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- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/README.md +20 -20
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/analysis.tex +282 -282
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/balanced.tex +166 -166
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/clocks.tex +140 -140
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/coding-conventions.tex +211 -211
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/compact-processors.tex +189 -189
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/compilers.tex +307 -307
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/geometry.tex +324 -324
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/guarded-history.tex +660 -660
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/initialization.tex +574 -574
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/introduction.tex +173 -173
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/main.tex +56 -56
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/observer-routing.tex +982 -982
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/persistent-history.tex +512 -512
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/references.bib +206 -206
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/routing-conventions.tex +255 -255
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/solid-routing.tex +668 -668
- preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/torus-routing.tex +365 -365
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/README.md +21 -21
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/figures/two-diagonals.tex +33 -33
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/main.tex +33 -33
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/preamble.tex +67 -67
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/references.bib +815 -815
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/01-introduction.tex +238 -238
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/02-inductive-reduction.tex +586 -586
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03-programs.tex +0 -0
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03a-program-foundations.tex +693 -693
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03b-projective-good-model.tex +439 -439
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03c-base-presentations.tex +644 -644
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03c-restricted-induction.tex +0 -0
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/04-boundary.tex +0 -0
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/05-projective-program-input.tex +206 -206
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/05-rank-one.tex +0 -0
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/06-simple-nonvanishing.tex +0 -0
- preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/07-signed-rigidity.tex +0 -0
- preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/README.md +21 -21
- preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/figures/two-transports.tex +28 -28
- preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/main.tex +73 -73
- preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/references.tex +274 -274
- preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/00_intro.tex +280 -280
- preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/01_preliminaries.tex +227 -227
- preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/02_transport.tex +814 -814
- preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/03_filtration.tex +482 -482
- preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/04_weil.tex +439 -439
- preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/05_reduction.tex +448 -448
- preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/README.md +21 -21
- preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/companions.bib +41 -41
- preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/figures/zero-two-diagonals.tex +42 -42
- preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/literature.bib +536 -536
- preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/main.tex +30 -30
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/README.md
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# [Incompressible Box Transport and Finite Computation](manuscript.pdf)
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**Author:** OpenAI
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**Date:** October 6, 2026
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## Citation
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```bibtex
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@misc{OAI:Incompressible-Box-Transport-and-Finite-Computation-October-6-2026,
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author = {{OpenAI}},
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title = {{Incompressible Box Transport and Finite Computation}},
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howpublished = {OpenAI Math Release preprint
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\href{https://github.com/openai/math/blob/main/preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/manuscript.pdf}{OAI:Incompressible-Box-Transport-and-Finite-Computation-October-6-2026}},
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year = {2026}
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}
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```
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## Version note
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This version supplies effective torus-projection and common-clock decay estimates, including the projected-force and pressure bounds; see the [previous version](../Incompressible-Box-Transport-and-Finite-Computation-September-27-2026/manuscript.pdf).
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# [Incompressible Box Transport and Finite Computation](manuscript.pdf)
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**Author:** OpenAI
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**Date:** October 6, 2026
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## Citation
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```bibtex
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@misc{OAI:Incompressible-Box-Transport-and-Finite-Computation-October-6-2026,
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author = {{OpenAI}},
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title = {{Incompressible Box Transport and Finite Computation}},
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howpublished = {OpenAI Math Release preprint
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\href{https://github.com/openai/math/blob/main/preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/manuscript.pdf}{OAI:Incompressible-Box-Transport-and-Finite-Computation-October-6-2026}},
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year = {2026}
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}
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```
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## Version note
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This version supplies effective torus-projection and common-clock decay estimates, including the projected-force and pressure bounds; see the [previous version](../Incompressible-Box-Transport-and-Finite-Computation-September-27-2026/manuscript.pdf).
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preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/analysis.tex
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\section{Analytic classes and changes of physical coordinates}\label{sec:model}
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The geometric constructions prescribe a smooth velocity first. This section
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records exactly which other solutions are excluded by the energy argument.
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Pressure assumptions are kept separate: continuity in a pressure norm, a
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norm at each individual time, and an integrable pressure gradient are
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different conditions.
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Write $\mathcal F_\nu[U]=U_t+(U\cdot\nabla)U-\nu\Delta U$.
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All noncompact results below use $\mathbb R^3$; their velocities and forces
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have one fixed compact spatial support unless the individual statement
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says otherwise. This property concerns the constructed solution, not a
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competing solution. On $[0,T]$, write $CH^k=C([0,T];H^k(\mathbb R^3))$
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and $C^1L^2=C^1([0,T];L^2(\mathbb R^3))$. Spatial constants in pressure
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may depend on time.
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\begin{lemma}[The pressure term without a pressure norm]\label{lem:b-gradient}
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If $w,g\in L^2(\mathbb R^3;\mathbb R^3)$ satisfy
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$\operatorname{div}w=0$ and $\operatorname{curl}g=0$ in distributions, then
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$\langle w,g\rangle_{L^2}=0$. In particular, any distributional gradient
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$g=\nabla p\in L^2$ has zero pairing with $w$, without an assumption that
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$p\in L^2$.
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\end{lemma}
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\begin{proof}
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An $L^2$ field is a tempered distribution. The differential identities,
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initially tested on compactly supported smooth functions, extend to
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Schwartz tests by multiplying by cutoffs tending to one and using $L^2$
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convergence of the tests and their first derivatives. Fourier transformation
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gives $\xi\cdot\widehat w=0$ and
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$\xi_j\widehat g_k-\xi_k\widehat g_j=0$. These are identities of locally
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integrable functions, so they hold almost everywhere. Away from $\xi=0$,
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$\widehat g$ is parallel to $\xi$ and $\widehat w$ is perpendicular to it.
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Their Hermitian product is zero. The exceptional point has measure zero;
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Plancherel proves the assertion.
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\end{proof}
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\begin{lemma}[Residual realization and separate comparison classes]
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\label{lem:b-comparison}\label{lem:p2-realization}
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Let $\nu>0$ and let $U$ be a prescribed smooth divergence-free velocity
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on $[0,\infty)\times\mathbb R^3$, with $U(0)=0$. On each finite interval,
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assume $U\in CH^2\cap C^1L^2$ and $U,\nabla U$ are bounded. Put
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$f=\mathcal F_\nu[U]$. Then $(U,0)$ is a solution. Its velocity is unique
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in each of the following separately stated comparison classes, with the
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same force and initial data:
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\begin{enumerate}[label=(\roman*),itemsep=2pt]
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\item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v$, and a
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pressure representative $p\in CH^1$.
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\item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v,\nabla v$,
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and an $H^1$ pressure representative at each time, with no required time
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continuity in that pressure norm.
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\item Strong solutions with $v\in CH^4\cap C^1H^2$ and distributional
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$\nabla p\in CL^2$.
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\item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v,\nabla v$,
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and a pressure representative $p\in CL^2$.
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\item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v,\nabla v$,
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without an additional integrability or normalization condition on pressure.
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\end{enumerate}
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The pressure gradient is unique. An $L^2$ pressure representative, when
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specified, is zero; otherwise pressure is determined up to a function of
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time. The reference material flow is a smooth diffeomorphism at every
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finite time and exists for every finite forward time.
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On a flat torus $\T_L^3$, the same conclusion holds in the classical class
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where $v,v_t$, spatial derivatives through order two, and $p,\nabla p$ are
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continuous on finite closed cylinders, with periodic mean-zero pressure.
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No Sobolev conditions at infinity are involved in that assertion.
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\end{lemma}
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\begin{proof}
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Substitution proves existence of the prescribed solution. Set $w=v-U$.
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The difference equation is
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\[
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w_t+(v\cdot\nabla)w+(w\cdot\nabla)U
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=\nu\Delta w-\nabla p,\qquad \operatorname{div}w=0.
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\]
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The stated velocity regularity implies $w\in C^1L^2\cap CH^2$, so
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$\frac d{dt}\|w\|_2^2=2\langle w,w_t\rangle$ at each time. In case
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(iii), the stronger assumptions imply these inclusions. They also imply
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bounded velocity and spatial derivatives through order two: for $j\le2$,
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Cauchy--Schwarz in Fourier space uses the finite integral
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$\int_{\mathbb R^3}|\xi|^{2j}(1+|\xi|^2)^{-4}\,d\xi$.
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For the transport term, insert a cutoff $\chi_R$ that equals one on the
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ball of radius $R$, is supported in the ball of radius $2R$, and satisfies
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$|\nabla\chi_R|\le C/R$. Its boundary error is at most
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$CR^{-1}\|v\|_\infty\|w\|_2^2$, which tends to zero. Diffusion is
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integrated by parts in $H^2$; alternatively its cutoff error is bounded by
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$CR^{-1}\|w\|_2\|\nabla w\|_2$. The deformation term is bounded by
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$\|\nabla U\|_{\infty,\mathrm{op}}\|w\|_2^2$.
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We justify the pressure pairing according to the stated alternatives.
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For (i) and (ii), at each fixed time approximate the chosen $H^1$ pressure
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by compactly supported smooth functions; distributional incompressibility
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and $w\in L^2$ give $\langle\nabla p,w\rangle=0$. Thus no continuity
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of $p$ in time is used in (ii). For (iv), integration by parts on the
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cutoff gives a pressure boundary term bounded by
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$CR^{-1}\|p\|_2\|w\|_2$, also tending to zero. For (iii), apply
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Lemma~\ref{lem:b-gradient} directly. Finally, in (v) the equation itself
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gives at each time
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\[
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\nabla p=f-v_t-(v\cdot\nabla)v+\nu\Delta v\in L^2,
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\qquad \|(v\cdot\nabla)v\|_2\le\|v\|_\infty\|\nabla v\|_2.
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\]
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Here $f\in L^2$ follows from the identical estimate for $U$ and its stated
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time and space regularity. The smooth pressure gradient is curl free, so
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Lemma~\ref{lem:b-gradient} again cancels the term. This does not choose an
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$L^2$ representative of the pressure.
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In every case the resulting pointwise energy inequality is
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\[
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\frac12\frac d{dt}\|w\|_2^2+\nu\|\nabla w\|_2^2
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\le \|\nabla U\|_{\infty,\mathrm{op}}\|w\|_2^2.
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\]
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The coefficient is bounded on each finite interval and $w(0)=0$, so an
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integrating factor gives $w=0$. The pressure has already disappeared before
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time integration; the proof imposes no unlisted temporal pressure norm.
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Substitution then gives $\nabla p=0$. A spatially constant $L^2$ function
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on $\mathbb R^3$ is zero, which proves the normalization assertion.
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On the torus every integration by parts is periodic and has no boundary
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term. The specified classical regularity justifies norm differentiation,
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diffusion, and pressure cancellation. The same energy inequality gives
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uniqueness and the mean-zero normalization fixes pressure. In either domain,
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the smooth reference velocity and its bounded spatial derivative give
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unique material trajectories; bounded speed prevents finite-time escape.
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Solving backwards on a finite interval gives the inverse flow, and smooth
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ODE dependence gives its smoothness.
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\end{proof}
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Cases (i)--(v) identify the precise hypotheses used by the applications;
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their presence in a common lemma does not replace a theorem's declared
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comparison class by a different one. In particular, a pressure norm is not
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silently imposed in a gradient-only application. The proof is the classical
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energy comparison for prescribed smooth solutions \cite[Section~18]{Leray1934},
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with its noncompact pressure pairings made explicit.
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For the flow $\Phi_t$, differentiation of its trajectory equation gives
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\[
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U(t)=(\partial_t\Phi_t)\circ\Phi_t^{-1},\qquad
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\partial_{tt}\Phi_t(a)=
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(f-\nabla p+\nu\Delta U)(t,\Phi_t(a)).
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\]
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These identities describe the material form of the same constructed solution;
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they do not add an independent existence claim.
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\begin{lemma}[Physical scaling]\label{lem:p2-chart}
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For $a,b>0$, $x=x_0+ay$, and $s=bt$, let
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$U(t,x)=abV(bt,(x-x_0)/a)$. Then trajectories are transformed by this change
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of variables, incompressibility is preserved, and at the prescribed physical
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viscosity $\nu$,
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\[
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\mathcal F_\nu[U](t,x)=ab^2\left[
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V_s+(V\cdot\nabla_y)V-\frac{\nu}{a^2b}\Delta_yV
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\right](bt,(x-x_0)/a).
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\]
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\end{lemma}
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\begin{proof}
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The trajectory equation gives $\dot x=abV$; differentiating in space gives
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$\operatorname{div}_xU=b\operatorname{div}_yV$. The three residual terms
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scale by $ab^2,ab^2$, and $b/a$, respectively, proving the formula.
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\end{proof}
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Thus a side-$10$ torus is kept as a physical side-$10$ torus. If a chart
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is rescaled, the residual is recomputed with the fixed $\nu$; the equation
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is not identified with a differently normalized viscosity.
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\begin{proposition}[Projection on a flat torus]\label{prop:projection-l2}
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Let $g$ be a smooth force on $[0,\infty)\times\T_L^3$ with zero
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spatial mean at each time. There is a unique smooth mean-zero potential
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$\phi$ satisfying $\Delta\phi=\operatorname{div}g$. Put
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$Qg=\nabla\phi$ and $Pg=g-Qg$. Then $Pg$ is solenoidal and mean zero,
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and replacing $(g,p)$ by $(Pg,p-\phi)$ preserves the velocity and the
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pressure normalization.
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Use normalized spatial measure, frequencies $\xi_k=2\pi k/L$, and norms
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\[
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| 174 |
-
\|G\|_{H^s}^2=\sum_{k\in\Z^3}(1+|\xi_k|^2)^s|\widehat G(k)|^2,
|
| 175 |
-
\qquad
|
| 176 |
-
\|G\|_{C^r}=\max_{|\beta|\le r}\|\partial_x^\beta G\|_\infty.
|
| 177 |
-
\]
|
| 178 |
-
For all integers $h,r\ge0$, at each time,
|
| 179 |
-
\begin{equation}\label{eq:projection-estimate}
|
| 180 |
-
\begin{aligned}
|
| 181 |
-
\max\{\|\partial_t^h Pg\|_{C^r},\|\partial_t^h Qg\|_{C^r}\}
|
| 182 |
-
&\le S_L\|\partial_t^h g\|_{H^{r+2}},\\
|
| 183 |
-
\|\partial_t^h\phi\|_{C^{r+1}}
|
| 184 |
-
&\le S_Ld_L\|\partial_t^h g\|_{H^{r+2}},
|
| 185 |
-
\end{aligned}
|
| 186 |
-
\end{equation}
|
| 187 |
-
where $S_L=(1+52(L/(2\pi))^4)^{1/2}$ and
|
| 188 |
-
$d_L=(1+(L/(2\pi))^2)^{1/2}$.
|
| 189 |
-
|
| 190 |
-
Uniform bounds, temporal $L^2$ bounds on spatial suprema, and qualitative
|
| 191 |
-
uniform decay of all mixed derivatives pass from $g$ to $Pg,Qg,\phi$.
|
| 192 |
-
A quantitative envelope for time order $h$ and output spatial order $r$
|
| 193 |
-
passes to $Pg,Qg$ through order $r$ and to $\phi$ through order $r+1$
|
| 194 |
-
when the input derivatives through spatial order $r+2$ satisfy that
|
| 195 |
-
envelope. The constants may depend on the derivative order.
|
| 196 |
-
Periodicity and stationarity, including either property on a time tail,
|
| 197 |
-
are preserved on their respective intervals.
|
| 198 |
-
|
| 199 |
-
For computable $L>0$, effective mixed-derivative evaluation and effective
|
| 200 |
-
derivative bounds for $g$ on finite time slabs give effective evaluation
|
| 201 |
-
and such bounds for $Pg,Qg,\phi$. Corresponding supplied global input
|
| 202 |
-
bounds give effective global bounds in each assertion above.
|
| 203 |
-
\end{proposition}
|
| 204 |
-
\begin{proof}
|
| 205 |
-
For $k\ne0$ define
|
| 206 |
-
\[
|
| 207 |
-
\widehat\phi(t,k)=-\frac{i\xi_k\cdot\widehat g(t,k)}{|\xi_k|^2},
|
| 208 |
-
\qquad \widehat\phi(t,0)=0.
|
| 209 |
-
\]
|
| 210 |
-
The nonzero-frequency symbols of $Q$ and $P$ are complementary orthogonal
|
| 211 |
-
projections. Their $H^s$ operator norms are at most one, while the
|
| 212 |
-
multiplier for $\phi$ has norm at most $d_L$ from $H^s$ to $H^{s+1}$.
|
| 213 |
-
For $|\beta|\le r$, Cauchy--Schwarz bounds the absolute sum of the
|
| 214 |
-
Fourier series for $\partial_x^\beta G$ by
|
| 215 |
-
\[
|
| 216 |
-
\left(\sum_{k\in\Z^3}(1+|\xi_k|^2)^{-2}\right)^{1/2}
|
| 217 |
-
\|G\|_{H^{r+2}}.
|
| 218 |
-
\]
|
| 219 |
-
The shell $|k|_\infty=n\ge1$ contains $24n^2+2\le26n^2$ points.
|
| 220 |
-
Since $\sum_{n\ge1}n^{-2}\le2$, the factor is at most $S_L$.
|
| 221 |
-
For the tail $|k|_\infty>N\ge1$, it is at most
|
| 222 |
-
\begin{equation}\label{eq:projection-tail}
|
| 223 |
-
\left(26(L/(2\pi))^4/N\right)^{1/2}.
|
| 224 |
-
\end{equation}
|
| 225 |
-
Applying these estimates to the multipliers proves
|
| 226 |
-
\eqref{eq:projection-estimate}, including the estimate for $\phi$ with
|
| 227 |
-
one additional spatial derivative. On compact time slabs these tails
|
| 228 |
-
converge uniformly for every mixed derivative. Thus the series define
|
| 229 |
-
smooth fields and may be differentiated term by term. The Fourier
|
| 230 |
-
identities give the Poisson equation, uniqueness of its mean-zero
|
| 231 |
-
solution, and $\operatorname{div}Pg=0$. Also
|
| 232 |
-
$-\nabla(p-\phi)+Pg=-\nabla p+g$.
|
| 233 |
-
|
| 234 |
-
For every integer $n\ge0$, the multinomial expansion and Parseval give
|
| 235 |
-
\begin{equation}\label{eq:projection-derivative-bounds}
|
| 236 |
-
\|G\|_{H^n}^2
|
| 237 |
-
\le\sum_{|\beta|\le n}
|
| 238 |
-
\frac{n!}{(n-|\beta|)!\,\beta!}
|
| 239 |
-
\|\partial_x^\beta G\|_\infty^2.
|
| 240 |
-
\end{equation}
|
| 241 |
-
Use $n=r+2$ and $G=\partial_t^h g$. This finite sum proves the uniform
|
| 242 |
-
bounds and qualitative decay assertions. If its input suprema are
|
| 243 |
-
bounded by $C_{h,\beta}a_h(t)$, it gives the same envelope $a_h$ for
|
| 244 |
-
the output, with the constants specified by
|
| 245 |
-
\eqref{eq:projection-estimate}--\eqref{eq:projection-derivative-bounds}.
|
| 246 |
-
Integrating the squared estimates proves the temporal $L^2$ assertion
|
| 247 |
-
from the corresponding input norms. The operators act at each time,
|
| 248 |
-
so they preserve the stated temporal symmetries.
|
| 249 |
-
|
| 250 |
-
For effective evaluation, the supplied derivative bounds and
|
| 251 |
-
\eqref{eq:projection-tail} give a computable Fourier truncation on each
|
| 252 |
-
finite time slab. The finitely many coefficient integrals are computed
|
| 253 |
-
by Riemann sums. After scaling the torus to $[0,1]^3$, the integrand
|
| 254 |
-
for $\widehat G(k)$ has Lipschitz bound
|
| 255 |
-
\[
|
| 256 |
-
L\sqrt3\max_j\|\partial_{x_j}G\|_\infty
|
| 257 |
-
+2\pi|k|\|G\|_\infty.
|
| 258 |
-
\]
|
| 259 |
-
This gives an effective quadrature error and hence evaluation of every
|
| 260 |
-
mixed derivative of all three fields. The displayed finite sums also
|
| 261 |
-
compute output bounds from the supplied input bounds.
|
| 262 |
-
\end{proof}
|
| 263 |
-
The estimates apply to the pressure shift $\phi$; in the constructions
|
| 264 |
-
with original pressure zero, the projected pressure is $-\phi$.
|
| 265 |
-
Projection generally changes pressure. It supplies no compact-support
|
| 266 |
-
conclusion on Euclidean space and is distinct from the direct zero-pressure
|
| 267 |
-
solenoidal shear construction.
|
| 268 |
-
|
| 269 |
-
\paragraph{Effective flat profiles.}
|
| 270 |
-
For later cutoff formulas put
|
| 271 |
-
\begin{equation}\label{eq:p2-step}
|
| 272 |
-
\rho(s)=\begin{cases}e^{-1/s},&s>0,\\0,&s\le0,\end{cases}
|
| 273 |
-
\qquad \sigma(s)=\frac{\rho(s)}{\rho(s)+\rho(1-s)}.
|
| 274 |
-
\end{equation}
|
| 275 |
-
Positive-side derivatives of $\rho$ are polynomials in $1/s$ times
|
| 276 |
-
$e^{-1/s}$ and extend flatly at zero. The estimate
|
| 277 |
-
$v^me^{-v}\le(m+k)!v^{-k}$ gives effective error bounds near the seam,
|
| 278 |
-
and $\rho(s)+\rho(1-s)\ge e^{-2}$. Products, translations, rescalings,
|
| 279 |
-
and derivatives therefore yield effective cutoffs with all requested
|
| 280 |
-
derivative bounds. Periodization uses zero collars; at approximate real
|
| 281 |
-
arguments a finite superset of possible translates is evaluated. No real
|
| 282 |
-
equality test at a seam or execution of the encoded computation is used.
|
|
|
|
| 1 |
+
\section{Analytic classes and changes of physical coordinates}\label{sec:model}
|
| 2 |
+
The geometric constructions prescribe a smooth velocity first. This section
|
| 3 |
+
records exactly which other solutions are excluded by the energy argument.
|
| 4 |
+
Pressure assumptions are kept separate: continuity in a pressure norm, a
|
| 5 |
+
norm at each individual time, and an integrable pressure gradient are
|
| 6 |
+
different conditions.
|
| 7 |
+
|
| 8 |
+
Write $\mathcal F_\nu[U]=U_t+(U\cdot\nabla)U-\nu\Delta U$.
|
| 9 |
+
All noncompact results below use $\mathbb R^3$; their velocities and forces
|
| 10 |
+
have one fixed compact spatial support unless the individual statement
|
| 11 |
+
says otherwise. This property concerns the constructed solution, not a
|
| 12 |
+
competing solution. On $[0,T]$, write $CH^k=C([0,T];H^k(\mathbb R^3))$
|
| 13 |
+
and $C^1L^2=C^1([0,T];L^2(\mathbb R^3))$. Spatial constants in pressure
|
| 14 |
+
may depend on time.
|
| 15 |
+
|
| 16 |
+
\begin{lemma}[The pressure term without a pressure norm]\label{lem:b-gradient}
|
| 17 |
+
If $w,g\in L^2(\mathbb R^3;\mathbb R^3)$ satisfy
|
| 18 |
+
$\operatorname{div}w=0$ and $\operatorname{curl}g=0$ in distributions, then
|
| 19 |
+
$\langle w,g\rangle_{L^2}=0$. In particular, any distributional gradient
|
| 20 |
+
$g=\nabla p\in L^2$ has zero pairing with $w$, without an assumption that
|
| 21 |
+
$p\in L^2$.
|
| 22 |
+
\end{lemma}
|
| 23 |
+
\begin{proof}
|
| 24 |
+
An $L^2$ field is a tempered distribution. The differential identities,
|
| 25 |
+
initially tested on compactly supported smooth functions, extend to
|
| 26 |
+
Schwartz tests by multiplying by cutoffs tending to one and using $L^2$
|
| 27 |
+
convergence of the tests and their first derivatives. Fourier transformation
|
| 28 |
+
gives $\xi\cdot\widehat w=0$ and
|
| 29 |
+
$\xi_j\widehat g_k-\xi_k\widehat g_j=0$. These are identities of locally
|
| 30 |
+
integrable functions, so they hold almost everywhere. Away from $\xi=0$,
|
| 31 |
+
$\widehat g$ is parallel to $\xi$ and $\widehat w$ is perpendicular to it.
|
| 32 |
+
Their Hermitian product is zero. The exceptional point has measure zero;
|
| 33 |
+
Plancherel proves the assertion.
|
| 34 |
+
\end{proof}
|
| 35 |
+
|
| 36 |
+
\begin{lemma}[Residual realization and separate comparison classes]
|
| 37 |
+
\label{lem:b-comparison}\label{lem:p2-realization}
|
| 38 |
+
Let $\nu>0$ and let $U$ be a prescribed smooth divergence-free velocity
|
| 39 |
+
on $[0,\infty)\times\mathbb R^3$, with $U(0)=0$. On each finite interval,
|
| 40 |
+
assume $U\in CH^2\cap C^1L^2$ and $U,\nabla U$ are bounded. Put
|
| 41 |
+
$f=\mathcal F_\nu[U]$. Then $(U,0)$ is a solution. Its velocity is unique
|
| 42 |
+
in each of the following separately stated comparison classes, with the
|
| 43 |
+
same force and initial data:
|
| 44 |
+
\begin{enumerate}[label=(\roman*),itemsep=2pt]
|
| 45 |
+
\item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v$, and a
|
| 46 |
+
pressure representative $p\in CH^1$.
|
| 47 |
+
\item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v,\nabla v$,
|
| 48 |
+
and an $H^1$ pressure representative at each time, with no required time
|
| 49 |
+
continuity in that pressure norm.
|
| 50 |
+
\item Strong solutions with $v\in CH^4\cap C^1H^2$ and distributional
|
| 51 |
+
$\nabla p\in CL^2$.
|
| 52 |
+
\item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v,\nabla v$,
|
| 53 |
+
and a pressure representative $p\in CL^2$.
|
| 54 |
+
\item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v,\nabla v$,
|
| 55 |
+
without an additional integrability or normalization condition on pressure.
|
| 56 |
+
\end{enumerate}
|
| 57 |
+
The pressure gradient is unique. An $L^2$ pressure representative, when
|
| 58 |
+
specified, is zero; otherwise pressure is determined up to a function of
|
| 59 |
+
time. The reference material flow is a smooth diffeomorphism at every
|
| 60 |
+
finite time and exists for every finite forward time.
|
| 61 |
+
|
| 62 |
+
On a flat torus $\T_L^3$, the same conclusion holds in the classical class
|
| 63 |
+
where $v,v_t$, spatial derivatives through order two, and $p,\nabla p$ are
|
| 64 |
+
continuous on finite closed cylinders, with periodic mean-zero pressure.
|
| 65 |
+
No Sobolev conditions at infinity are involved in that assertion.
|
| 66 |
+
\end{lemma}
|
| 67 |
+
\begin{proof}
|
| 68 |
+
Substitution proves existence of the prescribed solution. Set $w=v-U$.
|
| 69 |
+
The difference equation is
|
| 70 |
+
\[
|
| 71 |
+
w_t+(v\cdot\nabla)w+(w\cdot\nabla)U
|
| 72 |
+
=\nu\Delta w-\nabla p,\qquad \operatorname{div}w=0.
|
| 73 |
+
\]
|
| 74 |
+
The stated velocity regularity implies $w\in C^1L^2\cap CH^2$, so
|
| 75 |
+
$\frac d{dt}\|w\|_2^2=2\langle w,w_t\rangle$ at each time. In case
|
| 76 |
+
(iii), the stronger assumptions imply these inclusions. They also imply
|
| 77 |
+
bounded velocity and spatial derivatives through order two: for $j\le2$,
|
| 78 |
+
Cauchy--Schwarz in Fourier space uses the finite integral
|
| 79 |
+
$\int_{\mathbb R^3}|\xi|^{2j}(1+|\xi|^2)^{-4}\,d\xi$.
|
| 80 |
+
|
| 81 |
+
For the transport term, insert a cutoff $\chi_R$ that equals one on the
|
| 82 |
+
ball of radius $R$, is supported in the ball of radius $2R$, and satisfies
|
| 83 |
+
$|\nabla\chi_R|\le C/R$. Its boundary error is at most
|
| 84 |
+
$CR^{-1}\|v\|_\infty\|w\|_2^2$, which tends to zero. Diffusion is
|
| 85 |
+
integrated by parts in $H^2$; alternatively its cutoff error is bounded by
|
| 86 |
+
$CR^{-1}\|w\|_2\|\nabla w\|_2$. The deformation term is bounded by
|
| 87 |
+
$\|\nabla U\|_{\infty,\mathrm{op}}\|w\|_2^2$.
|
| 88 |
+
|
| 89 |
+
We justify the pressure pairing according to the stated alternatives.
|
| 90 |
+
For (i) and (ii), at each fixed time approximate the chosen $H^1$ pressure
|
| 91 |
+
by compactly supported smooth functions; distributional incompressibility
|
| 92 |
+
and $w\in L^2$ give $\langle\nabla p,w\rangle=0$. Thus no continuity
|
| 93 |
+
of $p$ in time is used in (ii). For (iv), integration by parts on the
|
| 94 |
+
cutoff gives a pressure boundary term bounded by
|
| 95 |
+
$CR^{-1}\|p\|_2\|w\|_2$, also tending to zero. For (iii), apply
|
| 96 |
+
Lemma~\ref{lem:b-gradient} directly. Finally, in (v) the equation itself
|
| 97 |
+
gives at each time
|
| 98 |
+
\[
|
| 99 |
+
\nabla p=f-v_t-(v\cdot\nabla)v+\nu\Delta v\in L^2,
|
| 100 |
+
\qquad \|(v\cdot\nabla)v\|_2\le\|v\|_\infty\|\nabla v\|_2.
|
| 101 |
+
\]
|
| 102 |
+
Here $f\in L^2$ follows from the identical estimate for $U$ and its stated
|
| 103 |
+
time and space regularity. The smooth pressure gradient is curl free, so
|
| 104 |
+
Lemma~\ref{lem:b-gradient} again cancels the term. This does not choose an
|
| 105 |
+
$L^2$ representative of the pressure.
|
| 106 |
+
|
| 107 |
+
In every case the resulting pointwise energy inequality is
|
| 108 |
+
\[
|
| 109 |
+
\frac12\frac d{dt}\|w\|_2^2+\nu\|\nabla w\|_2^2
|
| 110 |
+
\le \|\nabla U\|_{\infty,\mathrm{op}}\|w\|_2^2.
|
| 111 |
+
\]
|
| 112 |
+
The coefficient is bounded on each finite interval and $w(0)=0$, so an
|
| 113 |
+
integrating factor gives $w=0$. The pressure has already disappeared before
|
| 114 |
+
time integration; the proof imposes no unlisted temporal pressure norm.
|
| 115 |
+
Substitution then gives $\nabla p=0$. A spatially constant $L^2$ function
|
| 116 |
+
on $\mathbb R^3$ is zero, which proves the normalization assertion.
|
| 117 |
+
|
| 118 |
+
On the torus every integration by parts is periodic and has no boundary
|
| 119 |
+
term. The specified classical regularity justifies norm differentiation,
|
| 120 |
+
diffusion, and pressure cancellation. The same energy inequality gives
|
| 121 |
+
uniqueness and the mean-zero normalization fixes pressure. In either domain,
|
| 122 |
+
the smooth reference velocity and its bounded spatial derivative give
|
| 123 |
+
unique material trajectories; bounded speed prevents finite-time escape.
|
| 124 |
+
Solving backwards on a finite interval gives the inverse flow, and smooth
|
| 125 |
+
ODE dependence gives its smoothness.
|
| 126 |
+
\end{proof}
|
| 127 |
+
|
| 128 |
+
Cases (i)--(v) identify the precise hypotheses used by the applications;
|
| 129 |
+
their presence in a common lemma does not replace a theorem's declared
|
| 130 |
+
comparison class by a different one. In particular, a pressure norm is not
|
| 131 |
+
silently imposed in a gradient-only application. The proof is the classical
|
| 132 |
+
energy comparison for prescribed smooth solutions \cite[Section~18]{Leray1934},
|
| 133 |
+
with its noncompact pressure pairings made explicit.
|
| 134 |
+
|
| 135 |
+
For the flow $\Phi_t$, differentiation of its trajectory equation gives
|
| 136 |
+
\[
|
| 137 |
+
U(t)=(\partial_t\Phi_t)\circ\Phi_t^{-1},\qquad
|
| 138 |
+
\partial_{tt}\Phi_t(a)=
|
| 139 |
+
(f-\nabla p+\nu\Delta U)(t,\Phi_t(a)).
|
| 140 |
+
\]
|
| 141 |
+
These identities describe the material form of the same constructed solution;
|
| 142 |
+
they do not add an independent existence claim.
|
| 143 |
+
|
| 144 |
+
\begin{lemma}[Physical scaling]\label{lem:p2-chart}
|
| 145 |
+
For $a,b>0$, $x=x_0+ay$, and $s=bt$, let
|
| 146 |
+
$U(t,x)=abV(bt,(x-x_0)/a)$. Then trajectories are transformed by this change
|
| 147 |
+
of variables, incompressibility is preserved, and at the prescribed physical
|
| 148 |
+
viscosity $\nu$,
|
| 149 |
+
\[
|
| 150 |
+
\mathcal F_\nu[U](t,x)=ab^2\left[
|
| 151 |
+
V_s+(V\cdot\nabla_y)V-\frac{\nu}{a^2b}\Delta_yV
|
| 152 |
+
\right](bt,(x-x_0)/a).
|
| 153 |
+
\]
|
| 154 |
+
\end{lemma}
|
| 155 |
+
\begin{proof}
|
| 156 |
+
The trajectory equation gives $\dot x=abV$; differentiating in space gives
|
| 157 |
+
$\operatorname{div}_xU=b\operatorname{div}_yV$. The three residual terms
|
| 158 |
+
scale by $ab^2,ab^2$, and $b/a$, respectively, proving the formula.
|
| 159 |
+
\end{proof}
|
| 160 |
+
Thus a side-$10$ torus is kept as a physical side-$10$ torus. If a chart
|
| 161 |
+
is rescaled, the residual is recomputed with the fixed $\nu$; the equation
|
| 162 |
+
is not identified with a differently normalized viscosity.
|
| 163 |
+
|
| 164 |
+
\begin{proposition}[Projection on a flat torus]\label{prop:projection-l2}
|
| 165 |
+
Let $g$ be a smooth force on $[0,\infty)\times\T_L^3$ with zero
|
| 166 |
+
spatial mean at each time. There is a unique smooth mean-zero potential
|
| 167 |
+
$\phi$ satisfying $\Delta\phi=\operatorname{div}g$. Put
|
| 168 |
+
$Qg=\nabla\phi$ and $Pg=g-Qg$. Then $Pg$ is solenoidal and mean zero,
|
| 169 |
+
and replacing $(g,p)$ by $(Pg,p-\phi)$ preserves the velocity and the
|
| 170 |
+
pressure normalization.
|
| 171 |
+
|
| 172 |
+
Use normalized spatial measure, frequencies $\xi_k=2\pi k/L$, and norms
|
| 173 |
+
\[
|
| 174 |
+
\|G\|_{H^s}^2=\sum_{k\in\Z^3}(1+|\xi_k|^2)^s|\widehat G(k)|^2,
|
| 175 |
+
\qquad
|
| 176 |
+
\|G\|_{C^r}=\max_{|\beta|\le r}\|\partial_x^\beta G\|_\infty.
|
| 177 |
+
\]
|
| 178 |
+
For all integers $h,r\ge0$, at each time,
|
| 179 |
+
\begin{equation}\label{eq:projection-estimate}
|
| 180 |
+
\begin{aligned}
|
| 181 |
+
\max\{\|\partial_t^h Pg\|_{C^r},\|\partial_t^h Qg\|_{C^r}\}
|
| 182 |
+
&\le S_L\|\partial_t^h g\|_{H^{r+2}},\\
|
| 183 |
+
\|\partial_t^h\phi\|_{C^{r+1}}
|
| 184 |
+
&\le S_Ld_L\|\partial_t^h g\|_{H^{r+2}},
|
| 185 |
+
\end{aligned}
|
| 186 |
+
\end{equation}
|
| 187 |
+
where $S_L=(1+52(L/(2\pi))^4)^{1/2}$ and
|
| 188 |
+
$d_L=(1+(L/(2\pi))^2)^{1/2}$.
|
| 189 |
+
|
| 190 |
+
Uniform bounds, temporal $L^2$ bounds on spatial suprema, and qualitative
|
| 191 |
+
uniform decay of all mixed derivatives pass from $g$ to $Pg,Qg,\phi$.
|
| 192 |
+
A quantitative envelope for time order $h$ and output spatial order $r$
|
| 193 |
+
passes to $Pg,Qg$ through order $r$ and to $\phi$ through order $r+1$
|
| 194 |
+
when the input derivatives through spatial order $r+2$ satisfy that
|
| 195 |
+
envelope. The constants may depend on the derivative order.
|
| 196 |
+
Periodicity and stationarity, including either property on a time tail,
|
| 197 |
+
are preserved on their respective intervals.
|
| 198 |
+
|
| 199 |
+
For computable $L>0$, effective mixed-derivative evaluation and effective
|
| 200 |
+
derivative bounds for $g$ on finite time slabs give effective evaluation
|
| 201 |
+
and such bounds for $Pg,Qg,\phi$. Corresponding supplied global input
|
| 202 |
+
bounds give effective global bounds in each assertion above.
|
| 203 |
+
\end{proposition}
|
| 204 |
+
\begin{proof}
|
| 205 |
+
For $k\ne0$ define
|
| 206 |
+
\[
|
| 207 |
+
\widehat\phi(t,k)=-\frac{i\xi_k\cdot\widehat g(t,k)}{|\xi_k|^2},
|
| 208 |
+
\qquad \widehat\phi(t,0)=0.
|
| 209 |
+
\]
|
| 210 |
+
The nonzero-frequency symbols of $Q$ and $P$ are complementary orthogonal
|
| 211 |
+
projections. Their $H^s$ operator norms are at most one, while the
|
| 212 |
+
multiplier for $\phi$ has norm at most $d_L$ from $H^s$ to $H^{s+1}$.
|
| 213 |
+
For $|\beta|\le r$, Cauchy--Schwarz bounds the absolute sum of the
|
| 214 |
+
Fourier series for $\partial_x^\beta G$ by
|
| 215 |
+
\[
|
| 216 |
+
\left(\sum_{k\in\Z^3}(1+|\xi_k|^2)^{-2}\right)^{1/2}
|
| 217 |
+
\|G\|_{H^{r+2}}.
|
| 218 |
+
\]
|
| 219 |
+
The shell $|k|_\infty=n\ge1$ contains $24n^2+2\le26n^2$ points.
|
| 220 |
+
Since $\sum_{n\ge1}n^{-2}\le2$, the factor is at most $S_L$.
|
| 221 |
+
For the tail $|k|_\infty>N\ge1$, it is at most
|
| 222 |
+
\begin{equation}\label{eq:projection-tail}
|
| 223 |
+
\left(26(L/(2\pi))^4/N\right)^{1/2}.
|
| 224 |
+
\end{equation}
|
| 225 |
+
Applying these estimates to the multipliers proves
|
| 226 |
+
\eqref{eq:projection-estimate}, including the estimate for $\phi$ with
|
| 227 |
+
one additional spatial derivative. On compact time slabs these tails
|
| 228 |
+
converge uniformly for every mixed derivative. Thus the series define
|
| 229 |
+
smooth fields and may be differentiated term by term. The Fourier
|
| 230 |
+
identities give the Poisson equation, uniqueness of its mean-zero
|
| 231 |
+
solution, and $\operatorname{div}Pg=0$. Also
|
| 232 |
+
$-\nabla(p-\phi)+Pg=-\nabla p+g$.
|
| 233 |
+
|
| 234 |
+
For every integer $n\ge0$, the multinomial expansion and Parseval give
|
| 235 |
+
\begin{equation}\label{eq:projection-derivative-bounds}
|
| 236 |
+
\|G\|_{H^n}^2
|
| 237 |
+
\le\sum_{|\beta|\le n}
|
| 238 |
+
\frac{n!}{(n-|\beta|)!\,\beta!}
|
| 239 |
+
\|\partial_x^\beta G\|_\infty^2.
|
| 240 |
+
\end{equation}
|
| 241 |
+
Use $n=r+2$ and $G=\partial_t^h g$. This finite sum proves the uniform
|
| 242 |
+
bounds and qualitative decay assertions. If its input suprema are
|
| 243 |
+
bounded by $C_{h,\beta}a_h(t)$, it gives the same envelope $a_h$ for
|
| 244 |
+
the output, with the constants specified by
|
| 245 |
+
\eqref{eq:projection-estimate}--\eqref{eq:projection-derivative-bounds}.
|
| 246 |
+
Integrating the squared estimates proves the temporal $L^2$ assertion
|
| 247 |
+
from the corresponding input norms. The operators act at each time,
|
| 248 |
+
so they preserve the stated temporal symmetries.
|
| 249 |
+
|
| 250 |
+
For effective evaluation, the supplied derivative bounds and
|
| 251 |
+
\eqref{eq:projection-tail} give a computable Fourier truncation on each
|
| 252 |
+
finite time slab. The finitely many coefficient integrals are computed
|
| 253 |
+
by Riemann sums. After scaling the torus to $[0,1]^3$, the integrand
|
| 254 |
+
for $\widehat G(k)$ has Lipschitz bound
|
| 255 |
+
\[
|
| 256 |
+
L\sqrt3\max_j\|\partial_{x_j}G\|_\infty
|
| 257 |
+
+2\pi|k|\|G\|_\infty.
|
| 258 |
+
\]
|
| 259 |
+
This gives an effective quadrature error and hence evaluation of every
|
| 260 |
+
mixed derivative of all three fields. The displayed finite sums also
|
| 261 |
+
compute output bounds from the supplied input bounds.
|
| 262 |
+
\end{proof}
|
| 263 |
+
The estimates apply to the pressure shift $\phi$; in the constructions
|
| 264 |
+
with original pressure zero, the projected pressure is $-\phi$.
|
| 265 |
+
Projection generally changes pressure. It supplies no compact-support
|
| 266 |
+
conclusion on Euclidean space and is distinct from the direct zero-pressure
|
| 267 |
+
solenoidal shear construction.
|
| 268 |
+
|
| 269 |
+
\paragraph{Effective flat profiles.}
|
| 270 |
+
For later cutoff formulas put
|
| 271 |
+
\begin{equation}\label{eq:p2-step}
|
| 272 |
+
\rho(s)=\begin{cases}e^{-1/s},&s>0,\\0,&s\le0,\end{cases}
|
| 273 |
+
\qquad \sigma(s)=\frac{\rho(s)}{\rho(s)+\rho(1-s)}.
|
| 274 |
+
\end{equation}
|
| 275 |
+
Positive-side derivatives of $\rho$ are polynomials in $1/s$ times
|
| 276 |
+
$e^{-1/s}$ and extend flatly at zero. The estimate
|
| 277 |
+
$v^me^{-v}\le(m+k)!v^{-k}$ gives effective error bounds near the seam,
|
| 278 |
+
and $\rho(s)+\rho(1-s)\ge e^{-2}$. Products, translations, rescalings,
|
| 279 |
+
and derivatives therefore yield effective cutoffs with all requested
|
| 280 |
+
derivative bounds. Periodization uses zero collars; at approximate real
|
| 281 |
+
arguments a finite superset of possible translates is evaluated. No real
|
| 282 |
+
equality test at a seam or execution of the encoded computation is used.
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/balanced.tex
CHANGED
|
@@ -1,166 +1,166 @@
|
|
| 1 |
-
\section{A complete balanced three-stack realization}\label{sec:bb-balanced-three-stack}
|
| 2 |
-
|
| 3 |
-
In a positional code with base $B$, replacing a prefix of length $r$
|
| 4 |
-
by one of length $s$ gives an affine map with slope $B^{r-s}$.
|
| 5 |
-
Thus a three-stack instruction has determinant one when it preserves
|
| 6 |
-
the sum of the three prefix lengths. A third stack supplies reversible
|
| 7 |
-
history under this constraint: we first move a fresh blank from beyond
|
| 8 |
-
a work-tape boundary onto the history stack, then replace that blank
|
| 9 |
-
by the record.
|
| 10 |
-
|
| 11 |
-
\begin{theorem}[Balanced three-stack realization]
|
| 12 |
-
\label{thm:bb-balanced-three-stack}
|
| 13 |
-
For every machine and finite input, there are effective coefficients
|
| 14 |
-
$f_0,f_1$ such that $f=f_0+\nu f_1$ on $\R^3$ has an explicit
|
| 15 |
-
zero-data solution $(U,0)$. Force and velocity have one compact
|
| 16 |
-
spatial support and bounded mixed derivatives of every order, and
|
| 17 |
-
are one-periodic after $t=1$. At the fixed label $x_*=(4,0,0)$,
|
| 18 |
-
\[
|
| 19 |
-
\exists t\ge0:\quad X(t;x_*)\in(-1,2)^3
|
| 20 |
-
\quad\Longleftrightarrow\quad\text{the machine halts}.
|
| 21 |
-
\]
|
| 22 |
-
For a fixed machine its repeated field is independent of the input.
|
| 23 |
-
The comparison class is $u\in C H^2\cap C^1L^2$, bounded $u,\nabla u$
|
| 24 |
-
on finite intervals, and pressure modulo constants in $C H^1$.
|
| 25 |
-
The formula is valid for every fixed real $\nu>0$, with effective
|
| 26 |
-
evaluation when $\nu$ is computable and relative evaluation otherwise.
|
| 27 |
-
\end{theorem}
|
| 28 |
-
\begin{proof}
|
| 29 |
-
Normalize the finite machine to one halting state $h$, directing missing
|
| 30 |
-
nonhalting instructions to it by unchanged-letter stay moves. This preserves
|
| 31 |
-
initial halting as well. Let $\Gamma$ be the work alphabet and
|
| 32 |
-
$b\in\Gamma$ its blank. Use three infinite top-first stacks $L,R,J$. A rule replaces three
|
| 33 |
-
finite prefixes, leaving their tails untouched. Introduce boundary
|
| 34 |
-
$\star$, marked work letters $\bar a$, and controls $A_q,S_q,T_q,D_q$;
|
| 35 |
-
only $A_h$ is terminal. For each $q\ne h$, the preparatory rules are
|
| 36 |
-
\begin{align}
|
| 37 |
-
(A_q;\varepsilon,a,\varepsilon)&\to(S_q;\bar a,\varepsilon,\varepsilon),
|
| 38 |
-
\label{eq:bb-balanced-entry}\\
|
| 39 |
-
(S_q;\varepsilon,c,\varepsilon)&\to(S_q;c,\varepsilon,\varepsilon),
|
| 40 |
-
\label{eq:bb-balanced-out-sweep}\\
|
| 41 |
-
(S_q;\varepsilon,\star b,\varepsilon)&\to(T_q;\varepsilon,\star,b),
|
| 42 |
-
\label{eq:bb-balanced-blank}\\
|
| 43 |
-
(T_q;c,\varepsilon,\varepsilon)&\to(T_q;\varepsilon,c,\varepsilon),
|
| 44 |
-
\label{eq:bb-balanced-return-sweep}\\
|
| 45 |
-
(T_q;\bar a,\varepsilon,\varepsilon)&\to(D_q;\varepsilon,a,\varepsilon).
|
| 46 |
-
\label{eq:bb-balanced-restore}
|
| 47 |
-
\end{align}
|
| 48 |
-
Here $a,c\in\Gamma$. For $\delta(q,a)=(q',d,\sigma)$ add
|
| 49 |
-
\begin{equation}\label{eq:bb-balanced-step-table}
|
| 50 |
-
\begin{array}{c|c|c}
|
| 51 |
-
\sigma&\text{source}&\text{target}\\\hline
|
| 52 |
-
0&(D_q;\varepsilon,a,b)&(A_{q'};\varepsilon,d,\kappa)\\
|
| 53 |
-
-1&(D_q;c,a,b)&(A_{q'};\varepsilon,cd,\kappa)\quad(c\in\Gamma)\\
|
| 54 |
-
1&(D_q;\varepsilon,ac,b)&(A_{q'};d,c,\kappa)\quad(c\in\Gamma)\\
|
| 55 |
-
1&(D_q;\varepsilon,a\star b,b)&(A_{q'};d,b\star,\kappa).
|
| 56 |
-
\end{array}
|
| 57 |
-
\end{equation}
|
| 58 |
-
Every individual row occurrence, including its choice of $c$, receives
|
| 59 |
-
a distinct record symbol $\kappa$.
|
| 60 |
-
|
| 61 |
-
\emph{Full-domain separation and initialized behavior.}
|
| 62 |
-
\label{lem:bb-balanced-processor}\label{proof:bb-balanced-processor}
|
| 63 |
-
Every rule preserves total prefix length: it is one in the transfer
|
| 64 |
-
rows, two in the blank-supply row, and respectively two, three, three,
|
| 65 |
-
four in the final rows. Source branches at $A_q$ test the right top;
|
| 66 |
-
at $S_q$ the right top separates work letters from the boundary;
|
| 67 |
-
at $T_q$ the left top separates work and marked letters. At $D_q$
|
| 68 |
-
the right top fixes the work instruction, with the next right symbol
|
| 69 |
-
or left top separating its remaining branches. Target branches at
|
| 70 |
-
$S_q$ have distinct marked or ordinary left tops; at $T_q$ distinct
|
| 71 |
-
boundary or ordinary right tops; at $D_q$ distinct restored $a$;
|
| 72 |
-
and at an $A$ control distinct history tops $\kappa$.
|
| 73 |
-
This proves separation for arbitrary independent tails.
|
| 74 |
-
|
| 75 |
-
Initialize
|
| 76 |
-
\[
|
| 77 |
-
(A_{q_0};b^\infty,v\star b^\infty,b^\infty),\qquad
|
| 78 |
-
v=\begin{cases}\omega,&\omega\ne\varepsilon,\\b,&\omega=\varepsilon.
|
| 79 |
-
\end{cases}
|
| 80 |
-
\]
|
| 81 |
-
At a checkpoint, $L$ lists cells strictly left of the head and
|
| 82 |
-
$R=a_1\cdots a_m\star b^\infty$, $m\ge1$, lists the current cell
|
| 83 |
-
and a finite right block; beyond it the tape is blank. $J$ contains
|
| 84 |
-
completed records, newest first. The first rule marks $a_1$ while
|
| 85 |
-
moving it left; $m-1$ forward transfers expose $\star$. The blank
|
| 86 |
-
row removes one filler blank beyond that boundary and pushes it on
|
| 87 |
-
$J$, without changing the infinite blank filler. The reverse transfers
|
| 88 |
-
and restoration of $a_1$ restore exactly the original two work stacks.
|
| 89 |
-
The final rule replaces the fresh history blank by its record and
|
| 90 |
-
performs the work instruction. A left move pops the next cell from
|
| 91 |
-
$L$; a right move with $m\ge2$ pops the current cell from $R$;
|
| 92 |
-
when $m=1$ the last row exposes a blank and retains a nonempty right
|
| 93 |
-
block. Thus the invariant holds and one work step costs
|
| 94 |
-
$1+(m-1)+1+(m-1)+1+1=2m+2$ rules. An initially halted input needs
|
| 95 |
-
none. The records recover the head displacements as well.
|
| 96 |
-
|
| 97 |
-
\emph{From balanced words to solid boxes.}
|
| 98 |
-
Give the enlarged alphabet $\Sigma$ the odd digits
|
| 99 |
-
$1,3,\ldots,2|\Sigma|-1$ in base $B=2|\Sigma|+1$.
|
| 100 |
-
For a finite word $v$ put $e(v)=\sum_{j=1}^{|v|}d(v_j)B^{-j}$;
|
| 101 |
-
for an infinite stack $\xi$ put
|
| 102 |
-
$e(\xi)=\sum_{j\ge1}d(\xi_j)B^{-j}$.
|
| 103 |
-
The prefix interval is $I(v)=e(v)+[0,B^{-|v|}]$, with
|
| 104 |
-
$I(\varepsilon)=[0,1]$. Every infinite tail satisfies
|
| 105 |
-
\[
|
| 106 |
-
\frac1{B-1}\le e(\xi)\le\frac{2|\Sigma|-1}{B-1}<1,
|
| 107 |
-
\]
|
| 108 |
-
so its code lies strictly inside each applicable prefix interval.
|
| 109 |
-
Distinct incompatible prefixes have positive gaps, since digits differ
|
| 110 |
-
by at least two while the remaining interval has width at most one unit
|
| 111 |
-
in the differing place. Place control $s$ at
|
| 112 |
-
$o_s=(4i_s,0,0)$, with $i_{A_h}=0$ and distinct positive integers
|
| 113 |
-
for the others. The code of $(s;L,R,J)$ is
|
| 114 |
-
$o_s+(e(L),e(R),e(J))$.
|
| 115 |
-
A rule with input prefixes $\alpha_1,\alpha_2,\alpha_3$
|
| 116 |
-
and output prefixes $\alpha'_1,\alpha'_2,\alpha'_3$ gives boxes
|
| 117 |
-
\[
|
| 118 |
-
Q_i=o_s+\prod_jI(\alpha_j),\qquad
|
| 119 |
-
Q_i'=o_{s'}+\prod_jI(\alpha'_j).
|
| 120 |
-
\]
|
| 121 |
-
Both families are separately disjoint by the preceding full-prefix
|
| 122 |
-
separation. In control-relative coordinates their exact maps are
|
| 123 |
-
\begin{equation}\label{eq:bb-balanced-affine-rule}
|
| 124 |
-
y_j=e(\alpha'_j)+B^{|\alpha_j|-|\alpha'_j|}
|
| 125 |
-
(x_j-e(\alpha_j)).
|
| 126 |
-
\end{equation}
|
| 127 |
-
The identity $e(\alpha\xi)=e(\alpha)+B^{-|\alpha|}e(\xi)$
|
| 128 |
-
proves their action on every code. Initialized stacks are eventually
|
| 129 |
-
blank, with rational codes
|
| 130 |
-
$e(vb^\infty)=e(v)+B^{-|v|}d(b)/(B-1)$.
|
| 131 |
-
The affine determinant equals
|
| 132 |
-
$B^{\sum|\alpha_j|-\sum|\alpha'_j|}=1$, exactly by balance.
|
| 133 |
-
Apply Theorem~\ref{lem:bb-balanced-box-routing} to these full boxes.
|
| 134 |
-
|
| 135 |
-
\emph{Every intermediate time.}
|
| 136 |
-
All half-widths are at most $1/2$, so that lemma uses $R=1$.
|
| 137 |
-
Sources have first coordinate at least four, since no rule leaves
|
| 138 |
-
$A_h$. Targets with nonhalt control have the same property.
|
| 139 |
-
For such a branch the initial expansion and final contraction preserve
|
| 140 |
-
first coordinate at least four. During deformation its center has
|
| 141 |
-
first coordinate at least $4\Lambda$. Every scaled halt target
|
| 142 |
-
center has first coordinate at most $\Lambda$, whereas the endpoints
|
| 143 |
-
of each nonhalt parking path have first coordinate at least
|
| 144 |
-
$4\Lambda$. Since $\Lambda+4<4\Lambda$, the original segment
|
| 145 |
-
cannot meet an obstacle cube around a halt target. Any encountered
|
| 146 |
-
obstacle has first coordinate at least $4\Lambda$, so its boundary
|
| 147 |
-
detour remains at least $4\Lambda-4$. Subtracting a half-width at
|
| 148 |
-
most one still leaves first coordinate greater than two. Hence
|
| 149 |
-
\begin{equation}\label{eq:bb-balanced-no-premature-event}
|
| 150 |
-
\Phi_\tau(Q_i)\subset\{x_1>2\}\quad(0\le\tau\le1)
|
| 151 |
-
\quad\text{for every branch with nonhalt target}.
|
| 152 |
-
\end{equation}
|
| 153 |
-
This includes delivery after halt targets have already been filled.
|
| 154 |
-
|
| 155 |
-
Finally load $x_*=(4,0,0)$ along the straight segment to the rational
|
| 156 |
-
initial code using the translation part of Lemma~\ref{lem:bb-curl}.
|
| 157 |
-
It avoids $(-1,2)^3$ for a nonhalt initial control. Repeat the box
|
| 158 |
-
field from time one. Induction at integer times applies the exact
|
| 159 |
-
full-box maps; the finite compiler cycles reach a code in $(0,1)^3$
|
| 160 |
-
precisely upon halting. Equation~\eqref{eq:bb-balanced-no-premature-event}
|
| 161 |
-
excludes every intermediate false visit. The residual proposition
|
| 162 |
-
gives the force and uniqueness; compact support gives all finite-slab
|
| 163 |
-
Sobolev conditions and uniformly bounded kinetic energy. Every choice
|
| 164 |
-
was finite and effective, including the obstacle detours. The input
|
| 165 |
-
enters only the first loading path, completing the proof.
|
| 166 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{A complete balanced three-stack realization}\label{sec:bb-balanced-three-stack}
|
| 2 |
+
|
| 3 |
+
In a positional code with base $B$, replacing a prefix of length $r$
|
| 4 |
+
by one of length $s$ gives an affine map with slope $B^{r-s}$.
|
| 5 |
+
Thus a three-stack instruction has determinant one when it preserves
|
| 6 |
+
the sum of the three prefix lengths. A third stack supplies reversible
|
| 7 |
+
history under this constraint: we first move a fresh blank from beyond
|
| 8 |
+
a work-tape boundary onto the history stack, then replace that blank
|
| 9 |
+
by the record.
|
| 10 |
+
|
| 11 |
+
\begin{theorem}[Balanced three-stack realization]
|
| 12 |
+
\label{thm:bb-balanced-three-stack}
|
| 13 |
+
For every machine and finite input, there are effective coefficients
|
| 14 |
+
$f_0,f_1$ such that $f=f_0+\nu f_1$ on $\R^3$ has an explicit
|
| 15 |
+
zero-data solution $(U,0)$. Force and velocity have one compact
|
| 16 |
+
spatial support and bounded mixed derivatives of every order, and
|
| 17 |
+
are one-periodic after $t=1$. At the fixed label $x_*=(4,0,0)$,
|
| 18 |
+
\[
|
| 19 |
+
\exists t\ge0:\quad X(t;x_*)\in(-1,2)^3
|
| 20 |
+
\quad\Longleftrightarrow\quad\text{the machine halts}.
|
| 21 |
+
\]
|
| 22 |
+
For a fixed machine its repeated field is independent of the input.
|
| 23 |
+
The comparison class is $u\in C H^2\cap C^1L^2$, bounded $u,\nabla u$
|
| 24 |
+
on finite intervals, and pressure modulo constants in $C H^1$.
|
| 25 |
+
The formula is valid for every fixed real $\nu>0$, with effective
|
| 26 |
+
evaluation when $\nu$ is computable and relative evaluation otherwise.
|
| 27 |
+
\end{theorem}
|
| 28 |
+
\begin{proof}
|
| 29 |
+
Normalize the finite machine to one halting state $h$, directing missing
|
| 30 |
+
nonhalting instructions to it by unchanged-letter stay moves. This preserves
|
| 31 |
+
initial halting as well. Let $\Gamma$ be the work alphabet and
|
| 32 |
+
$b\in\Gamma$ its blank. Use three infinite top-first stacks $L,R,J$. A rule replaces three
|
| 33 |
+
finite prefixes, leaving their tails untouched. Introduce boundary
|
| 34 |
+
$\star$, marked work letters $\bar a$, and controls $A_q,S_q,T_q,D_q$;
|
| 35 |
+
only $A_h$ is terminal. For each $q\ne h$, the preparatory rules are
|
| 36 |
+
\begin{align}
|
| 37 |
+
(A_q;\varepsilon,a,\varepsilon)&\to(S_q;\bar a,\varepsilon,\varepsilon),
|
| 38 |
+
\label{eq:bb-balanced-entry}\\
|
| 39 |
+
(S_q;\varepsilon,c,\varepsilon)&\to(S_q;c,\varepsilon,\varepsilon),
|
| 40 |
+
\label{eq:bb-balanced-out-sweep}\\
|
| 41 |
+
(S_q;\varepsilon,\star b,\varepsilon)&\to(T_q;\varepsilon,\star,b),
|
| 42 |
+
\label{eq:bb-balanced-blank}\\
|
| 43 |
+
(T_q;c,\varepsilon,\varepsilon)&\to(T_q;\varepsilon,c,\varepsilon),
|
| 44 |
+
\label{eq:bb-balanced-return-sweep}\\
|
| 45 |
+
(T_q;\bar a,\varepsilon,\varepsilon)&\to(D_q;\varepsilon,a,\varepsilon).
|
| 46 |
+
\label{eq:bb-balanced-restore}
|
| 47 |
+
\end{align}
|
| 48 |
+
Here $a,c\in\Gamma$. For $\delta(q,a)=(q',d,\sigma)$ add
|
| 49 |
+
\begin{equation}\label{eq:bb-balanced-step-table}
|
| 50 |
+
\begin{array}{c|c|c}
|
| 51 |
+
\sigma&\text{source}&\text{target}\\\hline
|
| 52 |
+
0&(D_q;\varepsilon,a,b)&(A_{q'};\varepsilon,d,\kappa)\\
|
| 53 |
+
-1&(D_q;c,a,b)&(A_{q'};\varepsilon,cd,\kappa)\quad(c\in\Gamma)\\
|
| 54 |
+
1&(D_q;\varepsilon,ac,b)&(A_{q'};d,c,\kappa)\quad(c\in\Gamma)\\
|
| 55 |
+
1&(D_q;\varepsilon,a\star b,b)&(A_{q'};d,b\star,\kappa).
|
| 56 |
+
\end{array}
|
| 57 |
+
\end{equation}
|
| 58 |
+
Every individual row occurrence, including its choice of $c$, receives
|
| 59 |
+
a distinct record symbol $\kappa$.
|
| 60 |
+
|
| 61 |
+
\emph{Full-domain separation and initialized behavior.}
|
| 62 |
+
\label{lem:bb-balanced-processor}\label{proof:bb-balanced-processor}
|
| 63 |
+
Every rule preserves total prefix length: it is one in the transfer
|
| 64 |
+
rows, two in the blank-supply row, and respectively two, three, three,
|
| 65 |
+
four in the final rows. Source branches at $A_q$ test the right top;
|
| 66 |
+
at $S_q$ the right top separates work letters from the boundary;
|
| 67 |
+
at $T_q$ the left top separates work and marked letters. At $D_q$
|
| 68 |
+
the right top fixes the work instruction, with the next right symbol
|
| 69 |
+
or left top separating its remaining branches. Target branches at
|
| 70 |
+
$S_q$ have distinct marked or ordinary left tops; at $T_q$ distinct
|
| 71 |
+
boundary or ordinary right tops; at $D_q$ distinct restored $a$;
|
| 72 |
+
and at an $A$ control distinct history tops $\kappa$.
|
| 73 |
+
This proves separation for arbitrary independent tails.
|
| 74 |
+
|
| 75 |
+
Initialize
|
| 76 |
+
\[
|
| 77 |
+
(A_{q_0};b^\infty,v\star b^\infty,b^\infty),\qquad
|
| 78 |
+
v=\begin{cases}\omega,&\omega\ne\varepsilon,\\b,&\omega=\varepsilon.
|
| 79 |
+
\end{cases}
|
| 80 |
+
\]
|
| 81 |
+
At a checkpoint, $L$ lists cells strictly left of the head and
|
| 82 |
+
$R=a_1\cdots a_m\star b^\infty$, $m\ge1$, lists the current cell
|
| 83 |
+
and a finite right block; beyond it the tape is blank. $J$ contains
|
| 84 |
+
completed records, newest first. The first rule marks $a_1$ while
|
| 85 |
+
moving it left; $m-1$ forward transfers expose $\star$. The blank
|
| 86 |
+
row removes one filler blank beyond that boundary and pushes it on
|
| 87 |
+
$J$, without changing the infinite blank filler. The reverse transfers
|
| 88 |
+
and restoration of $a_1$ restore exactly the original two work stacks.
|
| 89 |
+
The final rule replaces the fresh history blank by its record and
|
| 90 |
+
performs the work instruction. A left move pops the next cell from
|
| 91 |
+
$L$; a right move with $m\ge2$ pops the current cell from $R$;
|
| 92 |
+
when $m=1$ the last row exposes a blank and retains a nonempty right
|
| 93 |
+
block. Thus the invariant holds and one work step costs
|
| 94 |
+
$1+(m-1)+1+(m-1)+1+1=2m+2$ rules. An initially halted input needs
|
| 95 |
+
none. The records recover the head displacements as well.
|
| 96 |
+
|
| 97 |
+
\emph{From balanced words to solid boxes.}
|
| 98 |
+
Give the enlarged alphabet $\Sigma$ the odd digits
|
| 99 |
+
$1,3,\ldots,2|\Sigma|-1$ in base $B=2|\Sigma|+1$.
|
| 100 |
+
For a finite word $v$ put $e(v)=\sum_{j=1}^{|v|}d(v_j)B^{-j}$;
|
| 101 |
+
for an infinite stack $\xi$ put
|
| 102 |
+
$e(\xi)=\sum_{j\ge1}d(\xi_j)B^{-j}$.
|
| 103 |
+
The prefix interval is $I(v)=e(v)+[0,B^{-|v|}]$, with
|
| 104 |
+
$I(\varepsilon)=[0,1]$. Every infinite tail satisfies
|
| 105 |
+
\[
|
| 106 |
+
\frac1{B-1}\le e(\xi)\le\frac{2|\Sigma|-1}{B-1}<1,
|
| 107 |
+
\]
|
| 108 |
+
so its code lies strictly inside each applicable prefix interval.
|
| 109 |
+
Distinct incompatible prefixes have positive gaps, since digits differ
|
| 110 |
+
by at least two while the remaining interval has width at most one unit
|
| 111 |
+
in the differing place. Place control $s$ at
|
| 112 |
+
$o_s=(4i_s,0,0)$, with $i_{A_h}=0$ and distinct positive integers
|
| 113 |
+
for the others. The code of $(s;L,R,J)$ is
|
| 114 |
+
$o_s+(e(L),e(R),e(J))$.
|
| 115 |
+
A rule with input prefixes $\alpha_1,\alpha_2,\alpha_3$
|
| 116 |
+
and output prefixes $\alpha'_1,\alpha'_2,\alpha'_3$ gives boxes
|
| 117 |
+
\[
|
| 118 |
+
Q_i=o_s+\prod_jI(\alpha_j),\qquad
|
| 119 |
+
Q_i'=o_{s'}+\prod_jI(\alpha'_j).
|
| 120 |
+
\]
|
| 121 |
+
Both families are separately disjoint by the preceding full-prefix
|
| 122 |
+
separation. In control-relative coordinates their exact maps are
|
| 123 |
+
\begin{equation}\label{eq:bb-balanced-affine-rule}
|
| 124 |
+
y_j=e(\alpha'_j)+B^{|\alpha_j|-|\alpha'_j|}
|
| 125 |
+
(x_j-e(\alpha_j)).
|
| 126 |
+
\end{equation}
|
| 127 |
+
The identity $e(\alpha\xi)=e(\alpha)+B^{-|\alpha|}e(\xi)$
|
| 128 |
+
proves their action on every code. Initialized stacks are eventually
|
| 129 |
+
blank, with rational codes
|
| 130 |
+
$e(vb^\infty)=e(v)+B^{-|v|}d(b)/(B-1)$.
|
| 131 |
+
The affine determinant equals
|
| 132 |
+
$B^{\sum|\alpha_j|-\sum|\alpha'_j|}=1$, exactly by balance.
|
| 133 |
+
Apply Theorem~\ref{lem:bb-balanced-box-routing} to these full boxes.
|
| 134 |
+
|
| 135 |
+
\emph{Every intermediate time.}
|
| 136 |
+
All half-widths are at most $1/2$, so that lemma uses $R=1$.
|
| 137 |
+
Sources have first coordinate at least four, since no rule leaves
|
| 138 |
+
$A_h$. Targets with nonhalt control have the same property.
|
| 139 |
+
For such a branch the initial expansion and final contraction preserve
|
| 140 |
+
first coordinate at least four. During deformation its center has
|
| 141 |
+
first coordinate at least $4\Lambda$. Every scaled halt target
|
| 142 |
+
center has first coordinate at most $\Lambda$, whereas the endpoints
|
| 143 |
+
of each nonhalt parking path have first coordinate at least
|
| 144 |
+
$4\Lambda$. Since $\Lambda+4<4\Lambda$, the original segment
|
| 145 |
+
cannot meet an obstacle cube around a halt target. Any encountered
|
| 146 |
+
obstacle has first coordinate at least $4\Lambda$, so its boundary
|
| 147 |
+
detour remains at least $4\Lambda-4$. Subtracting a half-width at
|
| 148 |
+
most one still leaves first coordinate greater than two. Hence
|
| 149 |
+
\begin{equation}\label{eq:bb-balanced-no-premature-event}
|
| 150 |
+
\Phi_\tau(Q_i)\subset\{x_1>2\}\quad(0\le\tau\le1)
|
| 151 |
+
\quad\text{for every branch with nonhalt target}.
|
| 152 |
+
\end{equation}
|
| 153 |
+
This includes delivery after halt targets have already been filled.
|
| 154 |
+
|
| 155 |
+
Finally load $x_*=(4,0,0)$ along the straight segment to the rational
|
| 156 |
+
initial code using the translation part of Lemma~\ref{lem:bb-curl}.
|
| 157 |
+
It avoids $(-1,2)^3$ for a nonhalt initial control. Repeat the box
|
| 158 |
+
field from time one. Induction at integer times applies the exact
|
| 159 |
+
full-box maps; the finite compiler cycles reach a code in $(0,1)^3$
|
| 160 |
+
precisely upon halting. Equation~\eqref{eq:bb-balanced-no-premature-event}
|
| 161 |
+
excludes every intermediate false visit. The residual proposition
|
| 162 |
+
gives the force and uniqueness; compact support gives all finite-slab
|
| 163 |
+
Sobolev conditions and uniformly bounded kinetic energy. Every choice
|
| 164 |
+
was finite and effective, including the obstacle detours. The input
|
| 165 |
+
enters only the first loading path, completing the proof.
|
| 166 |
+
\end{proof}
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/clocks.tex
CHANGED
|
@@ -1,140 +1,140 @@
|
|
| 1 |
-
\section{Clock profiles for selected processors}\label{sec:clocks}
|
| 2 |
-
|
| 3 |
-
Lemma~\ref{ba:log-clock} gives the common logarithmic change of time.
|
| 4 |
-
We now apply it to two Euclidean processors with different pressure
|
| 5 |
-
classes, and then use a companion's autonomous spatial clock to obtain
|
| 6 |
-
stationary or decaying forcing on the torus. In every case the clock
|
| 7 |
-
traverses every finite computational time; periodic, stationary and
|
| 8 |
-
decaying profiles remain separate choices.
|
| 9 |
-
|
| 10 |
-
\subsection{Preserving the declared comparison classes}
|
| 11 |
-
\label{sec:bb-late-logclock}
|
| 12 |
-
|
| 13 |
-
The two templates below use different whole-space pressure assumptions.
|
| 14 |
-
Slowing their trajectories preserves those declared comparison classes
|
| 15 |
-
because the new reference velocity retains the required regularity on
|
| 16 |
-
every finite physical-time interval.
|
| 17 |
-
|
| 18 |
-
\begin{proposition}\label{prop:bb-late-logclock}
|
| 19 |
-
The template of Theorem~\ref{thm:bb-direction-shuttle} admits a force
|
| 20 |
-
in $L^2([0,\infty)\times\R^3)$ with the same material label and
|
| 21 |
-
event. The template of Theorem~\ref{thm:bb-guarded-history} admits
|
| 22 |
-
a force in $L^2([0,\infty);H^j(\R^3))$ for every integer $j\ge0$.
|
| 23 |
-
Both retain uniform compact support, zero initial velocity, bounded
|
| 24 |
-
mixed derivatives, their stated pressure and velocity comparison
|
| 25 |
-
classes, and finite effective prescriptions.
|
| 26 |
-
\end{proposition}
|
| 27 |
-
\begin{proof}\label{proof:bb-late-logclock}
|
| 28 |
-
Apply Lemma~\ref{ba:log-clock} to each template, including its loading
|
| 29 |
-
interval if present. Both are initially zero, have one compact support,
|
| 30 |
-
and have uniformly bounded mixed derivatives. The lemma gives the exact
|
| 31 |
-
residual and all mixed bounds; fixed support also gives
|
| 32 |
-
$\|f(t)\|_{H^j}\le C_j(1+t)^{-1}$ for every fixed $j$.
|
| 33 |
-
|
| 34 |
-
On each finite interval the slowed reference field retains every Sobolev
|
| 35 |
-
regularity and bounded derivative required by its original comparison
|
| 36 |
-
class. Case (i) of Lemma~\ref{lem:b-comparison} therefore applies to the
|
| 37 |
-
direction shuttle's continuous $H^1$ pressure representative, and case
|
| 38 |
-
(iii) applies to the guarded-history processor's continuous $L^2$
|
| 39 |
-
pressure gradient. Both constructed pressures are zero.
|
| 40 |
-
|
| 41 |
-
The new path is $X(\log(1+t);a_0)$. The clock lemma preserves the event
|
| 42 |
-
and the effective prescription. In particular, loaded samples $1+k$
|
| 43 |
-
occur at physical times $e^{1+k}-1$, whereas the aligned construction's
|
| 44 |
-
samples $k$ occur at $e^k-1$. These times have no finite accumulation.
|
| 45 |
-
The new forces have the stated temporal integrability; no periodicity
|
| 46 |
-
in physical time is asserted for them.
|
| 47 |
-
\end{proof}
|
| 48 |
-
|
| 49 |
-
\subsection{The input-offset alternative}\label{bc:input-offset-section}
|
| 50 |
-
A fixed material label can also be retained by shifting the state charts
|
| 51 |
-
by the initial tape code. The complete planar routing and spatial-clock
|
| 52 |
-
construction for this choice belongs to
|
| 53 |
-
\cite[Theorem~4.1 and Section~5]{OpenAI379StationaryA2}.
|
| 54 |
-
The following application fixes its match with the present conventions.
|
| 55 |
-
|
| 56 |
-
\begin{corollary}[Two profiles of the input-offset processor]
|
| 57 |
-
\label{bc:input-offset-event}
|
| 58 |
-
On $\T^3$, the fixed label $P=(1/4,1/4,0)$ and strip
|
| 59 |
-
$O=\{1/32<Y<1/8\}$ realize halting from zero velocity by two effective
|
| 60 |
-
mean-zero general forces. One is stationary after time one. The other
|
| 61 |
-
tends to zero uniformly and has every mixed-derivative spatial supremum
|
| 62 |
-
norm in $L^2(0,\infty)$. Both have bounded mixed derivatives, zero
|
| 63 |
-
prescribed pressure, uniformly bounded kinetic energy, and uniqueness in
|
| 64 |
-
the torus comparison class.
|
| 65 |
-
\end{corollary}
|
| 66 |
-
\begin{proof}\label{bc:input-offset-event-proof}
|
| 67 |
-
Add the companion's fresh nonhalting dummy start and use its seven-row
|
| 68 |
-
compiler. The permutation of (work, mark, history) into our track order
|
| 69 |
-
identifies its table with Lemma~\ref{lem:bb-movefirst}, including the full-domain
|
| 70 |
-
inverse. Let $K$ be the full compiler alphabet size, $m$ the number of
|
| 71 |
-
controls, and $N$ the number of full branches. With odd digits in base
|
| 72 |
-
$B=2K+2$ and initial rational stack coordinates $x_0,y_0$, its state-square
|
| 73 |
-
parameters are
|
| 74 |
-
\begin{equation}\label{bc:input-offset-state-squares}
|
| 75 |
-
\lambda=\frac1{100(m+N+1)},\qquad
|
| 76 |
-
a_*=1/4-\lambda x_0,\qquad b_{\rm start}=1/4-\lambda y_0.
|
| 77 |
-
\end{equation}
|
| 78 |
-
The halt control has lower height $1/16$; enumerate the controls other
|
| 79 |
-
than start and halt by $\ell$ and give them lower heights
|
| 80 |
-
$1/3+\ell/[12(m+1)]$, as in that theorem. Thus the
|
| 81 |
-
initial code is $(1/4,1/4)$, and the common full branch formulas of
|
| 82 |
-
Lemma~\ref{lem:bb-onecell} are precisely its inputs. The cited theorem gives
|
| 83 |
-
the full closed-rectangle routing, positive cutoff neighborhoods, and the
|
| 84 |
-
all-time guard in $J_*=[1/8,7/8]\times[1/32,7/8]$. Write $V(s,X,Y)$ for
|
| 85 |
-
its planar velocity, one-periodic in $s$. Choose $\chi_*$ smooth,
|
| 86 |
-
compactly supported in the open unit-square chart and equal to one near
|
| 87 |
-
$J_*$. The autonomous field
|
| 88 |
-
from the companion's Section~5 is
|
| 89 |
-
\begin{equation}\label{bc:input-offset-W}
|
| 90 |
-
W=(V_1(Z,X,Y),V_2(Z,X,Y),\partial_X(X\chi_*(X,Y))),
|
| 91 |
-
\end{equation}
|
| 92 |
-
with the compactly supported products extended periodically. It is
|
| 93 |
-
solenoidal and mean zero; its phase
|
| 94 |
-
speed is one along the tracked path. Its trajectory from $P$ enters $O$
|
| 95 |
-
exactly upon halting. These are the specific geometric imports, rather
|
| 96 |
-
than an identification based only on the headline conclusion.
|
| 97 |
-
|
| 98 |
-
Take the stationary and slow profiles from
|
| 99 |
-
\cite[Section~5 and Proposition~6.1]{OpenAI379StationaryA2}, respectively:
|
| 100 |
-
\begin{equation}\label{bc:input-offset-profiles}
|
| 101 |
-
\alpha_0=\sigma(2t-1),\qquad \alpha_1=\sigma(2t-1)/(1+t).
|
| 102 |
-
\end{equation}
|
| 103 |
-
Their exact force formula at the fixed physical viscosity is
|
| 104 |
-
\begin{equation}\label{bc:input-offset-force}
|
| 105 |
-
U_\alpha=\alpha W,\qquad
|
| 106 |
-
f_\alpha=\alpha'W+\alpha^2(W\cdot\nabla)W-\nu\alpha\Delta W.
|
| 107 |
-
\end{equation}
|
| 108 |
-
Lemma~\ref{lem:p2-realization} supplies the stated comparison conclusion.
|
| 109 |
-
For $s_\alpha(t)=\int_0^t\alpha(r)\,dr$, symmetry of $\sigma$ gives
|
| 110 |
-
$s_{\alpha_0}(1)=1/4$ and $s_{\alpha_0}(t)=t-3/4$ for $t\ge1$.
|
| 111 |
-
The other clock satisfies
|
| 112 |
-
$s_{\alpha_1}(t)=s_{\alpha_1}(1)+\log((1+t)/2)$ there. Both are
|
| 113 |
-
continuous, finite at finite time and onto $[0,\infty)$, so both preserve
|
| 114 |
-
the complete trajectory event, including original initial halting through
|
| 115 |
-
the dummy start. The first force is stationary after one. In the second,
|
| 116 |
-
the coefficient orders are respectively $(1+t)^{-2},(1+t)^{-2}$ and
|
| 117 |
-
$(1+t)^{-1}$; each time derivative gives an additional inverse power.
|
| 118 |
-
The spatial factors in \eqref{bc:input-offset-force} have effective
|
| 119 |
-
bounds at every order. Thus for every $h,r\ge0$,
|
| 120 |
-
\begin{equation}\label{bc:input-offset-common-rate}
|
| 121 |
-
\|\partial_t^h U_{\alpha_1}(t)\|_{C^r}
|
| 122 |
-
+\|\partial_t^h f_{\alpha_1}(t)\|_{C^r}
|
| 123 |
-
\le C_{h,r}(1+t)^{-1-h}.
|
| 124 |
-
\end{equation}
|
| 125 |
-
The constant is effective; increasing it over $[0,1]$ makes the estimate
|
| 126 |
-
valid for all $t\ge0$. The exponent is common to all spatial orders,
|
| 127 |
-
and the square of the envelope has integral $(1+2h)^{-1}$.
|
| 128 |
-
This proves the asserted bounded and temporal $L^2$ norms.
|
| 129 |
-
|
| 130 |
-
For the stationary profile, Proposition~\ref{prop:projection-l2}
|
| 131 |
-
preserves stationarity after time one and every mixed-derivative bound.
|
| 132 |
-
For the slow profile, \eqref{eq:projection-estimate} and
|
| 133 |
-
\eqref{eq:projection-derivative-bounds} apply to
|
| 134 |
-
\eqref{bc:input-offset-common-rate} through spatial order $r+2$.
|
| 135 |
-
They retain the rate $(1+t)^{-1-h}$ for the projected force through
|
| 136 |
-
order $r$ and for its pressure through order $r+1$, with effective
|
| 137 |
-
constants and temporal $L^2$ bounds. In either projection choice the
|
| 138 |
-
velocity and event are unchanged and the mean-zero pressure is
|
| 139 |
-
$-\phi$. The stationary and slow profiles remain separate choices.
|
| 140 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{Clock profiles for selected processors}\label{sec:clocks}
|
| 2 |
+
|
| 3 |
+
Lemma~\ref{ba:log-clock} gives the common logarithmic change of time.
|
| 4 |
+
We now apply it to two Euclidean processors with different pressure
|
| 5 |
+
classes, and then use a companion's autonomous spatial clock to obtain
|
| 6 |
+
stationary or decaying forcing on the torus. In every case the clock
|
| 7 |
+
traverses every finite computational time; periodic, stationary and
|
| 8 |
+
decaying profiles remain separate choices.
|
| 9 |
+
|
| 10 |
+
\subsection{Preserving the declared comparison classes}
|
| 11 |
+
\label{sec:bb-late-logclock}
|
| 12 |
+
|
| 13 |
+
The two templates below use different whole-space pressure assumptions.
|
| 14 |
+
Slowing their trajectories preserves those declared comparison classes
|
| 15 |
+
because the new reference velocity retains the required regularity on
|
| 16 |
+
every finite physical-time interval.
|
| 17 |
+
|
| 18 |
+
\begin{proposition}\label{prop:bb-late-logclock}
|
| 19 |
+
The template of Theorem~\ref{thm:bb-direction-shuttle} admits a force
|
| 20 |
+
in $L^2([0,\infty)\times\R^3)$ with the same material label and
|
| 21 |
+
event. The template of Theorem~\ref{thm:bb-guarded-history} admits
|
| 22 |
+
a force in $L^2([0,\infty);H^j(\R^3))$ for every integer $j\ge0$.
|
| 23 |
+
Both retain uniform compact support, zero initial velocity, bounded
|
| 24 |
+
mixed derivatives, their stated pressure and velocity comparison
|
| 25 |
+
classes, and finite effective prescriptions.
|
| 26 |
+
\end{proposition}
|
| 27 |
+
\begin{proof}\label{proof:bb-late-logclock}
|
| 28 |
+
Apply Lemma~\ref{ba:log-clock} to each template, including its loading
|
| 29 |
+
interval if present. Both are initially zero, have one compact support,
|
| 30 |
+
and have uniformly bounded mixed derivatives. The lemma gives the exact
|
| 31 |
+
residual and all mixed bounds; fixed support also gives
|
| 32 |
+
$\|f(t)\|_{H^j}\le C_j(1+t)^{-1}$ for every fixed $j$.
|
| 33 |
+
|
| 34 |
+
On each finite interval the slowed reference field retains every Sobolev
|
| 35 |
+
regularity and bounded derivative required by its original comparison
|
| 36 |
+
class. Case (i) of Lemma~\ref{lem:b-comparison} therefore applies to the
|
| 37 |
+
direction shuttle's continuous $H^1$ pressure representative, and case
|
| 38 |
+
(iii) applies to the guarded-history processor's continuous $L^2$
|
| 39 |
+
pressure gradient. Both constructed pressures are zero.
|
| 40 |
+
|
| 41 |
+
The new path is $X(\log(1+t);a_0)$. The clock lemma preserves the event
|
| 42 |
+
and the effective prescription. In particular, loaded samples $1+k$
|
| 43 |
+
occur at physical times $e^{1+k}-1$, whereas the aligned construction's
|
| 44 |
+
samples $k$ occur at $e^k-1$. These times have no finite accumulation.
|
| 45 |
+
The new forces have the stated temporal integrability; no periodicity
|
| 46 |
+
in physical time is asserted for them.
|
| 47 |
+
\end{proof}
|
| 48 |
+
|
| 49 |
+
\subsection{The input-offset alternative}\label{bc:input-offset-section}
|
| 50 |
+
A fixed material label can also be retained by shifting the state charts
|
| 51 |
+
by the initial tape code. The complete planar routing and spatial-clock
|
| 52 |
+
construction for this choice belongs to
|
| 53 |
+
\cite[Theorem~4.1 and Section~5]{OpenAI379StationaryA2}.
|
| 54 |
+
The following application fixes its match with the present conventions.
|
| 55 |
+
|
| 56 |
+
\begin{corollary}[Two profiles of the input-offset processor]
|
| 57 |
+
\label{bc:input-offset-event}
|
| 58 |
+
On $\T^3$, the fixed label $P=(1/4,1/4,0)$ and strip
|
| 59 |
+
$O=\{1/32<Y<1/8\}$ realize halting from zero velocity by two effective
|
| 60 |
+
mean-zero general forces. One is stationary after time one. The other
|
| 61 |
+
tends to zero uniformly and has every mixed-derivative spatial supremum
|
| 62 |
+
norm in $L^2(0,\infty)$. Both have bounded mixed derivatives, zero
|
| 63 |
+
prescribed pressure, uniformly bounded kinetic energy, and uniqueness in
|
| 64 |
+
the torus comparison class.
|
| 65 |
+
\end{corollary}
|
| 66 |
+
\begin{proof}\label{bc:input-offset-event-proof}
|
| 67 |
+
Add the companion's fresh nonhalting dummy start and use its seven-row
|
| 68 |
+
compiler. The permutation of (work, mark, history) into our track order
|
| 69 |
+
identifies its table with Lemma~\ref{lem:bb-movefirst}, including the full-domain
|
| 70 |
+
inverse. Let $K$ be the full compiler alphabet size, $m$ the number of
|
| 71 |
+
controls, and $N$ the number of full branches. With odd digits in base
|
| 72 |
+
$B=2K+2$ and initial rational stack coordinates $x_0,y_0$, its state-square
|
| 73 |
+
parameters are
|
| 74 |
+
\begin{equation}\label{bc:input-offset-state-squares}
|
| 75 |
+
\lambda=\frac1{100(m+N+1)},\qquad
|
| 76 |
+
a_*=1/4-\lambda x_0,\qquad b_{\rm start}=1/4-\lambda y_0.
|
| 77 |
+
\end{equation}
|
| 78 |
+
The halt control has lower height $1/16$; enumerate the controls other
|
| 79 |
+
than start and halt by $\ell$ and give them lower heights
|
| 80 |
+
$1/3+\ell/[12(m+1)]$, as in that theorem. Thus the
|
| 81 |
+
initial code is $(1/4,1/4)$, and the common full branch formulas of
|
| 82 |
+
Lemma~\ref{lem:bb-onecell} are precisely its inputs. The cited theorem gives
|
| 83 |
+
the full closed-rectangle routing, positive cutoff neighborhoods, and the
|
| 84 |
+
all-time guard in $J_*=[1/8,7/8]\times[1/32,7/8]$. Write $V(s,X,Y)$ for
|
| 85 |
+
its planar velocity, one-periodic in $s$. Choose $\chi_*$ smooth,
|
| 86 |
+
compactly supported in the open unit-square chart and equal to one near
|
| 87 |
+
$J_*$. The autonomous field
|
| 88 |
+
from the companion's Section~5 is
|
| 89 |
+
\begin{equation}\label{bc:input-offset-W}
|
| 90 |
+
W=(V_1(Z,X,Y),V_2(Z,X,Y),\partial_X(X\chi_*(X,Y))),
|
| 91 |
+
\end{equation}
|
| 92 |
+
with the compactly supported products extended periodically. It is
|
| 93 |
+
solenoidal and mean zero; its phase
|
| 94 |
+
speed is one along the tracked path. Its trajectory from $P$ enters $O$
|
| 95 |
+
exactly upon halting. These are the specific geometric imports, rather
|
| 96 |
+
than an identification based only on the headline conclusion.
|
| 97 |
+
|
| 98 |
+
Take the stationary and slow profiles from
|
| 99 |
+
\cite[Section~5 and Proposition~6.1]{OpenAI379StationaryA2}, respectively:
|
| 100 |
+
\begin{equation}\label{bc:input-offset-profiles}
|
| 101 |
+
\alpha_0=\sigma(2t-1),\qquad \alpha_1=\sigma(2t-1)/(1+t).
|
| 102 |
+
\end{equation}
|
| 103 |
+
Their exact force formula at the fixed physical viscosity is
|
| 104 |
+
\begin{equation}\label{bc:input-offset-force}
|
| 105 |
+
U_\alpha=\alpha W,\qquad
|
| 106 |
+
f_\alpha=\alpha'W+\alpha^2(W\cdot\nabla)W-\nu\alpha\Delta W.
|
| 107 |
+
\end{equation}
|
| 108 |
+
Lemma~\ref{lem:p2-realization} supplies the stated comparison conclusion.
|
| 109 |
+
For $s_\alpha(t)=\int_0^t\alpha(r)\,dr$, symmetry of $\sigma$ gives
|
| 110 |
+
$s_{\alpha_0}(1)=1/4$ and $s_{\alpha_0}(t)=t-3/4$ for $t\ge1$.
|
| 111 |
+
The other clock satisfies
|
| 112 |
+
$s_{\alpha_1}(t)=s_{\alpha_1}(1)+\log((1+t)/2)$ there. Both are
|
| 113 |
+
continuous, finite at finite time and onto $[0,\infty)$, so both preserve
|
| 114 |
+
the complete trajectory event, including original initial halting through
|
| 115 |
+
the dummy start. The first force is stationary after one. In the second,
|
| 116 |
+
the coefficient orders are respectively $(1+t)^{-2},(1+t)^{-2}$ and
|
| 117 |
+
$(1+t)^{-1}$; each time derivative gives an additional inverse power.
|
| 118 |
+
The spatial factors in \eqref{bc:input-offset-force} have effective
|
| 119 |
+
bounds at every order. Thus for every $h,r\ge0$,
|
| 120 |
+
\begin{equation}\label{bc:input-offset-common-rate}
|
| 121 |
+
\|\partial_t^h U_{\alpha_1}(t)\|_{C^r}
|
| 122 |
+
+\|\partial_t^h f_{\alpha_1}(t)\|_{C^r}
|
| 123 |
+
\le C_{h,r}(1+t)^{-1-h}.
|
| 124 |
+
\end{equation}
|
| 125 |
+
The constant is effective; increasing it over $[0,1]$ makes the estimate
|
| 126 |
+
valid for all $t\ge0$. The exponent is common to all spatial orders,
|
| 127 |
+
and the square of the envelope has integral $(1+2h)^{-1}$.
|
| 128 |
+
This proves the asserted bounded and temporal $L^2$ norms.
|
| 129 |
+
|
| 130 |
+
For the stationary profile, Proposition~\ref{prop:projection-l2}
|
| 131 |
+
preserves stationarity after time one and every mixed-derivative bound.
|
| 132 |
+
For the slow profile, \eqref{eq:projection-estimate} and
|
| 133 |
+
\eqref{eq:projection-derivative-bounds} apply to
|
| 134 |
+
\eqref{bc:input-offset-common-rate} through spatial order $r+2$.
|
| 135 |
+
They retain the rate $(1+t)^{-1-h}$ for the projected force through
|
| 136 |
+
order $r$ and for its pressure through order $r+1$, with effective
|
| 137 |
+
constants and temporal $L^2$ bounds. In either projection choice the
|
| 138 |
+
velocity and event are unchanged and the mean-zero pressure is
|
| 139 |
+
$-\phi$. The stationary and slow profiles remain separate choices.
|
| 140 |
+
\end{proof}
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/coding-conventions.tex
CHANGED
|
@@ -1,211 +1,211 @@
|
|
| 1 |
-
\section{History conventions and branch subdivision}\label{ba:codes}
|
| 2 |
-
|
| 3 |
-
The general box motions now let us choose a recorder and an observer
|
| 4 |
-
separately. We begin with the two frontier recorders in
|
| 5 |
-
Section~\ref{sec:bb-frontiers}, which retain history in the
|
| 6 |
-
sense of Bennett~\cite{Bennett1973}. Later we retain the distinct
|
| 7 |
-
neighboring-cell guards and persistent-mark tables needed by other
|
| 8 |
-
realizations. A full-domain inverse, not merely agreement along an
|
| 9 |
-
initialized run, is the criterion for sharing a compiler.
|
| 10 |
-
|
| 11 |
-
For these applications let $A$ be the work alphabet with distinguished
|
| 12 |
-
blank, $Q$ the states, $q_0$ the initial state, and $H\subseteq Q$
|
| 13 |
-
the halting states. Write $h_n$ for the work head after $n$ steps and
|
| 14 |
-
\[
|
| 15 |
-
\delta(q,a)=(q^+(r),b(r),d(r)),\qquad
|
| 16 |
-
r=(q,a)\in\mathcal R=(Q\setminus H)\times A,
|
| 17 |
-
\quad d(r)\in\{-1,0,1\}.
|
| 18 |
-
\]
|
| 19 |
-
The initial head is zero and the tape has finitely specified nonblank
|
| 20 |
-
cells. Replace missing instructions by unchanged-letter stay moves to
|
| 21 |
-
a halt. If one halt square is needed, merge halting states and redirect
|
| 22 |
-
their incoming instructions; no outgoing rule is changed. This preserves
|
| 23 |
-
initial halting as well. An unreachable halt state can be added when
|
| 24 |
-
needed. These are the same normalizations as in
|
| 25 |
-
Section~\ref{sec:bb-frontiers}.
|
| 26 |
-
|
| 27 |
-
\subsection{Frontier recorders and their notation}
|
| 28 |
-
|
| 29 |
-
We use the move-first recorder of Lemma~\ref{lem:bb-movefirst}
|
| 30 |
-
with its original notation and complete partial domain.
|
| 31 |
-
The delayed-head recorder of Lemma~\ref{lem:bb-direction} records the
|
| 32 |
-
work displacement until its final return step. Its table can also be
|
| 33 |
-
initialized with the frontier one cell farther to the right.
|
| 34 |
-
|
| 35 |
-
\begin{lemma}[Six-rule history recorder]\label{ba:six-compiler}
|
| 36 |
-
For $r_0=1$ or $r_0=2$, there is a partial table with the two incoming
|
| 37 |
-
properties of Lemma~\ref{lem:bb-onecell}, frontier $r_0+n$ at checkpoint
|
| 38 |
-
$n$, and checkpoint control recording both the work state and the
|
| 39 |
-
preceding work displacement. Its next checkpoint takes
|
| 40 |
-
$2(r_0+n-h_n)+3$ instructions. The work head moves only on the last
|
| 41 |
-
instruction.
|
| 42 |
-
\end{lemma}
|
| 43 |
-
\begin{proof}\label{ba:six-proof}
|
| 44 |
-
Specialize Lemma~\ref{lem:bb-direction} to a singleton passive track
|
| 45 |
-
$O$ and delete that coordinate. Rename its controls
|
| 46 |
-
$(M(q,e),G(\tau),A(q,d),B(q,d))$ as
|
| 47 |
-
$(M_{q,e},R_\tau,F_{q,d},L_{q,d})$, and its frontier $F$ as $P$.
|
| 48 |
-
The full alphabet is
|
| 49 |
-
$A\times(\{\bot,P\}\sqcup\mathcal T)\times\{0,1\}$,
|
| 50 |
-
where $\mathcal T=(Q\setminus H)\times\{-1,0,1\}\times A$.
|
| 51 |
-
Every row and guard is the same under this bijection, so both incoming
|
| 52 |
-
properties hold on the entire partial domain, including unused controls.
|
| 53 |
-
Only $M_{q,e}$ with $q\in H$ are halting controls.
|
| 54 |
-
|
| 55 |
-
Initialize $M_{q_0,0}$ with all marks zero, frontier at $r_0$, and
|
| 56 |
-
empty history elsewhere. The case $r_0=1$ is the initialization already
|
| 57 |
-
proved in the shared lemma. For either allowed $r_0$, checkpoint $n$
|
| 58 |
-
has frontier $g=r_0+n>h_n$. Mark the old head, scan right to $g$,
|
| 59 |
-
write the record and install the new frontier at $g+1$, then return to
|
| 60 |
-
the mark. All intervening history is nonfrontier, the new frontier
|
| 61 |
-
cell is empty, and there is only one mark. Hence the same rows apply
|
| 62 |
-
when $r_0=2$. There are $g-h_n-1$ continuing right moves,
|
| 63 |
-
$g-h_n$ continuing left moves, and four other instructions, giving
|
| 64 |
-
$2(g-h_n)+3$. The last row clears the mark and makes the work
|
| 65 |
-
movement; the invariant is restored with frontier $g+1$. This proves
|
| 66 |
-
finite completion, indefinite legality for a nonhalting run, and the
|
| 67 |
-
stated halt equivalence, including initial halting.
|
| 68 |
-
\end{proof}
|
| 69 |
-
|
| 70 |
-
\subsection{From symbolic cylinders to closed rectangles}
|
| 71 |
-
|
| 72 |
-
Radix encodings turn a push or pop of a tape letter into an affine map;
|
| 73 |
-
this is the generalized-shift viewpoint of
|
| 74 |
-
Moore~\cite{Moore1990,Moore1991}. The following calculation adds the
|
| 75 |
-
separation of full closed rectangles needed for smooth localization.
|
| 76 |
-
|
| 77 |
-
\begin{lemma}[Separated rectangle codes]\label{ba:rectangles}
|
| 78 |
-
Let a deterministic partial tape table on an alphabet $\Gamma$ of size
|
| 79 |
-
$m$ have the two incoming properties of Lemma~\ref{lem:bb-onecell}.
|
| 80 |
-
Assign distinct odd digits $e(a)\in\{1,3,\ldots,2m-1\}$ and choose
|
| 81 |
-
an integer $B\ge2m+1$. Its local rules admit effective positive diagonal
|
| 82 |
-
affine maps of determinant one between finite families of closed planar
|
| 83 |
-
rectangles. Sources are pairwise separated, as are targets. Both the
|
| 84 |
-
minimal subdivision and the subdivision by both adjacent letters given
|
| 85 |
-
below realize every tape in their full symbolic cylinders.
|
| 86 |
-
\end{lemma}
|
| 87 |
-
\begin{proof}\label{ba:rectangles-proof}
|
| 88 |
-
Use Lemma~\ref{lem:bb-onecell} with digits $d(a)=e(a)$. Its digit
|
| 89 |
-
hypotheses hold for every $B\ge2m+1$. In the notation
|
| 90 |
-
\[
|
| 91 |
-
C(a_1a_2\cdots)=\sum_{j\ge1}e(a_j)B^{-j},\quad
|
| 92 |
-
h_a(v)=\frac{e(a)+v}{B},\quad
|
| 93 |
-
I_{a_1\cdots a_l}=h_{a_1}\cdots h_{a_l}([0,1]),
|
| 94 |
-
\]
|
| 95 |
-
the left stream starts immediately left of the head and the right stream
|
| 96 |
-
starts at the head. Place state $s$ in $k_s+a[0,1]^2$ with a common
|
| 97 |
-
rational $a>0$. The minimal branch maps are exactly
|
| 98 |
-
\eqref{eq:bb-one-cell-branches}; scaling both charts by $a$ leaves
|
| 99 |
-
$\operatorname{diag}(B^{-d},B^d)$ unchanged.
|
| 100 |
-
|
| 101 |
-
For the additional full subdivision, restrict the right- and stay-move
|
| 102 |
-
sources to $x\in I_\gamma$, for every full letter $\gamma$.
|
| 103 |
-
Their targets become $I_{\beta\gamma}\times[0,1]$ and
|
| 104 |
-
$I_\gamma\times I_\beta$, respectively, for written letter $\beta$.
|
| 105 |
-
The already split left-move targets remain
|
| 106 |
-
$[0,1]\times I_{\gamma\beta}$. At a fixed target state the
|
| 107 |
-
incoming direction is fixed, and the pair $(\beta,\gamma)$
|
| 108 |
-
distinguishes the branches in every case. Thus the added subdivision
|
| 109 |
-
preserves separate target separation, while source separation follows
|
| 110 |
-
by restriction of the shared source rectangles. All these statements
|
| 111 |
-
concern the filled closed rectangles and arbitrary symbolic tails.
|
| 112 |
-
|
| 113 |
-
For completeness the quantitative gaps remain valid for the entire
|
| 114 |
-
range $B\ge2m+1$: distinct first-digit intervals have gap at least
|
| 115 |
-
$B^{-1}$ and distinct second-digit intervals at least $B^{-2}$.
|
| 116 |
-
The source and target families therefore have within-state gaps at
|
| 117 |
-
least $aB^{-2}$; different state squares have their own chosen gaps.
|
| 118 |
-
Tail values lie between $1/(B-1)$ and $(2m-1)/(B-1)<1$.
|
| 119 |
-
An initial constant tail after $l$ digits contributes
|
| 120 |
-
$B^{-l}e(a_{\rm tail})/(B-1)$, so initialized codes are rational.
|
| 121 |
-
At checkpoints the history records, or the known absolute origin of
|
| 122 |
-
the record block, also recover the absolute work-head position.
|
| 123 |
-
\end{proof}
|
| 124 |
-
|
| 125 |
-
|
| 126 |
-
\subsection{Conventions for the remaining geometric realizations}\label{bc:section}
|
| 127 |
-
\label{bc:frontier-section}
|
| 128 |
-
Unless a different table is specified, subsequent routes use the move-first recorder of
|
| 129 |
-
Lemma~\ref{lem:bb-movefirst}, with initial frontier two. The controls
|
| 130 |
-
$(C_q,J_r,S_r,P_q,T_q)$ there are written $(W_q,P_r,B_r,C_q,D_q)$
|
| 131 |
-
here, and its empty/frontier/record symbols $(e,F,r)$ are written
|
| 132 |
-
$(E,F,R_r)$. Permuting work, history and mark coordinates in every row
|
| 133 |
-
preserves every guard. This identifies the full partial table, its inverse
|
| 134 |
-
and the exact checkpoint count $2(2+n-h')+4$, including arbitrary allowed
|
| 135 |
-
tapes. A nonterminal branch means one with both endpoint controls
|
| 136 |
-
nonterminal; a final branch into a halt can enter the observer.
|
| 137 |
-
|
| 138 |
-
The full branches are those of Lemma~\ref{lem:bb-onecell}. For an alphabet
|
| 139 |
-
of size $m$ we use one of the following explicitly indicated conventions:
|
| 140 |
-
\begin{equation}\label{bc:digits}
|
| 141 |
-
(B,\{d_a\})=(2m+2,\{1,3,\ldots,2m-1\}),\quad
|
| 142 |
-
(2m+1,\{1,3,\ldots,2m-1\}),\quad
|
| 143 |
-
(2m,\{0,2,\ldots,2m-2\}).
|
| 144 |
-
\end{equation}
|
| 145 |
-
All satisfy its digit bound and separation hypotheses. In the last
|
| 146 |
-
convention the full blank has digit zero; boundary codes remain in the
|
| 147 |
-
closed-rectangle and neighborhood conclusions. Write
|
| 148 |
-
$C(a_1a_2\cdots)=\sum_{j\ge1}d_{a_j}B^{-j}$ and
|
| 149 |
-
$I_v=\sum_{j=1}^{|v|}d_{v_j}B^{-j}+[0,B^{-|v|}]$.
|
| 150 |
-
A constant tail after $k$ positions contributes
|
| 151 |
-
$d_{\rm tail}B^{-k}/(B-1)$, so the initial codes are rational.
|
| 152 |
-
Guarded three-cell rules use Lemma~\ref{lem:bb-window-rectangles} with
|
| 153 |
-
$(a,b)=(1,2)$ after their own full-domain inverse has been proved.
|
| 154 |
-
|
| 155 |
-
\subsection{Analytic conventions for the geometric variants}\label{bc:analytic-section}
|
| 156 |
-
The whole-space baseline in these variants means smooth
|
| 157 |
-
$u\in CH^2\cap C^1L^2$, bounded $u,\nabla u$ on finite intervals,
|
| 158 |
-
and a pressure representative in $CH^1$. When the competitor-gradient
|
| 159 |
-
condition is omitted explicitly, the other conditions remain unchanged.
|
| 160 |
-
Both cases fall under Lemma~\ref{lem:b-comparison}(i); separately stated
|
| 161 |
-
pressure classes are retained. The torus baseline is its classical torus
|
| 162 |
-
clause. Unless a projection is specified, the force is
|
| 163 |
-
\begin{equation}\label{bc:residual}
|
| 164 |
-
f_U=U_t+(U\cdot\nabla)U-\nu\Delta U,\qquad (u,p)=(U,0).
|
| 165 |
-
\end{equation}
|
| 166 |
-
Torus projection is the separate choice in
|
| 167 |
-
Proposition~\ref{prop:projection-l2}, with changed pressure.
|
| 168 |
-
Localized affine motion is supplied by Lemma~\ref{lem:bb-curl} on a
|
| 169 |
-
compact time interval, using effective derivative bounds, positive lower
|
| 170 |
-
scale bounds and the positive cutoff margins specified in each route.
|
| 171 |
-
The potential is \eqref{eq:bb-potential}; the resulting flow fixes every
|
| 172 |
-
region disjoint from its support. In particular exponential diagonal
|
| 173 |
-
scales and linear reciprocal scales have respectively generators
|
| 174 |
-
$\theta'\log D$ and $\diag(l'/l,-l'/l,0)$.
|
| 175 |
-
|
| 176 |
-
\begin{lemma}[Finite forcing mechanisms]\label{bc:analytic}
|
| 177 |
-
A finite family of the preceding pulses, joined with flat time collars,
|
| 178 |
-
can be used once for initialization and repeated with period one thereafter.
|
| 179 |
-
It gives a smooth effective velocity and residual force with all mixed
|
| 180 |
-
derivatives uniformly bounded. In $\R^3$ both have one fixed compact
|
| 181 |
-
spatial support, and the velocity has uniformly bounded kinetic energy.
|
| 182 |
-
In a torus chart,
|
| 183 |
-
periodized curl or planar Hamiltonian pulses have zero spatial mean, as
|
| 184 |
-
does their residual force. Initial velocity and pressure are zero.
|
| 185 |
-
Uniqueness holds in the comparison classes of Section~\ref{sec:model};
|
| 186 |
-
in the whole-space class the competitor's gradient bound can be omitted
|
| 187 |
-
if the remaining conditions are retained.
|
| 188 |
-
\end{lemma}
|
| 189 |
-
\begin{proof}\label{bc:analytic-proof}
|
| 190 |
-
Each pulse is a finite expression in rational data, effective smooth
|
| 191 |
-
switches, their derivatives, positive diagonal scales and logarithms.
|
| 192 |
-
Finite positive separation margins bound every cutoff derivative. A finite
|
| 193 |
-
maximum bounds a period and the loading interval, and repetitions preserve
|
| 194 |
-
that bound. To evaluate near a join, a coarse enclosure of time gives a
|
| 195 |
-
finite superset of possibly active pulses. Summing them avoids an exact
|
| 196 |
-
comparison of a computable time with an integer. The flat collars give
|
| 197 |
-
smoothness. Compact support gives every required spatial Sobolev bound.
|
| 198 |
-
Lemma~\ref{lem:p2-realization} gives the asserted solution and comparison;
|
| 199 |
-
on a torus the integral of each curl or Hamiltonian derivative vanishes,
|
| 200 |
-
and the convection term is a divergence. Its flow satisfies
|
| 201 |
-
$\det D\Phi_t=1$, because differentiating this determinant gives
|
| 202 |
-
$(\divg U)(t,\Phi_t)\det D\Phi_t=0$ and its initial value is one.
|
| 203 |
-
The velocity and acceleration identities in that lemma consequently apply
|
| 204 |
-
to these volume-preserving diffeomorphisms.
|
| 205 |
-
\end{proof}
|
| 206 |
-
|
| 207 |
-
For later use, spatial chart changes are always made at the velocity level.
|
| 208 |
-
If $x=o+a y$, set $\widetilde U(t,x)=aU(t,(x-o)/a)$ and then compute
|
| 209 |
-
\eqref{bc:residual} at the prescribed physical $\nu$. The time and convection
|
| 210 |
-
terms scale by $a$, while the Laplacian term scales by $a^{-1}$.
|
| 211 |
-
Thus chart rescaling does not silently change the fixed physical viscosity.
|
|
|
|
| 1 |
+
\section{History conventions and branch subdivision}\label{ba:codes}
|
| 2 |
+
|
| 3 |
+
The general box motions now let us choose a recorder and an observer
|
| 4 |
+
separately. We begin with the two frontier recorders in
|
| 5 |
+
Section~\ref{sec:bb-frontiers}, which retain history in the
|
| 6 |
+
sense of Bennett~\cite{Bennett1973}. Later we retain the distinct
|
| 7 |
+
neighboring-cell guards and persistent-mark tables needed by other
|
| 8 |
+
realizations. A full-domain inverse, not merely agreement along an
|
| 9 |
+
initialized run, is the criterion for sharing a compiler.
|
| 10 |
+
|
| 11 |
+
For these applications let $A$ be the work alphabet with distinguished
|
| 12 |
+
blank, $Q$ the states, $q_0$ the initial state, and $H\subseteq Q$
|
| 13 |
+
the halting states. Write $h_n$ for the work head after $n$ steps and
|
| 14 |
+
\[
|
| 15 |
+
\delta(q,a)=(q^+(r),b(r),d(r)),\qquad
|
| 16 |
+
r=(q,a)\in\mathcal R=(Q\setminus H)\times A,
|
| 17 |
+
\quad d(r)\in\{-1,0,1\}.
|
| 18 |
+
\]
|
| 19 |
+
The initial head is zero and the tape has finitely specified nonblank
|
| 20 |
+
cells. Replace missing instructions by unchanged-letter stay moves to
|
| 21 |
+
a halt. If one halt square is needed, merge halting states and redirect
|
| 22 |
+
their incoming instructions; no outgoing rule is changed. This preserves
|
| 23 |
+
initial halting as well. An unreachable halt state can be added when
|
| 24 |
+
needed. These are the same normalizations as in
|
| 25 |
+
Section~\ref{sec:bb-frontiers}.
|
| 26 |
+
|
| 27 |
+
\subsection{Frontier recorders and their notation}
|
| 28 |
+
|
| 29 |
+
We use the move-first recorder of Lemma~\ref{lem:bb-movefirst}
|
| 30 |
+
with its original notation and complete partial domain.
|
| 31 |
+
The delayed-head recorder of Lemma~\ref{lem:bb-direction} records the
|
| 32 |
+
work displacement until its final return step. Its table can also be
|
| 33 |
+
initialized with the frontier one cell farther to the right.
|
| 34 |
+
|
| 35 |
+
\begin{lemma}[Six-rule history recorder]\label{ba:six-compiler}
|
| 36 |
+
For $r_0=1$ or $r_0=2$, there is a partial table with the two incoming
|
| 37 |
+
properties of Lemma~\ref{lem:bb-onecell}, frontier $r_0+n$ at checkpoint
|
| 38 |
+
$n$, and checkpoint control recording both the work state and the
|
| 39 |
+
preceding work displacement. Its next checkpoint takes
|
| 40 |
+
$2(r_0+n-h_n)+3$ instructions. The work head moves only on the last
|
| 41 |
+
instruction.
|
| 42 |
+
\end{lemma}
|
| 43 |
+
\begin{proof}\label{ba:six-proof}
|
| 44 |
+
Specialize Lemma~\ref{lem:bb-direction} to a singleton passive track
|
| 45 |
+
$O$ and delete that coordinate. Rename its controls
|
| 46 |
+
$(M(q,e),G(\tau),A(q,d),B(q,d))$ as
|
| 47 |
+
$(M_{q,e},R_\tau,F_{q,d},L_{q,d})$, and its frontier $F$ as $P$.
|
| 48 |
+
The full alphabet is
|
| 49 |
+
$A\times(\{\bot,P\}\sqcup\mathcal T)\times\{0,1\}$,
|
| 50 |
+
where $\mathcal T=(Q\setminus H)\times\{-1,0,1\}\times A$.
|
| 51 |
+
Every row and guard is the same under this bijection, so both incoming
|
| 52 |
+
properties hold on the entire partial domain, including unused controls.
|
| 53 |
+
Only $M_{q,e}$ with $q\in H$ are halting controls.
|
| 54 |
+
|
| 55 |
+
Initialize $M_{q_0,0}$ with all marks zero, frontier at $r_0$, and
|
| 56 |
+
empty history elsewhere. The case $r_0=1$ is the initialization already
|
| 57 |
+
proved in the shared lemma. For either allowed $r_0$, checkpoint $n$
|
| 58 |
+
has frontier $g=r_0+n>h_n$. Mark the old head, scan right to $g$,
|
| 59 |
+
write the record and install the new frontier at $g+1$, then return to
|
| 60 |
+
the mark. All intervening history is nonfrontier, the new frontier
|
| 61 |
+
cell is empty, and there is only one mark. Hence the same rows apply
|
| 62 |
+
when $r_0=2$. There are $g-h_n-1$ continuing right moves,
|
| 63 |
+
$g-h_n$ continuing left moves, and four other instructions, giving
|
| 64 |
+
$2(g-h_n)+3$. The last row clears the mark and makes the work
|
| 65 |
+
movement; the invariant is restored with frontier $g+1$. This proves
|
| 66 |
+
finite completion, indefinite legality for a nonhalting run, and the
|
| 67 |
+
stated halt equivalence, including initial halting.
|
| 68 |
+
\end{proof}
|
| 69 |
+
|
| 70 |
+
\subsection{From symbolic cylinders to closed rectangles}
|
| 71 |
+
|
| 72 |
+
Radix encodings turn a push or pop of a tape letter into an affine map;
|
| 73 |
+
this is the generalized-shift viewpoint of
|
| 74 |
+
Moore~\cite{Moore1990,Moore1991}. The following calculation adds the
|
| 75 |
+
separation of full closed rectangles needed for smooth localization.
|
| 76 |
+
|
| 77 |
+
\begin{lemma}[Separated rectangle codes]\label{ba:rectangles}
|
| 78 |
+
Let a deterministic partial tape table on an alphabet $\Gamma$ of size
|
| 79 |
+
$m$ have the two incoming properties of Lemma~\ref{lem:bb-onecell}.
|
| 80 |
+
Assign distinct odd digits $e(a)\in\{1,3,\ldots,2m-1\}$ and choose
|
| 81 |
+
an integer $B\ge2m+1$. Its local rules admit effective positive diagonal
|
| 82 |
+
affine maps of determinant one between finite families of closed planar
|
| 83 |
+
rectangles. Sources are pairwise separated, as are targets. Both the
|
| 84 |
+
minimal subdivision and the subdivision by both adjacent letters given
|
| 85 |
+
below realize every tape in their full symbolic cylinders.
|
| 86 |
+
\end{lemma}
|
| 87 |
+
\begin{proof}\label{ba:rectangles-proof}
|
| 88 |
+
Use Lemma~\ref{lem:bb-onecell} with digits $d(a)=e(a)$. Its digit
|
| 89 |
+
hypotheses hold for every $B\ge2m+1$. In the notation
|
| 90 |
+
\[
|
| 91 |
+
C(a_1a_2\cdots)=\sum_{j\ge1}e(a_j)B^{-j},\quad
|
| 92 |
+
h_a(v)=\frac{e(a)+v}{B},\quad
|
| 93 |
+
I_{a_1\cdots a_l}=h_{a_1}\cdots h_{a_l}([0,1]),
|
| 94 |
+
\]
|
| 95 |
+
the left stream starts immediately left of the head and the right stream
|
| 96 |
+
starts at the head. Place state $s$ in $k_s+a[0,1]^2$ with a common
|
| 97 |
+
rational $a>0$. The minimal branch maps are exactly
|
| 98 |
+
\eqref{eq:bb-one-cell-branches}; scaling both charts by $a$ leaves
|
| 99 |
+
$\operatorname{diag}(B^{-d},B^d)$ unchanged.
|
| 100 |
+
|
| 101 |
+
For the additional full subdivision, restrict the right- and stay-move
|
| 102 |
+
sources to $x\in I_\gamma$, for every full letter $\gamma$.
|
| 103 |
+
Their targets become $I_{\beta\gamma}\times[0,1]$ and
|
| 104 |
+
$I_\gamma\times I_\beta$, respectively, for written letter $\beta$.
|
| 105 |
+
The already split left-move targets remain
|
| 106 |
+
$[0,1]\times I_{\gamma\beta}$. At a fixed target state the
|
| 107 |
+
incoming direction is fixed, and the pair $(\beta,\gamma)$
|
| 108 |
+
distinguishes the branches in every case. Thus the added subdivision
|
| 109 |
+
preserves separate target separation, while source separation follows
|
| 110 |
+
by restriction of the shared source rectangles. All these statements
|
| 111 |
+
concern the filled closed rectangles and arbitrary symbolic tails.
|
| 112 |
+
|
| 113 |
+
For completeness the quantitative gaps remain valid for the entire
|
| 114 |
+
range $B\ge2m+1$: distinct first-digit intervals have gap at least
|
| 115 |
+
$B^{-1}$ and distinct second-digit intervals at least $B^{-2}$.
|
| 116 |
+
The source and target families therefore have within-state gaps at
|
| 117 |
+
least $aB^{-2}$; different state squares have their own chosen gaps.
|
| 118 |
+
Tail values lie between $1/(B-1)$ and $(2m-1)/(B-1)<1$.
|
| 119 |
+
An initial constant tail after $l$ digits contributes
|
| 120 |
+
$B^{-l}e(a_{\rm tail})/(B-1)$, so initialized codes are rational.
|
| 121 |
+
At checkpoints the history records, or the known absolute origin of
|
| 122 |
+
the record block, also recover the absolute work-head position.
|
| 123 |
+
\end{proof}
|
| 124 |
+
|
| 125 |
+
|
| 126 |
+
\subsection{Conventions for the remaining geometric realizations}\label{bc:section}
|
| 127 |
+
\label{bc:frontier-section}
|
| 128 |
+
Unless a different table is specified, subsequent routes use the move-first recorder of
|
| 129 |
+
Lemma~\ref{lem:bb-movefirst}, with initial frontier two. The controls
|
| 130 |
+
$(C_q,J_r,S_r,P_q,T_q)$ there are written $(W_q,P_r,B_r,C_q,D_q)$
|
| 131 |
+
here, and its empty/frontier/record symbols $(e,F,r)$ are written
|
| 132 |
+
$(E,F,R_r)$. Permuting work, history and mark coordinates in every row
|
| 133 |
+
preserves every guard. This identifies the full partial table, its inverse
|
| 134 |
+
and the exact checkpoint count $2(2+n-h')+4$, including arbitrary allowed
|
| 135 |
+
tapes. A nonterminal branch means one with both endpoint controls
|
| 136 |
+
nonterminal; a final branch into a halt can enter the observer.
|
| 137 |
+
|
| 138 |
+
The full branches are those of Lemma~\ref{lem:bb-onecell}. For an alphabet
|
| 139 |
+
of size $m$ we use one of the following explicitly indicated conventions:
|
| 140 |
+
\begin{equation}\label{bc:digits}
|
| 141 |
+
(B,\{d_a\})=(2m+2,\{1,3,\ldots,2m-1\}),\quad
|
| 142 |
+
(2m+1,\{1,3,\ldots,2m-1\}),\quad
|
| 143 |
+
(2m,\{0,2,\ldots,2m-2\}).
|
| 144 |
+
\end{equation}
|
| 145 |
+
All satisfy its digit bound and separation hypotheses. In the last
|
| 146 |
+
convention the full blank has digit zero; boundary codes remain in the
|
| 147 |
+
closed-rectangle and neighborhood conclusions. Write
|
| 148 |
+
$C(a_1a_2\cdots)=\sum_{j\ge1}d_{a_j}B^{-j}$ and
|
| 149 |
+
$I_v=\sum_{j=1}^{|v|}d_{v_j}B^{-j}+[0,B^{-|v|}]$.
|
| 150 |
+
A constant tail after $k$ positions contributes
|
| 151 |
+
$d_{\rm tail}B^{-k}/(B-1)$, so the initial codes are rational.
|
| 152 |
+
Guarded three-cell rules use Lemma~\ref{lem:bb-window-rectangles} with
|
| 153 |
+
$(a,b)=(1,2)$ after their own full-domain inverse has been proved.
|
| 154 |
+
|
| 155 |
+
\subsection{Analytic conventions for the geometric variants}\label{bc:analytic-section}
|
| 156 |
+
The whole-space baseline in these variants means smooth
|
| 157 |
+
$u\in CH^2\cap C^1L^2$, bounded $u,\nabla u$ on finite intervals,
|
| 158 |
+
and a pressure representative in $CH^1$. When the competitor-gradient
|
| 159 |
+
condition is omitted explicitly, the other conditions remain unchanged.
|
| 160 |
+
Both cases fall under Lemma~\ref{lem:b-comparison}(i); separately stated
|
| 161 |
+
pressure classes are retained. The torus baseline is its classical torus
|
| 162 |
+
clause. Unless a projection is specified, the force is
|
| 163 |
+
\begin{equation}\label{bc:residual}
|
| 164 |
+
f_U=U_t+(U\cdot\nabla)U-\nu\Delta U,\qquad (u,p)=(U,0).
|
| 165 |
+
\end{equation}
|
| 166 |
+
Torus projection is the separate choice in
|
| 167 |
+
Proposition~\ref{prop:projection-l2}, with changed pressure.
|
| 168 |
+
Localized affine motion is supplied by Lemma~\ref{lem:bb-curl} on a
|
| 169 |
+
compact time interval, using effective derivative bounds, positive lower
|
| 170 |
+
scale bounds and the positive cutoff margins specified in each route.
|
| 171 |
+
The potential is \eqref{eq:bb-potential}; the resulting flow fixes every
|
| 172 |
+
region disjoint from its support. In particular exponential diagonal
|
| 173 |
+
scales and linear reciprocal scales have respectively generators
|
| 174 |
+
$\theta'\log D$ and $\diag(l'/l,-l'/l,0)$.
|
| 175 |
+
|
| 176 |
+
\begin{lemma}[Finite forcing mechanisms]\label{bc:analytic}
|
| 177 |
+
A finite family of the preceding pulses, joined with flat time collars,
|
| 178 |
+
can be used once for initialization and repeated with period one thereafter.
|
| 179 |
+
It gives a smooth effective velocity and residual force with all mixed
|
| 180 |
+
derivatives uniformly bounded. In $\R^3$ both have one fixed compact
|
| 181 |
+
spatial support, and the velocity has uniformly bounded kinetic energy.
|
| 182 |
+
In a torus chart,
|
| 183 |
+
periodized curl or planar Hamiltonian pulses have zero spatial mean, as
|
| 184 |
+
does their residual force. Initial velocity and pressure are zero.
|
| 185 |
+
Uniqueness holds in the comparison classes of Section~\ref{sec:model};
|
| 186 |
+
in the whole-space class the competitor's gradient bound can be omitted
|
| 187 |
+
if the remaining conditions are retained.
|
| 188 |
+
\end{lemma}
|
| 189 |
+
\begin{proof}\label{bc:analytic-proof}
|
| 190 |
+
Each pulse is a finite expression in rational data, effective smooth
|
| 191 |
+
switches, their derivatives, positive diagonal scales and logarithms.
|
| 192 |
+
Finite positive separation margins bound every cutoff derivative. A finite
|
| 193 |
+
maximum bounds a period and the loading interval, and repetitions preserve
|
| 194 |
+
that bound. To evaluate near a join, a coarse enclosure of time gives a
|
| 195 |
+
finite superset of possibly active pulses. Summing them avoids an exact
|
| 196 |
+
comparison of a computable time with an integer. The flat collars give
|
| 197 |
+
smoothness. Compact support gives every required spatial Sobolev bound.
|
| 198 |
+
Lemma~\ref{lem:p2-realization} gives the asserted solution and comparison;
|
| 199 |
+
on a torus the integral of each curl or Hamiltonian derivative vanishes,
|
| 200 |
+
and the convection term is a divergence. Its flow satisfies
|
| 201 |
+
$\det D\Phi_t=1$, because differentiating this determinant gives
|
| 202 |
+
$(\divg U)(t,\Phi_t)\det D\Phi_t=0$ and its initial value is one.
|
| 203 |
+
The velocity and acceleration identities in that lemma consequently apply
|
| 204 |
+
to these volume-preserving diffeomorphisms.
|
| 205 |
+
\end{proof}
|
| 206 |
+
|
| 207 |
+
For later use, spatial chart changes are always made at the velocity level.
|
| 208 |
+
If $x=o+a y$, set $\widetilde U(t,x)=aU(t,(x-o)/a)$ and then compute
|
| 209 |
+
\eqref{bc:residual} at the prescribed physical $\nu$. The time and convection
|
| 210 |
+
terms scale by $a$, while the Laplacian term scales by $a^{-1}$.
|
| 211 |
+
Thus chart rescaling does not silently change the fixed physical viscosity.
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/compact-processors.tex
CHANGED
|
@@ -1,189 +1,189 @@
|
|
| 1 |
-
\section{Compact support and onto slow clocks}\label{ba:euclidean}
|
| 2 |
-
|
| 3 |
-
A whole-space processor can use arbitrarily separated finite lanes.
|
| 4 |
-
We shall construct a periodic cycle with fixed compact support and also
|
| 5 |
-
give a separate decaying force with the same material event. We first
|
| 6 |
-
establish the time change used for the latter choice. Its clock must tend
|
| 7 |
-
to infinity: traversing only a finite amount of machine time would not
|
| 8 |
-
preserve the halting event.
|
| 9 |
-
|
| 10 |
-
\subsection{The logarithmic clock at every derivative order}
|
| 11 |
-
|
| 12 |
-
\begin{lemma}[Logarithmic clock with full derivative bounds]
|
| 13 |
-
\label{ba:log-clock}
|
| 14 |
-
Let $W(s,x)$ be a smooth solenoidal field for $s\ge0$, initially zero,
|
| 15 |
-
with every mixed derivative bounded and support in one compact set $K$.
|
| 16 |
-
For fixed computable $\nu>0$, set
|
| 17 |
-
\[
|
| 18 |
-
s(t)=\log(1+t),\quad \rho(t)=(1+t)^{-1},\quad
|
| 19 |
-
U(t,x)=\rho(t)W(s(t),x),\quad
|
| 20 |
-
F=U_t+(U\cdot\nabla)U-\nu\Delta U.
|
| 21 |
-
\]
|
| 22 |
-
Every derivative $\partial_t^k\partial_x^\alpha U$ and
|
| 23 |
-
$\partial_t^k\partial_x^\alpha F$ is uniformly
|
| 24 |
-
$O((1+t)^{-1-k})$ and belongs to space-time $L^2$.
|
| 25 |
-
Both supports lie in $K$. If $\Xi$ is the material flow of $W$, that
|
| 26 |
-
of $U$ is $\Xi(s(t),a)$, so every fixed spatial reachability event is
|
| 27 |
-
unchanged. Effective finite formulas for $W$ give effective formulas
|
| 28 |
-
for $U,F$ and all derivatives.
|
| 29 |
-
\end{lemma}
|
| 30 |
-
\begin{proof}\label{ba:log-clock-proof}
|
| 31 |
-
Since $s'=\rho$ and $\rho'=-\rho^2$,
|
| 32 |
-
\begin{equation}\label{ba:clock-rule}
|
| 33 |
-
\partial_t\{\rho^jY(s(t),x)\}
|
| 34 |
-
=\rho^{j+1}(\partial_s-j)Y(s(t),x).
|
| 35 |
-
\end{equation}
|
| 36 |
-
For $P_{k,j}(D)=\prod_{r=0}^{k-1}(D-j-r)$, with $P_{0,j}=1$,
|
| 37 |
-
induction yields
|
| 38 |
-
\begin{equation}\label{ba:clock-induction}
|
| 39 |
-
\partial_t^k\{\rho^jY(s(t),x)\}
|
| 40 |
-
=\rho^{j+k}P_{k,j}(\partial_s)Y(s(t),x).
|
| 41 |
-
\end{equation}
|
| 42 |
-
Spatial differentiation commutes with this identity. Taking $j=1$
|
| 43 |
-
proves the velocity bound at every order. The residual is exactly
|
| 44 |
-
\begin{equation}\label{ba:clock-residual}
|
| 45 |
-
F=\rho^2\{W_s-W+(W\cdot\nabla)W\}(s(t),x)
|
| 46 |
-
-\nu\rho\Delta W(s(t),x).
|
| 47 |
-
\end{equation}
|
| 48 |
-
Every mixed derivative of the braces is bounded by the finite product
|
| 49 |
-
rule and the hypotheses. Apply \eqref{ba:clock-induction} with $j=2$
|
| 50 |
-
and $j=1$ to obtain orders $\rho^{2+k}$ and $\rho^{1+k}$,
|
| 51 |
-
respectively. This gives the force bound, including every spatial
|
| 52 |
-
multi-index. In particular no temporal derivative of the convection
|
| 53 |
-
term has been omitted.
|
| 54 |
-
|
| 55 |
-
Supports do not increase under differentiation or multiplication.
|
| 56 |
-
For either field $Z$, the squared integral of an indicated derivative
|
| 57 |
-
is at most
|
| 58 |
-
\[
|
| 59 |
-
|K|C_{k,\alpha}^2\int_0^\infty(1+t)^{-2-2k}\,dt
|
| 60 |
-
=\frac{|K|C_{k,\alpha}^2}{1+2k}.
|
| 61 |
-
\]
|
| 62 |
-
The zero datum remains zero, so residual realization applies.
|
| 63 |
-
The chain rule shows that $\Xi(s(t),a)$ solves the $U$ trajectory
|
| 64 |
-
equation with initial label $a$; uniqueness identifies it with the
|
| 65 |
-
actual trajectory. The clock is increasing onto $[0,\infty)$ with
|
| 66 |
-
inverse $e^s-1$, so it loses no finite computational time. Finally
|
| 67 |
-
logarithm on positive arguments, the rational powers of $1+t$, and
|
| 68 |
-
the finite-index evaluation of the template and its derivatives are
|
| 69 |
-
effective. This proves all assertions.
|
| 70 |
-
\end{proof}
|
| 71 |
-
|
| 72 |
-
|
| 73 |
-
\subsection{Loaded Euclidean processors}
|
| 74 |
-
|
| 75 |
-
\begin{theorem}[Two full-box processors on Euclidean space]
|
| 76 |
-
\label{ba:euclidean-boxes}
|
| 77 |
-
For every finite machine and input, and every fixed computable $\nu>0$,
|
| 78 |
-
either the move-first recorder of Lemma~\ref{lem:bb-movefirst} or the
|
| 79 |
-
six-rule recorder of Lemma~\ref{ba:six-compiler} yields effective smooth forcing on $\mathbb R^3$ with one
|
| 80 |
-
compact spatial support, all mixed derivatives bounded, and period one
|
| 81 |
-
for $t\ge1$, such that
|
| 82 |
-
\[
|
| 83 |
-
\exists t\ge0:\ (\Phi_t(0))_1<-1
|
| 84 |
-
\quad\Longleftrightarrow\quad\text{halting}.
|
| 85 |
-
\]
|
| 86 |
-
The zero-data solution is unique in Lemma~\ref{ba:realization}'s class,
|
| 87 |
-
has pressure zero and uniformly bounded energy. Separately, the six-rule
|
| 88 |
-
processor admits a force square-integrable on all space-time with the
|
| 89 |
-
same support and event.
|
| 90 |
-
\end{theorem}
|
| 91 |
-
\begin{proof}\label{ba:euclidean-boxes-proof}
|
| 92 |
-
Write $\Gamma$ for the full alphabet of the recorder being used.
|
| 93 |
-
For the six-rule table use initial frontier 2 and base $B=2|\Gamma|+2$.
|
| 94 |
-
Give nonhalting controls lanes $3i+[0,1]$ and halting controls lanes
|
| 95 |
-
$-3i+[0,1]$, enumerating each group from 1; the second coordinate is
|
| 96 |
-
$[0,1]$. The minimal subdivision has gap $B^{-2}$. Use full thickness
|
| 97 |
-
$[-1,1]$, heights $10i$, and the transported-cutoff construction in
|
| 98 |
-
Section~\ref{sec:ba-transported-localization}, with initial padding $1/(10B^3)$.
|
| 99 |
-
Target horizontal padding is at most $1/(10B^2)$, below half the gap;
|
| 100 |
-
vertical middle intervals are also separated.
|
| 101 |
-
|
| 102 |
-
For the move-first table use a single halt lane $-3+[0,1]$, other lanes
|
| 103 |
-
$2+2j+[0,1]$, base $B=2|\Gamma|+1$, the minimal subdivision, thickness
|
| 104 |
-
$[-1,1]$, and heights $4i$. Use current-box padding $1/(10B^2)$.
|
| 105 |
-
The middle-phase separation is
|
| 106 |
-
$2(1+1/(10B^2))<4$; the planar gaps handle the other phases.
|
| 107 |
-
This localization has a fixed current padding, as distinct from the
|
| 108 |
-
transported initial padding in the six-rule version.
|
| 109 |
-
|
| 110 |
-
The rational initial code $P_*$ is reached from zero along
|
| 111 |
-
$\theta(t)P_*$ by a localized translation during $[0,1]$.
|
| 112 |
-
Repeating the chosen cycle produces a template $W$ with one compact
|
| 113 |
-
support and bounded mixed derivatives. The code identity at times
|
| 114 |
-
$1+n$ follows by induction through the local rules; the respective
|
| 115 |
-
recorder invariant supplies every next checkpoint in finite positive
|
| 116 |
-
time. A halt lies below $-1$ in the first coordinate. In a nonhalting
|
| 117 |
-
run all branch endpoints have positive first coordinate, and
|
| 118 |
-
\eqref{eq:bb-convex-coordinate} keeps it positive throughout every cycle.
|
| 119 |
-
Loading is nonnegative. Lemma~\ref{ba:realization} completes the PDE
|
| 120 |
-
argument. Uniform support and boundedness give a uniform energy bound.
|
| 121 |
-
The separate square-integrable choice follows from
|
| 122 |
-
Lemma~\ref{ba:log-clock}, without claiming periodicity in physical
|
| 123 |
-
time for that choice.
|
| 124 |
-
\end{proof}
|
| 125 |
-
|
| 126 |
-
|
| 127 |
-
\subsection{Two realizations of a left frontier}
|
| 128 |
-
|
| 129 |
-
\begin{proposition}[Separate columns or solid-box parking]
|
| 130 |
-
\label{prop:bb-mid-stream}\label{prop:bb-mid-parking}
|
| 131 |
-
Both left-frontier tables have compact whole-space realizations,
|
| 132 |
-
periodic after $t=1$, with fixed label zero and event $X_1(t;0)<-1/2$.
|
| 133 |
-
The stopping version can use distinct-height stream functions and
|
| 134 |
-
has uniqueness with pointwise-in-time $H^1$ comparison pressure.
|
| 135 |
-
The continuing version transports full solid boxes by evacuation,
|
| 136 |
-
reshaping and delivery, and represents every local step, including
|
| 137 |
-
post-halt idle computation. It has in particular uniqueness with
|
| 138 |
-
comparison pressure in $C([0,T];H^1)$.
|
| 139 |
-
\end{proposition}
|
| 140 |
-
\begin{proof}\label{proof:bb-mid-stream}\label{proof:bb-mid-parking}
|
| 141 |
-
Let $\Sigma$ be the full work--history--mark alphabet of the chosen
|
| 142 |
-
left-frontier table, including its record symbols and any halting idle
|
| 143 |
-
records in the continuing version. Use odd digits in base $B=2|\Sigma|+2$, offset $-2$ for $C_h$ and
|
| 144 |
-
$2,4,6,\ldots$ for other controls. The two head-relative fractions
|
| 145 |
-
and height zero give a rational initial code $Z_*$. The rightmost
|
| 146 |
-
nonempty history cell is the original cell $-2$, an absolute landmark.
|
| 147 |
-
|
| 148 |
-
For the stopping table, apply the stream-function construction
|
| 149 |
-
\eqref{eq:bb-mid-stream-path} at heights $z_i=3i$.
|
| 150 |
-
Choose source and target column paddings no greater than $1/2$ and
|
| 151 |
-
one third of their respective family gaps. A middle layer padding
|
| 152 |
-
$1/2$ keeps distinct layers disjoint. The explicit thickening bound
|
| 153 |
-
following that construction proves the neighborhood action.
|
| 154 |
-
Write $Z_*=(x_*,y_*,0)$. With a flat switch $\theta$ from zero to one,
|
| 155 |
-
load the origin along $\theta(t)Z_*$ using the velocity
|
| 156 |
-
$\nabla\times(0,0,H)$, where
|
| 157 |
-
$H(t,x,y,z)=\theta'(t)\chi(x,y,z)(x_*y-y_*x)$.
|
| 158 |
-
Choose $\chi$ compactly supported in $\R^3$ and equal to one near the
|
| 159 |
-
entire segment. The gate $\theta'$ vanishes on the time collars.
|
| 160 |
-
All nonhalt source and target lower-left first coordinates are at
|
| 161 |
-
least two. Inequality~\eqref{eq:bb-mid-stream-safe} therefore
|
| 162 |
-
excludes the observer during each period; loading has nonnegative
|
| 163 |
-
first coordinate. Halt codes lie in $(-2,-1)$.
|
| 164 |
-
|
| 165 |
-
For the continuing table retain its unrestricted first-row history
|
| 166 |
-
symbol and its idle work rules. Thicken every rectangle by $[-1,1]$.
|
| 167 |
-
Choose $L$ ten larger than the maximum of zero and every source or
|
| 168 |
-
target right endpoint. Reserve parking projections
|
| 169 |
-
$(L+4i,0)+[-1,1]^2$ and let $\delta$ be the minimum of one and the
|
| 170 |
-
gaps in each union of one rectangle family with these reservations.
|
| 171 |
-
Use padding $\delta/10$, travel height five, and $7N$ slots: evacuate
|
| 172 |
-
all sources by three translations each, reshape all parked boxes by
|
| 173 |
-
$\operatorname{diag}(1+\theta(\lambda_i-1),[1+\theta(\lambda_i-1)]^{-1},1)$,
|
| 174 |
-
and deliver by three translations each. Horizontal widths stay at
|
| 175 |
-
most one, vertical half-width is one, and the reservations miss both
|
| 176 |
-
original families. Lemma~\ref{lem:bb-lift-parking} proves exact action
|
| 177 |
-
on the whole boxes and their neighborhoods even with source--target
|
| 178 |
-
overlap. A first localized translation loads $Z_*$ from the origin.
|
| 179 |
-
The sampling identity is now valid for every $k\ge0$, not just until
|
| 180 |
-
halting: $\Phi_{1+k}(0)=Z(C_k)$ for the continued table.
|
| 181 |
-
|
| 182 |
-
For a nonhalting run all used endpoint centers have first coordinate
|
| 183 |
-
at least two, parking centers are farther right, and half-widths are
|
| 184 |
-
at most $1/2$. Translation, parking strain, and waiting therefore
|
| 185 |
-
keep first coordinate positive. A halt checkpoint lies in $(-2,-1)$.
|
| 186 |
-
Proposition~\ref{prop:bb-realization} proves the analytic assertions
|
| 187 |
-
for both constructions. Their compact support also gives uniformly
|
| 188 |
-
bounded kinetic energy.
|
| 189 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{Compact support and onto slow clocks}\label{ba:euclidean}
|
| 2 |
+
|
| 3 |
+
A whole-space processor can use arbitrarily separated finite lanes.
|
| 4 |
+
We shall construct a periodic cycle with fixed compact support and also
|
| 5 |
+
give a separate decaying force with the same material event. We first
|
| 6 |
+
establish the time change used for the latter choice. Its clock must tend
|
| 7 |
+
to infinity: traversing only a finite amount of machine time would not
|
| 8 |
+
preserve the halting event.
|
| 9 |
+
|
| 10 |
+
\subsection{The logarithmic clock at every derivative order}
|
| 11 |
+
|
| 12 |
+
\begin{lemma}[Logarithmic clock with full derivative bounds]
|
| 13 |
+
\label{ba:log-clock}
|
| 14 |
+
Let $W(s,x)$ be a smooth solenoidal field for $s\ge0$, initially zero,
|
| 15 |
+
with every mixed derivative bounded and support in one compact set $K$.
|
| 16 |
+
For fixed computable $\nu>0$, set
|
| 17 |
+
\[
|
| 18 |
+
s(t)=\log(1+t),\quad \rho(t)=(1+t)^{-1},\quad
|
| 19 |
+
U(t,x)=\rho(t)W(s(t),x),\quad
|
| 20 |
+
F=U_t+(U\cdot\nabla)U-\nu\Delta U.
|
| 21 |
+
\]
|
| 22 |
+
Every derivative $\partial_t^k\partial_x^\alpha U$ and
|
| 23 |
+
$\partial_t^k\partial_x^\alpha F$ is uniformly
|
| 24 |
+
$O((1+t)^{-1-k})$ and belongs to space-time $L^2$.
|
| 25 |
+
Both supports lie in $K$. If $\Xi$ is the material flow of $W$, that
|
| 26 |
+
of $U$ is $\Xi(s(t),a)$, so every fixed spatial reachability event is
|
| 27 |
+
unchanged. Effective finite formulas for $W$ give effective formulas
|
| 28 |
+
for $U,F$ and all derivatives.
|
| 29 |
+
\end{lemma}
|
| 30 |
+
\begin{proof}\label{ba:log-clock-proof}
|
| 31 |
+
Since $s'=\rho$ and $\rho'=-\rho^2$,
|
| 32 |
+
\begin{equation}\label{ba:clock-rule}
|
| 33 |
+
\partial_t\{\rho^jY(s(t),x)\}
|
| 34 |
+
=\rho^{j+1}(\partial_s-j)Y(s(t),x).
|
| 35 |
+
\end{equation}
|
| 36 |
+
For $P_{k,j}(D)=\prod_{r=0}^{k-1}(D-j-r)$, with $P_{0,j}=1$,
|
| 37 |
+
induction yields
|
| 38 |
+
\begin{equation}\label{ba:clock-induction}
|
| 39 |
+
\partial_t^k\{\rho^jY(s(t),x)\}
|
| 40 |
+
=\rho^{j+k}P_{k,j}(\partial_s)Y(s(t),x).
|
| 41 |
+
\end{equation}
|
| 42 |
+
Spatial differentiation commutes with this identity. Taking $j=1$
|
| 43 |
+
proves the velocity bound at every order. The residual is exactly
|
| 44 |
+
\begin{equation}\label{ba:clock-residual}
|
| 45 |
+
F=\rho^2\{W_s-W+(W\cdot\nabla)W\}(s(t),x)
|
| 46 |
+
-\nu\rho\Delta W(s(t),x).
|
| 47 |
+
\end{equation}
|
| 48 |
+
Every mixed derivative of the braces is bounded by the finite product
|
| 49 |
+
rule and the hypotheses. Apply \eqref{ba:clock-induction} with $j=2$
|
| 50 |
+
and $j=1$ to obtain orders $\rho^{2+k}$ and $\rho^{1+k}$,
|
| 51 |
+
respectively. This gives the force bound, including every spatial
|
| 52 |
+
multi-index. In particular no temporal derivative of the convection
|
| 53 |
+
term has been omitted.
|
| 54 |
+
|
| 55 |
+
Supports do not increase under differentiation or multiplication.
|
| 56 |
+
For either field $Z$, the squared integral of an indicated derivative
|
| 57 |
+
is at most
|
| 58 |
+
\[
|
| 59 |
+
|K|C_{k,\alpha}^2\int_0^\infty(1+t)^{-2-2k}\,dt
|
| 60 |
+
=\frac{|K|C_{k,\alpha}^2}{1+2k}.
|
| 61 |
+
\]
|
| 62 |
+
The zero datum remains zero, so residual realization applies.
|
| 63 |
+
The chain rule shows that $\Xi(s(t),a)$ solves the $U$ trajectory
|
| 64 |
+
equation with initial label $a$; uniqueness identifies it with the
|
| 65 |
+
actual trajectory. The clock is increasing onto $[0,\infty)$ with
|
| 66 |
+
inverse $e^s-1$, so it loses no finite computational time. Finally
|
| 67 |
+
logarithm on positive arguments, the rational powers of $1+t$, and
|
| 68 |
+
the finite-index evaluation of the template and its derivatives are
|
| 69 |
+
effective. This proves all assertions.
|
| 70 |
+
\end{proof}
|
| 71 |
+
|
| 72 |
+
|
| 73 |
+
\subsection{Loaded Euclidean processors}
|
| 74 |
+
|
| 75 |
+
\begin{theorem}[Two full-box processors on Euclidean space]
|
| 76 |
+
\label{ba:euclidean-boxes}
|
| 77 |
+
For every finite machine and input, and every fixed computable $\nu>0$,
|
| 78 |
+
either the move-first recorder of Lemma~\ref{lem:bb-movefirst} or the
|
| 79 |
+
six-rule recorder of Lemma~\ref{ba:six-compiler} yields effective smooth forcing on $\mathbb R^3$ with one
|
| 80 |
+
compact spatial support, all mixed derivatives bounded, and period one
|
| 81 |
+
for $t\ge1$, such that
|
| 82 |
+
\[
|
| 83 |
+
\exists t\ge0:\ (\Phi_t(0))_1<-1
|
| 84 |
+
\quad\Longleftrightarrow\quad\text{halting}.
|
| 85 |
+
\]
|
| 86 |
+
The zero-data solution is unique in Lemma~\ref{ba:realization}'s class,
|
| 87 |
+
has pressure zero and uniformly bounded energy. Separately, the six-rule
|
| 88 |
+
processor admits a force square-integrable on all space-time with the
|
| 89 |
+
same support and event.
|
| 90 |
+
\end{theorem}
|
| 91 |
+
\begin{proof}\label{ba:euclidean-boxes-proof}
|
| 92 |
+
Write $\Gamma$ for the full alphabet of the recorder being used.
|
| 93 |
+
For the six-rule table use initial frontier 2 and base $B=2|\Gamma|+2$.
|
| 94 |
+
Give nonhalting controls lanes $3i+[0,1]$ and halting controls lanes
|
| 95 |
+
$-3i+[0,1]$, enumerating each group from 1; the second coordinate is
|
| 96 |
+
$[0,1]$. The minimal subdivision has gap $B^{-2}$. Use full thickness
|
| 97 |
+
$[-1,1]$, heights $10i$, and the transported-cutoff construction in
|
| 98 |
+
Section~\ref{sec:ba-transported-localization}, with initial padding $1/(10B^3)$.
|
| 99 |
+
Target horizontal padding is at most $1/(10B^2)$, below half the gap;
|
| 100 |
+
vertical middle intervals are also separated.
|
| 101 |
+
|
| 102 |
+
For the move-first table use a single halt lane $-3+[0,1]$, other lanes
|
| 103 |
+
$2+2j+[0,1]$, base $B=2|\Gamma|+1$, the minimal subdivision, thickness
|
| 104 |
+
$[-1,1]$, and heights $4i$. Use current-box padding $1/(10B^2)$.
|
| 105 |
+
The middle-phase separation is
|
| 106 |
+
$2(1+1/(10B^2))<4$; the planar gaps handle the other phases.
|
| 107 |
+
This localization has a fixed current padding, as distinct from the
|
| 108 |
+
transported initial padding in the six-rule version.
|
| 109 |
+
|
| 110 |
+
The rational initial code $P_*$ is reached from zero along
|
| 111 |
+
$\theta(t)P_*$ by a localized translation during $[0,1]$.
|
| 112 |
+
Repeating the chosen cycle produces a template $W$ with one compact
|
| 113 |
+
support and bounded mixed derivatives. The code identity at times
|
| 114 |
+
$1+n$ follows by induction through the local rules; the respective
|
| 115 |
+
recorder invariant supplies every next checkpoint in finite positive
|
| 116 |
+
time. A halt lies below $-1$ in the first coordinate. In a nonhalting
|
| 117 |
+
run all branch endpoints have positive first coordinate, and
|
| 118 |
+
\eqref{eq:bb-convex-coordinate} keeps it positive throughout every cycle.
|
| 119 |
+
Loading is nonnegative. Lemma~\ref{ba:realization} completes the PDE
|
| 120 |
+
argument. Uniform support and boundedness give a uniform energy bound.
|
| 121 |
+
The separate square-integrable choice follows from
|
| 122 |
+
Lemma~\ref{ba:log-clock}, without claiming periodicity in physical
|
| 123 |
+
time for that choice.
|
| 124 |
+
\end{proof}
|
| 125 |
+
|
| 126 |
+
|
| 127 |
+
\subsection{Two realizations of a left frontier}
|
| 128 |
+
|
| 129 |
+
\begin{proposition}[Separate columns or solid-box parking]
|
| 130 |
+
\label{prop:bb-mid-stream}\label{prop:bb-mid-parking}
|
| 131 |
+
Both left-frontier tables have compact whole-space realizations,
|
| 132 |
+
periodic after $t=1$, with fixed label zero and event $X_1(t;0)<-1/2$.
|
| 133 |
+
The stopping version can use distinct-height stream functions and
|
| 134 |
+
has uniqueness with pointwise-in-time $H^1$ comparison pressure.
|
| 135 |
+
The continuing version transports full solid boxes by evacuation,
|
| 136 |
+
reshaping and delivery, and represents every local step, including
|
| 137 |
+
post-halt idle computation. It has in particular uniqueness with
|
| 138 |
+
comparison pressure in $C([0,T];H^1)$.
|
| 139 |
+
\end{proposition}
|
| 140 |
+
\begin{proof}\label{proof:bb-mid-stream}\label{proof:bb-mid-parking}
|
| 141 |
+
Let $\Sigma$ be the full work--history--mark alphabet of the chosen
|
| 142 |
+
left-frontier table, including its record symbols and any halting idle
|
| 143 |
+
records in the continuing version. Use odd digits in base $B=2|\Sigma|+2$, offset $-2$ for $C_h$ and
|
| 144 |
+
$2,4,6,\ldots$ for other controls. The two head-relative fractions
|
| 145 |
+
and height zero give a rational initial code $Z_*$. The rightmost
|
| 146 |
+
nonempty history cell is the original cell $-2$, an absolute landmark.
|
| 147 |
+
|
| 148 |
+
For the stopping table, apply the stream-function construction
|
| 149 |
+
\eqref{eq:bb-mid-stream-path} at heights $z_i=3i$.
|
| 150 |
+
Choose source and target column paddings no greater than $1/2$ and
|
| 151 |
+
one third of their respective family gaps. A middle layer padding
|
| 152 |
+
$1/2$ keeps distinct layers disjoint. The explicit thickening bound
|
| 153 |
+
following that construction proves the neighborhood action.
|
| 154 |
+
Write $Z_*=(x_*,y_*,0)$. With a flat switch $\theta$ from zero to one,
|
| 155 |
+
load the origin along $\theta(t)Z_*$ using the velocity
|
| 156 |
+
$\nabla\times(0,0,H)$, where
|
| 157 |
+
$H(t,x,y,z)=\theta'(t)\chi(x,y,z)(x_*y-y_*x)$.
|
| 158 |
+
Choose $\chi$ compactly supported in $\R^3$ and equal to one near the
|
| 159 |
+
entire segment. The gate $\theta'$ vanishes on the time collars.
|
| 160 |
+
All nonhalt source and target lower-left first coordinates are at
|
| 161 |
+
least two. Inequality~\eqref{eq:bb-mid-stream-safe} therefore
|
| 162 |
+
excludes the observer during each period; loading has nonnegative
|
| 163 |
+
first coordinate. Halt codes lie in $(-2,-1)$.
|
| 164 |
+
|
| 165 |
+
For the continuing table retain its unrestricted first-row history
|
| 166 |
+
symbol and its idle work rules. Thicken every rectangle by $[-1,1]$.
|
| 167 |
+
Choose $L$ ten larger than the maximum of zero and every source or
|
| 168 |
+
target right endpoint. Reserve parking projections
|
| 169 |
+
$(L+4i,0)+[-1,1]^2$ and let $\delta$ be the minimum of one and the
|
| 170 |
+
gaps in each union of one rectangle family with these reservations.
|
| 171 |
+
Use padding $\delta/10$, travel height five, and $7N$ slots: evacuate
|
| 172 |
+
all sources by three translations each, reshape all parked boxes by
|
| 173 |
+
$\operatorname{diag}(1+\theta(\lambda_i-1),[1+\theta(\lambda_i-1)]^{-1},1)$,
|
| 174 |
+
and deliver by three translations each. Horizontal widths stay at
|
| 175 |
+
most one, vertical half-width is one, and the reservations miss both
|
| 176 |
+
original families. Lemma~\ref{lem:bb-lift-parking} proves exact action
|
| 177 |
+
on the whole boxes and their neighborhoods even with source--target
|
| 178 |
+
overlap. A first localized translation loads $Z_*$ from the origin.
|
| 179 |
+
The sampling identity is now valid for every $k\ge0$, not just until
|
| 180 |
+
halting: $\Phi_{1+k}(0)=Z(C_k)$ for the continued table.
|
| 181 |
+
|
| 182 |
+
For a nonhalting run all used endpoint centers have first coordinate
|
| 183 |
+
at least two, parking centers are farther right, and half-widths are
|
| 184 |
+
at most $1/2$. Translation, parking strain, and waiting therefore
|
| 185 |
+
keep first coordinate positive. A halt checkpoint lies in $(-2,-1)$.
|
| 186 |
+
Proposition~\ref{prop:bb-realization} proves the analytic assertions
|
| 187 |
+
for both constructions. Their compact support also gives uniformly
|
| 188 |
+
bounded kinetic energy.
|
| 189 |
+
\end{proof}
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/compilers.tex
CHANGED
|
@@ -1,307 +1,307 @@
|
|
| 1 |
-
\section{History records and complete symbolic domains}
|
| 2 |
-
\label{sec:bb-frontiers}
|
| 3 |
-
|
| 4 |
-
The balanced-stack theorem is complete. The remaining realizations
|
| 5 |
-
use alternative recorders with tape data in two coordinates.
|
| 6 |
-
A motion of boxes is invertible. To use it for an ordinary machine,
|
| 7 |
-
we must retain whatever information an instruction erases. We use
|
| 8 |
-
finite history records in the sense of reversible computation, but
|
| 9 |
-
prove the local inverses below: reversibility of the initialized
|
| 10 |
-
execution would not by itself separate the full boxes.
|
| 11 |
-
|
| 12 |
-
A work instruction is $r=(q,a)\mapsto(p_r,b_r,d_r)$, with
|
| 13 |
-
$d_r\in\{-1,0,1\}$. The work tape is indexed by $\Z$, starts with
|
| 14 |
-
head zero, and has only finitely many prescribed nonblank cells.
|
| 15 |
-
Halting states have no outgoing work instruction. Missing instructions
|
| 16 |
-
can be replaced by write-preserving stationary steps to a fresh halt
|
| 17 |
-
state. Unless a construction explicitly adds a dummy initial step,
|
| 18 |
-
an initially halting state is already a halt checkpoint. When a construction
|
| 19 |
-
uses a single halting state $h$, merge the original halting states and
|
| 20 |
-
redirect their incoming transitions; this preserves initial halting. In
|
| 21 |
-
the recorder tables $Q$ is the work-state set and $\Gamma$ the work
|
| 22 |
-
alphabet. Radix bases are chosen from the full cell alphabet, including
|
| 23 |
-
all history and mark tracks.
|
| 24 |
-
|
| 25 |
-
\subsection{A one-cell code and its exact inverse test}
|
| 26 |
-
|
| 27 |
-
A partial one-cell table sends a control and a scanned letter to a
|
| 28 |
-
new control, a written letter, and a displacement. Its two incoming
|
| 29 |
-
conditions are: the new control determines the displacement, and the
|
| 30 |
-
new control together with the written letter determines the entire
|
| 31 |
-
old control and read letter.
|
| 32 |
-
|
| 33 |
-
\begin{lemma}[From one-cell tables to closed rectangles]
|
| 34 |
-
\label{lem:bb-onecell}\label{lem:bb-mid-prefix}
|
| 35 |
-
Give an alphabet of size $m$ digits separated by at least two, between
|
| 36 |
-
$0$ and $B-2$. Put
|
| 37 |
-
\[
|
| 38 |
-
E(A)=\sum_{j\ge1}d(A_j)B^{-j},\qquad
|
| 39 |
-
I(v)=\sum_{j=1}^{|v|}d(v_j)B^{-j}+[0,B^{-|v|}].
|
| 40 |
-
\]
|
| 41 |
-
For a head-relative tape $(a_j)_{j\in\Z}$ use the coordinates
|
| 42 |
-
\[
|
| 43 |
-
(x,y)=\big(E(a_{-1}a_{-2}\cdots),E(a_0a_1\cdots)\big).
|
| 44 |
-
\]
|
| 45 |
-
After writing at cell zero, a displacement $e$ makes the old cell $e$
|
| 46 |
-
the new cell zero.
|
| 47 |
-
A deterministic partial one-cell table satisfying the incoming
|
| 48 |
-
conditions acts, after separate state translations, by a finite list
|
| 49 |
-
of reciprocal affine maps on full closed rectangles. Each source
|
| 50 |
-
family and each target family is separately disjoint. For a rule
|
| 51 |
-
reading $a$, writing $b$, and moving by $e$, the branches are
|
| 52 |
-
\begin{equation}\label{eq:bb-one-cell-branches}
|
| 53 |
-
\begin{array}{c|c|c|c}
|
| 54 |
-
e&\text{source}&\text{target}&(x',y')\\\hline
|
| 55 |
-
1 &[0,1]\times I(a)&I(b)\times[0,1]
|
| 56 |
-
&((d(b)+x)/B,By-d(a))\\
|
| 57 |
-
0 &[0,1]\times I(a)&[0,1]\times I(b)
|
| 58 |
-
&(x,y+(d(b)-d(a))/B)\\
|
| 59 |
-
-1&I(c)\times I(a)&[0,1]\times(d(c)+I(b))/B
|
| 60 |
-
&(Bx-d(c),[d(c)+(d(b)+By-d(a))/B]/B).
|
| 61 |
-
\end{array}
|
| 62 |
-
\end{equation}
|
| 63 |
-
The last row is split over every letter $c$. Each linear part is
|
| 64 |
-
$\operatorname{diag}(B^{-e},B^e)$. With odd digits
|
| 65 |
-
$1,3,\ldots,2m-1$ and $B\in\{2m+1,2m+2\}$, every code lies in
|
| 66 |
-
the interior of its applicable rectangle, and unscaled within-family
|
| 67 |
-
gaps are at least $B^{-2}$.
|
| 68 |
-
\end{lemma}
|
| 69 |
-
\begin{proof}
|
| 70 |
-
The identity $E(aA)=(d(a)+E(A))/B$ gives all three formulas and their
|
| 71 |
-
action on the independent tails. At the first differing digit,
|
| 72 |
-
incompatible prefix intervals have a positive gap: the digit difference
|
| 73 |
-
is at least two while the child interval has length one in that scale.
|
| 74 |
-
Thus the source state, read letter, and any left split separate sources.
|
| 75 |
-
At one target state the displacement is fixed. For a right or stationary
|
| 76 |
-
move the written letter separates the relevant target coordinate;
|
| 77 |
-
for a left move the pair $(c,b)$ separates the two-letter prefix.
|
| 78 |
-
The incoming inverse condition rules out duplicates. These arguments
|
| 79 |
-
concern the complete intervals, including their endpoints.
|
| 80 |
-
For odd digits the infinite tail lies between $1/(B-1)$ and
|
| 81 |
-
$(2m-1)/(B-1)<1$, proving interiority. The longest target prefix has
|
| 82 |
-
length two, giving the asserted gap. Uniformly scaling state squares
|
| 83 |
-
by $s$ scales gaps by $s$ and leaves the linear parts unchanged.
|
| 84 |
-
\end{proof}
|
| 85 |
-
|
| 86 |
-
\subsection{Moving the work head before recording}
|
| 87 |
-
|
| 88 |
-
We first place a frontier to the right of every possible work head.
|
| 89 |
-
A temporary mark lets the history excursion return to the correct
|
| 90 |
-
cell even though its length grows with the computation.
|
| 91 |
-
|
| 92 |
-
\begin{lemma}[Move-first recorder]
|
| 93 |
-
\label{lem:bb-movefirst}\label{lem:bb-mid-right-compiler}
|
| 94 |
-
There is an effective one-cell table satisfying the incoming conditions
|
| 95 |
-
whose checkpoint configurations simulate the work machine. After
|
| 96 |
-
$n$ work steps its frontier is at $n+2$, its records occupy
|
| 97 |
-
$2,\ldots,n+1$, and its temporary marks are all zero. Each nonhalting
|
| 98 |
-
checkpoint has a finite positive continuation to the next one, with
|
| 99 |
-
no intervening checkpoint.
|
| 100 |
-
\end{lemma}
|
| 101 |
-
\begin{proof}
|
| 102 |
-
Use letters $(c,\ell,j)$ with work letter $c$, history
|
| 103 |
-
$\ell\in\{e,F\}\sqcup\{r\}$ and mark $j\in\{0,1\}$.
|
| 104 |
-
The controls are $C_q,J_r,S_r,P_p,T_p$. The complete partial table is
|
| 105 |
-
\[
|
| 106 |
-
\begin{array}{lll}
|
| 107 |
-
C_q:(a,\ell,0)&\mapsto J_r:(b_r,\ell,0),d_r&\ell\ne F,\\
|
| 108 |
-
J_r:(c,\ell,0)&\mapsto S_r:(c,\ell,1),1&\ell\ne F,\\
|
| 109 |
-
S_r:(c,\ell,0)&\mapsto S_r:(c,\ell,0),1&\ell\ne F,\\
|
| 110 |
-
S_r:(c,F,0)&\mapsto P_{p_r}:(c,r,0),1,&\\
|
| 111 |
-
P_p:(c,e,0)&\mapsto T_p:(c,F,0),-1,&\\
|
| 112 |
-
T_p:(c,\ell,0)&\mapsto T_p:(c,\ell,0),-1&\ell\ne F,\\
|
| 113 |
-
T_p:(c,\ell,1)&\mapsto C_p:(c,\ell,0),0&\ell\ne F.
|
| 114 |
-
\end{array}
|
| 115 |
-
\]
|
| 116 |
-
Initialize the frontier at two, all other history empty, and all marks
|
| 117 |
-
zero. At checkpoint $n$ the head satisfies $|h_n|\le n$.
|
| 118 |
-
The first row updates the work tape and moves to $h'\le n+1$, strictly
|
| 119 |
-
left of the frontier $f=n+2$. The second row marks $h'$. The forward
|
| 120 |
-
scan writes $r$ at $f$, puts a new frontier at $f+1$, and the backward
|
| 121 |
-
scan stops exactly at the mark, which it clears. Its length is
|
| 122 |
-
$2(f-h')+4$, so it is finite and positive. This proves the invariant
|
| 123 |
-
inductively, including the exact work update and halt equivalence.
|
| 124 |
-
|
| 125 |
-
For the full-domain inverse, $r$ recovers the old work pair into $J_r$;
|
| 126 |
-
mark one distinguishes entry into $S_r$ from its mark-zero loop;
|
| 127 |
-
a written record determines entry into $P_p$; a written $F$
|
| 128 |
-
distinguishes entry into $T_p$ from its loop; and entry into $C_p$
|
| 129 |
-
uniquely restores mark one. Every destination has the single incoming
|
| 130 |
-
displacement displayed in the table. No invariant on remote cells
|
| 131 |
-
was used.
|
| 132 |
-
\end{proof}
|
| 133 |
-
|
| 134 |
-
\subsection{Recording before the work-head displacement}
|
| 135 |
-
|
| 136 |
-
The next table leaves its mark at the old work head. Its final step
|
| 137 |
-
performs the work displacement; storing that displacement in the
|
| 138 |
-
checkpoint control keeps incoming moves unambiguous.
|
| 139 |
-
|
| 140 |
-
\begin{lemma}[Direction-recording scan]
|
| 141 |
-
\label{lem:bb-direction}\label{lem:bb-mid-mark-compiler}
|
| 142 |
-
Let $D=\{-1,0,1\}$ and let $O$ be either a singleton or $\{0,1\}$.
|
| 143 |
-
An effective one-cell table on
|
| 144 |
-
$\Gamma\times(\{\bot,F\}\sqcup\mathcal R)\times\{0,1\}\times O$,
|
| 145 |
-
where $\mathcal R=\{(q,e,a):q\text{ nonhalting},e\in D,a\in\Gamma\}$,
|
| 146 |
-
satisfies the incoming conditions. It preserves the $O$ track in
|
| 147 |
-
its physical cells. Starting with frontier at one, its checkpoint
|
| 148 |
-
at work step $n$ has frontier $n+1$, records at $1,\ldots,n$, zero
|
| 149 |
-
marks, and the correct work configuration. A step from head $i$
|
| 150 |
-
takes $5+2(n-i)$ local rules.
|
| 151 |
-
\end{lemma}
|
| 152 |
-
\begin{proof}\label{proof:bb-mid-mark-compiler}
|
| 153 |
-
Use main controls $M(q,e)$, forward controls $G(r)$, and $A(p,d),B(p,d)$
|
| 154 |
-
for every work state $p$ and $d\in D$, including pairs not produced by
|
| 155 |
-
a work instruction. Copy the $O$ component in each row. In the first
|
| 156 |
-
three rows use every $r=(q,e,a)\in\mathcal R$ with
|
| 157 |
-
$\delta(q,a)=(p,c,d)$. The final three rows apply independently to
|
| 158 |
-
every $(p,d)\in Q\times D$, including pairs that are not outputs of
|
| 159 |
-
any work instruction. The variables $v\in\Gamma$ and
|
| 160 |
-
$h\in\{\bot,F\}\sqcup\mathcal R$ range over all letters subject to
|
| 161 |
-
the displayed restrictions. The whole table is
|
| 162 |
-
\[
|
| 163 |
-
\begin{array}{lll}
|
| 164 |
-
M(q,e):(a,h,0)&\mapsto G(r):(c,h,1),1&h\ne F,\\
|
| 165 |
-
G(r):(v,h,0)&\mapsto G(r):(v,h,0),1&h\ne F,\\
|
| 166 |
-
G(r):(v,F,0)&\mapsto A(p,d):(v,r,0),1,&\\
|
| 167 |
-
A(p,d):(v,\bot,0)&\mapsto B(p,d):(v,F,0),-1,&\\
|
| 168 |
-
B(p,d):(v,h,0)&\mapsto B(p,d):(v,h,0),-1&h\ne F,\\
|
| 169 |
-
B(p,d):(v,h,1)&\mapsto M(p,d):(v,h,0),d&h\ne F.
|
| 170 |
-
\end{array}
|
| 171 |
-
\]
|
| 172 |
-
Starting at $M(q_0,0)$, the first row writes and marks the old head.
|
| 173 |
-
The scan reaches frontier $j=n+1$, stores its record, creates the
|
| 174 |
-
next frontier, returns to the unique mark and makes the work move.
|
| 175 |
-
The count is $2(j-i)+3=5+2(n-i)$. Since $i\le n<j$, every test is
|
| 176 |
-
satisfied and both scans are finite.
|
| 177 |
-
|
| 178 |
-
Into $G(r)$ the written mark distinguishes entry and loop; $r$
|
| 179 |
-
recovers the old state and work symbol. Into $A(p,d)$ the record
|
| 180 |
-
recovers the old $G(r)$. Into $B(p,d)$ a written frontier distinguishes
|
| 181 |
-
arrival and loop. Into $M(p,d)$ only clearing a mark is possible.
|
| 182 |
-
All remaining components were copied. This proves the inverse on
|
| 183 |
-
arbitrary tapes and the fixed incoming displacement. Deleting the
|
| 184 |
-
passive $O$ coordinate is an exact specialization of every rule,
|
| 185 |
-
not merely an equivalence of initialized runs. When $O=\{0,1\}$,
|
| 186 |
-
a unique initial one at physical cell zero records the absolute origin.
|
| 187 |
-
\end{proof}
|
| 188 |
-
|
| 189 |
-
\subsection{A frontier on the left and post-halt continuation}
|
| 190 |
-
|
| 191 |
-
\begin{lemma}[Two left-frontier tables]\label{lem:bb-mid-left-compiler}
|
| 192 |
-
There are two effective incoming-separated tables: a stopping table,
|
| 193 |
-
and a table which continues with idle work steps after halting.
|
| 194 |
-
At checkpoint $n$ their frontier is $f_n=-2-n$ and their marks vanish.
|
| 195 |
-
If the next work move ends at $i'$, the next checkpoint is reached
|
| 196 |
-
after $4+2(i'-f_n)$ local rules.
|
| 197 |
-
\end{lemma}
|
| 198 |
-
\begin{proof}
|
| 199 |
-
For the stopping version let $J=(Q\setminus\{h\})\times\Gamma$.
|
| 200 |
-
For the continuing version take $J=Q\times\Gamma$ and add
|
| 201 |
-
$\delta(h,a)=(h,a,0)$. Use letters
|
| 202 |
-
$(c,\eta,j)\in\Gamma\times(\{\bot,F\}\sqcup J)\times\{0,1\}$,
|
| 203 |
-
controls $C_q,D_q,T_q,P_r,S_r$, and precisely
|
| 204 |
-
\begin{equation}\label{eq:bb-mid-left-table}
|
| 205 |
-
\begin{aligned}
|
| 206 |
-
C_q:(a,\eta,0)&\mapsto P_r:(b_r,\eta,0),d_r,\\
|
| 207 |
-
P_r:(c,\eta,0)&\mapsto S_r:(c,\eta,1),-1&&\eta\ne F,\\
|
| 208 |
-
S_r:(c,\eta,0)&\mapsto S_r:(c,\eta,0),-1&&\eta\ne F,\\
|
| 209 |
-
S_r:(c,F,0)&\mapsto D_{p_r}:(c,r,0),-1,\\
|
| 210 |
-
D_q:(c,\bot,0)&\mapsto T_q:(c,F,0),1,\\
|
| 211 |
-
T_q:(c,\eta,0)&\mapsto T_q:(c,\eta,0),1&&\eta\ne F,\\
|
| 212 |
-
T_q:(c,\eta,1)&\mapsto C_q:(c,\eta,0),0&&\eta\ne F.
|
| 213 |
-
\end{aligned}
|
| 214 |
-
\end{equation}
|
| 215 |
-
In the first row only, the stopping version requires $\eta\ne F$;
|
| 216 |
-
the continuing version allows every $\eta$. These domains remain
|
| 217 |
-
distinct even though initialized runs never use that difference.
|
| 218 |
-
|
| 219 |
-
Initialize $F$ at $-2$, empty history elsewhere and zero marks.
|
| 220 |
-
At checkpoint $n$, $i\ge-n=f_n+2$. After the work update,
|
| 221 |
-
$i'\ge f_n+1$. Marking $i'$ and scanning left therefore reaches
|
| 222 |
-
$f_n$, records $r$, puts the next frontier at $f_n-1$, and returns
|
| 223 |
-
right to the mark without crossing the new frontier. Clearing it
|
| 224 |
-
completes the next work checkpoint. The two finite traversals and
|
| 225 |
-
four endpoint actions give the stated count. The continuing version
|
| 226 |
-
has a next rule even after every halt checkpoint.
|
| 227 |
-
|
| 228 |
-
Into $P_r$ the record index recovers the work pair. Into $S_r$
|
| 229 |
-
mark one distinguishes entry from loop; into $D_q$ the written record
|
| 230 |
-
recovers the scan; into $T_q$ a written $F$ distinguishes entry from
|
| 231 |
-
loop; into $C_q$ there is only stationary unmarking. This proves the
|
| 232 |
-
incoming conditions for both full partial domains. It also gives
|
| 233 |
-
the configuration inverse: reverse the displacement, inspect the
|
| 234 |
-
written cell, and invert its uniquely determined rule.
|
| 235 |
-
\end{proof}
|
| 236 |
-
|
| 237 |
-
\subsection{A guarded update on two neighboring history cells}
|
| 238 |
-
|
| 239 |
-
One may advance the frontier and write its record in a single local
|
| 240 |
-
instruction. The resulting return loop needs a neighboring-cell guard.
|
| 241 |
-
Without that guard, its image would overlap the logging image.
|
| 242 |
-
|
| 243 |
-
\begin{lemma}[Three-cell guarded window]\label{lem:bb-window-compiler}
|
| 244 |
-
There is a finite partial injective map on relative tapes with controls
|
| 245 |
-
$\mathrm{Ready}(q,e)$, $\mathrm{Go}(r)$ and $\mathrm{Back}(q,d)$.
|
| 246 |
-
Here $r=(q,e,a)$ records an instruction, with
|
| 247 |
-
$\delta(q,a)=(p(r),b(r),d(r))$.
|
| 248 |
-
Use work, history and mark tracks $A,H,J$. At cursor position $i$,
|
| 249 |
-
the Ready row has $a=A_i$ and $r=(q,e,a)$. The entire table is
|
| 250 |
-
\[
|
| 251 |
-
\begin{array}{c|l|l}
|
| 252 |
-
\text{control}&\text{test}&\text{action}\\\hline
|
| 253 |
-
\mathrm{Ready}(q,e)&q\text{ nonhalting},J_i=0
|
| 254 |
-
&A_i\gets b(r),\ J_i\gets1,\ \mathrm{Go}(r),+1\\
|
| 255 |
-
\mathrm{Go}(r)&J_i=0,H_i\ne P&\mathrm{Go}(r),+1\\
|
| 256 |
-
\mathrm{Go}(r)&J_i=0,H_i=P,H_{i+1}=E
|
| 257 |
-
&H_i\gets r,H_{i+1}\gets P,\ \mathrm{Back}(p(r),d(r)),-1\\
|
| 258 |
-
\mathrm{Back}(q,d)&J_i=0,H_{i+1}\ne P&\mathrm{Back}(q,d),-1\\
|
| 259 |
-
\mathrm{Back}(q,d)&J_i=1&J_i\gets0,\ \mathrm{Ready}(q,d),d.
|
| 260 |
-
\end{array}
|
| 261 |
-
\]
|
| 262 |
-
Unmentioned cells and tracks are copied. Initialized with frontier
|
| 263 |
-
at $r_0\in\{1,2\}$, other history $E$, zero marks and
|
| 264 |
-
$\mathrm{Ready}(q_0,0)$, the checkpoint at step $n$ has frontier
|
| 265 |
-
$p_n=n+r_0$ and correct head
|
| 266 |
-
$h_n$. Its next work step uses exactly
|
| 267 |
-
$2(p_n-h_n)+1\le4n+2r_0+1$ local rules.
|
| 268 |
-
\end{lemma}
|
| 269 |
-
\begin{proof}
|
| 270 |
-
The first rule writes and marks $h_n$. Since $p_n>h_n$,
|
| 271 |
-
the forward scan reaches the frontier, moves it one cell right, and
|
| 272 |
-
the return scan reaches the mark. Its neighboring-cell guard holds
|
| 273 |
-
because the new frontier is $p_n+1$. The last rule clears the mark
|
| 274 |
-
and performs the work displacement. Counting the two traversals and
|
| 275 |
-
endpoint actions gives $2(p_n-h_n)+1$; induction gives $|h_n|\le n$.
|
| 276 |
-
|
| 277 |
-
For injectivity on all relative tapes, into Go the old cursor is
|
| 278 |
-
output offset $-1$: a mark there distinguishes entry from the loop,
|
| 279 |
-
and $r$ restores the overwritten work letter and old Ready control.
|
| 280 |
-
Into Back the old cursor is offset $+1$. An output pointer at $+2$
|
| 281 |
-
identifies a log insertion, with record at $+1$ recovering $r$ and
|
| 282 |
-
old pair $(P,E)$. A nonpointer at $+2$ identifies the guarded loop.
|
| 283 |
-
Into Ready the corresponding Back control uniquely restores the
|
| 284 |
-
cleared mark. These are all possibilities, proving the full inverse.
|
| 285 |
-
\end{proof}
|
| 286 |
-
|
| 287 |
-
\begin{lemma}[Closed rectangles for a finite guarded window]
|
| 288 |
-
\label{lem:bb-window-rectangles}
|
| 289 |
-
Suppose a finite partial injective local tape map reads and writes only
|
| 290 |
-
indices $[-a,b-1]$, then shifts the cursor by $e$, where
|
| 291 |
-
$-a\le e\le b$. Split its domain by every complete word in that
|
| 292 |
-
window. With gapped radix coding the input prefix lengths are
|
| 293 |
-
$(a,b)$ and output lengths $(a+e,b-e)$; the affine branch has linear
|
| 294 |
-
part $\operatorname{diag}(B^{-e},B^e)$. Both full rectangle families
|
| 295 |
-
are separately disjoint.
|
| 296 |
-
\end{lemma}
|
| 297 |
-
\begin{proof}
|
| 298 |
-
After the writes the new left prefix consists of old indices
|
| 299 |
-
$e-1,e-2,\ldots,-a$, and the right prefix of $e,e+1,\ldots,b-1$.
|
| 300 |
-
The two remaining tails are free and unchanged, so the image is the
|
| 301 |
-
whole output cylinder. Distinct source cylinders have disjoint
|
| 302 |
-
images by injectivity. If both pairs of output prefixes were
|
| 303 |
-
compatible, a common extension would belong to both images; hence
|
| 304 |
-
at least one coordinate has incompatible prefixes. The gapped
|
| 305 |
-
interval argument then separates the complete closed rectangles.
|
| 306 |
-
The prefix lengths give the two reciprocal scales directly.
|
| 307 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{History records and complete symbolic domains}
|
| 2 |
+
\label{sec:bb-frontiers}
|
| 3 |
+
|
| 4 |
+
The balanced-stack theorem is complete. The remaining realizations
|
| 5 |
+
use alternative recorders with tape data in two coordinates.
|
| 6 |
+
A motion of boxes is invertible. To use it for an ordinary machine,
|
| 7 |
+
we must retain whatever information an instruction erases. We use
|
| 8 |
+
finite history records in the sense of reversible computation, but
|
| 9 |
+
prove the local inverses below: reversibility of the initialized
|
| 10 |
+
execution would not by itself separate the full boxes.
|
| 11 |
+
|
| 12 |
+
A work instruction is $r=(q,a)\mapsto(p_r,b_r,d_r)$, with
|
| 13 |
+
$d_r\in\{-1,0,1\}$. The work tape is indexed by $\Z$, starts with
|
| 14 |
+
head zero, and has only finitely many prescribed nonblank cells.
|
| 15 |
+
Halting states have no outgoing work instruction. Missing instructions
|
| 16 |
+
can be replaced by write-preserving stationary steps to a fresh halt
|
| 17 |
+
state. Unless a construction explicitly adds a dummy initial step,
|
| 18 |
+
an initially halting state is already a halt checkpoint. When a construction
|
| 19 |
+
uses a single halting state $h$, merge the original halting states and
|
| 20 |
+
redirect their incoming transitions; this preserves initial halting. In
|
| 21 |
+
the recorder tables $Q$ is the work-state set and $\Gamma$ the work
|
| 22 |
+
alphabet. Radix bases are chosen from the full cell alphabet, including
|
| 23 |
+
all history and mark tracks.
|
| 24 |
+
|
| 25 |
+
\subsection{A one-cell code and its exact inverse test}
|
| 26 |
+
|
| 27 |
+
A partial one-cell table sends a control and a scanned letter to a
|
| 28 |
+
new control, a written letter, and a displacement. Its two incoming
|
| 29 |
+
conditions are: the new control determines the displacement, and the
|
| 30 |
+
new control together with the written letter determines the entire
|
| 31 |
+
old control and read letter.
|
| 32 |
+
|
| 33 |
+
\begin{lemma}[From one-cell tables to closed rectangles]
|
| 34 |
+
\label{lem:bb-onecell}\label{lem:bb-mid-prefix}
|
| 35 |
+
Give an alphabet of size $m$ digits separated by at least two, between
|
| 36 |
+
$0$ and $B-2$. Put
|
| 37 |
+
\[
|
| 38 |
+
E(A)=\sum_{j\ge1}d(A_j)B^{-j},\qquad
|
| 39 |
+
I(v)=\sum_{j=1}^{|v|}d(v_j)B^{-j}+[0,B^{-|v|}].
|
| 40 |
+
\]
|
| 41 |
+
For a head-relative tape $(a_j)_{j\in\Z}$ use the coordinates
|
| 42 |
+
\[
|
| 43 |
+
(x,y)=\big(E(a_{-1}a_{-2}\cdots),E(a_0a_1\cdots)\big).
|
| 44 |
+
\]
|
| 45 |
+
After writing at cell zero, a displacement $e$ makes the old cell $e$
|
| 46 |
+
the new cell zero.
|
| 47 |
+
A deterministic partial one-cell table satisfying the incoming
|
| 48 |
+
conditions acts, after separate state translations, by a finite list
|
| 49 |
+
of reciprocal affine maps on full closed rectangles. Each source
|
| 50 |
+
family and each target family is separately disjoint. For a rule
|
| 51 |
+
reading $a$, writing $b$, and moving by $e$, the branches are
|
| 52 |
+
\begin{equation}\label{eq:bb-one-cell-branches}
|
| 53 |
+
\begin{array}{c|c|c|c}
|
| 54 |
+
e&\text{source}&\text{target}&(x',y')\\\hline
|
| 55 |
+
1 &[0,1]\times I(a)&I(b)\times[0,1]
|
| 56 |
+
&((d(b)+x)/B,By-d(a))\\
|
| 57 |
+
0 &[0,1]\times I(a)&[0,1]\times I(b)
|
| 58 |
+
&(x,y+(d(b)-d(a))/B)\\
|
| 59 |
+
-1&I(c)\times I(a)&[0,1]\times(d(c)+I(b))/B
|
| 60 |
+
&(Bx-d(c),[d(c)+(d(b)+By-d(a))/B]/B).
|
| 61 |
+
\end{array}
|
| 62 |
+
\end{equation}
|
| 63 |
+
The last row is split over every letter $c$. Each linear part is
|
| 64 |
+
$\operatorname{diag}(B^{-e},B^e)$. With odd digits
|
| 65 |
+
$1,3,\ldots,2m-1$ and $B\in\{2m+1,2m+2\}$, every code lies in
|
| 66 |
+
the interior of its applicable rectangle, and unscaled within-family
|
| 67 |
+
gaps are at least $B^{-2}$.
|
| 68 |
+
\end{lemma}
|
| 69 |
+
\begin{proof}
|
| 70 |
+
The identity $E(aA)=(d(a)+E(A))/B$ gives all three formulas and their
|
| 71 |
+
action on the independent tails. At the first differing digit,
|
| 72 |
+
incompatible prefix intervals have a positive gap: the digit difference
|
| 73 |
+
is at least two while the child interval has length one in that scale.
|
| 74 |
+
Thus the source state, read letter, and any left split separate sources.
|
| 75 |
+
At one target state the displacement is fixed. For a right or stationary
|
| 76 |
+
move the written letter separates the relevant target coordinate;
|
| 77 |
+
for a left move the pair $(c,b)$ separates the two-letter prefix.
|
| 78 |
+
The incoming inverse condition rules out duplicates. These arguments
|
| 79 |
+
concern the complete intervals, including their endpoints.
|
| 80 |
+
For odd digits the infinite tail lies between $1/(B-1)$ and
|
| 81 |
+
$(2m-1)/(B-1)<1$, proving interiority. The longest target prefix has
|
| 82 |
+
length two, giving the asserted gap. Uniformly scaling state squares
|
| 83 |
+
by $s$ scales gaps by $s$ and leaves the linear parts unchanged.
|
| 84 |
+
\end{proof}
|
| 85 |
+
|
| 86 |
+
\subsection{Moving the work head before recording}
|
| 87 |
+
|
| 88 |
+
We first place a frontier to the right of every possible work head.
|
| 89 |
+
A temporary mark lets the history excursion return to the correct
|
| 90 |
+
cell even though its length grows with the computation.
|
| 91 |
+
|
| 92 |
+
\begin{lemma}[Move-first recorder]
|
| 93 |
+
\label{lem:bb-movefirst}\label{lem:bb-mid-right-compiler}
|
| 94 |
+
There is an effective one-cell table satisfying the incoming conditions
|
| 95 |
+
whose checkpoint configurations simulate the work machine. After
|
| 96 |
+
$n$ work steps its frontier is at $n+2$, its records occupy
|
| 97 |
+
$2,\ldots,n+1$, and its temporary marks are all zero. Each nonhalting
|
| 98 |
+
checkpoint has a finite positive continuation to the next one, with
|
| 99 |
+
no intervening checkpoint.
|
| 100 |
+
\end{lemma}
|
| 101 |
+
\begin{proof}
|
| 102 |
+
Use letters $(c,\ell,j)$ with work letter $c$, history
|
| 103 |
+
$\ell\in\{e,F\}\sqcup\{r\}$ and mark $j\in\{0,1\}$.
|
| 104 |
+
The controls are $C_q,J_r,S_r,P_p,T_p$. The complete partial table is
|
| 105 |
+
\[
|
| 106 |
+
\begin{array}{lll}
|
| 107 |
+
C_q:(a,\ell,0)&\mapsto J_r:(b_r,\ell,0),d_r&\ell\ne F,\\
|
| 108 |
+
J_r:(c,\ell,0)&\mapsto S_r:(c,\ell,1),1&\ell\ne F,\\
|
| 109 |
+
S_r:(c,\ell,0)&\mapsto S_r:(c,\ell,0),1&\ell\ne F,\\
|
| 110 |
+
S_r:(c,F,0)&\mapsto P_{p_r}:(c,r,0),1,&\\
|
| 111 |
+
P_p:(c,e,0)&\mapsto T_p:(c,F,0),-1,&\\
|
| 112 |
+
T_p:(c,\ell,0)&\mapsto T_p:(c,\ell,0),-1&\ell\ne F,\\
|
| 113 |
+
T_p:(c,\ell,1)&\mapsto C_p:(c,\ell,0),0&\ell\ne F.
|
| 114 |
+
\end{array}
|
| 115 |
+
\]
|
| 116 |
+
Initialize the frontier at two, all other history empty, and all marks
|
| 117 |
+
zero. At checkpoint $n$ the head satisfies $|h_n|\le n$.
|
| 118 |
+
The first row updates the work tape and moves to $h'\le n+1$, strictly
|
| 119 |
+
left of the frontier $f=n+2$. The second row marks $h'$. The forward
|
| 120 |
+
scan writes $r$ at $f$, puts a new frontier at $f+1$, and the backward
|
| 121 |
+
scan stops exactly at the mark, which it clears. Its length is
|
| 122 |
+
$2(f-h')+4$, so it is finite and positive. This proves the invariant
|
| 123 |
+
inductively, including the exact work update and halt equivalence.
|
| 124 |
+
|
| 125 |
+
For the full-domain inverse, $r$ recovers the old work pair into $J_r$;
|
| 126 |
+
mark one distinguishes entry into $S_r$ from its mark-zero loop;
|
| 127 |
+
a written record determines entry into $P_p$; a written $F$
|
| 128 |
+
distinguishes entry into $T_p$ from its loop; and entry into $C_p$
|
| 129 |
+
uniquely restores mark one. Every destination has the single incoming
|
| 130 |
+
displacement displayed in the table. No invariant on remote cells
|
| 131 |
+
was used.
|
| 132 |
+
\end{proof}
|
| 133 |
+
|
| 134 |
+
\subsection{Recording before the work-head displacement}
|
| 135 |
+
|
| 136 |
+
The next table leaves its mark at the old work head. Its final step
|
| 137 |
+
performs the work displacement; storing that displacement in the
|
| 138 |
+
checkpoint control keeps incoming moves unambiguous.
|
| 139 |
+
|
| 140 |
+
\begin{lemma}[Direction-recording scan]
|
| 141 |
+
\label{lem:bb-direction}\label{lem:bb-mid-mark-compiler}
|
| 142 |
+
Let $D=\{-1,0,1\}$ and let $O$ be either a singleton or $\{0,1\}$.
|
| 143 |
+
An effective one-cell table on
|
| 144 |
+
$\Gamma\times(\{\bot,F\}\sqcup\mathcal R)\times\{0,1\}\times O$,
|
| 145 |
+
where $\mathcal R=\{(q,e,a):q\text{ nonhalting},e\in D,a\in\Gamma\}$,
|
| 146 |
+
satisfies the incoming conditions. It preserves the $O$ track in
|
| 147 |
+
its physical cells. Starting with frontier at one, its checkpoint
|
| 148 |
+
at work step $n$ has frontier $n+1$, records at $1,\ldots,n$, zero
|
| 149 |
+
marks, and the correct work configuration. A step from head $i$
|
| 150 |
+
takes $5+2(n-i)$ local rules.
|
| 151 |
+
\end{lemma}
|
| 152 |
+
\begin{proof}\label{proof:bb-mid-mark-compiler}
|
| 153 |
+
Use main controls $M(q,e)$, forward controls $G(r)$, and $A(p,d),B(p,d)$
|
| 154 |
+
for every work state $p$ and $d\in D$, including pairs not produced by
|
| 155 |
+
a work instruction. Copy the $O$ component in each row. In the first
|
| 156 |
+
three rows use every $r=(q,e,a)\in\mathcal R$ with
|
| 157 |
+
$\delta(q,a)=(p,c,d)$. The final three rows apply independently to
|
| 158 |
+
every $(p,d)\in Q\times D$, including pairs that are not outputs of
|
| 159 |
+
any work instruction. The variables $v\in\Gamma$ and
|
| 160 |
+
$h\in\{\bot,F\}\sqcup\mathcal R$ range over all letters subject to
|
| 161 |
+
the displayed restrictions. The whole table is
|
| 162 |
+
\[
|
| 163 |
+
\begin{array}{lll}
|
| 164 |
+
M(q,e):(a,h,0)&\mapsto G(r):(c,h,1),1&h\ne F,\\
|
| 165 |
+
G(r):(v,h,0)&\mapsto G(r):(v,h,0),1&h\ne F,\\
|
| 166 |
+
G(r):(v,F,0)&\mapsto A(p,d):(v,r,0),1,&\\
|
| 167 |
+
A(p,d):(v,\bot,0)&\mapsto B(p,d):(v,F,0),-1,&\\
|
| 168 |
+
B(p,d):(v,h,0)&\mapsto B(p,d):(v,h,0),-1&h\ne F,\\
|
| 169 |
+
B(p,d):(v,h,1)&\mapsto M(p,d):(v,h,0),d&h\ne F.
|
| 170 |
+
\end{array}
|
| 171 |
+
\]
|
| 172 |
+
Starting at $M(q_0,0)$, the first row writes and marks the old head.
|
| 173 |
+
The scan reaches frontier $j=n+1$, stores its record, creates the
|
| 174 |
+
next frontier, returns to the unique mark and makes the work move.
|
| 175 |
+
The count is $2(j-i)+3=5+2(n-i)$. Since $i\le n<j$, every test is
|
| 176 |
+
satisfied and both scans are finite.
|
| 177 |
+
|
| 178 |
+
Into $G(r)$ the written mark distinguishes entry and loop; $r$
|
| 179 |
+
recovers the old state and work symbol. Into $A(p,d)$ the record
|
| 180 |
+
recovers the old $G(r)$. Into $B(p,d)$ a written frontier distinguishes
|
| 181 |
+
arrival and loop. Into $M(p,d)$ only clearing a mark is possible.
|
| 182 |
+
All remaining components were copied. This proves the inverse on
|
| 183 |
+
arbitrary tapes and the fixed incoming displacement. Deleting the
|
| 184 |
+
passive $O$ coordinate is an exact specialization of every rule,
|
| 185 |
+
not merely an equivalence of initialized runs. When $O=\{0,1\}$,
|
| 186 |
+
a unique initial one at physical cell zero records the absolute origin.
|
| 187 |
+
\end{proof}
|
| 188 |
+
|
| 189 |
+
\subsection{A frontier on the left and post-halt continuation}
|
| 190 |
+
|
| 191 |
+
\begin{lemma}[Two left-frontier tables]\label{lem:bb-mid-left-compiler}
|
| 192 |
+
There are two effective incoming-separated tables: a stopping table,
|
| 193 |
+
and a table which continues with idle work steps after halting.
|
| 194 |
+
At checkpoint $n$ their frontier is $f_n=-2-n$ and their marks vanish.
|
| 195 |
+
If the next work move ends at $i'$, the next checkpoint is reached
|
| 196 |
+
after $4+2(i'-f_n)$ local rules.
|
| 197 |
+
\end{lemma}
|
| 198 |
+
\begin{proof}
|
| 199 |
+
For the stopping version let $J=(Q\setminus\{h\})\times\Gamma$.
|
| 200 |
+
For the continuing version take $J=Q\times\Gamma$ and add
|
| 201 |
+
$\delta(h,a)=(h,a,0)$. Use letters
|
| 202 |
+
$(c,\eta,j)\in\Gamma\times(\{\bot,F\}\sqcup J)\times\{0,1\}$,
|
| 203 |
+
controls $C_q,D_q,T_q,P_r,S_r$, and precisely
|
| 204 |
+
\begin{equation}\label{eq:bb-mid-left-table}
|
| 205 |
+
\begin{aligned}
|
| 206 |
+
C_q:(a,\eta,0)&\mapsto P_r:(b_r,\eta,0),d_r,\\
|
| 207 |
+
P_r:(c,\eta,0)&\mapsto S_r:(c,\eta,1),-1&&\eta\ne F,\\
|
| 208 |
+
S_r:(c,\eta,0)&\mapsto S_r:(c,\eta,0),-1&&\eta\ne F,\\
|
| 209 |
+
S_r:(c,F,0)&\mapsto D_{p_r}:(c,r,0),-1,\\
|
| 210 |
+
D_q:(c,\bot,0)&\mapsto T_q:(c,F,0),1,\\
|
| 211 |
+
T_q:(c,\eta,0)&\mapsto T_q:(c,\eta,0),1&&\eta\ne F,\\
|
| 212 |
+
T_q:(c,\eta,1)&\mapsto C_q:(c,\eta,0),0&&\eta\ne F.
|
| 213 |
+
\end{aligned}
|
| 214 |
+
\end{equation}
|
| 215 |
+
In the first row only, the stopping version requires $\eta\ne F$;
|
| 216 |
+
the continuing version allows every $\eta$. These domains remain
|
| 217 |
+
distinct even though initialized runs never use that difference.
|
| 218 |
+
|
| 219 |
+
Initialize $F$ at $-2$, empty history elsewhere and zero marks.
|
| 220 |
+
At checkpoint $n$, $i\ge-n=f_n+2$. After the work update,
|
| 221 |
+
$i'\ge f_n+1$. Marking $i'$ and scanning left therefore reaches
|
| 222 |
+
$f_n$, records $r$, puts the next frontier at $f_n-1$, and returns
|
| 223 |
+
right to the mark without crossing the new frontier. Clearing it
|
| 224 |
+
completes the next work checkpoint. The two finite traversals and
|
| 225 |
+
four endpoint actions give the stated count. The continuing version
|
| 226 |
+
has a next rule even after every halt checkpoint.
|
| 227 |
+
|
| 228 |
+
Into $P_r$ the record index recovers the work pair. Into $S_r$
|
| 229 |
+
mark one distinguishes entry from loop; into $D_q$ the written record
|
| 230 |
+
recovers the scan; into $T_q$ a written $F$ distinguishes entry from
|
| 231 |
+
loop; into $C_q$ there is only stationary unmarking. This proves the
|
| 232 |
+
incoming conditions for both full partial domains. It also gives
|
| 233 |
+
the configuration inverse: reverse the displacement, inspect the
|
| 234 |
+
written cell, and invert its uniquely determined rule.
|
| 235 |
+
\end{proof}
|
| 236 |
+
|
| 237 |
+
\subsection{A guarded update on two neighboring history cells}
|
| 238 |
+
|
| 239 |
+
One may advance the frontier and write its record in a single local
|
| 240 |
+
instruction. The resulting return loop needs a neighboring-cell guard.
|
| 241 |
+
Without that guard, its image would overlap the logging image.
|
| 242 |
+
|
| 243 |
+
\begin{lemma}[Three-cell guarded window]\label{lem:bb-window-compiler}
|
| 244 |
+
There is a finite partial injective map on relative tapes with controls
|
| 245 |
+
$\mathrm{Ready}(q,e)$, $\mathrm{Go}(r)$ and $\mathrm{Back}(q,d)$.
|
| 246 |
+
Here $r=(q,e,a)$ records an instruction, with
|
| 247 |
+
$\delta(q,a)=(p(r),b(r),d(r))$.
|
| 248 |
+
Use work, history and mark tracks $A,H,J$. At cursor position $i$,
|
| 249 |
+
the Ready row has $a=A_i$ and $r=(q,e,a)$. The entire table is
|
| 250 |
+
\[
|
| 251 |
+
\begin{array}{c|l|l}
|
| 252 |
+
\text{control}&\text{test}&\text{action}\\\hline
|
| 253 |
+
\mathrm{Ready}(q,e)&q\text{ nonhalting},J_i=0
|
| 254 |
+
&A_i\gets b(r),\ J_i\gets1,\ \mathrm{Go}(r),+1\\
|
| 255 |
+
\mathrm{Go}(r)&J_i=0,H_i\ne P&\mathrm{Go}(r),+1\\
|
| 256 |
+
\mathrm{Go}(r)&J_i=0,H_i=P,H_{i+1}=E
|
| 257 |
+
&H_i\gets r,H_{i+1}\gets P,\ \mathrm{Back}(p(r),d(r)),-1\\
|
| 258 |
+
\mathrm{Back}(q,d)&J_i=0,H_{i+1}\ne P&\mathrm{Back}(q,d),-1\\
|
| 259 |
+
\mathrm{Back}(q,d)&J_i=1&J_i\gets0,\ \mathrm{Ready}(q,d),d.
|
| 260 |
+
\end{array}
|
| 261 |
+
\]
|
| 262 |
+
Unmentioned cells and tracks are copied. Initialized with frontier
|
| 263 |
+
at $r_0\in\{1,2\}$, other history $E$, zero marks and
|
| 264 |
+
$\mathrm{Ready}(q_0,0)$, the checkpoint at step $n$ has frontier
|
| 265 |
+
$p_n=n+r_0$ and correct head
|
| 266 |
+
$h_n$. Its next work step uses exactly
|
| 267 |
+
$2(p_n-h_n)+1\le4n+2r_0+1$ local rules.
|
| 268 |
+
\end{lemma}
|
| 269 |
+
\begin{proof}
|
| 270 |
+
The first rule writes and marks $h_n$. Since $p_n>h_n$,
|
| 271 |
+
the forward scan reaches the frontier, moves it one cell right, and
|
| 272 |
+
the return scan reaches the mark. Its neighboring-cell guard holds
|
| 273 |
+
because the new frontier is $p_n+1$. The last rule clears the mark
|
| 274 |
+
and performs the work displacement. Counting the two traversals and
|
| 275 |
+
endpoint actions gives $2(p_n-h_n)+1$; induction gives $|h_n|\le n$.
|
| 276 |
+
|
| 277 |
+
For injectivity on all relative tapes, into Go the old cursor is
|
| 278 |
+
output offset $-1$: a mark there distinguishes entry from the loop,
|
| 279 |
+
and $r$ restores the overwritten work letter and old Ready control.
|
| 280 |
+
Into Back the old cursor is offset $+1$. An output pointer at $+2$
|
| 281 |
+
identifies a log insertion, with record at $+1$ recovering $r$ and
|
| 282 |
+
old pair $(P,E)$. A nonpointer at $+2$ identifies the guarded loop.
|
| 283 |
+
Into Ready the corresponding Back control uniquely restores the
|
| 284 |
+
cleared mark. These are all possibilities, proving the full inverse.
|
| 285 |
+
\end{proof}
|
| 286 |
+
|
| 287 |
+
\begin{lemma}[Closed rectangles for a finite guarded window]
|
| 288 |
+
\label{lem:bb-window-rectangles}
|
| 289 |
+
Suppose a finite partial injective local tape map reads and writes only
|
| 290 |
+
indices $[-a,b-1]$, then shifts the cursor by $e$, where
|
| 291 |
+
$-a\le e\le b$. Split its domain by every complete word in that
|
| 292 |
+
window. With gapped radix coding the input prefix lengths are
|
| 293 |
+
$(a,b)$ and output lengths $(a+e,b-e)$; the affine branch has linear
|
| 294 |
+
part $\operatorname{diag}(B^{-e},B^e)$. Both full rectangle families
|
| 295 |
+
are separately disjoint.
|
| 296 |
+
\end{lemma}
|
| 297 |
+
\begin{proof}
|
| 298 |
+
After the writes the new left prefix consists of old indices
|
| 299 |
+
$e-1,e-2,\ldots,-a$, and the right prefix of $e,e+1,\ldots,b-1$.
|
| 300 |
+
The two remaining tails are free and unchanged, so the image is the
|
| 301 |
+
whole output cylinder. Distinct source cylinders have disjoint
|
| 302 |
+
images by injectivity. If both pairs of output prefixes were
|
| 303 |
+
compatible, a common extension would belong to both images; hence
|
| 304 |
+
at least one coordinate has incompatible prefixes. The gapped
|
| 305 |
+
interval argument then separates the complete closed rectangles.
|
| 306 |
+
The prefix lengths give the two reciprocal scales directly.
|
| 307 |
+
\end{proof}
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/geometry.tex
CHANGED
|
@@ -1,324 +1,324 @@
|
|
| 1 |
-
\section{Transporting complete boxes}
|
| 2 |
-
\label{sec:bb-boxes}
|
| 3 |
-
|
| 4 |
-
We allow an instruction to change all three side lengths while
|
| 5 |
-
preserving their product. The geometric question is concrete:
|
| 6 |
-
given finitely many disjoint closed boxes and prescribed determinant-one
|
| 7 |
-
affine maps onto another disjoint family, can one carry out every map by
|
| 8 |
-
a smooth incompressible motion? The two families may overlap each
|
| 9 |
-
other. Consequently a destination cannot be occupied until every source
|
| 10 |
-
that obstructs it has been removed.
|
| 11 |
-
|
| 12 |
-
We first extend an explicitly separated motion to a velocity field.
|
| 13 |
-
We then give two ways to produce that motion. Separate horizontal
|
| 14 |
-
projections permit a simple lift and transfer. For general solid boxes
|
| 15 |
-
we use parking and detours around the other occupied boxes.
|
| 16 |
-
Figure~\ref{fig:bb-routing} contrasts the height separation with the
|
| 17 |
-
evacuation order that makes overlapping source and target families harmless.
|
| 18 |
-
|
| 19 |
-
\subsection{An affine motion and its curl extension}
|
| 20 |
-
|
| 21 |
-
Throughout, a smooth switch is obtained by translating and rescaling
|
| 22 |
-
$\sigma$ in \eqref{eq:p2-step}, with its transition strictly inside
|
| 23 |
-
its allotted interval. Thus successive motions are stationary on
|
| 24 |
-
neighborhoods of their joining times.
|
| 25 |
-
|
| 26 |
-
\begin{lemma}[A velocity on a neighborhood of each moving box]
|
| 27 |
-
\label{lem:bb-curl}
|
| 28 |
-
Let $K_i(t)=c_i(t)+D_i(t)K_i^0$, $1\le i\le N$, where $K_i^0$ is
|
| 29 |
-
an axis-parallel box, possibly with zero side lengths, and $D_i(t)$ is
|
| 30 |
-
positive diagonal with determinant one. Suppose the centers and scales
|
| 31 |
-
are smooth and constant near the ends of a compact time interval.
|
| 32 |
-
For the effective conclusion, assume computable endpoints for the
|
| 33 |
-
initial boxes $K_i^0$, effective evaluation of the centers' and scales'
|
| 34 |
-
derivatives, bounds for those derivatives, and positive lower bounds
|
| 35 |
-
for every scale on that interval.
|
| 36 |
-
If the coordinatewise $2\eta$ enlargements of the moving boxes are
|
| 37 |
-
pairwise disjoint and bounded, for a known $\eta>0$, a
|
| 38 |
-
compactly supported smooth divergence-free field realizes these motions
|
| 39 |
-
on open neighborhoods of the initial boxes. It vanishes near the time
|
| 40 |
-
endpoints. When all enlarged boxes lie in an interior torus chart,
|
| 41 |
-
the field extends to a mean-zero field on that torus.
|
| 42 |
-
The field is effective under the effective-data assumptions above;
|
| 43 |
-
smooth existence itself does not require computable data.
|
| 44 |
-
\end{lemma}
|
| 45 |
-
\begin{proof}
|
| 46 |
-
Choose a smooth cutoff $\chi_i$ which is one on the $\eta$
|
| 47 |
-
enlargement of $K_i(t)$ and supported in its $2\eta$ enlargement,
|
| 48 |
-
using products of the effective switches. Put $y=x-c_i$ and
|
| 49 |
-
$L_i=\dot D_iD_i^{-1}$; then $\operatorname{tr}L_i=0$.
|
| 50 |
-
Take the curl of
|
| 51 |
-
\begin{equation}\label{eq:bb-potential}
|
| 52 |
-
\chi_i\{\tfrac12\dot c_i\times y+\tfrac13(L_i y)\times y\}.
|
| 53 |
-
\end{equation}
|
| 54 |
-
The identity
|
| 55 |
-
$\nabla\times(G\times y)=2G-y\operatorname{div}G+(y\cdot\nabla)G$
|
| 56 |
-
shows that this curl equals $\dot c_i+L_i y$ on the plateau.
|
| 57 |
-
Disjoint supports permit summation over $i$. The path
|
| 58 |
-
$c_i(t)+D_i(t)D_i(t_0)^{-1}(x_0-c_i(t_0))$ has exactly that
|
| 59 |
-
derivative and remains in its prescribed box. ODE uniqueness proves
|
| 60 |
-
the formula. On the compact time interval the normalized matrix norm
|
| 61 |
-
has a finite bound $M$, computable under the effective-data assumptions;
|
| 62 |
-
an initial perturbation less than
|
| 63 |
-
$\eta/(2M)$ remains on the plateau. This proves the neighborhood
|
| 64 |
-
claim, also for zero-width initial boxes.
|
| 65 |
-
The potential is zero near time endpoints because the centers and
|
| 66 |
-
scales are constant there. Its support is bounded. Within a torus
|
| 67 |
-
chart extend the potentials by zero; periodic curls have zero integral.
|
| 68 |
-
\end{proof}
|
| 69 |
-
|
| 70 |
-
\begin{proposition}[Fluid realization and a pressure refinement]
|
| 71 |
-
\label{prop:bb-realization}
|
| 72 |
-
Fix $\nu>0$. A finite collection of the preceding motions, repeated
|
| 73 |
-
with period one, or preceded by one finite loading interval, yields a
|
| 74 |
-
smooth prescribed velocity $U$ with $U(0)=0$. Suppose its spatial
|
| 75 |
-
support is contained in one compact set in $\R^3$, or its potentials
|
| 76 |
-
are contained in interior torus charts. Then
|
| 77 |
-
\begin{equation}\label{eq:bb-residual}
|
| 78 |
-
f=U_t+(U\cdot\nabla)U-\nu\Delta U
|
| 79 |
-
\end{equation}
|
| 80 |
-
has the same support and time periodicity and bounded mixed derivatives
|
| 81 |
-
of every order. The solution is $(U,0)$, with the uniqueness and
|
| 82 |
-
material-flow conclusions of Lemma~\ref{lem:p2-realization}.
|
| 83 |
-
In $\R^3$ its uniqueness statement also holds when the competing
|
| 84 |
-
pressure has an $H^1$ representative at each time, without requiring
|
| 85 |
-
continuity into $H^1$, while the other velocity hypotheses of
|
| 86 |
-
Section~\ref{sec:model} are retained. On the torus $U$ and $f$ have
|
| 87 |
-
zero mean. Under the effective-data assumptions of Lemma~\ref{lem:bb-curl},
|
| 88 |
-
the formula is $f_0+\nu f_1$ with effective coefficients;
|
| 89 |
-
evaluation is effective for computable $\nu$, and relative to $\nu$
|
| 90 |
-
otherwise.
|
| 91 |
-
\end{proposition}
|
| 92 |
-
\begin{proof}
|
| 93 |
-
The residual identity and Lemma~\ref{lem:b-comparison} give existence,
|
| 94 |
-
uniqueness and the material flow. In the whole-space pressure refinement
|
| 95 |
-
use case (ii): the reference field has compact support and smooth bounded
|
| 96 |
-
mixed derivatives, hence belongs to $CH^2\cap C^1L^2$ with bounded
|
| 97 |
-
velocity and gradient; the competing velocity and pointwise $H^1$
|
| 98 |
-
pressure are exactly that case's hypotheses. No pressure continuity
|
| 99 |
-
in time is added. Integrating the residual on a torus uses
|
| 100 |
-
$\int U=0$, $\int\Delta U=0$ and
|
| 101 |
-
$\int(U\cdot\nabla)U=\int\operatorname{div}(U\otimes U)=0$.
|
| 102 |
-
|
| 103 |
-
Each derivative of $e^{-1/s}$ for $s>0$ is a polynomial in $1/s$
|
| 104 |
-
times $e^{-1/s}$. The estimate
|
| 105 |
-
$v^m e^{-v}\le(m+k)!v^{-k}$ supplies effective endpoint error bounds,
|
| 106 |
-
and the denominator defining $\sigma$ is at least $e^{-2}$.
|
| 107 |
-
Under those effective-data assumptions all positive scales have effective
|
| 108 |
-
positive lower bounds. Finite
|
| 109 |
-
compositions, differentiation, and the logarithms of positive computable
|
| 110 |
-
scales are therefore effective. At an approximate time, a coarse bound
|
| 111 |
-
gives a finite superset of possible translates of the zero-extended
|
| 112 |
-
unit template. This evaluates the periodic field without deciding
|
| 113 |
-
whether time is an integer. None of these operations iterates the
|
| 114 |
-
machine execution: the program contains the entire finite instruction
|
| 115 |
-
list.
|
| 116 |
-
\end{proof}
|
| 117 |
-
|
| 118 |
-
\subsection{Three geometric schedules}
|
| 119 |
-
|
| 120 |
-
For later use we describe the exact hypotheses of the schedules.
|
| 121 |
-
First suppose $P_i,Q_i\subset\R^2$ are finite families of closed
|
| 122 |
-
rectangles, possibly with zero side lengths, separately
|
| 123 |
-
pairwise disjoint, with affine maps
|
| 124 |
-
\[
|
| 125 |
-
F_i(x)=q_i+\operatorname{diag}(\lambda_i,\lambda_i^{-1})(x-p_i),
|
| 126 |
-
\qquad \lambda_i>0,
|
| 127 |
-
\]
|
| 128 |
-
where $p_i,q_i$ are their centers, and require $F_i(P_i)=Q_i$.
|
| 129 |
-
Their side lengths have a common finite bound. Source and target rectangles
|
| 130 |
-
belonging to different families need not be disjoint. The smooth existence
|
| 131 |
-
statements allow arbitrary real rectangle coordinates and scales. For the
|
| 132 |
-
effective conclusions, assume rational rectangle endpoints and rational
|
| 133 |
-
scales, together with computable chosen heights and vertical half-widths;
|
| 134 |
-
then a rational side-length bound and positive gap margins can be computed.
|
| 135 |
-
|
| 136 |
-
\begin{lemma}[Separated projections and parking]
|
| 137 |
-
\label{lem:bb-lift-parking}
|
| 138 |
-
These reciprocal maps have the following smooth compactly supported
|
| 139 |
-
unit-time realizations, stationary on time collars. They are effective
|
| 140 |
-
under the rational-data assumptions just stated.
|
| 141 |
-
\begin{enumerate}
|
| 142 |
-
\item For the products $P_i\times[z_0-h,z_0+h]$, with common $h\ge0$
|
| 143 |
-
and $z_0\in\R$, lift all boxes with their source projections fixed,
|
| 144 |
-
transfer them at sufficiently separated private heights, and lower
|
| 145 |
-
them with their target projections fixed. The middle motion may use
|
| 146 |
-
$g_i(s)=\lambda_i^s$ or $g_i(s)=1+s(\lambda_i-1)$ and matrix
|
| 147 |
-
$\operatorname{diag}(g_i,g_i^{-1},1)$, with the center interpolated
|
| 148 |
-
linearly in $s$. Each horizontal width stays between its endpoint
|
| 149 |
-
widths. In the linear case every point satisfies
|
| 150 |
-
\begin{equation}\label{eq:bb-convex-coordinate}
|
| 151 |
-
X_1(s)=(1-s)X_1(0)+sX_1(1).
|
| 152 |
-
\end{equation}
|
| 153 |
-
\item Alternatively, choose disjoint parking rectangles away from both
|
| 154 |
-
families. Move every source to its parking site before delivering any
|
| 155 |
-
target, using an upward, horizontal, and downward translation. Reshape
|
| 156 |
-
at the parking sites, then deliver by the same three translations.
|
| 157 |
-
This uses $7N$ motions. The same schedule applies to assigned onto positive
|
| 158 |
-
diagonal determinant-one maps between rational solid boxes whose centers
|
| 159 |
-
lie in a common horizontal plane and whose source and target horizontal
|
| 160 |
-
projections are separately disjoint. Require both horizontal widths during
|
| 161 |
-
reshaping to stay inside their reserved parking rectangles and the travel
|
| 162 |
-
height above the common plane to exceed twice the largest vertical
|
| 163 |
-
half-width.
|
| 164 |
-
\end{enumerate}
|
| 165 |
-
Both constructions act on neighborhoods of the whole source boxes.
|
| 166 |
-
\end{lemma}
|
| 167 |
-
\begin{proof}
|
| 168 |
-
In the first construction choose padding smaller than a quarter of
|
| 169 |
-
the within-family horizontal gaps and choose height differences larger
|
| 170 |
-
than twice the padded vertical half-width. During lift and descent,
|
| 171 |
-
horizontal separation suffices. During transfer, vertical separation
|
| 172 |
-
suffices. The two choices of $g_i$ are positive and monotone between
|
| 173 |
-
$1$ and $\lambda_i$; their reciprocals are monotone as well. Thus the
|
| 174 |
-
width claim holds. The affine path is
|
| 175 |
-
$c_i(s)+\operatorname{diag}(g_i,g_i^{-1},1)(X_0-c_i(0))$.
|
| 176 |
-
Its first coordinate gives \eqref{eq:bb-convex-coordinate} exactly for
|
| 177 |
-
the linear choice. Lemma~\ref{lem:bb-curl} now applies.
|
| 178 |
-
|
| 179 |
-
For the second construction choose padding smaller than the gaps in
|
| 180 |
-
each union of source projections with reserved parking rectangles, and
|
| 181 |
-
of target projections with those rectangles. In the evacuation pass,
|
| 182 |
-
vertical motion is separated from uncollected sources and parked boxes.
|
| 183 |
-
During delivery it is separated from already filled targets and boxes
|
| 184 |
-
still parked. At travel height, the moving box is above every resting
|
| 185 |
-
box. A shape change stays within its own reserved projection.
|
| 186 |
-
These are the occupied sets at each actual time; source--target
|
| 187 |
-
intersection causes no interference because all sources have left
|
| 188 |
-
before delivery starts. Lemma~\ref{lem:bb-curl} applies to each motion
|
| 189 |
-
with every other box fixed. Finite concatenation gives the required
|
| 190 |
-
neighborhood map.
|
| 191 |
-
\end{proof}
|
| 192 |
-
|
| 193 |
-
\begin{figure}[ht]
|
| 194 |
-
\centering
|
| 195 |
-
\begin{tikzpicture}[x=.75cm,y=.65cm,>=stealth,font=\small]
|
| 196 |
-
\draw[gray] (0,0)--(5,0);
|
| 197 |
-
\draw[thick,blue!65!black,->] (.5,0)--(.5,2.4)--(4.2,2.4)--(4.2,.1);
|
| 198 |
-
\draw[thick,orange!80!black,->] (1.6,0)--(1.6,1.3)--(3.1,1.3)--(3.1,.1);
|
| 199 |
-
\node[below] at (1,0) {sources};
|
| 200 |
-
\node[below] at (3.7,0) {targets};
|
| 201 |
-
\node[above] at (2.5,2.6) {Separate height layers};
|
| 202 |
-
\begin{scope}[xshift=5.1cm]
|
| 203 |
-
\node[draw,rounded corners,minimum width=2.6cm] (s) at (1.8,2.8) {all source boxes};
|
| 204 |
-
\node[draw,rounded corners,minimum width=2.6cm] (p) at (1.8,1.1) {all boxes parked};
|
| 205 |
-
\node[draw,rounded corners,minimum width=2.6cm] (t) at (1.8,-.6) {all target boxes};
|
| 206 |
-
\draw[->,thick] (s)--(p) node[midway,right] {evacuate};
|
| 207 |
-
\draw[->,thick] (p)--(t) node[midway,right] {deliver};
|
| 208 |
-
\end{scope}
|
| 209 |
-
\end{tikzpicture}
|
| 210 |
-
\caption{The two separation mechanisms in
|
| 211 |
-
Lemma~\ref{lem:bb-lift-parking}. Left: horizontal projections separate
|
| 212 |
-
the lift and descent, and distinct heights separate the transfer;
|
| 213 |
-
the second horizontal coordinate is suppressed. Right: a temporal
|
| 214 |
-
schedule, not a spatial drawing. Every source is removed before any
|
| 215 |
-
target is occupied, so overlap between the two families is harmless.}
|
| 216 |
-
\label{fig:bb-routing}
|
| 217 |
-
\end{figure}
|
| 218 |
-
|
| 219 |
-
There is also a useful stream-function implementation of the first
|
| 220 |
-
schedule. Suppose $a_i,a_i'$ are the lower left corners of $P_i,Q_i$.
|
| 221 |
-
At height $z_i$, put $d_i=a_i'-a_i$, $b_i=\log\lambda_i$ and
|
| 222 |
-
$g_i(s)=a_i+sd_i$. On a neighborhood of the swept rectangle use
|
| 223 |
-
\begin{equation}\label{eq:bb-mid-stream-path}
|
| 224 |
-
\xi_i(s)=g_i(s)+\operatorname{diag}(\lambda_i^s,\lambda_i^{-s})(\xi-a_i).
|
| 225 |
-
\end{equation}
|
| 226 |
-
The Hamiltonian
|
| 227 |
-
\[
|
| 228 |
-
H_i=d_{i1}y-d_{i2}x+b_i(x-g_{i1})(y-g_{i2})
|
| 229 |
-
\]
|
| 230 |
-
generates this motion. Put $\widehat H_i=\chi_iH_i$, where $\chi_i$
|
| 231 |
-
is one near the whole sweep and supported in its reserved layer. Use
|
| 232 |
-
\[
|
| 233 |
-
\dot s(\partial_y\widehat H_i,-\partial_x\widehat H_i,0).
|
| 234 |
-
\]
|
| 235 |
-
Disjoint height layers separate these cutoffs. Vertical phases use
|
| 236 |
-
$\nabla\times(0,x\chi_i,0)$, equal to $(0,0,1)$ on their column
|
| 237 |
-
plateaus. If $M=\max_i(1,\lambda_i,\lambda_i^{-1})$ and the column
|
| 238 |
-
plateau margins are $\delta,\delta'$, an initial thickening smaller than
|
| 239 |
-
$\min(\delta/(4M),\delta'/(4M),1/(8M))$ stays on every plateau.
|
| 240 |
-
Thus the affine formula also holds on open neighborhoods. For points of
|
| 241 |
-
the original rectangle it has the additional bound
|
| 242 |
-
\begin{equation}\label{eq:bb-mid-stream-safe}
|
| 243 |
-
X_1(s)\ge\min(a_{i1},a'_{i1}).
|
| 244 |
-
\end{equation}
|
| 245 |
-
The bound follows because the first relative coordinate in
|
| 246 |
-
\eqref{eq:bb-mid-stream-path} is nonnegative.
|
| 247 |
-
|
| 248 |
-
\subsection{Solid boxes with overlapping projections}
|
| 249 |
-
|
| 250 |
-
The preceding lift requires separate horizontal projections. We now
|
| 251 |
-
remove that restriction; this is needed when all three coordinates
|
| 252 |
-
encode independent stacks.
|
| 253 |
-
|
| 254 |
-
\begin{theorem}[Expansion, obstacle detours, and delivery]
|
| 255 |
-
\label{lem:bb-balanced-box-routing}
|
| 256 |
-
Let $Q_i=a_i+\prod_{j=1}^3[-h_{ij},h_{ij}]$ and
|
| 257 |
-
$Q_i'=b_i+\prod_{j=1}^3[-k_{ij},k_{ij}]$ be rational solid boxes,
|
| 258 |
-
with positive half-widths, each family pairwise disjoint. Suppose
|
| 259 |
-
$s_{ij}=k_{ij}/h_{ij}$ and $\prod_js_{ij}=1$. An effective compactly
|
| 260 |
-
supported smooth solenoidal field, zero outside the time interval
|
| 261 |
-
$[1/4,3/4]$, has time-one map
|
| 262 |
-
\[
|
| 263 |
-
a_i+y\longmapsto b_i+\operatorname{diag}(s_{i1},s_{i2},s_{i3})y
|
| 264 |
-
\]
|
| 265 |
-
on a neighborhood of each $Q_i$.
|
| 266 |
-
\end{theorem}
|
| 267 |
-
\begin{proof}\label{proof:bb-balanced-box-routing}
|
| 268 |
-
For an empty family take the zero field. Otherwise let
|
| 269 |
-
$R=\max(1,h_{ij},k_{ij})$. Choose a rational $\Lambda>10$ so that
|
| 270 |
-
centers in each of the lists $(\Lambda a_i)$ and $(\Lambda b_i)$
|
| 271 |
-
are separated by more than $20R$ in maximum norm. This is possible
|
| 272 |
-
because distinct disjoint boxes have distinct centers. Let
|
| 273 |
-
\[
|
| 274 |
-
K=\max(4\Lambda,|\Lambda a_{i1}|,|\Lambda b_{i1}|),
|
| 275 |
-
\qquad d_i=(K+30Ri,0,0).
|
| 276 |
-
\]
|
| 277 |
-
The $d_i$ are parking centers, separated from each other and both scaled
|
| 278 |
-
families by at least $30R$ in their first coordinate.
|
| 279 |
-
|
| 280 |
-
First multiply all source centers by a common factor increasing from
|
| 281 |
-
$1$ to $\Lambda$, while keeping shapes fixed. Next change all shapes
|
| 282 |
-
at those separated centers by factors $s_{ij}^{\theta}$,
|
| 283 |
-
$0\le\theta\le1$. Each half-width is the geometric interpolation
|
| 284 |
-
$h_{ij}^{1-\theta}k_{ij}^{\theta}\le R$.
|
| 285 |
-
Move the boxes one at a time from $\Lambda a_i$ to $d_i$, then,
|
| 286 |
-
after all have been parked, from $d_i$ to $\Lambda b_i$.
|
| 287 |
-
Finally shrink all target centers by a common factor from $\Lambda$
|
| 288 |
-
to $1$, with target shapes fixed.
|
| 289 |
-
|
| 290 |
-
Here is a finite construction of every single-box path. Around each
|
| 291 |
-
stationary center place the closed cube of maximum-norm radius $4R$.
|
| 292 |
-
These cubes are disjoint since stationary centers are separated by
|
| 293 |
-
more than $20R$, and neither endpoint is in a cube. Start with the
|
| 294 |
-
straight segment between the endpoints. Its intersections with the
|
| 295 |
-
cubes are rational intervals, found by linear inequalities. Replace
|
| 296 |
-
each portion inside a cube by a polygonal path on its boundary: join
|
| 297 |
-
the entry point to a vertex of a containing face, use cube edges to a
|
| 298 |
-
face containing the exit point, and join to that exit point. The cube
|
| 299 |
-
is convex face by face, so these segments remain on its boundary;
|
| 300 |
-
no other cube meets them. A tangency needs no replacement. The
|
| 301 |
-
resulting rational polygonal path has distance at least $4R$ from
|
| 302 |
-
every stationary center. Traverse its segments with flat switches,
|
| 303 |
-
stopping to all orders at vertices. Its geometric image is unchanged,
|
| 304 |
-
so smoothing the time parameter does not reduce clearance.
|
| 305 |
-
|
| 306 |
-
For a uniform localization margin, let $g_a$ be the minimum over
|
| 307 |
-
$i<j$ of
|
| 308 |
-
\[
|
| 309 |
-
\max_\ell(|a_{i\ell}-a_{j\ell}|-h_{i\ell}-h_{j\ell}),
|
| 310 |
-
\]
|
| 311 |
-
and define $g_b$ similarly. These are positive; for a singleton list
|
| 312 |
-
set both to $R$. During outward expansion a separating coordinate
|
| 313 |
-
gap can only increase; during final contraction the target gap is its
|
| 314 |
-
minimum. During deformation centers are more than $20R$ apart.
|
| 315 |
-
During a single-box path the center distance is at least $4R$, leaving
|
| 316 |
-
a coordinate gap at least $2R$. Hence padding smaller than
|
| 317 |
-
$\tfrac18\min(R,g_a,g_b)$ satisfies Lemma~\ref{lem:bb-curl}
|
| 318 |
-
throughout. Put all stages, and all straight segments, in consecutive
|
| 319 |
-
subintervals of $[1/4,3/4]$. Their flat switches give a smooth finite
|
| 320 |
-
motion, with positive diagonal determinant-one linear parts. That
|
| 321 |
-
lemma provides the velocity and the neighborhood assertion. All
|
| 322 |
-
choices use rational inequalities and effective elementary functions,
|
| 323 |
-
which also supply bounds for every derivative.
|
| 324 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{Transporting complete boxes}
|
| 2 |
+
\label{sec:bb-boxes}
|
| 3 |
+
|
| 4 |
+
We allow an instruction to change all three side lengths while
|
| 5 |
+
preserving their product. The geometric question is concrete:
|
| 6 |
+
given finitely many disjoint closed boxes and prescribed determinant-one
|
| 7 |
+
affine maps onto another disjoint family, can one carry out every map by
|
| 8 |
+
a smooth incompressible motion? The two families may overlap each
|
| 9 |
+
other. Consequently a destination cannot be occupied until every source
|
| 10 |
+
that obstructs it has been removed.
|
| 11 |
+
|
| 12 |
+
We first extend an explicitly separated motion to a velocity field.
|
| 13 |
+
We then give two ways to produce that motion. Separate horizontal
|
| 14 |
+
projections permit a simple lift and transfer. For general solid boxes
|
| 15 |
+
we use parking and detours around the other occupied boxes.
|
| 16 |
+
Figure~\ref{fig:bb-routing} contrasts the height separation with the
|
| 17 |
+
evacuation order that makes overlapping source and target families harmless.
|
| 18 |
+
|
| 19 |
+
\subsection{An affine motion and its curl extension}
|
| 20 |
+
|
| 21 |
+
Throughout, a smooth switch is obtained by translating and rescaling
|
| 22 |
+
$\sigma$ in \eqref{eq:p2-step}, with its transition strictly inside
|
| 23 |
+
its allotted interval. Thus successive motions are stationary on
|
| 24 |
+
neighborhoods of their joining times.
|
| 25 |
+
|
| 26 |
+
\begin{lemma}[A velocity on a neighborhood of each moving box]
|
| 27 |
+
\label{lem:bb-curl}
|
| 28 |
+
Let $K_i(t)=c_i(t)+D_i(t)K_i^0$, $1\le i\le N$, where $K_i^0$ is
|
| 29 |
+
an axis-parallel box, possibly with zero side lengths, and $D_i(t)$ is
|
| 30 |
+
positive diagonal with determinant one. Suppose the centers and scales
|
| 31 |
+
are smooth and constant near the ends of a compact time interval.
|
| 32 |
+
For the effective conclusion, assume computable endpoints for the
|
| 33 |
+
initial boxes $K_i^0$, effective evaluation of the centers' and scales'
|
| 34 |
+
derivatives, bounds for those derivatives, and positive lower bounds
|
| 35 |
+
for every scale on that interval.
|
| 36 |
+
If the coordinatewise $2\eta$ enlargements of the moving boxes are
|
| 37 |
+
pairwise disjoint and bounded, for a known $\eta>0$, a
|
| 38 |
+
compactly supported smooth divergence-free field realizes these motions
|
| 39 |
+
on open neighborhoods of the initial boxes. It vanishes near the time
|
| 40 |
+
endpoints. When all enlarged boxes lie in an interior torus chart,
|
| 41 |
+
the field extends to a mean-zero field on that torus.
|
| 42 |
+
The field is effective under the effective-data assumptions above;
|
| 43 |
+
smooth existence itself does not require computable data.
|
| 44 |
+
\end{lemma}
|
| 45 |
+
\begin{proof}
|
| 46 |
+
Choose a smooth cutoff $\chi_i$ which is one on the $\eta$
|
| 47 |
+
enlargement of $K_i(t)$ and supported in its $2\eta$ enlargement,
|
| 48 |
+
using products of the effective switches. Put $y=x-c_i$ and
|
| 49 |
+
$L_i=\dot D_iD_i^{-1}$; then $\operatorname{tr}L_i=0$.
|
| 50 |
+
Take the curl of
|
| 51 |
+
\begin{equation}\label{eq:bb-potential}
|
| 52 |
+
\chi_i\{\tfrac12\dot c_i\times y+\tfrac13(L_i y)\times y\}.
|
| 53 |
+
\end{equation}
|
| 54 |
+
The identity
|
| 55 |
+
$\nabla\times(G\times y)=2G-y\operatorname{div}G+(y\cdot\nabla)G$
|
| 56 |
+
shows that this curl equals $\dot c_i+L_i y$ on the plateau.
|
| 57 |
+
Disjoint supports permit summation over $i$. The path
|
| 58 |
+
$c_i(t)+D_i(t)D_i(t_0)^{-1}(x_0-c_i(t_0))$ has exactly that
|
| 59 |
+
derivative and remains in its prescribed box. ODE uniqueness proves
|
| 60 |
+
the formula. On the compact time interval the normalized matrix norm
|
| 61 |
+
has a finite bound $M$, computable under the effective-data assumptions;
|
| 62 |
+
an initial perturbation less than
|
| 63 |
+
$\eta/(2M)$ remains on the plateau. This proves the neighborhood
|
| 64 |
+
claim, also for zero-width initial boxes.
|
| 65 |
+
The potential is zero near time endpoints because the centers and
|
| 66 |
+
scales are constant there. Its support is bounded. Within a torus
|
| 67 |
+
chart extend the potentials by zero; periodic curls have zero integral.
|
| 68 |
+
\end{proof}
|
| 69 |
+
|
| 70 |
+
\begin{proposition}[Fluid realization and a pressure refinement]
|
| 71 |
+
\label{prop:bb-realization}
|
| 72 |
+
Fix $\nu>0$. A finite collection of the preceding motions, repeated
|
| 73 |
+
with period one, or preceded by one finite loading interval, yields a
|
| 74 |
+
smooth prescribed velocity $U$ with $U(0)=0$. Suppose its spatial
|
| 75 |
+
support is contained in one compact set in $\R^3$, or its potentials
|
| 76 |
+
are contained in interior torus charts. Then
|
| 77 |
+
\begin{equation}\label{eq:bb-residual}
|
| 78 |
+
f=U_t+(U\cdot\nabla)U-\nu\Delta U
|
| 79 |
+
\end{equation}
|
| 80 |
+
has the same support and time periodicity and bounded mixed derivatives
|
| 81 |
+
of every order. The solution is $(U,0)$, with the uniqueness and
|
| 82 |
+
material-flow conclusions of Lemma~\ref{lem:p2-realization}.
|
| 83 |
+
In $\R^3$ its uniqueness statement also holds when the competing
|
| 84 |
+
pressure has an $H^1$ representative at each time, without requiring
|
| 85 |
+
continuity into $H^1$, while the other velocity hypotheses of
|
| 86 |
+
Section~\ref{sec:model} are retained. On the torus $U$ and $f$ have
|
| 87 |
+
zero mean. Under the effective-data assumptions of Lemma~\ref{lem:bb-curl},
|
| 88 |
+
the formula is $f_0+\nu f_1$ with effective coefficients;
|
| 89 |
+
evaluation is effective for computable $\nu$, and relative to $\nu$
|
| 90 |
+
otherwise.
|
| 91 |
+
\end{proposition}
|
| 92 |
+
\begin{proof}
|
| 93 |
+
The residual identity and Lemma~\ref{lem:b-comparison} give existence,
|
| 94 |
+
uniqueness and the material flow. In the whole-space pressure refinement
|
| 95 |
+
use case (ii): the reference field has compact support and smooth bounded
|
| 96 |
+
mixed derivatives, hence belongs to $CH^2\cap C^1L^2$ with bounded
|
| 97 |
+
velocity and gradient; the competing velocity and pointwise $H^1$
|
| 98 |
+
pressure are exactly that case's hypotheses. No pressure continuity
|
| 99 |
+
in time is added. Integrating the residual on a torus uses
|
| 100 |
+
$\int U=0$, $\int\Delta U=0$ and
|
| 101 |
+
$\int(U\cdot\nabla)U=\int\operatorname{div}(U\otimes U)=0$.
|
| 102 |
+
|
| 103 |
+
Each derivative of $e^{-1/s}$ for $s>0$ is a polynomial in $1/s$
|
| 104 |
+
times $e^{-1/s}$. The estimate
|
| 105 |
+
$v^m e^{-v}\le(m+k)!v^{-k}$ supplies effective endpoint error bounds,
|
| 106 |
+
and the denominator defining $\sigma$ is at least $e^{-2}$.
|
| 107 |
+
Under those effective-data assumptions all positive scales have effective
|
| 108 |
+
positive lower bounds. Finite
|
| 109 |
+
compositions, differentiation, and the logarithms of positive computable
|
| 110 |
+
scales are therefore effective. At an approximate time, a coarse bound
|
| 111 |
+
gives a finite superset of possible translates of the zero-extended
|
| 112 |
+
unit template. This evaluates the periodic field without deciding
|
| 113 |
+
whether time is an integer. None of these operations iterates the
|
| 114 |
+
machine execution: the program contains the entire finite instruction
|
| 115 |
+
list.
|
| 116 |
+
\end{proof}
|
| 117 |
+
|
| 118 |
+
\subsection{Three geometric schedules}
|
| 119 |
+
|
| 120 |
+
For later use we describe the exact hypotheses of the schedules.
|
| 121 |
+
First suppose $P_i,Q_i\subset\R^2$ are finite families of closed
|
| 122 |
+
rectangles, possibly with zero side lengths, separately
|
| 123 |
+
pairwise disjoint, with affine maps
|
| 124 |
+
\[
|
| 125 |
+
F_i(x)=q_i+\operatorname{diag}(\lambda_i,\lambda_i^{-1})(x-p_i),
|
| 126 |
+
\qquad \lambda_i>0,
|
| 127 |
+
\]
|
| 128 |
+
where $p_i,q_i$ are their centers, and require $F_i(P_i)=Q_i$.
|
| 129 |
+
Their side lengths have a common finite bound. Source and target rectangles
|
| 130 |
+
belonging to different families need not be disjoint. The smooth existence
|
| 131 |
+
statements allow arbitrary real rectangle coordinates and scales. For the
|
| 132 |
+
effective conclusions, assume rational rectangle endpoints and rational
|
| 133 |
+
scales, together with computable chosen heights and vertical half-widths;
|
| 134 |
+
then a rational side-length bound and positive gap margins can be computed.
|
| 135 |
+
|
| 136 |
+
\begin{lemma}[Separated projections and parking]
|
| 137 |
+
\label{lem:bb-lift-parking}
|
| 138 |
+
These reciprocal maps have the following smooth compactly supported
|
| 139 |
+
unit-time realizations, stationary on time collars. They are effective
|
| 140 |
+
under the rational-data assumptions just stated.
|
| 141 |
+
\begin{enumerate}
|
| 142 |
+
\item For the products $P_i\times[z_0-h,z_0+h]$, with common $h\ge0$
|
| 143 |
+
and $z_0\in\R$, lift all boxes with their source projections fixed,
|
| 144 |
+
transfer them at sufficiently separated private heights, and lower
|
| 145 |
+
them with their target projections fixed. The middle motion may use
|
| 146 |
+
$g_i(s)=\lambda_i^s$ or $g_i(s)=1+s(\lambda_i-1)$ and matrix
|
| 147 |
+
$\operatorname{diag}(g_i,g_i^{-1},1)$, with the center interpolated
|
| 148 |
+
linearly in $s$. Each horizontal width stays between its endpoint
|
| 149 |
+
widths. In the linear case every point satisfies
|
| 150 |
+
\begin{equation}\label{eq:bb-convex-coordinate}
|
| 151 |
+
X_1(s)=(1-s)X_1(0)+sX_1(1).
|
| 152 |
+
\end{equation}
|
| 153 |
+
\item Alternatively, choose disjoint parking rectangles away from both
|
| 154 |
+
families. Move every source to its parking site before delivering any
|
| 155 |
+
target, using an upward, horizontal, and downward translation. Reshape
|
| 156 |
+
at the parking sites, then deliver by the same three translations.
|
| 157 |
+
This uses $7N$ motions. The same schedule applies to assigned onto positive
|
| 158 |
+
diagonal determinant-one maps between rational solid boxes whose centers
|
| 159 |
+
lie in a common horizontal plane and whose source and target horizontal
|
| 160 |
+
projections are separately disjoint. Require both horizontal widths during
|
| 161 |
+
reshaping to stay inside their reserved parking rectangles and the travel
|
| 162 |
+
height above the common plane to exceed twice the largest vertical
|
| 163 |
+
half-width.
|
| 164 |
+
\end{enumerate}
|
| 165 |
+
Both constructions act on neighborhoods of the whole source boxes.
|
| 166 |
+
\end{lemma}
|
| 167 |
+
\begin{proof}
|
| 168 |
+
In the first construction choose padding smaller than a quarter of
|
| 169 |
+
the within-family horizontal gaps and choose height differences larger
|
| 170 |
+
than twice the padded vertical half-width. During lift and descent,
|
| 171 |
+
horizontal separation suffices. During transfer, vertical separation
|
| 172 |
+
suffices. The two choices of $g_i$ are positive and monotone between
|
| 173 |
+
$1$ and $\lambda_i$; their reciprocals are monotone as well. Thus the
|
| 174 |
+
width claim holds. The affine path is
|
| 175 |
+
$c_i(s)+\operatorname{diag}(g_i,g_i^{-1},1)(X_0-c_i(0))$.
|
| 176 |
+
Its first coordinate gives \eqref{eq:bb-convex-coordinate} exactly for
|
| 177 |
+
the linear choice. Lemma~\ref{lem:bb-curl} now applies.
|
| 178 |
+
|
| 179 |
+
For the second construction choose padding smaller than the gaps in
|
| 180 |
+
each union of source projections with reserved parking rectangles, and
|
| 181 |
+
of target projections with those rectangles. In the evacuation pass,
|
| 182 |
+
vertical motion is separated from uncollected sources and parked boxes.
|
| 183 |
+
During delivery it is separated from already filled targets and boxes
|
| 184 |
+
still parked. At travel height, the moving box is above every resting
|
| 185 |
+
box. A shape change stays within its own reserved projection.
|
| 186 |
+
These are the occupied sets at each actual time; source--target
|
| 187 |
+
intersection causes no interference because all sources have left
|
| 188 |
+
before delivery starts. Lemma~\ref{lem:bb-curl} applies to each motion
|
| 189 |
+
with every other box fixed. Finite concatenation gives the required
|
| 190 |
+
neighborhood map.
|
| 191 |
+
\end{proof}
|
| 192 |
+
|
| 193 |
+
\begin{figure}[ht]
|
| 194 |
+
\centering
|
| 195 |
+
\begin{tikzpicture}[x=.75cm,y=.65cm,>=stealth,font=\small]
|
| 196 |
+
\draw[gray] (0,0)--(5,0);
|
| 197 |
+
\draw[thick,blue!65!black,->] (.5,0)--(.5,2.4)--(4.2,2.4)--(4.2,.1);
|
| 198 |
+
\draw[thick,orange!80!black,->] (1.6,0)--(1.6,1.3)--(3.1,1.3)--(3.1,.1);
|
| 199 |
+
\node[below] at (1,0) {sources};
|
| 200 |
+
\node[below] at (3.7,0) {targets};
|
| 201 |
+
\node[above] at (2.5,2.6) {Separate height layers};
|
| 202 |
+
\begin{scope}[xshift=5.1cm]
|
| 203 |
+
\node[draw,rounded corners,minimum width=2.6cm] (s) at (1.8,2.8) {all source boxes};
|
| 204 |
+
\node[draw,rounded corners,minimum width=2.6cm] (p) at (1.8,1.1) {all boxes parked};
|
| 205 |
+
\node[draw,rounded corners,minimum width=2.6cm] (t) at (1.8,-.6) {all target boxes};
|
| 206 |
+
\draw[->,thick] (s)--(p) node[midway,right] {evacuate};
|
| 207 |
+
\draw[->,thick] (p)--(t) node[midway,right] {deliver};
|
| 208 |
+
\end{scope}
|
| 209 |
+
\end{tikzpicture}
|
| 210 |
+
\caption{The two separation mechanisms in
|
| 211 |
+
Lemma~\ref{lem:bb-lift-parking}. Left: horizontal projections separate
|
| 212 |
+
the lift and descent, and distinct heights separate the transfer;
|
| 213 |
+
the second horizontal coordinate is suppressed. Right: a temporal
|
| 214 |
+
schedule, not a spatial drawing. Every source is removed before any
|
| 215 |
+
target is occupied, so overlap between the two families is harmless.}
|
| 216 |
+
\label{fig:bb-routing}
|
| 217 |
+
\end{figure}
|
| 218 |
+
|
| 219 |
+
There is also a useful stream-function implementation of the first
|
| 220 |
+
schedule. Suppose $a_i,a_i'$ are the lower left corners of $P_i,Q_i$.
|
| 221 |
+
At height $z_i$, put $d_i=a_i'-a_i$, $b_i=\log\lambda_i$ and
|
| 222 |
+
$g_i(s)=a_i+sd_i$. On a neighborhood of the swept rectangle use
|
| 223 |
+
\begin{equation}\label{eq:bb-mid-stream-path}
|
| 224 |
+
\xi_i(s)=g_i(s)+\operatorname{diag}(\lambda_i^s,\lambda_i^{-s})(\xi-a_i).
|
| 225 |
+
\end{equation}
|
| 226 |
+
The Hamiltonian
|
| 227 |
+
\[
|
| 228 |
+
H_i=d_{i1}y-d_{i2}x+b_i(x-g_{i1})(y-g_{i2})
|
| 229 |
+
\]
|
| 230 |
+
generates this motion. Put $\widehat H_i=\chi_iH_i$, where $\chi_i$
|
| 231 |
+
is one near the whole sweep and supported in its reserved layer. Use
|
| 232 |
+
\[
|
| 233 |
+
\dot s(\partial_y\widehat H_i,-\partial_x\widehat H_i,0).
|
| 234 |
+
\]
|
| 235 |
+
Disjoint height layers separate these cutoffs. Vertical phases use
|
| 236 |
+
$\nabla\times(0,x\chi_i,0)$, equal to $(0,0,1)$ on their column
|
| 237 |
+
plateaus. If $M=\max_i(1,\lambda_i,\lambda_i^{-1})$ and the column
|
| 238 |
+
plateau margins are $\delta,\delta'$, an initial thickening smaller than
|
| 239 |
+
$\min(\delta/(4M),\delta'/(4M),1/(8M))$ stays on every plateau.
|
| 240 |
+
Thus the affine formula also holds on open neighborhoods. For points of
|
| 241 |
+
the original rectangle it has the additional bound
|
| 242 |
+
\begin{equation}\label{eq:bb-mid-stream-safe}
|
| 243 |
+
X_1(s)\ge\min(a_{i1},a'_{i1}).
|
| 244 |
+
\end{equation}
|
| 245 |
+
The bound follows because the first relative coordinate in
|
| 246 |
+
\eqref{eq:bb-mid-stream-path} is nonnegative.
|
| 247 |
+
|
| 248 |
+
\subsection{Solid boxes with overlapping projections}
|
| 249 |
+
|
| 250 |
+
The preceding lift requires separate horizontal projections. We now
|
| 251 |
+
remove that restriction; this is needed when all three coordinates
|
| 252 |
+
encode independent stacks.
|
| 253 |
+
|
| 254 |
+
\begin{theorem}[Expansion, obstacle detours, and delivery]
|
| 255 |
+
\label{lem:bb-balanced-box-routing}
|
| 256 |
+
Let $Q_i=a_i+\prod_{j=1}^3[-h_{ij},h_{ij}]$ and
|
| 257 |
+
$Q_i'=b_i+\prod_{j=1}^3[-k_{ij},k_{ij}]$ be rational solid boxes,
|
| 258 |
+
with positive half-widths, each family pairwise disjoint. Suppose
|
| 259 |
+
$s_{ij}=k_{ij}/h_{ij}$ and $\prod_js_{ij}=1$. An effective compactly
|
| 260 |
+
supported smooth solenoidal field, zero outside the time interval
|
| 261 |
+
$[1/4,3/4]$, has time-one map
|
| 262 |
+
\[
|
| 263 |
+
a_i+y\longmapsto b_i+\operatorname{diag}(s_{i1},s_{i2},s_{i3})y
|
| 264 |
+
\]
|
| 265 |
+
on a neighborhood of each $Q_i$.
|
| 266 |
+
\end{theorem}
|
| 267 |
+
\begin{proof}\label{proof:bb-balanced-box-routing}
|
| 268 |
+
For an empty family take the zero field. Otherwise let
|
| 269 |
+
$R=\max(1,h_{ij},k_{ij})$. Choose a rational $\Lambda>10$ so that
|
| 270 |
+
centers in each of the lists $(\Lambda a_i)$ and $(\Lambda b_i)$
|
| 271 |
+
are separated by more than $20R$ in maximum norm. This is possible
|
| 272 |
+
because distinct disjoint boxes have distinct centers. Let
|
| 273 |
+
\[
|
| 274 |
+
K=\max(4\Lambda,|\Lambda a_{i1}|,|\Lambda b_{i1}|),
|
| 275 |
+
\qquad d_i=(K+30Ri,0,0).
|
| 276 |
+
\]
|
| 277 |
+
The $d_i$ are parking centers, separated from each other and both scaled
|
| 278 |
+
families by at least $30R$ in their first coordinate.
|
| 279 |
+
|
| 280 |
+
First multiply all source centers by a common factor increasing from
|
| 281 |
+
$1$ to $\Lambda$, while keeping shapes fixed. Next change all shapes
|
| 282 |
+
at those separated centers by factors $s_{ij}^{\theta}$,
|
| 283 |
+
$0\le\theta\le1$. Each half-width is the geometric interpolation
|
| 284 |
+
$h_{ij}^{1-\theta}k_{ij}^{\theta}\le R$.
|
| 285 |
+
Move the boxes one at a time from $\Lambda a_i$ to $d_i$, then,
|
| 286 |
+
after all have been parked, from $d_i$ to $\Lambda b_i$.
|
| 287 |
+
Finally shrink all target centers by a common factor from $\Lambda$
|
| 288 |
+
to $1$, with target shapes fixed.
|
| 289 |
+
|
| 290 |
+
Here is a finite construction of every single-box path. Around each
|
| 291 |
+
stationary center place the closed cube of maximum-norm radius $4R$.
|
| 292 |
+
These cubes are disjoint since stationary centers are separated by
|
| 293 |
+
more than $20R$, and neither endpoint is in a cube. Start with the
|
| 294 |
+
straight segment between the endpoints. Its intersections with the
|
| 295 |
+
cubes are rational intervals, found by linear inequalities. Replace
|
| 296 |
+
each portion inside a cube by a polygonal path on its boundary: join
|
| 297 |
+
the entry point to a vertex of a containing face, use cube edges to a
|
| 298 |
+
face containing the exit point, and join to that exit point. The cube
|
| 299 |
+
is convex face by face, so these segments remain on its boundary;
|
| 300 |
+
no other cube meets them. A tangency needs no replacement. The
|
| 301 |
+
resulting rational polygonal path has distance at least $4R$ from
|
| 302 |
+
every stationary center. Traverse its segments with flat switches,
|
| 303 |
+
stopping to all orders at vertices. Its geometric image is unchanged,
|
| 304 |
+
so smoothing the time parameter does not reduce clearance.
|
| 305 |
+
|
| 306 |
+
For a uniform localization margin, let $g_a$ be the minimum over
|
| 307 |
+
$i<j$ of
|
| 308 |
+
\[
|
| 309 |
+
\max_\ell(|a_{i\ell}-a_{j\ell}|-h_{i\ell}-h_{j\ell}),
|
| 310 |
+
\]
|
| 311 |
+
and define $g_b$ similarly. These are positive; for a singleton list
|
| 312 |
+
set both to $R$. During outward expansion a separating coordinate
|
| 313 |
+
gap can only increase; during final contraction the target gap is its
|
| 314 |
+
minimum. During deformation centers are more than $20R$ apart.
|
| 315 |
+
During a single-box path the center distance is at least $4R$, leaving
|
| 316 |
+
a coordinate gap at least $2R$. Hence padding smaller than
|
| 317 |
+
$\tfrac18\min(R,g_a,g_b)$ satisfies Lemma~\ref{lem:bb-curl}
|
| 318 |
+
throughout. Put all stages, and all straight segments, in consecutive
|
| 319 |
+
subintervals of $[1/4,3/4]$. Their flat switches give a smooth finite
|
| 320 |
+
motion, with positive diagonal determinant-one linear parts. That
|
| 321 |
+
lemma provides the velocity and the neighborhood assertion. All
|
| 322 |
+
choices use rational inequalities and effective elementary functions,
|
| 323 |
+
which also supply bounds for every derivative.
|
| 324 |
+
\end{proof}
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/guarded-history.tex
CHANGED
|
@@ -1,660 +1,660 @@
|
|
| 1 |
-
\section{Wider guards and alternative comparison classes}
|
| 2 |
-
\label{sec:bb-guarded}
|
| 3 |
-
|
| 4 |
-
The transport lemmas also accept tables which differ on tapes never
|
| 5 |
-
visited by the initialized computation. Those differences matter:
|
| 6 |
-
they change the complete source and image cylinders on which the
|
| 7 |
-
smooth extension is prescribed. We give the remaining tables with
|
| 8 |
-
their actual guards and then isolate the extra pressure arguments.
|
| 9 |
-
|
| 10 |
-
\subsection{A shuttle aligned at the origin}
|
| 11 |
-
\label{sec:bb-shuttle-periodic}
|
| 12 |
-
|
| 13 |
-
\begin{theorem}\label{thm:bb-shuttle-periodic}
|
| 14 |
-
On the unit torus there is an effective smooth mean-zero force,
|
| 15 |
-
periodic from time zero with period one and with bounded mixed
|
| 16 |
-
derivatives, whose unique zero-data classical solution has
|
| 17 |
-
\[
|
| 18 |
-
\exists t\ge0:\quad X_1(t;0)\pmod1\in(1/16,1/4)
|
| 19 |
-
\quad\Longleftrightarrow\quad\text{halting}.
|
| 20 |
-
\]
|
| 21 |
-
The constructed pressure is zero. Alternatively the force may be
|
| 22 |
-
projected to a solenoidal force with the same velocity and event,
|
| 23 |
-
and with the correspondingly changed mean-zero pressure.
|
| 24 |
-
\end{theorem}
|
| 25 |
-
\begin{proof}\label{proof:bb-shuttle-periodic}
|
| 26 |
-
Add a fresh nonhalting initial state $*$, without incoming transitions,
|
| 27 |
-
which writes back the scanned symbol and stays while entering the
|
| 28 |
-
original initial state. This handles an originally halted input.
|
| 29 |
-
Use work, flag and history tracks
|
| 30 |
-
$\Sigma=\Gamma\times\{0,1\}\times(\{\perp,E\}\sqcup\mathcal R)$,
|
| 31 |
-
and controls $R_q,A_r,B_r,C_q,D_q$. Its complete table is
|
| 32 |
-
\begin{equation}\label{eq:bb-shuttle-table}
|
| 33 |
-
\begin{array}{lll}
|
| 34 |
-
R_q:(a,0,g)&\mapsto A_r:(b_r,0,g),d_r,\\
|
| 35 |
-
A_r:(a,0,g)&\mapsto B_r:(a,1,g),1,\\
|
| 36 |
-
B_r:(a,0,g)&\mapsto B_r:(a,0,g),1&g\ne E,\\
|
| 37 |
-
B_r:(a,0,E)&\mapsto C_{p_r}:(a,0,r),1,\\
|
| 38 |
-
C_q:(a,0,\perp)&\mapsto D_q:(a,0,E),-1,\\
|
| 39 |
-
D_q:(a,0,g)&\mapsto D_q:(a,0,g),-1&g\ne E,\\
|
| 40 |
-
D_q:(a,1,g)&\mapsto R_q:(a,0,g),0&g\ne E.
|
| 41 |
-
\end{array}
|
| 42 |
-
\end{equation}
|
| 43 |
-
In particular its first two rows do not exclude the frontier symbol;
|
| 44 |
-
this is a wider domain than the move-first table. Into $A_r$ the
|
| 45 |
-
record identifies the work instruction; into $B_r$ the output flag
|
| 46 |
-
distinguishes entry and loop; into $C_q$ the record determines the
|
| 47 |
-
incoming scan; into $D_q$ a written $E$ distinguishes entry and loop;
|
| 48 |
-
into $R_q$ only clearing a flag is possible. The destination fixes
|
| 49 |
-
the incoming displacement. These checks include every copied track
|
| 50 |
-
and every permitted frontier case.
|
| 51 |
-
|
| 52 |
-
Initialize at $R_*$, with all flags zero and only $E$ at cell two.
|
| 53 |
-
At ready step $n$ the frontier is $e_n=n+2$, the records are at
|
| 54 |
-
$2,\ldots,n+1$, and the head is $h_n$, $|h_n|\le n$.
|
| 55 |
-
The work move reaches $h'=h_{n+1}<e_n$; the scan marks that cell,
|
| 56 |
-
records at $e_n$, creates the next frontier, returns to the mark and
|
| 57 |
-
clears it. Its count is $2(e_n-h')+4$ and all its tests hold.
|
| 58 |
-
Thus it has exactly the required initialized behavior despite its
|
| 59 |
-
wider full domain.
|
| 60 |
-
|
| 61 |
-
Use even digits in base $b=2|\Sigma|$ and initial fractions
|
| 62 |
-
$\ell_*,r_*$. Let $S$ be the control set and $m$ count the branches in
|
| 63 |
-
Lemma~\ref{lem:bb-onecell}, and put $L=100(1+|S|+m)$.
|
| 64 |
-
Give $R_*$ offset $-\ell_*$, other nonhalt states offsets $-4i$,
|
| 65 |
-
and ready halt states offsets $L+4i$. The code is
|
| 66 |
-
$(o_s+\ell,r-r_*,0)$, so the initial point is zero.
|
| 67 |
-
The incoming conditions give separately disjoint full rectangle
|
| 68 |
-
families. Thicken each by $[-1,1]$, lift to height $10i$, and use
|
| 69 |
-
the linear reciprocal middle scale. Choose padding at most $1/10$
|
| 70 |
-
small enough for both family gaps. Vertical phases can use fixed
|
| 71 |
-
column potentials $(0,\dot Z x\chi,0)$, with columns covering
|
| 72 |
-
$[-3,10i+3]$; middle phases use horizontal Hamiltonians in disjoint
|
| 73 |
-
height bands. All paths and supports are contained in
|
| 74 |
-
$(-2L,2L)^3$: their coordinate bounds are
|
| 75 |
-
$[-4|S|-3,L+4|S|+4]$, $[-4,4]$, and $[-3,10m+3]$.
|
| 76 |
-
This verifies the hypotheses of the lift schedule on neighborhoods
|
| 77 |
-
of the whole boxes.
|
| 78 |
-
|
| 79 |
-
Scale by $\gamma=(8L)^{-1}$ into the torus patch
|
| 80 |
-
$(-1/2,1/2)^3$: $U(t,x)=\gamma W(t,x/\gamma)$.
|
| 81 |
-
The support lies inside $(-1/4,1/4)^3$, the potentials scale by
|
| 82 |
-
$\gamma^2$, and the residual is recomputed at viscosity $\nu$ by
|
| 83 |
-
Lemma~\ref{lem:p2-chart}. Periodicity starts at zero
|
| 84 |
-
because the input is already encoded there and the pulse has idle
|
| 85 |
-
endpoint collars. At integer times the particle is the correct code.
|
| 86 |
-
Halt first coordinates before scaling lie between $L+4$ and $2L$.
|
| 87 |
-
For a nonhalt branch its endpoint first coordinates are at most one;
|
| 88 |
-
the linear-scale identity keeps them at most one, and the weaker
|
| 89 |
-
bound $3/2$ also follows from center and width estimates. After
|
| 90 |
-
scaling every nonhalt path lies in $(-1/4,1/16)$, disjoint modulo
|
| 91 |
-
one from the event. The initialized dummy step makes the implication
|
| 92 |
-
valid even for an originally halted machine.
|
| 93 |
-
|
| 94 |
-
For the optional projection solve $\Delta q=\operatorname{div}g$,
|
| 95 |
-
$\int q=0$, where $g=\mathcal F_\nu[U]$.
|
| 96 |
-
Proposition~\ref{prop:projection-l2} gives the effective force
|
| 97 |
-
$f=g-\nabla q$ and pressure $p=-q$, with all mixed derivative bounds
|
| 98 |
-
and periodicity retained. The pressure change is part of this
|
| 99 |
-
alternative; the direct residual had pressure zero.
|
| 100 |
-
\end{proof}
|
| 101 |
-
|
| 102 |
-
\subsection{A persistent marker and cursor shifts of two cells}
|
| 103 |
-
\label{sec:bb-marked-window}
|
| 104 |
-
|
| 105 |
-
\begin{theorem}\label{thm:bb-marked-window}
|
| 106 |
-
There is a unit-torus realization, periodic for $t\ge1$, with fixed
|
| 107 |
-
label $a_*=(1/4,1/4,1/4)$. Its event
|
| 108 |
-
\[ \exists t\ge0:\quad X_1(t;a_*)\pmod1\in(2/3,5/6) \]
|
| 109 |
-
occurs exactly when the machine halts.
|
| 110 |
-
It uses an injective marked-head table whose cursor shifts may equal
|
| 111 |
-
two. Its force is effective, smooth and mean zero, with bounded
|
| 112 |
-
mixed derivatives and the zero-data uniqueness class of
|
| 113 |
-
Proposition~\ref{prop:bb-realization}.
|
| 114 |
-
\end{theorem}
|
| 115 |
-
\begin{proof}\label{proof:bb-marked-window}
|
| 116 |
-
Normalize to one halt state and use work, permanent work-head marker,
|
| 117 |
-
and history tracks $(a,m,g)\in\mathcal A:=\Gamma\times\{0,1\}\times
|
| 118 |
-
(\{\bot,\#\}\sqcup\mathcal R)$.
|
| 119 |
-
Let $S$ be the set of controls $M_q,L_q,R_r$. With the cursor at zero, make
|
| 120 |
-
exactly the following tests and writes, then reindex by
|
| 121 |
-
$T'_i=\bar T_{i+e}$ for the displayed shift $e$.
|
| 122 |
-
\begin{enumerate}
|
| 123 |
-
\item In $M_q$, $q$ nonhalting, require $m_0=1$ and, if $d_r\ne0$,
|
| 124 |
-
$m_{d_r}=0$. Write $b_r$ at zero, move the marker to $d_r$ if
|
| 125 |
-
necessary, and enter $R_r$ with shift $e=d_r+1$.
|
| 126 |
-
\item In $R_r$, a cell with $m_0=0,g_0\ne\#$ gives shift $1$
|
| 127 |
-
in the same control. If $m_0=0,g_0=\#,g_1=\bot$, write
|
| 128 |
-
$g_0=r,g_1=\#$ and enter $L_{p_r}$ with shift zero.
|
| 129 |
-
\item In $L_q$, if $m_0=0,g_0\ne\#$, shift $-1$ in that control.
|
| 130 |
-
If $m_0=1$, enter $M_q$ with shift zero.
|
| 131 |
-
\end{enumerate}
|
| 132 |
-
All unmentioned entries are retained. Into $R_r$, a main entry has
|
| 133 |
-
output $m_{-1}=1$, whereas a scan has $m_{-1}=0$.
|
| 134 |
-
The record recovers the overwritten work letter, displacement and
|
| 135 |
-
marker changes. Into $L_q$, a log write has output $g_1=\#$
|
| 136 |
-
and record $r$ at zero, whereas a scan has $g_1\ne\#$.
|
| 137 |
-
Its tests recover the overwritten pair. Into $M_q$ only the
|
| 138 |
-
matching control change is possible. This is a full-domain inverse;
|
| 139 |
-
uniqueness of a marker was not assumed on arbitrary tapes.
|
| 140 |
-
|
| 141 |
-
Initially the sole marker is at zero, the sole pointer at two, and
|
| 142 |
-
all other history is blank. At work step $n$, head and marker are
|
| 143 |
-
at $h$, pointer at $n+2$, and records at $2,\ldots,n+1$.
|
| 144 |
-
The work update puts the marker at $h'=h+d_r$ and the cursor at
|
| 145 |
-
$h'+1\le n+2$. The forward scan reaches the pointer, logs, and
|
| 146 |
-
returns to $h'$. All tests hold since $h'<n+2$. The cycle length is
|
| 147 |
-
\[
|
| 148 |
-
1+[n+2-(h'+1)]+1+[(n+2)-h']+1.
|
| 149 |
-
\]
|
| 150 |
-
This proves finite continuation, exact work simulation and halting.
|
| 151 |
-
|
| 152 |
-
Use even digits, blank zero, in base $B=2|\mathcal A|+1$.
|
| 153 |
-
Enumerate every full word on $[-2,2]$ with an applicable rule, giving
|
| 154 |
-
$J$ branches.
|
| 155 |
-
Lemma~\ref{lem:bb-window-rectangles} gives prefix lengths $(2,3)$
|
| 156 |
-
and $(2+e,3-e)$, with $e\in\{-1,0,1,2\}$.
|
| 157 |
-
Each output length is at most four, so gaps after chart scaling
|
| 158 |
-
by $l=[100(|S|+1)]^{-1}$ are at least $lB^{-4}$.
|
| 159 |
-
Place the halt square at $(3/4,1/4)+l[0,1]^2$ and other squares
|
| 160 |
-
at $(1/4+2il,1/4)+l[0,1]^2$; the latter lie below $x_1=1/3$.
|
| 161 |
-
At base height $1/4$, lift branch $j$ to
|
| 162 |
-
$1/2+j/[4(J+1)]$, use exponential scales $B^{-e_j\theta},B^{e_j\theta}$,
|
| 163 |
-
and lower. Padding
|
| 164 |
-
$\min(1/200,1/[32(J+1)],lB^{-4}/3)$ separates supports.
|
| 165 |
-
The middle Hamiltonian is
|
| 166 |
-
\[
|
| 167 |
-
\dot c_x(y-c_y)-\dot c_y(x-c_x)
|
| 168 |
-
-e_j\dot\theta\log B\,(x-c_x)(y-c_y).
|
| 169 |
-
\]
|
| 170 |
-
It gives the intended derivative on the full moving rectangle.
|
| 171 |
-
The plateau margins and finite scale bounds extend this to an open
|
| 172 |
-
neighborhood, as in Lemma~\ref{lem:bb-curl}.
|
| 173 |
-
|
| 174 |
-
Load the fixed label along its segment to the rational initial code
|
| 175 |
-
in time one, then repeat the unit field. Integer samples give the
|
| 176 |
-
full local execution. In a nonhalt period the center is below $1/3$
|
| 177 |
-
and the width at most $l$, so the whole path remains below $1/2$;
|
| 178 |
-
loading also avoids the event. Halt codes lie in $[3/4,3/4+l]$.
|
| 179 |
-
Thus every real time is accounted for. The pointer site $n+2$,
|
| 180 |
-
record count $n$, and relative pointer offset recover the absolute
|
| 181 |
-
head position at main checkpoints. The residual construction
|
| 182 |
-
proves the remaining assertions.
|
| 183 |
-
\end{proof}
|
| 184 |
-
|
| 185 |
-
\subsection{A split direction shuttle in the whole space}
|
| 186 |
-
\label{sec:bb-direction-shuttle}
|
| 187 |
-
|
| 188 |
-
\begin{theorem}\label{thm:bb-direction-shuttle}
|
| 189 |
-
On $\R^3$ an effective compactly supported force with bounded mixed
|
| 190 |
-
derivatives and period one after $t=1$ realizes the halting event
|
| 191 |
-
$X_1(t;(1,0,0))<0$. Uniqueness holds with bounded $u,\nabla u$,
|
| 192 |
-
$u\in C H^2\cap C^1L^2$ and pressure modulo constants in $C H^1$
|
| 193 |
-
on each finite interval. An alternative force is square-integrable
|
| 194 |
-
in space-time, with the same label, event, support and derivative
|
| 195 |
-
bounds.
|
| 196 |
-
\end{theorem}
|
| 197 |
-
\begin{proof}\label{proof:bb-direction-shuttle}
|
| 198 |
-
Use exactly the direction table of Lemma~\ref{lem:bb-direction}
|
| 199 |
-
without its passive track, renaming
|
| 200 |
-
the controls by $M\mapsto S$, $G\mapsto R$, $A\mapsto I$,
|
| 201 |
-
and $B\mapsto J$, and the frontier by $F\mapsto\#$. This is a bijection
|
| 202 |
-
of its entire partial table, including the nonfrontier tests.
|
| 203 |
-
Write $\Sigma$ for the resulting three-track alphabet.
|
| 204 |
-
Initialize frontier at one and zero flags. At work step $j$ the
|
| 205 |
-
frontier is $j+1$ and the cycle length is
|
| 206 |
-
\[2(j-h_j)+5.\]
|
| 207 |
-
|
| 208 |
-
Use odd digits in base $B=2|\Sigma|+1$, offsets $3,6,\ldots$
|
| 209 |
-
for nonhalt controls and $-3,-6,\ldots$ for halt main controls.
|
| 210 |
-
In this realization split \emph{every} one-cell rule by every left
|
| 211 |
-
symbol $c$, including the stationary and right-moving rules.
|
| 212 |
-
Its source is $I(c)\times I(a)$, and the three target rectangles,
|
| 213 |
-
for moves $1,-1,0$, are respectively
|
| 214 |
-
\[
|
| 215 |
-
\varphi_b\varphi_c([0,1])\times[0,1],\quad
|
| 216 |
-
[0,1]\times\varphi_c\varphi_b([0,1]),\quad I(c)\times I(b),
|
| 217 |
-
\qquad \varphi_a(t)=(d(a)+t)/B.
|
| 218 |
-
\]
|
| 219 |
-
The maps themselves are the restrictions of
|
| 220 |
-
\eqref{eq:bb-one-cell-branches}. Source separation follows from
|
| 221 |
-
$(c,a)$, target separation from the fixed incoming move and $(c,b)$.
|
| 222 |
-
Their gaps are at least $B^{-2}$, and their linear parts are
|
| 223 |
-
$\operatorname{diag}(B^{-d},B^d)$.
|
| 224 |
-
|
| 225 |
-
Thicken by $[-1,1]$, lift branch $i$ to $4i$, use exponential
|
| 226 |
-
middle scale and center interpolation, then descend. Padding smaller
|
| 227 |
-
than $(4B^2)^{-1}$ is valid, by source gaps, height gaps, and target
|
| 228 |
-
gaps in the three phases. A first localized translation takes
|
| 229 |
-
$(1,0,0)$ to the rational initial code. Exact full-box transport
|
| 230 |
-
then gives the local execution at every subsequent integer time.
|
| 231 |
-
Nonhalt centers have first coordinate at least three and horizontal
|
| 232 |
-
width at most one, so every intermediate point stays positive;
|
| 233 |
-
the nonhalt loading segment does too. A halt sample has negative
|
| 234 |
-
first coordinate, including initial halting after loading.
|
| 235 |
-
Proposition~\ref{prop:bb-realization} gives the force, pressure zero,
|
| 236 |
-
and uniqueness. The decaying alternative follows from
|
| 237 |
-
Proposition~\ref{prop:bb-late-logclock} below, applied to this same
|
| 238 |
-
loaded template.
|
| 239 |
-
\end{proof}
|
| 240 |
-
|
| 241 |
-
\subsection{Two-cell history and a gradient-only pressure condition}
|
| 242 |
-
\label{sec:bb-guarded-history}
|
| 243 |
-
|
| 244 |
-
\begin{theorem}\label{thm:bb-guarded-history}
|
| 245 |
-
An effective smooth force on $\R^3$, periodic from time zero,
|
| 246 |
-
with one compact spatial support and bounded mixed derivatives,
|
| 247 |
-
realizes the fixed event
|
| 248 |
-
\[
|
| 249 |
-
\exists t\ge0:\quad X(t;(2,0,0))\in(-2,-1)\times(0,1)\times(-1,1)
|
| 250 |
-
\quad\Longleftrightarrow\quad\text{halting}.
|
| 251 |
-
\]
|
| 252 |
-
Velocity is unique in the class
|
| 253 |
-
$u\in C([0,T];H^4)\cap C^1([0,T];H^2)$,
|
| 254 |
-
$\nabla p\in C([0,T];L^2)$ for every finite $T$, allowing a
|
| 255 |
-
distributional pressure gradient. Alternatively the force belongs
|
| 256 |
-
to $L^2([0,\infty);H^j)$ for every integer $j\ge0$, with all the
|
| 257 |
-
same support, event and comparison-class conclusions.
|
| 258 |
-
\end{theorem}
|
| 259 |
-
\begin{proof}\label{proof:bb-guarded-history}
|
| 260 |
-
Add a fresh initial state which writes back and stays, and replace
|
| 261 |
-
all originally terminal state-symbol pairs by stay transitions into
|
| 262 |
-
one fresh terminal state $q_h$. Normalize the other missing
|
| 263 |
-
instructions similarly. Let $r=(q,a)\mapsto(p_r,b_r,d_r)$ denote
|
| 264 |
-
the resulting nonterminal instructions, and let $\mathcal A$ be the
|
| 265 |
-
work alphabet. The full cell alphabet is
|
| 266 |
-
$\Gamma=\mathcal A\times\{0,1\}\times(\{e,p\}\sqcup\mathcal R)$.
|
| 267 |
-
Use its work, flag and log tracks $W,F,L$,
|
| 268 |
-
and controls $N_q,A_r,R_r,B_q$. The complete rules are:
|
| 269 |
-
\begin{enumerate}
|
| 270 |
-
\item At $N_q$, $q\ne q_h$, write $W_0=b_r$, enter $A_r$,
|
| 271 |
-
and shift $d_r$, with no test on the other tracks.
|
| 272 |
-
\item At $A_r$, require $F_0=0$, set it to one, enter $R_r$
|
| 273 |
-
and shift one.
|
| 274 |
-
\item At $R_r$, if $F_0=0,L_0\ne p$, shift one in that control.
|
| 275 |
-
If $F_0=0,L_0=p,L_1=e$, write $L_0=r,L_1=p$, enter $B_{p_r}$
|
| 276 |
-
and shift minus one.
|
| 277 |
-
\item At $B_q$, if $F_0=0,L_1\ne p$, shift minus one in that
|
| 278 |
-
control. If $F_0=1$, clear it and enter $N_q$ without moving.
|
| 279 |
-
\end{enumerate}
|
| 280 |
-
The first output control records the overwritten work pair and shift.
|
| 281 |
-
Into $R_r$, output flag one at $-1$ distinguishes entry from its
|
| 282 |
-
loop. Into $B_q$, a log insertion has pointer at output index two
|
| 283 |
-
and record at one, whereas a return loop has a nonpointer at two;
|
| 284 |
-
the record and tests recover both overwritten log entries. Into
|
| 285 |
-
$N_q$ only unmarking is possible. Thus this map is injective on
|
| 286 |
-
its whole domain, including the unrestricted first-row tracks.
|
| 287 |
-
|
| 288 |
-
Initialize zero flags and a sole pointer at cell three, all other
|
| 289 |
-
log cells empty. At work step $n$, records occupy $3,\ldots,n+2$
|
| 290 |
-
and pointer $g=n+3$. The work move reaches $h'$ with $g-h'\ge2$.
|
| 291 |
-
The finite scan flags $h'$, logs at $g$, advances the pointer, and
|
| 292 |
-
returns to the flag. The return guard holds because the new pointer
|
| 293 |
-
is at $g+1$. The cycle has $2(g-h'-1)+4$ steps. This verifies
|
| 294 |
-
the work invariant and eventual terminal entry.
|
| 295 |
-
|
| 296 |
-
Use odd digits in radix $D=2|\Gamma|+1$ and write
|
| 297 |
-
$\phi(\xi)=\sum_{j\ge1}d(\xi_j)D^{-j}$ for the radix sum.
|
| 298 |
-
Let $L_*,R_*$ be the initialized left and right streams, ordered as in
|
| 299 |
-
Lemma~\ref{lem:bb-onecell}. Give the terminal state
|
| 300 |
-
chart offset $(-2,0)$, the initial chart offset
|
| 301 |
-
$(2-\phi(L_*),-\phi(R_*))$, and all other charts $(4+2j,0)$.
|
| 302 |
-
The initial code is $(2,0,0)$, every nonterminal interval lies in
|
| 303 |
-
$x_1>1$, and terminal codes lie strictly in $(-2,-1)\times(0,1)$.
|
| 304 |
-
The infinite tails are in $[\delta,1-\delta]$,
|
| 305 |
-
$\delta=1/(D-1)$, so finite-prefix decoding of length $b$ is possible
|
| 306 |
-
from error less than $(\delta/2)D^{-b}$ without a boundary ambiguity.
|
| 307 |
-
|
| 308 |
-
Split full triples $[-1,1]$. By
|
| 309 |
-
Lemma~\ref{lem:bb-window-rectangles}, source prefix lengths $(1,2)$
|
| 310 |
-
become $(1+d,2-d)$, target cylinders are complete, and both rectangle
|
| 311 |
-
families have gaps at least $D^{-3}$. Thicken by $[-1/4,1/4]$,
|
| 312 |
-
lift to height $4i$, use linear middle scale
|
| 313 |
-
$\mu_i=1+(D^{-d_i}-1)\theta$, and descend. Padding smaller than
|
| 314 |
-
$D^{-3}/4$ separates all phases. Repeating the pulse, zero on
|
| 315 |
-
$[0,1/12]$ and $[11/12,1]$, gives periodicity from zero without
|
| 316 |
-
loading. At a nonhalting branch's lift and descent the first
|
| 317 |
-
coordinate is greater than one; during the middle transfer the
|
| 318 |
-
particle's third coordinate is exactly $4i$, outside $(-1,1)$.
|
| 319 |
-
Thus even a horizontal route passing over the observation box cannot
|
| 320 |
-
cause a false visit. The integer samples and the compiler invariant
|
| 321 |
-
prove halting equivalence. The record count and pointer site $n+3$
|
| 322 |
-
recover absolute indexing at checkpoints.
|
| 323 |
-
|
| 324 |
-
For uniqueness apply Lemma~\ref{lem:b-comparison}(iii).
|
| 325 |
-
The explicit compactly supported smooth field lies in $CH^4\cap C^1H^2$
|
| 326 |
-
on every finite interval and has pressure zero. The competing class
|
| 327 |
-
in the theorem is precisely case (iii), including its distributional
|
| 328 |
-
$CL^2$ gradient. Lemma~\ref{lem:b-gradient} cancels that gradient
|
| 329 |
-
against the solenoidal velocity difference without introducing a pressure
|
| 330 |
-
$L^2$ norm. Thus the velocity and pressure gradient are unique, while
|
| 331 |
-
pressure itself remains free up to a time-dependent spatial constant.
|
| 332 |
-
Proposition~\ref{prop:bb-late-logclock} gives the stated
|
| 333 |
-
decaying alternative.
|
| 334 |
-
\end{proof}
|
| 335 |
-
|
| 336 |
-
\subsection{A flagged head and two-pass parking}
|
| 337 |
-
\label{sec:bb-two-pass-parking}
|
| 338 |
-
|
| 339 |
-
\begin{theorem}\label{thm:bb-two-pass-parking}
|
| 340 |
-
For any machine and finitely specified initial tape, an effective
|
| 341 |
-
smooth force on $\R^3$, periodic from time zero, with one compact
|
| 342 |
-
spatial support and bounded mixed derivatives, realizes the event
|
| 343 |
-
\[
|
| 344 |
-
\exists t\ge0:\quad X(t;0)\in(-6,-4)\times(-1,1)\times(-1,1)
|
| 345 |
-
\quad\Longleftrightarrow\quad\text{halting}.
|
| 346 |
-
\]
|
| 347 |
-
The zero-data velocity is unique among classical smooth solutions
|
| 348 |
-
with bounded $u,\nabla u$, $u\in C H^2\cap C^1L^2$ and $p\in C L^2$
|
| 349 |
-
on every finite interval. The prescribed solution has uniformly
|
| 350 |
-
bounded kinetic energy.
|
| 351 |
-
\end{theorem}
|
| 352 |
-
\begin{proof}\label{proof:bb-two-pass-parking}
|
| 353 |
-
Merge terminal states into $q_\dagger$, send missing instructions
|
| 354 |
-
there by a stay step, and add a fresh initial state $q_*$, with no
|
| 355 |
-
incoming instruction, which writes back and stays while entering
|
| 356 |
-
the old initial state. For each normalized nonterminal rule
|
| 357 |
-
$r=(q,a)\mapsto(p_r,b_r,d_r)$ use cell letters
|
| 358 |
-
\[
|
| 359 |
-
(w,h,j)\in\Gamma:=\mathcal A\times
|
| 360 |
-
(\{\circ,\star\}\sqcup\{[r]:r\in\mathcal R\})\times\{0,1\},
|
| 361 |
-
\]
|
| 362 |
-
where $\mathcal A$ is the work alphabet and $\mathcal R$ is the
|
| 363 |
-
finite set of normalized instruction labels. Thus $\Gamma$ includes
|
| 364 |
-
all three tracks.
|
| 365 |
-
The complete table, with $h\ne\star$ wherever $h$ occurs, is
|
| 366 |
-
\[
|
| 367 |
-
\begin{array}{lll}
|
| 368 |
-
M_q:(a,h,1)&\mapsto A_r:(b_r,h,0),d_r,\\
|
| 369 |
-
A_r:(w,h,0)&\mapsto R_r:(w,h,1),1,\\
|
| 370 |
-
R_r:(w,h,0)&\mapsto R_r:(w,h,0),1,\\
|
| 371 |
-
R_r:(w,\star,0)&\mapsto B_{p_r}:(w,[r],0),1,\\
|
| 372 |
-
B_q:(w,\circ,0)&\mapsto L_q:(w,\star,0),-1,\\
|
| 373 |
-
L_q:(w,h,0)&\mapsto L_q:(w,h,0),-1,\\
|
| 374 |
-
L_q:(w,h,1)&\mapsto M_q:(w,h,1),0.
|
| 375 |
-
\end{array}
|
| 376 |
-
\]
|
| 377 |
-
The destination fixes the incoming displacement. The record index
|
| 378 |
-
recovers the first row's old work pair; a flag distinguishes the
|
| 379 |
-
entries into $R_r$; a record distinguishes the entries into $B_q$;
|
| 380 |
-
a written frontier distinguishes entry and loop into $L_q$;
|
| 381 |
-
and entry into $M_q$ is the unique cell-preserving last row.
|
| 382 |
-
This proves the full one-cell inverse conditions.
|
| 383 |
-
|
| 384 |
-
Initialize the sole flag at zero and the sole frontier at three,
|
| 385 |
-
with empty history elsewhere. At ready step $k$, only the work
|
| 386 |
-
head $i$ is flagged, records occupy $3,\ldots,k+2$, and the frontier
|
| 387 |
-
is $e_k=k+3$. The work rule clears the flag and moves to
|
| 388 |
-
$j=i+d_r\le e_k-2$, which is unflagged even for $d_r=0$.
|
| 389 |
-
It is flagged anew; the scan logs at $e_k$, advances the pointer,
|
| 390 |
-
returns, and preserves the ready flag. The two loop lengths are
|
| 391 |
-
$e_k-j-1$ and $e_k-j$, with five other rules, for a total
|
| 392 |
-
$2(e_k-j)+4$. Thus all scans terminate and ready halting is exact.
|
| 393 |
-
|
| 394 |
-
Use odd digits in base $K=2|\Gamma|+2$, initial fractions $x_*,y_*$,
|
| 395 |
-
and state offsets $a_{M_{q_*}}=0$, $a_{M_{q_\dagger}}=-5$, and
|
| 396 |
-
$4,8,12,\ldots$ for the others. The code
|
| 397 |
-
$(a_s-x_*+x,y-y_*,0)$ starts at zero. Lemma~\ref{lem:bb-onecell}
|
| 398 |
-
gives $N$ full rectangle maps with scales $\lambda_i\in\{K^{-1},1,K\}$;
|
| 399 |
-
thicken by $[-1/4,1/4]$. The entire terminal block is inside the
|
| 400 |
-
observation box because $0<x_*,y_*<1$. Every nonterminal block is
|
| 401 |
-
in $x_1>-1$. Eventually constant tails are rational even for an
|
| 402 |
-
arbitrary finitely specified initial tape, and the pointer and record
|
| 403 |
-
count recover its absolute head position at ready checkpoints.
|
| 404 |
-
|
| 405 |
-
For the required two-pass geometry, let $g$ be the minimum of one
|
| 406 |
-
and all positive separating coordinate gaps in either planar family,
|
| 407 |
-
and set $\epsilon=g/20$. Choose
|
| 408 |
-
\[
|
| 409 |
-
C=20+\max(\{0\}\cup\{\text{right endpoints of source and target boxes}\}),
|
| 410 |
-
\qquad S_i=(C+4i,0,0).
|
| 411 |
-
\]
|
| 412 |
-
In a first pass give each source four consecutive slots: lift by ten,
|
| 413 |
-
translate above $S_i$, descend, and reshape there by the linear
|
| 414 |
-
reciprocal scale. In a second pass give each parked box three slots:
|
| 415 |
-
lift by ten, translate above its target, and descend. The total is
|
| 416 |
-
$7N$ slots, and every source is gone before a target is filled.
|
| 417 |
-
Widths remain at most one. Source gaps protect the first lift,
|
| 418 |
-
parking spacing protects strain and parking moves, target gaps protect
|
| 419 |
-
delivery, and travel height separates every horizontal transfer from
|
| 420 |
-
resting boxes. These inequalities remain strict under $2\epsilon$
|
| 421 |
-
padding. Applying Lemma~\ref{lem:bb-curl} in chronological order
|
| 422 |
-
fixes every stationary box and gives the exact full-box map to the
|
| 423 |
-
moving one. Thus overlapping source and target families cause no
|
| 424 |
-
interference.
|
| 425 |
-
|
| 426 |
-
Repeat the flat-ended template from zero and take its residual.
|
| 427 |
-
The integer sampling induction gives the table execution. In a
|
| 428 |
-
nonhalting run every endpoint box lies in $x_1>-1$; translations
|
| 429 |
-
interpolate corresponding endpoint points, strain occurs far to the
|
| 430 |
-
right, and waiting leaves the point fixed. The entire two-pass path
|
| 431 |
-
therefore remains in $x_1>-1$. A terminal sample lies inside the
|
| 432 |
-
observer. This proves the event for all times.
|
| 433 |
-
|
| 434 |
-
For the exact pressure class use Lemma~\ref{lem:b-comparison}(iv).
|
| 435 |
-
The prescribed compactly supported smooth velocity satisfies the
|
| 436 |
-
reference $CH^2\cap C^1L^2$ and bounded-gradient conditions. The
|
| 437 |
-
competing velocity has precisely these bounds and a $CL^2$ pressure
|
| 438 |
-
representative, as that case requires. Its cutoff argument uses the
|
| 439 |
-
pressure itself, with error $CR^{-1}\|p\|_2\|u-U\|_2$, and assumes
|
| 440 |
-
no extra integrability of its derivative. The lemma gives velocity
|
| 441 |
-
uniqueness; the $L^2$ pressure representative is then zero.
|
| 442 |
-
Compact support and
|
| 443 |
-
bounded derivatives of the prescribed velocity give its uniform
|
| 444 |
-
energy bound and its global material flow.
|
| 445 |
-
\end{proof}
|
| 446 |
-
|
| 447 |
-
|
| 448 |
-
\subsection{A two-cell append and its guarded inverse}\label{bc:two-cell-section}
|
| 449 |
-
Use Lemma~\ref{lem:bb-window-compiler} with initial frontier $r_0=1$,
|
| 450 |
-
renaming Ready, Go and Back as $M,R,L$ and $(E,P)$ as
|
| 451 |
-
$(\perp,\star)$. The track order is work, mark, history.
|
| 452 |
-
The Ready history coordinate and the marked Back row remain unrestricted;
|
| 453 |
-
the unmarked Back row tests precisely the right-neighbor history.
|
| 454 |
-
Thus the full table, not only its initialized execution, is identical.
|
| 455 |
-
At checkpoint $n$, its frontier is $p_n=1+n>h_n$, where $h_n$ is
|
| 456 |
-
the work-head position, and the exact cycle length is $2(1+n-h_n)+1$.
|
| 457 |
-
Lemma~\ref{lem:bb-window-rectangles} applies with
|
| 458 |
-
$(a,b)=(1,2)$: the complete allowed triple fixes both history writes,
|
| 459 |
-
and its full image has prefix lengths $(1+e,2-e)$.
|
| 460 |
-
|
| 461 |
-
\begin{theorem}[Guarded cylinders in a torus chart]\label{bc:guarded-torus}
|
| 462 |
-
On the unit torus, the fixed label $(1/8,0,0)$ and the strip
|
| 463 |
-
$\{x:x_1\pmod1\in(-1/4,0)\}$ realize halting by a general mean-zero
|
| 464 |
-
force with zero initial velocity and pressure. It is periodic after time
|
| 465 |
-
one and all its mixed derivatives are bounded. The torus comparison
|
| 466 |
-
class gives uniqueness.
|
| 467 |
-
\end{theorem}
|
| 468 |
-
\begin{proof}\label{bc:guarded-torus-proof}
|
| 469 |
-
Let $a$ be the augmented alphabet size and $k$ the control count in
|
| 470 |
-
Lemma~\ref{lem:bb-window-compiler}. Use zero-blank base $B=2a$, and enumerate
|
| 471 |
-
nonterminal and terminal states with positive integer indices $j\ge1$
|
| 472 |
-
and first-coordinate offsets respectively
|
| 473 |
-
$L_0+3j$ and $-L_0-3j$, where $L_0=4k+ka^3+10$.
|
| 474 |
-
Refinement by triples gives at most $N=ka^3$ branches. Their source
|
| 475 |
-
prefix lengths are $(1,2)$ and image lengths $(1+e,2-e)$, so the
|
| 476 |
-
smallest possible grid gap is $B^{-3}$. If $P_i,Q_i$ are lower corners,
|
| 477 |
-
the branch map is
|
| 478 |
-
$Q_i+\diag(B^{-e_i},B^{e_i})(y-P_i)$.
|
| 479 |
-
|
| 480 |
-
Choose three flat ramps $\alpha,\beta,\gamma$, active respectively in
|
| 481 |
-
$(1/8,1/4)$, $(3/8,5/8)$ and $(3/4,7/8)$. Set
|
| 482 |
-
\[
|
| 483 |
-
c_i(t)=((1-\beta)P_i+\beta Q_i,\ i(\alpha-\gamma)),
|
| 484 |
-
\quad l_i=1-\beta+\beta B^{-e_i}.
|
| 485 |
-
\]
|
| 486 |
-
The moving rectangle has side lengths $l_i B^{-1}$ and
|
| 487 |
-
$l_i^{-1}B^{-2}$. Use a physical padding
|
| 488 |
-
$\varepsilon=B^{-3}/4$ around each moving rectangle in three dimensions.
|
| 489 |
-
During ascent and descent the planar endpoint gaps separate these
|
| 490 |
-
neighborhoods; during the affine phase the unit height gaps separate them.
|
| 491 |
-
Use Lemma~\ref{lem:bb-curl} for the paths
|
| 492 |
-
$c_i+\diag(l_i,l_i^{-1},1)(y-(P_i,0))$ and sum the disjoint fields.
|
| 493 |
-
The first coordinate is an endpoint convex combination even though the
|
| 494 |
-
paths are based at lower corners rather than centers. All supports lie
|
| 495 |
-
in $[-2L_0,2L_0]^3$, by the definitions of $L_0$ and $N$.
|
| 496 |
-
|
| 497 |
-
Scale by $\rho=1/(32L_0)$, so the repeated mechanism is supported in
|
| 498 |
-
$[-1/16,1/16]^3$. Load the fixed label $(1/8,0,0)$ to the scaled
|
| 499 |
-
rational input code by a moving translation with cutoff radius $1/32$;
|
| 500 |
-
its support stays in $(-1/4,1/4)^3$. For a nonterminal initial code,
|
| 501 |
-
the entire first coordinate during loading is positive, and subsequent
|
| 502 |
-
nonterminal branches have first coordinate greater than $1/32$.
|
| 503 |
-
Terminal codes have first coordinate less than $-1/32$. Hence the stated
|
| 504 |
-
strip detects exactly terminal entry, including initial halting, without
|
| 505 |
-
any wraparound artifact. Periodize the compact curl fields and recompute
|
| 506 |
-
the force at physical $\nu$. Mean zero, bounded derivatives and comparison
|
| 507 |
-
follow from Lemma~\ref{bc:analytic}.
|
| 508 |
-
\end{proof}
|
| 509 |
-
|
| 510 |
-
\subsection{A filled half-line and mean-corrected vertical motion}
|
| 511 |
-
\label{bc:halfline-section}
|
| 512 |
-
The next recorder starts with an infinite constant history tail rather
|
| 513 |
-
than a single frontier symbol. Its guard and its mean-zero vertical
|
| 514 |
-
realization both have independent roles.
|
| 515 |
-
|
| 516 |
-
\begin{lemma}[History at a filled half-line]\label{bc:halfline-table}
|
| 517 |
-
A finite guarded table has a full-domain inverse and simulates the original
|
| 518 |
-
machine from a tape with a separately constant tail in each direction.
|
| 519 |
-
At checkpoint $n$ its nonempty history cells are exactly the absolute
|
| 520 |
-
indices below $2+n$.
|
| 521 |
-
\end{lemma}
|
| 522 |
-
\begin{proof}\label{bc:halfline-table-proof}
|
| 523 |
-
Normalize to one halt state $h$. For $i=(q,a)\in I=(Q\setminus\{h\})\times A$,
|
| 524 |
-
write $\delta(q,a)=(q_i,b_i,e_i)$. History letters are
|
| 525 |
-
$\mathcal H=\{\perp,\#\}\sqcup I$, with
|
| 526 |
-
$\mathcal H_+=\{\#\}\sqcup I$. The tracks are work, mark and history;
|
| 527 |
-
controls are $\mathsf R_q,\mathsf B_q,\mathsf T_i,\mathsf S_i$.
|
| 528 |
-
Write $\ell_j$ for the history at relative cell $j$.
|
| 529 |
-
Here is the complete table, with unmentioned cells unchanged:
|
| 530 |
-
\begin{equation}\label{bc:halfline-rules}
|
| 531 |
-
\begin{array}{c|c|c|l}
|
| 532 |
-
\text{input}&\text{output}&\text{move}&\text{condition}\\\hline
|
| 533 |
-
\mathsf R_q(a,0,k)&\mathsf T_i(b_i,0,k)&e_i&i=(q,a),\ q\ne h\\
|
| 534 |
-
\mathsf T_i(c,0,k)&\mathsf S_i(c,1,k)&1&k\in\mathcal H_+\\
|
| 535 |
-
\mathsf S_i(c,0,k)&\mathsf S_i(c,0,k)&1&k\in\mathcal H_+\\
|
| 536 |
-
\mathsf S_i(c,0,\perp)&\mathsf B_{q_i}(c,0,i)&0&\ell_{+1}=\perp\\
|
| 537 |
-
\mathsf B_q(c,0,k)&\mathsf B_q(c,0,k)&-1&k\in\mathcal H_+\\
|
| 538 |
-
\mathsf B_q(c,1,k)&\mathsf R_q(c,0,k)&0&k\in\mathcal H_+.
|
| 539 |
-
\end{array}
|
| 540 |
-
\end{equation}
|
| 541 |
-
Initialize $\mathsf R_{q_0}$ at head zero with marks zero, history $\#$
|
| 542 |
-
at every index below two and $\perp$ elsewhere. At checkpoint $n$, the
|
| 543 |
-
work head $p_n$ has $|p_n|\le n$ and the boundary is $r_n=2+n$.
|
| 544 |
-
After the work move, $p'=p_n+e_i\le n+1<r_n$. Thus the mark is placed
|
| 545 |
-
on nonempty history, and the right scan reaches the first empty cell.
|
| 546 |
-
Its right neighbor is also empty, so the append is allowed. A finite
|
| 547 |
-
left scan returns to and erases the unique mark. The new boundary is
|
| 548 |
-
$r_n+1$; no other work symbol changes. The filler boundary at absolute
|
| 549 |
-
index two is permanent, so it also retains the tape's absolute alignment.
|
| 550 |
-
|
| 551 |
-
Into $\mathsf T_i$ the tag gives the old work instruction and shift.
|
| 552 |
-
Into $\mathsf S_i$, both shifts are rightward, and the mark at the old
|
| 553 |
-
cell distinguishes entry from a loop. Into $\mathsf B_q$, an output
|
| 554 |
-
with empty history at offset $+1$ must be an append: its current record
|
| 555 |
-
identifies $i$. An output of a leftward loop has nonempty history at
|
| 556 |
-
that offset, since it is the old current cell. This is exactly why the
|
| 557 |
-
append guard is necessary. Into $\mathsf R_q$ only mark erasure applies.
|
| 558 |
-
Each case gives a unique predecessor on the full domain. In particular,
|
| 559 |
-
entry into $\mathsf B_q$ may have displacement zero or minus one;
|
| 560 |
-
the neighboring history, rather than the target control alone, recovers
|
| 561 |
-
that displacement. Apply Lemma~\ref{lem:bb-window-rectangles} with
|
| 562 |
-
$(a,b)=(1,2)$, refining by the full cells at $-1,0,1$.
|
| 563 |
-
Its full-domain injectivity hypothesis has just been proved, and every
|
| 564 |
-
write and displacement lies in the allowed window. It therefore gives
|
| 565 |
-
full image cylinders and separately disjoint closed rectangle families.
|
| 566 |
-
\end{proof}
|
| 567 |
-
|
| 568 |
-
Enumerate the resulting branches by $i=1,\ldots,N$, with displacements
|
| 569 |
-
$e_i$. Number the augmented alphabet by $0,\ldots,k-1$, use base $b=3k+1$
|
| 570 |
-
and digits $1+3\ell$. Two different prefixes have gaps at least
|
| 571 |
-
$2b^{-r}$ at their first differing place $r$. Codes lie in the interior
|
| 572 |
-
of their intervals. If there are $K$ controls, let $\sigma_0=1/[8(K+1)]$.
|
| 573 |
-
Put the terminal state's lower corner at $(3/4,1/4)$ and the other lower
|
| 574 |
-
corners at $(1/8+2\ell\sigma_0,1/4)$ for $0\le\ell<K-1$, giving every state square side
|
| 575 |
-
$\sigma_0$. Their branch rectangles have sides
|
| 576 |
-
$\sigma_0b^{-1},\sigma_0b^{-2}$ and image sides
|
| 577 |
-
$\sigma_0b^{-(1+e)},\sigma_0b^{-(2-e)}$. The families are separately
|
| 578 |
-
disjoint by the full inverse. Every endpoint rectangle is contained in
|
| 579 |
-
\begin{equation}\label{bc:halfline-code}
|
| 580 |
-
F=[1/8,7/8]\times[1/4,3/8],\qquad z_*=1/4.
|
| 581 |
-
\end{equation}
|
| 582 |
-
All nonterminal state squares have first coordinate at most $3/8$.
|
| 583 |
-
|
| 584 |
-
\begin{proposition}[Mean-corrected vertical transport]\label{bc:halfline-transport}
|
| 585 |
-
The preceding full rectangles at height $z_*$ have an effective mean-zero
|
| 586 |
-
solenoidal realization on the unit torus. Every tracked first coordinate
|
| 587 |
-
is between its endpoint values throughout the transition.
|
| 588 |
-
\end{proposition}
|
| 589 |
-
\begin{proof}\label{bc:halfline-transport-proof}
|
| 590 |
-
For a source rectangle $D$, choose a planar cutoff $\theta_D$ with
|
| 591 |
-
padding $\varepsilon=\sigma_0b^{-3}/4$, equal to one near $D$. Define
|
| 592 |
-
\[
|
| 593 |
-
\kappa_D(x,y)=\theta_D(x,y)-\theta_D(x,y-1/2)
|
| 594 |
-
\]
|
| 595 |
-
periodically. It has integral zero. On its own source it equals one,
|
| 596 |
-
and on all other sources it equals zero; the shifted copy lies away from
|
| 597 |
-
$F$. Use the same construction for target rectangles $E$. Assign branch
|
| 598 |
-
$i$ the height $z_i=1/2+i/[4(N+1)]$ and choose disjoint height cutoffs
|
| 599 |
-
$\rho_i$ equal to one near $z_i$, with padding $1/[16(N+1)]$. The
|
| 600 |
-
vertical fields with speeds
|
| 601 |
-
\[
|
| 602 |
-
Z_D(x,y)=\sum_i(z_i-z_*)\kappa_{D_i}(x,y),\qquad
|
| 603 |
-
Z_E(x,y)=\sum_i(z_i-z_*)\kappa_{E_i}(x,y)
|
| 604 |
-
\]
|
| 605 |
-
are divergence free and mean zero, because they are independent of $z$.
|
| 606 |
-
|
| 607 |
-
Let $\chi$ equal one near $F$, with planar padding $1/32$. For branch
|
| 608 |
-
$i$, let $p_i,q_i$ be the source and target centers and put $d_i=q_i-p_i$, $c_i(\mu)=p_i+\mu d_i$,
|
| 609 |
-
$l_i=1-\mu+\mu b^{-e_i}$ and
|
| 610 |
-
\[
|
| 611 |
-
H_i=\chi\left[d_{i,1}y-d_{i,2}x+
|
| 612 |
-
\frac{b^{-e_i}-1}{l_i}(x-c_{i,1})(y-c_{i,2})\right].
|
| 613 |
-
\]
|
| 614 |
-
The middle field $W(\mu)=\sum_i\rho_i(z)(\partial_yH_i,-\partial_xH_i,0)$
|
| 615 |
-
is divergence free and mean zero. The path
|
| 616 |
-
\begin{equation}\label{bc:halfline-path}
|
| 617 |
-
c_i(\mu)+\diag(l_i,l_i^{-1})(\zeta-p_i)
|
| 618 |
-
\end{equation}
|
| 619 |
-
stays in $F$: the first side is interpolated linearly and the reciprocal
|
| 620 |
-
inequality \eqref{eq:ba-reciprocal-envelope} bounds the second side
|
| 621 |
-
by the interpolated endpoint sides. Thus $\chi=1$ along the entire
|
| 622 |
-
path, and differentiation gives its exact velocity.
|
| 623 |
-
For three ordered flat ramps $\alpha_0,\alpha_1,\alpha_2$ on a unit
|
| 624 |
-
interval, the complete field is
|
| 625 |
-
\begin{equation}\label{bc:halfline-period}
|
| 626 |
-
V=\alpha_0'(0,0,Z_D)+\alpha_1'W(\alpha_1)
|
| 627 |
-
-\alpha_2'(0,0,Z_E).
|
| 628 |
-
\end{equation}
|
| 629 |
-
It lifts each source, performs its affine map in its own height layer,
|
| 630 |
-
and lowers it at its target. The first coordinate is unchanged during
|
| 631 |
-
vertical motion and is an endpoint convex combination in the middle.
|
| 632 |
-
All statements hold on the full rectangles by the cutoff plateaus and
|
| 633 |
-
ODE uniqueness. The zero-mean correction acts away from the computational
|
| 634 |
-
rectangles and therefore changes none of these paths.
|
| 635 |
-
\end{proof}
|
| 636 |
-
|
| 637 |
-
\begin{theorem}[A fixed strip with half-line history]\label{bc:halfline-event}
|
| 638 |
-
On $\T^3$, the fixed label $(1/8,1/4,1/4)$ and strip
|
| 639 |
-
$2/3<x_1<15/16$ realize halting by a general mean-zero force, with zero
|
| 640 |
-
initial velocity and pressure, bounded mixed derivatives and period one
|
| 641 |
-
after time one. For a fixed machine only the loading field depends on the
|
| 642 |
-
input. The material maps are volume-preserving diffeomorphisms, and the
|
| 643 |
-
velocity and material-acceleration identities of
|
| 644 |
-
Lemma~\ref{lem:p2-realization} hold.
|
| 645 |
-
\end{theorem}
|
| 646 |
-
\begin{proof}\label{bc:halfline-event-proof}
|
| 647 |
-
The two initial tape tails are separately constant, so their radix sums
|
| 648 |
-
are computable rationals, even though the left history tail is filled.
|
| 649 |
-
Load the fixed label to that code at height $z_*$ by the planar Hamiltonian
|
| 650 |
-
$\chi(d_x y-d_y x)$ with a flat scalar schedule. The segment stays in $F$.
|
| 651 |
-
A nonterminal load and every nonterminal phase have first coordinate at
|
| 652 |
-
most $3/8$; a terminal code lies in the stated strip. For an initially
|
| 653 |
-
terminal machine the loading endpoint suffices. Repeat
|
| 654 |
-
\eqref{bc:halfline-period} after time one. Checkpoint simulation and the
|
| 655 |
-
intermediate-time guard prove the event equivalence. The common analytic
|
| 656 |
-
lemma proves force effectivity, uniqueness, boundedness and the asserted
|
| 657 |
-
flow identities. In particular $U=(\partial_t\Phi_t)\circ\Phi_t^{-1}$ and
|
| 658 |
-
$\partial_{tt}\Phi_t=(f-\nabla p+\nu\Delta U)\circ\Phi_t$; these are
|
| 659 |
-
identities for the constructed flow, not additional unknown equations.
|
| 660 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{Wider guards and alternative comparison classes}
|
| 2 |
+
\label{sec:bb-guarded}
|
| 3 |
+
|
| 4 |
+
The transport lemmas also accept tables which differ on tapes never
|
| 5 |
+
visited by the initialized computation. Those differences matter:
|
| 6 |
+
they change the complete source and image cylinders on which the
|
| 7 |
+
smooth extension is prescribed. We give the remaining tables with
|
| 8 |
+
their actual guards and then isolate the extra pressure arguments.
|
| 9 |
+
|
| 10 |
+
\subsection{A shuttle aligned at the origin}
|
| 11 |
+
\label{sec:bb-shuttle-periodic}
|
| 12 |
+
|
| 13 |
+
\begin{theorem}\label{thm:bb-shuttle-periodic}
|
| 14 |
+
On the unit torus there is an effective smooth mean-zero force,
|
| 15 |
+
periodic from time zero with period one and with bounded mixed
|
| 16 |
+
derivatives, whose unique zero-data classical solution has
|
| 17 |
+
\[
|
| 18 |
+
\exists t\ge0:\quad X_1(t;0)\pmod1\in(1/16,1/4)
|
| 19 |
+
\quad\Longleftrightarrow\quad\text{halting}.
|
| 20 |
+
\]
|
| 21 |
+
The constructed pressure is zero. Alternatively the force may be
|
| 22 |
+
projected to a solenoidal force with the same velocity and event,
|
| 23 |
+
and with the correspondingly changed mean-zero pressure.
|
| 24 |
+
\end{theorem}
|
| 25 |
+
\begin{proof}\label{proof:bb-shuttle-periodic}
|
| 26 |
+
Add a fresh nonhalting initial state $*$, without incoming transitions,
|
| 27 |
+
which writes back the scanned symbol and stays while entering the
|
| 28 |
+
original initial state. This handles an originally halted input.
|
| 29 |
+
Use work, flag and history tracks
|
| 30 |
+
$\Sigma=\Gamma\times\{0,1\}\times(\{\perp,E\}\sqcup\mathcal R)$,
|
| 31 |
+
and controls $R_q,A_r,B_r,C_q,D_q$. Its complete table is
|
| 32 |
+
\begin{equation}\label{eq:bb-shuttle-table}
|
| 33 |
+
\begin{array}{lll}
|
| 34 |
+
R_q:(a,0,g)&\mapsto A_r:(b_r,0,g),d_r,\\
|
| 35 |
+
A_r:(a,0,g)&\mapsto B_r:(a,1,g),1,\\
|
| 36 |
+
B_r:(a,0,g)&\mapsto B_r:(a,0,g),1&g\ne E,\\
|
| 37 |
+
B_r:(a,0,E)&\mapsto C_{p_r}:(a,0,r),1,\\
|
| 38 |
+
C_q:(a,0,\perp)&\mapsto D_q:(a,0,E),-1,\\
|
| 39 |
+
D_q:(a,0,g)&\mapsto D_q:(a,0,g),-1&g\ne E,\\
|
| 40 |
+
D_q:(a,1,g)&\mapsto R_q:(a,0,g),0&g\ne E.
|
| 41 |
+
\end{array}
|
| 42 |
+
\end{equation}
|
| 43 |
+
In particular its first two rows do not exclude the frontier symbol;
|
| 44 |
+
this is a wider domain than the move-first table. Into $A_r$ the
|
| 45 |
+
record identifies the work instruction; into $B_r$ the output flag
|
| 46 |
+
distinguishes entry and loop; into $C_q$ the record determines the
|
| 47 |
+
incoming scan; into $D_q$ a written $E$ distinguishes entry and loop;
|
| 48 |
+
into $R_q$ only clearing a flag is possible. The destination fixes
|
| 49 |
+
the incoming displacement. These checks include every copied track
|
| 50 |
+
and every permitted frontier case.
|
| 51 |
+
|
| 52 |
+
Initialize at $R_*$, with all flags zero and only $E$ at cell two.
|
| 53 |
+
At ready step $n$ the frontier is $e_n=n+2$, the records are at
|
| 54 |
+
$2,\ldots,n+1$, and the head is $h_n$, $|h_n|\le n$.
|
| 55 |
+
The work move reaches $h'=h_{n+1}<e_n$; the scan marks that cell,
|
| 56 |
+
records at $e_n$, creates the next frontier, returns to the mark and
|
| 57 |
+
clears it. Its count is $2(e_n-h')+4$ and all its tests hold.
|
| 58 |
+
Thus it has exactly the required initialized behavior despite its
|
| 59 |
+
wider full domain.
|
| 60 |
+
|
| 61 |
+
Use even digits in base $b=2|\Sigma|$ and initial fractions
|
| 62 |
+
$\ell_*,r_*$. Let $S$ be the control set and $m$ count the branches in
|
| 63 |
+
Lemma~\ref{lem:bb-onecell}, and put $L=100(1+|S|+m)$.
|
| 64 |
+
Give $R_*$ offset $-\ell_*$, other nonhalt states offsets $-4i$,
|
| 65 |
+
and ready halt states offsets $L+4i$. The code is
|
| 66 |
+
$(o_s+\ell,r-r_*,0)$, so the initial point is zero.
|
| 67 |
+
The incoming conditions give separately disjoint full rectangle
|
| 68 |
+
families. Thicken each by $[-1,1]$, lift to height $10i$, and use
|
| 69 |
+
the linear reciprocal middle scale. Choose padding at most $1/10$
|
| 70 |
+
small enough for both family gaps. Vertical phases can use fixed
|
| 71 |
+
column potentials $(0,\dot Z x\chi,0)$, with columns covering
|
| 72 |
+
$[-3,10i+3]$; middle phases use horizontal Hamiltonians in disjoint
|
| 73 |
+
height bands. All paths and supports are contained in
|
| 74 |
+
$(-2L,2L)^3$: their coordinate bounds are
|
| 75 |
+
$[-4|S|-3,L+4|S|+4]$, $[-4,4]$, and $[-3,10m+3]$.
|
| 76 |
+
This verifies the hypotheses of the lift schedule on neighborhoods
|
| 77 |
+
of the whole boxes.
|
| 78 |
+
|
| 79 |
+
Scale by $\gamma=(8L)^{-1}$ into the torus patch
|
| 80 |
+
$(-1/2,1/2)^3$: $U(t,x)=\gamma W(t,x/\gamma)$.
|
| 81 |
+
The support lies inside $(-1/4,1/4)^3$, the potentials scale by
|
| 82 |
+
$\gamma^2$, and the residual is recomputed at viscosity $\nu$ by
|
| 83 |
+
Lemma~\ref{lem:p2-chart}. Periodicity starts at zero
|
| 84 |
+
because the input is already encoded there and the pulse has idle
|
| 85 |
+
endpoint collars. At integer times the particle is the correct code.
|
| 86 |
+
Halt first coordinates before scaling lie between $L+4$ and $2L$.
|
| 87 |
+
For a nonhalt branch its endpoint first coordinates are at most one;
|
| 88 |
+
the linear-scale identity keeps them at most one, and the weaker
|
| 89 |
+
bound $3/2$ also follows from center and width estimates. After
|
| 90 |
+
scaling every nonhalt path lies in $(-1/4,1/16)$, disjoint modulo
|
| 91 |
+
one from the event. The initialized dummy step makes the implication
|
| 92 |
+
valid even for an originally halted machine.
|
| 93 |
+
|
| 94 |
+
For the optional projection solve $\Delta q=\operatorname{div}g$,
|
| 95 |
+
$\int q=0$, where $g=\mathcal F_\nu[U]$.
|
| 96 |
+
Proposition~\ref{prop:projection-l2} gives the effective force
|
| 97 |
+
$f=g-\nabla q$ and pressure $p=-q$, with all mixed derivative bounds
|
| 98 |
+
and periodicity retained. The pressure change is part of this
|
| 99 |
+
alternative; the direct residual had pressure zero.
|
| 100 |
+
\end{proof}
|
| 101 |
+
|
| 102 |
+
\subsection{A persistent marker and cursor shifts of two cells}
|
| 103 |
+
\label{sec:bb-marked-window}
|
| 104 |
+
|
| 105 |
+
\begin{theorem}\label{thm:bb-marked-window}
|
| 106 |
+
There is a unit-torus realization, periodic for $t\ge1$, with fixed
|
| 107 |
+
label $a_*=(1/4,1/4,1/4)$. Its event
|
| 108 |
+
\[ \exists t\ge0:\quad X_1(t;a_*)\pmod1\in(2/3,5/6) \]
|
| 109 |
+
occurs exactly when the machine halts.
|
| 110 |
+
It uses an injective marked-head table whose cursor shifts may equal
|
| 111 |
+
two. Its force is effective, smooth and mean zero, with bounded
|
| 112 |
+
mixed derivatives and the zero-data uniqueness class of
|
| 113 |
+
Proposition~\ref{prop:bb-realization}.
|
| 114 |
+
\end{theorem}
|
| 115 |
+
\begin{proof}\label{proof:bb-marked-window}
|
| 116 |
+
Normalize to one halt state and use work, permanent work-head marker,
|
| 117 |
+
and history tracks $(a,m,g)\in\mathcal A:=\Gamma\times\{0,1\}\times
|
| 118 |
+
(\{\bot,\#\}\sqcup\mathcal R)$.
|
| 119 |
+
Let $S$ be the set of controls $M_q,L_q,R_r$. With the cursor at zero, make
|
| 120 |
+
exactly the following tests and writes, then reindex by
|
| 121 |
+
$T'_i=\bar T_{i+e}$ for the displayed shift $e$.
|
| 122 |
+
\begin{enumerate}
|
| 123 |
+
\item In $M_q$, $q$ nonhalting, require $m_0=1$ and, if $d_r\ne0$,
|
| 124 |
+
$m_{d_r}=0$. Write $b_r$ at zero, move the marker to $d_r$ if
|
| 125 |
+
necessary, and enter $R_r$ with shift $e=d_r+1$.
|
| 126 |
+
\item In $R_r$, a cell with $m_0=0,g_0\ne\#$ gives shift $1$
|
| 127 |
+
in the same control. If $m_0=0,g_0=\#,g_1=\bot$, write
|
| 128 |
+
$g_0=r,g_1=\#$ and enter $L_{p_r}$ with shift zero.
|
| 129 |
+
\item In $L_q$, if $m_0=0,g_0\ne\#$, shift $-1$ in that control.
|
| 130 |
+
If $m_0=1$, enter $M_q$ with shift zero.
|
| 131 |
+
\end{enumerate}
|
| 132 |
+
All unmentioned entries are retained. Into $R_r$, a main entry has
|
| 133 |
+
output $m_{-1}=1$, whereas a scan has $m_{-1}=0$.
|
| 134 |
+
The record recovers the overwritten work letter, displacement and
|
| 135 |
+
marker changes. Into $L_q$, a log write has output $g_1=\#$
|
| 136 |
+
and record $r$ at zero, whereas a scan has $g_1\ne\#$.
|
| 137 |
+
Its tests recover the overwritten pair. Into $M_q$ only the
|
| 138 |
+
matching control change is possible. This is a full-domain inverse;
|
| 139 |
+
uniqueness of a marker was not assumed on arbitrary tapes.
|
| 140 |
+
|
| 141 |
+
Initially the sole marker is at zero, the sole pointer at two, and
|
| 142 |
+
all other history is blank. At work step $n$, head and marker are
|
| 143 |
+
at $h$, pointer at $n+2$, and records at $2,\ldots,n+1$.
|
| 144 |
+
The work update puts the marker at $h'=h+d_r$ and the cursor at
|
| 145 |
+
$h'+1\le n+2$. The forward scan reaches the pointer, logs, and
|
| 146 |
+
returns to $h'$. All tests hold since $h'<n+2$. The cycle length is
|
| 147 |
+
\[
|
| 148 |
+
1+[n+2-(h'+1)]+1+[(n+2)-h']+1.
|
| 149 |
+
\]
|
| 150 |
+
This proves finite continuation, exact work simulation and halting.
|
| 151 |
+
|
| 152 |
+
Use even digits, blank zero, in base $B=2|\mathcal A|+1$.
|
| 153 |
+
Enumerate every full word on $[-2,2]$ with an applicable rule, giving
|
| 154 |
+
$J$ branches.
|
| 155 |
+
Lemma~\ref{lem:bb-window-rectangles} gives prefix lengths $(2,3)$
|
| 156 |
+
and $(2+e,3-e)$, with $e\in\{-1,0,1,2\}$.
|
| 157 |
+
Each output length is at most four, so gaps after chart scaling
|
| 158 |
+
by $l=[100(|S|+1)]^{-1}$ are at least $lB^{-4}$.
|
| 159 |
+
Place the halt square at $(3/4,1/4)+l[0,1]^2$ and other squares
|
| 160 |
+
at $(1/4+2il,1/4)+l[0,1]^2$; the latter lie below $x_1=1/3$.
|
| 161 |
+
At base height $1/4$, lift branch $j$ to
|
| 162 |
+
$1/2+j/[4(J+1)]$, use exponential scales $B^{-e_j\theta},B^{e_j\theta}$,
|
| 163 |
+
and lower. Padding
|
| 164 |
+
$\min(1/200,1/[32(J+1)],lB^{-4}/3)$ separates supports.
|
| 165 |
+
The middle Hamiltonian is
|
| 166 |
+
\[
|
| 167 |
+
\dot c_x(y-c_y)-\dot c_y(x-c_x)
|
| 168 |
+
-e_j\dot\theta\log B\,(x-c_x)(y-c_y).
|
| 169 |
+
\]
|
| 170 |
+
It gives the intended derivative on the full moving rectangle.
|
| 171 |
+
The plateau margins and finite scale bounds extend this to an open
|
| 172 |
+
neighborhood, as in Lemma~\ref{lem:bb-curl}.
|
| 173 |
+
|
| 174 |
+
Load the fixed label along its segment to the rational initial code
|
| 175 |
+
in time one, then repeat the unit field. Integer samples give the
|
| 176 |
+
full local execution. In a nonhalt period the center is below $1/3$
|
| 177 |
+
and the width at most $l$, so the whole path remains below $1/2$;
|
| 178 |
+
loading also avoids the event. Halt codes lie in $[3/4,3/4+l]$.
|
| 179 |
+
Thus every real time is accounted for. The pointer site $n+2$,
|
| 180 |
+
record count $n$, and relative pointer offset recover the absolute
|
| 181 |
+
head position at main checkpoints. The residual construction
|
| 182 |
+
proves the remaining assertions.
|
| 183 |
+
\end{proof}
|
| 184 |
+
|
| 185 |
+
\subsection{A split direction shuttle in the whole space}
|
| 186 |
+
\label{sec:bb-direction-shuttle}
|
| 187 |
+
|
| 188 |
+
\begin{theorem}\label{thm:bb-direction-shuttle}
|
| 189 |
+
On $\R^3$ an effective compactly supported force with bounded mixed
|
| 190 |
+
derivatives and period one after $t=1$ realizes the halting event
|
| 191 |
+
$X_1(t;(1,0,0))<0$. Uniqueness holds with bounded $u,\nabla u$,
|
| 192 |
+
$u\in C H^2\cap C^1L^2$ and pressure modulo constants in $C H^1$
|
| 193 |
+
on each finite interval. An alternative force is square-integrable
|
| 194 |
+
in space-time, with the same label, event, support and derivative
|
| 195 |
+
bounds.
|
| 196 |
+
\end{theorem}
|
| 197 |
+
\begin{proof}\label{proof:bb-direction-shuttle}
|
| 198 |
+
Use exactly the direction table of Lemma~\ref{lem:bb-direction}
|
| 199 |
+
without its passive track, renaming
|
| 200 |
+
the controls by $M\mapsto S$, $G\mapsto R$, $A\mapsto I$,
|
| 201 |
+
and $B\mapsto J$, and the frontier by $F\mapsto\#$. This is a bijection
|
| 202 |
+
of its entire partial table, including the nonfrontier tests.
|
| 203 |
+
Write $\Sigma$ for the resulting three-track alphabet.
|
| 204 |
+
Initialize frontier at one and zero flags. At work step $j$ the
|
| 205 |
+
frontier is $j+1$ and the cycle length is
|
| 206 |
+
\[2(j-h_j)+5.\]
|
| 207 |
+
|
| 208 |
+
Use odd digits in base $B=2|\Sigma|+1$, offsets $3,6,\ldots$
|
| 209 |
+
for nonhalt controls and $-3,-6,\ldots$ for halt main controls.
|
| 210 |
+
In this realization split \emph{every} one-cell rule by every left
|
| 211 |
+
symbol $c$, including the stationary and right-moving rules.
|
| 212 |
+
Its source is $I(c)\times I(a)$, and the three target rectangles,
|
| 213 |
+
for moves $1,-1,0$, are respectively
|
| 214 |
+
\[
|
| 215 |
+
\varphi_b\varphi_c([0,1])\times[0,1],\quad
|
| 216 |
+
[0,1]\times\varphi_c\varphi_b([0,1]),\quad I(c)\times I(b),
|
| 217 |
+
\qquad \varphi_a(t)=(d(a)+t)/B.
|
| 218 |
+
\]
|
| 219 |
+
The maps themselves are the restrictions of
|
| 220 |
+
\eqref{eq:bb-one-cell-branches}. Source separation follows from
|
| 221 |
+
$(c,a)$, target separation from the fixed incoming move and $(c,b)$.
|
| 222 |
+
Their gaps are at least $B^{-2}$, and their linear parts are
|
| 223 |
+
$\operatorname{diag}(B^{-d},B^d)$.
|
| 224 |
+
|
| 225 |
+
Thicken by $[-1,1]$, lift branch $i$ to $4i$, use exponential
|
| 226 |
+
middle scale and center interpolation, then descend. Padding smaller
|
| 227 |
+
than $(4B^2)^{-1}$ is valid, by source gaps, height gaps, and target
|
| 228 |
+
gaps in the three phases. A first localized translation takes
|
| 229 |
+
$(1,0,0)$ to the rational initial code. Exact full-box transport
|
| 230 |
+
then gives the local execution at every subsequent integer time.
|
| 231 |
+
Nonhalt centers have first coordinate at least three and horizontal
|
| 232 |
+
width at most one, so every intermediate point stays positive;
|
| 233 |
+
the nonhalt loading segment does too. A halt sample has negative
|
| 234 |
+
first coordinate, including initial halting after loading.
|
| 235 |
+
Proposition~\ref{prop:bb-realization} gives the force, pressure zero,
|
| 236 |
+
and uniqueness. The decaying alternative follows from
|
| 237 |
+
Proposition~\ref{prop:bb-late-logclock} below, applied to this same
|
| 238 |
+
loaded template.
|
| 239 |
+
\end{proof}
|
| 240 |
+
|
| 241 |
+
\subsection{Two-cell history and a gradient-only pressure condition}
|
| 242 |
+
\label{sec:bb-guarded-history}
|
| 243 |
+
|
| 244 |
+
\begin{theorem}\label{thm:bb-guarded-history}
|
| 245 |
+
An effective smooth force on $\R^3$, periodic from time zero,
|
| 246 |
+
with one compact spatial support and bounded mixed derivatives,
|
| 247 |
+
realizes the fixed event
|
| 248 |
+
\[
|
| 249 |
+
\exists t\ge0:\quad X(t;(2,0,0))\in(-2,-1)\times(0,1)\times(-1,1)
|
| 250 |
+
\quad\Longleftrightarrow\quad\text{halting}.
|
| 251 |
+
\]
|
| 252 |
+
Velocity is unique in the class
|
| 253 |
+
$u\in C([0,T];H^4)\cap C^1([0,T];H^2)$,
|
| 254 |
+
$\nabla p\in C([0,T];L^2)$ for every finite $T$, allowing a
|
| 255 |
+
distributional pressure gradient. Alternatively the force belongs
|
| 256 |
+
to $L^2([0,\infty);H^j)$ for every integer $j\ge0$, with all the
|
| 257 |
+
same support, event and comparison-class conclusions.
|
| 258 |
+
\end{theorem}
|
| 259 |
+
\begin{proof}\label{proof:bb-guarded-history}
|
| 260 |
+
Add a fresh initial state which writes back and stays, and replace
|
| 261 |
+
all originally terminal state-symbol pairs by stay transitions into
|
| 262 |
+
one fresh terminal state $q_h$. Normalize the other missing
|
| 263 |
+
instructions similarly. Let $r=(q,a)\mapsto(p_r,b_r,d_r)$ denote
|
| 264 |
+
the resulting nonterminal instructions, and let $\mathcal A$ be the
|
| 265 |
+
work alphabet. The full cell alphabet is
|
| 266 |
+
$\Gamma=\mathcal A\times\{0,1\}\times(\{e,p\}\sqcup\mathcal R)$.
|
| 267 |
+
Use its work, flag and log tracks $W,F,L$,
|
| 268 |
+
and controls $N_q,A_r,R_r,B_q$. The complete rules are:
|
| 269 |
+
\begin{enumerate}
|
| 270 |
+
\item At $N_q$, $q\ne q_h$, write $W_0=b_r$, enter $A_r$,
|
| 271 |
+
and shift $d_r$, with no test on the other tracks.
|
| 272 |
+
\item At $A_r$, require $F_0=0$, set it to one, enter $R_r$
|
| 273 |
+
and shift one.
|
| 274 |
+
\item At $R_r$, if $F_0=0,L_0\ne p$, shift one in that control.
|
| 275 |
+
If $F_0=0,L_0=p,L_1=e$, write $L_0=r,L_1=p$, enter $B_{p_r}$
|
| 276 |
+
and shift minus one.
|
| 277 |
+
\item At $B_q$, if $F_0=0,L_1\ne p$, shift minus one in that
|
| 278 |
+
control. If $F_0=1$, clear it and enter $N_q$ without moving.
|
| 279 |
+
\end{enumerate}
|
| 280 |
+
The first output control records the overwritten work pair and shift.
|
| 281 |
+
Into $R_r$, output flag one at $-1$ distinguishes entry from its
|
| 282 |
+
loop. Into $B_q$, a log insertion has pointer at output index two
|
| 283 |
+
and record at one, whereas a return loop has a nonpointer at two;
|
| 284 |
+
the record and tests recover both overwritten log entries. Into
|
| 285 |
+
$N_q$ only unmarking is possible. Thus this map is injective on
|
| 286 |
+
its whole domain, including the unrestricted first-row tracks.
|
| 287 |
+
|
| 288 |
+
Initialize zero flags and a sole pointer at cell three, all other
|
| 289 |
+
log cells empty. At work step $n$, records occupy $3,\ldots,n+2$
|
| 290 |
+
and pointer $g=n+3$. The work move reaches $h'$ with $g-h'\ge2$.
|
| 291 |
+
The finite scan flags $h'$, logs at $g$, advances the pointer, and
|
| 292 |
+
returns to the flag. The return guard holds because the new pointer
|
| 293 |
+
is at $g+1$. The cycle has $2(g-h'-1)+4$ steps. This verifies
|
| 294 |
+
the work invariant and eventual terminal entry.
|
| 295 |
+
|
| 296 |
+
Use odd digits in radix $D=2|\Gamma|+1$ and write
|
| 297 |
+
$\phi(\xi)=\sum_{j\ge1}d(\xi_j)D^{-j}$ for the radix sum.
|
| 298 |
+
Let $L_*,R_*$ be the initialized left and right streams, ordered as in
|
| 299 |
+
Lemma~\ref{lem:bb-onecell}. Give the terminal state
|
| 300 |
+
chart offset $(-2,0)$, the initial chart offset
|
| 301 |
+
$(2-\phi(L_*),-\phi(R_*))$, and all other charts $(4+2j,0)$.
|
| 302 |
+
The initial code is $(2,0,0)$, every nonterminal interval lies in
|
| 303 |
+
$x_1>1$, and terminal codes lie strictly in $(-2,-1)\times(0,1)$.
|
| 304 |
+
The infinite tails are in $[\delta,1-\delta]$,
|
| 305 |
+
$\delta=1/(D-1)$, so finite-prefix decoding of length $b$ is possible
|
| 306 |
+
from error less than $(\delta/2)D^{-b}$ without a boundary ambiguity.
|
| 307 |
+
|
| 308 |
+
Split full triples $[-1,1]$. By
|
| 309 |
+
Lemma~\ref{lem:bb-window-rectangles}, source prefix lengths $(1,2)$
|
| 310 |
+
become $(1+d,2-d)$, target cylinders are complete, and both rectangle
|
| 311 |
+
families have gaps at least $D^{-3}$. Thicken by $[-1/4,1/4]$,
|
| 312 |
+
lift to height $4i$, use linear middle scale
|
| 313 |
+
$\mu_i=1+(D^{-d_i}-1)\theta$, and descend. Padding smaller than
|
| 314 |
+
$D^{-3}/4$ separates all phases. Repeating the pulse, zero on
|
| 315 |
+
$[0,1/12]$ and $[11/12,1]$, gives periodicity from zero without
|
| 316 |
+
loading. At a nonhalting branch's lift and descent the first
|
| 317 |
+
coordinate is greater than one; during the middle transfer the
|
| 318 |
+
particle's third coordinate is exactly $4i$, outside $(-1,1)$.
|
| 319 |
+
Thus even a horizontal route passing over the observation box cannot
|
| 320 |
+
cause a false visit. The integer samples and the compiler invariant
|
| 321 |
+
prove halting equivalence. The record count and pointer site $n+3$
|
| 322 |
+
recover absolute indexing at checkpoints.
|
| 323 |
+
|
| 324 |
+
For uniqueness apply Lemma~\ref{lem:b-comparison}(iii).
|
| 325 |
+
The explicit compactly supported smooth field lies in $CH^4\cap C^1H^2$
|
| 326 |
+
on every finite interval and has pressure zero. The competing class
|
| 327 |
+
in the theorem is precisely case (iii), including its distributional
|
| 328 |
+
$CL^2$ gradient. Lemma~\ref{lem:b-gradient} cancels that gradient
|
| 329 |
+
against the solenoidal velocity difference without introducing a pressure
|
| 330 |
+
$L^2$ norm. Thus the velocity and pressure gradient are unique, while
|
| 331 |
+
pressure itself remains free up to a time-dependent spatial constant.
|
| 332 |
+
Proposition~\ref{prop:bb-late-logclock} gives the stated
|
| 333 |
+
decaying alternative.
|
| 334 |
+
\end{proof}
|
| 335 |
+
|
| 336 |
+
\subsection{A flagged head and two-pass parking}
|
| 337 |
+
\label{sec:bb-two-pass-parking}
|
| 338 |
+
|
| 339 |
+
\begin{theorem}\label{thm:bb-two-pass-parking}
|
| 340 |
+
For any machine and finitely specified initial tape, an effective
|
| 341 |
+
smooth force on $\R^3$, periodic from time zero, with one compact
|
| 342 |
+
spatial support and bounded mixed derivatives, realizes the event
|
| 343 |
+
\[
|
| 344 |
+
\exists t\ge0:\quad X(t;0)\in(-6,-4)\times(-1,1)\times(-1,1)
|
| 345 |
+
\quad\Longleftrightarrow\quad\text{halting}.
|
| 346 |
+
\]
|
| 347 |
+
The zero-data velocity is unique among classical smooth solutions
|
| 348 |
+
with bounded $u,\nabla u$, $u\in C H^2\cap C^1L^2$ and $p\in C L^2$
|
| 349 |
+
on every finite interval. The prescribed solution has uniformly
|
| 350 |
+
bounded kinetic energy.
|
| 351 |
+
\end{theorem}
|
| 352 |
+
\begin{proof}\label{proof:bb-two-pass-parking}
|
| 353 |
+
Merge terminal states into $q_\dagger$, send missing instructions
|
| 354 |
+
there by a stay step, and add a fresh initial state $q_*$, with no
|
| 355 |
+
incoming instruction, which writes back and stays while entering
|
| 356 |
+
the old initial state. For each normalized nonterminal rule
|
| 357 |
+
$r=(q,a)\mapsto(p_r,b_r,d_r)$ use cell letters
|
| 358 |
+
\[
|
| 359 |
+
(w,h,j)\in\Gamma:=\mathcal A\times
|
| 360 |
+
(\{\circ,\star\}\sqcup\{[r]:r\in\mathcal R\})\times\{0,1\},
|
| 361 |
+
\]
|
| 362 |
+
where $\mathcal A$ is the work alphabet and $\mathcal R$ is the
|
| 363 |
+
finite set of normalized instruction labels. Thus $\Gamma$ includes
|
| 364 |
+
all three tracks.
|
| 365 |
+
The complete table, with $h\ne\star$ wherever $h$ occurs, is
|
| 366 |
+
\[
|
| 367 |
+
\begin{array}{lll}
|
| 368 |
+
M_q:(a,h,1)&\mapsto A_r:(b_r,h,0),d_r,\\
|
| 369 |
+
A_r:(w,h,0)&\mapsto R_r:(w,h,1),1,\\
|
| 370 |
+
R_r:(w,h,0)&\mapsto R_r:(w,h,0),1,\\
|
| 371 |
+
R_r:(w,\star,0)&\mapsto B_{p_r}:(w,[r],0),1,\\
|
| 372 |
+
B_q:(w,\circ,0)&\mapsto L_q:(w,\star,0),-1,\\
|
| 373 |
+
L_q:(w,h,0)&\mapsto L_q:(w,h,0),-1,\\
|
| 374 |
+
L_q:(w,h,1)&\mapsto M_q:(w,h,1),0.
|
| 375 |
+
\end{array}
|
| 376 |
+
\]
|
| 377 |
+
The destination fixes the incoming displacement. The record index
|
| 378 |
+
recovers the first row's old work pair; a flag distinguishes the
|
| 379 |
+
entries into $R_r$; a record distinguishes the entries into $B_q$;
|
| 380 |
+
a written frontier distinguishes entry and loop into $L_q$;
|
| 381 |
+
and entry into $M_q$ is the unique cell-preserving last row.
|
| 382 |
+
This proves the full one-cell inverse conditions.
|
| 383 |
+
|
| 384 |
+
Initialize the sole flag at zero and the sole frontier at three,
|
| 385 |
+
with empty history elsewhere. At ready step $k$, only the work
|
| 386 |
+
head $i$ is flagged, records occupy $3,\ldots,k+2$, and the frontier
|
| 387 |
+
is $e_k=k+3$. The work rule clears the flag and moves to
|
| 388 |
+
$j=i+d_r\le e_k-2$, which is unflagged even for $d_r=0$.
|
| 389 |
+
It is flagged anew; the scan logs at $e_k$, advances the pointer,
|
| 390 |
+
returns, and preserves the ready flag. The two loop lengths are
|
| 391 |
+
$e_k-j-1$ and $e_k-j$, with five other rules, for a total
|
| 392 |
+
$2(e_k-j)+4$. Thus all scans terminate and ready halting is exact.
|
| 393 |
+
|
| 394 |
+
Use odd digits in base $K=2|\Gamma|+2$, initial fractions $x_*,y_*$,
|
| 395 |
+
and state offsets $a_{M_{q_*}}=0$, $a_{M_{q_\dagger}}=-5$, and
|
| 396 |
+
$4,8,12,\ldots$ for the others. The code
|
| 397 |
+
$(a_s-x_*+x,y-y_*,0)$ starts at zero. Lemma~\ref{lem:bb-onecell}
|
| 398 |
+
gives $N$ full rectangle maps with scales $\lambda_i\in\{K^{-1},1,K\}$;
|
| 399 |
+
thicken by $[-1/4,1/4]$. The entire terminal block is inside the
|
| 400 |
+
observation box because $0<x_*,y_*<1$. Every nonterminal block is
|
| 401 |
+
in $x_1>-1$. Eventually constant tails are rational even for an
|
| 402 |
+
arbitrary finitely specified initial tape, and the pointer and record
|
| 403 |
+
count recover its absolute head position at ready checkpoints.
|
| 404 |
+
|
| 405 |
+
For the required two-pass geometry, let $g$ be the minimum of one
|
| 406 |
+
and all positive separating coordinate gaps in either planar family,
|
| 407 |
+
and set $\epsilon=g/20$. Choose
|
| 408 |
+
\[
|
| 409 |
+
C=20+\max(\{0\}\cup\{\text{right endpoints of source and target boxes}\}),
|
| 410 |
+
\qquad S_i=(C+4i,0,0).
|
| 411 |
+
\]
|
| 412 |
+
In a first pass give each source four consecutive slots: lift by ten,
|
| 413 |
+
translate above $S_i$, descend, and reshape there by the linear
|
| 414 |
+
reciprocal scale. In a second pass give each parked box three slots:
|
| 415 |
+
lift by ten, translate above its target, and descend. The total is
|
| 416 |
+
$7N$ slots, and every source is gone before a target is filled.
|
| 417 |
+
Widths remain at most one. Source gaps protect the first lift,
|
| 418 |
+
parking spacing protects strain and parking moves, target gaps protect
|
| 419 |
+
delivery, and travel height separates every horizontal transfer from
|
| 420 |
+
resting boxes. These inequalities remain strict under $2\epsilon$
|
| 421 |
+
padding. Applying Lemma~\ref{lem:bb-curl} in chronological order
|
| 422 |
+
fixes every stationary box and gives the exact full-box map to the
|
| 423 |
+
moving one. Thus overlapping source and target families cause no
|
| 424 |
+
interference.
|
| 425 |
+
|
| 426 |
+
Repeat the flat-ended template from zero and take its residual.
|
| 427 |
+
The integer sampling induction gives the table execution. In a
|
| 428 |
+
nonhalting run every endpoint box lies in $x_1>-1$; translations
|
| 429 |
+
interpolate corresponding endpoint points, strain occurs far to the
|
| 430 |
+
right, and waiting leaves the point fixed. The entire two-pass path
|
| 431 |
+
therefore remains in $x_1>-1$. A terminal sample lies inside the
|
| 432 |
+
observer. This proves the event for all times.
|
| 433 |
+
|
| 434 |
+
For the exact pressure class use Lemma~\ref{lem:b-comparison}(iv).
|
| 435 |
+
The prescribed compactly supported smooth velocity satisfies the
|
| 436 |
+
reference $CH^2\cap C^1L^2$ and bounded-gradient conditions. The
|
| 437 |
+
competing velocity has precisely these bounds and a $CL^2$ pressure
|
| 438 |
+
representative, as that case requires. Its cutoff argument uses the
|
| 439 |
+
pressure itself, with error $CR^{-1}\|p\|_2\|u-U\|_2$, and assumes
|
| 440 |
+
no extra integrability of its derivative. The lemma gives velocity
|
| 441 |
+
uniqueness; the $L^2$ pressure representative is then zero.
|
| 442 |
+
Compact support and
|
| 443 |
+
bounded derivatives of the prescribed velocity give its uniform
|
| 444 |
+
energy bound and its global material flow.
|
| 445 |
+
\end{proof}
|
| 446 |
+
|
| 447 |
+
|
| 448 |
+
\subsection{A two-cell append and its guarded inverse}\label{bc:two-cell-section}
|
| 449 |
+
Use Lemma~\ref{lem:bb-window-compiler} with initial frontier $r_0=1$,
|
| 450 |
+
renaming Ready, Go and Back as $M,R,L$ and $(E,P)$ as
|
| 451 |
+
$(\perp,\star)$. The track order is work, mark, history.
|
| 452 |
+
The Ready history coordinate and the marked Back row remain unrestricted;
|
| 453 |
+
the unmarked Back row tests precisely the right-neighbor history.
|
| 454 |
+
Thus the full table, not only its initialized execution, is identical.
|
| 455 |
+
At checkpoint $n$, its frontier is $p_n=1+n>h_n$, where $h_n$ is
|
| 456 |
+
the work-head position, and the exact cycle length is $2(1+n-h_n)+1$.
|
| 457 |
+
Lemma~\ref{lem:bb-window-rectangles} applies with
|
| 458 |
+
$(a,b)=(1,2)$: the complete allowed triple fixes both history writes,
|
| 459 |
+
and its full image has prefix lengths $(1+e,2-e)$.
|
| 460 |
+
|
| 461 |
+
\begin{theorem}[Guarded cylinders in a torus chart]\label{bc:guarded-torus}
|
| 462 |
+
On the unit torus, the fixed label $(1/8,0,0)$ and the strip
|
| 463 |
+
$\{x:x_1\pmod1\in(-1/4,0)\}$ realize halting by a general mean-zero
|
| 464 |
+
force with zero initial velocity and pressure. It is periodic after time
|
| 465 |
+
one and all its mixed derivatives are bounded. The torus comparison
|
| 466 |
+
class gives uniqueness.
|
| 467 |
+
\end{theorem}
|
| 468 |
+
\begin{proof}\label{bc:guarded-torus-proof}
|
| 469 |
+
Let $a$ be the augmented alphabet size and $k$ the control count in
|
| 470 |
+
Lemma~\ref{lem:bb-window-compiler}. Use zero-blank base $B=2a$, and enumerate
|
| 471 |
+
nonterminal and terminal states with positive integer indices $j\ge1$
|
| 472 |
+
and first-coordinate offsets respectively
|
| 473 |
+
$L_0+3j$ and $-L_0-3j$, where $L_0=4k+ka^3+10$.
|
| 474 |
+
Refinement by triples gives at most $N=ka^3$ branches. Their source
|
| 475 |
+
prefix lengths are $(1,2)$ and image lengths $(1+e,2-e)$, so the
|
| 476 |
+
smallest possible grid gap is $B^{-3}$. If $P_i,Q_i$ are lower corners,
|
| 477 |
+
the branch map is
|
| 478 |
+
$Q_i+\diag(B^{-e_i},B^{e_i})(y-P_i)$.
|
| 479 |
+
|
| 480 |
+
Choose three flat ramps $\alpha,\beta,\gamma$, active respectively in
|
| 481 |
+
$(1/8,1/4)$, $(3/8,5/8)$ and $(3/4,7/8)$. Set
|
| 482 |
+
\[
|
| 483 |
+
c_i(t)=((1-\beta)P_i+\beta Q_i,\ i(\alpha-\gamma)),
|
| 484 |
+
\quad l_i=1-\beta+\beta B^{-e_i}.
|
| 485 |
+
\]
|
| 486 |
+
The moving rectangle has side lengths $l_i B^{-1}$ and
|
| 487 |
+
$l_i^{-1}B^{-2}$. Use a physical padding
|
| 488 |
+
$\varepsilon=B^{-3}/4$ around each moving rectangle in three dimensions.
|
| 489 |
+
During ascent and descent the planar endpoint gaps separate these
|
| 490 |
+
neighborhoods; during the affine phase the unit height gaps separate them.
|
| 491 |
+
Use Lemma~\ref{lem:bb-curl} for the paths
|
| 492 |
+
$c_i+\diag(l_i,l_i^{-1},1)(y-(P_i,0))$ and sum the disjoint fields.
|
| 493 |
+
The first coordinate is an endpoint convex combination even though the
|
| 494 |
+
paths are based at lower corners rather than centers. All supports lie
|
| 495 |
+
in $[-2L_0,2L_0]^3$, by the definitions of $L_0$ and $N$.
|
| 496 |
+
|
| 497 |
+
Scale by $\rho=1/(32L_0)$, so the repeated mechanism is supported in
|
| 498 |
+
$[-1/16,1/16]^3$. Load the fixed label $(1/8,0,0)$ to the scaled
|
| 499 |
+
rational input code by a moving translation with cutoff radius $1/32$;
|
| 500 |
+
its support stays in $(-1/4,1/4)^3$. For a nonterminal initial code,
|
| 501 |
+
the entire first coordinate during loading is positive, and subsequent
|
| 502 |
+
nonterminal branches have first coordinate greater than $1/32$.
|
| 503 |
+
Terminal codes have first coordinate less than $-1/32$. Hence the stated
|
| 504 |
+
strip detects exactly terminal entry, including initial halting, without
|
| 505 |
+
any wraparound artifact. Periodize the compact curl fields and recompute
|
| 506 |
+
the force at physical $\nu$. Mean zero, bounded derivatives and comparison
|
| 507 |
+
follow from Lemma~\ref{bc:analytic}.
|
| 508 |
+
\end{proof}
|
| 509 |
+
|
| 510 |
+
\subsection{A filled half-line and mean-corrected vertical motion}
|
| 511 |
+
\label{bc:halfline-section}
|
| 512 |
+
The next recorder starts with an infinite constant history tail rather
|
| 513 |
+
than a single frontier symbol. Its guard and its mean-zero vertical
|
| 514 |
+
realization both have independent roles.
|
| 515 |
+
|
| 516 |
+
\begin{lemma}[History at a filled half-line]\label{bc:halfline-table}
|
| 517 |
+
A finite guarded table has a full-domain inverse and simulates the original
|
| 518 |
+
machine from a tape with a separately constant tail in each direction.
|
| 519 |
+
At checkpoint $n$ its nonempty history cells are exactly the absolute
|
| 520 |
+
indices below $2+n$.
|
| 521 |
+
\end{lemma}
|
| 522 |
+
\begin{proof}\label{bc:halfline-table-proof}
|
| 523 |
+
Normalize to one halt state $h$. For $i=(q,a)\in I=(Q\setminus\{h\})\times A$,
|
| 524 |
+
write $\delta(q,a)=(q_i,b_i,e_i)$. History letters are
|
| 525 |
+
$\mathcal H=\{\perp,\#\}\sqcup I$, with
|
| 526 |
+
$\mathcal H_+=\{\#\}\sqcup I$. The tracks are work, mark and history;
|
| 527 |
+
controls are $\mathsf R_q,\mathsf B_q,\mathsf T_i,\mathsf S_i$.
|
| 528 |
+
Write $\ell_j$ for the history at relative cell $j$.
|
| 529 |
+
Here is the complete table, with unmentioned cells unchanged:
|
| 530 |
+
\begin{equation}\label{bc:halfline-rules}
|
| 531 |
+
\begin{array}{c|c|c|l}
|
| 532 |
+
\text{input}&\text{output}&\text{move}&\text{condition}\\\hline
|
| 533 |
+
\mathsf R_q(a,0,k)&\mathsf T_i(b_i,0,k)&e_i&i=(q,a),\ q\ne h\\
|
| 534 |
+
\mathsf T_i(c,0,k)&\mathsf S_i(c,1,k)&1&k\in\mathcal H_+\\
|
| 535 |
+
\mathsf S_i(c,0,k)&\mathsf S_i(c,0,k)&1&k\in\mathcal H_+\\
|
| 536 |
+
\mathsf S_i(c,0,\perp)&\mathsf B_{q_i}(c,0,i)&0&\ell_{+1}=\perp\\
|
| 537 |
+
\mathsf B_q(c,0,k)&\mathsf B_q(c,0,k)&-1&k\in\mathcal H_+\\
|
| 538 |
+
\mathsf B_q(c,1,k)&\mathsf R_q(c,0,k)&0&k\in\mathcal H_+.
|
| 539 |
+
\end{array}
|
| 540 |
+
\end{equation}
|
| 541 |
+
Initialize $\mathsf R_{q_0}$ at head zero with marks zero, history $\#$
|
| 542 |
+
at every index below two and $\perp$ elsewhere. At checkpoint $n$, the
|
| 543 |
+
work head $p_n$ has $|p_n|\le n$ and the boundary is $r_n=2+n$.
|
| 544 |
+
After the work move, $p'=p_n+e_i\le n+1<r_n$. Thus the mark is placed
|
| 545 |
+
on nonempty history, and the right scan reaches the first empty cell.
|
| 546 |
+
Its right neighbor is also empty, so the append is allowed. A finite
|
| 547 |
+
left scan returns to and erases the unique mark. The new boundary is
|
| 548 |
+
$r_n+1$; no other work symbol changes. The filler boundary at absolute
|
| 549 |
+
index two is permanent, so it also retains the tape's absolute alignment.
|
| 550 |
+
|
| 551 |
+
Into $\mathsf T_i$ the tag gives the old work instruction and shift.
|
| 552 |
+
Into $\mathsf S_i$, both shifts are rightward, and the mark at the old
|
| 553 |
+
cell distinguishes entry from a loop. Into $\mathsf B_q$, an output
|
| 554 |
+
with empty history at offset $+1$ must be an append: its current record
|
| 555 |
+
identifies $i$. An output of a leftward loop has nonempty history at
|
| 556 |
+
that offset, since it is the old current cell. This is exactly why the
|
| 557 |
+
append guard is necessary. Into $\mathsf R_q$ only mark erasure applies.
|
| 558 |
+
Each case gives a unique predecessor on the full domain. In particular,
|
| 559 |
+
entry into $\mathsf B_q$ may have displacement zero or minus one;
|
| 560 |
+
the neighboring history, rather than the target control alone, recovers
|
| 561 |
+
that displacement. Apply Lemma~\ref{lem:bb-window-rectangles} with
|
| 562 |
+
$(a,b)=(1,2)$, refining by the full cells at $-1,0,1$.
|
| 563 |
+
Its full-domain injectivity hypothesis has just been proved, and every
|
| 564 |
+
write and displacement lies in the allowed window. It therefore gives
|
| 565 |
+
full image cylinders and separately disjoint closed rectangle families.
|
| 566 |
+
\end{proof}
|
| 567 |
+
|
| 568 |
+
Enumerate the resulting branches by $i=1,\ldots,N$, with displacements
|
| 569 |
+
$e_i$. Number the augmented alphabet by $0,\ldots,k-1$, use base $b=3k+1$
|
| 570 |
+
and digits $1+3\ell$. Two different prefixes have gaps at least
|
| 571 |
+
$2b^{-r}$ at their first differing place $r$. Codes lie in the interior
|
| 572 |
+
of their intervals. If there are $K$ controls, let $\sigma_0=1/[8(K+1)]$.
|
| 573 |
+
Put the terminal state's lower corner at $(3/4,1/4)$ and the other lower
|
| 574 |
+
corners at $(1/8+2\ell\sigma_0,1/4)$ for $0\le\ell<K-1$, giving every state square side
|
| 575 |
+
$\sigma_0$. Their branch rectangles have sides
|
| 576 |
+
$\sigma_0b^{-1},\sigma_0b^{-2}$ and image sides
|
| 577 |
+
$\sigma_0b^{-(1+e)},\sigma_0b^{-(2-e)}$. The families are separately
|
| 578 |
+
disjoint by the full inverse. Every endpoint rectangle is contained in
|
| 579 |
+
\begin{equation}\label{bc:halfline-code}
|
| 580 |
+
F=[1/8,7/8]\times[1/4,3/8],\qquad z_*=1/4.
|
| 581 |
+
\end{equation}
|
| 582 |
+
All nonterminal state squares have first coordinate at most $3/8$.
|
| 583 |
+
|
| 584 |
+
\begin{proposition}[Mean-corrected vertical transport]\label{bc:halfline-transport}
|
| 585 |
+
The preceding full rectangles at height $z_*$ have an effective mean-zero
|
| 586 |
+
solenoidal realization on the unit torus. Every tracked first coordinate
|
| 587 |
+
is between its endpoint values throughout the transition.
|
| 588 |
+
\end{proposition}
|
| 589 |
+
\begin{proof}\label{bc:halfline-transport-proof}
|
| 590 |
+
For a source rectangle $D$, choose a planar cutoff $\theta_D$ with
|
| 591 |
+
padding $\varepsilon=\sigma_0b^{-3}/4$, equal to one near $D$. Define
|
| 592 |
+
\[
|
| 593 |
+
\kappa_D(x,y)=\theta_D(x,y)-\theta_D(x,y-1/2)
|
| 594 |
+
\]
|
| 595 |
+
periodically. It has integral zero. On its own source it equals one,
|
| 596 |
+
and on all other sources it equals zero; the shifted copy lies away from
|
| 597 |
+
$F$. Use the same construction for target rectangles $E$. Assign branch
|
| 598 |
+
$i$ the height $z_i=1/2+i/[4(N+1)]$ and choose disjoint height cutoffs
|
| 599 |
+
$\rho_i$ equal to one near $z_i$, with padding $1/[16(N+1)]$. The
|
| 600 |
+
vertical fields with speeds
|
| 601 |
+
\[
|
| 602 |
+
Z_D(x,y)=\sum_i(z_i-z_*)\kappa_{D_i}(x,y),\qquad
|
| 603 |
+
Z_E(x,y)=\sum_i(z_i-z_*)\kappa_{E_i}(x,y)
|
| 604 |
+
\]
|
| 605 |
+
are divergence free and mean zero, because they are independent of $z$.
|
| 606 |
+
|
| 607 |
+
Let $\chi$ equal one near $F$, with planar padding $1/32$. For branch
|
| 608 |
+
$i$, let $p_i,q_i$ be the source and target centers and put $d_i=q_i-p_i$, $c_i(\mu)=p_i+\mu d_i$,
|
| 609 |
+
$l_i=1-\mu+\mu b^{-e_i}$ and
|
| 610 |
+
\[
|
| 611 |
+
H_i=\chi\left[d_{i,1}y-d_{i,2}x+
|
| 612 |
+
\frac{b^{-e_i}-1}{l_i}(x-c_{i,1})(y-c_{i,2})\right].
|
| 613 |
+
\]
|
| 614 |
+
The middle field $W(\mu)=\sum_i\rho_i(z)(\partial_yH_i,-\partial_xH_i,0)$
|
| 615 |
+
is divergence free and mean zero. The path
|
| 616 |
+
\begin{equation}\label{bc:halfline-path}
|
| 617 |
+
c_i(\mu)+\diag(l_i,l_i^{-1})(\zeta-p_i)
|
| 618 |
+
\end{equation}
|
| 619 |
+
stays in $F$: the first side is interpolated linearly and the reciprocal
|
| 620 |
+
inequality \eqref{eq:ba-reciprocal-envelope} bounds the second side
|
| 621 |
+
by the interpolated endpoint sides. Thus $\chi=1$ along the entire
|
| 622 |
+
path, and differentiation gives its exact velocity.
|
| 623 |
+
For three ordered flat ramps $\alpha_0,\alpha_1,\alpha_2$ on a unit
|
| 624 |
+
interval, the complete field is
|
| 625 |
+
\begin{equation}\label{bc:halfline-period}
|
| 626 |
+
V=\alpha_0'(0,0,Z_D)+\alpha_1'W(\alpha_1)
|
| 627 |
+
-\alpha_2'(0,0,Z_E).
|
| 628 |
+
\end{equation}
|
| 629 |
+
It lifts each source, performs its affine map in its own height layer,
|
| 630 |
+
and lowers it at its target. The first coordinate is unchanged during
|
| 631 |
+
vertical motion and is an endpoint convex combination in the middle.
|
| 632 |
+
All statements hold on the full rectangles by the cutoff plateaus and
|
| 633 |
+
ODE uniqueness. The zero-mean correction acts away from the computational
|
| 634 |
+
rectangles and therefore changes none of these paths.
|
| 635 |
+
\end{proof}
|
| 636 |
+
|
| 637 |
+
\begin{theorem}[A fixed strip with half-line history]\label{bc:halfline-event}
|
| 638 |
+
On $\T^3$, the fixed label $(1/8,1/4,1/4)$ and strip
|
| 639 |
+
$2/3<x_1<15/16$ realize halting by a general mean-zero force, with zero
|
| 640 |
+
initial velocity and pressure, bounded mixed derivatives and period one
|
| 641 |
+
after time one. For a fixed machine only the loading field depends on the
|
| 642 |
+
input. The material maps are volume-preserving diffeomorphisms, and the
|
| 643 |
+
velocity and material-acceleration identities of
|
| 644 |
+
Lemma~\ref{lem:p2-realization} hold.
|
| 645 |
+
\end{theorem}
|
| 646 |
+
\begin{proof}\label{bc:halfline-event-proof}
|
| 647 |
+
The two initial tape tails are separately constant, so their radix sums
|
| 648 |
+
are computable rationals, even though the left history tail is filled.
|
| 649 |
+
Load the fixed label to that code at height $z_*$ by the planar Hamiltonian
|
| 650 |
+
$\chi(d_x y-d_y x)$ with a flat scalar schedule. The segment stays in $F$.
|
| 651 |
+
A nonterminal load and every nonterminal phase have first coordinate at
|
| 652 |
+
most $3/8$; a terminal code lies in the stated strip. For an initially
|
| 653 |
+
terminal machine the loading endpoint suffices. Repeat
|
| 654 |
+
\eqref{bc:halfline-period} after time one. Checkpoint simulation and the
|
| 655 |
+
intermediate-time guard prove the event equivalence. The common analytic
|
| 656 |
+
lemma proves force effectivity, uniqueness, boundedness and the asserted
|
| 657 |
+
flow identities. In particular $U=(\partial_t\Phi_t)\circ\Phi_t^{-1}$ and
|
| 658 |
+
$\partial_{tt}\Phi_t=(f-\nabla p+\nu\Delta U)\circ\Phi_t$; these are
|
| 659 |
+
identities for the constructed flow, not additional unknown equations.
|
| 660 |
+
\end{proof}
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/initialization.tex
CHANGED
|
@@ -1,574 +1,574 @@
|
|
| 1 |
-
\section{Choosing initialization and the observer}
|
| 2 |
-
\label{sec:bb-initialization}
|
| 3 |
-
|
| 4 |
-
The preceding recorders supply complete instruction tables. We now
|
| 5 |
-
specify how their boxes are positioned and how the fixed material label
|
| 6 |
-
becomes the initial code. We compare one-time loading, a loading branch
|
| 7 |
-
repeated in every cycle, and chart translations that place the initial
|
| 8 |
-
code at the label itself. The latter two choices can preserve periodicity
|
| 9 |
-
from time zero. Each construction also needs a bound between integer
|
| 10 |
-
rule times; the endpoint coding alone does not give a material event.
|
| 11 |
-
|
| 12 |
-
Unless stated otherwise, the force in this section is the residual
|
| 13 |
-
\eqref{eq:bb-residual}, with pressure zero. Its smoothness, all-order
|
| 14 |
-
mixed derivative bounds, finite effective prescription and uniqueness
|
| 15 |
-
are as in Proposition~\ref{prop:bb-realization}. Whole-space forces
|
| 16 |
-
have one compact spatial support; torus forces have zero spatial mean.
|
| 17 |
-
All statements use a fixed positive computable viscosity, with the
|
| 18 |
-
relative interpretation of that proposition for arbitrary fixed
|
| 19 |
-
positive viscosity.
|
| 20 |
-
|
| 21 |
-
\subsection{Torus loading and direct chart placement}
|
| 22 |
-
|
| 23 |
-
\begin{proposition}[A move-first material test]\label{thm:bb-torus33}
|
| 24 |
-
The move-first recorder has a unit-torus realization, periodic after
|
| 25 |
-
$t=1$, whose fixed label $(1/4,1/2,1/4)$ enters
|
| 26 |
-
$\{x_1\in(1/2,1)\pmod1\}$ exactly when the work machine halts.
|
| 27 |
-
For a fixed machine only the loading interval depends on the input.
|
| 28 |
-
\end{proposition}
|
| 29 |
-
\begin{proof}\label{proof:bb-torus33}
|
| 30 |
-
Use Lemma~\ref{lem:bb-movefirst}, let $\Sigma$ be its full cell alphabet,
|
| 31 |
-
and enumerate its $N$ controls by $i=1,\ldots,N$.
|
| 32 |
-
Set $s=1/[16(N+1)]$ and give the $i$th control a square
|
| 33 |
-
of side $s$ centered at
|
| 34 |
-
\[
|
| 35 |
-
m_i=(o_i+i/[4(N+1)],1/2),\qquad
|
| 36 |
-
o_i=\begin{cases}5/8,&C_q\text{ with }q\text{ halting},\\1/8,&\text{otherwise}.
|
| 37 |
-
\end{cases}
|
| 38 |
-
\]
|
| 39 |
-
Use odd digits and $B=2|\Sigma|+2$. The code at height $z_0=1/4$
|
| 40 |
-
is $(m_i+s(E(L)-1/2,E(R)-1/2),z_0)$.
|
| 41 |
-
It is rational initially. Lemma~\ref{lem:bb-onecell} gives $J$
|
| 42 |
-
branches with separately separated rectangles, all side lengths at
|
| 43 |
-
most $s$ and endpoints on the grid of mesh
|
| 44 |
-
$[32(N+1)B^2]^{-1}$. For branch $j$ choose height
|
| 45 |
-
$z_j=1/2+j/[4(J+1)]$. Use the three-phase lift of
|
| 46 |
-
Lemma~\ref{lem:bb-lift-parking}, with exponential middle scale
|
| 47 |
-
$\lambda_j^\theta$ and center interpolation. A padding parameter
|
| 48 |
-
\[
|
| 49 |
-
\epsilon=\min\{1/128,[320(N+1)B^2]^{-1},[40(J+1)]^{-1}\}
|
| 50 |
-
\]
|
| 51 |
-
separates the enlarged sheets in the source, height, and target phases
|
| 52 |
-
and keeps them inside the unit cube. Their thickness may then be
|
| 53 |
-
chosen positive by Lemma~\ref{lem:bb-curl}. For $J=0$ the repeated
|
| 54 |
-
field is zero.
|
| 55 |
-
|
| 56 |
-
During $[0,1]$ a localized curl translation takes the fixed label
|
| 57 |
-
along the segment to the initial code. Both segment and a small
|
| 58 |
-
padding lie in the chart. Repeat the branch pulse thereafter.
|
| 59 |
-
At each subsequent integer time the particle is the next table code.
|
| 60 |
-
If both endpoint controls are nonhalting, the interpolated center and
|
| 61 |
-
half-width bounds give $x_1<3/8+s<1/2$ throughout the motion.
|
| 62 |
-
The loader also stays below $1/2$ in a nonhalting run. A halting
|
| 63 |
-
checkpoint lies in the upper half, reached in finitely many positive
|
| 64 |
-
local steps; an initial halt is reached at the end of loading.
|
| 65 |
-
This proves the event for every real time.
|
| 66 |
-
\end{proof}
|
| 67 |
-
|
| 68 |
-
\begin{proposition}[A guarded-window material test]\label{thm:bb-window37}
|
| 69 |
-
The table of Lemma~\ref{lem:bb-window-compiler} has a unit-torus
|
| 70 |
-
realization, periodic after $t=1$, with fixed label $(1/4,1/4,1/4)$
|
| 71 |
-
and event $x_1\in(1/2,7/8)\pmod1$, occurring exactly when the
|
| 72 |
-
work machine halts. At work step $n$ its next
|
| 73 |
-
checkpoint occurs after exactly $2(p_n-h_n)+1\le4n+5$ unit periods.
|
| 74 |
-
\end{proposition}
|
| 75 |
-
\begin{proof}\label{proof:bb-window37}
|
| 76 |
-
Choose $r_0=2$ in Lemma~\ref{lem:bb-window-compiler}: initially the
|
| 77 |
-
frontier is at cell two, all other history cells are empty, and all
|
| 78 |
-
marks are zero. Thus $p_n=n+2$, with records in cells $2,\ldots,n+1$.
|
| 79 |
-
Split the full three-cell windows $[-1,1]$ and apply
|
| 80 |
-
Lemma~\ref{lem:bb-window-rectangles} with $(a,b)=(1,2)$.
|
| 81 |
-
Let $\mathcal A$ be the full cell alphabet of this window table and use
|
| 82 |
-
odd digits in base $B=2|\mathcal A|+1$.
|
| 83 |
-
For $S$ controls let $\epsilon=1/[16(S+1)]$ and place their squares
|
| 84 |
-
at $o_s+\epsilon[0,1]^2$, where
|
| 85 |
-
\[
|
| 86 |
-
o_s=(\xi_s,1/4+2\kappa(s)\epsilon),\quad
|
| 87 |
-
\kappa(s)\in\{1,\ldots,S\},\quad
|
| 88 |
-
\xi_s=\begin{cases}5/8,&s\text{ halting Ready},\\1/4,&\text{otherwise}.
|
| 89 |
-
\end{cases}
|
| 90 |
-
\]
|
| 91 |
-
Write $J$ for the number of branches and $e_j$ for branch $j$'s cursor
|
| 92 |
-
displacement. The full source and target rectangle gaps are at least
|
| 93 |
-
$\epsilon B^{-3}$. Put their common height at $1/4$, assign branch
|
| 94 |
-
$j$ height $1/2+j/[4(J+1)]$, and use the exponential middle scale
|
| 95 |
-
$\operatorname{diag}(B^{-e_j\theta},B^{e_j\theta},1)$.
|
| 96 |
-
Take one tenth of
|
| 97 |
-
$\min(1/32,\epsilon B^{-3},1/[4(J+1)])$ as padding.
|
| 98 |
-
Horizontal source and target gaps and the private heights separate
|
| 99 |
-
the three phases, while all widths remain at most $\epsilon$.
|
| 100 |
-
The strain can equivalently be generated by
|
| 101 |
-
$(0,0,-e_j\dot\theta\log B\,(x_1-c_{j1})(x_2-c_{j2}))$,
|
| 102 |
-
retaining the explicit diagonal-strain implementation.
|
| 103 |
-
|
| 104 |
-
A first unit interval loads the label along the segment to the rational
|
| 105 |
-
initial code. Thereafter the exact rectangle action and the compiler
|
| 106 |
-
lemma give checkpoint times $t_0=1$ and
|
| 107 |
-
$t_{n+1}=t_n+2(p_n-h_n)+1$. A nonhalting center stays in
|
| 108 |
-
$[1/4,1/4+\epsilon]$, with half-width at most $\epsilon/2$;
|
| 109 |
-
thus every intermediate first coordinate remains below $1/2$.
|
| 110 |
-
The loader has the same exclusion. Halt codes are in
|
| 111 |
-
$[5/8,5/8+\epsilon]$, inside the observer, including an initial halt.
|
| 112 |
-
The history block starts at the known absolute cell two, so the
|
| 113 |
-
head-relative code also recovers absolute indexing at checkpoints.
|
| 114 |
-
\end{proof}
|
| 115 |
-
|
| 116 |
-
\begin{proposition}[Two direction-recording placements]
|
| 117 |
-
\label{thm:bb-aligned38}\label{thm:bb-direction39}
|
| 118 |
-
The direction recorder gives both of the following realizations.
|
| 119 |
-
\begin{enumerate}
|
| 120 |
-
\item On $\R^3$, with its passive origin bit, there is a force periodic
|
| 121 |
-
from time zero and a fixed-origin event $X_1(t;0)<-5$. Input dependence
|
| 122 |
-
can be confined to two translations of the state charts. On every
|
| 123 |
-
implemented full box the first coordinate is a convex combination
|
| 124 |
-
of its endpoint first coordinates.
|
| 125 |
-
\item On the unit torus, without the passive track, a force periodic
|
| 126 |
-
after $t=1$ has fixed label $(1/8,1/8,1/4)$ and event
|
| 127 |
-
$x_1\in(1/2,7/8)\pmod1$. For a fixed machine its repeated part is
|
| 128 |
-
independent of the input.
|
| 129 |
-
\end{enumerate}
|
| 130 |
-
Both events are equivalent to halting.
|
| 131 |
-
\end{proposition}
|
| 132 |
-
\begin{proof}\label{proof:bb-aligned38}\label{proof:bb-direction39}
|
| 133 |
-
For the first case introduce a fresh terminal state $\dagger$ and
|
| 134 |
-
replace every missing instruction and every originally terminal
|
| 135 |
-
state--symbol pair by a write-preserving stationary transition into it.
|
| 136 |
-
The original initial control is therefore nonterminal in this normalized
|
| 137 |
-
table, even when the original machine is initially halted. Apply
|
| 138 |
-
Lemma~\ref{lem:bb-direction} with its passive origin track, and let
|
| 139 |
-
$\mathcal A$ be the resulting full cell alphabet. Use odd digits in
|
| 140 |
-
base $B=2|\mathcal A|+1$
|
| 141 |
-
and initial fractions $x_*,y_*$. Index the initial main state by zero,
|
| 142 |
-
the main $\dagger$ states by distinct negative integers, and the rest
|
| 143 |
-
by distinct positive integers. State $s$ has placement
|
| 144 |
-
\[
|
| 145 |
-
(x,y)\longmapsto(10k(s)+x-x_*,y-y_*).
|
| 146 |
-
\]
|
| 147 |
-
The initialized point is zero; nonhalt codes have first coordinate
|
| 148 |
-
$>-1$, and halt codes $<-5$. Thicken the rectangles of
|
| 149 |
-
Lemma~\ref{lem:bb-onecell} by $[-1,1]$, give branch $i$ height $10i$,
|
| 150 |
-
and use the linear scale $g_i=1+\theta(\lambda_i-1)$ in the lift
|
| 151 |
-
schedule. A padding smaller than one tenth of the minimum of one
|
| 152 |
-
and all within-family planar gaps suffices. The middle strain has
|
| 153 |
-
potential $(0,0,(\dot g_i/g_i)(x_1-c_{i1})(x_2-c_{i2}))$.
|
| 154 |
-
Equation~\eqref{eq:bb-convex-coordinate} excludes every nonhalting
|
| 155 |
-
visit to $x_1<-5$. The table and routing are fixed for the machine;
|
| 156 |
-
only $x_*,y_*$ change with the input. The passive origin bit remains
|
| 157 |
-
at physical cell zero, so no absolute tape information is discarded.
|
| 158 |
-
|
| 159 |
-
For the second case first merge all halting work states into a single
|
| 160 |
-
state $q_h$, redirecting incoming transitions and retaining initial halting.
|
| 161 |
-
Delete the passive track from the direction recorder, and now let
|
| 162 |
-
$\mathcal A$ denote that full alphabet. Use odd digits with
|
| 163 |
-
$B=2|\mathcal A|+2$ and
|
| 164 |
-
$\lambda=1/[16(J+1)]$, where $J$ counts the controls. Number them
|
| 165 |
-
from zero and set
|
| 166 |
-
\[
|
| 167 |
-
S_s(x,y)=(A_s+\lambda x,1/4+\lambda y),\qquad
|
| 168 |
-
A_s=2\lambda\operatorname{index}(s)+
|
| 169 |
-
\begin{cases}5/8,&s=M(q_h,e),\\1/4,&\text{otherwise}.
|
| 170 |
-
\end{cases}
|
| 171 |
-
\]
|
| 172 |
-
The nonhalt squares lie in $[1/4,3/8]\times[1/4,1/4+\lambda]$;
|
| 173 |
-
halt squares lie in $[5/8,3/4]\times[1/4,1/4+\lambda]$.
|
| 174 |
-
Write $m$ for the number of branches. Use coding height $1/4$,
|
| 175 |
-
branch heights $1/2+i/[4(m+1)]$, and
|
| 176 |
-
the same linear first scale. One hundredth of the minimum of
|
| 177 |
-
$1/16$, $1/[4(m+1)]$, and the source and target planar gaps is
|
| 178 |
-
valid padding; absent pair gaps are omitted. All supports lie inside
|
| 179 |
-
the cube, and all horizontal widths are at most $\lambda$.
|
| 180 |
-
A localized translation with padding $1/1000$ loads the rational
|
| 181 |
-
initial point from the fixed label in one unit interval.
|
| 182 |
-
|
| 183 |
-
In a nonhalting period the center has first coordinate at most $3/8$
|
| 184 |
-
and half-width at most $\lambda/2$, hence is below $1/2$; loading
|
| 185 |
-
has the same bound. Halting codes lie in the observer. The exact
|
| 186 |
-
sampling induction gives one table step per period, with checkpoint
|
| 187 |
-
cycle $2(k+1-h_k)+3$. The record block beginning at cell one
|
| 188 |
-
recovers absolute indexing at checkpoints. An initial halt is
|
| 189 |
-
observed at time one.
|
| 190 |
-
\end{proof}
|
| 191 |
-
|
| 192 |
-
|
| 193 |
-
\subsection{A one-time torus loader}
|
| 194 |
-
|
| 195 |
-
The next placement uses a separate first interval to load the code. Only
|
| 196 |
-
the instruction cycle is then repeated, so periodicity begins at time one.
|
| 197 |
-
|
| 198 |
-
\begin{theorem}[A separate one-unit loader on the torus]
|
| 199 |
-
\label{ba:loaded-torus}
|
| 200 |
-
For every machine and finite input and every fixed computable $\nu>0$,
|
| 201 |
-
there is an effective smooth
|
| 202 |
-
mean-zero force, one-periodic for $t\ge1$ with bounded mixed derivatives,
|
| 203 |
-
whose unique smooth zero-data solution with zero normalized pressure
|
| 204 |
-
satisfies
|
| 205 |
-
\[
|
| 206 |
-
\exists t\ge0:\ \Phi_t(1/2,1/2,1/4)
|
| 207 |
-
\in(1/16,1/4)\times\mathbb T^2
|
| 208 |
-
\quad\Longleftrightarrow\quad\text{halting}.
|
| 209 |
-
\]
|
| 210 |
-
Uniqueness holds in the classical class of Section~\ref{sec:model}.
|
| 211 |
-
\end{theorem}
|
| 212 |
-
\begin{proof}\label{ba:loaded-torus-proof}
|
| 213 |
-
Use the single-halt move-first recorder of
|
| 214 |
-
Lemma~\ref{lem:bb-movefirst}, without an entry state. Let
|
| 215 |
-
$\Gamma$ be its full alphabet and $N$ its number of controls. Put
|
| 216 |
-
$B=2|\Gamma|+1$, $a=1/(16N)$, the halt square at
|
| 217 |
-
$(1/8,1/4)+a[0,1]^2$, and the other squares at
|
| 218 |
-
$(1/2+2ja,1/4)+a[0,1]^2$, $0\le j\le N-2$.
|
| 219 |
-
Use the minimal subdivision, so right and stay moves are not split by
|
| 220 |
-
the left letter. Its gaps are at least $a/B^2$.
|
| 221 |
-
For $M$ branches choose
|
| 222 |
-
\[
|
| 223 |
-
h=\frac1{64(M+1)},\quad Z_i=\frac12+\frac{i}{4(M+1)},\quad
|
| 224 |
-
\varepsilon=\min\{1/128,h/4,a/(4B^2)\}.
|
| 225 |
-
\]
|
| 226 |
-
Apply linear-first-scale full-box routing from height $z_0=1/4$.
|
| 227 |
-
Middle heights differ by $16h$; source and target gaps handle the
|
| 228 |
-
vertical phases. Centers lie in
|
| 229 |
-
$[1/8,5/8]\times[1/4,5/16]$, widths are at most $a$, and all padded
|
| 230 |
-
boxes lie in $(1/16,15/16)^3$. This is a construction on the specified
|
| 231 |
-
unit torus, with no change of physical viscosity.
|
| 232 |
-
|
| 233 |
-
In the first unit interval translate a box of side $1/64$ from the
|
| 234 |
-
fixed label to the rational initial code, using Lemma~\ref{lem:bb-curl}.
|
| 235 |
-
The segment and a small padding lie inside the same chart. Repeat
|
| 236 |
-
only the instruction cycle afterward. Code induction proves the
|
| 237 |
-
checkpoint identities. A halting code has first coordinate in
|
| 238 |
-
$[1/8,3/16]$, including an initial halt reached by loading. For a
|
| 239 |
-
nonhalting run both centers of every used branch have first coordinate
|
| 240 |
-
at least $1/2$, with half-width at most $a/2$; loading has the same
|
| 241 |
-
lower center bound. Hence the particle always stays to the right of
|
| 242 |
-
$1/4$. Residual realization proves every analytic assertion. The
|
| 243 |
-
separate loading field accounts for the qualification $t\ge1$ in the
|
| 244 |
-
periodicity statement.
|
| 245 |
-
\end{proof}
|
| 246 |
-
|
| 247 |
-
|
| 248 |
-
\subsection{Repeated torus loading branches}\label{ba:torus}
|
| 249 |
-
|
| 250 |
-
A loader can instead be one branch of every period. To keep its target
|
| 251 |
-
separate from all computational targets, place the initial code in a state
|
| 252 |
-
square with no incoming instruction. This condition concerns the entire
|
| 253 |
-
target family, not only the distinguished execution. We implement the
|
| 254 |
-
same startup principle first with full boxes, then with fixed columns.
|
| 255 |
-
|
| 256 |
-
\begin{theorem}[A loader repeated as part of the processor]
|
| 257 |
-
\label{ba:periodic-torus}
|
| 258 |
-
For every finite machine and input, and every fixed computable $\nu>0$,
|
| 259 |
-
there is an effective smooth mean-zero force on the unit flat torus,
|
| 260 |
-
one-periodic from time zero, with all mixed derivatives bounded. Its
|
| 261 |
-
zero-data solution has pressure zero, is unique in the classical class
|
| 262 |
-
of Section~\ref{sec:model}, and satisfies
|
| 263 |
-
\[
|
| 264 |
-
\exists t\ge0:\ \Phi_t(1/8,1/8,1/4)
|
| 265 |
-
\in\{5/8<X_1<7/8\}
|
| 266 |
-
\quad\Longleftrightarrow\quad\text{the machine halts}.
|
| 267 |
-
\]
|
| 268 |
-
The one repeated cycle implements all instruction branches and its
|
| 269 |
-
loading branch.
|
| 270 |
-
\end{theorem}
|
| 271 |
-
\begin{proof}\label{ba:periodic-torus-proof}
|
| 272 |
-
Normalize to one halt state and prepend a new nonhalting state $q_I$
|
| 273 |
-
whose rule preserves the scanned letter, stays, and enters the original
|
| 274 |
-
initial state. No machine rule targets $q_I$. Apply the move-first
|
| 275 |
-
recorder of Lemma~\ref{lem:bb-movefirst} and omit the unused controls
|
| 276 |
-
$P_{q_I},T_{q_I}$. Then the entry control $C_{q_I}$ has no incoming local
|
| 277 |
-
instruction. Write $\Gamma$
|
| 278 |
-
for this recorder's full alphabet. Put $B=2|\Gamma|+1$, let $N$
|
| 279 |
-
be the number of controls, and set
|
| 280 |
-
$a=1/(16(N+1))$. Use the halt square
|
| 281 |
-
$(3/4,1/4)+a[0,1]^2$ and nonhalting squares
|
| 282 |
-
$(1/4+2al,1/4)+a[0,1]^2$, $0\le l\le N-2$.
|
| 283 |
-
The full subdivision of Lemma~\ref{ba:rectangles} gives source
|
| 284 |
-
half-widths $a/(2B)$ in both coordinates.
|
| 285 |
-
|
| 286 |
-
Add a square with those half-widths centered at $(1/8,1/8)$ and a
|
| 287 |
-
translation to the square centered at the initial entry code. Each
|
| 288 |
-
initial tail is at distance at least $1/(B-1)>1/(2B)$ from the endpoints
|
| 289 |
-
of $[0,1]$, so the new target lies strictly inside the entry square.
|
| 290 |
-
There is no other target in that square. Both enlarged branch lists
|
| 291 |
-
therefore remain separately separated, with gaps at least $a/B^2$.
|
| 292 |
-
The extra source is separated from all state squares.
|
| 293 |
-
|
| 294 |
-
Number the branches, including loading, by $1\le i\le M$. Set
|
| 295 |
-
\[
|
| 296 |
-
z_0=\tfrac14,\qquad h=\frac1{16(M+1)},\qquad
|
| 297 |
-
Z_i=\tfrac12+\frac{i}{4(M+1)},\qquad
|
| 298 |
-
\varepsilon=\frac1{10}\min(h,a/B^2).
|
| 299 |
-
\]
|
| 300 |
-
Thicken each planar source by $[z_0-h,z_0+h]$. Lift the resulting
|
| 301 |
-
full box to center height $Z_i$, move it horizontally, and lower it
|
| 302 |
-
to $z_0$. For an instruction with displacement $d_i$, use
|
| 303 |
-
$D_i=\operatorname{diag}(B^{-d_iw_2},B^{d_iw_2},1)$;
|
| 304 |
-
loading has $d_i=0$. Its center is the planar endpoint interpolation
|
| 305 |
-
plus $(Z_i-z_0)(w_1-w_3)e_3$. Adjacent middle heights are $4h$ apart,
|
| 306 |
-
while the padded half-thickness is $h+\varepsilon<2h$.
|
| 307 |
-
Source and target gaps handle the other phases. Horizontal half-widths
|
| 308 |
-
never exceed $a/2$, horizontal centers lie between $1/8$ and $3/4+a$,
|
| 309 |
-
and vertical centers lie between $1/4$ and $3/4$. The padded motions
|
| 310 |
-
are thus strictly inside the unit cube. Lemma~\ref{lem:bb-curl} gives a
|
| 311 |
-
chart field, extended periodically in space and time. Its zero time
|
| 312 |
-
collars give zero initial velocity.
|
| 313 |
-
|
| 314 |
-
The first cycle loads the fixed particle. Each subsequent cycle maps
|
| 315 |
-
its exact code to the next local code until the first halt, or forever
|
| 316 |
-
in a nonhalting run. Lemma~\ref{lem:bb-movefirst} identifies the finite
|
| 317 |
-
checkpoint times with machine steps. The added entry state handles an
|
| 318 |
-
original initial halt. A halt code is in the target slab. For a
|
| 319 |
-
nonhalting execution every used source and target center, including the
|
| 320 |
-
loader, has first coordinate at most $3/8$. Exponential interpolation
|
| 321 |
-
keeps the center below that bound and the half-width below $a/2$;
|
| 322 |
-
the particle cannot reach $5/8$ at any intermediate time. The final
|
| 323 |
-
transition into a halt is not subject to this nonhalting-endpoint bound.
|
| 324 |
-
Lemma~\ref{ba:realization} gives the force, its mean, its effective
|
| 325 |
-
derivatives, and uniqueness. Repeating the loading field is harmless
|
| 326 |
-
to the initialized trajectory and makes the force periodic from zero.
|
| 327 |
-
\end{proof}
|
| 328 |
-
|
| 329 |
-
\paragraph{A fixed-column implementation.}\label{bc:unit-periodic-section}
|
| 330 |
-
The same untargeted-entry condition also permits a repeated initializer
|
| 331 |
-
using fixed source and target columns. The next construction retains its
|
| 332 |
-
explicit column potentials and its fixed label; its middle motion uses
|
| 333 |
-
linear interpolation of the first planar scale.
|
| 334 |
-
|
| 335 |
-
\begin{theorem}[A periodic initializer on the unit torus]
|
| 336 |
-
\label{bc:unit-periodic-event}
|
| 337 |
-
There is an effective halting realization on $\T^3$ with fixed label
|
| 338 |
-
$a_*=(3/8,1/4,1/2)$ and fixed strip $5/8<x_1<7/8$, using a smooth
|
| 339 |
-
mean-zero general force of period one from time zero. Its initial velocity
|
| 340 |
-
and prescribed pressure are zero, every mixed derivative is bounded, and
|
| 341 |
-
its kinetic energy is uniformly bounded. The solution is unique in the
|
| 342 |
-
torus comparison class.
|
| 343 |
-
\end{theorem}
|
| 344 |
-
\begin{proof}\label{bc:unit-periodic-event-proof}
|
| 345 |
-
Normalize to a single halt and add a new nonhalting start $q_s$, with no
|
| 346 |
-
incoming original transition, which performs a dummy unchanged stay move
|
| 347 |
-
to the old initial state. This preserves even initial halting. Use the
|
| 348 |
-
move-first recorder of Lemma~\ref{lem:bb-movefirst}, with the control names
|
| 349 |
-
of Section~\ref{bc:section}, and retain its frontier-writing and return
|
| 350 |
-
controls $C_q,D_q$
|
| 351 |
-
only for $q$ in the set $Q^+$ of targets of the normalized work table,
|
| 352 |
-
including the new dummy transition. In particular its destination, the
|
| 353 |
-
old initial state, belongs to $Q^+$, whereas $q_s\notin Q^+$. No recorder
|
| 354 |
-
rule therefore targets the ready control $W_{q_s}$. Its
|
| 355 |
-
initial frontier is still two and the simulation proof is unchanged.
|
| 356 |
-
|
| 357 |
-
Use odd digits in base $B=2K+2$, where $K$ is the recorder alphabet size.
|
| 358 |
-
If there are $n$ nonterminal controls, put $\tau=1/[16(n+1)]$. Give
|
| 359 |
-
nonterminal states squares of side $\tau$ at lower corners
|
| 360 |
-
$(1/8+2\tau j,1/4)$, $0\le j<n$, and put the terminal square at
|
| 361 |
-
$(3/4,1/4)$. All nonterminal first coordinates are below $1/4$.
|
| 362 |
-
Refine every rule, including right and stationary rules, by the left
|
| 363 |
-
letter $\ell$. The full source is $I_\ell\times I_\gamma$, and the
|
| 364 |
-
three image rectangles are respectively
|
| 365 |
-
\begin{equation}\label{bc:unit-rectangles}
|
| 366 |
-
I_{\beta\ell}\times[0,1],\qquad
|
| 367 |
-
I_\ell\times I_\beta,\qquad [0,1]\times I_{\ell\beta}.
|
| 368 |
-
\end{equation}
|
| 369 |
-
They follow from the same affine formulas as Lemma~\ref{lem:bb-onecell}.
|
| 370 |
-
The refined sources are separately disjoint; the incoming displacement
|
| 371 |
-
and written symbol, together with the extra left prefix where applicable,
|
| 372 |
-
separate the images. Thus full geometric separation still holds.
|
| 373 |
-
|
| 374 |
-
Let $w_*=(3/8,1/4)$ and let $w_{\rm in}$ be the rational input code in
|
| 375 |
-
the untargeted start square. Add the translation from
|
| 376 |
-
$w_*+[-\delta,\delta]^2$ to $w_{\rm in}+[-\delta,\delta]^2$, where
|
| 377 |
-
$\delta=\tau/(10B^2)$. The source lies away from every state square.
|
| 378 |
-
The target lies strictly inside the start square: odd-digit codes have
|
| 379 |
-
distance at least $1/(B-1)$ from zero and at least $2/(B-1)$ from one,
|
| 380 |
-
both larger than $1/(10B^2)$. It meets no computational image because
|
| 381 |
-
none targets that state. This extended list still has separately disjoint
|
| 382 |
-
source and target families, even though a target can overlap a source.
|
| 383 |
-
|
| 384 |
-
We give the torus transport explicitly to keep the startup claim separate
|
| 385 |
-
from the whole-space column construction. All rectangles initially lie in
|
| 386 |
-
$z_0=1/2$. For $m$ branches assign heights
|
| 387 |
-
$z_j=1/2+j/[4(m+1)]$. Choose planar source and target cutoffs equal to
|
| 388 |
-
one on neighborhoods of their rectangles, with padding less than one tenth
|
| 389 |
-
of every relevant pairwise gap and chart-face margin; a missing pairwise
|
| 390 |
-
minimum is omitted. Let $\eta(z)$ equal one near $[1/2,3/4]$ and have
|
| 391 |
-
padding $1/16$. The source column field
|
| 392 |
-
\[
|
| 393 |
-
Z_j=\nabla\times(0,x\chi_j(x,y)\eta(z),0)
|
| 394 |
-
\]
|
| 395 |
-
equals $e_3$ along its source column; the target analogue $Z'_j$ does
|
| 396 |
-
so along the target column. These fields have compact support in the
|
| 397 |
-
open unit cube and zero spatial mean after periodization.
|
| 398 |
-
|
| 399 |
-
For the middle phase use the center path
|
| 400 |
-
$c_j=(1-\mu)p_j+\mu q_j$ and scale
|
| 401 |
-
$l_j=1-\mu+\mu a_j$, where $a_j$ is the branch's horizontal scale.
|
| 402 |
-
Choose $\xi_j$ equal to one near the planar coordinate bounding rectangle
|
| 403 |
-
of the endpoints, and disjoint height cutoffs $\rho_j$ at $z_j$ with
|
| 404 |
-
padding $1/[16(m+1)]$. For three successive flat ramps $\theta_1,
|
| 405 |
-
\theta_2,\theta_3$, put $c_j=c_j(\theta_2)$, $l_j=l_j(\theta_2)$ and
|
| 406 |
-
\[
|
| 407 |
-
\Psi_j=\xi_j\rho_j\left[
|
| 408 |
-
\dot c_{j,1}(y-c_{j,2})-\dot c_{j,2}(x-c_{j,1})
|
| 409 |
-
+\frac{\dot l_j}{l_j}(x-c_{j,1})(y-c_{j,2})\right].
|
| 410 |
-
\]
|
| 411 |
-
The full velocity is
|
| 412 |
-
\begin{equation}\label{bc:unit-V}
|
| 413 |
-
V=\sum_j(z_j-z_0)\theta_1'Z_j
|
| 414 |
-
+\sum_j(\partial_y\Psi_j,-\partial_x\Psi_j,0)
|
| 415 |
-
+\sum_j(z_0-z_j)\theta_3'Z'_j.
|
| 416 |
-
\end{equation}
|
| 417 |
-
It lifts all full rectangles, performs the reciprocal affine motions in
|
| 418 |
-
separate layers, and lowers them. In the middle phase the exact planar path
|
| 419 |
-
is $c_j+\diag(l_j,l_j^{-1})(\zeta-p_j)$. The swept-rectangle bound in
|
| 420 |
-
Lemma~\ref{ba:two-interpolations} keeps it inside the coordinate bounding
|
| 421 |
-
rectangle of the endpoints. The first coordinate is an endpoint convex combination.
|
| 422 |
-
The cutoffs are therefore one along every claimed path. Differentiation
|
| 423 |
-
and uniqueness prove the assigned full maps. The entire construction is
|
| 424 |
-
supported in the open unit cube and has zero collars in phase.
|
| 425 |
-
|
| 426 |
-
Extend it with period one in phase and periodically in space. It is zero
|
| 427 |
-
at time zero, so its residual has the required period from time zero.
|
| 428 |
-
During the first period the distinguished particle follows the initializer;
|
| 429 |
-
its first coordinate stays below $1/2$. Thereafter it follows the recorder.
|
| 430 |
-
Every nonterminal transition remains below $1/4$, whereas a terminal code
|
| 431 |
-
lies inside $5/8<x_1<7/8$. It cannot return to the initializer source,
|
| 432 |
-
whose square lies at $x_1=3/8$. The dummy instruction handles initial
|
| 433 |
-
halting without changing the observation rule. Lemma~\ref{bc:analytic}
|
| 434 |
-
now proves all analytic assertions, including uniform energy on the compact
|
| 435 |
-
torus. The force formula includes every branch, the initializer included,
|
| 436 |
-
in each period; it uses no precomputed execution.
|
| 437 |
-
\end{proof}
|
| 438 |
-
|
| 439 |
-
|
| 440 |
-
\subsection{A repeated loading instruction}
|
| 441 |
-
|
| 442 |
-
The next construction incorporates loading in a different symbolic table:
|
| 443 |
-
its instructions replace finite prefixes of two stacks. A replacement can
|
| 444 |
-
change planar area, so the third coordinate compensates for the product
|
| 445 |
-
of the two planar scales. Evacuation and delivery then realize the
|
| 446 |
-
resulting volume-preserving boxes in every period.
|
| 447 |
-
|
| 448 |
-
\begin{theorem}[Periodic prefix-box realization]\label{thm:bb-prefix29}
|
| 449 |
-
For every deterministic machine and finite input, a compactly supported
|
| 450 |
-
smooth force on $\R^3$, periodic with period one from time zero,
|
| 451 |
-
realizes the fixed-origin halting event
|
| 452 |
-
\[
|
| 453 |
-
\exists t\ge0:\quad X(t;0)\in(-4,-1)\times(-1,2)\times(-1,1)
|
| 454 |
-
\quad\Longleftrightarrow\quad\text{halting}.
|
| 455 |
-
\]
|
| 456 |
-
The force has bounded mixed derivatives and the unique zero-data
|
| 457 |
-
solution in the class of Proposition~\ref{prop:bb-realization}.
|
| 458 |
-
Its finite program uses full volume-preserving boxes; no solenoidal
|
| 459 |
-
condition is imposed on the force itself.
|
| 460 |
-
\end{theorem}
|
| 461 |
-
\begin{proof}\label{proof:bb-prefix29}
|
| 462 |
-
Normalize to one halting work state $q_h$, redirecting incoming
|
| 463 |
-
transitions to it and replacing missing nonhalting rules by unchanged-letter
|
| 464 |
-
stay moves into it. This preserves initial halting.
|
| 465 |
-
Write $\Gamma$ for the work alphabet, $b$ for its blank, $q_0$ for the
|
| 466 |
-
initial control, and $\omega$ for the finite input word.
|
| 467 |
-
For top-first stacks $L,R$, a rule
|
| 468 |
-
$(s,\alpha,\beta)\rightsquigarrow(r,\gamma,\eta)$ replaces the
|
| 469 |
-
two displayed prefixes and leaves their independent infinite tails
|
| 470 |
-
unchanged. Introduce fresh state $s_0$, boundary letter $S$ and mark
|
| 471 |
-
letter $M$. The preliminary rules are
|
| 472 |
-
\[
|
| 473 |
-
(s_0,\varepsilon,\varepsilon)\rightsquigarrow(q_0,S,\omega)
|
| 474 |
-
\]
|
| 475 |
-
and, for each work transition $(q,a)\mapsto(r,c,d)$,
|
| 476 |
-
\[
|
| 477 |
-
\begin{array}{c|l}
|
| 478 |
-
d&\text{preliminary rules}\\\hline
|
| 479 |
-
1&(q,\varepsilon,a)\rightsquigarrow(r,c,\varepsilon)\\
|
| 480 |
-
0&(q,\varepsilon,a)\rightsquigarrow(r,\varepsilon,c)\\
|
| 481 |
-
-1&(q,v,a)\rightsquigarrow(r,\varepsilon,vc)\quad(v\in\Gamma),\\
|
| 482 |
-
&(q,S,a)\rightsquigarrow(r,S,bc).
|
| 483 |
-
\end{array}
|
| 484 |
-
\]
|
| 485 |
-
The final row exposes the implicit blank beyond the left boundary.
|
| 486 |
-
Index each preliminary occurrence by $j$, with target $r(j)$,
|
| 487 |
-
and introduce a private control $g_j$ and record letter $\ell_j$.
|
| 488 |
-
Replace that occurrence by
|
| 489 |
-
$(s,\alpha,\beta)\to(g_j,\gamma,M\eta)$ and add
|
| 490 |
-
\begin{equation}\label{eq:bb-prefix-table}
|
| 491 |
-
\begin{aligned}
|
| 492 |
-
(g_j,v,\varepsilon)&\to(g_j,\varepsilon,v)&&v\in\Gamma,\\
|
| 493 |
-
(g_j,S,\varepsilon)&\to(k_{r(j)},S\ell_j,\varepsilon),\\
|
| 494 |
-
(k_q,\varepsilon,v)&\to(k_q,v,\varepsilon)&&v\in\Gamma,\\
|
| 495 |
-
(k_q,\varepsilon,M)&\to(q,\varepsilon,\varepsilon).
|
| 496 |
-
\end{aligned}
|
| 497 |
-
\end{equation}
|
| 498 |
-
Sources are separated by control and tested top symbols. Into $g_j$,
|
| 499 |
-
entry has right top $M$, whereas a loop has a work letter there.
|
| 500 |
-
Into $k_q$, entry has left prefix $S\ell_j$, whereas a loop has a
|
| 501 |
-
work letter at left top; distinct entries have distinct $\ell_j$.
|
| 502 |
-
Into a work state only the last rule enters. Thus both source and
|
| 503 |
-
target cylinders are disjoint for arbitrary tails.
|
| 504 |
-
|
| 505 |
-
After a preliminary replacement the stacks have form $wSB,MY$,
|
| 506 |
-
with $w\in\Gamma^*$. The forward loop transfers $w$, leaving
|
| 507 |
-
$SB,w^{\rm rev}MY$. The boundary rule inserts $\ell_j$ behind
|
| 508 |
-
$S$, the reverse loop restores $w$, and the final rule removes $M$.
|
| 509 |
-
After $2|w|+2$ further instructions the stacks are
|
| 510 |
-
$wS\ell_jB,Y$ at control $r(j)$. At a work control, $w$ lists
|
| 511 |
-
represented cells left of the head, nearest first; $R$ lists the
|
| 512 |
-
current cell and right tail, and cells beyond $S$ on the left are
|
| 513 |
-
implicit blanks. The preliminary rules perform exactly the work
|
| 514 |
-
write and move. Starting at $(s_0,b^\infty,b^\infty)$, the first
|
| 515 |
-
work visit is at rule count three, and consecutive work visits differ
|
| 516 |
-
by $3+2|w_{\rm new}|$. This proves finite continuation and the
|
| 517 |
-
halting equivalence, including an initially halted input. The
|
| 518 |
-
retained records also recover all head displacements.
|
| 519 |
-
|
| 520 |
-
Enumerate the enlarged alphabet, blank first, by even digits
|
| 521 |
-
$0,2,\ldots,2m-2$ in base $K=2m$. Use prefix intervals $I(v)$
|
| 522 |
-
and codes $E$ as in Lemma~\ref{lem:bb-onecell}. Set offsets
|
| 523 |
-
$o_{q_h}=-3$, $o_{s_0}=0$, and $3,6,9,\ldots$ for the other controls.
|
| 524 |
-
Encode $(s,L,R)$ by $(o_s+E(L),E(R),0)$; its initial value is zero.
|
| 525 |
-
For a rule $(s,\alpha,\beta)\to(s',\gamma,\eta)$ put
|
| 526 |
-
\[
|
| 527 |
-
a_i=K^{|\alpha|-|\gamma|},\quad
|
| 528 |
-
b_i=K^{|\beta|-|\eta|},\quad c_i=(a_ib_i)^{-1}.
|
| 529 |
-
\]
|
| 530 |
-
The full source box is
|
| 531 |
-
$(o_s+I(\alpha))\times I(\beta)\times[-1,1]$;
|
| 532 |
-
the target is
|
| 533 |
-
$(o_{s'}+I(\gamma))\times I(\eta)\times[-c_i,c_i]$.
|
| 534 |
-
The center-to-center map has matrix $\operatorname{diag}(a_i,b_i,c_i)$
|
| 535 |
-
and determinant one. It implements the prefixes on all codes.
|
| 536 |
-
Disjoint cylinders give separated full planar projections in each
|
| 537 |
-
family, including blank-tail endpoints.
|
| 538 |
-
|
| 539 |
-
Park box $i$ at $(4i,4,0)$, reserving the horizontal rectangle
|
| 540 |
-
$[4i-1/2,4i+1/2]\times[7/2,9/2]$.
|
| 541 |
-
Let $R=\max(1,c_1,\ldots,c_N)$ and travel at height $Z=2R+3$.
|
| 542 |
-
Evacuate all sources to their parking sites, reshape there by
|
| 543 |
-
$\operatorname{diag}(a_i^s,b_i^s,c_i^s)$, then deliver all targets.
|
| 544 |
-
The two horizontal widths remain at most one, and vertical half-widths
|
| 545 |
-
at most $R$. Let $g$ be the minimum of one and the within-family
|
| 546 |
-
gaps in the source-plus-parking and target-plus-parking projections.
|
| 547 |
-
Padding smaller than $g/8$ works during vertical motion and strain;
|
| 548 |
-
at travel height the moving bottom is at least $Z-R>R+2$.
|
| 549 |
-
Lemma~\ref{lem:bb-lift-parking} gives the full $7N$-motion schedule.
|
| 550 |
-
|
| 551 |
-
Repeat this unit pulse from zero. Nonhalting endpoint boxes and all
|
| 552 |
-
parking boxes have nonnegative first coordinate. Translations preserve
|
| 553 |
-
that bound, and strain takes place in positive parking envelopes.
|
| 554 |
-
Therefore a nonhalting path never enters the negative observation box.
|
| 555 |
-
A halting code lies in $[-3,-2]\times[0,1]\times\{0\}$ inside it.
|
| 556 |
-
The residual proposition finishes the proof. Loading was a repeated
|
| 557 |
-
instruction, so no exceptional first-time force is required.
|
| 558 |
-
\end{proof}
|
| 559 |
-
|
| 560 |
-
|
| 561 |
-
\begin{remark}[A different observation regime]
|
| 562 |
-
For comparison, the distinct velocity-field detector of
|
| 563 |
-
\cite[Theorem~1.1(2) and Section~5]{OpenAI379EulerianC} uses
|
| 564 |
-
$\R^2\times\T$ and the event
|
| 565 |
-
$\int_{\{X_2>0\}\times\T}u_3>1/2$. Its force has globally bounded
|
| 566 |
-
mixed derivatives and horizontal support compact on each finite time
|
| 567 |
-
interval. The nonnegative scalar velocity has diffusion tails; after
|
| 568 |
-
loading its total mass is one. Its cutoff estimate gives loss
|
| 569 |
-
$\delta<1/24$, nonhalting mass at most $\delta$ in the observed half-space,
|
| 570 |
-
and halting mass above $3/4$. Those conclusions follow from the cited
|
| 571 |
-
advection--diffusion proof and have no uniform spatial support assertion.
|
| 572 |
-
They are a separate force and observation regime from the material test
|
| 573 |
-
proved here.
|
| 574 |
-
\end{remark}
|
|
|
|
| 1 |
+
\section{Choosing initialization and the observer}
|
| 2 |
+
\label{sec:bb-initialization}
|
| 3 |
+
|
| 4 |
+
The preceding recorders supply complete instruction tables. We now
|
| 5 |
+
specify how their boxes are positioned and how the fixed material label
|
| 6 |
+
becomes the initial code. We compare one-time loading, a loading branch
|
| 7 |
+
repeated in every cycle, and chart translations that place the initial
|
| 8 |
+
code at the label itself. The latter two choices can preserve periodicity
|
| 9 |
+
from time zero. Each construction also needs a bound between integer
|
| 10 |
+
rule times; the endpoint coding alone does not give a material event.
|
| 11 |
+
|
| 12 |
+
Unless stated otherwise, the force in this section is the residual
|
| 13 |
+
\eqref{eq:bb-residual}, with pressure zero. Its smoothness, all-order
|
| 14 |
+
mixed derivative bounds, finite effective prescription and uniqueness
|
| 15 |
+
are as in Proposition~\ref{prop:bb-realization}. Whole-space forces
|
| 16 |
+
have one compact spatial support; torus forces have zero spatial mean.
|
| 17 |
+
All statements use a fixed positive computable viscosity, with the
|
| 18 |
+
relative interpretation of that proposition for arbitrary fixed
|
| 19 |
+
positive viscosity.
|
| 20 |
+
|
| 21 |
+
\subsection{Torus loading and direct chart placement}
|
| 22 |
+
|
| 23 |
+
\begin{proposition}[A move-first material test]\label{thm:bb-torus33}
|
| 24 |
+
The move-first recorder has a unit-torus realization, periodic after
|
| 25 |
+
$t=1$, whose fixed label $(1/4,1/2,1/4)$ enters
|
| 26 |
+
$\{x_1\in(1/2,1)\pmod1\}$ exactly when the work machine halts.
|
| 27 |
+
For a fixed machine only the loading interval depends on the input.
|
| 28 |
+
\end{proposition}
|
| 29 |
+
\begin{proof}\label{proof:bb-torus33}
|
| 30 |
+
Use Lemma~\ref{lem:bb-movefirst}, let $\Sigma$ be its full cell alphabet,
|
| 31 |
+
and enumerate its $N$ controls by $i=1,\ldots,N$.
|
| 32 |
+
Set $s=1/[16(N+1)]$ and give the $i$th control a square
|
| 33 |
+
of side $s$ centered at
|
| 34 |
+
\[
|
| 35 |
+
m_i=(o_i+i/[4(N+1)],1/2),\qquad
|
| 36 |
+
o_i=\begin{cases}5/8,&C_q\text{ with }q\text{ halting},\\1/8,&\text{otherwise}.
|
| 37 |
+
\end{cases}
|
| 38 |
+
\]
|
| 39 |
+
Use odd digits and $B=2|\Sigma|+2$. The code at height $z_0=1/4$
|
| 40 |
+
is $(m_i+s(E(L)-1/2,E(R)-1/2),z_0)$.
|
| 41 |
+
It is rational initially. Lemma~\ref{lem:bb-onecell} gives $J$
|
| 42 |
+
branches with separately separated rectangles, all side lengths at
|
| 43 |
+
most $s$ and endpoints on the grid of mesh
|
| 44 |
+
$[32(N+1)B^2]^{-1}$. For branch $j$ choose height
|
| 45 |
+
$z_j=1/2+j/[4(J+1)]$. Use the three-phase lift of
|
| 46 |
+
Lemma~\ref{lem:bb-lift-parking}, with exponential middle scale
|
| 47 |
+
$\lambda_j^\theta$ and center interpolation. A padding parameter
|
| 48 |
+
\[
|
| 49 |
+
\epsilon=\min\{1/128,[320(N+1)B^2]^{-1},[40(J+1)]^{-1}\}
|
| 50 |
+
\]
|
| 51 |
+
separates the enlarged sheets in the source, height, and target phases
|
| 52 |
+
and keeps them inside the unit cube. Their thickness may then be
|
| 53 |
+
chosen positive by Lemma~\ref{lem:bb-curl}. For $J=0$ the repeated
|
| 54 |
+
field is zero.
|
| 55 |
+
|
| 56 |
+
During $[0,1]$ a localized curl translation takes the fixed label
|
| 57 |
+
along the segment to the initial code. Both segment and a small
|
| 58 |
+
padding lie in the chart. Repeat the branch pulse thereafter.
|
| 59 |
+
At each subsequent integer time the particle is the next table code.
|
| 60 |
+
If both endpoint controls are nonhalting, the interpolated center and
|
| 61 |
+
half-width bounds give $x_1<3/8+s<1/2$ throughout the motion.
|
| 62 |
+
The loader also stays below $1/2$ in a nonhalting run. A halting
|
| 63 |
+
checkpoint lies in the upper half, reached in finitely many positive
|
| 64 |
+
local steps; an initial halt is reached at the end of loading.
|
| 65 |
+
This proves the event for every real time.
|
| 66 |
+
\end{proof}
|
| 67 |
+
|
| 68 |
+
\begin{proposition}[A guarded-window material test]\label{thm:bb-window37}
|
| 69 |
+
The table of Lemma~\ref{lem:bb-window-compiler} has a unit-torus
|
| 70 |
+
realization, periodic after $t=1$, with fixed label $(1/4,1/4,1/4)$
|
| 71 |
+
and event $x_1\in(1/2,7/8)\pmod1$, occurring exactly when the
|
| 72 |
+
work machine halts. At work step $n$ its next
|
| 73 |
+
checkpoint occurs after exactly $2(p_n-h_n)+1\le4n+5$ unit periods.
|
| 74 |
+
\end{proposition}
|
| 75 |
+
\begin{proof}\label{proof:bb-window37}
|
| 76 |
+
Choose $r_0=2$ in Lemma~\ref{lem:bb-window-compiler}: initially the
|
| 77 |
+
frontier is at cell two, all other history cells are empty, and all
|
| 78 |
+
marks are zero. Thus $p_n=n+2$, with records in cells $2,\ldots,n+1$.
|
| 79 |
+
Split the full three-cell windows $[-1,1]$ and apply
|
| 80 |
+
Lemma~\ref{lem:bb-window-rectangles} with $(a,b)=(1,2)$.
|
| 81 |
+
Let $\mathcal A$ be the full cell alphabet of this window table and use
|
| 82 |
+
odd digits in base $B=2|\mathcal A|+1$.
|
| 83 |
+
For $S$ controls let $\epsilon=1/[16(S+1)]$ and place their squares
|
| 84 |
+
at $o_s+\epsilon[0,1]^2$, where
|
| 85 |
+
\[
|
| 86 |
+
o_s=(\xi_s,1/4+2\kappa(s)\epsilon),\quad
|
| 87 |
+
\kappa(s)\in\{1,\ldots,S\},\quad
|
| 88 |
+
\xi_s=\begin{cases}5/8,&s\text{ halting Ready},\\1/4,&\text{otherwise}.
|
| 89 |
+
\end{cases}
|
| 90 |
+
\]
|
| 91 |
+
Write $J$ for the number of branches and $e_j$ for branch $j$'s cursor
|
| 92 |
+
displacement. The full source and target rectangle gaps are at least
|
| 93 |
+
$\epsilon B^{-3}$. Put their common height at $1/4$, assign branch
|
| 94 |
+
$j$ height $1/2+j/[4(J+1)]$, and use the exponential middle scale
|
| 95 |
+
$\operatorname{diag}(B^{-e_j\theta},B^{e_j\theta},1)$.
|
| 96 |
+
Take one tenth of
|
| 97 |
+
$\min(1/32,\epsilon B^{-3},1/[4(J+1)])$ as padding.
|
| 98 |
+
Horizontal source and target gaps and the private heights separate
|
| 99 |
+
the three phases, while all widths remain at most $\epsilon$.
|
| 100 |
+
The strain can equivalently be generated by
|
| 101 |
+
$(0,0,-e_j\dot\theta\log B\,(x_1-c_{j1})(x_2-c_{j2}))$,
|
| 102 |
+
retaining the explicit diagonal-strain implementation.
|
| 103 |
+
|
| 104 |
+
A first unit interval loads the label along the segment to the rational
|
| 105 |
+
initial code. Thereafter the exact rectangle action and the compiler
|
| 106 |
+
lemma give checkpoint times $t_0=1$ and
|
| 107 |
+
$t_{n+1}=t_n+2(p_n-h_n)+1$. A nonhalting center stays in
|
| 108 |
+
$[1/4,1/4+\epsilon]$, with half-width at most $\epsilon/2$;
|
| 109 |
+
thus every intermediate first coordinate remains below $1/2$.
|
| 110 |
+
The loader has the same exclusion. Halt codes are in
|
| 111 |
+
$[5/8,5/8+\epsilon]$, inside the observer, including an initial halt.
|
| 112 |
+
The history block starts at the known absolute cell two, so the
|
| 113 |
+
head-relative code also recovers absolute indexing at checkpoints.
|
| 114 |
+
\end{proof}
|
| 115 |
+
|
| 116 |
+
\begin{proposition}[Two direction-recording placements]
|
| 117 |
+
\label{thm:bb-aligned38}\label{thm:bb-direction39}
|
| 118 |
+
The direction recorder gives both of the following realizations.
|
| 119 |
+
\begin{enumerate}
|
| 120 |
+
\item On $\R^3$, with its passive origin bit, there is a force periodic
|
| 121 |
+
from time zero and a fixed-origin event $X_1(t;0)<-5$. Input dependence
|
| 122 |
+
can be confined to two translations of the state charts. On every
|
| 123 |
+
implemented full box the first coordinate is a convex combination
|
| 124 |
+
of its endpoint first coordinates.
|
| 125 |
+
\item On the unit torus, without the passive track, a force periodic
|
| 126 |
+
after $t=1$ has fixed label $(1/8,1/8,1/4)$ and event
|
| 127 |
+
$x_1\in(1/2,7/8)\pmod1$. For a fixed machine its repeated part is
|
| 128 |
+
independent of the input.
|
| 129 |
+
\end{enumerate}
|
| 130 |
+
Both events are equivalent to halting.
|
| 131 |
+
\end{proposition}
|
| 132 |
+
\begin{proof}\label{proof:bb-aligned38}\label{proof:bb-direction39}
|
| 133 |
+
For the first case introduce a fresh terminal state $\dagger$ and
|
| 134 |
+
replace every missing instruction and every originally terminal
|
| 135 |
+
state--symbol pair by a write-preserving stationary transition into it.
|
| 136 |
+
The original initial control is therefore nonterminal in this normalized
|
| 137 |
+
table, even when the original machine is initially halted. Apply
|
| 138 |
+
Lemma~\ref{lem:bb-direction} with its passive origin track, and let
|
| 139 |
+
$\mathcal A$ be the resulting full cell alphabet. Use odd digits in
|
| 140 |
+
base $B=2|\mathcal A|+1$
|
| 141 |
+
and initial fractions $x_*,y_*$. Index the initial main state by zero,
|
| 142 |
+
the main $\dagger$ states by distinct negative integers, and the rest
|
| 143 |
+
by distinct positive integers. State $s$ has placement
|
| 144 |
+
\[
|
| 145 |
+
(x,y)\longmapsto(10k(s)+x-x_*,y-y_*).
|
| 146 |
+
\]
|
| 147 |
+
The initialized point is zero; nonhalt codes have first coordinate
|
| 148 |
+
$>-1$, and halt codes $<-5$. Thicken the rectangles of
|
| 149 |
+
Lemma~\ref{lem:bb-onecell} by $[-1,1]$, give branch $i$ height $10i$,
|
| 150 |
+
and use the linear scale $g_i=1+\theta(\lambda_i-1)$ in the lift
|
| 151 |
+
schedule. A padding smaller than one tenth of the minimum of one
|
| 152 |
+
and all within-family planar gaps suffices. The middle strain has
|
| 153 |
+
potential $(0,0,(\dot g_i/g_i)(x_1-c_{i1})(x_2-c_{i2}))$.
|
| 154 |
+
Equation~\eqref{eq:bb-convex-coordinate} excludes every nonhalting
|
| 155 |
+
visit to $x_1<-5$. The table and routing are fixed for the machine;
|
| 156 |
+
only $x_*,y_*$ change with the input. The passive origin bit remains
|
| 157 |
+
at physical cell zero, so no absolute tape information is discarded.
|
| 158 |
+
|
| 159 |
+
For the second case first merge all halting work states into a single
|
| 160 |
+
state $q_h$, redirecting incoming transitions and retaining initial halting.
|
| 161 |
+
Delete the passive track from the direction recorder, and now let
|
| 162 |
+
$\mathcal A$ denote that full alphabet. Use odd digits with
|
| 163 |
+
$B=2|\mathcal A|+2$ and
|
| 164 |
+
$\lambda=1/[16(J+1)]$, where $J$ counts the controls. Number them
|
| 165 |
+
from zero and set
|
| 166 |
+
\[
|
| 167 |
+
S_s(x,y)=(A_s+\lambda x,1/4+\lambda y),\qquad
|
| 168 |
+
A_s=2\lambda\operatorname{index}(s)+
|
| 169 |
+
\begin{cases}5/8,&s=M(q_h,e),\\1/4,&\text{otherwise}.
|
| 170 |
+
\end{cases}
|
| 171 |
+
\]
|
| 172 |
+
The nonhalt squares lie in $[1/4,3/8]\times[1/4,1/4+\lambda]$;
|
| 173 |
+
halt squares lie in $[5/8,3/4]\times[1/4,1/4+\lambda]$.
|
| 174 |
+
Write $m$ for the number of branches. Use coding height $1/4$,
|
| 175 |
+
branch heights $1/2+i/[4(m+1)]$, and
|
| 176 |
+
the same linear first scale. One hundredth of the minimum of
|
| 177 |
+
$1/16$, $1/[4(m+1)]$, and the source and target planar gaps is
|
| 178 |
+
valid padding; absent pair gaps are omitted. All supports lie inside
|
| 179 |
+
the cube, and all horizontal widths are at most $\lambda$.
|
| 180 |
+
A localized translation with padding $1/1000$ loads the rational
|
| 181 |
+
initial point from the fixed label in one unit interval.
|
| 182 |
+
|
| 183 |
+
In a nonhalting period the center has first coordinate at most $3/8$
|
| 184 |
+
and half-width at most $\lambda/2$, hence is below $1/2$; loading
|
| 185 |
+
has the same bound. Halting codes lie in the observer. The exact
|
| 186 |
+
sampling induction gives one table step per period, with checkpoint
|
| 187 |
+
cycle $2(k+1-h_k)+3$. The record block beginning at cell one
|
| 188 |
+
recovers absolute indexing at checkpoints. An initial halt is
|
| 189 |
+
observed at time one.
|
| 190 |
+
\end{proof}
|
| 191 |
+
|
| 192 |
+
|
| 193 |
+
\subsection{A one-time torus loader}
|
| 194 |
+
|
| 195 |
+
The next placement uses a separate first interval to load the code. Only
|
| 196 |
+
the instruction cycle is then repeated, so periodicity begins at time one.
|
| 197 |
+
|
| 198 |
+
\begin{theorem}[A separate one-unit loader on the torus]
|
| 199 |
+
\label{ba:loaded-torus}
|
| 200 |
+
For every machine and finite input and every fixed computable $\nu>0$,
|
| 201 |
+
there is an effective smooth
|
| 202 |
+
mean-zero force, one-periodic for $t\ge1$ with bounded mixed derivatives,
|
| 203 |
+
whose unique smooth zero-data solution with zero normalized pressure
|
| 204 |
+
satisfies
|
| 205 |
+
\[
|
| 206 |
+
\exists t\ge0:\ \Phi_t(1/2,1/2,1/4)
|
| 207 |
+
\in(1/16,1/4)\times\mathbb T^2
|
| 208 |
+
\quad\Longleftrightarrow\quad\text{halting}.
|
| 209 |
+
\]
|
| 210 |
+
Uniqueness holds in the classical class of Section~\ref{sec:model}.
|
| 211 |
+
\end{theorem}
|
| 212 |
+
\begin{proof}\label{ba:loaded-torus-proof}
|
| 213 |
+
Use the single-halt move-first recorder of
|
| 214 |
+
Lemma~\ref{lem:bb-movefirst}, without an entry state. Let
|
| 215 |
+
$\Gamma$ be its full alphabet and $N$ its number of controls. Put
|
| 216 |
+
$B=2|\Gamma|+1$, $a=1/(16N)$, the halt square at
|
| 217 |
+
$(1/8,1/4)+a[0,1]^2$, and the other squares at
|
| 218 |
+
$(1/2+2ja,1/4)+a[0,1]^2$, $0\le j\le N-2$.
|
| 219 |
+
Use the minimal subdivision, so right and stay moves are not split by
|
| 220 |
+
the left letter. Its gaps are at least $a/B^2$.
|
| 221 |
+
For $M$ branches choose
|
| 222 |
+
\[
|
| 223 |
+
h=\frac1{64(M+1)},\quad Z_i=\frac12+\frac{i}{4(M+1)},\quad
|
| 224 |
+
\varepsilon=\min\{1/128,h/4,a/(4B^2)\}.
|
| 225 |
+
\]
|
| 226 |
+
Apply linear-first-scale full-box routing from height $z_0=1/4$.
|
| 227 |
+
Middle heights differ by $16h$; source and target gaps handle the
|
| 228 |
+
vertical phases. Centers lie in
|
| 229 |
+
$[1/8,5/8]\times[1/4,5/16]$, widths are at most $a$, and all padded
|
| 230 |
+
boxes lie in $(1/16,15/16)^3$. This is a construction on the specified
|
| 231 |
+
unit torus, with no change of physical viscosity.
|
| 232 |
+
|
| 233 |
+
In the first unit interval translate a box of side $1/64$ from the
|
| 234 |
+
fixed label to the rational initial code, using Lemma~\ref{lem:bb-curl}.
|
| 235 |
+
The segment and a small padding lie inside the same chart. Repeat
|
| 236 |
+
only the instruction cycle afterward. Code induction proves the
|
| 237 |
+
checkpoint identities. A halting code has first coordinate in
|
| 238 |
+
$[1/8,3/16]$, including an initial halt reached by loading. For a
|
| 239 |
+
nonhalting run both centers of every used branch have first coordinate
|
| 240 |
+
at least $1/2$, with half-width at most $a/2$; loading has the same
|
| 241 |
+
lower center bound. Hence the particle always stays to the right of
|
| 242 |
+
$1/4$. Residual realization proves every analytic assertion. The
|
| 243 |
+
separate loading field accounts for the qualification $t\ge1$ in the
|
| 244 |
+
periodicity statement.
|
| 245 |
+
\end{proof}
|
| 246 |
+
|
| 247 |
+
|
| 248 |
+
\subsection{Repeated torus loading branches}\label{ba:torus}
|
| 249 |
+
|
| 250 |
+
A loader can instead be one branch of every period. To keep its target
|
| 251 |
+
separate from all computational targets, place the initial code in a state
|
| 252 |
+
square with no incoming instruction. This condition concerns the entire
|
| 253 |
+
target family, not only the distinguished execution. We implement the
|
| 254 |
+
same startup principle first with full boxes, then with fixed columns.
|
| 255 |
+
|
| 256 |
+
\begin{theorem}[A loader repeated as part of the processor]
|
| 257 |
+
\label{ba:periodic-torus}
|
| 258 |
+
For every finite machine and input, and every fixed computable $\nu>0$,
|
| 259 |
+
there is an effective smooth mean-zero force on the unit flat torus,
|
| 260 |
+
one-periodic from time zero, with all mixed derivatives bounded. Its
|
| 261 |
+
zero-data solution has pressure zero, is unique in the classical class
|
| 262 |
+
of Section~\ref{sec:model}, and satisfies
|
| 263 |
+
\[
|
| 264 |
+
\exists t\ge0:\ \Phi_t(1/8,1/8,1/4)
|
| 265 |
+
\in\{5/8<X_1<7/8\}
|
| 266 |
+
\quad\Longleftrightarrow\quad\text{the machine halts}.
|
| 267 |
+
\]
|
| 268 |
+
The one repeated cycle implements all instruction branches and its
|
| 269 |
+
loading branch.
|
| 270 |
+
\end{theorem}
|
| 271 |
+
\begin{proof}\label{ba:periodic-torus-proof}
|
| 272 |
+
Normalize to one halt state and prepend a new nonhalting state $q_I$
|
| 273 |
+
whose rule preserves the scanned letter, stays, and enters the original
|
| 274 |
+
initial state. No machine rule targets $q_I$. Apply the move-first
|
| 275 |
+
recorder of Lemma~\ref{lem:bb-movefirst} and omit the unused controls
|
| 276 |
+
$P_{q_I},T_{q_I}$. Then the entry control $C_{q_I}$ has no incoming local
|
| 277 |
+
instruction. Write $\Gamma$
|
| 278 |
+
for this recorder's full alphabet. Put $B=2|\Gamma|+1$, let $N$
|
| 279 |
+
be the number of controls, and set
|
| 280 |
+
$a=1/(16(N+1))$. Use the halt square
|
| 281 |
+
$(3/4,1/4)+a[0,1]^2$ and nonhalting squares
|
| 282 |
+
$(1/4+2al,1/4)+a[0,1]^2$, $0\le l\le N-2$.
|
| 283 |
+
The full subdivision of Lemma~\ref{ba:rectangles} gives source
|
| 284 |
+
half-widths $a/(2B)$ in both coordinates.
|
| 285 |
+
|
| 286 |
+
Add a square with those half-widths centered at $(1/8,1/8)$ and a
|
| 287 |
+
translation to the square centered at the initial entry code. Each
|
| 288 |
+
initial tail is at distance at least $1/(B-1)>1/(2B)$ from the endpoints
|
| 289 |
+
of $[0,1]$, so the new target lies strictly inside the entry square.
|
| 290 |
+
There is no other target in that square. Both enlarged branch lists
|
| 291 |
+
therefore remain separately separated, with gaps at least $a/B^2$.
|
| 292 |
+
The extra source is separated from all state squares.
|
| 293 |
+
|
| 294 |
+
Number the branches, including loading, by $1\le i\le M$. Set
|
| 295 |
+
\[
|
| 296 |
+
z_0=\tfrac14,\qquad h=\frac1{16(M+1)},\qquad
|
| 297 |
+
Z_i=\tfrac12+\frac{i}{4(M+1)},\qquad
|
| 298 |
+
\varepsilon=\frac1{10}\min(h,a/B^2).
|
| 299 |
+
\]
|
| 300 |
+
Thicken each planar source by $[z_0-h,z_0+h]$. Lift the resulting
|
| 301 |
+
full box to center height $Z_i$, move it horizontally, and lower it
|
| 302 |
+
to $z_0$. For an instruction with displacement $d_i$, use
|
| 303 |
+
$D_i=\operatorname{diag}(B^{-d_iw_2},B^{d_iw_2},1)$;
|
| 304 |
+
loading has $d_i=0$. Its center is the planar endpoint interpolation
|
| 305 |
+
plus $(Z_i-z_0)(w_1-w_3)e_3$. Adjacent middle heights are $4h$ apart,
|
| 306 |
+
while the padded half-thickness is $h+\varepsilon<2h$.
|
| 307 |
+
Source and target gaps handle the other phases. Horizontal half-widths
|
| 308 |
+
never exceed $a/2$, horizontal centers lie between $1/8$ and $3/4+a$,
|
| 309 |
+
and vertical centers lie between $1/4$ and $3/4$. The padded motions
|
| 310 |
+
are thus strictly inside the unit cube. Lemma~\ref{lem:bb-curl} gives a
|
| 311 |
+
chart field, extended periodically in space and time. Its zero time
|
| 312 |
+
collars give zero initial velocity.
|
| 313 |
+
|
| 314 |
+
The first cycle loads the fixed particle. Each subsequent cycle maps
|
| 315 |
+
its exact code to the next local code until the first halt, or forever
|
| 316 |
+
in a nonhalting run. Lemma~\ref{lem:bb-movefirst} identifies the finite
|
| 317 |
+
checkpoint times with machine steps. The added entry state handles an
|
| 318 |
+
original initial halt. A halt code is in the target slab. For a
|
| 319 |
+
nonhalting execution every used source and target center, including the
|
| 320 |
+
loader, has first coordinate at most $3/8$. Exponential interpolation
|
| 321 |
+
keeps the center below that bound and the half-width below $a/2$;
|
| 322 |
+
the particle cannot reach $5/8$ at any intermediate time. The final
|
| 323 |
+
transition into a halt is not subject to this nonhalting-endpoint bound.
|
| 324 |
+
Lemma~\ref{ba:realization} gives the force, its mean, its effective
|
| 325 |
+
derivatives, and uniqueness. Repeating the loading field is harmless
|
| 326 |
+
to the initialized trajectory and makes the force periodic from zero.
|
| 327 |
+
\end{proof}
|
| 328 |
+
|
| 329 |
+
\paragraph{A fixed-column implementation.}\label{bc:unit-periodic-section}
|
| 330 |
+
The same untargeted-entry condition also permits a repeated initializer
|
| 331 |
+
using fixed source and target columns. The next construction retains its
|
| 332 |
+
explicit column potentials and its fixed label; its middle motion uses
|
| 333 |
+
linear interpolation of the first planar scale.
|
| 334 |
+
|
| 335 |
+
\begin{theorem}[A periodic initializer on the unit torus]
|
| 336 |
+
\label{bc:unit-periodic-event}
|
| 337 |
+
There is an effective halting realization on $\T^3$ with fixed label
|
| 338 |
+
$a_*=(3/8,1/4,1/2)$ and fixed strip $5/8<x_1<7/8$, using a smooth
|
| 339 |
+
mean-zero general force of period one from time zero. Its initial velocity
|
| 340 |
+
and prescribed pressure are zero, every mixed derivative is bounded, and
|
| 341 |
+
its kinetic energy is uniformly bounded. The solution is unique in the
|
| 342 |
+
torus comparison class.
|
| 343 |
+
\end{theorem}
|
| 344 |
+
\begin{proof}\label{bc:unit-periodic-event-proof}
|
| 345 |
+
Normalize to a single halt and add a new nonhalting start $q_s$, with no
|
| 346 |
+
incoming original transition, which performs a dummy unchanged stay move
|
| 347 |
+
to the old initial state. This preserves even initial halting. Use the
|
| 348 |
+
move-first recorder of Lemma~\ref{lem:bb-movefirst}, with the control names
|
| 349 |
+
of Section~\ref{bc:section}, and retain its frontier-writing and return
|
| 350 |
+
controls $C_q,D_q$
|
| 351 |
+
only for $q$ in the set $Q^+$ of targets of the normalized work table,
|
| 352 |
+
including the new dummy transition. In particular its destination, the
|
| 353 |
+
old initial state, belongs to $Q^+$, whereas $q_s\notin Q^+$. No recorder
|
| 354 |
+
rule therefore targets the ready control $W_{q_s}$. Its
|
| 355 |
+
initial frontier is still two and the simulation proof is unchanged.
|
| 356 |
+
|
| 357 |
+
Use odd digits in base $B=2K+2$, where $K$ is the recorder alphabet size.
|
| 358 |
+
If there are $n$ nonterminal controls, put $\tau=1/[16(n+1)]$. Give
|
| 359 |
+
nonterminal states squares of side $\tau$ at lower corners
|
| 360 |
+
$(1/8+2\tau j,1/4)$, $0\le j<n$, and put the terminal square at
|
| 361 |
+
$(3/4,1/4)$. All nonterminal first coordinates are below $1/4$.
|
| 362 |
+
Refine every rule, including right and stationary rules, by the left
|
| 363 |
+
letter $\ell$. The full source is $I_\ell\times I_\gamma$, and the
|
| 364 |
+
three image rectangles are respectively
|
| 365 |
+
\begin{equation}\label{bc:unit-rectangles}
|
| 366 |
+
I_{\beta\ell}\times[0,1],\qquad
|
| 367 |
+
I_\ell\times I_\beta,\qquad [0,1]\times I_{\ell\beta}.
|
| 368 |
+
\end{equation}
|
| 369 |
+
They follow from the same affine formulas as Lemma~\ref{lem:bb-onecell}.
|
| 370 |
+
The refined sources are separately disjoint; the incoming displacement
|
| 371 |
+
and written symbol, together with the extra left prefix where applicable,
|
| 372 |
+
separate the images. Thus full geometric separation still holds.
|
| 373 |
+
|
| 374 |
+
Let $w_*=(3/8,1/4)$ and let $w_{\rm in}$ be the rational input code in
|
| 375 |
+
the untargeted start square. Add the translation from
|
| 376 |
+
$w_*+[-\delta,\delta]^2$ to $w_{\rm in}+[-\delta,\delta]^2$, where
|
| 377 |
+
$\delta=\tau/(10B^2)$. The source lies away from every state square.
|
| 378 |
+
The target lies strictly inside the start square: odd-digit codes have
|
| 379 |
+
distance at least $1/(B-1)$ from zero and at least $2/(B-1)$ from one,
|
| 380 |
+
both larger than $1/(10B^2)$. It meets no computational image because
|
| 381 |
+
none targets that state. This extended list still has separately disjoint
|
| 382 |
+
source and target families, even though a target can overlap a source.
|
| 383 |
+
|
| 384 |
+
We give the torus transport explicitly to keep the startup claim separate
|
| 385 |
+
from the whole-space column construction. All rectangles initially lie in
|
| 386 |
+
$z_0=1/2$. For $m$ branches assign heights
|
| 387 |
+
$z_j=1/2+j/[4(m+1)]$. Choose planar source and target cutoffs equal to
|
| 388 |
+
one on neighborhoods of their rectangles, with padding less than one tenth
|
| 389 |
+
of every relevant pairwise gap and chart-face margin; a missing pairwise
|
| 390 |
+
minimum is omitted. Let $\eta(z)$ equal one near $[1/2,3/4]$ and have
|
| 391 |
+
padding $1/16$. The source column field
|
| 392 |
+
\[
|
| 393 |
+
Z_j=\nabla\times(0,x\chi_j(x,y)\eta(z),0)
|
| 394 |
+
\]
|
| 395 |
+
equals $e_3$ along its source column; the target analogue $Z'_j$ does
|
| 396 |
+
so along the target column. These fields have compact support in the
|
| 397 |
+
open unit cube and zero spatial mean after periodization.
|
| 398 |
+
|
| 399 |
+
For the middle phase use the center path
|
| 400 |
+
$c_j=(1-\mu)p_j+\mu q_j$ and scale
|
| 401 |
+
$l_j=1-\mu+\mu a_j$, where $a_j$ is the branch's horizontal scale.
|
| 402 |
+
Choose $\xi_j$ equal to one near the planar coordinate bounding rectangle
|
| 403 |
+
of the endpoints, and disjoint height cutoffs $\rho_j$ at $z_j$ with
|
| 404 |
+
padding $1/[16(m+1)]$. For three successive flat ramps $\theta_1,
|
| 405 |
+
\theta_2,\theta_3$, put $c_j=c_j(\theta_2)$, $l_j=l_j(\theta_2)$ and
|
| 406 |
+
\[
|
| 407 |
+
\Psi_j=\xi_j\rho_j\left[
|
| 408 |
+
\dot c_{j,1}(y-c_{j,2})-\dot c_{j,2}(x-c_{j,1})
|
| 409 |
+
+\frac{\dot l_j}{l_j}(x-c_{j,1})(y-c_{j,2})\right].
|
| 410 |
+
\]
|
| 411 |
+
The full velocity is
|
| 412 |
+
\begin{equation}\label{bc:unit-V}
|
| 413 |
+
V=\sum_j(z_j-z_0)\theta_1'Z_j
|
| 414 |
+
+\sum_j(\partial_y\Psi_j,-\partial_x\Psi_j,0)
|
| 415 |
+
+\sum_j(z_0-z_j)\theta_3'Z'_j.
|
| 416 |
+
\end{equation}
|
| 417 |
+
It lifts all full rectangles, performs the reciprocal affine motions in
|
| 418 |
+
separate layers, and lowers them. In the middle phase the exact planar path
|
| 419 |
+
is $c_j+\diag(l_j,l_j^{-1})(\zeta-p_j)$. The swept-rectangle bound in
|
| 420 |
+
Lemma~\ref{ba:two-interpolations} keeps it inside the coordinate bounding
|
| 421 |
+
rectangle of the endpoints. The first coordinate is an endpoint convex combination.
|
| 422 |
+
The cutoffs are therefore one along every claimed path. Differentiation
|
| 423 |
+
and uniqueness prove the assigned full maps. The entire construction is
|
| 424 |
+
supported in the open unit cube and has zero collars in phase.
|
| 425 |
+
|
| 426 |
+
Extend it with period one in phase and periodically in space. It is zero
|
| 427 |
+
at time zero, so its residual has the required period from time zero.
|
| 428 |
+
During the first period the distinguished particle follows the initializer;
|
| 429 |
+
its first coordinate stays below $1/2$. Thereafter it follows the recorder.
|
| 430 |
+
Every nonterminal transition remains below $1/4$, whereas a terminal code
|
| 431 |
+
lies inside $5/8<x_1<7/8$. It cannot return to the initializer source,
|
| 432 |
+
whose square lies at $x_1=3/8$. The dummy instruction handles initial
|
| 433 |
+
halting without changing the observation rule. Lemma~\ref{bc:analytic}
|
| 434 |
+
now proves all analytic assertions, including uniform energy on the compact
|
| 435 |
+
torus. The force formula includes every branch, the initializer included,
|
| 436 |
+
in each period; it uses no precomputed execution.
|
| 437 |
+
\end{proof}
|
| 438 |
+
|
| 439 |
+
|
| 440 |
+
\subsection{A repeated loading instruction}
|
| 441 |
+
|
| 442 |
+
The next construction incorporates loading in a different symbolic table:
|
| 443 |
+
its instructions replace finite prefixes of two stacks. A replacement can
|
| 444 |
+
change planar area, so the third coordinate compensates for the product
|
| 445 |
+
of the two planar scales. Evacuation and delivery then realize the
|
| 446 |
+
resulting volume-preserving boxes in every period.
|
| 447 |
+
|
| 448 |
+
\begin{theorem}[Periodic prefix-box realization]\label{thm:bb-prefix29}
|
| 449 |
+
For every deterministic machine and finite input, a compactly supported
|
| 450 |
+
smooth force on $\R^3$, periodic with period one from time zero,
|
| 451 |
+
realizes the fixed-origin halting event
|
| 452 |
+
\[
|
| 453 |
+
\exists t\ge0:\quad X(t;0)\in(-4,-1)\times(-1,2)\times(-1,1)
|
| 454 |
+
\quad\Longleftrightarrow\quad\text{halting}.
|
| 455 |
+
\]
|
| 456 |
+
The force has bounded mixed derivatives and the unique zero-data
|
| 457 |
+
solution in the class of Proposition~\ref{prop:bb-realization}.
|
| 458 |
+
Its finite program uses full volume-preserving boxes; no solenoidal
|
| 459 |
+
condition is imposed on the force itself.
|
| 460 |
+
\end{theorem}
|
| 461 |
+
\begin{proof}\label{proof:bb-prefix29}
|
| 462 |
+
Normalize to one halting work state $q_h$, redirecting incoming
|
| 463 |
+
transitions to it and replacing missing nonhalting rules by unchanged-letter
|
| 464 |
+
stay moves into it. This preserves initial halting.
|
| 465 |
+
Write $\Gamma$ for the work alphabet, $b$ for its blank, $q_0$ for the
|
| 466 |
+
initial control, and $\omega$ for the finite input word.
|
| 467 |
+
For top-first stacks $L,R$, a rule
|
| 468 |
+
$(s,\alpha,\beta)\rightsquigarrow(r,\gamma,\eta)$ replaces the
|
| 469 |
+
two displayed prefixes and leaves their independent infinite tails
|
| 470 |
+
unchanged. Introduce fresh state $s_0$, boundary letter $S$ and mark
|
| 471 |
+
letter $M$. The preliminary rules are
|
| 472 |
+
\[
|
| 473 |
+
(s_0,\varepsilon,\varepsilon)\rightsquigarrow(q_0,S,\omega)
|
| 474 |
+
\]
|
| 475 |
+
and, for each work transition $(q,a)\mapsto(r,c,d)$,
|
| 476 |
+
\[
|
| 477 |
+
\begin{array}{c|l}
|
| 478 |
+
d&\text{preliminary rules}\\\hline
|
| 479 |
+
1&(q,\varepsilon,a)\rightsquigarrow(r,c,\varepsilon)\\
|
| 480 |
+
0&(q,\varepsilon,a)\rightsquigarrow(r,\varepsilon,c)\\
|
| 481 |
+
-1&(q,v,a)\rightsquigarrow(r,\varepsilon,vc)\quad(v\in\Gamma),\\
|
| 482 |
+
&(q,S,a)\rightsquigarrow(r,S,bc).
|
| 483 |
+
\end{array}
|
| 484 |
+
\]
|
| 485 |
+
The final row exposes the implicit blank beyond the left boundary.
|
| 486 |
+
Index each preliminary occurrence by $j$, with target $r(j)$,
|
| 487 |
+
and introduce a private control $g_j$ and record letter $\ell_j$.
|
| 488 |
+
Replace that occurrence by
|
| 489 |
+
$(s,\alpha,\beta)\to(g_j,\gamma,M\eta)$ and add
|
| 490 |
+
\begin{equation}\label{eq:bb-prefix-table}
|
| 491 |
+
\begin{aligned}
|
| 492 |
+
(g_j,v,\varepsilon)&\to(g_j,\varepsilon,v)&&v\in\Gamma,\\
|
| 493 |
+
(g_j,S,\varepsilon)&\to(k_{r(j)},S\ell_j,\varepsilon),\\
|
| 494 |
+
(k_q,\varepsilon,v)&\to(k_q,v,\varepsilon)&&v\in\Gamma,\\
|
| 495 |
+
(k_q,\varepsilon,M)&\to(q,\varepsilon,\varepsilon).
|
| 496 |
+
\end{aligned}
|
| 497 |
+
\end{equation}
|
| 498 |
+
Sources are separated by control and tested top symbols. Into $g_j$,
|
| 499 |
+
entry has right top $M$, whereas a loop has a work letter there.
|
| 500 |
+
Into $k_q$, entry has left prefix $S\ell_j$, whereas a loop has a
|
| 501 |
+
work letter at left top; distinct entries have distinct $\ell_j$.
|
| 502 |
+
Into a work state only the last rule enters. Thus both source and
|
| 503 |
+
target cylinders are disjoint for arbitrary tails.
|
| 504 |
+
|
| 505 |
+
After a preliminary replacement the stacks have form $wSB,MY$,
|
| 506 |
+
with $w\in\Gamma^*$. The forward loop transfers $w$, leaving
|
| 507 |
+
$SB,w^{\rm rev}MY$. The boundary rule inserts $\ell_j$ behind
|
| 508 |
+
$S$, the reverse loop restores $w$, and the final rule removes $M$.
|
| 509 |
+
After $2|w|+2$ further instructions the stacks are
|
| 510 |
+
$wS\ell_jB,Y$ at control $r(j)$. At a work control, $w$ lists
|
| 511 |
+
represented cells left of the head, nearest first; $R$ lists the
|
| 512 |
+
current cell and right tail, and cells beyond $S$ on the left are
|
| 513 |
+
implicit blanks. The preliminary rules perform exactly the work
|
| 514 |
+
write and move. Starting at $(s_0,b^\infty,b^\infty)$, the first
|
| 515 |
+
work visit is at rule count three, and consecutive work visits differ
|
| 516 |
+
by $3+2|w_{\rm new}|$. This proves finite continuation and the
|
| 517 |
+
halting equivalence, including an initially halted input. The
|
| 518 |
+
retained records also recover all head displacements.
|
| 519 |
+
|
| 520 |
+
Enumerate the enlarged alphabet, blank first, by even digits
|
| 521 |
+
$0,2,\ldots,2m-2$ in base $K=2m$. Use prefix intervals $I(v)$
|
| 522 |
+
and codes $E$ as in Lemma~\ref{lem:bb-onecell}. Set offsets
|
| 523 |
+
$o_{q_h}=-3$, $o_{s_0}=0$, and $3,6,9,\ldots$ for the other controls.
|
| 524 |
+
Encode $(s,L,R)$ by $(o_s+E(L),E(R),0)$; its initial value is zero.
|
| 525 |
+
For a rule $(s,\alpha,\beta)\to(s',\gamma,\eta)$ put
|
| 526 |
+
\[
|
| 527 |
+
a_i=K^{|\alpha|-|\gamma|},\quad
|
| 528 |
+
b_i=K^{|\beta|-|\eta|},\quad c_i=(a_ib_i)^{-1}.
|
| 529 |
+
\]
|
| 530 |
+
The full source box is
|
| 531 |
+
$(o_s+I(\alpha))\times I(\beta)\times[-1,1]$;
|
| 532 |
+
the target is
|
| 533 |
+
$(o_{s'}+I(\gamma))\times I(\eta)\times[-c_i,c_i]$.
|
| 534 |
+
The center-to-center map has matrix $\operatorname{diag}(a_i,b_i,c_i)$
|
| 535 |
+
and determinant one. It implements the prefixes on all codes.
|
| 536 |
+
Disjoint cylinders give separated full planar projections in each
|
| 537 |
+
family, including blank-tail endpoints.
|
| 538 |
+
|
| 539 |
+
Park box $i$ at $(4i,4,0)$, reserving the horizontal rectangle
|
| 540 |
+
$[4i-1/2,4i+1/2]\times[7/2,9/2]$.
|
| 541 |
+
Let $R=\max(1,c_1,\ldots,c_N)$ and travel at height $Z=2R+3$.
|
| 542 |
+
Evacuate all sources to their parking sites, reshape there by
|
| 543 |
+
$\operatorname{diag}(a_i^s,b_i^s,c_i^s)$, then deliver all targets.
|
| 544 |
+
The two horizontal widths remain at most one, and vertical half-widths
|
| 545 |
+
at most $R$. Let $g$ be the minimum of one and the within-family
|
| 546 |
+
gaps in the source-plus-parking and target-plus-parking projections.
|
| 547 |
+
Padding smaller than $g/8$ works during vertical motion and strain;
|
| 548 |
+
at travel height the moving bottom is at least $Z-R>R+2$.
|
| 549 |
+
Lemma~\ref{lem:bb-lift-parking} gives the full $7N$-motion schedule.
|
| 550 |
+
|
| 551 |
+
Repeat this unit pulse from zero. Nonhalting endpoint boxes and all
|
| 552 |
+
parking boxes have nonnegative first coordinate. Translations preserve
|
| 553 |
+
that bound, and strain takes place in positive parking envelopes.
|
| 554 |
+
Therefore a nonhalting path never enters the negative observation box.
|
| 555 |
+
A halting code lies in $[-3,-2]\times[0,1]\times\{0\}$ inside it.
|
| 556 |
+
The residual proposition finishes the proof. Loading was a repeated
|
| 557 |
+
instruction, so no exceptional first-time force is required.
|
| 558 |
+
\end{proof}
|
| 559 |
+
|
| 560 |
+
|
| 561 |
+
\begin{remark}[A different observation regime]
|
| 562 |
+
For comparison, the distinct velocity-field detector of
|
| 563 |
+
\cite[Theorem~1.1(2) and Section~5]{OpenAI379EulerianC} uses
|
| 564 |
+
$\R^2\times\T$ and the event
|
| 565 |
+
$\int_{\{X_2>0\}\times\T}u_3>1/2$. Its force has globally bounded
|
| 566 |
+
mixed derivatives and horizontal support compact on each finite time
|
| 567 |
+
interval. The nonnegative scalar velocity has diffusion tails; after
|
| 568 |
+
loading its total mass is one. Its cutoff estimate gives loss
|
| 569 |
+
$\delta<1/24$, nonhalting mass at most $\delta$ in the observed half-space,
|
| 570 |
+
and halting mass above $3/4$. Those conclusions follow from the cited
|
| 571 |
+
advection--diffusion proof and have no uniform spatial support assertion.
|
| 572 |
+
They are a separate force and observation regime from the material test
|
| 573 |
+
proved here.
|
| 574 |
+
\end{remark}
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/introduction.tex
CHANGED
|
@@ -1,173 +1,173 @@
|
|
| 1 |
-
\section{Introduction}\label{sec:introduction}
|
| 2 |
-
A finite instruction can prescribe a volume-preserving affine map on a
|
| 3 |
-
box. A fluid realization must do more: it must move every point of that
|
| 4 |
-
box, preserve incompressibility outside it, and leave the other instructions
|
| 5 |
-
available. Source boxes and destination boxes can overlap. Moreover, a
|
| 6 |
-
particle used to report the answer must avoid the observation region
|
| 7 |
-
throughout every nonhalting transition. We study these requirements together.
|
| 8 |
-
|
| 9 |
-
Our geometric result is Theorem~\ref{lem:bb-balanced-box-routing}.
|
| 10 |
-
It extends any finite collection of positive diagonal determinant-one maps
|
| 11 |
-
between separately disjoint rational solid boxes to the time-one map of
|
| 12 |
-
an effective smooth compactly supported incompressible velocity. The maps
|
| 13 |
-
hold on neighborhoods of the entire closed boxes. The proof separates
|
| 14 |
-
centers, changes shapes, evacuates the sources to storage, and delivers
|
| 15 |
-
boxes along paths avoiding everything still occupied. Positive margins make
|
| 16 |
-
the construction effective and permit additional observation guards.
|
| 17 |
-
|
| 18 |
-
The first computational application, Theorem~\ref{thm:bb-balanced-three-stack},
|
| 19 |
-
uses all three coordinates for symbolic data. Three stacks retain a tape
|
| 20 |
-
and its execution history. Every local instruction preserves the total
|
| 21 |
-
length of the prefixes it replaces, so its affine map has determinant one.
|
| 22 |
-
A fixed particle, initially in a fluid at rest, enters the fixed cube
|
| 23 |
-
$(-1,2)^3$ exactly when the encoded machine halts. The force is smooth,
|
| 24 |
-
compactly supported in space and periodic after a one-unit loading interval.
|
| 25 |
-
Its prescription uses the finite rule table, not the executed computation.
|
| 26 |
-
This application completes the main construction before we vary
|
| 27 |
-
initialization, history guards and observers.
|
| 28 |
-
|
| 29 |
-
The passage from a symbolic instruction to a fluid observation begins
|
| 30 |
-
with retained history, which makes the instruction injective on its
|
| 31 |
-
entire domain of tapes, not just along the chosen computation. A rule
|
| 32 |
-
specifies finite prefixes and leaves their infinite tails free; gapped
|
| 33 |
-
radix expansions place the codes in separately disjoint closed source
|
| 34 |
-
and target boxes. Prefix replacement extends to an affine map of each
|
| 35 |
-
whole box, which smooth incompressible transport then realizes.
|
| 36 |
-
An additional geometric bound must exclude unintended visits to
|
| 37 |
-
the observer between successive rule times. Finally, the prescribed
|
| 38 |
-
velocity determines a body force, and an energy comparison identifies
|
| 39 |
-
the resulting solution in the declared class. Each later variant changes
|
| 40 |
-
one or more of these steps while retaining this separation of tasks.
|
| 41 |
-
|
| 42 |
-
The remaining constructions answer more specific questions. Two tape
|
| 43 |
-
coordinates can be thickened into solid boxes, or their planar scale changes
|
| 44 |
-
can be compensated in the normal direction. A temporary mark, a persistent
|
| 45 |
-
mark, an explicit frontier and a boundary between occupied and unused
|
| 46 |
-
history give different partial instruction maps. We prove their inverses
|
| 47 |
-
on their full domains because this is what separates the target boxes.
|
| 48 |
-
A bounded observation box permits horizontal motion above it; a slab needs
|
| 49 |
-
a coordinate bound throughout that motion. Storage and obstacle detours
|
| 50 |
-
supply further alternatives. Loading once gives eventual periodicity,
|
| 51 |
-
whereas placing the initial code at the fixed label or repeating a loading
|
| 52 |
-
branch gives periodicity from time zero. Onto slow clocks give separate
|
| 53 |
-
decaying forces with derivative norms square-integrable in time.
|
| 54 |
-
|
| 55 |
-
\subsection{Prior work and the role of forcing}
|
| 56 |
-
The computational starting point is Turing's finite machine model
|
| 57 |
-
\cite{Turing1936}. Landauer's discussion of retained intermediate information
|
| 58 |
-
\cite[Section~3]{Landauer1961} and Bennett's explicit history recording
|
| 59 |
-
\cite[Eqs.~(9)--(11)]{Bennett1973} explain how an irreversible computation
|
| 60 |
-
can be embedded in an invertible mechanism. We use that principle, but
|
| 61 |
-
prove the finite guarded tables and their complete inverses here. No
|
| 62 |
-
complexity bound or history-erasure procedure from those works is asserted
|
| 63 |
-
for these tables.
|
| 64 |
-
|
| 65 |
-
Moore's generalized shifts turn symbolic updates into affine operations
|
| 66 |
-
on positional expansions \cite{Moore1990,Moore1991}. Our gapped expansions
|
| 67 |
-
serve the same purpose. Moore also realizes invertible generalized shifts
|
| 68 |
-
by smooth planar diffeomorphisms and three-dimensional flows
|
| 69 |
-
\cite[Section~6, Theorem~12 and its corollary]{Moore1991}.
|
| 70 |
-
Cardona, Miranda, Peralta-Salas and Presas extend the affine maps on
|
| 71 |
-
neighborhoods of separated planar blocks to an area-preserving disk
|
| 72 |
-
diffeomorphism, using contraction, transport, expansion and Moser's area
|
| 73 |
-
correction \cite[Proposition~5.1]{CardonaMirandaPeraltaSalasPresas2021}.
|
| 74 |
-
This is a geometric predecessor of the routing problem here. Our local
|
| 75 |
-
curl formulas implement positive diagonal determinant-one motions in
|
| 76 |
-
three dimensions directly; the proof supplies effective support and
|
| 77 |
-
neighborhood bounds and controls observation at intermediate times.
|
| 78 |
-
|
| 79 |
-
Computational universality has been established for stationary Euler
|
| 80 |
-
flows with adapted geometry \cite{CardonaMirandaPeraltaSalasPresas2021}.
|
| 81 |
-
Cardona, Miranda and Peralta-Salas also construct universal Euclidean
|
| 82 |
-
Beltrami flows, with infinite energy, and robust simulations of
|
| 83 |
-
tape-bounded machines by unforced Navier--Stokes flows on a flat torus
|
| 84 |
-
\cite[arXiv version~3, Theorem~1 and Remark~29]{CardonaMirandaPeraltaSalas2023Beltrami}.
|
| 85 |
-
Dyhr, Gonz\'alez-Prieto, Miranda and Peralta-Salas obtain stationary
|
| 86 |
-
unforced Navier--Stokes universality using an adapted metric and the
|
| 87 |
-
Hodge Laplacian
|
| 88 |
-
\cite[Theorem~A]{DyhrGonzalezPrietoMirandaPeraltaSalas2026}.
|
| 89 |
-
|
| 90 |
-
Here the ambient metric is fixed and flat, the viscosity is
|
| 91 |
-
prescribed, and the initial velocity is zero. The machine is placed in an
|
| 92 |
-
external body force. Given an explicit solenoidal velocity $U$, the identity
|
| 93 |
-
$f=U_t+(U\cdot\nabla)U-\nu\Delta U$ supplies that force. The mathematical
|
| 94 |
-
work is the effective construction of $U$ and its all-time observation,
|
| 95 |
-
followed by uniqueness in the stated comparison class. We do not assert a
|
| 96 |
-
regularity theorem for arbitrary fluid data.
|
| 97 |
-
|
| 98 |
-
The companion \cite{OpenAI379Shear} gives an entry construction using
|
| 99 |
-
solenoidal shears, and \cite{OpenAI379Sheets} treats prefix instructions
|
| 100 |
-
and other planar or normal-compensated realizations. They explain adjacent
|
| 101 |
-
geometric choices; the proofs of the present full-box mechanisms are given
|
| 102 |
-
here. The final input-offset application explicitly imports the planar
|
| 103 |
-
processor and spatial clock of \cite{OpenAI379StationaryA2}, with the exact
|
| 104 |
-
parameters and conclusions stated in Section~\ref{bc:input-offset-section}.
|
| 105 |
-
The companion \cite{OpenAI379EulerianC} detects computation from an
|
| 106 |
-
integral of the velocity field on $\R^2\times\T$ via an
|
| 107 |
-
advection--diffusion estimate. The end of
|
| 108 |
-
Section~\ref{sec:bb-initialization} compares that event with the path of
|
| 109 |
-
one material particle studied here.
|
| 110 |
-
|
| 111 |
-
\subsection{Equation, effectiveness and reading path}
|
| 112 |
-
Throughout $\nu>0$ is fixed, $\T=\R/\Z$, and the fluid equation on
|
| 113 |
-
$\R^3$ or the flat unit torus is
|
| 114 |
-
\begin{equation}\label{eq:box-NS}
|
| 115 |
-
u_t+(u\cdot\nabla)u=-\nabla p+\nu\Delta u+f,
|
| 116 |
-
\qquad \divg u=0,\qquad u(0)=0.
|
| 117 |
-
\end{equation}
|
| 118 |
-
A material label $a$ has path $\dot\Phi_t(a)=u(t,\Phi_t(a))$,
|
| 119 |
-
$\Phi_0(a)=a$. We also write $X(t;a)=\Phi_t(a)$. The smooth constructed
|
| 120 |
-
velocities have global material flows. On the torus pressure is normalized
|
| 121 |
-
to have mean zero. Whole-space pressure assumptions are specified in
|
| 122 |
-
Section~\ref{sec:model} and in the individual statements. Unless explicitly
|
| 123 |
-
projected, the force is a general body force and the constructed pressure
|
| 124 |
-
is zero.
|
| 125 |
-
|
| 126 |
-
An effective field is a finite program that evaluates every requested
|
| 127 |
-
mixed derivative at computably supplied arguments to any prescribed
|
| 128 |
-
rational error and computes the bounds used in the proof. The finite
|
| 129 |
-
machine and its finite input determine the coefficients, cutoffs and
|
| 130 |
-
routing schedule. Evaluating the field cannot first compute the selected
|
| 131 |
-
machine run. All algorithmic statements concern computable $\nu$;
|
| 132 |
-
the same formulas are valid for arbitrary positive $\nu$, with evaluation
|
| 133 |
-
relative to that parameter. The encoded trajectories are exact real
|
| 134 |
-
trajectories. No uniform precision tolerance for an unbounded computation
|
| 135 |
-
is asserted.
|
| 136 |
-
|
| 137 |
-
Section~\ref{sec:model} states the analytic comparison tools.
|
| 138 |
-
Section~\ref{sec:bb-boxes} proves the box motions, and
|
| 139 |
-
Section~\ref{sec:bb-balanced-three-stack} gives the balanced-stack application.
|
| 140 |
-
Sections~\ref{sec:bb-frontiers} and~\ref{ba:codes} establish reusable
|
| 141 |
-
recorders and full closed-rectangle coding; Section~\ref{ba:geometry}
|
| 142 |
-
supplies the common interpolation formulas. The subsequent constructions
|
| 143 |
-
can be read according to the requirement being changed:
|
| 144 |
-
\begin{center}
|
| 145 |
-
\begin{tabular}{@{}p{.24\textwidth}p{.71\textwidth}@{}}
|
| 146 |
-
\toprule
|
| 147 |
-
Choice & Where it is developed \\
|
| 148 |
-
\midrule
|
| 149 |
-
Initialization and time periodicity &
|
| 150 |
-
Section~\ref{sec:bb-initialization} compares a separate loader, direct
|
| 151 |
-
placement of the initial code, and a loading branch repeated in every
|
| 152 |
-
period. An untargeted start square permits the last choice. \\[4pt]
|
| 153 |
-
History domains &
|
| 154 |
-
Sections~\ref{ba:marked-routes} and~\ref{sec:bb-guarded} distinguish
|
| 155 |
-
persistent marks, fresh history and neighboring-cell guards. Their
|
| 156 |
-
inverses on arbitrary allowed tapes determine the separated image boxes.
|
| 157 |
-
\\[4pt]
|
| 158 |
-
Observer geometry &
|
| 159 |
-
Section~\ref{ba:ordered-routes} treats bounded boxes, slabs and
|
| 160 |
-
half-spaces. Sections~\ref{sec:solid-routing} and~\ref{sec:torus-routing}
|
| 161 |
-
develop storage, detours and fixed torus charts with the corresponding
|
| 162 |
-
intermediate-time bounds. \\[4pt]
|
| 163 |
-
Decay and stationarity &
|
| 164 |
-
The logarithmic clock in Section~\ref{ba:euclidean} produces separate
|
| 165 |
-
decaying forces. Section~\ref{sec:clocks} treats further profile choices,
|
| 166 |
-
including the imported input-offset processor. \\
|
| 167 |
-
\bottomrule
|
| 168 |
-
\end{tabular}
|
| 169 |
-
\end{center}
|
| 170 |
-
The five whole-space comparison classes are stated in
|
| 171 |
-
Lemma~\ref{lem:b-comparison}. Each alternative fixes its own label,
|
| 172 |
-
observer, support, pressure class and time dependence; these are separate
|
| 173 |
-
constructions rather than simultaneous guarantees for one force.
|
|
|
|
| 1 |
+
\section{Introduction}\label{sec:introduction}
|
| 2 |
+
A finite instruction can prescribe a volume-preserving affine map on a
|
| 3 |
+
box. A fluid realization must do more: it must move every point of that
|
| 4 |
+
box, preserve incompressibility outside it, and leave the other instructions
|
| 5 |
+
available. Source boxes and destination boxes can overlap. Moreover, a
|
| 6 |
+
particle used to report the answer must avoid the observation region
|
| 7 |
+
throughout every nonhalting transition. We study these requirements together.
|
| 8 |
+
|
| 9 |
+
Our geometric result is Theorem~\ref{lem:bb-balanced-box-routing}.
|
| 10 |
+
It extends any finite collection of positive diagonal determinant-one maps
|
| 11 |
+
between separately disjoint rational solid boxes to the time-one map of
|
| 12 |
+
an effective smooth compactly supported incompressible velocity. The maps
|
| 13 |
+
hold on neighborhoods of the entire closed boxes. The proof separates
|
| 14 |
+
centers, changes shapes, evacuates the sources to storage, and delivers
|
| 15 |
+
boxes along paths avoiding everything still occupied. Positive margins make
|
| 16 |
+
the construction effective and permit additional observation guards.
|
| 17 |
+
|
| 18 |
+
The first computational application, Theorem~\ref{thm:bb-balanced-three-stack},
|
| 19 |
+
uses all three coordinates for symbolic data. Three stacks retain a tape
|
| 20 |
+
and its execution history. Every local instruction preserves the total
|
| 21 |
+
length of the prefixes it replaces, so its affine map has determinant one.
|
| 22 |
+
A fixed particle, initially in a fluid at rest, enters the fixed cube
|
| 23 |
+
$(-1,2)^3$ exactly when the encoded machine halts. The force is smooth,
|
| 24 |
+
compactly supported in space and periodic after a one-unit loading interval.
|
| 25 |
+
Its prescription uses the finite rule table, not the executed computation.
|
| 26 |
+
This application completes the main construction before we vary
|
| 27 |
+
initialization, history guards and observers.
|
| 28 |
+
|
| 29 |
+
The passage from a symbolic instruction to a fluid observation begins
|
| 30 |
+
with retained history, which makes the instruction injective on its
|
| 31 |
+
entire domain of tapes, not just along the chosen computation. A rule
|
| 32 |
+
specifies finite prefixes and leaves their infinite tails free; gapped
|
| 33 |
+
radix expansions place the codes in separately disjoint closed source
|
| 34 |
+
and target boxes. Prefix replacement extends to an affine map of each
|
| 35 |
+
whole box, which smooth incompressible transport then realizes.
|
| 36 |
+
An additional geometric bound must exclude unintended visits to
|
| 37 |
+
the observer between successive rule times. Finally, the prescribed
|
| 38 |
+
velocity determines a body force, and an energy comparison identifies
|
| 39 |
+
the resulting solution in the declared class. Each later variant changes
|
| 40 |
+
one or more of these steps while retaining this separation of tasks.
|
| 41 |
+
|
| 42 |
+
The remaining constructions answer more specific questions. Two tape
|
| 43 |
+
coordinates can be thickened into solid boxes, or their planar scale changes
|
| 44 |
+
can be compensated in the normal direction. A temporary mark, a persistent
|
| 45 |
+
mark, an explicit frontier and a boundary between occupied and unused
|
| 46 |
+
history give different partial instruction maps. We prove their inverses
|
| 47 |
+
on their full domains because this is what separates the target boxes.
|
| 48 |
+
A bounded observation box permits horizontal motion above it; a slab needs
|
| 49 |
+
a coordinate bound throughout that motion. Storage and obstacle detours
|
| 50 |
+
supply further alternatives. Loading once gives eventual periodicity,
|
| 51 |
+
whereas placing the initial code at the fixed label or repeating a loading
|
| 52 |
+
branch gives periodicity from time zero. Onto slow clocks give separate
|
| 53 |
+
decaying forces with derivative norms square-integrable in time.
|
| 54 |
+
|
| 55 |
+
\subsection{Prior work and the role of forcing}
|
| 56 |
+
The computational starting point is Turing's finite machine model
|
| 57 |
+
\cite{Turing1936}. Landauer's discussion of retained intermediate information
|
| 58 |
+
\cite[Section~3]{Landauer1961} and Bennett's explicit history recording
|
| 59 |
+
\cite[Eqs.~(9)--(11)]{Bennett1973} explain how an irreversible computation
|
| 60 |
+
can be embedded in an invertible mechanism. We use that principle, but
|
| 61 |
+
prove the finite guarded tables and their complete inverses here. No
|
| 62 |
+
complexity bound or history-erasure procedure from those works is asserted
|
| 63 |
+
for these tables.
|
| 64 |
+
|
| 65 |
+
Moore's generalized shifts turn symbolic updates into affine operations
|
| 66 |
+
on positional expansions \cite{Moore1990,Moore1991}. Our gapped expansions
|
| 67 |
+
serve the same purpose. Moore also realizes invertible generalized shifts
|
| 68 |
+
by smooth planar diffeomorphisms and three-dimensional flows
|
| 69 |
+
\cite[Section~6, Theorem~12 and its corollary]{Moore1991}.
|
| 70 |
+
Cardona, Miranda, Peralta-Salas and Presas extend the affine maps on
|
| 71 |
+
neighborhoods of separated planar blocks to an area-preserving disk
|
| 72 |
+
diffeomorphism, using contraction, transport, expansion and Moser's area
|
| 73 |
+
correction \cite[Proposition~5.1]{CardonaMirandaPeraltaSalasPresas2021}.
|
| 74 |
+
This is a geometric predecessor of the routing problem here. Our local
|
| 75 |
+
curl formulas implement positive diagonal determinant-one motions in
|
| 76 |
+
three dimensions directly; the proof supplies effective support and
|
| 77 |
+
neighborhood bounds and controls observation at intermediate times.
|
| 78 |
+
|
| 79 |
+
Computational universality has been established for stationary Euler
|
| 80 |
+
flows with adapted geometry \cite{CardonaMirandaPeraltaSalasPresas2021}.
|
| 81 |
+
Cardona, Miranda and Peralta-Salas also construct universal Euclidean
|
| 82 |
+
Beltrami flows, with infinite energy, and robust simulations of
|
| 83 |
+
tape-bounded machines by unforced Navier--Stokes flows on a flat torus
|
| 84 |
+
\cite[arXiv version~3, Theorem~1 and Remark~29]{CardonaMirandaPeraltaSalas2023Beltrami}.
|
| 85 |
+
Dyhr, Gonz\'alez-Prieto, Miranda and Peralta-Salas obtain stationary
|
| 86 |
+
unforced Navier--Stokes universality using an adapted metric and the
|
| 87 |
+
Hodge Laplacian
|
| 88 |
+
\cite[Theorem~A]{DyhrGonzalezPrietoMirandaPeraltaSalas2026}.
|
| 89 |
+
|
| 90 |
+
Here the ambient metric is fixed and flat, the viscosity is
|
| 91 |
+
prescribed, and the initial velocity is zero. The machine is placed in an
|
| 92 |
+
external body force. Given an explicit solenoidal velocity $U$, the identity
|
| 93 |
+
$f=U_t+(U\cdot\nabla)U-\nu\Delta U$ supplies that force. The mathematical
|
| 94 |
+
work is the effective construction of $U$ and its all-time observation,
|
| 95 |
+
followed by uniqueness in the stated comparison class. We do not assert a
|
| 96 |
+
regularity theorem for arbitrary fluid data.
|
| 97 |
+
|
| 98 |
+
The companion \cite{OpenAI379Shear} gives an entry construction using
|
| 99 |
+
solenoidal shears, and \cite{OpenAI379Sheets} treats prefix instructions
|
| 100 |
+
and other planar or normal-compensated realizations. They explain adjacent
|
| 101 |
+
geometric choices; the proofs of the present full-box mechanisms are given
|
| 102 |
+
here. The final input-offset application explicitly imports the planar
|
| 103 |
+
processor and spatial clock of \cite{OpenAI379StationaryA2}, with the exact
|
| 104 |
+
parameters and conclusions stated in Section~\ref{bc:input-offset-section}.
|
| 105 |
+
The companion \cite{OpenAI379EulerianC} detects computation from an
|
| 106 |
+
integral of the velocity field on $\R^2\times\T$ via an
|
| 107 |
+
advection--diffusion estimate. The end of
|
| 108 |
+
Section~\ref{sec:bb-initialization} compares that event with the path of
|
| 109 |
+
one material particle studied here.
|
| 110 |
+
|
| 111 |
+
\subsection{Equation, effectiveness and reading path}
|
| 112 |
+
Throughout $\nu>0$ is fixed, $\T=\R/\Z$, and the fluid equation on
|
| 113 |
+
$\R^3$ or the flat unit torus is
|
| 114 |
+
\begin{equation}\label{eq:box-NS}
|
| 115 |
+
u_t+(u\cdot\nabla)u=-\nabla p+\nu\Delta u+f,
|
| 116 |
+
\qquad \divg u=0,\qquad u(0)=0.
|
| 117 |
+
\end{equation}
|
| 118 |
+
A material label $a$ has path $\dot\Phi_t(a)=u(t,\Phi_t(a))$,
|
| 119 |
+
$\Phi_0(a)=a$. We also write $X(t;a)=\Phi_t(a)$. The smooth constructed
|
| 120 |
+
velocities have global material flows. On the torus pressure is normalized
|
| 121 |
+
to have mean zero. Whole-space pressure assumptions are specified in
|
| 122 |
+
Section~\ref{sec:model} and in the individual statements. Unless explicitly
|
| 123 |
+
projected, the force is a general body force and the constructed pressure
|
| 124 |
+
is zero.
|
| 125 |
+
|
| 126 |
+
An effective field is a finite program that evaluates every requested
|
| 127 |
+
mixed derivative at computably supplied arguments to any prescribed
|
| 128 |
+
rational error and computes the bounds used in the proof. The finite
|
| 129 |
+
machine and its finite input determine the coefficients, cutoffs and
|
| 130 |
+
routing schedule. Evaluating the field cannot first compute the selected
|
| 131 |
+
machine run. All algorithmic statements concern computable $\nu$;
|
| 132 |
+
the same formulas are valid for arbitrary positive $\nu$, with evaluation
|
| 133 |
+
relative to that parameter. The encoded trajectories are exact real
|
| 134 |
+
trajectories. No uniform precision tolerance for an unbounded computation
|
| 135 |
+
is asserted.
|
| 136 |
+
|
| 137 |
+
Section~\ref{sec:model} states the analytic comparison tools.
|
| 138 |
+
Section~\ref{sec:bb-boxes} proves the box motions, and
|
| 139 |
+
Section~\ref{sec:bb-balanced-three-stack} gives the balanced-stack application.
|
| 140 |
+
Sections~\ref{sec:bb-frontiers} and~\ref{ba:codes} establish reusable
|
| 141 |
+
recorders and full closed-rectangle coding; Section~\ref{ba:geometry}
|
| 142 |
+
supplies the common interpolation formulas. The subsequent constructions
|
| 143 |
+
can be read according to the requirement being changed:
|
| 144 |
+
\begin{center}
|
| 145 |
+
\begin{tabular}{@{}p{.24\textwidth}p{.71\textwidth}@{}}
|
| 146 |
+
\toprule
|
| 147 |
+
Choice & Where it is developed \\
|
| 148 |
+
\midrule
|
| 149 |
+
Initialization and time periodicity &
|
| 150 |
+
Section~\ref{sec:bb-initialization} compares a separate loader, direct
|
| 151 |
+
placement of the initial code, and a loading branch repeated in every
|
| 152 |
+
period. An untargeted start square permits the last choice. \\[4pt]
|
| 153 |
+
History domains &
|
| 154 |
+
Sections~\ref{ba:marked-routes} and~\ref{sec:bb-guarded} distinguish
|
| 155 |
+
persistent marks, fresh history and neighboring-cell guards. Their
|
| 156 |
+
inverses on arbitrary allowed tapes determine the separated image boxes.
|
| 157 |
+
\\[4pt]
|
| 158 |
+
Observer geometry &
|
| 159 |
+
Section~\ref{ba:ordered-routes} treats bounded boxes, slabs and
|
| 160 |
+
half-spaces. Sections~\ref{sec:solid-routing} and~\ref{sec:torus-routing}
|
| 161 |
+
develop storage, detours and fixed torus charts with the corresponding
|
| 162 |
+
intermediate-time bounds. \\[4pt]
|
| 163 |
+
Decay and stationarity &
|
| 164 |
+
The logarithmic clock in Section~\ref{ba:euclidean} produces separate
|
| 165 |
+
decaying forces. Section~\ref{sec:clocks} treats further profile choices,
|
| 166 |
+
including the imported input-offset processor. \\
|
| 167 |
+
\bottomrule
|
| 168 |
+
\end{tabular}
|
| 169 |
+
\end{center}
|
| 170 |
+
The five whole-space comparison classes are stated in
|
| 171 |
+
Lemma~\ref{lem:b-comparison}. Each alternative fixes its own label,
|
| 172 |
+
observer, support, pressure class and time dependence; these are separate
|
| 173 |
+
constructions rather than simultaneous guarantees for one force.
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/main.tex
CHANGED
|
@@ -1,56 +1,56 @@
|
|
| 1 |
-
\documentclass[11pt]{article}
|
| 2 |
-
\ifdefined\pdftrailerid\pdftrailerid{}\fi
|
| 3 |
-
\ifdefined\pdfinfoomitdate\pdfinfoomitdate=1\fi
|
| 4 |
-
\usepackage[T1]{fontenc}
|
| 5 |
-
\usepackage[utf8]{inputenc}
|
| 6 |
-
\usepackage{lmodern,amsmath,amssymb,amsthm,mathtools,booktabs,enumitem,microtype,longtable,array,tikz}
|
| 7 |
-
\usepackage[margin=1in]{geometry}
|
| 8 |
-
\usetikzlibrary{arrows.meta,positioning}
|
| 9 |
-
\usepackage[colorlinks=true,linkcolor=blue!50!black,citecolor=blue!50!black,urlcolor=blue!50!black]{hyperref}
|
| 10 |
-
\newtheorem{theorem}{Theorem}[section]
|
| 11 |
-
\newtheorem{lemma}[theorem]{Lemma}
|
| 12 |
-
\newtheorem{proposition}[theorem]{Proposition}
|
| 13 |
-
\newtheorem{corollary}[theorem]{Corollary}
|
| 14 |
-
\theoremstyle{definition}\newtheorem{definition}[theorem]{Definition}
|
| 15 |
-
\theoremstyle{remark}\newtheorem{remark}[theorem]{Remark}
|
| 16 |
-
\newcommand{\R}{\mathbb R}\newcommand{\T}{\mathbb T}\newcommand{\Z}{\mathbb Z}\newcommand{\N}{\mathbb N}\newcommand{\Q}{\mathbb Q}
|
| 17 |
-
\DeclareMathOperator{\supp}{supp}\DeclareMathOperator{\divg}{div}\DeclareMathOperator{\diag}{diag}\DeclareMathOperator{\id}{id}
|
| 18 |
-
\hypersetup{pdftitle={Incompressible Box Transport and Finite Computation},pdfauthor={OpenAI}}
|
| 19 |
-
\title{Incompressible Box Transport and Finite Computation}
|
| 20 |
-
\author{OpenAI}
|
| 21 |
-
\date{October 6, 2026}
|
| 22 |
-
\begin{document}\maketitle
|
| 23 |
-
\begin{abstract}
|
| 24 |
-
We realize finite positive diagonal affine maps of determinant one by
|
| 25 |
-
effective smooth incompressible flows on neighborhoods of entire closed
|
| 26 |
-
rational solid boxes. The source and target families are each disjoint, but may
|
| 27 |
-
overlap each other. The construction uses localized curls, evacuation to
|
| 28 |
-
storage and obstacle detours. A balanced three-stack recorder then assigns
|
| 29 |
-
every machine and finite input a smooth Navier--Stokes force with one
|
| 30 |
-
compact spatial support, periodic after a loading interval, at any fixed
|
| 31 |
-
positive computable viscosity. The fluid starts at rest, and one fixed
|
| 32 |
-
particle enters one fixed open cube exactly when the machine halts.
|
| 33 |
-
Further constructions give fixed torus charts, periodicity from time zero,
|
| 34 |
-
alternative history guards and bounded or slab observers. Onto slow clocks
|
| 35 |
-
yield separate decaying forces. Each construction includes an all-time
|
| 36 |
-
observation proof, effective derivative bounds and a stated pressure
|
| 37 |
-
comparison class.
|
| 38 |
-
\end{abstract}
|
| 39 |
-
\input{introduction}
|
| 40 |
-
\input{analysis}
|
| 41 |
-
\input{geometry}
|
| 42 |
-
\input{balanced}
|
| 43 |
-
\input{compilers}
|
| 44 |
-
\input{coding-conventions}
|
| 45 |
-
\input{routing-conventions}
|
| 46 |
-
\input{initialization}
|
| 47 |
-
\input{compact-processors}
|
| 48 |
-
\input{persistent-history}
|
| 49 |
-
\input{guarded-history}
|
| 50 |
-
\input{observer-routing}
|
| 51 |
-
\input{solid-routing}
|
| 52 |
-
\input{torus-routing}
|
| 53 |
-
\input{clocks}
|
| 54 |
-
\bibliographystyle{plain}
|
| 55 |
-
\bibliography{references}
|
| 56 |
-
\end{document}
|
|
|
|
| 1 |
+
\documentclass[11pt]{article}
|
| 2 |
+
\ifdefined\pdftrailerid\pdftrailerid{}\fi
|
| 3 |
+
\ifdefined\pdfinfoomitdate\pdfinfoomitdate=1\fi
|
| 4 |
+
\usepackage[T1]{fontenc}
|
| 5 |
+
\usepackage[utf8]{inputenc}
|
| 6 |
+
\usepackage{lmodern,amsmath,amssymb,amsthm,mathtools,booktabs,enumitem,microtype,longtable,array,tikz}
|
| 7 |
+
\usepackage[margin=1in]{geometry}
|
| 8 |
+
\usetikzlibrary{arrows.meta,positioning}
|
| 9 |
+
\usepackage[colorlinks=true,linkcolor=blue!50!black,citecolor=blue!50!black,urlcolor=blue!50!black]{hyperref}
|
| 10 |
+
\newtheorem{theorem}{Theorem}[section]
|
| 11 |
+
\newtheorem{lemma}[theorem]{Lemma}
|
| 12 |
+
\newtheorem{proposition}[theorem]{Proposition}
|
| 13 |
+
\newtheorem{corollary}[theorem]{Corollary}
|
| 14 |
+
\theoremstyle{definition}\newtheorem{definition}[theorem]{Definition}
|
| 15 |
+
\theoremstyle{remark}\newtheorem{remark}[theorem]{Remark}
|
| 16 |
+
\newcommand{\R}{\mathbb R}\newcommand{\T}{\mathbb T}\newcommand{\Z}{\mathbb Z}\newcommand{\N}{\mathbb N}\newcommand{\Q}{\mathbb Q}
|
| 17 |
+
\DeclareMathOperator{\supp}{supp}\DeclareMathOperator{\divg}{div}\DeclareMathOperator{\diag}{diag}\DeclareMathOperator{\id}{id}
|
| 18 |
+
\hypersetup{pdftitle={Incompressible Box Transport and Finite Computation},pdfauthor={OpenAI}}
|
| 19 |
+
\title{Incompressible Box Transport and Finite Computation}
|
| 20 |
+
\author{OpenAI}
|
| 21 |
+
\date{October 6, 2026}
|
| 22 |
+
\begin{document}\maketitle
|
| 23 |
+
\begin{abstract}
|
| 24 |
+
We realize finite positive diagonal affine maps of determinant one by
|
| 25 |
+
effective smooth incompressible flows on neighborhoods of entire closed
|
| 26 |
+
rational solid boxes. The source and target families are each disjoint, but may
|
| 27 |
+
overlap each other. The construction uses localized curls, evacuation to
|
| 28 |
+
storage and obstacle detours. A balanced three-stack recorder then assigns
|
| 29 |
+
every machine and finite input a smooth Navier--Stokes force with one
|
| 30 |
+
compact spatial support, periodic after a loading interval, at any fixed
|
| 31 |
+
positive computable viscosity. The fluid starts at rest, and one fixed
|
| 32 |
+
particle enters one fixed open cube exactly when the machine halts.
|
| 33 |
+
Further constructions give fixed torus charts, periodicity from time zero,
|
| 34 |
+
alternative history guards and bounded or slab observers. Onto slow clocks
|
| 35 |
+
yield separate decaying forces. Each construction includes an all-time
|
| 36 |
+
observation proof, effective derivative bounds and a stated pressure
|
| 37 |
+
comparison class.
|
| 38 |
+
\end{abstract}
|
| 39 |
+
\input{introduction}
|
| 40 |
+
\input{analysis}
|
| 41 |
+
\input{geometry}
|
| 42 |
+
\input{balanced}
|
| 43 |
+
\input{compilers}
|
| 44 |
+
\input{coding-conventions}
|
| 45 |
+
\input{routing-conventions}
|
| 46 |
+
\input{initialization}
|
| 47 |
+
\input{compact-processors}
|
| 48 |
+
\input{persistent-history}
|
| 49 |
+
\input{guarded-history}
|
| 50 |
+
\input{observer-routing}
|
| 51 |
+
\input{solid-routing}
|
| 52 |
+
\input{torus-routing}
|
| 53 |
+
\input{clocks}
|
| 54 |
+
\bibliographystyle{plain}
|
| 55 |
+
\bibliography{references}
|
| 56 |
+
\end{document}
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/observer-routing.tex
CHANGED
|
@@ -1,982 +1,982 @@
|
|
| 1 |
-
\section{Routing choices dictated by the observer}
|
| 2 |
-
\label{ba:ordered-routes}
|
| 3 |
-
|
| 4 |
-
The preceding processors move every branch by a prescribed affine map.
|
| 5 |
-
We now ask which parts of that motion must be controlled between the
|
| 6 |
-
integer times. A bounded observation box allows horizontal work above
|
| 7 |
-
the observer. A slab observer requires a bound on the horizontal
|
| 8 |
-
coordinate throughout the motion. Finally, a half-space observer can be
|
| 9 |
-
protected by moving all sources to storage before delivering any target.
|
| 10 |
-
These three requirements lead to the constructions below.
|
| 11 |
-
|
| 12 |
-
\subsection{Four motions above a bounded observer}
|
| 13 |
-
\label{ba:four-stage-section}
|
| 14 |
-
|
| 15 |
-
We first separate ascent, scaling, translation and descent. The two
|
| 16 |
-
planar motions occur at a fixed height, so their exclusion from the
|
| 17 |
-
bounded observer follows without a horizontal coordinate estimate.
|
| 18 |
-
|
| 19 |
-
Let $D_i,E_i\subset\mathbb R^2$, $1\le i\le N$, be closed rational
|
| 20 |
-
axis-aligned rectangles with positive side lengths. Assume the $D_i$
|
| 21 |
-
are pairwise disjoint and the $E_i$ are pairwise disjoint, and let
|
| 22 |
-
\[
|
| 23 |
-
A_i(b)=c_i'+\operatorname{diag}(\lambda_i,\lambda_i^{-1})(b-c_i),
|
| 24 |
-
\qquad \lambda_i\in\mathbb Q_{>0},\qquad A_i(D_i)=E_i,
|
| 25 |
-
\]
|
| 26 |
-
where $c_i,c_i'$ are their centers. No separation between a source and
|
| 27 |
-
a target is assumed. All distances used to choose coordinate padding
|
| 28 |
-
below are distances for the maximum norm.
|
| 29 |
-
|
| 30 |
-
Let $\vartheta=\sigma$ be the effective flat switch in
|
| 31 |
-
\eqref{eq:p2-step}. For a closed interval, possibly reduced to one
|
| 32 |
-
point, define
|
| 33 |
-
\[
|
| 34 |
-
\chi_{[a,b],\epsilon}(v)=
|
| 35 |
-
\vartheta\!\left(\frac{2(v-a+\epsilon)}\epsilon\right)
|
| 36 |
-
\vartheta\!\left(\frac{2(b+\epsilon-v)}\epsilon\right).
|
| 37 |
-
\]
|
| 38 |
-
For a box $K$, let $\chi_{K,\epsilon}$ be the product over its three
|
| 39 |
-
coordinates. It is one on the $\epsilon/2$ enlargement of $K$ and
|
| 40 |
-
zero outside its $\epsilon$ enlargement. The effective profile estimates
|
| 41 |
-
following \eqref{eq:p2-step} apply to these products and rescalings.
|
| 42 |
-
|
| 43 |
-
\begin{lemma}[Four-stage realization]\label{ba:four-stage}
|
| 44 |
-
The rectangle data determine effectively a smooth divergence-free field
|
| 45 |
-
$W(s,x)$ supported in a compact subset of $(0,1)\times\mathbb R^3$.
|
| 46 |
-
Its time-one map is $(b,z)\mapsto(A_i(b),z)$ on a neighborhood of
|
| 47 |
-
each $D_i\times\{0\}$. For a point of that plate, every planar
|
| 48 |
-
motion occurs at height $4i$, while ascent and descent preserve its
|
| 49 |
-
source and target planar coordinates, respectively. The scaling can
|
| 50 |
-
use either linear interpolation of its positive first factor or linear
|
| 51 |
-
interpolation of the logarithm of that factor.
|
| 52 |
-
\end{lemma}
|
| 53 |
-
|
| 54 |
-
\begin{proof}\label{ba:four-stage-proof}
|
| 55 |
-
The empty family is realized by zero. Otherwise put $h_i=4i$,
|
| 56 |
-
$w_i=c_i'-c_i$, and
|
| 57 |
-
\[
|
| 58 |
-
\Theta_k(s)=\vartheta(10s-(2k-1)),\qquad 1\le k\le4.
|
| 59 |
-
\]
|
| 60 |
-
Only the $k$th motion is active on the interval
|
| 61 |
-
$[(2k-1)/10,2k/10]$; the four intervals are disjoint. If
|
| 62 |
-
$a_{ij},a'_{ij}$ are the source and target half-widths, respectively,
|
| 63 |
-
take the four swept boxes
|
| 64 |
-
\[
|
| 65 |
-
\begin{aligned}
|
| 66 |
-
K_{i1}&=D_i\times[0,h_i],\\
|
| 67 |
-
K_{i2}&=\{c_i+(u_1,u_2):|u_j|\le\max(a_{ij},a'_{ij})\}
|
| 68 |
-
\times\{h_i\},\\
|
| 69 |
-
K_{i3}&=\operatorname{box}(E_i-w_i,E_i)\times\{h_i\},\\
|
| 70 |
-
K_{i4}&=E_i\times[0,h_i].
|
| 71 |
-
\end{aligned}
|
| 72 |
-
\]
|
| 73 |
-
Here $\operatorname{box}$ denotes the smallest axis-aligned rectangle
|
| 74 |
-
containing the two displayed rectangles. Within each of the four
|
| 75 |
-
families these boxes are disjoint: source separation handles the first,
|
| 76 |
-
target separation the fourth, and distinct heights the other two.
|
| 77 |
-
Choose a positive rational $\epsilon<1$ smaller than one quarter of
|
| 78 |
-
every pairwise distance within these families. A family with fewer than
|
| 79 |
-
two members contributes no restriction. Its $\epsilon$ enlargements
|
| 80 |
-
are then still disjoint.
|
| 81 |
-
|
| 82 |
-
Choose either
|
| 83 |
-
\[
|
| 84 |
-
\mu_i=1+(\lambda_i-1)\Theta_2
|
| 85 |
-
\quad\hbox{or}\quad \mu_i=\lambda_i^{\Theta_2},
|
| 86 |
-
\qquad \gamma_i=\dot\mu_i/\mu_i.
|
| 87 |
-
\]
|
| 88 |
-
The factors $\mu_i$ and $\mu_i^{-1}$ stay between their respective
|
| 89 |
-
endpoint values. Use the coordinate potentials
|
| 90 |
-
\[
|
| 91 |
-
\begin{aligned}
|
| 92 |
-
B_{i1}&=(0,h_i x_1,0),&
|
| 93 |
-
B_{i2}&=(0,0,(x_1-c_{i1})(x_2-c_{i2})),\\
|
| 94 |
-
B_{i3}&=(0,0,w_{i1}x_2-w_{i2}x_1),&
|
| 95 |
-
B_{i4}&=(0,-h_i x_1,0).
|
| 96 |
-
\end{aligned}
|
| 97 |
-
\]
|
| 98 |
-
For the logarithmic-scale construction we also retain the alternative
|
| 99 |
-
translation potentials, with $e_3=(0,0,1)$,
|
| 100 |
-
\[
|
| 101 |
-
B_{i1}=\tfrac12(h_ie_3)\times x,\qquad
|
| 102 |
-
B_{i3}=\tfrac12(w_{i1},w_{i2},0)\times x,\qquad
|
| 103 |
-
B_{i4}=\tfrac12(-h_ie_3)\times x.
|
| 104 |
-
\]
|
| 105 |
-
Their curls equal the same constant translation vectors. Their localized
|
| 106 |
-
fields need not agree away from the plates. Either choice gives
|
| 107 |
-
\[
|
| 108 |
-
W=\sum_i\left[
|
| 109 |
-
\dot\Theta_1\nabla\times(\chi_{K_{i1},\epsilon}B_{i1})
|
| 110 |
-
+\gamma_i\nabla\times(\chi_{K_{i2},\epsilon}B_{i2})
|
| 111 |
-
+\dot\Theta_3\nabla\times(\chi_{K_{i3},\epsilon}B_{i3})
|
| 112 |
-
+\dot\Theta_4\nabla\times(\chi_{K_{i4},\epsilon}B_{i4})\right].
|
| 113 |
-
\]
|
| 114 |
-
This is a finite sum of spatial curls. Its spatial support is compact,
|
| 115 |
-
its time support is contained in $[1/10,8/10]$, and the lower bound
|
| 116 |
-
$\mu_i\ge\min(1,\lambda_i)>0$ proves smoothness and effectivity.
|
| 117 |
-
|
| 118 |
-
For $b\in D_i$, the successive paths are
|
| 119 |
-
\[
|
| 120 |
-
\begin{array}{c|c}
|
| 121 |
-
\text{motion}&\text{position}\\\hline
|
| 122 |
-
\text{ascent}&(b,h_i\Theta_1)\\
|
| 123 |
-
\text{scaling}&(c_i+\operatorname{diag}(\mu_i,\mu_i^{-1})(b-c_i),h_i)\\
|
| 124 |
-
\text{translation}&(A_i(b)-w_i+\Theta_3w_i,h_i)\\
|
| 125 |
-
\text{descent}&(A_i(b),h_i(1-\Theta_4)).
|
| 126 |
-
\end{array}
|
| 127 |
-
\]
|
| 128 |
-
Each path stays in its swept box. On a neighborhood of that box the
|
| 129 |
-
uncut curls are, in order,
|
| 130 |
-
\[
|
| 131 |
-
h_ie_3,\qquad (x_1-c_{i1},-(x_2-c_{i2}),0),\qquad
|
| 132 |
-
(w_{i1},w_{i2},0),\qquad -h_ie_3.
|
| 133 |
-
\]
|
| 134 |
-
After multiplication by the time coefficients, these are the prescribed
|
| 135 |
-
affine velocities. The motion matrices are positive diagonal of determinant
|
| 136 |
-
one, the plateau margin is $\epsilon/2$, and the support padding is
|
| 137 |
-
$\epsilon$. The disjoint swept boxes therefore permit the plateau
|
| 138 |
-
argument of Lemma~\ref{lem:bb-curl}, with $\eta=\epsilon/2$.
|
| 139 |
-
It identifies these particular localized fields with the displayed
|
| 140 |
-
paths on the plateaux. The normalized diagonal factors are bounded by
|
| 141 |
-
$L_i=\max(1,\lambda_i,\lambda_i^{-1})$, so that lemma gives the
|
| 142 |
-
full initial neighborhood of radius $\epsilon/(4L_i)$.
|
| 143 |
-
\end{proof}
|
| 144 |
-
|
| 145 |
-
We use the following precise Euclidean comparison class in the applications:
|
| 146 |
-
on each $[0,T]$,
|
| 147 |
-
\begin{equation}\label{ba:euclidean-comparison-class}
|
| 148 |
-
\begin{gathered}
|
| 149 |
-
u\in C([0,T];H^2(\mathbb R^3))\cap C^1([0,T];L^2(\mathbb R^3)),\\
|
| 150 |
-
u,\nabla u\in L^\infty([0,T]\times\mathbb R^3),\qquad
|
| 151 |
-
p\in C([0,T];H^1(\mathbb R^3)).
|
| 152 |
-
\end{gathered}
|
| 153 |
-
\end{equation}
|
| 154 |
-
The pressure representative is part of this condition; it is zero for
|
| 155 |
-
our constructed solution. These comparison velocities and pressures
|
| 156 |
-
satisfy case (i) of Lemma~\ref{lem:b-comparison}. We retain the stated
|
| 157 |
-
bounded-gradient requirement here, although that case does not need it.
|
| 158 |
-
|
| 159 |
-
That lemma also gives a smooth material diffeomorphism on every finite
|
| 160 |
-
interval. Differentiating its trajectory equation gives
|
| 161 |
-
$\dot J=(D_xu)(t,\Phi_t(a))J$, $J(0)=I$, for $J=D_a\Phi_t$.
|
| 162 |
-
Consequently
|
| 163 |
-
\begin{equation}\label{ba:material-volume}
|
| 164 |
-
\frac d{dt}\det J=(\nabla\cdot u)(t,\Phi_t(a))\det J=0,
|
| 165 |
-
\qquad \det J=1.
|
| 166 |
-
\end{equation}
|
| 167 |
-
The same proof applies to periodic lifts on the torus. The residual
|
| 168 |
-
formulas below are affine in viscosity, so they also define the asserted
|
| 169 |
-
solutions for any real $\nu>0$, with effectivity relative to $\nu$.
|
| 170 |
-
|
| 171 |
-
\begin{theorem}[Two bounded-box material tests]\label{ba:bounded-box-tests}
|
| 172 |
-
Fix a positive computable viscosity $\nu$. A deterministic one-tape
|
| 173 |
-
machine and finite input effectively determine each of the following
|
| 174 |
-
general body forces on $[0,\infty)\times\mathbb R^3$. Both have zero
|
| 175 |
-
initial velocity, a unique global smooth velocity in
|
| 176 |
-
\eqref{ba:euclidean-comparison-class}, and constructed pressure zero.
|
| 177 |
-
\begin{enumerate}
|
| 178 |
-
\item The force and velocity have one fixed compact spatial support, all
|
| 179 |
-
mixed derivatives bounded, and period one for $t\ge1$. The particle
|
| 180 |
-
from $0$ enters $(-5,-2)\times(-1,2)\times(-1,1)$ exactly when the
|
| 181 |
-
machine halts.
|
| 182 |
-
\item The force and velocity have one fixed compact spatial support and,
|
| 183 |
-
for all $k\ge0$ and spatial multi-indices $\alpha$, satisfy
|
| 184 |
-
\begin{equation}\label{ba:eighteen-decay}
|
| 185 |
-
\|\partial_t^k\partial_x^\alpha u(t)\|_\infty+
|
| 186 |
-
\|\partial_t^k\partial_x^\alpha f(t)\|_\infty
|
| 187 |
-
\le C_{k,\alpha}(1+t)^{-1-k}.
|
| 188 |
-
\end{equation}
|
| 189 |
-
The particle from $(2,0,0)$ enters
|
| 190 |
-
$(-1/2,3/2)\times(-1/2,3/2)\times(-1/2,1/2)$ exactly when the
|
| 191 |
-
machine halts. In particular $f\in L^2([0,\infty);H^m(\mathbb R^3))$
|
| 192 |
-
for every integer $m\ge0$.
|
| 193 |
-
\end{enumerate}
|
| 194 |
-
The supports and constants may depend on the machine and input. The
|
| 195 |
-
labels and observers do not. All force derivatives admit evaluation to
|
| 196 |
-
any prescribed rational error by a finite program.
|
| 197 |
-
\end{theorem}
|
| 198 |
-
|
| 199 |
-
\begin{proof}\label{ba:bounded-box-tests-proof}
|
| 200 |
-
Normalize to a single halt state $q_H$ and a complete nonhalting table,
|
| 201 |
-
as in Section~\ref{ba:codes}. Apply the move-first recorder of
|
| 202 |
-
Lemma~\ref{lem:bb-movefirst}. Its history frontier starts at cell $2$;
|
| 203 |
-
all other history cells are empty and all mark bits are zero. At
|
| 204 |
-
checkpoint $n$, the frontier is $g_n=n+2$, the work head satisfies
|
| 205 |
-
$|h_n|\le n$, and the next work instruction ending at $h'$ is completed
|
| 206 |
-
in exactly $4+2(g_n-h')$ local steps. Thus every required checkpoint
|
| 207 |
-
is reached after finitely many steps. The incoming-direction and
|
| 208 |
-
written-symbol inverse properties hold on the whole partial table.
|
| 209 |
-
The records recover the successive work instructions and hence the
|
| 210 |
-
absolute head position, even though the geometric code is head-relative.
|
| 211 |
-
|
| 212 |
-
Let $m$ be the full alphabet size. Use odd digits $\beta(a)$ in
|
| 213 |
-
$\{1,3,\ldots,2m-1\}$, with base $B=2m+1$ in the first construction
|
| 214 |
-
and $B=2m+2$ in the second. Set
|
| 215 |
-
\[
|
| 216 |
-
C(a_0a_1\cdots)=\sum_{r\ge0}\beta(a_r)B^{-r-1},\quad
|
| 217 |
-
P_a(v)=\frac{\beta(a)+v}{B},\quad D_a(v)=Bv-\beta(a),\quad
|
| 218 |
-
I_a=P_a([0,1]).
|
| 219 |
-
\]
|
| 220 |
-
Let $\xi$ encode the left string, nearest cell first, and $\eta$
|
| 221 |
-
the string starting at the head. The complete right, stay and left
|
| 222 |
-
branch maps are \eqref{eq:bb-one-cell-branches}, with its digit
|
| 223 |
-
$d(a)$ equal to $\beta(a)$ and its move $e$ equal to $d$ here.
|
| 224 |
-
The left move is split over every full symbol $c$. The shared lemma
|
| 225 |
-
proves the full-rectangle endpoint formulas, arbitrary-tail action and
|
| 226 |
-
linear part $\operatorname{diag}(B^{-d},B^d)$.
|
| 227 |
-
|
| 228 |
-
Translate each state square horizontally. In the first construction
|
| 229 |
-
give the halt state offset $-4$ and the other states offsets $2+2r$,
|
| 230 |
-
$r\ge0$; in the second use halt offset $0$ and other offsets $3r$,
|
| 231 |
-
$r\ge1$. Thus the code is $(o_s+\xi,\eta,0)$.
|
| 232 |
-
Lemma~\ref{lem:bb-onecell} applies with exactly these odd digits and
|
| 233 |
-
either displayed base: its incoming conditions are those supplied by
|
| 234 |
-
the move-first recorder, and \eqref{eq:bb-one-cell-branches} is its minimal
|
| 235 |
-
left-split branch list. Thus both complete closed rectangle families
|
| 236 |
-
are separately disjoint, with within-state gaps at least $B^{-2}$.
|
| 237 |
-
This proves the hypotheses of Lemma~\ref{ba:four-stage}; no separation
|
| 238 |
-
between the source and target families is required.
|
| 239 |
-
|
| 240 |
-
Use its linear scale and coordinate potentials for the first construction;
|
| 241 |
-
use its logarithmic scale and symmetric translation potentials for the
|
| 242 |
-
second. In the latter case the scaling coefficient is exactly
|
| 243 |
-
$(\log\lambda_i)\dot\Theta_2$ and the scale matrix is
|
| 244 |
-
$\operatorname{diag}(\lambda_i^{\Theta_2},\lambda_i^{-\Theta_2})$.
|
| 245 |
-
Denote the resulting step field by $W_{\rm step}$.
|
| 246 |
-
|
| 247 |
-
The initial code $P_{\rm in}$ is rational. A constant full-symbol
|
| 248 |
-
tail of digit $\beta_0$ after $M$ positions contributes
|
| 249 |
-
$B^{-M}\beta_0/(B-1)$; all other contributions are finite. For the
|
| 250 |
-
appropriate fixed label $a_*$, put $v_0=P_{\rm in}-a_*$ and let
|
| 251 |
-
$J_0$ be the smallest box containing $[a_*,P_{\rm in}]$. The loader
|
| 252 |
-
\[
|
| 253 |
-
W_{\rm in}(s,x)=\frac d{ds}\vartheta(2s-1/2)\,
|
| 254 |
-
\nabla\times\left(\chi_{J_0,1}(x)\frac{v_0\times x}{2}\right)
|
| 255 |
-
\]
|
| 256 |
-
has the exact marked path $a_*+\vartheta(2s-1/2)v_0$, since the
|
| 257 |
-
uncut curl is $v_0$ and the entire segment lies in the plateau. Form
|
| 258 |
-
\[
|
| 259 |
-
W(s,x)=W_{\rm in}(s,x)+\sum_{n\ge1}W_{\rm step}(s-n,x).
|
| 260 |
-
\]
|
| 261 |
-
The zero time collars make this smooth, initially zero, and periodic for
|
| 262 |
-
$s\ge1$, with common compact spatial support and bounded mixed derivatives.
|
| 263 |
-
|
| 264 |
-
At time $s=1+k$ the marked particle is exactly the code after $k$ local
|
| 265 |
-
instructions, through the first halt or indefinitely in a nonhalting run.
|
| 266 |
-
This follows by induction from the full-rectangle maps. Each halt code
|
| 267 |
-
lies in its stated observation box, including one reached by loading an
|
| 268 |
-
initially halted machine. In a nonhalting run, the first loader has
|
| 269 |
-
$x_1\ge0$ and later nonhalt codes have $x_1\ge2$; for the second these
|
| 270 |
-
bounds are $x_1\ge2$ and $x_1\ge3$. Ascent and descent leave those
|
| 271 |
-
planar coordinates unchanged. Every planar motion has height $4i\ge4$,
|
| 272 |
-
outside both observers. The intervening stationary intervals add no new
|
| 273 |
-
positions. This proves exclusion at every real time.
|
| 274 |
-
|
| 275 |
-
For the first case take $u=W$ and its residual force. For the second set
|
| 276 |
-
\[
|
| 277 |
-
s(t)=\log(1+t),\quad \theta(t)=(1+t)^{-1},\quad
|
| 278 |
-
u(t,x)=\theta(t)W(s(t),x),
|
| 279 |
-
\]
|
| 280 |
-
whose force is
|
| 281 |
-
\[
|
| 282 |
-
f=\theta^2\{-W+\partial_sW+(W\cdot\nabla)W\}(s(t),x)
|
| 283 |
-
-\nu\theta\Delta W(s(t),x).
|
| 284 |
-
\]
|
| 285 |
-
Lemma~\ref{ba:log-clock} applies to this fixed-support, bounded-derivative
|
| 286 |
-
template. Its identity
|
| 287 |
-
$\partial_t(\theta^jY(s(t)))=\theta^{j+1}(\partial_s-j)Y(s(t))$
|
| 288 |
-
proves \eqref{ba:eighteen-decay} for every $k,\alpha$. Fixed support
|
| 289 |
-
then gives the stated $L^2_tH^m_x$ conclusion. Its clock is onto, with
|
| 290 |
-
inverse $t=e^s-1$, so the material path is the old path composed with
|
| 291 |
-
$s(t)$ and the event is unchanged.
|
| 292 |
-
|
| 293 |
-
In both cases smoothness, fixed support and bounded derivatives on
|
| 294 |
-
finite time intervals put the reference velocity in $CH^2\cap C^1L^2$
|
| 295 |
-
with bounded velocity and gradient. It is solenoidal and initially zero.
|
| 296 |
-
Lemma~\ref{lem:b-comparison}(i) therefore gives the exact solution
|
| 297 |
-
$(u,0)$ and uniqueness in \eqref{ba:euclidean-comparison-class}.
|
| 298 |
-
The effective profiles following \eqref{eq:p2-step}, applied to the
|
| 299 |
-
finite table, rational initial code, finitely many boxes and repeated
|
| 300 |
-
template, give all derivative evaluations. A coarse time approximation
|
| 301 |
-
encloses finitely many possible active translates, avoiding equality
|
| 302 |
-
tests at seams. The prescription never computes the machine's run.
|
| 303 |
-
\end{proof}
|
| 304 |
-
|
| 305 |
-
\subsection{Small plates and a slab observer on the unit torus}
|
| 306 |
-
\label{ba:torus-plates-section}
|
| 307 |
-
|
| 308 |
-
A slab observer has no height restriction, so elevation alone cannot
|
| 309 |
-
protect it. We now keep each nonhalting branch inside a narrow range of
|
| 310 |
-
first coordinates throughout its motion. The delayed-head recorder also
|
| 311 |
-
allows arbitrary finitely supported work data on both sides of the head.
|
| 312 |
-
|
| 313 |
-
\begin{theorem}[Torus plates and square-integrable forcing]
|
| 314 |
-
\label{ba:torus-plates}
|
| 315 |
-
Fix a positive computable $\nu$. Every deterministic one-tape machine
|
| 316 |
-
with finitely specified tape, blank outside a finite set, effectively
|
| 317 |
-
determines a smooth mean-zero general force on
|
| 318 |
-
$\mathbb T^3=\mathbb R^3/\mathbb Z^3$, with bounded mixed derivatives
|
| 319 |
-
and period one for $t\ge1$. Its zero-data Navier--Stokes solution is
|
| 320 |
-
globally smooth and unique among smooth solutions, with pressure normalized
|
| 321 |
-
to mean zero and constructed pressure zero. For
|
| 322 |
-
$P_*=(1/4,1/2,1/4)$ and $X(t)=\Phi_t(P_*)$, the event
|
| 323 |
-
\begin{equation}\label{ba:torus-plate-event}
|
| 324 |
-
\exists t\ge0:\quad X_1(t)\pmod1\in(1/2,7/8)
|
| 325 |
-
\end{equation}
|
| 326 |
-
is equivalent to halting.
|
| 327 |
-
|
| 328 |
-
A separate effective force has the same zero data, event, uniqueness and
|
| 329 |
-
mean-zero property, is supported in one compact sub-box of $(0,1)^3$,
|
| 330 |
-
has all mixed derivatives bounded, and satisfies
|
| 331 |
-
\begin{equation}\label{ba:cube-rate}
|
| 332 |
-
\|\widehat f(t,\cdot)\|_\infty=O((1+t)^{-2/3}).
|
| 333 |
-
\end{equation}
|
| 334 |
-
In particular $\widehat f\in L^2([0,\infty)\times\mathbb T^3)$.
|
| 335 |
-
\end{theorem}
|
| 336 |
-
|
| 337 |
-
\begin{proof}\label{ba:torus-plates-proof}
|
| 338 |
-
Use Lemma~\ref{ba:six-compiler} with the frontier initially at cell $1$.
|
| 339 |
-
Its main control $M_{q,e}$ records the last work displacement $e$, initially
|
| 340 |
-
zero. In one work step it writes and marks the old head, records
|
| 341 |
-
$(q,e,a)$ at the frontier, returns to the mark, and only then makes the
|
| 342 |
-
work displacement. All other initial history cells are blank and every
|
| 343 |
-
mark is zero. At checkpoint $n$ the frontier is $n+1$, $|h_n|\le n$,
|
| 344 |
-
and the next checkpoint takes exactly $2(n+1-h_n)+3$ local steps.
|
| 345 |
-
These scans test history and marks, so the proof is unaffected by work
|
| 346 |
-
symbols on either side of the head. Main controls with halting $q$ have
|
| 347 |
-
no outgoing rules. The full-domain incoming properties are those of
|
| 348 |
-
the cited lemma.
|
| 349 |
-
|
| 350 |
-
Let $S$ be the local state set, $N=|S|$, let $S_h$ be its halting main
|
| 351 |
-
states, and enumerate $S$ by $n(s)=0,\ldots,N-1$. Put
|
| 352 |
-
\[
|
| 353 |
-
\ell=\frac1{16(N+1)},\quad z_0=\frac14,\quad
|
| 354 |
-
x_s=\frac18+2\ell n(s)+\frac12\mathbf1_{s\in S_h},\quad
|
| 355 |
-
T_s(\xi,\eta)=(x_s+\ell\xi,1/4+\ell\eta).
|
| 356 |
-
\]
|
| 357 |
-
Nonhalting squares lie in $1/8\le x_1<1/4$ and halting squares in
|
| 358 |
-
$5/8\le x_1<3/4$; distinct squares have gap at least $\ell$.
|
| 359 |
-
Give the full alphabet, of size $m$, odd digits in base $\beta=2m+1$.
|
| 360 |
-
Conjugating \eqref{eq:bb-one-cell-branches} by the source and target charts
|
| 361 |
-
gives separately disjoint rectangle families $R_j^0,R_j^1$ with positive
|
| 362 |
-
diagonal factors $\alpha_j,\alpha_j^{-1}$,
|
| 363 |
-
$\alpha_j\in\{\beta^{-1},1,\beta\}$. Every chart has the same
|
| 364 |
-
scale, so this remains the physical linear part.
|
| 365 |
-
Lemma~\ref{lem:bb-onecell}, with this uniform chart scaling, gives
|
| 366 |
-
within-family coordinate gaps at least $\ell/\beta^2$, including the
|
| 367 |
-
two-letter target intervals for left moves.
|
| 368 |
-
|
| 369 |
-
For $1\le j\le L$, write the centers as $p_j^0,p_j^1$, the source
|
| 370 |
-
half-widths as $a_j,b_j$, and the target half-widths as
|
| 371 |
-
$\alpha_ja_j,\alpha_j^{-1}b_j$. All endpoint half-widths are at
|
| 372 |
-
most $\ell/2$. Choose
|
| 373 |
-
\[
|
| 374 |
-
h_j=\frac12+\frac{j}{4(L+1)},\qquad
|
| 375 |
-
\epsilon=\frac1{100}\min\left(1,\frac\ell{\beta^2},
|
| 376 |
-
\frac1{4(L+1)}\right).
|
| 377 |
-
\]
|
| 378 |
-
With $\theta(s)=\vartheta(2s-1/2)$ and
|
| 379 |
-
$\Theta_k(\tau)=\theta(3\tau-k+1)$ for $k=1,2,3$, define
|
| 380 |
-
\[
|
| 381 |
-
\begin{aligned}
|
| 382 |
-
C_j(\tau)&=\big((1-\Theta_2)p_j^0+\Theta_2p_j^1,
|
| 383 |
-
z_0+(\Theta_1-\Theta_3)(h_j-z_0)\big),\\
|
| 384 |
-
\sigma_j&=1+(\alpha_j-1)\Theta_2,\qquad
|
| 385 |
-
\lambda_j=\dot\sigma_j/\sigma_j,\\
|
| 386 |
-
(w_{j1},w_{j2},w_{j3})&=(a_j\sigma_j,b_j/\sigma_j,0).
|
| 387 |
-
\end{aligned}
|
| 388 |
-
\]
|
| 389 |
-
These centers and half-widths describe moving plates. Their
|
| 390 |
-
$\epsilon$ enlargements are disjoint: the first third uses source
|
| 391 |
-
projections, the middle third distinct heights, and the last third
|
| 392 |
-
target projections. The padding is at most one hundredth of every
|
| 393 |
-
relevant gap. All plates and padding lie in a compact sub-box of
|
| 394 |
-
$(0,1)^3$, since their centers interpolate between the stated chart
|
| 395 |
-
centers, widths are at most $\ell$, heights lie between $1/4$ and
|
| 396 |
-
$3/4$, and $\ell\le1/32$, $\epsilon\le1/100$.
|
| 397 |
-
|
| 398 |
-
For $w\ge0$ put
|
| 399 |
-
\[
|
| 400 |
-
\kappa_\epsilon(w,v)=
|
| 401 |
-
\vartheta\!\left(\frac{2(w+\epsilon-v)}\epsilon\right)
|
| 402 |
-
\vartheta\!\left(\frac{2(w+\epsilon+v)}\epsilon\right),\qquad
|
| 403 |
-
\chi_j=\prod_{a=1}^3\kappa_\epsilon(w_{ja},x_a-C_{ja}).
|
| 404 |
-
\]
|
| 405 |
-
Writing $y=x-C_j$, use
|
| 406 |
-
\[
|
| 407 |
-
A_j=\tfrac12\dot C_j\times y+(0,0,\lambda_jy_1y_2),
|
| 408 |
-
\qquad V(\tau,x)=\sum_j\nabla\times(\chi_jA_j).
|
| 409 |
-
\]
|
| 410 |
-
Extend the potentials by zero outside the chart. The support remains
|
| 411 |
-
away from its faces, so this gives a smooth torus field, zero near the
|
| 412 |
-
time endpoints. On the whole plateau of plate $j$ its velocity is
|
| 413 |
-
$\dot C_j+(\lambda_jy_1,-\lambda_jy_2,0)$; other summands vanish
|
| 414 |
-
there. Hence the path from $(p_j^0+(r,s),z_0)$ is exactly
|
| 415 |
-
\begin{equation}\label{ba:plate-path}
|
| 416 |
-
C_j(\tau)+(\sigma_j(\tau)r,\sigma_j(\tau)^{-1}s,0),
|
| 417 |
-
\qquad |r|\le a_j,\quad |s|\le b_j.
|
| 418 |
-
\end{equation}
|
| 419 |
-
It ends at the prescribed affine image. The plateau argument of
|
| 420 |
-
Lemma~\ref{lem:bb-curl} applies with
|
| 421 |
-
$D_j=\operatorname{diag}(\sigma_j,\sigma_j^{-1},1)$,
|
| 422 |
-
$\eta=\epsilon/2$, and diagonal bound
|
| 423 |
-
$\max(1,\alpha_j,\alpha_j^{-1})$: the required enlarged-box separation
|
| 424 |
-
was just proved. It gives the same motion on an initial neighborhood
|
| 425 |
-
of radius $\epsilon/[4\max(1,\alpha_j,\alpha_j^{-1})]$, with constant
|
| 426 |
-
normal displacement, and therefore includes boundary codes.
|
| 427 |
-
|
| 428 |
-
The initial code $P_{\rm in}$ is rational, since relative to constant
|
| 429 |
-
blank tails only finitely many work and frontier digits differ. Load it
|
| 430 |
-
from $P_*$ along $C_*=(1-\theta)P_*+\theta P_{\rm in}$ using
|
| 431 |
-
\[
|
| 432 |
-
V_0(t,x)=\nabla\times\left[
|
| 433 |
-
\prod_{a=1}^3\kappa_{1/64}(0,x_a-C_{*,a}(t))
|
| 434 |
-
\frac{\dot C_*(t)\times(x-C_*(t))}{2}\right].
|
| 435 |
-
\]
|
| 436 |
-
The segment and its collar stay within the chart: its first coordinate
|
| 437 |
-
stays between $1/8$ and $3/4$, its second between $1/4$ and
|
| 438 |
-
$1/2+\ell$, and its third is $1/4$. Its plateau curl is $\dot C_*$.
|
| 439 |
-
Take $U=V_0$ on $[0,1]$ and $U(t)=V(t-n)$ on $[n,n+1]$ for $n\ge1$.
|
| 440 |
-
Time collars make this smooth and initially zero. It has fixed compact
|
| 441 |
-
chart support, bounded mixed derivatives, and period one after loading.
|
| 442 |
-
Define $f=U_t+(U\cdot\nabla)U-\nu\Delta U$ using the stated physical
|
| 443 |
-
viscosity. Both $U$ and $f$ have mean zero: $U$ is a curl, the
|
| 444 |
-
Laplacian integrates to zero, and
|
| 445 |
-
$(U\cdot\nabla)U=\operatorname{div}(U\otimes U)$.
|
| 446 |
-
The torus clause of Lemma~\ref{lem:b-comparison} applies to this
|
| 447 |
-
smooth, initially zero, solenoidal reference field and gives the unique
|
| 448 |
-
smooth solution $(U,0)$ with mean-zero pressure.
|
| 449 |
-
|
| 450 |
-
Equations~\eqref{eq:bb-one-cell-branches} and \eqref{ba:plate-path} identify
|
| 451 |
-
the particle at time $1+k$ with the $k$th local configuration. The
|
| 452 |
-
recorder invariant ensures that a nonhalting computation continues
|
| 453 |
-
indefinitely. A halt, including an initial halt reached by loading,
|
| 454 |
-
puts the particle in $5/8\le X_1<3/4$, proving the event. For a
|
| 455 |
-
nonhalting computation the loader has $X_1\le1/4$ and every later
|
| 456 |
-
branch has both endpoint centers below $1/4$. Its center is their
|
| 457 |
-
convex interpolation and its first half-width is at most $\ell/2$.
|
| 458 |
-
Thus $0<X_1<1/4+\ell/2<1/2$ at every intermediate time. The path
|
| 459 |
-
stays inside the chart, so reduction modulo one cannot create a false visit.
|
| 460 |
-
|
| 461 |
-
For the separate decaying force choose the onto clock
|
| 462 |
-
\[
|
| 463 |
-
s(t)=(1+t)^{1/3}-1,\qquad \widehat U(t,x)=s'(t)U(s(t),x).
|
| 464 |
-
\]
|
| 465 |
-
Its residual is
|
| 466 |
-
\[
|
| 467 |
-
\widehat f=s''U+(s')^2\{\partial_sU+(U\cdot\nabla)U\}
|
| 468 |
-
-\nu s'\Delta U,
|
| 469 |
-
\]
|
| 470 |
-
where the fields on the right are evaluated at $(s(t),x)$. Since
|
| 471 |
-
$s'=(1/3)(1+t)^{-2/3}$ and $s''=-(2/9)(1+t)^{-5/3}$, the bounded
|
| 472 |
-
template derivatives prove \eqref{ba:cube-rate}. Every positive-order
|
| 473 |
-
derivative of $s$ is bounded; repeated product and chain rules therefore
|
| 474 |
-
bound every mixed derivative of $\widehat U$ and $\widehat f$. The
|
| 475 |
-
square of $(1+t)^{-2/3}$ is integrable. Support and mean zero persist,
|
| 476 |
-
and $U(0)=0$ retains the zero datum. The torus clause of
|
| 477 |
-
Lemma~\ref{lem:b-comparison} therefore applies to $\widehat U$ too.
|
| 478 |
-
Finally the material path is the old one at $s(t)$,
|
| 479 |
-
and $s$ has inverse $t=(1+s)^3-1$, so the event is unchanged.
|
| 480 |
-
|
| 481 |
-
All choices are effective finite data followed by explicit smooth
|
| 482 |
-
formulas. In particular $\sigma_j\ge\min(1,\alpha_j)>0$; the cutoff
|
| 483 |
-
estimates and zero collars allow derivative evaluation at approximate real
|
| 484 |
-
arguments without tests for exact boundary equality. Only positive
|
| 485 |
-
arguments enter the cube root. The program repeats the entire local
|
| 486 |
-
table and never uses a computed execution.
|
| 487 |
-
\end{proof}
|
| 488 |
-
|
| 489 |
-
\subsection{Storage and periodic forcing without a loader}
|
| 490 |
-
\label{ba:parking-section}
|
| 491 |
-
|
| 492 |
-
The next construction absorbs initialization into the positions of the
|
| 493 |
-
state rectangles. A zero digit for the full blank symbol places the
|
| 494 |
-
initial left stack at zero; an input-dependent second-coordinate translation then
|
| 495 |
-
places the entire initial code at one fixed particle. To protect a
|
| 496 |
-
half-space observer during every period, we first evacuate all sources
|
| 497 |
-
to separate storage rectangles and only afterwards fill the targets.
|
| 498 |
-
|
| 499 |
-
\begin{lemma}[Zero-blank coding]\label{ba:zero-blank-code}
|
| 500 |
-
Let an alphabet of size $m>1$ have digits $0,\ldots,m-1$, with full
|
| 501 |
-
blank digit zero. Set $B=m+1$, $\kappa=(m-1)/m$, and
|
| 502 |
-
\[
|
| 503 |
-
\operatorname{val}(a_0a_1\cdots)=\sum_{r\ge0}a_rB^{-r-1},\qquad
|
| 504 |
-
I_a=\frac{a+[0,\kappa]}B,\qquad I_{a,b}=\frac{a+I_b}B.
|
| 505 |
-
\]
|
| 506 |
-
The code is injective, takes values in $[0,\kappa]$, and its distinct
|
| 507 |
-
one-letter and two-letter cylinders have positive rational gaps. For a
|
| 508 |
-
deterministic partial table with target-state-determined incoming direction
|
| 509 |
-
and incoming rule determined by target state and written symbol, separated
|
| 510 |
-
state translates of $[0,\kappa]^2$ yield separately disjoint full source
|
| 511 |
-
and target rectangles by the following maps in state-relative coordinates:
|
| 512 |
-
\begin{equation}\label{ba:zero-digit-maps}
|
| 513 |
-
\begin{array}{c|c|c|c}
|
| 514 |
-
d&\text{source}&(\xi',\eta')&\text{target}\\\hline
|
| 515 |
-
1&[0,\kappa]\times I_a&((b+\xi)/B,B\eta-a)&I_b\times[0,\kappa]\\
|
| 516 |
-
0&[0,\kappa]\times I_a&(\xi,\eta+(b-a)/B)&[0,\kappa]\times I_b\\
|
| 517 |
-
-1&I_c\times I_a&(B\xi-c,c/B+(b+B\eta-a)/B^2)&
|
| 518 |
-
[0,\kappa]\times I_{c,b}.
|
| 519 |
-
\end{array}
|
| 520 |
-
\end{equation}
|
| 521 |
-
The last row is split over all $c$. Each map has positive diagonal
|
| 522 |
-
linear part of determinant one and acts exactly on the full rectangle.
|
| 523 |
-
\end{lemma}
|
| 524 |
-
|
| 525 |
-
\begin{proof}\label{ba:zero-blank-code-proof}
|
| 526 |
-
The maximum tail is $(m-1)/(B-1)=\kappa$, and
|
| 527 |
-
$(m-1+\kappa)/B=\kappa$. Consecutive first-digit intervals have
|
| 528 |
-
gap $(1-\kappa)/B>0$. Within one first-digit interval the second-digit
|
| 529 |
-
gaps are this quantity divided by $B$; different first digits already
|
| 530 |
-
give a gap. The interval containing a code recovers its first digit,
|
| 531 |
-
and $v\mapsto Bv-a$ then exposes the tail. Repetition proves
|
| 532 |
-
injectivity, including endpoint codes.
|
| 533 |
-
|
| 534 |
-
Writing $a$ to $b$ changes the first right digit. A right move pushes
|
| 535 |
-
$b$ onto the left string and removes $a$ from the right; a left move
|
| 536 |
-
removes $c$ from the left and prepends $c,b$ to the old right tail.
|
| 537 |
-
These identities give \eqref{ba:zero-digit-maps}, including its images
|
| 538 |
-
and reciprocal slopes. Determinism and digit gaps separate sources by
|
| 539 |
-
state, read digit, and $c$ when needed. At one target state the common
|
| 540 |
-
incoming direction determines where the written digit is visible: in
|
| 541 |
-
$I_b$ on the left or right, or in $I_{c,b}$. The incoming-rule
|
| 542 |
-
hypothesis and digit gaps then separate the closed target rectangles.
|
| 543 |
-
\end{proof}
|
| 544 |
-
|
| 545 |
-
\begin{lemma}[Evacuation, storage and delivery]\label{ba:parking}
|
| 546 |
-
Suppose $A_i:D_i\to E_i$, $1\le i\le N$, are the rational reciprocal
|
| 547 |
-
rectangle maps of Lemma~\ref{ba:four-stage}, with $N\ge1$ and every
|
| 548 |
-
$D_i\subset\{x_1<0\}$. There is an effective smooth divergence-free
|
| 549 |
-
field on $\mathbb R\times\mathbb R^3$, one-periodic in time, zero near
|
| 550 |
-
each integer time, and uniformly compactly supported in space, whose
|
| 551 |
-
one-period map is $(b,z)\mapsto(A_i(b),z)$ on a neighborhood of every
|
| 552 |
-
$D_i\times\{0\}$. If $E_i\subset\{x_1<0\}$, the entire
|
| 553 |
-
one-period path of each point in $D_i\times\{0\}$ remains in that
|
| 554 |
-
half-space.
|
| 555 |
-
\end{lemma}
|
| 556 |
-
|
| 557 |
-
\begin{proof}\label{ba:parking-proof}
|
| 558 |
-
Let $d_i,b_i$ be the source and target centers, and let $a_{ij},a'_{ij}$
|
| 559 |
-
be their half-widths. Put $a^*_{ij}=\max(a_{ij},a'_{ij})$.
|
| 560 |
-
Choose $\epsilon$ to be one quarter of the minimum of $1$ and all
|
| 561 |
-
pairwise maximum-norm distances within the source and target families;
|
| 562 |
-
omit pair entries when $N=1$. Define
|
| 563 |
-
\[
|
| 564 |
-
\begin{gathered}
|
| 565 |
-
x_{\min}=\min\{x_1:(x_1,x_2)\in D_i\cup E_i\text{ for some }i\},\\
|
| 566 |
-
R=\max(1,\max_i a^*_{i1}),\qquad J=4(R+1),\qquad
|
| 567 |
-
s_i=(x_{\min}-iJ,0).
|
| 568 |
-
\end{gathered}
|
| 569 |
-
\]
|
| 570 |
-
The storage rectangle at $s_i$ with half-widths $a^*_{ij}$ lies in
|
| 571 |
-
$x_1<0$. Its first-coordinate projection is separated by more than one
|
| 572 |
-
from every source and target and from the other storage projections:
|
| 573 |
-
the relevant gaps are at least $J-R>1$ and $J-2R>1$.
|
| 574 |
-
|
| 575 |
-
We need only a localized translation and a localized reciprocal scaling.
|
| 576 |
-
On a time segment $[t_0,t_0+\delta]$, use
|
| 577 |
-
$g(t)=\vartheta(3(t-t_0)/\delta-1)$, whose derivative is supported
|
| 578 |
-
in the middle third. Using the cutoff $\kappa_\epsilon$ defined in
|
| 579 |
-
the proof of Theorem~\ref{ba:torus-plates}, for half-widths $a,b$ write
|
| 580 |
-
\[
|
| 581 |
-
\chi_{a,b}(y)=\kappa_\epsilon(a,y_1)
|
| 582 |
-
\kappa_\epsilon(b,y_2)\kappa_\epsilon(0,y_3).
|
| 583 |
-
\]
|
| 584 |
-
A plate translation from center $P$ to $Q$ is produced by
|
| 585 |
-
\[
|
| 586 |
-
C(t)=(1-g)P+gQ,\qquad
|
| 587 |
-
\nabla\times\left[
|
| 588 |
-
\tfrac12\chi_{a,b}(x-C(t))\dot C(t)\times(x-C(t))\right].
|
| 589 |
-
\]
|
| 590 |
-
On its plateau the velocity is $\dot C$ and the exact path is
|
| 591 |
-
$C(t)+(r,s,0)$. At storage center $P=(s_i,0)$, take
|
| 592 |
-
$q(t)=1+(\lambda_i-1)g(t)$ and the field
|
| 593 |
-
\[
|
| 594 |
-
\nabla\times\left(0,0,
|
| 595 |
-
\frac{\dot q}{q}(x_1-P_1)(x_2-P_2)
|
| 596 |
-
\chi_{a^*_{i1},a^*_{i2}}(x-P)\right).
|
| 597 |
-
\]
|
| 598 |
-
It has the exact path $P+(qr,q^{-1}s,0)$. The denominator has the
|
| 599 |
-
positive lower bound $\min(1,\lambda_i)$, and the whole path lies in
|
| 600 |
-
the storage rectangle, because each half-width stays between its source
|
| 601 |
-
and target values.
|
| 602 |
-
|
| 603 |
-
Partition a period into $7N$ equal segments and take $Z=2$. For each
|
| 604 |
-
$i$ in order, use four segments for
|
| 605 |
-
\[
|
| 606 |
-
(d_i,0)\longrightarrow(d_i,Z)\longrightarrow(s_i,Z)
|
| 607 |
-
\longrightarrow(s_i,0),\qquad\text{then scale at }s_i.
|
| 608 |
-
\]
|
| 609 |
-
Only after all these evacuations, use three segments for each $i$ to
|
| 610 |
-
deliver its target shape along
|
| 611 |
-
\[
|
| 612 |
-
(s_i,0)\longrightarrow(s_i,Z)\longrightarrow(b_i,Z)
|
| 613 |
-
\longrightarrow(b_i,0).
|
| 614 |
-
\]
|
| 615 |
-
Sum these segment fields and extend periodically. The middle-third
|
| 616 |
-
time switches give zero neighborhoods of every segment endpoint and
|
| 617 |
-
every integer time. The result is a smooth finite sum of curls with
|
| 618 |
-
one compact spatial support.
|
| 619 |
-
|
| 620 |
-
This is the $7N$ schedule of Lemma~\ref{lem:bb-lift-parking}(ii).
|
| 621 |
-
Its separation hypotheses have explicit margins here. Unpadded
|
| 622 |
-
source-source and target-target gaps are at least $4\epsilon$, so their
|
| 623 |
-
$\epsilon$ enlargements leave gap at least $2\epsilon$. Storage
|
| 624 |
-
gaps exceed one, leaving more than $1-2\epsilon>0$ after padding.
|
| 625 |
-
At horizontal travel height the enlarged moving plate and every
|
| 626 |
-
enlarged stationary plate have vertical gap $2-2\epsilon>0$.
|
| 627 |
-
Every scaling stays in its reserved storage rectangle. The lemma
|
| 628 |
-
therefore gives simultaneous noninterference for evacuation and delivery,
|
| 629 |
-
including when a source meets a target.
|
| 630 |
-
|
| 631 |
-
The localized potentials above have exactly these affine generators on
|
| 632 |
-
their plateaux, so the plateau argument of Lemma~\ref{lem:bb-curl}
|
| 633 |
-
gives endpoint
|
| 634 |
-
$(d_i+(r,s),0)\mapsto(b_i+(\lambda_i r,\lambda_i^{-1}s),0)$,
|
| 635 |
-
with normal displacement unchanged. Put
|
| 636 |
-
$M=\max_i(1,\lambda_i,\lambda_i^{-1})$ and
|
| 637 |
-
$d_*=\min(2\epsilon,1-2\epsilon,2-2\epsilon)>0$.
|
| 638 |
-
A neighborhood radius smaller than both $\epsilon/(8M)$ and
|
| 639 |
-
$d_*/(4M)$ retains the plateaux and all exclusion margins throughout
|
| 640 |
-
the concatenation. This applies the shared proofs to the displayed
|
| 641 |
-
potentials and does not identify their fields away from the plateaux.
|
| 642 |
-
|
| 643 |
-
If $E_i$ is negative, each translation of an individual point joins two
|
| 644 |
-
negative first coordinates, and its linear interpolation remains negative.
|
| 645 |
-
Scaling occurs inside the negative storage rectangle. The point is
|
| 646 |
-
stationary during all other segments. This proves the asserted
|
| 647 |
-
whole-period exclusion.
|
| 648 |
-
\end{proof}
|
| 649 |
-
|
| 650 |
-
\begin{theorem}[A periodic force with no loading interval]
|
| 651 |
-
\label{ba:periodic-parking}
|
| 652 |
-
Fix a positive computable $\nu$. A deterministic one-tape machine and
|
| 653 |
-
finite input word in cells $0,\ldots,L-1$, with other cells blank and
|
| 654 |
-
initial head zero, effectively determine a general body force on
|
| 655 |
-
$\mathbb R^3$ extending smoothly and one-periodically to all real times.
|
| 656 |
-
It has uniformly compact spatial support and bounded mixed derivatives.
|
| 657 |
-
Its zero-data solution has a unique global smooth velocity in
|
| 658 |
-
\eqref{ba:euclidean-comparison-class}, with constructed pressure zero, and
|
| 659 |
-
\[
|
| 660 |
-
\exists t\ge0:\quad (\Phi_t((-2,0,0)))_1>0
|
| 661 |
-
\quad\Longleftrightarrow\quad\text{the machine halts}.
|
| 662 |
-
\]
|
| 663 |
-
The fixed label is already the initial code; periodicity begins at zero.
|
| 664 |
-
\end{theorem}
|
| 665 |
-
|
| 666 |
-
\begin{proof}\label{ba:periodic-parking-proof}
|
| 667 |
-
Insert a fresh nonhalting start state that preserves the read letter,
|
| 668 |
-
stays put and enters the original start state. Replace missing
|
| 669 |
-
nonhalting instructions by letter-preserving stay instructions to a halt
|
| 670 |
-
state. This finite normalization preserves the halting question,
|
| 671 |
-
including an initially halted machine, and guarantees a nonhalting
|
| 672 |
-
initial control and at least one rule.
|
| 673 |
-
|
| 674 |
-
Apply the six-row delayed-head recorder of Lemma~\ref{ba:six-compiler}
|
| 675 |
-
with initial frontier $1$. Initially every other history cell is blank
|
| 676 |
-
and every mark is zero. The main control records $(q,e)$, where $e$
|
| 677 |
-
is the preceding displacement, and the history record is $(q,e,a)$.
|
| 678 |
-
The old head is marked before the right scan and cleared on return,
|
| 679 |
-
immediately before displacement into the next main state. At checkpoint
|
| 680 |
-
$k$ the frontier is $k+1$ and the head $i$ satisfies $|i|\le k$;
|
| 681 |
-
the next checkpoint uses $2(k+1-i)+3\le4k+5$ local steps. The
|
| 682 |
-
incoming-direction and written-symbol properties hold on the full
|
| 683 |
-
domain, as required by Lemma~\ref{ba:zero-blank-code}.
|
| 684 |
-
|
| 685 |
-
Give the full blank symbol digit zero and the other full symbols digits
|
| 686 |
-
$1,\ldots,m-1$. Order nonhalting local states with the initial state
|
| 687 |
-
first and assign offsets $-2h$, $h=1,2,\ldots$; assign halting main
|
| 688 |
-
states offsets $2h$, $h=1,2,\ldots$. Let $\eta_{\rm in}$ be the
|
| 689 |
-
initial right-stack value and put $y_*=-\eta_{\rm in}$. Only finitely
|
| 690 |
-
many full symbols are initially nonblank, so this is a finite rational
|
| 691 |
-
sum. Every cell left of the initial head is fully blank. The code
|
| 692 |
-
\[
|
| 693 |
-
(x_\sigma+\xi,y_*+\eta,0)
|
| 694 |
-
\]
|
| 695 |
-
therefore places the initial configuration exactly at $(-2,0,0)$.
|
| 696 |
-
The input changes the common second-coordinate translation, while the
|
| 697 |
-
observed label and zero initial velocity remain fixed.
|
| 698 |
-
|
| 699 |
-
Every finitely reached tape still has finite full-symbol support, so its
|
| 700 |
-
code is rational and can be decoded by rational digit extraction until
|
| 701 |
-
both tails are zero. At a checkpoint the leftmost nonempty history site
|
| 702 |
-
has absolute index $1$; its relative position also recovers the head's
|
| 703 |
-
absolute index. Thus this coding retains the initialized computation.
|
| 704 |
-
|
| 705 |
-
Translate the rectangles of \eqref{ba:zero-digit-maps} by the indicated
|
| 706 |
-
state offsets and $y_*$. Lemma~\ref{ba:zero-blank-code} gives their
|
| 707 |
-
full affine action and separate source and target gaps. Since
|
| 708 |
-
$\kappa<1$, every nonhalting state block is strictly negative in the
|
| 709 |
-
first coordinate and every halting block strictly positive. Halting
|
| 710 |
-
states have no outgoing rules, so all sources are negative. Apply
|
| 711 |
-
Lemma~\ref{ba:parking} to obtain its periodic field $v$. Zero tails
|
| 712 |
-
can place a code on a rectangle boundary, which is included in that
|
| 713 |
-
lemma's full-neighborhood conclusion.
|
| 714 |
-
|
| 715 |
-
Set
|
| 716 |
-
\[
|
| 717 |
-
f=f_0+\nu f_1,\qquad
|
| 718 |
-
f_0=\partial_tv+(v\cdot\nabla)v,\qquad f_1=-\Delta v.
|
| 719 |
-
\]
|
| 720 |
-
The field and force are smooth, periodic, uniformly compactly supported,
|
| 721 |
-
and have all mixed derivatives bounded. Since $v$ vanishes near integer
|
| 722 |
-
times, its initial value is zero. Fixed support and bounded derivatives
|
| 723 |
-
give $v\in CH^2\cap C^1L^2$ and bounded $v,\nabla v$ on every finite
|
| 724 |
-
interval. Lemma~\ref{lem:b-comparison}(i) therefore supplies the exact
|
| 725 |
-
solution $(v,0)$, uniqueness in
|
| 726 |
-
\eqref{ba:euclidean-comparison-class}, and its global material flow.
|
| 727 |
-
|
| 728 |
-
At time zero the marked particle is the initial code. If it is a
|
| 729 |
-
nonhalting code at integer $n$, its digits select a source rectangle and
|
| 730 |
-
the next period applies exactly that local instruction. Induction
|
| 731 |
-
identifies the integer-time codes through the first halt or forever.
|
| 732 |
-
Finite completion of every recorder scan identifies the original
|
| 733 |
-
machine at the checkpoint integers. A halt therefore reaches a positive
|
| 734 |
-
code. If the machine never halts, each used branch has a negative target
|
| 735 |
-
rectangle. Lemma~\ref{ba:parking} keeps its marked path negative for
|
| 736 |
-
that whole period, ruling out an intermediate false visit.
|
| 737 |
-
|
| 738 |
-
Finally the force program uses finite normalization, the finite table,
|
| 739 |
-
the rational input shift, a finite rectangle list, rational storage and
|
| 740 |
-
separation data, $7N$ time segments and explicit cutoffs. All scaling
|
| 741 |
-
denominators have known positive lower bounds. The zero-collar and flat
|
| 742 |
-
profile estimates following \eqref{eq:p2-step} permit evaluation of the
|
| 743 |
-
repeated formula and every derivative from approximate real arguments
|
| 744 |
-
without exact seam tests.
|
| 745 |
-
Every period executes all branch maps, independently of the marked
|
| 746 |
-
particle's current state; the program never computes the input run.
|
| 747 |
-
\end{proof}
|
| 748 |
-
|
| 749 |
-
\subsection{Direction-split marking and a bounded observer}
|
| 750 |
-
\label{ba:bounded-box-native}
|
| 751 |
-
|
| 752 |
-
A stay instruction need not clear and reinstall a persistent mark.
|
| 753 |
-
We separate that case in the next table. Its geometric realization
|
| 754 |
-
uses a bounded observation box: during horizontal transfers the routing
|
| 755 |
-
height itself prevents a false visit.
|
| 756 |
-
|
| 757 |
-
\begin{lemma}[Direction-split persistent marking]
|
| 758 |
-
\label{ba:split-mark-compiler}
|
| 759 |
-
In the notation of Lemma~\ref{ba:persistent-compiler}, there is an
|
| 760 |
-
effective partial finite table with a persistent checkpoint mark,
|
| 761 |
-
pointer at $p_n=n+2$, and both full-domain incoming properties of
|
| 762 |
-
Lemma~\ref{ba:rectangles}. A work step ending at $w'$ takes
|
| 763 |
-
$2(p_n-w')+4+\mathbf1_{\{d_\tau\ne0\}}$ local steps.
|
| 764 |
-
\end{lemma}
|
| 765 |
-
|
| 766 |
-
\begin{proof}\label{ba:split-mark-compiler-proof}
|
| 767 |
-
Use full symbols $[g,e,l]$, with work letter $g$, mark $e\in\{0,1\}$,
|
| 768 |
-
and $l\in\{E,P\}\sqcup\{J_\tau\}$. Controls are $A_q$,
|
| 769 |
-
$B_\tau$ for moving instructions, $C_\tau,S_\tau$, and $D_q,R_q$.
|
| 770 |
-
For $\tau=(q,a)$ writing $b_\tau$, the complete table is
|
| 771 |
-
\[
|
| 772 |
-
\begin{array}{c|c|c|c|r}
|
| 773 |
-
\text{control}&\text{read and guard}&\text{target}&\text{write}&d\\\hline
|
| 774 |
-
A_q&[a,1,l],\ d_\tau=0&C_\tau&[b_\tau,1,l]&0\\
|
| 775 |
-
A_q&[a,1,l],\ d_\tau\ne0&B_\tau&[b_\tau,0,l]&d_\tau\\
|
| 776 |
-
B_\tau&[g,0,l]&C_\tau&[g,1,l]&0\\
|
| 777 |
-
C_\tau&[g,1,l],\ l\ne P&S_\tau&[g,1,l]&1\\
|
| 778 |
-
S_\tau&[g,0,l],\ l\ne P&S_\tau&[g,0,l]&1\\
|
| 779 |
-
S_\tau&[g,0,P]&D_{q^+_\tau}&[g,0,J_\tau]&1\\
|
| 780 |
-
D_q&[g,0,E]&R_q&[g,0,P]&-1\\
|
| 781 |
-
R_q&[g,0,l],\ l\ne P&R_q&[g,0,l]&-1\\
|
| 782 |
-
R_q&[g,1,l],\ l\ne P&A_q&[g,1,l]&0.
|
| 783 |
-
\end{array}
|
| 784 |
-
\]
|
| 785 |
-
The first two rows use nonhalting $q$. In those rows and the
|
| 786 |
-
$B_\tau$ row, $l$ is unrestricted, including $P$; no additional
|
| 787 |
-
history guard is imposed. Initialize in $A_{q_0}$ at zero, with the
|
| 788 |
-
input work tape, a unique mark at zero, pointer at two, and empty
|
| 789 |
-
history elsewhere.
|
| 790 |
-
|
| 791 |
-
At checkpoint $n$, the work move ends at
|
| 792 |
-
$w'=w_n+d_\tau\le n+1<p_n$. A stay instruction reaches $C_\tau$
|
| 793 |
-
in one step with the mark retained. A moving instruction reaches it
|
| 794 |
-
in two steps after transferring the mark. From $C_\tau$, move right,
|
| 795 |
-
scan the $p_n-w'-1$ intervening nonpointer cells, record at $p_n$,
|
| 796 |
-
and extend the pointer to $p_n+1$. The return scans $p_n-w'$
|
| 797 |
-
unmarked cells and stops at the persistent mark, entering the correct
|
| 798 |
-
$A_{q^+_\tau}$. There are five other steps for a stay instruction
|
| 799 |
-
and six for a moving instruction. This yields the stated count and
|
| 800 |
-
restores the invariant. Every required guard holds, so the execution
|
| 801 |
-
continues exactly until halting, including possible initial halting.
|
| 802 |
-
|
| 803 |
-
For an arbitrary allowed tape, each target determines its incoming move.
|
| 804 |
-
It is zero into $A_q$ or $C_\tau$, $d_\tau$ into $B_\tau$, one into
|
| 805 |
-
$S_\tau$ or $D_q$, and minus one into $R_q$. The record $\tau$ recovers the
|
| 806 |
-
source of the work update. A fixed $C_\tau$ receives only an $A_q$
|
| 807 |
-
entry if $d_\tau=0$, and only $B_\tau$ entries otherwise; the written
|
| 808 |
-
symbol recovers the old full symbol in either case. At $S_\tau$,
|
| 809 |
-
the written mark separates entry from scan. At $D_q$, $J_\tau$
|
| 810 |
-
identifies the recording instruction and its former pointer. At $R_q$,
|
| 811 |
-
the written pointer separates entry from the loop. At $A_q$, the
|
| 812 |
-
unique source is $R_q$ and the marked symbol is unchanged. Undoing
|
| 813 |
-
the indicated shift therefore gives at most one predecessor in every
|
| 814 |
-
case, on the full stated domain.
|
| 815 |
-
\end{proof}
|
| 816 |
-
|
| 817 |
-
\begin{theorem}[A bounded-box event with a vertical routing guard]
|
| 818 |
-
\label{ba:bounded-box-euclidean}
|
| 819 |
-
For every machine and finite input, and fixed positive computable
|
| 820 |
-
viscosity, there is an effective smooth force on $\mathbb R^3$ with
|
| 821 |
-
uniformly compact spatial support, bounded mixed derivatives and period
|
| 822 |
-
one for $t\ge1$, whose zero-data solution satisfies
|
| 823 |
-
\[
|
| 824 |
-
\exists t\ge0:\ X(t;(2,0,0))\in(0,1)\times(0,1)\times(-1,1)
|
| 825 |
-
\quad\Longleftrightarrow\quad\text{the machine halts}.
|
| 826 |
-
\]
|
| 827 |
-
The constructed solution is smooth with pressure zero. It is unique
|
| 828 |
-
among smooth solutions with $u\in C_tH^2\cap C_t^1L^2$, bounded
|
| 829 |
-
$u$ on each finite interval, and $p\in C_tH^1$. This comparison class
|
| 830 |
-
requires no bound on the competing velocity's spatial gradient.
|
| 831 |
-
\end{theorem}
|
| 832 |
-
|
| 833 |
-
\begin{proof}\label{ba:bounded-box-euclidean-proof}
|
| 834 |
-
Put $\rho(s)=\sigma(2s-1/2)$, using the effective flat switch
|
| 835 |
-
from~\eqref{eq:p2-step}.
|
| 836 |
-
Use the single-halt normalization and
|
| 837 |
-
Lemma~\ref{ba:split-mark-compiler}. For its full alphabet $\Sigma$,
|
| 838 |
-
choose distinct odd digits $e(a)\in\{1,3,\ldots,2|\Sigma|-1\}$ and
|
| 839 |
-
base $B=2|\Sigma|+1$. For an infinite word
|
| 840 |
-
$\omega=\omega_0\omega_1\cdots$, define
|
| 841 |
-
\[
|
| 842 |
-
c(\omega)=\sum_{j\ge0}e(\omega_j)B^{-j-1}.
|
| 843 |
-
\]
|
| 844 |
-
Place $A_h$ at offset zero and the
|
| 845 |
-
other control squares at first-coordinate offsets $3,6,9,\ldots$.
|
| 846 |
-
The code at height zero is
|
| 847 |
-
\[
|
| 848 |
-
(o_s+c(\text{left stream}),\ c(\text{right stream}),0).
|
| 849 |
-
\]
|
| 850 |
-
Every tail value lies in
|
| 851 |
-
$[1/(B-1),(B-2)/(B-1)]\subset(0,1)$, so a halt code lies strictly
|
| 852 |
-
inside the observed box. The two incoming properties give the
|
| 853 |
-
separated filled rectangles of Lemma~\ref{ba:rectangles}, with
|
| 854 |
-
minimal left subdivision and first factors $1,B^{-1},B$ for stay,
|
| 855 |
-
right and left moves.
|
| 856 |
-
|
| 857 |
-
Apply the linear version of Lemma~\ref{ba:two-interpolations} to
|
| 858 |
-
the full cuboids with third interval $[-1,1]$, heights $6i$, and
|
| 859 |
-
switches $\rho(3s),\rho(3s-1),\rho(3s-2)$. Source projections
|
| 860 |
-
separate lifts, heights separate horizontal motion, and target
|
| 861 |
-
projections separate descents. Equation~\eqref{ba:affine-box-field}
|
| 862 |
-
gives the exact affine flow on every swept cuboid and a neighborhood.
|
| 863 |
-
|
| 864 |
-
The initial code $x^{\rm in}$ is rational. For example, if
|
| 865 |
-
$b=\max(3,\text{input length})$, the first $b$ right-stream symbols
|
| 866 |
-
include the entire input and the pointer at cell two, after which the
|
| 867 |
-
stream is constant; the left stream is constant. On the loading
|
| 868 |
-
interval use
|
| 869 |
-
\[
|
| 870 |
-
C_*(t)=(2,0,0)+\rho(t)(x^{\rm in}-(2,0,0))
|
| 871 |
-
\]
|
| 872 |
-
and
|
| 873 |
-
\[
|
| 874 |
-
V_*(t,x)=\nabla\times\left\{
|
| 875 |
-
\chi(C_*(t),(1,1,1),1;x)
|
| 876 |
-
\tfrac12 C_*'(t)\times(x-C_*(t))\right\}.
|
| 877 |
-
\]
|
| 878 |
-
The cutoff is the centered one defined in
|
| 879 |
-
Lemma~\ref{ba:two-interpolations}. Its plateau velocity is $C_*'$, so
|
| 880 |
-
the fixed particle follows the displayed path. This field vanishes
|
| 881 |
-
outside $[1/4,3/4]$. Extend the step field $V$ by zero and set
|
| 882 |
-
$U=V_*+\sum_{k\ge1}V(t-k)$, with its residual force at the prescribed
|
| 883 |
-
$\nu$. The finite union of swept cuboids and the loading tube is
|
| 884 |
-
bounded; all time joins have zero collars. Consequently $U$ and its
|
| 885 |
-
force are smooth, uniformly compactly supported, and have bounded
|
| 886 |
-
mixed derivatives, with period one after loading. Effective evaluation
|
| 887 |
-
uses the finite formulas and a finite superset of potentially active
|
| 888 |
-
integer shifts at any approximate time, as in
|
| 889 |
-
Lemma~\ref{ba:realization}.
|
| 890 |
-
|
| 891 |
-
The precise uniqueness input is Lemma~\ref{lem:b-comparison}(i).
|
| 892 |
-
On each finite interval the constructed $U$ is smooth, has one compact
|
| 893 |
-
spatial support, and has bounded velocity and gradient. Consequently
|
| 894 |
-
$U\in CH^2\cap C^1L^2$, $U(0)=0$, and the force is exactly
|
| 895 |
-
$\mathcal F_\nu[U]$. The theorem's competitors are smooth classical
|
| 896 |
-
$v\in CH^2\cap C^1L^2$ with bounded $v$ and a representative
|
| 897 |
-
$p\in CH^1$, precisely case (i). No bound on $\nabla v$ is added.
|
| 898 |
-
That case gives $v=U$ and fixes the $H^1$ pressure representative to
|
| 899 |
-
zero. The lemma also supplies the unique global material trajectories
|
| 900 |
-
of the reference field.
|
| 901 |
-
|
| 902 |
-
Loading and the exact full-box maps put the particle at the code after
|
| 903 |
-
$k$ local steps at time $1+k$, through the first halt or forever in a
|
| 904 |
-
nonhalting execution. A halt code, including an initially halted code
|
| 905 |
-
reached by loading, is inside the observation box. In a nonhalting
|
| 906 |
-
run, loading has first coordinate at least two. During a later lift,
|
| 907 |
-
the particle keeps its nonhalting source planar code, whose first
|
| 908 |
-
coordinate exceeds three. During descent it keeps the nonhalting
|
| 909 |
-
target planar code with the same property. Throughout the middle
|
| 910 |
-
third its height is $6i>1$. These three exclusions cover every real
|
| 911 |
-
time and prove the event equivalence independently of horizontal
|
| 912 |
-
excursions in the middle stage. The repeated processor installs every
|
| 913 |
-
local branch from the finite table; it does not depend on the executed
|
| 914 |
-
run or its outcome.
|
| 915 |
-
\end{proof}
|
| 916 |
-
|
| 917 |
-
|
| 918 |
-
\subsection{Separating vertical and planar potentials}
|
| 919 |
-
|
| 920 |
-
\begin{theorem}[A decaying processor with phasewise planar potentials]
|
| 921 |
-
\label{ba:phasewise-flow}
|
| 922 |
-
At fixed computable $\nu>0$ there is an effective force on $\mathbb R^3$
|
| 923 |
-
with one compact spatial support and all mixed derivatives of time order
|
| 924 |
-
$k$ bounded by $C_{k,\alpha}(1+t)^{-1-k}$, whose unique smooth
|
| 925 |
-
zero-data solution satisfies
|
| 926 |
-
\[
|
| 927 |
-
\exists t\ge0:\ (\Phi_t(0))_1<-1/2
|
| 928 |
-
\quad\Longleftrightarrow\quad\text{halting}.
|
| 929 |
-
\]
|
| 930 |
-
It uses the six-rule recorder with initial frontier 1, full subdivision
|
| 931 |
-
of the rectangles, and separate vertical-translation and planar
|
| 932 |
-
Hamiltonian potentials. The constructed pressure is zero and uniqueness
|
| 933 |
-
is in Lemma~\ref{ba:realization}'s whole-space class.
|
| 934 |
-
\end{theorem}
|
| 935 |
-
\begin{proof}\label{ba:phasewise-flow-proof}
|
| 936 |
-
Let $\Gamma$ be the full alphabet of the six-rule table with $r_0=1$.
|
| 937 |
-
Use odd digits in base $B=2|\Gamma|+1$ and its fully subdivided maps. Put halt lanes at $-2,-4,\ldots$
|
| 938 |
-
and the other lanes at $2,4,\ldots$, each of width one. The second
|
| 939 |
-
coordinate lies in $[0,1]$. For the resulting rectangles $P_i,Q_i$,
|
| 940 |
-
centers $p_i,q_i$, and first scale $\lambda_i$, choose rational
|
| 941 |
-
$0<\varepsilon\le1/4$ smaller than one quarter of all within-source
|
| 942 |
-
and within-target maximum-norm distances. Empty pair lists impose no
|
| 943 |
-
condition. Thicken by $[-1,1]$ and put $H_i=4i$.
|
| 944 |
-
|
| 945 |
-
On each third of the cycle use a flat progress function $\vartheta$
|
| 946 |
-
from zero to one. Lifting uses $z_i=H_i\vartheta$ and potential
|
| 947 |
-
$A_i=(0,z_i'X_1,0)$, whose curl is $(0,0,z_i')$.
|
| 948 |
-
At height $H_i$, set $c_i=(1-\vartheta)p_i+\vartheta q_i$ and
|
| 949 |
-
$\mu_i=1-\vartheta+\vartheta\lambda_i$. Use the potential
|
| 950 |
-
$A_i=(0,0,\psi_i)$, where
|
| 951 |
-
\[
|
| 952 |
-
\psi_i=c_{i1}'(X_2-c_{i2})-c_{i2}'(X_1-c_{i1})
|
| 953 |
-
+\frac{\mu_i'}{\mu_i}(X_1-c_{i1})(X_2-c_{i2}).
|
| 954 |
-
\]
|
| 955 |
-
Its curl is
|
| 956 |
-
$(c_{i1}'+(\mu_i'/\mu_i)(X_1-c_{i1}),
|
| 957 |
-
c_{i2}'-(\mu_i'/\mu_i)(X_2-c_{i2}),0)$.
|
| 958 |
-
Thus it realizes reciprocal scaling about the interpolated center.
|
| 959 |
-
Descending uses the first potential with $z_i=H_i(1-\vartheta)$.
|
| 960 |
-
Multiply each potential by its current-box $\varepsilon$ cutoff
|
| 961 |
-
before taking the curl. Source gaps, distinct middle heights, and
|
| 962 |
-
target gaps separate the three stages. On the whole boxes and a
|
| 963 |
-
neighborhood the uncut formulas are exact. The first coordinate is
|
| 964 |
-
constant during vertical motion and is the convex interpolation of its
|
| 965 |
-
endpoints during the planar stage.
|
| 966 |
-
|
| 967 |
-
For loading put $\theta_0(s)=\sigma(2s-1/2)$, which is zero near zero
|
| 968 |
-
and one near one. Let $P_*$ be the rational initial code. Load it in the
|
| 969 |
-
first unit interval by the planar path
|
| 970 |
-
$m(s)=\theta_0(s)((P_*)_1,(P_*)_2)$, localized around
|
| 971 |
-
$(m(s),0)+[-1,1]^3$, using potential
|
| 972 |
-
$(0,0,m_1'(X_2-m_2)-m_2'(X_1-m_1))$.
|
| 973 |
-
Repeat the three-phase instruction field afterward to obtain $W$.
|
| 974 |
-
Code induction and the delayed-head invariant prove the correspondence
|
| 975 |
-
at times $1+n$. Nonhalting codes have first coordinate at least 2,
|
| 976 |
-
so loading and the convex-path bound exclude $X_1<-1/2$ for every real
|
| 977 |
-
time. A halt code has first coordinate at most $-1$, including one
|
| 978 |
-
reached by loading an initially halted machine. Apply
|
| 979 |
-
Lemma~\ref{ba:log-clock}; physical code times are $e^{1+n}-1$.
|
| 980 |
-
Its support, derivative, event, and uniqueness conclusions give precisely
|
| 981 |
-
the claimed separate force choice.
|
| 982 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{Routing choices dictated by the observer}
|
| 2 |
+
\label{ba:ordered-routes}
|
| 3 |
+
|
| 4 |
+
The preceding processors move every branch by a prescribed affine map.
|
| 5 |
+
We now ask which parts of that motion must be controlled between the
|
| 6 |
+
integer times. A bounded observation box allows horizontal work above
|
| 7 |
+
the observer. A slab observer requires a bound on the horizontal
|
| 8 |
+
coordinate throughout the motion. Finally, a half-space observer can be
|
| 9 |
+
protected by moving all sources to storage before delivering any target.
|
| 10 |
+
These three requirements lead to the constructions below.
|
| 11 |
+
|
| 12 |
+
\subsection{Four motions above a bounded observer}
|
| 13 |
+
\label{ba:four-stage-section}
|
| 14 |
+
|
| 15 |
+
We first separate ascent, scaling, translation and descent. The two
|
| 16 |
+
planar motions occur at a fixed height, so their exclusion from the
|
| 17 |
+
bounded observer follows without a horizontal coordinate estimate.
|
| 18 |
+
|
| 19 |
+
Let $D_i,E_i\subset\mathbb R^2$, $1\le i\le N$, be closed rational
|
| 20 |
+
axis-aligned rectangles with positive side lengths. Assume the $D_i$
|
| 21 |
+
are pairwise disjoint and the $E_i$ are pairwise disjoint, and let
|
| 22 |
+
\[
|
| 23 |
+
A_i(b)=c_i'+\operatorname{diag}(\lambda_i,\lambda_i^{-1})(b-c_i),
|
| 24 |
+
\qquad \lambda_i\in\mathbb Q_{>0},\qquad A_i(D_i)=E_i,
|
| 25 |
+
\]
|
| 26 |
+
where $c_i,c_i'$ are their centers. No separation between a source and
|
| 27 |
+
a target is assumed. All distances used to choose coordinate padding
|
| 28 |
+
below are distances for the maximum norm.
|
| 29 |
+
|
| 30 |
+
Let $\vartheta=\sigma$ be the effective flat switch in
|
| 31 |
+
\eqref{eq:p2-step}. For a closed interval, possibly reduced to one
|
| 32 |
+
point, define
|
| 33 |
+
\[
|
| 34 |
+
\chi_{[a,b],\epsilon}(v)=
|
| 35 |
+
\vartheta\!\left(\frac{2(v-a+\epsilon)}\epsilon\right)
|
| 36 |
+
\vartheta\!\left(\frac{2(b+\epsilon-v)}\epsilon\right).
|
| 37 |
+
\]
|
| 38 |
+
For a box $K$, let $\chi_{K,\epsilon}$ be the product over its three
|
| 39 |
+
coordinates. It is one on the $\epsilon/2$ enlargement of $K$ and
|
| 40 |
+
zero outside its $\epsilon$ enlargement. The effective profile estimates
|
| 41 |
+
following \eqref{eq:p2-step} apply to these products and rescalings.
|
| 42 |
+
|
| 43 |
+
\begin{lemma}[Four-stage realization]\label{ba:four-stage}
|
| 44 |
+
The rectangle data determine effectively a smooth divergence-free field
|
| 45 |
+
$W(s,x)$ supported in a compact subset of $(0,1)\times\mathbb R^3$.
|
| 46 |
+
Its time-one map is $(b,z)\mapsto(A_i(b),z)$ on a neighborhood of
|
| 47 |
+
each $D_i\times\{0\}$. For a point of that plate, every planar
|
| 48 |
+
motion occurs at height $4i$, while ascent and descent preserve its
|
| 49 |
+
source and target planar coordinates, respectively. The scaling can
|
| 50 |
+
use either linear interpolation of its positive first factor or linear
|
| 51 |
+
interpolation of the logarithm of that factor.
|
| 52 |
+
\end{lemma}
|
| 53 |
+
|
| 54 |
+
\begin{proof}\label{ba:four-stage-proof}
|
| 55 |
+
The empty family is realized by zero. Otherwise put $h_i=4i$,
|
| 56 |
+
$w_i=c_i'-c_i$, and
|
| 57 |
+
\[
|
| 58 |
+
\Theta_k(s)=\vartheta(10s-(2k-1)),\qquad 1\le k\le4.
|
| 59 |
+
\]
|
| 60 |
+
Only the $k$th motion is active on the interval
|
| 61 |
+
$[(2k-1)/10,2k/10]$; the four intervals are disjoint. If
|
| 62 |
+
$a_{ij},a'_{ij}$ are the source and target half-widths, respectively,
|
| 63 |
+
take the four swept boxes
|
| 64 |
+
\[
|
| 65 |
+
\begin{aligned}
|
| 66 |
+
K_{i1}&=D_i\times[0,h_i],\\
|
| 67 |
+
K_{i2}&=\{c_i+(u_1,u_2):|u_j|\le\max(a_{ij},a'_{ij})\}
|
| 68 |
+
\times\{h_i\},\\
|
| 69 |
+
K_{i3}&=\operatorname{box}(E_i-w_i,E_i)\times\{h_i\},\\
|
| 70 |
+
K_{i4}&=E_i\times[0,h_i].
|
| 71 |
+
\end{aligned}
|
| 72 |
+
\]
|
| 73 |
+
Here $\operatorname{box}$ denotes the smallest axis-aligned rectangle
|
| 74 |
+
containing the two displayed rectangles. Within each of the four
|
| 75 |
+
families these boxes are disjoint: source separation handles the first,
|
| 76 |
+
target separation the fourth, and distinct heights the other two.
|
| 77 |
+
Choose a positive rational $\epsilon<1$ smaller than one quarter of
|
| 78 |
+
every pairwise distance within these families. A family with fewer than
|
| 79 |
+
two members contributes no restriction. Its $\epsilon$ enlargements
|
| 80 |
+
are then still disjoint.
|
| 81 |
+
|
| 82 |
+
Choose either
|
| 83 |
+
\[
|
| 84 |
+
\mu_i=1+(\lambda_i-1)\Theta_2
|
| 85 |
+
\quad\hbox{or}\quad \mu_i=\lambda_i^{\Theta_2},
|
| 86 |
+
\qquad \gamma_i=\dot\mu_i/\mu_i.
|
| 87 |
+
\]
|
| 88 |
+
The factors $\mu_i$ and $\mu_i^{-1}$ stay between their respective
|
| 89 |
+
endpoint values. Use the coordinate potentials
|
| 90 |
+
\[
|
| 91 |
+
\begin{aligned}
|
| 92 |
+
B_{i1}&=(0,h_i x_1,0),&
|
| 93 |
+
B_{i2}&=(0,0,(x_1-c_{i1})(x_2-c_{i2})),\\
|
| 94 |
+
B_{i3}&=(0,0,w_{i1}x_2-w_{i2}x_1),&
|
| 95 |
+
B_{i4}&=(0,-h_i x_1,0).
|
| 96 |
+
\end{aligned}
|
| 97 |
+
\]
|
| 98 |
+
For the logarithmic-scale construction we also retain the alternative
|
| 99 |
+
translation potentials, with $e_3=(0,0,1)$,
|
| 100 |
+
\[
|
| 101 |
+
B_{i1}=\tfrac12(h_ie_3)\times x,\qquad
|
| 102 |
+
B_{i3}=\tfrac12(w_{i1},w_{i2},0)\times x,\qquad
|
| 103 |
+
B_{i4}=\tfrac12(-h_ie_3)\times x.
|
| 104 |
+
\]
|
| 105 |
+
Their curls equal the same constant translation vectors. Their localized
|
| 106 |
+
fields need not agree away from the plates. Either choice gives
|
| 107 |
+
\[
|
| 108 |
+
W=\sum_i\left[
|
| 109 |
+
\dot\Theta_1\nabla\times(\chi_{K_{i1},\epsilon}B_{i1})
|
| 110 |
+
+\gamma_i\nabla\times(\chi_{K_{i2},\epsilon}B_{i2})
|
| 111 |
+
+\dot\Theta_3\nabla\times(\chi_{K_{i3},\epsilon}B_{i3})
|
| 112 |
+
+\dot\Theta_4\nabla\times(\chi_{K_{i4},\epsilon}B_{i4})\right].
|
| 113 |
+
\]
|
| 114 |
+
This is a finite sum of spatial curls. Its spatial support is compact,
|
| 115 |
+
its time support is contained in $[1/10,8/10]$, and the lower bound
|
| 116 |
+
$\mu_i\ge\min(1,\lambda_i)>0$ proves smoothness and effectivity.
|
| 117 |
+
|
| 118 |
+
For $b\in D_i$, the successive paths are
|
| 119 |
+
\[
|
| 120 |
+
\begin{array}{c|c}
|
| 121 |
+
\text{motion}&\text{position}\\\hline
|
| 122 |
+
\text{ascent}&(b,h_i\Theta_1)\\
|
| 123 |
+
\text{scaling}&(c_i+\operatorname{diag}(\mu_i,\mu_i^{-1})(b-c_i),h_i)\\
|
| 124 |
+
\text{translation}&(A_i(b)-w_i+\Theta_3w_i,h_i)\\
|
| 125 |
+
\text{descent}&(A_i(b),h_i(1-\Theta_4)).
|
| 126 |
+
\end{array}
|
| 127 |
+
\]
|
| 128 |
+
Each path stays in its swept box. On a neighborhood of that box the
|
| 129 |
+
uncut curls are, in order,
|
| 130 |
+
\[
|
| 131 |
+
h_ie_3,\qquad (x_1-c_{i1},-(x_2-c_{i2}),0),\qquad
|
| 132 |
+
(w_{i1},w_{i2},0),\qquad -h_ie_3.
|
| 133 |
+
\]
|
| 134 |
+
After multiplication by the time coefficients, these are the prescribed
|
| 135 |
+
affine velocities. The motion matrices are positive diagonal of determinant
|
| 136 |
+
one, the plateau margin is $\epsilon/2$, and the support padding is
|
| 137 |
+
$\epsilon$. The disjoint swept boxes therefore permit the plateau
|
| 138 |
+
argument of Lemma~\ref{lem:bb-curl}, with $\eta=\epsilon/2$.
|
| 139 |
+
It identifies these particular localized fields with the displayed
|
| 140 |
+
paths on the plateaux. The normalized diagonal factors are bounded by
|
| 141 |
+
$L_i=\max(1,\lambda_i,\lambda_i^{-1})$, so that lemma gives the
|
| 142 |
+
full initial neighborhood of radius $\epsilon/(4L_i)$.
|
| 143 |
+
\end{proof}
|
| 144 |
+
|
| 145 |
+
We use the following precise Euclidean comparison class in the applications:
|
| 146 |
+
on each $[0,T]$,
|
| 147 |
+
\begin{equation}\label{ba:euclidean-comparison-class}
|
| 148 |
+
\begin{gathered}
|
| 149 |
+
u\in C([0,T];H^2(\mathbb R^3))\cap C^1([0,T];L^2(\mathbb R^3)),\\
|
| 150 |
+
u,\nabla u\in L^\infty([0,T]\times\mathbb R^3),\qquad
|
| 151 |
+
p\in C([0,T];H^1(\mathbb R^3)).
|
| 152 |
+
\end{gathered}
|
| 153 |
+
\end{equation}
|
| 154 |
+
The pressure representative is part of this condition; it is zero for
|
| 155 |
+
our constructed solution. These comparison velocities and pressures
|
| 156 |
+
satisfy case (i) of Lemma~\ref{lem:b-comparison}. We retain the stated
|
| 157 |
+
bounded-gradient requirement here, although that case does not need it.
|
| 158 |
+
|
| 159 |
+
That lemma also gives a smooth material diffeomorphism on every finite
|
| 160 |
+
interval. Differentiating its trajectory equation gives
|
| 161 |
+
$\dot J=(D_xu)(t,\Phi_t(a))J$, $J(0)=I$, for $J=D_a\Phi_t$.
|
| 162 |
+
Consequently
|
| 163 |
+
\begin{equation}\label{ba:material-volume}
|
| 164 |
+
\frac d{dt}\det J=(\nabla\cdot u)(t,\Phi_t(a))\det J=0,
|
| 165 |
+
\qquad \det J=1.
|
| 166 |
+
\end{equation}
|
| 167 |
+
The same proof applies to periodic lifts on the torus. The residual
|
| 168 |
+
formulas below are affine in viscosity, so they also define the asserted
|
| 169 |
+
solutions for any real $\nu>0$, with effectivity relative to $\nu$.
|
| 170 |
+
|
| 171 |
+
\begin{theorem}[Two bounded-box material tests]\label{ba:bounded-box-tests}
|
| 172 |
+
Fix a positive computable viscosity $\nu$. A deterministic one-tape
|
| 173 |
+
machine and finite input effectively determine each of the following
|
| 174 |
+
general body forces on $[0,\infty)\times\mathbb R^3$. Both have zero
|
| 175 |
+
initial velocity, a unique global smooth velocity in
|
| 176 |
+
\eqref{ba:euclidean-comparison-class}, and constructed pressure zero.
|
| 177 |
+
\begin{enumerate}
|
| 178 |
+
\item The force and velocity have one fixed compact spatial support, all
|
| 179 |
+
mixed derivatives bounded, and period one for $t\ge1$. The particle
|
| 180 |
+
from $0$ enters $(-5,-2)\times(-1,2)\times(-1,1)$ exactly when the
|
| 181 |
+
machine halts.
|
| 182 |
+
\item The force and velocity have one fixed compact spatial support and,
|
| 183 |
+
for all $k\ge0$ and spatial multi-indices $\alpha$, satisfy
|
| 184 |
+
\begin{equation}\label{ba:eighteen-decay}
|
| 185 |
+
\|\partial_t^k\partial_x^\alpha u(t)\|_\infty+
|
| 186 |
+
\|\partial_t^k\partial_x^\alpha f(t)\|_\infty
|
| 187 |
+
\le C_{k,\alpha}(1+t)^{-1-k}.
|
| 188 |
+
\end{equation}
|
| 189 |
+
The particle from $(2,0,0)$ enters
|
| 190 |
+
$(-1/2,3/2)\times(-1/2,3/2)\times(-1/2,1/2)$ exactly when the
|
| 191 |
+
machine halts. In particular $f\in L^2([0,\infty);H^m(\mathbb R^3))$
|
| 192 |
+
for every integer $m\ge0$.
|
| 193 |
+
\end{enumerate}
|
| 194 |
+
The supports and constants may depend on the machine and input. The
|
| 195 |
+
labels and observers do not. All force derivatives admit evaluation to
|
| 196 |
+
any prescribed rational error by a finite program.
|
| 197 |
+
\end{theorem}
|
| 198 |
+
|
| 199 |
+
\begin{proof}\label{ba:bounded-box-tests-proof}
|
| 200 |
+
Normalize to a single halt state $q_H$ and a complete nonhalting table,
|
| 201 |
+
as in Section~\ref{ba:codes}. Apply the move-first recorder of
|
| 202 |
+
Lemma~\ref{lem:bb-movefirst}. Its history frontier starts at cell $2$;
|
| 203 |
+
all other history cells are empty and all mark bits are zero. At
|
| 204 |
+
checkpoint $n$, the frontier is $g_n=n+2$, the work head satisfies
|
| 205 |
+
$|h_n|\le n$, and the next work instruction ending at $h'$ is completed
|
| 206 |
+
in exactly $4+2(g_n-h')$ local steps. Thus every required checkpoint
|
| 207 |
+
is reached after finitely many steps. The incoming-direction and
|
| 208 |
+
written-symbol inverse properties hold on the whole partial table.
|
| 209 |
+
The records recover the successive work instructions and hence the
|
| 210 |
+
absolute head position, even though the geometric code is head-relative.
|
| 211 |
+
|
| 212 |
+
Let $m$ be the full alphabet size. Use odd digits $\beta(a)$ in
|
| 213 |
+
$\{1,3,\ldots,2m-1\}$, with base $B=2m+1$ in the first construction
|
| 214 |
+
and $B=2m+2$ in the second. Set
|
| 215 |
+
\[
|
| 216 |
+
C(a_0a_1\cdots)=\sum_{r\ge0}\beta(a_r)B^{-r-1},\quad
|
| 217 |
+
P_a(v)=\frac{\beta(a)+v}{B},\quad D_a(v)=Bv-\beta(a),\quad
|
| 218 |
+
I_a=P_a([0,1]).
|
| 219 |
+
\]
|
| 220 |
+
Let $\xi$ encode the left string, nearest cell first, and $\eta$
|
| 221 |
+
the string starting at the head. The complete right, stay and left
|
| 222 |
+
branch maps are \eqref{eq:bb-one-cell-branches}, with its digit
|
| 223 |
+
$d(a)$ equal to $\beta(a)$ and its move $e$ equal to $d$ here.
|
| 224 |
+
The left move is split over every full symbol $c$. The shared lemma
|
| 225 |
+
proves the full-rectangle endpoint formulas, arbitrary-tail action and
|
| 226 |
+
linear part $\operatorname{diag}(B^{-d},B^d)$.
|
| 227 |
+
|
| 228 |
+
Translate each state square horizontally. In the first construction
|
| 229 |
+
give the halt state offset $-4$ and the other states offsets $2+2r$,
|
| 230 |
+
$r\ge0$; in the second use halt offset $0$ and other offsets $3r$,
|
| 231 |
+
$r\ge1$. Thus the code is $(o_s+\xi,\eta,0)$.
|
| 232 |
+
Lemma~\ref{lem:bb-onecell} applies with exactly these odd digits and
|
| 233 |
+
either displayed base: its incoming conditions are those supplied by
|
| 234 |
+
the move-first recorder, and \eqref{eq:bb-one-cell-branches} is its minimal
|
| 235 |
+
left-split branch list. Thus both complete closed rectangle families
|
| 236 |
+
are separately disjoint, with within-state gaps at least $B^{-2}$.
|
| 237 |
+
This proves the hypotheses of Lemma~\ref{ba:four-stage}; no separation
|
| 238 |
+
between the source and target families is required.
|
| 239 |
+
|
| 240 |
+
Use its linear scale and coordinate potentials for the first construction;
|
| 241 |
+
use its logarithmic scale and symmetric translation potentials for the
|
| 242 |
+
second. In the latter case the scaling coefficient is exactly
|
| 243 |
+
$(\log\lambda_i)\dot\Theta_2$ and the scale matrix is
|
| 244 |
+
$\operatorname{diag}(\lambda_i^{\Theta_2},\lambda_i^{-\Theta_2})$.
|
| 245 |
+
Denote the resulting step field by $W_{\rm step}$.
|
| 246 |
+
|
| 247 |
+
The initial code $P_{\rm in}$ is rational. A constant full-symbol
|
| 248 |
+
tail of digit $\beta_0$ after $M$ positions contributes
|
| 249 |
+
$B^{-M}\beta_0/(B-1)$; all other contributions are finite. For the
|
| 250 |
+
appropriate fixed label $a_*$, put $v_0=P_{\rm in}-a_*$ and let
|
| 251 |
+
$J_0$ be the smallest box containing $[a_*,P_{\rm in}]$. The loader
|
| 252 |
+
\[
|
| 253 |
+
W_{\rm in}(s,x)=\frac d{ds}\vartheta(2s-1/2)\,
|
| 254 |
+
\nabla\times\left(\chi_{J_0,1}(x)\frac{v_0\times x}{2}\right)
|
| 255 |
+
\]
|
| 256 |
+
has the exact marked path $a_*+\vartheta(2s-1/2)v_0$, since the
|
| 257 |
+
uncut curl is $v_0$ and the entire segment lies in the plateau. Form
|
| 258 |
+
\[
|
| 259 |
+
W(s,x)=W_{\rm in}(s,x)+\sum_{n\ge1}W_{\rm step}(s-n,x).
|
| 260 |
+
\]
|
| 261 |
+
The zero time collars make this smooth, initially zero, and periodic for
|
| 262 |
+
$s\ge1$, with common compact spatial support and bounded mixed derivatives.
|
| 263 |
+
|
| 264 |
+
At time $s=1+k$ the marked particle is exactly the code after $k$ local
|
| 265 |
+
instructions, through the first halt or indefinitely in a nonhalting run.
|
| 266 |
+
This follows by induction from the full-rectangle maps. Each halt code
|
| 267 |
+
lies in its stated observation box, including one reached by loading an
|
| 268 |
+
initially halted machine. In a nonhalting run, the first loader has
|
| 269 |
+
$x_1\ge0$ and later nonhalt codes have $x_1\ge2$; for the second these
|
| 270 |
+
bounds are $x_1\ge2$ and $x_1\ge3$. Ascent and descent leave those
|
| 271 |
+
planar coordinates unchanged. Every planar motion has height $4i\ge4$,
|
| 272 |
+
outside both observers. The intervening stationary intervals add no new
|
| 273 |
+
positions. This proves exclusion at every real time.
|
| 274 |
+
|
| 275 |
+
For the first case take $u=W$ and its residual force. For the second set
|
| 276 |
+
\[
|
| 277 |
+
s(t)=\log(1+t),\quad \theta(t)=(1+t)^{-1},\quad
|
| 278 |
+
u(t,x)=\theta(t)W(s(t),x),
|
| 279 |
+
\]
|
| 280 |
+
whose force is
|
| 281 |
+
\[
|
| 282 |
+
f=\theta^2\{-W+\partial_sW+(W\cdot\nabla)W\}(s(t),x)
|
| 283 |
+
-\nu\theta\Delta W(s(t),x).
|
| 284 |
+
\]
|
| 285 |
+
Lemma~\ref{ba:log-clock} applies to this fixed-support, bounded-derivative
|
| 286 |
+
template. Its identity
|
| 287 |
+
$\partial_t(\theta^jY(s(t)))=\theta^{j+1}(\partial_s-j)Y(s(t))$
|
| 288 |
+
proves \eqref{ba:eighteen-decay} for every $k,\alpha$. Fixed support
|
| 289 |
+
then gives the stated $L^2_tH^m_x$ conclusion. Its clock is onto, with
|
| 290 |
+
inverse $t=e^s-1$, so the material path is the old path composed with
|
| 291 |
+
$s(t)$ and the event is unchanged.
|
| 292 |
+
|
| 293 |
+
In both cases smoothness, fixed support and bounded derivatives on
|
| 294 |
+
finite time intervals put the reference velocity in $CH^2\cap C^1L^2$
|
| 295 |
+
with bounded velocity and gradient. It is solenoidal and initially zero.
|
| 296 |
+
Lemma~\ref{lem:b-comparison}(i) therefore gives the exact solution
|
| 297 |
+
$(u,0)$ and uniqueness in \eqref{ba:euclidean-comparison-class}.
|
| 298 |
+
The effective profiles following \eqref{eq:p2-step}, applied to the
|
| 299 |
+
finite table, rational initial code, finitely many boxes and repeated
|
| 300 |
+
template, give all derivative evaluations. A coarse time approximation
|
| 301 |
+
encloses finitely many possible active translates, avoiding equality
|
| 302 |
+
tests at seams. The prescription never computes the machine's run.
|
| 303 |
+
\end{proof}
|
| 304 |
+
|
| 305 |
+
\subsection{Small plates and a slab observer on the unit torus}
|
| 306 |
+
\label{ba:torus-plates-section}
|
| 307 |
+
|
| 308 |
+
A slab observer has no height restriction, so elevation alone cannot
|
| 309 |
+
protect it. We now keep each nonhalting branch inside a narrow range of
|
| 310 |
+
first coordinates throughout its motion. The delayed-head recorder also
|
| 311 |
+
allows arbitrary finitely supported work data on both sides of the head.
|
| 312 |
+
|
| 313 |
+
\begin{theorem}[Torus plates and square-integrable forcing]
|
| 314 |
+
\label{ba:torus-plates}
|
| 315 |
+
Fix a positive computable $\nu$. Every deterministic one-tape machine
|
| 316 |
+
with finitely specified tape, blank outside a finite set, effectively
|
| 317 |
+
determines a smooth mean-zero general force on
|
| 318 |
+
$\mathbb T^3=\mathbb R^3/\mathbb Z^3$, with bounded mixed derivatives
|
| 319 |
+
and period one for $t\ge1$. Its zero-data Navier--Stokes solution is
|
| 320 |
+
globally smooth and unique among smooth solutions, with pressure normalized
|
| 321 |
+
to mean zero and constructed pressure zero. For
|
| 322 |
+
$P_*=(1/4,1/2,1/4)$ and $X(t)=\Phi_t(P_*)$, the event
|
| 323 |
+
\begin{equation}\label{ba:torus-plate-event}
|
| 324 |
+
\exists t\ge0:\quad X_1(t)\pmod1\in(1/2,7/8)
|
| 325 |
+
\end{equation}
|
| 326 |
+
is equivalent to halting.
|
| 327 |
+
|
| 328 |
+
A separate effective force has the same zero data, event, uniqueness and
|
| 329 |
+
mean-zero property, is supported in one compact sub-box of $(0,1)^3$,
|
| 330 |
+
has all mixed derivatives bounded, and satisfies
|
| 331 |
+
\begin{equation}\label{ba:cube-rate}
|
| 332 |
+
\|\widehat f(t,\cdot)\|_\infty=O((1+t)^{-2/3}).
|
| 333 |
+
\end{equation}
|
| 334 |
+
In particular $\widehat f\in L^2([0,\infty)\times\mathbb T^3)$.
|
| 335 |
+
\end{theorem}
|
| 336 |
+
|
| 337 |
+
\begin{proof}\label{ba:torus-plates-proof}
|
| 338 |
+
Use Lemma~\ref{ba:six-compiler} with the frontier initially at cell $1$.
|
| 339 |
+
Its main control $M_{q,e}$ records the last work displacement $e$, initially
|
| 340 |
+
zero. In one work step it writes and marks the old head, records
|
| 341 |
+
$(q,e,a)$ at the frontier, returns to the mark, and only then makes the
|
| 342 |
+
work displacement. All other initial history cells are blank and every
|
| 343 |
+
mark is zero. At checkpoint $n$ the frontier is $n+1$, $|h_n|\le n$,
|
| 344 |
+
and the next checkpoint takes exactly $2(n+1-h_n)+3$ local steps.
|
| 345 |
+
These scans test history and marks, so the proof is unaffected by work
|
| 346 |
+
symbols on either side of the head. Main controls with halting $q$ have
|
| 347 |
+
no outgoing rules. The full-domain incoming properties are those of
|
| 348 |
+
the cited lemma.
|
| 349 |
+
|
| 350 |
+
Let $S$ be the local state set, $N=|S|$, let $S_h$ be its halting main
|
| 351 |
+
states, and enumerate $S$ by $n(s)=0,\ldots,N-1$. Put
|
| 352 |
+
\[
|
| 353 |
+
\ell=\frac1{16(N+1)},\quad z_0=\frac14,\quad
|
| 354 |
+
x_s=\frac18+2\ell n(s)+\frac12\mathbf1_{s\in S_h},\quad
|
| 355 |
+
T_s(\xi,\eta)=(x_s+\ell\xi,1/4+\ell\eta).
|
| 356 |
+
\]
|
| 357 |
+
Nonhalting squares lie in $1/8\le x_1<1/4$ and halting squares in
|
| 358 |
+
$5/8\le x_1<3/4$; distinct squares have gap at least $\ell$.
|
| 359 |
+
Give the full alphabet, of size $m$, odd digits in base $\beta=2m+1$.
|
| 360 |
+
Conjugating \eqref{eq:bb-one-cell-branches} by the source and target charts
|
| 361 |
+
gives separately disjoint rectangle families $R_j^0,R_j^1$ with positive
|
| 362 |
+
diagonal factors $\alpha_j,\alpha_j^{-1}$,
|
| 363 |
+
$\alpha_j\in\{\beta^{-1},1,\beta\}$. Every chart has the same
|
| 364 |
+
scale, so this remains the physical linear part.
|
| 365 |
+
Lemma~\ref{lem:bb-onecell}, with this uniform chart scaling, gives
|
| 366 |
+
within-family coordinate gaps at least $\ell/\beta^2$, including the
|
| 367 |
+
two-letter target intervals for left moves.
|
| 368 |
+
|
| 369 |
+
For $1\le j\le L$, write the centers as $p_j^0,p_j^1$, the source
|
| 370 |
+
half-widths as $a_j,b_j$, and the target half-widths as
|
| 371 |
+
$\alpha_ja_j,\alpha_j^{-1}b_j$. All endpoint half-widths are at
|
| 372 |
+
most $\ell/2$. Choose
|
| 373 |
+
\[
|
| 374 |
+
h_j=\frac12+\frac{j}{4(L+1)},\qquad
|
| 375 |
+
\epsilon=\frac1{100}\min\left(1,\frac\ell{\beta^2},
|
| 376 |
+
\frac1{4(L+1)}\right).
|
| 377 |
+
\]
|
| 378 |
+
With $\theta(s)=\vartheta(2s-1/2)$ and
|
| 379 |
+
$\Theta_k(\tau)=\theta(3\tau-k+1)$ for $k=1,2,3$, define
|
| 380 |
+
\[
|
| 381 |
+
\begin{aligned}
|
| 382 |
+
C_j(\tau)&=\big((1-\Theta_2)p_j^0+\Theta_2p_j^1,
|
| 383 |
+
z_0+(\Theta_1-\Theta_3)(h_j-z_0)\big),\\
|
| 384 |
+
\sigma_j&=1+(\alpha_j-1)\Theta_2,\qquad
|
| 385 |
+
\lambda_j=\dot\sigma_j/\sigma_j,\\
|
| 386 |
+
(w_{j1},w_{j2},w_{j3})&=(a_j\sigma_j,b_j/\sigma_j,0).
|
| 387 |
+
\end{aligned}
|
| 388 |
+
\]
|
| 389 |
+
These centers and half-widths describe moving plates. Their
|
| 390 |
+
$\epsilon$ enlargements are disjoint: the first third uses source
|
| 391 |
+
projections, the middle third distinct heights, and the last third
|
| 392 |
+
target projections. The padding is at most one hundredth of every
|
| 393 |
+
relevant gap. All plates and padding lie in a compact sub-box of
|
| 394 |
+
$(0,1)^3$, since their centers interpolate between the stated chart
|
| 395 |
+
centers, widths are at most $\ell$, heights lie between $1/4$ and
|
| 396 |
+
$3/4$, and $\ell\le1/32$, $\epsilon\le1/100$.
|
| 397 |
+
|
| 398 |
+
For $w\ge0$ put
|
| 399 |
+
\[
|
| 400 |
+
\kappa_\epsilon(w,v)=
|
| 401 |
+
\vartheta\!\left(\frac{2(w+\epsilon-v)}\epsilon\right)
|
| 402 |
+
\vartheta\!\left(\frac{2(w+\epsilon+v)}\epsilon\right),\qquad
|
| 403 |
+
\chi_j=\prod_{a=1}^3\kappa_\epsilon(w_{ja},x_a-C_{ja}).
|
| 404 |
+
\]
|
| 405 |
+
Writing $y=x-C_j$, use
|
| 406 |
+
\[
|
| 407 |
+
A_j=\tfrac12\dot C_j\times y+(0,0,\lambda_jy_1y_2),
|
| 408 |
+
\qquad V(\tau,x)=\sum_j\nabla\times(\chi_jA_j).
|
| 409 |
+
\]
|
| 410 |
+
Extend the potentials by zero outside the chart. The support remains
|
| 411 |
+
away from its faces, so this gives a smooth torus field, zero near the
|
| 412 |
+
time endpoints. On the whole plateau of plate $j$ its velocity is
|
| 413 |
+
$\dot C_j+(\lambda_jy_1,-\lambda_jy_2,0)$; other summands vanish
|
| 414 |
+
there. Hence the path from $(p_j^0+(r,s),z_0)$ is exactly
|
| 415 |
+
\begin{equation}\label{ba:plate-path}
|
| 416 |
+
C_j(\tau)+(\sigma_j(\tau)r,\sigma_j(\tau)^{-1}s,0),
|
| 417 |
+
\qquad |r|\le a_j,\quad |s|\le b_j.
|
| 418 |
+
\end{equation}
|
| 419 |
+
It ends at the prescribed affine image. The plateau argument of
|
| 420 |
+
Lemma~\ref{lem:bb-curl} applies with
|
| 421 |
+
$D_j=\operatorname{diag}(\sigma_j,\sigma_j^{-1},1)$,
|
| 422 |
+
$\eta=\epsilon/2$, and diagonal bound
|
| 423 |
+
$\max(1,\alpha_j,\alpha_j^{-1})$: the required enlarged-box separation
|
| 424 |
+
was just proved. It gives the same motion on an initial neighborhood
|
| 425 |
+
of radius $\epsilon/[4\max(1,\alpha_j,\alpha_j^{-1})]$, with constant
|
| 426 |
+
normal displacement, and therefore includes boundary codes.
|
| 427 |
+
|
| 428 |
+
The initial code $P_{\rm in}$ is rational, since relative to constant
|
| 429 |
+
blank tails only finitely many work and frontier digits differ. Load it
|
| 430 |
+
from $P_*$ along $C_*=(1-\theta)P_*+\theta P_{\rm in}$ using
|
| 431 |
+
\[
|
| 432 |
+
V_0(t,x)=\nabla\times\left[
|
| 433 |
+
\prod_{a=1}^3\kappa_{1/64}(0,x_a-C_{*,a}(t))
|
| 434 |
+
\frac{\dot C_*(t)\times(x-C_*(t))}{2}\right].
|
| 435 |
+
\]
|
| 436 |
+
The segment and its collar stay within the chart: its first coordinate
|
| 437 |
+
stays between $1/8$ and $3/4$, its second between $1/4$ and
|
| 438 |
+
$1/2+\ell$, and its third is $1/4$. Its plateau curl is $\dot C_*$.
|
| 439 |
+
Take $U=V_0$ on $[0,1]$ and $U(t)=V(t-n)$ on $[n,n+1]$ for $n\ge1$.
|
| 440 |
+
Time collars make this smooth and initially zero. It has fixed compact
|
| 441 |
+
chart support, bounded mixed derivatives, and period one after loading.
|
| 442 |
+
Define $f=U_t+(U\cdot\nabla)U-\nu\Delta U$ using the stated physical
|
| 443 |
+
viscosity. Both $U$ and $f$ have mean zero: $U$ is a curl, the
|
| 444 |
+
Laplacian integrates to zero, and
|
| 445 |
+
$(U\cdot\nabla)U=\operatorname{div}(U\otimes U)$.
|
| 446 |
+
The torus clause of Lemma~\ref{lem:b-comparison} applies to this
|
| 447 |
+
smooth, initially zero, solenoidal reference field and gives the unique
|
| 448 |
+
smooth solution $(U,0)$ with mean-zero pressure.
|
| 449 |
+
|
| 450 |
+
Equations~\eqref{eq:bb-one-cell-branches} and \eqref{ba:plate-path} identify
|
| 451 |
+
the particle at time $1+k$ with the $k$th local configuration. The
|
| 452 |
+
recorder invariant ensures that a nonhalting computation continues
|
| 453 |
+
indefinitely. A halt, including an initial halt reached by loading,
|
| 454 |
+
puts the particle in $5/8\le X_1<3/4$, proving the event. For a
|
| 455 |
+
nonhalting computation the loader has $X_1\le1/4$ and every later
|
| 456 |
+
branch has both endpoint centers below $1/4$. Its center is their
|
| 457 |
+
convex interpolation and its first half-width is at most $\ell/2$.
|
| 458 |
+
Thus $0<X_1<1/4+\ell/2<1/2$ at every intermediate time. The path
|
| 459 |
+
stays inside the chart, so reduction modulo one cannot create a false visit.
|
| 460 |
+
|
| 461 |
+
For the separate decaying force choose the onto clock
|
| 462 |
+
\[
|
| 463 |
+
s(t)=(1+t)^{1/3}-1,\qquad \widehat U(t,x)=s'(t)U(s(t),x).
|
| 464 |
+
\]
|
| 465 |
+
Its residual is
|
| 466 |
+
\[
|
| 467 |
+
\widehat f=s''U+(s')^2\{\partial_sU+(U\cdot\nabla)U\}
|
| 468 |
+
-\nu s'\Delta U,
|
| 469 |
+
\]
|
| 470 |
+
where the fields on the right are evaluated at $(s(t),x)$. Since
|
| 471 |
+
$s'=(1/3)(1+t)^{-2/3}$ and $s''=-(2/9)(1+t)^{-5/3}$, the bounded
|
| 472 |
+
template derivatives prove \eqref{ba:cube-rate}. Every positive-order
|
| 473 |
+
derivative of $s$ is bounded; repeated product and chain rules therefore
|
| 474 |
+
bound every mixed derivative of $\widehat U$ and $\widehat f$. The
|
| 475 |
+
square of $(1+t)^{-2/3}$ is integrable. Support and mean zero persist,
|
| 476 |
+
and $U(0)=0$ retains the zero datum. The torus clause of
|
| 477 |
+
Lemma~\ref{lem:b-comparison} therefore applies to $\widehat U$ too.
|
| 478 |
+
Finally the material path is the old one at $s(t)$,
|
| 479 |
+
and $s$ has inverse $t=(1+s)^3-1$, so the event is unchanged.
|
| 480 |
+
|
| 481 |
+
All choices are effective finite data followed by explicit smooth
|
| 482 |
+
formulas. In particular $\sigma_j\ge\min(1,\alpha_j)>0$; the cutoff
|
| 483 |
+
estimates and zero collars allow derivative evaluation at approximate real
|
| 484 |
+
arguments without tests for exact boundary equality. Only positive
|
| 485 |
+
arguments enter the cube root. The program repeats the entire local
|
| 486 |
+
table and never uses a computed execution.
|
| 487 |
+
\end{proof}
|
| 488 |
+
|
| 489 |
+
\subsection{Storage and periodic forcing without a loader}
|
| 490 |
+
\label{ba:parking-section}
|
| 491 |
+
|
| 492 |
+
The next construction absorbs initialization into the positions of the
|
| 493 |
+
state rectangles. A zero digit for the full blank symbol places the
|
| 494 |
+
initial left stack at zero; an input-dependent second-coordinate translation then
|
| 495 |
+
places the entire initial code at one fixed particle. To protect a
|
| 496 |
+
half-space observer during every period, we first evacuate all sources
|
| 497 |
+
to separate storage rectangles and only afterwards fill the targets.
|
| 498 |
+
|
| 499 |
+
\begin{lemma}[Zero-blank coding]\label{ba:zero-blank-code}
|
| 500 |
+
Let an alphabet of size $m>1$ have digits $0,\ldots,m-1$, with full
|
| 501 |
+
blank digit zero. Set $B=m+1$, $\kappa=(m-1)/m$, and
|
| 502 |
+
\[
|
| 503 |
+
\operatorname{val}(a_0a_1\cdots)=\sum_{r\ge0}a_rB^{-r-1},\qquad
|
| 504 |
+
I_a=\frac{a+[0,\kappa]}B,\qquad I_{a,b}=\frac{a+I_b}B.
|
| 505 |
+
\]
|
| 506 |
+
The code is injective, takes values in $[0,\kappa]$, and its distinct
|
| 507 |
+
one-letter and two-letter cylinders have positive rational gaps. For a
|
| 508 |
+
deterministic partial table with target-state-determined incoming direction
|
| 509 |
+
and incoming rule determined by target state and written symbol, separated
|
| 510 |
+
state translates of $[0,\kappa]^2$ yield separately disjoint full source
|
| 511 |
+
and target rectangles by the following maps in state-relative coordinates:
|
| 512 |
+
\begin{equation}\label{ba:zero-digit-maps}
|
| 513 |
+
\begin{array}{c|c|c|c}
|
| 514 |
+
d&\text{source}&(\xi',\eta')&\text{target}\\\hline
|
| 515 |
+
1&[0,\kappa]\times I_a&((b+\xi)/B,B\eta-a)&I_b\times[0,\kappa]\\
|
| 516 |
+
0&[0,\kappa]\times I_a&(\xi,\eta+(b-a)/B)&[0,\kappa]\times I_b\\
|
| 517 |
+
-1&I_c\times I_a&(B\xi-c,c/B+(b+B\eta-a)/B^2)&
|
| 518 |
+
[0,\kappa]\times I_{c,b}.
|
| 519 |
+
\end{array}
|
| 520 |
+
\end{equation}
|
| 521 |
+
The last row is split over all $c$. Each map has positive diagonal
|
| 522 |
+
linear part of determinant one and acts exactly on the full rectangle.
|
| 523 |
+
\end{lemma}
|
| 524 |
+
|
| 525 |
+
\begin{proof}\label{ba:zero-blank-code-proof}
|
| 526 |
+
The maximum tail is $(m-1)/(B-1)=\kappa$, and
|
| 527 |
+
$(m-1+\kappa)/B=\kappa$. Consecutive first-digit intervals have
|
| 528 |
+
gap $(1-\kappa)/B>0$. Within one first-digit interval the second-digit
|
| 529 |
+
gaps are this quantity divided by $B$; different first digits already
|
| 530 |
+
give a gap. The interval containing a code recovers its first digit,
|
| 531 |
+
and $v\mapsto Bv-a$ then exposes the tail. Repetition proves
|
| 532 |
+
injectivity, including endpoint codes.
|
| 533 |
+
|
| 534 |
+
Writing $a$ to $b$ changes the first right digit. A right move pushes
|
| 535 |
+
$b$ onto the left string and removes $a$ from the right; a left move
|
| 536 |
+
removes $c$ from the left and prepends $c,b$ to the old right tail.
|
| 537 |
+
These identities give \eqref{ba:zero-digit-maps}, including its images
|
| 538 |
+
and reciprocal slopes. Determinism and digit gaps separate sources by
|
| 539 |
+
state, read digit, and $c$ when needed. At one target state the common
|
| 540 |
+
incoming direction determines where the written digit is visible: in
|
| 541 |
+
$I_b$ on the left or right, or in $I_{c,b}$. The incoming-rule
|
| 542 |
+
hypothesis and digit gaps then separate the closed target rectangles.
|
| 543 |
+
\end{proof}
|
| 544 |
+
|
| 545 |
+
\begin{lemma}[Evacuation, storage and delivery]\label{ba:parking}
|
| 546 |
+
Suppose $A_i:D_i\to E_i$, $1\le i\le N$, are the rational reciprocal
|
| 547 |
+
rectangle maps of Lemma~\ref{ba:four-stage}, with $N\ge1$ and every
|
| 548 |
+
$D_i\subset\{x_1<0\}$. There is an effective smooth divergence-free
|
| 549 |
+
field on $\mathbb R\times\mathbb R^3$, one-periodic in time, zero near
|
| 550 |
+
each integer time, and uniformly compactly supported in space, whose
|
| 551 |
+
one-period map is $(b,z)\mapsto(A_i(b),z)$ on a neighborhood of every
|
| 552 |
+
$D_i\times\{0\}$. If $E_i\subset\{x_1<0\}$, the entire
|
| 553 |
+
one-period path of each point in $D_i\times\{0\}$ remains in that
|
| 554 |
+
half-space.
|
| 555 |
+
\end{lemma}
|
| 556 |
+
|
| 557 |
+
\begin{proof}\label{ba:parking-proof}
|
| 558 |
+
Let $d_i,b_i$ be the source and target centers, and let $a_{ij},a'_{ij}$
|
| 559 |
+
be their half-widths. Put $a^*_{ij}=\max(a_{ij},a'_{ij})$.
|
| 560 |
+
Choose $\epsilon$ to be one quarter of the minimum of $1$ and all
|
| 561 |
+
pairwise maximum-norm distances within the source and target families;
|
| 562 |
+
omit pair entries when $N=1$. Define
|
| 563 |
+
\[
|
| 564 |
+
\begin{gathered}
|
| 565 |
+
x_{\min}=\min\{x_1:(x_1,x_2)\in D_i\cup E_i\text{ for some }i\},\\
|
| 566 |
+
R=\max(1,\max_i a^*_{i1}),\qquad J=4(R+1),\qquad
|
| 567 |
+
s_i=(x_{\min}-iJ,0).
|
| 568 |
+
\end{gathered}
|
| 569 |
+
\]
|
| 570 |
+
The storage rectangle at $s_i$ with half-widths $a^*_{ij}$ lies in
|
| 571 |
+
$x_1<0$. Its first-coordinate projection is separated by more than one
|
| 572 |
+
from every source and target and from the other storage projections:
|
| 573 |
+
the relevant gaps are at least $J-R>1$ and $J-2R>1$.
|
| 574 |
+
|
| 575 |
+
We need only a localized translation and a localized reciprocal scaling.
|
| 576 |
+
On a time segment $[t_0,t_0+\delta]$, use
|
| 577 |
+
$g(t)=\vartheta(3(t-t_0)/\delta-1)$, whose derivative is supported
|
| 578 |
+
in the middle third. Using the cutoff $\kappa_\epsilon$ defined in
|
| 579 |
+
the proof of Theorem~\ref{ba:torus-plates}, for half-widths $a,b$ write
|
| 580 |
+
\[
|
| 581 |
+
\chi_{a,b}(y)=\kappa_\epsilon(a,y_1)
|
| 582 |
+
\kappa_\epsilon(b,y_2)\kappa_\epsilon(0,y_3).
|
| 583 |
+
\]
|
| 584 |
+
A plate translation from center $P$ to $Q$ is produced by
|
| 585 |
+
\[
|
| 586 |
+
C(t)=(1-g)P+gQ,\qquad
|
| 587 |
+
\nabla\times\left[
|
| 588 |
+
\tfrac12\chi_{a,b}(x-C(t))\dot C(t)\times(x-C(t))\right].
|
| 589 |
+
\]
|
| 590 |
+
On its plateau the velocity is $\dot C$ and the exact path is
|
| 591 |
+
$C(t)+(r,s,0)$. At storage center $P=(s_i,0)$, take
|
| 592 |
+
$q(t)=1+(\lambda_i-1)g(t)$ and the field
|
| 593 |
+
\[
|
| 594 |
+
\nabla\times\left(0,0,
|
| 595 |
+
\frac{\dot q}{q}(x_1-P_1)(x_2-P_2)
|
| 596 |
+
\chi_{a^*_{i1},a^*_{i2}}(x-P)\right).
|
| 597 |
+
\]
|
| 598 |
+
It has the exact path $P+(qr,q^{-1}s,0)$. The denominator has the
|
| 599 |
+
positive lower bound $\min(1,\lambda_i)$, and the whole path lies in
|
| 600 |
+
the storage rectangle, because each half-width stays between its source
|
| 601 |
+
and target values.
|
| 602 |
+
|
| 603 |
+
Partition a period into $7N$ equal segments and take $Z=2$. For each
|
| 604 |
+
$i$ in order, use four segments for
|
| 605 |
+
\[
|
| 606 |
+
(d_i,0)\longrightarrow(d_i,Z)\longrightarrow(s_i,Z)
|
| 607 |
+
\longrightarrow(s_i,0),\qquad\text{then scale at }s_i.
|
| 608 |
+
\]
|
| 609 |
+
Only after all these evacuations, use three segments for each $i$ to
|
| 610 |
+
deliver its target shape along
|
| 611 |
+
\[
|
| 612 |
+
(s_i,0)\longrightarrow(s_i,Z)\longrightarrow(b_i,Z)
|
| 613 |
+
\longrightarrow(b_i,0).
|
| 614 |
+
\]
|
| 615 |
+
Sum these segment fields and extend periodically. The middle-third
|
| 616 |
+
time switches give zero neighborhoods of every segment endpoint and
|
| 617 |
+
every integer time. The result is a smooth finite sum of curls with
|
| 618 |
+
one compact spatial support.
|
| 619 |
+
|
| 620 |
+
This is the $7N$ schedule of Lemma~\ref{lem:bb-lift-parking}(ii).
|
| 621 |
+
Its separation hypotheses have explicit margins here. Unpadded
|
| 622 |
+
source-source and target-target gaps are at least $4\epsilon$, so their
|
| 623 |
+
$\epsilon$ enlargements leave gap at least $2\epsilon$. Storage
|
| 624 |
+
gaps exceed one, leaving more than $1-2\epsilon>0$ after padding.
|
| 625 |
+
At horizontal travel height the enlarged moving plate and every
|
| 626 |
+
enlarged stationary plate have vertical gap $2-2\epsilon>0$.
|
| 627 |
+
Every scaling stays in its reserved storage rectangle. The lemma
|
| 628 |
+
therefore gives simultaneous noninterference for evacuation and delivery,
|
| 629 |
+
including when a source meets a target.
|
| 630 |
+
|
| 631 |
+
The localized potentials above have exactly these affine generators on
|
| 632 |
+
their plateaux, so the plateau argument of Lemma~\ref{lem:bb-curl}
|
| 633 |
+
gives endpoint
|
| 634 |
+
$(d_i+(r,s),0)\mapsto(b_i+(\lambda_i r,\lambda_i^{-1}s),0)$,
|
| 635 |
+
with normal displacement unchanged. Put
|
| 636 |
+
$M=\max_i(1,\lambda_i,\lambda_i^{-1})$ and
|
| 637 |
+
$d_*=\min(2\epsilon,1-2\epsilon,2-2\epsilon)>0$.
|
| 638 |
+
A neighborhood radius smaller than both $\epsilon/(8M)$ and
|
| 639 |
+
$d_*/(4M)$ retains the plateaux and all exclusion margins throughout
|
| 640 |
+
the concatenation. This applies the shared proofs to the displayed
|
| 641 |
+
potentials and does not identify their fields away from the plateaux.
|
| 642 |
+
|
| 643 |
+
If $E_i$ is negative, each translation of an individual point joins two
|
| 644 |
+
negative first coordinates, and its linear interpolation remains negative.
|
| 645 |
+
Scaling occurs inside the negative storage rectangle. The point is
|
| 646 |
+
stationary during all other segments. This proves the asserted
|
| 647 |
+
whole-period exclusion.
|
| 648 |
+
\end{proof}
|
| 649 |
+
|
| 650 |
+
\begin{theorem}[A periodic force with no loading interval]
|
| 651 |
+
\label{ba:periodic-parking}
|
| 652 |
+
Fix a positive computable $\nu$. A deterministic one-tape machine and
|
| 653 |
+
finite input word in cells $0,\ldots,L-1$, with other cells blank and
|
| 654 |
+
initial head zero, effectively determine a general body force on
|
| 655 |
+
$\mathbb R^3$ extending smoothly and one-periodically to all real times.
|
| 656 |
+
It has uniformly compact spatial support and bounded mixed derivatives.
|
| 657 |
+
Its zero-data solution has a unique global smooth velocity in
|
| 658 |
+
\eqref{ba:euclidean-comparison-class}, with constructed pressure zero, and
|
| 659 |
+
\[
|
| 660 |
+
\exists t\ge0:\quad (\Phi_t((-2,0,0)))_1>0
|
| 661 |
+
\quad\Longleftrightarrow\quad\text{the machine halts}.
|
| 662 |
+
\]
|
| 663 |
+
The fixed label is already the initial code; periodicity begins at zero.
|
| 664 |
+
\end{theorem}
|
| 665 |
+
|
| 666 |
+
\begin{proof}\label{ba:periodic-parking-proof}
|
| 667 |
+
Insert a fresh nonhalting start state that preserves the read letter,
|
| 668 |
+
stays put and enters the original start state. Replace missing
|
| 669 |
+
nonhalting instructions by letter-preserving stay instructions to a halt
|
| 670 |
+
state. This finite normalization preserves the halting question,
|
| 671 |
+
including an initially halted machine, and guarantees a nonhalting
|
| 672 |
+
initial control and at least one rule.
|
| 673 |
+
|
| 674 |
+
Apply the six-row delayed-head recorder of Lemma~\ref{ba:six-compiler}
|
| 675 |
+
with initial frontier $1$. Initially every other history cell is blank
|
| 676 |
+
and every mark is zero. The main control records $(q,e)$, where $e$
|
| 677 |
+
is the preceding displacement, and the history record is $(q,e,a)$.
|
| 678 |
+
The old head is marked before the right scan and cleared on return,
|
| 679 |
+
immediately before displacement into the next main state. At checkpoint
|
| 680 |
+
$k$ the frontier is $k+1$ and the head $i$ satisfies $|i|\le k$;
|
| 681 |
+
the next checkpoint uses $2(k+1-i)+3\le4k+5$ local steps. The
|
| 682 |
+
incoming-direction and written-symbol properties hold on the full
|
| 683 |
+
domain, as required by Lemma~\ref{ba:zero-blank-code}.
|
| 684 |
+
|
| 685 |
+
Give the full blank symbol digit zero and the other full symbols digits
|
| 686 |
+
$1,\ldots,m-1$. Order nonhalting local states with the initial state
|
| 687 |
+
first and assign offsets $-2h$, $h=1,2,\ldots$; assign halting main
|
| 688 |
+
states offsets $2h$, $h=1,2,\ldots$. Let $\eta_{\rm in}$ be the
|
| 689 |
+
initial right-stack value and put $y_*=-\eta_{\rm in}$. Only finitely
|
| 690 |
+
many full symbols are initially nonblank, so this is a finite rational
|
| 691 |
+
sum. Every cell left of the initial head is fully blank. The code
|
| 692 |
+
\[
|
| 693 |
+
(x_\sigma+\xi,y_*+\eta,0)
|
| 694 |
+
\]
|
| 695 |
+
therefore places the initial configuration exactly at $(-2,0,0)$.
|
| 696 |
+
The input changes the common second-coordinate translation, while the
|
| 697 |
+
observed label and zero initial velocity remain fixed.
|
| 698 |
+
|
| 699 |
+
Every finitely reached tape still has finite full-symbol support, so its
|
| 700 |
+
code is rational and can be decoded by rational digit extraction until
|
| 701 |
+
both tails are zero. At a checkpoint the leftmost nonempty history site
|
| 702 |
+
has absolute index $1$; its relative position also recovers the head's
|
| 703 |
+
absolute index. Thus this coding retains the initialized computation.
|
| 704 |
+
|
| 705 |
+
Translate the rectangles of \eqref{ba:zero-digit-maps} by the indicated
|
| 706 |
+
state offsets and $y_*$. Lemma~\ref{ba:zero-blank-code} gives their
|
| 707 |
+
full affine action and separate source and target gaps. Since
|
| 708 |
+
$\kappa<1$, every nonhalting state block is strictly negative in the
|
| 709 |
+
first coordinate and every halting block strictly positive. Halting
|
| 710 |
+
states have no outgoing rules, so all sources are negative. Apply
|
| 711 |
+
Lemma~\ref{ba:parking} to obtain its periodic field $v$. Zero tails
|
| 712 |
+
can place a code on a rectangle boundary, which is included in that
|
| 713 |
+
lemma's full-neighborhood conclusion.
|
| 714 |
+
|
| 715 |
+
Set
|
| 716 |
+
\[
|
| 717 |
+
f=f_0+\nu f_1,\qquad
|
| 718 |
+
f_0=\partial_tv+(v\cdot\nabla)v,\qquad f_1=-\Delta v.
|
| 719 |
+
\]
|
| 720 |
+
The field and force are smooth, periodic, uniformly compactly supported,
|
| 721 |
+
and have all mixed derivatives bounded. Since $v$ vanishes near integer
|
| 722 |
+
times, its initial value is zero. Fixed support and bounded derivatives
|
| 723 |
+
give $v\in CH^2\cap C^1L^2$ and bounded $v,\nabla v$ on every finite
|
| 724 |
+
interval. Lemma~\ref{lem:b-comparison}(i) therefore supplies the exact
|
| 725 |
+
solution $(v,0)$, uniqueness in
|
| 726 |
+
\eqref{ba:euclidean-comparison-class}, and its global material flow.
|
| 727 |
+
|
| 728 |
+
At time zero the marked particle is the initial code. If it is a
|
| 729 |
+
nonhalting code at integer $n$, its digits select a source rectangle and
|
| 730 |
+
the next period applies exactly that local instruction. Induction
|
| 731 |
+
identifies the integer-time codes through the first halt or forever.
|
| 732 |
+
Finite completion of every recorder scan identifies the original
|
| 733 |
+
machine at the checkpoint integers. A halt therefore reaches a positive
|
| 734 |
+
code. If the machine never halts, each used branch has a negative target
|
| 735 |
+
rectangle. Lemma~\ref{ba:parking} keeps its marked path negative for
|
| 736 |
+
that whole period, ruling out an intermediate false visit.
|
| 737 |
+
|
| 738 |
+
Finally the force program uses finite normalization, the finite table,
|
| 739 |
+
the rational input shift, a finite rectangle list, rational storage and
|
| 740 |
+
separation data, $7N$ time segments and explicit cutoffs. All scaling
|
| 741 |
+
denominators have known positive lower bounds. The zero-collar and flat
|
| 742 |
+
profile estimates following \eqref{eq:p2-step} permit evaluation of the
|
| 743 |
+
repeated formula and every derivative from approximate real arguments
|
| 744 |
+
without exact seam tests.
|
| 745 |
+
Every period executes all branch maps, independently of the marked
|
| 746 |
+
particle's current state; the program never computes the input run.
|
| 747 |
+
\end{proof}
|
| 748 |
+
|
| 749 |
+
\subsection{Direction-split marking and a bounded observer}
|
| 750 |
+
\label{ba:bounded-box-native}
|
| 751 |
+
|
| 752 |
+
A stay instruction need not clear and reinstall a persistent mark.
|
| 753 |
+
We separate that case in the next table. Its geometric realization
|
| 754 |
+
uses a bounded observation box: during horizontal transfers the routing
|
| 755 |
+
height itself prevents a false visit.
|
| 756 |
+
|
| 757 |
+
\begin{lemma}[Direction-split persistent marking]
|
| 758 |
+
\label{ba:split-mark-compiler}
|
| 759 |
+
In the notation of Lemma~\ref{ba:persistent-compiler}, there is an
|
| 760 |
+
effective partial finite table with a persistent checkpoint mark,
|
| 761 |
+
pointer at $p_n=n+2$, and both full-domain incoming properties of
|
| 762 |
+
Lemma~\ref{ba:rectangles}. A work step ending at $w'$ takes
|
| 763 |
+
$2(p_n-w')+4+\mathbf1_{\{d_\tau\ne0\}}$ local steps.
|
| 764 |
+
\end{lemma}
|
| 765 |
+
|
| 766 |
+
\begin{proof}\label{ba:split-mark-compiler-proof}
|
| 767 |
+
Use full symbols $[g,e,l]$, with work letter $g$, mark $e\in\{0,1\}$,
|
| 768 |
+
and $l\in\{E,P\}\sqcup\{J_\tau\}$. Controls are $A_q$,
|
| 769 |
+
$B_\tau$ for moving instructions, $C_\tau,S_\tau$, and $D_q,R_q$.
|
| 770 |
+
For $\tau=(q,a)$ writing $b_\tau$, the complete table is
|
| 771 |
+
\[
|
| 772 |
+
\begin{array}{c|c|c|c|r}
|
| 773 |
+
\text{control}&\text{read and guard}&\text{target}&\text{write}&d\\\hline
|
| 774 |
+
A_q&[a,1,l],\ d_\tau=0&C_\tau&[b_\tau,1,l]&0\\
|
| 775 |
+
A_q&[a,1,l],\ d_\tau\ne0&B_\tau&[b_\tau,0,l]&d_\tau\\
|
| 776 |
+
B_\tau&[g,0,l]&C_\tau&[g,1,l]&0\\
|
| 777 |
+
C_\tau&[g,1,l],\ l\ne P&S_\tau&[g,1,l]&1\\
|
| 778 |
+
S_\tau&[g,0,l],\ l\ne P&S_\tau&[g,0,l]&1\\
|
| 779 |
+
S_\tau&[g,0,P]&D_{q^+_\tau}&[g,0,J_\tau]&1\\
|
| 780 |
+
D_q&[g,0,E]&R_q&[g,0,P]&-1\\
|
| 781 |
+
R_q&[g,0,l],\ l\ne P&R_q&[g,0,l]&-1\\
|
| 782 |
+
R_q&[g,1,l],\ l\ne P&A_q&[g,1,l]&0.
|
| 783 |
+
\end{array}
|
| 784 |
+
\]
|
| 785 |
+
The first two rows use nonhalting $q$. In those rows and the
|
| 786 |
+
$B_\tau$ row, $l$ is unrestricted, including $P$; no additional
|
| 787 |
+
history guard is imposed. Initialize in $A_{q_0}$ at zero, with the
|
| 788 |
+
input work tape, a unique mark at zero, pointer at two, and empty
|
| 789 |
+
history elsewhere.
|
| 790 |
+
|
| 791 |
+
At checkpoint $n$, the work move ends at
|
| 792 |
+
$w'=w_n+d_\tau\le n+1<p_n$. A stay instruction reaches $C_\tau$
|
| 793 |
+
in one step with the mark retained. A moving instruction reaches it
|
| 794 |
+
in two steps after transferring the mark. From $C_\tau$, move right,
|
| 795 |
+
scan the $p_n-w'-1$ intervening nonpointer cells, record at $p_n$,
|
| 796 |
+
and extend the pointer to $p_n+1$. The return scans $p_n-w'$
|
| 797 |
+
unmarked cells and stops at the persistent mark, entering the correct
|
| 798 |
+
$A_{q^+_\tau}$. There are five other steps for a stay instruction
|
| 799 |
+
and six for a moving instruction. This yields the stated count and
|
| 800 |
+
restores the invariant. Every required guard holds, so the execution
|
| 801 |
+
continues exactly until halting, including possible initial halting.
|
| 802 |
+
|
| 803 |
+
For an arbitrary allowed tape, each target determines its incoming move.
|
| 804 |
+
It is zero into $A_q$ or $C_\tau$, $d_\tau$ into $B_\tau$, one into
|
| 805 |
+
$S_\tau$ or $D_q$, and minus one into $R_q$. The record $\tau$ recovers the
|
| 806 |
+
source of the work update. A fixed $C_\tau$ receives only an $A_q$
|
| 807 |
+
entry if $d_\tau=0$, and only $B_\tau$ entries otherwise; the written
|
| 808 |
+
symbol recovers the old full symbol in either case. At $S_\tau$,
|
| 809 |
+
the written mark separates entry from scan. At $D_q$, $J_\tau$
|
| 810 |
+
identifies the recording instruction and its former pointer. At $R_q$,
|
| 811 |
+
the written pointer separates entry from the loop. At $A_q$, the
|
| 812 |
+
unique source is $R_q$ and the marked symbol is unchanged. Undoing
|
| 813 |
+
the indicated shift therefore gives at most one predecessor in every
|
| 814 |
+
case, on the full stated domain.
|
| 815 |
+
\end{proof}
|
| 816 |
+
|
| 817 |
+
\begin{theorem}[A bounded-box event with a vertical routing guard]
|
| 818 |
+
\label{ba:bounded-box-euclidean}
|
| 819 |
+
For every machine and finite input, and fixed positive computable
|
| 820 |
+
viscosity, there is an effective smooth force on $\mathbb R^3$ with
|
| 821 |
+
uniformly compact spatial support, bounded mixed derivatives and period
|
| 822 |
+
one for $t\ge1$, whose zero-data solution satisfies
|
| 823 |
+
\[
|
| 824 |
+
\exists t\ge0:\ X(t;(2,0,0))\in(0,1)\times(0,1)\times(-1,1)
|
| 825 |
+
\quad\Longleftrightarrow\quad\text{the machine halts}.
|
| 826 |
+
\]
|
| 827 |
+
The constructed solution is smooth with pressure zero. It is unique
|
| 828 |
+
among smooth solutions with $u\in C_tH^2\cap C_t^1L^2$, bounded
|
| 829 |
+
$u$ on each finite interval, and $p\in C_tH^1$. This comparison class
|
| 830 |
+
requires no bound on the competing velocity's spatial gradient.
|
| 831 |
+
\end{theorem}
|
| 832 |
+
|
| 833 |
+
\begin{proof}\label{ba:bounded-box-euclidean-proof}
|
| 834 |
+
Put $\rho(s)=\sigma(2s-1/2)$, using the effective flat switch
|
| 835 |
+
from~\eqref{eq:p2-step}.
|
| 836 |
+
Use the single-halt normalization and
|
| 837 |
+
Lemma~\ref{ba:split-mark-compiler}. For its full alphabet $\Sigma$,
|
| 838 |
+
choose distinct odd digits $e(a)\in\{1,3,\ldots,2|\Sigma|-1\}$ and
|
| 839 |
+
base $B=2|\Sigma|+1$. For an infinite word
|
| 840 |
+
$\omega=\omega_0\omega_1\cdots$, define
|
| 841 |
+
\[
|
| 842 |
+
c(\omega)=\sum_{j\ge0}e(\omega_j)B^{-j-1}.
|
| 843 |
+
\]
|
| 844 |
+
Place $A_h$ at offset zero and the
|
| 845 |
+
other control squares at first-coordinate offsets $3,6,9,\ldots$.
|
| 846 |
+
The code at height zero is
|
| 847 |
+
\[
|
| 848 |
+
(o_s+c(\text{left stream}),\ c(\text{right stream}),0).
|
| 849 |
+
\]
|
| 850 |
+
Every tail value lies in
|
| 851 |
+
$[1/(B-1),(B-2)/(B-1)]\subset(0,1)$, so a halt code lies strictly
|
| 852 |
+
inside the observed box. The two incoming properties give the
|
| 853 |
+
separated filled rectangles of Lemma~\ref{ba:rectangles}, with
|
| 854 |
+
minimal left subdivision and first factors $1,B^{-1},B$ for stay,
|
| 855 |
+
right and left moves.
|
| 856 |
+
|
| 857 |
+
Apply the linear version of Lemma~\ref{ba:two-interpolations} to
|
| 858 |
+
the full cuboids with third interval $[-1,1]$, heights $6i$, and
|
| 859 |
+
switches $\rho(3s),\rho(3s-1),\rho(3s-2)$. Source projections
|
| 860 |
+
separate lifts, heights separate horizontal motion, and target
|
| 861 |
+
projections separate descents. Equation~\eqref{ba:affine-box-field}
|
| 862 |
+
gives the exact affine flow on every swept cuboid and a neighborhood.
|
| 863 |
+
|
| 864 |
+
The initial code $x^{\rm in}$ is rational. For example, if
|
| 865 |
+
$b=\max(3,\text{input length})$, the first $b$ right-stream symbols
|
| 866 |
+
include the entire input and the pointer at cell two, after which the
|
| 867 |
+
stream is constant; the left stream is constant. On the loading
|
| 868 |
+
interval use
|
| 869 |
+
\[
|
| 870 |
+
C_*(t)=(2,0,0)+\rho(t)(x^{\rm in}-(2,0,0))
|
| 871 |
+
\]
|
| 872 |
+
and
|
| 873 |
+
\[
|
| 874 |
+
V_*(t,x)=\nabla\times\left\{
|
| 875 |
+
\chi(C_*(t),(1,1,1),1;x)
|
| 876 |
+
\tfrac12 C_*'(t)\times(x-C_*(t))\right\}.
|
| 877 |
+
\]
|
| 878 |
+
The cutoff is the centered one defined in
|
| 879 |
+
Lemma~\ref{ba:two-interpolations}. Its plateau velocity is $C_*'$, so
|
| 880 |
+
the fixed particle follows the displayed path. This field vanishes
|
| 881 |
+
outside $[1/4,3/4]$. Extend the step field $V$ by zero and set
|
| 882 |
+
$U=V_*+\sum_{k\ge1}V(t-k)$, with its residual force at the prescribed
|
| 883 |
+
$\nu$. The finite union of swept cuboids and the loading tube is
|
| 884 |
+
bounded; all time joins have zero collars. Consequently $U$ and its
|
| 885 |
+
force are smooth, uniformly compactly supported, and have bounded
|
| 886 |
+
mixed derivatives, with period one after loading. Effective evaluation
|
| 887 |
+
uses the finite formulas and a finite superset of potentially active
|
| 888 |
+
integer shifts at any approximate time, as in
|
| 889 |
+
Lemma~\ref{ba:realization}.
|
| 890 |
+
|
| 891 |
+
The precise uniqueness input is Lemma~\ref{lem:b-comparison}(i).
|
| 892 |
+
On each finite interval the constructed $U$ is smooth, has one compact
|
| 893 |
+
spatial support, and has bounded velocity and gradient. Consequently
|
| 894 |
+
$U\in CH^2\cap C^1L^2$, $U(0)=0$, and the force is exactly
|
| 895 |
+
$\mathcal F_\nu[U]$. The theorem's competitors are smooth classical
|
| 896 |
+
$v\in CH^2\cap C^1L^2$ with bounded $v$ and a representative
|
| 897 |
+
$p\in CH^1$, precisely case (i). No bound on $\nabla v$ is added.
|
| 898 |
+
That case gives $v=U$ and fixes the $H^1$ pressure representative to
|
| 899 |
+
zero. The lemma also supplies the unique global material trajectories
|
| 900 |
+
of the reference field.
|
| 901 |
+
|
| 902 |
+
Loading and the exact full-box maps put the particle at the code after
|
| 903 |
+
$k$ local steps at time $1+k$, through the first halt or forever in a
|
| 904 |
+
nonhalting execution. A halt code, including an initially halted code
|
| 905 |
+
reached by loading, is inside the observation box. In a nonhalting
|
| 906 |
+
run, loading has first coordinate at least two. During a later lift,
|
| 907 |
+
the particle keeps its nonhalting source planar code, whose first
|
| 908 |
+
coordinate exceeds three. During descent it keeps the nonhalting
|
| 909 |
+
target planar code with the same property. Throughout the middle
|
| 910 |
+
third its height is $6i>1$. These three exclusions cover every real
|
| 911 |
+
time and prove the event equivalence independently of horizontal
|
| 912 |
+
excursions in the middle stage. The repeated processor installs every
|
| 913 |
+
local branch from the finite table; it does not depend on the executed
|
| 914 |
+
run or its outcome.
|
| 915 |
+
\end{proof}
|
| 916 |
+
|
| 917 |
+
|
| 918 |
+
\subsection{Separating vertical and planar potentials}
|
| 919 |
+
|
| 920 |
+
\begin{theorem}[A decaying processor with phasewise planar potentials]
|
| 921 |
+
\label{ba:phasewise-flow}
|
| 922 |
+
At fixed computable $\nu>0$ there is an effective force on $\mathbb R^3$
|
| 923 |
+
with one compact spatial support and all mixed derivatives of time order
|
| 924 |
+
$k$ bounded by $C_{k,\alpha}(1+t)^{-1-k}$, whose unique smooth
|
| 925 |
+
zero-data solution satisfies
|
| 926 |
+
\[
|
| 927 |
+
\exists t\ge0:\ (\Phi_t(0))_1<-1/2
|
| 928 |
+
\quad\Longleftrightarrow\quad\text{halting}.
|
| 929 |
+
\]
|
| 930 |
+
It uses the six-rule recorder with initial frontier 1, full subdivision
|
| 931 |
+
of the rectangles, and separate vertical-translation and planar
|
| 932 |
+
Hamiltonian potentials. The constructed pressure is zero and uniqueness
|
| 933 |
+
is in Lemma~\ref{ba:realization}'s whole-space class.
|
| 934 |
+
\end{theorem}
|
| 935 |
+
\begin{proof}\label{ba:phasewise-flow-proof}
|
| 936 |
+
Let $\Gamma$ be the full alphabet of the six-rule table with $r_0=1$.
|
| 937 |
+
Use odd digits in base $B=2|\Gamma|+1$ and its fully subdivided maps. Put halt lanes at $-2,-4,\ldots$
|
| 938 |
+
and the other lanes at $2,4,\ldots$, each of width one. The second
|
| 939 |
+
coordinate lies in $[0,1]$. For the resulting rectangles $P_i,Q_i$,
|
| 940 |
+
centers $p_i,q_i$, and first scale $\lambda_i$, choose rational
|
| 941 |
+
$0<\varepsilon\le1/4$ smaller than one quarter of all within-source
|
| 942 |
+
and within-target maximum-norm distances. Empty pair lists impose no
|
| 943 |
+
condition. Thicken by $[-1,1]$ and put $H_i=4i$.
|
| 944 |
+
|
| 945 |
+
On each third of the cycle use a flat progress function $\vartheta$
|
| 946 |
+
from zero to one. Lifting uses $z_i=H_i\vartheta$ and potential
|
| 947 |
+
$A_i=(0,z_i'X_1,0)$, whose curl is $(0,0,z_i')$.
|
| 948 |
+
At height $H_i$, set $c_i=(1-\vartheta)p_i+\vartheta q_i$ and
|
| 949 |
+
$\mu_i=1-\vartheta+\vartheta\lambda_i$. Use the potential
|
| 950 |
+
$A_i=(0,0,\psi_i)$, where
|
| 951 |
+
\[
|
| 952 |
+
\psi_i=c_{i1}'(X_2-c_{i2})-c_{i2}'(X_1-c_{i1})
|
| 953 |
+
+\frac{\mu_i'}{\mu_i}(X_1-c_{i1})(X_2-c_{i2}).
|
| 954 |
+
\]
|
| 955 |
+
Its curl is
|
| 956 |
+
$(c_{i1}'+(\mu_i'/\mu_i)(X_1-c_{i1}),
|
| 957 |
+
c_{i2}'-(\mu_i'/\mu_i)(X_2-c_{i2}),0)$.
|
| 958 |
+
Thus it realizes reciprocal scaling about the interpolated center.
|
| 959 |
+
Descending uses the first potential with $z_i=H_i(1-\vartheta)$.
|
| 960 |
+
Multiply each potential by its current-box $\varepsilon$ cutoff
|
| 961 |
+
before taking the curl. Source gaps, distinct middle heights, and
|
| 962 |
+
target gaps separate the three stages. On the whole boxes and a
|
| 963 |
+
neighborhood the uncut formulas are exact. The first coordinate is
|
| 964 |
+
constant during vertical motion and is the convex interpolation of its
|
| 965 |
+
endpoints during the planar stage.
|
| 966 |
+
|
| 967 |
+
For loading put $\theta_0(s)=\sigma(2s-1/2)$, which is zero near zero
|
| 968 |
+
and one near one. Let $P_*$ be the rational initial code. Load it in the
|
| 969 |
+
first unit interval by the planar path
|
| 970 |
+
$m(s)=\theta_0(s)((P_*)_1,(P_*)_2)$, localized around
|
| 971 |
+
$(m(s),0)+[-1,1]^3$, using potential
|
| 972 |
+
$(0,0,m_1'(X_2-m_2)-m_2'(X_1-m_1))$.
|
| 973 |
+
Repeat the three-phase instruction field afterward to obtain $W$.
|
| 974 |
+
Code induction and the delayed-head invariant prove the correspondence
|
| 975 |
+
at times $1+n$. Nonhalting codes have first coordinate at least 2,
|
| 976 |
+
so loading and the convex-path bound exclude $X_1<-1/2$ for every real
|
| 977 |
+
time. A halt code has first coordinate at most $-1$, including one
|
| 978 |
+
reached by loading an initially halted machine. Apply
|
| 979 |
+
Lemma~\ref{ba:log-clock}; physical code times are $e^{1+n}-1$.
|
| 980 |
+
Its support, derivative, event, and uniqueness conclusions give precisely
|
| 981 |
+
the claimed separate force choice.
|
| 982 |
+
\end{proof}
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/persistent-history.tex
CHANGED
|
@@ -1,512 +1,512 @@
|
|
| 1 |
-
\section{Persistent marks and guarded history routes}
|
| 2 |
-
\label{ba:marked-routes}
|
| 3 |
-
|
| 4 |
-
The preceding recorders clear the work-head mark at each checkpoint.
|
| 5 |
-
We now retain that mark, or replace the moving history pointer by a
|
| 6 |
-
guarded boundary between occupied and unused cells. These changes give
|
| 7 |
-
different partial maps on arbitrary tapes, even though their initialized
|
| 8 |
-
executions simulate the same machine. We prove each inverse on its
|
| 9 |
-
declared domain before using it to separate the geometric branch images.
|
| 10 |
-
The use of retained history follows the reversible-computation idea of
|
| 11 |
-
Bennett~\cite{Bennett1973}; the local guards and geometric interfaces
|
| 12 |
-
are established here.
|
| 13 |
-
|
| 14 |
-
In this section an input word occupies cells $0,1,\ldots$, the other
|
| 15 |
-
work cells are blank, and the initial head is at zero. All constructions
|
| 16 |
-
include initial halting. When one halt state $h$ is used, identify the
|
| 17 |
-
original halting states with $h$ and redirect incoming instructions;
|
| 18 |
-
there are no outgoing halting instructions to preserve. If necessary
|
| 19 |
-
adjoin an unreachable halt state.
|
| 20 |
-
We write $X(t;a)=\Phi_t(a)$ for the trajectory from $a$.
|
| 21 |
-
|
| 22 |
-
\subsection{A persistent mark and input-dependent placement}
|
| 23 |
-
\label{ba:persistent-periodic}
|
| 24 |
-
|
| 25 |
-
A force can be periodic from time zero if no separate loading interval
|
| 26 |
-
is needed. We achieve this by translating the initial control's coding
|
| 27 |
-
square so that the prescribed particle already represents the input.
|
| 28 |
-
The translation depends effectively on the finite input. First we give
|
| 29 |
-
the recorder that this periodic processor implements.
|
| 30 |
-
|
| 31 |
-
\begin{lemma}[A recorder with a persistent work-head mark]
|
| 32 |
-
\label{ba:persistent-compiler}
|
| 33 |
-
Let a machine have work alphabet $\Gamma$, halt state $h$, and
|
| 34 |
-
instructions
|
| 35 |
-
$\gamma=(q,a)\mapsto(q^+_\gamma,a^+_\gamma,d_\gamma)$,
|
| 36 |
-
where $q\ne h$ and $d_\gamma\in\{-1,0,1\}$.
|
| 37 |
-
There is an effective finite partial one-head table with these properties.
|
| 38 |
-
At the checkpoint after $n$ work steps, it has the correct work tape,
|
| 39 |
-
state and head, a unique mark at that head, and a history pointer at
|
| 40 |
-
$p_n=n+2$. Each target control determines the incoming displacement;
|
| 41 |
-
the target control and written full cell symbol determine the source
|
| 42 |
-
control and read full symbol on the entire partial domain. If the next
|
| 43 |
-
work-head position is $w'=w_n+d_\gamma$, the next checkpoint is reached
|
| 44 |
-
after exactly $2(p_n-w')+4$ local steps.
|
| 45 |
-
\end{lemma}
|
| 46 |
-
|
| 47 |
-
\begin{proof}\label{ba:persistent-compiler-proof}
|
| 48 |
-
A full symbol is $(a,e,s)\in\Gamma\times\{0,1\}\times\mathcal H$,
|
| 49 |
-
where $\mathcal H=\{E,P\}\sqcup\{r_\gamma\}$ records empty history,
|
| 50 |
-
a pointer, or an instruction. All displayed control families are
|
| 51 |
-
disjoint. The following is the complete table; free cell indices range
|
| 52 |
-
over their finite alphabets:
|
| 53 |
-
\[
|
| 54 |
-
\begin{array}{c|c|c|c|r}
|
| 55 |
-
\text{control}&\text{read and guard}&\text{target}&\text{write}&d\\\hline
|
| 56 |
-
A_q&(a,1,s),\ s\ne P&B_\gamma&(a^+_\gamma,0,s)&d_\gamma\\
|
| 57 |
-
B_\gamma&(c,0,s),\ s\ne P&R_\gamma&(c,1,s)&1\\
|
| 58 |
-
R_\gamma&(c,0,s),\ s\ne P&R_\gamma&(c,0,s)&1\\
|
| 59 |
-
R_\gamma&(c,0,P)&C_{q^+_\gamma}&(c,0,r_\gamma)&1\\
|
| 60 |
-
C_q&(c,0,E)&L_q&(c,0,P)&-1\\
|
| 61 |
-
L_q&(c,0,s),\ s\ne P&L_q&(c,0,s)&-1\\
|
| 62 |
-
L_q&(c,1,s),\ s\ne P&A_q&(c,1,s)&0
|
| 63 |
-
\end{array}
|
| 64 |
-
\]
|
| 65 |
-
The first row has $q\ne h$ and $\gamma=(q,a)$; there is no rule from
|
| 66 |
-
$A_h$. Initially the actual head and the unique mark are at zero,
|
| 67 |
-
the work tape is the input, and history is $E$ except for $P$ at cell 2.
|
| 68 |
-
|
| 69 |
-
At checkpoint $n$, $|w_n|\le n$, so after the first row the head is at
|
| 70 |
-
$w'\le n+1<p_n$. That row clears the old mark, and the second installs
|
| 71 |
-
the new one at $w'$. The right scan reaches the pointer without meeting
|
| 72 |
-
another mark, writes $r_\gamma$, and visits the empty cell $p_n+1$.
|
| 73 |
-
The next row installs the new pointer there. The left scan returns
|
| 74 |
-
through the newly written record to the unique mark and enters
|
| 75 |
-
$A_{q^+_\gamma}$ without clearing it. Hence every invoked rule is
|
| 76 |
-
defined, the work instruction is correct, and the checkpoint invariant
|
| 77 |
-
is restored. The two continuing scans take $p_n-w'-1$ and $p_n-w'$
|
| 78 |
-
steps; the other five steps give the stated total. This also handles
|
| 79 |
-
$d_\gamma=0$. Induction gives a defined execution until and including
|
| 80 |
-
the first halting checkpoint, and indefinitely in the nonhalting case.
|
| 81 |
-
|
| 82 |
-
We check the inverse independently of this initialization. Targets
|
| 83 |
-
$B_\gamma,R_\gamma,C_q,L_q,A_q$ have incoming displacements
|
| 84 |
-
$d_\gamma,1,1,-1,0$, respectively. Undo that displacement to locate
|
| 85 |
-
the written cell. At $B_\gamma$, the index $\gamma$ recovers the old
|
| 86 |
-
control and overwritten work symbol, and the old mark was one. At
|
| 87 |
-
$R_\gamma$, the written mark is one for entry and zero for the scan,
|
| 88 |
-
so it identifies the source and the old mark. At $C_q$, the written
|
| 89 |
-
record identifies $\gamma$ and its former value $P$. At $L_q$, a
|
| 90 |
-
written pointer identifies entry, whereas every loop has history
|
| 91 |
-
different from $P$. At $A_q$, the unique source control is $L_q$ and
|
| 92 |
-
the full symbol is unchanged. All unspecified tracks are retained.
|
| 93 |
-
Thus every possible output has at most one preimage on the full domain.
|
| 94 |
-
\end{proof}
|
| 95 |
-
|
| 96 |
-
\begin{theorem}[An input-dependent entry chart]
|
| 97 |
-
\label{ba:periodic-entry}
|
| 98 |
-
For each machine and finite input, and each fixed positive computable
|
| 99 |
-
viscosity $\nu$, there is an effective smooth force on $\mathbb R^3$
|
| 100 |
-
with one compact spatial support, bounded mixed derivatives, and period
|
| 101 |
-
one from time zero, whose zero-data solution satisfies
|
| 102 |
-
\[
|
| 103 |
-
\exists t\ge0:\ X_1(t;(2,0,0))<0
|
| 104 |
-
\quad\Longleftrightarrow\quad\text{the machine halts}.
|
| 105 |
-
\]
|
| 106 |
-
The solution is smooth with pressure zero and is unique among smooth
|
| 107 |
-
solutions for which, on every finite interval,
|
| 108 |
-
$u\in C_tH^2\cap C_t^1L^2$, $u$ and $\nabla u$ are bounded, and
|
| 109 |
-
$p\in C_tH^1$.
|
| 110 |
-
As a separate force choice, the same event is realized with every
|
| 111 |
-
mixed derivative of velocity and force in space-time $L^2$ and bounded
|
| 112 |
-
by a derivative-dependent multiple of $(1+t)^{-1}$.
|
| 113 |
-
\end{theorem}
|
| 114 |
-
|
| 115 |
-
\begin{proof}\label{ba:periodic-entry-proof}
|
| 116 |
-
Prepend a nonhalting state $q_{\rm in}$ which, on every work symbol,
|
| 117 |
-
preserves it, stays put, and enters the original initial state. This
|
| 118 |
-
includes original initial halting while keeping the new initial state
|
| 119 |
-
nonhalting. Apply Lemma~\ref{ba:persistent-compiler}. For its full
|
| 120 |
-
alphabet of size $m$ use odd digits $e(\sigma)\in\{1,3,\ldots,2m-1\}$
|
| 121 |
-
in base $B=2m+2$, and write
|
| 122 |
-
\[
|
| 123 |
-
c(\omega)=\sum_{j\ge0}e(\omega_j)B^{-j-1},\qquad
|
| 124 |
-
(\xi,\eta)=
|
| 125 |
-
\big(c(\sigma_{-1}\sigma_{-2}\cdots),
|
| 126 |
-
c(\sigma_0\sigma_1\cdots)\big).
|
| 127 |
-
\]
|
| 128 |
-
The initial values $\xi_0,\eta_0$ are rational, because the initialized
|
| 129 |
-
streams have finite prefixes and known constant tails. Set
|
| 130 |
-
\[
|
| 131 |
-
O(A_{q_{\rm in}})=(2-\xi_0,-\eta_0),\qquad
|
| 132 |
-
O(A_h)=(-2,0),\qquad O(P)=(4+2j,0)
|
| 133 |
-
\]
|
| 134 |
-
for the remaining controls in a finite ordering. All squares
|
| 135 |
-
$O(P)+[0,1]^2$ are separated. Every nonhalting square lies strictly
|
| 136 |
-
to the right of $x_1=1$, and the halting square is
|
| 137 |
-
$[-2,-1]\times[0,1]$. The initial code at height zero is exactly
|
| 138 |
-
$(2,0,0)$.
|
| 139 |
-
|
| 140 |
-
Apply Lemma~\ref{lem:bb-onecell} with digits $d(\sigma)=e(\sigma)$,
|
| 141 |
-
base $B=2m+2$, and the state translations just specified. Its incoming
|
| 142 |
-
hypotheses are exactly those of Lemma~\ref{ba:persistent-compiler}.
|
| 143 |
-
With $I_\sigma=(e(\sigma)+[0,1])/B$, use the minimal left-split
|
| 144 |
-
branches of \eqref{eq:bb-one-cell-branches}, including every left
|
| 145 |
-
letter for a left move. The state translations conjugate these maps
|
| 146 |
-
without changing their reciprocal diagonal linear parts. The shared
|
| 147 |
-
lemma therefore gives the exact updates and separate source and target
|
| 148 |
-
separation on full closed rectangles. If an absolute head position is wanted at a checkpoint,
|
| 149 |
-
the number of contiguous records gives $n$, and the pointer's relative
|
| 150 |
-
position locates the head relative to its known absolute position $n+2$.
|
| 151 |
-
The gapped digits permit each finite prefix needed for this recovery
|
| 152 |
-
to be read with increasing precision.
|
| 153 |
-
|
| 154 |
-
Apply the exponential interpolation of
|
| 155 |
-
Lemma~\ref{ba:two-interpolations}, with heights $10i$ and the following
|
| 156 |
-
separated phase intervals: lifting on $[1/8,2/8]$, horizontal motion
|
| 157 |
-
on $[3/8,5/8]$, and descent on $[6/8,7/8]$. On each interval use a
|
| 158 |
-
rescaled flat step $\sigma$ from \eqref{eq:p2-step}.
|
| 159 |
-
Let $\delta$ be one quarter of the minimum of 1
|
| 160 |
-
and the positive planar source and target gaps. Use plateau padding
|
| 161 |
-
$\delta/3$ and support padding $2\delta/3$. The same gap and height
|
| 162 |
-
estimates in the lemma make these collars disjoint. Here the local
|
| 163 |
-
potential can be written
|
| 164 |
-
\[
|
| 165 |
-
\tfrac12 C_i'\times(x-C_i)
|
| 166 |
-
+(0,0,\eta'\log\lambda_i\,(x_1-C_{i1})(x_2-C_{i2})).
|
| 167 |
-
\]
|
| 168 |
-
Its curl is the required translation plus
|
| 169 |
-
$\eta'\log\lambda_i\,(x_1-C_{i1},-(x_2-C_{i2}),0)$.
|
| 170 |
-
It realizes the whole cuboid and a neighborhood by the plateau argument.
|
| 171 |
-
|
| 172 |
-
Repeat this unit-time field as $U$, and put
|
| 173 |
-
$f=U_t+(U\cdot\nabla)U-\nu\Delta U$ at the prescribed physical
|
| 174 |
-
viscosity. The zero collars give $U(0)=0$ and smooth period-one gluing.
|
| 175 |
-
Lemma~\ref{ba:realization} gives the solution, uniqueness, support and
|
| 176 |
-
effective mixed-derivative bounds. Its hypotheses hold because this is
|
| 177 |
-
a finite curl formula on a compact spatial set and one compact time
|
| 178 |
-
period. The formula includes every branch and never requires the run
|
| 179 |
-
on the selected input.
|
| 180 |
-
|
| 181 |
-
At integer times, induction gives the exact local configuration through
|
| 182 |
-
the first halt, or at every integer time for a nonhalting run. A halt
|
| 183 |
-
therefore reaches the negative square. During a nonhalting run, both
|
| 184 |
-
endpoint squares of every used branch are nonhalting. Every moving
|
| 185 |
-
center has first coordinate greater than one and every first half-width
|
| 186 |
-
is at most $1/2$, because the endpoint widths are at most one and the
|
| 187 |
-
exponential scale is monotone between them. The actual particle stays
|
| 188 |
-
positive during all phases. This proves the equivalence for all real
|
| 189 |
-
times, including the added entry step.
|
| 190 |
-
|
| 191 |
-
For the separate decaying choice apply Lemma~\ref{ba:log-clock}:
|
| 192 |
-
$\widehat U(t,x)=(1+t)^{-1}U(\log(1+t),x)$, with its own residual at
|
| 193 |
-
the same $\nu$. That lemma gives the stronger temporal-order-$k$
|
| 194 |
-
bound $O((1+t)^{-1-k})$ for every spatial derivative, hence the stated
|
| 195 |
-
bound and space-time $L^2$ conclusion on the common compact support.
|
| 196 |
-
The clock is onto $[0,\infty)$, and the chain rule identifies the new
|
| 197 |
-
trajectory with $X(\log(1+t);(2,0,0))$. The fixed event is unchanged.
|
| 198 |
-
\end{proof}
|
| 199 |
-
|
| 200 |
-
|
| 201 |
-
\subsection{Using a fresh half-line instead of a frontier symbol}
|
| 202 |
-
|
| 203 |
-
The next rule reads a neighboring history cell. Its inverse therefore
|
| 204 |
-
uses a full three-cell cylinder, rather than only the written cell.
|
| 205 |
-
|
| 206 |
-
\begin{lemma}[Three-cell fresh-tail recorder]\label{ba:fresh-recorder}
|
| 207 |
-
There is an effective partial rule on cells at offsets $-1,0,1$ that
|
| 208 |
-
simulates the machine, is injective on its entire domain of relative
|
| 209 |
-
tapes, and has incoming displacement determined by the target state.
|
| 210 |
-
Its allowed cylinders admit separately separated closed-rectangle maps
|
| 211 |
-
with linear parts $\operatorname{diag}(B^{-d},B^d)$.
|
| 212 |
-
\end{lemma}
|
| 213 |
-
\begin{proof}\label{ba:fresh-recorder-proof}
|
| 214 |
-
Use symbols $c_i=(a_i,\ell_i,\mu_i)$ in
|
| 215 |
-
$C=A\times(\{\star,\perp\}\sqcup\mathcal R)\times\{0,1\}$
|
| 216 |
-
and controls $N_q,B_q,J_r,S_r$. Only $N_q$ with $q\in H$ halt.
|
| 217 |
-
After writing, a move $d$ reindexes a relative tape by
|
| 218 |
-
$c'_j=\bar c_{j+d}$. The following rules give the complete domain:
|
| 219 |
-
\begin{enumerate}
|
| 220 |
-
\item At $N_q$, $q\notin H$, require $\mu_0=0$ and
|
| 221 |
-
$\ell_0\ne\perp$. With $r=(q,a_0)$ write $b(r)$, move $d(r)$,
|
| 222 |
-
and enter $J_r$.
|
| 223 |
-
\item At $J_r$, require $\mu_0=0$ and $\ell_0\ne\perp$.
|
| 224 |
-
Mark cell zero, move right, and enter $S_r$.
|
| 225 |
-
\item At $S_r$, require $\mu_0=0$. If $\ell_0\ne\perp$, scan
|
| 226 |
-
right. If $\ell_0=\ell_1=\perp$, write record $r$ at zero,
|
| 227 |
-
move left, and enter $B_{q^+(r)}$.
|
| 228 |
-
\item At $B_q$, require $\ell_0,\ell_1\ne\perp$.
|
| 229 |
-
Scan left if $\mu_0=0$; if $\mu_0=1$, clear the mark, stay, and
|
| 230 |
-
enter $N_q$.
|
| 231 |
-
\end{enumerate}
|
| 232 |
-
Initialize history as $\star$ below absolute cell 2 and $\perp$ from
|
| 233 |
-
2 onward, all marks zero, the prescribed work tape, and control $N_{q_0}$.
|
| 234 |
-
At checkpoint $n$ the first fresh cell is $F=n+2$, records occupy
|
| 235 |
-
$2,\ldots,F-1$, and the work head satisfies $h\le F-2$.
|
| 236 |
-
The work move reaches $k\le F-1$. Mark $k$, scan to $F$, write the
|
| 237 |
-
record, and return from $F-1$ to $k$. The return's two-history guard
|
| 238 |
-
holds even at its first cell because cell $F$ has just been filled.
|
| 239 |
-
Clearing the mark restores the invariant with frontier $F+1$.
|
| 240 |
-
There are $F-k-1$ instructions in each continuing scan and four others,
|
| 241 |
-
so the duration is $2(F-k)+2$. This proves finite completion and the
|
| 242 |
-
checkpoint halt equivalence.
|
| 243 |
-
|
| 244 |
-
For the full-domain inverse, targets $J_r,S_r,B_q,N_q$ determine moves
|
| 245 |
-
$d(r),1,-1,0$, respectively. Undo the indicated shift. At $J_r$,
|
| 246 |
-
$r$ recovers the overwritten letter and old control. At $S_r$, the
|
| 247 |
-
written mark distinguishes entry from the zero-mark scan. At $B_q$,
|
| 248 |
-
target offset $+2$ is the former offset $+1$; its history is fresh
|
| 249 |
-
for a recording entry and nonfresh for a return scan. In the entry
|
| 250 |
-
case target offset $+1$ is the former scanned cell; its record identifies $r$.
|
| 251 |
-
At $N_q$, restore the mark to one. All other tracks are preserved.
|
| 252 |
-
The neighbor guard is what makes this inverse valid on arbitrary allowed
|
| 253 |
-
tapes.
|
| 254 |
-
|
| 255 |
-
Use odd digits in base $B=2|C|+1$ and state offsets $e_s$ whose
|
| 256 |
-
unit intervals have gaps at least two. A permitted tuple
|
| 257 |
-
$(s,c_{-1},c_0,c_1)$ has source
|
| 258 |
-
$(e_s+I_{c_{-1}})\times I_{c_0c_1}$. The full inverse just proved
|
| 259 |
-
checks the injectivity hypothesis of Lemma~\ref{lem:bb-window-rectangles}
|
| 260 |
-
with $(a,b)=(1,2)$ and $d\in\{-1,0,1\}$.
|
| 261 |
-
Only cell zero is written, which is within that window. The lemma
|
| 262 |
-
therefore gives full target cylinders with prefix lengths
|
| 263 |
-
$(1+d,2-d)$, exact affine factors $(B^{-d},B^d)$, and separate
|
| 264 |
-
closed-rectangle images. For one target state the incoming $d$ is
|
| 265 |
-
fixed, so its prefix lengths agree across incoming branches. An
|
| 266 |
-
incompatible digit among at most three positions yields the additional
|
| 267 |
-
quantitative target gap $B^{-3}$. This is separation of the filled
|
| 268 |
-
rectangles, including their boundaries.
|
| 269 |
-
\end{proof}
|
| 270 |
-
|
| 271 |
-
\begin{theorem}[Compact realization of fresh-tail cylinders]
|
| 272 |
-
\label{ba:fresh-flow}
|
| 273 |
-
The fresh-tail recorder has an effective compactly supported smooth
|
| 274 |
-
realization on $\mathbb R^3$, with zero initial velocity and force
|
| 275 |
-
periodic after one unit of loading, whose event
|
| 276 |
-
$\exists t\ge0:(\Phi_t(0))_1<-1$ is equivalent to halting.
|
| 277 |
-
A separate choice, with the same event and one compact support, satisfies
|
| 278 |
-
for every $k\ge0$ and spatial multi-index $\alpha$
|
| 279 |
-
\begin{equation}\label{ba:fresh-decay}
|
| 280 |
-
\sup_x\bigl(|\partial_t^k\partial_x^\alpha u|+
|
| 281 |
-
|\partial_t^k\partial_x^\alpha F|\bigr)
|
| 282 |
-
\le C_{k,\alpha}(1+t)^{-1-k}.
|
| 283 |
-
\end{equation}
|
| 284 |
-
Every displayed derivative is space-time square-integrable. Both forces
|
| 285 |
-
have the unique zero-pressure solution of Lemma~\ref{ba:realization}
|
| 286 |
-
at the fixed computable viscosity.
|
| 287 |
-
\end{theorem}
|
| 288 |
-
\begin{proof}\label{ba:fresh-flow-proof}
|
| 289 |
-
Use the full alphabet $C$ of Lemma~\ref{ba:fresh-recorder} and
|
| 290 |
-
$B=2|C|+1$. Place halting controls at $e_s=-3j_s$ and all others
|
| 291 |
-
at $3j_s$, with distinct positive integer labels. Use the three-cell rectangles as
|
| 292 |
-
plates at height zero. Branch $i$ has middle height $4i$ and padding
|
| 293 |
-
$B^{-3}/10$. Interpolate both planar factors independently and apply
|
| 294 |
-
Lemma~\ref{ba:plate-routing}, including its reciprocal normal strain.
|
| 295 |
-
Planar gaps separate the vertical phases; middle heights separate the
|
| 296 |
-
padded plates, whose collar half-thickness is less than one. Thus the
|
| 297 |
-
specified motion holds on full neighborhoods. It retains independent
|
| 298 |
-
planar interpolation throughout the cycle.
|
| 299 |
-
|
| 300 |
-
The initial code $P_*$ is rational. A point-centered curl translation,
|
| 301 |
-
with center $\theta(t)P_*$ and padding one, loads zero in one unit.
|
| 302 |
-
Repeat the plate cycle thereafter. The finite-step invariant and code
|
| 303 |
-
maps identify the trajectory at all times $1+n$ until halt and for all
|
| 304 |
-
$n$ otherwise. A halt code has first coordinate below $-1$. For a
|
| 305 |
-
nonhalting run, loading is nonnegative and each later pair of coded
|
| 306 |
-
endpoints is positive; the two-coordinate convex interpolation of
|
| 307 |
-
Lemma~\ref{ba:plate-routing} proves the all-time exclusion.
|
| 308 |
-
Use residual realization for the periodic choice and
|
| 309 |
-
Lemma~\ref{ba:log-clock} for the separate decay choice.
|
| 310 |
-
\end{proof}
|
| 311 |
-
|
| 312 |
-
|
| 313 |
-
\subsection{Guarded history cylinders in a torus chart}
|
| 314 |
-
\label{ba:guarded-history}
|
| 315 |
-
|
| 316 |
-
An occupied prefix can replace the explicit pointer. The resulting
|
| 317 |
-
inverse must distinguish arrival from the recording cell from an
|
| 318 |
-
ordinary return-scan step. Testing the next history cell supplies that
|
| 319 |
-
distinction. Unlike the fresh-tail recorder, the marked return below
|
| 320 |
-
does not test its right neighbor; we retain this larger partial domain.
|
| 321 |
-
|
| 322 |
-
\begin{lemma}[An occupied-prefix history recorder]
|
| 323 |
-
\label{ba:occupied-compiler}
|
| 324 |
-
Let a machine have state set $Q$, halting set $H$, alphabet $\Gamma$,
|
| 325 |
-
and instructions
|
| 326 |
-
$\tau=(q,a)\mapsto(q^+_\tau,w_\tau,d_\tau)$.
|
| 327 |
-
There is an effective partial injective map on head-relative tapes
|
| 328 |
-
whose domain depends only on the control and full cells at offsets
|
| 329 |
-
$-1,0,1$. With the initialization below, occupied history at checkpoint
|
| 330 |
-
$n$ consists exactly of the absolute indices less than $F_n=n+2$.
|
| 331 |
-
A work step ending at head position $j$ takes exactly
|
| 332 |
-
$2(F_n-j)+2$ local steps. Halting at a checkpoint, including the initial
|
| 333 |
-
one, is equivalent to halting of the original machine.
|
| 334 |
-
\end{lemma}
|
| 335 |
-
|
| 336 |
-
\begin{proof}\label{ba:occupied-compiler-proof}
|
| 337 |
-
Full symbols are $(a,h,m)$, with work letter $a$, mark $m\in\{0,1\}$,
|
| 338 |
-
and history $h\in\{\#,E\}\sqcup\mathcal R$, where
|
| 339 |
-
$\mathcal R=(Q\setminus H)\times\Gamma$. History is called occupied
|
| 340 |
-
when $h\ne E$. A move $d$ reindexes the post-write relative tape as
|
| 341 |
-
$\xi^{\rm new}_k=\widetilde\xi_{k+d}$. The complete table is
|
| 342 |
-
\[
|
| 343 |
-
\begin{array}{c|l|l|c|r}
|
| 344 |
-
\text{control}&\text{guard}&\text{write at }0&\text{target}&d\\\hline
|
| 345 |
-
\mathsf{Run}_q&m_0=0,\ h_0\ne E&a_0\leftarrow w_\tau&
|
| 346 |
-
\mathsf{Mark}_\tau&d_\tau\\
|
| 347 |
-
\mathsf{Mark}_\tau&m_0=0,\ h_0\ne E&m_0\leftarrow1&
|
| 348 |
-
\mathsf{Seek}_\tau&1\\
|
| 349 |
-
\mathsf{Seek}_\tau&m_0=0,\ h_0\ne E&\text{unchanged}&
|
| 350 |
-
\mathsf{Seek}_\tau&1\\
|
| 351 |
-
\mathsf{Seek}_\tau&m_0=0,\ h_0=h_1=E&h_0\leftarrow\tau&
|
| 352 |
-
\mathsf{Back}_{q^+_\tau}&-1\\
|
| 353 |
-
\mathsf{Back}_q&m_0=0,\ h_0\ne E,\ h_1\ne E&\text{unchanged}&
|
| 354 |
-
\mathsf{Back}_q&-1\\
|
| 355 |
-
\mathsf{Back}_q&m_0=1,\ h_0\ne E&m_0\leftarrow0&
|
| 356 |
-
\mathsf{Run}_q&0.
|
| 357 |
-
\end{array}
|
| 358 |
-
\]
|
| 359 |
-
The first row requires $q\notin H$ and $\tau=(q,a_0)$; all unmentioned
|
| 360 |
-
tracks are unchanged. Initialize the original work tape with head zero,
|
| 361 |
-
all marks zero, history $\#$ at every index below 2, and $E$ elsewhere.
|
| 362 |
-
|
| 363 |
-
At checkpoint $n$ the original head has $|j_n|\le n$. The work step
|
| 364 |
-
ends at $j\le n+1<F_n$, on occupied history. Mark that cell and scan
|
| 365 |
-
right across occupied unmarked cells to $F_n$. Both $F_n$ and $F_n+1$
|
| 366 |
-
are unused, so the recording row applies and moves left. Every unmarked
|
| 367 |
-
return-loop cell has occupied history at itself and its right neighbor,
|
| 368 |
-
including the new record at $F_n$. The return reaches $j$, clears the
|
| 369 |
-
mark, and enters the new work state. The continuing scans each take
|
| 370 |
-
$F_n-1-j$ steps, with four other steps. This proves finite completion,
|
| 371 |
-
the duration, and the new occupied boundary $F_n+1$. Induction gives
|
| 372 |
-
the stated computation and halt equivalence.
|
| 373 |
-
|
| 374 |
-
For the full-domain inverse, target controls determine displacement.
|
| 375 |
-
The moves are $d_\tau$ into $\mathsf{Mark}_\tau$, one into
|
| 376 |
-
$\mathsf{Seek}_\tau$, minus one into $\mathsf{Back}_q$, and zero
|
| 377 |
-
into $\mathsf{Run}_q$. At $\mathsf{Mark}_\tau$, undoing the
|
| 378 |
-
move and restoring the read work symbol encoded by $\tau$ recovers the
|
| 379 |
-
predecessor. At $\mathsf{Seek}_\tau$, target offset $-1$ is the
|
| 380 |
-
written cell; its mark distinguishes the marking entry from the scan.
|
| 381 |
-
At $\mathsf{Back}_q$, target offset 2 is the former offset 1. Its
|
| 382 |
-
history is $E$ for a recording entry and is occupied for a return loop.
|
| 383 |
-
In the recording case, target offset 1 contains $\tau$, identifying
|
| 384 |
-
the old control and restoring its history to $E$. Finally, the only
|
| 385 |
-
entry into $\mathsf{Run}_q$ clears a mark without moving, so the mark
|
| 386 |
-
is restored to one. These inverses use only the table's guards and
|
| 387 |
-
retained symbols, not the special shape of initialized history.
|
| 388 |
-
\end{proof}
|
| 389 |
-
|
| 390 |
-
\begin{lemma}[The full cylinders of the guarded recorder]
|
| 391 |
-
\label{ba:occupied-cylinders}
|
| 392 |
-
The recorder of Lemma~\ref{ba:occupied-compiler} admits a finite
|
| 393 |
-
effective list of positive-area closed source and target rectangles,
|
| 394 |
-
separately pairwise disjoint. If $\mathcal A$ is its full alphabet and
|
| 395 |
-
$B=2|\mathcal A|+1$, a branch of displacement $d$ has an exact affine
|
| 396 |
-
map with linear part $\operatorname{diag}(B^{-d},B^d)$.
|
| 397 |
-
\end{lemma}
|
| 398 |
-
|
| 399 |
-
\begin{proof}\label{ba:occupied-cylinders-proof}
|
| 400 |
-
Apply Lemma~\ref{lem:bb-window-rectangles} with window parameters
|
| 401 |
-
$(a,b)=(1,2)$ to the complete table of
|
| 402 |
-
Lemma~\ref{ba:occupied-compiler}. That table reads only offsets
|
| 403 |
-
$-1,0,1$, writes only offset zero, and has displacements
|
| 404 |
-
$d\in\{-1,0,1\}\subset[-1,2]$; its full-domain injectivity was
|
| 405 |
-
proved above. Thus every hypothesis of the window lemma holds.
|
| 406 |
-
|
| 407 |
-
To fix the actual rectangles, choose odd digits
|
| 408 |
-
$\gamma(a)\in\{1,3,\ldots,2|\mathcal A|-1\}$ and
|
| 409 |
-
$B=2|\mathcal A|+1$. Write
|
| 410 |
-
\[
|
| 411 |
-
e(P_1\cdots P_k)=\sum_{j=1}^k\gamma(P_j)B^{-j},\qquad
|
| 412 |
-
I(P)=e(P)+[0,B^{-k}],\qquad I(\varnothing)=[0,1],
|
| 413 |
-
\]
|
| 414 |
-
using the infinite series for an infinite word. Choose separated
|
| 415 |
-
state intervals $o_s+[0,1]$ and use the code
|
| 416 |
-
\[
|
| 417 |
-
r(s,\xi)=
|
| 418 |
-
(o_s+e(\xi_{-1}\xi_{-2}\cdots),\ e(\xi_0\xi_1\cdots),0).
|
| 419 |
-
\]
|
| 420 |
-
For each permitted triple $(l,a,b)$ at offsets $-1,0,1$, let $a'$
|
| 421 |
-
be its written full symbol. The source prefix pair is $((l),(a,b))$,
|
| 422 |
-
and the target pair is
|
| 423 |
-
\[
|
| 424 |
-
\begin{cases}
|
| 425 |
-
((a',l),(b)),&d=1,\\
|
| 426 |
-
((l),(a',b)),&d=0,\\
|
| 427 |
-
(\varnothing,(l,a',b)),&d=-1.
|
| 428 |
-
\end{cases}
|
| 429 |
-
\]
|
| 430 |
-
Take the corresponding products of prefix intervals with the source
|
| 431 |
-
and target state offsets. Both arbitrary tails are unchanged, so the
|
| 432 |
-
window lemma gives the exact center-to-center affine map with factors
|
| 433 |
-
$B^{-d},B^d$, onto the whole specified target cylinder and filled
|
| 434 |
-
rectangle. Its separation conclusion applies to these complete closed
|
| 435 |
-
rectangles, including their boundaries. All endpoints and positive
|
| 436 |
-
within-family gaps are effectively rational. The odd digits also put
|
| 437 |
-
all infinite-word codes strictly in $(0,1)$ in each normalized coordinate.
|
| 438 |
-
\end{proof}
|
| 439 |
-
|
| 440 |
-
\begin{theorem}[A guarded processor in a fixed torus chart]
|
| 441 |
-
\label{ba:occupied-torus}
|
| 442 |
-
For each machine and finite input, at any fixed positive computable
|
| 443 |
-
viscosity there is an effective smooth mean-zero force on the unit flat
|
| 444 |
-
three-torus, with bounded mixed derivatives and period one for $t\ge1$,
|
| 445 |
-
whose smooth zero-data solution has pressure zero and satisfies
|
| 446 |
-
\[
|
| 447 |
-
\exists t\ge0:\ X(t;[(-1/16,0,0)])\in
|
| 448 |
-
\{[x]:x_1\bmod1\in(0,1/2)\}
|
| 449 |
-
\quad\Longleftrightarrow\quad\text{the machine halts}.
|
| 450 |
-
\]
|
| 451 |
-
The pressure is normalized to mean zero, and the solution is unique in
|
| 452 |
-
the classical torus comparison class of Section~\ref{sec:model}.
|
| 453 |
-
\end{theorem}
|
| 454 |
-
|
| 455 |
-
\begin{proof}\label{ba:occupied-torus-proof}
|
| 456 |
-
Use the occupied-prefix recorder. Assign offsets $2j$, $j\ge1$, to
|
| 457 |
-
halting run controls and $-2j$ to all other controls, with distinct
|
| 458 |
-
indices within each group. The initial code $r_{\rm in}$ is rational:
|
| 459 |
-
the left stream is constant and the right stream is eventually constant.
|
| 460 |
-
If $N$ is the number of cylinders, set
|
| 461 |
-
\[
|
| 462 |
-
O=1+\max_s|o_s|,\qquad K=O+6\max(1,N)+4,\qquad
|
| 463 |
-
\sigma=(8K)^{-1},\qquad b_*=(-K/2,0,0).
|
| 464 |
-
\]
|
| 465 |
-
Use the linear version of Lemma~\ref{ba:two-interpolations} for the
|
| 466 |
-
branch boxes of third interval $[-1,1]$, obtaining $V_1$.
|
| 467 |
-
Use the same lemma with scale one on the single pair of cubes of
|
| 468 |
-
half-width one centered at $b_*$ and $r_{\rm in}$, obtaining a loader
|
| 469 |
-
$V_0$. Extend both fields by zero outside their unit time intervals.
|
| 470 |
-
Their supports lie in $(-K,K)^3$. For $V_1$, first-coordinate centers
|
| 471 |
-
have magnitude at most $O$, second-coordinate centers lie in $[0,1]$,
|
| 472 |
-
horizontal half-widths are at most $1/2$, and heights are at most $6N$.
|
| 473 |
-
For $V_0$, the horizontal center is bounded by $\max(K/2,O)$,
|
| 474 |
-
half-widths are one, and height is at most six. The padding is at most
|
| 475 |
-
$1/4$ in either application. Each bound is strictly less than $K$.
|
| 476 |
-
|
| 477 |
-
Periodize the rescaled fields in space and the step field in time:
|
| 478 |
-
\[
|
| 479 |
-
U(t,[x])=\sigma\sum_{k\in\mathbb Z^3}
|
| 480 |
-
\left[V_0(t,(x-k)/\sigma)+
|
| 481 |
-
\sum_{n\ge1}V_1(t-n,(x-k)/\sigma)\right].
|
| 482 |
-
\]
|
| 483 |
-
Spatial support lies in chart boxes of radius $1/8$, so distinct spatial
|
| 484 |
-
copies are disjoint. The time collars make the gluing smooth, initially
|
| 485 |
-
zero and periodic after time one. Every mixed derivative is bounded.
|
| 486 |
-
The rescaled blocks remain curls of compactly supported potentials,
|
| 487 |
-
so $U$ has zero spatial mean. Define the force at the physical viscosity
|
| 488 |
-
by $f=U_t+(U\cdot\nabla)U-\nu\Delta U$. It has zero mean because
|
| 489 |
-
the convection term is $\operatorname{div}(U\otimes U)$ and the
|
| 490 |
-
Laplacian integrates to zero. Lemma~\ref{ba:realization} now gives
|
| 491 |
-
the unique solution $(U,0)$. Recomputing the residual after the chart
|
| 492 |
-
scaling is essential: it does not identify two different viscosities.
|
| 493 |
-
|
| 494 |
-
The prescription is effective without deciding a space or time seam.
|
| 495 |
-
Given approximations $\widehat x,\widehat t$ with error at most $1/4$,
|
| 496 |
-
all possibly active spatial indices satisfy
|
| 497 |
-
$\|\widehat x-k\|_\infty\le1$, and repeated time indices satisfy
|
| 498 |
-
$|\widehat t-n|\le2$. Evaluate this finite superset using the flat
|
| 499 |
-
cutoffs and their derivative bounds. The finite table, not an executed
|
| 500 |
-
machine history, determines every coefficient.
|
| 501 |
-
|
| 502 |
-
Since $\sigma b_*=(-1/16,0,0)$, loading sends the fixed particle to
|
| 503 |
-
$[\sigma r_{\rm in}]$. At time $1+j$ it is the code after $j$ local
|
| 504 |
-
steps, through the first halt or forever in the nonhalting case, by the
|
| 505 |
-
exact whole-box maps. Halting, including initial halting, gives a
|
| 506 |
-
positive first-coordinate representative below $1/8$, inside the target
|
| 507 |
-
half-circle. For a nonhalting input both loading endpoints and both
|
| 508 |
-
endpoints of every subsequent used branch have negative first coordinate.
|
| 509 |
-
The linear-scale identity keeps the first coordinate negative at every
|
| 510 |
-
intermediate time. All representatives stay in $(-1/8,0)$, disjoint
|
| 511 |
-
from the target modulo one. This proves the all-time equivalence.
|
| 512 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{Persistent marks and guarded history routes}
|
| 2 |
+
\label{ba:marked-routes}
|
| 3 |
+
|
| 4 |
+
The preceding recorders clear the work-head mark at each checkpoint.
|
| 5 |
+
We now retain that mark, or replace the moving history pointer by a
|
| 6 |
+
guarded boundary between occupied and unused cells. These changes give
|
| 7 |
+
different partial maps on arbitrary tapes, even though their initialized
|
| 8 |
+
executions simulate the same machine. We prove each inverse on its
|
| 9 |
+
declared domain before using it to separate the geometric branch images.
|
| 10 |
+
The use of retained history follows the reversible-computation idea of
|
| 11 |
+
Bennett~\cite{Bennett1973}; the local guards and geometric interfaces
|
| 12 |
+
are established here.
|
| 13 |
+
|
| 14 |
+
In this section an input word occupies cells $0,1,\ldots$, the other
|
| 15 |
+
work cells are blank, and the initial head is at zero. All constructions
|
| 16 |
+
include initial halting. When one halt state $h$ is used, identify the
|
| 17 |
+
original halting states with $h$ and redirect incoming instructions;
|
| 18 |
+
there are no outgoing halting instructions to preserve. If necessary
|
| 19 |
+
adjoin an unreachable halt state.
|
| 20 |
+
We write $X(t;a)=\Phi_t(a)$ for the trajectory from $a$.
|
| 21 |
+
|
| 22 |
+
\subsection{A persistent mark and input-dependent placement}
|
| 23 |
+
\label{ba:persistent-periodic}
|
| 24 |
+
|
| 25 |
+
A force can be periodic from time zero if no separate loading interval
|
| 26 |
+
is needed. We achieve this by translating the initial control's coding
|
| 27 |
+
square so that the prescribed particle already represents the input.
|
| 28 |
+
The translation depends effectively on the finite input. First we give
|
| 29 |
+
the recorder that this periodic processor implements.
|
| 30 |
+
|
| 31 |
+
\begin{lemma}[A recorder with a persistent work-head mark]
|
| 32 |
+
\label{ba:persistent-compiler}
|
| 33 |
+
Let a machine have work alphabet $\Gamma$, halt state $h$, and
|
| 34 |
+
instructions
|
| 35 |
+
$\gamma=(q,a)\mapsto(q^+_\gamma,a^+_\gamma,d_\gamma)$,
|
| 36 |
+
where $q\ne h$ and $d_\gamma\in\{-1,0,1\}$.
|
| 37 |
+
There is an effective finite partial one-head table with these properties.
|
| 38 |
+
At the checkpoint after $n$ work steps, it has the correct work tape,
|
| 39 |
+
state and head, a unique mark at that head, and a history pointer at
|
| 40 |
+
$p_n=n+2$. Each target control determines the incoming displacement;
|
| 41 |
+
the target control and written full cell symbol determine the source
|
| 42 |
+
control and read full symbol on the entire partial domain. If the next
|
| 43 |
+
work-head position is $w'=w_n+d_\gamma$, the next checkpoint is reached
|
| 44 |
+
after exactly $2(p_n-w')+4$ local steps.
|
| 45 |
+
\end{lemma}
|
| 46 |
+
|
| 47 |
+
\begin{proof}\label{ba:persistent-compiler-proof}
|
| 48 |
+
A full symbol is $(a,e,s)\in\Gamma\times\{0,1\}\times\mathcal H$,
|
| 49 |
+
where $\mathcal H=\{E,P\}\sqcup\{r_\gamma\}$ records empty history,
|
| 50 |
+
a pointer, or an instruction. All displayed control families are
|
| 51 |
+
disjoint. The following is the complete table; free cell indices range
|
| 52 |
+
over their finite alphabets:
|
| 53 |
+
\[
|
| 54 |
+
\begin{array}{c|c|c|c|r}
|
| 55 |
+
\text{control}&\text{read and guard}&\text{target}&\text{write}&d\\\hline
|
| 56 |
+
A_q&(a,1,s),\ s\ne P&B_\gamma&(a^+_\gamma,0,s)&d_\gamma\\
|
| 57 |
+
B_\gamma&(c,0,s),\ s\ne P&R_\gamma&(c,1,s)&1\\
|
| 58 |
+
R_\gamma&(c,0,s),\ s\ne P&R_\gamma&(c,0,s)&1\\
|
| 59 |
+
R_\gamma&(c,0,P)&C_{q^+_\gamma}&(c,0,r_\gamma)&1\\
|
| 60 |
+
C_q&(c,0,E)&L_q&(c,0,P)&-1\\
|
| 61 |
+
L_q&(c,0,s),\ s\ne P&L_q&(c,0,s)&-1\\
|
| 62 |
+
L_q&(c,1,s),\ s\ne P&A_q&(c,1,s)&0
|
| 63 |
+
\end{array}
|
| 64 |
+
\]
|
| 65 |
+
The first row has $q\ne h$ and $\gamma=(q,a)$; there is no rule from
|
| 66 |
+
$A_h$. Initially the actual head and the unique mark are at zero,
|
| 67 |
+
the work tape is the input, and history is $E$ except for $P$ at cell 2.
|
| 68 |
+
|
| 69 |
+
At checkpoint $n$, $|w_n|\le n$, so after the first row the head is at
|
| 70 |
+
$w'\le n+1<p_n$. That row clears the old mark, and the second installs
|
| 71 |
+
the new one at $w'$. The right scan reaches the pointer without meeting
|
| 72 |
+
another mark, writes $r_\gamma$, and visits the empty cell $p_n+1$.
|
| 73 |
+
The next row installs the new pointer there. The left scan returns
|
| 74 |
+
through the newly written record to the unique mark and enters
|
| 75 |
+
$A_{q^+_\gamma}$ without clearing it. Hence every invoked rule is
|
| 76 |
+
defined, the work instruction is correct, and the checkpoint invariant
|
| 77 |
+
is restored. The two continuing scans take $p_n-w'-1$ and $p_n-w'$
|
| 78 |
+
steps; the other five steps give the stated total. This also handles
|
| 79 |
+
$d_\gamma=0$. Induction gives a defined execution until and including
|
| 80 |
+
the first halting checkpoint, and indefinitely in the nonhalting case.
|
| 81 |
+
|
| 82 |
+
We check the inverse independently of this initialization. Targets
|
| 83 |
+
$B_\gamma,R_\gamma,C_q,L_q,A_q$ have incoming displacements
|
| 84 |
+
$d_\gamma,1,1,-1,0$, respectively. Undo that displacement to locate
|
| 85 |
+
the written cell. At $B_\gamma$, the index $\gamma$ recovers the old
|
| 86 |
+
control and overwritten work symbol, and the old mark was one. At
|
| 87 |
+
$R_\gamma$, the written mark is one for entry and zero for the scan,
|
| 88 |
+
so it identifies the source and the old mark. At $C_q$, the written
|
| 89 |
+
record identifies $\gamma$ and its former value $P$. At $L_q$, a
|
| 90 |
+
written pointer identifies entry, whereas every loop has history
|
| 91 |
+
different from $P$. At $A_q$, the unique source control is $L_q$ and
|
| 92 |
+
the full symbol is unchanged. All unspecified tracks are retained.
|
| 93 |
+
Thus every possible output has at most one preimage on the full domain.
|
| 94 |
+
\end{proof}
|
| 95 |
+
|
| 96 |
+
\begin{theorem}[An input-dependent entry chart]
|
| 97 |
+
\label{ba:periodic-entry}
|
| 98 |
+
For each machine and finite input, and each fixed positive computable
|
| 99 |
+
viscosity $\nu$, there is an effective smooth force on $\mathbb R^3$
|
| 100 |
+
with one compact spatial support, bounded mixed derivatives, and period
|
| 101 |
+
one from time zero, whose zero-data solution satisfies
|
| 102 |
+
\[
|
| 103 |
+
\exists t\ge0:\ X_1(t;(2,0,0))<0
|
| 104 |
+
\quad\Longleftrightarrow\quad\text{the machine halts}.
|
| 105 |
+
\]
|
| 106 |
+
The solution is smooth with pressure zero and is unique among smooth
|
| 107 |
+
solutions for which, on every finite interval,
|
| 108 |
+
$u\in C_tH^2\cap C_t^1L^2$, $u$ and $\nabla u$ are bounded, and
|
| 109 |
+
$p\in C_tH^1$.
|
| 110 |
+
As a separate force choice, the same event is realized with every
|
| 111 |
+
mixed derivative of velocity and force in space-time $L^2$ and bounded
|
| 112 |
+
by a derivative-dependent multiple of $(1+t)^{-1}$.
|
| 113 |
+
\end{theorem}
|
| 114 |
+
|
| 115 |
+
\begin{proof}\label{ba:periodic-entry-proof}
|
| 116 |
+
Prepend a nonhalting state $q_{\rm in}$ which, on every work symbol,
|
| 117 |
+
preserves it, stays put, and enters the original initial state. This
|
| 118 |
+
includes original initial halting while keeping the new initial state
|
| 119 |
+
nonhalting. Apply Lemma~\ref{ba:persistent-compiler}. For its full
|
| 120 |
+
alphabet of size $m$ use odd digits $e(\sigma)\in\{1,3,\ldots,2m-1\}$
|
| 121 |
+
in base $B=2m+2$, and write
|
| 122 |
+
\[
|
| 123 |
+
c(\omega)=\sum_{j\ge0}e(\omega_j)B^{-j-1},\qquad
|
| 124 |
+
(\xi,\eta)=
|
| 125 |
+
\big(c(\sigma_{-1}\sigma_{-2}\cdots),
|
| 126 |
+
c(\sigma_0\sigma_1\cdots)\big).
|
| 127 |
+
\]
|
| 128 |
+
The initial values $\xi_0,\eta_0$ are rational, because the initialized
|
| 129 |
+
streams have finite prefixes and known constant tails. Set
|
| 130 |
+
\[
|
| 131 |
+
O(A_{q_{\rm in}})=(2-\xi_0,-\eta_0),\qquad
|
| 132 |
+
O(A_h)=(-2,0),\qquad O(P)=(4+2j,0)
|
| 133 |
+
\]
|
| 134 |
+
for the remaining controls in a finite ordering. All squares
|
| 135 |
+
$O(P)+[0,1]^2$ are separated. Every nonhalting square lies strictly
|
| 136 |
+
to the right of $x_1=1$, and the halting square is
|
| 137 |
+
$[-2,-1]\times[0,1]$. The initial code at height zero is exactly
|
| 138 |
+
$(2,0,0)$.
|
| 139 |
+
|
| 140 |
+
Apply Lemma~\ref{lem:bb-onecell} with digits $d(\sigma)=e(\sigma)$,
|
| 141 |
+
base $B=2m+2$, and the state translations just specified. Its incoming
|
| 142 |
+
hypotheses are exactly those of Lemma~\ref{ba:persistent-compiler}.
|
| 143 |
+
With $I_\sigma=(e(\sigma)+[0,1])/B$, use the minimal left-split
|
| 144 |
+
branches of \eqref{eq:bb-one-cell-branches}, including every left
|
| 145 |
+
letter for a left move. The state translations conjugate these maps
|
| 146 |
+
without changing their reciprocal diagonal linear parts. The shared
|
| 147 |
+
lemma therefore gives the exact updates and separate source and target
|
| 148 |
+
separation on full closed rectangles. If an absolute head position is wanted at a checkpoint,
|
| 149 |
+
the number of contiguous records gives $n$, and the pointer's relative
|
| 150 |
+
position locates the head relative to its known absolute position $n+2$.
|
| 151 |
+
The gapped digits permit each finite prefix needed for this recovery
|
| 152 |
+
to be read with increasing precision.
|
| 153 |
+
|
| 154 |
+
Apply the exponential interpolation of
|
| 155 |
+
Lemma~\ref{ba:two-interpolations}, with heights $10i$ and the following
|
| 156 |
+
separated phase intervals: lifting on $[1/8,2/8]$, horizontal motion
|
| 157 |
+
on $[3/8,5/8]$, and descent on $[6/8,7/8]$. On each interval use a
|
| 158 |
+
rescaled flat step $\sigma$ from \eqref{eq:p2-step}.
|
| 159 |
+
Let $\delta$ be one quarter of the minimum of 1
|
| 160 |
+
and the positive planar source and target gaps. Use plateau padding
|
| 161 |
+
$\delta/3$ and support padding $2\delta/3$. The same gap and height
|
| 162 |
+
estimates in the lemma make these collars disjoint. Here the local
|
| 163 |
+
potential can be written
|
| 164 |
+
\[
|
| 165 |
+
\tfrac12 C_i'\times(x-C_i)
|
| 166 |
+
+(0,0,\eta'\log\lambda_i\,(x_1-C_{i1})(x_2-C_{i2})).
|
| 167 |
+
\]
|
| 168 |
+
Its curl is the required translation plus
|
| 169 |
+
$\eta'\log\lambda_i\,(x_1-C_{i1},-(x_2-C_{i2}),0)$.
|
| 170 |
+
It realizes the whole cuboid and a neighborhood by the plateau argument.
|
| 171 |
+
|
| 172 |
+
Repeat this unit-time field as $U$, and put
|
| 173 |
+
$f=U_t+(U\cdot\nabla)U-\nu\Delta U$ at the prescribed physical
|
| 174 |
+
viscosity. The zero collars give $U(0)=0$ and smooth period-one gluing.
|
| 175 |
+
Lemma~\ref{ba:realization} gives the solution, uniqueness, support and
|
| 176 |
+
effective mixed-derivative bounds. Its hypotheses hold because this is
|
| 177 |
+
a finite curl formula on a compact spatial set and one compact time
|
| 178 |
+
period. The formula includes every branch and never requires the run
|
| 179 |
+
on the selected input.
|
| 180 |
+
|
| 181 |
+
At integer times, induction gives the exact local configuration through
|
| 182 |
+
the first halt, or at every integer time for a nonhalting run. A halt
|
| 183 |
+
therefore reaches the negative square. During a nonhalting run, both
|
| 184 |
+
endpoint squares of every used branch are nonhalting. Every moving
|
| 185 |
+
center has first coordinate greater than one and every first half-width
|
| 186 |
+
is at most $1/2$, because the endpoint widths are at most one and the
|
| 187 |
+
exponential scale is monotone between them. The actual particle stays
|
| 188 |
+
positive during all phases. This proves the equivalence for all real
|
| 189 |
+
times, including the added entry step.
|
| 190 |
+
|
| 191 |
+
For the separate decaying choice apply Lemma~\ref{ba:log-clock}:
|
| 192 |
+
$\widehat U(t,x)=(1+t)^{-1}U(\log(1+t),x)$, with its own residual at
|
| 193 |
+
the same $\nu$. That lemma gives the stronger temporal-order-$k$
|
| 194 |
+
bound $O((1+t)^{-1-k})$ for every spatial derivative, hence the stated
|
| 195 |
+
bound and space-time $L^2$ conclusion on the common compact support.
|
| 196 |
+
The clock is onto $[0,\infty)$, and the chain rule identifies the new
|
| 197 |
+
trajectory with $X(\log(1+t);(2,0,0))$. The fixed event is unchanged.
|
| 198 |
+
\end{proof}
|
| 199 |
+
|
| 200 |
+
|
| 201 |
+
\subsection{Using a fresh half-line instead of a frontier symbol}
|
| 202 |
+
|
| 203 |
+
The next rule reads a neighboring history cell. Its inverse therefore
|
| 204 |
+
uses a full three-cell cylinder, rather than only the written cell.
|
| 205 |
+
|
| 206 |
+
\begin{lemma}[Three-cell fresh-tail recorder]\label{ba:fresh-recorder}
|
| 207 |
+
There is an effective partial rule on cells at offsets $-1,0,1$ that
|
| 208 |
+
simulates the machine, is injective on its entire domain of relative
|
| 209 |
+
tapes, and has incoming displacement determined by the target state.
|
| 210 |
+
Its allowed cylinders admit separately separated closed-rectangle maps
|
| 211 |
+
with linear parts $\operatorname{diag}(B^{-d},B^d)$.
|
| 212 |
+
\end{lemma}
|
| 213 |
+
\begin{proof}\label{ba:fresh-recorder-proof}
|
| 214 |
+
Use symbols $c_i=(a_i,\ell_i,\mu_i)$ in
|
| 215 |
+
$C=A\times(\{\star,\perp\}\sqcup\mathcal R)\times\{0,1\}$
|
| 216 |
+
and controls $N_q,B_q,J_r,S_r$. Only $N_q$ with $q\in H$ halt.
|
| 217 |
+
After writing, a move $d$ reindexes a relative tape by
|
| 218 |
+
$c'_j=\bar c_{j+d}$. The following rules give the complete domain:
|
| 219 |
+
\begin{enumerate}
|
| 220 |
+
\item At $N_q$, $q\notin H$, require $\mu_0=0$ and
|
| 221 |
+
$\ell_0\ne\perp$. With $r=(q,a_0)$ write $b(r)$, move $d(r)$,
|
| 222 |
+
and enter $J_r$.
|
| 223 |
+
\item At $J_r$, require $\mu_0=0$ and $\ell_0\ne\perp$.
|
| 224 |
+
Mark cell zero, move right, and enter $S_r$.
|
| 225 |
+
\item At $S_r$, require $\mu_0=0$. If $\ell_0\ne\perp$, scan
|
| 226 |
+
right. If $\ell_0=\ell_1=\perp$, write record $r$ at zero,
|
| 227 |
+
move left, and enter $B_{q^+(r)}$.
|
| 228 |
+
\item At $B_q$, require $\ell_0,\ell_1\ne\perp$.
|
| 229 |
+
Scan left if $\mu_0=0$; if $\mu_0=1$, clear the mark, stay, and
|
| 230 |
+
enter $N_q$.
|
| 231 |
+
\end{enumerate}
|
| 232 |
+
Initialize history as $\star$ below absolute cell 2 and $\perp$ from
|
| 233 |
+
2 onward, all marks zero, the prescribed work tape, and control $N_{q_0}$.
|
| 234 |
+
At checkpoint $n$ the first fresh cell is $F=n+2$, records occupy
|
| 235 |
+
$2,\ldots,F-1$, and the work head satisfies $h\le F-2$.
|
| 236 |
+
The work move reaches $k\le F-1$. Mark $k$, scan to $F$, write the
|
| 237 |
+
record, and return from $F-1$ to $k$. The return's two-history guard
|
| 238 |
+
holds even at its first cell because cell $F$ has just been filled.
|
| 239 |
+
Clearing the mark restores the invariant with frontier $F+1$.
|
| 240 |
+
There are $F-k-1$ instructions in each continuing scan and four others,
|
| 241 |
+
so the duration is $2(F-k)+2$. This proves finite completion and the
|
| 242 |
+
checkpoint halt equivalence.
|
| 243 |
+
|
| 244 |
+
For the full-domain inverse, targets $J_r,S_r,B_q,N_q$ determine moves
|
| 245 |
+
$d(r),1,-1,0$, respectively. Undo the indicated shift. At $J_r$,
|
| 246 |
+
$r$ recovers the overwritten letter and old control. At $S_r$, the
|
| 247 |
+
written mark distinguishes entry from the zero-mark scan. At $B_q$,
|
| 248 |
+
target offset $+2$ is the former offset $+1$; its history is fresh
|
| 249 |
+
for a recording entry and nonfresh for a return scan. In the entry
|
| 250 |
+
case target offset $+1$ is the former scanned cell; its record identifies $r$.
|
| 251 |
+
At $N_q$, restore the mark to one. All other tracks are preserved.
|
| 252 |
+
The neighbor guard is what makes this inverse valid on arbitrary allowed
|
| 253 |
+
tapes.
|
| 254 |
+
|
| 255 |
+
Use odd digits in base $B=2|C|+1$ and state offsets $e_s$ whose
|
| 256 |
+
unit intervals have gaps at least two. A permitted tuple
|
| 257 |
+
$(s,c_{-1},c_0,c_1)$ has source
|
| 258 |
+
$(e_s+I_{c_{-1}})\times I_{c_0c_1}$. The full inverse just proved
|
| 259 |
+
checks the injectivity hypothesis of Lemma~\ref{lem:bb-window-rectangles}
|
| 260 |
+
with $(a,b)=(1,2)$ and $d\in\{-1,0,1\}$.
|
| 261 |
+
Only cell zero is written, which is within that window. The lemma
|
| 262 |
+
therefore gives full target cylinders with prefix lengths
|
| 263 |
+
$(1+d,2-d)$, exact affine factors $(B^{-d},B^d)$, and separate
|
| 264 |
+
closed-rectangle images. For one target state the incoming $d$ is
|
| 265 |
+
fixed, so its prefix lengths agree across incoming branches. An
|
| 266 |
+
incompatible digit among at most three positions yields the additional
|
| 267 |
+
quantitative target gap $B^{-3}$. This is separation of the filled
|
| 268 |
+
rectangles, including their boundaries.
|
| 269 |
+
\end{proof}
|
| 270 |
+
|
| 271 |
+
\begin{theorem}[Compact realization of fresh-tail cylinders]
|
| 272 |
+
\label{ba:fresh-flow}
|
| 273 |
+
The fresh-tail recorder has an effective compactly supported smooth
|
| 274 |
+
realization on $\mathbb R^3$, with zero initial velocity and force
|
| 275 |
+
periodic after one unit of loading, whose event
|
| 276 |
+
$\exists t\ge0:(\Phi_t(0))_1<-1$ is equivalent to halting.
|
| 277 |
+
A separate choice, with the same event and one compact support, satisfies
|
| 278 |
+
for every $k\ge0$ and spatial multi-index $\alpha$
|
| 279 |
+
\begin{equation}\label{ba:fresh-decay}
|
| 280 |
+
\sup_x\bigl(|\partial_t^k\partial_x^\alpha u|+
|
| 281 |
+
|\partial_t^k\partial_x^\alpha F|\bigr)
|
| 282 |
+
\le C_{k,\alpha}(1+t)^{-1-k}.
|
| 283 |
+
\end{equation}
|
| 284 |
+
Every displayed derivative is space-time square-integrable. Both forces
|
| 285 |
+
have the unique zero-pressure solution of Lemma~\ref{ba:realization}
|
| 286 |
+
at the fixed computable viscosity.
|
| 287 |
+
\end{theorem}
|
| 288 |
+
\begin{proof}\label{ba:fresh-flow-proof}
|
| 289 |
+
Use the full alphabet $C$ of Lemma~\ref{ba:fresh-recorder} and
|
| 290 |
+
$B=2|C|+1$. Place halting controls at $e_s=-3j_s$ and all others
|
| 291 |
+
at $3j_s$, with distinct positive integer labels. Use the three-cell rectangles as
|
| 292 |
+
plates at height zero. Branch $i$ has middle height $4i$ and padding
|
| 293 |
+
$B^{-3}/10$. Interpolate both planar factors independently and apply
|
| 294 |
+
Lemma~\ref{ba:plate-routing}, including its reciprocal normal strain.
|
| 295 |
+
Planar gaps separate the vertical phases; middle heights separate the
|
| 296 |
+
padded plates, whose collar half-thickness is less than one. Thus the
|
| 297 |
+
specified motion holds on full neighborhoods. It retains independent
|
| 298 |
+
planar interpolation throughout the cycle.
|
| 299 |
+
|
| 300 |
+
The initial code $P_*$ is rational. A point-centered curl translation,
|
| 301 |
+
with center $\theta(t)P_*$ and padding one, loads zero in one unit.
|
| 302 |
+
Repeat the plate cycle thereafter. The finite-step invariant and code
|
| 303 |
+
maps identify the trajectory at all times $1+n$ until halt and for all
|
| 304 |
+
$n$ otherwise. A halt code has first coordinate below $-1$. For a
|
| 305 |
+
nonhalting run, loading is nonnegative and each later pair of coded
|
| 306 |
+
endpoints is positive; the two-coordinate convex interpolation of
|
| 307 |
+
Lemma~\ref{ba:plate-routing} proves the all-time exclusion.
|
| 308 |
+
Use residual realization for the periodic choice and
|
| 309 |
+
Lemma~\ref{ba:log-clock} for the separate decay choice.
|
| 310 |
+
\end{proof}
|
| 311 |
+
|
| 312 |
+
|
| 313 |
+
\subsection{Guarded history cylinders in a torus chart}
|
| 314 |
+
\label{ba:guarded-history}
|
| 315 |
+
|
| 316 |
+
An occupied prefix can replace the explicit pointer. The resulting
|
| 317 |
+
inverse must distinguish arrival from the recording cell from an
|
| 318 |
+
ordinary return-scan step. Testing the next history cell supplies that
|
| 319 |
+
distinction. Unlike the fresh-tail recorder, the marked return below
|
| 320 |
+
does not test its right neighbor; we retain this larger partial domain.
|
| 321 |
+
|
| 322 |
+
\begin{lemma}[An occupied-prefix history recorder]
|
| 323 |
+
\label{ba:occupied-compiler}
|
| 324 |
+
Let a machine have state set $Q$, halting set $H$, alphabet $\Gamma$,
|
| 325 |
+
and instructions
|
| 326 |
+
$\tau=(q,a)\mapsto(q^+_\tau,w_\tau,d_\tau)$.
|
| 327 |
+
There is an effective partial injective map on head-relative tapes
|
| 328 |
+
whose domain depends only on the control and full cells at offsets
|
| 329 |
+
$-1,0,1$. With the initialization below, occupied history at checkpoint
|
| 330 |
+
$n$ consists exactly of the absolute indices less than $F_n=n+2$.
|
| 331 |
+
A work step ending at head position $j$ takes exactly
|
| 332 |
+
$2(F_n-j)+2$ local steps. Halting at a checkpoint, including the initial
|
| 333 |
+
one, is equivalent to halting of the original machine.
|
| 334 |
+
\end{lemma}
|
| 335 |
+
|
| 336 |
+
\begin{proof}\label{ba:occupied-compiler-proof}
|
| 337 |
+
Full symbols are $(a,h,m)$, with work letter $a$, mark $m\in\{0,1\}$,
|
| 338 |
+
and history $h\in\{\#,E\}\sqcup\mathcal R$, where
|
| 339 |
+
$\mathcal R=(Q\setminus H)\times\Gamma$. History is called occupied
|
| 340 |
+
when $h\ne E$. A move $d$ reindexes the post-write relative tape as
|
| 341 |
+
$\xi^{\rm new}_k=\widetilde\xi_{k+d}$. The complete table is
|
| 342 |
+
\[
|
| 343 |
+
\begin{array}{c|l|l|c|r}
|
| 344 |
+
\text{control}&\text{guard}&\text{write at }0&\text{target}&d\\\hline
|
| 345 |
+
\mathsf{Run}_q&m_0=0,\ h_0\ne E&a_0\leftarrow w_\tau&
|
| 346 |
+
\mathsf{Mark}_\tau&d_\tau\\
|
| 347 |
+
\mathsf{Mark}_\tau&m_0=0,\ h_0\ne E&m_0\leftarrow1&
|
| 348 |
+
\mathsf{Seek}_\tau&1\\
|
| 349 |
+
\mathsf{Seek}_\tau&m_0=0,\ h_0\ne E&\text{unchanged}&
|
| 350 |
+
\mathsf{Seek}_\tau&1\\
|
| 351 |
+
\mathsf{Seek}_\tau&m_0=0,\ h_0=h_1=E&h_0\leftarrow\tau&
|
| 352 |
+
\mathsf{Back}_{q^+_\tau}&-1\\
|
| 353 |
+
\mathsf{Back}_q&m_0=0,\ h_0\ne E,\ h_1\ne E&\text{unchanged}&
|
| 354 |
+
\mathsf{Back}_q&-1\\
|
| 355 |
+
\mathsf{Back}_q&m_0=1,\ h_0\ne E&m_0\leftarrow0&
|
| 356 |
+
\mathsf{Run}_q&0.
|
| 357 |
+
\end{array}
|
| 358 |
+
\]
|
| 359 |
+
The first row requires $q\notin H$ and $\tau=(q,a_0)$; all unmentioned
|
| 360 |
+
tracks are unchanged. Initialize the original work tape with head zero,
|
| 361 |
+
all marks zero, history $\#$ at every index below 2, and $E$ elsewhere.
|
| 362 |
+
|
| 363 |
+
At checkpoint $n$ the original head has $|j_n|\le n$. The work step
|
| 364 |
+
ends at $j\le n+1<F_n$, on occupied history. Mark that cell and scan
|
| 365 |
+
right across occupied unmarked cells to $F_n$. Both $F_n$ and $F_n+1$
|
| 366 |
+
are unused, so the recording row applies and moves left. Every unmarked
|
| 367 |
+
return-loop cell has occupied history at itself and its right neighbor,
|
| 368 |
+
including the new record at $F_n$. The return reaches $j$, clears the
|
| 369 |
+
mark, and enters the new work state. The continuing scans each take
|
| 370 |
+
$F_n-1-j$ steps, with four other steps. This proves finite completion,
|
| 371 |
+
the duration, and the new occupied boundary $F_n+1$. Induction gives
|
| 372 |
+
the stated computation and halt equivalence.
|
| 373 |
+
|
| 374 |
+
For the full-domain inverse, target controls determine displacement.
|
| 375 |
+
The moves are $d_\tau$ into $\mathsf{Mark}_\tau$, one into
|
| 376 |
+
$\mathsf{Seek}_\tau$, minus one into $\mathsf{Back}_q$, and zero
|
| 377 |
+
into $\mathsf{Run}_q$. At $\mathsf{Mark}_\tau$, undoing the
|
| 378 |
+
move and restoring the read work symbol encoded by $\tau$ recovers the
|
| 379 |
+
predecessor. At $\mathsf{Seek}_\tau$, target offset $-1$ is the
|
| 380 |
+
written cell; its mark distinguishes the marking entry from the scan.
|
| 381 |
+
At $\mathsf{Back}_q$, target offset 2 is the former offset 1. Its
|
| 382 |
+
history is $E$ for a recording entry and is occupied for a return loop.
|
| 383 |
+
In the recording case, target offset 1 contains $\tau$, identifying
|
| 384 |
+
the old control and restoring its history to $E$. Finally, the only
|
| 385 |
+
entry into $\mathsf{Run}_q$ clears a mark without moving, so the mark
|
| 386 |
+
is restored to one. These inverses use only the table's guards and
|
| 387 |
+
retained symbols, not the special shape of initialized history.
|
| 388 |
+
\end{proof}
|
| 389 |
+
|
| 390 |
+
\begin{lemma}[The full cylinders of the guarded recorder]
|
| 391 |
+
\label{ba:occupied-cylinders}
|
| 392 |
+
The recorder of Lemma~\ref{ba:occupied-compiler} admits a finite
|
| 393 |
+
effective list of positive-area closed source and target rectangles,
|
| 394 |
+
separately pairwise disjoint. If $\mathcal A$ is its full alphabet and
|
| 395 |
+
$B=2|\mathcal A|+1$, a branch of displacement $d$ has an exact affine
|
| 396 |
+
map with linear part $\operatorname{diag}(B^{-d},B^d)$.
|
| 397 |
+
\end{lemma}
|
| 398 |
+
|
| 399 |
+
\begin{proof}\label{ba:occupied-cylinders-proof}
|
| 400 |
+
Apply Lemma~\ref{lem:bb-window-rectangles} with window parameters
|
| 401 |
+
$(a,b)=(1,2)$ to the complete table of
|
| 402 |
+
Lemma~\ref{ba:occupied-compiler}. That table reads only offsets
|
| 403 |
+
$-1,0,1$, writes only offset zero, and has displacements
|
| 404 |
+
$d\in\{-1,0,1\}\subset[-1,2]$; its full-domain injectivity was
|
| 405 |
+
proved above. Thus every hypothesis of the window lemma holds.
|
| 406 |
+
|
| 407 |
+
To fix the actual rectangles, choose odd digits
|
| 408 |
+
$\gamma(a)\in\{1,3,\ldots,2|\mathcal A|-1\}$ and
|
| 409 |
+
$B=2|\mathcal A|+1$. Write
|
| 410 |
+
\[
|
| 411 |
+
e(P_1\cdots P_k)=\sum_{j=1}^k\gamma(P_j)B^{-j},\qquad
|
| 412 |
+
I(P)=e(P)+[0,B^{-k}],\qquad I(\varnothing)=[0,1],
|
| 413 |
+
\]
|
| 414 |
+
using the infinite series for an infinite word. Choose separated
|
| 415 |
+
state intervals $o_s+[0,1]$ and use the code
|
| 416 |
+
\[
|
| 417 |
+
r(s,\xi)=
|
| 418 |
+
(o_s+e(\xi_{-1}\xi_{-2}\cdots),\ e(\xi_0\xi_1\cdots),0).
|
| 419 |
+
\]
|
| 420 |
+
For each permitted triple $(l,a,b)$ at offsets $-1,0,1$, let $a'$
|
| 421 |
+
be its written full symbol. The source prefix pair is $((l),(a,b))$,
|
| 422 |
+
and the target pair is
|
| 423 |
+
\[
|
| 424 |
+
\begin{cases}
|
| 425 |
+
((a',l),(b)),&d=1,\\
|
| 426 |
+
((l),(a',b)),&d=0,\\
|
| 427 |
+
(\varnothing,(l,a',b)),&d=-1.
|
| 428 |
+
\end{cases}
|
| 429 |
+
\]
|
| 430 |
+
Take the corresponding products of prefix intervals with the source
|
| 431 |
+
and target state offsets. Both arbitrary tails are unchanged, so the
|
| 432 |
+
window lemma gives the exact center-to-center affine map with factors
|
| 433 |
+
$B^{-d},B^d$, onto the whole specified target cylinder and filled
|
| 434 |
+
rectangle. Its separation conclusion applies to these complete closed
|
| 435 |
+
rectangles, including their boundaries. All endpoints and positive
|
| 436 |
+
within-family gaps are effectively rational. The odd digits also put
|
| 437 |
+
all infinite-word codes strictly in $(0,1)$ in each normalized coordinate.
|
| 438 |
+
\end{proof}
|
| 439 |
+
|
| 440 |
+
\begin{theorem}[A guarded processor in a fixed torus chart]
|
| 441 |
+
\label{ba:occupied-torus}
|
| 442 |
+
For each machine and finite input, at any fixed positive computable
|
| 443 |
+
viscosity there is an effective smooth mean-zero force on the unit flat
|
| 444 |
+
three-torus, with bounded mixed derivatives and period one for $t\ge1$,
|
| 445 |
+
whose smooth zero-data solution has pressure zero and satisfies
|
| 446 |
+
\[
|
| 447 |
+
\exists t\ge0:\ X(t;[(-1/16,0,0)])\in
|
| 448 |
+
\{[x]:x_1\bmod1\in(0,1/2)\}
|
| 449 |
+
\quad\Longleftrightarrow\quad\text{the machine halts}.
|
| 450 |
+
\]
|
| 451 |
+
The pressure is normalized to mean zero, and the solution is unique in
|
| 452 |
+
the classical torus comparison class of Section~\ref{sec:model}.
|
| 453 |
+
\end{theorem}
|
| 454 |
+
|
| 455 |
+
\begin{proof}\label{ba:occupied-torus-proof}
|
| 456 |
+
Use the occupied-prefix recorder. Assign offsets $2j$, $j\ge1$, to
|
| 457 |
+
halting run controls and $-2j$ to all other controls, with distinct
|
| 458 |
+
indices within each group. The initial code $r_{\rm in}$ is rational:
|
| 459 |
+
the left stream is constant and the right stream is eventually constant.
|
| 460 |
+
If $N$ is the number of cylinders, set
|
| 461 |
+
\[
|
| 462 |
+
O=1+\max_s|o_s|,\qquad K=O+6\max(1,N)+4,\qquad
|
| 463 |
+
\sigma=(8K)^{-1},\qquad b_*=(-K/2,0,0).
|
| 464 |
+
\]
|
| 465 |
+
Use the linear version of Lemma~\ref{ba:two-interpolations} for the
|
| 466 |
+
branch boxes of third interval $[-1,1]$, obtaining $V_1$.
|
| 467 |
+
Use the same lemma with scale one on the single pair of cubes of
|
| 468 |
+
half-width one centered at $b_*$ and $r_{\rm in}$, obtaining a loader
|
| 469 |
+
$V_0$. Extend both fields by zero outside their unit time intervals.
|
| 470 |
+
Their supports lie in $(-K,K)^3$. For $V_1$, first-coordinate centers
|
| 471 |
+
have magnitude at most $O$, second-coordinate centers lie in $[0,1]$,
|
| 472 |
+
horizontal half-widths are at most $1/2$, and heights are at most $6N$.
|
| 473 |
+
For $V_0$, the horizontal center is bounded by $\max(K/2,O)$,
|
| 474 |
+
half-widths are one, and height is at most six. The padding is at most
|
| 475 |
+
$1/4$ in either application. Each bound is strictly less than $K$.
|
| 476 |
+
|
| 477 |
+
Periodize the rescaled fields in space and the step field in time:
|
| 478 |
+
\[
|
| 479 |
+
U(t,[x])=\sigma\sum_{k\in\mathbb Z^3}
|
| 480 |
+
\left[V_0(t,(x-k)/\sigma)+
|
| 481 |
+
\sum_{n\ge1}V_1(t-n,(x-k)/\sigma)\right].
|
| 482 |
+
\]
|
| 483 |
+
Spatial support lies in chart boxes of radius $1/8$, so distinct spatial
|
| 484 |
+
copies are disjoint. The time collars make the gluing smooth, initially
|
| 485 |
+
zero and periodic after time one. Every mixed derivative is bounded.
|
| 486 |
+
The rescaled blocks remain curls of compactly supported potentials,
|
| 487 |
+
so $U$ has zero spatial mean. Define the force at the physical viscosity
|
| 488 |
+
by $f=U_t+(U\cdot\nabla)U-\nu\Delta U$. It has zero mean because
|
| 489 |
+
the convection term is $\operatorname{div}(U\otimes U)$ and the
|
| 490 |
+
Laplacian integrates to zero. Lemma~\ref{ba:realization} now gives
|
| 491 |
+
the unique solution $(U,0)$. Recomputing the residual after the chart
|
| 492 |
+
scaling is essential: it does not identify two different viscosities.
|
| 493 |
+
|
| 494 |
+
The prescription is effective without deciding a space or time seam.
|
| 495 |
+
Given approximations $\widehat x,\widehat t$ with error at most $1/4$,
|
| 496 |
+
all possibly active spatial indices satisfy
|
| 497 |
+
$\|\widehat x-k\|_\infty\le1$, and repeated time indices satisfy
|
| 498 |
+
$|\widehat t-n|\le2$. Evaluate this finite superset using the flat
|
| 499 |
+
cutoffs and their derivative bounds. The finite table, not an executed
|
| 500 |
+
machine history, determines every coefficient.
|
| 501 |
+
|
| 502 |
+
Since $\sigma b_*=(-1/16,0,0)$, loading sends the fixed particle to
|
| 503 |
+
$[\sigma r_{\rm in}]$. At time $1+j$ it is the code after $j$ local
|
| 504 |
+
steps, through the first halt or forever in the nonhalting case, by the
|
| 505 |
+
exact whole-box maps. Halting, including initial halting, gives a
|
| 506 |
+
positive first-coordinate representative below $1/8$, inside the target
|
| 507 |
+
half-circle. For a nonhalting input both loading endpoints and both
|
| 508 |
+
endpoints of every subsequent used branch have negative first coordinate.
|
| 509 |
+
The linear-scale identity keeps the first coordinate negative at every
|
| 510 |
+
intermediate time. All representatives stay in $(-1/8,0)$, disjoint
|
| 511 |
+
from the target modulo one. This proves the all-time equivalence.
|
| 512 |
+
\end{proof}
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/references.bib
CHANGED
|
@@ -1,206 +1,206 @@
|
|
| 1 |
-
@article{Turing1936,
|
| 2 |
-
author = {Turing, A. M.},
|
| 3 |
-
title = {On computable numbers, with an application to the {Entscheidungsproblem}},
|
| 4 |
-
journal = {Proceedings of the London Mathematical Society},
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-
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|
| 6 |
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year = {1936--1937}, doi = {10.1112/plms/s2-42.1.230}
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| 7 |
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|
| 8 |
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|
| 9 |
-
@article{Landauer1961,
|
| 10 |
-
author = {Landauer, Rolf},
|
| 11 |
-
title = {Irreversibility and heat generation in the computing process},
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| 12 |
-
journal = {IBM Journal of Research and Development},
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| 13 |
-
volume = {5}, number = {3}, pages = {183--191}, year = {1961},
|
| 14 |
-
doi = {10.1147/rd.53.0183}
|
| 15 |
-
}
|
| 16 |
-
|
| 17 |
-
@article{Bennett1973,
|
| 18 |
-
author = {Bennett, Charles H.},
|
| 19 |
-
title = {Logical reversibility of computation},
|
| 20 |
-
journal = {IBM Journal of Research and Development},
|
| 21 |
-
volume = {17}, number = {6}, pages = {525--532}, year = {1973},
|
| 22 |
-
doi = {10.1147/rd.176.0525}
|
| 23 |
-
}
|
| 24 |
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|
| 25 |
-
@article{Moore1990,
|
| 26 |
-
author = {Moore, Cristopher},
|
| 27 |
-
title = {Unpredictability and undecidability in dynamical systems},
|
| 28 |
-
journal = {Physical Review Letters},
|
| 29 |
-
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|
| 30 |
-
doi = {10.1103/PhysRevLett.64.2354}
|
| 31 |
-
}
|
| 32 |
-
|
| 33 |
-
@article{Moore1991,
|
| 34 |
-
author = {Moore, Cristopher},
|
| 35 |
-
title = {Generalized shifts: unpredictability and undecidability in dynamical systems},
|
| 36 |
-
journal = {Nonlinearity},
|
| 37 |
-
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|
| 38 |
-
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|
| 39 |
-
}
|
| 40 |
-
|
| 41 |
-
@article{Leray1934,
|
| 42 |
-
author = {Leray, Jean},
|
| 43 |
-
title = {Sur le mouvement d'un liquide visqueux emplissant l'espace},
|
| 44 |
-
journal = {Acta Mathematica}, volume = {63}, pages = {193--248},
|
| 45 |
-
year = {1934}, doi = {10.1007/BF02547354}
|
| 46 |
-
}
|
| 47 |
-
|
| 48 |
-
@article{Aronson1968,
|
| 49 |
-
author = {Aronson, Donald G.},
|
| 50 |
-
title = {Non-negative solutions of linear parabolic equations},
|
| 51 |
-
journal = {Annali della Scuola Normale Superiore di Pisa, Classe di Scienze},
|
| 52 |
-
series = {3}, volume = {22}, number = {4}, pages = {607--694}, year = {1968},
|
| 53 |
-
url = {https://www.numdam.org/item/ASNSP_1968_3_22_4_607_0/}
|
| 54 |
-
}
|
| 55 |
-
|
| 56 |
-
@article{CardonaMirandaPeraltaSalas2022,
|
| 57 |
-
author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel},
|
| 58 |
-
title = {Turing universality of the incompressible {Euler} equations and a conjecture of {Moore}},
|
| 59 |
-
journal = {International Mathematics Research Notices},
|
| 60 |
-
volume = {2022}, number = {22}, pages = {18092--18109}, year = {2022},
|
| 61 |
-
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|
| 62 |
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|
| 63 |
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|
| 64 |
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@article{Tao2016,
|
| 65 |
-
author = {Tao, Terence},
|
| 66 |
-
title = {Finite time blowup for an averaged three-dimensional {Navier--Stokes} equation},
|
| 67 |
-
journal = {Journal of the American Mathematical Society},
|
| 68 |
-
volume = {29}, number = {3}, pages = {601--674}, year = {2016},
|
| 69 |
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|
| 70 |
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|
| 71 |
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|
| 72 |
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@article{Nash1958,
|
| 73 |
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author = {Nash, John},
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| 75 |
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| 77 |
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|
| 78 |
-
}
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| 79 |
-
|
| 80 |
-
@article{Moser1965,
|
| 81 |
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author = {Moser, J{\"u}rgen},
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| 82 |
-
title = {On the volume elements on a manifold},
|
| 83 |
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journal = {Transactions of the American Mathematical Society},
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| 86 |
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}
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| 88 |
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| 94 |
-
}
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| 95 |
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|
| 96 |
-
@article{EtnyreGhrist2000,
|
| 97 |
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author = {Etnyre, John and Ghrist, Robert},
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| 98 |
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title = {Contact topology and hydrodynamics: {I}. {Beltrami} fields and the {Seifert} conjecture},
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-
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| 105 |
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-
}
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| 108 |
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| 109 |
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@article{CardonaMirandaPeraltaSalasPresas2021,
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| 110 |
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author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel and Presas, Francisco},
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| 111 |
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| 112 |
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| 113 |
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| 114 |
-
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| 115 |
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pages = {e2026818118},
|
| 116 |
-
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|
| 117 |
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| 118 |
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|
| 119 |
-
archivePrefix = {arXiv}
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| 120 |
-
}
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|
| 122 |
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@article{CardonaMirandaPeraltaSalasPresas2023,
|
| 123 |
-
author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel and Presas, Francisco},
|
| 124 |
-
title = {Universality of {Euler} flows and flexibility of {Reeb} embeddings},
|
| 125 |
-
journal = {Advances in Mathematics},
|
| 126 |
-
volume = {428},
|
| 127 |
-
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| 128 |
-
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| 130 |
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eprint = {1911.01963},
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-
}
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| 133 |
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@article{DyhrGonzalezPrietoMirandaPeraltaSalas2026,
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| 135 |
-
author = {Dyhr, S{\o}ren and Gonz{\'a}lez-Prieto, {\'A}ngel and Miranda, Eva and Peralta-Salas, Daniel},
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| 136 |
-
title = {{Turing} complete {Navier--Stokes} steady states via cosymplectic geometry},
|
| 137 |
-
journal = {PNAS Nexus},
|
| 138 |
-
volume = {5},
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| 139 |
-
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| 140 |
-
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| 141 |
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| 142 |
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| 143 |
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eprint = {2507.07696},
|
| 144 |
-
archivePrefix = {arXiv}
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| 145 |
-
}
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| 146 |
-
|
| 147 |
-
@article{CardonaMirandaPeraltaSalas2023Beltrami,
|
| 148 |
-
author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel},
|
| 149 |
-
title = {Computability and {Beltrami} fields in {Euclidean} space},
|
| 150 |
-
journal = {Journal de Math\'ematiques Pures et Appliqu\'ees},
|
| 151 |
-
volume = {169},
|
| 152 |
-
year = {2023},
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| 153 |
-
pages = {50--81},
|
| 154 |
-
doi = {10.1016/j.matpur.2022.11.007},
|
| 155 |
-
eprint = {2111.03559},
|
| 156 |
-
archivePrefix = {arXiv},
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| 157 |
-
primaryClass = {math.AP},
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| 158 |
-
url = {https://arxiv.org/abs/2111.03559v3}
|
| 159 |
-
}
|
| 160 |
-
|
| 161 |
-
@article{CardonaMirandaPeraltaSalas2025FluidComputer,
|
| 162 |
-
author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel},
|
| 163 |
-
title = {Towards a Fluid Computer},
|
| 164 |
-
journal = {Foundations of Computational Mathematics},
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| 165 |
-
volume = {25},
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| 166 |
-
year = {2025},
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| 167 |
-
pages = {1921--1937},
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-
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|
| 169 |
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eprint = {2405.20999},
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| 170 |
-
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| 171 |
-
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| 172 |
-
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|
| 173 |
-
}
|
| 174 |
-
|
| 175 |
-
@misc{OpenAI379Shear,
|
| 176 |
-
author = {{OpenAI}},
|
| 177 |
-
title = {{Finite Instructions and Solenoidal Shear Flows}},
|
| 178 |
-
howpublished = {OpenAI Math Release preprint
|
| 179 |
-
\href{https://github.com/openai/math/blob/main/preprints/Finite-Instructions-and-Solenoidal-Shear-Flows-September-27-2026/manuscript.pdf}{OAI:Finite-Instructions-and-Solenoidal-Shear-Flows-September-27-2026}},
|
| 180 |
-
year = {2026}
|
| 181 |
-
}
|
| 182 |
-
|
| 183 |
-
@misc{OpenAI379Sheets,
|
| 184 |
-
author = {{OpenAI}},
|
| 185 |
-
title = {{Prefix Instructions and Incompressible Flows}},
|
| 186 |
-
howpublished = {OpenAI Math Release preprint
|
| 187 |
-
\href{https://github.com/openai/math/blob/main/preprints/Prefix-Instructions-and-Incompressible-Flows-September-27-2026/manuscript.pdf}{OAI:Prefix-Instructions-and-Incompressible-Flows-September-27-2026}},
|
| 188 |
-
year = {2026}
|
| 189 |
-
}
|
| 190 |
-
|
| 191 |
-
@misc{OpenAI379StationaryA2,
|
| 192 |
-
author = {{OpenAI}},
|
| 193 |
-
title = {{Universal Computation with Eventually Stationary Navier--Stokes Forcing}},
|
| 194 |
-
howpublished = {OpenAI Math Release preprint
|
| 195 |
-
\href{https://github.com/openai/math/blob/main/preprints/Universal-Computation-with-Eventually-Stationary-Navier-Stokes-Forcing-September-27-2026/manuscript.pdf}{OAI:Universal-Computation-with-Eventually-Stationary-Navier-Stokes-Forcing-September-27-2026}},
|
| 196 |
-
year = {2026}
|
| 197 |
-
}
|
| 198 |
-
|
| 199 |
-
@misc{OpenAI379EulerianC,
|
| 200 |
-
author = {{OpenAI}},
|
| 201 |
-
title = {{Velocity-Field Detection of Computation in Forced Navier--Stokes Flows}},
|
| 202 |
-
howpublished = {OpenAI Math Release preprint
|
| 203 |
-
\href{https://github.com/openai/math/blob/main/preprints/Velocity-Field-Detection-of-Computation-in-Forced-Navier-Stokes-Flows-September-27-2026/manuscript.pdf}{OAI:Velocity-Field-Detection-of-Computation-in-Forced-Navier-Stokes-Flows-September-27-2026}},
|
| 204 |
-
year = {2026}
|
| 205 |
-
}
|
| 206 |
-
|
|
|
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volume = {80}, number = {4}, pages = {931--954}, year = {1958},
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}
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@article{Moser1965,
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+
}
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+
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| 88 |
+
@article{Cardona2025Advice,
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author = {Cardona, Robert},
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| 90 |
+
title = {Hydrodynamic and symbolic models of computation with advice},
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+
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+
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| 93 |
+
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| 94 |
+
}
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| 95 |
+
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| 96 |
+
@article{EtnyreGhrist2000,
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| 97 |
+
author = {Etnyre, John and Ghrist, Robert},
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| 98 |
+
title = {Contact topology and hydrodynamics: {I}. {Beltrami} fields and the {Seifert} conjecture},
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| 99 |
+
journal = {Nonlinearity},
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| 100 |
+
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+
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| 102 |
+
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+
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+
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| 105 |
+
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| 106 |
+
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| 107 |
+
}
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| 108 |
+
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| 109 |
+
@article{CardonaMirandaPeraltaSalasPresas2021,
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| 110 |
+
author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel and Presas, Francisco},
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| 111 |
+
title = {Constructing {Turing} complete {Euler} flows in dimension 3},
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| 112 |
+
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| 113 |
+
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| 114 |
+
number = {19},
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| 115 |
+
pages = {e2026818118},
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+
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| 117 |
+
doi = {10.1073/pnas.2026818118},
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| 118 |
+
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| 119 |
+
archivePrefix = {arXiv}
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| 120 |
+
}
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| 121 |
+
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| 122 |
+
@article{CardonaMirandaPeraltaSalasPresas2023,
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| 123 |
+
author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel and Presas, Francisco},
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| 124 |
+
title = {Universality of {Euler} flows and flexibility of {Reeb} embeddings},
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| 125 |
+
journal = {Advances in Mathematics},
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| 126 |
+
volume = {428},
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+
pages = {109142},
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| 128 |
+
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+
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| 130 |
+
eprint = {1911.01963},
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| 131 |
+
archivePrefix = {arXiv}
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| 132 |
+
}
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| 133 |
+
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| 134 |
+
@article{DyhrGonzalezPrietoMirandaPeraltaSalas2026,
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| 135 |
+
author = {Dyhr, S{\o}ren and Gonz{\'a}lez-Prieto, {\'A}ngel and Miranda, Eva and Peralta-Salas, Daniel},
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| 136 |
+
title = {{Turing} complete {Navier--Stokes} steady states via cosymplectic geometry},
|
| 137 |
+
journal = {PNAS Nexus},
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| 138 |
+
volume = {5},
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| 139 |
+
number = {5},
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| 140 |
+
pages = {pgag131},
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| 141 |
+
year = {2026},
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| 142 |
+
doi = {10.1093/pnasnexus/pgag131},
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| 143 |
+
eprint = {2507.07696},
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| 144 |
+
archivePrefix = {arXiv}
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| 145 |
+
}
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| 146 |
+
|
| 147 |
+
@article{CardonaMirandaPeraltaSalas2023Beltrami,
|
| 148 |
+
author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel},
|
| 149 |
+
title = {Computability and {Beltrami} fields in {Euclidean} space},
|
| 150 |
+
journal = {Journal de Math\'ematiques Pures et Appliqu\'ees},
|
| 151 |
+
volume = {169},
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| 152 |
+
year = {2023},
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| 153 |
+
pages = {50--81},
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| 154 |
+
doi = {10.1016/j.matpur.2022.11.007},
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| 155 |
+
eprint = {2111.03559},
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| 156 |
+
archivePrefix = {arXiv},
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| 157 |
+
primaryClass = {math.AP},
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| 158 |
+
url = {https://arxiv.org/abs/2111.03559v3}
|
| 159 |
+
}
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| 160 |
+
|
| 161 |
+
@article{CardonaMirandaPeraltaSalas2025FluidComputer,
|
| 162 |
+
author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel},
|
| 163 |
+
title = {Towards a Fluid Computer},
|
| 164 |
+
journal = {Foundations of Computational Mathematics},
|
| 165 |
+
volume = {25},
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| 166 |
+
year = {2025},
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| 167 |
+
pages = {1921--1937},
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| 168 |
+
doi = {10.1007/s10208-025-09699-6},
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| 169 |
+
eprint = {2405.20999},
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| 170 |
+
archivePrefix = {arXiv},
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| 171 |
+
primaryClass = {math.DS},
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| 172 |
+
url = {https://link.springer.com/article/10.1007/s10208-025-09699-6}
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| 173 |
+
}
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| 174 |
+
|
| 175 |
+
@misc{OpenAI379Shear,
|
| 176 |
+
author = {{OpenAI}},
|
| 177 |
+
title = {{Finite Instructions and Solenoidal Shear Flows}},
|
| 178 |
+
howpublished = {OpenAI Math Release preprint
|
| 179 |
+
\href{https://github.com/openai/math/blob/main/preprints/Finite-Instructions-and-Solenoidal-Shear-Flows-September-27-2026/manuscript.pdf}{OAI:Finite-Instructions-and-Solenoidal-Shear-Flows-September-27-2026}},
|
| 180 |
+
year = {2026}
|
| 181 |
+
}
|
| 182 |
+
|
| 183 |
+
@misc{OpenAI379Sheets,
|
| 184 |
+
author = {{OpenAI}},
|
| 185 |
+
title = {{Prefix Instructions and Incompressible Flows}},
|
| 186 |
+
howpublished = {OpenAI Math Release preprint
|
| 187 |
+
\href{https://github.com/openai/math/blob/main/preprints/Prefix-Instructions-and-Incompressible-Flows-September-27-2026/manuscript.pdf}{OAI:Prefix-Instructions-and-Incompressible-Flows-September-27-2026}},
|
| 188 |
+
year = {2026}
|
| 189 |
+
}
|
| 190 |
+
|
| 191 |
+
@misc{OpenAI379StationaryA2,
|
| 192 |
+
author = {{OpenAI}},
|
| 193 |
+
title = {{Universal Computation with Eventually Stationary Navier--Stokes Forcing}},
|
| 194 |
+
howpublished = {OpenAI Math Release preprint
|
| 195 |
+
\href{https://github.com/openai/math/blob/main/preprints/Universal-Computation-with-Eventually-Stationary-Navier-Stokes-Forcing-September-27-2026/manuscript.pdf}{OAI:Universal-Computation-with-Eventually-Stationary-Navier-Stokes-Forcing-September-27-2026}},
|
| 196 |
+
year = {2026}
|
| 197 |
+
}
|
| 198 |
+
|
| 199 |
+
@misc{OpenAI379EulerianC,
|
| 200 |
+
author = {{OpenAI}},
|
| 201 |
+
title = {{Velocity-Field Detection of Computation in Forced Navier--Stokes Flows}},
|
| 202 |
+
howpublished = {OpenAI Math Release preprint
|
| 203 |
+
\href{https://github.com/openai/math/blob/main/preprints/Velocity-Field-Detection-of-Computation-in-Forced-Navier-Stokes-Flows-September-27-2026/manuscript.pdf}{OAI:Velocity-Field-Detection-of-Computation-in-Forced-Navier-Stokes-Flows-September-27-2026}},
|
| 204 |
+
year = {2026}
|
| 205 |
+
}
|
| 206 |
+
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/routing-conventions.tex
CHANGED
|
@@ -1,255 +1,255 @@
|
|
| 1 |
-
\section{Affine motion on neighborhoods of boxes}\label{ba:geometry}
|
| 2 |
-
|
| 3 |
-
Rectangle separation controls the beginning and end of a transfer; distinct
|
| 4 |
-
heights separate its middle. We now specify the paths and cutoff margins
|
| 5 |
-
used by the applications. Interpolating one planar scale and its reciprocal
|
| 6 |
-
preserves thickness and, for a linear first scale, gives a convex formula
|
| 7 |
-
for each first coordinate. Interpolating both planar scales independently
|
| 8 |
-
gives that formula in both coordinates, at the cost of a compensating
|
| 9 |
-
normal strain during the motion.
|
| 10 |
-
|
| 11 |
-
\subsection{Reciprocal paths and their localization}
|
| 12 |
-
\label{sec:ba-localization}
|
| 13 |
-
|
| 14 |
-
Use the flat step $\sigma$ of \eqref{eq:p2-step} and put
|
| 15 |
-
\[
|
| 16 |
-
\theta(s)=\sigma(2s-1/2),\qquad
|
| 17 |
-
w_j(s)=\theta(3s-j+1)\quad(j=1,2,3).
|
| 18 |
-
\]
|
| 19 |
-
The switches $w_1,w_2,w_3$ perform the lift, horizontal transfer and
|
| 20 |
-
descent in separate thirds of the unit interval. All are constant near
|
| 21 |
-
their phase endpoints. The following version of
|
| 22 |
-
Lemma~\ref{lem:bb-lift-parking}(i) records a common vertical half-width
|
| 23 |
-
of one and explicit neighborhoods; the same formulas allow other heights
|
| 24 |
-
and thicknesses as described immediately afterward.
|
| 25 |
-
|
| 26 |
-
\begin{lemma}[Two explicit interpolations of separated boxes]
|
| 27 |
-
\label{ba:two-interpolations}
|
| 28 |
-
Let $S_i,T_i\subset\mathbb R^2$, $1\le i\le N$, be closed rational
|
| 29 |
-
rectangles of positive side lengths. Suppose each list is pairwise
|
| 30 |
-
disjoint and
|
| 31 |
-
\[
|
| 32 |
-
F_i(y)=c_i^T+\operatorname{diag}(\lambda_i,\lambda_i^{-1})(y-c_i^S),
|
| 33 |
-
\qquad\lambda_i\in\mathbb Q_{>0},
|
| 34 |
-
\]
|
| 35 |
-
maps $S_i$ onto $T_i$, with $c_i^S,c_i^T$ their centers. There is a
|
| 36 |
-
smooth nondecreasing switch $\eta:[0,1]\to[0,1]$, zero near 0 and one
|
| 37 |
-
near 1, for which either scale
|
| 38 |
-
path $r_i=\lambda_i^\eta$ or $r_i=1-\eta+\eta\lambda_i$ yields an
|
| 39 |
-
effective smooth compactly supported solenoidal unit-time field, zero
|
| 40 |
-
on time collars, realizing $(y,z)\mapsto(F_i(y),z)$ on the whole box
|
| 41 |
-
$S_i\times[-1,1]$ and a neighborhood of it. The paths are affine;
|
| 42 |
-
each horizontal half-width remains between its endpoint values, and the
|
| 43 |
-
horizontal sweep of each original box lies in the coordinate bounding
|
| 44 |
-
rectangle of $S_i$ and $T_i$. With the linear choice, a particle's first
|
| 45 |
-
coordinate is the convex
|
| 46 |
-
interpolation of its endpoint first coordinates.
|
| 47 |
-
\end{lemma}
|
| 48 |
-
|
| 49 |
-
\begin{proof}\label{ba:two-interpolations-proof}
|
| 50 |
-
For $N=0$ take the zero field. For $N\ge1$ apply
|
| 51 |
-
Lemma~\ref{lem:bb-lift-parking}(i) with vertical half-width one.
|
| 52 |
-
Use the shared phase switches with $\eta=w_2$ and set
|
| 53 |
-
\[
|
| 54 |
-
C_i(s)=\big((1-\eta)c_i^S+\eta c_i^T,\,6i(w_1-w_3)\big),
|
| 55 |
-
\qquad D_i(s)=\operatorname{diag}(r_i,r_i^{-1},1).
|
| 56 |
-
\]
|
| 57 |
-
The affine path is
|
| 58 |
-
$G_i(s,y)=C_i(s)+D_i(s)(y-(c_i^S,0))$.
|
| 59 |
-
Choose $\epsilon$ to be one quarter of the minimum of 1 and all
|
| 60 |
-
pairwise max-norm distances in the two planar lists, omitting empty
|
| 61 |
-
pair lists. The $\epsilon$-padded moving boxes are disjoint: source
|
| 62 |
-
and target gaps are at least $4\epsilon$ during the vertical phases,
|
| 63 |
-
and the middle-phase height spacing is $6>2(1+\epsilon)$.
|
| 64 |
-
|
| 65 |
-
For later loading formulas, record the centered cutoff explicitly:
|
| 66 |
-
\[
|
| 67 |
-
\chi(C,L,\epsilon;x)=
|
| 68 |
-
\prod_{j=1}^3\sigma\!\left(\frac{L_j+\epsilon+x_j-C_j}{\epsilon/2}\right)
|
| 69 |
-
\sigma\!\left(\frac{L_j+\epsilon-x_j+C_j}{\epsilon/2}\right).
|
| 70 |
-
\]
|
| 71 |
-
Here $L$ is the vector of half-widths; the plateau has padding
|
| 72 |
-
$\epsilon/2$ and the support has padding $\epsilon$.
|
| 73 |
-
If $L_i(s)$ are the moving half-widths, $Y=x-C_i(s)$ and
|
| 74 |
-
$A_i=D_i'D_i^{-1}$, the field supplied by
|
| 75 |
-
\eqref{eq:bb-potential} is
|
| 76 |
-
\begin{equation}\label{ba:affine-box-field}
|
| 77 |
-
V(s,x)=\sum_i\nabla\times\left\{
|
| 78 |
-
\chi(C_i,L_i,\epsilon;x)
|
| 79 |
-
\left[\tfrac12 C_i'\times Y+\tfrac13(A_iY)\times Y\right]
|
| 80 |
-
\right\}.
|
| 81 |
-
\end{equation}
|
| 82 |
-
Indeed $\det D_i=1$, and the preceding separation verifies
|
| 83 |
-
Lemma~\ref{lem:bb-curl} with localization parameter $\epsilon/2$.
|
| 84 |
-
Its neighborhood conclusion applies with
|
| 85 |
-
$L_* =\max_i\max(1,\lambda_i,\lambda_i^{-1})$ because
|
| 86 |
-
$\|D_i(s)\|_\infty\le L_*$ and $D_i(0)=I$.
|
| 87 |
-
It therefore gives the stated affine motion on the full boxes and
|
| 88 |
-
on their initial max-norm neighborhoods of radius $\epsilon/(4L_*)$.
|
| 89 |
-
The paths are stationary for $s\le1/12$ and $s\ge11/12$.
|
| 90 |
-
Their finite center ranges and endpoint width bounds give common
|
| 91 |
-
compact support. The effective positive lower bound
|
| 92 |
-
$r_i\ge\min(1,\lambda_i)$ verifies the scale requirement.
|
| 93 |
-
For the linear scale, the first-coordinate identity is
|
| 94 |
-
\[
|
| 95 |
-
(G_i(s,y))_1=(1-\eta)y_1+\eta(F_i(y_1,y_2))_1.
|
| 96 |
-
\]
|
| 97 |
-
The second coordinate need not interpolate its own endpoint values.
|
| 98 |
-
Instead, if $b_{i2}$ is the source's second half-width, convexity of the
|
| 99 |
-
reciprocal function gives
|
| 100 |
-
\begin{equation}\label{eq:ba-reciprocal-envelope}
|
| 101 |
-
\frac{b_{i2}}{(1-\eta)+\eta\lambda_i}
|
| 102 |
-
\le (1-\eta)b_{i2}+\eta\frac{b_{i2}}{\lambda_i}.
|
| 103 |
-
\end{equation}
|
| 104 |
-
The first half-width is exactly its endpoint interpolation. For the
|
| 105 |
-
exponential scale, convexity of the exponential gives the corresponding
|
| 106 |
-
upper bounds in both coordinates, since
|
| 107 |
-
$\lambda_i^{\pm\eta}\le(1-\eta)+\eta\lambda_i^{\pm1}$.
|
| 108 |
-
In either case the center is interpolated linearly and each half-width
|
| 109 |
-
is at most the interpolation of its endpoint half-widths. Therefore each
|
| 110 |
-
lower edge is at least the interpolation of the endpoint lower edges,
|
| 111 |
-
and each upper edge is at most the corresponding interpolation of upper
|
| 112 |
-
edges. This proves the claimed bounding rectangle for the entire sweep.
|
| 113 |
-
The individual endpoint-width bounds also follow directly from monotonicity
|
| 114 |
-
of the positive scales and their reciprocals.
|
| 115 |
-
\end{proof}
|
| 116 |
-
|
| 117 |
-
The same construction applies to $P_i\times[-h,h]$ for any common
|
| 118 |
-
$h\ge0$, including plates and rectangles with zero side lengths, under
|
| 119 |
-
the hypotheses of Lemma~\ref{lem:bb-lift-parking}(i). Replace $6i$ by
|
| 120 |
-
heights $H_i$ whose pairwise gaps exceed $2h+2\varepsilon$, and choose
|
| 121 |
-
$\varepsilon$ below one third of every within-family planar gap. The
|
| 122 |
-
formula for $C_i$ uses the source and target centers in place of
|
| 123 |
-
$c_i^S,c_i^T$; its support padding is $\varepsilon$ and plateau padding
|
| 124 |
-
is $\varepsilon/2$. Source projections, distinct heights and target
|
| 125 |
-
projections separate the three phases in that order. Empty pair lists
|
| 126 |
-
impose no gap restriction, and the empty family gives the zero field.
|
| 127 |
-
Arbitrary real data give smooth existence; the effective-data assumptions
|
| 128 |
-
of the shared lemma give computable scales, derivative bounds and margins.
|
| 129 |
-
The same perturbation argument gives an open neighborhood even when a
|
| 130 |
-
side length is zero.
|
| 131 |
-
|
| 132 |
-
\subsection{Transporting an initial cutoff}
|
| 133 |
-
\label{sec:ba-transported-localization}
|
| 134 |
-
|
| 135 |
-
The transported-initial-cutoff convention is also useful. Write the
|
| 136 |
-
affine path as $G_i(t)x=J_i(t)x+g_i(t)$ and localize by
|
| 137 |
-
$\psi_i(G_i(t)^{-1}x)$, where $\psi_i$ has support padding
|
| 138 |
-
$\varepsilon_0$ around the initial box and equals one on a smaller
|
| 139 |
-
positive padding.
|
| 140 |
-
If $\lambda_i\in[B^{-1},B]$, its initial padding
|
| 141 |
-
$\varepsilon_0$ expands horizontally by at most $B$. Choose
|
| 142 |
-
$2B\varepsilon_0$ below every target gap,
|
| 143 |
-
$2\varepsilon_0$ below every source gap, and
|
| 144 |
-
$\varepsilon_0\le\varepsilon$. These transported supports stay
|
| 145 |
-
separated in the same three phases. The affine generator is
|
| 146 |
-
$v_i+A_ix$, with $A_i=\dot J_iJ_i^{-1}$ and
|
| 147 |
-
$v_i=\dot g_i-A_ig_i$. Its potential is
|
| 148 |
-
\[
|
| 149 |
-
\tfrac12v_i\times x+\tfrac13(A_ix)\times x.
|
| 150 |
-
\]
|
| 151 |
-
The identity proved in Lemma~\ref{lem:bb-curl} gives the exact
|
| 152 |
-
generator on the transported plateau. Its neighborhood argument then
|
| 153 |
-
proves the same full-box endpoint map. The factor $B$ in the margin
|
| 154 |
-
choice is essential: transported padding does not stay fixed under
|
| 155 |
-
stretching.
|
| 156 |
-
|
| 157 |
-
\subsection{Independent planar interpolation}
|
| 158 |
-
|
| 159 |
-
For an observer that needs both planar coordinates to follow their own
|
| 160 |
-
endpoint interpolations, the reciprocal path is insufficient. The next
|
| 161 |
-
construction interpolates the two factors independently and compensates
|
| 162 |
-
the temporary planar area change in the third direction. Here the named
|
| 163 |
-
targets may be disjoint containers of the actual affine images; only the
|
| 164 |
-
image centers enter the motion.
|
| 165 |
-
|
| 166 |
-
\begin{lemma}[Independent planar scales and normal compensation]
|
| 167 |
-
\label{ba:plate-routing}
|
| 168 |
-
Let $P_i,Q_i\subset\R^2$ be finite families of closed rectangles,
|
| 169 |
-
separately pairwise disjoint, and let assigned positive diagonal affine
|
| 170 |
-
maps $F_i$ satisfy $F_i(P_i)\subseteq Q_i$. Write their diagonal factors as
|
| 171 |
-
$\lambda_{i1}^*,\lambda_{i2}^*>0$ with product one.
|
| 172 |
-
There is a smooth compactly supported solenoidal unit-time field, zero on
|
| 173 |
-
time collars, whose endpoint map is $(y,z)\mapsto(F_i(y),z)$ on a
|
| 174 |
-
neighborhood of each entire plate $P_i\times\{0\}$. During the horizontal
|
| 175 |
-
phase both planar factors interpolate linearly, while the normal factor
|
| 176 |
-
compensates their product. Each planar coordinate of a point on the plate
|
| 177 |
-
is its convex endpoint interpolation.
|
| 178 |
-
\end{lemma}
|
| 179 |
-
\begin{proof}\label{ba:plate-routing-proof}
|
| 180 |
-
Use the height phases in Section~\ref{sec:ba-localization}. For source
|
| 181 |
-
center $p_i$, end its center path at its actual image $F_i(p_i)$; in the
|
| 182 |
-
onto case this is the named target center. Choose separated heights $H_i$
|
| 183 |
-
as above and set
|
| 184 |
-
\[
|
| 185 |
-
c_i=\bigl((1-w_2)p_i+w_2F_i(p_i),\,H_i(w_1-w_3)\bigr),
|
| 186 |
-
\]
|
| 187 |
-
\[
|
| 188 |
-
\lambda_{ij}=1-w_2+w_2\lambda_{ij}^*,\qquad
|
| 189 |
-
D_i=\operatorname{diag}\bigl(
|
| 190 |
-
\lambda_{i1},\lambda_{i2},(\lambda_{i1}\lambda_{i2})^{-1}\bigr).
|
| 191 |
-
\]
|
| 192 |
-
The volume-preserving path has logarithmic derivative
|
| 193 |
-
\[
|
| 194 |
-
T_i=\dot D_iD_i^{-1}=\operatorname{diag}\left(
|
| 195 |
-
\frac{\dot\lambda_{i1}}{\lambda_{i1}},
|
| 196 |
-
\frac{\dot\lambda_{i2}}{\lambda_{i2}},
|
| 197 |
-
-\frac{\dot\lambda_{i1}}{\lambda_{i1}}
|
| 198 |
-
-\frac{\dot\lambda_{i2}}{\lambda_{i2}}\right).
|
| 199 |
-
\]
|
| 200 |
-
This matrix has trace zero, so \eqref{eq:bb-potential} localized
|
| 201 |
-
around the moving plate gives the desired field. Its planar motion is
|
| 202 |
-
$c_i+(\lambda_{i1}(y_1-p_{i1}),\lambda_{i2}(y_2-p_{i2}),0)$.
|
| 203 |
-
Normal displacement changes by the factor
|
| 204 |
-
$(\lambda_{i1}\lambda_{i2})^{-1}$. The factors have positive
|
| 205 |
-
lower bounds; choose the initial thickness less than their product's
|
| 206 |
-
minimum times the normal plateau width. A small enlargement of the
|
| 207 |
-
planar rectangle is allowed by the positive collars as well. Thus a
|
| 208 |
-
whole thin neighborhood follows the volume-preserving affine motion.
|
| 209 |
-
The normal factor returns to one at the endpoint. The final plate image
|
| 210 |
-
is contained in $Q_i\times\{0\}$. Source and target-container
|
| 211 |
-
gaps protect the vertical phases and distinct heights protect the
|
| 212 |
-
middle phase. Linear interpolation of each planar factor gives both
|
| 213 |
-
convex-coordinate identities on the plate.
|
| 214 |
-
This proves smooth existence for arbitrary real data. Under the effective
|
| 215 |
-
input assumptions of Lemma~\ref{lem:bb-curl}, the positive scale bounds and
|
| 216 |
-
finite gap margins can be computed and the construction is effective.
|
| 217 |
-
\end{proof}
|
| 218 |
-
|
| 219 |
-
\subsection{Forcing and effective evaluation}
|
| 220 |
-
|
| 221 |
-
\begin{lemma}[Residual forcing for the finite processors]\label{ba:realization}
|
| 222 |
-
Fix computable $\nu>0$. Let $W$ be smooth, solenoidal, initially zero,
|
| 223 |
-
with support in one compact subset of $\mathbb R^3$ and every mixed
|
| 224 |
-
derivative bounded. Then
|
| 225 |
-
\begin{equation}\label{ba:residual}
|
| 226 |
-
F_W=W_t+(W\cdot\nabla)W-\nu\Delta W
|
| 227 |
-
\end{equation}
|
| 228 |
-
has the same support and derivative properties. The zero-data solution
|
| 229 |
-
$(W,0)$ is unique among smooth solutions with
|
| 230 |
-
$u\in C_tH^2\cap C_t^1L^2$, bounded $u$ on finite intervals, and
|
| 231 |
-
$p\in C_tH^1$. The corresponding torus assertion holds in the
|
| 232 |
-
classical comparison class of Section~\ref{sec:model}. A sum of curls
|
| 233 |
-
in a torus chart gives both $W$ and $F_W$ mean zero. Finite formulas
|
| 234 |
-
from the effective-data instances of the preceding constructions, finite
|
| 235 |
-
loading, and repetition of one cycle give effective evaluation of every
|
| 236 |
-
force derivative.
|
| 237 |
-
\end{lemma}
|
| 238 |
-
\begin{proof}\label{ba:realization-proof}
|
| 239 |
-
Fixed compact support and bounded mixed derivatives imply all reference
|
| 240 |
-
velocity hypotheses of Lemma~\ref{lem:b-comparison}. Case (i) gives
|
| 241 |
-
exactly the stated whole-space comparison class, without a competing
|
| 242 |
-
gradient bound; its torus clause gives the stated classical comparison
|
| 243 |
-
class. The same lemma provides the pressure normalization and global
|
| 244 |
-
material flow. The product rule applied to \eqref{ba:residual}
|
| 245 |
-
proves the force's support and derivative bounds. A chart curl has
|
| 246 |
-
zero mean, and integration of the residual uses
|
| 247 |
-
$\int\Delta W=0$ and
|
| 248 |
-
$\int(W\cdot\nabla)W=\int\operatorname{div}(W\otimes W)=0$.
|
| 249 |
-
For these effective-data instances, gate derivatives and seam evaluation are
|
| 250 |
-
those of \eqref{eq:p2-step} and Proposition~\ref{prop:bb-realization}.
|
| 251 |
-
The explicit affine scales and every reciprocal denominator have positive
|
| 252 |
-
computable bounds. Thus differentiating the finite formulas, using a
|
| 253 |
-
finite superset of possible period indices, evaluates every derivative
|
| 254 |
-
without a machine execution or a real equality test at a seam.
|
| 255 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{Affine motion on neighborhoods of boxes}\label{ba:geometry}
|
| 2 |
+
|
| 3 |
+
Rectangle separation controls the beginning and end of a transfer; distinct
|
| 4 |
+
heights separate its middle. We now specify the paths and cutoff margins
|
| 5 |
+
used by the applications. Interpolating one planar scale and its reciprocal
|
| 6 |
+
preserves thickness and, for a linear first scale, gives a convex formula
|
| 7 |
+
for each first coordinate. Interpolating both planar scales independently
|
| 8 |
+
gives that formula in both coordinates, at the cost of a compensating
|
| 9 |
+
normal strain during the motion.
|
| 10 |
+
|
| 11 |
+
\subsection{Reciprocal paths and their localization}
|
| 12 |
+
\label{sec:ba-localization}
|
| 13 |
+
|
| 14 |
+
Use the flat step $\sigma$ of \eqref{eq:p2-step} and put
|
| 15 |
+
\[
|
| 16 |
+
\theta(s)=\sigma(2s-1/2),\qquad
|
| 17 |
+
w_j(s)=\theta(3s-j+1)\quad(j=1,2,3).
|
| 18 |
+
\]
|
| 19 |
+
The switches $w_1,w_2,w_3$ perform the lift, horizontal transfer and
|
| 20 |
+
descent in separate thirds of the unit interval. All are constant near
|
| 21 |
+
their phase endpoints. The following version of
|
| 22 |
+
Lemma~\ref{lem:bb-lift-parking}(i) records a common vertical half-width
|
| 23 |
+
of one and explicit neighborhoods; the same formulas allow other heights
|
| 24 |
+
and thicknesses as described immediately afterward.
|
| 25 |
+
|
| 26 |
+
\begin{lemma}[Two explicit interpolations of separated boxes]
|
| 27 |
+
\label{ba:two-interpolations}
|
| 28 |
+
Let $S_i,T_i\subset\mathbb R^2$, $1\le i\le N$, be closed rational
|
| 29 |
+
rectangles of positive side lengths. Suppose each list is pairwise
|
| 30 |
+
disjoint and
|
| 31 |
+
\[
|
| 32 |
+
F_i(y)=c_i^T+\operatorname{diag}(\lambda_i,\lambda_i^{-1})(y-c_i^S),
|
| 33 |
+
\qquad\lambda_i\in\mathbb Q_{>0},
|
| 34 |
+
\]
|
| 35 |
+
maps $S_i$ onto $T_i$, with $c_i^S,c_i^T$ their centers. There is a
|
| 36 |
+
smooth nondecreasing switch $\eta:[0,1]\to[0,1]$, zero near 0 and one
|
| 37 |
+
near 1, for which either scale
|
| 38 |
+
path $r_i=\lambda_i^\eta$ or $r_i=1-\eta+\eta\lambda_i$ yields an
|
| 39 |
+
effective smooth compactly supported solenoidal unit-time field, zero
|
| 40 |
+
on time collars, realizing $(y,z)\mapsto(F_i(y),z)$ on the whole box
|
| 41 |
+
$S_i\times[-1,1]$ and a neighborhood of it. The paths are affine;
|
| 42 |
+
each horizontal half-width remains between its endpoint values, and the
|
| 43 |
+
horizontal sweep of each original box lies in the coordinate bounding
|
| 44 |
+
rectangle of $S_i$ and $T_i$. With the linear choice, a particle's first
|
| 45 |
+
coordinate is the convex
|
| 46 |
+
interpolation of its endpoint first coordinates.
|
| 47 |
+
\end{lemma}
|
| 48 |
+
|
| 49 |
+
\begin{proof}\label{ba:two-interpolations-proof}
|
| 50 |
+
For $N=0$ take the zero field. For $N\ge1$ apply
|
| 51 |
+
Lemma~\ref{lem:bb-lift-parking}(i) with vertical half-width one.
|
| 52 |
+
Use the shared phase switches with $\eta=w_2$ and set
|
| 53 |
+
\[
|
| 54 |
+
C_i(s)=\big((1-\eta)c_i^S+\eta c_i^T,\,6i(w_1-w_3)\big),
|
| 55 |
+
\qquad D_i(s)=\operatorname{diag}(r_i,r_i^{-1},1).
|
| 56 |
+
\]
|
| 57 |
+
The affine path is
|
| 58 |
+
$G_i(s,y)=C_i(s)+D_i(s)(y-(c_i^S,0))$.
|
| 59 |
+
Choose $\epsilon$ to be one quarter of the minimum of 1 and all
|
| 60 |
+
pairwise max-norm distances in the two planar lists, omitting empty
|
| 61 |
+
pair lists. The $\epsilon$-padded moving boxes are disjoint: source
|
| 62 |
+
and target gaps are at least $4\epsilon$ during the vertical phases,
|
| 63 |
+
and the middle-phase height spacing is $6>2(1+\epsilon)$.
|
| 64 |
+
|
| 65 |
+
For later loading formulas, record the centered cutoff explicitly:
|
| 66 |
+
\[
|
| 67 |
+
\chi(C,L,\epsilon;x)=
|
| 68 |
+
\prod_{j=1}^3\sigma\!\left(\frac{L_j+\epsilon+x_j-C_j}{\epsilon/2}\right)
|
| 69 |
+
\sigma\!\left(\frac{L_j+\epsilon-x_j+C_j}{\epsilon/2}\right).
|
| 70 |
+
\]
|
| 71 |
+
Here $L$ is the vector of half-widths; the plateau has padding
|
| 72 |
+
$\epsilon/2$ and the support has padding $\epsilon$.
|
| 73 |
+
If $L_i(s)$ are the moving half-widths, $Y=x-C_i(s)$ and
|
| 74 |
+
$A_i=D_i'D_i^{-1}$, the field supplied by
|
| 75 |
+
\eqref{eq:bb-potential} is
|
| 76 |
+
\begin{equation}\label{ba:affine-box-field}
|
| 77 |
+
V(s,x)=\sum_i\nabla\times\left\{
|
| 78 |
+
\chi(C_i,L_i,\epsilon;x)
|
| 79 |
+
\left[\tfrac12 C_i'\times Y+\tfrac13(A_iY)\times Y\right]
|
| 80 |
+
\right\}.
|
| 81 |
+
\end{equation}
|
| 82 |
+
Indeed $\det D_i=1$, and the preceding separation verifies
|
| 83 |
+
Lemma~\ref{lem:bb-curl} with localization parameter $\epsilon/2$.
|
| 84 |
+
Its neighborhood conclusion applies with
|
| 85 |
+
$L_* =\max_i\max(1,\lambda_i,\lambda_i^{-1})$ because
|
| 86 |
+
$\|D_i(s)\|_\infty\le L_*$ and $D_i(0)=I$.
|
| 87 |
+
It therefore gives the stated affine motion on the full boxes and
|
| 88 |
+
on their initial max-norm neighborhoods of radius $\epsilon/(4L_*)$.
|
| 89 |
+
The paths are stationary for $s\le1/12$ and $s\ge11/12$.
|
| 90 |
+
Their finite center ranges and endpoint width bounds give common
|
| 91 |
+
compact support. The effective positive lower bound
|
| 92 |
+
$r_i\ge\min(1,\lambda_i)$ verifies the scale requirement.
|
| 93 |
+
For the linear scale, the first-coordinate identity is
|
| 94 |
+
\[
|
| 95 |
+
(G_i(s,y))_1=(1-\eta)y_1+\eta(F_i(y_1,y_2))_1.
|
| 96 |
+
\]
|
| 97 |
+
The second coordinate need not interpolate its own endpoint values.
|
| 98 |
+
Instead, if $b_{i2}$ is the source's second half-width, convexity of the
|
| 99 |
+
reciprocal function gives
|
| 100 |
+
\begin{equation}\label{eq:ba-reciprocal-envelope}
|
| 101 |
+
\frac{b_{i2}}{(1-\eta)+\eta\lambda_i}
|
| 102 |
+
\le (1-\eta)b_{i2}+\eta\frac{b_{i2}}{\lambda_i}.
|
| 103 |
+
\end{equation}
|
| 104 |
+
The first half-width is exactly its endpoint interpolation. For the
|
| 105 |
+
exponential scale, convexity of the exponential gives the corresponding
|
| 106 |
+
upper bounds in both coordinates, since
|
| 107 |
+
$\lambda_i^{\pm\eta}\le(1-\eta)+\eta\lambda_i^{\pm1}$.
|
| 108 |
+
In either case the center is interpolated linearly and each half-width
|
| 109 |
+
is at most the interpolation of its endpoint half-widths. Therefore each
|
| 110 |
+
lower edge is at least the interpolation of the endpoint lower edges,
|
| 111 |
+
and each upper edge is at most the corresponding interpolation of upper
|
| 112 |
+
edges. This proves the claimed bounding rectangle for the entire sweep.
|
| 113 |
+
The individual endpoint-width bounds also follow directly from monotonicity
|
| 114 |
+
of the positive scales and their reciprocals.
|
| 115 |
+
\end{proof}
|
| 116 |
+
|
| 117 |
+
The same construction applies to $P_i\times[-h,h]$ for any common
|
| 118 |
+
$h\ge0$, including plates and rectangles with zero side lengths, under
|
| 119 |
+
the hypotheses of Lemma~\ref{lem:bb-lift-parking}(i). Replace $6i$ by
|
| 120 |
+
heights $H_i$ whose pairwise gaps exceed $2h+2\varepsilon$, and choose
|
| 121 |
+
$\varepsilon$ below one third of every within-family planar gap. The
|
| 122 |
+
formula for $C_i$ uses the source and target centers in place of
|
| 123 |
+
$c_i^S,c_i^T$; its support padding is $\varepsilon$ and plateau padding
|
| 124 |
+
is $\varepsilon/2$. Source projections, distinct heights and target
|
| 125 |
+
projections separate the three phases in that order. Empty pair lists
|
| 126 |
+
impose no gap restriction, and the empty family gives the zero field.
|
| 127 |
+
Arbitrary real data give smooth existence; the effective-data assumptions
|
| 128 |
+
of the shared lemma give computable scales, derivative bounds and margins.
|
| 129 |
+
The same perturbation argument gives an open neighborhood even when a
|
| 130 |
+
side length is zero.
|
| 131 |
+
|
| 132 |
+
\subsection{Transporting an initial cutoff}
|
| 133 |
+
\label{sec:ba-transported-localization}
|
| 134 |
+
|
| 135 |
+
The transported-initial-cutoff convention is also useful. Write the
|
| 136 |
+
affine path as $G_i(t)x=J_i(t)x+g_i(t)$ and localize by
|
| 137 |
+
$\psi_i(G_i(t)^{-1}x)$, where $\psi_i$ has support padding
|
| 138 |
+
$\varepsilon_0$ around the initial box and equals one on a smaller
|
| 139 |
+
positive padding.
|
| 140 |
+
If $\lambda_i\in[B^{-1},B]$, its initial padding
|
| 141 |
+
$\varepsilon_0$ expands horizontally by at most $B$. Choose
|
| 142 |
+
$2B\varepsilon_0$ below every target gap,
|
| 143 |
+
$2\varepsilon_0$ below every source gap, and
|
| 144 |
+
$\varepsilon_0\le\varepsilon$. These transported supports stay
|
| 145 |
+
separated in the same three phases. The affine generator is
|
| 146 |
+
$v_i+A_ix$, with $A_i=\dot J_iJ_i^{-1}$ and
|
| 147 |
+
$v_i=\dot g_i-A_ig_i$. Its potential is
|
| 148 |
+
\[
|
| 149 |
+
\tfrac12v_i\times x+\tfrac13(A_ix)\times x.
|
| 150 |
+
\]
|
| 151 |
+
The identity proved in Lemma~\ref{lem:bb-curl} gives the exact
|
| 152 |
+
generator on the transported plateau. Its neighborhood argument then
|
| 153 |
+
proves the same full-box endpoint map. The factor $B$ in the margin
|
| 154 |
+
choice is essential: transported padding does not stay fixed under
|
| 155 |
+
stretching.
|
| 156 |
+
|
| 157 |
+
\subsection{Independent planar interpolation}
|
| 158 |
+
|
| 159 |
+
For an observer that needs both planar coordinates to follow their own
|
| 160 |
+
endpoint interpolations, the reciprocal path is insufficient. The next
|
| 161 |
+
construction interpolates the two factors independently and compensates
|
| 162 |
+
the temporary planar area change in the third direction. Here the named
|
| 163 |
+
targets may be disjoint containers of the actual affine images; only the
|
| 164 |
+
image centers enter the motion.
|
| 165 |
+
|
| 166 |
+
\begin{lemma}[Independent planar scales and normal compensation]
|
| 167 |
+
\label{ba:plate-routing}
|
| 168 |
+
Let $P_i,Q_i\subset\R^2$ be finite families of closed rectangles,
|
| 169 |
+
separately pairwise disjoint, and let assigned positive diagonal affine
|
| 170 |
+
maps $F_i$ satisfy $F_i(P_i)\subseteq Q_i$. Write their diagonal factors as
|
| 171 |
+
$\lambda_{i1}^*,\lambda_{i2}^*>0$ with product one.
|
| 172 |
+
There is a smooth compactly supported solenoidal unit-time field, zero on
|
| 173 |
+
time collars, whose endpoint map is $(y,z)\mapsto(F_i(y),z)$ on a
|
| 174 |
+
neighborhood of each entire plate $P_i\times\{0\}$. During the horizontal
|
| 175 |
+
phase both planar factors interpolate linearly, while the normal factor
|
| 176 |
+
compensates their product. Each planar coordinate of a point on the plate
|
| 177 |
+
is its convex endpoint interpolation.
|
| 178 |
+
\end{lemma}
|
| 179 |
+
\begin{proof}\label{ba:plate-routing-proof}
|
| 180 |
+
Use the height phases in Section~\ref{sec:ba-localization}. For source
|
| 181 |
+
center $p_i$, end its center path at its actual image $F_i(p_i)$; in the
|
| 182 |
+
onto case this is the named target center. Choose separated heights $H_i$
|
| 183 |
+
as above and set
|
| 184 |
+
\[
|
| 185 |
+
c_i=\bigl((1-w_2)p_i+w_2F_i(p_i),\,H_i(w_1-w_3)\bigr),
|
| 186 |
+
\]
|
| 187 |
+
\[
|
| 188 |
+
\lambda_{ij}=1-w_2+w_2\lambda_{ij}^*,\qquad
|
| 189 |
+
D_i=\operatorname{diag}\bigl(
|
| 190 |
+
\lambda_{i1},\lambda_{i2},(\lambda_{i1}\lambda_{i2})^{-1}\bigr).
|
| 191 |
+
\]
|
| 192 |
+
The volume-preserving path has logarithmic derivative
|
| 193 |
+
\[
|
| 194 |
+
T_i=\dot D_iD_i^{-1}=\operatorname{diag}\left(
|
| 195 |
+
\frac{\dot\lambda_{i1}}{\lambda_{i1}},
|
| 196 |
+
\frac{\dot\lambda_{i2}}{\lambda_{i2}},
|
| 197 |
+
-\frac{\dot\lambda_{i1}}{\lambda_{i1}}
|
| 198 |
+
-\frac{\dot\lambda_{i2}}{\lambda_{i2}}\right).
|
| 199 |
+
\]
|
| 200 |
+
This matrix has trace zero, so \eqref{eq:bb-potential} localized
|
| 201 |
+
around the moving plate gives the desired field. Its planar motion is
|
| 202 |
+
$c_i+(\lambda_{i1}(y_1-p_{i1}),\lambda_{i2}(y_2-p_{i2}),0)$.
|
| 203 |
+
Normal displacement changes by the factor
|
| 204 |
+
$(\lambda_{i1}\lambda_{i2})^{-1}$. The factors have positive
|
| 205 |
+
lower bounds; choose the initial thickness less than their product's
|
| 206 |
+
minimum times the normal plateau width. A small enlargement of the
|
| 207 |
+
planar rectangle is allowed by the positive collars as well. Thus a
|
| 208 |
+
whole thin neighborhood follows the volume-preserving affine motion.
|
| 209 |
+
The normal factor returns to one at the endpoint. The final plate image
|
| 210 |
+
is contained in $Q_i\times\{0\}$. Source and target-container
|
| 211 |
+
gaps protect the vertical phases and distinct heights protect the
|
| 212 |
+
middle phase. Linear interpolation of each planar factor gives both
|
| 213 |
+
convex-coordinate identities on the plate.
|
| 214 |
+
This proves smooth existence for arbitrary real data. Under the effective
|
| 215 |
+
input assumptions of Lemma~\ref{lem:bb-curl}, the positive scale bounds and
|
| 216 |
+
finite gap margins can be computed and the construction is effective.
|
| 217 |
+
\end{proof}
|
| 218 |
+
|
| 219 |
+
\subsection{Forcing and effective evaluation}
|
| 220 |
+
|
| 221 |
+
\begin{lemma}[Residual forcing for the finite processors]\label{ba:realization}
|
| 222 |
+
Fix computable $\nu>0$. Let $W$ be smooth, solenoidal, initially zero,
|
| 223 |
+
with support in one compact subset of $\mathbb R^3$ and every mixed
|
| 224 |
+
derivative bounded. Then
|
| 225 |
+
\begin{equation}\label{ba:residual}
|
| 226 |
+
F_W=W_t+(W\cdot\nabla)W-\nu\Delta W
|
| 227 |
+
\end{equation}
|
| 228 |
+
has the same support and derivative properties. The zero-data solution
|
| 229 |
+
$(W,0)$ is unique among smooth solutions with
|
| 230 |
+
$u\in C_tH^2\cap C_t^1L^2$, bounded $u$ on finite intervals, and
|
| 231 |
+
$p\in C_tH^1$. The corresponding torus assertion holds in the
|
| 232 |
+
classical comparison class of Section~\ref{sec:model}. A sum of curls
|
| 233 |
+
in a torus chart gives both $W$ and $F_W$ mean zero. Finite formulas
|
| 234 |
+
from the effective-data instances of the preceding constructions, finite
|
| 235 |
+
loading, and repetition of one cycle give effective evaluation of every
|
| 236 |
+
force derivative.
|
| 237 |
+
\end{lemma}
|
| 238 |
+
\begin{proof}\label{ba:realization-proof}
|
| 239 |
+
Fixed compact support and bounded mixed derivatives imply all reference
|
| 240 |
+
velocity hypotheses of Lemma~\ref{lem:b-comparison}. Case (i) gives
|
| 241 |
+
exactly the stated whole-space comparison class, without a competing
|
| 242 |
+
gradient bound; its torus clause gives the stated classical comparison
|
| 243 |
+
class. The same lemma provides the pressure normalization and global
|
| 244 |
+
material flow. The product rule applied to \eqref{ba:residual}
|
| 245 |
+
proves the force's support and derivative bounds. A chart curl has
|
| 246 |
+
zero mean, and integration of the residual uses
|
| 247 |
+
$\int\Delta W=0$ and
|
| 248 |
+
$\int(W\cdot\nabla)W=\int\operatorname{div}(W\otimes W)=0$.
|
| 249 |
+
For these effective-data instances, gate derivatives and seam evaluation are
|
| 250 |
+
those of \eqref{eq:p2-step} and Proposition~\ref{prop:bb-realization}.
|
| 251 |
+
The explicit affine scales and every reciprocal denominator have positive
|
| 252 |
+
computable bounds. Thus differentiating the finite formulas, using a
|
| 253 |
+
finite superset of possible period indices, evaluates every derivative
|
| 254 |
+
without a machine execution or a real equality test at a seam.
|
| 255 |
+
\end{proof}
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/solid-routing.tex
CHANGED
|
@@ -1,668 +1,668 @@
|
|
| 1 |
-
\section{Evacuation, columns and obstacle detours}\label{sec:solid-routing}
|
| 2 |
-
The following refinements choose the occupied regions and the storage order
|
| 3 |
-
explicitly. Ordered low extraction controls a height observer; simultaneous
|
| 4 |
-
lifting controls a first-coordinate observer; expanded centers permit
|
| 5 |
-
three-dimensional detours. Fixed columns and recorded pointers give further
|
| 6 |
-
ways to keep a whole transition outside a detector. Each proof specifies
|
| 7 |
-
which parts of the geometry act on solid neighborhoods and which bounds
|
| 8 |
-
are needed only for the coded central plane.
|
| 9 |
-
|
| 10 |
-
Unless an individual theorem specifies another class, whole-space
|
| 11 |
-
comparison means smooth $u\in CH^2\cap C^1L^2$, bounded $u,\nabla u$
|
| 12 |
-
on finite intervals, and a pressure representative in $CH^1$, as in
|
| 13 |
-
Section~\ref{bc:analytic-section}. The torus comparison class is the
|
| 14 |
-
classical class of Lemma~\ref{lem:b-comparison}. The distinct pressure
|
| 15 |
-
conditions stated below remain part of their respective results.
|
| 16 |
-
|
| 17 |
-
\subsection{Ordered extraction below the computation}\label{bc:ordered-section}
|
| 18 |
-
\begin{proposition}[Ordered full-box transport]\label{bc:ordered}
|
| 19 |
-
Let $D_i,S_i$ be finite families of closed rational axis-aligned boxes in $\R^3$
|
| 20 |
-
with positive side lengths, pairwise disjoint within each family.
|
| 21 |
-
Suppose the assigned center-to-center affine map $F_i$ satisfies
|
| 22 |
-
$F_i(D_i)=S_i$ and has positive diagonal linear part $A_i$ of
|
| 23 |
-
determinant one. There is an effective compactly supported solenoidal
|
| 24 |
-
unit-time field, zero near the time endpoints, whose time-one map has
|
| 25 |
-
this action on every full $D_i$. If both centers of a pair have negative
|
| 26 |
-
third coordinate, every point of $D_i$ whose third coordinate equals that
|
| 27 |
-
of its center follows a path with negative third coordinate.
|
| 28 |
-
\end{proposition}
|
| 29 |
-
\begin{proof}\label{bc:ordered-proof}
|
| 30 |
-
Choose an integer $L>1$ larger than the absolute values of all endpoint
|
| 31 |
-
coordinates. The storage columns have first coordinates $U_i=4(i+1)L$
|
| 32 |
-
and common height $Z=-4L$. Write $[\ell_i,r_i]$ for the first-coordinate
|
| 33 |
-
interval of $D_i$. Extract sources in decreasing order of $r_i$.
|
| 34 |
-
Translate each horizontally right to its column and then vertically to
|
| 35 |
-
$Z$, retaining its second coordinate. If an unextracted box meets the
|
| 36 |
-
active box in both the second and third projections, disjointness forces
|
| 37 |
-
their first intervals to be separated. That box cannot lie to the right:
|
| 38 |
-
its right endpoint would then exceed $r_i$, contrary to the extraction
|
| 39 |
-
order. It lies strictly to the left of $\ell_i$ and misses the entire
|
| 40 |
-
rightward sweep. Stored boxes lie below the original boxes; vertical
|
| 41 |
-
moves occur in distinct columns outside them.
|
| 42 |
-
|
| 43 |
-
At storage height, adjust the second center coordinate to its target
|
| 44 |
-
value and apply $A_i^{\theta}$. Each intermediate half-width lies between
|
| 45 |
-
its two endpoint values, hence is less than $L$. The columns remain
|
| 46 |
-
disjoint throughout these operations. Deliver boxes in increasing order
|
| 47 |
-
of the right endpoint of their target first interval: raise a box to its
|
| 48 |
-
target height and translate it left into its target. The raising column
|
| 49 |
-
is empty. As above, a previously delivered box whose last two intervals
|
| 50 |
-
meet the active ones must be separated in the first coordinate. Its
|
| 51 |
-
smaller right endpoint puts it wholly to the left of the active target
|
| 52 |
-
interval, so the leftward sweep stops before reaching it.
|
| 53 |
-
Undelivered boxes remain at storage height. These observations give
|
| 54 |
-
positive rational clearances for all swept bounding boxes. Choose cutoff
|
| 55 |
-
padding below each clearance and use Lemma~\ref{lem:bb-curl} in successive
|
| 56 |
-
flat slots. Induction over the slots proves the full-box assertion.
|
| 57 |
-
A point initially in the central third-coordinate plane retains zero
|
| 58 |
-
third-coordinate offset during each diagonal deformation. Its height is
|
| 59 |
-
interpolated only between the two endpoint heights and $Z$. If those
|
| 60 |
-
endpoint heights are negative, every intermediate height is negative.
|
| 61 |
-
\end{proof}
|
| 62 |
-
|
| 63 |
-
The onto hypothesis in the preceding proposition is a useful exact-box
|
| 64 |
-
specialization. Its target-container version, including the effective
|
| 65 |
-
input conditions, is given in Section~\ref{bc:contained-targets}.
|
| 66 |
-
|
| 67 |
-
\begin{theorem}[A positive-height observation]\label{bc:positive-height}
|
| 68 |
-
On $\R^3$, the fixed label $0$ and observation $\{x_3>0\}$ realize
|
| 69 |
-
halting effectively by a compactly supported general force with zero
|
| 70 |
-
initial velocity and pressure, bounded mixed derivatives, and period one
|
| 71 |
-
after time one. The force has a separate alternative in
|
| 72 |
-
$L^2(0,\infty;H^j)$ for every $j$, tending to zero in every spatial
|
| 73 |
-
supremum norm at rate $O((1+t)^{-1})$.
|
| 74 |
-
\end{theorem}
|
| 75 |
-
\begin{proof}\label{bc:positive-height-proof}
|
| 76 |
-
Use Lemma~\ref{lem:bb-movefirst} and odd digits in base $2m+2$. Give every
|
| 77 |
-
simulator state a distinct positive integer index $i_s$ and put its
|
| 78 |
-
third-coordinate center at $z_s=i_s$ for ready halting states and
|
| 79 |
-
$z_s=-i_s$ otherwise. Thicken the full rectangles of
|
| 80 |
-
Lemma~\ref{lem:bb-onecell} by $[z_s-1/4,z_s+1/4]$. The assigned third
|
| 81 |
-
scale is one, so the maps satisfy Proposition~\ref{bc:ordered}.
|
| 82 |
-
The rational initial code $Y_0$ is loaded from the origin along the
|
| 83 |
-
straight segment, by a localized translation during $[0,1]$. Repeat the
|
| 84 |
-
unit-time mechanism after time one. At time $1+k$ the particle is exactly
|
| 85 |
-
the code after $k$ defined simulator transitions. If the initial machine
|
| 86 |
-
halts, the loading endpoint already has positive height. If it never
|
| 87 |
-
halts, loading has nonpositive height and all later transitions have
|
| 88 |
-
negative endpoint centers; the proposition excludes a positive height
|
| 89 |
-
at every intervening time. Conversely, a halting checkpoint has positive
|
| 90 |
-
height. Lemma~\ref{bc:analytic} gives the force and uniqueness, and
|
| 91 |
-
Lemma~\ref{ba:log-clock} gives the separate temporal alternative.
|
| 92 |
-
\end{proof}
|
| 93 |
-
|
| 94 |
-
\subsection{Simultaneous lifting with a convex-coordinate guard}
|
| 95 |
-
\label{bc:simultaneous-section}
|
| 96 |
-
\begin{proposition}[Simultaneous full-box transport]\label{bc:simultaneous}
|
| 97 |
-
Suppose finite planar source and target rectangle families $S_i,T_i$
|
| 98 |
-
have positive side lengths and endpoints on the grid $B^{-2}\Z^2$,
|
| 99 |
-
with integer $B\ge2$, and are separately
|
| 100 |
-
disjoint. Require their assigned center-to-center maps to satisfy
|
| 101 |
-
$F_i(S_i)=T_i$ and to have linear part $\diag(\lambda_i,\lambda_i^{-1})$ with
|
| 102 |
-
$\lambda_i\in\{B^{-1},1,B\}$. There is an effective solenoidal motion
|
| 103 |
-
of the full boxes obtained by taking the product with $[-1,1]$.
|
| 104 |
-
For every transported point its first coordinate is a convex combination
|
| 105 |
-
of its initial and final first coordinates at every time.
|
| 106 |
-
\end{proposition}
|
| 107 |
-
\begin{proof}\label{bc:simultaneous-proof}
|
| 108 |
-
Let $p_i^-,p_i^+$ be the centers in the plane $z=0$, set $h_i=5i$, and
|
| 109 |
-
choose a smooth $\Theta$ equal to zero on $(-\infty,1/4]$ and one on
|
| 110 |
-
$[3/4,\infty)$. For $0\le t\le1$, put
|
| 111 |
-
\[
|
| 112 |
-
\theta=\Theta(3t-1),\quad l_i=1-\theta+\theta\lambda_i,
|
| 113 |
-
\quad c_i=(1-\theta)p_i^-+\theta p_i^+
|
| 114 |
-
+h_i\{\Theta(3t)-\Theta(3t-2)\}e_3.
|
| 115 |
-
\]
|
| 116 |
-
The desired path is $g_i(t,y)=c_i(t)+\diag(l_i,l_i^{-1},1)(y-p_i^-)$.
|
| 117 |
-
Use a source padding $\varepsilon=1/(10B^3)$, transported by this same
|
| 118 |
-
affine map, for the cutoff neighborhood. During lifting the planar
|
| 119 |
-
source gap is at least $B^{-2}$. During lowering the enlarged target
|
| 120 |
-
padding is at most $B\varepsilon<B^{-2}/2$. During the middle phase
|
| 121 |
-
the height difference is at least five, whereas the sum of third
|
| 122 |
-
half-widths is $2+2\varepsilon<5$. Thus these moving cutoff supports
|
| 123 |
-
can be chosen disjoint. Sum the localized curls of
|
| 124 |
-
Lemma~\ref{lem:bb-curl}. Differentiation and uniqueness give the displayed
|
| 125 |
-
paths for the full boxes. Finally
|
| 126 |
-
\[
|
| 127 |
-
g_{i,1}(t,y)=(1-\theta)y_1+
|
| 128 |
-
\theta\{p_{i,1}^++\lambda_i(y_1-p_{i,1}^-)\},
|
| 129 |
-
\]
|
| 130 |
-
which proves the asserted guard. Flat time collars hold automatically.
|
| 131 |
-
\end{proof}
|
| 132 |
-
|
| 133 |
-
\begin{theorem}[A zero-blank half-space test]\label{bc:zero-blank}
|
| 134 |
-
The fixed label $0$ and event $\{x_1<-1\}$ in $\R^3$ realize halting
|
| 135 |
-
with the force and comparison conclusions of Theorem~\ref{bc:positive-height}.
|
| 136 |
-
This construction uses a zero joint-blank digit, so every initial tape
|
| 137 |
-
coordinate is a finite radix sum. Its temporal alternative belongs to
|
| 138 |
-
$L^2(0,\infty;H^j)$ for every $j$.
|
| 139 |
-
\end{theorem}
|
| 140 |
-
\begin{proof}\label{bc:zero-blank-proof}
|
| 141 |
-
Use the frontier recorder, zero-blank base $B=2m$, and state first-coordinate
|
| 142 |
-
offsets $3j$ for nonterminal controls and $-3j$ for terminal controls,
|
| 143 |
-
with positive distinct indices. Encode a state by $(o_s+L,R,0)$.
|
| 144 |
-
The full branches are on the $B^{-2}$ grid and satisfy the preceding
|
| 145 |
-
proposition. Load the rational initial code from zero along a straight
|
| 146 |
-
segment. Nonhalting codes have nonnegative first coordinate; the whole
|
| 147 |
-
segment and every nonhalting transition therefore avoid $x_1<-1$.
|
| 148 |
-
Terminal codes have first coordinate at most $-2$, including an initially
|
| 149 |
-
terminal loading endpoint. Exact integer-time simulation gives both
|
| 150 |
-
implications. The force conclusions follow from the common analytic and
|
| 151 |
-
logarithmic-clock lemmas, with the compact support needed for all $H^j$
|
| 152 |
-
norms. No claim of periodicity is made for the slowed alternative.
|
| 153 |
-
\end{proof}
|
| 154 |
-
|
| 155 |
-
\subsection{Expanded centers and obstacle detours}\label{bc:expanded-height-section}
|
| 156 |
-
\begin{proposition}[Full solid boxes with a height guard]
|
| 157 |
-
\label{bc:expanded-height-routing}
|
| 158 |
-
Let the source and target families be finite collections of full rational
|
| 159 |
-
axis-aligned solid boxes, each family pairwise disjoint. Write their centers
|
| 160 |
-
as $a_i,b_i$ and their positive half-widths as $r_{i,j},w_{i,j}$.
|
| 161 |
-
Require each prescribed affine map to send its entire source box onto
|
| 162 |
-
its specified target box:
|
| 163 |
-
\[
|
| 164 |
-
F_i(a_i+h)=b_i+D_i h,\qquad
|
| 165 |
-
D_i=\diag(w_{i,1}/r_{i,1},w_{i,2}/r_{i,2},w_{i,3}/r_{i,3}),
|
| 166 |
-
\qquad \det D_i=1.
|
| 167 |
-
\]
|
| 168 |
-
Suppose every source center has height at most $-1$, and every target
|
| 169 |
-
center has height at most $-1$ or exactly $1$. They admit an effective
|
| 170 |
-
compactly supported solenoidal unit-time realization. If a target center
|
| 171 |
-
has negative height, every point $a_i+h$ of its source box with $h_3=0$
|
| 172 |
-
remains at negative height throughout. A rational bound for the
|
| 173 |
-
entire support is computable from the boxes.
|
| 174 |
-
\end{proposition}
|
| 175 |
-
\begin{proof}\label{bc:expanded-height-routing-proof}
|
| 176 |
-
The empty family is realized by zero. Otherwise let $R=2+$ the largest
|
| 177 |
-
endpoint half-width, and choose an integer $H>20R$ so large that the
|
| 178 |
-
expanded source centers $A_i^*=Ha_i$ and target centers $B_i^*=Hb_i$
|
| 179 |
-
are separately more than $20R$ apart in the sup norm. Set
|
| 180 |
-
\[
|
| 181 |
-
Z_0=1+100R+\max_i\{\|A_i^*\|_\infty,\|B_i^*\|_\infty\},
|
| 182 |
-
\qquad P_i=(0,0,-Z_0-100Ri).
|
| 183 |
-
\]
|
| 184 |
-
Each of the unions $\{A_i^*\}\cup\{P_i\}$ and
|
| 185 |
-
$\{B_i^*\}\cup\{P_i\}$ has separation greater than $20R$.
|
| 186 |
-
The construction has five phases: expand source centers by a factor
|
| 187 |
-
from one to $H$ while keeping shapes fixed; move them successively to
|
| 188 |
-
$P_i$; change each parked shape by the prescribed positive diagonal
|
| 189 |
-
power; move them successively to $B_i^*$; contract target centers to
|
| 190 |
-
$b_i$ while keeping the final shapes fixed.
|
| 191 |
-
|
| 192 |
-
The simultaneous expansion is collision free. For each pair of source
|
| 193 |
-
boxes some coordinate has positive gap
|
| 194 |
-
$|a_{i,j}-a_{k,j}|-r_{i,j}-r_{k,j}$; multiplication of the center
|
| 195 |
-
difference by a factor at least one preserves that gap. The same
|
| 196 |
-
argument applies to contraction toward the disjoint targets. Choose
|
| 197 |
-
padding less than one quarter of the minimum such gap, and less than
|
| 198 |
-
one. During a parked deformation the $j$th half-width is
|
| 199 |
-
$r_{i,j}^{1-\theta}w_{i,j}^{\theta}\le\max(r_{i,j},w_{i,j})<R$.
|
| 200 |
-
Thus parked deformations have all half-widths less than $R$ and
|
| 201 |
-
supports of half-width at most $2R$; the storage separation suffices.
|
| 202 |
-
|
| 203 |
-
For a successive transfer, surround each stationary center by its closed
|
| 204 |
-
sup-norm cube of radius $4R$. These cubes are pairwise disjoint. Start
|
| 205 |
-
with the straight segment between the moving centers. Each nontrivial
|
| 206 |
-
intersection with such a cube can be replaced by a polygonal path on
|
| 207 |
-
its boundary: join the entrance to a vertex of its face, follow cube
|
| 208 |
-
edges to an exit-face vertex, and join to the exit. Fixed index orders
|
| 209 |
-
choose the vertices and edges. All coordinates and intersection parameters
|
| 210 |
-
are rational. Tangencies need no detour. Since different obstacle cubes
|
| 211 |
-
are disjoint, the resulting finite polygon stays at distance at least
|
| 212 |
-
$4R$ from every stationary center. Move along its segments in flat slots,
|
| 213 |
-
using a cutoff support of half-width at most $2R$. Stationary boxes have
|
| 214 |
-
half-width less than $R$, so no such support touches them. Lemma~\ref{lem:bb-curl}
|
| 215 |
-
realizes each translation and deformation.
|
| 216 |
-
|
| 217 |
-
For the height assertion, a transfer with negative endpoints has endpoints
|
| 218 |
-
of height at most $-H$. Its straight segment is negative. It cannot meet
|
| 219 |
-
an obstacle centered at positive height $H$, whose bottom is $H-4R>0$.
|
| 220 |
-
Every boundary used around a negative-height obstacle lies below
|
| 221 |
-
$-H+4R<0$. Storage heights are negative as well. Expansion, contraction,
|
| 222 |
-
and positive diagonal deformation preserve the central-plane condition.
|
| 223 |
-
Thus all these paths are negative. Finitely many rational vertices,
|
| 224 |
-
endpoint widths, and cutoff paddings give a rational support bound.
|
| 225 |
-
\end{proof}
|
| 226 |
-
|
| 227 |
-
\begin{theorem}[A height test inside one torus chart]\label{bc:expanded-height-event}
|
| 228 |
-
On the unit torus, the fixed label $o=(1/2,1/2,1/2)$ and event
|
| 229 |
-
\begin{equation}\label{bc:expanded-height-fixed-event}
|
| 230 |
-
\{x:x_3\pmod1\in(1/2,1)\}
|
| 231 |
-
\end{equation}
|
| 232 |
-
realize halting by a smooth general mean-zero force, periodic after time
|
| 233 |
-
one, with zero initial velocity and pressure and bounded mixed derivatives.
|
| 234 |
-
The repeated mechanism depends on the machine alone; only initialization
|
| 235 |
-
depends on its finite input. The solution is unique in the torus class.
|
| 236 |
-
\end{theorem}
|
| 237 |
-
\begin{proof}\label{bc:expanded-height-event-proof}
|
| 238 |
-
Use the frontier recorder, odd base $B=2m+1$, distinct negative integer
|
| 239 |
-
heights for nonterminal states and height one for the terminal ready state.
|
| 240 |
-
Thicken every branch by a third half-width $1/4$. The reciprocal tape
|
| 241 |
-
map is onto its target rectangle; adjoining the unchanged third interval
|
| 242 |
-
gives an onto box map with linear part $\diag(B^{-e},B^e,1)$ and
|
| 243 |
-
determinant one. All source centers are
|
| 244 |
-
negative because terminal controls have no outgoing rules. Apply the
|
| 245 |
-
preceding proposition. The logical initial code $Y_0$ is rational and has
|
| 246 |
-
a uniform machine-dependent bound as the input varies: its two stack
|
| 247 |
-
coordinates lie in $[0,1]$ and its height is fixed by the initial control.
|
| 248 |
-
A moving translation loads the logical origin to $Y_0$, with a fixed
|
| 249 |
-
source half-width one and padding one. This gives a machine-dependent
|
| 250 |
-
rational bound $K$ for the supports of all such loaders and the repeated
|
| 251 |
-
mechanism; for example take $K=1+2R+M$ with $M$ an upper bound for all
|
| 252 |
-
routing vertices and loading coordinates and $R$ enlarged to cover their
|
| 253 |
-
half-widths. Choose $\lambda=1/(4K)$ and use the chart $x=o+\lambda Y$.
|
| 254 |
-
Everything remains strictly inside $(1/4,3/4)^3$.
|
| 255 |
-
|
| 256 |
-
Periodize the resulting compactly supported curl fields, loading during
|
| 257 |
-
the first unit interval and repeating thereafter. Compute the residual
|
| 258 |
-
at physical viscosity $\nu$, after the chart change. The fields and force
|
| 259 |
-
have zero mean and all the bounds in Lemma~\ref{bc:analytic}.
|
| 260 |
-
For a nonhalting run, loading has nonpositive logical height and each
|
| 261 |
-
later segment remains negative by the proposition. A terminal code has
|
| 262 |
-
physical height $1/2+\lambda$, which lies in the event. There is no
|
| 263 |
-
chart-boundary crossing that could create a spurious observation.
|
| 264 |
-
An initially terminal input is detected at the loading endpoint.
|
| 265 |
-
The initialized correspondence is exact; at checkpoints the number of
|
| 266 |
-
history records gives $n$, and the frontier's relative position together
|
| 267 |
-
with its absolute index $2+n$ also recovers the absolute work-head position.
|
| 268 |
-
\end{proof}
|
| 269 |
-
|
| 270 |
-
\subsection{Fixed columns and separate layers}\label{bc:columns-section}
|
| 271 |
-
\begin{proposition}[Column and layer transport]\label{bc:columns}
|
| 272 |
-
Let $S_i,T_i$ be finite rational planar rectangle families of positive side
|
| 273 |
-
lengths, each separately disjoint, with endpoints on the $B^{-2}$ grid,
|
| 274 |
-
where $B\ge2$ is an integer.
|
| 275 |
-
Let their assigned center-to-center positive reciprocal diagonal affine
|
| 276 |
-
maps satisfy $F_i(S_i)=T_i$. A finite effective
|
| 277 |
-
solenoidal field in $\R^3$ realizes all these maps on the rectangles in
|
| 278 |
-
$z=0$. Along each tracked path the first coordinate stays between its
|
| 279 |
-
initial and final values. The field has compact support and flat time
|
| 280 |
-
collars.
|
| 281 |
-
\end{proposition}
|
| 282 |
-
\begin{proof}\label{bc:columns-proof}
|
| 283 |
-
Give rectangle $i$ height $h_i=4i$. A planar cutoff equal to one near
|
| 284 |
-
its source and supported within padding $1/(4B^2)$ has support disjoint
|
| 285 |
-
from the other source cutoffs. Multiply it by a third-coordinate cutoff
|
| 286 |
-
which is one near the entire interval $[0,h_i]$. The curl of the potential
|
| 287 |
-
$(0,h_i x,0)$ times these cutoffs equals $(0,0,h_i)$ along that source
|
| 288 |
-
column. A common flat schedule lifts all rectangles. The corresponding
|
| 289 |
-
target cutoffs give a later descent by $-h_i$.
|
| 290 |
-
|
| 291 |
-
In the middle phase, let $p_i,q_i$ be the centers and $a_i>0$ the
|
| 292 |
-
first-coordinate scale. With phase parameter $\mu\in[0,1]$, set
|
| 293 |
-
$c_i=p_i+\mu(q_i-p_i)$, $l_i=1+\mu(a_i-1)$ and
|
| 294 |
-
\[
|
| 295 |
-
H_i(\mu,x,y)=d_{i,1}y-d_{i,2}x+
|
| 296 |
-
\frac{a_i-1}{l_i}(x-c_{i,1})(y-c_{i,2}),
|
| 297 |
-
\qquad d_i=q_i-p_i.
|
| 298 |
-
\]
|
| 299 |
-
On a neighborhood of the desired path, the planar Hamiltonian field
|
| 300 |
-
$(\partial_yH_i,-\partial_xH_i)$ generates
|
| 301 |
-
$c_i+\diag(l_i,l_i^{-1})(\zeta-p_i)$.
|
| 302 |
-
The first coordinate is the convex interpolation of its endpoint values.
|
| 303 |
-
The second half-width obeys
|
| 304 |
-
\[
|
| 305 |
-
\frac{r_{i,2}}{(1-\mu)+\mu a_i}
|
| 306 |
-
\le (1-\mu)r_{i,2}+\mu r_{i,2}/a_i,
|
| 307 |
-
\]
|
| 308 |
-
by convexity of the reciprocal function. Consequently the swept rectangle
|
| 309 |
-
lies in the coordinate bounding rectangle of the two endpoints. Localize
|
| 310 |
-
$H_i$ around that rectangle in the layer $z=h_i$, with third padding less
|
| 311 |
-
than one, and take the curl of $(0,0,H_i)$ times that cutoff. For a
|
| 312 |
-
flat middle ramp $\mu=\eta_2(t)$, multiply the resulting phase field by
|
| 313 |
-
$\eta_2'(t)$. Layers are disjoint, so the sum has the required action. Lift and descent preserve
|
| 314 |
-
planar coordinates. The exact paths and ODE uniqueness establish the
|
| 315 |
-
full-rectangle and intermediate-coordinate assertions.
|
| 316 |
-
\end{proof}
|
| 317 |
-
|
| 318 |
-
\subsection{Target containers and prescribed affine images}
|
| 319 |
-
\label{bc:contained-targets}
|
| 320 |
-
The named targets in Propositions~\ref{bc:ordered}, \ref{bc:simultaneous}
|
| 321 |
-
and~\ref{bc:columns} can also be rational \emph{containers} for the actual
|
| 322 |
-
images. More precisely, replace the onto condition by
|
| 323 |
-
\[
|
| 324 |
-
F_i(D_i)\subseteq S_i\quad\text{in Proposition~\ref{bc:ordered}},
|
| 325 |
-
\qquad
|
| 326 |
-
F_i(S_i)\subseteq T_i\quad\text{in the other two propositions}.
|
| 327 |
-
\]
|
| 328 |
-
Keep the other geometric hypotheses. For ordered transport retain the
|
| 329 |
-
center-to-center condition. For simultaneous and column transport the
|
| 330 |
-
actual endpoint center is $F_i(p_i)$, where $p_i$ is the source center;
|
| 331 |
-
it need not be the center of the container. The maps have the same positive
|
| 332 |
-
diagonal determinant-one linear parts as before, including the specified
|
| 333 |
-
three scale choices in Proposition~\ref{bc:simultaneous}.
|
| 334 |
-
All transport and path conclusions remain valid. For arbitrary real map
|
| 335 |
-
coefficients this is a smooth existence statement. The construction is
|
| 336 |
-
effective when those coefficients are computable, and otherwise its
|
| 337 |
-
evaluation is relative to them. An empty list again uses the zero field.
|
| 338 |
-
|
| 339 |
-
Here are the necessary modifications of the proofs. In ordered transport,
|
| 340 |
-
write $r_{i,j}$ for a source half-width, $w_{i,j}$ for the corresponding
|
| 341 |
-
container half-width, and $a_{i,j}>0$ for the diagonal factor. Containment
|
| 342 |
-
gives $a_{i,j}r_{i,j}\le w_{i,j}$, hence
|
| 343 |
-
\[
|
| 344 |
-
r_{i,j}a_{i,j}^{\theta}
|
| 345 |
-
\le\max(r_{i,j},a_{i,j}r_{i,j})
|
| 346 |
-
\le\max(r_{i,j},w_{i,j})<L,\qquad 0\le\theta\le1.
|
| 347 |
-
\]
|
| 348 |
-
The rational source and container widths therefore bound every parked
|
| 349 |
-
deformation. After deformation, use translates of the rational target
|
| 350 |
-
containers as envelopes for the actual images. Deliver in increasing
|
| 351 |
-
order of the containers' right endpoints. If an earlier delivered image
|
| 352 |
-
meets the moving image in the last two projections, their containers meet
|
| 353 |
-
in those projections. Disjointness and the endpoint order force the earlier
|
| 354 |
-
container wholly to the left of the active target container. Its image
|
| 355 |
-
therefore misses the entire leftward sweep, which stops in that active
|
| 356 |
-
container. The original extraction and storage arguments are unchanged.
|
| 357 |
-
The same rational envelopes give positive cutoff margins. They do not
|
| 358 |
-
require the actual image endpoints to be rational. The central-cross-section
|
| 359 |
-
height guard is unchanged because its third offset remains zero.
|
| 360 |
-
|
| 361 |
-
For simultaneous transport, interpolate toward $F_i(p_i)$. The transported
|
| 362 |
-
source padding at descent has width at most $B\varepsilon$ outside its
|
| 363 |
-
actual image, so it lies inside the $B\varepsilon$ enlargement of the
|
| 364 |
-
target container. The original grid-gap and private-height estimates
|
| 365 |
-
still separate all supports. The first-coordinate convex identity uses
|
| 366 |
-
the actual value $F_i(y)$ and remains exact.
|
| 367 |
-
|
| 368 |
-
For column transport use the same actual endpoint center. The reciprocal
|
| 369 |
-
convexity estimate bounds each moving second half-width by the linear
|
| 370 |
-
interpolation of the source and actual-image half-widths. Thus the entire
|
| 371 |
-
middle sweep lies in the coordinate bounding rectangle of the source and
|
| 372 |
-
its rational target container. The target-column cutoff equals one on
|
| 373 |
-
the actual image, so the descent is unchanged. This also proves the stated
|
| 374 |
-
first-coordinate bound for each point. Finally, a positive computable
|
| 375 |
-
scale admits computable positive lower and finite upper bounds; its
|
| 376 |
-
logarithm, powers and the displayed reciprocal interpolations are
|
| 377 |
-
computable. The containment and determinant identities are hypotheses,
|
| 378 |
-
not tests performed by the construction.
|
| 379 |
-
|
| 380 |
-
\begin{theorem}[A half-space test by fixed columns]\label{bc:column-event}
|
| 381 |
-
On $\R^3$, the frontier recorder with odd digits in base $2m+1$ realizes
|
| 382 |
-
halting from the fixed label $0$ by the event $x_1<-1$. It gives a compactly
|
| 383 |
-
supported general force, periodic after time one, with zero initial
|
| 384 |
-
velocity and pressure and all mixed derivatives bounded.
|
| 385 |
-
\end{theorem}
|
| 386 |
-
\begin{proof}\label{bc:column-event-proof}
|
| 387 |
-
Put nonterminal state offsets at $3,6,\ldots$ and terminal offsets at
|
| 388 |
-
$-3,-6,\ldots$ in the first coordinate. Lemma~\ref{lem:bb-onecell} and
|
| 389 |
-
Proposition~\ref{bc:columns} give a whole-rectangle phase map. A localized
|
| 390 |
-
planar Hamiltonian translation loads the origin to the rational initial
|
| 391 |
-
code in $[0,1]$ time. A nonterminal loading segment has nonnegative first
|
| 392 |
-
coordinate, and every later nonterminal segment has first coordinate at
|
| 393 |
-
least three. Terminal codes have first coordinate below $-1$. This proves
|
| 394 |
-
both directions, including initial halting. Repeat the phase map and use
|
| 395 |
-
Lemma~\ref{bc:analytic}. Although this route only requires planar coding
|
| 396 |
-
rectangles, its cutoff plateaus also give a positive neighborhood on which
|
| 397 |
-
the same affine formulas hold.
|
| 398 |
-
\end{proof}
|
| 399 |
-
|
| 400 |
-
\subsection{Delaying the original head movement}\label{bc:delayed-column-section}
|
| 401 |
-
Use Lemma~\ref{lem:bb-direction} with singleton passive track removed.
|
| 402 |
-
Rename $(M(q,s),G(r),A(q,d),B(q,d))$ as
|
| 403 |
-
$(R_{q,s},F_r,C_{q,d},G_{q,d})$ and $(\bot,F)$ as $(\perp,*)$.
|
| 404 |
-
These bijections identify every row and nonfrontier guard on the full
|
| 405 |
-
domain, including all $q,d$ controls. The frontier starts at one, and the
|
| 406 |
-
work movement occurs only on return. At checkpoint $n$, write $i$ for
|
| 407 |
-
the work-head position and $j=n+1$ for the frontier position. The exact count is
|
| 408 |
-
$2(j-i)+3$: the right and left continuing loops have respectively
|
| 409 |
-
$j-i-1$ and $j-i$ instructions, with four other instructions.
|
| 410 |
-
|
| 411 |
-
\begin{theorem}[The delayed-head column realization]\label{bc:delayed-column-event}
|
| 412 |
-
The table of Lemma~\ref{lem:bb-direction} has a realization on $\R^3$
|
| 413 |
-
with fixed label $0$ and detector $x_1<-1$, compact spatial support,
|
| 414 |
-
period one after time one, bounded mixed derivatives and uniformly bounded
|
| 415 |
-
kinetic energy. The prescribed pressure is zero. Uniqueness holds in the
|
| 416 |
-
whole-space comparison class, in particular when the competitor and its
|
| 417 |
-
first spatial derivatives are bounded on every finite time interval.
|
| 418 |
-
\end{theorem}
|
| 419 |
-
\begin{proof}\label{bc:delayed-column-event-proof}
|
| 420 |
-
Assign odd digits $1,3,\ldots,2m-1$ in base $B=2m+2$, with state
|
| 421 |
-
offsets positive multiples of three except for negative terminal offsets.
|
| 422 |
-
The tail of the blank symbol contributes
|
| 423 |
-
$d_{\rm blank}B^{-k}/(B-1)$ after a finite prefix, so initialization is
|
| 424 |
-
rational even though the blank digit is nonzero. Full affine branches
|
| 425 |
-
follow from the lemma and Lemma~\ref{lem:bb-onecell}. Use the fixed-column
|
| 426 |
-
proof with heights $4i$ and the smaller padding $1/(10B^2)$; schedule a
|
| 427 |
-
slot $[a,b]$ by $\sigma(2(t-a)/(b-a)-1/2)$, which is flat on collars
|
| 428 |
-
of both endpoints. These choices preserve the same separation proof.
|
| 429 |
-
A planar Hamiltonian loading segment starts at zero. The convex first-
|
| 430 |
-
coordinate guard excludes the detector throughout every nonhalting
|
| 431 |
-
transition and throughout a nonhalting load; a terminal code lies below
|
| 432 |
-
$-1$. Finite checkpoint simulation gives the equivalence. The field has
|
| 433 |
-
one compact support and uniform pointwise bounds, hence uniformly bounded
|
| 434 |
-
kinetic energy. Lemma~\ref{bc:analytic} supplies all remaining assertions.
|
| 435 |
-
\end{proof}
|
| 436 |
-
|
| 437 |
-
\subsection{Recorded pointers and seven-slot storage}\label{bc:recorded-pointer-section}
|
| 438 |
-
\begin{theorem}[A fixed box test with recorded pointers]
|
| 439 |
-
\label{bc:recorded-pointer-event}
|
| 440 |
-
On $\R^3$, the fixed label $(2,0,0)$ and open box
|
| 441 |
-
$(0,1)^2\times(-1/2,1/2)$ realize halting by an effective general force
|
| 442 |
-
with compact spatial support, zero initial velocity and pressure, bounded
|
| 443 |
-
mixed derivatives, and period one after time one. The construction moves
|
| 444 |
-
whole solid boxes. Uniqueness holds among smooth competitors with
|
| 445 |
-
\[
|
| 446 |
-
u\in C^1([0,T];L^2),\quad \nabla u,\Delta u\in C([0,T];L^2),
|
| 447 |
-
\quad p,\nabla p\in C([0,T];L^2),\quad
|
| 448 |
-
\sup_{[0,T]\times\R^3}(|u|+|\nabla u|)<\infty
|
| 449 |
-
\]
|
| 450 |
-
for every finite $T$.
|
| 451 |
-
\end{theorem}
|
| 452 |
-
\begin{proof}\label{bc:recorded-pointer-event-proof}
|
| 453 |
-
Normalize to one halt $h$. For $c=(q,b)\in\mathcal D=(Q\setminus\{h\})\times\Gamma$
|
| 454 |
-
write the instruction as $(q^+(c),b^+(c),m(c))$.
|
| 455 |
-
Use histories
|
| 456 |
-
\[
|
| 457 |
-
\Lambda_0=\{\varnothing\}\sqcup\{H_e:e\in\mathcal D\sqcup\{\star\}\},
|
| 458 |
-
\qquad \Lambda=\Lambda_0\sqcup\{P_e:e\in\mathcal D\sqcup\{\star\}\}.
|
| 459 |
-
\]
|
| 460 |
-
The full alphabet is $\mathcal A=\Gamma\times\Lambda\times\{0,1\}$,
|
| 461 |
-
whose tracks are data, history and return mark. Controls are
|
| 462 |
-
$S_q,L_q,M_c,R_c,F_c$, and the complete table is
|
| 463 |
-
\[
|
| 464 |
-
\begin{array}{c|c|c|l}
|
| 465 |
-
\text{input}&\text{output}&\text{move}&\text{restriction}\\\hline
|
| 466 |
-
S_q(b,l,0)&M_c(b^+(c),l,0)&m(c)&c=(q,b),\ l\in\Lambda_0\\
|
| 467 |
-
M_c(b,l,0)&R_c(b,l,1)&1&l\in\Lambda_0\\
|
| 468 |
-
R_c(b,l,0)&R_c(b,l,0)&1&l\in\Lambda_0\\
|
| 469 |
-
R_c(b,P_e,0)&F_c(b,H_e,0)&1&e\in\mathcal D\sqcup\{\star\}\\
|
| 470 |
-
F_c(b,\varnothing,0)&L_{q^+(c)}(b,P_c,0)&-1&\\
|
| 471 |
-
L_q(b,l,0)&L_q(b,l,0)&-1&l\in\Lambda_0\\
|
| 472 |
-
L_q(b,l,1)&S_q(b,l,0)&0&l\in\Lambda_0.
|
| 473 |
-
\end{array}
|
| 474 |
-
\]
|
| 475 |
-
Initially put $P_\star$ at absolute cell three, empty history elsewhere,
|
| 476 |
-
marks zero, and control $S_{q_0}$. At ready checkpoint $k$, the pointer
|
| 477 |
-
is at $r=3+k$, all cells to its right are empty, and the work configuration
|
| 478 |
-
is the original one. After the first row the work head satisfies
|
| 479 |
-
$j'\le k+1\le r-2$. The scan marks it, reaches the pointer, changes
|
| 480 |
-
$P_e$ into $H_e$, writes $P_c$ in the next empty cell, and returns to
|
| 481 |
-
erase the mark. Both scans are finite and positive. This proves the
|
| 482 |
-
initialized simulation. The initial pointer tag is retained as $H_\star$
|
| 483 |
-
after the first cycle, so the absolute cell-three reference is permanent.
|
| 484 |
-
|
| 485 |
-
The inverse works on all allowed tapes. Into $M_c$ the tag fixes the old
|
| 486 |
-
instruction and move; into $R_c$ mark one distinguishes entry from a loop;
|
| 487 |
-
into $F_c$ the written $H_e$ identifies the old pointer $P_e$; into $L_q$
|
| 488 |
-
a pointer output identifies entry, including the old $F_c$, whereas a loop
|
| 489 |
-
writes a nonpointer; into $S_q$ only mark erasure applies. Incoming shifts
|
| 490 |
-
are fixed in every target control. The remaining written components retain
|
| 491 |
-
all unchanged symbols, proving the two properties of
|
| 492 |
-
Lemma~\ref{lem:bb-onecell}.
|
| 493 |
-
|
| 494 |
-
Let $m_Q$ be the number of controls, and number them bijectively by
|
| 495 |
-
$\iota(s)\in\{0,\ldots,m_Q-1\}$ with $\iota(S_h)=0$.
|
| 496 |
-
Use odd digits in base $B=2|\mathcal A|+1$ and state offsets
|
| 497 |
-
$o_s=3\iota(s)$. The physical
|
| 498 |
-
code is $(o_s+L,R,0)$. Terminal codes lie strictly in $(0,1)^2\times\{0\}$;
|
| 499 |
-
nonterminal first coordinates are at least three. Form the full branch
|
| 500 |
-
boxes by taking the product with $[-1,1]$. Their planar sides have length
|
| 501 |
-
at most one. Choose $H_x=3m_Q+1$ and
|
| 502 |
-
parking centers $\pi_i=(H_x+10+4i,0)$, all at height zero.
|
| 503 |
-
|
| 504 |
-
Here is a storage construction distinct from ordered low extraction.
|
| 505 |
-
Evacuate each source in three successive operations: lift its center to
|
| 506 |
-
height ten, translate horizontally there to $\pi_i$, and lower it to
|
| 507 |
-
zero. Once every box is parked, process each in four operations: deform
|
| 508 |
-
its planar shape at the parking center, lift it to height ten, translate
|
| 509 |
-
it there to its target center, and lower it into the target. This uses
|
| 510 |
-
$7N$ slots for $N$ branches. During deformation use the positive scale
|
| 511 |
-
$l=1+\theta(\lambda_i-1)$ and its reciprocal, not an exponential scale.
|
| 512 |
-
Both side lengths remain bounded by the maximum of their endpoint lengths,
|
| 513 |
-
which is at most one. The third half-width remains one.
|
| 514 |
-
|
| 515 |
-
Let $\delta$ be the minimum of one and all positive source-source and
|
| 516 |
-
target-target planar distances, omitting empty sets of pairs. Use cutoff
|
| 517 |
-
plateaus with padding $\varepsilon=\delta/8$ and support padding
|
| 518 |
-
$2\varepsilon$. During a lift or descent the planar projection separates
|
| 519 |
-
the moving box from the current sources or delivered targets. Parked
|
| 520 |
-
boxes lie outside their entire first-coordinate range, and parking centers
|
| 521 |
-
have spacing four. During a horizontal translation the box lies in
|
| 522 |
-
$9\le z\le11$, whereas all stationary boxes lie in $-1\le z\le1$.
|
| 523 |
-
These positive gaps also separate the padded supports. Lemma~\ref{lem:bb-curl}
|
| 524 |
-
therefore realizes every operation without disturbing a stationary box.
|
| 525 |
-
The full assigned affine map follows by composition.
|
| 526 |
-
|
| 527 |
-
For a branch whose target control is nonterminal, every full point has
|
| 528 |
-
first coordinate at least three, including the storage and transfer paths.
|
| 529 |
-
Load the fixed label
|
| 530 |
-
$(2,0,0)$ to the rational initial code by a localized straight translation.
|
| 531 |
-
If the code is nonterminal, the loading segment has first coordinate at
|
| 532 |
-
least two; if it is terminal, the endpoint is in the observation box.
|
| 533 |
-
At later integer samples the exact recorder code gives terminal entry,
|
| 534 |
-
and the preceding bounds exclude the observation at all other times of a
|
| 535 |
-
nonhalting run. Repeat the finite transport field and apply
|
| 536 |
-
Lemma~\ref{bc:analytic}. Finally the displayed comparison class implies
|
| 537 |
-
$u\in C H^2$, since $\|u\|_{H^2}\le C(\|u\|_2+\|\Delta u\|_2)$
|
| 538 |
-
by the Fourier multiplier identity; its pressure assumptions give $p\in C H^1$.
|
| 539 |
-
Thus the stated uniqueness follows from the common whole-space comparison,
|
| 540 |
-
without changing this route's original hypotheses.
|
| 541 |
-
\end{proof}
|
| 542 |
-
|
| 543 |
-
\subsection{Planar detours behind a vertical observation guard}
|
| 544 |
-
\label{bc:guarded-planar-section}
|
| 545 |
-
|
| 546 |
-
|
| 547 |
-
\begin{theorem}[A guarded planar observation with unrestricted pressure]
|
| 548 |
-
\label{bc:guarded-planar-event}
|
| 549 |
-
On $\R^3$, the fixed label $(-4,0,0)$ and fixed box
|
| 550 |
-
$(-1,2)^2\times(-1,1)$ realize halting by a compactly supported general
|
| 551 |
-
force with zero initial velocity and prescribed pressure and all mixed
|
| 552 |
-
derivatives bounded. One choice is periodic after time one. A separate
|
| 553 |
-
choice satisfies $\|f(t)\|_\infty=O((1+t)^{-2/3})$ and
|
| 554 |
-
$f\in L^2([0,\infty)\times\R^3)$.
|
| 555 |
-
Uniqueness holds among smooth competitors with
|
| 556 |
-
$u\in C([0,T];H^2)\cap C^1([0,T];L^2)$ and bounded $u,\nabla u$
|
| 557 |
-
on each finite interval, without any spatial integrability condition on
|
| 558 |
-
pressure. Pressure is unique modulo a function of time.
|
| 559 |
-
\end{theorem}
|
| 560 |
-
\begin{proof}\label{bc:guarded-planar-event-proof}
|
| 561 |
-
Use the frontier recorder after normalization to one halting state, and
|
| 562 |
-
write $\mathcal A$ for its full cell alphabet and $m_Q$ for its number
|
| 563 |
-
of controls. Number the controls bijectively by
|
| 564 |
-
$\iota(s)\in\{0,\ldots,m_Q-1\}$, giving the terminal control index zero.
|
| 565 |
-
Use odd base $B=2|\mathcal A|+1$ and first-coordinate offsets
|
| 566 |
-
$o_s=4\iota(s)$. Code the
|
| 567 |
-
configuration by $(o_s+L,R)$. The origin of the original tape can be
|
| 568 |
-
recovered from the number of history records and the frontier position,
|
| 569 |
-
so this head-relative coding loses no initialized information.
|
| 570 |
-
The full planar branches have reciprocal positive diagonal maps.
|
| 571 |
-
|
| 572 |
-
We first realize finite separately disjoint source and target rectangle
|
| 573 |
-
families $S_i,T_i$ with rational endpoints and positive side lengths,
|
| 574 |
-
equipped with assigned positive
|
| 575 |
-
reciprocal diagonal affine maps $F_i$ satisfying $F_i(S_i)=T_i$, by
|
| 576 |
-
compactly supported planar Hamiltonian motion. Write $c_i,q_i$ for the
|
| 577 |
-
source and target centers. With no
|
| 578 |
-
branches use zero. With one branch, interpolate its center directly and
|
| 579 |
-
use a positive linear first-coordinate scale and its reciprocal; there
|
| 580 |
-
are no stationary obstacles. For $N\ge2$, let $R=1+$ the largest endpoint
|
| 581 |
-
half-width and let $m_0>0$ be the minimum sup-norm separation within the
|
| 582 |
-
two center families. Put $K=1+32R/m_0$. Expand all source centers by
|
| 583 |
-
factors from one to $K$, leaving their shapes unchanged. Let
|
| 584 |
-
$M=\max_i\{|(Kc_i)_1|,|(Kq_i)_1|\}$ and choose parking centers
|
| 585 |
-
$P_i=(M+32Ri,0)$. Each union of expanded endpoint centers and parking
|
| 586 |
-
centers has separation at least $32R$.
|
| 587 |
-
|
| 588 |
-
Move expanded sources successively to their parking centers, deform them
|
| 589 |
-
there using the linear reciprocal scale, move them successively to the
|
| 590 |
-
expanded target centers, then contract those centers to their targets.
|
| 591 |
-
For each successive transfer put a square of sup-radius $4R$ around
|
| 592 |
-
every stationary center. Replace each nontrivial segment intersection
|
| 593 |
-
with an obstacle square by a counterclockwise path along its boundary.
|
| 594 |
-
The intersection points and corners are rational; the squares are disjoint,
|
| 595 |
-
so the resulting finite polygon stays at distance at least $4R$ from
|
| 596 |
-
all stationary centers. Flat schedules on its segments give smooth center
|
| 597 |
-
motion. The simultaneous expansion and contraction preserve a positive
|
| 598 |
-
coordinate gap for every pair, exactly as in the solid-box argument.
|
| 599 |
-
If $g_0,g_1$ are their minimum positive gaps, choose padding
|
| 600 |
-
$\varepsilon=\min(g_0,g_1,2R)/4$ for these phases. During individual
|
| 601 |
-
transfers use padding below $R$; the stationary half-widths are below $R$.
|
| 602 |
-
Thus all required cutoff supports avoid stationary rectangles.
|
| 603 |
-
|
| 604 |
-
For a moving center $c$ and horizontal scale $l$, the potential
|
| 605 |
-
\[
|
| 606 |
-
H=\chi\left[\dot c_x(y-c_y)-\dot c_y(x-c_x)
|
| 607 |
-
+\frac{\dot l}{l}(x-c_x)(y-c_y)\right]
|
| 608 |
-
\]
|
| 609 |
-
gives the required motion on the cutoff plateau. The other current
|
| 610 |
-
rectangles are fixed. This proves every full planar branch, including
|
| 611 |
-
its boundary, by induction through the operations. A one-square loading
|
| 612 |
-
translation with half-width $1/4$ takes $(-4,0)$ to the initial rational
|
| 613 |
-
code. All these supports lie in a square $[-L,L]^2$, where one can choose
|
| 614 |
-
$L=10+S_0+4m_Q$ with $S_0$ a finite bound for routing vertices and cutoff
|
| 615 |
-
widths. The same $L$ covers every input of a fixed machine, since initial
|
| 616 |
-
codes are uniformly bounded.
|
| 617 |
-
|
| 618 |
-
The planar detours need not avoid the horizontal observation box.
|
| 619 |
-
We instead make them at height three. Choose a switch $\eta$ with
|
| 620 |
-
collars and set
|
| 621 |
-
$h(s)=3\{\eta(3s)-\eta(3s-2)\}$ on a unit interval. It lifts in the
|
| 622 |
-
first third, stays at three in the middle, and lowers in the last third.
|
| 623 |
-
Choose $\Gamma$ equal to one near $[-L,L]^2\times[-1,4]$, with compact
|
| 624 |
-
support, and $\beta(z)$ compactly supported and equal to one near three.
|
| 625 |
-
For any one of the planar fields $w$, zero outside its phase interval,
|
| 626 |
-
put
|
| 627 |
-
\[
|
| 628 |
-
Z(s,x)=h'(s)\nabla\times(0,x_1\Gamma(x),0),\qquad
|
| 629 |
-
V_w(s,x)=Z(s,x)+3\beta(x_3)(w(3s-1,x_1,x_2),0).
|
| 630 |
-
\]
|
| 631 |
-
Along each tracked path the first term is exact vertical translation.
|
| 632 |
-
The second term acts only in the middle third, at height three, and runs
|
| 633 |
-
the full planar phase. It is divergence free because $w$ is planar
|
| 634 |
-
solenoidal and $\beta$ is independent of the planar coordinates.
|
| 635 |
-
Thus the trajectory lifts at its exact source, performs every detour
|
| 636 |
-
outside the vertical detector interval, and lowers at its exact target.
|
| 637 |
-
Use this construction for the loader and for each repeated phase. While
|
| 638 |
-
its height can lie in $(-1,1)$, a nonterminal computational particle has
|
| 639 |
-
first coordinate at least four; the initial loading source has first
|
| 640 |
-
coordinate $-4$. A terminal code lies in $(0,1)^2\times\{0\}$.
|
| 641 |
-
These facts prove the all-real-time observation equivalence, including
|
| 642 |
-
an initially terminal input.
|
| 643 |
-
|
| 644 |
-
For the comparison assertion, the constructed field has compact support
|
| 645 |
-
and bounded mixed derivatives, so it satisfies the reference hypotheses
|
| 646 |
-
of Lemma~\ref{lem:b-comparison}. The displayed competitor class is exactly
|
| 647 |
-
case (v) of that lemma. Its proof obtains $\nabla p\in L^2$ from the
|
| 648 |
-
equation and cancels the pressure term by Lemma~\ref{lem:b-gradient}; it
|
| 649 |
-
does not require an integrable pressure representative. Hence the velocity
|
| 650 |
-
is unique, and pressure is determined up to a function of time.
|
| 651 |
-
|
| 652 |
-
Finally let $U(s)$ denote the eventually periodic field just constructed
|
| 653 |
-
and set $\rho(t)=(1+t)^{1/3}-1$, $\widehat U=\rho' U(\rho(t))$.
|
| 654 |
-
The new residual is
|
| 655 |
-
\[
|
| 656 |
-
\widehat f=\rho''U+(\rho')^2\{U_s+(U\cdot\nabla)U\}
|
| 657 |
-
-\nu\rho'\Delta U,
|
| 658 |
-
\quad \rho'=\tfrac13(1+t)^{-2/3},\quad
|
| 659 |
-
\rho''=-\tfrac29(1+t)^{-5/3}.
|
| 660 |
-
\]
|
| 661 |
-
Uniform derivative bounds and the fixed compact support give the stated
|
| 662 |
-
decay and space-time $L^2$ estimate. Chain differentiation also gives all
|
| 663 |
-
mixed bounds. The clock is effective on $[0,\infty)$, starts at zero,
|
| 664 |
-
is finite at finite time and is onto; hence it preserves precisely the
|
| 665 |
-
same material event. The initial zero collar is preserved as well.
|
| 666 |
-
This slower force is an alternative to, not a periodic version of, the
|
| 667 |
-
first force.
|
| 668 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{Evacuation, columns and obstacle detours}\label{sec:solid-routing}
|
| 2 |
+
The following refinements choose the occupied regions and the storage order
|
| 3 |
+
explicitly. Ordered low extraction controls a height observer; simultaneous
|
| 4 |
+
lifting controls a first-coordinate observer; expanded centers permit
|
| 5 |
+
three-dimensional detours. Fixed columns and recorded pointers give further
|
| 6 |
+
ways to keep a whole transition outside a detector. Each proof specifies
|
| 7 |
+
which parts of the geometry act on solid neighborhoods and which bounds
|
| 8 |
+
are needed only for the coded central plane.
|
| 9 |
+
|
| 10 |
+
Unless an individual theorem specifies another class, whole-space
|
| 11 |
+
comparison means smooth $u\in CH^2\cap C^1L^2$, bounded $u,\nabla u$
|
| 12 |
+
on finite intervals, and a pressure representative in $CH^1$, as in
|
| 13 |
+
Section~\ref{bc:analytic-section}. The torus comparison class is the
|
| 14 |
+
classical class of Lemma~\ref{lem:b-comparison}. The distinct pressure
|
| 15 |
+
conditions stated below remain part of their respective results.
|
| 16 |
+
|
| 17 |
+
\subsection{Ordered extraction below the computation}\label{bc:ordered-section}
|
| 18 |
+
\begin{proposition}[Ordered full-box transport]\label{bc:ordered}
|
| 19 |
+
Let $D_i,S_i$ be finite families of closed rational axis-aligned boxes in $\R^3$
|
| 20 |
+
with positive side lengths, pairwise disjoint within each family.
|
| 21 |
+
Suppose the assigned center-to-center affine map $F_i$ satisfies
|
| 22 |
+
$F_i(D_i)=S_i$ and has positive diagonal linear part $A_i$ of
|
| 23 |
+
determinant one. There is an effective compactly supported solenoidal
|
| 24 |
+
unit-time field, zero near the time endpoints, whose time-one map has
|
| 25 |
+
this action on every full $D_i$. If both centers of a pair have negative
|
| 26 |
+
third coordinate, every point of $D_i$ whose third coordinate equals that
|
| 27 |
+
of its center follows a path with negative third coordinate.
|
| 28 |
+
\end{proposition}
|
| 29 |
+
\begin{proof}\label{bc:ordered-proof}
|
| 30 |
+
Choose an integer $L>1$ larger than the absolute values of all endpoint
|
| 31 |
+
coordinates. The storage columns have first coordinates $U_i=4(i+1)L$
|
| 32 |
+
and common height $Z=-4L$. Write $[\ell_i,r_i]$ for the first-coordinate
|
| 33 |
+
interval of $D_i$. Extract sources in decreasing order of $r_i$.
|
| 34 |
+
Translate each horizontally right to its column and then vertically to
|
| 35 |
+
$Z$, retaining its second coordinate. If an unextracted box meets the
|
| 36 |
+
active box in both the second and third projections, disjointness forces
|
| 37 |
+
their first intervals to be separated. That box cannot lie to the right:
|
| 38 |
+
its right endpoint would then exceed $r_i$, contrary to the extraction
|
| 39 |
+
order. It lies strictly to the left of $\ell_i$ and misses the entire
|
| 40 |
+
rightward sweep. Stored boxes lie below the original boxes; vertical
|
| 41 |
+
moves occur in distinct columns outside them.
|
| 42 |
+
|
| 43 |
+
At storage height, adjust the second center coordinate to its target
|
| 44 |
+
value and apply $A_i^{\theta}$. Each intermediate half-width lies between
|
| 45 |
+
its two endpoint values, hence is less than $L$. The columns remain
|
| 46 |
+
disjoint throughout these operations. Deliver boxes in increasing order
|
| 47 |
+
of the right endpoint of their target first interval: raise a box to its
|
| 48 |
+
target height and translate it left into its target. The raising column
|
| 49 |
+
is empty. As above, a previously delivered box whose last two intervals
|
| 50 |
+
meet the active ones must be separated in the first coordinate. Its
|
| 51 |
+
smaller right endpoint puts it wholly to the left of the active target
|
| 52 |
+
interval, so the leftward sweep stops before reaching it.
|
| 53 |
+
Undelivered boxes remain at storage height. These observations give
|
| 54 |
+
positive rational clearances for all swept bounding boxes. Choose cutoff
|
| 55 |
+
padding below each clearance and use Lemma~\ref{lem:bb-curl} in successive
|
| 56 |
+
flat slots. Induction over the slots proves the full-box assertion.
|
| 57 |
+
A point initially in the central third-coordinate plane retains zero
|
| 58 |
+
third-coordinate offset during each diagonal deformation. Its height is
|
| 59 |
+
interpolated only between the two endpoint heights and $Z$. If those
|
| 60 |
+
endpoint heights are negative, every intermediate height is negative.
|
| 61 |
+
\end{proof}
|
| 62 |
+
|
| 63 |
+
The onto hypothesis in the preceding proposition is a useful exact-box
|
| 64 |
+
specialization. Its target-container version, including the effective
|
| 65 |
+
input conditions, is given in Section~\ref{bc:contained-targets}.
|
| 66 |
+
|
| 67 |
+
\begin{theorem}[A positive-height observation]\label{bc:positive-height}
|
| 68 |
+
On $\R^3$, the fixed label $0$ and observation $\{x_3>0\}$ realize
|
| 69 |
+
halting effectively by a compactly supported general force with zero
|
| 70 |
+
initial velocity and pressure, bounded mixed derivatives, and period one
|
| 71 |
+
after time one. The force has a separate alternative in
|
| 72 |
+
$L^2(0,\infty;H^j)$ for every $j$, tending to zero in every spatial
|
| 73 |
+
supremum norm at rate $O((1+t)^{-1})$.
|
| 74 |
+
\end{theorem}
|
| 75 |
+
\begin{proof}\label{bc:positive-height-proof}
|
| 76 |
+
Use Lemma~\ref{lem:bb-movefirst} and odd digits in base $2m+2$. Give every
|
| 77 |
+
simulator state a distinct positive integer index $i_s$ and put its
|
| 78 |
+
third-coordinate center at $z_s=i_s$ for ready halting states and
|
| 79 |
+
$z_s=-i_s$ otherwise. Thicken the full rectangles of
|
| 80 |
+
Lemma~\ref{lem:bb-onecell} by $[z_s-1/4,z_s+1/4]$. The assigned third
|
| 81 |
+
scale is one, so the maps satisfy Proposition~\ref{bc:ordered}.
|
| 82 |
+
The rational initial code $Y_0$ is loaded from the origin along the
|
| 83 |
+
straight segment, by a localized translation during $[0,1]$. Repeat the
|
| 84 |
+
unit-time mechanism after time one. At time $1+k$ the particle is exactly
|
| 85 |
+
the code after $k$ defined simulator transitions. If the initial machine
|
| 86 |
+
halts, the loading endpoint already has positive height. If it never
|
| 87 |
+
halts, loading has nonpositive height and all later transitions have
|
| 88 |
+
negative endpoint centers; the proposition excludes a positive height
|
| 89 |
+
at every intervening time. Conversely, a halting checkpoint has positive
|
| 90 |
+
height. Lemma~\ref{bc:analytic} gives the force and uniqueness, and
|
| 91 |
+
Lemma~\ref{ba:log-clock} gives the separate temporal alternative.
|
| 92 |
+
\end{proof}
|
| 93 |
+
|
| 94 |
+
\subsection{Simultaneous lifting with a convex-coordinate guard}
|
| 95 |
+
\label{bc:simultaneous-section}
|
| 96 |
+
\begin{proposition}[Simultaneous full-box transport]\label{bc:simultaneous}
|
| 97 |
+
Suppose finite planar source and target rectangle families $S_i,T_i$
|
| 98 |
+
have positive side lengths and endpoints on the grid $B^{-2}\Z^2$,
|
| 99 |
+
with integer $B\ge2$, and are separately
|
| 100 |
+
disjoint. Require their assigned center-to-center maps to satisfy
|
| 101 |
+
$F_i(S_i)=T_i$ and to have linear part $\diag(\lambda_i,\lambda_i^{-1})$ with
|
| 102 |
+
$\lambda_i\in\{B^{-1},1,B\}$. There is an effective solenoidal motion
|
| 103 |
+
of the full boxes obtained by taking the product with $[-1,1]$.
|
| 104 |
+
For every transported point its first coordinate is a convex combination
|
| 105 |
+
of its initial and final first coordinates at every time.
|
| 106 |
+
\end{proposition}
|
| 107 |
+
\begin{proof}\label{bc:simultaneous-proof}
|
| 108 |
+
Let $p_i^-,p_i^+$ be the centers in the plane $z=0$, set $h_i=5i$, and
|
| 109 |
+
choose a smooth $\Theta$ equal to zero on $(-\infty,1/4]$ and one on
|
| 110 |
+
$[3/4,\infty)$. For $0\le t\le1$, put
|
| 111 |
+
\[
|
| 112 |
+
\theta=\Theta(3t-1),\quad l_i=1-\theta+\theta\lambda_i,
|
| 113 |
+
\quad c_i=(1-\theta)p_i^-+\theta p_i^+
|
| 114 |
+
+h_i\{\Theta(3t)-\Theta(3t-2)\}e_3.
|
| 115 |
+
\]
|
| 116 |
+
The desired path is $g_i(t,y)=c_i(t)+\diag(l_i,l_i^{-1},1)(y-p_i^-)$.
|
| 117 |
+
Use a source padding $\varepsilon=1/(10B^3)$, transported by this same
|
| 118 |
+
affine map, for the cutoff neighborhood. During lifting the planar
|
| 119 |
+
source gap is at least $B^{-2}$. During lowering the enlarged target
|
| 120 |
+
padding is at most $B\varepsilon<B^{-2}/2$. During the middle phase
|
| 121 |
+
the height difference is at least five, whereas the sum of third
|
| 122 |
+
half-widths is $2+2\varepsilon<5$. Thus these moving cutoff supports
|
| 123 |
+
can be chosen disjoint. Sum the localized curls of
|
| 124 |
+
Lemma~\ref{lem:bb-curl}. Differentiation and uniqueness give the displayed
|
| 125 |
+
paths for the full boxes. Finally
|
| 126 |
+
\[
|
| 127 |
+
g_{i,1}(t,y)=(1-\theta)y_1+
|
| 128 |
+
\theta\{p_{i,1}^++\lambda_i(y_1-p_{i,1}^-)\},
|
| 129 |
+
\]
|
| 130 |
+
which proves the asserted guard. Flat time collars hold automatically.
|
| 131 |
+
\end{proof}
|
| 132 |
+
|
| 133 |
+
\begin{theorem}[A zero-blank half-space test]\label{bc:zero-blank}
|
| 134 |
+
The fixed label $0$ and event $\{x_1<-1\}$ in $\R^3$ realize halting
|
| 135 |
+
with the force and comparison conclusions of Theorem~\ref{bc:positive-height}.
|
| 136 |
+
This construction uses a zero joint-blank digit, so every initial tape
|
| 137 |
+
coordinate is a finite radix sum. Its temporal alternative belongs to
|
| 138 |
+
$L^2(0,\infty;H^j)$ for every $j$.
|
| 139 |
+
\end{theorem}
|
| 140 |
+
\begin{proof}\label{bc:zero-blank-proof}
|
| 141 |
+
Use the frontier recorder, zero-blank base $B=2m$, and state first-coordinate
|
| 142 |
+
offsets $3j$ for nonterminal controls and $-3j$ for terminal controls,
|
| 143 |
+
with positive distinct indices. Encode a state by $(o_s+L,R,0)$.
|
| 144 |
+
The full branches are on the $B^{-2}$ grid and satisfy the preceding
|
| 145 |
+
proposition. Load the rational initial code from zero along a straight
|
| 146 |
+
segment. Nonhalting codes have nonnegative first coordinate; the whole
|
| 147 |
+
segment and every nonhalting transition therefore avoid $x_1<-1$.
|
| 148 |
+
Terminal codes have first coordinate at most $-2$, including an initially
|
| 149 |
+
terminal loading endpoint. Exact integer-time simulation gives both
|
| 150 |
+
implications. The force conclusions follow from the common analytic and
|
| 151 |
+
logarithmic-clock lemmas, with the compact support needed for all $H^j$
|
| 152 |
+
norms. No claim of periodicity is made for the slowed alternative.
|
| 153 |
+
\end{proof}
|
| 154 |
+
|
| 155 |
+
\subsection{Expanded centers and obstacle detours}\label{bc:expanded-height-section}
|
| 156 |
+
\begin{proposition}[Full solid boxes with a height guard]
|
| 157 |
+
\label{bc:expanded-height-routing}
|
| 158 |
+
Let the source and target families be finite collections of full rational
|
| 159 |
+
axis-aligned solid boxes, each family pairwise disjoint. Write their centers
|
| 160 |
+
as $a_i,b_i$ and their positive half-widths as $r_{i,j},w_{i,j}$.
|
| 161 |
+
Require each prescribed affine map to send its entire source box onto
|
| 162 |
+
its specified target box:
|
| 163 |
+
\[
|
| 164 |
+
F_i(a_i+h)=b_i+D_i h,\qquad
|
| 165 |
+
D_i=\diag(w_{i,1}/r_{i,1},w_{i,2}/r_{i,2},w_{i,3}/r_{i,3}),
|
| 166 |
+
\qquad \det D_i=1.
|
| 167 |
+
\]
|
| 168 |
+
Suppose every source center has height at most $-1$, and every target
|
| 169 |
+
center has height at most $-1$ or exactly $1$. They admit an effective
|
| 170 |
+
compactly supported solenoidal unit-time realization. If a target center
|
| 171 |
+
has negative height, every point $a_i+h$ of its source box with $h_3=0$
|
| 172 |
+
remains at negative height throughout. A rational bound for the
|
| 173 |
+
entire support is computable from the boxes.
|
| 174 |
+
\end{proposition}
|
| 175 |
+
\begin{proof}\label{bc:expanded-height-routing-proof}
|
| 176 |
+
The empty family is realized by zero. Otherwise let $R=2+$ the largest
|
| 177 |
+
endpoint half-width, and choose an integer $H>20R$ so large that the
|
| 178 |
+
expanded source centers $A_i^*=Ha_i$ and target centers $B_i^*=Hb_i$
|
| 179 |
+
are separately more than $20R$ apart in the sup norm. Set
|
| 180 |
+
\[
|
| 181 |
+
Z_0=1+100R+\max_i\{\|A_i^*\|_\infty,\|B_i^*\|_\infty\},
|
| 182 |
+
\qquad P_i=(0,0,-Z_0-100Ri).
|
| 183 |
+
\]
|
| 184 |
+
Each of the unions $\{A_i^*\}\cup\{P_i\}$ and
|
| 185 |
+
$\{B_i^*\}\cup\{P_i\}$ has separation greater than $20R$.
|
| 186 |
+
The construction has five phases: expand source centers by a factor
|
| 187 |
+
from one to $H$ while keeping shapes fixed; move them successively to
|
| 188 |
+
$P_i$; change each parked shape by the prescribed positive diagonal
|
| 189 |
+
power; move them successively to $B_i^*$; contract target centers to
|
| 190 |
+
$b_i$ while keeping the final shapes fixed.
|
| 191 |
+
|
| 192 |
+
The simultaneous expansion is collision free. For each pair of source
|
| 193 |
+
boxes some coordinate has positive gap
|
| 194 |
+
$|a_{i,j}-a_{k,j}|-r_{i,j}-r_{k,j}$; multiplication of the center
|
| 195 |
+
difference by a factor at least one preserves that gap. The same
|
| 196 |
+
argument applies to contraction toward the disjoint targets. Choose
|
| 197 |
+
padding less than one quarter of the minimum such gap, and less than
|
| 198 |
+
one. During a parked deformation the $j$th half-width is
|
| 199 |
+
$r_{i,j}^{1-\theta}w_{i,j}^{\theta}\le\max(r_{i,j},w_{i,j})<R$.
|
| 200 |
+
Thus parked deformations have all half-widths less than $R$ and
|
| 201 |
+
supports of half-width at most $2R$; the storage separation suffices.
|
| 202 |
+
|
| 203 |
+
For a successive transfer, surround each stationary center by its closed
|
| 204 |
+
sup-norm cube of radius $4R$. These cubes are pairwise disjoint. Start
|
| 205 |
+
with the straight segment between the moving centers. Each nontrivial
|
| 206 |
+
intersection with such a cube can be replaced by a polygonal path on
|
| 207 |
+
its boundary: join the entrance to a vertex of its face, follow cube
|
| 208 |
+
edges to an exit-face vertex, and join to the exit. Fixed index orders
|
| 209 |
+
choose the vertices and edges. All coordinates and intersection parameters
|
| 210 |
+
are rational. Tangencies need no detour. Since different obstacle cubes
|
| 211 |
+
are disjoint, the resulting finite polygon stays at distance at least
|
| 212 |
+
$4R$ from every stationary center. Move along its segments in flat slots,
|
| 213 |
+
using a cutoff support of half-width at most $2R$. Stationary boxes have
|
| 214 |
+
half-width less than $R$, so no such support touches them. Lemma~\ref{lem:bb-curl}
|
| 215 |
+
realizes each translation and deformation.
|
| 216 |
+
|
| 217 |
+
For the height assertion, a transfer with negative endpoints has endpoints
|
| 218 |
+
of height at most $-H$. Its straight segment is negative. It cannot meet
|
| 219 |
+
an obstacle centered at positive height $H$, whose bottom is $H-4R>0$.
|
| 220 |
+
Every boundary used around a negative-height obstacle lies below
|
| 221 |
+
$-H+4R<0$. Storage heights are negative as well. Expansion, contraction,
|
| 222 |
+
and positive diagonal deformation preserve the central-plane condition.
|
| 223 |
+
Thus all these paths are negative. Finitely many rational vertices,
|
| 224 |
+
endpoint widths, and cutoff paddings give a rational support bound.
|
| 225 |
+
\end{proof}
|
| 226 |
+
|
| 227 |
+
\begin{theorem}[A height test inside one torus chart]\label{bc:expanded-height-event}
|
| 228 |
+
On the unit torus, the fixed label $o=(1/2,1/2,1/2)$ and event
|
| 229 |
+
\begin{equation}\label{bc:expanded-height-fixed-event}
|
| 230 |
+
\{x:x_3\pmod1\in(1/2,1)\}
|
| 231 |
+
\end{equation}
|
| 232 |
+
realize halting by a smooth general mean-zero force, periodic after time
|
| 233 |
+
one, with zero initial velocity and pressure and bounded mixed derivatives.
|
| 234 |
+
The repeated mechanism depends on the machine alone; only initialization
|
| 235 |
+
depends on its finite input. The solution is unique in the torus class.
|
| 236 |
+
\end{theorem}
|
| 237 |
+
\begin{proof}\label{bc:expanded-height-event-proof}
|
| 238 |
+
Use the frontier recorder, odd base $B=2m+1$, distinct negative integer
|
| 239 |
+
heights for nonterminal states and height one for the terminal ready state.
|
| 240 |
+
Thicken every branch by a third half-width $1/4$. The reciprocal tape
|
| 241 |
+
map is onto its target rectangle; adjoining the unchanged third interval
|
| 242 |
+
gives an onto box map with linear part $\diag(B^{-e},B^e,1)$ and
|
| 243 |
+
determinant one. All source centers are
|
| 244 |
+
negative because terminal controls have no outgoing rules. Apply the
|
| 245 |
+
preceding proposition. The logical initial code $Y_0$ is rational and has
|
| 246 |
+
a uniform machine-dependent bound as the input varies: its two stack
|
| 247 |
+
coordinates lie in $[0,1]$ and its height is fixed by the initial control.
|
| 248 |
+
A moving translation loads the logical origin to $Y_0$, with a fixed
|
| 249 |
+
source half-width one and padding one. This gives a machine-dependent
|
| 250 |
+
rational bound $K$ for the supports of all such loaders and the repeated
|
| 251 |
+
mechanism; for example take $K=1+2R+M$ with $M$ an upper bound for all
|
| 252 |
+
routing vertices and loading coordinates and $R$ enlarged to cover their
|
| 253 |
+
half-widths. Choose $\lambda=1/(4K)$ and use the chart $x=o+\lambda Y$.
|
| 254 |
+
Everything remains strictly inside $(1/4,3/4)^3$.
|
| 255 |
+
|
| 256 |
+
Periodize the resulting compactly supported curl fields, loading during
|
| 257 |
+
the first unit interval and repeating thereafter. Compute the residual
|
| 258 |
+
at physical viscosity $\nu$, after the chart change. The fields and force
|
| 259 |
+
have zero mean and all the bounds in Lemma~\ref{bc:analytic}.
|
| 260 |
+
For a nonhalting run, loading has nonpositive logical height and each
|
| 261 |
+
later segment remains negative by the proposition. A terminal code has
|
| 262 |
+
physical height $1/2+\lambda$, which lies in the event. There is no
|
| 263 |
+
chart-boundary crossing that could create a spurious observation.
|
| 264 |
+
An initially terminal input is detected at the loading endpoint.
|
| 265 |
+
The initialized correspondence is exact; at checkpoints the number of
|
| 266 |
+
history records gives $n$, and the frontier's relative position together
|
| 267 |
+
with its absolute index $2+n$ also recovers the absolute work-head position.
|
| 268 |
+
\end{proof}
|
| 269 |
+
|
| 270 |
+
\subsection{Fixed columns and separate layers}\label{bc:columns-section}
|
| 271 |
+
\begin{proposition}[Column and layer transport]\label{bc:columns}
|
| 272 |
+
Let $S_i,T_i$ be finite rational planar rectangle families of positive side
|
| 273 |
+
lengths, each separately disjoint, with endpoints on the $B^{-2}$ grid,
|
| 274 |
+
where $B\ge2$ is an integer.
|
| 275 |
+
Let their assigned center-to-center positive reciprocal diagonal affine
|
| 276 |
+
maps satisfy $F_i(S_i)=T_i$. A finite effective
|
| 277 |
+
solenoidal field in $\R^3$ realizes all these maps on the rectangles in
|
| 278 |
+
$z=0$. Along each tracked path the first coordinate stays between its
|
| 279 |
+
initial and final values. The field has compact support and flat time
|
| 280 |
+
collars.
|
| 281 |
+
\end{proposition}
|
| 282 |
+
\begin{proof}\label{bc:columns-proof}
|
| 283 |
+
Give rectangle $i$ height $h_i=4i$. A planar cutoff equal to one near
|
| 284 |
+
its source and supported within padding $1/(4B^2)$ has support disjoint
|
| 285 |
+
from the other source cutoffs. Multiply it by a third-coordinate cutoff
|
| 286 |
+
which is one near the entire interval $[0,h_i]$. The curl of the potential
|
| 287 |
+
$(0,h_i x,0)$ times these cutoffs equals $(0,0,h_i)$ along that source
|
| 288 |
+
column. A common flat schedule lifts all rectangles. The corresponding
|
| 289 |
+
target cutoffs give a later descent by $-h_i$.
|
| 290 |
+
|
| 291 |
+
In the middle phase, let $p_i,q_i$ be the centers and $a_i>0$ the
|
| 292 |
+
first-coordinate scale. With phase parameter $\mu\in[0,1]$, set
|
| 293 |
+
$c_i=p_i+\mu(q_i-p_i)$, $l_i=1+\mu(a_i-1)$ and
|
| 294 |
+
\[
|
| 295 |
+
H_i(\mu,x,y)=d_{i,1}y-d_{i,2}x+
|
| 296 |
+
\frac{a_i-1}{l_i}(x-c_{i,1})(y-c_{i,2}),
|
| 297 |
+
\qquad d_i=q_i-p_i.
|
| 298 |
+
\]
|
| 299 |
+
On a neighborhood of the desired path, the planar Hamiltonian field
|
| 300 |
+
$(\partial_yH_i,-\partial_xH_i)$ generates
|
| 301 |
+
$c_i+\diag(l_i,l_i^{-1})(\zeta-p_i)$.
|
| 302 |
+
The first coordinate is the convex interpolation of its endpoint values.
|
| 303 |
+
The second half-width obeys
|
| 304 |
+
\[
|
| 305 |
+
\frac{r_{i,2}}{(1-\mu)+\mu a_i}
|
| 306 |
+
\le (1-\mu)r_{i,2}+\mu r_{i,2}/a_i,
|
| 307 |
+
\]
|
| 308 |
+
by convexity of the reciprocal function. Consequently the swept rectangle
|
| 309 |
+
lies in the coordinate bounding rectangle of the two endpoints. Localize
|
| 310 |
+
$H_i$ around that rectangle in the layer $z=h_i$, with third padding less
|
| 311 |
+
than one, and take the curl of $(0,0,H_i)$ times that cutoff. For a
|
| 312 |
+
flat middle ramp $\mu=\eta_2(t)$, multiply the resulting phase field by
|
| 313 |
+
$\eta_2'(t)$. Layers are disjoint, so the sum has the required action. Lift and descent preserve
|
| 314 |
+
planar coordinates. The exact paths and ODE uniqueness establish the
|
| 315 |
+
full-rectangle and intermediate-coordinate assertions.
|
| 316 |
+
\end{proof}
|
| 317 |
+
|
| 318 |
+
\subsection{Target containers and prescribed affine images}
|
| 319 |
+
\label{bc:contained-targets}
|
| 320 |
+
The named targets in Propositions~\ref{bc:ordered}, \ref{bc:simultaneous}
|
| 321 |
+
and~\ref{bc:columns} can also be rational \emph{containers} for the actual
|
| 322 |
+
images. More precisely, replace the onto condition by
|
| 323 |
+
\[
|
| 324 |
+
F_i(D_i)\subseteq S_i\quad\text{in Proposition~\ref{bc:ordered}},
|
| 325 |
+
\qquad
|
| 326 |
+
F_i(S_i)\subseteq T_i\quad\text{in the other two propositions}.
|
| 327 |
+
\]
|
| 328 |
+
Keep the other geometric hypotheses. For ordered transport retain the
|
| 329 |
+
center-to-center condition. For simultaneous and column transport the
|
| 330 |
+
actual endpoint center is $F_i(p_i)$, where $p_i$ is the source center;
|
| 331 |
+
it need not be the center of the container. The maps have the same positive
|
| 332 |
+
diagonal determinant-one linear parts as before, including the specified
|
| 333 |
+
three scale choices in Proposition~\ref{bc:simultaneous}.
|
| 334 |
+
All transport and path conclusions remain valid. For arbitrary real map
|
| 335 |
+
coefficients this is a smooth existence statement. The construction is
|
| 336 |
+
effective when those coefficients are computable, and otherwise its
|
| 337 |
+
evaluation is relative to them. An empty list again uses the zero field.
|
| 338 |
+
|
| 339 |
+
Here are the necessary modifications of the proofs. In ordered transport,
|
| 340 |
+
write $r_{i,j}$ for a source half-width, $w_{i,j}$ for the corresponding
|
| 341 |
+
container half-width, and $a_{i,j}>0$ for the diagonal factor. Containment
|
| 342 |
+
gives $a_{i,j}r_{i,j}\le w_{i,j}$, hence
|
| 343 |
+
\[
|
| 344 |
+
r_{i,j}a_{i,j}^{\theta}
|
| 345 |
+
\le\max(r_{i,j},a_{i,j}r_{i,j})
|
| 346 |
+
\le\max(r_{i,j},w_{i,j})<L,\qquad 0\le\theta\le1.
|
| 347 |
+
\]
|
| 348 |
+
The rational source and container widths therefore bound every parked
|
| 349 |
+
deformation. After deformation, use translates of the rational target
|
| 350 |
+
containers as envelopes for the actual images. Deliver in increasing
|
| 351 |
+
order of the containers' right endpoints. If an earlier delivered image
|
| 352 |
+
meets the moving image in the last two projections, their containers meet
|
| 353 |
+
in those projections. Disjointness and the endpoint order force the earlier
|
| 354 |
+
container wholly to the left of the active target container. Its image
|
| 355 |
+
therefore misses the entire leftward sweep, which stops in that active
|
| 356 |
+
container. The original extraction and storage arguments are unchanged.
|
| 357 |
+
The same rational envelopes give positive cutoff margins. They do not
|
| 358 |
+
require the actual image endpoints to be rational. The central-cross-section
|
| 359 |
+
height guard is unchanged because its third offset remains zero.
|
| 360 |
+
|
| 361 |
+
For simultaneous transport, interpolate toward $F_i(p_i)$. The transported
|
| 362 |
+
source padding at descent has width at most $B\varepsilon$ outside its
|
| 363 |
+
actual image, so it lies inside the $B\varepsilon$ enlargement of the
|
| 364 |
+
target container. The original grid-gap and private-height estimates
|
| 365 |
+
still separate all supports. The first-coordinate convex identity uses
|
| 366 |
+
the actual value $F_i(y)$ and remains exact.
|
| 367 |
+
|
| 368 |
+
For column transport use the same actual endpoint center. The reciprocal
|
| 369 |
+
convexity estimate bounds each moving second half-width by the linear
|
| 370 |
+
interpolation of the source and actual-image half-widths. Thus the entire
|
| 371 |
+
middle sweep lies in the coordinate bounding rectangle of the source and
|
| 372 |
+
its rational target container. The target-column cutoff equals one on
|
| 373 |
+
the actual image, so the descent is unchanged. This also proves the stated
|
| 374 |
+
first-coordinate bound for each point. Finally, a positive computable
|
| 375 |
+
scale admits computable positive lower and finite upper bounds; its
|
| 376 |
+
logarithm, powers and the displayed reciprocal interpolations are
|
| 377 |
+
computable. The containment and determinant identities are hypotheses,
|
| 378 |
+
not tests performed by the construction.
|
| 379 |
+
|
| 380 |
+
\begin{theorem}[A half-space test by fixed columns]\label{bc:column-event}
|
| 381 |
+
On $\R^3$, the frontier recorder with odd digits in base $2m+1$ realizes
|
| 382 |
+
halting from the fixed label $0$ by the event $x_1<-1$. It gives a compactly
|
| 383 |
+
supported general force, periodic after time one, with zero initial
|
| 384 |
+
velocity and pressure and all mixed derivatives bounded.
|
| 385 |
+
\end{theorem}
|
| 386 |
+
\begin{proof}\label{bc:column-event-proof}
|
| 387 |
+
Put nonterminal state offsets at $3,6,\ldots$ and terminal offsets at
|
| 388 |
+
$-3,-6,\ldots$ in the first coordinate. Lemma~\ref{lem:bb-onecell} and
|
| 389 |
+
Proposition~\ref{bc:columns} give a whole-rectangle phase map. A localized
|
| 390 |
+
planar Hamiltonian translation loads the origin to the rational initial
|
| 391 |
+
code in $[0,1]$ time. A nonterminal loading segment has nonnegative first
|
| 392 |
+
coordinate, and every later nonterminal segment has first coordinate at
|
| 393 |
+
least three. Terminal codes have first coordinate below $-1$. This proves
|
| 394 |
+
both directions, including initial halting. Repeat the phase map and use
|
| 395 |
+
Lemma~\ref{bc:analytic}. Although this route only requires planar coding
|
| 396 |
+
rectangles, its cutoff plateaus also give a positive neighborhood on which
|
| 397 |
+
the same affine formulas hold.
|
| 398 |
+
\end{proof}
|
| 399 |
+
|
| 400 |
+
\subsection{Delaying the original head movement}\label{bc:delayed-column-section}
|
| 401 |
+
Use Lemma~\ref{lem:bb-direction} with singleton passive track removed.
|
| 402 |
+
Rename $(M(q,s),G(r),A(q,d),B(q,d))$ as
|
| 403 |
+
$(R_{q,s},F_r,C_{q,d},G_{q,d})$ and $(\bot,F)$ as $(\perp,*)$.
|
| 404 |
+
These bijections identify every row and nonfrontier guard on the full
|
| 405 |
+
domain, including all $q,d$ controls. The frontier starts at one, and the
|
| 406 |
+
work movement occurs only on return. At checkpoint $n$, write $i$ for
|
| 407 |
+
the work-head position and $j=n+1$ for the frontier position. The exact count is
|
| 408 |
+
$2(j-i)+3$: the right and left continuing loops have respectively
|
| 409 |
+
$j-i-1$ and $j-i$ instructions, with four other instructions.
|
| 410 |
+
|
| 411 |
+
\begin{theorem}[The delayed-head column realization]\label{bc:delayed-column-event}
|
| 412 |
+
The table of Lemma~\ref{lem:bb-direction} has a realization on $\R^3$
|
| 413 |
+
with fixed label $0$ and detector $x_1<-1$, compact spatial support,
|
| 414 |
+
period one after time one, bounded mixed derivatives and uniformly bounded
|
| 415 |
+
kinetic energy. The prescribed pressure is zero. Uniqueness holds in the
|
| 416 |
+
whole-space comparison class, in particular when the competitor and its
|
| 417 |
+
first spatial derivatives are bounded on every finite time interval.
|
| 418 |
+
\end{theorem}
|
| 419 |
+
\begin{proof}\label{bc:delayed-column-event-proof}
|
| 420 |
+
Assign odd digits $1,3,\ldots,2m-1$ in base $B=2m+2$, with state
|
| 421 |
+
offsets positive multiples of three except for negative terminal offsets.
|
| 422 |
+
The tail of the blank symbol contributes
|
| 423 |
+
$d_{\rm blank}B^{-k}/(B-1)$ after a finite prefix, so initialization is
|
| 424 |
+
rational even though the blank digit is nonzero. Full affine branches
|
| 425 |
+
follow from the lemma and Lemma~\ref{lem:bb-onecell}. Use the fixed-column
|
| 426 |
+
proof with heights $4i$ and the smaller padding $1/(10B^2)$; schedule a
|
| 427 |
+
slot $[a,b]$ by $\sigma(2(t-a)/(b-a)-1/2)$, which is flat on collars
|
| 428 |
+
of both endpoints. These choices preserve the same separation proof.
|
| 429 |
+
A planar Hamiltonian loading segment starts at zero. The convex first-
|
| 430 |
+
coordinate guard excludes the detector throughout every nonhalting
|
| 431 |
+
transition and throughout a nonhalting load; a terminal code lies below
|
| 432 |
+
$-1$. Finite checkpoint simulation gives the equivalence. The field has
|
| 433 |
+
one compact support and uniform pointwise bounds, hence uniformly bounded
|
| 434 |
+
kinetic energy. Lemma~\ref{bc:analytic} supplies all remaining assertions.
|
| 435 |
+
\end{proof}
|
| 436 |
+
|
| 437 |
+
\subsection{Recorded pointers and seven-slot storage}\label{bc:recorded-pointer-section}
|
| 438 |
+
\begin{theorem}[A fixed box test with recorded pointers]
|
| 439 |
+
\label{bc:recorded-pointer-event}
|
| 440 |
+
On $\R^3$, the fixed label $(2,0,0)$ and open box
|
| 441 |
+
$(0,1)^2\times(-1/2,1/2)$ realize halting by an effective general force
|
| 442 |
+
with compact spatial support, zero initial velocity and pressure, bounded
|
| 443 |
+
mixed derivatives, and period one after time one. The construction moves
|
| 444 |
+
whole solid boxes. Uniqueness holds among smooth competitors with
|
| 445 |
+
\[
|
| 446 |
+
u\in C^1([0,T];L^2),\quad \nabla u,\Delta u\in C([0,T];L^2),
|
| 447 |
+
\quad p,\nabla p\in C([0,T];L^2),\quad
|
| 448 |
+
\sup_{[0,T]\times\R^3}(|u|+|\nabla u|)<\infty
|
| 449 |
+
\]
|
| 450 |
+
for every finite $T$.
|
| 451 |
+
\end{theorem}
|
| 452 |
+
\begin{proof}\label{bc:recorded-pointer-event-proof}
|
| 453 |
+
Normalize to one halt $h$. For $c=(q,b)\in\mathcal D=(Q\setminus\{h\})\times\Gamma$
|
| 454 |
+
write the instruction as $(q^+(c),b^+(c),m(c))$.
|
| 455 |
+
Use histories
|
| 456 |
+
\[
|
| 457 |
+
\Lambda_0=\{\varnothing\}\sqcup\{H_e:e\in\mathcal D\sqcup\{\star\}\},
|
| 458 |
+
\qquad \Lambda=\Lambda_0\sqcup\{P_e:e\in\mathcal D\sqcup\{\star\}\}.
|
| 459 |
+
\]
|
| 460 |
+
The full alphabet is $\mathcal A=\Gamma\times\Lambda\times\{0,1\}$,
|
| 461 |
+
whose tracks are data, history and return mark. Controls are
|
| 462 |
+
$S_q,L_q,M_c,R_c,F_c$, and the complete table is
|
| 463 |
+
\[
|
| 464 |
+
\begin{array}{c|c|c|l}
|
| 465 |
+
\text{input}&\text{output}&\text{move}&\text{restriction}\\\hline
|
| 466 |
+
S_q(b,l,0)&M_c(b^+(c),l,0)&m(c)&c=(q,b),\ l\in\Lambda_0\\
|
| 467 |
+
M_c(b,l,0)&R_c(b,l,1)&1&l\in\Lambda_0\\
|
| 468 |
+
R_c(b,l,0)&R_c(b,l,0)&1&l\in\Lambda_0\\
|
| 469 |
+
R_c(b,P_e,0)&F_c(b,H_e,0)&1&e\in\mathcal D\sqcup\{\star\}\\
|
| 470 |
+
F_c(b,\varnothing,0)&L_{q^+(c)}(b,P_c,0)&-1&\\
|
| 471 |
+
L_q(b,l,0)&L_q(b,l,0)&-1&l\in\Lambda_0\\
|
| 472 |
+
L_q(b,l,1)&S_q(b,l,0)&0&l\in\Lambda_0.
|
| 473 |
+
\end{array}
|
| 474 |
+
\]
|
| 475 |
+
Initially put $P_\star$ at absolute cell three, empty history elsewhere,
|
| 476 |
+
marks zero, and control $S_{q_0}$. At ready checkpoint $k$, the pointer
|
| 477 |
+
is at $r=3+k$, all cells to its right are empty, and the work configuration
|
| 478 |
+
is the original one. After the first row the work head satisfies
|
| 479 |
+
$j'\le k+1\le r-2$. The scan marks it, reaches the pointer, changes
|
| 480 |
+
$P_e$ into $H_e$, writes $P_c$ in the next empty cell, and returns to
|
| 481 |
+
erase the mark. Both scans are finite and positive. This proves the
|
| 482 |
+
initialized simulation. The initial pointer tag is retained as $H_\star$
|
| 483 |
+
after the first cycle, so the absolute cell-three reference is permanent.
|
| 484 |
+
|
| 485 |
+
The inverse works on all allowed tapes. Into $M_c$ the tag fixes the old
|
| 486 |
+
instruction and move; into $R_c$ mark one distinguishes entry from a loop;
|
| 487 |
+
into $F_c$ the written $H_e$ identifies the old pointer $P_e$; into $L_q$
|
| 488 |
+
a pointer output identifies entry, including the old $F_c$, whereas a loop
|
| 489 |
+
writes a nonpointer; into $S_q$ only mark erasure applies. Incoming shifts
|
| 490 |
+
are fixed in every target control. The remaining written components retain
|
| 491 |
+
all unchanged symbols, proving the two properties of
|
| 492 |
+
Lemma~\ref{lem:bb-onecell}.
|
| 493 |
+
|
| 494 |
+
Let $m_Q$ be the number of controls, and number them bijectively by
|
| 495 |
+
$\iota(s)\in\{0,\ldots,m_Q-1\}$ with $\iota(S_h)=0$.
|
| 496 |
+
Use odd digits in base $B=2|\mathcal A|+1$ and state offsets
|
| 497 |
+
$o_s=3\iota(s)$. The physical
|
| 498 |
+
code is $(o_s+L,R,0)$. Terminal codes lie strictly in $(0,1)^2\times\{0\}$;
|
| 499 |
+
nonterminal first coordinates are at least three. Form the full branch
|
| 500 |
+
boxes by taking the product with $[-1,1]$. Their planar sides have length
|
| 501 |
+
at most one. Choose $H_x=3m_Q+1$ and
|
| 502 |
+
parking centers $\pi_i=(H_x+10+4i,0)$, all at height zero.
|
| 503 |
+
|
| 504 |
+
Here is a storage construction distinct from ordered low extraction.
|
| 505 |
+
Evacuate each source in three successive operations: lift its center to
|
| 506 |
+
height ten, translate horizontally there to $\pi_i$, and lower it to
|
| 507 |
+
zero. Once every box is parked, process each in four operations: deform
|
| 508 |
+
its planar shape at the parking center, lift it to height ten, translate
|
| 509 |
+
it there to its target center, and lower it into the target. This uses
|
| 510 |
+
$7N$ slots for $N$ branches. During deformation use the positive scale
|
| 511 |
+
$l=1+\theta(\lambda_i-1)$ and its reciprocal, not an exponential scale.
|
| 512 |
+
Both side lengths remain bounded by the maximum of their endpoint lengths,
|
| 513 |
+
which is at most one. The third half-width remains one.
|
| 514 |
+
|
| 515 |
+
Let $\delta$ be the minimum of one and all positive source-source and
|
| 516 |
+
target-target planar distances, omitting empty sets of pairs. Use cutoff
|
| 517 |
+
plateaus with padding $\varepsilon=\delta/8$ and support padding
|
| 518 |
+
$2\varepsilon$. During a lift or descent the planar projection separates
|
| 519 |
+
the moving box from the current sources or delivered targets. Parked
|
| 520 |
+
boxes lie outside their entire first-coordinate range, and parking centers
|
| 521 |
+
have spacing four. During a horizontal translation the box lies in
|
| 522 |
+
$9\le z\le11$, whereas all stationary boxes lie in $-1\le z\le1$.
|
| 523 |
+
These positive gaps also separate the padded supports. Lemma~\ref{lem:bb-curl}
|
| 524 |
+
therefore realizes every operation without disturbing a stationary box.
|
| 525 |
+
The full assigned affine map follows by composition.
|
| 526 |
+
|
| 527 |
+
For a branch whose target control is nonterminal, every full point has
|
| 528 |
+
first coordinate at least three, including the storage and transfer paths.
|
| 529 |
+
Load the fixed label
|
| 530 |
+
$(2,0,0)$ to the rational initial code by a localized straight translation.
|
| 531 |
+
If the code is nonterminal, the loading segment has first coordinate at
|
| 532 |
+
least two; if it is terminal, the endpoint is in the observation box.
|
| 533 |
+
At later integer samples the exact recorder code gives terminal entry,
|
| 534 |
+
and the preceding bounds exclude the observation at all other times of a
|
| 535 |
+
nonhalting run. Repeat the finite transport field and apply
|
| 536 |
+
Lemma~\ref{bc:analytic}. Finally the displayed comparison class implies
|
| 537 |
+
$u\in C H^2$, since $\|u\|_{H^2}\le C(\|u\|_2+\|\Delta u\|_2)$
|
| 538 |
+
by the Fourier multiplier identity; its pressure assumptions give $p\in C H^1$.
|
| 539 |
+
Thus the stated uniqueness follows from the common whole-space comparison,
|
| 540 |
+
without changing this route's original hypotheses.
|
| 541 |
+
\end{proof}
|
| 542 |
+
|
| 543 |
+
\subsection{Planar detours behind a vertical observation guard}
|
| 544 |
+
\label{bc:guarded-planar-section}
|
| 545 |
+
|
| 546 |
+
|
| 547 |
+
\begin{theorem}[A guarded planar observation with unrestricted pressure]
|
| 548 |
+
\label{bc:guarded-planar-event}
|
| 549 |
+
On $\R^3$, the fixed label $(-4,0,0)$ and fixed box
|
| 550 |
+
$(-1,2)^2\times(-1,1)$ realize halting by a compactly supported general
|
| 551 |
+
force with zero initial velocity and prescribed pressure and all mixed
|
| 552 |
+
derivatives bounded. One choice is periodic after time one. A separate
|
| 553 |
+
choice satisfies $\|f(t)\|_\infty=O((1+t)^{-2/3})$ and
|
| 554 |
+
$f\in L^2([0,\infty)\times\R^3)$.
|
| 555 |
+
Uniqueness holds among smooth competitors with
|
| 556 |
+
$u\in C([0,T];H^2)\cap C^1([0,T];L^2)$ and bounded $u,\nabla u$
|
| 557 |
+
on each finite interval, without any spatial integrability condition on
|
| 558 |
+
pressure. Pressure is unique modulo a function of time.
|
| 559 |
+
\end{theorem}
|
| 560 |
+
\begin{proof}\label{bc:guarded-planar-event-proof}
|
| 561 |
+
Use the frontier recorder after normalization to one halting state, and
|
| 562 |
+
write $\mathcal A$ for its full cell alphabet and $m_Q$ for its number
|
| 563 |
+
of controls. Number the controls bijectively by
|
| 564 |
+
$\iota(s)\in\{0,\ldots,m_Q-1\}$, giving the terminal control index zero.
|
| 565 |
+
Use odd base $B=2|\mathcal A|+1$ and first-coordinate offsets
|
| 566 |
+
$o_s=4\iota(s)$. Code the
|
| 567 |
+
configuration by $(o_s+L,R)$. The origin of the original tape can be
|
| 568 |
+
recovered from the number of history records and the frontier position,
|
| 569 |
+
so this head-relative coding loses no initialized information.
|
| 570 |
+
The full planar branches have reciprocal positive diagonal maps.
|
| 571 |
+
|
| 572 |
+
We first realize finite separately disjoint source and target rectangle
|
| 573 |
+
families $S_i,T_i$ with rational endpoints and positive side lengths,
|
| 574 |
+
equipped with assigned positive
|
| 575 |
+
reciprocal diagonal affine maps $F_i$ satisfying $F_i(S_i)=T_i$, by
|
| 576 |
+
compactly supported planar Hamiltonian motion. Write $c_i,q_i$ for the
|
| 577 |
+
source and target centers. With no
|
| 578 |
+
branches use zero. With one branch, interpolate its center directly and
|
| 579 |
+
use a positive linear first-coordinate scale and its reciprocal; there
|
| 580 |
+
are no stationary obstacles. For $N\ge2$, let $R=1+$ the largest endpoint
|
| 581 |
+
half-width and let $m_0>0$ be the minimum sup-norm separation within the
|
| 582 |
+
two center families. Put $K=1+32R/m_0$. Expand all source centers by
|
| 583 |
+
factors from one to $K$, leaving their shapes unchanged. Let
|
| 584 |
+
$M=\max_i\{|(Kc_i)_1|,|(Kq_i)_1|\}$ and choose parking centers
|
| 585 |
+
$P_i=(M+32Ri,0)$. Each union of expanded endpoint centers and parking
|
| 586 |
+
centers has separation at least $32R$.
|
| 587 |
+
|
| 588 |
+
Move expanded sources successively to their parking centers, deform them
|
| 589 |
+
there using the linear reciprocal scale, move them successively to the
|
| 590 |
+
expanded target centers, then contract those centers to their targets.
|
| 591 |
+
For each successive transfer put a square of sup-radius $4R$ around
|
| 592 |
+
every stationary center. Replace each nontrivial segment intersection
|
| 593 |
+
with an obstacle square by a counterclockwise path along its boundary.
|
| 594 |
+
The intersection points and corners are rational; the squares are disjoint,
|
| 595 |
+
so the resulting finite polygon stays at distance at least $4R$ from
|
| 596 |
+
all stationary centers. Flat schedules on its segments give smooth center
|
| 597 |
+
motion. The simultaneous expansion and contraction preserve a positive
|
| 598 |
+
coordinate gap for every pair, exactly as in the solid-box argument.
|
| 599 |
+
If $g_0,g_1$ are their minimum positive gaps, choose padding
|
| 600 |
+
$\varepsilon=\min(g_0,g_1,2R)/4$ for these phases. During individual
|
| 601 |
+
transfers use padding below $R$; the stationary half-widths are below $R$.
|
| 602 |
+
Thus all required cutoff supports avoid stationary rectangles.
|
| 603 |
+
|
| 604 |
+
For a moving center $c$ and horizontal scale $l$, the potential
|
| 605 |
+
\[
|
| 606 |
+
H=\chi\left[\dot c_x(y-c_y)-\dot c_y(x-c_x)
|
| 607 |
+
+\frac{\dot l}{l}(x-c_x)(y-c_y)\right]
|
| 608 |
+
\]
|
| 609 |
+
gives the required motion on the cutoff plateau. The other current
|
| 610 |
+
rectangles are fixed. This proves every full planar branch, including
|
| 611 |
+
its boundary, by induction through the operations. A one-square loading
|
| 612 |
+
translation with half-width $1/4$ takes $(-4,0)$ to the initial rational
|
| 613 |
+
code. All these supports lie in a square $[-L,L]^2$, where one can choose
|
| 614 |
+
$L=10+S_0+4m_Q$ with $S_0$ a finite bound for routing vertices and cutoff
|
| 615 |
+
widths. The same $L$ covers every input of a fixed machine, since initial
|
| 616 |
+
codes are uniformly bounded.
|
| 617 |
+
|
| 618 |
+
The planar detours need not avoid the horizontal observation box.
|
| 619 |
+
We instead make them at height three. Choose a switch $\eta$ with
|
| 620 |
+
collars and set
|
| 621 |
+
$h(s)=3\{\eta(3s)-\eta(3s-2)\}$ on a unit interval. It lifts in the
|
| 622 |
+
first third, stays at three in the middle, and lowers in the last third.
|
| 623 |
+
Choose $\Gamma$ equal to one near $[-L,L]^2\times[-1,4]$, with compact
|
| 624 |
+
support, and $\beta(z)$ compactly supported and equal to one near three.
|
| 625 |
+
For any one of the planar fields $w$, zero outside its phase interval,
|
| 626 |
+
put
|
| 627 |
+
\[
|
| 628 |
+
Z(s,x)=h'(s)\nabla\times(0,x_1\Gamma(x),0),\qquad
|
| 629 |
+
V_w(s,x)=Z(s,x)+3\beta(x_3)(w(3s-1,x_1,x_2),0).
|
| 630 |
+
\]
|
| 631 |
+
Along each tracked path the first term is exact vertical translation.
|
| 632 |
+
The second term acts only in the middle third, at height three, and runs
|
| 633 |
+
the full planar phase. It is divergence free because $w$ is planar
|
| 634 |
+
solenoidal and $\beta$ is independent of the planar coordinates.
|
| 635 |
+
Thus the trajectory lifts at its exact source, performs every detour
|
| 636 |
+
outside the vertical detector interval, and lowers at its exact target.
|
| 637 |
+
Use this construction for the loader and for each repeated phase. While
|
| 638 |
+
its height can lie in $(-1,1)$, a nonterminal computational particle has
|
| 639 |
+
first coordinate at least four; the initial loading source has first
|
| 640 |
+
coordinate $-4$. A terminal code lies in $(0,1)^2\times\{0\}$.
|
| 641 |
+
These facts prove the all-real-time observation equivalence, including
|
| 642 |
+
an initially terminal input.
|
| 643 |
+
|
| 644 |
+
For the comparison assertion, the constructed field has compact support
|
| 645 |
+
and bounded mixed derivatives, so it satisfies the reference hypotheses
|
| 646 |
+
of Lemma~\ref{lem:b-comparison}. The displayed competitor class is exactly
|
| 647 |
+
case (v) of that lemma. Its proof obtains $\nabla p\in L^2$ from the
|
| 648 |
+
equation and cancels the pressure term by Lemma~\ref{lem:b-gradient}; it
|
| 649 |
+
does not require an integrable pressure representative. Hence the velocity
|
| 650 |
+
is unique, and pressure is determined up to a function of time.
|
| 651 |
+
|
| 652 |
+
Finally let $U(s)$ denote the eventually periodic field just constructed
|
| 653 |
+
and set $\rho(t)=(1+t)^{1/3}-1$, $\widehat U=\rho' U(\rho(t))$.
|
| 654 |
+
The new residual is
|
| 655 |
+
\[
|
| 656 |
+
\widehat f=\rho''U+(\rho')^2\{U_s+(U\cdot\nabla)U\}
|
| 657 |
+
-\nu\rho'\Delta U,
|
| 658 |
+
\quad \rho'=\tfrac13(1+t)^{-2/3},\quad
|
| 659 |
+
\rho''=-\tfrac29(1+t)^{-5/3}.
|
| 660 |
+
\]
|
| 661 |
+
Uniform derivative bounds and the fixed compact support give the stated
|
| 662 |
+
decay and space-time $L^2$ estimate. Chain differentiation also gives all
|
| 663 |
+
mixed bounds. The clock is effective on $[0,\infty)$, starts at zero,
|
| 664 |
+
is finite at finite time and is onto; hence it preserves precisely the
|
| 665 |
+
same material event. The initial zero collar is preserved as well.
|
| 666 |
+
This slower force is an alternative to, not a periodic version of, the
|
| 667 |
+
first force.
|
| 668 |
+
\end{proof}
|
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/torus-routing.tex
CHANGED
|
@@ -1,365 +1,365 @@
|
|
| 1 |
-
\section{Torus charts and phasewise localization}\label{sec:torus-routing}
|
| 2 |
-
|
| 3 |
-
The next constructions keep the whole motion inside a specified torus
|
| 4 |
-
chart. A scaled linear interpolation preserves a convex first coordinate;
|
| 5 |
-
an exponential interpolation in a fixed chart instead uses endpoint-width
|
| 6 |
-
bounds. A phasewise construction then exhibits the vertical and planar
|
| 7 |
-
potentials separately, and the final variant retains a permanent origin
|
| 8 |
-
track. These choices give different path estimates for their observers.
|
| 9 |
-
In every case the force is recomputed at the prescribed physical viscosity
|
| 10 |
-
after any spatial rescaling.
|
| 11 |
-
|
| 12 |
-
\subsection{Physical chart scaling and thickened torus boxes}
|
| 13 |
-
|
| 14 |
-
\begin{proposition}[Linear scaling into the torus]
|
| 15 |
-
\label{prop:bb-mid-scaled-torus}
|
| 16 |
-
The direction recorder without its passive track has a unit-torus
|
| 17 |
-
realization periodic after $t=1$, with fixed label $(1/8,0,0)$ and
|
| 18 |
-
halting event $x_1\in(-1/4,0)\pmod1$. Each period acts on full
|
| 19 |
-
solid boxes; the pressure is zero and the force has zero mean.
|
| 20 |
-
\end{proposition}
|
| 21 |
-
\begin{proof}\label{proof:bb-mid-scaled-torus}
|
| 22 |
-
Use the controls of Lemma~\ref{lem:bb-direction}. Let
|
| 23 |
-
$\Sigma=\Gamma\times(\{\bot,F\}\sqcup\mathcal R)\times\{0,1\}$
|
| 24 |
-
be its full cell alphabet after deleting the singleton passive track.
|
| 25 |
-
Let $S$ be the finite set of recorder controls and choose a bijection
|
| 26 |
-
$j:S\to\{1,\ldots,|S|\}$.
|
| 27 |
-
Use odd digits with $B=2|\Sigma|+1$, and offsets $o_s=-2j(s)$ for halting main
|
| 28 |
-
controls and $o_s=2j(s)$ for the others. Number the resulting reciprocal branches
|
| 29 |
-
$i=1,\ldots,N$, and write $k_i$ for branch $i$'s first-coordinate scale.
|
| 30 |
-
Thicken each reciprocal branch by
|
| 31 |
-
$[-1,1]$. Its horizontal family gaps are at least $B^{-2}$.
|
| 32 |
-
Lift branch $i$ to $4i$, use the linear first scale
|
| 33 |
-
$\kappa_i=1+\theta(k_i-1)$, and descend. Padding smaller than
|
| 34 |
-
$(4B^2)^{-1}$ separates all phases: in the middle the half-height
|
| 35 |
-
is one and height gaps are four; in the other phases horizontal
|
| 36 |
-
gaps suffice. The two horizontal half-widths are at most $1/2$.
|
| 37 |
-
Use the true-plateau cutoff of Lemma~\ref{lem:bb-curl}; it supplies
|
| 38 |
-
at least the full-box guarantee, together with a neighborhood extension.
|
| 39 |
-
The exact first coordinate obeys
|
| 40 |
-
\begin{equation}\label{eq:bb-mid-scaled-convex}
|
| 41 |
-
X_1(\tau)=(1-\theta)X_1(0)+\theta X_1(1).
|
| 42 |
-
\end{equation}
|
| 43 |
-
|
| 44 |
-
Let $V$ be the period-one extension of the unit-time field just constructed.
|
| 45 |
-
All codes, paths and padded supports lie in $(-L,L)^3$ for
|
| 46 |
-
$L=10+2|S|+4N$. Put $a=1/(16L)$ and define in the torus patch
|
| 47 |
-
$(-1/2,1/2)^3$ the repeated field $U(t,x)=aV(t,x/a)$.
|
| 48 |
-
Its support lies in $(-1/16,1/16)^3$ and its curl potential is the
|
| 49 |
-
scaled potential $a^2A(t,x/a)$. In particular its mean is zero.
|
| 50 |
-
The residual must be recomputed at the physical viscosity:
|
| 51 |
-
\begin{equation}\label{eq:bb-mid-viscosity-scale}
|
| 52 |
-
\mathcal F_\nu[U](t,x)=a\{V_t+(V\cdot\nabla)V-(\nu/a^2)\Delta V\}(t,x/a).
|
| 53 |
-
\end{equation}
|
| 54 |
-
This keeps the specified viscosity rather than silently rescaling it.
|
| 55 |
-
During the first unit interval load from $(1/8,0,0)$ to the scaled
|
| 56 |
-
initial code using a curl translation with a box of half-width $1/32$
|
| 57 |
-
and padding $1/32$. Its support lies inside $(-1/4,1/4)^3$.
|
| 58 |
-
|
| 59 |
-
For a nonhalting run both loading endpoints have positive first
|
| 60 |
-
coordinate, and every subsequent pair of coded endpoints is positive.
|
| 61 |
-
Equation~\eqref{eq:bb-mid-scaled-convex} preserves that sign throughout.
|
| 62 |
-
A halting checkpoint has negative first coordinate in $(-1/16,0)$.
|
| 63 |
-
All paths stay in the stated patch, so passage modulo one introduces
|
| 64 |
-
no extra visit. Checkpoint times are
|
| 65 |
-
$1+\sum_{l<n}(5+2(l-h_l))$. This proves the all-time equivalence,
|
| 66 |
-
including initial halting; Proposition~\ref{prop:bb-realization}
|
| 67 |
-
finishes the proof.
|
| 68 |
-
\end{proof}
|
| 69 |
-
|
| 70 |
-
\begin{proposition}[Exponential deformation in a fixed chart]
|
| 71 |
-
\label{prop:bb-mid-direct-torus}
|
| 72 |
-
The move-first recorder has a unit-torus realization periodic after
|
| 73 |
-
one loading interval, with fixed label $(1/4,1/4,1/4)$ and halting
|
| 74 |
-
event $x_1\in(2/3,5/6)\pmod1$. The repeated motion acts on thickened
|
| 75 |
-
closed rectangles and their neighborhoods. Its mean-zero residual
|
| 76 |
-
has the form $f_0+\nu f_1$ with coefficients independent of $\nu$.
|
| 77 |
-
\end{proposition}
|
| 78 |
-
\begin{proof}\label{proof:bb-mid-direct-torus}
|
| 79 |
-
First normalize to one halting work state and use the move-first recorder
|
| 80 |
-
of Lemma~\ref{lem:bb-movefirst}; let $\Sigma$ be its full three-track
|
| 81 |
-
cell alphabet. Initial halting is preserved by this normalization.
|
| 82 |
-
For $m$ controls take $\ell=1/[64(m+1)]$. Nonhalt squares have
|
| 83 |
-
lower left corners $(1/4+2j\ell,1/4)$, $0\le j\le m-2$;
|
| 84 |
-
the halt square has lower left corner $(3/4,1/4)$.
|
| 85 |
-
Use odd digits and $b=2|\Sigma|+1$, with coding height $1/4$.
|
| 86 |
-
There are $N$ reciprocal branches with gaps at least $\ell b^{-2}$.
|
| 87 |
-
Thicken them by half-height $h_0=1/[64(N+1)]$ and choose heights
|
| 88 |
-
$z_i=1/2+i/[4(N+1)]$. Use exponential scale $k_i^\theta$,
|
| 89 |
-
center interpolation, and
|
| 90 |
-
$\epsilon=\min(h_0/2,\ell/(8b^2))$.
|
| 91 |
-
The first and last phases have horizontal gaps exceeding
|
| 92 |
-
$2\epsilon$; middle height gaps equal $16h_0$ and exceed
|
| 93 |
-
$2(h_0+\epsilon)$. Widths never exceed their endpoint values.
|
| 94 |
-
A concrete plateau cutoff for a box centered at $C_i$, with
|
| 95 |
-
half-widths $w_{ij}$, is
|
| 96 |
-
\[
|
| 97 |
-
\chi_i=\prod_{j=1}^3\sigma\!\left(
|
| 98 |
-
\frac{(w_{ij}+\epsilon)^2-(x_j-C_{ij})^2}
|
| 99 |
-
{(w_{ij}+\epsilon)^2-(w_{ij}+\epsilon/2)^2}\right).
|
| 100 |
-
\]
|
| 101 |
-
Use its product with
|
| 102 |
-
$\tfrac12\dot C_i\times(x-C_i)+(0,0,(\dot a_i/a_i)(x_1-C_{i1})(x_2-C_{i2}))$,
|
| 103 |
-
where $a_i=k_i^\theta$. Its curl gives the exact affine motion on
|
| 104 |
-
an open neighborhood of each box. All supports remain inside the
|
| 105 |
-
unit cube.
|
| 106 |
-
|
| 107 |
-
Load the initial rational code along its segment from the fixed
|
| 108 |
-
label, using a radial cutoff of radius $1/32$ and a flat switch
|
| 109 |
-
$\sigma(4t-1)$. Then repeat the unit motion, with phase switches
|
| 110 |
-
$\sigma(8\tau-1),\sigma(8\tau-3),\sigma(8\tau-5)$.
|
| 111 |
-
These choices give spatial zero collars of width $1/8$ and temporal
|
| 112 |
-
zero collars of width $1/16$ at nonnegative integer joins, including
|
| 113 |
-
loading. The force follows from
|
| 114 |
-
$f_0=U_t+(U\cdot\nabla)U$, $f_1=-\Delta U$.
|
| 115 |
-
|
| 116 |
-
Nonhalt centers have first coordinate at most $1/4+1/32$ and
|
| 117 |
-
half-width at most $\ell/2$, hence their entire trajectories satisfy
|
| 118 |
-
$x_1\le1/4+1/32+\ell/2<2/3$. This is a width bound, not a convexity
|
| 119 |
-
claim for exponential scaling. Loading also avoids the slab for a
|
| 120 |
-
nonhalting input. Halt codes enter it at a finite integer sample,
|
| 121 |
-
including time one for an initial halt. The record block length and
|
| 122 |
-
the known frontier site $n+2$ recover absolute head position at each
|
| 123 |
-
work checkpoint. All force and uniqueness assertions now follow
|
| 124 |
-
from Proposition~\ref{prop:bb-realization}.
|
| 125 |
-
\end{proof}
|
| 126 |
-
|
| 127 |
-
\subsection{Thin-sheet curls and a slab observer}
|
| 128 |
-
\label{ba:thin-sheet}
|
| 129 |
-
|
| 130 |
-
The next realization stays directly inside the unit cube. It uses a
|
| 131 |
-
vertical translation potential in the first and last phases and a planar
|
| 132 |
-
Hamiltonian potential in the middle. Because its observer ignores
|
| 133 |
-
height, the proof must keep the first coordinate safe throughout all
|
| 134 |
-
three phases.
|
| 135 |
-
|
| 136 |
-
\begin{theorem}[A direct unit-cube implementation]
|
| 137 |
-
\label{ba:thin-sheet-torus}
|
| 138 |
-
At each fixed positive computable viscosity, every machine and finite
|
| 139 |
-
input has an effective smooth mean-zero force on the unit flat
|
| 140 |
-
three-torus, with bounded mixed derivatives and period one for $t\ge1$,
|
| 141 |
-
whose smooth zero-data solution satisfies
|
| 142 |
-
\[
|
| 143 |
-
\exists t\ge0:\ X(t;(1/4,1/4,1/4))\in
|
| 144 |
-
(2/3,5/6)\times\mathbb T^2
|
| 145 |
-
\quad\Longleftrightarrow\quad\text{the machine halts}.
|
| 146 |
-
\]
|
| 147 |
-
The normalized pressure is zero and the solution is unique in the
|
| 148 |
-
classical torus comparison class of Section~\ref{sec:model}.
|
| 149 |
-
\end{theorem}
|
| 150 |
-
|
| 151 |
-
\begin{proof}\label{ba:thin-sheet-torus-proof}
|
| 152 |
-
For the cutoffs in this proof, recall
|
| 153 |
-
\[
|
| 154 |
-
E(r)=\begin{cases}e^{-1/r},&r>0,\\0,&r\le0,\end{cases}
|
| 155 |
-
\qquad \Theta(r)=\frac{E(r)}{E(r)+E(1-r)}.
|
| 156 |
-
\]
|
| 157 |
-
Use the single-halt normalization and the seven-row recorder in
|
| 158 |
-
Lemma~\ref{lem:bb-movefirst}, with frontier initially at two and all marks
|
| 159 |
-
initially zero. In the present notation its controls are
|
| 160 |
-
$S_q,U_r,W_r,C_q,D_q$ (ready, work-move completed, right scan,
|
| 161 |
-
frontier extension, left scan), and its full symbols are $(a,g,m)$
|
| 162 |
-
with history $g\in\{E,F\}\sqcup\{\widehat r\}$.
|
| 163 |
-
The first row writes and moves, the second marks and starts the scan,
|
| 164 |
-
and the last clears the mark and stays. These are exactly the seven
|
| 165 |
-
rows already proved, after renaming. Thus the new work head $j'$ is
|
| 166 |
-
less than $n+2$, a work step takes $2(n+2-j')+4$ local steps, and
|
| 167 |
-
both full-domain incoming properties hold.
|
| 168 |
-
|
| 169 |
-
Let $M$ count the partial controls, let $H=S_h$, and put
|
| 170 |
-
\[
|
| 171 |
-
\ell=\frac1{100(M+1)},\qquad o_H=(3/4,1/2),\qquad
|
| 172 |
-
o_{s_i}=(1/4+2i\ell,1/2)\quad(0\le i<M-1),\qquad z_*=1/4.
|
| 173 |
-
\]
|
| 174 |
-
In the state frames $o_s+\ell[0,1]^2$, use odd digits in base
|
| 175 |
-
$B=2|\Sigma|+1$ for the full alphabet $\Sigma$. The minimal
|
| 176 |
-
left-split subdivision in Lemma~\ref{ba:rectangles} gives separately
|
| 177 |
-
separated rectangles $E_i^-,E_i^+$, centers $c_i^-,c_i^+$, and maps
|
| 178 |
-
\[
|
| 179 |
-
y\longmapsto c_i^+
|
| 180 |
-
+\operatorname{diag}(a_i,a_i^{-1})(y-c_i^-),
|
| 181 |
-
\qquad a_i\in\{B^{-1},1,B\}.
|
| 182 |
-
\]
|
| 183 |
-
The common frame scale leaves these linear parts unchanged; all
|
| 184 |
-
rectangle side lengths are at most $\ell$.
|
| 185 |
-
|
| 186 |
-
For $N$ branches set $z_i=1/2+i/(4(N+1))$, $1\le i\le N$.
|
| 187 |
-
Let $\delta$ be one tenth of the minimum of $1/100$, all pairwise
|
| 188 |
-
source gaps, all pairwise target gaps and all $|z_i-z_j|$; omit empty
|
| 189 |
-
pair lists. For a box $D=\prod_j[l_j,r_j]$, allowing zero widths,
|
| 190 |
-
define
|
| 191 |
-
\[
|
| 192 |
-
\chi_D^\delta(x)=\prod_{j=1}^3
|
| 193 |
-
\Theta\!\left(2(x_j-l_j+\delta)/\delta\right)
|
| 194 |
-
\Theta\!\left(2(r_j+\delta-x_j)/\delta\right).
|
| 195 |
-
\]
|
| 196 |
-
It equals one on the $\delta/2$ padding and is supported in the
|
| 197 |
-
$\delta$ padding. Put $\theta(s)=\Theta(3s-1)$.
|
| 198 |
-
On the first third of a unit step use
|
| 199 |
-
\[
|
| 200 |
-
z_i(s)=z_*+(z_i-z_*)\theta(3s),\qquad
|
| 201 |
-
D_i(s)=E_i^-\times\{z_i(s)\},\qquad
|
| 202 |
-
P_i=\chi_{D_i(s)}^\delta(0,\dot z_i(s)x_1,0).
|
| 203 |
-
\]
|
| 204 |
-
Its curl on the plateau is $(0,0,\dot z_i)$; source gaps separate
|
| 205 |
-
these supports. Hence every point of the whole source plate lifts
|
| 206 |
-
with planar coordinates unchanged.
|
| 207 |
-
|
| 208 |
-
On the middle third set
|
| 209 |
-
\[
|
| 210 |
-
\eta=\theta(3s-1),\quad c_i=(1-\eta)c_i^-+\eta c_i^+,
|
| 211 |
-
\quad\mu_i=1-\eta+\eta a_i,
|
| 212 |
-
\]
|
| 213 |
-
\[
|
| 214 |
-
D_i(s)=
|
| 215 |
-
\big[c_i+\operatorname{diag}(\mu_i,\mu_i^{-1})(E_i^--c_i^-)\big]
|
| 216 |
-
\times\{z_i\}.
|
| 217 |
-
\]
|
| 218 |
-
With $\gamma_i=\dot\mu_i/\mu_i$, use
|
| 219 |
-
\[
|
| 220 |
-
P_i=\chi_{D_i(s)}^\delta(0,0,\Psi_i),\qquad
|
| 221 |
-
\Psi_i=\dot c_{i1}(x_2-c_{i2})-\dot c_{i2}(x_1-c_{i1})
|
| 222 |
-
+\gamma_i(x_1-c_{i1})(x_2-c_{i2}).
|
| 223 |
-
\]
|
| 224 |
-
Its plateau curl is
|
| 225 |
-
$(\dot c_{i1}+\gamma_i(x_1-c_{i1}),
|
| 226 |
-
\dot c_{i2}-\gamma_i(x_2-c_{i2}),0)$,
|
| 227 |
-
which is precisely the reciprocal-scale affine velocity. The distinct
|
| 228 |
-
heights separate the supports during this phase. In the last third use
|
| 229 |
-
the vertical potential again, with $E_i^+$ and
|
| 230 |
-
$z_i(s)=z_i+(z_*-z_i)\theta(3s-2)$; target gaps separate the descents.
|
| 231 |
-
Summing the curls gives the required field in each phase, with zero
|
| 232 |
-
collars at every join.
|
| 233 |
-
|
| 234 |
-
All supports lie strictly inside the unit cube: horizontal centers lie
|
| 235 |
-
in $[1/4,3/4+\ell]\times[1/2,1/2+\ell]$, half-widths are at most
|
| 236 |
-
$\ell/2$, heights lie between $1/4$ and $3/4$, and
|
| 237 |
-
$\delta\le10^{-3}$. Thus the field extends smoothly and with zero
|
| 238 |
-
mean to the torus. The construction acts on neighborhoods, not only
|
| 239 |
-
plates. An initial perturbation of max norm less than $\delta/(4B)$
|
| 240 |
-
stays within $\delta/4$ of its affine plate path: vertical phases
|
| 241 |
-
preserve the perturbation, and both horizontal scale factors are at
|
| 242 |
-
most $B$. It remains on the plateau, so uniqueness of the smooth ODE
|
| 243 |
-
gives that same affine continuation throughout.
|
| 244 |
-
|
| 245 |
-
Write the rational initial code as $(b,z_*)$. During one unit of time
|
| 246 |
-
load the fixed particle using
|
| 247 |
-
\[
|
| 248 |
-
c_0(t)=(1-\theta(t))(1/4,1/4)+\theta(t)b
|
| 249 |
-
\]
|
| 250 |
-
and the curl of
|
| 251 |
-
\[
|
| 252 |
-
\chi_{\{(c_0(t),z_*)\}}^{1/100}
|
| 253 |
-
(0,0,\dot c_{01}(x_2-c_{02})-\dot c_{02}(x_1-c_{01})).
|
| 254 |
-
\]
|
| 255 |
-
This has plateau velocity $(\dot c_0,0)$, support inside the cube,
|
| 256 |
-
and zero endpoint collars. Repeat the step field thereafter and define
|
| 257 |
-
its residual force at $\nu$. The finite compact phase formulas give
|
| 258 |
-
effective mixed-derivative bounds; the only scale denominators satisfy
|
| 259 |
-
$\mu_i\ge\min(1,a_i)>0$. Curls have zero mean, and incompressibility
|
| 260 |
-
gives zero mean for the residual. Lemma~\ref{ba:realization} supplies
|
| 261 |
-
the unique zero-data PDE solution and its global trajectories.
|
| 262 |
-
|
| 263 |
-
At times $1+k$, induction through the full branch maps gives the exact
|
| 264 |
-
local code through the first halt, or for all $k$ in the nonhalting
|
| 265 |
-
case. A halt code has first coordinate in
|
| 266 |
-
$[3/4,3/4+\ell]\subset(2/3,5/6)$, including a code reached solely by
|
| 267 |
-
loading an initially halted machine. For a nonhalting input the loader
|
| 268 |
-
stays below $1/2$ in first coordinate. Lift and descent retain the
|
| 269 |
-
nonhalting planar endpoint codes. In the middle phase the centers are
|
| 270 |
-
convex combinations of nonhalting centers and the first half-width is
|
| 271 |
-
at most $\ell/2$, so
|
| 272 |
-
\[
|
| 273 |
-
X_1\le1/4+2M\ell+\ell/2<1/2.
|
| 274 |
-
\]
|
| 275 |
-
This excludes the height-independent observer at every intermediate
|
| 276 |
-
time. Only the loader depends on the input; the repeated field depends
|
| 277 |
-
on the finite machine table.
|
| 278 |
-
\end{proof}
|
| 279 |
-
|
| 280 |
-
|
| 281 |
-
\subsection{A permanent origin marker and moving cutoff neighborhoods}
|
| 282 |
-
\label{bc:height-separated-section}
|
| 283 |
-
\begin{theorem}[A height-separated mechanism with an origin track]
|
| 284 |
-
\label{bc:height-separated-event}
|
| 285 |
-
On the unit torus, the fixed label $(1/8,3/8,1/4)$ and strip
|
| 286 |
-
$2/3<x_1<7/8$ realize halting by a smooth mean-zero general force,
|
| 287 |
-
periodic after time one, with zero initial velocity and pressure and bounded
|
| 288 |
-
mixed derivatives. A permanent tape track identifies the original absolute
|
| 289 |
-
origin. For a fixed machine the repeated field is independent of the input.
|
| 290 |
-
\end{theorem}
|
| 291 |
-
\begin{proof}\label{bc:height-separated-event-proof}
|
| 292 |
-
Normalize the work machine to one halting state as in
|
| 293 |
-
Section~\ref{sec:bb-frontiers}, preserving initial halting.
|
| 294 |
-
Use four tracks: work, head mark, history, and an origin bit. The history
|
| 295 |
-
is empty except for a frontier at cell two; the origin bit is one only
|
| 296 |
-
at absolute cell zero. In a ready control $S_q$, the head mark is one
|
| 297 |
-
at the work head. At intermediate controls use the seven-row recorder
|
| 298 |
-
unchanged, with the origin track copied in every row. The first row now
|
| 299 |
-
requires ready mark one and writes mark zero at the old head before the
|
| 300 |
-
work move. The final return row leaves mark one when entering $S_q$.
|
| 301 |
-
These are the only two changes to the seven rows.
|
| 302 |
-
|
| 303 |
-
For precision, this table is the conjugate of the frontier table on its
|
| 304 |
-
full configuration domain by the following involution: toggle the mark
|
| 305 |
-
at the current head exactly when the control is ready, and leave it
|
| 306 |
-
unchanged at every other control. Also take the direct product with the
|
| 307 |
-
passive origin track. This is a bijection of all configurations, not merely
|
| 308 |
-
of initialized ones. It proves the full-domain inverse. The incoming-rule
|
| 309 |
-
properties also persist: into the work-tag control the first-row output
|
| 310 |
-
mark is zero; into the right scan the marking row and its loop still write
|
| 311 |
-
one and zero; into the return scan frontier and nonfrontier outputs remain
|
| 312 |
-
distinct; into the ready control only the last row applies. The initial
|
| 313 |
-
configuration is the conjugate of the frontier initialization. Consequently
|
| 314 |
-
its cycle length is $2(2+n-h')+4$, its absolute frontier is $2+n$, and
|
| 315 |
-
its origin bit remains fixed at the absolute origin. This verifies the
|
| 316 |
-
distinct initialization without another appeal to an existential compiler.
|
| 317 |
-
|
| 318 |
-
Denote the resulting full four-track alphabet by $\mathcal A$, and let
|
| 319 |
-
$K=2|\mathcal A|+1$ be its odd-digit radix.
|
| 320 |
-
For $m$ controls take state-square side $r=1/[16(m+1)]$, with nonterminal
|
| 321 |
-
lower corners $(1/8+2(i-1)r,1/8)$ and terminal lower corner $(3/4,1/8)$.
|
| 322 |
-
Their common coding height is $z_0=1/4$. Lemma~\ref{lem:bb-onecell} supplies
|
| 323 |
-
separated full planar rectangles; let $N$ be the number of branches.
|
| 324 |
-
Give branch $i$ height
|
| 325 |
-
$h_i=1/2+i/[4(N+1)]$. During a first phase lift its center from $z_0$
|
| 326 |
-
to $h_i$, keeping its planar shape; during a middle phase interpolate
|
| 327 |
-
its planar center, with width
|
| 328 |
-
$w_i=(1-\mu)w_i^-+\mu w_i^+$ and height
|
| 329 |
-
$v_i=w_i^-v_i^-/w_i$; during a final phase lower it to $z_0$.
|
| 330 |
-
The planar first coordinate is again an endpoint convex combination.
|
| 331 |
-
Choose a fixed positive padding less than one tenth of all source and
|
| 332 |
-
target gaps, all chart-face margins and all height separations. The
|
| 333 |
-
moving padded rectangles are disjoint at every phase. During the middle
|
| 334 |
-
phase this follows from the different heights; during the first and last
|
| 335 |
-
phases it follows from endpoint planar separation.
|
| 336 |
-
|
| 337 |
-
Here is a direct potential for these moving neighborhoods. With moving
|
| 338 |
-
center $c=(c_x,c_y,c_z)$ and $\lambda=\dot w/w=-\dot v/v$, set
|
| 339 |
-
\[
|
| 340 |
-
A=(0,\dot c_z(x-c_x),
|
| 341 |
-
\dot c_x(y-c_y)-\dot c_y(x-c_x)
|
| 342 |
-
+\lambda(x-c_x)(y-c_y)).
|
| 343 |
-
\]
|
| 344 |
-
Its curl on the plateau is
|
| 345 |
-
$(\dot c_x+\lambda(x-c_x),\dot c_y-\lambda(y-c_y),\dot c_z)$.
|
| 346 |
-
Multiply it by a cutoff supported in the moving padded neighborhood and
|
| 347 |
-
sum the curls. All supports remain in the open cube. The displayed
|
| 348 |
-
center-and-shape paths solve this field on the full planar rectangles;
|
| 349 |
-
uniqueness proves their exact endpoint maps. The positive padding and
|
| 350 |
-
bounded planar scales also give a uniform initial neighborhood that stays
|
| 351 |
-
on every plateau, by the perturbation argument of Lemma~\ref{lem:bb-curl}.
|
| 352 |
-
Each component of the total
|
| 353 |
-
field has zero mean after periodization, since the entire field is a curl.
|
| 354 |
-
|
| 355 |
-
For initialization, choose equal small squares about the fixed label and
|
| 356 |
-
the rational input code at height $z_0$, with half-side less than one
|
| 357 |
-
quarter of their minimum chart-face margin. Move one to the other by the
|
| 358 |
-
same localized potential for translation during $[0,1]$. A nonterminal
|
| 359 |
-
loading first coordinate lies between $1/8$ and $1/4$, and every subsequent
|
| 360 |
-
nonterminal phase lies below $1/4$. A terminal endpoint lies in the detector.
|
| 361 |
-
The initialized symbolic equivalence, including initial halting, therefore
|
| 362 |
-
holds at all real times. Repeating the finite middle mechanism and applying
|
| 363 |
-
Lemma~\ref{bc:analytic} gives the asserted force and comparison properties.
|
| 364 |
-
Only the loading translation and its input code depend on the finite word.
|
| 365 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{Torus charts and phasewise localization}\label{sec:torus-routing}
|
| 2 |
+
|
| 3 |
+
The next constructions keep the whole motion inside a specified torus
|
| 4 |
+
chart. A scaled linear interpolation preserves a convex first coordinate;
|
| 5 |
+
an exponential interpolation in a fixed chart instead uses endpoint-width
|
| 6 |
+
bounds. A phasewise construction then exhibits the vertical and planar
|
| 7 |
+
potentials separately, and the final variant retains a permanent origin
|
| 8 |
+
track. These choices give different path estimates for their observers.
|
| 9 |
+
In every case the force is recomputed at the prescribed physical viscosity
|
| 10 |
+
after any spatial rescaling.
|
| 11 |
+
|
| 12 |
+
\subsection{Physical chart scaling and thickened torus boxes}
|
| 13 |
+
|
| 14 |
+
\begin{proposition}[Linear scaling into the torus]
|
| 15 |
+
\label{prop:bb-mid-scaled-torus}
|
| 16 |
+
The direction recorder without its passive track has a unit-torus
|
| 17 |
+
realization periodic after $t=1$, with fixed label $(1/8,0,0)$ and
|
| 18 |
+
halting event $x_1\in(-1/4,0)\pmod1$. Each period acts on full
|
| 19 |
+
solid boxes; the pressure is zero and the force has zero mean.
|
| 20 |
+
\end{proposition}
|
| 21 |
+
\begin{proof}\label{proof:bb-mid-scaled-torus}
|
| 22 |
+
Use the controls of Lemma~\ref{lem:bb-direction}. Let
|
| 23 |
+
$\Sigma=\Gamma\times(\{\bot,F\}\sqcup\mathcal R)\times\{0,1\}$
|
| 24 |
+
be its full cell alphabet after deleting the singleton passive track.
|
| 25 |
+
Let $S$ be the finite set of recorder controls and choose a bijection
|
| 26 |
+
$j:S\to\{1,\ldots,|S|\}$.
|
| 27 |
+
Use odd digits with $B=2|\Sigma|+1$, and offsets $o_s=-2j(s)$ for halting main
|
| 28 |
+
controls and $o_s=2j(s)$ for the others. Number the resulting reciprocal branches
|
| 29 |
+
$i=1,\ldots,N$, and write $k_i$ for branch $i$'s first-coordinate scale.
|
| 30 |
+
Thicken each reciprocal branch by
|
| 31 |
+
$[-1,1]$. Its horizontal family gaps are at least $B^{-2}$.
|
| 32 |
+
Lift branch $i$ to $4i$, use the linear first scale
|
| 33 |
+
$\kappa_i=1+\theta(k_i-1)$, and descend. Padding smaller than
|
| 34 |
+
$(4B^2)^{-1}$ separates all phases: in the middle the half-height
|
| 35 |
+
is one and height gaps are four; in the other phases horizontal
|
| 36 |
+
gaps suffice. The two horizontal half-widths are at most $1/2$.
|
| 37 |
+
Use the true-plateau cutoff of Lemma~\ref{lem:bb-curl}; it supplies
|
| 38 |
+
at least the full-box guarantee, together with a neighborhood extension.
|
| 39 |
+
The exact first coordinate obeys
|
| 40 |
+
\begin{equation}\label{eq:bb-mid-scaled-convex}
|
| 41 |
+
X_1(\tau)=(1-\theta)X_1(0)+\theta X_1(1).
|
| 42 |
+
\end{equation}
|
| 43 |
+
|
| 44 |
+
Let $V$ be the period-one extension of the unit-time field just constructed.
|
| 45 |
+
All codes, paths and padded supports lie in $(-L,L)^3$ for
|
| 46 |
+
$L=10+2|S|+4N$. Put $a=1/(16L)$ and define in the torus patch
|
| 47 |
+
$(-1/2,1/2)^3$ the repeated field $U(t,x)=aV(t,x/a)$.
|
| 48 |
+
Its support lies in $(-1/16,1/16)^3$ and its curl potential is the
|
| 49 |
+
scaled potential $a^2A(t,x/a)$. In particular its mean is zero.
|
| 50 |
+
The residual must be recomputed at the physical viscosity:
|
| 51 |
+
\begin{equation}\label{eq:bb-mid-viscosity-scale}
|
| 52 |
+
\mathcal F_\nu[U](t,x)=a\{V_t+(V\cdot\nabla)V-(\nu/a^2)\Delta V\}(t,x/a).
|
| 53 |
+
\end{equation}
|
| 54 |
+
This keeps the specified viscosity rather than silently rescaling it.
|
| 55 |
+
During the first unit interval load from $(1/8,0,0)$ to the scaled
|
| 56 |
+
initial code using a curl translation with a box of half-width $1/32$
|
| 57 |
+
and padding $1/32$. Its support lies inside $(-1/4,1/4)^3$.
|
| 58 |
+
|
| 59 |
+
For a nonhalting run both loading endpoints have positive first
|
| 60 |
+
coordinate, and every subsequent pair of coded endpoints is positive.
|
| 61 |
+
Equation~\eqref{eq:bb-mid-scaled-convex} preserves that sign throughout.
|
| 62 |
+
A halting checkpoint has negative first coordinate in $(-1/16,0)$.
|
| 63 |
+
All paths stay in the stated patch, so passage modulo one introduces
|
| 64 |
+
no extra visit. Checkpoint times are
|
| 65 |
+
$1+\sum_{l<n}(5+2(l-h_l))$. This proves the all-time equivalence,
|
| 66 |
+
including initial halting; Proposition~\ref{prop:bb-realization}
|
| 67 |
+
finishes the proof.
|
| 68 |
+
\end{proof}
|
| 69 |
+
|
| 70 |
+
\begin{proposition}[Exponential deformation in a fixed chart]
|
| 71 |
+
\label{prop:bb-mid-direct-torus}
|
| 72 |
+
The move-first recorder has a unit-torus realization periodic after
|
| 73 |
+
one loading interval, with fixed label $(1/4,1/4,1/4)$ and halting
|
| 74 |
+
event $x_1\in(2/3,5/6)\pmod1$. The repeated motion acts on thickened
|
| 75 |
+
closed rectangles and their neighborhoods. Its mean-zero residual
|
| 76 |
+
has the form $f_0+\nu f_1$ with coefficients independent of $\nu$.
|
| 77 |
+
\end{proposition}
|
| 78 |
+
\begin{proof}\label{proof:bb-mid-direct-torus}
|
| 79 |
+
First normalize to one halting work state and use the move-first recorder
|
| 80 |
+
of Lemma~\ref{lem:bb-movefirst}; let $\Sigma$ be its full three-track
|
| 81 |
+
cell alphabet. Initial halting is preserved by this normalization.
|
| 82 |
+
For $m$ controls take $\ell=1/[64(m+1)]$. Nonhalt squares have
|
| 83 |
+
lower left corners $(1/4+2j\ell,1/4)$, $0\le j\le m-2$;
|
| 84 |
+
the halt square has lower left corner $(3/4,1/4)$.
|
| 85 |
+
Use odd digits and $b=2|\Sigma|+1$, with coding height $1/4$.
|
| 86 |
+
There are $N$ reciprocal branches with gaps at least $\ell b^{-2}$.
|
| 87 |
+
Thicken them by half-height $h_0=1/[64(N+1)]$ and choose heights
|
| 88 |
+
$z_i=1/2+i/[4(N+1)]$. Use exponential scale $k_i^\theta$,
|
| 89 |
+
center interpolation, and
|
| 90 |
+
$\epsilon=\min(h_0/2,\ell/(8b^2))$.
|
| 91 |
+
The first and last phases have horizontal gaps exceeding
|
| 92 |
+
$2\epsilon$; middle height gaps equal $16h_0$ and exceed
|
| 93 |
+
$2(h_0+\epsilon)$. Widths never exceed their endpoint values.
|
| 94 |
+
A concrete plateau cutoff for a box centered at $C_i$, with
|
| 95 |
+
half-widths $w_{ij}$, is
|
| 96 |
+
\[
|
| 97 |
+
\chi_i=\prod_{j=1}^3\sigma\!\left(
|
| 98 |
+
\frac{(w_{ij}+\epsilon)^2-(x_j-C_{ij})^2}
|
| 99 |
+
{(w_{ij}+\epsilon)^2-(w_{ij}+\epsilon/2)^2}\right).
|
| 100 |
+
\]
|
| 101 |
+
Use its product with
|
| 102 |
+
$\tfrac12\dot C_i\times(x-C_i)+(0,0,(\dot a_i/a_i)(x_1-C_{i1})(x_2-C_{i2}))$,
|
| 103 |
+
where $a_i=k_i^\theta$. Its curl gives the exact affine motion on
|
| 104 |
+
an open neighborhood of each box. All supports remain inside the
|
| 105 |
+
unit cube.
|
| 106 |
+
|
| 107 |
+
Load the initial rational code along its segment from the fixed
|
| 108 |
+
label, using a radial cutoff of radius $1/32$ and a flat switch
|
| 109 |
+
$\sigma(4t-1)$. Then repeat the unit motion, with phase switches
|
| 110 |
+
$\sigma(8\tau-1),\sigma(8\tau-3),\sigma(8\tau-5)$.
|
| 111 |
+
These choices give spatial zero collars of width $1/8$ and temporal
|
| 112 |
+
zero collars of width $1/16$ at nonnegative integer joins, including
|
| 113 |
+
loading. The force follows from
|
| 114 |
+
$f_0=U_t+(U\cdot\nabla)U$, $f_1=-\Delta U$.
|
| 115 |
+
|
| 116 |
+
Nonhalt centers have first coordinate at most $1/4+1/32$ and
|
| 117 |
+
half-width at most $\ell/2$, hence their entire trajectories satisfy
|
| 118 |
+
$x_1\le1/4+1/32+\ell/2<2/3$. This is a width bound, not a convexity
|
| 119 |
+
claim for exponential scaling. Loading also avoids the slab for a
|
| 120 |
+
nonhalting input. Halt codes enter it at a finite integer sample,
|
| 121 |
+
including time one for an initial halt. The record block length and
|
| 122 |
+
the known frontier site $n+2$ recover absolute head position at each
|
| 123 |
+
work checkpoint. All force and uniqueness assertions now follow
|
| 124 |
+
from Proposition~\ref{prop:bb-realization}.
|
| 125 |
+
\end{proof}
|
| 126 |
+
|
| 127 |
+
\subsection{Thin-sheet curls and a slab observer}
|
| 128 |
+
\label{ba:thin-sheet}
|
| 129 |
+
|
| 130 |
+
The next realization stays directly inside the unit cube. It uses a
|
| 131 |
+
vertical translation potential in the first and last phases and a planar
|
| 132 |
+
Hamiltonian potential in the middle. Because its observer ignores
|
| 133 |
+
height, the proof must keep the first coordinate safe throughout all
|
| 134 |
+
three phases.
|
| 135 |
+
|
| 136 |
+
\begin{theorem}[A direct unit-cube implementation]
|
| 137 |
+
\label{ba:thin-sheet-torus}
|
| 138 |
+
At each fixed positive computable viscosity, every machine and finite
|
| 139 |
+
input has an effective smooth mean-zero force on the unit flat
|
| 140 |
+
three-torus, with bounded mixed derivatives and period one for $t\ge1$,
|
| 141 |
+
whose smooth zero-data solution satisfies
|
| 142 |
+
\[
|
| 143 |
+
\exists t\ge0:\ X(t;(1/4,1/4,1/4))\in
|
| 144 |
+
(2/3,5/6)\times\mathbb T^2
|
| 145 |
+
\quad\Longleftrightarrow\quad\text{the machine halts}.
|
| 146 |
+
\]
|
| 147 |
+
The normalized pressure is zero and the solution is unique in the
|
| 148 |
+
classical torus comparison class of Section~\ref{sec:model}.
|
| 149 |
+
\end{theorem}
|
| 150 |
+
|
| 151 |
+
\begin{proof}\label{ba:thin-sheet-torus-proof}
|
| 152 |
+
For the cutoffs in this proof, recall
|
| 153 |
+
\[
|
| 154 |
+
E(r)=\begin{cases}e^{-1/r},&r>0,\\0,&r\le0,\end{cases}
|
| 155 |
+
\qquad \Theta(r)=\frac{E(r)}{E(r)+E(1-r)}.
|
| 156 |
+
\]
|
| 157 |
+
Use the single-halt normalization and the seven-row recorder in
|
| 158 |
+
Lemma~\ref{lem:bb-movefirst}, with frontier initially at two and all marks
|
| 159 |
+
initially zero. In the present notation its controls are
|
| 160 |
+
$S_q,U_r,W_r,C_q,D_q$ (ready, work-move completed, right scan,
|
| 161 |
+
frontier extension, left scan), and its full symbols are $(a,g,m)$
|
| 162 |
+
with history $g\in\{E,F\}\sqcup\{\widehat r\}$.
|
| 163 |
+
The first row writes and moves, the second marks and starts the scan,
|
| 164 |
+
and the last clears the mark and stays. These are exactly the seven
|
| 165 |
+
rows already proved, after renaming. Thus the new work head $j'$ is
|
| 166 |
+
less than $n+2$, a work step takes $2(n+2-j')+4$ local steps, and
|
| 167 |
+
both full-domain incoming properties hold.
|
| 168 |
+
|
| 169 |
+
Let $M$ count the partial controls, let $H=S_h$, and put
|
| 170 |
+
\[
|
| 171 |
+
\ell=\frac1{100(M+1)},\qquad o_H=(3/4,1/2),\qquad
|
| 172 |
+
o_{s_i}=(1/4+2i\ell,1/2)\quad(0\le i<M-1),\qquad z_*=1/4.
|
| 173 |
+
\]
|
| 174 |
+
In the state frames $o_s+\ell[0,1]^2$, use odd digits in base
|
| 175 |
+
$B=2|\Sigma|+1$ for the full alphabet $\Sigma$. The minimal
|
| 176 |
+
left-split subdivision in Lemma~\ref{ba:rectangles} gives separately
|
| 177 |
+
separated rectangles $E_i^-,E_i^+$, centers $c_i^-,c_i^+$, and maps
|
| 178 |
+
\[
|
| 179 |
+
y\longmapsto c_i^+
|
| 180 |
+
+\operatorname{diag}(a_i,a_i^{-1})(y-c_i^-),
|
| 181 |
+
\qquad a_i\in\{B^{-1},1,B\}.
|
| 182 |
+
\]
|
| 183 |
+
The common frame scale leaves these linear parts unchanged; all
|
| 184 |
+
rectangle side lengths are at most $\ell$.
|
| 185 |
+
|
| 186 |
+
For $N$ branches set $z_i=1/2+i/(4(N+1))$, $1\le i\le N$.
|
| 187 |
+
Let $\delta$ be one tenth of the minimum of $1/100$, all pairwise
|
| 188 |
+
source gaps, all pairwise target gaps and all $|z_i-z_j|$; omit empty
|
| 189 |
+
pair lists. For a box $D=\prod_j[l_j,r_j]$, allowing zero widths,
|
| 190 |
+
define
|
| 191 |
+
\[
|
| 192 |
+
\chi_D^\delta(x)=\prod_{j=1}^3
|
| 193 |
+
\Theta\!\left(2(x_j-l_j+\delta)/\delta\right)
|
| 194 |
+
\Theta\!\left(2(r_j+\delta-x_j)/\delta\right).
|
| 195 |
+
\]
|
| 196 |
+
It equals one on the $\delta/2$ padding and is supported in the
|
| 197 |
+
$\delta$ padding. Put $\theta(s)=\Theta(3s-1)$.
|
| 198 |
+
On the first third of a unit step use
|
| 199 |
+
\[
|
| 200 |
+
z_i(s)=z_*+(z_i-z_*)\theta(3s),\qquad
|
| 201 |
+
D_i(s)=E_i^-\times\{z_i(s)\},\qquad
|
| 202 |
+
P_i=\chi_{D_i(s)}^\delta(0,\dot z_i(s)x_1,0).
|
| 203 |
+
\]
|
| 204 |
+
Its curl on the plateau is $(0,0,\dot z_i)$; source gaps separate
|
| 205 |
+
these supports. Hence every point of the whole source plate lifts
|
| 206 |
+
with planar coordinates unchanged.
|
| 207 |
+
|
| 208 |
+
On the middle third set
|
| 209 |
+
\[
|
| 210 |
+
\eta=\theta(3s-1),\quad c_i=(1-\eta)c_i^-+\eta c_i^+,
|
| 211 |
+
\quad\mu_i=1-\eta+\eta a_i,
|
| 212 |
+
\]
|
| 213 |
+
\[
|
| 214 |
+
D_i(s)=
|
| 215 |
+
\big[c_i+\operatorname{diag}(\mu_i,\mu_i^{-1})(E_i^--c_i^-)\big]
|
| 216 |
+
\times\{z_i\}.
|
| 217 |
+
\]
|
| 218 |
+
With $\gamma_i=\dot\mu_i/\mu_i$, use
|
| 219 |
+
\[
|
| 220 |
+
P_i=\chi_{D_i(s)}^\delta(0,0,\Psi_i),\qquad
|
| 221 |
+
\Psi_i=\dot c_{i1}(x_2-c_{i2})-\dot c_{i2}(x_1-c_{i1})
|
| 222 |
+
+\gamma_i(x_1-c_{i1})(x_2-c_{i2}).
|
| 223 |
+
\]
|
| 224 |
+
Its plateau curl is
|
| 225 |
+
$(\dot c_{i1}+\gamma_i(x_1-c_{i1}),
|
| 226 |
+
\dot c_{i2}-\gamma_i(x_2-c_{i2}),0)$,
|
| 227 |
+
which is precisely the reciprocal-scale affine velocity. The distinct
|
| 228 |
+
heights separate the supports during this phase. In the last third use
|
| 229 |
+
the vertical potential again, with $E_i^+$ and
|
| 230 |
+
$z_i(s)=z_i+(z_*-z_i)\theta(3s-2)$; target gaps separate the descents.
|
| 231 |
+
Summing the curls gives the required field in each phase, with zero
|
| 232 |
+
collars at every join.
|
| 233 |
+
|
| 234 |
+
All supports lie strictly inside the unit cube: horizontal centers lie
|
| 235 |
+
in $[1/4,3/4+\ell]\times[1/2,1/2+\ell]$, half-widths are at most
|
| 236 |
+
$\ell/2$, heights lie between $1/4$ and $3/4$, and
|
| 237 |
+
$\delta\le10^{-3}$. Thus the field extends smoothly and with zero
|
| 238 |
+
mean to the torus. The construction acts on neighborhoods, not only
|
| 239 |
+
plates. An initial perturbation of max norm less than $\delta/(4B)$
|
| 240 |
+
stays within $\delta/4$ of its affine plate path: vertical phases
|
| 241 |
+
preserve the perturbation, and both horizontal scale factors are at
|
| 242 |
+
most $B$. It remains on the plateau, so uniqueness of the smooth ODE
|
| 243 |
+
gives that same affine continuation throughout.
|
| 244 |
+
|
| 245 |
+
Write the rational initial code as $(b,z_*)$. During one unit of time
|
| 246 |
+
load the fixed particle using
|
| 247 |
+
\[
|
| 248 |
+
c_0(t)=(1-\theta(t))(1/4,1/4)+\theta(t)b
|
| 249 |
+
\]
|
| 250 |
+
and the curl of
|
| 251 |
+
\[
|
| 252 |
+
\chi_{\{(c_0(t),z_*)\}}^{1/100}
|
| 253 |
+
(0,0,\dot c_{01}(x_2-c_{02})-\dot c_{02}(x_1-c_{01})).
|
| 254 |
+
\]
|
| 255 |
+
This has plateau velocity $(\dot c_0,0)$, support inside the cube,
|
| 256 |
+
and zero endpoint collars. Repeat the step field thereafter and define
|
| 257 |
+
its residual force at $\nu$. The finite compact phase formulas give
|
| 258 |
+
effective mixed-derivative bounds; the only scale denominators satisfy
|
| 259 |
+
$\mu_i\ge\min(1,a_i)>0$. Curls have zero mean, and incompressibility
|
| 260 |
+
gives zero mean for the residual. Lemma~\ref{ba:realization} supplies
|
| 261 |
+
the unique zero-data PDE solution and its global trajectories.
|
| 262 |
+
|
| 263 |
+
At times $1+k$, induction through the full branch maps gives the exact
|
| 264 |
+
local code through the first halt, or for all $k$ in the nonhalting
|
| 265 |
+
case. A halt code has first coordinate in
|
| 266 |
+
$[3/4,3/4+\ell]\subset(2/3,5/6)$, including a code reached solely by
|
| 267 |
+
loading an initially halted machine. For a nonhalting input the loader
|
| 268 |
+
stays below $1/2$ in first coordinate. Lift and descent retain the
|
| 269 |
+
nonhalting planar endpoint codes. In the middle phase the centers are
|
| 270 |
+
convex combinations of nonhalting centers and the first half-width is
|
| 271 |
+
at most $\ell/2$, so
|
| 272 |
+
\[
|
| 273 |
+
X_1\le1/4+2M\ell+\ell/2<1/2.
|
| 274 |
+
\]
|
| 275 |
+
This excludes the height-independent observer at every intermediate
|
| 276 |
+
time. Only the loader depends on the input; the repeated field depends
|
| 277 |
+
on the finite machine table.
|
| 278 |
+
\end{proof}
|
| 279 |
+
|
| 280 |
+
|
| 281 |
+
\subsection{A permanent origin marker and moving cutoff neighborhoods}
|
| 282 |
+
\label{bc:height-separated-section}
|
| 283 |
+
\begin{theorem}[A height-separated mechanism with an origin track]
|
| 284 |
+
\label{bc:height-separated-event}
|
| 285 |
+
On the unit torus, the fixed label $(1/8,3/8,1/4)$ and strip
|
| 286 |
+
$2/3<x_1<7/8$ realize halting by a smooth mean-zero general force,
|
| 287 |
+
periodic after time one, with zero initial velocity and pressure and bounded
|
| 288 |
+
mixed derivatives. A permanent tape track identifies the original absolute
|
| 289 |
+
origin. For a fixed machine the repeated field is independent of the input.
|
| 290 |
+
\end{theorem}
|
| 291 |
+
\begin{proof}\label{bc:height-separated-event-proof}
|
| 292 |
+
Normalize the work machine to one halting state as in
|
| 293 |
+
Section~\ref{sec:bb-frontiers}, preserving initial halting.
|
| 294 |
+
Use four tracks: work, head mark, history, and an origin bit. The history
|
| 295 |
+
is empty except for a frontier at cell two; the origin bit is one only
|
| 296 |
+
at absolute cell zero. In a ready control $S_q$, the head mark is one
|
| 297 |
+
at the work head. At intermediate controls use the seven-row recorder
|
| 298 |
+
unchanged, with the origin track copied in every row. The first row now
|
| 299 |
+
requires ready mark one and writes mark zero at the old head before the
|
| 300 |
+
work move. The final return row leaves mark one when entering $S_q$.
|
| 301 |
+
These are the only two changes to the seven rows.
|
| 302 |
+
|
| 303 |
+
For precision, this table is the conjugate of the frontier table on its
|
| 304 |
+
full configuration domain by the following involution: toggle the mark
|
| 305 |
+
at the current head exactly when the control is ready, and leave it
|
| 306 |
+
unchanged at every other control. Also take the direct product with the
|
| 307 |
+
passive origin track. This is a bijection of all configurations, not merely
|
| 308 |
+
of initialized ones. It proves the full-domain inverse. The incoming-rule
|
| 309 |
+
properties also persist: into the work-tag control the first-row output
|
| 310 |
+
mark is zero; into the right scan the marking row and its loop still write
|
| 311 |
+
one and zero; into the return scan frontier and nonfrontier outputs remain
|
| 312 |
+
distinct; into the ready control only the last row applies. The initial
|
| 313 |
+
configuration is the conjugate of the frontier initialization. Consequently
|
| 314 |
+
its cycle length is $2(2+n-h')+4$, its absolute frontier is $2+n$, and
|
| 315 |
+
its origin bit remains fixed at the absolute origin. This verifies the
|
| 316 |
+
distinct initialization without another appeal to an existential compiler.
|
| 317 |
+
|
| 318 |
+
Denote the resulting full four-track alphabet by $\mathcal A$, and let
|
| 319 |
+
$K=2|\mathcal A|+1$ be its odd-digit radix.
|
| 320 |
+
For $m$ controls take state-square side $r=1/[16(m+1)]$, with nonterminal
|
| 321 |
+
lower corners $(1/8+2(i-1)r,1/8)$ and terminal lower corner $(3/4,1/8)$.
|
| 322 |
+
Their common coding height is $z_0=1/4$. Lemma~\ref{lem:bb-onecell} supplies
|
| 323 |
+
separated full planar rectangles; let $N$ be the number of branches.
|
| 324 |
+
Give branch $i$ height
|
| 325 |
+
$h_i=1/2+i/[4(N+1)]$. During a first phase lift its center from $z_0$
|
| 326 |
+
to $h_i$, keeping its planar shape; during a middle phase interpolate
|
| 327 |
+
its planar center, with width
|
| 328 |
+
$w_i=(1-\mu)w_i^-+\mu w_i^+$ and height
|
| 329 |
+
$v_i=w_i^-v_i^-/w_i$; during a final phase lower it to $z_0$.
|
| 330 |
+
The planar first coordinate is again an endpoint convex combination.
|
| 331 |
+
Choose a fixed positive padding less than one tenth of all source and
|
| 332 |
+
target gaps, all chart-face margins and all height separations. The
|
| 333 |
+
moving padded rectangles are disjoint at every phase. During the middle
|
| 334 |
+
phase this follows from the different heights; during the first and last
|
| 335 |
+
phases it follows from endpoint planar separation.
|
| 336 |
+
|
| 337 |
+
Here is a direct potential for these moving neighborhoods. With moving
|
| 338 |
+
center $c=(c_x,c_y,c_z)$ and $\lambda=\dot w/w=-\dot v/v$, set
|
| 339 |
+
\[
|
| 340 |
+
A=(0,\dot c_z(x-c_x),
|
| 341 |
+
\dot c_x(y-c_y)-\dot c_y(x-c_x)
|
| 342 |
+
+\lambda(x-c_x)(y-c_y)).
|
| 343 |
+
\]
|
| 344 |
+
Its curl on the plateau is
|
| 345 |
+
$(\dot c_x+\lambda(x-c_x),\dot c_y-\lambda(y-c_y),\dot c_z)$.
|
| 346 |
+
Multiply it by a cutoff supported in the moving padded neighborhood and
|
| 347 |
+
sum the curls. All supports remain in the open cube. The displayed
|
| 348 |
+
center-and-shape paths solve this field on the full planar rectangles;
|
| 349 |
+
uniqueness proves their exact endpoint maps. The positive padding and
|
| 350 |
+
bounded planar scales also give a uniform initial neighborhood that stays
|
| 351 |
+
on every plateau, by the perturbation argument of Lemma~\ref{lem:bb-curl}.
|
| 352 |
+
Each component of the total
|
| 353 |
+
field has zero mean after periodization, since the entire field is a curl.
|
| 354 |
+
|
| 355 |
+
For initialization, choose equal small squares about the fixed label and
|
| 356 |
+
the rational input code at height $z_0$, with half-side less than one
|
| 357 |
+
quarter of their minimum chart-face margin. Move one to the other by the
|
| 358 |
+
same localized potential for translation during $[0,1]$. A nonterminal
|
| 359 |
+
loading first coordinate lies between $1/8$ and $1/4$, and every subsequent
|
| 360 |
+
nonterminal phase lies below $1/4$. A terminal endpoint lies in the detector.
|
| 361 |
+
The initialized symbolic equivalence, including initial halting, therefore
|
| 362 |
+
holds at all real times. Repeating the finite middle mechanism and applying
|
| 363 |
+
Lemma~\ref{bc:analytic} gives the asserted force and comparison properties.
|
| 364 |
+
Only the loading translation and its input code depend on the finite word.
|
| 365 |
+
\end{proof}
|
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/README.md
CHANGED
|
@@ -1,21 +1,21 @@
|
|
| 1 |
-
# [Log abundance for compact Kähler spaces under logarithmic Iitaka subadditivity](main.pdf)
|
| 2 |
-
|
| 3 |
-
**Author:** OpenAI
|
| 4 |
-
|
| 5 |
-
**Date:** October 6, 2026
|
| 6 |
-
|
| 7 |
-
## Citation
|
| 8 |
-
|
| 9 |
-
```bibtex
|
| 10 |
-
@misc{OAI:Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026,
|
| 11 |
-
author = {{OpenAI}},
|
| 12 |
-
title = {{Log abundance for compact K{\"a}hler spaces under logarithmic Iitaka subadditivity}},
|
| 13 |
-
howpublished = {OpenAI Math Release preprint
|
| 14 |
-
\href{https://github.com/openai/math/blob/main/preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/main.pdf}{OAI:Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026}},
|
| 15 |
-
year = {2026}
|
| 16 |
-
}
|
| 17 |
-
```
|
| 18 |
-
|
| 19 |
-
## Version note
|
| 20 |
-
|
| 21 |
-
This version supplies base-presentation and multiplier-ideal arguments for the induction, including the adjoint pullback and contraction-descent steps; see the [previous version](../Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-4-2026/main.pdf).
|
|
|
|
| 1 |
+
# [Log abundance for compact Kähler spaces under logarithmic Iitaka subadditivity](main.pdf)
|
| 2 |
+
|
| 3 |
+
**Author:** OpenAI
|
| 4 |
+
|
| 5 |
+
**Date:** October 6, 2026
|
| 6 |
+
|
| 7 |
+
## Citation
|
| 8 |
+
|
| 9 |
+
```bibtex
|
| 10 |
+
@misc{OAI:Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026,
|
| 11 |
+
author = {{OpenAI}},
|
| 12 |
+
title = {{Log abundance for compact K{\"a}hler spaces under logarithmic Iitaka subadditivity}},
|
| 13 |
+
howpublished = {OpenAI Math Release preprint
|
| 14 |
+
\href{https://github.com/openai/math/blob/main/preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/main.pdf}{OAI:Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026}},
|
| 15 |
+
year = {2026}
|
| 16 |
+
}
|
| 17 |
+
```
|
| 18 |
+
|
| 19 |
+
## Version note
|
| 20 |
+
|
| 21 |
+
This version supplies base-presentation and multiplier-ideal arguments for the induction, including the adjoint pullback and contraction-descent steps; see the [previous version](../Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-4-2026/main.pdf).
|
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/figures/two-diagonals.tex
CHANGED
|
@@ -1,33 +1,33 @@
|
|
| 1 |
-
\begin{minipage}[c]{0.48\linewidth}
|
| 2 |
-
\centering
|
| 3 |
-
\small
|
| 4 |
-
\begin{tikzcd}[column sep=large,row sep=large]
|
| 5 |
-
V \arrow[r,hook] \arrow[d,"\Bl_{\Delta_X\times\PP^1}"']
|
| 6 |
-
& B \arrow[d,"\Bl_{\Delta_Z}"] \\
|
| 7 |
-
\mathcal V_0 \arrow[r,hook] & Z\times Z
|
| 8 |
-
\end{tikzcd}
|
| 9 |
-
\[
|
| 10 |
-
\begin{gathered}
|
| 11 |
-
V_z=\Bl_xX,\\
|
| 12 |
-
\begin{aligned}
|
| 13 |
-
(V\cap E)_z&=\PP(T_z^*D_\lambda)\\
|
| 14 |
-
&\subset E_z=\PP(T_z^*Z).
|
| 15 |
-
\end{aligned}
|
| 16 |
-
\end{gathered}
|
| 17 |
-
\]
|
| 18 |
-
\end{minipage}
|
| 19 |
-
\hfill
|
| 20 |
-
\begin{minipage}[c]{0.48\linewidth}
|
| 21 |
-
\centering
|
| 22 |
-
\small
|
| 23 |
-
\begin{tikzcd}[column sep=large,row sep=large]
|
| 24 |
-
E^+ \arrow[r] \arrow[d] & E=\PP_Z(\Omega_Z) \arrow[d] \\
|
| 25 |
-
Z^+ \arrow[r,"p_+=\Bl_{U_0}"] & Z
|
| 26 |
-
\end{tikzcd}
|
| 27 |
-
\[
|
| 28 |
-
\begin{gathered}
|
| 29 |
-
J_+=p_+^{-1}(U_0),\qquad U_0=X\times\PP^1,\\
|
| 30 |
-
\mathcal J=(\mathcal I_V\cdot\OO_E)\cdot\OO_{E^+}.
|
| 31 |
-
\end{gathered}
|
| 32 |
-
\]
|
| 33 |
-
\end{minipage}
|
|
|
|
| 1 |
+
\begin{minipage}[c]{0.48\linewidth}
|
| 2 |
+
\centering
|
| 3 |
+
\small
|
| 4 |
+
\begin{tikzcd}[column sep=large,row sep=large]
|
| 5 |
+
V \arrow[r,hook] \arrow[d,"\Bl_{\Delta_X\times\PP^1}"']
|
| 6 |
+
& B \arrow[d,"\Bl_{\Delta_Z}"] \\
|
| 7 |
+
\mathcal V_0 \arrow[r,hook] & Z\times Z
|
| 8 |
+
\end{tikzcd}
|
| 9 |
+
\[
|
| 10 |
+
\begin{gathered}
|
| 11 |
+
V_z=\Bl_xX,\\
|
| 12 |
+
\begin{aligned}
|
| 13 |
+
(V\cap E)_z&=\PP(T_z^*D_\lambda)\\
|
| 14 |
+
&\subset E_z=\PP(T_z^*Z).
|
| 15 |
+
\end{aligned}
|
| 16 |
+
\end{gathered}
|
| 17 |
+
\]
|
| 18 |
+
\end{minipage}
|
| 19 |
+
\hfill
|
| 20 |
+
\begin{minipage}[c]{0.48\linewidth}
|
| 21 |
+
\centering
|
| 22 |
+
\small
|
| 23 |
+
\begin{tikzcd}[column sep=large,row sep=large]
|
| 24 |
+
E^+ \arrow[r] \arrow[d] & E=\PP_Z(\Omega_Z) \arrow[d] \\
|
| 25 |
+
Z^+ \arrow[r,"p_+=\Bl_{U_0}"] & Z
|
| 26 |
+
\end{tikzcd}
|
| 27 |
+
\[
|
| 28 |
+
\begin{gathered}
|
| 29 |
+
J_+=p_+^{-1}(U_0),\qquad U_0=X\times\PP^1,\\
|
| 30 |
+
\mathcal J=(\mathcal I_V\cdot\OO_E)\cdot\OO_{E^+}.
|
| 31 |
+
\end{gathered}
|
| 32 |
+
\]
|
| 33 |
+
\end{minipage}
|
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/main.tex
CHANGED
|
@@ -1,33 +1,33 @@
|
|
| 1 |
-
\documentclass[11pt,letterpaper]{article}
|
| 2 |
-
\input{preamble}
|
| 3 |
-
|
| 4 |
-
\title{Log abundance for compact Kähler spaces\\
|
| 5 |
-
under logarithmic Iitaka subadditivity}
|
| 6 |
-
\author{OpenAI}
|
| 7 |
-
\date{October 6, 2026}
|
| 8 |
-
|
| 9 |
-
\begin{document}
|
| 10 |
-
\maketitle
|
| 11 |
-
|
| 12 |
-
\begin{abstract}
|
| 13 |
-
Assume logarithmic Iitaka subadditivity for surjective morphisms with
|
| 14 |
-
connected fibers between smooth projective complex varieties with compatible
|
| 15 |
-
reduced simple normal crossing boundaries. We prove log abundance for normal
|
| 16 |
-
irreducible compact Kähler spaces in every dimension: for a log canonical
|
| 17 |
-
pair \((X,\Delta)\) with effective rational boundary and \(K_X+\Delta\)
|
| 18 |
-
\(\Q\)-Cartier, analytic nefness of \(K_X+\Delta\) implies semiampleness.
|
| 19 |
-
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\input{preamble}
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\title{Log abundance for compact Kähler spaces\\
|
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+
under logarithmic Iitaka subadditivity}
|
| 6 |
+
\author{OpenAI}
|
| 7 |
+
\date{October 6, 2026}
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+
|
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\begin{document}
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\maketitle
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\begin{abstract}
|
| 13 |
+
Assume logarithmic Iitaka subadditivity for surjective morphisms with
|
| 14 |
+
connected fibers between smooth projective complex varieties with compatible
|
| 15 |
+
reduced simple normal crossing boundaries. We prove log abundance for normal
|
| 16 |
+
irreducible compact Kähler spaces in every dimension: for a log canonical
|
| 17 |
+
pair \((X,\Delta)\) with effective rational boundary and \(K_X+\Delta\)
|
| 18 |
+
\(\Q\)-Cartier, analytic nefness of \(K_X+\Delta\) implies semiampleness.
|
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+
\end{abstract}
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\tableofcontents
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\input{sections/02-inductive-reduction}
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\bibliographystyle{plain}
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\bibliography{references}
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\end{document}
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year = {2024},
|
| 755 |
+
eprint = {2404.13927},
|
| 756 |
+
archivePrefix = {arXiv},
|
| 757 |
+
primaryClass = {math.AG},
|
| 758 |
+
note = {arXiv:2404.13927v1},
|
| 759 |
+
doi = {10.48550/arXiv.2404.13927},
|
| 760 |
+
url = {https://arxiv.org/abs/2404.13927v1}
|
| 761 |
+
}
|
| 762 |
+
|
| 763 |
+
@article{FujinoMiyamoto2020,
|
| 764 |
+
author = {Fujino, Osamu and Miyamoto, Keisuke},
|
| 765 |
+
title = {{Nakai--Moishezon} ampleness criterion for real line bundles},
|
| 766 |
+
journal = {Mathematische Annalen},
|
| 767 |
+
volume = {385},
|
| 768 |
+
number = {1--2},
|
| 769 |
+
year = {2023},
|
| 770 |
+
pages = {459--470},
|
| 771 |
+
eprint = {2101.00806},
|
| 772 |
+
archivePrefix = {arXiv},
|
| 773 |
+
primaryClass = {math.AG},
|
| 774 |
+
note = {Numbered citations refer to arXiv:2101.00806v1, author version 0.09 of 29 November 2020},
|
| 775 |
+
url = {https://arxiv.org/abs/2101.00806v1}
|
| 776 |
+
}
|
| 777 |
+
|
| 778 |
+
@misc{DHY,
|
| 779 |
+
author = {Das, Omprokash and Hacon, Christopher and Y{\'a}{\~n}ez, Jos{\'e} Ignacio},
|
| 780 |
+
title = {{MMP} for Generalized Pairs on {K{\"a}hler} 3-folds},
|
| 781 |
+
year = {2026},
|
| 782 |
+
eprint = {2305.00524},
|
| 783 |
+
archivePrefix = {arXiv},
|
| 784 |
+
primaryClass = {math.AG},
|
| 785 |
+
note = {arXiv:2305.00524v3, 29 June 2026; Appendix A only},
|
| 786 |
+
doi = {10.48550/arXiv.2305.00524},
|
| 787 |
+
url = {https://arxiv.org/abs/2305.00524v3}
|
| 788 |
+
}
|
| 789 |
+
|
| 790 |
+
@article{GuanZhouOptimal2015,
|
| 791 |
+
author = {Guan, Qi'an and Zhou, Xiangyu},
|
| 792 |
+
title = {A solution of an {$L^2$} extension problem with an optimal estimate and applications},
|
| 793 |
+
journal = {Annals of Mathematics},
|
| 794 |
+
series = {Second Series},
|
| 795 |
+
volume = {181},
|
| 796 |
+
number = {3},
|
| 797 |
+
year = {2015},
|
| 798 |
+
pages = {1139--1208},
|
| 799 |
+
doi = {10.4007/annals.2015.181.3.6},
|
| 800 |
+
eprint = {1310.7169},
|
| 801 |
+
archivePrefix = {arXiv},
|
| 802 |
+
url = {https://annals.math.princeton.edu/wp-content/uploads/annals-v181-n3-p06-p.pdf}
|
| 803 |
+
}
|
| 804 |
+
|
| 805 |
+
@article{PopoviciRegularization2004,
|
| 806 |
+
author = {Popovici, Dan},
|
| 807 |
+
title = {Estimation effective de la perte de positivit{\'e} dans la r{\'e}gularisation des courants},
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| 808 |
+
journal = {Comptes Rendus Math{\'e}matique},
|
| 809 |
+
volume = {338},
|
| 810 |
+
number = {1},
|
| 811 |
+
year = {2004},
|
| 812 |
+
pages = {59--64},
|
| 813 |
+
doi = {10.1016/j.crma.2003.11.011},
|
| 814 |
+
url = {https://www.numdam.org/item/10.1016/j.crma.2003.11.011.pdf}
|
| 815 |
+
}
|
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/01-introduction.tex
CHANGED
|
@@ -1,238 +1,238 @@
|
|
| 1 |
-
\section{Introduction}\label{sec:introduction}
|
| 2 |
-
|
| 3 |
-
The abundance problem asks when the numerical positivity of a log canonical
|
| 4 |
-
bundle produces a holomorphic map. More precisely, a nef adjoint should have
|
| 5 |
-
a positive multiple generated by global sections. On a compact Kähler space,
|
| 6 |
-
nefness is an analytic condition on a cohomology class, whereas generation
|
| 7 |
-
is a statement about an actual holomorphic line bundle. The distinction is
|
| 8 |
-
essential in the nonprojective setting.
|
| 9 |
-
|
| 10 |
-
We prove log abundance for compact Kähler spaces under logarithmic Iitaka
|
| 11 |
-
subadditivity for smooth projective varieties with reduced boundary. The
|
| 12 |
-
argument passes through a stronger birational statement: every
|
| 13 |
-
pseudo-effective smooth log adjoint has a semiample positive part and an
|
| 14 |
-
effective rational fixed divisor equal to its analytic divisorial negative
|
| 15 |
-
part. This form both supports the induction and retains the line-bundle
|
| 16 |
-
information needed for generation on the original space.
|
| 17 |
-
|
| 18 |
-
\subsection{The assumption and the theorem}
|
| 19 |
-
|
| 20 |
-
A compact Kähler space is a compact complex analytic space with a Kähler
|
| 21 |
-
form in the sense of local strictly plurisubharmonic potentials on local
|
| 22 |
-
embeddings. For a rational line bundle \(L\), analytic nefness means that
|
| 23 |
-
\(c_1(L)\) belongs to the closure of the Kähler cone. Equivalently, fix a
|
| 24 |
-
Kähler form \(\omega\) and an integer \(r>0\) for which \(rL\) is a line
|
| 25 |
-
bundle. For every \(\varepsilon>0\), that line has a smooth Hermitian metric
|
| 26 |
-
\(h_\varepsilon\) satisfying
|
| 27 |
-
\[
|
| 28 |
-
\frac{\sqrt{-1}}{2\pi r}\Theta_{h_\varepsilon}
|
| 29 |
-
\geq-\varepsilon\omega.
|
| 30 |
-
\]
|
| 31 |
-
Smooth metrics and forms on a singular space are understood through local
|
| 32 |
-
embeddings. We call \(L\) semiample if an actual positive integral multiple
|
| 33 |
-
is a holomorphic line bundle generated by its global sections.
|
| 34 |
-
|
| 35 |
-
\begin{assumption}[Logarithmic Iitaka subadditivity]
|
| 36 |
-
\label{asm:log-iitaka}
|
| 37 |
-
Let \(f:X\to Y\) be a surjective morphism with connected fibers between
|
| 38 |
-
smooth connected projective complex varieties. Let \(D_X\) and \(D_Y\) be
|
| 39 |
-
reduced effective simple normal crossing divisors, allowing zero divisors,
|
| 40 |
-
such that
|
| 41 |
-
\[
|
| 42 |
-
\Supp(f^*D_Y)\subseteq\Supp(D_X).
|
| 43 |
-
\]
|
| 44 |
-
For a very general smooth fiber \(F\), put \(D_F=D_X|_F\). Then
|
| 45 |
-
\[
|
| 46 |
-
\kappa(X,K_X+D_X)\geq
|
| 47 |
-
\kappa(F,K_F+D_F)+\kappa(Y,K_Y+D_Y).
|
| 48 |
-
\]
|
| 49 |
-
Here \(D_F\) is reduced SNC and
|
| 50 |
-
\(K_F+D_F\sim (K_X+D_X)|_F\). The Iitaka dimension is \(-\infty\) when
|
| 51 |
-
all positive integral systems are empty, with
|
| 52 |
-
\((-\infty)+b=-\infty\) also for \(b=-\infty\); the zero divisor on a
|
| 53 |
-
point has Iitaka dimension zero.
|
| 54 |
-
\end{assumption}
|
| 55 |
-
|
| 56 |
-
\begin{theorem}[Log abundance for compact Kähler spaces]\label{thm:main}
|
| 57 |
-
Assume Assumption~\ref{asm:log-iitaka}. Let \(X\) be a normal irreducible
|
| 58 |
-
compact Kähler complex analytic space, and let \(\Delta\geq0\) be a rational
|
| 59 |
-
divisor such that \((X,\Delta)\) is log canonical and \(K_X+\Delta\) is
|
| 60 |
-
rational Cartier. If \(K_X+\Delta\) is analytically nef, then it is
|
| 61 |
-
semiample. Explicitly, there is an integer \(m>0\) such that
|
| 62 |
-
\(m(K_X+\Delta)\) is Cartier and
|
| 63 |
-
\[
|
| 64 |
-
H^0\bigl(X,\OO_X(m(K_X+\Delta))\bigr)\otimes_{\C}\OO_X
|
| 65 |
-
\longrightarrow \OO_X(m(K_X+\Delta))
|
| 66 |
-
\]
|
| 67 |
-
is surjective at every point of \(X\).
|
| 68 |
-
\end{theorem}
|
| 69 |
-
|
| 70 |
-
The theorem includes every finite dimension and the zero-boundary case.
|
| 71 |
-
Assumption~\ref{asm:log-iitaka} is used through the projective good-model
|
| 72 |
-
theorem stated in Proposition~\ref{proj:good-models}. The cited proof of
|
| 73 |
-
that projective theorem uses only its zero-boundary case, on a resolved
|
| 74 |
-
projective Albanese fibration.
|
| 75 |
-
|
| 76 |
-
\subsection{Context and relation to earlier work}
|
| 77 |
-
|
| 78 |
-
In the minimal model program, abundance complements the construction of
|
| 79 |
-
minimal models: the nef adjoint on a minimal model should determine a
|
| 80 |
-
canonical fibration. For minimal projective threefolds, Miyaoka proved the
|
| 81 |
-
case of numerical dimension one and Kawamata completed canonical abundance
|
| 82 |
-
\cite{Miyaoka1988,Kawamata1992}. Keel, Matsuki, and McKernan established
|
| 83 |
-
log abundance for threefolds
|
| 84 |
-
\cite{KMM1994,KMM2004}. In arbitrary dimension, Birkar, Cascini, Hacon, and
|
| 85 |
-
McKernan established log terminal models for projective klt pairs with big
|
| 86 |
-
boundary and pseudo-effective adjoint, and finite generation for big
|
| 87 |
-
adjoints \cite{BCHM2010}.
|
| 88 |
-
|
| 89 |
-
The compact Kähler history already points to the importance of simple
|
| 90 |
-
spaces. Peternell's threefold theorem isolated the possible case of a simple
|
| 91 |
-
space not bimeromorphic to a finite quotient of a torus
|
| 92 |
-
\cite{Peternell2001}; Demailly and Peternell subsequently proved canonical
|
| 93 |
-
nonvanishing for nef terminal Kähler threefolds, including that case
|
| 94 |
-
\cite{DemaillyPeternell2003}. Höring and Peternell constructed minimal models
|
| 95 |
-
for normal \(\Q\)-factorial terminal compact Kähler threefolds with pseudo-effective canonical class
|
| 96 |
-
\cite{HoeringPeternell2016}. Campana, Höring, and Peternell treated canonical abundance
|
| 97 |
-
\cite{CHP2016,CHP2023}, and Das and Ou
|
| 98 |
-
established log abundance for compact Kähler log canonical threefolds
|
| 99 |
-
\cite[Corollary~1.3]{DasOu2026}.
|
| 100 |
-
|
| 101 |
-
With \(D_X=D_Y=0\), Assumption~\ref{asm:log-iitaka} is Iitaka's classical
|
| 102 |
-
\(C_{n,m}\) inequality
|
| 103 |
-
\(\kappa(X)\geq\kappa(F)+\kappa(Y)\) for algebraic fiber spaces
|
| 104 |
-
\cite[Equation~(1.0.1)]{CaoPaun2017}. Cao and Păun proved the analogous
|
| 105 |
-
logarithmic inequality over an abelian base when the pair on the total space
|
| 106 |
-
has an effective rational boundary and is klt
|
| 107 |
-
\cite[Theorem~1.1]{CaoPaun2017}. Fujino derives
|
| 108 |
-
logarithmic subadditivity from the conjectured equality
|
| 109 |
-
\(\kappa_\sigma(X,K_X+D)=\kappa(X,K_X+D)\) for smooth projective
|
| 110 |
-
\(X\) with reduced SNC \(D\)
|
| 111 |
-
\cite{Fujino2017Subadditivity,Fujino2020Corrigendum}. Hashizume proves the
|
| 112 |
-
reduced-SNC subadditivity statement when the log canonical divisor of the
|
| 113 |
-
very general fiber is abundant \cite[Theorem~1.2]{Hashizume2020}. Here the
|
| 114 |
-
implication is used in the other direction: the projective companion
|
| 115 |
-
\cite{LI} derives good models for pseudo-effective projective lc adjoints
|
| 116 |
-
from Assumption~\ref{asm:log-iitaka}, and those good models anchor the
|
| 117 |
-
Kähler induction.
|
| 118 |
-
|
| 119 |
-
Hacon and Xie's cone theorem, adjunction, relative positivity, and
|
| 120 |
-
modified-big preparation \cite{HX} provide analytic inputs for our
|
| 121 |
-
program constructions. Section~\ref{sec:programs} constructs effective
|
| 122 |
-
generalized base data on a higher carrier, with an exact adjoint
|
| 123 |
-
pullback identity and a multiplier-ideal inclusion. Fibrewise
|
| 124 |
-
$L^2$ positivity and regularization give this presentation; its
|
| 125 |
-
Stein-factor consequence supplies the non-klt induction.
|
| 126 |
-
The section then proves the restricted semiampleness, proper relative
|
| 127 |
-
good-model, and finite-model statements needed here, following the
|
| 128 |
-
dimension-induction strategy of \cite{HX}.
|
| 129 |
-
The nef data remain globally nef on a fixed carrier, and the total
|
| 130 |
-
generalized boundary is globally modified big. Actual rational lines
|
| 131 |
-
make the selected ray contractions projective; ordinary projective
|
| 132 |
-
analytic results \cite{FujinoAnalyticBCHM} then construct their flips
|
| 133 |
-
and the relative models. This produces a Kähler pullback description of
|
| 134 |
-
the relevant Bott--Chern class. Generation of the prescribed holomorphic
|
| 135 |
-
line requires the additional divisorial decomposition and boundary
|
| 136 |
-
arguments. The fibration comparison and period positivity come from
|
| 137 |
-
\cite{CI}; the boundary and lifting constructions adapt inputs in
|
| 138 |
-
\cite{CB,BL}. The precise imported results are stated at their points
|
| 139 |
-
of use.
|
| 140 |
-
|
| 141 |
-
\subsection{The proof and its main constructions}
|
| 142 |
-
|
| 143 |
-
For a pseudo-effective \((1,1)\)-class \(\alpha\), \(N(\alpha)\) records
|
| 144 |
-
the least generic vanishing forced along prime divisors. Given a smooth
|
| 145 |
-
compact Kähler manifold \(X\) and a rational SNC boundary \(B\) with
|
| 146 |
-
\(J=K_X+B\) pseudo-effective, the induction constructs a modification
|
| 147 |
-
\(\mu:Y\to X\) with \(Y\) smooth and
|
| 148 |
-
\[
|
| 149 |
-
\mu^*J\sim_{\Q}P+R,\qquad P\text{ semiample},\qquad
|
| 150 |
-
R=N(c_1(\mu^*J)),
|
| 151 |
-
\]
|
| 152 |
-
as an identity of rational holomorphic line bundles, with \(R\) an effective
|
| 153 |
-
rational divisor. Section~\ref{sec:inductive-reduction} uses transfer rules,
|
| 154 |
-
algebraic reduction, and generically finite covers to reduce the induction
|
| 155 |
-
to projective manifolds, nontrivial fibrations, and simple spaces of
|
| 156 |
-
algebraic dimension zero. Here simple means that no positive-dimensional
|
| 157 |
-
proper compact subvariety passes through a very general point.
|
| 158 |
-
|
| 159 |
-
Section~\ref{sec:programs} supplies two program results. For the fibration
|
| 160 |
-
case it contracts a known negative part while preserving the prescribed nef
|
| 161 |
-
line. For the simple case it proves special termination for a chosen scaling
|
| 162 |
-
and reaches a nef model when the pseudo-effective adjoint is rationally
|
| 163 |
-
equivalent to a divisor supported on the reduced boundary, allowing negative
|
| 164 |
-
coefficients. The termination argument uses lower-dimensional induction to
|
| 165 |
-
construct one model on which an interval of perturbed adjoints is nef. On a
|
| 166 |
-
common resolution their negative multiplicities are affine, whereas every
|
| 167 |
-
nontrivial wall of the restricted program changes a slope. Hence only
|
| 168 |
-
finitely many such walls occur.
|
| 169 |
-
|
| 170 |
-
Section~\ref{sec:boundary} turns generation on separate strata into generation
|
| 171 |
-
on the entire reduced dlt boundary, adapting Fujino's method of admissible
|
| 172 |
-
sections \cite[Section~4]{Fujino2000}. When a comparison is needed, a Mori
|
| 173 |
-
contraction realizes Kollár's residue comparison at the two coefficient-one
|
| 174 |
-
points of a general \(\PP^1\) fiber
|
| 175 |
-
\cite[Definition~13 and Proposition~14]{Kollar2013Sources}. On a common
|
| 176 |
-
resolution, the pulled-back restrictions of the ambient Kähler class differ
|
| 177 |
-
by a real linear combination of Chern classes of line bundles. On a stratum
|
| 178 |
-
whose boundary dominates the image of the map
|
| 179 |
-
defined by its semiample adjoint, restriction determines sections. For the
|
| 180 |
-
remaining strata, we prove finite image for self-comparisons on sufficiently
|
| 181 |
-
divisible pluricanonical systems using an invariant integral, period and
|
| 182 |
-
lattice arguments, and a uniform cohomological bound for cyclic covers.
|
| 183 |
-
Products over these finite images give compatible generating sections, used
|
| 184 |
-
in both closing arguments.
|
| 185 |
-
|
| 186 |
-
Section~\ref{sec:rank-one} first reduces to fibrations whose very general
|
| 187 |
-
fiber has log Kodaira dimension zero. On a prepared fibration \(g:X\to W\),
|
| 188 |
-
a relative generating form gives
|
| 189 |
-
\[
|
| 190 |
-
K_X+B\sim_{\Q}g^*H+A_*,\qquad H=K_W+T+M,
|
| 191 |
-
\]
|
| 192 |
-
where \(T\) is a rational SNC boundary and \(M\) is pulled back from a nef
|
| 193 |
-
rational line on a projective quotient of \(W\). Fiber induction allows us
|
| 194 |
-
to subtract the part of \(A_*\) dominating \(W\) from a positive current for
|
| 195 |
-
\(K_X+B\). The resulting metric descends along connected smooth fibers; a
|
| 196 |
-
zero among the nonnegative coefficients at primes dominating each base prime
|
| 197 |
-
allows extension, proving \(H\) pseudo-effective. If \(a(W)=0\), the
|
| 198 |
-
projective quotient is a point, so \(M\sim_{\Q}0\) and lower-dimensional
|
| 199 |
-
induction makes \(H\) rationally equivalent to its negative divisor. For
|
| 200 |
-
projective \(W\), a reduction via a chosen generalized program derived from
|
| 201 |
-
Assumption~\ref{asm:log-iitaka} either lowers the positive base dimension,
|
| 202 |
-
handled by secondary induction, or reaches a nef line that is big or torsion.
|
| 203 |
-
At a stopping case, an intersection argument identifies the full negative
|
| 204 |
-
divisor upstairs. A torsion positive part completes the decomposition
|
| 205 |
-
directly. In the big nef case, Section~\ref{sec:programs} contracts that
|
| 206 |
-
divisor while preserving the nef line; boundary generation, extension, and
|
| 207 |
-
a new log canonical place at a hypothetical base locus prove semiampleness.
|
| 208 |
-
|
| 209 |
-
Section~\ref{sec:nonvanishing} proves, independently of
|
| 210 |
-
Assumption~\ref{asm:log-iitaka}, that a positive canonical power has a nonzero
|
| 211 |
-
meromorphic section on every smooth connected simple compact Kähler manifold
|
| 212 |
-
of algebraic dimension zero. Ou's uniruledness and foliation results supply
|
| 213 |
-
the cotangent slope control \cite{Ou2025}. A point-threshold bound for big
|
| 214 |
-
classes of volume one is contradicted using an auxiliary projective bundle
|
| 215 |
-
over \(X\times X\). The diagonal in its square produces a subsheaf occupying
|
| 216 |
-
a fixed positive fraction of a symmetric cotangent power of that bundle.
|
| 217 |
-
A second construction over the diagonal of \(X\times X\) forces determinant
|
| 218 |
-
vanishing which, after restriction to a blowup of \(X\), violates the point
|
| 219 |
-
bound.
|
| 220 |
-
|
| 221 |
-
Finally, Section~\ref{sec:signed} uses the meromorphic section to obtain,
|
| 222 |
-
after resolving and enlarging to a reduced SNC boundary, a pseudo-effective
|
| 223 |
-
adjoint with a signed representative supported there.
|
| 224 |
-
Section~\ref{sec:programs} gives a nef dlt model, and
|
| 225 |
-
Section~\ref{sec:boundary} gives generation on its reduced boundary.
|
| 226 |
-
Pseudo-effectivity of the canonical pullback and an intersection argument
|
| 227 |
-
isolate positive-dimensional boundary fibers away from components whose
|
| 228 |
-
signed coefficients are nonpositive. A local root construction adapted from
|
| 229 |
-
\cite[Proposition~3.3]{LI} separates the positive and negative divisor
|
| 230 |
-
supports. An SNC Hodge-module calculation extends the lifting method of
|
| 231 |
-
\cite[Sections~10--12]{BL} to residual poles and kills every finite-order
|
| 232 |
-
obstruction to lifting such a fiber. Douady space and Artin approximation
|
| 233 |
-
give compact deformations leaving the boundary; compactness of the cycle-space
|
| 234 |
-
components and relative compactness of bounded-volume cycles allow a Baire
|
| 235 |
-
argument to produce a covering family. Simplicity
|
| 236 |
-
forces the actual nef line to be torsion. The program comparison and
|
| 237 |
-
Lemma~\ref{bir:unique-current} then permit subtraction of the added boundary,
|
| 238 |
-
yielding the inductive decomposition.
|
|
|
|
| 1 |
+
\section{Introduction}\label{sec:introduction}
|
| 2 |
+
|
| 3 |
+
The abundance problem asks when the numerical positivity of a log canonical
|
| 4 |
+
bundle produces a holomorphic map. More precisely, a nef adjoint should have
|
| 5 |
+
a positive multiple generated by global sections. On a compact Kähler space,
|
| 6 |
+
nefness is an analytic condition on a cohomology class, whereas generation
|
| 7 |
+
is a statement about an actual holomorphic line bundle. The distinction is
|
| 8 |
+
essential in the nonprojective setting.
|
| 9 |
+
|
| 10 |
+
We prove log abundance for compact Kähler spaces under logarithmic Iitaka
|
| 11 |
+
subadditivity for smooth projective varieties with reduced boundary. The
|
| 12 |
+
argument passes through a stronger birational statement: every
|
| 13 |
+
pseudo-effective smooth log adjoint has a semiample positive part and an
|
| 14 |
+
effective rational fixed divisor equal to its analytic divisorial negative
|
| 15 |
+
part. This form both supports the induction and retains the line-bundle
|
| 16 |
+
information needed for generation on the original space.
|
| 17 |
+
|
| 18 |
+
\subsection{The assumption and the theorem}
|
| 19 |
+
|
| 20 |
+
A compact Kähler space is a compact complex analytic space with a Kähler
|
| 21 |
+
form in the sense of local strictly plurisubharmonic potentials on local
|
| 22 |
+
embeddings. For a rational line bundle \(L\), analytic nefness means that
|
| 23 |
+
\(c_1(L)\) belongs to the closure of the Kähler cone. Equivalently, fix a
|
| 24 |
+
Kähler form \(\omega\) and an integer \(r>0\) for which \(rL\) is a line
|
| 25 |
+
bundle. For every \(\varepsilon>0\), that line has a smooth Hermitian metric
|
| 26 |
+
\(h_\varepsilon\) satisfying
|
| 27 |
+
\[
|
| 28 |
+
\frac{\sqrt{-1}}{2\pi r}\Theta_{h_\varepsilon}
|
| 29 |
+
\geq-\varepsilon\omega.
|
| 30 |
+
\]
|
| 31 |
+
Smooth metrics and forms on a singular space are understood through local
|
| 32 |
+
embeddings. We call \(L\) semiample if an actual positive integral multiple
|
| 33 |
+
is a holomorphic line bundle generated by its global sections.
|
| 34 |
+
|
| 35 |
+
\begin{assumption}[Logarithmic Iitaka subadditivity]
|
| 36 |
+
\label{asm:log-iitaka}
|
| 37 |
+
Let \(f:X\to Y\) be a surjective morphism with connected fibers between
|
| 38 |
+
smooth connected projective complex varieties. Let \(D_X\) and \(D_Y\) be
|
| 39 |
+
reduced effective simple normal crossing divisors, allowing zero divisors,
|
| 40 |
+
such that
|
| 41 |
+
\[
|
| 42 |
+
\Supp(f^*D_Y)\subseteq\Supp(D_X).
|
| 43 |
+
\]
|
| 44 |
+
For a very general smooth fiber \(F\), put \(D_F=D_X|_F\). Then
|
| 45 |
+
\[
|
| 46 |
+
\kappa(X,K_X+D_X)\geq
|
| 47 |
+
\kappa(F,K_F+D_F)+\kappa(Y,K_Y+D_Y).
|
| 48 |
+
\]
|
| 49 |
+
Here \(D_F\) is reduced SNC and
|
| 50 |
+
\(K_F+D_F\sim (K_X+D_X)|_F\). The Iitaka dimension is \(-\infty\) when
|
| 51 |
+
all positive integral systems are empty, with
|
| 52 |
+
\((-\infty)+b=-\infty\) also for \(b=-\infty\); the zero divisor on a
|
| 53 |
+
point has Iitaka dimension zero.
|
| 54 |
+
\end{assumption}
|
| 55 |
+
|
| 56 |
+
\begin{theorem}[Log abundance for compact Kähler spaces]\label{thm:main}
|
| 57 |
+
Assume Assumption~\ref{asm:log-iitaka}. Let \(X\) be a normal irreducible
|
| 58 |
+
compact Kähler complex analytic space, and let \(\Delta\geq0\) be a rational
|
| 59 |
+
divisor such that \((X,\Delta)\) is log canonical and \(K_X+\Delta\) is
|
| 60 |
+
rational Cartier. If \(K_X+\Delta\) is analytically nef, then it is
|
| 61 |
+
semiample. Explicitly, there is an integer \(m>0\) such that
|
| 62 |
+
\(m(K_X+\Delta)\) is Cartier and
|
| 63 |
+
\[
|
| 64 |
+
H^0\bigl(X,\OO_X(m(K_X+\Delta))\bigr)\otimes_{\C}\OO_X
|
| 65 |
+
\longrightarrow \OO_X(m(K_X+\Delta))
|
| 66 |
+
\]
|
| 67 |
+
is surjective at every point of \(X\).
|
| 68 |
+
\end{theorem}
|
| 69 |
+
|
| 70 |
+
The theorem includes every finite dimension and the zero-boundary case.
|
| 71 |
+
Assumption~\ref{asm:log-iitaka} is used through the projective good-model
|
| 72 |
+
theorem stated in Proposition~\ref{proj:good-models}. The cited proof of
|
| 73 |
+
that projective theorem uses only its zero-boundary case, on a resolved
|
| 74 |
+
projective Albanese fibration.
|
| 75 |
+
|
| 76 |
+
\subsection{Context and relation to earlier work}
|
| 77 |
+
|
| 78 |
+
In the minimal model program, abundance complements the construction of
|
| 79 |
+
minimal models: the nef adjoint on a minimal model should determine a
|
| 80 |
+
canonical fibration. For minimal projective threefolds, Miyaoka proved the
|
| 81 |
+
case of numerical dimension one and Kawamata completed canonical abundance
|
| 82 |
+
\cite{Miyaoka1988,Kawamata1992}. Keel, Matsuki, and McKernan established
|
| 83 |
+
log abundance for threefolds
|
| 84 |
+
\cite{KMM1994,KMM2004}. In arbitrary dimension, Birkar, Cascini, Hacon, and
|
| 85 |
+
McKernan established log terminal models for projective klt pairs with big
|
| 86 |
+
boundary and pseudo-effective adjoint, and finite generation for big
|
| 87 |
+
adjoints \cite{BCHM2010}.
|
| 88 |
+
|
| 89 |
+
The compact Kähler history already points to the importance of simple
|
| 90 |
+
spaces. Peternell's threefold theorem isolated the possible case of a simple
|
| 91 |
+
space not bimeromorphic to a finite quotient of a torus
|
| 92 |
+
\cite{Peternell2001}; Demailly and Peternell subsequently proved canonical
|
| 93 |
+
nonvanishing for nef terminal Kähler threefolds, including that case
|
| 94 |
+
\cite{DemaillyPeternell2003}. Höring and Peternell constructed minimal models
|
| 95 |
+
for normal \(\Q\)-factorial terminal compact Kähler threefolds with pseudo-effective canonical class
|
| 96 |
+
\cite{HoeringPeternell2016}. Campana, Höring, and Peternell treated canonical abundance
|
| 97 |
+
\cite{CHP2016,CHP2023}, and Das and Ou
|
| 98 |
+
established log abundance for compact Kähler log canonical threefolds
|
| 99 |
+
\cite[Corollary~1.3]{DasOu2026}.
|
| 100 |
+
|
| 101 |
+
With \(D_X=D_Y=0\), Assumption~\ref{asm:log-iitaka} is Iitaka's classical
|
| 102 |
+
\(C_{n,m}\) inequality
|
| 103 |
+
\(\kappa(X)\geq\kappa(F)+\kappa(Y)\) for algebraic fiber spaces
|
| 104 |
+
\cite[Equation~(1.0.1)]{CaoPaun2017}. Cao and Păun proved the analogous
|
| 105 |
+
logarithmic inequality over an abelian base when the pair on the total space
|
| 106 |
+
has an effective rational boundary and is klt
|
| 107 |
+
\cite[Theorem~1.1]{CaoPaun2017}. Fujino derives
|
| 108 |
+
logarithmic subadditivity from the conjectured equality
|
| 109 |
+
\(\kappa_\sigma(X,K_X+D)=\kappa(X,K_X+D)\) for smooth projective
|
| 110 |
+
\(X\) with reduced SNC \(D\)
|
| 111 |
+
\cite{Fujino2017Subadditivity,Fujino2020Corrigendum}. Hashizume proves the
|
| 112 |
+
reduced-SNC subadditivity statement when the log canonical divisor of the
|
| 113 |
+
very general fiber is abundant \cite[Theorem~1.2]{Hashizume2020}. Here the
|
| 114 |
+
implication is used in the other direction: the projective companion
|
| 115 |
+
\cite{LI} derives good models for pseudo-effective projective lc adjoints
|
| 116 |
+
from Assumption~\ref{asm:log-iitaka}, and those good models anchor the
|
| 117 |
+
Kähler induction.
|
| 118 |
+
|
| 119 |
+
Hacon and Xie's cone theorem, adjunction, relative positivity, and
|
| 120 |
+
modified-big preparation \cite{HX} provide analytic inputs for our
|
| 121 |
+
program constructions. Section~\ref{sec:programs} constructs effective
|
| 122 |
+
generalized base data on a higher carrier, with an exact adjoint
|
| 123 |
+
pullback identity and a multiplier-ideal inclusion. Fibrewise
|
| 124 |
+
$L^2$ positivity and regularization give this presentation; its
|
| 125 |
+
Stein-factor consequence supplies the non-klt induction.
|
| 126 |
+
The section then proves the restricted semiampleness, proper relative
|
| 127 |
+
good-model, and finite-model statements needed here, following the
|
| 128 |
+
dimension-induction strategy of \cite{HX}.
|
| 129 |
+
The nef data remain globally nef on a fixed carrier, and the total
|
| 130 |
+
generalized boundary is globally modified big. Actual rational lines
|
| 131 |
+
make the selected ray contractions projective; ordinary projective
|
| 132 |
+
analytic results \cite{FujinoAnalyticBCHM} then construct their flips
|
| 133 |
+
and the relative models. This produces a Kähler pullback description of
|
| 134 |
+
the relevant Bott--Chern class. Generation of the prescribed holomorphic
|
| 135 |
+
line requires the additional divisorial decomposition and boundary
|
| 136 |
+
arguments. The fibration comparison and period positivity come from
|
| 137 |
+
\cite{CI}; the boundary and lifting constructions adapt inputs in
|
| 138 |
+
\cite{CB,BL}. The precise imported results are stated at their points
|
| 139 |
+
of use.
|
| 140 |
+
|
| 141 |
+
\subsection{The proof and its main constructions}
|
| 142 |
+
|
| 143 |
+
For a pseudo-effective \((1,1)\)-class \(\alpha\), \(N(\alpha)\) records
|
| 144 |
+
the least generic vanishing forced along prime divisors. Given a smooth
|
| 145 |
+
compact Kähler manifold \(X\) and a rational SNC boundary \(B\) with
|
| 146 |
+
\(J=K_X+B\) pseudo-effective, the induction constructs a modification
|
| 147 |
+
\(\mu:Y\to X\) with \(Y\) smooth and
|
| 148 |
+
\[
|
| 149 |
+
\mu^*J\sim_{\Q}P+R,\qquad P\text{ semiample},\qquad
|
| 150 |
+
R=N(c_1(\mu^*J)),
|
| 151 |
+
\]
|
| 152 |
+
as an identity of rational holomorphic line bundles, with \(R\) an effective
|
| 153 |
+
rational divisor. Section~\ref{sec:inductive-reduction} uses transfer rules,
|
| 154 |
+
algebraic reduction, and generically finite covers to reduce the induction
|
| 155 |
+
to projective manifolds, nontrivial fibrations, and simple spaces of
|
| 156 |
+
algebraic dimension zero. Here simple means that no positive-dimensional
|
| 157 |
+
proper compact subvariety passes through a very general point.
|
| 158 |
+
|
| 159 |
+
Section~\ref{sec:programs} supplies two program results. For the fibration
|
| 160 |
+
case it contracts a known negative part while preserving the prescribed nef
|
| 161 |
+
line. For the simple case it proves special termination for a chosen scaling
|
| 162 |
+
and reaches a nef model when the pseudo-effective adjoint is rationally
|
| 163 |
+
equivalent to a divisor supported on the reduced boundary, allowing negative
|
| 164 |
+
coefficients. The termination argument uses lower-dimensional induction to
|
| 165 |
+
construct one model on which an interval of perturbed adjoints is nef. On a
|
| 166 |
+
common resolution their negative multiplicities are affine, whereas every
|
| 167 |
+
nontrivial wall of the restricted program changes a slope. Hence only
|
| 168 |
+
finitely many such walls occur.
|
| 169 |
+
|
| 170 |
+
Section~\ref{sec:boundary} turns generation on separate strata into generation
|
| 171 |
+
on the entire reduced dlt boundary, adapting Fujino's method of admissible
|
| 172 |
+
sections \cite[Section~4]{Fujino2000}. When a comparison is needed, a Mori
|
| 173 |
+
contraction realizes Kollár's residue comparison at the two coefficient-one
|
| 174 |
+
points of a general \(\PP^1\) fiber
|
| 175 |
+
\cite[Definition~13 and Proposition~14]{Kollar2013Sources}. On a common
|
| 176 |
+
resolution, the pulled-back restrictions of the ambient Kähler class differ
|
| 177 |
+
by a real linear combination of Chern classes of line bundles. On a stratum
|
| 178 |
+
whose boundary dominates the image of the map
|
| 179 |
+
defined by its semiample adjoint, restriction determines sections. For the
|
| 180 |
+
remaining strata, we prove finite image for self-comparisons on sufficiently
|
| 181 |
+
divisible pluricanonical systems using an invariant integral, period and
|
| 182 |
+
lattice arguments, and a uniform cohomological bound for cyclic covers.
|
| 183 |
+
Products over these finite images give compatible generating sections, used
|
| 184 |
+
in both closing arguments.
|
| 185 |
+
|
| 186 |
+
Section~\ref{sec:rank-one} first reduces to fibrations whose very general
|
| 187 |
+
fiber has log Kodaira dimension zero. On a prepared fibration \(g:X\to W\),
|
| 188 |
+
a relative generating form gives
|
| 189 |
+
\[
|
| 190 |
+
K_X+B\sim_{\Q}g^*H+A_*,\qquad H=K_W+T+M,
|
| 191 |
+
\]
|
| 192 |
+
where \(T\) is a rational SNC boundary and \(M\) is pulled back from a nef
|
| 193 |
+
rational line on a projective quotient of \(W\). Fiber induction allows us
|
| 194 |
+
to subtract the part of \(A_*\) dominating \(W\) from a positive current for
|
| 195 |
+
\(K_X+B\). The resulting metric descends along connected smooth fibers; a
|
| 196 |
+
zero among the nonnegative coefficients at primes dominating each base prime
|
| 197 |
+
allows extension, proving \(H\) pseudo-effective. If \(a(W)=0\), the
|
| 198 |
+
projective quotient is a point, so \(M\sim_{\Q}0\) and lower-dimensional
|
| 199 |
+
induction makes \(H\) rationally equivalent to its negative divisor. For
|
| 200 |
+
projective \(W\), a reduction via a chosen generalized program derived from
|
| 201 |
+
Assumption~\ref{asm:log-iitaka} either lowers the positive base dimension,
|
| 202 |
+
handled by secondary induction, or reaches a nef line that is big or torsion.
|
| 203 |
+
At a stopping case, an intersection argument identifies the full negative
|
| 204 |
+
divisor upstairs. A torsion positive part completes the decomposition
|
| 205 |
+
directly. In the big nef case, Section~\ref{sec:programs} contracts that
|
| 206 |
+
divisor while preserving the nef line; boundary generation, extension, and
|
| 207 |
+
a new log canonical place at a hypothetical base locus prove semiampleness.
|
| 208 |
+
|
| 209 |
+
Section~\ref{sec:nonvanishing} proves, independently of
|
| 210 |
+
Assumption~\ref{asm:log-iitaka}, that a positive canonical power has a nonzero
|
| 211 |
+
meromorphic section on every smooth connected simple compact Kähler manifold
|
| 212 |
+
of algebraic dimension zero. Ou's uniruledness and foliation results supply
|
| 213 |
+
the cotangent slope control \cite{Ou2025}. A point-threshold bound for big
|
| 214 |
+
classes of volume one is contradicted using an auxiliary projective bundle
|
| 215 |
+
over \(X\times X\). The diagonal in its square produces a subsheaf occupying
|
| 216 |
+
a fixed positive fraction of a symmetric cotangent power of that bundle.
|
| 217 |
+
A second construction over the diagonal of \(X\times X\) forces determinant
|
| 218 |
+
vanishing which, after restriction to a blowup of \(X\), violates the point
|
| 219 |
+
bound.
|
| 220 |
+
|
| 221 |
+
Finally, Section~\ref{sec:signed} uses the meromorphic section to obtain,
|
| 222 |
+
after resolving and enlarging to a reduced SNC boundary, a pseudo-effective
|
| 223 |
+
adjoint with a signed representative supported there.
|
| 224 |
+
Section~\ref{sec:programs} gives a nef dlt model, and
|
| 225 |
+
Section~\ref{sec:boundary} gives generation on its reduced boundary.
|
| 226 |
+
Pseudo-effectivity of the canonical pullback and an intersection argument
|
| 227 |
+
isolate positive-dimensional boundary fibers away from components whose
|
| 228 |
+
signed coefficients are nonpositive. A local root construction adapted from
|
| 229 |
+
\cite[Proposition~3.3]{LI} separates the positive and negative divisor
|
| 230 |
+
supports. An SNC Hodge-module calculation extends the lifting method of
|
| 231 |
+
\cite[Sections~10--12]{BL} to residual poles and kills every finite-order
|
| 232 |
+
obstruction to lifting such a fiber. Douady space and Artin approximation
|
| 233 |
+
give compact deformations leaving the boundary; compactness of the cycle-space
|
| 234 |
+
components and relative compactness of bounded-volume cycles allow a Baire
|
| 235 |
+
argument to produce a covering family. Simplicity
|
| 236 |
+
forces the actual nef line to be torsion. The program comparison and
|
| 237 |
+
Lemma~\ref{bir:unique-current} then permit subtraction of the added boundary,
|
| 238 |
+
yielding the inductive decomposition.
|
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/02-inductive-reduction.tex
CHANGED
|
@@ -1,586 +1,586 @@
|
|
| 1 |
-
\section{Birational decompositions and the geometric reduction}
|
| 2 |
-
\label{sec:inductive-reduction}
|
| 3 |
-
|
| 4 |
-
The proof will produce a semiample line bundle on a smooth model, together
|
| 5 |
-
with its entire fixed divisorial part. This section makes that statement
|
| 6 |
-
precise and reduces the induction to two cases: spaces admitting a
|
| 7 |
-
nontrivial fibration, and simple spaces of algebraic dimension zero.
|
| 8 |
-
|
| 9 |
-
\subsection{The inductive decomposition and its negative part}
|
| 10 |
-
|
| 11 |
-
We use additive notation for rational holomorphic line bundles. Thus
|
| 12 |
-
\(L\sim_{\Q}L'\) means that \(mL\) and \(mL'\) are holomorphically
|
| 13 |
-
isomorphic for some positive integer \(m\). If a rational divisor occurs in such
|
| 14 |
-
an identity, it denotes its associated rational line bundle. In contrast,
|
| 15 |
-
\(c_1(L)\) and \(\{D\}=c_1(\OO_X(D))\) denote real Bott--Chern classes.
|
| 16 |
-
Canonical comparisons are made with the usual local meromorphic canonical
|
| 17 |
-
identifications. In particular, an identity of lines below contains more
|
| 18 |
-
information than equality of their Chern classes.
|
| 19 |
-
|
| 20 |
-
Let \(X\) be a smooth compact Kähler manifold and let \(\alpha\) be a
|
| 21 |
-
pseudo-effective real \((1,1)\)-class. Fix a Kähler form \(\omega\). For a
|
| 22 |
-
prime divisor \(D\), its minimal multiplicity is
|
| 23 |
-
\[
|
| 24 |
-
\nu_D(\alpha)=\lim_{\varepsilon\downarrow0}
|
| 25 |
-
\inf\bigl\{\nu_D(T):T\in\alpha,\ T\geq-\varepsilon\omega\bigr\}.
|
| 26 |
-
\]
|
| 27 |
-
Here \(T\) ranges over closed currents, and \(\nu_D(T)\) is its generic
|
| 28 |
-
Lelong number; one may equivalently use currents with analytic singularities.
|
| 29 |
-
The limit is independent of \(\omega\). Boucksom's divisorial decomposition
|
| 30 |
-
is
|
| 31 |
-
\[
|
| 32 |
-
N(\alpha)=\sum_D\nu_D(\alpha)D,
|
| 33 |
-
\qquad Z(\alpha)=\alpha-\{N(\alpha)\}.
|
| 34 |
-
\]
|
| 35 |
-
The sum is a finite effective real divisor, and \(Z(\alpha)\) is modified
|
| 36 |
-
nef: its minimal multiplicity at every prime is zero. We write \(N(L)\) and
|
| 37 |
-
\(\nu_D(L)\) for \(N(c_1(L))\) and \(\nu_D(c_1(L))\). These are the
|
| 38 |
-
analytic notions, with small Kähler
|
| 39 |
-
perturbations, throughout the paper. We use the foundational results in
|
| 40 |
-
\cite[Sections~2--3 and~5]{Boucksom2004}.
|
| 41 |
-
|
| 42 |
-
The induction asks for a decomposition that retains both the actual line
|
| 43 |
-
bundle and this analytic negative divisor.
|
| 44 |
-
|
| 45 |
-
\begin{definition}\label{def:good-decomposition}
|
| 46 |
-
For \(n\geq0\), let \(\Ggood_n\) be the following assertion. If \(X\)
|
| 47 |
-
is a connected smooth compact Kähler manifold of dimension \(n\), \(B\)
|
| 48 |
-
is a rational simple normal crossing boundary with coefficients in
|
| 49 |
-
\([0,1]\), and \(J=K_X+B\) is pseudo-effective, then there is a smooth
|
| 50 |
-
compact Kähler modification \(\mu:Y\to X\) and an actual rational line
|
| 51 |
-
identity
|
| 52 |
-
\begin{equation}\label{bir:good-decomposition}
|
| 53 |
-
\mu^*J\sim_{\Q}P+R,
|
| 54 |
-
\qquad P\text{ semiample},\qquad R=N(\mu^*J)\geq0,
|
| 55 |
-
\end{equation}
|
| 56 |
-
where \(R\) is a rational divisor.
|
| 57 |
-
\end{definition}
|
| 58 |
-
|
| 59 |
-
The next lemmas make this decomposition stable under further resolutions
|
| 60 |
-
and allow exceptional resolution errors to be removed. They also provide
|
| 61 |
-
the fixed-section statement needed to descend the case in which the
|
| 62 |
-
positive part is torsion.
|
| 63 |
-
|
| 64 |
-
\begin{lemma}[Negative-part calculus]\label{bir:calculus}
|
| 65 |
-
Let \(\alpha\) be pseudo-effective on a smooth compact Kähler manifold.
|
| 66 |
-
\begin{enumerate}
|
| 67 |
-
\item Every positive current in \(\alpha\) contains the divisorial current
|
| 68 |
-
\([N(\alpha)]\). If \(0\leq F\leq N(\alpha)\), then
|
| 69 |
-
\[
|
| 70 |
-
\alpha-\{F\}\text{ is pseudo-effective},\qquad
|
| 71 |
-
N(\alpha-\{F\})=N(\alpha)-F.
|
| 72 |
-
\]
|
| 73 |
-
\item Minimal multiplicities are homogeneous and subadditive. In
|
| 74 |
-
particular, if \(\beta\) is nef, then
|
| 75 |
-
\(N(\alpha+\beta)\leq N(\alpha)\).
|
| 76 |
-
\item If \(\mu:Y\to X\) is a smooth modification and \(D'\) is the strict
|
| 77 |
-
transform of a prime \(D\), then
|
| 78 |
-
\[
|
| 79 |
-
\nu_{D'}(\mu^*\alpha)=\nu_D(\alpha).
|
| 80 |
-
\]
|
| 81 |
-
\item If \(\gamma\) is modified nef and \(j:\widetilde D\to X\) is a
|
| 82 |
-
resolution of a prime divisor, then \(j^*\gamma\) is pseudo-effective.
|
| 83 |
-
\end{enumerate}
|
| 84 |
-
\end{lemma}
|
| 85 |
-
|
| 86 |
-
\begin{proof}
|
| 87 |
-
The first assertion about currents follows from the definition of minimal
|
| 88 |
-
multiplicity and Siu decomposition. Homogeneity and subadditivity follow by
|
| 89 |
-
scaling and adding testing currents. The subtraction identity is the
|
| 90 |
-
corresponding property in the big cone, followed by a small Kähler
|
| 91 |
-
perturbation. More explicitly, for \(\alpha_\varepsilon=\alpha+
|
| 92 |
-
\varepsilon\{\omega\}\), subtract
|
| 93 |
-
\(F_\varepsilon=\min\{F,N(\alpha_\varepsilon)\}\) coefficientwise.
|
| 94 |
-
In the big cone all positive currents contain this divisor, so subtracting
|
| 95 |
-
it translates each minimal multiplicity by its coefficient. As
|
| 96 |
-
\(\varepsilon\downarrow0\), \(F_\varepsilon\to F\). The class of
|
| 97 |
-
\(F-F_\varepsilon\) can be absorbed in a Kähler perturbation tending to
|
| 98 |
-
zero (there are only finitely many components). This gives the upper bound
|
| 99 |
-
for the asserted identity; subadditivity applied after adding \(F\) gives
|
| 100 |
-
the reverse bound. Weak compactness of positive currents gives
|
| 101 |
-
pseudo-effectivity of the limit. This is also the subtraction property of
|
| 102 |
-
the divisorial decomposition in \cite[Section~3]{Boucksom2004}.
|
| 103 |
-
|
| 104 |
-
For the strict-transform formula, pull almost-positive testing currents
|
| 105 |
-
to \(Y\). Near the generic point of \(D'\), the map is an isomorphism,
|
| 106 |
-
so the generic order is unchanged. This proves one inequality. Conversely,
|
| 107 |
-
push a testing current on \(Y\) to \(X\). To control its negative error,
|
| 108 |
-
write the error as a small multiple of the fixed positive current
|
| 109 |
-
\(\mu_*\omega_Y\), and add a fixed smooth Kähler representative of
|
| 110 |
-
\(C\omega_X-\{\mu_*\omega_Y\}\) for \(C\) sufficiently large. The
|
| 111 |
-
result is a positive test in a Kähler perturbation tending to zero. The
|
| 112 |
-
pushforward of \(\omega_Y\) has no divisorial order at the generic point
|
| 113 |
-
of \(D\), where \(\mu\) is an isomorphism. Thus this test has the same
|
| 114 |
-
generic order as the original one at \(D'\). Regularization, if needed,
|
| 115 |
-
returns to tests with analytic singularities. This proves the other
|
| 116 |
-
inequality and the formula. It is the analytic form of the strict-transform
|
| 117 |
-
comparison in \cite[Lemma~5.8]{Boucksom2004}.
|
| 118 |
-
|
| 119 |
-
Finally, choose analytic-singularity tests for a modified-nef class whose
|
| 120 |
-
generic order at the chosen prime tends to zero. Subtract that generic
|
| 121 |
-
divisorial order before restricting to a resolution of the prime. The
|
| 122 |
-
remaining singular set does not contain its generic point, so restriction
|
| 123 |
-
gives an almost-positive current there. The subtracted multiple and the
|
| 124 |
-
Kähler error tend to zero. Taking the limit proves the last assertion; see
|
| 125 |
-
also \cite[Propositions~2.4 and~3.8]{Boucksom2004}.
|
| 126 |
-
\end{proof}
|
| 127 |
-
|
| 128 |
-
For a rational line \(J\) on a normal compact Kähler space \(X\) whose pullback
|
| 129 |
-
to a smooth resolution is pseudo-effective, we also use minimal
|
| 130 |
-
multiplicities for divisorial places. If \(Q\) appears on a smooth
|
| 131 |
-
resolution \(p:Y\to X\), set
|
| 132 |
-
\[
|
| 133 |
-
\nu_Q(J):=\nu_Q(p^*J).
|
| 134 |
-
\]
|
| 135 |
-
The strict-transform formula on a common smooth refinement makes this
|
| 136 |
-
independent of the chosen resolution. When a real class is already on a
|
| 137 |
-
fixed smooth model, \(\nu_Q\) continues to denote its coefficient in the
|
| 138 |
-
negative part on that model.
|
| 139 |
-
|
| 140 |
-
\begin{lemma}[Exceptional translation]\label{bir:exceptional}
|
| 141 |
-
Let \(p:Y\to X\) be a proper bimeromorphic morphism from a smooth compact
|
| 142 |
-
Kähler manifold to a normal compact Kähler space. Let \(M\) be a real
|
| 143 |
-
\((1,1)\)-class on \(X\) represented by smooth local potentials, and let
|
| 144 |
-
\(E\geq0\) be a real \(p\)-exceptional divisor. If
|
| 145 |
-
\(\alpha=p^*M+\{E\}\) is pseudo-effective, then \(p^*M\) is
|
| 146 |
-
pseudo-effective and
|
| 147 |
-
\[
|
| 148 |
-
N(\alpha)=N(p^*M)+E.
|
| 149 |
-
\]
|
| 150 |
-
\end{lemma}
|
| 151 |
-
|
| 152 |
-
\begin{proof}
|
| 153 |
-
It suffices by Lemma~\ref{bir:calculus} to prove \(E\leq N(\alpha)\).
|
| 154 |
-
Write
|
| 155 |
-
\[
|
| 156 |
-
E-N(\alpha)=U-V,
|
| 157 |
-
\qquad U,V\geq0,
|
| 158 |
-
\]
|
| 159 |
-
with no common component, and suppose \(U\neq0\). Its components are
|
| 160 |
-
\(p\)-exceptional. Put \(n=\dim Y\) and
|
| 161 |
-
\(\ell=\max\{\dim p(U_i):U_i\text{ a component of }U\}\). Normality
|
| 162 |
-
gives \(\ell\leq n-2\). Let \(\eta\) be the pullback of a Kähler form
|
| 163 |
-
on \(X\), let \(\omega\) be Kähler on \(Y\), and set
|
| 164 |
-
\[
|
| 165 |
-
q(\gamma,\delta)=
|
| 166 |
-
\int_Y\gamma\,\delta\,\eta^{\ell}\omega^{n-\ell-2}.
|
| 167 |
-
\]
|
| 168 |
-
The restriction property in Lemma~\ref{bir:calculus} gives
|
| 169 |
-
\(q(Z(\alpha),U)\geq0\). The term \(q(p^*M,U)\) is zero: on each
|
| 170 |
-
component of \(U\), it contains \(\ell+1\) factors pulled back from an
|
| 171 |
-
image of dimension at most \(\ell\). Distinct effective divisors have
|
| 172 |
-
nonnegative intersection against the semipositive and Kähler factors in
|
| 173 |
-
\(q\). Hence
|
| 174 |
-
\[
|
| 175 |
-
0\leq q(Z(\alpha),U)=q(U,U)-q(V,U)\leq q(U,U).
|
| 176 |
-
\]
|
| 177 |
-
On the other hand, \(q(U,\eta)=0\) by the same dimension count, whereas
|
| 178 |
-
\(q(\eta,\eta)>0\). The mixed Hodge index theorem, applied first with
|
| 179 |
-
Kähler factors and then by a semipositive limit, says that \(q\) is
|
| 180 |
-
negative semidefinite on \(\eta^\perp\). It follows that \(q(U,U)=0\)
|
| 181 |
-
and that \(U\) is in the radical of \(q\): the radical assertion follows
|
| 182 |
-
from negative semidefiniteness on \(\eta^\perp\), and then from
|
| 183 |
-
\(q(U,\eta)=0\). But
|
| 184 |
-
\[
|
| 185 |
-
q(U,\omega)=\sum_i u_i\int_{U_i}
|
| 186 |
-
\eta^{\ell}\omega^{n-\ell-1}>0.
|
| 187 |
-
\]
|
| 188 |
-
Indeed, a component with image dimension \(\ell\) has strictly positive
|
| 189 |
-
integrand on a dense open. This is a contradiction. The mixed Hodge index
|
| 190 |
-
statement used here is the mixed Hodge--Riemann relation
|
| 191 |
-
\cite[Theorems~A and~C]{DinhNguyen}; the limit preserves the assertion that
|
| 192 |
-
there is at most one positive direction.
|
| 193 |
-
\end{proof}
|
| 194 |
-
|
| 195 |
-
\begin{lemma}[Pulling up a known decomposition]\label{bir:pullup}
|
| 196 |
-
Let \(\alpha\) be a pseudo-effective real \((1,1)\)-class on a smooth compact
|
| 197 |
-
Kähler manifold, and suppose
|
| 198 |
-
\[
|
| 199 |
-
\alpha=\beta+\{R\},\qquad \beta\text{ nef},\qquad R=N(\alpha)\geq0.
|
| 200 |
-
\]
|
| 201 |
-
For every smooth modification \(\mu:Y\to X\),
|
| 202 |
-
\[
|
| 203 |
-
N(\mu^*\alpha)=\mu^*R.
|
| 204 |
-
\]
|
| 205 |
-
In particular, this applies to the Chern classes of an actual rational line
|
| 206 |
-
decomposition with a nef rational positive part.
|
| 207 |
-
\end{lemma}
|
| 208 |
-
|
| 209 |
-
\begin{proof}
|
| 210 |
-
Subadditivity and nefness give \(N(\mu^*\alpha)\leq\mu^*R\). By the
|
| 211 |
-
strict-transform formula, the difference
|
| 212 |
-
\(U=\mu^*R-N(\mu^*\alpha)\) is effective and exceptional. Moreover
|
| 213 |
-
\(Z(\mu^*\alpha)=\mu^*\beta+\{U\}\) is modified nef. Apply
|
| 214 |
-
Lemma~\ref{bir:exceptional} to this class. It gives
|
| 215 |
-
\(U\leq N(Z(\mu^*\alpha))=0\), proving the assertion.
|
| 216 |
-
\end{proof}
|
| 217 |
-
|
| 218 |
-
\begin{lemma}[Fixed sections]\label{bir:sections}
|
| 219 |
-
Let \(L\) be a pseudo-effective rational line on a smooth compact Kähler
|
| 220 |
-
manifold. Every section \(s\) of an integral multiple \(mL\) satisfies
|
| 221 |
-
\[
|
| 222 |
-
\ord_D(s)\geq m\nu_D(L)
|
| 223 |
-
\]
|
| 224 |
-
at every prime \(D\). If \(L\sim_{\Q}P+R\), with \(P\) semiample and
|
| 225 |
-
\(R=N(L)\) rational, then in every sufficiently divisible degree
|
| 226 |
-
multiplication by the canonical section of \(mR\) identifies
|
| 227 |
-
\(H^0(X,mP)\) with \(H^0(X,mL)\).
|
| 228 |
-
\end{lemma}
|
| 229 |
-
|
| 230 |
-
\begin{proof}
|
| 231 |
-
The divisor current \([\operatorname{div}(s)]/m\) is a positive current
|
| 232 |
-
in \(c_1(L)\), so Lemma~\ref{bir:calculus} gives the order bound. In the
|
| 233 |
-
stated decomposition, every section therefore divides holomorphically by
|
| 234 |
-
the canonical section of \(mR\). Conversely, multiplication gives a
|
| 235 |
-
section of \(mL\). The actual rational line identity makes these operations
|
| 236 |
-
inverse after clearing denominators.
|
| 237 |
-
\end{proof}
|
| 238 |
-
|
| 239 |
-
\begin{lemma}[Uniqueness when the positive part is torsion]
|
| 240 |
-
\label{bir:unique-current}
|
| 241 |
-
Suppose \(L\sim_{\Q}R\), where \(R=N(L)\) is an effective rational
|
| 242 |
-
divisor on a smooth compact Kähler manifold. Then the only positive current
|
| 243 |
-
in \(c_1(L)\) is \([R]\). If \(F\geq0\) is a rational divisor and
|
| 244 |
-
\(L-F\) is pseudo-effective, then
|
| 245 |
-
\[
|
| 246 |
-
F\leq R,\qquad L-F\sim_{\Q}R-F=N(L-F).
|
| 247 |
-
\]
|
| 248 |
-
The same conclusions hold if \(L\sim_{\Q}P+R\) with \(P\) torsion.
|
| 249 |
-
\end{lemma}
|
| 250 |
-
|
| 251 |
-
\begin{proof}
|
| 252 |
-
Write \(X\) for the manifold. The assertion is immediate if \(\dim X=0\),
|
| 253 |
-
so assume \(\dim X>0\).
|
| 254 |
-
Every positive current \(T\) in \(c_1(L)\) contains \([R]\). The
|
| 255 |
-
residual \(T-[R]\) is positive with zero cohomology class, so its mass
|
| 256 |
-
against a Kähler form to the power \(\dim X-1\) is zero. Thus it vanishes.
|
| 257 |
-
For the second assertion, add \([F]\) to any positive current in
|
| 258 |
-
\(c_1(L-F)\). Uniqueness gives \(F\leq R\), and subtraction in
|
| 259 |
-
Lemma~\ref{bir:calculus} gives the asserted negative part. A torsion line
|
| 260 |
-
has zero Chern class and becomes trivial after taking a positive multiple,
|
| 261 |
-
so the last statement is the same argument.
|
| 262 |
-
\end{proof}
|
| 263 |
-
|
| 264 |
-
\subsection{Birational transfer of the decomposition}
|
| 265 |
-
|
| 266 |
-
All modifications resolving spaces, maps, or ideals can be chosen
|
| 267 |
-
projective. A projective modification of a compact Kähler space is Kähler;
|
| 268 |
-
graphs between compact Kähler models can likewise be resolved by smooth
|
| 269 |
-
compact Kähler manifolds. We use these standard analytic resolution and
|
| 270 |
-
flattening results without further mention.
|
| 271 |
-
|
| 272 |
-
For log discrepancies our convention is
|
| 273 |
-
\[
|
| 274 |
-
a(E;X,\Delta)=1+\ord_E\bigl(K_Y-p^*(K_X+\Delta)\bigr)
|
| 275 |
-
\]
|
| 276 |
-
on a smooth model \(p:Y\to X\). In particular, on a log resolution of an
|
| 277 |
-
lc pair, giving each new exceptional divisor coefficient one produces an
|
| 278 |
-
effective exceptional error. The next proposition explains why this
|
| 279 |
-
convention is harmless.
|
| 280 |
-
|
| 281 |
-
\begin{proposition}[Resolution and descent]\label{bir:resolution-transfer}
|
| 282 |
-
Let \((X,\Delta)\) be a normal compact Kähler lc pair with rational
|
| 283 |
-
boundary and rational Cartier adjoint \(J\). Let \(p:Y\to X\) be a log
|
| 284 |
-
resolution, and put
|
| 285 |
-
\[
|
| 286 |
-
B_Y=p_*^{-1}\Delta+\sum_{E\text{ exceptional}}E.
|
| 287 |
-
\]
|
| 288 |
-
If \(p^*J\) is pseudo-effective and the conclusion of
|
| 289 |
-
Definition~\ref{def:good-decomposition} holds for \((Y,B_Y)\), then there
|
| 290 |
-
is a smooth compact Kähler modification \(r:V\to X\) with an actual
|
| 291 |
-
rational line identity
|
| 292 |
-
\[
|
| 293 |
-
r^*J\sim_{\Q}P+R,\qquad P\text{ semiample},\qquad
|
| 294 |
-
R=N(r^*J)\geq0,
|
| 295 |
-
\]
|
| 296 |
-
where \(R\) is a rational divisor.
|
| 297 |
-
If \(J\) is analytically nef, it is semiample on \(X\).
|
| 298 |
-
\end{proposition}
|
| 299 |
-
|
| 300 |
-
\begin{proof}
|
| 301 |
-
With compatible canonical choices there is an actual rational divisor
|
| 302 |
-
identity
|
| 303 |
-
\[
|
| 304 |
-
K_Y+B_Y=p^*J+E_p,\qquad
|
| 305 |
-
E_p=\sum_{E\text{ exceptional}}a(E;X,\Delta)E\geq0.
|
| 306 |
-
\]
|
| 307 |
-
Suppose \(q:V\to Y\) realizes the decomposition for the left side.
|
| 308 |
-
Lemma~\ref{bir:exceptional}, applied over \(X\), gives
|
| 309 |
-
\[
|
| 310 |
-
N\bigl(q^*(K_Y+B_Y)\bigr)
|
| 311 |
-
=N(q^*p^*J)+q^*E_p.
|
| 312 |
-
\]
|
| 313 |
-
Cancelling \(q^*E_p\) in the actual rational line identities proves the
|
| 314 |
-
first assertion. This argument also shows that further resolutions using
|
| 315 |
-
the reduced-exceptional convention do not change the assertion
|
| 316 |
-
\(\Ggood_n\).
|
| 317 |
-
|
| 318 |
-
If \(J\) is nef, its pullback is nef, so its negative part is zero. The
|
| 319 |
-
semiample line in the decomposition is therefore \(q^*p^*J\) itself, up
|
| 320 |
-
to rational line isomorphism. Choose an actual Cartier multiple generated
|
| 321 |
-
on \(V\). Normality gives \((p q)_*\OO_V=\OO_X\), and projection formula
|
| 322 |
-
identifies its sections with the sections downstairs. A base point
|
| 323 |
-
downstairs would make every pullback section vanish on its nonempty fiber.
|
| 324 |
-
There is no such point, so that multiple of \(J\) is globally generated.
|
| 325 |
-
\end{proof}
|
| 326 |
-
|
| 327 |
-
The second transfer concerns a torsion positive part. Its proof uses the
|
| 328 |
-
following local construction for finite maps, which will also be used for
|
| 329 |
-
meromorphic sections and for covers of spaces of algebraic dimension zero.
|
| 330 |
-
|
| 331 |
-
\begin{lemma}[Finite analytic norms and characteristic polynomials]
|
| 332 |
-
\label{bir:finite-norm}
|
| 333 |
-
Let \(\nu:Z\to X\) be a finite surjective morphism of normal irreducible
|
| 334 |
-
complex spaces, of degree \(d>0\), and let \(L\) be a holomorphic line
|
| 335 |
-
bundle on \(X\). A nonzero meromorphic section \(s\) of \(\nu^*L\)
|
| 336 |
-
has a nonzero meromorphic norm \(\operatorname{Nm}_\nu(s)\) in
|
| 337 |
-
\(L^{\otimes d}\), with
|
| 338 |
-
\[
|
| 339 |
-
\operatorname{div}(\operatorname{Nm}_\nu(s))
|
| 340 |
-
=\nu_*\operatorname{div}(s).
|
| 341 |
-
\]
|
| 342 |
-
If \(s\) is holomorphic, its norm is holomorphic. If, in addition,
|
| 343 |
-
\(s\) is nonzero at every point of \(\nu^{-1}(x)\), then its norm is
|
| 344 |
-
nonzero at \(x\).
|
| 345 |
-
|
| 346 |
-
For a global meromorphic function \(f\) on \(Z\), there is a monic
|
| 347 |
-
polynomial \(\chi_f(T)\) of degree \(d\) with global meromorphic
|
| 348 |
-
coefficient functions on \(X\) such that \(\chi_f(f)=0\) after pulling
|
| 349 |
-
the coefficients to \(Z\).
|
| 350 |
-
\end{lemma}
|
| 351 |
-
|
| 352 |
-
\begin{proof}
|
| 353 |
-
At \(x\in X\), choose a holomorphic frame of \(L\) and put
|
| 354 |
-
\[
|
| 355 |
-
R=\OO_{X,x},\qquad K=\operatorname{Frac}(R),\qquad
|
| 356 |
-
A=(\nu_*\OO_Z)_x.
|
| 357 |
-
\]
|
| 358 |
-
The generic algebra \(A\otimes_RK\) is a product of finite field
|
| 359 |
-
extensions of \(K\), of total dimension \(d\). The local meromorphic
|
| 360 |
-
coefficient \(a\) of \(s\) belongs to this algebra. Since \(Z\) is
|
| 361 |
-
irreducible and \(s\) is not identically zero, its restriction is nonzero
|
| 362 |
-
on every generic local component. Thus \(a\) is nonzero in every field
|
| 363 |
-
factor, and the determinant of multiplication by \(a\) is nonzero.
|
| 364 |
-
Under a change of frame by a unit \(g\), this determinant changes by
|
| 365 |
-
\(g^{-d}\). The determinants therefore glue to the asserted
|
| 366 |
-
meromorphic section. The valuation formula for a norm over a discrete
|
| 367 |
-
valuation ring gives the displayed divisor identity at every prime of
|
| 368 |
-
the normal space \(X\).
|
| 369 |
-
|
| 370 |
-
If \(s\) is holomorphic, then \(a\in A\) is integral over \(R\).
|
| 371 |
-
Its norm is integral over \(R\) and belongs to \(K\), hence belongs to
|
| 372 |
-
\(R\) by normality. This does not require \(A\) to be locally free.
|
| 373 |
-
If \(s\) is nonzero at every point over \(x\), then \(a\) is a unit
|
| 374 |
-
in the finite semilocal algebra \(A\); applying the same argument to
|
| 375 |
-
\(a^{-1}\) shows that its norm is a unit in \(R\).
|
| 376 |
-
|
| 377 |
-
For a meromorphic function \(f\), use instead the determinant of
|
| 378 |
-
\(T\) minus multiplication by its local coefficient. These monic
|
| 379 |
-
polynomials agree on overlaps, and Cayley--Hamilton shows that they
|
| 380 |
-
annihilate \(f\). All these constructions use fractions of local analytic
|
| 381 |
-
germs, so they remain available when the global meromorphic functions on
|
| 382 |
-
\(X\) are constant.
|
| 383 |
-
\end{proof}
|
| 384 |
-
|
| 385 |
-
We now descend a decomposition whose positive part is torsion, the form
|
| 386 |
-
needed for a covering family on a space of algebraic dimension zero.
|
| 387 |
-
|
| 388 |
-
\begin{proposition}[Descent of a purely negative decomposition]
|
| 389 |
-
\label{bir:finite-descent}
|
| 390 |
-
Let \(e:Y\to X\) be a proper generically finite surjective morphism
|
| 391 |
-
between connected smooth compact Kähler manifolds. Let \(L\) be a
|
| 392 |
-
pseudo-effective rational line on \(X\), and let \(F\geq0\) be a
|
| 393 |
-
rational divisor on \(Y\). Suppose that on a smooth model over \(Y\),
|
| 394 |
-
the line \(e^*L+F\) is rationally linearly equivalent to its rational
|
| 395 |
-
negative part. Then there is an effective rational divisor \(D\) on
|
| 396 |
-
\(X\) such that
|
| 397 |
-
\[
|
| 398 |
-
L\sim_{\Q}D=N(L).
|
| 399 |
-
\]
|
| 400 |
-
\end{proposition}
|
| 401 |
-
|
| 402 |
-
\begin{proof}
|
| 403 |
-
Replace \(Y\) by the smooth model in the hypothesis and pull \(F\) back.
|
| 404 |
-
Write \(e^*L+F\sim_{\Q}R=N(e^*L+F)\). Pull back a positive current in
|
| 405 |
-
\(c_1(L)\) and add \([F]\). Lemma~\ref{bir:unique-current} gives
|
| 406 |
-
\(F\leq R\). Put \(D_Y=R-F\). Subtraction in
|
| 407 |
-
Lemma~\ref{bir:calculus} gives
|
| 408 |
-
\[
|
| 409 |
-
e^*L\sim_{\Q}D_Y=N(e^*L)\geq0.
|
| 410 |
-
\]
|
| 411 |
-
In particular \([D_Y]\) is the unique positive current in \(c_1(e^*L)\).
|
| 412 |
-
|
| 413 |
-
Choose \(m\) so that \(mL\) and \(mD_Y\) are integral and the latter is
|
| 414 |
-
the divisor of a holomorphic section \(s\) of \(e^*(mL)\). Factor \(e\)
|
| 415 |
-
through its normal Stein space:
|
| 416 |
-
\[
|
| 417 |
-
Y\xrightarrow{h}Z\xrightarrow{\nu}X,
|
| 418 |
-
\qquad \nu\text{ finite of degree }d=\deg e.
|
| 419 |
-
\]
|
| 420 |
-
The connected birational map \(h\) descends \(s\) to a holomorphic
|
| 421 |
-
section \(s_Z\) of \(\nu^*(mL)\), by normality and projection formula.
|
| 422 |
-
Lemma~\ref{bir:finite-norm} gives a holomorphic section of \(mdL\) whose
|
| 423 |
-
divisor is
|
| 424 |
-
\[
|
| 425 |
-
\operatorname{div}(\operatorname{Nm}_\nu(s_Z))
|
| 426 |
-
=\nu_*\operatorname{div}(s_Z)=m e_*D_Y.
|
| 427 |
-
\]
|
| 428 |
-
Thus \(D=d^{-1}e_*D_Y\) is effective and satisfies \(L\sim_{\Q}D\).
|
| 429 |
-
|
| 430 |
-
Both \(e^*D\) and \(D_Y\) are positive divisor currents in
|
| 431 |
-
\(c_1(e^*L)\), so uniqueness gives \(e^*D=D_Y\). We already know
|
| 432 |
-
\(N(L)\leq D\). If this inequality were strict at a prime \(A\subset X\),
|
| 433 |
-
choose analytic-singularity tests for \(L\) whose generic orders at \(A\)
|
| 434 |
-
tend to \(\nu_A(L)\), and pull them to \(Y\). For any prime \(A'\)
|
| 435 |
-
dominating \(A\), the generic orders are multiplied by
|
| 436 |
-
\(\operatorname{mult}_{A'}e^*A\). The pulled-back Kähler errors can be
|
| 437 |
-
enlarged to Kähler errors upstairs tending to zero. Consequently
|
| 438 |
-
\[
|
| 439 |
-
\nu_{A'}(e^*L)
|
| 440 |
-
\leq \operatorname{mult}_{A'}(e^*A)\,\nu_A(L)
|
| 441 |
-
<\operatorname{mult}_{A'}(e^*A)\,\operatorname{coeff}_A(D),
|
| 442 |
-
\]
|
| 443 |
-
contrary to \(N(e^*L)=D_Y=e^*D\). This proves \(D=N(L)\).
|
| 444 |
-
\end{proof}
|
| 445 |
-
|
| 446 |
-
We will also use Proposition~\ref{bir:finite-descent} when \(e\) is a
|
| 447 |
-
modification and \(F=0\). Once the positive part of a decomposition is
|
| 448 |
-
known to be torsion, it gives \(L\sim_{\Q}N(L)\) on the original smooth
|
| 449 |
-
space; Lemma~\ref{bir:pullup} then identifies the negative divisor upstairs
|
| 450 |
-
with the pullback of \(N(L)\).
|
| 451 |
-
|
| 452 |
-
\subsection{The projective anchor and the two geometric cases}
|
| 453 |
-
|
| 454 |
-
\begin{proposition}[Projective good models]\label{proj:good-models}
|
| 455 |
-
Under Assumption~\ref{asm:log-iitaka}, every projective lc pair over
|
| 456 |
-
\(\C\) with rational boundary and pseudo-effective rational Cartier
|
| 457 |
-
adjoint has a good log minimal model. In particular, \(\Ggood_n\) holds
|
| 458 |
-
for projective manifolds in every dimension, and every nef rational lc
|
| 459 |
-
adjoint on a projective variety is semiample as an actual rational line.
|
| 460 |
-
\end{proposition}
|
| 461 |
-
|
| 462 |
-
\begin{proof}
|
| 463 |
-
The good-model assertion is the rational-boundary consequence of the full
|
| 464 |
-
argument in \cite[Proposition~2.5, Theorem~9.6, and Section~10]{LI}. That
|
| 465 |
-
argument establishes the additional inductive and nonvanishing premises of
|
| 466 |
-
its Proposition~2.5 before applying it, and proves a stronger real-boundary
|
| 467 |
-
induction. Its only use of Assumption~\ref{asm:log-iitaka} is in its
|
| 468 |
-
Lemma~6.1, on a resolved projective Albanese fibration with both boundaries
|
| 469 |
-
zero. Thus its premise is precisely available here.
|
| 470 |
-
|
| 471 |
-
For clarity, its good-model conclusion gives on a common smooth projective
|
| 472 |
-
resolution
|
| 473 |
-
\[
|
| 474 |
-
u^*(K_X+B)=v^*(K_{X_m}+B_m)+F,
|
| 475 |
-
\qquad F\geq0\text{ and }v\text{-exceptional},
|
| 476 |
-
\]
|
| 477 |
-
as an actual rational divisor identity; the line on \(X_m\) is semiample.
|
| 478 |
-
This is the comparison in \cite[Lemma~2.2]{LI}. Algebraic nefness of a
|
| 479 |
-
rational line on a projective variety implies analytic nefness, by adding
|
| 480 |
-
arbitrarily small ample rational classes. Lemma~\ref{bir:exceptional}
|
| 481 |
-
therefore identifies \(F\) with the analytic negative part of the left
|
| 482 |
-
side. On a smooth projective variety, analytic pseudo-effectivity of a
|
| 483 |
-
divisor class agrees with algebraic pseudo-effectivity
|
| 484 |
-
\cite[Proposition~1.2]{BDPP}; hence the good-model assertion applies to
|
| 485 |
-
every projective instance of \(\Ggood_n\). This proves the stated form of
|
| 486 |
-
\(\Ggood_n\). If the original adjoint
|
| 487 |
-
is nef, the same comparison and normal descent give its semiampleness.
|
| 488 |
-
\end{proof}
|
| 489 |
-
|
| 490 |
-
The remainder of the paper proves the following two propositions. They
|
| 491 |
-
are stated here so that the global induction can be completed before its
|
| 492 |
-
technical components are developed. A compact space is \emph{simple} if
|
| 493 |
-
no positive-dimensional proper compact analytic subvariety passes through
|
| 494 |
-
a very general point. We write \(a(X)\) for its algebraic dimension.
|
| 495 |
-
|
| 496 |
-
\begin{proposition}[The fibration case]\label{rank:fibration-case}
|
| 497 |
-
Assume Assumption~\ref{asm:log-iitaka}. Fix \(n>0\) and assume
|
| 498 |
-
\(\Ggood_j\) for \(j<n\). Let \(X\) be a connected
|
| 499 |
-
smooth compact Kähler manifold of dimension \(n\), let \(B\) be a rational
|
| 500 |
-
SNC boundary with coefficients in \([0,1]\), and suppose \(K_X+B\) is pseudo-effective. If \(X\) admits
|
| 501 |
-
a dominant meromorphic map to an irreducible compact space \(Y\) in Fujiki
|
| 502 |
-
class \(\mathcal C\), with \(0<\dim Y<n\), then the conclusion of
|
| 503 |
-
\(\Ggood_n\) holds for \((X,B)\).
|
| 504 |
-
\end{proposition}
|
| 505 |
-
|
| 506 |
-
\begin{proposition}[The simple case]\label{simple:case}
|
| 507 |
-
Fix \(n>0\) and assume \(\Ggood_j\) for \(j<n\). Let \(X\) be a connected
|
| 508 |
-
smooth simple compact Kähler manifold of dimension \(n\) with \(a(X)=0\).
|
| 509 |
-
For a rational SNC boundary \(B\) with coefficients in \([0,1]\) and
|
| 510 |
-
\(J=K_X+B\) pseudo-effective,
|
| 511 |
-
there is a smooth compact Kähler modification \(\mu:Y\to X\) such that
|
| 512 |
-
\[
|
| 513 |
-
\mu^*J\sim_{\Q}N(\mu^*J),
|
| 514 |
-
\]
|
| 515 |
-
and this negative part is a rational divisor. In particular, the conclusion
|
| 516 |
-
of \(\Ggood_n\) holds with torsion positive part.
|
| 517 |
-
\end{proposition}
|
| 518 |
-
|
| 519 |
-
Proposition~\ref{rank:fibration-case} is proved in
|
| 520 |
-
Section~\ref{sec:rank-one}; it reduces the fibration to relative log Kodaira
|
| 521 |
-
dimension zero and then descends the adjoint to its base.
|
| 522 |
-
Proposition~\ref{simple:case} is proved in Section~\ref{sec:signed}, using
|
| 523 |
-
the meromorphic nonvanishing theorem of Section~\ref{sec:nonvanishing}.
|
| 524 |
-
Both propositions use \(\Ggood\) only in dimensions below \(n\).
|
| 525 |
-
|
| 526 |
-
\begin{theorem}[Good divisorial decomposition]
|
| 527 |
-
\label{thm:good-decomposition}
|
| 528 |
-
Under Assumption~\ref{asm:log-iitaka}, the assertion \(\Ggood_n\) holds
|
| 529 |
-
for every finite \(n\).
|
| 530 |
-
\end{theorem}
|
| 531 |
-
|
| 532 |
-
\begin{proof}
|
| 533 |
-
We use Propositions~\ref{rank:fibration-case} and~\ref{simple:case}, whose
|
| 534 |
-
proofs occupy the rest of the paper. The assertion is immediate in dimension
|
| 535 |
-
zero. Assume it in smaller dimensions and let \((X,B)\) be as in
|
| 536 |
-
Definition~\ref{def:good-decomposition} in dimension \(n>0\).
|
| 537 |
-
|
| 538 |
-
If \(a(X)=n\), the Kähler Moishezon theorem makes \(X\) projective, and
|
| 539 |
-
Proposition~\ref{proj:good-models} applies. If \(0<a(X)<n\), the algebraic
|
| 540 |
-
reduction of \(X\) is a dominant meromorphic map to a projective model of
|
| 541 |
-
dimension \(a(X)\) \cite[Theorem and Definition~3.1]{CampanaPeternell1999}.
|
| 542 |
-
Proposition~\ref{rank:fibration-case} applies.
|
| 543 |
-
|
| 544 |
-
It remains to consider \(a(X)=0\). If \(X\) is simple, use
|
| 545 |
-
Proposition~\ref{simple:case}. Otherwise Campana's maximal covering-family
|
| 546 |
-
theorem supplies a generically finite evaluation map from an incidence
|
| 547 |
-
space which itself has a nontrivial fibration; see
|
| 548 |
-
\cite[Lemma~17 and Corollary~18]{Campana2026}. After resolving the incidence,
|
| 549 |
-
the graph, and the base, we obtain a smooth compact Kähler source \(X'\) and maps
|
| 550 |
-
\[
|
| 551 |
-
e:X'\longrightarrow X,\qquad f:X'\longrightarrow Y',
|
| 552 |
-
\qquad 0<\dim Y'<n,
|
| 553 |
-
\]
|
| 554 |
-
where \(e\) is proper generically finite and \(Y'\) is in class
|
| 555 |
-
\(\mathcal C\) \cite[(1.1.1), (1.5)(3)--(4), (2.2)(1),(3), and (2.3)]{Fujiki1982}.
|
| 556 |
-
The algebraic dimension of \(X'\) is zero. Indeed, a
|
| 557 |
-
meromorphic function on \(X'\) descends through the birational part of the
|
| 558 |
-
normal Stein factorization of \(e\). Lemma~\ref{bir:finite-norm} gives its
|
| 559 |
-
characteristic polynomial over the finite part, with meromorphic
|
| 560 |
-
coefficients on \(X\). These coefficients are constant because \(a(X)=0\),
|
| 561 |
-
so the function is constant on the irreducible space \(X'\). Bimeromorphic
|
| 562 |
-
modifications do not change this conclusion.
|
| 563 |
-
|
| 564 |
-
Choose a reduced SNC divisor \(B'\) containing the inverse image of
|
| 565 |
-
\(\Supp B\), after a further resolution. Pullback of logarithmic
|
| 566 |
-
differentials gives the actual rational identity
|
| 567 |
-
\[
|
| 568 |
-
K_{X'}+B'=e^*(K_X+B)+F,\qquad F\geq0.
|
| 569 |
-
\]
|
| 570 |
-
For example, this follows locally by pulling back logarithmic top forms
|
| 571 |
-
for the reduced support of \(B\); decreasing its coefficients to those of
|
| 572 |
-
\(B\) only increases the error. Thus the adjoint upstairs is
|
| 573 |
-
pseudo-effective. Proposition~\ref{rank:fibration-case} applies to
|
| 574 |
-
\((X',B')\). Its semiample positive part is torsion, since a nonconstant
|
| 575 |
-
semiample map would give a nonconstant meromorphic function on \(X'\).
|
| 576 |
-
Proposition~\ref{bir:finite-descent} now gives the required decomposition
|
| 577 |
-
for \(K_X+B\). This exhausts the cases and proves the induction.
|
| 578 |
-
\end{proof}
|
| 579 |
-
|
| 580 |
-
\begin{proof}[Proof of Theorem~\ref{thm:main}]
|
| 581 |
-
Apply Theorem~\ref{thm:good-decomposition} on a log resolution of the
|
| 582 |
-
given lc pair, with the reduced-exceptional boundary. The adjoint is
|
| 583 |
-
pseudo-effective because the original one is nef.
|
| 584 |
-
Proposition~\ref{bir:resolution-transfer} then gives generation of an
|
| 585 |
-
actual Cartier multiple at every point of the original normal space.
|
| 586 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{Birational decompositions and the geometric reduction}
|
| 2 |
+
\label{sec:inductive-reduction}
|
| 3 |
+
|
| 4 |
+
The proof will produce a semiample line bundle on a smooth model, together
|
| 5 |
+
with its entire fixed divisorial part. This section makes that statement
|
| 6 |
+
precise and reduces the induction to two cases: spaces admitting a
|
| 7 |
+
nontrivial fibration, and simple spaces of algebraic dimension zero.
|
| 8 |
+
|
| 9 |
+
\subsection{The inductive decomposition and its negative part}
|
| 10 |
+
|
| 11 |
+
We use additive notation for rational holomorphic line bundles. Thus
|
| 12 |
+
\(L\sim_{\Q}L'\) means that \(mL\) and \(mL'\) are holomorphically
|
| 13 |
+
isomorphic for some positive integer \(m\). If a rational divisor occurs in such
|
| 14 |
+
an identity, it denotes its associated rational line bundle. In contrast,
|
| 15 |
+
\(c_1(L)\) and \(\{D\}=c_1(\OO_X(D))\) denote real Bott--Chern classes.
|
| 16 |
+
Canonical comparisons are made with the usual local meromorphic canonical
|
| 17 |
+
identifications. In particular, an identity of lines below contains more
|
| 18 |
+
information than equality of their Chern classes.
|
| 19 |
+
|
| 20 |
+
Let \(X\) be a smooth compact Kähler manifold and let \(\alpha\) be a
|
| 21 |
+
pseudo-effective real \((1,1)\)-class. Fix a Kähler form \(\omega\). For a
|
| 22 |
+
prime divisor \(D\), its minimal multiplicity is
|
| 23 |
+
\[
|
| 24 |
+
\nu_D(\alpha)=\lim_{\varepsilon\downarrow0}
|
| 25 |
+
\inf\bigl\{\nu_D(T):T\in\alpha,\ T\geq-\varepsilon\omega\bigr\}.
|
| 26 |
+
\]
|
| 27 |
+
Here \(T\) ranges over closed currents, and \(\nu_D(T)\) is its generic
|
| 28 |
+
Lelong number; one may equivalently use currents with analytic singularities.
|
| 29 |
+
The limit is independent of \(\omega\). Boucksom's divisorial decomposition
|
| 30 |
+
is
|
| 31 |
+
\[
|
| 32 |
+
N(\alpha)=\sum_D\nu_D(\alpha)D,
|
| 33 |
+
\qquad Z(\alpha)=\alpha-\{N(\alpha)\}.
|
| 34 |
+
\]
|
| 35 |
+
The sum is a finite effective real divisor, and \(Z(\alpha)\) is modified
|
| 36 |
+
nef: its minimal multiplicity at every prime is zero. We write \(N(L)\) and
|
| 37 |
+
\(\nu_D(L)\) for \(N(c_1(L))\) and \(\nu_D(c_1(L))\). These are the
|
| 38 |
+
analytic notions, with small Kähler
|
| 39 |
+
perturbations, throughout the paper. We use the foundational results in
|
| 40 |
+
\cite[Sections~2--3 and~5]{Boucksom2004}.
|
| 41 |
+
|
| 42 |
+
The induction asks for a decomposition that retains both the actual line
|
| 43 |
+
bundle and this analytic negative divisor.
|
| 44 |
+
|
| 45 |
+
\begin{definition}\label{def:good-decomposition}
|
| 46 |
+
For \(n\geq0\), let \(\Ggood_n\) be the following assertion. If \(X\)
|
| 47 |
+
is a connected smooth compact Kähler manifold of dimension \(n\), \(B\)
|
| 48 |
+
is a rational simple normal crossing boundary with coefficients in
|
| 49 |
+
\([0,1]\), and \(J=K_X+B\) is pseudo-effective, then there is a smooth
|
| 50 |
+
compact Kähler modification \(\mu:Y\to X\) and an actual rational line
|
| 51 |
+
identity
|
| 52 |
+
\begin{equation}\label{bir:good-decomposition}
|
| 53 |
+
\mu^*J\sim_{\Q}P+R,
|
| 54 |
+
\qquad P\text{ semiample},\qquad R=N(\mu^*J)\geq0,
|
| 55 |
+
\end{equation}
|
| 56 |
+
where \(R\) is a rational divisor.
|
| 57 |
+
\end{definition}
|
| 58 |
+
|
| 59 |
+
The next lemmas make this decomposition stable under further resolutions
|
| 60 |
+
and allow exceptional resolution errors to be removed. They also provide
|
| 61 |
+
the fixed-section statement needed to descend the case in which the
|
| 62 |
+
positive part is torsion.
|
| 63 |
+
|
| 64 |
+
\begin{lemma}[Negative-part calculus]\label{bir:calculus}
|
| 65 |
+
Let \(\alpha\) be pseudo-effective on a smooth compact Kähler manifold.
|
| 66 |
+
\begin{enumerate}
|
| 67 |
+
\item Every positive current in \(\alpha\) contains the divisorial current
|
| 68 |
+
\([N(\alpha)]\). If \(0\leq F\leq N(\alpha)\), then
|
| 69 |
+
\[
|
| 70 |
+
\alpha-\{F\}\text{ is pseudo-effective},\qquad
|
| 71 |
+
N(\alpha-\{F\})=N(\alpha)-F.
|
| 72 |
+
\]
|
| 73 |
+
\item Minimal multiplicities are homogeneous and subadditive. In
|
| 74 |
+
particular, if \(\beta\) is nef, then
|
| 75 |
+
\(N(\alpha+\beta)\leq N(\alpha)\).
|
| 76 |
+
\item If \(\mu:Y\to X\) is a smooth modification and \(D'\) is the strict
|
| 77 |
+
transform of a prime \(D\), then
|
| 78 |
+
\[
|
| 79 |
+
\nu_{D'}(\mu^*\alpha)=\nu_D(\alpha).
|
| 80 |
+
\]
|
| 81 |
+
\item If \(\gamma\) is modified nef and \(j:\widetilde D\to X\) is a
|
| 82 |
+
resolution of a prime divisor, then \(j^*\gamma\) is pseudo-effective.
|
| 83 |
+
\end{enumerate}
|
| 84 |
+
\end{lemma}
|
| 85 |
+
|
| 86 |
+
\begin{proof}
|
| 87 |
+
The first assertion about currents follows from the definition of minimal
|
| 88 |
+
multiplicity and Siu decomposition. Homogeneity and subadditivity follow by
|
| 89 |
+
scaling and adding testing currents. The subtraction identity is the
|
| 90 |
+
corresponding property in the big cone, followed by a small Kähler
|
| 91 |
+
perturbation. More explicitly, for \(\alpha_\varepsilon=\alpha+
|
| 92 |
+
\varepsilon\{\omega\}\), subtract
|
| 93 |
+
\(F_\varepsilon=\min\{F,N(\alpha_\varepsilon)\}\) coefficientwise.
|
| 94 |
+
In the big cone all positive currents contain this divisor, so subtracting
|
| 95 |
+
it translates each minimal multiplicity by its coefficient. As
|
| 96 |
+
\(\varepsilon\downarrow0\), \(F_\varepsilon\to F\). The class of
|
| 97 |
+
\(F-F_\varepsilon\) can be absorbed in a Kähler perturbation tending to
|
| 98 |
+
zero (there are only finitely many components). This gives the upper bound
|
| 99 |
+
for the asserted identity; subadditivity applied after adding \(F\) gives
|
| 100 |
+
the reverse bound. Weak compactness of positive currents gives
|
| 101 |
+
pseudo-effectivity of the limit. This is also the subtraction property of
|
| 102 |
+
the divisorial decomposition in \cite[Section~3]{Boucksom2004}.
|
| 103 |
+
|
| 104 |
+
For the strict-transform formula, pull almost-positive testing currents
|
| 105 |
+
to \(Y\). Near the generic point of \(D'\), the map is an isomorphism,
|
| 106 |
+
so the generic order is unchanged. This proves one inequality. Conversely,
|
| 107 |
+
push a testing current on \(Y\) to \(X\). To control its negative error,
|
| 108 |
+
write the error as a small multiple of the fixed positive current
|
| 109 |
+
\(\mu_*\omega_Y\), and add a fixed smooth Kähler representative of
|
| 110 |
+
\(C\omega_X-\{\mu_*\omega_Y\}\) for \(C\) sufficiently large. The
|
| 111 |
+
result is a positive test in a Kähler perturbation tending to zero. The
|
| 112 |
+
pushforward of \(\omega_Y\) has no divisorial order at the generic point
|
| 113 |
+
of \(D\), where \(\mu\) is an isomorphism. Thus this test has the same
|
| 114 |
+
generic order as the original one at \(D'\). Regularization, if needed,
|
| 115 |
+
returns to tests with analytic singularities. This proves the other
|
| 116 |
+
inequality and the formula. It is the analytic form of the strict-transform
|
| 117 |
+
comparison in \cite[Lemma~5.8]{Boucksom2004}.
|
| 118 |
+
|
| 119 |
+
Finally, choose analytic-singularity tests for a modified-nef class whose
|
| 120 |
+
generic order at the chosen prime tends to zero. Subtract that generic
|
| 121 |
+
divisorial order before restricting to a resolution of the prime. The
|
| 122 |
+
remaining singular set does not contain its generic point, so restriction
|
| 123 |
+
gives an almost-positive current there. The subtracted multiple and the
|
| 124 |
+
Kähler error tend to zero. Taking the limit proves the last assertion; see
|
| 125 |
+
also \cite[Propositions~2.4 and~3.8]{Boucksom2004}.
|
| 126 |
+
\end{proof}
|
| 127 |
+
|
| 128 |
+
For a rational line \(J\) on a normal compact Kähler space \(X\) whose pullback
|
| 129 |
+
to a smooth resolution is pseudo-effective, we also use minimal
|
| 130 |
+
multiplicities for divisorial places. If \(Q\) appears on a smooth
|
| 131 |
+
resolution \(p:Y\to X\), set
|
| 132 |
+
\[
|
| 133 |
+
\nu_Q(J):=\nu_Q(p^*J).
|
| 134 |
+
\]
|
| 135 |
+
The strict-transform formula on a common smooth refinement makes this
|
| 136 |
+
independent of the chosen resolution. When a real class is already on a
|
| 137 |
+
fixed smooth model, \(\nu_Q\) continues to denote its coefficient in the
|
| 138 |
+
negative part on that model.
|
| 139 |
+
|
| 140 |
+
\begin{lemma}[Exceptional translation]\label{bir:exceptional}
|
| 141 |
+
Let \(p:Y\to X\) be a proper bimeromorphic morphism from a smooth compact
|
| 142 |
+
Kähler manifold to a normal compact Kähler space. Let \(M\) be a real
|
| 143 |
+
\((1,1)\)-class on \(X\) represented by smooth local potentials, and let
|
| 144 |
+
\(E\geq0\) be a real \(p\)-exceptional divisor. If
|
| 145 |
+
\(\alpha=p^*M+\{E\}\) is pseudo-effective, then \(p^*M\) is
|
| 146 |
+
pseudo-effective and
|
| 147 |
+
\[
|
| 148 |
+
N(\alpha)=N(p^*M)+E.
|
| 149 |
+
\]
|
| 150 |
+
\end{lemma}
|
| 151 |
+
|
| 152 |
+
\begin{proof}
|
| 153 |
+
It suffices by Lemma~\ref{bir:calculus} to prove \(E\leq N(\alpha)\).
|
| 154 |
+
Write
|
| 155 |
+
\[
|
| 156 |
+
E-N(\alpha)=U-V,
|
| 157 |
+
\qquad U,V\geq0,
|
| 158 |
+
\]
|
| 159 |
+
with no common component, and suppose \(U\neq0\). Its components are
|
| 160 |
+
\(p\)-exceptional. Put \(n=\dim Y\) and
|
| 161 |
+
\(\ell=\max\{\dim p(U_i):U_i\text{ a component of }U\}\). Normality
|
| 162 |
+
gives \(\ell\leq n-2\). Let \(\eta\) be the pullback of a Kähler form
|
| 163 |
+
on \(X\), let \(\omega\) be Kähler on \(Y\), and set
|
| 164 |
+
\[
|
| 165 |
+
q(\gamma,\delta)=
|
| 166 |
+
\int_Y\gamma\,\delta\,\eta^{\ell}\omega^{n-\ell-2}.
|
| 167 |
+
\]
|
| 168 |
+
The restriction property in Lemma~\ref{bir:calculus} gives
|
| 169 |
+
\(q(Z(\alpha),U)\geq0\). The term \(q(p^*M,U)\) is zero: on each
|
| 170 |
+
component of \(U\), it contains \(\ell+1\) factors pulled back from an
|
| 171 |
+
image of dimension at most \(\ell\). Distinct effective divisors have
|
| 172 |
+
nonnegative intersection against the semipositive and Kähler factors in
|
| 173 |
+
\(q\). Hence
|
| 174 |
+
\[
|
| 175 |
+
0\leq q(Z(\alpha),U)=q(U,U)-q(V,U)\leq q(U,U).
|
| 176 |
+
\]
|
| 177 |
+
On the other hand, \(q(U,\eta)=0\) by the same dimension count, whereas
|
| 178 |
+
\(q(\eta,\eta)>0\). The mixed Hodge index theorem, applied first with
|
| 179 |
+
Kähler factors and then by a semipositive limit, says that \(q\) is
|
| 180 |
+
negative semidefinite on \(\eta^\perp\). It follows that \(q(U,U)=0\)
|
| 181 |
+
and that \(U\) is in the radical of \(q\): the radical assertion follows
|
| 182 |
+
from negative semidefiniteness on \(\eta^\perp\), and then from
|
| 183 |
+
\(q(U,\eta)=0\). But
|
| 184 |
+
\[
|
| 185 |
+
q(U,\omega)=\sum_i u_i\int_{U_i}
|
| 186 |
+
\eta^{\ell}\omega^{n-\ell-1}>0.
|
| 187 |
+
\]
|
| 188 |
+
Indeed, a component with image dimension \(\ell\) has strictly positive
|
| 189 |
+
integrand on a dense open. This is a contradiction. The mixed Hodge index
|
| 190 |
+
statement used here is the mixed Hodge--Riemann relation
|
| 191 |
+
\cite[Theorems~A and~C]{DinhNguyen}; the limit preserves the assertion that
|
| 192 |
+
there is at most one positive direction.
|
| 193 |
+
\end{proof}
|
| 194 |
+
|
| 195 |
+
\begin{lemma}[Pulling up a known decomposition]\label{bir:pullup}
|
| 196 |
+
Let \(\alpha\) be a pseudo-effective real \((1,1)\)-class on a smooth compact
|
| 197 |
+
Kähler manifold, and suppose
|
| 198 |
+
\[
|
| 199 |
+
\alpha=\beta+\{R\},\qquad \beta\text{ nef},\qquad R=N(\alpha)\geq0.
|
| 200 |
+
\]
|
| 201 |
+
For every smooth modification \(\mu:Y\to X\),
|
| 202 |
+
\[
|
| 203 |
+
N(\mu^*\alpha)=\mu^*R.
|
| 204 |
+
\]
|
| 205 |
+
In particular, this applies to the Chern classes of an actual rational line
|
| 206 |
+
decomposition with a nef rational positive part.
|
| 207 |
+
\end{lemma}
|
| 208 |
+
|
| 209 |
+
\begin{proof}
|
| 210 |
+
Subadditivity and nefness give \(N(\mu^*\alpha)\leq\mu^*R\). By the
|
| 211 |
+
strict-transform formula, the difference
|
| 212 |
+
\(U=\mu^*R-N(\mu^*\alpha)\) is effective and exceptional. Moreover
|
| 213 |
+
\(Z(\mu^*\alpha)=\mu^*\beta+\{U\}\) is modified nef. Apply
|
| 214 |
+
Lemma~\ref{bir:exceptional} to this class. It gives
|
| 215 |
+
\(U\leq N(Z(\mu^*\alpha))=0\), proving the assertion.
|
| 216 |
+
\end{proof}
|
| 217 |
+
|
| 218 |
+
\begin{lemma}[Fixed sections]\label{bir:sections}
|
| 219 |
+
Let \(L\) be a pseudo-effective rational line on a smooth compact Kähler
|
| 220 |
+
manifold. Every section \(s\) of an integral multiple \(mL\) satisfies
|
| 221 |
+
\[
|
| 222 |
+
\ord_D(s)\geq m\nu_D(L)
|
| 223 |
+
\]
|
| 224 |
+
at every prime \(D\). If \(L\sim_{\Q}P+R\), with \(P\) semiample and
|
| 225 |
+
\(R=N(L)\) rational, then in every sufficiently divisible degree
|
| 226 |
+
multiplication by the canonical section of \(mR\) identifies
|
| 227 |
+
\(H^0(X,mP)\) with \(H^0(X,mL)\).
|
| 228 |
+
\end{lemma}
|
| 229 |
+
|
| 230 |
+
\begin{proof}
|
| 231 |
+
The divisor current \([\operatorname{div}(s)]/m\) is a positive current
|
| 232 |
+
in \(c_1(L)\), so Lemma~\ref{bir:calculus} gives the order bound. In the
|
| 233 |
+
stated decomposition, every section therefore divides holomorphically by
|
| 234 |
+
the canonical section of \(mR\). Conversely, multiplication gives a
|
| 235 |
+
section of \(mL\). The actual rational line identity makes these operations
|
| 236 |
+
inverse after clearing denominators.
|
| 237 |
+
\end{proof}
|
| 238 |
+
|
| 239 |
+
\begin{lemma}[Uniqueness when the positive part is torsion]
|
| 240 |
+
\label{bir:unique-current}
|
| 241 |
+
Suppose \(L\sim_{\Q}R\), where \(R=N(L)\) is an effective rational
|
| 242 |
+
divisor on a smooth compact Kähler manifold. Then the only positive current
|
| 243 |
+
in \(c_1(L)\) is \([R]\). If \(F\geq0\) is a rational divisor and
|
| 244 |
+
\(L-F\) is pseudo-effective, then
|
| 245 |
+
\[
|
| 246 |
+
F\leq R,\qquad L-F\sim_{\Q}R-F=N(L-F).
|
| 247 |
+
\]
|
| 248 |
+
The same conclusions hold if \(L\sim_{\Q}P+R\) with \(P\) torsion.
|
| 249 |
+
\end{lemma}
|
| 250 |
+
|
| 251 |
+
\begin{proof}
|
| 252 |
+
Write \(X\) for the manifold. The assertion is immediate if \(\dim X=0\),
|
| 253 |
+
so assume \(\dim X>0\).
|
| 254 |
+
Every positive current \(T\) in \(c_1(L)\) contains \([R]\). The
|
| 255 |
+
residual \(T-[R]\) is positive with zero cohomology class, so its mass
|
| 256 |
+
against a Kähler form to the power \(\dim X-1\) is zero. Thus it vanishes.
|
| 257 |
+
For the second assertion, add \([F]\) to any positive current in
|
| 258 |
+
\(c_1(L-F)\). Uniqueness gives \(F\leq R\), and subtraction in
|
| 259 |
+
Lemma~\ref{bir:calculus} gives the asserted negative part. A torsion line
|
| 260 |
+
has zero Chern class and becomes trivial after taking a positive multiple,
|
| 261 |
+
so the last statement is the same argument.
|
| 262 |
+
\end{proof}
|
| 263 |
+
|
| 264 |
+
\subsection{Birational transfer of the decomposition}
|
| 265 |
+
|
| 266 |
+
All modifications resolving spaces, maps, or ideals can be chosen
|
| 267 |
+
projective. A projective modification of a compact Kähler space is Kähler;
|
| 268 |
+
graphs between compact Kähler models can likewise be resolved by smooth
|
| 269 |
+
compact Kähler manifolds. We use these standard analytic resolution and
|
| 270 |
+
flattening results without further mention.
|
| 271 |
+
|
| 272 |
+
For log discrepancies our convention is
|
| 273 |
+
\[
|
| 274 |
+
a(E;X,\Delta)=1+\ord_E\bigl(K_Y-p^*(K_X+\Delta)\bigr)
|
| 275 |
+
\]
|
| 276 |
+
on a smooth model \(p:Y\to X\). In particular, on a log resolution of an
|
| 277 |
+
lc pair, giving each new exceptional divisor coefficient one produces an
|
| 278 |
+
effective exceptional error. The next proposition explains why this
|
| 279 |
+
convention is harmless.
|
| 280 |
+
|
| 281 |
+
\begin{proposition}[Resolution and descent]\label{bir:resolution-transfer}
|
| 282 |
+
Let \((X,\Delta)\) be a normal compact Kähler lc pair with rational
|
| 283 |
+
boundary and rational Cartier adjoint \(J\). Let \(p:Y\to X\) be a log
|
| 284 |
+
resolution, and put
|
| 285 |
+
\[
|
| 286 |
+
B_Y=p_*^{-1}\Delta+\sum_{E\text{ exceptional}}E.
|
| 287 |
+
\]
|
| 288 |
+
If \(p^*J\) is pseudo-effective and the conclusion of
|
| 289 |
+
Definition~\ref{def:good-decomposition} holds for \((Y,B_Y)\), then there
|
| 290 |
+
is a smooth compact Kähler modification \(r:V\to X\) with an actual
|
| 291 |
+
rational line identity
|
| 292 |
+
\[
|
| 293 |
+
r^*J\sim_{\Q}P+R,\qquad P\text{ semiample},\qquad
|
| 294 |
+
R=N(r^*J)\geq0,
|
| 295 |
+
\]
|
| 296 |
+
where \(R\) is a rational divisor.
|
| 297 |
+
If \(J\) is analytically nef, it is semiample on \(X\).
|
| 298 |
+
\end{proposition}
|
| 299 |
+
|
| 300 |
+
\begin{proof}
|
| 301 |
+
With compatible canonical choices there is an actual rational divisor
|
| 302 |
+
identity
|
| 303 |
+
\[
|
| 304 |
+
K_Y+B_Y=p^*J+E_p,\qquad
|
| 305 |
+
E_p=\sum_{E\text{ exceptional}}a(E;X,\Delta)E\geq0.
|
| 306 |
+
\]
|
| 307 |
+
Suppose \(q:V\to Y\) realizes the decomposition for the left side.
|
| 308 |
+
Lemma~\ref{bir:exceptional}, applied over \(X\), gives
|
| 309 |
+
\[
|
| 310 |
+
N\bigl(q^*(K_Y+B_Y)\bigr)
|
| 311 |
+
=N(q^*p^*J)+q^*E_p.
|
| 312 |
+
\]
|
| 313 |
+
Cancelling \(q^*E_p\) in the actual rational line identities proves the
|
| 314 |
+
first assertion. This argument also shows that further resolutions using
|
| 315 |
+
the reduced-exceptional convention do not change the assertion
|
| 316 |
+
\(\Ggood_n\).
|
| 317 |
+
|
| 318 |
+
If \(J\) is nef, its pullback is nef, so its negative part is zero. The
|
| 319 |
+
semiample line in the decomposition is therefore \(q^*p^*J\) itself, up
|
| 320 |
+
to rational line isomorphism. Choose an actual Cartier multiple generated
|
| 321 |
+
on \(V\). Normality gives \((p q)_*\OO_V=\OO_X\), and projection formula
|
| 322 |
+
identifies its sections with the sections downstairs. A base point
|
| 323 |
+
downstairs would make every pullback section vanish on its nonempty fiber.
|
| 324 |
+
There is no such point, so that multiple of \(J\) is globally generated.
|
| 325 |
+
\end{proof}
|
| 326 |
+
|
| 327 |
+
The second transfer concerns a torsion positive part. Its proof uses the
|
| 328 |
+
following local construction for finite maps, which will also be used for
|
| 329 |
+
meromorphic sections and for covers of spaces of algebraic dimension zero.
|
| 330 |
+
|
| 331 |
+
\begin{lemma}[Finite analytic norms and characteristic polynomials]
|
| 332 |
+
\label{bir:finite-norm}
|
| 333 |
+
Let \(\nu:Z\to X\) be a finite surjective morphism of normal irreducible
|
| 334 |
+
complex spaces, of degree \(d>0\), and let \(L\) be a holomorphic line
|
| 335 |
+
bundle on \(X\). A nonzero meromorphic section \(s\) of \(\nu^*L\)
|
| 336 |
+
has a nonzero meromorphic norm \(\operatorname{Nm}_\nu(s)\) in
|
| 337 |
+
\(L^{\otimes d}\), with
|
| 338 |
+
\[
|
| 339 |
+
\operatorname{div}(\operatorname{Nm}_\nu(s))
|
| 340 |
+
=\nu_*\operatorname{div}(s).
|
| 341 |
+
\]
|
| 342 |
+
If \(s\) is holomorphic, its norm is holomorphic. If, in addition,
|
| 343 |
+
\(s\) is nonzero at every point of \(\nu^{-1}(x)\), then its norm is
|
| 344 |
+
nonzero at \(x\).
|
| 345 |
+
|
| 346 |
+
For a global meromorphic function \(f\) on \(Z\), there is a monic
|
| 347 |
+
polynomial \(\chi_f(T)\) of degree \(d\) with global meromorphic
|
| 348 |
+
coefficient functions on \(X\) such that \(\chi_f(f)=0\) after pulling
|
| 349 |
+
the coefficients to \(Z\).
|
| 350 |
+
\end{lemma}
|
| 351 |
+
|
| 352 |
+
\begin{proof}
|
| 353 |
+
At \(x\in X\), choose a holomorphic frame of \(L\) and put
|
| 354 |
+
\[
|
| 355 |
+
R=\OO_{X,x},\qquad K=\operatorname{Frac}(R),\qquad
|
| 356 |
+
A=(\nu_*\OO_Z)_x.
|
| 357 |
+
\]
|
| 358 |
+
The generic algebra \(A\otimes_RK\) is a product of finite field
|
| 359 |
+
extensions of \(K\), of total dimension \(d\). The local meromorphic
|
| 360 |
+
coefficient \(a\) of \(s\) belongs to this algebra. Since \(Z\) is
|
| 361 |
+
irreducible and \(s\) is not identically zero, its restriction is nonzero
|
| 362 |
+
on every generic local component. Thus \(a\) is nonzero in every field
|
| 363 |
+
factor, and the determinant of multiplication by \(a\) is nonzero.
|
| 364 |
+
Under a change of frame by a unit \(g\), this determinant changes by
|
| 365 |
+
\(g^{-d}\). The determinants therefore glue to the asserted
|
| 366 |
+
meromorphic section. The valuation formula for a norm over a discrete
|
| 367 |
+
valuation ring gives the displayed divisor identity at every prime of
|
| 368 |
+
the normal space \(X\).
|
| 369 |
+
|
| 370 |
+
If \(s\) is holomorphic, then \(a\in A\) is integral over \(R\).
|
| 371 |
+
Its norm is integral over \(R\) and belongs to \(K\), hence belongs to
|
| 372 |
+
\(R\) by normality. This does not require \(A\) to be locally free.
|
| 373 |
+
If \(s\) is nonzero at every point over \(x\), then \(a\) is a unit
|
| 374 |
+
in the finite semilocal algebra \(A\); applying the same argument to
|
| 375 |
+
\(a^{-1}\) shows that its norm is a unit in \(R\).
|
| 376 |
+
|
| 377 |
+
For a meromorphic function \(f\), use instead the determinant of
|
| 378 |
+
\(T\) minus multiplication by its local coefficient. These monic
|
| 379 |
+
polynomials agree on overlaps, and Cayley--Hamilton shows that they
|
| 380 |
+
annihilate \(f\). All these constructions use fractions of local analytic
|
| 381 |
+
germs, so they remain available when the global meromorphic functions on
|
| 382 |
+
\(X\) are constant.
|
| 383 |
+
\end{proof}
|
| 384 |
+
|
| 385 |
+
We now descend a decomposition whose positive part is torsion, the form
|
| 386 |
+
needed for a covering family on a space of algebraic dimension zero.
|
| 387 |
+
|
| 388 |
+
\begin{proposition}[Descent of a purely negative decomposition]
|
| 389 |
+
\label{bir:finite-descent}
|
| 390 |
+
Let \(e:Y\to X\) be a proper generically finite surjective morphism
|
| 391 |
+
between connected smooth compact Kähler manifolds. Let \(L\) be a
|
| 392 |
+
pseudo-effective rational line on \(X\), and let \(F\geq0\) be a
|
| 393 |
+
rational divisor on \(Y\). Suppose that on a smooth model over \(Y\),
|
| 394 |
+
the line \(e^*L+F\) is rationally linearly equivalent to its rational
|
| 395 |
+
negative part. Then there is an effective rational divisor \(D\) on
|
| 396 |
+
\(X\) such that
|
| 397 |
+
\[
|
| 398 |
+
L\sim_{\Q}D=N(L).
|
| 399 |
+
\]
|
| 400 |
+
\end{proposition}
|
| 401 |
+
|
| 402 |
+
\begin{proof}
|
| 403 |
+
Replace \(Y\) by the smooth model in the hypothesis and pull \(F\) back.
|
| 404 |
+
Write \(e^*L+F\sim_{\Q}R=N(e^*L+F)\). Pull back a positive current in
|
| 405 |
+
\(c_1(L)\) and add \([F]\). Lemma~\ref{bir:unique-current} gives
|
| 406 |
+
\(F\leq R\). Put \(D_Y=R-F\). Subtraction in
|
| 407 |
+
Lemma~\ref{bir:calculus} gives
|
| 408 |
+
\[
|
| 409 |
+
e^*L\sim_{\Q}D_Y=N(e^*L)\geq0.
|
| 410 |
+
\]
|
| 411 |
+
In particular \([D_Y]\) is the unique positive current in \(c_1(e^*L)\).
|
| 412 |
+
|
| 413 |
+
Choose \(m\) so that \(mL\) and \(mD_Y\) are integral and the latter is
|
| 414 |
+
the divisor of a holomorphic section \(s\) of \(e^*(mL)\). Factor \(e\)
|
| 415 |
+
through its normal Stein space:
|
| 416 |
+
\[
|
| 417 |
+
Y\xrightarrow{h}Z\xrightarrow{\nu}X,
|
| 418 |
+
\qquad \nu\text{ finite of degree }d=\deg e.
|
| 419 |
+
\]
|
| 420 |
+
The connected birational map \(h\) descends \(s\) to a holomorphic
|
| 421 |
+
section \(s_Z\) of \(\nu^*(mL)\), by normality and projection formula.
|
| 422 |
+
Lemma~\ref{bir:finite-norm} gives a holomorphic section of \(mdL\) whose
|
| 423 |
+
divisor is
|
| 424 |
+
\[
|
| 425 |
+
\operatorname{div}(\operatorname{Nm}_\nu(s_Z))
|
| 426 |
+
=\nu_*\operatorname{div}(s_Z)=m e_*D_Y.
|
| 427 |
+
\]
|
| 428 |
+
Thus \(D=d^{-1}e_*D_Y\) is effective and satisfies \(L\sim_{\Q}D\).
|
| 429 |
+
|
| 430 |
+
Both \(e^*D\) and \(D_Y\) are positive divisor currents in
|
| 431 |
+
\(c_1(e^*L)\), so uniqueness gives \(e^*D=D_Y\). We already know
|
| 432 |
+
\(N(L)\leq D\). If this inequality were strict at a prime \(A\subset X\),
|
| 433 |
+
choose analytic-singularity tests for \(L\) whose generic orders at \(A\)
|
| 434 |
+
tend to \(\nu_A(L)\), and pull them to \(Y\). For any prime \(A'\)
|
| 435 |
+
dominating \(A\), the generic orders are multiplied by
|
| 436 |
+
\(\operatorname{mult}_{A'}e^*A\). The pulled-back Kähler errors can be
|
| 437 |
+
enlarged to Kähler errors upstairs tending to zero. Consequently
|
| 438 |
+
\[
|
| 439 |
+
\nu_{A'}(e^*L)
|
| 440 |
+
\leq \operatorname{mult}_{A'}(e^*A)\,\nu_A(L)
|
| 441 |
+
<\operatorname{mult}_{A'}(e^*A)\,\operatorname{coeff}_A(D),
|
| 442 |
+
\]
|
| 443 |
+
contrary to \(N(e^*L)=D_Y=e^*D\). This proves \(D=N(L)\).
|
| 444 |
+
\end{proof}
|
| 445 |
+
|
| 446 |
+
We will also use Proposition~\ref{bir:finite-descent} when \(e\) is a
|
| 447 |
+
modification and \(F=0\). Once the positive part of a decomposition is
|
| 448 |
+
known to be torsion, it gives \(L\sim_{\Q}N(L)\) on the original smooth
|
| 449 |
+
space; Lemma~\ref{bir:pullup} then identifies the negative divisor upstairs
|
| 450 |
+
with the pullback of \(N(L)\).
|
| 451 |
+
|
| 452 |
+
\subsection{The projective anchor and the two geometric cases}
|
| 453 |
+
|
| 454 |
+
\begin{proposition}[Projective good models]\label{proj:good-models}
|
| 455 |
+
Under Assumption~\ref{asm:log-iitaka}, every projective lc pair over
|
| 456 |
+
\(\C\) with rational boundary and pseudo-effective rational Cartier
|
| 457 |
+
adjoint has a good log minimal model. In particular, \(\Ggood_n\) holds
|
| 458 |
+
for projective manifolds in every dimension, and every nef rational lc
|
| 459 |
+
adjoint on a projective variety is semiample as an actual rational line.
|
| 460 |
+
\end{proposition}
|
| 461 |
+
|
| 462 |
+
\begin{proof}
|
| 463 |
+
The good-model assertion is the rational-boundary consequence of the full
|
| 464 |
+
argument in \cite[Proposition~2.5, Theorem~9.6, and Section~10]{LI}. That
|
| 465 |
+
argument establishes the additional inductive and nonvanishing premises of
|
| 466 |
+
its Proposition~2.5 before applying it, and proves a stronger real-boundary
|
| 467 |
+
induction. Its only use of Assumption~\ref{asm:log-iitaka} is in its
|
| 468 |
+
Lemma~6.1, on a resolved projective Albanese fibration with both boundaries
|
| 469 |
+
zero. Thus its premise is precisely available here.
|
| 470 |
+
|
| 471 |
+
For clarity, its good-model conclusion gives on a common smooth projective
|
| 472 |
+
resolution
|
| 473 |
+
\[
|
| 474 |
+
u^*(K_X+B)=v^*(K_{X_m}+B_m)+F,
|
| 475 |
+
\qquad F\geq0\text{ and }v\text{-exceptional},
|
| 476 |
+
\]
|
| 477 |
+
as an actual rational divisor identity; the line on \(X_m\) is semiample.
|
| 478 |
+
This is the comparison in \cite[Lemma~2.2]{LI}. Algebraic nefness of a
|
| 479 |
+
rational line on a projective variety implies analytic nefness, by adding
|
| 480 |
+
arbitrarily small ample rational classes. Lemma~\ref{bir:exceptional}
|
| 481 |
+
therefore identifies \(F\) with the analytic negative part of the left
|
| 482 |
+
side. On a smooth projective variety, analytic pseudo-effectivity of a
|
| 483 |
+
divisor class agrees with algebraic pseudo-effectivity
|
| 484 |
+
\cite[Proposition~1.2]{BDPP}; hence the good-model assertion applies to
|
| 485 |
+
every projective instance of \(\Ggood_n\). This proves the stated form of
|
| 486 |
+
\(\Ggood_n\). If the original adjoint
|
| 487 |
+
is nef, the same comparison and normal descent give its semiampleness.
|
| 488 |
+
\end{proof}
|
| 489 |
+
|
| 490 |
+
The remainder of the paper proves the following two propositions. They
|
| 491 |
+
are stated here so that the global induction can be completed before its
|
| 492 |
+
technical components are developed. A compact space is \emph{simple} if
|
| 493 |
+
no positive-dimensional proper compact analytic subvariety passes through
|
| 494 |
+
a very general point. We write \(a(X)\) for its algebraic dimension.
|
| 495 |
+
|
| 496 |
+
\begin{proposition}[The fibration case]\label{rank:fibration-case}
|
| 497 |
+
Assume Assumption~\ref{asm:log-iitaka}. Fix \(n>0\) and assume
|
| 498 |
+
\(\Ggood_j\) for \(j<n\). Let \(X\) be a connected
|
| 499 |
+
smooth compact Kähler manifold of dimension \(n\), let \(B\) be a rational
|
| 500 |
+
SNC boundary with coefficients in \([0,1]\), and suppose \(K_X+B\) is pseudo-effective. If \(X\) admits
|
| 501 |
+
a dominant meromorphic map to an irreducible compact space \(Y\) in Fujiki
|
| 502 |
+
class \(\mathcal C\), with \(0<\dim Y<n\), then the conclusion of
|
| 503 |
+
\(\Ggood_n\) holds for \((X,B)\).
|
| 504 |
+
\end{proposition}
|
| 505 |
+
|
| 506 |
+
\begin{proposition}[The simple case]\label{simple:case}
|
| 507 |
+
Fix \(n>0\) and assume \(\Ggood_j\) for \(j<n\). Let \(X\) be a connected
|
| 508 |
+
smooth simple compact Kähler manifold of dimension \(n\) with \(a(X)=0\).
|
| 509 |
+
For a rational SNC boundary \(B\) with coefficients in \([0,1]\) and
|
| 510 |
+
\(J=K_X+B\) pseudo-effective,
|
| 511 |
+
there is a smooth compact Kähler modification \(\mu:Y\to X\) such that
|
| 512 |
+
\[
|
| 513 |
+
\mu^*J\sim_{\Q}N(\mu^*J),
|
| 514 |
+
\]
|
| 515 |
+
and this negative part is a rational divisor. In particular, the conclusion
|
| 516 |
+
of \(\Ggood_n\) holds with torsion positive part.
|
| 517 |
+
\end{proposition}
|
| 518 |
+
|
| 519 |
+
Proposition~\ref{rank:fibration-case} is proved in
|
| 520 |
+
Section~\ref{sec:rank-one}; it reduces the fibration to relative log Kodaira
|
| 521 |
+
dimension zero and then descends the adjoint to its base.
|
| 522 |
+
Proposition~\ref{simple:case} is proved in Section~\ref{sec:signed}, using
|
| 523 |
+
the meromorphic nonvanishing theorem of Section~\ref{sec:nonvanishing}.
|
| 524 |
+
Both propositions use \(\Ggood\) only in dimensions below \(n\).
|
| 525 |
+
|
| 526 |
+
\begin{theorem}[Good divisorial decomposition]
|
| 527 |
+
\label{thm:good-decomposition}
|
| 528 |
+
Under Assumption~\ref{asm:log-iitaka}, the assertion \(\Ggood_n\) holds
|
| 529 |
+
for every finite \(n\).
|
| 530 |
+
\end{theorem}
|
| 531 |
+
|
| 532 |
+
\begin{proof}
|
| 533 |
+
We use Propositions~\ref{rank:fibration-case} and~\ref{simple:case}, whose
|
| 534 |
+
proofs occupy the rest of the paper. The assertion is immediate in dimension
|
| 535 |
+
zero. Assume it in smaller dimensions and let \((X,B)\) be as in
|
| 536 |
+
Definition~\ref{def:good-decomposition} in dimension \(n>0\).
|
| 537 |
+
|
| 538 |
+
If \(a(X)=n\), the Kähler Moishezon theorem makes \(X\) projective, and
|
| 539 |
+
Proposition~\ref{proj:good-models} applies. If \(0<a(X)<n\), the algebraic
|
| 540 |
+
reduction of \(X\) is a dominant meromorphic map to a projective model of
|
| 541 |
+
dimension \(a(X)\) \cite[Theorem and Definition~3.1]{CampanaPeternell1999}.
|
| 542 |
+
Proposition~\ref{rank:fibration-case} applies.
|
| 543 |
+
|
| 544 |
+
It remains to consider \(a(X)=0\). If \(X\) is simple, use
|
| 545 |
+
Proposition~\ref{simple:case}. Otherwise Campana's maximal covering-family
|
| 546 |
+
theorem supplies a generically finite evaluation map from an incidence
|
| 547 |
+
space which itself has a nontrivial fibration; see
|
| 548 |
+
\cite[Lemma~17 and Corollary~18]{Campana2026}. After resolving the incidence,
|
| 549 |
+
the graph, and the base, we obtain a smooth compact Kähler source \(X'\) and maps
|
| 550 |
+
\[
|
| 551 |
+
e:X'\longrightarrow X,\qquad f:X'\longrightarrow Y',
|
| 552 |
+
\qquad 0<\dim Y'<n,
|
| 553 |
+
\]
|
| 554 |
+
where \(e\) is proper generically finite and \(Y'\) is in class
|
| 555 |
+
\(\mathcal C\) \cite[(1.1.1), (1.5)(3)--(4), (2.2)(1),(3), and (2.3)]{Fujiki1982}.
|
| 556 |
+
The algebraic dimension of \(X'\) is zero. Indeed, a
|
| 557 |
+
meromorphic function on \(X'\) descends through the birational part of the
|
| 558 |
+
normal Stein factorization of \(e\). Lemma~\ref{bir:finite-norm} gives its
|
| 559 |
+
characteristic polynomial over the finite part, with meromorphic
|
| 560 |
+
coefficients on \(X\). These coefficients are constant because \(a(X)=0\),
|
| 561 |
+
so the function is constant on the irreducible space \(X'\). Bimeromorphic
|
| 562 |
+
modifications do not change this conclusion.
|
| 563 |
+
|
| 564 |
+
Choose a reduced SNC divisor \(B'\) containing the inverse image of
|
| 565 |
+
\(\Supp B\), after a further resolution. Pullback of logarithmic
|
| 566 |
+
differentials gives the actual rational identity
|
| 567 |
+
\[
|
| 568 |
+
K_{X'}+B'=e^*(K_X+B)+F,\qquad F\geq0.
|
| 569 |
+
\]
|
| 570 |
+
For example, this follows locally by pulling back logarithmic top forms
|
| 571 |
+
for the reduced support of \(B\); decreasing its coefficients to those of
|
| 572 |
+
\(B\) only increases the error. Thus the adjoint upstairs is
|
| 573 |
+
pseudo-effective. Proposition~\ref{rank:fibration-case} applies to
|
| 574 |
+
\((X',B')\). Its semiample positive part is torsion, since a nonconstant
|
| 575 |
+
semiample map would give a nonconstant meromorphic function on \(X'\).
|
| 576 |
+
Proposition~\ref{bir:finite-descent} now gives the required decomposition
|
| 577 |
+
for \(K_X+B\). This exhausts the cases and proves the induction.
|
| 578 |
+
\end{proof}
|
| 579 |
+
|
| 580 |
+
\begin{proof}[Proof of Theorem~\ref{thm:main}]
|
| 581 |
+
Apply Theorem~\ref{thm:good-decomposition} on a log resolution of the
|
| 582 |
+
given lc pair, with the reduced-exceptional boundary. The adjoint is
|
| 583 |
+
pseudo-effective because the original one is nef.
|
| 584 |
+
Proposition~\ref{bir:resolution-transfer} then gives generation of an
|
| 585 |
+
actual Cartier multiple at every point of the original normal space.
|
| 586 |
+
\end{proof}
|
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03-programs.tex
CHANGED
|
The diff for this file is too large to render.
See raw diff
|
|
|
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03a-program-foundations.tex
CHANGED
|
@@ -1,693 +1,693 @@
|
|
| 1 |
-
\subsection{Polarizations, ordinary replacements, and descent}
|
| 2 |
-
\label{prog:foundations}
|
| 3 |
-
|
| 4 |
-
The program constructions below use the analytic cone
|
| 5 |
-
\(\overline{\mathrm{NA}}(T)\), dual to the nef cone in
|
| 6 |
-
\(H^{1,1}_{\BC}(T,\R)\) for spaces with rational singularities
|
| 7 |
-
\cite[Proposition~2.4]{DHP}. Degrees of global line bundles form a
|
| 8 |
-
possibly smaller numerical space. We pass from the analytic cone to
|
| 9 |
-
projective geometry by producing an actual relatively ample line.
|
| 10 |
-
The ensuing descent statements apply on singular working models as
|
| 11 |
-
well as on smooth initial spaces.
|
| 12 |
-
|
| 13 |
-
\begin{lemma}[Degree-zero Bott--Chern descent]
|
| 14 |
-
\label{prog:bc-descent}
|
| 15 |
-
Let \(f:T\to Z\) be a proper surjective morphism with connected fibers
|
| 16 |
-
between normal compact complex spaces with rational singularities.
|
| 17 |
-
Suppose either
|
| 18 |
-
\begin{enumerate}
|
| 19 |
-
\item \(f\) is bimeromorphic and both spaces belong to Fujiki's class
|
| 20 |
-
\(\mathcal C\); or
|
| 21 |
-
\item \(f\) is projective and an effective rational boundary
|
| 22 |
-
\(\Delta\) makes \((T,\Delta)\) klt with
|
| 23 |
-
\(-(K_T+\Delta)\) relatively nef and big.
|
| 24 |
-
\end{enumerate}
|
| 25 |
-
Pullback is injective on both \(H^2(-,\R)\) and
|
| 26 |
-
\(H^{1,1}_{\BC}(-,\R)\). In either group its image consists exactly
|
| 27 |
-
of the classes with degree zero on every curve contracted by \(f\).
|
| 28 |
-
\end{lemma}
|
| 29 |
-
|
| 30 |
-
\begin{proof}
|
| 31 |
-
These are, respectively, the two cases of
|
| 32 |
-
\cite[Lemma~2.6(1),(2)]{DH2024}. The first case is birational descent
|
| 33 |
-
between spaces with rational singularities and does not require a
|
| 34 |
-
projectivity criterion. The second case uses relative vanishing for
|
| 35 |
-
the ordinary rational klt pair and the projective relative curve
|
| 36 |
-
space. In particular, it can be applied to a projective log-Fano
|
| 37 |
-
contraction before constructing generalized data on its base.
|
| 38 |
-
\end{proof}
|
| 39 |
-
|
| 40 |
-
In applications to an ordinary birational negative contraction,
|
| 41 |
-
the rationality hypotheses are automatic. The source is locally klt.
|
| 42 |
-
For a dlt pair, first decrease its rational Cartier floor slightly;
|
| 43 |
-
relative antiampleness persists. Relative vanishing gives
|
| 44 |
-
\(R^if_*\OO_T=0\) for \(i>0\)
|
| 45 |
-
\cite[Theorem~5.2]{FujinoAnalyticBCHM}. Composing a resolution of \(T\)
|
| 46 |
-
with \(f\), the Leray spectral sequence proves that \(Z\) has rational
|
| 47 |
-
singularities. The same reasoning works when the klt boundary is
|
| 48 |
-
chosen separately on finitely many Stein base neighborhoods. For
|
| 49 |
-
fiber-type contractions in case~(ii), rationality of the base follows
|
| 50 |
-
from \cite[Lemma~8.8(i)]{DHP}; thus that application also precedes
|
| 51 |
-
the construction of generalized data on the base.
|
| 52 |
-
|
| 53 |
-
\begin{lemma}[Projectivity from a rational line detecting the ray]
|
| 54 |
-
\label{prog:detected-projectivity}
|
| 55 |
-
Let $f:T\to Z$ be a proper contraction between normal compact
|
| 56 |
-
K\"ahler spaces, with $T$ having rational singularities. Suppose
|
| 57 |
-
$\gamma$ is K\"ahler on $Z$ and
|
| 58 |
-
\[
|
| 59 |
-
\alpha=f^*\gamma,\qquad
|
| 60 |
-
\overline{\mathrm{NA}}(T)\cap\alpha^\perp=R
|
| 61 |
-
\]
|
| 62 |
-
is a nonzero ray. If a global rational line bundle $D$ has
|
| 63 |
-
$D\cdot R<0$, then $-D$ is relatively ample and $f$ is projective.
|
| 64 |
-
\end{lemma}
|
| 65 |
-
\begin{proof}
|
| 66 |
-
Fix a K\"ahler class $\omega$ on $T$ and normalize $\overline{\mathrm{NA}}(T)$ by
|
| 67 |
-
$\omega\cdot z=1$. The resulting slice $S$ is compact. Its unique
|
| 68 |
-
point on $R$ has negative $D$-degree, so $d=c_1(D)$ is negative on
|
| 69 |
-
a neighborhood of that point in $S$. On the complementary compact
|
| 70 |
-
set, $\alpha$ has a strictly positive minimum, while $d$ is bounded.
|
| 71 |
-
For all sufficiently small $s>0$, the class $\alpha-sd$ is therefore
|
| 72 |
-
strictly positive on $S$ and is K\"ahler by cone duality.
|
| 73 |
-
|
| 74 |
-
Choose an integer $m>0$ making $mD$ integral. Then
|
| 75 |
-
\[
|
| 76 |
-
c_1(-mD)+f^*((m/s)\gamma)=(m/s)(\alpha-sd)
|
| 77 |
-
\]
|
| 78 |
-
is K\"ahler. On a neighborhood in the base with a potential for
|
| 79 |
-
$\gamma$, absorb that potential in a smooth metric on the same global
|
| 80 |
-
line bundle $-mD$. Its curvature is positive on the fibres. The analytic
|
| 81 |
-
positive-line-bundle criterion and the fibrewise relative-ampleness
|
| 82 |
-
criterion make $-mD$ relatively ample. The line bundle was global
|
| 83 |
-
throughout, so no gluing of unrelated local polarizations is required.
|
| 84 |
-
\end{proof}
|
| 85 |
-
|
| 86 |
-
|
| 87 |
-
An analytic contraction supplied by a supporting class therefore becomes
|
| 88 |
-
projective as soon as one rational line has negative degree on its ray.
|
| 89 |
-
For a small contraction, that same line will define the flip globally.
|
| 90 |
-
The local ordinary adjoints used to prove finite generation need not
|
| 91 |
-
glue; their section algebras will be Veronese subalgebras of one algebra.
|
| 92 |
-
|
| 93 |
-
\begin{lemma}[Divisor representatives over a Stein base]
|
| 94 |
-
\label{prog:stein-representatives}
|
| 95 |
-
Let $\pi:Y\to U$ be a projective surjective morphism with connected fibres
|
| 96 |
-
between normal irreducible complex spaces, where $U$ is Stein, and let
|
| 97 |
-
$\mathcal L$ be a holomorphic line bundle on $Y$.
|
| 98 |
-
If $\pi$ is bimeromorphic, $\mathcal L$ has a holomorphic section
|
| 99 |
-
which is not identically zero, and hence an effective Cartier divisor
|
| 100 |
-
representative. More generally, after shrinking $U$ around any specified
|
| 101 |
-
point, $\mathcal L$ has a nonzero meromorphic section.
|
| 102 |
-
\end{lemma}
|
| 103 |
-
|
| 104 |
-
\begin{proof}
|
| 105 |
-
Suppose first that $\pi$ is bimeromorphic. Grauert's proper direct-image
|
| 106 |
-
theorem makes $\mathcal F=\pi_*\mathcal L$ coherent. On the nonempty
|
| 107 |
-
open subset $U^\circ$ where $\pi$ is an isomorphism, it is a line bundle.
|
| 108 |
-
Choose $u_*\in U^\circ$. Cartan's theorem~A says that global sections
|
| 109 |
-
generate $\mathcal F_{u_*}$, so one global section has nonzero image in
|
| 110 |
-
$\mathcal F_{u_*}/\mathfrak m_{u_*}\mathcal F_{u_*}$.
|
| 111 |
-
Under
|
| 112 |
-
\[
|
| 113 |
-
H^0(U,\pi_*\mathcal L)=H^0(Y,\mathcal L)
|
| 114 |
-
\]
|
| 115 |
-
it gives a section $s$ nonzero at the unique point above $u_*$.
|
| 116 |
-
Its zero divisor is effective Cartier and represents $\mathcal L$.
|
| 117 |
-
The section may vanish elsewhere; only its meromorphic inverse is
|
| 118 |
-
being used to obtain a meromorphic trivialization.
|
| 119 |
-
|
| 120 |
-
For the general case, fix $u\in U$ and $y\in\pi^{-1}(u)$, and choose
|
| 121 |
-
a $\pi$-ample line bundle $\mathcal H$. Relative Serre generation,
|
| 122 |
-
after shrinking to a Stein neighbourhood of $u$, gives an integer
|
| 123 |
-
$n$ for which both $\mathcal L\otimes\mathcal H^n$ and
|
| 124 |
-
$\mathcal H^n$ are relatively generated. Their proper direct images
|
| 125 |
-
are coherent. Cartan's theorem~A and the evaluation maps supply
|
| 126 |
-
sections $s$ and $t$ of these two bundles which are both nonzero at
|
| 127 |
-
$y$. The quotient $s/t$ is the required nonzero meromorphic section
|
| 128 |
-
of $\mathcal L$. At no point is $Y$ assumed Stein.
|
| 129 |
-
\end{proof}
|
| 130 |
-
|
| 131 |
-
\begin{proposition}[A global algebra for a detected flip]
|
| 132 |
-
\label{prog:detected-flip}
|
| 133 |
-
Let $(T,B+\mathbf M)$ be a gklt pair on a normal compact K\"ahler
|
| 134 |
-
space which is globally strongly $\Q$-factorial, and let $A\in H^{1,1}_{\BC}(T,\R)$
|
| 135 |
-
be its adjoint class. Let $f:T\to Z$ be a projective small contraction
|
| 136 |
-
onto a normal compact K\"ahler space. Suppose that the classes of all
|
| 137 |
-
$f$-vertical curves lie on one ray $R\subset\overline{\mathrm{NA}}(T)$, that $A\cdot R<0$,
|
| 138 |
-
and that a global line bundle $L$ satisfies $L\cdot R<0$.
|
| 139 |
-
|
| 140 |
-
Then $\bigoplus_{m\geq0}f_*L^m$ is locally finitely generated. The
|
| 141 |
-
relative Proj of a sufficiently divisible Veronese is a projective
|
| 142 |
-
small contraction $f^+:T^+\to Z$, where $T^+$ is compact K\"ahler and
|
| 143 |
-
globally strongly $\Q$-factorial. The reflexive transform $L^+$ is a
|
| 144 |
-
rational line bundle, with a positive power equal to the relatively
|
| 145 |
-
ample tautological bundle. The transformed boundary and the same
|
| 146 |
-
b-nef datum define a gklt pair on $T^+$, with relatively K\"ahler
|
| 147 |
-
adjoint $A^+$. This is the generalized flip, with the usual
|
| 148 |
-
strict discrepancy increase at centres in either exceptional locus.
|
| 149 |
-
|
| 150 |
-
Moreover, if $t=(A\cdot C)/(L\cdot C)>0$ for an $f$-vertical curve $C$,
|
| 151 |
-
then there is a unique $\eta\in H^{1,1}_{\BC}(Z,\R)$ such that
|
| 152 |
-
\[
|
| 153 |
-
A=t\,c_1(L)+f^*\eta,\qquad
|
| 154 |
-
A^+=t\,c_1(L^+)+(f^+)^*\eta.
|
| 155 |
-
\]
|
| 156 |
-
Every class on $T$ has the corresponding forward transport with an
|
| 157 |
-
actual exceptional-divisor correction. No assertion of surjectivity
|
| 158 |
-
on Bott--Chern groups is required.
|
| 159 |
-
\end{proposition}
|
| 160 |
-
|
| 161 |
-
\begin{proof}
|
| 162 |
-
Since $f$ has a global relatively ample bundle and all its vertical
|
| 163 |
-
curves lie on $R$, numerical invariance of ampleness on the projective
|
| 164 |
-
fibres shows that $-L$ is $f$-ample.
|
| 165 |
-
|
| 166 |
-
\smallskip\noindent
|
| 167 |
-
\emph{A local rational ordinary adjoint.}
|
| 168 |
-
Fix $z\in Z$ and a relatively compact Stein neighbourhood $U$.
|
| 169 |
-
Take a projective log resolution $p:V\to T_U$ carrying $\mathbf M$,
|
| 170 |
-
and put $\rho=f p$. Write its actual structure boundary as $B_V$, so
|
| 171 |
-
\[
|
| 172 |
-
[K_V+B_V]+[\mathbf M_V]=p^*A.
|
| 173 |
-
\]
|
| 174 |
-
Every coefficient of $B_V$ is less than one. Apply
|
| 175 |
-
Lemma~\ref{prog:stein-representatives} to obtain a Cartier
|
| 176 |
-
representative $D_L$ of $L$ on $T_U$. The same birational direct-image
|
| 177 |
-
argument applies to the coherent rank-one reflexive canonical sheaf:
|
| 178 |
-
it supplies a canonical form nonzero at a chosen point of the common
|
| 179 |
-
smooth isomorphism locus. Use this meromorphic form on $T_U$ and its
|
| 180 |
-
pullback to $V$ to choose compatible canonical representatives, and set
|
| 181 |
-
\[
|
| 182 |
-
N=t p^*D_L-K_V-B_V.
|
| 183 |
-
\]
|
| 184 |
-
For every $\rho$-vertical curve, its degree equals that of $\mathbf M_V$.
|
| 185 |
-
Thus $N$ is $\rho$-nef.
|
| 186 |
-
|
| 187 |
-
The relative bigness of $N$ uses the additional fact that
|
| 188 |
-
$\rho=f\circ p$ is \emph{bimeromorphic}: both the small contraction
|
| 189 |
-
$f$ and the resolution $p$ are bimeromorphic. It does not follow from
|
| 190 |
-
relative nefness alone. In fact every real Cartier divisor is relatively
|
| 191 |
-
big for this projective bimeromorphic map over the Stein neighbourhood.
|
| 192 |
-
Here is the required ample-plus-effective decomposition explicitly.
|
| 193 |
-
Write $N=\sum_j r_jN_j$, where $r_j>0$, $\sum_jr_j=1$, and the $N_j$
|
| 194 |
-
are rational Cartier divisors in its finite Cartier span. Choose a
|
| 195 |
-
$\rho$-ample line bundle and a Cartier representative
|
| 196 |
-
$P$ for it using Lemma~\ref{prog:stein-representatives}.
|
| 197 |
-
If $q_jN_j$ is integral, apply the birational case of that lemma to
|
| 198 |
-
$\mathcal O_V(q_jN_j-P)$. Its nonzero holomorphic section has an
|
| 199 |
-
effective Cartier zero divisor $E_j$, giving the actual relation
|
| 200 |
-
$q_jN_j\sim P+E_j$. This use depends on $\rho$ being bimeromorphic;
|
| 201 |
-
the section is allowed to vanish along exceptional fibres. Therefore
|
| 202 |
-
\[
|
| 203 |
-
N\sim_{\R}
|
| 204 |
-
\underbrace{\left(\sum_j\frac{r_j}{q_j}\right)P}_{H}
|
| 205 |
-
+\underbrace{\sum_j\frac{r_j}{q_j}E_j}_{E}.
|
| 206 |
-
\]
|
| 207 |
-
Here $H$ is $\rho$-ample and $E\geq0$, proving $\rho$-bigness.
|
| 208 |
-
For a map with positive-dimensional general fibres the direct image
|
| 209 |
-
used above can be zero; no such bigness claim is made for that setting.
|
| 210 |
-
Make the finitely many section choices on a slightly larger Stein
|
| 211 |
-
neighbourhood, and now shrink $U$ so its closure is compact in that
|
| 212 |
-
neighbourhood. Properness makes the inverse image of this closure
|
| 213 |
-
compact. A log resolution of the finitely many resulting divisors
|
| 214 |
-
therefore gives a uniform positive bound for the following choice.
|
| 215 |
-
Choose $\epsilon>0$ small enough that $(V,B_V+\epsilon E)$ is sub-klt.
|
| 216 |
-
The divisor $(1-\epsilon)N+\epsilon H$ is relatively ample. Express it
|
| 217 |
-
as a positive combination of rational ample divisors and take general
|
| 218 |
-
members of sufficiently high multiples. Relative Bertini
|
| 219 |
-
\cite[Theorem~2.20]{DHP}, applied on a log resolution of $B_V+E$,
|
| 220 |
-
gives an effective $\Theta\sim_{\R}N$ such that $(V,B_V+\Theta)$ is
|
| 221 |
-
sub-klt. The high multiples make the added coefficients arbitrarily
|
| 222 |
-
small. All choices are made near the compact fibre; shrink $U$ once
|
| 223 |
-
to retain them.
|
| 224 |
-
|
| 225 |
-
Put $\Delta=p_*(B_V+\Theta)\geq0$. Write the actual linear equivalence
|
| 226 |
-
as $\Theta=N+\sum_j a_j\operatorname{div}_V(g_j)$.
|
| 227 |
-
The bimeromorphic map $p$ identifies meromorphic function fields, so
|
| 228 |
-
$g_j=p^*h_j$. Pushing down gives
|
| 229 |
-
$K_{T_U}+\Delta=tD_L+\sum_j a_j\operatorname{div}_{T_U}(h_j)$;
|
| 230 |
-
in particular this divisor is real Cartier. Pulling back this same
|
| 231 |
-
identity gives
|
| 232 |
-
\[
|
| 233 |
-
K_{T_U}+\Delta\sim_{\R}tD_L,
|
| 234 |
-
\qquad p^*(K_{T_U}+\Delta)=K_V+B_V+\Theta.
|
| 235 |
-
\]
|
| 236 |
-
Thus $(T_U,\Delta)$ is klt. Any finitely many base line bundles in a
|
| 237 |
-
relative linear equivalence can first be trivialized by shrinking $U$.
|
| 238 |
-
Record the resulting equality as
|
| 239 |
-
\begin{equation}\label{prog:detector-rationalization}
|
| 240 |
-
K_{T_U}+\sum_i d_iD_i=tD_L+\sum_j b_j\operatorname{div}(g_j),
|
| 241 |
-
\qquad d_i>0,
|
| 242 |
-
\end{equation}
|
| 243 |
-
using the positive support of $\Delta$. After a further relatively
|
| 244 |
-
compact shrinking, the displayed divisors have finitely many prime
|
| 245 |
-
components: their locally finite supports meet a compact inverse image.
|
| 246 |
-
Equality of coefficients in \eqref{prog:detector-rationalization} is a
|
| 247 |
-
finite rational affine system in $(d_i,t,b_j)$. The klt condition is
|
| 248 |
-
open within this system, as seen on one log resolution; the pullbacks
|
| 249 |
-
of its adjoints vary linearly by the displayed identity. A nearby
|
| 250 |
-
rational solution therefore gives a rational effective klt boundary
|
| 251 |
-
$\Delta_q$ and $t_q\in\Q_{>0}$ with
|
| 252 |
-
\begin{equation}\label{prog:detector-local-adjoint}
|
| 253 |
-
K_{T_U}+\Delta_q\sim_{\Q}t_qD_L.
|
| 254 |
-
\end{equation}
|
| 255 |
-
The individual local primes $D_i$ need not be $\Q$-Cartier: the identity
|
| 256 |
-
ensures that the total adjoint is $\Q$-Cartier.
|
| 257 |
-
|
| 258 |
-
\smallskip\noindent
|
| 259 |
-
\emph{One global flip algebra.}
|
| 260 |
-
The adjoint in \eqref{prog:detector-local-adjoint} is $f_U$-antiample.
|
| 261 |
-
Its ordinary flip and local finite generation follow from
|
| 262 |
-
\cite[Theorems~1.14 and~1.18]{FujinoAnalyticBCHM}. Clearing the displayed
|
| 263 |
-
linear equivalence identifies a Veronese of its canonical algebra
|
| 264 |
-
with a Veronese of $\mathcal R:=\bigoplus_{m\geq0}f_*L^m$ over $U$.
|
| 265 |
-
Hence $\mathcal R$ is locally finitely generated by
|
| 266 |
-
\cite[Lemma~2.26]{FujinoAnalyticBCHM}. The graded pieces are coherent. Over a connected normal base open
|
| 267 |
-
the inverse image is irreducible; products of nonzero sections of line
|
| 268 |
-
bundles are nonzero there. Thus its graded section algebra is an
|
| 269 |
-
integral domain, without choosing any global meromorphic frame of $L$.
|
| 270 |
-
Compactness supplies one sufficiently divisible Veronese
|
| 271 |
-
$\mathcal R^{(r)}$ generated in degree one. Its relative Proj $T^+$
|
| 272 |
-
restricts to the ordinary flip over every such $U$. It is therefore
|
| 273 |
-
normal, locally klt, and small over $Z$, and has the global relatively
|
| 274 |
-
ample bundle
|
| 275 |
-
$\mathcal O_{T^+}(1)$. On the common big open this bundle is $L^r$.
|
| 276 |
-
Reflexivity gives
|
| 277 |
-
\[
|
| 278 |
-
(L^+)^{[r]}\simeq\mathcal O_{T^+}(1).
|
| 279 |
-
\]
|
| 280 |
-
This proves that $L^+$ is a rational line bundle before any assertion
|
| 281 |
-
of factoriality. Relative positivity over the compact K\"ahler base
|
| 282 |
-
makes $T^+$ compact K\"ahler.
|
| 283 |
-
|
| 284 |
-
For any global rank-one reflexive sheaf $\mathcal F^+$ on $T^+$,
|
| 285 |
-
take its coherent reflexive transform $\mathcal F$ on $T$ using a
|
| 286 |
-
common resolution. Some $M=\mathcal F^{[m]}$ is a line bundle.
|
| 287 |
-
Choose $c\in\Q$ so that $(M+cL)\cdot C=0$, and clear its denominator
|
| 288 |
-
to obtain an integral bundle $J=n(M+cL)$ numerically trivial over $f$.
|
| 289 |
-
The local rational klt pairs \eqref{prog:detector-local-adjoint} have
|
| 290 |
-
antiample adjoint, so Lemma~\ref{prog:integral-descent} yields
|
| 291 |
-
one global line bundle $J_Z$ with $J=f^*J_Z$.
|
| 292 |
-
On $T^+$, pull back $J_Z$, undo the rational twist $ncL^+$, and compare
|
| 293 |
-
on the common big open. After clearing the already established index
|
| 294 |
-
of $L^+$, reflexivity gives an invertible positive reflexive power of
|
| 295 |
-
$\mathcal F^+$. This proves global strong factoriality.
|
| 296 |
-
|
| 297 |
-
\smallskip\noindent
|
| 298 |
-
\emph{The original generalized pair.}
|
| 299 |
-
The local log-Fano pairs above give $R^if_*\mathcal O_T=0$ for $i>0$
|
| 300 |
-
by \cite[Theorem~5.2]{FujinoAnalyticBCHM}. They make $T$ locally klt, hence rational.
|
| 301 |
-
Leray for a projective resolution then shows that $Z$ is rational.
|
| 302 |
-
Lemma~\ref{prog:bc-descent}(i) therefore gives
|
| 303 |
-
$f^*H^{1,1}_{\BC}(Z,\R)=R^\perp$, with injective pullback. Thus $A=t c_1(L)+f^*\eta$ for a unique $\eta$.
|
| 304 |
-
Define $A^+=t c_1(L^+)+(f^+)^*\eta$; it is relatively K\"ahler.
|
| 305 |
-
|
| 306 |
-
To construct its actual discrepancy divisor, let $\mathcal I$ be the
|
| 307 |
-
ideal defined by
|
| 308 |
-
\[
|
| 309 |
-
\operatorname{im}(f^*f_*L^r\longrightarrow L^r)
|
| 310 |
-
=\mathcal I\otimes L^r.
|
| 311 |
-
\]
|
| 312 |
-
Principalize $\mathcal I$ on a common resolution $p:W\to T$,
|
| 313 |
-
$q:W\to T^+$ carrying $\mathbf M$. If
|
| 314 |
-
$\mathcal I\mathcal O_W=\mathcal O_W(-F_L)$, the tautological quotient
|
| 315 |
-
gives the actual bundle identity
|
| 316 |
-
\[
|
| 317 |
-
q^*\mathcal O_{T^+}(1)=p^*L^r\otimes\mathcal O_W(-F_L).
|
| 318 |
-
\]
|
| 319 |
-
Hence $E_L=F_L/r$ is effective and exceptional over both sides, and
|
| 320 |
-
$[E_L]=p^*c_1(L)-q^*c_1(L^+)$. If $B_W$ is the original structure
|
| 321 |
-
boundary, put $B_W^+=B_W-tE_L$. Then
|
| 322 |
-
\[
|
| 323 |
-
[K_W+B_W^+]+[\mathbf M_W]=q^*A^+.
|
| 324 |
-
\]
|
| 325 |
-
Its pushforward is $B^+$, and its discrepancies do not decrease.
|
| 326 |
-
The local ordinary comparison in \eqref{prog:detector-local-adjoint}
|
| 327 |
-
has discrepancy divisor $t_qE_L$, so its strictness proves the stated
|
| 328 |
-
strictness for $tE_L$ as well. Thus the original pair remains gklt.
|
| 329 |
-
|
| 330 |
-
Finally, write any $\theta\in H^{1,1}_{\BC}(T,\R)$ uniquely as
|
| 331 |
-
$\theta=f^*\eta_\theta+s c_1(L)$ and set
|
| 332 |
-
$\theta^+=(f^+)^*\eta_\theta+s c_1(L^+)$. Its correction is the actual
|
| 333 |
-
divisor $sE_L$. For a rational line $M$, the number $s$ is rational. Applying
|
| 334 |
-
Lemma~\ref{prog:integral-descent} to a Cartier multiple of $M-sL$
|
| 335 |
-
gives $M=sL+f^*M_Z$ as actual rational lines. Reflexive extension
|
| 336 |
-
on the common big open gives $M^+=sL^++(f^+)^*M_Z$.
|
| 337 |
-
Consequently the cohomological transport agrees with the reflexive
|
| 338 |
-
transform on Chern classes.
|
| 339 |
-
\end{proof}
|
| 340 |
-
|
| 341 |
-
|
| 342 |
-
\subsubsection{Real boundaries and their linear transport}
|
| 343 |
-
|
| 344 |
-
The rational ordinary step constructed below also determines the step
|
| 345 |
-
for every sufficiently close real boundary. The relevant comparison is
|
| 346 |
-
an identity of actual rational lines over the contraction base.
|
| 347 |
-
|
| 348 |
-
\begin{proposition}[Ordinary real boundaries]
|
| 349 |
-
\label{prog:ordinary-replacement}
|
| 350 |
-
Let $T$ be normal compact K\"ahler and globally Weil $\Q$-factorial,
|
| 351 |
-
with canonical sheaf a rational line bundle. Let $B\geq0$ be a real
|
| 352 |
-
boundary with $(T,B)$ klt. Assume the rational ordinary-step result
|
| 353 |
-
of Proposition~\ref{prog:ordinary-step} for $T$ and its subsequent models. Then every
|
| 354 |
-
$(K_T+B)$-negative extremal analytic ray has an ordinary step with
|
| 355 |
-
projective contractions, compact K\"ahler models, and the expected
|
| 356 |
-
opposite relative ample signs. Global Weil $\Q$-factoriality is preserved;
|
| 357 |
-
global strong $\Q$-factoriality is preserved when imposed initially.
|
| 358 |
-
\end{proposition}
|
| 359 |
-
\begin{proof}
|
| 360 |
-
Put $D=K_T+B$ and fix a $D$-negative extremal ray $R$. On the finite
|
| 361 |
-
positive support of $B$, effectiveness, the klt condition and negativity
|
| 362 |
-
on $R$ persist under small coefficient changes. Klt openness is checked
|
| 363 |
-
on one log resolution of this support. Choose nearby effective rational
|
| 364 |
-
klt boundaries $B_0,\ldots,B_m$ and positive real numbers $u_j$ with
|
| 365 |
-
\[
|
| 366 |
-
B=\sum_j u_jB_j,\qquad \sum_j u_j=1,
|
| 367 |
-
\qquad D_j\cdot R<0,\quad D_j=K_T+B_j.
|
| 368 |
-
\]
|
| 369 |
-
For $B=0$ take just $B_0=0$. Every $D_j$ is a global rational line
|
| 370 |
-
bundle. The rational-step theorem for $(T,B_0)$ provides a projective
|
| 371 |
-
contraction $f:T\to Z$ onto a compact K\"ahler base, contracting
|
| 372 |
-
exactly $R$, with $-D_0$ relatively ample. The base is rational by
|
| 373 |
-
\cite[Lemma~8.8]{DHP}, so Lemma~\ref{prog:bc-descent} gives
|
| 374 |
-
$f^*H^{1,1}_{\BC}(Z,\R)=R^\perp$; use case~(ii) when $f$ is of
|
| 375 |
-
fiber type.
|
| 376 |
-
Let $C$ be a rational curve spanning $R$, and set
|
| 377 |
-
$a_j=(D_j\cdot C)/(D_0\cdot C)\in\Q_{>0}$. On every projective
|
| 378 |
-
fibre, $-D_j$ is numerically equivalent to the positive multiple
|
| 379 |
-
$-a_jD_0$. Numerical invariance of ampleness on that fibre, followed
|
| 380 |
-
by the relative-ampleness criterion, makes $-D_j$ relatively ample.
|
| 381 |
-
The positive combination $-D$ is relatively ample as a real line
|
| 382 |
-
bundle. This also handles a fibre-type contraction.
|
| 383 |
-
|
| 384 |
-
Suppose henceforth that $f$ is birational. A Cartier multiple
|
| 385 |
-
$M_j=n_j(D_j-a_jD_0)$ is numerically trivial over $Z$ and
|
| 386 |
-
$M_j-D_0$ is relatively ample. Lemma~\ref{prog:integral-descent},
|
| 387 |
-
applied to the rational klt pair $(T,B_0)$ gives a rational line bundle
|
| 388 |
-
$A_j$ on $Z$ with the actual identity
|
| 389 |
-
\begin{equation}\label{prog:real-line-descent}
|
| 390 |
-
D_j=a_jD_0+f^*A_j.
|
| 391 |
-
\end{equation}
|
| 392 |
-
Here and below an identity of rational line bundles means an isomorphism
|
| 393 |
-
after a common integral multiple. The descent lemma is used only for
|
| 394 |
-
birational $f$.
|
| 395 |
-
|
| 396 |
-
For a small $f$, let $f^+:T^+\to Z$ be its rational $D_0$-flip.
|
| 397 |
-
The rational theorem supplies a global relatively ample adjoint
|
| 398 |
-
$D_0^+$ and preserves the stated factoriality and canonical-sheaf
|
| 399 |
-
conditions. The other transformed adjoints $D_j^+$ are therefore
|
| 400 |
-
rational line bundles. Transform \eqref{prog:real-line-descent} on the common
|
| 401 |
-
big open and extend by reflexivity to obtain
|
| 402 |
-
\[
|
| 403 |
-
D_j^+=a_jD_0^++(f^+)^*A_j.
|
| 404 |
-
\]
|
| 405 |
-
All $D_j^+$ are relatively ample, as is
|
| 406 |
-
$D^+=\sum_j u_jD_j^+$. Thus this same small map is the required
|
| 407 |
-
ordinary real-boundary flip. The real ordinary discrepancy comparison
|
| 408 |
-
proves that $(T^+,B^+)$ is klt and gives the strict increases at
|
| 409 |
-
exceptional centres.
|
| 410 |
-
|
| 411 |
-
For a divisorial contraction, write
|
| 412 |
-
$D_0=f^*D_0'+e_0E$ with $e_0>0$. Transforming
|
| 413 |
-
\eqref{prog:real-line-descent} on the target and summing yields
|
| 414 |
-
\[
|
| 415 |
-
D-f^*D'=\left(\sum_j u_ja_j\right)e_0E.
|
| 416 |
-
\]
|
| 417 |
-
This coefficient is positive. The same discrepancy comparison proves
|
| 418 |
-
the required assertions. The ambient category was already preserved
|
| 419 |
-
by the rational step in both cases.
|
| 420 |
-
\end{proof}
|
| 421 |
-
|
| 422 |
-
|
| 423 |
-
For later use, let \(D=K_T+B\) drive one of the birational steps just
|
| 424 |
-
constructed, and write \(f':T'\to Z\) for its positive morphism
|
| 425 |
-
(or the identity for a divisorial contraction). Lemma~\ref{prog:bc-descent}
|
| 426 |
-
gives the unique decomposition and forward transform
|
| 427 |
-
\begin{equation}
|
| 428 |
-
\theta=f^*\eta+s\{D\},\qquad
|
| 429 |
-
\theta'=(f')^*\eta+s\{D'\}.
|
| 430 |
-
\label{prog:ordinary-forward-transport}
|
| 431 |
-
\end{equation}
|
| 432 |
-
On a common resolution \(p:W\to T\), \(q:W\to T'\), the ordinary
|
| 433 |
-
comparison \(p^*D-q^*D'=F\) is an actual effective real divisor,
|
| 434 |
-
exceptional over \(T'\) and over both sides for a flip. Hence
|
| 435 |
-
\(p^*\theta-q^*\theta'=s\{F\}\). On Chern classes this is the
|
| 436 |
-
reflexive transform, by the line identities in the proof above and
|
| 437 |
-
Lemma~\ref{prog:integral-descent}. This construction gives forward
|
| 438 |
-
transport without assuming surjectivity onto the next Bott--Chern group.
|
| 439 |
-
|
| 440 |
-
\subsubsection{Actual real lines and relative numerical spaces}
|
| 441 |
-
|
| 442 |
-
A second polarization argument will be used for maps whose fibers are
|
| 443 |
-
Moishezon. It applies to a real combination of global line bundles,
|
| 444 |
-
provided that its degrees on the fibers agree with a relatively Kähler
|
| 445 |
-
class.
|
| 446 |
-
|
| 447 |
-
\begin{lemma}[Polarization by an actual real line bundle]
|
| 448 |
-
\label{prog:actual-line-polarization}
|
| 449 |
-
Let $f:T\to Z$ be a proper Moishezon map, where $T$ is a compact
|
| 450 |
-
K\"ahler space. Suppose that $L\in\operatorname{Pic}(T)\otimes\R$
|
| 451 |
-
and a relatively K\"ahler class $\omega$ satisfy
|
| 452 |
-
\[
|
| 453 |
-
L\cdot C=\omega\cdot C
|
| 454 |
-
\quad\text{for every compact curve $C$ contracted by $f$.}
|
| 455 |
-
\]
|
| 456 |
-
Then $L$ is relatively ample and $f$ is projective.
|
| 457 |
-
\end{lemma}
|
| 458 |
-
|
| 459 |
-
\begin{proof}
|
| 460 |
-
Let $V$ be an irreducible positive-dimensional subspace of a reduced
|
| 461 |
-
fibre. It is Moishezon. Normalize $V$ and take a smooth projective
|
| 462 |
-
modification $\pi:\widetilde V\to V^{\mathrm n}$, chosen so that
|
| 463 |
-
an effective exceptional divisor $E$ has $-E$ relatively ample.
|
| 464 |
-
The pullback of the K\"ahler class from $V$ to its normalization is
|
| 465 |
-
K\"ahler. Consequently
|
| 466 |
-
$\pi^*\omega-\delta[E]$ is K\"ahler for sufficiently small
|
| 467 |
-
$\delta>0$. On the projective manifold $\widetilde V$ the actual
|
| 468 |
-
real line bundle $\pi^*L-\delta E$ has the same curve degrees as
|
| 469 |
-
that K\"ahler class, and is therefore ample. For example, subtract
|
| 470 |
-
a sufficiently small positive multiple of a fixed ample class from
|
| 471 |
-
the K\"ahler class; the corresponding real line bundle is nef by
|
| 472 |
-
the projective numerical criterion. Also $\pi^*L$ is nef, and the
|
| 473 |
-
decomposition
|
| 474 |
-
\[
|
| 475 |
-
\pi^*L=(\pi^*L-\delta E)+\delta E
|
| 476 |
-
\]
|
| 477 |
-
shows that it is big. Thus
|
| 478 |
-
\[
|
| 479 |
-
L^{\dim V}\cdot V=(\pi^*L)^{\dim V}>0.
|
| 480 |
-
\]
|
| 481 |
-
The real Nakai--Moishezon criterion for proper algebraic spaces
|
| 482 |
-
\cite[Theorem~1.6]{FujinoMiyamoto2020}, applied to the algebraizations
|
| 483 |
-
of the Moishezon fibres, proves that $L$ is ample on every reduced
|
| 484 |
-
fibre. The criterion is insensitive to nilpotents and reducible
|
| 485 |
-
components. In the coefficient space of the finitely many global
|
| 486 |
-
line bundles occurring in $L$, choose, for each fibre, a rational
|
| 487 |
-
simplex containing $L$ in its interior whose vertices restrict to
|
| 488 |
-
ample rational lines on that fibre. Openness of fibrewise ampleness
|
| 489 |
-
for each of these finitely many rational lines gives a base
|
| 490 |
-
neighbourhood on which the entire simplex is relatively ample.
|
| 491 |
-
Choose finitely many such neighborhoods covering the base and
|
| 492 |
-
intersect their coefficient neighborhoods of $L$. Every rational
|
| 493 |
-
point of the resulting neighborhood is relatively ample globally.
|
| 494 |
-
A rational simplex in this intersection also expresses $L$ as a
|
| 495 |
-
positive combination of relatively ample rational lines. Clearing
|
| 496 |
-
the denominator of one rational point proves projectivity.
|
| 497 |
-
\end{proof}
|
| 498 |
-
|
| 499 |
-
\begin{remark}
|
| 500 |
-
The proof uses only positivity of the top self-intersections of
|
| 501 |
-
$L$. Equality of curve degrees with $\omega$ does not assert
|
| 502 |
-
equality of their higher intersection numbers or of their
|
| 503 |
-
Bott--Chern classes.
|
| 504 |
-
\end{remark}
|
| 505 |
-
|
| 506 |
-
|
| 507 |
-
|
| 508 |
-
|
| 509 |
-
The projective morphism needed for the relative program can be chosen
|
| 510 |
-
on a smooth model of the rational quotient. Here the Hodge-theoretic
|
| 511 |
-
polarization has an elementary construction, independent of any
|
| 512 |
-
birational projectivity-descent assertion.
|
| 513 |
-
|
| 514 |
-
\begin{lemma}[Smooth Hodge-theoretic polarization]
|
| 515 |
-
\label{prog:smooth-polarization}
|
| 516 |
-
Let \(g:W\to S\) be a surjective morphism with connected fibers
|
| 517 |
-
between smooth compact Kähler manifolds. If
|
| 518 |
-
\(g^*:H^0(S,\Omega_S^2)\to H^0(W,\Omega_W^2)\) is an isomorphism,
|
| 519 |
-
then \(g\) is projective. This applies when its general fiber is
|
| 520 |
-
rationally connected.
|
| 521 |
-
\end{lemma}
|
| 522 |
-
|
| 523 |
-
\begin{proof}
|
| 524 |
-
We use the smooth argument of \cite[Theorem~3.1, Step~1]{CH}.
|
| 525 |
-
Let \(d=\dim W-\dim S\). Choose a rational class \(u\in H^2(W,\Q)\)
|
| 526 |
-
close to a Kähler class. Write its Hodge decomposition as
|
| 527 |
-
\(u=b+g^*v\), where \(b\) is Kähler and \(v\) has types \((2,0)\)
|
| 528 |
-
and \((0,2)\). Hodge type and the projection formula give
|
| 529 |
-
\[
|
| 530 |
-
c=g_*(u^d)=g_*(b^d)>0,\qquad
|
| 531 |
-
g_*(u^{d+1})=g_*(b^{d+1})+(d+1)c\,v.
|
| 532 |
-
\]
|
| 533 |
-
Since pushforward is rational, the class
|
| 534 |
-
\[
|
| 535 |
-
\ell=u-g^*\frac{g_*(u^{d+1})}{(d+1)c}
|
| 536 |
-
=b-g^*\frac{g_*(b^{d+1})}{(d+1)c}
|
| 537 |
-
\]
|
| 538 |
-
is rational and of type \((1,1)\). Lefschetz's theorem makes it the
|
| 539 |
-
Chern class of a rational line. The displayed equality supplies a
|
| 540 |
-
metric with positive curvature locally over \(S\), by adding a
|
| 541 |
-
potential for the base class. Thus this line is relatively ample.
|
| 542 |
-
For rationally connected general fibers, holomorphic two-forms are
|
| 543 |
-
pulled back from the smooth base, so the hypothesis holds.
|
| 544 |
-
\end{proof}
|
| 545 |
-
|
| 546 |
-
\begin{lemma}[A rational Hodge correction over a smooth base]
|
| 547 |
-
\label{prog:relative-hodge}
|
| 548 |
-
Let $f:T\to S$ be an already projective surjective morphism of normal
|
| 549 |
-
compact K\"ahler spaces. Assume that $S$ is smooth, $T$ has globally
|
| 550 |
-
strongly $\Q$-factorial klt singularities, and, for a projective resolution
|
| 551 |
-
$r:W\to T$, the morphism $g=f\circ r$ satisfies
|
| 552 |
-
\[
|
| 553 |
-
g^*:H^0(S,\Omega_S^2)\xrightarrow{\ \simeq\ }
|
| 554 |
-
H^0(W,\Omega_W^2).
|
| 555 |
-
\]
|
| 556 |
-
Then every $\alpha\in H^{1,1}_{\BC}(T,\R)$ can be written
|
| 557 |
-
\[
|
| 558 |
-
\alpha=c_1(L)+f^*\gamma,
|
| 559 |
-
\]
|
| 560 |
-
where $L\in\operatorname{Pic}(T)\otimes_{\mathbb Z}\mathbb R$ is a
|
| 561 |
-
finite real combination of global line bundles and
|
| 562 |
-
$\gamma\in H^{1,1}(S,\mathbb R)$.
|
| 563 |
-
\end{lemma}
|
| 564 |
-
|
| 565 |
-
\begin{proof}
|
| 566 |
-
The composition $g$ is projective, since all the spaces are compact.
|
| 567 |
-
Choose a $g$-ample line bundle on $W$, with integral Chern class $H$.
|
| 568 |
-
Set $d=\dim W-\dim S$ and
|
| 569 |
-
\[
|
| 570 |
-
c=g_*(H^d)>0.
|
| 571 |
-
\]
|
| 572 |
-
Thus $c$ is the positive degree of $H^d$ on a general fibre. The
|
| 573 |
-
cohomological pushforward here is the usual pushforward between the
|
| 574 |
-
smooth compact manifolds $W$ and $S$, defined over $\mathbb Q$ and of
|
| 575 |
-
Hodge bidegree $(-d,-d)$.
|
| 576 |
-
|
| 577 |
-
Define a rational linear operator on degree-two cohomology by
|
| 578 |
-
\[
|
| 579 |
-
\Pi(\eta)=\eta-g^*\!\left(\frac{g_*(\eta\smile H^d)}{c}\right).
|
| 580 |
-
\]
|
| 581 |
-
Every class of type $(2,0)$ on $W$ is pulled back from $S$, and the
|
| 582 |
-
same holds for type $(0,2)$. The projection formula therefore shows
|
| 583 |
-
that $\Pi$ kills both types. It preserves type $(1,1)$. Consequently
|
| 584 |
-
\[
|
| 585 |
-
\Pi(H^2(W,\mathbb Q))\subset
|
| 586 |
-
H^2(W,\mathbb Q)\cap H^{1,1}(W).
|
| 587 |
-
\]
|
| 588 |
-
By the Lefschetz $(1,1)$ theorem the image consists of rational Chern
|
| 589 |
-
classes of global line bundles. Applying $\Pi$ to $r^*\alpha$ gives
|
| 590 |
-
\[
|
| 591 |
-
r^*\alpha=c_1(L_W)+g^*\gamma,
|
| 592 |
-
\qquad L_W\in\operatorname{Pic}(W)\otimes\mathbb R,
|
| 593 |
-
\qquad
|
| 594 |
-
\gamma=\frac{g_*(r^*\alpha\smile H^d)}{c}\in H^{1,1}(S,\mathbb R).
|
| 595 |
-
\]
|
| 596 |
-
For example, express $r^*\alpha$ in a rational basis of $H^2(W,\mathbb Q)$
|
| 597 |
-
and apply $\Pi$ to each basis vector. This gives the required finite
|
| 598 |
-
real combination $L_W$.
|
| 599 |
-
|
| 600 |
-
Write $L_W=\sum_j a_jL_j$ with actual line bundles $L_j$ on $W$.
|
| 601 |
-
For each $j$, let
|
| 602 |
-
\[
|
| 603 |
-
\mathcal F_j=(r_*L_j)^{**}.
|
| 604 |
-
\]
|
| 605 |
-
It is a rank-one reflexive coherent sheaf. Strong
|
| 606 |
-
$\mathbb Q$-factoriality gives an integer $m_j>0$ for which
|
| 607 |
-
$M_j=\mathcal F_j^{[m_j]}$ is a line bundle on $T$.
|
| 608 |
-
The canonical identification over the isomorphism locus of $r$ gives
|
| 609 |
-
\[
|
| 610 |
-
L_j^{\otimes m_j}\simeq r^*M_j\otimes\mathcal O_W(E_j)
|
| 611 |
-
\]
|
| 612 |
-
for an integral $r$-exceptional divisor $E_j$.
|
| 613 |
-
One may obtain this comparison directly from the evaluation map for
|
| 614 |
-
$r_*L_j$: the two coherent rank-one sheaves agree away from the
|
| 615 |
-
exceptional locus, so their invertible transforms differ by an
|
| 616 |
-
exceptional divisor. No global meromorphic frame of $L_j$ or of the
|
| 617 |
-
canonical sheaf is required.
|
| 618 |
-
|
| 619 |
-
Set $L=\sum_j(a_j/m_j)M_j$ and
|
| 620 |
-
$E=\sum_j(a_j/m_j)E_j$. The preceding identities yield
|
| 621 |
-
\[
|
| 622 |
-
r^*(\alpha-c_1(L)-f^*\gamma)=[E].
|
| 623 |
-
\]
|
| 624 |
-
The divisor $E$ is $r$-exceptional and is numerically trivial on every
|
| 625 |
-
$r$-contracted curve. The exceptional negativity lemma applied in both
|
| 626 |
-
signs gives $E=0$. Injectivity of pullback by a resolution, or pushforward
|
| 627 |
-
of the equality of currents, now gives
|
| 628 |
-
$\alpha=c_1(L)+f^*\gamma$.
|
| 629 |
-
\end{proof}
|
| 630 |
-
|
| 631 |
-
|
| 632 |
-
The hypothesis of Lemma~\ref{prog:relative-hodge} persists on each
|
| 633 |
-
projective globally strongly \(\Q\)-factorial klt model over this fixed
|
| 634 |
-
smooth base: on a common smooth resolution, holomorphic two-forms are
|
| 635 |
-
invariant under modifications. Thus the lemma applies separately on
|
| 636 |
-
every working model. It supplies real combinations of global lines;
|
| 637 |
-
Lemma~\ref{prog:stein-representatives} supplies their Cartier-divisor
|
| 638 |
-
representatives on sufficiently small Stein base neighborhoods.
|
| 639 |
-
|
| 640 |
-
\begin{lemma}[The projective relative cone in Bott--Chern cohomology]
|
| 641 |
-
\label{prog:projective-cone}
|
| 642 |
-
Let \(f:T\to S\) be projective between normal compact Kähler spaces
|
| 643 |
-
with rational singularities, and assume
|
| 644 |
-
\[
|
| 645 |
-
H^{1,1}_{\BC}(T,\R)
|
| 646 |
-
=c_1\bigl(\Pic(T)\otimes\R\bigr)
|
| 647 |
-
+f^*H^{1,1}_{\BC}(S,\R).
|
| 648 |
-
\]
|
| 649 |
-
Let \(N_1^{\mathrm{line}}(T/S)\) denote the space of real combinations
|
| 650 |
-
of \(f\)-contracted curves modulo degrees of global line bundles,
|
| 651 |
-
and let \(\overline{\mathrm{NE}}^{\mathrm{line}}(T/S)\) be their
|
| 652 |
-
closed effective cone. Their analytic classes give an isomorphism
|
| 653 |
-
onto the span of the face
|
| 654 |
-
\[
|
| 655 |
-
\mathcal F_f=
|
| 656 |
-
\overline{\mathrm{NA}}(T)\cap(f^*\omega_S)^\perp,
|
| 657 |
-
\]
|
| 658 |
-
where \(\omega_S\) is any Kähler class on \(S\); this isomorphism
|
| 659 |
-
identifies \(\overline{\mathrm{NE}}^{\mathrm{line}}(T/S)\) with
|
| 660 |
-
\(\mathcal F_f\). In particular, relative extremal rays in the line
|
| 661 |
-
space are extremal rays of the full analytic cone.
|
| 662 |
-
\end{lemma}
|
| 663 |
-
|
| 664 |
-
\begin{proof}
|
| 665 |
-
The assumed decomposition makes analytic equivalence and line-degree
|
| 666 |
-
equivalence identical on combinations of vertical curves. Their map
|
| 667 |
-
into the analytic numerical space is therefore well-defined and
|
| 668 |
-
injective. We must show that its closed effective cone is the entire
|
| 669 |
-
face, including its classes represented by positive currents.
|
| 670 |
-
|
| 671 |
-
Fix \(z\in\mathcal F_f\). For every \(\gamma\in
|
| 672 |
-
H^{1,1}_{\BC}(S,\R)\), both \(a\omega_S+\gamma\) and
|
| 673 |
-
\(a\omega_S-\gamma\) are Kähler for large \(a\). Positivity then
|
| 674 |
-
shows that \(z\) annihilates \(f^*\gamma\). Fix a global relatively
|
| 675 |
-
ample line \(H\). If a real line \(D\) has nonnegative degree on
|
| 676 |
-
every vertical curve, the projective relative numerical criterion
|
| 677 |
-
makes \(D+\epsilon H\) relatively ample for every \(\epsilon>0\).
|
| 678 |
-
Its Chern class becomes Kähler after adding a sufficiently large
|
| 679 |
-
multiple of \(f^*\omega_S\). Therefore
|
| 680 |
-
\[
|
| 681 |
-
(c_1(D)+\epsilon c_1(H))\cdot z\geq0,
|
| 682 |
-
\qquad c_1(D)\cdot z\geq0.
|
| 683 |
-
\]
|
| 684 |
-
Applying this to both signs of a relatively numerically trivial line
|
| 685 |
-
shows that pairing with \(z\) factors through the finite-dimensional
|
| 686 |
-
space of relative line degrees. It is nonnegative on its nef cone.
|
| 687 |
-
By duality for this projective relative space, it is represented by
|
| 688 |
-
an element of \(\overline{\mathrm{NE}}^{\mathrm{line}}(T/S)\).
|
| 689 |
-
The decomposition in the statement makes its analytic image equal
|
| 690 |
-
to \(z\). Conversely every vertical effective curve lies in
|
| 691 |
-
\(\mathcal F_f\), and finite-dimensional injectivity preserves
|
| 692 |
-
closedness. This proves the cone equality and the extremality claim.
|
| 693 |
-
\end{proof}
|
|
|
|
| 1 |
+
\subsection{Polarizations, ordinary replacements, and descent}
|
| 2 |
+
\label{prog:foundations}
|
| 3 |
+
|
| 4 |
+
The program constructions below use the analytic cone
|
| 5 |
+
\(\overline{\mathrm{NA}}(T)\), dual to the nef cone in
|
| 6 |
+
\(H^{1,1}_{\BC}(T,\R)\) for spaces with rational singularities
|
| 7 |
+
\cite[Proposition~2.4]{DHP}. Degrees of global line bundles form a
|
| 8 |
+
possibly smaller numerical space. We pass from the analytic cone to
|
| 9 |
+
projective geometry by producing an actual relatively ample line.
|
| 10 |
+
The ensuing descent statements apply on singular working models as
|
| 11 |
+
well as on smooth initial spaces.
|
| 12 |
+
|
| 13 |
+
\begin{lemma}[Degree-zero Bott--Chern descent]
|
| 14 |
+
\label{prog:bc-descent}
|
| 15 |
+
Let \(f:T\to Z\) be a proper surjective morphism with connected fibers
|
| 16 |
+
between normal compact complex spaces with rational singularities.
|
| 17 |
+
Suppose either
|
| 18 |
+
\begin{enumerate}
|
| 19 |
+
\item \(f\) is bimeromorphic and both spaces belong to Fujiki's class
|
| 20 |
+
\(\mathcal C\); or
|
| 21 |
+
\item \(f\) is projective and an effective rational boundary
|
| 22 |
+
\(\Delta\) makes \((T,\Delta)\) klt with
|
| 23 |
+
\(-(K_T+\Delta)\) relatively nef and big.
|
| 24 |
+
\end{enumerate}
|
| 25 |
+
Pullback is injective on both \(H^2(-,\R)\) and
|
| 26 |
+
\(H^{1,1}_{\BC}(-,\R)\). In either group its image consists exactly
|
| 27 |
+
of the classes with degree zero on every curve contracted by \(f\).
|
| 28 |
+
\end{lemma}
|
| 29 |
+
|
| 30 |
+
\begin{proof}
|
| 31 |
+
These are, respectively, the two cases of
|
| 32 |
+
\cite[Lemma~2.6(1),(2)]{DH2024}. The first case is birational descent
|
| 33 |
+
between spaces with rational singularities and does not require a
|
| 34 |
+
projectivity criterion. The second case uses relative vanishing for
|
| 35 |
+
the ordinary rational klt pair and the projective relative curve
|
| 36 |
+
space. In particular, it can be applied to a projective log-Fano
|
| 37 |
+
contraction before constructing generalized data on its base.
|
| 38 |
+
\end{proof}
|
| 39 |
+
|
| 40 |
+
In applications to an ordinary birational negative contraction,
|
| 41 |
+
the rationality hypotheses are automatic. The source is locally klt.
|
| 42 |
+
For a dlt pair, first decrease its rational Cartier floor slightly;
|
| 43 |
+
relative antiampleness persists. Relative vanishing gives
|
| 44 |
+
\(R^if_*\OO_T=0\) for \(i>0\)
|
| 45 |
+
\cite[Theorem~5.2]{FujinoAnalyticBCHM}. Composing a resolution of \(T\)
|
| 46 |
+
with \(f\), the Leray spectral sequence proves that \(Z\) has rational
|
| 47 |
+
singularities. The same reasoning works when the klt boundary is
|
| 48 |
+
chosen separately on finitely many Stein base neighborhoods. For
|
| 49 |
+
fiber-type contractions in case~(ii), rationality of the base follows
|
| 50 |
+
from \cite[Lemma~8.8(i)]{DHP}; thus that application also precedes
|
| 51 |
+
the construction of generalized data on the base.
|
| 52 |
+
|
| 53 |
+
\begin{lemma}[Projectivity from a rational line detecting the ray]
|
| 54 |
+
\label{prog:detected-projectivity}
|
| 55 |
+
Let $f:T\to Z$ be a proper contraction between normal compact
|
| 56 |
+
K\"ahler spaces, with $T$ having rational singularities. Suppose
|
| 57 |
+
$\gamma$ is K\"ahler on $Z$ and
|
| 58 |
+
\[
|
| 59 |
+
\alpha=f^*\gamma,\qquad
|
| 60 |
+
\overline{\mathrm{NA}}(T)\cap\alpha^\perp=R
|
| 61 |
+
\]
|
| 62 |
+
is a nonzero ray. If a global rational line bundle $D$ has
|
| 63 |
+
$D\cdot R<0$, then $-D$ is relatively ample and $f$ is projective.
|
| 64 |
+
\end{lemma}
|
| 65 |
+
\begin{proof}
|
| 66 |
+
Fix a K\"ahler class $\omega$ on $T$ and normalize $\overline{\mathrm{NA}}(T)$ by
|
| 67 |
+
$\omega\cdot z=1$. The resulting slice $S$ is compact. Its unique
|
| 68 |
+
point on $R$ has negative $D$-degree, so $d=c_1(D)$ is negative on
|
| 69 |
+
a neighborhood of that point in $S$. On the complementary compact
|
| 70 |
+
set, $\alpha$ has a strictly positive minimum, while $d$ is bounded.
|
| 71 |
+
For all sufficiently small $s>0$, the class $\alpha-sd$ is therefore
|
| 72 |
+
strictly positive on $S$ and is K\"ahler by cone duality.
|
| 73 |
+
|
| 74 |
+
Choose an integer $m>0$ making $mD$ integral. Then
|
| 75 |
+
\[
|
| 76 |
+
c_1(-mD)+f^*((m/s)\gamma)=(m/s)(\alpha-sd)
|
| 77 |
+
\]
|
| 78 |
+
is K\"ahler. On a neighborhood in the base with a potential for
|
| 79 |
+
$\gamma$, absorb that potential in a smooth metric on the same global
|
| 80 |
+
line bundle $-mD$. Its curvature is positive on the fibres. The analytic
|
| 81 |
+
positive-line-bundle criterion and the fibrewise relative-ampleness
|
| 82 |
+
criterion make $-mD$ relatively ample. The line bundle was global
|
| 83 |
+
throughout, so no gluing of unrelated local polarizations is required.
|
| 84 |
+
\end{proof}
|
| 85 |
+
|
| 86 |
+
|
| 87 |
+
An analytic contraction supplied by a supporting class therefore becomes
|
| 88 |
+
projective as soon as one rational line has negative degree on its ray.
|
| 89 |
+
For a small contraction, that same line will define the flip globally.
|
| 90 |
+
The local ordinary adjoints used to prove finite generation need not
|
| 91 |
+
glue; their section algebras will be Veronese subalgebras of one algebra.
|
| 92 |
+
|
| 93 |
+
\begin{lemma}[Divisor representatives over a Stein base]
|
| 94 |
+
\label{prog:stein-representatives}
|
| 95 |
+
Let $\pi:Y\to U$ be a projective surjective morphism with connected fibres
|
| 96 |
+
between normal irreducible complex spaces, where $U$ is Stein, and let
|
| 97 |
+
$\mathcal L$ be a holomorphic line bundle on $Y$.
|
| 98 |
+
If $\pi$ is bimeromorphic, $\mathcal L$ has a holomorphic section
|
| 99 |
+
which is not identically zero, and hence an effective Cartier divisor
|
| 100 |
+
representative. More generally, after shrinking $U$ around any specified
|
| 101 |
+
point, $\mathcal L$ has a nonzero meromorphic section.
|
| 102 |
+
\end{lemma}
|
| 103 |
+
|
| 104 |
+
\begin{proof}
|
| 105 |
+
Suppose first that $\pi$ is bimeromorphic. Grauert's proper direct-image
|
| 106 |
+
theorem makes $\mathcal F=\pi_*\mathcal L$ coherent. On the nonempty
|
| 107 |
+
open subset $U^\circ$ where $\pi$ is an isomorphism, it is a line bundle.
|
| 108 |
+
Choose $u_*\in U^\circ$. Cartan's theorem~A says that global sections
|
| 109 |
+
generate $\mathcal F_{u_*}$, so one global section has nonzero image in
|
| 110 |
+
$\mathcal F_{u_*}/\mathfrak m_{u_*}\mathcal F_{u_*}$.
|
| 111 |
+
Under
|
| 112 |
+
\[
|
| 113 |
+
H^0(U,\pi_*\mathcal L)=H^0(Y,\mathcal L)
|
| 114 |
+
\]
|
| 115 |
+
it gives a section $s$ nonzero at the unique point above $u_*$.
|
| 116 |
+
Its zero divisor is effective Cartier and represents $\mathcal L$.
|
| 117 |
+
The section may vanish elsewhere; only its meromorphic inverse is
|
| 118 |
+
being used to obtain a meromorphic trivialization.
|
| 119 |
+
|
| 120 |
+
For the general case, fix $u\in U$ and $y\in\pi^{-1}(u)$, and choose
|
| 121 |
+
a $\pi$-ample line bundle $\mathcal H$. Relative Serre generation,
|
| 122 |
+
after shrinking to a Stein neighbourhood of $u$, gives an integer
|
| 123 |
+
$n$ for which both $\mathcal L\otimes\mathcal H^n$ and
|
| 124 |
+
$\mathcal H^n$ are relatively generated. Their proper direct images
|
| 125 |
+
are coherent. Cartan's theorem~A and the evaluation maps supply
|
| 126 |
+
sections $s$ and $t$ of these two bundles which are both nonzero at
|
| 127 |
+
$y$. The quotient $s/t$ is the required nonzero meromorphic section
|
| 128 |
+
of $\mathcal L$. At no point is $Y$ assumed Stein.
|
| 129 |
+
\end{proof}
|
| 130 |
+
|
| 131 |
+
\begin{proposition}[A global algebra for a detected flip]
|
| 132 |
+
\label{prog:detected-flip}
|
| 133 |
+
Let $(T,B+\mathbf M)$ be a gklt pair on a normal compact K\"ahler
|
| 134 |
+
space which is globally strongly $\Q$-factorial, and let $A\in H^{1,1}_{\BC}(T,\R)$
|
| 135 |
+
be its adjoint class. Let $f:T\to Z$ be a projective small contraction
|
| 136 |
+
onto a normal compact K\"ahler space. Suppose that the classes of all
|
| 137 |
+
$f$-vertical curves lie on one ray $R\subset\overline{\mathrm{NA}}(T)$, that $A\cdot R<0$,
|
| 138 |
+
and that a global line bundle $L$ satisfies $L\cdot R<0$.
|
| 139 |
+
|
| 140 |
+
Then $\bigoplus_{m\geq0}f_*L^m$ is locally finitely generated. The
|
| 141 |
+
relative Proj of a sufficiently divisible Veronese is a projective
|
| 142 |
+
small contraction $f^+:T^+\to Z$, where $T^+$ is compact K\"ahler and
|
| 143 |
+
globally strongly $\Q$-factorial. The reflexive transform $L^+$ is a
|
| 144 |
+
rational line bundle, with a positive power equal to the relatively
|
| 145 |
+
ample tautological bundle. The transformed boundary and the same
|
| 146 |
+
b-nef datum define a gklt pair on $T^+$, with relatively K\"ahler
|
| 147 |
+
adjoint $A^+$. This is the generalized flip, with the usual
|
| 148 |
+
strict discrepancy increase at centres in either exceptional locus.
|
| 149 |
+
|
| 150 |
+
Moreover, if $t=(A\cdot C)/(L\cdot C)>0$ for an $f$-vertical curve $C$,
|
| 151 |
+
then there is a unique $\eta\in H^{1,1}_{\BC}(Z,\R)$ such that
|
| 152 |
+
\[
|
| 153 |
+
A=t\,c_1(L)+f^*\eta,\qquad
|
| 154 |
+
A^+=t\,c_1(L^+)+(f^+)^*\eta.
|
| 155 |
+
\]
|
| 156 |
+
Every class on $T$ has the corresponding forward transport with an
|
| 157 |
+
actual exceptional-divisor correction. No assertion of surjectivity
|
| 158 |
+
on Bott--Chern groups is required.
|
| 159 |
+
\end{proposition}
|
| 160 |
+
|
| 161 |
+
\begin{proof}
|
| 162 |
+
Since $f$ has a global relatively ample bundle and all its vertical
|
| 163 |
+
curves lie on $R$, numerical invariance of ampleness on the projective
|
| 164 |
+
fibres shows that $-L$ is $f$-ample.
|
| 165 |
+
|
| 166 |
+
\smallskip\noindent
|
| 167 |
+
\emph{A local rational ordinary adjoint.}
|
| 168 |
+
Fix $z\in Z$ and a relatively compact Stein neighbourhood $U$.
|
| 169 |
+
Take a projective log resolution $p:V\to T_U$ carrying $\mathbf M$,
|
| 170 |
+
and put $\rho=f p$. Write its actual structure boundary as $B_V$, so
|
| 171 |
+
\[
|
| 172 |
+
[K_V+B_V]+[\mathbf M_V]=p^*A.
|
| 173 |
+
\]
|
| 174 |
+
Every coefficient of $B_V$ is less than one. Apply
|
| 175 |
+
Lemma~\ref{prog:stein-representatives} to obtain a Cartier
|
| 176 |
+
representative $D_L$ of $L$ on $T_U$. The same birational direct-image
|
| 177 |
+
argument applies to the coherent rank-one reflexive canonical sheaf:
|
| 178 |
+
it supplies a canonical form nonzero at a chosen point of the common
|
| 179 |
+
smooth isomorphism locus. Use this meromorphic form on $T_U$ and its
|
| 180 |
+
pullback to $V$ to choose compatible canonical representatives, and set
|
| 181 |
+
\[
|
| 182 |
+
N=t p^*D_L-K_V-B_V.
|
| 183 |
+
\]
|
| 184 |
+
For every $\rho$-vertical curve, its degree equals that of $\mathbf M_V$.
|
| 185 |
+
Thus $N$ is $\rho$-nef.
|
| 186 |
+
|
| 187 |
+
The relative bigness of $N$ uses the additional fact that
|
| 188 |
+
$\rho=f\circ p$ is \emph{bimeromorphic}: both the small contraction
|
| 189 |
+
$f$ and the resolution $p$ are bimeromorphic. It does not follow from
|
| 190 |
+
relative nefness alone. In fact every real Cartier divisor is relatively
|
| 191 |
+
big for this projective bimeromorphic map over the Stein neighbourhood.
|
| 192 |
+
Here is the required ample-plus-effective decomposition explicitly.
|
| 193 |
+
Write $N=\sum_j r_jN_j$, where $r_j>0$, $\sum_jr_j=1$, and the $N_j$
|
| 194 |
+
are rational Cartier divisors in its finite Cartier span. Choose a
|
| 195 |
+
$\rho$-ample line bundle and a Cartier representative
|
| 196 |
+
$P$ for it using Lemma~\ref{prog:stein-representatives}.
|
| 197 |
+
If $q_jN_j$ is integral, apply the birational case of that lemma to
|
| 198 |
+
$\mathcal O_V(q_jN_j-P)$. Its nonzero holomorphic section has an
|
| 199 |
+
effective Cartier zero divisor $E_j$, giving the actual relation
|
| 200 |
+
$q_jN_j\sim P+E_j$. This use depends on $\rho$ being bimeromorphic;
|
| 201 |
+
the section is allowed to vanish along exceptional fibres. Therefore
|
| 202 |
+
\[
|
| 203 |
+
N\sim_{\R}
|
| 204 |
+
\underbrace{\left(\sum_j\frac{r_j}{q_j}\right)P}_{H}
|
| 205 |
+
+\underbrace{\sum_j\frac{r_j}{q_j}E_j}_{E}.
|
| 206 |
+
\]
|
| 207 |
+
Here $H$ is $\rho$-ample and $E\geq0$, proving $\rho$-bigness.
|
| 208 |
+
For a map with positive-dimensional general fibres the direct image
|
| 209 |
+
used above can be zero; no such bigness claim is made for that setting.
|
| 210 |
+
Make the finitely many section choices on a slightly larger Stein
|
| 211 |
+
neighbourhood, and now shrink $U$ so its closure is compact in that
|
| 212 |
+
neighbourhood. Properness makes the inverse image of this closure
|
| 213 |
+
compact. A log resolution of the finitely many resulting divisors
|
| 214 |
+
therefore gives a uniform positive bound for the following choice.
|
| 215 |
+
Choose $\epsilon>0$ small enough that $(V,B_V+\epsilon E)$ is sub-klt.
|
| 216 |
+
The divisor $(1-\epsilon)N+\epsilon H$ is relatively ample. Express it
|
| 217 |
+
as a positive combination of rational ample divisors and take general
|
| 218 |
+
members of sufficiently high multiples. Relative Bertini
|
| 219 |
+
\cite[Theorem~2.20]{DHP}, applied on a log resolution of $B_V+E$,
|
| 220 |
+
gives an effective $\Theta\sim_{\R}N$ such that $(V,B_V+\Theta)$ is
|
| 221 |
+
sub-klt. The high multiples make the added coefficients arbitrarily
|
| 222 |
+
small. All choices are made near the compact fibre; shrink $U$ once
|
| 223 |
+
to retain them.
|
| 224 |
+
|
| 225 |
+
Put $\Delta=p_*(B_V+\Theta)\geq0$. Write the actual linear equivalence
|
| 226 |
+
as $\Theta=N+\sum_j a_j\operatorname{div}_V(g_j)$.
|
| 227 |
+
The bimeromorphic map $p$ identifies meromorphic function fields, so
|
| 228 |
+
$g_j=p^*h_j$. Pushing down gives
|
| 229 |
+
$K_{T_U}+\Delta=tD_L+\sum_j a_j\operatorname{div}_{T_U}(h_j)$;
|
| 230 |
+
in particular this divisor is real Cartier. Pulling back this same
|
| 231 |
+
identity gives
|
| 232 |
+
\[
|
| 233 |
+
K_{T_U}+\Delta\sim_{\R}tD_L,
|
| 234 |
+
\qquad p^*(K_{T_U}+\Delta)=K_V+B_V+\Theta.
|
| 235 |
+
\]
|
| 236 |
+
Thus $(T_U,\Delta)$ is klt. Any finitely many base line bundles in a
|
| 237 |
+
relative linear equivalence can first be trivialized by shrinking $U$.
|
| 238 |
+
Record the resulting equality as
|
| 239 |
+
\begin{equation}\label{prog:detector-rationalization}
|
| 240 |
+
K_{T_U}+\sum_i d_iD_i=tD_L+\sum_j b_j\operatorname{div}(g_j),
|
| 241 |
+
\qquad d_i>0,
|
| 242 |
+
\end{equation}
|
| 243 |
+
using the positive support of $\Delta$. After a further relatively
|
| 244 |
+
compact shrinking, the displayed divisors have finitely many prime
|
| 245 |
+
components: their locally finite supports meet a compact inverse image.
|
| 246 |
+
Equality of coefficients in \eqref{prog:detector-rationalization} is a
|
| 247 |
+
finite rational affine system in $(d_i,t,b_j)$. The klt condition is
|
| 248 |
+
open within this system, as seen on one log resolution; the pullbacks
|
| 249 |
+
of its adjoints vary linearly by the displayed identity. A nearby
|
| 250 |
+
rational solution therefore gives a rational effective klt boundary
|
| 251 |
+
$\Delta_q$ and $t_q\in\Q_{>0}$ with
|
| 252 |
+
\begin{equation}\label{prog:detector-local-adjoint}
|
| 253 |
+
K_{T_U}+\Delta_q\sim_{\Q}t_qD_L.
|
| 254 |
+
\end{equation}
|
| 255 |
+
The individual local primes $D_i$ need not be $\Q$-Cartier: the identity
|
| 256 |
+
ensures that the total adjoint is $\Q$-Cartier.
|
| 257 |
+
|
| 258 |
+
\smallskip\noindent
|
| 259 |
+
\emph{One global flip algebra.}
|
| 260 |
+
The adjoint in \eqref{prog:detector-local-adjoint} is $f_U$-antiample.
|
| 261 |
+
Its ordinary flip and local finite generation follow from
|
| 262 |
+
\cite[Theorems~1.14 and~1.18]{FujinoAnalyticBCHM}. Clearing the displayed
|
| 263 |
+
linear equivalence identifies a Veronese of its canonical algebra
|
| 264 |
+
with a Veronese of $\mathcal R:=\bigoplus_{m\geq0}f_*L^m$ over $U$.
|
| 265 |
+
Hence $\mathcal R$ is locally finitely generated by
|
| 266 |
+
\cite[Lemma~2.26]{FujinoAnalyticBCHM}. The graded pieces are coherent. Over a connected normal base open
|
| 267 |
+
the inverse image is irreducible; products of nonzero sections of line
|
| 268 |
+
bundles are nonzero there. Thus its graded section algebra is an
|
| 269 |
+
integral domain, without choosing any global meromorphic frame of $L$.
|
| 270 |
+
Compactness supplies one sufficiently divisible Veronese
|
| 271 |
+
$\mathcal R^{(r)}$ generated in degree one. Its relative Proj $T^+$
|
| 272 |
+
restricts to the ordinary flip over every such $U$. It is therefore
|
| 273 |
+
normal, locally klt, and small over $Z$, and has the global relatively
|
| 274 |
+
ample bundle
|
| 275 |
+
$\mathcal O_{T^+}(1)$. On the common big open this bundle is $L^r$.
|
| 276 |
+
Reflexivity gives
|
| 277 |
+
\[
|
| 278 |
+
(L^+)^{[r]}\simeq\mathcal O_{T^+}(1).
|
| 279 |
+
\]
|
| 280 |
+
This proves that $L^+$ is a rational line bundle before any assertion
|
| 281 |
+
of factoriality. Relative positivity over the compact K\"ahler base
|
| 282 |
+
makes $T^+$ compact K\"ahler.
|
| 283 |
+
|
| 284 |
+
For any global rank-one reflexive sheaf $\mathcal F^+$ on $T^+$,
|
| 285 |
+
take its coherent reflexive transform $\mathcal F$ on $T$ using a
|
| 286 |
+
common resolution. Some $M=\mathcal F^{[m]}$ is a line bundle.
|
| 287 |
+
Choose $c\in\Q$ so that $(M+cL)\cdot C=0$, and clear its denominator
|
| 288 |
+
to obtain an integral bundle $J=n(M+cL)$ numerically trivial over $f$.
|
| 289 |
+
The local rational klt pairs \eqref{prog:detector-local-adjoint} have
|
| 290 |
+
antiample adjoint, so Lemma~\ref{prog:integral-descent} yields
|
| 291 |
+
one global line bundle $J_Z$ with $J=f^*J_Z$.
|
| 292 |
+
On $T^+$, pull back $J_Z$, undo the rational twist $ncL^+$, and compare
|
| 293 |
+
on the common big open. After clearing the already established index
|
| 294 |
+
of $L^+$, reflexivity gives an invertible positive reflexive power of
|
| 295 |
+
$\mathcal F^+$. This proves global strong factoriality.
|
| 296 |
+
|
| 297 |
+
\smallskip\noindent
|
| 298 |
+
\emph{The original generalized pair.}
|
| 299 |
+
The local log-Fano pairs above give $R^if_*\mathcal O_T=0$ for $i>0$
|
| 300 |
+
by \cite[Theorem~5.2]{FujinoAnalyticBCHM}. They make $T$ locally klt, hence rational.
|
| 301 |
+
Leray for a projective resolution then shows that $Z$ is rational.
|
| 302 |
+
Lemma~\ref{prog:bc-descent}(i) therefore gives
|
| 303 |
+
$f^*H^{1,1}_{\BC}(Z,\R)=R^\perp$, with injective pullback. Thus $A=t c_1(L)+f^*\eta$ for a unique $\eta$.
|
| 304 |
+
Define $A^+=t c_1(L^+)+(f^+)^*\eta$; it is relatively K\"ahler.
|
| 305 |
+
|
| 306 |
+
To construct its actual discrepancy divisor, let $\mathcal I$ be the
|
| 307 |
+
ideal defined by
|
| 308 |
+
\[
|
| 309 |
+
\operatorname{im}(f^*f_*L^r\longrightarrow L^r)
|
| 310 |
+
=\mathcal I\otimes L^r.
|
| 311 |
+
\]
|
| 312 |
+
Principalize $\mathcal I$ on a common resolution $p:W\to T$,
|
| 313 |
+
$q:W\to T^+$ carrying $\mathbf M$. If
|
| 314 |
+
$\mathcal I\mathcal O_W=\mathcal O_W(-F_L)$, the tautological quotient
|
| 315 |
+
gives the actual bundle identity
|
| 316 |
+
\[
|
| 317 |
+
q^*\mathcal O_{T^+}(1)=p^*L^r\otimes\mathcal O_W(-F_L).
|
| 318 |
+
\]
|
| 319 |
+
Hence $E_L=F_L/r$ is effective and exceptional over both sides, and
|
| 320 |
+
$[E_L]=p^*c_1(L)-q^*c_1(L^+)$. If $B_W$ is the original structure
|
| 321 |
+
boundary, put $B_W^+=B_W-tE_L$. Then
|
| 322 |
+
\[
|
| 323 |
+
[K_W+B_W^+]+[\mathbf M_W]=q^*A^+.
|
| 324 |
+
\]
|
| 325 |
+
Its pushforward is $B^+$, and its discrepancies do not decrease.
|
| 326 |
+
The local ordinary comparison in \eqref{prog:detector-local-adjoint}
|
| 327 |
+
has discrepancy divisor $t_qE_L$, so its strictness proves the stated
|
| 328 |
+
strictness for $tE_L$ as well. Thus the original pair remains gklt.
|
| 329 |
+
|
| 330 |
+
Finally, write any $\theta\in H^{1,1}_{\BC}(T,\R)$ uniquely as
|
| 331 |
+
$\theta=f^*\eta_\theta+s c_1(L)$ and set
|
| 332 |
+
$\theta^+=(f^+)^*\eta_\theta+s c_1(L^+)$. Its correction is the actual
|
| 333 |
+
divisor $sE_L$. For a rational line $M$, the number $s$ is rational. Applying
|
| 334 |
+
Lemma~\ref{prog:integral-descent} to a Cartier multiple of $M-sL$
|
| 335 |
+
gives $M=sL+f^*M_Z$ as actual rational lines. Reflexive extension
|
| 336 |
+
on the common big open gives $M^+=sL^++(f^+)^*M_Z$.
|
| 337 |
+
Consequently the cohomological transport agrees with the reflexive
|
| 338 |
+
transform on Chern classes.
|
| 339 |
+
\end{proof}
|
| 340 |
+
|
| 341 |
+
|
| 342 |
+
\subsubsection{Real boundaries and their linear transport}
|
| 343 |
+
|
| 344 |
+
The rational ordinary step constructed below also determines the step
|
| 345 |
+
for every sufficiently close real boundary. The relevant comparison is
|
| 346 |
+
an identity of actual rational lines over the contraction base.
|
| 347 |
+
|
| 348 |
+
\begin{proposition}[Ordinary real boundaries]
|
| 349 |
+
\label{prog:ordinary-replacement}
|
| 350 |
+
Let $T$ be normal compact K\"ahler and globally Weil $\Q$-factorial,
|
| 351 |
+
with canonical sheaf a rational line bundle. Let $B\geq0$ be a real
|
| 352 |
+
boundary with $(T,B)$ klt. Assume the rational ordinary-step result
|
| 353 |
+
of Proposition~\ref{prog:ordinary-step} for $T$ and its subsequent models. Then every
|
| 354 |
+
$(K_T+B)$-negative extremal analytic ray has an ordinary step with
|
| 355 |
+
projective contractions, compact K\"ahler models, and the expected
|
| 356 |
+
opposite relative ample signs. Global Weil $\Q$-factoriality is preserved;
|
| 357 |
+
global strong $\Q$-factoriality is preserved when imposed initially.
|
| 358 |
+
\end{proposition}
|
| 359 |
+
\begin{proof}
|
| 360 |
+
Put $D=K_T+B$ and fix a $D$-negative extremal ray $R$. On the finite
|
| 361 |
+
positive support of $B$, effectiveness, the klt condition and negativity
|
| 362 |
+
on $R$ persist under small coefficient changes. Klt openness is checked
|
| 363 |
+
on one log resolution of this support. Choose nearby effective rational
|
| 364 |
+
klt boundaries $B_0,\ldots,B_m$ and positive real numbers $u_j$ with
|
| 365 |
+
\[
|
| 366 |
+
B=\sum_j u_jB_j,\qquad \sum_j u_j=1,
|
| 367 |
+
\qquad D_j\cdot R<0,\quad D_j=K_T+B_j.
|
| 368 |
+
\]
|
| 369 |
+
For $B=0$ take just $B_0=0$. Every $D_j$ is a global rational line
|
| 370 |
+
bundle. The rational-step theorem for $(T,B_0)$ provides a projective
|
| 371 |
+
contraction $f:T\to Z$ onto a compact K\"ahler base, contracting
|
| 372 |
+
exactly $R$, with $-D_0$ relatively ample. The base is rational by
|
| 373 |
+
\cite[Lemma~8.8]{DHP}, so Lemma~\ref{prog:bc-descent} gives
|
| 374 |
+
$f^*H^{1,1}_{\BC}(Z,\R)=R^\perp$; use case~(ii) when $f$ is of
|
| 375 |
+
fiber type.
|
| 376 |
+
Let $C$ be a rational curve spanning $R$, and set
|
| 377 |
+
$a_j=(D_j\cdot C)/(D_0\cdot C)\in\Q_{>0}$. On every projective
|
| 378 |
+
fibre, $-D_j$ is numerically equivalent to the positive multiple
|
| 379 |
+
$-a_jD_0$. Numerical invariance of ampleness on that fibre, followed
|
| 380 |
+
by the relative-ampleness criterion, makes $-D_j$ relatively ample.
|
| 381 |
+
The positive combination $-D$ is relatively ample as a real line
|
| 382 |
+
bundle. This also handles a fibre-type contraction.
|
| 383 |
+
|
| 384 |
+
Suppose henceforth that $f$ is birational. A Cartier multiple
|
| 385 |
+
$M_j=n_j(D_j-a_jD_0)$ is numerically trivial over $Z$ and
|
| 386 |
+
$M_j-D_0$ is relatively ample. Lemma~\ref{prog:integral-descent},
|
| 387 |
+
applied to the rational klt pair $(T,B_0)$ gives a rational line bundle
|
| 388 |
+
$A_j$ on $Z$ with the actual identity
|
| 389 |
+
\begin{equation}\label{prog:real-line-descent}
|
| 390 |
+
D_j=a_jD_0+f^*A_j.
|
| 391 |
+
\end{equation}
|
| 392 |
+
Here and below an identity of rational line bundles means an isomorphism
|
| 393 |
+
after a common integral multiple. The descent lemma is used only for
|
| 394 |
+
birational $f$.
|
| 395 |
+
|
| 396 |
+
For a small $f$, let $f^+:T^+\to Z$ be its rational $D_0$-flip.
|
| 397 |
+
The rational theorem supplies a global relatively ample adjoint
|
| 398 |
+
$D_0^+$ and preserves the stated factoriality and canonical-sheaf
|
| 399 |
+
conditions. The other transformed adjoints $D_j^+$ are therefore
|
| 400 |
+
rational line bundles. Transform \eqref{prog:real-line-descent} on the common
|
| 401 |
+
big open and extend by reflexivity to obtain
|
| 402 |
+
\[
|
| 403 |
+
D_j^+=a_jD_0^++(f^+)^*A_j.
|
| 404 |
+
\]
|
| 405 |
+
All $D_j^+$ are relatively ample, as is
|
| 406 |
+
$D^+=\sum_j u_jD_j^+$. Thus this same small map is the required
|
| 407 |
+
ordinary real-boundary flip. The real ordinary discrepancy comparison
|
| 408 |
+
proves that $(T^+,B^+)$ is klt and gives the strict increases at
|
| 409 |
+
exceptional centres.
|
| 410 |
+
|
| 411 |
+
For a divisorial contraction, write
|
| 412 |
+
$D_0=f^*D_0'+e_0E$ with $e_0>0$. Transforming
|
| 413 |
+
\eqref{prog:real-line-descent} on the target and summing yields
|
| 414 |
+
\[
|
| 415 |
+
D-f^*D'=\left(\sum_j u_ja_j\right)e_0E.
|
| 416 |
+
\]
|
| 417 |
+
This coefficient is positive. The same discrepancy comparison proves
|
| 418 |
+
the required assertions. The ambient category was already preserved
|
| 419 |
+
by the rational step in both cases.
|
| 420 |
+
\end{proof}
|
| 421 |
+
|
| 422 |
+
|
| 423 |
+
For later use, let \(D=K_T+B\) drive one of the birational steps just
|
| 424 |
+
constructed, and write \(f':T'\to Z\) for its positive morphism
|
| 425 |
+
(or the identity for a divisorial contraction). Lemma~\ref{prog:bc-descent}
|
| 426 |
+
gives the unique decomposition and forward transform
|
| 427 |
+
\begin{equation}
|
| 428 |
+
\theta=f^*\eta+s\{D\},\qquad
|
| 429 |
+
\theta'=(f')^*\eta+s\{D'\}.
|
| 430 |
+
\label{prog:ordinary-forward-transport}
|
| 431 |
+
\end{equation}
|
| 432 |
+
On a common resolution \(p:W\to T\), \(q:W\to T'\), the ordinary
|
| 433 |
+
comparison \(p^*D-q^*D'=F\) is an actual effective real divisor,
|
| 434 |
+
exceptional over \(T'\) and over both sides for a flip. Hence
|
| 435 |
+
\(p^*\theta-q^*\theta'=s\{F\}\). On Chern classes this is the
|
| 436 |
+
reflexive transform, by the line identities in the proof above and
|
| 437 |
+
Lemma~\ref{prog:integral-descent}. This construction gives forward
|
| 438 |
+
transport without assuming surjectivity onto the next Bott--Chern group.
|
| 439 |
+
|
| 440 |
+
\subsubsection{Actual real lines and relative numerical spaces}
|
| 441 |
+
|
| 442 |
+
A second polarization argument will be used for maps whose fibers are
|
| 443 |
+
Moishezon. It applies to a real combination of global line bundles,
|
| 444 |
+
provided that its degrees on the fibers agree with a relatively Kähler
|
| 445 |
+
class.
|
| 446 |
+
|
| 447 |
+
\begin{lemma}[Polarization by an actual real line bundle]
|
| 448 |
+
\label{prog:actual-line-polarization}
|
| 449 |
+
Let $f:T\to Z$ be a proper Moishezon map, where $T$ is a compact
|
| 450 |
+
K\"ahler space. Suppose that $L\in\operatorname{Pic}(T)\otimes\R$
|
| 451 |
+
and a relatively K\"ahler class $\omega$ satisfy
|
| 452 |
+
\[
|
| 453 |
+
L\cdot C=\omega\cdot C
|
| 454 |
+
\quad\text{for every compact curve $C$ contracted by $f$.}
|
| 455 |
+
\]
|
| 456 |
+
Then $L$ is relatively ample and $f$ is projective.
|
| 457 |
+
\end{lemma}
|
| 458 |
+
|
| 459 |
+
\begin{proof}
|
| 460 |
+
Let $V$ be an irreducible positive-dimensional subspace of a reduced
|
| 461 |
+
fibre. It is Moishezon. Normalize $V$ and take a smooth projective
|
| 462 |
+
modification $\pi:\widetilde V\to V^{\mathrm n}$, chosen so that
|
| 463 |
+
an effective exceptional divisor $E$ has $-E$ relatively ample.
|
| 464 |
+
The pullback of the K\"ahler class from $V$ to its normalization is
|
| 465 |
+
K\"ahler. Consequently
|
| 466 |
+
$\pi^*\omega-\delta[E]$ is K\"ahler for sufficiently small
|
| 467 |
+
$\delta>0$. On the projective manifold $\widetilde V$ the actual
|
| 468 |
+
real line bundle $\pi^*L-\delta E$ has the same curve degrees as
|
| 469 |
+
that K\"ahler class, and is therefore ample. For example, subtract
|
| 470 |
+
a sufficiently small positive multiple of a fixed ample class from
|
| 471 |
+
the K\"ahler class; the corresponding real line bundle is nef by
|
| 472 |
+
the projective numerical criterion. Also $\pi^*L$ is nef, and the
|
| 473 |
+
decomposition
|
| 474 |
+
\[
|
| 475 |
+
\pi^*L=(\pi^*L-\delta E)+\delta E
|
| 476 |
+
\]
|
| 477 |
+
shows that it is big. Thus
|
| 478 |
+
\[
|
| 479 |
+
L^{\dim V}\cdot V=(\pi^*L)^{\dim V}>0.
|
| 480 |
+
\]
|
| 481 |
+
The real Nakai--Moishezon criterion for proper algebraic spaces
|
| 482 |
+
\cite[Theorem~1.6]{FujinoMiyamoto2020}, applied to the algebraizations
|
| 483 |
+
of the Moishezon fibres, proves that $L$ is ample on every reduced
|
| 484 |
+
fibre. The criterion is insensitive to nilpotents and reducible
|
| 485 |
+
components. In the coefficient space of the finitely many global
|
| 486 |
+
line bundles occurring in $L$, choose, for each fibre, a rational
|
| 487 |
+
simplex containing $L$ in its interior whose vertices restrict to
|
| 488 |
+
ample rational lines on that fibre. Openness of fibrewise ampleness
|
| 489 |
+
for each of these finitely many rational lines gives a base
|
| 490 |
+
neighbourhood on which the entire simplex is relatively ample.
|
| 491 |
+
Choose finitely many such neighborhoods covering the base and
|
| 492 |
+
intersect their coefficient neighborhoods of $L$. Every rational
|
| 493 |
+
point of the resulting neighborhood is relatively ample globally.
|
| 494 |
+
A rational simplex in this intersection also expresses $L$ as a
|
| 495 |
+
positive combination of relatively ample rational lines. Clearing
|
| 496 |
+
the denominator of one rational point proves projectivity.
|
| 497 |
+
\end{proof}
|
| 498 |
+
|
| 499 |
+
\begin{remark}
|
| 500 |
+
The proof uses only positivity of the top self-intersections of
|
| 501 |
+
$L$. Equality of curve degrees with $\omega$ does not assert
|
| 502 |
+
equality of their higher intersection numbers or of their
|
| 503 |
+
Bott--Chern classes.
|
| 504 |
+
\end{remark}
|
| 505 |
+
|
| 506 |
+
|
| 507 |
+
|
| 508 |
+
|
| 509 |
+
The projective morphism needed for the relative program can be chosen
|
| 510 |
+
on a smooth model of the rational quotient. Here the Hodge-theoretic
|
| 511 |
+
polarization has an elementary construction, independent of any
|
| 512 |
+
birational projectivity-descent assertion.
|
| 513 |
+
|
| 514 |
+
\begin{lemma}[Smooth Hodge-theoretic polarization]
|
| 515 |
+
\label{prog:smooth-polarization}
|
| 516 |
+
Let \(g:W\to S\) be a surjective morphism with connected fibers
|
| 517 |
+
between smooth compact Kähler manifolds. If
|
| 518 |
+
\(g^*:H^0(S,\Omega_S^2)\to H^0(W,\Omega_W^2)\) is an isomorphism,
|
| 519 |
+
then \(g\) is projective. This applies when its general fiber is
|
| 520 |
+
rationally connected.
|
| 521 |
+
\end{lemma}
|
| 522 |
+
|
| 523 |
+
\begin{proof}
|
| 524 |
+
We use the smooth argument of \cite[Theorem~3.1, Step~1]{CH}.
|
| 525 |
+
Let \(d=\dim W-\dim S\). Choose a rational class \(u\in H^2(W,\Q)\)
|
| 526 |
+
close to a Kähler class. Write its Hodge decomposition as
|
| 527 |
+
\(u=b+g^*v\), where \(b\) is Kähler and \(v\) has types \((2,0)\)
|
| 528 |
+
and \((0,2)\). Hodge type and the projection formula give
|
| 529 |
+
\[
|
| 530 |
+
c=g_*(u^d)=g_*(b^d)>0,\qquad
|
| 531 |
+
g_*(u^{d+1})=g_*(b^{d+1})+(d+1)c\,v.
|
| 532 |
+
\]
|
| 533 |
+
Since pushforward is rational, the class
|
| 534 |
+
\[
|
| 535 |
+
\ell=u-g^*\frac{g_*(u^{d+1})}{(d+1)c}
|
| 536 |
+
=b-g^*\frac{g_*(b^{d+1})}{(d+1)c}
|
| 537 |
+
\]
|
| 538 |
+
is rational and of type \((1,1)\). Lefschetz's theorem makes it the
|
| 539 |
+
Chern class of a rational line. The displayed equality supplies a
|
| 540 |
+
metric with positive curvature locally over \(S\), by adding a
|
| 541 |
+
potential for the base class. Thus this line is relatively ample.
|
| 542 |
+
For rationally connected general fibers, holomorphic two-forms are
|
| 543 |
+
pulled back from the smooth base, so the hypothesis holds.
|
| 544 |
+
\end{proof}
|
| 545 |
+
|
| 546 |
+
\begin{lemma}[A rational Hodge correction over a smooth base]
|
| 547 |
+
\label{prog:relative-hodge}
|
| 548 |
+
Let $f:T\to S$ be an already projective surjective morphism of normal
|
| 549 |
+
compact K\"ahler spaces. Assume that $S$ is smooth, $T$ has globally
|
| 550 |
+
strongly $\Q$-factorial klt singularities, and, for a projective resolution
|
| 551 |
+
$r:W\to T$, the morphism $g=f\circ r$ satisfies
|
| 552 |
+
\[
|
| 553 |
+
g^*:H^0(S,\Omega_S^2)\xrightarrow{\ \simeq\ }
|
| 554 |
+
H^0(W,\Omega_W^2).
|
| 555 |
+
\]
|
| 556 |
+
Then every $\alpha\in H^{1,1}_{\BC}(T,\R)$ can be written
|
| 557 |
+
\[
|
| 558 |
+
\alpha=c_1(L)+f^*\gamma,
|
| 559 |
+
\]
|
| 560 |
+
where $L\in\operatorname{Pic}(T)\otimes_{\mathbb Z}\mathbb R$ is a
|
| 561 |
+
finite real combination of global line bundles and
|
| 562 |
+
$\gamma\in H^{1,1}(S,\mathbb R)$.
|
| 563 |
+
\end{lemma}
|
| 564 |
+
|
| 565 |
+
\begin{proof}
|
| 566 |
+
The composition $g$ is projective, since all the spaces are compact.
|
| 567 |
+
Choose a $g$-ample line bundle on $W$, with integral Chern class $H$.
|
| 568 |
+
Set $d=\dim W-\dim S$ and
|
| 569 |
+
\[
|
| 570 |
+
c=g_*(H^d)>0.
|
| 571 |
+
\]
|
| 572 |
+
Thus $c$ is the positive degree of $H^d$ on a general fibre. The
|
| 573 |
+
cohomological pushforward here is the usual pushforward between the
|
| 574 |
+
smooth compact manifolds $W$ and $S$, defined over $\mathbb Q$ and of
|
| 575 |
+
Hodge bidegree $(-d,-d)$.
|
| 576 |
+
|
| 577 |
+
Define a rational linear operator on degree-two cohomology by
|
| 578 |
+
\[
|
| 579 |
+
\Pi(\eta)=\eta-g^*\!\left(\frac{g_*(\eta\smile H^d)}{c}\right).
|
| 580 |
+
\]
|
| 581 |
+
Every class of type $(2,0)$ on $W$ is pulled back from $S$, and the
|
| 582 |
+
same holds for type $(0,2)$. The projection formula therefore shows
|
| 583 |
+
that $\Pi$ kills both types. It preserves type $(1,1)$. Consequently
|
| 584 |
+
\[
|
| 585 |
+
\Pi(H^2(W,\mathbb Q))\subset
|
| 586 |
+
H^2(W,\mathbb Q)\cap H^{1,1}(W).
|
| 587 |
+
\]
|
| 588 |
+
By the Lefschetz $(1,1)$ theorem the image consists of rational Chern
|
| 589 |
+
classes of global line bundles. Applying $\Pi$ to $r^*\alpha$ gives
|
| 590 |
+
\[
|
| 591 |
+
r^*\alpha=c_1(L_W)+g^*\gamma,
|
| 592 |
+
\qquad L_W\in\operatorname{Pic}(W)\otimes\mathbb R,
|
| 593 |
+
\qquad
|
| 594 |
+
\gamma=\frac{g_*(r^*\alpha\smile H^d)}{c}\in H^{1,1}(S,\mathbb R).
|
| 595 |
+
\]
|
| 596 |
+
For example, express $r^*\alpha$ in a rational basis of $H^2(W,\mathbb Q)$
|
| 597 |
+
and apply $\Pi$ to each basis vector. This gives the required finite
|
| 598 |
+
real combination $L_W$.
|
| 599 |
+
|
| 600 |
+
Write $L_W=\sum_j a_jL_j$ with actual line bundles $L_j$ on $W$.
|
| 601 |
+
For each $j$, let
|
| 602 |
+
\[
|
| 603 |
+
\mathcal F_j=(r_*L_j)^{**}.
|
| 604 |
+
\]
|
| 605 |
+
It is a rank-one reflexive coherent sheaf. Strong
|
| 606 |
+
$\mathbb Q$-factoriality gives an integer $m_j>0$ for which
|
| 607 |
+
$M_j=\mathcal F_j^{[m_j]}$ is a line bundle on $T$.
|
| 608 |
+
The canonical identification over the isomorphism locus of $r$ gives
|
| 609 |
+
\[
|
| 610 |
+
L_j^{\otimes m_j}\simeq r^*M_j\otimes\mathcal O_W(E_j)
|
| 611 |
+
\]
|
| 612 |
+
for an integral $r$-exceptional divisor $E_j$.
|
| 613 |
+
One may obtain this comparison directly from the evaluation map for
|
| 614 |
+
$r_*L_j$: the two coherent rank-one sheaves agree away from the
|
| 615 |
+
exceptional locus, so their invertible transforms differ by an
|
| 616 |
+
exceptional divisor. No global meromorphic frame of $L_j$ or of the
|
| 617 |
+
canonical sheaf is required.
|
| 618 |
+
|
| 619 |
+
Set $L=\sum_j(a_j/m_j)M_j$ and
|
| 620 |
+
$E=\sum_j(a_j/m_j)E_j$. The preceding identities yield
|
| 621 |
+
\[
|
| 622 |
+
r^*(\alpha-c_1(L)-f^*\gamma)=[E].
|
| 623 |
+
\]
|
| 624 |
+
The divisor $E$ is $r$-exceptional and is numerically trivial on every
|
| 625 |
+
$r$-contracted curve. The exceptional negativity lemma applied in both
|
| 626 |
+
signs gives $E=0$. Injectivity of pullback by a resolution, or pushforward
|
| 627 |
+
of the equality of currents, now gives
|
| 628 |
+
$\alpha=c_1(L)+f^*\gamma$.
|
| 629 |
+
\end{proof}
|
| 630 |
+
|
| 631 |
+
|
| 632 |
+
The hypothesis of Lemma~\ref{prog:relative-hodge} persists on each
|
| 633 |
+
projective globally strongly \(\Q\)-factorial klt model over this fixed
|
| 634 |
+
smooth base: on a common smooth resolution, holomorphic two-forms are
|
| 635 |
+
invariant under modifications. Thus the lemma applies separately on
|
| 636 |
+
every working model. It supplies real combinations of global lines;
|
| 637 |
+
Lemma~\ref{prog:stein-representatives} supplies their Cartier-divisor
|
| 638 |
+
representatives on sufficiently small Stein base neighborhoods.
|
| 639 |
+
|
| 640 |
+
\begin{lemma}[The projective relative cone in Bott--Chern cohomology]
|
| 641 |
+
\label{prog:projective-cone}
|
| 642 |
+
Let \(f:T\to S\) be projective between normal compact Kähler spaces
|
| 643 |
+
with rational singularities, and assume
|
| 644 |
+
\[
|
| 645 |
+
H^{1,1}_{\BC}(T,\R)
|
| 646 |
+
=c_1\bigl(\Pic(T)\otimes\R\bigr)
|
| 647 |
+
+f^*H^{1,1}_{\BC}(S,\R).
|
| 648 |
+
\]
|
| 649 |
+
Let \(N_1^{\mathrm{line}}(T/S)\) denote the space of real combinations
|
| 650 |
+
of \(f\)-contracted curves modulo degrees of global line bundles,
|
| 651 |
+
and let \(\overline{\mathrm{NE}}^{\mathrm{line}}(T/S)\) be their
|
| 652 |
+
closed effective cone. Their analytic classes give an isomorphism
|
| 653 |
+
onto the span of the face
|
| 654 |
+
\[
|
| 655 |
+
\mathcal F_f=
|
| 656 |
+
\overline{\mathrm{NA}}(T)\cap(f^*\omega_S)^\perp,
|
| 657 |
+
\]
|
| 658 |
+
where \(\omega_S\) is any Kähler class on \(S\); this isomorphism
|
| 659 |
+
identifies \(\overline{\mathrm{NE}}^{\mathrm{line}}(T/S)\) with
|
| 660 |
+
\(\mathcal F_f\). In particular, relative extremal rays in the line
|
| 661 |
+
space are extremal rays of the full analytic cone.
|
| 662 |
+
\end{lemma}
|
| 663 |
+
|
| 664 |
+
\begin{proof}
|
| 665 |
+
The assumed decomposition makes analytic equivalence and line-degree
|
| 666 |
+
equivalence identical on combinations of vertical curves. Their map
|
| 667 |
+
into the analytic numerical space is therefore well-defined and
|
| 668 |
+
injective. We must show that its closed effective cone is the entire
|
| 669 |
+
face, including its classes represented by positive currents.
|
| 670 |
+
|
| 671 |
+
Fix \(z\in\mathcal F_f\). For every \(\gamma\in
|
| 672 |
+
H^{1,1}_{\BC}(S,\R)\), both \(a\omega_S+\gamma\) and
|
| 673 |
+
\(a\omega_S-\gamma\) are Kähler for large \(a\). Positivity then
|
| 674 |
+
shows that \(z\) annihilates \(f^*\gamma\). Fix a global relatively
|
| 675 |
+
ample line \(H\). If a real line \(D\) has nonnegative degree on
|
| 676 |
+
every vertical curve, the projective relative numerical criterion
|
| 677 |
+
makes \(D+\epsilon H\) relatively ample for every \(\epsilon>0\).
|
| 678 |
+
Its Chern class becomes Kähler after adding a sufficiently large
|
| 679 |
+
multiple of \(f^*\omega_S\). Therefore
|
| 680 |
+
\[
|
| 681 |
+
(c_1(D)+\epsilon c_1(H))\cdot z\geq0,
|
| 682 |
+
\qquad c_1(D)\cdot z\geq0.
|
| 683 |
+
\]
|
| 684 |
+
Applying this to both signs of a relatively numerically trivial line
|
| 685 |
+
shows that pairing with \(z\) factors through the finite-dimensional
|
| 686 |
+
space of relative line degrees. It is nonnegative on its nef cone.
|
| 687 |
+
By duality for this projective relative space, it is represented by
|
| 688 |
+
an element of \(\overline{\mathrm{NE}}^{\mathrm{line}}(T/S)\).
|
| 689 |
+
The decomposition in the statement makes its analytic image equal
|
| 690 |
+
to \(z\). Conversely every vertical effective curve lies in
|
| 691 |
+
\(\mathcal F_f\), and finite-dimensional injectivity preserves
|
| 692 |
+
closedness. This proves the cone equality and the extremality claim.
|
| 693 |
+
\end{proof}
|
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03b-projective-good-model.tex
CHANGED
|
@@ -1,439 +1,439 @@
|
|
| 1 |
-
\subsection{Good models for already projective relative adjoints}
|
| 2 |
-
|
| 3 |
-
\begin{proposition}[Projective relative completion]
|
| 4 |
-
\label{prog:projective-good-model}
|
| 5 |
-
Let \(f:X\to S\) be an already projective surjective morphism of
|
| 6 |
-
normal compact Kähler spaces, with \(X\) smooth. Let
|
| 7 |
-
\((X,B+\mathbf M)\) be an effective generalized klt pair with adjoint
|
| 8 |
-
\(A\), carried by a projective resolution \(p:W\to X\) with smooth
|
| 9 |
-
\(W\), so that
|
| 10 |
-
\[
|
| 11 |
-
p^*A=c_1(K_W)+[B_W]+\mathbf M_W.
|
| 12 |
-
\]
|
| 13 |
-
Suppose that there are an actual real line bundle
|
| 14 |
-
\(J\in\Pic(X)\otimes\R\) and
|
| 15 |
-
\(\beta\in H^{1,1}_{\BC}(S)\) such that
|
| 16 |
-
\[
|
| 17 |
-
A=c_1(J)+f^*\beta,
|
| 18 |
-
\qquad
|
| 19 |
-
N:=p^*J-K_W-B_W
|
| 20 |
-
\text{ is nef and big over }fp.
|
| 21 |
-
\]
|
| 22 |
-
Assume that \(J\) is pseudoeffective over \(S\).
|
| 23 |
-
Then there is a finite chosen \(A\)-negative projective program over
|
| 24 |
-
\(S\), with globally strongly \(\Q\)-factorial compact Kähler
|
| 25 |
-
working spaces, and a nonextracting endpoint \(X_m\) such that
|
| 26 |
-
\[
|
| 27 |
-
J_m\sim_{\R}g^*H,
|
| 28 |
-
\qquad
|
| 29 |
-
A_m=g^*\bigl(c_1(H)+\rho^*\beta\bigr).
|
| 30 |
-
\]
|
| 31 |
-
Here \(J_m\) is the actual real-line transform of \(J\),
|
| 32 |
-
\(g:X_m\to Z\) is a projective connected-fibre morphism,
|
| 33 |
-
\(\rho:Z\to S\) is projective, and \(H\) is an actual real line
|
| 34 |
-
bundle ample over \(S\). Thus the class on \(Z\) in this formula is
|
| 35 |
-
relatively Kähler over \(S\). The generalized pair on \(X_m\) is
|
| 36 |
-
gklt. On a common resolution the comparison with \(A\) is effective
|
| 37 |
-
and exceptional over \(X_m\), with strictly positive coefficient
|
| 38 |
-
at the strict transform of every prime contracted from \(X\).
|
| 39 |
-
\end{proposition}
|
| 40 |
-
|
| 41 |
-
\begin{proof}
|
| 42 |
-
We reduce to fixed ordinary pairs, and construct one global program.
|
| 43 |
-
Choose finitely many Stein open sets \(U_\ell\subset S\) and
|
| 44 |
-
semianalytic Stein compact subsets \(W_\ell\Subset U_\ell\) whose
|
| 45 |
-
interiors cover \(S\). Such compacts are obtained by intersections
|
| 46 |
-
with closed polydiscs in local embeddings of \(S\). In particular
|
| 47 |
-
they satisfy condition~(P) of \cite{FujinoAnalyticBCHM}: the source
|
| 48 |
-
is normal, the base is Stein, the compact is Stein, and its
|
| 49 |
-
intersection with any analytic subset defined near it has finitely
|
| 50 |
-
many connected components. This remains true on every normal
|
| 51 |
-
projective model. Shrinking \(U_\ell\) around \(W_\ell\) preserves
|
| 52 |
-
the finite cover.
|
| 53 |
-
|
| 54 |
-
\smallskip\noindent
|
| 55 |
-
\emph{Actual ordinary replacements.}
|
| 56 |
-
On each chart represent the finitely many line bundles in the data
|
| 57 |
-
by Cartier divisors. For a projective map to a Stein space this can
|
| 58 |
-
be done by twisting a line bundle and its prospective meromorphic
|
| 59 |
-
frame by sufficiently positive relative lines and using nonzero
|
| 60 |
-
sections. The generic-rank-one direct-image argument is an
|
| 61 |
-
alternative only when the map is bimeromorphic.
|
| 62 |
-
Relative bigness gives
|
| 63 |
-
\(N\sim_{\R}P+E\), with \(P\) relatively ample and \(E\geq0\).
|
| 64 |
-
For sufficiently small \(\epsilon>0\),
|
| 65 |
-
\((W,B_W+\epsilon E)\) is sub-klt near the compact inverse image.
|
| 66 |
-
The line \((1-\epsilon)N+\epsilon P\) is relatively ample.
|
| 67 |
-
General divided relative sections give an effective representative
|
| 68 |
-
\(T\) such that
|
| 69 |
-
\[
|
| 70 |
-
\Theta:=\epsilon E+T\sim_{\R}N,
|
| 71 |
-
\qquad (W,B_W+\Theta)\text{ is sub-klt}.
|
| 72 |
-
\]
|
| 73 |
-
All supports and coefficient margins are fixed near that compact.
|
| 74 |
-
With compatible canonical representatives, push the finite
|
| 75 |
-
principal-divisor expression for \(\Theta-N\) down and pull it
|
| 76 |
-
back again. For \(\Delta_\ell=p_*(B_W+\Theta)\) this gives
|
| 77 |
-
\[
|
| 78 |
-
\Delta_\ell\geq0,
|
| 79 |
-
\qquad K_X+\Delta_\ell\sim_{\R}J|_{X_{U_\ell}},
|
| 80 |
-
\qquad
|
| 81 |
-
p^*(K_X+\Delta_\ell)=K_W+B_W+\Theta.
|
| 82 |
-
\]
|
| 83 |
-
In the last equality the chosen principal correction is included
|
| 84 |
-
in the representative of \(K_X+\Delta_\ell\).
|
| 85 |
-
Thus \((X_{U_\ell},\Delta_\ell)\) is ordinary klt and its boundary
|
| 86 |
-
is relatively big. Lemma~11.15 of \cite{FujinoAnalyticBCHM}, with
|
| 87 |
-
its big part equal to \(\Delta_\ell\) and its remaining part zero,
|
| 88 |
-
replaces it, in its actual real linear equivalence class, by a klt
|
| 89 |
-
boundary with an effective general relatively ample rational
|
| 90 |
-
summand. Its condition on non-klt centres is vacuous.
|
| 91 |
-
Choose the reserved ample summand to be \(\Q\)-linearly equivalent
|
| 92 |
-
to a small rational multiple of a fixed global \(f\)-ample line.
|
| 93 |
-
Its later strict transform is consequently \(\Q\)-Cartier by the
|
| 94 |
-
transport of that global line, without a local factoriality claim.
|
| 95 |
-
|
| 96 |
-
We make these choices for a finite rational polytope of actual
|
| 97 |
-
global line data. Start with a finite rational span containing
|
| 98 |
-
\(J\), and add relatively ample rational lines spanning the global
|
| 99 |
-
relative degree space. The above construction is valid in a
|
| 100 |
-
neighbourhood of \(J\): retain a small part of the ample summand
|
| 101 |
-
and use openness of ampleness and the strict klt inequalities.
|
| 102 |
-
It is also valid along a segment from \(J\) to a sufficiently
|
| 103 |
-
positive adjoint, by adding divided general ample divisors.
|
| 104 |
-
Use finitely many such representatives and one log resolution on
|
| 105 |
-
each chart. More explicitly, represent a finite simplex inside the
|
| 106 |
-
open ample neighbourhood used above; varying its positive
|
| 107 |
-
coefficients represents all nearby global line parameters on the
|
| 108 |
-
same finite support. Form the joint finite affine system consisting
|
| 109 |
-
of the divisor identities on all charts, with common global line
|
| 110 |
-
coordinates and separate boundary and principal-divisor
|
| 111 |
-
coordinates. This system is rational. Allow all boundary
|
| 112 |
-
coefficients to vary, including those originally contributed by
|
| 113 |
-
the real boundary \(B\); fix only the reserved rational ample part
|
| 114 |
-
and the zero-support constraints. Its projection to the global
|
| 115 |
-
line coordinates contains the just constructed neighbourhood, so
|
| 116 |
-
it has a rational affine section. Choose that section sufficiently
|
| 117 |
-
close to the constructed real affine lift, by rational approximation
|
| 118 |
-
in its affine space of sections, so that the strict klt and
|
| 119 |
-
effectiveness margins are retained along the compact segment.
|
| 120 |
-
In the joint solution space the
|
| 121 |
-
strict klt and effectiveness margins permit a rational polytope
|
| 122 |
-
containing the scaling segment. This supplies on every chart
|
| 123 |
-
a rational polytope of ordinary klt boundaries with a fixed
|
| 124 |
-
effective relatively ample rational summand, representing the
|
| 125 |
-
restrictions of the same global line parameters. These boundaries,
|
| 126 |
-
including the scaling representatives, are fixed before the
|
| 127 |
-
program starts. Their divisors need not agree on different charts.
|
| 128 |
-
|
| 129 |
-
\smallskip\noindent
|
| 130 |
-
\emph{One global scaling construction.}
|
| 131 |
-
Apply the global degree-space construction in the proof of
|
| 132 |
-
Proposition~\ref{prog:relative-klt} to \(J\) and a general ample
|
| 133 |
-
scaling direction in the chosen span. Here are the modifications
|
| 134 |
-
that allow real line data and a nonbirational map to \(S\).
|
| 135 |
-
The global relatively ample line still gives a compact normalized
|
| 136 |
-
slice of the curve cone. The fixed ordinary chart pairs give finite
|
| 137 |
-
negative-ray truncations. A general direction avoids equal wall
|
| 138 |
-
parameters for independent ray-degree functionals, exactly as in
|
| 139 |
-
that proof. A positive wall therefore selects a single ray in the
|
| 140 |
-
global degree space. A rational nef support is represented by a
|
| 141 |
-
global rational line; a large multiple minus the chartwise ordinary
|
| 142 |
-
adjoint is relatively ample. Ordinary relative base point freeness
|
| 143 |
-
contracts the ray using the evaluation of this one global line.
|
| 144 |
-
|
| 145 |
-
If the contraction is small, choose a global rational line having
|
| 146 |
-
negative ray degree and construct its flip by its one global
|
| 147 |
-
graded algebra. The local ordinary proof of
|
| 148 |
-
Proposition~\ref{prog:detected-flip} applies to this algebra:
|
| 149 |
-
all curves of the contraction have proportional degrees for global
|
| 150 |
-
lines, so the detector and the driving line are positively
|
| 151 |
-
proportional over the contraction; ordinary rational replacement
|
| 152 |
-
gives local finite generation. This part of that proof needs only
|
| 153 |
-
the already projective contraction and these line degrees.
|
| 154 |
-
It does not require a prior assertion about the full Bott--Chern
|
| 155 |
-
cone. The relative Proj is the next global model. In a divisorial
|
| 156 |
-
step the exceptional prime and
|
| 157 |
-
Lemma~\ref{prog:integral-descent} give the same continuation as in
|
| 158 |
-
Proposition~\ref{prog:relative-klt}. Killing the degree of any global
|
| 159 |
-
line by a rational multiple of the detector, then applying that
|
| 160 |
-
lemma, preserves global strong \(\Q\)-factoriality in both cases.
|
| 161 |
-
The global lines continue to span the relative degree spaces.
|
| 162 |
-
The rational support-simplex argument in that proposition makes
|
| 163 |
-
the wall a descended relatively ample real line on its contraction
|
| 164 |
-
base and gives a nonempty interval of ampleness immediately after
|
| 165 |
-
each step. This argument uses relative line data and projectivity,
|
| 166 |
-
not birationality of the map to \(S\).
|
| 167 |
-
|
| 168 |
-
We check explicitly the persistence of the ordinary pairs. Expand
|
| 169 |
-
the line parameters in finitely many global rational lines. Their
|
| 170 |
-
reflexive transforms are actual rational lines by the preceding
|
| 171 |
-
strong property. Pushing forward the fixed principal-divisor
|
| 172 |
-
identities gives
|
| 173 |
-
\[
|
| 174 |
-
K_{X_i}+\Delta_{\ell,i}\sim_{\R}J_i|_{(X_i)_{U_\ell}}.
|
| 175 |
-
\]
|
| 176 |
-
Hence these ordinary adjoints are \(\R\)-Cartier; no local
|
| 177 |
-
factoriality of individual prime divisors is being assumed.
|
| 178 |
-
On a common resolution their comparison minus the appropriate
|
| 179 |
-
positive multiple of the detector comparison is exceptional and
|
| 180 |
-
relatively numerically trivial. Negativity in both signs makes
|
| 181 |
-
this difference zero. Every chosen step is consequently negative
|
| 182 |
-
for the fixed ordinary pairs. They remain effective and klt, and
|
| 183 |
-
their boundaries remain relatively big. The same equality of
|
| 184 |
-
comparison divisors, after adding the fixed base pullback,
|
| 185 |
-
preserves the generalized pair and its discrepancy inequalities.
|
| 186 |
-
|
| 187 |
-
For termination, every already constructed working model is a weak
|
| 188 |
-
log canonical model on each chart of a boundary in the fixed
|
| 189 |
-
polytope: choose a parameter in its nonempty ample scaling interval.
|
| 190 |
-
Indeed, actual descent at a preceding wall \(\lambda_j\) makes
|
| 191 |
-
the comparison for \(J+tH\) equal to
|
| 192 |
-
\((1-t/\lambda_j)\) times its \(J\)-comparison. For a parameter
|
| 193 |
-
in the current interval all preceding \(\lambda_j\) are at least
|
| 194 |
-
\(t\), so these comparisons are effective.
|
| 195 |
-
Theorem~E of \cite{FujinoAnalyticBCHM} gives finitely many marked
|
| 196 |
-
models on each chart. That theorem does not require locally
|
| 197 |
-
\(\Q\)-factorial targets. There are therefore finitely many possible
|
| 198 |
-
global marked working models. Indeed, isomorphisms between the
|
| 199 |
-
restrictions of two existing marked models agree on their common
|
| 200 |
-
dense open, and hence on overlaps. A repeated marked working model
|
| 201 |
-
would have the same boundary transform and discrepancies, contrary
|
| 202 |
-
to strict discrepancy increase at an intervening nontrivial step.
|
| 203 |
-
The global program is finite. Relative pseudoeffectivity excludes
|
| 204 |
-
a Mori fibre endpoint, so \(J_m\) is nef over \(S\).
|
| 205 |
-
This is a finite-cover argument for a single constructed program;
|
| 206 |
-
it does not glue independent minimal models.
|
| 207 |
-
|
| 208 |
-
\smallskip\noindent
|
| 209 |
-
\emph{Semiampleness and the global polarization.}
|
| 210 |
-
On the endpoint the fixed ordinary pair is klt, its effective
|
| 211 |
-
boundary is relatively big, and its adjoint is nef over
|
| 212 |
-
\(W_\ell\). Lemma~11.16 of \cite{FujinoAnalyticBCHM} applies to
|
| 213 |
-
this already existing weak model. More explicitly, Lemma~11.15
|
| 214 |
-
replaces the endpoint boundary by \(A_\ell+B_\ell\), where
|
| 215 |
-
\(A_\ell\geq0\) is relatively ample, \(B_\ell\geq0\), and the
|
| 216 |
-
pair is klt. Theorem~8.3 then gives semiampleness near \(W_\ell\):
|
| 217 |
-
its log canonical, klt-existence, real Cartier, ample-summand and
|
| 218 |
-
nef-over-compact hypotheses have all been checked.
|
| 219 |
-
|
| 220 |
-
The actual equivalences identify these local semiample adjoints
|
| 221 |
-
with restrictions of \(J_m\). Their ample models agree on overlaps
|
| 222 |
-
by \cite[Lemma~11.3]{FujinoAnalyticBCHM}. To retain a global
|
| 223 |
-
polarization, shrink the initial parameter polytope around \(J\)
|
| 224 |
-
after the finite program: all its finitely many strict step signs
|
| 225 |
-
persist, so the transformed ordinary boundaries remain klt and big.
|
| 226 |
-
On each chart the pushforward of its initial common ample rational
|
| 227 |
-
summand is effective and relatively big. Apply
|
| 228 |
-
\cite[Lemma~11.13]{FujinoAnalyticBCHM} to this common big rational
|
| 229 |
-
part and the small endpoint boundary polytope. All pairs are klt,
|
| 230 |
-
so the condition on non-klt centres is vacuous. The lemma gives a
|
| 231 |
-
common general relatively ample rational summand by one
|
| 232 |
-
\(\Q\)-linearly trivial translation. In particular the rational
|
| 233 |
-
parametrization is preserved; separate applications of
|
| 234 |
-
Lemma~11.15 to individual parameters would not suffice here.
|
| 235 |
-
In this finite rational span Theorem~11.17 of \cite{FujinoAnalyticBCHM}
|
| 236 |
-
makes the endpoint nef region a rational polytope. Intersect the
|
| 237 |
-
finitely many inverse images of these regions and express \(J_m\)
|
| 238 |
-
as a positive combination of rational points in its minimal face.
|
| 239 |
-
The corresponding global rational lines are semiample on every
|
| 240 |
-
chart by the same ordinary base point free argument. After clearing
|
| 241 |
-
denominators and taking common sufficiently divisible powers over
|
| 242 |
-
the finite cover, each is relatively generated globally: generation on
|
| 243 |
-
the charts is generation of its global coherent relative
|
| 244 |
-
evaluation map. The product of these finitely many relative
|
| 245 |
-
morphisms, followed by Stein factorization, gives a projective
|
| 246 |
-
\(g:X_m\to Z\), a projective \(\rho:Z\to S\), and descended
|
| 247 |
-
global lines whose positive combination \(H\) is relatively ample.
|
| 248 |
-
It realizes the glued ample model and gives
|
| 249 |
-
\(J_m\sim_{\R}g^*H\). Adding back \(f_m^*\beta\) proves the
|
| 250 |
-
asserted Bott--Chern identity. Composing the effective step
|
| 251 |
-
comparisons proves the final discrepancy statement.
|
| 252 |
-
\end{proof}
|
| 253 |
-
|
| 254 |
-
\begin{corollary}[Semiampleness on an existing projective model]
|
| 255 |
-
\label{prog:projective-semiample}
|
| 256 |
-
Let \(f:T\to S\) be a projective morphism of normal compact Kähler
|
| 257 |
-
spaces with \(T\) globally strongly \(\Q\)-factorial, and let
|
| 258 |
-
\(J\in\Pic(T)\otimes\R\) be nef over \(S\). Suppose that on a
|
| 259 |
-
finite Stein-compact cover satisfying condition~(P), there are
|
| 260 |
-
effective ordinary klt boundaries \(\Delta_\ell\), big over the
|
| 261 |
-
base, such that
|
| 262 |
-
\(K_T+\Delta_\ell\sim_{\R}J|_{T_{U_\ell}}\).
|
| 263 |
-
Then \(J\) has the projective relative semiample contraction and
|
| 264 |
-
actual descended ample real line of
|
| 265 |
-
Proposition~\ref{prog:projective-good-model}.
|
| 266 |
-
In particular this applies to any already existing weak model of
|
| 267 |
-
the fixed ordinary chart pairs in that proof; one need not run a
|
| 268 |
-
new program for the adjoint in question.
|
| 269 |
-
\end{corollary}
|
| 270 |
-
|
| 271 |
-
\begin{proof}
|
| 272 |
-
Lemma~11.15 and Theorem~8.3 of \cite{FujinoAnalyticBCHM} give
|
| 273 |
-
local semiampleness. For an existing weak model this is also
|
| 274 |
-
Lemma~11.16. To globalize the polarization, take a finite rational
|
| 275 |
-
span of the global lines defining \(J\). On each chart the ample
|
| 276 |
-
part of the normalized boundary allows small perturbations in
|
| 277 |
-
this span. The joint rational affine construction in the preceding
|
| 278 |
-
proof gives a rational family with a common rational ample part;
|
| 279 |
-
all boundary coefficients are allowed to vary. Theorem~11.17 then
|
| 280 |
-
gives a rational nef region on each chart. The finite-intersection,
|
| 281 |
-
rational-vertex and global-evaluation argument in that proof gives
|
| 282 |
-
one projective contraction and its actual descended ample real
|
| 283 |
-
line. Only its local ample models are identified by uniqueness.
|
| 284 |
-
\end{proof}
|
| 285 |
-
|
| 286 |
-
\begin{remark}[The two uses of projective completion]
|
| 287 |
-
\label{prog:projective-good-model-uses}
|
| 288 |
-
For a selective extraction over an already constructed weak model,
|
| 289 |
-
the carrier map is projective bimeromorphic. The inherited
|
| 290 |
-
exceptional splitting expresses the nef datum, modulo this base,
|
| 291 |
-
by actual real lines. Relative nefness follows from the carrier
|
| 292 |
-
datum, while relative bigness follows from birationality, using the
|
| 293 |
-
ample-plus-effective construction in the ordinary replacement.
|
| 294 |
-
The prepared adjoint is a base pullback plus an effective
|
| 295 |
-
exceptional divisor supported on exactly the unwanted primes.
|
| 296 |
-
Proposition~\ref{prog:projective-good-model} applies. On its endpoint
|
| 297 |
-
the remaining error is effective, exceptional over the fixed base,
|
| 298 |
-
and relatively nef; negativity makes it zero. Strict discrepancy
|
| 299 |
-
improvement prevents contraction of a requested zero-error prime.
|
| 300 |
-
The chosen extraction boundary must be effective and klt; in
|
| 301 |
-
particular its prescribed primes have the usual admissible
|
| 302 |
-
discrepancy range.
|
| 303 |
-
|
| 304 |
-
For the graph construction, suppose the already projective graph
|
| 305 |
-
resolution \(h:V\to Y_m\) has smooth source and
|
| 306 |
-
\[
|
| 307 |
-
A_V=h^*A_{Y_m}+[G],\qquad G\geq0.
|
| 308 |
-
\]
|
| 309 |
-
Then the global relative real line is \(J=\OO_V(G)\), the base
|
| 310 |
-
class is \(A_{Y_m}\), and its carrier line is
|
| 311 |
-
\(N=G-K_V-B_V\). Its relative degrees equal those of the prepared
|
| 312 |
-
nef datum. That datum is nef and big on the prepared carrier, for
|
| 313 |
-
example a pullback of its prepared Kähler class; thus \(N\) is nef
|
| 314 |
-
and big over \(Y_m\). This bigness is a separate hypothesis check,
|
| 315 |
-
since \(h\) can have positive-dimensional general fibres.
|
| 316 |
-
Effectivity of \(G\) gives relative pseudoeffectivity. Apply the
|
| 317 |
-
proposition over \(Y_m\). The subsequent negativity argument must
|
| 318 |
-
still remove \(G_m\); only then is the endpoint adjoint the pullback
|
| 319 |
-
of \(A_{Y_m}\) and good over the original base.
|
| 320 |
-
|
| 321 |
-
For transport of all classes, verify separately that all
|
| 322 |
-
Bott--Chern classes on the graph carrier are real-line classes
|
| 323 |
-
modulo \(Y_m\), using the smooth rationally connected fibration
|
| 324 |
-
and the inherited exceptional splitting on the lower-dimensional
|
| 325 |
-
base model. Lemma~\ref{prog:projective-cone} then identifies
|
| 326 |
-
the relative degree rays with full Bott--Chern rays, so the
|
| 327 |
-
detected-step transport applies. The driving identity involving
|
| 328 |
-
\(G\) alone does not give this additional property.
|
| 329 |
-
\end{remark}
|
| 330 |
-
|
| 331 |
-
\begin{corollary}[Ordinary projective Mori output]
|
| 332 |
-
\label{prog:projective-mori}
|
| 333 |
-
Let \(f:X\to S\) be an already projective surjective morphism of
|
| 334 |
-
compact Kähler spaces, with \(X\) smooth. Let \((X,B)\) be an
|
| 335 |
-
effective ordinary real klt pair, and let \(D=K_X+B\). If \(D\)
|
| 336 |
-
is not pseudoeffective over \(S\), then its projective program over
|
| 337 |
-
\(S\), with scaling of a relatively ample actual real line \(N\),
|
| 338 |
-
terminates with a Mori fibre contraction. The initial scaling
|
| 339 |
-
parameter is chosen so that \(D+TN\) is nef over \(S\).
|
| 340 |
-
The working spaces are globally strongly \(\Q\)-factorial and
|
| 341 |
-
compact Kähler, and the actual line comparisons and integral
|
| 342 |
-
descent of Proposition~\ref{prog:projective-good-model} apply.
|
| 343 |
-
\end{corollary}
|
| 344 |
-
|
| 345 |
-
\begin{proof}
|
| 346 |
-
The line \(N\) is fixed; it need not be a general scaling direction.
|
| 347 |
-
In particular several extremal rays may have the same wall
|
| 348 |
-
parameter. Choose \(\epsilon>0\) such that \(D+2\epsilon N\) is
|
| 349 |
-
still not pseudoeffective over \(S\). On the finite Stein-compact
|
| 350 |
-
cover choose divided general effective representatives of \(N\)
|
| 351 |
-
so that all the resulting ordinary pairs representing \(D+tN\),
|
| 352 |
-
\(0\leq t\leq T\), are klt. For
|
| 353 |
-
\(\epsilon\leq t\leq T\) reserve a common effective relatively
|
| 354 |
-
ample rational summand. The joint rational-family construction in
|
| 355 |
-
Proposition~\ref{prog:projective-good-model} puts these fixed pairs
|
| 356 |
-
in the polytopes required by Theorem~E of
|
| 357 |
-
\cite{FujinoAnalyticBCHM}.
|
| 358 |
-
|
| 359 |
-
Suppose a finite prefix has reached \(X_i\), and put
|
| 360 |
-
\(\mu_i=\lambda_{i-1}\), with \(\mu_0=T\). Its transformed
|
| 361 |
-
\(D_i+\mu_iN_i\) is nef. Define
|
| 362 |
-
\[
|
| 363 |
-
\lambda_i=\min\{t\in[0,\mu_i]:D_i+tN_i
|
| 364 |
-
\text{ is nef over }S\}.
|
| 365 |
-
\]
|
| 366 |
-
The feasible set is a nonempty closed interval. Inductively
|
| 367 |
-
\(\lambda_i>2\epsilon\): all previous steps have nonpositive
|
| 368 |
-
comparison for \(D+2\epsilon N\), so its transform is still not
|
| 369 |
-
pseudoeffective. A first threshold at most \(2\epsilon\) would
|
| 370 |
-
make this transform nef by convexity between the current and
|
| 371 |
-
preceding thresholds, a contradiction.
|
| 372 |
-
|
| 373 |
-
There is a \(D_i\)-negative extremal ray \(R_i\) with
|
| 374 |
-
\((D_i+\lambda_iN_i)\cdot R_i=0\). To see attainment without a
|
| 375 |
-
generality assumption, let \(t<\lambda_i\) tend to \(\lambda_i\).
|
| 376 |
-
A ray negative for \(D_i+tN_i\) has positive \(N_i\)-degree,
|
| 377 |
-
because \(D_i+\mu_iN_i\) is nef. When \(t>\lambda_i/2\), it is
|
| 378 |
-
also negative for \(D_i+(\lambda_i/2)N_i\). The latter has fixed
|
| 379 |
-
ordinary klt big-boundary representatives on the charts, since
|
| 380 |
-
\(\lambda_i/2>\epsilon\). Normalize each of these boundaries by
|
| 381 |
-
\cite[Lemma~11.15]{FujinoAnalyticBCHM} as \(A_\ell+B'_\ell\),
|
| 382 |
-
with \(A_\ell\geq0\) relatively ample and the new pair klt.
|
| 383 |
-
The \(A_\ell\)-truncation of the cone theorem for
|
| 384 |
-
\(K+B'_\ell\) gives finitely many rays negative for the entire
|
| 385 |
-
adjoint in question. The finite cover therefore gives finitely
|
| 386 |
-
many global negative rays. One of these rays attains the wall,
|
| 387 |
-
as required.
|
| 388 |
-
|
| 389 |
-
Choose one such ray, even if the wall vanishes on other rays.
|
| 390 |
-
The rational-support argument for an individual negative ray in
|
| 391 |
-
Proposition~\ref{prog:relative-klt} gives a global rational nef
|
| 392 |
-
support annihilating exactly \(R_i\), and ordinary relative base
|
| 393 |
-
point freeness contracts it. For the real ordinary boundary one
|
| 394 |
-
may first choose a nearby rational klt boundary that is still
|
| 395 |
-
negative on \(R_i\). The contraction therefore has a rational
|
| 396 |
-
ordinary antiample adjoint. Its flip, when small, is constructed
|
| 397 |
-
from one global detector algebra as above.
|
| 398 |
-
|
| 399 |
-
If the contraction is of fibre type, stop. Otherwise the wall
|
| 400 |
-
\(w_i=D_i+\lambda_iN_i\) has degree zero on \(R_i\).
|
| 401 |
-
In the finite rational span of its actual line factors, this
|
| 402 |
-
zero-degree subspace is rational: its defining functional has
|
| 403 |
-
rational values on rational lines. Thus \(w_i\) is a real
|
| 404 |
-
combination of rational lines of zero ray degree.
|
| 405 |
-
Lemma~\ref{prog:integral-descent} descends those lines to the
|
| 406 |
-
contraction base. Their combination is nef over \(S\), by lifting
|
| 407 |
-
curves through the projective contraction. Pulling it to the
|
| 408 |
-
positive side shows that the transformed wall stays nef. The next
|
| 409 |
-
threshold therefore satisfies \(\lambda_{i+1}\leq\lambda_i\);
|
| 410 |
-
equality is permitted. No interval of ampleness between successive
|
| 411 |
-
thresholds is required.
|
| 412 |
-
|
| 413 |
-
If \(E_i\geq0\) is the ordinary \(D_i\)-comparison on a common
|
| 414 |
-
resolution, this actual wall descent gives, for every real \(t\),
|
| 415 |
-
\[
|
| 416 |
-
p_i^*(D_i+tN_i)
|
| 417 |
-
\sim_{\R}q_i^*(D_{i+1}+tN_{i+1})
|
| 418 |
-
+(1-t/\lambda_i)E_i.
|
| 419 |
-
\]
|
| 420 |
-
For \(t\leq\lambda_i\) the error is effective. This proves all
|
| 421 |
-
the nonpositivity and fixed-pair persistence assertions used in
|
| 422 |
-
the induction, including the lower bound on thresholds.
|
| 423 |
-
|
| 424 |
-
At every working model use the \emph{wall parameter} \(t=\lambda_i\),
|
| 425 |
-
rather than an interior ample parameter. Since
|
| 426 |
-
\(\lambda_i\leq\lambda_j\) for every earlier step, the displayed
|
| 427 |
-
comparisons show that \(X_i\) is a weak log canonical model of
|
| 428 |
-
the initial fixed chart pairs representing \(D+\lambda_iN\).
|
| 429 |
-
Its trace is nef by definition. Theorem~E counts all these marked
|
| 430 |
-
weak log canonical models, including the ones at repeated wall
|
| 431 |
-
parameters. The finite chart cover gives a finite global marked
|
| 432 |
-
list. Repetition would contradict the strict ordinary
|
| 433 |
-
\(D\)-discrepancy increase at an intervening step. Thus this
|
| 434 |
-
program with the specified \(N\) is finite. Non-pseudoeffectivity
|
| 435 |
-
excludes a nef endpoint for \(D\), so the last contraction is a
|
| 436 |
-
Mori fibre contraction. The comparison at \(t=1=\lambda_i\) is
|
| 437 |
-
crepant: such a step supplies no strict discrepancy improvement
|
| 438 |
-
for \(D+N\), while it is still strictly negative for \(D\).
|
| 439 |
-
\end{proof}
|
|
|
|
| 1 |
+
\subsection{Good models for already projective relative adjoints}
|
| 2 |
+
|
| 3 |
+
\begin{proposition}[Projective relative completion]
|
| 4 |
+
\label{prog:projective-good-model}
|
| 5 |
+
Let \(f:X\to S\) be an already projective surjective morphism of
|
| 6 |
+
normal compact Kähler spaces, with \(X\) smooth. Let
|
| 7 |
+
\((X,B+\mathbf M)\) be an effective generalized klt pair with adjoint
|
| 8 |
+
\(A\), carried by a projective resolution \(p:W\to X\) with smooth
|
| 9 |
+
\(W\), so that
|
| 10 |
+
\[
|
| 11 |
+
p^*A=c_1(K_W)+[B_W]+\mathbf M_W.
|
| 12 |
+
\]
|
| 13 |
+
Suppose that there are an actual real line bundle
|
| 14 |
+
\(J\in\Pic(X)\otimes\R\) and
|
| 15 |
+
\(\beta\in H^{1,1}_{\BC}(S)\) such that
|
| 16 |
+
\[
|
| 17 |
+
A=c_1(J)+f^*\beta,
|
| 18 |
+
\qquad
|
| 19 |
+
N:=p^*J-K_W-B_W
|
| 20 |
+
\text{ is nef and big over }fp.
|
| 21 |
+
\]
|
| 22 |
+
Assume that \(J\) is pseudoeffective over \(S\).
|
| 23 |
+
Then there is a finite chosen \(A\)-negative projective program over
|
| 24 |
+
\(S\), with globally strongly \(\Q\)-factorial compact Kähler
|
| 25 |
+
working spaces, and a nonextracting endpoint \(X_m\) such that
|
| 26 |
+
\[
|
| 27 |
+
J_m\sim_{\R}g^*H,
|
| 28 |
+
\qquad
|
| 29 |
+
A_m=g^*\bigl(c_1(H)+\rho^*\beta\bigr).
|
| 30 |
+
\]
|
| 31 |
+
Here \(J_m\) is the actual real-line transform of \(J\),
|
| 32 |
+
\(g:X_m\to Z\) is a projective connected-fibre morphism,
|
| 33 |
+
\(\rho:Z\to S\) is projective, and \(H\) is an actual real line
|
| 34 |
+
bundle ample over \(S\). Thus the class on \(Z\) in this formula is
|
| 35 |
+
relatively Kähler over \(S\). The generalized pair on \(X_m\) is
|
| 36 |
+
gklt. On a common resolution the comparison with \(A\) is effective
|
| 37 |
+
and exceptional over \(X_m\), with strictly positive coefficient
|
| 38 |
+
at the strict transform of every prime contracted from \(X\).
|
| 39 |
+
\end{proposition}
|
| 40 |
+
|
| 41 |
+
\begin{proof}
|
| 42 |
+
We reduce to fixed ordinary pairs, and construct one global program.
|
| 43 |
+
Choose finitely many Stein open sets \(U_\ell\subset S\) and
|
| 44 |
+
semianalytic Stein compact subsets \(W_\ell\Subset U_\ell\) whose
|
| 45 |
+
interiors cover \(S\). Such compacts are obtained by intersections
|
| 46 |
+
with closed polydiscs in local embeddings of \(S\). In particular
|
| 47 |
+
they satisfy condition~(P) of \cite{FujinoAnalyticBCHM}: the source
|
| 48 |
+
is normal, the base is Stein, the compact is Stein, and its
|
| 49 |
+
intersection with any analytic subset defined near it has finitely
|
| 50 |
+
many connected components. This remains true on every normal
|
| 51 |
+
projective model. Shrinking \(U_\ell\) around \(W_\ell\) preserves
|
| 52 |
+
the finite cover.
|
| 53 |
+
|
| 54 |
+
\smallskip\noindent
|
| 55 |
+
\emph{Actual ordinary replacements.}
|
| 56 |
+
On each chart represent the finitely many line bundles in the data
|
| 57 |
+
by Cartier divisors. For a projective map to a Stein space this can
|
| 58 |
+
be done by twisting a line bundle and its prospective meromorphic
|
| 59 |
+
frame by sufficiently positive relative lines and using nonzero
|
| 60 |
+
sections. The generic-rank-one direct-image argument is an
|
| 61 |
+
alternative only when the map is bimeromorphic.
|
| 62 |
+
Relative bigness gives
|
| 63 |
+
\(N\sim_{\R}P+E\), with \(P\) relatively ample and \(E\geq0\).
|
| 64 |
+
For sufficiently small \(\epsilon>0\),
|
| 65 |
+
\((W,B_W+\epsilon E)\) is sub-klt near the compact inverse image.
|
| 66 |
+
The line \((1-\epsilon)N+\epsilon P\) is relatively ample.
|
| 67 |
+
General divided relative sections give an effective representative
|
| 68 |
+
\(T\) such that
|
| 69 |
+
\[
|
| 70 |
+
\Theta:=\epsilon E+T\sim_{\R}N,
|
| 71 |
+
\qquad (W,B_W+\Theta)\text{ is sub-klt}.
|
| 72 |
+
\]
|
| 73 |
+
All supports and coefficient margins are fixed near that compact.
|
| 74 |
+
With compatible canonical representatives, push the finite
|
| 75 |
+
principal-divisor expression for \(\Theta-N\) down and pull it
|
| 76 |
+
back again. For \(\Delta_\ell=p_*(B_W+\Theta)\) this gives
|
| 77 |
+
\[
|
| 78 |
+
\Delta_\ell\geq0,
|
| 79 |
+
\qquad K_X+\Delta_\ell\sim_{\R}J|_{X_{U_\ell}},
|
| 80 |
+
\qquad
|
| 81 |
+
p^*(K_X+\Delta_\ell)=K_W+B_W+\Theta.
|
| 82 |
+
\]
|
| 83 |
+
In the last equality the chosen principal correction is included
|
| 84 |
+
in the representative of \(K_X+\Delta_\ell\).
|
| 85 |
+
Thus \((X_{U_\ell},\Delta_\ell)\) is ordinary klt and its boundary
|
| 86 |
+
is relatively big. Lemma~11.15 of \cite{FujinoAnalyticBCHM}, with
|
| 87 |
+
its big part equal to \(\Delta_\ell\) and its remaining part zero,
|
| 88 |
+
replaces it, in its actual real linear equivalence class, by a klt
|
| 89 |
+
boundary with an effective general relatively ample rational
|
| 90 |
+
summand. Its condition on non-klt centres is vacuous.
|
| 91 |
+
Choose the reserved ample summand to be \(\Q\)-linearly equivalent
|
| 92 |
+
to a small rational multiple of a fixed global \(f\)-ample line.
|
| 93 |
+
Its later strict transform is consequently \(\Q\)-Cartier by the
|
| 94 |
+
transport of that global line, without a local factoriality claim.
|
| 95 |
+
|
| 96 |
+
We make these choices for a finite rational polytope of actual
|
| 97 |
+
global line data. Start with a finite rational span containing
|
| 98 |
+
\(J\), and add relatively ample rational lines spanning the global
|
| 99 |
+
relative degree space. The above construction is valid in a
|
| 100 |
+
neighbourhood of \(J\): retain a small part of the ample summand
|
| 101 |
+
and use openness of ampleness and the strict klt inequalities.
|
| 102 |
+
It is also valid along a segment from \(J\) to a sufficiently
|
| 103 |
+
positive adjoint, by adding divided general ample divisors.
|
| 104 |
+
Use finitely many such representatives and one log resolution on
|
| 105 |
+
each chart. More explicitly, represent a finite simplex inside the
|
| 106 |
+
open ample neighbourhood used above; varying its positive
|
| 107 |
+
coefficients represents all nearby global line parameters on the
|
| 108 |
+
same finite support. Form the joint finite affine system consisting
|
| 109 |
+
of the divisor identities on all charts, with common global line
|
| 110 |
+
coordinates and separate boundary and principal-divisor
|
| 111 |
+
coordinates. This system is rational. Allow all boundary
|
| 112 |
+
coefficients to vary, including those originally contributed by
|
| 113 |
+
the real boundary \(B\); fix only the reserved rational ample part
|
| 114 |
+
and the zero-support constraints. Its projection to the global
|
| 115 |
+
line coordinates contains the just constructed neighbourhood, so
|
| 116 |
+
it has a rational affine section. Choose that section sufficiently
|
| 117 |
+
close to the constructed real affine lift, by rational approximation
|
| 118 |
+
in its affine space of sections, so that the strict klt and
|
| 119 |
+
effectiveness margins are retained along the compact segment.
|
| 120 |
+
In the joint solution space the
|
| 121 |
+
strict klt and effectiveness margins permit a rational polytope
|
| 122 |
+
containing the scaling segment. This supplies on every chart
|
| 123 |
+
a rational polytope of ordinary klt boundaries with a fixed
|
| 124 |
+
effective relatively ample rational summand, representing the
|
| 125 |
+
restrictions of the same global line parameters. These boundaries,
|
| 126 |
+
including the scaling representatives, are fixed before the
|
| 127 |
+
program starts. Their divisors need not agree on different charts.
|
| 128 |
+
|
| 129 |
+
\smallskip\noindent
|
| 130 |
+
\emph{One global scaling construction.}
|
| 131 |
+
Apply the global degree-space construction in the proof of
|
| 132 |
+
Proposition~\ref{prog:relative-klt} to \(J\) and a general ample
|
| 133 |
+
scaling direction in the chosen span. Here are the modifications
|
| 134 |
+
that allow real line data and a nonbirational map to \(S\).
|
| 135 |
+
The global relatively ample line still gives a compact normalized
|
| 136 |
+
slice of the curve cone. The fixed ordinary chart pairs give finite
|
| 137 |
+
negative-ray truncations. A general direction avoids equal wall
|
| 138 |
+
parameters for independent ray-degree functionals, exactly as in
|
| 139 |
+
that proof. A positive wall therefore selects a single ray in the
|
| 140 |
+
global degree space. A rational nef support is represented by a
|
| 141 |
+
global rational line; a large multiple minus the chartwise ordinary
|
| 142 |
+
adjoint is relatively ample. Ordinary relative base point freeness
|
| 143 |
+
contracts the ray using the evaluation of this one global line.
|
| 144 |
+
|
| 145 |
+
If the contraction is small, choose a global rational line having
|
| 146 |
+
negative ray degree and construct its flip by its one global
|
| 147 |
+
graded algebra. The local ordinary proof of
|
| 148 |
+
Proposition~\ref{prog:detected-flip} applies to this algebra:
|
| 149 |
+
all curves of the contraction have proportional degrees for global
|
| 150 |
+
lines, so the detector and the driving line are positively
|
| 151 |
+
proportional over the contraction; ordinary rational replacement
|
| 152 |
+
gives local finite generation. This part of that proof needs only
|
| 153 |
+
the already projective contraction and these line degrees.
|
| 154 |
+
It does not require a prior assertion about the full Bott--Chern
|
| 155 |
+
cone. The relative Proj is the next global model. In a divisorial
|
| 156 |
+
step the exceptional prime and
|
| 157 |
+
Lemma~\ref{prog:integral-descent} give the same continuation as in
|
| 158 |
+
Proposition~\ref{prog:relative-klt}. Killing the degree of any global
|
| 159 |
+
line by a rational multiple of the detector, then applying that
|
| 160 |
+
lemma, preserves global strong \(\Q\)-factoriality in both cases.
|
| 161 |
+
The global lines continue to span the relative degree spaces.
|
| 162 |
+
The rational support-simplex argument in that proposition makes
|
| 163 |
+
the wall a descended relatively ample real line on its contraction
|
| 164 |
+
base and gives a nonempty interval of ampleness immediately after
|
| 165 |
+
each step. This argument uses relative line data and projectivity,
|
| 166 |
+
not birationality of the map to \(S\).
|
| 167 |
+
|
| 168 |
+
We check explicitly the persistence of the ordinary pairs. Expand
|
| 169 |
+
the line parameters in finitely many global rational lines. Their
|
| 170 |
+
reflexive transforms are actual rational lines by the preceding
|
| 171 |
+
strong property. Pushing forward the fixed principal-divisor
|
| 172 |
+
identities gives
|
| 173 |
+
\[
|
| 174 |
+
K_{X_i}+\Delta_{\ell,i}\sim_{\R}J_i|_{(X_i)_{U_\ell}}.
|
| 175 |
+
\]
|
| 176 |
+
Hence these ordinary adjoints are \(\R\)-Cartier; no local
|
| 177 |
+
factoriality of individual prime divisors is being assumed.
|
| 178 |
+
On a common resolution their comparison minus the appropriate
|
| 179 |
+
positive multiple of the detector comparison is exceptional and
|
| 180 |
+
relatively numerically trivial. Negativity in both signs makes
|
| 181 |
+
this difference zero. Every chosen step is consequently negative
|
| 182 |
+
for the fixed ordinary pairs. They remain effective and klt, and
|
| 183 |
+
their boundaries remain relatively big. The same equality of
|
| 184 |
+
comparison divisors, after adding the fixed base pullback,
|
| 185 |
+
preserves the generalized pair and its discrepancy inequalities.
|
| 186 |
+
|
| 187 |
+
For termination, every already constructed working model is a weak
|
| 188 |
+
log canonical model on each chart of a boundary in the fixed
|
| 189 |
+
polytope: choose a parameter in its nonempty ample scaling interval.
|
| 190 |
+
Indeed, actual descent at a preceding wall \(\lambda_j\) makes
|
| 191 |
+
the comparison for \(J+tH\) equal to
|
| 192 |
+
\((1-t/\lambda_j)\) times its \(J\)-comparison. For a parameter
|
| 193 |
+
in the current interval all preceding \(\lambda_j\) are at least
|
| 194 |
+
\(t\), so these comparisons are effective.
|
| 195 |
+
Theorem~E of \cite{FujinoAnalyticBCHM} gives finitely many marked
|
| 196 |
+
models on each chart. That theorem does not require locally
|
| 197 |
+
\(\Q\)-factorial targets. There are therefore finitely many possible
|
| 198 |
+
global marked working models. Indeed, isomorphisms between the
|
| 199 |
+
restrictions of two existing marked models agree on their common
|
| 200 |
+
dense open, and hence on overlaps. A repeated marked working model
|
| 201 |
+
would have the same boundary transform and discrepancies, contrary
|
| 202 |
+
to strict discrepancy increase at an intervening nontrivial step.
|
| 203 |
+
The global program is finite. Relative pseudoeffectivity excludes
|
| 204 |
+
a Mori fibre endpoint, so \(J_m\) is nef over \(S\).
|
| 205 |
+
This is a finite-cover argument for a single constructed program;
|
| 206 |
+
it does not glue independent minimal models.
|
| 207 |
+
|
| 208 |
+
\smallskip\noindent
|
| 209 |
+
\emph{Semiampleness and the global polarization.}
|
| 210 |
+
On the endpoint the fixed ordinary pair is klt, its effective
|
| 211 |
+
boundary is relatively big, and its adjoint is nef over
|
| 212 |
+
\(W_\ell\). Lemma~11.16 of \cite{FujinoAnalyticBCHM} applies to
|
| 213 |
+
this already existing weak model. More explicitly, Lemma~11.15
|
| 214 |
+
replaces the endpoint boundary by \(A_\ell+B_\ell\), where
|
| 215 |
+
\(A_\ell\geq0\) is relatively ample, \(B_\ell\geq0\), and the
|
| 216 |
+
pair is klt. Theorem~8.3 then gives semiampleness near \(W_\ell\):
|
| 217 |
+
its log canonical, klt-existence, real Cartier, ample-summand and
|
| 218 |
+
nef-over-compact hypotheses have all been checked.
|
| 219 |
+
|
| 220 |
+
The actual equivalences identify these local semiample adjoints
|
| 221 |
+
with restrictions of \(J_m\). Their ample models agree on overlaps
|
| 222 |
+
by \cite[Lemma~11.3]{FujinoAnalyticBCHM}. To retain a global
|
| 223 |
+
polarization, shrink the initial parameter polytope around \(J\)
|
| 224 |
+
after the finite program: all its finitely many strict step signs
|
| 225 |
+
persist, so the transformed ordinary boundaries remain klt and big.
|
| 226 |
+
On each chart the pushforward of its initial common ample rational
|
| 227 |
+
summand is effective and relatively big. Apply
|
| 228 |
+
\cite[Lemma~11.13]{FujinoAnalyticBCHM} to this common big rational
|
| 229 |
+
part and the small endpoint boundary polytope. All pairs are klt,
|
| 230 |
+
so the condition on non-klt centres is vacuous. The lemma gives a
|
| 231 |
+
common general relatively ample rational summand by one
|
| 232 |
+
\(\Q\)-linearly trivial translation. In particular the rational
|
| 233 |
+
parametrization is preserved; separate applications of
|
| 234 |
+
Lemma~11.15 to individual parameters would not suffice here.
|
| 235 |
+
In this finite rational span Theorem~11.17 of \cite{FujinoAnalyticBCHM}
|
| 236 |
+
makes the endpoint nef region a rational polytope. Intersect the
|
| 237 |
+
finitely many inverse images of these regions and express \(J_m\)
|
| 238 |
+
as a positive combination of rational points in its minimal face.
|
| 239 |
+
The corresponding global rational lines are semiample on every
|
| 240 |
+
chart by the same ordinary base point free argument. After clearing
|
| 241 |
+
denominators and taking common sufficiently divisible powers over
|
| 242 |
+
the finite cover, each is relatively generated globally: generation on
|
| 243 |
+
the charts is generation of its global coherent relative
|
| 244 |
+
evaluation map. The product of these finitely many relative
|
| 245 |
+
morphisms, followed by Stein factorization, gives a projective
|
| 246 |
+
\(g:X_m\to Z\), a projective \(\rho:Z\to S\), and descended
|
| 247 |
+
global lines whose positive combination \(H\) is relatively ample.
|
| 248 |
+
It realizes the glued ample model and gives
|
| 249 |
+
\(J_m\sim_{\R}g^*H\). Adding back \(f_m^*\beta\) proves the
|
| 250 |
+
asserted Bott--Chern identity. Composing the effective step
|
| 251 |
+
comparisons proves the final discrepancy statement.
|
| 252 |
+
\end{proof}
|
| 253 |
+
|
| 254 |
+
\begin{corollary}[Semiampleness on an existing projective model]
|
| 255 |
+
\label{prog:projective-semiample}
|
| 256 |
+
Let \(f:T\to S\) be a projective morphism of normal compact Kähler
|
| 257 |
+
spaces with \(T\) globally strongly \(\Q\)-factorial, and let
|
| 258 |
+
\(J\in\Pic(T)\otimes\R\) be nef over \(S\). Suppose that on a
|
| 259 |
+
finite Stein-compact cover satisfying condition~(P), there are
|
| 260 |
+
effective ordinary klt boundaries \(\Delta_\ell\), big over the
|
| 261 |
+
base, such that
|
| 262 |
+
\(K_T+\Delta_\ell\sim_{\R}J|_{T_{U_\ell}}\).
|
| 263 |
+
Then \(J\) has the projective relative semiample contraction and
|
| 264 |
+
actual descended ample real line of
|
| 265 |
+
Proposition~\ref{prog:projective-good-model}.
|
| 266 |
+
In particular this applies to any already existing weak model of
|
| 267 |
+
the fixed ordinary chart pairs in that proof; one need not run a
|
| 268 |
+
new program for the adjoint in question.
|
| 269 |
+
\end{corollary}
|
| 270 |
+
|
| 271 |
+
\begin{proof}
|
| 272 |
+
Lemma~11.15 and Theorem~8.3 of \cite{FujinoAnalyticBCHM} give
|
| 273 |
+
local semiampleness. For an existing weak model this is also
|
| 274 |
+
Lemma~11.16. To globalize the polarization, take a finite rational
|
| 275 |
+
span of the global lines defining \(J\). On each chart the ample
|
| 276 |
+
part of the normalized boundary allows small perturbations in
|
| 277 |
+
this span. The joint rational affine construction in the preceding
|
| 278 |
+
proof gives a rational family with a common rational ample part;
|
| 279 |
+
all boundary coefficients are allowed to vary. Theorem~11.17 then
|
| 280 |
+
gives a rational nef region on each chart. The finite-intersection,
|
| 281 |
+
rational-vertex and global-evaluation argument in that proof gives
|
| 282 |
+
one projective contraction and its actual descended ample real
|
| 283 |
+
line. Only its local ample models are identified by uniqueness.
|
| 284 |
+
\end{proof}
|
| 285 |
+
|
| 286 |
+
\begin{remark}[The two uses of projective completion]
|
| 287 |
+
\label{prog:projective-good-model-uses}
|
| 288 |
+
For a selective extraction over an already constructed weak model,
|
| 289 |
+
the carrier map is projective bimeromorphic. The inherited
|
| 290 |
+
exceptional splitting expresses the nef datum, modulo this base,
|
| 291 |
+
by actual real lines. Relative nefness follows from the carrier
|
| 292 |
+
datum, while relative bigness follows from birationality, using the
|
| 293 |
+
ample-plus-effective construction in the ordinary replacement.
|
| 294 |
+
The prepared adjoint is a base pullback plus an effective
|
| 295 |
+
exceptional divisor supported on exactly the unwanted primes.
|
| 296 |
+
Proposition~\ref{prog:projective-good-model} applies. On its endpoint
|
| 297 |
+
the remaining error is effective, exceptional over the fixed base,
|
| 298 |
+
and relatively nef; negativity makes it zero. Strict discrepancy
|
| 299 |
+
improvement prevents contraction of a requested zero-error prime.
|
| 300 |
+
The chosen extraction boundary must be effective and klt; in
|
| 301 |
+
particular its prescribed primes have the usual admissible
|
| 302 |
+
discrepancy range.
|
| 303 |
+
|
| 304 |
+
For the graph construction, suppose the already projective graph
|
| 305 |
+
resolution \(h:V\to Y_m\) has smooth source and
|
| 306 |
+
\[
|
| 307 |
+
A_V=h^*A_{Y_m}+[G],\qquad G\geq0.
|
| 308 |
+
\]
|
| 309 |
+
Then the global relative real line is \(J=\OO_V(G)\), the base
|
| 310 |
+
class is \(A_{Y_m}\), and its carrier line is
|
| 311 |
+
\(N=G-K_V-B_V\). Its relative degrees equal those of the prepared
|
| 312 |
+
nef datum. That datum is nef and big on the prepared carrier, for
|
| 313 |
+
example a pullback of its prepared Kähler class; thus \(N\) is nef
|
| 314 |
+
and big over \(Y_m\). This bigness is a separate hypothesis check,
|
| 315 |
+
since \(h\) can have positive-dimensional general fibres.
|
| 316 |
+
Effectivity of \(G\) gives relative pseudoeffectivity. Apply the
|
| 317 |
+
proposition over \(Y_m\). The subsequent negativity argument must
|
| 318 |
+
still remove \(G_m\); only then is the endpoint adjoint the pullback
|
| 319 |
+
of \(A_{Y_m}\) and good over the original base.
|
| 320 |
+
|
| 321 |
+
For transport of all classes, verify separately that all
|
| 322 |
+
Bott--Chern classes on the graph carrier are real-line classes
|
| 323 |
+
modulo \(Y_m\), using the smooth rationally connected fibration
|
| 324 |
+
and the inherited exceptional splitting on the lower-dimensional
|
| 325 |
+
base model. Lemma~\ref{prog:projective-cone} then identifies
|
| 326 |
+
the relative degree rays with full Bott--Chern rays, so the
|
| 327 |
+
detected-step transport applies. The driving identity involving
|
| 328 |
+
\(G\) alone does not give this additional property.
|
| 329 |
+
\end{remark}
|
| 330 |
+
|
| 331 |
+
\begin{corollary}[Ordinary projective Mori output]
|
| 332 |
+
\label{prog:projective-mori}
|
| 333 |
+
Let \(f:X\to S\) be an already projective surjective morphism of
|
| 334 |
+
compact Kähler spaces, with \(X\) smooth. Let \((X,B)\) be an
|
| 335 |
+
effective ordinary real klt pair, and let \(D=K_X+B\). If \(D\)
|
| 336 |
+
is not pseudoeffective over \(S\), then its projective program over
|
| 337 |
+
\(S\), with scaling of a relatively ample actual real line \(N\),
|
| 338 |
+
terminates with a Mori fibre contraction. The initial scaling
|
| 339 |
+
parameter is chosen so that \(D+TN\) is nef over \(S\).
|
| 340 |
+
The working spaces are globally strongly \(\Q\)-factorial and
|
| 341 |
+
compact Kähler, and the actual line comparisons and integral
|
| 342 |
+
descent of Proposition~\ref{prog:projective-good-model} apply.
|
| 343 |
+
\end{corollary}
|
| 344 |
+
|
| 345 |
+
\begin{proof}
|
| 346 |
+
The line \(N\) is fixed; it need not be a general scaling direction.
|
| 347 |
+
In particular several extremal rays may have the same wall
|
| 348 |
+
parameter. Choose \(\epsilon>0\) such that \(D+2\epsilon N\) is
|
| 349 |
+
still not pseudoeffective over \(S\). On the finite Stein-compact
|
| 350 |
+
cover choose divided general effective representatives of \(N\)
|
| 351 |
+
so that all the resulting ordinary pairs representing \(D+tN\),
|
| 352 |
+
\(0\leq t\leq T\), are klt. For
|
| 353 |
+
\(\epsilon\leq t\leq T\) reserve a common effective relatively
|
| 354 |
+
ample rational summand. The joint rational-family construction in
|
| 355 |
+
Proposition~\ref{prog:projective-good-model} puts these fixed pairs
|
| 356 |
+
in the polytopes required by Theorem~E of
|
| 357 |
+
\cite{FujinoAnalyticBCHM}.
|
| 358 |
+
|
| 359 |
+
Suppose a finite prefix has reached \(X_i\), and put
|
| 360 |
+
\(\mu_i=\lambda_{i-1}\), with \(\mu_0=T\). Its transformed
|
| 361 |
+
\(D_i+\mu_iN_i\) is nef. Define
|
| 362 |
+
\[
|
| 363 |
+
\lambda_i=\min\{t\in[0,\mu_i]:D_i+tN_i
|
| 364 |
+
\text{ is nef over }S\}.
|
| 365 |
+
\]
|
| 366 |
+
The feasible set is a nonempty closed interval. Inductively
|
| 367 |
+
\(\lambda_i>2\epsilon\): all previous steps have nonpositive
|
| 368 |
+
comparison for \(D+2\epsilon N\), so its transform is still not
|
| 369 |
+
pseudoeffective. A first threshold at most \(2\epsilon\) would
|
| 370 |
+
make this transform nef by convexity between the current and
|
| 371 |
+
preceding thresholds, a contradiction.
|
| 372 |
+
|
| 373 |
+
There is a \(D_i\)-negative extremal ray \(R_i\) with
|
| 374 |
+
\((D_i+\lambda_iN_i)\cdot R_i=0\). To see attainment without a
|
| 375 |
+
generality assumption, let \(t<\lambda_i\) tend to \(\lambda_i\).
|
| 376 |
+
A ray negative for \(D_i+tN_i\) has positive \(N_i\)-degree,
|
| 377 |
+
because \(D_i+\mu_iN_i\) is nef. When \(t>\lambda_i/2\), it is
|
| 378 |
+
also negative for \(D_i+(\lambda_i/2)N_i\). The latter has fixed
|
| 379 |
+
ordinary klt big-boundary representatives on the charts, since
|
| 380 |
+
\(\lambda_i/2>\epsilon\). Normalize each of these boundaries by
|
| 381 |
+
\cite[Lemma~11.15]{FujinoAnalyticBCHM} as \(A_\ell+B'_\ell\),
|
| 382 |
+
with \(A_\ell\geq0\) relatively ample and the new pair klt.
|
| 383 |
+
The \(A_\ell\)-truncation of the cone theorem for
|
| 384 |
+
\(K+B'_\ell\) gives finitely many rays negative for the entire
|
| 385 |
+
adjoint in question. The finite cover therefore gives finitely
|
| 386 |
+
many global negative rays. One of these rays attains the wall,
|
| 387 |
+
as required.
|
| 388 |
+
|
| 389 |
+
Choose one such ray, even if the wall vanishes on other rays.
|
| 390 |
+
The rational-support argument for an individual negative ray in
|
| 391 |
+
Proposition~\ref{prog:relative-klt} gives a global rational nef
|
| 392 |
+
support annihilating exactly \(R_i\), and ordinary relative base
|
| 393 |
+
point freeness contracts it. For the real ordinary boundary one
|
| 394 |
+
may first choose a nearby rational klt boundary that is still
|
| 395 |
+
negative on \(R_i\). The contraction therefore has a rational
|
| 396 |
+
ordinary antiample adjoint. Its flip, when small, is constructed
|
| 397 |
+
from one global detector algebra as above.
|
| 398 |
+
|
| 399 |
+
If the contraction is of fibre type, stop. Otherwise the wall
|
| 400 |
+
\(w_i=D_i+\lambda_iN_i\) has degree zero on \(R_i\).
|
| 401 |
+
In the finite rational span of its actual line factors, this
|
| 402 |
+
zero-degree subspace is rational: its defining functional has
|
| 403 |
+
rational values on rational lines. Thus \(w_i\) is a real
|
| 404 |
+
combination of rational lines of zero ray degree.
|
| 405 |
+
Lemma~\ref{prog:integral-descent} descends those lines to the
|
| 406 |
+
contraction base. Their combination is nef over \(S\), by lifting
|
| 407 |
+
curves through the projective contraction. Pulling it to the
|
| 408 |
+
positive side shows that the transformed wall stays nef. The next
|
| 409 |
+
threshold therefore satisfies \(\lambda_{i+1}\leq\lambda_i\);
|
| 410 |
+
equality is permitted. No interval of ampleness between successive
|
| 411 |
+
thresholds is required.
|
| 412 |
+
|
| 413 |
+
If \(E_i\geq0\) is the ordinary \(D_i\)-comparison on a common
|
| 414 |
+
resolution, this actual wall descent gives, for every real \(t\),
|
| 415 |
+
\[
|
| 416 |
+
p_i^*(D_i+tN_i)
|
| 417 |
+
\sim_{\R}q_i^*(D_{i+1}+tN_{i+1})
|
| 418 |
+
+(1-t/\lambda_i)E_i.
|
| 419 |
+
\]
|
| 420 |
+
For \(t\leq\lambda_i\) the error is effective. This proves all
|
| 421 |
+
the nonpositivity and fixed-pair persistence assertions used in
|
| 422 |
+
the induction, including the lower bound on thresholds.
|
| 423 |
+
|
| 424 |
+
At every working model use the \emph{wall parameter} \(t=\lambda_i\),
|
| 425 |
+
rather than an interior ample parameter. Since
|
| 426 |
+
\(\lambda_i\leq\lambda_j\) for every earlier step, the displayed
|
| 427 |
+
comparisons show that \(X_i\) is a weak log canonical model of
|
| 428 |
+
the initial fixed chart pairs representing \(D+\lambda_iN\).
|
| 429 |
+
Its trace is nef by definition. Theorem~E counts all these marked
|
| 430 |
+
weak log canonical models, including the ones at repeated wall
|
| 431 |
+
parameters. The finite chart cover gives a finite global marked
|
| 432 |
+
list. Repetition would contradict the strict ordinary
|
| 433 |
+
\(D\)-discrepancy increase at an intervening step. Thus this
|
| 434 |
+
program with the specified \(N\) is finite. Non-pseudoeffectivity
|
| 435 |
+
excludes a nef endpoint for \(D\), so the last contraction is a
|
| 436 |
+
Mori fibre contraction. The comparison at \(t=1=\lambda_i\) is
|
| 437 |
+
crepant: such a step supplies no strict discrepancy improvement
|
| 438 |
+
for \(D+N\), while it is still strictly negative for \(D\).
|
| 439 |
+
\end{proof}
|
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03c-base-presentations.tex
CHANGED
|
@@ -1,644 +1,644 @@
|
|
| 1 |
-
\subsubsection{Base presentations and multiplier ideals}
|
| 2 |
-
|
| 3 |
-
The following constructions take place in the category of generalized
|
| 4 |
-
data specified above. In particular, the whole adjoint is a
|
| 5 |
-
Bott--Chern class, whereas the boundary and nef traces on a singular
|
| 6 |
-
space are interpreted as currents. On a smooth carrier the structure
|
| 7 |
-
boundary is a real divisor; its negative components may be exceptional
|
| 8 |
-
over the space of the pair. The nef part is specified on that carrier
|
| 9 |
-
and pulled back to higher models.
|
| 10 |
-
|
| 11 |
-
\begin{lemma}[Adjoint-preserving preparation]
|
| 12 |
-
\label{prog:base-presentation-preparation}
|
| 13 |
-
Let $(X,B+\mathbf M)$ be a generalized pair on a normal compact
|
| 14 |
-
K\"ahler space, with globally modified-big total boundary
|
| 15 |
-
$B+\mathbf M_X$. Write
|
| 16 |
-
\[
|
| 17 |
-
A=[K_X+B+\mathbf M_X],\qquad
|
| 18 |
-
\mathcal J_o=\mathcal J(X,B+\mathbf M).
|
| 19 |
-
\]
|
| 20 |
-
There are generalized data on $X$ with the same adjoint class, a
|
| 21 |
-
projective carrier $p:U\to X$ with $U$ smooth and compact K\"ahler, an SNC real
|
| 22 |
-
divisor $C$ whose negative components are $p$-exceptional, and a
|
| 23 |
-
K\"ahler class $\beta$ such that
|
| 24 |
-
\begin{equation}\label{prog:base-presentation-prepared}
|
| 25 |
-
p^*A=[K_U+C]+\beta,\qquad
|
| 26 |
-
\mathcal J_1=p_*\mathcal O_U(-\lfloor C\rfloor)
|
| 27 |
-
\supseteq\mathcal J_o.
|
| 28 |
-
\end{equation}
|
| 29 |
-
The carrier may be required to dominate any prescribed projective
|
| 30 |
-
modification of $X$, with the structure and exceptional divisors
|
| 31 |
-
having simultaneous SNC support. The prepared total boundary is
|
| 32 |
-
globally modified big. In particular, the preparation preserves the
|
| 33 |
-
gklt condition.
|
| 34 |
-
\end{lemma}
|
| 35 |
-
|
| 36 |
-
\begin{proof}
|
| 37 |
-
Choose a common projective log resolution $p_0:U_0\to X$ of the
|
| 38 |
-
original nef carrier and the prescribed modification, and write
|
| 39 |
-
\[
|
| 40 |
-
p_0^*A=[K_{U_0}+C^0]+\mathbf M_{U_0}.
|
| 41 |
-
\]
|
| 42 |
-
The class $\mathbf M_{U_0}$ is nef, and the negative part $(C^0)^-$
|
| 43 |
-
is exceptional over $X$. The modified-big preparation
|
| 44 |
-
\cite[Lemmas~2.10 and~2.23]{HX} can be made with the prescribed
|
| 45 |
-
resolution. We give its divisor and ideal details. Choose an effective divisor $E_0$ with sufficiently large coefficients
|
| 46 |
-
and full $p_0$-exceptional support so that the class
|
| 47 |
-
\[
|
| 48 |
-
[(C^0)^+]+\mathbf M_{U_0}+[E_0]
|
| 49 |
-
\]
|
| 50 |
-
is big. Resolve a Kodaira decomposition of this class. On a further
|
| 51 |
-
projective modification $a:U\to U_0$ with $U$ smooth one obtains
|
| 52 |
-
\[
|
| 53 |
-
a^*\bigl([(C^0)^+]+\mathbf M_{U_0}+[E_0]\bigr)
|
| 54 |
-
=\kappa+[D],\qquad D\geq0,
|
| 55 |
-
\]
|
| 56 |
-
where $\kappa$ is K\"ahler. The support can be made SNC together
|
| 57 |
-
with all the other divisors. On any additional blowup, subtract a
|
| 58 |
-
sufficiently small effective exceptional class from the pulled-back
|
| 59 |
-
K\"ahler class and add it to the divisor; an exceptional divisor
|
| 60 |
-
whose negative is relatively ample makes the resulting class
|
| 61 |
-
K\"ahler again.
|
| 62 |
-
|
| 63 |
-
Put $p=p_0a$ and
|
| 64 |
-
\[
|
| 65 |
-
C^{\mathrm{alt}}=D-a^*(C^0)^--a^*E_0-K_{U/U_0}.
|
| 66 |
-
\]
|
| 67 |
-
Then
|
| 68 |
-
\[
|
| 69 |
-
p^*A=[K_U+C^{\mathrm{alt}}]+\kappa,
|
| 70 |
-
\]
|
| 71 |
-
and every negative component of $C^{\mathrm{alt}}$ is
|
| 72 |
-
$p$-exceptional. Let $C^{\mathrm{old}}$ be the crepant structure
|
| 73 |
-
boundary of the original data on this same model. For $0<t\ll1$,
|
| 74 |
-
set
|
| 75 |
-
\[
|
| 76 |
-
C=(1-t)C^{\mathrm{old}}+tC^{\mathrm{alt}},\qquad
|
| 77 |
-
\beta=(1-t)a^*\mathbf M_{U_0}+t\kappa.
|
| 78 |
-
\]
|
| 79 |
-
The class $\beta$ is K\"ahler, the adjoint identity is unchanged,
|
| 80 |
-
and negative coefficients still occur only on exceptional divisors.
|
| 81 |
-
There are only finitely many coefficients. Thus $t$ can be chosen so
|
| 82 |
-
that
|
| 83 |
-
\[
|
| 84 |
-
\lfloor C\rfloor\leq\lfloor C^{\mathrm{old}}\rfloor.
|
| 85 |
-
\]
|
| 86 |
-
Pushing forward the corresponding inclusion of invertible sheaves
|
| 87 |
-
gives~\eqref{prog:base-presentation-prepared}. The K\"ahler class
|
| 88 |
-
$\beta$ plus the strict transform of the effective trace boundary is
|
| 89 |
-
big; its pushforward is the prepared total boundary. If the original pair
|
| 90 |
-
is gklt, its multiplier ideal is the unit ideal, and hence so is
|
| 91 |
-
$\mathcal J_1$.
|
| 92 |
-
\end{proof}
|
| 93 |
-
|
| 94 |
-
\begin{proposition}[Base presentations for projective contractions]
|
| 95 |
-
\label{prog:base-presentation}
|
| 96 |
-
Let $f:X\to Z$ be a projective contraction between normal irreducible
|
| 97 |
-
compact K\"ahler spaces. Suppose that $(X,B+\mathbf M)$ has globally
|
| 98 |
-
modified-big total boundary and that
|
| 99 |
-
\[
|
| 100 |
-
A=[K_X+B+\mathbf M_X]=f^*\gamma,
|
| 101 |
-
\qquad \gamma\in H^{1,1}_{\mathrm{BC}}(Z).
|
| 102 |
-
\]
|
| 103 |
-
There is an adjoint-preserving preparation as in
|
| 104 |
-
Lemma~\ref{prog:base-presentation-preparation}, with multiplier ideal
|
| 105 |
-
$\mathcal J_1\supseteq\mathcal J_o$, for which
|
| 106 |
-
\begin{equation}\label{prog:base-presentation-Stein}
|
| 107 |
-
R^if_*\mathcal J_1=0\quad(i>0),\qquad
|
| 108 |
-
f_*\mathcal O_{N_1}=\mathcal O_Z/(f_*\mathcal J_1),
|
| 109 |
-
\qquad N_1=V(\mathcal J_1).
|
| 110 |
-
\end{equation}
|
| 111 |
-
If $N_1$ dominates $Z$, then $f_*\mathcal J_1=0$.
|
| 112 |
-
Otherwise there are generalized data $(Z,B_Z+\mathbf N)$, a
|
| 113 |
-
projective carrier $\tau:T\to Z$ with $T$ smooth and compact K\"ahler, a real
|
| 114 |
-
SNC structure divisor $C_T$, and a K\"ahler class $\beta_T$ such that
|
| 115 |
-
\begin{equation}\label{prog:base-presentation-identities}
|
| 116 |
-
\begin{gathered}
|
| 117 |
-
[K_Z+B_Z+\mathbf N_Z]=\gamma,\qquad
|
| 118 |
-
\tau^*\gamma=[K_T+C_T]+\beta_T,\qquad
|
| 119 |
-
\mathbf N_T=\beta_T,\\
|
| 120 |
-
B_Z=\tau_*C_T\geq0,\qquad
|
| 121 |
-
B_Z+\mathbf N_Z\ \text{is globally modified big}.
|
| 122 |
-
\end{gathered}
|
| 123 |
-
\end{equation}
|
| 124 |
-
The negative components of $C_T$ are $\tau$-exceptional, and
|
| 125 |
-
\begin{equation}\label{prog:base-presentation-ideal}
|
| 126 |
-
\mathcal J_Z:=\mathcal J(Z,B_Z+\mathbf N)
|
| 127 |
-
=\tau_*\mathcal O_T(-\lfloor C_T\rfloor)
|
| 128 |
-
\supseteq f_*\mathcal J_1.
|
| 129 |
-
\end{equation}
|
| 130 |
-
In particular the base data are gklt wherever $f_*\mathcal J_1$ is
|
| 131 |
-
the unit ideal. If the source data are gklt, the base data are gklt.
|
| 132 |
-
All adjoint identities are preserved by pullback to higher models.
|
| 133 |
-
\end{proposition}
|
| 134 |
-
|
| 135 |
-
\begin{proof}
|
| 136 |
-
Choose a projective resolution $\mu:W\to Z$, with $W$ smooth
|
| 137 |
-
compact K\"ahler and reduced exceptional divisor $F$ having SNC
|
| 138 |
-
support. Apply Lemma~\ref{prog:base-presentation-preparation} on a
|
| 139 |
-
carrier dominating the main component of the base change. We obtain
|
| 140 |
-
projective maps $p:U\to X$ and $q:U\to W$ with $fp=\mu q$ and
|
| 141 |
-
\begin{equation}\label{prog:base-presentation-source}
|
| 142 |
-
[K_U+C]+\beta=p^*A=q^*\mu^*\gamma,
|
| 143 |
-
\qquad \mathcal J_1=p_*\mathcal O_U(-\lfloor C\rfloor).
|
| 144 |
-
\end{equation}
|
| 145 |
-
Here $U$ is smooth compact K\"ahler, $\beta$ is K\"ahler, and all
|
| 146 |
-
negative components of $C$ are $p$-exceptional. The maps are
|
| 147 |
-
projective by composition and factorization over the separated base
|
| 148 |
-
$W$. The map $q$ has connected fibres: this holds over the open set
|
| 149 |
-
where $\mu$ is an isomorphism, and its Stein factorization is finite
|
| 150 |
-
and bimeromorphic over the normal space $W$.
|
| 151 |
-
|
| 152 |
-
The integral divisor $-\lfloor C\rfloor$ has class
|
| 153 |
-
\[
|
| 154 |
-
[-\lfloor C\rfloor]
|
| 155 |
-
=[K_U+\{C\}]+\beta-(fp)^*\gamma.
|
| 156 |
-
\]
|
| 157 |
-
The pair $(U,\{C\})$ is klt with SNC boundary. Relative
|
| 158 |
-
Kawamata--Viehweg vanishing, first for $p$ and then for $fp$, applies
|
| 159 |
-
because the positive class modulo pullbacks is K\"ahler
|
| 160 |
-
\cite[Theorem~2.2]{HX}. Equivalently, the real line bundle
|
| 161 |
-
$-K_U-C$ is relatively ample,
|
| 162 |
-
so the vanishing follows from \cite[Theorem~1.2]{FujinoVanishing2025}
|
| 163 |
-
with the identity as its first morphism. Leray gives $R^if_*\mathcal J_1=0$ for
|
| 164 |
-
$i>0$. Applying $f_*$ to the sequence defining $N_1$, and using
|
| 165 |
-
$f_*\mathcal O_X=\mathcal O_Z$, proves
|
| 166 |
-
\eqref{prog:base-presentation-Stein}. If $N_1$ dominates $Z$, the
|
| 167 |
-
ideal $f_*\mathcal J_1\subseteq\mathcal O_Z$ vanishes generically
|
| 168 |
-
and therefore vanishes. This proves that alternative.
|
| 169 |
-
|
| 170 |
-
Suppose from now on that $N_1$ does not dominate $Z$. Every
|
| 171 |
-
$q$-horizontal coefficient of $C$ is then less than one. Indeed,
|
| 172 |
-
a component with coefficient at least one forces the multiplier
|
| 173 |
-
ideal to be proper along its image in $X$, and its image would make
|
| 174 |
-
$N_1$ dominate $Z$. If $Z$ is a point, the asserted base presentation
|
| 175 |
-
is the dimension-zero presentation. We therefore assume
|
| 176 |
-
$b=\dim Z>0$.
|
| 177 |
-
|
| 178 |
-
\paragraph{The fibre metric.}
|
| 179 |
-
Choose a smooth representative $\rho$ of
|
| 180 |
-
$\mu^*\gamma-c_1(K_W)$, a K\"ahler form $\omega_W$, and a
|
| 181 |
-
K\"ahler form representing $\beta$, still denoted by $\beta$.
|
| 182 |
-
For some $a>0$,
|
| 183 |
-
\[
|
| 184 |
-
\beta\geq a q^*\omega_W.
|
| 185 |
-
\]
|
| 186 |
-
Consider the holomorphic line bundle
|
| 187 |
-
\[
|
| 188 |
-
L=\mathcal O_U(-K_{U/W}-\lfloor C\rfloor).
|
| 189 |
-
\]
|
| 190 |
-
Equation~\eqref{prog:base-presentation-source} gives a singular
|
| 191 |
-
Hermitian metric $h$ on $L$ whose curvature current is
|
| 192 |
-
\begin{equation}\label{prog:base-presentation-curvature}
|
| 193 |
-
\Theta_h(L)=\beta+[\{C\}]-q^*\rho.
|
| 194 |
-
\end{equation}
|
| 195 |
-
Its weights are smooth functions plus the divisorial logarithms
|
| 196 |
-
with coefficients in $\{C\}$. We normalize $dd^c$ so that
|
| 197 |
-
$dd^c\log|z|^2=[z=0]$ and write squared-norm weights as $e^{-\varphi}$.
|
| 198 |
-
Let $e$ be the canonical meromorphic section of
|
| 199 |
-
\[
|
| 200 |
-
K_{U/W}\otimes L=\mathcal O_U(-\lfloor C\rfloor),
|
| 201 |
-
\]
|
| 202 |
-
so that $\operatorname{div}(e)=-\lfloor C\rfloor$.
|
| 203 |
-
|
| 204 |
-
Choose an analytic Zariski open set $W^\circ\subseteq W$ on which
|
| 205 |
-
$q$ is a submersion, the horizontal boundary is relatively SNC,
|
| 206 |
-
there are no vertical boundary components, $\mu$ is an isomorphism
|
| 207 |
-
onto an open subset of $Z$, and coherent base change holds in degree
|
| 208 |
-
zero. On $q^{-1}(W^\circ)$, the divisor $-\lfloor C\rfloor$ is
|
| 209 |
-
effective and exceptional over $X$. Normality and the contraction
|
| 210 |
-
property therefore identify
|
| 211 |
-
\[
|
| 212 |
-
q_*(K_{U/W}\otimes L)|_{W^\circ}
|
| 213 |
-
=\mathcal O_{W^\circ}e.
|
| 214 |
-
\]
|
| 215 |
-
Here $K_{U/W}$ is viewed as the relative canonical line bundle. The
|
| 216 |
-
fibre norm
|
| 217 |
-
\[
|
| 218 |
-
I(w)=\int_{U_w}|e_w|_h^2
|
| 219 |
-
\]
|
| 220 |
-
is positive and finite. The fractional SNC weights are integrable;
|
| 221 |
-
any zeros of $e_w$ only improve integrability. Relative SNC
|
| 222 |
-
coordinates and a partition of unity show that $I$ is smooth:
|
| 223 |
-
parameter derivatives act on smooth factors multiplying fixed
|
| 224 |
-
integrable monomial weights.
|
| 225 |
-
|
| 226 |
-
Set $\psi=-\log I$ on $W^\circ$. Then
|
| 227 |
-
\begin{equation}\label{prog:base-presentation-open-positivity}
|
| 228 |
-
\rho+dd^c\psi\geq a\omega_W.
|
| 229 |
-
\end{equation}
|
| 230 |
-
Here are the details for the singular weights. Locally choose
|
| 231 |
-
$\ell$ with $dd^c\ell=\rho-a\omega_W$, and put
|
| 232 |
-
$h'=he^{-q^*\ell}$. Its weights are psh, and its fibre norm satisfies
|
| 233 |
-
$I'=e^{-\ell}I$. Restrict the family to a small coordinate line disk
|
| 234 |
-
$\Delta_R$, with centre $0$. The sharp $L^2$ extension theorem gives
|
| 235 |
-
a twisted top form extending $e_0$ and satisfying
|
| 236 |
-
\begin{equation}\label{prog:base-presentation-sharp-extension}
|
| 237 |
-
\int_{q^{-1}(\Delta_R)}|E|_{h'}^2
|
| 238 |
-
\leq\pi R^2 I'(0).
|
| 239 |
-
\end{equation}
|
| 240 |
-
Top-form norms here are normalized to use Euclidean area in the
|
| 241 |
-
base coordinate. We use the Stein hypersurface form of the optimal
|
| 242 |
-
extension theorem \cite[Theorem~2.2 and \S3.5, (3.1)]{GuanZhouOptimal2015},
|
| 243 |
-
with defining function the disk coordinate divided by $R$.
|
| 244 |
-
|
| 245 |
-
To check applicability, embed the restricted projective family into
|
| 246 |
-
projective space over the disk and remove a relative hyperplane
|
| 247 |
-
section that does not contain the central fibre. The complement is
|
| 248 |
-
Stein. A holomorphic section of $L$ on this Stein space can be chosen
|
| 249 |
-
nonzero at a point of the central fibre; deleting its zero divisor
|
| 250 |
-
trivializes $L$ and leaves a Stein space. The central fibre is smooth
|
| 251 |
-
and connected, hence irreducible, so both deletions leave a dense
|
| 252 |
-
open subset of it. For a zero-dimensional fibre choose the deletions
|
| 253 |
-
to avoid its point. In the resulting trivialization the weight is
|
| 254 |
-
psh, and the sharp extension theorem applies to canonical forms.
|
| 255 |
-
The extension extends across the deleted hypersurfaces in reverse
|
| 256 |
-
order by local $L^2$ removability: in every original frame the metric
|
| 257 |
-
is bounded below by a smooth positive metric. The extension retains
|
| 258 |
-
its norm bound and its prescribed restriction to the central fibre.
|
| 259 |
-
|
| 260 |
-
After dividing $E$ by the base differential, the rank-one direct
|
| 261 |
-
image identifies it with $b(t)e$, where $b$ is holomorphic and
|
| 262 |
-
$b(0)=1$. Thus the disk average of $|b(t)|^2I'(t)$ is at most $I'(0)$.
|
| 263 |
-
Jensen's inequality and the submean inequality for $\log|b|^2$ give
|
| 264 |
-
\[
|
| 265 |
-
\log I'(0)
|
| 266 |
-
\geq\operatorname{avg}_{\Delta_R}
|
| 267 |
-
\bigl(\log|b(t)|^2+\log I'(t)\bigr)
|
| 268 |
-
\geq\operatorname{avg}_{\Delta_R}\log I'(t).
|
| 269 |
-
\]
|
| 270 |
-
The same argument applies to every sufficiently small disk at every
|
| 271 |
-
centre and in every complex line direction. Hence $-\log I'=\psi+\ell$ is psh, which proves
|
| 272 |
-
\eqref{prog:base-presentation-open-positivity}.
|
| 273 |
-
|
| 274 |
-
\paragraph{Extension over the base.}
|
| 275 |
-
Let $D$ be a prime divisor in $W\setminus W^\circ$. Choose a component
|
| 276 |
-
$Q$ of $q^*D$ dominating $D$. When $D$ is not $\mu$-exceptional, choose
|
| 277 |
-
$Q$ not $p$-exceptional: take a component over the corresponding prime
|
| 278 |
-
on $Z$ already on $X$ and then its strict transform. Put
|
| 279 |
-
\[
|
| 280 |
-
u=\operatorname{ord}_Q(q^*D),\qquad c=\operatorname{coeff}_Q(C).
|
| 281 |
-
\]
|
| 282 |
-
At a general point of $Q$, avoiding all other relevant divisors,
|
| 283 |
-
there are local coordinates with
|
| 284 |
-
\[
|
| 285 |
-
t_1=z_1^u,\qquad t_j=z_j\quad(2\leq j\leq b).
|
| 286 |
-
\]
|
| 287 |
-
Indeed the map $Q\to D$ is submersive at a general smooth point,
|
| 288 |
-
and a local unit in the first equation is absorbed by a holomorphic
|
| 289 |
-
$u$th root. Such points can be chosen above every point of a dense
|
| 290 |
-
analytic open subset of $D$ by generic smoothness and properness.
|
| 291 |
-
Integration over a fixed small polydisk in the remaining fibre
|
| 292 |
-
coordinates gives
|
| 293 |
-
\begin{equation}\label{prog:base-presentation-divisor-bound}
|
| 294 |
-
I(t)\geq c_*|t_1|^{-2(c+u-1)/u}
|
| 295 |
-
\end{equation}
|
| 296 |
-
for some $c_*>0$ near each such base point. The section and metric
|
| 297 |
-
contribute the exponent $c$, while division by the base differential
|
| 298 |
-
in the relative canonical form contributes $u-1$.
|
| 299 |
-
|
| 300 |
-
For a nonexceptional $D$ the chosen $Q$ has $c\geq0$, so
|
| 301 |
-
\eqref{prog:base-presentation-divisor-bound} bounds $\psi$ from above
|
| 302 |
-
near its general points. For the finitely many exceptional divisors,
|
| 303 |
-
the same estimate supplies a nonnegative integer $m$ such that, if
|
| 304 |
-
$k$ is a smooth metric on $\mathcal O_W(F)$ and $s_F$ its divisor
|
| 305 |
-
section,
|
| 306 |
-
\[
|
| 307 |
-
\varphi=\psi+m\log|s_F|_k^2
|
| 308 |
-
\]
|
| 309 |
-
is locally bounded above near general points of every divisor.
|
| 310 |
-
Adding local potentials of $\rho+m c_1(k)-a\omega_W$ to
|
| 311 |
-
$\varphi$ gives psh weights by
|
| 312 |
-
\eqref{prog:base-presentation-open-positivity}. These weights
|
| 313 |
-
extend across the divisors and then across the remaining analytic
|
| 314 |
-
set of codimension at least two, giving
|
| 315 |
-
\begin{equation}\label{prog:base-presentation-positive-current}
|
| 316 |
-
S=\rho+m c_1(k)+dd^c\varphi\geq a\omega_W
|
| 317 |
-
\end{equation}
|
| 318 |
-
on all of $W$.
|
| 319 |
-
|
| 320 |
-
\paragraph{A K\"ahler carrier.}
|
| 321 |
-
Regularize the current in
|
| 322 |
-
\eqref{prog:base-presentation-positive-current} in its class, retaining
|
| 323 |
-
a lower bound for the potentials. More precisely, choose an
|
| 324 |
-
approximation with analytic singularities such that
|
| 325 |
-
\begin{equation}\label{prog:base-presentation-regularization}
|
| 326 |
-
S'=\rho+m c_1(k)+dd^c\varphi',\qquad
|
| 327 |
-
S'\geq\frac a2\omega_W,\qquad
|
| 328 |
-
\varphi'\geq\varphi-O(1).
|
| 329 |
-
\end{equation}
|
| 330 |
-
These simultaneous properties are the Bergman regularization
|
| 331 |
-
properties of \cite{DemaillyRegularization1992}; see also
|
| 332 |
-
\cite[pp.~59--60]{PopoviciRegularization2004}.
|
| 333 |
-
Resolve the analytic singularities and the support of $F$ by a
|
| 334 |
-
sequence of blowups with smooth centres $r:T\to W$, with simultaneous
|
| 335 |
-
SNC support, and write
|
| 336 |
-
\[
|
| 337 |
-
r^*S'=[H]+\zeta,\qquad H\geq0.
|
| 338 |
-
\]
|
| 339 |
-
The residual current $\zeta$ has locally bounded potentials. Removing
|
| 340 |
-
the divisorial part from the positive current
|
| 341 |
-
$r^*S'-(a/2)r^*\omega_W$ shows that
|
| 342 |
-
\[
|
| 343 |
-
\zeta\geq\frac a2r^*\omega_W.
|
| 344 |
-
\]
|
| 345 |
-
The difference has vanishing Lelong numbers, so its class is nef by
|
| 346 |
-
regularization. Choose an effective $r$-exceptional divisor $G$ with
|
| 347 |
-
$-G$ relatively ample. For $0<\eta\ll1$, the class
|
| 348 |
-
$(a/2)r^*\omega_W-\eta[G]$ is K\"ahler. Therefore
|
| 349 |
-
\begin{equation}\label{prog:base-presentation-carrier-data}
|
| 350 |
-
\begin{split}
|
| 351 |
-
\tau&=\mu r,\qquad
|
| 352 |
-
\beta_T=[\zeta]-\eta[G],\\
|
| 353 |
-
C_T&=H+\eta G-mr^*F-K_{T/W}
|
| 354 |
-
\end{split}
|
| 355 |
-
\end{equation}
|
| 356 |
-
has K\"ahler $\beta_T$. If $r$ is an isomorphism, omit $G$ and its
|
| 357 |
-
correction. The choice of $\eta$ will be decreased once more below.
|
| 358 |
-
|
| 359 |
-
The exact class calculation is
|
| 360 |
-
\[
|
| 361 |
-
\begin{split}
|
| 362 |
-
[K_T+C_T]+\beta_T
|
| 363 |
-
&=r^*c_1(K_W)+[H]+[\zeta]-m[r^*F]\\
|
| 364 |
-
&=r^*(c_1(K_W)+[\rho])=\tau^*\gamma.
|
| 365 |
-
\end{split}
|
| 366 |
-
\]
|
| 367 |
-
All possibly negative terms in $C_T$ are $\tau$-exceptional.
|
| 368 |
-
Consequently $B_Z=\tau_*C_T$ is effective. Specify the nef b-data by
|
| 369 |
-
$\mathbf N_T=\beta_T$; the displayed identity defines generalized
|
| 370 |
-
data on $Z$ with adjoint class $\gamma$. At the level of currents,
|
| 371 |
-
pushing the identity gives the required trace identity on $Z$:
|
| 372 |
-
exceptional divisor currents push to zero, and a $dd^c$ difference
|
| 373 |
-
pushes to a $dd^c$ difference. Canonical traces can be computed using
|
| 374 |
-
local meromorphic canonical frames; a change of frame changes the
|
| 375 |
-
corresponding Chern potentials by the usual logarithmic transition
|
| 376 |
-
term. Thus only the whole adjoint, rather
|
| 377 |
-
than its individual traces, needs to be a Bott--Chern class. The
|
| 378 |
-
class $\beta_T$ plus the strict transform of $B_Z$ is big on $T$,
|
| 379 |
-
so its pushforward $B_Z+\mathbf N_Z$ is globally modified big.
|
| 380 |
-
These are~\eqref{prog:base-presentation-identities}.
|
| 381 |
-
|
| 382 |
-
\paragraph{The multiplier ideal.}
|
| 383 |
-
Take a local holomorphic function $v\in f_*\mathcal J_1$. By the
|
| 384 |
-
pushforward description of $\mathcal J_1$,
|
| 385 |
-
\begin{equation}\label{prog:base-presentation-source-orders}
|
| 386 |
-
\operatorname{div}(q^*\mu^*v)\geq\lfloor C\rfloor.
|
| 387 |
-
\end{equation}
|
| 388 |
-
Thus $q^*\mu^*v\,e$, tensored with a local base canonical frame,
|
| 389 |
-
is a holomorphic $L$-valued top form on $U$. Its squared norm is
|
| 390 |
-
locally integrable by the fractional SNC weights in
|
| 391 |
-
\eqref{prog:base-presentation-curvature}. Over the submersion locus,
|
| 392 |
-
fibre integration followed by base integration is precisely this
|
| 393 |
-
top-form integral. Properness and a finite coordinate covering
|
| 394 |
-
therefore give
|
| 395 |
-
\begin{equation}\label{prog:base-presentation-base-integral}
|
| 396 |
-
\int |\mu^*v|^2e^{-\psi}<\infty
|
| 397 |
-
\end{equation}
|
| 398 |
-
locally on $W$; the integral is taken where the original fibre
|
| 399 |
-
metric is defined.
|
| 400 |
-
|
| 401 |
-
The lower bound on $\varphi'$ in
|
| 402 |
-
\eqref{prog:base-presentation-regularization} preserves this
|
| 403 |
-
integrability after replacing $\psi$ by
|
| 404 |
-
$\varphi'-m\log|s_F|_k^2$. Change variables through $r$. Along a
|
| 405 |
-
prime divisor of $T$, let $h,j,k_D,d$ be respectively the coefficients
|
| 406 |
-
of $H$, $\operatorname{div}(\tau^*v)$, $K_{T/W}$, and $r^*F$.
|
| 407 |
-
The local integrand has exponent
|
| 408 |
-
$2(j-h+md+k_D)$, up to a bounded positive factor. Its integrability
|
| 409 |
-
implies $j-h+md+k_D>-1$, or, since $j$ is integral,
|
| 410 |
-
\[
|
| 411 |
-
j\geq\lfloor h-md-k_D\rfloor.
|
| 412 |
-
\]
|
| 413 |
-
Therefore
|
| 414 |
-
\[
|
| 415 |
-
\operatorname{div}(\tau^*v)
|
| 416 |
-
\geq\lfloor H-mr^*F-K_{T/W}\rfloor.
|
| 417 |
-
\]
|
| 418 |
-
Choose $\eta>0$ sufficiently small that adding $\eta G$ does not
|
| 419 |
-
change any of these finitely many round-downs. The resulting
|
| 420 |
-
inequality is exactly
|
| 421 |
-
$\operatorname{div}(\tau^*v)\geq\lfloor C_T\rfloor$, proving
|
| 422 |
-
\eqref{prog:base-presentation-ideal} as an inclusion of ideal sheaves.
|
| 423 |
-
In particular, if $f_*\mathcal J_1$ is the unit ideal on an open set,
|
| 424 |
-
then so is $\mathcal J_Z$, and the base data are gklt there.
|
| 425 |
-
|
| 426 |
-
Finally, the nef data descend to $T$, and the structure boundaries
|
| 427 |
-
on higher models are defined by crepant pullback of
|
| 428 |
-
\eqref{prog:base-presentation-identities}. On every common refinement
|
| 429 |
-
of the source and base carriers, both adjoints are the pullback of
|
| 430 |
-
$\gamma$. Thus the identities remain exact on higher models.
|
| 431 |
-
\end{proof}
|
| 432 |
-
|
| 433 |
-
\begin{lemma}[Contractions of closed subspaces]
|
| 434 |
-
\label{prog:base-emc}
|
| 435 |
-
Let $D$ be a compact complex space, possibly nonreduced, and let
|
| 436 |
-
$\delta\in H^2(D,\R)$ have nonnegative degree on compact curves.
|
| 437 |
-
Use the definitions of a Moishezon morphism and of a contraction
|
| 438 |
-
defined by a class in \cite[Definitions~2.32 and~2.34]{HX}.
|
| 439 |
-
Then the following hold.
|
| 440 |
-
\begin{enumerate}
|
| 441 |
-
\item If $\delta$ is endowed with a Moishezon contraction, so is
|
| 442 |
-
its restriction to every closed analytic subspace of $D$.
|
| 443 |
-
\item Let $g:D\to V$ be a projective contraction of compact
|
| 444 |
-
complex spaces, so $g_*\OO_D=\OO_V$, and suppose
|
| 445 |
-
$\delta=g^*\epsilon$ for a class $\epsilon\in H^2(V,\R)$
|
| 446 |
-
having nonnegative degree on compact curves. Then $\delta$ is
|
| 447 |
-
endowed with a Moishezon contraction if and only if $\epsilon$
|
| 448 |
-
is endowed with one.
|
| 449 |
-
\end{enumerate}
|
| 450 |
-
\end{lemma}
|
| 451 |
-
|
| 452 |
-
\begin{proof}
|
| 453 |
-
Write $h:D\to S$ for a Moishezon contraction defined by
|
| 454 |
-
$\delta$. For a closed subspace $D_0\subset D$, take the Stein
|
| 455 |
-
factorization
|
| 456 |
-
\[
|
| 457 |
-
D_0\longrightarrow S_0\longrightarrow S
|
| 458 |
-
\]
|
| 459 |
-
of its restriction. The first map is a contraction, and the second
|
| 460 |
-
is finite. Thus a curve in $D_0$ is contracted by the first map
|
| 461 |
-
exactly when its $\delta$-degree is zero. Choose a projective
|
| 462 |
-
surjection $P\to D$ witnessing that $h$ is Moishezon, with
|
| 463 |
-
$P\to S$ projective. The closed subspace
|
| 464 |
-
$P_0=P\times_D D_0$ is projective over $S$ and projective
|
| 465 |
-
and surjective over $D_0$. It is also projective over $S_0$:
|
| 466 |
-
a relatively ample line for $P_0\to S$ remains ample on the
|
| 467 |
-
fibres of $P_0\to S_0$. This proves the first assertion,
|
| 468 |
-
including its scheme structure.
|
| 469 |
-
|
| 470 |
-
For the descent direction of the second assertion, every curve
|
| 471 |
-
in a fibre of $g$ has $\delta$-degree zero. A connected
|
| 472 |
-
projective complex space is connected by chains of compact curves
|
| 473 |
-
after passing to its reduction. Therefore $h$ is constant on
|
| 474 |
-
the underlying set of each fibre of $g$. It factors as
|
| 475 |
-
$h=k\circ g$ for a holomorphic map $k:V\to S$.
|
| 476 |
-
To see that this factorization holds also for nonreduced spaces,
|
| 477 |
-
choose a coordinate neighbourhood in $S$ of the image of a fibre.
|
| 478 |
-
Properness permits restriction to a neighbourhood of its point
|
| 479 |
-
in $V$ whose inverse image maps into that coordinate
|
| 480 |
-
neighbourhood. The coordinate functions of $h$ then descend
|
| 481 |
-
uniquely through $g_*\OO_D=\OO_V$; their analytic relations
|
| 482 |
-
descend through the same equality. These local factorizations
|
| 483 |
-
glue. Furthermore,
|
| 484 |
-
\[
|
| 485 |
-
k_*\OO_V=h_*\OO_D=\OO_S.
|
| 486 |
-
\]
|
| 487 |
-
Every irreducible compact curve $C\subset V$ is dominated by
|
| 488 |
-
a compact curve $C'\subset D$. Indeed, after base change to
|
| 489 |
-
the normalization of $C$, take a component dominating that curve
|
| 490 |
-
and a projective multisection. The projection formula gives
|
| 491 |
-
\[
|
| 492 |
-
\delta\cdot C'
|
| 493 |
-
=\deg(C'\to C)\,\epsilon\cdot C.
|
| 494 |
-
\]
|
| 495 |
-
Consequently $k$ contracts exactly the curves of
|
| 496 |
-
$\epsilon$-degree zero. The composite $P\to D\to V$
|
| 497 |
-
is a projective surjection, and $P\to S$ is projective, so
|
| 498 |
-
it witnesses that $k$ is Moishezon.
|
| 499 |
-
|
| 500 |
-
Conversely, suppose $k:V\to S$ is a Moishezon contraction
|
| 501 |
-
defined by $\epsilon$. Then $k\circ g$ is a contraction,
|
| 502 |
-
and the projection formula verifies its curve criterion, treating
|
| 503 |
-
separately curves contracted by $g$. If $Q\to V$ is a
|
| 504 |
-
projective surjection witnessing that $k$ is Moishezon, then
|
| 505 |
-
$D\times_V Q\to D$ is projective and surjective, while
|
| 506 |
-
$D\times_V Q\to Q\to S$ is projective. This supplies the
|
| 507 |
-
required witness.
|
| 508 |
-
\end{proof}
|
| 509 |
-
|
| 510 |
-
\begin{lemma}[Crepant transport of the multiplier closed subspace]
|
| 511 |
-
\label{prog:multiplier-transport}
|
| 512 |
-
Let $g:X\to Y$ be a projective bimeromorphic morphism of
|
| 513 |
-
normal compact K\"ahler spaces. Suppose effective generalized
|
| 514 |
-
pair data on $X$ and $Y$ have the same globally nef b-part
|
| 515 |
-
and are crepant over $Y$. In particular their adjoint classes
|
| 516 |
-
$A_X$ and $A_Y$ satisfy $A_X=g^*A_Y$ in Bott--Chern
|
| 517 |
-
cohomology. Write $J_X,J_Y$ for their multiplier ideals and
|
| 518 |
-
$N_X=V(J_X)$, $N_Y=V(J_Y)$ for their non-klt closed
|
| 519 |
-
subspaces. Then
|
| 520 |
-
\[
|
| 521 |
-
g_*J_X=J_Y,\qquad R^ig_*J_X=0\quad(i>0),
|
| 522 |
-
\qquad g_*\OO_{N_X}=\OO_{N_Y}.
|
| 523 |
-
\]
|
| 524 |
-
The restriction $N_X\to N_Y$ is a projective contraction.
|
| 525 |
-
Hence, whenever $A_Y$ is nef, the restriction of $A_X$ to
|
| 526 |
-
$N_X$ is endowed with a Moishezon contraction if and only if
|
| 527 |
-
the restriction of $A_Y$ to $N_Y$ is endowed with one.
|
| 528 |
-
\end{lemma}
|
| 529 |
-
|
| 530 |
-
\begin{proof}
|
| 531 |
-
Take a projective common log resolution $r:U\to X$ carrying
|
| 532 |
-
the nef datum, and put $s=g\circ r$. By crepancy there is
|
| 533 |
-
one real SNC divisor $C$ such that
|
| 534 |
-
\[
|
| 535 |
-
K_U+[C]+\beta=s^*A_Y=r^*A_X,
|
| 536 |
-
\]
|
| 537 |
-
where $\beta$ is globally nef. The multiplier ideals are
|
| 538 |
-
\[
|
| 539 |
-
J_X=r_*\OO_U(-\lfloor C\rfloor),\qquad
|
| 540 |
-
J_Y=s_*\OO_U(-\lfloor C\rfloor).
|
| 541 |
-
\]
|
| 542 |
-
Their direct-image equality follows at once. For vanishing, set
|
| 543 |
-
$L=\OO_U(-\lfloor C\rfloor)$ and
|
| 544 |
-
$\Delta=C-\lfloor C\rfloor$. The pair $(U,\Delta)$
|
| 545 |
-
is klt, and the actual real line
|
| 546 |
-
\[
|
| 547 |
-
L-(K_U+\Delta)=-K_U-C
|
| 548 |
-
\]
|
| 549 |
-
has class $\beta-s^*A_Y$. It is relatively nef over $Y$
|
| 550 |
-
and relatively big because $s$ is bimeromorphic. The same
|
| 551 |
-
statements hold over $X$. Relative Kawamata--Viehweg vanishing,
|
| 552 |
-
in the form of \cite[Theorem~1.2]{FujinoVanishing2025} with
|
| 553 |
-
the first morphism the identity and the real line
|
| 554 |
-
$\mathcal H=-K_U-C$, therefore gives
|
| 555 |
-
\[
|
| 556 |
-
R^is_*L=R^ir_*L=0\qquad(i>0).
|
| 557 |
-
\]
|
| 558 |
-
The real-line identity in that theorem is the displayed definition
|
| 559 |
-
of $\mathcal H$; its relative positivity is checked by the class
|
| 560 |
-
identity above. The klt condition means that there are no proper log
|
| 561 |
-
canonical strata to test for relative log bigness. Leray gives
|
| 562 |
-
$R^ig_*J_X=0$ for $i>0$. Pushing forward
|
| 563 |
-
$0\to J_X\to\OO_X\to\OO_{N_X}\to0$ and using
|
| 564 |
-
$g_*\OO_X=\OO_Y$ now proves the asserted structure-sheaf
|
| 565 |
-
equality. It also identifies the scheme-theoretic image with
|
| 566 |
-
$N_Y$, giving the projective contraction between these closed
|
| 567 |
-
subspaces. Apply Lemma~\ref{prog:base-emc} to conclude.
|
| 568 |
-
\end{proof}
|
| 569 |
-
|
| 570 |
-
\begin{remark}
|
| 571 |
-
The preceding lemma also transports the contraction hypothesis
|
| 572 |
-
through a crepant projective flip: apply it to the two contractions
|
| 573 |
-
to their common base, equipped with the descended adjoint and
|
| 574 |
-
the common nef b-data. On that base the boundary is the effective
|
| 575 |
-
pushforward of the source boundary, and the nef data remain on
|
| 576 |
-
the same carrier; the descended Bott--Chern adjoint and its
|
| 577 |
-
identity on a common resolution define the crepant base data
|
| 578 |
-
in the whole-adjoint and current-trace category used here.
|
| 579 |
-
All assertions concern the fixed adjoint
|
| 580 |
-
and its multiplier ideal. No conclusion about the multiplier
|
| 581 |
-
ideal of a different driving adjoint is used.
|
| 582 |
-
\end{remark}
|
| 583 |
-
|
| 584 |
-
\begin{corollary}[The contraction step over a lower-dimensional base]
|
| 585 |
-
\label{prog:base-emc-induction}
|
| 586 |
-
Use the hypotheses and notation of
|
| 587 |
-
Proposition~\ref{prog:base-presentation}. Suppose that
|
| 588 |
-
$A=f^*\gamma$ is nef and that its restriction to the original
|
| 589 |
-
non-klt closed subspace $N_o=V(J_o)$ is endowed with a
|
| 590 |
-
Moishezon contraction. Put
|
| 591 |
-
\[
|
| 592 |
-
I=f_*J_1,\qquad N_*=V(I)\subset Z.
|
| 593 |
-
\]
|
| 594 |
-
Then $\gamma|_{N_*}$ is endowed with a Moishezon contraction.
|
| 595 |
-
If the prepared non-klt closed subspace $N_1=V(J_1)$ dominates
|
| 596 |
-
$Z$, then $\gamma$ and $A$ are endowed with Moishezon
|
| 597 |
-
contractions. Otherwise the generalized pair supplied on $Z$
|
| 598 |
-
has a non-klt closed subspace endowed with the contraction
|
| 599 |
-
defined by the restricted class of $\gamma$. In this latter
|
| 600 |
-
case, if $\gamma$ is nef and NQC and the assertion
|
| 601 |
-
$\mathsf C_{\dim Z}$ is available, then $\gamma$ and $A$
|
| 602 |
-
are endowed with Moishezon contractions.
|
| 603 |
-
\end{corollary}
|
| 604 |
-
|
| 605 |
-
\begin{proof}
|
| 606 |
-
The inclusion $J_o\subset J_1$ gives $N_1\subset N_o$
|
| 607 |
-
as closed analytic subspaces. By
|
| 608 |
-
Lemma~\ref{prog:base-emc}, the given contraction restricts to
|
| 609 |
-
$N_1$. Proposition~\ref{prog:base-presentation} identifies
|
| 610 |
-
\[
|
| 611 |
-
f_*\OO_{N_1}=\OO_Z/I=\OO_{N_*}.
|
| 612 |
-
\]
|
| 613 |
-
Thus the restriction $N_1\to N_*$ is a projective
|
| 614 |
-
contraction. The restricted adjoint is the pullback of
|
| 615 |
-
$\gamma|_{N_*}$, so Lemma~\ref{prog:base-emc} descends
|
| 616 |
-
the contraction to $N_*$. Nonnegative degrees on curves of
|
| 617 |
-
$N_*$ follow from projective multisections and nefness of
|
| 618 |
-
$A$.
|
| 619 |
-
|
| 620 |
-
If $N_1$ dominates the normal irreducible space $Z$, then
|
| 621 |
-
$I=0$: a local function in $I$ pulls back to zero on the
|
| 622 |
-
dominating closed subspace and hence vanishes generically on
|
| 623 |
-
$Z$. Normality, and in particular reducedness, gives its
|
| 624 |
-
vanishing. Therefore $N_*=Z$, which proves the assertion in
|
| 625 |
-
this case.
|
| 626 |
-
|
| 627 |
-
If $N_1$ does not dominate $Z$, the constructed base ideal
|
| 628 |
-
satisfies $I\subset J_Z$. Hence
|
| 629 |
-
\[
|
| 630 |
-
V(J_Z)\subset V(I)=N_*
|
| 631 |
-
\]
|
| 632 |
-
as closed analytic subspaces. Restriction by
|
| 633 |
-
Lemma~\ref{prog:base-emc} provides the required contraction
|
| 634 |
-
on $V(J_Z)$, with its complete scheme structure. The
|
| 635 |
-
generalized pair on $Z$ has globally nef carrier data and
|
| 636 |
-
globally modified-big total boundary by
|
| 637 |
-
Proposition~\ref{prog:base-presentation}. When the stated
|
| 638 |
-
nef and NQC conditions hold, these facts are precisely the
|
| 639 |
-
hypotheses of $\mathsf C_{\dim Z}$, which gives the
|
| 640 |
-
contraction on $Z$. Finally Lemma~\ref{prog:base-emc}
|
| 641 |
-
pulls it back through the projective contraction $f$ to $X$.
|
| 642 |
-
The case of an empty non-klt closed subspace has the same
|
| 643 |
-
interpretation, with its contraction condition vacuous.
|
| 644 |
-
\end{proof}
|
|
|
|
| 1 |
+
\subsubsection{Base presentations and multiplier ideals}
|
| 2 |
+
|
| 3 |
+
The following constructions take place in the category of generalized
|
| 4 |
+
data specified above. In particular, the whole adjoint is a
|
| 5 |
+
Bott--Chern class, whereas the boundary and nef traces on a singular
|
| 6 |
+
space are interpreted as currents. On a smooth carrier the structure
|
| 7 |
+
boundary is a real divisor; its negative components may be exceptional
|
| 8 |
+
over the space of the pair. The nef part is specified on that carrier
|
| 9 |
+
and pulled back to higher models.
|
| 10 |
+
|
| 11 |
+
\begin{lemma}[Adjoint-preserving preparation]
|
| 12 |
+
\label{prog:base-presentation-preparation}
|
| 13 |
+
Let $(X,B+\mathbf M)$ be a generalized pair on a normal compact
|
| 14 |
+
K\"ahler space, with globally modified-big total boundary
|
| 15 |
+
$B+\mathbf M_X$. Write
|
| 16 |
+
\[
|
| 17 |
+
A=[K_X+B+\mathbf M_X],\qquad
|
| 18 |
+
\mathcal J_o=\mathcal J(X,B+\mathbf M).
|
| 19 |
+
\]
|
| 20 |
+
There are generalized data on $X$ with the same adjoint class, a
|
| 21 |
+
projective carrier $p:U\to X$ with $U$ smooth and compact K\"ahler, an SNC real
|
| 22 |
+
divisor $C$ whose negative components are $p$-exceptional, and a
|
| 23 |
+
K\"ahler class $\beta$ such that
|
| 24 |
+
\begin{equation}\label{prog:base-presentation-prepared}
|
| 25 |
+
p^*A=[K_U+C]+\beta,\qquad
|
| 26 |
+
\mathcal J_1=p_*\mathcal O_U(-\lfloor C\rfloor)
|
| 27 |
+
\supseteq\mathcal J_o.
|
| 28 |
+
\end{equation}
|
| 29 |
+
The carrier may be required to dominate any prescribed projective
|
| 30 |
+
modification of $X$, with the structure and exceptional divisors
|
| 31 |
+
having simultaneous SNC support. The prepared total boundary is
|
| 32 |
+
globally modified big. In particular, the preparation preserves the
|
| 33 |
+
gklt condition.
|
| 34 |
+
\end{lemma}
|
| 35 |
+
|
| 36 |
+
\begin{proof}
|
| 37 |
+
Choose a common projective log resolution $p_0:U_0\to X$ of the
|
| 38 |
+
original nef carrier and the prescribed modification, and write
|
| 39 |
+
\[
|
| 40 |
+
p_0^*A=[K_{U_0}+C^0]+\mathbf M_{U_0}.
|
| 41 |
+
\]
|
| 42 |
+
The class $\mathbf M_{U_0}$ is nef, and the negative part $(C^0)^-$
|
| 43 |
+
is exceptional over $X$. The modified-big preparation
|
| 44 |
+
\cite[Lemmas~2.10 and~2.23]{HX} can be made with the prescribed
|
| 45 |
+
resolution. We give its divisor and ideal details. Choose an effective divisor $E_0$ with sufficiently large coefficients
|
| 46 |
+
and full $p_0$-exceptional support so that the class
|
| 47 |
+
\[
|
| 48 |
+
[(C^0)^+]+\mathbf M_{U_0}+[E_0]
|
| 49 |
+
\]
|
| 50 |
+
is big. Resolve a Kodaira decomposition of this class. On a further
|
| 51 |
+
projective modification $a:U\to U_0$ with $U$ smooth one obtains
|
| 52 |
+
\[
|
| 53 |
+
a^*\bigl([(C^0)^+]+\mathbf M_{U_0}+[E_0]\bigr)
|
| 54 |
+
=\kappa+[D],\qquad D\geq0,
|
| 55 |
+
\]
|
| 56 |
+
where $\kappa$ is K\"ahler. The support can be made SNC together
|
| 57 |
+
with all the other divisors. On any additional blowup, subtract a
|
| 58 |
+
sufficiently small effective exceptional class from the pulled-back
|
| 59 |
+
K\"ahler class and add it to the divisor; an exceptional divisor
|
| 60 |
+
whose negative is relatively ample makes the resulting class
|
| 61 |
+
K\"ahler again.
|
| 62 |
+
|
| 63 |
+
Put $p=p_0a$ and
|
| 64 |
+
\[
|
| 65 |
+
C^{\mathrm{alt}}=D-a^*(C^0)^--a^*E_0-K_{U/U_0}.
|
| 66 |
+
\]
|
| 67 |
+
Then
|
| 68 |
+
\[
|
| 69 |
+
p^*A=[K_U+C^{\mathrm{alt}}]+\kappa,
|
| 70 |
+
\]
|
| 71 |
+
and every negative component of $C^{\mathrm{alt}}$ is
|
| 72 |
+
$p$-exceptional. Let $C^{\mathrm{old}}$ be the crepant structure
|
| 73 |
+
boundary of the original data on this same model. For $0<t\ll1$,
|
| 74 |
+
set
|
| 75 |
+
\[
|
| 76 |
+
C=(1-t)C^{\mathrm{old}}+tC^{\mathrm{alt}},\qquad
|
| 77 |
+
\beta=(1-t)a^*\mathbf M_{U_0}+t\kappa.
|
| 78 |
+
\]
|
| 79 |
+
The class $\beta$ is K\"ahler, the adjoint identity is unchanged,
|
| 80 |
+
and negative coefficients still occur only on exceptional divisors.
|
| 81 |
+
There are only finitely many coefficients. Thus $t$ can be chosen so
|
| 82 |
+
that
|
| 83 |
+
\[
|
| 84 |
+
\lfloor C\rfloor\leq\lfloor C^{\mathrm{old}}\rfloor.
|
| 85 |
+
\]
|
| 86 |
+
Pushing forward the corresponding inclusion of invertible sheaves
|
| 87 |
+
gives~\eqref{prog:base-presentation-prepared}. The K\"ahler class
|
| 88 |
+
$\beta$ plus the strict transform of the effective trace boundary is
|
| 89 |
+
big; its pushforward is the prepared total boundary. If the original pair
|
| 90 |
+
is gklt, its multiplier ideal is the unit ideal, and hence so is
|
| 91 |
+
$\mathcal J_1$.
|
| 92 |
+
\end{proof}
|
| 93 |
+
|
| 94 |
+
\begin{proposition}[Base presentations for projective contractions]
|
| 95 |
+
\label{prog:base-presentation}
|
| 96 |
+
Let $f:X\to Z$ be a projective contraction between normal irreducible
|
| 97 |
+
compact K\"ahler spaces. Suppose that $(X,B+\mathbf M)$ has globally
|
| 98 |
+
modified-big total boundary and that
|
| 99 |
+
\[
|
| 100 |
+
A=[K_X+B+\mathbf M_X]=f^*\gamma,
|
| 101 |
+
\qquad \gamma\in H^{1,1}_{\mathrm{BC}}(Z).
|
| 102 |
+
\]
|
| 103 |
+
There is an adjoint-preserving preparation as in
|
| 104 |
+
Lemma~\ref{prog:base-presentation-preparation}, with multiplier ideal
|
| 105 |
+
$\mathcal J_1\supseteq\mathcal J_o$, for which
|
| 106 |
+
\begin{equation}\label{prog:base-presentation-Stein}
|
| 107 |
+
R^if_*\mathcal J_1=0\quad(i>0),\qquad
|
| 108 |
+
f_*\mathcal O_{N_1}=\mathcal O_Z/(f_*\mathcal J_1),
|
| 109 |
+
\qquad N_1=V(\mathcal J_1).
|
| 110 |
+
\end{equation}
|
| 111 |
+
If $N_1$ dominates $Z$, then $f_*\mathcal J_1=0$.
|
| 112 |
+
Otherwise there are generalized data $(Z,B_Z+\mathbf N)$, a
|
| 113 |
+
projective carrier $\tau:T\to Z$ with $T$ smooth and compact K\"ahler, a real
|
| 114 |
+
SNC structure divisor $C_T$, and a K\"ahler class $\beta_T$ such that
|
| 115 |
+
\begin{equation}\label{prog:base-presentation-identities}
|
| 116 |
+
\begin{gathered}
|
| 117 |
+
[K_Z+B_Z+\mathbf N_Z]=\gamma,\qquad
|
| 118 |
+
\tau^*\gamma=[K_T+C_T]+\beta_T,\qquad
|
| 119 |
+
\mathbf N_T=\beta_T,\\
|
| 120 |
+
B_Z=\tau_*C_T\geq0,\qquad
|
| 121 |
+
B_Z+\mathbf N_Z\ \text{is globally modified big}.
|
| 122 |
+
\end{gathered}
|
| 123 |
+
\end{equation}
|
| 124 |
+
The negative components of $C_T$ are $\tau$-exceptional, and
|
| 125 |
+
\begin{equation}\label{prog:base-presentation-ideal}
|
| 126 |
+
\mathcal J_Z:=\mathcal J(Z,B_Z+\mathbf N)
|
| 127 |
+
=\tau_*\mathcal O_T(-\lfloor C_T\rfloor)
|
| 128 |
+
\supseteq f_*\mathcal J_1.
|
| 129 |
+
\end{equation}
|
| 130 |
+
In particular the base data are gklt wherever $f_*\mathcal J_1$ is
|
| 131 |
+
the unit ideal. If the source data are gklt, the base data are gklt.
|
| 132 |
+
All adjoint identities are preserved by pullback to higher models.
|
| 133 |
+
\end{proposition}
|
| 134 |
+
|
| 135 |
+
\begin{proof}
|
| 136 |
+
Choose a projective resolution $\mu:W\to Z$, with $W$ smooth
|
| 137 |
+
compact K\"ahler and reduced exceptional divisor $F$ having SNC
|
| 138 |
+
support. Apply Lemma~\ref{prog:base-presentation-preparation} on a
|
| 139 |
+
carrier dominating the main component of the base change. We obtain
|
| 140 |
+
projective maps $p:U\to X$ and $q:U\to W$ with $fp=\mu q$ and
|
| 141 |
+
\begin{equation}\label{prog:base-presentation-source}
|
| 142 |
+
[K_U+C]+\beta=p^*A=q^*\mu^*\gamma,
|
| 143 |
+
\qquad \mathcal J_1=p_*\mathcal O_U(-\lfloor C\rfloor).
|
| 144 |
+
\end{equation}
|
| 145 |
+
Here $U$ is smooth compact K\"ahler, $\beta$ is K\"ahler, and all
|
| 146 |
+
negative components of $C$ are $p$-exceptional. The maps are
|
| 147 |
+
projective by composition and factorization over the separated base
|
| 148 |
+
$W$. The map $q$ has connected fibres: this holds over the open set
|
| 149 |
+
where $\mu$ is an isomorphism, and its Stein factorization is finite
|
| 150 |
+
and bimeromorphic over the normal space $W$.
|
| 151 |
+
|
| 152 |
+
The integral divisor $-\lfloor C\rfloor$ has class
|
| 153 |
+
\[
|
| 154 |
+
[-\lfloor C\rfloor]
|
| 155 |
+
=[K_U+\{C\}]+\beta-(fp)^*\gamma.
|
| 156 |
+
\]
|
| 157 |
+
The pair $(U,\{C\})$ is klt with SNC boundary. Relative
|
| 158 |
+
Kawamata--Viehweg vanishing, first for $p$ and then for $fp$, applies
|
| 159 |
+
because the positive class modulo pullbacks is K\"ahler
|
| 160 |
+
\cite[Theorem~2.2]{HX}. Equivalently, the real line bundle
|
| 161 |
+
$-K_U-C$ is relatively ample,
|
| 162 |
+
so the vanishing follows from \cite[Theorem~1.2]{FujinoVanishing2025}
|
| 163 |
+
with the identity as its first morphism. Leray gives $R^if_*\mathcal J_1=0$ for
|
| 164 |
+
$i>0$. Applying $f_*$ to the sequence defining $N_1$, and using
|
| 165 |
+
$f_*\mathcal O_X=\mathcal O_Z$, proves
|
| 166 |
+
\eqref{prog:base-presentation-Stein}. If $N_1$ dominates $Z$, the
|
| 167 |
+
ideal $f_*\mathcal J_1\subseteq\mathcal O_Z$ vanishes generically
|
| 168 |
+
and therefore vanishes. This proves that alternative.
|
| 169 |
+
|
| 170 |
+
Suppose from now on that $N_1$ does not dominate $Z$. Every
|
| 171 |
+
$q$-horizontal coefficient of $C$ is then less than one. Indeed,
|
| 172 |
+
a component with coefficient at least one forces the multiplier
|
| 173 |
+
ideal to be proper along its image in $X$, and its image would make
|
| 174 |
+
$N_1$ dominate $Z$. If $Z$ is a point, the asserted base presentation
|
| 175 |
+
is the dimension-zero presentation. We therefore assume
|
| 176 |
+
$b=\dim Z>0$.
|
| 177 |
+
|
| 178 |
+
\paragraph{The fibre metric.}
|
| 179 |
+
Choose a smooth representative $\rho$ of
|
| 180 |
+
$\mu^*\gamma-c_1(K_W)$, a K\"ahler form $\omega_W$, and a
|
| 181 |
+
K\"ahler form representing $\beta$, still denoted by $\beta$.
|
| 182 |
+
For some $a>0$,
|
| 183 |
+
\[
|
| 184 |
+
\beta\geq a q^*\omega_W.
|
| 185 |
+
\]
|
| 186 |
+
Consider the holomorphic line bundle
|
| 187 |
+
\[
|
| 188 |
+
L=\mathcal O_U(-K_{U/W}-\lfloor C\rfloor).
|
| 189 |
+
\]
|
| 190 |
+
Equation~\eqref{prog:base-presentation-source} gives a singular
|
| 191 |
+
Hermitian metric $h$ on $L$ whose curvature current is
|
| 192 |
+
\begin{equation}\label{prog:base-presentation-curvature}
|
| 193 |
+
\Theta_h(L)=\beta+[\{C\}]-q^*\rho.
|
| 194 |
+
\end{equation}
|
| 195 |
+
Its weights are smooth functions plus the divisorial logarithms
|
| 196 |
+
with coefficients in $\{C\}$. We normalize $dd^c$ so that
|
| 197 |
+
$dd^c\log|z|^2=[z=0]$ and write squared-norm weights as $e^{-\varphi}$.
|
| 198 |
+
Let $e$ be the canonical meromorphic section of
|
| 199 |
+
\[
|
| 200 |
+
K_{U/W}\otimes L=\mathcal O_U(-\lfloor C\rfloor),
|
| 201 |
+
\]
|
| 202 |
+
so that $\operatorname{div}(e)=-\lfloor C\rfloor$.
|
| 203 |
+
|
| 204 |
+
Choose an analytic Zariski open set $W^\circ\subseteq W$ on which
|
| 205 |
+
$q$ is a submersion, the horizontal boundary is relatively SNC,
|
| 206 |
+
there are no vertical boundary components, $\mu$ is an isomorphism
|
| 207 |
+
onto an open subset of $Z$, and coherent base change holds in degree
|
| 208 |
+
zero. On $q^{-1}(W^\circ)$, the divisor $-\lfloor C\rfloor$ is
|
| 209 |
+
effective and exceptional over $X$. Normality and the contraction
|
| 210 |
+
property therefore identify
|
| 211 |
+
\[
|
| 212 |
+
q_*(K_{U/W}\otimes L)|_{W^\circ}
|
| 213 |
+
=\mathcal O_{W^\circ}e.
|
| 214 |
+
\]
|
| 215 |
+
Here $K_{U/W}$ is viewed as the relative canonical line bundle. The
|
| 216 |
+
fibre norm
|
| 217 |
+
\[
|
| 218 |
+
I(w)=\int_{U_w}|e_w|_h^2
|
| 219 |
+
\]
|
| 220 |
+
is positive and finite. The fractional SNC weights are integrable;
|
| 221 |
+
any zeros of $e_w$ only improve integrability. Relative SNC
|
| 222 |
+
coordinates and a partition of unity show that $I$ is smooth:
|
| 223 |
+
parameter derivatives act on smooth factors multiplying fixed
|
| 224 |
+
integrable monomial weights.
|
| 225 |
+
|
| 226 |
+
Set $\psi=-\log I$ on $W^\circ$. Then
|
| 227 |
+
\begin{equation}\label{prog:base-presentation-open-positivity}
|
| 228 |
+
\rho+dd^c\psi\geq a\omega_W.
|
| 229 |
+
\end{equation}
|
| 230 |
+
Here are the details for the singular weights. Locally choose
|
| 231 |
+
$\ell$ with $dd^c\ell=\rho-a\omega_W$, and put
|
| 232 |
+
$h'=he^{-q^*\ell}$. Its weights are psh, and its fibre norm satisfies
|
| 233 |
+
$I'=e^{-\ell}I$. Restrict the family to a small coordinate line disk
|
| 234 |
+
$\Delta_R$, with centre $0$. The sharp $L^2$ extension theorem gives
|
| 235 |
+
a twisted top form extending $e_0$ and satisfying
|
| 236 |
+
\begin{equation}\label{prog:base-presentation-sharp-extension}
|
| 237 |
+
\int_{q^{-1}(\Delta_R)}|E|_{h'}^2
|
| 238 |
+
\leq\pi R^2 I'(0).
|
| 239 |
+
\end{equation}
|
| 240 |
+
Top-form norms here are normalized to use Euclidean area in the
|
| 241 |
+
base coordinate. We use the Stein hypersurface form of the optimal
|
| 242 |
+
extension theorem \cite[Theorem~2.2 and \S3.5, (3.1)]{GuanZhouOptimal2015},
|
| 243 |
+
with defining function the disk coordinate divided by $R$.
|
| 244 |
+
|
| 245 |
+
To check applicability, embed the restricted projective family into
|
| 246 |
+
projective space over the disk and remove a relative hyperplane
|
| 247 |
+
section that does not contain the central fibre. The complement is
|
| 248 |
+
Stein. A holomorphic section of $L$ on this Stein space can be chosen
|
| 249 |
+
nonzero at a point of the central fibre; deleting its zero divisor
|
| 250 |
+
trivializes $L$ and leaves a Stein space. The central fibre is smooth
|
| 251 |
+
and connected, hence irreducible, so both deletions leave a dense
|
| 252 |
+
open subset of it. For a zero-dimensional fibre choose the deletions
|
| 253 |
+
to avoid its point. In the resulting trivialization the weight is
|
| 254 |
+
psh, and the sharp extension theorem applies to canonical forms.
|
| 255 |
+
The extension extends across the deleted hypersurfaces in reverse
|
| 256 |
+
order by local $L^2$ removability: in every original frame the metric
|
| 257 |
+
is bounded below by a smooth positive metric. The extension retains
|
| 258 |
+
its norm bound and its prescribed restriction to the central fibre.
|
| 259 |
+
|
| 260 |
+
After dividing $E$ by the base differential, the rank-one direct
|
| 261 |
+
image identifies it with $b(t)e$, where $b$ is holomorphic and
|
| 262 |
+
$b(0)=1$. Thus the disk average of $|b(t)|^2I'(t)$ is at most $I'(0)$.
|
| 263 |
+
Jensen's inequality and the submean inequality for $\log|b|^2$ give
|
| 264 |
+
\[
|
| 265 |
+
\log I'(0)
|
| 266 |
+
\geq\operatorname{avg}_{\Delta_R}
|
| 267 |
+
\bigl(\log|b(t)|^2+\log I'(t)\bigr)
|
| 268 |
+
\geq\operatorname{avg}_{\Delta_R}\log I'(t).
|
| 269 |
+
\]
|
| 270 |
+
The same argument applies to every sufficiently small disk at every
|
| 271 |
+
centre and in every complex line direction. Hence $-\log I'=\psi+\ell$ is psh, which proves
|
| 272 |
+
\eqref{prog:base-presentation-open-positivity}.
|
| 273 |
+
|
| 274 |
+
\paragraph{Extension over the base.}
|
| 275 |
+
Let $D$ be a prime divisor in $W\setminus W^\circ$. Choose a component
|
| 276 |
+
$Q$ of $q^*D$ dominating $D$. When $D$ is not $\mu$-exceptional, choose
|
| 277 |
+
$Q$ not $p$-exceptional: take a component over the corresponding prime
|
| 278 |
+
on $Z$ already on $X$ and then its strict transform. Put
|
| 279 |
+
\[
|
| 280 |
+
u=\operatorname{ord}_Q(q^*D),\qquad c=\operatorname{coeff}_Q(C).
|
| 281 |
+
\]
|
| 282 |
+
At a general point of $Q$, avoiding all other relevant divisors,
|
| 283 |
+
there are local coordinates with
|
| 284 |
+
\[
|
| 285 |
+
t_1=z_1^u,\qquad t_j=z_j\quad(2\leq j\leq b).
|
| 286 |
+
\]
|
| 287 |
+
Indeed the map $Q\to D$ is submersive at a general smooth point,
|
| 288 |
+
and a local unit in the first equation is absorbed by a holomorphic
|
| 289 |
+
$u$th root. Such points can be chosen above every point of a dense
|
| 290 |
+
analytic open subset of $D$ by generic smoothness and properness.
|
| 291 |
+
Integration over a fixed small polydisk in the remaining fibre
|
| 292 |
+
coordinates gives
|
| 293 |
+
\begin{equation}\label{prog:base-presentation-divisor-bound}
|
| 294 |
+
I(t)\geq c_*|t_1|^{-2(c+u-1)/u}
|
| 295 |
+
\end{equation}
|
| 296 |
+
for some $c_*>0$ near each such base point. The section and metric
|
| 297 |
+
contribute the exponent $c$, while division by the base differential
|
| 298 |
+
in the relative canonical form contributes $u-1$.
|
| 299 |
+
|
| 300 |
+
For a nonexceptional $D$ the chosen $Q$ has $c\geq0$, so
|
| 301 |
+
\eqref{prog:base-presentation-divisor-bound} bounds $\psi$ from above
|
| 302 |
+
near its general points. For the finitely many exceptional divisors,
|
| 303 |
+
the same estimate supplies a nonnegative integer $m$ such that, if
|
| 304 |
+
$k$ is a smooth metric on $\mathcal O_W(F)$ and $s_F$ its divisor
|
| 305 |
+
section,
|
| 306 |
+
\[
|
| 307 |
+
\varphi=\psi+m\log|s_F|_k^2
|
| 308 |
+
\]
|
| 309 |
+
is locally bounded above near general points of every divisor.
|
| 310 |
+
Adding local potentials of $\rho+m c_1(k)-a\omega_W$ to
|
| 311 |
+
$\varphi$ gives psh weights by
|
| 312 |
+
\eqref{prog:base-presentation-open-positivity}. These weights
|
| 313 |
+
extend across the divisors and then across the remaining analytic
|
| 314 |
+
set of codimension at least two, giving
|
| 315 |
+
\begin{equation}\label{prog:base-presentation-positive-current}
|
| 316 |
+
S=\rho+m c_1(k)+dd^c\varphi\geq a\omega_W
|
| 317 |
+
\end{equation}
|
| 318 |
+
on all of $W$.
|
| 319 |
+
|
| 320 |
+
\paragraph{A K\"ahler carrier.}
|
| 321 |
+
Regularize the current in
|
| 322 |
+
\eqref{prog:base-presentation-positive-current} in its class, retaining
|
| 323 |
+
a lower bound for the potentials. More precisely, choose an
|
| 324 |
+
approximation with analytic singularities such that
|
| 325 |
+
\begin{equation}\label{prog:base-presentation-regularization}
|
| 326 |
+
S'=\rho+m c_1(k)+dd^c\varphi',\qquad
|
| 327 |
+
S'\geq\frac a2\omega_W,\qquad
|
| 328 |
+
\varphi'\geq\varphi-O(1).
|
| 329 |
+
\end{equation}
|
| 330 |
+
These simultaneous properties are the Bergman regularization
|
| 331 |
+
properties of \cite{DemaillyRegularization1992}; see also
|
| 332 |
+
\cite[pp.~59--60]{PopoviciRegularization2004}.
|
| 333 |
+
Resolve the analytic singularities and the support of $F$ by a
|
| 334 |
+
sequence of blowups with smooth centres $r:T\to W$, with simultaneous
|
| 335 |
+
SNC support, and write
|
| 336 |
+
\[
|
| 337 |
+
r^*S'=[H]+\zeta,\qquad H\geq0.
|
| 338 |
+
\]
|
| 339 |
+
The residual current $\zeta$ has locally bounded potentials. Removing
|
| 340 |
+
the divisorial part from the positive current
|
| 341 |
+
$r^*S'-(a/2)r^*\omega_W$ shows that
|
| 342 |
+
\[
|
| 343 |
+
\zeta\geq\frac a2r^*\omega_W.
|
| 344 |
+
\]
|
| 345 |
+
The difference has vanishing Lelong numbers, so its class is nef by
|
| 346 |
+
regularization. Choose an effective $r$-exceptional divisor $G$ with
|
| 347 |
+
$-G$ relatively ample. For $0<\eta\ll1$, the class
|
| 348 |
+
$(a/2)r^*\omega_W-\eta[G]$ is K\"ahler. Therefore
|
| 349 |
+
\begin{equation}\label{prog:base-presentation-carrier-data}
|
| 350 |
+
\begin{split}
|
| 351 |
+
\tau&=\mu r,\qquad
|
| 352 |
+
\beta_T=[\zeta]-\eta[G],\\
|
| 353 |
+
C_T&=H+\eta G-mr^*F-K_{T/W}
|
| 354 |
+
\end{split}
|
| 355 |
+
\end{equation}
|
| 356 |
+
has K\"ahler $\beta_T$. If $r$ is an isomorphism, omit $G$ and its
|
| 357 |
+
correction. The choice of $\eta$ will be decreased once more below.
|
| 358 |
+
|
| 359 |
+
The exact class calculation is
|
| 360 |
+
\[
|
| 361 |
+
\begin{split}
|
| 362 |
+
[K_T+C_T]+\beta_T
|
| 363 |
+
&=r^*c_1(K_W)+[H]+[\zeta]-m[r^*F]\\
|
| 364 |
+
&=r^*(c_1(K_W)+[\rho])=\tau^*\gamma.
|
| 365 |
+
\end{split}
|
| 366 |
+
\]
|
| 367 |
+
All possibly negative terms in $C_T$ are $\tau$-exceptional.
|
| 368 |
+
Consequently $B_Z=\tau_*C_T$ is effective. Specify the nef b-data by
|
| 369 |
+
$\mathbf N_T=\beta_T$; the displayed identity defines generalized
|
| 370 |
+
data on $Z$ with adjoint class $\gamma$. At the level of currents,
|
| 371 |
+
pushing the identity gives the required trace identity on $Z$:
|
| 372 |
+
exceptional divisor currents push to zero, and a $dd^c$ difference
|
| 373 |
+
pushes to a $dd^c$ difference. Canonical traces can be computed using
|
| 374 |
+
local meromorphic canonical frames; a change of frame changes the
|
| 375 |
+
corresponding Chern potentials by the usual logarithmic transition
|
| 376 |
+
term. Thus only the whole adjoint, rather
|
| 377 |
+
than its individual traces, needs to be a Bott--Chern class. The
|
| 378 |
+
class $\beta_T$ plus the strict transform of $B_Z$ is big on $T$,
|
| 379 |
+
so its pushforward $B_Z+\mathbf N_Z$ is globally modified big.
|
| 380 |
+
These are~\eqref{prog:base-presentation-identities}.
|
| 381 |
+
|
| 382 |
+
\paragraph{The multiplier ideal.}
|
| 383 |
+
Take a local holomorphic function $v\in f_*\mathcal J_1$. By the
|
| 384 |
+
pushforward description of $\mathcal J_1$,
|
| 385 |
+
\begin{equation}\label{prog:base-presentation-source-orders}
|
| 386 |
+
\operatorname{div}(q^*\mu^*v)\geq\lfloor C\rfloor.
|
| 387 |
+
\end{equation}
|
| 388 |
+
Thus $q^*\mu^*v\,e$, tensored with a local base canonical frame,
|
| 389 |
+
is a holomorphic $L$-valued top form on $U$. Its squared norm is
|
| 390 |
+
locally integrable by the fractional SNC weights in
|
| 391 |
+
\eqref{prog:base-presentation-curvature}. Over the submersion locus,
|
| 392 |
+
fibre integration followed by base integration is precisely this
|
| 393 |
+
top-form integral. Properness and a finite coordinate covering
|
| 394 |
+
therefore give
|
| 395 |
+
\begin{equation}\label{prog:base-presentation-base-integral}
|
| 396 |
+
\int |\mu^*v|^2e^{-\psi}<\infty
|
| 397 |
+
\end{equation}
|
| 398 |
+
locally on $W$; the integral is taken where the original fibre
|
| 399 |
+
metric is defined.
|
| 400 |
+
|
| 401 |
+
The lower bound on $\varphi'$ in
|
| 402 |
+
\eqref{prog:base-presentation-regularization} preserves this
|
| 403 |
+
integrability after replacing $\psi$ by
|
| 404 |
+
$\varphi'-m\log|s_F|_k^2$. Change variables through $r$. Along a
|
| 405 |
+
prime divisor of $T$, let $h,j,k_D,d$ be respectively the coefficients
|
| 406 |
+
of $H$, $\operatorname{div}(\tau^*v)$, $K_{T/W}$, and $r^*F$.
|
| 407 |
+
The local integrand has exponent
|
| 408 |
+
$2(j-h+md+k_D)$, up to a bounded positive factor. Its integrability
|
| 409 |
+
implies $j-h+md+k_D>-1$, or, since $j$ is integral,
|
| 410 |
+
\[
|
| 411 |
+
j\geq\lfloor h-md-k_D\rfloor.
|
| 412 |
+
\]
|
| 413 |
+
Therefore
|
| 414 |
+
\[
|
| 415 |
+
\operatorname{div}(\tau^*v)
|
| 416 |
+
\geq\lfloor H-mr^*F-K_{T/W}\rfloor.
|
| 417 |
+
\]
|
| 418 |
+
Choose $\eta>0$ sufficiently small that adding $\eta G$ does not
|
| 419 |
+
change any of these finitely many round-downs. The resulting
|
| 420 |
+
inequality is exactly
|
| 421 |
+
$\operatorname{div}(\tau^*v)\geq\lfloor C_T\rfloor$, proving
|
| 422 |
+
\eqref{prog:base-presentation-ideal} as an inclusion of ideal sheaves.
|
| 423 |
+
In particular, if $f_*\mathcal J_1$ is the unit ideal on an open set,
|
| 424 |
+
then so is $\mathcal J_Z$, and the base data are gklt there.
|
| 425 |
+
|
| 426 |
+
Finally, the nef data descend to $T$, and the structure boundaries
|
| 427 |
+
on higher models are defined by crepant pullback of
|
| 428 |
+
\eqref{prog:base-presentation-identities}. On every common refinement
|
| 429 |
+
of the source and base carriers, both adjoints are the pullback of
|
| 430 |
+
$\gamma$. Thus the identities remain exact on higher models.
|
| 431 |
+
\end{proof}
|
| 432 |
+
|
| 433 |
+
\begin{lemma}[Contractions of closed subspaces]
|
| 434 |
+
\label{prog:base-emc}
|
| 435 |
+
Let $D$ be a compact complex space, possibly nonreduced, and let
|
| 436 |
+
$\delta\in H^2(D,\R)$ have nonnegative degree on compact curves.
|
| 437 |
+
Use the definitions of a Moishezon morphism and of a contraction
|
| 438 |
+
defined by a class in \cite[Definitions~2.32 and~2.34]{HX}.
|
| 439 |
+
Then the following hold.
|
| 440 |
+
\begin{enumerate}
|
| 441 |
+
\item If $\delta$ is endowed with a Moishezon contraction, so is
|
| 442 |
+
its restriction to every closed analytic subspace of $D$.
|
| 443 |
+
\item Let $g:D\to V$ be a projective contraction of compact
|
| 444 |
+
complex spaces, so $g_*\OO_D=\OO_V$, and suppose
|
| 445 |
+
$\delta=g^*\epsilon$ for a class $\epsilon\in H^2(V,\R)$
|
| 446 |
+
having nonnegative degree on compact curves. Then $\delta$ is
|
| 447 |
+
endowed with a Moishezon contraction if and only if $\epsilon$
|
| 448 |
+
is endowed with one.
|
| 449 |
+
\end{enumerate}
|
| 450 |
+
\end{lemma}
|
| 451 |
+
|
| 452 |
+
\begin{proof}
|
| 453 |
+
Write $h:D\to S$ for a Moishezon contraction defined by
|
| 454 |
+
$\delta$. For a closed subspace $D_0\subset D$, take the Stein
|
| 455 |
+
factorization
|
| 456 |
+
\[
|
| 457 |
+
D_0\longrightarrow S_0\longrightarrow S
|
| 458 |
+
\]
|
| 459 |
+
of its restriction. The first map is a contraction, and the second
|
| 460 |
+
is finite. Thus a curve in $D_0$ is contracted by the first map
|
| 461 |
+
exactly when its $\delta$-degree is zero. Choose a projective
|
| 462 |
+
surjection $P\to D$ witnessing that $h$ is Moishezon, with
|
| 463 |
+
$P\to S$ projective. The closed subspace
|
| 464 |
+
$P_0=P\times_D D_0$ is projective over $S$ and projective
|
| 465 |
+
and surjective over $D_0$. It is also projective over $S_0$:
|
| 466 |
+
a relatively ample line for $P_0\to S$ remains ample on the
|
| 467 |
+
fibres of $P_0\to S_0$. This proves the first assertion,
|
| 468 |
+
including its scheme structure.
|
| 469 |
+
|
| 470 |
+
For the descent direction of the second assertion, every curve
|
| 471 |
+
in a fibre of $g$ has $\delta$-degree zero. A connected
|
| 472 |
+
projective complex space is connected by chains of compact curves
|
| 473 |
+
after passing to its reduction. Therefore $h$ is constant on
|
| 474 |
+
the underlying set of each fibre of $g$. It factors as
|
| 475 |
+
$h=k\circ g$ for a holomorphic map $k:V\to S$.
|
| 476 |
+
To see that this factorization holds also for nonreduced spaces,
|
| 477 |
+
choose a coordinate neighbourhood in $S$ of the image of a fibre.
|
| 478 |
+
Properness permits restriction to a neighbourhood of its point
|
| 479 |
+
in $V$ whose inverse image maps into that coordinate
|
| 480 |
+
neighbourhood. The coordinate functions of $h$ then descend
|
| 481 |
+
uniquely through $g_*\OO_D=\OO_V$; their analytic relations
|
| 482 |
+
descend through the same equality. These local factorizations
|
| 483 |
+
glue. Furthermore,
|
| 484 |
+
\[
|
| 485 |
+
k_*\OO_V=h_*\OO_D=\OO_S.
|
| 486 |
+
\]
|
| 487 |
+
Every irreducible compact curve $C\subset V$ is dominated by
|
| 488 |
+
a compact curve $C'\subset D$. Indeed, after base change to
|
| 489 |
+
the normalization of $C$, take a component dominating that curve
|
| 490 |
+
and a projective multisection. The projection formula gives
|
| 491 |
+
\[
|
| 492 |
+
\delta\cdot C'
|
| 493 |
+
=\deg(C'\to C)\,\epsilon\cdot C.
|
| 494 |
+
\]
|
| 495 |
+
Consequently $k$ contracts exactly the curves of
|
| 496 |
+
$\epsilon$-degree zero. The composite $P\to D\to V$
|
| 497 |
+
is a projective surjection, and $P\to S$ is projective, so
|
| 498 |
+
it witnesses that $k$ is Moishezon.
|
| 499 |
+
|
| 500 |
+
Conversely, suppose $k:V\to S$ is a Moishezon contraction
|
| 501 |
+
defined by $\epsilon$. Then $k\circ g$ is a contraction,
|
| 502 |
+
and the projection formula verifies its curve criterion, treating
|
| 503 |
+
separately curves contracted by $g$. If $Q\to V$ is a
|
| 504 |
+
projective surjection witnessing that $k$ is Moishezon, then
|
| 505 |
+
$D\times_V Q\to D$ is projective and surjective, while
|
| 506 |
+
$D\times_V Q\to Q\to S$ is projective. This supplies the
|
| 507 |
+
required witness.
|
| 508 |
+
\end{proof}
|
| 509 |
+
|
| 510 |
+
\begin{lemma}[Crepant transport of the multiplier closed subspace]
|
| 511 |
+
\label{prog:multiplier-transport}
|
| 512 |
+
Let $g:X\to Y$ be a projective bimeromorphic morphism of
|
| 513 |
+
normal compact K\"ahler spaces. Suppose effective generalized
|
| 514 |
+
pair data on $X$ and $Y$ have the same globally nef b-part
|
| 515 |
+
and are crepant over $Y$. In particular their adjoint classes
|
| 516 |
+
$A_X$ and $A_Y$ satisfy $A_X=g^*A_Y$ in Bott--Chern
|
| 517 |
+
cohomology. Write $J_X,J_Y$ for their multiplier ideals and
|
| 518 |
+
$N_X=V(J_X)$, $N_Y=V(J_Y)$ for their non-klt closed
|
| 519 |
+
subspaces. Then
|
| 520 |
+
\[
|
| 521 |
+
g_*J_X=J_Y,\qquad R^ig_*J_X=0\quad(i>0),
|
| 522 |
+
\qquad g_*\OO_{N_X}=\OO_{N_Y}.
|
| 523 |
+
\]
|
| 524 |
+
The restriction $N_X\to N_Y$ is a projective contraction.
|
| 525 |
+
Hence, whenever $A_Y$ is nef, the restriction of $A_X$ to
|
| 526 |
+
$N_X$ is endowed with a Moishezon contraction if and only if
|
| 527 |
+
the restriction of $A_Y$ to $N_Y$ is endowed with one.
|
| 528 |
+
\end{lemma}
|
| 529 |
+
|
| 530 |
+
\begin{proof}
|
| 531 |
+
Take a projective common log resolution $r:U\to X$ carrying
|
| 532 |
+
the nef datum, and put $s=g\circ r$. By crepancy there is
|
| 533 |
+
one real SNC divisor $C$ such that
|
| 534 |
+
\[
|
| 535 |
+
K_U+[C]+\beta=s^*A_Y=r^*A_X,
|
| 536 |
+
\]
|
| 537 |
+
where $\beta$ is globally nef. The multiplier ideals are
|
| 538 |
+
\[
|
| 539 |
+
J_X=r_*\OO_U(-\lfloor C\rfloor),\qquad
|
| 540 |
+
J_Y=s_*\OO_U(-\lfloor C\rfloor).
|
| 541 |
+
\]
|
| 542 |
+
Their direct-image equality follows at once. For vanishing, set
|
| 543 |
+
$L=\OO_U(-\lfloor C\rfloor)$ and
|
| 544 |
+
$\Delta=C-\lfloor C\rfloor$. The pair $(U,\Delta)$
|
| 545 |
+
is klt, and the actual real line
|
| 546 |
+
\[
|
| 547 |
+
L-(K_U+\Delta)=-K_U-C
|
| 548 |
+
\]
|
| 549 |
+
has class $\beta-s^*A_Y$. It is relatively nef over $Y$
|
| 550 |
+
and relatively big because $s$ is bimeromorphic. The same
|
| 551 |
+
statements hold over $X$. Relative Kawamata--Viehweg vanishing,
|
| 552 |
+
in the form of \cite[Theorem~1.2]{FujinoVanishing2025} with
|
| 553 |
+
the first morphism the identity and the real line
|
| 554 |
+
$\mathcal H=-K_U-C$, therefore gives
|
| 555 |
+
\[
|
| 556 |
+
R^is_*L=R^ir_*L=0\qquad(i>0).
|
| 557 |
+
\]
|
| 558 |
+
The real-line identity in that theorem is the displayed definition
|
| 559 |
+
of $\mathcal H$; its relative positivity is checked by the class
|
| 560 |
+
identity above. The klt condition means that there are no proper log
|
| 561 |
+
canonical strata to test for relative log bigness. Leray gives
|
| 562 |
+
$R^ig_*J_X=0$ for $i>0$. Pushing forward
|
| 563 |
+
$0\to J_X\to\OO_X\to\OO_{N_X}\to0$ and using
|
| 564 |
+
$g_*\OO_X=\OO_Y$ now proves the asserted structure-sheaf
|
| 565 |
+
equality. It also identifies the scheme-theoretic image with
|
| 566 |
+
$N_Y$, giving the projective contraction between these closed
|
| 567 |
+
subspaces. Apply Lemma~\ref{prog:base-emc} to conclude.
|
| 568 |
+
\end{proof}
|
| 569 |
+
|
| 570 |
+
\begin{remark}
|
| 571 |
+
The preceding lemma also transports the contraction hypothesis
|
| 572 |
+
through a crepant projective flip: apply it to the two contractions
|
| 573 |
+
to their common base, equipped with the descended adjoint and
|
| 574 |
+
the common nef b-data. On that base the boundary is the effective
|
| 575 |
+
pushforward of the source boundary, and the nef data remain on
|
| 576 |
+
the same carrier; the descended Bott--Chern adjoint and its
|
| 577 |
+
identity on a common resolution define the crepant base data
|
| 578 |
+
in the whole-adjoint and current-trace category used here.
|
| 579 |
+
All assertions concern the fixed adjoint
|
| 580 |
+
and its multiplier ideal. No conclusion about the multiplier
|
| 581 |
+
ideal of a different driving adjoint is used.
|
| 582 |
+
\end{remark}
|
| 583 |
+
|
| 584 |
+
\begin{corollary}[The contraction step over a lower-dimensional base]
|
| 585 |
+
\label{prog:base-emc-induction}
|
| 586 |
+
Use the hypotheses and notation of
|
| 587 |
+
Proposition~\ref{prog:base-presentation}. Suppose that
|
| 588 |
+
$A=f^*\gamma$ is nef and that its restriction to the original
|
| 589 |
+
non-klt closed subspace $N_o=V(J_o)$ is endowed with a
|
| 590 |
+
Moishezon contraction. Put
|
| 591 |
+
\[
|
| 592 |
+
I=f_*J_1,\qquad N_*=V(I)\subset Z.
|
| 593 |
+
\]
|
| 594 |
+
Then $\gamma|_{N_*}$ is endowed with a Moishezon contraction.
|
| 595 |
+
If the prepared non-klt closed subspace $N_1=V(J_1)$ dominates
|
| 596 |
+
$Z$, then $\gamma$ and $A$ are endowed with Moishezon
|
| 597 |
+
contractions. Otherwise the generalized pair supplied on $Z$
|
| 598 |
+
has a non-klt closed subspace endowed with the contraction
|
| 599 |
+
defined by the restricted class of $\gamma$. In this latter
|
| 600 |
+
case, if $\gamma$ is nef and NQC and the assertion
|
| 601 |
+
$\mathsf C_{\dim Z}$ is available, then $\gamma$ and $A$
|
| 602 |
+
are endowed with Moishezon contractions.
|
| 603 |
+
\end{corollary}
|
| 604 |
+
|
| 605 |
+
\begin{proof}
|
| 606 |
+
The inclusion $J_o\subset J_1$ gives $N_1\subset N_o$
|
| 607 |
+
as closed analytic subspaces. By
|
| 608 |
+
Lemma~\ref{prog:base-emc}, the given contraction restricts to
|
| 609 |
+
$N_1$. Proposition~\ref{prog:base-presentation} identifies
|
| 610 |
+
\[
|
| 611 |
+
f_*\OO_{N_1}=\OO_Z/I=\OO_{N_*}.
|
| 612 |
+
\]
|
| 613 |
+
Thus the restriction $N_1\to N_*$ is a projective
|
| 614 |
+
contraction. The restricted adjoint is the pullback of
|
| 615 |
+
$\gamma|_{N_*}$, so Lemma~\ref{prog:base-emc} descends
|
| 616 |
+
the contraction to $N_*$. Nonnegative degrees on curves of
|
| 617 |
+
$N_*$ follow from projective multisections and nefness of
|
| 618 |
+
$A$.
|
| 619 |
+
|
| 620 |
+
If $N_1$ dominates the normal irreducible space $Z$, then
|
| 621 |
+
$I=0$: a local function in $I$ pulls back to zero on the
|
| 622 |
+
dominating closed subspace and hence vanishes generically on
|
| 623 |
+
$Z$. Normality, and in particular reducedness, gives its
|
| 624 |
+
vanishing. Therefore $N_*=Z$, which proves the assertion in
|
| 625 |
+
this case.
|
| 626 |
+
|
| 627 |
+
If $N_1$ does not dominate $Z$, the constructed base ideal
|
| 628 |
+
satisfies $I\subset J_Z$. Hence
|
| 629 |
+
\[
|
| 630 |
+
V(J_Z)\subset V(I)=N_*
|
| 631 |
+
\]
|
| 632 |
+
as closed analytic subspaces. Restriction by
|
| 633 |
+
Lemma~\ref{prog:base-emc} provides the required contraction
|
| 634 |
+
on $V(J_Z)$, with its complete scheme structure. The
|
| 635 |
+
generalized pair on $Z$ has globally nef carrier data and
|
| 636 |
+
globally modified-big total boundary by
|
| 637 |
+
Proposition~\ref{prog:base-presentation}. When the stated
|
| 638 |
+
nef and NQC conditions hold, these facts are precisely the
|
| 639 |
+
hypotheses of $\mathsf C_{\dim Z}$, which gives the
|
| 640 |
+
contraction on $Z$. Finally Lemma~\ref{prog:base-emc}
|
| 641 |
+
pulls it back through the projective contraction $f$ to $X$.
|
| 642 |
+
The case of an empty non-klt closed subspace has the same
|
| 643 |
+
interpretation, with its contraction condition vacuous.
|
| 644 |
+
\end{proof}
|
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03c-restricted-induction.tex
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|
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|
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|
|
|
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/05-projective-program-input.tex
CHANGED
|
@@ -1,206 +1,206 @@
|
|
| 1 |
-
\subsection{Projective programs under the assumption}
|
| 2 |
-
\label{rank:projective-program-input}
|
| 3 |
-
|
| 4 |
-
The argument for a projective base uses a terminating program to reach a nef
|
| 5 |
-
adjoint and, after decreasing the nef data, a program ending in a Mori fiber
|
| 6 |
-
space. The conditional input is termination in the pseudo-effective case.
|
| 7 |
-
We first state the exact program result and then derive that case from the
|
| 8 |
-
projective good models in Proposition~\ref{proj:good-models}.
|
| 9 |
-
|
| 10 |
-
\begin{proposition}[A conditional generalized program]
|
| 11 |
-
\label{proj:generalized-mmp}
|
| 12 |
-
Assume Assumption~\ref{asm:log-iitaka}. Let
|
| 13 |
-
\((V,B+\boldsymbol M)\) be a projective generalized dlt rational pair,
|
| 14 |
-
where \(V\) is \(\Q\)-factorial, \(B\geq0\), and the nef b-divisor
|
| 15 |
-
\(\boldsymbol M\) is determined by a nef rational Cartier divisor on a
|
| 16 |
-
projective birational model. Put \(D=K_V+B+M_V\).
|
| 17 |
-
|
| 18 |
-
There is a choice of \(D\)-MMP with ample scaling which terminates. If
|
| 19 |
-
\(D\) is pseudo-effective, its endpoint \(V_m\) has nef adjoint \(D_m\).
|
| 20 |
-
If \(D\) is not pseudo-effective, its endpoint has a Mori fiber contraction
|
| 21 |
-
to a projective variety of smaller dimension. The birational steps and their
|
| 22 |
-
endpoints stay \(\Q\)-factorial generalized dlt, and the forward birational
|
| 23 |
-
map extracts no divisors.
|
| 24 |
-
In the pseudo-effective case, on a common resolution one has an actual
|
| 25 |
-
rational divisor identity
|
| 26 |
-
\[
|
| 27 |
-
u^*D=v^*D_m+F,\qquad F\geq0\text{ and }v\text{-exceptional}.
|
| 28 |
-
\]
|
| 29 |
-
\end{proposition}
|
| 30 |
-
|
| 31 |
-
For the pseudo-effective alternative, we first derive the relative weak
|
| 32 |
-
Zariski decompositions used by the minimal-model existence theorem.
|
| 33 |
-
|
| 34 |
-
For a projective morphism, first replace its image by its normal Stein
|
| 35 |
-
factor. We use the relative convention of \cite[Section~2]{TsakanikasXie}:
|
| 36 |
-
a divisor is pseudo-effective over the base when its restriction to a very
|
| 37 |
-
general fiber of this surjective morphism is pseudo-effective. An NQC weak Zariski decomposition of \(D\) over the
|
| 38 |
-
base is a birational equality \(h^*D\equiv_Z P+N\), where \(P\) is a
|
| 39 |
-
nonnegative real combination of relatively nef rational Cartier divisors
|
| 40 |
-
and \(N\geq0\). The decomposition below has rational Cartier parts.
|
| 41 |
-
|
| 42 |
-
\begin{lemma}[Relative canonical decomposition]\label{proj:relative-wzd}
|
| 43 |
-
Assume Assumption~\ref{asm:log-iitaka}. Let \(V\) be a smooth
|
| 44 |
-
quasi-projective complex variety and let \(f:V\to Z\) be projective, with
|
| 45 |
-
\(Z\) normal and quasi-projective. If \(K_V\) is pseudo-effective over
|
| 46 |
-
\(Z\), then on a normal variety \(Y\) with a projective birational morphism \(h:Y\to V\) there
|
| 47 |
-
are rational Cartier divisors \(P,N\) such that
|
| 48 |
-
\[
|
| 49 |
-
h^*K_V\equiv_Z P+N,\qquad P\text{ nef over }Z,\qquad N\geq0.
|
| 50 |
-
\]
|
| 51 |
-
\end{lemma}
|
| 52 |
-
|
| 53 |
-
\begin{proof}
|
| 54 |
-
We use the construction in the proof of
|
| 55 |
-
\cite[Proposition~3.3]{External037}. Its absolute input is a nef-plus-
|
| 56 |
-
effective rational decomposition for the canonical divisor of a smooth
|
| 57 |
-
projective variety with pseudo-effective canonical class. This is supplied
|
| 58 |
-
here by Proposition~\ref{proj:good-models} and its common-resolution
|
| 59 |
-
comparison.
|
| 60 |
-
|
| 61 |
-
Replace the image of \(f\) by its normal Stein factor. This does not change
|
| 62 |
-
relative numerical classes or contracted curves, and now \(f\) is
|
| 63 |
-
surjective with connected fibers. Its very general fiber is smooth
|
| 64 |
-
projective with pseudo-effective canonical divisor, hence is non-uniruled
|
| 65 |
-
by \cite[Theorem~0.2 and Corollary~0.3]{BDPP}. Compactify the projective
|
| 66 |
-
morphism and resolve away from \(V\). We obtain
|
| 67 |
-
\(\bar f:\bar V\to\bar Z\), with \(\bar V\) smooth projective and
|
| 68 |
-
\(\bar Z\) normal projective, unchanged over \(Z\). If \(\dim Z=0\),
|
| 69 |
-
\(V\) is already projective and the absolute input proves the lemma.
|
| 70 |
-
|
| 71 |
-
Suppose \(\dim Z>0\), and let \(r:\widetilde Z\to\bar Z\) be a smooth
|
| 72 |
-
projective resolution. Choose a sufficiently positive very ample divisor
|
| 73 |
-
\(A_Z\) on \(\bar Z\) and a general \(B\in|2A_Z|\). The pulled-back systems
|
| 74 |
-
on both \(\widetilde Z\) and \(\bar V\) are base point free. Bertini makes
|
| 75 |
-
\(r^*B\) and \(\bar f^*B\) smooth nonempty reduced divisors. Their double
|
| 76 |
-
covers
|
| 77 |
-
\[
|
| 78 |
-
\pi_Z:Z^\sharp\to\widetilde Z,
|
| 79 |
-
\qquad \pi:V^\sharp\to\bar V
|
| 80 |
-
\]
|
| 81 |
-
are smooth integral projective varieties. The canonical formulas are
|
| 82 |
-
\[
|
| 83 |
-
K_{Z^\sharp}\sim_{\Q}\pi_Z^*(K_{\widetilde Z}+r^*A_Z),
|
| 84 |
-
\qquad
|
| 85 |
-
K_{V^\sharp}\sim_{\Q}\pi^*(K_{\bar V}+\bar f^*A_Z).
|
| 86 |
-
\]
|
| 87 |
-
The first line is big when \(A_Z\) is sufficiently positive. The rational
|
| 88 |
-
map \(V^\sharp\dashrightarrow Z^\sharp\) has the same very general fibers
|
| 89 |
-
as \(f\). A covering family of rational curves on \(V^\sharp\) would
|
| 90 |
-
either dominate a covering family of rational curves on \(Z^\sharp\), or
|
| 91 |
-
cover its very general fibers by vertical rational curves. Both are
|
| 92 |
-
impossible. Thus \(V^\sharp\) is non-uniruled and \(K_{V^\sharp}\) is
|
| 93 |
-
pseudo-effective by BDPP.
|
| 94 |
-
|
| 95 |
-
Apply the absolute decomposition to \(V^\sharp\). Moving the rational
|
| 96 |
-
principal difference in the canonical formula into the nef part gives an
|
| 97 |
-
actual rational divisor decomposition for a pullback of
|
| 98 |
-
\(\pi^*(K_{\bar V}+\bar f^*A_Z)\). Take a common equivariant resolution of
|
| 99 |
-
that model and its conjugate under the covering involution. On this smooth
|
| 100 |
-
projective resolution \(g:T\to V^\sharp\), average the two decompositions.
|
| 101 |
-
We obtain
|
| 102 |
-
\[
|
| 103 |
-
g^*\pi^*(K_{\bar V}+\bar f^*A_Z)=\bar P+\bar N,
|
| 104 |
-
\qquad \bar P\text{ nef},\quad \bar N\geq0,
|
| 105 |
-
\]
|
| 106 |
-
where \(\bar P\) and \(\bar N\) are invariant rational Cartier divisors.
|
| 107 |
-
|
| 108 |
-
Let \(q:T\to\bar Y\) be the finite quotient by the involution. The invariant
|
| 109 |
-
composite \(\pi g\) induces a projective birational morphism
|
| 110 |
-
\(\bar h:\bar Y\to\bar V\), with \(\bar Y\) normal and projective. An invariant
|
| 111 |
-
rational divisor descends by dividing its coefficient at an upstairs prime
|
| 112 |
-
by the ramification index. The descended divisor is rational Cartier when
|
| 113 |
-
the original divisor is: after clearing denominators, choose one Cartier
|
| 114 |
-
equation on a semilocal neighborhood of the finite orbit above a point
|
| 115 |
-
(a Cartier divisor is principal on a semilocal ring), and multiply all its
|
| 116 |
-
translates. The product is invariant and has divisor
|
| 117 |
-
equal to the group order times the original divisor. It descends to a local
|
| 118 |
-
equation for a multiple of the downstairs divisor. This argument includes
|
| 119 |
-
stabilizers and ramification primes.
|
| 120 |
-
|
| 121 |
-
Accordingly \(\bar P=q^*P\) and \(\bar N=q^*N\) for rational Cartier
|
| 122 |
-
divisors on \(\bar Y\). Lifting curves through the finite map shows that
|
| 123 |
-
\(P\) is nef, and coefficientwise descent shows that \(N\) is effective.
|
| 124 |
-
Finite pullback is injective on rational divisors, so the displayed identity
|
| 125 |
-
descends. Restrict it to \(Y=\bar h^{-1}(V)\). The term pulled
|
| 126 |
-
back from \(A_Z\) is numerically trivial over \(Z\), giving
|
| 127 |
-
\(h^*K_V\equiv_ZP+N\), as required.
|
| 128 |
-
\end{proof}
|
| 129 |
-
|
| 130 |
-
\begin{proof}[Proof of Proposition~\ref{proj:generalized-mmp}]
|
| 131 |
-
Lemma~\ref{proj:relative-wzd} and
|
| 132 |
-
\cite[Theorem~5.2]{TsakanikasXie}, applied to the generalized pair
|
| 133 |
-
\((U/Z,0+0)\) with \(U\) smooth, prove relative minimal-model existence for smooth varieties
|
| 134 |
-
by dimension induction. The hypothesis of that theorem is relative smooth
|
| 135 |
-
minimal-model existence one dimension lower; the lemma supplies its other
|
| 136 |
-
hypothesis, an NQC weak Zariski decomposition. The induction begins in
|
| 137 |
-
dimension zero. Then \cite[Theorem~5.4]{TsakanikasXie} supplies minimal
|
| 138 |
-
models for every pseudo-effective NQC generalized lc pair in the relevant
|
| 139 |
-
dimension. Their Theorem~2.7 gives existence in the Birkar--Shokurov sense.
|
| 140 |
-
|
| 141 |
-
The nef data in the statement are NQC, because a nef rational Cartier
|
| 142 |
-
divisor is a positive multiple of a nef Cartier divisor. In the
|
| 143 |
-
pseudo-effective case the preceding paragraph therefore gives the
|
| 144 |
-
Birkar--Shokurov model required by
|
| 145 |
-
\cite[Theorem~4.2]{TsakanikasXie}. In the other case, the non-pseudo-effective
|
| 146 |
-
alternative of that theorem applies directly. To meet its scaling
|
| 147 |
-
hypothesis, take an effective sufficiently positive ample rational divisor
|
| 148 |
-
\(A\) whose general components have sufficiently small coefficients. On
|
| 149 |
-
a fixed log resolution carrying \(\boldsymbol M\), these components are
|
| 150 |
-
transverse to the boundary and preserve generalized log canonicity, while
|
| 151 |
-
their ample class can be chosen large enough that \(D+A\) is nef. The
|
| 152 |
-
theorem supplies a terminating MMP starting on \(V\).
|
| 153 |
-
|
| 154 |
-
We verify the step types inductively. Suppose \(V_i\) is
|
| 155 |
-
\(\Q\)-factorial generalized dlt. By
|
| 156 |
-
\cite[Remark~2.15]{TsakanikasXie}, each birational step has the form
|
| 157 |
-
\[
|
| 158 |
-
V_i\xrightarrow{g_i}Z_i\xleftarrow{h_i}V_{i+1},
|
| 159 |
-
\]
|
| 160 |
-
where \(g_i\) contracts a negative extremal ray and \(h_i\) is small and projective.
|
| 161 |
-
Suppose \(g_i\) is divisorial, and write \(R\) for its ray. An exceptional
|
| 162 |
-
prime \(E\) has \(E\cdot R<0\): otherwise it would be effective,
|
| 163 |
-
exceptional, and \(g_i\)-nef, contrary to negativity. There is only one
|
| 164 |
-
exceptional prime. Indeed, a combination of two distinct exceptional
|
| 165 |
-
primes can be chosen to have degree zero on \(R\); negativity applied to
|
| 166 |
-
both signs of that combination would make it zero.
|
| 167 |
-
|
| 168 |
-
We show directly that \(Z_i\) is \(\Q\)-factorial. For a prime divisor
|
| 169 |
-
\(T\) on \(Z_i\), let \(\widetilde T\) be its strict transform, choose a
|
| 170 |
-
curve \(C\) spanning \(R\), and put
|
| 171 |
-
\[
|
| 172 |
-
a=-\frac{\widetilde T\cdot C}{E\cdot C}\in\Q.
|
| 173 |
-
\]
|
| 174 |
-
Choose a positive integer \(m\) for which \(m(\widetilde T+aE)\) is
|
| 175 |
-
Cartier. Its line has degree zero on \(R\), so
|
| 176 |
-
\cite[Theorem~1.5]{Xie2022} gives an actual Cartier line \(\mathcal L_T\)
|
| 177 |
-
on \(Z_i\) and an isomorphism
|
| 178 |
-
\[
|
| 179 |
-
\OO_{V_i}\bigl(m(\widetilde T+aE)\bigr)\simeq g_i^*\mathcal L_T.
|
| 180 |
-
\]
|
| 181 |
-
On an open set trivializing \(\mathcal L_T\), the Cartier divisor
|
| 182 |
-
\(m(\widetilde T+aE)\) is principal upstairs. Pushing this principal
|
| 183 |
-
divisor identity down through the birational \(g_i\) gives a principal
|
| 184 |
-
divisor \(mT\) on that open set.
|
| 185 |
-
Thus \(T\) is rational Cartier. It follows that \(h_i\) is an isomorphism:
|
| 186 |
-
the pushforward of an \(h_i\)-ample Cartier divisor is rational Cartier
|
| 187 |
-
on \(Z_i\), and its pullback is the original divisor because \(h_i\)
|
| 188 |
-
is small. It has degree zero on every contracted curve, so relative
|
| 189 |
-
ampleness rules out positive-dimensional fibers; a finite birational
|
| 190 |
-
map to the normal \(Z_i\) is an isomorphism. If \(g_i\) is small,
|
| 191 |
-
the relatively ample canonical model \(h_i\) is the flip of
|
| 192 |
-
\cite[Definition~3.2]{HanLi}. Thus the chosen birational steps are
|
| 193 |
-
divisorial contractions and flips. The underlying variety of a
|
| 194 |
-
generalized dlt pair is klt, and these steps preserve the
|
| 195 |
-
\(\Q\)-factorial generalized dlt category
|
| 196 |
-
\cite[Remark~2.3 and Lemma~3.7]{HanLi}. They introduce no prime
|
| 197 |
-
divisors on the new models. For completeness, on a common resolution
|
| 198 |
-
of one step \(V_i\dashrightarrow V_{i+1}\) carrying \(\boldsymbol M\),
|
| 199 |
-
taking the difference of the two generalized discrepancy formulas cancels
|
| 200 |
-
their common nef divisor. The resulting difference of the adjoint pullbacks is exceptional over the new
|
| 201 |
-
model and anti-nef over it. The negativity lemma makes this difference
|
| 202 |
-
effective. Composing these actual rational divisor comparisons gives
|
| 203 |
-
\(u^*D=v^*D_m+F\) with \(F\) effective and exceptional over the endpoint.
|
| 204 |
-
The endpoints in the two cases are the nef and Mori fiber endpoints supplied
|
| 205 |
-
by the terminating program theorem.
|
| 206 |
-
\end{proof}
|
|
|
|
| 1 |
+
\subsection{Projective programs under the assumption}
|
| 2 |
+
\label{rank:projective-program-input}
|
| 3 |
+
|
| 4 |
+
The argument for a projective base uses a terminating program to reach a nef
|
| 5 |
+
adjoint and, after decreasing the nef data, a program ending in a Mori fiber
|
| 6 |
+
space. The conditional input is termination in the pseudo-effective case.
|
| 7 |
+
We first state the exact program result and then derive that case from the
|
| 8 |
+
projective good models in Proposition~\ref{proj:good-models}.
|
| 9 |
+
|
| 10 |
+
\begin{proposition}[A conditional generalized program]
|
| 11 |
+
\label{proj:generalized-mmp}
|
| 12 |
+
Assume Assumption~\ref{asm:log-iitaka}. Let
|
| 13 |
+
\((V,B+\boldsymbol M)\) be a projective generalized dlt rational pair,
|
| 14 |
+
where \(V\) is \(\Q\)-factorial, \(B\geq0\), and the nef b-divisor
|
| 15 |
+
\(\boldsymbol M\) is determined by a nef rational Cartier divisor on a
|
| 16 |
+
projective birational model. Put \(D=K_V+B+M_V\).
|
| 17 |
+
|
| 18 |
+
There is a choice of \(D\)-MMP with ample scaling which terminates. If
|
| 19 |
+
\(D\) is pseudo-effective, its endpoint \(V_m\) has nef adjoint \(D_m\).
|
| 20 |
+
If \(D\) is not pseudo-effective, its endpoint has a Mori fiber contraction
|
| 21 |
+
to a projective variety of smaller dimension. The birational steps and their
|
| 22 |
+
endpoints stay \(\Q\)-factorial generalized dlt, and the forward birational
|
| 23 |
+
map extracts no divisors.
|
| 24 |
+
In the pseudo-effective case, on a common resolution one has an actual
|
| 25 |
+
rational divisor identity
|
| 26 |
+
\[
|
| 27 |
+
u^*D=v^*D_m+F,\qquad F\geq0\text{ and }v\text{-exceptional}.
|
| 28 |
+
\]
|
| 29 |
+
\end{proposition}
|
| 30 |
+
|
| 31 |
+
For the pseudo-effective alternative, we first derive the relative weak
|
| 32 |
+
Zariski decompositions used by the minimal-model existence theorem.
|
| 33 |
+
|
| 34 |
+
For a projective morphism, first replace its image by its normal Stein
|
| 35 |
+
factor. We use the relative convention of \cite[Section~2]{TsakanikasXie}:
|
| 36 |
+
a divisor is pseudo-effective over the base when its restriction to a very
|
| 37 |
+
general fiber of this surjective morphism is pseudo-effective. An NQC weak Zariski decomposition of \(D\) over the
|
| 38 |
+
base is a birational equality \(h^*D\equiv_Z P+N\), where \(P\) is a
|
| 39 |
+
nonnegative real combination of relatively nef rational Cartier divisors
|
| 40 |
+
and \(N\geq0\). The decomposition below has rational Cartier parts.
|
| 41 |
+
|
| 42 |
+
\begin{lemma}[Relative canonical decomposition]\label{proj:relative-wzd}
|
| 43 |
+
Assume Assumption~\ref{asm:log-iitaka}. Let \(V\) be a smooth
|
| 44 |
+
quasi-projective complex variety and let \(f:V\to Z\) be projective, with
|
| 45 |
+
\(Z\) normal and quasi-projective. If \(K_V\) is pseudo-effective over
|
| 46 |
+
\(Z\), then on a normal variety \(Y\) with a projective birational morphism \(h:Y\to V\) there
|
| 47 |
+
are rational Cartier divisors \(P,N\) such that
|
| 48 |
+
\[
|
| 49 |
+
h^*K_V\equiv_Z P+N,\qquad P\text{ nef over }Z,\qquad N\geq0.
|
| 50 |
+
\]
|
| 51 |
+
\end{lemma}
|
| 52 |
+
|
| 53 |
+
\begin{proof}
|
| 54 |
+
We use the construction in the proof of
|
| 55 |
+
\cite[Proposition~3.3]{External037}. Its absolute input is a nef-plus-
|
| 56 |
+
effective rational decomposition for the canonical divisor of a smooth
|
| 57 |
+
projective variety with pseudo-effective canonical class. This is supplied
|
| 58 |
+
here by Proposition~\ref{proj:good-models} and its common-resolution
|
| 59 |
+
comparison.
|
| 60 |
+
|
| 61 |
+
Replace the image of \(f\) by its normal Stein factor. This does not change
|
| 62 |
+
relative numerical classes or contracted curves, and now \(f\) is
|
| 63 |
+
surjective with connected fibers. Its very general fiber is smooth
|
| 64 |
+
projective with pseudo-effective canonical divisor, hence is non-uniruled
|
| 65 |
+
by \cite[Theorem~0.2 and Corollary~0.3]{BDPP}. Compactify the projective
|
| 66 |
+
morphism and resolve away from \(V\). We obtain
|
| 67 |
+
\(\bar f:\bar V\to\bar Z\), with \(\bar V\) smooth projective and
|
| 68 |
+
\(\bar Z\) normal projective, unchanged over \(Z\). If \(\dim Z=0\),
|
| 69 |
+
\(V\) is already projective and the absolute input proves the lemma.
|
| 70 |
+
|
| 71 |
+
Suppose \(\dim Z>0\), and let \(r:\widetilde Z\to\bar Z\) be a smooth
|
| 72 |
+
projective resolution. Choose a sufficiently positive very ample divisor
|
| 73 |
+
\(A_Z\) on \(\bar Z\) and a general \(B\in|2A_Z|\). The pulled-back systems
|
| 74 |
+
on both \(\widetilde Z\) and \(\bar V\) are base point free. Bertini makes
|
| 75 |
+
\(r^*B\) and \(\bar f^*B\) smooth nonempty reduced divisors. Their double
|
| 76 |
+
covers
|
| 77 |
+
\[
|
| 78 |
+
\pi_Z:Z^\sharp\to\widetilde Z,
|
| 79 |
+
\qquad \pi:V^\sharp\to\bar V
|
| 80 |
+
\]
|
| 81 |
+
are smooth integral projective varieties. The canonical formulas are
|
| 82 |
+
\[
|
| 83 |
+
K_{Z^\sharp}\sim_{\Q}\pi_Z^*(K_{\widetilde Z}+r^*A_Z),
|
| 84 |
+
\qquad
|
| 85 |
+
K_{V^\sharp}\sim_{\Q}\pi^*(K_{\bar V}+\bar f^*A_Z).
|
| 86 |
+
\]
|
| 87 |
+
The first line is big when \(A_Z\) is sufficiently positive. The rational
|
| 88 |
+
map \(V^\sharp\dashrightarrow Z^\sharp\) has the same very general fibers
|
| 89 |
+
as \(f\). A covering family of rational curves on \(V^\sharp\) would
|
| 90 |
+
either dominate a covering family of rational curves on \(Z^\sharp\), or
|
| 91 |
+
cover its very general fibers by vertical rational curves. Both are
|
| 92 |
+
impossible. Thus \(V^\sharp\) is non-uniruled and \(K_{V^\sharp}\) is
|
| 93 |
+
pseudo-effective by BDPP.
|
| 94 |
+
|
| 95 |
+
Apply the absolute decomposition to \(V^\sharp\). Moving the rational
|
| 96 |
+
principal difference in the canonical formula into the nef part gives an
|
| 97 |
+
actual rational divisor decomposition for a pullback of
|
| 98 |
+
\(\pi^*(K_{\bar V}+\bar f^*A_Z)\). Take a common equivariant resolution of
|
| 99 |
+
that model and its conjugate under the covering involution. On this smooth
|
| 100 |
+
projective resolution \(g:T\to V^\sharp\), average the two decompositions.
|
| 101 |
+
We obtain
|
| 102 |
+
\[
|
| 103 |
+
g^*\pi^*(K_{\bar V}+\bar f^*A_Z)=\bar P+\bar N,
|
| 104 |
+
\qquad \bar P\text{ nef},\quad \bar N\geq0,
|
| 105 |
+
\]
|
| 106 |
+
where \(\bar P\) and \(\bar N\) are invariant rational Cartier divisors.
|
| 107 |
+
|
| 108 |
+
Let \(q:T\to\bar Y\) be the finite quotient by the involution. The invariant
|
| 109 |
+
composite \(\pi g\) induces a projective birational morphism
|
| 110 |
+
\(\bar h:\bar Y\to\bar V\), with \(\bar Y\) normal and projective. An invariant
|
| 111 |
+
rational divisor descends by dividing its coefficient at an upstairs prime
|
| 112 |
+
by the ramification index. The descended divisor is rational Cartier when
|
| 113 |
+
the original divisor is: after clearing denominators, choose one Cartier
|
| 114 |
+
equation on a semilocal neighborhood of the finite orbit above a point
|
| 115 |
+
(a Cartier divisor is principal on a semilocal ring), and multiply all its
|
| 116 |
+
translates. The product is invariant and has divisor
|
| 117 |
+
equal to the group order times the original divisor. It descends to a local
|
| 118 |
+
equation for a multiple of the downstairs divisor. This argument includes
|
| 119 |
+
stabilizers and ramification primes.
|
| 120 |
+
|
| 121 |
+
Accordingly \(\bar P=q^*P\) and \(\bar N=q^*N\) for rational Cartier
|
| 122 |
+
divisors on \(\bar Y\). Lifting curves through the finite map shows that
|
| 123 |
+
\(P\) is nef, and coefficientwise descent shows that \(N\) is effective.
|
| 124 |
+
Finite pullback is injective on rational divisors, so the displayed identity
|
| 125 |
+
descends. Restrict it to \(Y=\bar h^{-1}(V)\). The term pulled
|
| 126 |
+
back from \(A_Z\) is numerically trivial over \(Z\), giving
|
| 127 |
+
\(h^*K_V\equiv_ZP+N\), as required.
|
| 128 |
+
\end{proof}
|
| 129 |
+
|
| 130 |
+
\begin{proof}[Proof of Proposition~\ref{proj:generalized-mmp}]
|
| 131 |
+
Lemma~\ref{proj:relative-wzd} and
|
| 132 |
+
\cite[Theorem~5.2]{TsakanikasXie}, applied to the generalized pair
|
| 133 |
+
\((U/Z,0+0)\) with \(U\) smooth, prove relative minimal-model existence for smooth varieties
|
| 134 |
+
by dimension induction. The hypothesis of that theorem is relative smooth
|
| 135 |
+
minimal-model existence one dimension lower; the lemma supplies its other
|
| 136 |
+
hypothesis, an NQC weak Zariski decomposition. The induction begins in
|
| 137 |
+
dimension zero. Then \cite[Theorem~5.4]{TsakanikasXie} supplies minimal
|
| 138 |
+
models for every pseudo-effective NQC generalized lc pair in the relevant
|
| 139 |
+
dimension. Their Theorem~2.7 gives existence in the Birkar--Shokurov sense.
|
| 140 |
+
|
| 141 |
+
The nef data in the statement are NQC, because a nef rational Cartier
|
| 142 |
+
divisor is a positive multiple of a nef Cartier divisor. In the
|
| 143 |
+
pseudo-effective case the preceding paragraph therefore gives the
|
| 144 |
+
Birkar--Shokurov model required by
|
| 145 |
+
\cite[Theorem~4.2]{TsakanikasXie}. In the other case, the non-pseudo-effective
|
| 146 |
+
alternative of that theorem applies directly. To meet its scaling
|
| 147 |
+
hypothesis, take an effective sufficiently positive ample rational divisor
|
| 148 |
+
\(A\) whose general components have sufficiently small coefficients. On
|
| 149 |
+
a fixed log resolution carrying \(\boldsymbol M\), these components are
|
| 150 |
+
transverse to the boundary and preserve generalized log canonicity, while
|
| 151 |
+
their ample class can be chosen large enough that \(D+A\) is nef. The
|
| 152 |
+
theorem supplies a terminating MMP starting on \(V\).
|
| 153 |
+
|
| 154 |
+
We verify the step types inductively. Suppose \(V_i\) is
|
| 155 |
+
\(\Q\)-factorial generalized dlt. By
|
| 156 |
+
\cite[Remark~2.15]{TsakanikasXie}, each birational step has the form
|
| 157 |
+
\[
|
| 158 |
+
V_i\xrightarrow{g_i}Z_i\xleftarrow{h_i}V_{i+1},
|
| 159 |
+
\]
|
| 160 |
+
where \(g_i\) contracts a negative extremal ray and \(h_i\) is small and projective.
|
| 161 |
+
Suppose \(g_i\) is divisorial, and write \(R\) for its ray. An exceptional
|
| 162 |
+
prime \(E\) has \(E\cdot R<0\): otherwise it would be effective,
|
| 163 |
+
exceptional, and \(g_i\)-nef, contrary to negativity. There is only one
|
| 164 |
+
exceptional prime. Indeed, a combination of two distinct exceptional
|
| 165 |
+
primes can be chosen to have degree zero on \(R\); negativity applied to
|
| 166 |
+
both signs of that combination would make it zero.
|
| 167 |
+
|
| 168 |
+
We show directly that \(Z_i\) is \(\Q\)-factorial. For a prime divisor
|
| 169 |
+
\(T\) on \(Z_i\), let \(\widetilde T\) be its strict transform, choose a
|
| 170 |
+
curve \(C\) spanning \(R\), and put
|
| 171 |
+
\[
|
| 172 |
+
a=-\frac{\widetilde T\cdot C}{E\cdot C}\in\Q.
|
| 173 |
+
\]
|
| 174 |
+
Choose a positive integer \(m\) for which \(m(\widetilde T+aE)\) is
|
| 175 |
+
Cartier. Its line has degree zero on \(R\), so
|
| 176 |
+
\cite[Theorem~1.5]{Xie2022} gives an actual Cartier line \(\mathcal L_T\)
|
| 177 |
+
on \(Z_i\) and an isomorphism
|
| 178 |
+
\[
|
| 179 |
+
\OO_{V_i}\bigl(m(\widetilde T+aE)\bigr)\simeq g_i^*\mathcal L_T.
|
| 180 |
+
\]
|
| 181 |
+
On an open set trivializing \(\mathcal L_T\), the Cartier divisor
|
| 182 |
+
\(m(\widetilde T+aE)\) is principal upstairs. Pushing this principal
|
| 183 |
+
divisor identity down through the birational \(g_i\) gives a principal
|
| 184 |
+
divisor \(mT\) on that open set.
|
| 185 |
+
Thus \(T\) is rational Cartier. It follows that \(h_i\) is an isomorphism:
|
| 186 |
+
the pushforward of an \(h_i\)-ample Cartier divisor is rational Cartier
|
| 187 |
+
on \(Z_i\), and its pullback is the original divisor because \(h_i\)
|
| 188 |
+
is small. It has degree zero on every contracted curve, so relative
|
| 189 |
+
ampleness rules out positive-dimensional fibers; a finite birational
|
| 190 |
+
map to the normal \(Z_i\) is an isomorphism. If \(g_i\) is small,
|
| 191 |
+
the relatively ample canonical model \(h_i\) is the flip of
|
| 192 |
+
\cite[Definition~3.2]{HanLi}. Thus the chosen birational steps are
|
| 193 |
+
divisorial contractions and flips. The underlying variety of a
|
| 194 |
+
generalized dlt pair is klt, and these steps preserve the
|
| 195 |
+
\(\Q\)-factorial generalized dlt category
|
| 196 |
+
\cite[Remark~2.3 and Lemma~3.7]{HanLi}. They introduce no prime
|
| 197 |
+
divisors on the new models. For completeness, on a common resolution
|
| 198 |
+
of one step \(V_i\dashrightarrow V_{i+1}\) carrying \(\boldsymbol M\),
|
| 199 |
+
taking the difference of the two generalized discrepancy formulas cancels
|
| 200 |
+
their common nef divisor. The resulting difference of the adjoint pullbacks is exceptional over the new
|
| 201 |
+
model and anti-nef over it. The negativity lemma makes this difference
|
| 202 |
+
effective. Composing these actual rational divisor comparisons gives
|
| 203 |
+
\(u^*D=v^*D_m+F\) with \(F\) effective and exceptional over the endpoint.
|
| 204 |
+
The endpoints in the two cases are the nef and Mori fiber endpoints supplied
|
| 205 |
+
by the terminating program theorem.
|
| 206 |
+
\end{proof}
|
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/05-rank-one.tex
CHANGED
|
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|
|
|
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/06-simple-nonvanishing.tex
CHANGED
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|
|
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/07-signed-rigidity.tex
CHANGED
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|
|
|
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/README.md
CHANGED
|
@@ -1,21 +1,21 @@
|
|
| 1 |
-
# [Milne's rationality conjecture for abelian varieties](paper.pdf)
|
| 2 |
-
|
| 3 |
-
**Author:** OpenAI
|
| 4 |
-
|
| 5 |
-
**Date:** October 7, 2026
|
| 6 |
-
|
| 7 |
-
## Citation
|
| 8 |
-
|
| 9 |
-
```bibtex
|
| 10 |
-
@misc{OAI:Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026,
|
| 11 |
-
author = {{OpenAI}},
|
| 12 |
-
title = {{Milne's rationality conjecture for abelian varieties}},
|
| 13 |
-
howpublished = {OpenAI Math Release preprint
|
| 14 |
-
\href{https://github.com/openai/math/blob/main/preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/paper.pdf}{OAI:Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026}},
|
| 15 |
-
year = {2026}
|
| 16 |
-
}
|
| 17 |
-
```
|
| 18 |
-
|
| 19 |
-
## Version note
|
| 20 |
-
|
| 21 |
-
This version updates a citation to a revised manuscript in this collection; see the [previous version](../Milnes-rationality-conjecture-for-abelian-varieties-September-23-2026/paper.pdf).
|
|
|
|
| 1 |
+
# [Milne's rationality conjecture for abelian varieties](paper.pdf)
|
| 2 |
+
|
| 3 |
+
**Author:** OpenAI
|
| 4 |
+
|
| 5 |
+
**Date:** October 7, 2026
|
| 6 |
+
|
| 7 |
+
## Citation
|
| 8 |
+
|
| 9 |
+
```bibtex
|
| 10 |
+
@misc{OAI:Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026,
|
| 11 |
+
author = {{OpenAI}},
|
| 12 |
+
title = {{Milne's rationality conjecture for abelian varieties}},
|
| 13 |
+
howpublished = {OpenAI Math Release preprint
|
| 14 |
+
\href{https://github.com/openai/math/blob/main/preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/paper.pdf}{OAI:Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026}},
|
| 15 |
+
year = {2026}
|
| 16 |
+
}
|
| 17 |
+
```
|
| 18 |
+
|
| 19 |
+
## Version note
|
| 20 |
+
|
| 21 |
+
This version updates a citation to a revised manuscript in this collection; see the [previous version](../Milnes-rationality-conjecture-for-abelian-varieties-September-23-2026/paper.pdf).
|
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/figures/two-transports.tex
CHANGED
|
@@ -1,28 +1,28 @@
|
|
| 1 |
-
\begin{tikzpicture}[
|
| 2 |
-
>=Latex, font=\small,
|
| 3 |
-
variety/.style={draw=MidnightBlue!60,rounded corners=2pt,
|
| 4 |
-
fill=MidnightBlue!3,align=center,minimum width=43mm,
|
| 5 |
-
minimum height=11mm},
|
| 6 |
-
every edge/.style={draw,->,thick},
|
| 7 |
-
note/.style={font=\footnotesize,align=center}]
|
| 8 |
-
\node[font=\bfseries] at (3,1.0) {CM transport};
|
| 9 |
-
\node[variety] (A) at (0,0) {$A^n/\Qbar$};
|
| 10 |
-
\node[variety] (C) at (6,0) {$C/\Qbar$\quad(CM)};
|
| 11 |
-
\node[variety] (A0) at (0,-1.7) {$A_0^n$};
|
| 12 |
-
\node[variety] (C0) at (6,-1.7) {$C_0$};
|
| 13 |
-
\path (A) edge node[left,note] {reduction} (A0);
|
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|
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|
| 26 |
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|
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|
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|
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/main.tex
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\title{Milne's rationality conjecture\protect\\ for abelian varieties}
|
| 52 |
-
\author{OpenAI}
|
| 53 |
-
\date{October 7, 2026}
|
| 54 |
-
\begin{document}
|
| 55 |
-
\maketitle
|
| 56 |
-
\vspace{-1em}
|
| 57 |
-
\begin{abstract}
|
| 58 |
-
We prove Milne's rationality conjecture for abelian varieties, including
|
| 59 |
-
residue characteristic \(2\). After good reduction, the pairing of a
|
| 60 |
-
rational Hodge class with any complementary product of divisor classes
|
| 61 |
-
on the reduction is the same rational number in every prime-to-\(p\)
|
| 62 |
-
realization and in crystalline cohomology. Using the Hodge theorem for CM
|
| 63 |
-
abelian varieties, we also show that every such specialized Hodge class
|
| 64 |
-
is represented by a single rational algebraic cycle in all these realizations.
|
| 65 |
-
\end{abstract}
|
| 66 |
-
\input{sections/00_intro}
|
| 67 |
-
\input{sections/01_preliminaries}
|
| 68 |
-
\input{sections/02_transport}
|
| 69 |
-
\input{sections/03_filtration}
|
| 70 |
-
\input{sections/04_weil}
|
| 71 |
-
\input{sections/05_reduction}
|
| 72 |
-
\input{references}
|
| 73 |
-
\end{document}
|
|
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+
\documentclass[11pt]{article}
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\usepackage{amsmath,amssymb,amsthm,mathtools}
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\usepackage{microtype}
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\usepackage{enumitem}
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\usepackage{tikz}
|
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\usetikzlibrary{arrows.meta,positioning}
|
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+
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|
| 13 |
+
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|
| 14 |
+
pdfsubject={Rational pairings of specialized Hodge classes with Lefschetz classes},
|
| 15 |
+
pdfauthor={OpenAI}}
|
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+
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|
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|
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|
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|
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+
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|
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+
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|
| 22 |
+
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|
| 23 |
+
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|
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+
\newtheorem{definition}[theorem]{Definition}
|
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+
\theoremstyle{remark}
|
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+
\newtheorem{remark}[theorem]{Remark}
|
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+
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|
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+
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|
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+
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|
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|
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+
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|
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+
\newcommand{\F}{\mathbb F}
|
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+
\newcommand{\Qbar}{\overline{\mathbb Q}}
|
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+
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|
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|
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|
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|
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+
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|
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+
\DeclareMathOperator{\GL}{GL}
|
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+
\DeclareMathOperator{\SL}{SL}
|
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+
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|
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|
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|
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+
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|
| 48 |
+
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|
| 49 |
+
\DeclareMathOperator{\id}{id}
|
| 50 |
+
\DeclareMathOperator{\Spec}{Spec}
|
| 51 |
+
\title{Milne's rationality conjecture\protect\\ for abelian varieties}
|
| 52 |
+
\author{OpenAI}
|
| 53 |
+
\date{October 7, 2026}
|
| 54 |
+
\begin{document}
|
| 55 |
+
\maketitle
|
| 56 |
+
\vspace{-1em}
|
| 57 |
+
\begin{abstract}
|
| 58 |
+
We prove Milne's rationality conjecture for abelian varieties, including
|
| 59 |
+
residue characteristic \(2\). After good reduction, the pairing of a
|
| 60 |
+
rational Hodge class with any complementary product of divisor classes
|
| 61 |
+
on the reduction is the same rational number in every prime-to-\(p\)
|
| 62 |
+
realization and in crystalline cohomology. Using the Hodge theorem for CM
|
| 63 |
+
abelian varieties, we also show that every such specialized Hodge class
|
| 64 |
+
is represented by a single rational algebraic cycle in all these realizations.
|
| 65 |
+
\end{abstract}
|
| 66 |
+
\input{sections/00_intro}
|
| 67 |
+
\input{sections/01_preliminaries}
|
| 68 |
+
\input{sections/02_transport}
|
| 69 |
+
\input{sections/03_filtration}
|
| 70 |
+
\input{sections/04_weil}
|
| 71 |
+
\input{sections/05_reduction}
|
| 72 |
+
\input{references}
|
| 73 |
+
\end{document}
|
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/references.tex
CHANGED
|
@@ -1,274 +1,274 @@
|
|
| 1 |
-
\begin{thebibliography}{Stacks}
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| 2 |
-
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| 3 |
-
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Y.~Andr\'e,
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\emph{Une remarque \`a propos des cycles de Hodge de type CM},
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in S.~David (ed.), \emph{S\'eminaire de Th\'eorie des Nombres,
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Paris, 1989--90}, Progress in Math. \textbf{102},
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Y.~Andr\'e,
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Publ. Math. Inst. Hautes \'{E}tudes Sci. \textbf{83} (1996), 5--49.
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D.~Blasius,
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\emph{A $p$-adic property of Hodge classes on abelian varieties},
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in \emph{Motives} (Seattle, WA, 1991), Part~2,
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Proc. Sympos. Pure Math. \textbf{55}, Part~2,
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P.~Colmez and J.-M.~Fontaine,
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Invent. Math. \textbf{140} (2000), no.~1, 1--43.
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\href{https://www.imo.universite-paris-saclay.fr/~fontaine/CF.pdf}{Author's version}.
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B.~Conrad,
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\emph{Minimal models for elliptic curves}, notes, 20 October 2003.
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\href{https://math.stanford.edu/~conrad/vigregroup/vigre03/minimalmodel.pdf}{Author's notes}.
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\bibitem[Del82]{Deligne1982}
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| 40 |
-
P.~Deligne,
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\emph{Hodge cycles on abelian varieties} (notes by J.~S.~Milne),
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in P.~Deligne, J.~S.~Milne, A.~Ogus, and K.-y.~Shih,
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Lecture Notes in Math. \textbf{900}, Springer-Verlag,
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Berlin--New York, 1982, 9--100.
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\href{https://www.jmilne.org/math/Documents/Deligne82.pdf}{Corrected online version}.
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J.-M.~Fontaine and M.~Rapoport,
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A.~Grothendieck,
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in \emph{Actes du Congr\`es International des Math\'ematiciens}
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\href{https://doi.org/10.1007/978-0-8176-4532-8_7}{doi:10.1007/978-0-8176-4532-8\_7}.
|
| 105 |
-
|
| 106 |
-
\bibitem[Kis17]{Kisin2017}
|
| 107 |
-
M.~Kisin,
|
| 108 |
-
\emph{Mod $p$ points on Shimura varieties of abelian type},
|
| 109 |
-
J. Amer. Math. Soc. \textbf{30} (2017), no.~3, 819--914.
|
| 110 |
-
\href{https://people.math.harvard.edu/~kisin/dvifiles/lr.pdf}{Author's version used for all locators}.
|
| 111 |
-
|
| 112 |
-
\bibitem[KZ25a]{KisinZhouEarlier}
|
| 113 |
-
M.~Kisin and R.~Zhou,
|
| 114 |
-
\emph{Independence of $\ell$ for Frobenius conjugacy classes attached to
|
| 115 |
-
abelian varieties},
|
| 116 |
-
Ann. of Math. (2) \textbf{202} (2025), no.~3, 1077--1156.
|
| 117 |
-
\href{https://doi.org/10.4007/annals.2025.202.3.3}{doi:10.4007/annals.2025.202.3.3}.
|
| 118 |
-
\href{https://arxiv.org/abs/2103.09945v2}{arXiv:2103.09945v2} (7 October 2024).
|
| 119 |
-
All locators refer to
|
| 120 |
-
\href{https://arxiv.org/pdf/2103.09945v2}{arXiv:2103.09945v2}.
|
| 121 |
-
|
| 122 |
-
\bibitem[KZ25b]{KisinZhou2025}
|
| 123 |
-
M.~Kisin and R.~Zhou,
|
| 124 |
-
\emph{Strongly compatible systems associated to semistable abelian varieties},
|
| 125 |
-
preprint, 2025,
|
| 126 |
-
\href{https://arxiv.org/abs/2505.02165v1}{arXiv:2505.02165v1}
|
| 127 |
-
(deposited 4 May 2025).
|
| 128 |
-
\href{https://arxiv.org/pdf/2505.02165v1}{PDF version used for all locators},
|
| 129 |
-
dated 10 June 2025.
|
| 130 |
-
|
| 131 |
-
\bibitem[Mar26]{Markman2026}
|
| 132 |
-
E.~Markman,
|
| 133 |
-
\emph{Secant sheaves and Weil classes on abelian varieties},
|
| 134 |
-
preprint, contribution to the ICM 2026,
|
| 135 |
-
\href{https://arxiv.org/abs/2509.23403v2}{arXiv:2509.23403v2}
|
| 136 |
-
(11 February 2026).
|
| 137 |
-
\href{https://arxiv.org/pdf/2509.23403v2}{Version used for all locators},
|
| 138 |
-
dated 13 February 2026.
|
| 139 |
-
|
| 140 |
-
\bibitem[Mil86]{MilneAV}
|
| 141 |
-
J.~S.~Milne,
|
| 142 |
-
\emph{Abelian varieties},
|
| 143 |
-
in G.~Cornell and J.~H.~Silverman (eds.), \emph{Arithmetic Geometry}
|
| 144 |
-
(Storrs, CT, 1984), Springer-Verlag, New York, 1986, 103--150.
|
| 145 |
-
\href{https://doi.org/10.1007/978-1-4613-8655-1_5}{doi:10.1007/978-1-4613-8655-1\_5}.
|
| 146 |
-
\href{https://www.jmilne.org/math/xnotes/AVs.pdf}{Corrected author's version},
|
| 147 |
-
2 January 2022; original theorem numbering retained.
|
| 148 |
-
|
| 149 |
-
\bibitem[Mil99]{Milne1999}
|
| 150 |
-
J.~S.~Milne,
|
| 151 |
-
\emph{Lefschetz classes on abelian varieties},
|
| 152 |
-
Duke Math. J. \textbf{96} (1999), no.~3, 639--675.
|
| 153 |
-
\href{https://www.jmilne.org/math/articles/1999aP.pdf}{Author's version};
|
| 154 |
-
\href{https://www.jmilne.org/math/articles/1999a.html}{author's correction to
|
| 155 |
-
the proof of Theorem~5.9}.
|
| 156 |
-
|
| 157 |
-
\bibitem[Mil00]{Milne2000}
|
| 158 |
-
J.~S.~Milne,
|
| 159 |
-
\emph{Towards a proof of the conjecture of Langlands and Rapoport},
|
| 160 |
-
notes for a talk at the Institut Henri Poincar\'e, 28 April 2000,
|
| 161 |
-
version dated 30 April 2000.
|
| 162 |
-
\href{https://www.jmilne.org/math/articles/2000.pdf}{Author's notes}.
|
| 163 |
-
|
| 164 |
-
\bibitem[Mil05]{MilneShimura}
|
| 165 |
-
J.~S.~Milne,
|
| 166 |
-
\emph{Introduction to Shimura varieties},
|
| 167 |
-
in \emph{Harmonic Analysis, the Trace Formula, and Shimura Varieties},
|
| 168 |
-
Clay Math. Proc. \textbf{4}, American Mathematical Society,
|
| 169 |
-
Providence, RI, 2005, 265--378.
|
| 170 |
-
\href{https://www.jmilne.org/math/xnotes/svi.pdf}{Author's revision},
|
| 171 |
-
16 September 2017; locators refer to this revision.
|
| 172 |
-
|
| 173 |
-
\bibitem[Mil08a]{MilneAIM2007}
|
| 174 |
-
J.~S.~Milne,
|
| 175 |
-
\emph{The Tate conjecture over finite fields (AIM talk)},
|
| 176 |
-
notes for the American Institute of Mathematics workshop, July 2007,
|
| 177 |
-
version~2.2, 7 May 2008.
|
| 178 |
-
\href{https://www.jmilne.org/math/articles/2007e.pdf}{Version used for all locators}.
|
| 179 |
-
|
| 180 |
-
\bibitem[Mil08b]{MilneAVNotes}
|
| 181 |
-
J.~S.~Milne,
|
| 182 |
-
\emph{Abelian Varieties}, course notes, version~2.00, 2008, vi+166~pp.
|
| 183 |
-
\href{https://www.jmilne.org/math/CourseNotes/AVc.pdf}{Author's course notes}.
|
| 184 |
-
|
| 185 |
-
\bibitem[Mil09]{Milne2009}
|
| 186 |
-
J.~S.~Milne,
|
| 187 |
-
\emph{Rational Tate classes},
|
| 188 |
-
Mosc. Math. J. \textbf{9} (2009), no.~1, 111--141.
|
| 189 |
-
\href{https://www.jmilne.org/math/articles/2009b.pdf}{Author's version};
|
| 190 |
-
page numbers refer to this version.
|
| 191 |
-
|
| 192 |
-
\bibitem[Mil13]{MilneLEC}
|
| 193 |
-
J.~S.~Milne,
|
| 194 |
-
\emph{Lectures on \'{E}tale Cohomology},
|
| 195 |
-
course notes, version~2.21, 22 March 2013.
|
| 196 |
-
\href{https://www.jmilne.org/math/CourseNotes/LEC.pdf}{Author's notes}.
|
| 197 |
-
|
| 198 |
-
\bibitem[MilANT]{MilneANT}
|
| 199 |
-
J.~S.~Milne,
|
| 200 |
-
\emph{Algebraic Number Theory}, course notes, version~3.08, 19 July 2020.
|
| 201 |
-
\href{https://www.jmilne.org/math/CourseNotes/ANTc.pdf}{Author's course notes}.
|
| 202 |
-
Locators refer to this version.
|
| 203 |
-
|
| 204 |
-
\bibitem[Mil20]{Milne2020}
|
| 205 |
-
J.~S.~Milne,
|
| 206 |
-
\emph{Hodge classes on abelian varieties},
|
| 207 |
-
preprint, 2020,
|
| 208 |
-
\href{https://arxiv.org/abs/2010.08857v2}{arXiv:2010.08857v2}
|
| 209 |
-
(11 November 2020).
|
| 210 |
-
\href{https://arxiv.org/pdf/2010.08857v2}{Version used for all locators}.
|
| 211 |
-
|
| 212 |
-
\bibitem[Mil22]{MilneAG2022}
|
| 213 |
-
J.~S.~Milne,
|
| 214 |
-
\emph{Algebraic Groups: The Theory of Group Schemes of Finite Type over a Field},
|
| 215 |
-
Cambridge Studies in Advanced Mathematics \textbf{170},
|
| 216 |
-
Cambridge University Press, Cambridge, 2017; corrected reprint, 2022.
|
| 217 |
-
\href{https://doi.org/10.1017/9781316711736}{doi:10.1017/9781316711736}.
|
| 218 |
-
\href{https://www.jmilne.org/math/Books/iAG2022.pdf}{Corrected 2022 version used for all locators}.
|
| 219 |
-
|
| 220 |
-
\bibitem[Mil25]{Milne2025}
|
| 221 |
-
J.~S.~Milne,
|
| 222 |
-
\emph{Abelian motives and Shimura varieties in nonzero characteristic},
|
| 223 |
-
preprint, version~2.2, 2 November 2025.
|
| 224 |
-
\href{https://www.jmilne.org/math/articles/SVp.pdf}{Author's version used for all locators}.
|
| 225 |
-
|
| 226 |
-
\bibitem[Moo98]{Moonen1998}
|
| 227 |
-
B.~Moonen,
|
| 228 |
-
\emph{Models of Shimura varieties in mixed characteristics},
|
| 229 |
-
in A.~J.~Scholl and R.~L.~Taylor (eds.),
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| 230 |
-
\emph{Galois Representations in Arithmetic Algebraic Geometry}
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| 231 |
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(Durham, 1996), London Math. Soc. Lecture Note Ser. \textbf{254},
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| 232 |
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Cambridge University Press, Cambridge, 1998, 267--350.
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\href{https://doi.org/10.1017/CBO9780511662010.008}{doi:10.1017/CBO9780511662010.008}.
|
| 234 |
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\href{https://www.math.ru.nl/personal/bmoonen/Papers/SMCfinal.pdf}{Author's version}.
|
| 235 |
-
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| 236 |
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\bibitem[OAI26]{OpenAICMHodge2026}
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| 237 |
-
OpenAI,
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| 238 |
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\emph{The rational Hodge conjecture for CM abelian varieties},\newline
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| 239 |
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OpenAI Math Release preprint
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\href{https://github.com/openai/math/blob/main/preprints/The-rational-Hodge-conjecture-for-CM-abelian-varieties-October-6-2026/paper.pdf}{OAI:The-rational-Hodge-conjecture-for-CM-abelian-varieties-October-6-2026},
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| 241 |
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2026.
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| 243 |
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\bibitem[PR24]{PappasRapoport2024}
|
| 244 |
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G.~Pappas and M.~Rapoport,
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| 245 |
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\emph{$p$-adic shtukas and the theory of global and local Shimura varieties},
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| 246 |
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Camb. J. Math. \textbf{12} (2024), no.~1, 1--164.
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| 247 |
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\href{https://doi.org/10.4310/CJM.2024.v12.n1.a1}{doi:10.4310/CJM.2024.v12.n1.a1}.
|
| 248 |
-
\href{https://arxiv.org/abs/2106.08270v6}{arXiv:2106.08270v6}
|
| 249 |
-
(26 October 2023); preprint page numbers refer to
|
| 250 |
-
\href{https://arxiv.org/pdf/2106.08270v6}{this version}.
|
| 251 |
-
|
| 252 |
-
\bibitem[Stacks]{StacksProject}
|
| 253 |
-
The Stacks Project Authors,
|
| 254 |
-
\emph{The Stacks Project},
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| 255 |
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\href{https://stacks.math.columbia.edu/tag/0A42}{Lemma~30.28.3, Tag~0A42},
|
| 256 |
-
accessed 23 September 2026.
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| 258 |
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\bibitem[Tat67]{Tate1967}
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| 259 |
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J.~T.~Tate,
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| 260 |
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\emph{$p$-Divisible Groups},
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| 261 |
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in T.~A.~Springer (ed.), \emph{Proceedings of a Conference on Local Fields}
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(Driebergen, 1966), Springer-Verlag, Berlin--Heidelberg, 1967, 158--183.
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\href{https://doi.org/10.1007/978-3-642-87942-5_12}{doi:10.1007/978-3-642-87942-5\_12}.
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\href{https://www.math.purdue.edu/~tongliu/teaching/598/p-divisible.pdf}{Original article}.
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| 266 |
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\bibitem[Win97]{Wintenberger1997}
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| 267 |
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J.-P.~Wintenberger,
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| 268 |
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\emph{Propri\'et\'es du groupe tannakien des structures de Hodge $p$-adiques
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et torseur entre cohomologies cristalline et \'etale},
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\href{https://www.numdam.org/item/10.5802/aif.1600.pdf}{Original article}.
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\end{thebibliography}
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\begin{thebibliography}{Stacks}
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| 4 |
+
Y.~Andr\'e,
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\emph{Une remarque \`a propos des cycles de Hodge de type CM},
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in S.~David (ed.), \emph{S\'eminaire de Th\'eorie des Nombres,
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+
Paris, 1989--90}, Progress in Math. \textbf{102},
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Birkh\"auser Boston, Boston, MA, 1992, 1--7.
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| 17 |
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\bibitem[Bla94]{Blasius1994}
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| 18 |
+
D.~Blasius,
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| 19 |
+
\emph{A $p$-adic property of Hodge classes on abelian varieties},
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| 20 |
+
in \emph{Motives} (Seattle, WA, 1991), Part~2,
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U.~Jannsen, S.~Kleiman, and J.-P.~Serre (eds.),
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| 26 |
+
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P.~Colmez and J.-M.~Fontaine,
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\emph{Construction des repr\'esentations $p$-adiques semi-stables},
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\href{https://www.imo.universite-paris-saclay.fr/~fontaine/CF.pdf}{Author's version}.
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| 33 |
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| 35 |
+
B.~Conrad,
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| 36 |
+
\emph{Minimal models for elliptic curves}, notes, 20 October 2003.
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| 37 |
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\href{https://math.stanford.edu/~conrad/vigregroup/vigre03/minimalmodel.pdf}{Author's notes}.
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| 38 |
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+
\bibitem[Del82]{Deligne1982}
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| 40 |
+
P.~Deligne,
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| 41 |
+
\emph{Hodge cycles on abelian varieties} (notes by J.~S.~Milne),
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| 42 |
+
in P.~Deligne, J.~S.~Milne, A.~Ogus, and K.-y.~Shih,
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| 43 |
+
\emph{Hodge Cycles, Motives, and Shimura Varieties},
|
| 44 |
+
Lecture Notes in Math. \textbf{900}, Springer-Verlag,
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| 45 |
+
Berlin--New York, 1982, 9--100.
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| 46 |
+
\href{https://www.jmilne.org/math/Documents/Deligne82.pdf}{Corrected online version}.
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| 47 |
+
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| 48 |
+
\bibitem[FR05]{FontaineRapoport2005}
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| 49 |
+
J.-M.~Fontaine and M.~Rapoport,
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\emph{Existence de filtrations admissibles sur des isocristaux},
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I.~Gleason, D.~G.~Lim, and Y.~Xu,
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| 58 |
+
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| 60 |
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| 61 |
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(10 November 2025); preprint locators refer to
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| 62 |
+
\href{https://arxiv.org/pdf/2208.07195v3}{this version}.
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| 63 |
+
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| 64 |
+
\bibitem[Gro71]{Grothendieck1970}
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| 65 |
+
A.~Grothendieck,
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| 66 |
+
\emph{Groupes de Barsotti-Tate et cristaux},
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| 67 |
+
in \emph{Actes du Congr\`es International des Math\'ematiciens}
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| 68 |
+
(Nice, 1970), Tome~1, Gauthier-Villars, Paris, 1971, 431--436.
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| 69 |
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| 70 |
+
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| 71 |
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| 74 |
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| 76 |
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L.~Illusie,
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in U.~Zannier (ed.), \emph{Colloquium De Giorgi 2013 and 2014},
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+
Publications of the Scuola Normale Superiore \textbf{5},
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| 83 |
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Edizioni della Normale, Pisa, 2015, 79--107.
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\href{https://www.imo.universite-paris-saclay.fr/~luc.illusie/Illusie-Pisa5.pdf}{Author's version}.
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+
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| 87 |
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| 88 |
+
W.~Kim,
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\emph{The classification of $p$-divisible groups over $2$-adic discrete
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valuation rings},
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Math. Res. Lett. \textbf{19} (2012), no.~1, 121--141.
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+
\href{https://arxiv.org/abs/1007.1904v3}{arXiv:1007.1904v3}
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| 94 |
+
(30 December 2011); preprint locators refer to
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| 95 |
+
\href{https://arxiv.org/pdf/1007.1904v3}{this version}.
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| 96 |
+
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\bibitem[Kis06]{Kisin2006}
|
| 98 |
+
M.~Kisin,
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| 99 |
+
\emph{Crystalline representations and $F$-crystals},
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| 100 |
+
in V.~Ginzburg (ed.), \emph{Algebraic Geometry and Number Theory:
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| 101 |
+
In Honor of Vladimir Drinfeld's 50th Birthday},
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| 102 |
+
Progress in Math. \textbf{253}, Birkh\"auser Boston, Boston, MA,
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2006, 459--496.
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\bibitem[Kis17]{Kisin2017}
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+
M.~Kisin,
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| 108 |
+
\emph{Mod $p$ points on Shimura varieties of abelian type},
|
| 109 |
+
J. Amer. Math. Soc. \textbf{30} (2017), no.~3, 819--914.
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| 110 |
+
\href{https://people.math.harvard.edu/~kisin/dvifiles/lr.pdf}{Author's version used for all locators}.
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+
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| 112 |
+
\bibitem[KZ25a]{KisinZhouEarlier}
|
| 113 |
+
M.~Kisin and R.~Zhou,
|
| 114 |
+
\emph{Independence of $\ell$ for Frobenius conjugacy classes attached to
|
| 115 |
+
abelian varieties},
|
| 116 |
+
Ann. of Math. (2) \textbf{202} (2025), no.~3, 1077--1156.
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| 117 |
+
\href{https://doi.org/10.4007/annals.2025.202.3.3}{doi:10.4007/annals.2025.202.3.3}.
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| 118 |
+
\href{https://arxiv.org/abs/2103.09945v2}{arXiv:2103.09945v2} (7 October 2024).
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| 119 |
+
All locators refer to
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| 120 |
+
\href{https://arxiv.org/pdf/2103.09945v2}{arXiv:2103.09945v2}.
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| 121 |
+
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| 122 |
+
\bibitem[KZ25b]{KisinZhou2025}
|
| 123 |
+
M.~Kisin and R.~Zhou,
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| 124 |
+
\emph{Strongly compatible systems associated to semistable abelian varieties},
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| 125 |
+
preprint, 2025,
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| 126 |
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| 127 |
+
(deposited 4 May 2025).
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| 128 |
+
\href{https://arxiv.org/pdf/2505.02165v1}{PDF version used for all locators},
|
| 129 |
+
dated 10 June 2025.
|
| 130 |
+
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| 131 |
+
\bibitem[Mar26]{Markman2026}
|
| 132 |
+
E.~Markman,
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| 133 |
+
\emph{Secant sheaves and Weil classes on abelian varieties},
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| 134 |
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preprint, contribution to the ICM 2026,
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| 136 |
+
(11 February 2026).
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| 137 |
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\href{https://arxiv.org/pdf/2509.23403v2}{Version used for all locators},
|
| 138 |
+
dated 13 February 2026.
|
| 139 |
+
|
| 140 |
+
\bibitem[Mil86]{MilneAV}
|
| 141 |
+
J.~S.~Milne,
|
| 142 |
+
\emph{Abelian varieties},
|
| 143 |
+
in G.~Cornell and J.~H.~Silverman (eds.), \emph{Arithmetic Geometry}
|
| 144 |
+
(Storrs, CT, 1984), Springer-Verlag, New York, 1986, 103--150.
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+
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|
| 147 |
+
2 January 2022; original theorem numbering retained.
|
| 148 |
+
|
| 149 |
+
\bibitem[Mil99]{Milne1999}
|
| 150 |
+
J.~S.~Milne,
|
| 151 |
+
\emph{Lefschetz classes on abelian varieties},
|
| 152 |
+
Duke Math. J. \textbf{96} (1999), no.~3, 639--675.
|
| 153 |
+
\href{https://www.jmilne.org/math/articles/1999aP.pdf}{Author's version};
|
| 154 |
+
\href{https://www.jmilne.org/math/articles/1999a.html}{author's correction to
|
| 155 |
+
the proof of Theorem~5.9}.
|
| 156 |
+
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| 157 |
+
\bibitem[Mil00]{Milne2000}
|
| 158 |
+
J.~S.~Milne,
|
| 159 |
+
\emph{Towards a proof of the conjecture of Langlands and Rapoport},
|
| 160 |
+
notes for a talk at the Institut Henri Poincar\'e, 28 April 2000,
|
| 161 |
+
version dated 30 April 2000.
|
| 162 |
+
\href{https://www.jmilne.org/math/articles/2000.pdf}{Author's notes}.
|
| 163 |
+
|
| 164 |
+
\bibitem[Mil05]{MilneShimura}
|
| 165 |
+
J.~S.~Milne,
|
| 166 |
+
\emph{Introduction to Shimura varieties},
|
| 167 |
+
in \emph{Harmonic Analysis, the Trace Formula, and Shimura Varieties},
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| 168 |
+
Clay Math. Proc. \textbf{4}, American Mathematical Society,
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| 169 |
+
Providence, RI, 2005, 265--378.
|
| 170 |
+
\href{https://www.jmilne.org/math/xnotes/svi.pdf}{Author's revision},
|
| 171 |
+
16 September 2017; locators refer to this revision.
|
| 172 |
+
|
| 173 |
+
\bibitem[Mil08a]{MilneAIM2007}
|
| 174 |
+
J.~S.~Milne,
|
| 175 |
+
\emph{The Tate conjecture over finite fields (AIM talk)},
|
| 176 |
+
notes for the American Institute of Mathematics workshop, July 2007,
|
| 177 |
+
version~2.2, 7 May 2008.
|
| 178 |
+
\href{https://www.jmilne.org/math/articles/2007e.pdf}{Version used for all locators}.
|
| 179 |
+
|
| 180 |
+
\bibitem[Mil08b]{MilneAVNotes}
|
| 181 |
+
J.~S.~Milne,
|
| 182 |
+
\emph{Abelian Varieties}, course notes, version~2.00, 2008, vi+166~pp.
|
| 183 |
+
\href{https://www.jmilne.org/math/CourseNotes/AVc.pdf}{Author's course notes}.
|
| 184 |
+
|
| 185 |
+
\bibitem[Mil09]{Milne2009}
|
| 186 |
+
J.~S.~Milne,
|
| 187 |
+
\emph{Rational Tate classes},
|
| 188 |
+
Mosc. Math. J. \textbf{9} (2009), no.~1, 111--141.
|
| 189 |
+
\href{https://www.jmilne.org/math/articles/2009b.pdf}{Author's version};
|
| 190 |
+
page numbers refer to this version.
|
| 191 |
+
|
| 192 |
+
\bibitem[Mil13]{MilneLEC}
|
| 193 |
+
J.~S.~Milne,
|
| 194 |
+
\emph{Lectures on \'{E}tale Cohomology},
|
| 195 |
+
course notes, version~2.21, 22 March 2013.
|
| 196 |
+
\href{https://www.jmilne.org/math/CourseNotes/LEC.pdf}{Author's notes}.
|
| 197 |
+
|
| 198 |
+
\bibitem[MilANT]{MilneANT}
|
| 199 |
+
J.~S.~Milne,
|
| 200 |
+
\emph{Algebraic Number Theory}, course notes, version~3.08, 19 July 2020.
|
| 201 |
+
\href{https://www.jmilne.org/math/CourseNotes/ANTc.pdf}{Author's course notes}.
|
| 202 |
+
Locators refer to this version.
|
| 203 |
+
|
| 204 |
+
\bibitem[Mil20]{Milne2020}
|
| 205 |
+
J.~S.~Milne,
|
| 206 |
+
\emph{Hodge classes on abelian varieties},
|
| 207 |
+
preprint, 2020,
|
| 208 |
+
\href{https://arxiv.org/abs/2010.08857v2}{arXiv:2010.08857v2}
|
| 209 |
+
(11 November 2020).
|
| 210 |
+
\href{https://arxiv.org/pdf/2010.08857v2}{Version used for all locators}.
|
| 211 |
+
|
| 212 |
+
\bibitem[Mil22]{MilneAG2022}
|
| 213 |
+
J.~S.~Milne,
|
| 214 |
+
\emph{Algebraic Groups: The Theory of Group Schemes of Finite Type over a Field},
|
| 215 |
+
Cambridge Studies in Advanced Mathematics \textbf{170},
|
| 216 |
+
Cambridge University Press, Cambridge, 2017; corrected reprint, 2022.
|
| 217 |
+
\href{https://doi.org/10.1017/9781316711736}{doi:10.1017/9781316711736}.
|
| 218 |
+
\href{https://www.jmilne.org/math/Books/iAG2022.pdf}{Corrected 2022 version used for all locators}.
|
| 219 |
+
|
| 220 |
+
\bibitem[Mil25]{Milne2025}
|
| 221 |
+
J.~S.~Milne,
|
| 222 |
+
\emph{Abelian motives and Shimura varieties in nonzero characteristic},
|
| 223 |
+
preprint, version~2.2, 2 November 2025.
|
| 224 |
+
\href{https://www.jmilne.org/math/articles/SVp.pdf}{Author's version used for all locators}.
|
| 225 |
+
|
| 226 |
+
\bibitem[Moo98]{Moonen1998}
|
| 227 |
+
B.~Moonen,
|
| 228 |
+
\emph{Models of Shimura varieties in mixed characteristics},
|
| 229 |
+
in A.~J.~Scholl and R.~L.~Taylor (eds.),
|
| 230 |
+
\emph{Galois Representations in Arithmetic Algebraic Geometry}
|
| 231 |
+
(Durham, 1996), London Math. Soc. Lecture Note Ser. \textbf{254},
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| 232 |
+
Cambridge University Press, Cambridge, 1998, 267--350.
|
| 233 |
+
\href{https://doi.org/10.1017/CBO9780511662010.008}{doi:10.1017/CBO9780511662010.008}.
|
| 234 |
+
\href{https://www.math.ru.nl/personal/bmoonen/Papers/SMCfinal.pdf}{Author's version}.
|
| 235 |
+
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| 236 |
+
\bibitem[OAI26]{OpenAICMHodge2026}
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| 237 |
+
OpenAI,
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+
\emph{The rational Hodge conjecture for CM abelian varieties},\newline
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+
OpenAI Math Release preprint
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\href{https://github.com/openai/math/blob/main/preprints/The-rational-Hodge-conjecture-for-CM-abelian-varieties-October-6-2026/paper.pdf}{OAI:The-rational-Hodge-conjecture-for-CM-abelian-varieties-October-6-2026},
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+
2026.
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\bibitem[PR24]{PappasRapoport2024}
|
| 244 |
+
G.~Pappas and M.~Rapoport,
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| 245 |
+
\emph{$p$-adic shtukas and the theory of global and local Shimura varieties},
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+
Camb. J. Math. \textbf{12} (2024), no.~1, 1--164.
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+
\href{https://doi.org/10.4310/CJM.2024.v12.n1.a1}{doi:10.4310/CJM.2024.v12.n1.a1}.
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+
\href{https://arxiv.org/abs/2106.08270v6}{arXiv:2106.08270v6}
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+
(26 October 2023); preprint page numbers refer to
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| 250 |
+
\href{https://arxiv.org/pdf/2106.08270v6}{this version}.
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+
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\bibitem[Stacks]{StacksProject}
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+
The Stacks Project Authors,
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+
\emph{The Stacks Project},
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+
\href{https://stacks.math.columbia.edu/tag/0A42}{Lemma~30.28.3, Tag~0A42},
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| 256 |
+
accessed 23 September 2026.
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+
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+
\bibitem[Tat67]{Tate1967}
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| 259 |
+
J.~T.~Tate,
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| 260 |
+
\emph{$p$-Divisible Groups},
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| 261 |
+
in T.~A.~Springer (ed.), \emph{Proceedings of a Conference on Local Fields}
|
| 262 |
+
(Driebergen, 1966), Springer-Verlag, Berlin--Heidelberg, 1967, 158--183.
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+
\href{https://www.math.purdue.edu/~tongliu/teaching/598/p-divisible.pdf}{Original article}.
|
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+
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+
\bibitem[Win97]{Wintenberger1997}
|
| 267 |
+
J.-P.~Wintenberger,
|
| 268 |
+
\emph{Propri\'et\'es du groupe tannakien des structures de Hodge $p$-adiques
|
| 269 |
+
et torseur entre cohomologies cristalline et \'etale},
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| 270 |
+
Ann. Inst. Fourier (Grenoble) \textbf{47} (1997), no.~5, 1289--1334.
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+
\href{https://www.numdam.org/item/10.5802/aif.1600.pdf}{Original article}.
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+
|
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+
\end{thebibliography}
|
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/00_intro.tex
CHANGED
|
@@ -1,280 +1,280 @@
|
|
| 1 |
-
\section{Introduction}
|
| 2 |
-
|
| 3 |
-
Suppose an abelian variety has good reduction at a prime. A rational
|
| 4 |
-
algebraic cycle on the variety specializes to a cycle on the reduction.
|
| 5 |
-
Its intersection with any complementary product of divisors has a rational
|
| 6 |
-
degree, and every cycle-class realization computes that same number.
|
| 7 |
-
Milne's rationality conjecture asks for this conclusion when the original
|
| 8 |
-
class is only known to be a rational Hodge class. We prove it for every
|
| 9 |
-
residue characteristic.
|
| 10 |
-
|
| 11 |
-
The distinction matters because good reduction can acquire divisors that
|
| 12 |
-
do not lift to the original variety. Deligne's absolute-Hodge theorem gives
|
| 13 |
-
compatible realizations of the Hodge class, but does not by itself identify
|
| 14 |
-
its pairing with these new divisors as the degree of a rational cycle.
|
| 15 |
-
The conjecture isolates this rationality question from the stronger problem
|
| 16 |
-
of representing the Hodge class by an algebraic cycle.
|
| 17 |
-
|
| 18 |
-
Fix \(\Qbar\subset\C\), a prime \(p\), and a \(p\)-adic place \(w\)
|
| 19 |
-
of \(\Qbar\). Write
|
| 20 |
-
\[
|
| 21 |
-
\F=\overline{\mathbb F}_p,\qquad
|
| 22 |
-
\Kzero=\operatorname{Frac}W(\F),\qquad
|
| 23 |
-
\Cw=\widehat{\Qbar}_w.
|
| 24 |
-
\]
|
| 25 |
-
We regard \(\Kzero\) and an algebraic closure of it as subfields of
|
| 26 |
-
\(\Cw\). Good reduction means good reduction after descent to a number
|
| 27 |
-
field and finite extension at the chosen place.
|
| 28 |
-
|
| 29 |
-
\begin{theorem}\label{thm:main}
|
| 30 |
-
Let \(A/\Qbar\) be an abelian variety of dimension \(d\) with good
|
| 31 |
-
reduction \(A_0/\F\) at \(w\). Let \(0\leq r\leq d\), and let
|
| 32 |
-
\[
|
| 33 |
-
\gamma\in H^{2r}(A(\C),\Q(r))
|
| 34 |
-
\]
|
| 35 |
-
be a rational Hodge class. For every list of Cartier divisors
|
| 36 |
-
\(D_1,\ldots,D_{d-r}\) on \(A_0\), there is a number \(q\in\Q\)
|
| 37 |
-
such that
|
| 38 |
-
\begin{align*}
|
| 39 |
-
\Tr_\ell\bigl(\gamma_{0,\ell}
|
| 40 |
-
c_{1,\ell}(D_1)\cdots c_{1,\ell}(D_{d-r})\bigr)&=q
|
| 41 |
-
&&\text{in }\Q_\ell\quad(\ell\ne p),\\
|
| 42 |
-
\Tr_p\bigl(\gamma_{0,p}
|
| 43 |
-
c_{1,\mathrm{cris}}(D_1)\cdots
|
| 44 |
-
c_{1,\mathrm{cris}}(D_{d-r})\bigr)&=q
|
| 45 |
-
&&\text{in }\Cw.
|
| 46 |
-
\end{align*}
|
| 47 |
-
Here \(\gamma_{0,\ell}\) is the smooth proper specialization of the
|
| 48 |
-
\(\ell\)-adic realization, and \(\gamma_{0,p}\) is the
|
| 49 |
-
de Rham--crystalline specialization in
|
| 50 |
-
\[
|
| 51 |
-
H^{2r}_{\mathrm{cris}}(A_0/W(\F))[1/p](r)
|
| 52 |
-
\otimes_{\Kzero}\Cw.
|
| 53 |
-
\]
|
| 54 |
-
The traces use the top Tate twist and send the class of a zero-cycle to
|
| 55 |
-
its degree. If \(r=d\), the divisor product is \(1\).
|
| 56 |
-
\end{theorem}
|
| 57 |
-
|
| 58 |
-
By linearity the same conclusion holds for every rational Lefschetz class
|
| 59 |
-
of complementary codimension, that is, every rational linear combination
|
| 60 |
-
of products of divisors. The number \(q\) is common to all realizations
|
| 61 |
-
for the fixed data; no comparison between different reduction places is
|
| 62 |
-
required.
|
| 63 |
-
|
| 64 |
-
\subsection{Origins and consequences}
|
| 65 |
-
|
| 66 |
-
Milne introduced a weak-rationality formulation while studying the
|
| 67 |
-
reduction of Shimura varieties and the Langlands--Rapoport conjecture
|
| 68 |
-
\cite[Conjecture~6.1(A)]{Milne2000}. It asks that a specialized CM
|
| 69 |
-
Hodge class whose components lie in the local spans of divisor products
|
| 70 |
-
in every realization arise from one rational Lefschetz class.
|
| 71 |
-
The pairing formulation appears in his
|
| 72 |
-
AIM notes and his study of rational Tate classes
|
| 73 |
-
\cite[Section~10]{MilneAIM2007}, \cite[Conjecture~4.1]{Milne2009}.
|
| 74 |
-
A previous positive case is a CM abelian variety with simple ordinary
|
| 75 |
-
reduction, together with all its powers: in that case every divisor
|
| 76 |
-
class on the reduction lifts \cite[Example~4.2]{Milne2009}.
|
| 77 |
-
|
| 78 |
-
The broader purpose is to obtain rational cohomological correspondences
|
| 79 |
-
for abelian motives in characteristic~\(p\), compatible with reduction
|
| 80 |
-
from characteristic zero \cite[Sections~5--6]{Milne2000}; see also
|
| 81 |
-
\cite[Introduction and Section~2]{Milne2025}. For \(\ell\ne p\),
|
| 82 |
-
Tate classes are twisted \(\ell\)-adic classes fixed by a power of
|
| 83 |
-
Frobenius; there is a corresponding \(\Q_p\)-algebra of crystalline
|
| 84 |
-
Tate classes. A \emph{good theory of rational Tate classes} chooses
|
| 85 |
-
one graded \(\Q\)-algebra on each variety whose scalar extensions
|
| 86 |
-
give these Tate algebras. The theory is stable under pullback and
|
| 87 |
-
pushforward, contains divisor classes, and contains specializations of
|
| 88 |
-
CM Hodge classes \cite[Definitions~2.1 and~3.1]{Milne2009}.
|
| 89 |
-
These are cohomological correspondences; their definition does not
|
| 90 |
-
assert that they are algebraic.
|
| 91 |
-
|
| 92 |
-
Milne proved that the rationality assertion for all CM abelian varieties
|
| 93 |
-
is equivalent to the existence of such a good theory on varieties over
|
| 94 |
-
\(\F\) whose connected components are products of abelian varieties
|
| 95 |
-
and projective spaces \cite[Theorem~4.5]{Milne2009}.
|
| 96 |
-
Our proof also expresses each specialized Hodge class as the pullback,
|
| 97 |
-
along a rational homomorphism of special fibers, of a specialized Hodge
|
| 98 |
-
class from a CM abelian variety. This extends the theory's
|
| 99 |
-
specialization property beyond the CM case.
|
| 100 |
-
In Corollary~\ref{cor:all-hodge-specialization}, every rational
|
| 101 |
-
Hodge class on a good-reduction abelian variety specializes to a unique
|
| 102 |
-
class in one fixed good theory. Its crystalline component gives the
|
| 103 |
-
stated specialization after extension to \(\Cw\).
|
| 104 |
-
|
| 105 |
-
A distinct additional input gives algebraicity on the special fiber.
|
| 106 |
-
Combining the same transport with the Hodge theorem for CM abelian
|
| 107 |
-
varieties \cite[Theorem~1.1]{OpenAICMHodge2026},
|
| 108 |
-
Corollary~\ref{cor:algebraic-specialization} represents each specialized
|
| 109 |
-
Hodge class by one rational algebraic cycle in all the stated
|
| 110 |
-
realizations. Its pairing with any complementary algebraic cycle is
|
| 111 |
-
therefore a rational intersection number. This consequence uses the CM
|
| 112 |
-
Hodge theorem; the proof of Theorem~\ref{thm:main} is independent of it.
|
| 113 |
-
|
| 114 |
-
\subsection{The method and its antecedents}
|
| 115 |
-
|
| 116 |
-
Three foundational results make this question accessible. Deligne proved
|
| 117 |
-
that every Hodge class on an abelian variety is absolute Hodge
|
| 118 |
-
\cite[Main Theorem~2.11]{Deligne1982}. Blasius established its compatibility
|
| 119 |
-
with \(p\)-adic comparison \cite[Theorems~0.3 and~5.3]{Blasius1994};
|
| 120 |
-
Moonen presents the Blasius--Wintenberger comparison theorem, with
|
| 121 |
-
Ogus's simplification, in the perfect-residue-field form needed for
|
| 122 |
-
the local auxiliary lifts below \cite[Theorem~5.6.3]{Moonen1998}. Milne's theory of
|
| 123 |
-
Lefschetz classes supplies a common rational divisor algebra with perfect
|
| 124 |
-
complementary pairing, independent of the Weil cohomology
|
| 125 |
-
\cite[Section~5]{Milne1999}.
|
| 126 |
-
|
| 127 |
-
The determinant classes used in the proof belong to the theory of Weil
|
| 128 |
-
classes developed by Weil, Deligne and Andr\'e; see
|
| 129 |
-
\cite[Section~4 and Endnotes~M.10--M.12]{Deligne1982}.
|
| 130 |
-
Andr\'e's refinement of the CM reduction expresses Hodge classes by
|
| 131 |
-
pullbacks from varieties of split Weil type \cite{Andre1992}; a detailed
|
| 132 |
-
account is \cite[Theorem~1]{Milne2020}. We prove directly the balanced
|
| 133 |
-
form of that reduction needed here in Lemma~\ref{lem:cm-reduction}.
|
| 134 |
-
Balanced signatures assert equal Hodge multiplicities at conjugate
|
| 135 |
-
embeddings; split Weil type also requires the associated Hermitian
|
| 136 |
-
form to have a half-dimensional isotropic subspace.
|
| 137 |
-
Andr\'e's later theory of motivated cycles establishes a broader
|
| 138 |
-
unconditional motivic setting for abelian Hodge classes
|
| 139 |
-
\cite[Theorem~0.6.2]{Andre1996}, without identifying them with algebraic
|
| 140 |
-
cycles.
|
| 141 |
-
|
| 142 |
-
For an imaginary quadratic field, Markman has proved algebraicity of
|
| 143 |
-
Weil classes on abelian fourfolds of Weil type and on abelian sixfolds
|
| 144 |
-
of split Weil type \cite[Theorem~1.2]{Markman2026}. These are
|
| 145 |
-
characteristic-zero algebraicity results. The pairing argument here
|
| 146 |
-
applies in arbitrary dimension and begins only with the Hodge class
|
| 147 |
-
and its good reduction.
|
| 148 |
-
|
| 149 |
-
There is also a direct antecedent for the lifting strategy. Milne asked
|
| 150 |
-
whether a specialized CM Hodge class and a divisor could be lifted
|
| 151 |
-
together, up to isogeny, to a CM variety, and explained the resulting
|
| 152 |
-
rationality implication \cite[Question~10.6 and Proposition~10.7]{MilneAIM2007}.
|
| 153 |
-
His current account gives a conditional criterion through weak lifting
|
| 154 |
-
of Lefschetz classes on CM Weil triples and describes the reduction
|
| 155 |
-
from general Hodge classes through CM varieties to Weil classes
|
| 156 |
-
\cite[Introduction, Question~2.17, and Theorem~2.18]{Milne2025}.
|
| 157 |
-
Our proof follows this general route, using two auxiliary varieties
|
| 158 |
-
with different purposes. The
|
| 159 |
-
first is CM; the second realizes a prescribed admissible filtration
|
| 160 |
-
over a local field and need not be CM. The necessary realization
|
| 161 |
-
machinery comes from Grothendieck--Serre--Tate deformation theory,
|
| 162 |
-
Tate's extension theorem, and the integral-model and local-Shimura
|
| 163 |
-
results of Kisin--Zhou and Pappas--Rapoport
|
| 164 |
-
\cite{Grothendieck1970,Tate1967,KisinZhou2025,PappasRapoport2024}.
|
| 165 |
-
For the prescribed filtration, we choose a framed local Shimura
|
| 166 |
-
point over its admissible period and use integral uniformization;
|
| 167 |
-
the required uniformization condition is supplied by
|
| 168 |
-
\cite[Corollary~6.3]{GleasonLimXu2026}. We state the precise inputs
|
| 169 |
-
where they enter and prove the connecting arguments for the
|
| 170 |
-
prescribed flag.
|
| 171 |
-
|
| 172 |
-
The contribution along this route is to construct a filtration that
|
| 173 |
-
preserves the extra divisor and then obtain a rational divisor identity
|
| 174 |
-
on its lift. A separate normalization by rational intersection numbers
|
| 175 |
-
makes the tensor transports simultaneous in all realizations.
|
| 176 |
-
Kisin--Zhou's compatibility theorem concerns Weil--Deligne
|
| 177 |
-
representations across coefficient fields
|
| 178 |
-
\cite[Theorem~1.2]{KisinZhou2025}; the additional issue here is the
|
| 179 |
-
rational value of a Hodge--divisor intersection.
|
| 180 |
-
|
| 181 |
-
The key step is a dichotomy for balanced Weil classes: either all the
|
| 182 |
-
complementary Lefschetz pairings vanish, or the specialized class is
|
| 183 |
-
itself a rational polynomial in divisors, simultaneously in every
|
| 184 |
-
realization.
|
| 185 |
-
|
| 186 |
-
\subsection{Proof overview}
|
| 187 |
-
|
| 188 |
-
The proof has four stages. The order below describes the deduction;
|
| 189 |
-
Sections~\ref{sec:transport}--\ref{sec:weil} establish its reusable
|
| 190 |
-
constructions before Section~\ref{sec:reduction} assembles them.
|
| 191 |
-
|
| 192 |
-
\paragraph{1. Transport to a CM variety.}
|
| 193 |
-
Corollary~\ref{cor:cm-transport} constructs a CM
|
| 194 |
-
abelian variety \(C/\Qbar\), a quasi-isogeny
|
| 195 |
-
\(a_{\mathrm{CM}}:A_0^n\to C_0\), and a rational Hodge class
|
| 196 |
-
\(\kappa\) such that
|
| 197 |
-
\[
|
| 198 |
-
\gamma_0=(a_{\mathrm{CM}}j)^*\kappa_0,
|
| 199 |
-
\]
|
| 200 |
-
where \(j\) includes the first factor. This is one rational algebraic homomorphism on the
|
| 201 |
-
special fibers and one equality in every realization. Kisin--Zhou's
|
| 202 |
-
special-point theorem supplies the CM lift
|
| 203 |
-
\cite[Theorem~2.2.7]{KisinZhou2025}. The local tensors initially determine
|
| 204 |
-
similitude scalars; a ratio of rational divisor intersections shows
|
| 205 |
-
that all those scalars are the same rational number. This normalization
|
| 206 |
-
is what transports the original rational class, rather than a separate
|
| 207 |
-
local multiple in each cohomology theory.
|
| 208 |
-
|
| 209 |
-
\paragraph{2. Reduce CM classes to balanced Weil classes.}
|
| 210 |
-
Lemma~\ref{lem:cm-reduction} constructs rational-idempotent factors of
|
| 211 |
-
actual powers of \(C\). Their homology has rank \(2s\) over a CM field
|
| 212 |
-
\(E\), with signatures \((s,s)\) at every embedding, and their
|
| 213 |
-
polarizations induce conjugation on \(E\). Their Weil classes are the
|
| 214 |
-
rational forms whose components, after splitting \(E\), are top
|
| 215 |
-
alternating forms on individual \(E\)-eigenspaces. Pullbacks of these
|
| 216 |
-
Hodge classes span the given CM Hodge class over \(\Q\). Good reduction
|
| 217 |
-
is retained. Having one rational value for each complementary
|
| 218 |
-
Lefschetz pairing is preserved by rational pullback
|
| 219 |
-
(Lemma~\ref{lem:pairing-functorial}). It therefore remains to prove
|
| 220 |
-
that assertion for balanced Weil classes.
|
| 221 |
-
|
| 222 |
-
\paragraph{3. Find a divisor and a compatible filtration.}
|
| 223 |
-
For a balanced Weil variety \(Z\), let \(\dagger\) denote Rosati on its
|
| 224 |
-
reduction and consider
|
| 225 |
-
\[
|
| 226 |
-
\mathcal U=\{u\in\End^0(Z_0):u^\dagger=u,\quad
|
| 227 |
-
ue=\bar e u\text{ for all }e\in E\}.
|
| 228 |
-
\]
|
| 229 |
-
Proposition~\ref{prop:weil} proves a dichotomy. If \(\mathcal U\) has no
|
| 230 |
-
invertible element, every complementary Lefschetz pairing of a
|
| 231 |
-
specialized Weil class is zero. If it has an invertible element, the
|
| 232 |
-
specialized Weil class is itself a simultaneous rational Lefschetz
|
| 233 |
-
class: one rational polynomial in divisors gives its class in every
|
| 234 |
-
realization. For the second branch, such a \(u\) supplies a divisor
|
| 235 |
-
\(D^u\) whose alternating form is nondegenerate on each \(E\)-eigenspace.
|
| 236 |
-
Theorem~\ref{thm:filtration} constructs a weakly admissible balanced
|
| 237 |
-
filtration on the fixed crystalline module that preserves \(E\), \(u\),
|
| 238 |
-
and the polarization. Generic transversality has a classical role in
|
| 239 |
-
admissible-filtration constructions
|
| 240 |
-
\cite[Theorem~1 and Lemmas~1.1--1.2]{FontaineRapoport2005}.
|
| 241 |
-
Here bounded-degree avoidance makes all the constrained choices over
|
| 242 |
-
one finite extension, and a maximality argument reduces the
|
| 243 |
-
weak-admissibility test to subobjects stable under the endomorphisms.
|
| 244 |
-
|
| 245 |
-
\paragraph{4. Lift the divisor and extract a rational identity.}
|
| 246 |
-
The second case of Proposition~\ref{prop:transport} realizes this flag
|
| 247 |
-
on a local auxiliary abelian variety \(B\), with a marked quasi-isogeny
|
| 248 |
-
\(a_{\mathrm{fl}}:Z_0^m\to B_0\). The prescribed flag makes the
|
| 249 |
-
first-summand projector, its algebraic \(E\)-action, and the transported
|
| 250 |
-
divisor filtered. These specified algebraic maps lift to \(B\).
|
| 251 |
-
After choosing an abstract complex realization of \(B\), polynomial
|
| 252 |
-
coefficient extraction expresses the relevant rational Betti Weil class
|
| 253 |
-
as a rational linear combination of divisor products
|
| 254 |
-
(Lemma~\ref{lem:weil-divisor-span}). The same rational identity specializes
|
| 255 |
-
in every realization. Pullback returns it to \(Z_0\), completing the
|
| 256 |
-
case of an invertible element in the dichotomy and, through the first two stages, the
|
| 257 |
-
main theorem.
|
| 258 |
-
|
| 259 |
-
Figure~\ref{fig:two-transports} separates the two lifts and their
|
| 260 |
-
special-fiber markings. Section~\ref{sec:preliminaries} fixes comparisons,
|
| 261 |
-
traces, and rational pullback. Section~\ref{sec:transport} proves both
|
| 262 |
-
transport alternatives; Section~\ref{sec:filtration} constructs the
|
| 263 |
-
prescribed flag; Section~\ref{sec:weil} proves the balanced-Weil dichotomy;
|
| 264 |
-
and Section~\ref{sec:reduction} proves the CM reduction and finishes the
|
| 265 |
-
argument.
|
| 266 |
-
|
| 267 |
-
\begin{figure}[tbp]
|
| 268 |
-
\centering
|
| 269 |
-
\input{figures/two-transports}
|
| 270 |
-
\caption{The two uses of transport. Each lower horizontal arrow is one
|
| 271 |
-
actual quasi-isogeny preserving the specified tensors in all
|
| 272 |
-
realizations; the vertical arrows denote good reduction. There is no
|
| 273 |
-
claimed map between the generic fibers. The upper construction starts
|
| 274 |
-
from the original variety. The lower construction is applied separately
|
| 275 |
-
to a balanced Weil variety \(Z\) arising in the CM reduction; its lift
|
| 276 |
-
\(B\) realizes the chosen filtration \(\mathcal F_Z^{\oplus m}\) under
|
| 277 |
-
\(a_{\mathrm{fl}}^*\). The CM and prescribed-filtration auxiliaries need
|
| 278 |
-
not coincide.}
|
| 279 |
-
\label{fig:two-transports}
|
| 280 |
-
\end{figure}
|
|
|
|
| 1 |
+
\section{Introduction}
|
| 2 |
+
|
| 3 |
+
Suppose an abelian variety has good reduction at a prime. A rational
|
| 4 |
+
algebraic cycle on the variety specializes to a cycle on the reduction.
|
| 5 |
+
Its intersection with any complementary product of divisors has a rational
|
| 6 |
+
degree, and every cycle-class realization computes that same number.
|
| 7 |
+
Milne's rationality conjecture asks for this conclusion when the original
|
| 8 |
+
class is only known to be a rational Hodge class. We prove it for every
|
| 9 |
+
residue characteristic.
|
| 10 |
+
|
| 11 |
+
The distinction matters because good reduction can acquire divisors that
|
| 12 |
+
do not lift to the original variety. Deligne's absolute-Hodge theorem gives
|
| 13 |
+
compatible realizations of the Hodge class, but does not by itself identify
|
| 14 |
+
its pairing with these new divisors as the degree of a rational cycle.
|
| 15 |
+
The conjecture isolates this rationality question from the stronger problem
|
| 16 |
+
of representing the Hodge class by an algebraic cycle.
|
| 17 |
+
|
| 18 |
+
Fix \(\Qbar\subset\C\), a prime \(p\), and a \(p\)-adic place \(w\)
|
| 19 |
+
of \(\Qbar\). Write
|
| 20 |
+
\[
|
| 21 |
+
\F=\overline{\mathbb F}_p,\qquad
|
| 22 |
+
\Kzero=\operatorname{Frac}W(\F),\qquad
|
| 23 |
+
\Cw=\widehat{\Qbar}_w.
|
| 24 |
+
\]
|
| 25 |
+
We regard \(\Kzero\) and an algebraic closure of it as subfields of
|
| 26 |
+
\(\Cw\). Good reduction means good reduction after descent to a number
|
| 27 |
+
field and finite extension at the chosen place.
|
| 28 |
+
|
| 29 |
+
\begin{theorem}\label{thm:main}
|
| 30 |
+
Let \(A/\Qbar\) be an abelian variety of dimension \(d\) with good
|
| 31 |
+
reduction \(A_0/\F\) at \(w\). Let \(0\leq r\leq d\), and let
|
| 32 |
+
\[
|
| 33 |
+
\gamma\in H^{2r}(A(\C),\Q(r))
|
| 34 |
+
\]
|
| 35 |
+
be a rational Hodge class. For every list of Cartier divisors
|
| 36 |
+
\(D_1,\ldots,D_{d-r}\) on \(A_0\), there is a number \(q\in\Q\)
|
| 37 |
+
such that
|
| 38 |
+
\begin{align*}
|
| 39 |
+
\Tr_\ell\bigl(\gamma_{0,\ell}
|
| 40 |
+
c_{1,\ell}(D_1)\cdots c_{1,\ell}(D_{d-r})\bigr)&=q
|
| 41 |
+
&&\text{in }\Q_\ell\quad(\ell\ne p),\\
|
| 42 |
+
\Tr_p\bigl(\gamma_{0,p}
|
| 43 |
+
c_{1,\mathrm{cris}}(D_1)\cdots
|
| 44 |
+
c_{1,\mathrm{cris}}(D_{d-r})\bigr)&=q
|
| 45 |
+
&&\text{in }\Cw.
|
| 46 |
+
\end{align*}
|
| 47 |
+
Here \(\gamma_{0,\ell}\) is the smooth proper specialization of the
|
| 48 |
+
\(\ell\)-adic realization, and \(\gamma_{0,p}\) is the
|
| 49 |
+
de Rham--crystalline specialization in
|
| 50 |
+
\[
|
| 51 |
+
H^{2r}_{\mathrm{cris}}(A_0/W(\F))[1/p](r)
|
| 52 |
+
\otimes_{\Kzero}\Cw.
|
| 53 |
+
\]
|
| 54 |
+
The traces use the top Tate twist and send the class of a zero-cycle to
|
| 55 |
+
its degree. If \(r=d\), the divisor product is \(1\).
|
| 56 |
+
\end{theorem}
|
| 57 |
+
|
| 58 |
+
By linearity the same conclusion holds for every rational Lefschetz class
|
| 59 |
+
of complementary codimension, that is, every rational linear combination
|
| 60 |
+
of products of divisors. The number \(q\) is common to all realizations
|
| 61 |
+
for the fixed data; no comparison between different reduction places is
|
| 62 |
+
required.
|
| 63 |
+
|
| 64 |
+
\subsection{Origins and consequences}
|
| 65 |
+
|
| 66 |
+
Milne introduced a weak-rationality formulation while studying the
|
| 67 |
+
reduction of Shimura varieties and the Langlands--Rapoport conjecture
|
| 68 |
+
\cite[Conjecture~6.1(A)]{Milne2000}. It asks that a specialized CM
|
| 69 |
+
Hodge class whose components lie in the local spans of divisor products
|
| 70 |
+
in every realization arise from one rational Lefschetz class.
|
| 71 |
+
The pairing formulation appears in his
|
| 72 |
+
AIM notes and his study of rational Tate classes
|
| 73 |
+
\cite[Section~10]{MilneAIM2007}, \cite[Conjecture~4.1]{Milne2009}.
|
| 74 |
+
A previous positive case is a CM abelian variety with simple ordinary
|
| 75 |
+
reduction, together with all its powers: in that case every divisor
|
| 76 |
+
class on the reduction lifts \cite[Example~4.2]{Milne2009}.
|
| 77 |
+
|
| 78 |
+
The broader purpose is to obtain rational cohomological correspondences
|
| 79 |
+
for abelian motives in characteristic~\(p\), compatible with reduction
|
| 80 |
+
from characteristic zero \cite[Sections~5--6]{Milne2000}; see also
|
| 81 |
+
\cite[Introduction and Section~2]{Milne2025}. For \(\ell\ne p\),
|
| 82 |
+
Tate classes are twisted \(\ell\)-adic classes fixed by a power of
|
| 83 |
+
Frobenius; there is a corresponding \(\Q_p\)-algebra of crystalline
|
| 84 |
+
Tate classes. A \emph{good theory of rational Tate classes} chooses
|
| 85 |
+
one graded \(\Q\)-algebra on each variety whose scalar extensions
|
| 86 |
+
give these Tate algebras. The theory is stable under pullback and
|
| 87 |
+
pushforward, contains divisor classes, and contains specializations of
|
| 88 |
+
CM Hodge classes \cite[Definitions~2.1 and~3.1]{Milne2009}.
|
| 89 |
+
These are cohomological correspondences; their definition does not
|
| 90 |
+
assert that they are algebraic.
|
| 91 |
+
|
| 92 |
+
Milne proved that the rationality assertion for all CM abelian varieties
|
| 93 |
+
is equivalent to the existence of such a good theory on varieties over
|
| 94 |
+
\(\F\) whose connected components are products of abelian varieties
|
| 95 |
+
and projective spaces \cite[Theorem~4.5]{Milne2009}.
|
| 96 |
+
Our proof also expresses each specialized Hodge class as the pullback,
|
| 97 |
+
along a rational homomorphism of special fibers, of a specialized Hodge
|
| 98 |
+
class from a CM abelian variety. This extends the theory's
|
| 99 |
+
specialization property beyond the CM case.
|
| 100 |
+
In Corollary~\ref{cor:all-hodge-specialization}, every rational
|
| 101 |
+
Hodge class on a good-reduction abelian variety specializes to a unique
|
| 102 |
+
class in one fixed good theory. Its crystalline component gives the
|
| 103 |
+
stated specialization after extension to \(\Cw\).
|
| 104 |
+
|
| 105 |
+
A distinct additional input gives algebraicity on the special fiber.
|
| 106 |
+
Combining the same transport with the Hodge theorem for CM abelian
|
| 107 |
+
varieties \cite[Theorem~1.1]{OpenAICMHodge2026},
|
| 108 |
+
Corollary~\ref{cor:algebraic-specialization} represents each specialized
|
| 109 |
+
Hodge class by one rational algebraic cycle in all the stated
|
| 110 |
+
realizations. Its pairing with any complementary algebraic cycle is
|
| 111 |
+
therefore a rational intersection number. This consequence uses the CM
|
| 112 |
+
Hodge theorem; the proof of Theorem~\ref{thm:main} is independent of it.
|
| 113 |
+
|
| 114 |
+
\subsection{The method and its antecedents}
|
| 115 |
+
|
| 116 |
+
Three foundational results make this question accessible. Deligne proved
|
| 117 |
+
that every Hodge class on an abelian variety is absolute Hodge
|
| 118 |
+
\cite[Main Theorem~2.11]{Deligne1982}. Blasius established its compatibility
|
| 119 |
+
with \(p\)-adic comparison \cite[Theorems~0.3 and~5.3]{Blasius1994};
|
| 120 |
+
Moonen presents the Blasius--Wintenberger comparison theorem, with
|
| 121 |
+
Ogus's simplification, in the perfect-residue-field form needed for
|
| 122 |
+
the local auxiliary lifts below \cite[Theorem~5.6.3]{Moonen1998}. Milne's theory of
|
| 123 |
+
Lefschetz classes supplies a common rational divisor algebra with perfect
|
| 124 |
+
complementary pairing, independent of the Weil cohomology
|
| 125 |
+
\cite[Section~5]{Milne1999}.
|
| 126 |
+
|
| 127 |
+
The determinant classes used in the proof belong to the theory of Weil
|
| 128 |
+
classes developed by Weil, Deligne and Andr\'e; see
|
| 129 |
+
\cite[Section~4 and Endnotes~M.10--M.12]{Deligne1982}.
|
| 130 |
+
Andr\'e's refinement of the CM reduction expresses Hodge classes by
|
| 131 |
+
pullbacks from varieties of split Weil type \cite{Andre1992}; a detailed
|
| 132 |
+
account is \cite[Theorem~1]{Milne2020}. We prove directly the balanced
|
| 133 |
+
form of that reduction needed here in Lemma~\ref{lem:cm-reduction}.
|
| 134 |
+
Balanced signatures assert equal Hodge multiplicities at conjugate
|
| 135 |
+
embeddings; split Weil type also requires the associated Hermitian
|
| 136 |
+
form to have a half-dimensional isotropic subspace.
|
| 137 |
+
Andr\'e's later theory of motivated cycles establishes a broader
|
| 138 |
+
unconditional motivic setting for abelian Hodge classes
|
| 139 |
+
\cite[Theorem~0.6.2]{Andre1996}, without identifying them with algebraic
|
| 140 |
+
cycles.
|
| 141 |
+
|
| 142 |
+
For an imaginary quadratic field, Markman has proved algebraicity of
|
| 143 |
+
Weil classes on abelian fourfolds of Weil type and on abelian sixfolds
|
| 144 |
+
of split Weil type \cite[Theorem~1.2]{Markman2026}. These are
|
| 145 |
+
characteristic-zero algebraicity results. The pairing argument here
|
| 146 |
+
applies in arbitrary dimension and begins only with the Hodge class
|
| 147 |
+
and its good reduction.
|
| 148 |
+
|
| 149 |
+
There is also a direct antecedent for the lifting strategy. Milne asked
|
| 150 |
+
whether a specialized CM Hodge class and a divisor could be lifted
|
| 151 |
+
together, up to isogeny, to a CM variety, and explained the resulting
|
| 152 |
+
rationality implication \cite[Question~10.6 and Proposition~10.7]{MilneAIM2007}.
|
| 153 |
+
His current account gives a conditional criterion through weak lifting
|
| 154 |
+
of Lefschetz classes on CM Weil triples and describes the reduction
|
| 155 |
+
from general Hodge classes through CM varieties to Weil classes
|
| 156 |
+
\cite[Introduction, Question~2.17, and Theorem~2.18]{Milne2025}.
|
| 157 |
+
Our proof follows this general route, using two auxiliary varieties
|
| 158 |
+
with different purposes. The
|
| 159 |
+
first is CM; the second realizes a prescribed admissible filtration
|
| 160 |
+
over a local field and need not be CM. The necessary realization
|
| 161 |
+
machinery comes from Grothendieck--Serre--Tate deformation theory,
|
| 162 |
+
Tate's extension theorem, and the integral-model and local-Shimura
|
| 163 |
+
results of Kisin--Zhou and Pappas--Rapoport
|
| 164 |
+
\cite{Grothendieck1970,Tate1967,KisinZhou2025,PappasRapoport2024}.
|
| 165 |
+
For the prescribed filtration, we choose a framed local Shimura
|
| 166 |
+
point over its admissible period and use integral uniformization;
|
| 167 |
+
the required uniformization condition is supplied by
|
| 168 |
+
\cite[Corollary~6.3]{GleasonLimXu2026}. We state the precise inputs
|
| 169 |
+
where they enter and prove the connecting arguments for the
|
| 170 |
+
prescribed flag.
|
| 171 |
+
|
| 172 |
+
The contribution along this route is to construct a filtration that
|
| 173 |
+
preserves the extra divisor and then obtain a rational divisor identity
|
| 174 |
+
on its lift. A separate normalization by rational intersection numbers
|
| 175 |
+
makes the tensor transports simultaneous in all realizations.
|
| 176 |
+
Kisin--Zhou's compatibility theorem concerns Weil--Deligne
|
| 177 |
+
representations across coefficient fields
|
| 178 |
+
\cite[Theorem~1.2]{KisinZhou2025}; the additional issue here is the
|
| 179 |
+
rational value of a Hodge--divisor intersection.
|
| 180 |
+
|
| 181 |
+
The key step is a dichotomy for balanced Weil classes: either all the
|
| 182 |
+
complementary Lefschetz pairings vanish, or the specialized class is
|
| 183 |
+
itself a rational polynomial in divisors, simultaneously in every
|
| 184 |
+
realization.
|
| 185 |
+
|
| 186 |
+
\subsection{Proof overview}
|
| 187 |
+
|
| 188 |
+
The proof has four stages. The order below describes the deduction;
|
| 189 |
+
Sections~\ref{sec:transport}--\ref{sec:weil} establish its reusable
|
| 190 |
+
constructions before Section~\ref{sec:reduction} assembles them.
|
| 191 |
+
|
| 192 |
+
\paragraph{1. Transport to a CM variety.}
|
| 193 |
+
Corollary~\ref{cor:cm-transport} constructs a CM
|
| 194 |
+
abelian variety \(C/\Qbar\), a quasi-isogeny
|
| 195 |
+
\(a_{\mathrm{CM}}:A_0^n\to C_0\), and a rational Hodge class
|
| 196 |
+
\(\kappa\) such that
|
| 197 |
+
\[
|
| 198 |
+
\gamma_0=(a_{\mathrm{CM}}j)^*\kappa_0,
|
| 199 |
+
\]
|
| 200 |
+
where \(j\) includes the first factor. This is one rational algebraic homomorphism on the
|
| 201 |
+
special fibers and one equality in every realization. Kisin--Zhou's
|
| 202 |
+
special-point theorem supplies the CM lift
|
| 203 |
+
\cite[Theorem~2.2.7]{KisinZhou2025}. The local tensors initially determine
|
| 204 |
+
similitude scalars; a ratio of rational divisor intersections shows
|
| 205 |
+
that all those scalars are the same rational number. This normalization
|
| 206 |
+
is what transports the original rational class, rather than a separate
|
| 207 |
+
local multiple in each cohomology theory.
|
| 208 |
+
|
| 209 |
+
\paragraph{2. Reduce CM classes to balanced Weil classes.}
|
| 210 |
+
Lemma~\ref{lem:cm-reduction} constructs rational-idempotent factors of
|
| 211 |
+
actual powers of \(C\). Their homology has rank \(2s\) over a CM field
|
| 212 |
+
\(E\), with signatures \((s,s)\) at every embedding, and their
|
| 213 |
+
polarizations induce conjugation on \(E\). Their Weil classes are the
|
| 214 |
+
rational forms whose components, after splitting \(E\), are top
|
| 215 |
+
alternating forms on individual \(E\)-eigenspaces. Pullbacks of these
|
| 216 |
+
Hodge classes span the given CM Hodge class over \(\Q\). Good reduction
|
| 217 |
+
is retained. Having one rational value for each complementary
|
| 218 |
+
Lefschetz pairing is preserved by rational pullback
|
| 219 |
+
(Lemma~\ref{lem:pairing-functorial}). It therefore remains to prove
|
| 220 |
+
that assertion for balanced Weil classes.
|
| 221 |
+
|
| 222 |
+
\paragraph{3. Find a divisor and a compatible filtration.}
|
| 223 |
+
For a balanced Weil variety \(Z\), let \(\dagger\) denote Rosati on its
|
| 224 |
+
reduction and consider
|
| 225 |
+
\[
|
| 226 |
+
\mathcal U=\{u\in\End^0(Z_0):u^\dagger=u,\quad
|
| 227 |
+
ue=\bar e u\text{ for all }e\in E\}.
|
| 228 |
+
\]
|
| 229 |
+
Proposition~\ref{prop:weil} proves a dichotomy. If \(\mathcal U\) has no
|
| 230 |
+
invertible element, every complementary Lefschetz pairing of a
|
| 231 |
+
specialized Weil class is zero. If it has an invertible element, the
|
| 232 |
+
specialized Weil class is itself a simultaneous rational Lefschetz
|
| 233 |
+
class: one rational polynomial in divisors gives its class in every
|
| 234 |
+
realization. For the second branch, such a \(u\) supplies a divisor
|
| 235 |
+
\(D^u\) whose alternating form is nondegenerate on each \(E\)-eigenspace.
|
| 236 |
+
Theorem~\ref{thm:filtration} constructs a weakly admissible balanced
|
| 237 |
+
filtration on the fixed crystalline module that preserves \(E\), \(u\),
|
| 238 |
+
and the polarization. Generic transversality has a classical role in
|
| 239 |
+
admissible-filtration constructions
|
| 240 |
+
\cite[Theorem~1 and Lemmas~1.1--1.2]{FontaineRapoport2005}.
|
| 241 |
+
Here bounded-degree avoidance makes all the constrained choices over
|
| 242 |
+
one finite extension, and a maximality argument reduces the
|
| 243 |
+
weak-admissibility test to subobjects stable under the endomorphisms.
|
| 244 |
+
|
| 245 |
+
\paragraph{4. Lift the divisor and extract a rational identity.}
|
| 246 |
+
The second case of Proposition~\ref{prop:transport} realizes this flag
|
| 247 |
+
on a local auxiliary abelian variety \(B\), with a marked quasi-isogeny
|
| 248 |
+
\(a_{\mathrm{fl}}:Z_0^m\to B_0\). The prescribed flag makes the
|
| 249 |
+
first-summand projector, its algebraic \(E\)-action, and the transported
|
| 250 |
+
divisor filtered. These specified algebraic maps lift to \(B\).
|
| 251 |
+
After choosing an abstract complex realization of \(B\), polynomial
|
| 252 |
+
coefficient extraction expresses the relevant rational Betti Weil class
|
| 253 |
+
as a rational linear combination of divisor products
|
| 254 |
+
(Lemma~\ref{lem:weil-divisor-span}). The same rational identity specializes
|
| 255 |
+
in every realization. Pullback returns it to \(Z_0\), completing the
|
| 256 |
+
case of an invertible element in the dichotomy and, through the first two stages, the
|
| 257 |
+
main theorem.
|
| 258 |
+
|
| 259 |
+
Figure~\ref{fig:two-transports} separates the two lifts and their
|
| 260 |
+
special-fiber markings. Section~\ref{sec:preliminaries} fixes comparisons,
|
| 261 |
+
traces, and rational pullback. Section~\ref{sec:transport} proves both
|
| 262 |
+
transport alternatives; Section~\ref{sec:filtration} constructs the
|
| 263 |
+
prescribed flag; Section~\ref{sec:weil} proves the balanced-Weil dichotomy;
|
| 264 |
+
and Section~\ref{sec:reduction} proves the CM reduction and finishes the
|
| 265 |
+
argument.
|
| 266 |
+
|
| 267 |
+
\begin{figure}[tbp]
|
| 268 |
+
\centering
|
| 269 |
+
\input{figures/two-transports}
|
| 270 |
+
\caption{The two uses of transport. Each lower horizontal arrow is one
|
| 271 |
+
actual quasi-isogeny preserving the specified tensors in all
|
| 272 |
+
realizations; the vertical arrows denote good reduction. There is no
|
| 273 |
+
claimed map between the generic fibers. The upper construction starts
|
| 274 |
+
from the original variety. The lower construction is applied separately
|
| 275 |
+
to a balanced Weil variety \(Z\) arising in the CM reduction; its lift
|
| 276 |
+
\(B\) realizes the chosen filtration \(\mathcal F_Z^{\oplus m}\) under
|
| 277 |
+
\(a_{\mathrm{fl}}^*\). The CM and prescribed-filtration auxiliaries need
|
| 278 |
+
not coincide.}
|
| 279 |
+
\label{fig:two-transports}
|
| 280 |
+
\end{figure}
|
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/01_preliminaries.tex
CHANGED
|
@@ -1,227 +1,227 @@
|
|
| 1 |
-
\section{Comparisons and rational Lefschetz classes}
|
| 2 |
-
\label{sec:preliminaries}
|
| 3 |
-
|
| 4 |
-
We first put the realizations in Theorem~\ref{thm:main} in a common
|
| 5 |
-
notation and formulate its conclusion as a property of cohomology classes.
|
| 6 |
-
The essential functorial fact is that this property is preserved by rational
|
| 7 |
-
pullback. We also record the criterion that will lift an additional divisor
|
| 8 |
-
once a suitable Hodge filtration has been realized.
|
| 9 |
-
|
| 10 |
-
We work in the category of abelian varieties up to isogeny. Thus
|
| 11 |
-
\(\Hom^0(X,Y)=\Hom(X,Y)\otimes_\Z\Q\), and divisors may have rational
|
| 12 |
-
coefficients. Pullback by a rational homomorphism is defined on \(H^1\)
|
| 13 |
-
and extended to its exterior algebra. If \(Nf\) is an actual homomorphism,
|
| 14 |
-
then on \(H^{2r}\)
|
| 15 |
-
\begin{equation}\label{eq:rational-pullback}
|
| 16 |
-
f^*=N^{-2r}(Nf)^*.
|
| 17 |
-
\end{equation}
|
| 18 |
-
This convention is the same in all realizations.
|
| 19 |
-
|
| 20 |
-
For an abelian variety \(X/\F\), set
|
| 21 |
-
\[
|
| 22 |
-
k_\ell=\Q_\ell\quad(\ell\ne p),\qquad k_p=\Cw,
|
| 23 |
-
\]
|
| 24 |
-
and write \(H_v^{2r}(X)(r)\) for its \(\ell\)-adic cohomology if
|
| 25 |
-
\(v=\ell\ne p\), and for crystalline cohomology extended to \(\Cw\)
|
| 26 |
-
if \(v=p\). Cup products will usually be written without a cup symbol.
|
| 27 |
-
All trace maps and divisor classes have their cycle-class normalizations.
|
| 28 |
-
The Betti Tate line \(\Q(r)\) supplies the twists in the other
|
| 29 |
-
realizations through comparison. Thus \(\Tr_v\) is the trace on top
|
| 30 |
-
cohomology with its top Tate twist and sends the class of a zero-cycle to
|
| 31 |
-
its degree. For a good-reduction lift, \(\gamma_{0,\ell}\) denotes
|
| 32 |
-
smooth proper specialization of its absolute-Hodge realization, and
|
| 33 |
-
\(\gamma_{0,p}\) denotes de Rham--crystalline specialization extended
|
| 34 |
-
from \(\Kzero\) to \(\Cw\). We keep first crystalline cohomology
|
| 35 |
-
over \(\Kzero\) when constructing filtrations, and specify each
|
| 36 |
-
extension of the filtration field separately.
|
| 37 |
-
|
| 38 |
-
We use the exterior-algebra description of abelian cohomology and
|
| 39 |
-
faithfulness of rational homomorphisms on \(H^1\); see
|
| 40 |
-
\cite[Theorems~12.5 and~15.1]{MilneAV} for the prime-to-characteristic
|
| 41 |
-
realizations. The uniform Weil-cohomology formalism, including
|
| 42 |
-
crystalline cohomology, exterior powers, cycle-normalized traces and
|
| 43 |
-
the projection formula, is set out in
|
| 44 |
-
\cite[Section~1 and Appendix, Proposition~(A.2)]{Milne1999}. Smooth
|
| 45 |
-
proper specialization away from \(p\) is
|
| 46 |
-
\cite[Theorem~20.4]{MilneLEC}.
|
| 47 |
-
|
| 48 |
-
\subsection{Comparison of Hodge tensors}
|
| 49 |
-
|
| 50 |
-
\begin{lemma}\label{lem:comparison}
|
| 51 |
-
For an abelian variety with good reduction, the realizations of an
|
| 52 |
-
absolute Hodge class are compatible with the de Rham and crystalline
|
| 53 |
-
comparison isomorphisms. In particular, the \(p\)-adic crystalline tensor
|
| 54 |
-
obtained from its \(p\)-adic \'etale realization agrees, after extension of
|
| 55 |
-
scalars, with the de Rham--crystalline realization in
|
| 56 |
-
Theorem~\ref{thm:main}. These compatibilities respect tensor operations,
|
| 57 |
-
duals, Tate twists, divisor classes, and rational homomorphisms.
|
| 58 |
-
|
| 59 |
-
The same assertion applies to auxiliary abelian varieties with good
|
| 60 |
-
reduction over a finite extension of \(\Kzero\), using a complex
|
| 61 |
-
embedding of an algebraic closure of their field of definition.
|
| 62 |
-
\end{lemma}
|
| 63 |
-
|
| 64 |
-
\begin{proof}
|
| 65 |
-
For abelian varieties over \(\Qbar\), Deligne's absolute-Hodge theorem
|
| 66 |
-
\cite[Main Theorem~2.11]{Deligne1982} and Blasius's comparison theorem
|
| 67 |
-
\cite[Theorems~0.3 and~5.3]{Blasius1994} give the assertion. The
|
| 68 |
-
compatibility of the crystalline comparison with the de Rham comparison
|
| 69 |
-
is part of \cite[\S5.1]{Blasius1994}. The formulation for a complete
|
| 70 |
-
mixed-characteristic discrete valuation ring with perfect residue field
|
| 71 |
-
is given in \cite[Theorem~5.6.3]{Moonen1998}; the paragraph following
|
| 72 |
-
that theorem explains removal of the number-field hypothesis. A finite
|
| 73 |
-
extension of \(\Kzero\) is within that scope. The stated functorialities
|
| 74 |
-
are those of the comparison isomorphisms.
|
| 75 |
-
\end{proof}
|
| 76 |
-
|
| 77 |
-
An abstract complex embedding used here need not be continuous. To see
|
| 78 |
-
that it can be chosen compatibly with \(\Qbar\subset\C\), take a
|
| 79 |
-
transcendence basis of \(\overline{\Kzero}/\Qbar\), embed it in a
|
| 80 |
-
transcendence basis of \(\C/\Qbar\), and extend algebraically. The
|
| 81 |
-
cardinalities permit this construction. No descent of a general
|
| 82 |
-
auxiliary lift to \(\Qbar\) is inferred.
|
| 83 |
-
|
| 84 |
-
\subsection{The common rational Lefschetz space}
|
| 85 |
-
|
| 86 |
-
Let \(\Lef^r(X)\) be the space of rational polynomial expressions in
|
| 87 |
-
divisors of codimension \(r\), modulo numerical equivalence. We use the
|
| 88 |
-
following established properties:
|
| 89 |
-
\begin{enumerate}[label=(\roman*)]
|
| 90 |
-
\item its cycle map is injective, and
|
| 91 |
-
\(\Lef^r(X)\otimes_\Q k_v\) is the divisor-generated subspace of
|
| 92 |
-
\(H_v^{2r}(X)(r)\);
|
| 93 |
-
\item intersection and degree give a perfect pairing
|
| 94 |
-
\[
|
| 95 |
-
\Lef^r(X)\times\Lef^{\dim X-r}(X)\longrightarrow\Q;
|
| 96 |
-
\]
|
| 97 |
-
\item pushforward by a homomorphism of abelian varieties preserves the
|
| 98 |
-
divisor-generated subspaces in each realization;
|
| 99 |
-
\item hard Lefschetz and its inverse restrict to these subspaces.
|
| 100 |
-
\end{enumerate}
|
| 101 |
-
These are \cite[Proposition~5.2, Corollaries~5.3 and~5.5,
|
| 102 |
-
Theorem~5.9]{Milne1999}, with the author's correction to the proof of
|
| 103 |
-
Theorem~5.9. Crystalline cohomology is included. Extension of its
|
| 104 |
-
coefficient field to \(\Cw\) preserves these statements. We call the
|
| 105 |
-
tuple of realizations of a fixed element of \(\Lef^r(X)\) a
|
| 106 |
-
\emph{simultaneous rational Lefschetz class}.
|
| 107 |
-
|
| 108 |
-
\begin{definition}
|
| 109 |
-
A tuple \(\alpha=(\alpha_v)_v\), with
|
| 110 |
-
\(\alpha_v\in H_v^{2r}(X)(r)\), has the \emph{Lefschetz pairing
|
| 111 |
-
property} if, for every \(\delta\in\Lef^{\dim X-r}(X)\), the numbers
|
| 112 |
-
\(\Tr_v(\alpha_v\delta_v)\) are the images of one number in \(\Q\).
|
| 113 |
-
\end{definition}
|
| 114 |
-
|
| 115 |
-
Simultaneous rational algebraic classes have this property, by the
|
| 116 |
-
intersection formula. The property is closed under rational linear
|
| 117 |
-
combinations. We shall need the following additional closure property.
|
| 118 |
-
|
| 119 |
-
\begin{lemma}\label{lem:pairing-functorial}
|
| 120 |
-
If \(\alpha\) has the Lefschetz pairing property on \(Y\) and
|
| 121 |
-
\(f\in\Hom^0(X,Y)\), then \(f^*\alpha\) has that property on \(X\).
|
| 122 |
-
\end{lemma}
|
| 123 |
-
|
| 124 |
-
\begin{proof}
|
| 125 |
-
If \(r>\dim Y\), the input class is zero; if \(r>\dim X\),
|
| 126 |
-
its pullback is zero. We may therefore suppose that \(f\) is an actual
|
| 127 |
-
homomorphism and \(r\leq\min(\dim X,\dim Y)\).
|
| 128 |
-
For \(\delta\in\Lef^{\dim X-r}(X)\), the class \(f_*\delta_v\)
|
| 129 |
-
lies in the Lefschetz subspace of codimension \(\dim Y-r\) in every
|
| 130 |
-
realization. Choose rational bases \(a_i\) of
|
| 131 |
-
\(\Lef^{\dim Y-r}(Y)\) and \(b_j\) of \(\Lef^r(Y)\). The matrix
|
| 132 |
-
\(M_{ij}=\deg(a_i b_j)\) is an invertible rational matrix. If
|
| 133 |
-
\(f_*\delta_v=\sum_i c_{i,v}(a_i)_v\), the projection formula gives
|
| 134 |
-
\[
|
| 135 |
-
\sum_i c_{i,v}M_{ij}=\deg(\delta f^*b_j).
|
| 136 |
-
\]
|
| 137 |
-
The right side is a rational number independent of \(v\). Solving this
|
| 138 |
-
one rational system shows that \(c_{i,v}=c_i\in\Q\) for every \(v\).
|
| 139 |
-
Thus \(f_*\delta\) is simultaneous rational Lefschetz. Applying the
|
| 140 |
-
projection formula once more proves the assertion. For rational \(f\),
|
| 141 |
-
use \eqref{eq:rational-pullback}.
|
| 142 |
-
\end{proof}
|
| 143 |
-
|
| 144 |
-
\subsection{Lifting a prescribed rational homomorphism}
|
| 145 |
-
|
| 146 |
-
The second transport construction will produce an abelian lift with a
|
| 147 |
-
chosen Hodge filtration. The following criterion then lifts the algebraic
|
| 148 |
-
projector, field action, and divisor already specified on its special fiber.
|
| 149 |
-
Its input is a rational algebraic homomorphism, rather than an arbitrary
|
| 150 |
-
map between cohomology spaces.
|
| 151 |
-
|
| 152 |
-
In the next lemma \(R\) is a complete mixed-characteristic discrete
|
| 153 |
-
valuation ring finite over \(W(\F)\), with fraction field \(K\).
|
| 154 |
-
For an abelian scheme \(\mathcal X/R\), the Hodge filtration is regarded
|
| 155 |
-
as a filtration of
|
| 156 |
-
\(H^1_{\mathrm{cris}}(X_0/W(\F))[1/p]\otimes_{\Kzero}K\).
|
| 157 |
-
|
| 158 |
-
\begin{lemma}\label{lem:lift-hom}
|
| 159 |
-
Let \(\mathcal X,\mathcal Y\) be abelian schemes over \(R\), with
|
| 160 |
-
special fibers \(X_0,Y_0\), and let
|
| 161 |
-
\(f_0\in\Hom^0(X_0,Y_0)\). If its contravariant crystalline map
|
| 162 |
-
preserves the Hodge filtrations, then \(f_0\) lifts uniquely to a
|
| 163 |
-
rational homomorphism \(\mathcal X\to\mathcal Y\).
|
| 164 |
-
|
| 165 |
-
In particular, a symmetric rational homomorphism \(X_0\to X_0^\vee\)
|
| 166 |
-
with this property lifts to a rational divisor class on the generic
|
| 167 |
-
fiber. Algebraic identities among finitely many such lifted maps remain
|
| 168 |
-
valid.
|
| 169 |
-
\end{lemma}
|
| 170 |
-
|
| 171 |
-
\begin{proof}
|
| 172 |
-
The crystalline map already commutes with Frobenius. Full faithfulness
|
| 173 |
-
for rational filtered Dieudonn\'e modules gives a rational morphism of
|
| 174 |
-
the associated \(p\)-divisible groups; see
|
| 175 |
-
\cite{Grothendieck1970} and the perfect-residue-field formulation in
|
| 176 |
-
\cite[\S4.2(v)]{IllusiePisa}. Equivalently, crystalline comparison first
|
| 177 |
-
gives the rational map on Tate modules. Multiply by an integer \(N\)
|
| 178 |
-
that clears both its Tate-lattice denominator and the denominator of
|
| 179 |
-
\(f_0\). Tate's extension theorem
|
| 180 |
-
\cite[Theorem~4]{Tate1967} extends the resulting integral generic-fiber
|
| 181 |
-
map of \(p\)-divisible groups over \(R\). Faithfulness of the
|
| 182 |
-
special-fiber Dieudonn\'e functor identifies its reduction with the
|
| 183 |
-
map induced by \(Nf_0\). Here equality after inverting \(p\) is
|
| 184 |
-
already equality of integral maps, because the integral Dieudonn\'e
|
| 185 |
-
modules are torsion free. The integer \(N\) is fixed for the remainder
|
| 186 |
-
of the construction.
|
| 187 |
-
|
| 188 |
-
The specified-map form of Serre--Tate deformation theory now gives a
|
| 189 |
-
lift over each \(R/\mathfrak m_R^n\)
|
| 190 |
-
\cite[p.~432]{Grothendieck1970}. One can also deduce it from the
|
| 191 |
-
fixed-object formulation \cite[Theorem~2.3.3]{IllusiePisa} as follows.
|
| 192 |
-
On \(X_0\times Y_0\) form the shear
|
| 193 |
-
\(s_0(x,y)=(x,y+Nf_0(x))\). The lifted \(p\)-divisible-group map gives
|
| 194 |
-
the same shear on the product \(p\)-divisible group. View the existing
|
| 195 |
-
product deformation with two special-fiber markings differing by
|
| 196 |
-
\(s_0\). Full faithfulness lifts the shear to an algebraic isomorphism
|
| 197 |
-
between these marked deformations; its second component restricted to
|
| 198 |
-
\(X\) lifts \(Nf_0\). Uniqueness makes these maps compatible at every
|
| 199 |
-
finite order.
|
| 200 |
-
|
| 201 |
-
Formal existence algebraizes the resulting formal map
|
| 202 |
-
\cite[Tag~0A42]{StacksProject}: its source is proper over the complete
|
| 203 |
-
noetherian ring \(R\), and its target is separated and of finite type.
|
| 204 |
-
Dividing by the fixed \(N\) gives the desired rational lift. Rigidity
|
| 205 |
-
gives uniqueness and injectivity of specialization on rational
|
| 206 |
-
homomorphisms \cite[Proposition~20.1 and Corollary~20.2]{MilneAV}.
|
| 207 |
-
|
| 208 |
-
If \(f_0\) is symmetric, injectivity shows that its lift is symmetric.
|
| 209 |
-
The usual identification
|
| 210 |
-
\[
|
| 211 |
-
\NS(X_K)\otimes\Q
|
| 212 |
-
\simeq\Hom(X_K,X_K^\vee)^{\mathrm{sym}}\otimes\Q
|
| 213 |
-
\]
|
| 214 |
-
gives the rational divisor class, after a finite extension if
|
| 215 |
-
necessary \cite[Proposition~17.2]{MilneAV}. Finally an identity between the maps specializes to the
|
| 216 |
-
given identity, so injectivity proves it upstairs as well.
|
| 217 |
-
\end{proof}
|
| 218 |
-
|
| 219 |
-
Only prescribed rational algebraic maps on the special fiber are being
|
| 220 |
-
lifted in Lemma~\ref{lem:lift-hom}. An arbitrary \(\Q_p\)-linear map of
|
| 221 |
-
\(p\)-divisible groups is not asserted to be a rational algebraic map.
|
| 222 |
-
We also use the extension of generic-fiber homomorphisms between abelian
|
| 223 |
-
schemes over a discrete valuation ring: their N\'eron mapping property
|
| 224 |
-
extends such a homomorphism uniquely over the base
|
| 225 |
-
\cite[Definition~5.1 and Example~5.3]{Conrad2003}. Clearing one
|
| 226 |
-
rational denominator therefore makes specialization of these maps
|
| 227 |
-
well defined.
|
|
|
|
| 1 |
+
\section{Comparisons and rational Lefschetz classes}
|
| 2 |
+
\label{sec:preliminaries}
|
| 3 |
+
|
| 4 |
+
We first put the realizations in Theorem~\ref{thm:main} in a common
|
| 5 |
+
notation and formulate its conclusion as a property of cohomology classes.
|
| 6 |
+
The essential functorial fact is that this property is preserved by rational
|
| 7 |
+
pullback. We also record the criterion that will lift an additional divisor
|
| 8 |
+
once a suitable Hodge filtration has been realized.
|
| 9 |
+
|
| 10 |
+
We work in the category of abelian varieties up to isogeny. Thus
|
| 11 |
+
\(\Hom^0(X,Y)=\Hom(X,Y)\otimes_\Z\Q\), and divisors may have rational
|
| 12 |
+
coefficients. Pullback by a rational homomorphism is defined on \(H^1\)
|
| 13 |
+
and extended to its exterior algebra. If \(Nf\) is an actual homomorphism,
|
| 14 |
+
then on \(H^{2r}\)
|
| 15 |
+
\begin{equation}\label{eq:rational-pullback}
|
| 16 |
+
f^*=N^{-2r}(Nf)^*.
|
| 17 |
+
\end{equation}
|
| 18 |
+
This convention is the same in all realizations.
|
| 19 |
+
|
| 20 |
+
For an abelian variety \(X/\F\), set
|
| 21 |
+
\[
|
| 22 |
+
k_\ell=\Q_\ell\quad(\ell\ne p),\qquad k_p=\Cw,
|
| 23 |
+
\]
|
| 24 |
+
and write \(H_v^{2r}(X)(r)\) for its \(\ell\)-adic cohomology if
|
| 25 |
+
\(v=\ell\ne p\), and for crystalline cohomology extended to \(\Cw\)
|
| 26 |
+
if \(v=p\). Cup products will usually be written without a cup symbol.
|
| 27 |
+
All trace maps and divisor classes have their cycle-class normalizations.
|
| 28 |
+
The Betti Tate line \(\Q(r)\) supplies the twists in the other
|
| 29 |
+
realizations through comparison. Thus \(\Tr_v\) is the trace on top
|
| 30 |
+
cohomology with its top Tate twist and sends the class of a zero-cycle to
|
| 31 |
+
its degree. For a good-reduction lift, \(\gamma_{0,\ell}\) denotes
|
| 32 |
+
smooth proper specialization of its absolute-Hodge realization, and
|
| 33 |
+
\(\gamma_{0,p}\) denotes de Rham--crystalline specialization extended
|
| 34 |
+
from \(\Kzero\) to \(\Cw\). We keep first crystalline cohomology
|
| 35 |
+
over \(\Kzero\) when constructing filtrations, and specify each
|
| 36 |
+
extension of the filtration field separately.
|
| 37 |
+
|
| 38 |
+
We use the exterior-algebra description of abelian cohomology and
|
| 39 |
+
faithfulness of rational homomorphisms on \(H^1\); see
|
| 40 |
+
\cite[Theorems~12.5 and~15.1]{MilneAV} for the prime-to-characteristic
|
| 41 |
+
realizations. The uniform Weil-cohomology formalism, including
|
| 42 |
+
crystalline cohomology, exterior powers, cycle-normalized traces and
|
| 43 |
+
the projection formula, is set out in
|
| 44 |
+
\cite[Section~1 and Appendix, Proposition~(A.2)]{Milne1999}. Smooth
|
| 45 |
+
proper specialization away from \(p\) is
|
| 46 |
+
\cite[Theorem~20.4]{MilneLEC}.
|
| 47 |
+
|
| 48 |
+
\subsection{Comparison of Hodge tensors}
|
| 49 |
+
|
| 50 |
+
\begin{lemma}\label{lem:comparison}
|
| 51 |
+
For an abelian variety with good reduction, the realizations of an
|
| 52 |
+
absolute Hodge class are compatible with the de Rham and crystalline
|
| 53 |
+
comparison isomorphisms. In particular, the \(p\)-adic crystalline tensor
|
| 54 |
+
obtained from its \(p\)-adic \'etale realization agrees, after extension of
|
| 55 |
+
scalars, with the de Rham--crystalline realization in
|
| 56 |
+
Theorem~\ref{thm:main}. These compatibilities respect tensor operations,
|
| 57 |
+
duals, Tate twists, divisor classes, and rational homomorphisms.
|
| 58 |
+
|
| 59 |
+
The same assertion applies to auxiliary abelian varieties with good
|
| 60 |
+
reduction over a finite extension of \(\Kzero\), using a complex
|
| 61 |
+
embedding of an algebraic closure of their field of definition.
|
| 62 |
+
\end{lemma}
|
| 63 |
+
|
| 64 |
+
\begin{proof}
|
| 65 |
+
For abelian varieties over \(\Qbar\), Deligne's absolute-Hodge theorem
|
| 66 |
+
\cite[Main Theorem~2.11]{Deligne1982} and Blasius's comparison theorem
|
| 67 |
+
\cite[Theorems~0.3 and~5.3]{Blasius1994} give the assertion. The
|
| 68 |
+
compatibility of the crystalline comparison with the de Rham comparison
|
| 69 |
+
is part of \cite[\S5.1]{Blasius1994}. The formulation for a complete
|
| 70 |
+
mixed-characteristic discrete valuation ring with perfect residue field
|
| 71 |
+
is given in \cite[Theorem~5.6.3]{Moonen1998}; the paragraph following
|
| 72 |
+
that theorem explains removal of the number-field hypothesis. A finite
|
| 73 |
+
extension of \(\Kzero\) is within that scope. The stated functorialities
|
| 74 |
+
are those of the comparison isomorphisms.
|
| 75 |
+
\end{proof}
|
| 76 |
+
|
| 77 |
+
An abstract complex embedding used here need not be continuous. To see
|
| 78 |
+
that it can be chosen compatibly with \(\Qbar\subset\C\), take a
|
| 79 |
+
transcendence basis of \(\overline{\Kzero}/\Qbar\), embed it in a
|
| 80 |
+
transcendence basis of \(\C/\Qbar\), and extend algebraically. The
|
| 81 |
+
cardinalities permit this construction. No descent of a general
|
| 82 |
+
auxiliary lift to \(\Qbar\) is inferred.
|
| 83 |
+
|
| 84 |
+
\subsection{The common rational Lefschetz space}
|
| 85 |
+
|
| 86 |
+
Let \(\Lef^r(X)\) be the space of rational polynomial expressions in
|
| 87 |
+
divisors of codimension \(r\), modulo numerical equivalence. We use the
|
| 88 |
+
following established properties:
|
| 89 |
+
\begin{enumerate}[label=(\roman*)]
|
| 90 |
+
\item its cycle map is injective, and
|
| 91 |
+
\(\Lef^r(X)\otimes_\Q k_v\) is the divisor-generated subspace of
|
| 92 |
+
\(H_v^{2r}(X)(r)\);
|
| 93 |
+
\item intersection and degree give a perfect pairing
|
| 94 |
+
\[
|
| 95 |
+
\Lef^r(X)\times\Lef^{\dim X-r}(X)\longrightarrow\Q;
|
| 96 |
+
\]
|
| 97 |
+
\item pushforward by a homomorphism of abelian varieties preserves the
|
| 98 |
+
divisor-generated subspaces in each realization;
|
| 99 |
+
\item hard Lefschetz and its inverse restrict to these subspaces.
|
| 100 |
+
\end{enumerate}
|
| 101 |
+
These are \cite[Proposition~5.2, Corollaries~5.3 and~5.5,
|
| 102 |
+
Theorem~5.9]{Milne1999}, with the author's correction to the proof of
|
| 103 |
+
Theorem~5.9. Crystalline cohomology is included. Extension of its
|
| 104 |
+
coefficient field to \(\Cw\) preserves these statements. We call the
|
| 105 |
+
tuple of realizations of a fixed element of \(\Lef^r(X)\) a
|
| 106 |
+
\emph{simultaneous rational Lefschetz class}.
|
| 107 |
+
|
| 108 |
+
\begin{definition}
|
| 109 |
+
A tuple \(\alpha=(\alpha_v)_v\), with
|
| 110 |
+
\(\alpha_v\in H_v^{2r}(X)(r)\), has the \emph{Lefschetz pairing
|
| 111 |
+
property} if, for every \(\delta\in\Lef^{\dim X-r}(X)\), the numbers
|
| 112 |
+
\(\Tr_v(\alpha_v\delta_v)\) are the images of one number in \(\Q\).
|
| 113 |
+
\end{definition}
|
| 114 |
+
|
| 115 |
+
Simultaneous rational algebraic classes have this property, by the
|
| 116 |
+
intersection formula. The property is closed under rational linear
|
| 117 |
+
combinations. We shall need the following additional closure property.
|
| 118 |
+
|
| 119 |
+
\begin{lemma}\label{lem:pairing-functorial}
|
| 120 |
+
If \(\alpha\) has the Lefschetz pairing property on \(Y\) and
|
| 121 |
+
\(f\in\Hom^0(X,Y)\), then \(f^*\alpha\) has that property on \(X\).
|
| 122 |
+
\end{lemma}
|
| 123 |
+
|
| 124 |
+
\begin{proof}
|
| 125 |
+
If \(r>\dim Y\), the input class is zero; if \(r>\dim X\),
|
| 126 |
+
its pullback is zero. We may therefore suppose that \(f\) is an actual
|
| 127 |
+
homomorphism and \(r\leq\min(\dim X,\dim Y)\).
|
| 128 |
+
For \(\delta\in\Lef^{\dim X-r}(X)\), the class \(f_*\delta_v\)
|
| 129 |
+
lies in the Lefschetz subspace of codimension \(\dim Y-r\) in every
|
| 130 |
+
realization. Choose rational bases \(a_i\) of
|
| 131 |
+
\(\Lef^{\dim Y-r}(Y)\) and \(b_j\) of \(\Lef^r(Y)\). The matrix
|
| 132 |
+
\(M_{ij}=\deg(a_i b_j)\) is an invertible rational matrix. If
|
| 133 |
+
\(f_*\delta_v=\sum_i c_{i,v}(a_i)_v\), the projection formula gives
|
| 134 |
+
\[
|
| 135 |
+
\sum_i c_{i,v}M_{ij}=\deg(\delta f^*b_j).
|
| 136 |
+
\]
|
| 137 |
+
The right side is a rational number independent of \(v\). Solving this
|
| 138 |
+
one rational system shows that \(c_{i,v}=c_i\in\Q\) for every \(v\).
|
| 139 |
+
Thus \(f_*\delta\) is simultaneous rational Lefschetz. Applying the
|
| 140 |
+
projection formula once more proves the assertion. For rational \(f\),
|
| 141 |
+
use \eqref{eq:rational-pullback}.
|
| 142 |
+
\end{proof}
|
| 143 |
+
|
| 144 |
+
\subsection{Lifting a prescribed rational homomorphism}
|
| 145 |
+
|
| 146 |
+
The second transport construction will produce an abelian lift with a
|
| 147 |
+
chosen Hodge filtration. The following criterion then lifts the algebraic
|
| 148 |
+
projector, field action, and divisor already specified on its special fiber.
|
| 149 |
+
Its input is a rational algebraic homomorphism, rather than an arbitrary
|
| 150 |
+
map between cohomology spaces.
|
| 151 |
+
|
| 152 |
+
In the next lemma \(R\) is a complete mixed-characteristic discrete
|
| 153 |
+
valuation ring finite over \(W(\F)\), with fraction field \(K\).
|
| 154 |
+
For an abelian scheme \(\mathcal X/R\), the Hodge filtration is regarded
|
| 155 |
+
as a filtration of
|
| 156 |
+
\(H^1_{\mathrm{cris}}(X_0/W(\F))[1/p]\otimes_{\Kzero}K\).
|
| 157 |
+
|
| 158 |
+
\begin{lemma}\label{lem:lift-hom}
|
| 159 |
+
Let \(\mathcal X,\mathcal Y\) be abelian schemes over \(R\), with
|
| 160 |
+
special fibers \(X_0,Y_0\), and let
|
| 161 |
+
\(f_0\in\Hom^0(X_0,Y_0)\). If its contravariant crystalline map
|
| 162 |
+
preserves the Hodge filtrations, then \(f_0\) lifts uniquely to a
|
| 163 |
+
rational homomorphism \(\mathcal X\to\mathcal Y\).
|
| 164 |
+
|
| 165 |
+
In particular, a symmetric rational homomorphism \(X_0\to X_0^\vee\)
|
| 166 |
+
with this property lifts to a rational divisor class on the generic
|
| 167 |
+
fiber. Algebraic identities among finitely many such lifted maps remain
|
| 168 |
+
valid.
|
| 169 |
+
\end{lemma}
|
| 170 |
+
|
| 171 |
+
\begin{proof}
|
| 172 |
+
The crystalline map already commutes with Frobenius. Full faithfulness
|
| 173 |
+
for rational filtered Dieudonn\'e modules gives a rational morphism of
|
| 174 |
+
the associated \(p\)-divisible groups; see
|
| 175 |
+
\cite{Grothendieck1970} and the perfect-residue-field formulation in
|
| 176 |
+
\cite[\S4.2(v)]{IllusiePisa}. Equivalently, crystalline comparison first
|
| 177 |
+
gives the rational map on Tate modules. Multiply by an integer \(N\)
|
| 178 |
+
that clears both its Tate-lattice denominator and the denominator of
|
| 179 |
+
\(f_0\). Tate's extension theorem
|
| 180 |
+
\cite[Theorem~4]{Tate1967} extends the resulting integral generic-fiber
|
| 181 |
+
map of \(p\)-divisible groups over \(R\). Faithfulness of the
|
| 182 |
+
special-fiber Dieudonn\'e functor identifies its reduction with the
|
| 183 |
+
map induced by \(Nf_0\). Here equality after inverting \(p\) is
|
| 184 |
+
already equality of integral maps, because the integral Dieudonn\'e
|
| 185 |
+
modules are torsion free. The integer \(N\) is fixed for the remainder
|
| 186 |
+
of the construction.
|
| 187 |
+
|
| 188 |
+
The specified-map form of Serre--Tate deformation theory now gives a
|
| 189 |
+
lift over each \(R/\mathfrak m_R^n\)
|
| 190 |
+
\cite[p.~432]{Grothendieck1970}. One can also deduce it from the
|
| 191 |
+
fixed-object formulation \cite[Theorem~2.3.3]{IllusiePisa} as follows.
|
| 192 |
+
On \(X_0\times Y_0\) form the shear
|
| 193 |
+
\(s_0(x,y)=(x,y+Nf_0(x))\). The lifted \(p\)-divisible-group map gives
|
| 194 |
+
the same shear on the product \(p\)-divisible group. View the existing
|
| 195 |
+
product deformation with two special-fiber markings differing by
|
| 196 |
+
\(s_0\). Full faithfulness lifts the shear to an algebraic isomorphism
|
| 197 |
+
between these marked deformations; its second component restricted to
|
| 198 |
+
\(X\) lifts \(Nf_0\). Uniqueness makes these maps compatible at every
|
| 199 |
+
finite order.
|
| 200 |
+
|
| 201 |
+
Formal existence algebraizes the resulting formal map
|
| 202 |
+
\cite[Tag~0A42]{StacksProject}: its source is proper over the complete
|
| 203 |
+
noetherian ring \(R\), and its target is separated and of finite type.
|
| 204 |
+
Dividing by the fixed \(N\) gives the desired rational lift. Rigidity
|
| 205 |
+
gives uniqueness and injectivity of specialization on rational
|
| 206 |
+
homomorphisms \cite[Proposition~20.1 and Corollary~20.2]{MilneAV}.
|
| 207 |
+
|
| 208 |
+
If \(f_0\) is symmetric, injectivity shows that its lift is symmetric.
|
| 209 |
+
The usual identification
|
| 210 |
+
\[
|
| 211 |
+
\NS(X_K)\otimes\Q
|
| 212 |
+
\simeq\Hom(X_K,X_K^\vee)^{\mathrm{sym}}\otimes\Q
|
| 213 |
+
\]
|
| 214 |
+
gives the rational divisor class, after a finite extension if
|
| 215 |
+
necessary \cite[Proposition~17.2]{MilneAV}. Finally an identity between the maps specializes to the
|
| 216 |
+
given identity, so injectivity proves it upstairs as well.
|
| 217 |
+
\end{proof}
|
| 218 |
+
|
| 219 |
+
Only prescribed rational algebraic maps on the special fiber are being
|
| 220 |
+
lifted in Lemma~\ref{lem:lift-hom}. An arbitrary \(\Q_p\)-linear map of
|
| 221 |
+
\(p\)-divisible groups is not asserted to be a rational algebraic map.
|
| 222 |
+
We also use the extension of generic-fiber homomorphisms between abelian
|
| 223 |
+
schemes over a discrete valuation ring: their N\'eron mapping property
|
| 224 |
+
extends such a homomorphism uniquely over the base
|
| 225 |
+
\cite[Definition~5.1 and Example~5.3]{Conrad2003}. Clearing one
|
| 226 |
+
rational denominator therefore makes specialization of these maps
|
| 227 |
+
well defined.
|
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/02_transport.tex
CHANGED
|
@@ -1,814 +1,814 @@
|
|
| 1 |
-
\section{Transport through Hodge-type integral models}
|
| 2 |
-
\label{sec:transport}
|
| 3 |
-
|
| 4 |
-
After taking a power of the original abelian variety, we transport a
|
| 5 |
-
rational Hodge class to an auxiliary variety by one quasi-isogeny on
|
| 6 |
-
special fibers, with the same equality in every
|
| 7 |
-
realization. The auxiliary variety can be chosen either of CM type or
|
| 8 |
-
with a prescribed admissible Hodge filtration. These choices serve
|
| 9 |
-
different parts of the proof, but share the tensor construction and the
|
| 10 |
-
rational normalization in Proposition~\ref{prop:transport} below.
|
| 11 |
-
|
| 12 |
-
Throughout this section, a polarization on a rational homology space is
|
| 13 |
-
written as a rational alternating form, using the fixed Betti
|
| 14 |
-
trivialization of the Tate line. If its similitude character is $c$,
|
| 15 |
-
an alternating form $\xi:V^{2r}\to\Q$ of multiplier $c^r$ means that
|
| 16 |
-
\begin{equation}
|
| 17 |
-
\xi(gv_1,\ldots,gv_{2r})=c(g)^r\xi(v_1,\ldots,v_{2r}).
|
| 18 |
-
\label{eq:transport-multiplier}
|
| 19 |
-
\end{equation}
|
| 20 |
-
Such a form is regarded as a tensor with its codimension-$r$ Tate
|
| 21 |
-
twist. All homomorphisms and polarizations may be rational: an
|
| 22 |
-
isomorphism in the isogeny category induces the usual isomorphisms on
|
| 23 |
-
cohomology, including its tensor constructions.
|
| 24 |
-
|
| 25 |
-
We say that filtered isocrystal data have \emph{finite local-field
|
| 26 |
-
descent} if they are obtained by scalar extension from an isocrystal
|
| 27 |
-
with its tensors over the maximal unramified subfield \(H_0\) of a
|
| 28 |
-
finite extension \(H/\Q_p\), together with a filtration over \(H\).
|
| 29 |
-
The scalar extension is to \(\Kzero H\). This condition will let us
|
| 30 |
-
apply weak admissibility over a finite local field.
|
| 31 |
-
For a group in a faithful representation, a tensor-preserving
|
| 32 |
-
identification means one respecting a finite family of rational tensors
|
| 33 |
-
whose stabilizer is that group, together with their comparison realizations.
|
| 34 |
-
|
| 35 |
-
\begin{proposition}[Transport]
|
| 36 |
-
\label{prop:transport}
|
| 37 |
-
Let $A/\Qbar$ be an abelian variety of positive dimension with good
|
| 38 |
-
reduction at $w$, and put $V=H_1(A(\C),\Q)$. Suppose
|
| 39 |
-
\[
|
| 40 |
-
G\subset\GSp(V,\psi)
|
| 41 |
-
\]
|
| 42 |
-
is connected reductive, its Hodge homomorphism $h$ gives the
|
| 43 |
-
Hodge structure of $A$, and its conjugacy class $X$ makes this
|
| 44 |
-
inclusion a Hodge embedding. Let $\gamma$ be a rational Hodge
|
| 45 |
-
class of codimension $r$, represented on $V$ by an alternating
|
| 46 |
-
form satisfying \eqref{eq:transport-multiplier}.
|
| 47 |
-
|
| 48 |
-
Then there exist a positive integer $n$, an auxiliary
|
| 49 |
-
good-reduction abelian variety $B$, a quasi-isogeny
|
| 50 |
-
$a:A_0^n\to B_0$, and a rational Hodge class $\kappa$ of
|
| 51 |
-
codimension $r$ on $B$ such that, for the first-factor inclusion
|
| 52 |
-
$j:A_0\to A_0^n$,
|
| 53 |
-
\begin{equation}
|
| 54 |
-
(aj)^*\kappa_0=\gamma_0.
|
| 55 |
-
\label{eq:transport-class}
|
| 56 |
-
\end{equation}
|
| 57 |
-
The equality holds simultaneously in every $\ell$-adic
|
| 58 |
-
realization with $\ell\ne p$ and in the crystalline realization
|
| 59 |
-
after extension to $\Cw$. Either of the following two further
|
| 60 |
-
specifications can be imposed.
|
| 61 |
-
\begin{enumerate}
|
| 62 |
-
\item The variety $B$ is of CM type and is defined over $\Qbar$,
|
| 63 |
-
with its indicated good reduction at $w$.
|
| 64 |
-
\item Put $D_A=H^1_{\mathrm{cris}}(A_0/W(\F))[1/p]$. Suppose
|
| 65 |
-
$\mathcal F_A$ is a filtration in degrees $0,1$ on $D_A$, over a
|
| 66 |
-
finite extension of $\Kzero$, which is weakly admissible and has
|
| 67 |
-
finite local-field descent together with the specialized tensors
|
| 68 |
-
specifying the $G$-structure. Suppose
|
| 69 |
-
also that, after a geometric tensor-preserving identification, it
|
| 70 |
-
lies in the $G$-orbit of the original Hodge filtration. Then $B$
|
| 71 |
-
can be defined over a finite extension $K/\Kzero$ inside $\Cw$,
|
| 72 |
-
and $a$ can be chosen so that
|
| 73 |
-
\begin{equation}
|
| 74 |
-
a^*\Fil^1H^1_{\mathrm{dR}}(B/K)
|
| 75 |
-
=(\mathcal F_A^1)^{\oplus n}.
|
| 76 |
-
\label{eq:transport-prescribed-filtration}
|
| 77 |
-
\end{equation}
|
| 78 |
-
Here the equality is made after a common finite extension and
|
| 79 |
-
crystalline--de Rham identification. To discuss Hodge classes on
|
| 80 |
-
this $B$, choose a complex embedding of an algebraic closure of
|
| 81 |
-
$K$ extending the fixed embedding of $\Qbar$.
|
| 82 |
-
\end{enumerate}
|
| 83 |
-
In the second case the realizations of $\kappa$ are supplied by
|
| 84 |
-
the canonical tensor sections of the Hodge-type model and the
|
| 85 |
-
polarization. In the first case these agree with the usual
|
| 86 |
-
realizations and specialization of its absolute Hodge class.
|
| 87 |
-
\end{proposition}
|
| 88 |
-
|
| 89 |
-
We prepare two ingredients for the proof. First, we enlarge the given
|
| 90 |
-
Hodge datum so that integral-model theorems apply at every prime while
|
| 91 |
-
its rational representation remains a sum of copies of \(V\).
|
| 92 |
-
Second, we realize a prescribed admissible filtration by choosing a
|
| 93 |
-
framed local Shimura point above its crystalline period and applying
|
| 94 |
-
integral uniformization. The resulting abelian lift retains that
|
| 95 |
-
point's integral tensors and special-fiber marking. After these
|
| 96 |
-
preparations, the proof constructs the transported tensor and normalizes
|
| 97 |
-
it using rational divisor intersections.
|
| 98 |
-
|
| 99 |
-
\subsection{An auxiliary strongly admissible datum}
|
| 100 |
-
|
| 101 |
-
We recall the hypotheses on integral models that we will use.
|
| 102 |
-
For a reductive group \(H_p/\Q_p\), a full Bruhat--Tits stabilizer
|
| 103 |
-
is the smooth group scheme fixing a point of its extended building.
|
| 104 |
-
Its identity component is the associated parahoric group scheme.
|
| 105 |
-
Now let \((H,X_H)\) be a Shimura datum over \(\Q\). In the terminology
|
| 106 |
-
of \cite[Definition~2.1.6]{KisinZhou2025}, the triple
|
| 107 |
-
\((H,X_H,\mathcal H)\) is \emph{strongly admissible} if \((H,X_H)\)
|
| 108 |
-
is of Hodge type, \(\mathcal H\) is a full stabilizer of \(H_{\Q_p}\)
|
| 109 |
-
with connected special fiber, the centralizer of a maximal
|
| 110 |
-
\(\Kzero\)-split torus of \(H_{\Kzero}\) is \(R\)-smooth, and the
|
| 111 |
-
relative root system over \(\Kzero\) is reduced when \(p=2\). Here $R$-smoothness is the condition on tori used in
|
| 112 |
-
\cite[\S2.4]{KisinZhouEarlier}. We will use it only for products and
|
| 113 |
-
extensions of restrictions of scalars of split tori, for which it
|
| 114 |
-
holds by \cite[Proposition~2.4.6]{KisinZhouEarlier}.
|
| 115 |
-
|
| 116 |
-
\begin{lemma}[Auxiliary Hodge datum]
|
| 117 |
-
\label{lem:auxiliary-datum}
|
| 118 |
-
Let
|
| 119 |
-
\[
|
| 120 |
-
(G,X)\lhook\joinrel\longrightarrow
|
| 121 |
-
(\GSp(V,\psi),X_{\mathrm{Siegel}})
|
| 122 |
-
\]
|
| 123 |
-
be a Hodge embedding, with $G$ connected and similitude character $c$.
|
| 124 |
-
For every prime $p$ there exist a totally real field $P$, a connected
|
| 125 |
-
reductive group $J$, and a Hodge embedding
|
| 126 |
-
\[
|
| 127 |
-
(J,X_J)\lhook\joinrel\longrightarrow
|
| 128 |
-
(\GSp(W,\psi_W),X'_{\mathrm{Siegel}})
|
| 129 |
-
\]
|
| 130 |
-
with the following properties.
|
| 131 |
-
\begin{enumerate}
|
| 132 |
-
\item There are inclusions of Shimura data induced by
|
| 133 |
-
\[
|
| 134 |
-
G\longrightarrow J\longrightarrow\Res_{P/\Q}G_P,
|
| 135 |
-
\]
|
| 136 |
-
where the first map is diagonal and $J$ is the subgroup on which the
|
| 137 |
-
similitude multipliers in the restriction of scalars agree.
|
| 138 |
-
\item The group $J_{\Q_p}$ is quasi-split and has a full connected
|
| 139 |
-
stabilizer $\mathcal J$ making $(J,X_J,\mathcal J)$ strongly admissible.
|
| 140 |
-
\item As a rational $J$-representation,
|
| 141 |
-
\begin{equation}
|
| 142 |
-
W\simeq (V\otimes_{\Q}P)^{\oplus m}
|
| 143 |
-
\label{eq:transport-copies}
|
| 144 |
-
\end{equation}
|
| 145 |
-
for some positive integer $m$. The form $\psi_W$ has multiplier the
|
| 146 |
-
common character $c$, and $\mathcal J\to\GL(W_{\Q_p})$ extends to a
|
| 147 |
-
closed immersion into $\GL(\Lambda_p)$ for a self-dual $\Z_p$-lattice
|
| 148 |
-
$\Lambda_p$.
|
| 149 |
-
\end{enumerate}
|
| 150 |
-
\end{lemma}
|
| 151 |
-
|
| 152 |
-
\begin{proof}
|
| 153 |
-
Choose a finite extension of $\Q_p$ splitting $G_{\Q_p}$. Polynomial
|
| 154 |
-
approximation, together with Krasner's lemma
|
| 155 |
-
\cite[Propositions~7.60--7.61 and Corollary~7.62]{MilneANT}, gives a
|
| 156 |
-
totally real number field $P$ whose completions at $p$ split $G_{\Q_p}$. For
|
| 157 |
-
example, approximate the minimal polynomial of a primitive element
|
| 158 |
-
of a splitting extension at $p$, and a polynomial with distinct real
|
| 159 |
-
roots at the real place. The resulting number field can have just
|
| 160 |
-
one place above $p$; this additional condition is not needed.
|
| 161 |
-
|
| 162 |
-
Define the multiplier fiber product
|
| 163 |
-
\begin{equation}
|
| 164 |
-
J=(\Res_{P/\Q}G_P)
|
| 165 |
-
\mathbin{\times}_{\Res_{P/\Q}\mathbf G_m}\mathbf G_m,
|
| 166 |
-
\label{eq:equal-multiplier-group}
|
| 167 |
-
\end{equation}
|
| 168 |
-
where the last map is diagonal. The Hodge cocharacter, or its
|
| 169 |
-
inverse according to convention, pairs to $1$ with $c$. Since $c$
|
| 170 |
-
factors through $G^{\mathrm{ab}}$, its character on this torus is
|
| 171 |
-
primitive. Thus $\ker(G^{\mathrm{ab}}\to\mathbf G_m)$ is a torus,
|
| 172 |
-
and $\ker(c:G\to\mathbf G_m)$ is connected reductive. The exact
|
| 173 |
-
sequence
|
| 174 |
-
\[
|
| 175 |
-
1\longrightarrow\Res_{P/\Q}(\ker c)_P
|
| 176 |
-
\longrightarrow J\xrightarrow{c}\mathbf G_m\longrightarrow1
|
| 177 |
-
\]
|
| 178 |
-
proves connectedness and reductivity of $J$. Moreover,
|
| 179 |
-
\begin{equation}
|
| 180 |
-
J^{\mathrm{der}}=\Res_{P/\Q}G_P^{\mathrm{der}}.
|
| 181 |
-
\label{eq:auxiliary-derived}
|
| 182 |
-
\end{equation}
|
| 183 |
-
|
| 184 |
-
The action on $U=V\otimes_\Q P$, with alternating form
|
| 185 |
-
$\Tr_{P/\Q}\psi_P$, gives a symplectic embedding of $J$ with
|
| 186 |
-
similitude character $c$. The diagonal Hodge homomorphism gives
|
| 187 |
-
$X_J$. The adjoint Hodge-type and Cartan-involution axioms follow
|
| 188 |
-
componentwise from those for $X$. We also check that extending the
|
| 189 |
-
totally real field introduces no rational adjoint factor on which
|
| 190 |
-
the Hodge homomorphism is trivial. Write a rational simple adjoint
|
| 191 |
-
factor as $\Res_{L/\Q}H$, with $L$ totally real. Every field factor
|
| 192 |
-
$L'$ of $P\otimes_\Q L$ is totally real, and every real embedding of
|
| 193 |
-
$L$ extends to a real embedding of $L'$. Hence the existence of a
|
| 194 |
-
nontrivial Hodge component for $H$ persists in each resulting
|
| 195 |
-
rational factor. Finally the diagonal weight is rational and the
|
| 196 |
-
trace form is a polarization. This proves that $(J,X_J)$ is a
|
| 197 |
-
Shimura datum of Hodge type.
|
| 198 |
-
|
| 199 |
-
Here are the local conditions explicitly. Put $P\otimes\Q_p=
|
| 200 |
-
\prod_{v\mid p}P_v$ and choose a split maximal torus $T_v$ of
|
| 201 |
-
$G_{P_v}$. The character $c$ on $T_v$ has a cocharacter section:
|
| 202 |
-
a conjugate of the Hodge cocharacter pairs to $1$ with it, and all
|
| 203 |
-
cocharacters of a split torus are defined over $P_v$. The same
|
| 204 |
-
argument applies to $G_{P_v}^{\mathrm{ab}}$. Consequently the
|
| 205 |
-
maximal torus of $J_{\Q_p}$ obtained from the $T_v$, and the
|
| 206 |
-
abelianization of $J_{\Q_p}$, have the forms
|
| 207 |
-
\begin{align}
|
| 208 |
-
T_J&\simeq\mathbf G_m\times
|
| 209 |
-
\prod_{v\mid p}\Res_{P_v/\Q_p}\mathbf G_m^{\operatorname{rk}G-1},
|
| 210 |
-
\label{eq:auxiliary-torus}\\
|
| 211 |
-
J_{\Q_p}^{\mathrm{ab}}&\simeq\mathbf G_m\times
|
| 212 |
-
\prod_{v\mid p}\Res_{P_v/\Q_p}
|
| 213 |
-
\mathbf G_m^{\dim G^{\mathrm{ab}}-1}.
|
| 214 |
-
\label{eq:auxiliary-abelianization}
|
| 215 |
-
\end{align}
|
| 216 |
-
The split Borels over the $P_v$ give a Borel of $J_{\Q_p}$, so this
|
| 217 |
-
group is quasi-split. Its derived group is a product of restrictions
|
| 218 |
-
of split groups by \eqref{eq:auxiliary-derived}. The vertices from
|
| 219 |
-
the hyperspecial vertices in those split groups give a very special
|
| 220 |
-
parahoric of $J_{\Q_p}$. The inertia coinvariants of the cocharacter
|
| 221 |
-
module in \eqref{eq:auxiliary-abelianization} are torsion-free, since
|
| 222 |
-
that module is a direct sum of permutation modules. The full
|
| 223 |
-
stabilizer is therefore connected by
|
| 224 |
-
\cite[Lemma~4.2.4]{KisinZhouEarlier}.
|
| 225 |
-
|
| 226 |
-
The centralizer of a maximal $\Kzero$-split torus is obtained from
|
| 227 |
-
\eqref{eq:auxiliary-torus} by unramified base extension; its torus
|
| 228 |
-
factors are still induced split tori and $\mathbf G_m$.
|
| 229 |
-
It is $R$-smooth by
|
| 230 |
-
\cite[Proposition~2.4.6]{KisinZhouEarlier}. Finally restrictions of
|
| 231 |
-
split root systems give reduced relative root systems, also at
|
| 232 |
-
$p=2$. These are precisely the strong-admissibility checks in the
|
| 233 |
-
construction of \cite[Proposition~5.3.8]{KisinZhou2025}. They use
|
| 234 |
-
the stipulated Hodge embedding, not the assertion that $G$ is the
|
| 235 |
-
full Mumford--Tate group of a particular point.
|
| 236 |
-
|
| 237 |
-
Apply \cite[Proposition~2.1.9]{KisinZhou2025}, starting with the
|
| 238 |
-
representation $U$ just constructed. Its proof first tensors $U$
|
| 239 |
-
with an auxiliary totally real $\Q$-vector space, then takes direct
|
| 240 |
-
sums, and finally applies the symplectic self-duality construction.
|
| 241 |
-
The group acts trivially on that extra vector-space factor. In the
|
| 242 |
-
last construction the dual representation twisted by $c$ is
|
| 243 |
-
identified with $U$ by its symplectic form. Thus every resulting
|
| 244 |
-
rational summand is a copy of $U$, with the same multiplier. This
|
| 245 |
-
gives \eqref{eq:transport-copies}, together with $\psi_W$ and
|
| 246 |
-
$\Lambda_p$. The assertion of the cited proposition includes
|
| 247 |
-
$p=2$; its proof uses the reduced-relative-root condition through
|
| 248 |
-
\cite[Lemma~2.1.8]{KisinZhou2025}.
|
| 249 |
-
\end{proof}
|
| 250 |
-
|
| 251 |
-
Choose a sufficiently small neat prime-to-$p$ level $K^p$ and put
|
| 252 |
-
$K_p=\mathcal J(\Z_p)$. The adapted embedding gives the integral
|
| 253 |
-
model $\mathcal S_K$ and its universal abelian scheme. A rational
|
| 254 |
-
$\Z_{(p)}$-lattice can be chosen with completion $\Lambda_p$.
|
| 255 |
-
We use a finite family of tensors defining its stabilizer
|
| 256 |
-
$\mathcal J$, as in \cite[\S2.1.4]{KisinZhou2025}.
|
| 257 |
-
Any additional rational $J$-invariant tensors may be included in
|
| 258 |
-
this family after clearing denominators. Indeed their integral
|
| 259 |
-
stabilizer condition already holds on the generic fiber; flatness
|
| 260 |
-
of $\mathcal J$ makes it hold on $\mathcal J$ itself. Adding them
|
| 261 |
-
therefore changes neither the group scheme nor its tensor
|
| 262 |
-
trivializations.
|
| 263 |
-
|
| 264 |
-
The added tensors have compatible sections in every realization, as
|
| 265 |
-
follows. Use the homological degree-one realizations in this paragraph,
|
| 266 |
-
that is, the duals of the corresponding $H^1$, so that their reference
|
| 267 |
-
representation is $W$. For such a realization $H_\nu$ over its
|
| 268 |
-
coefficient field $k_\nu$, let
|
| 269 |
-
\[
|
| 270 |
-
\mathcal P_\nu=\operatorname{Isom}_{\{s_\alpha\}}
|
| 271 |
-
(W\otimes k_\nu,H_\nu)
|
| 272 |
-
\]
|
| 273 |
-
be its torsor of frames preserving the original defining tensors.
|
| 274 |
-
For a rational $J$-invariant tensor $u$ and a frame $e$, set
|
| 275 |
-
$u_\nu=e(u)$. Two frames differ by an element of $J$, so this
|
| 276 |
-
definition is independent of the frame and descends from a
|
| 277 |
-
trivialization of the torsor. It also works integrally after clearing
|
| 278 |
-
the fixed denominator of $u$.
|
| 279 |
-
|
| 280 |
-
The Betti and \'etale frame torsors are supplied by the canonical
|
| 281 |
-
tensor sections of \cite[\S2.1.4]{KisinZhou2025}. The construction
|
| 282 |
-
of the universal Breuil--Kisin--Fargues module and its structure
|
| 283 |
-
tensors gives the crystalline torsor and its compatibility with
|
| 284 |
-
those sections
|
| 285 |
-
\cite[\S\S2.1.13--2.1.14]{KisinZhou2025}.
|
| 286 |
-
Indeed, a comparison map carrying every $s_\alpha$ to its specified
|
| 287 |
-
realization carries a frame $e$ to the comparison of $e$; it therefore
|
| 288 |
-
carries $e(u)$ to the same tensor evaluated in the new frame.
|
| 289 |
-
Thus it preserves $u_\nu$ for every added invariant $u$, without
|
| 290 |
-
requiring $u$ to be an expression in the chosen defining tensors.
|
| 291 |
-
At a lift over $\Qbar$, these are the realizations of its rational
|
| 292 |
-
Hodge tensor, by Lemma~\ref{lem:comparison}. Their crystalline
|
| 293 |
-
specializations are independent of the lift because they are
|
| 294 |
-
evaluations in the fixed crystalline frame torsor.
|
| 295 |
-
|
| 296 |
-
The same observation applies to isogenies. One quasi-isogeny
|
| 297 |
-
preserving the defining tensors identifies their frame torsors in
|
| 298 |
-
every realization in which those tensors are preserved. It
|
| 299 |
-
therefore preserves all the added invariant tensors as well.
|
| 300 |
-
This proves the tensor comparison and simultaneous preservation
|
| 301 |
-
that will be used below; flatness alone is used only to keep the
|
| 302 |
-
integral stabilizer unchanged.
|
| 303 |
-
|
| 304 |
-
Specification~\textup{(1)} of Proposition~\ref{prop:transport}
|
| 305 |
-
uses the special-point theorem
|
| 306 |
-
\cite[Theorem~2.2.7]{KisinZhou2025} directly. The next lemma is
|
| 307 |
-
needed only for specification~\textup{(2)}, where the filtration
|
| 308 |
-
has been prescribed in advance.
|
| 309 |
-
|
| 310 |
-
\subsection{Realizing a prescribed admissible filtration}
|
| 311 |
-
|
| 312 |
-
For a point $x\in\mathcal S_K(\F)$ let $C_x$ be the corresponding
|
| 313 |
-
abelian variety and put
|
| 314 |
-
\[
|
| 315 |
-
\mathbb D_x=H^1_{\mathrm{cris}}(C_x/W(\F)),\qquad
|
| 316 |
-
D_x=\mathbb D_x[1/p].
|
| 317 |
-
\]
|
| 318 |
-
The crystalline structure tensors are denoted $s_{\alpha,0,x}$;
|
| 319 |
-
the tensors away from $p$ are denoted $s_{\alpha,\ell,x}$.
|
| 320 |
-
They are the specializations of the canonical tensor sections and
|
| 321 |
-
are independent of the chosen lift of $x$.
|
| 322 |
-
|
| 323 |
-
The \emph{tensor isogeny class} $\mathcal I_x$ consists of the points
|
| 324 |
-
$y\in\mathcal S_K(\F)$ for which a single quasi-isogeny
|
| 325 |
-
$C_x\to C_y$ preserves $s_{\alpha,0}$ and every
|
| 326 |
-
$s_{\alpha,\ell}$ for $\ell\ne p$. We emphasize that this
|
| 327 |
-
definition concerns actual quasi-isogenies of abelian varieties.
|
| 328 |
-
It is the class defined in \cite[\S2.2.4]{KisinZhou2025}.
|
| 329 |
-
|
| 330 |
-
\begin{lemma}[Realization of an admissible filtration]
|
| 331 |
-
\label{lem:admissible-realization}
|
| 332 |
-
Let $(J,X_J,\mathcal J)$ be strongly admissible, with $J_{\Q_p}$
|
| 333 |
-
quasi-split, and choose the adapted embedding and neat level above.
|
| 334 |
-
Let $x\in\mathcal S_K(\F)$ have a lift to characteristic zero.
|
| 335 |
-
Suppose a filtration $\mathcal F$ on $D_x$, after a finite extension
|
| 336 |
-
of $\Kzero$, has the following properties:
|
| 337 |
-
\begin{enumerate}
|
| 338 |
-
\item the resulting filtered isocrystal is admissible;
|
| 339 |
-
\item geometrically its filtration is induced by a $J$-valued
|
| 340 |
-
cocharacter in the conjugacy class prescribed by $X_J$.
|
| 341 |
-
\end{enumerate}
|
| 342 |
-
Then, after extending that field finitely, there are $y\in\mathcal I_x$,
|
| 343 |
-
a tensor-preserving quasi-isogeny $b:C_x\to C_y$, and a lift
|
| 344 |
-
$\widetilde y$ over the extended valuation ring such that
|
| 345 |
-
\[
|
| 346 |
-
b^*\Fil^1 H^1_{\mathrm{dR}}(C_{\widetilde y})=\mathcal F^1
|
| 347 |
-
\]
|
| 348 |
-
under the crystalline--de Rham identification.
|
| 349 |
-
|
| 350 |
-
In particular, condition \textup{(1)} follows if the filtered
|
| 351 |
-
isocrystal and its tensor data have finite local-field descent and
|
| 352 |
-
$\mathcal F$ is weakly admissible.
|
| 353 |
-
\end{lemma}
|
| 354 |
-
|
| 355 |
-
\begin{proof}
|
| 356 |
-
Write $k=\F$ and let $\breve E$ be the completed local reflex field.
|
| 357 |
-
We work over a common finite extension $K$ of $\Kzero$ containing
|
| 358 |
-
$\breve E$ and a field of definition of $\mathcal F$. Every further
|
| 359 |
-
field extension below is finite. Put $K_p=\mathcal J(\Z_p)$.
|
| 360 |
-
|
| 361 |
-
We first fix the relation between the group and cohomological
|
| 362 |
-
conventions. Let $\rho:J_{\Q_p}\to\GL(W_{\Q_p})$ be the adapted
|
| 363 |
-
homological representation and let $\rho^\vee$ be its dual. Choose
|
| 364 |
-
the tensor-preserving identification
|
| 365 |
-
$\mathbb D_x\simeq\Lambda_p^\vee\otimes_{\Z_p}W(k)$ of
|
| 366 |
-
\cite[\S2.1.14]{KisinZhou2025}. The local shtuka parameter is
|
| 367 |
-
$b_x\in J(\Kzero)$, whereas crystalline Frobenius on this
|
| 368 |
-
cohomological Dieudonn\'e module is
|
| 369 |
-
\[
|
| 370 |
-
F_x=\rho^\vee(\sigma(b_x))\circ\sigma.
|
| 371 |
-
\]
|
| 372 |
-
The additional $\sigma$ on $b_x$ comes from the comparison with
|
| 373 |
-
the vector shtuka: its special-fiber module is
|
| 374 |
-
$(\sigma^{-1})^*(\mathbb D_x^\vee)$
|
| 375 |
-
\cite[Example~2.3.4 and Remark~2.3.10]{PappasRapoport2024}.
|
| 376 |
-
Write $\{\mu\}$ for the class prescribed by $X_J$; then
|
| 377 |
-
$[b_x]\in B(J,\mu^{-1})$.
|
| 378 |
-
|
| 379 |
-
For precision, identify the general linear crystalline period
|
| 380 |
-
flag with the appropriate filtration variety on $D_x$ by its
|
| 381 |
-
marked Rapoport--Zink interpretation. If a deformation
|
| 382 |
-
$\mathcal H$ has special-fiber marking
|
| 383 |
-
$q:\mathcal H_k\dashrightarrow C_x[p^\infty]$, this identification
|
| 384 |
-
sends its period to
|
| 385 |
-
$(q^*)^{-1}\Fil^1H^1_{\mathrm{dR}}(\mathcal H)$.
|
| 386 |
-
Pushout through the faithful Hodge representation gives the
|
| 387 |
-
commutative period square
|
| 388 |
-
\[
|
| 389 |
-
\begin{array}{ccc}
|
| 390 |
-
M_{\mathcal J,b_x,\mu,K_p}&\longrightarrow&M_{\GL,\rho(b_x),\rho(\mu)}\\
|
| 391 |
-
\pi_{\mathrm{GM}}\downarrow&&\downarrow\pi_{\mathrm{GM}}\\
|
| 392 |
-
\mathcal F_{J,\mu}&\longrightarrow&\operatorname{Flag}(D_x).
|
| 393 |
-
\end{array}
|
| 394 |
-
\]
|
| 395 |
-
The lower map is a closed immersion: the parabolic stabilizing
|
| 396 |
-
the faithful filtration intersects $J$ in the parabolic for
|
| 397 |
-
$\mu$. Define $f_{\mathcal F}$ to be the unique $J$-flag with
|
| 398 |
-
image $\mathcal F$. It exists by condition~\textup{(2)}. The
|
| 399 |
-
square uses crystalline periods and the dual Frobenius descent
|
| 400 |
-
above, so no extension of $\sigma$ to the ramified filtration
|
| 401 |
-
field is chosen. When $q=b^{-1}$ its lower right period is
|
| 402 |
-
exactly $b^*\Fil^1$.
|
| 403 |
-
|
| 404 |
-
\medskip\noindent
|
| 405 |
-
\emph{A framed point over the prescribed period.}
|
| 406 |
-
Admissibility of the faithful filtered isocrystal implies that
|
| 407 |
-
the image of $f_{\mathcal F}$ in the general linear period flag
|
| 408 |
-
variety is in its admissible locus. To see this in the
|
| 409 |
-
cohomological coordinates of the square, let $U$ be a crystalline
|
| 410 |
-
representation realizing $(D_x,\mathcal F)$. Its crystalline
|
| 411 |
-
comparison identifies the associated vector bundle away from
|
| 412 |
-
the untilt with $U\otimes\mathcal O$. The filtered de Rham
|
| 413 |
-
comparison identifies the modification at the untilt with the
|
| 414 |
-
standard lattice $U\otimes B_{\mathrm{dR}}^+$. They glue to the
|
| 415 |
-
trivial bundle $U\otimes\mathcal O$ on the Fargues--Fontaine
|
| 416 |
-
curve, which is the general linear admissibility condition.
|
| 417 |
-
Since $\rho$ is faithful,
|
| 418 |
-
$\rho^{-1}(Z_{\GL(W)})\subset Z_J$: an element acting as a scalar
|
| 419 |
-
commutes with the faithful image of $J$. The admissible-locus
|
| 420 |
-
identity in \cite[Proposition~3.1.1(i), (3.1.9)]{PappasRapoport2024}
|
| 421 |
-
therefore puts $f_{\mathcal F}$ in
|
| 422 |
-
$\mathcal F_{J,\mu}^{\mathrm{adm}}$.
|
| 423 |
-
|
| 424 |
-
This locus is the image of the crystalline period map
|
| 425 |
-
\[
|
| 426 |
-
\pi_{\mathrm{GM}}:
|
| 427 |
-
M_{\mathcal J,b_x,\mu,K_p}
|
| 428 |
-
\longrightarrow\mathcal F_{J,\mu}^{\mathrm{adm}}.
|
| 429 |
-
\]
|
| 430 |
-
The map is \'{e}tale
|
| 431 |
-
\cite[\S3.1.1, (3.1.4)]{PappasRapoport2024}.
|
| 432 |
-
Its fiber at the classical point $f_{\mathcal F}$ is nonempty;
|
| 433 |
-
an \'{e}tale rigid space over $K$ has a point over a finite
|
| 434 |
-
extension of $K$. After making that extension, choose
|
| 435 |
-
\begin{equation}
|
| 436 |
-
z\in M_{\mathcal J,b_x,\mu,K_p}(K),
|
| 437 |
-
\qquad \pi_{\mathrm{GM}}(z)=f_{\mathcal F}.
|
| 438 |
-
\label{eq:transport-framed-point}
|
| 439 |
-
\end{equation}
|
| 440 |
-
In particular $z$ supplies the integral level as well as the
|
| 441 |
-
rational isocrystal marking. If $C$ is the completed algebraic
|
| 442 |
-
closure of $K$, its moduli description gives an actual
|
| 443 |
-
$\mathcal J$-torsor $\mathcal P_z$, a Frobenius isomorphism
|
| 444 |
-
bounded by $\mu$, and, for sufficiently large $a$, an isomorphism
|
| 445 |
-
\[
|
| 446 |
-
i_a:\mathcal J_{Y_{[a,\infty)}(C^\flat)}
|
| 447 |
-
\xrightarrow{\ \sim\ }
|
| 448 |
-
\mathcal P_z|_{Y_{[a,\infty)}(C^\flat)},
|
| 449 |
-
\qquad
|
| 450 |
-
\varphi_{\mathcal P_z}\circ\varphi^*i_a
|
| 451 |
-
=i_a\circ\varphi_{b_x}.
|
| 452 |
-
\]
|
| 453 |
-
These are precisely the torsor and annular framing in
|
| 454 |
-
\cite[\S3.1.1]{PappasRapoport2024}. Its associated
|
| 455 |
-
pro-\'{e}tale $\mathcal J(\Z_p)$-torsor gives integral tensor
|
| 456 |
-
frames. Thus the integral structure and Frobenius-compatible
|
| 457 |
-
framing are part of the chosen point, with all their tensor
|
| 458 |
-
compatibilities.
|
| 459 |
-
|
| 460 |
-
\medskip\noindent
|
| 461 |
-
\emph{Integral realization and its special fiber.}
|
| 462 |
-
Our adapted datum is of global Hodge type: the group scheme is
|
| 463 |
-
a full connected Bruhat--Tits stabilizer, and the chosen Hodge
|
| 464 |
-
embedding is integral on $\Lambda_p$.
|
| 465 |
-
The center also satisfies the split-rank hypothesis of
|
| 466 |
-
\cite[\S4.1]{PappasRapoport2024}. Indeed its real subgroup of
|
| 467 |
-
multiplier one preserves the positive definite form
|
| 468 |
-
$\psi_W(v,h(i)w)$ and is compact. Its real split rank is
|
| 469 |
-
therefore at most one, while the rational weight torus supplies
|
| 470 |
-
one split central direction over $\Q$; both split ranks are one.
|
| 471 |
-
The model here is the one in
|
| 472 |
-
\cite[\S2.1.11 and Theorem~2.1.12]{KisinZhou2025}, obtained
|
| 473 |
-
from this adapted Hodge embedding and satisfying the
|
| 474 |
-
Pappas--Rapoport characterization. Condition $(U_x)$ holds
|
| 475 |
-
by \cite[Corollary~6.3]{GleasonLimXu2026}; see also
|
| 476 |
-
\cite[Remark~4.10.4]{PappasRapoport2024}. Consequently
|
| 477 |
-
\cite[Theorem~4.10.6]{PappasRapoport2024} represents the integral
|
| 478 |
-
local Shimura variety by a normal formal scheme
|
| 479 |
-
$\mathfrak M_{\mathcal J,b_x,\mu}$ and gives the morphism
|
| 480 |
-
\[
|
| 481 |
-
\Theta_x:\mathfrak M_{\mathcal J,b_x,\mu}
|
| 482 |
-
\longrightarrow\widehat{\mathcal S_K}.
|
| 483 |
-
\]
|
| 484 |
-
More precisely, \cite[\S4.10.2, (4.10.2)--(4.10.6)]{PappasRapoport2024}
|
| 485 |
-
identifies this formal scheme with the tensor-compatible open and
|
| 486 |
-
closed part of the pullback of the Siegel Rapoport--Zink space.
|
| 487 |
-
This construction identifies the pullback of the universal
|
| 488 |
-
$\mathcal J$-shtuka with its tautological framed shtuka and the
|
| 489 |
-
faithful vector realization with the universal $p$-divisible group.
|
| 490 |
-
|
| 491 |
-
Its rigid generic fiber is the local Shimura variety
|
| 492 |
-
\cite[Proposition~3.5.1(i)]{PappasRapoport2024}.
|
| 493 |
-
The classical point $z$ of this rigid generic fiber gives
|
| 494 |
-
$\operatorname{Spf}\mathcal O_K\to\mathfrak M_{\mathcal J,b_x,\mu}$.
|
| 495 |
-
Indeed it lies in the generic fiber of a formal affine chart;
|
| 496 |
-
for a special formal chart one may take an affinoid member of
|
| 497 |
-
its standard generic-fiber covering containing $z$.
|
| 498 |
-
Evaluation of the formal chart's ring is integral, and its
|
| 499 |
-
ideal of definition maps to topologically nilpotent elements of
|
| 500 |
-
$\mathcal O_K$. Let $z_0$ be the special point and put
|
| 501 |
-
$y=\Theta_x(z_0)$ and $\widetilde y=\Theta_x(z)$.
|
| 502 |
-
The formal map $\widetilde y$ gives a point of the integral model
|
| 503 |
-
over $\mathcal O_K$ by restricting to an affine neighborhood of
|
| 504 |
-
$y$. Pullback of the universal abelian scheme gives
|
| 505 |
-
$C_{\widetilde y}$ and its $p$-divisible group $\mathcal H_z$.
|
| 506 |
-
|
| 507 |
-
We record explicitly the integral comparison at this point.
|
| 508 |
-
For a uniformizer $\pi$ of $K$, put
|
| 509 |
-
$\mathfrak S=W(k)[[u]]$, with $u\mapsto\pi$, and let
|
| 510 |
-
$E_\pi(u)$ generate its kernel. The crystalline representation
|
| 511 |
-
and integral level of $z$ give the $\mathcal J$-Breuil--Kisin
|
| 512 |
-
torsor of \cite[\S3.5]{PappasRapoport2024}, with
|
| 513 |
-
\[
|
| 514 |
-
\Phi:\varphi^*\mathcal P_{\mathrm{BK}}[1/E_\pi]
|
| 515 |
-
\xrightarrow{\ \sim\ }
|
| 516 |
-
\mathcal P_{\mathrm{BK}}[1/E_\pi].
|
| 517 |
-
\]
|
| 518 |
-
Its pushout to $\GL(\Lambda_p)$ is the Breuil--Kisin module of
|
| 519 |
-
$\mathcal H_z$. Reduction at $u=0$, followed by the dual
|
| 520 |
-
Frobenius descent fixed above, therefore gives the actual
|
| 521 |
-
Dieudonn\'e lattice of $\mathcal H_{z,k}$.
|
| 522 |
-
Proposition~3.5.1 of \cite{PappasRapoport2024} compares the two
|
| 523 |
-
specializations of this already constructed framed point. In
|
| 524 |
-
the coordinates of \cite[Theorem~2.2.5]{KisinZhou2025} it gives
|
| 525 |
-
\[
|
| 526 |
-
g\in X_{\mathcal J}(\mu^{-1},b_x),\qquad
|
| 527 |
-
\mathbb D(\mathcal H_{z,k})
|
| 528 |
-
=\rho^\vee(\sigma(g))\mathbb D_x\subset D_x.
|
| 529 |
-
\]
|
| 530 |
-
Indeed the Frobenius matrix on this lattice, written in its
|
| 531 |
-
induced basis, is
|
| 532 |
-
\[
|
| 533 |
-
\rho^\vee\!\left(
|
| 534 |
-
\sigma(g^{-1}b_x\sigma(g))\right)\circ\sigma,
|
| 535 |
-
\]
|
| 536 |
-
which explains the same Frobenius descent in the
|
| 537 |
-
Deligne--Lusztig condition and in the lattice formula.
|
| 538 |
-
|
| 539 |
-
\medskip\noindent
|
| 540 |
-
\emph{The abelian marking and the filtration.}
|
| 541 |
-
Keep the identity prime-to-$p$ coordinate in the uniformization.
|
| 542 |
-
The description of its special fiber in
|
| 543 |
-
\cite[\S4.10.3]{PappasRapoport2024}, or equivalently the
|
| 544 |
-
isogeny-class map of \cite[Theorem~2.2.5]{KisinZhou2025}, gives
|
| 545 |
-
$y=i_x(g)$ and a single abelian quasi-isogeny
|
| 546 |
-
$b:C_x\to C_y$ preserving the crystalline tensors and every
|
| 547 |
-
prime-to-$p$ tensor. Its crystalline marking is the one just
|
| 548 |
-
used for $\mathcal H_z$, because the uniformization is induced
|
| 549 |
-
by the marked Siegel Rapoport--Zink space.
|
| 550 |
-
|
| 551 |
-
The crystalline period map of that space is the Hodge filtration
|
| 552 |
-
of its universal deformation pulled back by its marking.
|
| 553 |
-
Compatibility of $\Theta_x$ with the tautological shtuka and
|
| 554 |
-
\eqref{eq:transport-framed-point} consequently give
|
| 555 |
-
\[
|
| 556 |
-
b^*\Fil^1H^1_{\mathrm{dR}}(C_{\widetilde y}/K)
|
| 557 |
-
=\mathcal F^1.
|
| 558 |
-
\]
|
| 559 |
-
The deformation criterion
|
| 560 |
-
\cite[Proposition~2.2.3]{KisinZhou2025} is satisfied concretely:
|
| 561 |
-
the filtration is of type $\mu$, and the crystalline structure
|
| 562 |
-
tensors compare with the integral \'{e}tale tensors in the
|
| 563 |
-
$\mathcal J(\Z_p)$-frames of $z$. The bounded integral shtuka
|
| 564 |
-
and its annular framing were obtained before using this
|
| 565 |
-
criterion or comparing specializations. All cited global
|
| 566 |
-
Hodge-type and strongly admissible results apply at $p=2$ as
|
| 567 |
-
well.
|
| 568 |
-
|
| 569 |
-
Finally, under finite local-field descent, the weak-admissibility
|
| 570 |
-
inequalities restrict to the descended Frobenius subobjects.
|
| 571 |
-
Colmez--Fontaine's theorem
|
| 572 |
-
\cite[Theorem~A]{ColmezFontaine2000} makes those descended data
|
| 573 |
-
admissible, and scalar extension supplies condition~\textup{(1)}.
|
| 574 |
-
\end{proof}
|
| 575 |
-
|
| 576 |
-
\subsection{Proof of the transport proposition}
|
| 577 |
-
|
| 578 |
-
\begin{proof}[Proof of Proposition~\ref{prop:transport}]
|
| 579 |
-
\medskip\noindent
|
| 580 |
-
\emph{The original point and its reduction.}
|
| 581 |
-
Apply Lemma~\ref{lem:auxiliary-datum}. Choose a rational
|
| 582 |
-
$J$-equivariant identification
|
| 583 |
-
$W=(V\otimes_\Q P)^{\oplus m}$ and set $n=m[P:\Q]$.
|
| 584 |
-
Choose a basis of $P$ whose first vector is $1$. The resulting
|
| 585 |
-
identification of the Hodge structure at the diagonal point $h$
|
| 586 |
-
with $V^{\oplus n}$ makes the first-factor map equal to
|
| 587 |
-
\begin{equation}
|
| 588 |
-
v\longmapsto(v\otimes1,0,\ldots,0).
|
| 589 |
-
\label{eq:transport-first-factor}
|
| 590 |
-
\end{equation}
|
| 591 |
-
The rational homology/isogeny correspondence
|
| 592 |
-
\cite[Corollary~6.9]{MilneShimura} therefore makes the abelian variety
|
| 593 |
-
\(C\) at that point isogenous to \(A^n\). Fix a rational isogeny
|
| 594 |
-
\(f:A^n\to C\) realizing this identification.
|
| 595 |
-
|
| 596 |
-
We explain the field and reduction assertions for this starting
|
| 597 |
-
point. The Hodge embedding maps it to the Siegel point of the
|
| 598 |
-
polarized variety $C$ with finite level. The abelian variety $C$
|
| 599 |
-
is defined over $\Qbar$: clearing a denominator in $f$ realizes
|
| 600 |
-
it as a quotient of $A^n$ by a finite subgroup of its torsion, and
|
| 601 |
-
every such subgroup is defined over $\Qbar$. Its rational
|
| 602 |
-
polarization and its finite level also descend to $\Qbar$, since
|
| 603 |
-
homomorphisms between abelian varieties over $\Qbar$ do not
|
| 604 |
-
enlarge after extending algebraically closed fields
|
| 605 |
-
\cite[Corollary~20.4]{MilneAV}. The Hodge
|
| 606 |
-
embedding induces a finite morphism onto its
|
| 607 |
-
image at sufficiently small finite level
|
| 608 |
-
\cite[Theorem~5.16]{MilneShimura}. Its fiber over a
|
| 609 |
-
$\Qbar$-point therefore consists of $\Qbar$-points. This places
|
| 610 |
-
the diagonal point on the canonical model over $\Qbar$.
|
| 611 |
-
|
| 612 |
-
After a finite number-field extension the variety $C$ has good
|
| 613 |
-
reduction, since it is isogenous to $A^n$
|
| 614 |
-
\cite[Chapter~IV, Theorem~3.5]{MilneAVNotes}. Its polarization and
|
| 615 |
-
prime-to-$p$ level extend after a further finite extension.
|
| 616 |
-
The integral Hodge-type model is the normalization of the closure
|
| 617 |
-
of the generic fiber in the adapted Siegel model. The valuative
|
| 618 |
-
criterion for this finite normalization therefore extends our
|
| 619 |
-
point to its integral model. Denote the reduction by $x$.
|
| 620 |
-
The rational isogeny $f$ specializes to a quasi-isogeny
|
| 621 |
-
$f_0:A_0^n\to C_x$.
|
| 622 |
-
|
| 623 |
-
\medskip\noindent
|
| 624 |
-
\emph{The trace tensor and its descent.}
|
| 625 |
-
Next extend the alternating form defining $\gamma$
|
| 626 |
-
$P$-multilinearly and take its trace. Composing with projection
|
| 627 |
-
onto the first copy in \eqref{eq:transport-copies} gives
|
| 628 |
-
\begin{equation}
|
| 629 |
-
\eta=\Tr_{P/\Q}(\gamma_P)\circ
|
| 630 |
-
(\operatorname{pr}_1)^{\otimes 2r}
|
| 631 |
-
\in\bigwedge^{2r}W^*.
|
| 632 |
-
\label{eq:transport-trace-tensor}
|
| 633 |
-
\end{equation}
|
| 634 |
-
For $r=0$ this is interpreted as the scalar trace.
|
| 635 |
-
The equal-multiplier condition implies that $\eta$ has multiplier
|
| 636 |
-
$c^r$ under $J$. On \eqref{eq:transport-first-factor}, its
|
| 637 |
-
restriction is
|
| 638 |
-
\begin{equation}
|
| 639 |
-
j^*f^*\eta_C=[P:\Q]\gamma.
|
| 640 |
-
\label{eq:transport-trace-restriction}
|
| 641 |
-
\end{equation}
|
| 642 |
-
The class $\eta_C$ is understood with its Tate twist.
|
| 643 |
-
|
| 644 |
-
We turn this semi-invariant into the untwisted tensors to which
|
| 645 |
-
the integral-model theorems directly apply. Write
|
| 646 |
-
$\psi_W^{-1}\in\bigwedge^2W$ for the inverse symplectic
|
| 647 |
-
bivector, and include
|
| 648 |
-
\begin{equation}
|
| 649 |
-
u_\psi=\psi_W\otimes\psi_W^{-1},\qquad
|
| 650 |
-
u_\eta=\eta\otimes(\psi_W^{-1})^{\otimes r}
|
| 651 |
-
\label{eq:transport-untwisted-tensors}
|
| 652 |
-
\end{equation}
|
| 653 |
-
among the structure tensors. Both are $J$-invariant tensors in
|
| 654 |
-
ordinary tensor constructions of $W$ and $W^*$; no separately
|
| 655 |
-
trivialized Tate object is needed. They can be made integral and
|
| 656 |
-
added to the defining family as explained above. Their
|
| 657 |
-
crystalline and prime-to-$p$ realizations at $x$ are the
|
| 658 |
-
specializations from the original point, with the comparison
|
| 659 |
-
conventions fixed above.
|
| 660 |
-
|
| 661 |
-
\phantomsection
|
| 662 |
-
\label{par:transport-tensor-descent}
|
| 663 |
-
The entire finite family of structure tensors, including
|
| 664 |
-
$u_\psi$ and $u_\eta$, has finite local-field descent. To see
|
| 665 |
-
this, choose a finite extension $L/\Q_p$ over whose valuation
|
| 666 |
-
ring the original number-field point is defined, and let $L_0$
|
| 667 |
-
be its maximal unramified subfield. The canonical \'etale
|
| 668 |
-
tensor sections of \cite[\S2.1.4]{KisinZhou2025}, pulled back
|
| 669 |
-
to that point, are $\Gal(\overline L/L)$-invariant. Applying
|
| 670 |
-
the tensor functor $D_{\mathrm{cris},L}$ to these morphisms
|
| 671 |
-
from the unit object places them in the crystalline tensor
|
| 672 |
-
spaces over $L_0$. Their extension to $\Kzero$ is exactly
|
| 673 |
-
the family $s_{\alpha,0,x}$, by good-reduction comparison.
|
| 674 |
-
The map $f_0$ also descends after a finite residue-field
|
| 675 |
-
extension, so this descent is retained under its marking.
|
| 676 |
-
Taking a compositum with the finite field of definition of a
|
| 677 |
-
prescribed filtration therefore gives one finite local field
|
| 678 |
-
for all the data. No tensor-preserving trivialization over
|
| 679 |
-
$L_0$ is being asserted or needed.
|
| 680 |
-
|
| 681 |
-
\medskip\noindent
|
| 682 |
-
\emph{The two choices of lift.}
|
| 683 |
-
For specification~(1), apply
|
| 684 |
-
\cite[Theorem~2.2.7]{KisinZhou2025} to $x$. It gives a point
|
| 685 |
-
$y\in\mathcal I_x$ with a special-point lift and a
|
| 686 |
-
tensor-preserving quasi-isogeny $b:C_x\to C_y$.
|
| 687 |
-
The special-point lift supplies a CM abelian variety $B$. Special
|
| 688 |
-
points on the canonical Shimura variety are algebraic over its
|
| 689 |
-
reflex field by the canonical-model theory
|
| 690 |
-
\cite[Definition~12.8 and Proposition~14.14]{MilneShimura}, so $B$
|
| 691 |
-
and its level data can be taken over $\Qbar$. The given local lift specifies their embedding at $w$
|
| 692 |
-
and their good reduction $B_0=C_y$.
|
| 693 |
-
|
| 694 |
-
For specification~(2), identify $D_x$ with $D_A^{\oplus n}$ using
|
| 695 |
-
$f_0^*$ and prescribe the direct-sum filtration
|
| 696 |
-
$\mathcal F_A^{\oplus n}$. It is weakly admissible, with the
|
| 697 |
-
required finite local-field descent. It is also in the required
|
| 698 |
-
$J$-cocharacter orbit. Indeed a geometric element of the
|
| 699 |
-
transported $G$ taking the original filtration on $D_A$ to
|
| 700 |
-
$\mathcal F_A$ acts diagonally on all the copies of $V$ in $W$;
|
| 701 |
-
its image in $J$ takes the original filtration on $D_x$ to the
|
| 702 |
-
prescribed one. The tensor-preserving identifications used here
|
| 703 |
-
come from the initial point and comparison, so they include the
|
| 704 |
-
$J$-structure tensors as well. Geometric conjugacy can be
|
| 705 |
-
realized over a finite extension, since the corresponding
|
| 706 |
-
isomorphism scheme is of finite type.
|
| 707 |
-
Lemma~\ref{lem:admissible-realization} now gives $y$, its lift
|
| 708 |
-
$B$, and a tensor-preserving quasi-isogeny $b:C_x\to B_0$ with
|
| 709 |
-
the prescribed marked filtration. This proves
|
| 710 |
-
\eqref{eq:transport-prescribed-filtration} for
|
| 711 |
-
$a=bf_0$.
|
| 712 |
-
|
| 713 |
-
\medskip\noindent
|
| 714 |
-
\emph{A common rational normalization.}
|
| 715 |
-
It remains, in both specifications, to recover the twisted class
|
| 716 |
-
and normalize it by a single rational scalar. Choose a complex
|
| 717 |
-
description of the lifted Shimura point. Its rational marking by
|
| 718 |
-
$W$ supplies a rational Hodge class $\eta_B$ corresponding to
|
| 719 |
-
$\eta$, and a rational divisor class $\theta_B$
|
| 720 |
-
corresponding to $\psi_W$. Write $\theta_C$ for the analogous
|
| 721 |
-
class on $C$ and put
|
| 722 |
-
\[
|
| 723 |
-
\theta_*=f_0^*\theta_{C,0}\in\NS(A_0^n)\otimes_\Z\Q.
|
| 724 |
-
\]
|
| 725 |
-
The class $\theta_*$ is rational ample. Tensor preservation of
|
| 726 |
-
$u_\psi$ says that, in each realization,
|
| 727 |
-
\begin{equation}
|
| 728 |
-
a^*\theta_{B,0}=\lambda_v\theta_*,
|
| 729 |
-
\label{eq:transport-local-similitudes}
|
| 730 |
-
\end{equation}
|
| 731 |
-
with a nonzero local scalar $\lambda_v$. Let $D=n\dim A$.
|
| 732 |
-
Pairing with $\theta_*^{D-1}$ gives
|
| 733 |
-
\begin{equation}
|
| 734 |
-
\lambda_v=
|
| 735 |
-
\frac{\deg\bigl(a^*\theta_{B,0}\cdot\theta_*^{D-1}\bigr)}
|
| 736 |
-
{\deg(\theta_*^D)}=:\lambda\in\Q^\times.
|
| 737 |
-
\label{eq:transport-rational-similitude}
|
| 738 |
-
\end{equation}
|
| 739 |
-
Both intersection numbers refer to rational divisor classes on
|
| 740 |
-
the same abelian variety; their cycle-class traces are identical
|
| 741 |
-
in every realization. The denominator is positive because
|
| 742 |
-
$\theta_*$ is ample, and the numerator is nonzero by
|
| 743 |
-
\eqref{eq:transport-local-similitudes}. Thus all the scalars in
|
| 744 |
-
\eqref{eq:transport-local-similitudes}, including the crystalline
|
| 745 |
-
one, are the single rational number $\lambda$.
|
| 746 |
-
|
| 747 |
-
Preservation of $u_\eta$, together with
|
| 748 |
-
\eqref{eq:transport-rational-similitude}, then yields
|
| 749 |
-
\begin{equation}
|
| 750 |
-
a^*\eta_{B,0}=\lambda^r f_0^*\eta_{C,0}
|
| 751 |
-
\label{eq:transport-eta-scaling}
|
| 752 |
-
\end{equation}
|
| 753 |
-
simultaneously. In fact the inverse bivector scales by
|
| 754 |
-
$\lambda^{-1}$, so that the equality for the untwisted tensor
|
| 755 |
-
in \eqref{eq:transport-untwisted-tensors} gives exactly
|
| 756 |
-
\eqref{eq:transport-eta-scaling}. Set
|
| 757 |
-
\[
|
| 758 |
-
\kappa=\frac{\lambda^{-r}}{[P:\Q]}\eta_B.
|
| 759 |
-
\]
|
| 760 |
-
Specializing \eqref{eq:transport-trace-restriction} and using
|
| 761 |
-
\eqref{eq:transport-eta-scaling} proves
|
| 762 |
-
\eqref{eq:transport-class}.
|
| 763 |
-
|
| 764 |
-
For the arbitrary local lift, the crystalline realization just
|
| 765 |
-
used is unambiguous: the canonical model supplies the untwisted
|
| 766 |
-
tensor $u_\eta$, and the algebraic polarization supplies its Tate
|
| 767 |
-
line and inverse bivector. The comparison isomorphism and these
|
| 768 |
-
operations define $\eta_B$ in the crystalline realization and
|
| 769 |
-
agree with its canonical \'{e}tale tensors. Consequently any
|
| 770 |
-
identity expressing this class by algebraic divisor operations
|
| 771 |
-
specializes with the same rational coefficients in all
|
| 772 |
-
realizations. For the $\Qbar$-valued CM lift, these are also the
|
| 773 |
-
usual absolute-Hodge and de Rham realizations. This completes
|
| 774 |
-
the two constructions.
|
| 775 |
-
\end{proof}
|
| 776 |
-
|
| 777 |
-
\begin{corollary}[CM transport of a Hodge class]
|
| 778 |
-
\label{cor:cm-transport}
|
| 779 |
-
Let \(A/\Qbar\) be an abelian variety of positive dimension with
|
| 780 |
-
good reduction at \(w\), and let
|
| 781 |
-
\(\gamma\in H^{2r}(A(\C),\Q(r))\) be a rational Hodge class,
|
| 782 |
-
where \(0\leq r\leq\dim A\). There are a positive integer \(n\),
|
| 783 |
-
a CM abelian variety \(B/\Qbar\) with good reduction at \(w\),
|
| 784 |
-
a rational Hodge class \(\kappa\) of codimension \(r\) on \(B\),
|
| 785 |
-
and a quasi-isogeny \(a:A_0^n\to B_0\) such that
|
| 786 |
-
\[
|
| 787 |
-
\gamma_0=(aj)^*\kappa_0,
|
| 788 |
-
\]
|
| 789 |
-
where \(j:A_0\to A_0^n\) is the first-factor inclusion. This is an
|
| 790 |
-
equality of the usual absolute-Hodge specializations in every
|
| 791 |
-
prime-to-\(p\) realization and in crystalline cohomology extended
|
| 792 |
-
to \(\Cw\).
|
| 793 |
-
\end{corollary}
|
| 794 |
-
|
| 795 |
-
\begin{proof}
|
| 796 |
-
Choose a polarization \(\psi\) on \(V=H_1(A(\C),\Q)\), and let
|
| 797 |
-
\(G=\MT(V)\). The Mumford--Tate group is connected reductive and
|
| 798 |
-
is characterized by its Hodge tensors
|
| 799 |
-
\cite[Section~3, Propositions~3.4 and~3.6]{Deligne1982}.
|
| 800 |
-
The Hodge homomorphism and its \(G(\R)\)-conjugacy class define
|
| 801 |
-
the Mumford--Tate Shimura datum of Hodge type, with faithful
|
| 802 |
-
symplectic representation
|
| 803 |
-
\[
|
| 804 |
-
G\hookrightarrow\GSp(V,\psi).
|
| 805 |
-
\]
|
| 806 |
-
The polarization supplies the rational weight and the Cartan
|
| 807 |
-
involution condition. The definition of the Mumford--Tate group
|
| 808 |
-
excludes an adjoint factor on which the Hodge homomorphism is
|
| 809 |
-
trivial. The class \(\gamma\), with its Tate twist, is fixed by
|
| 810 |
-
\(G\). Equivalently, its alternating form on \(V\) has multiplier
|
| 811 |
-
\(c^r\), where \(c\) is the similitude character. Thus the first
|
| 812 |
-
alternative of Proposition~\ref{prop:transport} applies and gives
|
| 813 |
-
the asserted data and simultaneous equality.
|
| 814 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{Transport through Hodge-type integral models}
|
| 2 |
+
\label{sec:transport}
|
| 3 |
+
|
| 4 |
+
After taking a power of the original abelian variety, we transport a
|
| 5 |
+
rational Hodge class to an auxiliary variety by one quasi-isogeny on
|
| 6 |
+
special fibers, with the same equality in every
|
| 7 |
+
realization. The auxiliary variety can be chosen either of CM type or
|
| 8 |
+
with a prescribed admissible Hodge filtration. These choices serve
|
| 9 |
+
different parts of the proof, but share the tensor construction and the
|
| 10 |
+
rational normalization in Proposition~\ref{prop:transport} below.
|
| 11 |
+
|
| 12 |
+
Throughout this section, a polarization on a rational homology space is
|
| 13 |
+
written as a rational alternating form, using the fixed Betti
|
| 14 |
+
trivialization of the Tate line. If its similitude character is $c$,
|
| 15 |
+
an alternating form $\xi:V^{2r}\to\Q$ of multiplier $c^r$ means that
|
| 16 |
+
\begin{equation}
|
| 17 |
+
\xi(gv_1,\ldots,gv_{2r})=c(g)^r\xi(v_1,\ldots,v_{2r}).
|
| 18 |
+
\label{eq:transport-multiplier}
|
| 19 |
+
\end{equation}
|
| 20 |
+
Such a form is regarded as a tensor with its codimension-$r$ Tate
|
| 21 |
+
twist. All homomorphisms and polarizations may be rational: an
|
| 22 |
+
isomorphism in the isogeny category induces the usual isomorphisms on
|
| 23 |
+
cohomology, including its tensor constructions.
|
| 24 |
+
|
| 25 |
+
We say that filtered isocrystal data have \emph{finite local-field
|
| 26 |
+
descent} if they are obtained by scalar extension from an isocrystal
|
| 27 |
+
with its tensors over the maximal unramified subfield \(H_0\) of a
|
| 28 |
+
finite extension \(H/\Q_p\), together with a filtration over \(H\).
|
| 29 |
+
The scalar extension is to \(\Kzero H\). This condition will let us
|
| 30 |
+
apply weak admissibility over a finite local field.
|
| 31 |
+
For a group in a faithful representation, a tensor-preserving
|
| 32 |
+
identification means one respecting a finite family of rational tensors
|
| 33 |
+
whose stabilizer is that group, together with their comparison realizations.
|
| 34 |
+
|
| 35 |
+
\begin{proposition}[Transport]
|
| 36 |
+
\label{prop:transport}
|
| 37 |
+
Let $A/\Qbar$ be an abelian variety of positive dimension with good
|
| 38 |
+
reduction at $w$, and put $V=H_1(A(\C),\Q)$. Suppose
|
| 39 |
+
\[
|
| 40 |
+
G\subset\GSp(V,\psi)
|
| 41 |
+
\]
|
| 42 |
+
is connected reductive, its Hodge homomorphism $h$ gives the
|
| 43 |
+
Hodge structure of $A$, and its conjugacy class $X$ makes this
|
| 44 |
+
inclusion a Hodge embedding. Let $\gamma$ be a rational Hodge
|
| 45 |
+
class of codimension $r$, represented on $V$ by an alternating
|
| 46 |
+
form satisfying \eqref{eq:transport-multiplier}.
|
| 47 |
+
|
| 48 |
+
Then there exist a positive integer $n$, an auxiliary
|
| 49 |
+
good-reduction abelian variety $B$, a quasi-isogeny
|
| 50 |
+
$a:A_0^n\to B_0$, and a rational Hodge class $\kappa$ of
|
| 51 |
+
codimension $r$ on $B$ such that, for the first-factor inclusion
|
| 52 |
+
$j:A_0\to A_0^n$,
|
| 53 |
+
\begin{equation}
|
| 54 |
+
(aj)^*\kappa_0=\gamma_0.
|
| 55 |
+
\label{eq:transport-class}
|
| 56 |
+
\end{equation}
|
| 57 |
+
The equality holds simultaneously in every $\ell$-adic
|
| 58 |
+
realization with $\ell\ne p$ and in the crystalline realization
|
| 59 |
+
after extension to $\Cw$. Either of the following two further
|
| 60 |
+
specifications can be imposed.
|
| 61 |
+
\begin{enumerate}
|
| 62 |
+
\item The variety $B$ is of CM type and is defined over $\Qbar$,
|
| 63 |
+
with its indicated good reduction at $w$.
|
| 64 |
+
\item Put $D_A=H^1_{\mathrm{cris}}(A_0/W(\F))[1/p]$. Suppose
|
| 65 |
+
$\mathcal F_A$ is a filtration in degrees $0,1$ on $D_A$, over a
|
| 66 |
+
finite extension of $\Kzero$, which is weakly admissible and has
|
| 67 |
+
finite local-field descent together with the specialized tensors
|
| 68 |
+
specifying the $G$-structure. Suppose
|
| 69 |
+
also that, after a geometric tensor-preserving identification, it
|
| 70 |
+
lies in the $G$-orbit of the original Hodge filtration. Then $B$
|
| 71 |
+
can be defined over a finite extension $K/\Kzero$ inside $\Cw$,
|
| 72 |
+
and $a$ can be chosen so that
|
| 73 |
+
\begin{equation}
|
| 74 |
+
a^*\Fil^1H^1_{\mathrm{dR}}(B/K)
|
| 75 |
+
=(\mathcal F_A^1)^{\oplus n}.
|
| 76 |
+
\label{eq:transport-prescribed-filtration}
|
| 77 |
+
\end{equation}
|
| 78 |
+
Here the equality is made after a common finite extension and
|
| 79 |
+
crystalline--de Rham identification. To discuss Hodge classes on
|
| 80 |
+
this $B$, choose a complex embedding of an algebraic closure of
|
| 81 |
+
$K$ extending the fixed embedding of $\Qbar$.
|
| 82 |
+
\end{enumerate}
|
| 83 |
+
In the second case the realizations of $\kappa$ are supplied by
|
| 84 |
+
the canonical tensor sections of the Hodge-type model and the
|
| 85 |
+
polarization. In the first case these agree with the usual
|
| 86 |
+
realizations and specialization of its absolute Hodge class.
|
| 87 |
+
\end{proposition}
|
| 88 |
+
|
| 89 |
+
We prepare two ingredients for the proof. First, we enlarge the given
|
| 90 |
+
Hodge datum so that integral-model theorems apply at every prime while
|
| 91 |
+
its rational representation remains a sum of copies of \(V\).
|
| 92 |
+
Second, we realize a prescribed admissible filtration by choosing a
|
| 93 |
+
framed local Shimura point above its crystalline period and applying
|
| 94 |
+
integral uniformization. The resulting abelian lift retains that
|
| 95 |
+
point's integral tensors and special-fiber marking. After these
|
| 96 |
+
preparations, the proof constructs the transported tensor and normalizes
|
| 97 |
+
it using rational divisor intersections.
|
| 98 |
+
|
| 99 |
+
\subsection{An auxiliary strongly admissible datum}
|
| 100 |
+
|
| 101 |
+
We recall the hypotheses on integral models that we will use.
|
| 102 |
+
For a reductive group \(H_p/\Q_p\), a full Bruhat--Tits stabilizer
|
| 103 |
+
is the smooth group scheme fixing a point of its extended building.
|
| 104 |
+
Its identity component is the associated parahoric group scheme.
|
| 105 |
+
Now let \((H,X_H)\) be a Shimura datum over \(\Q\). In the terminology
|
| 106 |
+
of \cite[Definition~2.1.6]{KisinZhou2025}, the triple
|
| 107 |
+
\((H,X_H,\mathcal H)\) is \emph{strongly admissible} if \((H,X_H)\)
|
| 108 |
+
is of Hodge type, \(\mathcal H\) is a full stabilizer of \(H_{\Q_p}\)
|
| 109 |
+
with connected special fiber, the centralizer of a maximal
|
| 110 |
+
\(\Kzero\)-split torus of \(H_{\Kzero}\) is \(R\)-smooth, and the
|
| 111 |
+
relative root system over \(\Kzero\) is reduced when \(p=2\). Here $R$-smoothness is the condition on tori used in
|
| 112 |
+
\cite[\S2.4]{KisinZhouEarlier}. We will use it only for products and
|
| 113 |
+
extensions of restrictions of scalars of split tori, for which it
|
| 114 |
+
holds by \cite[Proposition~2.4.6]{KisinZhouEarlier}.
|
| 115 |
+
|
| 116 |
+
\begin{lemma}[Auxiliary Hodge datum]
|
| 117 |
+
\label{lem:auxiliary-datum}
|
| 118 |
+
Let
|
| 119 |
+
\[
|
| 120 |
+
(G,X)\lhook\joinrel\longrightarrow
|
| 121 |
+
(\GSp(V,\psi),X_{\mathrm{Siegel}})
|
| 122 |
+
\]
|
| 123 |
+
be a Hodge embedding, with $G$ connected and similitude character $c$.
|
| 124 |
+
For every prime $p$ there exist a totally real field $P$, a connected
|
| 125 |
+
reductive group $J$, and a Hodge embedding
|
| 126 |
+
\[
|
| 127 |
+
(J,X_J)\lhook\joinrel\longrightarrow
|
| 128 |
+
(\GSp(W,\psi_W),X'_{\mathrm{Siegel}})
|
| 129 |
+
\]
|
| 130 |
+
with the following properties.
|
| 131 |
+
\begin{enumerate}
|
| 132 |
+
\item There are inclusions of Shimura data induced by
|
| 133 |
+
\[
|
| 134 |
+
G\longrightarrow J\longrightarrow\Res_{P/\Q}G_P,
|
| 135 |
+
\]
|
| 136 |
+
where the first map is diagonal and $J$ is the subgroup on which the
|
| 137 |
+
similitude multipliers in the restriction of scalars agree.
|
| 138 |
+
\item The group $J_{\Q_p}$ is quasi-split and has a full connected
|
| 139 |
+
stabilizer $\mathcal J$ making $(J,X_J,\mathcal J)$ strongly admissible.
|
| 140 |
+
\item As a rational $J$-representation,
|
| 141 |
+
\begin{equation}
|
| 142 |
+
W\simeq (V\otimes_{\Q}P)^{\oplus m}
|
| 143 |
+
\label{eq:transport-copies}
|
| 144 |
+
\end{equation}
|
| 145 |
+
for some positive integer $m$. The form $\psi_W$ has multiplier the
|
| 146 |
+
common character $c$, and $\mathcal J\to\GL(W_{\Q_p})$ extends to a
|
| 147 |
+
closed immersion into $\GL(\Lambda_p)$ for a self-dual $\Z_p$-lattice
|
| 148 |
+
$\Lambda_p$.
|
| 149 |
+
\end{enumerate}
|
| 150 |
+
\end{lemma}
|
| 151 |
+
|
| 152 |
+
\begin{proof}
|
| 153 |
+
Choose a finite extension of $\Q_p$ splitting $G_{\Q_p}$. Polynomial
|
| 154 |
+
approximation, together with Krasner's lemma
|
| 155 |
+
\cite[Propositions~7.60--7.61 and Corollary~7.62]{MilneANT}, gives a
|
| 156 |
+
totally real number field $P$ whose completions at $p$ split $G_{\Q_p}$. For
|
| 157 |
+
example, approximate the minimal polynomial of a primitive element
|
| 158 |
+
of a splitting extension at $p$, and a polynomial with distinct real
|
| 159 |
+
roots at the real place. The resulting number field can have just
|
| 160 |
+
one place above $p$; this additional condition is not needed.
|
| 161 |
+
|
| 162 |
+
Define the multiplier fiber product
|
| 163 |
+
\begin{equation}
|
| 164 |
+
J=(\Res_{P/\Q}G_P)
|
| 165 |
+
\mathbin{\times}_{\Res_{P/\Q}\mathbf G_m}\mathbf G_m,
|
| 166 |
+
\label{eq:equal-multiplier-group}
|
| 167 |
+
\end{equation}
|
| 168 |
+
where the last map is diagonal. The Hodge cocharacter, or its
|
| 169 |
+
inverse according to convention, pairs to $1$ with $c$. Since $c$
|
| 170 |
+
factors through $G^{\mathrm{ab}}$, its character on this torus is
|
| 171 |
+
primitive. Thus $\ker(G^{\mathrm{ab}}\to\mathbf G_m)$ is a torus,
|
| 172 |
+
and $\ker(c:G\to\mathbf G_m)$ is connected reductive. The exact
|
| 173 |
+
sequence
|
| 174 |
+
\[
|
| 175 |
+
1\longrightarrow\Res_{P/\Q}(\ker c)_P
|
| 176 |
+
\longrightarrow J\xrightarrow{c}\mathbf G_m\longrightarrow1
|
| 177 |
+
\]
|
| 178 |
+
proves connectedness and reductivity of $J$. Moreover,
|
| 179 |
+
\begin{equation}
|
| 180 |
+
J^{\mathrm{der}}=\Res_{P/\Q}G_P^{\mathrm{der}}.
|
| 181 |
+
\label{eq:auxiliary-derived}
|
| 182 |
+
\end{equation}
|
| 183 |
+
|
| 184 |
+
The action on $U=V\otimes_\Q P$, with alternating form
|
| 185 |
+
$\Tr_{P/\Q}\psi_P$, gives a symplectic embedding of $J$ with
|
| 186 |
+
similitude character $c$. The diagonal Hodge homomorphism gives
|
| 187 |
+
$X_J$. The adjoint Hodge-type and Cartan-involution axioms follow
|
| 188 |
+
componentwise from those for $X$. We also check that extending the
|
| 189 |
+
totally real field introduces no rational adjoint factor on which
|
| 190 |
+
the Hodge homomorphism is trivial. Write a rational simple adjoint
|
| 191 |
+
factor as $\Res_{L/\Q}H$, with $L$ totally real. Every field factor
|
| 192 |
+
$L'$ of $P\otimes_\Q L$ is totally real, and every real embedding of
|
| 193 |
+
$L$ extends to a real embedding of $L'$. Hence the existence of a
|
| 194 |
+
nontrivial Hodge component for $H$ persists in each resulting
|
| 195 |
+
rational factor. Finally the diagonal weight is rational and the
|
| 196 |
+
trace form is a polarization. This proves that $(J,X_J)$ is a
|
| 197 |
+
Shimura datum of Hodge type.
|
| 198 |
+
|
| 199 |
+
Here are the local conditions explicitly. Put $P\otimes\Q_p=
|
| 200 |
+
\prod_{v\mid p}P_v$ and choose a split maximal torus $T_v$ of
|
| 201 |
+
$G_{P_v}$. The character $c$ on $T_v$ has a cocharacter section:
|
| 202 |
+
a conjugate of the Hodge cocharacter pairs to $1$ with it, and all
|
| 203 |
+
cocharacters of a split torus are defined over $P_v$. The same
|
| 204 |
+
argument applies to $G_{P_v}^{\mathrm{ab}}$. Consequently the
|
| 205 |
+
maximal torus of $J_{\Q_p}$ obtained from the $T_v$, and the
|
| 206 |
+
abelianization of $J_{\Q_p}$, have the forms
|
| 207 |
+
\begin{align}
|
| 208 |
+
T_J&\simeq\mathbf G_m\times
|
| 209 |
+
\prod_{v\mid p}\Res_{P_v/\Q_p}\mathbf G_m^{\operatorname{rk}G-1},
|
| 210 |
+
\label{eq:auxiliary-torus}\\
|
| 211 |
+
J_{\Q_p}^{\mathrm{ab}}&\simeq\mathbf G_m\times
|
| 212 |
+
\prod_{v\mid p}\Res_{P_v/\Q_p}
|
| 213 |
+
\mathbf G_m^{\dim G^{\mathrm{ab}}-1}.
|
| 214 |
+
\label{eq:auxiliary-abelianization}
|
| 215 |
+
\end{align}
|
| 216 |
+
The split Borels over the $P_v$ give a Borel of $J_{\Q_p}$, so this
|
| 217 |
+
group is quasi-split. Its derived group is a product of restrictions
|
| 218 |
+
of split groups by \eqref{eq:auxiliary-derived}. The vertices from
|
| 219 |
+
the hyperspecial vertices in those split groups give a very special
|
| 220 |
+
parahoric of $J_{\Q_p}$. The inertia coinvariants of the cocharacter
|
| 221 |
+
module in \eqref{eq:auxiliary-abelianization} are torsion-free, since
|
| 222 |
+
that module is a direct sum of permutation modules. The full
|
| 223 |
+
stabilizer is therefore connected by
|
| 224 |
+
\cite[Lemma~4.2.4]{KisinZhouEarlier}.
|
| 225 |
+
|
| 226 |
+
The centralizer of a maximal $\Kzero$-split torus is obtained from
|
| 227 |
+
\eqref{eq:auxiliary-torus} by unramified base extension; its torus
|
| 228 |
+
factors are still induced split tori and $\mathbf G_m$.
|
| 229 |
+
It is $R$-smooth by
|
| 230 |
+
\cite[Proposition~2.4.6]{KisinZhouEarlier}. Finally restrictions of
|
| 231 |
+
split root systems give reduced relative root systems, also at
|
| 232 |
+
$p=2$. These are precisely the strong-admissibility checks in the
|
| 233 |
+
construction of \cite[Proposition~5.3.8]{KisinZhou2025}. They use
|
| 234 |
+
the stipulated Hodge embedding, not the assertion that $G$ is the
|
| 235 |
+
full Mumford--Tate group of a particular point.
|
| 236 |
+
|
| 237 |
+
Apply \cite[Proposition~2.1.9]{KisinZhou2025}, starting with the
|
| 238 |
+
representation $U$ just constructed. Its proof first tensors $U$
|
| 239 |
+
with an auxiliary totally real $\Q$-vector space, then takes direct
|
| 240 |
+
sums, and finally applies the symplectic self-duality construction.
|
| 241 |
+
The group acts trivially on that extra vector-space factor. In the
|
| 242 |
+
last construction the dual representation twisted by $c$ is
|
| 243 |
+
identified with $U$ by its symplectic form. Thus every resulting
|
| 244 |
+
rational summand is a copy of $U$, with the same multiplier. This
|
| 245 |
+
gives \eqref{eq:transport-copies}, together with $\psi_W$ and
|
| 246 |
+
$\Lambda_p$. The assertion of the cited proposition includes
|
| 247 |
+
$p=2$; its proof uses the reduced-relative-root condition through
|
| 248 |
+
\cite[Lemma~2.1.8]{KisinZhou2025}.
|
| 249 |
+
\end{proof}
|
| 250 |
+
|
| 251 |
+
Choose a sufficiently small neat prime-to-$p$ level $K^p$ and put
|
| 252 |
+
$K_p=\mathcal J(\Z_p)$. The adapted embedding gives the integral
|
| 253 |
+
model $\mathcal S_K$ and its universal abelian scheme. A rational
|
| 254 |
+
$\Z_{(p)}$-lattice can be chosen with completion $\Lambda_p$.
|
| 255 |
+
We use a finite family of tensors defining its stabilizer
|
| 256 |
+
$\mathcal J$, as in \cite[\S2.1.4]{KisinZhou2025}.
|
| 257 |
+
Any additional rational $J$-invariant tensors may be included in
|
| 258 |
+
this family after clearing denominators. Indeed their integral
|
| 259 |
+
stabilizer condition already holds on the generic fiber; flatness
|
| 260 |
+
of $\mathcal J$ makes it hold on $\mathcal J$ itself. Adding them
|
| 261 |
+
therefore changes neither the group scheme nor its tensor
|
| 262 |
+
trivializations.
|
| 263 |
+
|
| 264 |
+
The added tensors have compatible sections in every realization, as
|
| 265 |
+
follows. Use the homological degree-one realizations in this paragraph,
|
| 266 |
+
that is, the duals of the corresponding $H^1$, so that their reference
|
| 267 |
+
representation is $W$. For such a realization $H_\nu$ over its
|
| 268 |
+
coefficient field $k_\nu$, let
|
| 269 |
+
\[
|
| 270 |
+
\mathcal P_\nu=\operatorname{Isom}_{\{s_\alpha\}}
|
| 271 |
+
(W\otimes k_\nu,H_\nu)
|
| 272 |
+
\]
|
| 273 |
+
be its torsor of frames preserving the original defining tensors.
|
| 274 |
+
For a rational $J$-invariant tensor $u$ and a frame $e$, set
|
| 275 |
+
$u_\nu=e(u)$. Two frames differ by an element of $J$, so this
|
| 276 |
+
definition is independent of the frame and descends from a
|
| 277 |
+
trivialization of the torsor. It also works integrally after clearing
|
| 278 |
+
the fixed denominator of $u$.
|
| 279 |
+
|
| 280 |
+
The Betti and \'etale frame torsors are supplied by the canonical
|
| 281 |
+
tensor sections of \cite[\S2.1.4]{KisinZhou2025}. The construction
|
| 282 |
+
of the universal Breuil--Kisin--Fargues module and its structure
|
| 283 |
+
tensors gives the crystalline torsor and its compatibility with
|
| 284 |
+
those sections
|
| 285 |
+
\cite[\S\S2.1.13--2.1.14]{KisinZhou2025}.
|
| 286 |
+
Indeed, a comparison map carrying every $s_\alpha$ to its specified
|
| 287 |
+
realization carries a frame $e$ to the comparison of $e$; it therefore
|
| 288 |
+
carries $e(u)$ to the same tensor evaluated in the new frame.
|
| 289 |
+
Thus it preserves $u_\nu$ for every added invariant $u$, without
|
| 290 |
+
requiring $u$ to be an expression in the chosen defining tensors.
|
| 291 |
+
At a lift over $\Qbar$, these are the realizations of its rational
|
| 292 |
+
Hodge tensor, by Lemma~\ref{lem:comparison}. Their crystalline
|
| 293 |
+
specializations are independent of the lift because they are
|
| 294 |
+
evaluations in the fixed crystalline frame torsor.
|
| 295 |
+
|
| 296 |
+
The same observation applies to isogenies. One quasi-isogeny
|
| 297 |
+
preserving the defining tensors identifies their frame torsors in
|
| 298 |
+
every realization in which those tensors are preserved. It
|
| 299 |
+
therefore preserves all the added invariant tensors as well.
|
| 300 |
+
This proves the tensor comparison and simultaneous preservation
|
| 301 |
+
that will be used below; flatness alone is used only to keep the
|
| 302 |
+
integral stabilizer unchanged.
|
| 303 |
+
|
| 304 |
+
Specification~\textup{(1)} of Proposition~\ref{prop:transport}
|
| 305 |
+
uses the special-point theorem
|
| 306 |
+
\cite[Theorem~2.2.7]{KisinZhou2025} directly. The next lemma is
|
| 307 |
+
needed only for specification~\textup{(2)}, where the filtration
|
| 308 |
+
has been prescribed in advance.
|
| 309 |
+
|
| 310 |
+
\subsection{Realizing a prescribed admissible filtration}
|
| 311 |
+
|
| 312 |
+
For a point $x\in\mathcal S_K(\F)$ let $C_x$ be the corresponding
|
| 313 |
+
abelian variety and put
|
| 314 |
+
\[
|
| 315 |
+
\mathbb D_x=H^1_{\mathrm{cris}}(C_x/W(\F)),\qquad
|
| 316 |
+
D_x=\mathbb D_x[1/p].
|
| 317 |
+
\]
|
| 318 |
+
The crystalline structure tensors are denoted $s_{\alpha,0,x}$;
|
| 319 |
+
the tensors away from $p$ are denoted $s_{\alpha,\ell,x}$.
|
| 320 |
+
They are the specializations of the canonical tensor sections and
|
| 321 |
+
are independent of the chosen lift of $x$.
|
| 322 |
+
|
| 323 |
+
The \emph{tensor isogeny class} $\mathcal I_x$ consists of the points
|
| 324 |
+
$y\in\mathcal S_K(\F)$ for which a single quasi-isogeny
|
| 325 |
+
$C_x\to C_y$ preserves $s_{\alpha,0}$ and every
|
| 326 |
+
$s_{\alpha,\ell}$ for $\ell\ne p$. We emphasize that this
|
| 327 |
+
definition concerns actual quasi-isogenies of abelian varieties.
|
| 328 |
+
It is the class defined in \cite[\S2.2.4]{KisinZhou2025}.
|
| 329 |
+
|
| 330 |
+
\begin{lemma}[Realization of an admissible filtration]
|
| 331 |
+
\label{lem:admissible-realization}
|
| 332 |
+
Let $(J,X_J,\mathcal J)$ be strongly admissible, with $J_{\Q_p}$
|
| 333 |
+
quasi-split, and choose the adapted embedding and neat level above.
|
| 334 |
+
Let $x\in\mathcal S_K(\F)$ have a lift to characteristic zero.
|
| 335 |
+
Suppose a filtration $\mathcal F$ on $D_x$, after a finite extension
|
| 336 |
+
of $\Kzero$, has the following properties:
|
| 337 |
+
\begin{enumerate}
|
| 338 |
+
\item the resulting filtered isocrystal is admissible;
|
| 339 |
+
\item geometrically its filtration is induced by a $J$-valued
|
| 340 |
+
cocharacter in the conjugacy class prescribed by $X_J$.
|
| 341 |
+
\end{enumerate}
|
| 342 |
+
Then, after extending that field finitely, there are $y\in\mathcal I_x$,
|
| 343 |
+
a tensor-preserving quasi-isogeny $b:C_x\to C_y$, and a lift
|
| 344 |
+
$\widetilde y$ over the extended valuation ring such that
|
| 345 |
+
\[
|
| 346 |
+
b^*\Fil^1 H^1_{\mathrm{dR}}(C_{\widetilde y})=\mathcal F^1
|
| 347 |
+
\]
|
| 348 |
+
under the crystalline--de Rham identification.
|
| 349 |
+
|
| 350 |
+
In particular, condition \textup{(1)} follows if the filtered
|
| 351 |
+
isocrystal and its tensor data have finite local-field descent and
|
| 352 |
+
$\mathcal F$ is weakly admissible.
|
| 353 |
+
\end{lemma}
|
| 354 |
+
|
| 355 |
+
\begin{proof}
|
| 356 |
+
Write $k=\F$ and let $\breve E$ be the completed local reflex field.
|
| 357 |
+
We work over a common finite extension $K$ of $\Kzero$ containing
|
| 358 |
+
$\breve E$ and a field of definition of $\mathcal F$. Every further
|
| 359 |
+
field extension below is finite. Put $K_p=\mathcal J(\Z_p)$.
|
| 360 |
+
|
| 361 |
+
We first fix the relation between the group and cohomological
|
| 362 |
+
conventions. Let $\rho:J_{\Q_p}\to\GL(W_{\Q_p})$ be the adapted
|
| 363 |
+
homological representation and let $\rho^\vee$ be its dual. Choose
|
| 364 |
+
the tensor-preserving identification
|
| 365 |
+
$\mathbb D_x\simeq\Lambda_p^\vee\otimes_{\Z_p}W(k)$ of
|
| 366 |
+
\cite[\S2.1.14]{KisinZhou2025}. The local shtuka parameter is
|
| 367 |
+
$b_x\in J(\Kzero)$, whereas crystalline Frobenius on this
|
| 368 |
+
cohomological Dieudonn\'e module is
|
| 369 |
+
\[
|
| 370 |
+
F_x=\rho^\vee(\sigma(b_x))\circ\sigma.
|
| 371 |
+
\]
|
| 372 |
+
The additional $\sigma$ on $b_x$ comes from the comparison with
|
| 373 |
+
the vector shtuka: its special-fiber module is
|
| 374 |
+
$(\sigma^{-1})^*(\mathbb D_x^\vee)$
|
| 375 |
+
\cite[Example~2.3.4 and Remark~2.3.10]{PappasRapoport2024}.
|
| 376 |
+
Write $\{\mu\}$ for the class prescribed by $X_J$; then
|
| 377 |
+
$[b_x]\in B(J,\mu^{-1})$.
|
| 378 |
+
|
| 379 |
+
For precision, identify the general linear crystalline period
|
| 380 |
+
flag with the appropriate filtration variety on $D_x$ by its
|
| 381 |
+
marked Rapoport--Zink interpretation. If a deformation
|
| 382 |
+
$\mathcal H$ has special-fiber marking
|
| 383 |
+
$q:\mathcal H_k\dashrightarrow C_x[p^\infty]$, this identification
|
| 384 |
+
sends its period to
|
| 385 |
+
$(q^*)^{-1}\Fil^1H^1_{\mathrm{dR}}(\mathcal H)$.
|
| 386 |
+
Pushout through the faithful Hodge representation gives the
|
| 387 |
+
commutative period square
|
| 388 |
+
\[
|
| 389 |
+
\begin{array}{ccc}
|
| 390 |
+
M_{\mathcal J,b_x,\mu,K_p}&\longrightarrow&M_{\GL,\rho(b_x),\rho(\mu)}\\
|
| 391 |
+
\pi_{\mathrm{GM}}\downarrow&&\downarrow\pi_{\mathrm{GM}}\\
|
| 392 |
+
\mathcal F_{J,\mu}&\longrightarrow&\operatorname{Flag}(D_x).
|
| 393 |
+
\end{array}
|
| 394 |
+
\]
|
| 395 |
+
The lower map is a closed immersion: the parabolic stabilizing
|
| 396 |
+
the faithful filtration intersects $J$ in the parabolic for
|
| 397 |
+
$\mu$. Define $f_{\mathcal F}$ to be the unique $J$-flag with
|
| 398 |
+
image $\mathcal F$. It exists by condition~\textup{(2)}. The
|
| 399 |
+
square uses crystalline periods and the dual Frobenius descent
|
| 400 |
+
above, so no extension of $\sigma$ to the ramified filtration
|
| 401 |
+
field is chosen. When $q=b^{-1}$ its lower right period is
|
| 402 |
+
exactly $b^*\Fil^1$.
|
| 403 |
+
|
| 404 |
+
\medskip\noindent
|
| 405 |
+
\emph{A framed point over the prescribed period.}
|
| 406 |
+
Admissibility of the faithful filtered isocrystal implies that
|
| 407 |
+
the image of $f_{\mathcal F}$ in the general linear period flag
|
| 408 |
+
variety is in its admissible locus. To see this in the
|
| 409 |
+
cohomological coordinates of the square, let $U$ be a crystalline
|
| 410 |
+
representation realizing $(D_x,\mathcal F)$. Its crystalline
|
| 411 |
+
comparison identifies the associated vector bundle away from
|
| 412 |
+
the untilt with $U\otimes\mathcal O$. The filtered de Rham
|
| 413 |
+
comparison identifies the modification at the untilt with the
|
| 414 |
+
standard lattice $U\otimes B_{\mathrm{dR}}^+$. They glue to the
|
| 415 |
+
trivial bundle $U\otimes\mathcal O$ on the Fargues--Fontaine
|
| 416 |
+
curve, which is the general linear admissibility condition.
|
| 417 |
+
Since $\rho$ is faithful,
|
| 418 |
+
$\rho^{-1}(Z_{\GL(W)})\subset Z_J$: an element acting as a scalar
|
| 419 |
+
commutes with the faithful image of $J$. The admissible-locus
|
| 420 |
+
identity in \cite[Proposition~3.1.1(i), (3.1.9)]{PappasRapoport2024}
|
| 421 |
+
therefore puts $f_{\mathcal F}$ in
|
| 422 |
+
$\mathcal F_{J,\mu}^{\mathrm{adm}}$.
|
| 423 |
+
|
| 424 |
+
This locus is the image of the crystalline period map
|
| 425 |
+
\[
|
| 426 |
+
\pi_{\mathrm{GM}}:
|
| 427 |
+
M_{\mathcal J,b_x,\mu,K_p}
|
| 428 |
+
\longrightarrow\mathcal F_{J,\mu}^{\mathrm{adm}}.
|
| 429 |
+
\]
|
| 430 |
+
The map is \'{e}tale
|
| 431 |
+
\cite[\S3.1.1, (3.1.4)]{PappasRapoport2024}.
|
| 432 |
+
Its fiber at the classical point $f_{\mathcal F}$ is nonempty;
|
| 433 |
+
an \'{e}tale rigid space over $K$ has a point over a finite
|
| 434 |
+
extension of $K$. After making that extension, choose
|
| 435 |
+
\begin{equation}
|
| 436 |
+
z\in M_{\mathcal J,b_x,\mu,K_p}(K),
|
| 437 |
+
\qquad \pi_{\mathrm{GM}}(z)=f_{\mathcal F}.
|
| 438 |
+
\label{eq:transport-framed-point}
|
| 439 |
+
\end{equation}
|
| 440 |
+
In particular $z$ supplies the integral level as well as the
|
| 441 |
+
rational isocrystal marking. If $C$ is the completed algebraic
|
| 442 |
+
closure of $K$, its moduli description gives an actual
|
| 443 |
+
$\mathcal J$-torsor $\mathcal P_z$, a Frobenius isomorphism
|
| 444 |
+
bounded by $\mu$, and, for sufficiently large $a$, an isomorphism
|
| 445 |
+
\[
|
| 446 |
+
i_a:\mathcal J_{Y_{[a,\infty)}(C^\flat)}
|
| 447 |
+
\xrightarrow{\ \sim\ }
|
| 448 |
+
\mathcal P_z|_{Y_{[a,\infty)}(C^\flat)},
|
| 449 |
+
\qquad
|
| 450 |
+
\varphi_{\mathcal P_z}\circ\varphi^*i_a
|
| 451 |
+
=i_a\circ\varphi_{b_x}.
|
| 452 |
+
\]
|
| 453 |
+
These are precisely the torsor and annular framing in
|
| 454 |
+
\cite[\S3.1.1]{PappasRapoport2024}. Its associated
|
| 455 |
+
pro-\'{e}tale $\mathcal J(\Z_p)$-torsor gives integral tensor
|
| 456 |
+
frames. Thus the integral structure and Frobenius-compatible
|
| 457 |
+
framing are part of the chosen point, with all their tensor
|
| 458 |
+
compatibilities.
|
| 459 |
+
|
| 460 |
+
\medskip\noindent
|
| 461 |
+
\emph{Integral realization and its special fiber.}
|
| 462 |
+
Our adapted datum is of global Hodge type: the group scheme is
|
| 463 |
+
a full connected Bruhat--Tits stabilizer, and the chosen Hodge
|
| 464 |
+
embedding is integral on $\Lambda_p$.
|
| 465 |
+
The center also satisfies the split-rank hypothesis of
|
| 466 |
+
\cite[\S4.1]{PappasRapoport2024}. Indeed its real subgroup of
|
| 467 |
+
multiplier one preserves the positive definite form
|
| 468 |
+
$\psi_W(v,h(i)w)$ and is compact. Its real split rank is
|
| 469 |
+
therefore at most one, while the rational weight torus supplies
|
| 470 |
+
one split central direction over $\Q$; both split ranks are one.
|
| 471 |
+
The model here is the one in
|
| 472 |
+
\cite[\S2.1.11 and Theorem~2.1.12]{KisinZhou2025}, obtained
|
| 473 |
+
from this adapted Hodge embedding and satisfying the
|
| 474 |
+
Pappas--Rapoport characterization. Condition $(U_x)$ holds
|
| 475 |
+
by \cite[Corollary~6.3]{GleasonLimXu2026}; see also
|
| 476 |
+
\cite[Remark~4.10.4]{PappasRapoport2024}. Consequently
|
| 477 |
+
\cite[Theorem~4.10.6]{PappasRapoport2024} represents the integral
|
| 478 |
+
local Shimura variety by a normal formal scheme
|
| 479 |
+
$\mathfrak M_{\mathcal J,b_x,\mu}$ and gives the morphism
|
| 480 |
+
\[
|
| 481 |
+
\Theta_x:\mathfrak M_{\mathcal J,b_x,\mu}
|
| 482 |
+
\longrightarrow\widehat{\mathcal S_K}.
|
| 483 |
+
\]
|
| 484 |
+
More precisely, \cite[\S4.10.2, (4.10.2)--(4.10.6)]{PappasRapoport2024}
|
| 485 |
+
identifies this formal scheme with the tensor-compatible open and
|
| 486 |
+
closed part of the pullback of the Siegel Rapoport--Zink space.
|
| 487 |
+
This construction identifies the pullback of the universal
|
| 488 |
+
$\mathcal J$-shtuka with its tautological framed shtuka and the
|
| 489 |
+
faithful vector realization with the universal $p$-divisible group.
|
| 490 |
+
|
| 491 |
+
Its rigid generic fiber is the local Shimura variety
|
| 492 |
+
\cite[Proposition~3.5.1(i)]{PappasRapoport2024}.
|
| 493 |
+
The classical point $z$ of this rigid generic fiber gives
|
| 494 |
+
$\operatorname{Spf}\mathcal O_K\to\mathfrak M_{\mathcal J,b_x,\mu}$.
|
| 495 |
+
Indeed it lies in the generic fiber of a formal affine chart;
|
| 496 |
+
for a special formal chart one may take an affinoid member of
|
| 497 |
+
its standard generic-fiber covering containing $z$.
|
| 498 |
+
Evaluation of the formal chart's ring is integral, and its
|
| 499 |
+
ideal of definition maps to topologically nilpotent elements of
|
| 500 |
+
$\mathcal O_K$. Let $z_0$ be the special point and put
|
| 501 |
+
$y=\Theta_x(z_0)$ and $\widetilde y=\Theta_x(z)$.
|
| 502 |
+
The formal map $\widetilde y$ gives a point of the integral model
|
| 503 |
+
over $\mathcal O_K$ by restricting to an affine neighborhood of
|
| 504 |
+
$y$. Pullback of the universal abelian scheme gives
|
| 505 |
+
$C_{\widetilde y}$ and its $p$-divisible group $\mathcal H_z$.
|
| 506 |
+
|
| 507 |
+
We record explicitly the integral comparison at this point.
|
| 508 |
+
For a uniformizer $\pi$ of $K$, put
|
| 509 |
+
$\mathfrak S=W(k)[[u]]$, with $u\mapsto\pi$, and let
|
| 510 |
+
$E_\pi(u)$ generate its kernel. The crystalline representation
|
| 511 |
+
and integral level of $z$ give the $\mathcal J$-Breuil--Kisin
|
| 512 |
+
torsor of \cite[\S3.5]{PappasRapoport2024}, with
|
| 513 |
+
\[
|
| 514 |
+
\Phi:\varphi^*\mathcal P_{\mathrm{BK}}[1/E_\pi]
|
| 515 |
+
\xrightarrow{\ \sim\ }
|
| 516 |
+
\mathcal P_{\mathrm{BK}}[1/E_\pi].
|
| 517 |
+
\]
|
| 518 |
+
Its pushout to $\GL(\Lambda_p)$ is the Breuil--Kisin module of
|
| 519 |
+
$\mathcal H_z$. Reduction at $u=0$, followed by the dual
|
| 520 |
+
Frobenius descent fixed above, therefore gives the actual
|
| 521 |
+
Dieudonn\'e lattice of $\mathcal H_{z,k}$.
|
| 522 |
+
Proposition~3.5.1 of \cite{PappasRapoport2024} compares the two
|
| 523 |
+
specializations of this already constructed framed point. In
|
| 524 |
+
the coordinates of \cite[Theorem~2.2.5]{KisinZhou2025} it gives
|
| 525 |
+
\[
|
| 526 |
+
g\in X_{\mathcal J}(\mu^{-1},b_x),\qquad
|
| 527 |
+
\mathbb D(\mathcal H_{z,k})
|
| 528 |
+
=\rho^\vee(\sigma(g))\mathbb D_x\subset D_x.
|
| 529 |
+
\]
|
| 530 |
+
Indeed the Frobenius matrix on this lattice, written in its
|
| 531 |
+
induced basis, is
|
| 532 |
+
\[
|
| 533 |
+
\rho^\vee\!\left(
|
| 534 |
+
\sigma(g^{-1}b_x\sigma(g))\right)\circ\sigma,
|
| 535 |
+
\]
|
| 536 |
+
which explains the same Frobenius descent in the
|
| 537 |
+
Deligne--Lusztig condition and in the lattice formula.
|
| 538 |
+
|
| 539 |
+
\medskip\noindent
|
| 540 |
+
\emph{The abelian marking and the filtration.}
|
| 541 |
+
Keep the identity prime-to-$p$ coordinate in the uniformization.
|
| 542 |
+
The description of its special fiber in
|
| 543 |
+
\cite[\S4.10.3]{PappasRapoport2024}, or equivalently the
|
| 544 |
+
isogeny-class map of \cite[Theorem~2.2.5]{KisinZhou2025}, gives
|
| 545 |
+
$y=i_x(g)$ and a single abelian quasi-isogeny
|
| 546 |
+
$b:C_x\to C_y$ preserving the crystalline tensors and every
|
| 547 |
+
prime-to-$p$ tensor. Its crystalline marking is the one just
|
| 548 |
+
used for $\mathcal H_z$, because the uniformization is induced
|
| 549 |
+
by the marked Siegel Rapoport--Zink space.
|
| 550 |
+
|
| 551 |
+
The crystalline period map of that space is the Hodge filtration
|
| 552 |
+
of its universal deformation pulled back by its marking.
|
| 553 |
+
Compatibility of $\Theta_x$ with the tautological shtuka and
|
| 554 |
+
\eqref{eq:transport-framed-point} consequently give
|
| 555 |
+
\[
|
| 556 |
+
b^*\Fil^1H^1_{\mathrm{dR}}(C_{\widetilde y}/K)
|
| 557 |
+
=\mathcal F^1.
|
| 558 |
+
\]
|
| 559 |
+
The deformation criterion
|
| 560 |
+
\cite[Proposition~2.2.3]{KisinZhou2025} is satisfied concretely:
|
| 561 |
+
the filtration is of type $\mu$, and the crystalline structure
|
| 562 |
+
tensors compare with the integral \'{e}tale tensors in the
|
| 563 |
+
$\mathcal J(\Z_p)$-frames of $z$. The bounded integral shtuka
|
| 564 |
+
and its annular framing were obtained before using this
|
| 565 |
+
criterion or comparing specializations. All cited global
|
| 566 |
+
Hodge-type and strongly admissible results apply at $p=2$ as
|
| 567 |
+
well.
|
| 568 |
+
|
| 569 |
+
Finally, under finite local-field descent, the weak-admissibility
|
| 570 |
+
inequalities restrict to the descended Frobenius subobjects.
|
| 571 |
+
Colmez--Fontaine's theorem
|
| 572 |
+
\cite[Theorem~A]{ColmezFontaine2000} makes those descended data
|
| 573 |
+
admissible, and scalar extension supplies condition~\textup{(1)}.
|
| 574 |
+
\end{proof}
|
| 575 |
+
|
| 576 |
+
\subsection{Proof of the transport proposition}
|
| 577 |
+
|
| 578 |
+
\begin{proof}[Proof of Proposition~\ref{prop:transport}]
|
| 579 |
+
\medskip\noindent
|
| 580 |
+
\emph{The original point and its reduction.}
|
| 581 |
+
Apply Lemma~\ref{lem:auxiliary-datum}. Choose a rational
|
| 582 |
+
$J$-equivariant identification
|
| 583 |
+
$W=(V\otimes_\Q P)^{\oplus m}$ and set $n=m[P:\Q]$.
|
| 584 |
+
Choose a basis of $P$ whose first vector is $1$. The resulting
|
| 585 |
+
identification of the Hodge structure at the diagonal point $h$
|
| 586 |
+
with $V^{\oplus n}$ makes the first-factor map equal to
|
| 587 |
+
\begin{equation}
|
| 588 |
+
v\longmapsto(v\otimes1,0,\ldots,0).
|
| 589 |
+
\label{eq:transport-first-factor}
|
| 590 |
+
\end{equation}
|
| 591 |
+
The rational homology/isogeny correspondence
|
| 592 |
+
\cite[Corollary~6.9]{MilneShimura} therefore makes the abelian variety
|
| 593 |
+
\(C\) at that point isogenous to \(A^n\). Fix a rational isogeny
|
| 594 |
+
\(f:A^n\to C\) realizing this identification.
|
| 595 |
+
|
| 596 |
+
We explain the field and reduction assertions for this starting
|
| 597 |
+
point. The Hodge embedding maps it to the Siegel point of the
|
| 598 |
+
polarized variety $C$ with finite level. The abelian variety $C$
|
| 599 |
+
is defined over $\Qbar$: clearing a denominator in $f$ realizes
|
| 600 |
+
it as a quotient of $A^n$ by a finite subgroup of its torsion, and
|
| 601 |
+
every such subgroup is defined over $\Qbar$. Its rational
|
| 602 |
+
polarization and its finite level also descend to $\Qbar$, since
|
| 603 |
+
homomorphisms between abelian varieties over $\Qbar$ do not
|
| 604 |
+
enlarge after extending algebraically closed fields
|
| 605 |
+
\cite[Corollary~20.4]{MilneAV}. The Hodge
|
| 606 |
+
embedding induces a finite morphism onto its
|
| 607 |
+
image at sufficiently small finite level
|
| 608 |
+
\cite[Theorem~5.16]{MilneShimura}. Its fiber over a
|
| 609 |
+
$\Qbar$-point therefore consists of $\Qbar$-points. This places
|
| 610 |
+
the diagonal point on the canonical model over $\Qbar$.
|
| 611 |
+
|
| 612 |
+
After a finite number-field extension the variety $C$ has good
|
| 613 |
+
reduction, since it is isogenous to $A^n$
|
| 614 |
+
\cite[Chapter~IV, Theorem~3.5]{MilneAVNotes}. Its polarization and
|
| 615 |
+
prime-to-$p$ level extend after a further finite extension.
|
| 616 |
+
The integral Hodge-type model is the normalization of the closure
|
| 617 |
+
of the generic fiber in the adapted Siegel model. The valuative
|
| 618 |
+
criterion for this finite normalization therefore extends our
|
| 619 |
+
point to its integral model. Denote the reduction by $x$.
|
| 620 |
+
The rational isogeny $f$ specializes to a quasi-isogeny
|
| 621 |
+
$f_0:A_0^n\to C_x$.
|
| 622 |
+
|
| 623 |
+
\medskip\noindent
|
| 624 |
+
\emph{The trace tensor and its descent.}
|
| 625 |
+
Next extend the alternating form defining $\gamma$
|
| 626 |
+
$P$-multilinearly and take its trace. Composing with projection
|
| 627 |
+
onto the first copy in \eqref{eq:transport-copies} gives
|
| 628 |
+
\begin{equation}
|
| 629 |
+
\eta=\Tr_{P/\Q}(\gamma_P)\circ
|
| 630 |
+
(\operatorname{pr}_1)^{\otimes 2r}
|
| 631 |
+
\in\bigwedge^{2r}W^*.
|
| 632 |
+
\label{eq:transport-trace-tensor}
|
| 633 |
+
\end{equation}
|
| 634 |
+
For $r=0$ this is interpreted as the scalar trace.
|
| 635 |
+
The equal-multiplier condition implies that $\eta$ has multiplier
|
| 636 |
+
$c^r$ under $J$. On \eqref{eq:transport-first-factor}, its
|
| 637 |
+
restriction is
|
| 638 |
+
\begin{equation}
|
| 639 |
+
j^*f^*\eta_C=[P:\Q]\gamma.
|
| 640 |
+
\label{eq:transport-trace-restriction}
|
| 641 |
+
\end{equation}
|
| 642 |
+
The class $\eta_C$ is understood with its Tate twist.
|
| 643 |
+
|
| 644 |
+
We turn this semi-invariant into the untwisted tensors to which
|
| 645 |
+
the integral-model theorems directly apply. Write
|
| 646 |
+
$\psi_W^{-1}\in\bigwedge^2W$ for the inverse symplectic
|
| 647 |
+
bivector, and include
|
| 648 |
+
\begin{equation}
|
| 649 |
+
u_\psi=\psi_W\otimes\psi_W^{-1},\qquad
|
| 650 |
+
u_\eta=\eta\otimes(\psi_W^{-1})^{\otimes r}
|
| 651 |
+
\label{eq:transport-untwisted-tensors}
|
| 652 |
+
\end{equation}
|
| 653 |
+
among the structure tensors. Both are $J$-invariant tensors in
|
| 654 |
+
ordinary tensor constructions of $W$ and $W^*$; no separately
|
| 655 |
+
trivialized Tate object is needed. They can be made integral and
|
| 656 |
+
added to the defining family as explained above. Their
|
| 657 |
+
crystalline and prime-to-$p$ realizations at $x$ are the
|
| 658 |
+
specializations from the original point, with the comparison
|
| 659 |
+
conventions fixed above.
|
| 660 |
+
|
| 661 |
+
\phantomsection
|
| 662 |
+
\label{par:transport-tensor-descent}
|
| 663 |
+
The entire finite family of structure tensors, including
|
| 664 |
+
$u_\psi$ and $u_\eta$, has finite local-field descent. To see
|
| 665 |
+
this, choose a finite extension $L/\Q_p$ over whose valuation
|
| 666 |
+
ring the original number-field point is defined, and let $L_0$
|
| 667 |
+
be its maximal unramified subfield. The canonical \'etale
|
| 668 |
+
tensor sections of \cite[\S2.1.4]{KisinZhou2025}, pulled back
|
| 669 |
+
to that point, are $\Gal(\overline L/L)$-invariant. Applying
|
| 670 |
+
the tensor functor $D_{\mathrm{cris},L}$ to these morphisms
|
| 671 |
+
from the unit object places them in the crystalline tensor
|
| 672 |
+
spaces over $L_0$. Their extension to $\Kzero$ is exactly
|
| 673 |
+
the family $s_{\alpha,0,x}$, by good-reduction comparison.
|
| 674 |
+
The map $f_0$ also descends after a finite residue-field
|
| 675 |
+
extension, so this descent is retained under its marking.
|
| 676 |
+
Taking a compositum with the finite field of definition of a
|
| 677 |
+
prescribed filtration therefore gives one finite local field
|
| 678 |
+
for all the data. No tensor-preserving trivialization over
|
| 679 |
+
$L_0$ is being asserted or needed.
|
| 680 |
+
|
| 681 |
+
\medskip\noindent
|
| 682 |
+
\emph{The two choices of lift.}
|
| 683 |
+
For specification~(1), apply
|
| 684 |
+
\cite[Theorem~2.2.7]{KisinZhou2025} to $x$. It gives a point
|
| 685 |
+
$y\in\mathcal I_x$ with a special-point lift and a
|
| 686 |
+
tensor-preserving quasi-isogeny $b:C_x\to C_y$.
|
| 687 |
+
The special-point lift supplies a CM abelian variety $B$. Special
|
| 688 |
+
points on the canonical Shimura variety are algebraic over its
|
| 689 |
+
reflex field by the canonical-model theory
|
| 690 |
+
\cite[Definition~12.8 and Proposition~14.14]{MilneShimura}, so $B$
|
| 691 |
+
and its level data can be taken over $\Qbar$. The given local lift specifies their embedding at $w$
|
| 692 |
+
and their good reduction $B_0=C_y$.
|
| 693 |
+
|
| 694 |
+
For specification~(2), identify $D_x$ with $D_A^{\oplus n}$ using
|
| 695 |
+
$f_0^*$ and prescribe the direct-sum filtration
|
| 696 |
+
$\mathcal F_A^{\oplus n}$. It is weakly admissible, with the
|
| 697 |
+
required finite local-field descent. It is also in the required
|
| 698 |
+
$J$-cocharacter orbit. Indeed a geometric element of the
|
| 699 |
+
transported $G$ taking the original filtration on $D_A$ to
|
| 700 |
+
$\mathcal F_A$ acts diagonally on all the copies of $V$ in $W$;
|
| 701 |
+
its image in $J$ takes the original filtration on $D_x$ to the
|
| 702 |
+
prescribed one. The tensor-preserving identifications used here
|
| 703 |
+
come from the initial point and comparison, so they include the
|
| 704 |
+
$J$-structure tensors as well. Geometric conjugacy can be
|
| 705 |
+
realized over a finite extension, since the corresponding
|
| 706 |
+
isomorphism scheme is of finite type.
|
| 707 |
+
Lemma~\ref{lem:admissible-realization} now gives $y$, its lift
|
| 708 |
+
$B$, and a tensor-preserving quasi-isogeny $b:C_x\to B_0$ with
|
| 709 |
+
the prescribed marked filtration. This proves
|
| 710 |
+
\eqref{eq:transport-prescribed-filtration} for
|
| 711 |
+
$a=bf_0$.
|
| 712 |
+
|
| 713 |
+
\medskip\noindent
|
| 714 |
+
\emph{A common rational normalization.}
|
| 715 |
+
It remains, in both specifications, to recover the twisted class
|
| 716 |
+
and normalize it by a single rational scalar. Choose a complex
|
| 717 |
+
description of the lifted Shimura point. Its rational marking by
|
| 718 |
+
$W$ supplies a rational Hodge class $\eta_B$ corresponding to
|
| 719 |
+
$\eta$, and a rational divisor class $\theta_B$
|
| 720 |
+
corresponding to $\psi_W$. Write $\theta_C$ for the analogous
|
| 721 |
+
class on $C$ and put
|
| 722 |
+
\[
|
| 723 |
+
\theta_*=f_0^*\theta_{C,0}\in\NS(A_0^n)\otimes_\Z\Q.
|
| 724 |
+
\]
|
| 725 |
+
The class $\theta_*$ is rational ample. Tensor preservation of
|
| 726 |
+
$u_\psi$ says that, in each realization,
|
| 727 |
+
\begin{equation}
|
| 728 |
+
a^*\theta_{B,0}=\lambda_v\theta_*,
|
| 729 |
+
\label{eq:transport-local-similitudes}
|
| 730 |
+
\end{equation}
|
| 731 |
+
with a nonzero local scalar $\lambda_v$. Let $D=n\dim A$.
|
| 732 |
+
Pairing with $\theta_*^{D-1}$ gives
|
| 733 |
+
\begin{equation}
|
| 734 |
+
\lambda_v=
|
| 735 |
+
\frac{\deg\bigl(a^*\theta_{B,0}\cdot\theta_*^{D-1}\bigr)}
|
| 736 |
+
{\deg(\theta_*^D)}=:\lambda\in\Q^\times.
|
| 737 |
+
\label{eq:transport-rational-similitude}
|
| 738 |
+
\end{equation}
|
| 739 |
+
Both intersection numbers refer to rational divisor classes on
|
| 740 |
+
the same abelian variety; their cycle-class traces are identical
|
| 741 |
+
in every realization. The denominator is positive because
|
| 742 |
+
$\theta_*$ is ample, and the numerator is nonzero by
|
| 743 |
+
\eqref{eq:transport-local-similitudes}. Thus all the scalars in
|
| 744 |
+
\eqref{eq:transport-local-similitudes}, including the crystalline
|
| 745 |
+
one, are the single rational number $\lambda$.
|
| 746 |
+
|
| 747 |
+
Preservation of $u_\eta$, together with
|
| 748 |
+
\eqref{eq:transport-rational-similitude}, then yields
|
| 749 |
+
\begin{equation}
|
| 750 |
+
a^*\eta_{B,0}=\lambda^r f_0^*\eta_{C,0}
|
| 751 |
+
\label{eq:transport-eta-scaling}
|
| 752 |
+
\end{equation}
|
| 753 |
+
simultaneously. In fact the inverse bivector scales by
|
| 754 |
+
$\lambda^{-1}$, so that the equality for the untwisted tensor
|
| 755 |
+
in \eqref{eq:transport-untwisted-tensors} gives exactly
|
| 756 |
+
\eqref{eq:transport-eta-scaling}. Set
|
| 757 |
+
\[
|
| 758 |
+
\kappa=\frac{\lambda^{-r}}{[P:\Q]}\eta_B.
|
| 759 |
+
\]
|
| 760 |
+
Specializing \eqref{eq:transport-trace-restriction} and using
|
| 761 |
+
\eqref{eq:transport-eta-scaling} proves
|
| 762 |
+
\eqref{eq:transport-class}.
|
| 763 |
+
|
| 764 |
+
For the arbitrary local lift, the crystalline realization just
|
| 765 |
+
used is unambiguous: the canonical model supplies the untwisted
|
| 766 |
+
tensor $u_\eta$, and the algebraic polarization supplies its Tate
|
| 767 |
+
line and inverse bivector. The comparison isomorphism and these
|
| 768 |
+
operations define $\eta_B$ in the crystalline realization and
|
| 769 |
+
agree with its canonical \'{e}tale tensors. Consequently any
|
| 770 |
+
identity expressing this class by algebraic divisor operations
|
| 771 |
+
specializes with the same rational coefficients in all
|
| 772 |
+
realizations. For the $\Qbar$-valued CM lift, these are also the
|
| 773 |
+
usual absolute-Hodge and de Rham realizations. This completes
|
| 774 |
+
the two constructions.
|
| 775 |
+
\end{proof}
|
| 776 |
+
|
| 777 |
+
\begin{corollary}[CM transport of a Hodge class]
|
| 778 |
+
\label{cor:cm-transport}
|
| 779 |
+
Let \(A/\Qbar\) be an abelian variety of positive dimension with
|
| 780 |
+
good reduction at \(w\), and let
|
| 781 |
+
\(\gamma\in H^{2r}(A(\C),\Q(r))\) be a rational Hodge class,
|
| 782 |
+
where \(0\leq r\leq\dim A\). There are a positive integer \(n\),
|
| 783 |
+
a CM abelian variety \(B/\Qbar\) with good reduction at \(w\),
|
| 784 |
+
a rational Hodge class \(\kappa\) of codimension \(r\) on \(B\),
|
| 785 |
+
and a quasi-isogeny \(a:A_0^n\to B_0\) such that
|
| 786 |
+
\[
|
| 787 |
+
\gamma_0=(aj)^*\kappa_0,
|
| 788 |
+
\]
|
| 789 |
+
where \(j:A_0\to A_0^n\) is the first-factor inclusion. This is an
|
| 790 |
+
equality of the usual absolute-Hodge specializations in every
|
| 791 |
+
prime-to-\(p\) realization and in crystalline cohomology extended
|
| 792 |
+
to \(\Cw\).
|
| 793 |
+
\end{corollary}
|
| 794 |
+
|
| 795 |
+
\begin{proof}
|
| 796 |
+
Choose a polarization \(\psi\) on \(V=H_1(A(\C),\Q)\), and let
|
| 797 |
+
\(G=\MT(V)\). The Mumford--Tate group is connected reductive and
|
| 798 |
+
is characterized by its Hodge tensors
|
| 799 |
+
\cite[Section~3, Propositions~3.4 and~3.6]{Deligne1982}.
|
| 800 |
+
The Hodge homomorphism and its \(G(\R)\)-conjugacy class define
|
| 801 |
+
the Mumford--Tate Shimura datum of Hodge type, with faithful
|
| 802 |
+
symplectic representation
|
| 803 |
+
\[
|
| 804 |
+
G\hookrightarrow\GSp(V,\psi).
|
| 805 |
+
\]
|
| 806 |
+
The polarization supplies the rational weight and the Cartan
|
| 807 |
+
involution condition. The definition of the Mumford--Tate group
|
| 808 |
+
excludes an adjoint factor on which the Hodge homomorphism is
|
| 809 |
+
trivial. The class \(\gamma\), with its Tate twist, is fixed by
|
| 810 |
+
\(G\). Equivalently, its alternating form on \(V\) has multiplier
|
| 811 |
+
\(c^r\), where \(c\) is the similitude character. Thus the first
|
| 812 |
+
alternative of Proposition~\ref{prop:transport} applies and gives
|
| 813 |
+
the asserted data and simultaneous equality.
|
| 814 |
+
\end{proof}
|
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/03_filtration.tex
CHANGED
|
@@ -1,482 +1,482 @@
|
|
| 1 |
-
\section{An endomorphism-stable weakly admissible filtration}
|
| 2 |
-
\label{sec:filtration}
|
| 3 |
-
|
| 4 |
-
We construct a filtration on first crystalline cohomology that preserves an
|
| 5 |
-
additional divisor. The construction takes place entirely on the given
|
| 6 |
-
isocrystal. Its realization by an abelian lift will be a separate step.
|
| 7 |
-
Generic transversality is a basic ingredient of the admissible-filtration
|
| 8 |
-
existence theorems of Fontaine--Rapoport
|
| 9 |
-
\cite[Theorem~1 and Lemmas~1.1--1.2]{FontaineRapoport2005}.
|
| 10 |
-
We impose the additional endomorphism and polarization constraints
|
| 11 |
-
explicitly. The bounded-degree argument below chooses the required
|
| 12 |
-
coordinates over a finite algebraic extension, while testing every
|
| 13 |
-
subisocrystal over the fixed coefficient field.
|
| 14 |
-
|
| 15 |
-
Throughout this section, $\Kzero=\operatorname{Frac}W(\overline{\F}_p)$,
|
| 16 |
-
and valuations are normalized by $v(p)=1$. If $D$ is an isocrystal over
|
| 17 |
-
$\Kzero$ and $K/\Kzero$ is finite, a subspace $L\subset D_K$ defines the
|
| 18 |
-
one-step filtration
|
| 19 |
-
\[
|
| 20 |
-
\Fil^iD_K=
|
| 21 |
-
\begin{cases}
|
| 22 |
-
D_K,&i\leq 0,\\
|
| 23 |
-
L,&i=1,\\
|
| 24 |
-
0,&i\geq 2.
|
| 25 |
-
\end{cases}
|
| 26 |
-
\]
|
| 27 |
-
For an isocrystal subobject $P\subset D$, its Hodge number for this
|
| 28 |
-
filtration is $t_H(P)=\dim_K(P_K\cap L)$. Its Newton number $t_N(P)$ is
|
| 29 |
-
the sum of its slopes with multiplicities. Weak admissibility means that
|
| 30 |
-
$t_H(D)=t_N(D)$ and $t_H(P)\leq t_N(P)$ for every isocrystal subobject
|
| 31 |
-
$P$ over $\Kzero$.
|
| 32 |
-
|
| 33 |
-
Finite local-field descent is understood as in Section~\ref{sec:transport}:
|
| 34 |
-
the isocrystal and its indicated tensors descend to the maximal unramified
|
| 35 |
-
subfield of a finite extension of \(\Q_p\), and the filtration descends
|
| 36 |
-
to that finite extension.
|
| 37 |
-
|
| 38 |
-
\begin{theorem}[The filtration construction]
|
| 39 |
-
\label{thm:filtration}
|
| 40 |
-
Let $A_0/\overline{\F}_p$ be an abelian variety equipped with a rational
|
| 41 |
-
action of a CM field $E$ and a polarization whose Rosati involution
|
| 42 |
-
restricts to conjugation on $E$. Suppose that
|
| 43 |
-
\[
|
| 44 |
-
D=H^1_{\mathrm{cris}}(A_0/W(\overline{\F}_p))[1/p]
|
| 45 |
-
\]
|
| 46 |
-
has rank $2s$ over $E\otimes_\Q\Kzero$, where $s\geq 1$. Suppose also
|
| 47 |
-
that there is an invertible $u\in\End^0(A_0)$ such that
|
| 48 |
-
\[
|
| 49 |
-
u^\dagger=u,\qquad ue=\bar e u\quad(e\in E).
|
| 50 |
-
\]
|
| 51 |
-
Let $\beta$ be the dual polarization pairing on $D$, with values in
|
| 52 |
-
the isocrystal line of slope $1$.
|
| 53 |
-
|
| 54 |
-
Then there are a finite extension $K/\Kzero$ and a subspace $L\subset
|
| 55 |
-
D_K$ with the following properties:
|
| 56 |
-
\begin{enumerate}
|
| 57 |
-
\item The one-step filtration with $\Fil^1D_K=L$ is weakly admissible.
|
| 58 |
-
\item $L$ is stable under the cohomological actions of $E$ and $u$,
|
| 59 |
-
and is Lagrangian for $\beta$.
|
| 60 |
-
\item After extending to an algebraically closed field $\Omega/K$,
|
| 61 |
-
one has $\dim_\Omega L_\tau=s$ for every embedding
|
| 62 |
-
$\tau:E\hookrightarrow\Omega$.
|
| 63 |
-
\item The isocrystal, its indicated tensors, and this filtration have
|
| 64 |
-
finite local field descent.
|
| 65 |
-
\end{enumerate}
|
| 66 |
-
Moreover, geometrically $L$ belongs to the balanced polarized
|
| 67 |
-
cocharacter orbit. More explicitly, define
|
| 68 |
-
\[
|
| 69 |
-
G_D=\left\{g\in\GSp(D,\beta)\cap
|
| 70 |
-
\GL_{E\otimes_\Q\Kzero}(D):
|
| 71 |
-
\det_{E\otimes_\Q\Kzero}(g)=c(g)^s\right\},
|
| 72 |
-
\]
|
| 73 |
-
where the scalar on the right is viewed in
|
| 74 |
-
$(E\otimes_\Q\Kzero)^\times$. The balanced $E$-stable
|
| 75 |
-
$\beta$-Lagrangians form a single $G_D(\Omega)$-orbit. Each is the
|
| 76 |
-
weight-$1$ space of a cocharacter of $G_{D,\Omega}$ with weights $0,1$.
|
| 77 |
-
In particular $L$ belongs to the orbit of any original filtration of
|
| 78 |
-
this type under a tensor-preserving comparison.
|
| 79 |
-
\end{theorem}
|
| 80 |
-
|
| 81 |
-
The proof will construct \(L\) from Lagrangians in finitely many
|
| 82 |
-
symplectic spaces. The two lemmas below supply the required simultaneous
|
| 83 |
-
choice: minimum intersection with a subspace is ensured by a nonzero
|
| 84 |
-
minor of bounded degree, and all such minors over a fixed coefficient
|
| 85 |
-
field can be made nonzero over one finite extension.
|
| 86 |
-
|
| 87 |
-
\begin{lemma}[Bounded-degree avoidance over a finite extension]
|
| 88 |
-
\label{lem:avoidance}
|
| 89 |
-
Let $K_1/\Kzero$ be a finite extension, and let $r,b\geq 1$ be integers.
|
| 90 |
-
There exist an element $\theta$ algebraic over $\Q_p$ and a point
|
| 91 |
-
\[
|
| 92 |
-
(x_0,\ldots,x_{r-1})\in K_1(\theta)^r
|
| 93 |
-
\]
|
| 94 |
-
at which every nonzero polynomial in $K_1[X_0,\ldots,X_{r-1}]$ of total
|
| 95 |
-
degree at most $b$ is nonzero. The coordinates $x_i$ can all be chosen
|
| 96 |
-
in $\Q_p(\theta)$.
|
| 97 |
-
\end{lemma}
|
| 98 |
-
|
| 99 |
-
\begin{proof}
|
| 100 |
-
Choose an integer $N>b$ and put
|
| 101 |
-
\[
|
| 102 |
-
B=b\sum_{i=0}^{r-1}N^i.
|
| 103 |
-
\]
|
| 104 |
-
Let $e$ be the ramification index of $K_1/\Kzero$, so that
|
| 105 |
-
$v(K_1^\times)=\frac1e\Z$. Choose a prime $q>\max(B,e)$, and choose
|
| 106 |
-
$\theta$ with $\theta^q=p$ in an algebraic closure of $K_1$. The value
|
| 107 |
-
$v(\theta)=1/q$ has order $q$ modulo $\frac1e\Z$. Consequently the
|
| 108 |
-
ramification index, and hence the degree, of $K_1(\theta)/K_1$ is at
|
| 109 |
-
least $q$. The polynomial $X^q-p$ gives the reverse inequality, so
|
| 110 |
-
\[
|
| 111 |
-
[K_1(\theta):K_1]=q>B.
|
| 112 |
-
\]
|
| 113 |
-
|
| 114 |
-
Set $x_i=\theta^{N^i}$. Under the substitution $X_i=T^{N^i}$,
|
| 115 |
-
distinct monomials of total degree at most $b$ have distinct exponents:
|
| 116 |
-
each exponent of an individual variable is smaller than $N$, and
|
| 117 |
-
uniqueness follows from base-$N$ expansion. Thus a nonzero polynomial
|
| 118 |
-
of total degree at most $b$ becomes a nonzero polynomial in $T$ of
|
| 119 |
-
degree at most $B$. It cannot vanish at $\theta$, whose degree over
|
| 120 |
-
$K_1$ exceeds $B$.
|
| 121 |
-
\end{proof}
|
| 122 |
-
|
| 123 |
-
\begin{remark}
|
| 124 |
-
The coefficient field in Lemma~\ref{lem:avoidance} is the fixed field
|
| 125 |
-
$K_1$. The conclusion concerns all bounded-degree polynomials over that
|
| 126 |
-
field, with no restriction on their cardinality. It would be false with
|
| 127 |
-
$K_1(\theta)$ in place of $K_1$ as the coefficient field.
|
| 128 |
-
\end{remark}
|
| 129 |
-
|
| 130 |
-
\begin{lemma}[Intersections with Lagrangians]
|
| 131 |
-
\label{lem:lagrangian-intersection}
|
| 132 |
-
Let $M$ be a symplectic space of dimension $2m$ over a field $k$ of
|
| 133 |
-
characteristic zero, and let $W\subset M$ have dimension $a$. A nonempty
|
| 134 |
-
open subset of the Lagrangian Grassmannian consists of subspaces $L$
|
| 135 |
-
such that
|
| 136 |
-
\[
|
| 137 |
-
\dim(L\cap W)=\max(0,a-m).
|
| 138 |
-
\]
|
| 139 |
-
On any fixed symplectic affine big cell, at least one nonzero polynomial
|
| 140 |
-
of degree at most $m$ has nonvanishing locus contained in this open
|
| 141 |
-
subset. This degree bound is independent of $W$.
|
| 142 |
-
\end{lemma}
|
| 143 |
-
|
| 144 |
-
\begin{proof}
|
| 145 |
-
We first work over an algebraic closure. The Lagrangian Grassmannian
|
| 146 |
-
is geometrically integral of dimension $m(m+1)/2$; its affine big cells
|
| 147 |
-
are parametrized by symmetric $m\times m$ matrices. If $1\leq a\leq m$,
|
| 148 |
-
consider the projective incidence variety of pairs $(\ell,L)$ with
|
| 149 |
-
$\ell\subset W$ a line and $\ell\subset L$ a Lagrangian. The fiber over
|
| 150 |
-
$\ell$ is the Lagrangian Grassmannian of the symplectic space
|
| 151 |
-
$\ell^\perp/\ell$, and therefore the incidence variety has dimension
|
| 152 |
-
\[
|
| 153 |
-
a-1+\frac{m(m-1)}2<\frac{m(m+1)}2.
|
| 154 |
-
\]
|
| 155 |
-
Its image is a proper closed subset. Its complement consists precisely
|
| 156 |
-
of the Lagrangians missing $W$. The case $a=0$ is immediate. For
|
| 157 |
-
$a>m$, use
|
| 158 |
-
\[
|
| 159 |
-
\dim(L\cap W)=a-m+\dim(L\cap W^\perp)
|
| 160 |
-
\]
|
| 161 |
-
and apply the preceding argument to $W^\perp$.
|
| 162 |
-
|
| 163 |
-
For the assertion on equations, choose coordinates on the fixed big
|
| 164 |
-
cell in which $L$ is the column space of
|
| 165 |
-
\[
|
| 166 |
-
\begin{pmatrix}I_m\\ T\end{pmatrix},\qquad T=T^{\mathsf t}.
|
| 167 |
-
\]
|
| 168 |
-
The minimum-intersection condition says that the composite of this
|
| 169 |
-
matrix with the quotient map $M\longrightarrow M/W$ has rank
|
| 170 |
-
$\min(m,2m-a)$. Its entries are affine linear polynomials in the
|
| 171 |
-
independent entries of $T$. The nonempty open subset already proved
|
| 172 |
-
meets this big cell, so some minor of the required size is a nonzero
|
| 173 |
-
polynomial over $k$. Its degree is at most $m$, and its nonvanishing
|
| 174 |
-
implies the required rank. If the required rank is zero, use the
|
| 175 |
-
constant polynomial $1$.
|
| 176 |
-
\end{proof}
|
| 177 |
-
|
| 178 |
-
|
| 179 |
-
The two lemmas reduce simultaneous transversality to a uniform bound on
|
| 180 |
-
the degrees of the relevant minors. We now identify the symplectic
|
| 181 |
-
spaces on which to apply them and the inequalities they must enforce.
|
| 182 |
-
|
| 183 |
-
\begin{proof}[Proof of Theorem~\ref{thm:filtration}]
|
| 184 |
-
We write $e$ and $u$ also for their cohomological actions on $D$.
|
| 185 |
-
These actions commute with Frobenius and satisfy
|
| 186 |
-
\begin{equation}
|
| 187 |
-
\label{eq:filtration-adjoints}
|
| 188 |
-
\beta(ux,y)=\beta(x,uy),\qquad
|
| 189 |
-
\beta(ex,y)=\beta(x,\bar e y),\qquad ue=\bar e u.
|
| 190 |
-
\end{equation}
|
| 191 |
-
There is no change to the last relation from contravariance. Indeed,
|
| 192 |
-
pulling back $ue=\bar e u$ gives $e^*u^*=u^*\bar e^*$; replacing $e$
|
| 193 |
-
by $\bar e$ gives $u^*e^*=\bar e^*u^*$. Likewise, if $J$ is the
|
| 194 |
-
homological polarization matrix, $U^{\mathsf t}J=JU$ implies
|
| 195 |
-
$UJ^{-1}=J^{-1}U^{\mathsf t}$, which is the self-adjointness of the
|
| 196 |
-
cohomological action $U^{\mathsf t}$ for the dual pairing. The
|
| 197 |
-
Rosati-conjugate adjoint identity for $E$ follows in the same way.
|
| 198 |
-
|
| 199 |
-
The pullback $U^{\mathsf t}$ of an individual endomorphism is
|
| 200 |
-
distinct from the contragredient group action $g\mapsto g^{-\mathsf t}$.
|
| 201 |
-
If a homological similitude $g$ has multiplier $c_V$ and satisfies
|
| 202 |
-
$\det_E(g)=c_V^s$, its dual action has multiplier $c_D=c_V^{-1}$
|
| 203 |
-
and satisfies $\det_E(g^{-\mathsf t})=c_D^s$.
|
| 204 |
-
Thus $G_D$ is the dual form of the homological group defined by this
|
| 205 |
-
determinant condition, with its cohomological multiplier.
|
| 206 |
-
|
| 207 |
-
\medskip\noindent
|
| 208 |
-
\emph{Reduction to the stable subobjects.}
|
| 209 |
-
First consider any $E,u$-stable candidate $L\subset D_K$, where
|
| 210 |
-
$K/\Kzero$ is finite. We show that the weak-admissibility inequalities
|
| 211 |
-
need only be tested on $E,u$-stable subobjects. This resembles the use of canonical
|
| 212 |
-
destabilizing objects in \cite[Section~2]{FontaineRapoport2005},
|
| 213 |
-
but we use total defect, not defect divided by dimension, and give
|
| 214 |
-
the required elementary argument.
|
| 215 |
-
For any isocrystal subobject $P\subset D$ over $\Kzero$, set
|
| 216 |
-
\[
|
| 217 |
-
f(P)=t_H(P)-t_N(P).
|
| 218 |
-
\]
|
| 219 |
-
These values form a finite set: the Hodge number is a bounded integer,
|
| 220 |
-
and the Newton number is determined by bounded integer multiplicities
|
| 221 |
-
among the finitely many slopes of $D$. Let $a$ be their maximum.
|
| 222 |
-
Newton numbers are additive in short exact sequences, while
|
| 223 |
-
\[
|
| 224 |
-
(P_K\cap L)+(Q_K\cap L)\subset (P+Q)_K\cap L.
|
| 225 |
-
\]
|
| 226 |
-
Consequently
|
| 227 |
-
\begin{equation}
|
| 228 |
-
\label{eq:filtration-supermodularity}
|
| 229 |
-
f(P)+f(Q)\leq f(P\cap Q)+f(P+Q).
|
| 230 |
-
\end{equation}
|
| 231 |
-
If $P$ and $Q$ both attain $a$, the right-hand terms are each at
|
| 232 |
-
most $a$, so both attain $a$. Thus maximizers are closed under
|
| 233 |
-
intersection and sum. Choose a maximizer $P_{\max}$ of largest
|
| 234 |
-
dimension. Adding any other maximizer to it shows that the other
|
| 235 |
-
one is contained in it. Hence $P_{\max}$ is the unique largest
|
| 236 |
-
maximizer.
|
| 237 |
-
|
| 238 |
-
The operators $u$ and $e\in E^\times$ are filtration-preserving
|
| 239 |
-
isocrystal automorphisms. They preserve $f$ and hence fix
|
| 240 |
-
$P_{\max}$, by its uniqueness. Thus $P_{\max}$ is $E,u$-stable.
|
| 241 |
-
Consequently, if $t_H(D')\leq t_N(D')$ for every $E,u$-stable
|
| 242 |
-
subobject $D'$, then $a=f(P_{\max})\leq0$. All the
|
| 243 |
-
weak-admissibility inequalities follow. We must therefore construct
|
| 244 |
-
an $E,u$-stable Lagrangian with these restricted inequalities and
|
| 245 |
-
$t_H(D)=t_N(D)$.
|
| 246 |
-
|
| 247 |
-
\medskip\noindent
|
| 248 |
-
\emph{Semisimplicity and symplectic blocks.}
|
| 249 |
-
The Rosati trace form
|
| 250 |
-
\[
|
| 251 |
-
\langle a,b\rangle=\Tr(ab^\dagger)
|
| 252 |
-
\quad\text{on }\End^0(A_0)\otimes_\Q\R
|
| 253 |
-
\]
|
| 254 |
-
is positive definite \cite[Theorem~17.3]{MilneAV}. Left multiplication
|
| 255 |
-
by $u$ is self-adjoint for this form, since trace cyclicity gives
|
| 256 |
-
\[
|
| 257 |
-
\langle ua,b\rangle=\Tr(uab^\dagger)
|
| 258 |
-
=\Tr(ab^\dagger u)=\langle a,ub\rangle.
|
| 259 |
-
\]
|
| 260 |
-
It is therefore diagonalizable. Its minimal polynomial equals the
|
| 261 |
-
minimal polynomial of $u$ in the endomorphism algebra, as is seen by
|
| 262 |
-
applying a polynomial in the multiplication operator to the identity.
|
| 263 |
-
Thus $u$, and hence $u^2$, acts semisimply on $D$. The relation in
|
| 264 |
-
\eqref{eq:filtration-adjoints} also shows that $u^2$ commutes with $E$.
|
| 265 |
-
|
| 266 |
-
Put
|
| 267 |
-
\[
|
| 268 |
-
B(x,y)=\beta(x,uy).
|
| 269 |
-
\]
|
| 270 |
-
This is a nondegenerate alternating pairing. Indeed, invertibility is
|
| 271 |
-
immediate, and
|
| 272 |
-
$B(y,x)=-\beta(ux,y)=-B(x,y)$. In addition,
|
| 273 |
-
\[
|
| 274 |
-
B(ex,y)=\beta(x,\bar euy)=\beta(x,uey)=B(x,ey),
|
| 275 |
-
\qquad B(u^2x,y)=B(x,u^2y).
|
| 276 |
-
\]
|
| 277 |
-
After a finite splitting extension $K_1/\Kzero$, write
|
| 278 |
-
\[
|
| 279 |
-
D_{K_1}=\bigoplus_{\tau,z}M_{\tau,z},
|
| 280 |
-
\qquad
|
| 281 |
-
M_{\tau,z}=\{x:ex=\tau(e)x\ (e\in E),\ u^2x=zx\}.
|
| 282 |
-
\]
|
| 283 |
-
We omit zero summands. The self-adjoint identities for $B$ show that
|
| 284 |
-
distinct summands are orthogonal. Its restriction to each summand is
|
| 285 |
-
therefore nondegenerate. Write $\dim M_{\tau,z}=2m_{\tau,z}$.
|
| 286 |
-
|
| 287 |
-
For $\bar\tau=\tau\circ\overline{(\cdot)}$, the operator $u$ maps
|
| 288 |
-
$M_{\tau,z}$ isomorphically to $M_{\bar\tau,z}$. On these spaces,
|
| 289 |
-
\begin{equation}
|
| 290 |
-
\label{eq:filtration-u-similitude}
|
| 291 |
-
B(ux,uy)=zB(x,y).
|
| 292 |
-
\end{equation}
|
| 293 |
-
Here $z\neq 0$, and $\tau\neq\bar\tau$. Choose a $B$-Lagrangian
|
| 294 |
-
$L_{\tau,z}$ in one member of each opposite pair, and prescribe
|
| 295 |
-
\begin{equation}
|
| 296 |
-
\label{eq:filtration-opposite-choice}
|
| 297 |
-
L_{\bar\tau,z}=uL_{\tau,z}.
|
| 298 |
-
\end{equation}
|
| 299 |
-
Equation~\eqref{eq:filtration-u-similitude} shows that the latter is
|
| 300 |
-
Lagrangian as well. Their direct sum $L$ is $E$-stable and $u$-stable;
|
| 301 |
-
on applying $u$ twice, one obtains $zL_{\tau,z}=L_{\tau,z}$. Since
|
| 302 |
-
\[
|
| 303 |
-
\beta(x,y)=B(x,u^{-1}y),
|
| 304 |
-
\]
|
| 305 |
-
$L$ is also $\beta$-Lagrangian. Its dimension at each $E$-embedding
|
| 306 |
-
is $s$. It remains to make the independent choices appropriately.
|
| 307 |
-
|
| 308 |
-
\medskip\noindent
|
| 309 |
-
\emph{The inherited Newton grading.}
|
| 310 |
-
Use the canonical slope decomposition
|
| 311 |
-
\[
|
| 312 |
-
D=\bigoplus_\lambda D_\lambda.
|
| 313 |
-
\]
|
| 314 |
-
The isocrystal category over $\overline{\F}_p$ is semisimple, and
|
| 315 |
-
this decomposition is functorial
|
| 316 |
-
\cite[\S3.2, Proposition~3.3]{ColmezFontaine2000}. The slopes of $D$
|
| 317 |
-
belong to $[0,1]$: its integral Dieudonn\'e operators \(F,V\)
|
| 318 |
-
satisfy \(FV=p\), so both the slopes of \(F\) and those of \(V\)
|
| 319 |
-
are nonnegative. All the endomorphisms above preserve every
|
| 320 |
-
$D_\lambda$, and the projectors onto the simultaneous eigenspaces
|
| 321 |
-
preserve its scalar extension. Thus each block has a grading
|
| 322 |
-
\[
|
| 323 |
-
M_{\tau,z}=\bigoplus_\lambda M_{\tau,z,\lambda},\qquad
|
| 324 |
-
M_{\tau,z,\lambda}=M_{\tau,z}\cap(D_\lambda)_{K_1}.
|
| 325 |
-
\]
|
| 326 |
-
We use this grading even if Frobenius permutes the labels $(\tau,z)$.
|
| 327 |
-
No extension of Frobenius to $K_1$, and no isocrystal structure on an
|
| 328 |
-
individual block, is required.
|
| 329 |
-
|
| 330 |
-
Before scalar extension, $B$ is a pairing of isocrystals into the
|
| 331 |
-
slope-$1$ line. Hence $B(D_\lambda,D_\mu)=0$ unless
|
| 332 |
-
$\lambda+\mu=1$. Nondegeneracy on an individual block $M$ then gives
|
| 333 |
-
perfect pairings between $M_\lambda$ and $M_{1-\lambda}$. In
|
| 334 |
-
particular, if $\dim M=2m$,
|
| 335 |
-
\begin{equation}
|
| 336 |
-
\label{eq:filtration-block-newton}
|
| 337 |
-
\sum_\lambda\lambda\dim M_\lambda=m.
|
| 338 |
-
\end{equation}
|
| 339 |
-
|
| 340 |
-
Let $D'\subset D$ be an isocrystal subobject over $\Kzero$ stable
|
| 341 |
-
under $E$ and $u$. Its intersections $M'=D'_{K_1}\cap M$ decompose
|
| 342 |
-
$D'_{K_1}$ and inherit the same slope grading. Put $a=\dim M'$.
|
| 343 |
-
The slope sum of the graded quotient $M/M'$ is at most $2m-a$,
|
| 344 |
-
because all its slopes belong to $[0,1]$. By
|
| 345 |
-
\eqref{eq:filtration-block-newton},
|
| 346 |
-
\begin{equation}
|
| 347 |
-
\label{eq:filtration-block-bound}
|
| 348 |
-
\sum_\lambda\lambda\dim M'_\lambda
|
| 349 |
-
\geq \max(0,a-m).
|
| 350 |
-
\end{equation}
|
| 351 |
-
The additional bound by zero follows from the nonnegative slopes.
|
| 352 |
-
The right side is also the smallest possible dimension of the
|
| 353 |
-
intersection of a Lagrangian in $M$ with $M'$.
|
| 354 |
-
Thus attaining this minimum in every block will give the
|
| 355 |
-
weak-admissibility inequalities for all the stable subobjects.
|
| 356 |
-
|
| 357 |
-
\medskip\noindent
|
| 358 |
-
\emph{Simultaneous choices and finite local field descent.}
|
| 359 |
-
We may arrange the splitting field and coordinates used above as
|
| 360 |
-
follows. Choose a finite field $k_0\subset\overline{\F}_p$ over
|
| 361 |
-
which $A_0$, its polarization, $u$, and a rational basis of $E$ are
|
| 362 |
-
defined. The underlying isocrystal and the indicated tensors then
|
| 363 |
-
descend to $\operatorname{Frac}W(k_0)$. Choose a finite local field
|
| 364 |
-
$H/\Q_p$ containing this field and splitting the actions of $E$ and
|
| 365 |
-
$u^2$. The eigenspaces and their symplectic bases can be constructed
|
| 366 |
-
over $H$ by linear algebra. We take $K_1=\Kzero H$. In particular,
|
| 367 |
-
the independent Lagrangian Grassmannians, fixed symplectic big cells
|
| 368 |
-
in them, and the maps induced by $u$ all have coordinates over $H$.
|
| 369 |
-
|
| 370 |
-
Take the product of these big cells, one for each independent choice
|
| 371 |
-
in \eqref{eq:filtration-opposite-choice}, and let $r$ be its number
|
| 372 |
-
of affine coordinates. For every $E,u$-stable isocrystal subobject
|
| 373 |
-
$D'$ over $\Kzero$ and each independent block $M$, the space
|
| 374 |
-
$M'=D'_{K_1}\cap M$ is defined over the \emph{fixed} field $K_1$.
|
| 375 |
-
Lemma~\ref{lem:lagrangian-intersection} supplies a nonzero polynomial
|
| 376 |
-
over $K_1$, of degree at most $m$, whose nonvanishing ensures
|
| 377 |
-
\begin{equation}
|
| 378 |
-
\label{eq:filtration-minimal-intersection}
|
| 379 |
-
\dim(L_{\tau,z}\cap M')=\max(0,\dim M'-m).
|
| 380 |
-
\end{equation}
|
| 381 |
-
We regard this as a polynomial on the whole product by ignoring the
|
| 382 |
-
other coordinates. A single bound $b=\max m_{\tau,z}$ works for all
|
| 383 |
-
these polynomials, independently of $D'$. On the opposite block,
|
| 384 |
-
the same intersection equality follows from $u$-stability of $D'$
|
| 385 |
-
and \eqref{eq:filtration-opposite-choice}.
|
| 386 |
-
|
| 387 |
-
Apply Lemma~\ref{lem:avoidance} to $K_1,r,b$. Its one point satisfies
|
| 388 |
-
\eqref{eq:filtration-minimal-intersection} for every one of the
|
| 389 |
-
subobjects just specified, simultaneously. This use of the lemma
|
| 390 |
-
does not assume that the collection of subobjects is countable or
|
| 391 |
-
that its members descend to $H$. Their definition over $K_1$ and
|
| 392 |
-
the uniform polynomial degree bound are the only requirements.
|
| 393 |
-
There are nonzero blocks with $m\geq1$, so $r,b\geq1$ as required.
|
| 394 |
-
|
| 395 |
-
Put $K=K_1(\theta)=\Kzero H(\theta)$. The resulting Lagrangian is
|
| 396 |
-
defined over $H(\theta)$ in the chosen coordinates, and $H(\theta)$
|
| 397 |
-
is finite over $\Q_p$. Extending the original isocrystal to the
|
| 398 |
-
maximal unramified subfield of $H(\theta)$ therefore gives finite
|
| 399 |
-
local field descent of the complete filtered data. In particular,
|
| 400 |
-
the construction has not obtained its generic point by introducing
|
| 401 |
-
transcendental parameters.
|
| 402 |
-
|
| 403 |
-
Summing \eqref{eq:filtration-minimal-intersection} and
|
| 404 |
-
\eqref{eq:filtration-block-bound} over all blocks gives
|
| 405 |
-
\begin{equation}
|
| 406 |
-
\label{eq:filtration-stable-test}
|
| 407 |
-
t_H(D')\leq t_N(D')
|
| 408 |
-
\quad\text{for every $E,u$-stable isocrystal subobject $D'\subset D$.}
|
| 409 |
-
\end{equation}
|
| 410 |
-
For $D$ itself, both numbers equal $\frac12\dim D$ by
|
| 411 |
-
\eqref{eq:filtration-block-newton}. The reduction to stable subobjects
|
| 412 |
-
proved at the start now gives all the weak-admissibility inequalities
|
| 413 |
-
for subobjects of $D$ over $\Kzero$. Each subobject over the smaller unramified
|
| 414 |
-
field of descent extends to one of these subobjects. Hence the
|
| 415 |
-
descended filtered isocrystal is weakly admissible as well.
|
| 416 |
-
|
| 417 |
-
\medskip\noindent
|
| 418 |
-
\emph{The geometric cocharacter orbit.}
|
| 419 |
-
Over $\Omega$, the polarization pairs $D_\tau$ only with
|
| 420 |
-
$D_{\bar\tau}$. A balanced $E$-stable Lagrangian is determined by an
|
| 421 |
-
$s$-dimensional subspace of $D_\tau$ for one member of each pair;
|
| 422 |
-
the subspace in the opposite member is its annihilator. The
|
| 423 |
-
subgroup of $G_D$ with multiplier $1$ contains the product of
|
| 424 |
-
$\SL(D_\tau)$ acting on opposite spaces by the inverse dual
|
| 425 |
-
representations. These special linear groups are transitive on
|
| 426 |
-
the $s$-dimensional subspaces. Thus all the indicated Lagrangians
|
| 427 |
-
form one $G_D(\Omega)$-orbit.
|
| 428 |
-
|
| 429 |
-
Finally choose an $E$-stable $\beta$-Lagrangian complement to one
|
| 430 |
-
such $L$. Such a complement is obtained separately on each pair
|
| 431 |
-
of opposite embedding spaces. Acting by $t$ on $L$ and by $1$
|
| 432 |
-
on the complement gives a cocharacter with multiplier $t$ and
|
| 433 |
-
$E$-determinant $t^s$ at each embedding. It lies in $G_D$ and has
|
| 434 |
-
the stated filtration. This proves the final assertions.
|
| 435 |
-
\end{proof}
|
| 436 |
-
|
| 437 |
-
\begin{corollary}
|
| 438 |
-
\label{cor:filtration-admissible}
|
| 439 |
-
The filtration of Theorem~\ref{thm:filtration}, with its finite local
|
| 440 |
-
field descent, is admissible: the descended filtered isocrystal is
|
| 441 |
-
the filtered crystalline module of a crystalline representation.
|
| 442 |
-
\end{corollary}
|
| 443 |
-
|
| 444 |
-
\begin{proof}
|
| 445 |
-
Apply the weakly-admissible-implies-admissible theorem of
|
| 446 |
-
Colmez--Fontaine with monodromy operator zero
|
| 447 |
-
\cite[Theorem~A]{ColmezFontaine2000}.
|
| 448 |
-
\end{proof}
|
| 449 |
-
|
| 450 |
-
\begin{corollary}[The divisor filtration condition]
|
| 451 |
-
\label{cor:filtration-divisor}
|
| 452 |
-
Let \(D,L\) be as in Theorem~\ref{thm:filtration}, and let \(\psi\)
|
| 453 |
-
and \(U\) denote the homological polarization and the homological
|
| 454 |
-
action of \(u\) on \(D_K^\vee\). The untwisted divisor form
|
| 455 |
-
\(\psi(\cdot,U\cdot)\) belongs to
|
| 456 |
-
\[
|
| 457 |
-
\Fil^1\bigl(\bigwedge^2D_K\bigr)=L\wedge D_K,
|
| 458 |
-
\]
|
| 459 |
-
and hence to filtration degree zero after its codimension-one Tate
|
| 460 |
-
twist. If a marked power is realized by an abelian lift, the
|
| 461 |
-
corresponding pulled-back divisor satisfies the filtration condition
|
| 462 |
-
for its symmetric homomorphism in Lemma~\ref{lem:lift-hom}.
|
| 463 |
-
\end{corollary}
|
| 464 |
-
|
| 465 |
-
\begin{proof}
|
| 466 |
-
Let \(H\subset D_K^\vee\) be the annihilator of \(L\). It is
|
| 467 |
-
Lagrangian for \(\psi\) and stable under \(U\): for \(a\in L\)
|
| 468 |
-
and \(h\in H\),
|
| 469 |
-
\[
|
| 470 |
-
a(Uh)=(u^*a)(h)=0.
|
| 471 |
-
\]
|
| 472 |
-
Therefore \(\psi(h,Uh')=0\) for \(h,h'\in H\). The divisor form
|
| 473 |
-
thus lies in
|
| 474 |
-
\[
|
| 475 |
-
\ker\bigl(\bigwedge^2D_K\longrightarrow\bigwedge^2H^\vee\bigr)
|
| 476 |
-
=L\wedge D_K.
|
| 477 |
-
\]
|
| 478 |
-
This proves the assertion on the fixed filtered vector space. After
|
| 479 |
-
realization of a marked power, pullback respects this filtration
|
| 480 |
-
condition, which is precisely the condition on the associated
|
| 481 |
-
symmetric homomorphism in Lemma~\ref{lem:lift-hom}.
|
| 482 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{An endomorphism-stable weakly admissible filtration}
|
| 2 |
+
\label{sec:filtration}
|
| 3 |
+
|
| 4 |
+
We construct a filtration on first crystalline cohomology that preserves an
|
| 5 |
+
additional divisor. The construction takes place entirely on the given
|
| 6 |
+
isocrystal. Its realization by an abelian lift will be a separate step.
|
| 7 |
+
Generic transversality is a basic ingredient of the admissible-filtration
|
| 8 |
+
existence theorems of Fontaine--Rapoport
|
| 9 |
+
\cite[Theorem~1 and Lemmas~1.1--1.2]{FontaineRapoport2005}.
|
| 10 |
+
We impose the additional endomorphism and polarization constraints
|
| 11 |
+
explicitly. The bounded-degree argument below chooses the required
|
| 12 |
+
coordinates over a finite algebraic extension, while testing every
|
| 13 |
+
subisocrystal over the fixed coefficient field.
|
| 14 |
+
|
| 15 |
+
Throughout this section, $\Kzero=\operatorname{Frac}W(\overline{\F}_p)$,
|
| 16 |
+
and valuations are normalized by $v(p)=1$. If $D$ is an isocrystal over
|
| 17 |
+
$\Kzero$ and $K/\Kzero$ is finite, a subspace $L\subset D_K$ defines the
|
| 18 |
+
one-step filtration
|
| 19 |
+
\[
|
| 20 |
+
\Fil^iD_K=
|
| 21 |
+
\begin{cases}
|
| 22 |
+
D_K,&i\leq 0,\\
|
| 23 |
+
L,&i=1,\\
|
| 24 |
+
0,&i\geq 2.
|
| 25 |
+
\end{cases}
|
| 26 |
+
\]
|
| 27 |
+
For an isocrystal subobject $P\subset D$, its Hodge number for this
|
| 28 |
+
filtration is $t_H(P)=\dim_K(P_K\cap L)$. Its Newton number $t_N(P)$ is
|
| 29 |
+
the sum of its slopes with multiplicities. Weak admissibility means that
|
| 30 |
+
$t_H(D)=t_N(D)$ and $t_H(P)\leq t_N(P)$ for every isocrystal subobject
|
| 31 |
+
$P$ over $\Kzero$.
|
| 32 |
+
|
| 33 |
+
Finite local-field descent is understood as in Section~\ref{sec:transport}:
|
| 34 |
+
the isocrystal and its indicated tensors descend to the maximal unramified
|
| 35 |
+
subfield of a finite extension of \(\Q_p\), and the filtration descends
|
| 36 |
+
to that finite extension.
|
| 37 |
+
|
| 38 |
+
\begin{theorem}[The filtration construction]
|
| 39 |
+
\label{thm:filtration}
|
| 40 |
+
Let $A_0/\overline{\F}_p$ be an abelian variety equipped with a rational
|
| 41 |
+
action of a CM field $E$ and a polarization whose Rosati involution
|
| 42 |
+
restricts to conjugation on $E$. Suppose that
|
| 43 |
+
\[
|
| 44 |
+
D=H^1_{\mathrm{cris}}(A_0/W(\overline{\F}_p))[1/p]
|
| 45 |
+
\]
|
| 46 |
+
has rank $2s$ over $E\otimes_\Q\Kzero$, where $s\geq 1$. Suppose also
|
| 47 |
+
that there is an invertible $u\in\End^0(A_0)$ such that
|
| 48 |
+
\[
|
| 49 |
+
u^\dagger=u,\qquad ue=\bar e u\quad(e\in E).
|
| 50 |
+
\]
|
| 51 |
+
Let $\beta$ be the dual polarization pairing on $D$, with values in
|
| 52 |
+
the isocrystal line of slope $1$.
|
| 53 |
+
|
| 54 |
+
Then there are a finite extension $K/\Kzero$ and a subspace $L\subset
|
| 55 |
+
D_K$ with the following properties:
|
| 56 |
+
\begin{enumerate}
|
| 57 |
+
\item The one-step filtration with $\Fil^1D_K=L$ is weakly admissible.
|
| 58 |
+
\item $L$ is stable under the cohomological actions of $E$ and $u$,
|
| 59 |
+
and is Lagrangian for $\beta$.
|
| 60 |
+
\item After extending to an algebraically closed field $\Omega/K$,
|
| 61 |
+
one has $\dim_\Omega L_\tau=s$ for every embedding
|
| 62 |
+
$\tau:E\hookrightarrow\Omega$.
|
| 63 |
+
\item The isocrystal, its indicated tensors, and this filtration have
|
| 64 |
+
finite local field descent.
|
| 65 |
+
\end{enumerate}
|
| 66 |
+
Moreover, geometrically $L$ belongs to the balanced polarized
|
| 67 |
+
cocharacter orbit. More explicitly, define
|
| 68 |
+
\[
|
| 69 |
+
G_D=\left\{g\in\GSp(D,\beta)\cap
|
| 70 |
+
\GL_{E\otimes_\Q\Kzero}(D):
|
| 71 |
+
\det_{E\otimes_\Q\Kzero}(g)=c(g)^s\right\},
|
| 72 |
+
\]
|
| 73 |
+
where the scalar on the right is viewed in
|
| 74 |
+
$(E\otimes_\Q\Kzero)^\times$. The balanced $E$-stable
|
| 75 |
+
$\beta$-Lagrangians form a single $G_D(\Omega)$-orbit. Each is the
|
| 76 |
+
weight-$1$ space of a cocharacter of $G_{D,\Omega}$ with weights $0,1$.
|
| 77 |
+
In particular $L$ belongs to the orbit of any original filtration of
|
| 78 |
+
this type under a tensor-preserving comparison.
|
| 79 |
+
\end{theorem}
|
| 80 |
+
|
| 81 |
+
The proof will construct \(L\) from Lagrangians in finitely many
|
| 82 |
+
symplectic spaces. The two lemmas below supply the required simultaneous
|
| 83 |
+
choice: minimum intersection with a subspace is ensured by a nonzero
|
| 84 |
+
minor of bounded degree, and all such minors over a fixed coefficient
|
| 85 |
+
field can be made nonzero over one finite extension.
|
| 86 |
+
|
| 87 |
+
\begin{lemma}[Bounded-degree avoidance over a finite extension]
|
| 88 |
+
\label{lem:avoidance}
|
| 89 |
+
Let $K_1/\Kzero$ be a finite extension, and let $r,b\geq 1$ be integers.
|
| 90 |
+
There exist an element $\theta$ algebraic over $\Q_p$ and a point
|
| 91 |
+
\[
|
| 92 |
+
(x_0,\ldots,x_{r-1})\in K_1(\theta)^r
|
| 93 |
+
\]
|
| 94 |
+
at which every nonzero polynomial in $K_1[X_0,\ldots,X_{r-1}]$ of total
|
| 95 |
+
degree at most $b$ is nonzero. The coordinates $x_i$ can all be chosen
|
| 96 |
+
in $\Q_p(\theta)$.
|
| 97 |
+
\end{lemma}
|
| 98 |
+
|
| 99 |
+
\begin{proof}
|
| 100 |
+
Choose an integer $N>b$ and put
|
| 101 |
+
\[
|
| 102 |
+
B=b\sum_{i=0}^{r-1}N^i.
|
| 103 |
+
\]
|
| 104 |
+
Let $e$ be the ramification index of $K_1/\Kzero$, so that
|
| 105 |
+
$v(K_1^\times)=\frac1e\Z$. Choose a prime $q>\max(B,e)$, and choose
|
| 106 |
+
$\theta$ with $\theta^q=p$ in an algebraic closure of $K_1$. The value
|
| 107 |
+
$v(\theta)=1/q$ has order $q$ modulo $\frac1e\Z$. Consequently the
|
| 108 |
+
ramification index, and hence the degree, of $K_1(\theta)/K_1$ is at
|
| 109 |
+
least $q$. The polynomial $X^q-p$ gives the reverse inequality, so
|
| 110 |
+
\[
|
| 111 |
+
[K_1(\theta):K_1]=q>B.
|
| 112 |
+
\]
|
| 113 |
+
|
| 114 |
+
Set $x_i=\theta^{N^i}$. Under the substitution $X_i=T^{N^i}$,
|
| 115 |
+
distinct monomials of total degree at most $b$ have distinct exponents:
|
| 116 |
+
each exponent of an individual variable is smaller than $N$, and
|
| 117 |
+
uniqueness follows from base-$N$ expansion. Thus a nonzero polynomial
|
| 118 |
+
of total degree at most $b$ becomes a nonzero polynomial in $T$ of
|
| 119 |
+
degree at most $B$. It cannot vanish at $\theta$, whose degree over
|
| 120 |
+
$K_1$ exceeds $B$.
|
| 121 |
+
\end{proof}
|
| 122 |
+
|
| 123 |
+
\begin{remark}
|
| 124 |
+
The coefficient field in Lemma~\ref{lem:avoidance} is the fixed field
|
| 125 |
+
$K_1$. The conclusion concerns all bounded-degree polynomials over that
|
| 126 |
+
field, with no restriction on their cardinality. It would be false with
|
| 127 |
+
$K_1(\theta)$ in place of $K_1$ as the coefficient field.
|
| 128 |
+
\end{remark}
|
| 129 |
+
|
| 130 |
+
\begin{lemma}[Intersections with Lagrangians]
|
| 131 |
+
\label{lem:lagrangian-intersection}
|
| 132 |
+
Let $M$ be a symplectic space of dimension $2m$ over a field $k$ of
|
| 133 |
+
characteristic zero, and let $W\subset M$ have dimension $a$. A nonempty
|
| 134 |
+
open subset of the Lagrangian Grassmannian consists of subspaces $L$
|
| 135 |
+
such that
|
| 136 |
+
\[
|
| 137 |
+
\dim(L\cap W)=\max(0,a-m).
|
| 138 |
+
\]
|
| 139 |
+
On any fixed symplectic affine big cell, at least one nonzero polynomial
|
| 140 |
+
of degree at most $m$ has nonvanishing locus contained in this open
|
| 141 |
+
subset. This degree bound is independent of $W$.
|
| 142 |
+
\end{lemma}
|
| 143 |
+
|
| 144 |
+
\begin{proof}
|
| 145 |
+
We first work over an algebraic closure. The Lagrangian Grassmannian
|
| 146 |
+
is geometrically integral of dimension $m(m+1)/2$; its affine big cells
|
| 147 |
+
are parametrized by symmetric $m\times m$ matrices. If $1\leq a\leq m$,
|
| 148 |
+
consider the projective incidence variety of pairs $(\ell,L)$ with
|
| 149 |
+
$\ell\subset W$ a line and $\ell\subset L$ a Lagrangian. The fiber over
|
| 150 |
+
$\ell$ is the Lagrangian Grassmannian of the symplectic space
|
| 151 |
+
$\ell^\perp/\ell$, and therefore the incidence variety has dimension
|
| 152 |
+
\[
|
| 153 |
+
a-1+\frac{m(m-1)}2<\frac{m(m+1)}2.
|
| 154 |
+
\]
|
| 155 |
+
Its image is a proper closed subset. Its complement consists precisely
|
| 156 |
+
of the Lagrangians missing $W$. The case $a=0$ is immediate. For
|
| 157 |
+
$a>m$, use
|
| 158 |
+
\[
|
| 159 |
+
\dim(L\cap W)=a-m+\dim(L\cap W^\perp)
|
| 160 |
+
\]
|
| 161 |
+
and apply the preceding argument to $W^\perp$.
|
| 162 |
+
|
| 163 |
+
For the assertion on equations, choose coordinates on the fixed big
|
| 164 |
+
cell in which $L$ is the column space of
|
| 165 |
+
\[
|
| 166 |
+
\begin{pmatrix}I_m\\ T\end{pmatrix},\qquad T=T^{\mathsf t}.
|
| 167 |
+
\]
|
| 168 |
+
The minimum-intersection condition says that the composite of this
|
| 169 |
+
matrix with the quotient map $M\longrightarrow M/W$ has rank
|
| 170 |
+
$\min(m,2m-a)$. Its entries are affine linear polynomials in the
|
| 171 |
+
independent entries of $T$. The nonempty open subset already proved
|
| 172 |
+
meets this big cell, so some minor of the required size is a nonzero
|
| 173 |
+
polynomial over $k$. Its degree is at most $m$, and its nonvanishing
|
| 174 |
+
implies the required rank. If the required rank is zero, use the
|
| 175 |
+
constant polynomial $1$.
|
| 176 |
+
\end{proof}
|
| 177 |
+
|
| 178 |
+
|
| 179 |
+
The two lemmas reduce simultaneous transversality to a uniform bound on
|
| 180 |
+
the degrees of the relevant minors. We now identify the symplectic
|
| 181 |
+
spaces on which to apply them and the inequalities they must enforce.
|
| 182 |
+
|
| 183 |
+
\begin{proof}[Proof of Theorem~\ref{thm:filtration}]
|
| 184 |
+
We write $e$ and $u$ also for their cohomological actions on $D$.
|
| 185 |
+
These actions commute with Frobenius and satisfy
|
| 186 |
+
\begin{equation}
|
| 187 |
+
\label{eq:filtration-adjoints}
|
| 188 |
+
\beta(ux,y)=\beta(x,uy),\qquad
|
| 189 |
+
\beta(ex,y)=\beta(x,\bar e y),\qquad ue=\bar e u.
|
| 190 |
+
\end{equation}
|
| 191 |
+
There is no change to the last relation from contravariance. Indeed,
|
| 192 |
+
pulling back $ue=\bar e u$ gives $e^*u^*=u^*\bar e^*$; replacing $e$
|
| 193 |
+
by $\bar e$ gives $u^*e^*=\bar e^*u^*$. Likewise, if $J$ is the
|
| 194 |
+
homological polarization matrix, $U^{\mathsf t}J=JU$ implies
|
| 195 |
+
$UJ^{-1}=J^{-1}U^{\mathsf t}$, which is the self-adjointness of the
|
| 196 |
+
cohomological action $U^{\mathsf t}$ for the dual pairing. The
|
| 197 |
+
Rosati-conjugate adjoint identity for $E$ follows in the same way.
|
| 198 |
+
|
| 199 |
+
The pullback $U^{\mathsf t}$ of an individual endomorphism is
|
| 200 |
+
distinct from the contragredient group action $g\mapsto g^{-\mathsf t}$.
|
| 201 |
+
If a homological similitude $g$ has multiplier $c_V$ and satisfies
|
| 202 |
+
$\det_E(g)=c_V^s$, its dual action has multiplier $c_D=c_V^{-1}$
|
| 203 |
+
and satisfies $\det_E(g^{-\mathsf t})=c_D^s$.
|
| 204 |
+
Thus $G_D$ is the dual form of the homological group defined by this
|
| 205 |
+
determinant condition, with its cohomological multiplier.
|
| 206 |
+
|
| 207 |
+
\medskip\noindent
|
| 208 |
+
\emph{Reduction to the stable subobjects.}
|
| 209 |
+
First consider any $E,u$-stable candidate $L\subset D_K$, where
|
| 210 |
+
$K/\Kzero$ is finite. We show that the weak-admissibility inequalities
|
| 211 |
+
need only be tested on $E,u$-stable subobjects. This resembles the use of canonical
|
| 212 |
+
destabilizing objects in \cite[Section~2]{FontaineRapoport2005},
|
| 213 |
+
but we use total defect, not defect divided by dimension, and give
|
| 214 |
+
the required elementary argument.
|
| 215 |
+
For any isocrystal subobject $P\subset D$ over $\Kzero$, set
|
| 216 |
+
\[
|
| 217 |
+
f(P)=t_H(P)-t_N(P).
|
| 218 |
+
\]
|
| 219 |
+
These values form a finite set: the Hodge number is a bounded integer,
|
| 220 |
+
and the Newton number is determined by bounded integer multiplicities
|
| 221 |
+
among the finitely many slopes of $D$. Let $a$ be their maximum.
|
| 222 |
+
Newton numbers are additive in short exact sequences, while
|
| 223 |
+
\[
|
| 224 |
+
(P_K\cap L)+(Q_K\cap L)\subset (P+Q)_K\cap L.
|
| 225 |
+
\]
|
| 226 |
+
Consequently
|
| 227 |
+
\begin{equation}
|
| 228 |
+
\label{eq:filtration-supermodularity}
|
| 229 |
+
f(P)+f(Q)\leq f(P\cap Q)+f(P+Q).
|
| 230 |
+
\end{equation}
|
| 231 |
+
If $P$ and $Q$ both attain $a$, the right-hand terms are each at
|
| 232 |
+
most $a$, so both attain $a$. Thus maximizers are closed under
|
| 233 |
+
intersection and sum. Choose a maximizer $P_{\max}$ of largest
|
| 234 |
+
dimension. Adding any other maximizer to it shows that the other
|
| 235 |
+
one is contained in it. Hence $P_{\max}$ is the unique largest
|
| 236 |
+
maximizer.
|
| 237 |
+
|
| 238 |
+
The operators $u$ and $e\in E^\times$ are filtration-preserving
|
| 239 |
+
isocrystal automorphisms. They preserve $f$ and hence fix
|
| 240 |
+
$P_{\max}$, by its uniqueness. Thus $P_{\max}$ is $E,u$-stable.
|
| 241 |
+
Consequently, if $t_H(D')\leq t_N(D')$ for every $E,u$-stable
|
| 242 |
+
subobject $D'$, then $a=f(P_{\max})\leq0$. All the
|
| 243 |
+
weak-admissibility inequalities follow. We must therefore construct
|
| 244 |
+
an $E,u$-stable Lagrangian with these restricted inequalities and
|
| 245 |
+
$t_H(D)=t_N(D)$.
|
| 246 |
+
|
| 247 |
+
\medskip\noindent
|
| 248 |
+
\emph{Semisimplicity and symplectic blocks.}
|
| 249 |
+
The Rosati trace form
|
| 250 |
+
\[
|
| 251 |
+
\langle a,b\rangle=\Tr(ab^\dagger)
|
| 252 |
+
\quad\text{on }\End^0(A_0)\otimes_\Q\R
|
| 253 |
+
\]
|
| 254 |
+
is positive definite \cite[Theorem~17.3]{MilneAV}. Left multiplication
|
| 255 |
+
by $u$ is self-adjoint for this form, since trace cyclicity gives
|
| 256 |
+
\[
|
| 257 |
+
\langle ua,b\rangle=\Tr(uab^\dagger)
|
| 258 |
+
=\Tr(ab^\dagger u)=\langle a,ub\rangle.
|
| 259 |
+
\]
|
| 260 |
+
It is therefore diagonalizable. Its minimal polynomial equals the
|
| 261 |
+
minimal polynomial of $u$ in the endomorphism algebra, as is seen by
|
| 262 |
+
applying a polynomial in the multiplication operator to the identity.
|
| 263 |
+
Thus $u$, and hence $u^2$, acts semisimply on $D$. The relation in
|
| 264 |
+
\eqref{eq:filtration-adjoints} also shows that $u^2$ commutes with $E$.
|
| 265 |
+
|
| 266 |
+
Put
|
| 267 |
+
\[
|
| 268 |
+
B(x,y)=\beta(x,uy).
|
| 269 |
+
\]
|
| 270 |
+
This is a nondegenerate alternating pairing. Indeed, invertibility is
|
| 271 |
+
immediate, and
|
| 272 |
+
$B(y,x)=-\beta(ux,y)=-B(x,y)$. In addition,
|
| 273 |
+
\[
|
| 274 |
+
B(ex,y)=\beta(x,\bar euy)=\beta(x,uey)=B(x,ey),
|
| 275 |
+
\qquad B(u^2x,y)=B(x,u^2y).
|
| 276 |
+
\]
|
| 277 |
+
After a finite splitting extension $K_1/\Kzero$, write
|
| 278 |
+
\[
|
| 279 |
+
D_{K_1}=\bigoplus_{\tau,z}M_{\tau,z},
|
| 280 |
+
\qquad
|
| 281 |
+
M_{\tau,z}=\{x:ex=\tau(e)x\ (e\in E),\ u^2x=zx\}.
|
| 282 |
+
\]
|
| 283 |
+
We omit zero summands. The self-adjoint identities for $B$ show that
|
| 284 |
+
distinct summands are orthogonal. Its restriction to each summand is
|
| 285 |
+
therefore nondegenerate. Write $\dim M_{\tau,z}=2m_{\tau,z}$.
|
| 286 |
+
|
| 287 |
+
For $\bar\tau=\tau\circ\overline{(\cdot)}$, the operator $u$ maps
|
| 288 |
+
$M_{\tau,z}$ isomorphically to $M_{\bar\tau,z}$. On these spaces,
|
| 289 |
+
\begin{equation}
|
| 290 |
+
\label{eq:filtration-u-similitude}
|
| 291 |
+
B(ux,uy)=zB(x,y).
|
| 292 |
+
\end{equation}
|
| 293 |
+
Here $z\neq 0$, and $\tau\neq\bar\tau$. Choose a $B$-Lagrangian
|
| 294 |
+
$L_{\tau,z}$ in one member of each opposite pair, and prescribe
|
| 295 |
+
\begin{equation}
|
| 296 |
+
\label{eq:filtration-opposite-choice}
|
| 297 |
+
L_{\bar\tau,z}=uL_{\tau,z}.
|
| 298 |
+
\end{equation}
|
| 299 |
+
Equation~\eqref{eq:filtration-u-similitude} shows that the latter is
|
| 300 |
+
Lagrangian as well. Their direct sum $L$ is $E$-stable and $u$-stable;
|
| 301 |
+
on applying $u$ twice, one obtains $zL_{\tau,z}=L_{\tau,z}$. Since
|
| 302 |
+
\[
|
| 303 |
+
\beta(x,y)=B(x,u^{-1}y),
|
| 304 |
+
\]
|
| 305 |
+
$L$ is also $\beta$-Lagrangian. Its dimension at each $E$-embedding
|
| 306 |
+
is $s$. It remains to make the independent choices appropriately.
|
| 307 |
+
|
| 308 |
+
\medskip\noindent
|
| 309 |
+
\emph{The inherited Newton grading.}
|
| 310 |
+
Use the canonical slope decomposition
|
| 311 |
+
\[
|
| 312 |
+
D=\bigoplus_\lambda D_\lambda.
|
| 313 |
+
\]
|
| 314 |
+
The isocrystal category over $\overline{\F}_p$ is semisimple, and
|
| 315 |
+
this decomposition is functorial
|
| 316 |
+
\cite[\S3.2, Proposition~3.3]{ColmezFontaine2000}. The slopes of $D$
|
| 317 |
+
belong to $[0,1]$: its integral Dieudonn\'e operators \(F,V\)
|
| 318 |
+
satisfy \(FV=p\), so both the slopes of \(F\) and those of \(V\)
|
| 319 |
+
are nonnegative. All the endomorphisms above preserve every
|
| 320 |
+
$D_\lambda$, and the projectors onto the simultaneous eigenspaces
|
| 321 |
+
preserve its scalar extension. Thus each block has a grading
|
| 322 |
+
\[
|
| 323 |
+
M_{\tau,z}=\bigoplus_\lambda M_{\tau,z,\lambda},\qquad
|
| 324 |
+
M_{\tau,z,\lambda}=M_{\tau,z}\cap(D_\lambda)_{K_1}.
|
| 325 |
+
\]
|
| 326 |
+
We use this grading even if Frobenius permutes the labels $(\tau,z)$.
|
| 327 |
+
No extension of Frobenius to $K_1$, and no isocrystal structure on an
|
| 328 |
+
individual block, is required.
|
| 329 |
+
|
| 330 |
+
Before scalar extension, $B$ is a pairing of isocrystals into the
|
| 331 |
+
slope-$1$ line. Hence $B(D_\lambda,D_\mu)=0$ unless
|
| 332 |
+
$\lambda+\mu=1$. Nondegeneracy on an individual block $M$ then gives
|
| 333 |
+
perfect pairings between $M_\lambda$ and $M_{1-\lambda}$. In
|
| 334 |
+
particular, if $\dim M=2m$,
|
| 335 |
+
\begin{equation}
|
| 336 |
+
\label{eq:filtration-block-newton}
|
| 337 |
+
\sum_\lambda\lambda\dim M_\lambda=m.
|
| 338 |
+
\end{equation}
|
| 339 |
+
|
| 340 |
+
Let $D'\subset D$ be an isocrystal subobject over $\Kzero$ stable
|
| 341 |
+
under $E$ and $u$. Its intersections $M'=D'_{K_1}\cap M$ decompose
|
| 342 |
+
$D'_{K_1}$ and inherit the same slope grading. Put $a=\dim M'$.
|
| 343 |
+
The slope sum of the graded quotient $M/M'$ is at most $2m-a$,
|
| 344 |
+
because all its slopes belong to $[0,1]$. By
|
| 345 |
+
\eqref{eq:filtration-block-newton},
|
| 346 |
+
\begin{equation}
|
| 347 |
+
\label{eq:filtration-block-bound}
|
| 348 |
+
\sum_\lambda\lambda\dim M'_\lambda
|
| 349 |
+
\geq \max(0,a-m).
|
| 350 |
+
\end{equation}
|
| 351 |
+
The additional bound by zero follows from the nonnegative slopes.
|
| 352 |
+
The right side is also the smallest possible dimension of the
|
| 353 |
+
intersection of a Lagrangian in $M$ with $M'$.
|
| 354 |
+
Thus attaining this minimum in every block will give the
|
| 355 |
+
weak-admissibility inequalities for all the stable subobjects.
|
| 356 |
+
|
| 357 |
+
\medskip\noindent
|
| 358 |
+
\emph{Simultaneous choices and finite local field descent.}
|
| 359 |
+
We may arrange the splitting field and coordinates used above as
|
| 360 |
+
follows. Choose a finite field $k_0\subset\overline{\F}_p$ over
|
| 361 |
+
which $A_0$, its polarization, $u$, and a rational basis of $E$ are
|
| 362 |
+
defined. The underlying isocrystal and the indicated tensors then
|
| 363 |
+
descend to $\operatorname{Frac}W(k_0)$. Choose a finite local field
|
| 364 |
+
$H/\Q_p$ containing this field and splitting the actions of $E$ and
|
| 365 |
+
$u^2$. The eigenspaces and their symplectic bases can be constructed
|
| 366 |
+
over $H$ by linear algebra. We take $K_1=\Kzero H$. In particular,
|
| 367 |
+
the independent Lagrangian Grassmannians, fixed symplectic big cells
|
| 368 |
+
in them, and the maps induced by $u$ all have coordinates over $H$.
|
| 369 |
+
|
| 370 |
+
Take the product of these big cells, one for each independent choice
|
| 371 |
+
in \eqref{eq:filtration-opposite-choice}, and let $r$ be its number
|
| 372 |
+
of affine coordinates. For every $E,u$-stable isocrystal subobject
|
| 373 |
+
$D'$ over $\Kzero$ and each independent block $M$, the space
|
| 374 |
+
$M'=D'_{K_1}\cap M$ is defined over the \emph{fixed} field $K_1$.
|
| 375 |
+
Lemma~\ref{lem:lagrangian-intersection} supplies a nonzero polynomial
|
| 376 |
+
over $K_1$, of degree at most $m$, whose nonvanishing ensures
|
| 377 |
+
\begin{equation}
|
| 378 |
+
\label{eq:filtration-minimal-intersection}
|
| 379 |
+
\dim(L_{\tau,z}\cap M')=\max(0,\dim M'-m).
|
| 380 |
+
\end{equation}
|
| 381 |
+
We regard this as a polynomial on the whole product by ignoring the
|
| 382 |
+
other coordinates. A single bound $b=\max m_{\tau,z}$ works for all
|
| 383 |
+
these polynomials, independently of $D'$. On the opposite block,
|
| 384 |
+
the same intersection equality follows from $u$-stability of $D'$
|
| 385 |
+
and \eqref{eq:filtration-opposite-choice}.
|
| 386 |
+
|
| 387 |
+
Apply Lemma~\ref{lem:avoidance} to $K_1,r,b$. Its one point satisfies
|
| 388 |
+
\eqref{eq:filtration-minimal-intersection} for every one of the
|
| 389 |
+
subobjects just specified, simultaneously. This use of the lemma
|
| 390 |
+
does not assume that the collection of subobjects is countable or
|
| 391 |
+
that its members descend to $H$. Their definition over $K_1$ and
|
| 392 |
+
the uniform polynomial degree bound are the only requirements.
|
| 393 |
+
There are nonzero blocks with $m\geq1$, so $r,b\geq1$ as required.
|
| 394 |
+
|
| 395 |
+
Put $K=K_1(\theta)=\Kzero H(\theta)$. The resulting Lagrangian is
|
| 396 |
+
defined over $H(\theta)$ in the chosen coordinates, and $H(\theta)$
|
| 397 |
+
is finite over $\Q_p$. Extending the original isocrystal to the
|
| 398 |
+
maximal unramified subfield of $H(\theta)$ therefore gives finite
|
| 399 |
+
local field descent of the complete filtered data. In particular,
|
| 400 |
+
the construction has not obtained its generic point by introducing
|
| 401 |
+
transcendental parameters.
|
| 402 |
+
|
| 403 |
+
Summing \eqref{eq:filtration-minimal-intersection} and
|
| 404 |
+
\eqref{eq:filtration-block-bound} over all blocks gives
|
| 405 |
+
\begin{equation}
|
| 406 |
+
\label{eq:filtration-stable-test}
|
| 407 |
+
t_H(D')\leq t_N(D')
|
| 408 |
+
\quad\text{for every $E,u$-stable isocrystal subobject $D'\subset D$.}
|
| 409 |
+
\end{equation}
|
| 410 |
+
For $D$ itself, both numbers equal $\frac12\dim D$ by
|
| 411 |
+
\eqref{eq:filtration-block-newton}. The reduction to stable subobjects
|
| 412 |
+
proved at the start now gives all the weak-admissibility inequalities
|
| 413 |
+
for subobjects of $D$ over $\Kzero$. Each subobject over the smaller unramified
|
| 414 |
+
field of descent extends to one of these subobjects. Hence the
|
| 415 |
+
descended filtered isocrystal is weakly admissible as well.
|
| 416 |
+
|
| 417 |
+
\medskip\noindent
|
| 418 |
+
\emph{The geometric cocharacter orbit.}
|
| 419 |
+
Over $\Omega$, the polarization pairs $D_\tau$ only with
|
| 420 |
+
$D_{\bar\tau}$. A balanced $E$-stable Lagrangian is determined by an
|
| 421 |
+
$s$-dimensional subspace of $D_\tau$ for one member of each pair;
|
| 422 |
+
the subspace in the opposite member is its annihilator. The
|
| 423 |
+
subgroup of $G_D$ with multiplier $1$ contains the product of
|
| 424 |
+
$\SL(D_\tau)$ acting on opposite spaces by the inverse dual
|
| 425 |
+
representations. These special linear groups are transitive on
|
| 426 |
+
the $s$-dimensional subspaces. Thus all the indicated Lagrangians
|
| 427 |
+
form one $G_D(\Omega)$-orbit.
|
| 428 |
+
|
| 429 |
+
Finally choose an $E$-stable $\beta$-Lagrangian complement to one
|
| 430 |
+
such $L$. Such a complement is obtained separately on each pair
|
| 431 |
+
of opposite embedding spaces. Acting by $t$ on $L$ and by $1$
|
| 432 |
+
on the complement gives a cocharacter with multiplier $t$ and
|
| 433 |
+
$E$-determinant $t^s$ at each embedding. It lies in $G_D$ and has
|
| 434 |
+
the stated filtration. This proves the final assertions.
|
| 435 |
+
\end{proof}
|
| 436 |
+
|
| 437 |
+
\begin{corollary}
|
| 438 |
+
\label{cor:filtration-admissible}
|
| 439 |
+
The filtration of Theorem~\ref{thm:filtration}, with its finite local
|
| 440 |
+
field descent, is admissible: the descended filtered isocrystal is
|
| 441 |
+
the filtered crystalline module of a crystalline representation.
|
| 442 |
+
\end{corollary}
|
| 443 |
+
|
| 444 |
+
\begin{proof}
|
| 445 |
+
Apply the weakly-admissible-implies-admissible theorem of
|
| 446 |
+
Colmez--Fontaine with monodromy operator zero
|
| 447 |
+
\cite[Theorem~A]{ColmezFontaine2000}.
|
| 448 |
+
\end{proof}
|
| 449 |
+
|
| 450 |
+
\begin{corollary}[The divisor filtration condition]
|
| 451 |
+
\label{cor:filtration-divisor}
|
| 452 |
+
Let \(D,L\) be as in Theorem~\ref{thm:filtration}, and let \(\psi\)
|
| 453 |
+
and \(U\) denote the homological polarization and the homological
|
| 454 |
+
action of \(u\) on \(D_K^\vee\). The untwisted divisor form
|
| 455 |
+
\(\psi(\cdot,U\cdot)\) belongs to
|
| 456 |
+
\[
|
| 457 |
+
\Fil^1\bigl(\bigwedge^2D_K\bigr)=L\wedge D_K,
|
| 458 |
+
\]
|
| 459 |
+
and hence to filtration degree zero after its codimension-one Tate
|
| 460 |
+
twist. If a marked power is realized by an abelian lift, the
|
| 461 |
+
corresponding pulled-back divisor satisfies the filtration condition
|
| 462 |
+
for its symmetric homomorphism in Lemma~\ref{lem:lift-hom}.
|
| 463 |
+
\end{corollary}
|
| 464 |
+
|
| 465 |
+
\begin{proof}
|
| 466 |
+
Let \(H\subset D_K^\vee\) be the annihilator of \(L\). It is
|
| 467 |
+
Lagrangian for \(\psi\) and stable under \(U\): for \(a\in L\)
|
| 468 |
+
and \(h\in H\),
|
| 469 |
+
\[
|
| 470 |
+
a(Uh)=(u^*a)(h)=0.
|
| 471 |
+
\]
|
| 472 |
+
Therefore \(\psi(h,Uh')=0\) for \(h,h'\in H\). The divisor form
|
| 473 |
+
thus lies in
|
| 474 |
+
\[
|
| 475 |
+
\ker\bigl(\bigwedge^2D_K\longrightarrow\bigwedge^2H^\vee\bigr)
|
| 476 |
+
=L\wedge D_K.
|
| 477 |
+
\]
|
| 478 |
+
This proves the assertion on the fixed filtered vector space. After
|
| 479 |
+
realization of a marked power, pullback respects this filtration
|
| 480 |
+
condition, which is precisely the condition on the associated
|
| 481 |
+
symmetric homomorphism in Lemma~\ref{lem:lift-hom}.
|
| 482 |
+
\end{proof}
|
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/04_weil.tex
CHANGED
|
@@ -1,439 +1,439 @@
|
|
| 1 |
-
\section{Balanced Weil classes}\label{sec:weil}
|
| 2 |
-
|
| 3 |
-
Let $A/\Qbar$ have good reduction at the fixed place $w$, and let a CM
|
| 4 |
-
field $E$ act on $A$ up to isogeny. We write $e\mapsto\bar e$ for its
|
| 5 |
-
complex conjugation. Suppose that a polarization $\lambda$ induces this
|
| 6 |
-
involution on $E$. Put
|
| 7 |
-
\[
|
| 8 |
-
V=H_1(A(\C),\Q),\qquad \dim_E V=2s,\qquad
|
| 9 |
-
g=\dim A=s[E:\Q],
|
| 10 |
-
\]
|
| 11 |
-
where $s\geq 1$. We assume that the Hodge multiplicities at every
|
| 12 |
-
embedding of $E$ are $(s,s)$. The polarization is an alternating form
|
| 13 |
-
$\psi:V\times V\longrightarrow\Q(1)$ satisfying
|
| 14 |
-
\[
|
| 15 |
-
\psi(ex,y)=\psi(x,\bar e y).
|
| 16 |
-
\]
|
| 17 |
-
|
| 18 |
-
\begin{definition}\label{def:weil-space}
|
| 19 |
-
The rational space of \emph{Weil classes} associated with $E$ is the
|
| 20 |
-
subspace
|
| 21 |
-
\[
|
| 22 |
-
W_E^s(A)\subset
|
| 23 |
-
\bigwedge\nolimits_{\Q}^{2s} V^\vee\otimes\Q(s)
|
| 24 |
-
=H^{2s}(A(\C),\Q(s))
|
| 25 |
-
\]
|
| 26 |
-
whose scalar extension to a splitting field $\Omega$ of $E$ is
|
| 27 |
-
\begin{equation}\label{eq:weil-pure-space}
|
| 28 |
-
W_E^s(A)\otimes_\Q\Omega
|
| 29 |
-
=\bigoplus_{\tau:E\hookrightarrow\Omega}
|
| 30 |
-
\bigwedge\nolimits_\Omega^{2s}V_\tau^\vee
|
| 31 |
-
\otimes\Q(s)_\Omega.
|
| 32 |
-
\end{equation}
|
| 33 |
-
Here each summand is extended by zero on the other eigenspaces. The
|
| 34 |
-
right side is Galois stable, so it defines the indicated rational
|
| 35 |
-
subspace.
|
| 36 |
-
\end{definition}
|
| 37 |
-
|
| 38 |
-
The balanced multiplicities imply that every element of $W_E^s(A)$ is
|
| 39 |
-
a Hodge class: each determinant in \eqref{eq:weil-pure-space} has
|
| 40 |
-
untwisted type $(s,s)$. We use its compatible realizations as an
|
| 41 |
-
absolute Hodge class; see \cite{Deligne1982}. The same eigenspace
|
| 42 |
-
description of its support holds after specialization, since the
|
| 43 |
-
$E$-action specializes compatibly.
|
| 44 |
-
|
| 45 |
-
Our goal is the Lefschetz pairing property for these specialized
|
| 46 |
-
classes. In fact, the reduction satisfies a dichotomy determined by
|
| 47 |
-
its rational endomorphisms. Let $\dagger$ be Rosati for the reduced
|
| 48 |
-
polarization and put
|
| 49 |
-
\begin{equation}\label{eq:weil-U}
|
| 50 |
-
\mathcal U=
|
| 51 |
-
\{u\in\End^0(A_0):u^\dagger=u,\quad
|
| 52 |
-
ue=\bar e u\ \text{for every }e\in E\}.
|
| 53 |
-
\end{equation}
|
| 54 |
-
|
| 55 |
-
\begin{proposition}\label{prop:weil}
|
| 56 |
-
Every $\gamma\in W_E^s(A)$ satisfies the Lefschetz pairing property
|
| 57 |
-
at $w$. More precisely, if $\mathcal U$ in \eqref{eq:weil-U} has no
|
| 58 |
-
invertible element, all complementary pairings are zero. If it has
|
| 59 |
-
an invertible element, $\gamma_0$ is a simultaneous rational
|
| 60 |
-
Lefschetz class.
|
| 61 |
-
\end{proposition}
|
| 62 |
-
|
| 63 |
-
We first prove the vanishing alternative. For the other alternative,
|
| 64 |
-
an invertible $u$ supplies a divisor whose form is nondegenerate on
|
| 65 |
-
each $E$-eigenspace separately. We will lift this divisor and use it
|
| 66 |
-
to obtain a rational identity for the determinant classes.
|
| 67 |
-
|
| 68 |
-
\subsection{The orthogonality alternative}
|
| 69 |
-
|
| 70 |
-
\begin{lemma}\label{lem:weil-orthogonality}
|
| 71 |
-
If $\mathcal U$ contains no invertible element, every specialization of
|
| 72 |
-
a class in $W_E^s(A)$ is orthogonal to all complementary Lefschetz
|
| 73 |
-
classes, in each cohomological realization.
|
| 74 |
-
\end{lemma}
|
| 75 |
-
|
| 76 |
-
\begin{proof}
|
| 77 |
-
We prove the contrapositive. A nonzero pairing will produce a divisor
|
| 78 |
-
form nondegenerate on one $E$-eigenspace. We will then show that a
|
| 79 |
-
rational endomorphism in $\mathcal U$ with this property is invertible.
|
| 80 |
-
|
| 81 |
-
Fix one realization and extend its coefficient field to an
|
| 82 |
-
algebraically closed field $\Omega$. At the crystalline component we
|
| 83 |
-
also include the coefficient extension used for the specialized
|
| 84 |
-
class. In this proof, $V_\tau$ also denotes the corresponding
|
| 85 |
-
eigenspace in the dual of first cohomology of $A_0$, identified by
|
| 86 |
-
specialization and comparison. Write $L^j_\Omega(A_0)$ for the $\Omega$-span of products of
|
| 87 |
-
$j$ divisor classes. Since $[E:\Q]\geq2$, we have $g-2s\geq0$.
|
| 88 |
-
Hard Lefschetz on the Lefschetz algebra gives
|
| 89 |
-
\begin{equation}\label{eq:weil-hard-lefschetz}
|
| 90 |
-
L^{g-s}_\Omega(A_0)
|
| 91 |
-
=\psi_0^{g-2s}L^s_\Omega(A_0).
|
| 92 |
-
\end{equation}
|
| 93 |
-
The restriction of hard Lefschetz to this algebra, including for
|
| 94 |
-
crystalline cohomology, follows from the Lefschetz correspondences
|
| 95 |
-
of \cite[Theorem~5.9]{Milne1999}.
|
| 96 |
-
|
| 97 |
-
Suppose a Weil class pairs nontrivially with
|
| 98 |
-
$D_1\cdots D_s\psi_0^{g-2s}$, and choose a pure term, supported on
|
| 99 |
-
$V_\tau$, whose contribution is nonzero. This term already has
|
| 100 |
-
degree $2s$ on $V_\tau$, so no further factor in a nonzero top-degree
|
| 101 |
-
product can use that space. A factor from $\psi_0$ which uses
|
| 102 |
-
$V_{\bar\tau}$ also uses $V_\tau$; hence the polarization factors
|
| 103 |
-
contribute to neither space in this pair. All $2s$ degrees on
|
| 104 |
-
$V_{\bar\tau}$ must therefore come from the $s$ divisor factors.
|
| 105 |
-
Each has degree two, so each must contribute its restriction to
|
| 106 |
-
$V_{\bar\tau}$, and those restrictions have nonzero product.
|
| 107 |
-
The coefficient of $t_1\cdots t_s$ in
|
| 108 |
-
\[
|
| 109 |
-
(t_1D_1+\cdots+t_sD_s)^s\big|_{V_{\bar\tau}}
|
| 110 |
-
\]
|
| 111 |
-
is $s!$ times that product. Some $\Omega$-linear combination of the
|
| 112 |
-
divisors therefore restricts to a nondegenerate alternating form on
|
| 113 |
-
$V_{\bar\tau}$.
|
| 114 |
-
|
| 115 |
-
We identify which endomorphisms can give these restrictions. Let
|
| 116 |
-
$p_\xi\in E\otimes_\Q\Omega$ be the eigenspace projectors. Rosati
|
| 117 |
-
satisfies $p_\xi^\dagger=p_{\bar\xi}$. A divisor corresponds under
|
| 118 |
-
$\psi_0$ to a Rosati-symmetric endomorphism $t$. Define
|
| 119 |
-
\begin{equation}\label{eq:weil-block-projection}
|
| 120 |
-
\Pi(t)=\sum_\xi p_{\bar\xi}t p_\xi.
|
| 121 |
-
\end{equation}
|
| 122 |
-
This operation takes place inside
|
| 123 |
-
$\End^0(A_0)\otimes_\Q\Omega$. Moreover,
|
| 124 |
-
\[
|
| 125 |
-
(p_{\bar\xi}t p_\xi)^\dagger
|
| 126 |
-
=p_{\bar\xi}t^\dagger p_\xi,
|
| 127 |
-
\qquad
|
| 128 |
-
\Pi(t)e=\bar e\Pi(t).
|
| 129 |
-
\]
|
| 130 |
-
Thus $\Pi(t)\in\mathcal U\otimes_\Q\Omega$. Conversely, these are
|
| 131 |
-
exactly the blocks allowed by the second equation in
|
| 132 |
-
\eqref{eq:weil-U}. For $x,y\in V_\xi$, the form
|
| 133 |
-
$\psi_0(x,ty)$ depends only on $p_{\bar\xi}t p_\xi$.
|
| 134 |
-
It follows that projecting by \eqref{eq:weil-block-projection}
|
| 135 |
-
preserves all the same-embedding restrictions in question.
|
| 136 |
-
|
| 137 |
-
Nondegeneracy on $V_{\bar\tau}$ is a polynomial open condition on
|
| 138 |
-
$\mathcal U\otimes_\Q\Omega$, and we have shown this open is
|
| 139 |
-
nonempty. The rational points of the rational vector space
|
| 140 |
-
$\mathcal U$ are Zariski dense after extension to $\Omega$. Hence
|
| 141 |
-
there is a rational $u\in\mathcal U$ for which
|
| 142 |
-
$\psi_0(\cdot,u\cdot)$ is nondegenerate on $V_{\bar\tau}$.
|
| 143 |
-
|
| 144 |
-
To prove invertibility, we use the fact that a nonzero $E$-stable
|
| 145 |
-
abelian subvariety has a nonzero homology space at every embedding
|
| 146 |
-
of $E$. Suppose that $u$ is not invertible, and choose an integer
|
| 147 |
-
$N>0$ such that $Nu$ is an endomorphism. The reduced identity
|
| 148 |
-
component $C=((\ker(Nu))^0)_{\mathrm{red}}$ is a
|
| 149 |
-
positive-dimensional abelian subvariety. The relation $ue=\bar e u$ makes $C$ stable under
|
| 150 |
-
the rational action of $E$. This action is unital and therefore
|
| 151 |
-
faithful. Choose a primitive element $e$ of $E$ and an integer
|
| 152 |
-
$M>0$ such that $Me$ acts by an integral endomorphism of $C$.
|
| 153 |
-
The exterior algebra description of cohomology and normalized
|
| 154 |
-
top-degree pullback give, in every realization
|
| 155 |
-
\cite[Appendix, Proposition~(A.2)(a),(b)]{Milne1999},
|
| 156 |
-
\[
|
| 157 |
-
\det\bigl(n-e\mid H^1(C)\bigr)
|
| 158 |
-
=M^{-2\dim C}\deg\bigl([Mn]-Me\bigr)
|
| 159 |
-
\]
|
| 160 |
-
for every integer $n$ for which the map on the right is an
|
| 161 |
-
isogeny. All but finitely many integers have this property.
|
| 162 |
-
The right side is rational and independent of the realization.
|
| 163 |
-
Polynomial interpolation therefore gives one characteristic
|
| 164 |
-
polynomial in $\Q[T]$, identical also in crystalline cohomology.
|
| 165 |
-
Its roots lie among
|
| 166 |
-
the conjugates of $e$, and rationality forces their multiplicities to
|
| 167 |
-
be equal. Since $C\ne0$, every embedding of $E$ occurs with positive
|
| 168 |
-
multiplicity. The same statement holds on first homology, in the
|
| 169 |
-
chosen realization. Rational Poincar\'e reducibility
|
| 170 |
-
\cite[Proposition~12.1]{MilneAV} makes the inclusion
|
| 171 |
-
\(C\hookrightarrow A_0\) injective on first homology in every
|
| 172 |
-
realization. This inclusion is \(E\)-equivariant, and its
|
| 173 |
-
image is killed by \(u\). Thus the nonzero \(\bar\tau\)-eigenspace
|
| 174 |
-
of \(H_1(C)\) shows that the kernel of \(u\) meets
|
| 175 |
-
\(V_{\bar\tau}\) nontrivially. Such a vector lies in the radical of
|
| 176 |
-
$\psi_0(\cdot,u\cdot)|_{V_{\bar\tau}}$, a contradiction.
|
| 177 |
-
|
| 178 |
-
A nonzero pairing would therefore give an invertible element of
|
| 179 |
-
$\mathcal U$. Taking the contrapositive proves the lemma. The
|
| 180 |
-
argument applies separately to every realization, so all the
|
| 181 |
-
pairings in this case have the common rational value zero.
|
| 182 |
-
\end{proof}
|
| 183 |
-
|
| 184 |
-
\subsection{A divisor identity on a rational summand}
|
| 185 |
-
|
| 186 |
-
For the rest of the section, suppose that $u\in\mathcal U$ is
|
| 187 |
-
invertible. It gives a rational divisor $D^u$ on $A_0$ with
|
| 188 |
-
alternating form
|
| 189 |
-
\begin{equation}\label{eq:weil-extra-divisor}
|
| 190 |
-
D^u(x,y)=\psi_0(x,uy).
|
| 191 |
-
\end{equation}
|
| 192 |
-
This form is nondegenerate and pairs each embedding of $E$ only with
|
| 193 |
-
itself: $u$ exchanges opposite eigenspaces, whereas $\psi_0$ pairs
|
| 194 |
-
opposite eigenspaces.
|
| 195 |
-
|
| 196 |
-
Prescribed-filtration transport will replace $A_0$ by a power and
|
| 197 |
-
then by an isogenous special fiber $B_0$. We will retain the first
|
| 198 |
-
factor through a rational projector on $B_0$, and lift that projector,
|
| 199 |
-
the $E$-action on its image, and the transported divisor to $B$.
|
| 200 |
-
The next lemma explains the resulting divisor identity: a divisor
|
| 201 |
-
nondegenerate separately on those eigenspaces generates their
|
| 202 |
-
determinant classes. A rational projector here means an idempotent
|
| 203 |
-
in the rational endomorphism algebra.
|
| 204 |
-
|
| 205 |
-
\begin{lemma}\label{lem:weil-divisor-span}
|
| 206 |
-
Let $B$ be a complex abelian variety, let $R\in\End^0(B)$ be a
|
| 207 |
-
rational projector, and suppose that there is an algebra action
|
| 208 |
-
$E\longrightarrow R\End^0(B)R$ whose unit maps to $R$.
|
| 209 |
-
Let $T=\operatorname{im}(R)$ in rational first homology, with
|
| 210 |
-
$\dim_E T=2s$; the indicated endomorphisms act by zero on
|
| 211 |
-
$\ker(R)$. Suppose there is a rational divisor class $D$ on
|
| 212 |
-
$B$ such that $R^*D=D$ and, after splitting $E$, its alternating form
|
| 213 |
-
is
|
| 214 |
-
\[
|
| 215 |
-
D=\sum_\tau D_\tau,
|
| 216 |
-
\qquad D_\tau\in\bigwedge\nolimits^2 T_\tau^\vee\otimes\Q(1),
|
| 217 |
-
\]
|
| 218 |
-
with each $D_\tau$ nondegenerate. Then the rational subspace whose
|
| 219 |
-
scalar extension is
|
| 220 |
-
\[
|
| 221 |
-
\bigoplus_\tau\bigwedge\nolimits^{2s}T_\tau^\vee\otimes\Q(s),
|
| 222 |
-
\]
|
| 223 |
-
extended by zero on the complementary summand, consists of rational
|
| 224 |
-
Lefschetz classes on $B$.
|
| 225 |
-
\end{lemma}
|
| 226 |
-
|
| 227 |
-
\begin{proof}
|
| 228 |
-
For $b\in E$, let $\widetilde b\in\End^0(B)$ act by $b$ on $T$ and
|
| 229 |
-
by zero on the complement. Its pullback of a rational divisor is a
|
| 230 |
-
rational divisor: clear a denominator in $\widetilde b$, and use
|
| 231 |
-
that multiplication by $N$ acts as $N^2$ on $H^2$. Over a splitting
|
| 232 |
-
field $\Omega$, choosing Tate-line bases, we have
|
| 233 |
-
\[
|
| 234 |
-
(\widetilde b^*D)^s
|
| 235 |
-
=\left(\sum_\tau\tau(b)^2D_\tau\right)^s.
|
| 236 |
-
\]
|
| 237 |
-
The coordinates $x_\tau=\tau(b)$ are independent coordinates on the
|
| 238 |
-
scalar extension of the rational vector group underlying $E$.
|
| 239 |
-
In the corresponding vector-valued polynomial
|
| 240 |
-
\begin{equation}\label{eq:weil-coefficient-polynomial}
|
| 241 |
-
P((x_\tau)_\tau)=\left(\sum_\tau x_\tau^2D_\tau\right)^s,
|
| 242 |
-
\end{equation}
|
| 243 |
-
the coefficient of $x_\tau^{2s}$ is $D_\tau^s$. Nondegeneracy makes
|
| 244 |
-
this coefficient nonzero, so it spans
|
| 245 |
-
$\bigwedge^{2s}T_\tau^\vee\otimes\Q(s)_\Omega$.
|
| 246 |
-
|
| 247 |
-
Let $M$ be the rational span of the Lefschetz classes
|
| 248 |
-
$(\widetilde b^*D)^s$ for $b\in E$. The set $E$ of rational points
|
| 249 |
-
is Zariski dense in its vector group, also after extension to
|
| 250 |
-
$\Omega$. Any linear functional annihilating $M\otimes_\Q\Omega$
|
| 251 |
-
annihilates all evaluations of \eqref{eq:weil-coefficient-polynomial}
|
| 252 |
-
on those points. It therefore annihilates the polynomial, and hence
|
| 253 |
-
each coefficient. Every $D_\tau^s$ belongs to
|
| 254 |
-
$M\otimes_\Q\Omega$.
|
| 255 |
-
|
| 256 |
-
This proves the required inclusion after scalar extension. Both
|
| 257 |
-
subspaces are rational; applying faithful scalar extension to their
|
| 258 |
-
quotient proves the inclusion over $\Q$. In particular it gives
|
| 259 |
-
rational coefficients for every rational class in the asserted
|
| 260 |
-
subspace, without requiring an individual embedding line to be
|
| 261 |
-
defined over $\Q$.
|
| 262 |
-
\end{proof}
|
| 263 |
-
|
| 264 |
-
\subsection{A lift preserving the divisor}
|
| 265 |
-
|
| 266 |
-
We now construct the auxiliary variety to which
|
| 267 |
-
Lemma~\ref{lem:weil-divisor-span} applies. To transport the Weil class,
|
| 268 |
-
we use the $E$-linear polarization similitudes whose determinant has
|
| 269 |
-
the same transformation law as a codimension-$s$ Tate twist.
|
| 270 |
-
Choose a rational basis
|
| 271 |
-
for the Betti Tate line, let $c$ be the multiplier of
|
| 272 |
-
$\GSp(V,\psi)$, and set
|
| 273 |
-
\begin{equation}\label{eq:weil-group}
|
| 274 |
-
G=\{a\in\GSp(V,\psi)\cap\GL_E(V):
|
| 275 |
-
\det_E(a)=c(a)^s\}.
|
| 276 |
-
\end{equation}
|
| 277 |
-
On points over a $\Q$-algebra $R$, the determinant equality is in
|
| 278 |
-
$(E\otimes_\Q R)^\times$, with the right side embedded diagonally.
|
| 279 |
-
|
| 280 |
-
\begin{lemma}\label{lem:weil-group}
|
| 281 |
-
The Hodge homomorphism of $A$ factors through $G$, and its conjugacy
|
| 282 |
-
class defines a Shimura datum of Hodge type through the displayed
|
| 283 |
-
embedding. Over an algebraically closed coefficient field, the orbit
|
| 284 |
-
of the corresponding filtration on $H^1$ consists exactly of the
|
| 285 |
-
$E$-stable Lagrangians for the dual polarization pairing whose
|
| 286 |
-
dimension at each embedding of $E$ is $s$. Using a basis of its Tate
|
| 287 |
-
line, every alternating form in \eqref{eq:weil-pure-space} transforms
|
| 288 |
-
by $c^s$.
|
| 289 |
-
\end{lemma}
|
| 290 |
-
|
| 291 |
-
\begin{proof}
|
| 292 |
-
The polarization pairs $V_\tau$ with $V_{\bar\tau}$, and no other pair
|
| 293 |
-
of eigenspaces. Over an algebraically closed field, choose one
|
| 294 |
-
embedding in each conjugate pair. An element of $G$ is specified by
|
| 295 |
-
$c$ and matrices $a_\tau\in\GL_{2s}$ with
|
| 296 |
-
$\det(a_\tau)=c^s$; the matrices on the opposite spaces are then
|
| 297 |
-
determined by the polarization. In particular,
|
| 298 |
-
\[
|
| 299 |
-
\ker(c:G\longrightarrow\mathbb G_m)
|
| 300 |
-
\simeq\prod_{\{\tau,\bar\tau\}}\SL_{2s}.
|
| 301 |
-
\]
|
| 302 |
-
The multiplier is surjective geometrically. Thus $G$ is connected
|
| 303 |
-
reductive, with the same adjoint group as the group of $E$-linear
|
| 304 |
-
polarization similitudes.
|
| 305 |
-
|
| 306 |
-
The two Hodge characters occur $s$ times at every embedding. Their
|
| 307 |
-
product is the polarization multiplier, so the Hodge homomorphism
|
| 308 |
-
satisfies the determinant condition in \eqref{eq:weil-group}. Its
|
| 309 |
-
weight is rational and central. On the adjoint Lie algebra the Hodge
|
| 310 |
-
types are among $(-1,1),(0,0),(1,-1)$, as follows from the weight-one
|
| 311 |
-
representation. Conjugation by the image of $i$ is a Cartan
|
| 312 |
-
involution, by the polarization. At every real embedding of the
|
| 313 |
-
maximal totally real subfield of $E$, the adjoint group has unitary
|
| 314 |
-
signature $(s,s)$. Its Hodge homomorphism is nontrivial there, so no
|
| 315 |
-
rational simple adjoint factor has trivial Hodge homomorphism.
|
| 316 |
-
These are the Shimura-datum conditions for the given Hodge embedding.
|
| 317 |
-
|
| 318 |
-
On $H^1$ the polarization still pairs opposite eigenspaces. An
|
| 319 |
-
$E$-stable Lagrangian is specified by an $s$-dimensional subspace at
|
| 320 |
-
one embedding of each pair; the subspace at the opposite embedding
|
| 321 |
-
is its annihilator. The factor $\SL_{2s}$ acts transitively on these
|
| 322 |
-
subspaces, as in the cohomological orbit calculation of
|
| 323 |
-
Theorem~\ref{thm:filtration}. Finally, an alternating determinant form
|
| 324 |
-
evaluated on $a_\tau v_1,\ldots,a_\tau v_{2s}$ is multiplied by
|
| 325 |
-
$\det(a_\tau)=c^s$. This proves the asserted transformation law.
|
| 326 |
-
\end{proof}
|
| 327 |
-
|
| 328 |
-
\begin{proof}[Proof of Proposition~\ref{prop:weil}]
|
| 329 |
-
The vanishing alternative is Lemma~\ref{lem:weil-orthogonality}.
|
| 330 |
-
Suppose that $u$ is invertible, and use the divisor $D^u$ from
|
| 331 |
-
\eqref{eq:weil-extra-divisor}.
|
| 332 |
-
|
| 333 |
-
\medskip\noindent
|
| 334 |
-
\emph{A filtration preserving the divisor.}
|
| 335 |
-
|
| 336 |
-
Let $\mathcal D=H^1_{\mathrm{cris}}(A_0/W(\F))[1/p]$, with its
|
| 337 |
-
contravariant convention, and let $\beta$ be the dual polarization
|
| 338 |
-
pairing, taking values in the isocrystal line of slope one. The
|
| 339 |
-
actions on $\mathcal D$ satisfy
|
| 340 |
-
\[
|
| 341 |
-
\beta(ux,y)=\beta(x,uy),\qquad
|
| 342 |
-
\beta(ex,y)=\beta(x,\bar e y),\qquad ue=\bar e u.
|
| 343 |
-
\]
|
| 344 |
-
All these endomorphisms and the polarization have finite field
|
| 345 |
-
descent. Theorem~\ref{thm:filtration} supplies, over a finite
|
| 346 |
-
extension with finite local field descent, a weakly admissible
|
| 347 |
-
filtration $\Fil^1\mathcal D=L$ which is $E$- and $u$-stable,
|
| 348 |
-
is Lagrangian for $\beta$, and has dimension $s$ at every embedding
|
| 349 |
-
of $E$. By Lemma~\ref{lem:weil-group} it lies geometrically in the
|
| 350 |
-
required $G$-orbit. The
|
| 351 |
-
\hyperref[par:transport-tensor-descent]{finite-descent argument} in
|
| 352 |
-
Proposition~\ref{prop:transport} shows that its full finite family of
|
| 353 |
-
Hodge-type structure tensors descends from the original number-field
|
| 354 |
-
point by crystalline comparison. Taking a compositum with the local
|
| 355 |
-
field of definition of $L$ gives the common finite local-field descent
|
| 356 |
-
required by its prescribed-filtration clause.
|
| 357 |
-
|
| 358 |
-
\medskip\noindent
|
| 359 |
-
\emph{Transport and the first rational summand.}
|
| 360 |
-
Apply Proposition~\ref{prop:transport} to $G$ and $\gamma$ with this
|
| 361 |
-
filtration. It gives a lift $B$, a
|
| 362 |
-
quasi-isogeny $a:A_0^n\longrightarrow B_0$, and a rational Hodge
|
| 363 |
-
class $\kappa$ on $B$, with
|
| 364 |
-
\[
|
| 365 |
-
f_0=aj:A_0\longrightarrow B_0,\qquad
|
| 366 |
-
f_0^*\kappa_0=\gamma_0,
|
| 367 |
-
\]
|
| 368 |
-
simultaneously in the realizations under consideration. The
|
| 369 |
-
filtration on $B$, marked by $a$, is the direct sum of $n$ copies of
|
| 370 |
-
the chosen filtration. Here $j$ includes the first factor. The map
|
| 371 |
-
$f_0$ identifies $A_0$ with a rational direct summand of $B_0$.
|
| 372 |
-
Its retraction $q_0$ and the corresponding projector $R_0$ are
|
| 373 |
-
\begin{equation}\label{eq:weil-projector-identity}
|
| 374 |
-
q_0=\operatorname{pr}_1a^{-1},\qquad R_0=f_0q_0.
|
| 375 |
-
\end{equation}
|
| 376 |
-
Thus $q_0f_0=\id$ and $R_0^2=R_0$. Pulling back
|
| 377 |
-
$f_0^*\kappa_0=\gamma_0$ by $q_0$ gives
|
| 378 |
-
\[
|
| 379 |
-
R_0^*\kappa_0=q_0^*\gamma_0.
|
| 380 |
-
\]
|
| 381 |
-
Act by $E$ on $\operatorname{im}(R_0)$ using $e\mapsto f_0e q_0$,
|
| 382 |
-
and by zero on the complement. Also put $D_0=q_0^*D^u$.
|
| 383 |
-
|
| 384 |
-
\medskip\noindent
|
| 385 |
-
\emph{Lifting the projector, action, and divisor.}
|
| 386 |
-
The projector and this $E$-action preserve the repeated filtration.
|
| 387 |
-
By Corollary~\ref{cor:filtration-divisor}, $D^u$ satisfies the divisor
|
| 388 |
-
lifting condition for the chosen filtration on the first summand.
|
| 389 |
-
The crystalline map induced by $q_0=\operatorname{pr}_1a^{-1}$
|
| 390 |
-
respects that filtration and the marked repeated filtration on $B_0$.
|
| 391 |
-
Hence $D_0=q_0^*D^u$ satisfies the same condition on $B$.
|
| 392 |
-
Apply Lemma~\ref{lem:lift-hom} to \(R_0\), to a finite
|
| 393 |
-
\(\Q\)-basis of the action of \(E\) on \(\operatorname{im}(R_0)\), and to the
|
| 394 |
-
symmetric homomorphism \(h_{D_0}:B_0\to B_0^\vee\) defined by \(D_0\).
|
| 395 |
-
Denote their lifts by \(R\), the corresponding basis of maps, and
|
| 396 |
-
\(h_D\). Injectivity of specialization preserves \(R^2=R\), the
|
| 397 |
-
rational multiplication table of that basis, and its unit \(R\).
|
| 398 |
-
It therefore gives an algebra action \(E\to R\End^0(B)R\).
|
| 399 |
-
The symmetric map \(h_D\) defines a rational divisor class \(D\).
|
| 400 |
-
Moreover, \(q_0R_0=q_0\), so
|
| 401 |
-
\[
|
| 402 |
-
R_0^\vee h_{D_0}R_0=h_{D_0}.
|
| 403 |
-
\]
|
| 404 |
-
Injectivity lifts this identity to \(R^\vee h_DR=h_D\), which is
|
| 405 |
-
exactly \(R^*D=D\). Thus the required projector, action, and divisor
|
| 406 |
-
all exist on the one auxiliary variety $B$.
|
| 407 |
-
|
| 408 |
-
\medskip\noindent
|
| 409 |
-
\emph{The rational identity and its specialization.}
|
| 410 |
-
Consider now rational Betti cohomology at a complex realization of
|
| 411 |
-
$B$. The summand $T=\operatorname{im}(R)$ has dimension $2s$ at
|
| 412 |
-
each embedding of $E$. The form of $D$ is supported on this summand
|
| 413 |
-
and pairs each embedding with itself nondegenerately. Also
|
| 414 |
-
$R^*\kappa$ is supported on the pure determinant spaces of this
|
| 415 |
-
summand. These assertions can be checked after extension to any
|
| 416 |
-
one prime-to-$p$ realization: for the divisor they follow from its
|
| 417 |
-
specified specialization, and for the Hodge class they follow from
|
| 418 |
-
the equality $R_0^*\kappa_0=q_0^*\gamma_0$ and the
|
| 419 |
-
pure support of $\gamma_0$. Compatibility of the transported
|
| 420 |
-
realizations then gives these support and nondegeneracy assertions
|
| 421 |
-
in Betti cohomology.
|
| 422 |
-
|
| 423 |
-
Lemma~\ref{lem:weil-divisor-span} now expresses the rational Betti
|
| 424 |
-
class $R^*\kappa$ as a finite rational linear combination of products
|
| 425 |
-
of rational divisor classes on $B$. The realization and
|
| 426 |
-
specialization compatibilities in
|
| 427 |
-
Proposition~\ref{prop:transport}, together with those for divisors
|
| 428 |
-
and homomorphisms, specialize this identity with the same rational
|
| 429 |
-
coefficients in every component. Hence $R_0^*\kappa_0$ is a
|
| 430 |
-
simultaneous rational Lefschetz class. Finally,
|
| 431 |
-
\[
|
| 432 |
-
\gamma_0=f_0^*R_0^*\kappa_0,
|
| 433 |
-
\]
|
| 434 |
-
because $R_0f_0=f_0$. Pullback by a rational homomorphism preserves
|
| 435 |
-
simultaneous rational Lefschetz classes, so the same is true of
|
| 436 |
-
$\gamma_0$. Its complementary traces are therefore one common
|
| 437 |
-
rational intersection number, proving the second alternative and
|
| 438 |
-
the proposition.
|
| 439 |
-
\end{proof}
|
|
|
|
| 1 |
+
\section{Balanced Weil classes}\label{sec:weil}
|
| 2 |
+
|
| 3 |
+
Let $A/\Qbar$ have good reduction at the fixed place $w$, and let a CM
|
| 4 |
+
field $E$ act on $A$ up to isogeny. We write $e\mapsto\bar e$ for its
|
| 5 |
+
complex conjugation. Suppose that a polarization $\lambda$ induces this
|
| 6 |
+
involution on $E$. Put
|
| 7 |
+
\[
|
| 8 |
+
V=H_1(A(\C),\Q),\qquad \dim_E V=2s,\qquad
|
| 9 |
+
g=\dim A=s[E:\Q],
|
| 10 |
+
\]
|
| 11 |
+
where $s\geq 1$. We assume that the Hodge multiplicities at every
|
| 12 |
+
embedding of $E$ are $(s,s)$. The polarization is an alternating form
|
| 13 |
+
$\psi:V\times V\longrightarrow\Q(1)$ satisfying
|
| 14 |
+
\[
|
| 15 |
+
\psi(ex,y)=\psi(x,\bar e y).
|
| 16 |
+
\]
|
| 17 |
+
|
| 18 |
+
\begin{definition}\label{def:weil-space}
|
| 19 |
+
The rational space of \emph{Weil classes} associated with $E$ is the
|
| 20 |
+
subspace
|
| 21 |
+
\[
|
| 22 |
+
W_E^s(A)\subset
|
| 23 |
+
\bigwedge\nolimits_{\Q}^{2s} V^\vee\otimes\Q(s)
|
| 24 |
+
=H^{2s}(A(\C),\Q(s))
|
| 25 |
+
\]
|
| 26 |
+
whose scalar extension to a splitting field $\Omega$ of $E$ is
|
| 27 |
+
\begin{equation}\label{eq:weil-pure-space}
|
| 28 |
+
W_E^s(A)\otimes_\Q\Omega
|
| 29 |
+
=\bigoplus_{\tau:E\hookrightarrow\Omega}
|
| 30 |
+
\bigwedge\nolimits_\Omega^{2s}V_\tau^\vee
|
| 31 |
+
\otimes\Q(s)_\Omega.
|
| 32 |
+
\end{equation}
|
| 33 |
+
Here each summand is extended by zero on the other eigenspaces. The
|
| 34 |
+
right side is Galois stable, so it defines the indicated rational
|
| 35 |
+
subspace.
|
| 36 |
+
\end{definition}
|
| 37 |
+
|
| 38 |
+
The balanced multiplicities imply that every element of $W_E^s(A)$ is
|
| 39 |
+
a Hodge class: each determinant in \eqref{eq:weil-pure-space} has
|
| 40 |
+
untwisted type $(s,s)$. We use its compatible realizations as an
|
| 41 |
+
absolute Hodge class; see \cite{Deligne1982}. The same eigenspace
|
| 42 |
+
description of its support holds after specialization, since the
|
| 43 |
+
$E$-action specializes compatibly.
|
| 44 |
+
|
| 45 |
+
Our goal is the Lefschetz pairing property for these specialized
|
| 46 |
+
classes. In fact, the reduction satisfies a dichotomy determined by
|
| 47 |
+
its rational endomorphisms. Let $\dagger$ be Rosati for the reduced
|
| 48 |
+
polarization and put
|
| 49 |
+
\begin{equation}\label{eq:weil-U}
|
| 50 |
+
\mathcal U=
|
| 51 |
+
\{u\in\End^0(A_0):u^\dagger=u,\quad
|
| 52 |
+
ue=\bar e u\ \text{for every }e\in E\}.
|
| 53 |
+
\end{equation}
|
| 54 |
+
|
| 55 |
+
\begin{proposition}\label{prop:weil}
|
| 56 |
+
Every $\gamma\in W_E^s(A)$ satisfies the Lefschetz pairing property
|
| 57 |
+
at $w$. More precisely, if $\mathcal U$ in \eqref{eq:weil-U} has no
|
| 58 |
+
invertible element, all complementary pairings are zero. If it has
|
| 59 |
+
an invertible element, $\gamma_0$ is a simultaneous rational
|
| 60 |
+
Lefschetz class.
|
| 61 |
+
\end{proposition}
|
| 62 |
+
|
| 63 |
+
We first prove the vanishing alternative. For the other alternative,
|
| 64 |
+
an invertible $u$ supplies a divisor whose form is nondegenerate on
|
| 65 |
+
each $E$-eigenspace separately. We will lift this divisor and use it
|
| 66 |
+
to obtain a rational identity for the determinant classes.
|
| 67 |
+
|
| 68 |
+
\subsection{The orthogonality alternative}
|
| 69 |
+
|
| 70 |
+
\begin{lemma}\label{lem:weil-orthogonality}
|
| 71 |
+
If $\mathcal U$ contains no invertible element, every specialization of
|
| 72 |
+
a class in $W_E^s(A)$ is orthogonal to all complementary Lefschetz
|
| 73 |
+
classes, in each cohomological realization.
|
| 74 |
+
\end{lemma}
|
| 75 |
+
|
| 76 |
+
\begin{proof}
|
| 77 |
+
We prove the contrapositive. A nonzero pairing will produce a divisor
|
| 78 |
+
form nondegenerate on one $E$-eigenspace. We will then show that a
|
| 79 |
+
rational endomorphism in $\mathcal U$ with this property is invertible.
|
| 80 |
+
|
| 81 |
+
Fix one realization and extend its coefficient field to an
|
| 82 |
+
algebraically closed field $\Omega$. At the crystalline component we
|
| 83 |
+
also include the coefficient extension used for the specialized
|
| 84 |
+
class. In this proof, $V_\tau$ also denotes the corresponding
|
| 85 |
+
eigenspace in the dual of first cohomology of $A_0$, identified by
|
| 86 |
+
specialization and comparison. Write $L^j_\Omega(A_0)$ for the $\Omega$-span of products of
|
| 87 |
+
$j$ divisor classes. Since $[E:\Q]\geq2$, we have $g-2s\geq0$.
|
| 88 |
+
Hard Lefschetz on the Lefschetz algebra gives
|
| 89 |
+
\begin{equation}\label{eq:weil-hard-lefschetz}
|
| 90 |
+
L^{g-s}_\Omega(A_0)
|
| 91 |
+
=\psi_0^{g-2s}L^s_\Omega(A_0).
|
| 92 |
+
\end{equation}
|
| 93 |
+
The restriction of hard Lefschetz to this algebra, including for
|
| 94 |
+
crystalline cohomology, follows from the Lefschetz correspondences
|
| 95 |
+
of \cite[Theorem~5.9]{Milne1999}.
|
| 96 |
+
|
| 97 |
+
Suppose a Weil class pairs nontrivially with
|
| 98 |
+
$D_1\cdots D_s\psi_0^{g-2s}$, and choose a pure term, supported on
|
| 99 |
+
$V_\tau$, whose contribution is nonzero. This term already has
|
| 100 |
+
degree $2s$ on $V_\tau$, so no further factor in a nonzero top-degree
|
| 101 |
+
product can use that space. A factor from $\psi_0$ which uses
|
| 102 |
+
$V_{\bar\tau}$ also uses $V_\tau$; hence the polarization factors
|
| 103 |
+
contribute to neither space in this pair. All $2s$ degrees on
|
| 104 |
+
$V_{\bar\tau}$ must therefore come from the $s$ divisor factors.
|
| 105 |
+
Each has degree two, so each must contribute its restriction to
|
| 106 |
+
$V_{\bar\tau}$, and those restrictions have nonzero product.
|
| 107 |
+
The coefficient of $t_1\cdots t_s$ in
|
| 108 |
+
\[
|
| 109 |
+
(t_1D_1+\cdots+t_sD_s)^s\big|_{V_{\bar\tau}}
|
| 110 |
+
\]
|
| 111 |
+
is $s!$ times that product. Some $\Omega$-linear combination of the
|
| 112 |
+
divisors therefore restricts to a nondegenerate alternating form on
|
| 113 |
+
$V_{\bar\tau}$.
|
| 114 |
+
|
| 115 |
+
We identify which endomorphisms can give these restrictions. Let
|
| 116 |
+
$p_\xi\in E\otimes_\Q\Omega$ be the eigenspace projectors. Rosati
|
| 117 |
+
satisfies $p_\xi^\dagger=p_{\bar\xi}$. A divisor corresponds under
|
| 118 |
+
$\psi_0$ to a Rosati-symmetric endomorphism $t$. Define
|
| 119 |
+
\begin{equation}\label{eq:weil-block-projection}
|
| 120 |
+
\Pi(t)=\sum_\xi p_{\bar\xi}t p_\xi.
|
| 121 |
+
\end{equation}
|
| 122 |
+
This operation takes place inside
|
| 123 |
+
$\End^0(A_0)\otimes_\Q\Omega$. Moreover,
|
| 124 |
+
\[
|
| 125 |
+
(p_{\bar\xi}t p_\xi)^\dagger
|
| 126 |
+
=p_{\bar\xi}t^\dagger p_\xi,
|
| 127 |
+
\qquad
|
| 128 |
+
\Pi(t)e=\bar e\Pi(t).
|
| 129 |
+
\]
|
| 130 |
+
Thus $\Pi(t)\in\mathcal U\otimes_\Q\Omega$. Conversely, these are
|
| 131 |
+
exactly the blocks allowed by the second equation in
|
| 132 |
+
\eqref{eq:weil-U}. For $x,y\in V_\xi$, the form
|
| 133 |
+
$\psi_0(x,ty)$ depends only on $p_{\bar\xi}t p_\xi$.
|
| 134 |
+
It follows that projecting by \eqref{eq:weil-block-projection}
|
| 135 |
+
preserves all the same-embedding restrictions in question.
|
| 136 |
+
|
| 137 |
+
Nondegeneracy on $V_{\bar\tau}$ is a polynomial open condition on
|
| 138 |
+
$\mathcal U\otimes_\Q\Omega$, and we have shown this open is
|
| 139 |
+
nonempty. The rational points of the rational vector space
|
| 140 |
+
$\mathcal U$ are Zariski dense after extension to $\Omega$. Hence
|
| 141 |
+
there is a rational $u\in\mathcal U$ for which
|
| 142 |
+
$\psi_0(\cdot,u\cdot)$ is nondegenerate on $V_{\bar\tau}$.
|
| 143 |
+
|
| 144 |
+
To prove invertibility, we use the fact that a nonzero $E$-stable
|
| 145 |
+
abelian subvariety has a nonzero homology space at every embedding
|
| 146 |
+
of $E$. Suppose that $u$ is not invertible, and choose an integer
|
| 147 |
+
$N>0$ such that $Nu$ is an endomorphism. The reduced identity
|
| 148 |
+
component $C=((\ker(Nu))^0)_{\mathrm{red}}$ is a
|
| 149 |
+
positive-dimensional abelian subvariety. The relation $ue=\bar e u$ makes $C$ stable under
|
| 150 |
+
the rational action of $E$. This action is unital and therefore
|
| 151 |
+
faithful. Choose a primitive element $e$ of $E$ and an integer
|
| 152 |
+
$M>0$ such that $Me$ acts by an integral endomorphism of $C$.
|
| 153 |
+
The exterior algebra description of cohomology and normalized
|
| 154 |
+
top-degree pullback give, in every realization
|
| 155 |
+
\cite[Appendix, Proposition~(A.2)(a),(b)]{Milne1999},
|
| 156 |
+
\[
|
| 157 |
+
\det\bigl(n-e\mid H^1(C)\bigr)
|
| 158 |
+
=M^{-2\dim C}\deg\bigl([Mn]-Me\bigr)
|
| 159 |
+
\]
|
| 160 |
+
for every integer $n$ for which the map on the right is an
|
| 161 |
+
isogeny. All but finitely many integers have this property.
|
| 162 |
+
The right side is rational and independent of the realization.
|
| 163 |
+
Polynomial interpolation therefore gives one characteristic
|
| 164 |
+
polynomial in $\Q[T]$, identical also in crystalline cohomology.
|
| 165 |
+
Its roots lie among
|
| 166 |
+
the conjugates of $e$, and rationality forces their multiplicities to
|
| 167 |
+
be equal. Since $C\ne0$, every embedding of $E$ occurs with positive
|
| 168 |
+
multiplicity. The same statement holds on first homology, in the
|
| 169 |
+
chosen realization. Rational Poincar\'e reducibility
|
| 170 |
+
\cite[Proposition~12.1]{MilneAV} makes the inclusion
|
| 171 |
+
\(C\hookrightarrow A_0\) injective on first homology in every
|
| 172 |
+
realization. This inclusion is \(E\)-equivariant, and its
|
| 173 |
+
image is killed by \(u\). Thus the nonzero \(\bar\tau\)-eigenspace
|
| 174 |
+
of \(H_1(C)\) shows that the kernel of \(u\) meets
|
| 175 |
+
\(V_{\bar\tau}\) nontrivially. Such a vector lies in the radical of
|
| 176 |
+
$\psi_0(\cdot,u\cdot)|_{V_{\bar\tau}}$, a contradiction.
|
| 177 |
+
|
| 178 |
+
A nonzero pairing would therefore give an invertible element of
|
| 179 |
+
$\mathcal U$. Taking the contrapositive proves the lemma. The
|
| 180 |
+
argument applies separately to every realization, so all the
|
| 181 |
+
pairings in this case have the common rational value zero.
|
| 182 |
+
\end{proof}
|
| 183 |
+
|
| 184 |
+
\subsection{A divisor identity on a rational summand}
|
| 185 |
+
|
| 186 |
+
For the rest of the section, suppose that $u\in\mathcal U$ is
|
| 187 |
+
invertible. It gives a rational divisor $D^u$ on $A_0$ with
|
| 188 |
+
alternating form
|
| 189 |
+
\begin{equation}\label{eq:weil-extra-divisor}
|
| 190 |
+
D^u(x,y)=\psi_0(x,uy).
|
| 191 |
+
\end{equation}
|
| 192 |
+
This form is nondegenerate and pairs each embedding of $E$ only with
|
| 193 |
+
itself: $u$ exchanges opposite eigenspaces, whereas $\psi_0$ pairs
|
| 194 |
+
opposite eigenspaces.
|
| 195 |
+
|
| 196 |
+
Prescribed-filtration transport will replace $A_0$ by a power and
|
| 197 |
+
then by an isogenous special fiber $B_0$. We will retain the first
|
| 198 |
+
factor through a rational projector on $B_0$, and lift that projector,
|
| 199 |
+
the $E$-action on its image, and the transported divisor to $B$.
|
| 200 |
+
The next lemma explains the resulting divisor identity: a divisor
|
| 201 |
+
nondegenerate separately on those eigenspaces generates their
|
| 202 |
+
determinant classes. A rational projector here means an idempotent
|
| 203 |
+
in the rational endomorphism algebra.
|
| 204 |
+
|
| 205 |
+
\begin{lemma}\label{lem:weil-divisor-span}
|
| 206 |
+
Let $B$ be a complex abelian variety, let $R\in\End^0(B)$ be a
|
| 207 |
+
rational projector, and suppose that there is an algebra action
|
| 208 |
+
$E\longrightarrow R\End^0(B)R$ whose unit maps to $R$.
|
| 209 |
+
Let $T=\operatorname{im}(R)$ in rational first homology, with
|
| 210 |
+
$\dim_E T=2s$; the indicated endomorphisms act by zero on
|
| 211 |
+
$\ker(R)$. Suppose there is a rational divisor class $D$ on
|
| 212 |
+
$B$ such that $R^*D=D$ and, after splitting $E$, its alternating form
|
| 213 |
+
is
|
| 214 |
+
\[
|
| 215 |
+
D=\sum_\tau D_\tau,
|
| 216 |
+
\qquad D_\tau\in\bigwedge\nolimits^2 T_\tau^\vee\otimes\Q(1),
|
| 217 |
+
\]
|
| 218 |
+
with each $D_\tau$ nondegenerate. Then the rational subspace whose
|
| 219 |
+
scalar extension is
|
| 220 |
+
\[
|
| 221 |
+
\bigoplus_\tau\bigwedge\nolimits^{2s}T_\tau^\vee\otimes\Q(s),
|
| 222 |
+
\]
|
| 223 |
+
extended by zero on the complementary summand, consists of rational
|
| 224 |
+
Lefschetz classes on $B$.
|
| 225 |
+
\end{lemma}
|
| 226 |
+
|
| 227 |
+
\begin{proof}
|
| 228 |
+
For $b\in E$, let $\widetilde b\in\End^0(B)$ act by $b$ on $T$ and
|
| 229 |
+
by zero on the complement. Its pullback of a rational divisor is a
|
| 230 |
+
rational divisor: clear a denominator in $\widetilde b$, and use
|
| 231 |
+
that multiplication by $N$ acts as $N^2$ on $H^2$. Over a splitting
|
| 232 |
+
field $\Omega$, choosing Tate-line bases, we have
|
| 233 |
+
\[
|
| 234 |
+
(\widetilde b^*D)^s
|
| 235 |
+
=\left(\sum_\tau\tau(b)^2D_\tau\right)^s.
|
| 236 |
+
\]
|
| 237 |
+
The coordinates $x_\tau=\tau(b)$ are independent coordinates on the
|
| 238 |
+
scalar extension of the rational vector group underlying $E$.
|
| 239 |
+
In the corresponding vector-valued polynomial
|
| 240 |
+
\begin{equation}\label{eq:weil-coefficient-polynomial}
|
| 241 |
+
P((x_\tau)_\tau)=\left(\sum_\tau x_\tau^2D_\tau\right)^s,
|
| 242 |
+
\end{equation}
|
| 243 |
+
the coefficient of $x_\tau^{2s}$ is $D_\tau^s$. Nondegeneracy makes
|
| 244 |
+
this coefficient nonzero, so it spans
|
| 245 |
+
$\bigwedge^{2s}T_\tau^\vee\otimes\Q(s)_\Omega$.
|
| 246 |
+
|
| 247 |
+
Let $M$ be the rational span of the Lefschetz classes
|
| 248 |
+
$(\widetilde b^*D)^s$ for $b\in E$. The set $E$ of rational points
|
| 249 |
+
is Zariski dense in its vector group, also after extension to
|
| 250 |
+
$\Omega$. Any linear functional annihilating $M\otimes_\Q\Omega$
|
| 251 |
+
annihilates all evaluations of \eqref{eq:weil-coefficient-polynomial}
|
| 252 |
+
on those points. It therefore annihilates the polynomial, and hence
|
| 253 |
+
each coefficient. Every $D_\tau^s$ belongs to
|
| 254 |
+
$M\otimes_\Q\Omega$.
|
| 255 |
+
|
| 256 |
+
This proves the required inclusion after scalar extension. Both
|
| 257 |
+
subspaces are rational; applying faithful scalar extension to their
|
| 258 |
+
quotient proves the inclusion over $\Q$. In particular it gives
|
| 259 |
+
rational coefficients for every rational class in the asserted
|
| 260 |
+
subspace, without requiring an individual embedding line to be
|
| 261 |
+
defined over $\Q$.
|
| 262 |
+
\end{proof}
|
| 263 |
+
|
| 264 |
+
\subsection{A lift preserving the divisor}
|
| 265 |
+
|
| 266 |
+
We now construct the auxiliary variety to which
|
| 267 |
+
Lemma~\ref{lem:weil-divisor-span} applies. To transport the Weil class,
|
| 268 |
+
we use the $E$-linear polarization similitudes whose determinant has
|
| 269 |
+
the same transformation law as a codimension-$s$ Tate twist.
|
| 270 |
+
Choose a rational basis
|
| 271 |
+
for the Betti Tate line, let $c$ be the multiplier of
|
| 272 |
+
$\GSp(V,\psi)$, and set
|
| 273 |
+
\begin{equation}\label{eq:weil-group}
|
| 274 |
+
G=\{a\in\GSp(V,\psi)\cap\GL_E(V):
|
| 275 |
+
\det_E(a)=c(a)^s\}.
|
| 276 |
+
\end{equation}
|
| 277 |
+
On points over a $\Q$-algebra $R$, the determinant equality is in
|
| 278 |
+
$(E\otimes_\Q R)^\times$, with the right side embedded diagonally.
|
| 279 |
+
|
| 280 |
+
\begin{lemma}\label{lem:weil-group}
|
| 281 |
+
The Hodge homomorphism of $A$ factors through $G$, and its conjugacy
|
| 282 |
+
class defines a Shimura datum of Hodge type through the displayed
|
| 283 |
+
embedding. Over an algebraically closed coefficient field, the orbit
|
| 284 |
+
of the corresponding filtration on $H^1$ consists exactly of the
|
| 285 |
+
$E$-stable Lagrangians for the dual polarization pairing whose
|
| 286 |
+
dimension at each embedding of $E$ is $s$. Using a basis of its Tate
|
| 287 |
+
line, every alternating form in \eqref{eq:weil-pure-space} transforms
|
| 288 |
+
by $c^s$.
|
| 289 |
+
\end{lemma}
|
| 290 |
+
|
| 291 |
+
\begin{proof}
|
| 292 |
+
The polarization pairs $V_\tau$ with $V_{\bar\tau}$, and no other pair
|
| 293 |
+
of eigenspaces. Over an algebraically closed field, choose one
|
| 294 |
+
embedding in each conjugate pair. An element of $G$ is specified by
|
| 295 |
+
$c$ and matrices $a_\tau\in\GL_{2s}$ with
|
| 296 |
+
$\det(a_\tau)=c^s$; the matrices on the opposite spaces are then
|
| 297 |
+
determined by the polarization. In particular,
|
| 298 |
+
\[
|
| 299 |
+
\ker(c:G\longrightarrow\mathbb G_m)
|
| 300 |
+
\simeq\prod_{\{\tau,\bar\tau\}}\SL_{2s}.
|
| 301 |
+
\]
|
| 302 |
+
The multiplier is surjective geometrically. Thus $G$ is connected
|
| 303 |
+
reductive, with the same adjoint group as the group of $E$-linear
|
| 304 |
+
polarization similitudes.
|
| 305 |
+
|
| 306 |
+
The two Hodge characters occur $s$ times at every embedding. Their
|
| 307 |
+
product is the polarization multiplier, so the Hodge homomorphism
|
| 308 |
+
satisfies the determinant condition in \eqref{eq:weil-group}. Its
|
| 309 |
+
weight is rational and central. On the adjoint Lie algebra the Hodge
|
| 310 |
+
types are among $(-1,1),(0,0),(1,-1)$, as follows from the weight-one
|
| 311 |
+
representation. Conjugation by the image of $i$ is a Cartan
|
| 312 |
+
involution, by the polarization. At every real embedding of the
|
| 313 |
+
maximal totally real subfield of $E$, the adjoint group has unitary
|
| 314 |
+
signature $(s,s)$. Its Hodge homomorphism is nontrivial there, so no
|
| 315 |
+
rational simple adjoint factor has trivial Hodge homomorphism.
|
| 316 |
+
These are the Shimura-datum conditions for the given Hodge embedding.
|
| 317 |
+
|
| 318 |
+
On $H^1$ the polarization still pairs opposite eigenspaces. An
|
| 319 |
+
$E$-stable Lagrangian is specified by an $s$-dimensional subspace at
|
| 320 |
+
one embedding of each pair; the subspace at the opposite embedding
|
| 321 |
+
is its annihilator. The factor $\SL_{2s}$ acts transitively on these
|
| 322 |
+
subspaces, as in the cohomological orbit calculation of
|
| 323 |
+
Theorem~\ref{thm:filtration}. Finally, an alternating determinant form
|
| 324 |
+
evaluated on $a_\tau v_1,\ldots,a_\tau v_{2s}$ is multiplied by
|
| 325 |
+
$\det(a_\tau)=c^s$. This proves the asserted transformation law.
|
| 326 |
+
\end{proof}
|
| 327 |
+
|
| 328 |
+
\begin{proof}[Proof of Proposition~\ref{prop:weil}]
|
| 329 |
+
The vanishing alternative is Lemma~\ref{lem:weil-orthogonality}.
|
| 330 |
+
Suppose that $u$ is invertible, and use the divisor $D^u$ from
|
| 331 |
+
\eqref{eq:weil-extra-divisor}.
|
| 332 |
+
|
| 333 |
+
\medskip\noindent
|
| 334 |
+
\emph{A filtration preserving the divisor.}
|
| 335 |
+
|
| 336 |
+
Let $\mathcal D=H^1_{\mathrm{cris}}(A_0/W(\F))[1/p]$, with its
|
| 337 |
+
contravariant convention, and let $\beta$ be the dual polarization
|
| 338 |
+
pairing, taking values in the isocrystal line of slope one. The
|
| 339 |
+
actions on $\mathcal D$ satisfy
|
| 340 |
+
\[
|
| 341 |
+
\beta(ux,y)=\beta(x,uy),\qquad
|
| 342 |
+
\beta(ex,y)=\beta(x,\bar e y),\qquad ue=\bar e u.
|
| 343 |
+
\]
|
| 344 |
+
All these endomorphisms and the polarization have finite field
|
| 345 |
+
descent. Theorem~\ref{thm:filtration} supplies, over a finite
|
| 346 |
+
extension with finite local field descent, a weakly admissible
|
| 347 |
+
filtration $\Fil^1\mathcal D=L$ which is $E$- and $u$-stable,
|
| 348 |
+
is Lagrangian for $\beta$, and has dimension $s$ at every embedding
|
| 349 |
+
of $E$. By Lemma~\ref{lem:weil-group} it lies geometrically in the
|
| 350 |
+
required $G$-orbit. The
|
| 351 |
+
\hyperref[par:transport-tensor-descent]{finite-descent argument} in
|
| 352 |
+
Proposition~\ref{prop:transport} shows that its full finite family of
|
| 353 |
+
Hodge-type structure tensors descends from the original number-field
|
| 354 |
+
point by crystalline comparison. Taking a compositum with the local
|
| 355 |
+
field of definition of $L$ gives the common finite local-field descent
|
| 356 |
+
required by its prescribed-filtration clause.
|
| 357 |
+
|
| 358 |
+
\medskip\noindent
|
| 359 |
+
\emph{Transport and the first rational summand.}
|
| 360 |
+
Apply Proposition~\ref{prop:transport} to $G$ and $\gamma$ with this
|
| 361 |
+
filtration. It gives a lift $B$, a
|
| 362 |
+
quasi-isogeny $a:A_0^n\longrightarrow B_0$, and a rational Hodge
|
| 363 |
+
class $\kappa$ on $B$, with
|
| 364 |
+
\[
|
| 365 |
+
f_0=aj:A_0\longrightarrow B_0,\qquad
|
| 366 |
+
f_0^*\kappa_0=\gamma_0,
|
| 367 |
+
\]
|
| 368 |
+
simultaneously in the realizations under consideration. The
|
| 369 |
+
filtration on $B$, marked by $a$, is the direct sum of $n$ copies of
|
| 370 |
+
the chosen filtration. Here $j$ includes the first factor. The map
|
| 371 |
+
$f_0$ identifies $A_0$ with a rational direct summand of $B_0$.
|
| 372 |
+
Its retraction $q_0$ and the corresponding projector $R_0$ are
|
| 373 |
+
\begin{equation}\label{eq:weil-projector-identity}
|
| 374 |
+
q_0=\operatorname{pr}_1a^{-1},\qquad R_0=f_0q_0.
|
| 375 |
+
\end{equation}
|
| 376 |
+
Thus $q_0f_0=\id$ and $R_0^2=R_0$. Pulling back
|
| 377 |
+
$f_0^*\kappa_0=\gamma_0$ by $q_0$ gives
|
| 378 |
+
\[
|
| 379 |
+
R_0^*\kappa_0=q_0^*\gamma_0.
|
| 380 |
+
\]
|
| 381 |
+
Act by $E$ on $\operatorname{im}(R_0)$ using $e\mapsto f_0e q_0$,
|
| 382 |
+
and by zero on the complement. Also put $D_0=q_0^*D^u$.
|
| 383 |
+
|
| 384 |
+
\medskip\noindent
|
| 385 |
+
\emph{Lifting the projector, action, and divisor.}
|
| 386 |
+
The projector and this $E$-action preserve the repeated filtration.
|
| 387 |
+
By Corollary~\ref{cor:filtration-divisor}, $D^u$ satisfies the divisor
|
| 388 |
+
lifting condition for the chosen filtration on the first summand.
|
| 389 |
+
The crystalline map induced by $q_0=\operatorname{pr}_1a^{-1}$
|
| 390 |
+
respects that filtration and the marked repeated filtration on $B_0$.
|
| 391 |
+
Hence $D_0=q_0^*D^u$ satisfies the same condition on $B$.
|
| 392 |
+
Apply Lemma~\ref{lem:lift-hom} to \(R_0\), to a finite
|
| 393 |
+
\(\Q\)-basis of the action of \(E\) on \(\operatorname{im}(R_0)\), and to the
|
| 394 |
+
symmetric homomorphism \(h_{D_0}:B_0\to B_0^\vee\) defined by \(D_0\).
|
| 395 |
+
Denote their lifts by \(R\), the corresponding basis of maps, and
|
| 396 |
+
\(h_D\). Injectivity of specialization preserves \(R^2=R\), the
|
| 397 |
+
rational multiplication table of that basis, and its unit \(R\).
|
| 398 |
+
It therefore gives an algebra action \(E\to R\End^0(B)R\).
|
| 399 |
+
The symmetric map \(h_D\) defines a rational divisor class \(D\).
|
| 400 |
+
Moreover, \(q_0R_0=q_0\), so
|
| 401 |
+
\[
|
| 402 |
+
R_0^\vee h_{D_0}R_0=h_{D_0}.
|
| 403 |
+
\]
|
| 404 |
+
Injectivity lifts this identity to \(R^\vee h_DR=h_D\), which is
|
| 405 |
+
exactly \(R^*D=D\). Thus the required projector, action, and divisor
|
| 406 |
+
all exist on the one auxiliary variety $B$.
|
| 407 |
+
|
| 408 |
+
\medskip\noindent
|
| 409 |
+
\emph{The rational identity and its specialization.}
|
| 410 |
+
Consider now rational Betti cohomology at a complex realization of
|
| 411 |
+
$B$. The summand $T=\operatorname{im}(R)$ has dimension $2s$ at
|
| 412 |
+
each embedding of $E$. The form of $D$ is supported on this summand
|
| 413 |
+
and pairs each embedding with itself nondegenerately. Also
|
| 414 |
+
$R^*\kappa$ is supported on the pure determinant spaces of this
|
| 415 |
+
summand. These assertions can be checked after extension to any
|
| 416 |
+
one prime-to-$p$ realization: for the divisor they follow from its
|
| 417 |
+
specified specialization, and for the Hodge class they follow from
|
| 418 |
+
the equality $R_0^*\kappa_0=q_0^*\gamma_0$ and the
|
| 419 |
+
pure support of $\gamma_0$. Compatibility of the transported
|
| 420 |
+
realizations then gives these support and nondegeneracy assertions
|
| 421 |
+
in Betti cohomology.
|
| 422 |
+
|
| 423 |
+
Lemma~\ref{lem:weil-divisor-span} now expresses the rational Betti
|
| 424 |
+
class $R^*\kappa$ as a finite rational linear combination of products
|
| 425 |
+
of rational divisor classes on $B$. The realization and
|
| 426 |
+
specialization compatibilities in
|
| 427 |
+
Proposition~\ref{prop:transport}, together with those for divisors
|
| 428 |
+
and homomorphisms, specialize this identity with the same rational
|
| 429 |
+
coefficients in every component. Hence $R_0^*\kappa_0$ is a
|
| 430 |
+
simultaneous rational Lefschetz class. Finally,
|
| 431 |
+
\[
|
| 432 |
+
\gamma_0=f_0^*R_0^*\kappa_0,
|
| 433 |
+
\]
|
| 434 |
+
because $R_0f_0=f_0$. Pullback by a rational homomorphism preserves
|
| 435 |
+
simultaneous rational Lefschetz classes, so the same is true of
|
| 436 |
+
$\gamma_0$. Its complementary traces are therefore one common
|
| 437 |
+
rational intersection number, proving the second alternative and
|
| 438 |
+
the proposition.
|
| 439 |
+
\end{proof}
|
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/05_reduction.tex
CHANGED
|
@@ -1,448 +1,448 @@
|
|
| 1 |
-
\section{CM reduction and consequences}
|
| 2 |
-
\label{sec:reduction}
|
| 3 |
-
|
| 4 |
-
The remaining step in the main proof is to express CM Hodge classes
|
| 5 |
-
as pullbacks of balanced Weil classes. Together with CM transport
|
| 6 |
-
and Proposition~\ref{prop:weil}, this will prove
|
| 7 |
-
Theorem~\ref{thm:main}. We then derive two specialization consequences.
|
| 8 |
-
|
| 9 |
-
\subsection{CM classes as pullbacks of Weil classes}
|
| 10 |
-
|
| 11 |
-
We give the CM reduction in the form needed here. The stronger
|
| 12 |
-
reduction to classes on abelian varieties of split Weil type is due to
|
| 13 |
-
Deligne and Andr\'e \cite{Andre1992}; see the reconstruction in
|
| 14 |
-
\cite[Theorem~1 and Section~4]{Milne2020}. Only balanced signatures
|
| 15 |
-
and a compatible polarization are needed for our application, and
|
| 16 |
-
we prove this form directly using rational idempotents on powers.
|
| 17 |
-
|
| 18 |
-
\begin{lemma}[CM reduction]
|
| 19 |
-
\label{lem:cm-reduction}
|
| 20 |
-
Let $A/\Qbar$ be an abelian variety of CM type with good reduction at $w$,
|
| 21 |
-
and let $r>0$. For every rational Hodge class
|
| 22 |
-
$\gamma\in H^{2r}(A(\C),\Q(r))$, there are finitely many abelian varieties
|
| 23 |
-
$B_i/\Qbar$ with good reduction at $w$, rational homomorphisms
|
| 24 |
-
$f_i\colon A\to B_i$, and rational Weil classes
|
| 25 |
-
$\eta_i\in H^{2r}(B_i(\C),\Q(r))$ such that
|
| 26 |
-
\begin{equation}
|
| 27 |
-
\label{eq:cm-pullback-decomposition}
|
| 28 |
-
\gamma=\sum_i f_i^*\eta_i.
|
| 29 |
-
\end{equation}
|
| 30 |
-
Each $B_i$ has an action of a CM field $K$ for which $H_1(B_i(\C),\Q)$
|
| 31 |
-
has rank $2r$ over $K$, the Hodge signatures are $(r,r)$ at every
|
| 32 |
-
embedding of $K$, and a polarization induces complex conjugation on $K$.
|
| 33 |
-
The equality specializes simultaneously in all the realizations used in
|
| 34 |
-
Theorem~\ref{thm:main}.
|
| 35 |
-
\end{lemma}
|
| 36 |
-
|
| 37 |
-
\begin{proof}
|
| 38 |
-
We first identify the eigenspace components that can support a rational
|
| 39 |
-
Hodge class. For each such component we construct a balanced abelian
|
| 40 |
-
factor of a power of $A$, whose Weil classes pull back onto that
|
| 41 |
-
component. Taking the sum of these rational pullback spaces will then
|
| 42 |
-
give the decomposition over $\Q$.
|
| 43 |
-
|
| 44 |
-
\medskip\noindent
|
| 45 |
-
\emph{Balanced eigenspace components.}
|
| 46 |
-
Set $V=H_1(A(\C),\Q)$. We work throughout up to isogeny. There is a
|
| 47 |
-
CM algebra $E'$, a product of CM fields, acting on $A$ such that $V$ is
|
| 48 |
-
free of rank one over $E'$. To obtain it, decompose $A$ up to isogeny
|
| 49 |
-
into simple CM factors and take the product of their CM fields, with a
|
| 50 |
-
separate label for each repeated factor. Transporting this action back
|
| 51 |
-
along an isogeny gives the asserted action on $A$ itself.
|
| 52 |
-
|
| 53 |
-
Choose a finite Galois CM field $K\subset\Qbar$ containing the images of
|
| 54 |
-
all the factors of $E'$, and put $S=\Hom_{\Q\text{-alg}}(E',K)$. Then
|
| 55 |
-
\[
|
| 56 |
-
V_K:=V\otimes_{\Q}K=\bigoplus_{\rho\in S}V_\rho,
|
| 57 |
-
\qquad \dim_K V_\rho=1.
|
| 58 |
-
\]
|
| 59 |
-
The Hodge decomposition is diagonal for this decomposition after
|
| 60 |
-
extension to $\C$. We suppress the common Tate twist in the following
|
| 61 |
-
linear-algebra calculations. Alternating forms of degree $2r$ decompose
|
| 62 |
-
as
|
| 63 |
-
\[
|
| 64 |
-
\bigwedge^{2r}V_K^*
|
| 65 |
-
=\bigoplus_{\substack{\Delta\subset S\\ |\Delta|=2r}}L_\Delta,
|
| 66 |
-
\qquad
|
| 67 |
-
L_\Delta=
|
| 68 |
-
\bigwedge^{2r}\left(\bigoplus_{\rho\in\Delta}V_\rho\right)^*,
|
| 69 |
-
\]
|
| 70 |
-
where each form on the right is extended by zero on the other summands.
|
| 71 |
-
Every $L_\Delta$ is one-dimensional and has a definite Hodge type.
|
| 72 |
-
|
| 73 |
-
Suppose the component of $\gamma$ in $L_\Delta$ is nonzero. Since
|
| 74 |
-
$\gamma$ is rational, its component in $L_{\sigma\Delta}$ is the
|
| 75 |
-
semilinear conjugate of that component and is nonzero for every
|
| 76 |
-
$\sigma\in\Gal(K/\Q)$. The Hodge condition therefore implies that
|
| 77 |
-
every $\sigma\Delta$ contains $r$ lines of each of the two Hodge types.
|
| 78 |
-
We call such a subset balanced under all conjugates.
|
| 79 |
-
|
| 80 |
-
\medskip\noindent
|
| 81 |
-
\emph{An abelian factor with balanced signatures.}
|
| 82 |
-
Fix one of these subsets $\Delta$. Form the abelian variety
|
| 83 |
-
$A\otimes_{\Q}K$ in the category up to isogeny: it is a power of $A$
|
| 84 |
-
whose index space is the underlying rational vector space of $K$.
|
| 85 |
-
The regular action of $K$ on this index space is an action by rational
|
| 86 |
-
endomorphisms of the power. Its rational homology is
|
| 87 |
-
\[
|
| 88 |
-
T=V\otimes_{\Q}K,\qquad
|
| 89 |
-
\dim_\Q T=[K:\Q]\dim_\Q V.
|
| 90 |
-
\]
|
| 91 |
-
In contrast with the coefficient space $V_K$, we regard $T$ here as a
|
| 92 |
-
$\Q$-vector space, with $K$ acting on its second factor. The abelian
|
| 93 |
-
variety remains over $\Qbar$. The actions on the two factors give
|
| 94 |
-
an action of the rational algebra
|
| 95 |
-
\[
|
| 96 |
-
E'\otimes_{\Q}K\simeq\prod_{\rho\in S}K,
|
| 97 |
-
\qquad e\otimes k\longmapsto\bigl(\rho(e)k\bigr)_{\rho\in S}.
|
| 98 |
-
\]
|
| 99 |
-
Let $e_\Delta$ be the idempotent with coordinates $1$ on $\Delta$ and
|
| 100 |
-
$0$ elsewhere. It is a rational endomorphism of $A\otimes_{\Q}K$,
|
| 101 |
-
so its image is an abelian variety $B_\Delta$ up to isogeny. In
|
| 102 |
-
particular no Galois invariance of $\Delta$ is required for this
|
| 103 |
-
construction. Write
|
| 104 |
-
\[
|
| 105 |
-
U=H_1(B_\Delta(\C),\Q)=e_\Delta T.
|
| 106 |
-
\]
|
| 107 |
-
The index-field action of $K$ preserves $U$.
|
| 108 |
-
|
| 109 |
-
Now extend the coefficients of $U$ to $K$, and use the fixed inclusion
|
| 110 |
-
$K\subset\C$ to identify the embeddings of $K$ with $\Gal(K/\Q)$.
|
| 111 |
-
Evaluation of the index factor at $\tau$ identifies its eigenspace in
|
| 112 |
-
$T\otimes_\Q K$ with $V_K$. In that eigenspace the idempotent retains
|
| 113 |
-
exactly the summands indexed by $\tau\Delta$. Thus
|
| 114 |
-
\begin{equation}
|
| 115 |
-
\label{eq:cm-embedding-summand}
|
| 116 |
-
U_\tau=\bigoplus_{\rho\in\Delta}V_{\tau\rho},
|
| 117 |
-
\end{equation}
|
| 118 |
-
and the same description holds after extension to $\C$. Explicitly,
|
| 119 |
-
evaluation of the idempotent at the pair of embeddings $(\xi,\tau)$ is $1$ exactly
|
| 120 |
-
when $\xi=\tau\rho$ for some $\rho\in\Delta$. Thus
|
| 121 |
-
$\dim_K U_\tau=2r$ for every $\tau$. Since $K$ is Galois and
|
| 122 |
-
$\Delta$ is balanced under all conjugates, each $U_\tau$ has $r$ lines
|
| 123 |
-
of each Hodge type. Consequently $U$ has rank $2r$ over $K$,
|
| 124 |
-
$\dim B_\Delta=r[K:\Q]$, and the required Hodge signatures are
|
| 125 |
-
$(r,r)$.
|
| 126 |
-
|
| 127 |
-
\medskip\noindent
|
| 128 |
-
\emph{A compatible polarization.}
|
| 129 |
-
Let $\psi$ be a
|
| 130 |
-
rational polarization form on $V$, and equip the index space $K$ with
|
| 131 |
-
the positive definite rational symmetric form
|
| 132 |
-
\[
|
| 133 |
-
t(k,l)=\Tr_{K/\Q}(k\bar l).
|
| 134 |
-
\]
|
| 135 |
-
The form $\Psi=\psi\otimes t$ is a rational polarization form on the
|
| 136 |
-
power $A\otimes_{\Q}K$: its alternating and Hodge properties follow
|
| 137 |
-
from those of $\psi$, and its positivity follows by tensoring the
|
| 138 |
-
positive symmetric form associated to $\psi$ with $t$. A positive
|
| 139 |
-
integral multiple gives an actual polarization. For $a\in K$,
|
| 140 |
-
\[
|
| 141 |
-
t(ak,l)=t(k,\bar a l),
|
| 142 |
-
\]
|
| 143 |
-
so the Rosati involution of $\Psi$ induces conjugation on the
|
| 144 |
-
index-field action. Restrict $\Psi$ to $B_\Delta$. This is again a
|
| 145 |
-
polarization, and because $U$ is $K$-stable its adjoint identity still
|
| 146 |
-
induces conjugation on $K$. This restriction does not require
|
| 147 |
-
$e_\Delta$ to be self-adjoint.
|
| 148 |
-
|
| 149 |
-
\medskip\noindent
|
| 150 |
-
\emph{Pullback and descent of the rational span.}
|
| 151 |
-
The factor $B_\Delta$ now has the field action, balanced signatures,
|
| 152 |
-
and polarization needed to define its Weil classes. The rational
|
| 153 |
-
homomorphism $f_\Delta\colon A\to B_\Delta$ defined on
|
| 154 |
-
homology by
|
| 155 |
-
\[
|
| 156 |
-
v\longmapsto e_\Delta(v\otimes 1)
|
| 157 |
-
\]
|
| 158 |
-
has the needed effect on Weil classes. After splitting coefficients,
|
| 159 |
-
its component at the identity embedding of $K$ is the projection
|
| 160 |
-
\[
|
| 161 |
-
\bigoplus_{\rho\in S}V_\rho
|
| 162 |
-
\longrightarrow
|
| 163 |
-
\bigoplus_{\rho\in\Delta}V_\rho.
|
| 164 |
-
\]
|
| 165 |
-
Thus pullback maps $\bigwedge^{2r}U_{\id}^*$ isomorphically onto
|
| 166 |
-
$L_\Delta$. More generally the component indexed by $\tau$ pulls back
|
| 167 |
-
onto $L_{\tau\Delta}$. The rational Weil-class space $W_K^r(B_\Delta)$
|
| 168 |
-
is characterized, with the twist restored, by
|
| 169 |
-
\[
|
| 170 |
-
W_K^r(B_\Delta)\otimes_{\Q}K
|
| 171 |
-
=\bigoplus_{\tau:K\hookrightarrow K}
|
| 172 |
-
\bigwedge^{2r}U_\tau^*(r).
|
| 173 |
-
\]
|
| 174 |
-
In particular $f_\Delta^*W_K^r(B_\Delta)$ is a rational subspace whose
|
| 175 |
-
extension to $K$ contains $L_\Delta(r)$.
|
| 176 |
-
|
| 177 |
-
Take the sum of these rational pullback spaces over the finitely many
|
| 178 |
-
subsets supporting $\gamma$. Its scalar extension contains every
|
| 179 |
-
component of $\gamma$, and therefore contains $\gamma$ itself. Since
|
| 180 |
-
extension of scalars is injective on the quotient by a rational
|
| 181 |
-
subspace, the sum already contains $\gamma$ over $\Q$. This proves
|
| 182 |
-
\eqref{eq:cm-pullback-decomposition} with rational Weil classes. Notice
|
| 183 |
-
that an individual embedding component need not descend to $\Q$;
|
| 184 |
-
only the entire Weil-class space and its pullback are used in this
|
| 185 |
-
descent argument.
|
| 186 |
-
|
| 187 |
-
\medskip\noindent
|
| 188 |
-
\emph{Good reduction and specialization.}
|
| 189 |
-
All the constructions use finitely many rational endomorphisms of
|
| 190 |
-
powers of $A$ and their images. They therefore exist over $\Qbar$ and
|
| 191 |
-
descend, together with the maps, to a common number field after a finite
|
| 192 |
-
extension. Choose that extension so that $A$ has good reduction at the
|
| 193 |
-
place specified by $w$. For any $\ell\ne p$, the rational Tate module
|
| 194 |
-
of $B_\Delta$ is a Galois-stable direct summand of the rational Tate
|
| 195 |
-
module of the power of $A$. It is unramified at this place. The
|
| 196 |
-
N\'eron--Ogg--Shafarevich criterion gives good reduction of
|
| 197 |
-
$B_\Delta$ there; it also shows that the isogenies used in the
|
| 198 |
-
construction do not affect this conclusion
|
| 199 |
-
\cite[Chapter~IV, Theorem~3.5]{MilneAVNotes}. Rational homomorphisms between
|
| 200 |
-
the resulting good-reduction varieties specialize after clearing
|
| 201 |
-
denominators. The equality of rational Hodge classes
|
| 202 |
-
\eqref{eq:cm-pullback-decomposition} is respected by their compatible
|
| 203 |
-
realizations and by specialization, with the same rational coefficients
|
| 204 |
-
in every component. This proves the last assertion.
|
| 205 |
-
\end{proof}
|
| 206 |
-
|
| 207 |
-
\begin{corollary}
|
| 208 |
-
\label{cor:cm-pairing}
|
| 209 |
-
The Lefschetz pairing property holds for the specialization of every
|
| 210 |
-
rational Hodge class on a CM abelian variety over $\Qbar$ with good
|
| 211 |
-
reduction at $w$.
|
| 212 |
-
\end{corollary}
|
| 213 |
-
|
| 214 |
-
\begin{proof}
|
| 215 |
-
In codimension zero the class is a rational multiple of the unit, so
|
| 216 |
-
the assertion follows from the compatibility of divisor intersection
|
| 217 |
-
numbers with the normalized traces. In positive codimension use
|
| 218 |
-
Lemma~\ref{lem:cm-reduction}. Proposition~\ref{prop:weil} gives the
|
| 219 |
-
Lefschetz pairing property for the specialization of each $\eta_i$.
|
| 220 |
-
Lemma~\ref{lem:pairing-functorial} preserves this property under
|
| 221 |
-
rational pullback and rational linear combinations. Applying it to
|
| 222 |
-
\eqref{eq:cm-pullback-decomposition} proves the assertion.
|
| 223 |
-
\end{proof}
|
| 224 |
-
|
| 225 |
-
\subsection{Proof of the main theorem}
|
| 226 |
-
|
| 227 |
-
\begin{proof}[Proof of Theorem~\ref{thm:main}]
|
| 228 |
-
The case \(r=0\) follows from divisor intersection numbers as in the
|
| 229 |
-
preceding corollary. This includes \(\dim A=0\), where the abelian
|
| 230 |
-
variety is a point. If \(r=\dim A\), a rational top class is a
|
| 231 |
-
rational multiple of the point class; its normalized trace is
|
| 232 |
-
preserved by specialization, and the complementary product is \(1\).
|
| 233 |
-
We may therefore assume \(0<r<\dim A\).
|
| 234 |
-
|
| 235 |
-
Corollary~\ref{cor:cm-transport} gives a CM abelian variety $B/\Qbar$ with good
|
| 236 |
-
reduction at $w$, a rational Hodge class $\kappa$ on $B$, a
|
| 237 |
-
quasi-isogeny $a\colon A_0^n\to B_0$, and the first-factor inclusion
|
| 238 |
-
$j\colon A_0\to A_0^n$, such that
|
| 239 |
-
\[
|
| 240 |
-
\gamma_0=(aj)^*\kappa_0
|
| 241 |
-
\]
|
| 242 |
-
simultaneously in all the realizations under consideration.
|
| 243 |
-
Corollary~\ref{cor:cm-pairing} gives the Lefschetz pairing property for
|
| 244 |
-
$\kappa_0$, and Lemma~\ref{lem:pairing-functorial} gives it for
|
| 245 |
-
$\gamma_0$. Hence, for each prescribed product of complementary
|
| 246 |
-
divisor classes on $A_0$, all the normalized traces in
|
| 247 |
-
Theorem~\ref{thm:main} equal one rational number. This proves the
|
| 248 |
-
theorem.
|
| 249 |
-
\end{proof}
|
| 250 |
-
|
| 251 |
-
\subsection{Specialization in a fixed good theory}
|
| 252 |
-
|
| 253 |
-
We now use CM transport to place the specialization of every rational
|
| 254 |
-
Hodge class in one fixed theory of rational Tate classes.
|
| 255 |
-
|
| 256 |
-
Continue to fix \(\Qbar\subset\C\), \(p\), and \(w\), with
|
| 257 |
-
\(\F\), \(\Kzero\), and \(\Cw\) as in the introduction. Let
|
| 258 |
-
\(\mathcal S_0\) be Milne's class of \(\F\)-varieties whose connected
|
| 259 |
-
components are products of abelian varieties and projective spaces.
|
| 260 |
-
The CM case of Theorem~\ref{thm:main}, by linearity for complementary
|
| 261 |
-
Lefschetz classes, satisfies the hypothesis of
|
| 262 |
-
\cite[Theorem~4.5]{Milne2009}. Fix one good theory \(\mathcal R\) of
|
| 263 |
-
rational Tate classes on \(\mathcal S_0\) supplied by that theorem,
|
| 264 |
-
before varying any abelian variety or Hodge class.
|
| 265 |
-
|
| 266 |
-
For \(\rho\in\mathcal R^r(X)\), write \((\rho)_\ell\) for its
|
| 267 |
-
\(\ell\)-adic component when \(\ell\ne p\), and \((\rho)_p\) for
|
| 268 |
-
its native crystalline Tate component in
|
| 269 |
-
\[
|
| 270 |
-
H^{2r}_{\mathrm{cris}}(X/W(\F))[1/p](r).
|
| 271 |
-
\]
|
| 272 |
-
We use three properties of the theory. Its spaces are rational vector
|
| 273 |
-
spaces preserved by pullback, its realization maps are injective, and
|
| 274 |
-
specializations of CM Hodge classes belong to it. These are the
|
| 275 |
-
properties in axioms \textup{(R1)}, \textup{(R4)}, and the goodness
|
| 276 |
-
axiom \textup{(R3)}, respectively
|
| 277 |
-
\cite[Definitions~2.1 and~3.1]{Milne2009}. The following consequence
|
| 278 |
-
extends the last property to all rational Hodge classes, while keeping
|
| 279 |
-
this one theory fixed.
|
| 280 |
-
|
| 281 |
-
\begin{corollary}[Specialization of all rational Hodge classes]
|
| 282 |
-
\label{cor:all-hodge-specialization}
|
| 283 |
-
For every abelian variety \(A/\Qbar\) of dimension \(d\) with good
|
| 284 |
-
reduction \(A_0/\F\) at \(w\), every \(0\leq r\leq d\), and every
|
| 285 |
-
rational Hodge class
|
| 286 |
-
\[
|
| 287 |
-
\gamma\in H^{2r}(A(\C),\Q(r)),
|
| 288 |
-
\]
|
| 289 |
-
there is a unique class \(\rho_\gamma\in\mathcal R^r(A_0)\) such that
|
| 290 |
-
\[
|
| 291 |
-
(\rho_\gamma)_\ell=\gamma_{0,\ell}\quad(\ell\ne p),\qquad
|
| 292 |
-
(\rho_\gamma)_p\otimes 1=\gamma_{0,p}.
|
| 293 |
-
\]
|
| 294 |
-
The prime-to-\(p\) equalities are in
|
| 295 |
-
\(H^{2r}_{\acute{e}t}(A_0,\Q_\ell(r))\); the crystalline equality is in
|
| 296 |
-
\[
|
| 297 |
-
H^{2r}_{\mathrm{cris}}(A_0/W(\F))[1/p](r)
|
| 298 |
-
\otimes_{\Kzero}\Cw.
|
| 299 |
-
\]
|
| 300 |
-
The specialization components are those of Theorem~\ref{thm:main}.
|
| 301 |
-
The assertion holds for every prime \(p\),
|
| 302 |
-
including \(p=2\), with the prime, place, and theory fixed before
|
| 303 |
-
\(A\) and \(\gamma\) vary.
|
| 304 |
-
\end{corollary}
|
| 305 |
-
|
| 306 |
-
\begin{proof}
|
| 307 |
-
In codimension zero, take the corresponding rational multiple of the
|
| 308 |
-
unit, which belongs to the theory by pullback from the point. This
|
| 309 |
-
also covers $d=0$. In top codimension $r=d>0$, take $q$ times the
|
| 310 |
-
point class, where $q\in\Q$ is the normalized trace of $\gamma$.
|
| 311 |
-
The point class belongs to $\mathcal R^d(A_0)$
|
| 312 |
-
\cite[\S2.3]{Milne2009}, and its normalized trace is one. Compatibility
|
| 313 |
-
of traces with specialization gives the required components in these
|
| 314 |
-
cases.
|
| 315 |
-
|
| 316 |
-
Suppose now that $0<r<d$. Choose the CM variety $B$, Hodge class
|
| 317 |
-
$\kappa$, and rational homomorphism
|
| 318 |
-
\[
|
| 319 |
-
b=aj\in\Hom^0(A_0,B_0),\qquad
|
| 320 |
-
\gamma_0=b^*\kappa_0
|
| 321 |
-
\]
|
| 322 |
-
from Corollary~\ref{cor:cm-transport}. The equality holds in all
|
| 323 |
-
the stated realizations, with the usual absolute-Hodge specializations
|
| 324 |
-
of $\kappa$. Axiom \textup{(R3)} gives one class
|
| 325 |
-
\(\rho_\kappa\in\mathcal R^r(B_0)\) with
|
| 326 |
-
\[
|
| 327 |
-
(\rho_\kappa)_\ell=\kappa_{0,\ell}\quad(\ell\ne p),\qquad
|
| 328 |
-
(\rho_\kappa)_p\otimes1=\kappa_{0,p}.
|
| 329 |
-
\]
|
| 330 |
-
|
| 331 |
-
Choose an integer \(N>0\) such that \(h=Nb\) is an actual
|
| 332 |
-
homomorphism \(A_0\to B_0\). Pullback by \(h\) preserves the theory
|
| 333 |
-
by axiom \textup{(R1)} of \cite[Definition~2.1]{Milne2009}. Since
|
| 334 |
-
\(\mathcal R^r(A_0)\) is a \(\Q\)-vector space, we may set
|
| 335 |
-
\[
|
| 336 |
-
\rho_\gamma=N^{-2r}h^*\rho_\kappa\in\mathcal R^r(A_0).
|
| 337 |
-
\]
|
| 338 |
-
Functoriality of the component maps and
|
| 339 |
-
\eqref{eq:rational-pullback} give
|
| 340 |
-
\begin{align*}
|
| 341 |
-
(\rho_\gamma)_\ell
|
| 342 |
-
&=N^{-2r}h^*\kappa_{0,\ell}
|
| 343 |
-
=b^*\kappa_{0,\ell}=\gamma_{0,\ell}
|
| 344 |
-
&&(\ell\ne p),\\
|
| 345 |
-
(\rho_\gamma)_p\otimes1
|
| 346 |
-
&=N^{-2r}h^*\kappa_{0,p}
|
| 347 |
-
=b^*\kappa_{0,p}=\gamma_{0,p}.
|
| 348 |
-
\end{align*}
|
| 349 |
-
The second line is taken after extension from $\Kzero$ to $\Cw$.
|
| 350 |
-
Pullback in \textup{(R1)} applies to any homomorphism $h$, and rational
|
| 351 |
-
scalar multiplication allows any denominator $N$. Thus the argument
|
| 352 |
-
requires neither an isogeny nor separability, and remains valid when
|
| 353 |
-
$p\mid N$, including at $p=2$.
|
| 354 |
-
|
| 355 |
-
Finally, two classes with the required components have the same
|
| 356 |
-
\(\ell\)-adic component for any one \(\ell\ne p\). Injectivity of
|
| 357 |
-
that component map by \textup{(R4)} makes them equal. Thus the class
|
| 358 |
-
is unique in the fixed theory, independently of the auxiliary choices.
|
| 359 |
-
\end{proof}
|
| 360 |
-
|
| 361 |
-
This cohomological membership statement alone gives no algebraic cycle
|
| 362 |
-
and proves neither the Hodge nor the Tate conjecture. The construction
|
| 363 |
-
takes place at the fixed
|
| 364 |
-
reduction place: its CM auxiliary may have dimension $n\dim A$, and
|
| 365 |
-
the map $b$ is between special fibers. It supplies no same-dimensional
|
| 366 |
-
CM lift or map between the generic fibers.
|
| 367 |
-
|
| 368 |
-
\subsection{Algebraicity after good reduction}
|
| 369 |
-
|
| 370 |
-
The CM Hodge theorem \cite[Theorem~1.1]{OpenAICMHodge2026}, combined
|
| 371 |
-
with our CM transport, strengthens the preceding specialization
|
| 372 |
-
statement. It is an additional input to the following consequence,
|
| 373 |
-
not to the proof of Theorem~\ref{thm:main}.
|
| 374 |
-
|
| 375 |
-
\begin{corollary}[Algebraic specialization of rational Hodge classes]
|
| 376 |
-
\label{cor:algebraic-specialization}
|
| 377 |
-
Fix the prime and place as in Theorem~\ref{thm:main}. Let
|
| 378 |
-
\(A/\Qbar\) be an abelian variety of dimension \(d\) with good
|
| 379 |
-
reduction \(A_0/\F\) at \(w\), and let
|
| 380 |
-
\(\gamma\in H^{2r}(A(\C),\Q(r))\) be a rational Hodge class,
|
| 381 |
-
where \(0\leq r\leq d\). There is one rational algebraic cycle
|
| 382 |
-
\(z_\gamma\in\operatorname{CH}^r(A_0)_{\Q}\) such that
|
| 383 |
-
\[
|
| 384 |
-
\operatorname{cl}_\ell(z_\gamma)=\gamma_{0,\ell}
|
| 385 |
-
\quad(\ell\ne p),\qquad
|
| 386 |
-
\operatorname{cl}_{\mathrm{cris}}(z_\gamma)\otimes1=\gamma_{0,p}.
|
| 387 |
-
\]
|
| 388 |
-
The crystalline equality is in
|
| 389 |
-
\[
|
| 390 |
-
H^{2r}_{\mathrm{cris}}(A_0/W(\F))[1/p](r)
|
| 391 |
-
\otimes_{\Kzero}\Cw.
|
| 392 |
-
\]
|
| 393 |
-
This holds for every prime \(p\), including \(p=2\).
|
| 394 |
-
Consequently, for every
|
| 395 |
-
\(y\in\operatorname{CH}^{d-r}(A_0)_{\Q}\), the traces of
|
| 396 |
-
\(\gamma_{0,\ell}\operatorname{cl}_\ell(y)\) for \(\ell\ne p\)
|
| 397 |
-
and of \(\gamma_{0,p}\operatorname{cl}_{\mathrm{cris}}(y)\)
|
| 398 |
-
are all the same rational number \(\deg(z_\gamma\cdot y)\).
|
| 399 |
-
\end{corollary}
|
| 400 |
-
|
| 401 |
-
\begin{proof}
|
| 402 |
-
In codimension zero or top codimension, use the corresponding rational
|
| 403 |
-
multiple of the unit or the point class, as in the preceding proof.
|
| 404 |
-
This includes dimension zero. For $0<r<d$, use the CM variety $B$,
|
| 405 |
-
rational Hodge class $\kappa$, and map
|
| 406 |
-
\[
|
| 407 |
-
b=aj\in\Hom^0(A_0,B_0),\qquad \gamma_0=b^*\kappa_0
|
| 408 |
-
\]
|
| 409 |
-
given by Corollary~\ref{cor:cm-transport}, with the equality in every
|
| 410 |
-
stated realization.
|
| 411 |
-
|
| 412 |
-
By \cite[Theorem~1.1]{OpenAICMHodge2026}, \(\kappa\) is the
|
| 413 |
-
Betti class of a rational algebraic cycle on \(B_{\C}\). A
|
| 414 |
-
representative can be chosen over \(\Qbar\): spread each of its
|
| 415 |
-
finitely many components in the Hilbert scheme of the fixed projective
|
| 416 |
-
variety \(B\), and choose a \(\Qbar\)-point on the same
|
| 417 |
-
geometrically connected component. The universal flat family preserves
|
| 418 |
-
the Betti cycle class. Thus there is
|
| 419 |
-
\(Z\in\operatorname{CH}^r(B)_{\Q}\) with class \(\kappa\).
|
| 420 |
-
Descend \(B\) and \(Z\) to a number field and extend the chosen
|
| 421 |
-
place so that \(B\) has an abelian scheme model. Specialization gives
|
| 422 |
-
\(Z_0\in\operatorname{CH}^r(B_0)_{\Q}\). Compatibility of
|
| 423 |
-
cycle classes with smooth proper specialization and the
|
| 424 |
-
de Rham--crystalline comparison identifies its classes with
|
| 425 |
-
\(\kappa_{0,\ell}\) and \(\kappa_{0,p}\), respectively.
|
| 426 |
-
In particular the same rational cycle \(Z_0\) gives every realization.
|
| 427 |
-
|
| 428 |
-
Choose \(N>0\) with \(h=Nb\) an actual homomorphism
|
| 429 |
-
\(A_0\to B_0\), and put
|
| 430 |
-
\[
|
| 431 |
-
z_\gamma=N^{-2r}h^*Z_0\in\operatorname{CH}^r(A_0)_{\Q}.
|
| 432 |
-
\]
|
| 433 |
-
Here \(h^*\) is the Chow pullback between smooth varieties, defined
|
| 434 |
-
by the graph and refined intersection; it requires neither flatness
|
| 435 |
-
nor separability of \(h\). Functoriality of cycle classes and
|
| 436 |
-
\eqref{eq:rational-pullback} give the required equalities. Rational
|
| 437 |
-
coefficients permit this denominator even if \(p\mid N\); the
|
| 438 |
-
crystalline realization has already inverted \(p\). Finally,
|
| 439 |
-
compatibility of cycle classes with products and normalized traces
|
| 440 |
-
gives the asserted intersection number for every \(y\).
|
| 441 |
-
\end{proof}
|
| 442 |
-
|
| 443 |
-
This conclusion concerns only the special fiber at the fixed place.
|
| 444 |
-
It neither asserts the Hodge conjecture for arbitrary abelian varieties
|
| 445 |
-
in characteristic zero nor lifts \(z_\gamma\) to the original
|
| 446 |
-
generic fiber. The representing cycle is not asserted to be unique
|
| 447 |
-
modulo rational equivalence, and no comparison between different
|
| 448 |
-
reduction places is made.
|
|
|
|
| 1 |
+
\section{CM reduction and consequences}
|
| 2 |
+
\label{sec:reduction}
|
| 3 |
+
|
| 4 |
+
The remaining step in the main proof is to express CM Hodge classes
|
| 5 |
+
as pullbacks of balanced Weil classes. Together with CM transport
|
| 6 |
+
and Proposition~\ref{prop:weil}, this will prove
|
| 7 |
+
Theorem~\ref{thm:main}. We then derive two specialization consequences.
|
| 8 |
+
|
| 9 |
+
\subsection{CM classes as pullbacks of Weil classes}
|
| 10 |
+
|
| 11 |
+
We give the CM reduction in the form needed here. The stronger
|
| 12 |
+
reduction to classes on abelian varieties of split Weil type is due to
|
| 13 |
+
Deligne and Andr\'e \cite{Andre1992}; see the reconstruction in
|
| 14 |
+
\cite[Theorem~1 and Section~4]{Milne2020}. Only balanced signatures
|
| 15 |
+
and a compatible polarization are needed for our application, and
|
| 16 |
+
we prove this form directly using rational idempotents on powers.
|
| 17 |
+
|
| 18 |
+
\begin{lemma}[CM reduction]
|
| 19 |
+
\label{lem:cm-reduction}
|
| 20 |
+
Let $A/\Qbar$ be an abelian variety of CM type with good reduction at $w$,
|
| 21 |
+
and let $r>0$. For every rational Hodge class
|
| 22 |
+
$\gamma\in H^{2r}(A(\C),\Q(r))$, there are finitely many abelian varieties
|
| 23 |
+
$B_i/\Qbar$ with good reduction at $w$, rational homomorphisms
|
| 24 |
+
$f_i\colon A\to B_i$, and rational Weil classes
|
| 25 |
+
$\eta_i\in H^{2r}(B_i(\C),\Q(r))$ such that
|
| 26 |
+
\begin{equation}
|
| 27 |
+
\label{eq:cm-pullback-decomposition}
|
| 28 |
+
\gamma=\sum_i f_i^*\eta_i.
|
| 29 |
+
\end{equation}
|
| 30 |
+
Each $B_i$ has an action of a CM field $K$ for which $H_1(B_i(\C),\Q)$
|
| 31 |
+
has rank $2r$ over $K$, the Hodge signatures are $(r,r)$ at every
|
| 32 |
+
embedding of $K$, and a polarization induces complex conjugation on $K$.
|
| 33 |
+
The equality specializes simultaneously in all the realizations used in
|
| 34 |
+
Theorem~\ref{thm:main}.
|
| 35 |
+
\end{lemma}
|
| 36 |
+
|
| 37 |
+
\begin{proof}
|
| 38 |
+
We first identify the eigenspace components that can support a rational
|
| 39 |
+
Hodge class. For each such component we construct a balanced abelian
|
| 40 |
+
factor of a power of $A$, whose Weil classes pull back onto that
|
| 41 |
+
component. Taking the sum of these rational pullback spaces will then
|
| 42 |
+
give the decomposition over $\Q$.
|
| 43 |
+
|
| 44 |
+
\medskip\noindent
|
| 45 |
+
\emph{Balanced eigenspace components.}
|
| 46 |
+
Set $V=H_1(A(\C),\Q)$. We work throughout up to isogeny. There is a
|
| 47 |
+
CM algebra $E'$, a product of CM fields, acting on $A$ such that $V$ is
|
| 48 |
+
free of rank one over $E'$. To obtain it, decompose $A$ up to isogeny
|
| 49 |
+
into simple CM factors and take the product of their CM fields, with a
|
| 50 |
+
separate label for each repeated factor. Transporting this action back
|
| 51 |
+
along an isogeny gives the asserted action on $A$ itself.
|
| 52 |
+
|
| 53 |
+
Choose a finite Galois CM field $K\subset\Qbar$ containing the images of
|
| 54 |
+
all the factors of $E'$, and put $S=\Hom_{\Q\text{-alg}}(E',K)$. Then
|
| 55 |
+
\[
|
| 56 |
+
V_K:=V\otimes_{\Q}K=\bigoplus_{\rho\in S}V_\rho,
|
| 57 |
+
\qquad \dim_K V_\rho=1.
|
| 58 |
+
\]
|
| 59 |
+
The Hodge decomposition is diagonal for this decomposition after
|
| 60 |
+
extension to $\C$. We suppress the common Tate twist in the following
|
| 61 |
+
linear-algebra calculations. Alternating forms of degree $2r$ decompose
|
| 62 |
+
as
|
| 63 |
+
\[
|
| 64 |
+
\bigwedge^{2r}V_K^*
|
| 65 |
+
=\bigoplus_{\substack{\Delta\subset S\\ |\Delta|=2r}}L_\Delta,
|
| 66 |
+
\qquad
|
| 67 |
+
L_\Delta=
|
| 68 |
+
\bigwedge^{2r}\left(\bigoplus_{\rho\in\Delta}V_\rho\right)^*,
|
| 69 |
+
\]
|
| 70 |
+
where each form on the right is extended by zero on the other summands.
|
| 71 |
+
Every $L_\Delta$ is one-dimensional and has a definite Hodge type.
|
| 72 |
+
|
| 73 |
+
Suppose the component of $\gamma$ in $L_\Delta$ is nonzero. Since
|
| 74 |
+
$\gamma$ is rational, its component in $L_{\sigma\Delta}$ is the
|
| 75 |
+
semilinear conjugate of that component and is nonzero for every
|
| 76 |
+
$\sigma\in\Gal(K/\Q)$. The Hodge condition therefore implies that
|
| 77 |
+
every $\sigma\Delta$ contains $r$ lines of each of the two Hodge types.
|
| 78 |
+
We call such a subset balanced under all conjugates.
|
| 79 |
+
|
| 80 |
+
\medskip\noindent
|
| 81 |
+
\emph{An abelian factor with balanced signatures.}
|
| 82 |
+
Fix one of these subsets $\Delta$. Form the abelian variety
|
| 83 |
+
$A\otimes_{\Q}K$ in the category up to isogeny: it is a power of $A$
|
| 84 |
+
whose index space is the underlying rational vector space of $K$.
|
| 85 |
+
The regular action of $K$ on this index space is an action by rational
|
| 86 |
+
endomorphisms of the power. Its rational homology is
|
| 87 |
+
\[
|
| 88 |
+
T=V\otimes_{\Q}K,\qquad
|
| 89 |
+
\dim_\Q T=[K:\Q]\dim_\Q V.
|
| 90 |
+
\]
|
| 91 |
+
In contrast with the coefficient space $V_K$, we regard $T$ here as a
|
| 92 |
+
$\Q$-vector space, with $K$ acting on its second factor. The abelian
|
| 93 |
+
variety remains over $\Qbar$. The actions on the two factors give
|
| 94 |
+
an action of the rational algebra
|
| 95 |
+
\[
|
| 96 |
+
E'\otimes_{\Q}K\simeq\prod_{\rho\in S}K,
|
| 97 |
+
\qquad e\otimes k\longmapsto\bigl(\rho(e)k\bigr)_{\rho\in S}.
|
| 98 |
+
\]
|
| 99 |
+
Let $e_\Delta$ be the idempotent with coordinates $1$ on $\Delta$ and
|
| 100 |
+
$0$ elsewhere. It is a rational endomorphism of $A\otimes_{\Q}K$,
|
| 101 |
+
so its image is an abelian variety $B_\Delta$ up to isogeny. In
|
| 102 |
+
particular no Galois invariance of $\Delta$ is required for this
|
| 103 |
+
construction. Write
|
| 104 |
+
\[
|
| 105 |
+
U=H_1(B_\Delta(\C),\Q)=e_\Delta T.
|
| 106 |
+
\]
|
| 107 |
+
The index-field action of $K$ preserves $U$.
|
| 108 |
+
|
| 109 |
+
Now extend the coefficients of $U$ to $K$, and use the fixed inclusion
|
| 110 |
+
$K\subset\C$ to identify the embeddings of $K$ with $\Gal(K/\Q)$.
|
| 111 |
+
Evaluation of the index factor at $\tau$ identifies its eigenspace in
|
| 112 |
+
$T\otimes_\Q K$ with $V_K$. In that eigenspace the idempotent retains
|
| 113 |
+
exactly the summands indexed by $\tau\Delta$. Thus
|
| 114 |
+
\begin{equation}
|
| 115 |
+
\label{eq:cm-embedding-summand}
|
| 116 |
+
U_\tau=\bigoplus_{\rho\in\Delta}V_{\tau\rho},
|
| 117 |
+
\end{equation}
|
| 118 |
+
and the same description holds after extension to $\C$. Explicitly,
|
| 119 |
+
evaluation of the idempotent at the pair of embeddings $(\xi,\tau)$ is $1$ exactly
|
| 120 |
+
when $\xi=\tau\rho$ for some $\rho\in\Delta$. Thus
|
| 121 |
+
$\dim_K U_\tau=2r$ for every $\tau$. Since $K$ is Galois and
|
| 122 |
+
$\Delta$ is balanced under all conjugates, each $U_\tau$ has $r$ lines
|
| 123 |
+
of each Hodge type. Consequently $U$ has rank $2r$ over $K$,
|
| 124 |
+
$\dim B_\Delta=r[K:\Q]$, and the required Hodge signatures are
|
| 125 |
+
$(r,r)$.
|
| 126 |
+
|
| 127 |
+
\medskip\noindent
|
| 128 |
+
\emph{A compatible polarization.}
|
| 129 |
+
Let $\psi$ be a
|
| 130 |
+
rational polarization form on $V$, and equip the index space $K$ with
|
| 131 |
+
the positive definite rational symmetric form
|
| 132 |
+
\[
|
| 133 |
+
t(k,l)=\Tr_{K/\Q}(k\bar l).
|
| 134 |
+
\]
|
| 135 |
+
The form $\Psi=\psi\otimes t$ is a rational polarization form on the
|
| 136 |
+
power $A\otimes_{\Q}K$: its alternating and Hodge properties follow
|
| 137 |
+
from those of $\psi$, and its positivity follows by tensoring the
|
| 138 |
+
positive symmetric form associated to $\psi$ with $t$. A positive
|
| 139 |
+
integral multiple gives an actual polarization. For $a\in K$,
|
| 140 |
+
\[
|
| 141 |
+
t(ak,l)=t(k,\bar a l),
|
| 142 |
+
\]
|
| 143 |
+
so the Rosati involution of $\Psi$ induces conjugation on the
|
| 144 |
+
index-field action. Restrict $\Psi$ to $B_\Delta$. This is again a
|
| 145 |
+
polarization, and because $U$ is $K$-stable its adjoint identity still
|
| 146 |
+
induces conjugation on $K$. This restriction does not require
|
| 147 |
+
$e_\Delta$ to be self-adjoint.
|
| 148 |
+
|
| 149 |
+
\medskip\noindent
|
| 150 |
+
\emph{Pullback and descent of the rational span.}
|
| 151 |
+
The factor $B_\Delta$ now has the field action, balanced signatures,
|
| 152 |
+
and polarization needed to define its Weil classes. The rational
|
| 153 |
+
homomorphism $f_\Delta\colon A\to B_\Delta$ defined on
|
| 154 |
+
homology by
|
| 155 |
+
\[
|
| 156 |
+
v\longmapsto e_\Delta(v\otimes 1)
|
| 157 |
+
\]
|
| 158 |
+
has the needed effect on Weil classes. After splitting coefficients,
|
| 159 |
+
its component at the identity embedding of $K$ is the projection
|
| 160 |
+
\[
|
| 161 |
+
\bigoplus_{\rho\in S}V_\rho
|
| 162 |
+
\longrightarrow
|
| 163 |
+
\bigoplus_{\rho\in\Delta}V_\rho.
|
| 164 |
+
\]
|
| 165 |
+
Thus pullback maps $\bigwedge^{2r}U_{\id}^*$ isomorphically onto
|
| 166 |
+
$L_\Delta$. More generally the component indexed by $\tau$ pulls back
|
| 167 |
+
onto $L_{\tau\Delta}$. The rational Weil-class space $W_K^r(B_\Delta)$
|
| 168 |
+
is characterized, with the twist restored, by
|
| 169 |
+
\[
|
| 170 |
+
W_K^r(B_\Delta)\otimes_{\Q}K
|
| 171 |
+
=\bigoplus_{\tau:K\hookrightarrow K}
|
| 172 |
+
\bigwedge^{2r}U_\tau^*(r).
|
| 173 |
+
\]
|
| 174 |
+
In particular $f_\Delta^*W_K^r(B_\Delta)$ is a rational subspace whose
|
| 175 |
+
extension to $K$ contains $L_\Delta(r)$.
|
| 176 |
+
|
| 177 |
+
Take the sum of these rational pullback spaces over the finitely many
|
| 178 |
+
subsets supporting $\gamma$. Its scalar extension contains every
|
| 179 |
+
component of $\gamma$, and therefore contains $\gamma$ itself. Since
|
| 180 |
+
extension of scalars is injective on the quotient by a rational
|
| 181 |
+
subspace, the sum already contains $\gamma$ over $\Q$. This proves
|
| 182 |
+
\eqref{eq:cm-pullback-decomposition} with rational Weil classes. Notice
|
| 183 |
+
that an individual embedding component need not descend to $\Q$;
|
| 184 |
+
only the entire Weil-class space and its pullback are used in this
|
| 185 |
+
descent argument.
|
| 186 |
+
|
| 187 |
+
\medskip\noindent
|
| 188 |
+
\emph{Good reduction and specialization.}
|
| 189 |
+
All the constructions use finitely many rational endomorphisms of
|
| 190 |
+
powers of $A$ and their images. They therefore exist over $\Qbar$ and
|
| 191 |
+
descend, together with the maps, to a common number field after a finite
|
| 192 |
+
extension. Choose that extension so that $A$ has good reduction at the
|
| 193 |
+
place specified by $w$. For any $\ell\ne p$, the rational Tate module
|
| 194 |
+
of $B_\Delta$ is a Galois-stable direct summand of the rational Tate
|
| 195 |
+
module of the power of $A$. It is unramified at this place. The
|
| 196 |
+
N\'eron--Ogg--Shafarevich criterion gives good reduction of
|
| 197 |
+
$B_\Delta$ there; it also shows that the isogenies used in the
|
| 198 |
+
construction do not affect this conclusion
|
| 199 |
+
\cite[Chapter~IV, Theorem~3.5]{MilneAVNotes}. Rational homomorphisms between
|
| 200 |
+
the resulting good-reduction varieties specialize after clearing
|
| 201 |
+
denominators. The equality of rational Hodge classes
|
| 202 |
+
\eqref{eq:cm-pullback-decomposition} is respected by their compatible
|
| 203 |
+
realizations and by specialization, with the same rational coefficients
|
| 204 |
+
in every component. This proves the last assertion.
|
| 205 |
+
\end{proof}
|
| 206 |
+
|
| 207 |
+
\begin{corollary}
|
| 208 |
+
\label{cor:cm-pairing}
|
| 209 |
+
The Lefschetz pairing property holds for the specialization of every
|
| 210 |
+
rational Hodge class on a CM abelian variety over $\Qbar$ with good
|
| 211 |
+
reduction at $w$.
|
| 212 |
+
\end{corollary}
|
| 213 |
+
|
| 214 |
+
\begin{proof}
|
| 215 |
+
In codimension zero the class is a rational multiple of the unit, so
|
| 216 |
+
the assertion follows from the compatibility of divisor intersection
|
| 217 |
+
numbers with the normalized traces. In positive codimension use
|
| 218 |
+
Lemma~\ref{lem:cm-reduction}. Proposition~\ref{prop:weil} gives the
|
| 219 |
+
Lefschetz pairing property for the specialization of each $\eta_i$.
|
| 220 |
+
Lemma~\ref{lem:pairing-functorial} preserves this property under
|
| 221 |
+
rational pullback and rational linear combinations. Applying it to
|
| 222 |
+
\eqref{eq:cm-pullback-decomposition} proves the assertion.
|
| 223 |
+
\end{proof}
|
| 224 |
+
|
| 225 |
+
\subsection{Proof of the main theorem}
|
| 226 |
+
|
| 227 |
+
\begin{proof}[Proof of Theorem~\ref{thm:main}]
|
| 228 |
+
The case \(r=0\) follows from divisor intersection numbers as in the
|
| 229 |
+
preceding corollary. This includes \(\dim A=0\), where the abelian
|
| 230 |
+
variety is a point. If \(r=\dim A\), a rational top class is a
|
| 231 |
+
rational multiple of the point class; its normalized trace is
|
| 232 |
+
preserved by specialization, and the complementary product is \(1\).
|
| 233 |
+
We may therefore assume \(0<r<\dim A\).
|
| 234 |
+
|
| 235 |
+
Corollary~\ref{cor:cm-transport} gives a CM abelian variety $B/\Qbar$ with good
|
| 236 |
+
reduction at $w$, a rational Hodge class $\kappa$ on $B$, a
|
| 237 |
+
quasi-isogeny $a\colon A_0^n\to B_0$, and the first-factor inclusion
|
| 238 |
+
$j\colon A_0\to A_0^n$, such that
|
| 239 |
+
\[
|
| 240 |
+
\gamma_0=(aj)^*\kappa_0
|
| 241 |
+
\]
|
| 242 |
+
simultaneously in all the realizations under consideration.
|
| 243 |
+
Corollary~\ref{cor:cm-pairing} gives the Lefschetz pairing property for
|
| 244 |
+
$\kappa_0$, and Lemma~\ref{lem:pairing-functorial} gives it for
|
| 245 |
+
$\gamma_0$. Hence, for each prescribed product of complementary
|
| 246 |
+
divisor classes on $A_0$, all the normalized traces in
|
| 247 |
+
Theorem~\ref{thm:main} equal one rational number. This proves the
|
| 248 |
+
theorem.
|
| 249 |
+
\end{proof}
|
| 250 |
+
|
| 251 |
+
\subsection{Specialization in a fixed good theory}
|
| 252 |
+
|
| 253 |
+
We now use CM transport to place the specialization of every rational
|
| 254 |
+
Hodge class in one fixed theory of rational Tate classes.
|
| 255 |
+
|
| 256 |
+
Continue to fix \(\Qbar\subset\C\), \(p\), and \(w\), with
|
| 257 |
+
\(\F\), \(\Kzero\), and \(\Cw\) as in the introduction. Let
|
| 258 |
+
\(\mathcal S_0\) be Milne's class of \(\F\)-varieties whose connected
|
| 259 |
+
components are products of abelian varieties and projective spaces.
|
| 260 |
+
The CM case of Theorem~\ref{thm:main}, by linearity for complementary
|
| 261 |
+
Lefschetz classes, satisfies the hypothesis of
|
| 262 |
+
\cite[Theorem~4.5]{Milne2009}. Fix one good theory \(\mathcal R\) of
|
| 263 |
+
rational Tate classes on \(\mathcal S_0\) supplied by that theorem,
|
| 264 |
+
before varying any abelian variety or Hodge class.
|
| 265 |
+
|
| 266 |
+
For \(\rho\in\mathcal R^r(X)\), write \((\rho)_\ell\) for its
|
| 267 |
+
\(\ell\)-adic component when \(\ell\ne p\), and \((\rho)_p\) for
|
| 268 |
+
its native crystalline Tate component in
|
| 269 |
+
\[
|
| 270 |
+
H^{2r}_{\mathrm{cris}}(X/W(\F))[1/p](r).
|
| 271 |
+
\]
|
| 272 |
+
We use three properties of the theory. Its spaces are rational vector
|
| 273 |
+
spaces preserved by pullback, its realization maps are injective, and
|
| 274 |
+
specializations of CM Hodge classes belong to it. These are the
|
| 275 |
+
properties in axioms \textup{(R1)}, \textup{(R4)}, and the goodness
|
| 276 |
+
axiom \textup{(R3)}, respectively
|
| 277 |
+
\cite[Definitions~2.1 and~3.1]{Milne2009}. The following consequence
|
| 278 |
+
extends the last property to all rational Hodge classes, while keeping
|
| 279 |
+
this one theory fixed.
|
| 280 |
+
|
| 281 |
+
\begin{corollary}[Specialization of all rational Hodge classes]
|
| 282 |
+
\label{cor:all-hodge-specialization}
|
| 283 |
+
For every abelian variety \(A/\Qbar\) of dimension \(d\) with good
|
| 284 |
+
reduction \(A_0/\F\) at \(w\), every \(0\leq r\leq d\), and every
|
| 285 |
+
rational Hodge class
|
| 286 |
+
\[
|
| 287 |
+
\gamma\in H^{2r}(A(\C),\Q(r)),
|
| 288 |
+
\]
|
| 289 |
+
there is a unique class \(\rho_\gamma\in\mathcal R^r(A_0)\) such that
|
| 290 |
+
\[
|
| 291 |
+
(\rho_\gamma)_\ell=\gamma_{0,\ell}\quad(\ell\ne p),\qquad
|
| 292 |
+
(\rho_\gamma)_p\otimes 1=\gamma_{0,p}.
|
| 293 |
+
\]
|
| 294 |
+
The prime-to-\(p\) equalities are in
|
| 295 |
+
\(H^{2r}_{\acute{e}t}(A_0,\Q_\ell(r))\); the crystalline equality is in
|
| 296 |
+
\[
|
| 297 |
+
H^{2r}_{\mathrm{cris}}(A_0/W(\F))[1/p](r)
|
| 298 |
+
\otimes_{\Kzero}\Cw.
|
| 299 |
+
\]
|
| 300 |
+
The specialization components are those of Theorem~\ref{thm:main}.
|
| 301 |
+
The assertion holds for every prime \(p\),
|
| 302 |
+
including \(p=2\), with the prime, place, and theory fixed before
|
| 303 |
+
\(A\) and \(\gamma\) vary.
|
| 304 |
+
\end{corollary}
|
| 305 |
+
|
| 306 |
+
\begin{proof}
|
| 307 |
+
In codimension zero, take the corresponding rational multiple of the
|
| 308 |
+
unit, which belongs to the theory by pullback from the point. This
|
| 309 |
+
also covers $d=0$. In top codimension $r=d>0$, take $q$ times the
|
| 310 |
+
point class, where $q\in\Q$ is the normalized trace of $\gamma$.
|
| 311 |
+
The point class belongs to $\mathcal R^d(A_0)$
|
| 312 |
+
\cite[\S2.3]{Milne2009}, and its normalized trace is one. Compatibility
|
| 313 |
+
of traces with specialization gives the required components in these
|
| 314 |
+
cases.
|
| 315 |
+
|
| 316 |
+
Suppose now that $0<r<d$. Choose the CM variety $B$, Hodge class
|
| 317 |
+
$\kappa$, and rational homomorphism
|
| 318 |
+
\[
|
| 319 |
+
b=aj\in\Hom^0(A_0,B_0),\qquad
|
| 320 |
+
\gamma_0=b^*\kappa_0
|
| 321 |
+
\]
|
| 322 |
+
from Corollary~\ref{cor:cm-transport}. The equality holds in all
|
| 323 |
+
the stated realizations, with the usual absolute-Hodge specializations
|
| 324 |
+
of $\kappa$. Axiom \textup{(R3)} gives one class
|
| 325 |
+
\(\rho_\kappa\in\mathcal R^r(B_0)\) with
|
| 326 |
+
\[
|
| 327 |
+
(\rho_\kappa)_\ell=\kappa_{0,\ell}\quad(\ell\ne p),\qquad
|
| 328 |
+
(\rho_\kappa)_p\otimes1=\kappa_{0,p}.
|
| 329 |
+
\]
|
| 330 |
+
|
| 331 |
+
Choose an integer \(N>0\) such that \(h=Nb\) is an actual
|
| 332 |
+
homomorphism \(A_0\to B_0\). Pullback by \(h\) preserves the theory
|
| 333 |
+
by axiom \textup{(R1)} of \cite[Definition~2.1]{Milne2009}. Since
|
| 334 |
+
\(\mathcal R^r(A_0)\) is a \(\Q\)-vector space, we may set
|
| 335 |
+
\[
|
| 336 |
+
\rho_\gamma=N^{-2r}h^*\rho_\kappa\in\mathcal R^r(A_0).
|
| 337 |
+
\]
|
| 338 |
+
Functoriality of the component maps and
|
| 339 |
+
\eqref{eq:rational-pullback} give
|
| 340 |
+
\begin{align*}
|
| 341 |
+
(\rho_\gamma)_\ell
|
| 342 |
+
&=N^{-2r}h^*\kappa_{0,\ell}
|
| 343 |
+
=b^*\kappa_{0,\ell}=\gamma_{0,\ell}
|
| 344 |
+
&&(\ell\ne p),\\
|
| 345 |
+
(\rho_\gamma)_p\otimes1
|
| 346 |
+
&=N^{-2r}h^*\kappa_{0,p}
|
| 347 |
+
=b^*\kappa_{0,p}=\gamma_{0,p}.
|
| 348 |
+
\end{align*}
|
| 349 |
+
The second line is taken after extension from $\Kzero$ to $\Cw$.
|
| 350 |
+
Pullback in \textup{(R1)} applies to any homomorphism $h$, and rational
|
| 351 |
+
scalar multiplication allows any denominator $N$. Thus the argument
|
| 352 |
+
requires neither an isogeny nor separability, and remains valid when
|
| 353 |
+
$p\mid N$, including at $p=2$.
|
| 354 |
+
|
| 355 |
+
Finally, two classes with the required components have the same
|
| 356 |
+
\(\ell\)-adic component for any one \(\ell\ne p\). Injectivity of
|
| 357 |
+
that component map by \textup{(R4)} makes them equal. Thus the class
|
| 358 |
+
is unique in the fixed theory, independently of the auxiliary choices.
|
| 359 |
+
\end{proof}
|
| 360 |
+
|
| 361 |
+
This cohomological membership statement alone gives no algebraic cycle
|
| 362 |
+
and proves neither the Hodge nor the Tate conjecture. The construction
|
| 363 |
+
takes place at the fixed
|
| 364 |
+
reduction place: its CM auxiliary may have dimension $n\dim A$, and
|
| 365 |
+
the map $b$ is between special fibers. It supplies no same-dimensional
|
| 366 |
+
CM lift or map between the generic fibers.
|
| 367 |
+
|
| 368 |
+
\subsection{Algebraicity after good reduction}
|
| 369 |
+
|
| 370 |
+
The CM Hodge theorem \cite[Theorem~1.1]{OpenAICMHodge2026}, combined
|
| 371 |
+
with our CM transport, strengthens the preceding specialization
|
| 372 |
+
statement. It is an additional input to the following consequence,
|
| 373 |
+
not to the proof of Theorem~\ref{thm:main}.
|
| 374 |
+
|
| 375 |
+
\begin{corollary}[Algebraic specialization of rational Hodge classes]
|
| 376 |
+
\label{cor:algebraic-specialization}
|
| 377 |
+
Fix the prime and place as in Theorem~\ref{thm:main}. Let
|
| 378 |
+
\(A/\Qbar\) be an abelian variety of dimension \(d\) with good
|
| 379 |
+
reduction \(A_0/\F\) at \(w\), and let
|
| 380 |
+
\(\gamma\in H^{2r}(A(\C),\Q(r))\) be a rational Hodge class,
|
| 381 |
+
where \(0\leq r\leq d\). There is one rational algebraic cycle
|
| 382 |
+
\(z_\gamma\in\operatorname{CH}^r(A_0)_{\Q}\) such that
|
| 383 |
+
\[
|
| 384 |
+
\operatorname{cl}_\ell(z_\gamma)=\gamma_{0,\ell}
|
| 385 |
+
\quad(\ell\ne p),\qquad
|
| 386 |
+
\operatorname{cl}_{\mathrm{cris}}(z_\gamma)\otimes1=\gamma_{0,p}.
|
| 387 |
+
\]
|
| 388 |
+
The crystalline equality is in
|
| 389 |
+
\[
|
| 390 |
+
H^{2r}_{\mathrm{cris}}(A_0/W(\F))[1/p](r)
|
| 391 |
+
\otimes_{\Kzero}\Cw.
|
| 392 |
+
\]
|
| 393 |
+
This holds for every prime \(p\), including \(p=2\).
|
| 394 |
+
Consequently, for every
|
| 395 |
+
\(y\in\operatorname{CH}^{d-r}(A_0)_{\Q}\), the traces of
|
| 396 |
+
\(\gamma_{0,\ell}\operatorname{cl}_\ell(y)\) for \(\ell\ne p\)
|
| 397 |
+
and of \(\gamma_{0,p}\operatorname{cl}_{\mathrm{cris}}(y)\)
|
| 398 |
+
are all the same rational number \(\deg(z_\gamma\cdot y)\).
|
| 399 |
+
\end{corollary}
|
| 400 |
+
|
| 401 |
+
\begin{proof}
|
| 402 |
+
In codimension zero or top codimension, use the corresponding rational
|
| 403 |
+
multiple of the unit or the point class, as in the preceding proof.
|
| 404 |
+
This includes dimension zero. For $0<r<d$, use the CM variety $B$,
|
| 405 |
+
rational Hodge class $\kappa$, and map
|
| 406 |
+
\[
|
| 407 |
+
b=aj\in\Hom^0(A_0,B_0),\qquad \gamma_0=b^*\kappa_0
|
| 408 |
+
\]
|
| 409 |
+
given by Corollary~\ref{cor:cm-transport}, with the equality in every
|
| 410 |
+
stated realization.
|
| 411 |
+
|
| 412 |
+
By \cite[Theorem~1.1]{OpenAICMHodge2026}, \(\kappa\) is the
|
| 413 |
+
Betti class of a rational algebraic cycle on \(B_{\C}\). A
|
| 414 |
+
representative can be chosen over \(\Qbar\): spread each of its
|
| 415 |
+
finitely many components in the Hilbert scheme of the fixed projective
|
| 416 |
+
variety \(B\), and choose a \(\Qbar\)-point on the same
|
| 417 |
+
geometrically connected component. The universal flat family preserves
|
| 418 |
+
the Betti cycle class. Thus there is
|
| 419 |
+
\(Z\in\operatorname{CH}^r(B)_{\Q}\) with class \(\kappa\).
|
| 420 |
+
Descend \(B\) and \(Z\) to a number field and extend the chosen
|
| 421 |
+
place so that \(B\) has an abelian scheme model. Specialization gives
|
| 422 |
+
\(Z_0\in\operatorname{CH}^r(B_0)_{\Q}\). Compatibility of
|
| 423 |
+
cycle classes with smooth proper specialization and the
|
| 424 |
+
de Rham--crystalline comparison identifies its classes with
|
| 425 |
+
\(\kappa_{0,\ell}\) and \(\kappa_{0,p}\), respectively.
|
| 426 |
+
In particular the same rational cycle \(Z_0\) gives every realization.
|
| 427 |
+
|
| 428 |
+
Choose \(N>0\) with \(h=Nb\) an actual homomorphism
|
| 429 |
+
\(A_0\to B_0\), and put
|
| 430 |
+
\[
|
| 431 |
+
z_\gamma=N^{-2r}h^*Z_0\in\operatorname{CH}^r(A_0)_{\Q}.
|
| 432 |
+
\]
|
| 433 |
+
Here \(h^*\) is the Chow pullback between smooth varieties, defined
|
| 434 |
+
by the graph and refined intersection; it requires neither flatness
|
| 435 |
+
nor separability of \(h\). Functoriality of cycle classes and
|
| 436 |
+
\eqref{eq:rational-pullback} give the required equalities. Rational
|
| 437 |
+
coefficients permit this denominator even if \(p\mid N\); the
|
| 438 |
+
crystalline realization has already inverted \(p\). Finally,
|
| 439 |
+
compatibility of cycle classes with products and normalized traces
|
| 440 |
+
gives the asserted intersection number for every \(y\).
|
| 441 |
+
\end{proof}
|
| 442 |
+
|
| 443 |
+
This conclusion concerns only the special fiber at the fixed place.
|
| 444 |
+
It neither asserts the Hodge conjecture for arbitrary abelian varieties
|
| 445 |
+
in characteristic zero nor lifts \(z_\gamma\) to the original
|
| 446 |
+
generic fiber. The representing cycle is not asserted to be unique
|
| 447 |
+
modulo rational equivalence, and no comparison between different
|
| 448 |
+
reduction places is made.
|
preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/README.md
CHANGED
|
@@ -1,21 +1,21 @@
|
|
| 1 |
-
# [Numerical semiampleness of nef adjoint classes on compact Kähler manifolds](numerical-generalized-abundance.pdf)
|
| 2 |
-
|
| 3 |
-
**Author:** OpenAI
|
| 4 |
-
|
| 5 |
-
**Date:** October 6, 2026
|
| 6 |
-
|
| 7 |
-
## Citation
|
| 8 |
-
|
| 9 |
-
```bibtex
|
| 10 |
-
@misc{OAI:Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026,
|
| 11 |
-
author = {{OpenAI}},
|
| 12 |
-
title = {{Numerical semiampleness of nef adjoint classes on compact K{\"a}hler manifolds}},
|
| 13 |
-
howpublished = {OpenAI Math Release preprint
|
| 14 |
-
\href{https://github.com/openai/math/blob/main/preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/numerical-generalized-abundance.pdf}{OAI:Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026}},
|
| 15 |
-
year = {2026}
|
| 16 |
-
}
|
| 17 |
-
```
|
| 18 |
-
|
| 19 |
-
## Version note
|
| 20 |
-
|
| 21 |
-
This version states the Iitaka, model, and contraction inputs used in the divisorial-decomposition argument explicitly; see the [previous version](../Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-4-2026/numerical-generalized-abundance.pdf).
|
|
|
|
| 1 |
+
# [Numerical semiampleness of nef adjoint classes on compact Kähler manifolds](numerical-generalized-abundance.pdf)
|
| 2 |
+
|
| 3 |
+
**Author:** OpenAI
|
| 4 |
+
|
| 5 |
+
**Date:** October 6, 2026
|
| 6 |
+
|
| 7 |
+
## Citation
|
| 8 |
+
|
| 9 |
+
```bibtex
|
| 10 |
+
@misc{OAI:Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026,
|
| 11 |
+
author = {{OpenAI}},
|
| 12 |
+
title = {{Numerical semiampleness of nef adjoint classes on compact K{\"a}hler manifolds}},
|
| 13 |
+
howpublished = {OpenAI Math Release preprint
|
| 14 |
+
\href{https://github.com/openai/math/blob/main/preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/numerical-generalized-abundance.pdf}{OAI:Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026}},
|
| 15 |
+
year = {2026}
|
| 16 |
+
}
|
| 17 |
+
```
|
| 18 |
+
|
| 19 |
+
## Version note
|
| 20 |
+
|
| 21 |
+
This version states the Iitaka, model, and contraction inputs used in the divisorial-decomposition argument explicitly; see the [previous version](../Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-4-2026/numerical-generalized-abundance.pdf).
|
preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/companions.bib
CHANGED
|
@@ -1,41 +1,41 @@
|
|
| 1 |
-
@misc{K,
|
| 2 |
-
author = {{OpenAI}},
|
| 3 |
-
title = {{Log abundance for compact K{\"a}hler spaces under logarithmic Iitaka subadditivity}},
|
| 4 |
-
howpublished = {OpenAI Math Release preprint
|
| 5 |
-
\href{https://github.com/openai/math/blob/main/preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/main.pdf}{OAI:Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026}},
|
| 6 |
-
year = {2026},
|
| 7 |
-
note = {Theorem 2.13, Lemma 3.6, Proposition 3.8, Proposition 3.30, and Theorem 3.55}
|
| 8 |
-
}
|
| 9 |
-
|
| 10 |
-
@misc{LI,
|
| 11 |
-
author = {{OpenAI}},
|
| 12 |
-
title = {{Orbifold and logarithmic Iitaka subadditivity}},
|
| 13 |
-
howpublished = {OpenAI Math Release preprint
|
| 14 |
-
\href{https://github.com/openai/math/blob/main/preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/paper.pdf}{OAI:Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026}},
|
| 15 |
-
year = {2026},
|
| 16 |
-
note = {Corollary 6.2; Lemmas 4.1 and 4.3 and Proposition 4.5}
|
| 17 |
-
}
|
| 18 |
-
|
| 19 |
-
@misc{P,
|
| 20 |
-
author = {{OpenAI}},
|
| 21 |
-
title = {{Numerical Semiampleness of Nef Adjoint Divisors}},
|
| 22 |
-
howpublished = {OpenAI Math Release preprint
|
| 23 |
-
\href{https://github.com/openai/math/blob/main/preprints/Numerical-Semiampleness-of-Nef-Adjoint-Divisors-October-3-2026/paper.pdf}{OAI:Numerical-Semiampleness-of-Nef-Adjoint-Divisors-October-3-2026}},
|
| 24 |
-
year = {2026}
|
| 25 |
-
}
|
| 26 |
-
|
| 27 |
-
@misc{MM,
|
| 28 |
-
author = {{OpenAI}},
|
| 29 |
-
title = {{Minimal models and Mori fibre spaces for generalized log canonical $\mathbb{Q}$-pairs}},
|
| 30 |
-
howpublished = {OpenAI Math Release preprint
|
| 31 |
-
\href{https://github.com/openai/math/blob/main/preprints/Minimal-models-and-Mori-fibre-spaces-for-generalized-log-canonical-Q-pairs-September-24-2026/paper.pdf}{OAI:Minimal-models-and-Mori-fibre-spaces-for-generalized-log-canonical-Q-pairs-September-24-2026}},
|
| 32 |
-
year = {2026}
|
| 33 |
-
}
|
| 34 |
-
|
| 35 |
-
@misc{LA,
|
| 36 |
-
author = {{OpenAI}},
|
| 37 |
-
title = {{Log abundance in characteristic zero}},
|
| 38 |
-
howpublished = {OpenAI Math Release preprint
|
| 39 |
-
\href{https://github.com/openai/math/blob/main/preprints/Log-abundance-in-characteristic-zero-September-24-2026/paper.pdf}{OAI:Log-abundance-in-characteristic-zero-September-24-2026}},
|
| 40 |
-
year = {2026}
|
| 41 |
-
}
|
|
|
|
| 1 |
+
@misc{K,
|
| 2 |
+
author = {{OpenAI}},
|
| 3 |
+
title = {{Log abundance for compact K{\"a}hler spaces under logarithmic Iitaka subadditivity}},
|
| 4 |
+
howpublished = {OpenAI Math Release preprint
|
| 5 |
+
\href{https://github.com/openai/math/blob/main/preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/main.pdf}{OAI:Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026}},
|
| 6 |
+
year = {2026},
|
| 7 |
+
note = {Theorem 2.13, Lemma 3.6, Proposition 3.8, Proposition 3.30, and Theorem 3.55}
|
| 8 |
+
}
|
| 9 |
+
|
| 10 |
+
@misc{LI,
|
| 11 |
+
author = {{OpenAI}},
|
| 12 |
+
title = {{Orbifold and logarithmic Iitaka subadditivity}},
|
| 13 |
+
howpublished = {OpenAI Math Release preprint
|
| 14 |
+
\href{https://github.com/openai/math/blob/main/preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/paper.pdf}{OAI:Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026}},
|
| 15 |
+
year = {2026},
|
| 16 |
+
note = {Corollary 6.2; Lemmas 4.1 and 4.3 and Proposition 4.5}
|
| 17 |
+
}
|
| 18 |
+
|
| 19 |
+
@misc{P,
|
| 20 |
+
author = {{OpenAI}},
|
| 21 |
+
title = {{Numerical Semiampleness of Nef Adjoint Divisors}},
|
| 22 |
+
howpublished = {OpenAI Math Release preprint
|
| 23 |
+
\href{https://github.com/openai/math/blob/main/preprints/Numerical-Semiampleness-of-Nef-Adjoint-Divisors-October-3-2026/paper.pdf}{OAI:Numerical-Semiampleness-of-Nef-Adjoint-Divisors-October-3-2026}},
|
| 24 |
+
year = {2026}
|
| 25 |
+
}
|
| 26 |
+
|
| 27 |
+
@misc{MM,
|
| 28 |
+
author = {{OpenAI}},
|
| 29 |
+
title = {{Minimal models and Mori fibre spaces for generalized log canonical $\mathbb{Q}$-pairs}},
|
| 30 |
+
howpublished = {OpenAI Math Release preprint
|
| 31 |
+
\href{https://github.com/openai/math/blob/main/preprints/Minimal-models-and-Mori-fibre-spaces-for-generalized-log-canonical-Q-pairs-September-24-2026/paper.pdf}{OAI:Minimal-models-and-Mori-fibre-spaces-for-generalized-log-canonical-Q-pairs-September-24-2026}},
|
| 32 |
+
year = {2026}
|
| 33 |
+
}
|
| 34 |
+
|
| 35 |
+
@misc{LA,
|
| 36 |
+
author = {{OpenAI}},
|
| 37 |
+
title = {{Log abundance in characteristic zero}},
|
| 38 |
+
howpublished = {OpenAI Math Release preprint
|
| 39 |
+
\href{https://github.com/openai/math/blob/main/preprints/Log-abundance-in-characteristic-zero-September-24-2026/paper.pdf}{OAI:Log-abundance-in-characteristic-zero-September-24-2026}},
|
| 40 |
+
year = {2026}
|
| 41 |
+
}
|
preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/figures/zero-two-diagonals.tex
CHANGED
|
@@ -1,42 +1,42 @@
|
|
| 1 |
-
\begin{minipage}[c]{0.47\linewidth}
|
| 2 |
-
\centering
|
| 3 |
-
\small
|
| 4 |
-
\begin{tikzpicture}[>=stealth, baseline=(current bounding box.center)]
|
| 5 |
-
\node (v) at (0,1.5) {$V$};
|
| 6 |
-
\node (b) at (2.7,1.5) {$B$};
|
| 7 |
-
\node (v0) at (0,0) {$\mathcal V_0$};
|
| 8 |
-
\node (zz) at (2.7,0) {$Z\times Z$};
|
| 9 |
-
\draw[->] (v)--node[above] {$\subset$} (b);
|
| 10 |
-
\draw[->] (v0)--node[above] {$\subset$} (zz);
|
| 11 |
-
\draw[->] (v)--node[left] {$b|_V$} (v0);
|
| 12 |
-
\draw[->] (b)--node[right] {$b$} (zz);
|
| 13 |
-
\end{tikzpicture}
|
| 14 |
-
\[
|
| 15 |
-
\begin{gathered}
|
| 16 |
-
V_z=\operatorname{Bl}_xX,\\
|
| 17 |
-
(V\cap E)_z=\mathbb P(T_z^*D_\lambda)
|
| 18 |
-
\subset E_z=\mathbb P(T_z^*Z).
|
| 19 |
-
\end{gathered}
|
| 20 |
-
\]
|
| 21 |
-
\end{minipage}
|
| 22 |
-
\hfill
|
| 23 |
-
\begin{minipage}[c]{0.50\linewidth}
|
| 24 |
-
\centering
|
| 25 |
-
\small
|
| 26 |
-
\begin{tikzpicture}[>=stealth, baseline=(current bounding box.center)]
|
| 27 |
-
\node (ep) at (0,1.5) {$E^+$};
|
| 28 |
-
\node (e) at (3,1.5) {$E=\mathbb P_Z(\Omega_Z)$};
|
| 29 |
-
\node (zp) at (0,0) {$Z^+$};
|
| 30 |
-
\node (z) at (3,0) {$Z$};
|
| 31 |
-
\draw[->] (ep)--(e);
|
| 32 |
-
\draw[->] (ep)--(zp);
|
| 33 |
-
\draw[->] (e)--(z);
|
| 34 |
-
\draw[->] (zp)--node[below] {$p_+=\operatorname{Bl}_{U_0}$} (z);
|
| 35 |
-
\end{tikzpicture}
|
| 36 |
-
\[
|
| 37 |
-
\begin{gathered}
|
| 38 |
-
J_+=p_+^{-1}(U_0),\qquad U_0=X\times\mathbb P^1,\\
|
| 39 |
-
\mathcal J=(\mathcal I_V\cdot\cO_E)\cdot\cO_{E^+}.
|
| 40 |
-
\end{gathered}
|
| 41 |
-
\]
|
| 42 |
-
\end{minipage}
|
|
|
|
| 1 |
+
\begin{minipage}[c]{0.47\linewidth}
|
| 2 |
+
\centering
|
| 3 |
+
\small
|
| 4 |
+
\begin{tikzpicture}[>=stealth, baseline=(current bounding box.center)]
|
| 5 |
+
\node (v) at (0,1.5) {$V$};
|
| 6 |
+
\node (b) at (2.7,1.5) {$B$};
|
| 7 |
+
\node (v0) at (0,0) {$\mathcal V_0$};
|
| 8 |
+
\node (zz) at (2.7,0) {$Z\times Z$};
|
| 9 |
+
\draw[->] (v)--node[above] {$\subset$} (b);
|
| 10 |
+
\draw[->] (v0)--node[above] {$\subset$} (zz);
|
| 11 |
+
\draw[->] (v)--node[left] {$b|_V$} (v0);
|
| 12 |
+
\draw[->] (b)--node[right] {$b$} (zz);
|
| 13 |
+
\end{tikzpicture}
|
| 14 |
+
\[
|
| 15 |
+
\begin{gathered}
|
| 16 |
+
V_z=\operatorname{Bl}_xX,\\
|
| 17 |
+
(V\cap E)_z=\mathbb P(T_z^*D_\lambda)
|
| 18 |
+
\subset E_z=\mathbb P(T_z^*Z).
|
| 19 |
+
\end{gathered}
|
| 20 |
+
\]
|
| 21 |
+
\end{minipage}
|
| 22 |
+
\hfill
|
| 23 |
+
\begin{minipage}[c]{0.50\linewidth}
|
| 24 |
+
\centering
|
| 25 |
+
\small
|
| 26 |
+
\begin{tikzpicture}[>=stealth, baseline=(current bounding box.center)]
|
| 27 |
+
\node (ep) at (0,1.5) {$E^+$};
|
| 28 |
+
\node (e) at (3,1.5) {$E=\mathbb P_Z(\Omega_Z)$};
|
| 29 |
+
\node (zp) at (0,0) {$Z^+$};
|
| 30 |
+
\node (z) at (3,0) {$Z$};
|
| 31 |
+
\draw[->] (ep)--(e);
|
| 32 |
+
\draw[->] (ep)--(zp);
|
| 33 |
+
\draw[->] (e)--(z);
|
| 34 |
+
\draw[->] (zp)--node[below] {$p_+=\operatorname{Bl}_{U_0}$} (z);
|
| 35 |
+
\end{tikzpicture}
|
| 36 |
+
\[
|
| 37 |
+
\begin{gathered}
|
| 38 |
+
J_+=p_+^{-1}(U_0),\qquad U_0=X\times\mathbb P^1,\\
|
| 39 |
+
\mathcal J=(\mathcal I_V\cdot\cO_E)\cdot\cO_{E^+}.
|
| 40 |
+
\end{gathered}
|
| 41 |
+
\]
|
| 42 |
+
\end{minipage}
|
preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/literature.bib
CHANGED
|
@@ -1,536 +1,536 @@
|
|
| 1 |
-
|
| 2 |
-
@article{Boucksom2004,
|
| 3 |
-
author = {Boucksom, S{\'e}bastien},
|
| 4 |
-
title = {Divisorial {Zariski} decompositions on compact complex manifolds},
|
| 5 |
-
journal = {Annales scientifiques de l'{\'E}cole Normale Sup{\'e}rieure},
|
| 6 |
-
series = {4},
|
| 7 |
-
volume = {37},
|
| 8 |
-
number = {1},
|
| 9 |
-
year = {2004},
|
| 10 |
-
pages = {45--76},
|
| 11 |
-
doi = {10.1016/j.ansens.2003.04.002},
|
| 12 |
-
url = {https://numdam.org/articles/10.1016/j.ansens.2003.04.002/}
|
| 13 |
-
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| 511 |
+
volume = {23},
|
| 512 |
+
number = {2},
|
| 513 |
+
year = {2010},
|
| 514 |
+
pages = {405--468},
|
| 515 |
+
doi = {10.1090/S0894-0347-09-00649-3},
|
| 516 |
+
eprint = {math/0610203},
|
| 517 |
+
archivePrefix = {arXiv},
|
| 518 |
+
url = {https://arxiv.org/abs/math/0610203}
|
| 519 |
+
}
|
| 520 |
+
|
| 521 |
+
@article{GrauertCorrection,
|
| 522 |
+
author = {Grauert, Hans},
|
| 523 |
+
title = {Berichtigung: {Ein Theorem der analytischen Garbentheorie und die Modulr{\"a}ume komplexer Strukturen}},
|
| 524 |
+
journal = {Publications Math{\'e}matiques de l'IH{\'E}S},
|
| 525 |
+
volume = {16}, year = {1963}, pages = {35--36},
|
| 526 |
+
doi = {10.1007/BF02684291},
|
| 527 |
+
url = {https://www.numdam.org/item/PMIHES_1963__16__35_0/}
|
| 528 |
+
}
|
| 529 |
+
|
| 530 |
+
@article{Campana1981,
|
| 531 |
+
author = {Campana, Fr{\'e}d{\'e}ric},
|
| 532 |
+
title = {Cor{\'e}duction alg{\'e}brique d'un espace analytique faiblement {K{\"a}hl{\'e}rien} compact},
|
| 533 |
+
journal = {Inventiones Mathematicae},
|
| 534 |
+
volume = {63}, number = {2}, year = {1981}, pages = {187--223},
|
| 535 |
+
doi = {10.1007/BF01393876}
|
| 536 |
+
}
|
preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/main.tex
CHANGED
|
@@ -1,30 +1,30 @@
|
|
| 1 |
-
\documentclass[11pt]{article}
|
| 2 |
-
\input{preamble}
|
| 3 |
-
\title{Numerical semiampleness of nef adjoint classes\\on compact K\"ahler manifolds}
|
| 4 |
-
\author{OpenAI}
|
| 5 |
-
\date{October 6, 2026}
|
| 6 |
-
\begin{document}
|
| 7 |
-
\maketitle
|
| 8 |
-
\begin{abstract}
|
| 9 |
-
Let \(X\) be a smooth connected compact K\"ahler manifold, let \(B\) be an
|
| 10 |
-
effective rational simple normal crossing divisor with coefficients less
|
| 11 |
-
than one, and let \(M\) be a nef rational holomorphic line bundle on \(X\).
|
| 12 |
-
If \(K_X+B\) is pseudo-effective and \(K_X+B+M\) is nef, we prove that its
|
| 13 |
-
first Chern class in real Bott--Chern cohomology is represented by a semiample
|
| 14 |
-
rational line bundle. This numerical statement allows a flat change of line
|
| 15 |
-
bundle; it does not assert semiampleness of the original adjoint.
|
| 16 |
-
\end{abstract}
|
| 17 |
-
\tableofcontents
|
| 18 |
-
\input{sections/01-introduction}
|
| 19 |
-
\input{sections/02-preliminaries}
|
| 20 |
-
\input{sections/03-descent}
|
| 21 |
-
\input{sections/04-adjoint}
|
| 22 |
-
\input{sections/05-zero}
|
| 23 |
-
\input{sections/06-cycles}
|
| 24 |
-
\input{sections/07-completion}
|
| 25 |
-
\begingroup
|
| 26 |
-
\raggedright
|
| 27 |
-
\bibliographystyle{plain}
|
| 28 |
-
\bibliography{literature,companions}
|
| 29 |
-
\endgroup
|
| 30 |
-
\end{document}
|
|
|
|
| 1 |
+
\documentclass[11pt]{article}
|
| 2 |
+
\input{preamble}
|
| 3 |
+
\title{Numerical semiampleness of nef adjoint classes\\on compact K\"ahler manifolds}
|
| 4 |
+
\author{OpenAI}
|
| 5 |
+
\date{October 6, 2026}
|
| 6 |
+
\begin{document}
|
| 7 |
+
\maketitle
|
| 8 |
+
\begin{abstract}
|
| 9 |
+
Let \(X\) be a smooth connected compact K\"ahler manifold, let \(B\) be an
|
| 10 |
+
effective rational simple normal crossing divisor with coefficients less
|
| 11 |
+
than one, and let \(M\) be a nef rational holomorphic line bundle on \(X\).
|
| 12 |
+
If \(K_X+B\) is pseudo-effective and \(K_X+B+M\) is nef, we prove that its
|
| 13 |
+
first Chern class in real Bott--Chern cohomology is represented by a semiample
|
| 14 |
+
rational line bundle. This numerical statement allows a flat change of line
|
| 15 |
+
bundle; it does not assert semiampleness of the original adjoint.
|
| 16 |
+
\end{abstract}
|
| 17 |
+
\tableofcontents
|
| 18 |
+
\input{sections/01-introduction}
|
| 19 |
+
\input{sections/02-preliminaries}
|
| 20 |
+
\input{sections/03-descent}
|
| 21 |
+
\input{sections/04-adjoint}
|
| 22 |
+
\input{sections/05-zero}
|
| 23 |
+
\input{sections/06-cycles}
|
| 24 |
+
\input{sections/07-completion}
|
| 25 |
+
\begingroup
|
| 26 |
+
\raggedright
|
| 27 |
+
\bibliographystyle{plain}
|
| 28 |
+
\bibliography{literature,companions}
|
| 29 |
+
\endgroup
|
| 30 |
+
\end{document}
|