comparisons of Section~\ref{setup:section} do not
313
+ assert that arbitrary model changes preserve every stable-fiber
314
+ property.
315
+
316
+ \begin{corollary}[Kodaira dimension along the core]
317
+ \label{spec:core-dimension}
318
+ Let $(X,\Delta)$ be a smooth compact orbifold pair in Fujiki class
319
+ $\mathcal C$, with rational simple normal crossing boundary
320
+ coefficients in $[0,1]$. Let $C=C(X,\Delta)$ be its core base and
321
+ $(G,\Delta_G)$ a very general orbifold fiber. Then
322
+ \begin{equation}\label{spec:core-equality}
323
+ \kappa(X,K_X+\Delta)
324
+ =\kappa(G,K_G+\Delta_G)+\dim C.
325
+ \end{equation}
326
+ If $\kappa(X,K_X+\Delta)\geq0$, then
327
+ \[
328
+ 0\leq\dim C\leq\kappa(X,K_X+\Delta),
329
+ \]
330
+ and equality in the second inequality holds precisely when
331
+ $\kappa(G,K_G+\Delta_G)=0$.
332
+ In particular, $\kappa(X,K_X+\Delta)=0$ implies that
333
+ $(X,\Delta)$ is special.
334
+ \end{corollary}
335
+
336
+ \begin{proof}
337
+ Resolve the core map, using the boundary convention of
338
+ Lemma~\ref{setup:log-modification}. The total and fiber Iitaka
339
+ dimensions are preserved. Theorem~\ref{main:orbifold} gives
340
+ the lower bound in~\eqref{spec:core-equality}, since the invariant
341
+ base dimension is $\dim C$.
342
+
343
+ For completeness, the reverse bound is the elementary upper
344
+ addition inequality. For each divisible $m$, let $\phi_m$ be
345
+ the meromorphic map defined by $|m(K_X+\Delta)|$, when this
346
+ system is nonempty. The map $(c,\phi_m)$ has image dimension
347
+ at most $\dim C+\kappa(G,K_G+\Delta_G)$: on a very general
348
+ $c$-fiber its second component is given by a subspace of
349
+ $H^0(G,m(K_G+\Delta_G))$. Since projection from this image
350
+ onto the image of $\phi_m$ is surjective, the same upper bound
351
+ holds for $\dim\phi_m(X)$. Taking the maximum over $m$ proves
352
+ the desired inequality. If the fiber Iitaka dimension is
353
+ $-\infty$, restriction to a very general fiber shows that no
354
+ global pluricanonical section can be nonzero, so both sides of
355
+ \eqref{spec:core-equality} are $-\infty$.
356
+
357
+ Finally, if the total Iitaka dimension is nonnegative, a nonzero
358
+ section restricts nontrivially to a very general core fiber.
359
+ Its Iitaka dimension is therefore nonnegative. The dimension
360
+ bound and its equality case follow from~\eqref{spec:core-equality}.
361
+ When the total dimension is zero, the core base is a point,
362
+ which is equivalent to specialness.
363
+ \end{proof}
364
+
365
+ These statements recover, for the core, Campana's general-type-base addition
366
+ theorem and its consequences
367
+ \cite[Theorems~6.3, 6.7, and~6.8]{CampanaOrbifolds}.
368
+ The existence of the core and the implication from Kodaira
369
+ dimension zero to specialness are established results of his
370
+ theory.
371
+
372
+ \subsection{The core tower}
373
+ \label{spec:core-tower-section}
374
+
375
+ For a smooth orbifold pair $(Z,\Theta)$, the notation
376
+ $\kappa_+(Z,\Theta)=-\infty$ means that every meromorphic
377
+ fibration onto a positive-dimensional base has invariant
378
+ orbifold Kodaira dimension $-\infty$; the condition is vacuous
379
+ for a point. Equivalently, one may test all dominant meromorphic
380
+ maps: in Stein factorization, the finite orbifold canonical-divisor
381
+ inequality shows that passing to the connected-fiber factor cannot
382
+ decrease the invariant base dimension. Indeed, over a divisor
383
+ with multiplicity $m_D$, a prime with ramification index $e$ and
384
+ orbifold multiplicity $m_E$ satisfies $m_D\leq e m_E$; the
385
+ canonical-divisor difference has coefficient
386
+ $e/m_D-1/m_E\geq0$.
387
+ The \emph{$\kappa$-rational quotient} is a meromorphic fibration
388
+ $r:(Z,\Theta)\dashrightarrow R$ with $\kappa(r\mid\Theta)\geq0$
389
+ whose very general stable orbifold fiber has $\kappa_+=-\infty$
390
+ \cite[Definition~5.23 and Corollary~6.14]{CampanaOrbifolds}.
391
+ Its \emph{stable orbifold base} is the inf-multiplicity base on the
392
+ compatible representatives just described
393
+ \cite[Proposition~3.15, Corollary~4.14, and \S7.1]{CampanaOrbifolds}.
394
+
395
+ \begin{corollary}[Campana's decomposition of the core]
396
+ \label{spec:core-tower}
397
+ Let $(X,\Delta)$ be as in Corollary~\ref{spec:core-dimension},
398
+ and set $n=\dim X$. Starting from $(X,\Delta)$, successively
399
+ take the $\kappa$-rational quotient $r$ and the
400
+ Moishezon--Iitaka fibration $M$ of its stable orbifold base.
401
+ At each iteration choose such compatible representatives and equip
402
+ the new base with the stable inf-multiplicity orbifold structure
403
+ of the composite.
404
+ The composite after at most $n$
405
+ iterations is the core, up to bimeromorphic equivalence of
406
+ fibrations:
407
+ \[
408
+ c_{(X,\Delta)}=(M\circ r)^n.
409
+ \]
410
+ The positive-dimensional very general stable orbifold fibers of
411
+ the $r$-steps have $\kappa_+=-\infty$, and those of the
412
+ $M$-steps have Kodaira dimension zero. In particular, for
413
+ a special pair this tower ends at a point.
414
+ \end{corollary}
415
+
416
+ \begin{proof}
417
+ Theorem~\ref{main:orbifold} establishes the hypothesis of
418
+ Campana's Corollary~6.14, which supplies the
419
+ $\kappa$-rational quotient. Its scope is exactly that used
420
+ here: smooth compact class-$\mathcal C$ pairs with rational
421
+ coefficients in $[0,1]$
422
+ \cite[Conjecture~6.1 and Remark~6.2]{CampanaOrbifolds}.
423
+ Its stable base has nonnegative Kodaira dimension, so $M$
424
+ is defined and has very general orbifold fiber of Kodaira
425
+ dimension zero. The new smooth base remains in class
426
+ $\mathcal C$, with rational boundary coefficients in $[0,1]$.
427
+ Thus the construction can be repeated.
428
+
429
+ Campana's Lemma~10.1 states that each composite $M\circ r$
430
+ has special general orbifold fiber and decreases dimension
431
+ unless its source pair is of general type. His
432
+ Theorems~10.2--10.3 identify the resulting stabilized
433
+ composite with the core. Their sole conjectural input is
434
+ the existence of the $\kappa$-rational quotient, now supplied
435
+ above. Strict dimension decrease allows at most $n$
436
+ nontrivial iterations; identity steps give the displayed
437
+ formula. A point is fixed throughout.
438
+ These are precisely the decomposition and fiber assertions of
439
+ \cite[Lemma~10.1, Theorems~10.2--10.3, and Corollary~10.4]
440
+ {CampanaOrbifolds}.
441
+ \end{proof}
preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/general-type-addition.tex ADDED
@@ -0,0 +1,685 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Addition with a log-general-type fiber}\label{generaltype:section}
2
+
3
+ We prove subadditivity when the fiber is of log general type. The base
4
+ may be nonprojective: the projective positivity theorem will be applied
5
+ to a stable family over the image of its classifying map.
6
+
7
+ We prove \Cref{generaltype:addition}.
8
+
9
+ The proof constructs finitely many relative pluricanonical forms whose
10
+ ratios give a generically finite map on a general fiber. Their poles
11
+ must be controlled at every vertical divisor, including divisors whose
12
+ image on the original base has codimension at least two. Multiplying
13
+ these forms by base pluricanonical sections then retains both the fiber
14
+ coordinates and the base Iitaka coordinates.
15
+
16
+ We first construct a projective stable family over the image of a
17
+ classifying map. Positivity is applied to that family. Its sections
18
+ are pulled back, descended through a finite cover, and tested at
19
+ vertical valuations. All degrees below clear the denominators of the
20
+ relevant divisors.
21
+
22
+ \subsection{Comparison with a stable family}
23
+
24
+ We use the stable-family convention of
25
+ \cite[Notation~3.7, Remark~3.8, and Definitions~3.9 and~3.11]
26
+ {KovacsPatakfalvi}. A stable pair has semi-log-canonical singularities
27
+ and an ample rational log canonical divisor. A stable family over a
28
+ normal base is flat, proper and surjective with connected stable
29
+ fibers; its boundary support avoids the generic points and the
30
+ codimension-one singular points of every fiber. Its relative log
31
+ canonical divisor is rational Cartier and relatively ample, so the
32
+ family is projective. Boundaries are pulled
33
+ back by divisorial restriction, and Cartier multiples of the relative
34
+ log canonical divisor commute with base change between normal bases.
35
+ Semi-log-canonicity
36
+ allows nonnormal fibers and tests log canonicity on the normalization
37
+ with the conductor boundary. The general fibers in our application
38
+ are additionally Kawamata log terminal (klt): they are normal and
39
+ all their log discrepancies are positive. This extra condition will
40
+ be checked before applying positivity.
41
+ A stable family has \emph{maximal variation} when its classifying map
42
+ to the moduli space of stable pairs is generically finite onto its image.
43
+
44
+ Fiberwise finite generation gives an embedding degree separately on
45
+ each fiber. The next lemma selects one degree on an analytic base.
46
+ As throughout, \emph{very general} excludes a countable union of proper
47
+ closed analytic subsets.
48
+
49
+ \begin{lemma}\label{generaltype:selection}
50
+ Let \(Y\) be an irreducible compact complex space. For each positive integer
51
+ \(j\), suppose that \(q_j\colon Q_j\to Y\) is a proper surjective map from an
52
+ irreducible compact complex space and that, over a dense analytic open
53
+ \(U_j\subset Y\), its fibers are irreducible of a fixed dimension \(r_j\).
54
+ Let
55
+ \[
56
+ \phi_j\colon Q_j\dashrightarrow Z_j
57
+ \]
58
+ be a meromorphic map with irreducible projective image \(Z_j\).
59
+ Suppose that a dense open part of \(q_j^{-1}(U_j)\), called the genuine
60
+ frame locus, meets every fiber densely and that \(\phi_j\) is holomorphic
61
+ there. Let \(G_j\subset Z_j\) be a countable union of algebraically
62
+ constructible subsets.
63
+
64
+ Let \(\Lambda_j\subset U_j\) be sets whose union contains a very general
65
+ subset of \(Y\), such that for \(y\in\Lambda_j\) all genuine frames above
66
+ \(y\) map into \(G_j\). Then some \(\Lambda_j\) is not contained in a
67
+ countable union of proper closed analytic subsets of \(Y\), and for
68
+ that index one of the constructible subsets making up \(G_j\) is dense
69
+ in \(Z_j\). In particular \(G_j\) contains a nonempty algebraic open
70
+ subset of \(Z_j\).
71
+ \end{lemma}
72
+
73
+ \begin{proof}
74
+ Some \(\Lambda_j\) is not contained in a countable union of proper
75
+ closed analytic subsets; otherwise their union would be so contained.
76
+ Resolve the graph of \(\phi_j\) and shrink \(U_j\), if necessary.
77
+ This discards only a proper analytic subset of \(Y\) and preserves
78
+ the stated properties of the general fibers.
79
+ Write \(G_j=\bigcup_iG_{ji}\). If no \(G_{ji}\) is dense, the inverse
80
+ images
81
+ \[
82
+ E_{ji}=\phi_j^{-1}(\overline{G_{ji}})
83
+ \]
84
+ are proper closed analytic subsets of the resolved \(Q_j\).
85
+ For \(y\in\Lambda_j\), the genuine frame fiber is covered by these
86
+ subsets. Baire's theorem implies that one \(E_{ji}\) contains a
87
+ relatively open part of the fiber. Irreducibility then implies
88
+ that \(E_{ji}\) contains the whole compact fiber.
89
+
90
+ The locus
91
+ \[
92
+ A_{ji}=\{y\in U_j:
93
+ \dim(E_{ji}\cap q_j^{-1}(y))\geq r_j\}
94
+ \]
95
+ is analytic, by the fiber-dimension theorem for proper maps. It is
96
+ proper: otherwise \(E_{ji}\) would contain the general fibers and
97
+ hence all of \(Q_j\). The same theorem before restriction to \(U_j\)
98
+ shows that \(A_{ji}\), together with \(Y\setminus U_j\), is contained
99
+ in a proper closed analytic subset of \(Y\).
100
+ This would place \(\Lambda_j\) in countably many proper closed
101
+ analytic subsets, a contradiction. Finally, a dense constructible
102
+ subset of an irreducible algebraic variety contains a nonempty
103
+ open subset.
104
+ \end{proof}
105
+ \begin{lemma}[Analytic comparison with a stable family]
106
+ \label{generaltype:stable-comparison}
107
+ Let \(h\colon V\to Y\) be a surjective holomorphic map with connected
108
+ fibers, where \(V\) is a smooth compact Kähler manifold and \(Y\) is
109
+ a smooth compact manifold in class \(\mathcal C\). Let \(A\) be an
110
+ effective rational SNC divisor on \(V\), horizontal over \(Y\), with
111
+ coefficients strictly less than one. Suppose \(K_F+A_F\) is big on
112
+ very general fibers \(F\) of positive dimension. There are
113
+ \begin{enumerate}[label=\textup{(\roman*)}]
114
+ \item a proper generically finite map \(\tau\colon Y'\to Y\), with \(Y'\)
115
+ smooth, compact, and in class \(\mathcal C\);
116
+ \item a surjective holomorphic map \(\rho\colon Y'\to R\), with \(R\)
117
+ smooth and projective;
118
+ \item a projective stable family
119
+ \(\pi\colon(\mathcal V,\mathcal A)\to R\) of maximal variation, with klt
120
+ general fiber;
121
+ \end{enumerate}
122
+ such that the main component of \(V\times_Y Y'\) is bimeromorphic
123
+ over \(Y'\) to \(\mathcal V\times_RY'\). Over a dense analytic open,
124
+ this meromorphic comparison is the fiberwise log canonical model map
125
+ for \(K_F+A_F\), with the horizontal pushforward of \(A\) as boundary.
126
+ The space \(R\) may be a point.
127
+ \end{lemma}
128
+
129
+ \begin{proof}
130
+ The construction has three outputs. Relative pluricanonical images
131
+ produce algebraic parameter data even though the base is analytic.
132
+ A classifying map then supplies a projective stable family after a
133
+ finite base cover. Finally, an isomorphism cover matches that family
134
+ with the relative image; fiberwise canonical models determine the
135
+ horizontal discrepancy signs.
136
+
137
+ \emph{Relative images and frames.}
138
+ Set \(\mathcal L=\mathcal O_V(K_{V/Y}+A)\), understood as a rational
139
+ line bundle. For the factorial multiples \(m\) clearing its denominator,
140
+ the sheaves
141
+ \[
142
+ \mathcal E_m=h_*\mathcal L^{\otimes m}
143
+ \]
144
+ are coherent. First restrict to a dense analytic open where \(h\) and
145
+ the horizontal boundary strata are smooth, so the proper family and
146
+ its line bundles are flat over the base. Generic constancy of the
147
+ fiber section dimension and cohomology and base change then identify
148
+ the fibers of \(\mathcal E_m\) with the complete systems, separately
149
+ for each \(m\); see \cite[\S7, nos.~4--6, S\"atze~3--5]{GrauertDirectImages}
150
+ and its corrigendum \cite{GrauertDirectImagesCorr}.
151
+ After a modification of \(Y\),
152
+ the strict transform of \(\mathcal E_m\), modulo torsion, is locally free.
153
+ The evaluation map gives a relative meromorphic map into its projective
154
+ bundle. Resolve this map and take its proper analytic image
155
+ \(\mathcal Z_m\). We also take the proper images of the horizontal
156
+ boundary components and retain their divisorial cycle parts.
157
+ Analytic flattening makes these embedded image and cycle data flat on a
158
+ dense analytic open, with fixed Hilbert and cycle polynomials.
159
+ These uses of coherent direct images and analytic flattening are
160
+ independent of any minimal-model theorem; see \cite{HironakaFlattening}.
161
+
162
+ Write \(s_m=\rank\mathcal E_m\) on this open; indices with \(s_m=0\)
163
+ are omitted. Its projective frame bundle has a natural compactification
164
+ \[
165
+ \overline Q_m=
166
+ \mathbb P\!\left(\Hom(\mathcal O_Y^{\,s_m},\mathcal E_m)\right).
167
+ \]
168
+ Here \(Y\) denotes the modification chosen for this degree; its map to
169
+ the original base remains proper and bimeromorphic. The locus of
170
+ invertible matrices modulo scalars is a principal
171
+ \(\operatorname{PGL}(s_m)\)-bundle.
172
+ A genuine frame embeds the corresponding fiber of \(\mathcal Z_m\)
173
+ in a fixed \(\mathbb P^{s_m-1}\). There is therefore a holomorphic
174
+ Hilbert--Chow parameter map on the genuine frame locus.
175
+ The Hilbert spaces here are the algebraic Hilbert schemes of
176
+ projective space, viewed analytically; equivalently one may use
177
+ their Douady realization \cite{Douady}.
178
+
179
+ To extend this map meromorphically, use the existing compact relative
180
+ image and the projective linear action in local trivializations.
181
+ The graph of that action extends over the projective matrix
182
+ space: inversion is given by the adjugate matrix. Apply this construction
183
+ to the proper family \(\mathcal Z_m\) and its marked cycles, take proper
184
+ analytic images, and flatten by strict transform. One obtains a proper flat family
185
+ of embedded subspaces over a modification of \(\overline Q_m\).
186
+ Its Hilbert--Chow map is holomorphic. The local graph constructions
187
+ agree on the genuine frames and hence glue. Thus the original
188
+ parameter map is meromorphic. After resolving it, its image is
189
+ compact analytic in a fixed projective Hilbert--Chow space, and is
190
+ consequently algebraic. Denote the irreducible image by \(Z_m\).
191
+ This construction uses a frame bundle, not a meromorphic
192
+ trivialization of \(\mathcal E_m\).
193
+
194
+ \emph{The good parameter locus.}
195
+ In \(Z_m\), call an embedded pair \((Z,D)\) good if it is klt and stable,
196
+ has the prescribed boundary weights, has a complete nondegenerate
197
+ embedding, and satisfies
198
+ \begin{equation}\label{generaltype:embedded-adjoint}
199
+ \mathcal O_Z(1)\simeq
200
+ \mathcal O_Z\bigl(m(K_Z+D)\bigr).
201
+ \end{equation}
202
+ One may also impose the generic Hilbert and marking data.
203
+ This is a countable union of algebraically constructible loci.
204
+ Here is the parameter-space justification. Stratify the universal
205
+ embedded families by their Hilbert polynomials, Cartier indices,
206
+ and base-change loci. On each such stratum,
207
+ \Cref{generaltype:embedded-adjoint} can be imposed by parameterizing
208
+ the map
209
+ \[
210
+ \omega_Z^{[m]}\longrightarrow\mathcal O_Z(1)
211
+ \]
212
+ with its prescribed divisor. These parameter spaces are of finite
213
+ type. The stable-pair and klt conditions are constructible there,
214
+ and their images are constructible by Chevalley's theorem.
215
+ This is the embedded construction used for stable log-variety
216
+ moduli in \cite[Section~6.A, especially Propositions~6.8 and~6.11
217
+ and Lemma~6.12]{KovacsPatakfalvi}. In particular no assertion
218
+ about analytic minimal models is hidden in the good locus.
219
+
220
+ Every very general fiber is projective: bigness makes it Moishezon,
221
+ and it is Kähler. We use Moishezon's projectivity criterion, which
222
+ is also the smooth case of \cite[Theorem~6]{NamikawaProjectivity}.
223
+ The projective klt finite-generation theorem
224
+ \cite[Theorem~1.1 and its consequences]{BCHM} therefore gives its log
225
+ canonical model. Every sufficiently large divisible pluricanonical
226
+ degree embeds that model and satisfies
227
+ \Cref{generaltype:embedded-adjoint}. Exclude at once the countably
228
+ many generic base-change loci, relative-rank loci, and generic-degree
229
+ loci for the maps constructed above. Let \(\Lambda_m\) consist of
230
+ the remaining parameters for which the degree-\(m\) map actually
231
+ constructs the fiber's log canonical model.
232
+ Their union contains a very general subset of \(Y\), and all genuine
233
+ frames over a point of \(\Lambda_m\) give good data.
234
+ Apply \Cref{generaltype:selection}. We obtain one fixed \(m\) for which
235
+ \(\Lambda_m\) is not contained in a countable union of proper analytic
236
+ subsets and good data hold on an algebraic open of \(Z_m\).
237
+
238
+ For this degree the relative image map is generically birational.
239
+ Indeed its generic finite degree agrees with its fiberwise degree
240
+ outside the generic-degree exceptional set already excluded.
241
+ Choose a point of \(\Lambda_m\) there; that degree is one.
242
+ Retain \(\Lambda_m\): its actual canonical models will determine the
243
+ horizontal discrepancy signs at the end of the construction.
244
+
245
+ \emph{The invariant classifying map.}
246
+ Fix the dimension, the volume read from
247
+ \Cref{generaltype:embedded-adjoint}, and a finite coefficient set
248
+ containing the coefficients of \(A\) and closed under sums at most one.
249
+ The good algebraic parameter locus has a classifying map to the
250
+ projective coarse space \(M\) of stable pairs with these data.
251
+ If an additional parameterization of the map in
252
+ \Cref{generaltype:embedded-adjoint} was used, its moduli graph descends:
253
+ the embedded pair determines a unique isomorphism class, so the
254
+ closure of that graph is generically a singleton over the good
255
+ parameter locus. Restricting a dense algebraic open therefore gives
256
+ the same rational classifying map on \(Z_m\).
257
+ It is invariant under change of projective frame.
258
+
259
+ Compose with the meromorphic frame parameter map.
260
+ The resulting map \(\overline Q_m\dashrightarrow M\) is constant
261
+ on general frame fibers. Its graph has a proper analytic image
262
+ in \(Y\times M\). This image is generically a singleton over \(Y\),
263
+ so its projection to \(Y\) is bimeromorphic. It is the graph of
264
+ a meromorphic map
265
+ \[
266
+ \mu\colon Y\dashrightarrow M.
267
+ \]
268
+ Let \(M_0\) be the closure of its image; it is projective.
269
+
270
+ \emph{A stable parameter cover and the matching cover.}
271
+ Stable moduli supplies a finite parameter cover
272
+ \(S\to M\) from a normal scheme carrying a stable family
273
+ \cite[Corollary~6.19]{KovacsPatakfalvi}.
274
+ The coarse space \(M\) is projective
275
+ \cite[Corollary~7.3]{KovacsPatakfalvi}, so its finite cover \(S\)
276
+ is projective as well. The moduli construction for the specified
277
+ coefficient set is given in
278
+ \cite[Definition~6.2, Proposition~6.4, and
279
+ Proposition~6.14]{KovacsPatakfalvi}.
280
+ Resolve \(\mu\), and normalize a component of the pullback of
281
+ \(S\to M\) dominating \(Y\). Let \(R_0\) be its image in \(S\).
282
+ The restricted stable family over \(R_0\) has maximal variation,
283
+ because \(R_0\to M_0\) is finite.
284
+
285
+ At this point the projective family exists over \(R_0\).
286
+ Equality of coarse moduli points identifies its general fibers with
287
+ those of the original analytic image, but does not identify the
288
+ families. We construct a further generically finite cover carrying
289
+ such an identification.
290
+
291
+ On a dense analytic open of the comparison base, embed the original
292
+ flat image by the complete system of
293
+ \(\mathcal O_{\mathcal Z_m}(k)\), and the pulled-back stable family
294
+ by its \(km\)-adjoint system, for a common sufficiently large and
295
+ divisible \(k\). The two sheaves of sections are coherent direct
296
+ images of compact families; generic cohomology and base change make
297
+ them locally free after shrinking. On a common compact modification
298
+ of the base, make their torsion-free strict transforms locally free,
299
+ resolve the evaluation maps, and flatten the embedded image families
300
+ and their weighted boundary cycles. This gives holomorphic relative
301
+ Hilbert--Chow data. The modification concerns the base itself, not a
302
+ space of choices of frames.
303
+
304
+ On every general good fiber, \Cref{generaltype:embedded-adjoint}
305
+ identifies the two polarizations. Thus the projective linear maps
306
+ identifying the two embedded varieties and their weighted boundary
307
+ cycles form a nonempty Isom set. This set is finite, since stable
308
+ pairs have finite automorphism groups
309
+ \cite[Propositions~6.5 and~6.8]{KovacsPatakfalvi}; completeness and
310
+ nondegeneracy of the embeddings exclude additional ambient
311
+ stabilizers. At this stage we use only the embedded analytic image
312
+ and its polarization. Its \(\Q\)-Gorenstein family structure will
313
+ be transported from the stable family by the identification.
314
+
315
+ To compactify these Isom sets, work in local trivializations of the
316
+ two section bundles. In the product of their projective parameter
317
+ spaces with the projective matrix space, take the algebraic closure
318
+ of the incidence relation for invertible matrices identifying the
319
+ embedded varieties and weighted boundary cycles, after clearing the
320
+ fixed coefficient denominators. Pull back this closure by the two
321
+ Hilbert--Chow maps. Equivariance under changes of both frames glues
322
+ the local incidence spaces into a proper analytic space in the
323
+ projective bundle of homomorphisms between the section bundles; no
324
+ meromorphic trivialization is used. Retain its compact irreducible
325
+ components that dominate the base and meet the invertible locus,
326
+ and normalize them. The invertible locus has the finite Isom fibers
327
+ just described, so the resulting cover is proper and generically
328
+ finite. Its tautological isomorphism identifies the generic families,
329
+ including the stable family's \(\Q\)-Gorenstein structure; its graph
330
+ therefore extends meromorphically over the compact base.
331
+
332
+ Finally resolve \(R_0\) projectively and resolve the graph of the
333
+ map from the comparison cover to it. Denote the resulting spaces
334
+ by \(R\) and \(Y'\). Stable families and their divisible relative
335
+ adjoint line bundles commute with base change, with boundary understood
336
+ by divisorial restriction \cite[Remark~3.8]{KovacsPatakfalvi}.
337
+ Thus the pullback family over \(R\) remains stable; it has klt general
338
+ fibers and maximal variation. All covers and modifications used above stay
339
+ in class \(\mathcal C\).
340
+
341
+ On a common resolution we can now compare the source adjoint
342
+ divisor with the pullback of the stable relative adjoint divisor,
343
+ which is rational Cartier. There are only finitely many horizontal
344
+ prime coefficients in their difference. On fibers above
345
+ \(\Lambda_m\), away from the finitely many generic comparison
346
+ exceptions, they are the log canonical model discrepancy coefficients.
347
+ They are therefore nonnegative and supported on divisors exceptional
348
+ over the stable model. The same statements hold horizontally in
349
+ the family. Remove the images of the remaining vertical discrepancy
350
+ divisors. On the resulting dense analytic open this is the log
351
+ canonical model comparison, with its divisorial pushforward boundary.
352
+ This proves the asserted meromorphic comparison without relative
353
+ analytic finite generation. If \(M_0\) is a point, the construction
354
+ uses the fixed stable pair and \(R\) is a point.
355
+ \end{proof}
356
+
357
+ \subsection{Relative forms and vertical valuations}
358
+
359
+ For a meromorphic section \(\sigma\) of
360
+ \(\mathcal O_V(bK_{V/Y})\), its horizontal pole bound \(bA\)
361
+ means that \(\ord_E(\sigma)\geq-bA_E\) at every horizontal prime,
362
+ using a local nonvanishing base volume to interpret relative forms.
363
+ At a vertical prime over a divisor \(D\subset Y\), write
364
+ \(\omega_D\) for a local nonvanishing logarithmic top form on the
365
+ base with a simple pole along \(D\), and no other pole at its generic
366
+ point. We say that \(\sigma\) has the relative logarithmic bound at
367
+ this prime if
368
+ \begin{equation}\label{generaltype:relative-log-bound}
369
+ \ord_E\bigl(\sigma\wedge h^*\omega_D^{\,b}\bigr)\geq-b.
370
+ \end{equation}
371
+ The notation \(\wedge\) denotes the relative-times-base identification
372
+ of the corresponding pluricanonical line bundles.
373
+
374
+ \begin{lemma}\label{generaltype:stable-orders}
375
+ In the situation of \Cref{generaltype:stable-comparison}, pull back a
376
+ holomorphic section of a divisible multiple of
377
+ \(K_{\mathcal V/R}+\mathcal A\), and compare it with relative pluriforms
378
+ on the main component of
379
+ \(V\times_Y Y'\).
380
+ It satisfies the horizontal bound given by the pullback of \(A\).
381
+ Moreover, on a common resolution it satisfies
382
+ \Cref{generaltype:relative-log-bound} at every prime lying over a
383
+ divisor of any smooth modification of the comparison base.
384
+ \end{lemma}
385
+
386
+ \begin{proof}
387
+ On general fibers, pullback from the log canonical model lies in the
388
+ original log pluricanonical system. The effective canonical-model
389
+ discrepancy on a common resolution therefore proves the horizontal bound.
390
+
391
+ For the vertical assertion, first fix a smooth modification of the
392
+ comparison base and a prime divisor on it. The stable family and its
393
+ divisible relative adjoint line bundles commute with this base change.
394
+ Work transversely to a general point of that divisor. The resulting
395
+ one-parameter family is still stable. This order of operations is
396
+ what permits the same bound at divisors exposed only on a higher base
397
+ model. Its total pair with the reduced
398
+ central fiber added is log canonical. More explicitly, choose the
399
+ disk with klt fibers away from its origin. Its total space is normal:
400
+ flatness over the smooth disk and the \(S_2\) property of the fibers
401
+ give \(S_2\). A codimension-one point on the central fiber is a
402
+ generic point of one of its reduced components. Its local ring is
403
+ one-dimensional, and its quotient by the disk parameter is a field;
404
+ its maximal ideal is consequently generated by that parameter, so
405
+ this local ring is regular. Away from the central fiber the total
406
+ space is normal, because its fibers are klt. Serre's criterion now
407
+ gives normality.
408
+ Compatibility of the relative adjoint divisor with the stable fiber
409
+ identifies the adjunction different on the normalization of the central
410
+ fiber with its stable boundary and conductor. The resulting pair is
411
+ log canonical because the central fiber is stable; see
412
+ \cite[Lemma~2.10 and Corollary~2.11]{PatakfalviFibered} for this
413
+ normalization-and-conductor identity.
414
+ The analytic Cartier-divisor inversion theorem
415
+ \cite[Theorem~1.1]{FujinoAnalyticAdjunction} consequently applies.
416
+ The argument also applies after any finite ramified disk change.
417
+
418
+ Let \(t\) be the disk parameter and let \(\xi\) denote the
419
+ pulled-back relative section in degree \(b\). Then
420
+ \(\xi\wedge(dt/t)^b\) is a section of the total log canonical
421
+ multiple with the central fiber added. On a log resolution the
422
+ log canonical discrepancy bound says that this form has pole
423
+ order at most \(b\) at every vertical prime. A further common
424
+ resolution with the original family preserves this bound.
425
+ This is \Cref{generaltype:relative-log-bound}. Smooth transverse
426
+ parameters do not change any of these orders.
427
+ \end{proof}
428
+
429
+ \begin{lemma}\label{generaltype:relative-system}
430
+ Under the hypotheses of \Cref{generaltype:stable-comparison}, there
431
+ is a positive integer \(b_0\) and a finite-dimensional space
432
+ \[
433
+ \mathcal S\subset
434
+ H^0_{\mathrm{mer}}\bigl(V,\mathcal O_V(b_0K_{V/Y})\bigr)
435
+ \]
436
+ whose associated meromorphic map has rank \(\dim F\) on general
437
+ \(h\)-fibers, with the following properties:
438
+ \begin{enumerate}[label=\textup{(\roman*)}]
439
+ \item every member has horizontal pole bound \(b_0A\);
440
+ \item every member satisfies the relative logarithmic bound
441
+ at primes over base divisors;
442
+ \item the same bound may be tested after any modification of
443
+ the base, at a divisor exposed on that modification.
444
+ \end{enumerate}
445
+ The same assertions hold for the systems of products of members
446
+ of \(\mathcal S\).
447
+ \end{lemma}
448
+
449
+ \begin{proof}
450
+ Use \Cref{generaltype:stable-comparison}. If \(\dim R>0\), the
451
+ stable-family bigness theorem
452
+ \cite[Theorem~8.1 and Corollary~8.3]{KovacsPatakfalvi} applies:
453
+ the base is normal projective, the family is stable and has
454
+ maximal variation, and its general fiber is klt.
455
+ Thus \(K_{\mathcal V/R}+\mathcal A\) is big.
456
+ Choose finitely many sections of one sufficiently divisible
457
+ multiple whose map is generically finite. Its image has dimension
458
+ \(\dim F+\dim R\), and its restriction to a general \(\pi\)-fiber
459
+ has rank \(\dim F\). If \(R\) is a point, choose such
460
+ sections of the ample log canonical divisor of the fixed stable
461
+ pair instead. Pullback and the meromorphic comparison preserve these
462
+ image dimensions and give the pole bounds of
463
+ \Cref{generaltype:stable-orders}.
464
+
465
+ Replace the comparison cover by a Galois cover and resolve the
466
+ diagrams equivariantly. To do this analytically, first take its Stein
467
+ factorization over \(Y\); its finite factor has the same cover over a
468
+ dense open set. Over the finite étale locus, the Galois closure is a
469
+ component of a sufficiently large fiber product of this finite factor.
470
+ Take the corresponding compact component, normalize, and then resolve
471
+ the graph of its map to the comparison cover. Equivariant resolution
472
+ gives the required diagram; write \(G\) for its finite group.
473
+ This construction uses finite analytic maps and does not require the
474
+ meromorphic function field of \(Y\) to have transcendence degree
475
+ \(\dim Y\).
476
+
477
+ Let \(\mathcal B\) be the graded \(\C\)-algebra generated by the
478
+ chosen finite set of relative sections and all its \(G\)-conjugates.
479
+ Every homogeneous element has the required horizontal and vertical
480
+ linear pole bounds: products add the orders and sums cannot
481
+ decrease the lower bounds. The algebra is integral and finite over
482
+ \(\mathcal B^G\). Indeed each homogeneous generator satisfies its
483
+ orbit polynomial with invariant coefficients, and invariants of
484
+ a finite group acting on a finitely generated algebra are finitely
485
+ generated. The corresponding map
486
+ \(\operatorname{Proj}\mathcal B\to\operatorname{Proj}\mathcal B^G\)
487
+ is finite. Before taking invariants, the system contains the sections
488
+ pulled back from \(\mathcal V\), whose restriction to a general source
489
+ fiber has image dimension \(\dim F\). A finite map preserves the
490
+ dimension of the image of that fiber, even though \(G\) may permute
491
+ the fibers above one point of \(Y\). Choose a Veronese degree for
492
+ \(\mathcal B^G\) generated by finitely many elements of that single
493
+ degree. Their ratios therefore still have rank \(\dim F\) on general
494
+ fibers. Denote their pluricanonical degree by \(b_0\).
495
+ The same finite quotient also preserves the total image dimension,
496
+ which is at least \(\dim F+\dim R\).
497
+
498
+ Use the natural identification of relative canonical bundles on the
499
+ common smooth locus for every base change or modification. On the
500
+ dense étale locus, invariant relative
501
+ tensors therefore descend to \(V\). They extend meromorphically
502
+ across the remaining locus by finite analytic descent. The
503
+ horizontal bounds descend because the comparison cover is
504
+ generically étale along each horizontal divisor.
505
+
506
+ For completeness, the vertical order calculation is exact.
507
+ Let \(E'\) lie over \(E\), with ramification index \(e\).
508
+ For a degree-\(b_0\) top pluriform \(\alpha\),
509
+ \begin{equation}\label{generaltype:ramified-order}
510
+ \ord_{E'}(\alpha_{\mathrm{pullback}})+b_0
511
+ =e\bigl(\ord_E(\alpha)+b_0\bigr).
512
+ \end{equation}
513
+ A logarithmic top form on the base pulls back to a nonvanishing
514
+ logarithmic top form at a prime dominating its divisor.
515
+ Apply \Cref{generaltype:ramified-order} to the relative form
516
+ wedged with this base logarithmic form.
517
+ The bound upstairs is therefore equivalent to
518
+ \Cref{generaltype:relative-log-bound} downstairs.
519
+ For (iii), pull the chosen Galois comparison cover and its original
520
+ sections to a common refinement over the modified base.
521
+ Lemma~\ref{generaltype:stable-orders} applies to these same pullbacks
522
+ at primes above the newly exposed base divisor; its bounds pass to
523
+ their conjugates, products, and invariant combinations. The
524
+ ramification calculation therefore gives the bound for the pullback
525
+ of each fixed descended member of $\mathcal S$.
526
+ Products add the order inequalities, and taking a full product system
527
+ is a Veronese operation on its image, so products preserve the relative
528
+ rank as well.
529
+ \end{proof}
530
+
531
+ \begin{lemma}\label{generaltype:expose-valuation}
532
+ Let \(h\colon V\to Y\) be a proper surjective holomorphic map
533
+ of irreducible compact complex spaces, with \(Y\) smooth.
534
+ If a prime divisor \(E\) of a smooth \(V\) does not dominate \(Y\),
535
+ there is a modification of the base and a dominating main-component
536
+ model on which the strict transform of \(E\) maps onto a prime
537
+ divisor of the modified base.
538
+ \end{lemma}
539
+
540
+ \begin{proof}
541
+ Apply analytic flattening to \(h\), by strict transform, and resolve
542
+ the modified base. Pullback preserves the flatness of the intermediate
543
+ family, whose fibers have the generic relative dimension \(d\).
544
+ This intermediate source is proper and bimeromorphic over \(V\).
545
+ On a resolution dominating it, the strict transform of \(E\) remains
546
+ a divisor, because a proper modification of the smooth \(V\) is an
547
+ isomorphism at the generic point of \(E\). Its image in the flat
548
+ intermediate source has dimension \(\dim V-1\): it still dominates
549
+ \(E\). The fiber-dimension bound consequently gives an image on the
550
+ new base of dimension at least
551
+ \(\dim V-1-d=\dim Y-1\).
552
+ That image is proper, since its projection to \(Y\) is contained in
553
+ \(h(E)\), and properness makes it a closed analytic set. It is
554
+ therefore a prime divisor. Further source resolutions retain the
555
+ same generic image and do not change the valuation of \(E\).
556
+ \end{proof}
557
+
558
+ \subsection{Proof of the addition proposition}
559
+
560
+ \begin{proof}[Proof of \Cref{generaltype:addition}]
561
+ We may suppose \(\kappa(Y,K_Y+C)\geq0\).
562
+ Choose a Kähler modification \(\nu\colon\widetilde V\to V\),
563
+ resolve the boundary,
564
+ and put
565
+ \[
566
+ \widetilde T=\nu_*^{-1}T+\operatorname{Exc}(\nu)_{\mathrm{red}}.
567
+ \]
568
+ By \Cref{setup:log-modification,setup:modification-compatibility},
569
+ pullback and descent identify the divisible log pluricanonical rings
570
+ on the total spaces and on their very general fibers. In particular,
571
+ fiberwise bigness is preserved, and
572
+ \(B(h\circ\nu,\widetilde T)=B(h,T)\).
573
+ Every prime over base codimension at least two still has coefficient
574
+ one: it is either a strict transform of such a prime or is newly
575
+ exceptional. Write \((V,T)\) for this Kähler model; its sections
576
+ descend to the original pair.
577
+
578
+ If \(\dim F=0\), the map is bimeromorphic. Pull back sections
579
+ of \(K_Y+C\). At a prime dominating a base divisor the
580
+ multiplicity is one and the condition \(C\leq B(h,T)\) gives
581
+ the required pole bound. At an exceptional prime the
582
+ log canonical discrepancy bound for \((Y,C)\), together with
583
+ \(T_E=1\), gives the same conclusion. Thus pullback preserves
584
+ all the base systems and proves the assertion. If \(Y\) is a
585
+ point, the assertion is simply the assumed bigness. We may
586
+ therefore assume both dimensions are positive.
587
+
588
+ Write \(T^{\mathrm h}\) for the horizontal part of \(T\).
589
+ Choose a rational \(\epsilon>0\) sufficiently small and set
590
+ \[
591
+ A=(1-\epsilon)T^{\mathrm h}.
592
+ \]
593
+ Its coefficients are strictly less than one.
594
+ To make \(K_F+A_F\) big uniformly on very general fibers, consider
595
+ \(\epsilon=1/j\) and all denominator-clearing degrees. Choose a fiber
596
+ outside their countably many generic base-change and relative-rank
597
+ exceptional sets.
598
+ Openness of the big cone on that projective fiber gives one
599
+ choice of \(\epsilon\) and one degree with full image dimension.
600
+ The generic-rank choice makes the same degree have full rank
601
+ on general fibers. Notice that no vertical coefficient has
602
+ been lowered, and \(C\) has not been changed.
603
+
604
+ Apply \Cref{generaltype:relative-system} to \(A\), and write
605
+ \(\sigma\) for a member of its system in degree \(b\), including
606
+ any product degree. Let
607
+ \[
608
+ \eta\in H^0\bigl(Y,\mathcal O_Y(b(K_Y+C))\bigr).
609
+ \]
610
+ The relative-times-base product
611
+ \(\sigma\wedge h^*\eta\) is a meromorphic section of
612
+ \(\mathcal O_V(bK_V)\). We check that its poles are bounded by
613
+ \(bT\) at every prime.
614
+
615
+ There is nothing further to check at horizontal primes, since
616
+ \(A\leq T^{\mathrm h}\). Suppose next that \(E\) maps onto a
617
+ prime divisor \(D\subset Y\), and put
618
+ \[
619
+ a_E=\ord_E(h^*D).
620
+ \]
621
+ Relative to a local nonvanishing logarithmic base volume
622
+ \(\omega_D\), the section \(\eta\) vanishes to order at least
623
+ \(b(1-C_D)\). The relative logarithmic bound gives
624
+ \begin{equation}\label{generaltype:orbifold-order}
625
+ \ord_E(\sigma\wedge h^*\eta)
626
+ \geq -b+b\,a_E(1-C_D).
627
+ \end{equation}
628
+ The inf-multiplicity convention is precisely
629
+ \[
630
+ B(h,T)_D
631
+ =1-\max_{E\mapsto D}\frac{1-T_E}{a_E}.
632
+ \]
633
+ Consequently \(C_D\leq B(h,T)_D\) implies
634
+ \[
635
+ a_E(1-C_D)\geq1-T_E,
636
+ \]
637
+ and \Cref{generaltype:orbifold-order} is at least \(-bT_E\).
638
+ This uses no integrality condition on the boundary multiplicities.
639
+
640
+ Finally, suppose \(\operatorname{codim}_Y h(E)\geq2\).
641
+ Expose a base divisor \(D'\) below the strict transform of \(E\)
642
+ by \Cref{generaltype:expose-valuation}, and resolve the diagrams.
643
+ The pullback of \(\eta\) has at most a logarithmic pole along
644
+ \(D'\): this is the divisorial discrepancy inequality for the
645
+ log canonical smooth pair \((Y,C)\).
646
+ Property (iii) of \Cref{generaltype:relative-system} therefore
647
+ gives order at least \(-b\) at the strict transform of \(E\).
648
+ The order is unchanged, since source modifications are isomorphisms
649
+ at the generic point of \(E\).
650
+ The assumption \(T_E=1\) supplies exactly this allowance.
651
+ We have proved, at all prime divisors, that
652
+ \begin{equation}\label{generaltype:product-sections}
653
+ \sigma\wedge h^*\eta
654
+ \in H^0\bigl(V,\mathcal O_V(b(K_V+T))\bigr).
655
+ \end{equation}
656
+ On a smooth space these divisorial bounds imply holomorphic
657
+ extension of the corresponding log pluricanonical section.
658
+
659
+ Choose a degree in which the complete base system has image
660
+ dimension \(\kappa(Y,K_Y+C)\), and pass to a common multiple
661
+ with \(b_0\) in \Cref{generaltype:relative-system}.
662
+ The product system of relative sections still has image dimension
663
+ \(d=\dim F\) on a general fiber. The corresponding product of the
664
+ chosen base system has image dimension \(\kappa(Y,K_Y+C)\), since a
665
+ Veronese embedding preserves its image. In this common degree write
666
+ the nonzero relative generators as \(\sigma_i\) and the base
667
+ generators as \(\eta_j\).
668
+ The total system in \Cref{generaltype:product-sections} contains
669
+ all \(\sigma_i\wedge h^*\eta_j\).
670
+ On the open set where \(\sigma_0\) and \(\eta_0\) are nonzero,
671
+ ratios in this system include
672
+ \[
673
+ \frac{\sigma_i}{\sigma_0},
674
+ \qquad
675
+ h^*\!\left(\frac{\eta_j}{\eta_0}\right).
676
+ \]
677
+ Its image therefore maps onto the base Iitaka image, and over
678
+ a general point of that image it contains the \(d\)-dimensional
679
+ image of a general \(h\)-fiber.
680
+ The dimension-of-fibers inequality gives image dimension at
681
+ least \(d+\kappa(Y,K_Y+C)\). This proves
682
+ \Cref{generaltype:inequality} on the Kähler model.
683
+ The initial log pluricanonical descent then proves it on the
684
+ given smooth source.
685
+ \end{proof}
preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/introduction.tex ADDED
@@ -0,0 +1,312 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Introduction}\label{intro:section}
2
+
3
+ The Kodaira dimension measures the growth of pluricanonical forms.
4
+ For a surjective morphism $f:X\to Y$ of smooth projective complex varieties
5
+ with connected fibers, Iitaka's subadditivity problem asks whether
6
+ \[
7
+ \kappa(X)\geq\kappa(F)+\kappa(Y),
8
+ \]
9
+ where $F$ is a general fiber. The logarithmic version permits poles
10
+ along reduced boundary divisors and therefore applies to open
11
+ varieties. We prove a common generalization in which rational boundary
12
+ coefficients and multiple fibers both contribute to the inequality.
13
+
14
+ Iitaka's divisor-dimension and logarithmic theories provide the
15
+ language for this question \cite{IitakaOriginal,IitakaLog}; an
16
+ explicit logarithmic subadditivity conjecture appears in
17
+ \cite[\S3]{IitakaClassification}.
18
+ The lower bound requires global pluricanonical forms that retain
19
+ the growth of both the fibers and the base. Direct-image positivity
20
+ established central cases: Kawamata treated curve bases and fibers
21
+ admitting good minimal models, Viehweg developed weak positivity
22
+ and addition over a base of general type, and Koll\'ar proved
23
+ addition for general-type fibers
24
+ \cite{KawamataCurves,KawamataKodaira,ViehwegAdditivity,Kollar87}.
25
+ Weak positivity controls symmetric powers after small positive
26
+ ample twists; a general-type base provides enough canonical
27
+ positivity to absorb them.
28
+
29
+ Other advances exploit dimension or the geometry of the base:
30
+ Birkar treated total dimension at most six, Cao--P\u{a}un and
31
+ Hacon--Popa--Schnell treated abelian or maximal-Albanese-dimension
32
+ bases, and Cao treated projective klt pairs over surfaces
33
+ \cite{BirkarIitakaSix,CaoPaunAbelian,HaconPopaSchnellAbelian,CaoSurfaces}.
34
+ Thus the established cases draw positivity from different parts of
35
+ the fibration, rather than imposing one uniform condition on it.
36
+
37
+ For logarithmic pairs, Kov\'acs--Patakfalvi proved the projective
38
+ log-general-type-fiber case \cite[Theorem~9.6]{KovacsPatakfalvi},
39
+ while Hashizume proved reduced-SNC subadditivity for fibers with
40
+ abundant log canonical divisor \cite[Theorem~1.2]{Hashizume}.
41
+ Maehara had established logarithmic addition over a base of log
42
+ general type; Fujino gives a proof through twisted weak positivity
43
+ \cite[Theorem~1.9]{FujinoWeakPositivity}.
44
+ Campana proved addition over an orbifold base of general type, and
45
+ Wang proved klt K\"ahler subadditivity over complex tori, including
46
+ an inf-multiplicity refinement
47
+ \cite[Theorem~6.3]{CampanaOrbifolds}
48
+ \cite[Main Theorem~A and Theorem~E]{WangKahlerIitaka}.
49
+ The present argument uses general-type addition only after a relative
50
+ Iitaka reduction; the original fiber need not be of general type
51
+ or admit a good minimal model.
52
+
53
+ Earlier preprints also state general ordinary inequalities.
54
+ Tsuji states ordinary subadditivity following a direct-image generation
55
+ theorem \cite[Theorems~1.9 and~1.13]{TsujiDirectImages}; his
56
+ Remark~1.14 distinguishes an unproved variation refinement.
57
+ Maehara states an ordinary determinant inequality involving variation
58
+ \cite[\S7, Theorem~8]{MaeharaIitaka}. This later preprint claim is
59
+ distinct from his logarithmic general-type-base theorem above.
60
+ Neither preprint statement is a proof input here.
61
+
62
+ \subsection{The orbifold base and the main theorem}
63
+
64
+ Multiple fibers carry information that the ordinary base omits.
65
+ Campana's orbifold base records it through inf multiplicities, and
66
+ his birational invariant gives the corresponding form of Iitaka's
67
+ conjecture \cite{Campana2004,CampanaOrbifolds}. We specify that
68
+ invariant before stating the theorem.
69
+
70
+ \label{setup:orbifold-base}
71
+ A fibration is a proper surjective holomorphic map with connected
72
+ fibers. A rational SNC boundary on a smooth manifold is a finite
73
+ sum $\Delta=\sum_i\delta_i\Delta_i$, with
74
+ $\delta_i\in\mathbf Q\cap[0,1]$ and simple normal crossing support.
75
+ Write $\Delta_E$ for the coefficient of a source prime $E$. Set
76
+ \[
77
+ m_\Delta(E)=\frac1{1-\Delta_E},
78
+ \qquad \frac1{0}=\infty,
79
+ \]
80
+ where $\Delta_E=0$ off the boundary. If the base of
81
+ $f:(X,\Delta)\to Y$ is smooth, define
82
+ \begin{equation}\label{setup:inf-boundary}
83
+ \begin{gathered}
84
+ m(f,\Delta;D)=\min_{E\mapsto D}
85
+ \bigl\{\operatorname{ord}_E(f^*D)m_\Delta(E)\bigr\},
86
+ \qquad
87
+ B(f,\Delta)=\sum_D\left(1-\frac1{m(f,\Delta;D)}\right)D.
88
+ \end{gathered}
89
+ \end{equation}
90
+ Here $D$ ranges over base prime divisors, $E$ over source primes
91
+ dominating $D$, and $1/\infty=0$. The minimum is nonempty and
92
+ only finitely many coefficients of $B(f,\Delta)$ are nonzero.
93
+ There is no divisibility condition on these multiplicities.
94
+
95
+ For smooth sources and bases, an elementary change of model is a
96
+ commutative diagram of fibrations
97
+ \[
98
+ \begin{tikzcd}
99
+ (X',\Delta') \arrow[r,"u"] \arrow[d,"f'"'] &
100
+ (X,\Delta) \arrow[d,"f"]\\
101
+ Y' \arrow[r,"v"'] & Y
102
+ \end{tikzcd}
103
+ \]
104
+ where $u,v$ are proper bimeromorphic holomorphic maps,
105
+ $u_*\Delta'=\Delta$, and both boundaries are rational SNC
106
+ boundaries in $[0,1]$. We require, for every prime $D$ on $X$
107
+ and prime $E$ on $X'$ with $t=\operatorname{ord}_E(u^*D)>0$,
108
+ \begin{equation}\label{setup:orbifold-morphism}
109
+ t\,m_{\Delta'}(E)\geq m_\Delta(D).
110
+ \end{equation}
111
+ We permit $\infty\geq\infty$ and impose no condition for $t=0$.
112
+ Write $f'\sim f$ for the equivalence relation generated by these
113
+ diagrams, allowing arrows in either direction. Define
114
+ \begin{equation}\label{setup:invariant-base}
115
+ \kappa(f\mid\Delta)=
116
+ \inf_{f':(X',\Delta')\to Y'\sim f}
117
+ \kappa\bigl(Y',K_{Y'}+B(f',\Delta')\bigr).
118
+ \end{equation}
119
+ For a normal singular base $Y$, resolve $Y$, resolve the main
120
+ component of the fiber product with $X$, and give the resulting
121
+ smooth source the strict transform of $\Delta$ plus the reduced
122
+ exceptional divisor over $X$. After resolving this boundary, apply
123
+ the preceding definition. It is independent of the chosen resolution
124
+ \cite[Definitions~2.1, 2.3, 3.2, 4.7, and~4.10;
125
+ Remark~4.13 and Corollary~4.14]{CampanaOrbifolds}.
126
+
127
+ For a rational line bundle $L$, $\kappa(Z,L)$ is the maximal image
128
+ dimension of its complete linear systems in sufficiently divisible
129
+ positive degrees, and is $-\infty$ if all these systems are empty.
130
+ A point has Kodaira dimension zero, and
131
+ $(-\infty)+a=-\infty$, including $a=-\infty$.
132
+ Fujiki class $\mathcal C$ consists of compact complex spaces
133
+ bimeromorphic to compact K\"ahler spaces.
134
+
135
+ \begin{theorem}[Orbifold subadditivity]\label{main:orbifold}
136
+ Let $X$ be a smooth compact connected complex manifold in Fujiki
137
+ class $\mathcal C$, let $\Delta$ be a rational SNC boundary, and
138
+ let $f:X\to Y$ be a surjective holomorphic map with connected
139
+ fibers onto a normal compact irreducible complex space.
140
+ For a very general smooth fiber $F$, put $\Delta_F=\Delta|_F$.
141
+ Then
142
+ \begin{equation}\label{main:inequality}
143
+ \kappa(X,K_X+\Delta)
144
+ \geq\kappa(F,K_F+\Delta_F)+\kappa(f\mid\Delta).
145
+ \end{equation}
146
+ \end{theorem}
147
+
148
+ This is a positive resolution of Campana's orbifold Iitaka
149
+ conjecture in its rational SNC, Fujiki-class-$\mathcal C$
150
+ formulation, including coefficient one
151
+ \cite[Conjecture~6.1 and Remark~6.2]{CampanaOrbifolds}.
152
+ Here a very general fiber is chosen outside a countable union of
153
+ proper closed analytic subsets, including the critical values and
154
+ the exceptional images of boundary strata.
155
+
156
+ For reduced SNC divisors $D_X,D_Y$ satisfying
157
+ $\operatorname{Supp}(f^*D_Y)\subseteq\operatorname{Supp}(D_X)$,
158
+ the invariant base term is at least $\kappa(Y,K_Y+D_Y)$.
159
+ Theorem~\ref{main:orbifold} therefore gives
160
+ \[
161
+ \kappa(X,K_X+D_X)
162
+ \geq\kappa(F,K_F+D_X|_F)+\kappa(Y,K_Y+D_Y)
163
+ \]
164
+ for fibrations between smooth compact class-$\mathcal C$ manifolds.
165
+ For a smooth quasi-projective variety $U$, its logarithmic Kodaira
166
+ dimension is $\bar\kappa(U)=\kappa(X,K_X+D_X)$ on a smooth
167
+ projective compactification with reduced SNC boundary
168
+ $D_X=X\setminus U$. Compatible compactifications give logarithmic
169
+ subadditivity for dominant morphisms of smooth quasi-projective
170
+ complex varieties with geometrically connected general fiber.
171
+ Empty boundaries give ordinary subadditivity. The projective
172
+ ordinary and logarithmic statements also hold over algebraically
173
+ closed fields of characteristic zero, using geometric generic fibers.
174
+
175
+ \subsection{The reduction and the two positivity inputs}
176
+
177
+ The proof first replaces the original fiber by a general-type
178
+ object without losing its complete pluricanonical systems.
179
+ Assume the two terms on the right of Theorem~\ref{main:orbifold}
180
+ are nonnegative, and put $k=\kappa(F,K_F+\Delta_F)$.
181
+ A relative Iitaka map gives, after the model changes of Section~\ref{setup:section},
182
+ \[
183
+ X\xrightarrow{g}W\xrightarrow{h}Y,
184
+ \qquad \dim W_y=k,
185
+ \qquad\kappa(G,K_G+\Delta_G)=0
186
+ \]
187
+ for a very general $g$-fiber $G$.
188
+
189
+ The canonical-bundle-formula strategy separates the contribution
190
+ of singular fibers from a moduli contribution on $W$.
191
+ Fujino--Mori developed a higher-dimensional logarithmic formula,
192
+ and Ambro organized its discriminant and moduli parts birationally
193
+ \cite{FujinoMori,AmbroBoundary,AmbroModuli}.
194
+ Our use of this strategy requires an exact comparison on the fixed
195
+ original source. Section~\ref{setup:section} obtains it from the orders of relative
196
+ pluriforms. A sufficiently divisible pluricanonical system on $G$
197
+ is one-dimensional. Taking a root of its generator on a cyclic
198
+ cover gives a differential form, and the line it spans belongs to
199
+ the cohomology of that cover. Tensor descent and extension across
200
+ the boundary produce a rational line bundle $M$ on $W$.
201
+ The orders of the same form determine a boundary $T$ such that
202
+ \[
203
+ B(g,\Delta)\leq T\leq1,
204
+ \qquad
205
+ H^0\bigl(X,m(K_X+\Delta)\bigr)
206
+ \simeq H^0\bigl(W,m(K_W+T+M)\bigr)
207
+ \]
208
+ in sufficiently divisible degrees. The comparison also holds
209
+ relatively over $Y$. Thus $K_W+T+M$ is big on the
210
+ $k$-dimensional fibers of $h$.
211
+
212
+ Two inputs turn this fiberwise bigness into the required global
213
+ lower bound. The first concerns the line $M$: the period map,
214
+ which records how the Hodge structures of the covers vary, supplies
215
+ a second fibration $p:W\to S$, with $S$ smooth projective, and
216
+ a nef rational line bundle $P$ such that
217
+ \[
218
+ M=p^*P,\qquad K_S+aP\ \text{is big}
219
+ \]
220
+ for some positive rational $a$. The maps $h$ and $p$ have different
221
+ jobs, as Figure~\ref{fig:iitaka-period} shows. The second input is
222
+ log-general-type addition: a log canonical divisor that is big on
223
+ the fibers of $h$ has Kodaira dimension at least their dimension
224
+ plus the orbifold contribution of $Y$.
225
+
226
+ \input{figures/two-maps}
227
+
228
+ Section~\ref{addition:section} states both inputs precisely and proves the intervening
229
+ addition principle. Write $D_W=K_W+T$. For a fixed rational $c<1$
230
+ close to one, general-type addition gives sufficiently many ratios
231
+ of sections of $D_W+cM+\eta p^*A$, where $A$ is ample on $S$
232
+ and $\eta>0$ is rational. Weak positivity then supplies one fixed
233
+ section of $D_W+aM-\lambda p^*A$ for suitable $a>1$ and
234
+ $\lambda>0$. A positive rational combination cancels the ample
235
+ terms and gives coefficient one on $M$. Multiplication by powers
236
+ of that fixed section preserves the ratios of the first system.
237
+ This is an exact section argument; it requires neither abundance
238
+ of $P$ nor a limiting assertion for Kodaira dimensions.
239
+
240
+ The full proofs of the inputs follow this calculation.
241
+ Section~\ref{period:section} proves adjoint positivity of the Hodge line. It combines
242
+ the curvature and boundary theory of Griffiths, Schmid, and
243
+ Cattani--Kaplan--Schmid with a projective period quotient
244
+ \cite{GriffithsPeriodsIII,Schmid,CKS}.
245
+ The construction retains suitable rational adjoint factors of the
246
+ ambient integral variation, associated with its monodromy, from which
247
+ a positive power of the chosen line can be recovered. Their full
248
+ periods give the quotient, using Villadsen's class-$\mathcal C$
249
+ compactification theorem and the period-quotient approach of
250
+ Bakker--Brunebarbe--Tsimerman and Sommese; curvature and a volume
251
+ argument establish its projectivity
252
+ \cite{BakkerBrunebarbeTsimerman,SommesePeriodMapping,VilladsenHodgeKahler}.
253
+
254
+ On this quotient $S$, the retained full period map is generically
255
+ immersive, but the map remembering only the chosen line may have
256
+ smaller rank. Curvature identifies the latter rank with the numerical
257
+ dimension $\nu(P)$, measured by its nonzero intersection powers.
258
+ Let $D$ be the reduced boundary where the retained variation has
259
+ nonidentity local monodromy. Brunebarbe--Cadorel gives $K_S+D$ big
260
+ \cite{BrunebarbeCadorel}. Using Andr\'e's monodromy normality and
261
+ Bakker--Tsimerman's Ax--Schanuel theorem to analyze fibers of the
262
+ line map, the boundary argument proves
263
+ $\nu(P|_{D_i})<\nu(P)$ for every component $D_i$ of $D$, including
264
+ finite nonidentity monodromy
265
+ \cite{AndreMonodromy,BakkerTsimermanAxSchanuel}.
266
+ The boundary loss in the asymptotic section count consequently has
267
+ lower degree in the coefficient of $P$ than the available sections
268
+ on $S$. Lemma~\ref{period:subtract} turns this comparison into
269
+ bigness of $K_S+aP$.
270
+
271
+ Section~\ref{generaltype:section} proves log-general-type addition in class $\mathcal C$.
272
+ Kov\'acs--Patakfalvi's stable-family positivity applies to projective
273
+ families. We construct such an auxiliary family and descend its
274
+ relative sections to the original class-$\mathcal C$ base.
275
+ Fujino's weak positivity supplies the other direct-image input
276
+ used in Section~\ref{addition:section} \cite{KovacsPatakfalvi,FujinoWeakPositivity}.
277
+ Section~\ref{application:section} then returns once to the original fibration, applies the
278
+ addition principle to $(W,T,M)$, and derives the ordinary,
279
+ logarithmic, characteristic-zero, and core consequences. The core
280
+ and the relevant specialness of Kodaira-zero fibers are Campana's
281
+ constructions and results \cite{Campana2004,CampanaOrbifolds}.
282
+
283
+ \subsection{The reduced-boundary refinement}
284
+
285
+ For a rational boundary, the root form above spans one character
286
+ subspace of the cyclic cover's highest Hodge space; the whole
287
+ highest space can be larger. For projective reduced-boundary pairs
288
+ of logarithmic Kodaira dimension zero, Section~\ref{cyc:section} proves more:
289
+ the minimal root cover has a one-dimensional entire logarithmic
290
+ top-form space. Mixed-Hodge extension and semipositivity in the
291
+ forms of Fujino--Fujisawa control the coefficient-one boundary
292
+ \cite{FujinoFujisawa,FujinoFujisawaVMHS}.
293
+ We identify the resulting line with the moduli divisor in the
294
+ projective subpair setting of Bakker--Filipazzi--Mauri--Tsimerman
295
+ \cite[Theorem~6.28]{BFMT}. This identification does not use their
296
+ separate semiampleness theorem, whose hypotheses include
297
+ effectiveness over the generic point \cite[Theorem~1.5]{BFMT}.
298
+ Section~\ref{cyc:section} also gives the exact divisorial normalization.
299
+ Appendix~\ref{p1logcbfalt:section} collects complementary projective
300
+ calculations by valuations and toroidal models, together with the
301
+ comparison on higher models.
302
+
303
+ The logarithmic lower bound, adjoint positivity, and this
304
+ reduced-boundary refinement supply the stated inputs to the
305
+ whole-fiber-variation companion \cite{IitakaVariationCompanion}. The reverse-inequality companion
306
+ \cite{IitakaAdditivityCompanion} uses the lower bound only for additivity; its upper theorem has
307
+ additional smoothness hypotheses on all boundary strata.
308
+ Neither companion is used in the proof of Theorem~\ref{main:orbifold}.
309
+ The separate article on projective Hodge lines
310
+ \cite{IitakaProjectiveCompanion} gives a complete
311
+ ordinary proof through rationally polarized integral variations,
312
+ together with the distinct integral and analytic boundary arguments.
preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/models.tex ADDED
@@ -0,0 +1,364 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The relative Iitaka reduction and its Hodge line}
2
+ \label{setup:section}
3
+
4
+ The first task is to replace the fibers by their Iitaka images while
5
+ retaining every sufficiently divisible pluricanonical system. We first
6
+ fix the birational models on which divisorial order tests suffice. The
7
+ root form of a Kodaira-zero fiber will then provide a Hodge line and an
8
+ exact comparison of sections on the intermediate base.
9
+
10
+ We use additive notation for rational line bundles; equality of them
11
+ means equality in $\operatorname{Pic}\otimes\Q$. A rational line is
12
+ effective if a positive integral multiple has a nonzero section.
13
+ All degree assertions below are made after clearing denominators.
14
+ For a fibration $g:(Z,\Gamma)\to T$ and a very general smooth
15
+ fiber $F$, adjunction gives
16
+ \begin{equation}\label{setup:fiber-adjunction}
17
+ (K_Z+\Gamma)|_F=K_F+\Gamma|_F.
18
+ \end{equation}
19
+
20
+ \subsection{The fixed smooth models}
21
+
22
+ A smooth-base fibration $g:(Z,\Gamma)\to T$ is \emph{neat} if there is a
23
+ proper bimeromorphic orbifold morphism
24
+ $w:(Z,\Gamma)\to(Z_0,\Gamma_0)$ to a smooth pair, with
25
+ $w_*\Gamma=\Gamma_0$, such that every prime divisor sent by $g$ into
26
+ codimension at least two is also sent by $w$ into codimension at least
27
+ two. Campana's construction gives suitable neat models, model
28
+ independence, and the formula
29
+ \begin{equation}\label{setup:neat-formula}
30
+ \kappa(g\mid\Gamma)=\kappa\bigl(T,K_T+B(g,\Gamma)\bigr)
31
+ \quad\text{on a neat model}
32
+ \end{equation}
33
+ \cite[Definition~3.8, Proposition~3.10, Corollary~4.11, and
34
+ Remark~6.2]{CampanaOrbifolds}.
35
+ For the proof we only need the defining inequality, valid on every
36
+ allowed smooth model:
37
+ \begin{equation}\label{setup:base-comparison}
38
+ \kappa\bigl(T,K_T+B(g,\Gamma)\bigr)
39
+ \ \geq\ \kappa(g\mid\Gamma).
40
+ \end{equation}
41
+
42
+ \subsection{Reduced exceptional boundaries}
43
+
44
+ \begin{lemma}[Logarithmic modifications]\label{setup:log-modification}
45
+ Let $p:Z'\to Z$ be a proper bimeromorphic holomorphic map between smooth
46
+ compact manifolds. Suppose that $\Gamma$ has simple normal crossing
47
+ support and coefficients in $\Q\cap[0,1]$, and set
48
+ \[
49
+ \Gamma'=p_*^{-1}\Gamma+\operatorname{Exc}(p)_{\mathrm{red}}.
50
+ \]
51
+ Assume, after further resolution if necessary, that this boundary has
52
+ simple normal crossing support. There is an effective $p$-exceptional
53
+ rational divisor $A$ such that
54
+ \begin{equation}\label{setup:log-discrepancy}
55
+ K_{Z'}+\Gamma'=p^*(K_Z+\Gamma)+A.
56
+ \end{equation}
57
+ For every sufficiently divisible positive integer $m$, the natural
58
+ identification of meromorphic pluricanonical forms induces
59
+ \begin{equation}\label{setup:section-invariance}
60
+ p_*\mathcal O_{Z'}\bigl(m(K_{Z'}+\Gamma')\bigr)
61
+ =\mathcal O_Z\bigl(m(K_Z+\Gamma)\bigr).
62
+ \end{equation}
63
+ These identifications respect multiplication, so the divisible section
64
+ rings and their Iitaka dimensions agree. Moreover, $p$ satisfies
65
+ \eqref{setup:orbifold-morphism}.
66
+ \end{lemma}
67
+
68
+ \begin{proof}
69
+ The difference in \eqref{setup:log-discrepancy} is exceptional, since
70
+ $p$ is an isomorphism at the generic point of every target prime.
71
+ To compute its coefficient at an exceptional prime $E$, choose
72
+ compatible local canonical forms.
73
+ Near a general point of its center on $Z$, let $z_1,\ldots,z_n$ be
74
+ coordinates in which the boundary components containing that center are
75
+ $z_i=0$ for $1\leq i\leq r$, with coefficients $\gamma_i$.
76
+ Put $t_i=\ord_E(p^*z_i)$ and let $k_E$ be the order of the Jacobian of
77
+ $p$ along $E$. The pullback of
78
+ \[
79
+ \frac{dz_1}{z_1}\wedge\cdots\wedge\frac{dz_r}{z_r}
80
+ \wedge dz_{r+1}\wedge\cdots\wedge dz_n
81
+ \]
82
+ has at most a simple pole along $E$. Indeed, at a general smooth point of
83
+ $E$, each logarithmic factor has the form $t_i\,du/u$ plus a holomorphic
84
+ one-form, and a nonzero wedge product contains at most one factor
85
+ $du/u$. Consequently $k_E+1\geq\sum_i t_i$. The coefficient in question
86
+ is therefore
87
+ \[
88
+ k_E+1-\sum_i\gamma_i t_i
89
+ \ \geq\ \sum_i(1-\gamma_i)t_i\ \geq\ 0.
90
+ \]
91
+ For an effective integral exceptional divisor $mA$, normality of $Z$
92
+ gives $p_*\mathcal O_{Z'}(mA)=\mathcal O_Z$: a meromorphic function
93
+ with poles only on $mA$ descends outside the codimension-two exceptional
94
+ image and extends by Hartogs' theorem. The projection formula proves
95
+ \eqref{setup:section-invariance}, compatibly with products and ratios.
96
+
97
+ Finally, an exceptional prime has infinite boundary multiplicity.
98
+ A nonexceptional prime is a strict transform, with pullback order one
99
+ and unchanged coefficient. These two cases prove
100
+ \eqref{setup:orbifold-morphism}.
101
+ \end{proof}
102
+
103
+ \begin{corollary}[Descent across exceptional centers]
104
+ \label{setup:exceptional-descent}
105
+ In the situation of \Cref{setup:log-modification}, a meromorphic
106
+ $m$-pluricanonical form on $Z'$ satisfying the boundary bounds of
107
+ $m\Gamma'$ at every nonexceptional prime descends to a section of
108
+ $m(K_Z+\Gamma)$ whenever $m\Gamma$ and $m\Gamma'$ are integral.
109
+ The assertion also holds after tensoring by the pullback of a line
110
+ bundle on $Z$.
111
+ \end{corollary}
112
+
113
+ \begin{proof}
114
+ On the complement of the exceptional image the form is a holomorphic
115
+ section of the prescribed line bundle on $Z$: divisorial regularity
116
+ suffices on a smooth space. A local trivialization reduces extension
117
+ across the remaining codimension-two analytic subset to Hartogs'
118
+ extension theorem. The tensor-twisted assertion has the same proof.
119
+ \end{proof}
120
+
121
+ \begin{corollary}[Fibers, composition, and a fixed base]
122
+ \label{setup:modification-compatibility}
123
+ Let $p:(Z',\Gamma')\to(Z,\Gamma)$ be a modification with the boundary
124
+ rule of \Cref{setup:log-modification}. Then:
125
+ \begin{enumerate}[label=\textup{(\roman*)}]
126
+ \item If $p$ is a modification over a fixed base, it induces a
127
+ logarithmic modification on a very general smooth fiber. The log
128
+ Kodaira dimensions of the corresponding fibers agree.
129
+ \item A finite composition of such modifications again has boundary
130
+ equal to the strict transform of the initial boundary plus the reduced
131
+ exceptional divisor of the composite.
132
+ \item If $g:(Z,\Gamma)\to T$ has smooth base and $g'=g\circ p$, then
133
+ \begin{equation}\label{setup:fixed-base-boundary}
134
+ B(g',\Gamma')=B(g,\Gamma).
135
+ \end{equation}
136
+ \end{enumerate}
137
+ \end{corollary}
138
+
139
+ \begin{proof}
140
+ For (i), choose the parameter so that the relevant smoothness and
141
+ dimension statements hold for the finitely many exceptional components
142
+ and their images. A component dominating the base restricts to a
143
+ reduced divisor, and its exceptional image restricts to codimension at
144
+ least two. Components not dominating the base do not meet this fiber.
145
+ The restricted map has the same boundary rule, so
146
+ \Cref{setup:log-modification} applies on the fiber. For (ii), every
147
+ prime exceptional for the composite is either newly exceptional or the
148
+ transform of an earlier exceptional prime; in both cases its coefficient
149
+ is one.
150
+
151
+ For (iii), fix a prime $D\subset T$. Every old prime dominating $D$
152
+ has a strict transform, with the same pullback order and boundary
153
+ multiplicity. Every new prime in the minimum defining
154
+ $m(g',\Gamma';D)$ is exceptional for $p$, so its boundary multiplicity
155
+ is infinite. Adding these entries leaves the old minimum unchanged,
156
+ including when that minimum was already infinite.
157
+ \end{proof}
158
+
159
+ For choice independence in the singular-base definition, take a common
160
+ resolution of two chosen diagrams. Their induced source boundaries
161
+ coincide: old primes retain their coefficients and all primes exceptional
162
+ over the initial $X$ have coefficient one. The comparison maps satisfy
163
+ \Cref{setup:log-modification}, so the smooth fibrations are equivalent
164
+ and their total-space and very general fiber log Kodaira dimensions agree.
165
+
166
+ \subsection{Flattening relative to a fixed reference pair}
167
+
168
+ To compare forms over generic points of base divisors, we need control of
169
+ source divisors over higher codimension. Proper analytic flattening gives
170
+ a base modification whose strict transform is flat
171
+ \cite{HironakaFlattening,FujikiDouady}. Here the strict transform is the
172
+ closure of the original family over the isomorphism locus, with base
173
+ torsion removed. Further base change preserves flatness. We use only
174
+ the resulting equidimensionality before resolving this intermediate
175
+ source.
176
+
177
+ \begin{lemma}[Flattening and the exceptional reference]
178
+ \label{setup:flattening}
179
+ Let $g_0:(Z_0,\Gamma_0)\to T_0$ be a fibration from a smooth compact
180
+ pair with rational SNC boundary in $[0,1]$ to a smooth compact manifold.
181
+ There are a smooth-base modification
182
+ $q:T\to T_0$, a smooth-source modification $p:Z\to Z_0$, and a
183
+ fibration $g:Z\to T$ with $q\circ g=g_0\circ p$ such that, for
184
+ \[
185
+ \Gamma=p_*^{-1}\Gamma_0+\operatorname{Exc}(p)_{\mathrm{red}},
186
+ \]
187
+ the boundary has simple normal crossing support and every prime divisor
188
+ $E\subset Z$ satisfying $\operatorname{codim}_Tg(E)\geq2$ is
189
+ $p$-exceptional. In particular every such prime has coefficient one in
190
+ $\Gamma$, and the resulting fibration is neat with reference pair
191
+ $(Z_0,\Gamma_0)$.
192
+
193
+ One may resolve prescribed proper analytic bad loci on the base during
194
+ this construction. After any finite sequence of further base
195
+ modifications, one can choose dominating smooth source models for which
196
+ the same exceptional assertion holds with respect to the original
197
+ reference $Z_0$.
198
+ \end{lemma}
199
+
200
+ \begin{proof}
201
+ Flatten first, before resolving the source. After resolving the new base
202
+ by further base change, denote the equidimensional strict transform by
203
+ $\bar g:\bar Z\to T$, and its modification to $Z_0$ by $\bar p$.
204
+ Resolve $\bar Z$ and all boundary data, and write
205
+ \[
206
+ Z\xrightarrow{r}\bar Z\xrightarrow{\bar p}Z_0,
207
+ \qquad p=\bar p\circ r,
208
+ \qquad g=\bar g\circ r.
209
+ \]
210
+ Let $N=\dim Z_0$, $b=\dim T$, and $d=N-b$. If a prime $E$ on $Z$
211
+ has image contained in an analytic subset $C\subset T$ of codimension
212
+ at least two, equidimensionality gives
213
+ \[
214
+ \dim\bar g^{-1}(C)\leq\dim C+d\leq N-2.
215
+ \]
216
+ It follows that $r(E)$, and therefore also $p(E)$, has dimension at most
217
+ $N-2$. Thus $E$ is exceptional over $Z_0$. The boundary and
218
+ orbifold-morphism assertions follow from \Cref{setup:log-modification}.
219
+ The new map has connected general fiber.
220
+ Its Stein factorization has a finite bimeromorphic map to the normal
221
+ base $T$, which is an isomorphism, so all its fibers are connected.
222
+
223
+ For any further base modification $T'\to T$, pull back the flat
224
+ intermediate family and take a common resolution dominating the previous
225
+ smooth source. The same dimension estimate proves exceptionality over
226
+ $Z_0$. This includes principalizations of prescribed bad loci and their
227
+ SNC resolutions on the base. Iterating proves the persistence assertion;
228
+ \Cref{setup:modification-compatibility}\textup{(ii)} identifies the
229
+ stepwise boundary with that computed directly over $Z_0$.
230
+ \end{proof}
231
+
232
+ The resolution need not be flat: the conclusion we retain is
233
+ exceptionality over $Z_0$, which permits
234
+ \Cref{setup:exceptional-descent}.
235
+
236
+ All constructions remain available in Fujiki class $\mathcal C$.
237
+ A smooth compact member admits a compact K\"ahler modification
238
+ \cite[Theorems~0.7 and~3.4]{DemaillyPaun2004}. Starting with one for
239
+ $Z_0$, graph resolutions and principalizations by smooth-center blowups
240
+ give a K\"ahler dominating source. K\"ahlerness is preserved by these
241
+ projective modifications, and proper meromorphic images remain in
242
+ class $\mathcal C$ \cite[Lemmas~4.4 and~4.6\textup{(3)}]{FujikiDouady}.
243
+ Thus the bases also admit K\"ahler models. The preceding dimension
244
+ argument still refers to the original $Z_0$.
245
+
246
+ \subsection{Keeping the original base fixed}
247
+
248
+ \begin{corollary}[Simultaneous model control]\label{setup:simultaneous}
249
+ Suppose a smooth pair $(X_1,\Delta_1)$ has a fibration $f_1:X_1\to Y$
250
+ to a fixed smooth base, and every prime divisor contracted by $f_1$ into
251
+ codimension at least two has coefficient one in $\Delta_1$. Put
252
+ $C=B(f_1,\Delta_1)$. Let a factorization through another smooth compact
253
+ space be given, after an allowed source modification if necessary, by
254
+ \[
255
+ X_1\xrightarrow{g_1}W_1\xrightarrow{h_1}Y.
256
+ \]
257
+ Apply \Cref{setup:flattening} to $g_1$ and make any finite number of
258
+ subsequent modifications of $W_1$, always taking dominating smooth
259
+ source models with reduced added exceptional boundaries. The resulting
260
+ diagram $X\xrightarrow{g}W\xrightarrow{h}Y$, with source boundary
261
+ $\Delta$, can be chosen to have all the following properties:
262
+ \begin{enumerate}[label=\textup{(\roman*)}]
263
+ \item Every prime contracted by $g$ into codimension at least two is
264
+ exceptional over the chosen smooth reference source for $g_1$.
265
+ \item Every prime contracted by $f=h\circ g$ into codimension at least
266
+ two in $Y$ has coefficient one in $\Delta$.
267
+ \item $B(f,\Delta)=C$. In particular, for each prime $D\subset Y$ and
268
+ each prime $E\subset X$ dominating $D$,
269
+ \begin{equation}\label{setup:retained-multiplicity}
270
+ \ord_E(f^*D)\,m_\Delta(E)\geq m_C(D).
271
+ \end{equation}
272
+ \item The log Kodaira dimensions of the total source and of its very
273
+ general fibers over $Y$ are unchanged by these source modifications.
274
+ \end{enumerate}
275
+ The hypothesis on contracted divisors follows from
276
+ \Cref{setup:flattening}, applied to the original map to its resolved
277
+ base before fixing $Y$.
278
+ \end{corollary}
279
+
280
+ \begin{proof}
281
+ Assertion (i) is \Cref{setup:flattening}. For (ii), a source prime
282
+ is either newly exceptional, with coefficient one, or the strict
283
+ transform of an old prime with unchanged image in $Y$. The hypothesis
284
+ handles the latter case. Assertions (iii) and (iv) are
285
+ \Cref{setup:modification-compatibility};
286
+ \eqref{setup:retained-multiplicity} is the defining minimum for $C$.
287
+ Flattening the original map supplies the initial coefficient-one
288
+ condition by making its contracted primes exceptional.
289
+ \end{proof}
290
+
291
+ In applications we include the critical values and images of boundary
292
+ strata among the base bad loci, so that $C$ has SNC support. We then
293
+ fix $Y$ and use \Cref{setup:simultaneous} for changes of intermediate
294
+ bases.
295
+
296
+ \subsection{The relative Iitaka map}
297
+
298
+ \begin{lemma}[Relative Iitaka construction]
299
+ \label{application:relative-iitaka}
300
+ Let \(f:(X,\Delta)\to Y\) be a fibration between smooth compact
301
+ manifolds in Fujiki class \(\mathcal C\), with \(\Delta\) a rational
302
+ SNC boundary in \([0,1]\). Suppose that
303
+ \[
304
+ k=\kappa(F,K_F+\Delta_F)\geq 0
305
+ \]
306
+ on very general smooth fibers. After modifications of the source, adding
307
+ the reduced exceptional divisor to the strict transform of the boundary,
308
+ there is a factorization
309
+ \[
310
+ X\xrightarrow{g}W\xrightarrow{h}Y
311
+ \]
312
+ with smooth compact intermediate space in class \(\mathcal C\), both
313
+ maps proper with connected fibers, and
314
+ \[
315
+ \dim W_y=k,\qquad
316
+ \kappa(G,K_G+\Delta_G)=0
317
+ \]
318
+ for very general fibers of \(h\) and \(g\), respectively. The factorization
319
+ restricts to the log Iitaka fibration on very general \(f\)-fibers.
320
+ These properties persist on higher models obtained by the same rule for
321
+ the source boundary.
322
+ \end{lemma}
323
+
324
+ \begin{proof}
325
+ Consider all degrees clearing the denominators of \(\Delta\).
326
+ Their relative adjoint direct images are coherent. First shrink to
327
+ the dense analytic open where the map and boundary strata are smooth.
328
+ There the family and its adjoint line bundles are flat over the base;
329
+ generic constancy of the fiber section dimension permits cohomology
330
+ and base change \cite[\S7, nos.~4--6, S\"atze~3--5]{GrauertDirectImages},
331
+ with its corrigendum \cite{GrauertDirectImagesCorr}.
332
+ Together with the evaluation ranks this gives a dense analytic open
333
+ for each degree;
334
+ outside the resulting countable collection of exceptional sets, the
335
+ maximum image dimension is \(k\), attained in one fixed degree.
336
+
337
+ Choose a sufficiently divisible degree giving the stabilized maps,
338
+ resolve the relative meromorphic map to the projective bundle of its
339
+ direct image, and take Stein factorization onto the image. The Iitaka
340
+ fibration theorem for line bundles on compact complex spaces identifies
341
+ the resulting map on very general fibers
342
+ \cite[Chapter~II, \S5; Chapter~III, \S7]{UenoClassification}.
343
+ No finite generation is required. The image has relative dimension \(k\); its
344
+ Stein factor is in class \(\mathcal C\), being a proper image of a space
345
+ in that class. Resolve it and the resulting source map. Connectedness
346
+ of the fibers of \(h\) follows from that of \(f\), since their images
347
+ under \(g\) are precisely the fibers of \(h\).
348
+
349
+ The assertion that the restriction has Kodaira dimension zero concerns
350
+ the original line bundle. Its standard proof applies here: coherent
351
+ direct images on the projective Iitaka image acquire sections after an
352
+ ample twist. If the
353
+ restriction had positive Iitaka dimension, multiplying those sections
354
+ by powers of the defining system would enlarge the Iitaka image.
355
+ A nonzero defining section restricts nontrivially to a very general
356
+ Iitaka fiber, so the restriction has dimension exactly zero.
357
+
358
+ Apply this to the resolved log adjoint on a very general \(f\)-fiber.
359
+ Its divisible section ring is unchanged by
360
+ \Cref{setup:log-modification}, and adjunction identifies the restriction
361
+ with \(K_G+\Delta_G\). Further source modifications preserve the same
362
+ section ring, hence the relative Iitaka factorization and its asserted
363
+ fiber dimensions.
364
+ \end{proof}
preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/normalization.tex ADDED
@@ -0,0 +1,428 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Supplementary projective calculations}
2
+ \label{p1logcbfalt:section}
3
+
4
+ The reduced-boundary construction of Section~\ref{cyc:section} admits
5
+ complementary projective proofs and calculations. We first give
6
+ divisorial proofs of the section comparisons and recover the
7
+ fixed-source descent by extracting valuations on the base. The fixed
8
+ logarithmic zero divisor then gives another discrepancy-sheaf test,
9
+ and a toroidal calculation proves logarithmic extension of the root
10
+ form. The final subsection tracks the auxiliary subpair when the
11
+ minimum-rule divisor is recomputed on a higher base model. This last
12
+ operation is distinct from the prescribed boundary modification of
13
+ Lemma~\ref{lem:normalized-models}: its discriminant is recomputed,
14
+ rather than defined as the strict boundary plus the reduced exceptional
15
+ divisor. Throughout these calculations, modifications of the original
16
+ source carry strict boundary plus reduced exceptional boundary.
17
+
18
+ \subsection{Divisorial sections and relative Iitaka systems}
19
+
20
+ The following elementary comparisons fix the complete systems and the
21
+ original models used in the normalization. All varieties in this
22
+ subsection are projective over $\C$, all rational divisor degrees are
23
+ sufficiently divisible, and the very general fibers are taken integral.
24
+ The logarithmic modification identity, also with a pulled-back rational
25
+ twist, is \Cref{setup:log-modification}.
26
+
27
+ \begin{lemma}[Divisorial section test]\label{p1logcbfalt:section-test}
28
+ Let \(V\) be normal and \(D\) an integral Weil divisor. A rational section
29
+ belongs to \(H^0(V,D)\) if and only if it satisfies the corresponding order
30
+ inequality at every prime divisor of \(V\). If \(\pi:V'\to V\) is finite
31
+ surjective with \(V'\) normal and \(D\) is Cartier, this test on \(V'\) needs
32
+ only primes lying over prime divisors of \(V\). If \(\pi\) is Galois, then
33
+ \[
34
+ H^0(V',\pi^*D)^{\operatorname{Gal}(V'/V)}=H^0(V,D).
35
+ \]
36
+ \end{lemma}
37
+
38
+ \begin{proof}
39
+ The first assertion is the description of a rank-one reflexive sheaf as
40
+ the intersection of its lattices at codimension-one points. For a finite
41
+ morphism between normal varieties, a prime divisor upstairs lies over a
42
+ prime divisor downstairs. The last assertion follows from
43
+ \((\pi_*\cO_{V'})^{\operatorname{Gal}(V'/V)}=\cO_V\) and the projection
44
+ formula.
45
+ \end{proof}
46
+
47
+ \begin{lemma}[Finite pullback]\label{p1logcbfalt:finite}
48
+ If \(\pi:V'\to V\) is a dominant generically finite morphism of normal
49
+ projective varieties and \(D\) is a rational Cartier divisor on \(V\),
50
+ then
51
+ \[
52
+ \kappa(V',\pi^*D)=\kappa(V,D).
53
+ \]
54
+ If \(\kappa(V,D)=0\), every nonzero space \(H^0(V,mD)\) has dimension
55
+ one.
56
+ \end{lemma}
57
+
58
+ \begin{proof}
59
+ Stein factorization reduces the first assertion to a finite morphism,
60
+ since a proper birational morphism onto a normal variety has direct image
61
+ \(\cO_V\). After replacing \(D\) by a multiple, use the natural inclusion
62
+ of graded section rings
63
+ \[
64
+ R(V,D)\ \subseteq\ R(V',\pi^*D).
65
+ \]
66
+ Each homogeneous section upstairs is integral over the ring downstairs.
67
+ Indeed its monic characteristic polynomial in the finite function-field
68
+ extension has coefficients which are rational sections of the appropriate
69
+ multiples of \(D\); they are regular in the required lattices at every
70
+ prime divisor, and hence are global sections by
71
+ Lemma~\ref{p1logcbfalt:section-test}. Thus the two nonzero graded rings have the
72
+ same transcendence degree, which gives equality of Iitaka dimensions.
73
+ If the ring downstairs has no positive-degree section, the same norm
74
+ argument excludes one upstairs. Finally, two independent sections in one
75
+ degree have a nonconstant ratio and define a positive-dimensional
76
+ rational image. This proves the last assertion.
77
+ \end{proof}
78
+
79
+ \begin{lemma}[Logarithmic pullback]\label{p1logcbfalt:log-pullback}
80
+ Let \(\rho:V\to Y\) be a dominant generically finite morphism of smooth projective
81
+ varieties. Let \(D_Y\) be a reduced snc divisor, and let \(B\) be a
82
+ boundary on \(V\) satisfying \(B\ge(\rho^*D_Y)_{\red}\). Assume that the
83
+ boundary supports on the chosen models are snc. Then pullback of rational
84
+ pluricanonical forms gives
85
+ \[
86
+ H^0(Y,m(K_Y+D_Y))\ \longrightarrow\
87
+ H^0(V,m(K_V+B))
88
+ \]
89
+ injectively, for divisible \(m\).
90
+ \end{lemma}
91
+
92
+ \begin{proof}
93
+ A logarithmic differential on a smooth snc pair pulls back to a
94
+ logarithmic differential along the reduced inverse image. In local
95
+ coordinates this follows from
96
+ \(d(\rho^*z)/\rho^*z\), whose divisorial poles are simple. Taking top
97
+ exterior powers and then tensor powers proves the order inequalities.
98
+ Equivalently, at a prime of ramification index \(e\) over a boundary
99
+ component, the Jacobian contributes \(e-1\), and the coefficient-one
100
+ boundary supplies the remaining one. At exceptional-image primes the
101
+ same logarithmic differential calculation applies. Injectivity follows
102
+ from dominance and separability.
103
+ \end{proof}
104
+
105
+ \begin{lemma}[Relative Iitaka fibration]\label{p1logcbfalt:iitaka}
106
+ Let \(p:V\to B\) be a dominant projective morphism, with \(V\) smooth
107
+ projective, and let \(D\) be a rational divisor whose restriction to the
108
+ geometric generic fiber has Iitaka dimension \(k\ge0\). After birational
109
+ modifications there is a relative Iitaka fibration
110
+ \[
111
+ V'\xrightarrow{q}U\longrightarrow B
112
+ \]
113
+ in which \(q\) has geometrically connected generic fiber, such that
114
+ \[
115
+ \dim U-\dim B=k,\qquad
116
+ \kappa(G,D'|_G)=0
117
+ \]
118
+ for a very general fiber \(G\) of \(q\). Here \(D'=\mu^*D\), where
119
+ \(\mu:V'\to V\) is the modification. When \(D=K_V+B_V\), one may
120
+ instead take the full log divisor from Lemma~\ref{setup:log-modification}.
121
+
122
+ If \(D'=K_{V'}+B_{V'}\) and the models are log smooth, then
123
+ \(D'|_G\sim_{\Q}K_G+B_G\).
124
+ \end{lemma}
125
+
126
+ \begin{proof}
127
+ Apply the Iitaka fibration theorem over the function field of \(B\)
128
+ \cite[Section~6, Remark~1]{IitakaOriginal},
129
+ take the relative algebraic closure of its section field in \(\C(V)\),
130
+ and spread out. Resolve the resulting rational maps and take their
131
+ Stein factorizations. The dimension of the relative section field is
132
+ \(k\); the restriction of the full divisor to the Iitaka fiber has
133
+ Iitaka dimension zero by the Iitaka fibration theorem. For the logarithmic
134
+ replacement, the proof of Lemma~\ref{setup:log-modification} gives the sheaf identity
135
+ \[
136
+ \mu_*\cO_{V'}\bigl(m(K_{V'}+B_{V'})\bigr)
137
+ =\cO_V\bigl(m(K_V+B_V)\bigr)
138
+ \]
139
+ in every sufficiently divisible degree. Pushing to the original base
140
+ identifies the relative section systems, even if there are no global
141
+ sections. Apply the same full-divisor Iitaka theorem to the replacement
142
+ divisor; its relative section field identifies its fibration with the
143
+ one already constructed and gives the asserted Iitaka dimension zero
144
+ on the fiber.
145
+ Generic smoothness and adjunction give the last assertion.
146
+ The dimensions at very general complex fibers agree with the geometric
147
+ generic values: for each divisible degree use cohomology and base
148
+ change, and remove the union of the exceptional closed sets over the
149
+ countably many degrees.
150
+ \end{proof}
151
+
152
+ \begin{lemma}[Easy addition]\label{p1logcbfalt:easy-addition}
153
+ Let \(p:V\to B\) be dominant and projective, with \(V\) smooth projective
154
+ and integral very general fiber \(G\), and let \(D\) be a rational
155
+ divisor on \(V\). Then
156
+ \[
157
+ \kappa(V,D)\le \dim B+\kappa(G,D|_G).
158
+ \]
159
+ If \(D\) has a nonzero global section, its restriction to a general
160
+ fiber is nonzero.
161
+ \end{lemma}
162
+
163
+ \begin{proof}
164
+ A nonzero section cannot vanish identically on all fibers over a dense
165
+ open subset. For each divisible \(m\) with sections, let \(\phi_m\)
166
+ be its rational map. The image of \((p,\phi_m)\) has dimension at most
167
+ \(\dim B+\kappa(G,D|_G)\), and dominates the image of \(\phi_m\).
168
+ Taking the maximum over \(m\) proves the inequality. If the fiber term
169
+ is \(-\infty\), the last assertion implies that the total term is
170
+ \(-\infty\) as well.
171
+ \end{proof}
172
+
173
+ \subsection{Restricted valuations and the fixed original source}
174
+
175
+ Let $p:H\to I$ be a dominant morphism of smooth projective varieties,
176
+ and fix the model $H$. A divisorial valuation $v$ of $\C(H)$ whose
177
+ restriction to $\C(I)$ is nontrivial restricts to a positive integral
178
+ multiple of a divisorial valuation of $\C(I)$. To see this, put
179
+ $n=\dim H$, $m=\dim I$, and denote the restricted valuation by $w$.
180
+ The value groups have rational rank one with finite-index inclusion.
181
+ The relative residue-transcendence-degree inequality gives
182
+ \[
183
+ \operatorname{trdeg}_{\kappa(w)}\kappa(v)\le n-m.
184
+ \]
185
+ As $\operatorname{trdeg}_{\C}\kappa(v)=n-1$, this implies
186
+ $\operatorname{trdeg}_{\C}\kappa(w)\ge m-1$. The Abhyankar
187
+ inequality gives the reverse inequality. Thus $w$ is divisorial.
188
+ Finitely many such restrictions can be extracted on one smooth
189
+ projective birational model of $I$.
190
+
191
+ Only finitely many prime divisors of the fixed $H$ have image of
192
+ codimension at least two in $I$: they lie in the complement of a
193
+ locus where $p$ is smooth and are components of its divisorial part.
194
+ Extract their restrictions as above. Original horizontal primes
195
+ remain horizontal, while original vertical primes then have
196
+ divisorial centers on the prepared base. These centers remain
197
+ divisorial on higher base models. Hence on any subsequent commuting
198
+ birational diagram, a source prime whose base image still has
199
+ codimension at least two is exceptional over the fixed $H$.
200
+
201
+ For the rank-one section comparison, fix the original smooth pair
202
+ $(X,D_X)$, and let $X'\to X$ carry strict plus reduced exceptional
203
+ boundary $D'$. Let $x:X'\to W$ be the relative Iitaka fibration
204
+ on smooth projective models; its geometric generic fiber $(J,D_J)$
205
+ has logarithmic Kodaira dimension zero. Let $s$ be a nonzero
206
+ relative rational $p$-canonical form generating the degree-$p$
207
+ generic section space. For a source prime $E$, put
208
+ $d_E=\operatorname{coeff}_E D'$, and for a base prime $P$ define
209
+ \[
210
+ t_P=\min_{E\mapsto P}
211
+ \frac{p^{-1}\operatorname{ord}^{pK_{X'/W}}_E(s)+d_E}
212
+ {\operatorname{ord}_E(x^*P)},\qquad
213
+ T_W=\sum_Pt_PP.
214
+ \]
215
+ Here $T_W$ is the entire minimum-rule base term, before its division
216
+ into discriminant and moduli parts. In divisible degrees, division by
217
+ $s^{m/p}$ gives
218
+ \begin{equation}\label{p1logcbfalt:source-descent}
219
+ H^0\bigl(X',m(K_{X'}+D')\bigr)
220
+ \lhook\joinrel\longrightarrow
221
+ H^0\bigl(W,m(K_W+T_W)\bigr).
222
+ \end{equation}
223
+ Indeed, on the geometric generic fiber the section is a constant
224
+ multiple of $s^{m/p}$; connectedness identifies that coefficient
225
+ with a rational $m$-canonical form $\sigma$ on $W$. At a component
226
+ $E$ dominating $P$, write $\sigma$ in a nonvanishing local frame of
227
+ $mK_W$, and put $a_E=\operatorname{ord}_E(x^*P)$. Its logarithmic
228
+ regularity upstairs is equivalent to
229
+ \[
230
+ a_E\operatorname{ord}_P(\sigma)
231
+ +(m/p)\operatorname{ord}^{pK_{X'/W}}_E(s)+md_E\ge0.
232
+ \]
233
+ The inequalities for all components above $P$ are exactly
234
+ $\operatorname{ord}_P(\sigma)+mt_P\ge0$. Horizontal primes impose
235
+ no further condition because $s$ is an allowed generic logarithmic
236
+ pluriform. The same argument works over the generic point of the
237
+ original base $Y$. If the relative Iitaka dimension is $k$, then
238
+ $\dim(W/Y)=k$, so preservation of section ratios makes
239
+ $K_W+T_W$ big over $Y$.
240
+
241
+ For the converse, extract on $W$ the restrictions of all source
242
+ divisors with exceptional image that survive as divisors on the
243
+ original $X$. Resolve the induced diagram and recompute the minimum
244
+ rule. Every divisor of the original $X$ is now tested either by the
245
+ generic horizontal condition or by a base prime. A section on the
246
+ right of \eqref{p1logcbfalt:source-descent}, multiplied by $s^{m/p}$,
247
+ therefore satisfies the logarithmic order inequality at every
248
+ original source prime. Any remaining untested pole lies on a
249
+ divisor exceptional over $X$. The codimension-one criterion on the
250
+ normal original source gives a section of $m(K_X+D_X)$; later
251
+ models preserve this criterion. Conversely the logarithmic
252
+ modification identity recovers its section on $X'$. The
253
+ identifications respect powers and multiplication. Under these
254
+ identifications, corresponding section ratios agree after pullback by
255
+ $x:X'\to W$. Their section fields and rational-map image dimensions
256
+ therefore agree.
257
+
258
+ \subsection{The fixed zero divisor and the discrepancy-sheaf test}
259
+
260
+ In the notation of Lemma~\ref{lem:reduced-cyclic-top}, the rational
261
+ divisor $Z=E/p$ is independent of the chosen nonzero logarithmic
262
+ pluriform and its degree. Indeed, if $\omega_m$ is a nonzero section
263
+ in another degree $m$, the degree-$mp$ sections $\omega_m^p$ and
264
+ $\omega^m$ are proportional, since that section space is
265
+ one-dimensional. Consequently
266
+ \[
267
+ p\bigl(\operatorname{div}(\omega_m)+mD\bigr)=mE.
268
+ \]
269
+ The least positive integer trivializing $K_J+D-Z$ is also $p$.
270
+ Writing $\omega=b\eta^{\otimes p}$ in a rational canonical frame
271
+ gives $p(K_J+D-Z)=-\operatorname{div}(b)$. Conversely, a
272
+ trivialization of $r(K_J+D-Z)$ gives a rational $r$-canonical form
273
+ whose logarithmic zero divisor is $rZ\ge0$, hence a nonzero
274
+ logarithmic pluriform of degree $r$. Minimality gives $r\ge p$.
275
+
276
+ Here is a second way to check the generic discrepancy-sheaf rank
277
+ condition in Corollary~\ref{cor:reduced-integral-moduli}. Take a log
278
+ resolution $J'\to J$, let $D_{J'}$ be the strict boundary plus the
279
+ reduced exceptional divisor, and put
280
+ \[
281
+ E_{J'}=\operatorname{div}(\omega|_{J'})+pD_{J'}\ge0.
282
+ \]
283
+ The crepant transform of the auxiliary generic subboundary is
284
+ $D_{J'}-E_{J'}/p$. Its coefficients are at most one. If $A^*$ is
285
+ the discrepancy b-divisor with coefficient $-1$ replaced by zero,
286
+ the rounded trace is effective, and a positive coefficient can
287
+ occur only on $\operatorname{Supp}E_{J'}$. Coefficientwise,
288
+ \[
289
+ 0\le \lceil A^*\rceil_{J'}
290
+ \le\lceil E_{J'}/p\rceil\le E_{J'}.
291
+ \]
292
+ The first inequality uses the omission of discrepancy $-1$.
293
+ Logarithmic birational invariance gives $\kappa(E_{J'})=0$.
294
+ The associated space of rational functions therefore has dimension
295
+ at most one and contains the constants. This proves rank one on
296
+ every sufficiently high resolution, including when the auxiliary
297
+ subboundary has negative coefficients.
298
+
299
+ \subsection{A toroidal proof of logarithmic extension}
300
+
301
+ The extension part of Lemma~\ref{lem:reduced-cyclic-top} also has a
302
+ direct coordinate proof on a toroidal resolution of the SNC
303
+ cyclic-cover construction. First resolve the supports on $J$,
304
+ retaining strict plus reduced exceptional logarithmic boundary.
305
+ The minimal index and the fixed-zero assertions are unchanged.
306
+ In a local SNC chart write
307
+ \[
308
+ \omega=\varepsilon\prod_i z_i^{a_i-pd_i}
309
+ (dz_1\wedge\cdots\wedge dz_r)^{\otimes p},
310
+ \qquad a_i\ge0,\quad d_i\in\{0,1\},
311
+ \]
312
+ where $\varepsilon$ is a unit. Include all coordinates; outside
313
+ $D+\operatorname{Supp}E$ put $d_i=a_i=0$. After a local unramified
314
+ change the unit has a root and contributes no divisorial order.
315
+ Let $v$ be a toroidal prime on the resolved root cover, and put
316
+ $n_i=v(z_i)\ge0$. The nonzero ray defining this prime has at least
317
+ one positive $n_i$. Rewriting with logarithmic differentials gives
318
+ \begin{equation}\label{p1logcbfalt:toroidal-root-order}
319
+ \operatorname{ord}_v(\Omega)
320
+ =\sum_i n_i\left(1-d_i+\frac{a_i}{p}\right)-1.
321
+ \end{equation}
322
+ The logarithmic volume form has order $-1$ along a toroidal prime,
323
+ and the change of torus lattice multiplies it by a nonzero constant.
324
+ Every coefficient in the sum is nonnegative. It vanishes exactly
325
+ when $d_i=1$ and $a_i=0$, namely along the coefficient-one pole
326
+ boundary of the auxiliary subpair.
327
+
328
+ If $v$ is outside the inverse image of this pole boundary, then
329
+ $n_i=0$ for each such zero coefficient. Some remaining $n_i$ is
330
+ positive, so the sum in \eqref{p1logcbfalt:toroidal-root-order} is
331
+ strictly positive. The order of the rational top form $\Omega$ is
332
+ integral, so that positive sum is at least one, giving regularity.
333
+ On the inverse pole boundary the nonnegative sum gives order at
334
+ least $-1$. Primes in the smooth unramified locus have the
335
+ regularity already checked on the finite normalization. Thus
336
+ $\Omega$ extends as a top form with logarithmic poles allowed only
337
+ along the inverse pole boundary. This provides the coordinate
338
+ alternative to the discrepancy-scaling proof.
339
+
340
+ \subsection{The normalized discriminant on higher models}
341
+
342
+ Let $x:X'\to W$ and $D'$ be the projective reduced-boundary
343
+ data of Lemma~\ref{lem:rankone-normalization}. Write $s$ for its
344
+ relative rational $p$-canonical generator, and set
345
+ \[
346
+ t_P=\min_{E\mapsto P}
347
+ \frac{p^{-1}\operatorname{ord}^{pK_{X'/W}}_E(s)+d_E}
348
+ {\operatorname{ord}_E(x^*P)},\qquad
349
+ T_W=\sum_Pt_PP,
350
+ \]
351
+ \[
352
+ \Delta_0=-p^{-1}\operatorname{div}_{K_{X'/W}}(s),
353
+ \qquad \Delta=\Delta_0+x^*T_W.
354
+ \]
355
+ In this subsection $T_W$ denotes the entire minimum-rule base
356
+ term, before its decomposition into discriminant and moduli parts;
357
+ the boundary denoted $T$ in Section~\ref{rankone:section} is the
358
+ discriminant part. We have
359
+ $K_{X'}+\Delta\sim_{\Q}x^*(K_W+T_W)$.
360
+ The auxiliary divisor is required to be sub-lc over the generic
361
+ point of $W$. Its coefficients at source divisors with image of
362
+ codimension at least two are not asserted to be at most one.
363
+
364
+ For a prime $P\subset W$, let
365
+ \[
366
+ c_P=\operatorname{lct}_{\eta_P}(X',\Delta;x^*P),
367
+ \qquad b_P=1-c_P,
368
+ \qquad B_W=\sum_Pb_PP.
369
+ \]
370
+ Over the generic point of $P$ the minimum rule gives
371
+ $\Delta\le D'$, including the horizontal divisors. Log canonicity
372
+ therefore gives $c_P\ge0$. A component $E$ attaining the minimum
373
+ has coefficient exactly $d_E\in\{0,1\}$ in $\Delta$, and hence
374
+ \[
375
+ c_P\le\frac{1-d_E}{\operatorname{ord}_E(x^*P)}\le1.
376
+ \]
377
+ It follows that $0\le B_W\le1$. If $P$ lies in a required inverse
378
+ boundary from a base $Y$, all components over $P$ have $d_E=1$,
379
+ so $c_P=0$ and $b_P=1$.
380
+
381
+ For the exact model comparison, let $\beta:W_1\to W_0$ be a
382
+ higher smooth base model and let $\pi:X_1\to X_0$ resolve the
383
+ induced diagram, with $x_i:X_i\to W_i$. Choose compatible
384
+ rational top forms for the canonical divisors. First form the
385
+ crepant transform
386
+ \[
387
+ K_{X_1}+\Delta_{\mathrm{crepant}}
388
+ =\pi^*(K_{X_0}+\Delta_{\mathrm{old}}).
389
+ \]
390
+ Using the new logarithmic boundary and the same relative
391
+ trivialization $s$, recompute the minimum-rule divisor $T_{W_1}$
392
+ and the normalized auxiliary divisor $\Delta_{\mathrm{new}}$.
393
+ Comparison of their definitions gives
394
+ \begin{equation}\label{p1logcbfalt:model-twist}
395
+ \begin{split}
396
+ Q&=K_{W_1}+T_{W_1}-\beta^*(K_{W_0}+T_{W_0}),\\
397
+ \Delta_{\mathrm{new}}
398
+ &=\Delta_{\mathrm{crepant}}+x_1^*Q.
399
+ \end{split}
400
+ \end{equation}
401
+ Thus the twist includes the canonical discrepancy of the base.
402
+ Adding $x^*Q$ lowers the threshold at $P$ by
403
+ $\operatorname{coeff}_P Q$, adding $Q$ both to the discriminant
404
+ and to the total base term. It leaves the moduli part unchanged.
405
+ Birational pullback of the lc-trivial fibration also preserves its
406
+ moduli b-divisor; these compatibilities agree with the Hodge
407
+ extension description in \cite[Remarks~6.22 and~6.25]{BFMT}.
408
+
409
+ Resolve the finite supports on $W$ and resolve the induced source
410
+ diagram. At an unchanged codimension-one point, logarithmic forms
411
+ satisfying the old tests remain logarithmic on the source
412
+ resolution, while the strict old minimizing components persist.
413
+ Thus the minimum and discriminant trace there are unchanged.
414
+ New support is contained in the base-exceptional divisor. Its union
415
+ with the old strict support is SNC on the chosen resolution;
416
+ recomputing and applying the preceding coefficient argument yields
417
+ an effective SNC discriminant with the same coefficient-one inverse
418
+ boundary and the same moduli b-divisor.
419
+
420
+ Finally, if $m=ap$ and $s_m=c s^a$ on the generic fiber, with
421
+ $c\in\C(W)^*$, the minimum construction gives
422
+ \[
423
+ T_W(s_m)=T_W(s)+m^{-1}\operatorname{div}(c).
424
+ \]
425
+ The two occurrences of $\operatorname{div}(c)$ cancel in the
426
+ definition of the normalized auxiliary subpair. It is unchanged.
427
+ The minimal-index cover is therefore compatible with all common
428
+ divisible degrees used for section descent.
preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/period-positivity.tex ADDED
@@ -0,0 +1,923 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Adjoint positivity of an extreme Hodge line}
2
+ \label{period:section}
3
+
4
+ The relative canonical bundle calculation gives a line in the highest
5
+ nonzero Hodge filtration step of one complex summand. Its curvature
6
+ is semipositive, but this alone does not compare it with a canonical
7
+ bundle. We construct a projective quotient on which the line descends
8
+ and prove that adding a positive multiple of it makes the canonical
9
+ class big.
10
+
11
+ Here an \emph{extreme Hodge line} means the rank-one highest nonzero
12
+ filtration step of a complex Hodge direct summand. An integral
13
+ structure is a lattice in the ambient real local system. The chosen
14
+ summand need not be rational, and the ambient real polarization need
15
+ not be rational either.
16
+
17
+ The \emph{parabolic extension} is obtained by local power substitutions
18
+ that make boundary monodromy unipotent, followed by Schmid extension
19
+ and descent with rational weights. The monodromy theorem gives
20
+ rational weights in the integral case. When the local monodromy has
21
+ a finite part, these weights are essential. We first resolve any
22
+ compactification whose boundary is not simple normal crossing.
23
+ Unipotent extension commutes with pullback, so the same is true of
24
+ the parabolic rational line after the power substitutions; see
25
+ \cite{Schmid,CKS} and \cite[Lemma~5.6]{BFMT}. We use version~2
26
+ of \cite{BFMT} throughout.
27
+
28
+
29
+ We prove the adjoint-positivity theorem stated as
30
+ \Cref{period:adjoint}. The line in that statement is allowed to be a
31
+ complex character line inside an integral ambient variation.
32
+
33
+ There are two maps in the proof. In a flat trivialization the
34
+ \emph{line map} records only the chosen highest line; the \emph{period
35
+ map} records all Hodge filtration steps. Their ranks can differ.
36
+ Curvature identifies the numerical dimension of the line with the
37
+ rank of the first map. We use the full periods of suitable rational
38
+ adjoint factors to construct the projective quotient. On that
39
+ quotient, logarithmic general type gives a big canonical class with
40
+ boundary. The remaining argument proves that the line loses numerical
41
+ rank on each marked boundary component, so a section count removes
42
+ the boundary after adding a multiple of the line.
43
+
44
+ \subsection{Curvature, numerical dimension, and the boundary}
45
+
46
+ We first relate the curvature on the open set to intersection numbers
47
+ on the compactification. For a nef rational line bundle $A$ on a compact
48
+ Kähler $n$-fold, we use
49
+ \[
50
+ \nu(A)=\max\{k:c_1(A)^k\cdot[\omega]^{n-k}>0\},
51
+ \]
52
+ where $\omega$ is any Kähler form. On a projective manifold this is
53
+ the usual numerical dimension.
54
+
55
+ \begin{lemma}[Curvature and numerical dimension]
56
+ \label{period:numerics}
57
+ Let $T$ be a smooth compact Kähler manifold, let $E\subset T$ be a
58
+ simple normal crossing divisor, and let $A$ be the parabolic extension
59
+ of the rank-one highest step of a polarizable pure complex variation on
60
+ $T\setminus E$ with quasi-unipotent local monodromy. Then $A$ is nef.
61
+ Its numerical dimension equals the generic rank of the map that
62
+ remembers this line in a flat trivialization.
63
+
64
+ The corresponding assertion for the Griffiths line, the tensor product
65
+ of the determinants of the Hodge filtration steps, uses the full period
66
+ map. In particular, its rational extension is big if the full period
67
+ map is generically immersive.
68
+ \end{lemma}
69
+
70
+ The curvature-and-volume argument is closely related to the proofs of
71
+ \cite[Lemmas~6.15 and~6.17]{BakkerBrunebarbeTsimerman}; here we need
72
+ all mixed intersection numbers, since the chosen line need not be big.
73
+
74
+ \begin{proof}
75
+ We may check the assertions after a finite cover and resolution on
76
+ which local monodromy is unipotent. This does not require an integral
77
+ lattice. Indeed, $\pi_1(T\setminus E)$ is finitely generated. Put
78
+ the entries of finitely many monodromy generators and their inverses
79
+ in a finitely generated $\Z$-algebra $R\subset\C$. Adjoin the
80
+ finite group of roots of unity generated by the eigenvalues of the
81
+ finitely many boundary monodromies, and invert every difference
82
+ $\zeta-1$ for a nonidentity element of this group. Reduction at a
83
+ maximal ideal with finite residue field gives a finite-index normal
84
+ congruence subgroup. Every element of a local boundary monodromy
85
+ group that lies in this subgroup is unipotent: its eigenvalues
86
+ belong to that finite group and reduce to one, so the inverted
87
+ differences force them to equal one. This also applies to products
88
+ of commuting boundary monodromies at crossings. The corresponding finite cover extends
89
+ over the compactification, and a Kähler resolution gives the desired
90
+ unipotent model; see \cite[Lemma~2.21]{VilladsenHodgeKahler}.
91
+ These covers preserve nefness, numerical dimension, and bigness of
92
+ the rational line. Let $h$ be its Hodge metric and $\Theta$ its curvature
93
+ on $T\setminus E$, normalized to represent $c_1(A)$. Griffiths'
94
+ curvature formula gives $\Theta\geq0$; its rank is the rank of the
95
+ line map, since its value on a tangent vector is the squared norm of
96
+ the second fundamental form of the highest step. The same formula
97
+ for the Griffiths line detects the differential of the full period
98
+ map.
99
+
100
+ The Hodge norm estimates in extending frames give, in boundary
101
+ coordinates $t_1,\ldots,t_k$, weights whose absolute values are bounded
102
+ by
103
+ \begin{equation}
104
+ \label{period:loglog}
105
+ C\left(1+\sum_{j=1}^k
106
+ \log(-\log|t_j|)\right).
107
+ \end{equation}
108
+ The semipositive metric therefore extends as a positive current in
109
+ $c_1(A)$ with zero Lelong numbers. Regularization of positive
110
+ currents then gives nefness; see
111
+ \cite[Corollary~6.4]{DemaillyRegularization}.
112
+ This extends the nefness argument of \cite[Lemma~2.16(1)]{BFMT}
113
+ from a proper log smooth algebraic space to the present compact
114
+ Kähler setting.
115
+
116
+ To identify numerical dimension, we must also show that no
117
+ intersection mass is lost at $E$. Write $\alpha=c_1(A)$ and fix
118
+ $\varepsilon>0$. Since $\alpha$ is nef, $\alpha+\varepsilon[\omega]$
119
+ has a smooth Kähler representative
120
+ $\theta_\varepsilon$. Write
121
+ \[
122
+ \Theta+\varepsilon\omega=\theta_\varepsilon+\ddc u,
123
+ \qquad \ddc=\frac{\sqrt{-1}}{2\pi}\partial\bar\partial.
124
+ \]
125
+ The global potential $u$ satisfies the local bounds
126
+ \eqref{period:loglog}. Put $n=\dim T$. If $E$ is empty, the potential
127
+ is smooth and there is no lost mass. Otherwise write
128
+ $E=E_1+\cdots+E_N$ and choose smooth divisor metrics, with defining
129
+ sections $s_j$, such that
130
+ \[
131
+ u_j=-\log|s_j|^2,\qquad
132
+ \ddc(-u_j)=[E_j]-\eta_j,
133
+ \]
134
+ where the $\eta_j$ are smooth curvature forms. Choose $c>0$ with
135
+ $c\eta_j\leq\theta_\varepsilon$ for all $j$, and rescale the metrics
136
+ so that $cu_j\geq1$. Then $\phi_j=-cu_j$ is
137
+ $\theta_\varepsilon$-plurisubharmonic and $\phi_j\leq-1$.
138
+ For any fixed $0<b<1$, the attenuation theorem
139
+ \cite[Example~2.14]{GuedjZeriahiEnergy} gives
140
+ \[
141
+ \psi_j=-(-\phi_j)^b=-c^bu_j^b
142
+ \]
143
+ with full Monge--Amp\`ere mass in the K\"ahler class
144
+ $[\theta_\varepsilon]$. The full-mass class is convex and contains
145
+ the zero potential \cite[Proposition~1.6]{GuedjZeriahiEnergy}.
146
+ Thus, for $0<\delta\leq c^b/N$, the potential
147
+ \begin{equation}\label{period:barrier}
148
+ v=-\delta\sum_{j=1}^N u_j^b
149
+ =\sum_{j=1}^N\frac{\delta}{c^b}\psi_j
150
+ +\left(1-\frac{N\delta}{c^b}\right)0
151
+ \end{equation}
152
+ is $\theta_\varepsilon$-plurisubharmonic and has full mass. A positive power grows
153
+ faster than a logarithm, so \eqref{period:loglog} implies
154
+ $v-C\leq u$ globally for some constant $C$.
155
+ Full mass is preserved on passing to less singular potentials
156
+ \cite[Propositions~2.11(i) and~2.14(i)]{BEGZ}. Hence $u$ has full mass.
157
+ The non-pluripolar measure gives no mass to the analytic set $E$ and
158
+ agrees with the smooth wedge product on its complement. Consequently
159
+ \[
160
+ \int_{T\setminus E}(\Theta+\varepsilon\omega)^n
161
+ =(\alpha+\varepsilon[\omega])^n.
162
+ \]
163
+ Expand both sides as polynomials in $\varepsilon$. Their coefficients
164
+ are finite, since all summands on the left are nonnegative. Equality
165
+ for all $\varepsilon>0$ gives
166
+ \begin{equation}
167
+ \label{period:masses}
168
+ \int_{T\setminus E}\Theta^k\wedge\omega^{n-k}
169
+ =\alpha^k\cdot[\omega]^{n-k}
170
+ \qquad(0\leq k\leq n).
171
+ \end{equation}
172
+ If the generic curvature rank is $r$, the left side is positive for
173
+ $k\leq r$ and zero for $k>r$. This proves the numerical assertion.
174
+ For an immersive Griffiths line the top integral is positive, and
175
+ the volume criterion for a positive current on a compact Kähler
176
+ manifold gives bigness; see \cite{BoucksomVolume}.
177
+ \end{proof}
178
+
179
+ \begin{lemma}[Restriction to a boundary component]
180
+ \label{period:boundary}
181
+ In the unipotent case of \Cref{period:numerics}, let $E_i$ be a smooth
182
+ boundary component and $N_i$ its monodromy logarithm. On the open
183
+ stratum of $E_i$, the limiting highest line occurs in a unique weight
184
+ grade of the limiting mixed variation. The restriction $A|_{E_i}$
185
+ is the Schmid extension, across the remaining boundary of $E_i$, of
186
+ that graded Hodge line. Its numerical dimension is therefore the
187
+ generic rank of the graded line map.
188
+ \end{lemma}
189
+
190
+ \begin{proof}
191
+ The extended filtration and $W(N_i)$ give the limiting mixed
192
+ variation along the open stratum. Since the highest step has rank
193
+ one, exactly one weight grade contains it. Changes of the normal
194
+ parameter act by $\exp(cN_i)$ and act trivially on the associated
195
+ graded. At a further crossing the relative monodromy filtration
196
+ identifies the extension of this graded variation with the graded
197
+ of the original extending filtration. Thus the identification holds
198
+ on the entire component.
199
+ For log smooth algebraic spaces it is stated in
200
+ \cite[\S2.5.3 and Lemma~2.16(3)]{BFMT}; its local proof uses the
201
+ multivariable nilpotent orbit theorem \cite{CKS} and applies here
202
+ as well. The filtrations and strictness also restrict to a complex
203
+ summand. Apply \Cref{period:numerics} on $E_i$.
204
+ \end{proof}
205
+
206
+ \subsection{Rational adjoint periods and descent of the line}
207
+
208
+ The period-quotient construction requires discrete monodromy. A
209
+ projection to one complex factor need not retain it. We therefore
210
+ construct a rationally polarized adjoint variation from the ambient
211
+ integral local system and keep whole rational factors. A tensor
212
+ construction then recovers a positive power of the original line,
213
+ including its scalar monodromy.
214
+
215
+ \begin{lemma}[Rational adjoint reduction]
216
+ \label{period:adjoint-reduction}
217
+ In the setting of \Cref{period:adjoint}, let $G$ be the identity
218
+ component of the rational Zariski closure of monodromy. Then $G$ is
219
+ semisimple. Its adjoint local system is a rationally polarized
220
+ integral variation of weight zero.
221
+
222
+ There is a monodromy-invariant collection of rational simple adjoint
223
+ factors, each containing a complex factor acting nontrivially on the
224
+ highest-line orbit, with the following properties. The resulting
225
+ adjoint variation $\mathbb A$ has discrete integral monodromy. After a
226
+ positive power and up to a constant one-dimensional complex Hodge
227
+ shift, the original line is the highest line of a complex
228
+ subvariation of a tensor construction on $\mathbb A$. On a finite
229
+ cover preserving the factors, that line splits into the tensor
230
+ product of the highest lines belonging to the individual complex
231
+ factors. All these highest steps have rank one.
232
+ \end{lemma}
233
+
234
+ \begin{proof}
235
+ Semisimplicity and the theorem of the fixed part hold for polarizable
236
+ real and complex variations on a Zariski open subset of a compact
237
+ Kähler manifold. We may use a Kähler modification of $B$ to apply
238
+ them; see \cite[Lemma~2.3 and its proof]{PopaSchnellKahler} and
239
+ \cite[Theorem~3 and Remark~4]{BakkerMatsushita}. Thus the algebraic
240
+ monodromy group is reductive. Pass temporarily to a finite cover
241
+ on which it is connected. The irreducible complex constituents of
242
+ the local system carry polarizable complex variations. They can be
243
+ defined over a number field: the representation is rational and its
244
+ algebraic monodromy is reductive. The determinant of each constituent
245
+ is unitary, as are all its algebraic conjugates, which are again
246
+ constituents of the rational representation. Its monodromy values
247
+ are algebraic units by the integral lattice. Kronecker's theorem
248
+ makes these values roots of unity in a fixed number field, hence
249
+ makes the determinant character finite. It is consequently trivial
250
+ on $G$. This is Deligne's finite-determinant argument; its classical
251
+ algebraic formulation is \cite[Corollary~4.2.8(iii)(b)]{DeligneHodgeII}.
252
+ The connected center of $G$ acts by scalar characters on
253
+ the irreducible constituents; their determinants detect these
254
+ characters. Since the original representation is faithful, this
255
+ connected center is trivial. Therefore $G$ is semisimple.
256
+
257
+ We next equip the monodromy Lie algebra with a rational polarization.
258
+ In every tensor construction,
259
+ the subspace of $G$-invariant tensors is the fixed part and has a
260
+ constant Hodge structure. In a flat trivialization the Hodge circles
261
+ $h_x$ and $h_{x_0}$ therefore induce exactly the same linear operator
262
+ on each such subspace at each parameter $z\in S^1$. Reductivity
263
+ identifies $G$ with the pointwise stabilizer of all its invariant
264
+ tensors. The circles preserve these subspaces, so normalize $G$,
265
+ and the equality of their actions gives
266
+ \[
267
+ h_x(z)h_{x_0}(z)^{-1}\in G(\R).
268
+ \]
269
+ Here is a direct local conjugacy argument. Along a smooth path in
270
+ the base, write $a_t=\operatorname{Ad}\circ h_t:S^1\to G^{\rm ad}(\R)$
271
+ and $u_t(z)=(\partial_t a_t(z))a_t(z)^{-1}$. Differentiating the
272
+ homomorphism identity gives
273
+ \[
274
+ u_t(zz')=u_t(z)+\operatorname{Ad}(a_t(z))u_t(z').
275
+ \]
276
+ Normalized Haar averaging, with $X_t=\int_{S^1}u_t(z')\,dz'$, yields
277
+ $u_t(z)=X_t-\operatorname{Ad}(a_t(z))X_t$. The solution of
278
+ $g_t'g_t^{-1}=X_t$, $g_0=1$, therefore gives
279
+ $a_t=g_ta_0g_t^{-1}$. Lift this path through the central isogeny
280
+ $G(\R)^+\to G^{\rm ad}(\R)^+$. The ratio of $h_t$ and
281
+ $g_th_0g_t^{-1}$ lies in $G(\R)$ by the invariant-tensor equality,
282
+ and centralizes $G$ by the equality of their adjoint actions.
283
+ It lies in the finite center of $G$; continuity in the circle
284
+ parameter makes it the identity. Thus $h_t=g_th_0g_t^{-1}$,
285
+ proving that the lifted period map lies in a single
286
+ $G(\R)^+$-orbit.
287
+
288
+ It follows that $\mathfrak g_{\Q}=\operatorname{Lie}(G)$ is a Hodge
289
+ sub-local system of $\End(\mathbb V_{\Q})$, with its weight-zero
290
+ grading. The Weil involution $\theta$ preserves $\mathfrak g_{\R}$
291
+ and is the restriction of the Cartan involution of the real
292
+ polarization isometry group. To check the restriction, use the
293
+ positive Hodge metric: on its Lie algebra $\theta(X)=-X^*$.
294
+ If $\mathfrak g_{\R}=\mathfrak k\oplus\mathfrak p$ is its
295
+ eigenspace decomposition, then $\mathfrak k\oplus i\mathfrak p$
296
+ is a compact real form of $\mathfrak g_{\C}$, represented by
297
+ skew-Hermitian endomorphisms. Thus
298
+ $-B_{\mathfrak g}(X,\theta X)$ is positive definite, proving that
299
+ $\theta$ is Cartan on $\mathfrak g_{\R}$. The appropriately
300
+ signed Killing form therefore polarizes this weight-zero variation.
301
+ The form is rational. Moreover
302
+ \[
303
+ \mathfrak g_{\Q}\cap\End(\mathbb V_{\Z})
304
+ \]
305
+ is a monodromy-invariant lattice. This gives the rationally polarized
306
+ integral adjoint variation.
307
+
308
+ Let $\ell$ be the highest line at a reference point of the chosen
309
+ complex summand. The non-lowering parabolic of the Hodge grading
310
+ preserves $\ell$, so a Borel subgroup preserves it. Its closed orbit
311
+ \[
312
+ J=G_{\C}\ell
313
+ \]
314
+ is a flag variety, a product of flag varieties for the complex simple
315
+ factors. The span $W$ of this orbit is irreducible. Indeed, in a
316
+ semisimple decomposition of the representation, the nonzero
317
+ components of a Borel-eigenline all have the same highest weight;
318
+ their span is a single diagonal copy of that irreducible
319
+ representation. The line is its unique highest Hodge step. Indeed, at every point
320
+ the Hodge circle normalizes $G$ and preserves the highest line there;
321
+ it consequently preserves the span of its $G_{\C}$-orbit. Thus $W$
322
+ is a Hodge subvariation. The lifted line map takes values in $J$,
323
+ and the original line is the pullback of the tautological line there,
324
+ equivariantly for monodromy.
325
+
326
+ Call a complex simple factor \emph{visible} if it acts nontrivially
327
+ on $J$. Retain every rational simple adjoint factor containing a
328
+ visible factor.
329
+ This collection is invariant under the possibly disconnected
330
+ monodromy group. On its Lie algebra we obtain the variation
331
+ $\mathbb A$; its monodromy is contained in the automorphisms of a
332
+ lattice and is discrete. Notice that an entire rational factor is
333
+ kept. Projection to only one real factor would not ensure
334
+ discreteness.
335
+
336
+ We now recover the line from this adjoint system. Choose a positive
337
+ integer $N$ for which the highest weight $N\lambda$ of $W$ belongs
338
+ to the root lattice. The Cartan component
339
+ $W_N\subset W^{\otimes N}$ is generated by the orbit of
340
+ $\ell^{\otimes N}$. It factors through the connected adjoint group,
341
+ and its highest Hodge line is $\ell^{\otimes N}$. The same
342
+ orbit-span argument just used shows that $W_N$ is a Hodge
343
+ subvariation.
344
+
345
+ We must also account for disconnected monodromy before applying
346
+ tensor generation. Deck transformations take the lifted line to
347
+ another point of the same connected orbit, so they preserve $W$ and
348
+ its Cartan components. The kernel of the action on the retained
349
+ adjoint factors centralizes the $G$-action on $W$, and hence acts
350
+ scalarly by irreducibility. Its connected part is semisimple and
351
+ has no nontrivial scalar character. Its component group is finite.
352
+ Increasing $N$ therefore kills the entire kernel action on $W_N$.
353
+ Consequently $W_N$ is a representation of the full projected
354
+ algebraic monodromy group, not just of its identity component.
355
+ This step rules out a discarded nontorsion scalar local system.
356
+
357
+ The adjoint representation of that projected group is faithful and
358
+ self-dual. By tensor generation and complete reducibility,
359
+ $W_N$ embeds as a flat direct summand in a tensor construction
360
+ $\mathbb T(\mathbb A)_{\C}$; see
361
+ \cite[Theorem~4.14]{MilneAlgebraicGroups}. To make the embedding
362
+ compatible with Hodge structures, apply the theorem of the fixed part
363
+ to
364
+ \[
365
+ H^0\bigl(B^\circ,
366
+ \mathcal Hom(W_N,\mathbb T(\mathbb A)_{\C})\bigr).
367
+ \]
368
+ This nonzero space of flat maps has a constant complex Hodge
369
+ structure. A nonzero Hodge-homogeneous component of any nonzero
370
+ flat map is still flat. Its kernel is $G$-invariant, so the map is
371
+ injective because $W_N$ is irreducible. A constant one-dimensional
372
+ complex Hodge shift makes it a morphism of variations; that shift
373
+ changes neither the underlying holomorphic line nor its boundary
374
+ extension. This is the constituent and fixed-part argument of
375
+ \cite[Theorem~3]{BakkerMatsushita}.
376
+
377
+ The complex summand carries a flat Hermitian polarization. In a
378
+ real tensor variation of weight $w$ polarized by $Q$, it is induced
379
+ by $i^wQ_{\C}(v,\bar u)$, up to the conventional overall sign.
380
+ Its restriction to a Hodge subvariation is nondegenerate because
381
+ it is definite with the prescribed sign on each Hodge component.
382
+ There is no need for the real bilinear form itself to restrict
383
+ nondegenerately to the chosen complex summand: it may pair that
384
+ summand with its conjugate.
385
+
386
+ Finally, on a factor-preserving finite cover an irreducible
387
+ representation is a tensor product over the simple factors. The
388
+ dimension of its highest step is the product of the corresponding
389
+ dimensions. Since that dimension is one, each factor has a unique
390
+ rank-one highest step. This gives the asserted factor lines. Their
391
+ extensions are nef and functorial by
392
+ \Cref{period:numerics,period:boundary}.
393
+ \end{proof}
394
+
395
+ \begin{lemma}[Generic stabilizers of adjoint periods]
396
+ \label{period:stabilizer}
397
+ Let $G$ be a connected semisimple adjoint group over $\Q$, and let
398
+ $\mathbb A_{\Q}$ be a rationally polarized integral variation whose
399
+ fiber is $\mathfrak g_{\Q}=\operatorname{Lie}(G)$ and whose connected
400
+ algebraic monodromy is $G$, acting by its adjoint representation.
401
+ No nonidentity rational Lie algebra automorphism of
402
+ $\mathfrak g_{\Q}$ fixes all generic lifted periods of $\mathbb A$.
403
+ The automorphism need not belong to the monodromy group.
404
+ \end{lemma}
405
+
406
+ \begin{proof}
407
+ Suppose $\gamma$ fixes those periods. By equivariance, every
408
+ monodromy conjugate of $\gamma$ is everywhere of Hodge type $(0,0)$
409
+ in the endomorphism variation. Their rational span is therefore a
410
+ rational subvariation of type $(0,0)$. Its induced polarization is
411
+ positive definite. Intersection with the endomorphism lattice is
412
+ a full monodromy-invariant lattice: clear one denominator of
413
+ $\gamma$; integral monodromy conjugation preserves that denominator.
414
+ A positive definite integral monodromy group is finite. Consequently
415
+ the connected group $G$ fixes $\gamma$, so $\gamma$ centralizes every
416
+ inner automorphism of $\mathfrak g$. The centralizer of the inner
417
+ group in $\operatorname{Aut}(\mathfrak g)$ is trivial: on each simple
418
+ ideal commutation with all adjoint operators makes an endomorphism
419
+ scalar, and compatibility with the Lie bracket makes this scalar
420
+ one; permutations of distinct ideals do not commute with their
421
+ separate inner actions. Thus $\gamma=1$.
422
+ \end{proof}
423
+
424
+ \subsection{A projective quotient for the retained periods}
425
+
426
+ We now quotient by connected fibers of the retained full period map.
427
+ The preceding reduction supplies both discrete integral monodromy
428
+ and a tensor description of a power of the line. The first property
429
+ allows us to compactify the quotient; the second will descend the
430
+ line with its exact parabolic extension. No bigness assertion about
431
+ $K_S+aP$ is used in this construction.
432
+
433
+ \begin{proposition}[The projective period quotient]
434
+ \label{period:quotient}
435
+ In \Cref{period:adjoint}, after modifications there is a map
436
+ $p:B'\to S$ with connected fibers to a smooth projective variety
437
+ and a nef rational line $P$ with $\tau^*L=p^*P$. On a dense open
438
+ subset $S^\circ$, the retained adjoint variation of
439
+ \Cref{period:adjoint-reduction} descends, has the same connected
440
+ algebraic monodromy, and has a generically immersive period map.
441
+ The line $P$ is its parabolically extended highest-weight line,
442
+ up to the positive scaling already described. If the retained
443
+ collection is empty, $L$ is rationally trivial and $S$ may be a
444
+ point.
445
+ \end{proposition}
446
+
447
+ The construction uses the compact-period-quotient approach of
448
+ \cite[Theorems~7.6--7.7]{BakkerBrunebarbeTsimerman}, whose
449
+ compactification input goes back to
450
+ \cite[Proposition~III and Remark~III-C]{SommesePeriodMapping}.
451
+ We use the precise class-$\mathcal C$ formulation of
452
+ \cite[Theorem~2.19]{VilladsenHodgeKahler} below.
453
+
454
+ \begin{proof}
455
+ Choose a compact K\"ahler modification of the class-$\mathcal C$
456
+ source. Then pass to a finite level at which the projected monodromy is
457
+ neat and preserves the factors. Finite covers of the open locus
458
+ extend to finite ramified covers of compactifications and then to
459
+ Kähler resolutions; see \cite[Lemma~2.21]{VilladsenHodgeKahler}.
460
+ Resolve the boundary to simple normal crossings. Extend the period
461
+ map over all finite-local-monodromy strata. At neat level their
462
+ monodromy is trivial and the nilpotent orbit theorem gives this
463
+ extension.
464
+
465
+ The extended period map on this locus is proper; see
466
+ \cite[Proposition~9.11 and the proof of Theorem~9.6]{GriffithsPeriodsIII}.
467
+ Indeed, if a sequence tending to the boundary has period images in
468
+ a compact subset of the quotient, translate period lifts into a
469
+ compact set.
470
+ The punctured-disk Schwarz estimate makes the displacement of each
471
+ vanishing-coordinate monodromy tend to zero. The discrete group
472
+ acts properly, since its isotropy in the real period domain is
473
+ compact. The local monodromies must therefore be trivial at neat
474
+ level, so such a sequence cannot escape the extended locus.
475
+
476
+ Take the Stein factorization of this proper map. Its first map has
477
+ compact connected fibers and its base is finite over the period
478
+ image. It extends after modifications to a map of compact
479
+ class-$\mathcal C$ spaces with Kähler resolutions by
480
+ \cite[Theorem~2.19]{VilladsenHodgeKahler} (version~1).
481
+ That theorem applies to proper connected-fiber maps from Zariski
482
+ open subsets of compact class-$\mathcal C$ spaces. In terms of
483
+ cycles, one first flattens the proper map, sends its irreducible general fibers
484
+ to a component of the Douady space of the compact source, and takes
485
+ the closure of that family. The component is compact and in class
486
+ $\mathcal C$. Near a general fiber the map to the cycle space is an
487
+ open embedding, since an irreducible compact cycle of the same
488
+ dimension in a sufficiently small neighborhood maps to a compact
489
+ analytic subset of a small Stein neighborhood in the base, hence
490
+ to a point, and must be the whole irreducible fiber.
491
+ The incidence map is consequently a modification of the source.
492
+ This produces the required compact quotient and also shows its
493
+ uniqueness as the quotient by the connected general period fibers.
494
+
495
+ On a dense open subset of this quotient the period and its integral
496
+ variation descend. At neat level a constant period has trivial
497
+ stabilizer; local slices to the connected-fiber map give the descent
498
+ data. After shrinking to a proper smooth fibration, the map on
499
+ fundamental groups is surjective, so the descended variation has
500
+ the same connected algebraic monodromy. Its period differential is
501
+ generically injective by construction. On a Kähler compactification
502
+ its Griffiths line is big by \Cref{period:numerics}; equivalently,
503
+ one can apply \cite[Corollary~1.3]{BrunebarbeCadorel}. The quotient
504
+ therefore has a smooth projective model. This is also the argument
505
+ in \cite[proof of Corollary~2.22]{VilladsenHodgeKahler}.
506
+
507
+ The finite deck group acts on the connected-period-fiber quotient.
508
+ Take its finite quotient and resolve. This again has a smooth
509
+ projective model. A general fiber before this finite quotient is
510
+ the union of connected level fibers indexed by one deck-group orbit.
511
+ The group acts transitively on these fibers, so the quotient is the
512
+ continuous image of any one of them and is connected. Thus the
513
+ induced map from the original source has connected general fibers,
514
+ hence connected fibers after its Stein factorization. The latter
515
+ does not change its function field.
516
+ All maps can be resolved using modifications of the original
517
+ source and of this projective model.
518
+
519
+ There is an actual adjoint variation on a dense Zariski open subset
520
+ of the quotient before changing level. Write $\Gamma'$ for the
521
+ normal level subgroup of $\Gamma$. The induced action of
522
+ $\Gamma/\Gamma'$ on the level quotient is faithful. Indeed, if
523
+ $\delta\in\Gamma$ acts trivially there, discreteness shows locally
524
+ that its action on lifted periods agrees with a fixed
525
+ $\eta\in\Gamma'$. Then $\eta^{-1}\delta$ fixes a period germ,
526
+ hence the whole generic lifted period image by analytic
527
+ continuation. By \Cref{period:stabilizer} it is the identity,
528
+ so $\delta\in\Gamma'$. Resolve the finite group action
529
+ equivariantly and remove its proper algebraic fixed loci and the
530
+ branch locus. On the resulting dense Zariski open subset the level
531
+ quotient is free and unramified. Its equivariant integral adjoint
532
+ local system and Hodge filtration descend there. In particular,
533
+ this descent uses an open subset, not merely very general points.
534
+
535
+ The highest-weight construction in
536
+ \Cref{period:adjoint-reduction} gives a line on that open subset
537
+ whose pullback is a fixed positive power of $L$. Take its
538
+ parabolic extension on a log smooth projective compactification
539
+ $S$ and divide by that power to obtain $P$. Nefness follows from
540
+ \Cref{period:numerics}. Pullback of the unipotent extensions,
541
+ followed by rational descent, gives
542
+ $\tau^*L=p^*P$ on the compact models, including the boundary.
543
+ Equivalently, this can be checked at level and then descended by
544
+ the norm: a line whose finite pullback is trivial is torsion in
545
+ the rational Picard group. The identity therefore includes the
546
+ boundary and persists under further modifications.
547
+
548
+ If no factor is retained, the orbit is a point and the only possible
549
+ scalar monodromy is the finite scalar group treated in
550
+ \Cref{period:adjoint-reduction}. Its parabolic line is rationally
551
+ trivial, as asserted.
552
+ \end{proof}
553
+
554
+ \subsection{Loss of numerical rank on the marked boundary}
555
+
556
+ Fix the projective quotient of \Cref{period:quotient} and a log smooth
557
+ compactification $(S,E)$ of its descended variation. Let $D\leq E$
558
+ be the reduced sum of components with nonidentity local monodromy
559
+ on the retained adjoint system, including finite monodromy.
560
+ Logarithmic general type will give bigness of $K_S+D$. The next
561
+ lemma is what permits us to remove $D$.
562
+
563
+ \begin{lemma}[Strict loss of rank at the marked boundary]
564
+ \label{period:rankloss}
565
+ For every component $D_i$ of $D$,
566
+ \begin{equation}
567
+ \label{period:strictdrop}
568
+ \nu(P|_{D_i})<\nu(P).
569
+ \end{equation}
570
+ \end{lemma}
571
+
572
+ \begin{proof}
573
+ Write $n=\dim S$ and $r=\nu(P)$, the generic rank of the line map
574
+ $j$ by \Cref{period:numerics}. The full retained period map has rank
575
+ $n$; the argument does not require $r=n$.
576
+ Work first on a finite Galois cover of the
577
+ open locus with connected algebraic monodromy and no factor
578
+ permutations. Its connected adjoint group is denoted by $G$.
579
+
580
+ \smallskip\noindent
581
+ \emph{The Ax--Schanuel decomposition.}
582
+ Choose a Hodge-generic point, also general for the ranks of the
583
+ factor period maps and their joint differentials. There are only
584
+ finitely many rational normal-factor decompositions of $G$, so
585
+ these requirements can be imposed simultaneously. Let $T$ be a
586
+ local fiber germ of $j$ there, and $Z$ its irreducible Zariski
587
+ closure in the source of the variation. Thus $\dim T=n-r$.
588
+ Move within the germ to a smooth point of $Z$ and use a smooth
589
+ open subset of a resolution when applying Hodge theory.
590
+
591
+ The restricted variation on $Z$ has the same generic Mumford--Tate
592
+ group as the ambient variation, since $Z$ contains the chosen
593
+ Hodge-generic point. The monodromy normality theorem therefore
594
+ makes its connected monodromy $H$ normal in $G$; see
595
+ \cite[\S5, Theorem~1]{AndreMonodromy}. In adjoint notation write
596
+ \[
597
+ G=H\times Q.
598
+ \]
599
+ The $Q$-period is constant on the lifted $Z$, by the fixed-part
600
+ theorem after killing finite monodromy. The varying monodromy
601
+ domain on $Z$ is therefore the domain for $H$. Write $J_H$ for
602
+ its line-orbit projection and $d_H=\dim J_H$.
603
+ In local flat coordinates write $j=(j_H,j_Q)$, with targets $J_H$
604
+ and $J_Q$, the products of line orbits for the two groups. We will
605
+ show that the $H$-line map has full rank $d_H$ on $Z$, whereas the
606
+ $Q$-line map and the full $Q$-period map have equal generic rank
607
+ on the ambient base.
608
+
609
+ For the first assertion, put
610
+ $m=\dim Z$ and $d=\dim\check{\mathcal D}_H$, where
611
+ $\check{\mathcal D}_H$ is the compact dual of the connected-monodromy
612
+ period domain. The projection
613
+ $\check{\mathcal D}_H\to J_H$ is a surjective morphism of
614
+ homogeneous projective flag varieties. All its fibers have
615
+ dimension $d-d_H$. Let
616
+ $V\subset Z\times\check{\mathcal D}_H$ be the algebraic locus
617
+ where the projected line equals its value on $T$. It follows that
618
+ $\dim V=m+d-d_H$. The period graph has dimension $m$ in an
619
+ ambient variety of dimension $m+d$, so its expected intersection
620
+ dimension with $V$ is $m-d_H$.
621
+
622
+ By \cite[Theorem~1.1]{BakkerTsimermanAxSchanuel}, an intersection
623
+ component of larger dimension projects into a proper algebraic weak
624
+ Mumford--Tate subvariety of $Z$. This is impossible for the component
625
+ containing the lifted period graph over $T$, since $T$ is Zariski
626
+ dense in $Z$. Conversely, a map
627
+ to $J_H$ has fibers of dimension at least $m-d_H$. At the chosen
628
+ smooth point the restricted fiber is exactly $T$, because the
629
+ ambient local fiber is $T\subset Z$. Equality follows, proving the
630
+ claim. The cited theorem applies to the rationally polarized
631
+ integral adjoint variation on a smooth algebraic base and uses
632
+ precisely its connected-monodromy domain.
633
+
634
+ Let $q$ denote the full $Q$-period map and set
635
+ $s_Q=\rank(dq)$. Choose the smooth point $x\in T\cap Z_{\mathrm{reg}}$
636
+ inside the ambient constant-rank neighborhood fixed above. Since
637
+ $T$ is Zariski dense in $Z$, such a point exists. The constant-rank
638
+ theorem gives $\ker(dj_x)=T_xT\subset T_xZ$, and hence
639
+ \[
640
+ \rank(dj_x|_{T_xZ})=\dim Z-\dim T=d_H.
641
+ \]
642
+ The $Q$-period is constant on $Z$, so $T_xZ\subseteq\ker(dq_x)$.
643
+ Thus, at this same point,
644
+ \[
645
+ \ker(dj)\subseteq\ker(dq),\qquad
646
+ dj_H(\ker(dq_x))=T_{j_H(x)}J_H.
647
+ \]
648
+ The first inclusion uses $T_xT\subset T_xZ$; the second is the
649
+ just-established rank calculation on $T_xZ$.
650
+ The differential $dj_Q$ factors through $dq$. If $dj_Q(v)=0$,
651
+ choose $w\in\ker(dq)$ with $dj_H(w)=dj_H(v)$. Then
652
+ $v-w\in\ker(dj)$, and therefore $dq(v)=0$. We conclude
653
+ \begin{equation}
654
+ \label{period:rankdecomposition}
655
+ \rank(dj_Q)=s_Q,\qquad r=d_H+s_Q.
656
+ \end{equation}
657
+ These are generic identities by our choice of the point.
658
+
659
+ The factor-line construction, after a common positive rescaling
660
+ and a further finite cover, now gives nef lines with
661
+ \begin{equation}
662
+ \label{period:linedecomposition}
663
+ \pi^*P=P_H+P_Q,\qquad
664
+ \nu(P_H)=d_H,
665
+ \qquad P_Q=q^*B_Q.
666
+ \end{equation}
667
+ Here $q:\widetilde S\to S_Q$ is a resolved projective quotient
668
+ for the full $Q$-period, constructed by
669
+ \Cref{period:quotient}, and $\dim S_Q=s_Q$. The highest-line
670
+ rank on $S_Q$ is $s_Q$ by
671
+ \eqref{period:rankdecomposition}. Only the quotient construction,
672
+ not adjoint positivity, has been used to construct $S_Q$.
673
+
674
+ \smallskip\noindent
675
+ \emph{Reduction for a boundary component.}
676
+ For a fixed marked $D_i$, use a common finite Galois cover that
677
+ preserves the factors and makes boundary monodromy unipotent.
678
+ Resolve it and the map $q$ equivariantly, and let $E_i$ be the
679
+ strict transform of a component above $D_i$ that is generically
680
+ finite over $D_i$. The inertia group at its generic point fixes
681
+ $E_i$ pointwise. Further rescaling does not change any numerical
682
+ dimension. Nefness gives
683
+ \[
684
+ \nu(P_H|_{E_i})\leq d_H.
685
+ \]
686
+ For example, every intersection involving $E_i$ is bounded by
687
+ the corresponding intersection with a sufficiently ample
688
+ effective divisor; the vanishing of higher powers of $P_H$
689
+ then gives this inequality. If $E_i$ does not dominate $S_Q$,
690
+ \[
691
+ \nu(P_Q|_{E_i})\leq s_Q-1,
692
+ \]
693
+ and the binomial expansion for the two nef lines in
694
+ \eqref{period:linedecomposition} proves the strict drop.
695
+ We may therefore suppose $E_i$ dominates $S_Q$. At its generic
696
+ point the $Q$-variation is pulled back from the interior of
697
+ $S_Q$, so its local unipotent logarithm vanishes.
698
+
699
+ \smallskip\noindent
700
+ \emph{Infinite local monodromy.}
701
+ If the original local monodromy is infinite, its logarithm at
702
+ unipotent level is a nonzero rational element
703
+ $N\in\mathfrak h$. Every nonzero rational element of a rational
704
+ simple factor has nonzero projection to every conjugate complex
705
+ factor. Each retained rational factor has a visible complex
706
+ factor. Hence $N$ acts nontrivially on $J_H$.
707
+
708
+ Let $w$ be the pure weight of the representation supplying $P_H$,
709
+ and let $F^a=\C v$ be its limiting highest line at a general
710
+ point of $E_i$. This line has a unique weight contribution,
711
+ say of weight $w+k$. It is primitive and $k\geq0$: a
712
+ nonprimitive contribution, or a contribution below the middle
713
+ weight, would come by monodromy Lefschetz from a nonzero
714
+ filtration piece above $F^a$.
715
+ Moreover
716
+ \begin{equation}
717
+ \label{period:nilpotenttop}
718
+ N^{k+1}v=0,\qquad N^kv\ne0.
719
+ \end{equation}
720
+ To see that this statement holds for the actual vector rather
721
+ than only its weight-graded image, use the Deligne splitting
722
+ of the limiting mixed Hodge structure. The one-dimensional
723
+ highest step occupies a single summand, and $N$ has degree
724
+ $(-1,-1)$ for this functorial splitting. Primitive vanishing
725
+ on the graded piece therefore gives the first equality in
726
+ \eqref{period:nilpotenttop}; the Lefschetz isomorphism gives
727
+ the second. For a complex summand the same argument is made
728
+ in its conjugate-paired real variation and restricted to the
729
+ summand.
730
+
731
+ In nilpotent-orbit coordinates $[v]\in J_H$. Since this orbit
732
+ is closed in projective space and invariant under $\exp(tN)$,
733
+ \begin{equation}
734
+ \label{period:fixedlocus}
735
+ [N^kv]=\lim_{t\to\infty}\exp(tN)[v]
736
+ \in J_H\cap\mathbb P(\ker N).
737
+ \end{equation}
738
+ This fixed locus is a proper closed subset of the irreducible
739
+ variety $J_H$, because $N$ acts nontrivially on it. Its dimension
740
+ is less than $d_H$. Restrict to a simply connected open part of the boundary stratum
741
+ on which $k$ is constant. In a flat trivialization, both $N$ and
742
+ $W(N)$ are constant. Project $N^kv$ to
743
+ $\Gr^{W(N)}_{w-k}$ and apply the inverse of the fixed Lefschetz
744
+ isomorphism
745
+ \[
746
+ N^k:\Gr^{W(N)}_{w+k}\longrightarrow\Gr^{W(N)}_{w-k}.
747
+ \]
748
+ This recovers the weight-graded limiting highest line. Every actual
749
+ vector $N^kv$ lies in $W(N)_{w-k}$, and its image in that graded
750
+ piece is nonzero. Thus the graded line map factors through the
751
+ rational map on
752
+ \[
753
+ J_H\cap\mathbb P(\ker N)\cap\mathbb P(W(N)_{w-k})
754
+ \]
755
+ induced by this fixed linear quotient and inverse. This locus is
756
+ contained in the proper fixed locus in \eqref{period:fixedlocus},
757
+ and the rational map is defined at every point under consideration.
758
+ Its rank is less than $d_H$.
759
+ By \Cref{period:boundary},
760
+ \[
761
+ \nu(P_H|_{E_i})<d_H.
762
+ \]
763
+ Together with $\nu(P_Q|_{E_i})\leq s_Q$ this proves the
764
+ required inequality in the infinite-monodromy case.
765
+
766
+ \smallskip\noindent
767
+ \emph{Finite nonidentity local monodromy.}
768
+ Let $\gamma$ be the original finite local monodromy. The
769
+ disconnected-monodromy argument in \Cref{period:adjoint-reduction}
770
+ shows that $\gamma$ preserves the orbit span $W$. It therefore acts
771
+ on the highest-line orbit $J$, permuting its nontrivial simple-factor
772
+ flag varieties. Equivariance preserves the kernel of
773
+ $G_{\C}\to\operatorname{Aut}(J)$, which is the product of the
774
+ invisible simple factors. Thus visible and invisible factors cannot
775
+ be exchanged. At unipotent level its logarithm is zero, so the variation extends
776
+ with pure limiting flags. The inertia generator fixes the generic
777
+ boundary point; equivariance therefore makes these flags fixed by
778
+ $\gamma$. Suppose that the
779
+ boundary line retained rank $r=d_H+s_Q$. Since $E_i$ dominates $S_Q$,
780
+ its full $Q$-period and its $Q$-line map both have rank $s_Q$.
781
+ Along a generic fiber of this $Q$-period, the $H$-line map
782
+ must consequently have rank $d_H$. Its coordinates fill an
783
+ open subset of $J_H$ while the full $Q$-flags remain fixed.
784
+
785
+ The fixed-point condition for $\gamma$ rules out permutations
786
+ involving any visible $H$-factor, including a permutation
787
+ with a factor whose coordinate is held fixed. On each visible
788
+ $H$-factor of the highest-line orbit it forces the identity action.
789
+ The action of a simple adjoint group on a nontrivial flag variety is faithful;
790
+ equivariance then makes the induced automorphism of that
791
+ simple group the identity as well. Rationality forces the
792
+ same conclusion on all conjugate factors. Thus $\gamma$
793
+ acts identically on $H$ and preserves $Q$.
794
+
795
+ Its $Q$-action fixes every generic $Q$-period, by the domination
796
+ of $S_Q$ and analytic continuation from the resulting open set of
797
+ lifted periods. Apply \Cref{period:stabilizer} to the descended
798
+ $Q$-variation. This action is the identity. Hence $\gamma$
799
+ is the identity on the whole retained adjoint system,
800
+ contradicting the marking.
801
+
802
+ In both cases nef binomial expansion and
803
+ \eqref{period:rankdecomposition} give
804
+ $\nu(\pi^*P|_{E_i})<r$. Numerical dimension of a nef line is
805
+ unchanged by a generically finite pullback, so this is
806
+ \eqref{period:strictdrop}. If $r=0$, the local line fiber is the whole source germ, so its
807
+ Zariski closure is the whole source and $H=G$, $Q=1$. The
808
+ Ax--Schanuel calculation gives $d_H=0$. Every retained rational
809
+ factor contains a factor acting nontrivially on the line orbit;
810
+ hence there can be no retained factor. Generic immersivity of the
811
+ full retained period map then forces $S$ to be a point, with no
812
+ marked component.
813
+ \end{proof}
814
+
815
+ \subsection{Removing a boundary by counting sections}
816
+
817
+ The period argument must pass from a big logarithmic canonical
818
+ divisor to a big adjoint divisor without its boundary. The following
819
+ lemma isolates the last step: sections lost on the boundary grow
820
+ more slowly in the nef direction than sections on the whole space.
821
+ For a nef rational divisor $J$ on a smooth projective $n$-fold, set
822
+ \[
823
+ \nu(J)=\max\{q\in\{0,\ldots,n\}:J^q\cdot H^{n-q}>0\},
824
+ \]
825
+ where $H$ is ample. This is independent of $H$ and equals zero
826
+ on a point. The proof below fixes the nef coefficient before
827
+ taking the asymptotic section limit.
828
+
829
+ \begin{lemma}\label{period:subtract}
830
+ Let $Z$ be a smooth projective variety, $J$ a nef rational divisor,
831
+ $A$ a rational divisor, and
832
+ $D=\sum_{i=1}^s d_iE_i$ an effective rational divisor with smooth
833
+ prime components. Suppose $A+D$ is big and
834
+ \[
835
+ \nu(J|_{E_i})<r:=\nu(J)
836
+ \quad\text{for every component of }D.
837
+ \]
838
+ Then $A+tJ$ is big for every sufficiently large rational $t$.
839
+ \end{lemma}
840
+
841
+ \begin{proof}
842
+ If $r=0$, the condition forces $D=0$, so $A$ is already big;
843
+ adding a nef divisor preserves bigness. This also covers dimension
844
+ zero with the usual convention. Assume $r>0$ and put $n=\dim Z$.
845
+ Choose an ample rational divisor $H_1$ with
846
+ $A+D-H_1$ rationally effective. For fixed rational $t\geq0$
847
+ and sufficiently divisible $m$,
848
+ \[
849
+ h^0(Z,m(A+D+tJ))\geq h^0(Z,m(H_1+tJ)).
850
+ \]
851
+ Since $H_1+tJ$ is ample, asymptotic Riemann--Roch makes the
852
+ leading coefficient on the right
853
+ $(H_1+tJ)^n/n!$. As a polynomial in $t$, this intersection has
854
+ degree $r$ and positive leading coefficient.
855
+
856
+ Remove $mD$ one component at a time by divisor exact sequences.
857
+ Every lost quotient is a line bundle on an $E_i$ of the form
858
+ \[
859
+ \mathcal O_{E_i}\left(m(A+D+tJ)-\sum_h k_hE_h\right),
860
+ \qquad 0\leq k_h\leq md_h.
861
+ \]
862
+ Choose an ample integral divisor $B_0$ so large that a fixed
863
+ denominator-clearing multiple of $B_0-A-D$ is globally generated.
864
+ For each $h$, choose an ample integral divisor $B_h$ such that
865
+ both $B_h$ and $B_h+E_h$ are globally generated. Put
866
+ $H_2=B_0+\sum_h d_hB_h$. The difference between
867
+ $m(H_2+tJ)$ and the displayed quotient divisor is
868
+ \[
869
+ m(B_0-A-D)+
870
+ \sum_h\bigl((md_h-k_h)B_h+k_h(B_h+E_h)\bigr).
871
+ \]
872
+ It is globally generated in these divisible degrees. A section
873
+ not vanishing identically on $E_i$ gives an injection into
874
+ $\mathcal O_{E_i}(m(H_2+tJ)|_{E_i})$. There are exactly
875
+ $md_i$ quotient terms on $E_i$. Hence
876
+ \[
877
+ h^0(Z,m(A+tJ))
878
+ \geq h^0(Z,m(H_1+tJ))
879
+ -m\sum_i d_i h^0(E_i,m(H_2+tJ)|_{E_i}).
880
+ \]
881
+ For each fixed $t$, divide by $m^n/n!$ and let $m$ tend to
882
+ infinity through the specified multiples. All the comparison
883
+ divisors are ample, so the resulting lower bound is
884
+ \[
885
+ (H_1+tJ)^n
886
+ -n\sum_i d_i(H_2+tJ)^{n-1}\cdot E_i.
887
+ \]
888
+ Each restriction polynomial has degree at most
889
+ $\nu(J|_{E_i})\leq r-1$, because the restricted divisor is nef.
890
+ The positive degree-$r$ term of the first polynomial therefore
891
+ dominates the loss for every sufficiently large $t$. The section
892
+ growth of $A+tJ$ is then positive in dimension $n$, which is
893
+ exactly bigness.
894
+ \end{proof}
895
+
896
+ Taking $A=K_Z$ and $D$ reduced gives the required removal of the
897
+ period boundary once its restriction ranks have been established.
898
+ The weights also allow simultaneous removal of other effective
899
+ divisors satisfying the same rank inequality, for example a
900
+ divisorial ramification term on a generically finite cover.
901
+
902
+
903
+ \begin{proof}[Proof of \Cref{period:adjoint}]
904
+ Apply \Cref{period:quotient}. If its target is a point there
905
+ is nothing further to prove. Otherwise mark the divisor $D$
906
+ as above. The adjoint variation extends across every unmarked
907
+ boundary component, including their intersections away from
908
+ $D$, because its local monodromies there are trivial. Its
909
+ period differential is generically injective. Consequently
910
+ \cite[Theorem~1.1]{BrunebarbeCadorel} gives
911
+ \[
912
+ K_S+D\text{ big}.
913
+ \]
914
+ If an initial choice omitted codimension-two loci, apply the
915
+ theorem on a log resolution and push the sections down; the
916
+ resulting logarithmic canonical divisor pushes forward to
917
+ $K_S+D$. By \Cref{period:rankloss}, each marked component
918
+ has strictly smaller numerical rank. Apply \Cref{period:subtract} with $A=K_S$ and the marked reduced
919
+ divisor $D$. It gives $K_S+aP$ big. Together with the
920
+ rational line identity in \Cref{period:quotient}, this proves
921
+ \eqref{period:conclusion}. Since $P$ is nef, the same bigness
922
+ holds for every larger rational coefficient $a$.
923
+ \end{proof}
preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/reduced-root.tex ADDED
@@ -0,0 +1,391 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Minimal root covers for reduced boundaries}\label{cyc:section}
2
+
3
+ For a smooth projective pair of logarithmic Kodaira dimension zero
4
+ with reduced SNC boundary, the minimal cyclic cover has a
5
+ one-dimensional space of logarithmic pluriforms in every positive
6
+ degree. This strengthens
7
+ the character-line statement of Proposition~\ref{rankone:comparison}.
8
+ We prove the refinement together with its exact Hodge and divisorial
9
+ normalization. It gives a pure integral realization of the entire
10
+ highest line and fixes the normalization used in further
11
+ relative-Iitaka constructions.
12
+ The normalization lemmas below compare the minimum over actual fiber components
13
+ with the threshold over all divisorial valuations. They show that a
14
+ zero coefficient of the normalized base boundary yields a
15
+ multiplicity-one component, and that later permitted modifications
16
+ preserve the complete section spaces. These are the additional
17
+ normalization statements used by the variation companion.
18
+
19
+ \begin{lemma}[The cyclic cover of a logarithmic Kodaira-zero pair]
20
+ \label{lem:reduced-cyclic-top}
21
+ Let $(J,D)$ be a smooth geometrically integral projective pair over a
22
+ field $K$ of characteristic zero. Assume that $D$ is reduced and has
23
+ simple normal crossings and that
24
+ $\kappa(J_{\overline K},K_{J_{\overline K}}+D_{\overline K})=0$.
25
+ Choose the least positive integer $p$ for which
26
+ $H^0(J,p(K_J+D))\ne0$, a nonzero section $\omega$ in that space,
27
+ and put
28
+ \[
29
+ E=\operatorname{div}(\omega)+pD,
30
+ \qquad \Delta=D-\frac1pE.
31
+ \]
32
+ Write $\omega=b\eta^{\otimes p}$ in a rational canonical frame,
33
+ and let $\tau:N\to J$ be the normalization in
34
+ $K(J)[t]/(t^p-b)$. Let $\rho:\widetilde N\to N$ be a log
35
+ resolution, and set
36
+ \[
37
+ P=\operatorname{Supp}(\Delta^{=1}),\qquad
38
+ D_{\widetilde N}=\bigl((\tau\circ\rho)^{-1}P\bigr)_{\mathrm{red}}.
39
+ \]
40
+ Then $N$ is geometrically integral, the rational top form
41
+ $\Omega=t\tau^*\eta$ extends logarithmically to
42
+ $(\widetilde N,D_{\widetilde N})$, and
43
+ \[
44
+ H^0\bigl(\widetilde N,m(K_{\widetilde N}+D_{\widetilde N})\bigr)
45
+ =K\,\Omega^m\qquad(m\ge1).
46
+ \]
47
+ \end{lemma}
48
+
49
+ \begin{proof}
50
+ Every nonzero plurilogarithmic section space on $J$ is
51
+ one-dimensional: two independent sections of one degree would
52
+ define a nonconstant rational map. Consequently $\kappa(E)=0$,
53
+ and every effective integral divisor supported on $E$ also has
54
+ exactly one section, since it is bounded above by a multiple of $E$.
55
+ These assertions and the minimal index $p$ are unchanged by field
56
+ extension, by flat base change for global sections.
57
+
58
+ Over $\overline K(J)$, reducibility of $T^p-b$ would make $b$
59
+ an $\ell$th power for some prime $\ell\mid p$. The corresponding
60
+ root of $\omega$ would be a nonzero logarithmic pluriform of
61
+ degree $p/\ell$, since its logarithmic zero divisor is $E/\ell$.
62
+ This contradicts minimality. Thus $N$ is geometrically integral.
63
+
64
+ At a prime $Q$ of $N$ above a prime $R$ of $J$, write
65
+ \[
66
+ a=\operatorname{coeff}_R E,\qquad
67
+ d=\operatorname{coeff}_R D\in\{0,1\},\qquad
68
+ e=\operatorname{ord}_Q(\tau^*R).
69
+ \]
70
+ The ramification formula for top differentials gives
71
+ \begin{equation}\label{eq:cyclic-root-order}
72
+ \operatorname{ord}_Q\Omega=\frac{ea}{p}-ed+e-1.
73
+ \end{equation}
74
+ If $a=0$, the cover is unramified at $R$, and this order is
75
+ $-d$. If $a>0$, then $q=ea/p$ is a positive integer: the
76
+ integrality follows from $t^p=b$ and $d\in\mathbf Z$.
77
+ The order is $q-1\ge0$ when $d=1$, and $q+e-1\ge0$ when
78
+ $d=0$. Thus the divisorial poles are exactly the reduced inverse
79
+ image $D_N=(\tau^{-1}P)_{\mathrm{red}}$.
80
+
81
+ We also check extension across the exceptional divisors of $\rho$.
82
+ The subpair $(J,\Delta)$ is sub-log-canonical and is sub-klt
83
+ outside $P$. Indeed, its positive part is an SNC boundary bounded
84
+ by $D$, with all coefficients strictly below one outside $P$;
85
+ subtracting an effective divisor cannot worsen discrepancies.
86
+ Define the crepant finite pullback by
87
+ $K_N+\Delta_N=\tau^*(K_J+\Delta)$. With the compatible
88
+ canonical trivialization, $\Delta_N=-\operatorname{div}(\Omega)$.
89
+ For a prime divisor $V$ over $N$, let its restricted valuation
90
+ on $K(J)$ be $e_Vv$. The same ramification formula gives
91
+ \[
92
+ 1+\operatorname{ord}_V\Omega
93
+ =e_V A_{J,\Delta}(v),
94
+ \]
95
+ where $A$ denotes log discrepancy. The right-hand side is
96
+ nonnegative, and is positive if the center lies outside $P$.
97
+ Since the left-hand side is integral, $\Omega$ has at most a
98
+ simple pole above $P$ and is regular elsewhere. This proves the
99
+ asserted logarithmic extension.
100
+
101
+ Finally let $H_N=\operatorname{div}_N(\Omega)+D_N$. Equation
102
+ \eqref{eq:cyclic-root-order} gives the sharper bound
103
+ \[
104
+ 0\le H_N\le\tau^*E.
105
+ \]
106
+ For completeness, when $a>0$ and $d=1$ its coefficient is
107
+ $q-1\le ea$; when $d=0$, it is
108
+ $q+e-1\le q+p-1\le pq=ea$, because $e\le p$ and $q\ge1$.
109
+ At $a=0$ its coefficient is zero.
110
+ Writing a logarithmic $m$-canonical form as $u\Omega^m$ and
111
+ testing its orders at the primes of the finite normalization gives
112
+ \[
113
+ \operatorname{div}_N(u)+mH_N\ge0,
114
+ \qquad
115
+ u\in H^0(N,\mathcal O_N(m\tau^*E)).
116
+ \]
117
+ Finite pullback preserves Iitaka dimension, so
118
+ $\kappa(N,\tau^*E)=\kappa(J,E)=0$. Since $\tau^*E$ is
119
+ effective and $N$ is geometrically integral, the last space is
120
+ $K$. Conversely $\Omega^m$ is a logarithmic pluriform for every
121
+ $m\ge1$, proving the equality.
122
+ \end{proof}
123
+
124
+ \begin{corollary}[An integral pure realization of the moduli line]
125
+ \label{cor:reduced-integral-moduli}
126
+ Let $x:X\to W$ be a projective fibration between smooth complex
127
+ projective varieties, with geometrically integral generic fiber
128
+ $J$. Let $D_X$ be a reduced SNC boundary whose restriction $D_J$
129
+ satisfies the hypotheses of Lemma~\ref{lem:reduced-cyclic-top}.
130
+ Let $M_W$ be the rational Hodge divisor of the rank-one reduction,
131
+ with its rational frame and parabolic orders as in
132
+ Equation~\eqref{rankone:order}. On sufficiently high smooth models,
133
+ there is a polarizable integral pure variation
134
+ of Hodge structures on a dense smooth open $W^\circ\subset W$
135
+ whose top nonzero Hodge filtration piece is a line, and
136
+ \[
137
+ M_W\sim_{\mathbf Q}
138
+ \text{the rational canonical extension of that line}.
139
+ \]
140
+ In the canonical-bundle-formula normalization, this is the moduli
141
+ divisor of the auxiliary generic subpair
142
+ $\Delta_J=D_J-E_J/p$, which may have negative coefficients.
143
+ \end{corollary}
144
+
145
+ \begin{proof}
146
+ Let $s$ be the minimal-degree logarithmic generator on the generic
147
+ fiber, and choose a rational relative canonical frame $\eta$ on
148
+ $X$. The rational function $s/\eta^{\otimes p}$ defines one
149
+ cyclic cover over a dense open of $W$, not merely a collection
150
+ of local character covers. Spread its resolution and pole boundary
151
+ over a smaller dense open $W^\circ$ so that they form a smooth
152
+ projective family of SNC pairs. Write $r=\dim J$, and let
153
+ $u:\widetilde X^\circ\setminus D_{\widetilde X}^\circ\to W^\circ$
154
+ be the complementary open family. Its geometric variation
155
+ \[
156
+ \mathbb V_{\mathbf Z}=R^ru_*\mathbf Z/\mathrm{torsion}
157
+ \]
158
+ is admissible and graded-polarizable. Logarithmic Hodge theory
159
+ identifies
160
+ \[
161
+ F^{r+1}\mathbb V=0,\qquad
162
+ F^r\mathbb V_{\mathcal O}
163
+ =\widetilde x_*\omega_{\widetilde X^\circ/W^\circ}
164
+ (D_{\widetilde X}^\circ).
165
+ \]
166
+ Lemma~\ref{lem:reduced-cyclic-top} makes this entire top piece a
167
+ line. Strictness for the weight filtration therefore singles out
168
+ one weight $w$ with
169
+ \[
170
+ F^rW_{w-1}\mathbb V=0,
171
+ \qquad F^rW_w\mathbb V=F^r\mathbb V,
172
+ \qquad
173
+ F^r\operatorname{Gr}^W_w\mathbb V\simeq F^r\mathbb V.
174
+ \]
175
+ The rational variation $\operatorname{Gr}^W_w\mathbb V$ is
176
+ polarizable. Intersecting its rational weight filtration with
177
+ $\mathbb V_{\mathbf Z}$ and removing torsion supplies an integral
178
+ lattice; after rescaling, its rational polarization is integral.
179
+ Thus this pure variation has precisely the required top line.
180
+
181
+ After a finite cover making local monodromies unipotent, the
182
+ canonical extensions have locally free double gradeds for the
183
+ Hodge and weight filtrations. The displayed identification of top
184
+ lines consequently extends across the boundary; see
185
+ \cite[Proposition~3.12]{FujinoFujisawa}. Descent gives the same
186
+ identification for their rational canonical extensions.
187
+
188
+ The global rational frame of this entire top line is
189
+ $s^{1/p}$. Equation~\eqref{rankone:order} computes its parabolic
190
+ order at every prime divisor $P$ as $\beta_P$, the order of the
191
+ same rational frame in $M_W$. Equality of these divisorial
192
+ orders identifies the rational extensions. In particular, it
193
+ identifies $M_W$ itself, with no additional factor of $p$.
194
+ We check the rank condition for the canonical-bundle-formula
195
+ comparison. On a log resolution $\mu:J'\to J$, let
196
+ $R'=\lceil A^*(J,\Delta_J)_{J'}\rceil$, where $A^*$ omits the
197
+ log-discrepancy-zero components of the discrepancy divisor.
198
+ The subpair is sub-log-canonical, so $R'\geq0$. At the strict
199
+ transform of each original prime its coefficient is zero if
200
+ $0\leq\Delta_J\leq1$, and is $\lceil-\Delta_J\rceil$ otherwise.
201
+ Thus $0\leq\mu_*R'\leq E_J$. Testing original primes gives
202
+ $H^0(J',\cO_{J'}(R'))\subseteq H^0(J,\cO_J(E_J))=\C(W)$,
203
+ and constants give equality. This is the required rank-one condition.
204
+ Extending the generic subpair by
205
+ $-p^{-1}\operatorname{div}_{K_{X/W}}(s)$ makes its log canonical
206
+ divisor rationally equivalent to $x^*K_W$. The generic sub-lc,
207
+ relative triviality, and rank conditions of
208
+ \cite[Definition~6.18]{BFMT} therefore hold. Adding a base pullback
209
+ to normalize vertical orders changes the total base term and the
210
+ discriminant equally, leaving the moduli divisor unchanged.
211
+
212
+ The least positive index trivializing $K_J+\Delta_J$ is $p$.
213
+ Indeed, a smaller such index $q$ would produce a rational
214
+ $q$-canonical form with logarithmic zero divisor $qE_J/p\geq0$,
215
+ contradicting the minimality of $p$. Thus the cyclic field extension
216
+ in Construction-Definition~6.23 of \cite{BFMT} is the one used above.
217
+
218
+ For its boundary comparison, put
219
+ $P_J=\operatorname{Supp}(\Delta_J^{=1})$ and first make a common
220
+ crepant log resolution of the auxiliary subpair and its root cover. The
221
+ coefficient-one support on the crepant model is contained in the
222
+ total inverse image of $P_J$: outside $P_J$ the auxiliary subpair is
223
+ sub-klt. Every additional component allowed by our pole boundary
224
+ has positive log discrepancy, so the ramification discrepancy
225
+ formula in Lemma~\ref{lem:reduced-cyclic-top} makes $\Omega$
226
+ regular there. The top-form space for the BFMT pole boundary
227
+ therefore injects into the top-form space for our boundary and
228
+ contains $\Omega$; both are the line generated by $\Omega$.
229
+ After spreading over a common smooth base open, inclusion of the
230
+ open complements induces a morphism of their admissible geometric
231
+ mixed variations. This morphism is strict for the Hodge and weight
232
+ filtrations, including their limiting filtrations after a finite
233
+ cover making boundary monodromy unipotent. It therefore identifies
234
+ the top lines in the same pure weight grade. Functoriality
235
+ of canonical extension gives the same identification across the
236
+ boundary and hence for the parabolic rational lines. Theorem~6.28 of
237
+ \cite{BFMT} now identifies this Hodge divisor with the moduli
238
+ divisor using one common positive multiple on both sides. This
239
+ comparison permits negative coefficients in the generic subpair;
240
+ it does not use the separate semiampleness theorem requiring
241
+ generic effectiveness.
242
+ \end{proof}
243
+
244
+ \begin{remark}
245
+ The hypothesis that $D$ is reduced is essential to
246
+ Lemma~\ref{lem:reduced-cyclic-top}. For five distinct points on
247
+ $\mathbf P^1$, the rational boundary
248
+ $D=\frac25(P_1+\cdots+P_5)$ satisfies $K_{\mathbf P^1}+D\sim_{\mathbf Q}0$.
249
+ Its index-five root cover has genus six and empty pole boundary.
250
+ Thus its entire top-form space has dimension six. The refinement therefore applies to reduced boundaries; the
251
+ character-line construction of Section~\ref{rankone:section} is used
252
+ for general rational orbifold boundaries.
253
+ \end{remark}
254
+
255
+ \subsection{The original relative orders}
256
+
257
+
258
+ \begin{lemma}[Normalization of the rank-one boundary]
259
+ \label{lem:rankone-normalization}
260
+ Let $x:X'\to W$ be a projective fibration on smooth models, let $D'$ be
261
+ an effective reduced SNC divisor, and suppose that its geometric generic
262
+ fiber $(J,D_J)$ has logarithmic Kodaira dimension zero. Fix a nonzero
263
+ relative rational $p$-canonical form $s$ generating
264
+ $H^0(J,p(K_J+D_J))$. At a prime $P$ of $W$ set
265
+ \[
266
+ a_E=\operatorname{ord}_E(x^*P),\qquad
267
+ r_E=p^{-1}\operatorname{ord}^{pK_{X'/W}}_E(s),\qquad
268
+ d_E=\operatorname{coeff}_E(D'),\qquad
269
+ t_P=\min_{E\mapsto P}\frac{r_E+d_E}{a_E}.
270
+ \]
271
+ Here the minimum is over actual components on the chosen source model.
272
+ Choose that model so that the generator divisor, boundary and inverse
273
+ image of $P$ have SNC support over the generic point of $P$; later
274
+ source modifications carry strict boundary plus reduced exceptional
275
+ boundary. The coefficients in the rank-one comparison satisfy
276
+ \[
277
+ \alpha_P=t_P,\qquad
278
+ \beta_P=\inf_{E\mapsto P}\frac{1+r_E}{a_E}-1,\qquad
279
+ T_P=1-c_P,
280
+ \quad
281
+ c_P:=\inf_{E\mapsto P}\frac{1+r_E}{a_E}-t_P.
282
+ \]
283
+ The infima allow divisorial valuations on higher smooth source models.
284
+ Equivalently, $c_P$ is the log canonical threshold of $x^*P$ for the
285
+ normalized auxiliary subpair
286
+ \[
287
+ \Delta^{\mathrm{aux}}
288
+ =-p^{-1}\operatorname{div}_{K_{X'/W}}(s)+x^*\sum_Qt_QQ.
289
+ \]
290
+ If $T_P=0$, an actual component attaining $t_P$ has
291
+ $a_E=1$, $d_E=0$, and attains the threshold infimum as well.
292
+ \end{lemma}
293
+
294
+ \begin{proof}
295
+ Choose a local frame $\eta$ of $K_W$ that does not vanish at the generic
296
+ point of $P$. The canonical line-bundle identification
297
+ \[
298
+ \mathcal O_{X'}(pK_{X'/W})\otimes x^*\mathcal O_W(pK_W)
299
+ \simeq\mathcal O_{X'}(pK_{X'})
300
+ \]
301
+ identifies the order of $s$ with the order of
302
+ $s\wedge x^*\eta^{\otimes p}$. Thus the quantity $l_E$ in the
303
+ rank-one order formula is exactly $r_E$. This uses the actual relative
304
+ canonical line bundle: the Jacobian contribution is already present in
305
+ $r_E$, so no ramification term is added or subtracted here.
306
+ Consequently its two order formulas give
307
+ \[
308
+ \alpha_P=t_P,
309
+ \qquad
310
+ \beta_P=\min_E\frac{r_E+1-a_E}{a_E}.
311
+ \]
312
+ Put
313
+ \[
314
+ \Delta_0=-p^{-1}\operatorname{div}_{K_{X'/W}}(s),
315
+ \qquad \lambda_P=\min_{E\mapsto P}\frac{1+r_E}{a_E},
316
+ \]
317
+ where the minimum is over actual vertical components. The indicated
318
+ SNC preparation and the generic logarithmic bound give $\Delta_0$ SNC
319
+ support and horizontal coefficients at most one. In
320
+ $\Delta_0+\lambda_Px^*P$, each vertical coefficient is
321
+ $-r_E+\lambda_Pa_E\leq1$. Thus this subpair is sub-log-canonical
322
+ over the generic point of $P$, and every higher divisorial valuation
323
+ satisfies
324
+ \[
325
+ 1+r_E-\lambda_Pa_E\geq0.
326
+ \]
327
+ An actual component attaining $\lambda_P$ gives equality. Hence the
328
+ infimum over all such valuations equals $\lambda_P$, and
329
+ $\beta_P=\lambda_P-1$.
330
+
331
+ For completeness, the first minimum also remains unchanged on higher
332
+ source models. A coefficient realizing $t_P$ makes
333
+ $t_Pa_E-r_E$ no greater than the original boundary coefficient at every
334
+ actual component over $P$. Equivalently, after clearing denominators,
335
+ the normalized generating form satisfies every logarithmic order test
336
+ over the generic point of $P$. Its pullback remains logarithmic with
337
+ strict plus reduced exceptional boundary. No new valuation can lower
338
+ the first minimum, while an old minimizing valuation persists.
339
+
340
+ At any divisorial valuation above the generic point of $P$, the
341
+ crepant coefficient of $\Delta^{\mathrm{aux}}$ is $-r_E+a_Et_P$.
342
+ The threshold formula therefore gives
343
+ \[
344
+ \operatorname{lct}_{\eta_P}(X',\Delta^{\mathrm{aux}};x^*P)
345
+ =\inf_E\frac{1+r_E-a_Et_P}{a_E}=c_P.
346
+ \]
347
+ Since $T_P=\alpha_P-\beta_P$, we obtain $T_P=1-c_P$.
348
+ Finally, if $T_P=0$ and $E$ attains the first minimum, then
349
+ \[
350
+ 1=c_P\le\frac{1+r_E}{a_E}-t_P
351
+ =\frac{1-d_E}{a_E}\le1.
352
+ \]
353
+ All terms are equal. Since $a_E$ is a positive integer and
354
+ $d_E\in\{0,1\}$, this forces $a_E=1$ and $d_E=0$, as claimed.
355
+ \end{proof}
356
+
357
+ \begin{lemma}[Permitted models after normalization]
358
+ \label{lem:normalized-models}
359
+ Suppose that $(W,T)$ is smooth with effective SNC rational boundary and
360
+ that the moduli divisor $M$ is a rational Cartier divisor on $W$.
361
+ For a smooth modification $\mu:W'\to W$, put
362
+ \[
363
+ T'=\mu_*^{-1}T+\operatorname{Exc}(\mu)_{\mathrm{red}},
364
+ \qquad M'=\mu^*M,
365
+ \]
366
+ and assume the resulting boundary is SNC. Then pullback identifies the
367
+ section spaces of every sufficiently divisible multiple of
368
+ $K_W+T+M$ and $K_{W'}+T'+M'$. At unchanged codimension-one points the
369
+ normalization in Lemma~\ref{lem:rankone-normalization} is preserved.
370
+ Every new exceptional prime has coefficient one in $T'$.
371
+ \end{lemma}
372
+
373
+ \begin{proof}
374
+ Log canonicity of $(W,T)$ gives
375
+ \[
376
+ K_{W'}+T'+M'=\mu^*(K_W+T+M)+E,
377
+ \]
378
+ where $E$ is effective and $\mu$-exceptional. For divisible $m$,
379
+ normality gives
380
+ \[
381
+ \mu_*\mathcal O_{W'}(mE)=\mathcal O_W.
382
+ \]
383
+ The projection formula therefore identifies the section spaces.
384
+ The modification is an isomorphism at each old generic divisorial
385
+ point, so the old local order calculations are unchanged. The final
386
+ assertion is the definition of $T'$.
387
+ \end{proof}
388
+
389
+ Appendix~\ref{p1logcbfalt:section} gives complementary projective
390
+ proofs of the section comparisons and further calculations with the
391
+ auxiliary subpair on higher models.
preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/build/sections/root-comparison.tex ADDED
@@ -0,0 +1,675 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \subsection{The exact comparison for Kodaira-zero fibers}
2
+ \label{rankone:section}
3
+
4
+ For fibers of logarithmic Kodaira dimension zero, the relative
5
+ pluricanonical forms determine a single Hodge line on the base. We
6
+ construct that line, compute its boundary orders, and use them to
7
+ identify the adjoint section spaces. Coefficient-one boundary
8
+ components introduce mixed Hodge structures, but the line itself
9
+ lies in one pure weight grade.
10
+
11
+ A pure variation of Hodge structures carries a local system and a
12
+ varying Hodge filtration. The \emph{highest step} of a summand is its
13
+ highest nonzero filtration piece. The \emph{parabolic extension} of
14
+ such a line is obtained by local power substitutions making boundary
15
+ monodromy unipotent, extension of the unipotent Hodge filtration, and
16
+ descent with the resulting rational weights. We will compute those
17
+ weights using the actual relative pluricanonical form.
18
+
19
+ \begin{proposition}[The rank-one comparison]\label{rankone:comparison}
20
+ Let $g:(X,\Delta)\to W$ be a fibration with connected fibers from a
21
+ smooth compact K\"ahler manifold to a smooth compact manifold in
22
+ class $\mathcal C$. Suppose that $\Delta$ is an SNC boundary with
23
+ rational coefficients in $[0,1]$ and that
24
+ $\kappa(G,K_G+\Delta_G)=0$ on a very general smooth fiber $G$.
25
+ After the modifications of
26
+ \Cref{setup:log-modification,setup:flattening}, fix a smooth compact
27
+ reference pair $(X_0,\Delta_0)$ and a modification
28
+ \[
29
+ \pi:X\longrightarrow X_0,\qquad
30
+ \Delta=\pi_*^{-1}\Delta_0+\operatorname{Exc}(\pi)_{\mathrm{red}},
31
+ \]
32
+ such that every prime divisor mapped by $g$ into codimension at least two
33
+ is $\pi$-exceptional. Then there are a rational line bundle $M$
34
+ and a rational divisor $T$ on $W$ with the following properties.
35
+ \begin{enumerate}[label=\textup{(\roman*)}]
36
+ \item A positive integral multiple of $M$ is the parabolic highest Hodge
37
+ line of a complex direct summand of a pure, real-polarizable variation
38
+ with an integral lattice on a dense open subset of $W$. Its parabolic extension is the line to which the adjoint-positivity
39
+ theorem, \Cref{period:adjoint}, will apply.
40
+ \item The divisor $T$ is supported on an SNC divisor and satisfies
41
+ \begin{equation}\label{rankone:boundary}
42
+ B(g,\Delta)\leq T\leq 1.
43
+ \end{equation}
44
+ In particular, $T$ is effective. If every prime over a prime $D$ of $W$
45
+ has $\Delta$-coefficient one, then $T_D=1$.
46
+ \item In sufficiently divisible degrees $q$, multiplication by the
47
+ relative generating forms gives linear isomorphisms
48
+ \begin{equation}\label{rankone:sections}
49
+ H^0\bigl(W,q(K_W+T+M)\bigr)
50
+ \simeq H^0\bigl(X,q(K_X+\Delta)\bigr)
51
+ \simeq H^0\bigl(X_0,q(K_{X_0}+\Delta_0)\bigr).
52
+ \end{equation}
53
+ In a common divisible grading they preserve products and ratios of
54
+ sections, and hence the dimensions
55
+ of the images of their linear systems.
56
+ \item The same comparison holds relatively. If $h:W\to Y$ and
57
+ $f_0:X_0\to Y$ are holomorphic maps with $f_0\pi=hg$, then
58
+ \begin{equation}\label{rankone:relative-sections}
59
+ h_*\mathcal O_W\bigl(q(K_W+T+M)\bigr)
60
+ \simeq (f_0)_*\mathcal O_{X_0}\bigl(q(K_{X_0}+\Delta_0)\bigr)
61
+ \end{equation}
62
+ for sufficiently divisible $q$. The comparison of ratios also applies
63
+ to systems over $Y$ and to their restrictions wherever generic base
64
+ change holds. The relative identity remains valid after tensoring by a
65
+ line bundle on $Y$, or a rational line bundle in degrees clearing its
66
+ denominator.
67
+ \end{enumerate}
68
+ \end{proposition}
69
+
70
+ The Hodge construction and its divisorial calculation are independent
71
+ of the reference pair. The condition on $\pi$ is used in the final
72
+ section comparison, to descend forms across exceptional centers.
73
+
74
+ \subsubsection{The root form and its eigenspace}
75
+
76
+ The cyclic-root construction and its distinguished eigensheaf occur in
77
+ \cite[Remark~2.6]{FujinoMori},
78
+ \cite[Lemma~5.2]{AmbroBoundary}, and
79
+ \cite[Remark~3.9]{FujinoGongyo}. Here the order calculations also
80
+ include coefficient-one boundary and keep the character line distinct
81
+ from the entire top Hodge space.
82
+
83
+ Choose a positive integer $m$ clearing the boundary denominators such
84
+ that the generic rank of
85
+ \[
86
+ g_*\mathcal O_X\bigl(m(K_{X/W}+\Delta)\bigr)
87
+ \]
88
+ is one. The same holds in every positive multiple of this degree:
89
+ powers of a nonzero section exist, whereas two independent sections
90
+ would contradict Kodaira dimension zero. Its reflexive hull
91
+ $\mathcal E_m$ is a line bundle since $W$ is smooth. A local frame $s$ of
92
+ $\mathcal E_m$ determines a meromorphic relative $m$-canonical form on
93
+ $X$ over the corresponding base open set. Two such frames differ by
94
+ an invertible base function.
95
+ The direct image records $m$-pluriforms. Positivity will come from the
96
+ Hodge extension of their rational root; comparing the two extension
97
+ orders will supply $T$.
98
+
99
+ Resolve the horizontal zeros, poles, and boundary, then choose a dense
100
+ open set $W^\circ$ on which $g$ is smooth, the resulting divisors are
101
+ relatively SNC, and all their strata are smooth over the base. By
102
+ \Cref{setup:log-modification}, new exceptional components have
103
+ coefficient one, and the logarithmic Kodaira dimension of the general
104
+ fiber stays zero. On each base chart take the normalized cyclic cover
105
+ of $m$-th roots of $s$ as a relative pluriform and resolve it
106
+ functorially. Write $\tau$ for its tautological relative top form and
107
+ $d=\dim X-\dim W$.
108
+
109
+ At a horizontal prime of boundary coefficient $\delta$, let $l$ be
110
+ the order of $s$ divided by $m$.
111
+ The inequality $l\geq-\delta\geq-1$ shows that $\tau$ has at most
112
+ logarithmic poles. Indeed, at a covering prime of ramification index
113
+ $j$, its order is
114
+ \begin{equation}\label{rankone:root-order}
115
+ j(1+l)-1.
116
+ \end{equation}
117
+ This number is integral. If $l>-1$ it is nonnegative; if $l=-1$ it
118
+ equals $-1$. On the resolved cover let $H$ be the reduced inverse
119
+ image of the horizontal primes with $l=-1$. It includes the
120
+ exceptional components above those primes that are needed in the log
121
+ resolution. Logarithmic pullback preserves the bound, and no
122
+ additional horizontal poles occur. We use the cohomology of the
123
+ complement of $H$.
124
+
125
+ \begin{lemma}\label{rankone:eigenspace}
126
+ The tautological form spans the root-character part of
127
+ $F^dH^d(\widetilde G\setminus H,\C)$ on a general fiber of the cyclic
128
+ cover. In particular, that part has dimension one.
129
+ \end{lemma}
130
+
131
+ \begin{proof}
132
+ For a compact K\"ahler SNC pair, logarithmic Hodge--de Rham degeneration
133
+ identifies this top Hodge space with its global logarithmic top
134
+ forms; it is also the smooth-fiber case of
135
+ \cite[Theorem~1.1]{FujinoFujisawaVMHS}, by duality. Let $\eta$ be
136
+ another form of the tautological character. Then $\eta/\tau$ is
137
+ deck-invariant and descends to a meromorphic function $v$ on $G$.
138
+
139
+ Consider a prime where the logarithmic section $s$ has no zero.
140
+ There $l=-\delta$. For $l>-1$, the integer in
141
+ \eqref{rankone:root-order} lies between $0$ and $j-1$. A pole of
142
+ $v$ downstairs would lower the covering order by at least $j$, which
143
+ is impossible. For $l=-1$, the logarithmic pole allowance is already
144
+ exhausted, so the same conclusion holds. Thus the poles of $v$ can
145
+ occur only on the positive zero divisor of $s$ as a section of
146
+ $m(K_G+\Delta_G)$. A sufficiently high power $s^N$ absorbs those
147
+ poles. Both $s^N$ and $v s^N$ are then sections of
148
+ $Nm(K_G+\Delta_G)$. The assumption $\kappa=0$ forces them to be
149
+ dependent, and hence forces $v$ to be constant.
150
+
151
+ The argument also applies to a disconnected cover: we retain the whole
152
+ cover with its $\mu_m$-action, whose invariant meromorphic functions
153
+ descend to $G$.
154
+ \end{proof}
155
+
156
+ The ranks of the Hodge and weight graded bundles are locally constant
157
+ on $W^\circ$. The conclusion of \Cref{rankone:eigenspace}, proved on
158
+ a very general fiber, therefore holds throughout this smooth log
159
+ locus. Notice that neither the argument nor
160
+ \eqref{rankone:root-order} requires a boundary coefficient to have
161
+ the form $1-1/a$ with $a$ an integer.
162
+
163
+ \subsubsection{Pure weights and descent of the local systems}
164
+
165
+ We next place a power of the local Hodge line in a global pure
166
+ variation. This requires compatible polarizations and descent,
167
+ because the cyclic covers need not form a global family.
168
+
169
+ First make the local normalized-cover constructions on charts of the
170
+ compact base $W$, using the meromorphic forms supplied by the frames
171
+ of $\mathcal E_m$. They extend across the missing base divisor as
172
+ finite covers; subsequent resolutions can be projective and
173
+ functorial in the analytic category
174
+ \cite[Theorem~1.1]{BierstoneMilmanFunctorial}.
175
+ The resulting maps to the K\"ahler source are projective, since the
176
+ finite covers are projective. Thus their total spaces are K\"ahler
177
+ over relatively compact source neighborhoods
178
+ \cite[Definition~4.1 and Lemma~4.4]{FujikiDouady}. Properness allows
179
+ such a neighborhood to contain the inverse image of a sufficiently
180
+ small disk transverse to a base divisor.
181
+ The divisor of the tensor is unchanged under multiplication
182
+ by a base unit. Thus the constructions on overlaps are identified
183
+ after taking a local root of that unit, and the resolutions and their
184
+ exceptional divisor classes are identified as well.
185
+
186
+ Fix a K\"ahler class $\xi$ on $X$. On each resolved-cover chart
187
+ $q_i:Z_i\to X|_{U_i}$, choose the relatively ample line bundle $A_i$
188
+ as follows. Functoriality matches the blowup center ideals and their
189
+ tautological line bundles under the root-change identifications.
190
+ Insert identity stages where a center is empty; the corresponding
191
+ tautological bundle is trivial there. A sufficiently weighted tensor
192
+ product gives compatible $A_i$, equivariant under deck transformations,
193
+ by descent of the centers, blowups, and tautological bundles. The classes
194
+ \[
195
+ \theta_i=Nq_i^*\xi+c_1(A_i)
196
+ \]
197
+ are K\"ahler on the smooth compact fibers for $N$ sufficiently large;
198
+ their restrictions to the compact boundary strata are K\"ahler too.
199
+ At the intermediate finite covering stage one uses the pullback
200
+ K\"ahler \emph{class}; the literal pulled-back form can degenerate
201
+ at ramification. The relatively ample class supplies positivity
202
+ along the projective resolution. One may choose a single $N$:
203
+ carry out the construction over charts $U_i^+$ containing the closures
204
+ of finitely many relatively compact charts $U_i$ covering $W$.
205
+ Properness makes the inverse images of these closures compact, so
206
+ each admits a bound $N_i$ in this class construction. Taking
207
+ $N\geq\max_iN_i$ works on all charts, since increasing $N$ adds
208
+ the semipositive class $q_i^*\xi$. This is why the construction was
209
+ extended over the compact base before shrinking to $W^\circ$.
210
+ For the invariant K\"ahler-class construction on an equivariant
211
+ resolved cyclic cover, see also \cite[Lemma~8.1]{ChenLimits}.
212
+
213
+ The classes $\theta_i$ come from total-space cohomology, so their
214
+ restrictions to the smooth fibers and strata are flat for the
215
+ Gauss--Manin connection. They agree under the overlap
216
+ identifications. Lefschetz decomposition and cup product consequently
217
+ give compatible flat real polarizations on the compact-stratum
218
+ cohomology systems. The weight spectral sequence, with its Tate
219
+ twists, gives the pure weight grades of the open-fiber cohomology as
220
+ subquotients of these systems. They are real-polarizable: a real Hodge
221
+ subvariation of a polarized pure variation is nondegenerate for the
222
+ polarization, and a quotient can be identified with an orthogonal
223
+ complement. These operations are compatible with the overlap maps.
224
+ The integral structures come from cohomology modulo torsion and the
225
+ saturated intersections with the rational weight filtration. We do
226
+ not assert that the real polarizations are rational.
227
+
228
+ There is a unique weight $w$ for which
229
+ \[
230
+ F^d\Gr^W_w H^d(\widetilde G\setminus H,\C)_\chi\ne0.
231
+ \]
232
+ Here $\chi$ is the tautological character. Uniqueness follows from
233
+ the rank-one assertion and strictness of the weight filtration. Let
234
+ $V_i$ be the pure integral variation given by this weight grade on
235
+ the $i$th chart; the chosen line is $F^d(V_i)_\chi$.
236
+
237
+ \begin{lemma}\label{rankone:descent}
238
+ A positive tensor power of these local Hodge lines is the highest
239
+ Hodge line of a complex direct summand of a global real-polarizable
240
+ integral pure variation on $W^\circ$.
241
+ \end{lemma}
242
+
243
+ \begin{proof}
244
+ Refine an overlap so that a root of its transition unit can be
245
+ chosen. It gives an isomorphism between the cyclic-cover families,
246
+ and therefore an isomorphism of their integral cohomology systems.
247
+ Another choice differs by a deck transformation. On a triple
248
+ overlap the cocycle defect is also a deck transformation. All these
249
+ maps commute with the distinguished $\mu_m$-action.
250
+
251
+ Put
252
+ \[
253
+ \mathbb U_i=
254
+ \bigl((V_{i,\Z}/\text{torsion})^{\otimes m}\bigr)^{\mu_m},
255
+ \]
256
+ using the diagonal deck action. The ambiguity and the cocycle defect
257
+ act trivially on $\mathbb U_i$. Hence the $\mathbb U_i$ descend to
258
+ an integral local system $\mathbb U$; saturation only changes the
259
+ lattice by an isogeny. The compatible real polarizations, tensorized
260
+ and restricted to invariants, polarize this pure variation.
261
+
262
+ Over $\C$ the character projector $e_\chi$ is a flat Hodge
263
+ endomorphism on each chart. The projector
264
+ $e_\chi^{\otimes m}$ restricts to the invariant tensor space,
265
+ because $\chi^m=1$. It commutes with all transition maps and
266
+ therefore defines a global complex direct summand with local fibers
267
+ $((V_i)_\chi)^{\otimes m}$. Its highest step is
268
+ $(F^d(V_i)_\chi)^{\otimes m}$, a line. In local rooted notation
269
+ this line is generated by $\tau^{\otimes m}$, which is identified
270
+ meromorphically with $s$. Thus no global root of $\mathcal E_m$ and
271
+ no global family of cyclic covers is needed.
272
+ \end{proof}
273
+
274
+ \subsubsection{The two extension orders}
275
+
276
+ Let $M$ denote one $m$th of the parabolic extension of the line just
277
+ constructed. We use $s^{1/m}$ for its local rational frame; the
278
+ notation becomes literal after the powers and finite boundary covers
279
+ above. We now compare this parabolic extension with the pole bounds
280
+ of the original pluriform.
281
+
282
+ Fix a prime divisor $D$ on $W$ and use a local ordinary base volume
283
+ $\omega$ that does not vanish at its generic point. Work on a source
284
+ model on which the divisor of the generator, the boundary, and the
285
+ inverse image of $D$ have SNC support over that generic point,
286
+ using strict transforms plus reduced exceptional boundary as before.
287
+ All primes of this prepared source dominating $D$, including the
288
+ exceptional primes introduced by its resolution, enter the following
289
+ order tests. Put
290
+ \[
291
+ l_E=\frac1m\ord_E(s\wedge g^*\omega^m),\qquad
292
+ a_E=\ord_E(g^*D),\qquad \delta_E=\Delta_E,
293
+ \]
294
+ and
295
+ \[
296
+ \alpha_D=\min_{g(E)=D}\frac{l_E+\delta_E}{a_E},
297
+ \qquad \beta_D=\ord_D^M(s^{1/m}).
298
+ \]
299
+ The notation $s\wedge g^*\omega^m$ means the relative-times-base
300
+ identification in the $m$th tensor power of the canonical bundle.
301
+ For $q$ divisible by $m$ and clearing the rational data, and a
302
+ meromorphic base function $\varphi$, the total pluriform
303
+ $\varphi\,\omega^q s^{q/m}$ has boundary-adjusted order
304
+ \[
305
+ a_E\ord_D(\varphi)+q(l_E+\delta_E)
306
+ \]
307
+ at $E$. It therefore satisfies the source boundary bounds at all
308
+ these primes if and only if
309
+ \begin{equation}\label{rankone:base-bound}
310
+ \ord_D(\varphi)+q\alpha_D\geq0.
311
+ \end{equation}
312
+ The Hodge frame contributes $q\beta_D$ to the order on the base,
313
+ so the candidate boundary correction is $T_D=\alpha_D-\beta_D$.
314
+ Computing $\beta_D$ will reduce the required bounds on $T_D$ to
315
+ a comparison of two minima. We first justify computing that Hodge
316
+ order by logarithmic orders on a semistable cover, without changing
317
+ the chosen pure Hodge line. Global consistency of $T$ and descent
318
+ across the untested source primes will follow afterward.
319
+
320
+ \subsubsection{The extension across a transverse disk}
321
+
322
+ We use the analytic canonical-extension theorem
323
+ \cite[Theorem~1.1]{FujinoFujisawaVMHS}. It applies to a proper
324
+ surjective morphism of an analytic SNC pair $(Z,H)$ to a smooth base,
325
+ with $H$ reduced, every stratum K\"ahler and dominant, and all strata
326
+ smooth off a normal crossing discriminant. It supplies a
327
+ graded-polarizable real variation on compact-support cohomology,
328
+ locally free double Hodge/weight grades on the extension, and the
329
+ dual direct-image description by $\omega_{Z/B}(H)$. Admissibility
330
+ is established in \cite[Remark~4.8]{FujinoFujisawaVMHS}.
331
+ These conclusions apply to proper K\"ahler families; projectivity
332
+ is not required.
333
+
334
+ Take a transverse disk at a general point of a base divisor. Resolve
335
+ the cyclic-cover pair together with the central fiber, leaving its
336
+ smooth logarithmic locus over the punctured disk unchanged. Near a
337
+ central point the resulting map has the form
338
+ \[
339
+ t=\varepsilon x_1^{a_1}\cdots x_r^{a_r},
340
+ \qquad H\subset\{x_{r+1}\cdots x_l=0\},
341
+ \]
342
+ where $\varepsilon$ is a unit and $H$ is the horizontal boundary. Absorbing it
343
+ into a vertical coordinate gives a strict toroidal morphism. Compactness
344
+ of the central fiber and properness allow us to shrink the disk until
345
+ finitely many such charts cover its inverse image. The associated cone
346
+ complex is therefore finite. Apply the combinatorial semistable
347
+ subdivision theorem
348
+ \cite[Theorem~2.7]{AdiprasitoLiuTemkinSemistable}. Its base is one ray,
349
+ so the base lattice alteration is realized by $t=u^N$. Normalize this
350
+ base change, keeping all components, and realize the projective source
351
+ subdivision analytically
352
+ \cite[Lemmas~2.14--2.15, 2.18, and~2.31(4)]
353
+ {EnokizonoHashizumeSemistable}. Zero-image faces, which record the
354
+ horizontal boundary, are allowed in the combinatorial theorem.
355
+
356
+ The semistable local form is
357
+ \[
358
+ u=y_1\cdots y_q,
359
+ \qquad H\subset\{y_{q+1}\cdots y_k=0\};
360
+ \]
361
+ see \cite[Lemma~2.21(4)]{EnokizonoHashizumeSemistable}.
362
+ Here $H$ includes every horizontal exceptional component in the
363
+ transformed boundary. The total space is smooth, the central fiber is
364
+ reduced, and its union with $H$ is SNC. On every horizontal
365
+ intersection stratum the displayed monomial is nonconstant;
366
+ properness makes its image the whole disk. The composite to the
367
+ initial K\"ahler total space is projective, so the new total space and
368
+ its smooth strata are K\"ahler after shrinking the disk
369
+ \cite[Lemma~4.4]{FujikiDouady}.
370
+
371
+ These toroidal modifications preserve the open pair on the punctured
372
+ fibers. Its cohomology is therefore the pullback of the original
373
+ open-fiber cohomology, including the full direct sum if the cover
374
+ splits. Transport the original $\mu_m$-action through this
375
+ identification. The deck projector then acts on the variation and,
376
+ by functoriality, on its canonical extension; no action on a selected
377
+ component or on the chosen semistable model is needed. We apply the
378
+ extension theorem componentwise and take the direct sum. We use this
379
+ semistable pair itself: an arbitrary further resolution need not
380
+ preserve reducedness.
381
+
382
+ For application of the cited theorem, $H$ consists of the horizontal
383
+ logarithmic boundary. The central fiber is not included in $H$:
384
+ it appears in the relative logarithmic complex, with $dt/t$ in the
385
+ base quotient. Write $f:Z\to B$ for this degeneration over the disk,
386
+ and $Z_0=f^{-1}(0)$ for its central fiber. The top relative
387
+ logarithmic sheaf is
388
+ \begin{equation}\label{rankone:log-volume}
389
+ \omega_{Z/B}\bigl(H+(Z_0)_{\mathrm{red}}-f^*[0]\bigr).
390
+ \end{equation}
391
+ On the semistable model the central fiber is reduced, so this is
392
+ $\omega_{Z/B}(H)$. For a smooth open fiber of dimension $d$,
393
+ Poincar\'e duality identifies
394
+ \[
395
+ H^d_c(Z_t\setminus H_t)^*\simeq
396
+ H^d(Z_t\setminus H_t)(d).
397
+ \]
398
+ Accordingly the dual degree-zero Hodge quotient in
399
+ \cite[Theorem~1.1(iv)]{FujinoFujisawaVMHS} is precisely the top
400
+ $F^d$ step of ordinary $H^d$. The upper and lower canonical
401
+ extensions coincide after unipotentization. This proves that the
402
+ canonical extension of the top step is the direct image of
403
+ \eqref{rankone:log-volume}. The K\"ahler form of the
404
+ one-parameter limiting theorem is also explained in
405
+ \cite[Remarks~2.16, 4.4, and~4.8]{FujinoFujisawaVMHS}.
406
+
407
+ \begin{lemma}\label{rankone:extension}
408
+ The projection of the rank-one top eigenspace to its nonzero pure
409
+ weight grade is an isomorphism on canonical extensions after
410
+ unipotentization. Consequently it is an isomorphism of parabolic
411
+ rational lines before that base change.
412
+ \end{lemma}
413
+
414
+ \begin{proof}
415
+ Let $\overline{\mathcal V}_\chi$ be the extended mixed eigensystem
416
+ over the disk. The finite deck projector acts on the canonical
417
+ extension and its filtrations. By the cited extension theorem,
418
+ each
419
+ \[
420
+ \Gr_F^p\Gr^W_j\overline{\mathcal V}_\chi
421
+ \]
422
+ is locally free and has its rank on the punctured disk. The
423
+ filtrations on the weight quotients are induced filtrations.
424
+ Thus the exact sequences
425
+ \[
426
+ 0\longrightarrow F^dW_{j-1}\overline{\mathcal V}_\chi
427
+ \longrightarrow F^dW_j\overline{\mathcal V}_\chi
428
+ \longrightarrow F^d\Gr^W_j\overline{\mathcal V}_\chi
429
+ \longrightarrow0
430
+ \]
431
+ have locally free quotients. There is no step above $F^d$, also
432
+ on the extension, by these constant-rank assertions. Exactly one
433
+ of the displayed quotients has rank one, namely that for $j=w$;
434
+ all the others have rank zero. Induction on the weight filtration
435
+ therefore gives
436
+ \[
437
+ F^dW_{w-1}\overline{\mathcal V}_\chi=0,\qquad
438
+ F^dW_w\overline{\mathcal V}_\chi
439
+ =F^d\overline{\mathcal V}_\chi,
440
+ \]
441
+ and identifies the latter line with
442
+ $F^d\Gr^W_w\overline{\mathcal V}_\chi$ across the origin, without
443
+ an additional zero or pole. Descent gives the parabolic assertion.
444
+ \end{proof}
445
+
446
+ \subsubsection{The divisorial order of the Hodge line}
447
+
448
+ With the notation and prepared source above, we claim that the
449
+ parabolic order of the frame $s^{1/m}$ in $M$ is
450
+ \begin{equation}\label{rankone:order}
451
+ \beta_D=\ord_D^M(s^{1/m})
452
+ =\min_{g(E)=D}\frac{l_E+1-a_E}{a_E}.
453
+ \end{equation}
454
+ Equivalently, $\beta_D$ is the largest rational number $b$ such that
455
+ $t^{-b}s^{1/m}$ extends at $D=(t=0)$ in the parabolic sense.
456
+
457
+ It suffices to work over a transverse disk, suppressing the other
458
+ base coordinates. Write $\tau=s^{1/m}$ and
459
+ $\Omega=\tau\wedge g^*dt$. The multivalued total form
460
+ $\Omega/t$ has order $l_E-a_E$ at $E$. A logarithmic extension
461
+ allows order $-1$, so twisting by $t^{-b}$ imposes
462
+ \begin{equation}\label{rankone:inequality}
463
+ l_E+1-a_E-a_Eb\geq0.
464
+ \end{equation}
465
+ To verify this directly against the canonical extension, take a
466
+ finite base change $t=u^N$ and a semistable model of the root
467
+ cover. At a central prime over the strict transform of $E$, let
468
+ $e$ be the total ramification index of the composite map to $X$,
469
+ including the cyclic-cover ramification. Reducedness gives
470
+ $ea_E=\ord_{E'}(t)=N\ord_{E'}(u)=N$, where $E'$ is this new prime.
471
+ Orders of a total volume form shifted by one multiply by $e$.
472
+ Dividing its pullback by
473
+ $dt/du=Nu^{N-1}$ therefore gives
474
+ \[
475
+ \ord(\tau\wedge du)
476
+ =e(l_E+1)-N
477
+ =e(l_E+1-a_E).
478
+ \]
479
+ The base twist subtracts $Nb=ea_Eb$. Regularity in
480
+ \eqref{rankone:log-volume} is exactly
481
+ \eqref{rankone:inequality}. By \Cref{rankone:extension}, testing
482
+ the logarithmic top form tests the chosen pure Hodge line as well.
483
+ The form being tested is the pullback of the original tautological
484
+ form on the full cover. The identification of open-fiber cohomology
485
+ above and the direct-image description of its canonical extension
486
+ identify it with that same Hodge section. Keeping all normalized
487
+ components ensures that a prime above every original $E$ is present;
488
+ the proper toroidal modifications retain its strict transform.
489
+
490
+ To prove sufficiency, continue to write $X$ for the smooth source
491
+ over the transverse disk and put $n=d+1$. In SNC coordinates write
492
+ \[
493
+ \Omega=h\prod_i x_i^{l_i}\,dx_1\wedge\cdots\wedge dx_n,
494
+ \qquad t=h'\prod_i x_i^{a_i},
495
+ \]
496
+ where $h,h'$ are units and $a_i=0$ for horizontal components.
497
+ Put $c_i=l_i+1-(1+b)a_i$. The vertical inequalities
498
+ \eqref{rankone:inequality} and the horizontal logarithmic bounds
499
+ give $c_i\geq0$. For any additional divisorial valuation $v$,
500
+ write $A_X(v)$ for its log discrepancy over this smooth model,
501
+ that is, one plus the order of the Jacobian. Logarithmic pullback
502
+ of the SNC coordinate divisor gives
503
+ $A_X(v)\geq\sum_i v(x_i)$, exactly as in
504
+ \Cref{setup:log-modification}. Thus the shifted order of
505
+ $t^{-(1+b)}\Omega$ is
506
+ \[
507
+ A_X(v)+\sum_i\bigl(l_i-(1+b)a_i\bigr)v(x_i)
508
+ \ \geq\ \sum_i c_i v(x_i)\ \geq\ 0.
509
+ \]
510
+ These inequalities persist under finite covers, since shifted orders
511
+ multiply by ramification indices. Further exceptional primes therefore
512
+ impose no stronger condition.
513
+ Horizontally, shifted orders are strictly positive outside the
514
+ designated log boundary; on the root cover these are positive
515
+ integers, so there are no poles there. Conversely, covering primes
516
+ above strict transforms detect every
517
+ inequality in \eqref{rankone:inequality}. Taking their minimum
518
+ proves \eqref{rankone:order}.
519
+
520
+ \begin{remark}\label{rankone:collision}
521
+ The use of all primes on the resolved model in
522
+ \eqref{rankone:order} matters even for a simple logarithmic
523
+ family. On $\mathbf P^1_x$ over a disk, remove the horizontal
524
+ divisor $x^2=t$ and use $\tau=dx/(x^2-t)$. After $t=u^2$ and
525
+ $x=uz$, one has $\tau=u^{-1}dz/(z^2-1)$, so the parabolic order
526
+ is $-1/2$. Resolving the tangency of the horizontal divisor with
527
+ $t=0$ introduces a prime with $a_E=2$ and $l_E=0$, which gives
528
+ exactly $-1/2$ in \eqref{rankone:order}. The original central
529
+ prime alone would not detect it.
530
+ \end{remark}
531
+
532
+ \subsubsection{The boundary and the comparison of sections}
533
+
534
+ Define
535
+ \begin{equation}\label{rankone:alpha-T}
536
+ T_D=\alpha_D-\beta_D.
537
+ \end{equation}
538
+ Changing $s$ to $v s$, for a meromorphic base function $v$, adds
539
+ $a_E\ord_D(v)/m$ to $l_E$. Hence it adds
540
+ $\ord_D(v)/m$ to both $\alpha_D$ and $\beta_D$ and leaves
541
+ $T_D$ unchanged. This also checks the transformation rule for
542
+ the rational Hodge frame in \eqref{rankone:order}. Passing to
543
+ a higher divisible generating degree has the same effect: on the
544
+ generic fiber its generator is a base multiple of a power of $s$.
545
+ Thus the construction is independent of these choices.
546
+
547
+ For the boundary inequality, write
548
+ \[
549
+ x_E=\frac{l_E+\delta_E}{a_E},\qquad
550
+ c_E=1-\frac{1-\delta_E}{a_E}.
551
+ \]
552
+ Then $0\leq c_E\leq1$, and
553
+ \[
554
+ T_D=\min_E x_E-\min_E(x_E-c_E).
555
+ \]
556
+ For any finite collections of real numbers $x_E,c_E$, this
557
+ difference lies between $\min_Ec_E$ and $\max_Ec_E$.
558
+ Moreover the inf-multiplicity convention gives
559
+ \[
560
+ \min_Ec_E
561
+ =1-\max_{g(E)=D}\frac{1-\delta_E}{a_E}
562
+ =B(g,\Delta)_D.
563
+ \]
564
+ This proves \eqref{rankone:boundary}. If all $\delta_E=1$,
565
+ all $c_E=1$, so $T_D=1$.
566
+
567
+ Choose the discriminant to include the vertical boundary and all
568
+ loci where the smooth log construction fails. Off it the family
569
+ and the generator line are smooth log-relative data, and there is
570
+ no vertical boundary. There $\alpha_D=\beta_D$; in a
571
+ nonvanishing generator frame both are zero. Thus $T$ has finite
572
+ support in the chosen discriminant, which may be resolved to be
573
+ SNC. On subsequent modifications one pulls back the variation and
574
+ its parabolic line and recomputes $\alpha_D$ and
575
+ \eqref{rankone:alpha-T}; the order computation is unchanged on the
576
+ resulting models.
577
+
578
+ \begin{proof}[Completion of the proof of \Cref{rankone:comparison}]
579
+ Take $q$ divisible by $m$ and by the denominators of all rational
580
+ data. In a local base frame, a meromorphic section of
581
+ $q(K_W+T+M)$ is represented
582
+ by
583
+ \[
584
+ \varphi\,\omega^q s^{q/m}.
585
+ \]
586
+ The order of the frame in $T+M$ is
587
+ $q(T_D+\beta_D)=q\alpha_D$. Consequently this section is
588
+ regular at $D$ exactly when \eqref{rankone:base-bound} holds.
589
+ The source-side order test already proved identifies this with
590
+ the boundary bounds at every source prime dominating $D$.
591
+ Along horizontal primes the required bound is automatic because
592
+ $s^{q/m}$ is a logarithmic
593
+ pluricanonical section on the general fiber. We have proved the
594
+ exact section comparison in codimension one on the base, and at
595
+ all source primes except those contracted by $g$ into codimension
596
+ at least two.
597
+
598
+ Conversely, a section of $q(K_X+\Delta)$ restricts on a general
599
+ $g$-fiber to a multiple of $s^{q/m}$. Their ratio is a
600
+ meromorphic function constant on the connected general fibers,
601
+ and therefore descends meromorphically to $W$. The same
602
+ divisorial inequalities make it a section of $q(K_W+T+M)$
603
+ outside codimension two; smoothness of $W$ extends it uniquely
604
+ across that set. This proves the converse comparison in all
605
+ divisible degrees under consideration.
606
+
607
+ For the forward direction, a section on $W$ gives a meromorphic
608
+ adjoint form on $X$ whose only possible remaining poles lie on
609
+ $g$-contracted prime divisors. By hypothesis these divisors are
610
+ $\pi$-exceptional. Push the form to $X_0$. At every prime of
611
+ $X_0$ its transform was among the tested primes of $X$, so the
612
+ pushed form satisfies the $\Delta_0$ pole bound in codimension
613
+ one. Since $X_0$ is smooth and the adjoint multiple is a line
614
+ bundle, it extends across codimension two. Finally
615
+ \Cref{setup:log-modification} pulls it back to a section of
616
+ $q(K_X+\Delta)$, proving \eqref{rankone:sections}.
617
+
618
+ If the diagram is over $Y$, apply this argument over an arbitrary
619
+ open subset $U\subset Y$. Its inverse image in $X$ is
620
+ $\pi^{-1}(f_0^{-1}U)=g^{-1}(h^{-1}U)$, and $\pi$ is still
621
+ proper over the smooth open space $f_0^{-1}U$. The exceptional
622
+ images still have codimension at least two. The construction and
623
+ the extension of sections commute with restriction to $U$,
624
+ giving \eqref{rankone:relative-sections}. Relative canonical
625
+ versions, when the auxiliary base is smooth, follow by the
626
+ projection formula. All comparisons multiply by the same relative
627
+ generator, with its powers in the common divisible grading, so they
628
+ preserve products and ratios of sections. The projection formula also
629
+ gives the identity after any pulled-back base twist, in degrees clearing
630
+ the denominator for a rational twist. This completes
631
+ \Cref{rankone:comparison}.
632
+ \end{proof}
633
+
634
+ \subsection{Retaining the original base multiplicities}
635
+
636
+ \begin{lemma}[Composition of inf-multiplicity bounds]
637
+ \label{application:composition}
638
+ Suppose that \(X\xrightarrow{g}W\xrightarrow{h}Y\) is a diagram of
639
+ surjective maps between smooth spaces, and \(\Delta,T,C\) are rational
640
+ boundaries on these spaces. If
641
+ \[
642
+ T\geq B(g,\Delta),\qquad C\leq B(h\circ g,\Delta),
643
+ \]
644
+ then \(B(h,T)\geq C\). If, in addition, every prime divisor of \(X\)
645
+ mapped into codimension at least two in \(Y\) has coefficient one in
646
+ \(\Delta\), and \(T\leq1\), then every prime divisor of \(W\) mapped
647
+ into codimension at least two in \(Y\) has coefficient one in \(T\).
648
+ \end{lemma}
649
+
650
+ This is the inf-multiplicity composition comparison of
651
+ \cite[Proposition~3.13(1)]{CampanaOrbifolds}; we include its order
652
+ calculation to track coefficient-one exceptional divisors.
653
+
654
+ \begin{proof}
655
+ Let \(D\subset Y\) and \(V\subset W\) be prime divisors with
656
+ \(h(V)=D\). Write \(b_V=\ord_V(h^*D)\). If \(E\subset X\) is a
657
+ prime divisor dominating \(V\), put \(a_E=\ord_E(g^*V)\). At their
658
+ generic points orders multiply, so
659
+ \[
660
+ \ord_E((h\circ g)^*D)=b_Va_E.
661
+ \]
662
+ The hypothesis on \(C\) implies
663
+ \(b_Va_E m_\Delta(E)\geq m_C(D)\) for every such \(E\). Taking the
664
+ minimum over them and then using the hypothesis on \(T\) gives
665
+ \[
666
+ b_Vm_T(V)\ \geq\ b_Vm(g,\Delta;V)\ \geq\ m_C(D).
667
+ \]
668
+ Taking the minimum over \(V\) proves the first assertion. All these
669
+ inequalities are valid with the prescribed convention for infinity.
670
+
671
+ For the second assertion, let \(V\) be mapped into codimension at least
672
+ two in \(Y\). Every prime \(E\) dominating it has
673
+ \(\Delta_E=1\), so \(m(g,\Delta;V)=\infty\). It follows that
674
+ \(B(g,\Delta)_V=1\), and hence \(T_V=1\).
675
+ \end{proof}
preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/paper.pdf ADDED
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preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/README.md ADDED
@@ -0,0 +1,18 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ # [Ordinary two-point correlations of multiplicative functions](final.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** September 24, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026,
11
+ author = {{OpenAI}},
12
+ title = {{Ordinary two-point correlations of multiplicative functions}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/final.pdf}{OAI:Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026}},
15
+ year = {2026}
16
+ }
17
+ ```
18
+
preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/build/introduction.tex ADDED
@@ -0,0 +1,278 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Introduction}\label{sec:introduction}
2
+
3
+ For \(n\ge1\), let \(\Omega(n)\) be the number of prime factors of \(n\),
4
+ counted with multiplicity, and let \(\lambda(n)=(-1)^{\Omega(n)}\).
5
+ We study ordinary two-point averages: each integer up to the given
6
+ cutoff has weight one. Thus the correlation measures whether the two prime-factor counts
7
+ have the same parity more often than different parities on the full
8
+ initial interval.
9
+ The distinction from a logarithmic average is the distinction between
10
+ \[
11
+ \frac1X\sum_{n\le X}a(n)
12
+ \qquad\text{and}\qquad
13
+ \frac1{\log X}\sum_{n\le X}\frac{a(n)}n.
14
+ \]
15
+ Logarithmic weighting combines information from many multiplicative
16
+ scales; an ordinary estimate must control the terminal scale itself.
17
+ Our quantitative conclusion concerns every fixed pair of
18
+ nonproportional affine forms.
19
+
20
+ \begin{theorem}[A logarithmic saving for affine Liouville correlations]
21
+ \label{thm:q-affine}
22
+ There is an absolute constant \(c>0\) such that, for every fixed choice
23
+ of integers \(a_1,a_2\ge1\) and \(b_1,b_2\ge0\) with
24
+ \(a_1b_2-a_2b_1\ne0\), there is a constant
25
+ \(C_{a_1,a_2,b_1,b_2}\) for which
26
+ \[
27
+ \left|\sum_{1\le n\le X}
28
+ \lambda(a_1n+b_1)\lambda(a_2n+b_2)\right|
29
+ \le C_{a_1,a_2,b_1,b_2}\frac{X}{(\log X)^c}
30
+ \qquad(X\ge3).
31
+ \]
32
+ The cutoff \(X\) may be any real number. No coprimality condition is
33
+ imposed on the coefficients.
34
+ \end{theorem}
35
+
36
+ For $a_1=a_2=1$ and $b_1=0$, $b_2=h>0$, this resolves the
37
+ ordinary two-point Chowla conjecture, with a logarithmic saving.
38
+ The exponent is independent of the forms. The implied constants need
39
+ not be effective, and no uniformity for coefficients growing with \(X\)
40
+ is asserted. The proof first obtains the same saving for
41
+ \(\lambda(n)\lambda(n+h)\) in each fixed residue class modulo each fixed
42
+ positive integer, including nonunit and zero classes. Complete
43
+ multiplicativity then gives the affine conclusion.
44
+
45
+ We also prove a qualitative statement for general multiplicative
46
+ functions. Let \(\mathbb D=\{z\in\C:|z|\le1\}\). A function
47
+ \(f:\N\to\mathbb D\) is multiplicative when
48
+ \(f(mn)=f(m)f(n)\) for coprime positive integers \(m,n\).
49
+ For a Dirichlet character \(\chi\), a real number \(t\), and \(X\ge2\),
50
+ define the nonnegative distance \(D\) by
51
+ \begin{equation}\label{eq:distance}
52
+ D(f,\chi n^{it};X)^2
53
+ =\sum_{p\le X}\frac{1-\operatorname{Re}
54
+ (f(p)\overline{\chi(p)p^{it}})}p.
55
+ \end{equation}
56
+ All sums indexed by \(p\) are over primes. We call \(f\)
57
+ \emph{uniformly nonpretentious} if, for every fixed Dirichlet character,
58
+ \begin{equation}\label{eq:unp}
59
+ \inf_{|t|\le N}D(f,\chi n^{it};N)\longrightarrow\infty
60
+ \qquad(N\longrightarrow\infty).
61
+ \end{equation}
62
+ The prime cutoff and the height bound are the same \(N\).
63
+
64
+ \begin{theorem}[Binary corrected Elliott]\label{thm:elliott}
65
+ Let \(f_1,f_2:\N\to\mathbb D\) be multiplicative, and suppose that
66
+ at least one satisfies \eqref{eq:unp}. For every fixed pair of distinct
67
+ nonnegative integers \(h_1,h_2\),
68
+ \[
69
+ \frac1N\sum_{n=1}^N f_1(n+h_1)f_2(n+h_2)\longrightarrow0
70
+ \qquad(N\longrightarrow\infty,\ N\in\N).
71
+ \]
72
+ \end{theorem}
73
+
74
+ This proves the binary corrected Elliott conjecture for ordinary
75
+ averages. The functions may be complex, need not have modulus one,
76
+ and need not be completely multiplicative. There is no conjugation
77
+ in the displayed product; the conjugated version follows because
78
+ \eqref{eq:unp} is preserved by conjugation. We make no quantitative
79
+ rate claim for this class of functions.
80
+
81
+ \begin{corollary}[Affine correlations]\label{cor:affine}
82
+ Let \(f_1,f_2:\N\to\mathbb D\) be multiplicative, with at least one
83
+ satisfying \eqref{eq:unp}. For all fixed integers \(a_1,a_2\ge1\) and
84
+ \(b_1,b_2\ge0\) with \(a_1b_2-a_2b_1\ne0\),
85
+ \[
86
+ \frac1N\sum_{n=1}^N f_1(a_1n+b_1)f_2(a_2n+b_2)
87
+ \longrightarrow0.
88
+ \]
89
+ \end{corollary}
90
+
91
+ Every fixed progression restriction is also permitted in
92
+ \Cref{thm:elliott}; \Cref{prop:affine-progression} gives the precise
93
+ statement through all real cutoffs and for every residue class.
94
+ These conclusions use the hypothesis on an original factor \(f_j\).
95
+ The finite local changes needed for dilations and residue restrictions
96
+ preserve that hypothesis. In particular, Liouville satisfies the exact
97
+ condition \eqref{eq:unp}; a quantitative distance bound is proved in
98
+ \Cref{lem:affine-liouville-unp}.
99
+
100
+ \subsection{Historical context and prior work}
101
+
102
+ Chowla's conjecture predicts vanishing Liouville correlations at every
103
+ fixed collection of distinct shifts \cite{Chowla65,MRT15}. Its binary
104
+ case asks whether the parities of the numbers of prime factors of
105
+ \(n\) and \(n+h\) become uncorrelated for each fixed \(h\ge1\).
106
+ Partial summation transfers ordinary cancellation to logarithmic
107
+ cancellation. An ordinary estimate at every cutoff requires more
108
+ than this implication.
109
+
110
+ Elliott extended the correlation problem to bounded multiplicative
111
+ functions \cite{Elliott92}. The obstruction presented by the twists
112
+ \(n^{it}\) is already central to Hal\'asz's theory of one-point mean
113
+ values \cite{Halasz71}; see also the treatment of Granville, Harper,
114
+ and Soundararajan \cite{GHS19}. The distance in \eqref{eq:distance}
115
+ belongs to the pretentious approach developed by Granville and
116
+ Soundararajan \cite[Section~3]{GS07}. Matom\"aki, Radziwi\l\l, and Tao
117
+ showed why Elliott's original condition needs correction for complex
118
+ functions: a function can imitate different twists at successive
119
+ scales without imitating any one fixed twist globally. Their
120
+ corrected condition is equivalent to \eqref{eq:unp}; see
121
+ \cite[Section~1.1 and Appendix~B]{MRT15}.
122
+
123
+ Matom\"aki and Radziwi\l\l\ proved that most short means of a real
124
+ bounded multiplicative function approximate its long mean
125
+ \cite[Theorem~1]{MR16}. They also obtained a nontrivial bound for each
126
+ fixed-shift Liouville correlation: the normalized absolute value is
127
+ at most \(1-\delta(h)\), for some \(\delta(h)>0\), at all sufficiently
128
+ large cutoffs \cite[Corollary~2]{MR16}. Matom\"aki, Radziwi\l\l, and
129
+ Tao then established cancellation averaged over arbitrarily slowly
130
+ growing windows of shifts. Their exponential-sum extension to
131
+ complex multiplicative functions supplies the short-interval
132
+ estimates used here \cite[Theorems~1.1, 1.3, and~1.7]{MRT15}.
133
+
134
+ Tao proved the logarithmically averaged binary corrected Elliott
135
+ theorem for nonproportional affine forms
136
+ \cite[Theorem~1.3 and Corollary~1.5]{Tao16}.
137
+ For the logarithmically weighted Liouville sum, Helfgott and
138
+ Radziwi\l\l\ obtained
139
+ \[
140
+ \left|\sum_{n\le x}\frac{\lambda(n)\lambda(n+1)}n\right|
141
+ \ll \frac{\log x}{\sqrt{\log\log x}}
142
+ \]
143
+ by divisibility-graph expansion \cite[Corollary~1.5]{HR21}.
144
+ Pilatte improved this bound to \((\log x)^{1-c_0}\) for an absolute
145
+ \(c_0>0\) \cite[Theorem~1.1]{Pilatte26}.
146
+ These estimates retain the logarithmic weight.
147
+
148
+ The graph method of Helfgott and Radziwi\l\l\ uses high traces,
149
+ recurrence constraints, and cancellation at primes occurring only
150
+ once \cite[Sections~2--7]{HR21}. They also proposed composite steps
151
+ and nonbacktracking operators \cite[Sections~9.1--9.2]{HR21}.
152
+ Pilatte develops these directions through products of centered prime
153
+ factors, prohibited sequences, triangular arithmetic constraints,
154
+ and a rank-truncated intersection sieve
155
+ \cite[Sections~2--13 and Appendix~B]{Pilatte26}.
156
+ Our two graph arguments adapt these constructions to different
157
+ weights and orders of limits. Their trace estimates, local
158
+ expansions, and transfers to ordinary averages are proved below.
159
+
160
+ For ordinary averages,
161
+ Tao and Ter\"av\"ainen obtained binary cancellation outside
162
+ a set of scales of logarithmic density zero, under the same
163
+ condition \eqref{eq:unp} on one factor
164
+ \cite[Corollary~1.13]{TT19}. Klurman, Mangerel, and Ter\"av\"ainen
165
+ relaxed the hypothesis to nonpretentiousness against each fixed
166
+ \(\chi(n)n^{it}\),
167
+ obtaining cancellation along a set of scales of full upper logarithmic
168
+ density \cite[Theorem~1.2]{KMT23}. The later quantitative progression
169
+ estimates of Tao and Ter\"av\"ainen
170
+ give logarithmic savings for affine Liouville correlations,
171
+ with coefficients allowed to grow slowly, outside a quantitatively
172
+ controlled exceptional set of scales
173
+ \cite[Theorem~3.1 and Remarks~3.2]{TT26}. The results here concern
174
+ every cutoff, with the affine forms fixed.
175
+
176
+ The quantitative route also uses bounded independence for Boolean
177
+ circuits. This subject developed from the work of Linial and Nisan
178
+ \cite{LinialNisan90}, through Bazzi's depth-two theorem and
179
+ Razborov's simpler proof \cite{Bazzi09,Razborov08}, to Braverman's
180
+ theorem for every fixed depth \cite{Braverman10}. In applying that theorem, the
181
+ encoded residue law is first corrected to exact bounded independence.
182
+ The local Fourier calculation is a form of the almost-to-exact
183
+ independence construction of Alon, Goldreich, and Mansour
184
+ \cite[Theorem~2.1 and Section~3.1]{AGM03}.
185
+
186
+ \subsection{Main ideas}
187
+
188
+ Both arguments begin with multiplicative dilations. For a fixed
189
+ shift $h\ge1$, comparison of the correlations at $n,n+h$ and at
190
+ $dn,d(n+h)$ leads to a graph on the integers with edge displacement
191
+ $hd$. Short-interval Fourier estimates control the change in the
192
+ correlation when selected divisibility indicators are replaced by
193
+ signed expressions. Estimates for closed walks then bound the resulting
194
+ graph operator. The two proofs use different vertex weights, and their
195
+ cancellation mechanisms must be matched to those weights.
196
+
197
+ In the quantitative argument, a step contains one prime from each of
198
+ $J$ disjoint supplies, each with reciprocal mass comparable to a large
199
+ fixed constant $W$. These primes contribute the factors
200
+ $\1_{p\mid n}-1/p$, which have mean zero under uniform residues.
201
+ An additional squarefree padding divisor uses a disjoint set of primes.
202
+ The centered supplies provide reciprocal mass at least $W^J$, while
203
+ their contribution to the operator bound is only $(C\sqrt W)^J$, with
204
+ an absolute $C$. Padding controls the concentration
205
+ of divisor weight in short multiplicative intervals. Writing $L$ for
206
+ a small fixed power of $\log X$, the edge normalization gives a factor
207
+ $1/L$ in the estimate for each interval, compensating for the factor
208
+ $L$ in the number of intervals. The remaining losses are exponential
209
+ in $J$ with absolute bases. Choosing $W$ large enough therefore gives
210
+ exponential decay in $J$; since $J$ grows proportionally to
211
+ $\log\log X$, this is a power-of-logarithm saving.
212
+
213
+ Two issues underlie this comparison. First, the prime supplies grow
214
+ with $X$, so averaging over their full joint period would not give
215
+ a useful finite-scale estimate. We instead compare the residue tests
216
+ used in the proof with independent residues, correcting their encoded
217
+ bit law to exact bounded independence before applying Braverman's
218
+ theorem \cite{Braverman10}. Second, repeated primes constrain the
219
+ closed walks. Many independent arithmetic relations give a direct
220
+ saving. When few remain, a forest encodes the possible patterns of
221
+ repetition. Its pattern count is uniform over all padding values,
222
+ allowing the padding weights to be summed afterward in one common
223
+ residue environment. These steps preserve the absolute constants
224
+ needed for the choice of $W$.
225
+
226
+ For general multiplicative functions, the short-interval input
227
+ contains the nonpretentiousness distance, whose divergence has no
228
+ prescribed rate. We therefore fix the graph before taking the long
229
+ average. At an auxiliary scale $B$, squarefree divisors are formed from
230
+ two bands of primes at most $e^B$. Primes in the higher band receive a
231
+ fixed weight greater than one, and those in the lower band receive
232
+ weight one; the weight of a divisor is the product of its prime weights.
233
+ After dividing the ordinary divisor average by the total reciprocal
234
+ weight of these divisors, a biased correlation subsequence produces a
235
+ raw average of size at least a constant times $B^{-1}$ in one short
236
+ multiplicative interval. The analytic centering error is $o(B^{-1})$,
237
+ and the graph estimate gives $O(B^{-1-c_* /2})$ for a fixed absolute
238
+ $c_*>0$. Taking the long limit with $B$ fixed, and then increasing $B$,
239
+ contradicts the bias.
240
+
241
+ The higher prime band, called the core band, supplies decay through
242
+ restrictions on divisor size and on the number of core primes at a
243
+ vertex. The lower, center band provides the additional power saving
244
+ needed to beat the $B^{-1}$ scale. Its signed factor is
245
+ $\1_{p\mid n}-\theta/p$, with
246
+ $\theta$ chosen to match the vertex normalization; it is not itself
247
+ mean zero under uniform residues. For suitable primes appearing on
248
+ only one edge, the normalization factors at the two endpoints in the
249
+ closed-walk product make the leading divisibility contribution match
250
+ the subtracted constant term.
251
+ To retain this cancellation,
252
+ we organize a walk by the tree of its first visits and expand the
253
+ vertex-deletion conditions while leaving these center-prime residues
254
+ unconditioned. Their signed averages are taken before absolute values.
255
+ This yields the qualitative theorem without a Liouville-specific rate.
256
+
257
+ \subsection{Organization}
258
+
259
+ Part~I proves the quantitative progression estimate and then
260
+ \Cref{thm:q-affine}.
261
+ \Cref{q:setup,q:finite-law-section} construct its prime supplies and
262
+ establish the finite residue comparison; \Cref{q:analytic} bounds
263
+ centering and deletion errors. \Cref{q:paths-trace} introduces the
264
+ graph moment, and \Cref{q:rank-witness-section,q:forest-section} prove
265
+ it through arithmetic constraints and pattern counting.
266
+ \Cref{q:sec-spectral} returns to ordinary correlations, while
267
+ \Cref{q:affine-transfer} gives the affine deduction.
268
+
269
+ Part~II proves \Cref{thm:elliott} with new parameters and prime sets.
270
+ \Cref{sec:graph-setup,sec:analytic-transfer,sec:analytic-centering}
271
+ state the graph estimate and prove the analytic reduction to it.
272
+ \Cref{sec:paths,sec:thinning} establish the geometry of retained walks;
273
+ \Cref{sec:cylinder-sieve,sec:trace-count} control their conditional
274
+ averages and sum the trace. \Cref{sec:localization} transfers that
275
+ estimate to long integer intervals and completes the theorem.
276
+ Part~III uses finite local expansions to prove the progression and
277
+ affine consequences for general functions, and verifies their
278
+ Liouville and M\"obius specializations.
preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/build/main.tex ADDED
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+ \setlist{itemsep=3pt,topsep=5pt}
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+ \setlength{\emergencystretch}{1.5em}
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+ \title{Ordinary two-point correlations of multiplicative functions}
41
+ \author{OpenAI}
42
+ \hypersetup{
43
+ pdftitle={Ordinary two-point correlations of multiplicative functions},
44
+ pdfauthor={OpenAI}
45
+ }
46
+ \date{September 24, 2026}
47
+ \begin{document}
48
+ \maketitle
49
+ \begin{abstract}
50
+ We prove the ordinary two-point Chowla conjecture. For every fixed pair
51
+ of nonproportional affine forms, the Liouville correlation has a
52
+ power-of-logarithm saving at every cutoff, with an absolute exponent.
53
+ We also prove the binary corrected Elliott conjecture for ordinary
54
+ averages of complex multiplicative functions of modulus at most one,
55
+ under uniform nonpretentiousness of at least one original factor.
56
+ This qualitative conclusion holds in fixed residue classes and for
57
+ fixed nonproportional affine forms.
58
+ \end{abstract}
59
+ \tableofcontents
60
+ \input{introduction}
61
+ \part{A logarithmic saving for Liouville correlations}
62
+ \input{quantitative/01-setup}
63
+ \input{quantitative/02-finite-law}
64
+ \input{quantitative/03-analytic}
65
+ \input{quantitative/04-paths-trace}
66
+ \input{quantitative/05-rank-witness}
67
+ \input{quantitative/06-forest}
68
+ \input{quantitative/07-spectral}
69
+ \input{quantitative/08-affine}
70
+ \part{Qualitative correlations of general multiplicative functions}
71
+ \noindent
72
+ We now prove \Cref{thm:elliott}. The graph in this part uses a different
73
+ normalization and a different order of limits. Its parameters and prime
74
+ sets are defined afresh; none of the choices of \(A,W,L,J,\eta\) in
75
+ Part~I is in force here. The functions and their nonpretentiousness
76
+ condition remain those of the introduction.
77
+ \input{qualitative/graph-setup}
78
+ \input{qualitative/analytic-transfer}
79
+ \input{qualitative/paths}
80
+ \input{qualitative/thinning}
81
+ \input{qualitative/cylinder-sieve}
82
+ \input{qualitative/trace-count}
83
+ \input{qualitative/localization}
84
+ \part{Progressions and affine forms}
85
+ \input{qualitative/affine-corollaries}
86
+ \begingroup\small
87
+ \bibliographystyle{alpha}
88
+ \bibliography{refs}
89
+ \endgroup
90
+ \end{document}
preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/build/qualitative/affine-corollaries.tex ADDED
@@ -0,0 +1,363 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Local factors and affine correlations}
2
+ \label{sec:affine-corollaries}
3
+
4
+ We now deduce correlations on arbitrary fixed progressions and affine
5
+ forms from \Cref{thm:elliott}. The main point is to handle the primes
6
+ dividing a progression modulus or a dilation without assuming complete
7
+ multiplicativity. A finite expansion at these primes will suffice.
8
+
9
+ \subsection{Stability and finite local expansions}
10
+
11
+ We first extend \Cref{lem:finite-prime-stability} to character twists
12
+ and complex conjugation.
13
+
14
+ \begin{lemma}[Character twists and conjugation]
15
+ \label{lem:affine-stability}
16
+ Let $f,G\colon\N\to\mathbb D$ be multiplicative, let $\psi$ be a
17
+ fixed Dirichlet character, and let $S$ be a finite set of primes.
18
+ If $G(p)=f(p)\psi(p)$ for every $p\notin S$, then for every Dirichlet
19
+ character $\chi$, every real $t$, and every $X\ge2$,
20
+ \begin{equation}
21
+ \left|D(G,\chi n^{it};X)^2
22
+ -D(f,(\chi\overline\psi)n^{it};X)^2\right|
23
+ \le 2\sum_{p\in S}\frac1p.
24
+ \label{eq:affine-stability}
25
+ \end{equation}
26
+ Thus uniform nonpretentiousness of $f$ implies that of $G$.
27
+ Complex conjugation also preserves uniform nonpretentiousness.
28
+ \end{lemma}
29
+
30
+ \begin{proof}
31
+ The product $\chi\overline\psi$ is a Dirichlet character modulo the
32
+ least common multiple of the two moduli. At every prime outside $S$,
33
+ \[
34
+ G(p)\overline{\chi(p)p^{it}}
35
+ =f(p)\overline{(\chi\overline\psi)(p)p^{it}}.
36
+ \]
37
+ This identity holds also at primes where a character vanishes. Each
38
+ prime in $S$ contributes at most $2/p$ to the difference of squared
39
+ distances, proving \eqref{eq:affine-stability}. Take the infimum over
40
+ exactly $|t|\le X$ on both sides of the resulting lower bound. For each
41
+ fixed $\chi$, the character $\chi\overline\psi$ is fixed, and the
42
+ bounded error cannot prevent divergence to infinity.
43
+ For conjugation the exact identity is
44
+ \[
45
+ D(\overline f,\chi n^{it};X)^2
46
+ =D(f,\overline\chi n^{-it};X)^2.
47
+ \]
48
+ The interval $|t|\le X$ is unchanged by $t\mapsto-t$.
49
+ \end{proof}
50
+
51
+ A multiplicative function is either identically zero or has value one
52
+ at $1$: apply multiplicativity to $(1,n)$. Zero factors give zero
53
+ correlations, so in the following local construction we may work with
54
+ normalized functions. Write $v_p(m)$ for the exponent of $p$ in $m$.
55
+
56
+ \begin{lemma}[A finite expansion for dilation]
57
+ \label{lem:affine-dilation}
58
+ Let $a\ge1$ be an integer and let $f\colon\N\to\mathbb D$ be
59
+ multiplicative with $f(1)=1$. Define
60
+ \begin{equation}
61
+ F_{a,f}(m)=
62
+ \begin{cases}
63
+ f(m/a),&a\mid m,\\
64
+ 0,&a\nmid m.
65
+ \end{cases}
66
+ \label{eq:affine-dilation-function}
67
+ \end{equation}
68
+ Then $F_{a,f}$ is a signed sum of $2^{\omega(a)}$ normalized,
69
+ $1$-bounded multiplicative functions, each agreeing with $f$ at every
70
+ prime power whose prime does not divide $a$. If $f$ is uniformly
71
+ nonpretentious, every function in this sum is uniformly nonpretentious.
72
+ \end{lemma}
73
+
74
+ \begin{proof}
75
+ Let $P(a)$ be the set of prime divisors of $a$. For $p\in P(a)$ set
76
+ $\alpha_p=v_p(a)$ and define
77
+ \begin{equation}
78
+ A_p(k)=
79
+ \begin{cases}
80
+ 0,&0\le k<\alpha_p,\\
81
+ f(p^{k-\alpha_p}),&k\ge\alpha_p.
82
+ \end{cases}
83
+ \label{eq:affine-local-sequence}
84
+ \end{equation}
85
+ Factorization into pairwise coprime prime powers gives the exact identity
86
+ \begin{equation}
87
+ F_{a,f}(m)=
88
+ \prod_{p\in P(a)}A_p(v_p(m))
89
+ \prod_{\substack{p\mid m\\p\notin P(a)}}f(p^{v_p(m)}).
90
+ \label{eq:affine-local-product}
91
+ \end{equation}
92
+ No identity between $f(p^k)$ and $f(p)^k$ is used.
93
+
94
+ The obstruction to multiplicativity in this product is that
95
+ $A_p(0)=0$. Resolve it by setting
96
+ \begin{equation}
97
+ B_p(0)=C_p(0)=1,\qquad
98
+ B_p(k)=A_p(k),\quad C_p(k)=0\quad(k\ge1).
99
+ \label{eq:affine-b-minus-c}
100
+ \end{equation}
101
+ Then $A_p=B_p-C_p$ at every nonnegative exponent. For
102
+ $E\subseteq P(a)$ put
103
+ \[
104
+ f_{a,E}(m)=
105
+ \prod_{p\in E}C_p(v_p(m))
106
+ \prod_{p\in P(a)\setminus E}B_p(v_p(m))
107
+ \prod_{\substack{p\mid m\\p\notin P(a)}}f(p^{v_p(m)}).
108
+ \]
109
+ All local factors have modulus at most one and value one at exponent
110
+ zero. If $u$ and $v$ are coprime, at most one of $v_p(u),v_p(v)$ is
111
+ positive at each prime; hence $f_{a,E}(uv)=f_{a,E}(u)f_{a,E}(v)$.
112
+ Expanding the finite product in \eqref{eq:affine-local-product} yields
113
+ \begin{equation}
114
+ F_{a,f}(m)=
115
+ \sum_{E\subseteq P(a)}(-1)^{|E|}f_{a,E}(m).
116
+ \label{eq:affine-dilation-expansion}
117
+ \end{equation}
118
+ Each summand agrees with $f$ at prime powers outside $P(a)$, so
119
+ \Cref{lem:finite-prime-stability} proves the last assertion.
120
+ \end{proof}
121
+
122
+ For $a=1$ the expansion has just one term, namely $f$. For $a>1$
123
+ and $m=1$, its signed sum is
124
+ $\sum_{E\subseteq P(a)}(-1)^{|E|}=0$, as required. Thus the expansion
125
+ also handles the value at $1$, despite normalizing every summand there.
126
+
127
+ \begin{lemma}[Every residue class]
128
+ \label{lem:affine-residue}
129
+ Let $l\ge1$ and $0\le b<l$ be integers, and set
130
+ \[
131
+ d=\gcd(b,l),\qquad q=l/d,\qquad c=b/d.
132
+ \]
133
+ For every positive integer $m$,
134
+ \begin{equation}
135
+ \1_{m\equiv b\pmod l}
136
+ =\frac1{\varphi(q)}\sum_{\chi\bmod q}
137
+ \overline{\chi(c)}F_{d,\chi}(m).
138
+ \label{eq:affine-character-expansion}
139
+ \end{equation}
140
+ Each $F_{d,\chi}$ is a signed sum of $2^{\omega(d)}$ normalized,
141
+ $1$-bounded multiplicative functions agreeing with $\chi$ at all prime
142
+ powers outside $d$. For $q=1$, the character in the formula is the
143
+ constant function one, including at the residue $c=0$, and
144
+ $\varphi(1)=1$.
145
+ \end{lemma}
146
+
147
+ \begin{proof}
148
+ If $d\nmid m$, both sides vanish. If $d\mid m$, the congruence on
149
+ the left is equivalent to $m/d\equiv c\pmod q$. When $q>1$, the
150
+ residue $c$ is a unit modulo $q$, so character orthogonality on
151
+ $(\Z/q\Z)^\times$ gives
152
+ \[
153
+ \1_{m/d\equiv c\pmod q}
154
+ =\frac1{\varphi(q)}\sum_{\chi\bmod q}
155
+ \overline{\chi(c)}\chi(m/d).
156
+ \]
157
+ For a nonunit $m/d$ every character on the right vanishes. The case
158
+ $q=1$ is the trivial identity with the stated convention. The finite
159
+ expansion now follows from \Cref{lem:affine-dilation}.
160
+ \end{proof}
161
+
162
+ In particular, if $p\mid d$ and $\alpha=v_p(d)$, the local sequence
163
+ in this application is
164
+ \[
165
+ A_p(k)=0\quad(k<\alpha),\qquad
166
+ A_p(k)=\chi(p)^{k-\alpha}\quad(k\ge\alpha),
167
+ \qquad 0^0=1.
168
+ \]
169
+ If $p$ also divides $q$, then $\chi(p)=0$ and this sequence is one
170
+ at $k=\alpha$ and zero elsewhere. No character value is divided out.
171
+ When $b=0$ we have $d=l$ and $q=1$, so the same formula expands
172
+ $\1_{l\mid m}$; it includes $l=1$ and $m=1$.
173
+
174
+ \subsection{Progressions and the affine deduction}
175
+
176
+ The two expansions just proved reduce the desired averages to finitely
177
+ many applications of \Cref{thm:elliott}. We first incorporate a
178
+ progression restriction, placing its weight at the argument of a
179
+ nonpretentious factor.
180
+
181
+ \begin{proposition}[Correlations on fixed progressions]
182
+ \label{prop:affine-progression}
183
+ Let $f_1,f_2\colon\N\to\mathbb D$ be multiplicative, with at least
184
+ one uniformly nonpretentious. For fixed distinct nonnegative integers
185
+ $h_1,h_2$, an integer $l\ge1$, and any integer $b$,
186
+ \begin{equation}
187
+ \frac1X\sum_{1\le n\le X}
188
+ f_1(n+h_1)f_2(n+h_2)\1_{n\equiv b\pmod l}
189
+ \longrightarrow0
190
+ \qquad(X\longrightarrow\infty).
191
+ \label{eq:affine-progression-limit}
192
+ \end{equation}
193
+ The limit holds through all real $X$, including nonunit residue classes.
194
+ \end{proposition}
195
+
196
+ \begin{proof}
197
+ We may assume both functions are nonzero. Choose $j\in\{1,2\}$ for
198
+ which $f_j$ is uniformly nonpretentious. Since
199
+ \[
200
+ \1_{n\equiv b\pmod l}
201
+ =\1_{n+h_j\equiv b+h_j\pmod l},
202
+ \]
203
+ \Cref{lem:affine-residue}, using the least nonnegative representative
204
+ of $b+h_j$ modulo $l$, expands the indicator as a function of
205
+ $m=n+h_j$ into finitely many bounded multiplicative functions, each
206
+ agreeing with a fixed Dirichlet character outside a fixed finite prime
207
+ set. Their products with $f_j$ are uniformly nonpretentious by
208
+ \Cref{lem:affine-stability}. Apply \Cref{thm:elliott} to each product
209
+ at shift $h_j$ and the unchanged other factor at its distinct shift,
210
+ and sum the finitely many conclusions. This proves
211
+ \eqref{eq:affine-progression-limit} at integer $X$.
212
+ For real $X$, replacing the normalization $X$ by $\lfloor X\rfloor$
213
+ changes the average by at most $1/X$, proving the assertion.
214
+ \end{proof}
215
+
216
+ \begin{proof}[Proof of \Cref{cor:affine}]
217
+ Zero factors again give an immediate conclusion. Otherwise set
218
+ \begin{equation}
219
+ \Delta=a_1b_2-a_2b_1,\qquad
220
+ l=a_1a_2,\qquad
221
+ c_0=\min(a_2b_1,a_1b_2),\qquad h=|\Delta|\ge1.
222
+ \label{eq:affine-parameters}
223
+ \end{equation}
224
+ For $\Delta>0$ put
225
+ $U=F_{a_2,f_1}$ and $V=F_{a_1,f_2}$; for $\Delta<0$ put
226
+ $U=F_{a_1,f_2}$ and $V=F_{a_2,f_1}$. In either case,
227
+ \begin{equation}
228
+ U(ln+c_0)V(ln+c_0+h)
229
+ =f_1(a_1n+b_1)f_2(a_2n+b_2).
230
+ \label{eq:affine-exact-identity}
231
+ \end{equation}
232
+ Indeed, when $\Delta>0$ the two arguments on the left are
233
+ $a_2(a_1n+b_1)$ and $a_1(a_2n+b_2)$; when $\Delta<0$ their order
234
+ is reversed.
235
+
236
+ Expand $U$ and $V$ by \Cref{lem:affine-dilation}. Each pair of
237
+ multiplicative components has a uniformly nonpretentious factor,
238
+ inherited from the corresponding original function. Applying
239
+ \Cref{prop:affine-progression} termwise with shifts $0,h$ gives
240
+ \begin{equation}
241
+ \frac1X\sum_{1\le m\le X}
242
+ U(m)V(m+h)\1_{m\equiv c_0\pmod l}\longrightarrow0.
243
+ \label{eq:affine-expanded-limit}
244
+ \end{equation}
245
+ Put $T(m)=U(m)V(m+h)\1_{m\equiv c_0\pmod l}$ and $X=lN+c_0$.
246
+ The integers in this class satisfying $c_0<m\le X$ are precisely
247
+ $ln+c_0$, $1\le n\le N$. Therefore
248
+ \begin{align}
249
+ \frac1N\sum_{n=1}^N f_1(a_1n+b_1)f_2(a_2n+b_2)
250
+ &=\frac XN\left(\frac1X\sum_{1\le m\le X}T(m)\right)
251
+ -\frac1N\sum_{1\le m\le c_0}T(m).
252
+ \label{eq:affine-endpoints}
253
+ \end{align}
254
+ The first term tends to zero because $X/N\to l$ and
255
+ \eqref{eq:affine-expanded-limit} holds. The second has modulus at most
256
+ $c_0/N$ and is empty when $c_0=0$. This proves the corollary, including
257
+ zero intercepts and coefficients with common factors.
258
+ \end{proof}
259
+
260
+ \subsection{Liouville and M\"obius correlations}
261
+
262
+ To apply the preceding conclusions to the Liouville function, we verify
263
+ the nonpretentiousness hypothesis over its full growing height interval.
264
+ The required uniform estimate is supplied by
265
+ Matom\"aki, Radziwi{\l}{\l}, and Tao's version of an argument of
266
+ Granville and Soundararajan \cite[Appendix~C]{MRT15}.
267
+
268
+ \begin{lemma}[Uniform nonpretentiousness of Liouville]
269
+ \label{lem:affine-liouville-unp}
270
+ For every fixed Dirichlet character $\chi$,
271
+ \begin{equation}
272
+ \inf_{|t|\le X}D(\lambda,\chi n^{it};X)
273
+ \ge \frac14\sqrt{\log\log X}-O_\chi(1)
274
+ \qquad(X\ge100).
275
+ \label{eq:affine-liouville-unp}
276
+ \end{equation}
277
+ In particular, $\lambda$ is uniformly nonpretentious.
278
+ \end{lemma}
279
+
280
+ \begin{proof}
281
+ For a real $1$-bounded multiplicative function $f$,
282
+ \cite[Lemma~C.1]{MRT15} gives
283
+ \begin{equation}
284
+ D(f,\chi n^{it};X)
285
+ \ge\frac14\sqrt{\log\log X}-O_\chi(1)
286
+ \quad(1\le|t|\le X).
287
+ \label{eq:affine-real-large-height}
288
+ \end{equation}
289
+ When $\chi^2$ is nonprincipal the same bound holds throughout
290
+ $|t|\le X$. Thus taking $f=\lambda$ proves the assertion for nonreal
291
+ $\chi$ and handles $1\le|t|\le X$ for all $\chi$.
292
+ For real $\chi$, the other part of the cited lemma gives
293
+ \begin{equation}
294
+ D(\lambda,\chi n^{it};X)
295
+ \ge\frac13D(\lambda,\chi;X)-O(1)
296
+ \quad(|t|\le1).
297
+ \label{eq:affine-real-small-height}
298
+ \end{equation}
299
+ It remains to estimate the distance at $t=0$ for these real characters.
300
+
301
+ If $\chi$ is nonprincipal, the prime number theorem in arithmetic
302
+ progressions for its fixed modulus yields, for some $c_\chi>0$,
303
+ \[
304
+ A_\chi(u):=\sum_{p\le u}\chi(p)\log p
305
+ =O_\chi\bigl(u\exp(-c_\chi\sqrt{\log u})\bigr).
306
+ \]
307
+ Partial summation gives
308
+ \[
309
+ \sum_{p\le X}\frac{\chi(p)}p
310
+ =\frac{A_\chi(X)}{X\log X}
311
+ +\int_2^X A_\chi(u)
312
+ \frac{\log u+1}{u^2(\log u)^2}\,du
313
+ =O_\chi(1),
314
+ \]
315
+ since the integral converges absolutely as $X\to\infty$.
316
+ As $\lambda(p)=-1$, Mertens' estimate now gives
317
+ \[
318
+ D(\lambda,\chi;X)^2
319
+ =\sum_{p\le X}\frac{1+\chi(p)}p
320
+ =\log\log X+O_\chi(1).
321
+ \]
322
+ If instead $\chi$ is principal modulo $q$, then
323
+ \[
324
+ D(\lambda,\chi;X)^2
325
+ =2\sum_{p\le X}\frac1p
326
+ -\sum_{\substack{p\mid q\\p\le X}}\frac1p
327
+ =2\log\log X+O_q(1).
328
+ \]
329
+ In both cases \eqref{eq:affine-real-small-height} is at least
330
+ $\frac13\sqrt{\log\log X}-O_\chi(1)$. Combining this with
331
+ \eqref{eq:affine-real-large-height} proves
332
+ \eqref{eq:affine-liouville-unp} on the entire interval $|t|\le X$.
333
+ \end{proof}
334
+
335
+ Thus $\lambda$ satisfies the exact hypothesis of the qualitative theorem.
336
+ Applying \Cref{prop:affine-progression,cor:affine} with
337
+ $f_1=f_2=\lambda$ independently recovers ordinary cancellation in
338
+ every fixed residue class and along every fixed nonproportional affine
339
+ pair. \Cref{q:progression,thm:q-affine} establish these conclusions
340
+ with an absolute power-of-logarithm saving.
341
+
342
+ The qualitative theorem also applies to the M\"obius function, defined by
343
+ \[
344
+ \mu(n)=
345
+ \begin{cases}
346
+ \lambda(n),&n\text{ is squarefree},\\
347
+ 0,&n\text{ is not squarefree}.
348
+ \end{cases}
349
+ \]
350
+ This function is multiplicative and has $\mu(p)=\lambda(p)=-1$ at
351
+ every prime. Since the distance uses only prime values,
352
+ \[
353
+ D(\mu,\chi n^{it};X)=D(\lambda,\chi n^{it};X)
354
+ \]
355
+ for every Dirichlet character $\chi$, real $t$, and $X\ge2$.
356
+ The preceding lemma therefore proves uniform nonpretentiousness of
357
+ $\mu$ with the same growing twist range. The conclusions of
358
+ \Cref{prop:affine-progression,cor:affine} hold for any choice
359
+ $f_1,f_2\in\{\lambda,\mu\}$. This proves ordinary cancellation for two-point M\"obius
360
+ and mixed M\"obius--Liouville correlations in every fixed
361
+ residue class and along every fixed nonproportional affine pair.
362
+ For products containing a M\"obius factor, this deduction gives
363
+ convergence without a quantitative rate.
preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/build/qualitative/analytic-transfer.tex ADDED
@@ -0,0 +1,671 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{Reduction to the graph estimate}\label{sec:analytic-transfer}
2
+
3
+ We now explain how \Cref{prop:graph-estimate} rules out a nonzero
4
+ multiplicative correlation. The first step produces a large sum with
5
+ ordinary divisibility indicators. We then state the estimate that permits
6
+ centering those indicators, and display the resulting contradiction.
7
+ The proof of the centering estimate occupies
8
+ \Cref{sec:analytic-centering}; the graph estimate itself will be proved
9
+ in \Cref{sec:localization}.
10
+
11
+ \subsection{Absolute-value defects and a biased sequence}
12
+
13
+ A multiplicative function satisfies $f(1)=f(1)^2$. If $f(1)=0$, then
14
+ $f(n)=f(n)f(1)=0$ for every $n$. We may therefore suppose that both
15
+ functions in \Cref{thm:elliott} take the value $1$ at $1$.
16
+ There is another case in which the conclusion follows without a graph.
17
+
18
+ \begin{lemma}\label{lem:analytic-absolute-defect}
19
+ Let $f\colon\N\to\C$ be multiplicative and $|f|\le1$. If
20
+ \[
21
+ \sum_p\frac{1-|f(p)|}{p}=\infty,
22
+ \]
23
+ then $N^{-1}\sum_{n\le N}|f(n)|\to0$.
24
+ \end{lemma}
25
+ \begin{proof}
26
+ Write $v_p(n)$ for the exponent of $p$ in $n$. For a finite set
27
+ $\mathcal P$ of primes, multiplicativity gives
28
+ \[
29
+ |f(n)|\le
30
+ \prod_{\substack{p\in\mathcal P\\v_p(n)=1}}|f(p)|.
31
+ \]
32
+ The majorant is periodic modulo $\prod_{p\in\mathcal P}p^2$.
33
+ Its ordinary mean is
34
+ \[
35
+ \prod_{p\in\mathcal P}
36
+ \left(1-(1-|f(p)|)\left(\frac1p-\frac1{p^2}\right)\right).
37
+ \]
38
+ These products tend to zero as $\mathcal P$ increases through the primes:
39
+ the sum of the subtracted quantities diverges, whereas
40
+ $\sum_p p^{-2}<\infty$. First take the long average with $\mathcal P$
41
+ fixed, and then increase $\mathcal P$.
42
+ \end{proof}
43
+
44
+ A fixed translation affects only finitely many terms of a bounded
45
+ average. Thus, after translating by the smaller shift and ordering the
46
+ functions accordingly, it suffices to prove cancellation of
47
+ $f_1(m)f_2(m+h)$ for a fixed $h\ge1$.
48
+ By \Cref{lem:analytic-absolute-defect}, we may assume
49
+ \begin{equation}\label{eq:analytic-finite-defects}
50
+ \sum_p\frac{1-|f_i(p)|}{p}<\infty\qquad(i=1,2).
51
+ \end{equation}
52
+ If the desired cancellation fails, there are $0<\gamma\le1$ and positive
53
+ integers $N_j\to\infty$ such that
54
+ \begin{equation}\label{eq:analytic-bias}
55
+ \left|S(N_j)\right|\ge\gamma N_j,
56
+ \qquad S(N)=\sum_{m\le N}f_1(m)f_2(m+h).
57
+ \end{equation}
58
+ We retain this same sequence throughout the argument.
59
+ The numbers $S(N_j)$ may have varying complex arguments.
60
+
61
+ Fix $1<\tau<2$ sufficiently close to $1$ in terms of $\gamma$, and then
62
+ fix $T$ sufficiently large in terms of $\gamma$. Choose
63
+ $\phi\in C_c^\infty(\R)$ with $0\le\phi\le1$, supported in $[-T,T]$
64
+ and equal to $1$ on $[-T/2,T/2]$. For every admissible divisor $d$, use
65
+ \begin{equation}\label{eq:analytic-cutoffs}
66
+ w_d(x)=\phi\left(\frac{k_d(x)-v_C}{\sqrt{v_C}}\right).
67
+ \end{equation}
68
+ These cutoffs satisfy the support and residue-dependence requirements
69
+ of \Cref{prop:graph-estimate}.
70
+
71
+ \subsection{Capturing the bias in one divisor interval}
72
+
73
+ Recall that $\mathcal S=\mathcal C\cup\mathcal Z$ is the finite prime set
74
+ at scale $B$, and that a squarefree product $d$ of these primes has
75
+ weight $A^{\omega_C(d)}$. The normalizing factor $L_0$ has the exact
76
+ expansion
77
+ \begin{equation}\label{eq:raw-divisor-law}
78
+ L_0=\sum_{\substack{d\ \mathrm{squarefree}\\p\mid d\Rightarrow p\in\mathcal S}}
79
+ \frac{A^{\omega_C(d)}}d.
80
+ \end{equation}
81
+ The term $d=1$ is included here.
82
+
83
+ \begin{lemma}[A divisor interval carrying positive mass]
84
+ \label{lem:raw-bin}
85
+ Let $f_1,f_2\colon\N\to\C$ be $1$-bounded multiplicative functions
86
+ satisfying \eqref{eq:analytic-finite-defects} and $f_1(1)=f_2(1)=1$.
87
+ Fix $1<\tau<2$. There are constants $C_0\ge1$ and
88
+ $c>0$ such that, for every sufficiently large $B$, one can choose
89
+ $1\le H\le\exp(C_0B)$ and a family $\mathcal D$ of squarefree
90
+ $\mathcal S$-products satisfying
91
+ \begin{gather}
92
+ H<d\le\tau H,\qquad d>1,\qquad
93
+ \omega(d)\le J=\lceil C_0\log B\rceil,
94
+ \qquad |f_1(d)f_2(d)|\ge\tfrac12,
95
+ \label{eq:raw-selected-divisors}\\
96
+ \sum_{d\in\mathcal D}\frac{A^{\omega_C(d)}}d
97
+ \ge c\frac{L_0}{B}.
98
+ \label{eq:raw-bin-mass}
99
+ \end{gather}
100
+ The constants are independent of $B$ and of the long averaging variable.
101
+ \end{lemma}
102
+ \begin{proof}
103
+ Normalize the summands of \eqref{eq:raw-divisor-law} to a probability
104
+ law on divisors, and denote its expectation and probability by
105
+ $\E_{\mathrm{div}}$ and $\Pbb_{\mathrm{div}}$. Each prime $p$ in band $a$
106
+ is included independently with
107
+ probability $A_a/(p+A_a)$. Prime harmonic estimates give
108
+ \[
109
+ \E_{\mathrm{div}}\omega(d)\ll_A\log B,
110
+ \qquad
111
+ \E_{\mathrm{div}}\log d\le A\sum_{p\le e^B}\frac{\log p}{p}\ll_A B.
112
+ \]
113
+ Choose $C_0$ large enough that the probabilities of
114
+ $\omega(d)>\lceil C_0\log B\rceil$ and $\log d>C_0B$ are each at most
115
+ $1/8$, by Markov's inequality.
116
+
117
+ For $r_p=|f_1(p)f_2(p)|$, the inequality
118
+ $1-\prod_j r_j\le\sum_j(1-r_j)$, valid when $0\le r_j\le1$, gives
119
+ \begin{align*}
120
+ \E_{\mathrm{div}}\bigl(1-|f_1(d)f_2(d)|\bigr)
121
+ &\le A\sum_{p>P_0}\frac{1-|f_1(p)f_2(p)|}{p}\\
122
+ &\le A\sum_{p>P_0}\frac{(1-|f_1(p)|)+(1-|f_2(p)|)}p=o(1).
123
+ \end{align*}
124
+ Here squarefreeness permits the use of multiplicativity.
125
+ Another application of Markov's inequality shows that the probability
126
+ of $|f_1(d)f_2(d)|<1/2$ tends to zero. Also
127
+ $\Pbb_{\mathrm{div}}(d=1)=L_0^{-1}\to0$.
128
+ Thus the remaining divisors carry at least $L_0/2$ of the unnormalized
129
+ mass for large $B$.
130
+
131
+ There are at most $1+C_0B/\log\tau$ intervals
132
+ $(\tau^r,\tau^{r+1}]$, $r\ge0$, meeting $(1,e^{C_0B}]$.
133
+ One of them carries at least $cL_0/B$ of that mass, for a fixed $c>0$.
134
+ Take its lower endpoint as $H$ and retain the divisors already satisfying
135
+ the preceding conditions.
136
+ \end{proof}
137
+
138
+ For any such divisor family, any coefficients $|a_d|\le1$, and the
139
+ cutoffs \eqref{eq:analytic-cutoffs}, define the raw and centered sums by
140
+ \begin{align}
141
+ R_B(X)&=\sum_{x\le X}\sum_{d\in\mathcal D}
142
+ a_d A^{\omega_C(d)}f_1(x)f_2(x+hd)
143
+ w_d(x)w_d(x+hd)\1_{d\mid x},
144
+ \label{eq:raw-sum}\\
145
+ C_B(X)&=\sum_{x\le X}\sum_{d\in\mathcal D}
146
+ a_df_1(x)f_2(x+hd)g_d(x,x+hd).
147
+ \label{eq:analytic-centered-sum}
148
+ \end{align}
149
+ The first sum retains ordinary divisibility by all primes of $d$;
150
+ the second is the sum bounded by \Cref{prop:graph-estimate}.
151
+
152
+ \begin{lemma}[Raw lower bound]\label{lem:raw-lower-bound}
153
+ Let $f_1,f_2\colon\N\to\C$ be $1$-bounded multiplicative functions,
154
+ with $f_1(1)=f_2(1)=1$, satisfying \eqref{eq:analytic-bias} and
155
+ \eqref{eq:analytic-finite-defects}. Choose $1<\tau<2$ and $T>0$ with
156
+ $\tau-1\le\gamma/64$ and $32/T^2\le\gamma/64$, and use a cutoff
157
+ $\phi$ as in \eqref{eq:analytic-cutoffs}, equal to $1$ on
158
+ $[-T/2,T/2]$. With $\mathcal D,H$ supplied by \Cref{lem:raw-bin}, set
159
+ \[
160
+ a_d=\overline{f_1(d)f_2(d)},\qquad X_j=HN_j.
161
+ \]
162
+ There is $c_\gamma>0$, independent of $B,j$, such that, for every
163
+ sufficiently large fixed $B$,
164
+ \begin{equation}\label{eq:raw-lower-bound}
165
+ \liminf_{j\to\infty}\frac{|R_B(X_j)|}{X_j}
166
+ \ge c_\gamma\frac{L_0}{B}.
167
+ \end{equation}
168
+ \end{lemma}
169
+ \begin{proof}
170
+ Put
171
+ \[
172
+ V_{\mathcal D}=\sum_{d\in\mathcal D}A^{\omega_C(d)},\qquad
173
+ K_{\mathcal D}=\sum_{d\in\mathcal D}
174
+ |f_1(d)f_2(d)|^2A^{\omega_C(d)}\ge\tfrac14 V_{\mathcal D}.
175
+ \]
176
+ For a fixed $d$, write $x=dm$. Unless
177
+ $\gcd(d,m)>1$ or $\gcd(d,m+h)>1$, ordinary multiplicativity gives
178
+ \[
179
+ a_df_1(dm)f_2(d(m+h))
180
+ =|f_1(d)f_2(d)|^2f_1(m)f_2(m+h).
181
+ \]
182
+ The exceptional set has ordinary density at most
183
+ $2\sum_{p\mid d}p^{-1}\le2J/P_0$. At fixed $B$ there are only finitely
184
+ many $d$, so all associated residue-counting errors vanish as
185
+ $j\to\infty$.
186
+
187
+ For $p\in\mathcal C$ not dividing $d$, divisibility of $dm$ by $p$ is
188
+ equivalent to divisibility of $m$. Hence the mean and variance of
189
+ $k_d(dm)$ under uniform residues are
190
+ \[
191
+ \mu_d=v_C-\sum_{\substack{p\mid d\\p\in\mathcal C}}\frac1p,
192
+ \qquad
193
+ \operatorname{Var}(k_d(dm))
194
+ =\sum_{\substack{p\in\mathcal C\\p\nmid d}}
195
+ \frac1p\left(1-\frac1p\right)\le v_C.
196
+ \]
197
+ The same formulas hold with $m+h$ in place of $m$. For large $B$,
198
+ $|\mu_d-v_C|\le J/P_0\le(T/4)\sqrt{v_C}$. Chebyshev's inequality and
199
+ a union bound show that the proportion on which either cutoff is not
200
+ $1$ is at most $32/T^2$. Independence of the two endpoints is not needed.
201
+
202
+ The length $X_j/d$ lies between $N_j/\tau$ and $N_j$. Comparing each
203
+ shorter sum with the sum up to $N_j$ therefore gives
204
+ \begin{equation}\label{eq:raw-comparison}
205
+ \begin{split}
206
+ |R_B(X_j)-K_{\mathcal D}S(N_j)|
207
+ \le N_jV_{\mathcal D}\left(
208
+ \tau-1+\frac{32}{T^2}+\frac{4J}{P_0}+o_{j\to\infty}(1)\right).
209
+ \end{split}
210
+ \end{equation}
211
+ The factor $4J/P_0$ allows a difference of size at most $2$ on each
212
+ coprimality failure. The endpoint rounding errors are included in $o(1)$.
213
+
214
+ Choose $\tau-1\le\gamma/64$ and $32/T^2\le\gamma/64$, and then take
215
+ $B$ and $j$ large enough for the other two errors to be at most
216
+ $\gamma/64$ each. The reverse triangle inequality, valid for the
217
+ complex number $S(N_j)$, yields
218
+ \[
219
+ |R_B(X_j)|\ge\frac\gamma8N_jV_{\mathcal D}.
220
+ \]
221
+ Finally,
222
+ $V_{\mathcal D}\ge H\sum_{d\in\mathcal D}A^{\omega_C(d)}/d
223
+ \ge cHL_0/B$. This proves the result with $c_\gamma=\gamma c/8$.
224
+ \end{proof}
225
+
226
+ \subsection{The centering estimate and the contradiction}
227
+
228
+ The remaining analytic task is to show that centering changes the raw
229
+ sum by less than its lower bound. Its statement does not require
230
+ \eqref{eq:analytic-finite-defects}.
231
+
232
+ \begin{proposition}[Analytic centering estimate]
233
+ \label{prop:analytic-centering}
234
+ Let $f_1,f_2\colon\N\to\C$ be multiplicative, with $|f_i|\le1$, and
235
+ suppose at least one is uniformly nonpretentious. Fix
236
+ $h\ge1$, $1<\tau<2$, $C_0\ge1$, $T>0$, and a smooth function
237
+ $0\le\phi\le1$ supported in $[-T,T]$.
238
+ For each sufficiently large $B$, let $\mathcal D,H,J$ satisfy
239
+ \eqref{eq:divisor-family}, let $|a_d|\le1$, and use
240
+ \eqref{eq:analytic-cutoffs}. Define $R_B,C_B$ by
241
+ \eqref{eq:raw-sum} and \eqref{eq:analytic-centered-sum}. Then
242
+ \begin{equation}\label{eq:analytic-centering-bound}
243
+ \limsup_{X\to\infty}\frac{|R_B(X)-C_B(X)|}{X}
244
+ \ll L_0\left(B^{-1-\eps}+\frac{J}{P_0}\right).
245
+ \end{equation}
246
+ The implied constant may depend on the fixed parameters and $\phi$,
247
+ but is independent of the divisor family and coefficients.
248
+ The long-variable limit is taken with $B$ fixed.
249
+ \end{proposition}
250
+
251
+ \begin{proof}[Reduction of \Cref{thm:elliott}]
252
+ We deduce \Cref{thm:elliott} from
253
+ \Cref{prop:graph-estimate,prop:analytic-centering}.
254
+ The zero-function and divergent-defect cases were settled above.
255
+ Otherwise suppose \eqref{eq:analytic-bias} holds. Choose
256
+ $\tau,T,\phi,C_0$ and, for each sufficiently large fixed $B$, the divisor
257
+ family of \Cref{lem:raw-bin}. Combining \Cref{lem:raw-lower-bound} with
258
+ the two propositions gives
259
+ \[
260
+ c_\gamma\frac{L_0}{B}
261
+ \le C L_0\left(B^{-1-c_*/2}+B^{-1-\eps}+\frac{J}{P_0}\right).
262
+ \]
263
+ After dividing by $L_0/B$, this reads
264
+ \begin{equation}\label{eq:analytic-contradiction}
265
+ c_\gamma\le C\left(B^{-c_*/2}+B^{-\eps}
266
+ +BJ\exp(-B^{1-\eps})\right),
267
+ \end{equation}
268
+ which is impossible for sufficiently large $B$.
269
+
270
+ In this comparison the functions, shift, and bias $\gamma$ are fixed
271
+ first; then $\tau,T,\phi,C_0$ are fixed. For each fixed $B$ the limit
272
+ is taken along the original sequence $N_j$, with $X_j=HN_j$.
273
+ Only after these inequalities hold does $B$ increase.
274
+ Thus the contradiction excludes every alleged biased sequence.
275
+ \end{proof}
276
+
277
+ \section{The analytic centering estimate}\label{sec:analytic-centering}
278
+
279
+ We prove \Cref{prop:analytic-centering}. Expanding the centered factors
280
+ leaves sums over integers with large prime factors. We shall bound the
281
+ Fourier multiplier of those integers and use short-interval cancellation
282
+ for whichever multiplicative function is nonpretentious. Combining short
283
+ exponential sums with a fourth-moment bound follows the centering
284
+ strategy in \cite[Appendix~C]{Pilatte26}; we prove the rough-number
285
+ estimates needed for the present weights. Throughout this section,
286
+ $\mathrm e(t)=\exp(2\pi it)$.
287
+
288
+ \subsection{Expansion and finite-prime twists}
289
+
290
+ A term other than the raw term in the expansion of the center-band
291
+ factors has $d=uw$, where $w>1$ is the product of the center primes
292
+ whose constant terms were selected. Thus $u,w$ are coprime squarefree
293
+ products, every core factor of $d$ belongs to $u$, and the coefficient
294
+ of the divisibility indicator $\1_{u\mid x}$ is
295
+ \[
296
+ A^{\omega_C(u)}a_{uw}\frac{(-\theta)^{\omega(w)}}w.
297
+ \]
298
+ For each fixed $u$, put $c_w^{(u)}=a_{uw}(-\theta)^{\omega(w)}$ on
299
+ these admissible factorizations and set $c_w^{(u)}=0$ otherwise.
300
+ Then $|c_w^{(u)}|\le1$, and its support is independent of $x$.
301
+ Set $M=H/u$ and write $x=uz$. Whenever this support is nonempty,
302
+ its values of $w$ satisfy
303
+ \begin{equation}\label{eq:analytic-rough-range}
304
+ M<w\le\tau M,\qquad
305
+ \frac{P_0}{\tau}\le M\le e^{C_0B}.
306
+ \end{equation}
307
+ The lower bound follows because a nonempty term has $w>P_0$.
308
+ Every such $w$ has no prime factor below $P_0$; we call integers with
309
+ this property \emph{$P_0$-rough}.
310
+
311
+ Since $u$ and $d$ have exactly the same core factors, the first
312
+ cutoff becomes
313
+ \[
314
+ w_{uw}(uz)=\phi\left(
315
+ \frac{\displaystyle\sum_{\substack{p\in\mathcal C\\p\nmid u}}
316
+ \1_{p\mid z}-v_C}{\sqrt{v_C}}\right).
317
+ \]
318
+ The second cutoff has the same expression with $z+hw$ in place of $z$.
319
+ Apart from
320
+ $\gcd(u,z(z+hw))>1$, multiplicativity gives
321
+ \[
322
+ f_1(uz)f_2(u(z+hw))=f_1(u)f_2(u)f_1(z)f_2(z+hw).
323
+ \]
324
+ For a fixed $u,w$, the exceptional set has ordinary density at most
325
+ $2J/P_0$. Since
326
+ \begin{equation}\label{eq:analytic-sum-u}
327
+ \sum_{M<w\le\tau M}\frac1w\ll_\tau1,
328
+ \qquad
329
+ \sum_{\substack{u\ \mathrm{squarefree}\\p\mid u\Rightarrow p\in\mathcal S}}
330
+ \frac{A^{\omega_C(u)}}u=L_0,
331
+ \end{equation}
332
+ the total error, divided by $X$, has limsup $O(L_0J/P_0)$.
333
+ The case of an identically zero factor is immediate, so in this
334
+ factorization we may assume $f_1(1)=f_2(1)=1$.
335
+
336
+ For $\widehat\phi(t)=\int_{\R}\phi(s)\mathrm e(-ts)\,ds$,
337
+ Fourier inversion expresses each cutoff as an integral of constant
338
+ phases times twists
339
+ \begin{equation}\label{eq:analytic-twists}
340
+ b_i(n)=f_i(n)\mathrm e\left(
341
+ \frac{t_i}{\sqrt{v_C}}
342
+ \sum_{\substack{p\in\mathcal C\\p\nmid u}}\1_{p\mid n}\right),
343
+ \qquad t_i\in\R.
344
+ \end{equation}
345
+ For coprime integers the count in this exponent is additive. Hence
346
+ $b_i$ is multiplicative and $|b_i|\le1$. It need not be completely
347
+ multiplicative: the added factor has the same value at $p$ and $p^2$.
348
+ Its prime values agree with those of $f_i$ outside $\mathcal C$.
349
+ The two Fourier integrals have total absolute weight
350
+ $\|\widehat\phi\|_1^2$, a fixed finite constant.
351
+
352
+ It is therefore enough to show, uniformly in the twists
353
+ \eqref{eq:analytic-twists} and in $|c_w|\le1$ supported on
354
+ $P_0$-rough integers in $(M,\tau M]$, that
355
+ \begin{equation}\label{eq:analytic-rough-target}
356
+ \limsup_{Y\to\infty}\frac1Y
357
+ \left|\sum_{z\le Y}b_1(z)
358
+ \sum_{M<w\le\tau M}\frac{c_w}{w}b_2(z+hw)\right|
359
+ \ll B^{-1-\eps}.
360
+ \end{equation}
361
+ Here $Y=X/u$, and all graph parameters are fixed before $Y$ increases.
362
+
363
+ \subsection{The short-interval input}
364
+
365
+ We first justify the uniformity in the Fourier parameters. Finite
366
+ changes to prime values have only a bounded effect on the squared
367
+ distance defining nonpretentiousness.
368
+
369
+ \begin{lemma}[Stability under finitely many prime changes]
370
+ \label{lem:finite-prime-stability}
371
+ Let $f,b\colon\N\to\C$ be multiplicative and $1$-bounded. Suppose their
372
+ prime values agree outside a finite set $\mathcal P$. For every
373
+ Dirichlet character $\chi$, every real $t$, and $X\ge2$,
374
+ \begin{equation}\label{eq:analytic-distance-stability}
375
+ \left|D(b,\chi n^{it};X)^2-D(f,\chi n^{it};X)^2\right|
376
+ \le2\sum_{p\in\mathcal P}\frac1p.
377
+ \end{equation}
378
+ Consequently, if $f$ is uniformly nonpretentious, the same divergence
379
+ holds uniformly over all such $b$ and over every fixed finite family
380
+ of Dirichlet characters.
381
+ \end{lemma}
382
+ \begin{proof}
383
+ Outside $\mathcal P$ the summands in the squared distances coincide.
384
+ At a prime in $\mathcal P$ their difference has absolute value at most
385
+ $|b(p)-f(p)|/p\le2/p$. Sum this bound, and then take the infimum over
386
+ $|t|\le X$ and the minimum over the finite character family.
387
+ \end{proof}
388
+
389
+ For a $1$-bounded multiplicative function $b$, define
390
+ \[
391
+ \mathcal M(b;X,Q)=
392
+ \inf_{\substack{|t|\le X\\q\le Q,\ \chi\ ({\rm mod}\ q)}}
393
+ D(b,\chi n^{it};X)^2.
394
+ \]
395
+ The following is the general exponential-sum theorem of
396
+ Matom\"aki, Radziwi\l\l, and Tao, in its corrected version
397
+ \cite[Theorem~1.7]{MRT15}.
398
+
399
+ \begin{theorem}[Averaged short exponential sums]\label{thm:mrt}
400
+ Let $X\ge D\ge10$ and let $b\colon\N\to\C$ be a $1$-bounded
401
+ multiplicative function. With
402
+ $Q=\min((\log X)^{1/125},(\log D)^5)$, one has
403
+ \begin{equation}\label{eq:mrt-input}
404
+ \begin{split}
405
+ \sup_{\alpha\in\T}\int_0^X
406
+ \left|\sum_{y<m\le y+D}b(m)\mathrm e(\alpha m)\right|\,dy
407
+ \ll DX\left(
408
+ e^{-\mathcal M(b;X,Q)/20}
409
+ +\frac{\log\log D}{\log D}
410
+ +\frac1{(\log X)^{1/700}}\right).
411
+ \end{split}
412
+ \end{equation}
413
+ The implied constant is absolute.
414
+ \end{theorem}
415
+
416
+ The interval endpoint convention does not affect the integral.
417
+ For fixed $B$ and $D$, the characters of moduli at most $(\log D)^5$
418
+ form a finite family. If $f_i$ is uniformly nonpretentious,
419
+ \Cref{lem:finite-prime-stability} with $\mathcal P=\mathcal C$ gives
420
+ $\mathcal M(b_i;Y,Q)\to\infty$ uniformly in the twists
421
+ \eqref{eq:analytic-twists}. It follows that
422
+ \begin{equation}\label{eq:mrt-fixed-length}
423
+ \limsup_{Y\to\infty}\sup_{\alpha,t_i}
424
+ \frac1{DY}\int_0^Y
425
+ \left|\sum_{y<m\le y+D}b_i(m)\mathrm e(\alpha m)\right|\,dy
426
+ \ll\frac{\log\log D}{\log D}.
427
+ \end{equation}
428
+ Both the prime cutoff and the allowed height in the distance are $Y$,
429
+ as in the hypothesis of \Cref{thm:elliott}. For real $Y$, apply
430
+ \Cref{thm:mrt} with $X=\lceil Y\rceil$ and enlarge the integral to
431
+ $[0,\lceil Y\rceil]$; the normalization changes by a factor tending
432
+ to $1$. Thus the hypothesis along integer scales is sufficient.
433
+ The frequency supremum in
434
+ \eqref{eq:mrt-fixed-length} is outside the integral. No bound with that
435
+ supremum inside the integral is used below.
436
+
437
+ \subsection{A rough-number Fourier multiplier}
438
+
439
+ To use \eqref{eq:mrt-fixed-length} for
440
+ \eqref{eq:analytic-rough-target}, define
441
+ \begin{equation}\label{eq:rough-multiplier}
442
+ Q_M(\alpha)=\sum_{M<w\le\tau M}\frac{c_w}{w}\mathrm e(\alpha hw).
443
+ \end{equation}
444
+ We need its maximum and its fourth moment. The coefficients are
445
+ arbitrary; only their rough support will be used.
446
+
447
+ \begin{lemma}[Rough-number bounds]\label{lem:rough-multiplier}
448
+ Fix $C_0\ge1$, $1<\tau<2$, and an integer $h\ge1$. Let
449
+ $P_0=\exp(B^{1-\eps})$, where $\eps=10^{-4}$, and suppose
450
+ $P_0/\tau\le M\le\exp(C_0B)$. If $|c_w|\le1$ and $c_w=0$ unless
451
+ $w\in(M,\tau M]$ is $P_0$-rough, then, for all sufficiently large $B$,
452
+ \begin{align}
453
+ \|Q_M\|_\infty&\ll B^{-1+\eps}\log B,
454
+ \label{eq:rough-sup}\\
455
+ \int_{\T}|Q_M(\alpha)|^4\,d\alpha
456
+ &\ll M^{-1}B^{-4+4\eps}(\log B)^6.
457
+ \label{eq:rough-fourth}
458
+ \end{align}
459
+ The constants are uniform in $M$ and the coefficients.
460
+ \end{lemma}
461
+ \begin{proof}
462
+ We give the sieve bounds including their counting errors. Put
463
+ \[
464
+ s=2\lceil100\log B\rceil,\qquad z_0=P_0^{1/(100s)}.
465
+ \]
466
+ For every prime $p<z_0$, forbid $\nu_p$ residue classes, where
467
+ $0\le\nu_p\le2$. If $r(n)$ is the number of these prime conditions
468
+ satisfied by $n$, even inclusion-exclusion gives
469
+ \[
470
+ \1_{r(n)=0}\le\sum_{j=0}^s(-1)^j\binom{r(n)}j.
471
+ \]
472
+ Indeed, for $r>0$ the sum on the right is $\binom{r-1}s\ge0$, and for
473
+ $r=0$ it is $1$.
474
+ Write $E_j((a_p))=\sum_{|\mathcal I|=j}\prod_{p\in\mathcal I}a_p$
475
+ for the elementary symmetric sum over subsets of the primes $p<z_0$.
476
+ The Chinese remainder theorem, applied on any interval $I$ of real
477
+ length $V$, now yields
478
+ \begin{equation}\label{eq:rough-brun}
479
+ \begin{split}
480
+ \#\{n\in I:n\text{ avoids the forbidden classes}\}
481
+ \le V\sum_{j=0}^s(-1)^jE_j((\nu_p/p))
482
+ +O\left(\sum_{j=0}^sE_j((\nu_p))\right).
483
+ \end{split}
484
+ \end{equation}
485
+ The residue-counting error is independent of the position of $I$.
486
+ It is at most
487
+ \[
488
+ (s+1)(2z_0)^s=(s+1)2^sP_0^{1/100}\le P_0^{1/5}
489
+ \]
490
+ for large $B$.
491
+
492
+ Let $\Lambda_0=\sum_{p<z_0}\nu_p/p$. Mertens' estimate gives
493
+ $\Lambda_0\le2\log\log z_0+O(1)\le3\log B$ for large $B$.
494
+ Since $E_j((\nu_p/p))\le\Lambda_0^j/j!$, the difference between the
495
+ truncated density in \eqref{eq:rough-brun} and its full Euler product
496
+ has absolute value at most
497
+ \[
498
+ \sum_{j>s}\frac{\Lambda_0^j}{j!}
499
+ \le\frac{(e\Lambda_0/(s+1))^{s+1}}{1-\Lambda_0/(s+2)}
500
+ \le B^{-10}.
501
+ \]
502
+ Consequently the count in \eqref{eq:rough-brun} is at most
503
+ \begin{equation}\label{eq:rough-sieve-bound}
504
+ V\left(\prod_{p<z_0}(1-\nu_p/p)+B^{-10}\right)+O(P_0^{1/5}).
505
+ \end{equation}
506
+
507
+ For one rough integer, take $\nu_p=1$. The product is
508
+ $O(1/\log z_0)=O(B^{-1+\eps}\log B)$. Thus the number $R$ of
509
+ $P_0$-rough integers in $(M,\tau M]$ satisfies
510
+ \begin{equation}\label{eq:rough-one-point}
511
+ R\ll M B^{-1+\eps}\log B.
512
+ \end{equation}
513
+ Both error terms in \eqref{eq:rough-sieve-bound} are absorbed, since
514
+ $M\ge P_0/\tau$.
515
+
516
+ The one-point bound proves \eqref{eq:rough-sup}, because $w>M$.
517
+ To estimate the fourth moment, extend $a_w=c_w/w$ by zero outside its
518
+ support. Fourier orthogonality gives
519
+ \[
520
+ \int_{\T}|Q_M(\alpha)|^4\,d\alpha
521
+ =\sum_k\left|\sum_w a_{w+k}\overline{a_w}\right|^2.
522
+ \]
523
+ There is no factor depending on $h$: multiplication by the nonzero
524
+ integer $h$ preserves Haar measure on $\T$.
525
+ Let $R_k$ count pairs $w,w+k\in(M,\tau M]$ that are both
526
+ $P_0$-rough. Each inner absolute value is at most $R_k/M^2$.
527
+ We next bound $R_k$ for $k\ne0$; only $|k|\le2M$ can contribute.
528
+ The permitted interval for $w$ is an intersection of two intervals of
529
+ length less than $M$. Sieve out the residues $0,-k$ modulo $p<z_0$.
530
+ If $k$ is odd there are no pairs for large $B$, because both rough
531
+ integers must be odd. If $k$ is even, the density product is
532
+ \begin{align*}
533
+ \frac12\prod_{3\le p<z_0}(1-2/p)
534
+ \prod_{\substack{3\le p<z_0\\p\mid k}}
535
+ \frac{1-1/p}{1-2/p}
536
+ &\ll\frac1{(\log z_0)^2}
537
+ \exp\left(\sum_{p\mid k}\frac1p+O(1)\right).
538
+ \end{align*}
539
+ Here $(1-2/p)/(1-1/p)^2=1-1/(p-1)^2\le1$ and
540
+ $\log((1-1/p)/(1-2/p))=1/p+O(p^{-2})$ for $p\ge3$.
541
+ The singular factor is uniformly $O_{C_0}(\log B)$: indeed
542
+ \[
543
+ \sum_{p\mid k}\frac1p
544
+ \le\sum_{p\le B}\frac1p+\frac{\log|k|}{B\log B}
545
+ \le\log\log B+O_{C_0}(1),
546
+ \]
547
+ since $\log|k|\le C_0B+\log2$. Applying
548
+ \eqref{eq:rough-sieve-bound} proves
549
+ \begin{equation}\label{eq:rough-two-point}
550
+ R_k\ll M B^{-2+2\eps}(\log B)^3\qquad(k\ne0).
551
+ \end{equation}
552
+
553
+ There are $O(M)$ nonzero differences, so their total contribution is
554
+ $O(M^{-1}B^{-4+4\eps}(\log B)^6)$ by
555
+ \eqref{eq:rough-two-point}. The term $k=0$ is at most
556
+ $(R/M^2)^2\ll M^{-2}$, which is smaller than the same bound because
557
+ $M\ge P_0/\tau$. This proves \eqref{eq:rough-fourth}.
558
+ \end{proof}
559
+
560
+ The fourth moment localizes the frequencies at which $Q_M$ is large.
561
+ On the remaining frequencies its maximum is already small enough.
562
+ We next put the target correlation into a form where these two facts
563
+ can be combined with \eqref{eq:mrt-fixed-length}.
564
+
565
+ \subsection{Two overlapping intervals and the frequency split}
566
+
567
+ Let
568
+ \[
569
+ D_1=\lceil M\rceil,\qquad D_2=(1+2h)D_1,
570
+ \]
571
+ and define
572
+ \[
573
+ A_y(\alpha)=\sum_{y<n\le y+D_1}b_1(n)\mathrm e(\alpha n),
574
+ \qquad
575
+ B_y(-\alpha)=\sum_{y<m\le y+D_2}b_2(m)\mathrm e(-\alpha m).
576
+ \]
577
+ For each term of $Q_M$, integration in $\alpha$ imposes $m=n+hw$.
578
+ Moreover $hw<2hD_1=D_2-D_1$, so
579
+ \[
580
+ [n-D_1,n)\subseteq[n+hw-D_2,n+hw).
581
+ \]
582
+ Thus, if $L_Y(n)=|[0,Y]\cap[n-D_1,n)|$, orthogonality gives the exact
583
+ identity
584
+ \[
585
+ \int_0^Y\int_{\T}Q_M(\alpha)A_y(\alpha)B_y(-\alpha)
586
+ \,d\alpha\,dy
587
+ =\sum_w\frac{c_w}{w}\sum_{n\ge1}b_1(n)b_2(n+hw)L_Y(n).
588
+ \]
589
+ For $D_1\le n\le Y$ one has $L_Y(n)=D_1$. The difference from
590
+ $D_1\1_{1\le n\le Y}$ is supported on $O(D_1)$ integers at the two
591
+ ends and has total absolute mass $O(D_1^2)$. Since
592
+ $\sum_{M<w\le\tau M}1/w\ll1$, we obtain
593
+ \begin{equation}\label{eq:analytic-overlap}
594
+ \begin{split}
595
+ &\frac1{D_1Y}\int_0^Y\int_{\T}
596
+ Q_M(\alpha)A_y(\alpha)B_y(-\alpha)\,d\alpha\,dy\\
597
+ &\hspace{10mm}=
598
+ \frac1Y\sum_{n\le Y}b_1(n)
599
+ \sum_{M<w\le\tau M}\frac{c_w}{w}b_2(n+hw)
600
+ +O(D_1/Y).
601
+ \end{split}
602
+ \end{equation}
603
+ The endpoint error tends to zero because $D_1$ is fixed before $Y$.
604
+
605
+ Set $t_B=B^{-1-\eps}$ and
606
+ $E_B=\{\alpha\in\T:|Q_M(\alpha)|>t_B\}$.
607
+ By \Cref{lem:rough-multiplier},
608
+ \begin{equation}\label{eq:rough-large-frequencies}
609
+ |E_B|\ll M^{-1}B^{8\eps}(\log B)^6,
610
+ \qquad \|Q_M\|_\infty\ll B^{-1+\eps}\log B.
611
+ \end{equation}
612
+ On $\T\setminus E_B$, Parseval and Cauchy--Schwarz give, for each $y$,
613
+ \[
614
+ \int_{\T\setminus E_B}|Q_M A_y B_y|\,d\alpha
615
+ \le t_B\left(\int_{\T}|A_y|^2\right)^{1/2}
616
+ \left(\int_{\T}|B_y|^2\right)^{1/2}
617
+ \le t_B\sqrt{D_1D_2}.
618
+ \]
619
+ After integration in $y$ and division by $D_1Y$, the contribution is
620
+ $O_h(B^{-1-\eps})$.
621
+
622
+ On $E_B$, suppose first that $f_1$ is uniformly nonpretentious.
623
+ Use $|B_y|\le D_2$, integrate first in $y$, and apply
624
+ \eqref{eq:mrt-fixed-length} to $A_y$ at each fixed frequency. The
625
+ normalized limsup is at most
626
+ \begin{equation}\label{eq:analytic-large-bound}
627
+ O\left(\|Q_M\|_\infty\,|E_B|\,D_2
628
+ \frac{\log\log D_1}{\log D_1}\right).
629
+ \end{equation}
630
+ If instead $f_2$ is the nonpretentious factor, use $|A_y|\le D_1$
631
+ and apply the same estimate to $B_y$; this replaces $D_1$ by $D_2$
632
+ inside the logarithms in \eqref{eq:analytic-large-bound}.
633
+ In both cases Fubini's theorem is followed by the bound for the
634
+ already integrated exponential sum, with a supremum over its fixed
635
+ frequency. The frequency supremum has not been moved inside a
636
+ short-interval integral.
637
+
638
+ The range \eqref{eq:analytic-rough-range} implies, for $i=1,2$,
639
+ \[
640
+ \frac{D_i}{M}\ll_h1,
641
+ \qquad
642
+ \frac{\log\log D_i}{\log D_i}
643
+ \ll_{C_0,h,\tau}B^{-1+\eps}\log B.
644
+ \]
645
+ Using \eqref{eq:rough-large-frequencies} in
646
+ \eqref{eq:analytic-large-bound}, the large-frequency contribution is
647
+ \[
648
+ O\left(B^{-2+10\eps}(\log B)^8\right)
649
+ =o(B^{-1-\eps}),
650
+ \]
651
+ since $11\eps<1$. Together with the small-frequency bound and
652
+ \eqref{eq:analytic-overlap}, this proves
653
+ \eqref{eq:analytic-rough-target}. The argument is uniform in the
654
+ Fourier twists, since \eqref{eq:mrt-fixed-length} is uniform in them.
655
+
656
+ \begin{proof}[Completion of \Cref{prop:analytic-centering}]
657
+ Apply \eqref{eq:analytic-rough-target} with $c_w=c_w^{(u)}$ to each fixed
658
+ $u$ in the expansion at the start of this section. Dividing its contribution by
659
+ $X$ contributes the factor $A^{\omega_C(u)}/u$; the extracted factors
660
+ $f_1(u)f_2(u)$ have modulus at most $1$.
661
+ The two Fourier inversions cost at most $\|\widehat\phi\|_1^2$.
662
+ At fixed $B$ all sums over $u,w$ are finite, and the uniform estimate
663
+ therefore gives, by \eqref{eq:analytic-sum-u}, a total limsup
664
+ $O(L_0B^{-1-\eps})$. Adding the earlier coprimality error
665
+ $O(L_0J/P_0)$ proves \eqref{eq:analytic-centering-bound}.
666
+ \end{proof}
667
+
668
+ The analytic comparison required for
669
+ \eqref{eq:analytic-contradiction} is now proved. It remains to establish
670
+ the graph estimate; the following sections develop its closed-line
671
+ bound and then pass from that bound to the long-average estimate.
preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/build/qualitative/cylinder-sieve.tex ADDED
@@ -0,0 +1,402 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{A conditional cylinder sieve}\label{sec:cylinder-sieve}
2
+
3
+ The restrictions $n+b_j\in Y$ still involve the residue coordinates
4
+ outside the fixed set $\mathcal F$. We replace their product by a sum
5
+ of conditions from short lists of primitive specifications. In each
6
+ term the remaining coordinates are averaged before taking an absolute
7
+ value; this preserves the cancellation needed in the trace estimate.
8
+ The error will contain many specifications with distinct private prime
9
+ coordinates, which supply enough arithmetic constraints to apply
10
+ \Cref{lem:triangular-saving}.
11
+
12
+ The intersection rank and the extraction of constraints from its
13
+ witnesses adapt Pilatte's construction
14
+ \cite[Definition~13.3 and Lemmas~13.4 and~13.6]{Pilatte26}.
15
+ The associated truncation belongs to the composite-modulus sieve
16
+ developed in \cite[Section~3]{HR21} and
17
+ \cite[Appendix~B]{Pilatte26}. We prove the finite-cylinder statement
18
+ and its application here, including the effect of conditioning.
19
+
20
+ \subsection{Truncating an intersection poset}
21
+
22
+ Let $\Omega=\prod_{p\in P}\Omega_p$ be a finite product, with
23
+ $|\Omega_p|\ge2$ for every $p$. An \emph{exact cylinder} specifies one
24
+ value at each coordinate in a subset of $P$ and imposes no condition at
25
+ the other coordinates. Its \emph{support} is the set of specified
26
+ coordinates, and its \emph{width} is the size of that support.
27
+
28
+ Let $\mathscr E$ be a finite family of proper, nonempty exact cylinders.
29
+ Identify duplicate cylinders. Let $\mathscr P$ consist of the nonempty
30
+ intersections of subfamilies of $\mathscr E$, including the empty-family
31
+ intersection $\widehat0=\Omega$. Order $\mathscr P$ by reverse inclusion:
32
+ $I\le J$ means $I\supseteq J$. For $I\in\mathscr P$, define
33
+ \begin{equation}\label{eq:cylinder-rank}
34
+ \operatorname{rk}(I)=
35
+ \max\left\{|\mathscr A|:\begin{array}{l}
36
+ \mathscr A\subseteq\{E\in\mathscr E:I\subseteq E\},\\
37
+ \text{each }E\in\mathscr A\text{ has a support coordinate}\\
38
+ \text{absent from every other member of }\mathscr A
39
+ \end{array}\right\}.
40
+ \end{equation}
41
+ The empty family is allowed in this maximum. A coordinate as in
42
+ \eqref{eq:cylinder-rank} is called \emph{private} to its member of
43
+ $\mathscr A$. All events in such a family have compatible prescribed
44
+ values because they contain the nonempty intersection $I$.
45
+
46
+ Write $\mu(\widehat0,I)$ for the M\"obius coefficients of this finite
47
+ poset, characterized by
48
+ \[
49
+ \sum_{I\le J}\mu(\widehat0,I)=\1_{J=\widehat0}.
50
+ \]
51
+ Their role is inclusion--exclusion with equal intersections collected
52
+ into one term. This is M\"obius inversion in the incidence algebra of a
53
+ finite poset; see \cite[Section~3]{Rota1964}. The chain expansion used
54
+ below is the one in \cite[Section~3, Proposition~6]{Rota1964}.
55
+
56
+ \begin{lemma}[Finite-cylinder truncation]\label{lem:cylinder-truncation}
57
+ Suppose that the cylinders in $\mathscr E$ have width at most $w\ge1$.
58
+ For an integer $t\ge1$, put $M=tw$, and let
59
+ \[
60
+ \mathscr H_t=\{J\in\mathscr P:\operatorname{rk}(J)\ge t,
61
+ \ J\text{ is generated by at most }t\text{ members of }\mathscr E\}.
62
+ \]
63
+ Then the rank is nondecreasing on $\mathscr P$, every $I\in\mathscr P$
64
+ is generated by at most $\operatorname{rk}(I)$ events, and
65
+ \begin{equation}\label{eq:cylinder-width}
66
+ |\operatorname{supp}(I)|\le w\operatorname{rk}(I).
67
+ \end{equation}
68
+ For every $x\in\Omega$,
69
+ \begin{equation}\label{eq:cylinder-truncation}
70
+ \left|\1_{x\notin\bigcup_{E\in\mathscr E}E}
71
+ -\sum_{\operatorname{rk}(I)<t}\mu(\widehat0,I)\1_I(x)\right|
72
+ \le 2^M\max(1,M^{M+1})\sum_{J\in\mathscr H_t}\1_J(x).
73
+ \end{equation}
74
+ Every coefficient retained in the sum on the left has absolute value
75
+ at most $\max(1,M^{M+1})$. Every intersection on the right has width
76
+ at most $M$, even if its rank is greater than $t$.
77
+ \end{lemma}
78
+
79
+ \begin{proof}
80
+ If $I\le J$, every event containing $I$ also contains $J$. Thus every
81
+ family admitted for the maximum defining $\operatorname{rk}(I)$ is
82
+ admitted for $\operatorname{rk}(J)$, proving monotonicity.
83
+ Choose an inclusion-minimal family generating $I$. Each member must
84
+ have a private coordinate: otherwise all its prescribed values already
85
+ follow from the other members, since the prescriptions are compatible,
86
+ and it can be removed. Its size is therefore at most
87
+ $\operatorname{rk}(I)$, proving \eqref{eq:cylinder-width} as well.
88
+
89
+ Fix $J\in\mathscr P$ and let $m=|\operatorname{supp}(J)|$. An element
90
+ of the interval $[\widehat0,J]$ is determined by its support: its values
91
+ must be the corresponding restrictions of those prescribed by $J$.
92
+ Consequently this interval has at most $2^m$ elements. Along a strict
93
+ chain from $\widehat0$ to $J$, supports grow strictly, so there are at
94
+ most $m$ steps. A chain of $k$ steps is specified by recording, for
95
+ each coordinate of $\operatorname{supp}(J)$, the step at which it
96
+ enters. There are at most $k^m$ such chains. Expanding the inverse of
97
+ the poset's upper triangular incidence matrix, or applying the M\"obius
98
+ recursion repeatedly, gives the alternating sum over these chains.
99
+ Thus, for $m\ge1$,
100
+ \begin{equation}\label{eq:cylinder-mobius}
101
+ |\mu(\widehat0,J)|\le\sum_{k=1}^m k^m\le m^{m+1};
102
+ \end{equation}
103
+ the coefficient at $\widehat0$ is $1$. This proves the asserted
104
+ coefficient bound for intersections of rank below $t$.
105
+
106
+ For $x\in\Omega$, let $J_x$ be the intersection of all events satisfied
107
+ at $x$, with $J_x=\widehat0$ if none are satisfied. An intersection
108
+ $I\in\mathscr P$ contains $x$ if and only if $I\le J_x$. Indeed any
109
+ family generating $I$ then consists of events satisfied at $x$.
110
+ It follows that
111
+ \begin{equation}\label{eq:cylinder-full-sum}
112
+ \sum_{I\in\mathscr P}\mu(\widehat0,I)\1_I(x)
113
+ =\sum_{I\le J_x}\mu(\widehat0,I)
114
+ =\1_{J_x=\widehat0}.
115
+ \end{equation}
116
+ Since no forbidden event is the whole space, the last expression is
117
+ precisely the avoidance indicator in \eqref{eq:cylinder-truncation}.
118
+
119
+ If $\operatorname{rk}(J_x)<t$, monotonicity shows that the truncated
120
+ sum contains the entire interval $[\widehat0,J_x]$, so it is exact.
121
+ Suppose instead that $\operatorname{rk}(J_x)\ge t$. Given any
122
+ $I\le J_x$ of rank below $t$, successively intersect it with events
123
+ satisfied at $x$ until reaching $J_x$. Let $K$ be the first intersection
124
+ whose rank is at least $t$, and let $K^-$ be its immediate predecessor.
125
+ Replace the generating family for $K^-$ by an inclusion-minimal one.
126
+ It has at most $t-1$ members. Adjoining the event that produces $K$
127
+ shows that $K$ is generated by at most $t$ events. Thus
128
+ \[
129
+ I\le K\le J_x,\qquad K\in\mathscr H_t,
130
+ \qquad |\operatorname{supp}(K)|\le M.
131
+ \]
132
+ This argument allows the rank to jump by more than one. The
133
+ re-minimization of the predecessor, rather than the length of the
134
+ successive list, bounds the number of generators.
135
+
136
+ Every satisfied low-rank $I$ is therefore below a satisfied member of
137
+ $\mathscr H_t$. For any one such member there are at most $2^M$
138
+ possible predecessors $I$, by the interval bound already proved.
139
+ The exact avoidance indicator is zero in the present case. Bounding
140
+ each retained coefficient by \eqref{eq:cylinder-mobius} now gives
141
+ \eqref{eq:cylinder-truncation}.
142
+ \end{proof}
143
+
144
+ \subsection{Applying the truncation after conditioning}
145
+
146
+ Return to a fixed numerical line $\boldsymbol d$. Its fixed prime set
147
+ $\mathcal F$ consists of its core labels and its repeated labels, as in
148
+ \Cref{sec:thinning}. In particular, core primes absent from the line
149
+ are not added to $\mathcal F$. Write
150
+ $R_{\boldsymbol d}(n_{\mathcal F})$ for the indicator of the conditions
151
+ retained in \Cref{prop:retained-lines}.
152
+
153
+ Condition on $n_{\mathcal F}$ with $R_{\boldsymbol d}=1$. At every
154
+ $n+b_j$, take the primitive forbidden specifications compatible with
155
+ these fixed residues. Omit their fixed-coordinate tests, leaving
156
+ exact cylinders on the coordinates $\mathcal S\setminus\mathcal F$.
157
+ Each has width at most $LJ+1$. There is no whole-space event: such an
158
+ event would be a qualifying primitive specification using only fixed
159
+ primes, excluded by the retained conditions. Avoiding these residual
160
+ events is exactly the condition $n+b_j\in Y$ for every $j$.
161
+
162
+ For a list $\mathfrak L$ of primitive specifications attached at line
163
+ indices $0,\ldots,\ell$, let $I_{\mathfrak L}(n)$ be the indicator that
164
+ all its specifications qualify, including their fixed-coordinate
165
+ tests. The empty list has indicator $1$. Let
166
+ $\mathscr L_{<t_0}(\boldsymbol d)$ denote all ordered such lists of length
167
+ less than $t_0$. These are finite families at the fixed graph
168
+ parameters. We will use the bound
169
+ \begin{equation}\label{eq:cylinder-budget}
170
+ M_0=t_0(LJ+1)=O(B^{1-\rho+4\eps}\log B),\qquad
171
+ M_0\log B=o(B).
172
+ \end{equation}
173
+ In particular, the coefficient and error factors in
174
+ \Cref{lem:cylinder-truncation} are $\exp(O(M_0\log B))$.
175
+
176
+ A low-rank intersection is generated by fewer than $t_0$ residual
177
+ events. Choose one realizing primitive specification for each event.
178
+ The conjunction of their full qualification indicators equals the
179
+ intersection indicator at the conditioned residues. Different
180
+ intersections cannot have the same chosen generating list, since that
181
+ list determines its intersection. We may therefore bound their sum
182
+ by the sum over $\mathscr L_{<t_0}(\boldsymbol d)$ without a multiplicity
183
+ loss.
184
+
185
+ For an intersection in $\mathscr H_{t_0}$, choose at most $t_0$
186
+ generating events and exactly $t_0$ events witnessing its rank. The
187
+ latter may be selected from a larger irredundant family; deleting other
188
+ members preserves their private coordinates. The witnessing events
189
+ contain the intersection. Consequently adjoining them to the
190
+ generating list leaves its indicator unchanged. After choosing
191
+ realizing primitive specifications, each witness has a prime outside
192
+ $\mathcal F$ that occurs in none of the other witness specifications.
193
+ These choices may depend on $n_{\mathcal F}$, which is harmless:
194
+ the preceding assertions and the uniform coefficient bounds apply
195
+ pointwise at each fixed-coordinate assignment.
196
+
197
+ We have thus reduced the truncation error to jointly qualifying lists
198
+ of at most $2t_0$ specifications, including $t_0$ witnesses with private
199
+ primes outside $\mathcal F$. The next lemma shows that these error
200
+ lists impose many triangular constraints on their numerical prime
201
+ labels.
202
+
203
+ \begin{lemma}[Constraints from private primes]\label{lem:cylinder-witnesses}
204
+ Let $\boldsymbol d$ be a numerical closed line, and let $\mathcal F$ contain
205
+ its core prime labels and all labels occurring at least twice on the
206
+ line. Suppose $t_0$ primitive specifications attached at line vertices
207
+ qualify simultaneously. Suppose that each has a prime outside
208
+ $\mathcal F$ absent from every other specification in this family.
209
+ For sufficiently large $B$, their numerical labels satisfy a triangular
210
+ system on at least $B^{2\eps}$ distinct selected prime variables of the
211
+ kind in \Cref{lem:triangular-saving}. Each constraint uses one intrinsic
212
+ suffix displacement, or the difference of two witness prefixes and a
213
+ line segment. Its nonzero expressions have logarithmic size
214
+ $O(B\log B)$ even when numerical label-size restrictions are dropped.
215
+ \end{lemma}
216
+
217
+ \begin{proof}
218
+ Order the witnesses by nondecreasing attachment indices
219
+ $k_1,\ldots,k_{t_0}$; break ties arbitrarily. For witness $j$, choose a
220
+ private prime $q_j\notin\mathcal F$, write $p_j$ for its extra prime,
221
+ and choose a tail prime $r_j$ as in
222
+ \Cref{lem:primitive-properties}. Thus $r_j$ occurs only in its final
223
+ constant block. That lemma supplies two coefficient facts:
224
+ \begin{enumerate}[label=(\roman*)]
225
+ \item the intrinsic suffix displacement divisible by $p_j$ is linear
226
+ in a tail-only prime, with coefficient nonzero modulo $p_j$;
227
+ \item if a prime occurs before the constant tail, its coefficient in
228
+ the prefix displacement immediately preceding that tail is nonzero
229
+ modulo $r_j$.
230
+ \end{enumerate}
231
+ All private primes $q_j$ are distinct. Each occurs at most once as a
232
+ label on the original line, because it is outside $\mathcal F$.
233
+ We divide into three cases to control every dependence on another
234
+ selected variable.
235
+
236
+ \paragraph{Private primes in intrinsic suffix constraints.}
237
+ Suppose at least $t_0/10$ witnesses have $q_j=p_j$ or have $q_j$
238
+ occurring only in the constant tail. In the first situation $q_j$
239
+ divides the intrinsic suffix displacement, which is nonzero by
240
+ simplicity and does not involve $q_j$. In the second situation use
241
+ that suffix constraint as a linear congruence in $q_j$ modulo $p_j$;
242
+ its coefficient is nonzero by (i). The private-prime property excludes
243
+ every other selected $q$ from the witness, including from its modulus.
244
+ These constraints have no dependencies on the other selected
245
+ variables and hence form a triangular system.
246
+
247
+ \paragraph{Tail primes first or last appearing among the witnesses.}
248
+ Suppose at least $t_0/10$ witnesses have $r_j$ absent from every earlier
249
+ witness. Select these tail primes in increasing witness order. They
250
+ are distinct: equality between two would make the latter prime occur
251
+ in an earlier witness. Use the intrinsic suffix congruence for each
252
+ selected $r_j$. No later selected tail prime occurs in this witness,
253
+ by its defining absence property. This also excludes later selected
254
+ variables from the modulus $p_j$. Thus each constraint uses only its
255
+ own variable, earlier selected variables, and nonselected variables,
256
+ and its coefficient is nonzero modulo $p_j$ by (i).
257
+ If instead at least $t_0/10$ witnesses have $r_j$ absent from every later
258
+ witness, the same argument in decreasing witness order applies.
259
+
260
+ \paragraph{Comparing two activities of a shared tail prime.}
261
+ If none of these cases applies, fewer than $3t_0/10$ witnesses have
262
+ been excluded by their three respective conditions. Retain at least
263
+ $t_0/2$ witnesses for which $q_j$ occurs before the tail and $r_j$
264
+ appears in both an earlier and a later witness. Since $q_j$ occurs
265
+ at most once on the original line, it is absent either from all steps
266
+ $1,\ldots,k_j$ or from all steps $k_j+1,\ldots,\ell$. At least
267
+ $t_0/4$ of the retained witnesses satisfy the same one of these two
268
+ absence conditions.
269
+
270
+ First consider the family absent from steps $1,\ldots,k_j$, ordered
271
+ increasingly by attachment index. For its witness $j$, choose an
272
+ earlier witness $i=i(j)$ using $r_j$. In witness $i$, choose a vertex
273
+ at which $r_j$ is active: its starting vertex if $r_j$ is its extra
274
+ prime, or the origin of an edge carrying $r_j$ otherwise. Let $T_i$
275
+ be this vertex's offset relative to that witness's start. Let $P_j$
276
+ be the prefix displacement of witness $j$ immediately preceding its
277
+ constant tail. Joint qualification implies
278
+ \begin{equation}\label{eq:cylinder-comparison}
279
+ b_{k_j}-b_{k_i}+P_j-T_i\equiv0\pmod{r_j}.
280
+ \end{equation}
281
+ The coefficient of $q_j$ in this congruence is exactly its coefficient
282
+ in $P_j$: privateness excludes it from witness $i$, and the selected
283
+ absence condition excludes it from the line segment between
284
+ $k_i$ and $k_j$. This coefficient is nonzero modulo $r_j$ by (ii).
285
+
286
+ Now take a later selected private variable $q_s$. It occurs in
287
+ neither witness $i$ nor witness $j$, by privateness. Moreover
288
+ $k_s\ge k_j$, and its own absence condition excludes it from every
289
+ line step through $k_s$, hence from the segment in
290
+ \eqref{eq:cylinder-comparison}. Thus no later selected variable occurs
291
+ in that congruence. The modulus $r_j$ is not any selected private
292
+ prime: it differs from $q_j$ because $q_j$ occurs before the tail,
293
+ and it differs from all other $q_s$ by privateness. This proves
294
+ triangularity in increasing order. Equal attachment indices merely
295
+ make the corresponding line segment empty.
296
+
297
+ For the family absent from steps after $k_j$, order the witnesses
298
+ decreasingly and compare witness $j$ to a later witness containing
299
+ $r_j$. Equation \eqref{eq:cylinder-comparison} has the same form, now
300
+ with its line segment after $k_j$. A later selected variable in this
301
+ decreasing order has attachment $k_s\le k_j$ and is absent from all
302
+ steps after $k_s$, so it is absent from that segment. Privateness
303
+ excludes it from the two witness prefixes. Fact (ii) again supplies
304
+ the nonzero coefficient. This gives a triangular system in decreasing
305
+ order. The attained comparison displacement may equal zero; that
306
+ causes no difficulty, since we use an invertible linear congruence,
307
+ not a divisibility constraint with the selected prime as modulus.
308
+
309
+ Every case provides at least $t_0/20$ selected variables for sufficiently
310
+ large $B$, allowing for integer parts. This is greater than
311
+ $B^{2\eps}$. Each label is a squarefree product of at most $J$ primes
312
+ at most $e^B$, so its logarithm is at most $BJ=O(B\log B)$ even without
313
+ the divisor-bin restrictions. A suffix or a comparison above uses
314
+ $O(\ell+L)$ such terms. Every nonzero expression consequently has
315
+ logarithmic size $O(B\log B)$. The constraint choices are specified
316
+ by witness and line positions and prime slots, within the enumeration
317
+ allowed in \Cref{lem:triangular-saving}. All its hypotheses are now
318
+ verified.
319
+ \end{proof}
320
+
321
+ \begin{proposition}[Reduction to short qualification lists]
322
+ \label{prop:cylinder-reduction}
323
+ For the retained line and fixed-coordinate data of
324
+ \Cref{prop:retained-lines}, there is a factor
325
+ $\mathfrak C_B=\exp(O(M_0\log B))$ such that
326
+ \begin{align}
327
+ &\sum_{\boldsymbol d}\E_{\mathcal F}
328
+ \left[R_{\boldsymbol d}
329
+ \left|\E_{\mathcal S\setminus\mathcal F}
330
+ K_{\boldsymbol d}(n)\prod_{j=0}^{\ell}\1_Y(n+b_j)\right|\right]
331
+ \notag\\
332
+ &\quad\le \mathfrak C_B\sum_{\boldsymbol d}\E_{\mathcal F}
333
+ \left[R_{\boldsymbol d}
334
+ \sum_{\mathfrak L\in\mathscr L_{<t_0}(\boldsymbol d)}
335
+ \left|\E_{\mathcal S\setminus\mathcal F}
336
+ K_{\boldsymbol d}(n)I_{\mathfrak L}(n)\right|\right]
337
+ +O\!\left(e^{-B^{1+\eps/2}}\right).
338
+ \label{eq:cylinder-reduction}
339
+ \end{align}
340
+ Here each sum runs over numerical closed lines, $\mathcal F$ is the
341
+ fixed prime set of that line, and every list indicator imposes full
342
+ qualification of its specifications.
343
+ \end{proposition}
344
+
345
+ \begin{proof}
346
+ At fixed $\boldsymbol d,n_{\mathcal F}$ with $R_{\boldsymbol d}=1$, apply
347
+ \Cref{lem:cylinder-truncation} to the residual cylinders with
348
+ $t=t_0$ and $w=LJ+1$. Multiply the identity with its pointwise error
349
+ bound by $K_{\boldsymbol d}$ and integrate the residual coordinates.
350
+ For the low-rank sum, take the absolute value after each such integral
351
+ and use the generating lists already constructed. The coefficient
352
+ bound gives the main term on the right of
353
+ \eqref{eq:cylinder-reduction}.
354
+
355
+ For the error, take the absolute value of $K_{\boldsymbol d}$ inside the
356
+ integral and use the generating and witnessing lists described above.
357
+ After integrating the fixed coordinates, their indicators require
358
+ joint qualification of at most $2t_0$ specifications, including the
359
+ $t_0$ witnesses with private primes outside $\mathcal F$.
360
+ We may drop the retained-data restriction in this positive bound.
361
+ \Cref{lem:cylinder-witnesses} supplies at least $B^{2\eps}$ triangular
362
+ constraints for each nonzero contribution.
363
+
364
+ Refine the error count by the lit or unlit status of every line
365
+ occurrence. Joint qualification fixes one residue for each distinct
366
+ prime used by the specifications, or is inconsistent and contributes
367
+ zero. For each refinement, \Cref{lem:crude-count} gives
368
+ $A^{\ell J}\prod_p p^{-1}$, with the product over distinct prime labels,
369
+ rather than charging a shared residue repeatedly. The line and lists
370
+ have at most
371
+ \[
372
+ \ell J+2t_0(LJ+1)=O(B\log B)
373
+ \]
374
+ prime slots. Their equality patterns, occurrence statuses and all
375
+ choices of witness constraints have cost $\exp(O(B\log^2 B))$.
376
+ These are exactly the
377
+ positive majorant and description budget required by
378
+ \Cref{lem:triangular-saving}. Its reverse elimination applies to the
379
+ system just supplied by \Cref{lem:cylinder-witnesses} and gives
380
+ $O(e^{-B^{1+\eps/2}})$.
381
+ The additional factor $\mathfrak C_B$ is absorbed by the same estimate, since
382
+ \eqref{eq:cylinder-budget} gives $\log \mathfrak C_B=o(B)$ whereas the saving
383
+ before this final simplification is $\exp(-\Omega(B^{1+\eps}))$.
384
+ This proves the proposition.
385
+ \end{proof}
386
+
387
+ The reduction has preserved a signed average at the unfixed coordinates.
388
+ For its use in the next section, it is useful to distinguish
389
+ $\mathcal C'=\mathcal C\setminus\mathcal F$ and
390
+ $\mathcal Z'=\mathcal Z\setminus\mathcal F$. For each list,
391
+ \begin{equation}\label{eq:cylinder-core-order}
392
+ \left|\E_{\mathcal S\setminus\mathcal F}
393
+ K_{\boldsymbol d}I_{\mathfrak L}\right|
394
+ \le \E_{\mathcal C'}
395
+ \left|\E_{\mathcal Z'}K_{\boldsymbol d}I_{\mathfrak L}\right|.
396
+ \end{equation}
397
+ This is only Fubini's theorem and the triangle inequality. In the
398
+ inner average all core coordinates are held fixed, so the cutoffs are
399
+ fixed there; the free center coordinates still retain their signs.
400
+ The core coordinates can subsequently be integrated against positive
401
+ bounds. In particular, \eqref{eq:cylinder-core-order} does not enlarge
402
+ $\mathcal F$ or change the private-coordinate rank used in the sieve.
preprints/Ordinary-two-point-correlations-of-multiplicative-functions-September-24-2026/build/qualitative/graph-setup.tex ADDED
@@ -0,0 +1,120 @@
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1
+ \section{The weighted divisor graph}\label{sec:graph-setup}
2
+
3
+ We begin the qualitative argument with the finite-scale graph estimate
4
+ that will rule out a correlation bias. Its test functions are arbitrary bounded sequences;
5
+ no multiplicativity enters its statement or proof. The arithmetic
6
+ application follows in \Cref{sec:analytic-transfer}.
7
+
8
+ Fix an integer $h\ge1$. Throughout the graph construction use
9
+ \begin{equation}\label{eq:graph-constants}
10
+ \eps=10^{-4},\quad \eta=\eps/100,\quad \rho=1/20,\quad
11
+ \kappa=400/\eta,\quad A=\exp(2\kappa),\quad c_*=\eps/100.
12
+ \end{equation}
13
+ The scale $B$ will be sufficiently large. Define two finite prime sets by
14
+ \begin{equation}\label{eq:prime-bands}
15
+ \begin{split}
16
+ \mathcal C&=\{p:B^{1-\eta}<\log p\le B\},\\
17
+ \mathcal Z&=\{p:B^{1-\eps}<\log p\le B^{1-\eta}\},\qquad
18
+ \mathcal S=\mathcal C\cup\mathcal Z,\quad P_0=\exp(B^{1-\eps}).
19
+ \end{split}
20
+ \end{equation}
21
+ We refer to $\mathcal C$ as the core band and $\mathcal Z$ as the center
22
+ band. For $a\in\{C,Z\}$, set $\mathcal P_C=\mathcal C$ and
23
+ $\mathcal P_Z=\mathcal Z$, and put
24
+ \[
25
+ v_a=\sum_{p\in\mathcal P_a}\frac1p,\qquad
26
+ A_C=A,\quad A_Z=1,\quad \beta_a=(1+A_a)^{-1},\qquad
27
+ \theta=\beta_Z^2=\tfrac14.
28
+ \]
29
+ Mertens' prime harmonic estimate gives
30
+ \[
31
+ v_C=(\eta+o(1))\log B,\qquad
32
+ v_Z=(\eps-\eta+o(1))\log B.
33
+ \]
34
+
35
+ Fix also $\tau\in(1,2)$, $C_0\ge1$, and $T>0$. An admissible divisor
36
+ family $\mathcal D$ is any collection of squarefree products of primes
37
+ in $\mathcal S$ such that
38
+ \begin{equation}\label{eq:divisor-family}
39
+ \begin{gathered}
40
+ d>1,\qquad H<d\le\tau H,\qquad 1\le H\le\exp(C_0B),\\
41
+ \omega(d)\le J:=\lceil C_0\log B\rceil.
42
+ \end{gathered}
43
+ \end{equation}
44
+ Here $\omega$ counts distinct prime factors. For any integer $x$, define
45
+ $\omega_a(x)=\#\{p\in\mathcal P_a:p\mid x\}$, and write
46
+ $d_C=\prod_{p\mid d,\ p\in\mathcal C}p$.
47
+ For each $d\in\mathcal D$, let $w_d:\Z\to[0,1]$ be any function of
48
+ all the residues $x\bmod p$, $p\in\mathcal C$, with support restricted by
49
+ \begin{equation}\label{eq:core-cutoff}
50
+ w_d(x)=0\quad\hbox{unless}\quad
51
+ k_d(x):=\#\{p\in\mathcal C:p\mid x,\ p\nmid d\}
52
+ \ge v_C-T\sqrt{v_C}.
53
+ \end{equation}
54
+ The cutoff need not factor over primes.
55
+
56
+ For $y=x\pm hd$, define the real edge weight
57
+ \begin{equation}\label{eq:graph-kernel}
58
+ g_d(x,y)=w_d(x)w_d(y)A^{\omega_C(d)}\1_{d_C\mid x}
59
+ \prod_{\substack{p\mid d\\p\in\mathcal Z}}
60
+ \left(\1_{p\mid x}-\frac\theta p\right).
61
+ \end{equation}
62
+ For each $p\mid d$, the residues of $x$ and $y$ agree modulo $p$.
63
+ Consequently $g_d(x,y)=g_d(y,x)$. The uncentered core factors enforce
64
+ $d_C\mid x$, whereas the center factors can have either sign.
65
+
66
+ The vertex weight and its mean are
67
+ \begin{equation}\label{eq:graph-weights}
68
+ W(x)=\prod_{a\in\{C,Z\}}\beta_a^{-\omega_a(x)},\qquad
69
+ L_0=\prod_{a\in\{C,Z\}}\prod_{p\in\mathcal P_a}(1+A_a/p).
70
+ \end{equation}
71
+ Let $Q_B=\prod_{p\in\mathcal S}p$. We use the uniform probability space
72
+ $\Z/Q_B\Z$, identified by the Chinese remainder theorem with the product
73
+ of the uniform spaces $\Z/p\Z$. Its expectation is denoted by $\E$;
74
+ $\E_U$ averages only coordinates indexed by $U\subseteq\mathcal S$.
75
+ For a uniform residue $n$,
76
+ \begin{equation}\label{eq:weight-moments}
77
+ \E W(n)=L_0,\qquad
78
+ \E W(n)^2
79
+ =\prod_a\prod_{p\in\mathcal P_a}
80
+ \left(1+\frac{\beta_a^{-2}-1}{p}\right)
81
+ \le \exp\bigl((A^2+2A)v_C+3v_Z\bigr)=B^{O_A(1)}.
82
+ \end{equation}
83
+ Both identities follow by independence of the prime coordinates.
84
+ The exponent in the last bound is fixed, although large.
85
+
86
+ \begin{proposition}[Divisor graph estimate]\label{prop:graph-estimate}
87
+ Fix $h\ge1$, $1<\tau<2$, $C_0\ge1$, and $T>0$, and use
88
+ \eqref{eq:graph-constants}--\eqref{eq:graph-weights}. For every sufficiently
89
+ large $B$, every admissible family $\mathcal D$, all permitted cutoffs
90
+ $w_d$, all coefficients $|a_d|\le1$, and all functions
91
+ $F,G:\N\to\mathbb D$,
92
+ \begin{equation}\label{eq:graph-estimate}
93
+ \limsup_{X\to\infty}\frac1X
94
+ \left|\sum_{1\le x\le X}\sum_{d\in\mathcal D}
95
+ a_dF(x)G(x+hd)g_d(x,x+hd)\right|
96
+ \ll L_0 B^{-1-c_*/2}.
97
+ \end{equation}
98
+ The implied constant and the threshold for $B$ may depend on
99
+ $h,\tau,C_0,T$, and the fixed constants in \eqref{eq:graph-constants},
100
+ but not on $H,\mathcal D,w_d,a_d,F,G$. All graph parameters are fixed
101
+ when $X$ tends to infinity.
102
+ \end{proposition}
103
+
104
+ The proof occupies \Cref{sec:paths,sec:thinning,sec:cylinder-sieve,sec:trace-count,sec:localization}.
105
+ The two bands have different roles in that proof. The core weights and
106
+ cutoffs give savings from the short divisor interval and from the
107
+ lower bound on $k_d(x)$ in \eqref{eq:core-cutoff}.
108
+ The center factors provide further cancellation in closed-walk products,
109
+ where each edge weight is divided by $W$ at its starting vertex.
110
+ The relation $\theta=\beta_Z^2$ matches the
111
+ centering constant to that normalization; its precise use is established
112
+ in \Cref{sec:trace-count}, once the relevant walk configurations have
113
+ been defined.
114
+
115
+ The comparison scale is $L_0/B$. In the next section, one of $O(B)$
116
+ short multiplicative intervals captures enough divisor weight to turn
117
+ any persistent correlation bias into a sum of this size with ordinary
118
+ divisibility indicators. The extra factor $B^{-c_*/2}$ in
119
+ \eqref{eq:graph-estimate} will contradict that
120
+ bias once the analytic cost of centering has been bounded.