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  1. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/README.md +20 -20
  2. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/analysis.tex +282 -282
  3. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/balanced.tex +166 -166
  4. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/clocks.tex +140 -140
  5. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/coding-conventions.tex +211 -211
  6. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/compact-processors.tex +189 -189
  7. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/compilers.tex +307 -307
  8. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/geometry.tex +324 -324
  9. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/guarded-history.tex +660 -660
  10. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/initialization.tex +574 -574
  11. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/introduction.tex +173 -173
  12. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/main.tex +56 -56
  13. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/observer-routing.tex +982 -982
  14. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/persistent-history.tex +512 -512
  15. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/references.bib +206 -206
  16. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/routing-conventions.tex +255 -255
  17. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/solid-routing.tex +668 -668
  18. preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/torus-routing.tex +365 -365
  19. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/README.md +21 -21
  20. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/figures/two-diagonals.tex +33 -33
  21. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/main.tex +33 -33
  22. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/preamble.tex +67 -67
  23. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/references.bib +815 -815
  24. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/01-introduction.tex +238 -238
  25. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/02-inductive-reduction.tex +586 -586
  26. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03-programs.tex +0 -0
  27. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03a-program-foundations.tex +693 -693
  28. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03b-projective-good-model.tex +439 -439
  29. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03c-base-presentations.tex +644 -644
  30. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03c-restricted-induction.tex +0 -0
  31. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/04-boundary.tex +0 -0
  32. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/05-projective-program-input.tex +206 -206
  33. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/05-rank-one.tex +0 -0
  34. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/06-simple-nonvanishing.tex +0 -0
  35. preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/07-signed-rigidity.tex +0 -0
  36. preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/README.md +21 -21
  37. preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/figures/two-transports.tex +28 -28
  38. preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/main.tex +73 -73
  39. preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/references.tex +274 -274
  40. preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/00_intro.tex +280 -280
  41. preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/01_preliminaries.tex +227 -227
  42. preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/02_transport.tex +814 -814
  43. preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/03_filtration.tex +482 -482
  44. preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/04_weil.tex +439 -439
  45. preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/05_reduction.tex +448 -448
  46. preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/README.md +21 -21
  47. preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/companions.bib +41 -41
  48. preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/figures/zero-two-diagonals.tex +42 -42
  49. preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/literature.bib +536 -536
  50. preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/main.tex +30 -30
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/README.md CHANGED
@@ -1,20 +1,20 @@
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- # [Incompressible Box Transport and Finite Computation](manuscript.pdf)
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-
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- **Author:** OpenAI
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- **Date:** October 6, 2026
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-
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- ## Citation
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-
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- ```bibtex
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- @misc{OAI:Incompressible-Box-Transport-and-Finite-Computation-October-6-2026,
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- author = {{OpenAI}},
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- title = {{Incompressible Box Transport and Finite Computation}},
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- howpublished = {OpenAI Math Release preprint
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- \href{https://github.com/openai/math/blob/main/preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/manuscript.pdf}{OAI:Incompressible-Box-Transport-and-Finite-Computation-October-6-2026}},
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- year = {2026}
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- }
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- ```
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-
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- ## Version note
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-
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- This version supplies effective torus-projection and common-clock decay estimates, including the projected-force and pressure bounds; see the [previous version](../Incompressible-Box-Transport-and-Finite-Computation-September-27-2026/manuscript.pdf).
 
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+ # [Incompressible Box Transport and Finite Computation](manuscript.pdf)
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+
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+ **Author:** OpenAI
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+ **Date:** October 6, 2026
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+
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+ ## Citation
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+
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+ ```bibtex
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+ @misc{OAI:Incompressible-Box-Transport-and-Finite-Computation-October-6-2026,
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+ author = {{OpenAI}},
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+ title = {{Incompressible Box Transport and Finite Computation}},
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+ howpublished = {OpenAI Math Release preprint
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+ \href{https://github.com/openai/math/blob/main/preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/manuscript.pdf}{OAI:Incompressible-Box-Transport-and-Finite-Computation-October-6-2026}},
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+ year = {2026}
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+ }
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+ ```
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+
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+ ## Version note
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+
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+ This version supplies effective torus-projection and common-clock decay estimates, including the projected-force and pressure bounds; see the [previous version](../Incompressible-Box-Transport-and-Finite-Computation-September-27-2026/manuscript.pdf).
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/analysis.tex CHANGED
@@ -1,282 +1,282 @@
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- \section{Analytic classes and changes of physical coordinates}\label{sec:model}
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- The geometric constructions prescribe a smooth velocity first. This section
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- records exactly which other solutions are excluded by the energy argument.
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- Pressure assumptions are kept separate: continuity in a pressure norm, a
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- norm at each individual time, and an integrable pressure gradient are
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- different conditions.
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-
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- Write $\mathcal F_\nu[U]=U_t+(U\cdot\nabla)U-\nu\Delta U$.
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- All noncompact results below use $\mathbb R^3$; their velocities and forces
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- have one fixed compact spatial support unless the individual statement
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- says otherwise. This property concerns the constructed solution, not a
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- competing solution. On $[0,T]$, write $CH^k=C([0,T];H^k(\mathbb R^3))$
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- and $C^1L^2=C^1([0,T];L^2(\mathbb R^3))$. Spatial constants in pressure
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- may depend on time.
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-
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- \begin{lemma}[The pressure term without a pressure norm]\label{lem:b-gradient}
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- If $w,g\in L^2(\mathbb R^3;\mathbb R^3)$ satisfy
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- $\operatorname{div}w=0$ and $\operatorname{curl}g=0$ in distributions, then
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- $\langle w,g\rangle_{L^2}=0$. In particular, any distributional gradient
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- $g=\nabla p\in L^2$ has zero pairing with $w$, without an assumption that
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- $p\in L^2$.
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- \end{lemma}
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- \begin{proof}
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- An $L^2$ field is a tempered distribution. The differential identities,
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- initially tested on compactly supported smooth functions, extend to
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- Schwartz tests by multiplying by cutoffs tending to one and using $L^2$
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- convergence of the tests and their first derivatives. Fourier transformation
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- gives $\xi\cdot\widehat w=0$ and
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- $\xi_j\widehat g_k-\xi_k\widehat g_j=0$. These are identities of locally
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- integrable functions, so they hold almost everywhere. Away from $\xi=0$,
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- $\widehat g$ is parallel to $\xi$ and $\widehat w$ is perpendicular to it.
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- Their Hermitian product is zero. The exceptional point has measure zero;
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- Plancherel proves the assertion.
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- \end{proof}
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-
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- \begin{lemma}[Residual realization and separate comparison classes]
37
- \label{lem:b-comparison}\label{lem:p2-realization}
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- Let $\nu>0$ and let $U$ be a prescribed smooth divergence-free velocity
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- on $[0,\infty)\times\mathbb R^3$, with $U(0)=0$. On each finite interval,
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- assume $U\in CH^2\cap C^1L^2$ and $U,\nabla U$ are bounded. Put
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- $f=\mathcal F_\nu[U]$. Then $(U,0)$ is a solution. Its velocity is unique
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- in each of the following separately stated comparison classes, with the
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- same force and initial data:
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- \begin{enumerate}[label=(\roman*),itemsep=2pt]
45
- \item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v$, and a
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- pressure representative $p\in CH^1$.
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- \item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v,\nabla v$,
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- and an $H^1$ pressure representative at each time, with no required time
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- continuity in that pressure norm.
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- \item Strong solutions with $v\in CH^4\cap C^1H^2$ and distributional
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- $\nabla p\in CL^2$.
52
- \item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v,\nabla v$,
53
- and a pressure representative $p\in CL^2$.
54
- \item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v,\nabla v$,
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- without an additional integrability or normalization condition on pressure.
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- \end{enumerate}
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- The pressure gradient is unique. An $L^2$ pressure representative, when
58
- specified, is zero; otherwise pressure is determined up to a function of
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- time. The reference material flow is a smooth diffeomorphism at every
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- finite time and exists for every finite forward time.
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-
62
- On a flat torus $\T_L^3$, the same conclusion holds in the classical class
63
- where $v,v_t$, spatial derivatives through order two, and $p,\nabla p$ are
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- continuous on finite closed cylinders, with periodic mean-zero pressure.
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- No Sobolev conditions at infinity are involved in that assertion.
66
- \end{lemma}
67
- \begin{proof}
68
- Substitution proves existence of the prescribed solution. Set $w=v-U$.
69
- The difference equation is
70
- \[
71
- w_t+(v\cdot\nabla)w+(w\cdot\nabla)U
72
- =\nu\Delta w-\nabla p,\qquad \operatorname{div}w=0.
73
- \]
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- The stated velocity regularity implies $w\in C^1L^2\cap CH^2$, so
75
- $\frac d{dt}\|w\|_2^2=2\langle w,w_t\rangle$ at each time. In case
76
- (iii), the stronger assumptions imply these inclusions. They also imply
77
- bounded velocity and spatial derivatives through order two: for $j\le2$,
78
- Cauchy--Schwarz in Fourier space uses the finite integral
79
- $\int_{\mathbb R^3}|\xi|^{2j}(1+|\xi|^2)^{-4}\,d\xi$.
80
-
81
- For the transport term, insert a cutoff $\chi_R$ that equals one on the
82
- ball of radius $R$, is supported in the ball of radius $2R$, and satisfies
83
- $|\nabla\chi_R|\le C/R$. Its boundary error is at most
84
- $CR^{-1}\|v\|_\infty\|w\|_2^2$, which tends to zero. Diffusion is
85
- integrated by parts in $H^2$; alternatively its cutoff error is bounded by
86
- $CR^{-1}\|w\|_2\|\nabla w\|_2$. The deformation term is bounded by
87
- $\|\nabla U\|_{\infty,\mathrm{op}}\|w\|_2^2$.
88
-
89
- We justify the pressure pairing according to the stated alternatives.
90
- For (i) and (ii), at each fixed time approximate the chosen $H^1$ pressure
91
- by compactly supported smooth functions; distributional incompressibility
92
- and $w\in L^2$ give $\langle\nabla p,w\rangle=0$. Thus no continuity
93
- of $p$ in time is used in (ii). For (iv), integration by parts on the
94
- cutoff gives a pressure boundary term bounded by
95
- $CR^{-1}\|p\|_2\|w\|_2$, also tending to zero. For (iii), apply
96
- Lemma~\ref{lem:b-gradient} directly. Finally, in (v) the equation itself
97
- gives at each time
98
- \[
99
- \nabla p=f-v_t-(v\cdot\nabla)v+\nu\Delta v\in L^2,
100
- \qquad \|(v\cdot\nabla)v\|_2\le\|v\|_\infty\|\nabla v\|_2.
101
- \]
102
- Here $f\in L^2$ follows from the identical estimate for $U$ and its stated
103
- time and space regularity. The smooth pressure gradient is curl free, so
104
- Lemma~\ref{lem:b-gradient} again cancels the term. This does not choose an
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- $L^2$ representative of the pressure.
106
-
107
- In every case the resulting pointwise energy inequality is
108
- \[
109
- \frac12\frac d{dt}\|w\|_2^2+\nu\|\nabla w\|_2^2
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- \le \|\nabla U\|_{\infty,\mathrm{op}}\|w\|_2^2.
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- \]
112
- The coefficient is bounded on each finite interval and $w(0)=0$, so an
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- integrating factor gives $w=0$. The pressure has already disappeared before
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- time integration; the proof imposes no unlisted temporal pressure norm.
115
- Substitution then gives $\nabla p=0$. A spatially constant $L^2$ function
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- on $\mathbb R^3$ is zero, which proves the normalization assertion.
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-
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- On the torus every integration by parts is periodic and has no boundary
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- term. The specified classical regularity justifies norm differentiation,
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- diffusion, and pressure cancellation. The same energy inequality gives
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- uniqueness and the mean-zero normalization fixes pressure. In either domain,
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- the smooth reference velocity and its bounded spatial derivative give
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- unique material trajectories; bounded speed prevents finite-time escape.
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- Solving backwards on a finite interval gives the inverse flow, and smooth
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- ODE dependence gives its smoothness.
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- \end{proof}
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-
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- Cases (i)--(v) identify the precise hypotheses used by the applications;
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- their presence in a common lemma does not replace a theorem's declared
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- comparison class by a different one. In particular, a pressure norm is not
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- silently imposed in a gradient-only application. The proof is the classical
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- energy comparison for prescribed smooth solutions \cite[Section~18]{Leray1934},
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- with its noncompact pressure pairings made explicit.
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-
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- For the flow $\Phi_t$, differentiation of its trajectory equation gives
136
- \[
137
- U(t)=(\partial_t\Phi_t)\circ\Phi_t^{-1},\qquad
138
- \partial_{tt}\Phi_t(a)=
139
- (f-\nabla p+\nu\Delta U)(t,\Phi_t(a)).
140
- \]
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- These identities describe the material form of the same constructed solution;
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- they do not add an independent existence claim.
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-
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- \begin{lemma}[Physical scaling]\label{lem:p2-chart}
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- For $a,b>0$, $x=x_0+ay$, and $s=bt$, let
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- $U(t,x)=abV(bt,(x-x_0)/a)$. Then trajectories are transformed by this change
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- of variables, incompressibility is preserved, and at the prescribed physical
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- viscosity $\nu$,
149
- \[
150
- \mathcal F_\nu[U](t,x)=ab^2\left[
151
- V_s+(V\cdot\nabla_y)V-\frac{\nu}{a^2b}\Delta_yV
152
- \right](bt,(x-x_0)/a).
153
- \]
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- \end{lemma}
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- \begin{proof}
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- The trajectory equation gives $\dot x=abV$; differentiating in space gives
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- $\operatorname{div}_xU=b\operatorname{div}_yV$. The three residual terms
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- scale by $ab^2,ab^2$, and $b/a$, respectively, proving the formula.
159
- \end{proof}
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- Thus a side-$10$ torus is kept as a physical side-$10$ torus. If a chart
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- is rescaled, the residual is recomputed with the fixed $\nu$; the equation
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- is not identified with a differently normalized viscosity.
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-
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- \begin{proposition}[Projection on a flat torus]\label{prop:projection-l2}
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- Let $g$ be a smooth force on $[0,\infty)\times\T_L^3$ with zero
166
- spatial mean at each time. There is a unique smooth mean-zero potential
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- $\phi$ satisfying $\Delta\phi=\operatorname{div}g$. Put
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- $Qg=\nabla\phi$ and $Pg=g-Qg$. Then $Pg$ is solenoidal and mean zero,
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- and replacing $(g,p)$ by $(Pg,p-\phi)$ preserves the velocity and the
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- pressure normalization.
171
-
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- Use normalized spatial measure, frequencies $\xi_k=2\pi k/L$, and norms
173
- \[
174
- \|G\|_{H^s}^2=\sum_{k\in\Z^3}(1+|\xi_k|^2)^s|\widehat G(k)|^2,
175
- \qquad
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- \|G\|_{C^r}=\max_{|\beta|\le r}\|\partial_x^\beta G\|_\infty.
177
- \]
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- For all integers $h,r\ge0$, at each time,
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- \begin{equation}\label{eq:projection-estimate}
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- \begin{aligned}
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- \max\{\|\partial_t^h Pg\|_{C^r},\|\partial_t^h Qg\|_{C^r}\}
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- &\le S_L\|\partial_t^h g\|_{H^{r+2}},\\
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- \|\partial_t^h\phi\|_{C^{r+1}}
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- &\le S_Ld_L\|\partial_t^h g\|_{H^{r+2}},
185
- \end{aligned}
186
- \end{equation}
187
- where $S_L=(1+52(L/(2\pi))^4)^{1/2}$ and
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- $d_L=(1+(L/(2\pi))^2)^{1/2}$.
189
-
190
- Uniform bounds, temporal $L^2$ bounds on spatial suprema, and qualitative
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- uniform decay of all mixed derivatives pass from $g$ to $Pg,Qg,\phi$.
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- A quantitative envelope for time order $h$ and output spatial order $r$
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- passes to $Pg,Qg$ through order $r$ and to $\phi$ through order $r+1$
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- when the input derivatives through spatial order $r+2$ satisfy that
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- envelope. The constants may depend on the derivative order.
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- Periodicity and stationarity, including either property on a time tail,
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- are preserved on their respective intervals.
198
-
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- For computable $L>0$, effective mixed-derivative evaluation and effective
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- derivative bounds for $g$ on finite time slabs give effective evaluation
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- and such bounds for $Pg,Qg,\phi$. Corresponding supplied global input
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- bounds give effective global bounds in each assertion above.
203
- \end{proposition}
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- \begin{proof}
205
- For $k\ne0$ define
206
- \[
207
- \widehat\phi(t,k)=-\frac{i\xi_k\cdot\widehat g(t,k)}{|\xi_k|^2},
208
- \qquad \widehat\phi(t,0)=0.
209
- \]
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- The nonzero-frequency symbols of $Q$ and $P$ are complementary orthogonal
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- projections. Their $H^s$ operator norms are at most one, while the
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- multiplier for $\phi$ has norm at most $d_L$ from $H^s$ to $H^{s+1}$.
213
- For $|\beta|\le r$, Cauchy--Schwarz bounds the absolute sum of the
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- Fourier series for $\partial_x^\beta G$ by
215
- \[
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- \left(\sum_{k\in\Z^3}(1+|\xi_k|^2)^{-2}\right)^{1/2}
217
- \|G\|_{H^{r+2}}.
218
- \]
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- The shell $|k|_\infty=n\ge1$ contains $24n^2+2\le26n^2$ points.
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- Since $\sum_{n\ge1}n^{-2}\le2$, the factor is at most $S_L$.
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- For the tail $|k|_\infty>N\ge1$, it is at most
222
- \begin{equation}\label{eq:projection-tail}
223
- \left(26(L/(2\pi))^4/N\right)^{1/2}.
224
- \end{equation}
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- Applying these estimates to the multipliers proves
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- \eqref{eq:projection-estimate}, including the estimate for $\phi$ with
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- one additional spatial derivative. On compact time slabs these tails
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- converge uniformly for every mixed derivative. Thus the series define
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- smooth fields and may be differentiated term by term. The Fourier
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- identities give the Poisson equation, uniqueness of its mean-zero
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- solution, and $\operatorname{div}Pg=0$. Also
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- $-\nabla(p-\phi)+Pg=-\nabla p+g$.
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-
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- For every integer $n\ge0$, the multinomial expansion and Parseval give
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- \begin{equation}\label{eq:projection-derivative-bounds}
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- \|G\|_{H^n}^2
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- \le\sum_{|\beta|\le n}
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- \frac{n!}{(n-|\beta|)!\,\beta!}
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- \|\partial_x^\beta G\|_\infty^2.
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- \end{equation}
241
- Use $n=r+2$ and $G=\partial_t^h g$. This finite sum proves the uniform
242
- bounds and qualitative decay assertions. If its input suprema are
243
- bounded by $C_{h,\beta}a_h(t)$, it gives the same envelope $a_h$ for
244
- the output, with the constants specified by
245
- \eqref{eq:projection-estimate}--\eqref{eq:projection-derivative-bounds}.
246
- Integrating the squared estimates proves the temporal $L^2$ assertion
247
- from the corresponding input norms. The operators act at each time,
248
- so they preserve the stated temporal symmetries.
249
-
250
- For effective evaluation, the supplied derivative bounds and
251
- \eqref{eq:projection-tail} give a computable Fourier truncation on each
252
- finite time slab. The finitely many coefficient integrals are computed
253
- by Riemann sums. After scaling the torus to $[0,1]^3$, the integrand
254
- for $\widehat G(k)$ has Lipschitz bound
255
- \[
256
- L\sqrt3\max_j\|\partial_{x_j}G\|_\infty
257
- +2\pi|k|\|G\|_\infty.
258
- \]
259
- This gives an effective quadrature error and hence evaluation of every
260
- mixed derivative of all three fields. The displayed finite sums also
261
- compute output bounds from the supplied input bounds.
262
- \end{proof}
263
- The estimates apply to the pressure shift $\phi$; in the constructions
264
- with original pressure zero, the projected pressure is $-\phi$.
265
- Projection generally changes pressure. It supplies no compact-support
266
- conclusion on Euclidean space and is distinct from the direct zero-pressure
267
- solenoidal shear construction.
268
-
269
- \paragraph{Effective flat profiles.}
270
- For later cutoff formulas put
271
- \begin{equation}\label{eq:p2-step}
272
- \rho(s)=\begin{cases}e^{-1/s},&s>0,\\0,&s\le0,\end{cases}
273
- \qquad \sigma(s)=\frac{\rho(s)}{\rho(s)+\rho(1-s)}.
274
- \end{equation}
275
- Positive-side derivatives of $\rho$ are polynomials in $1/s$ times
276
- $e^{-1/s}$ and extend flatly at zero. The estimate
277
- $v^me^{-v}\le(m+k)!v^{-k}$ gives effective error bounds near the seam,
278
- and $\rho(s)+\rho(1-s)\ge e^{-2}$. Products, translations, rescalings,
279
- and derivatives therefore yield effective cutoffs with all requested
280
- derivative bounds. Periodization uses zero collars; at approximate real
281
- arguments a finite superset of possible translates is evaluated. No real
282
- equality test at a seam or execution of the encoded computation is used.
 
1
+ \section{Analytic classes and changes of physical coordinates}\label{sec:model}
2
+ The geometric constructions prescribe a smooth velocity first. This section
3
+ records exactly which other solutions are excluded by the energy argument.
4
+ Pressure assumptions are kept separate: continuity in a pressure norm, a
5
+ norm at each individual time, and an integrable pressure gradient are
6
+ different conditions.
7
+
8
+ Write $\mathcal F_\nu[U]=U_t+(U\cdot\nabla)U-\nu\Delta U$.
9
+ All noncompact results below use $\mathbb R^3$; their velocities and forces
10
+ have one fixed compact spatial support unless the individual statement
11
+ says otherwise. This property concerns the constructed solution, not a
12
+ competing solution. On $[0,T]$, write $CH^k=C([0,T];H^k(\mathbb R^3))$
13
+ and $C^1L^2=C^1([0,T];L^2(\mathbb R^3))$. Spatial constants in pressure
14
+ may depend on time.
15
+
16
+ \begin{lemma}[The pressure term without a pressure norm]\label{lem:b-gradient}
17
+ If $w,g\in L^2(\mathbb R^3;\mathbb R^3)$ satisfy
18
+ $\operatorname{div}w=0$ and $\operatorname{curl}g=0$ in distributions, then
19
+ $\langle w,g\rangle_{L^2}=0$. In particular, any distributional gradient
20
+ $g=\nabla p\in L^2$ has zero pairing with $w$, without an assumption that
21
+ $p\in L^2$.
22
+ \end{lemma}
23
+ \begin{proof}
24
+ An $L^2$ field is a tempered distribution. The differential identities,
25
+ initially tested on compactly supported smooth functions, extend to
26
+ Schwartz tests by multiplying by cutoffs tending to one and using $L^2$
27
+ convergence of the tests and their first derivatives. Fourier transformation
28
+ gives $\xi\cdot\widehat w=0$ and
29
+ $\xi_j\widehat g_k-\xi_k\widehat g_j=0$. These are identities of locally
30
+ integrable functions, so they hold almost everywhere. Away from $\xi=0$,
31
+ $\widehat g$ is parallel to $\xi$ and $\widehat w$ is perpendicular to it.
32
+ Their Hermitian product is zero. The exceptional point has measure zero;
33
+ Plancherel proves the assertion.
34
+ \end{proof}
35
+
36
+ \begin{lemma}[Residual realization and separate comparison classes]
37
+ \label{lem:b-comparison}\label{lem:p2-realization}
38
+ Let $\nu>0$ and let $U$ be a prescribed smooth divergence-free velocity
39
+ on $[0,\infty)\times\mathbb R^3$, with $U(0)=0$. On each finite interval,
40
+ assume $U\in CH^2\cap C^1L^2$ and $U,\nabla U$ are bounded. Put
41
+ $f=\mathcal F_\nu[U]$. Then $(U,0)$ is a solution. Its velocity is unique
42
+ in each of the following separately stated comparison classes, with the
43
+ same force and initial data:
44
+ \begin{enumerate}[label=(\roman*),itemsep=2pt]
45
+ \item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v$, and a
46
+ pressure representative $p\in CH^1$.
47
+ \item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v,\nabla v$,
48
+ and an $H^1$ pressure representative at each time, with no required time
49
+ continuity in that pressure norm.
50
+ \item Strong solutions with $v\in CH^4\cap C^1H^2$ and distributional
51
+ $\nabla p\in CL^2$.
52
+ \item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v,\nabla v$,
53
+ and a pressure representative $p\in CL^2$.
54
+ \item Smooth classical $v\in CH^2\cap C^1L^2$, with bounded $v,\nabla v$,
55
+ without an additional integrability or normalization condition on pressure.
56
+ \end{enumerate}
57
+ The pressure gradient is unique. An $L^2$ pressure representative, when
58
+ specified, is zero; otherwise pressure is determined up to a function of
59
+ time. The reference material flow is a smooth diffeomorphism at every
60
+ finite time and exists for every finite forward time.
61
+
62
+ On a flat torus $\T_L^3$, the same conclusion holds in the classical class
63
+ where $v,v_t$, spatial derivatives through order two, and $p,\nabla p$ are
64
+ continuous on finite closed cylinders, with periodic mean-zero pressure.
65
+ No Sobolev conditions at infinity are involved in that assertion.
66
+ \end{lemma}
67
+ \begin{proof}
68
+ Substitution proves existence of the prescribed solution. Set $w=v-U$.
69
+ The difference equation is
70
+ \[
71
+ w_t+(v\cdot\nabla)w+(w\cdot\nabla)U
72
+ =\nu\Delta w-\nabla p,\qquad \operatorname{div}w=0.
73
+ \]
74
+ The stated velocity regularity implies $w\in C^1L^2\cap CH^2$, so
75
+ $\frac d{dt}\|w\|_2^2=2\langle w,w_t\rangle$ at each time. In case
76
+ (iii), the stronger assumptions imply these inclusions. They also imply
77
+ bounded velocity and spatial derivatives through order two: for $j\le2$,
78
+ Cauchy--Schwarz in Fourier space uses the finite integral
79
+ $\int_{\mathbb R^3}|\xi|^{2j}(1+|\xi|^2)^{-4}\,d\xi$.
80
+
81
+ For the transport term, insert a cutoff $\chi_R$ that equals one on the
82
+ ball of radius $R$, is supported in the ball of radius $2R$, and satisfies
83
+ $|\nabla\chi_R|\le C/R$. Its boundary error is at most
84
+ $CR^{-1}\|v\|_\infty\|w\|_2^2$, which tends to zero. Diffusion is
85
+ integrated by parts in $H^2$; alternatively its cutoff error is bounded by
86
+ $CR^{-1}\|w\|_2\|\nabla w\|_2$. The deformation term is bounded by
87
+ $\|\nabla U\|_{\infty,\mathrm{op}}\|w\|_2^2$.
88
+
89
+ We justify the pressure pairing according to the stated alternatives.
90
+ For (i) and (ii), at each fixed time approximate the chosen $H^1$ pressure
91
+ by compactly supported smooth functions; distributional incompressibility
92
+ and $w\in L^2$ give $\langle\nabla p,w\rangle=0$. Thus no continuity
93
+ of $p$ in time is used in (ii). For (iv), integration by parts on the
94
+ cutoff gives a pressure boundary term bounded by
95
+ $CR^{-1}\|p\|_2\|w\|_2$, also tending to zero. For (iii), apply
96
+ Lemma~\ref{lem:b-gradient} directly. Finally, in (v) the equation itself
97
+ gives at each time
98
+ \[
99
+ \nabla p=f-v_t-(v\cdot\nabla)v+\nu\Delta v\in L^2,
100
+ \qquad \|(v\cdot\nabla)v\|_2\le\|v\|_\infty\|\nabla v\|_2.
101
+ \]
102
+ Here $f\in L^2$ follows from the identical estimate for $U$ and its stated
103
+ time and space regularity. The smooth pressure gradient is curl free, so
104
+ Lemma~\ref{lem:b-gradient} again cancels the term. This does not choose an
105
+ $L^2$ representative of the pressure.
106
+
107
+ In every case the resulting pointwise energy inequality is
108
+ \[
109
+ \frac12\frac d{dt}\|w\|_2^2+\nu\|\nabla w\|_2^2
110
+ \le \|\nabla U\|_{\infty,\mathrm{op}}\|w\|_2^2.
111
+ \]
112
+ The coefficient is bounded on each finite interval and $w(0)=0$, so an
113
+ integrating factor gives $w=0$. The pressure has already disappeared before
114
+ time integration; the proof imposes no unlisted temporal pressure norm.
115
+ Substitution then gives $\nabla p=0$. A spatially constant $L^2$ function
116
+ on $\mathbb R^3$ is zero, which proves the normalization assertion.
117
+
118
+ On the torus every integration by parts is periodic and has no boundary
119
+ term. The specified classical regularity justifies norm differentiation,
120
+ diffusion, and pressure cancellation. The same energy inequality gives
121
+ uniqueness and the mean-zero normalization fixes pressure. In either domain,
122
+ the smooth reference velocity and its bounded spatial derivative give
123
+ unique material trajectories; bounded speed prevents finite-time escape.
124
+ Solving backwards on a finite interval gives the inverse flow, and smooth
125
+ ODE dependence gives its smoothness.
126
+ \end{proof}
127
+
128
+ Cases (i)--(v) identify the precise hypotheses used by the applications;
129
+ their presence in a common lemma does not replace a theorem's declared
130
+ comparison class by a different one. In particular, a pressure norm is not
131
+ silently imposed in a gradient-only application. The proof is the classical
132
+ energy comparison for prescribed smooth solutions \cite[Section~18]{Leray1934},
133
+ with its noncompact pressure pairings made explicit.
134
+
135
+ For the flow $\Phi_t$, differentiation of its trajectory equation gives
136
+ \[
137
+ U(t)=(\partial_t\Phi_t)\circ\Phi_t^{-1},\qquad
138
+ \partial_{tt}\Phi_t(a)=
139
+ (f-\nabla p+\nu\Delta U)(t,\Phi_t(a)).
140
+ \]
141
+ These identities describe the material form of the same constructed solution;
142
+ they do not add an independent existence claim.
143
+
144
+ \begin{lemma}[Physical scaling]\label{lem:p2-chart}
145
+ For $a,b>0$, $x=x_0+ay$, and $s=bt$, let
146
+ $U(t,x)=abV(bt,(x-x_0)/a)$. Then trajectories are transformed by this change
147
+ of variables, incompressibility is preserved, and at the prescribed physical
148
+ viscosity $\nu$,
149
+ \[
150
+ \mathcal F_\nu[U](t,x)=ab^2\left[
151
+ V_s+(V\cdot\nabla_y)V-\frac{\nu}{a^2b}\Delta_yV
152
+ \right](bt,(x-x_0)/a).
153
+ \]
154
+ \end{lemma}
155
+ \begin{proof}
156
+ The trajectory equation gives $\dot x=abV$; differentiating in space gives
157
+ $\operatorname{div}_xU=b\operatorname{div}_yV$. The three residual terms
158
+ scale by $ab^2,ab^2$, and $b/a$, respectively, proving the formula.
159
+ \end{proof}
160
+ Thus a side-$10$ torus is kept as a physical side-$10$ torus. If a chart
161
+ is rescaled, the residual is recomputed with the fixed $\nu$; the equation
162
+ is not identified with a differently normalized viscosity.
163
+
164
+ \begin{proposition}[Projection on a flat torus]\label{prop:projection-l2}
165
+ Let $g$ be a smooth force on $[0,\infty)\times\T_L^3$ with zero
166
+ spatial mean at each time. There is a unique smooth mean-zero potential
167
+ $\phi$ satisfying $\Delta\phi=\operatorname{div}g$. Put
168
+ $Qg=\nabla\phi$ and $Pg=g-Qg$. Then $Pg$ is solenoidal and mean zero,
169
+ and replacing $(g,p)$ by $(Pg,p-\phi)$ preserves the velocity and the
170
+ pressure normalization.
171
+
172
+ Use normalized spatial measure, frequencies $\xi_k=2\pi k/L$, and norms
173
+ \[
174
+ \|G\|_{H^s}^2=\sum_{k\in\Z^3}(1+|\xi_k|^2)^s|\widehat G(k)|^2,
175
+ \qquad
176
+ \|G\|_{C^r}=\max_{|\beta|\le r}\|\partial_x^\beta G\|_\infty.
177
+ \]
178
+ For all integers $h,r\ge0$, at each time,
179
+ \begin{equation}\label{eq:projection-estimate}
180
+ \begin{aligned}
181
+ \max\{\|\partial_t^h Pg\|_{C^r},\|\partial_t^h Qg\|_{C^r}\}
182
+ &\le S_L\|\partial_t^h g\|_{H^{r+2}},\\
183
+ \|\partial_t^h\phi\|_{C^{r+1}}
184
+ &\le S_Ld_L\|\partial_t^h g\|_{H^{r+2}},
185
+ \end{aligned}
186
+ \end{equation}
187
+ where $S_L=(1+52(L/(2\pi))^4)^{1/2}$ and
188
+ $d_L=(1+(L/(2\pi))^2)^{1/2}$.
189
+
190
+ Uniform bounds, temporal $L^2$ bounds on spatial suprema, and qualitative
191
+ uniform decay of all mixed derivatives pass from $g$ to $Pg,Qg,\phi$.
192
+ A quantitative envelope for time order $h$ and output spatial order $r$
193
+ passes to $Pg,Qg$ through order $r$ and to $\phi$ through order $r+1$
194
+ when the input derivatives through spatial order $r+2$ satisfy that
195
+ envelope. The constants may depend on the derivative order.
196
+ Periodicity and stationarity, including either property on a time tail,
197
+ are preserved on their respective intervals.
198
+
199
+ For computable $L>0$, effective mixed-derivative evaluation and effective
200
+ derivative bounds for $g$ on finite time slabs give effective evaluation
201
+ and such bounds for $Pg,Qg,\phi$. Corresponding supplied global input
202
+ bounds give effective global bounds in each assertion above.
203
+ \end{proposition}
204
+ \begin{proof}
205
+ For $k\ne0$ define
206
+ \[
207
+ \widehat\phi(t,k)=-\frac{i\xi_k\cdot\widehat g(t,k)}{|\xi_k|^2},
208
+ \qquad \widehat\phi(t,0)=0.
209
+ \]
210
+ The nonzero-frequency symbols of $Q$ and $P$ are complementary orthogonal
211
+ projections. Their $H^s$ operator norms are at most one, while the
212
+ multiplier for $\phi$ has norm at most $d_L$ from $H^s$ to $H^{s+1}$.
213
+ For $|\beta|\le r$, Cauchy--Schwarz bounds the absolute sum of the
214
+ Fourier series for $\partial_x^\beta G$ by
215
+ \[
216
+ \left(\sum_{k\in\Z^3}(1+|\xi_k|^2)^{-2}\right)^{1/2}
217
+ \|G\|_{H^{r+2}}.
218
+ \]
219
+ The shell $|k|_\infty=n\ge1$ contains $24n^2+2\le26n^2$ points.
220
+ Since $\sum_{n\ge1}n^{-2}\le2$, the factor is at most $S_L$.
221
+ For the tail $|k|_\infty>N\ge1$, it is at most
222
+ \begin{equation}\label{eq:projection-tail}
223
+ \left(26(L/(2\pi))^4/N\right)^{1/2}.
224
+ \end{equation}
225
+ Applying these estimates to the multipliers proves
226
+ \eqref{eq:projection-estimate}, including the estimate for $\phi$ with
227
+ one additional spatial derivative. On compact time slabs these tails
228
+ converge uniformly for every mixed derivative. Thus the series define
229
+ smooth fields and may be differentiated term by term. The Fourier
230
+ identities give the Poisson equation, uniqueness of its mean-zero
231
+ solution, and $\operatorname{div}Pg=0$. Also
232
+ $-\nabla(p-\phi)+Pg=-\nabla p+g$.
233
+
234
+ For every integer $n\ge0$, the multinomial expansion and Parseval give
235
+ \begin{equation}\label{eq:projection-derivative-bounds}
236
+ \|G\|_{H^n}^2
237
+ \le\sum_{|\beta|\le n}
238
+ \frac{n!}{(n-|\beta|)!\,\beta!}
239
+ \|\partial_x^\beta G\|_\infty^2.
240
+ \end{equation}
241
+ Use $n=r+2$ and $G=\partial_t^h g$. This finite sum proves the uniform
242
+ bounds and qualitative decay assertions. If its input suprema are
243
+ bounded by $C_{h,\beta}a_h(t)$, it gives the same envelope $a_h$ for
244
+ the output, with the constants specified by
245
+ \eqref{eq:projection-estimate}--\eqref{eq:projection-derivative-bounds}.
246
+ Integrating the squared estimates proves the temporal $L^2$ assertion
247
+ from the corresponding input norms. The operators act at each time,
248
+ so they preserve the stated temporal symmetries.
249
+
250
+ For effective evaluation, the supplied derivative bounds and
251
+ \eqref{eq:projection-tail} give a computable Fourier truncation on each
252
+ finite time slab. The finitely many coefficient integrals are computed
253
+ by Riemann sums. After scaling the torus to $[0,1]^3$, the integrand
254
+ for $\widehat G(k)$ has Lipschitz bound
255
+ \[
256
+ L\sqrt3\max_j\|\partial_{x_j}G\|_\infty
257
+ +2\pi|k|\|G\|_\infty.
258
+ \]
259
+ This gives an effective quadrature error and hence evaluation of every
260
+ mixed derivative of all three fields. The displayed finite sums also
261
+ compute output bounds from the supplied input bounds.
262
+ \end{proof}
263
+ The estimates apply to the pressure shift $\phi$; in the constructions
264
+ with original pressure zero, the projected pressure is $-\phi$.
265
+ Projection generally changes pressure. It supplies no compact-support
266
+ conclusion on Euclidean space and is distinct from the direct zero-pressure
267
+ solenoidal shear construction.
268
+
269
+ \paragraph{Effective flat profiles.}
270
+ For later cutoff formulas put
271
+ \begin{equation}\label{eq:p2-step}
272
+ \rho(s)=\begin{cases}e^{-1/s},&s>0,\\0,&s\le0,\end{cases}
273
+ \qquad \sigma(s)=\frac{\rho(s)}{\rho(s)+\rho(1-s)}.
274
+ \end{equation}
275
+ Positive-side derivatives of $\rho$ are polynomials in $1/s$ times
276
+ $e^{-1/s}$ and extend flatly at zero. The estimate
277
+ $v^me^{-v}\le(m+k)!v^{-k}$ gives effective error bounds near the seam,
278
+ and $\rho(s)+\rho(1-s)\ge e^{-2}$. Products, translations, rescalings,
279
+ and derivatives therefore yield effective cutoffs with all requested
280
+ derivative bounds. Periodization uses zero collars; at approximate real
281
+ arguments a finite superset of possible translates is evaluated. No real
282
+ equality test at a seam or execution of the encoded computation is used.
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/balanced.tex CHANGED
@@ -1,166 +1,166 @@
1
- \section{A complete balanced three-stack realization}\label{sec:bb-balanced-three-stack}
2
-
3
- In a positional code with base $B$, replacing a prefix of length $r$
4
- by one of length $s$ gives an affine map with slope $B^{r-s}$.
5
- Thus a three-stack instruction has determinant one when it preserves
6
- the sum of the three prefix lengths. A third stack supplies reversible
7
- history under this constraint: we first move a fresh blank from beyond
8
- a work-tape boundary onto the history stack, then replace that blank
9
- by the record.
10
-
11
- \begin{theorem}[Balanced three-stack realization]
12
- \label{thm:bb-balanced-three-stack}
13
- For every machine and finite input, there are effective coefficients
14
- $f_0,f_1$ such that $f=f_0+\nu f_1$ on $\R^3$ has an explicit
15
- zero-data solution $(U,0)$. Force and velocity have one compact
16
- spatial support and bounded mixed derivatives of every order, and
17
- are one-periodic after $t=1$. At the fixed label $x_*=(4,0,0)$,
18
- \[
19
- \exists t\ge0:\quad X(t;x_*)\in(-1,2)^3
20
- \quad\Longleftrightarrow\quad\text{the machine halts}.
21
- \]
22
- For a fixed machine its repeated field is independent of the input.
23
- The comparison class is $u\in C H^2\cap C^1L^2$, bounded $u,\nabla u$
24
- on finite intervals, and pressure modulo constants in $C H^1$.
25
- The formula is valid for every fixed real $\nu>0$, with effective
26
- evaluation when $\nu$ is computable and relative evaluation otherwise.
27
- \end{theorem}
28
- \begin{proof}
29
- Normalize the finite machine to one halting state $h$, directing missing
30
- nonhalting instructions to it by unchanged-letter stay moves. This preserves
31
- initial halting as well. Let $\Gamma$ be the work alphabet and
32
- $b\in\Gamma$ its blank. Use three infinite top-first stacks $L,R,J$. A rule replaces three
33
- finite prefixes, leaving their tails untouched. Introduce boundary
34
- $\star$, marked work letters $\bar a$, and controls $A_q,S_q,T_q,D_q$;
35
- only $A_h$ is terminal. For each $q\ne h$, the preparatory rules are
36
- \begin{align}
37
- (A_q;\varepsilon,a,\varepsilon)&\to(S_q;\bar a,\varepsilon,\varepsilon),
38
- \label{eq:bb-balanced-entry}\\
39
- (S_q;\varepsilon,c,\varepsilon)&\to(S_q;c,\varepsilon,\varepsilon),
40
- \label{eq:bb-balanced-out-sweep}\\
41
- (S_q;\varepsilon,\star b,\varepsilon)&\to(T_q;\varepsilon,\star,b),
42
- \label{eq:bb-balanced-blank}\\
43
- (T_q;c,\varepsilon,\varepsilon)&\to(T_q;\varepsilon,c,\varepsilon),
44
- \label{eq:bb-balanced-return-sweep}\\
45
- (T_q;\bar a,\varepsilon,\varepsilon)&\to(D_q;\varepsilon,a,\varepsilon).
46
- \label{eq:bb-balanced-restore}
47
- \end{align}
48
- Here $a,c\in\Gamma$. For $\delta(q,a)=(q',d,\sigma)$ add
49
- \begin{equation}\label{eq:bb-balanced-step-table}
50
- \begin{array}{c|c|c}
51
- \sigma&\text{source}&\text{target}\\\hline
52
- 0&(D_q;\varepsilon,a,b)&(A_{q'};\varepsilon,d,\kappa)\\
53
- -1&(D_q;c,a,b)&(A_{q'};\varepsilon,cd,\kappa)\quad(c\in\Gamma)\\
54
- 1&(D_q;\varepsilon,ac,b)&(A_{q'};d,c,\kappa)\quad(c\in\Gamma)\\
55
- 1&(D_q;\varepsilon,a\star b,b)&(A_{q'};d,b\star,\kappa).
56
- \end{array}
57
- \end{equation}
58
- Every individual row occurrence, including its choice of $c$, receives
59
- a distinct record symbol $\kappa$.
60
-
61
- \emph{Full-domain separation and initialized behavior.}
62
- \label{lem:bb-balanced-processor}\label{proof:bb-balanced-processor}
63
- Every rule preserves total prefix length: it is one in the transfer
64
- rows, two in the blank-supply row, and respectively two, three, three,
65
- four in the final rows. Source branches at $A_q$ test the right top;
66
- at $S_q$ the right top separates work letters from the boundary;
67
- at $T_q$ the left top separates work and marked letters. At $D_q$
68
- the right top fixes the work instruction, with the next right symbol
69
- or left top separating its remaining branches. Target branches at
70
- $S_q$ have distinct marked or ordinary left tops; at $T_q$ distinct
71
- boundary or ordinary right tops; at $D_q$ distinct restored $a$;
72
- and at an $A$ control distinct history tops $\kappa$.
73
- This proves separation for arbitrary independent tails.
74
-
75
- Initialize
76
- \[
77
- (A_{q_0};b^\infty,v\star b^\infty,b^\infty),\qquad
78
- v=\begin{cases}\omega,&\omega\ne\varepsilon,\\b,&\omega=\varepsilon.
79
- \end{cases}
80
- \]
81
- At a checkpoint, $L$ lists cells strictly left of the head and
82
- $R=a_1\cdots a_m\star b^\infty$, $m\ge1$, lists the current cell
83
- and a finite right block; beyond it the tape is blank. $J$ contains
84
- completed records, newest first. The first rule marks $a_1$ while
85
- moving it left; $m-1$ forward transfers expose $\star$. The blank
86
- row removes one filler blank beyond that boundary and pushes it on
87
- $J$, without changing the infinite blank filler. The reverse transfers
88
- and restoration of $a_1$ restore exactly the original two work stacks.
89
- The final rule replaces the fresh history blank by its record and
90
- performs the work instruction. A left move pops the next cell from
91
- $L$; a right move with $m\ge2$ pops the current cell from $R$;
92
- when $m=1$ the last row exposes a blank and retains a nonempty right
93
- block. Thus the invariant holds and one work step costs
94
- $1+(m-1)+1+(m-1)+1+1=2m+2$ rules. An initially halted input needs
95
- none. The records recover the head displacements as well.
96
-
97
- \emph{From balanced words to solid boxes.}
98
- Give the enlarged alphabet $\Sigma$ the odd digits
99
- $1,3,\ldots,2|\Sigma|-1$ in base $B=2|\Sigma|+1$.
100
- For a finite word $v$ put $e(v)=\sum_{j=1}^{|v|}d(v_j)B^{-j}$;
101
- for an infinite stack $\xi$ put
102
- $e(\xi)=\sum_{j\ge1}d(\xi_j)B^{-j}$.
103
- The prefix interval is $I(v)=e(v)+[0,B^{-|v|}]$, with
104
- $I(\varepsilon)=[0,1]$. Every infinite tail satisfies
105
- \[
106
- \frac1{B-1}\le e(\xi)\le\frac{2|\Sigma|-1}{B-1}<1,
107
- \]
108
- so its code lies strictly inside each applicable prefix interval.
109
- Distinct incompatible prefixes have positive gaps, since digits differ
110
- by at least two while the remaining interval has width at most one unit
111
- in the differing place. Place control $s$ at
112
- $o_s=(4i_s,0,0)$, with $i_{A_h}=0$ and distinct positive integers
113
- for the others. The code of $(s;L,R,J)$ is
114
- $o_s+(e(L),e(R),e(J))$.
115
- A rule with input prefixes $\alpha_1,\alpha_2,\alpha_3$
116
- and output prefixes $\alpha'_1,\alpha'_2,\alpha'_3$ gives boxes
117
- \[
118
- Q_i=o_s+\prod_jI(\alpha_j),\qquad
119
- Q_i'=o_{s'}+\prod_jI(\alpha'_j).
120
- \]
121
- Both families are separately disjoint by the preceding full-prefix
122
- separation. In control-relative coordinates their exact maps are
123
- \begin{equation}\label{eq:bb-balanced-affine-rule}
124
- y_j=e(\alpha'_j)+B^{|\alpha_j|-|\alpha'_j|}
125
- (x_j-e(\alpha_j)).
126
- \end{equation}
127
- The identity $e(\alpha\xi)=e(\alpha)+B^{-|\alpha|}e(\xi)$
128
- proves their action on every code. Initialized stacks are eventually
129
- blank, with rational codes
130
- $e(vb^\infty)=e(v)+B^{-|v|}d(b)/(B-1)$.
131
- The affine determinant equals
132
- $B^{\sum|\alpha_j|-\sum|\alpha'_j|}=1$, exactly by balance.
133
- Apply Theorem~\ref{lem:bb-balanced-box-routing} to these full boxes.
134
-
135
- \emph{Every intermediate time.}
136
- All half-widths are at most $1/2$, so that lemma uses $R=1$.
137
- Sources have first coordinate at least four, since no rule leaves
138
- $A_h$. Targets with nonhalt control have the same property.
139
- For such a branch the initial expansion and final contraction preserve
140
- first coordinate at least four. During deformation its center has
141
- first coordinate at least $4\Lambda$. Every scaled halt target
142
- center has first coordinate at most $\Lambda$, whereas the endpoints
143
- of each nonhalt parking path have first coordinate at least
144
- $4\Lambda$. Since $\Lambda+4<4\Lambda$, the original segment
145
- cannot meet an obstacle cube around a halt target. Any encountered
146
- obstacle has first coordinate at least $4\Lambda$, so its boundary
147
- detour remains at least $4\Lambda-4$. Subtracting a half-width at
148
- most one still leaves first coordinate greater than two. Hence
149
- \begin{equation}\label{eq:bb-balanced-no-premature-event}
150
- \Phi_\tau(Q_i)\subset\{x_1>2\}\quad(0\le\tau\le1)
151
- \quad\text{for every branch with nonhalt target}.
152
- \end{equation}
153
- This includes delivery after halt targets have already been filled.
154
-
155
- Finally load $x_*=(4,0,0)$ along the straight segment to the rational
156
- initial code using the translation part of Lemma~\ref{lem:bb-curl}.
157
- It avoids $(-1,2)^3$ for a nonhalt initial control. Repeat the box
158
- field from time one. Induction at integer times applies the exact
159
- full-box maps; the finite compiler cycles reach a code in $(0,1)^3$
160
- precisely upon halting. Equation~\eqref{eq:bb-balanced-no-premature-event}
161
- excludes every intermediate false visit. The residual proposition
162
- gives the force and uniqueness; compact support gives all finite-slab
163
- Sobolev conditions and uniformly bounded kinetic energy. Every choice
164
- was finite and effective, including the obstacle detours. The input
165
- enters only the first loading path, completing the proof.
166
- \end{proof}
 
1
+ \section{A complete balanced three-stack realization}\label{sec:bb-balanced-three-stack}
2
+
3
+ In a positional code with base $B$, replacing a prefix of length $r$
4
+ by one of length $s$ gives an affine map with slope $B^{r-s}$.
5
+ Thus a three-stack instruction has determinant one when it preserves
6
+ the sum of the three prefix lengths. A third stack supplies reversible
7
+ history under this constraint: we first move a fresh blank from beyond
8
+ a work-tape boundary onto the history stack, then replace that blank
9
+ by the record.
10
+
11
+ \begin{theorem}[Balanced three-stack realization]
12
+ \label{thm:bb-balanced-three-stack}
13
+ For every machine and finite input, there are effective coefficients
14
+ $f_0,f_1$ such that $f=f_0+\nu f_1$ on $\R^3$ has an explicit
15
+ zero-data solution $(U,0)$. Force and velocity have one compact
16
+ spatial support and bounded mixed derivatives of every order, and
17
+ are one-periodic after $t=1$. At the fixed label $x_*=(4,0,0)$,
18
+ \[
19
+ \exists t\ge0:\quad X(t;x_*)\in(-1,2)^3
20
+ \quad\Longleftrightarrow\quad\text{the machine halts}.
21
+ \]
22
+ For a fixed machine its repeated field is independent of the input.
23
+ The comparison class is $u\in C H^2\cap C^1L^2$, bounded $u,\nabla u$
24
+ on finite intervals, and pressure modulo constants in $C H^1$.
25
+ The formula is valid for every fixed real $\nu>0$, with effective
26
+ evaluation when $\nu$ is computable and relative evaluation otherwise.
27
+ \end{theorem}
28
+ \begin{proof}
29
+ Normalize the finite machine to one halting state $h$, directing missing
30
+ nonhalting instructions to it by unchanged-letter stay moves. This preserves
31
+ initial halting as well. Let $\Gamma$ be the work alphabet and
32
+ $b\in\Gamma$ its blank. Use three infinite top-first stacks $L,R,J$. A rule replaces three
33
+ finite prefixes, leaving their tails untouched. Introduce boundary
34
+ $\star$, marked work letters $\bar a$, and controls $A_q,S_q,T_q,D_q$;
35
+ only $A_h$ is terminal. For each $q\ne h$, the preparatory rules are
36
+ \begin{align}
37
+ (A_q;\varepsilon,a,\varepsilon)&\to(S_q;\bar a,\varepsilon,\varepsilon),
38
+ \label{eq:bb-balanced-entry}\\
39
+ (S_q;\varepsilon,c,\varepsilon)&\to(S_q;c,\varepsilon,\varepsilon),
40
+ \label{eq:bb-balanced-out-sweep}\\
41
+ (S_q;\varepsilon,\star b,\varepsilon)&\to(T_q;\varepsilon,\star,b),
42
+ \label{eq:bb-balanced-blank}\\
43
+ (T_q;c,\varepsilon,\varepsilon)&\to(T_q;\varepsilon,c,\varepsilon),
44
+ \label{eq:bb-balanced-return-sweep}\\
45
+ (T_q;\bar a,\varepsilon,\varepsilon)&\to(D_q;\varepsilon,a,\varepsilon).
46
+ \label{eq:bb-balanced-restore}
47
+ \end{align}
48
+ Here $a,c\in\Gamma$. For $\delta(q,a)=(q',d,\sigma)$ add
49
+ \begin{equation}\label{eq:bb-balanced-step-table}
50
+ \begin{array}{c|c|c}
51
+ \sigma&\text{source}&\text{target}\\\hline
52
+ 0&(D_q;\varepsilon,a,b)&(A_{q'};\varepsilon,d,\kappa)\\
53
+ -1&(D_q;c,a,b)&(A_{q'};\varepsilon,cd,\kappa)\quad(c\in\Gamma)\\
54
+ 1&(D_q;\varepsilon,ac,b)&(A_{q'};d,c,\kappa)\quad(c\in\Gamma)\\
55
+ 1&(D_q;\varepsilon,a\star b,b)&(A_{q'};d,b\star,\kappa).
56
+ \end{array}
57
+ \end{equation}
58
+ Every individual row occurrence, including its choice of $c$, receives
59
+ a distinct record symbol $\kappa$.
60
+
61
+ \emph{Full-domain separation and initialized behavior.}
62
+ \label{lem:bb-balanced-processor}\label{proof:bb-balanced-processor}
63
+ Every rule preserves total prefix length: it is one in the transfer
64
+ rows, two in the blank-supply row, and respectively two, three, three,
65
+ four in the final rows. Source branches at $A_q$ test the right top;
66
+ at $S_q$ the right top separates work letters from the boundary;
67
+ at $T_q$ the left top separates work and marked letters. At $D_q$
68
+ the right top fixes the work instruction, with the next right symbol
69
+ or left top separating its remaining branches. Target branches at
70
+ $S_q$ have distinct marked or ordinary left tops; at $T_q$ distinct
71
+ boundary or ordinary right tops; at $D_q$ distinct restored $a$;
72
+ and at an $A$ control distinct history tops $\kappa$.
73
+ This proves separation for arbitrary independent tails.
74
+
75
+ Initialize
76
+ \[
77
+ (A_{q_0};b^\infty,v\star b^\infty,b^\infty),\qquad
78
+ v=\begin{cases}\omega,&\omega\ne\varepsilon,\\b,&\omega=\varepsilon.
79
+ \end{cases}
80
+ \]
81
+ At a checkpoint, $L$ lists cells strictly left of the head and
82
+ $R=a_1\cdots a_m\star b^\infty$, $m\ge1$, lists the current cell
83
+ and a finite right block; beyond it the tape is blank. $J$ contains
84
+ completed records, newest first. The first rule marks $a_1$ while
85
+ moving it left; $m-1$ forward transfers expose $\star$. The blank
86
+ row removes one filler blank beyond that boundary and pushes it on
87
+ $J$, without changing the infinite blank filler. The reverse transfers
88
+ and restoration of $a_1$ restore exactly the original two work stacks.
89
+ The final rule replaces the fresh history blank by its record and
90
+ performs the work instruction. A left move pops the next cell from
91
+ $L$; a right move with $m\ge2$ pops the current cell from $R$;
92
+ when $m=1$ the last row exposes a blank and retains a nonempty right
93
+ block. Thus the invariant holds and one work step costs
94
+ $1+(m-1)+1+(m-1)+1+1=2m+2$ rules. An initially halted input needs
95
+ none. The records recover the head displacements as well.
96
+
97
+ \emph{From balanced words to solid boxes.}
98
+ Give the enlarged alphabet $\Sigma$ the odd digits
99
+ $1,3,\ldots,2|\Sigma|-1$ in base $B=2|\Sigma|+1$.
100
+ For a finite word $v$ put $e(v)=\sum_{j=1}^{|v|}d(v_j)B^{-j}$;
101
+ for an infinite stack $\xi$ put
102
+ $e(\xi)=\sum_{j\ge1}d(\xi_j)B^{-j}$.
103
+ The prefix interval is $I(v)=e(v)+[0,B^{-|v|}]$, with
104
+ $I(\varepsilon)=[0,1]$. Every infinite tail satisfies
105
+ \[
106
+ \frac1{B-1}\le e(\xi)\le\frac{2|\Sigma|-1}{B-1}<1,
107
+ \]
108
+ so its code lies strictly inside each applicable prefix interval.
109
+ Distinct incompatible prefixes have positive gaps, since digits differ
110
+ by at least two while the remaining interval has width at most one unit
111
+ in the differing place. Place control $s$ at
112
+ $o_s=(4i_s,0,0)$, with $i_{A_h}=0$ and distinct positive integers
113
+ for the others. The code of $(s;L,R,J)$ is
114
+ $o_s+(e(L),e(R),e(J))$.
115
+ A rule with input prefixes $\alpha_1,\alpha_2,\alpha_3$
116
+ and output prefixes $\alpha'_1,\alpha'_2,\alpha'_3$ gives boxes
117
+ \[
118
+ Q_i=o_s+\prod_jI(\alpha_j),\qquad
119
+ Q_i'=o_{s'}+\prod_jI(\alpha'_j).
120
+ \]
121
+ Both families are separately disjoint by the preceding full-prefix
122
+ separation. In control-relative coordinates their exact maps are
123
+ \begin{equation}\label{eq:bb-balanced-affine-rule}
124
+ y_j=e(\alpha'_j)+B^{|\alpha_j|-|\alpha'_j|}
125
+ (x_j-e(\alpha_j)).
126
+ \end{equation}
127
+ The identity $e(\alpha\xi)=e(\alpha)+B^{-|\alpha|}e(\xi)$
128
+ proves their action on every code. Initialized stacks are eventually
129
+ blank, with rational codes
130
+ $e(vb^\infty)=e(v)+B^{-|v|}d(b)/(B-1)$.
131
+ The affine determinant equals
132
+ $B^{\sum|\alpha_j|-\sum|\alpha'_j|}=1$, exactly by balance.
133
+ Apply Theorem~\ref{lem:bb-balanced-box-routing} to these full boxes.
134
+
135
+ \emph{Every intermediate time.}
136
+ All half-widths are at most $1/2$, so that lemma uses $R=1$.
137
+ Sources have first coordinate at least four, since no rule leaves
138
+ $A_h$. Targets with nonhalt control have the same property.
139
+ For such a branch the initial expansion and final contraction preserve
140
+ first coordinate at least four. During deformation its center has
141
+ first coordinate at least $4\Lambda$. Every scaled halt target
142
+ center has first coordinate at most $\Lambda$, whereas the endpoints
143
+ of each nonhalt parking path have first coordinate at least
144
+ $4\Lambda$. Since $\Lambda+4<4\Lambda$, the original segment
145
+ cannot meet an obstacle cube around a halt target. Any encountered
146
+ obstacle has first coordinate at least $4\Lambda$, so its boundary
147
+ detour remains at least $4\Lambda-4$. Subtracting a half-width at
148
+ most one still leaves first coordinate greater than two. Hence
149
+ \begin{equation}\label{eq:bb-balanced-no-premature-event}
150
+ \Phi_\tau(Q_i)\subset\{x_1>2\}\quad(0\le\tau\le1)
151
+ \quad\text{for every branch with nonhalt target}.
152
+ \end{equation}
153
+ This includes delivery after halt targets have already been filled.
154
+
155
+ Finally load $x_*=(4,0,0)$ along the straight segment to the rational
156
+ initial code using the translation part of Lemma~\ref{lem:bb-curl}.
157
+ It avoids $(-1,2)^3$ for a nonhalt initial control. Repeat the box
158
+ field from time one. Induction at integer times applies the exact
159
+ full-box maps; the finite compiler cycles reach a code in $(0,1)^3$
160
+ precisely upon halting. Equation~\eqref{eq:bb-balanced-no-premature-event}
161
+ excludes every intermediate false visit. The residual proposition
162
+ gives the force and uniqueness; compact support gives all finite-slab
163
+ Sobolev conditions and uniformly bounded kinetic energy. Every choice
164
+ was finite and effective, including the obstacle detours. The input
165
+ enters only the first loading path, completing the proof.
166
+ \end{proof}
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/clocks.tex CHANGED
@@ -1,140 +1,140 @@
1
- \section{Clock profiles for selected processors}\label{sec:clocks}
2
-
3
- Lemma~\ref{ba:log-clock} gives the common logarithmic change of time.
4
- We now apply it to two Euclidean processors with different pressure
5
- classes, and then use a companion's autonomous spatial clock to obtain
6
- stationary or decaying forcing on the torus. In every case the clock
7
- traverses every finite computational time; periodic, stationary and
8
- decaying profiles remain separate choices.
9
-
10
- \subsection{Preserving the declared comparison classes}
11
- \label{sec:bb-late-logclock}
12
-
13
- The two templates below use different whole-space pressure assumptions.
14
- Slowing their trajectories preserves those declared comparison classes
15
- because the new reference velocity retains the required regularity on
16
- every finite physical-time interval.
17
-
18
- \begin{proposition}\label{prop:bb-late-logclock}
19
- The template of Theorem~\ref{thm:bb-direction-shuttle} admits a force
20
- in $L^2([0,\infty)\times\R^3)$ with the same material label and
21
- event. The template of Theorem~\ref{thm:bb-guarded-history} admits
22
- a force in $L^2([0,\infty);H^j(\R^3))$ for every integer $j\ge0$.
23
- Both retain uniform compact support, zero initial velocity, bounded
24
- mixed derivatives, their stated pressure and velocity comparison
25
- classes, and finite effective prescriptions.
26
- \end{proposition}
27
- \begin{proof}\label{proof:bb-late-logclock}
28
- Apply Lemma~\ref{ba:log-clock} to each template, including its loading
29
- interval if present. Both are initially zero, have one compact support,
30
- and have uniformly bounded mixed derivatives. The lemma gives the exact
31
- residual and all mixed bounds; fixed support also gives
32
- $\|f(t)\|_{H^j}\le C_j(1+t)^{-1}$ for every fixed $j$.
33
-
34
- On each finite interval the slowed reference field retains every Sobolev
35
- regularity and bounded derivative required by its original comparison
36
- class. Case (i) of Lemma~\ref{lem:b-comparison} therefore applies to the
37
- direction shuttle's continuous $H^1$ pressure representative, and case
38
- (iii) applies to the guarded-history processor's continuous $L^2$
39
- pressure gradient. Both constructed pressures are zero.
40
-
41
- The new path is $X(\log(1+t);a_0)$. The clock lemma preserves the event
42
- and the effective prescription. In particular, loaded samples $1+k$
43
- occur at physical times $e^{1+k}-1$, whereas the aligned construction's
44
- samples $k$ occur at $e^k-1$. These times have no finite accumulation.
45
- The new forces have the stated temporal integrability; no periodicity
46
- in physical time is asserted for them.
47
- \end{proof}
48
-
49
- \subsection{The input-offset alternative}\label{bc:input-offset-section}
50
- A fixed material label can also be retained by shifting the state charts
51
- by the initial tape code. The complete planar routing and spatial-clock
52
- construction for this choice belongs to
53
- \cite[Theorem~4.1 and Section~5]{OpenAI379StationaryA2}.
54
- The following application fixes its match with the present conventions.
55
-
56
- \begin{corollary}[Two profiles of the input-offset processor]
57
- \label{bc:input-offset-event}
58
- On $\T^3$, the fixed label $P=(1/4,1/4,0)$ and strip
59
- $O=\{1/32<Y<1/8\}$ realize halting from zero velocity by two effective
60
- mean-zero general forces. One is stationary after time one. The other
61
- tends to zero uniformly and has every mixed-derivative spatial supremum
62
- norm in $L^2(0,\infty)$. Both have bounded mixed derivatives, zero
63
- prescribed pressure, uniformly bounded kinetic energy, and uniqueness in
64
- the torus comparison class.
65
- \end{corollary}
66
- \begin{proof}\label{bc:input-offset-event-proof}
67
- Add the companion's fresh nonhalting dummy start and use its seven-row
68
- compiler. The permutation of (work, mark, history) into our track order
69
- identifies its table with Lemma~\ref{lem:bb-movefirst}, including the full-domain
70
- inverse. Let $K$ be the full compiler alphabet size, $m$ the number of
71
- controls, and $N$ the number of full branches. With odd digits in base
72
- $B=2K+2$ and initial rational stack coordinates $x_0,y_0$, its state-square
73
- parameters are
74
- \begin{equation}\label{bc:input-offset-state-squares}
75
- \lambda=\frac1{100(m+N+1)},\qquad
76
- a_*=1/4-\lambda x_0,\qquad b_{\rm start}=1/4-\lambda y_0.
77
- \end{equation}
78
- The halt control has lower height $1/16$; enumerate the controls other
79
- than start and halt by $\ell$ and give them lower heights
80
- $1/3+\ell/[12(m+1)]$, as in that theorem. Thus the
81
- initial code is $(1/4,1/4)$, and the common full branch formulas of
82
- Lemma~\ref{lem:bb-onecell} are precisely its inputs. The cited theorem gives
83
- the full closed-rectangle routing, positive cutoff neighborhoods, and the
84
- all-time guard in $J_*=[1/8,7/8]\times[1/32,7/8]$. Write $V(s,X,Y)$ for
85
- its planar velocity, one-periodic in $s$. Choose $\chi_*$ smooth,
86
- compactly supported in the open unit-square chart and equal to one near
87
- $J_*$. The autonomous field
88
- from the companion's Section~5 is
89
- \begin{equation}\label{bc:input-offset-W}
90
- W=(V_1(Z,X,Y),V_2(Z,X,Y),\partial_X(X\chi_*(X,Y))),
91
- \end{equation}
92
- with the compactly supported products extended periodically. It is
93
- solenoidal and mean zero; its phase
94
- speed is one along the tracked path. Its trajectory from $P$ enters $O$
95
- exactly upon halting. These are the specific geometric imports, rather
96
- than an identification based only on the headline conclusion.
97
-
98
- Take the stationary and slow profiles from
99
- \cite[Section~5 and Proposition~6.1]{OpenAI379StationaryA2}, respectively:
100
- \begin{equation}\label{bc:input-offset-profiles}
101
- \alpha_0=\sigma(2t-1),\qquad \alpha_1=\sigma(2t-1)/(1+t).
102
- \end{equation}
103
- Their exact force formula at the fixed physical viscosity is
104
- \begin{equation}\label{bc:input-offset-force}
105
- U_\alpha=\alpha W,\qquad
106
- f_\alpha=\alpha'W+\alpha^2(W\cdot\nabla)W-\nu\alpha\Delta W.
107
- \end{equation}
108
- Lemma~\ref{lem:p2-realization} supplies the stated comparison conclusion.
109
- For $s_\alpha(t)=\int_0^t\alpha(r)\,dr$, symmetry of $\sigma$ gives
110
- $s_{\alpha_0}(1)=1/4$ and $s_{\alpha_0}(t)=t-3/4$ for $t\ge1$.
111
- The other clock satisfies
112
- $s_{\alpha_1}(t)=s_{\alpha_1}(1)+\log((1+t)/2)$ there. Both are
113
- continuous, finite at finite time and onto $[0,\infty)$, so both preserve
114
- the complete trajectory event, including original initial halting through
115
- the dummy start. The first force is stationary after one. In the second,
116
- the coefficient orders are respectively $(1+t)^{-2},(1+t)^{-2}$ and
117
- $(1+t)^{-1}$; each time derivative gives an additional inverse power.
118
- The spatial factors in \eqref{bc:input-offset-force} have effective
119
- bounds at every order. Thus for every $h,r\ge0$,
120
- \begin{equation}\label{bc:input-offset-common-rate}
121
- \|\partial_t^h U_{\alpha_1}(t)\|_{C^r}
122
- +\|\partial_t^h f_{\alpha_1}(t)\|_{C^r}
123
- \le C_{h,r}(1+t)^{-1-h}.
124
- \end{equation}
125
- The constant is effective; increasing it over $[0,1]$ makes the estimate
126
- valid for all $t\ge0$. The exponent is common to all spatial orders,
127
- and the square of the envelope has integral $(1+2h)^{-1}$.
128
- This proves the asserted bounded and temporal $L^2$ norms.
129
-
130
- For the stationary profile, Proposition~\ref{prop:projection-l2}
131
- preserves stationarity after time one and every mixed-derivative bound.
132
- For the slow profile, \eqref{eq:projection-estimate} and
133
- \eqref{eq:projection-derivative-bounds} apply to
134
- \eqref{bc:input-offset-common-rate} through spatial order $r+2$.
135
- They retain the rate $(1+t)^{-1-h}$ for the projected force through
136
- order $r$ and for its pressure through order $r+1$, with effective
137
- constants and temporal $L^2$ bounds. In either projection choice the
138
- velocity and event are unchanged and the mean-zero pressure is
139
- $-\phi$. The stationary and slow profiles remain separate choices.
140
- \end{proof}
 
1
+ \section{Clock profiles for selected processors}\label{sec:clocks}
2
+
3
+ Lemma~\ref{ba:log-clock} gives the common logarithmic change of time.
4
+ We now apply it to two Euclidean processors with different pressure
5
+ classes, and then use a companion's autonomous spatial clock to obtain
6
+ stationary or decaying forcing on the torus. In every case the clock
7
+ traverses every finite computational time; periodic, stationary and
8
+ decaying profiles remain separate choices.
9
+
10
+ \subsection{Preserving the declared comparison classes}
11
+ \label{sec:bb-late-logclock}
12
+
13
+ The two templates below use different whole-space pressure assumptions.
14
+ Slowing their trajectories preserves those declared comparison classes
15
+ because the new reference velocity retains the required regularity on
16
+ every finite physical-time interval.
17
+
18
+ \begin{proposition}\label{prop:bb-late-logclock}
19
+ The template of Theorem~\ref{thm:bb-direction-shuttle} admits a force
20
+ in $L^2([0,\infty)\times\R^3)$ with the same material label and
21
+ event. The template of Theorem~\ref{thm:bb-guarded-history} admits
22
+ a force in $L^2([0,\infty);H^j(\R^3))$ for every integer $j\ge0$.
23
+ Both retain uniform compact support, zero initial velocity, bounded
24
+ mixed derivatives, their stated pressure and velocity comparison
25
+ classes, and finite effective prescriptions.
26
+ \end{proposition}
27
+ \begin{proof}\label{proof:bb-late-logclock}
28
+ Apply Lemma~\ref{ba:log-clock} to each template, including its loading
29
+ interval if present. Both are initially zero, have one compact support,
30
+ and have uniformly bounded mixed derivatives. The lemma gives the exact
31
+ residual and all mixed bounds; fixed support also gives
32
+ $\|f(t)\|_{H^j}\le C_j(1+t)^{-1}$ for every fixed $j$.
33
+
34
+ On each finite interval the slowed reference field retains every Sobolev
35
+ regularity and bounded derivative required by its original comparison
36
+ class. Case (i) of Lemma~\ref{lem:b-comparison} therefore applies to the
37
+ direction shuttle's continuous $H^1$ pressure representative, and case
38
+ (iii) applies to the guarded-history processor's continuous $L^2$
39
+ pressure gradient. Both constructed pressures are zero.
40
+
41
+ The new path is $X(\log(1+t);a_0)$. The clock lemma preserves the event
42
+ and the effective prescription. In particular, loaded samples $1+k$
43
+ occur at physical times $e^{1+k}-1$, whereas the aligned construction's
44
+ samples $k$ occur at $e^k-1$. These times have no finite accumulation.
45
+ The new forces have the stated temporal integrability; no periodicity
46
+ in physical time is asserted for them.
47
+ \end{proof}
48
+
49
+ \subsection{The input-offset alternative}\label{bc:input-offset-section}
50
+ A fixed material label can also be retained by shifting the state charts
51
+ by the initial tape code. The complete planar routing and spatial-clock
52
+ construction for this choice belongs to
53
+ \cite[Theorem~4.1 and Section~5]{OpenAI379StationaryA2}.
54
+ The following application fixes its match with the present conventions.
55
+
56
+ \begin{corollary}[Two profiles of the input-offset processor]
57
+ \label{bc:input-offset-event}
58
+ On $\T^3$, the fixed label $P=(1/4,1/4,0)$ and strip
59
+ $O=\{1/32<Y<1/8\}$ realize halting from zero velocity by two effective
60
+ mean-zero general forces. One is stationary after time one. The other
61
+ tends to zero uniformly and has every mixed-derivative spatial supremum
62
+ norm in $L^2(0,\infty)$. Both have bounded mixed derivatives, zero
63
+ prescribed pressure, uniformly bounded kinetic energy, and uniqueness in
64
+ the torus comparison class.
65
+ \end{corollary}
66
+ \begin{proof}\label{bc:input-offset-event-proof}
67
+ Add the companion's fresh nonhalting dummy start and use its seven-row
68
+ compiler. The permutation of (work, mark, history) into our track order
69
+ identifies its table with Lemma~\ref{lem:bb-movefirst}, including the full-domain
70
+ inverse. Let $K$ be the full compiler alphabet size, $m$ the number of
71
+ controls, and $N$ the number of full branches. With odd digits in base
72
+ $B=2K+2$ and initial rational stack coordinates $x_0,y_0$, its state-square
73
+ parameters are
74
+ \begin{equation}\label{bc:input-offset-state-squares}
75
+ \lambda=\frac1{100(m+N+1)},\qquad
76
+ a_*=1/4-\lambda x_0,\qquad b_{\rm start}=1/4-\lambda y_0.
77
+ \end{equation}
78
+ The halt control has lower height $1/16$; enumerate the controls other
79
+ than start and halt by $\ell$ and give them lower heights
80
+ $1/3+\ell/[12(m+1)]$, as in that theorem. Thus the
81
+ initial code is $(1/4,1/4)$, and the common full branch formulas of
82
+ Lemma~\ref{lem:bb-onecell} are precisely its inputs. The cited theorem gives
83
+ the full closed-rectangle routing, positive cutoff neighborhoods, and the
84
+ all-time guard in $J_*=[1/8,7/8]\times[1/32,7/8]$. Write $V(s,X,Y)$ for
85
+ its planar velocity, one-periodic in $s$. Choose $\chi_*$ smooth,
86
+ compactly supported in the open unit-square chart and equal to one near
87
+ $J_*$. The autonomous field
88
+ from the companion's Section~5 is
89
+ \begin{equation}\label{bc:input-offset-W}
90
+ W=(V_1(Z,X,Y),V_2(Z,X,Y),\partial_X(X\chi_*(X,Y))),
91
+ \end{equation}
92
+ with the compactly supported products extended periodically. It is
93
+ solenoidal and mean zero; its phase
94
+ speed is one along the tracked path. Its trajectory from $P$ enters $O$
95
+ exactly upon halting. These are the specific geometric imports, rather
96
+ than an identification based only on the headline conclusion.
97
+
98
+ Take the stationary and slow profiles from
99
+ \cite[Section~5 and Proposition~6.1]{OpenAI379StationaryA2}, respectively:
100
+ \begin{equation}\label{bc:input-offset-profiles}
101
+ \alpha_0=\sigma(2t-1),\qquad \alpha_1=\sigma(2t-1)/(1+t).
102
+ \end{equation}
103
+ Their exact force formula at the fixed physical viscosity is
104
+ \begin{equation}\label{bc:input-offset-force}
105
+ U_\alpha=\alpha W,\qquad
106
+ f_\alpha=\alpha'W+\alpha^2(W\cdot\nabla)W-\nu\alpha\Delta W.
107
+ \end{equation}
108
+ Lemma~\ref{lem:p2-realization} supplies the stated comparison conclusion.
109
+ For $s_\alpha(t)=\int_0^t\alpha(r)\,dr$, symmetry of $\sigma$ gives
110
+ $s_{\alpha_0}(1)=1/4$ and $s_{\alpha_0}(t)=t-3/4$ for $t\ge1$.
111
+ The other clock satisfies
112
+ $s_{\alpha_1}(t)=s_{\alpha_1}(1)+\log((1+t)/2)$ there. Both are
113
+ continuous, finite at finite time and onto $[0,\infty)$, so both preserve
114
+ the complete trajectory event, including original initial halting through
115
+ the dummy start. The first force is stationary after one. In the second,
116
+ the coefficient orders are respectively $(1+t)^{-2},(1+t)^{-2}$ and
117
+ $(1+t)^{-1}$; each time derivative gives an additional inverse power.
118
+ The spatial factors in \eqref{bc:input-offset-force} have effective
119
+ bounds at every order. Thus for every $h,r\ge0$,
120
+ \begin{equation}\label{bc:input-offset-common-rate}
121
+ \|\partial_t^h U_{\alpha_1}(t)\|_{C^r}
122
+ +\|\partial_t^h f_{\alpha_1}(t)\|_{C^r}
123
+ \le C_{h,r}(1+t)^{-1-h}.
124
+ \end{equation}
125
+ The constant is effective; increasing it over $[0,1]$ makes the estimate
126
+ valid for all $t\ge0$. The exponent is common to all spatial orders,
127
+ and the square of the envelope has integral $(1+2h)^{-1}$.
128
+ This proves the asserted bounded and temporal $L^2$ norms.
129
+
130
+ For the stationary profile, Proposition~\ref{prop:projection-l2}
131
+ preserves stationarity after time one and every mixed-derivative bound.
132
+ For the slow profile, \eqref{eq:projection-estimate} and
133
+ \eqref{eq:projection-derivative-bounds} apply to
134
+ \eqref{bc:input-offset-common-rate} through spatial order $r+2$.
135
+ They retain the rate $(1+t)^{-1-h}$ for the projected force through
136
+ order $r$ and for its pressure through order $r+1$, with effective
137
+ constants and temporal $L^2$ bounds. In either projection choice the
138
+ velocity and event are unchanged and the mean-zero pressure is
139
+ $-\phi$. The stationary and slow profiles remain separate choices.
140
+ \end{proof}
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/coding-conventions.tex CHANGED
@@ -1,211 +1,211 @@
1
- \section{History conventions and branch subdivision}\label{ba:codes}
2
-
3
- The general box motions now let us choose a recorder and an observer
4
- separately. We begin with the two frontier recorders in
5
- Section~\ref{sec:bb-frontiers}, which retain history in the
6
- sense of Bennett~\cite{Bennett1973}. Later we retain the distinct
7
- neighboring-cell guards and persistent-mark tables needed by other
8
- realizations. A full-domain inverse, not merely agreement along an
9
- initialized run, is the criterion for sharing a compiler.
10
-
11
- For these applications let $A$ be the work alphabet with distinguished
12
- blank, $Q$ the states, $q_0$ the initial state, and $H\subseteq Q$
13
- the halting states. Write $h_n$ for the work head after $n$ steps and
14
- \[
15
- \delta(q,a)=(q^+(r),b(r),d(r)),\qquad
16
- r=(q,a)\in\mathcal R=(Q\setminus H)\times A,
17
- \quad d(r)\in\{-1,0,1\}.
18
- \]
19
- The initial head is zero and the tape has finitely specified nonblank
20
- cells. Replace missing instructions by unchanged-letter stay moves to
21
- a halt. If one halt square is needed, merge halting states and redirect
22
- their incoming instructions; no outgoing rule is changed. This preserves
23
- initial halting as well. An unreachable halt state can be added when
24
- needed. These are the same normalizations as in
25
- Section~\ref{sec:bb-frontiers}.
26
-
27
- \subsection{Frontier recorders and their notation}
28
-
29
- We use the move-first recorder of Lemma~\ref{lem:bb-movefirst}
30
- with its original notation and complete partial domain.
31
- The delayed-head recorder of Lemma~\ref{lem:bb-direction} records the
32
- work displacement until its final return step. Its table can also be
33
- initialized with the frontier one cell farther to the right.
34
-
35
- \begin{lemma}[Six-rule history recorder]\label{ba:six-compiler}
36
- For $r_0=1$ or $r_0=2$, there is a partial table with the two incoming
37
- properties of Lemma~\ref{lem:bb-onecell}, frontier $r_0+n$ at checkpoint
38
- $n$, and checkpoint control recording both the work state and the
39
- preceding work displacement. Its next checkpoint takes
40
- $2(r_0+n-h_n)+3$ instructions. The work head moves only on the last
41
- instruction.
42
- \end{lemma}
43
- \begin{proof}\label{ba:six-proof}
44
- Specialize Lemma~\ref{lem:bb-direction} to a singleton passive track
45
- $O$ and delete that coordinate. Rename its controls
46
- $(M(q,e),G(\tau),A(q,d),B(q,d))$ as
47
- $(M_{q,e},R_\tau,F_{q,d},L_{q,d})$, and its frontier $F$ as $P$.
48
- The full alphabet is
49
- $A\times(\{\bot,P\}\sqcup\mathcal T)\times\{0,1\}$,
50
- where $\mathcal T=(Q\setminus H)\times\{-1,0,1\}\times A$.
51
- Every row and guard is the same under this bijection, so both incoming
52
- properties hold on the entire partial domain, including unused controls.
53
- Only $M_{q,e}$ with $q\in H$ are halting controls.
54
-
55
- Initialize $M_{q_0,0}$ with all marks zero, frontier at $r_0$, and
56
- empty history elsewhere. The case $r_0=1$ is the initialization already
57
- proved in the shared lemma. For either allowed $r_0$, checkpoint $n$
58
- has frontier $g=r_0+n>h_n$. Mark the old head, scan right to $g$,
59
- write the record and install the new frontier at $g+1$, then return to
60
- the mark. All intervening history is nonfrontier, the new frontier
61
- cell is empty, and there is only one mark. Hence the same rows apply
62
- when $r_0=2$. There are $g-h_n-1$ continuing right moves,
63
- $g-h_n$ continuing left moves, and four other instructions, giving
64
- $2(g-h_n)+3$. The last row clears the mark and makes the work
65
- movement; the invariant is restored with frontier $g+1$. This proves
66
- finite completion, indefinite legality for a nonhalting run, and the
67
- stated halt equivalence, including initial halting.
68
- \end{proof}
69
-
70
- \subsection{From symbolic cylinders to closed rectangles}
71
-
72
- Radix encodings turn a push or pop of a tape letter into an affine map;
73
- this is the generalized-shift viewpoint of
74
- Moore~\cite{Moore1990,Moore1991}. The following calculation adds the
75
- separation of full closed rectangles needed for smooth localization.
76
-
77
- \begin{lemma}[Separated rectangle codes]\label{ba:rectangles}
78
- Let a deterministic partial tape table on an alphabet $\Gamma$ of size
79
- $m$ have the two incoming properties of Lemma~\ref{lem:bb-onecell}.
80
- Assign distinct odd digits $e(a)\in\{1,3,\ldots,2m-1\}$ and choose
81
- an integer $B\ge2m+1$. Its local rules admit effective positive diagonal
82
- affine maps of determinant one between finite families of closed planar
83
- rectangles. Sources are pairwise separated, as are targets. Both the
84
- minimal subdivision and the subdivision by both adjacent letters given
85
- below realize every tape in their full symbolic cylinders.
86
- \end{lemma}
87
- \begin{proof}\label{ba:rectangles-proof}
88
- Use Lemma~\ref{lem:bb-onecell} with digits $d(a)=e(a)$. Its digit
89
- hypotheses hold for every $B\ge2m+1$. In the notation
90
- \[
91
- C(a_1a_2\cdots)=\sum_{j\ge1}e(a_j)B^{-j},\quad
92
- h_a(v)=\frac{e(a)+v}{B},\quad
93
- I_{a_1\cdots a_l}=h_{a_1}\cdots h_{a_l}([0,1]),
94
- \]
95
- the left stream starts immediately left of the head and the right stream
96
- starts at the head. Place state $s$ in $k_s+a[0,1]^2$ with a common
97
- rational $a>0$. The minimal branch maps are exactly
98
- \eqref{eq:bb-one-cell-branches}; scaling both charts by $a$ leaves
99
- $\operatorname{diag}(B^{-d},B^d)$ unchanged.
100
-
101
- For the additional full subdivision, restrict the right- and stay-move
102
- sources to $x\in I_\gamma$, for every full letter $\gamma$.
103
- Their targets become $I_{\beta\gamma}\times[0,1]$ and
104
- $I_\gamma\times I_\beta$, respectively, for written letter $\beta$.
105
- The already split left-move targets remain
106
- $[0,1]\times I_{\gamma\beta}$. At a fixed target state the
107
- incoming direction is fixed, and the pair $(\beta,\gamma)$
108
- distinguishes the branches in every case. Thus the added subdivision
109
- preserves separate target separation, while source separation follows
110
- by restriction of the shared source rectangles. All these statements
111
- concern the filled closed rectangles and arbitrary symbolic tails.
112
-
113
- For completeness the quantitative gaps remain valid for the entire
114
- range $B\ge2m+1$: distinct first-digit intervals have gap at least
115
- $B^{-1}$ and distinct second-digit intervals at least $B^{-2}$.
116
- The source and target families therefore have within-state gaps at
117
- least $aB^{-2}$; different state squares have their own chosen gaps.
118
- Tail values lie between $1/(B-1)$ and $(2m-1)/(B-1)<1$.
119
- An initial constant tail after $l$ digits contributes
120
- $B^{-l}e(a_{\rm tail})/(B-1)$, so initialized codes are rational.
121
- At checkpoints the history records, or the known absolute origin of
122
- the record block, also recover the absolute work-head position.
123
- \end{proof}
124
-
125
-
126
- \subsection{Conventions for the remaining geometric realizations}\label{bc:section}
127
- \label{bc:frontier-section}
128
- Unless a different table is specified, subsequent routes use the move-first recorder of
129
- Lemma~\ref{lem:bb-movefirst}, with initial frontier two. The controls
130
- $(C_q,J_r,S_r,P_q,T_q)$ there are written $(W_q,P_r,B_r,C_q,D_q)$
131
- here, and its empty/frontier/record symbols $(e,F,r)$ are written
132
- $(E,F,R_r)$. Permuting work, history and mark coordinates in every row
133
- preserves every guard. This identifies the full partial table, its inverse
134
- and the exact checkpoint count $2(2+n-h')+4$, including arbitrary allowed
135
- tapes. A nonterminal branch means one with both endpoint controls
136
- nonterminal; a final branch into a halt can enter the observer.
137
-
138
- The full branches are those of Lemma~\ref{lem:bb-onecell}. For an alphabet
139
- of size $m$ we use one of the following explicitly indicated conventions:
140
- \begin{equation}\label{bc:digits}
141
- (B,\{d_a\})=(2m+2,\{1,3,\ldots,2m-1\}),\quad
142
- (2m+1,\{1,3,\ldots,2m-1\}),\quad
143
- (2m,\{0,2,\ldots,2m-2\}).
144
- \end{equation}
145
- All satisfy its digit bound and separation hypotheses. In the last
146
- convention the full blank has digit zero; boundary codes remain in the
147
- closed-rectangle and neighborhood conclusions. Write
148
- $C(a_1a_2\cdots)=\sum_{j\ge1}d_{a_j}B^{-j}$ and
149
- $I_v=\sum_{j=1}^{|v|}d_{v_j}B^{-j}+[0,B^{-|v|}]$.
150
- A constant tail after $k$ positions contributes
151
- $d_{\rm tail}B^{-k}/(B-1)$, so the initial codes are rational.
152
- Guarded three-cell rules use Lemma~\ref{lem:bb-window-rectangles} with
153
- $(a,b)=(1,2)$ after their own full-domain inverse has been proved.
154
-
155
- \subsection{Analytic conventions for the geometric variants}\label{bc:analytic-section}
156
- The whole-space baseline in these variants means smooth
157
- $u\in CH^2\cap C^1L^2$, bounded $u,\nabla u$ on finite intervals,
158
- and a pressure representative in $CH^1$. When the competitor-gradient
159
- condition is omitted explicitly, the other conditions remain unchanged.
160
- Both cases fall under Lemma~\ref{lem:b-comparison}(i); separately stated
161
- pressure classes are retained. The torus baseline is its classical torus
162
- clause. Unless a projection is specified, the force is
163
- \begin{equation}\label{bc:residual}
164
- f_U=U_t+(U\cdot\nabla)U-\nu\Delta U,\qquad (u,p)=(U,0).
165
- \end{equation}
166
- Torus projection is the separate choice in
167
- Proposition~\ref{prop:projection-l2}, with changed pressure.
168
- Localized affine motion is supplied by Lemma~\ref{lem:bb-curl} on a
169
- compact time interval, using effective derivative bounds, positive lower
170
- scale bounds and the positive cutoff margins specified in each route.
171
- The potential is \eqref{eq:bb-potential}; the resulting flow fixes every
172
- region disjoint from its support. In particular exponential diagonal
173
- scales and linear reciprocal scales have respectively generators
174
- $\theta'\log D$ and $\diag(l'/l,-l'/l,0)$.
175
-
176
- \begin{lemma}[Finite forcing mechanisms]\label{bc:analytic}
177
- A finite family of the preceding pulses, joined with flat time collars,
178
- can be used once for initialization and repeated with period one thereafter.
179
- It gives a smooth effective velocity and residual force with all mixed
180
- derivatives uniformly bounded. In $\R^3$ both have one fixed compact
181
- spatial support, and the velocity has uniformly bounded kinetic energy.
182
- In a torus chart,
183
- periodized curl or planar Hamiltonian pulses have zero spatial mean, as
184
- does their residual force. Initial velocity and pressure are zero.
185
- Uniqueness holds in the comparison classes of Section~\ref{sec:model};
186
- in the whole-space class the competitor's gradient bound can be omitted
187
- if the remaining conditions are retained.
188
- \end{lemma}
189
- \begin{proof}\label{bc:analytic-proof}
190
- Each pulse is a finite expression in rational data, effective smooth
191
- switches, their derivatives, positive diagonal scales and logarithms.
192
- Finite positive separation margins bound every cutoff derivative. A finite
193
- maximum bounds a period and the loading interval, and repetitions preserve
194
- that bound. To evaluate near a join, a coarse enclosure of time gives a
195
- finite superset of possibly active pulses. Summing them avoids an exact
196
- comparison of a computable time with an integer. The flat collars give
197
- smoothness. Compact support gives every required spatial Sobolev bound.
198
- Lemma~\ref{lem:p2-realization} gives the asserted solution and comparison;
199
- on a torus the integral of each curl or Hamiltonian derivative vanishes,
200
- and the convection term is a divergence. Its flow satisfies
201
- $\det D\Phi_t=1$, because differentiating this determinant gives
202
- $(\divg U)(t,\Phi_t)\det D\Phi_t=0$ and its initial value is one.
203
- The velocity and acceleration identities in that lemma consequently apply
204
- to these volume-preserving diffeomorphisms.
205
- \end{proof}
206
-
207
- For later use, spatial chart changes are always made at the velocity level.
208
- If $x=o+a y$, set $\widetilde U(t,x)=aU(t,(x-o)/a)$ and then compute
209
- \eqref{bc:residual} at the prescribed physical $\nu$. The time and convection
210
- terms scale by $a$, while the Laplacian term scales by $a^{-1}$.
211
- Thus chart rescaling does not silently change the fixed physical viscosity.
 
1
+ \section{History conventions and branch subdivision}\label{ba:codes}
2
+
3
+ The general box motions now let us choose a recorder and an observer
4
+ separately. We begin with the two frontier recorders in
5
+ Section~\ref{sec:bb-frontiers}, which retain history in the
6
+ sense of Bennett~\cite{Bennett1973}. Later we retain the distinct
7
+ neighboring-cell guards and persistent-mark tables needed by other
8
+ realizations. A full-domain inverse, not merely agreement along an
9
+ initialized run, is the criterion for sharing a compiler.
10
+
11
+ For these applications let $A$ be the work alphabet with distinguished
12
+ blank, $Q$ the states, $q_0$ the initial state, and $H\subseteq Q$
13
+ the halting states. Write $h_n$ for the work head after $n$ steps and
14
+ \[
15
+ \delta(q,a)=(q^+(r),b(r),d(r)),\qquad
16
+ r=(q,a)\in\mathcal R=(Q\setminus H)\times A,
17
+ \quad d(r)\in\{-1,0,1\}.
18
+ \]
19
+ The initial head is zero and the tape has finitely specified nonblank
20
+ cells. Replace missing instructions by unchanged-letter stay moves to
21
+ a halt. If one halt square is needed, merge halting states and redirect
22
+ their incoming instructions; no outgoing rule is changed. This preserves
23
+ initial halting as well. An unreachable halt state can be added when
24
+ needed. These are the same normalizations as in
25
+ Section~\ref{sec:bb-frontiers}.
26
+
27
+ \subsection{Frontier recorders and their notation}
28
+
29
+ We use the move-first recorder of Lemma~\ref{lem:bb-movefirst}
30
+ with its original notation and complete partial domain.
31
+ The delayed-head recorder of Lemma~\ref{lem:bb-direction} records the
32
+ work displacement until its final return step. Its table can also be
33
+ initialized with the frontier one cell farther to the right.
34
+
35
+ \begin{lemma}[Six-rule history recorder]\label{ba:six-compiler}
36
+ For $r_0=1$ or $r_0=2$, there is a partial table with the two incoming
37
+ properties of Lemma~\ref{lem:bb-onecell}, frontier $r_0+n$ at checkpoint
38
+ $n$, and checkpoint control recording both the work state and the
39
+ preceding work displacement. Its next checkpoint takes
40
+ $2(r_0+n-h_n)+3$ instructions. The work head moves only on the last
41
+ instruction.
42
+ \end{lemma}
43
+ \begin{proof}\label{ba:six-proof}
44
+ Specialize Lemma~\ref{lem:bb-direction} to a singleton passive track
45
+ $O$ and delete that coordinate. Rename its controls
46
+ $(M(q,e),G(\tau),A(q,d),B(q,d))$ as
47
+ $(M_{q,e},R_\tau,F_{q,d},L_{q,d})$, and its frontier $F$ as $P$.
48
+ The full alphabet is
49
+ $A\times(\{\bot,P\}\sqcup\mathcal T)\times\{0,1\}$,
50
+ where $\mathcal T=(Q\setminus H)\times\{-1,0,1\}\times A$.
51
+ Every row and guard is the same under this bijection, so both incoming
52
+ properties hold on the entire partial domain, including unused controls.
53
+ Only $M_{q,e}$ with $q\in H$ are halting controls.
54
+
55
+ Initialize $M_{q_0,0}$ with all marks zero, frontier at $r_0$, and
56
+ empty history elsewhere. The case $r_0=1$ is the initialization already
57
+ proved in the shared lemma. For either allowed $r_0$, checkpoint $n$
58
+ has frontier $g=r_0+n>h_n$. Mark the old head, scan right to $g$,
59
+ write the record and install the new frontier at $g+1$, then return to
60
+ the mark. All intervening history is nonfrontier, the new frontier
61
+ cell is empty, and there is only one mark. Hence the same rows apply
62
+ when $r_0=2$. There are $g-h_n-1$ continuing right moves,
63
+ $g-h_n$ continuing left moves, and four other instructions, giving
64
+ $2(g-h_n)+3$. The last row clears the mark and makes the work
65
+ movement; the invariant is restored with frontier $g+1$. This proves
66
+ finite completion, indefinite legality for a nonhalting run, and the
67
+ stated halt equivalence, including initial halting.
68
+ \end{proof}
69
+
70
+ \subsection{From symbolic cylinders to closed rectangles}
71
+
72
+ Radix encodings turn a push or pop of a tape letter into an affine map;
73
+ this is the generalized-shift viewpoint of
74
+ Moore~\cite{Moore1990,Moore1991}. The following calculation adds the
75
+ separation of full closed rectangles needed for smooth localization.
76
+
77
+ \begin{lemma}[Separated rectangle codes]\label{ba:rectangles}
78
+ Let a deterministic partial tape table on an alphabet $\Gamma$ of size
79
+ $m$ have the two incoming properties of Lemma~\ref{lem:bb-onecell}.
80
+ Assign distinct odd digits $e(a)\in\{1,3,\ldots,2m-1\}$ and choose
81
+ an integer $B\ge2m+1$. Its local rules admit effective positive diagonal
82
+ affine maps of determinant one between finite families of closed planar
83
+ rectangles. Sources are pairwise separated, as are targets. Both the
84
+ minimal subdivision and the subdivision by both adjacent letters given
85
+ below realize every tape in their full symbolic cylinders.
86
+ \end{lemma}
87
+ \begin{proof}\label{ba:rectangles-proof}
88
+ Use Lemma~\ref{lem:bb-onecell} with digits $d(a)=e(a)$. Its digit
89
+ hypotheses hold for every $B\ge2m+1$. In the notation
90
+ \[
91
+ C(a_1a_2\cdots)=\sum_{j\ge1}e(a_j)B^{-j},\quad
92
+ h_a(v)=\frac{e(a)+v}{B},\quad
93
+ I_{a_1\cdots a_l}=h_{a_1}\cdots h_{a_l}([0,1]),
94
+ \]
95
+ the left stream starts immediately left of the head and the right stream
96
+ starts at the head. Place state $s$ in $k_s+a[0,1]^2$ with a common
97
+ rational $a>0$. The minimal branch maps are exactly
98
+ \eqref{eq:bb-one-cell-branches}; scaling both charts by $a$ leaves
99
+ $\operatorname{diag}(B^{-d},B^d)$ unchanged.
100
+
101
+ For the additional full subdivision, restrict the right- and stay-move
102
+ sources to $x\in I_\gamma$, for every full letter $\gamma$.
103
+ Their targets become $I_{\beta\gamma}\times[0,1]$ and
104
+ $I_\gamma\times I_\beta$, respectively, for written letter $\beta$.
105
+ The already split left-move targets remain
106
+ $[0,1]\times I_{\gamma\beta}$. At a fixed target state the
107
+ incoming direction is fixed, and the pair $(\beta,\gamma)$
108
+ distinguishes the branches in every case. Thus the added subdivision
109
+ preserves separate target separation, while source separation follows
110
+ by restriction of the shared source rectangles. All these statements
111
+ concern the filled closed rectangles and arbitrary symbolic tails.
112
+
113
+ For completeness the quantitative gaps remain valid for the entire
114
+ range $B\ge2m+1$: distinct first-digit intervals have gap at least
115
+ $B^{-1}$ and distinct second-digit intervals at least $B^{-2}$.
116
+ The source and target families therefore have within-state gaps at
117
+ least $aB^{-2}$; different state squares have their own chosen gaps.
118
+ Tail values lie between $1/(B-1)$ and $(2m-1)/(B-1)<1$.
119
+ An initial constant tail after $l$ digits contributes
120
+ $B^{-l}e(a_{\rm tail})/(B-1)$, so initialized codes are rational.
121
+ At checkpoints the history records, or the known absolute origin of
122
+ the record block, also recover the absolute work-head position.
123
+ \end{proof}
124
+
125
+
126
+ \subsection{Conventions for the remaining geometric realizations}\label{bc:section}
127
+ \label{bc:frontier-section}
128
+ Unless a different table is specified, subsequent routes use the move-first recorder of
129
+ Lemma~\ref{lem:bb-movefirst}, with initial frontier two. The controls
130
+ $(C_q,J_r,S_r,P_q,T_q)$ there are written $(W_q,P_r,B_r,C_q,D_q)$
131
+ here, and its empty/frontier/record symbols $(e,F,r)$ are written
132
+ $(E,F,R_r)$. Permuting work, history and mark coordinates in every row
133
+ preserves every guard. This identifies the full partial table, its inverse
134
+ and the exact checkpoint count $2(2+n-h')+4$, including arbitrary allowed
135
+ tapes. A nonterminal branch means one with both endpoint controls
136
+ nonterminal; a final branch into a halt can enter the observer.
137
+
138
+ The full branches are those of Lemma~\ref{lem:bb-onecell}. For an alphabet
139
+ of size $m$ we use one of the following explicitly indicated conventions:
140
+ \begin{equation}\label{bc:digits}
141
+ (B,\{d_a\})=(2m+2,\{1,3,\ldots,2m-1\}),\quad
142
+ (2m+1,\{1,3,\ldots,2m-1\}),\quad
143
+ (2m,\{0,2,\ldots,2m-2\}).
144
+ \end{equation}
145
+ All satisfy its digit bound and separation hypotheses. In the last
146
+ convention the full blank has digit zero; boundary codes remain in the
147
+ closed-rectangle and neighborhood conclusions. Write
148
+ $C(a_1a_2\cdots)=\sum_{j\ge1}d_{a_j}B^{-j}$ and
149
+ $I_v=\sum_{j=1}^{|v|}d_{v_j}B^{-j}+[0,B^{-|v|}]$.
150
+ A constant tail after $k$ positions contributes
151
+ $d_{\rm tail}B^{-k}/(B-1)$, so the initial codes are rational.
152
+ Guarded three-cell rules use Lemma~\ref{lem:bb-window-rectangles} with
153
+ $(a,b)=(1,2)$ after their own full-domain inverse has been proved.
154
+
155
+ \subsection{Analytic conventions for the geometric variants}\label{bc:analytic-section}
156
+ The whole-space baseline in these variants means smooth
157
+ $u\in CH^2\cap C^1L^2$, bounded $u,\nabla u$ on finite intervals,
158
+ and a pressure representative in $CH^1$. When the competitor-gradient
159
+ condition is omitted explicitly, the other conditions remain unchanged.
160
+ Both cases fall under Lemma~\ref{lem:b-comparison}(i); separately stated
161
+ pressure classes are retained. The torus baseline is its classical torus
162
+ clause. Unless a projection is specified, the force is
163
+ \begin{equation}\label{bc:residual}
164
+ f_U=U_t+(U\cdot\nabla)U-\nu\Delta U,\qquad (u,p)=(U,0).
165
+ \end{equation}
166
+ Torus projection is the separate choice in
167
+ Proposition~\ref{prop:projection-l2}, with changed pressure.
168
+ Localized affine motion is supplied by Lemma~\ref{lem:bb-curl} on a
169
+ compact time interval, using effective derivative bounds, positive lower
170
+ scale bounds and the positive cutoff margins specified in each route.
171
+ The potential is \eqref{eq:bb-potential}; the resulting flow fixes every
172
+ region disjoint from its support. In particular exponential diagonal
173
+ scales and linear reciprocal scales have respectively generators
174
+ $\theta'\log D$ and $\diag(l'/l,-l'/l,0)$.
175
+
176
+ \begin{lemma}[Finite forcing mechanisms]\label{bc:analytic}
177
+ A finite family of the preceding pulses, joined with flat time collars,
178
+ can be used once for initialization and repeated with period one thereafter.
179
+ It gives a smooth effective velocity and residual force with all mixed
180
+ derivatives uniformly bounded. In $\R^3$ both have one fixed compact
181
+ spatial support, and the velocity has uniformly bounded kinetic energy.
182
+ In a torus chart,
183
+ periodized curl or planar Hamiltonian pulses have zero spatial mean, as
184
+ does their residual force. Initial velocity and pressure are zero.
185
+ Uniqueness holds in the comparison classes of Section~\ref{sec:model};
186
+ in the whole-space class the competitor's gradient bound can be omitted
187
+ if the remaining conditions are retained.
188
+ \end{lemma}
189
+ \begin{proof}\label{bc:analytic-proof}
190
+ Each pulse is a finite expression in rational data, effective smooth
191
+ switches, their derivatives, positive diagonal scales and logarithms.
192
+ Finite positive separation margins bound every cutoff derivative. A finite
193
+ maximum bounds a period and the loading interval, and repetitions preserve
194
+ that bound. To evaluate near a join, a coarse enclosure of time gives a
195
+ finite superset of possibly active pulses. Summing them avoids an exact
196
+ comparison of a computable time with an integer. The flat collars give
197
+ smoothness. Compact support gives every required spatial Sobolev bound.
198
+ Lemma~\ref{lem:p2-realization} gives the asserted solution and comparison;
199
+ on a torus the integral of each curl or Hamiltonian derivative vanishes,
200
+ and the convection term is a divergence. Its flow satisfies
201
+ $\det D\Phi_t=1$, because differentiating this determinant gives
202
+ $(\divg U)(t,\Phi_t)\det D\Phi_t=0$ and its initial value is one.
203
+ The velocity and acceleration identities in that lemma consequently apply
204
+ to these volume-preserving diffeomorphisms.
205
+ \end{proof}
206
+
207
+ For later use, spatial chart changes are always made at the velocity level.
208
+ If $x=o+a y$, set $\widetilde U(t,x)=aU(t,(x-o)/a)$ and then compute
209
+ \eqref{bc:residual} at the prescribed physical $\nu$. The time and convection
210
+ terms scale by $a$, while the Laplacian term scales by $a^{-1}$.
211
+ Thus chart rescaling does not silently change the fixed physical viscosity.
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/compact-processors.tex CHANGED
@@ -1,189 +1,189 @@
1
- \section{Compact support and onto slow clocks}\label{ba:euclidean}
2
-
3
- A whole-space processor can use arbitrarily separated finite lanes.
4
- We shall construct a periodic cycle with fixed compact support and also
5
- give a separate decaying force with the same material event. We first
6
- establish the time change used for the latter choice. Its clock must tend
7
- to infinity: traversing only a finite amount of machine time would not
8
- preserve the halting event.
9
-
10
- \subsection{The logarithmic clock at every derivative order}
11
-
12
- \begin{lemma}[Logarithmic clock with full derivative bounds]
13
- \label{ba:log-clock}
14
- Let $W(s,x)$ be a smooth solenoidal field for $s\ge0$, initially zero,
15
- with every mixed derivative bounded and support in one compact set $K$.
16
- For fixed computable $\nu>0$, set
17
- \[
18
- s(t)=\log(1+t),\quad \rho(t)=(1+t)^{-1},\quad
19
- U(t,x)=\rho(t)W(s(t),x),\quad
20
- F=U_t+(U\cdot\nabla)U-\nu\Delta U.
21
- \]
22
- Every derivative $\partial_t^k\partial_x^\alpha U$ and
23
- $\partial_t^k\partial_x^\alpha F$ is uniformly
24
- $O((1+t)^{-1-k})$ and belongs to space-time $L^2$.
25
- Both supports lie in $K$. If $\Xi$ is the material flow of $W$, that
26
- of $U$ is $\Xi(s(t),a)$, so every fixed spatial reachability event is
27
- unchanged. Effective finite formulas for $W$ give effective formulas
28
- for $U,F$ and all derivatives.
29
- \end{lemma}
30
- \begin{proof}\label{ba:log-clock-proof}
31
- Since $s'=\rho$ and $\rho'=-\rho^2$,
32
- \begin{equation}\label{ba:clock-rule}
33
- \partial_t\{\rho^jY(s(t),x)\}
34
- =\rho^{j+1}(\partial_s-j)Y(s(t),x).
35
- \end{equation}
36
- For $P_{k,j}(D)=\prod_{r=0}^{k-1}(D-j-r)$, with $P_{0,j}=1$,
37
- induction yields
38
- \begin{equation}\label{ba:clock-induction}
39
- \partial_t^k\{\rho^jY(s(t),x)\}
40
- =\rho^{j+k}P_{k,j}(\partial_s)Y(s(t),x).
41
- \end{equation}
42
- Spatial differentiation commutes with this identity. Taking $j=1$
43
- proves the velocity bound at every order. The residual is exactly
44
- \begin{equation}\label{ba:clock-residual}
45
- F=\rho^2\{W_s-W+(W\cdot\nabla)W\}(s(t),x)
46
- -\nu\rho\Delta W(s(t),x).
47
- \end{equation}
48
- Every mixed derivative of the braces is bounded by the finite product
49
- rule and the hypotheses. Apply \eqref{ba:clock-induction} with $j=2$
50
- and $j=1$ to obtain orders $\rho^{2+k}$ and $\rho^{1+k}$,
51
- respectively. This gives the force bound, including every spatial
52
- multi-index. In particular no temporal derivative of the convection
53
- term has been omitted.
54
-
55
- Supports do not increase under differentiation or multiplication.
56
- For either field $Z$, the squared integral of an indicated derivative
57
- is at most
58
- \[
59
- |K|C_{k,\alpha}^2\int_0^\infty(1+t)^{-2-2k}\,dt
60
- =\frac{|K|C_{k,\alpha}^2}{1+2k}.
61
- \]
62
- The zero datum remains zero, so residual realization applies.
63
- The chain rule shows that $\Xi(s(t),a)$ solves the $U$ trajectory
64
- equation with initial label $a$; uniqueness identifies it with the
65
- actual trajectory. The clock is increasing onto $[0,\infty)$ with
66
- inverse $e^s-1$, so it loses no finite computational time. Finally
67
- logarithm on positive arguments, the rational powers of $1+t$, and
68
- the finite-index evaluation of the template and its derivatives are
69
- effective. This proves all assertions.
70
- \end{proof}
71
-
72
-
73
- \subsection{Loaded Euclidean processors}
74
-
75
- \begin{theorem}[Two full-box processors on Euclidean space]
76
- \label{ba:euclidean-boxes}
77
- For every finite machine and input, and every fixed computable $\nu>0$,
78
- either the move-first recorder of Lemma~\ref{lem:bb-movefirst} or the
79
- six-rule recorder of Lemma~\ref{ba:six-compiler} yields effective smooth forcing on $\mathbb R^3$ with one
80
- compact spatial support, all mixed derivatives bounded, and period one
81
- for $t\ge1$, such that
82
- \[
83
- \exists t\ge0:\ (\Phi_t(0))_1<-1
84
- \quad\Longleftrightarrow\quad\text{halting}.
85
- \]
86
- The zero-data solution is unique in Lemma~\ref{ba:realization}'s class,
87
- has pressure zero and uniformly bounded energy. Separately, the six-rule
88
- processor admits a force square-integrable on all space-time with the
89
- same support and event.
90
- \end{theorem}
91
- \begin{proof}\label{ba:euclidean-boxes-proof}
92
- Write $\Gamma$ for the full alphabet of the recorder being used.
93
- For the six-rule table use initial frontier 2 and base $B=2|\Gamma|+2$.
94
- Give nonhalting controls lanes $3i+[0,1]$ and halting controls lanes
95
- $-3i+[0,1]$, enumerating each group from 1; the second coordinate is
96
- $[0,1]$. The minimal subdivision has gap $B^{-2}$. Use full thickness
97
- $[-1,1]$, heights $10i$, and the transported-cutoff construction in
98
- Section~\ref{sec:ba-transported-localization}, with initial padding $1/(10B^3)$.
99
- Target horizontal padding is at most $1/(10B^2)$, below half the gap;
100
- vertical middle intervals are also separated.
101
-
102
- For the move-first table use a single halt lane $-3+[0,1]$, other lanes
103
- $2+2j+[0,1]$, base $B=2|\Gamma|+1$, the minimal subdivision, thickness
104
- $[-1,1]$, and heights $4i$. Use current-box padding $1/(10B^2)$.
105
- The middle-phase separation is
106
- $2(1+1/(10B^2))<4$; the planar gaps handle the other phases.
107
- This localization has a fixed current padding, as distinct from the
108
- transported initial padding in the six-rule version.
109
-
110
- The rational initial code $P_*$ is reached from zero along
111
- $\theta(t)P_*$ by a localized translation during $[0,1]$.
112
- Repeating the chosen cycle produces a template $W$ with one compact
113
- support and bounded mixed derivatives. The code identity at times
114
- $1+n$ follows by induction through the local rules; the respective
115
- recorder invariant supplies every next checkpoint in finite positive
116
- time. A halt lies below $-1$ in the first coordinate. In a nonhalting
117
- run all branch endpoints have positive first coordinate, and
118
- \eqref{eq:bb-convex-coordinate} keeps it positive throughout every cycle.
119
- Loading is nonnegative. Lemma~\ref{ba:realization} completes the PDE
120
- argument. Uniform support and boundedness give a uniform energy bound.
121
- The separate square-integrable choice follows from
122
- Lemma~\ref{ba:log-clock}, without claiming periodicity in physical
123
- time for that choice.
124
- \end{proof}
125
-
126
-
127
- \subsection{Two realizations of a left frontier}
128
-
129
- \begin{proposition}[Separate columns or solid-box parking]
130
- \label{prop:bb-mid-stream}\label{prop:bb-mid-parking}
131
- Both left-frontier tables have compact whole-space realizations,
132
- periodic after $t=1$, with fixed label zero and event $X_1(t;0)<-1/2$.
133
- The stopping version can use distinct-height stream functions and
134
- has uniqueness with pointwise-in-time $H^1$ comparison pressure.
135
- The continuing version transports full solid boxes by evacuation,
136
- reshaping and delivery, and represents every local step, including
137
- post-halt idle computation. It has in particular uniqueness with
138
- comparison pressure in $C([0,T];H^1)$.
139
- \end{proposition}
140
- \begin{proof}\label{proof:bb-mid-stream}\label{proof:bb-mid-parking}
141
- Let $\Sigma$ be the full work--history--mark alphabet of the chosen
142
- left-frontier table, including its record symbols and any halting idle
143
- records in the continuing version. Use odd digits in base $B=2|\Sigma|+2$, offset $-2$ for $C_h$ and
144
- $2,4,6,\ldots$ for other controls. The two head-relative fractions
145
- and height zero give a rational initial code $Z_*$. The rightmost
146
- nonempty history cell is the original cell $-2$, an absolute landmark.
147
-
148
- For the stopping table, apply the stream-function construction
149
- \eqref{eq:bb-mid-stream-path} at heights $z_i=3i$.
150
- Choose source and target column paddings no greater than $1/2$ and
151
- one third of their respective family gaps. A middle layer padding
152
- $1/2$ keeps distinct layers disjoint. The explicit thickening bound
153
- following that construction proves the neighborhood action.
154
- Write $Z_*=(x_*,y_*,0)$. With a flat switch $\theta$ from zero to one,
155
- load the origin along $\theta(t)Z_*$ using the velocity
156
- $\nabla\times(0,0,H)$, where
157
- $H(t,x,y,z)=\theta'(t)\chi(x,y,z)(x_*y-y_*x)$.
158
- Choose $\chi$ compactly supported in $\R^3$ and equal to one near the
159
- entire segment. The gate $\theta'$ vanishes on the time collars.
160
- All nonhalt source and target lower-left first coordinates are at
161
- least two. Inequality~\eqref{eq:bb-mid-stream-safe} therefore
162
- excludes the observer during each period; loading has nonnegative
163
- first coordinate. Halt codes lie in $(-2,-1)$.
164
-
165
- For the continuing table retain its unrestricted first-row history
166
- symbol and its idle work rules. Thicken every rectangle by $[-1,1]$.
167
- Choose $L$ ten larger than the maximum of zero and every source or
168
- target right endpoint. Reserve parking projections
169
- $(L+4i,0)+[-1,1]^2$ and let $\delta$ be the minimum of one and the
170
- gaps in each union of one rectangle family with these reservations.
171
- Use padding $\delta/10$, travel height five, and $7N$ slots: evacuate
172
- all sources by three translations each, reshape all parked boxes by
173
- $\operatorname{diag}(1+\theta(\lambda_i-1),[1+\theta(\lambda_i-1)]^{-1},1)$,
174
- and deliver by three translations each. Horizontal widths stay at
175
- most one, vertical half-width is one, and the reservations miss both
176
- original families. Lemma~\ref{lem:bb-lift-parking} proves exact action
177
- on the whole boxes and their neighborhoods even with source--target
178
- overlap. A first localized translation loads $Z_*$ from the origin.
179
- The sampling identity is now valid for every $k\ge0$, not just until
180
- halting: $\Phi_{1+k}(0)=Z(C_k)$ for the continued table.
181
-
182
- For a nonhalting run all used endpoint centers have first coordinate
183
- at least two, parking centers are farther right, and half-widths are
184
- at most $1/2$. Translation, parking strain, and waiting therefore
185
- keep first coordinate positive. A halt checkpoint lies in $(-2,-1)$.
186
- Proposition~\ref{prop:bb-realization} proves the analytic assertions
187
- for both constructions. Their compact support also gives uniformly
188
- bounded kinetic energy.
189
- \end{proof}
 
1
+ \section{Compact support and onto slow clocks}\label{ba:euclidean}
2
+
3
+ A whole-space processor can use arbitrarily separated finite lanes.
4
+ We shall construct a periodic cycle with fixed compact support and also
5
+ give a separate decaying force with the same material event. We first
6
+ establish the time change used for the latter choice. Its clock must tend
7
+ to infinity: traversing only a finite amount of machine time would not
8
+ preserve the halting event.
9
+
10
+ \subsection{The logarithmic clock at every derivative order}
11
+
12
+ \begin{lemma}[Logarithmic clock with full derivative bounds]
13
+ \label{ba:log-clock}
14
+ Let $W(s,x)$ be a smooth solenoidal field for $s\ge0$, initially zero,
15
+ with every mixed derivative bounded and support in one compact set $K$.
16
+ For fixed computable $\nu>0$, set
17
+ \[
18
+ s(t)=\log(1+t),\quad \rho(t)=(1+t)^{-1},\quad
19
+ U(t,x)=\rho(t)W(s(t),x),\quad
20
+ F=U_t+(U\cdot\nabla)U-\nu\Delta U.
21
+ \]
22
+ Every derivative $\partial_t^k\partial_x^\alpha U$ and
23
+ $\partial_t^k\partial_x^\alpha F$ is uniformly
24
+ $O((1+t)^{-1-k})$ and belongs to space-time $L^2$.
25
+ Both supports lie in $K$. If $\Xi$ is the material flow of $W$, that
26
+ of $U$ is $\Xi(s(t),a)$, so every fixed spatial reachability event is
27
+ unchanged. Effective finite formulas for $W$ give effective formulas
28
+ for $U,F$ and all derivatives.
29
+ \end{lemma}
30
+ \begin{proof}\label{ba:log-clock-proof}
31
+ Since $s'=\rho$ and $\rho'=-\rho^2$,
32
+ \begin{equation}\label{ba:clock-rule}
33
+ \partial_t\{\rho^jY(s(t),x)\}
34
+ =\rho^{j+1}(\partial_s-j)Y(s(t),x).
35
+ \end{equation}
36
+ For $P_{k,j}(D)=\prod_{r=0}^{k-1}(D-j-r)$, with $P_{0,j}=1$,
37
+ induction yields
38
+ \begin{equation}\label{ba:clock-induction}
39
+ \partial_t^k\{\rho^jY(s(t),x)\}
40
+ =\rho^{j+k}P_{k,j}(\partial_s)Y(s(t),x).
41
+ \end{equation}
42
+ Spatial differentiation commutes with this identity. Taking $j=1$
43
+ proves the velocity bound at every order. The residual is exactly
44
+ \begin{equation}\label{ba:clock-residual}
45
+ F=\rho^2\{W_s-W+(W\cdot\nabla)W\}(s(t),x)
46
+ -\nu\rho\Delta W(s(t),x).
47
+ \end{equation}
48
+ Every mixed derivative of the braces is bounded by the finite product
49
+ rule and the hypotheses. Apply \eqref{ba:clock-induction} with $j=2$
50
+ and $j=1$ to obtain orders $\rho^{2+k}$ and $\rho^{1+k}$,
51
+ respectively. This gives the force bound, including every spatial
52
+ multi-index. In particular no temporal derivative of the convection
53
+ term has been omitted.
54
+
55
+ Supports do not increase under differentiation or multiplication.
56
+ For either field $Z$, the squared integral of an indicated derivative
57
+ is at most
58
+ \[
59
+ |K|C_{k,\alpha}^2\int_0^\infty(1+t)^{-2-2k}\,dt
60
+ =\frac{|K|C_{k,\alpha}^2}{1+2k}.
61
+ \]
62
+ The zero datum remains zero, so residual realization applies.
63
+ The chain rule shows that $\Xi(s(t),a)$ solves the $U$ trajectory
64
+ equation with initial label $a$; uniqueness identifies it with the
65
+ actual trajectory. The clock is increasing onto $[0,\infty)$ with
66
+ inverse $e^s-1$, so it loses no finite computational time. Finally
67
+ logarithm on positive arguments, the rational powers of $1+t$, and
68
+ the finite-index evaluation of the template and its derivatives are
69
+ effective. This proves all assertions.
70
+ \end{proof}
71
+
72
+
73
+ \subsection{Loaded Euclidean processors}
74
+
75
+ \begin{theorem}[Two full-box processors on Euclidean space]
76
+ \label{ba:euclidean-boxes}
77
+ For every finite machine and input, and every fixed computable $\nu>0$,
78
+ either the move-first recorder of Lemma~\ref{lem:bb-movefirst} or the
79
+ six-rule recorder of Lemma~\ref{ba:six-compiler} yields effective smooth forcing on $\mathbb R^3$ with one
80
+ compact spatial support, all mixed derivatives bounded, and period one
81
+ for $t\ge1$, such that
82
+ \[
83
+ \exists t\ge0:\ (\Phi_t(0))_1<-1
84
+ \quad\Longleftrightarrow\quad\text{halting}.
85
+ \]
86
+ The zero-data solution is unique in Lemma~\ref{ba:realization}'s class,
87
+ has pressure zero and uniformly bounded energy. Separately, the six-rule
88
+ processor admits a force square-integrable on all space-time with the
89
+ same support and event.
90
+ \end{theorem}
91
+ \begin{proof}\label{ba:euclidean-boxes-proof}
92
+ Write $\Gamma$ for the full alphabet of the recorder being used.
93
+ For the six-rule table use initial frontier 2 and base $B=2|\Gamma|+2$.
94
+ Give nonhalting controls lanes $3i+[0,1]$ and halting controls lanes
95
+ $-3i+[0,1]$, enumerating each group from 1; the second coordinate is
96
+ $[0,1]$. The minimal subdivision has gap $B^{-2}$. Use full thickness
97
+ $[-1,1]$, heights $10i$, and the transported-cutoff construction in
98
+ Section~\ref{sec:ba-transported-localization}, with initial padding $1/(10B^3)$.
99
+ Target horizontal padding is at most $1/(10B^2)$, below half the gap;
100
+ vertical middle intervals are also separated.
101
+
102
+ For the move-first table use a single halt lane $-3+[0,1]$, other lanes
103
+ $2+2j+[0,1]$, base $B=2|\Gamma|+1$, the minimal subdivision, thickness
104
+ $[-1,1]$, and heights $4i$. Use current-box padding $1/(10B^2)$.
105
+ The middle-phase separation is
106
+ $2(1+1/(10B^2))<4$; the planar gaps handle the other phases.
107
+ This localization has a fixed current padding, as distinct from the
108
+ transported initial padding in the six-rule version.
109
+
110
+ The rational initial code $P_*$ is reached from zero along
111
+ $\theta(t)P_*$ by a localized translation during $[0,1]$.
112
+ Repeating the chosen cycle produces a template $W$ with one compact
113
+ support and bounded mixed derivatives. The code identity at times
114
+ $1+n$ follows by induction through the local rules; the respective
115
+ recorder invariant supplies every next checkpoint in finite positive
116
+ time. A halt lies below $-1$ in the first coordinate. In a nonhalting
117
+ run all branch endpoints have positive first coordinate, and
118
+ \eqref{eq:bb-convex-coordinate} keeps it positive throughout every cycle.
119
+ Loading is nonnegative. Lemma~\ref{ba:realization} completes the PDE
120
+ argument. Uniform support and boundedness give a uniform energy bound.
121
+ The separate square-integrable choice follows from
122
+ Lemma~\ref{ba:log-clock}, without claiming periodicity in physical
123
+ time for that choice.
124
+ \end{proof}
125
+
126
+
127
+ \subsection{Two realizations of a left frontier}
128
+
129
+ \begin{proposition}[Separate columns or solid-box parking]
130
+ \label{prop:bb-mid-stream}\label{prop:bb-mid-parking}
131
+ Both left-frontier tables have compact whole-space realizations,
132
+ periodic after $t=1$, with fixed label zero and event $X_1(t;0)<-1/2$.
133
+ The stopping version can use distinct-height stream functions and
134
+ has uniqueness with pointwise-in-time $H^1$ comparison pressure.
135
+ The continuing version transports full solid boxes by evacuation,
136
+ reshaping and delivery, and represents every local step, including
137
+ post-halt idle computation. It has in particular uniqueness with
138
+ comparison pressure in $C([0,T];H^1)$.
139
+ \end{proposition}
140
+ \begin{proof}\label{proof:bb-mid-stream}\label{proof:bb-mid-parking}
141
+ Let $\Sigma$ be the full work--history--mark alphabet of the chosen
142
+ left-frontier table, including its record symbols and any halting idle
143
+ records in the continuing version. Use odd digits in base $B=2|\Sigma|+2$, offset $-2$ for $C_h$ and
144
+ $2,4,6,\ldots$ for other controls. The two head-relative fractions
145
+ and height zero give a rational initial code $Z_*$. The rightmost
146
+ nonempty history cell is the original cell $-2$, an absolute landmark.
147
+
148
+ For the stopping table, apply the stream-function construction
149
+ \eqref{eq:bb-mid-stream-path} at heights $z_i=3i$.
150
+ Choose source and target column paddings no greater than $1/2$ and
151
+ one third of their respective family gaps. A middle layer padding
152
+ $1/2$ keeps distinct layers disjoint. The explicit thickening bound
153
+ following that construction proves the neighborhood action.
154
+ Write $Z_*=(x_*,y_*,0)$. With a flat switch $\theta$ from zero to one,
155
+ load the origin along $\theta(t)Z_*$ using the velocity
156
+ $\nabla\times(0,0,H)$, where
157
+ $H(t,x,y,z)=\theta'(t)\chi(x,y,z)(x_*y-y_*x)$.
158
+ Choose $\chi$ compactly supported in $\R^3$ and equal to one near the
159
+ entire segment. The gate $\theta'$ vanishes on the time collars.
160
+ All nonhalt source and target lower-left first coordinates are at
161
+ least two. Inequality~\eqref{eq:bb-mid-stream-safe} therefore
162
+ excludes the observer during each period; loading has nonnegative
163
+ first coordinate. Halt codes lie in $(-2,-1)$.
164
+
165
+ For the continuing table retain its unrestricted first-row history
166
+ symbol and its idle work rules. Thicken every rectangle by $[-1,1]$.
167
+ Choose $L$ ten larger than the maximum of zero and every source or
168
+ target right endpoint. Reserve parking projections
169
+ $(L+4i,0)+[-1,1]^2$ and let $\delta$ be the minimum of one and the
170
+ gaps in each union of one rectangle family with these reservations.
171
+ Use padding $\delta/10$, travel height five, and $7N$ slots: evacuate
172
+ all sources by three translations each, reshape all parked boxes by
173
+ $\operatorname{diag}(1+\theta(\lambda_i-1),[1+\theta(\lambda_i-1)]^{-1},1)$,
174
+ and deliver by three translations each. Horizontal widths stay at
175
+ most one, vertical half-width is one, and the reservations miss both
176
+ original families. Lemma~\ref{lem:bb-lift-parking} proves exact action
177
+ on the whole boxes and their neighborhoods even with source--target
178
+ overlap. A first localized translation loads $Z_*$ from the origin.
179
+ The sampling identity is now valid for every $k\ge0$, not just until
180
+ halting: $\Phi_{1+k}(0)=Z(C_k)$ for the continued table.
181
+
182
+ For a nonhalting run all used endpoint centers have first coordinate
183
+ at least two, parking centers are farther right, and half-widths are
184
+ at most $1/2$. Translation, parking strain, and waiting therefore
185
+ keep first coordinate positive. A halt checkpoint lies in $(-2,-1)$.
186
+ Proposition~\ref{prop:bb-realization} proves the analytic assertions
187
+ for both constructions. Their compact support also gives uniformly
188
+ bounded kinetic energy.
189
+ \end{proof}
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/compilers.tex CHANGED
@@ -1,307 +1,307 @@
1
- \section{History records and complete symbolic domains}
2
- \label{sec:bb-frontiers}
3
-
4
- The balanced-stack theorem is complete. The remaining realizations
5
- use alternative recorders with tape data in two coordinates.
6
- A motion of boxes is invertible. To use it for an ordinary machine,
7
- we must retain whatever information an instruction erases. We use
8
- finite history records in the sense of reversible computation, but
9
- prove the local inverses below: reversibility of the initialized
10
- execution would not by itself separate the full boxes.
11
-
12
- A work instruction is $r=(q,a)\mapsto(p_r,b_r,d_r)$, with
13
- $d_r\in\{-1,0,1\}$. The work tape is indexed by $\Z$, starts with
14
- head zero, and has only finitely many prescribed nonblank cells.
15
- Halting states have no outgoing work instruction. Missing instructions
16
- can be replaced by write-preserving stationary steps to a fresh halt
17
- state. Unless a construction explicitly adds a dummy initial step,
18
- an initially halting state is already a halt checkpoint. When a construction
19
- uses a single halting state $h$, merge the original halting states and
20
- redirect their incoming transitions; this preserves initial halting. In
21
- the recorder tables $Q$ is the work-state set and $\Gamma$ the work
22
- alphabet. Radix bases are chosen from the full cell alphabet, including
23
- all history and mark tracks.
24
-
25
- \subsection{A one-cell code and its exact inverse test}
26
-
27
- A partial one-cell table sends a control and a scanned letter to a
28
- new control, a written letter, and a displacement. Its two incoming
29
- conditions are: the new control determines the displacement, and the
30
- new control together with the written letter determines the entire
31
- old control and read letter.
32
-
33
- \begin{lemma}[From one-cell tables to closed rectangles]
34
- \label{lem:bb-onecell}\label{lem:bb-mid-prefix}
35
- Give an alphabet of size $m$ digits separated by at least two, between
36
- $0$ and $B-2$. Put
37
- \[
38
- E(A)=\sum_{j\ge1}d(A_j)B^{-j},\qquad
39
- I(v)=\sum_{j=1}^{|v|}d(v_j)B^{-j}+[0,B^{-|v|}].
40
- \]
41
- For a head-relative tape $(a_j)_{j\in\Z}$ use the coordinates
42
- \[
43
- (x,y)=\big(E(a_{-1}a_{-2}\cdots),E(a_0a_1\cdots)\big).
44
- \]
45
- After writing at cell zero, a displacement $e$ makes the old cell $e$
46
- the new cell zero.
47
- A deterministic partial one-cell table satisfying the incoming
48
- conditions acts, after separate state translations, by a finite list
49
- of reciprocal affine maps on full closed rectangles. Each source
50
- family and each target family is separately disjoint. For a rule
51
- reading $a$, writing $b$, and moving by $e$, the branches are
52
- \begin{equation}\label{eq:bb-one-cell-branches}
53
- \begin{array}{c|c|c|c}
54
- e&\text{source}&\text{target}&(x',y')\\\hline
55
- 1 &[0,1]\times I(a)&I(b)\times[0,1]
56
- &((d(b)+x)/B,By-d(a))\\
57
- 0 &[0,1]\times I(a)&[0,1]\times I(b)
58
- &(x,y+(d(b)-d(a))/B)\\
59
- -1&I(c)\times I(a)&[0,1]\times(d(c)+I(b))/B
60
- &(Bx-d(c),[d(c)+(d(b)+By-d(a))/B]/B).
61
- \end{array}
62
- \end{equation}
63
- The last row is split over every letter $c$. Each linear part is
64
- $\operatorname{diag}(B^{-e},B^e)$. With odd digits
65
- $1,3,\ldots,2m-1$ and $B\in\{2m+1,2m+2\}$, every code lies in
66
- the interior of its applicable rectangle, and unscaled within-family
67
- gaps are at least $B^{-2}$.
68
- \end{lemma}
69
- \begin{proof}
70
- The identity $E(aA)=(d(a)+E(A))/B$ gives all three formulas and their
71
- action on the independent tails. At the first differing digit,
72
- incompatible prefix intervals have a positive gap: the digit difference
73
- is at least two while the child interval has length one in that scale.
74
- Thus the source state, read letter, and any left split separate sources.
75
- At one target state the displacement is fixed. For a right or stationary
76
- move the written letter separates the relevant target coordinate;
77
- for a left move the pair $(c,b)$ separates the two-letter prefix.
78
- The incoming inverse condition rules out duplicates. These arguments
79
- concern the complete intervals, including their endpoints.
80
- For odd digits the infinite tail lies between $1/(B-1)$ and
81
- $(2m-1)/(B-1)<1$, proving interiority. The longest target prefix has
82
- length two, giving the asserted gap. Uniformly scaling state squares
83
- by $s$ scales gaps by $s$ and leaves the linear parts unchanged.
84
- \end{proof}
85
-
86
- \subsection{Moving the work head before recording}
87
-
88
- We first place a frontier to the right of every possible work head.
89
- A temporary mark lets the history excursion return to the correct
90
- cell even though its length grows with the computation.
91
-
92
- \begin{lemma}[Move-first recorder]
93
- \label{lem:bb-movefirst}\label{lem:bb-mid-right-compiler}
94
- There is an effective one-cell table satisfying the incoming conditions
95
- whose checkpoint configurations simulate the work machine. After
96
- $n$ work steps its frontier is at $n+2$, its records occupy
97
- $2,\ldots,n+1$, and its temporary marks are all zero. Each nonhalting
98
- checkpoint has a finite positive continuation to the next one, with
99
- no intervening checkpoint.
100
- \end{lemma}
101
- \begin{proof}
102
- Use letters $(c,\ell,j)$ with work letter $c$, history
103
- $\ell\in\{e,F\}\sqcup\{r\}$ and mark $j\in\{0,1\}$.
104
- The controls are $C_q,J_r,S_r,P_p,T_p$. The complete partial table is
105
- \[
106
- \begin{array}{lll}
107
- C_q:(a,\ell,0)&\mapsto J_r:(b_r,\ell,0),d_r&\ell\ne F,\\
108
- J_r:(c,\ell,0)&\mapsto S_r:(c,\ell,1),1&\ell\ne F,\\
109
- S_r:(c,\ell,0)&\mapsto S_r:(c,\ell,0),1&\ell\ne F,\\
110
- S_r:(c,F,0)&\mapsto P_{p_r}:(c,r,0),1,&\\
111
- P_p:(c,e,0)&\mapsto T_p:(c,F,0),-1,&\\
112
- T_p:(c,\ell,0)&\mapsto T_p:(c,\ell,0),-1&\ell\ne F,\\
113
- T_p:(c,\ell,1)&\mapsto C_p:(c,\ell,0),0&\ell\ne F.
114
- \end{array}
115
- \]
116
- Initialize the frontier at two, all other history empty, and all marks
117
- zero. At checkpoint $n$ the head satisfies $|h_n|\le n$.
118
- The first row updates the work tape and moves to $h'\le n+1$, strictly
119
- left of the frontier $f=n+2$. The second row marks $h'$. The forward
120
- scan writes $r$ at $f$, puts a new frontier at $f+1$, and the backward
121
- scan stops exactly at the mark, which it clears. Its length is
122
- $2(f-h')+4$, so it is finite and positive. This proves the invariant
123
- inductively, including the exact work update and halt equivalence.
124
-
125
- For the full-domain inverse, $r$ recovers the old work pair into $J_r$;
126
- mark one distinguishes entry into $S_r$ from its mark-zero loop;
127
- a written record determines entry into $P_p$; a written $F$
128
- distinguishes entry into $T_p$ from its loop; and entry into $C_p$
129
- uniquely restores mark one. Every destination has the single incoming
130
- displacement displayed in the table. No invariant on remote cells
131
- was used.
132
- \end{proof}
133
-
134
- \subsection{Recording before the work-head displacement}
135
-
136
- The next table leaves its mark at the old work head. Its final step
137
- performs the work displacement; storing that displacement in the
138
- checkpoint control keeps incoming moves unambiguous.
139
-
140
- \begin{lemma}[Direction-recording scan]
141
- \label{lem:bb-direction}\label{lem:bb-mid-mark-compiler}
142
- Let $D=\{-1,0,1\}$ and let $O$ be either a singleton or $\{0,1\}$.
143
- An effective one-cell table on
144
- $\Gamma\times(\{\bot,F\}\sqcup\mathcal R)\times\{0,1\}\times O$,
145
- where $\mathcal R=\{(q,e,a):q\text{ nonhalting},e\in D,a\in\Gamma\}$,
146
- satisfies the incoming conditions. It preserves the $O$ track in
147
- its physical cells. Starting with frontier at one, its checkpoint
148
- at work step $n$ has frontier $n+1$, records at $1,\ldots,n$, zero
149
- marks, and the correct work configuration. A step from head $i$
150
- takes $5+2(n-i)$ local rules.
151
- \end{lemma}
152
- \begin{proof}\label{proof:bb-mid-mark-compiler}
153
- Use main controls $M(q,e)$, forward controls $G(r)$, and $A(p,d),B(p,d)$
154
- for every work state $p$ and $d\in D$, including pairs not produced by
155
- a work instruction. Copy the $O$ component in each row. In the first
156
- three rows use every $r=(q,e,a)\in\mathcal R$ with
157
- $\delta(q,a)=(p,c,d)$. The final three rows apply independently to
158
- every $(p,d)\in Q\times D$, including pairs that are not outputs of
159
- any work instruction. The variables $v\in\Gamma$ and
160
- $h\in\{\bot,F\}\sqcup\mathcal R$ range over all letters subject to
161
- the displayed restrictions. The whole table is
162
- \[
163
- \begin{array}{lll}
164
- M(q,e):(a,h,0)&\mapsto G(r):(c,h,1),1&h\ne F,\\
165
- G(r):(v,h,0)&\mapsto G(r):(v,h,0),1&h\ne F,\\
166
- G(r):(v,F,0)&\mapsto A(p,d):(v,r,0),1,&\\
167
- A(p,d):(v,\bot,0)&\mapsto B(p,d):(v,F,0),-1,&\\
168
- B(p,d):(v,h,0)&\mapsto B(p,d):(v,h,0),-1&h\ne F,\\
169
- B(p,d):(v,h,1)&\mapsto M(p,d):(v,h,0),d&h\ne F.
170
- \end{array}
171
- \]
172
- Starting at $M(q_0,0)$, the first row writes and marks the old head.
173
- The scan reaches frontier $j=n+1$, stores its record, creates the
174
- next frontier, returns to the unique mark and makes the work move.
175
- The count is $2(j-i)+3=5+2(n-i)$. Since $i\le n<j$, every test is
176
- satisfied and both scans are finite.
177
-
178
- Into $G(r)$ the written mark distinguishes entry and loop; $r$
179
- recovers the old state and work symbol. Into $A(p,d)$ the record
180
- recovers the old $G(r)$. Into $B(p,d)$ a written frontier distinguishes
181
- arrival and loop. Into $M(p,d)$ only clearing a mark is possible.
182
- All remaining components were copied. This proves the inverse on
183
- arbitrary tapes and the fixed incoming displacement. Deleting the
184
- passive $O$ coordinate is an exact specialization of every rule,
185
- not merely an equivalence of initialized runs. When $O=\{0,1\}$,
186
- a unique initial one at physical cell zero records the absolute origin.
187
- \end{proof}
188
-
189
- \subsection{A frontier on the left and post-halt continuation}
190
-
191
- \begin{lemma}[Two left-frontier tables]\label{lem:bb-mid-left-compiler}
192
- There are two effective incoming-separated tables: a stopping table,
193
- and a table which continues with idle work steps after halting.
194
- At checkpoint $n$ their frontier is $f_n=-2-n$ and their marks vanish.
195
- If the next work move ends at $i'$, the next checkpoint is reached
196
- after $4+2(i'-f_n)$ local rules.
197
- \end{lemma}
198
- \begin{proof}
199
- For the stopping version let $J=(Q\setminus\{h\})\times\Gamma$.
200
- For the continuing version take $J=Q\times\Gamma$ and add
201
- $\delta(h,a)=(h,a,0)$. Use letters
202
- $(c,\eta,j)\in\Gamma\times(\{\bot,F\}\sqcup J)\times\{0,1\}$,
203
- controls $C_q,D_q,T_q,P_r,S_r$, and precisely
204
- \begin{equation}\label{eq:bb-mid-left-table}
205
- \begin{aligned}
206
- C_q:(a,\eta,0)&\mapsto P_r:(b_r,\eta,0),d_r,\\
207
- P_r:(c,\eta,0)&\mapsto S_r:(c,\eta,1),-1&&\eta\ne F,\\
208
- S_r:(c,\eta,0)&\mapsto S_r:(c,\eta,0),-1&&\eta\ne F,\\
209
- S_r:(c,F,0)&\mapsto D_{p_r}:(c,r,0),-1,\\
210
- D_q:(c,\bot,0)&\mapsto T_q:(c,F,0),1,\\
211
- T_q:(c,\eta,0)&\mapsto T_q:(c,\eta,0),1&&\eta\ne F,\\
212
- T_q:(c,\eta,1)&\mapsto C_q:(c,\eta,0),0&&\eta\ne F.
213
- \end{aligned}
214
- \end{equation}
215
- In the first row only, the stopping version requires $\eta\ne F$;
216
- the continuing version allows every $\eta$. These domains remain
217
- distinct even though initialized runs never use that difference.
218
-
219
- Initialize $F$ at $-2$, empty history elsewhere and zero marks.
220
- At checkpoint $n$, $i\ge-n=f_n+2$. After the work update,
221
- $i'\ge f_n+1$. Marking $i'$ and scanning left therefore reaches
222
- $f_n$, records $r$, puts the next frontier at $f_n-1$, and returns
223
- right to the mark without crossing the new frontier. Clearing it
224
- completes the next work checkpoint. The two finite traversals and
225
- four endpoint actions give the stated count. The continuing version
226
- has a next rule even after every halt checkpoint.
227
-
228
- Into $P_r$ the record index recovers the work pair. Into $S_r$
229
- mark one distinguishes entry from loop; into $D_q$ the written record
230
- recovers the scan; into $T_q$ a written $F$ distinguishes entry from
231
- loop; into $C_q$ there is only stationary unmarking. This proves the
232
- incoming conditions for both full partial domains. It also gives
233
- the configuration inverse: reverse the displacement, inspect the
234
- written cell, and invert its uniquely determined rule.
235
- \end{proof}
236
-
237
- \subsection{A guarded update on two neighboring history cells}
238
-
239
- One may advance the frontier and write its record in a single local
240
- instruction. The resulting return loop needs a neighboring-cell guard.
241
- Without that guard, its image would overlap the logging image.
242
-
243
- \begin{lemma}[Three-cell guarded window]\label{lem:bb-window-compiler}
244
- There is a finite partial injective map on relative tapes with controls
245
- $\mathrm{Ready}(q,e)$, $\mathrm{Go}(r)$ and $\mathrm{Back}(q,d)$.
246
- Here $r=(q,e,a)$ records an instruction, with
247
- $\delta(q,a)=(p(r),b(r),d(r))$.
248
- Use work, history and mark tracks $A,H,J$. At cursor position $i$,
249
- the Ready row has $a=A_i$ and $r=(q,e,a)$. The entire table is
250
- \[
251
- \begin{array}{c|l|l}
252
- \text{control}&\text{test}&\text{action}\\\hline
253
- \mathrm{Ready}(q,e)&q\text{ nonhalting},J_i=0
254
- &A_i\gets b(r),\ J_i\gets1,\ \mathrm{Go}(r),+1\\
255
- \mathrm{Go}(r)&J_i=0,H_i\ne P&\mathrm{Go}(r),+1\\
256
- \mathrm{Go}(r)&J_i=0,H_i=P,H_{i+1}=E
257
- &H_i\gets r,H_{i+1}\gets P,\ \mathrm{Back}(p(r),d(r)),-1\\
258
- \mathrm{Back}(q,d)&J_i=0,H_{i+1}\ne P&\mathrm{Back}(q,d),-1\\
259
- \mathrm{Back}(q,d)&J_i=1&J_i\gets0,\ \mathrm{Ready}(q,d),d.
260
- \end{array}
261
- \]
262
- Unmentioned cells and tracks are copied. Initialized with frontier
263
- at $r_0\in\{1,2\}$, other history $E$, zero marks and
264
- $\mathrm{Ready}(q_0,0)$, the checkpoint at step $n$ has frontier
265
- $p_n=n+r_0$ and correct head
266
- $h_n$. Its next work step uses exactly
267
- $2(p_n-h_n)+1\le4n+2r_0+1$ local rules.
268
- \end{lemma}
269
- \begin{proof}
270
- The first rule writes and marks $h_n$. Since $p_n>h_n$,
271
- the forward scan reaches the frontier, moves it one cell right, and
272
- the return scan reaches the mark. Its neighboring-cell guard holds
273
- because the new frontier is $p_n+1$. The last rule clears the mark
274
- and performs the work displacement. Counting the two traversals and
275
- endpoint actions gives $2(p_n-h_n)+1$; induction gives $|h_n|\le n$.
276
-
277
- For injectivity on all relative tapes, into Go the old cursor is
278
- output offset $-1$: a mark there distinguishes entry from the loop,
279
- and $r$ restores the overwritten work letter and old Ready control.
280
- Into Back the old cursor is offset $+1$. An output pointer at $+2$
281
- identifies a log insertion, with record at $+1$ recovering $r$ and
282
- old pair $(P,E)$. A nonpointer at $+2$ identifies the guarded loop.
283
- Into Ready the corresponding Back control uniquely restores the
284
- cleared mark. These are all possibilities, proving the full inverse.
285
- \end{proof}
286
-
287
- \begin{lemma}[Closed rectangles for a finite guarded window]
288
- \label{lem:bb-window-rectangles}
289
- Suppose a finite partial injective local tape map reads and writes only
290
- indices $[-a,b-1]$, then shifts the cursor by $e$, where
291
- $-a\le e\le b$. Split its domain by every complete word in that
292
- window. With gapped radix coding the input prefix lengths are
293
- $(a,b)$ and output lengths $(a+e,b-e)$; the affine branch has linear
294
- part $\operatorname{diag}(B^{-e},B^e)$. Both full rectangle families
295
- are separately disjoint.
296
- \end{lemma}
297
- \begin{proof}
298
- After the writes the new left prefix consists of old indices
299
- $e-1,e-2,\ldots,-a$, and the right prefix of $e,e+1,\ldots,b-1$.
300
- The two remaining tails are free and unchanged, so the image is the
301
- whole output cylinder. Distinct source cylinders have disjoint
302
- images by injectivity. If both pairs of output prefixes were
303
- compatible, a common extension would belong to both images; hence
304
- at least one coordinate has incompatible prefixes. The gapped
305
- interval argument then separates the complete closed rectangles.
306
- The prefix lengths give the two reciprocal scales directly.
307
- \end{proof}
 
1
+ \section{History records and complete symbolic domains}
2
+ \label{sec:bb-frontiers}
3
+
4
+ The balanced-stack theorem is complete. The remaining realizations
5
+ use alternative recorders with tape data in two coordinates.
6
+ A motion of boxes is invertible. To use it for an ordinary machine,
7
+ we must retain whatever information an instruction erases. We use
8
+ finite history records in the sense of reversible computation, but
9
+ prove the local inverses below: reversibility of the initialized
10
+ execution would not by itself separate the full boxes.
11
+
12
+ A work instruction is $r=(q,a)\mapsto(p_r,b_r,d_r)$, with
13
+ $d_r\in\{-1,0,1\}$. The work tape is indexed by $\Z$, starts with
14
+ head zero, and has only finitely many prescribed nonblank cells.
15
+ Halting states have no outgoing work instruction. Missing instructions
16
+ can be replaced by write-preserving stationary steps to a fresh halt
17
+ state. Unless a construction explicitly adds a dummy initial step,
18
+ an initially halting state is already a halt checkpoint. When a construction
19
+ uses a single halting state $h$, merge the original halting states and
20
+ redirect their incoming transitions; this preserves initial halting. In
21
+ the recorder tables $Q$ is the work-state set and $\Gamma$ the work
22
+ alphabet. Radix bases are chosen from the full cell alphabet, including
23
+ all history and mark tracks.
24
+
25
+ \subsection{A one-cell code and its exact inverse test}
26
+
27
+ A partial one-cell table sends a control and a scanned letter to a
28
+ new control, a written letter, and a displacement. Its two incoming
29
+ conditions are: the new control determines the displacement, and the
30
+ new control together with the written letter determines the entire
31
+ old control and read letter.
32
+
33
+ \begin{lemma}[From one-cell tables to closed rectangles]
34
+ \label{lem:bb-onecell}\label{lem:bb-mid-prefix}
35
+ Give an alphabet of size $m$ digits separated by at least two, between
36
+ $0$ and $B-2$. Put
37
+ \[
38
+ E(A)=\sum_{j\ge1}d(A_j)B^{-j},\qquad
39
+ I(v)=\sum_{j=1}^{|v|}d(v_j)B^{-j}+[0,B^{-|v|}].
40
+ \]
41
+ For a head-relative tape $(a_j)_{j\in\Z}$ use the coordinates
42
+ \[
43
+ (x,y)=\big(E(a_{-1}a_{-2}\cdots),E(a_0a_1\cdots)\big).
44
+ \]
45
+ After writing at cell zero, a displacement $e$ makes the old cell $e$
46
+ the new cell zero.
47
+ A deterministic partial one-cell table satisfying the incoming
48
+ conditions acts, after separate state translations, by a finite list
49
+ of reciprocal affine maps on full closed rectangles. Each source
50
+ family and each target family is separately disjoint. For a rule
51
+ reading $a$, writing $b$, and moving by $e$, the branches are
52
+ \begin{equation}\label{eq:bb-one-cell-branches}
53
+ \begin{array}{c|c|c|c}
54
+ e&\text{source}&\text{target}&(x',y')\\\hline
55
+ 1 &[0,1]\times I(a)&I(b)\times[0,1]
56
+ &((d(b)+x)/B,By-d(a))\\
57
+ 0 &[0,1]\times I(a)&[0,1]\times I(b)
58
+ &(x,y+(d(b)-d(a))/B)\\
59
+ -1&I(c)\times I(a)&[0,1]\times(d(c)+I(b))/B
60
+ &(Bx-d(c),[d(c)+(d(b)+By-d(a))/B]/B).
61
+ \end{array}
62
+ \end{equation}
63
+ The last row is split over every letter $c$. Each linear part is
64
+ $\operatorname{diag}(B^{-e},B^e)$. With odd digits
65
+ $1,3,\ldots,2m-1$ and $B\in\{2m+1,2m+2\}$, every code lies in
66
+ the interior of its applicable rectangle, and unscaled within-family
67
+ gaps are at least $B^{-2}$.
68
+ \end{lemma}
69
+ \begin{proof}
70
+ The identity $E(aA)=(d(a)+E(A))/B$ gives all three formulas and their
71
+ action on the independent tails. At the first differing digit,
72
+ incompatible prefix intervals have a positive gap: the digit difference
73
+ is at least two while the child interval has length one in that scale.
74
+ Thus the source state, read letter, and any left split separate sources.
75
+ At one target state the displacement is fixed. For a right or stationary
76
+ move the written letter separates the relevant target coordinate;
77
+ for a left move the pair $(c,b)$ separates the two-letter prefix.
78
+ The incoming inverse condition rules out duplicates. These arguments
79
+ concern the complete intervals, including their endpoints.
80
+ For odd digits the infinite tail lies between $1/(B-1)$ and
81
+ $(2m-1)/(B-1)<1$, proving interiority. The longest target prefix has
82
+ length two, giving the asserted gap. Uniformly scaling state squares
83
+ by $s$ scales gaps by $s$ and leaves the linear parts unchanged.
84
+ \end{proof}
85
+
86
+ \subsection{Moving the work head before recording}
87
+
88
+ We first place a frontier to the right of every possible work head.
89
+ A temporary mark lets the history excursion return to the correct
90
+ cell even though its length grows with the computation.
91
+
92
+ \begin{lemma}[Move-first recorder]
93
+ \label{lem:bb-movefirst}\label{lem:bb-mid-right-compiler}
94
+ There is an effective one-cell table satisfying the incoming conditions
95
+ whose checkpoint configurations simulate the work machine. After
96
+ $n$ work steps its frontier is at $n+2$, its records occupy
97
+ $2,\ldots,n+1$, and its temporary marks are all zero. Each nonhalting
98
+ checkpoint has a finite positive continuation to the next one, with
99
+ no intervening checkpoint.
100
+ \end{lemma}
101
+ \begin{proof}
102
+ Use letters $(c,\ell,j)$ with work letter $c$, history
103
+ $\ell\in\{e,F\}\sqcup\{r\}$ and mark $j\in\{0,1\}$.
104
+ The controls are $C_q,J_r,S_r,P_p,T_p$. The complete partial table is
105
+ \[
106
+ \begin{array}{lll}
107
+ C_q:(a,\ell,0)&\mapsto J_r:(b_r,\ell,0),d_r&\ell\ne F,\\
108
+ J_r:(c,\ell,0)&\mapsto S_r:(c,\ell,1),1&\ell\ne F,\\
109
+ S_r:(c,\ell,0)&\mapsto S_r:(c,\ell,0),1&\ell\ne F,\\
110
+ S_r:(c,F,0)&\mapsto P_{p_r}:(c,r,0),1,&\\
111
+ P_p:(c,e,0)&\mapsto T_p:(c,F,0),-1,&\\
112
+ T_p:(c,\ell,0)&\mapsto T_p:(c,\ell,0),-1&\ell\ne F,\\
113
+ T_p:(c,\ell,1)&\mapsto C_p:(c,\ell,0),0&\ell\ne F.
114
+ \end{array}
115
+ \]
116
+ Initialize the frontier at two, all other history empty, and all marks
117
+ zero. At checkpoint $n$ the head satisfies $|h_n|\le n$.
118
+ The first row updates the work tape and moves to $h'\le n+1$, strictly
119
+ left of the frontier $f=n+2$. The second row marks $h'$. The forward
120
+ scan writes $r$ at $f$, puts a new frontier at $f+1$, and the backward
121
+ scan stops exactly at the mark, which it clears. Its length is
122
+ $2(f-h')+4$, so it is finite and positive. This proves the invariant
123
+ inductively, including the exact work update and halt equivalence.
124
+
125
+ For the full-domain inverse, $r$ recovers the old work pair into $J_r$;
126
+ mark one distinguishes entry into $S_r$ from its mark-zero loop;
127
+ a written record determines entry into $P_p$; a written $F$
128
+ distinguishes entry into $T_p$ from its loop; and entry into $C_p$
129
+ uniquely restores mark one. Every destination has the single incoming
130
+ displacement displayed in the table. No invariant on remote cells
131
+ was used.
132
+ \end{proof}
133
+
134
+ \subsection{Recording before the work-head displacement}
135
+
136
+ The next table leaves its mark at the old work head. Its final step
137
+ performs the work displacement; storing that displacement in the
138
+ checkpoint control keeps incoming moves unambiguous.
139
+
140
+ \begin{lemma}[Direction-recording scan]
141
+ \label{lem:bb-direction}\label{lem:bb-mid-mark-compiler}
142
+ Let $D=\{-1,0,1\}$ and let $O$ be either a singleton or $\{0,1\}$.
143
+ An effective one-cell table on
144
+ $\Gamma\times(\{\bot,F\}\sqcup\mathcal R)\times\{0,1\}\times O$,
145
+ where $\mathcal R=\{(q,e,a):q\text{ nonhalting},e\in D,a\in\Gamma\}$,
146
+ satisfies the incoming conditions. It preserves the $O$ track in
147
+ its physical cells. Starting with frontier at one, its checkpoint
148
+ at work step $n$ has frontier $n+1$, records at $1,\ldots,n$, zero
149
+ marks, and the correct work configuration. A step from head $i$
150
+ takes $5+2(n-i)$ local rules.
151
+ \end{lemma}
152
+ \begin{proof}\label{proof:bb-mid-mark-compiler}
153
+ Use main controls $M(q,e)$, forward controls $G(r)$, and $A(p,d),B(p,d)$
154
+ for every work state $p$ and $d\in D$, including pairs not produced by
155
+ a work instruction. Copy the $O$ component in each row. In the first
156
+ three rows use every $r=(q,e,a)\in\mathcal R$ with
157
+ $\delta(q,a)=(p,c,d)$. The final three rows apply independently to
158
+ every $(p,d)\in Q\times D$, including pairs that are not outputs of
159
+ any work instruction. The variables $v\in\Gamma$ and
160
+ $h\in\{\bot,F\}\sqcup\mathcal R$ range over all letters subject to
161
+ the displayed restrictions. The whole table is
162
+ \[
163
+ \begin{array}{lll}
164
+ M(q,e):(a,h,0)&\mapsto G(r):(c,h,1),1&h\ne F,\\
165
+ G(r):(v,h,0)&\mapsto G(r):(v,h,0),1&h\ne F,\\
166
+ G(r):(v,F,0)&\mapsto A(p,d):(v,r,0),1,&\\
167
+ A(p,d):(v,\bot,0)&\mapsto B(p,d):(v,F,0),-1,&\\
168
+ B(p,d):(v,h,0)&\mapsto B(p,d):(v,h,0),-1&h\ne F,\\
169
+ B(p,d):(v,h,1)&\mapsto M(p,d):(v,h,0),d&h\ne F.
170
+ \end{array}
171
+ \]
172
+ Starting at $M(q_0,0)$, the first row writes and marks the old head.
173
+ The scan reaches frontier $j=n+1$, stores its record, creates the
174
+ next frontier, returns to the unique mark and makes the work move.
175
+ The count is $2(j-i)+3=5+2(n-i)$. Since $i\le n<j$, every test is
176
+ satisfied and both scans are finite.
177
+
178
+ Into $G(r)$ the written mark distinguishes entry and loop; $r$
179
+ recovers the old state and work symbol. Into $A(p,d)$ the record
180
+ recovers the old $G(r)$. Into $B(p,d)$ a written frontier distinguishes
181
+ arrival and loop. Into $M(p,d)$ only clearing a mark is possible.
182
+ All remaining components were copied. This proves the inverse on
183
+ arbitrary tapes and the fixed incoming displacement. Deleting the
184
+ passive $O$ coordinate is an exact specialization of every rule,
185
+ not merely an equivalence of initialized runs. When $O=\{0,1\}$,
186
+ a unique initial one at physical cell zero records the absolute origin.
187
+ \end{proof}
188
+
189
+ \subsection{A frontier on the left and post-halt continuation}
190
+
191
+ \begin{lemma}[Two left-frontier tables]\label{lem:bb-mid-left-compiler}
192
+ There are two effective incoming-separated tables: a stopping table,
193
+ and a table which continues with idle work steps after halting.
194
+ At checkpoint $n$ their frontier is $f_n=-2-n$ and their marks vanish.
195
+ If the next work move ends at $i'$, the next checkpoint is reached
196
+ after $4+2(i'-f_n)$ local rules.
197
+ \end{lemma}
198
+ \begin{proof}
199
+ For the stopping version let $J=(Q\setminus\{h\})\times\Gamma$.
200
+ For the continuing version take $J=Q\times\Gamma$ and add
201
+ $\delta(h,a)=(h,a,0)$. Use letters
202
+ $(c,\eta,j)\in\Gamma\times(\{\bot,F\}\sqcup J)\times\{0,1\}$,
203
+ controls $C_q,D_q,T_q,P_r,S_r$, and precisely
204
+ \begin{equation}\label{eq:bb-mid-left-table}
205
+ \begin{aligned}
206
+ C_q:(a,\eta,0)&\mapsto P_r:(b_r,\eta,0),d_r,\\
207
+ P_r:(c,\eta,0)&\mapsto S_r:(c,\eta,1),-1&&\eta\ne F,\\
208
+ S_r:(c,\eta,0)&\mapsto S_r:(c,\eta,0),-1&&\eta\ne F,\\
209
+ S_r:(c,F,0)&\mapsto D_{p_r}:(c,r,0),-1,\\
210
+ D_q:(c,\bot,0)&\mapsto T_q:(c,F,0),1,\\
211
+ T_q:(c,\eta,0)&\mapsto T_q:(c,\eta,0),1&&\eta\ne F,\\
212
+ T_q:(c,\eta,1)&\mapsto C_q:(c,\eta,0),0&&\eta\ne F.
213
+ \end{aligned}
214
+ \end{equation}
215
+ In the first row only, the stopping version requires $\eta\ne F$;
216
+ the continuing version allows every $\eta$. These domains remain
217
+ distinct even though initialized runs never use that difference.
218
+
219
+ Initialize $F$ at $-2$, empty history elsewhere and zero marks.
220
+ At checkpoint $n$, $i\ge-n=f_n+2$. After the work update,
221
+ $i'\ge f_n+1$. Marking $i'$ and scanning left therefore reaches
222
+ $f_n$, records $r$, puts the next frontier at $f_n-1$, and returns
223
+ right to the mark without crossing the new frontier. Clearing it
224
+ completes the next work checkpoint. The two finite traversals and
225
+ four endpoint actions give the stated count. The continuing version
226
+ has a next rule even after every halt checkpoint.
227
+
228
+ Into $P_r$ the record index recovers the work pair. Into $S_r$
229
+ mark one distinguishes entry from loop; into $D_q$ the written record
230
+ recovers the scan; into $T_q$ a written $F$ distinguishes entry from
231
+ loop; into $C_q$ there is only stationary unmarking. This proves the
232
+ incoming conditions for both full partial domains. It also gives
233
+ the configuration inverse: reverse the displacement, inspect the
234
+ written cell, and invert its uniquely determined rule.
235
+ \end{proof}
236
+
237
+ \subsection{A guarded update on two neighboring history cells}
238
+
239
+ One may advance the frontier and write its record in a single local
240
+ instruction. The resulting return loop needs a neighboring-cell guard.
241
+ Without that guard, its image would overlap the logging image.
242
+
243
+ \begin{lemma}[Three-cell guarded window]\label{lem:bb-window-compiler}
244
+ There is a finite partial injective map on relative tapes with controls
245
+ $\mathrm{Ready}(q,e)$, $\mathrm{Go}(r)$ and $\mathrm{Back}(q,d)$.
246
+ Here $r=(q,e,a)$ records an instruction, with
247
+ $\delta(q,a)=(p(r),b(r),d(r))$.
248
+ Use work, history and mark tracks $A,H,J$. At cursor position $i$,
249
+ the Ready row has $a=A_i$ and $r=(q,e,a)$. The entire table is
250
+ \[
251
+ \begin{array}{c|l|l}
252
+ \text{control}&\text{test}&\text{action}\\\hline
253
+ \mathrm{Ready}(q,e)&q\text{ nonhalting},J_i=0
254
+ &A_i\gets b(r),\ J_i\gets1,\ \mathrm{Go}(r),+1\\
255
+ \mathrm{Go}(r)&J_i=0,H_i\ne P&\mathrm{Go}(r),+1\\
256
+ \mathrm{Go}(r)&J_i=0,H_i=P,H_{i+1}=E
257
+ &H_i\gets r,H_{i+1}\gets P,\ \mathrm{Back}(p(r),d(r)),-1\\
258
+ \mathrm{Back}(q,d)&J_i=0,H_{i+1}\ne P&\mathrm{Back}(q,d),-1\\
259
+ \mathrm{Back}(q,d)&J_i=1&J_i\gets0,\ \mathrm{Ready}(q,d),d.
260
+ \end{array}
261
+ \]
262
+ Unmentioned cells and tracks are copied. Initialized with frontier
263
+ at $r_0\in\{1,2\}$, other history $E$, zero marks and
264
+ $\mathrm{Ready}(q_0,0)$, the checkpoint at step $n$ has frontier
265
+ $p_n=n+r_0$ and correct head
266
+ $h_n$. Its next work step uses exactly
267
+ $2(p_n-h_n)+1\le4n+2r_0+1$ local rules.
268
+ \end{lemma}
269
+ \begin{proof}
270
+ The first rule writes and marks $h_n$. Since $p_n>h_n$,
271
+ the forward scan reaches the frontier, moves it one cell right, and
272
+ the return scan reaches the mark. Its neighboring-cell guard holds
273
+ because the new frontier is $p_n+1$. The last rule clears the mark
274
+ and performs the work displacement. Counting the two traversals and
275
+ endpoint actions gives $2(p_n-h_n)+1$; induction gives $|h_n|\le n$.
276
+
277
+ For injectivity on all relative tapes, into Go the old cursor is
278
+ output offset $-1$: a mark there distinguishes entry from the loop,
279
+ and $r$ restores the overwritten work letter and old Ready control.
280
+ Into Back the old cursor is offset $+1$. An output pointer at $+2$
281
+ identifies a log insertion, with record at $+1$ recovering $r$ and
282
+ old pair $(P,E)$. A nonpointer at $+2$ identifies the guarded loop.
283
+ Into Ready the corresponding Back control uniquely restores the
284
+ cleared mark. These are all possibilities, proving the full inverse.
285
+ \end{proof}
286
+
287
+ \begin{lemma}[Closed rectangles for a finite guarded window]
288
+ \label{lem:bb-window-rectangles}
289
+ Suppose a finite partial injective local tape map reads and writes only
290
+ indices $[-a,b-1]$, then shifts the cursor by $e$, where
291
+ $-a\le e\le b$. Split its domain by every complete word in that
292
+ window. With gapped radix coding the input prefix lengths are
293
+ $(a,b)$ and output lengths $(a+e,b-e)$; the affine branch has linear
294
+ part $\operatorname{diag}(B^{-e},B^e)$. Both full rectangle families
295
+ are separately disjoint.
296
+ \end{lemma}
297
+ \begin{proof}
298
+ After the writes the new left prefix consists of old indices
299
+ $e-1,e-2,\ldots,-a$, and the right prefix of $e,e+1,\ldots,b-1$.
300
+ The two remaining tails are free and unchanged, so the image is the
301
+ whole output cylinder. Distinct source cylinders have disjoint
302
+ images by injectivity. If both pairs of output prefixes were
303
+ compatible, a common extension would belong to both images; hence
304
+ at least one coordinate has incompatible prefixes. The gapped
305
+ interval argument then separates the complete closed rectangles.
306
+ The prefix lengths give the two reciprocal scales directly.
307
+ \end{proof}
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/geometry.tex CHANGED
@@ -1,324 +1,324 @@
1
- \section{Transporting complete boxes}
2
- \label{sec:bb-boxes}
3
-
4
- We allow an instruction to change all three side lengths while
5
- preserving their product. The geometric question is concrete:
6
- given finitely many disjoint closed boxes and prescribed determinant-one
7
- affine maps onto another disjoint family, can one carry out every map by
8
- a smooth incompressible motion? The two families may overlap each
9
- other. Consequently a destination cannot be occupied until every source
10
- that obstructs it has been removed.
11
-
12
- We first extend an explicitly separated motion to a velocity field.
13
- We then give two ways to produce that motion. Separate horizontal
14
- projections permit a simple lift and transfer. For general solid boxes
15
- we use parking and detours around the other occupied boxes.
16
- Figure~\ref{fig:bb-routing} contrasts the height separation with the
17
- evacuation order that makes overlapping source and target families harmless.
18
-
19
- \subsection{An affine motion and its curl extension}
20
-
21
- Throughout, a smooth switch is obtained by translating and rescaling
22
- $\sigma$ in \eqref{eq:p2-step}, with its transition strictly inside
23
- its allotted interval. Thus successive motions are stationary on
24
- neighborhoods of their joining times.
25
-
26
- \begin{lemma}[A velocity on a neighborhood of each moving box]
27
- \label{lem:bb-curl}
28
- Let $K_i(t)=c_i(t)+D_i(t)K_i^0$, $1\le i\le N$, where $K_i^0$ is
29
- an axis-parallel box, possibly with zero side lengths, and $D_i(t)$ is
30
- positive diagonal with determinant one. Suppose the centers and scales
31
- are smooth and constant near the ends of a compact time interval.
32
- For the effective conclusion, assume computable endpoints for the
33
- initial boxes $K_i^0$, effective evaluation of the centers' and scales'
34
- derivatives, bounds for those derivatives, and positive lower bounds
35
- for every scale on that interval.
36
- If the coordinatewise $2\eta$ enlargements of the moving boxes are
37
- pairwise disjoint and bounded, for a known $\eta>0$, a
38
- compactly supported smooth divergence-free field realizes these motions
39
- on open neighborhoods of the initial boxes. It vanishes near the time
40
- endpoints. When all enlarged boxes lie in an interior torus chart,
41
- the field extends to a mean-zero field on that torus.
42
- The field is effective under the effective-data assumptions above;
43
- smooth existence itself does not require computable data.
44
- \end{lemma}
45
- \begin{proof}
46
- Choose a smooth cutoff $\chi_i$ which is one on the $\eta$
47
- enlargement of $K_i(t)$ and supported in its $2\eta$ enlargement,
48
- using products of the effective switches. Put $y=x-c_i$ and
49
- $L_i=\dot D_iD_i^{-1}$; then $\operatorname{tr}L_i=0$.
50
- Take the curl of
51
- \begin{equation}\label{eq:bb-potential}
52
- \chi_i\{\tfrac12\dot c_i\times y+\tfrac13(L_i y)\times y\}.
53
- \end{equation}
54
- The identity
55
- $\nabla\times(G\times y)=2G-y\operatorname{div}G+(y\cdot\nabla)G$
56
- shows that this curl equals $\dot c_i+L_i y$ on the plateau.
57
- Disjoint supports permit summation over $i$. The path
58
- $c_i(t)+D_i(t)D_i(t_0)^{-1}(x_0-c_i(t_0))$ has exactly that
59
- derivative and remains in its prescribed box. ODE uniqueness proves
60
- the formula. On the compact time interval the normalized matrix norm
61
- has a finite bound $M$, computable under the effective-data assumptions;
62
- an initial perturbation less than
63
- $\eta/(2M)$ remains on the plateau. This proves the neighborhood
64
- claim, also for zero-width initial boxes.
65
- The potential is zero near time endpoints because the centers and
66
- scales are constant there. Its support is bounded. Within a torus
67
- chart extend the potentials by zero; periodic curls have zero integral.
68
- \end{proof}
69
-
70
- \begin{proposition}[Fluid realization and a pressure refinement]
71
- \label{prop:bb-realization}
72
- Fix $\nu>0$. A finite collection of the preceding motions, repeated
73
- with period one, or preceded by one finite loading interval, yields a
74
- smooth prescribed velocity $U$ with $U(0)=0$. Suppose its spatial
75
- support is contained in one compact set in $\R^3$, or its potentials
76
- are contained in interior torus charts. Then
77
- \begin{equation}\label{eq:bb-residual}
78
- f=U_t+(U\cdot\nabla)U-\nu\Delta U
79
- \end{equation}
80
- has the same support and time periodicity and bounded mixed derivatives
81
- of every order. The solution is $(U,0)$, with the uniqueness and
82
- material-flow conclusions of Lemma~\ref{lem:p2-realization}.
83
- In $\R^3$ its uniqueness statement also holds when the competing
84
- pressure has an $H^1$ representative at each time, without requiring
85
- continuity into $H^1$, while the other velocity hypotheses of
86
- Section~\ref{sec:model} are retained. On the torus $U$ and $f$ have
87
- zero mean. Under the effective-data assumptions of Lemma~\ref{lem:bb-curl},
88
- the formula is $f_0+\nu f_1$ with effective coefficients;
89
- evaluation is effective for computable $\nu$, and relative to $\nu$
90
- otherwise.
91
- \end{proposition}
92
- \begin{proof}
93
- The residual identity and Lemma~\ref{lem:b-comparison} give existence,
94
- uniqueness and the material flow. In the whole-space pressure refinement
95
- use case (ii): the reference field has compact support and smooth bounded
96
- mixed derivatives, hence belongs to $CH^2\cap C^1L^2$ with bounded
97
- velocity and gradient; the competing velocity and pointwise $H^1$
98
- pressure are exactly that case's hypotheses. No pressure continuity
99
- in time is added. Integrating the residual on a torus uses
100
- $\int U=0$, $\int\Delta U=0$ and
101
- $\int(U\cdot\nabla)U=\int\operatorname{div}(U\otimes U)=0$.
102
-
103
- Each derivative of $e^{-1/s}$ for $s>0$ is a polynomial in $1/s$
104
- times $e^{-1/s}$. The estimate
105
- $v^m e^{-v}\le(m+k)!v^{-k}$ supplies effective endpoint error bounds,
106
- and the denominator defining $\sigma$ is at least $e^{-2}$.
107
- Under those effective-data assumptions all positive scales have effective
108
- positive lower bounds. Finite
109
- compositions, differentiation, and the logarithms of positive computable
110
- scales are therefore effective. At an approximate time, a coarse bound
111
- gives a finite superset of possible translates of the zero-extended
112
- unit template. This evaluates the periodic field without deciding
113
- whether time is an integer. None of these operations iterates the
114
- machine execution: the program contains the entire finite instruction
115
- list.
116
- \end{proof}
117
-
118
- \subsection{Three geometric schedules}
119
-
120
- For later use we describe the exact hypotheses of the schedules.
121
- First suppose $P_i,Q_i\subset\R^2$ are finite families of closed
122
- rectangles, possibly with zero side lengths, separately
123
- pairwise disjoint, with affine maps
124
- \[
125
- F_i(x)=q_i+\operatorname{diag}(\lambda_i,\lambda_i^{-1})(x-p_i),
126
- \qquad \lambda_i>0,
127
- \]
128
- where $p_i,q_i$ are their centers, and require $F_i(P_i)=Q_i$.
129
- Their side lengths have a common finite bound. Source and target rectangles
130
- belonging to different families need not be disjoint. The smooth existence
131
- statements allow arbitrary real rectangle coordinates and scales. For the
132
- effective conclusions, assume rational rectangle endpoints and rational
133
- scales, together with computable chosen heights and vertical half-widths;
134
- then a rational side-length bound and positive gap margins can be computed.
135
-
136
- \begin{lemma}[Separated projections and parking]
137
- \label{lem:bb-lift-parking}
138
- These reciprocal maps have the following smooth compactly supported
139
- unit-time realizations, stationary on time collars. They are effective
140
- under the rational-data assumptions just stated.
141
- \begin{enumerate}
142
- \item For the products $P_i\times[z_0-h,z_0+h]$, with common $h\ge0$
143
- and $z_0\in\R$, lift all boxes with their source projections fixed,
144
- transfer them at sufficiently separated private heights, and lower
145
- them with their target projections fixed. The middle motion may use
146
- $g_i(s)=\lambda_i^s$ or $g_i(s)=1+s(\lambda_i-1)$ and matrix
147
- $\operatorname{diag}(g_i,g_i^{-1},1)$, with the center interpolated
148
- linearly in $s$. Each horizontal width stays between its endpoint
149
- widths. In the linear case every point satisfies
150
- \begin{equation}\label{eq:bb-convex-coordinate}
151
- X_1(s)=(1-s)X_1(0)+sX_1(1).
152
- \end{equation}
153
- \item Alternatively, choose disjoint parking rectangles away from both
154
- families. Move every source to its parking site before delivering any
155
- target, using an upward, horizontal, and downward translation. Reshape
156
- at the parking sites, then deliver by the same three translations.
157
- This uses $7N$ motions. The same schedule applies to assigned onto positive
158
- diagonal determinant-one maps between rational solid boxes whose centers
159
- lie in a common horizontal plane and whose source and target horizontal
160
- projections are separately disjoint. Require both horizontal widths during
161
- reshaping to stay inside their reserved parking rectangles and the travel
162
- height above the common plane to exceed twice the largest vertical
163
- half-width.
164
- \end{enumerate}
165
- Both constructions act on neighborhoods of the whole source boxes.
166
- \end{lemma}
167
- \begin{proof}
168
- In the first construction choose padding smaller than a quarter of
169
- the within-family horizontal gaps and choose height differences larger
170
- than twice the padded vertical half-width. During lift and descent,
171
- horizontal separation suffices. During transfer, vertical separation
172
- suffices. The two choices of $g_i$ are positive and monotone between
173
- $1$ and $\lambda_i$; their reciprocals are monotone as well. Thus the
174
- width claim holds. The affine path is
175
- $c_i(s)+\operatorname{diag}(g_i,g_i^{-1},1)(X_0-c_i(0))$.
176
- Its first coordinate gives \eqref{eq:bb-convex-coordinate} exactly for
177
- the linear choice. Lemma~\ref{lem:bb-curl} now applies.
178
-
179
- For the second construction choose padding smaller than the gaps in
180
- each union of source projections with reserved parking rectangles, and
181
- of target projections with those rectangles. In the evacuation pass,
182
- vertical motion is separated from uncollected sources and parked boxes.
183
- During delivery it is separated from already filled targets and boxes
184
- still parked. At travel height, the moving box is above every resting
185
- box. A shape change stays within its own reserved projection.
186
- These are the occupied sets at each actual time; source--target
187
- intersection causes no interference because all sources have left
188
- before delivery starts. Lemma~\ref{lem:bb-curl} applies to each motion
189
- with every other box fixed. Finite concatenation gives the required
190
- neighborhood map.
191
- \end{proof}
192
-
193
- \begin{figure}[ht]
194
- \centering
195
- \begin{tikzpicture}[x=.75cm,y=.65cm,>=stealth,font=\small]
196
- \draw[gray] (0,0)--(5,0);
197
- \draw[thick,blue!65!black,->] (.5,0)--(.5,2.4)--(4.2,2.4)--(4.2,.1);
198
- \draw[thick,orange!80!black,->] (1.6,0)--(1.6,1.3)--(3.1,1.3)--(3.1,.1);
199
- \node[below] at (1,0) {sources};
200
- \node[below] at (3.7,0) {targets};
201
- \node[above] at (2.5,2.6) {Separate height layers};
202
- \begin{scope}[xshift=5.1cm]
203
- \node[draw,rounded corners,minimum width=2.6cm] (s) at (1.8,2.8) {all source boxes};
204
- \node[draw,rounded corners,minimum width=2.6cm] (p) at (1.8,1.1) {all boxes parked};
205
- \node[draw,rounded corners,minimum width=2.6cm] (t) at (1.8,-.6) {all target boxes};
206
- \draw[->,thick] (s)--(p) node[midway,right] {evacuate};
207
- \draw[->,thick] (p)--(t) node[midway,right] {deliver};
208
- \end{scope}
209
- \end{tikzpicture}
210
- \caption{The two separation mechanisms in
211
- Lemma~\ref{lem:bb-lift-parking}. Left: horizontal projections separate
212
- the lift and descent, and distinct heights separate the transfer;
213
- the second horizontal coordinate is suppressed. Right: a temporal
214
- schedule, not a spatial drawing. Every source is removed before any
215
- target is occupied, so overlap between the two families is harmless.}
216
- \label{fig:bb-routing}
217
- \end{figure}
218
-
219
- There is also a useful stream-function implementation of the first
220
- schedule. Suppose $a_i,a_i'$ are the lower left corners of $P_i,Q_i$.
221
- At height $z_i$, put $d_i=a_i'-a_i$, $b_i=\log\lambda_i$ and
222
- $g_i(s)=a_i+sd_i$. On a neighborhood of the swept rectangle use
223
- \begin{equation}\label{eq:bb-mid-stream-path}
224
- \xi_i(s)=g_i(s)+\operatorname{diag}(\lambda_i^s,\lambda_i^{-s})(\xi-a_i).
225
- \end{equation}
226
- The Hamiltonian
227
- \[
228
- H_i=d_{i1}y-d_{i2}x+b_i(x-g_{i1})(y-g_{i2})
229
- \]
230
- generates this motion. Put $\widehat H_i=\chi_iH_i$, where $\chi_i$
231
- is one near the whole sweep and supported in its reserved layer. Use
232
- \[
233
- \dot s(\partial_y\widehat H_i,-\partial_x\widehat H_i,0).
234
- \]
235
- Disjoint height layers separate these cutoffs. Vertical phases use
236
- $\nabla\times(0,x\chi_i,0)$, equal to $(0,0,1)$ on their column
237
- plateaus. If $M=\max_i(1,\lambda_i,\lambda_i^{-1})$ and the column
238
- plateau margins are $\delta,\delta'$, an initial thickening smaller than
239
- $\min(\delta/(4M),\delta'/(4M),1/(8M))$ stays on every plateau.
240
- Thus the affine formula also holds on open neighborhoods. For points of
241
- the original rectangle it has the additional bound
242
- \begin{equation}\label{eq:bb-mid-stream-safe}
243
- X_1(s)\ge\min(a_{i1},a'_{i1}).
244
- \end{equation}
245
- The bound follows because the first relative coordinate in
246
- \eqref{eq:bb-mid-stream-path} is nonnegative.
247
-
248
- \subsection{Solid boxes with overlapping projections}
249
-
250
- The preceding lift requires separate horizontal projections. We now
251
- remove that restriction; this is needed when all three coordinates
252
- encode independent stacks.
253
-
254
- \begin{theorem}[Expansion, obstacle detours, and delivery]
255
- \label{lem:bb-balanced-box-routing}
256
- Let $Q_i=a_i+\prod_{j=1}^3[-h_{ij},h_{ij}]$ and
257
- $Q_i'=b_i+\prod_{j=1}^3[-k_{ij},k_{ij}]$ be rational solid boxes,
258
- with positive half-widths, each family pairwise disjoint. Suppose
259
- $s_{ij}=k_{ij}/h_{ij}$ and $\prod_js_{ij}=1$. An effective compactly
260
- supported smooth solenoidal field, zero outside the time interval
261
- $[1/4,3/4]$, has time-one map
262
- \[
263
- a_i+y\longmapsto b_i+\operatorname{diag}(s_{i1},s_{i2},s_{i3})y
264
- \]
265
- on a neighborhood of each $Q_i$.
266
- \end{theorem}
267
- \begin{proof}\label{proof:bb-balanced-box-routing}
268
- For an empty family take the zero field. Otherwise let
269
- $R=\max(1,h_{ij},k_{ij})$. Choose a rational $\Lambda>10$ so that
270
- centers in each of the lists $(\Lambda a_i)$ and $(\Lambda b_i)$
271
- are separated by more than $20R$ in maximum norm. This is possible
272
- because distinct disjoint boxes have distinct centers. Let
273
- \[
274
- K=\max(4\Lambda,|\Lambda a_{i1}|,|\Lambda b_{i1}|),
275
- \qquad d_i=(K+30Ri,0,0).
276
- \]
277
- The $d_i$ are parking centers, separated from each other and both scaled
278
- families by at least $30R$ in their first coordinate.
279
-
280
- First multiply all source centers by a common factor increasing from
281
- $1$ to $\Lambda$, while keeping shapes fixed. Next change all shapes
282
- at those separated centers by factors $s_{ij}^{\theta}$,
283
- $0\le\theta\le1$. Each half-width is the geometric interpolation
284
- $h_{ij}^{1-\theta}k_{ij}^{\theta}\le R$.
285
- Move the boxes one at a time from $\Lambda a_i$ to $d_i$, then,
286
- after all have been parked, from $d_i$ to $\Lambda b_i$.
287
- Finally shrink all target centers by a common factor from $\Lambda$
288
- to $1$, with target shapes fixed.
289
-
290
- Here is a finite construction of every single-box path. Around each
291
- stationary center place the closed cube of maximum-norm radius $4R$.
292
- These cubes are disjoint since stationary centers are separated by
293
- more than $20R$, and neither endpoint is in a cube. Start with the
294
- straight segment between the endpoints. Its intersections with the
295
- cubes are rational intervals, found by linear inequalities. Replace
296
- each portion inside a cube by a polygonal path on its boundary: join
297
- the entry point to a vertex of a containing face, use cube edges to a
298
- face containing the exit point, and join to that exit point. The cube
299
- is convex face by face, so these segments remain on its boundary;
300
- no other cube meets them. A tangency needs no replacement. The
301
- resulting rational polygonal path has distance at least $4R$ from
302
- every stationary center. Traverse its segments with flat switches,
303
- stopping to all orders at vertices. Its geometric image is unchanged,
304
- so smoothing the time parameter does not reduce clearance.
305
-
306
- For a uniform localization margin, let $g_a$ be the minimum over
307
- $i<j$ of
308
- \[
309
- \max_\ell(|a_{i\ell}-a_{j\ell}|-h_{i\ell}-h_{j\ell}),
310
- \]
311
- and define $g_b$ similarly. These are positive; for a singleton list
312
- set both to $R$. During outward expansion a separating coordinate
313
- gap can only increase; during final contraction the target gap is its
314
- minimum. During deformation centers are more than $20R$ apart.
315
- During a single-box path the center distance is at least $4R$, leaving
316
- a coordinate gap at least $2R$. Hence padding smaller than
317
- $\tfrac18\min(R,g_a,g_b)$ satisfies Lemma~\ref{lem:bb-curl}
318
- throughout. Put all stages, and all straight segments, in consecutive
319
- subintervals of $[1/4,3/4]$. Their flat switches give a smooth finite
320
- motion, with positive diagonal determinant-one linear parts. That
321
- lemma provides the velocity and the neighborhood assertion. All
322
- choices use rational inequalities and effective elementary functions,
323
- which also supply bounds for every derivative.
324
- \end{proof}
 
1
+ \section{Transporting complete boxes}
2
+ \label{sec:bb-boxes}
3
+
4
+ We allow an instruction to change all three side lengths while
5
+ preserving their product. The geometric question is concrete:
6
+ given finitely many disjoint closed boxes and prescribed determinant-one
7
+ affine maps onto another disjoint family, can one carry out every map by
8
+ a smooth incompressible motion? The two families may overlap each
9
+ other. Consequently a destination cannot be occupied until every source
10
+ that obstructs it has been removed.
11
+
12
+ We first extend an explicitly separated motion to a velocity field.
13
+ We then give two ways to produce that motion. Separate horizontal
14
+ projections permit a simple lift and transfer. For general solid boxes
15
+ we use parking and detours around the other occupied boxes.
16
+ Figure~\ref{fig:bb-routing} contrasts the height separation with the
17
+ evacuation order that makes overlapping source and target families harmless.
18
+
19
+ \subsection{An affine motion and its curl extension}
20
+
21
+ Throughout, a smooth switch is obtained by translating and rescaling
22
+ $\sigma$ in \eqref{eq:p2-step}, with its transition strictly inside
23
+ its allotted interval. Thus successive motions are stationary on
24
+ neighborhoods of their joining times.
25
+
26
+ \begin{lemma}[A velocity on a neighborhood of each moving box]
27
+ \label{lem:bb-curl}
28
+ Let $K_i(t)=c_i(t)+D_i(t)K_i^0$, $1\le i\le N$, where $K_i^0$ is
29
+ an axis-parallel box, possibly with zero side lengths, and $D_i(t)$ is
30
+ positive diagonal with determinant one. Suppose the centers and scales
31
+ are smooth and constant near the ends of a compact time interval.
32
+ For the effective conclusion, assume computable endpoints for the
33
+ initial boxes $K_i^0$, effective evaluation of the centers' and scales'
34
+ derivatives, bounds for those derivatives, and positive lower bounds
35
+ for every scale on that interval.
36
+ If the coordinatewise $2\eta$ enlargements of the moving boxes are
37
+ pairwise disjoint and bounded, for a known $\eta>0$, a
38
+ compactly supported smooth divergence-free field realizes these motions
39
+ on open neighborhoods of the initial boxes. It vanishes near the time
40
+ endpoints. When all enlarged boxes lie in an interior torus chart,
41
+ the field extends to a mean-zero field on that torus.
42
+ The field is effective under the effective-data assumptions above;
43
+ smooth existence itself does not require computable data.
44
+ \end{lemma}
45
+ \begin{proof}
46
+ Choose a smooth cutoff $\chi_i$ which is one on the $\eta$
47
+ enlargement of $K_i(t)$ and supported in its $2\eta$ enlargement,
48
+ using products of the effective switches. Put $y=x-c_i$ and
49
+ $L_i=\dot D_iD_i^{-1}$; then $\operatorname{tr}L_i=0$.
50
+ Take the curl of
51
+ \begin{equation}\label{eq:bb-potential}
52
+ \chi_i\{\tfrac12\dot c_i\times y+\tfrac13(L_i y)\times y\}.
53
+ \end{equation}
54
+ The identity
55
+ $\nabla\times(G\times y)=2G-y\operatorname{div}G+(y\cdot\nabla)G$
56
+ shows that this curl equals $\dot c_i+L_i y$ on the plateau.
57
+ Disjoint supports permit summation over $i$. The path
58
+ $c_i(t)+D_i(t)D_i(t_0)^{-1}(x_0-c_i(t_0))$ has exactly that
59
+ derivative and remains in its prescribed box. ODE uniqueness proves
60
+ the formula. On the compact time interval the normalized matrix norm
61
+ has a finite bound $M$, computable under the effective-data assumptions;
62
+ an initial perturbation less than
63
+ $\eta/(2M)$ remains on the plateau. This proves the neighborhood
64
+ claim, also for zero-width initial boxes.
65
+ The potential is zero near time endpoints because the centers and
66
+ scales are constant there. Its support is bounded. Within a torus
67
+ chart extend the potentials by zero; periodic curls have zero integral.
68
+ \end{proof}
69
+
70
+ \begin{proposition}[Fluid realization and a pressure refinement]
71
+ \label{prop:bb-realization}
72
+ Fix $\nu>0$. A finite collection of the preceding motions, repeated
73
+ with period one, or preceded by one finite loading interval, yields a
74
+ smooth prescribed velocity $U$ with $U(0)=0$. Suppose its spatial
75
+ support is contained in one compact set in $\R^3$, or its potentials
76
+ are contained in interior torus charts. Then
77
+ \begin{equation}\label{eq:bb-residual}
78
+ f=U_t+(U\cdot\nabla)U-\nu\Delta U
79
+ \end{equation}
80
+ has the same support and time periodicity and bounded mixed derivatives
81
+ of every order. The solution is $(U,0)$, with the uniqueness and
82
+ material-flow conclusions of Lemma~\ref{lem:p2-realization}.
83
+ In $\R^3$ its uniqueness statement also holds when the competing
84
+ pressure has an $H^1$ representative at each time, without requiring
85
+ continuity into $H^1$, while the other velocity hypotheses of
86
+ Section~\ref{sec:model} are retained. On the torus $U$ and $f$ have
87
+ zero mean. Under the effective-data assumptions of Lemma~\ref{lem:bb-curl},
88
+ the formula is $f_0+\nu f_1$ with effective coefficients;
89
+ evaluation is effective for computable $\nu$, and relative to $\nu$
90
+ otherwise.
91
+ \end{proposition}
92
+ \begin{proof}
93
+ The residual identity and Lemma~\ref{lem:b-comparison} give existence,
94
+ uniqueness and the material flow. In the whole-space pressure refinement
95
+ use case (ii): the reference field has compact support and smooth bounded
96
+ mixed derivatives, hence belongs to $CH^2\cap C^1L^2$ with bounded
97
+ velocity and gradient; the competing velocity and pointwise $H^1$
98
+ pressure are exactly that case's hypotheses. No pressure continuity
99
+ in time is added. Integrating the residual on a torus uses
100
+ $\int U=0$, $\int\Delta U=0$ and
101
+ $\int(U\cdot\nabla)U=\int\operatorname{div}(U\otimes U)=0$.
102
+
103
+ Each derivative of $e^{-1/s}$ for $s>0$ is a polynomial in $1/s$
104
+ times $e^{-1/s}$. The estimate
105
+ $v^m e^{-v}\le(m+k)!v^{-k}$ supplies effective endpoint error bounds,
106
+ and the denominator defining $\sigma$ is at least $e^{-2}$.
107
+ Under those effective-data assumptions all positive scales have effective
108
+ positive lower bounds. Finite
109
+ compositions, differentiation, and the logarithms of positive computable
110
+ scales are therefore effective. At an approximate time, a coarse bound
111
+ gives a finite superset of possible translates of the zero-extended
112
+ unit template. This evaluates the periodic field without deciding
113
+ whether time is an integer. None of these operations iterates the
114
+ machine execution: the program contains the entire finite instruction
115
+ list.
116
+ \end{proof}
117
+
118
+ \subsection{Three geometric schedules}
119
+
120
+ For later use we describe the exact hypotheses of the schedules.
121
+ First suppose $P_i,Q_i\subset\R^2$ are finite families of closed
122
+ rectangles, possibly with zero side lengths, separately
123
+ pairwise disjoint, with affine maps
124
+ \[
125
+ F_i(x)=q_i+\operatorname{diag}(\lambda_i,\lambda_i^{-1})(x-p_i),
126
+ \qquad \lambda_i>0,
127
+ \]
128
+ where $p_i,q_i$ are their centers, and require $F_i(P_i)=Q_i$.
129
+ Their side lengths have a common finite bound. Source and target rectangles
130
+ belonging to different families need not be disjoint. The smooth existence
131
+ statements allow arbitrary real rectangle coordinates and scales. For the
132
+ effective conclusions, assume rational rectangle endpoints and rational
133
+ scales, together with computable chosen heights and vertical half-widths;
134
+ then a rational side-length bound and positive gap margins can be computed.
135
+
136
+ \begin{lemma}[Separated projections and parking]
137
+ \label{lem:bb-lift-parking}
138
+ These reciprocal maps have the following smooth compactly supported
139
+ unit-time realizations, stationary on time collars. They are effective
140
+ under the rational-data assumptions just stated.
141
+ \begin{enumerate}
142
+ \item For the products $P_i\times[z_0-h,z_0+h]$, with common $h\ge0$
143
+ and $z_0\in\R$, lift all boxes with their source projections fixed,
144
+ transfer them at sufficiently separated private heights, and lower
145
+ them with their target projections fixed. The middle motion may use
146
+ $g_i(s)=\lambda_i^s$ or $g_i(s)=1+s(\lambda_i-1)$ and matrix
147
+ $\operatorname{diag}(g_i,g_i^{-1},1)$, with the center interpolated
148
+ linearly in $s$. Each horizontal width stays between its endpoint
149
+ widths. In the linear case every point satisfies
150
+ \begin{equation}\label{eq:bb-convex-coordinate}
151
+ X_1(s)=(1-s)X_1(0)+sX_1(1).
152
+ \end{equation}
153
+ \item Alternatively, choose disjoint parking rectangles away from both
154
+ families. Move every source to its parking site before delivering any
155
+ target, using an upward, horizontal, and downward translation. Reshape
156
+ at the parking sites, then deliver by the same three translations.
157
+ This uses $7N$ motions. The same schedule applies to assigned onto positive
158
+ diagonal determinant-one maps between rational solid boxes whose centers
159
+ lie in a common horizontal plane and whose source and target horizontal
160
+ projections are separately disjoint. Require both horizontal widths during
161
+ reshaping to stay inside their reserved parking rectangles and the travel
162
+ height above the common plane to exceed twice the largest vertical
163
+ half-width.
164
+ \end{enumerate}
165
+ Both constructions act on neighborhoods of the whole source boxes.
166
+ \end{lemma}
167
+ \begin{proof}
168
+ In the first construction choose padding smaller than a quarter of
169
+ the within-family horizontal gaps and choose height differences larger
170
+ than twice the padded vertical half-width. During lift and descent,
171
+ horizontal separation suffices. During transfer, vertical separation
172
+ suffices. The two choices of $g_i$ are positive and monotone between
173
+ $1$ and $\lambda_i$; their reciprocals are monotone as well. Thus the
174
+ width claim holds. The affine path is
175
+ $c_i(s)+\operatorname{diag}(g_i,g_i^{-1},1)(X_0-c_i(0))$.
176
+ Its first coordinate gives \eqref{eq:bb-convex-coordinate} exactly for
177
+ the linear choice. Lemma~\ref{lem:bb-curl} now applies.
178
+
179
+ For the second construction choose padding smaller than the gaps in
180
+ each union of source projections with reserved parking rectangles, and
181
+ of target projections with those rectangles. In the evacuation pass,
182
+ vertical motion is separated from uncollected sources and parked boxes.
183
+ During delivery it is separated from already filled targets and boxes
184
+ still parked. At travel height, the moving box is above every resting
185
+ box. A shape change stays within its own reserved projection.
186
+ These are the occupied sets at each actual time; source--target
187
+ intersection causes no interference because all sources have left
188
+ before delivery starts. Lemma~\ref{lem:bb-curl} applies to each motion
189
+ with every other box fixed. Finite concatenation gives the required
190
+ neighborhood map.
191
+ \end{proof}
192
+
193
+ \begin{figure}[ht]
194
+ \centering
195
+ \begin{tikzpicture}[x=.75cm,y=.65cm,>=stealth,font=\small]
196
+ \draw[gray] (0,0)--(5,0);
197
+ \draw[thick,blue!65!black,->] (.5,0)--(.5,2.4)--(4.2,2.4)--(4.2,.1);
198
+ \draw[thick,orange!80!black,->] (1.6,0)--(1.6,1.3)--(3.1,1.3)--(3.1,.1);
199
+ \node[below] at (1,0) {sources};
200
+ \node[below] at (3.7,0) {targets};
201
+ \node[above] at (2.5,2.6) {Separate height layers};
202
+ \begin{scope}[xshift=5.1cm]
203
+ \node[draw,rounded corners,minimum width=2.6cm] (s) at (1.8,2.8) {all source boxes};
204
+ \node[draw,rounded corners,minimum width=2.6cm] (p) at (1.8,1.1) {all boxes parked};
205
+ \node[draw,rounded corners,minimum width=2.6cm] (t) at (1.8,-.6) {all target boxes};
206
+ \draw[->,thick] (s)--(p) node[midway,right] {evacuate};
207
+ \draw[->,thick] (p)--(t) node[midway,right] {deliver};
208
+ \end{scope}
209
+ \end{tikzpicture}
210
+ \caption{The two separation mechanisms in
211
+ Lemma~\ref{lem:bb-lift-parking}. Left: horizontal projections separate
212
+ the lift and descent, and distinct heights separate the transfer;
213
+ the second horizontal coordinate is suppressed. Right: a temporal
214
+ schedule, not a spatial drawing. Every source is removed before any
215
+ target is occupied, so overlap between the two families is harmless.}
216
+ \label{fig:bb-routing}
217
+ \end{figure}
218
+
219
+ There is also a useful stream-function implementation of the first
220
+ schedule. Suppose $a_i,a_i'$ are the lower left corners of $P_i,Q_i$.
221
+ At height $z_i$, put $d_i=a_i'-a_i$, $b_i=\log\lambda_i$ and
222
+ $g_i(s)=a_i+sd_i$. On a neighborhood of the swept rectangle use
223
+ \begin{equation}\label{eq:bb-mid-stream-path}
224
+ \xi_i(s)=g_i(s)+\operatorname{diag}(\lambda_i^s,\lambda_i^{-s})(\xi-a_i).
225
+ \end{equation}
226
+ The Hamiltonian
227
+ \[
228
+ H_i=d_{i1}y-d_{i2}x+b_i(x-g_{i1})(y-g_{i2})
229
+ \]
230
+ generates this motion. Put $\widehat H_i=\chi_iH_i$, where $\chi_i$
231
+ is one near the whole sweep and supported in its reserved layer. Use
232
+ \[
233
+ \dot s(\partial_y\widehat H_i,-\partial_x\widehat H_i,0).
234
+ \]
235
+ Disjoint height layers separate these cutoffs. Vertical phases use
236
+ $\nabla\times(0,x\chi_i,0)$, equal to $(0,0,1)$ on their column
237
+ plateaus. If $M=\max_i(1,\lambda_i,\lambda_i^{-1})$ and the column
238
+ plateau margins are $\delta,\delta'$, an initial thickening smaller than
239
+ $\min(\delta/(4M),\delta'/(4M),1/(8M))$ stays on every plateau.
240
+ Thus the affine formula also holds on open neighborhoods. For points of
241
+ the original rectangle it has the additional bound
242
+ \begin{equation}\label{eq:bb-mid-stream-safe}
243
+ X_1(s)\ge\min(a_{i1},a'_{i1}).
244
+ \end{equation}
245
+ The bound follows because the first relative coordinate in
246
+ \eqref{eq:bb-mid-stream-path} is nonnegative.
247
+
248
+ \subsection{Solid boxes with overlapping projections}
249
+
250
+ The preceding lift requires separate horizontal projections. We now
251
+ remove that restriction; this is needed when all three coordinates
252
+ encode independent stacks.
253
+
254
+ \begin{theorem}[Expansion, obstacle detours, and delivery]
255
+ \label{lem:bb-balanced-box-routing}
256
+ Let $Q_i=a_i+\prod_{j=1}^3[-h_{ij},h_{ij}]$ and
257
+ $Q_i'=b_i+\prod_{j=1}^3[-k_{ij},k_{ij}]$ be rational solid boxes,
258
+ with positive half-widths, each family pairwise disjoint. Suppose
259
+ $s_{ij}=k_{ij}/h_{ij}$ and $\prod_js_{ij}=1$. An effective compactly
260
+ supported smooth solenoidal field, zero outside the time interval
261
+ $[1/4,3/4]$, has time-one map
262
+ \[
263
+ a_i+y\longmapsto b_i+\operatorname{diag}(s_{i1},s_{i2},s_{i3})y
264
+ \]
265
+ on a neighborhood of each $Q_i$.
266
+ \end{theorem}
267
+ \begin{proof}\label{proof:bb-balanced-box-routing}
268
+ For an empty family take the zero field. Otherwise let
269
+ $R=\max(1,h_{ij},k_{ij})$. Choose a rational $\Lambda>10$ so that
270
+ centers in each of the lists $(\Lambda a_i)$ and $(\Lambda b_i)$
271
+ are separated by more than $20R$ in maximum norm. This is possible
272
+ because distinct disjoint boxes have distinct centers. Let
273
+ \[
274
+ K=\max(4\Lambda,|\Lambda a_{i1}|,|\Lambda b_{i1}|),
275
+ \qquad d_i=(K+30Ri,0,0).
276
+ \]
277
+ The $d_i$ are parking centers, separated from each other and both scaled
278
+ families by at least $30R$ in their first coordinate.
279
+
280
+ First multiply all source centers by a common factor increasing from
281
+ $1$ to $\Lambda$, while keeping shapes fixed. Next change all shapes
282
+ at those separated centers by factors $s_{ij}^{\theta}$,
283
+ $0\le\theta\le1$. Each half-width is the geometric interpolation
284
+ $h_{ij}^{1-\theta}k_{ij}^{\theta}\le R$.
285
+ Move the boxes one at a time from $\Lambda a_i$ to $d_i$, then,
286
+ after all have been parked, from $d_i$ to $\Lambda b_i$.
287
+ Finally shrink all target centers by a common factor from $\Lambda$
288
+ to $1$, with target shapes fixed.
289
+
290
+ Here is a finite construction of every single-box path. Around each
291
+ stationary center place the closed cube of maximum-norm radius $4R$.
292
+ These cubes are disjoint since stationary centers are separated by
293
+ more than $20R$, and neither endpoint is in a cube. Start with the
294
+ straight segment between the endpoints. Its intersections with the
295
+ cubes are rational intervals, found by linear inequalities. Replace
296
+ each portion inside a cube by a polygonal path on its boundary: join
297
+ the entry point to a vertex of a containing face, use cube edges to a
298
+ face containing the exit point, and join to that exit point. The cube
299
+ is convex face by face, so these segments remain on its boundary;
300
+ no other cube meets them. A tangency needs no replacement. The
301
+ resulting rational polygonal path has distance at least $4R$ from
302
+ every stationary center. Traverse its segments with flat switches,
303
+ stopping to all orders at vertices. Its geometric image is unchanged,
304
+ so smoothing the time parameter does not reduce clearance.
305
+
306
+ For a uniform localization margin, let $g_a$ be the minimum over
307
+ $i<j$ of
308
+ \[
309
+ \max_\ell(|a_{i\ell}-a_{j\ell}|-h_{i\ell}-h_{j\ell}),
310
+ \]
311
+ and define $g_b$ similarly. These are positive; for a singleton list
312
+ set both to $R$. During outward expansion a separating coordinate
313
+ gap can only increase; during final contraction the target gap is its
314
+ minimum. During deformation centers are more than $20R$ apart.
315
+ During a single-box path the center distance is at least $4R$, leaving
316
+ a coordinate gap at least $2R$. Hence padding smaller than
317
+ $\tfrac18\min(R,g_a,g_b)$ satisfies Lemma~\ref{lem:bb-curl}
318
+ throughout. Put all stages, and all straight segments, in consecutive
319
+ subintervals of $[1/4,3/4]$. Their flat switches give a smooth finite
320
+ motion, with positive diagonal determinant-one linear parts. That
321
+ lemma provides the velocity and the neighborhood assertion. All
322
+ choices use rational inequalities and effective elementary functions,
323
+ which also supply bounds for every derivative.
324
+ \end{proof}
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/guarded-history.tex CHANGED
@@ -1,660 +1,660 @@
1
- \section{Wider guards and alternative comparison classes}
2
- \label{sec:bb-guarded}
3
-
4
- The transport lemmas also accept tables which differ on tapes never
5
- visited by the initialized computation. Those differences matter:
6
- they change the complete source and image cylinders on which the
7
- smooth extension is prescribed. We give the remaining tables with
8
- their actual guards and then isolate the extra pressure arguments.
9
-
10
- \subsection{A shuttle aligned at the origin}
11
- \label{sec:bb-shuttle-periodic}
12
-
13
- \begin{theorem}\label{thm:bb-shuttle-periodic}
14
- On the unit torus there is an effective smooth mean-zero force,
15
- periodic from time zero with period one and with bounded mixed
16
- derivatives, whose unique zero-data classical solution has
17
- \[
18
- \exists t\ge0:\quad X_1(t;0)\pmod1\in(1/16,1/4)
19
- \quad\Longleftrightarrow\quad\text{halting}.
20
- \]
21
- The constructed pressure is zero. Alternatively the force may be
22
- projected to a solenoidal force with the same velocity and event,
23
- and with the correspondingly changed mean-zero pressure.
24
- \end{theorem}
25
- \begin{proof}\label{proof:bb-shuttle-periodic}
26
- Add a fresh nonhalting initial state $*$, without incoming transitions,
27
- which writes back the scanned symbol and stays while entering the
28
- original initial state. This handles an originally halted input.
29
- Use work, flag and history tracks
30
- $\Sigma=\Gamma\times\{0,1\}\times(\{\perp,E\}\sqcup\mathcal R)$,
31
- and controls $R_q,A_r,B_r,C_q,D_q$. Its complete table is
32
- \begin{equation}\label{eq:bb-shuttle-table}
33
- \begin{array}{lll}
34
- R_q:(a,0,g)&\mapsto A_r:(b_r,0,g),d_r,\\
35
- A_r:(a,0,g)&\mapsto B_r:(a,1,g),1,\\
36
- B_r:(a,0,g)&\mapsto B_r:(a,0,g),1&g\ne E,\\
37
- B_r:(a,0,E)&\mapsto C_{p_r}:(a,0,r),1,\\
38
- C_q:(a,0,\perp)&\mapsto D_q:(a,0,E),-1,\\
39
- D_q:(a,0,g)&\mapsto D_q:(a,0,g),-1&g\ne E,\\
40
- D_q:(a,1,g)&\mapsto R_q:(a,0,g),0&g\ne E.
41
- \end{array}
42
- \end{equation}
43
- In particular its first two rows do not exclude the frontier symbol;
44
- this is a wider domain than the move-first table. Into $A_r$ the
45
- record identifies the work instruction; into $B_r$ the output flag
46
- distinguishes entry and loop; into $C_q$ the record determines the
47
- incoming scan; into $D_q$ a written $E$ distinguishes entry and loop;
48
- into $R_q$ only clearing a flag is possible. The destination fixes
49
- the incoming displacement. These checks include every copied track
50
- and every permitted frontier case.
51
-
52
- Initialize at $R_*$, with all flags zero and only $E$ at cell two.
53
- At ready step $n$ the frontier is $e_n=n+2$, the records are at
54
- $2,\ldots,n+1$, and the head is $h_n$, $|h_n|\le n$.
55
- The work move reaches $h'=h_{n+1}<e_n$; the scan marks that cell,
56
- records at $e_n$, creates the next frontier, returns to the mark and
57
- clears it. Its count is $2(e_n-h')+4$ and all its tests hold.
58
- Thus it has exactly the required initialized behavior despite its
59
- wider full domain.
60
-
61
- Use even digits in base $b=2|\Sigma|$ and initial fractions
62
- $\ell_*,r_*$. Let $S$ be the control set and $m$ count the branches in
63
- Lemma~\ref{lem:bb-onecell}, and put $L=100(1+|S|+m)$.
64
- Give $R_*$ offset $-\ell_*$, other nonhalt states offsets $-4i$,
65
- and ready halt states offsets $L+4i$. The code is
66
- $(o_s+\ell,r-r_*,0)$, so the initial point is zero.
67
- The incoming conditions give separately disjoint full rectangle
68
- families. Thicken each by $[-1,1]$, lift to height $10i$, and use
69
- the linear reciprocal middle scale. Choose padding at most $1/10$
70
- small enough for both family gaps. Vertical phases can use fixed
71
- column potentials $(0,\dot Z x\chi,0)$, with columns covering
72
- $[-3,10i+3]$; middle phases use horizontal Hamiltonians in disjoint
73
- height bands. All paths and supports are contained in
74
- $(-2L,2L)^3$: their coordinate bounds are
75
- $[-4|S|-3,L+4|S|+4]$, $[-4,4]$, and $[-3,10m+3]$.
76
- This verifies the hypotheses of the lift schedule on neighborhoods
77
- of the whole boxes.
78
-
79
- Scale by $\gamma=(8L)^{-1}$ into the torus patch
80
- $(-1/2,1/2)^3$: $U(t,x)=\gamma W(t,x/\gamma)$.
81
- The support lies inside $(-1/4,1/4)^3$, the potentials scale by
82
- $\gamma^2$, and the residual is recomputed at viscosity $\nu$ by
83
- Lemma~\ref{lem:p2-chart}. Periodicity starts at zero
84
- because the input is already encoded there and the pulse has idle
85
- endpoint collars. At integer times the particle is the correct code.
86
- Halt first coordinates before scaling lie between $L+4$ and $2L$.
87
- For a nonhalt branch its endpoint first coordinates are at most one;
88
- the linear-scale identity keeps them at most one, and the weaker
89
- bound $3/2$ also follows from center and width estimates. After
90
- scaling every nonhalt path lies in $(-1/4,1/16)$, disjoint modulo
91
- one from the event. The initialized dummy step makes the implication
92
- valid even for an originally halted machine.
93
-
94
- For the optional projection solve $\Delta q=\operatorname{div}g$,
95
- $\int q=0$, where $g=\mathcal F_\nu[U]$.
96
- Proposition~\ref{prop:projection-l2} gives the effective force
97
- $f=g-\nabla q$ and pressure $p=-q$, with all mixed derivative bounds
98
- and periodicity retained. The pressure change is part of this
99
- alternative; the direct residual had pressure zero.
100
- \end{proof}
101
-
102
- \subsection{A persistent marker and cursor shifts of two cells}
103
- \label{sec:bb-marked-window}
104
-
105
- \begin{theorem}\label{thm:bb-marked-window}
106
- There is a unit-torus realization, periodic for $t\ge1$, with fixed
107
- label $a_*=(1/4,1/4,1/4)$. Its event
108
- \[ \exists t\ge0:\quad X_1(t;a_*)\pmod1\in(2/3,5/6) \]
109
- occurs exactly when the machine halts.
110
- It uses an injective marked-head table whose cursor shifts may equal
111
- two. Its force is effective, smooth and mean zero, with bounded
112
- mixed derivatives and the zero-data uniqueness class of
113
- Proposition~\ref{prop:bb-realization}.
114
- \end{theorem}
115
- \begin{proof}\label{proof:bb-marked-window}
116
- Normalize to one halt state and use work, permanent work-head marker,
117
- and history tracks $(a,m,g)\in\mathcal A:=\Gamma\times\{0,1\}\times
118
- (\{\bot,\#\}\sqcup\mathcal R)$.
119
- Let $S$ be the set of controls $M_q,L_q,R_r$. With the cursor at zero, make
120
- exactly the following tests and writes, then reindex by
121
- $T'_i=\bar T_{i+e}$ for the displayed shift $e$.
122
- \begin{enumerate}
123
- \item In $M_q$, $q$ nonhalting, require $m_0=1$ and, if $d_r\ne0$,
124
- $m_{d_r}=0$. Write $b_r$ at zero, move the marker to $d_r$ if
125
- necessary, and enter $R_r$ with shift $e=d_r+1$.
126
- \item In $R_r$, a cell with $m_0=0,g_0\ne\#$ gives shift $1$
127
- in the same control. If $m_0=0,g_0=\#,g_1=\bot$, write
128
- $g_0=r,g_1=\#$ and enter $L_{p_r}$ with shift zero.
129
- \item In $L_q$, if $m_0=0,g_0\ne\#$, shift $-1$ in that control.
130
- If $m_0=1$, enter $M_q$ with shift zero.
131
- \end{enumerate}
132
- All unmentioned entries are retained. Into $R_r$, a main entry has
133
- output $m_{-1}=1$, whereas a scan has $m_{-1}=0$.
134
- The record recovers the overwritten work letter, displacement and
135
- marker changes. Into $L_q$, a log write has output $g_1=\#$
136
- and record $r$ at zero, whereas a scan has $g_1\ne\#$.
137
- Its tests recover the overwritten pair. Into $M_q$ only the
138
- matching control change is possible. This is a full-domain inverse;
139
- uniqueness of a marker was not assumed on arbitrary tapes.
140
-
141
- Initially the sole marker is at zero, the sole pointer at two, and
142
- all other history is blank. At work step $n$, head and marker are
143
- at $h$, pointer at $n+2$, and records at $2,\ldots,n+1$.
144
- The work update puts the marker at $h'=h+d_r$ and the cursor at
145
- $h'+1\le n+2$. The forward scan reaches the pointer, logs, and
146
- returns to $h'$. All tests hold since $h'<n+2$. The cycle length is
147
- \[
148
- 1+[n+2-(h'+1)]+1+[(n+2)-h']+1.
149
- \]
150
- This proves finite continuation, exact work simulation and halting.
151
-
152
- Use even digits, blank zero, in base $B=2|\mathcal A|+1$.
153
- Enumerate every full word on $[-2,2]$ with an applicable rule, giving
154
- $J$ branches.
155
- Lemma~\ref{lem:bb-window-rectangles} gives prefix lengths $(2,3)$
156
- and $(2+e,3-e)$, with $e\in\{-1,0,1,2\}$.
157
- Each output length is at most four, so gaps after chart scaling
158
- by $l=[100(|S|+1)]^{-1}$ are at least $lB^{-4}$.
159
- Place the halt square at $(3/4,1/4)+l[0,1]^2$ and other squares
160
- at $(1/4+2il,1/4)+l[0,1]^2$; the latter lie below $x_1=1/3$.
161
- At base height $1/4$, lift branch $j$ to
162
- $1/2+j/[4(J+1)]$, use exponential scales $B^{-e_j\theta},B^{e_j\theta}$,
163
- and lower. Padding
164
- $\min(1/200,1/[32(J+1)],lB^{-4}/3)$ separates supports.
165
- The middle Hamiltonian is
166
- \[
167
- \dot c_x(y-c_y)-\dot c_y(x-c_x)
168
- -e_j\dot\theta\log B\,(x-c_x)(y-c_y).
169
- \]
170
- It gives the intended derivative on the full moving rectangle.
171
- The plateau margins and finite scale bounds extend this to an open
172
- neighborhood, as in Lemma~\ref{lem:bb-curl}.
173
-
174
- Load the fixed label along its segment to the rational initial code
175
- in time one, then repeat the unit field. Integer samples give the
176
- full local execution. In a nonhalt period the center is below $1/3$
177
- and the width at most $l$, so the whole path remains below $1/2$;
178
- loading also avoids the event. Halt codes lie in $[3/4,3/4+l]$.
179
- Thus every real time is accounted for. The pointer site $n+2$,
180
- record count $n$, and relative pointer offset recover the absolute
181
- head position at main checkpoints. The residual construction
182
- proves the remaining assertions.
183
- \end{proof}
184
-
185
- \subsection{A split direction shuttle in the whole space}
186
- \label{sec:bb-direction-shuttle}
187
-
188
- \begin{theorem}\label{thm:bb-direction-shuttle}
189
- On $\R^3$ an effective compactly supported force with bounded mixed
190
- derivatives and period one after $t=1$ realizes the halting event
191
- $X_1(t;(1,0,0))<0$. Uniqueness holds with bounded $u,\nabla u$,
192
- $u\in C H^2\cap C^1L^2$ and pressure modulo constants in $C H^1$
193
- on each finite interval. An alternative force is square-integrable
194
- in space-time, with the same label, event, support and derivative
195
- bounds.
196
- \end{theorem}
197
- \begin{proof}\label{proof:bb-direction-shuttle}
198
- Use exactly the direction table of Lemma~\ref{lem:bb-direction}
199
- without its passive track, renaming
200
- the controls by $M\mapsto S$, $G\mapsto R$, $A\mapsto I$,
201
- and $B\mapsto J$, and the frontier by $F\mapsto\#$. This is a bijection
202
- of its entire partial table, including the nonfrontier tests.
203
- Write $\Sigma$ for the resulting three-track alphabet.
204
- Initialize frontier at one and zero flags. At work step $j$ the
205
- frontier is $j+1$ and the cycle length is
206
- \[2(j-h_j)+5.\]
207
-
208
- Use odd digits in base $B=2|\Sigma|+1$, offsets $3,6,\ldots$
209
- for nonhalt controls and $-3,-6,\ldots$ for halt main controls.
210
- In this realization split \emph{every} one-cell rule by every left
211
- symbol $c$, including the stationary and right-moving rules.
212
- Its source is $I(c)\times I(a)$, and the three target rectangles,
213
- for moves $1,-1,0$, are respectively
214
- \[
215
- \varphi_b\varphi_c([0,1])\times[0,1],\quad
216
- [0,1]\times\varphi_c\varphi_b([0,1]),\quad I(c)\times I(b),
217
- \qquad \varphi_a(t)=(d(a)+t)/B.
218
- \]
219
- The maps themselves are the restrictions of
220
- \eqref{eq:bb-one-cell-branches}. Source separation follows from
221
- $(c,a)$, target separation from the fixed incoming move and $(c,b)$.
222
- Their gaps are at least $B^{-2}$, and their linear parts are
223
- $\operatorname{diag}(B^{-d},B^d)$.
224
-
225
- Thicken by $[-1,1]$, lift branch $i$ to $4i$, use exponential
226
- middle scale and center interpolation, then descend. Padding smaller
227
- than $(4B^2)^{-1}$ is valid, by source gaps, height gaps, and target
228
- gaps in the three phases. A first localized translation takes
229
- $(1,0,0)$ to the rational initial code. Exact full-box transport
230
- then gives the local execution at every subsequent integer time.
231
- Nonhalt centers have first coordinate at least three and horizontal
232
- width at most one, so every intermediate point stays positive;
233
- the nonhalt loading segment does too. A halt sample has negative
234
- first coordinate, including initial halting after loading.
235
- Proposition~\ref{prop:bb-realization} gives the force, pressure zero,
236
- and uniqueness. The decaying alternative follows from
237
- Proposition~\ref{prop:bb-late-logclock} below, applied to this same
238
- loaded template.
239
- \end{proof}
240
-
241
- \subsection{Two-cell history and a gradient-only pressure condition}
242
- \label{sec:bb-guarded-history}
243
-
244
- \begin{theorem}\label{thm:bb-guarded-history}
245
- An effective smooth force on $\R^3$, periodic from time zero,
246
- with one compact spatial support and bounded mixed derivatives,
247
- realizes the fixed event
248
- \[
249
- \exists t\ge0:\quad X(t;(2,0,0))\in(-2,-1)\times(0,1)\times(-1,1)
250
- \quad\Longleftrightarrow\quad\text{halting}.
251
- \]
252
- Velocity is unique in the class
253
- $u\in C([0,T];H^4)\cap C^1([0,T];H^2)$,
254
- $\nabla p\in C([0,T];L^2)$ for every finite $T$, allowing a
255
- distributional pressure gradient. Alternatively the force belongs
256
- to $L^2([0,\infty);H^j)$ for every integer $j\ge0$, with all the
257
- same support, event and comparison-class conclusions.
258
- \end{theorem}
259
- \begin{proof}\label{proof:bb-guarded-history}
260
- Add a fresh initial state which writes back and stays, and replace
261
- all originally terminal state-symbol pairs by stay transitions into
262
- one fresh terminal state $q_h$. Normalize the other missing
263
- instructions similarly. Let $r=(q,a)\mapsto(p_r,b_r,d_r)$ denote
264
- the resulting nonterminal instructions, and let $\mathcal A$ be the
265
- work alphabet. The full cell alphabet is
266
- $\Gamma=\mathcal A\times\{0,1\}\times(\{e,p\}\sqcup\mathcal R)$.
267
- Use its work, flag and log tracks $W,F,L$,
268
- and controls $N_q,A_r,R_r,B_q$. The complete rules are:
269
- \begin{enumerate}
270
- \item At $N_q$, $q\ne q_h$, write $W_0=b_r$, enter $A_r$,
271
- and shift $d_r$, with no test on the other tracks.
272
- \item At $A_r$, require $F_0=0$, set it to one, enter $R_r$
273
- and shift one.
274
- \item At $R_r$, if $F_0=0,L_0\ne p$, shift one in that control.
275
- If $F_0=0,L_0=p,L_1=e$, write $L_0=r,L_1=p$, enter $B_{p_r}$
276
- and shift minus one.
277
- \item At $B_q$, if $F_0=0,L_1\ne p$, shift minus one in that
278
- control. If $F_0=1$, clear it and enter $N_q$ without moving.
279
- \end{enumerate}
280
- The first output control records the overwritten work pair and shift.
281
- Into $R_r$, output flag one at $-1$ distinguishes entry from its
282
- loop. Into $B_q$, a log insertion has pointer at output index two
283
- and record at one, whereas a return loop has a nonpointer at two;
284
- the record and tests recover both overwritten log entries. Into
285
- $N_q$ only unmarking is possible. Thus this map is injective on
286
- its whole domain, including the unrestricted first-row tracks.
287
-
288
- Initialize zero flags and a sole pointer at cell three, all other
289
- log cells empty. At work step $n$, records occupy $3,\ldots,n+2$
290
- and pointer $g=n+3$. The work move reaches $h'$ with $g-h'\ge2$.
291
- The finite scan flags $h'$, logs at $g$, advances the pointer, and
292
- returns to the flag. The return guard holds because the new pointer
293
- is at $g+1$. The cycle has $2(g-h'-1)+4$ steps. This verifies
294
- the work invariant and eventual terminal entry.
295
-
296
- Use odd digits in radix $D=2|\Gamma|+1$ and write
297
- $\phi(\xi)=\sum_{j\ge1}d(\xi_j)D^{-j}$ for the radix sum.
298
- Let $L_*,R_*$ be the initialized left and right streams, ordered as in
299
- Lemma~\ref{lem:bb-onecell}. Give the terminal state
300
- chart offset $(-2,0)$, the initial chart offset
301
- $(2-\phi(L_*),-\phi(R_*))$, and all other charts $(4+2j,0)$.
302
- The initial code is $(2,0,0)$, every nonterminal interval lies in
303
- $x_1>1$, and terminal codes lie strictly in $(-2,-1)\times(0,1)$.
304
- The infinite tails are in $[\delta,1-\delta]$,
305
- $\delta=1/(D-1)$, so finite-prefix decoding of length $b$ is possible
306
- from error less than $(\delta/2)D^{-b}$ without a boundary ambiguity.
307
-
308
- Split full triples $[-1,1]$. By
309
- Lemma~\ref{lem:bb-window-rectangles}, source prefix lengths $(1,2)$
310
- become $(1+d,2-d)$, target cylinders are complete, and both rectangle
311
- families have gaps at least $D^{-3}$. Thicken by $[-1/4,1/4]$,
312
- lift to height $4i$, use linear middle scale
313
- $\mu_i=1+(D^{-d_i}-1)\theta$, and descend. Padding smaller than
314
- $D^{-3}/4$ separates all phases. Repeating the pulse, zero on
315
- $[0,1/12]$ and $[11/12,1]$, gives periodicity from zero without
316
- loading. At a nonhalting branch's lift and descent the first
317
- coordinate is greater than one; during the middle transfer the
318
- particle's third coordinate is exactly $4i$, outside $(-1,1)$.
319
- Thus even a horizontal route passing over the observation box cannot
320
- cause a false visit. The integer samples and the compiler invariant
321
- prove halting equivalence. The record count and pointer site $n+3$
322
- recover absolute indexing at checkpoints.
323
-
324
- For uniqueness apply Lemma~\ref{lem:b-comparison}(iii).
325
- The explicit compactly supported smooth field lies in $CH^4\cap C^1H^2$
326
- on every finite interval and has pressure zero. The competing class
327
- in the theorem is precisely case (iii), including its distributional
328
- $CL^2$ gradient. Lemma~\ref{lem:b-gradient} cancels that gradient
329
- against the solenoidal velocity difference without introducing a pressure
330
- $L^2$ norm. Thus the velocity and pressure gradient are unique, while
331
- pressure itself remains free up to a time-dependent spatial constant.
332
- Proposition~\ref{prop:bb-late-logclock} gives the stated
333
- decaying alternative.
334
- \end{proof}
335
-
336
- \subsection{A flagged head and two-pass parking}
337
- \label{sec:bb-two-pass-parking}
338
-
339
- \begin{theorem}\label{thm:bb-two-pass-parking}
340
- For any machine and finitely specified initial tape, an effective
341
- smooth force on $\R^3$, periodic from time zero, with one compact
342
- spatial support and bounded mixed derivatives, realizes the event
343
- \[
344
- \exists t\ge0:\quad X(t;0)\in(-6,-4)\times(-1,1)\times(-1,1)
345
- \quad\Longleftrightarrow\quad\text{halting}.
346
- \]
347
- The zero-data velocity is unique among classical smooth solutions
348
- with bounded $u,\nabla u$, $u\in C H^2\cap C^1L^2$ and $p\in C L^2$
349
- on every finite interval. The prescribed solution has uniformly
350
- bounded kinetic energy.
351
- \end{theorem}
352
- \begin{proof}\label{proof:bb-two-pass-parking}
353
- Merge terminal states into $q_\dagger$, send missing instructions
354
- there by a stay step, and add a fresh initial state $q_*$, with no
355
- incoming instruction, which writes back and stays while entering
356
- the old initial state. For each normalized nonterminal rule
357
- $r=(q,a)\mapsto(p_r,b_r,d_r)$ use cell letters
358
- \[
359
- (w,h,j)\in\Gamma:=\mathcal A\times
360
- (\{\circ,\star\}\sqcup\{[r]:r\in\mathcal R\})\times\{0,1\},
361
- \]
362
- where $\mathcal A$ is the work alphabet and $\mathcal R$ is the
363
- finite set of normalized instruction labels. Thus $\Gamma$ includes
364
- all three tracks.
365
- The complete table, with $h\ne\star$ wherever $h$ occurs, is
366
- \[
367
- \begin{array}{lll}
368
- M_q:(a,h,1)&\mapsto A_r:(b_r,h,0),d_r,\\
369
- A_r:(w,h,0)&\mapsto R_r:(w,h,1),1,\\
370
- R_r:(w,h,0)&\mapsto R_r:(w,h,0),1,\\
371
- R_r:(w,\star,0)&\mapsto B_{p_r}:(w,[r],0),1,\\
372
- B_q:(w,\circ,0)&\mapsto L_q:(w,\star,0),-1,\\
373
- L_q:(w,h,0)&\mapsto L_q:(w,h,0),-1,\\
374
- L_q:(w,h,1)&\mapsto M_q:(w,h,1),0.
375
- \end{array}
376
- \]
377
- The destination fixes the incoming displacement. The record index
378
- recovers the first row's old work pair; a flag distinguishes the
379
- entries into $R_r$; a record distinguishes the entries into $B_q$;
380
- a written frontier distinguishes entry and loop into $L_q$;
381
- and entry into $M_q$ is the unique cell-preserving last row.
382
- This proves the full one-cell inverse conditions.
383
-
384
- Initialize the sole flag at zero and the sole frontier at three,
385
- with empty history elsewhere. At ready step $k$, only the work
386
- head $i$ is flagged, records occupy $3,\ldots,k+2$, and the frontier
387
- is $e_k=k+3$. The work rule clears the flag and moves to
388
- $j=i+d_r\le e_k-2$, which is unflagged even for $d_r=0$.
389
- It is flagged anew; the scan logs at $e_k$, advances the pointer,
390
- returns, and preserves the ready flag. The two loop lengths are
391
- $e_k-j-1$ and $e_k-j$, with five other rules, for a total
392
- $2(e_k-j)+4$. Thus all scans terminate and ready halting is exact.
393
-
394
- Use odd digits in base $K=2|\Gamma|+2$, initial fractions $x_*,y_*$,
395
- and state offsets $a_{M_{q_*}}=0$, $a_{M_{q_\dagger}}=-5$, and
396
- $4,8,12,\ldots$ for the others. The code
397
- $(a_s-x_*+x,y-y_*,0)$ starts at zero. Lemma~\ref{lem:bb-onecell}
398
- gives $N$ full rectangle maps with scales $\lambda_i\in\{K^{-1},1,K\}$;
399
- thicken by $[-1/4,1/4]$. The entire terminal block is inside the
400
- observation box because $0<x_*,y_*<1$. Every nonterminal block is
401
- in $x_1>-1$. Eventually constant tails are rational even for an
402
- arbitrary finitely specified initial tape, and the pointer and record
403
- count recover its absolute head position at ready checkpoints.
404
-
405
- For the required two-pass geometry, let $g$ be the minimum of one
406
- and all positive separating coordinate gaps in either planar family,
407
- and set $\epsilon=g/20$. Choose
408
- \[
409
- C=20+\max(\{0\}\cup\{\text{right endpoints of source and target boxes}\}),
410
- \qquad S_i=(C+4i,0,0).
411
- \]
412
- In a first pass give each source four consecutive slots: lift by ten,
413
- translate above $S_i$, descend, and reshape there by the linear
414
- reciprocal scale. In a second pass give each parked box three slots:
415
- lift by ten, translate above its target, and descend. The total is
416
- $7N$ slots, and every source is gone before a target is filled.
417
- Widths remain at most one. Source gaps protect the first lift,
418
- parking spacing protects strain and parking moves, target gaps protect
419
- delivery, and travel height separates every horizontal transfer from
420
- resting boxes. These inequalities remain strict under $2\epsilon$
421
- padding. Applying Lemma~\ref{lem:bb-curl} in chronological order
422
- fixes every stationary box and gives the exact full-box map to the
423
- moving one. Thus overlapping source and target families cause no
424
- interference.
425
-
426
- Repeat the flat-ended template from zero and take its residual.
427
- The integer sampling induction gives the table execution. In a
428
- nonhalting run every endpoint box lies in $x_1>-1$; translations
429
- interpolate corresponding endpoint points, strain occurs far to the
430
- right, and waiting leaves the point fixed. The entire two-pass path
431
- therefore remains in $x_1>-1$. A terminal sample lies inside the
432
- observer. This proves the event for all times.
433
-
434
- For the exact pressure class use Lemma~\ref{lem:b-comparison}(iv).
435
- The prescribed compactly supported smooth velocity satisfies the
436
- reference $CH^2\cap C^1L^2$ and bounded-gradient conditions. The
437
- competing velocity has precisely these bounds and a $CL^2$ pressure
438
- representative, as that case requires. Its cutoff argument uses the
439
- pressure itself, with error $CR^{-1}\|p\|_2\|u-U\|_2$, and assumes
440
- no extra integrability of its derivative. The lemma gives velocity
441
- uniqueness; the $L^2$ pressure representative is then zero.
442
- Compact support and
443
- bounded derivatives of the prescribed velocity give its uniform
444
- energy bound and its global material flow.
445
- \end{proof}
446
-
447
-
448
- \subsection{A two-cell append and its guarded inverse}\label{bc:two-cell-section}
449
- Use Lemma~\ref{lem:bb-window-compiler} with initial frontier $r_0=1$,
450
- renaming Ready, Go and Back as $M,R,L$ and $(E,P)$ as
451
- $(\perp,\star)$. The track order is work, mark, history.
452
- The Ready history coordinate and the marked Back row remain unrestricted;
453
- the unmarked Back row tests precisely the right-neighbor history.
454
- Thus the full table, not only its initialized execution, is identical.
455
- At checkpoint $n$, its frontier is $p_n=1+n>h_n$, where $h_n$ is
456
- the work-head position, and the exact cycle length is $2(1+n-h_n)+1$.
457
- Lemma~\ref{lem:bb-window-rectangles} applies with
458
- $(a,b)=(1,2)$: the complete allowed triple fixes both history writes,
459
- and its full image has prefix lengths $(1+e,2-e)$.
460
-
461
- \begin{theorem}[Guarded cylinders in a torus chart]\label{bc:guarded-torus}
462
- On the unit torus, the fixed label $(1/8,0,0)$ and the strip
463
- $\{x:x_1\pmod1\in(-1/4,0)\}$ realize halting by a general mean-zero
464
- force with zero initial velocity and pressure. It is periodic after time
465
- one and all its mixed derivatives are bounded. The torus comparison
466
- class gives uniqueness.
467
- \end{theorem}
468
- \begin{proof}\label{bc:guarded-torus-proof}
469
- Let $a$ be the augmented alphabet size and $k$ the control count in
470
- Lemma~\ref{lem:bb-window-compiler}. Use zero-blank base $B=2a$, and enumerate
471
- nonterminal and terminal states with positive integer indices $j\ge1$
472
- and first-coordinate offsets respectively
473
- $L_0+3j$ and $-L_0-3j$, where $L_0=4k+ka^3+10$.
474
- Refinement by triples gives at most $N=ka^3$ branches. Their source
475
- prefix lengths are $(1,2)$ and image lengths $(1+e,2-e)$, so the
476
- smallest possible grid gap is $B^{-3}$. If $P_i,Q_i$ are lower corners,
477
- the branch map is
478
- $Q_i+\diag(B^{-e_i},B^{e_i})(y-P_i)$.
479
-
480
- Choose three flat ramps $\alpha,\beta,\gamma$, active respectively in
481
- $(1/8,1/4)$, $(3/8,5/8)$ and $(3/4,7/8)$. Set
482
- \[
483
- c_i(t)=((1-\beta)P_i+\beta Q_i,\ i(\alpha-\gamma)),
484
- \quad l_i=1-\beta+\beta B^{-e_i}.
485
- \]
486
- The moving rectangle has side lengths $l_i B^{-1}$ and
487
- $l_i^{-1}B^{-2}$. Use a physical padding
488
- $\varepsilon=B^{-3}/4$ around each moving rectangle in three dimensions.
489
- During ascent and descent the planar endpoint gaps separate these
490
- neighborhoods; during the affine phase the unit height gaps separate them.
491
- Use Lemma~\ref{lem:bb-curl} for the paths
492
- $c_i+\diag(l_i,l_i^{-1},1)(y-(P_i,0))$ and sum the disjoint fields.
493
- The first coordinate is an endpoint convex combination even though the
494
- paths are based at lower corners rather than centers. All supports lie
495
- in $[-2L_0,2L_0]^3$, by the definitions of $L_0$ and $N$.
496
-
497
- Scale by $\rho=1/(32L_0)$, so the repeated mechanism is supported in
498
- $[-1/16,1/16]^3$. Load the fixed label $(1/8,0,0)$ to the scaled
499
- rational input code by a moving translation with cutoff radius $1/32$;
500
- its support stays in $(-1/4,1/4)^3$. For a nonterminal initial code,
501
- the entire first coordinate during loading is positive, and subsequent
502
- nonterminal branches have first coordinate greater than $1/32$.
503
- Terminal codes have first coordinate less than $-1/32$. Hence the stated
504
- strip detects exactly terminal entry, including initial halting, without
505
- any wraparound artifact. Periodize the compact curl fields and recompute
506
- the force at physical $\nu$. Mean zero, bounded derivatives and comparison
507
- follow from Lemma~\ref{bc:analytic}.
508
- \end{proof}
509
-
510
- \subsection{A filled half-line and mean-corrected vertical motion}
511
- \label{bc:halfline-section}
512
- The next recorder starts with an infinite constant history tail rather
513
- than a single frontier symbol. Its guard and its mean-zero vertical
514
- realization both have independent roles.
515
-
516
- \begin{lemma}[History at a filled half-line]\label{bc:halfline-table}
517
- A finite guarded table has a full-domain inverse and simulates the original
518
- machine from a tape with a separately constant tail in each direction.
519
- At checkpoint $n$ its nonempty history cells are exactly the absolute
520
- indices below $2+n$.
521
- \end{lemma}
522
- \begin{proof}\label{bc:halfline-table-proof}
523
- Normalize to one halt state $h$. For $i=(q,a)\in I=(Q\setminus\{h\})\times A$,
524
- write $\delta(q,a)=(q_i,b_i,e_i)$. History letters are
525
- $\mathcal H=\{\perp,\#\}\sqcup I$, with
526
- $\mathcal H_+=\{\#\}\sqcup I$. The tracks are work, mark and history;
527
- controls are $\mathsf R_q,\mathsf B_q,\mathsf T_i,\mathsf S_i$.
528
- Write $\ell_j$ for the history at relative cell $j$.
529
- Here is the complete table, with unmentioned cells unchanged:
530
- \begin{equation}\label{bc:halfline-rules}
531
- \begin{array}{c|c|c|l}
532
- \text{input}&\text{output}&\text{move}&\text{condition}\\\hline
533
- \mathsf R_q(a,0,k)&\mathsf T_i(b_i,0,k)&e_i&i=(q,a),\ q\ne h\\
534
- \mathsf T_i(c,0,k)&\mathsf S_i(c,1,k)&1&k\in\mathcal H_+\\
535
- \mathsf S_i(c,0,k)&\mathsf S_i(c,0,k)&1&k\in\mathcal H_+\\
536
- \mathsf S_i(c,0,\perp)&\mathsf B_{q_i}(c,0,i)&0&\ell_{+1}=\perp\\
537
- \mathsf B_q(c,0,k)&\mathsf B_q(c,0,k)&-1&k\in\mathcal H_+\\
538
- \mathsf B_q(c,1,k)&\mathsf R_q(c,0,k)&0&k\in\mathcal H_+.
539
- \end{array}
540
- \end{equation}
541
- Initialize $\mathsf R_{q_0}$ at head zero with marks zero, history $\#$
542
- at every index below two and $\perp$ elsewhere. At checkpoint $n$, the
543
- work head $p_n$ has $|p_n|\le n$ and the boundary is $r_n=2+n$.
544
- After the work move, $p'=p_n+e_i\le n+1<r_n$. Thus the mark is placed
545
- on nonempty history, and the right scan reaches the first empty cell.
546
- Its right neighbor is also empty, so the append is allowed. A finite
547
- left scan returns to and erases the unique mark. The new boundary is
548
- $r_n+1$; no other work symbol changes. The filler boundary at absolute
549
- index two is permanent, so it also retains the tape's absolute alignment.
550
-
551
- Into $\mathsf T_i$ the tag gives the old work instruction and shift.
552
- Into $\mathsf S_i$, both shifts are rightward, and the mark at the old
553
- cell distinguishes entry from a loop. Into $\mathsf B_q$, an output
554
- with empty history at offset $+1$ must be an append: its current record
555
- identifies $i$. An output of a leftward loop has nonempty history at
556
- that offset, since it is the old current cell. This is exactly why the
557
- append guard is necessary. Into $\mathsf R_q$ only mark erasure applies.
558
- Each case gives a unique predecessor on the full domain. In particular,
559
- entry into $\mathsf B_q$ may have displacement zero or minus one;
560
- the neighboring history, rather than the target control alone, recovers
561
- that displacement. Apply Lemma~\ref{lem:bb-window-rectangles} with
562
- $(a,b)=(1,2)$, refining by the full cells at $-1,0,1$.
563
- Its full-domain injectivity hypothesis has just been proved, and every
564
- write and displacement lies in the allowed window. It therefore gives
565
- full image cylinders and separately disjoint closed rectangle families.
566
- \end{proof}
567
-
568
- Enumerate the resulting branches by $i=1,\ldots,N$, with displacements
569
- $e_i$. Number the augmented alphabet by $0,\ldots,k-1$, use base $b=3k+1$
570
- and digits $1+3\ell$. Two different prefixes have gaps at least
571
- $2b^{-r}$ at their first differing place $r$. Codes lie in the interior
572
- of their intervals. If there are $K$ controls, let $\sigma_0=1/[8(K+1)]$.
573
- Put the terminal state's lower corner at $(3/4,1/4)$ and the other lower
574
- corners at $(1/8+2\ell\sigma_0,1/4)$ for $0\le\ell<K-1$, giving every state square side
575
- $\sigma_0$. Their branch rectangles have sides
576
- $\sigma_0b^{-1},\sigma_0b^{-2}$ and image sides
577
- $\sigma_0b^{-(1+e)},\sigma_0b^{-(2-e)}$. The families are separately
578
- disjoint by the full inverse. Every endpoint rectangle is contained in
579
- \begin{equation}\label{bc:halfline-code}
580
- F=[1/8,7/8]\times[1/4,3/8],\qquad z_*=1/4.
581
- \end{equation}
582
- All nonterminal state squares have first coordinate at most $3/8$.
583
-
584
- \begin{proposition}[Mean-corrected vertical transport]\label{bc:halfline-transport}
585
- The preceding full rectangles at height $z_*$ have an effective mean-zero
586
- solenoidal realization on the unit torus. Every tracked first coordinate
587
- is between its endpoint values throughout the transition.
588
- \end{proposition}
589
- \begin{proof}\label{bc:halfline-transport-proof}
590
- For a source rectangle $D$, choose a planar cutoff $\theta_D$ with
591
- padding $\varepsilon=\sigma_0b^{-3}/4$, equal to one near $D$. Define
592
- \[
593
- \kappa_D(x,y)=\theta_D(x,y)-\theta_D(x,y-1/2)
594
- \]
595
- periodically. It has integral zero. On its own source it equals one,
596
- and on all other sources it equals zero; the shifted copy lies away from
597
- $F$. Use the same construction for target rectangles $E$. Assign branch
598
- $i$ the height $z_i=1/2+i/[4(N+1)]$ and choose disjoint height cutoffs
599
- $\rho_i$ equal to one near $z_i$, with padding $1/[16(N+1)]$. The
600
- vertical fields with speeds
601
- \[
602
- Z_D(x,y)=\sum_i(z_i-z_*)\kappa_{D_i}(x,y),\qquad
603
- Z_E(x,y)=\sum_i(z_i-z_*)\kappa_{E_i}(x,y)
604
- \]
605
- are divergence free and mean zero, because they are independent of $z$.
606
-
607
- Let $\chi$ equal one near $F$, with planar padding $1/32$. For branch
608
- $i$, let $p_i,q_i$ be the source and target centers and put $d_i=q_i-p_i$, $c_i(\mu)=p_i+\mu d_i$,
609
- $l_i=1-\mu+\mu b^{-e_i}$ and
610
- \[
611
- H_i=\chi\left[d_{i,1}y-d_{i,2}x+
612
- \frac{b^{-e_i}-1}{l_i}(x-c_{i,1})(y-c_{i,2})\right].
613
- \]
614
- The middle field $W(\mu)=\sum_i\rho_i(z)(\partial_yH_i,-\partial_xH_i,0)$
615
- is divergence free and mean zero. The path
616
- \begin{equation}\label{bc:halfline-path}
617
- c_i(\mu)+\diag(l_i,l_i^{-1})(\zeta-p_i)
618
- \end{equation}
619
- stays in $F$: the first side is interpolated linearly and the reciprocal
620
- inequality \eqref{eq:ba-reciprocal-envelope} bounds the second side
621
- by the interpolated endpoint sides. Thus $\chi=1$ along the entire
622
- path, and differentiation gives its exact velocity.
623
- For three ordered flat ramps $\alpha_0,\alpha_1,\alpha_2$ on a unit
624
- interval, the complete field is
625
- \begin{equation}\label{bc:halfline-period}
626
- V=\alpha_0'(0,0,Z_D)+\alpha_1'W(\alpha_1)
627
- -\alpha_2'(0,0,Z_E).
628
- \end{equation}
629
- It lifts each source, performs its affine map in its own height layer,
630
- and lowers it at its target. The first coordinate is unchanged during
631
- vertical motion and is an endpoint convex combination in the middle.
632
- All statements hold on the full rectangles by the cutoff plateaus and
633
- ODE uniqueness. The zero-mean correction acts away from the computational
634
- rectangles and therefore changes none of these paths.
635
- \end{proof}
636
-
637
- \begin{theorem}[A fixed strip with half-line history]\label{bc:halfline-event}
638
- On $\T^3$, the fixed label $(1/8,1/4,1/4)$ and strip
639
- $2/3<x_1<15/16$ realize halting by a general mean-zero force, with zero
640
- initial velocity and pressure, bounded mixed derivatives and period one
641
- after time one. For a fixed machine only the loading field depends on the
642
- input. The material maps are volume-preserving diffeomorphisms, and the
643
- velocity and material-acceleration identities of
644
- Lemma~\ref{lem:p2-realization} hold.
645
- \end{theorem}
646
- \begin{proof}\label{bc:halfline-event-proof}
647
- The two initial tape tails are separately constant, so their radix sums
648
- are computable rationals, even though the left history tail is filled.
649
- Load the fixed label to that code at height $z_*$ by the planar Hamiltonian
650
- $\chi(d_x y-d_y x)$ with a flat scalar schedule. The segment stays in $F$.
651
- A nonterminal load and every nonterminal phase have first coordinate at
652
- most $3/8$; a terminal code lies in the stated strip. For an initially
653
- terminal machine the loading endpoint suffices. Repeat
654
- \eqref{bc:halfline-period} after time one. Checkpoint simulation and the
655
- intermediate-time guard prove the event equivalence. The common analytic
656
- lemma proves force effectivity, uniqueness, boundedness and the asserted
657
- flow identities. In particular $U=(\partial_t\Phi_t)\circ\Phi_t^{-1}$ and
658
- $\partial_{tt}\Phi_t=(f-\nabla p+\nu\Delta U)\circ\Phi_t$; these are
659
- identities for the constructed flow, not additional unknown equations.
660
- \end{proof}
 
1
+ \section{Wider guards and alternative comparison classes}
2
+ \label{sec:bb-guarded}
3
+
4
+ The transport lemmas also accept tables which differ on tapes never
5
+ visited by the initialized computation. Those differences matter:
6
+ they change the complete source and image cylinders on which the
7
+ smooth extension is prescribed. We give the remaining tables with
8
+ their actual guards and then isolate the extra pressure arguments.
9
+
10
+ \subsection{A shuttle aligned at the origin}
11
+ \label{sec:bb-shuttle-periodic}
12
+
13
+ \begin{theorem}\label{thm:bb-shuttle-periodic}
14
+ On the unit torus there is an effective smooth mean-zero force,
15
+ periodic from time zero with period one and with bounded mixed
16
+ derivatives, whose unique zero-data classical solution has
17
+ \[
18
+ \exists t\ge0:\quad X_1(t;0)\pmod1\in(1/16,1/4)
19
+ \quad\Longleftrightarrow\quad\text{halting}.
20
+ \]
21
+ The constructed pressure is zero. Alternatively the force may be
22
+ projected to a solenoidal force with the same velocity and event,
23
+ and with the correspondingly changed mean-zero pressure.
24
+ \end{theorem}
25
+ \begin{proof}\label{proof:bb-shuttle-periodic}
26
+ Add a fresh nonhalting initial state $*$, without incoming transitions,
27
+ which writes back the scanned symbol and stays while entering the
28
+ original initial state. This handles an originally halted input.
29
+ Use work, flag and history tracks
30
+ $\Sigma=\Gamma\times\{0,1\}\times(\{\perp,E\}\sqcup\mathcal R)$,
31
+ and controls $R_q,A_r,B_r,C_q,D_q$. Its complete table is
32
+ \begin{equation}\label{eq:bb-shuttle-table}
33
+ \begin{array}{lll}
34
+ R_q:(a,0,g)&\mapsto A_r:(b_r,0,g),d_r,\\
35
+ A_r:(a,0,g)&\mapsto B_r:(a,1,g),1,\\
36
+ B_r:(a,0,g)&\mapsto B_r:(a,0,g),1&g\ne E,\\
37
+ B_r:(a,0,E)&\mapsto C_{p_r}:(a,0,r),1,\\
38
+ C_q:(a,0,\perp)&\mapsto D_q:(a,0,E),-1,\\
39
+ D_q:(a,0,g)&\mapsto D_q:(a,0,g),-1&g\ne E,\\
40
+ D_q:(a,1,g)&\mapsto R_q:(a,0,g),0&g\ne E.
41
+ \end{array}
42
+ \end{equation}
43
+ In particular its first two rows do not exclude the frontier symbol;
44
+ this is a wider domain than the move-first table. Into $A_r$ the
45
+ record identifies the work instruction; into $B_r$ the output flag
46
+ distinguishes entry and loop; into $C_q$ the record determines the
47
+ incoming scan; into $D_q$ a written $E$ distinguishes entry and loop;
48
+ into $R_q$ only clearing a flag is possible. The destination fixes
49
+ the incoming displacement. These checks include every copied track
50
+ and every permitted frontier case.
51
+
52
+ Initialize at $R_*$, with all flags zero and only $E$ at cell two.
53
+ At ready step $n$ the frontier is $e_n=n+2$, the records are at
54
+ $2,\ldots,n+1$, and the head is $h_n$, $|h_n|\le n$.
55
+ The work move reaches $h'=h_{n+1}<e_n$; the scan marks that cell,
56
+ records at $e_n$, creates the next frontier, returns to the mark and
57
+ clears it. Its count is $2(e_n-h')+4$ and all its tests hold.
58
+ Thus it has exactly the required initialized behavior despite its
59
+ wider full domain.
60
+
61
+ Use even digits in base $b=2|\Sigma|$ and initial fractions
62
+ $\ell_*,r_*$. Let $S$ be the control set and $m$ count the branches in
63
+ Lemma~\ref{lem:bb-onecell}, and put $L=100(1+|S|+m)$.
64
+ Give $R_*$ offset $-\ell_*$, other nonhalt states offsets $-4i$,
65
+ and ready halt states offsets $L+4i$. The code is
66
+ $(o_s+\ell,r-r_*,0)$, so the initial point is zero.
67
+ The incoming conditions give separately disjoint full rectangle
68
+ families. Thicken each by $[-1,1]$, lift to height $10i$, and use
69
+ the linear reciprocal middle scale. Choose padding at most $1/10$
70
+ small enough for both family gaps. Vertical phases can use fixed
71
+ column potentials $(0,\dot Z x\chi,0)$, with columns covering
72
+ $[-3,10i+3]$; middle phases use horizontal Hamiltonians in disjoint
73
+ height bands. All paths and supports are contained in
74
+ $(-2L,2L)^3$: their coordinate bounds are
75
+ $[-4|S|-3,L+4|S|+4]$, $[-4,4]$, and $[-3,10m+3]$.
76
+ This verifies the hypotheses of the lift schedule on neighborhoods
77
+ of the whole boxes.
78
+
79
+ Scale by $\gamma=(8L)^{-1}$ into the torus patch
80
+ $(-1/2,1/2)^3$: $U(t,x)=\gamma W(t,x/\gamma)$.
81
+ The support lies inside $(-1/4,1/4)^3$, the potentials scale by
82
+ $\gamma^2$, and the residual is recomputed at viscosity $\nu$ by
83
+ Lemma~\ref{lem:p2-chart}. Periodicity starts at zero
84
+ because the input is already encoded there and the pulse has idle
85
+ endpoint collars. At integer times the particle is the correct code.
86
+ Halt first coordinates before scaling lie between $L+4$ and $2L$.
87
+ For a nonhalt branch its endpoint first coordinates are at most one;
88
+ the linear-scale identity keeps them at most one, and the weaker
89
+ bound $3/2$ also follows from center and width estimates. After
90
+ scaling every nonhalt path lies in $(-1/4,1/16)$, disjoint modulo
91
+ one from the event. The initialized dummy step makes the implication
92
+ valid even for an originally halted machine.
93
+
94
+ For the optional projection solve $\Delta q=\operatorname{div}g$,
95
+ $\int q=0$, where $g=\mathcal F_\nu[U]$.
96
+ Proposition~\ref{prop:projection-l2} gives the effective force
97
+ $f=g-\nabla q$ and pressure $p=-q$, with all mixed derivative bounds
98
+ and periodicity retained. The pressure change is part of this
99
+ alternative; the direct residual had pressure zero.
100
+ \end{proof}
101
+
102
+ \subsection{A persistent marker and cursor shifts of two cells}
103
+ \label{sec:bb-marked-window}
104
+
105
+ \begin{theorem}\label{thm:bb-marked-window}
106
+ There is a unit-torus realization, periodic for $t\ge1$, with fixed
107
+ label $a_*=(1/4,1/4,1/4)$. Its event
108
+ \[ \exists t\ge0:\quad X_1(t;a_*)\pmod1\in(2/3,5/6) \]
109
+ occurs exactly when the machine halts.
110
+ It uses an injective marked-head table whose cursor shifts may equal
111
+ two. Its force is effective, smooth and mean zero, with bounded
112
+ mixed derivatives and the zero-data uniqueness class of
113
+ Proposition~\ref{prop:bb-realization}.
114
+ \end{theorem}
115
+ \begin{proof}\label{proof:bb-marked-window}
116
+ Normalize to one halt state and use work, permanent work-head marker,
117
+ and history tracks $(a,m,g)\in\mathcal A:=\Gamma\times\{0,1\}\times
118
+ (\{\bot,\#\}\sqcup\mathcal R)$.
119
+ Let $S$ be the set of controls $M_q,L_q,R_r$. With the cursor at zero, make
120
+ exactly the following tests and writes, then reindex by
121
+ $T'_i=\bar T_{i+e}$ for the displayed shift $e$.
122
+ \begin{enumerate}
123
+ \item In $M_q$, $q$ nonhalting, require $m_0=1$ and, if $d_r\ne0$,
124
+ $m_{d_r}=0$. Write $b_r$ at zero, move the marker to $d_r$ if
125
+ necessary, and enter $R_r$ with shift $e=d_r+1$.
126
+ \item In $R_r$, a cell with $m_0=0,g_0\ne\#$ gives shift $1$
127
+ in the same control. If $m_0=0,g_0=\#,g_1=\bot$, write
128
+ $g_0=r,g_1=\#$ and enter $L_{p_r}$ with shift zero.
129
+ \item In $L_q$, if $m_0=0,g_0\ne\#$, shift $-1$ in that control.
130
+ If $m_0=1$, enter $M_q$ with shift zero.
131
+ \end{enumerate}
132
+ All unmentioned entries are retained. Into $R_r$, a main entry has
133
+ output $m_{-1}=1$, whereas a scan has $m_{-1}=0$.
134
+ The record recovers the overwritten work letter, displacement and
135
+ marker changes. Into $L_q$, a log write has output $g_1=\#$
136
+ and record $r$ at zero, whereas a scan has $g_1\ne\#$.
137
+ Its tests recover the overwritten pair. Into $M_q$ only the
138
+ matching control change is possible. This is a full-domain inverse;
139
+ uniqueness of a marker was not assumed on arbitrary tapes.
140
+
141
+ Initially the sole marker is at zero, the sole pointer at two, and
142
+ all other history is blank. At work step $n$, head and marker are
143
+ at $h$, pointer at $n+2$, and records at $2,\ldots,n+1$.
144
+ The work update puts the marker at $h'=h+d_r$ and the cursor at
145
+ $h'+1\le n+2$. The forward scan reaches the pointer, logs, and
146
+ returns to $h'$. All tests hold since $h'<n+2$. The cycle length is
147
+ \[
148
+ 1+[n+2-(h'+1)]+1+[(n+2)-h']+1.
149
+ \]
150
+ This proves finite continuation, exact work simulation and halting.
151
+
152
+ Use even digits, blank zero, in base $B=2|\mathcal A|+1$.
153
+ Enumerate every full word on $[-2,2]$ with an applicable rule, giving
154
+ $J$ branches.
155
+ Lemma~\ref{lem:bb-window-rectangles} gives prefix lengths $(2,3)$
156
+ and $(2+e,3-e)$, with $e\in\{-1,0,1,2\}$.
157
+ Each output length is at most four, so gaps after chart scaling
158
+ by $l=[100(|S|+1)]^{-1}$ are at least $lB^{-4}$.
159
+ Place the halt square at $(3/4,1/4)+l[0,1]^2$ and other squares
160
+ at $(1/4+2il,1/4)+l[0,1]^2$; the latter lie below $x_1=1/3$.
161
+ At base height $1/4$, lift branch $j$ to
162
+ $1/2+j/[4(J+1)]$, use exponential scales $B^{-e_j\theta},B^{e_j\theta}$,
163
+ and lower. Padding
164
+ $\min(1/200,1/[32(J+1)],lB^{-4}/3)$ separates supports.
165
+ The middle Hamiltonian is
166
+ \[
167
+ \dot c_x(y-c_y)-\dot c_y(x-c_x)
168
+ -e_j\dot\theta\log B\,(x-c_x)(y-c_y).
169
+ \]
170
+ It gives the intended derivative on the full moving rectangle.
171
+ The plateau margins and finite scale bounds extend this to an open
172
+ neighborhood, as in Lemma~\ref{lem:bb-curl}.
173
+
174
+ Load the fixed label along its segment to the rational initial code
175
+ in time one, then repeat the unit field. Integer samples give the
176
+ full local execution. In a nonhalt period the center is below $1/3$
177
+ and the width at most $l$, so the whole path remains below $1/2$;
178
+ loading also avoids the event. Halt codes lie in $[3/4,3/4+l]$.
179
+ Thus every real time is accounted for. The pointer site $n+2$,
180
+ record count $n$, and relative pointer offset recover the absolute
181
+ head position at main checkpoints. The residual construction
182
+ proves the remaining assertions.
183
+ \end{proof}
184
+
185
+ \subsection{A split direction shuttle in the whole space}
186
+ \label{sec:bb-direction-shuttle}
187
+
188
+ \begin{theorem}\label{thm:bb-direction-shuttle}
189
+ On $\R^3$ an effective compactly supported force with bounded mixed
190
+ derivatives and period one after $t=1$ realizes the halting event
191
+ $X_1(t;(1,0,0))<0$. Uniqueness holds with bounded $u,\nabla u$,
192
+ $u\in C H^2\cap C^1L^2$ and pressure modulo constants in $C H^1$
193
+ on each finite interval. An alternative force is square-integrable
194
+ in space-time, with the same label, event, support and derivative
195
+ bounds.
196
+ \end{theorem}
197
+ \begin{proof}\label{proof:bb-direction-shuttle}
198
+ Use exactly the direction table of Lemma~\ref{lem:bb-direction}
199
+ without its passive track, renaming
200
+ the controls by $M\mapsto S$, $G\mapsto R$, $A\mapsto I$,
201
+ and $B\mapsto J$, and the frontier by $F\mapsto\#$. This is a bijection
202
+ of its entire partial table, including the nonfrontier tests.
203
+ Write $\Sigma$ for the resulting three-track alphabet.
204
+ Initialize frontier at one and zero flags. At work step $j$ the
205
+ frontier is $j+1$ and the cycle length is
206
+ \[2(j-h_j)+5.\]
207
+
208
+ Use odd digits in base $B=2|\Sigma|+1$, offsets $3,6,\ldots$
209
+ for nonhalt controls and $-3,-6,\ldots$ for halt main controls.
210
+ In this realization split \emph{every} one-cell rule by every left
211
+ symbol $c$, including the stationary and right-moving rules.
212
+ Its source is $I(c)\times I(a)$, and the three target rectangles,
213
+ for moves $1,-1,0$, are respectively
214
+ \[
215
+ \varphi_b\varphi_c([0,1])\times[0,1],\quad
216
+ [0,1]\times\varphi_c\varphi_b([0,1]),\quad I(c)\times I(b),
217
+ \qquad \varphi_a(t)=(d(a)+t)/B.
218
+ \]
219
+ The maps themselves are the restrictions of
220
+ \eqref{eq:bb-one-cell-branches}. Source separation follows from
221
+ $(c,a)$, target separation from the fixed incoming move and $(c,b)$.
222
+ Their gaps are at least $B^{-2}$, and their linear parts are
223
+ $\operatorname{diag}(B^{-d},B^d)$.
224
+
225
+ Thicken by $[-1,1]$, lift branch $i$ to $4i$, use exponential
226
+ middle scale and center interpolation, then descend. Padding smaller
227
+ than $(4B^2)^{-1}$ is valid, by source gaps, height gaps, and target
228
+ gaps in the three phases. A first localized translation takes
229
+ $(1,0,0)$ to the rational initial code. Exact full-box transport
230
+ then gives the local execution at every subsequent integer time.
231
+ Nonhalt centers have first coordinate at least three and horizontal
232
+ width at most one, so every intermediate point stays positive;
233
+ the nonhalt loading segment does too. A halt sample has negative
234
+ first coordinate, including initial halting after loading.
235
+ Proposition~\ref{prop:bb-realization} gives the force, pressure zero,
236
+ and uniqueness. The decaying alternative follows from
237
+ Proposition~\ref{prop:bb-late-logclock} below, applied to this same
238
+ loaded template.
239
+ \end{proof}
240
+
241
+ \subsection{Two-cell history and a gradient-only pressure condition}
242
+ \label{sec:bb-guarded-history}
243
+
244
+ \begin{theorem}\label{thm:bb-guarded-history}
245
+ An effective smooth force on $\R^3$, periodic from time zero,
246
+ with one compact spatial support and bounded mixed derivatives,
247
+ realizes the fixed event
248
+ \[
249
+ \exists t\ge0:\quad X(t;(2,0,0))\in(-2,-1)\times(0,1)\times(-1,1)
250
+ \quad\Longleftrightarrow\quad\text{halting}.
251
+ \]
252
+ Velocity is unique in the class
253
+ $u\in C([0,T];H^4)\cap C^1([0,T];H^2)$,
254
+ $\nabla p\in C([0,T];L^2)$ for every finite $T$, allowing a
255
+ distributional pressure gradient. Alternatively the force belongs
256
+ to $L^2([0,\infty);H^j)$ for every integer $j\ge0$, with all the
257
+ same support, event and comparison-class conclusions.
258
+ \end{theorem}
259
+ \begin{proof}\label{proof:bb-guarded-history}
260
+ Add a fresh initial state which writes back and stays, and replace
261
+ all originally terminal state-symbol pairs by stay transitions into
262
+ one fresh terminal state $q_h$. Normalize the other missing
263
+ instructions similarly. Let $r=(q,a)\mapsto(p_r,b_r,d_r)$ denote
264
+ the resulting nonterminal instructions, and let $\mathcal A$ be the
265
+ work alphabet. The full cell alphabet is
266
+ $\Gamma=\mathcal A\times\{0,1\}\times(\{e,p\}\sqcup\mathcal R)$.
267
+ Use its work, flag and log tracks $W,F,L$,
268
+ and controls $N_q,A_r,R_r,B_q$. The complete rules are:
269
+ \begin{enumerate}
270
+ \item At $N_q$, $q\ne q_h$, write $W_0=b_r$, enter $A_r$,
271
+ and shift $d_r$, with no test on the other tracks.
272
+ \item At $A_r$, require $F_0=0$, set it to one, enter $R_r$
273
+ and shift one.
274
+ \item At $R_r$, if $F_0=0,L_0\ne p$, shift one in that control.
275
+ If $F_0=0,L_0=p,L_1=e$, write $L_0=r,L_1=p$, enter $B_{p_r}$
276
+ and shift minus one.
277
+ \item At $B_q$, if $F_0=0,L_1\ne p$, shift minus one in that
278
+ control. If $F_0=1$, clear it and enter $N_q$ without moving.
279
+ \end{enumerate}
280
+ The first output control records the overwritten work pair and shift.
281
+ Into $R_r$, output flag one at $-1$ distinguishes entry from its
282
+ loop. Into $B_q$, a log insertion has pointer at output index two
283
+ and record at one, whereas a return loop has a nonpointer at two;
284
+ the record and tests recover both overwritten log entries. Into
285
+ $N_q$ only unmarking is possible. Thus this map is injective on
286
+ its whole domain, including the unrestricted first-row tracks.
287
+
288
+ Initialize zero flags and a sole pointer at cell three, all other
289
+ log cells empty. At work step $n$, records occupy $3,\ldots,n+2$
290
+ and pointer $g=n+3$. The work move reaches $h'$ with $g-h'\ge2$.
291
+ The finite scan flags $h'$, logs at $g$, advances the pointer, and
292
+ returns to the flag. The return guard holds because the new pointer
293
+ is at $g+1$. The cycle has $2(g-h'-1)+4$ steps. This verifies
294
+ the work invariant and eventual terminal entry.
295
+
296
+ Use odd digits in radix $D=2|\Gamma|+1$ and write
297
+ $\phi(\xi)=\sum_{j\ge1}d(\xi_j)D^{-j}$ for the radix sum.
298
+ Let $L_*,R_*$ be the initialized left and right streams, ordered as in
299
+ Lemma~\ref{lem:bb-onecell}. Give the terminal state
300
+ chart offset $(-2,0)$, the initial chart offset
301
+ $(2-\phi(L_*),-\phi(R_*))$, and all other charts $(4+2j,0)$.
302
+ The initial code is $(2,0,0)$, every nonterminal interval lies in
303
+ $x_1>1$, and terminal codes lie strictly in $(-2,-1)\times(0,1)$.
304
+ The infinite tails are in $[\delta,1-\delta]$,
305
+ $\delta=1/(D-1)$, so finite-prefix decoding of length $b$ is possible
306
+ from error less than $(\delta/2)D^{-b}$ without a boundary ambiguity.
307
+
308
+ Split full triples $[-1,1]$. By
309
+ Lemma~\ref{lem:bb-window-rectangles}, source prefix lengths $(1,2)$
310
+ become $(1+d,2-d)$, target cylinders are complete, and both rectangle
311
+ families have gaps at least $D^{-3}$. Thicken by $[-1/4,1/4]$,
312
+ lift to height $4i$, use linear middle scale
313
+ $\mu_i=1+(D^{-d_i}-1)\theta$, and descend. Padding smaller than
314
+ $D^{-3}/4$ separates all phases. Repeating the pulse, zero on
315
+ $[0,1/12]$ and $[11/12,1]$, gives periodicity from zero without
316
+ loading. At a nonhalting branch's lift and descent the first
317
+ coordinate is greater than one; during the middle transfer the
318
+ particle's third coordinate is exactly $4i$, outside $(-1,1)$.
319
+ Thus even a horizontal route passing over the observation box cannot
320
+ cause a false visit. The integer samples and the compiler invariant
321
+ prove halting equivalence. The record count and pointer site $n+3$
322
+ recover absolute indexing at checkpoints.
323
+
324
+ For uniqueness apply Lemma~\ref{lem:b-comparison}(iii).
325
+ The explicit compactly supported smooth field lies in $CH^4\cap C^1H^2$
326
+ on every finite interval and has pressure zero. The competing class
327
+ in the theorem is precisely case (iii), including its distributional
328
+ $CL^2$ gradient. Lemma~\ref{lem:b-gradient} cancels that gradient
329
+ against the solenoidal velocity difference without introducing a pressure
330
+ $L^2$ norm. Thus the velocity and pressure gradient are unique, while
331
+ pressure itself remains free up to a time-dependent spatial constant.
332
+ Proposition~\ref{prop:bb-late-logclock} gives the stated
333
+ decaying alternative.
334
+ \end{proof}
335
+
336
+ \subsection{A flagged head and two-pass parking}
337
+ \label{sec:bb-two-pass-parking}
338
+
339
+ \begin{theorem}\label{thm:bb-two-pass-parking}
340
+ For any machine and finitely specified initial tape, an effective
341
+ smooth force on $\R^3$, periodic from time zero, with one compact
342
+ spatial support and bounded mixed derivatives, realizes the event
343
+ \[
344
+ \exists t\ge0:\quad X(t;0)\in(-6,-4)\times(-1,1)\times(-1,1)
345
+ \quad\Longleftrightarrow\quad\text{halting}.
346
+ \]
347
+ The zero-data velocity is unique among classical smooth solutions
348
+ with bounded $u,\nabla u$, $u\in C H^2\cap C^1L^2$ and $p\in C L^2$
349
+ on every finite interval. The prescribed solution has uniformly
350
+ bounded kinetic energy.
351
+ \end{theorem}
352
+ \begin{proof}\label{proof:bb-two-pass-parking}
353
+ Merge terminal states into $q_\dagger$, send missing instructions
354
+ there by a stay step, and add a fresh initial state $q_*$, with no
355
+ incoming instruction, which writes back and stays while entering
356
+ the old initial state. For each normalized nonterminal rule
357
+ $r=(q,a)\mapsto(p_r,b_r,d_r)$ use cell letters
358
+ \[
359
+ (w,h,j)\in\Gamma:=\mathcal A\times
360
+ (\{\circ,\star\}\sqcup\{[r]:r\in\mathcal R\})\times\{0,1\},
361
+ \]
362
+ where $\mathcal A$ is the work alphabet and $\mathcal R$ is the
363
+ finite set of normalized instruction labels. Thus $\Gamma$ includes
364
+ all three tracks.
365
+ The complete table, with $h\ne\star$ wherever $h$ occurs, is
366
+ \[
367
+ \begin{array}{lll}
368
+ M_q:(a,h,1)&\mapsto A_r:(b_r,h,0),d_r,\\
369
+ A_r:(w,h,0)&\mapsto R_r:(w,h,1),1,\\
370
+ R_r:(w,h,0)&\mapsto R_r:(w,h,0),1,\\
371
+ R_r:(w,\star,0)&\mapsto B_{p_r}:(w,[r],0),1,\\
372
+ B_q:(w,\circ,0)&\mapsto L_q:(w,\star,0),-1,\\
373
+ L_q:(w,h,0)&\mapsto L_q:(w,h,0),-1,\\
374
+ L_q:(w,h,1)&\mapsto M_q:(w,h,1),0.
375
+ \end{array}
376
+ \]
377
+ The destination fixes the incoming displacement. The record index
378
+ recovers the first row's old work pair; a flag distinguishes the
379
+ entries into $R_r$; a record distinguishes the entries into $B_q$;
380
+ a written frontier distinguishes entry and loop into $L_q$;
381
+ and entry into $M_q$ is the unique cell-preserving last row.
382
+ This proves the full one-cell inverse conditions.
383
+
384
+ Initialize the sole flag at zero and the sole frontier at three,
385
+ with empty history elsewhere. At ready step $k$, only the work
386
+ head $i$ is flagged, records occupy $3,\ldots,k+2$, and the frontier
387
+ is $e_k=k+3$. The work rule clears the flag and moves to
388
+ $j=i+d_r\le e_k-2$, which is unflagged even for $d_r=0$.
389
+ It is flagged anew; the scan logs at $e_k$, advances the pointer,
390
+ returns, and preserves the ready flag. The two loop lengths are
391
+ $e_k-j-1$ and $e_k-j$, with five other rules, for a total
392
+ $2(e_k-j)+4$. Thus all scans terminate and ready halting is exact.
393
+
394
+ Use odd digits in base $K=2|\Gamma|+2$, initial fractions $x_*,y_*$,
395
+ and state offsets $a_{M_{q_*}}=0$, $a_{M_{q_\dagger}}=-5$, and
396
+ $4,8,12,\ldots$ for the others. The code
397
+ $(a_s-x_*+x,y-y_*,0)$ starts at zero. Lemma~\ref{lem:bb-onecell}
398
+ gives $N$ full rectangle maps with scales $\lambda_i\in\{K^{-1},1,K\}$;
399
+ thicken by $[-1/4,1/4]$. The entire terminal block is inside the
400
+ observation box because $0<x_*,y_*<1$. Every nonterminal block is
401
+ in $x_1>-1$. Eventually constant tails are rational even for an
402
+ arbitrary finitely specified initial tape, and the pointer and record
403
+ count recover its absolute head position at ready checkpoints.
404
+
405
+ For the required two-pass geometry, let $g$ be the minimum of one
406
+ and all positive separating coordinate gaps in either planar family,
407
+ and set $\epsilon=g/20$. Choose
408
+ \[
409
+ C=20+\max(\{0\}\cup\{\text{right endpoints of source and target boxes}\}),
410
+ \qquad S_i=(C+4i,0,0).
411
+ \]
412
+ In a first pass give each source four consecutive slots: lift by ten,
413
+ translate above $S_i$, descend, and reshape there by the linear
414
+ reciprocal scale. In a second pass give each parked box three slots:
415
+ lift by ten, translate above its target, and descend. The total is
416
+ $7N$ slots, and every source is gone before a target is filled.
417
+ Widths remain at most one. Source gaps protect the first lift,
418
+ parking spacing protects strain and parking moves, target gaps protect
419
+ delivery, and travel height separates every horizontal transfer from
420
+ resting boxes. These inequalities remain strict under $2\epsilon$
421
+ padding. Applying Lemma~\ref{lem:bb-curl} in chronological order
422
+ fixes every stationary box and gives the exact full-box map to the
423
+ moving one. Thus overlapping source and target families cause no
424
+ interference.
425
+
426
+ Repeat the flat-ended template from zero and take its residual.
427
+ The integer sampling induction gives the table execution. In a
428
+ nonhalting run every endpoint box lies in $x_1>-1$; translations
429
+ interpolate corresponding endpoint points, strain occurs far to the
430
+ right, and waiting leaves the point fixed. The entire two-pass path
431
+ therefore remains in $x_1>-1$. A terminal sample lies inside the
432
+ observer. This proves the event for all times.
433
+
434
+ For the exact pressure class use Lemma~\ref{lem:b-comparison}(iv).
435
+ The prescribed compactly supported smooth velocity satisfies the
436
+ reference $CH^2\cap C^1L^2$ and bounded-gradient conditions. The
437
+ competing velocity has precisely these bounds and a $CL^2$ pressure
438
+ representative, as that case requires. Its cutoff argument uses the
439
+ pressure itself, with error $CR^{-1}\|p\|_2\|u-U\|_2$, and assumes
440
+ no extra integrability of its derivative. The lemma gives velocity
441
+ uniqueness; the $L^2$ pressure representative is then zero.
442
+ Compact support and
443
+ bounded derivatives of the prescribed velocity give its uniform
444
+ energy bound and its global material flow.
445
+ \end{proof}
446
+
447
+
448
+ \subsection{A two-cell append and its guarded inverse}\label{bc:two-cell-section}
449
+ Use Lemma~\ref{lem:bb-window-compiler} with initial frontier $r_0=1$,
450
+ renaming Ready, Go and Back as $M,R,L$ and $(E,P)$ as
451
+ $(\perp,\star)$. The track order is work, mark, history.
452
+ The Ready history coordinate and the marked Back row remain unrestricted;
453
+ the unmarked Back row tests precisely the right-neighbor history.
454
+ Thus the full table, not only its initialized execution, is identical.
455
+ At checkpoint $n$, its frontier is $p_n=1+n>h_n$, where $h_n$ is
456
+ the work-head position, and the exact cycle length is $2(1+n-h_n)+1$.
457
+ Lemma~\ref{lem:bb-window-rectangles} applies with
458
+ $(a,b)=(1,2)$: the complete allowed triple fixes both history writes,
459
+ and its full image has prefix lengths $(1+e,2-e)$.
460
+
461
+ \begin{theorem}[Guarded cylinders in a torus chart]\label{bc:guarded-torus}
462
+ On the unit torus, the fixed label $(1/8,0,0)$ and the strip
463
+ $\{x:x_1\pmod1\in(-1/4,0)\}$ realize halting by a general mean-zero
464
+ force with zero initial velocity and pressure. It is periodic after time
465
+ one and all its mixed derivatives are bounded. The torus comparison
466
+ class gives uniqueness.
467
+ \end{theorem}
468
+ \begin{proof}\label{bc:guarded-torus-proof}
469
+ Let $a$ be the augmented alphabet size and $k$ the control count in
470
+ Lemma~\ref{lem:bb-window-compiler}. Use zero-blank base $B=2a$, and enumerate
471
+ nonterminal and terminal states with positive integer indices $j\ge1$
472
+ and first-coordinate offsets respectively
473
+ $L_0+3j$ and $-L_0-3j$, where $L_0=4k+ka^3+10$.
474
+ Refinement by triples gives at most $N=ka^3$ branches. Their source
475
+ prefix lengths are $(1,2)$ and image lengths $(1+e,2-e)$, so the
476
+ smallest possible grid gap is $B^{-3}$. If $P_i,Q_i$ are lower corners,
477
+ the branch map is
478
+ $Q_i+\diag(B^{-e_i},B^{e_i})(y-P_i)$.
479
+
480
+ Choose three flat ramps $\alpha,\beta,\gamma$, active respectively in
481
+ $(1/8,1/4)$, $(3/8,5/8)$ and $(3/4,7/8)$. Set
482
+ \[
483
+ c_i(t)=((1-\beta)P_i+\beta Q_i,\ i(\alpha-\gamma)),
484
+ \quad l_i=1-\beta+\beta B^{-e_i}.
485
+ \]
486
+ The moving rectangle has side lengths $l_i B^{-1}$ and
487
+ $l_i^{-1}B^{-2}$. Use a physical padding
488
+ $\varepsilon=B^{-3}/4$ around each moving rectangle in three dimensions.
489
+ During ascent and descent the planar endpoint gaps separate these
490
+ neighborhoods; during the affine phase the unit height gaps separate them.
491
+ Use Lemma~\ref{lem:bb-curl} for the paths
492
+ $c_i+\diag(l_i,l_i^{-1},1)(y-(P_i,0))$ and sum the disjoint fields.
493
+ The first coordinate is an endpoint convex combination even though the
494
+ paths are based at lower corners rather than centers. All supports lie
495
+ in $[-2L_0,2L_0]^3$, by the definitions of $L_0$ and $N$.
496
+
497
+ Scale by $\rho=1/(32L_0)$, so the repeated mechanism is supported in
498
+ $[-1/16,1/16]^3$. Load the fixed label $(1/8,0,0)$ to the scaled
499
+ rational input code by a moving translation with cutoff radius $1/32$;
500
+ its support stays in $(-1/4,1/4)^3$. For a nonterminal initial code,
501
+ the entire first coordinate during loading is positive, and subsequent
502
+ nonterminal branches have first coordinate greater than $1/32$.
503
+ Terminal codes have first coordinate less than $-1/32$. Hence the stated
504
+ strip detects exactly terminal entry, including initial halting, without
505
+ any wraparound artifact. Periodize the compact curl fields and recompute
506
+ the force at physical $\nu$. Mean zero, bounded derivatives and comparison
507
+ follow from Lemma~\ref{bc:analytic}.
508
+ \end{proof}
509
+
510
+ \subsection{A filled half-line and mean-corrected vertical motion}
511
+ \label{bc:halfline-section}
512
+ The next recorder starts with an infinite constant history tail rather
513
+ than a single frontier symbol. Its guard and its mean-zero vertical
514
+ realization both have independent roles.
515
+
516
+ \begin{lemma}[History at a filled half-line]\label{bc:halfline-table}
517
+ A finite guarded table has a full-domain inverse and simulates the original
518
+ machine from a tape with a separately constant tail in each direction.
519
+ At checkpoint $n$ its nonempty history cells are exactly the absolute
520
+ indices below $2+n$.
521
+ \end{lemma}
522
+ \begin{proof}\label{bc:halfline-table-proof}
523
+ Normalize to one halt state $h$. For $i=(q,a)\in I=(Q\setminus\{h\})\times A$,
524
+ write $\delta(q,a)=(q_i,b_i,e_i)$. History letters are
525
+ $\mathcal H=\{\perp,\#\}\sqcup I$, with
526
+ $\mathcal H_+=\{\#\}\sqcup I$. The tracks are work, mark and history;
527
+ controls are $\mathsf R_q,\mathsf B_q,\mathsf T_i,\mathsf S_i$.
528
+ Write $\ell_j$ for the history at relative cell $j$.
529
+ Here is the complete table, with unmentioned cells unchanged:
530
+ \begin{equation}\label{bc:halfline-rules}
531
+ \begin{array}{c|c|c|l}
532
+ \text{input}&\text{output}&\text{move}&\text{condition}\\\hline
533
+ \mathsf R_q(a,0,k)&\mathsf T_i(b_i,0,k)&e_i&i=(q,a),\ q\ne h\\
534
+ \mathsf T_i(c,0,k)&\mathsf S_i(c,1,k)&1&k\in\mathcal H_+\\
535
+ \mathsf S_i(c,0,k)&\mathsf S_i(c,0,k)&1&k\in\mathcal H_+\\
536
+ \mathsf S_i(c,0,\perp)&\mathsf B_{q_i}(c,0,i)&0&\ell_{+1}=\perp\\
537
+ \mathsf B_q(c,0,k)&\mathsf B_q(c,0,k)&-1&k\in\mathcal H_+\\
538
+ \mathsf B_q(c,1,k)&\mathsf R_q(c,0,k)&0&k\in\mathcal H_+.
539
+ \end{array}
540
+ \end{equation}
541
+ Initialize $\mathsf R_{q_0}$ at head zero with marks zero, history $\#$
542
+ at every index below two and $\perp$ elsewhere. At checkpoint $n$, the
543
+ work head $p_n$ has $|p_n|\le n$ and the boundary is $r_n=2+n$.
544
+ After the work move, $p'=p_n+e_i\le n+1<r_n$. Thus the mark is placed
545
+ on nonempty history, and the right scan reaches the first empty cell.
546
+ Its right neighbor is also empty, so the append is allowed. A finite
547
+ left scan returns to and erases the unique mark. The new boundary is
548
+ $r_n+1$; no other work symbol changes. The filler boundary at absolute
549
+ index two is permanent, so it also retains the tape's absolute alignment.
550
+
551
+ Into $\mathsf T_i$ the tag gives the old work instruction and shift.
552
+ Into $\mathsf S_i$, both shifts are rightward, and the mark at the old
553
+ cell distinguishes entry from a loop. Into $\mathsf B_q$, an output
554
+ with empty history at offset $+1$ must be an append: its current record
555
+ identifies $i$. An output of a leftward loop has nonempty history at
556
+ that offset, since it is the old current cell. This is exactly why the
557
+ append guard is necessary. Into $\mathsf R_q$ only mark erasure applies.
558
+ Each case gives a unique predecessor on the full domain. In particular,
559
+ entry into $\mathsf B_q$ may have displacement zero or minus one;
560
+ the neighboring history, rather than the target control alone, recovers
561
+ that displacement. Apply Lemma~\ref{lem:bb-window-rectangles} with
562
+ $(a,b)=(1,2)$, refining by the full cells at $-1,0,1$.
563
+ Its full-domain injectivity hypothesis has just been proved, and every
564
+ write and displacement lies in the allowed window. It therefore gives
565
+ full image cylinders and separately disjoint closed rectangle families.
566
+ \end{proof}
567
+
568
+ Enumerate the resulting branches by $i=1,\ldots,N$, with displacements
569
+ $e_i$. Number the augmented alphabet by $0,\ldots,k-1$, use base $b=3k+1$
570
+ and digits $1+3\ell$. Two different prefixes have gaps at least
571
+ $2b^{-r}$ at their first differing place $r$. Codes lie in the interior
572
+ of their intervals. If there are $K$ controls, let $\sigma_0=1/[8(K+1)]$.
573
+ Put the terminal state's lower corner at $(3/4,1/4)$ and the other lower
574
+ corners at $(1/8+2\ell\sigma_0,1/4)$ for $0\le\ell<K-1$, giving every state square side
575
+ $\sigma_0$. Their branch rectangles have sides
576
+ $\sigma_0b^{-1},\sigma_0b^{-2}$ and image sides
577
+ $\sigma_0b^{-(1+e)},\sigma_0b^{-(2-e)}$. The families are separately
578
+ disjoint by the full inverse. Every endpoint rectangle is contained in
579
+ \begin{equation}\label{bc:halfline-code}
580
+ F=[1/8,7/8]\times[1/4,3/8],\qquad z_*=1/4.
581
+ \end{equation}
582
+ All nonterminal state squares have first coordinate at most $3/8$.
583
+
584
+ \begin{proposition}[Mean-corrected vertical transport]\label{bc:halfline-transport}
585
+ The preceding full rectangles at height $z_*$ have an effective mean-zero
586
+ solenoidal realization on the unit torus. Every tracked first coordinate
587
+ is between its endpoint values throughout the transition.
588
+ \end{proposition}
589
+ \begin{proof}\label{bc:halfline-transport-proof}
590
+ For a source rectangle $D$, choose a planar cutoff $\theta_D$ with
591
+ padding $\varepsilon=\sigma_0b^{-3}/4$, equal to one near $D$. Define
592
+ \[
593
+ \kappa_D(x,y)=\theta_D(x,y)-\theta_D(x,y-1/2)
594
+ \]
595
+ periodically. It has integral zero. On its own source it equals one,
596
+ and on all other sources it equals zero; the shifted copy lies away from
597
+ $F$. Use the same construction for target rectangles $E$. Assign branch
598
+ $i$ the height $z_i=1/2+i/[4(N+1)]$ and choose disjoint height cutoffs
599
+ $\rho_i$ equal to one near $z_i$, with padding $1/[16(N+1)]$. The
600
+ vertical fields with speeds
601
+ \[
602
+ Z_D(x,y)=\sum_i(z_i-z_*)\kappa_{D_i}(x,y),\qquad
603
+ Z_E(x,y)=\sum_i(z_i-z_*)\kappa_{E_i}(x,y)
604
+ \]
605
+ are divergence free and mean zero, because they are independent of $z$.
606
+
607
+ Let $\chi$ equal one near $F$, with planar padding $1/32$. For branch
608
+ $i$, let $p_i,q_i$ be the source and target centers and put $d_i=q_i-p_i$, $c_i(\mu)=p_i+\mu d_i$,
609
+ $l_i=1-\mu+\mu b^{-e_i}$ and
610
+ \[
611
+ H_i=\chi\left[d_{i,1}y-d_{i,2}x+
612
+ \frac{b^{-e_i}-1}{l_i}(x-c_{i,1})(y-c_{i,2})\right].
613
+ \]
614
+ The middle field $W(\mu)=\sum_i\rho_i(z)(\partial_yH_i,-\partial_xH_i,0)$
615
+ is divergence free and mean zero. The path
616
+ \begin{equation}\label{bc:halfline-path}
617
+ c_i(\mu)+\diag(l_i,l_i^{-1})(\zeta-p_i)
618
+ \end{equation}
619
+ stays in $F$: the first side is interpolated linearly and the reciprocal
620
+ inequality \eqref{eq:ba-reciprocal-envelope} bounds the second side
621
+ by the interpolated endpoint sides. Thus $\chi=1$ along the entire
622
+ path, and differentiation gives its exact velocity.
623
+ For three ordered flat ramps $\alpha_0,\alpha_1,\alpha_2$ on a unit
624
+ interval, the complete field is
625
+ \begin{equation}\label{bc:halfline-period}
626
+ V=\alpha_0'(0,0,Z_D)+\alpha_1'W(\alpha_1)
627
+ -\alpha_2'(0,0,Z_E).
628
+ \end{equation}
629
+ It lifts each source, performs its affine map in its own height layer,
630
+ and lowers it at its target. The first coordinate is unchanged during
631
+ vertical motion and is an endpoint convex combination in the middle.
632
+ All statements hold on the full rectangles by the cutoff plateaus and
633
+ ODE uniqueness. The zero-mean correction acts away from the computational
634
+ rectangles and therefore changes none of these paths.
635
+ \end{proof}
636
+
637
+ \begin{theorem}[A fixed strip with half-line history]\label{bc:halfline-event}
638
+ On $\T^3$, the fixed label $(1/8,1/4,1/4)$ and strip
639
+ $2/3<x_1<15/16$ realize halting by a general mean-zero force, with zero
640
+ initial velocity and pressure, bounded mixed derivatives and period one
641
+ after time one. For a fixed machine only the loading field depends on the
642
+ input. The material maps are volume-preserving diffeomorphisms, and the
643
+ velocity and material-acceleration identities of
644
+ Lemma~\ref{lem:p2-realization} hold.
645
+ \end{theorem}
646
+ \begin{proof}\label{bc:halfline-event-proof}
647
+ The two initial tape tails are separately constant, so their radix sums
648
+ are computable rationals, even though the left history tail is filled.
649
+ Load the fixed label to that code at height $z_*$ by the planar Hamiltonian
650
+ $\chi(d_x y-d_y x)$ with a flat scalar schedule. The segment stays in $F$.
651
+ A nonterminal load and every nonterminal phase have first coordinate at
652
+ most $3/8$; a terminal code lies in the stated strip. For an initially
653
+ terminal machine the loading endpoint suffices. Repeat
654
+ \eqref{bc:halfline-period} after time one. Checkpoint simulation and the
655
+ intermediate-time guard prove the event equivalence. The common analytic
656
+ lemma proves force effectivity, uniqueness, boundedness and the asserted
657
+ flow identities. In particular $U=(\partial_t\Phi_t)\circ\Phi_t^{-1}$ and
658
+ $\partial_{tt}\Phi_t=(f-\nabla p+\nu\Delta U)\circ\Phi_t$; these are
659
+ identities for the constructed flow, not additional unknown equations.
660
+ \end{proof}
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/initialization.tex CHANGED
@@ -1,574 +1,574 @@
1
- \section{Choosing initialization and the observer}
2
- \label{sec:bb-initialization}
3
-
4
- The preceding recorders supply complete instruction tables. We now
5
- specify how their boxes are positioned and how the fixed material label
6
- becomes the initial code. We compare one-time loading, a loading branch
7
- repeated in every cycle, and chart translations that place the initial
8
- code at the label itself. The latter two choices can preserve periodicity
9
- from time zero. Each construction also needs a bound between integer
10
- rule times; the endpoint coding alone does not give a material event.
11
-
12
- Unless stated otherwise, the force in this section is the residual
13
- \eqref{eq:bb-residual}, with pressure zero. Its smoothness, all-order
14
- mixed derivative bounds, finite effective prescription and uniqueness
15
- are as in Proposition~\ref{prop:bb-realization}. Whole-space forces
16
- have one compact spatial support; torus forces have zero spatial mean.
17
- All statements use a fixed positive computable viscosity, with the
18
- relative interpretation of that proposition for arbitrary fixed
19
- positive viscosity.
20
-
21
- \subsection{Torus loading and direct chart placement}
22
-
23
- \begin{proposition}[A move-first material test]\label{thm:bb-torus33}
24
- The move-first recorder has a unit-torus realization, periodic after
25
- $t=1$, whose fixed label $(1/4,1/2,1/4)$ enters
26
- $\{x_1\in(1/2,1)\pmod1\}$ exactly when the work machine halts.
27
- For a fixed machine only the loading interval depends on the input.
28
- \end{proposition}
29
- \begin{proof}\label{proof:bb-torus33}
30
- Use Lemma~\ref{lem:bb-movefirst}, let $\Sigma$ be its full cell alphabet,
31
- and enumerate its $N$ controls by $i=1,\ldots,N$.
32
- Set $s=1/[16(N+1)]$ and give the $i$th control a square
33
- of side $s$ centered at
34
- \[
35
- m_i=(o_i+i/[4(N+1)],1/2),\qquad
36
- o_i=\begin{cases}5/8,&C_q\text{ with }q\text{ halting},\\1/8,&\text{otherwise}.
37
- \end{cases}
38
- \]
39
- Use odd digits and $B=2|\Sigma|+2$. The code at height $z_0=1/4$
40
- is $(m_i+s(E(L)-1/2,E(R)-1/2),z_0)$.
41
- It is rational initially. Lemma~\ref{lem:bb-onecell} gives $J$
42
- branches with separately separated rectangles, all side lengths at
43
- most $s$ and endpoints on the grid of mesh
44
- $[32(N+1)B^2]^{-1}$. For branch $j$ choose height
45
- $z_j=1/2+j/[4(J+1)]$. Use the three-phase lift of
46
- Lemma~\ref{lem:bb-lift-parking}, with exponential middle scale
47
- $\lambda_j^\theta$ and center interpolation. A padding parameter
48
- \[
49
- \epsilon=\min\{1/128,[320(N+1)B^2]^{-1},[40(J+1)]^{-1}\}
50
- \]
51
- separates the enlarged sheets in the source, height, and target phases
52
- and keeps them inside the unit cube. Their thickness may then be
53
- chosen positive by Lemma~\ref{lem:bb-curl}. For $J=0$ the repeated
54
- field is zero.
55
-
56
- During $[0,1]$ a localized curl translation takes the fixed label
57
- along the segment to the initial code. Both segment and a small
58
- padding lie in the chart. Repeat the branch pulse thereafter.
59
- At each subsequent integer time the particle is the next table code.
60
- If both endpoint controls are nonhalting, the interpolated center and
61
- half-width bounds give $x_1<3/8+s<1/2$ throughout the motion.
62
- The loader also stays below $1/2$ in a nonhalting run. A halting
63
- checkpoint lies in the upper half, reached in finitely many positive
64
- local steps; an initial halt is reached at the end of loading.
65
- This proves the event for every real time.
66
- \end{proof}
67
-
68
- \begin{proposition}[A guarded-window material test]\label{thm:bb-window37}
69
- The table of Lemma~\ref{lem:bb-window-compiler} has a unit-torus
70
- realization, periodic after $t=1$, with fixed label $(1/4,1/4,1/4)$
71
- and event $x_1\in(1/2,7/8)\pmod1$, occurring exactly when the
72
- work machine halts. At work step $n$ its next
73
- checkpoint occurs after exactly $2(p_n-h_n)+1\le4n+5$ unit periods.
74
- \end{proposition}
75
- \begin{proof}\label{proof:bb-window37}
76
- Choose $r_0=2$ in Lemma~\ref{lem:bb-window-compiler}: initially the
77
- frontier is at cell two, all other history cells are empty, and all
78
- marks are zero. Thus $p_n=n+2$, with records in cells $2,\ldots,n+1$.
79
- Split the full three-cell windows $[-1,1]$ and apply
80
- Lemma~\ref{lem:bb-window-rectangles} with $(a,b)=(1,2)$.
81
- Let $\mathcal A$ be the full cell alphabet of this window table and use
82
- odd digits in base $B=2|\mathcal A|+1$.
83
- For $S$ controls let $\epsilon=1/[16(S+1)]$ and place their squares
84
- at $o_s+\epsilon[0,1]^2$, where
85
- \[
86
- o_s=(\xi_s,1/4+2\kappa(s)\epsilon),\quad
87
- \kappa(s)\in\{1,\ldots,S\},\quad
88
- \xi_s=\begin{cases}5/8,&s\text{ halting Ready},\\1/4,&\text{otherwise}.
89
- \end{cases}
90
- \]
91
- Write $J$ for the number of branches and $e_j$ for branch $j$'s cursor
92
- displacement. The full source and target rectangle gaps are at least
93
- $\epsilon B^{-3}$. Put their common height at $1/4$, assign branch
94
- $j$ height $1/2+j/[4(J+1)]$, and use the exponential middle scale
95
- $\operatorname{diag}(B^{-e_j\theta},B^{e_j\theta},1)$.
96
- Take one tenth of
97
- $\min(1/32,\epsilon B^{-3},1/[4(J+1)])$ as padding.
98
- Horizontal source and target gaps and the private heights separate
99
- the three phases, while all widths remain at most $\epsilon$.
100
- The strain can equivalently be generated by
101
- $(0,0,-e_j\dot\theta\log B\,(x_1-c_{j1})(x_2-c_{j2}))$,
102
- retaining the explicit diagonal-strain implementation.
103
-
104
- A first unit interval loads the label along the segment to the rational
105
- initial code. Thereafter the exact rectangle action and the compiler
106
- lemma give checkpoint times $t_0=1$ and
107
- $t_{n+1}=t_n+2(p_n-h_n)+1$. A nonhalting center stays in
108
- $[1/4,1/4+\epsilon]$, with half-width at most $\epsilon/2$;
109
- thus every intermediate first coordinate remains below $1/2$.
110
- The loader has the same exclusion. Halt codes are in
111
- $[5/8,5/8+\epsilon]$, inside the observer, including an initial halt.
112
- The history block starts at the known absolute cell two, so the
113
- head-relative code also recovers absolute indexing at checkpoints.
114
- \end{proof}
115
-
116
- \begin{proposition}[Two direction-recording placements]
117
- \label{thm:bb-aligned38}\label{thm:bb-direction39}
118
- The direction recorder gives both of the following realizations.
119
- \begin{enumerate}
120
- \item On $\R^3$, with its passive origin bit, there is a force periodic
121
- from time zero and a fixed-origin event $X_1(t;0)<-5$. Input dependence
122
- can be confined to two translations of the state charts. On every
123
- implemented full box the first coordinate is a convex combination
124
- of its endpoint first coordinates.
125
- \item On the unit torus, without the passive track, a force periodic
126
- after $t=1$ has fixed label $(1/8,1/8,1/4)$ and event
127
- $x_1\in(1/2,7/8)\pmod1$. For a fixed machine its repeated part is
128
- independent of the input.
129
- \end{enumerate}
130
- Both events are equivalent to halting.
131
- \end{proposition}
132
- \begin{proof}\label{proof:bb-aligned38}\label{proof:bb-direction39}
133
- For the first case introduce a fresh terminal state $\dagger$ and
134
- replace every missing instruction and every originally terminal
135
- state--symbol pair by a write-preserving stationary transition into it.
136
- The original initial control is therefore nonterminal in this normalized
137
- table, even when the original machine is initially halted. Apply
138
- Lemma~\ref{lem:bb-direction} with its passive origin track, and let
139
- $\mathcal A$ be the resulting full cell alphabet. Use odd digits in
140
- base $B=2|\mathcal A|+1$
141
- and initial fractions $x_*,y_*$. Index the initial main state by zero,
142
- the main $\dagger$ states by distinct negative integers, and the rest
143
- by distinct positive integers. State $s$ has placement
144
- \[
145
- (x,y)\longmapsto(10k(s)+x-x_*,y-y_*).
146
- \]
147
- The initialized point is zero; nonhalt codes have first coordinate
148
- $>-1$, and halt codes $<-5$. Thicken the rectangles of
149
- Lemma~\ref{lem:bb-onecell} by $[-1,1]$, give branch $i$ height $10i$,
150
- and use the linear scale $g_i=1+\theta(\lambda_i-1)$ in the lift
151
- schedule. A padding smaller than one tenth of the minimum of one
152
- and all within-family planar gaps suffices. The middle strain has
153
- potential $(0,0,(\dot g_i/g_i)(x_1-c_{i1})(x_2-c_{i2}))$.
154
- Equation~\eqref{eq:bb-convex-coordinate} excludes every nonhalting
155
- visit to $x_1<-5$. The table and routing are fixed for the machine;
156
- only $x_*,y_*$ change with the input. The passive origin bit remains
157
- at physical cell zero, so no absolute tape information is discarded.
158
-
159
- For the second case first merge all halting work states into a single
160
- state $q_h$, redirecting incoming transitions and retaining initial halting.
161
- Delete the passive track from the direction recorder, and now let
162
- $\mathcal A$ denote that full alphabet. Use odd digits with
163
- $B=2|\mathcal A|+2$ and
164
- $\lambda=1/[16(J+1)]$, where $J$ counts the controls. Number them
165
- from zero and set
166
- \[
167
- S_s(x,y)=(A_s+\lambda x,1/4+\lambda y),\qquad
168
- A_s=2\lambda\operatorname{index}(s)+
169
- \begin{cases}5/8,&s=M(q_h,e),\\1/4,&\text{otherwise}.
170
- \end{cases}
171
- \]
172
- The nonhalt squares lie in $[1/4,3/8]\times[1/4,1/4+\lambda]$;
173
- halt squares lie in $[5/8,3/4]\times[1/4,1/4+\lambda]$.
174
- Write $m$ for the number of branches. Use coding height $1/4$,
175
- branch heights $1/2+i/[4(m+1)]$, and
176
- the same linear first scale. One hundredth of the minimum of
177
- $1/16$, $1/[4(m+1)]$, and the source and target planar gaps is
178
- valid padding; absent pair gaps are omitted. All supports lie inside
179
- the cube, and all horizontal widths are at most $\lambda$.
180
- A localized translation with padding $1/1000$ loads the rational
181
- initial point from the fixed label in one unit interval.
182
-
183
- In a nonhalting period the center has first coordinate at most $3/8$
184
- and half-width at most $\lambda/2$, hence is below $1/2$; loading
185
- has the same bound. Halting codes lie in the observer. The exact
186
- sampling induction gives one table step per period, with checkpoint
187
- cycle $2(k+1-h_k)+3$. The record block beginning at cell one
188
- recovers absolute indexing at checkpoints. An initial halt is
189
- observed at time one.
190
- \end{proof}
191
-
192
-
193
- \subsection{A one-time torus loader}
194
-
195
- The next placement uses a separate first interval to load the code. Only
196
- the instruction cycle is then repeated, so periodicity begins at time one.
197
-
198
- \begin{theorem}[A separate one-unit loader on the torus]
199
- \label{ba:loaded-torus}
200
- For every machine and finite input and every fixed computable $\nu>0$,
201
- there is an effective smooth
202
- mean-zero force, one-periodic for $t\ge1$ with bounded mixed derivatives,
203
- whose unique smooth zero-data solution with zero normalized pressure
204
- satisfies
205
- \[
206
- \exists t\ge0:\ \Phi_t(1/2,1/2,1/4)
207
- \in(1/16,1/4)\times\mathbb T^2
208
- \quad\Longleftrightarrow\quad\text{halting}.
209
- \]
210
- Uniqueness holds in the classical class of Section~\ref{sec:model}.
211
- \end{theorem}
212
- \begin{proof}\label{ba:loaded-torus-proof}
213
- Use the single-halt move-first recorder of
214
- Lemma~\ref{lem:bb-movefirst}, without an entry state. Let
215
- $\Gamma$ be its full alphabet and $N$ its number of controls. Put
216
- $B=2|\Gamma|+1$, $a=1/(16N)$, the halt square at
217
- $(1/8,1/4)+a[0,1]^2$, and the other squares at
218
- $(1/2+2ja,1/4)+a[0,1]^2$, $0\le j\le N-2$.
219
- Use the minimal subdivision, so right and stay moves are not split by
220
- the left letter. Its gaps are at least $a/B^2$.
221
- For $M$ branches choose
222
- \[
223
- h=\frac1{64(M+1)},\quad Z_i=\frac12+\frac{i}{4(M+1)},\quad
224
- \varepsilon=\min\{1/128,h/4,a/(4B^2)\}.
225
- \]
226
- Apply linear-first-scale full-box routing from height $z_0=1/4$.
227
- Middle heights differ by $16h$; source and target gaps handle the
228
- vertical phases. Centers lie in
229
- $[1/8,5/8]\times[1/4,5/16]$, widths are at most $a$, and all padded
230
- boxes lie in $(1/16,15/16)^3$. This is a construction on the specified
231
- unit torus, with no change of physical viscosity.
232
-
233
- In the first unit interval translate a box of side $1/64$ from the
234
- fixed label to the rational initial code, using Lemma~\ref{lem:bb-curl}.
235
- The segment and a small padding lie inside the same chart. Repeat
236
- only the instruction cycle afterward. Code induction proves the
237
- checkpoint identities. A halting code has first coordinate in
238
- $[1/8,3/16]$, including an initial halt reached by loading. For a
239
- nonhalting run both centers of every used branch have first coordinate
240
- at least $1/2$, with half-width at most $a/2$; loading has the same
241
- lower center bound. Hence the particle always stays to the right of
242
- $1/4$. Residual realization proves every analytic assertion. The
243
- separate loading field accounts for the qualification $t\ge1$ in the
244
- periodicity statement.
245
- \end{proof}
246
-
247
-
248
- \subsection{Repeated torus loading branches}\label{ba:torus}
249
-
250
- A loader can instead be one branch of every period. To keep its target
251
- separate from all computational targets, place the initial code in a state
252
- square with no incoming instruction. This condition concerns the entire
253
- target family, not only the distinguished execution. We implement the
254
- same startup principle first with full boxes, then with fixed columns.
255
-
256
- \begin{theorem}[A loader repeated as part of the processor]
257
- \label{ba:periodic-torus}
258
- For every finite machine and input, and every fixed computable $\nu>0$,
259
- there is an effective smooth mean-zero force on the unit flat torus,
260
- one-periodic from time zero, with all mixed derivatives bounded. Its
261
- zero-data solution has pressure zero, is unique in the classical class
262
- of Section~\ref{sec:model}, and satisfies
263
- \[
264
- \exists t\ge0:\ \Phi_t(1/8,1/8,1/4)
265
- \in\{5/8<X_1<7/8\}
266
- \quad\Longleftrightarrow\quad\text{the machine halts}.
267
- \]
268
- The one repeated cycle implements all instruction branches and its
269
- loading branch.
270
- \end{theorem}
271
- \begin{proof}\label{ba:periodic-torus-proof}
272
- Normalize to one halt state and prepend a new nonhalting state $q_I$
273
- whose rule preserves the scanned letter, stays, and enters the original
274
- initial state. No machine rule targets $q_I$. Apply the move-first
275
- recorder of Lemma~\ref{lem:bb-movefirst} and omit the unused controls
276
- $P_{q_I},T_{q_I}$. Then the entry control $C_{q_I}$ has no incoming local
277
- instruction. Write $\Gamma$
278
- for this recorder's full alphabet. Put $B=2|\Gamma|+1$, let $N$
279
- be the number of controls, and set
280
- $a=1/(16(N+1))$. Use the halt square
281
- $(3/4,1/4)+a[0,1]^2$ and nonhalting squares
282
- $(1/4+2al,1/4)+a[0,1]^2$, $0\le l\le N-2$.
283
- The full subdivision of Lemma~\ref{ba:rectangles} gives source
284
- half-widths $a/(2B)$ in both coordinates.
285
-
286
- Add a square with those half-widths centered at $(1/8,1/8)$ and a
287
- translation to the square centered at the initial entry code. Each
288
- initial tail is at distance at least $1/(B-1)>1/(2B)$ from the endpoints
289
- of $[0,1]$, so the new target lies strictly inside the entry square.
290
- There is no other target in that square. Both enlarged branch lists
291
- therefore remain separately separated, with gaps at least $a/B^2$.
292
- The extra source is separated from all state squares.
293
-
294
- Number the branches, including loading, by $1\le i\le M$. Set
295
- \[
296
- z_0=\tfrac14,\qquad h=\frac1{16(M+1)},\qquad
297
- Z_i=\tfrac12+\frac{i}{4(M+1)},\qquad
298
- \varepsilon=\frac1{10}\min(h,a/B^2).
299
- \]
300
- Thicken each planar source by $[z_0-h,z_0+h]$. Lift the resulting
301
- full box to center height $Z_i$, move it horizontally, and lower it
302
- to $z_0$. For an instruction with displacement $d_i$, use
303
- $D_i=\operatorname{diag}(B^{-d_iw_2},B^{d_iw_2},1)$;
304
- loading has $d_i=0$. Its center is the planar endpoint interpolation
305
- plus $(Z_i-z_0)(w_1-w_3)e_3$. Adjacent middle heights are $4h$ apart,
306
- while the padded half-thickness is $h+\varepsilon<2h$.
307
- Source and target gaps handle the other phases. Horizontal half-widths
308
- never exceed $a/2$, horizontal centers lie between $1/8$ and $3/4+a$,
309
- and vertical centers lie between $1/4$ and $3/4$. The padded motions
310
- are thus strictly inside the unit cube. Lemma~\ref{lem:bb-curl} gives a
311
- chart field, extended periodically in space and time. Its zero time
312
- collars give zero initial velocity.
313
-
314
- The first cycle loads the fixed particle. Each subsequent cycle maps
315
- its exact code to the next local code until the first halt, or forever
316
- in a nonhalting run. Lemma~\ref{lem:bb-movefirst} identifies the finite
317
- checkpoint times with machine steps. The added entry state handles an
318
- original initial halt. A halt code is in the target slab. For a
319
- nonhalting execution every used source and target center, including the
320
- loader, has first coordinate at most $3/8$. Exponential interpolation
321
- keeps the center below that bound and the half-width below $a/2$;
322
- the particle cannot reach $5/8$ at any intermediate time. The final
323
- transition into a halt is not subject to this nonhalting-endpoint bound.
324
- Lemma~\ref{ba:realization} gives the force, its mean, its effective
325
- derivatives, and uniqueness. Repeating the loading field is harmless
326
- to the initialized trajectory and makes the force periodic from zero.
327
- \end{proof}
328
-
329
- \paragraph{A fixed-column implementation.}\label{bc:unit-periodic-section}
330
- The same untargeted-entry condition also permits a repeated initializer
331
- using fixed source and target columns. The next construction retains its
332
- explicit column potentials and its fixed label; its middle motion uses
333
- linear interpolation of the first planar scale.
334
-
335
- \begin{theorem}[A periodic initializer on the unit torus]
336
- \label{bc:unit-periodic-event}
337
- There is an effective halting realization on $\T^3$ with fixed label
338
- $a_*=(3/8,1/4,1/2)$ and fixed strip $5/8<x_1<7/8$, using a smooth
339
- mean-zero general force of period one from time zero. Its initial velocity
340
- and prescribed pressure are zero, every mixed derivative is bounded, and
341
- its kinetic energy is uniformly bounded. The solution is unique in the
342
- torus comparison class.
343
- \end{theorem}
344
- \begin{proof}\label{bc:unit-periodic-event-proof}
345
- Normalize to a single halt and add a new nonhalting start $q_s$, with no
346
- incoming original transition, which performs a dummy unchanged stay move
347
- to the old initial state. This preserves even initial halting. Use the
348
- move-first recorder of Lemma~\ref{lem:bb-movefirst}, with the control names
349
- of Section~\ref{bc:section}, and retain its frontier-writing and return
350
- controls $C_q,D_q$
351
- only for $q$ in the set $Q^+$ of targets of the normalized work table,
352
- including the new dummy transition. In particular its destination, the
353
- old initial state, belongs to $Q^+$, whereas $q_s\notin Q^+$. No recorder
354
- rule therefore targets the ready control $W_{q_s}$. Its
355
- initial frontier is still two and the simulation proof is unchanged.
356
-
357
- Use odd digits in base $B=2K+2$, where $K$ is the recorder alphabet size.
358
- If there are $n$ nonterminal controls, put $\tau=1/[16(n+1)]$. Give
359
- nonterminal states squares of side $\tau$ at lower corners
360
- $(1/8+2\tau j,1/4)$, $0\le j<n$, and put the terminal square at
361
- $(3/4,1/4)$. All nonterminal first coordinates are below $1/4$.
362
- Refine every rule, including right and stationary rules, by the left
363
- letter $\ell$. The full source is $I_\ell\times I_\gamma$, and the
364
- three image rectangles are respectively
365
- \begin{equation}\label{bc:unit-rectangles}
366
- I_{\beta\ell}\times[0,1],\qquad
367
- I_\ell\times I_\beta,\qquad [0,1]\times I_{\ell\beta}.
368
- \end{equation}
369
- They follow from the same affine formulas as Lemma~\ref{lem:bb-onecell}.
370
- The refined sources are separately disjoint; the incoming displacement
371
- and written symbol, together with the extra left prefix where applicable,
372
- separate the images. Thus full geometric separation still holds.
373
-
374
- Let $w_*=(3/8,1/4)$ and let $w_{\rm in}$ be the rational input code in
375
- the untargeted start square. Add the translation from
376
- $w_*+[-\delta,\delta]^2$ to $w_{\rm in}+[-\delta,\delta]^2$, where
377
- $\delta=\tau/(10B^2)$. The source lies away from every state square.
378
- The target lies strictly inside the start square: odd-digit codes have
379
- distance at least $1/(B-1)$ from zero and at least $2/(B-1)$ from one,
380
- both larger than $1/(10B^2)$. It meets no computational image because
381
- none targets that state. This extended list still has separately disjoint
382
- source and target families, even though a target can overlap a source.
383
-
384
- We give the torus transport explicitly to keep the startup claim separate
385
- from the whole-space column construction. All rectangles initially lie in
386
- $z_0=1/2$. For $m$ branches assign heights
387
- $z_j=1/2+j/[4(m+1)]$. Choose planar source and target cutoffs equal to
388
- one on neighborhoods of their rectangles, with padding less than one tenth
389
- of every relevant pairwise gap and chart-face margin; a missing pairwise
390
- minimum is omitted. Let $\eta(z)$ equal one near $[1/2,3/4]$ and have
391
- padding $1/16$. The source column field
392
- \[
393
- Z_j=\nabla\times(0,x\chi_j(x,y)\eta(z),0)
394
- \]
395
- equals $e_3$ along its source column; the target analogue $Z'_j$ does
396
- so along the target column. These fields have compact support in the
397
- open unit cube and zero spatial mean after periodization.
398
-
399
- For the middle phase use the center path
400
- $c_j=(1-\mu)p_j+\mu q_j$ and scale
401
- $l_j=1-\mu+\mu a_j$, where $a_j$ is the branch's horizontal scale.
402
- Choose $\xi_j$ equal to one near the planar coordinate bounding rectangle
403
- of the endpoints, and disjoint height cutoffs $\rho_j$ at $z_j$ with
404
- padding $1/[16(m+1)]$. For three successive flat ramps $\theta_1,
405
- \theta_2,\theta_3$, put $c_j=c_j(\theta_2)$, $l_j=l_j(\theta_2)$ and
406
- \[
407
- \Psi_j=\xi_j\rho_j\left[
408
- \dot c_{j,1}(y-c_{j,2})-\dot c_{j,2}(x-c_{j,1})
409
- +\frac{\dot l_j}{l_j}(x-c_{j,1})(y-c_{j,2})\right].
410
- \]
411
- The full velocity is
412
- \begin{equation}\label{bc:unit-V}
413
- V=\sum_j(z_j-z_0)\theta_1'Z_j
414
- +\sum_j(\partial_y\Psi_j,-\partial_x\Psi_j,0)
415
- +\sum_j(z_0-z_j)\theta_3'Z'_j.
416
- \end{equation}
417
- It lifts all full rectangles, performs the reciprocal affine motions in
418
- separate layers, and lowers them. In the middle phase the exact planar path
419
- is $c_j+\diag(l_j,l_j^{-1})(\zeta-p_j)$. The swept-rectangle bound in
420
- Lemma~\ref{ba:two-interpolations} keeps it inside the coordinate bounding
421
- rectangle of the endpoints. The first coordinate is an endpoint convex combination.
422
- The cutoffs are therefore one along every claimed path. Differentiation
423
- and uniqueness prove the assigned full maps. The entire construction is
424
- supported in the open unit cube and has zero collars in phase.
425
-
426
- Extend it with period one in phase and periodically in space. It is zero
427
- at time zero, so its residual has the required period from time zero.
428
- During the first period the distinguished particle follows the initializer;
429
- its first coordinate stays below $1/2$. Thereafter it follows the recorder.
430
- Every nonterminal transition remains below $1/4$, whereas a terminal code
431
- lies inside $5/8<x_1<7/8$. It cannot return to the initializer source,
432
- whose square lies at $x_1=3/8$. The dummy instruction handles initial
433
- halting without changing the observation rule. Lemma~\ref{bc:analytic}
434
- now proves all analytic assertions, including uniform energy on the compact
435
- torus. The force formula includes every branch, the initializer included,
436
- in each period; it uses no precomputed execution.
437
- \end{proof}
438
-
439
-
440
- \subsection{A repeated loading instruction}
441
-
442
- The next construction incorporates loading in a different symbolic table:
443
- its instructions replace finite prefixes of two stacks. A replacement can
444
- change planar area, so the third coordinate compensates for the product
445
- of the two planar scales. Evacuation and delivery then realize the
446
- resulting volume-preserving boxes in every period.
447
-
448
- \begin{theorem}[Periodic prefix-box realization]\label{thm:bb-prefix29}
449
- For every deterministic machine and finite input, a compactly supported
450
- smooth force on $\R^3$, periodic with period one from time zero,
451
- realizes the fixed-origin halting event
452
- \[
453
- \exists t\ge0:\quad X(t;0)\in(-4,-1)\times(-1,2)\times(-1,1)
454
- \quad\Longleftrightarrow\quad\text{halting}.
455
- \]
456
- The force has bounded mixed derivatives and the unique zero-data
457
- solution in the class of Proposition~\ref{prop:bb-realization}.
458
- Its finite program uses full volume-preserving boxes; no solenoidal
459
- condition is imposed on the force itself.
460
- \end{theorem}
461
- \begin{proof}\label{proof:bb-prefix29}
462
- Normalize to one halting work state $q_h$, redirecting incoming
463
- transitions to it and replacing missing nonhalting rules by unchanged-letter
464
- stay moves into it. This preserves initial halting.
465
- Write $\Gamma$ for the work alphabet, $b$ for its blank, $q_0$ for the
466
- initial control, and $\omega$ for the finite input word.
467
- For top-first stacks $L,R$, a rule
468
- $(s,\alpha,\beta)\rightsquigarrow(r,\gamma,\eta)$ replaces the
469
- two displayed prefixes and leaves their independent infinite tails
470
- unchanged. Introduce fresh state $s_0$, boundary letter $S$ and mark
471
- letter $M$. The preliminary rules are
472
- \[
473
- (s_0,\varepsilon,\varepsilon)\rightsquigarrow(q_0,S,\omega)
474
- \]
475
- and, for each work transition $(q,a)\mapsto(r,c,d)$,
476
- \[
477
- \begin{array}{c|l}
478
- d&\text{preliminary rules}\\\hline
479
- 1&(q,\varepsilon,a)\rightsquigarrow(r,c,\varepsilon)\\
480
- 0&(q,\varepsilon,a)\rightsquigarrow(r,\varepsilon,c)\\
481
- -1&(q,v,a)\rightsquigarrow(r,\varepsilon,vc)\quad(v\in\Gamma),\\
482
- &(q,S,a)\rightsquigarrow(r,S,bc).
483
- \end{array}
484
- \]
485
- The final row exposes the implicit blank beyond the left boundary.
486
- Index each preliminary occurrence by $j$, with target $r(j)$,
487
- and introduce a private control $g_j$ and record letter $\ell_j$.
488
- Replace that occurrence by
489
- $(s,\alpha,\beta)\to(g_j,\gamma,M\eta)$ and add
490
- \begin{equation}\label{eq:bb-prefix-table}
491
- \begin{aligned}
492
- (g_j,v,\varepsilon)&\to(g_j,\varepsilon,v)&&v\in\Gamma,\\
493
- (g_j,S,\varepsilon)&\to(k_{r(j)},S\ell_j,\varepsilon),\\
494
- (k_q,\varepsilon,v)&\to(k_q,v,\varepsilon)&&v\in\Gamma,\\
495
- (k_q,\varepsilon,M)&\to(q,\varepsilon,\varepsilon).
496
- \end{aligned}
497
- \end{equation}
498
- Sources are separated by control and tested top symbols. Into $g_j$,
499
- entry has right top $M$, whereas a loop has a work letter there.
500
- Into $k_q$, entry has left prefix $S\ell_j$, whereas a loop has a
501
- work letter at left top; distinct entries have distinct $\ell_j$.
502
- Into a work state only the last rule enters. Thus both source and
503
- target cylinders are disjoint for arbitrary tails.
504
-
505
- After a preliminary replacement the stacks have form $wSB,MY$,
506
- with $w\in\Gamma^*$. The forward loop transfers $w$, leaving
507
- $SB,w^{\rm rev}MY$. The boundary rule inserts $\ell_j$ behind
508
- $S$, the reverse loop restores $w$, and the final rule removes $M$.
509
- After $2|w|+2$ further instructions the stacks are
510
- $wS\ell_jB,Y$ at control $r(j)$. At a work control, $w$ lists
511
- represented cells left of the head, nearest first; $R$ lists the
512
- current cell and right tail, and cells beyond $S$ on the left are
513
- implicit blanks. The preliminary rules perform exactly the work
514
- write and move. Starting at $(s_0,b^\infty,b^\infty)$, the first
515
- work visit is at rule count three, and consecutive work visits differ
516
- by $3+2|w_{\rm new}|$. This proves finite continuation and the
517
- halting equivalence, including an initially halted input. The
518
- retained records also recover all head displacements.
519
-
520
- Enumerate the enlarged alphabet, blank first, by even digits
521
- $0,2,\ldots,2m-2$ in base $K=2m$. Use prefix intervals $I(v)$
522
- and codes $E$ as in Lemma~\ref{lem:bb-onecell}. Set offsets
523
- $o_{q_h}=-3$, $o_{s_0}=0$, and $3,6,9,\ldots$ for the other controls.
524
- Encode $(s,L,R)$ by $(o_s+E(L),E(R),0)$; its initial value is zero.
525
- For a rule $(s,\alpha,\beta)\to(s',\gamma,\eta)$ put
526
- \[
527
- a_i=K^{|\alpha|-|\gamma|},\quad
528
- b_i=K^{|\beta|-|\eta|},\quad c_i=(a_ib_i)^{-1}.
529
- \]
530
- The full source box is
531
- $(o_s+I(\alpha))\times I(\beta)\times[-1,1]$;
532
- the target is
533
- $(o_{s'}+I(\gamma))\times I(\eta)\times[-c_i,c_i]$.
534
- The center-to-center map has matrix $\operatorname{diag}(a_i,b_i,c_i)$
535
- and determinant one. It implements the prefixes on all codes.
536
- Disjoint cylinders give separated full planar projections in each
537
- family, including blank-tail endpoints.
538
-
539
- Park box $i$ at $(4i,4,0)$, reserving the horizontal rectangle
540
- $[4i-1/2,4i+1/2]\times[7/2,9/2]$.
541
- Let $R=\max(1,c_1,\ldots,c_N)$ and travel at height $Z=2R+3$.
542
- Evacuate all sources to their parking sites, reshape there by
543
- $\operatorname{diag}(a_i^s,b_i^s,c_i^s)$, then deliver all targets.
544
- The two horizontal widths remain at most one, and vertical half-widths
545
- at most $R$. Let $g$ be the minimum of one and the within-family
546
- gaps in the source-plus-parking and target-plus-parking projections.
547
- Padding smaller than $g/8$ works during vertical motion and strain;
548
- at travel height the moving bottom is at least $Z-R>R+2$.
549
- Lemma~\ref{lem:bb-lift-parking} gives the full $7N$-motion schedule.
550
-
551
- Repeat this unit pulse from zero. Nonhalting endpoint boxes and all
552
- parking boxes have nonnegative first coordinate. Translations preserve
553
- that bound, and strain takes place in positive parking envelopes.
554
- Therefore a nonhalting path never enters the negative observation box.
555
- A halting code lies in $[-3,-2]\times[0,1]\times\{0\}$ inside it.
556
- The residual proposition finishes the proof. Loading was a repeated
557
- instruction, so no exceptional first-time force is required.
558
- \end{proof}
559
-
560
-
561
- \begin{remark}[A different observation regime]
562
- For comparison, the distinct velocity-field detector of
563
- \cite[Theorem~1.1(2) and Section~5]{OpenAI379EulerianC} uses
564
- $\R^2\times\T$ and the event
565
- $\int_{\{X_2>0\}\times\T}u_3>1/2$. Its force has globally bounded
566
- mixed derivatives and horizontal support compact on each finite time
567
- interval. The nonnegative scalar velocity has diffusion tails; after
568
- loading its total mass is one. Its cutoff estimate gives loss
569
- $\delta<1/24$, nonhalting mass at most $\delta$ in the observed half-space,
570
- and halting mass above $3/4$. Those conclusions follow from the cited
571
- advection--diffusion proof and have no uniform spatial support assertion.
572
- They are a separate force and observation regime from the material test
573
- proved here.
574
- \end{remark}
 
1
+ \section{Choosing initialization and the observer}
2
+ \label{sec:bb-initialization}
3
+
4
+ The preceding recorders supply complete instruction tables. We now
5
+ specify how their boxes are positioned and how the fixed material label
6
+ becomes the initial code. We compare one-time loading, a loading branch
7
+ repeated in every cycle, and chart translations that place the initial
8
+ code at the label itself. The latter two choices can preserve periodicity
9
+ from time zero. Each construction also needs a bound between integer
10
+ rule times; the endpoint coding alone does not give a material event.
11
+
12
+ Unless stated otherwise, the force in this section is the residual
13
+ \eqref{eq:bb-residual}, with pressure zero. Its smoothness, all-order
14
+ mixed derivative bounds, finite effective prescription and uniqueness
15
+ are as in Proposition~\ref{prop:bb-realization}. Whole-space forces
16
+ have one compact spatial support; torus forces have zero spatial mean.
17
+ All statements use a fixed positive computable viscosity, with the
18
+ relative interpretation of that proposition for arbitrary fixed
19
+ positive viscosity.
20
+
21
+ \subsection{Torus loading and direct chart placement}
22
+
23
+ \begin{proposition}[A move-first material test]\label{thm:bb-torus33}
24
+ The move-first recorder has a unit-torus realization, periodic after
25
+ $t=1$, whose fixed label $(1/4,1/2,1/4)$ enters
26
+ $\{x_1\in(1/2,1)\pmod1\}$ exactly when the work machine halts.
27
+ For a fixed machine only the loading interval depends on the input.
28
+ \end{proposition}
29
+ \begin{proof}\label{proof:bb-torus33}
30
+ Use Lemma~\ref{lem:bb-movefirst}, let $\Sigma$ be its full cell alphabet,
31
+ and enumerate its $N$ controls by $i=1,\ldots,N$.
32
+ Set $s=1/[16(N+1)]$ and give the $i$th control a square
33
+ of side $s$ centered at
34
+ \[
35
+ m_i=(o_i+i/[4(N+1)],1/2),\qquad
36
+ o_i=\begin{cases}5/8,&C_q\text{ with }q\text{ halting},\\1/8,&\text{otherwise}.
37
+ \end{cases}
38
+ \]
39
+ Use odd digits and $B=2|\Sigma|+2$. The code at height $z_0=1/4$
40
+ is $(m_i+s(E(L)-1/2,E(R)-1/2),z_0)$.
41
+ It is rational initially. Lemma~\ref{lem:bb-onecell} gives $J$
42
+ branches with separately separated rectangles, all side lengths at
43
+ most $s$ and endpoints on the grid of mesh
44
+ $[32(N+1)B^2]^{-1}$. For branch $j$ choose height
45
+ $z_j=1/2+j/[4(J+1)]$. Use the three-phase lift of
46
+ Lemma~\ref{lem:bb-lift-parking}, with exponential middle scale
47
+ $\lambda_j^\theta$ and center interpolation. A padding parameter
48
+ \[
49
+ \epsilon=\min\{1/128,[320(N+1)B^2]^{-1},[40(J+1)]^{-1}\}
50
+ \]
51
+ separates the enlarged sheets in the source, height, and target phases
52
+ and keeps them inside the unit cube. Their thickness may then be
53
+ chosen positive by Lemma~\ref{lem:bb-curl}. For $J=0$ the repeated
54
+ field is zero.
55
+
56
+ During $[0,1]$ a localized curl translation takes the fixed label
57
+ along the segment to the initial code. Both segment and a small
58
+ padding lie in the chart. Repeat the branch pulse thereafter.
59
+ At each subsequent integer time the particle is the next table code.
60
+ If both endpoint controls are nonhalting, the interpolated center and
61
+ half-width bounds give $x_1<3/8+s<1/2$ throughout the motion.
62
+ The loader also stays below $1/2$ in a nonhalting run. A halting
63
+ checkpoint lies in the upper half, reached in finitely many positive
64
+ local steps; an initial halt is reached at the end of loading.
65
+ This proves the event for every real time.
66
+ \end{proof}
67
+
68
+ \begin{proposition}[A guarded-window material test]\label{thm:bb-window37}
69
+ The table of Lemma~\ref{lem:bb-window-compiler} has a unit-torus
70
+ realization, periodic after $t=1$, with fixed label $(1/4,1/4,1/4)$
71
+ and event $x_1\in(1/2,7/8)\pmod1$, occurring exactly when the
72
+ work machine halts. At work step $n$ its next
73
+ checkpoint occurs after exactly $2(p_n-h_n)+1\le4n+5$ unit periods.
74
+ \end{proposition}
75
+ \begin{proof}\label{proof:bb-window37}
76
+ Choose $r_0=2$ in Lemma~\ref{lem:bb-window-compiler}: initially the
77
+ frontier is at cell two, all other history cells are empty, and all
78
+ marks are zero. Thus $p_n=n+2$, with records in cells $2,\ldots,n+1$.
79
+ Split the full three-cell windows $[-1,1]$ and apply
80
+ Lemma~\ref{lem:bb-window-rectangles} with $(a,b)=(1,2)$.
81
+ Let $\mathcal A$ be the full cell alphabet of this window table and use
82
+ odd digits in base $B=2|\mathcal A|+1$.
83
+ For $S$ controls let $\epsilon=1/[16(S+1)]$ and place their squares
84
+ at $o_s+\epsilon[0,1]^2$, where
85
+ \[
86
+ o_s=(\xi_s,1/4+2\kappa(s)\epsilon),\quad
87
+ \kappa(s)\in\{1,\ldots,S\},\quad
88
+ \xi_s=\begin{cases}5/8,&s\text{ halting Ready},\\1/4,&\text{otherwise}.
89
+ \end{cases}
90
+ \]
91
+ Write $J$ for the number of branches and $e_j$ for branch $j$'s cursor
92
+ displacement. The full source and target rectangle gaps are at least
93
+ $\epsilon B^{-3}$. Put their common height at $1/4$, assign branch
94
+ $j$ height $1/2+j/[4(J+1)]$, and use the exponential middle scale
95
+ $\operatorname{diag}(B^{-e_j\theta},B^{e_j\theta},1)$.
96
+ Take one tenth of
97
+ $\min(1/32,\epsilon B^{-3},1/[4(J+1)])$ as padding.
98
+ Horizontal source and target gaps and the private heights separate
99
+ the three phases, while all widths remain at most $\epsilon$.
100
+ The strain can equivalently be generated by
101
+ $(0,0,-e_j\dot\theta\log B\,(x_1-c_{j1})(x_2-c_{j2}))$,
102
+ retaining the explicit diagonal-strain implementation.
103
+
104
+ A first unit interval loads the label along the segment to the rational
105
+ initial code. Thereafter the exact rectangle action and the compiler
106
+ lemma give checkpoint times $t_0=1$ and
107
+ $t_{n+1}=t_n+2(p_n-h_n)+1$. A nonhalting center stays in
108
+ $[1/4,1/4+\epsilon]$, with half-width at most $\epsilon/2$;
109
+ thus every intermediate first coordinate remains below $1/2$.
110
+ The loader has the same exclusion. Halt codes are in
111
+ $[5/8,5/8+\epsilon]$, inside the observer, including an initial halt.
112
+ The history block starts at the known absolute cell two, so the
113
+ head-relative code also recovers absolute indexing at checkpoints.
114
+ \end{proof}
115
+
116
+ \begin{proposition}[Two direction-recording placements]
117
+ \label{thm:bb-aligned38}\label{thm:bb-direction39}
118
+ The direction recorder gives both of the following realizations.
119
+ \begin{enumerate}
120
+ \item On $\R^3$, with its passive origin bit, there is a force periodic
121
+ from time zero and a fixed-origin event $X_1(t;0)<-5$. Input dependence
122
+ can be confined to two translations of the state charts. On every
123
+ implemented full box the first coordinate is a convex combination
124
+ of its endpoint first coordinates.
125
+ \item On the unit torus, without the passive track, a force periodic
126
+ after $t=1$ has fixed label $(1/8,1/8,1/4)$ and event
127
+ $x_1\in(1/2,7/8)\pmod1$. For a fixed machine its repeated part is
128
+ independent of the input.
129
+ \end{enumerate}
130
+ Both events are equivalent to halting.
131
+ \end{proposition}
132
+ \begin{proof}\label{proof:bb-aligned38}\label{proof:bb-direction39}
133
+ For the first case introduce a fresh terminal state $\dagger$ and
134
+ replace every missing instruction and every originally terminal
135
+ state--symbol pair by a write-preserving stationary transition into it.
136
+ The original initial control is therefore nonterminal in this normalized
137
+ table, even when the original machine is initially halted. Apply
138
+ Lemma~\ref{lem:bb-direction} with its passive origin track, and let
139
+ $\mathcal A$ be the resulting full cell alphabet. Use odd digits in
140
+ base $B=2|\mathcal A|+1$
141
+ and initial fractions $x_*,y_*$. Index the initial main state by zero,
142
+ the main $\dagger$ states by distinct negative integers, and the rest
143
+ by distinct positive integers. State $s$ has placement
144
+ \[
145
+ (x,y)\longmapsto(10k(s)+x-x_*,y-y_*).
146
+ \]
147
+ The initialized point is zero; nonhalt codes have first coordinate
148
+ $>-1$, and halt codes $<-5$. Thicken the rectangles of
149
+ Lemma~\ref{lem:bb-onecell} by $[-1,1]$, give branch $i$ height $10i$,
150
+ and use the linear scale $g_i=1+\theta(\lambda_i-1)$ in the lift
151
+ schedule. A padding smaller than one tenth of the minimum of one
152
+ and all within-family planar gaps suffices. The middle strain has
153
+ potential $(0,0,(\dot g_i/g_i)(x_1-c_{i1})(x_2-c_{i2}))$.
154
+ Equation~\eqref{eq:bb-convex-coordinate} excludes every nonhalting
155
+ visit to $x_1<-5$. The table and routing are fixed for the machine;
156
+ only $x_*,y_*$ change with the input. The passive origin bit remains
157
+ at physical cell zero, so no absolute tape information is discarded.
158
+
159
+ For the second case first merge all halting work states into a single
160
+ state $q_h$, redirecting incoming transitions and retaining initial halting.
161
+ Delete the passive track from the direction recorder, and now let
162
+ $\mathcal A$ denote that full alphabet. Use odd digits with
163
+ $B=2|\mathcal A|+2$ and
164
+ $\lambda=1/[16(J+1)]$, where $J$ counts the controls. Number them
165
+ from zero and set
166
+ \[
167
+ S_s(x,y)=(A_s+\lambda x,1/4+\lambda y),\qquad
168
+ A_s=2\lambda\operatorname{index}(s)+
169
+ \begin{cases}5/8,&s=M(q_h,e),\\1/4,&\text{otherwise}.
170
+ \end{cases}
171
+ \]
172
+ The nonhalt squares lie in $[1/4,3/8]\times[1/4,1/4+\lambda]$;
173
+ halt squares lie in $[5/8,3/4]\times[1/4,1/4+\lambda]$.
174
+ Write $m$ for the number of branches. Use coding height $1/4$,
175
+ branch heights $1/2+i/[4(m+1)]$, and
176
+ the same linear first scale. One hundredth of the minimum of
177
+ $1/16$, $1/[4(m+1)]$, and the source and target planar gaps is
178
+ valid padding; absent pair gaps are omitted. All supports lie inside
179
+ the cube, and all horizontal widths are at most $\lambda$.
180
+ A localized translation with padding $1/1000$ loads the rational
181
+ initial point from the fixed label in one unit interval.
182
+
183
+ In a nonhalting period the center has first coordinate at most $3/8$
184
+ and half-width at most $\lambda/2$, hence is below $1/2$; loading
185
+ has the same bound. Halting codes lie in the observer. The exact
186
+ sampling induction gives one table step per period, with checkpoint
187
+ cycle $2(k+1-h_k)+3$. The record block beginning at cell one
188
+ recovers absolute indexing at checkpoints. An initial halt is
189
+ observed at time one.
190
+ \end{proof}
191
+
192
+
193
+ \subsection{A one-time torus loader}
194
+
195
+ The next placement uses a separate first interval to load the code. Only
196
+ the instruction cycle is then repeated, so periodicity begins at time one.
197
+
198
+ \begin{theorem}[A separate one-unit loader on the torus]
199
+ \label{ba:loaded-torus}
200
+ For every machine and finite input and every fixed computable $\nu>0$,
201
+ there is an effective smooth
202
+ mean-zero force, one-periodic for $t\ge1$ with bounded mixed derivatives,
203
+ whose unique smooth zero-data solution with zero normalized pressure
204
+ satisfies
205
+ \[
206
+ \exists t\ge0:\ \Phi_t(1/2,1/2,1/4)
207
+ \in(1/16,1/4)\times\mathbb T^2
208
+ \quad\Longleftrightarrow\quad\text{halting}.
209
+ \]
210
+ Uniqueness holds in the classical class of Section~\ref{sec:model}.
211
+ \end{theorem}
212
+ \begin{proof}\label{ba:loaded-torus-proof}
213
+ Use the single-halt move-first recorder of
214
+ Lemma~\ref{lem:bb-movefirst}, without an entry state. Let
215
+ $\Gamma$ be its full alphabet and $N$ its number of controls. Put
216
+ $B=2|\Gamma|+1$, $a=1/(16N)$, the halt square at
217
+ $(1/8,1/4)+a[0,1]^2$, and the other squares at
218
+ $(1/2+2ja,1/4)+a[0,1]^2$, $0\le j\le N-2$.
219
+ Use the minimal subdivision, so right and stay moves are not split by
220
+ the left letter. Its gaps are at least $a/B^2$.
221
+ For $M$ branches choose
222
+ \[
223
+ h=\frac1{64(M+1)},\quad Z_i=\frac12+\frac{i}{4(M+1)},\quad
224
+ \varepsilon=\min\{1/128,h/4,a/(4B^2)\}.
225
+ \]
226
+ Apply linear-first-scale full-box routing from height $z_0=1/4$.
227
+ Middle heights differ by $16h$; source and target gaps handle the
228
+ vertical phases. Centers lie in
229
+ $[1/8,5/8]\times[1/4,5/16]$, widths are at most $a$, and all padded
230
+ boxes lie in $(1/16,15/16)^3$. This is a construction on the specified
231
+ unit torus, with no change of physical viscosity.
232
+
233
+ In the first unit interval translate a box of side $1/64$ from the
234
+ fixed label to the rational initial code, using Lemma~\ref{lem:bb-curl}.
235
+ The segment and a small padding lie inside the same chart. Repeat
236
+ only the instruction cycle afterward. Code induction proves the
237
+ checkpoint identities. A halting code has first coordinate in
238
+ $[1/8,3/16]$, including an initial halt reached by loading. For a
239
+ nonhalting run both centers of every used branch have first coordinate
240
+ at least $1/2$, with half-width at most $a/2$; loading has the same
241
+ lower center bound. Hence the particle always stays to the right of
242
+ $1/4$. Residual realization proves every analytic assertion. The
243
+ separate loading field accounts for the qualification $t\ge1$ in the
244
+ periodicity statement.
245
+ \end{proof}
246
+
247
+
248
+ \subsection{Repeated torus loading branches}\label{ba:torus}
249
+
250
+ A loader can instead be one branch of every period. To keep its target
251
+ separate from all computational targets, place the initial code in a state
252
+ square with no incoming instruction. This condition concerns the entire
253
+ target family, not only the distinguished execution. We implement the
254
+ same startup principle first with full boxes, then with fixed columns.
255
+
256
+ \begin{theorem}[A loader repeated as part of the processor]
257
+ \label{ba:periodic-torus}
258
+ For every finite machine and input, and every fixed computable $\nu>0$,
259
+ there is an effective smooth mean-zero force on the unit flat torus,
260
+ one-periodic from time zero, with all mixed derivatives bounded. Its
261
+ zero-data solution has pressure zero, is unique in the classical class
262
+ of Section~\ref{sec:model}, and satisfies
263
+ \[
264
+ \exists t\ge0:\ \Phi_t(1/8,1/8,1/4)
265
+ \in\{5/8<X_1<7/8\}
266
+ \quad\Longleftrightarrow\quad\text{the machine halts}.
267
+ \]
268
+ The one repeated cycle implements all instruction branches and its
269
+ loading branch.
270
+ \end{theorem}
271
+ \begin{proof}\label{ba:periodic-torus-proof}
272
+ Normalize to one halt state and prepend a new nonhalting state $q_I$
273
+ whose rule preserves the scanned letter, stays, and enters the original
274
+ initial state. No machine rule targets $q_I$. Apply the move-first
275
+ recorder of Lemma~\ref{lem:bb-movefirst} and omit the unused controls
276
+ $P_{q_I},T_{q_I}$. Then the entry control $C_{q_I}$ has no incoming local
277
+ instruction. Write $\Gamma$
278
+ for this recorder's full alphabet. Put $B=2|\Gamma|+1$, let $N$
279
+ be the number of controls, and set
280
+ $a=1/(16(N+1))$. Use the halt square
281
+ $(3/4,1/4)+a[0,1]^2$ and nonhalting squares
282
+ $(1/4+2al,1/4)+a[0,1]^2$, $0\le l\le N-2$.
283
+ The full subdivision of Lemma~\ref{ba:rectangles} gives source
284
+ half-widths $a/(2B)$ in both coordinates.
285
+
286
+ Add a square with those half-widths centered at $(1/8,1/8)$ and a
287
+ translation to the square centered at the initial entry code. Each
288
+ initial tail is at distance at least $1/(B-1)>1/(2B)$ from the endpoints
289
+ of $[0,1]$, so the new target lies strictly inside the entry square.
290
+ There is no other target in that square. Both enlarged branch lists
291
+ therefore remain separately separated, with gaps at least $a/B^2$.
292
+ The extra source is separated from all state squares.
293
+
294
+ Number the branches, including loading, by $1\le i\le M$. Set
295
+ \[
296
+ z_0=\tfrac14,\qquad h=\frac1{16(M+1)},\qquad
297
+ Z_i=\tfrac12+\frac{i}{4(M+1)},\qquad
298
+ \varepsilon=\frac1{10}\min(h,a/B^2).
299
+ \]
300
+ Thicken each planar source by $[z_0-h,z_0+h]$. Lift the resulting
301
+ full box to center height $Z_i$, move it horizontally, and lower it
302
+ to $z_0$. For an instruction with displacement $d_i$, use
303
+ $D_i=\operatorname{diag}(B^{-d_iw_2},B^{d_iw_2},1)$;
304
+ loading has $d_i=0$. Its center is the planar endpoint interpolation
305
+ plus $(Z_i-z_0)(w_1-w_3)e_3$. Adjacent middle heights are $4h$ apart,
306
+ while the padded half-thickness is $h+\varepsilon<2h$.
307
+ Source and target gaps handle the other phases. Horizontal half-widths
308
+ never exceed $a/2$, horizontal centers lie between $1/8$ and $3/4+a$,
309
+ and vertical centers lie between $1/4$ and $3/4$. The padded motions
310
+ are thus strictly inside the unit cube. Lemma~\ref{lem:bb-curl} gives a
311
+ chart field, extended periodically in space and time. Its zero time
312
+ collars give zero initial velocity.
313
+
314
+ The first cycle loads the fixed particle. Each subsequent cycle maps
315
+ its exact code to the next local code until the first halt, or forever
316
+ in a nonhalting run. Lemma~\ref{lem:bb-movefirst} identifies the finite
317
+ checkpoint times with machine steps. The added entry state handles an
318
+ original initial halt. A halt code is in the target slab. For a
319
+ nonhalting execution every used source and target center, including the
320
+ loader, has first coordinate at most $3/8$. Exponential interpolation
321
+ keeps the center below that bound and the half-width below $a/2$;
322
+ the particle cannot reach $5/8$ at any intermediate time. The final
323
+ transition into a halt is not subject to this nonhalting-endpoint bound.
324
+ Lemma~\ref{ba:realization} gives the force, its mean, its effective
325
+ derivatives, and uniqueness. Repeating the loading field is harmless
326
+ to the initialized trajectory and makes the force periodic from zero.
327
+ \end{proof}
328
+
329
+ \paragraph{A fixed-column implementation.}\label{bc:unit-periodic-section}
330
+ The same untargeted-entry condition also permits a repeated initializer
331
+ using fixed source and target columns. The next construction retains its
332
+ explicit column potentials and its fixed label; its middle motion uses
333
+ linear interpolation of the first planar scale.
334
+
335
+ \begin{theorem}[A periodic initializer on the unit torus]
336
+ \label{bc:unit-periodic-event}
337
+ There is an effective halting realization on $\T^3$ with fixed label
338
+ $a_*=(3/8,1/4,1/2)$ and fixed strip $5/8<x_1<7/8$, using a smooth
339
+ mean-zero general force of period one from time zero. Its initial velocity
340
+ and prescribed pressure are zero, every mixed derivative is bounded, and
341
+ its kinetic energy is uniformly bounded. The solution is unique in the
342
+ torus comparison class.
343
+ \end{theorem}
344
+ \begin{proof}\label{bc:unit-periodic-event-proof}
345
+ Normalize to a single halt and add a new nonhalting start $q_s$, with no
346
+ incoming original transition, which performs a dummy unchanged stay move
347
+ to the old initial state. This preserves even initial halting. Use the
348
+ move-first recorder of Lemma~\ref{lem:bb-movefirst}, with the control names
349
+ of Section~\ref{bc:section}, and retain its frontier-writing and return
350
+ controls $C_q,D_q$
351
+ only for $q$ in the set $Q^+$ of targets of the normalized work table,
352
+ including the new dummy transition. In particular its destination, the
353
+ old initial state, belongs to $Q^+$, whereas $q_s\notin Q^+$. No recorder
354
+ rule therefore targets the ready control $W_{q_s}$. Its
355
+ initial frontier is still two and the simulation proof is unchanged.
356
+
357
+ Use odd digits in base $B=2K+2$, where $K$ is the recorder alphabet size.
358
+ If there are $n$ nonterminal controls, put $\tau=1/[16(n+1)]$. Give
359
+ nonterminal states squares of side $\tau$ at lower corners
360
+ $(1/8+2\tau j,1/4)$, $0\le j<n$, and put the terminal square at
361
+ $(3/4,1/4)$. All nonterminal first coordinates are below $1/4$.
362
+ Refine every rule, including right and stationary rules, by the left
363
+ letter $\ell$. The full source is $I_\ell\times I_\gamma$, and the
364
+ three image rectangles are respectively
365
+ \begin{equation}\label{bc:unit-rectangles}
366
+ I_{\beta\ell}\times[0,1],\qquad
367
+ I_\ell\times I_\beta,\qquad [0,1]\times I_{\ell\beta}.
368
+ \end{equation}
369
+ They follow from the same affine formulas as Lemma~\ref{lem:bb-onecell}.
370
+ The refined sources are separately disjoint; the incoming displacement
371
+ and written symbol, together with the extra left prefix where applicable,
372
+ separate the images. Thus full geometric separation still holds.
373
+
374
+ Let $w_*=(3/8,1/4)$ and let $w_{\rm in}$ be the rational input code in
375
+ the untargeted start square. Add the translation from
376
+ $w_*+[-\delta,\delta]^2$ to $w_{\rm in}+[-\delta,\delta]^2$, where
377
+ $\delta=\tau/(10B^2)$. The source lies away from every state square.
378
+ The target lies strictly inside the start square: odd-digit codes have
379
+ distance at least $1/(B-1)$ from zero and at least $2/(B-1)$ from one,
380
+ both larger than $1/(10B^2)$. It meets no computational image because
381
+ none targets that state. This extended list still has separately disjoint
382
+ source and target families, even though a target can overlap a source.
383
+
384
+ We give the torus transport explicitly to keep the startup claim separate
385
+ from the whole-space column construction. All rectangles initially lie in
386
+ $z_0=1/2$. For $m$ branches assign heights
387
+ $z_j=1/2+j/[4(m+1)]$. Choose planar source and target cutoffs equal to
388
+ one on neighborhoods of their rectangles, with padding less than one tenth
389
+ of every relevant pairwise gap and chart-face margin; a missing pairwise
390
+ minimum is omitted. Let $\eta(z)$ equal one near $[1/2,3/4]$ and have
391
+ padding $1/16$. The source column field
392
+ \[
393
+ Z_j=\nabla\times(0,x\chi_j(x,y)\eta(z),0)
394
+ \]
395
+ equals $e_3$ along its source column; the target analogue $Z'_j$ does
396
+ so along the target column. These fields have compact support in the
397
+ open unit cube and zero spatial mean after periodization.
398
+
399
+ For the middle phase use the center path
400
+ $c_j=(1-\mu)p_j+\mu q_j$ and scale
401
+ $l_j=1-\mu+\mu a_j$, where $a_j$ is the branch's horizontal scale.
402
+ Choose $\xi_j$ equal to one near the planar coordinate bounding rectangle
403
+ of the endpoints, and disjoint height cutoffs $\rho_j$ at $z_j$ with
404
+ padding $1/[16(m+1)]$. For three successive flat ramps $\theta_1,
405
+ \theta_2,\theta_3$, put $c_j=c_j(\theta_2)$, $l_j=l_j(\theta_2)$ and
406
+ \[
407
+ \Psi_j=\xi_j\rho_j\left[
408
+ \dot c_{j,1}(y-c_{j,2})-\dot c_{j,2}(x-c_{j,1})
409
+ +\frac{\dot l_j}{l_j}(x-c_{j,1})(y-c_{j,2})\right].
410
+ \]
411
+ The full velocity is
412
+ \begin{equation}\label{bc:unit-V}
413
+ V=\sum_j(z_j-z_0)\theta_1'Z_j
414
+ +\sum_j(\partial_y\Psi_j,-\partial_x\Psi_j,0)
415
+ +\sum_j(z_0-z_j)\theta_3'Z'_j.
416
+ \end{equation}
417
+ It lifts all full rectangles, performs the reciprocal affine motions in
418
+ separate layers, and lowers them. In the middle phase the exact planar path
419
+ is $c_j+\diag(l_j,l_j^{-1})(\zeta-p_j)$. The swept-rectangle bound in
420
+ Lemma~\ref{ba:two-interpolations} keeps it inside the coordinate bounding
421
+ rectangle of the endpoints. The first coordinate is an endpoint convex combination.
422
+ The cutoffs are therefore one along every claimed path. Differentiation
423
+ and uniqueness prove the assigned full maps. The entire construction is
424
+ supported in the open unit cube and has zero collars in phase.
425
+
426
+ Extend it with period one in phase and periodically in space. It is zero
427
+ at time zero, so its residual has the required period from time zero.
428
+ During the first period the distinguished particle follows the initializer;
429
+ its first coordinate stays below $1/2$. Thereafter it follows the recorder.
430
+ Every nonterminal transition remains below $1/4$, whereas a terminal code
431
+ lies inside $5/8<x_1<7/8$. It cannot return to the initializer source,
432
+ whose square lies at $x_1=3/8$. The dummy instruction handles initial
433
+ halting without changing the observation rule. Lemma~\ref{bc:analytic}
434
+ now proves all analytic assertions, including uniform energy on the compact
435
+ torus. The force formula includes every branch, the initializer included,
436
+ in each period; it uses no precomputed execution.
437
+ \end{proof}
438
+
439
+
440
+ \subsection{A repeated loading instruction}
441
+
442
+ The next construction incorporates loading in a different symbolic table:
443
+ its instructions replace finite prefixes of two stacks. A replacement can
444
+ change planar area, so the third coordinate compensates for the product
445
+ of the two planar scales. Evacuation and delivery then realize the
446
+ resulting volume-preserving boxes in every period.
447
+
448
+ \begin{theorem}[Periodic prefix-box realization]\label{thm:bb-prefix29}
449
+ For every deterministic machine and finite input, a compactly supported
450
+ smooth force on $\R^3$, periodic with period one from time zero,
451
+ realizes the fixed-origin halting event
452
+ \[
453
+ \exists t\ge0:\quad X(t;0)\in(-4,-1)\times(-1,2)\times(-1,1)
454
+ \quad\Longleftrightarrow\quad\text{halting}.
455
+ \]
456
+ The force has bounded mixed derivatives and the unique zero-data
457
+ solution in the class of Proposition~\ref{prop:bb-realization}.
458
+ Its finite program uses full volume-preserving boxes; no solenoidal
459
+ condition is imposed on the force itself.
460
+ \end{theorem}
461
+ \begin{proof}\label{proof:bb-prefix29}
462
+ Normalize to one halting work state $q_h$, redirecting incoming
463
+ transitions to it and replacing missing nonhalting rules by unchanged-letter
464
+ stay moves into it. This preserves initial halting.
465
+ Write $\Gamma$ for the work alphabet, $b$ for its blank, $q_0$ for the
466
+ initial control, and $\omega$ for the finite input word.
467
+ For top-first stacks $L,R$, a rule
468
+ $(s,\alpha,\beta)\rightsquigarrow(r,\gamma,\eta)$ replaces the
469
+ two displayed prefixes and leaves their independent infinite tails
470
+ unchanged. Introduce fresh state $s_0$, boundary letter $S$ and mark
471
+ letter $M$. The preliminary rules are
472
+ \[
473
+ (s_0,\varepsilon,\varepsilon)\rightsquigarrow(q_0,S,\omega)
474
+ \]
475
+ and, for each work transition $(q,a)\mapsto(r,c,d)$,
476
+ \[
477
+ \begin{array}{c|l}
478
+ d&\text{preliminary rules}\\\hline
479
+ 1&(q,\varepsilon,a)\rightsquigarrow(r,c,\varepsilon)\\
480
+ 0&(q,\varepsilon,a)\rightsquigarrow(r,\varepsilon,c)\\
481
+ -1&(q,v,a)\rightsquigarrow(r,\varepsilon,vc)\quad(v\in\Gamma),\\
482
+ &(q,S,a)\rightsquigarrow(r,S,bc).
483
+ \end{array}
484
+ \]
485
+ The final row exposes the implicit blank beyond the left boundary.
486
+ Index each preliminary occurrence by $j$, with target $r(j)$,
487
+ and introduce a private control $g_j$ and record letter $\ell_j$.
488
+ Replace that occurrence by
489
+ $(s,\alpha,\beta)\to(g_j,\gamma,M\eta)$ and add
490
+ \begin{equation}\label{eq:bb-prefix-table}
491
+ \begin{aligned}
492
+ (g_j,v,\varepsilon)&\to(g_j,\varepsilon,v)&&v\in\Gamma,\\
493
+ (g_j,S,\varepsilon)&\to(k_{r(j)},S\ell_j,\varepsilon),\\
494
+ (k_q,\varepsilon,v)&\to(k_q,v,\varepsilon)&&v\in\Gamma,\\
495
+ (k_q,\varepsilon,M)&\to(q,\varepsilon,\varepsilon).
496
+ \end{aligned}
497
+ \end{equation}
498
+ Sources are separated by control and tested top symbols. Into $g_j$,
499
+ entry has right top $M$, whereas a loop has a work letter there.
500
+ Into $k_q$, entry has left prefix $S\ell_j$, whereas a loop has a
501
+ work letter at left top; distinct entries have distinct $\ell_j$.
502
+ Into a work state only the last rule enters. Thus both source and
503
+ target cylinders are disjoint for arbitrary tails.
504
+
505
+ After a preliminary replacement the stacks have form $wSB,MY$,
506
+ with $w\in\Gamma^*$. The forward loop transfers $w$, leaving
507
+ $SB,w^{\rm rev}MY$. The boundary rule inserts $\ell_j$ behind
508
+ $S$, the reverse loop restores $w$, and the final rule removes $M$.
509
+ After $2|w|+2$ further instructions the stacks are
510
+ $wS\ell_jB,Y$ at control $r(j)$. At a work control, $w$ lists
511
+ represented cells left of the head, nearest first; $R$ lists the
512
+ current cell and right tail, and cells beyond $S$ on the left are
513
+ implicit blanks. The preliminary rules perform exactly the work
514
+ write and move. Starting at $(s_0,b^\infty,b^\infty)$, the first
515
+ work visit is at rule count three, and consecutive work visits differ
516
+ by $3+2|w_{\rm new}|$. This proves finite continuation and the
517
+ halting equivalence, including an initially halted input. The
518
+ retained records also recover all head displacements.
519
+
520
+ Enumerate the enlarged alphabet, blank first, by even digits
521
+ $0,2,\ldots,2m-2$ in base $K=2m$. Use prefix intervals $I(v)$
522
+ and codes $E$ as in Lemma~\ref{lem:bb-onecell}. Set offsets
523
+ $o_{q_h}=-3$, $o_{s_0}=0$, and $3,6,9,\ldots$ for the other controls.
524
+ Encode $(s,L,R)$ by $(o_s+E(L),E(R),0)$; its initial value is zero.
525
+ For a rule $(s,\alpha,\beta)\to(s',\gamma,\eta)$ put
526
+ \[
527
+ a_i=K^{|\alpha|-|\gamma|},\quad
528
+ b_i=K^{|\beta|-|\eta|},\quad c_i=(a_ib_i)^{-1}.
529
+ \]
530
+ The full source box is
531
+ $(o_s+I(\alpha))\times I(\beta)\times[-1,1]$;
532
+ the target is
533
+ $(o_{s'}+I(\gamma))\times I(\eta)\times[-c_i,c_i]$.
534
+ The center-to-center map has matrix $\operatorname{diag}(a_i,b_i,c_i)$
535
+ and determinant one. It implements the prefixes on all codes.
536
+ Disjoint cylinders give separated full planar projections in each
537
+ family, including blank-tail endpoints.
538
+
539
+ Park box $i$ at $(4i,4,0)$, reserving the horizontal rectangle
540
+ $[4i-1/2,4i+1/2]\times[7/2,9/2]$.
541
+ Let $R=\max(1,c_1,\ldots,c_N)$ and travel at height $Z=2R+3$.
542
+ Evacuate all sources to their parking sites, reshape there by
543
+ $\operatorname{diag}(a_i^s,b_i^s,c_i^s)$, then deliver all targets.
544
+ The two horizontal widths remain at most one, and vertical half-widths
545
+ at most $R$. Let $g$ be the minimum of one and the within-family
546
+ gaps in the source-plus-parking and target-plus-parking projections.
547
+ Padding smaller than $g/8$ works during vertical motion and strain;
548
+ at travel height the moving bottom is at least $Z-R>R+2$.
549
+ Lemma~\ref{lem:bb-lift-parking} gives the full $7N$-motion schedule.
550
+
551
+ Repeat this unit pulse from zero. Nonhalting endpoint boxes and all
552
+ parking boxes have nonnegative first coordinate. Translations preserve
553
+ that bound, and strain takes place in positive parking envelopes.
554
+ Therefore a nonhalting path never enters the negative observation box.
555
+ A halting code lies in $[-3,-2]\times[0,1]\times\{0\}$ inside it.
556
+ The residual proposition finishes the proof. Loading was a repeated
557
+ instruction, so no exceptional first-time force is required.
558
+ \end{proof}
559
+
560
+
561
+ \begin{remark}[A different observation regime]
562
+ For comparison, the distinct velocity-field detector of
563
+ \cite[Theorem~1.1(2) and Section~5]{OpenAI379EulerianC} uses
564
+ $\R^2\times\T$ and the event
565
+ $\int_{\{X_2>0\}\times\T}u_3>1/2$. Its force has globally bounded
566
+ mixed derivatives and horizontal support compact on each finite time
567
+ interval. The nonnegative scalar velocity has diffusion tails; after
568
+ loading its total mass is one. Its cutoff estimate gives loss
569
+ $\delta<1/24$, nonhalting mass at most $\delta$ in the observed half-space,
570
+ and halting mass above $3/4$. Those conclusions follow from the cited
571
+ advection--diffusion proof and have no uniform spatial support assertion.
572
+ They are a separate force and observation regime from the material test
573
+ proved here.
574
+ \end{remark}
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/introduction.tex CHANGED
@@ -1,173 +1,173 @@
1
- \section{Introduction}\label{sec:introduction}
2
- A finite instruction can prescribe a volume-preserving affine map on a
3
- box. A fluid realization must do more: it must move every point of that
4
- box, preserve incompressibility outside it, and leave the other instructions
5
- available. Source boxes and destination boxes can overlap. Moreover, a
6
- particle used to report the answer must avoid the observation region
7
- throughout every nonhalting transition. We study these requirements together.
8
-
9
- Our geometric result is Theorem~\ref{lem:bb-balanced-box-routing}.
10
- It extends any finite collection of positive diagonal determinant-one maps
11
- between separately disjoint rational solid boxes to the time-one map of
12
- an effective smooth compactly supported incompressible velocity. The maps
13
- hold on neighborhoods of the entire closed boxes. The proof separates
14
- centers, changes shapes, evacuates the sources to storage, and delivers
15
- boxes along paths avoiding everything still occupied. Positive margins make
16
- the construction effective and permit additional observation guards.
17
-
18
- The first computational application, Theorem~\ref{thm:bb-balanced-three-stack},
19
- uses all three coordinates for symbolic data. Three stacks retain a tape
20
- and its execution history. Every local instruction preserves the total
21
- length of the prefixes it replaces, so its affine map has determinant one.
22
- A fixed particle, initially in a fluid at rest, enters the fixed cube
23
- $(-1,2)^3$ exactly when the encoded machine halts. The force is smooth,
24
- compactly supported in space and periodic after a one-unit loading interval.
25
- Its prescription uses the finite rule table, not the executed computation.
26
- This application completes the main construction before we vary
27
- initialization, history guards and observers.
28
-
29
- The passage from a symbolic instruction to a fluid observation begins
30
- with retained history, which makes the instruction injective on its
31
- entire domain of tapes, not just along the chosen computation. A rule
32
- specifies finite prefixes and leaves their infinite tails free; gapped
33
- radix expansions place the codes in separately disjoint closed source
34
- and target boxes. Prefix replacement extends to an affine map of each
35
- whole box, which smooth incompressible transport then realizes.
36
- An additional geometric bound must exclude unintended visits to
37
- the observer between successive rule times. Finally, the prescribed
38
- velocity determines a body force, and an energy comparison identifies
39
- the resulting solution in the declared class. Each later variant changes
40
- one or more of these steps while retaining this separation of tasks.
41
-
42
- The remaining constructions answer more specific questions. Two tape
43
- coordinates can be thickened into solid boxes, or their planar scale changes
44
- can be compensated in the normal direction. A temporary mark, a persistent
45
- mark, an explicit frontier and a boundary between occupied and unused
46
- history give different partial instruction maps. We prove their inverses
47
- on their full domains because this is what separates the target boxes.
48
- A bounded observation box permits horizontal motion above it; a slab needs
49
- a coordinate bound throughout that motion. Storage and obstacle detours
50
- supply further alternatives. Loading once gives eventual periodicity,
51
- whereas placing the initial code at the fixed label or repeating a loading
52
- branch gives periodicity from time zero. Onto slow clocks give separate
53
- decaying forces with derivative norms square-integrable in time.
54
-
55
- \subsection{Prior work and the role of forcing}
56
- The computational starting point is Turing's finite machine model
57
- \cite{Turing1936}. Landauer's discussion of retained intermediate information
58
- \cite[Section~3]{Landauer1961} and Bennett's explicit history recording
59
- \cite[Eqs.~(9)--(11)]{Bennett1973} explain how an irreversible computation
60
- can be embedded in an invertible mechanism. We use that principle, but
61
- prove the finite guarded tables and their complete inverses here. No
62
- complexity bound or history-erasure procedure from those works is asserted
63
- for these tables.
64
-
65
- Moore's generalized shifts turn symbolic updates into affine operations
66
- on positional expansions \cite{Moore1990,Moore1991}. Our gapped expansions
67
- serve the same purpose. Moore also realizes invertible generalized shifts
68
- by smooth planar diffeomorphisms and three-dimensional flows
69
- \cite[Section~6, Theorem~12 and its corollary]{Moore1991}.
70
- Cardona, Miranda, Peralta-Salas and Presas extend the affine maps on
71
- neighborhoods of separated planar blocks to an area-preserving disk
72
- diffeomorphism, using contraction, transport, expansion and Moser's area
73
- correction \cite[Proposition~5.1]{CardonaMirandaPeraltaSalasPresas2021}.
74
- This is a geometric predecessor of the routing problem here. Our local
75
- curl formulas implement positive diagonal determinant-one motions in
76
- three dimensions directly; the proof supplies effective support and
77
- neighborhood bounds and controls observation at intermediate times.
78
-
79
- Computational universality has been established for stationary Euler
80
- flows with adapted geometry \cite{CardonaMirandaPeraltaSalasPresas2021}.
81
- Cardona, Miranda and Peralta-Salas also construct universal Euclidean
82
- Beltrami flows, with infinite energy, and robust simulations of
83
- tape-bounded machines by unforced Navier--Stokes flows on a flat torus
84
- \cite[arXiv version~3, Theorem~1 and Remark~29]{CardonaMirandaPeraltaSalas2023Beltrami}.
85
- Dyhr, Gonz\'alez-Prieto, Miranda and Peralta-Salas obtain stationary
86
- unforced Navier--Stokes universality using an adapted metric and the
87
- Hodge Laplacian
88
- \cite[Theorem~A]{DyhrGonzalezPrietoMirandaPeraltaSalas2026}.
89
-
90
- Here the ambient metric is fixed and flat, the viscosity is
91
- prescribed, and the initial velocity is zero. The machine is placed in an
92
- external body force. Given an explicit solenoidal velocity $U$, the identity
93
- $f=U_t+(U\cdot\nabla)U-\nu\Delta U$ supplies that force. The mathematical
94
- work is the effective construction of $U$ and its all-time observation,
95
- followed by uniqueness in the stated comparison class. We do not assert a
96
- regularity theorem for arbitrary fluid data.
97
-
98
- The companion \cite{OpenAI379Shear} gives an entry construction using
99
- solenoidal shears, and \cite{OpenAI379Sheets} treats prefix instructions
100
- and other planar or normal-compensated realizations. They explain adjacent
101
- geometric choices; the proofs of the present full-box mechanisms are given
102
- here. The final input-offset application explicitly imports the planar
103
- processor and spatial clock of \cite{OpenAI379StationaryA2}, with the exact
104
- parameters and conclusions stated in Section~\ref{bc:input-offset-section}.
105
- The companion \cite{OpenAI379EulerianC} detects computation from an
106
- integral of the velocity field on $\R^2\times\T$ via an
107
- advection--diffusion estimate. The end of
108
- Section~\ref{sec:bb-initialization} compares that event with the path of
109
- one material particle studied here.
110
-
111
- \subsection{Equation, effectiveness and reading path}
112
- Throughout $\nu>0$ is fixed, $\T=\R/\Z$, and the fluid equation on
113
- $\R^3$ or the flat unit torus is
114
- \begin{equation}\label{eq:box-NS}
115
- u_t+(u\cdot\nabla)u=-\nabla p+\nu\Delta u+f,
116
- \qquad \divg u=0,\qquad u(0)=0.
117
- \end{equation}
118
- A material label $a$ has path $\dot\Phi_t(a)=u(t,\Phi_t(a))$,
119
- $\Phi_0(a)=a$. We also write $X(t;a)=\Phi_t(a)$. The smooth constructed
120
- velocities have global material flows. On the torus pressure is normalized
121
- to have mean zero. Whole-space pressure assumptions are specified in
122
- Section~\ref{sec:model} and in the individual statements. Unless explicitly
123
- projected, the force is a general body force and the constructed pressure
124
- is zero.
125
-
126
- An effective field is a finite program that evaluates every requested
127
- mixed derivative at computably supplied arguments to any prescribed
128
- rational error and computes the bounds used in the proof. The finite
129
- machine and its finite input determine the coefficients, cutoffs and
130
- routing schedule. Evaluating the field cannot first compute the selected
131
- machine run. All algorithmic statements concern computable $\nu$;
132
- the same formulas are valid for arbitrary positive $\nu$, with evaluation
133
- relative to that parameter. The encoded trajectories are exact real
134
- trajectories. No uniform precision tolerance for an unbounded computation
135
- is asserted.
136
-
137
- Section~\ref{sec:model} states the analytic comparison tools.
138
- Section~\ref{sec:bb-boxes} proves the box motions, and
139
- Section~\ref{sec:bb-balanced-three-stack} gives the balanced-stack application.
140
- Sections~\ref{sec:bb-frontiers} and~\ref{ba:codes} establish reusable
141
- recorders and full closed-rectangle coding; Section~\ref{ba:geometry}
142
- supplies the common interpolation formulas. The subsequent constructions
143
- can be read according to the requirement being changed:
144
- \begin{center}
145
- \begin{tabular}{@{}p{.24\textwidth}p{.71\textwidth}@{}}
146
- \toprule
147
- Choice & Where it is developed \\
148
- \midrule
149
- Initialization and time periodicity &
150
- Section~\ref{sec:bb-initialization} compares a separate loader, direct
151
- placement of the initial code, and a loading branch repeated in every
152
- period. An untargeted start square permits the last choice. \\[4pt]
153
- History domains &
154
- Sections~\ref{ba:marked-routes} and~\ref{sec:bb-guarded} distinguish
155
- persistent marks, fresh history and neighboring-cell guards. Their
156
- inverses on arbitrary allowed tapes determine the separated image boxes.
157
- \\[4pt]
158
- Observer geometry &
159
- Section~\ref{ba:ordered-routes} treats bounded boxes, slabs and
160
- half-spaces. Sections~\ref{sec:solid-routing} and~\ref{sec:torus-routing}
161
- develop storage, detours and fixed torus charts with the corresponding
162
- intermediate-time bounds. \\[4pt]
163
- Decay and stationarity &
164
- The logarithmic clock in Section~\ref{ba:euclidean} produces separate
165
- decaying forces. Section~\ref{sec:clocks} treats further profile choices,
166
- including the imported input-offset processor. \\
167
- \bottomrule
168
- \end{tabular}
169
- \end{center}
170
- The five whole-space comparison classes are stated in
171
- Lemma~\ref{lem:b-comparison}. Each alternative fixes its own label,
172
- observer, support, pressure class and time dependence; these are separate
173
- constructions rather than simultaneous guarantees for one force.
 
1
+ \section{Introduction}\label{sec:introduction}
2
+ A finite instruction can prescribe a volume-preserving affine map on a
3
+ box. A fluid realization must do more: it must move every point of that
4
+ box, preserve incompressibility outside it, and leave the other instructions
5
+ available. Source boxes and destination boxes can overlap. Moreover, a
6
+ particle used to report the answer must avoid the observation region
7
+ throughout every nonhalting transition. We study these requirements together.
8
+
9
+ Our geometric result is Theorem~\ref{lem:bb-balanced-box-routing}.
10
+ It extends any finite collection of positive diagonal determinant-one maps
11
+ between separately disjoint rational solid boxes to the time-one map of
12
+ an effective smooth compactly supported incompressible velocity. The maps
13
+ hold on neighborhoods of the entire closed boxes. The proof separates
14
+ centers, changes shapes, evacuates the sources to storage, and delivers
15
+ boxes along paths avoiding everything still occupied. Positive margins make
16
+ the construction effective and permit additional observation guards.
17
+
18
+ The first computational application, Theorem~\ref{thm:bb-balanced-three-stack},
19
+ uses all three coordinates for symbolic data. Three stacks retain a tape
20
+ and its execution history. Every local instruction preserves the total
21
+ length of the prefixes it replaces, so its affine map has determinant one.
22
+ A fixed particle, initially in a fluid at rest, enters the fixed cube
23
+ $(-1,2)^3$ exactly when the encoded machine halts. The force is smooth,
24
+ compactly supported in space and periodic after a one-unit loading interval.
25
+ Its prescription uses the finite rule table, not the executed computation.
26
+ This application completes the main construction before we vary
27
+ initialization, history guards and observers.
28
+
29
+ The passage from a symbolic instruction to a fluid observation begins
30
+ with retained history, which makes the instruction injective on its
31
+ entire domain of tapes, not just along the chosen computation. A rule
32
+ specifies finite prefixes and leaves their infinite tails free; gapped
33
+ radix expansions place the codes in separately disjoint closed source
34
+ and target boxes. Prefix replacement extends to an affine map of each
35
+ whole box, which smooth incompressible transport then realizes.
36
+ An additional geometric bound must exclude unintended visits to
37
+ the observer between successive rule times. Finally, the prescribed
38
+ velocity determines a body force, and an energy comparison identifies
39
+ the resulting solution in the declared class. Each later variant changes
40
+ one or more of these steps while retaining this separation of tasks.
41
+
42
+ The remaining constructions answer more specific questions. Two tape
43
+ coordinates can be thickened into solid boxes, or their planar scale changes
44
+ can be compensated in the normal direction. A temporary mark, a persistent
45
+ mark, an explicit frontier and a boundary between occupied and unused
46
+ history give different partial instruction maps. We prove their inverses
47
+ on their full domains because this is what separates the target boxes.
48
+ A bounded observation box permits horizontal motion above it; a slab needs
49
+ a coordinate bound throughout that motion. Storage and obstacle detours
50
+ supply further alternatives. Loading once gives eventual periodicity,
51
+ whereas placing the initial code at the fixed label or repeating a loading
52
+ branch gives periodicity from time zero. Onto slow clocks give separate
53
+ decaying forces with derivative norms square-integrable in time.
54
+
55
+ \subsection{Prior work and the role of forcing}
56
+ The computational starting point is Turing's finite machine model
57
+ \cite{Turing1936}. Landauer's discussion of retained intermediate information
58
+ \cite[Section~3]{Landauer1961} and Bennett's explicit history recording
59
+ \cite[Eqs.~(9)--(11)]{Bennett1973} explain how an irreversible computation
60
+ can be embedded in an invertible mechanism. We use that principle, but
61
+ prove the finite guarded tables and their complete inverses here. No
62
+ complexity bound or history-erasure procedure from those works is asserted
63
+ for these tables.
64
+
65
+ Moore's generalized shifts turn symbolic updates into affine operations
66
+ on positional expansions \cite{Moore1990,Moore1991}. Our gapped expansions
67
+ serve the same purpose. Moore also realizes invertible generalized shifts
68
+ by smooth planar diffeomorphisms and three-dimensional flows
69
+ \cite[Section~6, Theorem~12 and its corollary]{Moore1991}.
70
+ Cardona, Miranda, Peralta-Salas and Presas extend the affine maps on
71
+ neighborhoods of separated planar blocks to an area-preserving disk
72
+ diffeomorphism, using contraction, transport, expansion and Moser's area
73
+ correction \cite[Proposition~5.1]{CardonaMirandaPeraltaSalasPresas2021}.
74
+ This is a geometric predecessor of the routing problem here. Our local
75
+ curl formulas implement positive diagonal determinant-one motions in
76
+ three dimensions directly; the proof supplies effective support and
77
+ neighborhood bounds and controls observation at intermediate times.
78
+
79
+ Computational universality has been established for stationary Euler
80
+ flows with adapted geometry \cite{CardonaMirandaPeraltaSalasPresas2021}.
81
+ Cardona, Miranda and Peralta-Salas also construct universal Euclidean
82
+ Beltrami flows, with infinite energy, and robust simulations of
83
+ tape-bounded machines by unforced Navier--Stokes flows on a flat torus
84
+ \cite[arXiv version~3, Theorem~1 and Remark~29]{CardonaMirandaPeraltaSalas2023Beltrami}.
85
+ Dyhr, Gonz\'alez-Prieto, Miranda and Peralta-Salas obtain stationary
86
+ unforced Navier--Stokes universality using an adapted metric and the
87
+ Hodge Laplacian
88
+ \cite[Theorem~A]{DyhrGonzalezPrietoMirandaPeraltaSalas2026}.
89
+
90
+ Here the ambient metric is fixed and flat, the viscosity is
91
+ prescribed, and the initial velocity is zero. The machine is placed in an
92
+ external body force. Given an explicit solenoidal velocity $U$, the identity
93
+ $f=U_t+(U\cdot\nabla)U-\nu\Delta U$ supplies that force. The mathematical
94
+ work is the effective construction of $U$ and its all-time observation,
95
+ followed by uniqueness in the stated comparison class. We do not assert a
96
+ regularity theorem for arbitrary fluid data.
97
+
98
+ The companion \cite{OpenAI379Shear} gives an entry construction using
99
+ solenoidal shears, and \cite{OpenAI379Sheets} treats prefix instructions
100
+ and other planar or normal-compensated realizations. They explain adjacent
101
+ geometric choices; the proofs of the present full-box mechanisms are given
102
+ here. The final input-offset application explicitly imports the planar
103
+ processor and spatial clock of \cite{OpenAI379StationaryA2}, with the exact
104
+ parameters and conclusions stated in Section~\ref{bc:input-offset-section}.
105
+ The companion \cite{OpenAI379EulerianC} detects computation from an
106
+ integral of the velocity field on $\R^2\times\T$ via an
107
+ advection--diffusion estimate. The end of
108
+ Section~\ref{sec:bb-initialization} compares that event with the path of
109
+ one material particle studied here.
110
+
111
+ \subsection{Equation, effectiveness and reading path}
112
+ Throughout $\nu>0$ is fixed, $\T=\R/\Z$, and the fluid equation on
113
+ $\R^3$ or the flat unit torus is
114
+ \begin{equation}\label{eq:box-NS}
115
+ u_t+(u\cdot\nabla)u=-\nabla p+\nu\Delta u+f,
116
+ \qquad \divg u=0,\qquad u(0)=0.
117
+ \end{equation}
118
+ A material label $a$ has path $\dot\Phi_t(a)=u(t,\Phi_t(a))$,
119
+ $\Phi_0(a)=a$. We also write $X(t;a)=\Phi_t(a)$. The smooth constructed
120
+ velocities have global material flows. On the torus pressure is normalized
121
+ to have mean zero. Whole-space pressure assumptions are specified in
122
+ Section~\ref{sec:model} and in the individual statements. Unless explicitly
123
+ projected, the force is a general body force and the constructed pressure
124
+ is zero.
125
+
126
+ An effective field is a finite program that evaluates every requested
127
+ mixed derivative at computably supplied arguments to any prescribed
128
+ rational error and computes the bounds used in the proof. The finite
129
+ machine and its finite input determine the coefficients, cutoffs and
130
+ routing schedule. Evaluating the field cannot first compute the selected
131
+ machine run. All algorithmic statements concern computable $\nu$;
132
+ the same formulas are valid for arbitrary positive $\nu$, with evaluation
133
+ relative to that parameter. The encoded trajectories are exact real
134
+ trajectories. No uniform precision tolerance for an unbounded computation
135
+ is asserted.
136
+
137
+ Section~\ref{sec:model} states the analytic comparison tools.
138
+ Section~\ref{sec:bb-boxes} proves the box motions, and
139
+ Section~\ref{sec:bb-balanced-three-stack} gives the balanced-stack application.
140
+ Sections~\ref{sec:bb-frontiers} and~\ref{ba:codes} establish reusable
141
+ recorders and full closed-rectangle coding; Section~\ref{ba:geometry}
142
+ supplies the common interpolation formulas. The subsequent constructions
143
+ can be read according to the requirement being changed:
144
+ \begin{center}
145
+ \begin{tabular}{@{}p{.24\textwidth}p{.71\textwidth}@{}}
146
+ \toprule
147
+ Choice & Where it is developed \\
148
+ \midrule
149
+ Initialization and time periodicity &
150
+ Section~\ref{sec:bb-initialization} compares a separate loader, direct
151
+ placement of the initial code, and a loading branch repeated in every
152
+ period. An untargeted start square permits the last choice. \\[4pt]
153
+ History domains &
154
+ Sections~\ref{ba:marked-routes} and~\ref{sec:bb-guarded} distinguish
155
+ persistent marks, fresh history and neighboring-cell guards. Their
156
+ inverses on arbitrary allowed tapes determine the separated image boxes.
157
+ \\[4pt]
158
+ Observer geometry &
159
+ Section~\ref{ba:ordered-routes} treats bounded boxes, slabs and
160
+ half-spaces. Sections~\ref{sec:solid-routing} and~\ref{sec:torus-routing}
161
+ develop storage, detours and fixed torus charts with the corresponding
162
+ intermediate-time bounds. \\[4pt]
163
+ Decay and stationarity &
164
+ The logarithmic clock in Section~\ref{ba:euclidean} produces separate
165
+ decaying forces. Section~\ref{sec:clocks} treats further profile choices,
166
+ including the imported input-offset processor. \\
167
+ \bottomrule
168
+ \end{tabular}
169
+ \end{center}
170
+ The five whole-space comparison classes are stated in
171
+ Lemma~\ref{lem:b-comparison}. Each alternative fixes its own label,
172
+ observer, support, pressure class and time dependence; these are separate
173
+ constructions rather than simultaneous guarantees for one force.
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/main.tex CHANGED
@@ -1,56 +1,56 @@
1
- \documentclass[11pt]{article}
2
- \ifdefined\pdftrailerid\pdftrailerid{}\fi
3
- \ifdefined\pdfinfoomitdate\pdfinfoomitdate=1\fi
4
- \usepackage[T1]{fontenc}
5
- \usepackage[utf8]{inputenc}
6
- \usepackage{lmodern,amsmath,amssymb,amsthm,mathtools,booktabs,enumitem,microtype,longtable,array,tikz}
7
- \usepackage[margin=1in]{geometry}
8
- \usetikzlibrary{arrows.meta,positioning}
9
- \usepackage[colorlinks=true,linkcolor=blue!50!black,citecolor=blue!50!black,urlcolor=blue!50!black]{hyperref}
10
- \newtheorem{theorem}{Theorem}[section]
11
- \newtheorem{lemma}[theorem]{Lemma}
12
- \newtheorem{proposition}[theorem]{Proposition}
13
- \newtheorem{corollary}[theorem]{Corollary}
14
- \theoremstyle{definition}\newtheorem{definition}[theorem]{Definition}
15
- \theoremstyle{remark}\newtheorem{remark}[theorem]{Remark}
16
- \newcommand{\R}{\mathbb R}\newcommand{\T}{\mathbb T}\newcommand{\Z}{\mathbb Z}\newcommand{\N}{\mathbb N}\newcommand{\Q}{\mathbb Q}
17
- \DeclareMathOperator{\supp}{supp}\DeclareMathOperator{\divg}{div}\DeclareMathOperator{\diag}{diag}\DeclareMathOperator{\id}{id}
18
- \hypersetup{pdftitle={Incompressible Box Transport and Finite Computation},pdfauthor={OpenAI}}
19
- \title{Incompressible Box Transport and Finite Computation}
20
- \author{OpenAI}
21
- \date{October 6, 2026}
22
- \begin{document}\maketitle
23
- \begin{abstract}
24
- We realize finite positive diagonal affine maps of determinant one by
25
- effective smooth incompressible flows on neighborhoods of entire closed
26
- rational solid boxes. The source and target families are each disjoint, but may
27
- overlap each other. The construction uses localized curls, evacuation to
28
- storage and obstacle detours. A balanced three-stack recorder then assigns
29
- every machine and finite input a smooth Navier--Stokes force with one
30
- compact spatial support, periodic after a loading interval, at any fixed
31
- positive computable viscosity. The fluid starts at rest, and one fixed
32
- particle enters one fixed open cube exactly when the machine halts.
33
- Further constructions give fixed torus charts, periodicity from time zero,
34
- alternative history guards and bounded or slab observers. Onto slow clocks
35
- yield separate decaying forces. Each construction includes an all-time
36
- observation proof, effective derivative bounds and a stated pressure
37
- comparison class.
38
- \end{abstract}
39
- \input{introduction}
40
- \input{analysis}
41
- \input{geometry}
42
- \input{balanced}
43
- \input{compilers}
44
- \input{coding-conventions}
45
- \input{routing-conventions}
46
- \input{initialization}
47
- \input{compact-processors}
48
- \input{persistent-history}
49
- \input{guarded-history}
50
- \input{observer-routing}
51
- \input{solid-routing}
52
- \input{torus-routing}
53
- \input{clocks}
54
- \bibliographystyle{plain}
55
- \bibliography{references}
56
- \end{document}
 
1
+ \documentclass[11pt]{article}
2
+ \ifdefined\pdftrailerid\pdftrailerid{}\fi
3
+ \ifdefined\pdfinfoomitdate\pdfinfoomitdate=1\fi
4
+ \usepackage[T1]{fontenc}
5
+ \usepackage[utf8]{inputenc}
6
+ \usepackage{lmodern,amsmath,amssymb,amsthm,mathtools,booktabs,enumitem,microtype,longtable,array,tikz}
7
+ \usepackage[margin=1in]{geometry}
8
+ \usetikzlibrary{arrows.meta,positioning}
9
+ \usepackage[colorlinks=true,linkcolor=blue!50!black,citecolor=blue!50!black,urlcolor=blue!50!black]{hyperref}
10
+ \newtheorem{theorem}{Theorem}[section]
11
+ \newtheorem{lemma}[theorem]{Lemma}
12
+ \newtheorem{proposition}[theorem]{Proposition}
13
+ \newtheorem{corollary}[theorem]{Corollary}
14
+ \theoremstyle{definition}\newtheorem{definition}[theorem]{Definition}
15
+ \theoremstyle{remark}\newtheorem{remark}[theorem]{Remark}
16
+ \newcommand{\R}{\mathbb R}\newcommand{\T}{\mathbb T}\newcommand{\Z}{\mathbb Z}\newcommand{\N}{\mathbb N}\newcommand{\Q}{\mathbb Q}
17
+ \DeclareMathOperator{\supp}{supp}\DeclareMathOperator{\divg}{div}\DeclareMathOperator{\diag}{diag}\DeclareMathOperator{\id}{id}
18
+ \hypersetup{pdftitle={Incompressible Box Transport and Finite Computation},pdfauthor={OpenAI}}
19
+ \title{Incompressible Box Transport and Finite Computation}
20
+ \author{OpenAI}
21
+ \date{October 6, 2026}
22
+ \begin{document}\maketitle
23
+ \begin{abstract}
24
+ We realize finite positive diagonal affine maps of determinant one by
25
+ effective smooth incompressible flows on neighborhoods of entire closed
26
+ rational solid boxes. The source and target families are each disjoint, but may
27
+ overlap each other. The construction uses localized curls, evacuation to
28
+ storage and obstacle detours. A balanced three-stack recorder then assigns
29
+ every machine and finite input a smooth Navier--Stokes force with one
30
+ compact spatial support, periodic after a loading interval, at any fixed
31
+ positive computable viscosity. The fluid starts at rest, and one fixed
32
+ particle enters one fixed open cube exactly when the machine halts.
33
+ Further constructions give fixed torus charts, periodicity from time zero,
34
+ alternative history guards and bounded or slab observers. Onto slow clocks
35
+ yield separate decaying forces. Each construction includes an all-time
36
+ observation proof, effective derivative bounds and a stated pressure
37
+ comparison class.
38
+ \end{abstract}
39
+ \input{introduction}
40
+ \input{analysis}
41
+ \input{geometry}
42
+ \input{balanced}
43
+ \input{compilers}
44
+ \input{coding-conventions}
45
+ \input{routing-conventions}
46
+ \input{initialization}
47
+ \input{compact-processors}
48
+ \input{persistent-history}
49
+ \input{guarded-history}
50
+ \input{observer-routing}
51
+ \input{solid-routing}
52
+ \input{torus-routing}
53
+ \input{clocks}
54
+ \bibliographystyle{plain}
55
+ \bibliography{references}
56
+ \end{document}
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/observer-routing.tex CHANGED
@@ -1,982 +1,982 @@
1
- \section{Routing choices dictated by the observer}
2
- \label{ba:ordered-routes}
3
-
4
- The preceding processors move every branch by a prescribed affine map.
5
- We now ask which parts of that motion must be controlled between the
6
- integer times. A bounded observation box allows horizontal work above
7
- the observer. A slab observer requires a bound on the horizontal
8
- coordinate throughout the motion. Finally, a half-space observer can be
9
- protected by moving all sources to storage before delivering any target.
10
- These three requirements lead to the constructions below.
11
-
12
- \subsection{Four motions above a bounded observer}
13
- \label{ba:four-stage-section}
14
-
15
- We first separate ascent, scaling, translation and descent. The two
16
- planar motions occur at a fixed height, so their exclusion from the
17
- bounded observer follows without a horizontal coordinate estimate.
18
-
19
- Let $D_i,E_i\subset\mathbb R^2$, $1\le i\le N$, be closed rational
20
- axis-aligned rectangles with positive side lengths. Assume the $D_i$
21
- are pairwise disjoint and the $E_i$ are pairwise disjoint, and let
22
- \[
23
- A_i(b)=c_i'+\operatorname{diag}(\lambda_i,\lambda_i^{-1})(b-c_i),
24
- \qquad \lambda_i\in\mathbb Q_{>0},\qquad A_i(D_i)=E_i,
25
- \]
26
- where $c_i,c_i'$ are their centers. No separation between a source and
27
- a target is assumed. All distances used to choose coordinate padding
28
- below are distances for the maximum norm.
29
-
30
- Let $\vartheta=\sigma$ be the effective flat switch in
31
- \eqref{eq:p2-step}. For a closed interval, possibly reduced to one
32
- point, define
33
- \[
34
- \chi_{[a,b],\epsilon}(v)=
35
- \vartheta\!\left(\frac{2(v-a+\epsilon)}\epsilon\right)
36
- \vartheta\!\left(\frac{2(b+\epsilon-v)}\epsilon\right).
37
- \]
38
- For a box $K$, let $\chi_{K,\epsilon}$ be the product over its three
39
- coordinates. It is one on the $\epsilon/2$ enlargement of $K$ and
40
- zero outside its $\epsilon$ enlargement. The effective profile estimates
41
- following \eqref{eq:p2-step} apply to these products and rescalings.
42
-
43
- \begin{lemma}[Four-stage realization]\label{ba:four-stage}
44
- The rectangle data determine effectively a smooth divergence-free field
45
- $W(s,x)$ supported in a compact subset of $(0,1)\times\mathbb R^3$.
46
- Its time-one map is $(b,z)\mapsto(A_i(b),z)$ on a neighborhood of
47
- each $D_i\times\{0\}$. For a point of that plate, every planar
48
- motion occurs at height $4i$, while ascent and descent preserve its
49
- source and target planar coordinates, respectively. The scaling can
50
- use either linear interpolation of its positive first factor or linear
51
- interpolation of the logarithm of that factor.
52
- \end{lemma}
53
-
54
- \begin{proof}\label{ba:four-stage-proof}
55
- The empty family is realized by zero. Otherwise put $h_i=4i$,
56
- $w_i=c_i'-c_i$, and
57
- \[
58
- \Theta_k(s)=\vartheta(10s-(2k-1)),\qquad 1\le k\le4.
59
- \]
60
- Only the $k$th motion is active on the interval
61
- $[(2k-1)/10,2k/10]$; the four intervals are disjoint. If
62
- $a_{ij},a'_{ij}$ are the source and target half-widths, respectively,
63
- take the four swept boxes
64
- \[
65
- \begin{aligned}
66
- K_{i1}&=D_i\times[0,h_i],\\
67
- K_{i2}&=\{c_i+(u_1,u_2):|u_j|\le\max(a_{ij},a'_{ij})\}
68
- \times\{h_i\},\\
69
- K_{i3}&=\operatorname{box}(E_i-w_i,E_i)\times\{h_i\},\\
70
- K_{i4}&=E_i\times[0,h_i].
71
- \end{aligned}
72
- \]
73
- Here $\operatorname{box}$ denotes the smallest axis-aligned rectangle
74
- containing the two displayed rectangles. Within each of the four
75
- families these boxes are disjoint: source separation handles the first,
76
- target separation the fourth, and distinct heights the other two.
77
- Choose a positive rational $\epsilon<1$ smaller than one quarter of
78
- every pairwise distance within these families. A family with fewer than
79
- two members contributes no restriction. Its $\epsilon$ enlargements
80
- are then still disjoint.
81
-
82
- Choose either
83
- \[
84
- \mu_i=1+(\lambda_i-1)\Theta_2
85
- \quad\hbox{or}\quad \mu_i=\lambda_i^{\Theta_2},
86
- \qquad \gamma_i=\dot\mu_i/\mu_i.
87
- \]
88
- The factors $\mu_i$ and $\mu_i^{-1}$ stay between their respective
89
- endpoint values. Use the coordinate potentials
90
- \[
91
- \begin{aligned}
92
- B_{i1}&=(0,h_i x_1,0),&
93
- B_{i2}&=(0,0,(x_1-c_{i1})(x_2-c_{i2})),\\
94
- B_{i3}&=(0,0,w_{i1}x_2-w_{i2}x_1),&
95
- B_{i4}&=(0,-h_i x_1,0).
96
- \end{aligned}
97
- \]
98
- For the logarithmic-scale construction we also retain the alternative
99
- translation potentials, with $e_3=(0,0,1)$,
100
- \[
101
- B_{i1}=\tfrac12(h_ie_3)\times x,\qquad
102
- B_{i3}=\tfrac12(w_{i1},w_{i2},0)\times x,\qquad
103
- B_{i4}=\tfrac12(-h_ie_3)\times x.
104
- \]
105
- Their curls equal the same constant translation vectors. Their localized
106
- fields need not agree away from the plates. Either choice gives
107
- \[
108
- W=\sum_i\left[
109
- \dot\Theta_1\nabla\times(\chi_{K_{i1},\epsilon}B_{i1})
110
- +\gamma_i\nabla\times(\chi_{K_{i2},\epsilon}B_{i2})
111
- +\dot\Theta_3\nabla\times(\chi_{K_{i3},\epsilon}B_{i3})
112
- +\dot\Theta_4\nabla\times(\chi_{K_{i4},\epsilon}B_{i4})\right].
113
- \]
114
- This is a finite sum of spatial curls. Its spatial support is compact,
115
- its time support is contained in $[1/10,8/10]$, and the lower bound
116
- $\mu_i\ge\min(1,\lambda_i)>0$ proves smoothness and effectivity.
117
-
118
- For $b\in D_i$, the successive paths are
119
- \[
120
- \begin{array}{c|c}
121
- \text{motion}&\text{position}\\\hline
122
- \text{ascent}&(b,h_i\Theta_1)\\
123
- \text{scaling}&(c_i+\operatorname{diag}(\mu_i,\mu_i^{-1})(b-c_i),h_i)\\
124
- \text{translation}&(A_i(b)-w_i+\Theta_3w_i,h_i)\\
125
- \text{descent}&(A_i(b),h_i(1-\Theta_4)).
126
- \end{array}
127
- \]
128
- Each path stays in its swept box. On a neighborhood of that box the
129
- uncut curls are, in order,
130
- \[
131
- h_ie_3,\qquad (x_1-c_{i1},-(x_2-c_{i2}),0),\qquad
132
- (w_{i1},w_{i2},0),\qquad -h_ie_3.
133
- \]
134
- After multiplication by the time coefficients, these are the prescribed
135
- affine velocities. The motion matrices are positive diagonal of determinant
136
- one, the plateau margin is $\epsilon/2$, and the support padding is
137
- $\epsilon$. The disjoint swept boxes therefore permit the plateau
138
- argument of Lemma~\ref{lem:bb-curl}, with $\eta=\epsilon/2$.
139
- It identifies these particular localized fields with the displayed
140
- paths on the plateaux. The normalized diagonal factors are bounded by
141
- $L_i=\max(1,\lambda_i,\lambda_i^{-1})$, so that lemma gives the
142
- full initial neighborhood of radius $\epsilon/(4L_i)$.
143
- \end{proof}
144
-
145
- We use the following precise Euclidean comparison class in the applications:
146
- on each $[0,T]$,
147
- \begin{equation}\label{ba:euclidean-comparison-class}
148
- \begin{gathered}
149
- u\in C([0,T];H^2(\mathbb R^3))\cap C^1([0,T];L^2(\mathbb R^3)),\\
150
- u,\nabla u\in L^\infty([0,T]\times\mathbb R^3),\qquad
151
- p\in C([0,T];H^1(\mathbb R^3)).
152
- \end{gathered}
153
- \end{equation}
154
- The pressure representative is part of this condition; it is zero for
155
- our constructed solution. These comparison velocities and pressures
156
- satisfy case (i) of Lemma~\ref{lem:b-comparison}. We retain the stated
157
- bounded-gradient requirement here, although that case does not need it.
158
-
159
- That lemma also gives a smooth material diffeomorphism on every finite
160
- interval. Differentiating its trajectory equation gives
161
- $\dot J=(D_xu)(t,\Phi_t(a))J$, $J(0)=I$, for $J=D_a\Phi_t$.
162
- Consequently
163
- \begin{equation}\label{ba:material-volume}
164
- \frac d{dt}\det J=(\nabla\cdot u)(t,\Phi_t(a))\det J=0,
165
- \qquad \det J=1.
166
- \end{equation}
167
- The same proof applies to periodic lifts on the torus. The residual
168
- formulas below are affine in viscosity, so they also define the asserted
169
- solutions for any real $\nu>0$, with effectivity relative to $\nu$.
170
-
171
- \begin{theorem}[Two bounded-box material tests]\label{ba:bounded-box-tests}
172
- Fix a positive computable viscosity $\nu$. A deterministic one-tape
173
- machine and finite input effectively determine each of the following
174
- general body forces on $[0,\infty)\times\mathbb R^3$. Both have zero
175
- initial velocity, a unique global smooth velocity in
176
- \eqref{ba:euclidean-comparison-class}, and constructed pressure zero.
177
- \begin{enumerate}
178
- \item The force and velocity have one fixed compact spatial support, all
179
- mixed derivatives bounded, and period one for $t\ge1$. The particle
180
- from $0$ enters $(-5,-2)\times(-1,2)\times(-1,1)$ exactly when the
181
- machine halts.
182
- \item The force and velocity have one fixed compact spatial support and,
183
- for all $k\ge0$ and spatial multi-indices $\alpha$, satisfy
184
- \begin{equation}\label{ba:eighteen-decay}
185
- \|\partial_t^k\partial_x^\alpha u(t)\|_\infty+
186
- \|\partial_t^k\partial_x^\alpha f(t)\|_\infty
187
- \le C_{k,\alpha}(1+t)^{-1-k}.
188
- \end{equation}
189
- The particle from $(2,0,0)$ enters
190
- $(-1/2,3/2)\times(-1/2,3/2)\times(-1/2,1/2)$ exactly when the
191
- machine halts. In particular $f\in L^2([0,\infty);H^m(\mathbb R^3))$
192
- for every integer $m\ge0$.
193
- \end{enumerate}
194
- The supports and constants may depend on the machine and input. The
195
- labels and observers do not. All force derivatives admit evaluation to
196
- any prescribed rational error by a finite program.
197
- \end{theorem}
198
-
199
- \begin{proof}\label{ba:bounded-box-tests-proof}
200
- Normalize to a single halt state $q_H$ and a complete nonhalting table,
201
- as in Section~\ref{ba:codes}. Apply the move-first recorder of
202
- Lemma~\ref{lem:bb-movefirst}. Its history frontier starts at cell $2$;
203
- all other history cells are empty and all mark bits are zero. At
204
- checkpoint $n$, the frontier is $g_n=n+2$, the work head satisfies
205
- $|h_n|\le n$, and the next work instruction ending at $h'$ is completed
206
- in exactly $4+2(g_n-h')$ local steps. Thus every required checkpoint
207
- is reached after finitely many steps. The incoming-direction and
208
- written-symbol inverse properties hold on the whole partial table.
209
- The records recover the successive work instructions and hence the
210
- absolute head position, even though the geometric code is head-relative.
211
-
212
- Let $m$ be the full alphabet size. Use odd digits $\beta(a)$ in
213
- $\{1,3,\ldots,2m-1\}$, with base $B=2m+1$ in the first construction
214
- and $B=2m+2$ in the second. Set
215
- \[
216
- C(a_0a_1\cdots)=\sum_{r\ge0}\beta(a_r)B^{-r-1},\quad
217
- P_a(v)=\frac{\beta(a)+v}{B},\quad D_a(v)=Bv-\beta(a),\quad
218
- I_a=P_a([0,1]).
219
- \]
220
- Let $\xi$ encode the left string, nearest cell first, and $\eta$
221
- the string starting at the head. The complete right, stay and left
222
- branch maps are \eqref{eq:bb-one-cell-branches}, with its digit
223
- $d(a)$ equal to $\beta(a)$ and its move $e$ equal to $d$ here.
224
- The left move is split over every full symbol $c$. The shared lemma
225
- proves the full-rectangle endpoint formulas, arbitrary-tail action and
226
- linear part $\operatorname{diag}(B^{-d},B^d)$.
227
-
228
- Translate each state square horizontally. In the first construction
229
- give the halt state offset $-4$ and the other states offsets $2+2r$,
230
- $r\ge0$; in the second use halt offset $0$ and other offsets $3r$,
231
- $r\ge1$. Thus the code is $(o_s+\xi,\eta,0)$.
232
- Lemma~\ref{lem:bb-onecell} applies with exactly these odd digits and
233
- either displayed base: its incoming conditions are those supplied by
234
- the move-first recorder, and \eqref{eq:bb-one-cell-branches} is its minimal
235
- left-split branch list. Thus both complete closed rectangle families
236
- are separately disjoint, with within-state gaps at least $B^{-2}$.
237
- This proves the hypotheses of Lemma~\ref{ba:four-stage}; no separation
238
- between the source and target families is required.
239
-
240
- Use its linear scale and coordinate potentials for the first construction;
241
- use its logarithmic scale and symmetric translation potentials for the
242
- second. In the latter case the scaling coefficient is exactly
243
- $(\log\lambda_i)\dot\Theta_2$ and the scale matrix is
244
- $\operatorname{diag}(\lambda_i^{\Theta_2},\lambda_i^{-\Theta_2})$.
245
- Denote the resulting step field by $W_{\rm step}$.
246
-
247
- The initial code $P_{\rm in}$ is rational. A constant full-symbol
248
- tail of digit $\beta_0$ after $M$ positions contributes
249
- $B^{-M}\beta_0/(B-1)$; all other contributions are finite. For the
250
- appropriate fixed label $a_*$, put $v_0=P_{\rm in}-a_*$ and let
251
- $J_0$ be the smallest box containing $[a_*,P_{\rm in}]$. The loader
252
- \[
253
- W_{\rm in}(s,x)=\frac d{ds}\vartheta(2s-1/2)\,
254
- \nabla\times\left(\chi_{J_0,1}(x)\frac{v_0\times x}{2}\right)
255
- \]
256
- has the exact marked path $a_*+\vartheta(2s-1/2)v_0$, since the
257
- uncut curl is $v_0$ and the entire segment lies in the plateau. Form
258
- \[
259
- W(s,x)=W_{\rm in}(s,x)+\sum_{n\ge1}W_{\rm step}(s-n,x).
260
- \]
261
- The zero time collars make this smooth, initially zero, and periodic for
262
- $s\ge1$, with common compact spatial support and bounded mixed derivatives.
263
-
264
- At time $s=1+k$ the marked particle is exactly the code after $k$ local
265
- instructions, through the first halt or indefinitely in a nonhalting run.
266
- This follows by induction from the full-rectangle maps. Each halt code
267
- lies in its stated observation box, including one reached by loading an
268
- initially halted machine. In a nonhalting run, the first loader has
269
- $x_1\ge0$ and later nonhalt codes have $x_1\ge2$; for the second these
270
- bounds are $x_1\ge2$ and $x_1\ge3$. Ascent and descent leave those
271
- planar coordinates unchanged. Every planar motion has height $4i\ge4$,
272
- outside both observers. The intervening stationary intervals add no new
273
- positions. This proves exclusion at every real time.
274
-
275
- For the first case take $u=W$ and its residual force. For the second set
276
- \[
277
- s(t)=\log(1+t),\quad \theta(t)=(1+t)^{-1},\quad
278
- u(t,x)=\theta(t)W(s(t),x),
279
- \]
280
- whose force is
281
- \[
282
- f=\theta^2\{-W+\partial_sW+(W\cdot\nabla)W\}(s(t),x)
283
- -\nu\theta\Delta W(s(t),x).
284
- \]
285
- Lemma~\ref{ba:log-clock} applies to this fixed-support, bounded-derivative
286
- template. Its identity
287
- $\partial_t(\theta^jY(s(t)))=\theta^{j+1}(\partial_s-j)Y(s(t))$
288
- proves \eqref{ba:eighteen-decay} for every $k,\alpha$. Fixed support
289
- then gives the stated $L^2_tH^m_x$ conclusion. Its clock is onto, with
290
- inverse $t=e^s-1$, so the material path is the old path composed with
291
- $s(t)$ and the event is unchanged.
292
-
293
- In both cases smoothness, fixed support and bounded derivatives on
294
- finite time intervals put the reference velocity in $CH^2\cap C^1L^2$
295
- with bounded velocity and gradient. It is solenoidal and initially zero.
296
- Lemma~\ref{lem:b-comparison}(i) therefore gives the exact solution
297
- $(u,0)$ and uniqueness in \eqref{ba:euclidean-comparison-class}.
298
- The effective profiles following \eqref{eq:p2-step}, applied to the
299
- finite table, rational initial code, finitely many boxes and repeated
300
- template, give all derivative evaluations. A coarse time approximation
301
- encloses finitely many possible active translates, avoiding equality
302
- tests at seams. The prescription never computes the machine's run.
303
- \end{proof}
304
-
305
- \subsection{Small plates and a slab observer on the unit torus}
306
- \label{ba:torus-plates-section}
307
-
308
- A slab observer has no height restriction, so elevation alone cannot
309
- protect it. We now keep each nonhalting branch inside a narrow range of
310
- first coordinates throughout its motion. The delayed-head recorder also
311
- allows arbitrary finitely supported work data on both sides of the head.
312
-
313
- \begin{theorem}[Torus plates and square-integrable forcing]
314
- \label{ba:torus-plates}
315
- Fix a positive computable $\nu$. Every deterministic one-tape machine
316
- with finitely specified tape, blank outside a finite set, effectively
317
- determines a smooth mean-zero general force on
318
- $\mathbb T^3=\mathbb R^3/\mathbb Z^3$, with bounded mixed derivatives
319
- and period one for $t\ge1$. Its zero-data Navier--Stokes solution is
320
- globally smooth and unique among smooth solutions, with pressure normalized
321
- to mean zero and constructed pressure zero. For
322
- $P_*=(1/4,1/2,1/4)$ and $X(t)=\Phi_t(P_*)$, the event
323
- \begin{equation}\label{ba:torus-plate-event}
324
- \exists t\ge0:\quad X_1(t)\pmod1\in(1/2,7/8)
325
- \end{equation}
326
- is equivalent to halting.
327
-
328
- A separate effective force has the same zero data, event, uniqueness and
329
- mean-zero property, is supported in one compact sub-box of $(0,1)^3$,
330
- has all mixed derivatives bounded, and satisfies
331
- \begin{equation}\label{ba:cube-rate}
332
- \|\widehat f(t,\cdot)\|_\infty=O((1+t)^{-2/3}).
333
- \end{equation}
334
- In particular $\widehat f\in L^2([0,\infty)\times\mathbb T^3)$.
335
- \end{theorem}
336
-
337
- \begin{proof}\label{ba:torus-plates-proof}
338
- Use Lemma~\ref{ba:six-compiler} with the frontier initially at cell $1$.
339
- Its main control $M_{q,e}$ records the last work displacement $e$, initially
340
- zero. In one work step it writes and marks the old head, records
341
- $(q,e,a)$ at the frontier, returns to the mark, and only then makes the
342
- work displacement. All other initial history cells are blank and every
343
- mark is zero. At checkpoint $n$ the frontier is $n+1$, $|h_n|\le n$,
344
- and the next checkpoint takes exactly $2(n+1-h_n)+3$ local steps.
345
- These scans test history and marks, so the proof is unaffected by work
346
- symbols on either side of the head. Main controls with halting $q$ have
347
- no outgoing rules. The full-domain incoming properties are those of
348
- the cited lemma.
349
-
350
- Let $S$ be the local state set, $N=|S|$, let $S_h$ be its halting main
351
- states, and enumerate $S$ by $n(s)=0,\ldots,N-1$. Put
352
- \[
353
- \ell=\frac1{16(N+1)},\quad z_0=\frac14,\quad
354
- x_s=\frac18+2\ell n(s)+\frac12\mathbf1_{s\in S_h},\quad
355
- T_s(\xi,\eta)=(x_s+\ell\xi,1/4+\ell\eta).
356
- \]
357
- Nonhalting squares lie in $1/8\le x_1<1/4$ and halting squares in
358
- $5/8\le x_1<3/4$; distinct squares have gap at least $\ell$.
359
- Give the full alphabet, of size $m$, odd digits in base $\beta=2m+1$.
360
- Conjugating \eqref{eq:bb-one-cell-branches} by the source and target charts
361
- gives separately disjoint rectangle families $R_j^0,R_j^1$ with positive
362
- diagonal factors $\alpha_j,\alpha_j^{-1}$,
363
- $\alpha_j\in\{\beta^{-1},1,\beta\}$. Every chart has the same
364
- scale, so this remains the physical linear part.
365
- Lemma~\ref{lem:bb-onecell}, with this uniform chart scaling, gives
366
- within-family coordinate gaps at least $\ell/\beta^2$, including the
367
- two-letter target intervals for left moves.
368
-
369
- For $1\le j\le L$, write the centers as $p_j^0,p_j^1$, the source
370
- half-widths as $a_j,b_j$, and the target half-widths as
371
- $\alpha_ja_j,\alpha_j^{-1}b_j$. All endpoint half-widths are at
372
- most $\ell/2$. Choose
373
- \[
374
- h_j=\frac12+\frac{j}{4(L+1)},\qquad
375
- \epsilon=\frac1{100}\min\left(1,\frac\ell{\beta^2},
376
- \frac1{4(L+1)}\right).
377
- \]
378
- With $\theta(s)=\vartheta(2s-1/2)$ and
379
- $\Theta_k(\tau)=\theta(3\tau-k+1)$ for $k=1,2,3$, define
380
- \[
381
- \begin{aligned}
382
- C_j(\tau)&=\big((1-\Theta_2)p_j^0+\Theta_2p_j^1,
383
- z_0+(\Theta_1-\Theta_3)(h_j-z_0)\big),\\
384
- \sigma_j&=1+(\alpha_j-1)\Theta_2,\qquad
385
- \lambda_j=\dot\sigma_j/\sigma_j,\\
386
- (w_{j1},w_{j2},w_{j3})&=(a_j\sigma_j,b_j/\sigma_j,0).
387
- \end{aligned}
388
- \]
389
- These centers and half-widths describe moving plates. Their
390
- $\epsilon$ enlargements are disjoint: the first third uses source
391
- projections, the middle third distinct heights, and the last third
392
- target projections. The padding is at most one hundredth of every
393
- relevant gap. All plates and padding lie in a compact sub-box of
394
- $(0,1)^3$, since their centers interpolate between the stated chart
395
- centers, widths are at most $\ell$, heights lie between $1/4$ and
396
- $3/4$, and $\ell\le1/32$, $\epsilon\le1/100$.
397
-
398
- For $w\ge0$ put
399
- \[
400
- \kappa_\epsilon(w,v)=
401
- \vartheta\!\left(\frac{2(w+\epsilon-v)}\epsilon\right)
402
- \vartheta\!\left(\frac{2(w+\epsilon+v)}\epsilon\right),\qquad
403
- \chi_j=\prod_{a=1}^3\kappa_\epsilon(w_{ja},x_a-C_{ja}).
404
- \]
405
- Writing $y=x-C_j$, use
406
- \[
407
- A_j=\tfrac12\dot C_j\times y+(0,0,\lambda_jy_1y_2),
408
- \qquad V(\tau,x)=\sum_j\nabla\times(\chi_jA_j).
409
- \]
410
- Extend the potentials by zero outside the chart. The support remains
411
- away from its faces, so this gives a smooth torus field, zero near the
412
- time endpoints. On the whole plateau of plate $j$ its velocity is
413
- $\dot C_j+(\lambda_jy_1,-\lambda_jy_2,0)$; other summands vanish
414
- there. Hence the path from $(p_j^0+(r,s),z_0)$ is exactly
415
- \begin{equation}\label{ba:plate-path}
416
- C_j(\tau)+(\sigma_j(\tau)r,\sigma_j(\tau)^{-1}s,0),
417
- \qquad |r|\le a_j,\quad |s|\le b_j.
418
- \end{equation}
419
- It ends at the prescribed affine image. The plateau argument of
420
- Lemma~\ref{lem:bb-curl} applies with
421
- $D_j=\operatorname{diag}(\sigma_j,\sigma_j^{-1},1)$,
422
- $\eta=\epsilon/2$, and diagonal bound
423
- $\max(1,\alpha_j,\alpha_j^{-1})$: the required enlarged-box separation
424
- was just proved. It gives the same motion on an initial neighborhood
425
- of radius $\epsilon/[4\max(1,\alpha_j,\alpha_j^{-1})]$, with constant
426
- normal displacement, and therefore includes boundary codes.
427
-
428
- The initial code $P_{\rm in}$ is rational, since relative to constant
429
- blank tails only finitely many work and frontier digits differ. Load it
430
- from $P_*$ along $C_*=(1-\theta)P_*+\theta P_{\rm in}$ using
431
- \[
432
- V_0(t,x)=\nabla\times\left[
433
- \prod_{a=1}^3\kappa_{1/64}(0,x_a-C_{*,a}(t))
434
- \frac{\dot C_*(t)\times(x-C_*(t))}{2}\right].
435
- \]
436
- The segment and its collar stay within the chart: its first coordinate
437
- stays between $1/8$ and $3/4$, its second between $1/4$ and
438
- $1/2+\ell$, and its third is $1/4$. Its plateau curl is $\dot C_*$.
439
- Take $U=V_0$ on $[0,1]$ and $U(t)=V(t-n)$ on $[n,n+1]$ for $n\ge1$.
440
- Time collars make this smooth and initially zero. It has fixed compact
441
- chart support, bounded mixed derivatives, and period one after loading.
442
- Define $f=U_t+(U\cdot\nabla)U-\nu\Delta U$ using the stated physical
443
- viscosity. Both $U$ and $f$ have mean zero: $U$ is a curl, the
444
- Laplacian integrates to zero, and
445
- $(U\cdot\nabla)U=\operatorname{div}(U\otimes U)$.
446
- The torus clause of Lemma~\ref{lem:b-comparison} applies to this
447
- smooth, initially zero, solenoidal reference field and gives the unique
448
- smooth solution $(U,0)$ with mean-zero pressure.
449
-
450
- Equations~\eqref{eq:bb-one-cell-branches} and \eqref{ba:plate-path} identify
451
- the particle at time $1+k$ with the $k$th local configuration. The
452
- recorder invariant ensures that a nonhalting computation continues
453
- indefinitely. A halt, including an initial halt reached by loading,
454
- puts the particle in $5/8\le X_1<3/4$, proving the event. For a
455
- nonhalting computation the loader has $X_1\le1/4$ and every later
456
- branch has both endpoint centers below $1/4$. Its center is their
457
- convex interpolation and its first half-width is at most $\ell/2$.
458
- Thus $0<X_1<1/4+\ell/2<1/2$ at every intermediate time. The path
459
- stays inside the chart, so reduction modulo one cannot create a false visit.
460
-
461
- For the separate decaying force choose the onto clock
462
- \[
463
- s(t)=(1+t)^{1/3}-1,\qquad \widehat U(t,x)=s'(t)U(s(t),x).
464
- \]
465
- Its residual is
466
- \[
467
- \widehat f=s''U+(s')^2\{\partial_sU+(U\cdot\nabla)U\}
468
- -\nu s'\Delta U,
469
- \]
470
- where the fields on the right are evaluated at $(s(t),x)$. Since
471
- $s'=(1/3)(1+t)^{-2/3}$ and $s''=-(2/9)(1+t)^{-5/3}$, the bounded
472
- template derivatives prove \eqref{ba:cube-rate}. Every positive-order
473
- derivative of $s$ is bounded; repeated product and chain rules therefore
474
- bound every mixed derivative of $\widehat U$ and $\widehat f$. The
475
- square of $(1+t)^{-2/3}$ is integrable. Support and mean zero persist,
476
- and $U(0)=0$ retains the zero datum. The torus clause of
477
- Lemma~\ref{lem:b-comparison} therefore applies to $\widehat U$ too.
478
- Finally the material path is the old one at $s(t)$,
479
- and $s$ has inverse $t=(1+s)^3-1$, so the event is unchanged.
480
-
481
- All choices are effective finite data followed by explicit smooth
482
- formulas. In particular $\sigma_j\ge\min(1,\alpha_j)>0$; the cutoff
483
- estimates and zero collars allow derivative evaluation at approximate real
484
- arguments without tests for exact boundary equality. Only positive
485
- arguments enter the cube root. The program repeats the entire local
486
- table and never uses a computed execution.
487
- \end{proof}
488
-
489
- \subsection{Storage and periodic forcing without a loader}
490
- \label{ba:parking-section}
491
-
492
- The next construction absorbs initialization into the positions of the
493
- state rectangles. A zero digit for the full blank symbol places the
494
- initial left stack at zero; an input-dependent second-coordinate translation then
495
- places the entire initial code at one fixed particle. To protect a
496
- half-space observer during every period, we first evacuate all sources
497
- to separate storage rectangles and only afterwards fill the targets.
498
-
499
- \begin{lemma}[Zero-blank coding]\label{ba:zero-blank-code}
500
- Let an alphabet of size $m>1$ have digits $0,\ldots,m-1$, with full
501
- blank digit zero. Set $B=m+1$, $\kappa=(m-1)/m$, and
502
- \[
503
- \operatorname{val}(a_0a_1\cdots)=\sum_{r\ge0}a_rB^{-r-1},\qquad
504
- I_a=\frac{a+[0,\kappa]}B,\qquad I_{a,b}=\frac{a+I_b}B.
505
- \]
506
- The code is injective, takes values in $[0,\kappa]$, and its distinct
507
- one-letter and two-letter cylinders have positive rational gaps. For a
508
- deterministic partial table with target-state-determined incoming direction
509
- and incoming rule determined by target state and written symbol, separated
510
- state translates of $[0,\kappa]^2$ yield separately disjoint full source
511
- and target rectangles by the following maps in state-relative coordinates:
512
- \begin{equation}\label{ba:zero-digit-maps}
513
- \begin{array}{c|c|c|c}
514
- d&\text{source}&(\xi',\eta')&\text{target}\\\hline
515
- 1&[0,\kappa]\times I_a&((b+\xi)/B,B\eta-a)&I_b\times[0,\kappa]\\
516
- 0&[0,\kappa]\times I_a&(\xi,\eta+(b-a)/B)&[0,\kappa]\times I_b\\
517
- -1&I_c\times I_a&(B\xi-c,c/B+(b+B\eta-a)/B^2)&
518
- [0,\kappa]\times I_{c,b}.
519
- \end{array}
520
- \end{equation}
521
- The last row is split over all $c$. Each map has positive diagonal
522
- linear part of determinant one and acts exactly on the full rectangle.
523
- \end{lemma}
524
-
525
- \begin{proof}\label{ba:zero-blank-code-proof}
526
- The maximum tail is $(m-1)/(B-1)=\kappa$, and
527
- $(m-1+\kappa)/B=\kappa$. Consecutive first-digit intervals have
528
- gap $(1-\kappa)/B>0$. Within one first-digit interval the second-digit
529
- gaps are this quantity divided by $B$; different first digits already
530
- give a gap. The interval containing a code recovers its first digit,
531
- and $v\mapsto Bv-a$ then exposes the tail. Repetition proves
532
- injectivity, including endpoint codes.
533
-
534
- Writing $a$ to $b$ changes the first right digit. A right move pushes
535
- $b$ onto the left string and removes $a$ from the right; a left move
536
- removes $c$ from the left and prepends $c,b$ to the old right tail.
537
- These identities give \eqref{ba:zero-digit-maps}, including its images
538
- and reciprocal slopes. Determinism and digit gaps separate sources by
539
- state, read digit, and $c$ when needed. At one target state the common
540
- incoming direction determines where the written digit is visible: in
541
- $I_b$ on the left or right, or in $I_{c,b}$. The incoming-rule
542
- hypothesis and digit gaps then separate the closed target rectangles.
543
- \end{proof}
544
-
545
- \begin{lemma}[Evacuation, storage and delivery]\label{ba:parking}
546
- Suppose $A_i:D_i\to E_i$, $1\le i\le N$, are the rational reciprocal
547
- rectangle maps of Lemma~\ref{ba:four-stage}, with $N\ge1$ and every
548
- $D_i\subset\{x_1<0\}$. There is an effective smooth divergence-free
549
- field on $\mathbb R\times\mathbb R^3$, one-periodic in time, zero near
550
- each integer time, and uniformly compactly supported in space, whose
551
- one-period map is $(b,z)\mapsto(A_i(b),z)$ on a neighborhood of every
552
- $D_i\times\{0\}$. If $E_i\subset\{x_1<0\}$, the entire
553
- one-period path of each point in $D_i\times\{0\}$ remains in that
554
- half-space.
555
- \end{lemma}
556
-
557
- \begin{proof}\label{ba:parking-proof}
558
- Let $d_i,b_i$ be the source and target centers, and let $a_{ij},a'_{ij}$
559
- be their half-widths. Put $a^*_{ij}=\max(a_{ij},a'_{ij})$.
560
- Choose $\epsilon$ to be one quarter of the minimum of $1$ and all
561
- pairwise maximum-norm distances within the source and target families;
562
- omit pair entries when $N=1$. Define
563
- \[
564
- \begin{gathered}
565
- x_{\min}=\min\{x_1:(x_1,x_2)\in D_i\cup E_i\text{ for some }i\},\\
566
- R=\max(1,\max_i a^*_{i1}),\qquad J=4(R+1),\qquad
567
- s_i=(x_{\min}-iJ,0).
568
- \end{gathered}
569
- \]
570
- The storage rectangle at $s_i$ with half-widths $a^*_{ij}$ lies in
571
- $x_1<0$. Its first-coordinate projection is separated by more than one
572
- from every source and target and from the other storage projections:
573
- the relevant gaps are at least $J-R>1$ and $J-2R>1$.
574
-
575
- We need only a localized translation and a localized reciprocal scaling.
576
- On a time segment $[t_0,t_0+\delta]$, use
577
- $g(t)=\vartheta(3(t-t_0)/\delta-1)$, whose derivative is supported
578
- in the middle third. Using the cutoff $\kappa_\epsilon$ defined in
579
- the proof of Theorem~\ref{ba:torus-plates}, for half-widths $a,b$ write
580
- \[
581
- \chi_{a,b}(y)=\kappa_\epsilon(a,y_1)
582
- \kappa_\epsilon(b,y_2)\kappa_\epsilon(0,y_3).
583
- \]
584
- A plate translation from center $P$ to $Q$ is produced by
585
- \[
586
- C(t)=(1-g)P+gQ,\qquad
587
- \nabla\times\left[
588
- \tfrac12\chi_{a,b}(x-C(t))\dot C(t)\times(x-C(t))\right].
589
- \]
590
- On its plateau the velocity is $\dot C$ and the exact path is
591
- $C(t)+(r,s,0)$. At storage center $P=(s_i,0)$, take
592
- $q(t)=1+(\lambda_i-1)g(t)$ and the field
593
- \[
594
- \nabla\times\left(0,0,
595
- \frac{\dot q}{q}(x_1-P_1)(x_2-P_2)
596
- \chi_{a^*_{i1},a^*_{i2}}(x-P)\right).
597
- \]
598
- It has the exact path $P+(qr,q^{-1}s,0)$. The denominator has the
599
- positive lower bound $\min(1,\lambda_i)$, and the whole path lies in
600
- the storage rectangle, because each half-width stays between its source
601
- and target values.
602
-
603
- Partition a period into $7N$ equal segments and take $Z=2$. For each
604
- $i$ in order, use four segments for
605
- \[
606
- (d_i,0)\longrightarrow(d_i,Z)\longrightarrow(s_i,Z)
607
- \longrightarrow(s_i,0),\qquad\text{then scale at }s_i.
608
- \]
609
- Only after all these evacuations, use three segments for each $i$ to
610
- deliver its target shape along
611
- \[
612
- (s_i,0)\longrightarrow(s_i,Z)\longrightarrow(b_i,Z)
613
- \longrightarrow(b_i,0).
614
- \]
615
- Sum these segment fields and extend periodically. The middle-third
616
- time switches give zero neighborhoods of every segment endpoint and
617
- every integer time. The result is a smooth finite sum of curls with
618
- one compact spatial support.
619
-
620
- This is the $7N$ schedule of Lemma~\ref{lem:bb-lift-parking}(ii).
621
- Its separation hypotheses have explicit margins here. Unpadded
622
- source-source and target-target gaps are at least $4\epsilon$, so their
623
- $\epsilon$ enlargements leave gap at least $2\epsilon$. Storage
624
- gaps exceed one, leaving more than $1-2\epsilon>0$ after padding.
625
- At horizontal travel height the enlarged moving plate and every
626
- enlarged stationary plate have vertical gap $2-2\epsilon>0$.
627
- Every scaling stays in its reserved storage rectangle. The lemma
628
- therefore gives simultaneous noninterference for evacuation and delivery,
629
- including when a source meets a target.
630
-
631
- The localized potentials above have exactly these affine generators on
632
- their plateaux, so the plateau argument of Lemma~\ref{lem:bb-curl}
633
- gives endpoint
634
- $(d_i+(r,s),0)\mapsto(b_i+(\lambda_i r,\lambda_i^{-1}s),0)$,
635
- with normal displacement unchanged. Put
636
- $M=\max_i(1,\lambda_i,\lambda_i^{-1})$ and
637
- $d_*=\min(2\epsilon,1-2\epsilon,2-2\epsilon)>0$.
638
- A neighborhood radius smaller than both $\epsilon/(8M)$ and
639
- $d_*/(4M)$ retains the plateaux and all exclusion margins throughout
640
- the concatenation. This applies the shared proofs to the displayed
641
- potentials and does not identify their fields away from the plateaux.
642
-
643
- If $E_i$ is negative, each translation of an individual point joins two
644
- negative first coordinates, and its linear interpolation remains negative.
645
- Scaling occurs inside the negative storage rectangle. The point is
646
- stationary during all other segments. This proves the asserted
647
- whole-period exclusion.
648
- \end{proof}
649
-
650
- \begin{theorem}[A periodic force with no loading interval]
651
- \label{ba:periodic-parking}
652
- Fix a positive computable $\nu$. A deterministic one-tape machine and
653
- finite input word in cells $0,\ldots,L-1$, with other cells blank and
654
- initial head zero, effectively determine a general body force on
655
- $\mathbb R^3$ extending smoothly and one-periodically to all real times.
656
- It has uniformly compact spatial support and bounded mixed derivatives.
657
- Its zero-data solution has a unique global smooth velocity in
658
- \eqref{ba:euclidean-comparison-class}, with constructed pressure zero, and
659
- \[
660
- \exists t\ge0:\quad (\Phi_t((-2,0,0)))_1>0
661
- \quad\Longleftrightarrow\quad\text{the machine halts}.
662
- \]
663
- The fixed label is already the initial code; periodicity begins at zero.
664
- \end{theorem}
665
-
666
- \begin{proof}\label{ba:periodic-parking-proof}
667
- Insert a fresh nonhalting start state that preserves the read letter,
668
- stays put and enters the original start state. Replace missing
669
- nonhalting instructions by letter-preserving stay instructions to a halt
670
- state. This finite normalization preserves the halting question,
671
- including an initially halted machine, and guarantees a nonhalting
672
- initial control and at least one rule.
673
-
674
- Apply the six-row delayed-head recorder of Lemma~\ref{ba:six-compiler}
675
- with initial frontier $1$. Initially every other history cell is blank
676
- and every mark is zero. The main control records $(q,e)$, where $e$
677
- is the preceding displacement, and the history record is $(q,e,a)$.
678
- The old head is marked before the right scan and cleared on return,
679
- immediately before displacement into the next main state. At checkpoint
680
- $k$ the frontier is $k+1$ and the head $i$ satisfies $|i|\le k$;
681
- the next checkpoint uses $2(k+1-i)+3\le4k+5$ local steps. The
682
- incoming-direction and written-symbol properties hold on the full
683
- domain, as required by Lemma~\ref{ba:zero-blank-code}.
684
-
685
- Give the full blank symbol digit zero and the other full symbols digits
686
- $1,\ldots,m-1$. Order nonhalting local states with the initial state
687
- first and assign offsets $-2h$, $h=1,2,\ldots$; assign halting main
688
- states offsets $2h$, $h=1,2,\ldots$. Let $\eta_{\rm in}$ be the
689
- initial right-stack value and put $y_*=-\eta_{\rm in}$. Only finitely
690
- many full symbols are initially nonblank, so this is a finite rational
691
- sum. Every cell left of the initial head is fully blank. The code
692
- \[
693
- (x_\sigma+\xi,y_*+\eta,0)
694
- \]
695
- therefore places the initial configuration exactly at $(-2,0,0)$.
696
- The input changes the common second-coordinate translation, while the
697
- observed label and zero initial velocity remain fixed.
698
-
699
- Every finitely reached tape still has finite full-symbol support, so its
700
- code is rational and can be decoded by rational digit extraction until
701
- both tails are zero. At a checkpoint the leftmost nonempty history site
702
- has absolute index $1$; its relative position also recovers the head's
703
- absolute index. Thus this coding retains the initialized computation.
704
-
705
- Translate the rectangles of \eqref{ba:zero-digit-maps} by the indicated
706
- state offsets and $y_*$. Lemma~\ref{ba:zero-blank-code} gives their
707
- full affine action and separate source and target gaps. Since
708
- $\kappa<1$, every nonhalting state block is strictly negative in the
709
- first coordinate and every halting block strictly positive. Halting
710
- states have no outgoing rules, so all sources are negative. Apply
711
- Lemma~\ref{ba:parking} to obtain its periodic field $v$. Zero tails
712
- can place a code on a rectangle boundary, which is included in that
713
- lemma's full-neighborhood conclusion.
714
-
715
- Set
716
- \[
717
- f=f_0+\nu f_1,\qquad
718
- f_0=\partial_tv+(v\cdot\nabla)v,\qquad f_1=-\Delta v.
719
- \]
720
- The field and force are smooth, periodic, uniformly compactly supported,
721
- and have all mixed derivatives bounded. Since $v$ vanishes near integer
722
- times, its initial value is zero. Fixed support and bounded derivatives
723
- give $v\in CH^2\cap C^1L^2$ and bounded $v,\nabla v$ on every finite
724
- interval. Lemma~\ref{lem:b-comparison}(i) therefore supplies the exact
725
- solution $(v,0)$, uniqueness in
726
- \eqref{ba:euclidean-comparison-class}, and its global material flow.
727
-
728
- At time zero the marked particle is the initial code. If it is a
729
- nonhalting code at integer $n$, its digits select a source rectangle and
730
- the next period applies exactly that local instruction. Induction
731
- identifies the integer-time codes through the first halt or forever.
732
- Finite completion of every recorder scan identifies the original
733
- machine at the checkpoint integers. A halt therefore reaches a positive
734
- code. If the machine never halts, each used branch has a negative target
735
- rectangle. Lemma~\ref{ba:parking} keeps its marked path negative for
736
- that whole period, ruling out an intermediate false visit.
737
-
738
- Finally the force program uses finite normalization, the finite table,
739
- the rational input shift, a finite rectangle list, rational storage and
740
- separation data, $7N$ time segments and explicit cutoffs. All scaling
741
- denominators have known positive lower bounds. The zero-collar and flat
742
- profile estimates following \eqref{eq:p2-step} permit evaluation of the
743
- repeated formula and every derivative from approximate real arguments
744
- without exact seam tests.
745
- Every period executes all branch maps, independently of the marked
746
- particle's current state; the program never computes the input run.
747
- \end{proof}
748
-
749
- \subsection{Direction-split marking and a bounded observer}
750
- \label{ba:bounded-box-native}
751
-
752
- A stay instruction need not clear and reinstall a persistent mark.
753
- We separate that case in the next table. Its geometric realization
754
- uses a bounded observation box: during horizontal transfers the routing
755
- height itself prevents a false visit.
756
-
757
- \begin{lemma}[Direction-split persistent marking]
758
- \label{ba:split-mark-compiler}
759
- In the notation of Lemma~\ref{ba:persistent-compiler}, there is an
760
- effective partial finite table with a persistent checkpoint mark,
761
- pointer at $p_n=n+2$, and both full-domain incoming properties of
762
- Lemma~\ref{ba:rectangles}. A work step ending at $w'$ takes
763
- $2(p_n-w')+4+\mathbf1_{\{d_\tau\ne0\}}$ local steps.
764
- \end{lemma}
765
-
766
- \begin{proof}\label{ba:split-mark-compiler-proof}
767
- Use full symbols $[g,e,l]$, with work letter $g$, mark $e\in\{0,1\}$,
768
- and $l\in\{E,P\}\sqcup\{J_\tau\}$. Controls are $A_q$,
769
- $B_\tau$ for moving instructions, $C_\tau,S_\tau$, and $D_q,R_q$.
770
- For $\tau=(q,a)$ writing $b_\tau$, the complete table is
771
- \[
772
- \begin{array}{c|c|c|c|r}
773
- \text{control}&\text{read and guard}&\text{target}&\text{write}&d\\\hline
774
- A_q&[a,1,l],\ d_\tau=0&C_\tau&[b_\tau,1,l]&0\\
775
- A_q&[a,1,l],\ d_\tau\ne0&B_\tau&[b_\tau,0,l]&d_\tau\\
776
- B_\tau&[g,0,l]&C_\tau&[g,1,l]&0\\
777
- C_\tau&[g,1,l],\ l\ne P&S_\tau&[g,1,l]&1\\
778
- S_\tau&[g,0,l],\ l\ne P&S_\tau&[g,0,l]&1\\
779
- S_\tau&[g,0,P]&D_{q^+_\tau}&[g,0,J_\tau]&1\\
780
- D_q&[g,0,E]&R_q&[g,0,P]&-1\\
781
- R_q&[g,0,l],\ l\ne P&R_q&[g,0,l]&-1\\
782
- R_q&[g,1,l],\ l\ne P&A_q&[g,1,l]&0.
783
- \end{array}
784
- \]
785
- The first two rows use nonhalting $q$. In those rows and the
786
- $B_\tau$ row, $l$ is unrestricted, including $P$; no additional
787
- history guard is imposed. Initialize in $A_{q_0}$ at zero, with the
788
- input work tape, a unique mark at zero, pointer at two, and empty
789
- history elsewhere.
790
-
791
- At checkpoint $n$, the work move ends at
792
- $w'=w_n+d_\tau\le n+1<p_n$. A stay instruction reaches $C_\tau$
793
- in one step with the mark retained. A moving instruction reaches it
794
- in two steps after transferring the mark. From $C_\tau$, move right,
795
- scan the $p_n-w'-1$ intervening nonpointer cells, record at $p_n$,
796
- and extend the pointer to $p_n+1$. The return scans $p_n-w'$
797
- unmarked cells and stops at the persistent mark, entering the correct
798
- $A_{q^+_\tau}$. There are five other steps for a stay instruction
799
- and six for a moving instruction. This yields the stated count and
800
- restores the invariant. Every required guard holds, so the execution
801
- continues exactly until halting, including possible initial halting.
802
-
803
- For an arbitrary allowed tape, each target determines its incoming move.
804
- It is zero into $A_q$ or $C_\tau$, $d_\tau$ into $B_\tau$, one into
805
- $S_\tau$ or $D_q$, and minus one into $R_q$. The record $\tau$ recovers the
806
- source of the work update. A fixed $C_\tau$ receives only an $A_q$
807
- entry if $d_\tau=0$, and only $B_\tau$ entries otherwise; the written
808
- symbol recovers the old full symbol in either case. At $S_\tau$,
809
- the written mark separates entry from scan. At $D_q$, $J_\tau$
810
- identifies the recording instruction and its former pointer. At $R_q$,
811
- the written pointer separates entry from the loop. At $A_q$, the
812
- unique source is $R_q$ and the marked symbol is unchanged. Undoing
813
- the indicated shift therefore gives at most one predecessor in every
814
- case, on the full stated domain.
815
- \end{proof}
816
-
817
- \begin{theorem}[A bounded-box event with a vertical routing guard]
818
- \label{ba:bounded-box-euclidean}
819
- For every machine and finite input, and fixed positive computable
820
- viscosity, there is an effective smooth force on $\mathbb R^3$ with
821
- uniformly compact spatial support, bounded mixed derivatives and period
822
- one for $t\ge1$, whose zero-data solution satisfies
823
- \[
824
- \exists t\ge0:\ X(t;(2,0,0))\in(0,1)\times(0,1)\times(-1,1)
825
- \quad\Longleftrightarrow\quad\text{the machine halts}.
826
- \]
827
- The constructed solution is smooth with pressure zero. It is unique
828
- among smooth solutions with $u\in C_tH^2\cap C_t^1L^2$, bounded
829
- $u$ on each finite interval, and $p\in C_tH^1$. This comparison class
830
- requires no bound on the competing velocity's spatial gradient.
831
- \end{theorem}
832
-
833
- \begin{proof}\label{ba:bounded-box-euclidean-proof}
834
- Put $\rho(s)=\sigma(2s-1/2)$, using the effective flat switch
835
- from~\eqref{eq:p2-step}.
836
- Use the single-halt normalization and
837
- Lemma~\ref{ba:split-mark-compiler}. For its full alphabet $\Sigma$,
838
- choose distinct odd digits $e(a)\in\{1,3,\ldots,2|\Sigma|-1\}$ and
839
- base $B=2|\Sigma|+1$. For an infinite word
840
- $\omega=\omega_0\omega_1\cdots$, define
841
- \[
842
- c(\omega)=\sum_{j\ge0}e(\omega_j)B^{-j-1}.
843
- \]
844
- Place $A_h$ at offset zero and the
845
- other control squares at first-coordinate offsets $3,6,9,\ldots$.
846
- The code at height zero is
847
- \[
848
- (o_s+c(\text{left stream}),\ c(\text{right stream}),0).
849
- \]
850
- Every tail value lies in
851
- $[1/(B-1),(B-2)/(B-1)]\subset(0,1)$, so a halt code lies strictly
852
- inside the observed box. The two incoming properties give the
853
- separated filled rectangles of Lemma~\ref{ba:rectangles}, with
854
- minimal left subdivision and first factors $1,B^{-1},B$ for stay,
855
- right and left moves.
856
-
857
- Apply the linear version of Lemma~\ref{ba:two-interpolations} to
858
- the full cuboids with third interval $[-1,1]$, heights $6i$, and
859
- switches $\rho(3s),\rho(3s-1),\rho(3s-2)$. Source projections
860
- separate lifts, heights separate horizontal motion, and target
861
- projections separate descents. Equation~\eqref{ba:affine-box-field}
862
- gives the exact affine flow on every swept cuboid and a neighborhood.
863
-
864
- The initial code $x^{\rm in}$ is rational. For example, if
865
- $b=\max(3,\text{input length})$, the first $b$ right-stream symbols
866
- include the entire input and the pointer at cell two, after which the
867
- stream is constant; the left stream is constant. On the loading
868
- interval use
869
- \[
870
- C_*(t)=(2,0,0)+\rho(t)(x^{\rm in}-(2,0,0))
871
- \]
872
- and
873
- \[
874
- V_*(t,x)=\nabla\times\left\{
875
- \chi(C_*(t),(1,1,1),1;x)
876
- \tfrac12 C_*'(t)\times(x-C_*(t))\right\}.
877
- \]
878
- The cutoff is the centered one defined in
879
- Lemma~\ref{ba:two-interpolations}. Its plateau velocity is $C_*'$, so
880
- the fixed particle follows the displayed path. This field vanishes
881
- outside $[1/4,3/4]$. Extend the step field $V$ by zero and set
882
- $U=V_*+\sum_{k\ge1}V(t-k)$, with its residual force at the prescribed
883
- $\nu$. The finite union of swept cuboids and the loading tube is
884
- bounded; all time joins have zero collars. Consequently $U$ and its
885
- force are smooth, uniformly compactly supported, and have bounded
886
- mixed derivatives, with period one after loading. Effective evaluation
887
- uses the finite formulas and a finite superset of potentially active
888
- integer shifts at any approximate time, as in
889
- Lemma~\ref{ba:realization}.
890
-
891
- The precise uniqueness input is Lemma~\ref{lem:b-comparison}(i).
892
- On each finite interval the constructed $U$ is smooth, has one compact
893
- spatial support, and has bounded velocity and gradient. Consequently
894
- $U\in CH^2\cap C^1L^2$, $U(0)=0$, and the force is exactly
895
- $\mathcal F_\nu[U]$. The theorem's competitors are smooth classical
896
- $v\in CH^2\cap C^1L^2$ with bounded $v$ and a representative
897
- $p\in CH^1$, precisely case (i). No bound on $\nabla v$ is added.
898
- That case gives $v=U$ and fixes the $H^1$ pressure representative to
899
- zero. The lemma also supplies the unique global material trajectories
900
- of the reference field.
901
-
902
- Loading and the exact full-box maps put the particle at the code after
903
- $k$ local steps at time $1+k$, through the first halt or forever in a
904
- nonhalting execution. A halt code, including an initially halted code
905
- reached by loading, is inside the observation box. In a nonhalting
906
- run, loading has first coordinate at least two. During a later lift,
907
- the particle keeps its nonhalting source planar code, whose first
908
- coordinate exceeds three. During descent it keeps the nonhalting
909
- target planar code with the same property. Throughout the middle
910
- third its height is $6i>1$. These three exclusions cover every real
911
- time and prove the event equivalence independently of horizontal
912
- excursions in the middle stage. The repeated processor installs every
913
- local branch from the finite table; it does not depend on the executed
914
- run or its outcome.
915
- \end{proof}
916
-
917
-
918
- \subsection{Separating vertical and planar potentials}
919
-
920
- \begin{theorem}[A decaying processor with phasewise planar potentials]
921
- \label{ba:phasewise-flow}
922
- At fixed computable $\nu>0$ there is an effective force on $\mathbb R^3$
923
- with one compact spatial support and all mixed derivatives of time order
924
- $k$ bounded by $C_{k,\alpha}(1+t)^{-1-k}$, whose unique smooth
925
- zero-data solution satisfies
926
- \[
927
- \exists t\ge0:\ (\Phi_t(0))_1<-1/2
928
- \quad\Longleftrightarrow\quad\text{halting}.
929
- \]
930
- It uses the six-rule recorder with initial frontier 1, full subdivision
931
- of the rectangles, and separate vertical-translation and planar
932
- Hamiltonian potentials. The constructed pressure is zero and uniqueness
933
- is in Lemma~\ref{ba:realization}'s whole-space class.
934
- \end{theorem}
935
- \begin{proof}\label{ba:phasewise-flow-proof}
936
- Let $\Gamma$ be the full alphabet of the six-rule table with $r_0=1$.
937
- Use odd digits in base $B=2|\Gamma|+1$ and its fully subdivided maps. Put halt lanes at $-2,-4,\ldots$
938
- and the other lanes at $2,4,\ldots$, each of width one. The second
939
- coordinate lies in $[0,1]$. For the resulting rectangles $P_i,Q_i$,
940
- centers $p_i,q_i$, and first scale $\lambda_i$, choose rational
941
- $0<\varepsilon\le1/4$ smaller than one quarter of all within-source
942
- and within-target maximum-norm distances. Empty pair lists impose no
943
- condition. Thicken by $[-1,1]$ and put $H_i=4i$.
944
-
945
- On each third of the cycle use a flat progress function $\vartheta$
946
- from zero to one. Lifting uses $z_i=H_i\vartheta$ and potential
947
- $A_i=(0,z_i'X_1,0)$, whose curl is $(0,0,z_i')$.
948
- At height $H_i$, set $c_i=(1-\vartheta)p_i+\vartheta q_i$ and
949
- $\mu_i=1-\vartheta+\vartheta\lambda_i$. Use the potential
950
- $A_i=(0,0,\psi_i)$, where
951
- \[
952
- \psi_i=c_{i1}'(X_2-c_{i2})-c_{i2}'(X_1-c_{i1})
953
- +\frac{\mu_i'}{\mu_i}(X_1-c_{i1})(X_2-c_{i2}).
954
- \]
955
- Its curl is
956
- $(c_{i1}'+(\mu_i'/\mu_i)(X_1-c_{i1}),
957
- c_{i2}'-(\mu_i'/\mu_i)(X_2-c_{i2}),0)$.
958
- Thus it realizes reciprocal scaling about the interpolated center.
959
- Descending uses the first potential with $z_i=H_i(1-\vartheta)$.
960
- Multiply each potential by its current-box $\varepsilon$ cutoff
961
- before taking the curl. Source gaps, distinct middle heights, and
962
- target gaps separate the three stages. On the whole boxes and a
963
- neighborhood the uncut formulas are exact. The first coordinate is
964
- constant during vertical motion and is the convex interpolation of its
965
- endpoints during the planar stage.
966
-
967
- For loading put $\theta_0(s)=\sigma(2s-1/2)$, which is zero near zero
968
- and one near one. Let $P_*$ be the rational initial code. Load it in the
969
- first unit interval by the planar path
970
- $m(s)=\theta_0(s)((P_*)_1,(P_*)_2)$, localized around
971
- $(m(s),0)+[-1,1]^3$, using potential
972
- $(0,0,m_1'(X_2-m_2)-m_2'(X_1-m_1))$.
973
- Repeat the three-phase instruction field afterward to obtain $W$.
974
- Code induction and the delayed-head invariant prove the correspondence
975
- at times $1+n$. Nonhalting codes have first coordinate at least 2,
976
- so loading and the convex-path bound exclude $X_1<-1/2$ for every real
977
- time. A halt code has first coordinate at most $-1$, including one
978
- reached by loading an initially halted machine. Apply
979
- Lemma~\ref{ba:log-clock}; physical code times are $e^{1+n}-1$.
980
- Its support, derivative, event, and uniqueness conclusions give precisely
981
- the claimed separate force choice.
982
- \end{proof}
 
1
+ \section{Routing choices dictated by the observer}
2
+ \label{ba:ordered-routes}
3
+
4
+ The preceding processors move every branch by a prescribed affine map.
5
+ We now ask which parts of that motion must be controlled between the
6
+ integer times. A bounded observation box allows horizontal work above
7
+ the observer. A slab observer requires a bound on the horizontal
8
+ coordinate throughout the motion. Finally, a half-space observer can be
9
+ protected by moving all sources to storage before delivering any target.
10
+ These three requirements lead to the constructions below.
11
+
12
+ \subsection{Four motions above a bounded observer}
13
+ \label{ba:four-stage-section}
14
+
15
+ We first separate ascent, scaling, translation and descent. The two
16
+ planar motions occur at a fixed height, so their exclusion from the
17
+ bounded observer follows without a horizontal coordinate estimate.
18
+
19
+ Let $D_i,E_i\subset\mathbb R^2$, $1\le i\le N$, be closed rational
20
+ axis-aligned rectangles with positive side lengths. Assume the $D_i$
21
+ are pairwise disjoint and the $E_i$ are pairwise disjoint, and let
22
+ \[
23
+ A_i(b)=c_i'+\operatorname{diag}(\lambda_i,\lambda_i^{-1})(b-c_i),
24
+ \qquad \lambda_i\in\mathbb Q_{>0},\qquad A_i(D_i)=E_i,
25
+ \]
26
+ where $c_i,c_i'$ are their centers. No separation between a source and
27
+ a target is assumed. All distances used to choose coordinate padding
28
+ below are distances for the maximum norm.
29
+
30
+ Let $\vartheta=\sigma$ be the effective flat switch in
31
+ \eqref{eq:p2-step}. For a closed interval, possibly reduced to one
32
+ point, define
33
+ \[
34
+ \chi_{[a,b],\epsilon}(v)=
35
+ \vartheta\!\left(\frac{2(v-a+\epsilon)}\epsilon\right)
36
+ \vartheta\!\left(\frac{2(b+\epsilon-v)}\epsilon\right).
37
+ \]
38
+ For a box $K$, let $\chi_{K,\epsilon}$ be the product over its three
39
+ coordinates. It is one on the $\epsilon/2$ enlargement of $K$ and
40
+ zero outside its $\epsilon$ enlargement. The effective profile estimates
41
+ following \eqref{eq:p2-step} apply to these products and rescalings.
42
+
43
+ \begin{lemma}[Four-stage realization]\label{ba:four-stage}
44
+ The rectangle data determine effectively a smooth divergence-free field
45
+ $W(s,x)$ supported in a compact subset of $(0,1)\times\mathbb R^3$.
46
+ Its time-one map is $(b,z)\mapsto(A_i(b),z)$ on a neighborhood of
47
+ each $D_i\times\{0\}$. For a point of that plate, every planar
48
+ motion occurs at height $4i$, while ascent and descent preserve its
49
+ source and target planar coordinates, respectively. The scaling can
50
+ use either linear interpolation of its positive first factor or linear
51
+ interpolation of the logarithm of that factor.
52
+ \end{lemma}
53
+
54
+ \begin{proof}\label{ba:four-stage-proof}
55
+ The empty family is realized by zero. Otherwise put $h_i=4i$,
56
+ $w_i=c_i'-c_i$, and
57
+ \[
58
+ \Theta_k(s)=\vartheta(10s-(2k-1)),\qquad 1\le k\le4.
59
+ \]
60
+ Only the $k$th motion is active on the interval
61
+ $[(2k-1)/10,2k/10]$; the four intervals are disjoint. If
62
+ $a_{ij},a'_{ij}$ are the source and target half-widths, respectively,
63
+ take the four swept boxes
64
+ \[
65
+ \begin{aligned}
66
+ K_{i1}&=D_i\times[0,h_i],\\
67
+ K_{i2}&=\{c_i+(u_1,u_2):|u_j|\le\max(a_{ij},a'_{ij})\}
68
+ \times\{h_i\},\\
69
+ K_{i3}&=\operatorname{box}(E_i-w_i,E_i)\times\{h_i\},\\
70
+ K_{i4}&=E_i\times[0,h_i].
71
+ \end{aligned}
72
+ \]
73
+ Here $\operatorname{box}$ denotes the smallest axis-aligned rectangle
74
+ containing the two displayed rectangles. Within each of the four
75
+ families these boxes are disjoint: source separation handles the first,
76
+ target separation the fourth, and distinct heights the other two.
77
+ Choose a positive rational $\epsilon<1$ smaller than one quarter of
78
+ every pairwise distance within these families. A family with fewer than
79
+ two members contributes no restriction. Its $\epsilon$ enlargements
80
+ are then still disjoint.
81
+
82
+ Choose either
83
+ \[
84
+ \mu_i=1+(\lambda_i-1)\Theta_2
85
+ \quad\hbox{or}\quad \mu_i=\lambda_i^{\Theta_2},
86
+ \qquad \gamma_i=\dot\mu_i/\mu_i.
87
+ \]
88
+ The factors $\mu_i$ and $\mu_i^{-1}$ stay between their respective
89
+ endpoint values. Use the coordinate potentials
90
+ \[
91
+ \begin{aligned}
92
+ B_{i1}&=(0,h_i x_1,0),&
93
+ B_{i2}&=(0,0,(x_1-c_{i1})(x_2-c_{i2})),\\
94
+ B_{i3}&=(0,0,w_{i1}x_2-w_{i2}x_1),&
95
+ B_{i4}&=(0,-h_i x_1,0).
96
+ \end{aligned}
97
+ \]
98
+ For the logarithmic-scale construction we also retain the alternative
99
+ translation potentials, with $e_3=(0,0,1)$,
100
+ \[
101
+ B_{i1}=\tfrac12(h_ie_3)\times x,\qquad
102
+ B_{i3}=\tfrac12(w_{i1},w_{i2},0)\times x,\qquad
103
+ B_{i4}=\tfrac12(-h_ie_3)\times x.
104
+ \]
105
+ Their curls equal the same constant translation vectors. Their localized
106
+ fields need not agree away from the plates. Either choice gives
107
+ \[
108
+ W=\sum_i\left[
109
+ \dot\Theta_1\nabla\times(\chi_{K_{i1},\epsilon}B_{i1})
110
+ +\gamma_i\nabla\times(\chi_{K_{i2},\epsilon}B_{i2})
111
+ +\dot\Theta_3\nabla\times(\chi_{K_{i3},\epsilon}B_{i3})
112
+ +\dot\Theta_4\nabla\times(\chi_{K_{i4},\epsilon}B_{i4})\right].
113
+ \]
114
+ This is a finite sum of spatial curls. Its spatial support is compact,
115
+ its time support is contained in $[1/10,8/10]$, and the lower bound
116
+ $\mu_i\ge\min(1,\lambda_i)>0$ proves smoothness and effectivity.
117
+
118
+ For $b\in D_i$, the successive paths are
119
+ \[
120
+ \begin{array}{c|c}
121
+ \text{motion}&\text{position}\\\hline
122
+ \text{ascent}&(b,h_i\Theta_1)\\
123
+ \text{scaling}&(c_i+\operatorname{diag}(\mu_i,\mu_i^{-1})(b-c_i),h_i)\\
124
+ \text{translation}&(A_i(b)-w_i+\Theta_3w_i,h_i)\\
125
+ \text{descent}&(A_i(b),h_i(1-\Theta_4)).
126
+ \end{array}
127
+ \]
128
+ Each path stays in its swept box. On a neighborhood of that box the
129
+ uncut curls are, in order,
130
+ \[
131
+ h_ie_3,\qquad (x_1-c_{i1},-(x_2-c_{i2}),0),\qquad
132
+ (w_{i1},w_{i2},0),\qquad -h_ie_3.
133
+ \]
134
+ After multiplication by the time coefficients, these are the prescribed
135
+ affine velocities. The motion matrices are positive diagonal of determinant
136
+ one, the plateau margin is $\epsilon/2$, and the support padding is
137
+ $\epsilon$. The disjoint swept boxes therefore permit the plateau
138
+ argument of Lemma~\ref{lem:bb-curl}, with $\eta=\epsilon/2$.
139
+ It identifies these particular localized fields with the displayed
140
+ paths on the plateaux. The normalized diagonal factors are bounded by
141
+ $L_i=\max(1,\lambda_i,\lambda_i^{-1})$, so that lemma gives the
142
+ full initial neighborhood of radius $\epsilon/(4L_i)$.
143
+ \end{proof}
144
+
145
+ We use the following precise Euclidean comparison class in the applications:
146
+ on each $[0,T]$,
147
+ \begin{equation}\label{ba:euclidean-comparison-class}
148
+ \begin{gathered}
149
+ u\in C([0,T];H^2(\mathbb R^3))\cap C^1([0,T];L^2(\mathbb R^3)),\\
150
+ u,\nabla u\in L^\infty([0,T]\times\mathbb R^3),\qquad
151
+ p\in C([0,T];H^1(\mathbb R^3)).
152
+ \end{gathered}
153
+ \end{equation}
154
+ The pressure representative is part of this condition; it is zero for
155
+ our constructed solution. These comparison velocities and pressures
156
+ satisfy case (i) of Lemma~\ref{lem:b-comparison}. We retain the stated
157
+ bounded-gradient requirement here, although that case does not need it.
158
+
159
+ That lemma also gives a smooth material diffeomorphism on every finite
160
+ interval. Differentiating its trajectory equation gives
161
+ $\dot J=(D_xu)(t,\Phi_t(a))J$, $J(0)=I$, for $J=D_a\Phi_t$.
162
+ Consequently
163
+ \begin{equation}\label{ba:material-volume}
164
+ \frac d{dt}\det J=(\nabla\cdot u)(t,\Phi_t(a))\det J=0,
165
+ \qquad \det J=1.
166
+ \end{equation}
167
+ The same proof applies to periodic lifts on the torus. The residual
168
+ formulas below are affine in viscosity, so they also define the asserted
169
+ solutions for any real $\nu>0$, with effectivity relative to $\nu$.
170
+
171
+ \begin{theorem}[Two bounded-box material tests]\label{ba:bounded-box-tests}
172
+ Fix a positive computable viscosity $\nu$. A deterministic one-tape
173
+ machine and finite input effectively determine each of the following
174
+ general body forces on $[0,\infty)\times\mathbb R^3$. Both have zero
175
+ initial velocity, a unique global smooth velocity in
176
+ \eqref{ba:euclidean-comparison-class}, and constructed pressure zero.
177
+ \begin{enumerate}
178
+ \item The force and velocity have one fixed compact spatial support, all
179
+ mixed derivatives bounded, and period one for $t\ge1$. The particle
180
+ from $0$ enters $(-5,-2)\times(-1,2)\times(-1,1)$ exactly when the
181
+ machine halts.
182
+ \item The force and velocity have one fixed compact spatial support and,
183
+ for all $k\ge0$ and spatial multi-indices $\alpha$, satisfy
184
+ \begin{equation}\label{ba:eighteen-decay}
185
+ \|\partial_t^k\partial_x^\alpha u(t)\|_\infty+
186
+ \|\partial_t^k\partial_x^\alpha f(t)\|_\infty
187
+ \le C_{k,\alpha}(1+t)^{-1-k}.
188
+ \end{equation}
189
+ The particle from $(2,0,0)$ enters
190
+ $(-1/2,3/2)\times(-1/2,3/2)\times(-1/2,1/2)$ exactly when the
191
+ machine halts. In particular $f\in L^2([0,\infty);H^m(\mathbb R^3))$
192
+ for every integer $m\ge0$.
193
+ \end{enumerate}
194
+ The supports and constants may depend on the machine and input. The
195
+ labels and observers do not. All force derivatives admit evaluation to
196
+ any prescribed rational error by a finite program.
197
+ \end{theorem}
198
+
199
+ \begin{proof}\label{ba:bounded-box-tests-proof}
200
+ Normalize to a single halt state $q_H$ and a complete nonhalting table,
201
+ as in Section~\ref{ba:codes}. Apply the move-first recorder of
202
+ Lemma~\ref{lem:bb-movefirst}. Its history frontier starts at cell $2$;
203
+ all other history cells are empty and all mark bits are zero. At
204
+ checkpoint $n$, the frontier is $g_n=n+2$, the work head satisfies
205
+ $|h_n|\le n$, and the next work instruction ending at $h'$ is completed
206
+ in exactly $4+2(g_n-h')$ local steps. Thus every required checkpoint
207
+ is reached after finitely many steps. The incoming-direction and
208
+ written-symbol inverse properties hold on the whole partial table.
209
+ The records recover the successive work instructions and hence the
210
+ absolute head position, even though the geometric code is head-relative.
211
+
212
+ Let $m$ be the full alphabet size. Use odd digits $\beta(a)$ in
213
+ $\{1,3,\ldots,2m-1\}$, with base $B=2m+1$ in the first construction
214
+ and $B=2m+2$ in the second. Set
215
+ \[
216
+ C(a_0a_1\cdots)=\sum_{r\ge0}\beta(a_r)B^{-r-1},\quad
217
+ P_a(v)=\frac{\beta(a)+v}{B},\quad D_a(v)=Bv-\beta(a),\quad
218
+ I_a=P_a([0,1]).
219
+ \]
220
+ Let $\xi$ encode the left string, nearest cell first, and $\eta$
221
+ the string starting at the head. The complete right, stay and left
222
+ branch maps are \eqref{eq:bb-one-cell-branches}, with its digit
223
+ $d(a)$ equal to $\beta(a)$ and its move $e$ equal to $d$ here.
224
+ The left move is split over every full symbol $c$. The shared lemma
225
+ proves the full-rectangle endpoint formulas, arbitrary-tail action and
226
+ linear part $\operatorname{diag}(B^{-d},B^d)$.
227
+
228
+ Translate each state square horizontally. In the first construction
229
+ give the halt state offset $-4$ and the other states offsets $2+2r$,
230
+ $r\ge0$; in the second use halt offset $0$ and other offsets $3r$,
231
+ $r\ge1$. Thus the code is $(o_s+\xi,\eta,0)$.
232
+ Lemma~\ref{lem:bb-onecell} applies with exactly these odd digits and
233
+ either displayed base: its incoming conditions are those supplied by
234
+ the move-first recorder, and \eqref{eq:bb-one-cell-branches} is its minimal
235
+ left-split branch list. Thus both complete closed rectangle families
236
+ are separately disjoint, with within-state gaps at least $B^{-2}$.
237
+ This proves the hypotheses of Lemma~\ref{ba:four-stage}; no separation
238
+ between the source and target families is required.
239
+
240
+ Use its linear scale and coordinate potentials for the first construction;
241
+ use its logarithmic scale and symmetric translation potentials for the
242
+ second. In the latter case the scaling coefficient is exactly
243
+ $(\log\lambda_i)\dot\Theta_2$ and the scale matrix is
244
+ $\operatorname{diag}(\lambda_i^{\Theta_2},\lambda_i^{-\Theta_2})$.
245
+ Denote the resulting step field by $W_{\rm step}$.
246
+
247
+ The initial code $P_{\rm in}$ is rational. A constant full-symbol
248
+ tail of digit $\beta_0$ after $M$ positions contributes
249
+ $B^{-M}\beta_0/(B-1)$; all other contributions are finite. For the
250
+ appropriate fixed label $a_*$, put $v_0=P_{\rm in}-a_*$ and let
251
+ $J_0$ be the smallest box containing $[a_*,P_{\rm in}]$. The loader
252
+ \[
253
+ W_{\rm in}(s,x)=\frac d{ds}\vartheta(2s-1/2)\,
254
+ \nabla\times\left(\chi_{J_0,1}(x)\frac{v_0\times x}{2}\right)
255
+ \]
256
+ has the exact marked path $a_*+\vartheta(2s-1/2)v_0$, since the
257
+ uncut curl is $v_0$ and the entire segment lies in the plateau. Form
258
+ \[
259
+ W(s,x)=W_{\rm in}(s,x)+\sum_{n\ge1}W_{\rm step}(s-n,x).
260
+ \]
261
+ The zero time collars make this smooth, initially zero, and periodic for
262
+ $s\ge1$, with common compact spatial support and bounded mixed derivatives.
263
+
264
+ At time $s=1+k$ the marked particle is exactly the code after $k$ local
265
+ instructions, through the first halt or indefinitely in a nonhalting run.
266
+ This follows by induction from the full-rectangle maps. Each halt code
267
+ lies in its stated observation box, including one reached by loading an
268
+ initially halted machine. In a nonhalting run, the first loader has
269
+ $x_1\ge0$ and later nonhalt codes have $x_1\ge2$; for the second these
270
+ bounds are $x_1\ge2$ and $x_1\ge3$. Ascent and descent leave those
271
+ planar coordinates unchanged. Every planar motion has height $4i\ge4$,
272
+ outside both observers. The intervening stationary intervals add no new
273
+ positions. This proves exclusion at every real time.
274
+
275
+ For the first case take $u=W$ and its residual force. For the second set
276
+ \[
277
+ s(t)=\log(1+t),\quad \theta(t)=(1+t)^{-1},\quad
278
+ u(t,x)=\theta(t)W(s(t),x),
279
+ \]
280
+ whose force is
281
+ \[
282
+ f=\theta^2\{-W+\partial_sW+(W\cdot\nabla)W\}(s(t),x)
283
+ -\nu\theta\Delta W(s(t),x).
284
+ \]
285
+ Lemma~\ref{ba:log-clock} applies to this fixed-support, bounded-derivative
286
+ template. Its identity
287
+ $\partial_t(\theta^jY(s(t)))=\theta^{j+1}(\partial_s-j)Y(s(t))$
288
+ proves \eqref{ba:eighteen-decay} for every $k,\alpha$. Fixed support
289
+ then gives the stated $L^2_tH^m_x$ conclusion. Its clock is onto, with
290
+ inverse $t=e^s-1$, so the material path is the old path composed with
291
+ $s(t)$ and the event is unchanged.
292
+
293
+ In both cases smoothness, fixed support and bounded derivatives on
294
+ finite time intervals put the reference velocity in $CH^2\cap C^1L^2$
295
+ with bounded velocity and gradient. It is solenoidal and initially zero.
296
+ Lemma~\ref{lem:b-comparison}(i) therefore gives the exact solution
297
+ $(u,0)$ and uniqueness in \eqref{ba:euclidean-comparison-class}.
298
+ The effective profiles following \eqref{eq:p2-step}, applied to the
299
+ finite table, rational initial code, finitely many boxes and repeated
300
+ template, give all derivative evaluations. A coarse time approximation
301
+ encloses finitely many possible active translates, avoiding equality
302
+ tests at seams. The prescription never computes the machine's run.
303
+ \end{proof}
304
+
305
+ \subsection{Small plates and a slab observer on the unit torus}
306
+ \label{ba:torus-plates-section}
307
+
308
+ A slab observer has no height restriction, so elevation alone cannot
309
+ protect it. We now keep each nonhalting branch inside a narrow range of
310
+ first coordinates throughout its motion. The delayed-head recorder also
311
+ allows arbitrary finitely supported work data on both sides of the head.
312
+
313
+ \begin{theorem}[Torus plates and square-integrable forcing]
314
+ \label{ba:torus-plates}
315
+ Fix a positive computable $\nu$. Every deterministic one-tape machine
316
+ with finitely specified tape, blank outside a finite set, effectively
317
+ determines a smooth mean-zero general force on
318
+ $\mathbb T^3=\mathbb R^3/\mathbb Z^3$, with bounded mixed derivatives
319
+ and period one for $t\ge1$. Its zero-data Navier--Stokes solution is
320
+ globally smooth and unique among smooth solutions, with pressure normalized
321
+ to mean zero and constructed pressure zero. For
322
+ $P_*=(1/4,1/2,1/4)$ and $X(t)=\Phi_t(P_*)$, the event
323
+ \begin{equation}\label{ba:torus-plate-event}
324
+ \exists t\ge0:\quad X_1(t)\pmod1\in(1/2,7/8)
325
+ \end{equation}
326
+ is equivalent to halting.
327
+
328
+ A separate effective force has the same zero data, event, uniqueness and
329
+ mean-zero property, is supported in one compact sub-box of $(0,1)^3$,
330
+ has all mixed derivatives bounded, and satisfies
331
+ \begin{equation}\label{ba:cube-rate}
332
+ \|\widehat f(t,\cdot)\|_\infty=O((1+t)^{-2/3}).
333
+ \end{equation}
334
+ In particular $\widehat f\in L^2([0,\infty)\times\mathbb T^3)$.
335
+ \end{theorem}
336
+
337
+ \begin{proof}\label{ba:torus-plates-proof}
338
+ Use Lemma~\ref{ba:six-compiler} with the frontier initially at cell $1$.
339
+ Its main control $M_{q,e}$ records the last work displacement $e$, initially
340
+ zero. In one work step it writes and marks the old head, records
341
+ $(q,e,a)$ at the frontier, returns to the mark, and only then makes the
342
+ work displacement. All other initial history cells are blank and every
343
+ mark is zero. At checkpoint $n$ the frontier is $n+1$, $|h_n|\le n$,
344
+ and the next checkpoint takes exactly $2(n+1-h_n)+3$ local steps.
345
+ These scans test history and marks, so the proof is unaffected by work
346
+ symbols on either side of the head. Main controls with halting $q$ have
347
+ no outgoing rules. The full-domain incoming properties are those of
348
+ the cited lemma.
349
+
350
+ Let $S$ be the local state set, $N=|S|$, let $S_h$ be its halting main
351
+ states, and enumerate $S$ by $n(s)=0,\ldots,N-1$. Put
352
+ \[
353
+ \ell=\frac1{16(N+1)},\quad z_0=\frac14,\quad
354
+ x_s=\frac18+2\ell n(s)+\frac12\mathbf1_{s\in S_h},\quad
355
+ T_s(\xi,\eta)=(x_s+\ell\xi,1/4+\ell\eta).
356
+ \]
357
+ Nonhalting squares lie in $1/8\le x_1<1/4$ and halting squares in
358
+ $5/8\le x_1<3/4$; distinct squares have gap at least $\ell$.
359
+ Give the full alphabet, of size $m$, odd digits in base $\beta=2m+1$.
360
+ Conjugating \eqref{eq:bb-one-cell-branches} by the source and target charts
361
+ gives separately disjoint rectangle families $R_j^0,R_j^1$ with positive
362
+ diagonal factors $\alpha_j,\alpha_j^{-1}$,
363
+ $\alpha_j\in\{\beta^{-1},1,\beta\}$. Every chart has the same
364
+ scale, so this remains the physical linear part.
365
+ Lemma~\ref{lem:bb-onecell}, with this uniform chart scaling, gives
366
+ within-family coordinate gaps at least $\ell/\beta^2$, including the
367
+ two-letter target intervals for left moves.
368
+
369
+ For $1\le j\le L$, write the centers as $p_j^0,p_j^1$, the source
370
+ half-widths as $a_j,b_j$, and the target half-widths as
371
+ $\alpha_ja_j,\alpha_j^{-1}b_j$. All endpoint half-widths are at
372
+ most $\ell/2$. Choose
373
+ \[
374
+ h_j=\frac12+\frac{j}{4(L+1)},\qquad
375
+ \epsilon=\frac1{100}\min\left(1,\frac\ell{\beta^2},
376
+ \frac1{4(L+1)}\right).
377
+ \]
378
+ With $\theta(s)=\vartheta(2s-1/2)$ and
379
+ $\Theta_k(\tau)=\theta(3\tau-k+1)$ for $k=1,2,3$, define
380
+ \[
381
+ \begin{aligned}
382
+ C_j(\tau)&=\big((1-\Theta_2)p_j^0+\Theta_2p_j^1,
383
+ z_0+(\Theta_1-\Theta_3)(h_j-z_0)\big),\\
384
+ \sigma_j&=1+(\alpha_j-1)\Theta_2,\qquad
385
+ \lambda_j=\dot\sigma_j/\sigma_j,\\
386
+ (w_{j1},w_{j2},w_{j3})&=(a_j\sigma_j,b_j/\sigma_j,0).
387
+ \end{aligned}
388
+ \]
389
+ These centers and half-widths describe moving plates. Their
390
+ $\epsilon$ enlargements are disjoint: the first third uses source
391
+ projections, the middle third distinct heights, and the last third
392
+ target projections. The padding is at most one hundredth of every
393
+ relevant gap. All plates and padding lie in a compact sub-box of
394
+ $(0,1)^3$, since their centers interpolate between the stated chart
395
+ centers, widths are at most $\ell$, heights lie between $1/4$ and
396
+ $3/4$, and $\ell\le1/32$, $\epsilon\le1/100$.
397
+
398
+ For $w\ge0$ put
399
+ \[
400
+ \kappa_\epsilon(w,v)=
401
+ \vartheta\!\left(\frac{2(w+\epsilon-v)}\epsilon\right)
402
+ \vartheta\!\left(\frac{2(w+\epsilon+v)}\epsilon\right),\qquad
403
+ \chi_j=\prod_{a=1}^3\kappa_\epsilon(w_{ja},x_a-C_{ja}).
404
+ \]
405
+ Writing $y=x-C_j$, use
406
+ \[
407
+ A_j=\tfrac12\dot C_j\times y+(0,0,\lambda_jy_1y_2),
408
+ \qquad V(\tau,x)=\sum_j\nabla\times(\chi_jA_j).
409
+ \]
410
+ Extend the potentials by zero outside the chart. The support remains
411
+ away from its faces, so this gives a smooth torus field, zero near the
412
+ time endpoints. On the whole plateau of plate $j$ its velocity is
413
+ $\dot C_j+(\lambda_jy_1,-\lambda_jy_2,0)$; other summands vanish
414
+ there. Hence the path from $(p_j^0+(r,s),z_0)$ is exactly
415
+ \begin{equation}\label{ba:plate-path}
416
+ C_j(\tau)+(\sigma_j(\tau)r,\sigma_j(\tau)^{-1}s,0),
417
+ \qquad |r|\le a_j,\quad |s|\le b_j.
418
+ \end{equation}
419
+ It ends at the prescribed affine image. The plateau argument of
420
+ Lemma~\ref{lem:bb-curl} applies with
421
+ $D_j=\operatorname{diag}(\sigma_j,\sigma_j^{-1},1)$,
422
+ $\eta=\epsilon/2$, and diagonal bound
423
+ $\max(1,\alpha_j,\alpha_j^{-1})$: the required enlarged-box separation
424
+ was just proved. It gives the same motion on an initial neighborhood
425
+ of radius $\epsilon/[4\max(1,\alpha_j,\alpha_j^{-1})]$, with constant
426
+ normal displacement, and therefore includes boundary codes.
427
+
428
+ The initial code $P_{\rm in}$ is rational, since relative to constant
429
+ blank tails only finitely many work and frontier digits differ. Load it
430
+ from $P_*$ along $C_*=(1-\theta)P_*+\theta P_{\rm in}$ using
431
+ \[
432
+ V_0(t,x)=\nabla\times\left[
433
+ \prod_{a=1}^3\kappa_{1/64}(0,x_a-C_{*,a}(t))
434
+ \frac{\dot C_*(t)\times(x-C_*(t))}{2}\right].
435
+ \]
436
+ The segment and its collar stay within the chart: its first coordinate
437
+ stays between $1/8$ and $3/4$, its second between $1/4$ and
438
+ $1/2+\ell$, and its third is $1/4$. Its plateau curl is $\dot C_*$.
439
+ Take $U=V_0$ on $[0,1]$ and $U(t)=V(t-n)$ on $[n,n+1]$ for $n\ge1$.
440
+ Time collars make this smooth and initially zero. It has fixed compact
441
+ chart support, bounded mixed derivatives, and period one after loading.
442
+ Define $f=U_t+(U\cdot\nabla)U-\nu\Delta U$ using the stated physical
443
+ viscosity. Both $U$ and $f$ have mean zero: $U$ is a curl, the
444
+ Laplacian integrates to zero, and
445
+ $(U\cdot\nabla)U=\operatorname{div}(U\otimes U)$.
446
+ The torus clause of Lemma~\ref{lem:b-comparison} applies to this
447
+ smooth, initially zero, solenoidal reference field and gives the unique
448
+ smooth solution $(U,0)$ with mean-zero pressure.
449
+
450
+ Equations~\eqref{eq:bb-one-cell-branches} and \eqref{ba:plate-path} identify
451
+ the particle at time $1+k$ with the $k$th local configuration. The
452
+ recorder invariant ensures that a nonhalting computation continues
453
+ indefinitely. A halt, including an initial halt reached by loading,
454
+ puts the particle in $5/8\le X_1<3/4$, proving the event. For a
455
+ nonhalting computation the loader has $X_1\le1/4$ and every later
456
+ branch has both endpoint centers below $1/4$. Its center is their
457
+ convex interpolation and its first half-width is at most $\ell/2$.
458
+ Thus $0<X_1<1/4+\ell/2<1/2$ at every intermediate time. The path
459
+ stays inside the chart, so reduction modulo one cannot create a false visit.
460
+
461
+ For the separate decaying force choose the onto clock
462
+ \[
463
+ s(t)=(1+t)^{1/3}-1,\qquad \widehat U(t,x)=s'(t)U(s(t),x).
464
+ \]
465
+ Its residual is
466
+ \[
467
+ \widehat f=s''U+(s')^2\{\partial_sU+(U\cdot\nabla)U\}
468
+ -\nu s'\Delta U,
469
+ \]
470
+ where the fields on the right are evaluated at $(s(t),x)$. Since
471
+ $s'=(1/3)(1+t)^{-2/3}$ and $s''=-(2/9)(1+t)^{-5/3}$, the bounded
472
+ template derivatives prove \eqref{ba:cube-rate}. Every positive-order
473
+ derivative of $s$ is bounded; repeated product and chain rules therefore
474
+ bound every mixed derivative of $\widehat U$ and $\widehat f$. The
475
+ square of $(1+t)^{-2/3}$ is integrable. Support and mean zero persist,
476
+ and $U(0)=0$ retains the zero datum. The torus clause of
477
+ Lemma~\ref{lem:b-comparison} therefore applies to $\widehat U$ too.
478
+ Finally the material path is the old one at $s(t)$,
479
+ and $s$ has inverse $t=(1+s)^3-1$, so the event is unchanged.
480
+
481
+ All choices are effective finite data followed by explicit smooth
482
+ formulas. In particular $\sigma_j\ge\min(1,\alpha_j)>0$; the cutoff
483
+ estimates and zero collars allow derivative evaluation at approximate real
484
+ arguments without tests for exact boundary equality. Only positive
485
+ arguments enter the cube root. The program repeats the entire local
486
+ table and never uses a computed execution.
487
+ \end{proof}
488
+
489
+ \subsection{Storage and periodic forcing without a loader}
490
+ \label{ba:parking-section}
491
+
492
+ The next construction absorbs initialization into the positions of the
493
+ state rectangles. A zero digit for the full blank symbol places the
494
+ initial left stack at zero; an input-dependent second-coordinate translation then
495
+ places the entire initial code at one fixed particle. To protect a
496
+ half-space observer during every period, we first evacuate all sources
497
+ to separate storage rectangles and only afterwards fill the targets.
498
+
499
+ \begin{lemma}[Zero-blank coding]\label{ba:zero-blank-code}
500
+ Let an alphabet of size $m>1$ have digits $0,\ldots,m-1$, with full
501
+ blank digit zero. Set $B=m+1$, $\kappa=(m-1)/m$, and
502
+ \[
503
+ \operatorname{val}(a_0a_1\cdots)=\sum_{r\ge0}a_rB^{-r-1},\qquad
504
+ I_a=\frac{a+[0,\kappa]}B,\qquad I_{a,b}=\frac{a+I_b}B.
505
+ \]
506
+ The code is injective, takes values in $[0,\kappa]$, and its distinct
507
+ one-letter and two-letter cylinders have positive rational gaps. For a
508
+ deterministic partial table with target-state-determined incoming direction
509
+ and incoming rule determined by target state and written symbol, separated
510
+ state translates of $[0,\kappa]^2$ yield separately disjoint full source
511
+ and target rectangles by the following maps in state-relative coordinates:
512
+ \begin{equation}\label{ba:zero-digit-maps}
513
+ \begin{array}{c|c|c|c}
514
+ d&\text{source}&(\xi',\eta')&\text{target}\\\hline
515
+ 1&[0,\kappa]\times I_a&((b+\xi)/B,B\eta-a)&I_b\times[0,\kappa]\\
516
+ 0&[0,\kappa]\times I_a&(\xi,\eta+(b-a)/B)&[0,\kappa]\times I_b\\
517
+ -1&I_c\times I_a&(B\xi-c,c/B+(b+B\eta-a)/B^2)&
518
+ [0,\kappa]\times I_{c,b}.
519
+ \end{array}
520
+ \end{equation}
521
+ The last row is split over all $c$. Each map has positive diagonal
522
+ linear part of determinant one and acts exactly on the full rectangle.
523
+ \end{lemma}
524
+
525
+ \begin{proof}\label{ba:zero-blank-code-proof}
526
+ The maximum tail is $(m-1)/(B-1)=\kappa$, and
527
+ $(m-1+\kappa)/B=\kappa$. Consecutive first-digit intervals have
528
+ gap $(1-\kappa)/B>0$. Within one first-digit interval the second-digit
529
+ gaps are this quantity divided by $B$; different first digits already
530
+ give a gap. The interval containing a code recovers its first digit,
531
+ and $v\mapsto Bv-a$ then exposes the tail. Repetition proves
532
+ injectivity, including endpoint codes.
533
+
534
+ Writing $a$ to $b$ changes the first right digit. A right move pushes
535
+ $b$ onto the left string and removes $a$ from the right; a left move
536
+ removes $c$ from the left and prepends $c,b$ to the old right tail.
537
+ These identities give \eqref{ba:zero-digit-maps}, including its images
538
+ and reciprocal slopes. Determinism and digit gaps separate sources by
539
+ state, read digit, and $c$ when needed. At one target state the common
540
+ incoming direction determines where the written digit is visible: in
541
+ $I_b$ on the left or right, or in $I_{c,b}$. The incoming-rule
542
+ hypothesis and digit gaps then separate the closed target rectangles.
543
+ \end{proof}
544
+
545
+ \begin{lemma}[Evacuation, storage and delivery]\label{ba:parking}
546
+ Suppose $A_i:D_i\to E_i$, $1\le i\le N$, are the rational reciprocal
547
+ rectangle maps of Lemma~\ref{ba:four-stage}, with $N\ge1$ and every
548
+ $D_i\subset\{x_1<0\}$. There is an effective smooth divergence-free
549
+ field on $\mathbb R\times\mathbb R^3$, one-periodic in time, zero near
550
+ each integer time, and uniformly compactly supported in space, whose
551
+ one-period map is $(b,z)\mapsto(A_i(b),z)$ on a neighborhood of every
552
+ $D_i\times\{0\}$. If $E_i\subset\{x_1<0\}$, the entire
553
+ one-period path of each point in $D_i\times\{0\}$ remains in that
554
+ half-space.
555
+ \end{lemma}
556
+
557
+ \begin{proof}\label{ba:parking-proof}
558
+ Let $d_i,b_i$ be the source and target centers, and let $a_{ij},a'_{ij}$
559
+ be their half-widths. Put $a^*_{ij}=\max(a_{ij},a'_{ij})$.
560
+ Choose $\epsilon$ to be one quarter of the minimum of $1$ and all
561
+ pairwise maximum-norm distances within the source and target families;
562
+ omit pair entries when $N=1$. Define
563
+ \[
564
+ \begin{gathered}
565
+ x_{\min}=\min\{x_1:(x_1,x_2)\in D_i\cup E_i\text{ for some }i\},\\
566
+ R=\max(1,\max_i a^*_{i1}),\qquad J=4(R+1),\qquad
567
+ s_i=(x_{\min}-iJ,0).
568
+ \end{gathered}
569
+ \]
570
+ The storage rectangle at $s_i$ with half-widths $a^*_{ij}$ lies in
571
+ $x_1<0$. Its first-coordinate projection is separated by more than one
572
+ from every source and target and from the other storage projections:
573
+ the relevant gaps are at least $J-R>1$ and $J-2R>1$.
574
+
575
+ We need only a localized translation and a localized reciprocal scaling.
576
+ On a time segment $[t_0,t_0+\delta]$, use
577
+ $g(t)=\vartheta(3(t-t_0)/\delta-1)$, whose derivative is supported
578
+ in the middle third. Using the cutoff $\kappa_\epsilon$ defined in
579
+ the proof of Theorem~\ref{ba:torus-plates}, for half-widths $a,b$ write
580
+ \[
581
+ \chi_{a,b}(y)=\kappa_\epsilon(a,y_1)
582
+ \kappa_\epsilon(b,y_2)\kappa_\epsilon(0,y_3).
583
+ \]
584
+ A plate translation from center $P$ to $Q$ is produced by
585
+ \[
586
+ C(t)=(1-g)P+gQ,\qquad
587
+ \nabla\times\left[
588
+ \tfrac12\chi_{a,b}(x-C(t))\dot C(t)\times(x-C(t))\right].
589
+ \]
590
+ On its plateau the velocity is $\dot C$ and the exact path is
591
+ $C(t)+(r,s,0)$. At storage center $P=(s_i,0)$, take
592
+ $q(t)=1+(\lambda_i-1)g(t)$ and the field
593
+ \[
594
+ \nabla\times\left(0,0,
595
+ \frac{\dot q}{q}(x_1-P_1)(x_2-P_2)
596
+ \chi_{a^*_{i1},a^*_{i2}}(x-P)\right).
597
+ \]
598
+ It has the exact path $P+(qr,q^{-1}s,0)$. The denominator has the
599
+ positive lower bound $\min(1,\lambda_i)$, and the whole path lies in
600
+ the storage rectangle, because each half-width stays between its source
601
+ and target values.
602
+
603
+ Partition a period into $7N$ equal segments and take $Z=2$. For each
604
+ $i$ in order, use four segments for
605
+ \[
606
+ (d_i,0)\longrightarrow(d_i,Z)\longrightarrow(s_i,Z)
607
+ \longrightarrow(s_i,0),\qquad\text{then scale at }s_i.
608
+ \]
609
+ Only after all these evacuations, use three segments for each $i$ to
610
+ deliver its target shape along
611
+ \[
612
+ (s_i,0)\longrightarrow(s_i,Z)\longrightarrow(b_i,Z)
613
+ \longrightarrow(b_i,0).
614
+ \]
615
+ Sum these segment fields and extend periodically. The middle-third
616
+ time switches give zero neighborhoods of every segment endpoint and
617
+ every integer time. The result is a smooth finite sum of curls with
618
+ one compact spatial support.
619
+
620
+ This is the $7N$ schedule of Lemma~\ref{lem:bb-lift-parking}(ii).
621
+ Its separation hypotheses have explicit margins here. Unpadded
622
+ source-source and target-target gaps are at least $4\epsilon$, so their
623
+ $\epsilon$ enlargements leave gap at least $2\epsilon$. Storage
624
+ gaps exceed one, leaving more than $1-2\epsilon>0$ after padding.
625
+ At horizontal travel height the enlarged moving plate and every
626
+ enlarged stationary plate have vertical gap $2-2\epsilon>0$.
627
+ Every scaling stays in its reserved storage rectangle. The lemma
628
+ therefore gives simultaneous noninterference for evacuation and delivery,
629
+ including when a source meets a target.
630
+
631
+ The localized potentials above have exactly these affine generators on
632
+ their plateaux, so the plateau argument of Lemma~\ref{lem:bb-curl}
633
+ gives endpoint
634
+ $(d_i+(r,s),0)\mapsto(b_i+(\lambda_i r,\lambda_i^{-1}s),0)$,
635
+ with normal displacement unchanged. Put
636
+ $M=\max_i(1,\lambda_i,\lambda_i^{-1})$ and
637
+ $d_*=\min(2\epsilon,1-2\epsilon,2-2\epsilon)>0$.
638
+ A neighborhood radius smaller than both $\epsilon/(8M)$ and
639
+ $d_*/(4M)$ retains the plateaux and all exclusion margins throughout
640
+ the concatenation. This applies the shared proofs to the displayed
641
+ potentials and does not identify their fields away from the plateaux.
642
+
643
+ If $E_i$ is negative, each translation of an individual point joins two
644
+ negative first coordinates, and its linear interpolation remains negative.
645
+ Scaling occurs inside the negative storage rectangle. The point is
646
+ stationary during all other segments. This proves the asserted
647
+ whole-period exclusion.
648
+ \end{proof}
649
+
650
+ \begin{theorem}[A periodic force with no loading interval]
651
+ \label{ba:periodic-parking}
652
+ Fix a positive computable $\nu$. A deterministic one-tape machine and
653
+ finite input word in cells $0,\ldots,L-1$, with other cells blank and
654
+ initial head zero, effectively determine a general body force on
655
+ $\mathbb R^3$ extending smoothly and one-periodically to all real times.
656
+ It has uniformly compact spatial support and bounded mixed derivatives.
657
+ Its zero-data solution has a unique global smooth velocity in
658
+ \eqref{ba:euclidean-comparison-class}, with constructed pressure zero, and
659
+ \[
660
+ \exists t\ge0:\quad (\Phi_t((-2,0,0)))_1>0
661
+ \quad\Longleftrightarrow\quad\text{the machine halts}.
662
+ \]
663
+ The fixed label is already the initial code; periodicity begins at zero.
664
+ \end{theorem}
665
+
666
+ \begin{proof}\label{ba:periodic-parking-proof}
667
+ Insert a fresh nonhalting start state that preserves the read letter,
668
+ stays put and enters the original start state. Replace missing
669
+ nonhalting instructions by letter-preserving stay instructions to a halt
670
+ state. This finite normalization preserves the halting question,
671
+ including an initially halted machine, and guarantees a nonhalting
672
+ initial control and at least one rule.
673
+
674
+ Apply the six-row delayed-head recorder of Lemma~\ref{ba:six-compiler}
675
+ with initial frontier $1$. Initially every other history cell is blank
676
+ and every mark is zero. The main control records $(q,e)$, where $e$
677
+ is the preceding displacement, and the history record is $(q,e,a)$.
678
+ The old head is marked before the right scan and cleared on return,
679
+ immediately before displacement into the next main state. At checkpoint
680
+ $k$ the frontier is $k+1$ and the head $i$ satisfies $|i|\le k$;
681
+ the next checkpoint uses $2(k+1-i)+3\le4k+5$ local steps. The
682
+ incoming-direction and written-symbol properties hold on the full
683
+ domain, as required by Lemma~\ref{ba:zero-blank-code}.
684
+
685
+ Give the full blank symbol digit zero and the other full symbols digits
686
+ $1,\ldots,m-1$. Order nonhalting local states with the initial state
687
+ first and assign offsets $-2h$, $h=1,2,\ldots$; assign halting main
688
+ states offsets $2h$, $h=1,2,\ldots$. Let $\eta_{\rm in}$ be the
689
+ initial right-stack value and put $y_*=-\eta_{\rm in}$. Only finitely
690
+ many full symbols are initially nonblank, so this is a finite rational
691
+ sum. Every cell left of the initial head is fully blank. The code
692
+ \[
693
+ (x_\sigma+\xi,y_*+\eta,0)
694
+ \]
695
+ therefore places the initial configuration exactly at $(-2,0,0)$.
696
+ The input changes the common second-coordinate translation, while the
697
+ observed label and zero initial velocity remain fixed.
698
+
699
+ Every finitely reached tape still has finite full-symbol support, so its
700
+ code is rational and can be decoded by rational digit extraction until
701
+ both tails are zero. At a checkpoint the leftmost nonempty history site
702
+ has absolute index $1$; its relative position also recovers the head's
703
+ absolute index. Thus this coding retains the initialized computation.
704
+
705
+ Translate the rectangles of \eqref{ba:zero-digit-maps} by the indicated
706
+ state offsets and $y_*$. Lemma~\ref{ba:zero-blank-code} gives their
707
+ full affine action and separate source and target gaps. Since
708
+ $\kappa<1$, every nonhalting state block is strictly negative in the
709
+ first coordinate and every halting block strictly positive. Halting
710
+ states have no outgoing rules, so all sources are negative. Apply
711
+ Lemma~\ref{ba:parking} to obtain its periodic field $v$. Zero tails
712
+ can place a code on a rectangle boundary, which is included in that
713
+ lemma's full-neighborhood conclusion.
714
+
715
+ Set
716
+ \[
717
+ f=f_0+\nu f_1,\qquad
718
+ f_0=\partial_tv+(v\cdot\nabla)v,\qquad f_1=-\Delta v.
719
+ \]
720
+ The field and force are smooth, periodic, uniformly compactly supported,
721
+ and have all mixed derivatives bounded. Since $v$ vanishes near integer
722
+ times, its initial value is zero. Fixed support and bounded derivatives
723
+ give $v\in CH^2\cap C^1L^2$ and bounded $v,\nabla v$ on every finite
724
+ interval. Lemma~\ref{lem:b-comparison}(i) therefore supplies the exact
725
+ solution $(v,0)$, uniqueness in
726
+ \eqref{ba:euclidean-comparison-class}, and its global material flow.
727
+
728
+ At time zero the marked particle is the initial code. If it is a
729
+ nonhalting code at integer $n$, its digits select a source rectangle and
730
+ the next period applies exactly that local instruction. Induction
731
+ identifies the integer-time codes through the first halt or forever.
732
+ Finite completion of every recorder scan identifies the original
733
+ machine at the checkpoint integers. A halt therefore reaches a positive
734
+ code. If the machine never halts, each used branch has a negative target
735
+ rectangle. Lemma~\ref{ba:parking} keeps its marked path negative for
736
+ that whole period, ruling out an intermediate false visit.
737
+
738
+ Finally the force program uses finite normalization, the finite table,
739
+ the rational input shift, a finite rectangle list, rational storage and
740
+ separation data, $7N$ time segments and explicit cutoffs. All scaling
741
+ denominators have known positive lower bounds. The zero-collar and flat
742
+ profile estimates following \eqref{eq:p2-step} permit evaluation of the
743
+ repeated formula and every derivative from approximate real arguments
744
+ without exact seam tests.
745
+ Every period executes all branch maps, independently of the marked
746
+ particle's current state; the program never computes the input run.
747
+ \end{proof}
748
+
749
+ \subsection{Direction-split marking and a bounded observer}
750
+ \label{ba:bounded-box-native}
751
+
752
+ A stay instruction need not clear and reinstall a persistent mark.
753
+ We separate that case in the next table. Its geometric realization
754
+ uses a bounded observation box: during horizontal transfers the routing
755
+ height itself prevents a false visit.
756
+
757
+ \begin{lemma}[Direction-split persistent marking]
758
+ \label{ba:split-mark-compiler}
759
+ In the notation of Lemma~\ref{ba:persistent-compiler}, there is an
760
+ effective partial finite table with a persistent checkpoint mark,
761
+ pointer at $p_n=n+2$, and both full-domain incoming properties of
762
+ Lemma~\ref{ba:rectangles}. A work step ending at $w'$ takes
763
+ $2(p_n-w')+4+\mathbf1_{\{d_\tau\ne0\}}$ local steps.
764
+ \end{lemma}
765
+
766
+ \begin{proof}\label{ba:split-mark-compiler-proof}
767
+ Use full symbols $[g,e,l]$, with work letter $g$, mark $e\in\{0,1\}$,
768
+ and $l\in\{E,P\}\sqcup\{J_\tau\}$. Controls are $A_q$,
769
+ $B_\tau$ for moving instructions, $C_\tau,S_\tau$, and $D_q,R_q$.
770
+ For $\tau=(q,a)$ writing $b_\tau$, the complete table is
771
+ \[
772
+ \begin{array}{c|c|c|c|r}
773
+ \text{control}&\text{read and guard}&\text{target}&\text{write}&d\\\hline
774
+ A_q&[a,1,l],\ d_\tau=0&C_\tau&[b_\tau,1,l]&0\\
775
+ A_q&[a,1,l],\ d_\tau\ne0&B_\tau&[b_\tau,0,l]&d_\tau\\
776
+ B_\tau&[g,0,l]&C_\tau&[g,1,l]&0\\
777
+ C_\tau&[g,1,l],\ l\ne P&S_\tau&[g,1,l]&1\\
778
+ S_\tau&[g,0,l],\ l\ne P&S_\tau&[g,0,l]&1\\
779
+ S_\tau&[g,0,P]&D_{q^+_\tau}&[g,0,J_\tau]&1\\
780
+ D_q&[g,0,E]&R_q&[g,0,P]&-1\\
781
+ R_q&[g,0,l],\ l\ne P&R_q&[g,0,l]&-1\\
782
+ R_q&[g,1,l],\ l\ne P&A_q&[g,1,l]&0.
783
+ \end{array}
784
+ \]
785
+ The first two rows use nonhalting $q$. In those rows and the
786
+ $B_\tau$ row, $l$ is unrestricted, including $P$; no additional
787
+ history guard is imposed. Initialize in $A_{q_0}$ at zero, with the
788
+ input work tape, a unique mark at zero, pointer at two, and empty
789
+ history elsewhere.
790
+
791
+ At checkpoint $n$, the work move ends at
792
+ $w'=w_n+d_\tau\le n+1<p_n$. A stay instruction reaches $C_\tau$
793
+ in one step with the mark retained. A moving instruction reaches it
794
+ in two steps after transferring the mark. From $C_\tau$, move right,
795
+ scan the $p_n-w'-1$ intervening nonpointer cells, record at $p_n$,
796
+ and extend the pointer to $p_n+1$. The return scans $p_n-w'$
797
+ unmarked cells and stops at the persistent mark, entering the correct
798
+ $A_{q^+_\tau}$. There are five other steps for a stay instruction
799
+ and six for a moving instruction. This yields the stated count and
800
+ restores the invariant. Every required guard holds, so the execution
801
+ continues exactly until halting, including possible initial halting.
802
+
803
+ For an arbitrary allowed tape, each target determines its incoming move.
804
+ It is zero into $A_q$ or $C_\tau$, $d_\tau$ into $B_\tau$, one into
805
+ $S_\tau$ or $D_q$, and minus one into $R_q$. The record $\tau$ recovers the
806
+ source of the work update. A fixed $C_\tau$ receives only an $A_q$
807
+ entry if $d_\tau=0$, and only $B_\tau$ entries otherwise; the written
808
+ symbol recovers the old full symbol in either case. At $S_\tau$,
809
+ the written mark separates entry from scan. At $D_q$, $J_\tau$
810
+ identifies the recording instruction and its former pointer. At $R_q$,
811
+ the written pointer separates entry from the loop. At $A_q$, the
812
+ unique source is $R_q$ and the marked symbol is unchanged. Undoing
813
+ the indicated shift therefore gives at most one predecessor in every
814
+ case, on the full stated domain.
815
+ \end{proof}
816
+
817
+ \begin{theorem}[A bounded-box event with a vertical routing guard]
818
+ \label{ba:bounded-box-euclidean}
819
+ For every machine and finite input, and fixed positive computable
820
+ viscosity, there is an effective smooth force on $\mathbb R^3$ with
821
+ uniformly compact spatial support, bounded mixed derivatives and period
822
+ one for $t\ge1$, whose zero-data solution satisfies
823
+ \[
824
+ \exists t\ge0:\ X(t;(2,0,0))\in(0,1)\times(0,1)\times(-1,1)
825
+ \quad\Longleftrightarrow\quad\text{the machine halts}.
826
+ \]
827
+ The constructed solution is smooth with pressure zero. It is unique
828
+ among smooth solutions with $u\in C_tH^2\cap C_t^1L^2$, bounded
829
+ $u$ on each finite interval, and $p\in C_tH^1$. This comparison class
830
+ requires no bound on the competing velocity's spatial gradient.
831
+ \end{theorem}
832
+
833
+ \begin{proof}\label{ba:bounded-box-euclidean-proof}
834
+ Put $\rho(s)=\sigma(2s-1/2)$, using the effective flat switch
835
+ from~\eqref{eq:p2-step}.
836
+ Use the single-halt normalization and
837
+ Lemma~\ref{ba:split-mark-compiler}. For its full alphabet $\Sigma$,
838
+ choose distinct odd digits $e(a)\in\{1,3,\ldots,2|\Sigma|-1\}$ and
839
+ base $B=2|\Sigma|+1$. For an infinite word
840
+ $\omega=\omega_0\omega_1\cdots$, define
841
+ \[
842
+ c(\omega)=\sum_{j\ge0}e(\omega_j)B^{-j-1}.
843
+ \]
844
+ Place $A_h$ at offset zero and the
845
+ other control squares at first-coordinate offsets $3,6,9,\ldots$.
846
+ The code at height zero is
847
+ \[
848
+ (o_s+c(\text{left stream}),\ c(\text{right stream}),0).
849
+ \]
850
+ Every tail value lies in
851
+ $[1/(B-1),(B-2)/(B-1)]\subset(0,1)$, so a halt code lies strictly
852
+ inside the observed box. The two incoming properties give the
853
+ separated filled rectangles of Lemma~\ref{ba:rectangles}, with
854
+ minimal left subdivision and first factors $1,B^{-1},B$ for stay,
855
+ right and left moves.
856
+
857
+ Apply the linear version of Lemma~\ref{ba:two-interpolations} to
858
+ the full cuboids with third interval $[-1,1]$, heights $6i$, and
859
+ switches $\rho(3s),\rho(3s-1),\rho(3s-2)$. Source projections
860
+ separate lifts, heights separate horizontal motion, and target
861
+ projections separate descents. Equation~\eqref{ba:affine-box-field}
862
+ gives the exact affine flow on every swept cuboid and a neighborhood.
863
+
864
+ The initial code $x^{\rm in}$ is rational. For example, if
865
+ $b=\max(3,\text{input length})$, the first $b$ right-stream symbols
866
+ include the entire input and the pointer at cell two, after which the
867
+ stream is constant; the left stream is constant. On the loading
868
+ interval use
869
+ \[
870
+ C_*(t)=(2,0,0)+\rho(t)(x^{\rm in}-(2,0,0))
871
+ \]
872
+ and
873
+ \[
874
+ V_*(t,x)=\nabla\times\left\{
875
+ \chi(C_*(t),(1,1,1),1;x)
876
+ \tfrac12 C_*'(t)\times(x-C_*(t))\right\}.
877
+ \]
878
+ The cutoff is the centered one defined in
879
+ Lemma~\ref{ba:two-interpolations}. Its plateau velocity is $C_*'$, so
880
+ the fixed particle follows the displayed path. This field vanishes
881
+ outside $[1/4,3/4]$. Extend the step field $V$ by zero and set
882
+ $U=V_*+\sum_{k\ge1}V(t-k)$, with its residual force at the prescribed
883
+ $\nu$. The finite union of swept cuboids and the loading tube is
884
+ bounded; all time joins have zero collars. Consequently $U$ and its
885
+ force are smooth, uniformly compactly supported, and have bounded
886
+ mixed derivatives, with period one after loading. Effective evaluation
887
+ uses the finite formulas and a finite superset of potentially active
888
+ integer shifts at any approximate time, as in
889
+ Lemma~\ref{ba:realization}.
890
+
891
+ The precise uniqueness input is Lemma~\ref{lem:b-comparison}(i).
892
+ On each finite interval the constructed $U$ is smooth, has one compact
893
+ spatial support, and has bounded velocity and gradient. Consequently
894
+ $U\in CH^2\cap C^1L^2$, $U(0)=0$, and the force is exactly
895
+ $\mathcal F_\nu[U]$. The theorem's competitors are smooth classical
896
+ $v\in CH^2\cap C^1L^2$ with bounded $v$ and a representative
897
+ $p\in CH^1$, precisely case (i). No bound on $\nabla v$ is added.
898
+ That case gives $v=U$ and fixes the $H^1$ pressure representative to
899
+ zero. The lemma also supplies the unique global material trajectories
900
+ of the reference field.
901
+
902
+ Loading and the exact full-box maps put the particle at the code after
903
+ $k$ local steps at time $1+k$, through the first halt or forever in a
904
+ nonhalting execution. A halt code, including an initially halted code
905
+ reached by loading, is inside the observation box. In a nonhalting
906
+ run, loading has first coordinate at least two. During a later lift,
907
+ the particle keeps its nonhalting source planar code, whose first
908
+ coordinate exceeds three. During descent it keeps the nonhalting
909
+ target planar code with the same property. Throughout the middle
910
+ third its height is $6i>1$. These three exclusions cover every real
911
+ time and prove the event equivalence independently of horizontal
912
+ excursions in the middle stage. The repeated processor installs every
913
+ local branch from the finite table; it does not depend on the executed
914
+ run or its outcome.
915
+ \end{proof}
916
+
917
+
918
+ \subsection{Separating vertical and planar potentials}
919
+
920
+ \begin{theorem}[A decaying processor with phasewise planar potentials]
921
+ \label{ba:phasewise-flow}
922
+ At fixed computable $\nu>0$ there is an effective force on $\mathbb R^3$
923
+ with one compact spatial support and all mixed derivatives of time order
924
+ $k$ bounded by $C_{k,\alpha}(1+t)^{-1-k}$, whose unique smooth
925
+ zero-data solution satisfies
926
+ \[
927
+ \exists t\ge0:\ (\Phi_t(0))_1<-1/2
928
+ \quad\Longleftrightarrow\quad\text{halting}.
929
+ \]
930
+ It uses the six-rule recorder with initial frontier 1, full subdivision
931
+ of the rectangles, and separate vertical-translation and planar
932
+ Hamiltonian potentials. The constructed pressure is zero and uniqueness
933
+ is in Lemma~\ref{ba:realization}'s whole-space class.
934
+ \end{theorem}
935
+ \begin{proof}\label{ba:phasewise-flow-proof}
936
+ Let $\Gamma$ be the full alphabet of the six-rule table with $r_0=1$.
937
+ Use odd digits in base $B=2|\Gamma|+1$ and its fully subdivided maps. Put halt lanes at $-2,-4,\ldots$
938
+ and the other lanes at $2,4,\ldots$, each of width one. The second
939
+ coordinate lies in $[0,1]$. For the resulting rectangles $P_i,Q_i$,
940
+ centers $p_i,q_i$, and first scale $\lambda_i$, choose rational
941
+ $0<\varepsilon\le1/4$ smaller than one quarter of all within-source
942
+ and within-target maximum-norm distances. Empty pair lists impose no
943
+ condition. Thicken by $[-1,1]$ and put $H_i=4i$.
944
+
945
+ On each third of the cycle use a flat progress function $\vartheta$
946
+ from zero to one. Lifting uses $z_i=H_i\vartheta$ and potential
947
+ $A_i=(0,z_i'X_1,0)$, whose curl is $(0,0,z_i')$.
948
+ At height $H_i$, set $c_i=(1-\vartheta)p_i+\vartheta q_i$ and
949
+ $\mu_i=1-\vartheta+\vartheta\lambda_i$. Use the potential
950
+ $A_i=(0,0,\psi_i)$, where
951
+ \[
952
+ \psi_i=c_{i1}'(X_2-c_{i2})-c_{i2}'(X_1-c_{i1})
953
+ +\frac{\mu_i'}{\mu_i}(X_1-c_{i1})(X_2-c_{i2}).
954
+ \]
955
+ Its curl is
956
+ $(c_{i1}'+(\mu_i'/\mu_i)(X_1-c_{i1}),
957
+ c_{i2}'-(\mu_i'/\mu_i)(X_2-c_{i2}),0)$.
958
+ Thus it realizes reciprocal scaling about the interpolated center.
959
+ Descending uses the first potential with $z_i=H_i(1-\vartheta)$.
960
+ Multiply each potential by its current-box $\varepsilon$ cutoff
961
+ before taking the curl. Source gaps, distinct middle heights, and
962
+ target gaps separate the three stages. On the whole boxes and a
963
+ neighborhood the uncut formulas are exact. The first coordinate is
964
+ constant during vertical motion and is the convex interpolation of its
965
+ endpoints during the planar stage.
966
+
967
+ For loading put $\theta_0(s)=\sigma(2s-1/2)$, which is zero near zero
968
+ and one near one. Let $P_*$ be the rational initial code. Load it in the
969
+ first unit interval by the planar path
970
+ $m(s)=\theta_0(s)((P_*)_1,(P_*)_2)$, localized around
971
+ $(m(s),0)+[-1,1]^3$, using potential
972
+ $(0,0,m_1'(X_2-m_2)-m_2'(X_1-m_1))$.
973
+ Repeat the three-phase instruction field afterward to obtain $W$.
974
+ Code induction and the delayed-head invariant prove the correspondence
975
+ at times $1+n$. Nonhalting codes have first coordinate at least 2,
976
+ so loading and the convex-path bound exclude $X_1<-1/2$ for every real
977
+ time. A halt code has first coordinate at most $-1$, including one
978
+ reached by loading an initially halted machine. Apply
979
+ Lemma~\ref{ba:log-clock}; physical code times are $e^{1+n}-1$.
980
+ Its support, derivative, event, and uniqueness conclusions give precisely
981
+ the claimed separate force choice.
982
+ \end{proof}
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/persistent-history.tex CHANGED
@@ -1,512 +1,512 @@
1
- \section{Persistent marks and guarded history routes}
2
- \label{ba:marked-routes}
3
-
4
- The preceding recorders clear the work-head mark at each checkpoint.
5
- We now retain that mark, or replace the moving history pointer by a
6
- guarded boundary between occupied and unused cells. These changes give
7
- different partial maps on arbitrary tapes, even though their initialized
8
- executions simulate the same machine. We prove each inverse on its
9
- declared domain before using it to separate the geometric branch images.
10
- The use of retained history follows the reversible-computation idea of
11
- Bennett~\cite{Bennett1973}; the local guards and geometric interfaces
12
- are established here.
13
-
14
- In this section an input word occupies cells $0,1,\ldots$, the other
15
- work cells are blank, and the initial head is at zero. All constructions
16
- include initial halting. When one halt state $h$ is used, identify the
17
- original halting states with $h$ and redirect incoming instructions;
18
- there are no outgoing halting instructions to preserve. If necessary
19
- adjoin an unreachable halt state.
20
- We write $X(t;a)=\Phi_t(a)$ for the trajectory from $a$.
21
-
22
- \subsection{A persistent mark and input-dependent placement}
23
- \label{ba:persistent-periodic}
24
-
25
- A force can be periodic from time zero if no separate loading interval
26
- is needed. We achieve this by translating the initial control's coding
27
- square so that the prescribed particle already represents the input.
28
- The translation depends effectively on the finite input. First we give
29
- the recorder that this periodic processor implements.
30
-
31
- \begin{lemma}[A recorder with a persistent work-head mark]
32
- \label{ba:persistent-compiler}
33
- Let a machine have work alphabet $\Gamma$, halt state $h$, and
34
- instructions
35
- $\gamma=(q,a)\mapsto(q^+_\gamma,a^+_\gamma,d_\gamma)$,
36
- where $q\ne h$ and $d_\gamma\in\{-1,0,1\}$.
37
- There is an effective finite partial one-head table with these properties.
38
- At the checkpoint after $n$ work steps, it has the correct work tape,
39
- state and head, a unique mark at that head, and a history pointer at
40
- $p_n=n+2$. Each target control determines the incoming displacement;
41
- the target control and written full cell symbol determine the source
42
- control and read full symbol on the entire partial domain. If the next
43
- work-head position is $w'=w_n+d_\gamma$, the next checkpoint is reached
44
- after exactly $2(p_n-w')+4$ local steps.
45
- \end{lemma}
46
-
47
- \begin{proof}\label{ba:persistent-compiler-proof}
48
- A full symbol is $(a,e,s)\in\Gamma\times\{0,1\}\times\mathcal H$,
49
- where $\mathcal H=\{E,P\}\sqcup\{r_\gamma\}$ records empty history,
50
- a pointer, or an instruction. All displayed control families are
51
- disjoint. The following is the complete table; free cell indices range
52
- over their finite alphabets:
53
- \[
54
- \begin{array}{c|c|c|c|r}
55
- \text{control}&\text{read and guard}&\text{target}&\text{write}&d\\\hline
56
- A_q&(a,1,s),\ s\ne P&B_\gamma&(a^+_\gamma,0,s)&d_\gamma\\
57
- B_\gamma&(c,0,s),\ s\ne P&R_\gamma&(c,1,s)&1\\
58
- R_\gamma&(c,0,s),\ s\ne P&R_\gamma&(c,0,s)&1\\
59
- R_\gamma&(c,0,P)&C_{q^+_\gamma}&(c,0,r_\gamma)&1\\
60
- C_q&(c,0,E)&L_q&(c,0,P)&-1\\
61
- L_q&(c,0,s),\ s\ne P&L_q&(c,0,s)&-1\\
62
- L_q&(c,1,s),\ s\ne P&A_q&(c,1,s)&0
63
- \end{array}
64
- \]
65
- The first row has $q\ne h$ and $\gamma=(q,a)$; there is no rule from
66
- $A_h$. Initially the actual head and the unique mark are at zero,
67
- the work tape is the input, and history is $E$ except for $P$ at cell 2.
68
-
69
- At checkpoint $n$, $|w_n|\le n$, so after the first row the head is at
70
- $w'\le n+1<p_n$. That row clears the old mark, and the second installs
71
- the new one at $w'$. The right scan reaches the pointer without meeting
72
- another mark, writes $r_\gamma$, and visits the empty cell $p_n+1$.
73
- The next row installs the new pointer there. The left scan returns
74
- through the newly written record to the unique mark and enters
75
- $A_{q^+_\gamma}$ without clearing it. Hence every invoked rule is
76
- defined, the work instruction is correct, and the checkpoint invariant
77
- is restored. The two continuing scans take $p_n-w'-1$ and $p_n-w'$
78
- steps; the other five steps give the stated total. This also handles
79
- $d_\gamma=0$. Induction gives a defined execution until and including
80
- the first halting checkpoint, and indefinitely in the nonhalting case.
81
-
82
- We check the inverse independently of this initialization. Targets
83
- $B_\gamma,R_\gamma,C_q,L_q,A_q$ have incoming displacements
84
- $d_\gamma,1,1,-1,0$, respectively. Undo that displacement to locate
85
- the written cell. At $B_\gamma$, the index $\gamma$ recovers the old
86
- control and overwritten work symbol, and the old mark was one. At
87
- $R_\gamma$, the written mark is one for entry and zero for the scan,
88
- so it identifies the source and the old mark. At $C_q$, the written
89
- record identifies $\gamma$ and its former value $P$. At $L_q$, a
90
- written pointer identifies entry, whereas every loop has history
91
- different from $P$. At $A_q$, the unique source control is $L_q$ and
92
- the full symbol is unchanged. All unspecified tracks are retained.
93
- Thus every possible output has at most one preimage on the full domain.
94
- \end{proof}
95
-
96
- \begin{theorem}[An input-dependent entry chart]
97
- \label{ba:periodic-entry}
98
- For each machine and finite input, and each fixed positive computable
99
- viscosity $\nu$, there is an effective smooth force on $\mathbb R^3$
100
- with one compact spatial support, bounded mixed derivatives, and period
101
- one from time zero, whose zero-data solution satisfies
102
- \[
103
- \exists t\ge0:\ X_1(t;(2,0,0))<0
104
- \quad\Longleftrightarrow\quad\text{the machine halts}.
105
- \]
106
- The solution is smooth with pressure zero and is unique among smooth
107
- solutions for which, on every finite interval,
108
- $u\in C_tH^2\cap C_t^1L^2$, $u$ and $\nabla u$ are bounded, and
109
- $p\in C_tH^1$.
110
- As a separate force choice, the same event is realized with every
111
- mixed derivative of velocity and force in space-time $L^2$ and bounded
112
- by a derivative-dependent multiple of $(1+t)^{-1}$.
113
- \end{theorem}
114
-
115
- \begin{proof}\label{ba:periodic-entry-proof}
116
- Prepend a nonhalting state $q_{\rm in}$ which, on every work symbol,
117
- preserves it, stays put, and enters the original initial state. This
118
- includes original initial halting while keeping the new initial state
119
- nonhalting. Apply Lemma~\ref{ba:persistent-compiler}. For its full
120
- alphabet of size $m$ use odd digits $e(\sigma)\in\{1,3,\ldots,2m-1\}$
121
- in base $B=2m+2$, and write
122
- \[
123
- c(\omega)=\sum_{j\ge0}e(\omega_j)B^{-j-1},\qquad
124
- (\xi,\eta)=
125
- \big(c(\sigma_{-1}\sigma_{-2}\cdots),
126
- c(\sigma_0\sigma_1\cdots)\big).
127
- \]
128
- The initial values $\xi_0,\eta_0$ are rational, because the initialized
129
- streams have finite prefixes and known constant tails. Set
130
- \[
131
- O(A_{q_{\rm in}})=(2-\xi_0,-\eta_0),\qquad
132
- O(A_h)=(-2,0),\qquad O(P)=(4+2j,0)
133
- \]
134
- for the remaining controls in a finite ordering. All squares
135
- $O(P)+[0,1]^2$ are separated. Every nonhalting square lies strictly
136
- to the right of $x_1=1$, and the halting square is
137
- $[-2,-1]\times[0,1]$. The initial code at height zero is exactly
138
- $(2,0,0)$.
139
-
140
- Apply Lemma~\ref{lem:bb-onecell} with digits $d(\sigma)=e(\sigma)$,
141
- base $B=2m+2$, and the state translations just specified. Its incoming
142
- hypotheses are exactly those of Lemma~\ref{ba:persistent-compiler}.
143
- With $I_\sigma=(e(\sigma)+[0,1])/B$, use the minimal left-split
144
- branches of \eqref{eq:bb-one-cell-branches}, including every left
145
- letter for a left move. The state translations conjugate these maps
146
- without changing their reciprocal diagonal linear parts. The shared
147
- lemma therefore gives the exact updates and separate source and target
148
- separation on full closed rectangles. If an absolute head position is wanted at a checkpoint,
149
- the number of contiguous records gives $n$, and the pointer's relative
150
- position locates the head relative to its known absolute position $n+2$.
151
- The gapped digits permit each finite prefix needed for this recovery
152
- to be read with increasing precision.
153
-
154
- Apply the exponential interpolation of
155
- Lemma~\ref{ba:two-interpolations}, with heights $10i$ and the following
156
- separated phase intervals: lifting on $[1/8,2/8]$, horizontal motion
157
- on $[3/8,5/8]$, and descent on $[6/8,7/8]$. On each interval use a
158
- rescaled flat step $\sigma$ from \eqref{eq:p2-step}.
159
- Let $\delta$ be one quarter of the minimum of 1
160
- and the positive planar source and target gaps. Use plateau padding
161
- $\delta/3$ and support padding $2\delta/3$. The same gap and height
162
- estimates in the lemma make these collars disjoint. Here the local
163
- potential can be written
164
- \[
165
- \tfrac12 C_i'\times(x-C_i)
166
- +(0,0,\eta'\log\lambda_i\,(x_1-C_{i1})(x_2-C_{i2})).
167
- \]
168
- Its curl is the required translation plus
169
- $\eta'\log\lambda_i\,(x_1-C_{i1},-(x_2-C_{i2}),0)$.
170
- It realizes the whole cuboid and a neighborhood by the plateau argument.
171
-
172
- Repeat this unit-time field as $U$, and put
173
- $f=U_t+(U\cdot\nabla)U-\nu\Delta U$ at the prescribed physical
174
- viscosity. The zero collars give $U(0)=0$ and smooth period-one gluing.
175
- Lemma~\ref{ba:realization} gives the solution, uniqueness, support and
176
- effective mixed-derivative bounds. Its hypotheses hold because this is
177
- a finite curl formula on a compact spatial set and one compact time
178
- period. The formula includes every branch and never requires the run
179
- on the selected input.
180
-
181
- At integer times, induction gives the exact local configuration through
182
- the first halt, or at every integer time for a nonhalting run. A halt
183
- therefore reaches the negative square. During a nonhalting run, both
184
- endpoint squares of every used branch are nonhalting. Every moving
185
- center has first coordinate greater than one and every first half-width
186
- is at most $1/2$, because the endpoint widths are at most one and the
187
- exponential scale is monotone between them. The actual particle stays
188
- positive during all phases. This proves the equivalence for all real
189
- times, including the added entry step.
190
-
191
- For the separate decaying choice apply Lemma~\ref{ba:log-clock}:
192
- $\widehat U(t,x)=(1+t)^{-1}U(\log(1+t),x)$, with its own residual at
193
- the same $\nu$. That lemma gives the stronger temporal-order-$k$
194
- bound $O((1+t)^{-1-k})$ for every spatial derivative, hence the stated
195
- bound and space-time $L^2$ conclusion on the common compact support.
196
- The clock is onto $[0,\infty)$, and the chain rule identifies the new
197
- trajectory with $X(\log(1+t);(2,0,0))$. The fixed event is unchanged.
198
- \end{proof}
199
-
200
-
201
- \subsection{Using a fresh half-line instead of a frontier symbol}
202
-
203
- The next rule reads a neighboring history cell. Its inverse therefore
204
- uses a full three-cell cylinder, rather than only the written cell.
205
-
206
- \begin{lemma}[Three-cell fresh-tail recorder]\label{ba:fresh-recorder}
207
- There is an effective partial rule on cells at offsets $-1,0,1$ that
208
- simulates the machine, is injective on its entire domain of relative
209
- tapes, and has incoming displacement determined by the target state.
210
- Its allowed cylinders admit separately separated closed-rectangle maps
211
- with linear parts $\operatorname{diag}(B^{-d},B^d)$.
212
- \end{lemma}
213
- \begin{proof}\label{ba:fresh-recorder-proof}
214
- Use symbols $c_i=(a_i,\ell_i,\mu_i)$ in
215
- $C=A\times(\{\star,\perp\}\sqcup\mathcal R)\times\{0,1\}$
216
- and controls $N_q,B_q,J_r,S_r$. Only $N_q$ with $q\in H$ halt.
217
- After writing, a move $d$ reindexes a relative tape by
218
- $c'_j=\bar c_{j+d}$. The following rules give the complete domain:
219
- \begin{enumerate}
220
- \item At $N_q$, $q\notin H$, require $\mu_0=0$ and
221
- $\ell_0\ne\perp$. With $r=(q,a_0)$ write $b(r)$, move $d(r)$,
222
- and enter $J_r$.
223
- \item At $J_r$, require $\mu_0=0$ and $\ell_0\ne\perp$.
224
- Mark cell zero, move right, and enter $S_r$.
225
- \item At $S_r$, require $\mu_0=0$. If $\ell_0\ne\perp$, scan
226
- right. If $\ell_0=\ell_1=\perp$, write record $r$ at zero,
227
- move left, and enter $B_{q^+(r)}$.
228
- \item At $B_q$, require $\ell_0,\ell_1\ne\perp$.
229
- Scan left if $\mu_0=0$; if $\mu_0=1$, clear the mark, stay, and
230
- enter $N_q$.
231
- \end{enumerate}
232
- Initialize history as $\star$ below absolute cell 2 and $\perp$ from
233
- 2 onward, all marks zero, the prescribed work tape, and control $N_{q_0}$.
234
- At checkpoint $n$ the first fresh cell is $F=n+2$, records occupy
235
- $2,\ldots,F-1$, and the work head satisfies $h\le F-2$.
236
- The work move reaches $k\le F-1$. Mark $k$, scan to $F$, write the
237
- record, and return from $F-1$ to $k$. The return's two-history guard
238
- holds even at its first cell because cell $F$ has just been filled.
239
- Clearing the mark restores the invariant with frontier $F+1$.
240
- There are $F-k-1$ instructions in each continuing scan and four others,
241
- so the duration is $2(F-k)+2$. This proves finite completion and the
242
- checkpoint halt equivalence.
243
-
244
- For the full-domain inverse, targets $J_r,S_r,B_q,N_q$ determine moves
245
- $d(r),1,-1,0$, respectively. Undo the indicated shift. At $J_r$,
246
- $r$ recovers the overwritten letter and old control. At $S_r$, the
247
- written mark distinguishes entry from the zero-mark scan. At $B_q$,
248
- target offset $+2$ is the former offset $+1$; its history is fresh
249
- for a recording entry and nonfresh for a return scan. In the entry
250
- case target offset $+1$ is the former scanned cell; its record identifies $r$.
251
- At $N_q$, restore the mark to one. All other tracks are preserved.
252
- The neighbor guard is what makes this inverse valid on arbitrary allowed
253
- tapes.
254
-
255
- Use odd digits in base $B=2|C|+1$ and state offsets $e_s$ whose
256
- unit intervals have gaps at least two. A permitted tuple
257
- $(s,c_{-1},c_0,c_1)$ has source
258
- $(e_s+I_{c_{-1}})\times I_{c_0c_1}$. The full inverse just proved
259
- checks the injectivity hypothesis of Lemma~\ref{lem:bb-window-rectangles}
260
- with $(a,b)=(1,2)$ and $d\in\{-1,0,1\}$.
261
- Only cell zero is written, which is within that window. The lemma
262
- therefore gives full target cylinders with prefix lengths
263
- $(1+d,2-d)$, exact affine factors $(B^{-d},B^d)$, and separate
264
- closed-rectangle images. For one target state the incoming $d$ is
265
- fixed, so its prefix lengths agree across incoming branches. An
266
- incompatible digit among at most three positions yields the additional
267
- quantitative target gap $B^{-3}$. This is separation of the filled
268
- rectangles, including their boundaries.
269
- \end{proof}
270
-
271
- \begin{theorem}[Compact realization of fresh-tail cylinders]
272
- \label{ba:fresh-flow}
273
- The fresh-tail recorder has an effective compactly supported smooth
274
- realization on $\mathbb R^3$, with zero initial velocity and force
275
- periodic after one unit of loading, whose event
276
- $\exists t\ge0:(\Phi_t(0))_1<-1$ is equivalent to halting.
277
- A separate choice, with the same event and one compact support, satisfies
278
- for every $k\ge0$ and spatial multi-index $\alpha$
279
- \begin{equation}\label{ba:fresh-decay}
280
- \sup_x\bigl(|\partial_t^k\partial_x^\alpha u|+
281
- |\partial_t^k\partial_x^\alpha F|\bigr)
282
- \le C_{k,\alpha}(1+t)^{-1-k}.
283
- \end{equation}
284
- Every displayed derivative is space-time square-integrable. Both forces
285
- have the unique zero-pressure solution of Lemma~\ref{ba:realization}
286
- at the fixed computable viscosity.
287
- \end{theorem}
288
- \begin{proof}\label{ba:fresh-flow-proof}
289
- Use the full alphabet $C$ of Lemma~\ref{ba:fresh-recorder} and
290
- $B=2|C|+1$. Place halting controls at $e_s=-3j_s$ and all others
291
- at $3j_s$, with distinct positive integer labels. Use the three-cell rectangles as
292
- plates at height zero. Branch $i$ has middle height $4i$ and padding
293
- $B^{-3}/10$. Interpolate both planar factors independently and apply
294
- Lemma~\ref{ba:plate-routing}, including its reciprocal normal strain.
295
- Planar gaps separate the vertical phases; middle heights separate the
296
- padded plates, whose collar half-thickness is less than one. Thus the
297
- specified motion holds on full neighborhoods. It retains independent
298
- planar interpolation throughout the cycle.
299
-
300
- The initial code $P_*$ is rational. A point-centered curl translation,
301
- with center $\theta(t)P_*$ and padding one, loads zero in one unit.
302
- Repeat the plate cycle thereafter. The finite-step invariant and code
303
- maps identify the trajectory at all times $1+n$ until halt and for all
304
- $n$ otherwise. A halt code has first coordinate below $-1$. For a
305
- nonhalting run, loading is nonnegative and each later pair of coded
306
- endpoints is positive; the two-coordinate convex interpolation of
307
- Lemma~\ref{ba:plate-routing} proves the all-time exclusion.
308
- Use residual realization for the periodic choice and
309
- Lemma~\ref{ba:log-clock} for the separate decay choice.
310
- \end{proof}
311
-
312
-
313
- \subsection{Guarded history cylinders in a torus chart}
314
- \label{ba:guarded-history}
315
-
316
- An occupied prefix can replace the explicit pointer. The resulting
317
- inverse must distinguish arrival from the recording cell from an
318
- ordinary return-scan step. Testing the next history cell supplies that
319
- distinction. Unlike the fresh-tail recorder, the marked return below
320
- does not test its right neighbor; we retain this larger partial domain.
321
-
322
- \begin{lemma}[An occupied-prefix history recorder]
323
- \label{ba:occupied-compiler}
324
- Let a machine have state set $Q$, halting set $H$, alphabet $\Gamma$,
325
- and instructions
326
- $\tau=(q,a)\mapsto(q^+_\tau,w_\tau,d_\tau)$.
327
- There is an effective partial injective map on head-relative tapes
328
- whose domain depends only on the control and full cells at offsets
329
- $-1,0,1$. With the initialization below, occupied history at checkpoint
330
- $n$ consists exactly of the absolute indices less than $F_n=n+2$.
331
- A work step ending at head position $j$ takes exactly
332
- $2(F_n-j)+2$ local steps. Halting at a checkpoint, including the initial
333
- one, is equivalent to halting of the original machine.
334
- \end{lemma}
335
-
336
- \begin{proof}\label{ba:occupied-compiler-proof}
337
- Full symbols are $(a,h,m)$, with work letter $a$, mark $m\in\{0,1\}$,
338
- and history $h\in\{\#,E\}\sqcup\mathcal R$, where
339
- $\mathcal R=(Q\setminus H)\times\Gamma$. History is called occupied
340
- when $h\ne E$. A move $d$ reindexes the post-write relative tape as
341
- $\xi^{\rm new}_k=\widetilde\xi_{k+d}$. The complete table is
342
- \[
343
- \begin{array}{c|l|l|c|r}
344
- \text{control}&\text{guard}&\text{write at }0&\text{target}&d\\\hline
345
- \mathsf{Run}_q&m_0=0,\ h_0\ne E&a_0\leftarrow w_\tau&
346
- \mathsf{Mark}_\tau&d_\tau\\
347
- \mathsf{Mark}_\tau&m_0=0,\ h_0\ne E&m_0\leftarrow1&
348
- \mathsf{Seek}_\tau&1\\
349
- \mathsf{Seek}_\tau&m_0=0,\ h_0\ne E&\text{unchanged}&
350
- \mathsf{Seek}_\tau&1\\
351
- \mathsf{Seek}_\tau&m_0=0,\ h_0=h_1=E&h_0\leftarrow\tau&
352
- \mathsf{Back}_{q^+_\tau}&-1\\
353
- \mathsf{Back}_q&m_0=0,\ h_0\ne E,\ h_1\ne E&\text{unchanged}&
354
- \mathsf{Back}_q&-1\\
355
- \mathsf{Back}_q&m_0=1,\ h_0\ne E&m_0\leftarrow0&
356
- \mathsf{Run}_q&0.
357
- \end{array}
358
- \]
359
- The first row requires $q\notin H$ and $\tau=(q,a_0)$; all unmentioned
360
- tracks are unchanged. Initialize the original work tape with head zero,
361
- all marks zero, history $\#$ at every index below 2, and $E$ elsewhere.
362
-
363
- At checkpoint $n$ the original head has $|j_n|\le n$. The work step
364
- ends at $j\le n+1<F_n$, on occupied history. Mark that cell and scan
365
- right across occupied unmarked cells to $F_n$. Both $F_n$ and $F_n+1$
366
- are unused, so the recording row applies and moves left. Every unmarked
367
- return-loop cell has occupied history at itself and its right neighbor,
368
- including the new record at $F_n$. The return reaches $j$, clears the
369
- mark, and enters the new work state. The continuing scans each take
370
- $F_n-1-j$ steps, with four other steps. This proves finite completion,
371
- the duration, and the new occupied boundary $F_n+1$. Induction gives
372
- the stated computation and halt equivalence.
373
-
374
- For the full-domain inverse, target controls determine displacement.
375
- The moves are $d_\tau$ into $\mathsf{Mark}_\tau$, one into
376
- $\mathsf{Seek}_\tau$, minus one into $\mathsf{Back}_q$, and zero
377
- into $\mathsf{Run}_q$. At $\mathsf{Mark}_\tau$, undoing the
378
- move and restoring the read work symbol encoded by $\tau$ recovers the
379
- predecessor. At $\mathsf{Seek}_\tau$, target offset $-1$ is the
380
- written cell; its mark distinguishes the marking entry from the scan.
381
- At $\mathsf{Back}_q$, target offset 2 is the former offset 1. Its
382
- history is $E$ for a recording entry and is occupied for a return loop.
383
- In the recording case, target offset 1 contains $\tau$, identifying
384
- the old control and restoring its history to $E$. Finally, the only
385
- entry into $\mathsf{Run}_q$ clears a mark without moving, so the mark
386
- is restored to one. These inverses use only the table's guards and
387
- retained symbols, not the special shape of initialized history.
388
- \end{proof}
389
-
390
- \begin{lemma}[The full cylinders of the guarded recorder]
391
- \label{ba:occupied-cylinders}
392
- The recorder of Lemma~\ref{ba:occupied-compiler} admits a finite
393
- effective list of positive-area closed source and target rectangles,
394
- separately pairwise disjoint. If $\mathcal A$ is its full alphabet and
395
- $B=2|\mathcal A|+1$, a branch of displacement $d$ has an exact affine
396
- map with linear part $\operatorname{diag}(B^{-d},B^d)$.
397
- \end{lemma}
398
-
399
- \begin{proof}\label{ba:occupied-cylinders-proof}
400
- Apply Lemma~\ref{lem:bb-window-rectangles} with window parameters
401
- $(a,b)=(1,2)$ to the complete table of
402
- Lemma~\ref{ba:occupied-compiler}. That table reads only offsets
403
- $-1,0,1$, writes only offset zero, and has displacements
404
- $d\in\{-1,0,1\}\subset[-1,2]$; its full-domain injectivity was
405
- proved above. Thus every hypothesis of the window lemma holds.
406
-
407
- To fix the actual rectangles, choose odd digits
408
- $\gamma(a)\in\{1,3,\ldots,2|\mathcal A|-1\}$ and
409
- $B=2|\mathcal A|+1$. Write
410
- \[
411
- e(P_1\cdots P_k)=\sum_{j=1}^k\gamma(P_j)B^{-j},\qquad
412
- I(P)=e(P)+[0,B^{-k}],\qquad I(\varnothing)=[0,1],
413
- \]
414
- using the infinite series for an infinite word. Choose separated
415
- state intervals $o_s+[0,1]$ and use the code
416
- \[
417
- r(s,\xi)=
418
- (o_s+e(\xi_{-1}\xi_{-2}\cdots),\ e(\xi_0\xi_1\cdots),0).
419
- \]
420
- For each permitted triple $(l,a,b)$ at offsets $-1,0,1$, let $a'$
421
- be its written full symbol. The source prefix pair is $((l),(a,b))$,
422
- and the target pair is
423
- \[
424
- \begin{cases}
425
- ((a',l),(b)),&d=1,\\
426
- ((l),(a',b)),&d=0,\\
427
- (\varnothing,(l,a',b)),&d=-1.
428
- \end{cases}
429
- \]
430
- Take the corresponding products of prefix intervals with the source
431
- and target state offsets. Both arbitrary tails are unchanged, so the
432
- window lemma gives the exact center-to-center affine map with factors
433
- $B^{-d},B^d$, onto the whole specified target cylinder and filled
434
- rectangle. Its separation conclusion applies to these complete closed
435
- rectangles, including their boundaries. All endpoints and positive
436
- within-family gaps are effectively rational. The odd digits also put
437
- all infinite-word codes strictly in $(0,1)$ in each normalized coordinate.
438
- \end{proof}
439
-
440
- \begin{theorem}[A guarded processor in a fixed torus chart]
441
- \label{ba:occupied-torus}
442
- For each machine and finite input, at any fixed positive computable
443
- viscosity there is an effective smooth mean-zero force on the unit flat
444
- three-torus, with bounded mixed derivatives and period one for $t\ge1$,
445
- whose smooth zero-data solution has pressure zero and satisfies
446
- \[
447
- \exists t\ge0:\ X(t;[(-1/16,0,0)])\in
448
- \{[x]:x_1\bmod1\in(0,1/2)\}
449
- \quad\Longleftrightarrow\quad\text{the machine halts}.
450
- \]
451
- The pressure is normalized to mean zero, and the solution is unique in
452
- the classical torus comparison class of Section~\ref{sec:model}.
453
- \end{theorem}
454
-
455
- \begin{proof}\label{ba:occupied-torus-proof}
456
- Use the occupied-prefix recorder. Assign offsets $2j$, $j\ge1$, to
457
- halting run controls and $-2j$ to all other controls, with distinct
458
- indices within each group. The initial code $r_{\rm in}$ is rational:
459
- the left stream is constant and the right stream is eventually constant.
460
- If $N$ is the number of cylinders, set
461
- \[
462
- O=1+\max_s|o_s|,\qquad K=O+6\max(1,N)+4,\qquad
463
- \sigma=(8K)^{-1},\qquad b_*=(-K/2,0,0).
464
- \]
465
- Use the linear version of Lemma~\ref{ba:two-interpolations} for the
466
- branch boxes of third interval $[-1,1]$, obtaining $V_1$.
467
- Use the same lemma with scale one on the single pair of cubes of
468
- half-width one centered at $b_*$ and $r_{\rm in}$, obtaining a loader
469
- $V_0$. Extend both fields by zero outside their unit time intervals.
470
- Their supports lie in $(-K,K)^3$. For $V_1$, first-coordinate centers
471
- have magnitude at most $O$, second-coordinate centers lie in $[0,1]$,
472
- horizontal half-widths are at most $1/2$, and heights are at most $6N$.
473
- For $V_0$, the horizontal center is bounded by $\max(K/2,O)$,
474
- half-widths are one, and height is at most six. The padding is at most
475
- $1/4$ in either application. Each bound is strictly less than $K$.
476
-
477
- Periodize the rescaled fields in space and the step field in time:
478
- \[
479
- U(t,[x])=\sigma\sum_{k\in\mathbb Z^3}
480
- \left[V_0(t,(x-k)/\sigma)+
481
- \sum_{n\ge1}V_1(t-n,(x-k)/\sigma)\right].
482
- \]
483
- Spatial support lies in chart boxes of radius $1/8$, so distinct spatial
484
- copies are disjoint. The time collars make the gluing smooth, initially
485
- zero and periodic after time one. Every mixed derivative is bounded.
486
- The rescaled blocks remain curls of compactly supported potentials,
487
- so $U$ has zero spatial mean. Define the force at the physical viscosity
488
- by $f=U_t+(U\cdot\nabla)U-\nu\Delta U$. It has zero mean because
489
- the convection term is $\operatorname{div}(U\otimes U)$ and the
490
- Laplacian integrates to zero. Lemma~\ref{ba:realization} now gives
491
- the unique solution $(U,0)$. Recomputing the residual after the chart
492
- scaling is essential: it does not identify two different viscosities.
493
-
494
- The prescription is effective without deciding a space or time seam.
495
- Given approximations $\widehat x,\widehat t$ with error at most $1/4$,
496
- all possibly active spatial indices satisfy
497
- $\|\widehat x-k\|_\infty\le1$, and repeated time indices satisfy
498
- $|\widehat t-n|\le2$. Evaluate this finite superset using the flat
499
- cutoffs and their derivative bounds. The finite table, not an executed
500
- machine history, determines every coefficient.
501
-
502
- Since $\sigma b_*=(-1/16,0,0)$, loading sends the fixed particle to
503
- $[\sigma r_{\rm in}]$. At time $1+j$ it is the code after $j$ local
504
- steps, through the first halt or forever in the nonhalting case, by the
505
- exact whole-box maps. Halting, including initial halting, gives a
506
- positive first-coordinate representative below $1/8$, inside the target
507
- half-circle. For a nonhalting input both loading endpoints and both
508
- endpoints of every subsequent used branch have negative first coordinate.
509
- The linear-scale identity keeps the first coordinate negative at every
510
- intermediate time. All representatives stay in $(-1/8,0)$, disjoint
511
- from the target modulo one. This proves the all-time equivalence.
512
- \end{proof}
 
1
+ \section{Persistent marks and guarded history routes}
2
+ \label{ba:marked-routes}
3
+
4
+ The preceding recorders clear the work-head mark at each checkpoint.
5
+ We now retain that mark, or replace the moving history pointer by a
6
+ guarded boundary between occupied and unused cells. These changes give
7
+ different partial maps on arbitrary tapes, even though their initialized
8
+ executions simulate the same machine. We prove each inverse on its
9
+ declared domain before using it to separate the geometric branch images.
10
+ The use of retained history follows the reversible-computation idea of
11
+ Bennett~\cite{Bennett1973}; the local guards and geometric interfaces
12
+ are established here.
13
+
14
+ In this section an input word occupies cells $0,1,\ldots$, the other
15
+ work cells are blank, and the initial head is at zero. All constructions
16
+ include initial halting. When one halt state $h$ is used, identify the
17
+ original halting states with $h$ and redirect incoming instructions;
18
+ there are no outgoing halting instructions to preserve. If necessary
19
+ adjoin an unreachable halt state.
20
+ We write $X(t;a)=\Phi_t(a)$ for the trajectory from $a$.
21
+
22
+ \subsection{A persistent mark and input-dependent placement}
23
+ \label{ba:persistent-periodic}
24
+
25
+ A force can be periodic from time zero if no separate loading interval
26
+ is needed. We achieve this by translating the initial control's coding
27
+ square so that the prescribed particle already represents the input.
28
+ The translation depends effectively on the finite input. First we give
29
+ the recorder that this periodic processor implements.
30
+
31
+ \begin{lemma}[A recorder with a persistent work-head mark]
32
+ \label{ba:persistent-compiler}
33
+ Let a machine have work alphabet $\Gamma$, halt state $h$, and
34
+ instructions
35
+ $\gamma=(q,a)\mapsto(q^+_\gamma,a^+_\gamma,d_\gamma)$,
36
+ where $q\ne h$ and $d_\gamma\in\{-1,0,1\}$.
37
+ There is an effective finite partial one-head table with these properties.
38
+ At the checkpoint after $n$ work steps, it has the correct work tape,
39
+ state and head, a unique mark at that head, and a history pointer at
40
+ $p_n=n+2$. Each target control determines the incoming displacement;
41
+ the target control and written full cell symbol determine the source
42
+ control and read full symbol on the entire partial domain. If the next
43
+ work-head position is $w'=w_n+d_\gamma$, the next checkpoint is reached
44
+ after exactly $2(p_n-w')+4$ local steps.
45
+ \end{lemma}
46
+
47
+ \begin{proof}\label{ba:persistent-compiler-proof}
48
+ A full symbol is $(a,e,s)\in\Gamma\times\{0,1\}\times\mathcal H$,
49
+ where $\mathcal H=\{E,P\}\sqcup\{r_\gamma\}$ records empty history,
50
+ a pointer, or an instruction. All displayed control families are
51
+ disjoint. The following is the complete table; free cell indices range
52
+ over their finite alphabets:
53
+ \[
54
+ \begin{array}{c|c|c|c|r}
55
+ \text{control}&\text{read and guard}&\text{target}&\text{write}&d\\\hline
56
+ A_q&(a,1,s),\ s\ne P&B_\gamma&(a^+_\gamma,0,s)&d_\gamma\\
57
+ B_\gamma&(c,0,s),\ s\ne P&R_\gamma&(c,1,s)&1\\
58
+ R_\gamma&(c,0,s),\ s\ne P&R_\gamma&(c,0,s)&1\\
59
+ R_\gamma&(c,0,P)&C_{q^+_\gamma}&(c,0,r_\gamma)&1\\
60
+ C_q&(c,0,E)&L_q&(c,0,P)&-1\\
61
+ L_q&(c,0,s),\ s\ne P&L_q&(c,0,s)&-1\\
62
+ L_q&(c,1,s),\ s\ne P&A_q&(c,1,s)&0
63
+ \end{array}
64
+ \]
65
+ The first row has $q\ne h$ and $\gamma=(q,a)$; there is no rule from
66
+ $A_h$. Initially the actual head and the unique mark are at zero,
67
+ the work tape is the input, and history is $E$ except for $P$ at cell 2.
68
+
69
+ At checkpoint $n$, $|w_n|\le n$, so after the first row the head is at
70
+ $w'\le n+1<p_n$. That row clears the old mark, and the second installs
71
+ the new one at $w'$. The right scan reaches the pointer without meeting
72
+ another mark, writes $r_\gamma$, and visits the empty cell $p_n+1$.
73
+ The next row installs the new pointer there. The left scan returns
74
+ through the newly written record to the unique mark and enters
75
+ $A_{q^+_\gamma}$ without clearing it. Hence every invoked rule is
76
+ defined, the work instruction is correct, and the checkpoint invariant
77
+ is restored. The two continuing scans take $p_n-w'-1$ and $p_n-w'$
78
+ steps; the other five steps give the stated total. This also handles
79
+ $d_\gamma=0$. Induction gives a defined execution until and including
80
+ the first halting checkpoint, and indefinitely in the nonhalting case.
81
+
82
+ We check the inverse independently of this initialization. Targets
83
+ $B_\gamma,R_\gamma,C_q,L_q,A_q$ have incoming displacements
84
+ $d_\gamma,1,1,-1,0$, respectively. Undo that displacement to locate
85
+ the written cell. At $B_\gamma$, the index $\gamma$ recovers the old
86
+ control and overwritten work symbol, and the old mark was one. At
87
+ $R_\gamma$, the written mark is one for entry and zero for the scan,
88
+ so it identifies the source and the old mark. At $C_q$, the written
89
+ record identifies $\gamma$ and its former value $P$. At $L_q$, a
90
+ written pointer identifies entry, whereas every loop has history
91
+ different from $P$. At $A_q$, the unique source control is $L_q$ and
92
+ the full symbol is unchanged. All unspecified tracks are retained.
93
+ Thus every possible output has at most one preimage on the full domain.
94
+ \end{proof}
95
+
96
+ \begin{theorem}[An input-dependent entry chart]
97
+ \label{ba:periodic-entry}
98
+ For each machine and finite input, and each fixed positive computable
99
+ viscosity $\nu$, there is an effective smooth force on $\mathbb R^3$
100
+ with one compact spatial support, bounded mixed derivatives, and period
101
+ one from time zero, whose zero-data solution satisfies
102
+ \[
103
+ \exists t\ge0:\ X_1(t;(2,0,0))<0
104
+ \quad\Longleftrightarrow\quad\text{the machine halts}.
105
+ \]
106
+ The solution is smooth with pressure zero and is unique among smooth
107
+ solutions for which, on every finite interval,
108
+ $u\in C_tH^2\cap C_t^1L^2$, $u$ and $\nabla u$ are bounded, and
109
+ $p\in C_tH^1$.
110
+ As a separate force choice, the same event is realized with every
111
+ mixed derivative of velocity and force in space-time $L^2$ and bounded
112
+ by a derivative-dependent multiple of $(1+t)^{-1}$.
113
+ \end{theorem}
114
+
115
+ \begin{proof}\label{ba:periodic-entry-proof}
116
+ Prepend a nonhalting state $q_{\rm in}$ which, on every work symbol,
117
+ preserves it, stays put, and enters the original initial state. This
118
+ includes original initial halting while keeping the new initial state
119
+ nonhalting. Apply Lemma~\ref{ba:persistent-compiler}. For its full
120
+ alphabet of size $m$ use odd digits $e(\sigma)\in\{1,3,\ldots,2m-1\}$
121
+ in base $B=2m+2$, and write
122
+ \[
123
+ c(\omega)=\sum_{j\ge0}e(\omega_j)B^{-j-1},\qquad
124
+ (\xi,\eta)=
125
+ \big(c(\sigma_{-1}\sigma_{-2}\cdots),
126
+ c(\sigma_0\sigma_1\cdots)\big).
127
+ \]
128
+ The initial values $\xi_0,\eta_0$ are rational, because the initialized
129
+ streams have finite prefixes and known constant tails. Set
130
+ \[
131
+ O(A_{q_{\rm in}})=(2-\xi_0,-\eta_0),\qquad
132
+ O(A_h)=(-2,0),\qquad O(P)=(4+2j,0)
133
+ \]
134
+ for the remaining controls in a finite ordering. All squares
135
+ $O(P)+[0,1]^2$ are separated. Every nonhalting square lies strictly
136
+ to the right of $x_1=1$, and the halting square is
137
+ $[-2,-1]\times[0,1]$. The initial code at height zero is exactly
138
+ $(2,0,0)$.
139
+
140
+ Apply Lemma~\ref{lem:bb-onecell} with digits $d(\sigma)=e(\sigma)$,
141
+ base $B=2m+2$, and the state translations just specified. Its incoming
142
+ hypotheses are exactly those of Lemma~\ref{ba:persistent-compiler}.
143
+ With $I_\sigma=(e(\sigma)+[0,1])/B$, use the minimal left-split
144
+ branches of \eqref{eq:bb-one-cell-branches}, including every left
145
+ letter for a left move. The state translations conjugate these maps
146
+ without changing their reciprocal diagonal linear parts. The shared
147
+ lemma therefore gives the exact updates and separate source and target
148
+ separation on full closed rectangles. If an absolute head position is wanted at a checkpoint,
149
+ the number of contiguous records gives $n$, and the pointer's relative
150
+ position locates the head relative to its known absolute position $n+2$.
151
+ The gapped digits permit each finite prefix needed for this recovery
152
+ to be read with increasing precision.
153
+
154
+ Apply the exponential interpolation of
155
+ Lemma~\ref{ba:two-interpolations}, with heights $10i$ and the following
156
+ separated phase intervals: lifting on $[1/8,2/8]$, horizontal motion
157
+ on $[3/8,5/8]$, and descent on $[6/8,7/8]$. On each interval use a
158
+ rescaled flat step $\sigma$ from \eqref{eq:p2-step}.
159
+ Let $\delta$ be one quarter of the minimum of 1
160
+ and the positive planar source and target gaps. Use plateau padding
161
+ $\delta/3$ and support padding $2\delta/3$. The same gap and height
162
+ estimates in the lemma make these collars disjoint. Here the local
163
+ potential can be written
164
+ \[
165
+ \tfrac12 C_i'\times(x-C_i)
166
+ +(0,0,\eta'\log\lambda_i\,(x_1-C_{i1})(x_2-C_{i2})).
167
+ \]
168
+ Its curl is the required translation plus
169
+ $\eta'\log\lambda_i\,(x_1-C_{i1},-(x_2-C_{i2}),0)$.
170
+ It realizes the whole cuboid and a neighborhood by the plateau argument.
171
+
172
+ Repeat this unit-time field as $U$, and put
173
+ $f=U_t+(U\cdot\nabla)U-\nu\Delta U$ at the prescribed physical
174
+ viscosity. The zero collars give $U(0)=0$ and smooth period-one gluing.
175
+ Lemma~\ref{ba:realization} gives the solution, uniqueness, support and
176
+ effective mixed-derivative bounds. Its hypotheses hold because this is
177
+ a finite curl formula on a compact spatial set and one compact time
178
+ period. The formula includes every branch and never requires the run
179
+ on the selected input.
180
+
181
+ At integer times, induction gives the exact local configuration through
182
+ the first halt, or at every integer time for a nonhalting run. A halt
183
+ therefore reaches the negative square. During a nonhalting run, both
184
+ endpoint squares of every used branch are nonhalting. Every moving
185
+ center has first coordinate greater than one and every first half-width
186
+ is at most $1/2$, because the endpoint widths are at most one and the
187
+ exponential scale is monotone between them. The actual particle stays
188
+ positive during all phases. This proves the equivalence for all real
189
+ times, including the added entry step.
190
+
191
+ For the separate decaying choice apply Lemma~\ref{ba:log-clock}:
192
+ $\widehat U(t,x)=(1+t)^{-1}U(\log(1+t),x)$, with its own residual at
193
+ the same $\nu$. That lemma gives the stronger temporal-order-$k$
194
+ bound $O((1+t)^{-1-k})$ for every spatial derivative, hence the stated
195
+ bound and space-time $L^2$ conclusion on the common compact support.
196
+ The clock is onto $[0,\infty)$, and the chain rule identifies the new
197
+ trajectory with $X(\log(1+t);(2,0,0))$. The fixed event is unchanged.
198
+ \end{proof}
199
+
200
+
201
+ \subsection{Using a fresh half-line instead of a frontier symbol}
202
+
203
+ The next rule reads a neighboring history cell. Its inverse therefore
204
+ uses a full three-cell cylinder, rather than only the written cell.
205
+
206
+ \begin{lemma}[Three-cell fresh-tail recorder]\label{ba:fresh-recorder}
207
+ There is an effective partial rule on cells at offsets $-1,0,1$ that
208
+ simulates the machine, is injective on its entire domain of relative
209
+ tapes, and has incoming displacement determined by the target state.
210
+ Its allowed cylinders admit separately separated closed-rectangle maps
211
+ with linear parts $\operatorname{diag}(B^{-d},B^d)$.
212
+ \end{lemma}
213
+ \begin{proof}\label{ba:fresh-recorder-proof}
214
+ Use symbols $c_i=(a_i,\ell_i,\mu_i)$ in
215
+ $C=A\times(\{\star,\perp\}\sqcup\mathcal R)\times\{0,1\}$
216
+ and controls $N_q,B_q,J_r,S_r$. Only $N_q$ with $q\in H$ halt.
217
+ After writing, a move $d$ reindexes a relative tape by
218
+ $c'_j=\bar c_{j+d}$. The following rules give the complete domain:
219
+ \begin{enumerate}
220
+ \item At $N_q$, $q\notin H$, require $\mu_0=0$ and
221
+ $\ell_0\ne\perp$. With $r=(q,a_0)$ write $b(r)$, move $d(r)$,
222
+ and enter $J_r$.
223
+ \item At $J_r$, require $\mu_0=0$ and $\ell_0\ne\perp$.
224
+ Mark cell zero, move right, and enter $S_r$.
225
+ \item At $S_r$, require $\mu_0=0$. If $\ell_0\ne\perp$, scan
226
+ right. If $\ell_0=\ell_1=\perp$, write record $r$ at zero,
227
+ move left, and enter $B_{q^+(r)}$.
228
+ \item At $B_q$, require $\ell_0,\ell_1\ne\perp$.
229
+ Scan left if $\mu_0=0$; if $\mu_0=1$, clear the mark, stay, and
230
+ enter $N_q$.
231
+ \end{enumerate}
232
+ Initialize history as $\star$ below absolute cell 2 and $\perp$ from
233
+ 2 onward, all marks zero, the prescribed work tape, and control $N_{q_0}$.
234
+ At checkpoint $n$ the first fresh cell is $F=n+2$, records occupy
235
+ $2,\ldots,F-1$, and the work head satisfies $h\le F-2$.
236
+ The work move reaches $k\le F-1$. Mark $k$, scan to $F$, write the
237
+ record, and return from $F-1$ to $k$. The return's two-history guard
238
+ holds even at its first cell because cell $F$ has just been filled.
239
+ Clearing the mark restores the invariant with frontier $F+1$.
240
+ There are $F-k-1$ instructions in each continuing scan and four others,
241
+ so the duration is $2(F-k)+2$. This proves finite completion and the
242
+ checkpoint halt equivalence.
243
+
244
+ For the full-domain inverse, targets $J_r,S_r,B_q,N_q$ determine moves
245
+ $d(r),1,-1,0$, respectively. Undo the indicated shift. At $J_r$,
246
+ $r$ recovers the overwritten letter and old control. At $S_r$, the
247
+ written mark distinguishes entry from the zero-mark scan. At $B_q$,
248
+ target offset $+2$ is the former offset $+1$; its history is fresh
249
+ for a recording entry and nonfresh for a return scan. In the entry
250
+ case target offset $+1$ is the former scanned cell; its record identifies $r$.
251
+ At $N_q$, restore the mark to one. All other tracks are preserved.
252
+ The neighbor guard is what makes this inverse valid on arbitrary allowed
253
+ tapes.
254
+
255
+ Use odd digits in base $B=2|C|+1$ and state offsets $e_s$ whose
256
+ unit intervals have gaps at least two. A permitted tuple
257
+ $(s,c_{-1},c_0,c_1)$ has source
258
+ $(e_s+I_{c_{-1}})\times I_{c_0c_1}$. The full inverse just proved
259
+ checks the injectivity hypothesis of Lemma~\ref{lem:bb-window-rectangles}
260
+ with $(a,b)=(1,2)$ and $d\in\{-1,0,1\}$.
261
+ Only cell zero is written, which is within that window. The lemma
262
+ therefore gives full target cylinders with prefix lengths
263
+ $(1+d,2-d)$, exact affine factors $(B^{-d},B^d)$, and separate
264
+ closed-rectangle images. For one target state the incoming $d$ is
265
+ fixed, so its prefix lengths agree across incoming branches. An
266
+ incompatible digit among at most three positions yields the additional
267
+ quantitative target gap $B^{-3}$. This is separation of the filled
268
+ rectangles, including their boundaries.
269
+ \end{proof}
270
+
271
+ \begin{theorem}[Compact realization of fresh-tail cylinders]
272
+ \label{ba:fresh-flow}
273
+ The fresh-tail recorder has an effective compactly supported smooth
274
+ realization on $\mathbb R^3$, with zero initial velocity and force
275
+ periodic after one unit of loading, whose event
276
+ $\exists t\ge0:(\Phi_t(0))_1<-1$ is equivalent to halting.
277
+ A separate choice, with the same event and one compact support, satisfies
278
+ for every $k\ge0$ and spatial multi-index $\alpha$
279
+ \begin{equation}\label{ba:fresh-decay}
280
+ \sup_x\bigl(|\partial_t^k\partial_x^\alpha u|+
281
+ |\partial_t^k\partial_x^\alpha F|\bigr)
282
+ \le C_{k,\alpha}(1+t)^{-1-k}.
283
+ \end{equation}
284
+ Every displayed derivative is space-time square-integrable. Both forces
285
+ have the unique zero-pressure solution of Lemma~\ref{ba:realization}
286
+ at the fixed computable viscosity.
287
+ \end{theorem}
288
+ \begin{proof}\label{ba:fresh-flow-proof}
289
+ Use the full alphabet $C$ of Lemma~\ref{ba:fresh-recorder} and
290
+ $B=2|C|+1$. Place halting controls at $e_s=-3j_s$ and all others
291
+ at $3j_s$, with distinct positive integer labels. Use the three-cell rectangles as
292
+ plates at height zero. Branch $i$ has middle height $4i$ and padding
293
+ $B^{-3}/10$. Interpolate both planar factors independently and apply
294
+ Lemma~\ref{ba:plate-routing}, including its reciprocal normal strain.
295
+ Planar gaps separate the vertical phases; middle heights separate the
296
+ padded plates, whose collar half-thickness is less than one. Thus the
297
+ specified motion holds on full neighborhoods. It retains independent
298
+ planar interpolation throughout the cycle.
299
+
300
+ The initial code $P_*$ is rational. A point-centered curl translation,
301
+ with center $\theta(t)P_*$ and padding one, loads zero in one unit.
302
+ Repeat the plate cycle thereafter. The finite-step invariant and code
303
+ maps identify the trajectory at all times $1+n$ until halt and for all
304
+ $n$ otherwise. A halt code has first coordinate below $-1$. For a
305
+ nonhalting run, loading is nonnegative and each later pair of coded
306
+ endpoints is positive; the two-coordinate convex interpolation of
307
+ Lemma~\ref{ba:plate-routing} proves the all-time exclusion.
308
+ Use residual realization for the periodic choice and
309
+ Lemma~\ref{ba:log-clock} for the separate decay choice.
310
+ \end{proof}
311
+
312
+
313
+ \subsection{Guarded history cylinders in a torus chart}
314
+ \label{ba:guarded-history}
315
+
316
+ An occupied prefix can replace the explicit pointer. The resulting
317
+ inverse must distinguish arrival from the recording cell from an
318
+ ordinary return-scan step. Testing the next history cell supplies that
319
+ distinction. Unlike the fresh-tail recorder, the marked return below
320
+ does not test its right neighbor; we retain this larger partial domain.
321
+
322
+ \begin{lemma}[An occupied-prefix history recorder]
323
+ \label{ba:occupied-compiler}
324
+ Let a machine have state set $Q$, halting set $H$, alphabet $\Gamma$,
325
+ and instructions
326
+ $\tau=(q,a)\mapsto(q^+_\tau,w_\tau,d_\tau)$.
327
+ There is an effective partial injective map on head-relative tapes
328
+ whose domain depends only on the control and full cells at offsets
329
+ $-1,0,1$. With the initialization below, occupied history at checkpoint
330
+ $n$ consists exactly of the absolute indices less than $F_n=n+2$.
331
+ A work step ending at head position $j$ takes exactly
332
+ $2(F_n-j)+2$ local steps. Halting at a checkpoint, including the initial
333
+ one, is equivalent to halting of the original machine.
334
+ \end{lemma}
335
+
336
+ \begin{proof}\label{ba:occupied-compiler-proof}
337
+ Full symbols are $(a,h,m)$, with work letter $a$, mark $m\in\{0,1\}$,
338
+ and history $h\in\{\#,E\}\sqcup\mathcal R$, where
339
+ $\mathcal R=(Q\setminus H)\times\Gamma$. History is called occupied
340
+ when $h\ne E$. A move $d$ reindexes the post-write relative tape as
341
+ $\xi^{\rm new}_k=\widetilde\xi_{k+d}$. The complete table is
342
+ \[
343
+ \begin{array}{c|l|l|c|r}
344
+ \text{control}&\text{guard}&\text{write at }0&\text{target}&d\\\hline
345
+ \mathsf{Run}_q&m_0=0,\ h_0\ne E&a_0\leftarrow w_\tau&
346
+ \mathsf{Mark}_\tau&d_\tau\\
347
+ \mathsf{Mark}_\tau&m_0=0,\ h_0\ne E&m_0\leftarrow1&
348
+ \mathsf{Seek}_\tau&1\\
349
+ \mathsf{Seek}_\tau&m_0=0,\ h_0\ne E&\text{unchanged}&
350
+ \mathsf{Seek}_\tau&1\\
351
+ \mathsf{Seek}_\tau&m_0=0,\ h_0=h_1=E&h_0\leftarrow\tau&
352
+ \mathsf{Back}_{q^+_\tau}&-1\\
353
+ \mathsf{Back}_q&m_0=0,\ h_0\ne E,\ h_1\ne E&\text{unchanged}&
354
+ \mathsf{Back}_q&-1\\
355
+ \mathsf{Back}_q&m_0=1,\ h_0\ne E&m_0\leftarrow0&
356
+ \mathsf{Run}_q&0.
357
+ \end{array}
358
+ \]
359
+ The first row requires $q\notin H$ and $\tau=(q,a_0)$; all unmentioned
360
+ tracks are unchanged. Initialize the original work tape with head zero,
361
+ all marks zero, history $\#$ at every index below 2, and $E$ elsewhere.
362
+
363
+ At checkpoint $n$ the original head has $|j_n|\le n$. The work step
364
+ ends at $j\le n+1<F_n$, on occupied history. Mark that cell and scan
365
+ right across occupied unmarked cells to $F_n$. Both $F_n$ and $F_n+1$
366
+ are unused, so the recording row applies and moves left. Every unmarked
367
+ return-loop cell has occupied history at itself and its right neighbor,
368
+ including the new record at $F_n$. The return reaches $j$, clears the
369
+ mark, and enters the new work state. The continuing scans each take
370
+ $F_n-1-j$ steps, with four other steps. This proves finite completion,
371
+ the duration, and the new occupied boundary $F_n+1$. Induction gives
372
+ the stated computation and halt equivalence.
373
+
374
+ For the full-domain inverse, target controls determine displacement.
375
+ The moves are $d_\tau$ into $\mathsf{Mark}_\tau$, one into
376
+ $\mathsf{Seek}_\tau$, minus one into $\mathsf{Back}_q$, and zero
377
+ into $\mathsf{Run}_q$. At $\mathsf{Mark}_\tau$, undoing the
378
+ move and restoring the read work symbol encoded by $\tau$ recovers the
379
+ predecessor. At $\mathsf{Seek}_\tau$, target offset $-1$ is the
380
+ written cell; its mark distinguishes the marking entry from the scan.
381
+ At $\mathsf{Back}_q$, target offset 2 is the former offset 1. Its
382
+ history is $E$ for a recording entry and is occupied for a return loop.
383
+ In the recording case, target offset 1 contains $\tau$, identifying
384
+ the old control and restoring its history to $E$. Finally, the only
385
+ entry into $\mathsf{Run}_q$ clears a mark without moving, so the mark
386
+ is restored to one. These inverses use only the table's guards and
387
+ retained symbols, not the special shape of initialized history.
388
+ \end{proof}
389
+
390
+ \begin{lemma}[The full cylinders of the guarded recorder]
391
+ \label{ba:occupied-cylinders}
392
+ The recorder of Lemma~\ref{ba:occupied-compiler} admits a finite
393
+ effective list of positive-area closed source and target rectangles,
394
+ separately pairwise disjoint. If $\mathcal A$ is its full alphabet and
395
+ $B=2|\mathcal A|+1$, a branch of displacement $d$ has an exact affine
396
+ map with linear part $\operatorname{diag}(B^{-d},B^d)$.
397
+ \end{lemma}
398
+
399
+ \begin{proof}\label{ba:occupied-cylinders-proof}
400
+ Apply Lemma~\ref{lem:bb-window-rectangles} with window parameters
401
+ $(a,b)=(1,2)$ to the complete table of
402
+ Lemma~\ref{ba:occupied-compiler}. That table reads only offsets
403
+ $-1,0,1$, writes only offset zero, and has displacements
404
+ $d\in\{-1,0,1\}\subset[-1,2]$; its full-domain injectivity was
405
+ proved above. Thus every hypothesis of the window lemma holds.
406
+
407
+ To fix the actual rectangles, choose odd digits
408
+ $\gamma(a)\in\{1,3,\ldots,2|\mathcal A|-1\}$ and
409
+ $B=2|\mathcal A|+1$. Write
410
+ \[
411
+ e(P_1\cdots P_k)=\sum_{j=1}^k\gamma(P_j)B^{-j},\qquad
412
+ I(P)=e(P)+[0,B^{-k}],\qquad I(\varnothing)=[0,1],
413
+ \]
414
+ using the infinite series for an infinite word. Choose separated
415
+ state intervals $o_s+[0,1]$ and use the code
416
+ \[
417
+ r(s,\xi)=
418
+ (o_s+e(\xi_{-1}\xi_{-2}\cdots),\ e(\xi_0\xi_1\cdots),0).
419
+ \]
420
+ For each permitted triple $(l,a,b)$ at offsets $-1,0,1$, let $a'$
421
+ be its written full symbol. The source prefix pair is $((l),(a,b))$,
422
+ and the target pair is
423
+ \[
424
+ \begin{cases}
425
+ ((a',l),(b)),&d=1,\\
426
+ ((l),(a',b)),&d=0,\\
427
+ (\varnothing,(l,a',b)),&d=-1.
428
+ \end{cases}
429
+ \]
430
+ Take the corresponding products of prefix intervals with the source
431
+ and target state offsets. Both arbitrary tails are unchanged, so the
432
+ window lemma gives the exact center-to-center affine map with factors
433
+ $B^{-d},B^d$, onto the whole specified target cylinder and filled
434
+ rectangle. Its separation conclusion applies to these complete closed
435
+ rectangles, including their boundaries. All endpoints and positive
436
+ within-family gaps are effectively rational. The odd digits also put
437
+ all infinite-word codes strictly in $(0,1)$ in each normalized coordinate.
438
+ \end{proof}
439
+
440
+ \begin{theorem}[A guarded processor in a fixed torus chart]
441
+ \label{ba:occupied-torus}
442
+ For each machine and finite input, at any fixed positive computable
443
+ viscosity there is an effective smooth mean-zero force on the unit flat
444
+ three-torus, with bounded mixed derivatives and period one for $t\ge1$,
445
+ whose smooth zero-data solution has pressure zero and satisfies
446
+ \[
447
+ \exists t\ge0:\ X(t;[(-1/16,0,0)])\in
448
+ \{[x]:x_1\bmod1\in(0,1/2)\}
449
+ \quad\Longleftrightarrow\quad\text{the machine halts}.
450
+ \]
451
+ The pressure is normalized to mean zero, and the solution is unique in
452
+ the classical torus comparison class of Section~\ref{sec:model}.
453
+ \end{theorem}
454
+
455
+ \begin{proof}\label{ba:occupied-torus-proof}
456
+ Use the occupied-prefix recorder. Assign offsets $2j$, $j\ge1$, to
457
+ halting run controls and $-2j$ to all other controls, with distinct
458
+ indices within each group. The initial code $r_{\rm in}$ is rational:
459
+ the left stream is constant and the right stream is eventually constant.
460
+ If $N$ is the number of cylinders, set
461
+ \[
462
+ O=1+\max_s|o_s|,\qquad K=O+6\max(1,N)+4,\qquad
463
+ \sigma=(8K)^{-1},\qquad b_*=(-K/2,0,0).
464
+ \]
465
+ Use the linear version of Lemma~\ref{ba:two-interpolations} for the
466
+ branch boxes of third interval $[-1,1]$, obtaining $V_1$.
467
+ Use the same lemma with scale one on the single pair of cubes of
468
+ half-width one centered at $b_*$ and $r_{\rm in}$, obtaining a loader
469
+ $V_0$. Extend both fields by zero outside their unit time intervals.
470
+ Their supports lie in $(-K,K)^3$. For $V_1$, first-coordinate centers
471
+ have magnitude at most $O$, second-coordinate centers lie in $[0,1]$,
472
+ horizontal half-widths are at most $1/2$, and heights are at most $6N$.
473
+ For $V_0$, the horizontal center is bounded by $\max(K/2,O)$,
474
+ half-widths are one, and height is at most six. The padding is at most
475
+ $1/4$ in either application. Each bound is strictly less than $K$.
476
+
477
+ Periodize the rescaled fields in space and the step field in time:
478
+ \[
479
+ U(t,[x])=\sigma\sum_{k\in\mathbb Z^3}
480
+ \left[V_0(t,(x-k)/\sigma)+
481
+ \sum_{n\ge1}V_1(t-n,(x-k)/\sigma)\right].
482
+ \]
483
+ Spatial support lies in chart boxes of radius $1/8$, so distinct spatial
484
+ copies are disjoint. The time collars make the gluing smooth, initially
485
+ zero and periodic after time one. Every mixed derivative is bounded.
486
+ The rescaled blocks remain curls of compactly supported potentials,
487
+ so $U$ has zero spatial mean. Define the force at the physical viscosity
488
+ by $f=U_t+(U\cdot\nabla)U-\nu\Delta U$. It has zero mean because
489
+ the convection term is $\operatorname{div}(U\otimes U)$ and the
490
+ Laplacian integrates to zero. Lemma~\ref{ba:realization} now gives
491
+ the unique solution $(U,0)$. Recomputing the residual after the chart
492
+ scaling is essential: it does not identify two different viscosities.
493
+
494
+ The prescription is effective without deciding a space or time seam.
495
+ Given approximations $\widehat x,\widehat t$ with error at most $1/4$,
496
+ all possibly active spatial indices satisfy
497
+ $\|\widehat x-k\|_\infty\le1$, and repeated time indices satisfy
498
+ $|\widehat t-n|\le2$. Evaluate this finite superset using the flat
499
+ cutoffs and their derivative bounds. The finite table, not an executed
500
+ machine history, determines every coefficient.
501
+
502
+ Since $\sigma b_*=(-1/16,0,0)$, loading sends the fixed particle to
503
+ $[\sigma r_{\rm in}]$. At time $1+j$ it is the code after $j$ local
504
+ steps, through the first halt or forever in the nonhalting case, by the
505
+ exact whole-box maps. Halting, including initial halting, gives a
506
+ positive first-coordinate representative below $1/8$, inside the target
507
+ half-circle. For a nonhalting input both loading endpoints and both
508
+ endpoints of every subsequent used branch have negative first coordinate.
509
+ The linear-scale identity keeps the first coordinate negative at every
510
+ intermediate time. All representatives stay in $(-1/8,0)$, disjoint
511
+ from the target modulo one. This proves the all-time equivalence.
512
+ \end{proof}
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/references.bib CHANGED
@@ -1,206 +1,206 @@
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2
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3
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6
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7
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8
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10
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11
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12
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13
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14
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15
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16
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17
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18
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19
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20
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21
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22
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23
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24
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25
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26
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27
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28
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29
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30
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31
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32
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33
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34
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35
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36
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37
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38
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39
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40
-
41
- @article{Leray1934,
42
- author = {Leray, Jean},
43
- title = {Sur le mouvement d'un liquide visqueux emplissant l'espace},
44
- journal = {Acta Mathematica}, volume = {63}, pages = {193--248},
45
- year = {1934}, doi = {10.1007/BF02547354}
46
- }
47
-
48
- @article{Aronson1968,
49
- author = {Aronson, Donald G.},
50
- title = {Non-negative solutions of linear parabolic equations},
51
- journal = {Annali della Scuola Normale Superiore di Pisa, Classe di Scienze},
52
- series = {3}, volume = {22}, number = {4}, pages = {607--694}, year = {1968},
53
- url = {https://www.numdam.org/item/ASNSP_1968_3_22_4_607_0/}
54
- }
55
-
56
- @article{CardonaMirandaPeraltaSalas2022,
57
- author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel},
58
- title = {Turing universality of the incompressible {Euler} equations and a conjecture of {Moore}},
59
- journal = {International Mathematics Research Notices},
60
- volume = {2022}, number = {22}, pages = {18092--18109}, year = {2022},
61
- doi = {10.1093/imrn/rnab233}
62
- }
63
-
64
- @article{Tao2016,
65
- author = {Tao, Terence},
66
- title = {Finite time blowup for an averaged three-dimensional {Navier--Stokes} equation},
67
- journal = {Journal of the American Mathematical Society},
68
- volume = {29}, number = {3}, pages = {601--674}, year = {2016},
69
- doi = {10.1090/jams/838}
70
- }
71
-
72
- @article{Nash1958,
73
- author = {Nash, John},
74
- title = {Continuity of solutions of parabolic and elliptic equations},
75
- journal = {American Journal of Mathematics},
76
- volume = {80}, number = {4}, pages = {931--954}, year = {1958},
77
- doi = {10.2307/2372841}
78
- }
79
-
80
- @article{Moser1965,
81
- author = {Moser, J{\"u}rgen},
82
- title = {On the volume elements on a manifold},
83
- journal = {Transactions of the American Mathematical Society},
84
- volume = {120}, pages = {286--294}, year = {1965},
85
- doi = {10.1090/S0002-9947-1965-0182927-5}
86
- }
87
-
88
- @article{Cardona2025Advice,
89
- author = {Cardona, Robert},
90
- title = {Hydrodynamic and symbolic models of computation with advice},
91
- journal = {Revista Matem{\'a}tica Iberoamericana},
92
- volume = {41}, number = {1}, pages = {313--338}, year = {2025},
93
- doi = {10.4171/RMI/1506}
94
- }
95
-
96
- @article{EtnyreGhrist2000,
97
- author = {Etnyre, John and Ghrist, Robert},
98
- title = {Contact topology and hydrodynamics: {I}. {Beltrami} fields and the {Seifert} conjecture},
99
- journal = {Nonlinearity},
100
- volume = {13},
101
- number = {2},
102
- pages = {441--458},
103
- year = {2000},
104
- doi = {10.1088/0951-7715/13/2/306},
105
- eprint = {dg-ga/9708011},
106
- archivePrefix = {arXiv}
107
- }
108
-
109
- @article{CardonaMirandaPeraltaSalasPresas2021,
110
- author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel and Presas, Francisco},
111
- title = {Constructing {Turing} complete {Euler} flows in dimension 3},
112
- journal = {Proceedings of the National Academy of Sciences},
113
- volume = {118},
114
- number = {19},
115
- pages = {e2026818118},
116
- year = {2021},
117
- doi = {10.1073/pnas.2026818118},
118
- eprint = {2012.12828},
119
- archivePrefix = {arXiv}
120
- }
121
-
122
- @article{CardonaMirandaPeraltaSalasPresas2023,
123
- author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel and Presas, Francisco},
124
- title = {Universality of {Euler} flows and flexibility of {Reeb} embeddings},
125
- journal = {Advances in Mathematics},
126
- volume = {428},
127
- pages = {109142},
128
- year = {2023},
129
- doi = {10.1016/j.aim.2023.109142},
130
- eprint = {1911.01963},
131
- archivePrefix = {arXiv}
132
- }
133
-
134
- @article{DyhrGonzalezPrietoMirandaPeraltaSalas2026,
135
- author = {Dyhr, S{\o}ren and Gonz{\'a}lez-Prieto, {\'A}ngel and Miranda, Eva and Peralta-Salas, Daniel},
136
- title = {{Turing} complete {Navier--Stokes} steady states via cosymplectic geometry},
137
- journal = {PNAS Nexus},
138
- volume = {5},
139
- number = {5},
140
- pages = {pgag131},
141
- year = {2026},
142
- doi = {10.1093/pnasnexus/pgag131},
143
- eprint = {2507.07696},
144
- archivePrefix = {arXiv}
145
- }
146
-
147
- @article{CardonaMirandaPeraltaSalas2023Beltrami,
148
- author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel},
149
- title = {Computability and {Beltrami} fields in {Euclidean} space},
150
- journal = {Journal de Math\'ematiques Pures et Appliqu\'ees},
151
- volume = {169},
152
- year = {2023},
153
- pages = {50--81},
154
- doi = {10.1016/j.matpur.2022.11.007},
155
- eprint = {2111.03559},
156
- archivePrefix = {arXiv},
157
- primaryClass = {math.AP},
158
- url = {https://arxiv.org/abs/2111.03559v3}
159
- }
160
-
161
- @article{CardonaMirandaPeraltaSalas2025FluidComputer,
162
- author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel},
163
- title = {Towards a Fluid Computer},
164
- journal = {Foundations of Computational Mathematics},
165
- volume = {25},
166
- year = {2025},
167
- pages = {1921--1937},
168
- doi = {10.1007/s10208-025-09699-6},
169
- eprint = {2405.20999},
170
- archivePrefix = {arXiv},
171
- primaryClass = {math.DS},
172
- url = {https://link.springer.com/article/10.1007/s10208-025-09699-6}
173
- }
174
-
175
- @misc{OpenAI379Shear,
176
- author = {{OpenAI}},
177
- title = {{Finite Instructions and Solenoidal Shear Flows}},
178
- howpublished = {OpenAI Math Release preprint
179
- \href{https://github.com/openai/math/blob/main/preprints/Finite-Instructions-and-Solenoidal-Shear-Flows-September-27-2026/manuscript.pdf}{OAI:Finite-Instructions-and-Solenoidal-Shear-Flows-September-27-2026}},
180
- year = {2026}
181
- }
182
-
183
- @misc{OpenAI379Sheets,
184
- author = {{OpenAI}},
185
- title = {{Prefix Instructions and Incompressible Flows}},
186
- howpublished = {OpenAI Math Release preprint
187
- \href{https://github.com/openai/math/blob/main/preprints/Prefix-Instructions-and-Incompressible-Flows-September-27-2026/manuscript.pdf}{OAI:Prefix-Instructions-and-Incompressible-Flows-September-27-2026}},
188
- year = {2026}
189
- }
190
-
191
- @misc{OpenAI379StationaryA2,
192
- author = {{OpenAI}},
193
- title = {{Universal Computation with Eventually Stationary Navier--Stokes Forcing}},
194
- howpublished = {OpenAI Math Release preprint
195
- \href{https://github.com/openai/math/blob/main/preprints/Universal-Computation-with-Eventually-Stationary-Navier-Stokes-Forcing-September-27-2026/manuscript.pdf}{OAI:Universal-Computation-with-Eventually-Stationary-Navier-Stokes-Forcing-September-27-2026}},
196
- year = {2026}
197
- }
198
-
199
- @misc{OpenAI379EulerianC,
200
- author = {{OpenAI}},
201
- title = {{Velocity-Field Detection of Computation in Forced Navier--Stokes Flows}},
202
- howpublished = {OpenAI Math Release preprint
203
- \href{https://github.com/openai/math/blob/main/preprints/Velocity-Field-Detection-of-Computation-in-Forced-Navier-Stokes-Flows-September-27-2026/manuscript.pdf}{OAI:Velocity-Field-Detection-of-Computation-in-Forced-Navier-Stokes-Flows-September-27-2026}},
204
- year = {2026}
205
- }
206
-
 
1
+ @article{Turing1936,
2
+ author = {Turing, A. M.},
3
+ title = {On computable numbers, with an application to the {Entscheidungsproblem}},
4
+ journal = {Proceedings of the London Mathematical Society},
5
+ series = {2}, volume = {42}, pages = {230--265},
6
+ year = {1936--1937}, doi = {10.1112/plms/s2-42.1.230}
7
+ }
8
+
9
+ @article{Landauer1961,
10
+ author = {Landauer, Rolf},
11
+ title = {Irreversibility and heat generation in the computing process},
12
+ journal = {IBM Journal of Research and Development},
13
+ volume = {5}, number = {3}, pages = {183--191}, year = {1961},
14
+ doi = {10.1147/rd.53.0183}
15
+ }
16
+
17
+ @article{Bennett1973,
18
+ author = {Bennett, Charles H.},
19
+ title = {Logical reversibility of computation},
20
+ journal = {IBM Journal of Research and Development},
21
+ volume = {17}, number = {6}, pages = {525--532}, year = {1973},
22
+ doi = {10.1147/rd.176.0525}
23
+ }
24
+
25
+ @article{Moore1990,
26
+ author = {Moore, Cristopher},
27
+ title = {Unpredictability and undecidability in dynamical systems},
28
+ journal = {Physical Review Letters},
29
+ volume = {64}, number = {20}, pages = {2354--2357}, year = {1990},
30
+ doi = {10.1103/PhysRevLett.64.2354}
31
+ }
32
+
33
+ @article{Moore1991,
34
+ author = {Moore, Cristopher},
35
+ title = {Generalized shifts: unpredictability and undecidability in dynamical systems},
36
+ journal = {Nonlinearity},
37
+ volume = {4}, number = {2}, pages = {199--230}, year = {1991},
38
+ doi = {10.1088/0951-7715/4/2/002}
39
+ }
40
+
41
+ @article{Leray1934,
42
+ author = {Leray, Jean},
43
+ title = {Sur le mouvement d'un liquide visqueux emplissant l'espace},
44
+ journal = {Acta Mathematica}, volume = {63}, pages = {193--248},
45
+ year = {1934}, doi = {10.1007/BF02547354}
46
+ }
47
+
48
+ @article{Aronson1968,
49
+ author = {Aronson, Donald G.},
50
+ title = {Non-negative solutions of linear parabolic equations},
51
+ journal = {Annali della Scuola Normale Superiore di Pisa, Classe di Scienze},
52
+ series = {3}, volume = {22}, number = {4}, pages = {607--694}, year = {1968},
53
+ url = {https://www.numdam.org/item/ASNSP_1968_3_22_4_607_0/}
54
+ }
55
+
56
+ @article{CardonaMirandaPeraltaSalas2022,
57
+ author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel},
58
+ title = {Turing universality of the incompressible {Euler} equations and a conjecture of {Moore}},
59
+ journal = {International Mathematics Research Notices},
60
+ volume = {2022}, number = {22}, pages = {18092--18109}, year = {2022},
61
+ doi = {10.1093/imrn/rnab233}
62
+ }
63
+
64
+ @article{Tao2016,
65
+ author = {Tao, Terence},
66
+ title = {Finite time blowup for an averaged three-dimensional {Navier--Stokes} equation},
67
+ journal = {Journal of the American Mathematical Society},
68
+ volume = {29}, number = {3}, pages = {601--674}, year = {2016},
69
+ doi = {10.1090/jams/838}
70
+ }
71
+
72
+ @article{Nash1958,
73
+ author = {Nash, John},
74
+ title = {Continuity of solutions of parabolic and elliptic equations},
75
+ journal = {American Journal of Mathematics},
76
+ volume = {80}, number = {4}, pages = {931--954}, year = {1958},
77
+ doi = {10.2307/2372841}
78
+ }
79
+
80
+ @article{Moser1965,
81
+ author = {Moser, J{\"u}rgen},
82
+ title = {On the volume elements on a manifold},
83
+ journal = {Transactions of the American Mathematical Society},
84
+ volume = {120}, pages = {286--294}, year = {1965},
85
+ doi = {10.1090/S0002-9947-1965-0182927-5}
86
+ }
87
+
88
+ @article{Cardona2025Advice,
89
+ author = {Cardona, Robert},
90
+ title = {Hydrodynamic and symbolic models of computation with advice},
91
+ journal = {Revista Matem{\'a}tica Iberoamericana},
92
+ volume = {41}, number = {1}, pages = {313--338}, year = {2025},
93
+ doi = {10.4171/RMI/1506}
94
+ }
95
+
96
+ @article{EtnyreGhrist2000,
97
+ author = {Etnyre, John and Ghrist, Robert},
98
+ title = {Contact topology and hydrodynamics: {I}. {Beltrami} fields and the {Seifert} conjecture},
99
+ journal = {Nonlinearity},
100
+ volume = {13},
101
+ number = {2},
102
+ pages = {441--458},
103
+ year = {2000},
104
+ doi = {10.1088/0951-7715/13/2/306},
105
+ eprint = {dg-ga/9708011},
106
+ archivePrefix = {arXiv}
107
+ }
108
+
109
+ @article{CardonaMirandaPeraltaSalasPresas2021,
110
+ author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel and Presas, Francisco},
111
+ title = {Constructing {Turing} complete {Euler} flows in dimension 3},
112
+ journal = {Proceedings of the National Academy of Sciences},
113
+ volume = {118},
114
+ number = {19},
115
+ pages = {e2026818118},
116
+ year = {2021},
117
+ doi = {10.1073/pnas.2026818118},
118
+ eprint = {2012.12828},
119
+ archivePrefix = {arXiv}
120
+ }
121
+
122
+ @article{CardonaMirandaPeraltaSalasPresas2023,
123
+ author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel and Presas, Francisco},
124
+ title = {Universality of {Euler} flows and flexibility of {Reeb} embeddings},
125
+ journal = {Advances in Mathematics},
126
+ volume = {428},
127
+ pages = {109142},
128
+ year = {2023},
129
+ doi = {10.1016/j.aim.2023.109142},
130
+ eprint = {1911.01963},
131
+ archivePrefix = {arXiv}
132
+ }
133
+
134
+ @article{DyhrGonzalezPrietoMirandaPeraltaSalas2026,
135
+ author = {Dyhr, S{\o}ren and Gonz{\'a}lez-Prieto, {\'A}ngel and Miranda, Eva and Peralta-Salas, Daniel},
136
+ title = {{Turing} complete {Navier--Stokes} steady states via cosymplectic geometry},
137
+ journal = {PNAS Nexus},
138
+ volume = {5},
139
+ number = {5},
140
+ pages = {pgag131},
141
+ year = {2026},
142
+ doi = {10.1093/pnasnexus/pgag131},
143
+ eprint = {2507.07696},
144
+ archivePrefix = {arXiv}
145
+ }
146
+
147
+ @article{CardonaMirandaPeraltaSalas2023Beltrami,
148
+ author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel},
149
+ title = {Computability and {Beltrami} fields in {Euclidean} space},
150
+ journal = {Journal de Math\'ematiques Pures et Appliqu\'ees},
151
+ volume = {169},
152
+ year = {2023},
153
+ pages = {50--81},
154
+ doi = {10.1016/j.matpur.2022.11.007},
155
+ eprint = {2111.03559},
156
+ archivePrefix = {arXiv},
157
+ primaryClass = {math.AP},
158
+ url = {https://arxiv.org/abs/2111.03559v3}
159
+ }
160
+
161
+ @article{CardonaMirandaPeraltaSalas2025FluidComputer,
162
+ author = {Cardona, Robert and Miranda, Eva and Peralta-Salas, Daniel},
163
+ title = {Towards a Fluid Computer},
164
+ journal = {Foundations of Computational Mathematics},
165
+ volume = {25},
166
+ year = {2025},
167
+ pages = {1921--1937},
168
+ doi = {10.1007/s10208-025-09699-6},
169
+ eprint = {2405.20999},
170
+ archivePrefix = {arXiv},
171
+ primaryClass = {math.DS},
172
+ url = {https://link.springer.com/article/10.1007/s10208-025-09699-6}
173
+ }
174
+
175
+ @misc{OpenAI379Shear,
176
+ author = {{OpenAI}},
177
+ title = {{Finite Instructions and Solenoidal Shear Flows}},
178
+ howpublished = {OpenAI Math Release preprint
179
+ \href{https://github.com/openai/math/blob/main/preprints/Finite-Instructions-and-Solenoidal-Shear-Flows-September-27-2026/manuscript.pdf}{OAI:Finite-Instructions-and-Solenoidal-Shear-Flows-September-27-2026}},
180
+ year = {2026}
181
+ }
182
+
183
+ @misc{OpenAI379Sheets,
184
+ author = {{OpenAI}},
185
+ title = {{Prefix Instructions and Incompressible Flows}},
186
+ howpublished = {OpenAI Math Release preprint
187
+ \href{https://github.com/openai/math/blob/main/preprints/Prefix-Instructions-and-Incompressible-Flows-September-27-2026/manuscript.pdf}{OAI:Prefix-Instructions-and-Incompressible-Flows-September-27-2026}},
188
+ year = {2026}
189
+ }
190
+
191
+ @misc{OpenAI379StationaryA2,
192
+ author = {{OpenAI}},
193
+ title = {{Universal Computation with Eventually Stationary Navier--Stokes Forcing}},
194
+ howpublished = {OpenAI Math Release preprint
195
+ \href{https://github.com/openai/math/blob/main/preprints/Universal-Computation-with-Eventually-Stationary-Navier-Stokes-Forcing-September-27-2026/manuscript.pdf}{OAI:Universal-Computation-with-Eventually-Stationary-Navier-Stokes-Forcing-September-27-2026}},
196
+ year = {2026}
197
+ }
198
+
199
+ @misc{OpenAI379EulerianC,
200
+ author = {{OpenAI}},
201
+ title = {{Velocity-Field Detection of Computation in Forced Navier--Stokes Flows}},
202
+ howpublished = {OpenAI Math Release preprint
203
+ \href{https://github.com/openai/math/blob/main/preprints/Velocity-Field-Detection-of-Computation-in-Forced-Navier-Stokes-Flows-September-27-2026/manuscript.pdf}{OAI:Velocity-Field-Detection-of-Computation-in-Forced-Navier-Stokes-Flows-September-27-2026}},
204
+ year = {2026}
205
+ }
206
+
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/routing-conventions.tex CHANGED
@@ -1,255 +1,255 @@
1
- \section{Affine motion on neighborhoods of boxes}\label{ba:geometry}
2
-
3
- Rectangle separation controls the beginning and end of a transfer; distinct
4
- heights separate its middle. We now specify the paths and cutoff margins
5
- used by the applications. Interpolating one planar scale and its reciprocal
6
- preserves thickness and, for a linear first scale, gives a convex formula
7
- for each first coordinate. Interpolating both planar scales independently
8
- gives that formula in both coordinates, at the cost of a compensating
9
- normal strain during the motion.
10
-
11
- \subsection{Reciprocal paths and their localization}
12
- \label{sec:ba-localization}
13
-
14
- Use the flat step $\sigma$ of \eqref{eq:p2-step} and put
15
- \[
16
- \theta(s)=\sigma(2s-1/2),\qquad
17
- w_j(s)=\theta(3s-j+1)\quad(j=1,2,3).
18
- \]
19
- The switches $w_1,w_2,w_3$ perform the lift, horizontal transfer and
20
- descent in separate thirds of the unit interval. All are constant near
21
- their phase endpoints. The following version of
22
- Lemma~\ref{lem:bb-lift-parking}(i) records a common vertical half-width
23
- of one and explicit neighborhoods; the same formulas allow other heights
24
- and thicknesses as described immediately afterward.
25
-
26
- \begin{lemma}[Two explicit interpolations of separated boxes]
27
- \label{ba:two-interpolations}
28
- Let $S_i,T_i\subset\mathbb R^2$, $1\le i\le N$, be closed rational
29
- rectangles of positive side lengths. Suppose each list is pairwise
30
- disjoint and
31
- \[
32
- F_i(y)=c_i^T+\operatorname{diag}(\lambda_i,\lambda_i^{-1})(y-c_i^S),
33
- \qquad\lambda_i\in\mathbb Q_{>0},
34
- \]
35
- maps $S_i$ onto $T_i$, with $c_i^S,c_i^T$ their centers. There is a
36
- smooth nondecreasing switch $\eta:[0,1]\to[0,1]$, zero near 0 and one
37
- near 1, for which either scale
38
- path $r_i=\lambda_i^\eta$ or $r_i=1-\eta+\eta\lambda_i$ yields an
39
- effective smooth compactly supported solenoidal unit-time field, zero
40
- on time collars, realizing $(y,z)\mapsto(F_i(y),z)$ on the whole box
41
- $S_i\times[-1,1]$ and a neighborhood of it. The paths are affine;
42
- each horizontal half-width remains between its endpoint values, and the
43
- horizontal sweep of each original box lies in the coordinate bounding
44
- rectangle of $S_i$ and $T_i$. With the linear choice, a particle's first
45
- coordinate is the convex
46
- interpolation of its endpoint first coordinates.
47
- \end{lemma}
48
-
49
- \begin{proof}\label{ba:two-interpolations-proof}
50
- For $N=0$ take the zero field. For $N\ge1$ apply
51
- Lemma~\ref{lem:bb-lift-parking}(i) with vertical half-width one.
52
- Use the shared phase switches with $\eta=w_2$ and set
53
- \[
54
- C_i(s)=\big((1-\eta)c_i^S+\eta c_i^T,\,6i(w_1-w_3)\big),
55
- \qquad D_i(s)=\operatorname{diag}(r_i,r_i^{-1},1).
56
- \]
57
- The affine path is
58
- $G_i(s,y)=C_i(s)+D_i(s)(y-(c_i^S,0))$.
59
- Choose $\epsilon$ to be one quarter of the minimum of 1 and all
60
- pairwise max-norm distances in the two planar lists, omitting empty
61
- pair lists. The $\epsilon$-padded moving boxes are disjoint: source
62
- and target gaps are at least $4\epsilon$ during the vertical phases,
63
- and the middle-phase height spacing is $6>2(1+\epsilon)$.
64
-
65
- For later loading formulas, record the centered cutoff explicitly:
66
- \[
67
- \chi(C,L,\epsilon;x)=
68
- \prod_{j=1}^3\sigma\!\left(\frac{L_j+\epsilon+x_j-C_j}{\epsilon/2}\right)
69
- \sigma\!\left(\frac{L_j+\epsilon-x_j+C_j}{\epsilon/2}\right).
70
- \]
71
- Here $L$ is the vector of half-widths; the plateau has padding
72
- $\epsilon/2$ and the support has padding $\epsilon$.
73
- If $L_i(s)$ are the moving half-widths, $Y=x-C_i(s)$ and
74
- $A_i=D_i'D_i^{-1}$, the field supplied by
75
- \eqref{eq:bb-potential} is
76
- \begin{equation}\label{ba:affine-box-field}
77
- V(s,x)=\sum_i\nabla\times\left\{
78
- \chi(C_i,L_i,\epsilon;x)
79
- \left[\tfrac12 C_i'\times Y+\tfrac13(A_iY)\times Y\right]
80
- \right\}.
81
- \end{equation}
82
- Indeed $\det D_i=1$, and the preceding separation verifies
83
- Lemma~\ref{lem:bb-curl} with localization parameter $\epsilon/2$.
84
- Its neighborhood conclusion applies with
85
- $L_* =\max_i\max(1,\lambda_i,\lambda_i^{-1})$ because
86
- $\|D_i(s)\|_\infty\le L_*$ and $D_i(0)=I$.
87
- It therefore gives the stated affine motion on the full boxes and
88
- on their initial max-norm neighborhoods of radius $\epsilon/(4L_*)$.
89
- The paths are stationary for $s\le1/12$ and $s\ge11/12$.
90
- Their finite center ranges and endpoint width bounds give common
91
- compact support. The effective positive lower bound
92
- $r_i\ge\min(1,\lambda_i)$ verifies the scale requirement.
93
- For the linear scale, the first-coordinate identity is
94
- \[
95
- (G_i(s,y))_1=(1-\eta)y_1+\eta(F_i(y_1,y_2))_1.
96
- \]
97
- The second coordinate need not interpolate its own endpoint values.
98
- Instead, if $b_{i2}$ is the source's second half-width, convexity of the
99
- reciprocal function gives
100
- \begin{equation}\label{eq:ba-reciprocal-envelope}
101
- \frac{b_{i2}}{(1-\eta)+\eta\lambda_i}
102
- \le (1-\eta)b_{i2}+\eta\frac{b_{i2}}{\lambda_i}.
103
- \end{equation}
104
- The first half-width is exactly its endpoint interpolation. For the
105
- exponential scale, convexity of the exponential gives the corresponding
106
- upper bounds in both coordinates, since
107
- $\lambda_i^{\pm\eta}\le(1-\eta)+\eta\lambda_i^{\pm1}$.
108
- In either case the center is interpolated linearly and each half-width
109
- is at most the interpolation of its endpoint half-widths. Therefore each
110
- lower edge is at least the interpolation of the endpoint lower edges,
111
- and each upper edge is at most the corresponding interpolation of upper
112
- edges. This proves the claimed bounding rectangle for the entire sweep.
113
- The individual endpoint-width bounds also follow directly from monotonicity
114
- of the positive scales and their reciprocals.
115
- \end{proof}
116
-
117
- The same construction applies to $P_i\times[-h,h]$ for any common
118
- $h\ge0$, including plates and rectangles with zero side lengths, under
119
- the hypotheses of Lemma~\ref{lem:bb-lift-parking}(i). Replace $6i$ by
120
- heights $H_i$ whose pairwise gaps exceed $2h+2\varepsilon$, and choose
121
- $\varepsilon$ below one third of every within-family planar gap. The
122
- formula for $C_i$ uses the source and target centers in place of
123
- $c_i^S,c_i^T$; its support padding is $\varepsilon$ and plateau padding
124
- is $\varepsilon/2$. Source projections, distinct heights and target
125
- projections separate the three phases in that order. Empty pair lists
126
- impose no gap restriction, and the empty family gives the zero field.
127
- Arbitrary real data give smooth existence; the effective-data assumptions
128
- of the shared lemma give computable scales, derivative bounds and margins.
129
- The same perturbation argument gives an open neighborhood even when a
130
- side length is zero.
131
-
132
- \subsection{Transporting an initial cutoff}
133
- \label{sec:ba-transported-localization}
134
-
135
- The transported-initial-cutoff convention is also useful. Write the
136
- affine path as $G_i(t)x=J_i(t)x+g_i(t)$ and localize by
137
- $\psi_i(G_i(t)^{-1}x)$, where $\psi_i$ has support padding
138
- $\varepsilon_0$ around the initial box and equals one on a smaller
139
- positive padding.
140
- If $\lambda_i\in[B^{-1},B]$, its initial padding
141
- $\varepsilon_0$ expands horizontally by at most $B$. Choose
142
- $2B\varepsilon_0$ below every target gap,
143
- $2\varepsilon_0$ below every source gap, and
144
- $\varepsilon_0\le\varepsilon$. These transported supports stay
145
- separated in the same three phases. The affine generator is
146
- $v_i+A_ix$, with $A_i=\dot J_iJ_i^{-1}$ and
147
- $v_i=\dot g_i-A_ig_i$. Its potential is
148
- \[
149
- \tfrac12v_i\times x+\tfrac13(A_ix)\times x.
150
- \]
151
- The identity proved in Lemma~\ref{lem:bb-curl} gives the exact
152
- generator on the transported plateau. Its neighborhood argument then
153
- proves the same full-box endpoint map. The factor $B$ in the margin
154
- choice is essential: transported padding does not stay fixed under
155
- stretching.
156
-
157
- \subsection{Independent planar interpolation}
158
-
159
- For an observer that needs both planar coordinates to follow their own
160
- endpoint interpolations, the reciprocal path is insufficient. The next
161
- construction interpolates the two factors independently and compensates
162
- the temporary planar area change in the third direction. Here the named
163
- targets may be disjoint containers of the actual affine images; only the
164
- image centers enter the motion.
165
-
166
- \begin{lemma}[Independent planar scales and normal compensation]
167
- \label{ba:plate-routing}
168
- Let $P_i,Q_i\subset\R^2$ be finite families of closed rectangles,
169
- separately pairwise disjoint, and let assigned positive diagonal affine
170
- maps $F_i$ satisfy $F_i(P_i)\subseteq Q_i$. Write their diagonal factors as
171
- $\lambda_{i1}^*,\lambda_{i2}^*>0$ with product one.
172
- There is a smooth compactly supported solenoidal unit-time field, zero on
173
- time collars, whose endpoint map is $(y,z)\mapsto(F_i(y),z)$ on a
174
- neighborhood of each entire plate $P_i\times\{0\}$. During the horizontal
175
- phase both planar factors interpolate linearly, while the normal factor
176
- compensates their product. Each planar coordinate of a point on the plate
177
- is its convex endpoint interpolation.
178
- \end{lemma}
179
- \begin{proof}\label{ba:plate-routing-proof}
180
- Use the height phases in Section~\ref{sec:ba-localization}. For source
181
- center $p_i$, end its center path at its actual image $F_i(p_i)$; in the
182
- onto case this is the named target center. Choose separated heights $H_i$
183
- as above and set
184
- \[
185
- c_i=\bigl((1-w_2)p_i+w_2F_i(p_i),\,H_i(w_1-w_3)\bigr),
186
- \]
187
- \[
188
- \lambda_{ij}=1-w_2+w_2\lambda_{ij}^*,\qquad
189
- D_i=\operatorname{diag}\bigl(
190
- \lambda_{i1},\lambda_{i2},(\lambda_{i1}\lambda_{i2})^{-1}\bigr).
191
- \]
192
- The volume-preserving path has logarithmic derivative
193
- \[
194
- T_i=\dot D_iD_i^{-1}=\operatorname{diag}\left(
195
- \frac{\dot\lambda_{i1}}{\lambda_{i1}},
196
- \frac{\dot\lambda_{i2}}{\lambda_{i2}},
197
- -\frac{\dot\lambda_{i1}}{\lambda_{i1}}
198
- -\frac{\dot\lambda_{i2}}{\lambda_{i2}}\right).
199
- \]
200
- This matrix has trace zero, so \eqref{eq:bb-potential} localized
201
- around the moving plate gives the desired field. Its planar motion is
202
- $c_i+(\lambda_{i1}(y_1-p_{i1}),\lambda_{i2}(y_2-p_{i2}),0)$.
203
- Normal displacement changes by the factor
204
- $(\lambda_{i1}\lambda_{i2})^{-1}$. The factors have positive
205
- lower bounds; choose the initial thickness less than their product's
206
- minimum times the normal plateau width. A small enlargement of the
207
- planar rectangle is allowed by the positive collars as well. Thus a
208
- whole thin neighborhood follows the volume-preserving affine motion.
209
- The normal factor returns to one at the endpoint. The final plate image
210
- is contained in $Q_i\times\{0\}$. Source and target-container
211
- gaps protect the vertical phases and distinct heights protect the
212
- middle phase. Linear interpolation of each planar factor gives both
213
- convex-coordinate identities on the plate.
214
- This proves smooth existence for arbitrary real data. Under the effective
215
- input assumptions of Lemma~\ref{lem:bb-curl}, the positive scale bounds and
216
- finite gap margins can be computed and the construction is effective.
217
- \end{proof}
218
-
219
- \subsection{Forcing and effective evaluation}
220
-
221
- \begin{lemma}[Residual forcing for the finite processors]\label{ba:realization}
222
- Fix computable $\nu>0$. Let $W$ be smooth, solenoidal, initially zero,
223
- with support in one compact subset of $\mathbb R^3$ and every mixed
224
- derivative bounded. Then
225
- \begin{equation}\label{ba:residual}
226
- F_W=W_t+(W\cdot\nabla)W-\nu\Delta W
227
- \end{equation}
228
- has the same support and derivative properties. The zero-data solution
229
- $(W,0)$ is unique among smooth solutions with
230
- $u\in C_tH^2\cap C_t^1L^2$, bounded $u$ on finite intervals, and
231
- $p\in C_tH^1$. The corresponding torus assertion holds in the
232
- classical comparison class of Section~\ref{sec:model}. A sum of curls
233
- in a torus chart gives both $W$ and $F_W$ mean zero. Finite formulas
234
- from the effective-data instances of the preceding constructions, finite
235
- loading, and repetition of one cycle give effective evaluation of every
236
- force derivative.
237
- \end{lemma}
238
- \begin{proof}\label{ba:realization-proof}
239
- Fixed compact support and bounded mixed derivatives imply all reference
240
- velocity hypotheses of Lemma~\ref{lem:b-comparison}. Case (i) gives
241
- exactly the stated whole-space comparison class, without a competing
242
- gradient bound; its torus clause gives the stated classical comparison
243
- class. The same lemma provides the pressure normalization and global
244
- material flow. The product rule applied to \eqref{ba:residual}
245
- proves the force's support and derivative bounds. A chart curl has
246
- zero mean, and integration of the residual uses
247
- $\int\Delta W=0$ and
248
- $\int(W\cdot\nabla)W=\int\operatorname{div}(W\otimes W)=0$.
249
- For these effective-data instances, gate derivatives and seam evaluation are
250
- those of \eqref{eq:p2-step} and Proposition~\ref{prop:bb-realization}.
251
- The explicit affine scales and every reciprocal denominator have positive
252
- computable bounds. Thus differentiating the finite formulas, using a
253
- finite superset of possible period indices, evaluates every derivative
254
- without a machine execution or a real equality test at a seam.
255
- \end{proof}
 
1
+ \section{Affine motion on neighborhoods of boxes}\label{ba:geometry}
2
+
3
+ Rectangle separation controls the beginning and end of a transfer; distinct
4
+ heights separate its middle. We now specify the paths and cutoff margins
5
+ used by the applications. Interpolating one planar scale and its reciprocal
6
+ preserves thickness and, for a linear first scale, gives a convex formula
7
+ for each first coordinate. Interpolating both planar scales independently
8
+ gives that formula in both coordinates, at the cost of a compensating
9
+ normal strain during the motion.
10
+
11
+ \subsection{Reciprocal paths and their localization}
12
+ \label{sec:ba-localization}
13
+
14
+ Use the flat step $\sigma$ of \eqref{eq:p2-step} and put
15
+ \[
16
+ \theta(s)=\sigma(2s-1/2),\qquad
17
+ w_j(s)=\theta(3s-j+1)\quad(j=1,2,3).
18
+ \]
19
+ The switches $w_1,w_2,w_3$ perform the lift, horizontal transfer and
20
+ descent in separate thirds of the unit interval. All are constant near
21
+ their phase endpoints. The following version of
22
+ Lemma~\ref{lem:bb-lift-parking}(i) records a common vertical half-width
23
+ of one and explicit neighborhoods; the same formulas allow other heights
24
+ and thicknesses as described immediately afterward.
25
+
26
+ \begin{lemma}[Two explicit interpolations of separated boxes]
27
+ \label{ba:two-interpolations}
28
+ Let $S_i,T_i\subset\mathbb R^2$, $1\le i\le N$, be closed rational
29
+ rectangles of positive side lengths. Suppose each list is pairwise
30
+ disjoint and
31
+ \[
32
+ F_i(y)=c_i^T+\operatorname{diag}(\lambda_i,\lambda_i^{-1})(y-c_i^S),
33
+ \qquad\lambda_i\in\mathbb Q_{>0},
34
+ \]
35
+ maps $S_i$ onto $T_i$, with $c_i^S,c_i^T$ their centers. There is a
36
+ smooth nondecreasing switch $\eta:[0,1]\to[0,1]$, zero near 0 and one
37
+ near 1, for which either scale
38
+ path $r_i=\lambda_i^\eta$ or $r_i=1-\eta+\eta\lambda_i$ yields an
39
+ effective smooth compactly supported solenoidal unit-time field, zero
40
+ on time collars, realizing $(y,z)\mapsto(F_i(y),z)$ on the whole box
41
+ $S_i\times[-1,1]$ and a neighborhood of it. The paths are affine;
42
+ each horizontal half-width remains between its endpoint values, and the
43
+ horizontal sweep of each original box lies in the coordinate bounding
44
+ rectangle of $S_i$ and $T_i$. With the linear choice, a particle's first
45
+ coordinate is the convex
46
+ interpolation of its endpoint first coordinates.
47
+ \end{lemma}
48
+
49
+ \begin{proof}\label{ba:two-interpolations-proof}
50
+ For $N=0$ take the zero field. For $N\ge1$ apply
51
+ Lemma~\ref{lem:bb-lift-parking}(i) with vertical half-width one.
52
+ Use the shared phase switches with $\eta=w_2$ and set
53
+ \[
54
+ C_i(s)=\big((1-\eta)c_i^S+\eta c_i^T,\,6i(w_1-w_3)\big),
55
+ \qquad D_i(s)=\operatorname{diag}(r_i,r_i^{-1},1).
56
+ \]
57
+ The affine path is
58
+ $G_i(s,y)=C_i(s)+D_i(s)(y-(c_i^S,0))$.
59
+ Choose $\epsilon$ to be one quarter of the minimum of 1 and all
60
+ pairwise max-norm distances in the two planar lists, omitting empty
61
+ pair lists. The $\epsilon$-padded moving boxes are disjoint: source
62
+ and target gaps are at least $4\epsilon$ during the vertical phases,
63
+ and the middle-phase height spacing is $6>2(1+\epsilon)$.
64
+
65
+ For later loading formulas, record the centered cutoff explicitly:
66
+ \[
67
+ \chi(C,L,\epsilon;x)=
68
+ \prod_{j=1}^3\sigma\!\left(\frac{L_j+\epsilon+x_j-C_j}{\epsilon/2}\right)
69
+ \sigma\!\left(\frac{L_j+\epsilon-x_j+C_j}{\epsilon/2}\right).
70
+ \]
71
+ Here $L$ is the vector of half-widths; the plateau has padding
72
+ $\epsilon/2$ and the support has padding $\epsilon$.
73
+ If $L_i(s)$ are the moving half-widths, $Y=x-C_i(s)$ and
74
+ $A_i=D_i'D_i^{-1}$, the field supplied by
75
+ \eqref{eq:bb-potential} is
76
+ \begin{equation}\label{ba:affine-box-field}
77
+ V(s,x)=\sum_i\nabla\times\left\{
78
+ \chi(C_i,L_i,\epsilon;x)
79
+ \left[\tfrac12 C_i'\times Y+\tfrac13(A_iY)\times Y\right]
80
+ \right\}.
81
+ \end{equation}
82
+ Indeed $\det D_i=1$, and the preceding separation verifies
83
+ Lemma~\ref{lem:bb-curl} with localization parameter $\epsilon/2$.
84
+ Its neighborhood conclusion applies with
85
+ $L_* =\max_i\max(1,\lambda_i,\lambda_i^{-1})$ because
86
+ $\|D_i(s)\|_\infty\le L_*$ and $D_i(0)=I$.
87
+ It therefore gives the stated affine motion on the full boxes and
88
+ on their initial max-norm neighborhoods of radius $\epsilon/(4L_*)$.
89
+ The paths are stationary for $s\le1/12$ and $s\ge11/12$.
90
+ Their finite center ranges and endpoint width bounds give common
91
+ compact support. The effective positive lower bound
92
+ $r_i\ge\min(1,\lambda_i)$ verifies the scale requirement.
93
+ For the linear scale, the first-coordinate identity is
94
+ \[
95
+ (G_i(s,y))_1=(1-\eta)y_1+\eta(F_i(y_1,y_2))_1.
96
+ \]
97
+ The second coordinate need not interpolate its own endpoint values.
98
+ Instead, if $b_{i2}$ is the source's second half-width, convexity of the
99
+ reciprocal function gives
100
+ \begin{equation}\label{eq:ba-reciprocal-envelope}
101
+ \frac{b_{i2}}{(1-\eta)+\eta\lambda_i}
102
+ \le (1-\eta)b_{i2}+\eta\frac{b_{i2}}{\lambda_i}.
103
+ \end{equation}
104
+ The first half-width is exactly its endpoint interpolation. For the
105
+ exponential scale, convexity of the exponential gives the corresponding
106
+ upper bounds in both coordinates, since
107
+ $\lambda_i^{\pm\eta}\le(1-\eta)+\eta\lambda_i^{\pm1}$.
108
+ In either case the center is interpolated linearly and each half-width
109
+ is at most the interpolation of its endpoint half-widths. Therefore each
110
+ lower edge is at least the interpolation of the endpoint lower edges,
111
+ and each upper edge is at most the corresponding interpolation of upper
112
+ edges. This proves the claimed bounding rectangle for the entire sweep.
113
+ The individual endpoint-width bounds also follow directly from monotonicity
114
+ of the positive scales and their reciprocals.
115
+ \end{proof}
116
+
117
+ The same construction applies to $P_i\times[-h,h]$ for any common
118
+ $h\ge0$, including plates and rectangles with zero side lengths, under
119
+ the hypotheses of Lemma~\ref{lem:bb-lift-parking}(i). Replace $6i$ by
120
+ heights $H_i$ whose pairwise gaps exceed $2h+2\varepsilon$, and choose
121
+ $\varepsilon$ below one third of every within-family planar gap. The
122
+ formula for $C_i$ uses the source and target centers in place of
123
+ $c_i^S,c_i^T$; its support padding is $\varepsilon$ and plateau padding
124
+ is $\varepsilon/2$. Source projections, distinct heights and target
125
+ projections separate the three phases in that order. Empty pair lists
126
+ impose no gap restriction, and the empty family gives the zero field.
127
+ Arbitrary real data give smooth existence; the effective-data assumptions
128
+ of the shared lemma give computable scales, derivative bounds and margins.
129
+ The same perturbation argument gives an open neighborhood even when a
130
+ side length is zero.
131
+
132
+ \subsection{Transporting an initial cutoff}
133
+ \label{sec:ba-transported-localization}
134
+
135
+ The transported-initial-cutoff convention is also useful. Write the
136
+ affine path as $G_i(t)x=J_i(t)x+g_i(t)$ and localize by
137
+ $\psi_i(G_i(t)^{-1}x)$, where $\psi_i$ has support padding
138
+ $\varepsilon_0$ around the initial box and equals one on a smaller
139
+ positive padding.
140
+ If $\lambda_i\in[B^{-1},B]$, its initial padding
141
+ $\varepsilon_0$ expands horizontally by at most $B$. Choose
142
+ $2B\varepsilon_0$ below every target gap,
143
+ $2\varepsilon_0$ below every source gap, and
144
+ $\varepsilon_0\le\varepsilon$. These transported supports stay
145
+ separated in the same three phases. The affine generator is
146
+ $v_i+A_ix$, with $A_i=\dot J_iJ_i^{-1}$ and
147
+ $v_i=\dot g_i-A_ig_i$. Its potential is
148
+ \[
149
+ \tfrac12v_i\times x+\tfrac13(A_ix)\times x.
150
+ \]
151
+ The identity proved in Lemma~\ref{lem:bb-curl} gives the exact
152
+ generator on the transported plateau. Its neighborhood argument then
153
+ proves the same full-box endpoint map. The factor $B$ in the margin
154
+ choice is essential: transported padding does not stay fixed under
155
+ stretching.
156
+
157
+ \subsection{Independent planar interpolation}
158
+
159
+ For an observer that needs both planar coordinates to follow their own
160
+ endpoint interpolations, the reciprocal path is insufficient. The next
161
+ construction interpolates the two factors independently and compensates
162
+ the temporary planar area change in the third direction. Here the named
163
+ targets may be disjoint containers of the actual affine images; only the
164
+ image centers enter the motion.
165
+
166
+ \begin{lemma}[Independent planar scales and normal compensation]
167
+ \label{ba:plate-routing}
168
+ Let $P_i,Q_i\subset\R^2$ be finite families of closed rectangles,
169
+ separately pairwise disjoint, and let assigned positive diagonal affine
170
+ maps $F_i$ satisfy $F_i(P_i)\subseteq Q_i$. Write their diagonal factors as
171
+ $\lambda_{i1}^*,\lambda_{i2}^*>0$ with product one.
172
+ There is a smooth compactly supported solenoidal unit-time field, zero on
173
+ time collars, whose endpoint map is $(y,z)\mapsto(F_i(y),z)$ on a
174
+ neighborhood of each entire plate $P_i\times\{0\}$. During the horizontal
175
+ phase both planar factors interpolate linearly, while the normal factor
176
+ compensates their product. Each planar coordinate of a point on the plate
177
+ is its convex endpoint interpolation.
178
+ \end{lemma}
179
+ \begin{proof}\label{ba:plate-routing-proof}
180
+ Use the height phases in Section~\ref{sec:ba-localization}. For source
181
+ center $p_i$, end its center path at its actual image $F_i(p_i)$; in the
182
+ onto case this is the named target center. Choose separated heights $H_i$
183
+ as above and set
184
+ \[
185
+ c_i=\bigl((1-w_2)p_i+w_2F_i(p_i),\,H_i(w_1-w_3)\bigr),
186
+ \]
187
+ \[
188
+ \lambda_{ij}=1-w_2+w_2\lambda_{ij}^*,\qquad
189
+ D_i=\operatorname{diag}\bigl(
190
+ \lambda_{i1},\lambda_{i2},(\lambda_{i1}\lambda_{i2})^{-1}\bigr).
191
+ \]
192
+ The volume-preserving path has logarithmic derivative
193
+ \[
194
+ T_i=\dot D_iD_i^{-1}=\operatorname{diag}\left(
195
+ \frac{\dot\lambda_{i1}}{\lambda_{i1}},
196
+ \frac{\dot\lambda_{i2}}{\lambda_{i2}},
197
+ -\frac{\dot\lambda_{i1}}{\lambda_{i1}}
198
+ -\frac{\dot\lambda_{i2}}{\lambda_{i2}}\right).
199
+ \]
200
+ This matrix has trace zero, so \eqref{eq:bb-potential} localized
201
+ around the moving plate gives the desired field. Its planar motion is
202
+ $c_i+(\lambda_{i1}(y_1-p_{i1}),\lambda_{i2}(y_2-p_{i2}),0)$.
203
+ Normal displacement changes by the factor
204
+ $(\lambda_{i1}\lambda_{i2})^{-1}$. The factors have positive
205
+ lower bounds; choose the initial thickness less than their product's
206
+ minimum times the normal plateau width. A small enlargement of the
207
+ planar rectangle is allowed by the positive collars as well. Thus a
208
+ whole thin neighborhood follows the volume-preserving affine motion.
209
+ The normal factor returns to one at the endpoint. The final plate image
210
+ is contained in $Q_i\times\{0\}$. Source and target-container
211
+ gaps protect the vertical phases and distinct heights protect the
212
+ middle phase. Linear interpolation of each planar factor gives both
213
+ convex-coordinate identities on the plate.
214
+ This proves smooth existence for arbitrary real data. Under the effective
215
+ input assumptions of Lemma~\ref{lem:bb-curl}, the positive scale bounds and
216
+ finite gap margins can be computed and the construction is effective.
217
+ \end{proof}
218
+
219
+ \subsection{Forcing and effective evaluation}
220
+
221
+ \begin{lemma}[Residual forcing for the finite processors]\label{ba:realization}
222
+ Fix computable $\nu>0$. Let $W$ be smooth, solenoidal, initially zero,
223
+ with support in one compact subset of $\mathbb R^3$ and every mixed
224
+ derivative bounded. Then
225
+ \begin{equation}\label{ba:residual}
226
+ F_W=W_t+(W\cdot\nabla)W-\nu\Delta W
227
+ \end{equation}
228
+ has the same support and derivative properties. The zero-data solution
229
+ $(W,0)$ is unique among smooth solutions with
230
+ $u\in C_tH^2\cap C_t^1L^2$, bounded $u$ on finite intervals, and
231
+ $p\in C_tH^1$. The corresponding torus assertion holds in the
232
+ classical comparison class of Section~\ref{sec:model}. A sum of curls
233
+ in a torus chart gives both $W$ and $F_W$ mean zero. Finite formulas
234
+ from the effective-data instances of the preceding constructions, finite
235
+ loading, and repetition of one cycle give effective evaluation of every
236
+ force derivative.
237
+ \end{lemma}
238
+ \begin{proof}\label{ba:realization-proof}
239
+ Fixed compact support and bounded mixed derivatives imply all reference
240
+ velocity hypotheses of Lemma~\ref{lem:b-comparison}. Case (i) gives
241
+ exactly the stated whole-space comparison class, without a competing
242
+ gradient bound; its torus clause gives the stated classical comparison
243
+ class. The same lemma provides the pressure normalization and global
244
+ material flow. The product rule applied to \eqref{ba:residual}
245
+ proves the force's support and derivative bounds. A chart curl has
246
+ zero mean, and integration of the residual uses
247
+ $\int\Delta W=0$ and
248
+ $\int(W\cdot\nabla)W=\int\operatorname{div}(W\otimes W)=0$.
249
+ For these effective-data instances, gate derivatives and seam evaluation are
250
+ those of \eqref{eq:p2-step} and Proposition~\ref{prop:bb-realization}.
251
+ The explicit affine scales and every reciprocal denominator have positive
252
+ computable bounds. Thus differentiating the finite formulas, using a
253
+ finite superset of possible period indices, evaluates every derivative
254
+ without a machine execution or a real equality test at a seam.
255
+ \end{proof}
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/solid-routing.tex CHANGED
@@ -1,668 +1,668 @@
1
- \section{Evacuation, columns and obstacle detours}\label{sec:solid-routing}
2
- The following refinements choose the occupied regions and the storage order
3
- explicitly. Ordered low extraction controls a height observer; simultaneous
4
- lifting controls a first-coordinate observer; expanded centers permit
5
- three-dimensional detours. Fixed columns and recorded pointers give further
6
- ways to keep a whole transition outside a detector. Each proof specifies
7
- which parts of the geometry act on solid neighborhoods and which bounds
8
- are needed only for the coded central plane.
9
-
10
- Unless an individual theorem specifies another class, whole-space
11
- comparison means smooth $u\in CH^2\cap C^1L^2$, bounded $u,\nabla u$
12
- on finite intervals, and a pressure representative in $CH^1$, as in
13
- Section~\ref{bc:analytic-section}. The torus comparison class is the
14
- classical class of Lemma~\ref{lem:b-comparison}. The distinct pressure
15
- conditions stated below remain part of their respective results.
16
-
17
- \subsection{Ordered extraction below the computation}\label{bc:ordered-section}
18
- \begin{proposition}[Ordered full-box transport]\label{bc:ordered}
19
- Let $D_i,S_i$ be finite families of closed rational axis-aligned boxes in $\R^3$
20
- with positive side lengths, pairwise disjoint within each family.
21
- Suppose the assigned center-to-center affine map $F_i$ satisfies
22
- $F_i(D_i)=S_i$ and has positive diagonal linear part $A_i$ of
23
- determinant one. There is an effective compactly supported solenoidal
24
- unit-time field, zero near the time endpoints, whose time-one map has
25
- this action on every full $D_i$. If both centers of a pair have negative
26
- third coordinate, every point of $D_i$ whose third coordinate equals that
27
- of its center follows a path with negative third coordinate.
28
- \end{proposition}
29
- \begin{proof}\label{bc:ordered-proof}
30
- Choose an integer $L>1$ larger than the absolute values of all endpoint
31
- coordinates. The storage columns have first coordinates $U_i=4(i+1)L$
32
- and common height $Z=-4L$. Write $[\ell_i,r_i]$ for the first-coordinate
33
- interval of $D_i$. Extract sources in decreasing order of $r_i$.
34
- Translate each horizontally right to its column and then vertically to
35
- $Z$, retaining its second coordinate. If an unextracted box meets the
36
- active box in both the second and third projections, disjointness forces
37
- their first intervals to be separated. That box cannot lie to the right:
38
- its right endpoint would then exceed $r_i$, contrary to the extraction
39
- order. It lies strictly to the left of $\ell_i$ and misses the entire
40
- rightward sweep. Stored boxes lie below the original boxes; vertical
41
- moves occur in distinct columns outside them.
42
-
43
- At storage height, adjust the second center coordinate to its target
44
- value and apply $A_i^{\theta}$. Each intermediate half-width lies between
45
- its two endpoint values, hence is less than $L$. The columns remain
46
- disjoint throughout these operations. Deliver boxes in increasing order
47
- of the right endpoint of their target first interval: raise a box to its
48
- target height and translate it left into its target. The raising column
49
- is empty. As above, a previously delivered box whose last two intervals
50
- meet the active ones must be separated in the first coordinate. Its
51
- smaller right endpoint puts it wholly to the left of the active target
52
- interval, so the leftward sweep stops before reaching it.
53
- Undelivered boxes remain at storage height. These observations give
54
- positive rational clearances for all swept bounding boxes. Choose cutoff
55
- padding below each clearance and use Lemma~\ref{lem:bb-curl} in successive
56
- flat slots. Induction over the slots proves the full-box assertion.
57
- A point initially in the central third-coordinate plane retains zero
58
- third-coordinate offset during each diagonal deformation. Its height is
59
- interpolated only between the two endpoint heights and $Z$. If those
60
- endpoint heights are negative, every intermediate height is negative.
61
- \end{proof}
62
-
63
- The onto hypothesis in the preceding proposition is a useful exact-box
64
- specialization. Its target-container version, including the effective
65
- input conditions, is given in Section~\ref{bc:contained-targets}.
66
-
67
- \begin{theorem}[A positive-height observation]\label{bc:positive-height}
68
- On $\R^3$, the fixed label $0$ and observation $\{x_3>0\}$ realize
69
- halting effectively by a compactly supported general force with zero
70
- initial velocity and pressure, bounded mixed derivatives, and period one
71
- after time one. The force has a separate alternative in
72
- $L^2(0,\infty;H^j)$ for every $j$, tending to zero in every spatial
73
- supremum norm at rate $O((1+t)^{-1})$.
74
- \end{theorem}
75
- \begin{proof}\label{bc:positive-height-proof}
76
- Use Lemma~\ref{lem:bb-movefirst} and odd digits in base $2m+2$. Give every
77
- simulator state a distinct positive integer index $i_s$ and put its
78
- third-coordinate center at $z_s=i_s$ for ready halting states and
79
- $z_s=-i_s$ otherwise. Thicken the full rectangles of
80
- Lemma~\ref{lem:bb-onecell} by $[z_s-1/4,z_s+1/4]$. The assigned third
81
- scale is one, so the maps satisfy Proposition~\ref{bc:ordered}.
82
- The rational initial code $Y_0$ is loaded from the origin along the
83
- straight segment, by a localized translation during $[0,1]$. Repeat the
84
- unit-time mechanism after time one. At time $1+k$ the particle is exactly
85
- the code after $k$ defined simulator transitions. If the initial machine
86
- halts, the loading endpoint already has positive height. If it never
87
- halts, loading has nonpositive height and all later transitions have
88
- negative endpoint centers; the proposition excludes a positive height
89
- at every intervening time. Conversely, a halting checkpoint has positive
90
- height. Lemma~\ref{bc:analytic} gives the force and uniqueness, and
91
- Lemma~\ref{ba:log-clock} gives the separate temporal alternative.
92
- \end{proof}
93
-
94
- \subsection{Simultaneous lifting with a convex-coordinate guard}
95
- \label{bc:simultaneous-section}
96
- \begin{proposition}[Simultaneous full-box transport]\label{bc:simultaneous}
97
- Suppose finite planar source and target rectangle families $S_i,T_i$
98
- have positive side lengths and endpoints on the grid $B^{-2}\Z^2$,
99
- with integer $B\ge2$, and are separately
100
- disjoint. Require their assigned center-to-center maps to satisfy
101
- $F_i(S_i)=T_i$ and to have linear part $\diag(\lambda_i,\lambda_i^{-1})$ with
102
- $\lambda_i\in\{B^{-1},1,B\}$. There is an effective solenoidal motion
103
- of the full boxes obtained by taking the product with $[-1,1]$.
104
- For every transported point its first coordinate is a convex combination
105
- of its initial and final first coordinates at every time.
106
- \end{proposition}
107
- \begin{proof}\label{bc:simultaneous-proof}
108
- Let $p_i^-,p_i^+$ be the centers in the plane $z=0$, set $h_i=5i$, and
109
- choose a smooth $\Theta$ equal to zero on $(-\infty,1/4]$ and one on
110
- $[3/4,\infty)$. For $0\le t\le1$, put
111
- \[
112
- \theta=\Theta(3t-1),\quad l_i=1-\theta+\theta\lambda_i,
113
- \quad c_i=(1-\theta)p_i^-+\theta p_i^+
114
- +h_i\{\Theta(3t)-\Theta(3t-2)\}e_3.
115
- \]
116
- The desired path is $g_i(t,y)=c_i(t)+\diag(l_i,l_i^{-1},1)(y-p_i^-)$.
117
- Use a source padding $\varepsilon=1/(10B^3)$, transported by this same
118
- affine map, for the cutoff neighborhood. During lifting the planar
119
- source gap is at least $B^{-2}$. During lowering the enlarged target
120
- padding is at most $B\varepsilon<B^{-2}/2$. During the middle phase
121
- the height difference is at least five, whereas the sum of third
122
- half-widths is $2+2\varepsilon<5$. Thus these moving cutoff supports
123
- can be chosen disjoint. Sum the localized curls of
124
- Lemma~\ref{lem:bb-curl}. Differentiation and uniqueness give the displayed
125
- paths for the full boxes. Finally
126
- \[
127
- g_{i,1}(t,y)=(1-\theta)y_1+
128
- \theta\{p_{i,1}^++\lambda_i(y_1-p_{i,1}^-)\},
129
- \]
130
- which proves the asserted guard. Flat time collars hold automatically.
131
- \end{proof}
132
-
133
- \begin{theorem}[A zero-blank half-space test]\label{bc:zero-blank}
134
- The fixed label $0$ and event $\{x_1<-1\}$ in $\R^3$ realize halting
135
- with the force and comparison conclusions of Theorem~\ref{bc:positive-height}.
136
- This construction uses a zero joint-blank digit, so every initial tape
137
- coordinate is a finite radix sum. Its temporal alternative belongs to
138
- $L^2(0,\infty;H^j)$ for every $j$.
139
- \end{theorem}
140
- \begin{proof}\label{bc:zero-blank-proof}
141
- Use the frontier recorder, zero-blank base $B=2m$, and state first-coordinate
142
- offsets $3j$ for nonterminal controls and $-3j$ for terminal controls,
143
- with positive distinct indices. Encode a state by $(o_s+L,R,0)$.
144
- The full branches are on the $B^{-2}$ grid and satisfy the preceding
145
- proposition. Load the rational initial code from zero along a straight
146
- segment. Nonhalting codes have nonnegative first coordinate; the whole
147
- segment and every nonhalting transition therefore avoid $x_1<-1$.
148
- Terminal codes have first coordinate at most $-2$, including an initially
149
- terminal loading endpoint. Exact integer-time simulation gives both
150
- implications. The force conclusions follow from the common analytic and
151
- logarithmic-clock lemmas, with the compact support needed for all $H^j$
152
- norms. No claim of periodicity is made for the slowed alternative.
153
- \end{proof}
154
-
155
- \subsection{Expanded centers and obstacle detours}\label{bc:expanded-height-section}
156
- \begin{proposition}[Full solid boxes with a height guard]
157
- \label{bc:expanded-height-routing}
158
- Let the source and target families be finite collections of full rational
159
- axis-aligned solid boxes, each family pairwise disjoint. Write their centers
160
- as $a_i,b_i$ and their positive half-widths as $r_{i,j},w_{i,j}$.
161
- Require each prescribed affine map to send its entire source box onto
162
- its specified target box:
163
- \[
164
- F_i(a_i+h)=b_i+D_i h,\qquad
165
- D_i=\diag(w_{i,1}/r_{i,1},w_{i,2}/r_{i,2},w_{i,3}/r_{i,3}),
166
- \qquad \det D_i=1.
167
- \]
168
- Suppose every source center has height at most $-1$, and every target
169
- center has height at most $-1$ or exactly $1$. They admit an effective
170
- compactly supported solenoidal unit-time realization. If a target center
171
- has negative height, every point $a_i+h$ of its source box with $h_3=0$
172
- remains at negative height throughout. A rational bound for the
173
- entire support is computable from the boxes.
174
- \end{proposition}
175
- \begin{proof}\label{bc:expanded-height-routing-proof}
176
- The empty family is realized by zero. Otherwise let $R=2+$ the largest
177
- endpoint half-width, and choose an integer $H>20R$ so large that the
178
- expanded source centers $A_i^*=Ha_i$ and target centers $B_i^*=Hb_i$
179
- are separately more than $20R$ apart in the sup norm. Set
180
- \[
181
- Z_0=1+100R+\max_i\{\|A_i^*\|_\infty,\|B_i^*\|_\infty\},
182
- \qquad P_i=(0,0,-Z_0-100Ri).
183
- \]
184
- Each of the unions $\{A_i^*\}\cup\{P_i\}$ and
185
- $\{B_i^*\}\cup\{P_i\}$ has separation greater than $20R$.
186
- The construction has five phases: expand source centers by a factor
187
- from one to $H$ while keeping shapes fixed; move them successively to
188
- $P_i$; change each parked shape by the prescribed positive diagonal
189
- power; move them successively to $B_i^*$; contract target centers to
190
- $b_i$ while keeping the final shapes fixed.
191
-
192
- The simultaneous expansion is collision free. For each pair of source
193
- boxes some coordinate has positive gap
194
- $|a_{i,j}-a_{k,j}|-r_{i,j}-r_{k,j}$; multiplication of the center
195
- difference by a factor at least one preserves that gap. The same
196
- argument applies to contraction toward the disjoint targets. Choose
197
- padding less than one quarter of the minimum such gap, and less than
198
- one. During a parked deformation the $j$th half-width is
199
- $r_{i,j}^{1-\theta}w_{i,j}^{\theta}\le\max(r_{i,j},w_{i,j})<R$.
200
- Thus parked deformations have all half-widths less than $R$ and
201
- supports of half-width at most $2R$; the storage separation suffices.
202
-
203
- For a successive transfer, surround each stationary center by its closed
204
- sup-norm cube of radius $4R$. These cubes are pairwise disjoint. Start
205
- with the straight segment between the moving centers. Each nontrivial
206
- intersection with such a cube can be replaced by a polygonal path on
207
- its boundary: join the entrance to a vertex of its face, follow cube
208
- edges to an exit-face vertex, and join to the exit. Fixed index orders
209
- choose the vertices and edges. All coordinates and intersection parameters
210
- are rational. Tangencies need no detour. Since different obstacle cubes
211
- are disjoint, the resulting finite polygon stays at distance at least
212
- $4R$ from every stationary center. Move along its segments in flat slots,
213
- using a cutoff support of half-width at most $2R$. Stationary boxes have
214
- half-width less than $R$, so no such support touches them. Lemma~\ref{lem:bb-curl}
215
- realizes each translation and deformation.
216
-
217
- For the height assertion, a transfer with negative endpoints has endpoints
218
- of height at most $-H$. Its straight segment is negative. It cannot meet
219
- an obstacle centered at positive height $H$, whose bottom is $H-4R>0$.
220
- Every boundary used around a negative-height obstacle lies below
221
- $-H+4R<0$. Storage heights are negative as well. Expansion, contraction,
222
- and positive diagonal deformation preserve the central-plane condition.
223
- Thus all these paths are negative. Finitely many rational vertices,
224
- endpoint widths, and cutoff paddings give a rational support bound.
225
- \end{proof}
226
-
227
- \begin{theorem}[A height test inside one torus chart]\label{bc:expanded-height-event}
228
- On the unit torus, the fixed label $o=(1/2,1/2,1/2)$ and event
229
- \begin{equation}\label{bc:expanded-height-fixed-event}
230
- \{x:x_3\pmod1\in(1/2,1)\}
231
- \end{equation}
232
- realize halting by a smooth general mean-zero force, periodic after time
233
- one, with zero initial velocity and pressure and bounded mixed derivatives.
234
- The repeated mechanism depends on the machine alone; only initialization
235
- depends on its finite input. The solution is unique in the torus class.
236
- \end{theorem}
237
- \begin{proof}\label{bc:expanded-height-event-proof}
238
- Use the frontier recorder, odd base $B=2m+1$, distinct negative integer
239
- heights for nonterminal states and height one for the terminal ready state.
240
- Thicken every branch by a third half-width $1/4$. The reciprocal tape
241
- map is onto its target rectangle; adjoining the unchanged third interval
242
- gives an onto box map with linear part $\diag(B^{-e},B^e,1)$ and
243
- determinant one. All source centers are
244
- negative because terminal controls have no outgoing rules. Apply the
245
- preceding proposition. The logical initial code $Y_0$ is rational and has
246
- a uniform machine-dependent bound as the input varies: its two stack
247
- coordinates lie in $[0,1]$ and its height is fixed by the initial control.
248
- A moving translation loads the logical origin to $Y_0$, with a fixed
249
- source half-width one and padding one. This gives a machine-dependent
250
- rational bound $K$ for the supports of all such loaders and the repeated
251
- mechanism; for example take $K=1+2R+M$ with $M$ an upper bound for all
252
- routing vertices and loading coordinates and $R$ enlarged to cover their
253
- half-widths. Choose $\lambda=1/(4K)$ and use the chart $x=o+\lambda Y$.
254
- Everything remains strictly inside $(1/4,3/4)^3$.
255
-
256
- Periodize the resulting compactly supported curl fields, loading during
257
- the first unit interval and repeating thereafter. Compute the residual
258
- at physical viscosity $\nu$, after the chart change. The fields and force
259
- have zero mean and all the bounds in Lemma~\ref{bc:analytic}.
260
- For a nonhalting run, loading has nonpositive logical height and each
261
- later segment remains negative by the proposition. A terminal code has
262
- physical height $1/2+\lambda$, which lies in the event. There is no
263
- chart-boundary crossing that could create a spurious observation.
264
- An initially terminal input is detected at the loading endpoint.
265
- The initialized correspondence is exact; at checkpoints the number of
266
- history records gives $n$, and the frontier's relative position together
267
- with its absolute index $2+n$ also recovers the absolute work-head position.
268
- \end{proof}
269
-
270
- \subsection{Fixed columns and separate layers}\label{bc:columns-section}
271
- \begin{proposition}[Column and layer transport]\label{bc:columns}
272
- Let $S_i,T_i$ be finite rational planar rectangle families of positive side
273
- lengths, each separately disjoint, with endpoints on the $B^{-2}$ grid,
274
- where $B\ge2$ is an integer.
275
- Let their assigned center-to-center positive reciprocal diagonal affine
276
- maps satisfy $F_i(S_i)=T_i$. A finite effective
277
- solenoidal field in $\R^3$ realizes all these maps on the rectangles in
278
- $z=0$. Along each tracked path the first coordinate stays between its
279
- initial and final values. The field has compact support and flat time
280
- collars.
281
- \end{proposition}
282
- \begin{proof}\label{bc:columns-proof}
283
- Give rectangle $i$ height $h_i=4i$. A planar cutoff equal to one near
284
- its source and supported within padding $1/(4B^2)$ has support disjoint
285
- from the other source cutoffs. Multiply it by a third-coordinate cutoff
286
- which is one near the entire interval $[0,h_i]$. The curl of the potential
287
- $(0,h_i x,0)$ times these cutoffs equals $(0,0,h_i)$ along that source
288
- column. A common flat schedule lifts all rectangles. The corresponding
289
- target cutoffs give a later descent by $-h_i$.
290
-
291
- In the middle phase, let $p_i,q_i$ be the centers and $a_i>0$ the
292
- first-coordinate scale. With phase parameter $\mu\in[0,1]$, set
293
- $c_i=p_i+\mu(q_i-p_i)$, $l_i=1+\mu(a_i-1)$ and
294
- \[
295
- H_i(\mu,x,y)=d_{i,1}y-d_{i,2}x+
296
- \frac{a_i-1}{l_i}(x-c_{i,1})(y-c_{i,2}),
297
- \qquad d_i=q_i-p_i.
298
- \]
299
- On a neighborhood of the desired path, the planar Hamiltonian field
300
- $(\partial_yH_i,-\partial_xH_i)$ generates
301
- $c_i+\diag(l_i,l_i^{-1})(\zeta-p_i)$.
302
- The first coordinate is the convex interpolation of its endpoint values.
303
- The second half-width obeys
304
- \[
305
- \frac{r_{i,2}}{(1-\mu)+\mu a_i}
306
- \le (1-\mu)r_{i,2}+\mu r_{i,2}/a_i,
307
- \]
308
- by convexity of the reciprocal function. Consequently the swept rectangle
309
- lies in the coordinate bounding rectangle of the two endpoints. Localize
310
- $H_i$ around that rectangle in the layer $z=h_i$, with third padding less
311
- than one, and take the curl of $(0,0,H_i)$ times that cutoff. For a
312
- flat middle ramp $\mu=\eta_2(t)$, multiply the resulting phase field by
313
- $\eta_2'(t)$. Layers are disjoint, so the sum has the required action. Lift and descent preserve
314
- planar coordinates. The exact paths and ODE uniqueness establish the
315
- full-rectangle and intermediate-coordinate assertions.
316
- \end{proof}
317
-
318
- \subsection{Target containers and prescribed affine images}
319
- \label{bc:contained-targets}
320
- The named targets in Propositions~\ref{bc:ordered}, \ref{bc:simultaneous}
321
- and~\ref{bc:columns} can also be rational \emph{containers} for the actual
322
- images. More precisely, replace the onto condition by
323
- \[
324
- F_i(D_i)\subseteq S_i\quad\text{in Proposition~\ref{bc:ordered}},
325
- \qquad
326
- F_i(S_i)\subseteq T_i\quad\text{in the other two propositions}.
327
- \]
328
- Keep the other geometric hypotheses. For ordered transport retain the
329
- center-to-center condition. For simultaneous and column transport the
330
- actual endpoint center is $F_i(p_i)$, where $p_i$ is the source center;
331
- it need not be the center of the container. The maps have the same positive
332
- diagonal determinant-one linear parts as before, including the specified
333
- three scale choices in Proposition~\ref{bc:simultaneous}.
334
- All transport and path conclusions remain valid. For arbitrary real map
335
- coefficients this is a smooth existence statement. The construction is
336
- effective when those coefficients are computable, and otherwise its
337
- evaluation is relative to them. An empty list again uses the zero field.
338
-
339
- Here are the necessary modifications of the proofs. In ordered transport,
340
- write $r_{i,j}$ for a source half-width, $w_{i,j}$ for the corresponding
341
- container half-width, and $a_{i,j}>0$ for the diagonal factor. Containment
342
- gives $a_{i,j}r_{i,j}\le w_{i,j}$, hence
343
- \[
344
- r_{i,j}a_{i,j}^{\theta}
345
- \le\max(r_{i,j},a_{i,j}r_{i,j})
346
- \le\max(r_{i,j},w_{i,j})<L,\qquad 0\le\theta\le1.
347
- \]
348
- The rational source and container widths therefore bound every parked
349
- deformation. After deformation, use translates of the rational target
350
- containers as envelopes for the actual images. Deliver in increasing
351
- order of the containers' right endpoints. If an earlier delivered image
352
- meets the moving image in the last two projections, their containers meet
353
- in those projections. Disjointness and the endpoint order force the earlier
354
- container wholly to the left of the active target container. Its image
355
- therefore misses the entire leftward sweep, which stops in that active
356
- container. The original extraction and storage arguments are unchanged.
357
- The same rational envelopes give positive cutoff margins. They do not
358
- require the actual image endpoints to be rational. The central-cross-section
359
- height guard is unchanged because its third offset remains zero.
360
-
361
- For simultaneous transport, interpolate toward $F_i(p_i)$. The transported
362
- source padding at descent has width at most $B\varepsilon$ outside its
363
- actual image, so it lies inside the $B\varepsilon$ enlargement of the
364
- target container. The original grid-gap and private-height estimates
365
- still separate all supports. The first-coordinate convex identity uses
366
- the actual value $F_i(y)$ and remains exact.
367
-
368
- For column transport use the same actual endpoint center. The reciprocal
369
- convexity estimate bounds each moving second half-width by the linear
370
- interpolation of the source and actual-image half-widths. Thus the entire
371
- middle sweep lies in the coordinate bounding rectangle of the source and
372
- its rational target container. The target-column cutoff equals one on
373
- the actual image, so the descent is unchanged. This also proves the stated
374
- first-coordinate bound for each point. Finally, a positive computable
375
- scale admits computable positive lower and finite upper bounds; its
376
- logarithm, powers and the displayed reciprocal interpolations are
377
- computable. The containment and determinant identities are hypotheses,
378
- not tests performed by the construction.
379
-
380
- \begin{theorem}[A half-space test by fixed columns]\label{bc:column-event}
381
- On $\R^3$, the frontier recorder with odd digits in base $2m+1$ realizes
382
- halting from the fixed label $0$ by the event $x_1<-1$. It gives a compactly
383
- supported general force, periodic after time one, with zero initial
384
- velocity and pressure and all mixed derivatives bounded.
385
- \end{theorem}
386
- \begin{proof}\label{bc:column-event-proof}
387
- Put nonterminal state offsets at $3,6,\ldots$ and terminal offsets at
388
- $-3,-6,\ldots$ in the first coordinate. Lemma~\ref{lem:bb-onecell} and
389
- Proposition~\ref{bc:columns} give a whole-rectangle phase map. A localized
390
- planar Hamiltonian translation loads the origin to the rational initial
391
- code in $[0,1]$ time. A nonterminal loading segment has nonnegative first
392
- coordinate, and every later nonterminal segment has first coordinate at
393
- least three. Terminal codes have first coordinate below $-1$. This proves
394
- both directions, including initial halting. Repeat the phase map and use
395
- Lemma~\ref{bc:analytic}. Although this route only requires planar coding
396
- rectangles, its cutoff plateaus also give a positive neighborhood on which
397
- the same affine formulas hold.
398
- \end{proof}
399
-
400
- \subsection{Delaying the original head movement}\label{bc:delayed-column-section}
401
- Use Lemma~\ref{lem:bb-direction} with singleton passive track removed.
402
- Rename $(M(q,s),G(r),A(q,d),B(q,d))$ as
403
- $(R_{q,s},F_r,C_{q,d},G_{q,d})$ and $(\bot,F)$ as $(\perp,*)$.
404
- These bijections identify every row and nonfrontier guard on the full
405
- domain, including all $q,d$ controls. The frontier starts at one, and the
406
- work movement occurs only on return. At checkpoint $n$, write $i$ for
407
- the work-head position and $j=n+1$ for the frontier position. The exact count is
408
- $2(j-i)+3$: the right and left continuing loops have respectively
409
- $j-i-1$ and $j-i$ instructions, with four other instructions.
410
-
411
- \begin{theorem}[The delayed-head column realization]\label{bc:delayed-column-event}
412
- The table of Lemma~\ref{lem:bb-direction} has a realization on $\R^3$
413
- with fixed label $0$ and detector $x_1<-1$, compact spatial support,
414
- period one after time one, bounded mixed derivatives and uniformly bounded
415
- kinetic energy. The prescribed pressure is zero. Uniqueness holds in the
416
- whole-space comparison class, in particular when the competitor and its
417
- first spatial derivatives are bounded on every finite time interval.
418
- \end{theorem}
419
- \begin{proof}\label{bc:delayed-column-event-proof}
420
- Assign odd digits $1,3,\ldots,2m-1$ in base $B=2m+2$, with state
421
- offsets positive multiples of three except for negative terminal offsets.
422
- The tail of the blank symbol contributes
423
- $d_{\rm blank}B^{-k}/(B-1)$ after a finite prefix, so initialization is
424
- rational even though the blank digit is nonzero. Full affine branches
425
- follow from the lemma and Lemma~\ref{lem:bb-onecell}. Use the fixed-column
426
- proof with heights $4i$ and the smaller padding $1/(10B^2)$; schedule a
427
- slot $[a,b]$ by $\sigma(2(t-a)/(b-a)-1/2)$, which is flat on collars
428
- of both endpoints. These choices preserve the same separation proof.
429
- A planar Hamiltonian loading segment starts at zero. The convex first-
430
- coordinate guard excludes the detector throughout every nonhalting
431
- transition and throughout a nonhalting load; a terminal code lies below
432
- $-1$. Finite checkpoint simulation gives the equivalence. The field has
433
- one compact support and uniform pointwise bounds, hence uniformly bounded
434
- kinetic energy. Lemma~\ref{bc:analytic} supplies all remaining assertions.
435
- \end{proof}
436
-
437
- \subsection{Recorded pointers and seven-slot storage}\label{bc:recorded-pointer-section}
438
- \begin{theorem}[A fixed box test with recorded pointers]
439
- \label{bc:recorded-pointer-event}
440
- On $\R^3$, the fixed label $(2,0,0)$ and open box
441
- $(0,1)^2\times(-1/2,1/2)$ realize halting by an effective general force
442
- with compact spatial support, zero initial velocity and pressure, bounded
443
- mixed derivatives, and period one after time one. The construction moves
444
- whole solid boxes. Uniqueness holds among smooth competitors with
445
- \[
446
- u\in C^1([0,T];L^2),\quad \nabla u,\Delta u\in C([0,T];L^2),
447
- \quad p,\nabla p\in C([0,T];L^2),\quad
448
- \sup_{[0,T]\times\R^3}(|u|+|\nabla u|)<\infty
449
- \]
450
- for every finite $T$.
451
- \end{theorem}
452
- \begin{proof}\label{bc:recorded-pointer-event-proof}
453
- Normalize to one halt $h$. For $c=(q,b)\in\mathcal D=(Q\setminus\{h\})\times\Gamma$
454
- write the instruction as $(q^+(c),b^+(c),m(c))$.
455
- Use histories
456
- \[
457
- \Lambda_0=\{\varnothing\}\sqcup\{H_e:e\in\mathcal D\sqcup\{\star\}\},
458
- \qquad \Lambda=\Lambda_0\sqcup\{P_e:e\in\mathcal D\sqcup\{\star\}\}.
459
- \]
460
- The full alphabet is $\mathcal A=\Gamma\times\Lambda\times\{0,1\}$,
461
- whose tracks are data, history and return mark. Controls are
462
- $S_q,L_q,M_c,R_c,F_c$, and the complete table is
463
- \[
464
- \begin{array}{c|c|c|l}
465
- \text{input}&\text{output}&\text{move}&\text{restriction}\\\hline
466
- S_q(b,l,0)&M_c(b^+(c),l,0)&m(c)&c=(q,b),\ l\in\Lambda_0\\
467
- M_c(b,l,0)&R_c(b,l,1)&1&l\in\Lambda_0\\
468
- R_c(b,l,0)&R_c(b,l,0)&1&l\in\Lambda_0\\
469
- R_c(b,P_e,0)&F_c(b,H_e,0)&1&e\in\mathcal D\sqcup\{\star\}\\
470
- F_c(b,\varnothing,0)&L_{q^+(c)}(b,P_c,0)&-1&\\
471
- L_q(b,l,0)&L_q(b,l,0)&-1&l\in\Lambda_0\\
472
- L_q(b,l,1)&S_q(b,l,0)&0&l\in\Lambda_0.
473
- \end{array}
474
- \]
475
- Initially put $P_\star$ at absolute cell three, empty history elsewhere,
476
- marks zero, and control $S_{q_0}$. At ready checkpoint $k$, the pointer
477
- is at $r=3+k$, all cells to its right are empty, and the work configuration
478
- is the original one. After the first row the work head satisfies
479
- $j'\le k+1\le r-2$. The scan marks it, reaches the pointer, changes
480
- $P_e$ into $H_e$, writes $P_c$ in the next empty cell, and returns to
481
- erase the mark. Both scans are finite and positive. This proves the
482
- initialized simulation. The initial pointer tag is retained as $H_\star$
483
- after the first cycle, so the absolute cell-three reference is permanent.
484
-
485
- The inverse works on all allowed tapes. Into $M_c$ the tag fixes the old
486
- instruction and move; into $R_c$ mark one distinguishes entry from a loop;
487
- into $F_c$ the written $H_e$ identifies the old pointer $P_e$; into $L_q$
488
- a pointer output identifies entry, including the old $F_c$, whereas a loop
489
- writes a nonpointer; into $S_q$ only mark erasure applies. Incoming shifts
490
- are fixed in every target control. The remaining written components retain
491
- all unchanged symbols, proving the two properties of
492
- Lemma~\ref{lem:bb-onecell}.
493
-
494
- Let $m_Q$ be the number of controls, and number them bijectively by
495
- $\iota(s)\in\{0,\ldots,m_Q-1\}$ with $\iota(S_h)=0$.
496
- Use odd digits in base $B=2|\mathcal A|+1$ and state offsets
497
- $o_s=3\iota(s)$. The physical
498
- code is $(o_s+L,R,0)$. Terminal codes lie strictly in $(0,1)^2\times\{0\}$;
499
- nonterminal first coordinates are at least three. Form the full branch
500
- boxes by taking the product with $[-1,1]$. Their planar sides have length
501
- at most one. Choose $H_x=3m_Q+1$ and
502
- parking centers $\pi_i=(H_x+10+4i,0)$, all at height zero.
503
-
504
- Here is a storage construction distinct from ordered low extraction.
505
- Evacuate each source in three successive operations: lift its center to
506
- height ten, translate horizontally there to $\pi_i$, and lower it to
507
- zero. Once every box is parked, process each in four operations: deform
508
- its planar shape at the parking center, lift it to height ten, translate
509
- it there to its target center, and lower it into the target. This uses
510
- $7N$ slots for $N$ branches. During deformation use the positive scale
511
- $l=1+\theta(\lambda_i-1)$ and its reciprocal, not an exponential scale.
512
- Both side lengths remain bounded by the maximum of their endpoint lengths,
513
- which is at most one. The third half-width remains one.
514
-
515
- Let $\delta$ be the minimum of one and all positive source-source and
516
- target-target planar distances, omitting empty sets of pairs. Use cutoff
517
- plateaus with padding $\varepsilon=\delta/8$ and support padding
518
- $2\varepsilon$. During a lift or descent the planar projection separates
519
- the moving box from the current sources or delivered targets. Parked
520
- boxes lie outside their entire first-coordinate range, and parking centers
521
- have spacing four. During a horizontal translation the box lies in
522
- $9\le z\le11$, whereas all stationary boxes lie in $-1\le z\le1$.
523
- These positive gaps also separate the padded supports. Lemma~\ref{lem:bb-curl}
524
- therefore realizes every operation without disturbing a stationary box.
525
- The full assigned affine map follows by composition.
526
-
527
- For a branch whose target control is nonterminal, every full point has
528
- first coordinate at least three, including the storage and transfer paths.
529
- Load the fixed label
530
- $(2,0,0)$ to the rational initial code by a localized straight translation.
531
- If the code is nonterminal, the loading segment has first coordinate at
532
- least two; if it is terminal, the endpoint is in the observation box.
533
- At later integer samples the exact recorder code gives terminal entry,
534
- and the preceding bounds exclude the observation at all other times of a
535
- nonhalting run. Repeat the finite transport field and apply
536
- Lemma~\ref{bc:analytic}. Finally the displayed comparison class implies
537
- $u\in C H^2$, since $\|u\|_{H^2}\le C(\|u\|_2+\|\Delta u\|_2)$
538
- by the Fourier multiplier identity; its pressure assumptions give $p\in C H^1$.
539
- Thus the stated uniqueness follows from the common whole-space comparison,
540
- without changing this route's original hypotheses.
541
- \end{proof}
542
-
543
- \subsection{Planar detours behind a vertical observation guard}
544
- \label{bc:guarded-planar-section}
545
-
546
-
547
- \begin{theorem}[A guarded planar observation with unrestricted pressure]
548
- \label{bc:guarded-planar-event}
549
- On $\R^3$, the fixed label $(-4,0,0)$ and fixed box
550
- $(-1,2)^2\times(-1,1)$ realize halting by a compactly supported general
551
- force with zero initial velocity and prescribed pressure and all mixed
552
- derivatives bounded. One choice is periodic after time one. A separate
553
- choice satisfies $\|f(t)\|_\infty=O((1+t)^{-2/3})$ and
554
- $f\in L^2([0,\infty)\times\R^3)$.
555
- Uniqueness holds among smooth competitors with
556
- $u\in C([0,T];H^2)\cap C^1([0,T];L^2)$ and bounded $u,\nabla u$
557
- on each finite interval, without any spatial integrability condition on
558
- pressure. Pressure is unique modulo a function of time.
559
- \end{theorem}
560
- \begin{proof}\label{bc:guarded-planar-event-proof}
561
- Use the frontier recorder after normalization to one halting state, and
562
- write $\mathcal A$ for its full cell alphabet and $m_Q$ for its number
563
- of controls. Number the controls bijectively by
564
- $\iota(s)\in\{0,\ldots,m_Q-1\}$, giving the terminal control index zero.
565
- Use odd base $B=2|\mathcal A|+1$ and first-coordinate offsets
566
- $o_s=4\iota(s)$. Code the
567
- configuration by $(o_s+L,R)$. The origin of the original tape can be
568
- recovered from the number of history records and the frontier position,
569
- so this head-relative coding loses no initialized information.
570
- The full planar branches have reciprocal positive diagonal maps.
571
-
572
- We first realize finite separately disjoint source and target rectangle
573
- families $S_i,T_i$ with rational endpoints and positive side lengths,
574
- equipped with assigned positive
575
- reciprocal diagonal affine maps $F_i$ satisfying $F_i(S_i)=T_i$, by
576
- compactly supported planar Hamiltonian motion. Write $c_i,q_i$ for the
577
- source and target centers. With no
578
- branches use zero. With one branch, interpolate its center directly and
579
- use a positive linear first-coordinate scale and its reciprocal; there
580
- are no stationary obstacles. For $N\ge2$, let $R=1+$ the largest endpoint
581
- half-width and let $m_0>0$ be the minimum sup-norm separation within the
582
- two center families. Put $K=1+32R/m_0$. Expand all source centers by
583
- factors from one to $K$, leaving their shapes unchanged. Let
584
- $M=\max_i\{|(Kc_i)_1|,|(Kq_i)_1|\}$ and choose parking centers
585
- $P_i=(M+32Ri,0)$. Each union of expanded endpoint centers and parking
586
- centers has separation at least $32R$.
587
-
588
- Move expanded sources successively to their parking centers, deform them
589
- there using the linear reciprocal scale, move them successively to the
590
- expanded target centers, then contract those centers to their targets.
591
- For each successive transfer put a square of sup-radius $4R$ around
592
- every stationary center. Replace each nontrivial segment intersection
593
- with an obstacle square by a counterclockwise path along its boundary.
594
- The intersection points and corners are rational; the squares are disjoint,
595
- so the resulting finite polygon stays at distance at least $4R$ from
596
- all stationary centers. Flat schedules on its segments give smooth center
597
- motion. The simultaneous expansion and contraction preserve a positive
598
- coordinate gap for every pair, exactly as in the solid-box argument.
599
- If $g_0,g_1$ are their minimum positive gaps, choose padding
600
- $\varepsilon=\min(g_0,g_1,2R)/4$ for these phases. During individual
601
- transfers use padding below $R$; the stationary half-widths are below $R$.
602
- Thus all required cutoff supports avoid stationary rectangles.
603
-
604
- For a moving center $c$ and horizontal scale $l$, the potential
605
- \[
606
- H=\chi\left[\dot c_x(y-c_y)-\dot c_y(x-c_x)
607
- +\frac{\dot l}{l}(x-c_x)(y-c_y)\right]
608
- \]
609
- gives the required motion on the cutoff plateau. The other current
610
- rectangles are fixed. This proves every full planar branch, including
611
- its boundary, by induction through the operations. A one-square loading
612
- translation with half-width $1/4$ takes $(-4,0)$ to the initial rational
613
- code. All these supports lie in a square $[-L,L]^2$, where one can choose
614
- $L=10+S_0+4m_Q$ with $S_0$ a finite bound for routing vertices and cutoff
615
- widths. The same $L$ covers every input of a fixed machine, since initial
616
- codes are uniformly bounded.
617
-
618
- The planar detours need not avoid the horizontal observation box.
619
- We instead make them at height three. Choose a switch $\eta$ with
620
- collars and set
621
- $h(s)=3\{\eta(3s)-\eta(3s-2)\}$ on a unit interval. It lifts in the
622
- first third, stays at three in the middle, and lowers in the last third.
623
- Choose $\Gamma$ equal to one near $[-L,L]^2\times[-1,4]$, with compact
624
- support, and $\beta(z)$ compactly supported and equal to one near three.
625
- For any one of the planar fields $w$, zero outside its phase interval,
626
- put
627
- \[
628
- Z(s,x)=h'(s)\nabla\times(0,x_1\Gamma(x),0),\qquad
629
- V_w(s,x)=Z(s,x)+3\beta(x_3)(w(3s-1,x_1,x_2),0).
630
- \]
631
- Along each tracked path the first term is exact vertical translation.
632
- The second term acts only in the middle third, at height three, and runs
633
- the full planar phase. It is divergence free because $w$ is planar
634
- solenoidal and $\beta$ is independent of the planar coordinates.
635
- Thus the trajectory lifts at its exact source, performs every detour
636
- outside the vertical detector interval, and lowers at its exact target.
637
- Use this construction for the loader and for each repeated phase. While
638
- its height can lie in $(-1,1)$, a nonterminal computational particle has
639
- first coordinate at least four; the initial loading source has first
640
- coordinate $-4$. A terminal code lies in $(0,1)^2\times\{0\}$.
641
- These facts prove the all-real-time observation equivalence, including
642
- an initially terminal input.
643
-
644
- For the comparison assertion, the constructed field has compact support
645
- and bounded mixed derivatives, so it satisfies the reference hypotheses
646
- of Lemma~\ref{lem:b-comparison}. The displayed competitor class is exactly
647
- case (v) of that lemma. Its proof obtains $\nabla p\in L^2$ from the
648
- equation and cancels the pressure term by Lemma~\ref{lem:b-gradient}; it
649
- does not require an integrable pressure representative. Hence the velocity
650
- is unique, and pressure is determined up to a function of time.
651
-
652
- Finally let $U(s)$ denote the eventually periodic field just constructed
653
- and set $\rho(t)=(1+t)^{1/3}-1$, $\widehat U=\rho' U(\rho(t))$.
654
- The new residual is
655
- \[
656
- \widehat f=\rho''U+(\rho')^2\{U_s+(U\cdot\nabla)U\}
657
- -\nu\rho'\Delta U,
658
- \quad \rho'=\tfrac13(1+t)^{-2/3},\quad
659
- \rho''=-\tfrac29(1+t)^{-5/3}.
660
- \]
661
- Uniform derivative bounds and the fixed compact support give the stated
662
- decay and space-time $L^2$ estimate. Chain differentiation also gives all
663
- mixed bounds. The clock is effective on $[0,\infty)$, starts at zero,
664
- is finite at finite time and is onto; hence it preserves precisely the
665
- same material event. The initial zero collar is preserved as well.
666
- This slower force is an alternative to, not a periodic version of, the
667
- first force.
668
- \end{proof}
 
1
+ \section{Evacuation, columns and obstacle detours}\label{sec:solid-routing}
2
+ The following refinements choose the occupied regions and the storage order
3
+ explicitly. Ordered low extraction controls a height observer; simultaneous
4
+ lifting controls a first-coordinate observer; expanded centers permit
5
+ three-dimensional detours. Fixed columns and recorded pointers give further
6
+ ways to keep a whole transition outside a detector. Each proof specifies
7
+ which parts of the geometry act on solid neighborhoods and which bounds
8
+ are needed only for the coded central plane.
9
+
10
+ Unless an individual theorem specifies another class, whole-space
11
+ comparison means smooth $u\in CH^2\cap C^1L^2$, bounded $u,\nabla u$
12
+ on finite intervals, and a pressure representative in $CH^1$, as in
13
+ Section~\ref{bc:analytic-section}. The torus comparison class is the
14
+ classical class of Lemma~\ref{lem:b-comparison}. The distinct pressure
15
+ conditions stated below remain part of their respective results.
16
+
17
+ \subsection{Ordered extraction below the computation}\label{bc:ordered-section}
18
+ \begin{proposition}[Ordered full-box transport]\label{bc:ordered}
19
+ Let $D_i,S_i$ be finite families of closed rational axis-aligned boxes in $\R^3$
20
+ with positive side lengths, pairwise disjoint within each family.
21
+ Suppose the assigned center-to-center affine map $F_i$ satisfies
22
+ $F_i(D_i)=S_i$ and has positive diagonal linear part $A_i$ of
23
+ determinant one. There is an effective compactly supported solenoidal
24
+ unit-time field, zero near the time endpoints, whose time-one map has
25
+ this action on every full $D_i$. If both centers of a pair have negative
26
+ third coordinate, every point of $D_i$ whose third coordinate equals that
27
+ of its center follows a path with negative third coordinate.
28
+ \end{proposition}
29
+ \begin{proof}\label{bc:ordered-proof}
30
+ Choose an integer $L>1$ larger than the absolute values of all endpoint
31
+ coordinates. The storage columns have first coordinates $U_i=4(i+1)L$
32
+ and common height $Z=-4L$. Write $[\ell_i,r_i]$ for the first-coordinate
33
+ interval of $D_i$. Extract sources in decreasing order of $r_i$.
34
+ Translate each horizontally right to its column and then vertically to
35
+ $Z$, retaining its second coordinate. If an unextracted box meets the
36
+ active box in both the second and third projections, disjointness forces
37
+ their first intervals to be separated. That box cannot lie to the right:
38
+ its right endpoint would then exceed $r_i$, contrary to the extraction
39
+ order. It lies strictly to the left of $\ell_i$ and misses the entire
40
+ rightward sweep. Stored boxes lie below the original boxes; vertical
41
+ moves occur in distinct columns outside them.
42
+
43
+ At storage height, adjust the second center coordinate to its target
44
+ value and apply $A_i^{\theta}$. Each intermediate half-width lies between
45
+ its two endpoint values, hence is less than $L$. The columns remain
46
+ disjoint throughout these operations. Deliver boxes in increasing order
47
+ of the right endpoint of their target first interval: raise a box to its
48
+ target height and translate it left into its target. The raising column
49
+ is empty. As above, a previously delivered box whose last two intervals
50
+ meet the active ones must be separated in the first coordinate. Its
51
+ smaller right endpoint puts it wholly to the left of the active target
52
+ interval, so the leftward sweep stops before reaching it.
53
+ Undelivered boxes remain at storage height. These observations give
54
+ positive rational clearances for all swept bounding boxes. Choose cutoff
55
+ padding below each clearance and use Lemma~\ref{lem:bb-curl} in successive
56
+ flat slots. Induction over the slots proves the full-box assertion.
57
+ A point initially in the central third-coordinate plane retains zero
58
+ third-coordinate offset during each diagonal deformation. Its height is
59
+ interpolated only between the two endpoint heights and $Z$. If those
60
+ endpoint heights are negative, every intermediate height is negative.
61
+ \end{proof}
62
+
63
+ The onto hypothesis in the preceding proposition is a useful exact-box
64
+ specialization. Its target-container version, including the effective
65
+ input conditions, is given in Section~\ref{bc:contained-targets}.
66
+
67
+ \begin{theorem}[A positive-height observation]\label{bc:positive-height}
68
+ On $\R^3$, the fixed label $0$ and observation $\{x_3>0\}$ realize
69
+ halting effectively by a compactly supported general force with zero
70
+ initial velocity and pressure, bounded mixed derivatives, and period one
71
+ after time one. The force has a separate alternative in
72
+ $L^2(0,\infty;H^j)$ for every $j$, tending to zero in every spatial
73
+ supremum norm at rate $O((1+t)^{-1})$.
74
+ \end{theorem}
75
+ \begin{proof}\label{bc:positive-height-proof}
76
+ Use Lemma~\ref{lem:bb-movefirst} and odd digits in base $2m+2$. Give every
77
+ simulator state a distinct positive integer index $i_s$ and put its
78
+ third-coordinate center at $z_s=i_s$ for ready halting states and
79
+ $z_s=-i_s$ otherwise. Thicken the full rectangles of
80
+ Lemma~\ref{lem:bb-onecell} by $[z_s-1/4,z_s+1/4]$. The assigned third
81
+ scale is one, so the maps satisfy Proposition~\ref{bc:ordered}.
82
+ The rational initial code $Y_0$ is loaded from the origin along the
83
+ straight segment, by a localized translation during $[0,1]$. Repeat the
84
+ unit-time mechanism after time one. At time $1+k$ the particle is exactly
85
+ the code after $k$ defined simulator transitions. If the initial machine
86
+ halts, the loading endpoint already has positive height. If it never
87
+ halts, loading has nonpositive height and all later transitions have
88
+ negative endpoint centers; the proposition excludes a positive height
89
+ at every intervening time. Conversely, a halting checkpoint has positive
90
+ height. Lemma~\ref{bc:analytic} gives the force and uniqueness, and
91
+ Lemma~\ref{ba:log-clock} gives the separate temporal alternative.
92
+ \end{proof}
93
+
94
+ \subsection{Simultaneous lifting with a convex-coordinate guard}
95
+ \label{bc:simultaneous-section}
96
+ \begin{proposition}[Simultaneous full-box transport]\label{bc:simultaneous}
97
+ Suppose finite planar source and target rectangle families $S_i,T_i$
98
+ have positive side lengths and endpoints on the grid $B^{-2}\Z^2$,
99
+ with integer $B\ge2$, and are separately
100
+ disjoint. Require their assigned center-to-center maps to satisfy
101
+ $F_i(S_i)=T_i$ and to have linear part $\diag(\lambda_i,\lambda_i^{-1})$ with
102
+ $\lambda_i\in\{B^{-1},1,B\}$. There is an effective solenoidal motion
103
+ of the full boxes obtained by taking the product with $[-1,1]$.
104
+ For every transported point its first coordinate is a convex combination
105
+ of its initial and final first coordinates at every time.
106
+ \end{proposition}
107
+ \begin{proof}\label{bc:simultaneous-proof}
108
+ Let $p_i^-,p_i^+$ be the centers in the plane $z=0$, set $h_i=5i$, and
109
+ choose a smooth $\Theta$ equal to zero on $(-\infty,1/4]$ and one on
110
+ $[3/4,\infty)$. For $0\le t\le1$, put
111
+ \[
112
+ \theta=\Theta(3t-1),\quad l_i=1-\theta+\theta\lambda_i,
113
+ \quad c_i=(1-\theta)p_i^-+\theta p_i^+
114
+ +h_i\{\Theta(3t)-\Theta(3t-2)\}e_3.
115
+ \]
116
+ The desired path is $g_i(t,y)=c_i(t)+\diag(l_i,l_i^{-1},1)(y-p_i^-)$.
117
+ Use a source padding $\varepsilon=1/(10B^3)$, transported by this same
118
+ affine map, for the cutoff neighborhood. During lifting the planar
119
+ source gap is at least $B^{-2}$. During lowering the enlarged target
120
+ padding is at most $B\varepsilon<B^{-2}/2$. During the middle phase
121
+ the height difference is at least five, whereas the sum of third
122
+ half-widths is $2+2\varepsilon<5$. Thus these moving cutoff supports
123
+ can be chosen disjoint. Sum the localized curls of
124
+ Lemma~\ref{lem:bb-curl}. Differentiation and uniqueness give the displayed
125
+ paths for the full boxes. Finally
126
+ \[
127
+ g_{i,1}(t,y)=(1-\theta)y_1+
128
+ \theta\{p_{i,1}^++\lambda_i(y_1-p_{i,1}^-)\},
129
+ \]
130
+ which proves the asserted guard. Flat time collars hold automatically.
131
+ \end{proof}
132
+
133
+ \begin{theorem}[A zero-blank half-space test]\label{bc:zero-blank}
134
+ The fixed label $0$ and event $\{x_1<-1\}$ in $\R^3$ realize halting
135
+ with the force and comparison conclusions of Theorem~\ref{bc:positive-height}.
136
+ This construction uses a zero joint-blank digit, so every initial tape
137
+ coordinate is a finite radix sum. Its temporal alternative belongs to
138
+ $L^2(0,\infty;H^j)$ for every $j$.
139
+ \end{theorem}
140
+ \begin{proof}\label{bc:zero-blank-proof}
141
+ Use the frontier recorder, zero-blank base $B=2m$, and state first-coordinate
142
+ offsets $3j$ for nonterminal controls and $-3j$ for terminal controls,
143
+ with positive distinct indices. Encode a state by $(o_s+L,R,0)$.
144
+ The full branches are on the $B^{-2}$ grid and satisfy the preceding
145
+ proposition. Load the rational initial code from zero along a straight
146
+ segment. Nonhalting codes have nonnegative first coordinate; the whole
147
+ segment and every nonhalting transition therefore avoid $x_1<-1$.
148
+ Terminal codes have first coordinate at most $-2$, including an initially
149
+ terminal loading endpoint. Exact integer-time simulation gives both
150
+ implications. The force conclusions follow from the common analytic and
151
+ logarithmic-clock lemmas, with the compact support needed for all $H^j$
152
+ norms. No claim of periodicity is made for the slowed alternative.
153
+ \end{proof}
154
+
155
+ \subsection{Expanded centers and obstacle detours}\label{bc:expanded-height-section}
156
+ \begin{proposition}[Full solid boxes with a height guard]
157
+ \label{bc:expanded-height-routing}
158
+ Let the source and target families be finite collections of full rational
159
+ axis-aligned solid boxes, each family pairwise disjoint. Write their centers
160
+ as $a_i,b_i$ and their positive half-widths as $r_{i,j},w_{i,j}$.
161
+ Require each prescribed affine map to send its entire source box onto
162
+ its specified target box:
163
+ \[
164
+ F_i(a_i+h)=b_i+D_i h,\qquad
165
+ D_i=\diag(w_{i,1}/r_{i,1},w_{i,2}/r_{i,2},w_{i,3}/r_{i,3}),
166
+ \qquad \det D_i=1.
167
+ \]
168
+ Suppose every source center has height at most $-1$, and every target
169
+ center has height at most $-1$ or exactly $1$. They admit an effective
170
+ compactly supported solenoidal unit-time realization. If a target center
171
+ has negative height, every point $a_i+h$ of its source box with $h_3=0$
172
+ remains at negative height throughout. A rational bound for the
173
+ entire support is computable from the boxes.
174
+ \end{proposition}
175
+ \begin{proof}\label{bc:expanded-height-routing-proof}
176
+ The empty family is realized by zero. Otherwise let $R=2+$ the largest
177
+ endpoint half-width, and choose an integer $H>20R$ so large that the
178
+ expanded source centers $A_i^*=Ha_i$ and target centers $B_i^*=Hb_i$
179
+ are separately more than $20R$ apart in the sup norm. Set
180
+ \[
181
+ Z_0=1+100R+\max_i\{\|A_i^*\|_\infty,\|B_i^*\|_\infty\},
182
+ \qquad P_i=(0,0,-Z_0-100Ri).
183
+ \]
184
+ Each of the unions $\{A_i^*\}\cup\{P_i\}$ and
185
+ $\{B_i^*\}\cup\{P_i\}$ has separation greater than $20R$.
186
+ The construction has five phases: expand source centers by a factor
187
+ from one to $H$ while keeping shapes fixed; move them successively to
188
+ $P_i$; change each parked shape by the prescribed positive diagonal
189
+ power; move them successively to $B_i^*$; contract target centers to
190
+ $b_i$ while keeping the final shapes fixed.
191
+
192
+ The simultaneous expansion is collision free. For each pair of source
193
+ boxes some coordinate has positive gap
194
+ $|a_{i,j}-a_{k,j}|-r_{i,j}-r_{k,j}$; multiplication of the center
195
+ difference by a factor at least one preserves that gap. The same
196
+ argument applies to contraction toward the disjoint targets. Choose
197
+ padding less than one quarter of the minimum such gap, and less than
198
+ one. During a parked deformation the $j$th half-width is
199
+ $r_{i,j}^{1-\theta}w_{i,j}^{\theta}\le\max(r_{i,j},w_{i,j})<R$.
200
+ Thus parked deformations have all half-widths less than $R$ and
201
+ supports of half-width at most $2R$; the storage separation suffices.
202
+
203
+ For a successive transfer, surround each stationary center by its closed
204
+ sup-norm cube of radius $4R$. These cubes are pairwise disjoint. Start
205
+ with the straight segment between the moving centers. Each nontrivial
206
+ intersection with such a cube can be replaced by a polygonal path on
207
+ its boundary: join the entrance to a vertex of its face, follow cube
208
+ edges to an exit-face vertex, and join to the exit. Fixed index orders
209
+ choose the vertices and edges. All coordinates and intersection parameters
210
+ are rational. Tangencies need no detour. Since different obstacle cubes
211
+ are disjoint, the resulting finite polygon stays at distance at least
212
+ $4R$ from every stationary center. Move along its segments in flat slots,
213
+ using a cutoff support of half-width at most $2R$. Stationary boxes have
214
+ half-width less than $R$, so no such support touches them. Lemma~\ref{lem:bb-curl}
215
+ realizes each translation and deformation.
216
+
217
+ For the height assertion, a transfer with negative endpoints has endpoints
218
+ of height at most $-H$. Its straight segment is negative. It cannot meet
219
+ an obstacle centered at positive height $H$, whose bottom is $H-4R>0$.
220
+ Every boundary used around a negative-height obstacle lies below
221
+ $-H+4R<0$. Storage heights are negative as well. Expansion, contraction,
222
+ and positive diagonal deformation preserve the central-plane condition.
223
+ Thus all these paths are negative. Finitely many rational vertices,
224
+ endpoint widths, and cutoff paddings give a rational support bound.
225
+ \end{proof}
226
+
227
+ \begin{theorem}[A height test inside one torus chart]\label{bc:expanded-height-event}
228
+ On the unit torus, the fixed label $o=(1/2,1/2,1/2)$ and event
229
+ \begin{equation}\label{bc:expanded-height-fixed-event}
230
+ \{x:x_3\pmod1\in(1/2,1)\}
231
+ \end{equation}
232
+ realize halting by a smooth general mean-zero force, periodic after time
233
+ one, with zero initial velocity and pressure and bounded mixed derivatives.
234
+ The repeated mechanism depends on the machine alone; only initialization
235
+ depends on its finite input. The solution is unique in the torus class.
236
+ \end{theorem}
237
+ \begin{proof}\label{bc:expanded-height-event-proof}
238
+ Use the frontier recorder, odd base $B=2m+1$, distinct negative integer
239
+ heights for nonterminal states and height one for the terminal ready state.
240
+ Thicken every branch by a third half-width $1/4$. The reciprocal tape
241
+ map is onto its target rectangle; adjoining the unchanged third interval
242
+ gives an onto box map with linear part $\diag(B^{-e},B^e,1)$ and
243
+ determinant one. All source centers are
244
+ negative because terminal controls have no outgoing rules. Apply the
245
+ preceding proposition. The logical initial code $Y_0$ is rational and has
246
+ a uniform machine-dependent bound as the input varies: its two stack
247
+ coordinates lie in $[0,1]$ and its height is fixed by the initial control.
248
+ A moving translation loads the logical origin to $Y_0$, with a fixed
249
+ source half-width one and padding one. This gives a machine-dependent
250
+ rational bound $K$ for the supports of all such loaders and the repeated
251
+ mechanism; for example take $K=1+2R+M$ with $M$ an upper bound for all
252
+ routing vertices and loading coordinates and $R$ enlarged to cover their
253
+ half-widths. Choose $\lambda=1/(4K)$ and use the chart $x=o+\lambda Y$.
254
+ Everything remains strictly inside $(1/4,3/4)^3$.
255
+
256
+ Periodize the resulting compactly supported curl fields, loading during
257
+ the first unit interval and repeating thereafter. Compute the residual
258
+ at physical viscosity $\nu$, after the chart change. The fields and force
259
+ have zero mean and all the bounds in Lemma~\ref{bc:analytic}.
260
+ For a nonhalting run, loading has nonpositive logical height and each
261
+ later segment remains negative by the proposition. A terminal code has
262
+ physical height $1/2+\lambda$, which lies in the event. There is no
263
+ chart-boundary crossing that could create a spurious observation.
264
+ An initially terminal input is detected at the loading endpoint.
265
+ The initialized correspondence is exact; at checkpoints the number of
266
+ history records gives $n$, and the frontier's relative position together
267
+ with its absolute index $2+n$ also recovers the absolute work-head position.
268
+ \end{proof}
269
+
270
+ \subsection{Fixed columns and separate layers}\label{bc:columns-section}
271
+ \begin{proposition}[Column and layer transport]\label{bc:columns}
272
+ Let $S_i,T_i$ be finite rational planar rectangle families of positive side
273
+ lengths, each separately disjoint, with endpoints on the $B^{-2}$ grid,
274
+ where $B\ge2$ is an integer.
275
+ Let their assigned center-to-center positive reciprocal diagonal affine
276
+ maps satisfy $F_i(S_i)=T_i$. A finite effective
277
+ solenoidal field in $\R^3$ realizes all these maps on the rectangles in
278
+ $z=0$. Along each tracked path the first coordinate stays between its
279
+ initial and final values. The field has compact support and flat time
280
+ collars.
281
+ \end{proposition}
282
+ \begin{proof}\label{bc:columns-proof}
283
+ Give rectangle $i$ height $h_i=4i$. A planar cutoff equal to one near
284
+ its source and supported within padding $1/(4B^2)$ has support disjoint
285
+ from the other source cutoffs. Multiply it by a third-coordinate cutoff
286
+ which is one near the entire interval $[0,h_i]$. The curl of the potential
287
+ $(0,h_i x,0)$ times these cutoffs equals $(0,0,h_i)$ along that source
288
+ column. A common flat schedule lifts all rectangles. The corresponding
289
+ target cutoffs give a later descent by $-h_i$.
290
+
291
+ In the middle phase, let $p_i,q_i$ be the centers and $a_i>0$ the
292
+ first-coordinate scale. With phase parameter $\mu\in[0,1]$, set
293
+ $c_i=p_i+\mu(q_i-p_i)$, $l_i=1+\mu(a_i-1)$ and
294
+ \[
295
+ H_i(\mu,x,y)=d_{i,1}y-d_{i,2}x+
296
+ \frac{a_i-1}{l_i}(x-c_{i,1})(y-c_{i,2}),
297
+ \qquad d_i=q_i-p_i.
298
+ \]
299
+ On a neighborhood of the desired path, the planar Hamiltonian field
300
+ $(\partial_yH_i,-\partial_xH_i)$ generates
301
+ $c_i+\diag(l_i,l_i^{-1})(\zeta-p_i)$.
302
+ The first coordinate is the convex interpolation of its endpoint values.
303
+ The second half-width obeys
304
+ \[
305
+ \frac{r_{i,2}}{(1-\mu)+\mu a_i}
306
+ \le (1-\mu)r_{i,2}+\mu r_{i,2}/a_i,
307
+ \]
308
+ by convexity of the reciprocal function. Consequently the swept rectangle
309
+ lies in the coordinate bounding rectangle of the two endpoints. Localize
310
+ $H_i$ around that rectangle in the layer $z=h_i$, with third padding less
311
+ than one, and take the curl of $(0,0,H_i)$ times that cutoff. For a
312
+ flat middle ramp $\mu=\eta_2(t)$, multiply the resulting phase field by
313
+ $\eta_2'(t)$. Layers are disjoint, so the sum has the required action. Lift and descent preserve
314
+ planar coordinates. The exact paths and ODE uniqueness establish the
315
+ full-rectangle and intermediate-coordinate assertions.
316
+ \end{proof}
317
+
318
+ \subsection{Target containers and prescribed affine images}
319
+ \label{bc:contained-targets}
320
+ The named targets in Propositions~\ref{bc:ordered}, \ref{bc:simultaneous}
321
+ and~\ref{bc:columns} can also be rational \emph{containers} for the actual
322
+ images. More precisely, replace the onto condition by
323
+ \[
324
+ F_i(D_i)\subseteq S_i\quad\text{in Proposition~\ref{bc:ordered}},
325
+ \qquad
326
+ F_i(S_i)\subseteq T_i\quad\text{in the other two propositions}.
327
+ \]
328
+ Keep the other geometric hypotheses. For ordered transport retain the
329
+ center-to-center condition. For simultaneous and column transport the
330
+ actual endpoint center is $F_i(p_i)$, where $p_i$ is the source center;
331
+ it need not be the center of the container. The maps have the same positive
332
+ diagonal determinant-one linear parts as before, including the specified
333
+ three scale choices in Proposition~\ref{bc:simultaneous}.
334
+ All transport and path conclusions remain valid. For arbitrary real map
335
+ coefficients this is a smooth existence statement. The construction is
336
+ effective when those coefficients are computable, and otherwise its
337
+ evaluation is relative to them. An empty list again uses the zero field.
338
+
339
+ Here are the necessary modifications of the proofs. In ordered transport,
340
+ write $r_{i,j}$ for a source half-width, $w_{i,j}$ for the corresponding
341
+ container half-width, and $a_{i,j}>0$ for the diagonal factor. Containment
342
+ gives $a_{i,j}r_{i,j}\le w_{i,j}$, hence
343
+ \[
344
+ r_{i,j}a_{i,j}^{\theta}
345
+ \le\max(r_{i,j},a_{i,j}r_{i,j})
346
+ \le\max(r_{i,j},w_{i,j})<L,\qquad 0\le\theta\le1.
347
+ \]
348
+ The rational source and container widths therefore bound every parked
349
+ deformation. After deformation, use translates of the rational target
350
+ containers as envelopes for the actual images. Deliver in increasing
351
+ order of the containers' right endpoints. If an earlier delivered image
352
+ meets the moving image in the last two projections, their containers meet
353
+ in those projections. Disjointness and the endpoint order force the earlier
354
+ container wholly to the left of the active target container. Its image
355
+ therefore misses the entire leftward sweep, which stops in that active
356
+ container. The original extraction and storage arguments are unchanged.
357
+ The same rational envelopes give positive cutoff margins. They do not
358
+ require the actual image endpoints to be rational. The central-cross-section
359
+ height guard is unchanged because its third offset remains zero.
360
+
361
+ For simultaneous transport, interpolate toward $F_i(p_i)$. The transported
362
+ source padding at descent has width at most $B\varepsilon$ outside its
363
+ actual image, so it lies inside the $B\varepsilon$ enlargement of the
364
+ target container. The original grid-gap and private-height estimates
365
+ still separate all supports. The first-coordinate convex identity uses
366
+ the actual value $F_i(y)$ and remains exact.
367
+
368
+ For column transport use the same actual endpoint center. The reciprocal
369
+ convexity estimate bounds each moving second half-width by the linear
370
+ interpolation of the source and actual-image half-widths. Thus the entire
371
+ middle sweep lies in the coordinate bounding rectangle of the source and
372
+ its rational target container. The target-column cutoff equals one on
373
+ the actual image, so the descent is unchanged. This also proves the stated
374
+ first-coordinate bound for each point. Finally, a positive computable
375
+ scale admits computable positive lower and finite upper bounds; its
376
+ logarithm, powers and the displayed reciprocal interpolations are
377
+ computable. The containment and determinant identities are hypotheses,
378
+ not tests performed by the construction.
379
+
380
+ \begin{theorem}[A half-space test by fixed columns]\label{bc:column-event}
381
+ On $\R^3$, the frontier recorder with odd digits in base $2m+1$ realizes
382
+ halting from the fixed label $0$ by the event $x_1<-1$. It gives a compactly
383
+ supported general force, periodic after time one, with zero initial
384
+ velocity and pressure and all mixed derivatives bounded.
385
+ \end{theorem}
386
+ \begin{proof}\label{bc:column-event-proof}
387
+ Put nonterminal state offsets at $3,6,\ldots$ and terminal offsets at
388
+ $-3,-6,\ldots$ in the first coordinate. Lemma~\ref{lem:bb-onecell} and
389
+ Proposition~\ref{bc:columns} give a whole-rectangle phase map. A localized
390
+ planar Hamiltonian translation loads the origin to the rational initial
391
+ code in $[0,1]$ time. A nonterminal loading segment has nonnegative first
392
+ coordinate, and every later nonterminal segment has first coordinate at
393
+ least three. Terminal codes have first coordinate below $-1$. This proves
394
+ both directions, including initial halting. Repeat the phase map and use
395
+ Lemma~\ref{bc:analytic}. Although this route only requires planar coding
396
+ rectangles, its cutoff plateaus also give a positive neighborhood on which
397
+ the same affine formulas hold.
398
+ \end{proof}
399
+
400
+ \subsection{Delaying the original head movement}\label{bc:delayed-column-section}
401
+ Use Lemma~\ref{lem:bb-direction} with singleton passive track removed.
402
+ Rename $(M(q,s),G(r),A(q,d),B(q,d))$ as
403
+ $(R_{q,s},F_r,C_{q,d},G_{q,d})$ and $(\bot,F)$ as $(\perp,*)$.
404
+ These bijections identify every row and nonfrontier guard on the full
405
+ domain, including all $q,d$ controls. The frontier starts at one, and the
406
+ work movement occurs only on return. At checkpoint $n$, write $i$ for
407
+ the work-head position and $j=n+1$ for the frontier position. The exact count is
408
+ $2(j-i)+3$: the right and left continuing loops have respectively
409
+ $j-i-1$ and $j-i$ instructions, with four other instructions.
410
+
411
+ \begin{theorem}[The delayed-head column realization]\label{bc:delayed-column-event}
412
+ The table of Lemma~\ref{lem:bb-direction} has a realization on $\R^3$
413
+ with fixed label $0$ and detector $x_1<-1$, compact spatial support,
414
+ period one after time one, bounded mixed derivatives and uniformly bounded
415
+ kinetic energy. The prescribed pressure is zero. Uniqueness holds in the
416
+ whole-space comparison class, in particular when the competitor and its
417
+ first spatial derivatives are bounded on every finite time interval.
418
+ \end{theorem}
419
+ \begin{proof}\label{bc:delayed-column-event-proof}
420
+ Assign odd digits $1,3,\ldots,2m-1$ in base $B=2m+2$, with state
421
+ offsets positive multiples of three except for negative terminal offsets.
422
+ The tail of the blank symbol contributes
423
+ $d_{\rm blank}B^{-k}/(B-1)$ after a finite prefix, so initialization is
424
+ rational even though the blank digit is nonzero. Full affine branches
425
+ follow from the lemma and Lemma~\ref{lem:bb-onecell}. Use the fixed-column
426
+ proof with heights $4i$ and the smaller padding $1/(10B^2)$; schedule a
427
+ slot $[a,b]$ by $\sigma(2(t-a)/(b-a)-1/2)$, which is flat on collars
428
+ of both endpoints. These choices preserve the same separation proof.
429
+ A planar Hamiltonian loading segment starts at zero. The convex first-
430
+ coordinate guard excludes the detector throughout every nonhalting
431
+ transition and throughout a nonhalting load; a terminal code lies below
432
+ $-1$. Finite checkpoint simulation gives the equivalence. The field has
433
+ one compact support and uniform pointwise bounds, hence uniformly bounded
434
+ kinetic energy. Lemma~\ref{bc:analytic} supplies all remaining assertions.
435
+ \end{proof}
436
+
437
+ \subsection{Recorded pointers and seven-slot storage}\label{bc:recorded-pointer-section}
438
+ \begin{theorem}[A fixed box test with recorded pointers]
439
+ \label{bc:recorded-pointer-event}
440
+ On $\R^3$, the fixed label $(2,0,0)$ and open box
441
+ $(0,1)^2\times(-1/2,1/2)$ realize halting by an effective general force
442
+ with compact spatial support, zero initial velocity and pressure, bounded
443
+ mixed derivatives, and period one after time one. The construction moves
444
+ whole solid boxes. Uniqueness holds among smooth competitors with
445
+ \[
446
+ u\in C^1([0,T];L^2),\quad \nabla u,\Delta u\in C([0,T];L^2),
447
+ \quad p,\nabla p\in C([0,T];L^2),\quad
448
+ \sup_{[0,T]\times\R^3}(|u|+|\nabla u|)<\infty
449
+ \]
450
+ for every finite $T$.
451
+ \end{theorem}
452
+ \begin{proof}\label{bc:recorded-pointer-event-proof}
453
+ Normalize to one halt $h$. For $c=(q,b)\in\mathcal D=(Q\setminus\{h\})\times\Gamma$
454
+ write the instruction as $(q^+(c),b^+(c),m(c))$.
455
+ Use histories
456
+ \[
457
+ \Lambda_0=\{\varnothing\}\sqcup\{H_e:e\in\mathcal D\sqcup\{\star\}\},
458
+ \qquad \Lambda=\Lambda_0\sqcup\{P_e:e\in\mathcal D\sqcup\{\star\}\}.
459
+ \]
460
+ The full alphabet is $\mathcal A=\Gamma\times\Lambda\times\{0,1\}$,
461
+ whose tracks are data, history and return mark. Controls are
462
+ $S_q,L_q,M_c,R_c,F_c$, and the complete table is
463
+ \[
464
+ \begin{array}{c|c|c|l}
465
+ \text{input}&\text{output}&\text{move}&\text{restriction}\\\hline
466
+ S_q(b,l,0)&M_c(b^+(c),l,0)&m(c)&c=(q,b),\ l\in\Lambda_0\\
467
+ M_c(b,l,0)&R_c(b,l,1)&1&l\in\Lambda_0\\
468
+ R_c(b,l,0)&R_c(b,l,0)&1&l\in\Lambda_0\\
469
+ R_c(b,P_e,0)&F_c(b,H_e,0)&1&e\in\mathcal D\sqcup\{\star\}\\
470
+ F_c(b,\varnothing,0)&L_{q^+(c)}(b,P_c,0)&-1&\\
471
+ L_q(b,l,0)&L_q(b,l,0)&-1&l\in\Lambda_0\\
472
+ L_q(b,l,1)&S_q(b,l,0)&0&l\in\Lambda_0.
473
+ \end{array}
474
+ \]
475
+ Initially put $P_\star$ at absolute cell three, empty history elsewhere,
476
+ marks zero, and control $S_{q_0}$. At ready checkpoint $k$, the pointer
477
+ is at $r=3+k$, all cells to its right are empty, and the work configuration
478
+ is the original one. After the first row the work head satisfies
479
+ $j'\le k+1\le r-2$. The scan marks it, reaches the pointer, changes
480
+ $P_e$ into $H_e$, writes $P_c$ in the next empty cell, and returns to
481
+ erase the mark. Both scans are finite and positive. This proves the
482
+ initialized simulation. The initial pointer tag is retained as $H_\star$
483
+ after the first cycle, so the absolute cell-three reference is permanent.
484
+
485
+ The inverse works on all allowed tapes. Into $M_c$ the tag fixes the old
486
+ instruction and move; into $R_c$ mark one distinguishes entry from a loop;
487
+ into $F_c$ the written $H_e$ identifies the old pointer $P_e$; into $L_q$
488
+ a pointer output identifies entry, including the old $F_c$, whereas a loop
489
+ writes a nonpointer; into $S_q$ only mark erasure applies. Incoming shifts
490
+ are fixed in every target control. The remaining written components retain
491
+ all unchanged symbols, proving the two properties of
492
+ Lemma~\ref{lem:bb-onecell}.
493
+
494
+ Let $m_Q$ be the number of controls, and number them bijectively by
495
+ $\iota(s)\in\{0,\ldots,m_Q-1\}$ with $\iota(S_h)=0$.
496
+ Use odd digits in base $B=2|\mathcal A|+1$ and state offsets
497
+ $o_s=3\iota(s)$. The physical
498
+ code is $(o_s+L,R,0)$. Terminal codes lie strictly in $(0,1)^2\times\{0\}$;
499
+ nonterminal first coordinates are at least three. Form the full branch
500
+ boxes by taking the product with $[-1,1]$. Their planar sides have length
501
+ at most one. Choose $H_x=3m_Q+1$ and
502
+ parking centers $\pi_i=(H_x+10+4i,0)$, all at height zero.
503
+
504
+ Here is a storage construction distinct from ordered low extraction.
505
+ Evacuate each source in three successive operations: lift its center to
506
+ height ten, translate horizontally there to $\pi_i$, and lower it to
507
+ zero. Once every box is parked, process each in four operations: deform
508
+ its planar shape at the parking center, lift it to height ten, translate
509
+ it there to its target center, and lower it into the target. This uses
510
+ $7N$ slots for $N$ branches. During deformation use the positive scale
511
+ $l=1+\theta(\lambda_i-1)$ and its reciprocal, not an exponential scale.
512
+ Both side lengths remain bounded by the maximum of their endpoint lengths,
513
+ which is at most one. The third half-width remains one.
514
+
515
+ Let $\delta$ be the minimum of one and all positive source-source and
516
+ target-target planar distances, omitting empty sets of pairs. Use cutoff
517
+ plateaus with padding $\varepsilon=\delta/8$ and support padding
518
+ $2\varepsilon$. During a lift or descent the planar projection separates
519
+ the moving box from the current sources or delivered targets. Parked
520
+ boxes lie outside their entire first-coordinate range, and parking centers
521
+ have spacing four. During a horizontal translation the box lies in
522
+ $9\le z\le11$, whereas all stationary boxes lie in $-1\le z\le1$.
523
+ These positive gaps also separate the padded supports. Lemma~\ref{lem:bb-curl}
524
+ therefore realizes every operation without disturbing a stationary box.
525
+ The full assigned affine map follows by composition.
526
+
527
+ For a branch whose target control is nonterminal, every full point has
528
+ first coordinate at least three, including the storage and transfer paths.
529
+ Load the fixed label
530
+ $(2,0,0)$ to the rational initial code by a localized straight translation.
531
+ If the code is nonterminal, the loading segment has first coordinate at
532
+ least two; if it is terminal, the endpoint is in the observation box.
533
+ At later integer samples the exact recorder code gives terminal entry,
534
+ and the preceding bounds exclude the observation at all other times of a
535
+ nonhalting run. Repeat the finite transport field and apply
536
+ Lemma~\ref{bc:analytic}. Finally the displayed comparison class implies
537
+ $u\in C H^2$, since $\|u\|_{H^2}\le C(\|u\|_2+\|\Delta u\|_2)$
538
+ by the Fourier multiplier identity; its pressure assumptions give $p\in C H^1$.
539
+ Thus the stated uniqueness follows from the common whole-space comparison,
540
+ without changing this route's original hypotheses.
541
+ \end{proof}
542
+
543
+ \subsection{Planar detours behind a vertical observation guard}
544
+ \label{bc:guarded-planar-section}
545
+
546
+
547
+ \begin{theorem}[A guarded planar observation with unrestricted pressure]
548
+ \label{bc:guarded-planar-event}
549
+ On $\R^3$, the fixed label $(-4,0,0)$ and fixed box
550
+ $(-1,2)^2\times(-1,1)$ realize halting by a compactly supported general
551
+ force with zero initial velocity and prescribed pressure and all mixed
552
+ derivatives bounded. One choice is periodic after time one. A separate
553
+ choice satisfies $\|f(t)\|_\infty=O((1+t)^{-2/3})$ and
554
+ $f\in L^2([0,\infty)\times\R^3)$.
555
+ Uniqueness holds among smooth competitors with
556
+ $u\in C([0,T];H^2)\cap C^1([0,T];L^2)$ and bounded $u,\nabla u$
557
+ on each finite interval, without any spatial integrability condition on
558
+ pressure. Pressure is unique modulo a function of time.
559
+ \end{theorem}
560
+ \begin{proof}\label{bc:guarded-planar-event-proof}
561
+ Use the frontier recorder after normalization to one halting state, and
562
+ write $\mathcal A$ for its full cell alphabet and $m_Q$ for its number
563
+ of controls. Number the controls bijectively by
564
+ $\iota(s)\in\{0,\ldots,m_Q-1\}$, giving the terminal control index zero.
565
+ Use odd base $B=2|\mathcal A|+1$ and first-coordinate offsets
566
+ $o_s=4\iota(s)$. Code the
567
+ configuration by $(o_s+L,R)$. The origin of the original tape can be
568
+ recovered from the number of history records and the frontier position,
569
+ so this head-relative coding loses no initialized information.
570
+ The full planar branches have reciprocal positive diagonal maps.
571
+
572
+ We first realize finite separately disjoint source and target rectangle
573
+ families $S_i,T_i$ with rational endpoints and positive side lengths,
574
+ equipped with assigned positive
575
+ reciprocal diagonal affine maps $F_i$ satisfying $F_i(S_i)=T_i$, by
576
+ compactly supported planar Hamiltonian motion. Write $c_i,q_i$ for the
577
+ source and target centers. With no
578
+ branches use zero. With one branch, interpolate its center directly and
579
+ use a positive linear first-coordinate scale and its reciprocal; there
580
+ are no stationary obstacles. For $N\ge2$, let $R=1+$ the largest endpoint
581
+ half-width and let $m_0>0$ be the minimum sup-norm separation within the
582
+ two center families. Put $K=1+32R/m_0$. Expand all source centers by
583
+ factors from one to $K$, leaving their shapes unchanged. Let
584
+ $M=\max_i\{|(Kc_i)_1|,|(Kq_i)_1|\}$ and choose parking centers
585
+ $P_i=(M+32Ri,0)$. Each union of expanded endpoint centers and parking
586
+ centers has separation at least $32R$.
587
+
588
+ Move expanded sources successively to their parking centers, deform them
589
+ there using the linear reciprocal scale, move them successively to the
590
+ expanded target centers, then contract those centers to their targets.
591
+ For each successive transfer put a square of sup-radius $4R$ around
592
+ every stationary center. Replace each nontrivial segment intersection
593
+ with an obstacle square by a counterclockwise path along its boundary.
594
+ The intersection points and corners are rational; the squares are disjoint,
595
+ so the resulting finite polygon stays at distance at least $4R$ from
596
+ all stationary centers. Flat schedules on its segments give smooth center
597
+ motion. The simultaneous expansion and contraction preserve a positive
598
+ coordinate gap for every pair, exactly as in the solid-box argument.
599
+ If $g_0,g_1$ are their minimum positive gaps, choose padding
600
+ $\varepsilon=\min(g_0,g_1,2R)/4$ for these phases. During individual
601
+ transfers use padding below $R$; the stationary half-widths are below $R$.
602
+ Thus all required cutoff supports avoid stationary rectangles.
603
+
604
+ For a moving center $c$ and horizontal scale $l$, the potential
605
+ \[
606
+ H=\chi\left[\dot c_x(y-c_y)-\dot c_y(x-c_x)
607
+ +\frac{\dot l}{l}(x-c_x)(y-c_y)\right]
608
+ \]
609
+ gives the required motion on the cutoff plateau. The other current
610
+ rectangles are fixed. This proves every full planar branch, including
611
+ its boundary, by induction through the operations. A one-square loading
612
+ translation with half-width $1/4$ takes $(-4,0)$ to the initial rational
613
+ code. All these supports lie in a square $[-L,L]^2$, where one can choose
614
+ $L=10+S_0+4m_Q$ with $S_0$ a finite bound for routing vertices and cutoff
615
+ widths. The same $L$ covers every input of a fixed machine, since initial
616
+ codes are uniformly bounded.
617
+
618
+ The planar detours need not avoid the horizontal observation box.
619
+ We instead make them at height three. Choose a switch $\eta$ with
620
+ collars and set
621
+ $h(s)=3\{\eta(3s)-\eta(3s-2)\}$ on a unit interval. It lifts in the
622
+ first third, stays at three in the middle, and lowers in the last third.
623
+ Choose $\Gamma$ equal to one near $[-L,L]^2\times[-1,4]$, with compact
624
+ support, and $\beta(z)$ compactly supported and equal to one near three.
625
+ For any one of the planar fields $w$, zero outside its phase interval,
626
+ put
627
+ \[
628
+ Z(s,x)=h'(s)\nabla\times(0,x_1\Gamma(x),0),\qquad
629
+ V_w(s,x)=Z(s,x)+3\beta(x_3)(w(3s-1,x_1,x_2),0).
630
+ \]
631
+ Along each tracked path the first term is exact vertical translation.
632
+ The second term acts only in the middle third, at height three, and runs
633
+ the full planar phase. It is divergence free because $w$ is planar
634
+ solenoidal and $\beta$ is independent of the planar coordinates.
635
+ Thus the trajectory lifts at its exact source, performs every detour
636
+ outside the vertical detector interval, and lowers at its exact target.
637
+ Use this construction for the loader and for each repeated phase. While
638
+ its height can lie in $(-1,1)$, a nonterminal computational particle has
639
+ first coordinate at least four; the initial loading source has first
640
+ coordinate $-4$. A terminal code lies in $(0,1)^2\times\{0\}$.
641
+ These facts prove the all-real-time observation equivalence, including
642
+ an initially terminal input.
643
+
644
+ For the comparison assertion, the constructed field has compact support
645
+ and bounded mixed derivatives, so it satisfies the reference hypotheses
646
+ of Lemma~\ref{lem:b-comparison}. The displayed competitor class is exactly
647
+ case (v) of that lemma. Its proof obtains $\nabla p\in L^2$ from the
648
+ equation and cancels the pressure term by Lemma~\ref{lem:b-gradient}; it
649
+ does not require an integrable pressure representative. Hence the velocity
650
+ is unique, and pressure is determined up to a function of time.
651
+
652
+ Finally let $U(s)$ denote the eventually periodic field just constructed
653
+ and set $\rho(t)=(1+t)^{1/3}-1$, $\widehat U=\rho' U(\rho(t))$.
654
+ The new residual is
655
+ \[
656
+ \widehat f=\rho''U+(\rho')^2\{U_s+(U\cdot\nabla)U\}
657
+ -\nu\rho'\Delta U,
658
+ \quad \rho'=\tfrac13(1+t)^{-2/3},\quad
659
+ \rho''=-\tfrac29(1+t)^{-5/3}.
660
+ \]
661
+ Uniform derivative bounds and the fixed compact support give the stated
662
+ decay and space-time $L^2$ estimate. Chain differentiation also gives all
663
+ mixed bounds. The clock is effective on $[0,\infty)$, starts at zero,
664
+ is finite at finite time and is onto; hence it preserves precisely the
665
+ same material event. The initial zero collar is preserved as well.
666
+ This slower force is an alternative to, not a periodic version of, the
667
+ first force.
668
+ \end{proof}
preprints/Incompressible-Box-Transport-and-Finite-Computation-October-6-2026/build/torus-routing.tex CHANGED
@@ -1,365 +1,365 @@
1
- \section{Torus charts and phasewise localization}\label{sec:torus-routing}
2
-
3
- The next constructions keep the whole motion inside a specified torus
4
- chart. A scaled linear interpolation preserves a convex first coordinate;
5
- an exponential interpolation in a fixed chart instead uses endpoint-width
6
- bounds. A phasewise construction then exhibits the vertical and planar
7
- potentials separately, and the final variant retains a permanent origin
8
- track. These choices give different path estimates for their observers.
9
- In every case the force is recomputed at the prescribed physical viscosity
10
- after any spatial rescaling.
11
-
12
- \subsection{Physical chart scaling and thickened torus boxes}
13
-
14
- \begin{proposition}[Linear scaling into the torus]
15
- \label{prop:bb-mid-scaled-torus}
16
- The direction recorder without its passive track has a unit-torus
17
- realization periodic after $t=1$, with fixed label $(1/8,0,0)$ and
18
- halting event $x_1\in(-1/4,0)\pmod1$. Each period acts on full
19
- solid boxes; the pressure is zero and the force has zero mean.
20
- \end{proposition}
21
- \begin{proof}\label{proof:bb-mid-scaled-torus}
22
- Use the controls of Lemma~\ref{lem:bb-direction}. Let
23
- $\Sigma=\Gamma\times(\{\bot,F\}\sqcup\mathcal R)\times\{0,1\}$
24
- be its full cell alphabet after deleting the singleton passive track.
25
- Let $S$ be the finite set of recorder controls and choose a bijection
26
- $j:S\to\{1,\ldots,|S|\}$.
27
- Use odd digits with $B=2|\Sigma|+1$, and offsets $o_s=-2j(s)$ for halting main
28
- controls and $o_s=2j(s)$ for the others. Number the resulting reciprocal branches
29
- $i=1,\ldots,N$, and write $k_i$ for branch $i$'s first-coordinate scale.
30
- Thicken each reciprocal branch by
31
- $[-1,1]$. Its horizontal family gaps are at least $B^{-2}$.
32
- Lift branch $i$ to $4i$, use the linear first scale
33
- $\kappa_i=1+\theta(k_i-1)$, and descend. Padding smaller than
34
- $(4B^2)^{-1}$ separates all phases: in the middle the half-height
35
- is one and height gaps are four; in the other phases horizontal
36
- gaps suffice. The two horizontal half-widths are at most $1/2$.
37
- Use the true-plateau cutoff of Lemma~\ref{lem:bb-curl}; it supplies
38
- at least the full-box guarantee, together with a neighborhood extension.
39
- The exact first coordinate obeys
40
- \begin{equation}\label{eq:bb-mid-scaled-convex}
41
- X_1(\tau)=(1-\theta)X_1(0)+\theta X_1(1).
42
- \end{equation}
43
-
44
- Let $V$ be the period-one extension of the unit-time field just constructed.
45
- All codes, paths and padded supports lie in $(-L,L)^3$ for
46
- $L=10+2|S|+4N$. Put $a=1/(16L)$ and define in the torus patch
47
- $(-1/2,1/2)^3$ the repeated field $U(t,x)=aV(t,x/a)$.
48
- Its support lies in $(-1/16,1/16)^3$ and its curl potential is the
49
- scaled potential $a^2A(t,x/a)$. In particular its mean is zero.
50
- The residual must be recomputed at the physical viscosity:
51
- \begin{equation}\label{eq:bb-mid-viscosity-scale}
52
- \mathcal F_\nu[U](t,x)=a\{V_t+(V\cdot\nabla)V-(\nu/a^2)\Delta V\}(t,x/a).
53
- \end{equation}
54
- This keeps the specified viscosity rather than silently rescaling it.
55
- During the first unit interval load from $(1/8,0,0)$ to the scaled
56
- initial code using a curl translation with a box of half-width $1/32$
57
- and padding $1/32$. Its support lies inside $(-1/4,1/4)^3$.
58
-
59
- For a nonhalting run both loading endpoints have positive first
60
- coordinate, and every subsequent pair of coded endpoints is positive.
61
- Equation~\eqref{eq:bb-mid-scaled-convex} preserves that sign throughout.
62
- A halting checkpoint has negative first coordinate in $(-1/16,0)$.
63
- All paths stay in the stated patch, so passage modulo one introduces
64
- no extra visit. Checkpoint times are
65
- $1+\sum_{l<n}(5+2(l-h_l))$. This proves the all-time equivalence,
66
- including initial halting; Proposition~\ref{prop:bb-realization}
67
- finishes the proof.
68
- \end{proof}
69
-
70
- \begin{proposition}[Exponential deformation in a fixed chart]
71
- \label{prop:bb-mid-direct-torus}
72
- The move-first recorder has a unit-torus realization periodic after
73
- one loading interval, with fixed label $(1/4,1/4,1/4)$ and halting
74
- event $x_1\in(2/3,5/6)\pmod1$. The repeated motion acts on thickened
75
- closed rectangles and their neighborhoods. Its mean-zero residual
76
- has the form $f_0+\nu f_1$ with coefficients independent of $\nu$.
77
- \end{proposition}
78
- \begin{proof}\label{proof:bb-mid-direct-torus}
79
- First normalize to one halting work state and use the move-first recorder
80
- of Lemma~\ref{lem:bb-movefirst}; let $\Sigma$ be its full three-track
81
- cell alphabet. Initial halting is preserved by this normalization.
82
- For $m$ controls take $\ell=1/[64(m+1)]$. Nonhalt squares have
83
- lower left corners $(1/4+2j\ell,1/4)$, $0\le j\le m-2$;
84
- the halt square has lower left corner $(3/4,1/4)$.
85
- Use odd digits and $b=2|\Sigma|+1$, with coding height $1/4$.
86
- There are $N$ reciprocal branches with gaps at least $\ell b^{-2}$.
87
- Thicken them by half-height $h_0=1/[64(N+1)]$ and choose heights
88
- $z_i=1/2+i/[4(N+1)]$. Use exponential scale $k_i^\theta$,
89
- center interpolation, and
90
- $\epsilon=\min(h_0/2,\ell/(8b^2))$.
91
- The first and last phases have horizontal gaps exceeding
92
- $2\epsilon$; middle height gaps equal $16h_0$ and exceed
93
- $2(h_0+\epsilon)$. Widths never exceed their endpoint values.
94
- A concrete plateau cutoff for a box centered at $C_i$, with
95
- half-widths $w_{ij}$, is
96
- \[
97
- \chi_i=\prod_{j=1}^3\sigma\!\left(
98
- \frac{(w_{ij}+\epsilon)^2-(x_j-C_{ij})^2}
99
- {(w_{ij}+\epsilon)^2-(w_{ij}+\epsilon/2)^2}\right).
100
- \]
101
- Use its product with
102
- $\tfrac12\dot C_i\times(x-C_i)+(0,0,(\dot a_i/a_i)(x_1-C_{i1})(x_2-C_{i2}))$,
103
- where $a_i=k_i^\theta$. Its curl gives the exact affine motion on
104
- an open neighborhood of each box. All supports remain inside the
105
- unit cube.
106
-
107
- Load the initial rational code along its segment from the fixed
108
- label, using a radial cutoff of radius $1/32$ and a flat switch
109
- $\sigma(4t-1)$. Then repeat the unit motion, with phase switches
110
- $\sigma(8\tau-1),\sigma(8\tau-3),\sigma(8\tau-5)$.
111
- These choices give spatial zero collars of width $1/8$ and temporal
112
- zero collars of width $1/16$ at nonnegative integer joins, including
113
- loading. The force follows from
114
- $f_0=U_t+(U\cdot\nabla)U$, $f_1=-\Delta U$.
115
-
116
- Nonhalt centers have first coordinate at most $1/4+1/32$ and
117
- half-width at most $\ell/2$, hence their entire trajectories satisfy
118
- $x_1\le1/4+1/32+\ell/2<2/3$. This is a width bound, not a convexity
119
- claim for exponential scaling. Loading also avoids the slab for a
120
- nonhalting input. Halt codes enter it at a finite integer sample,
121
- including time one for an initial halt. The record block length and
122
- the known frontier site $n+2$ recover absolute head position at each
123
- work checkpoint. All force and uniqueness assertions now follow
124
- from Proposition~\ref{prop:bb-realization}.
125
- \end{proof}
126
-
127
- \subsection{Thin-sheet curls and a slab observer}
128
- \label{ba:thin-sheet}
129
-
130
- The next realization stays directly inside the unit cube. It uses a
131
- vertical translation potential in the first and last phases and a planar
132
- Hamiltonian potential in the middle. Because its observer ignores
133
- height, the proof must keep the first coordinate safe throughout all
134
- three phases.
135
-
136
- \begin{theorem}[A direct unit-cube implementation]
137
- \label{ba:thin-sheet-torus}
138
- At each fixed positive computable viscosity, every machine and finite
139
- input has an effective smooth mean-zero force on the unit flat
140
- three-torus, with bounded mixed derivatives and period one for $t\ge1$,
141
- whose smooth zero-data solution satisfies
142
- \[
143
- \exists t\ge0:\ X(t;(1/4,1/4,1/4))\in
144
- (2/3,5/6)\times\mathbb T^2
145
- \quad\Longleftrightarrow\quad\text{the machine halts}.
146
- \]
147
- The normalized pressure is zero and the solution is unique in the
148
- classical torus comparison class of Section~\ref{sec:model}.
149
- \end{theorem}
150
-
151
- \begin{proof}\label{ba:thin-sheet-torus-proof}
152
- For the cutoffs in this proof, recall
153
- \[
154
- E(r)=\begin{cases}e^{-1/r},&r>0,\\0,&r\le0,\end{cases}
155
- \qquad \Theta(r)=\frac{E(r)}{E(r)+E(1-r)}.
156
- \]
157
- Use the single-halt normalization and the seven-row recorder in
158
- Lemma~\ref{lem:bb-movefirst}, with frontier initially at two and all marks
159
- initially zero. In the present notation its controls are
160
- $S_q,U_r,W_r,C_q,D_q$ (ready, work-move completed, right scan,
161
- frontier extension, left scan), and its full symbols are $(a,g,m)$
162
- with history $g\in\{E,F\}\sqcup\{\widehat r\}$.
163
- The first row writes and moves, the second marks and starts the scan,
164
- and the last clears the mark and stays. These are exactly the seven
165
- rows already proved, after renaming. Thus the new work head $j'$ is
166
- less than $n+2$, a work step takes $2(n+2-j')+4$ local steps, and
167
- both full-domain incoming properties hold.
168
-
169
- Let $M$ count the partial controls, let $H=S_h$, and put
170
- \[
171
- \ell=\frac1{100(M+1)},\qquad o_H=(3/4,1/2),\qquad
172
- o_{s_i}=(1/4+2i\ell,1/2)\quad(0\le i<M-1),\qquad z_*=1/4.
173
- \]
174
- In the state frames $o_s+\ell[0,1]^2$, use odd digits in base
175
- $B=2|\Sigma|+1$ for the full alphabet $\Sigma$. The minimal
176
- left-split subdivision in Lemma~\ref{ba:rectangles} gives separately
177
- separated rectangles $E_i^-,E_i^+$, centers $c_i^-,c_i^+$, and maps
178
- \[
179
- y\longmapsto c_i^+
180
- +\operatorname{diag}(a_i,a_i^{-1})(y-c_i^-),
181
- \qquad a_i\in\{B^{-1},1,B\}.
182
- \]
183
- The common frame scale leaves these linear parts unchanged; all
184
- rectangle side lengths are at most $\ell$.
185
-
186
- For $N$ branches set $z_i=1/2+i/(4(N+1))$, $1\le i\le N$.
187
- Let $\delta$ be one tenth of the minimum of $1/100$, all pairwise
188
- source gaps, all pairwise target gaps and all $|z_i-z_j|$; omit empty
189
- pair lists. For a box $D=\prod_j[l_j,r_j]$, allowing zero widths,
190
- define
191
- \[
192
- \chi_D^\delta(x)=\prod_{j=1}^3
193
- \Theta\!\left(2(x_j-l_j+\delta)/\delta\right)
194
- \Theta\!\left(2(r_j+\delta-x_j)/\delta\right).
195
- \]
196
- It equals one on the $\delta/2$ padding and is supported in the
197
- $\delta$ padding. Put $\theta(s)=\Theta(3s-1)$.
198
- On the first third of a unit step use
199
- \[
200
- z_i(s)=z_*+(z_i-z_*)\theta(3s),\qquad
201
- D_i(s)=E_i^-\times\{z_i(s)\},\qquad
202
- P_i=\chi_{D_i(s)}^\delta(0,\dot z_i(s)x_1,0).
203
- \]
204
- Its curl on the plateau is $(0,0,\dot z_i)$; source gaps separate
205
- these supports. Hence every point of the whole source plate lifts
206
- with planar coordinates unchanged.
207
-
208
- On the middle third set
209
- \[
210
- \eta=\theta(3s-1),\quad c_i=(1-\eta)c_i^-+\eta c_i^+,
211
- \quad\mu_i=1-\eta+\eta a_i,
212
- \]
213
- \[
214
- D_i(s)=
215
- \big[c_i+\operatorname{diag}(\mu_i,\mu_i^{-1})(E_i^--c_i^-)\big]
216
- \times\{z_i\}.
217
- \]
218
- With $\gamma_i=\dot\mu_i/\mu_i$, use
219
- \[
220
- P_i=\chi_{D_i(s)}^\delta(0,0,\Psi_i),\qquad
221
- \Psi_i=\dot c_{i1}(x_2-c_{i2})-\dot c_{i2}(x_1-c_{i1})
222
- +\gamma_i(x_1-c_{i1})(x_2-c_{i2}).
223
- \]
224
- Its plateau curl is
225
- $(\dot c_{i1}+\gamma_i(x_1-c_{i1}),
226
- \dot c_{i2}-\gamma_i(x_2-c_{i2}),0)$,
227
- which is precisely the reciprocal-scale affine velocity. The distinct
228
- heights separate the supports during this phase. In the last third use
229
- the vertical potential again, with $E_i^+$ and
230
- $z_i(s)=z_i+(z_*-z_i)\theta(3s-2)$; target gaps separate the descents.
231
- Summing the curls gives the required field in each phase, with zero
232
- collars at every join.
233
-
234
- All supports lie strictly inside the unit cube: horizontal centers lie
235
- in $[1/4,3/4+\ell]\times[1/2,1/2+\ell]$, half-widths are at most
236
- $\ell/2$, heights lie between $1/4$ and $3/4$, and
237
- $\delta\le10^{-3}$. Thus the field extends smoothly and with zero
238
- mean to the torus. The construction acts on neighborhoods, not only
239
- plates. An initial perturbation of max norm less than $\delta/(4B)$
240
- stays within $\delta/4$ of its affine plate path: vertical phases
241
- preserve the perturbation, and both horizontal scale factors are at
242
- most $B$. It remains on the plateau, so uniqueness of the smooth ODE
243
- gives that same affine continuation throughout.
244
-
245
- Write the rational initial code as $(b,z_*)$. During one unit of time
246
- load the fixed particle using
247
- \[
248
- c_0(t)=(1-\theta(t))(1/4,1/4)+\theta(t)b
249
- \]
250
- and the curl of
251
- \[
252
- \chi_{\{(c_0(t),z_*)\}}^{1/100}
253
- (0,0,\dot c_{01}(x_2-c_{02})-\dot c_{02}(x_1-c_{01})).
254
- \]
255
- This has plateau velocity $(\dot c_0,0)$, support inside the cube,
256
- and zero endpoint collars. Repeat the step field thereafter and define
257
- its residual force at $\nu$. The finite compact phase formulas give
258
- effective mixed-derivative bounds; the only scale denominators satisfy
259
- $\mu_i\ge\min(1,a_i)>0$. Curls have zero mean, and incompressibility
260
- gives zero mean for the residual. Lemma~\ref{ba:realization} supplies
261
- the unique zero-data PDE solution and its global trajectories.
262
-
263
- At times $1+k$, induction through the full branch maps gives the exact
264
- local code through the first halt, or for all $k$ in the nonhalting
265
- case. A halt code has first coordinate in
266
- $[3/4,3/4+\ell]\subset(2/3,5/6)$, including a code reached solely by
267
- loading an initially halted machine. For a nonhalting input the loader
268
- stays below $1/2$ in first coordinate. Lift and descent retain the
269
- nonhalting planar endpoint codes. In the middle phase the centers are
270
- convex combinations of nonhalting centers and the first half-width is
271
- at most $\ell/2$, so
272
- \[
273
- X_1\le1/4+2M\ell+\ell/2<1/2.
274
- \]
275
- This excludes the height-independent observer at every intermediate
276
- time. Only the loader depends on the input; the repeated field depends
277
- on the finite machine table.
278
- \end{proof}
279
-
280
-
281
- \subsection{A permanent origin marker and moving cutoff neighborhoods}
282
- \label{bc:height-separated-section}
283
- \begin{theorem}[A height-separated mechanism with an origin track]
284
- \label{bc:height-separated-event}
285
- On the unit torus, the fixed label $(1/8,3/8,1/4)$ and strip
286
- $2/3<x_1<7/8$ realize halting by a smooth mean-zero general force,
287
- periodic after time one, with zero initial velocity and pressure and bounded
288
- mixed derivatives. A permanent tape track identifies the original absolute
289
- origin. For a fixed machine the repeated field is independent of the input.
290
- \end{theorem}
291
- \begin{proof}\label{bc:height-separated-event-proof}
292
- Normalize the work machine to one halting state as in
293
- Section~\ref{sec:bb-frontiers}, preserving initial halting.
294
- Use four tracks: work, head mark, history, and an origin bit. The history
295
- is empty except for a frontier at cell two; the origin bit is one only
296
- at absolute cell zero. In a ready control $S_q$, the head mark is one
297
- at the work head. At intermediate controls use the seven-row recorder
298
- unchanged, with the origin track copied in every row. The first row now
299
- requires ready mark one and writes mark zero at the old head before the
300
- work move. The final return row leaves mark one when entering $S_q$.
301
- These are the only two changes to the seven rows.
302
-
303
- For precision, this table is the conjugate of the frontier table on its
304
- full configuration domain by the following involution: toggle the mark
305
- at the current head exactly when the control is ready, and leave it
306
- unchanged at every other control. Also take the direct product with the
307
- passive origin track. This is a bijection of all configurations, not merely
308
- of initialized ones. It proves the full-domain inverse. The incoming-rule
309
- properties also persist: into the work-tag control the first-row output
310
- mark is zero; into the right scan the marking row and its loop still write
311
- one and zero; into the return scan frontier and nonfrontier outputs remain
312
- distinct; into the ready control only the last row applies. The initial
313
- configuration is the conjugate of the frontier initialization. Consequently
314
- its cycle length is $2(2+n-h')+4$, its absolute frontier is $2+n$, and
315
- its origin bit remains fixed at the absolute origin. This verifies the
316
- distinct initialization without another appeal to an existential compiler.
317
-
318
- Denote the resulting full four-track alphabet by $\mathcal A$, and let
319
- $K=2|\mathcal A|+1$ be its odd-digit radix.
320
- For $m$ controls take state-square side $r=1/[16(m+1)]$, with nonterminal
321
- lower corners $(1/8+2(i-1)r,1/8)$ and terminal lower corner $(3/4,1/8)$.
322
- Their common coding height is $z_0=1/4$. Lemma~\ref{lem:bb-onecell} supplies
323
- separated full planar rectangles; let $N$ be the number of branches.
324
- Give branch $i$ height
325
- $h_i=1/2+i/[4(N+1)]$. During a first phase lift its center from $z_0$
326
- to $h_i$, keeping its planar shape; during a middle phase interpolate
327
- its planar center, with width
328
- $w_i=(1-\mu)w_i^-+\mu w_i^+$ and height
329
- $v_i=w_i^-v_i^-/w_i$; during a final phase lower it to $z_0$.
330
- The planar first coordinate is again an endpoint convex combination.
331
- Choose a fixed positive padding less than one tenth of all source and
332
- target gaps, all chart-face margins and all height separations. The
333
- moving padded rectangles are disjoint at every phase. During the middle
334
- phase this follows from the different heights; during the first and last
335
- phases it follows from endpoint planar separation.
336
-
337
- Here is a direct potential for these moving neighborhoods. With moving
338
- center $c=(c_x,c_y,c_z)$ and $\lambda=\dot w/w=-\dot v/v$, set
339
- \[
340
- A=(0,\dot c_z(x-c_x),
341
- \dot c_x(y-c_y)-\dot c_y(x-c_x)
342
- +\lambda(x-c_x)(y-c_y)).
343
- \]
344
- Its curl on the plateau is
345
- $(\dot c_x+\lambda(x-c_x),\dot c_y-\lambda(y-c_y),\dot c_z)$.
346
- Multiply it by a cutoff supported in the moving padded neighborhood and
347
- sum the curls. All supports remain in the open cube. The displayed
348
- center-and-shape paths solve this field on the full planar rectangles;
349
- uniqueness proves their exact endpoint maps. The positive padding and
350
- bounded planar scales also give a uniform initial neighborhood that stays
351
- on every plateau, by the perturbation argument of Lemma~\ref{lem:bb-curl}.
352
- Each component of the total
353
- field has zero mean after periodization, since the entire field is a curl.
354
-
355
- For initialization, choose equal small squares about the fixed label and
356
- the rational input code at height $z_0$, with half-side less than one
357
- quarter of their minimum chart-face margin. Move one to the other by the
358
- same localized potential for translation during $[0,1]$. A nonterminal
359
- loading first coordinate lies between $1/8$ and $1/4$, and every subsequent
360
- nonterminal phase lies below $1/4$. A terminal endpoint lies in the detector.
361
- The initialized symbolic equivalence, including initial halting, therefore
362
- holds at all real times. Repeating the finite middle mechanism and applying
363
- Lemma~\ref{bc:analytic} gives the asserted force and comparison properties.
364
- Only the loading translation and its input code depend on the finite word.
365
- \end{proof}
 
1
+ \section{Torus charts and phasewise localization}\label{sec:torus-routing}
2
+
3
+ The next constructions keep the whole motion inside a specified torus
4
+ chart. A scaled linear interpolation preserves a convex first coordinate;
5
+ an exponential interpolation in a fixed chart instead uses endpoint-width
6
+ bounds. A phasewise construction then exhibits the vertical and planar
7
+ potentials separately, and the final variant retains a permanent origin
8
+ track. These choices give different path estimates for their observers.
9
+ In every case the force is recomputed at the prescribed physical viscosity
10
+ after any spatial rescaling.
11
+
12
+ \subsection{Physical chart scaling and thickened torus boxes}
13
+
14
+ \begin{proposition}[Linear scaling into the torus]
15
+ \label{prop:bb-mid-scaled-torus}
16
+ The direction recorder without its passive track has a unit-torus
17
+ realization periodic after $t=1$, with fixed label $(1/8,0,0)$ and
18
+ halting event $x_1\in(-1/4,0)\pmod1$. Each period acts on full
19
+ solid boxes; the pressure is zero and the force has zero mean.
20
+ \end{proposition}
21
+ \begin{proof}\label{proof:bb-mid-scaled-torus}
22
+ Use the controls of Lemma~\ref{lem:bb-direction}. Let
23
+ $\Sigma=\Gamma\times(\{\bot,F\}\sqcup\mathcal R)\times\{0,1\}$
24
+ be its full cell alphabet after deleting the singleton passive track.
25
+ Let $S$ be the finite set of recorder controls and choose a bijection
26
+ $j:S\to\{1,\ldots,|S|\}$.
27
+ Use odd digits with $B=2|\Sigma|+1$, and offsets $o_s=-2j(s)$ for halting main
28
+ controls and $o_s=2j(s)$ for the others. Number the resulting reciprocal branches
29
+ $i=1,\ldots,N$, and write $k_i$ for branch $i$'s first-coordinate scale.
30
+ Thicken each reciprocal branch by
31
+ $[-1,1]$. Its horizontal family gaps are at least $B^{-2}$.
32
+ Lift branch $i$ to $4i$, use the linear first scale
33
+ $\kappa_i=1+\theta(k_i-1)$, and descend. Padding smaller than
34
+ $(4B^2)^{-1}$ separates all phases: in the middle the half-height
35
+ is one and height gaps are four; in the other phases horizontal
36
+ gaps suffice. The two horizontal half-widths are at most $1/2$.
37
+ Use the true-plateau cutoff of Lemma~\ref{lem:bb-curl}; it supplies
38
+ at least the full-box guarantee, together with a neighborhood extension.
39
+ The exact first coordinate obeys
40
+ \begin{equation}\label{eq:bb-mid-scaled-convex}
41
+ X_1(\tau)=(1-\theta)X_1(0)+\theta X_1(1).
42
+ \end{equation}
43
+
44
+ Let $V$ be the period-one extension of the unit-time field just constructed.
45
+ All codes, paths and padded supports lie in $(-L,L)^3$ for
46
+ $L=10+2|S|+4N$. Put $a=1/(16L)$ and define in the torus patch
47
+ $(-1/2,1/2)^3$ the repeated field $U(t,x)=aV(t,x/a)$.
48
+ Its support lies in $(-1/16,1/16)^3$ and its curl potential is the
49
+ scaled potential $a^2A(t,x/a)$. In particular its mean is zero.
50
+ The residual must be recomputed at the physical viscosity:
51
+ \begin{equation}\label{eq:bb-mid-viscosity-scale}
52
+ \mathcal F_\nu[U](t,x)=a\{V_t+(V\cdot\nabla)V-(\nu/a^2)\Delta V\}(t,x/a).
53
+ \end{equation}
54
+ This keeps the specified viscosity rather than silently rescaling it.
55
+ During the first unit interval load from $(1/8,0,0)$ to the scaled
56
+ initial code using a curl translation with a box of half-width $1/32$
57
+ and padding $1/32$. Its support lies inside $(-1/4,1/4)^3$.
58
+
59
+ For a nonhalting run both loading endpoints have positive first
60
+ coordinate, and every subsequent pair of coded endpoints is positive.
61
+ Equation~\eqref{eq:bb-mid-scaled-convex} preserves that sign throughout.
62
+ A halting checkpoint has negative first coordinate in $(-1/16,0)$.
63
+ All paths stay in the stated patch, so passage modulo one introduces
64
+ no extra visit. Checkpoint times are
65
+ $1+\sum_{l<n}(5+2(l-h_l))$. This proves the all-time equivalence,
66
+ including initial halting; Proposition~\ref{prop:bb-realization}
67
+ finishes the proof.
68
+ \end{proof}
69
+
70
+ \begin{proposition}[Exponential deformation in a fixed chart]
71
+ \label{prop:bb-mid-direct-torus}
72
+ The move-first recorder has a unit-torus realization periodic after
73
+ one loading interval, with fixed label $(1/4,1/4,1/4)$ and halting
74
+ event $x_1\in(2/3,5/6)\pmod1$. The repeated motion acts on thickened
75
+ closed rectangles and their neighborhoods. Its mean-zero residual
76
+ has the form $f_0+\nu f_1$ with coefficients independent of $\nu$.
77
+ \end{proposition}
78
+ \begin{proof}\label{proof:bb-mid-direct-torus}
79
+ First normalize to one halting work state and use the move-first recorder
80
+ of Lemma~\ref{lem:bb-movefirst}; let $\Sigma$ be its full three-track
81
+ cell alphabet. Initial halting is preserved by this normalization.
82
+ For $m$ controls take $\ell=1/[64(m+1)]$. Nonhalt squares have
83
+ lower left corners $(1/4+2j\ell,1/4)$, $0\le j\le m-2$;
84
+ the halt square has lower left corner $(3/4,1/4)$.
85
+ Use odd digits and $b=2|\Sigma|+1$, with coding height $1/4$.
86
+ There are $N$ reciprocal branches with gaps at least $\ell b^{-2}$.
87
+ Thicken them by half-height $h_0=1/[64(N+1)]$ and choose heights
88
+ $z_i=1/2+i/[4(N+1)]$. Use exponential scale $k_i^\theta$,
89
+ center interpolation, and
90
+ $\epsilon=\min(h_0/2,\ell/(8b^2))$.
91
+ The first and last phases have horizontal gaps exceeding
92
+ $2\epsilon$; middle height gaps equal $16h_0$ and exceed
93
+ $2(h_0+\epsilon)$. Widths never exceed their endpoint values.
94
+ A concrete plateau cutoff for a box centered at $C_i$, with
95
+ half-widths $w_{ij}$, is
96
+ \[
97
+ \chi_i=\prod_{j=1}^3\sigma\!\left(
98
+ \frac{(w_{ij}+\epsilon)^2-(x_j-C_{ij})^2}
99
+ {(w_{ij}+\epsilon)^2-(w_{ij}+\epsilon/2)^2}\right).
100
+ \]
101
+ Use its product with
102
+ $\tfrac12\dot C_i\times(x-C_i)+(0,0,(\dot a_i/a_i)(x_1-C_{i1})(x_2-C_{i2}))$,
103
+ where $a_i=k_i^\theta$. Its curl gives the exact affine motion on
104
+ an open neighborhood of each box. All supports remain inside the
105
+ unit cube.
106
+
107
+ Load the initial rational code along its segment from the fixed
108
+ label, using a radial cutoff of radius $1/32$ and a flat switch
109
+ $\sigma(4t-1)$. Then repeat the unit motion, with phase switches
110
+ $\sigma(8\tau-1),\sigma(8\tau-3),\sigma(8\tau-5)$.
111
+ These choices give spatial zero collars of width $1/8$ and temporal
112
+ zero collars of width $1/16$ at nonnegative integer joins, including
113
+ loading. The force follows from
114
+ $f_0=U_t+(U\cdot\nabla)U$, $f_1=-\Delta U$.
115
+
116
+ Nonhalt centers have first coordinate at most $1/4+1/32$ and
117
+ half-width at most $\ell/2$, hence their entire trajectories satisfy
118
+ $x_1\le1/4+1/32+\ell/2<2/3$. This is a width bound, not a convexity
119
+ claim for exponential scaling. Loading also avoids the slab for a
120
+ nonhalting input. Halt codes enter it at a finite integer sample,
121
+ including time one for an initial halt. The record block length and
122
+ the known frontier site $n+2$ recover absolute head position at each
123
+ work checkpoint. All force and uniqueness assertions now follow
124
+ from Proposition~\ref{prop:bb-realization}.
125
+ \end{proof}
126
+
127
+ \subsection{Thin-sheet curls and a slab observer}
128
+ \label{ba:thin-sheet}
129
+
130
+ The next realization stays directly inside the unit cube. It uses a
131
+ vertical translation potential in the first and last phases and a planar
132
+ Hamiltonian potential in the middle. Because its observer ignores
133
+ height, the proof must keep the first coordinate safe throughout all
134
+ three phases.
135
+
136
+ \begin{theorem}[A direct unit-cube implementation]
137
+ \label{ba:thin-sheet-torus}
138
+ At each fixed positive computable viscosity, every machine and finite
139
+ input has an effective smooth mean-zero force on the unit flat
140
+ three-torus, with bounded mixed derivatives and period one for $t\ge1$,
141
+ whose smooth zero-data solution satisfies
142
+ \[
143
+ \exists t\ge0:\ X(t;(1/4,1/4,1/4))\in
144
+ (2/3,5/6)\times\mathbb T^2
145
+ \quad\Longleftrightarrow\quad\text{the machine halts}.
146
+ \]
147
+ The normalized pressure is zero and the solution is unique in the
148
+ classical torus comparison class of Section~\ref{sec:model}.
149
+ \end{theorem}
150
+
151
+ \begin{proof}\label{ba:thin-sheet-torus-proof}
152
+ For the cutoffs in this proof, recall
153
+ \[
154
+ E(r)=\begin{cases}e^{-1/r},&r>0,\\0,&r\le0,\end{cases}
155
+ \qquad \Theta(r)=\frac{E(r)}{E(r)+E(1-r)}.
156
+ \]
157
+ Use the single-halt normalization and the seven-row recorder in
158
+ Lemma~\ref{lem:bb-movefirst}, with frontier initially at two and all marks
159
+ initially zero. In the present notation its controls are
160
+ $S_q,U_r,W_r,C_q,D_q$ (ready, work-move completed, right scan,
161
+ frontier extension, left scan), and its full symbols are $(a,g,m)$
162
+ with history $g\in\{E,F\}\sqcup\{\widehat r\}$.
163
+ The first row writes and moves, the second marks and starts the scan,
164
+ and the last clears the mark and stays. These are exactly the seven
165
+ rows already proved, after renaming. Thus the new work head $j'$ is
166
+ less than $n+2$, a work step takes $2(n+2-j')+4$ local steps, and
167
+ both full-domain incoming properties hold.
168
+
169
+ Let $M$ count the partial controls, let $H=S_h$, and put
170
+ \[
171
+ \ell=\frac1{100(M+1)},\qquad o_H=(3/4,1/2),\qquad
172
+ o_{s_i}=(1/4+2i\ell,1/2)\quad(0\le i<M-1),\qquad z_*=1/4.
173
+ \]
174
+ In the state frames $o_s+\ell[0,1]^2$, use odd digits in base
175
+ $B=2|\Sigma|+1$ for the full alphabet $\Sigma$. The minimal
176
+ left-split subdivision in Lemma~\ref{ba:rectangles} gives separately
177
+ separated rectangles $E_i^-,E_i^+$, centers $c_i^-,c_i^+$, and maps
178
+ \[
179
+ y\longmapsto c_i^+
180
+ +\operatorname{diag}(a_i,a_i^{-1})(y-c_i^-),
181
+ \qquad a_i\in\{B^{-1},1,B\}.
182
+ \]
183
+ The common frame scale leaves these linear parts unchanged; all
184
+ rectangle side lengths are at most $\ell$.
185
+
186
+ For $N$ branches set $z_i=1/2+i/(4(N+1))$, $1\le i\le N$.
187
+ Let $\delta$ be one tenth of the minimum of $1/100$, all pairwise
188
+ source gaps, all pairwise target gaps and all $|z_i-z_j|$; omit empty
189
+ pair lists. For a box $D=\prod_j[l_j,r_j]$, allowing zero widths,
190
+ define
191
+ \[
192
+ \chi_D^\delta(x)=\prod_{j=1}^3
193
+ \Theta\!\left(2(x_j-l_j+\delta)/\delta\right)
194
+ \Theta\!\left(2(r_j+\delta-x_j)/\delta\right).
195
+ \]
196
+ It equals one on the $\delta/2$ padding and is supported in the
197
+ $\delta$ padding. Put $\theta(s)=\Theta(3s-1)$.
198
+ On the first third of a unit step use
199
+ \[
200
+ z_i(s)=z_*+(z_i-z_*)\theta(3s),\qquad
201
+ D_i(s)=E_i^-\times\{z_i(s)\},\qquad
202
+ P_i=\chi_{D_i(s)}^\delta(0,\dot z_i(s)x_1,0).
203
+ \]
204
+ Its curl on the plateau is $(0,0,\dot z_i)$; source gaps separate
205
+ these supports. Hence every point of the whole source plate lifts
206
+ with planar coordinates unchanged.
207
+
208
+ On the middle third set
209
+ \[
210
+ \eta=\theta(3s-1),\quad c_i=(1-\eta)c_i^-+\eta c_i^+,
211
+ \quad\mu_i=1-\eta+\eta a_i,
212
+ \]
213
+ \[
214
+ D_i(s)=
215
+ \big[c_i+\operatorname{diag}(\mu_i,\mu_i^{-1})(E_i^--c_i^-)\big]
216
+ \times\{z_i\}.
217
+ \]
218
+ With $\gamma_i=\dot\mu_i/\mu_i$, use
219
+ \[
220
+ P_i=\chi_{D_i(s)}^\delta(0,0,\Psi_i),\qquad
221
+ \Psi_i=\dot c_{i1}(x_2-c_{i2})-\dot c_{i2}(x_1-c_{i1})
222
+ +\gamma_i(x_1-c_{i1})(x_2-c_{i2}).
223
+ \]
224
+ Its plateau curl is
225
+ $(\dot c_{i1}+\gamma_i(x_1-c_{i1}),
226
+ \dot c_{i2}-\gamma_i(x_2-c_{i2}),0)$,
227
+ which is precisely the reciprocal-scale affine velocity. The distinct
228
+ heights separate the supports during this phase. In the last third use
229
+ the vertical potential again, with $E_i^+$ and
230
+ $z_i(s)=z_i+(z_*-z_i)\theta(3s-2)$; target gaps separate the descents.
231
+ Summing the curls gives the required field in each phase, with zero
232
+ collars at every join.
233
+
234
+ All supports lie strictly inside the unit cube: horizontal centers lie
235
+ in $[1/4,3/4+\ell]\times[1/2,1/2+\ell]$, half-widths are at most
236
+ $\ell/2$, heights lie between $1/4$ and $3/4$, and
237
+ $\delta\le10^{-3}$. Thus the field extends smoothly and with zero
238
+ mean to the torus. The construction acts on neighborhoods, not only
239
+ plates. An initial perturbation of max norm less than $\delta/(4B)$
240
+ stays within $\delta/4$ of its affine plate path: vertical phases
241
+ preserve the perturbation, and both horizontal scale factors are at
242
+ most $B$. It remains on the plateau, so uniqueness of the smooth ODE
243
+ gives that same affine continuation throughout.
244
+
245
+ Write the rational initial code as $(b,z_*)$. During one unit of time
246
+ load the fixed particle using
247
+ \[
248
+ c_0(t)=(1-\theta(t))(1/4,1/4)+\theta(t)b
249
+ \]
250
+ and the curl of
251
+ \[
252
+ \chi_{\{(c_0(t),z_*)\}}^{1/100}
253
+ (0,0,\dot c_{01}(x_2-c_{02})-\dot c_{02}(x_1-c_{01})).
254
+ \]
255
+ This has plateau velocity $(\dot c_0,0)$, support inside the cube,
256
+ and zero endpoint collars. Repeat the step field thereafter and define
257
+ its residual force at $\nu$. The finite compact phase formulas give
258
+ effective mixed-derivative bounds; the only scale denominators satisfy
259
+ $\mu_i\ge\min(1,a_i)>0$. Curls have zero mean, and incompressibility
260
+ gives zero mean for the residual. Lemma~\ref{ba:realization} supplies
261
+ the unique zero-data PDE solution and its global trajectories.
262
+
263
+ At times $1+k$, induction through the full branch maps gives the exact
264
+ local code through the first halt, or for all $k$ in the nonhalting
265
+ case. A halt code has first coordinate in
266
+ $[3/4,3/4+\ell]\subset(2/3,5/6)$, including a code reached solely by
267
+ loading an initially halted machine. For a nonhalting input the loader
268
+ stays below $1/2$ in first coordinate. Lift and descent retain the
269
+ nonhalting planar endpoint codes. In the middle phase the centers are
270
+ convex combinations of nonhalting centers and the first half-width is
271
+ at most $\ell/2$, so
272
+ \[
273
+ X_1\le1/4+2M\ell+\ell/2<1/2.
274
+ \]
275
+ This excludes the height-independent observer at every intermediate
276
+ time. Only the loader depends on the input; the repeated field depends
277
+ on the finite machine table.
278
+ \end{proof}
279
+
280
+
281
+ \subsection{A permanent origin marker and moving cutoff neighborhoods}
282
+ \label{bc:height-separated-section}
283
+ \begin{theorem}[A height-separated mechanism with an origin track]
284
+ \label{bc:height-separated-event}
285
+ On the unit torus, the fixed label $(1/8,3/8,1/4)$ and strip
286
+ $2/3<x_1<7/8$ realize halting by a smooth mean-zero general force,
287
+ periodic after time one, with zero initial velocity and pressure and bounded
288
+ mixed derivatives. A permanent tape track identifies the original absolute
289
+ origin. For a fixed machine the repeated field is independent of the input.
290
+ \end{theorem}
291
+ \begin{proof}\label{bc:height-separated-event-proof}
292
+ Normalize the work machine to one halting state as in
293
+ Section~\ref{sec:bb-frontiers}, preserving initial halting.
294
+ Use four tracks: work, head mark, history, and an origin bit. The history
295
+ is empty except for a frontier at cell two; the origin bit is one only
296
+ at absolute cell zero. In a ready control $S_q$, the head mark is one
297
+ at the work head. At intermediate controls use the seven-row recorder
298
+ unchanged, with the origin track copied in every row. The first row now
299
+ requires ready mark one and writes mark zero at the old head before the
300
+ work move. The final return row leaves mark one when entering $S_q$.
301
+ These are the only two changes to the seven rows.
302
+
303
+ For precision, this table is the conjugate of the frontier table on its
304
+ full configuration domain by the following involution: toggle the mark
305
+ at the current head exactly when the control is ready, and leave it
306
+ unchanged at every other control. Also take the direct product with the
307
+ passive origin track. This is a bijection of all configurations, not merely
308
+ of initialized ones. It proves the full-domain inverse. The incoming-rule
309
+ properties also persist: into the work-tag control the first-row output
310
+ mark is zero; into the right scan the marking row and its loop still write
311
+ one and zero; into the return scan frontier and nonfrontier outputs remain
312
+ distinct; into the ready control only the last row applies. The initial
313
+ configuration is the conjugate of the frontier initialization. Consequently
314
+ its cycle length is $2(2+n-h')+4$, its absolute frontier is $2+n$, and
315
+ its origin bit remains fixed at the absolute origin. This verifies the
316
+ distinct initialization without another appeal to an existential compiler.
317
+
318
+ Denote the resulting full four-track alphabet by $\mathcal A$, and let
319
+ $K=2|\mathcal A|+1$ be its odd-digit radix.
320
+ For $m$ controls take state-square side $r=1/[16(m+1)]$, with nonterminal
321
+ lower corners $(1/8+2(i-1)r,1/8)$ and terminal lower corner $(3/4,1/8)$.
322
+ Their common coding height is $z_0=1/4$. Lemma~\ref{lem:bb-onecell} supplies
323
+ separated full planar rectangles; let $N$ be the number of branches.
324
+ Give branch $i$ height
325
+ $h_i=1/2+i/[4(N+1)]$. During a first phase lift its center from $z_0$
326
+ to $h_i$, keeping its planar shape; during a middle phase interpolate
327
+ its planar center, with width
328
+ $w_i=(1-\mu)w_i^-+\mu w_i^+$ and height
329
+ $v_i=w_i^-v_i^-/w_i$; during a final phase lower it to $z_0$.
330
+ The planar first coordinate is again an endpoint convex combination.
331
+ Choose a fixed positive padding less than one tenth of all source and
332
+ target gaps, all chart-face margins and all height separations. The
333
+ moving padded rectangles are disjoint at every phase. During the middle
334
+ phase this follows from the different heights; during the first and last
335
+ phases it follows from endpoint planar separation.
336
+
337
+ Here is a direct potential for these moving neighborhoods. With moving
338
+ center $c=(c_x,c_y,c_z)$ and $\lambda=\dot w/w=-\dot v/v$, set
339
+ \[
340
+ A=(0,\dot c_z(x-c_x),
341
+ \dot c_x(y-c_y)-\dot c_y(x-c_x)
342
+ +\lambda(x-c_x)(y-c_y)).
343
+ \]
344
+ Its curl on the plateau is
345
+ $(\dot c_x+\lambda(x-c_x),\dot c_y-\lambda(y-c_y),\dot c_z)$.
346
+ Multiply it by a cutoff supported in the moving padded neighborhood and
347
+ sum the curls. All supports remain in the open cube. The displayed
348
+ center-and-shape paths solve this field on the full planar rectangles;
349
+ uniqueness proves their exact endpoint maps. The positive padding and
350
+ bounded planar scales also give a uniform initial neighborhood that stays
351
+ on every plateau, by the perturbation argument of Lemma~\ref{lem:bb-curl}.
352
+ Each component of the total
353
+ field has zero mean after periodization, since the entire field is a curl.
354
+
355
+ For initialization, choose equal small squares about the fixed label and
356
+ the rational input code at height $z_0$, with half-side less than one
357
+ quarter of their minimum chart-face margin. Move one to the other by the
358
+ same localized potential for translation during $[0,1]$. A nonterminal
359
+ loading first coordinate lies between $1/8$ and $1/4$, and every subsequent
360
+ nonterminal phase lies below $1/4$. A terminal endpoint lies in the detector.
361
+ The initialized symbolic equivalence, including initial halting, therefore
362
+ holds at all real times. Repeating the finite middle mechanism and applying
363
+ Lemma~\ref{bc:analytic} gives the asserted force and comparison properties.
364
+ Only the loading translation and its input code depend on the finite word.
365
+ \end{proof}
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/README.md CHANGED
@@ -1,21 +1,21 @@
1
- # [Log abundance for compact Kähler spaces under logarithmic Iitaka subadditivity](main.pdf)
2
-
3
- **Author:** OpenAI
4
-
5
- **Date:** October 6, 2026
6
-
7
- ## Citation
8
-
9
- ```bibtex
10
- @misc{OAI:Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026,
11
- author = {{OpenAI}},
12
- title = {{Log abundance for compact K{\"a}hler spaces under logarithmic Iitaka subadditivity}},
13
- howpublished = {OpenAI Math Release preprint
14
- \href{https://github.com/openai/math/blob/main/preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/main.pdf}{OAI:Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026}},
15
- year = {2026}
16
- }
17
- ```
18
-
19
- ## Version note
20
-
21
- This version supplies base-presentation and multiplier-ideal arguments for the induction, including the adjoint pullback and contraction-descent steps; see the [previous version](../Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-4-2026/main.pdf).
 
1
+ # [Log abundance for compact Kähler spaces under logarithmic Iitaka subadditivity](main.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** October 6, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026,
11
+ author = {{OpenAI}},
12
+ title = {{Log abundance for compact K{\"a}hler spaces under logarithmic Iitaka subadditivity}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/main.pdf}{OAI:Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026}},
15
+ year = {2026}
16
+ }
17
+ ```
18
+
19
+ ## Version note
20
+
21
+ This version supplies base-presentation and multiplier-ideal arguments for the induction, including the adjoint pullback and contraction-descent steps; see the [previous version](../Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-4-2026/main.pdf).
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/figures/two-diagonals.tex CHANGED
@@ -1,33 +1,33 @@
1
- \begin{minipage}[c]{0.48\linewidth}
2
- \centering
3
- \small
4
- \begin{tikzcd}[column sep=large,row sep=large]
5
- V \arrow[r,hook] \arrow[d,"\Bl_{\Delta_X\times\PP^1}"']
6
- & B \arrow[d,"\Bl_{\Delta_Z}"] \\
7
- \mathcal V_0 \arrow[r,hook] & Z\times Z
8
- \end{tikzcd}
9
- \[
10
- \begin{gathered}
11
- V_z=\Bl_xX,\\
12
- \begin{aligned}
13
- (V\cap E)_z&=\PP(T_z^*D_\lambda)\\
14
- &\subset E_z=\PP(T_z^*Z).
15
- \end{aligned}
16
- \end{gathered}
17
- \]
18
- \end{minipage}
19
- \hfill
20
- \begin{minipage}[c]{0.48\linewidth}
21
- \centering
22
- \small
23
- \begin{tikzcd}[column sep=large,row sep=large]
24
- E^+ \arrow[r] \arrow[d] & E=\PP_Z(\Omega_Z) \arrow[d] \\
25
- Z^+ \arrow[r,"p_+=\Bl_{U_0}"] & Z
26
- \end{tikzcd}
27
- \[
28
- \begin{gathered}
29
- J_+=p_+^{-1}(U_0),\qquad U_0=X\times\PP^1,\\
30
- \mathcal J=(\mathcal I_V\cdot\OO_E)\cdot\OO_{E^+}.
31
- \end{gathered}
32
- \]
33
- \end{minipage}
 
1
+ \begin{minipage}[c]{0.48\linewidth}
2
+ \centering
3
+ \small
4
+ \begin{tikzcd}[column sep=large,row sep=large]
5
+ V \arrow[r,hook] \arrow[d,"\Bl_{\Delta_X\times\PP^1}"']
6
+ & B \arrow[d,"\Bl_{\Delta_Z}"] \\
7
+ \mathcal V_0 \arrow[r,hook] & Z\times Z
8
+ \end{tikzcd}
9
+ \[
10
+ \begin{gathered}
11
+ V_z=\Bl_xX,\\
12
+ \begin{aligned}
13
+ (V\cap E)_z&=\PP(T_z^*D_\lambda)\\
14
+ &\subset E_z=\PP(T_z^*Z).
15
+ \end{aligned}
16
+ \end{gathered}
17
+ \]
18
+ \end{minipage}
19
+ \hfill
20
+ \begin{minipage}[c]{0.48\linewidth}
21
+ \centering
22
+ \small
23
+ \begin{tikzcd}[column sep=large,row sep=large]
24
+ E^+ \arrow[r] \arrow[d] & E=\PP_Z(\Omega_Z) \arrow[d] \\
25
+ Z^+ \arrow[r,"p_+=\Bl_{U_0}"] & Z
26
+ \end{tikzcd}
27
+ \[
28
+ \begin{gathered}
29
+ J_+=p_+^{-1}(U_0),\qquad U_0=X\times\PP^1,\\
30
+ \mathcal J=(\mathcal I_V\cdot\OO_E)\cdot\OO_{E^+}.
31
+ \end{gathered}
32
+ \]
33
+ \end{minipage}
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/main.tex CHANGED
@@ -1,33 +1,33 @@
1
- \documentclass[11pt,letterpaper]{article}
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- \input{preamble}
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-
4
- \title{Log abundance for compact Kähler spaces\\
5
- under logarithmic Iitaka subadditivity}
6
- \author{OpenAI}
7
- \date{October 6, 2026}
8
-
9
- \begin{document}
10
- \maketitle
11
-
12
- \begin{abstract}
13
- Assume logarithmic Iitaka subadditivity for surjective morphisms with
14
- connected fibers between smooth projective complex varieties with compatible
15
- reduced simple normal crossing boundaries. We prove log abundance for normal
16
- irreducible compact Kähler spaces in every dimension: for a log canonical
17
- pair \((X,\Delta)\) with effective rational boundary and \(K_X+\Delta\)
18
- \(\Q\)-Cartier, analytic nefness of \(K_X+\Delta\) implies semiampleness.
19
- \end{abstract}
20
-
21
- \tableofcontents
22
-
23
- \input{sections/01-introduction}
24
- \input{sections/02-inductive-reduction}
25
- \input{sections/03-programs}
26
- \input{sections/04-boundary}
27
- \input{sections/05-rank-one}
28
- \input{sections/06-simple-nonvanishing}
29
- \input{sections/07-signed-rigidity}
30
-
31
- \bibliographystyle{plain}
32
- \bibliography{references}
33
- \end{document}
 
1
+ \documentclass[11pt,letterpaper]{article}
2
+ \input{preamble}
3
+
4
+ \title{Log abundance for compact Kähler spaces\\
5
+ under logarithmic Iitaka subadditivity}
6
+ \author{OpenAI}
7
+ \date{October 6, 2026}
8
+
9
+ \begin{document}
10
+ \maketitle
11
+
12
+ \begin{abstract}
13
+ Assume logarithmic Iitaka subadditivity for surjective morphisms with
14
+ connected fibers between smooth projective complex varieties with compatible
15
+ reduced simple normal crossing boundaries. We prove log abundance for normal
16
+ irreducible compact Kähler spaces in every dimension: for a log canonical
17
+ pair \((X,\Delta)\) with effective rational boundary and \(K_X+\Delta\)
18
+ \(\Q\)-Cartier, analytic nefness of \(K_X+\Delta\) implies semiampleness.
19
+ \end{abstract}
20
+
21
+ \tableofcontents
22
+
23
+ \input{sections/01-introduction}
24
+ \input{sections/02-inductive-reduction}
25
+ \input{sections/03-programs}
26
+ \input{sections/04-boundary}
27
+ \input{sections/05-rank-one}
28
+ \input{sections/06-simple-nonvanishing}
29
+ \input{sections/07-signed-rigidity}
30
+
31
+ \bibliographystyle{plain}
32
+ \bibliography{references}
33
+ \end{document}
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/preamble.tex CHANGED
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+ \usepackage{xcolor}
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+ \usepackage{bookmark}
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+
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+ \numberwithin{equation}{section}
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+ \newtheorem{theorem}{Theorem}[section]
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+ \theoremstyle{definition}
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preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/references.bib CHANGED
@@ -1,815 +1,815 @@
1
-
2
- @article{Boucksom2004,
3
- author = {Boucksom, S{\'e}bastien},
4
- title = {Divisorial {Zariski} decompositions on compact complex manifolds},
5
- journal = {Annales scientifiques de l'{\'E}cole Normale Sup{\'e}rieure},
6
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7
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8
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9
- year = {2004},
10
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11
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12
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13
- }
14
-
15
- @article{DemaillyPaun2004,
16
- author = {Demailly, Jean-Pierre and P{\u a}un, Mihai},
17
- title = {Numerical characterization of the {K{\"a}hler} cone of a compact {K{\"a}hler} manifold},
18
- journal = {Annals of Mathematics},
19
- series = {2},
20
- volume = {159},
21
- number = {3},
22
- year = {2004},
23
- pages = {1247--1274},
24
- doi = {10.4007/annals.2004.159.1247},
25
- url = {https://annals.math.princeton.edu/2004/159-3/p05}
26
- }
27
-
28
- @misc{Ou2025,
29
- author = {Ou, Wenhao},
30
- title = {A characterization of uniruled compact {K{\"a}hler} manifolds},
31
- year = {2025},
32
- eprint = {2501.18088},
33
- archivePrefix = {arXiv},
34
- primaryClass = {math.AG},
35
- note = {arXiv:2501.18088v1},
36
- url = {https://arxiv.org/abs/2501.18088v1}
37
- }
38
-
39
- @misc{Vu2023,
40
- author = {Vu, Duc-Viet},
41
- title = {Derivative of volumes of big cohomology classes},
42
- year = {2023},
43
- eprint = {2307.15909},
44
- archivePrefix = {arXiv},
45
- primaryClass = {math.AG},
46
- note = {arXiv:2307.15909v1},
47
- url = {https://arxiv.org/abs/2307.15909v1}
48
- }
49
-
50
- @article{CollinsTosatti2018,
51
- author = {Collins, Tristan C. and Tosatti, Valentino},
52
- title = {Restricted volumes on {K{\"a}hler} manifolds},
53
- journal = {Annales de la Facult{\'e} des sciences de Toulouse: Math{\'e}matiques},
54
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55
- volume = {31},
56
- number = {3},
57
- year = {2022},
58
- pages = {907--947},
59
- doi = {10.5802/afst.1708},
60
- eprint = {1608.07089},
61
- archivePrefix = {arXiv},
62
- url = {https://www.numdam.org/articles/10.5802/afst.1708/}
63
- }
64
-
65
- @article{LevyGRR,
66
- author = {Levy, Roni N.},
67
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68
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69
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70
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71
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72
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73
- url = {https://link.springer.com/article/10.1007/BF02392258}
74
- }
75
-
76
- @misc{SaitoKahler,
77
- author = {Saito, Morihiko},
78
- title = {Some remarks on decomposition theorem for proper {K{\"a}hler} morphisms},
79
- year = {2022},
80
- eprint = {2204.09026},
81
- archivePrefix = {arXiv},
82
- primaryClass = {math.AG},
83
- note = {arXiv:2204.09026v5},
84
- url = {https://arxiv.org/abs/2204.09026v5}
85
- }
86
-
87
- @misc{SabbahSchnell,
88
- author = {Sabbah, Claude and Schnell, Christian},
89
- title = {Pure complex {Hodge} modules},
90
- howpublished = {The {MHM} Project, Version 2},
91
- note = {Online manuscript, Chapter 16; accessed October 4, 2026},
92
- url = {https://perso.pages.math.cnrs.fr/users/claude.sabbah/MHMProject/mhm.html}
93
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+ }
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+ }
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+ }
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+
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463
+ title = {Recent developments in the classification theory of compact {K{\"a}hler} manifolds},
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+ booktitle = {Several Complex Variables},
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+ editor = {Schneider, Michael and Siu, Yum-Tong},
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+ url = {https://arxiv.org/abs/1811.03644v4}
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+ }
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499
+ }
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+ @article{Kawamata1992,
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511
+ }
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+
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+ @article{KMM1994,
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515
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+ }
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+
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+ @article{KMM2004,
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+ author = {Keel, Sean and Matsuki, Kenji and McKernan, James},
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+ }
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+ author = {Peternell, Thomas},
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+ }
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+
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+ @article{DemaillyPeternell2003,
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+ }
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+
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+ @article{HoeringPeternell2016,
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+ author = {H{\"o}ring, Andreas and Peternell, Thomas},
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+ }
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+
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+ @article{CHP2016,
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+ author = {Campana, Fr{\'e}d{\'e}ric and H{\"o}ring, Andreas and Peternell, Thomas},
577
+ title = {Abundance for {K{\"a}hler} threefolds},
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+ journal = {Annales scientifiques de l'{\'E}cole Normale Sup{\'e}rieure},
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586
+ }
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+
588
+ @misc{CHP2023,
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+ author = {Campana, Fr{\'e}d{\'e}ric and H{\"o}ring, Andreas and Peternell, Thomas},
590
+ title = {Erratum and addendum to the paper: {Abundance for K{\"a}hler threefolds}},
591
+ year = {2023},
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+ eprint = {2304.10161},
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+ archivePrefix = {arXiv},
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+ primaryClass = {math.AG},
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597
+ }
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+
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+ @article{DasOu2026,
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601
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602
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+ doi = {10.1112/plms.70141},
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+ note = {Numbered citations refer to arXiv:2306.00671v4},
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+ }
613
+
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+ @article{Fujino2017Subadditivity,
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+ author = {Fujino, Osamu},
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+ }
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+ author = {Fujino, Osamu},
631
+ title = {Corrigendum to \textquotedblleft On subadditivity of the logarithmic {Kodaira} dimension\textquotedblright},
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+ }
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+ @article{Hashizume2020,
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+ note = {Numbered citations refer to arXiv:1902.10923v2},
656
+ url = {https://arxiv.org/abs/1902.10923v2}
657
+ }
658
+
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+ @article{AcquistapaceBrogliaTognoli1979,
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661
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669
+ }
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+
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+ @article{Lojasiewicz1964,
672
+ author = {Lojasiewicz, S.},
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+ title = {Triangulation of semi-analytic sets},
674
+ journal = {Annali della Scuola Normale Superiore di Pisa - Scienze Fisiche e Matematiche},
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681
+ }
682
+
683
+ @misc{LI,
684
+ author = {{OpenAI}},
685
+ title = {{Log abundance in characteristic zero}},
686
+ howpublished = {OpenAI Math Release preprint
687
+ \href{https://github.com/openai/math/blob/main/preprints/Log-abundance-in-characteristic-zero-September-24-2026/paper.pdf}{OAI:Log-abundance-in-characteristic-zero-September-24-2026}},
688
+ year = {2026}
689
+ }
690
+
691
+ @misc{CI,
692
+ author = {{OpenAI}},
693
+ title = {{Orbifold and logarithmic Iitaka subadditivity}},
694
+ howpublished = {OpenAI Math Release preprint
695
+ \href{https://github.com/openai/math/blob/main/preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/paper.pdf}{OAI:Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026}},
696
+ year = {2026}
697
+ }
698
+
699
+ @misc{CB,
700
+ author = {{OpenAI}},
701
+ title = {{Conditional good minimal models for compact K{\"a}hler fourfolds}},
702
+ howpublished = {OpenAI Math Release preprint
703
+ \href{https://github.com/openai/math/blob/main/preprints/Conditional-good-minimal-models-for-compact-Kahler-fourfolds-October-6-2026/paper.pdf}{OAI:Conditional-good-minimal-models-for-compact-Kahler-fourfolds-October-6-2026}},
704
+ year = {2026}
705
+ }
706
+
707
+ @misc{BL,
708
+ author = {{OpenAI}},
709
+ title = {{Abundance after nonvanishing for compact K\"ahler fourfolds}},
710
+ howpublished = {OpenAI Math Release preprint
711
+ \href{https://github.com/openai/math/blob/main/preprints/Abundance-after-nonvanishing-for-compact-Kahler-fourfolds-September-27-2026/paper.pdf}{OAI:Abundance-after-nonvanishing-for-compact-Kahler-fourfolds-September-27-2026}},
712
+ year = {2026}
713
+ }
714
+
715
+ @misc{External037,
716
+ author = {{OpenAI}},
717
+ title = {{Minimal models and Mori fibre spaces for generalized log canonical $\mathbb{Q}$-pairs}},
718
+ howpublished = {OpenAI Math Release preprint
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+ \href{https://github.com/openai/math/blob/main/preprints/Minimal-models-and-Mori-fibre-spaces-for-generalized-log-canonical-Q-pairs-September-24-2026/paper.pdf}{OAI:Minimal-models-and-Mori-fibre-spaces-for-generalized-log-canonical-Q-pairs-September-24-2026}},
720
+ year = {2026}
721
+ }
722
+
723
+ @article{CaoPaun2017,
724
+ author = {Cao, Junyan and P{\u a}un, Mihai},
725
+ title = {Kodaira dimension of algebraic fiber spaces over abelian varieties},
726
+ journal = {Inventiones mathematicae},
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729
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731
+ doi = {10.1007/s00222-016-0672-6},
732
+ eprint = {1504.01095},
733
+ archivePrefix = {arXiv},
734
+ primaryClass = {math.AG},
735
+ note = {Numbered citations refer to arXiv:1504.01095v3},
736
+ url = {https://arxiv.org/html/1504.01095v3}
737
+ }
738
+
739
+ @misc{DH2024,
740
+ author = {Das, Omprokash and Hacon, Christopher},
741
+ title = {Transcendental minimal model program for projective varieties},
742
+ year = {2026},
743
+ eprint = {2412.07650},
744
+ archivePrefix = {arXiv},
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+ primaryClass = {math.AG},
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+ note = {arXiv:2412.07650v2, 29 June 2026; to appear in Algebraic Geometry},
747
+ doi = {10.48550/arXiv.2412.07650},
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+ url = {https://arxiv.org/abs/2412.07650v2}
749
+ }
750
+
751
+ @misc{CH,
752
+ author = {Claudon, Beno{\^i}t and H{\"o}ring, Andreas},
753
+ title = {Projectivity criteria for {K{\"a}hler} morphisms},
754
+ year = {2024},
755
+ eprint = {2404.13927},
756
+ archivePrefix = {arXiv},
757
+ primaryClass = {math.AG},
758
+ note = {arXiv:2404.13927v1},
759
+ doi = {10.48550/arXiv.2404.13927},
760
+ url = {https://arxiv.org/abs/2404.13927v1}
761
+ }
762
+
763
+ @article{FujinoMiyamoto2020,
764
+ author = {Fujino, Osamu and Miyamoto, Keisuke},
765
+ title = {{Nakai--Moishezon} ampleness criterion for real line bundles},
766
+ journal = {Mathematische Annalen},
767
+ volume = {385},
768
+ number = {1--2},
769
+ year = {2023},
770
+ pages = {459--470},
771
+ eprint = {2101.00806},
772
+ archivePrefix = {arXiv},
773
+ primaryClass = {math.AG},
774
+ note = {Numbered citations refer to arXiv:2101.00806v1, author version 0.09 of 29 November 2020},
775
+ url = {https://arxiv.org/abs/2101.00806v1}
776
+ }
777
+
778
+ @misc{DHY,
779
+ author = {Das, Omprokash and Hacon, Christopher and Y{\'a}{\~n}ez, Jos{\'e} Ignacio},
780
+ title = {{MMP} for Generalized Pairs on {K{\"a}hler} 3-folds},
781
+ year = {2026},
782
+ eprint = {2305.00524},
783
+ archivePrefix = {arXiv},
784
+ primaryClass = {math.AG},
785
+ note = {arXiv:2305.00524v3, 29 June 2026; Appendix A only},
786
+ doi = {10.48550/arXiv.2305.00524},
787
+ url = {https://arxiv.org/abs/2305.00524v3}
788
+ }
789
+
790
+ @article{GuanZhouOptimal2015,
791
+ author = {Guan, Qi'an and Zhou, Xiangyu},
792
+ title = {A solution of an {$L^2$} extension problem with an optimal estimate and applications},
793
+ journal = {Annals of Mathematics},
794
+ series = {Second Series},
795
+ volume = {181},
796
+ number = {3},
797
+ year = {2015},
798
+ pages = {1139--1208},
799
+ doi = {10.4007/annals.2015.181.3.6},
800
+ eprint = {1310.7169},
801
+ archivePrefix = {arXiv},
802
+ url = {https://annals.math.princeton.edu/wp-content/uploads/annals-v181-n3-p06-p.pdf}
803
+ }
804
+
805
+ @article{PopoviciRegularization2004,
806
+ author = {Popovici, Dan},
807
+ title = {Estimation effective de la perte de positivit{\'e} dans la r{\'e}gularisation des courants},
808
+ journal = {Comptes Rendus Math{\'e}matique},
809
+ volume = {338},
810
+ number = {1},
811
+ year = {2004},
812
+ pages = {59--64},
813
+ doi = {10.1016/j.crma.2003.11.011},
814
+ url = {https://www.numdam.org/item/10.1016/j.crma.2003.11.011.pdf}
815
+ }
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/01-introduction.tex CHANGED
@@ -1,238 +1,238 @@
1
- \section{Introduction}\label{sec:introduction}
2
-
3
- The abundance problem asks when the numerical positivity of a log canonical
4
- bundle produces a holomorphic map. More precisely, a nef adjoint should have
5
- a positive multiple generated by global sections. On a compact Kähler space,
6
- nefness is an analytic condition on a cohomology class, whereas generation
7
- is a statement about an actual holomorphic line bundle. The distinction is
8
- essential in the nonprojective setting.
9
-
10
- We prove log abundance for compact Kähler spaces under logarithmic Iitaka
11
- subadditivity for smooth projective varieties with reduced boundary. The
12
- argument passes through a stronger birational statement: every
13
- pseudo-effective smooth log adjoint has a semiample positive part and an
14
- effective rational fixed divisor equal to its analytic divisorial negative
15
- part. This form both supports the induction and retains the line-bundle
16
- information needed for generation on the original space.
17
-
18
- \subsection{The assumption and the theorem}
19
-
20
- A compact Kähler space is a compact complex analytic space with a Kähler
21
- form in the sense of local strictly plurisubharmonic potentials on local
22
- embeddings. For a rational line bundle \(L\), analytic nefness means that
23
- \(c_1(L)\) belongs to the closure of the Kähler cone. Equivalently, fix a
24
- Kähler form \(\omega\) and an integer \(r>0\) for which \(rL\) is a line
25
- bundle. For every \(\varepsilon>0\), that line has a smooth Hermitian metric
26
- \(h_\varepsilon\) satisfying
27
- \[
28
- \frac{\sqrt{-1}}{2\pi r}\Theta_{h_\varepsilon}
29
- \geq-\varepsilon\omega.
30
- \]
31
- Smooth metrics and forms on a singular space are understood through local
32
- embeddings. We call \(L\) semiample if an actual positive integral multiple
33
- is a holomorphic line bundle generated by its global sections.
34
-
35
- \begin{assumption}[Logarithmic Iitaka subadditivity]
36
- \label{asm:log-iitaka}
37
- Let \(f:X\to Y\) be a surjective morphism with connected fibers between
38
- smooth connected projective complex varieties. Let \(D_X\) and \(D_Y\) be
39
- reduced effective simple normal crossing divisors, allowing zero divisors,
40
- such that
41
- \[
42
- \Supp(f^*D_Y)\subseteq\Supp(D_X).
43
- \]
44
- For a very general smooth fiber \(F\), put \(D_F=D_X|_F\). Then
45
- \[
46
- \kappa(X,K_X+D_X)\geq
47
- \kappa(F,K_F+D_F)+\kappa(Y,K_Y+D_Y).
48
- \]
49
- Here \(D_F\) is reduced SNC and
50
- \(K_F+D_F\sim (K_X+D_X)|_F\). The Iitaka dimension is \(-\infty\) when
51
- all positive integral systems are empty, with
52
- \((-\infty)+b=-\infty\) also for \(b=-\infty\); the zero divisor on a
53
- point has Iitaka dimension zero.
54
- \end{assumption}
55
-
56
- \begin{theorem}[Log abundance for compact Kähler spaces]\label{thm:main}
57
- Assume Assumption~\ref{asm:log-iitaka}. Let \(X\) be a normal irreducible
58
- compact Kähler complex analytic space, and let \(\Delta\geq0\) be a rational
59
- divisor such that \((X,\Delta)\) is log canonical and \(K_X+\Delta\) is
60
- rational Cartier. If \(K_X+\Delta\) is analytically nef, then it is
61
- semiample. Explicitly, there is an integer \(m>0\) such that
62
- \(m(K_X+\Delta)\) is Cartier and
63
- \[
64
- H^0\bigl(X,\OO_X(m(K_X+\Delta))\bigr)\otimes_{\C}\OO_X
65
- \longrightarrow \OO_X(m(K_X+\Delta))
66
- \]
67
- is surjective at every point of \(X\).
68
- \end{theorem}
69
-
70
- The theorem includes every finite dimension and the zero-boundary case.
71
- Assumption~\ref{asm:log-iitaka} is used through the projective good-model
72
- theorem stated in Proposition~\ref{proj:good-models}. The cited proof of
73
- that projective theorem uses only its zero-boundary case, on a resolved
74
- projective Albanese fibration.
75
-
76
- \subsection{Context and relation to earlier work}
77
-
78
- In the minimal model program, abundance complements the construction of
79
- minimal models: the nef adjoint on a minimal model should determine a
80
- canonical fibration. For minimal projective threefolds, Miyaoka proved the
81
- case of numerical dimension one and Kawamata completed canonical abundance
82
- \cite{Miyaoka1988,Kawamata1992}. Keel, Matsuki, and McKernan established
83
- log abundance for threefolds
84
- \cite{KMM1994,KMM2004}. In arbitrary dimension, Birkar, Cascini, Hacon, and
85
- McKernan established log terminal models for projective klt pairs with big
86
- boundary and pseudo-effective adjoint, and finite generation for big
87
- adjoints \cite{BCHM2010}.
88
-
89
- The compact Kähler history already points to the importance of simple
90
- spaces. Peternell's threefold theorem isolated the possible case of a simple
91
- space not bimeromorphic to a finite quotient of a torus
92
- \cite{Peternell2001}; Demailly and Peternell subsequently proved canonical
93
- nonvanishing for nef terminal Kähler threefolds, including that case
94
- \cite{DemaillyPeternell2003}. Höring and Peternell constructed minimal models
95
- for normal \(\Q\)-factorial terminal compact Kähler threefolds with pseudo-effective canonical class
96
- \cite{HoeringPeternell2016}. Campana, Höring, and Peternell treated canonical abundance
97
- \cite{CHP2016,CHP2023}, and Das and Ou
98
- established log abundance for compact Kähler log canonical threefolds
99
- \cite[Corollary~1.3]{DasOu2026}.
100
-
101
- With \(D_X=D_Y=0\), Assumption~\ref{asm:log-iitaka} is Iitaka's classical
102
- \(C_{n,m}\) inequality
103
- \(\kappa(X)\geq\kappa(F)+\kappa(Y)\) for algebraic fiber spaces
104
- \cite[Equation~(1.0.1)]{CaoPaun2017}. Cao and Păun proved the analogous
105
- logarithmic inequality over an abelian base when the pair on the total space
106
- has an effective rational boundary and is klt
107
- \cite[Theorem~1.1]{CaoPaun2017}. Fujino derives
108
- logarithmic subadditivity from the conjectured equality
109
- \(\kappa_\sigma(X,K_X+D)=\kappa(X,K_X+D)\) for smooth projective
110
- \(X\) with reduced SNC \(D\)
111
- \cite{Fujino2017Subadditivity,Fujino2020Corrigendum}. Hashizume proves the
112
- reduced-SNC subadditivity statement when the log canonical divisor of the
113
- very general fiber is abundant \cite[Theorem~1.2]{Hashizume2020}. Here the
114
- implication is used in the other direction: the projective companion
115
- \cite{LI} derives good models for pseudo-effective projective lc adjoints
116
- from Assumption~\ref{asm:log-iitaka}, and those good models anchor the
117
- Kähler induction.
118
-
119
- Hacon and Xie's cone theorem, adjunction, relative positivity, and
120
- modified-big preparation \cite{HX} provide analytic inputs for our
121
- program constructions. Section~\ref{sec:programs} constructs effective
122
- generalized base data on a higher carrier, with an exact adjoint
123
- pullback identity and a multiplier-ideal inclusion. Fibrewise
124
- $L^2$ positivity and regularization give this presentation; its
125
- Stein-factor consequence supplies the non-klt induction.
126
- The section then proves the restricted semiampleness, proper relative
127
- good-model, and finite-model statements needed here, following the
128
- dimension-induction strategy of \cite{HX}.
129
- The nef data remain globally nef on a fixed carrier, and the total
130
- generalized boundary is globally modified big. Actual rational lines
131
- make the selected ray contractions projective; ordinary projective
132
- analytic results \cite{FujinoAnalyticBCHM} then construct their flips
133
- and the relative models. This produces a Kähler pullback description of
134
- the relevant Bott--Chern class. Generation of the prescribed holomorphic
135
- line requires the additional divisorial decomposition and boundary
136
- arguments. The fibration comparison and period positivity come from
137
- \cite{CI}; the boundary and lifting constructions adapt inputs in
138
- \cite{CB,BL}. The precise imported results are stated at their points
139
- of use.
140
-
141
- \subsection{The proof and its main constructions}
142
-
143
- For a pseudo-effective \((1,1)\)-class \(\alpha\), \(N(\alpha)\) records
144
- the least generic vanishing forced along prime divisors. Given a smooth
145
- compact Kähler manifold \(X\) and a rational SNC boundary \(B\) with
146
- \(J=K_X+B\) pseudo-effective, the induction constructs a modification
147
- \(\mu:Y\to X\) with \(Y\) smooth and
148
- \[
149
- \mu^*J\sim_{\Q}P+R,\qquad P\text{ semiample},\qquad
150
- R=N(c_1(\mu^*J)),
151
- \]
152
- as an identity of rational holomorphic line bundles, with \(R\) an effective
153
- rational divisor. Section~\ref{sec:inductive-reduction} uses transfer rules,
154
- algebraic reduction, and generically finite covers to reduce the induction
155
- to projective manifolds, nontrivial fibrations, and simple spaces of
156
- algebraic dimension zero. Here simple means that no positive-dimensional
157
- proper compact subvariety passes through a very general point.
158
-
159
- Section~\ref{sec:programs} supplies two program results. For the fibration
160
- case it contracts a known negative part while preserving the prescribed nef
161
- line. For the simple case it proves special termination for a chosen scaling
162
- and reaches a nef model when the pseudo-effective adjoint is rationally
163
- equivalent to a divisor supported on the reduced boundary, allowing negative
164
- coefficients. The termination argument uses lower-dimensional induction to
165
- construct one model on which an interval of perturbed adjoints is nef. On a
166
- common resolution their negative multiplicities are affine, whereas every
167
- nontrivial wall of the restricted program changes a slope. Hence only
168
- finitely many such walls occur.
169
-
170
- Section~\ref{sec:boundary} turns generation on separate strata into generation
171
- on the entire reduced dlt boundary, adapting Fujino's method of admissible
172
- sections \cite[Section~4]{Fujino2000}. When a comparison is needed, a Mori
173
- contraction realizes Kollár's residue comparison at the two coefficient-one
174
- points of a general \(\PP^1\) fiber
175
- \cite[Definition~13 and Proposition~14]{Kollar2013Sources}. On a common
176
- resolution, the pulled-back restrictions of the ambient Kähler class differ
177
- by a real linear combination of Chern classes of line bundles. On a stratum
178
- whose boundary dominates the image of the map
179
- defined by its semiample adjoint, restriction determines sections. For the
180
- remaining strata, we prove finite image for self-comparisons on sufficiently
181
- divisible pluricanonical systems using an invariant integral, period and
182
- lattice arguments, and a uniform cohomological bound for cyclic covers.
183
- Products over these finite images give compatible generating sections, used
184
- in both closing arguments.
185
-
186
- Section~\ref{sec:rank-one} first reduces to fibrations whose very general
187
- fiber has log Kodaira dimension zero. On a prepared fibration \(g:X\to W\),
188
- a relative generating form gives
189
- \[
190
- K_X+B\sim_{\Q}g^*H+A_*,\qquad H=K_W+T+M,
191
- \]
192
- where \(T\) is a rational SNC boundary and \(M\) is pulled back from a nef
193
- rational line on a projective quotient of \(W\). Fiber induction allows us
194
- to subtract the part of \(A_*\) dominating \(W\) from a positive current for
195
- \(K_X+B\). The resulting metric descends along connected smooth fibers; a
196
- zero among the nonnegative coefficients at primes dominating each base prime
197
- allows extension, proving \(H\) pseudo-effective. If \(a(W)=0\), the
198
- projective quotient is a point, so \(M\sim_{\Q}0\) and lower-dimensional
199
- induction makes \(H\) rationally equivalent to its negative divisor. For
200
- projective \(W\), a reduction via a chosen generalized program derived from
201
- Assumption~\ref{asm:log-iitaka} either lowers the positive base dimension,
202
- handled by secondary induction, or reaches a nef line that is big or torsion.
203
- At a stopping case, an intersection argument identifies the full negative
204
- divisor upstairs. A torsion positive part completes the decomposition
205
- directly. In the big nef case, Section~\ref{sec:programs} contracts that
206
- divisor while preserving the nef line; boundary generation, extension, and
207
- a new log canonical place at a hypothetical base locus prove semiampleness.
208
-
209
- Section~\ref{sec:nonvanishing} proves, independently of
210
- Assumption~\ref{asm:log-iitaka}, that a positive canonical power has a nonzero
211
- meromorphic section on every smooth connected simple compact Kähler manifold
212
- of algebraic dimension zero. Ou's uniruledness and foliation results supply
213
- the cotangent slope control \cite{Ou2025}. A point-threshold bound for big
214
- classes of volume one is contradicted using an auxiliary projective bundle
215
- over \(X\times X\). The diagonal in its square produces a subsheaf occupying
216
- a fixed positive fraction of a symmetric cotangent power of that bundle.
217
- A second construction over the diagonal of \(X\times X\) forces determinant
218
- vanishing which, after restriction to a blowup of \(X\), violates the point
219
- bound.
220
-
221
- Finally, Section~\ref{sec:signed} uses the meromorphic section to obtain,
222
- after resolving and enlarging to a reduced SNC boundary, a pseudo-effective
223
- adjoint with a signed representative supported there.
224
- Section~\ref{sec:programs} gives a nef dlt model, and
225
- Section~\ref{sec:boundary} gives generation on its reduced boundary.
226
- Pseudo-effectivity of the canonical pullback and an intersection argument
227
- isolate positive-dimensional boundary fibers away from components whose
228
- signed coefficients are nonpositive. A local root construction adapted from
229
- \cite[Proposition~3.3]{LI} separates the positive and negative divisor
230
- supports. An SNC Hodge-module calculation extends the lifting method of
231
- \cite[Sections~10--12]{BL} to residual poles and kills every finite-order
232
- obstruction to lifting such a fiber. Douady space and Artin approximation
233
- give compact deformations leaving the boundary; compactness of the cycle-space
234
- components and relative compactness of bounded-volume cycles allow a Baire
235
- argument to produce a covering family. Simplicity
236
- forces the actual nef line to be torsion. The program comparison and
237
- Lemma~\ref{bir:unique-current} then permit subtraction of the added boundary,
238
- yielding the inductive decomposition.
 
1
+ \section{Introduction}\label{sec:introduction}
2
+
3
+ The abundance problem asks when the numerical positivity of a log canonical
4
+ bundle produces a holomorphic map. More precisely, a nef adjoint should have
5
+ a positive multiple generated by global sections. On a compact Kähler space,
6
+ nefness is an analytic condition on a cohomology class, whereas generation
7
+ is a statement about an actual holomorphic line bundle. The distinction is
8
+ essential in the nonprojective setting.
9
+
10
+ We prove log abundance for compact Kähler spaces under logarithmic Iitaka
11
+ subadditivity for smooth projective varieties with reduced boundary. The
12
+ argument passes through a stronger birational statement: every
13
+ pseudo-effective smooth log adjoint has a semiample positive part and an
14
+ effective rational fixed divisor equal to its analytic divisorial negative
15
+ part. This form both supports the induction and retains the line-bundle
16
+ information needed for generation on the original space.
17
+
18
+ \subsection{The assumption and the theorem}
19
+
20
+ A compact Kähler space is a compact complex analytic space with a Kähler
21
+ form in the sense of local strictly plurisubharmonic potentials on local
22
+ embeddings. For a rational line bundle \(L\), analytic nefness means that
23
+ \(c_1(L)\) belongs to the closure of the Kähler cone. Equivalently, fix a
24
+ Kähler form \(\omega\) and an integer \(r>0\) for which \(rL\) is a line
25
+ bundle. For every \(\varepsilon>0\), that line has a smooth Hermitian metric
26
+ \(h_\varepsilon\) satisfying
27
+ \[
28
+ \frac{\sqrt{-1}}{2\pi r}\Theta_{h_\varepsilon}
29
+ \geq-\varepsilon\omega.
30
+ \]
31
+ Smooth metrics and forms on a singular space are understood through local
32
+ embeddings. We call \(L\) semiample if an actual positive integral multiple
33
+ is a holomorphic line bundle generated by its global sections.
34
+
35
+ \begin{assumption}[Logarithmic Iitaka subadditivity]
36
+ \label{asm:log-iitaka}
37
+ Let \(f:X\to Y\) be a surjective morphism with connected fibers between
38
+ smooth connected projective complex varieties. Let \(D_X\) and \(D_Y\) be
39
+ reduced effective simple normal crossing divisors, allowing zero divisors,
40
+ such that
41
+ \[
42
+ \Supp(f^*D_Y)\subseteq\Supp(D_X).
43
+ \]
44
+ For a very general smooth fiber \(F\), put \(D_F=D_X|_F\). Then
45
+ \[
46
+ \kappa(X,K_X+D_X)\geq
47
+ \kappa(F,K_F+D_F)+\kappa(Y,K_Y+D_Y).
48
+ \]
49
+ Here \(D_F\) is reduced SNC and
50
+ \(K_F+D_F\sim (K_X+D_X)|_F\). The Iitaka dimension is \(-\infty\) when
51
+ all positive integral systems are empty, with
52
+ \((-\infty)+b=-\infty\) also for \(b=-\infty\); the zero divisor on a
53
+ point has Iitaka dimension zero.
54
+ \end{assumption}
55
+
56
+ \begin{theorem}[Log abundance for compact Kähler spaces]\label{thm:main}
57
+ Assume Assumption~\ref{asm:log-iitaka}. Let \(X\) be a normal irreducible
58
+ compact Kähler complex analytic space, and let \(\Delta\geq0\) be a rational
59
+ divisor such that \((X,\Delta)\) is log canonical and \(K_X+\Delta\) is
60
+ rational Cartier. If \(K_X+\Delta\) is analytically nef, then it is
61
+ semiample. Explicitly, there is an integer \(m>0\) such that
62
+ \(m(K_X+\Delta)\) is Cartier and
63
+ \[
64
+ H^0\bigl(X,\OO_X(m(K_X+\Delta))\bigr)\otimes_{\C}\OO_X
65
+ \longrightarrow \OO_X(m(K_X+\Delta))
66
+ \]
67
+ is surjective at every point of \(X\).
68
+ \end{theorem}
69
+
70
+ The theorem includes every finite dimension and the zero-boundary case.
71
+ Assumption~\ref{asm:log-iitaka} is used through the projective good-model
72
+ theorem stated in Proposition~\ref{proj:good-models}. The cited proof of
73
+ that projective theorem uses only its zero-boundary case, on a resolved
74
+ projective Albanese fibration.
75
+
76
+ \subsection{Context and relation to earlier work}
77
+
78
+ In the minimal model program, abundance complements the construction of
79
+ minimal models: the nef adjoint on a minimal model should determine a
80
+ canonical fibration. For minimal projective threefolds, Miyaoka proved the
81
+ case of numerical dimension one and Kawamata completed canonical abundance
82
+ \cite{Miyaoka1988,Kawamata1992}. Keel, Matsuki, and McKernan established
83
+ log abundance for threefolds
84
+ \cite{KMM1994,KMM2004}. In arbitrary dimension, Birkar, Cascini, Hacon, and
85
+ McKernan established log terminal models for projective klt pairs with big
86
+ boundary and pseudo-effective adjoint, and finite generation for big
87
+ adjoints \cite{BCHM2010}.
88
+
89
+ The compact Kähler history already points to the importance of simple
90
+ spaces. Peternell's threefold theorem isolated the possible case of a simple
91
+ space not bimeromorphic to a finite quotient of a torus
92
+ \cite{Peternell2001}; Demailly and Peternell subsequently proved canonical
93
+ nonvanishing for nef terminal Kähler threefolds, including that case
94
+ \cite{DemaillyPeternell2003}. Höring and Peternell constructed minimal models
95
+ for normal \(\Q\)-factorial terminal compact Kähler threefolds with pseudo-effective canonical class
96
+ \cite{HoeringPeternell2016}. Campana, Höring, and Peternell treated canonical abundance
97
+ \cite{CHP2016,CHP2023}, and Das and Ou
98
+ established log abundance for compact Kähler log canonical threefolds
99
+ \cite[Corollary~1.3]{DasOu2026}.
100
+
101
+ With \(D_X=D_Y=0\), Assumption~\ref{asm:log-iitaka} is Iitaka's classical
102
+ \(C_{n,m}\) inequality
103
+ \(\kappa(X)\geq\kappa(F)+\kappa(Y)\) for algebraic fiber spaces
104
+ \cite[Equation~(1.0.1)]{CaoPaun2017}. Cao and Păun proved the analogous
105
+ logarithmic inequality over an abelian base when the pair on the total space
106
+ has an effective rational boundary and is klt
107
+ \cite[Theorem~1.1]{CaoPaun2017}. Fujino derives
108
+ logarithmic subadditivity from the conjectured equality
109
+ \(\kappa_\sigma(X,K_X+D)=\kappa(X,K_X+D)\) for smooth projective
110
+ \(X\) with reduced SNC \(D\)
111
+ \cite{Fujino2017Subadditivity,Fujino2020Corrigendum}. Hashizume proves the
112
+ reduced-SNC subadditivity statement when the log canonical divisor of the
113
+ very general fiber is abundant \cite[Theorem~1.2]{Hashizume2020}. Here the
114
+ implication is used in the other direction: the projective companion
115
+ \cite{LI} derives good models for pseudo-effective projective lc adjoints
116
+ from Assumption~\ref{asm:log-iitaka}, and those good models anchor the
117
+ Kähler induction.
118
+
119
+ Hacon and Xie's cone theorem, adjunction, relative positivity, and
120
+ modified-big preparation \cite{HX} provide analytic inputs for our
121
+ program constructions. Section~\ref{sec:programs} constructs effective
122
+ generalized base data on a higher carrier, with an exact adjoint
123
+ pullback identity and a multiplier-ideal inclusion. Fibrewise
124
+ $L^2$ positivity and regularization give this presentation; its
125
+ Stein-factor consequence supplies the non-klt induction.
126
+ The section then proves the restricted semiampleness, proper relative
127
+ good-model, and finite-model statements needed here, following the
128
+ dimension-induction strategy of \cite{HX}.
129
+ The nef data remain globally nef on a fixed carrier, and the total
130
+ generalized boundary is globally modified big. Actual rational lines
131
+ make the selected ray contractions projective; ordinary projective
132
+ analytic results \cite{FujinoAnalyticBCHM} then construct their flips
133
+ and the relative models. This produces a Kähler pullback description of
134
+ the relevant Bott--Chern class. Generation of the prescribed holomorphic
135
+ line requires the additional divisorial decomposition and boundary
136
+ arguments. The fibration comparison and period positivity come from
137
+ \cite{CI}; the boundary and lifting constructions adapt inputs in
138
+ \cite{CB,BL}. The precise imported results are stated at their points
139
+ of use.
140
+
141
+ \subsection{The proof and its main constructions}
142
+
143
+ For a pseudo-effective \((1,1)\)-class \(\alpha\), \(N(\alpha)\) records
144
+ the least generic vanishing forced along prime divisors. Given a smooth
145
+ compact Kähler manifold \(X\) and a rational SNC boundary \(B\) with
146
+ \(J=K_X+B\) pseudo-effective, the induction constructs a modification
147
+ \(\mu:Y\to X\) with \(Y\) smooth and
148
+ \[
149
+ \mu^*J\sim_{\Q}P+R,\qquad P\text{ semiample},\qquad
150
+ R=N(c_1(\mu^*J)),
151
+ \]
152
+ as an identity of rational holomorphic line bundles, with \(R\) an effective
153
+ rational divisor. Section~\ref{sec:inductive-reduction} uses transfer rules,
154
+ algebraic reduction, and generically finite covers to reduce the induction
155
+ to projective manifolds, nontrivial fibrations, and simple spaces of
156
+ algebraic dimension zero. Here simple means that no positive-dimensional
157
+ proper compact subvariety passes through a very general point.
158
+
159
+ Section~\ref{sec:programs} supplies two program results. For the fibration
160
+ case it contracts a known negative part while preserving the prescribed nef
161
+ line. For the simple case it proves special termination for a chosen scaling
162
+ and reaches a nef model when the pseudo-effective adjoint is rationally
163
+ equivalent to a divisor supported on the reduced boundary, allowing negative
164
+ coefficients. The termination argument uses lower-dimensional induction to
165
+ construct one model on which an interval of perturbed adjoints is nef. On a
166
+ common resolution their negative multiplicities are affine, whereas every
167
+ nontrivial wall of the restricted program changes a slope. Hence only
168
+ finitely many such walls occur.
169
+
170
+ Section~\ref{sec:boundary} turns generation on separate strata into generation
171
+ on the entire reduced dlt boundary, adapting Fujino's method of admissible
172
+ sections \cite[Section~4]{Fujino2000}. When a comparison is needed, a Mori
173
+ contraction realizes Kollár's residue comparison at the two coefficient-one
174
+ points of a general \(\PP^1\) fiber
175
+ \cite[Definition~13 and Proposition~14]{Kollar2013Sources}. On a common
176
+ resolution, the pulled-back restrictions of the ambient Kähler class differ
177
+ by a real linear combination of Chern classes of line bundles. On a stratum
178
+ whose boundary dominates the image of the map
179
+ defined by its semiample adjoint, restriction determines sections. For the
180
+ remaining strata, we prove finite image for self-comparisons on sufficiently
181
+ divisible pluricanonical systems using an invariant integral, period and
182
+ lattice arguments, and a uniform cohomological bound for cyclic covers.
183
+ Products over these finite images give compatible generating sections, used
184
+ in both closing arguments.
185
+
186
+ Section~\ref{sec:rank-one} first reduces to fibrations whose very general
187
+ fiber has log Kodaira dimension zero. On a prepared fibration \(g:X\to W\),
188
+ a relative generating form gives
189
+ \[
190
+ K_X+B\sim_{\Q}g^*H+A_*,\qquad H=K_W+T+M,
191
+ \]
192
+ where \(T\) is a rational SNC boundary and \(M\) is pulled back from a nef
193
+ rational line on a projective quotient of \(W\). Fiber induction allows us
194
+ to subtract the part of \(A_*\) dominating \(W\) from a positive current for
195
+ \(K_X+B\). The resulting metric descends along connected smooth fibers; a
196
+ zero among the nonnegative coefficients at primes dominating each base prime
197
+ allows extension, proving \(H\) pseudo-effective. If \(a(W)=0\), the
198
+ projective quotient is a point, so \(M\sim_{\Q}0\) and lower-dimensional
199
+ induction makes \(H\) rationally equivalent to its negative divisor. For
200
+ projective \(W\), a reduction via a chosen generalized program derived from
201
+ Assumption~\ref{asm:log-iitaka} either lowers the positive base dimension,
202
+ handled by secondary induction, or reaches a nef line that is big or torsion.
203
+ At a stopping case, an intersection argument identifies the full negative
204
+ divisor upstairs. A torsion positive part completes the decomposition
205
+ directly. In the big nef case, Section~\ref{sec:programs} contracts that
206
+ divisor while preserving the nef line; boundary generation, extension, and
207
+ a new log canonical place at a hypothetical base locus prove semiampleness.
208
+
209
+ Section~\ref{sec:nonvanishing} proves, independently of
210
+ Assumption~\ref{asm:log-iitaka}, that a positive canonical power has a nonzero
211
+ meromorphic section on every smooth connected simple compact Kähler manifold
212
+ of algebraic dimension zero. Ou's uniruledness and foliation results supply
213
+ the cotangent slope control \cite{Ou2025}. A point-threshold bound for big
214
+ classes of volume one is contradicted using an auxiliary projective bundle
215
+ over \(X\times X\). The diagonal in its square produces a subsheaf occupying
216
+ a fixed positive fraction of a symmetric cotangent power of that bundle.
217
+ A second construction over the diagonal of \(X\times X\) forces determinant
218
+ vanishing which, after restriction to a blowup of \(X\), violates the point
219
+ bound.
220
+
221
+ Finally, Section~\ref{sec:signed} uses the meromorphic section to obtain,
222
+ after resolving and enlarging to a reduced SNC boundary, a pseudo-effective
223
+ adjoint with a signed representative supported there.
224
+ Section~\ref{sec:programs} gives a nef dlt model, and
225
+ Section~\ref{sec:boundary} gives generation on its reduced boundary.
226
+ Pseudo-effectivity of the canonical pullback and an intersection argument
227
+ isolate positive-dimensional boundary fibers away from components whose
228
+ signed coefficients are nonpositive. A local root construction adapted from
229
+ \cite[Proposition~3.3]{LI} separates the positive and negative divisor
230
+ supports. An SNC Hodge-module calculation extends the lifting method of
231
+ \cite[Sections~10--12]{BL} to residual poles and kills every finite-order
232
+ obstruction to lifting such a fiber. Douady space and Artin approximation
233
+ give compact deformations leaving the boundary; compactness of the cycle-space
234
+ components and relative compactness of bounded-volume cycles allow a Baire
235
+ argument to produce a covering family. Simplicity
236
+ forces the actual nef line to be torsion. The program comparison and
237
+ Lemma~\ref{bir:unique-current} then permit subtraction of the added boundary,
238
+ yielding the inductive decomposition.
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/02-inductive-reduction.tex CHANGED
@@ -1,586 +1,586 @@
1
- \section{Birational decompositions and the geometric reduction}
2
- \label{sec:inductive-reduction}
3
-
4
- The proof will produce a semiample line bundle on a smooth model, together
5
- with its entire fixed divisorial part. This section makes that statement
6
- precise and reduces the induction to two cases: spaces admitting a
7
- nontrivial fibration, and simple spaces of algebraic dimension zero.
8
-
9
- \subsection{The inductive decomposition and its negative part}
10
-
11
- We use additive notation for rational holomorphic line bundles. Thus
12
- \(L\sim_{\Q}L'\) means that \(mL\) and \(mL'\) are holomorphically
13
- isomorphic for some positive integer \(m\). If a rational divisor occurs in such
14
- an identity, it denotes its associated rational line bundle. In contrast,
15
- \(c_1(L)\) and \(\{D\}=c_1(\OO_X(D))\) denote real Bott--Chern classes.
16
- Canonical comparisons are made with the usual local meromorphic canonical
17
- identifications. In particular, an identity of lines below contains more
18
- information than equality of their Chern classes.
19
-
20
- Let \(X\) be a smooth compact Kähler manifold and let \(\alpha\) be a
21
- pseudo-effective real \((1,1)\)-class. Fix a Kähler form \(\omega\). For a
22
- prime divisor \(D\), its minimal multiplicity is
23
- \[
24
- \nu_D(\alpha)=\lim_{\varepsilon\downarrow0}
25
- \inf\bigl\{\nu_D(T):T\in\alpha,\ T\geq-\varepsilon\omega\bigr\}.
26
- \]
27
- Here \(T\) ranges over closed currents, and \(\nu_D(T)\) is its generic
28
- Lelong number; one may equivalently use currents with analytic singularities.
29
- The limit is independent of \(\omega\). Boucksom's divisorial decomposition
30
- is
31
- \[
32
- N(\alpha)=\sum_D\nu_D(\alpha)D,
33
- \qquad Z(\alpha)=\alpha-\{N(\alpha)\}.
34
- \]
35
- The sum is a finite effective real divisor, and \(Z(\alpha)\) is modified
36
- nef: its minimal multiplicity at every prime is zero. We write \(N(L)\) and
37
- \(\nu_D(L)\) for \(N(c_1(L))\) and \(\nu_D(c_1(L))\). These are the
38
- analytic notions, with small Kähler
39
- perturbations, throughout the paper. We use the foundational results in
40
- \cite[Sections~2--3 and~5]{Boucksom2004}.
41
-
42
- The induction asks for a decomposition that retains both the actual line
43
- bundle and this analytic negative divisor.
44
-
45
- \begin{definition}\label{def:good-decomposition}
46
- For \(n\geq0\), let \(\Ggood_n\) be the following assertion. If \(X\)
47
- is a connected smooth compact Kähler manifold of dimension \(n\), \(B\)
48
- is a rational simple normal crossing boundary with coefficients in
49
- \([0,1]\), and \(J=K_X+B\) is pseudo-effective, then there is a smooth
50
- compact Kähler modification \(\mu:Y\to X\) and an actual rational line
51
- identity
52
- \begin{equation}\label{bir:good-decomposition}
53
- \mu^*J\sim_{\Q}P+R,
54
- \qquad P\text{ semiample},\qquad R=N(\mu^*J)\geq0,
55
- \end{equation}
56
- where \(R\) is a rational divisor.
57
- \end{definition}
58
-
59
- The next lemmas make this decomposition stable under further resolutions
60
- and allow exceptional resolution errors to be removed. They also provide
61
- the fixed-section statement needed to descend the case in which the
62
- positive part is torsion.
63
-
64
- \begin{lemma}[Negative-part calculus]\label{bir:calculus}
65
- Let \(\alpha\) be pseudo-effective on a smooth compact Kähler manifold.
66
- \begin{enumerate}
67
- \item Every positive current in \(\alpha\) contains the divisorial current
68
- \([N(\alpha)]\). If \(0\leq F\leq N(\alpha)\), then
69
- \[
70
- \alpha-\{F\}\text{ is pseudo-effective},\qquad
71
- N(\alpha-\{F\})=N(\alpha)-F.
72
- \]
73
- \item Minimal multiplicities are homogeneous and subadditive. In
74
- particular, if \(\beta\) is nef, then
75
- \(N(\alpha+\beta)\leq N(\alpha)\).
76
- \item If \(\mu:Y\to X\) is a smooth modification and \(D'\) is the strict
77
- transform of a prime \(D\), then
78
- \[
79
- \nu_{D'}(\mu^*\alpha)=\nu_D(\alpha).
80
- \]
81
- \item If \(\gamma\) is modified nef and \(j:\widetilde D\to X\) is a
82
- resolution of a prime divisor, then \(j^*\gamma\) is pseudo-effective.
83
- \end{enumerate}
84
- \end{lemma}
85
-
86
- \begin{proof}
87
- The first assertion about currents follows from the definition of minimal
88
- multiplicity and Siu decomposition. Homogeneity and subadditivity follow by
89
- scaling and adding testing currents. The subtraction identity is the
90
- corresponding property in the big cone, followed by a small Kähler
91
- perturbation. More explicitly, for \(\alpha_\varepsilon=\alpha+
92
- \varepsilon\{\omega\}\), subtract
93
- \(F_\varepsilon=\min\{F,N(\alpha_\varepsilon)\}\) coefficientwise.
94
- In the big cone all positive currents contain this divisor, so subtracting
95
- it translates each minimal multiplicity by its coefficient. As
96
- \(\varepsilon\downarrow0\), \(F_\varepsilon\to F\). The class of
97
- \(F-F_\varepsilon\) can be absorbed in a Kähler perturbation tending to
98
- zero (there are only finitely many components). This gives the upper bound
99
- for the asserted identity; subadditivity applied after adding \(F\) gives
100
- the reverse bound. Weak compactness of positive currents gives
101
- pseudo-effectivity of the limit. This is also the subtraction property of
102
- the divisorial decomposition in \cite[Section~3]{Boucksom2004}.
103
-
104
- For the strict-transform formula, pull almost-positive testing currents
105
- to \(Y\). Near the generic point of \(D'\), the map is an isomorphism,
106
- so the generic order is unchanged. This proves one inequality. Conversely,
107
- push a testing current on \(Y\) to \(X\). To control its negative error,
108
- write the error as a small multiple of the fixed positive current
109
- \(\mu_*\omega_Y\), and add a fixed smooth Kähler representative of
110
- \(C\omega_X-\{\mu_*\omega_Y\}\) for \(C\) sufficiently large. The
111
- result is a positive test in a Kähler perturbation tending to zero. The
112
- pushforward of \(\omega_Y\) has no divisorial order at the generic point
113
- of \(D\), where \(\mu\) is an isomorphism. Thus this test has the same
114
- generic order as the original one at \(D'\). Regularization, if needed,
115
- returns to tests with analytic singularities. This proves the other
116
- inequality and the formula. It is the analytic form of the strict-transform
117
- comparison in \cite[Lemma~5.8]{Boucksom2004}.
118
-
119
- Finally, choose analytic-singularity tests for a modified-nef class whose
120
- generic order at the chosen prime tends to zero. Subtract that generic
121
- divisorial order before restricting to a resolution of the prime. The
122
- remaining singular set does not contain its generic point, so restriction
123
- gives an almost-positive current there. The subtracted multiple and the
124
- Kähler error tend to zero. Taking the limit proves the last assertion; see
125
- also \cite[Propositions~2.4 and~3.8]{Boucksom2004}.
126
- \end{proof}
127
-
128
- For a rational line \(J\) on a normal compact Kähler space \(X\) whose pullback
129
- to a smooth resolution is pseudo-effective, we also use minimal
130
- multiplicities for divisorial places. If \(Q\) appears on a smooth
131
- resolution \(p:Y\to X\), set
132
- \[
133
- \nu_Q(J):=\nu_Q(p^*J).
134
- \]
135
- The strict-transform formula on a common smooth refinement makes this
136
- independent of the chosen resolution. When a real class is already on a
137
- fixed smooth model, \(\nu_Q\) continues to denote its coefficient in the
138
- negative part on that model.
139
-
140
- \begin{lemma}[Exceptional translation]\label{bir:exceptional}
141
- Let \(p:Y\to X\) be a proper bimeromorphic morphism from a smooth compact
142
- Kähler manifold to a normal compact Kähler space. Let \(M\) be a real
143
- \((1,1)\)-class on \(X\) represented by smooth local potentials, and let
144
- \(E\geq0\) be a real \(p\)-exceptional divisor. If
145
- \(\alpha=p^*M+\{E\}\) is pseudo-effective, then \(p^*M\) is
146
- pseudo-effective and
147
- \[
148
- N(\alpha)=N(p^*M)+E.
149
- \]
150
- \end{lemma}
151
-
152
- \begin{proof}
153
- It suffices by Lemma~\ref{bir:calculus} to prove \(E\leq N(\alpha)\).
154
- Write
155
- \[
156
- E-N(\alpha)=U-V,
157
- \qquad U,V\geq0,
158
- \]
159
- with no common component, and suppose \(U\neq0\). Its components are
160
- \(p\)-exceptional. Put \(n=\dim Y\) and
161
- \(\ell=\max\{\dim p(U_i):U_i\text{ a component of }U\}\). Normality
162
- gives \(\ell\leq n-2\). Let \(\eta\) be the pullback of a Kähler form
163
- on \(X\), let \(\omega\) be Kähler on \(Y\), and set
164
- \[
165
- q(\gamma,\delta)=
166
- \int_Y\gamma\,\delta\,\eta^{\ell}\omega^{n-\ell-2}.
167
- \]
168
- The restriction property in Lemma~\ref{bir:calculus} gives
169
- \(q(Z(\alpha),U)\geq0\). The term \(q(p^*M,U)\) is zero: on each
170
- component of \(U\), it contains \(\ell+1\) factors pulled back from an
171
- image of dimension at most \(\ell\). Distinct effective divisors have
172
- nonnegative intersection against the semipositive and Kähler factors in
173
- \(q\). Hence
174
- \[
175
- 0\leq q(Z(\alpha),U)=q(U,U)-q(V,U)\leq q(U,U).
176
- \]
177
- On the other hand, \(q(U,\eta)=0\) by the same dimension count, whereas
178
- \(q(\eta,\eta)>0\). The mixed Hodge index theorem, applied first with
179
- Kähler factors and then by a semipositive limit, says that \(q\) is
180
- negative semidefinite on \(\eta^\perp\). It follows that \(q(U,U)=0\)
181
- and that \(U\) is in the radical of \(q\): the radical assertion follows
182
- from negative semidefiniteness on \(\eta^\perp\), and then from
183
- \(q(U,\eta)=0\). But
184
- \[
185
- q(U,\omega)=\sum_i u_i\int_{U_i}
186
- \eta^{\ell}\omega^{n-\ell-1}>0.
187
- \]
188
- Indeed, a component with image dimension \(\ell\) has strictly positive
189
- integrand on a dense open. This is a contradiction. The mixed Hodge index
190
- statement used here is the mixed Hodge--Riemann relation
191
- \cite[Theorems~A and~C]{DinhNguyen}; the limit preserves the assertion that
192
- there is at most one positive direction.
193
- \end{proof}
194
-
195
- \begin{lemma}[Pulling up a known decomposition]\label{bir:pullup}
196
- Let \(\alpha\) be a pseudo-effective real \((1,1)\)-class on a smooth compact
197
- Kähler manifold, and suppose
198
- \[
199
- \alpha=\beta+\{R\},\qquad \beta\text{ nef},\qquad R=N(\alpha)\geq0.
200
- \]
201
- For every smooth modification \(\mu:Y\to X\),
202
- \[
203
- N(\mu^*\alpha)=\mu^*R.
204
- \]
205
- In particular, this applies to the Chern classes of an actual rational line
206
- decomposition with a nef rational positive part.
207
- \end{lemma}
208
-
209
- \begin{proof}
210
- Subadditivity and nefness give \(N(\mu^*\alpha)\leq\mu^*R\). By the
211
- strict-transform formula, the difference
212
- \(U=\mu^*R-N(\mu^*\alpha)\) is effective and exceptional. Moreover
213
- \(Z(\mu^*\alpha)=\mu^*\beta+\{U\}\) is modified nef. Apply
214
- Lemma~\ref{bir:exceptional} to this class. It gives
215
- \(U\leq N(Z(\mu^*\alpha))=0\), proving the assertion.
216
- \end{proof}
217
-
218
- \begin{lemma}[Fixed sections]\label{bir:sections}
219
- Let \(L\) be a pseudo-effective rational line on a smooth compact Kähler
220
- manifold. Every section \(s\) of an integral multiple \(mL\) satisfies
221
- \[
222
- \ord_D(s)\geq m\nu_D(L)
223
- \]
224
- at every prime \(D\). If \(L\sim_{\Q}P+R\), with \(P\) semiample and
225
- \(R=N(L)\) rational, then in every sufficiently divisible degree
226
- multiplication by the canonical section of \(mR\) identifies
227
- \(H^0(X,mP)\) with \(H^0(X,mL)\).
228
- \end{lemma}
229
-
230
- \begin{proof}
231
- The divisor current \([\operatorname{div}(s)]/m\) is a positive current
232
- in \(c_1(L)\), so Lemma~\ref{bir:calculus} gives the order bound. In the
233
- stated decomposition, every section therefore divides holomorphically by
234
- the canonical section of \(mR\). Conversely, multiplication gives a
235
- section of \(mL\). The actual rational line identity makes these operations
236
- inverse after clearing denominators.
237
- \end{proof}
238
-
239
- \begin{lemma}[Uniqueness when the positive part is torsion]
240
- \label{bir:unique-current}
241
- Suppose \(L\sim_{\Q}R\), where \(R=N(L)\) is an effective rational
242
- divisor on a smooth compact Kähler manifold. Then the only positive current
243
- in \(c_1(L)\) is \([R]\). If \(F\geq0\) is a rational divisor and
244
- \(L-F\) is pseudo-effective, then
245
- \[
246
- F\leq R,\qquad L-F\sim_{\Q}R-F=N(L-F).
247
- \]
248
- The same conclusions hold if \(L\sim_{\Q}P+R\) with \(P\) torsion.
249
- \end{lemma}
250
-
251
- \begin{proof}
252
- Write \(X\) for the manifold. The assertion is immediate if \(\dim X=0\),
253
- so assume \(\dim X>0\).
254
- Every positive current \(T\) in \(c_1(L)\) contains \([R]\). The
255
- residual \(T-[R]\) is positive with zero cohomology class, so its mass
256
- against a Kähler form to the power \(\dim X-1\) is zero. Thus it vanishes.
257
- For the second assertion, add \([F]\) to any positive current in
258
- \(c_1(L-F)\). Uniqueness gives \(F\leq R\), and subtraction in
259
- Lemma~\ref{bir:calculus} gives the asserted negative part. A torsion line
260
- has zero Chern class and becomes trivial after taking a positive multiple,
261
- so the last statement is the same argument.
262
- \end{proof}
263
-
264
- \subsection{Birational transfer of the decomposition}
265
-
266
- All modifications resolving spaces, maps, or ideals can be chosen
267
- projective. A projective modification of a compact Kähler space is Kähler;
268
- graphs between compact Kähler models can likewise be resolved by smooth
269
- compact Kähler manifolds. We use these standard analytic resolution and
270
- flattening results without further mention.
271
-
272
- For log discrepancies our convention is
273
- \[
274
- a(E;X,\Delta)=1+\ord_E\bigl(K_Y-p^*(K_X+\Delta)\bigr)
275
- \]
276
- on a smooth model \(p:Y\to X\). In particular, on a log resolution of an
277
- lc pair, giving each new exceptional divisor coefficient one produces an
278
- effective exceptional error. The next proposition explains why this
279
- convention is harmless.
280
-
281
- \begin{proposition}[Resolution and descent]\label{bir:resolution-transfer}
282
- Let \((X,\Delta)\) be a normal compact Kähler lc pair with rational
283
- boundary and rational Cartier adjoint \(J\). Let \(p:Y\to X\) be a log
284
- resolution, and put
285
- \[
286
- B_Y=p_*^{-1}\Delta+\sum_{E\text{ exceptional}}E.
287
- \]
288
- If \(p^*J\) is pseudo-effective and the conclusion of
289
- Definition~\ref{def:good-decomposition} holds for \((Y,B_Y)\), then there
290
- is a smooth compact Kähler modification \(r:V\to X\) with an actual
291
- rational line identity
292
- \[
293
- r^*J\sim_{\Q}P+R,\qquad P\text{ semiample},\qquad
294
- R=N(r^*J)\geq0,
295
- \]
296
- where \(R\) is a rational divisor.
297
- If \(J\) is analytically nef, it is semiample on \(X\).
298
- \end{proposition}
299
-
300
- \begin{proof}
301
- With compatible canonical choices there is an actual rational divisor
302
- identity
303
- \[
304
- K_Y+B_Y=p^*J+E_p,\qquad
305
- E_p=\sum_{E\text{ exceptional}}a(E;X,\Delta)E\geq0.
306
- \]
307
- Suppose \(q:V\to Y\) realizes the decomposition for the left side.
308
- Lemma~\ref{bir:exceptional}, applied over \(X\), gives
309
- \[
310
- N\bigl(q^*(K_Y+B_Y)\bigr)
311
- =N(q^*p^*J)+q^*E_p.
312
- \]
313
- Cancelling \(q^*E_p\) in the actual rational line identities proves the
314
- first assertion. This argument also shows that further resolutions using
315
- the reduced-exceptional convention do not change the assertion
316
- \(\Ggood_n\).
317
-
318
- If \(J\) is nef, its pullback is nef, so its negative part is zero. The
319
- semiample line in the decomposition is therefore \(q^*p^*J\) itself, up
320
- to rational line isomorphism. Choose an actual Cartier multiple generated
321
- on \(V\). Normality gives \((p q)_*\OO_V=\OO_X\), and projection formula
322
- identifies its sections with the sections downstairs. A base point
323
- downstairs would make every pullback section vanish on its nonempty fiber.
324
- There is no such point, so that multiple of \(J\) is globally generated.
325
- \end{proof}
326
-
327
- The second transfer concerns a torsion positive part. Its proof uses the
328
- following local construction for finite maps, which will also be used for
329
- meromorphic sections and for covers of spaces of algebraic dimension zero.
330
-
331
- \begin{lemma}[Finite analytic norms and characteristic polynomials]
332
- \label{bir:finite-norm}
333
- Let \(\nu:Z\to X\) be a finite surjective morphism of normal irreducible
334
- complex spaces, of degree \(d>0\), and let \(L\) be a holomorphic line
335
- bundle on \(X\). A nonzero meromorphic section \(s\) of \(\nu^*L\)
336
- has a nonzero meromorphic norm \(\operatorname{Nm}_\nu(s)\) in
337
- \(L^{\otimes d}\), with
338
- \[
339
- \operatorname{div}(\operatorname{Nm}_\nu(s))
340
- =\nu_*\operatorname{div}(s).
341
- \]
342
- If \(s\) is holomorphic, its norm is holomorphic. If, in addition,
343
- \(s\) is nonzero at every point of \(\nu^{-1}(x)\), then its norm is
344
- nonzero at \(x\).
345
-
346
- For a global meromorphic function \(f\) on \(Z\), there is a monic
347
- polynomial \(\chi_f(T)\) of degree \(d\) with global meromorphic
348
- coefficient functions on \(X\) such that \(\chi_f(f)=0\) after pulling
349
- the coefficients to \(Z\).
350
- \end{lemma}
351
-
352
- \begin{proof}
353
- At \(x\in X\), choose a holomorphic frame of \(L\) and put
354
- \[
355
- R=\OO_{X,x},\qquad K=\operatorname{Frac}(R),\qquad
356
- A=(\nu_*\OO_Z)_x.
357
- \]
358
- The generic algebra \(A\otimes_RK\) is a product of finite field
359
- extensions of \(K\), of total dimension \(d\). The local meromorphic
360
- coefficient \(a\) of \(s\) belongs to this algebra. Since \(Z\) is
361
- irreducible and \(s\) is not identically zero, its restriction is nonzero
362
- on every generic local component. Thus \(a\) is nonzero in every field
363
- factor, and the determinant of multiplication by \(a\) is nonzero.
364
- Under a change of frame by a unit \(g\), this determinant changes by
365
- \(g^{-d}\). The determinants therefore glue to the asserted
366
- meromorphic section. The valuation formula for a norm over a discrete
367
- valuation ring gives the displayed divisor identity at every prime of
368
- the normal space \(X\).
369
-
370
- If \(s\) is holomorphic, then \(a\in A\) is integral over \(R\).
371
- Its norm is integral over \(R\) and belongs to \(K\), hence belongs to
372
- \(R\) by normality. This does not require \(A\) to be locally free.
373
- If \(s\) is nonzero at every point over \(x\), then \(a\) is a unit
374
- in the finite semilocal algebra \(A\); applying the same argument to
375
- \(a^{-1}\) shows that its norm is a unit in \(R\).
376
-
377
- For a meromorphic function \(f\), use instead the determinant of
378
- \(T\) minus multiplication by its local coefficient. These monic
379
- polynomials agree on overlaps, and Cayley--Hamilton shows that they
380
- annihilate \(f\). All these constructions use fractions of local analytic
381
- germs, so they remain available when the global meromorphic functions on
382
- \(X\) are constant.
383
- \end{proof}
384
-
385
- We now descend a decomposition whose positive part is torsion, the form
386
- needed for a covering family on a space of algebraic dimension zero.
387
-
388
- \begin{proposition}[Descent of a purely negative decomposition]
389
- \label{bir:finite-descent}
390
- Let \(e:Y\to X\) be a proper generically finite surjective morphism
391
- between connected smooth compact Kähler manifolds. Let \(L\) be a
392
- pseudo-effective rational line on \(X\), and let \(F\geq0\) be a
393
- rational divisor on \(Y\). Suppose that on a smooth model over \(Y\),
394
- the line \(e^*L+F\) is rationally linearly equivalent to its rational
395
- negative part. Then there is an effective rational divisor \(D\) on
396
- \(X\) such that
397
- \[
398
- L\sim_{\Q}D=N(L).
399
- \]
400
- \end{proposition}
401
-
402
- \begin{proof}
403
- Replace \(Y\) by the smooth model in the hypothesis and pull \(F\) back.
404
- Write \(e^*L+F\sim_{\Q}R=N(e^*L+F)\). Pull back a positive current in
405
- \(c_1(L)\) and add \([F]\). Lemma~\ref{bir:unique-current} gives
406
- \(F\leq R\). Put \(D_Y=R-F\). Subtraction in
407
- Lemma~\ref{bir:calculus} gives
408
- \[
409
- e^*L\sim_{\Q}D_Y=N(e^*L)\geq0.
410
- \]
411
- In particular \([D_Y]\) is the unique positive current in \(c_1(e^*L)\).
412
-
413
- Choose \(m\) so that \(mL\) and \(mD_Y\) are integral and the latter is
414
- the divisor of a holomorphic section \(s\) of \(e^*(mL)\). Factor \(e\)
415
- through its normal Stein space:
416
- \[
417
- Y\xrightarrow{h}Z\xrightarrow{\nu}X,
418
- \qquad \nu\text{ finite of degree }d=\deg e.
419
- \]
420
- The connected birational map \(h\) descends \(s\) to a holomorphic
421
- section \(s_Z\) of \(\nu^*(mL)\), by normality and projection formula.
422
- Lemma~\ref{bir:finite-norm} gives a holomorphic section of \(mdL\) whose
423
- divisor is
424
- \[
425
- \operatorname{div}(\operatorname{Nm}_\nu(s_Z))
426
- =\nu_*\operatorname{div}(s_Z)=m e_*D_Y.
427
- \]
428
- Thus \(D=d^{-1}e_*D_Y\) is effective and satisfies \(L\sim_{\Q}D\).
429
-
430
- Both \(e^*D\) and \(D_Y\) are positive divisor currents in
431
- \(c_1(e^*L)\), so uniqueness gives \(e^*D=D_Y\). We already know
432
- \(N(L)\leq D\). If this inequality were strict at a prime \(A\subset X\),
433
- choose analytic-singularity tests for \(L\) whose generic orders at \(A\)
434
- tend to \(\nu_A(L)\), and pull them to \(Y\). For any prime \(A'\)
435
- dominating \(A\), the generic orders are multiplied by
436
- \(\operatorname{mult}_{A'}e^*A\). The pulled-back Kähler errors can be
437
- enlarged to Kähler errors upstairs tending to zero. Consequently
438
- \[
439
- \nu_{A'}(e^*L)
440
- \leq \operatorname{mult}_{A'}(e^*A)\,\nu_A(L)
441
- <\operatorname{mult}_{A'}(e^*A)\,\operatorname{coeff}_A(D),
442
- \]
443
- contrary to \(N(e^*L)=D_Y=e^*D\). This proves \(D=N(L)\).
444
- \end{proof}
445
-
446
- We will also use Proposition~\ref{bir:finite-descent} when \(e\) is a
447
- modification and \(F=0\). Once the positive part of a decomposition is
448
- known to be torsion, it gives \(L\sim_{\Q}N(L)\) on the original smooth
449
- space; Lemma~\ref{bir:pullup} then identifies the negative divisor upstairs
450
- with the pullback of \(N(L)\).
451
-
452
- \subsection{The projective anchor and the two geometric cases}
453
-
454
- \begin{proposition}[Projective good models]\label{proj:good-models}
455
- Under Assumption~\ref{asm:log-iitaka}, every projective lc pair over
456
- \(\C\) with rational boundary and pseudo-effective rational Cartier
457
- adjoint has a good log minimal model. In particular, \(\Ggood_n\) holds
458
- for projective manifolds in every dimension, and every nef rational lc
459
- adjoint on a projective variety is semiample as an actual rational line.
460
- \end{proposition}
461
-
462
- \begin{proof}
463
- The good-model assertion is the rational-boundary consequence of the full
464
- argument in \cite[Proposition~2.5, Theorem~9.6, and Section~10]{LI}. That
465
- argument establishes the additional inductive and nonvanishing premises of
466
- its Proposition~2.5 before applying it, and proves a stronger real-boundary
467
- induction. Its only use of Assumption~\ref{asm:log-iitaka} is in its
468
- Lemma~6.1, on a resolved projective Albanese fibration with both boundaries
469
- zero. Thus its premise is precisely available here.
470
-
471
- For clarity, its good-model conclusion gives on a common smooth projective
472
- resolution
473
- \[
474
- u^*(K_X+B)=v^*(K_{X_m}+B_m)+F,
475
- \qquad F\geq0\text{ and }v\text{-exceptional},
476
- \]
477
- as an actual rational divisor identity; the line on \(X_m\) is semiample.
478
- This is the comparison in \cite[Lemma~2.2]{LI}. Algebraic nefness of a
479
- rational line on a projective variety implies analytic nefness, by adding
480
- arbitrarily small ample rational classes. Lemma~\ref{bir:exceptional}
481
- therefore identifies \(F\) with the analytic negative part of the left
482
- side. On a smooth projective variety, analytic pseudo-effectivity of a
483
- divisor class agrees with algebraic pseudo-effectivity
484
- \cite[Proposition~1.2]{BDPP}; hence the good-model assertion applies to
485
- every projective instance of \(\Ggood_n\). This proves the stated form of
486
- \(\Ggood_n\). If the original adjoint
487
- is nef, the same comparison and normal descent give its semiampleness.
488
- \end{proof}
489
-
490
- The remainder of the paper proves the following two propositions. They
491
- are stated here so that the global induction can be completed before its
492
- technical components are developed. A compact space is \emph{simple} if
493
- no positive-dimensional proper compact analytic subvariety passes through
494
- a very general point. We write \(a(X)\) for its algebraic dimension.
495
-
496
- \begin{proposition}[The fibration case]\label{rank:fibration-case}
497
- Assume Assumption~\ref{asm:log-iitaka}. Fix \(n>0\) and assume
498
- \(\Ggood_j\) for \(j<n\). Let \(X\) be a connected
499
- smooth compact Kähler manifold of dimension \(n\), let \(B\) be a rational
500
- SNC boundary with coefficients in \([0,1]\), and suppose \(K_X+B\) is pseudo-effective. If \(X\) admits
501
- a dominant meromorphic map to an irreducible compact space \(Y\) in Fujiki
502
- class \(\mathcal C\), with \(0<\dim Y<n\), then the conclusion of
503
- \(\Ggood_n\) holds for \((X,B)\).
504
- \end{proposition}
505
-
506
- \begin{proposition}[The simple case]\label{simple:case}
507
- Fix \(n>0\) and assume \(\Ggood_j\) for \(j<n\). Let \(X\) be a connected
508
- smooth simple compact Kähler manifold of dimension \(n\) with \(a(X)=0\).
509
- For a rational SNC boundary \(B\) with coefficients in \([0,1]\) and
510
- \(J=K_X+B\) pseudo-effective,
511
- there is a smooth compact Kähler modification \(\mu:Y\to X\) such that
512
- \[
513
- \mu^*J\sim_{\Q}N(\mu^*J),
514
- \]
515
- and this negative part is a rational divisor. In particular, the conclusion
516
- of \(\Ggood_n\) holds with torsion positive part.
517
- \end{proposition}
518
-
519
- Proposition~\ref{rank:fibration-case} is proved in
520
- Section~\ref{sec:rank-one}; it reduces the fibration to relative log Kodaira
521
- dimension zero and then descends the adjoint to its base.
522
- Proposition~\ref{simple:case} is proved in Section~\ref{sec:signed}, using
523
- the meromorphic nonvanishing theorem of Section~\ref{sec:nonvanishing}.
524
- Both propositions use \(\Ggood\) only in dimensions below \(n\).
525
-
526
- \begin{theorem}[Good divisorial decomposition]
527
- \label{thm:good-decomposition}
528
- Under Assumption~\ref{asm:log-iitaka}, the assertion \(\Ggood_n\) holds
529
- for every finite \(n\).
530
- \end{theorem}
531
-
532
- \begin{proof}
533
- We use Propositions~\ref{rank:fibration-case} and~\ref{simple:case}, whose
534
- proofs occupy the rest of the paper. The assertion is immediate in dimension
535
- zero. Assume it in smaller dimensions and let \((X,B)\) be as in
536
- Definition~\ref{def:good-decomposition} in dimension \(n>0\).
537
-
538
- If \(a(X)=n\), the Kähler Moishezon theorem makes \(X\) projective, and
539
- Proposition~\ref{proj:good-models} applies. If \(0<a(X)<n\), the algebraic
540
- reduction of \(X\) is a dominant meromorphic map to a projective model of
541
- dimension \(a(X)\) \cite[Theorem and Definition~3.1]{CampanaPeternell1999}.
542
- Proposition~\ref{rank:fibration-case} applies.
543
-
544
- It remains to consider \(a(X)=0\). If \(X\) is simple, use
545
- Proposition~\ref{simple:case}. Otherwise Campana's maximal covering-family
546
- theorem supplies a generically finite evaluation map from an incidence
547
- space which itself has a nontrivial fibration; see
548
- \cite[Lemma~17 and Corollary~18]{Campana2026}. After resolving the incidence,
549
- the graph, and the base, we obtain a smooth compact Kähler source \(X'\) and maps
550
- \[
551
- e:X'\longrightarrow X,\qquad f:X'\longrightarrow Y',
552
- \qquad 0<\dim Y'<n,
553
- \]
554
- where \(e\) is proper generically finite and \(Y'\) is in class
555
- \(\mathcal C\) \cite[(1.1.1), (1.5)(3)--(4), (2.2)(1),(3), and (2.3)]{Fujiki1982}.
556
- The algebraic dimension of \(X'\) is zero. Indeed, a
557
- meromorphic function on \(X'\) descends through the birational part of the
558
- normal Stein factorization of \(e\). Lemma~\ref{bir:finite-norm} gives its
559
- characteristic polynomial over the finite part, with meromorphic
560
- coefficients on \(X\). These coefficients are constant because \(a(X)=0\),
561
- so the function is constant on the irreducible space \(X'\). Bimeromorphic
562
- modifications do not change this conclusion.
563
-
564
- Choose a reduced SNC divisor \(B'\) containing the inverse image of
565
- \(\Supp B\), after a further resolution. Pullback of logarithmic
566
- differentials gives the actual rational identity
567
- \[
568
- K_{X'}+B'=e^*(K_X+B)+F,\qquad F\geq0.
569
- \]
570
- For example, this follows locally by pulling back logarithmic top forms
571
- for the reduced support of \(B\); decreasing its coefficients to those of
572
- \(B\) only increases the error. Thus the adjoint upstairs is
573
- pseudo-effective. Proposition~\ref{rank:fibration-case} applies to
574
- \((X',B')\). Its semiample positive part is torsion, since a nonconstant
575
- semiample map would give a nonconstant meromorphic function on \(X'\).
576
- Proposition~\ref{bir:finite-descent} now gives the required decomposition
577
- for \(K_X+B\). This exhausts the cases and proves the induction.
578
- \end{proof}
579
-
580
- \begin{proof}[Proof of Theorem~\ref{thm:main}]
581
- Apply Theorem~\ref{thm:good-decomposition} on a log resolution of the
582
- given lc pair, with the reduced-exceptional boundary. The adjoint is
583
- pseudo-effective because the original one is nef.
584
- Proposition~\ref{bir:resolution-transfer} then gives generation of an
585
- actual Cartier multiple at every point of the original normal space.
586
- \end{proof}
 
1
+ \section{Birational decompositions and the geometric reduction}
2
+ \label{sec:inductive-reduction}
3
+
4
+ The proof will produce a semiample line bundle on a smooth model, together
5
+ with its entire fixed divisorial part. This section makes that statement
6
+ precise and reduces the induction to two cases: spaces admitting a
7
+ nontrivial fibration, and simple spaces of algebraic dimension zero.
8
+
9
+ \subsection{The inductive decomposition and its negative part}
10
+
11
+ We use additive notation for rational holomorphic line bundles. Thus
12
+ \(L\sim_{\Q}L'\) means that \(mL\) and \(mL'\) are holomorphically
13
+ isomorphic for some positive integer \(m\). If a rational divisor occurs in such
14
+ an identity, it denotes its associated rational line bundle. In contrast,
15
+ \(c_1(L)\) and \(\{D\}=c_1(\OO_X(D))\) denote real Bott--Chern classes.
16
+ Canonical comparisons are made with the usual local meromorphic canonical
17
+ identifications. In particular, an identity of lines below contains more
18
+ information than equality of their Chern classes.
19
+
20
+ Let \(X\) be a smooth compact Kähler manifold and let \(\alpha\) be a
21
+ pseudo-effective real \((1,1)\)-class. Fix a Kähler form \(\omega\). For a
22
+ prime divisor \(D\), its minimal multiplicity is
23
+ \[
24
+ \nu_D(\alpha)=\lim_{\varepsilon\downarrow0}
25
+ \inf\bigl\{\nu_D(T):T\in\alpha,\ T\geq-\varepsilon\omega\bigr\}.
26
+ \]
27
+ Here \(T\) ranges over closed currents, and \(\nu_D(T)\) is its generic
28
+ Lelong number; one may equivalently use currents with analytic singularities.
29
+ The limit is independent of \(\omega\). Boucksom's divisorial decomposition
30
+ is
31
+ \[
32
+ N(\alpha)=\sum_D\nu_D(\alpha)D,
33
+ \qquad Z(\alpha)=\alpha-\{N(\alpha)\}.
34
+ \]
35
+ The sum is a finite effective real divisor, and \(Z(\alpha)\) is modified
36
+ nef: its minimal multiplicity at every prime is zero. We write \(N(L)\) and
37
+ \(\nu_D(L)\) for \(N(c_1(L))\) and \(\nu_D(c_1(L))\). These are the
38
+ analytic notions, with small Kähler
39
+ perturbations, throughout the paper. We use the foundational results in
40
+ \cite[Sections~2--3 and~5]{Boucksom2004}.
41
+
42
+ The induction asks for a decomposition that retains both the actual line
43
+ bundle and this analytic negative divisor.
44
+
45
+ \begin{definition}\label{def:good-decomposition}
46
+ For \(n\geq0\), let \(\Ggood_n\) be the following assertion. If \(X\)
47
+ is a connected smooth compact Kähler manifold of dimension \(n\), \(B\)
48
+ is a rational simple normal crossing boundary with coefficients in
49
+ \([0,1]\), and \(J=K_X+B\) is pseudo-effective, then there is a smooth
50
+ compact Kähler modification \(\mu:Y\to X\) and an actual rational line
51
+ identity
52
+ \begin{equation}\label{bir:good-decomposition}
53
+ \mu^*J\sim_{\Q}P+R,
54
+ \qquad P\text{ semiample},\qquad R=N(\mu^*J)\geq0,
55
+ \end{equation}
56
+ where \(R\) is a rational divisor.
57
+ \end{definition}
58
+
59
+ The next lemmas make this decomposition stable under further resolutions
60
+ and allow exceptional resolution errors to be removed. They also provide
61
+ the fixed-section statement needed to descend the case in which the
62
+ positive part is torsion.
63
+
64
+ \begin{lemma}[Negative-part calculus]\label{bir:calculus}
65
+ Let \(\alpha\) be pseudo-effective on a smooth compact Kähler manifold.
66
+ \begin{enumerate}
67
+ \item Every positive current in \(\alpha\) contains the divisorial current
68
+ \([N(\alpha)]\). If \(0\leq F\leq N(\alpha)\), then
69
+ \[
70
+ \alpha-\{F\}\text{ is pseudo-effective},\qquad
71
+ N(\alpha-\{F\})=N(\alpha)-F.
72
+ \]
73
+ \item Minimal multiplicities are homogeneous and subadditive. In
74
+ particular, if \(\beta\) is nef, then
75
+ \(N(\alpha+\beta)\leq N(\alpha)\).
76
+ \item If \(\mu:Y\to X\) is a smooth modification and \(D'\) is the strict
77
+ transform of a prime \(D\), then
78
+ \[
79
+ \nu_{D'}(\mu^*\alpha)=\nu_D(\alpha).
80
+ \]
81
+ \item If \(\gamma\) is modified nef and \(j:\widetilde D\to X\) is a
82
+ resolution of a prime divisor, then \(j^*\gamma\) is pseudo-effective.
83
+ \end{enumerate}
84
+ \end{lemma}
85
+
86
+ \begin{proof}
87
+ The first assertion about currents follows from the definition of minimal
88
+ multiplicity and Siu decomposition. Homogeneity and subadditivity follow by
89
+ scaling and adding testing currents. The subtraction identity is the
90
+ corresponding property in the big cone, followed by a small Kähler
91
+ perturbation. More explicitly, for \(\alpha_\varepsilon=\alpha+
92
+ \varepsilon\{\omega\}\), subtract
93
+ \(F_\varepsilon=\min\{F,N(\alpha_\varepsilon)\}\) coefficientwise.
94
+ In the big cone all positive currents contain this divisor, so subtracting
95
+ it translates each minimal multiplicity by its coefficient. As
96
+ \(\varepsilon\downarrow0\), \(F_\varepsilon\to F\). The class of
97
+ \(F-F_\varepsilon\) can be absorbed in a Kähler perturbation tending to
98
+ zero (there are only finitely many components). This gives the upper bound
99
+ for the asserted identity; subadditivity applied after adding \(F\) gives
100
+ the reverse bound. Weak compactness of positive currents gives
101
+ pseudo-effectivity of the limit. This is also the subtraction property of
102
+ the divisorial decomposition in \cite[Section~3]{Boucksom2004}.
103
+
104
+ For the strict-transform formula, pull almost-positive testing currents
105
+ to \(Y\). Near the generic point of \(D'\), the map is an isomorphism,
106
+ so the generic order is unchanged. This proves one inequality. Conversely,
107
+ push a testing current on \(Y\) to \(X\). To control its negative error,
108
+ write the error as a small multiple of the fixed positive current
109
+ \(\mu_*\omega_Y\), and add a fixed smooth Kähler representative of
110
+ \(C\omega_X-\{\mu_*\omega_Y\}\) for \(C\) sufficiently large. The
111
+ result is a positive test in a Kähler perturbation tending to zero. The
112
+ pushforward of \(\omega_Y\) has no divisorial order at the generic point
113
+ of \(D\), where \(\mu\) is an isomorphism. Thus this test has the same
114
+ generic order as the original one at \(D'\). Regularization, if needed,
115
+ returns to tests with analytic singularities. This proves the other
116
+ inequality and the formula. It is the analytic form of the strict-transform
117
+ comparison in \cite[Lemma~5.8]{Boucksom2004}.
118
+
119
+ Finally, choose analytic-singularity tests for a modified-nef class whose
120
+ generic order at the chosen prime tends to zero. Subtract that generic
121
+ divisorial order before restricting to a resolution of the prime. The
122
+ remaining singular set does not contain its generic point, so restriction
123
+ gives an almost-positive current there. The subtracted multiple and the
124
+ Kähler error tend to zero. Taking the limit proves the last assertion; see
125
+ also \cite[Propositions~2.4 and~3.8]{Boucksom2004}.
126
+ \end{proof}
127
+
128
+ For a rational line \(J\) on a normal compact Kähler space \(X\) whose pullback
129
+ to a smooth resolution is pseudo-effective, we also use minimal
130
+ multiplicities for divisorial places. If \(Q\) appears on a smooth
131
+ resolution \(p:Y\to X\), set
132
+ \[
133
+ \nu_Q(J):=\nu_Q(p^*J).
134
+ \]
135
+ The strict-transform formula on a common smooth refinement makes this
136
+ independent of the chosen resolution. When a real class is already on a
137
+ fixed smooth model, \(\nu_Q\) continues to denote its coefficient in the
138
+ negative part on that model.
139
+
140
+ \begin{lemma}[Exceptional translation]\label{bir:exceptional}
141
+ Let \(p:Y\to X\) be a proper bimeromorphic morphism from a smooth compact
142
+ Kähler manifold to a normal compact Kähler space. Let \(M\) be a real
143
+ \((1,1)\)-class on \(X\) represented by smooth local potentials, and let
144
+ \(E\geq0\) be a real \(p\)-exceptional divisor. If
145
+ \(\alpha=p^*M+\{E\}\) is pseudo-effective, then \(p^*M\) is
146
+ pseudo-effective and
147
+ \[
148
+ N(\alpha)=N(p^*M)+E.
149
+ \]
150
+ \end{lemma}
151
+
152
+ \begin{proof}
153
+ It suffices by Lemma~\ref{bir:calculus} to prove \(E\leq N(\alpha)\).
154
+ Write
155
+ \[
156
+ E-N(\alpha)=U-V,
157
+ \qquad U,V\geq0,
158
+ \]
159
+ with no common component, and suppose \(U\neq0\). Its components are
160
+ \(p\)-exceptional. Put \(n=\dim Y\) and
161
+ \(\ell=\max\{\dim p(U_i):U_i\text{ a component of }U\}\). Normality
162
+ gives \(\ell\leq n-2\). Let \(\eta\) be the pullback of a Kähler form
163
+ on \(X\), let \(\omega\) be Kähler on \(Y\), and set
164
+ \[
165
+ q(\gamma,\delta)=
166
+ \int_Y\gamma\,\delta\,\eta^{\ell}\omega^{n-\ell-2}.
167
+ \]
168
+ The restriction property in Lemma~\ref{bir:calculus} gives
169
+ \(q(Z(\alpha),U)\geq0\). The term \(q(p^*M,U)\) is zero: on each
170
+ component of \(U\), it contains \(\ell+1\) factors pulled back from an
171
+ image of dimension at most \(\ell\). Distinct effective divisors have
172
+ nonnegative intersection against the semipositive and Kähler factors in
173
+ \(q\). Hence
174
+ \[
175
+ 0\leq q(Z(\alpha),U)=q(U,U)-q(V,U)\leq q(U,U).
176
+ \]
177
+ On the other hand, \(q(U,\eta)=0\) by the same dimension count, whereas
178
+ \(q(\eta,\eta)>0\). The mixed Hodge index theorem, applied first with
179
+ Kähler factors and then by a semipositive limit, says that \(q\) is
180
+ negative semidefinite on \(\eta^\perp\). It follows that \(q(U,U)=0\)
181
+ and that \(U\) is in the radical of \(q\): the radical assertion follows
182
+ from negative semidefiniteness on \(\eta^\perp\), and then from
183
+ \(q(U,\eta)=0\). But
184
+ \[
185
+ q(U,\omega)=\sum_i u_i\int_{U_i}
186
+ \eta^{\ell}\omega^{n-\ell-1}>0.
187
+ \]
188
+ Indeed, a component with image dimension \(\ell\) has strictly positive
189
+ integrand on a dense open. This is a contradiction. The mixed Hodge index
190
+ statement used here is the mixed Hodge--Riemann relation
191
+ \cite[Theorems~A and~C]{DinhNguyen}; the limit preserves the assertion that
192
+ there is at most one positive direction.
193
+ \end{proof}
194
+
195
+ \begin{lemma}[Pulling up a known decomposition]\label{bir:pullup}
196
+ Let \(\alpha\) be a pseudo-effective real \((1,1)\)-class on a smooth compact
197
+ Kähler manifold, and suppose
198
+ \[
199
+ \alpha=\beta+\{R\},\qquad \beta\text{ nef},\qquad R=N(\alpha)\geq0.
200
+ \]
201
+ For every smooth modification \(\mu:Y\to X\),
202
+ \[
203
+ N(\mu^*\alpha)=\mu^*R.
204
+ \]
205
+ In particular, this applies to the Chern classes of an actual rational line
206
+ decomposition with a nef rational positive part.
207
+ \end{lemma}
208
+
209
+ \begin{proof}
210
+ Subadditivity and nefness give \(N(\mu^*\alpha)\leq\mu^*R\). By the
211
+ strict-transform formula, the difference
212
+ \(U=\mu^*R-N(\mu^*\alpha)\) is effective and exceptional. Moreover
213
+ \(Z(\mu^*\alpha)=\mu^*\beta+\{U\}\) is modified nef. Apply
214
+ Lemma~\ref{bir:exceptional} to this class. It gives
215
+ \(U\leq N(Z(\mu^*\alpha))=0\), proving the assertion.
216
+ \end{proof}
217
+
218
+ \begin{lemma}[Fixed sections]\label{bir:sections}
219
+ Let \(L\) be a pseudo-effective rational line on a smooth compact Kähler
220
+ manifold. Every section \(s\) of an integral multiple \(mL\) satisfies
221
+ \[
222
+ \ord_D(s)\geq m\nu_D(L)
223
+ \]
224
+ at every prime \(D\). If \(L\sim_{\Q}P+R\), with \(P\) semiample and
225
+ \(R=N(L)\) rational, then in every sufficiently divisible degree
226
+ multiplication by the canonical section of \(mR\) identifies
227
+ \(H^0(X,mP)\) with \(H^0(X,mL)\).
228
+ \end{lemma}
229
+
230
+ \begin{proof}
231
+ The divisor current \([\operatorname{div}(s)]/m\) is a positive current
232
+ in \(c_1(L)\), so Lemma~\ref{bir:calculus} gives the order bound. In the
233
+ stated decomposition, every section therefore divides holomorphically by
234
+ the canonical section of \(mR\). Conversely, multiplication gives a
235
+ section of \(mL\). The actual rational line identity makes these operations
236
+ inverse after clearing denominators.
237
+ \end{proof}
238
+
239
+ \begin{lemma}[Uniqueness when the positive part is torsion]
240
+ \label{bir:unique-current}
241
+ Suppose \(L\sim_{\Q}R\), where \(R=N(L)\) is an effective rational
242
+ divisor on a smooth compact Kähler manifold. Then the only positive current
243
+ in \(c_1(L)\) is \([R]\). If \(F\geq0\) is a rational divisor and
244
+ \(L-F\) is pseudo-effective, then
245
+ \[
246
+ F\leq R,\qquad L-F\sim_{\Q}R-F=N(L-F).
247
+ \]
248
+ The same conclusions hold if \(L\sim_{\Q}P+R\) with \(P\) torsion.
249
+ \end{lemma}
250
+
251
+ \begin{proof}
252
+ Write \(X\) for the manifold. The assertion is immediate if \(\dim X=0\),
253
+ so assume \(\dim X>0\).
254
+ Every positive current \(T\) in \(c_1(L)\) contains \([R]\). The
255
+ residual \(T-[R]\) is positive with zero cohomology class, so its mass
256
+ against a Kähler form to the power \(\dim X-1\) is zero. Thus it vanishes.
257
+ For the second assertion, add \([F]\) to any positive current in
258
+ \(c_1(L-F)\). Uniqueness gives \(F\leq R\), and subtraction in
259
+ Lemma~\ref{bir:calculus} gives the asserted negative part. A torsion line
260
+ has zero Chern class and becomes trivial after taking a positive multiple,
261
+ so the last statement is the same argument.
262
+ \end{proof}
263
+
264
+ \subsection{Birational transfer of the decomposition}
265
+
266
+ All modifications resolving spaces, maps, or ideals can be chosen
267
+ projective. A projective modification of a compact Kähler space is Kähler;
268
+ graphs between compact Kähler models can likewise be resolved by smooth
269
+ compact Kähler manifolds. We use these standard analytic resolution and
270
+ flattening results without further mention.
271
+
272
+ For log discrepancies our convention is
273
+ \[
274
+ a(E;X,\Delta)=1+\ord_E\bigl(K_Y-p^*(K_X+\Delta)\bigr)
275
+ \]
276
+ on a smooth model \(p:Y\to X\). In particular, on a log resolution of an
277
+ lc pair, giving each new exceptional divisor coefficient one produces an
278
+ effective exceptional error. The next proposition explains why this
279
+ convention is harmless.
280
+
281
+ \begin{proposition}[Resolution and descent]\label{bir:resolution-transfer}
282
+ Let \((X,\Delta)\) be a normal compact Kähler lc pair with rational
283
+ boundary and rational Cartier adjoint \(J\). Let \(p:Y\to X\) be a log
284
+ resolution, and put
285
+ \[
286
+ B_Y=p_*^{-1}\Delta+\sum_{E\text{ exceptional}}E.
287
+ \]
288
+ If \(p^*J\) is pseudo-effective and the conclusion of
289
+ Definition~\ref{def:good-decomposition} holds for \((Y,B_Y)\), then there
290
+ is a smooth compact Kähler modification \(r:V\to X\) with an actual
291
+ rational line identity
292
+ \[
293
+ r^*J\sim_{\Q}P+R,\qquad P\text{ semiample},\qquad
294
+ R=N(r^*J)\geq0,
295
+ \]
296
+ where \(R\) is a rational divisor.
297
+ If \(J\) is analytically nef, it is semiample on \(X\).
298
+ \end{proposition}
299
+
300
+ \begin{proof}
301
+ With compatible canonical choices there is an actual rational divisor
302
+ identity
303
+ \[
304
+ K_Y+B_Y=p^*J+E_p,\qquad
305
+ E_p=\sum_{E\text{ exceptional}}a(E;X,\Delta)E\geq0.
306
+ \]
307
+ Suppose \(q:V\to Y\) realizes the decomposition for the left side.
308
+ Lemma~\ref{bir:exceptional}, applied over \(X\), gives
309
+ \[
310
+ N\bigl(q^*(K_Y+B_Y)\bigr)
311
+ =N(q^*p^*J)+q^*E_p.
312
+ \]
313
+ Cancelling \(q^*E_p\) in the actual rational line identities proves the
314
+ first assertion. This argument also shows that further resolutions using
315
+ the reduced-exceptional convention do not change the assertion
316
+ \(\Ggood_n\).
317
+
318
+ If \(J\) is nef, its pullback is nef, so its negative part is zero. The
319
+ semiample line in the decomposition is therefore \(q^*p^*J\) itself, up
320
+ to rational line isomorphism. Choose an actual Cartier multiple generated
321
+ on \(V\). Normality gives \((p q)_*\OO_V=\OO_X\), and projection formula
322
+ identifies its sections with the sections downstairs. A base point
323
+ downstairs would make every pullback section vanish on its nonempty fiber.
324
+ There is no such point, so that multiple of \(J\) is globally generated.
325
+ \end{proof}
326
+
327
+ The second transfer concerns a torsion positive part. Its proof uses the
328
+ following local construction for finite maps, which will also be used for
329
+ meromorphic sections and for covers of spaces of algebraic dimension zero.
330
+
331
+ \begin{lemma}[Finite analytic norms and characteristic polynomials]
332
+ \label{bir:finite-norm}
333
+ Let \(\nu:Z\to X\) be a finite surjective morphism of normal irreducible
334
+ complex spaces, of degree \(d>0\), and let \(L\) be a holomorphic line
335
+ bundle on \(X\). A nonzero meromorphic section \(s\) of \(\nu^*L\)
336
+ has a nonzero meromorphic norm \(\operatorname{Nm}_\nu(s)\) in
337
+ \(L^{\otimes d}\), with
338
+ \[
339
+ \operatorname{div}(\operatorname{Nm}_\nu(s))
340
+ =\nu_*\operatorname{div}(s).
341
+ \]
342
+ If \(s\) is holomorphic, its norm is holomorphic. If, in addition,
343
+ \(s\) is nonzero at every point of \(\nu^{-1}(x)\), then its norm is
344
+ nonzero at \(x\).
345
+
346
+ For a global meromorphic function \(f\) on \(Z\), there is a monic
347
+ polynomial \(\chi_f(T)\) of degree \(d\) with global meromorphic
348
+ coefficient functions on \(X\) such that \(\chi_f(f)=0\) after pulling
349
+ the coefficients to \(Z\).
350
+ \end{lemma}
351
+
352
+ \begin{proof}
353
+ At \(x\in X\), choose a holomorphic frame of \(L\) and put
354
+ \[
355
+ R=\OO_{X,x},\qquad K=\operatorname{Frac}(R),\qquad
356
+ A=(\nu_*\OO_Z)_x.
357
+ \]
358
+ The generic algebra \(A\otimes_RK\) is a product of finite field
359
+ extensions of \(K\), of total dimension \(d\). The local meromorphic
360
+ coefficient \(a\) of \(s\) belongs to this algebra. Since \(Z\) is
361
+ irreducible and \(s\) is not identically zero, its restriction is nonzero
362
+ on every generic local component. Thus \(a\) is nonzero in every field
363
+ factor, and the determinant of multiplication by \(a\) is nonzero.
364
+ Under a change of frame by a unit \(g\), this determinant changes by
365
+ \(g^{-d}\). The determinants therefore glue to the asserted
366
+ meromorphic section. The valuation formula for a norm over a discrete
367
+ valuation ring gives the displayed divisor identity at every prime of
368
+ the normal space \(X\).
369
+
370
+ If \(s\) is holomorphic, then \(a\in A\) is integral over \(R\).
371
+ Its norm is integral over \(R\) and belongs to \(K\), hence belongs to
372
+ \(R\) by normality. This does not require \(A\) to be locally free.
373
+ If \(s\) is nonzero at every point over \(x\), then \(a\) is a unit
374
+ in the finite semilocal algebra \(A\); applying the same argument to
375
+ \(a^{-1}\) shows that its norm is a unit in \(R\).
376
+
377
+ For a meromorphic function \(f\), use instead the determinant of
378
+ \(T\) minus multiplication by its local coefficient. These monic
379
+ polynomials agree on overlaps, and Cayley--Hamilton shows that they
380
+ annihilate \(f\). All these constructions use fractions of local analytic
381
+ germs, so they remain available when the global meromorphic functions on
382
+ \(X\) are constant.
383
+ \end{proof}
384
+
385
+ We now descend a decomposition whose positive part is torsion, the form
386
+ needed for a covering family on a space of algebraic dimension zero.
387
+
388
+ \begin{proposition}[Descent of a purely negative decomposition]
389
+ \label{bir:finite-descent}
390
+ Let \(e:Y\to X\) be a proper generically finite surjective morphism
391
+ between connected smooth compact Kähler manifolds. Let \(L\) be a
392
+ pseudo-effective rational line on \(X\), and let \(F\geq0\) be a
393
+ rational divisor on \(Y\). Suppose that on a smooth model over \(Y\),
394
+ the line \(e^*L+F\) is rationally linearly equivalent to its rational
395
+ negative part. Then there is an effective rational divisor \(D\) on
396
+ \(X\) such that
397
+ \[
398
+ L\sim_{\Q}D=N(L).
399
+ \]
400
+ \end{proposition}
401
+
402
+ \begin{proof}
403
+ Replace \(Y\) by the smooth model in the hypothesis and pull \(F\) back.
404
+ Write \(e^*L+F\sim_{\Q}R=N(e^*L+F)\). Pull back a positive current in
405
+ \(c_1(L)\) and add \([F]\). Lemma~\ref{bir:unique-current} gives
406
+ \(F\leq R\). Put \(D_Y=R-F\). Subtraction in
407
+ Lemma~\ref{bir:calculus} gives
408
+ \[
409
+ e^*L\sim_{\Q}D_Y=N(e^*L)\geq0.
410
+ \]
411
+ In particular \([D_Y]\) is the unique positive current in \(c_1(e^*L)\).
412
+
413
+ Choose \(m\) so that \(mL\) and \(mD_Y\) are integral and the latter is
414
+ the divisor of a holomorphic section \(s\) of \(e^*(mL)\). Factor \(e\)
415
+ through its normal Stein space:
416
+ \[
417
+ Y\xrightarrow{h}Z\xrightarrow{\nu}X,
418
+ \qquad \nu\text{ finite of degree }d=\deg e.
419
+ \]
420
+ The connected birational map \(h\) descends \(s\) to a holomorphic
421
+ section \(s_Z\) of \(\nu^*(mL)\), by normality and projection formula.
422
+ Lemma~\ref{bir:finite-norm} gives a holomorphic section of \(mdL\) whose
423
+ divisor is
424
+ \[
425
+ \operatorname{div}(\operatorname{Nm}_\nu(s_Z))
426
+ =\nu_*\operatorname{div}(s_Z)=m e_*D_Y.
427
+ \]
428
+ Thus \(D=d^{-1}e_*D_Y\) is effective and satisfies \(L\sim_{\Q}D\).
429
+
430
+ Both \(e^*D\) and \(D_Y\) are positive divisor currents in
431
+ \(c_1(e^*L)\), so uniqueness gives \(e^*D=D_Y\). We already know
432
+ \(N(L)\leq D\). If this inequality were strict at a prime \(A\subset X\),
433
+ choose analytic-singularity tests for \(L\) whose generic orders at \(A\)
434
+ tend to \(\nu_A(L)\), and pull them to \(Y\). For any prime \(A'\)
435
+ dominating \(A\), the generic orders are multiplied by
436
+ \(\operatorname{mult}_{A'}e^*A\). The pulled-back Kähler errors can be
437
+ enlarged to Kähler errors upstairs tending to zero. Consequently
438
+ \[
439
+ \nu_{A'}(e^*L)
440
+ \leq \operatorname{mult}_{A'}(e^*A)\,\nu_A(L)
441
+ <\operatorname{mult}_{A'}(e^*A)\,\operatorname{coeff}_A(D),
442
+ \]
443
+ contrary to \(N(e^*L)=D_Y=e^*D\). This proves \(D=N(L)\).
444
+ \end{proof}
445
+
446
+ We will also use Proposition~\ref{bir:finite-descent} when \(e\) is a
447
+ modification and \(F=0\). Once the positive part of a decomposition is
448
+ known to be torsion, it gives \(L\sim_{\Q}N(L)\) on the original smooth
449
+ space; Lemma~\ref{bir:pullup} then identifies the negative divisor upstairs
450
+ with the pullback of \(N(L)\).
451
+
452
+ \subsection{The projective anchor and the two geometric cases}
453
+
454
+ \begin{proposition}[Projective good models]\label{proj:good-models}
455
+ Under Assumption~\ref{asm:log-iitaka}, every projective lc pair over
456
+ \(\C\) with rational boundary and pseudo-effective rational Cartier
457
+ adjoint has a good log minimal model. In particular, \(\Ggood_n\) holds
458
+ for projective manifolds in every dimension, and every nef rational lc
459
+ adjoint on a projective variety is semiample as an actual rational line.
460
+ \end{proposition}
461
+
462
+ \begin{proof}
463
+ The good-model assertion is the rational-boundary consequence of the full
464
+ argument in \cite[Proposition~2.5, Theorem~9.6, and Section~10]{LI}. That
465
+ argument establishes the additional inductive and nonvanishing premises of
466
+ its Proposition~2.5 before applying it, and proves a stronger real-boundary
467
+ induction. Its only use of Assumption~\ref{asm:log-iitaka} is in its
468
+ Lemma~6.1, on a resolved projective Albanese fibration with both boundaries
469
+ zero. Thus its premise is precisely available here.
470
+
471
+ For clarity, its good-model conclusion gives on a common smooth projective
472
+ resolution
473
+ \[
474
+ u^*(K_X+B)=v^*(K_{X_m}+B_m)+F,
475
+ \qquad F\geq0\text{ and }v\text{-exceptional},
476
+ \]
477
+ as an actual rational divisor identity; the line on \(X_m\) is semiample.
478
+ This is the comparison in \cite[Lemma~2.2]{LI}. Algebraic nefness of a
479
+ rational line on a projective variety implies analytic nefness, by adding
480
+ arbitrarily small ample rational classes. Lemma~\ref{bir:exceptional}
481
+ therefore identifies \(F\) with the analytic negative part of the left
482
+ side. On a smooth projective variety, analytic pseudo-effectivity of a
483
+ divisor class agrees with algebraic pseudo-effectivity
484
+ \cite[Proposition~1.2]{BDPP}; hence the good-model assertion applies to
485
+ every projective instance of \(\Ggood_n\). This proves the stated form of
486
+ \(\Ggood_n\). If the original adjoint
487
+ is nef, the same comparison and normal descent give its semiampleness.
488
+ \end{proof}
489
+
490
+ The remainder of the paper proves the following two propositions. They
491
+ are stated here so that the global induction can be completed before its
492
+ technical components are developed. A compact space is \emph{simple} if
493
+ no positive-dimensional proper compact analytic subvariety passes through
494
+ a very general point. We write \(a(X)\) for its algebraic dimension.
495
+
496
+ \begin{proposition}[The fibration case]\label{rank:fibration-case}
497
+ Assume Assumption~\ref{asm:log-iitaka}. Fix \(n>0\) and assume
498
+ \(\Ggood_j\) for \(j<n\). Let \(X\) be a connected
499
+ smooth compact Kähler manifold of dimension \(n\), let \(B\) be a rational
500
+ SNC boundary with coefficients in \([0,1]\), and suppose \(K_X+B\) is pseudo-effective. If \(X\) admits
501
+ a dominant meromorphic map to an irreducible compact space \(Y\) in Fujiki
502
+ class \(\mathcal C\), with \(0<\dim Y<n\), then the conclusion of
503
+ \(\Ggood_n\) holds for \((X,B)\).
504
+ \end{proposition}
505
+
506
+ \begin{proposition}[The simple case]\label{simple:case}
507
+ Fix \(n>0\) and assume \(\Ggood_j\) for \(j<n\). Let \(X\) be a connected
508
+ smooth simple compact Kähler manifold of dimension \(n\) with \(a(X)=0\).
509
+ For a rational SNC boundary \(B\) with coefficients in \([0,1]\) and
510
+ \(J=K_X+B\) pseudo-effective,
511
+ there is a smooth compact Kähler modification \(\mu:Y\to X\) such that
512
+ \[
513
+ \mu^*J\sim_{\Q}N(\mu^*J),
514
+ \]
515
+ and this negative part is a rational divisor. In particular, the conclusion
516
+ of \(\Ggood_n\) holds with torsion positive part.
517
+ \end{proposition}
518
+
519
+ Proposition~\ref{rank:fibration-case} is proved in
520
+ Section~\ref{sec:rank-one}; it reduces the fibration to relative log Kodaira
521
+ dimension zero and then descends the adjoint to its base.
522
+ Proposition~\ref{simple:case} is proved in Section~\ref{sec:signed}, using
523
+ the meromorphic nonvanishing theorem of Section~\ref{sec:nonvanishing}.
524
+ Both propositions use \(\Ggood\) only in dimensions below \(n\).
525
+
526
+ \begin{theorem}[Good divisorial decomposition]
527
+ \label{thm:good-decomposition}
528
+ Under Assumption~\ref{asm:log-iitaka}, the assertion \(\Ggood_n\) holds
529
+ for every finite \(n\).
530
+ \end{theorem}
531
+
532
+ \begin{proof}
533
+ We use Propositions~\ref{rank:fibration-case} and~\ref{simple:case}, whose
534
+ proofs occupy the rest of the paper. The assertion is immediate in dimension
535
+ zero. Assume it in smaller dimensions and let \((X,B)\) be as in
536
+ Definition~\ref{def:good-decomposition} in dimension \(n>0\).
537
+
538
+ If \(a(X)=n\), the Kähler Moishezon theorem makes \(X\) projective, and
539
+ Proposition~\ref{proj:good-models} applies. If \(0<a(X)<n\), the algebraic
540
+ reduction of \(X\) is a dominant meromorphic map to a projective model of
541
+ dimension \(a(X)\) \cite[Theorem and Definition~3.1]{CampanaPeternell1999}.
542
+ Proposition~\ref{rank:fibration-case} applies.
543
+
544
+ It remains to consider \(a(X)=0\). If \(X\) is simple, use
545
+ Proposition~\ref{simple:case}. Otherwise Campana's maximal covering-family
546
+ theorem supplies a generically finite evaluation map from an incidence
547
+ space which itself has a nontrivial fibration; see
548
+ \cite[Lemma~17 and Corollary~18]{Campana2026}. After resolving the incidence,
549
+ the graph, and the base, we obtain a smooth compact Kähler source \(X'\) and maps
550
+ \[
551
+ e:X'\longrightarrow X,\qquad f:X'\longrightarrow Y',
552
+ \qquad 0<\dim Y'<n,
553
+ \]
554
+ where \(e\) is proper generically finite and \(Y'\) is in class
555
+ \(\mathcal C\) \cite[(1.1.1), (1.5)(3)--(4), (2.2)(1),(3), and (2.3)]{Fujiki1982}.
556
+ The algebraic dimension of \(X'\) is zero. Indeed, a
557
+ meromorphic function on \(X'\) descends through the birational part of the
558
+ normal Stein factorization of \(e\). Lemma~\ref{bir:finite-norm} gives its
559
+ characteristic polynomial over the finite part, with meromorphic
560
+ coefficients on \(X\). These coefficients are constant because \(a(X)=0\),
561
+ so the function is constant on the irreducible space \(X'\). Bimeromorphic
562
+ modifications do not change this conclusion.
563
+
564
+ Choose a reduced SNC divisor \(B'\) containing the inverse image of
565
+ \(\Supp B\), after a further resolution. Pullback of logarithmic
566
+ differentials gives the actual rational identity
567
+ \[
568
+ K_{X'}+B'=e^*(K_X+B)+F,\qquad F\geq0.
569
+ \]
570
+ For example, this follows locally by pulling back logarithmic top forms
571
+ for the reduced support of \(B\); decreasing its coefficients to those of
572
+ \(B\) only increases the error. Thus the adjoint upstairs is
573
+ pseudo-effective. Proposition~\ref{rank:fibration-case} applies to
574
+ \((X',B')\). Its semiample positive part is torsion, since a nonconstant
575
+ semiample map would give a nonconstant meromorphic function on \(X'\).
576
+ Proposition~\ref{bir:finite-descent} now gives the required decomposition
577
+ for \(K_X+B\). This exhausts the cases and proves the induction.
578
+ \end{proof}
579
+
580
+ \begin{proof}[Proof of Theorem~\ref{thm:main}]
581
+ Apply Theorem~\ref{thm:good-decomposition} on a log resolution of the
582
+ given lc pair, with the reduced-exceptional boundary. The adjoint is
583
+ pseudo-effective because the original one is nef.
584
+ Proposition~\ref{bir:resolution-transfer} then gives generation of an
585
+ actual Cartier multiple at every point of the original normal space.
586
+ \end{proof}
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03-programs.tex CHANGED
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preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03a-program-foundations.tex CHANGED
@@ -1,693 +1,693 @@
1
- \subsection{Polarizations, ordinary replacements, and descent}
2
- \label{prog:foundations}
3
-
4
- The program constructions below use the analytic cone
5
- \(\overline{\mathrm{NA}}(T)\), dual to the nef cone in
6
- \(H^{1,1}_{\BC}(T,\R)\) for spaces with rational singularities
7
- \cite[Proposition~2.4]{DHP}. Degrees of global line bundles form a
8
- possibly smaller numerical space. We pass from the analytic cone to
9
- projective geometry by producing an actual relatively ample line.
10
- The ensuing descent statements apply on singular working models as
11
- well as on smooth initial spaces.
12
-
13
- \begin{lemma}[Degree-zero Bott--Chern descent]
14
- \label{prog:bc-descent}
15
- Let \(f:T\to Z\) be a proper surjective morphism with connected fibers
16
- between normal compact complex spaces with rational singularities.
17
- Suppose either
18
- \begin{enumerate}
19
- \item \(f\) is bimeromorphic and both spaces belong to Fujiki's class
20
- \(\mathcal C\); or
21
- \item \(f\) is projective and an effective rational boundary
22
- \(\Delta\) makes \((T,\Delta)\) klt with
23
- \(-(K_T+\Delta)\) relatively nef and big.
24
- \end{enumerate}
25
- Pullback is injective on both \(H^2(-,\R)\) and
26
- \(H^{1,1}_{\BC}(-,\R)\). In either group its image consists exactly
27
- of the classes with degree zero on every curve contracted by \(f\).
28
- \end{lemma}
29
-
30
- \begin{proof}
31
- These are, respectively, the two cases of
32
- \cite[Lemma~2.6(1),(2)]{DH2024}. The first case is birational descent
33
- between spaces with rational singularities and does not require a
34
- projectivity criterion. The second case uses relative vanishing for
35
- the ordinary rational klt pair and the projective relative curve
36
- space. In particular, it can be applied to a projective log-Fano
37
- contraction before constructing generalized data on its base.
38
- \end{proof}
39
-
40
- In applications to an ordinary birational negative contraction,
41
- the rationality hypotheses are automatic. The source is locally klt.
42
- For a dlt pair, first decrease its rational Cartier floor slightly;
43
- relative antiampleness persists. Relative vanishing gives
44
- \(R^if_*\OO_T=0\) for \(i>0\)
45
- \cite[Theorem~5.2]{FujinoAnalyticBCHM}. Composing a resolution of \(T\)
46
- with \(f\), the Leray spectral sequence proves that \(Z\) has rational
47
- singularities. The same reasoning works when the klt boundary is
48
- chosen separately on finitely many Stein base neighborhoods. For
49
- fiber-type contractions in case~(ii), rationality of the base follows
50
- from \cite[Lemma~8.8(i)]{DHP}; thus that application also precedes
51
- the construction of generalized data on the base.
52
-
53
- \begin{lemma}[Projectivity from a rational line detecting the ray]
54
- \label{prog:detected-projectivity}
55
- Let $f:T\to Z$ be a proper contraction between normal compact
56
- K\"ahler spaces, with $T$ having rational singularities. Suppose
57
- $\gamma$ is K\"ahler on $Z$ and
58
- \[
59
- \alpha=f^*\gamma,\qquad
60
- \overline{\mathrm{NA}}(T)\cap\alpha^\perp=R
61
- \]
62
- is a nonzero ray. If a global rational line bundle $D$ has
63
- $D\cdot R<0$, then $-D$ is relatively ample and $f$ is projective.
64
- \end{lemma}
65
- \begin{proof}
66
- Fix a K\"ahler class $\omega$ on $T$ and normalize $\overline{\mathrm{NA}}(T)$ by
67
- $\omega\cdot z=1$. The resulting slice $S$ is compact. Its unique
68
- point on $R$ has negative $D$-degree, so $d=c_1(D)$ is negative on
69
- a neighborhood of that point in $S$. On the complementary compact
70
- set, $\alpha$ has a strictly positive minimum, while $d$ is bounded.
71
- For all sufficiently small $s>0$, the class $\alpha-sd$ is therefore
72
- strictly positive on $S$ and is K\"ahler by cone duality.
73
-
74
- Choose an integer $m>0$ making $mD$ integral. Then
75
- \[
76
- c_1(-mD)+f^*((m/s)\gamma)=(m/s)(\alpha-sd)
77
- \]
78
- is K\"ahler. On a neighborhood in the base with a potential for
79
- $\gamma$, absorb that potential in a smooth metric on the same global
80
- line bundle $-mD$. Its curvature is positive on the fibres. The analytic
81
- positive-line-bundle criterion and the fibrewise relative-ampleness
82
- criterion make $-mD$ relatively ample. The line bundle was global
83
- throughout, so no gluing of unrelated local polarizations is required.
84
- \end{proof}
85
-
86
-
87
- An analytic contraction supplied by a supporting class therefore becomes
88
- projective as soon as one rational line has negative degree on its ray.
89
- For a small contraction, that same line will define the flip globally.
90
- The local ordinary adjoints used to prove finite generation need not
91
- glue; their section algebras will be Veronese subalgebras of one algebra.
92
-
93
- \begin{lemma}[Divisor representatives over a Stein base]
94
- \label{prog:stein-representatives}
95
- Let $\pi:Y\to U$ be a projective surjective morphism with connected fibres
96
- between normal irreducible complex spaces, where $U$ is Stein, and let
97
- $\mathcal L$ be a holomorphic line bundle on $Y$.
98
- If $\pi$ is bimeromorphic, $\mathcal L$ has a holomorphic section
99
- which is not identically zero, and hence an effective Cartier divisor
100
- representative. More generally, after shrinking $U$ around any specified
101
- point, $\mathcal L$ has a nonzero meromorphic section.
102
- \end{lemma}
103
-
104
- \begin{proof}
105
- Suppose first that $\pi$ is bimeromorphic. Grauert's proper direct-image
106
- theorem makes $\mathcal F=\pi_*\mathcal L$ coherent. On the nonempty
107
- open subset $U^\circ$ where $\pi$ is an isomorphism, it is a line bundle.
108
- Choose $u_*\in U^\circ$. Cartan's theorem~A says that global sections
109
- generate $\mathcal F_{u_*}$, so one global section has nonzero image in
110
- $\mathcal F_{u_*}/\mathfrak m_{u_*}\mathcal F_{u_*}$.
111
- Under
112
- \[
113
- H^0(U,\pi_*\mathcal L)=H^0(Y,\mathcal L)
114
- \]
115
- it gives a section $s$ nonzero at the unique point above $u_*$.
116
- Its zero divisor is effective Cartier and represents $\mathcal L$.
117
- The section may vanish elsewhere; only its meromorphic inverse is
118
- being used to obtain a meromorphic trivialization.
119
-
120
- For the general case, fix $u\in U$ and $y\in\pi^{-1}(u)$, and choose
121
- a $\pi$-ample line bundle $\mathcal H$. Relative Serre generation,
122
- after shrinking to a Stein neighbourhood of $u$, gives an integer
123
- $n$ for which both $\mathcal L\otimes\mathcal H^n$ and
124
- $\mathcal H^n$ are relatively generated. Their proper direct images
125
- are coherent. Cartan's theorem~A and the evaluation maps supply
126
- sections $s$ and $t$ of these two bundles which are both nonzero at
127
- $y$. The quotient $s/t$ is the required nonzero meromorphic section
128
- of $\mathcal L$. At no point is $Y$ assumed Stein.
129
- \end{proof}
130
-
131
- \begin{proposition}[A global algebra for a detected flip]
132
- \label{prog:detected-flip}
133
- Let $(T,B+\mathbf M)$ be a gklt pair on a normal compact K\"ahler
134
- space which is globally strongly $\Q$-factorial, and let $A\in H^{1,1}_{\BC}(T,\R)$
135
- be its adjoint class. Let $f:T\to Z$ be a projective small contraction
136
- onto a normal compact K\"ahler space. Suppose that the classes of all
137
- $f$-vertical curves lie on one ray $R\subset\overline{\mathrm{NA}}(T)$, that $A\cdot R<0$,
138
- and that a global line bundle $L$ satisfies $L\cdot R<0$.
139
-
140
- Then $\bigoplus_{m\geq0}f_*L^m$ is locally finitely generated. The
141
- relative Proj of a sufficiently divisible Veronese is a projective
142
- small contraction $f^+:T^+\to Z$, where $T^+$ is compact K\"ahler and
143
- globally strongly $\Q$-factorial. The reflexive transform $L^+$ is a
144
- rational line bundle, with a positive power equal to the relatively
145
- ample tautological bundle. The transformed boundary and the same
146
- b-nef datum define a gklt pair on $T^+$, with relatively K\"ahler
147
- adjoint $A^+$. This is the generalized flip, with the usual
148
- strict discrepancy increase at centres in either exceptional locus.
149
-
150
- Moreover, if $t=(A\cdot C)/(L\cdot C)>0$ for an $f$-vertical curve $C$,
151
- then there is a unique $\eta\in H^{1,1}_{\BC}(Z,\R)$ such that
152
- \[
153
- A=t\,c_1(L)+f^*\eta,\qquad
154
- A^+=t\,c_1(L^+)+(f^+)^*\eta.
155
- \]
156
- Every class on $T$ has the corresponding forward transport with an
157
- actual exceptional-divisor correction. No assertion of surjectivity
158
- on Bott--Chern groups is required.
159
- \end{proposition}
160
-
161
- \begin{proof}
162
- Since $f$ has a global relatively ample bundle and all its vertical
163
- curves lie on $R$, numerical invariance of ampleness on the projective
164
- fibres shows that $-L$ is $f$-ample.
165
-
166
- \smallskip\noindent
167
- \emph{A local rational ordinary adjoint.}
168
- Fix $z\in Z$ and a relatively compact Stein neighbourhood $U$.
169
- Take a projective log resolution $p:V\to T_U$ carrying $\mathbf M$,
170
- and put $\rho=f p$. Write its actual structure boundary as $B_V$, so
171
- \[
172
- [K_V+B_V]+[\mathbf M_V]=p^*A.
173
- \]
174
- Every coefficient of $B_V$ is less than one. Apply
175
- Lemma~\ref{prog:stein-representatives} to obtain a Cartier
176
- representative $D_L$ of $L$ on $T_U$. The same birational direct-image
177
- argument applies to the coherent rank-one reflexive canonical sheaf:
178
- it supplies a canonical form nonzero at a chosen point of the common
179
- smooth isomorphism locus. Use this meromorphic form on $T_U$ and its
180
- pullback to $V$ to choose compatible canonical representatives, and set
181
- \[
182
- N=t p^*D_L-K_V-B_V.
183
- \]
184
- For every $\rho$-vertical curve, its degree equals that of $\mathbf M_V$.
185
- Thus $N$ is $\rho$-nef.
186
-
187
- The relative bigness of $N$ uses the additional fact that
188
- $\rho=f\circ p$ is \emph{bimeromorphic}: both the small contraction
189
- $f$ and the resolution $p$ are bimeromorphic. It does not follow from
190
- relative nefness alone. In fact every real Cartier divisor is relatively
191
- big for this projective bimeromorphic map over the Stein neighbourhood.
192
- Here is the required ample-plus-effective decomposition explicitly.
193
- Write $N=\sum_j r_jN_j$, where $r_j>0$, $\sum_jr_j=1$, and the $N_j$
194
- are rational Cartier divisors in its finite Cartier span. Choose a
195
- $\rho$-ample line bundle and a Cartier representative
196
- $P$ for it using Lemma~\ref{prog:stein-representatives}.
197
- If $q_jN_j$ is integral, apply the birational case of that lemma to
198
- $\mathcal O_V(q_jN_j-P)$. Its nonzero holomorphic section has an
199
- effective Cartier zero divisor $E_j$, giving the actual relation
200
- $q_jN_j\sim P+E_j$. This use depends on $\rho$ being bimeromorphic;
201
- the section is allowed to vanish along exceptional fibres. Therefore
202
- \[
203
- N\sim_{\R}
204
- \underbrace{\left(\sum_j\frac{r_j}{q_j}\right)P}_{H}
205
- +\underbrace{\sum_j\frac{r_j}{q_j}E_j}_{E}.
206
- \]
207
- Here $H$ is $\rho$-ample and $E\geq0$, proving $\rho$-bigness.
208
- For a map with positive-dimensional general fibres the direct image
209
- used above can be zero; no such bigness claim is made for that setting.
210
- Make the finitely many section choices on a slightly larger Stein
211
- neighbourhood, and now shrink $U$ so its closure is compact in that
212
- neighbourhood. Properness makes the inverse image of this closure
213
- compact. A log resolution of the finitely many resulting divisors
214
- therefore gives a uniform positive bound for the following choice.
215
- Choose $\epsilon>0$ small enough that $(V,B_V+\epsilon E)$ is sub-klt.
216
- The divisor $(1-\epsilon)N+\epsilon H$ is relatively ample. Express it
217
- as a positive combination of rational ample divisors and take general
218
- members of sufficiently high multiples. Relative Bertini
219
- \cite[Theorem~2.20]{DHP}, applied on a log resolution of $B_V+E$,
220
- gives an effective $\Theta\sim_{\R}N$ such that $(V,B_V+\Theta)$ is
221
- sub-klt. The high multiples make the added coefficients arbitrarily
222
- small. All choices are made near the compact fibre; shrink $U$ once
223
- to retain them.
224
-
225
- Put $\Delta=p_*(B_V+\Theta)\geq0$. Write the actual linear equivalence
226
- as $\Theta=N+\sum_j a_j\operatorname{div}_V(g_j)$.
227
- The bimeromorphic map $p$ identifies meromorphic function fields, so
228
- $g_j=p^*h_j$. Pushing down gives
229
- $K_{T_U}+\Delta=tD_L+\sum_j a_j\operatorname{div}_{T_U}(h_j)$;
230
- in particular this divisor is real Cartier. Pulling back this same
231
- identity gives
232
- \[
233
- K_{T_U}+\Delta\sim_{\R}tD_L,
234
- \qquad p^*(K_{T_U}+\Delta)=K_V+B_V+\Theta.
235
- \]
236
- Thus $(T_U,\Delta)$ is klt. Any finitely many base line bundles in a
237
- relative linear equivalence can first be trivialized by shrinking $U$.
238
- Record the resulting equality as
239
- \begin{equation}\label{prog:detector-rationalization}
240
- K_{T_U}+\sum_i d_iD_i=tD_L+\sum_j b_j\operatorname{div}(g_j),
241
- \qquad d_i>0,
242
- \end{equation}
243
- using the positive support of $\Delta$. After a further relatively
244
- compact shrinking, the displayed divisors have finitely many prime
245
- components: their locally finite supports meet a compact inverse image.
246
- Equality of coefficients in \eqref{prog:detector-rationalization} is a
247
- finite rational affine system in $(d_i,t,b_j)$. The klt condition is
248
- open within this system, as seen on one log resolution; the pullbacks
249
- of its adjoints vary linearly by the displayed identity. A nearby
250
- rational solution therefore gives a rational effective klt boundary
251
- $\Delta_q$ and $t_q\in\Q_{>0}$ with
252
- \begin{equation}\label{prog:detector-local-adjoint}
253
- K_{T_U}+\Delta_q\sim_{\Q}t_qD_L.
254
- \end{equation}
255
- The individual local primes $D_i$ need not be $\Q$-Cartier: the identity
256
- ensures that the total adjoint is $\Q$-Cartier.
257
-
258
- \smallskip\noindent
259
- \emph{One global flip algebra.}
260
- The adjoint in \eqref{prog:detector-local-adjoint} is $f_U$-antiample.
261
- Its ordinary flip and local finite generation follow from
262
- \cite[Theorems~1.14 and~1.18]{FujinoAnalyticBCHM}. Clearing the displayed
263
- linear equivalence identifies a Veronese of its canonical algebra
264
- with a Veronese of $\mathcal R:=\bigoplus_{m\geq0}f_*L^m$ over $U$.
265
- Hence $\mathcal R$ is locally finitely generated by
266
- \cite[Lemma~2.26]{FujinoAnalyticBCHM}. The graded pieces are coherent. Over a connected normal base open
267
- the inverse image is irreducible; products of nonzero sections of line
268
- bundles are nonzero there. Thus its graded section algebra is an
269
- integral domain, without choosing any global meromorphic frame of $L$.
270
- Compactness supplies one sufficiently divisible Veronese
271
- $\mathcal R^{(r)}$ generated in degree one. Its relative Proj $T^+$
272
- restricts to the ordinary flip over every such $U$. It is therefore
273
- normal, locally klt, and small over $Z$, and has the global relatively
274
- ample bundle
275
- $\mathcal O_{T^+}(1)$. On the common big open this bundle is $L^r$.
276
- Reflexivity gives
277
- \[
278
- (L^+)^{[r]}\simeq\mathcal O_{T^+}(1).
279
- \]
280
- This proves that $L^+$ is a rational line bundle before any assertion
281
- of factoriality. Relative positivity over the compact K\"ahler base
282
- makes $T^+$ compact K\"ahler.
283
-
284
- For any global rank-one reflexive sheaf $\mathcal F^+$ on $T^+$,
285
- take its coherent reflexive transform $\mathcal F$ on $T$ using a
286
- common resolution. Some $M=\mathcal F^{[m]}$ is a line bundle.
287
- Choose $c\in\Q$ so that $(M+cL)\cdot C=0$, and clear its denominator
288
- to obtain an integral bundle $J=n(M+cL)$ numerically trivial over $f$.
289
- The local rational klt pairs \eqref{prog:detector-local-adjoint} have
290
- antiample adjoint, so Lemma~\ref{prog:integral-descent} yields
291
- one global line bundle $J_Z$ with $J=f^*J_Z$.
292
- On $T^+$, pull back $J_Z$, undo the rational twist $ncL^+$, and compare
293
- on the common big open. After clearing the already established index
294
- of $L^+$, reflexivity gives an invertible positive reflexive power of
295
- $\mathcal F^+$. This proves global strong factoriality.
296
-
297
- \smallskip\noindent
298
- \emph{The original generalized pair.}
299
- The local log-Fano pairs above give $R^if_*\mathcal O_T=0$ for $i>0$
300
- by \cite[Theorem~5.2]{FujinoAnalyticBCHM}. They make $T$ locally klt, hence rational.
301
- Leray for a projective resolution then shows that $Z$ is rational.
302
- Lemma~\ref{prog:bc-descent}(i) therefore gives
303
- $f^*H^{1,1}_{\BC}(Z,\R)=R^\perp$, with injective pullback. Thus $A=t c_1(L)+f^*\eta$ for a unique $\eta$.
304
- Define $A^+=t c_1(L^+)+(f^+)^*\eta$; it is relatively K\"ahler.
305
-
306
- To construct its actual discrepancy divisor, let $\mathcal I$ be the
307
- ideal defined by
308
- \[
309
- \operatorname{im}(f^*f_*L^r\longrightarrow L^r)
310
- =\mathcal I\otimes L^r.
311
- \]
312
- Principalize $\mathcal I$ on a common resolution $p:W\to T$,
313
- $q:W\to T^+$ carrying $\mathbf M$. If
314
- $\mathcal I\mathcal O_W=\mathcal O_W(-F_L)$, the tautological quotient
315
- gives the actual bundle identity
316
- \[
317
- q^*\mathcal O_{T^+}(1)=p^*L^r\otimes\mathcal O_W(-F_L).
318
- \]
319
- Hence $E_L=F_L/r$ is effective and exceptional over both sides, and
320
- $[E_L]=p^*c_1(L)-q^*c_1(L^+)$. If $B_W$ is the original structure
321
- boundary, put $B_W^+=B_W-tE_L$. Then
322
- \[
323
- [K_W+B_W^+]+[\mathbf M_W]=q^*A^+.
324
- \]
325
- Its pushforward is $B^+$, and its discrepancies do not decrease.
326
- The local ordinary comparison in \eqref{prog:detector-local-adjoint}
327
- has discrepancy divisor $t_qE_L$, so its strictness proves the stated
328
- strictness for $tE_L$ as well. Thus the original pair remains gklt.
329
-
330
- Finally, write any $\theta\in H^{1,1}_{\BC}(T,\R)$ uniquely as
331
- $\theta=f^*\eta_\theta+s c_1(L)$ and set
332
- $\theta^+=(f^+)^*\eta_\theta+s c_1(L^+)$. Its correction is the actual
333
- divisor $sE_L$. For a rational line $M$, the number $s$ is rational. Applying
334
- Lemma~\ref{prog:integral-descent} to a Cartier multiple of $M-sL$
335
- gives $M=sL+f^*M_Z$ as actual rational lines. Reflexive extension
336
- on the common big open gives $M^+=sL^++(f^+)^*M_Z$.
337
- Consequently the cohomological transport agrees with the reflexive
338
- transform on Chern classes.
339
- \end{proof}
340
-
341
-
342
- \subsubsection{Real boundaries and their linear transport}
343
-
344
- The rational ordinary step constructed below also determines the step
345
- for every sufficiently close real boundary. The relevant comparison is
346
- an identity of actual rational lines over the contraction base.
347
-
348
- \begin{proposition}[Ordinary real boundaries]
349
- \label{prog:ordinary-replacement}
350
- Let $T$ be normal compact K\"ahler and globally Weil $\Q$-factorial,
351
- with canonical sheaf a rational line bundle. Let $B\geq0$ be a real
352
- boundary with $(T,B)$ klt. Assume the rational ordinary-step result
353
- of Proposition~\ref{prog:ordinary-step} for $T$ and its subsequent models. Then every
354
- $(K_T+B)$-negative extremal analytic ray has an ordinary step with
355
- projective contractions, compact K\"ahler models, and the expected
356
- opposite relative ample signs. Global Weil $\Q$-factoriality is preserved;
357
- global strong $\Q$-factoriality is preserved when imposed initially.
358
- \end{proposition}
359
- \begin{proof}
360
- Put $D=K_T+B$ and fix a $D$-negative extremal ray $R$. On the finite
361
- positive support of $B$, effectiveness, the klt condition and negativity
362
- on $R$ persist under small coefficient changes. Klt openness is checked
363
- on one log resolution of this support. Choose nearby effective rational
364
- klt boundaries $B_0,\ldots,B_m$ and positive real numbers $u_j$ with
365
- \[
366
- B=\sum_j u_jB_j,\qquad \sum_j u_j=1,
367
- \qquad D_j\cdot R<0,\quad D_j=K_T+B_j.
368
- \]
369
- For $B=0$ take just $B_0=0$. Every $D_j$ is a global rational line
370
- bundle. The rational-step theorem for $(T,B_0)$ provides a projective
371
- contraction $f:T\to Z$ onto a compact K\"ahler base, contracting
372
- exactly $R$, with $-D_0$ relatively ample. The base is rational by
373
- \cite[Lemma~8.8]{DHP}, so Lemma~\ref{prog:bc-descent} gives
374
- $f^*H^{1,1}_{\BC}(Z,\R)=R^\perp$; use case~(ii) when $f$ is of
375
- fiber type.
376
- Let $C$ be a rational curve spanning $R$, and set
377
- $a_j=(D_j\cdot C)/(D_0\cdot C)\in\Q_{>0}$. On every projective
378
- fibre, $-D_j$ is numerically equivalent to the positive multiple
379
- $-a_jD_0$. Numerical invariance of ampleness on that fibre, followed
380
- by the relative-ampleness criterion, makes $-D_j$ relatively ample.
381
- The positive combination $-D$ is relatively ample as a real line
382
- bundle. This also handles a fibre-type contraction.
383
-
384
- Suppose henceforth that $f$ is birational. A Cartier multiple
385
- $M_j=n_j(D_j-a_jD_0)$ is numerically trivial over $Z$ and
386
- $M_j-D_0$ is relatively ample. Lemma~\ref{prog:integral-descent},
387
- applied to the rational klt pair $(T,B_0)$ gives a rational line bundle
388
- $A_j$ on $Z$ with the actual identity
389
- \begin{equation}\label{prog:real-line-descent}
390
- D_j=a_jD_0+f^*A_j.
391
- \end{equation}
392
- Here and below an identity of rational line bundles means an isomorphism
393
- after a common integral multiple. The descent lemma is used only for
394
- birational $f$.
395
-
396
- For a small $f$, let $f^+:T^+\to Z$ be its rational $D_0$-flip.
397
- The rational theorem supplies a global relatively ample adjoint
398
- $D_0^+$ and preserves the stated factoriality and canonical-sheaf
399
- conditions. The other transformed adjoints $D_j^+$ are therefore
400
- rational line bundles. Transform \eqref{prog:real-line-descent} on the common
401
- big open and extend by reflexivity to obtain
402
- \[
403
- D_j^+=a_jD_0^++(f^+)^*A_j.
404
- \]
405
- All $D_j^+$ are relatively ample, as is
406
- $D^+=\sum_j u_jD_j^+$. Thus this same small map is the required
407
- ordinary real-boundary flip. The real ordinary discrepancy comparison
408
- proves that $(T^+,B^+)$ is klt and gives the strict increases at
409
- exceptional centres.
410
-
411
- For a divisorial contraction, write
412
- $D_0=f^*D_0'+e_0E$ with $e_0>0$. Transforming
413
- \eqref{prog:real-line-descent} on the target and summing yields
414
- \[
415
- D-f^*D'=\left(\sum_j u_ja_j\right)e_0E.
416
- \]
417
- This coefficient is positive. The same discrepancy comparison proves
418
- the required assertions. The ambient category was already preserved
419
- by the rational step in both cases.
420
- \end{proof}
421
-
422
-
423
- For later use, let \(D=K_T+B\) drive one of the birational steps just
424
- constructed, and write \(f':T'\to Z\) for its positive morphism
425
- (or the identity for a divisorial contraction). Lemma~\ref{prog:bc-descent}
426
- gives the unique decomposition and forward transform
427
- \begin{equation}
428
- \theta=f^*\eta+s\{D\},\qquad
429
- \theta'=(f')^*\eta+s\{D'\}.
430
- \label{prog:ordinary-forward-transport}
431
- \end{equation}
432
- On a common resolution \(p:W\to T\), \(q:W\to T'\), the ordinary
433
- comparison \(p^*D-q^*D'=F\) is an actual effective real divisor,
434
- exceptional over \(T'\) and over both sides for a flip. Hence
435
- \(p^*\theta-q^*\theta'=s\{F\}\). On Chern classes this is the
436
- reflexive transform, by the line identities in the proof above and
437
- Lemma~\ref{prog:integral-descent}. This construction gives forward
438
- transport without assuming surjectivity onto the next Bott--Chern group.
439
-
440
- \subsubsection{Actual real lines and relative numerical spaces}
441
-
442
- A second polarization argument will be used for maps whose fibers are
443
- Moishezon. It applies to a real combination of global line bundles,
444
- provided that its degrees on the fibers agree with a relatively Kähler
445
- class.
446
-
447
- \begin{lemma}[Polarization by an actual real line bundle]
448
- \label{prog:actual-line-polarization}
449
- Let $f:T\to Z$ be a proper Moishezon map, where $T$ is a compact
450
- K\"ahler space. Suppose that $L\in\operatorname{Pic}(T)\otimes\R$
451
- and a relatively K\"ahler class $\omega$ satisfy
452
- \[
453
- L\cdot C=\omega\cdot C
454
- \quad\text{for every compact curve $C$ contracted by $f$.}
455
- \]
456
- Then $L$ is relatively ample and $f$ is projective.
457
- \end{lemma}
458
-
459
- \begin{proof}
460
- Let $V$ be an irreducible positive-dimensional subspace of a reduced
461
- fibre. It is Moishezon. Normalize $V$ and take a smooth projective
462
- modification $\pi:\widetilde V\to V^{\mathrm n}$, chosen so that
463
- an effective exceptional divisor $E$ has $-E$ relatively ample.
464
- The pullback of the K\"ahler class from $V$ to its normalization is
465
- K\"ahler. Consequently
466
- $\pi^*\omega-\delta[E]$ is K\"ahler for sufficiently small
467
- $\delta>0$. On the projective manifold $\widetilde V$ the actual
468
- real line bundle $\pi^*L-\delta E$ has the same curve degrees as
469
- that K\"ahler class, and is therefore ample. For example, subtract
470
- a sufficiently small positive multiple of a fixed ample class from
471
- the K\"ahler class; the corresponding real line bundle is nef by
472
- the projective numerical criterion. Also $\pi^*L$ is nef, and the
473
- decomposition
474
- \[
475
- \pi^*L=(\pi^*L-\delta E)+\delta E
476
- \]
477
- shows that it is big. Thus
478
- \[
479
- L^{\dim V}\cdot V=(\pi^*L)^{\dim V}>0.
480
- \]
481
- The real Nakai--Moishezon criterion for proper algebraic spaces
482
- \cite[Theorem~1.6]{FujinoMiyamoto2020}, applied to the algebraizations
483
- of the Moishezon fibres, proves that $L$ is ample on every reduced
484
- fibre. The criterion is insensitive to nilpotents and reducible
485
- components. In the coefficient space of the finitely many global
486
- line bundles occurring in $L$, choose, for each fibre, a rational
487
- simplex containing $L$ in its interior whose vertices restrict to
488
- ample rational lines on that fibre. Openness of fibrewise ampleness
489
- for each of these finitely many rational lines gives a base
490
- neighbourhood on which the entire simplex is relatively ample.
491
- Choose finitely many such neighborhoods covering the base and
492
- intersect their coefficient neighborhoods of $L$. Every rational
493
- point of the resulting neighborhood is relatively ample globally.
494
- A rational simplex in this intersection also expresses $L$ as a
495
- positive combination of relatively ample rational lines. Clearing
496
- the denominator of one rational point proves projectivity.
497
- \end{proof}
498
-
499
- \begin{remark}
500
- The proof uses only positivity of the top self-intersections of
501
- $L$. Equality of curve degrees with $\omega$ does not assert
502
- equality of their higher intersection numbers or of their
503
- Bott--Chern classes.
504
- \end{remark}
505
-
506
-
507
-
508
-
509
- The projective morphism needed for the relative program can be chosen
510
- on a smooth model of the rational quotient. Here the Hodge-theoretic
511
- polarization has an elementary construction, independent of any
512
- birational projectivity-descent assertion.
513
-
514
- \begin{lemma}[Smooth Hodge-theoretic polarization]
515
- \label{prog:smooth-polarization}
516
- Let \(g:W\to S\) be a surjective morphism with connected fibers
517
- between smooth compact Kähler manifolds. If
518
- \(g^*:H^0(S,\Omega_S^2)\to H^0(W,\Omega_W^2)\) is an isomorphism,
519
- then \(g\) is projective. This applies when its general fiber is
520
- rationally connected.
521
- \end{lemma}
522
-
523
- \begin{proof}
524
- We use the smooth argument of \cite[Theorem~3.1, Step~1]{CH}.
525
- Let \(d=\dim W-\dim S\). Choose a rational class \(u\in H^2(W,\Q)\)
526
- close to a Kähler class. Write its Hodge decomposition as
527
- \(u=b+g^*v\), where \(b\) is Kähler and \(v\) has types \((2,0)\)
528
- and \((0,2)\). Hodge type and the projection formula give
529
- \[
530
- c=g_*(u^d)=g_*(b^d)>0,\qquad
531
- g_*(u^{d+1})=g_*(b^{d+1})+(d+1)c\,v.
532
- \]
533
- Since pushforward is rational, the class
534
- \[
535
- \ell=u-g^*\frac{g_*(u^{d+1})}{(d+1)c}
536
- =b-g^*\frac{g_*(b^{d+1})}{(d+1)c}
537
- \]
538
- is rational and of type \((1,1)\). Lefschetz's theorem makes it the
539
- Chern class of a rational line. The displayed equality supplies a
540
- metric with positive curvature locally over \(S\), by adding a
541
- potential for the base class. Thus this line is relatively ample.
542
- For rationally connected general fibers, holomorphic two-forms are
543
- pulled back from the smooth base, so the hypothesis holds.
544
- \end{proof}
545
-
546
- \begin{lemma}[A rational Hodge correction over a smooth base]
547
- \label{prog:relative-hodge}
548
- Let $f:T\to S$ be an already projective surjective morphism of normal
549
- compact K\"ahler spaces. Assume that $S$ is smooth, $T$ has globally
550
- strongly $\Q$-factorial klt singularities, and, for a projective resolution
551
- $r:W\to T$, the morphism $g=f\circ r$ satisfies
552
- \[
553
- g^*:H^0(S,\Omega_S^2)\xrightarrow{\ \simeq\ }
554
- H^0(W,\Omega_W^2).
555
- \]
556
- Then every $\alpha\in H^{1,1}_{\BC}(T,\R)$ can be written
557
- \[
558
- \alpha=c_1(L)+f^*\gamma,
559
- \]
560
- where $L\in\operatorname{Pic}(T)\otimes_{\mathbb Z}\mathbb R$ is a
561
- finite real combination of global line bundles and
562
- $\gamma\in H^{1,1}(S,\mathbb R)$.
563
- \end{lemma}
564
-
565
- \begin{proof}
566
- The composition $g$ is projective, since all the spaces are compact.
567
- Choose a $g$-ample line bundle on $W$, with integral Chern class $H$.
568
- Set $d=\dim W-\dim S$ and
569
- \[
570
- c=g_*(H^d)>0.
571
- \]
572
- Thus $c$ is the positive degree of $H^d$ on a general fibre. The
573
- cohomological pushforward here is the usual pushforward between the
574
- smooth compact manifolds $W$ and $S$, defined over $\mathbb Q$ and of
575
- Hodge bidegree $(-d,-d)$.
576
-
577
- Define a rational linear operator on degree-two cohomology by
578
- \[
579
- \Pi(\eta)=\eta-g^*\!\left(\frac{g_*(\eta\smile H^d)}{c}\right).
580
- \]
581
- Every class of type $(2,0)$ on $W$ is pulled back from $S$, and the
582
- same holds for type $(0,2)$. The projection formula therefore shows
583
- that $\Pi$ kills both types. It preserves type $(1,1)$. Consequently
584
- \[
585
- \Pi(H^2(W,\mathbb Q))\subset
586
- H^2(W,\mathbb Q)\cap H^{1,1}(W).
587
- \]
588
- By the Lefschetz $(1,1)$ theorem the image consists of rational Chern
589
- classes of global line bundles. Applying $\Pi$ to $r^*\alpha$ gives
590
- \[
591
- r^*\alpha=c_1(L_W)+g^*\gamma,
592
- \qquad L_W\in\operatorname{Pic}(W)\otimes\mathbb R,
593
- \qquad
594
- \gamma=\frac{g_*(r^*\alpha\smile H^d)}{c}\in H^{1,1}(S,\mathbb R).
595
- \]
596
- For example, express $r^*\alpha$ in a rational basis of $H^2(W,\mathbb Q)$
597
- and apply $\Pi$ to each basis vector. This gives the required finite
598
- real combination $L_W$.
599
-
600
- Write $L_W=\sum_j a_jL_j$ with actual line bundles $L_j$ on $W$.
601
- For each $j$, let
602
- \[
603
- \mathcal F_j=(r_*L_j)^{**}.
604
- \]
605
- It is a rank-one reflexive coherent sheaf. Strong
606
- $\mathbb Q$-factoriality gives an integer $m_j>0$ for which
607
- $M_j=\mathcal F_j^{[m_j]}$ is a line bundle on $T$.
608
- The canonical identification over the isomorphism locus of $r$ gives
609
- \[
610
- L_j^{\otimes m_j}\simeq r^*M_j\otimes\mathcal O_W(E_j)
611
- \]
612
- for an integral $r$-exceptional divisor $E_j$.
613
- One may obtain this comparison directly from the evaluation map for
614
- $r_*L_j$: the two coherent rank-one sheaves agree away from the
615
- exceptional locus, so their invertible transforms differ by an
616
- exceptional divisor. No global meromorphic frame of $L_j$ or of the
617
- canonical sheaf is required.
618
-
619
- Set $L=\sum_j(a_j/m_j)M_j$ and
620
- $E=\sum_j(a_j/m_j)E_j$. The preceding identities yield
621
- \[
622
- r^*(\alpha-c_1(L)-f^*\gamma)=[E].
623
- \]
624
- The divisor $E$ is $r$-exceptional and is numerically trivial on every
625
- $r$-contracted curve. The exceptional negativity lemma applied in both
626
- signs gives $E=0$. Injectivity of pullback by a resolution, or pushforward
627
- of the equality of currents, now gives
628
- $\alpha=c_1(L)+f^*\gamma$.
629
- \end{proof}
630
-
631
-
632
- The hypothesis of Lemma~\ref{prog:relative-hodge} persists on each
633
- projective globally strongly \(\Q\)-factorial klt model over this fixed
634
- smooth base: on a common smooth resolution, holomorphic two-forms are
635
- invariant under modifications. Thus the lemma applies separately on
636
- every working model. It supplies real combinations of global lines;
637
- Lemma~\ref{prog:stein-representatives} supplies their Cartier-divisor
638
- representatives on sufficiently small Stein base neighborhoods.
639
-
640
- \begin{lemma}[The projective relative cone in Bott--Chern cohomology]
641
- \label{prog:projective-cone}
642
- Let \(f:T\to S\) be projective between normal compact Kähler spaces
643
- with rational singularities, and assume
644
- \[
645
- H^{1,1}_{\BC}(T,\R)
646
- =c_1\bigl(\Pic(T)\otimes\R\bigr)
647
- +f^*H^{1,1}_{\BC}(S,\R).
648
- \]
649
- Let \(N_1^{\mathrm{line}}(T/S)\) denote the space of real combinations
650
- of \(f\)-contracted curves modulo degrees of global line bundles,
651
- and let \(\overline{\mathrm{NE}}^{\mathrm{line}}(T/S)\) be their
652
- closed effective cone. Their analytic classes give an isomorphism
653
- onto the span of the face
654
- \[
655
- \mathcal F_f=
656
- \overline{\mathrm{NA}}(T)\cap(f^*\omega_S)^\perp,
657
- \]
658
- where \(\omega_S\) is any Kähler class on \(S\); this isomorphism
659
- identifies \(\overline{\mathrm{NE}}^{\mathrm{line}}(T/S)\) with
660
- \(\mathcal F_f\). In particular, relative extremal rays in the line
661
- space are extremal rays of the full analytic cone.
662
- \end{lemma}
663
-
664
- \begin{proof}
665
- The assumed decomposition makes analytic equivalence and line-degree
666
- equivalence identical on combinations of vertical curves. Their map
667
- into the analytic numerical space is therefore well-defined and
668
- injective. We must show that its closed effective cone is the entire
669
- face, including its classes represented by positive currents.
670
-
671
- Fix \(z\in\mathcal F_f\). For every \(\gamma\in
672
- H^{1,1}_{\BC}(S,\R)\), both \(a\omega_S+\gamma\) and
673
- \(a\omega_S-\gamma\) are Kähler for large \(a\). Positivity then
674
- shows that \(z\) annihilates \(f^*\gamma\). Fix a global relatively
675
- ample line \(H\). If a real line \(D\) has nonnegative degree on
676
- every vertical curve, the projective relative numerical criterion
677
- makes \(D+\epsilon H\) relatively ample for every \(\epsilon>0\).
678
- Its Chern class becomes Kähler after adding a sufficiently large
679
- multiple of \(f^*\omega_S\). Therefore
680
- \[
681
- (c_1(D)+\epsilon c_1(H))\cdot z\geq0,
682
- \qquad c_1(D)\cdot z\geq0.
683
- \]
684
- Applying this to both signs of a relatively numerically trivial line
685
- shows that pairing with \(z\) factors through the finite-dimensional
686
- space of relative line degrees. It is nonnegative on its nef cone.
687
- By duality for this projective relative space, it is represented by
688
- an element of \(\overline{\mathrm{NE}}^{\mathrm{line}}(T/S)\).
689
- The decomposition in the statement makes its analytic image equal
690
- to \(z\). Conversely every vertical effective curve lies in
691
- \(\mathcal F_f\), and finite-dimensional injectivity preserves
692
- closedness. This proves the cone equality and the extremality claim.
693
- \end{proof}
 
1
+ \subsection{Polarizations, ordinary replacements, and descent}
2
+ \label{prog:foundations}
3
+
4
+ The program constructions below use the analytic cone
5
+ \(\overline{\mathrm{NA}}(T)\), dual to the nef cone in
6
+ \(H^{1,1}_{\BC}(T,\R)\) for spaces with rational singularities
7
+ \cite[Proposition~2.4]{DHP}. Degrees of global line bundles form a
8
+ possibly smaller numerical space. We pass from the analytic cone to
9
+ projective geometry by producing an actual relatively ample line.
10
+ The ensuing descent statements apply on singular working models as
11
+ well as on smooth initial spaces.
12
+
13
+ \begin{lemma}[Degree-zero Bott--Chern descent]
14
+ \label{prog:bc-descent}
15
+ Let \(f:T\to Z\) be a proper surjective morphism with connected fibers
16
+ between normal compact complex spaces with rational singularities.
17
+ Suppose either
18
+ \begin{enumerate}
19
+ \item \(f\) is bimeromorphic and both spaces belong to Fujiki's class
20
+ \(\mathcal C\); or
21
+ \item \(f\) is projective and an effective rational boundary
22
+ \(\Delta\) makes \((T,\Delta)\) klt with
23
+ \(-(K_T+\Delta)\) relatively nef and big.
24
+ \end{enumerate}
25
+ Pullback is injective on both \(H^2(-,\R)\) and
26
+ \(H^{1,1}_{\BC}(-,\R)\). In either group its image consists exactly
27
+ of the classes with degree zero on every curve contracted by \(f\).
28
+ \end{lemma}
29
+
30
+ \begin{proof}
31
+ These are, respectively, the two cases of
32
+ \cite[Lemma~2.6(1),(2)]{DH2024}. The first case is birational descent
33
+ between spaces with rational singularities and does not require a
34
+ projectivity criterion. The second case uses relative vanishing for
35
+ the ordinary rational klt pair and the projective relative curve
36
+ space. In particular, it can be applied to a projective log-Fano
37
+ contraction before constructing generalized data on its base.
38
+ \end{proof}
39
+
40
+ In applications to an ordinary birational negative contraction,
41
+ the rationality hypotheses are automatic. The source is locally klt.
42
+ For a dlt pair, first decrease its rational Cartier floor slightly;
43
+ relative antiampleness persists. Relative vanishing gives
44
+ \(R^if_*\OO_T=0\) for \(i>0\)
45
+ \cite[Theorem~5.2]{FujinoAnalyticBCHM}. Composing a resolution of \(T\)
46
+ with \(f\), the Leray spectral sequence proves that \(Z\) has rational
47
+ singularities. The same reasoning works when the klt boundary is
48
+ chosen separately on finitely many Stein base neighborhoods. For
49
+ fiber-type contractions in case~(ii), rationality of the base follows
50
+ from \cite[Lemma~8.8(i)]{DHP}; thus that application also precedes
51
+ the construction of generalized data on the base.
52
+
53
+ \begin{lemma}[Projectivity from a rational line detecting the ray]
54
+ \label{prog:detected-projectivity}
55
+ Let $f:T\to Z$ be a proper contraction between normal compact
56
+ K\"ahler spaces, with $T$ having rational singularities. Suppose
57
+ $\gamma$ is K\"ahler on $Z$ and
58
+ \[
59
+ \alpha=f^*\gamma,\qquad
60
+ \overline{\mathrm{NA}}(T)\cap\alpha^\perp=R
61
+ \]
62
+ is a nonzero ray. If a global rational line bundle $D$ has
63
+ $D\cdot R<0$, then $-D$ is relatively ample and $f$ is projective.
64
+ \end{lemma}
65
+ \begin{proof}
66
+ Fix a K\"ahler class $\omega$ on $T$ and normalize $\overline{\mathrm{NA}}(T)$ by
67
+ $\omega\cdot z=1$. The resulting slice $S$ is compact. Its unique
68
+ point on $R$ has negative $D$-degree, so $d=c_1(D)$ is negative on
69
+ a neighborhood of that point in $S$. On the complementary compact
70
+ set, $\alpha$ has a strictly positive minimum, while $d$ is bounded.
71
+ For all sufficiently small $s>0$, the class $\alpha-sd$ is therefore
72
+ strictly positive on $S$ and is K\"ahler by cone duality.
73
+
74
+ Choose an integer $m>0$ making $mD$ integral. Then
75
+ \[
76
+ c_1(-mD)+f^*((m/s)\gamma)=(m/s)(\alpha-sd)
77
+ \]
78
+ is K\"ahler. On a neighborhood in the base with a potential for
79
+ $\gamma$, absorb that potential in a smooth metric on the same global
80
+ line bundle $-mD$. Its curvature is positive on the fibres. The analytic
81
+ positive-line-bundle criterion and the fibrewise relative-ampleness
82
+ criterion make $-mD$ relatively ample. The line bundle was global
83
+ throughout, so no gluing of unrelated local polarizations is required.
84
+ \end{proof}
85
+
86
+
87
+ An analytic contraction supplied by a supporting class therefore becomes
88
+ projective as soon as one rational line has negative degree on its ray.
89
+ For a small contraction, that same line will define the flip globally.
90
+ The local ordinary adjoints used to prove finite generation need not
91
+ glue; their section algebras will be Veronese subalgebras of one algebra.
92
+
93
+ \begin{lemma}[Divisor representatives over a Stein base]
94
+ \label{prog:stein-representatives}
95
+ Let $\pi:Y\to U$ be a projective surjective morphism with connected fibres
96
+ between normal irreducible complex spaces, where $U$ is Stein, and let
97
+ $\mathcal L$ be a holomorphic line bundle on $Y$.
98
+ If $\pi$ is bimeromorphic, $\mathcal L$ has a holomorphic section
99
+ which is not identically zero, and hence an effective Cartier divisor
100
+ representative. More generally, after shrinking $U$ around any specified
101
+ point, $\mathcal L$ has a nonzero meromorphic section.
102
+ \end{lemma}
103
+
104
+ \begin{proof}
105
+ Suppose first that $\pi$ is bimeromorphic. Grauert's proper direct-image
106
+ theorem makes $\mathcal F=\pi_*\mathcal L$ coherent. On the nonempty
107
+ open subset $U^\circ$ where $\pi$ is an isomorphism, it is a line bundle.
108
+ Choose $u_*\in U^\circ$. Cartan's theorem~A says that global sections
109
+ generate $\mathcal F_{u_*}$, so one global section has nonzero image in
110
+ $\mathcal F_{u_*}/\mathfrak m_{u_*}\mathcal F_{u_*}$.
111
+ Under
112
+ \[
113
+ H^0(U,\pi_*\mathcal L)=H^0(Y,\mathcal L)
114
+ \]
115
+ it gives a section $s$ nonzero at the unique point above $u_*$.
116
+ Its zero divisor is effective Cartier and represents $\mathcal L$.
117
+ The section may vanish elsewhere; only its meromorphic inverse is
118
+ being used to obtain a meromorphic trivialization.
119
+
120
+ For the general case, fix $u\in U$ and $y\in\pi^{-1}(u)$, and choose
121
+ a $\pi$-ample line bundle $\mathcal H$. Relative Serre generation,
122
+ after shrinking to a Stein neighbourhood of $u$, gives an integer
123
+ $n$ for which both $\mathcal L\otimes\mathcal H^n$ and
124
+ $\mathcal H^n$ are relatively generated. Their proper direct images
125
+ are coherent. Cartan's theorem~A and the evaluation maps supply
126
+ sections $s$ and $t$ of these two bundles which are both nonzero at
127
+ $y$. The quotient $s/t$ is the required nonzero meromorphic section
128
+ of $\mathcal L$. At no point is $Y$ assumed Stein.
129
+ \end{proof}
130
+
131
+ \begin{proposition}[A global algebra for a detected flip]
132
+ \label{prog:detected-flip}
133
+ Let $(T,B+\mathbf M)$ be a gklt pair on a normal compact K\"ahler
134
+ space which is globally strongly $\Q$-factorial, and let $A\in H^{1,1}_{\BC}(T,\R)$
135
+ be its adjoint class. Let $f:T\to Z$ be a projective small contraction
136
+ onto a normal compact K\"ahler space. Suppose that the classes of all
137
+ $f$-vertical curves lie on one ray $R\subset\overline{\mathrm{NA}}(T)$, that $A\cdot R<0$,
138
+ and that a global line bundle $L$ satisfies $L\cdot R<0$.
139
+
140
+ Then $\bigoplus_{m\geq0}f_*L^m$ is locally finitely generated. The
141
+ relative Proj of a sufficiently divisible Veronese is a projective
142
+ small contraction $f^+:T^+\to Z$, where $T^+$ is compact K\"ahler and
143
+ globally strongly $\Q$-factorial. The reflexive transform $L^+$ is a
144
+ rational line bundle, with a positive power equal to the relatively
145
+ ample tautological bundle. The transformed boundary and the same
146
+ b-nef datum define a gklt pair on $T^+$, with relatively K\"ahler
147
+ adjoint $A^+$. This is the generalized flip, with the usual
148
+ strict discrepancy increase at centres in either exceptional locus.
149
+
150
+ Moreover, if $t=(A\cdot C)/(L\cdot C)>0$ for an $f$-vertical curve $C$,
151
+ then there is a unique $\eta\in H^{1,1}_{\BC}(Z,\R)$ such that
152
+ \[
153
+ A=t\,c_1(L)+f^*\eta,\qquad
154
+ A^+=t\,c_1(L^+)+(f^+)^*\eta.
155
+ \]
156
+ Every class on $T$ has the corresponding forward transport with an
157
+ actual exceptional-divisor correction. No assertion of surjectivity
158
+ on Bott--Chern groups is required.
159
+ \end{proposition}
160
+
161
+ \begin{proof}
162
+ Since $f$ has a global relatively ample bundle and all its vertical
163
+ curves lie on $R$, numerical invariance of ampleness on the projective
164
+ fibres shows that $-L$ is $f$-ample.
165
+
166
+ \smallskip\noindent
167
+ \emph{A local rational ordinary adjoint.}
168
+ Fix $z\in Z$ and a relatively compact Stein neighbourhood $U$.
169
+ Take a projective log resolution $p:V\to T_U$ carrying $\mathbf M$,
170
+ and put $\rho=f p$. Write its actual structure boundary as $B_V$, so
171
+ \[
172
+ [K_V+B_V]+[\mathbf M_V]=p^*A.
173
+ \]
174
+ Every coefficient of $B_V$ is less than one. Apply
175
+ Lemma~\ref{prog:stein-representatives} to obtain a Cartier
176
+ representative $D_L$ of $L$ on $T_U$. The same birational direct-image
177
+ argument applies to the coherent rank-one reflexive canonical sheaf:
178
+ it supplies a canonical form nonzero at a chosen point of the common
179
+ smooth isomorphism locus. Use this meromorphic form on $T_U$ and its
180
+ pullback to $V$ to choose compatible canonical representatives, and set
181
+ \[
182
+ N=t p^*D_L-K_V-B_V.
183
+ \]
184
+ For every $\rho$-vertical curve, its degree equals that of $\mathbf M_V$.
185
+ Thus $N$ is $\rho$-nef.
186
+
187
+ The relative bigness of $N$ uses the additional fact that
188
+ $\rho=f\circ p$ is \emph{bimeromorphic}: both the small contraction
189
+ $f$ and the resolution $p$ are bimeromorphic. It does not follow from
190
+ relative nefness alone. In fact every real Cartier divisor is relatively
191
+ big for this projective bimeromorphic map over the Stein neighbourhood.
192
+ Here is the required ample-plus-effective decomposition explicitly.
193
+ Write $N=\sum_j r_jN_j$, where $r_j>0$, $\sum_jr_j=1$, and the $N_j$
194
+ are rational Cartier divisors in its finite Cartier span. Choose a
195
+ $\rho$-ample line bundle and a Cartier representative
196
+ $P$ for it using Lemma~\ref{prog:stein-representatives}.
197
+ If $q_jN_j$ is integral, apply the birational case of that lemma to
198
+ $\mathcal O_V(q_jN_j-P)$. Its nonzero holomorphic section has an
199
+ effective Cartier zero divisor $E_j$, giving the actual relation
200
+ $q_jN_j\sim P+E_j$. This use depends on $\rho$ being bimeromorphic;
201
+ the section is allowed to vanish along exceptional fibres. Therefore
202
+ \[
203
+ N\sim_{\R}
204
+ \underbrace{\left(\sum_j\frac{r_j}{q_j}\right)P}_{H}
205
+ +\underbrace{\sum_j\frac{r_j}{q_j}E_j}_{E}.
206
+ \]
207
+ Here $H$ is $\rho$-ample and $E\geq0$, proving $\rho$-bigness.
208
+ For a map with positive-dimensional general fibres the direct image
209
+ used above can be zero; no such bigness claim is made for that setting.
210
+ Make the finitely many section choices on a slightly larger Stein
211
+ neighbourhood, and now shrink $U$ so its closure is compact in that
212
+ neighbourhood. Properness makes the inverse image of this closure
213
+ compact. A log resolution of the finitely many resulting divisors
214
+ therefore gives a uniform positive bound for the following choice.
215
+ Choose $\epsilon>0$ small enough that $(V,B_V+\epsilon E)$ is sub-klt.
216
+ The divisor $(1-\epsilon)N+\epsilon H$ is relatively ample. Express it
217
+ as a positive combination of rational ample divisors and take general
218
+ members of sufficiently high multiples. Relative Bertini
219
+ \cite[Theorem~2.20]{DHP}, applied on a log resolution of $B_V+E$,
220
+ gives an effective $\Theta\sim_{\R}N$ such that $(V,B_V+\Theta)$ is
221
+ sub-klt. The high multiples make the added coefficients arbitrarily
222
+ small. All choices are made near the compact fibre; shrink $U$ once
223
+ to retain them.
224
+
225
+ Put $\Delta=p_*(B_V+\Theta)\geq0$. Write the actual linear equivalence
226
+ as $\Theta=N+\sum_j a_j\operatorname{div}_V(g_j)$.
227
+ The bimeromorphic map $p$ identifies meromorphic function fields, so
228
+ $g_j=p^*h_j$. Pushing down gives
229
+ $K_{T_U}+\Delta=tD_L+\sum_j a_j\operatorname{div}_{T_U}(h_j)$;
230
+ in particular this divisor is real Cartier. Pulling back this same
231
+ identity gives
232
+ \[
233
+ K_{T_U}+\Delta\sim_{\R}tD_L,
234
+ \qquad p^*(K_{T_U}+\Delta)=K_V+B_V+\Theta.
235
+ \]
236
+ Thus $(T_U,\Delta)$ is klt. Any finitely many base line bundles in a
237
+ relative linear equivalence can first be trivialized by shrinking $U$.
238
+ Record the resulting equality as
239
+ \begin{equation}\label{prog:detector-rationalization}
240
+ K_{T_U}+\sum_i d_iD_i=tD_L+\sum_j b_j\operatorname{div}(g_j),
241
+ \qquad d_i>0,
242
+ \end{equation}
243
+ using the positive support of $\Delta$. After a further relatively
244
+ compact shrinking, the displayed divisors have finitely many prime
245
+ components: their locally finite supports meet a compact inverse image.
246
+ Equality of coefficients in \eqref{prog:detector-rationalization} is a
247
+ finite rational affine system in $(d_i,t,b_j)$. The klt condition is
248
+ open within this system, as seen on one log resolution; the pullbacks
249
+ of its adjoints vary linearly by the displayed identity. A nearby
250
+ rational solution therefore gives a rational effective klt boundary
251
+ $\Delta_q$ and $t_q\in\Q_{>0}$ with
252
+ \begin{equation}\label{prog:detector-local-adjoint}
253
+ K_{T_U}+\Delta_q\sim_{\Q}t_qD_L.
254
+ \end{equation}
255
+ The individual local primes $D_i$ need not be $\Q$-Cartier: the identity
256
+ ensures that the total adjoint is $\Q$-Cartier.
257
+
258
+ \smallskip\noindent
259
+ \emph{One global flip algebra.}
260
+ The adjoint in \eqref{prog:detector-local-adjoint} is $f_U$-antiample.
261
+ Its ordinary flip and local finite generation follow from
262
+ \cite[Theorems~1.14 and~1.18]{FujinoAnalyticBCHM}. Clearing the displayed
263
+ linear equivalence identifies a Veronese of its canonical algebra
264
+ with a Veronese of $\mathcal R:=\bigoplus_{m\geq0}f_*L^m$ over $U$.
265
+ Hence $\mathcal R$ is locally finitely generated by
266
+ \cite[Lemma~2.26]{FujinoAnalyticBCHM}. The graded pieces are coherent. Over a connected normal base open
267
+ the inverse image is irreducible; products of nonzero sections of line
268
+ bundles are nonzero there. Thus its graded section algebra is an
269
+ integral domain, without choosing any global meromorphic frame of $L$.
270
+ Compactness supplies one sufficiently divisible Veronese
271
+ $\mathcal R^{(r)}$ generated in degree one. Its relative Proj $T^+$
272
+ restricts to the ordinary flip over every such $U$. It is therefore
273
+ normal, locally klt, and small over $Z$, and has the global relatively
274
+ ample bundle
275
+ $\mathcal O_{T^+}(1)$. On the common big open this bundle is $L^r$.
276
+ Reflexivity gives
277
+ \[
278
+ (L^+)^{[r]}\simeq\mathcal O_{T^+}(1).
279
+ \]
280
+ This proves that $L^+$ is a rational line bundle before any assertion
281
+ of factoriality. Relative positivity over the compact K\"ahler base
282
+ makes $T^+$ compact K\"ahler.
283
+
284
+ For any global rank-one reflexive sheaf $\mathcal F^+$ on $T^+$,
285
+ take its coherent reflexive transform $\mathcal F$ on $T$ using a
286
+ common resolution. Some $M=\mathcal F^{[m]}$ is a line bundle.
287
+ Choose $c\in\Q$ so that $(M+cL)\cdot C=0$, and clear its denominator
288
+ to obtain an integral bundle $J=n(M+cL)$ numerically trivial over $f$.
289
+ The local rational klt pairs \eqref{prog:detector-local-adjoint} have
290
+ antiample adjoint, so Lemma~\ref{prog:integral-descent} yields
291
+ one global line bundle $J_Z$ with $J=f^*J_Z$.
292
+ On $T^+$, pull back $J_Z$, undo the rational twist $ncL^+$, and compare
293
+ on the common big open. After clearing the already established index
294
+ of $L^+$, reflexivity gives an invertible positive reflexive power of
295
+ $\mathcal F^+$. This proves global strong factoriality.
296
+
297
+ \smallskip\noindent
298
+ \emph{The original generalized pair.}
299
+ The local log-Fano pairs above give $R^if_*\mathcal O_T=0$ for $i>0$
300
+ by \cite[Theorem~5.2]{FujinoAnalyticBCHM}. They make $T$ locally klt, hence rational.
301
+ Leray for a projective resolution then shows that $Z$ is rational.
302
+ Lemma~\ref{prog:bc-descent}(i) therefore gives
303
+ $f^*H^{1,1}_{\BC}(Z,\R)=R^\perp$, with injective pullback. Thus $A=t c_1(L)+f^*\eta$ for a unique $\eta$.
304
+ Define $A^+=t c_1(L^+)+(f^+)^*\eta$; it is relatively K\"ahler.
305
+
306
+ To construct its actual discrepancy divisor, let $\mathcal I$ be the
307
+ ideal defined by
308
+ \[
309
+ \operatorname{im}(f^*f_*L^r\longrightarrow L^r)
310
+ =\mathcal I\otimes L^r.
311
+ \]
312
+ Principalize $\mathcal I$ on a common resolution $p:W\to T$,
313
+ $q:W\to T^+$ carrying $\mathbf M$. If
314
+ $\mathcal I\mathcal O_W=\mathcal O_W(-F_L)$, the tautological quotient
315
+ gives the actual bundle identity
316
+ \[
317
+ q^*\mathcal O_{T^+}(1)=p^*L^r\otimes\mathcal O_W(-F_L).
318
+ \]
319
+ Hence $E_L=F_L/r$ is effective and exceptional over both sides, and
320
+ $[E_L]=p^*c_1(L)-q^*c_1(L^+)$. If $B_W$ is the original structure
321
+ boundary, put $B_W^+=B_W-tE_L$. Then
322
+ \[
323
+ [K_W+B_W^+]+[\mathbf M_W]=q^*A^+.
324
+ \]
325
+ Its pushforward is $B^+$, and its discrepancies do not decrease.
326
+ The local ordinary comparison in \eqref{prog:detector-local-adjoint}
327
+ has discrepancy divisor $t_qE_L$, so its strictness proves the stated
328
+ strictness for $tE_L$ as well. Thus the original pair remains gklt.
329
+
330
+ Finally, write any $\theta\in H^{1,1}_{\BC}(T,\R)$ uniquely as
331
+ $\theta=f^*\eta_\theta+s c_1(L)$ and set
332
+ $\theta^+=(f^+)^*\eta_\theta+s c_1(L^+)$. Its correction is the actual
333
+ divisor $sE_L$. For a rational line $M$, the number $s$ is rational. Applying
334
+ Lemma~\ref{prog:integral-descent} to a Cartier multiple of $M-sL$
335
+ gives $M=sL+f^*M_Z$ as actual rational lines. Reflexive extension
336
+ on the common big open gives $M^+=sL^++(f^+)^*M_Z$.
337
+ Consequently the cohomological transport agrees with the reflexive
338
+ transform on Chern classes.
339
+ \end{proof}
340
+
341
+
342
+ \subsubsection{Real boundaries and their linear transport}
343
+
344
+ The rational ordinary step constructed below also determines the step
345
+ for every sufficiently close real boundary. The relevant comparison is
346
+ an identity of actual rational lines over the contraction base.
347
+
348
+ \begin{proposition}[Ordinary real boundaries]
349
+ \label{prog:ordinary-replacement}
350
+ Let $T$ be normal compact K\"ahler and globally Weil $\Q$-factorial,
351
+ with canonical sheaf a rational line bundle. Let $B\geq0$ be a real
352
+ boundary with $(T,B)$ klt. Assume the rational ordinary-step result
353
+ of Proposition~\ref{prog:ordinary-step} for $T$ and its subsequent models. Then every
354
+ $(K_T+B)$-negative extremal analytic ray has an ordinary step with
355
+ projective contractions, compact K\"ahler models, and the expected
356
+ opposite relative ample signs. Global Weil $\Q$-factoriality is preserved;
357
+ global strong $\Q$-factoriality is preserved when imposed initially.
358
+ \end{proposition}
359
+ \begin{proof}
360
+ Put $D=K_T+B$ and fix a $D$-negative extremal ray $R$. On the finite
361
+ positive support of $B$, effectiveness, the klt condition and negativity
362
+ on $R$ persist under small coefficient changes. Klt openness is checked
363
+ on one log resolution of this support. Choose nearby effective rational
364
+ klt boundaries $B_0,\ldots,B_m$ and positive real numbers $u_j$ with
365
+ \[
366
+ B=\sum_j u_jB_j,\qquad \sum_j u_j=1,
367
+ \qquad D_j\cdot R<0,\quad D_j=K_T+B_j.
368
+ \]
369
+ For $B=0$ take just $B_0=0$. Every $D_j$ is a global rational line
370
+ bundle. The rational-step theorem for $(T,B_0)$ provides a projective
371
+ contraction $f:T\to Z$ onto a compact K\"ahler base, contracting
372
+ exactly $R$, with $-D_0$ relatively ample. The base is rational by
373
+ \cite[Lemma~8.8]{DHP}, so Lemma~\ref{prog:bc-descent} gives
374
+ $f^*H^{1,1}_{\BC}(Z,\R)=R^\perp$; use case~(ii) when $f$ is of
375
+ fiber type.
376
+ Let $C$ be a rational curve spanning $R$, and set
377
+ $a_j=(D_j\cdot C)/(D_0\cdot C)\in\Q_{>0}$. On every projective
378
+ fibre, $-D_j$ is numerically equivalent to the positive multiple
379
+ $-a_jD_0$. Numerical invariance of ampleness on that fibre, followed
380
+ by the relative-ampleness criterion, makes $-D_j$ relatively ample.
381
+ The positive combination $-D$ is relatively ample as a real line
382
+ bundle. This also handles a fibre-type contraction.
383
+
384
+ Suppose henceforth that $f$ is birational. A Cartier multiple
385
+ $M_j=n_j(D_j-a_jD_0)$ is numerically trivial over $Z$ and
386
+ $M_j-D_0$ is relatively ample. Lemma~\ref{prog:integral-descent},
387
+ applied to the rational klt pair $(T,B_0)$ gives a rational line bundle
388
+ $A_j$ on $Z$ with the actual identity
389
+ \begin{equation}\label{prog:real-line-descent}
390
+ D_j=a_jD_0+f^*A_j.
391
+ \end{equation}
392
+ Here and below an identity of rational line bundles means an isomorphism
393
+ after a common integral multiple. The descent lemma is used only for
394
+ birational $f$.
395
+
396
+ For a small $f$, let $f^+:T^+\to Z$ be its rational $D_0$-flip.
397
+ The rational theorem supplies a global relatively ample adjoint
398
+ $D_0^+$ and preserves the stated factoriality and canonical-sheaf
399
+ conditions. The other transformed adjoints $D_j^+$ are therefore
400
+ rational line bundles. Transform \eqref{prog:real-line-descent} on the common
401
+ big open and extend by reflexivity to obtain
402
+ \[
403
+ D_j^+=a_jD_0^++(f^+)^*A_j.
404
+ \]
405
+ All $D_j^+$ are relatively ample, as is
406
+ $D^+=\sum_j u_jD_j^+$. Thus this same small map is the required
407
+ ordinary real-boundary flip. The real ordinary discrepancy comparison
408
+ proves that $(T^+,B^+)$ is klt and gives the strict increases at
409
+ exceptional centres.
410
+
411
+ For a divisorial contraction, write
412
+ $D_0=f^*D_0'+e_0E$ with $e_0>0$. Transforming
413
+ \eqref{prog:real-line-descent} on the target and summing yields
414
+ \[
415
+ D-f^*D'=\left(\sum_j u_ja_j\right)e_0E.
416
+ \]
417
+ This coefficient is positive. The same discrepancy comparison proves
418
+ the required assertions. The ambient category was already preserved
419
+ by the rational step in both cases.
420
+ \end{proof}
421
+
422
+
423
+ For later use, let \(D=K_T+B\) drive one of the birational steps just
424
+ constructed, and write \(f':T'\to Z\) for its positive morphism
425
+ (or the identity for a divisorial contraction). Lemma~\ref{prog:bc-descent}
426
+ gives the unique decomposition and forward transform
427
+ \begin{equation}
428
+ \theta=f^*\eta+s\{D\},\qquad
429
+ \theta'=(f')^*\eta+s\{D'\}.
430
+ \label{prog:ordinary-forward-transport}
431
+ \end{equation}
432
+ On a common resolution \(p:W\to T\), \(q:W\to T'\), the ordinary
433
+ comparison \(p^*D-q^*D'=F\) is an actual effective real divisor,
434
+ exceptional over \(T'\) and over both sides for a flip. Hence
435
+ \(p^*\theta-q^*\theta'=s\{F\}\). On Chern classes this is the
436
+ reflexive transform, by the line identities in the proof above and
437
+ Lemma~\ref{prog:integral-descent}. This construction gives forward
438
+ transport without assuming surjectivity onto the next Bott--Chern group.
439
+
440
+ \subsubsection{Actual real lines and relative numerical spaces}
441
+
442
+ A second polarization argument will be used for maps whose fibers are
443
+ Moishezon. It applies to a real combination of global line bundles,
444
+ provided that its degrees on the fibers agree with a relatively Kähler
445
+ class.
446
+
447
+ \begin{lemma}[Polarization by an actual real line bundle]
448
+ \label{prog:actual-line-polarization}
449
+ Let $f:T\to Z$ be a proper Moishezon map, where $T$ is a compact
450
+ K\"ahler space. Suppose that $L\in\operatorname{Pic}(T)\otimes\R$
451
+ and a relatively K\"ahler class $\omega$ satisfy
452
+ \[
453
+ L\cdot C=\omega\cdot C
454
+ \quad\text{for every compact curve $C$ contracted by $f$.}
455
+ \]
456
+ Then $L$ is relatively ample and $f$ is projective.
457
+ \end{lemma}
458
+
459
+ \begin{proof}
460
+ Let $V$ be an irreducible positive-dimensional subspace of a reduced
461
+ fibre. It is Moishezon. Normalize $V$ and take a smooth projective
462
+ modification $\pi:\widetilde V\to V^{\mathrm n}$, chosen so that
463
+ an effective exceptional divisor $E$ has $-E$ relatively ample.
464
+ The pullback of the K\"ahler class from $V$ to its normalization is
465
+ K\"ahler. Consequently
466
+ $\pi^*\omega-\delta[E]$ is K\"ahler for sufficiently small
467
+ $\delta>0$. On the projective manifold $\widetilde V$ the actual
468
+ real line bundle $\pi^*L-\delta E$ has the same curve degrees as
469
+ that K\"ahler class, and is therefore ample. For example, subtract
470
+ a sufficiently small positive multiple of a fixed ample class from
471
+ the K\"ahler class; the corresponding real line bundle is nef by
472
+ the projective numerical criterion. Also $\pi^*L$ is nef, and the
473
+ decomposition
474
+ \[
475
+ \pi^*L=(\pi^*L-\delta E)+\delta E
476
+ \]
477
+ shows that it is big. Thus
478
+ \[
479
+ L^{\dim V}\cdot V=(\pi^*L)^{\dim V}>0.
480
+ \]
481
+ The real Nakai--Moishezon criterion for proper algebraic spaces
482
+ \cite[Theorem~1.6]{FujinoMiyamoto2020}, applied to the algebraizations
483
+ of the Moishezon fibres, proves that $L$ is ample on every reduced
484
+ fibre. The criterion is insensitive to nilpotents and reducible
485
+ components. In the coefficient space of the finitely many global
486
+ line bundles occurring in $L$, choose, for each fibre, a rational
487
+ simplex containing $L$ in its interior whose vertices restrict to
488
+ ample rational lines on that fibre. Openness of fibrewise ampleness
489
+ for each of these finitely many rational lines gives a base
490
+ neighbourhood on which the entire simplex is relatively ample.
491
+ Choose finitely many such neighborhoods covering the base and
492
+ intersect their coefficient neighborhoods of $L$. Every rational
493
+ point of the resulting neighborhood is relatively ample globally.
494
+ A rational simplex in this intersection also expresses $L$ as a
495
+ positive combination of relatively ample rational lines. Clearing
496
+ the denominator of one rational point proves projectivity.
497
+ \end{proof}
498
+
499
+ \begin{remark}
500
+ The proof uses only positivity of the top self-intersections of
501
+ $L$. Equality of curve degrees with $\omega$ does not assert
502
+ equality of their higher intersection numbers or of their
503
+ Bott--Chern classes.
504
+ \end{remark}
505
+
506
+
507
+
508
+
509
+ The projective morphism needed for the relative program can be chosen
510
+ on a smooth model of the rational quotient. Here the Hodge-theoretic
511
+ polarization has an elementary construction, independent of any
512
+ birational projectivity-descent assertion.
513
+
514
+ \begin{lemma}[Smooth Hodge-theoretic polarization]
515
+ \label{prog:smooth-polarization}
516
+ Let \(g:W\to S\) be a surjective morphism with connected fibers
517
+ between smooth compact Kähler manifolds. If
518
+ \(g^*:H^0(S,\Omega_S^2)\to H^0(W,\Omega_W^2)\) is an isomorphism,
519
+ then \(g\) is projective. This applies when its general fiber is
520
+ rationally connected.
521
+ \end{lemma}
522
+
523
+ \begin{proof}
524
+ We use the smooth argument of \cite[Theorem~3.1, Step~1]{CH}.
525
+ Let \(d=\dim W-\dim S\). Choose a rational class \(u\in H^2(W,\Q)\)
526
+ close to a Kähler class. Write its Hodge decomposition as
527
+ \(u=b+g^*v\), where \(b\) is Kähler and \(v\) has types \((2,0)\)
528
+ and \((0,2)\). Hodge type and the projection formula give
529
+ \[
530
+ c=g_*(u^d)=g_*(b^d)>0,\qquad
531
+ g_*(u^{d+1})=g_*(b^{d+1})+(d+1)c\,v.
532
+ \]
533
+ Since pushforward is rational, the class
534
+ \[
535
+ \ell=u-g^*\frac{g_*(u^{d+1})}{(d+1)c}
536
+ =b-g^*\frac{g_*(b^{d+1})}{(d+1)c}
537
+ \]
538
+ is rational and of type \((1,1)\). Lefschetz's theorem makes it the
539
+ Chern class of a rational line. The displayed equality supplies a
540
+ metric with positive curvature locally over \(S\), by adding a
541
+ potential for the base class. Thus this line is relatively ample.
542
+ For rationally connected general fibers, holomorphic two-forms are
543
+ pulled back from the smooth base, so the hypothesis holds.
544
+ \end{proof}
545
+
546
+ \begin{lemma}[A rational Hodge correction over a smooth base]
547
+ \label{prog:relative-hodge}
548
+ Let $f:T\to S$ be an already projective surjective morphism of normal
549
+ compact K\"ahler spaces. Assume that $S$ is smooth, $T$ has globally
550
+ strongly $\Q$-factorial klt singularities, and, for a projective resolution
551
+ $r:W\to T$, the morphism $g=f\circ r$ satisfies
552
+ \[
553
+ g^*:H^0(S,\Omega_S^2)\xrightarrow{\ \simeq\ }
554
+ H^0(W,\Omega_W^2).
555
+ \]
556
+ Then every $\alpha\in H^{1,1}_{\BC}(T,\R)$ can be written
557
+ \[
558
+ \alpha=c_1(L)+f^*\gamma,
559
+ \]
560
+ where $L\in\operatorname{Pic}(T)\otimes_{\mathbb Z}\mathbb R$ is a
561
+ finite real combination of global line bundles and
562
+ $\gamma\in H^{1,1}(S,\mathbb R)$.
563
+ \end{lemma}
564
+
565
+ \begin{proof}
566
+ The composition $g$ is projective, since all the spaces are compact.
567
+ Choose a $g$-ample line bundle on $W$, with integral Chern class $H$.
568
+ Set $d=\dim W-\dim S$ and
569
+ \[
570
+ c=g_*(H^d)>0.
571
+ \]
572
+ Thus $c$ is the positive degree of $H^d$ on a general fibre. The
573
+ cohomological pushforward here is the usual pushforward between the
574
+ smooth compact manifolds $W$ and $S$, defined over $\mathbb Q$ and of
575
+ Hodge bidegree $(-d,-d)$.
576
+
577
+ Define a rational linear operator on degree-two cohomology by
578
+ \[
579
+ \Pi(\eta)=\eta-g^*\!\left(\frac{g_*(\eta\smile H^d)}{c}\right).
580
+ \]
581
+ Every class of type $(2,0)$ on $W$ is pulled back from $S$, and the
582
+ same holds for type $(0,2)$. The projection formula therefore shows
583
+ that $\Pi$ kills both types. It preserves type $(1,1)$. Consequently
584
+ \[
585
+ \Pi(H^2(W,\mathbb Q))\subset
586
+ H^2(W,\mathbb Q)\cap H^{1,1}(W).
587
+ \]
588
+ By the Lefschetz $(1,1)$ theorem the image consists of rational Chern
589
+ classes of global line bundles. Applying $\Pi$ to $r^*\alpha$ gives
590
+ \[
591
+ r^*\alpha=c_1(L_W)+g^*\gamma,
592
+ \qquad L_W\in\operatorname{Pic}(W)\otimes\mathbb R,
593
+ \qquad
594
+ \gamma=\frac{g_*(r^*\alpha\smile H^d)}{c}\in H^{1,1}(S,\mathbb R).
595
+ \]
596
+ For example, express $r^*\alpha$ in a rational basis of $H^2(W,\mathbb Q)$
597
+ and apply $\Pi$ to each basis vector. This gives the required finite
598
+ real combination $L_W$.
599
+
600
+ Write $L_W=\sum_j a_jL_j$ with actual line bundles $L_j$ on $W$.
601
+ For each $j$, let
602
+ \[
603
+ \mathcal F_j=(r_*L_j)^{**}.
604
+ \]
605
+ It is a rank-one reflexive coherent sheaf. Strong
606
+ $\mathbb Q$-factoriality gives an integer $m_j>0$ for which
607
+ $M_j=\mathcal F_j^{[m_j]}$ is a line bundle on $T$.
608
+ The canonical identification over the isomorphism locus of $r$ gives
609
+ \[
610
+ L_j^{\otimes m_j}\simeq r^*M_j\otimes\mathcal O_W(E_j)
611
+ \]
612
+ for an integral $r$-exceptional divisor $E_j$.
613
+ One may obtain this comparison directly from the evaluation map for
614
+ $r_*L_j$: the two coherent rank-one sheaves agree away from the
615
+ exceptional locus, so their invertible transforms differ by an
616
+ exceptional divisor. No global meromorphic frame of $L_j$ or of the
617
+ canonical sheaf is required.
618
+
619
+ Set $L=\sum_j(a_j/m_j)M_j$ and
620
+ $E=\sum_j(a_j/m_j)E_j$. The preceding identities yield
621
+ \[
622
+ r^*(\alpha-c_1(L)-f^*\gamma)=[E].
623
+ \]
624
+ The divisor $E$ is $r$-exceptional and is numerically trivial on every
625
+ $r$-contracted curve. The exceptional negativity lemma applied in both
626
+ signs gives $E=0$. Injectivity of pullback by a resolution, or pushforward
627
+ of the equality of currents, now gives
628
+ $\alpha=c_1(L)+f^*\gamma$.
629
+ \end{proof}
630
+
631
+
632
+ The hypothesis of Lemma~\ref{prog:relative-hodge} persists on each
633
+ projective globally strongly \(\Q\)-factorial klt model over this fixed
634
+ smooth base: on a common smooth resolution, holomorphic two-forms are
635
+ invariant under modifications. Thus the lemma applies separately on
636
+ every working model. It supplies real combinations of global lines;
637
+ Lemma~\ref{prog:stein-representatives} supplies their Cartier-divisor
638
+ representatives on sufficiently small Stein base neighborhoods.
639
+
640
+ \begin{lemma}[The projective relative cone in Bott--Chern cohomology]
641
+ \label{prog:projective-cone}
642
+ Let \(f:T\to S\) be projective between normal compact Kähler spaces
643
+ with rational singularities, and assume
644
+ \[
645
+ H^{1,1}_{\BC}(T,\R)
646
+ =c_1\bigl(\Pic(T)\otimes\R\bigr)
647
+ +f^*H^{1,1}_{\BC}(S,\R).
648
+ \]
649
+ Let \(N_1^{\mathrm{line}}(T/S)\) denote the space of real combinations
650
+ of \(f\)-contracted curves modulo degrees of global line bundles,
651
+ and let \(\overline{\mathrm{NE}}^{\mathrm{line}}(T/S)\) be their
652
+ closed effective cone. Their analytic classes give an isomorphism
653
+ onto the span of the face
654
+ \[
655
+ \mathcal F_f=
656
+ \overline{\mathrm{NA}}(T)\cap(f^*\omega_S)^\perp,
657
+ \]
658
+ where \(\omega_S\) is any Kähler class on \(S\); this isomorphism
659
+ identifies \(\overline{\mathrm{NE}}^{\mathrm{line}}(T/S)\) with
660
+ \(\mathcal F_f\). In particular, relative extremal rays in the line
661
+ space are extremal rays of the full analytic cone.
662
+ \end{lemma}
663
+
664
+ \begin{proof}
665
+ The assumed decomposition makes analytic equivalence and line-degree
666
+ equivalence identical on combinations of vertical curves. Their map
667
+ into the analytic numerical space is therefore well-defined and
668
+ injective. We must show that its closed effective cone is the entire
669
+ face, including its classes represented by positive currents.
670
+
671
+ Fix \(z\in\mathcal F_f\). For every \(\gamma\in
672
+ H^{1,1}_{\BC}(S,\R)\), both \(a\omega_S+\gamma\) and
673
+ \(a\omega_S-\gamma\) are Kähler for large \(a\). Positivity then
674
+ shows that \(z\) annihilates \(f^*\gamma\). Fix a global relatively
675
+ ample line \(H\). If a real line \(D\) has nonnegative degree on
676
+ every vertical curve, the projective relative numerical criterion
677
+ makes \(D+\epsilon H\) relatively ample for every \(\epsilon>0\).
678
+ Its Chern class becomes Kähler after adding a sufficiently large
679
+ multiple of \(f^*\omega_S\). Therefore
680
+ \[
681
+ (c_1(D)+\epsilon c_1(H))\cdot z\geq0,
682
+ \qquad c_1(D)\cdot z\geq0.
683
+ \]
684
+ Applying this to both signs of a relatively numerically trivial line
685
+ shows that pairing with \(z\) factors through the finite-dimensional
686
+ space of relative line degrees. It is nonnegative on its nef cone.
687
+ By duality for this projective relative space, it is represented by
688
+ an element of \(\overline{\mathrm{NE}}^{\mathrm{line}}(T/S)\).
689
+ The decomposition in the statement makes its analytic image equal
690
+ to \(z\). Conversely every vertical effective curve lies in
691
+ \(\mathcal F_f\), and finite-dimensional injectivity preserves
692
+ closedness. This proves the cone equality and the extremality claim.
693
+ \end{proof}
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03b-projective-good-model.tex CHANGED
@@ -1,439 +1,439 @@
1
- \subsection{Good models for already projective relative adjoints}
2
-
3
- \begin{proposition}[Projective relative completion]
4
- \label{prog:projective-good-model}
5
- Let \(f:X\to S\) be an already projective surjective morphism of
6
- normal compact Kähler spaces, with \(X\) smooth. Let
7
- \((X,B+\mathbf M)\) be an effective generalized klt pair with adjoint
8
- \(A\), carried by a projective resolution \(p:W\to X\) with smooth
9
- \(W\), so that
10
- \[
11
- p^*A=c_1(K_W)+[B_W]+\mathbf M_W.
12
- \]
13
- Suppose that there are an actual real line bundle
14
- \(J\in\Pic(X)\otimes\R\) and
15
- \(\beta\in H^{1,1}_{\BC}(S)\) such that
16
- \[
17
- A=c_1(J)+f^*\beta,
18
- \qquad
19
- N:=p^*J-K_W-B_W
20
- \text{ is nef and big over }fp.
21
- \]
22
- Assume that \(J\) is pseudoeffective over \(S\).
23
- Then there is a finite chosen \(A\)-negative projective program over
24
- \(S\), with globally strongly \(\Q\)-factorial compact Kähler
25
- working spaces, and a nonextracting endpoint \(X_m\) such that
26
- \[
27
- J_m\sim_{\R}g^*H,
28
- \qquad
29
- A_m=g^*\bigl(c_1(H)+\rho^*\beta\bigr).
30
- \]
31
- Here \(J_m\) is the actual real-line transform of \(J\),
32
- \(g:X_m\to Z\) is a projective connected-fibre morphism,
33
- \(\rho:Z\to S\) is projective, and \(H\) is an actual real line
34
- bundle ample over \(S\). Thus the class on \(Z\) in this formula is
35
- relatively Kähler over \(S\). The generalized pair on \(X_m\) is
36
- gklt. On a common resolution the comparison with \(A\) is effective
37
- and exceptional over \(X_m\), with strictly positive coefficient
38
- at the strict transform of every prime contracted from \(X\).
39
- \end{proposition}
40
-
41
- \begin{proof}
42
- We reduce to fixed ordinary pairs, and construct one global program.
43
- Choose finitely many Stein open sets \(U_\ell\subset S\) and
44
- semianalytic Stein compact subsets \(W_\ell\Subset U_\ell\) whose
45
- interiors cover \(S\). Such compacts are obtained by intersections
46
- with closed polydiscs in local embeddings of \(S\). In particular
47
- they satisfy condition~(P) of \cite{FujinoAnalyticBCHM}: the source
48
- is normal, the base is Stein, the compact is Stein, and its
49
- intersection with any analytic subset defined near it has finitely
50
- many connected components. This remains true on every normal
51
- projective model. Shrinking \(U_\ell\) around \(W_\ell\) preserves
52
- the finite cover.
53
-
54
- \smallskip\noindent
55
- \emph{Actual ordinary replacements.}
56
- On each chart represent the finitely many line bundles in the data
57
- by Cartier divisors. For a projective map to a Stein space this can
58
- be done by twisting a line bundle and its prospective meromorphic
59
- frame by sufficiently positive relative lines and using nonzero
60
- sections. The generic-rank-one direct-image argument is an
61
- alternative only when the map is bimeromorphic.
62
- Relative bigness gives
63
- \(N\sim_{\R}P+E\), with \(P\) relatively ample and \(E\geq0\).
64
- For sufficiently small \(\epsilon>0\),
65
- \((W,B_W+\epsilon E)\) is sub-klt near the compact inverse image.
66
- The line \((1-\epsilon)N+\epsilon P\) is relatively ample.
67
- General divided relative sections give an effective representative
68
- \(T\) such that
69
- \[
70
- \Theta:=\epsilon E+T\sim_{\R}N,
71
- \qquad (W,B_W+\Theta)\text{ is sub-klt}.
72
- \]
73
- All supports and coefficient margins are fixed near that compact.
74
- With compatible canonical representatives, push the finite
75
- principal-divisor expression for \(\Theta-N\) down and pull it
76
- back again. For \(\Delta_\ell=p_*(B_W+\Theta)\) this gives
77
- \[
78
- \Delta_\ell\geq0,
79
- \qquad K_X+\Delta_\ell\sim_{\R}J|_{X_{U_\ell}},
80
- \qquad
81
- p^*(K_X+\Delta_\ell)=K_W+B_W+\Theta.
82
- \]
83
- In the last equality the chosen principal correction is included
84
- in the representative of \(K_X+\Delta_\ell\).
85
- Thus \((X_{U_\ell},\Delta_\ell)\) is ordinary klt and its boundary
86
- is relatively big. Lemma~11.15 of \cite{FujinoAnalyticBCHM}, with
87
- its big part equal to \(\Delta_\ell\) and its remaining part zero,
88
- replaces it, in its actual real linear equivalence class, by a klt
89
- boundary with an effective general relatively ample rational
90
- summand. Its condition on non-klt centres is vacuous.
91
- Choose the reserved ample summand to be \(\Q\)-linearly equivalent
92
- to a small rational multiple of a fixed global \(f\)-ample line.
93
- Its later strict transform is consequently \(\Q\)-Cartier by the
94
- transport of that global line, without a local factoriality claim.
95
-
96
- We make these choices for a finite rational polytope of actual
97
- global line data. Start with a finite rational span containing
98
- \(J\), and add relatively ample rational lines spanning the global
99
- relative degree space. The above construction is valid in a
100
- neighbourhood of \(J\): retain a small part of the ample summand
101
- and use openness of ampleness and the strict klt inequalities.
102
- It is also valid along a segment from \(J\) to a sufficiently
103
- positive adjoint, by adding divided general ample divisors.
104
- Use finitely many such representatives and one log resolution on
105
- each chart. More explicitly, represent a finite simplex inside the
106
- open ample neighbourhood used above; varying its positive
107
- coefficients represents all nearby global line parameters on the
108
- same finite support. Form the joint finite affine system consisting
109
- of the divisor identities on all charts, with common global line
110
- coordinates and separate boundary and principal-divisor
111
- coordinates. This system is rational. Allow all boundary
112
- coefficients to vary, including those originally contributed by
113
- the real boundary \(B\); fix only the reserved rational ample part
114
- and the zero-support constraints. Its projection to the global
115
- line coordinates contains the just constructed neighbourhood, so
116
- it has a rational affine section. Choose that section sufficiently
117
- close to the constructed real affine lift, by rational approximation
118
- in its affine space of sections, so that the strict klt and
119
- effectiveness margins are retained along the compact segment.
120
- In the joint solution space the
121
- strict klt and effectiveness margins permit a rational polytope
122
- containing the scaling segment. This supplies on every chart
123
- a rational polytope of ordinary klt boundaries with a fixed
124
- effective relatively ample rational summand, representing the
125
- restrictions of the same global line parameters. These boundaries,
126
- including the scaling representatives, are fixed before the
127
- program starts. Their divisors need not agree on different charts.
128
-
129
- \smallskip\noindent
130
- \emph{One global scaling construction.}
131
- Apply the global degree-space construction in the proof of
132
- Proposition~\ref{prog:relative-klt} to \(J\) and a general ample
133
- scaling direction in the chosen span. Here are the modifications
134
- that allow real line data and a nonbirational map to \(S\).
135
- The global relatively ample line still gives a compact normalized
136
- slice of the curve cone. The fixed ordinary chart pairs give finite
137
- negative-ray truncations. A general direction avoids equal wall
138
- parameters for independent ray-degree functionals, exactly as in
139
- that proof. A positive wall therefore selects a single ray in the
140
- global degree space. A rational nef support is represented by a
141
- global rational line; a large multiple minus the chartwise ordinary
142
- adjoint is relatively ample. Ordinary relative base point freeness
143
- contracts the ray using the evaluation of this one global line.
144
-
145
- If the contraction is small, choose a global rational line having
146
- negative ray degree and construct its flip by its one global
147
- graded algebra. The local ordinary proof of
148
- Proposition~\ref{prog:detected-flip} applies to this algebra:
149
- all curves of the contraction have proportional degrees for global
150
- lines, so the detector and the driving line are positively
151
- proportional over the contraction; ordinary rational replacement
152
- gives local finite generation. This part of that proof needs only
153
- the already projective contraction and these line degrees.
154
- It does not require a prior assertion about the full Bott--Chern
155
- cone. The relative Proj is the next global model. In a divisorial
156
- step the exceptional prime and
157
- Lemma~\ref{prog:integral-descent} give the same continuation as in
158
- Proposition~\ref{prog:relative-klt}. Killing the degree of any global
159
- line by a rational multiple of the detector, then applying that
160
- lemma, preserves global strong \(\Q\)-factoriality in both cases.
161
- The global lines continue to span the relative degree spaces.
162
- The rational support-simplex argument in that proposition makes
163
- the wall a descended relatively ample real line on its contraction
164
- base and gives a nonempty interval of ampleness immediately after
165
- each step. This argument uses relative line data and projectivity,
166
- not birationality of the map to \(S\).
167
-
168
- We check explicitly the persistence of the ordinary pairs. Expand
169
- the line parameters in finitely many global rational lines. Their
170
- reflexive transforms are actual rational lines by the preceding
171
- strong property. Pushing forward the fixed principal-divisor
172
- identities gives
173
- \[
174
- K_{X_i}+\Delta_{\ell,i}\sim_{\R}J_i|_{(X_i)_{U_\ell}}.
175
- \]
176
- Hence these ordinary adjoints are \(\R\)-Cartier; no local
177
- factoriality of individual prime divisors is being assumed.
178
- On a common resolution their comparison minus the appropriate
179
- positive multiple of the detector comparison is exceptional and
180
- relatively numerically trivial. Negativity in both signs makes
181
- this difference zero. Every chosen step is consequently negative
182
- for the fixed ordinary pairs. They remain effective and klt, and
183
- their boundaries remain relatively big. The same equality of
184
- comparison divisors, after adding the fixed base pullback,
185
- preserves the generalized pair and its discrepancy inequalities.
186
-
187
- For termination, every already constructed working model is a weak
188
- log canonical model on each chart of a boundary in the fixed
189
- polytope: choose a parameter in its nonempty ample scaling interval.
190
- Indeed, actual descent at a preceding wall \(\lambda_j\) makes
191
- the comparison for \(J+tH\) equal to
192
- \((1-t/\lambda_j)\) times its \(J\)-comparison. For a parameter
193
- in the current interval all preceding \(\lambda_j\) are at least
194
- \(t\), so these comparisons are effective.
195
- Theorem~E of \cite{FujinoAnalyticBCHM} gives finitely many marked
196
- models on each chart. That theorem does not require locally
197
- \(\Q\)-factorial targets. There are therefore finitely many possible
198
- global marked working models. Indeed, isomorphisms between the
199
- restrictions of two existing marked models agree on their common
200
- dense open, and hence on overlaps. A repeated marked working model
201
- would have the same boundary transform and discrepancies, contrary
202
- to strict discrepancy increase at an intervening nontrivial step.
203
- The global program is finite. Relative pseudoeffectivity excludes
204
- a Mori fibre endpoint, so \(J_m\) is nef over \(S\).
205
- This is a finite-cover argument for a single constructed program;
206
- it does not glue independent minimal models.
207
-
208
- \smallskip\noindent
209
- \emph{Semiampleness and the global polarization.}
210
- On the endpoint the fixed ordinary pair is klt, its effective
211
- boundary is relatively big, and its adjoint is nef over
212
- \(W_\ell\). Lemma~11.16 of \cite{FujinoAnalyticBCHM} applies to
213
- this already existing weak model. More explicitly, Lemma~11.15
214
- replaces the endpoint boundary by \(A_\ell+B_\ell\), where
215
- \(A_\ell\geq0\) is relatively ample, \(B_\ell\geq0\), and the
216
- pair is klt. Theorem~8.3 then gives semiampleness near \(W_\ell\):
217
- its log canonical, klt-existence, real Cartier, ample-summand and
218
- nef-over-compact hypotheses have all been checked.
219
-
220
- The actual equivalences identify these local semiample adjoints
221
- with restrictions of \(J_m\). Their ample models agree on overlaps
222
- by \cite[Lemma~11.3]{FujinoAnalyticBCHM}. To retain a global
223
- polarization, shrink the initial parameter polytope around \(J\)
224
- after the finite program: all its finitely many strict step signs
225
- persist, so the transformed ordinary boundaries remain klt and big.
226
- On each chart the pushforward of its initial common ample rational
227
- summand is effective and relatively big. Apply
228
- \cite[Lemma~11.13]{FujinoAnalyticBCHM} to this common big rational
229
- part and the small endpoint boundary polytope. All pairs are klt,
230
- so the condition on non-klt centres is vacuous. The lemma gives a
231
- common general relatively ample rational summand by one
232
- \(\Q\)-linearly trivial translation. In particular the rational
233
- parametrization is preserved; separate applications of
234
- Lemma~11.15 to individual parameters would not suffice here.
235
- In this finite rational span Theorem~11.17 of \cite{FujinoAnalyticBCHM}
236
- makes the endpoint nef region a rational polytope. Intersect the
237
- finitely many inverse images of these regions and express \(J_m\)
238
- as a positive combination of rational points in its minimal face.
239
- The corresponding global rational lines are semiample on every
240
- chart by the same ordinary base point free argument. After clearing
241
- denominators and taking common sufficiently divisible powers over
242
- the finite cover, each is relatively generated globally: generation on
243
- the charts is generation of its global coherent relative
244
- evaluation map. The product of these finitely many relative
245
- morphisms, followed by Stein factorization, gives a projective
246
- \(g:X_m\to Z\), a projective \(\rho:Z\to S\), and descended
247
- global lines whose positive combination \(H\) is relatively ample.
248
- It realizes the glued ample model and gives
249
- \(J_m\sim_{\R}g^*H\). Adding back \(f_m^*\beta\) proves the
250
- asserted Bott--Chern identity. Composing the effective step
251
- comparisons proves the final discrepancy statement.
252
- \end{proof}
253
-
254
- \begin{corollary}[Semiampleness on an existing projective model]
255
- \label{prog:projective-semiample}
256
- Let \(f:T\to S\) be a projective morphism of normal compact Kähler
257
- spaces with \(T\) globally strongly \(\Q\)-factorial, and let
258
- \(J\in\Pic(T)\otimes\R\) be nef over \(S\). Suppose that on a
259
- finite Stein-compact cover satisfying condition~(P), there are
260
- effective ordinary klt boundaries \(\Delta_\ell\), big over the
261
- base, such that
262
- \(K_T+\Delta_\ell\sim_{\R}J|_{T_{U_\ell}}\).
263
- Then \(J\) has the projective relative semiample contraction and
264
- actual descended ample real line of
265
- Proposition~\ref{prog:projective-good-model}.
266
- In particular this applies to any already existing weak model of
267
- the fixed ordinary chart pairs in that proof; one need not run a
268
- new program for the adjoint in question.
269
- \end{corollary}
270
-
271
- \begin{proof}
272
- Lemma~11.15 and Theorem~8.3 of \cite{FujinoAnalyticBCHM} give
273
- local semiampleness. For an existing weak model this is also
274
- Lemma~11.16. To globalize the polarization, take a finite rational
275
- span of the global lines defining \(J\). On each chart the ample
276
- part of the normalized boundary allows small perturbations in
277
- this span. The joint rational affine construction in the preceding
278
- proof gives a rational family with a common rational ample part;
279
- all boundary coefficients are allowed to vary. Theorem~11.17 then
280
- gives a rational nef region on each chart. The finite-intersection,
281
- rational-vertex and global-evaluation argument in that proof gives
282
- one projective contraction and its actual descended ample real
283
- line. Only its local ample models are identified by uniqueness.
284
- \end{proof}
285
-
286
- \begin{remark}[The two uses of projective completion]
287
- \label{prog:projective-good-model-uses}
288
- For a selective extraction over an already constructed weak model,
289
- the carrier map is projective bimeromorphic. The inherited
290
- exceptional splitting expresses the nef datum, modulo this base,
291
- by actual real lines. Relative nefness follows from the carrier
292
- datum, while relative bigness follows from birationality, using the
293
- ample-plus-effective construction in the ordinary replacement.
294
- The prepared adjoint is a base pullback plus an effective
295
- exceptional divisor supported on exactly the unwanted primes.
296
- Proposition~\ref{prog:projective-good-model} applies. On its endpoint
297
- the remaining error is effective, exceptional over the fixed base,
298
- and relatively nef; negativity makes it zero. Strict discrepancy
299
- improvement prevents contraction of a requested zero-error prime.
300
- The chosen extraction boundary must be effective and klt; in
301
- particular its prescribed primes have the usual admissible
302
- discrepancy range.
303
-
304
- For the graph construction, suppose the already projective graph
305
- resolution \(h:V\to Y_m\) has smooth source and
306
- \[
307
- A_V=h^*A_{Y_m}+[G],\qquad G\geq0.
308
- \]
309
- Then the global relative real line is \(J=\OO_V(G)\), the base
310
- class is \(A_{Y_m}\), and its carrier line is
311
- \(N=G-K_V-B_V\). Its relative degrees equal those of the prepared
312
- nef datum. That datum is nef and big on the prepared carrier, for
313
- example a pullback of its prepared Kähler class; thus \(N\) is nef
314
- and big over \(Y_m\). This bigness is a separate hypothesis check,
315
- since \(h\) can have positive-dimensional general fibres.
316
- Effectivity of \(G\) gives relative pseudoeffectivity. Apply the
317
- proposition over \(Y_m\). The subsequent negativity argument must
318
- still remove \(G_m\); only then is the endpoint adjoint the pullback
319
- of \(A_{Y_m}\) and good over the original base.
320
-
321
- For transport of all classes, verify separately that all
322
- Bott--Chern classes on the graph carrier are real-line classes
323
- modulo \(Y_m\), using the smooth rationally connected fibration
324
- and the inherited exceptional splitting on the lower-dimensional
325
- base model. Lemma~\ref{prog:projective-cone} then identifies
326
- the relative degree rays with full Bott--Chern rays, so the
327
- detected-step transport applies. The driving identity involving
328
- \(G\) alone does not give this additional property.
329
- \end{remark}
330
-
331
- \begin{corollary}[Ordinary projective Mori output]
332
- \label{prog:projective-mori}
333
- Let \(f:X\to S\) be an already projective surjective morphism of
334
- compact Kähler spaces, with \(X\) smooth. Let \((X,B)\) be an
335
- effective ordinary real klt pair, and let \(D=K_X+B\). If \(D\)
336
- is not pseudoeffective over \(S\), then its projective program over
337
- \(S\), with scaling of a relatively ample actual real line \(N\),
338
- terminates with a Mori fibre contraction. The initial scaling
339
- parameter is chosen so that \(D+TN\) is nef over \(S\).
340
- The working spaces are globally strongly \(\Q\)-factorial and
341
- compact Kähler, and the actual line comparisons and integral
342
- descent of Proposition~\ref{prog:projective-good-model} apply.
343
- \end{corollary}
344
-
345
- \begin{proof}
346
- The line \(N\) is fixed; it need not be a general scaling direction.
347
- In particular several extremal rays may have the same wall
348
- parameter. Choose \(\epsilon>0\) such that \(D+2\epsilon N\) is
349
- still not pseudoeffective over \(S\). On the finite Stein-compact
350
- cover choose divided general effective representatives of \(N\)
351
- so that all the resulting ordinary pairs representing \(D+tN\),
352
- \(0\leq t\leq T\), are klt. For
353
- \(\epsilon\leq t\leq T\) reserve a common effective relatively
354
- ample rational summand. The joint rational-family construction in
355
- Proposition~\ref{prog:projective-good-model} puts these fixed pairs
356
- in the polytopes required by Theorem~E of
357
- \cite{FujinoAnalyticBCHM}.
358
-
359
- Suppose a finite prefix has reached \(X_i\), and put
360
- \(\mu_i=\lambda_{i-1}\), with \(\mu_0=T\). Its transformed
361
- \(D_i+\mu_iN_i\) is nef. Define
362
- \[
363
- \lambda_i=\min\{t\in[0,\mu_i]:D_i+tN_i
364
- \text{ is nef over }S\}.
365
- \]
366
- The feasible set is a nonempty closed interval. Inductively
367
- \(\lambda_i>2\epsilon\): all previous steps have nonpositive
368
- comparison for \(D+2\epsilon N\), so its transform is still not
369
- pseudoeffective. A first threshold at most \(2\epsilon\) would
370
- make this transform nef by convexity between the current and
371
- preceding thresholds, a contradiction.
372
-
373
- There is a \(D_i\)-negative extremal ray \(R_i\) with
374
- \((D_i+\lambda_iN_i)\cdot R_i=0\). To see attainment without a
375
- generality assumption, let \(t<\lambda_i\) tend to \(\lambda_i\).
376
- A ray negative for \(D_i+tN_i\) has positive \(N_i\)-degree,
377
- because \(D_i+\mu_iN_i\) is nef. When \(t>\lambda_i/2\), it is
378
- also negative for \(D_i+(\lambda_i/2)N_i\). The latter has fixed
379
- ordinary klt big-boundary representatives on the charts, since
380
- \(\lambda_i/2>\epsilon\). Normalize each of these boundaries by
381
- \cite[Lemma~11.15]{FujinoAnalyticBCHM} as \(A_\ell+B'_\ell\),
382
- with \(A_\ell\geq0\) relatively ample and the new pair klt.
383
- The \(A_\ell\)-truncation of the cone theorem for
384
- \(K+B'_\ell\) gives finitely many rays negative for the entire
385
- adjoint in question. The finite cover therefore gives finitely
386
- many global negative rays. One of these rays attains the wall,
387
- as required.
388
-
389
- Choose one such ray, even if the wall vanishes on other rays.
390
- The rational-support argument for an individual negative ray in
391
- Proposition~\ref{prog:relative-klt} gives a global rational nef
392
- support annihilating exactly \(R_i\), and ordinary relative base
393
- point freeness contracts it. For the real ordinary boundary one
394
- may first choose a nearby rational klt boundary that is still
395
- negative on \(R_i\). The contraction therefore has a rational
396
- ordinary antiample adjoint. Its flip, when small, is constructed
397
- from one global detector algebra as above.
398
-
399
- If the contraction is of fibre type, stop. Otherwise the wall
400
- \(w_i=D_i+\lambda_iN_i\) has degree zero on \(R_i\).
401
- In the finite rational span of its actual line factors, this
402
- zero-degree subspace is rational: its defining functional has
403
- rational values on rational lines. Thus \(w_i\) is a real
404
- combination of rational lines of zero ray degree.
405
- Lemma~\ref{prog:integral-descent} descends those lines to the
406
- contraction base. Their combination is nef over \(S\), by lifting
407
- curves through the projective contraction. Pulling it to the
408
- positive side shows that the transformed wall stays nef. The next
409
- threshold therefore satisfies \(\lambda_{i+1}\leq\lambda_i\);
410
- equality is permitted. No interval of ampleness between successive
411
- thresholds is required.
412
-
413
- If \(E_i\geq0\) is the ordinary \(D_i\)-comparison on a common
414
- resolution, this actual wall descent gives, for every real \(t\),
415
- \[
416
- p_i^*(D_i+tN_i)
417
- \sim_{\R}q_i^*(D_{i+1}+tN_{i+1})
418
- +(1-t/\lambda_i)E_i.
419
- \]
420
- For \(t\leq\lambda_i\) the error is effective. This proves all
421
- the nonpositivity and fixed-pair persistence assertions used in
422
- the induction, including the lower bound on thresholds.
423
-
424
- At every working model use the \emph{wall parameter} \(t=\lambda_i\),
425
- rather than an interior ample parameter. Since
426
- \(\lambda_i\leq\lambda_j\) for every earlier step, the displayed
427
- comparisons show that \(X_i\) is a weak log canonical model of
428
- the initial fixed chart pairs representing \(D+\lambda_iN\).
429
- Its trace is nef by definition. Theorem~E counts all these marked
430
- weak log canonical models, including the ones at repeated wall
431
- parameters. The finite chart cover gives a finite global marked
432
- list. Repetition would contradict the strict ordinary
433
- \(D\)-discrepancy increase at an intervening step. Thus this
434
- program with the specified \(N\) is finite. Non-pseudoeffectivity
435
- excludes a nef endpoint for \(D\), so the last contraction is a
436
- Mori fibre contraction. The comparison at \(t=1=\lambda_i\) is
437
- crepant: such a step supplies no strict discrepancy improvement
438
- for \(D+N\), while it is still strictly negative for \(D\).
439
- \end{proof}
 
1
+ \subsection{Good models for already projective relative adjoints}
2
+
3
+ \begin{proposition}[Projective relative completion]
4
+ \label{prog:projective-good-model}
5
+ Let \(f:X\to S\) be an already projective surjective morphism of
6
+ normal compact Kähler spaces, with \(X\) smooth. Let
7
+ \((X,B+\mathbf M)\) be an effective generalized klt pair with adjoint
8
+ \(A\), carried by a projective resolution \(p:W\to X\) with smooth
9
+ \(W\), so that
10
+ \[
11
+ p^*A=c_1(K_W)+[B_W]+\mathbf M_W.
12
+ \]
13
+ Suppose that there are an actual real line bundle
14
+ \(J\in\Pic(X)\otimes\R\) and
15
+ \(\beta\in H^{1,1}_{\BC}(S)\) such that
16
+ \[
17
+ A=c_1(J)+f^*\beta,
18
+ \qquad
19
+ N:=p^*J-K_W-B_W
20
+ \text{ is nef and big over }fp.
21
+ \]
22
+ Assume that \(J\) is pseudoeffective over \(S\).
23
+ Then there is a finite chosen \(A\)-negative projective program over
24
+ \(S\), with globally strongly \(\Q\)-factorial compact Kähler
25
+ working spaces, and a nonextracting endpoint \(X_m\) such that
26
+ \[
27
+ J_m\sim_{\R}g^*H,
28
+ \qquad
29
+ A_m=g^*\bigl(c_1(H)+\rho^*\beta\bigr).
30
+ \]
31
+ Here \(J_m\) is the actual real-line transform of \(J\),
32
+ \(g:X_m\to Z\) is a projective connected-fibre morphism,
33
+ \(\rho:Z\to S\) is projective, and \(H\) is an actual real line
34
+ bundle ample over \(S\). Thus the class on \(Z\) in this formula is
35
+ relatively Kähler over \(S\). The generalized pair on \(X_m\) is
36
+ gklt. On a common resolution the comparison with \(A\) is effective
37
+ and exceptional over \(X_m\), with strictly positive coefficient
38
+ at the strict transform of every prime contracted from \(X\).
39
+ \end{proposition}
40
+
41
+ \begin{proof}
42
+ We reduce to fixed ordinary pairs, and construct one global program.
43
+ Choose finitely many Stein open sets \(U_\ell\subset S\) and
44
+ semianalytic Stein compact subsets \(W_\ell\Subset U_\ell\) whose
45
+ interiors cover \(S\). Such compacts are obtained by intersections
46
+ with closed polydiscs in local embeddings of \(S\). In particular
47
+ they satisfy condition~(P) of \cite{FujinoAnalyticBCHM}: the source
48
+ is normal, the base is Stein, the compact is Stein, and its
49
+ intersection with any analytic subset defined near it has finitely
50
+ many connected components. This remains true on every normal
51
+ projective model. Shrinking \(U_\ell\) around \(W_\ell\) preserves
52
+ the finite cover.
53
+
54
+ \smallskip\noindent
55
+ \emph{Actual ordinary replacements.}
56
+ On each chart represent the finitely many line bundles in the data
57
+ by Cartier divisors. For a projective map to a Stein space this can
58
+ be done by twisting a line bundle and its prospective meromorphic
59
+ frame by sufficiently positive relative lines and using nonzero
60
+ sections. The generic-rank-one direct-image argument is an
61
+ alternative only when the map is bimeromorphic.
62
+ Relative bigness gives
63
+ \(N\sim_{\R}P+E\), with \(P\) relatively ample and \(E\geq0\).
64
+ For sufficiently small \(\epsilon>0\),
65
+ \((W,B_W+\epsilon E)\) is sub-klt near the compact inverse image.
66
+ The line \((1-\epsilon)N+\epsilon P\) is relatively ample.
67
+ General divided relative sections give an effective representative
68
+ \(T\) such that
69
+ \[
70
+ \Theta:=\epsilon E+T\sim_{\R}N,
71
+ \qquad (W,B_W+\Theta)\text{ is sub-klt}.
72
+ \]
73
+ All supports and coefficient margins are fixed near that compact.
74
+ With compatible canonical representatives, push the finite
75
+ principal-divisor expression for \(\Theta-N\) down and pull it
76
+ back again. For \(\Delta_\ell=p_*(B_W+\Theta)\) this gives
77
+ \[
78
+ \Delta_\ell\geq0,
79
+ \qquad K_X+\Delta_\ell\sim_{\R}J|_{X_{U_\ell}},
80
+ \qquad
81
+ p^*(K_X+\Delta_\ell)=K_W+B_W+\Theta.
82
+ \]
83
+ In the last equality the chosen principal correction is included
84
+ in the representative of \(K_X+\Delta_\ell\).
85
+ Thus \((X_{U_\ell},\Delta_\ell)\) is ordinary klt and its boundary
86
+ is relatively big. Lemma~11.15 of \cite{FujinoAnalyticBCHM}, with
87
+ its big part equal to \(\Delta_\ell\) and its remaining part zero,
88
+ replaces it, in its actual real linear equivalence class, by a klt
89
+ boundary with an effective general relatively ample rational
90
+ summand. Its condition on non-klt centres is vacuous.
91
+ Choose the reserved ample summand to be \(\Q\)-linearly equivalent
92
+ to a small rational multiple of a fixed global \(f\)-ample line.
93
+ Its later strict transform is consequently \(\Q\)-Cartier by the
94
+ transport of that global line, without a local factoriality claim.
95
+
96
+ We make these choices for a finite rational polytope of actual
97
+ global line data. Start with a finite rational span containing
98
+ \(J\), and add relatively ample rational lines spanning the global
99
+ relative degree space. The above construction is valid in a
100
+ neighbourhood of \(J\): retain a small part of the ample summand
101
+ and use openness of ampleness and the strict klt inequalities.
102
+ It is also valid along a segment from \(J\) to a sufficiently
103
+ positive adjoint, by adding divided general ample divisors.
104
+ Use finitely many such representatives and one log resolution on
105
+ each chart. More explicitly, represent a finite simplex inside the
106
+ open ample neighbourhood used above; varying its positive
107
+ coefficients represents all nearby global line parameters on the
108
+ same finite support. Form the joint finite affine system consisting
109
+ of the divisor identities on all charts, with common global line
110
+ coordinates and separate boundary and principal-divisor
111
+ coordinates. This system is rational. Allow all boundary
112
+ coefficients to vary, including those originally contributed by
113
+ the real boundary \(B\); fix only the reserved rational ample part
114
+ and the zero-support constraints. Its projection to the global
115
+ line coordinates contains the just constructed neighbourhood, so
116
+ it has a rational affine section. Choose that section sufficiently
117
+ close to the constructed real affine lift, by rational approximation
118
+ in its affine space of sections, so that the strict klt and
119
+ effectiveness margins are retained along the compact segment.
120
+ In the joint solution space the
121
+ strict klt and effectiveness margins permit a rational polytope
122
+ containing the scaling segment. This supplies on every chart
123
+ a rational polytope of ordinary klt boundaries with a fixed
124
+ effective relatively ample rational summand, representing the
125
+ restrictions of the same global line parameters. These boundaries,
126
+ including the scaling representatives, are fixed before the
127
+ program starts. Their divisors need not agree on different charts.
128
+
129
+ \smallskip\noindent
130
+ \emph{One global scaling construction.}
131
+ Apply the global degree-space construction in the proof of
132
+ Proposition~\ref{prog:relative-klt} to \(J\) and a general ample
133
+ scaling direction in the chosen span. Here are the modifications
134
+ that allow real line data and a nonbirational map to \(S\).
135
+ The global relatively ample line still gives a compact normalized
136
+ slice of the curve cone. The fixed ordinary chart pairs give finite
137
+ negative-ray truncations. A general direction avoids equal wall
138
+ parameters for independent ray-degree functionals, exactly as in
139
+ that proof. A positive wall therefore selects a single ray in the
140
+ global degree space. A rational nef support is represented by a
141
+ global rational line; a large multiple minus the chartwise ordinary
142
+ adjoint is relatively ample. Ordinary relative base point freeness
143
+ contracts the ray using the evaluation of this one global line.
144
+
145
+ If the contraction is small, choose a global rational line having
146
+ negative ray degree and construct its flip by its one global
147
+ graded algebra. The local ordinary proof of
148
+ Proposition~\ref{prog:detected-flip} applies to this algebra:
149
+ all curves of the contraction have proportional degrees for global
150
+ lines, so the detector and the driving line are positively
151
+ proportional over the contraction; ordinary rational replacement
152
+ gives local finite generation. This part of that proof needs only
153
+ the already projective contraction and these line degrees.
154
+ It does not require a prior assertion about the full Bott--Chern
155
+ cone. The relative Proj is the next global model. In a divisorial
156
+ step the exceptional prime and
157
+ Lemma~\ref{prog:integral-descent} give the same continuation as in
158
+ Proposition~\ref{prog:relative-klt}. Killing the degree of any global
159
+ line by a rational multiple of the detector, then applying that
160
+ lemma, preserves global strong \(\Q\)-factoriality in both cases.
161
+ The global lines continue to span the relative degree spaces.
162
+ The rational support-simplex argument in that proposition makes
163
+ the wall a descended relatively ample real line on its contraction
164
+ base and gives a nonempty interval of ampleness immediately after
165
+ each step. This argument uses relative line data and projectivity,
166
+ not birationality of the map to \(S\).
167
+
168
+ We check explicitly the persistence of the ordinary pairs. Expand
169
+ the line parameters in finitely many global rational lines. Their
170
+ reflexive transforms are actual rational lines by the preceding
171
+ strong property. Pushing forward the fixed principal-divisor
172
+ identities gives
173
+ \[
174
+ K_{X_i}+\Delta_{\ell,i}\sim_{\R}J_i|_{(X_i)_{U_\ell}}.
175
+ \]
176
+ Hence these ordinary adjoints are \(\R\)-Cartier; no local
177
+ factoriality of individual prime divisors is being assumed.
178
+ On a common resolution their comparison minus the appropriate
179
+ positive multiple of the detector comparison is exceptional and
180
+ relatively numerically trivial. Negativity in both signs makes
181
+ this difference zero. Every chosen step is consequently negative
182
+ for the fixed ordinary pairs. They remain effective and klt, and
183
+ their boundaries remain relatively big. The same equality of
184
+ comparison divisors, after adding the fixed base pullback,
185
+ preserves the generalized pair and its discrepancy inequalities.
186
+
187
+ For termination, every already constructed working model is a weak
188
+ log canonical model on each chart of a boundary in the fixed
189
+ polytope: choose a parameter in its nonempty ample scaling interval.
190
+ Indeed, actual descent at a preceding wall \(\lambda_j\) makes
191
+ the comparison for \(J+tH\) equal to
192
+ \((1-t/\lambda_j)\) times its \(J\)-comparison. For a parameter
193
+ in the current interval all preceding \(\lambda_j\) are at least
194
+ \(t\), so these comparisons are effective.
195
+ Theorem~E of \cite{FujinoAnalyticBCHM} gives finitely many marked
196
+ models on each chart. That theorem does not require locally
197
+ \(\Q\)-factorial targets. There are therefore finitely many possible
198
+ global marked working models. Indeed, isomorphisms between the
199
+ restrictions of two existing marked models agree on their common
200
+ dense open, and hence on overlaps. A repeated marked working model
201
+ would have the same boundary transform and discrepancies, contrary
202
+ to strict discrepancy increase at an intervening nontrivial step.
203
+ The global program is finite. Relative pseudoeffectivity excludes
204
+ a Mori fibre endpoint, so \(J_m\) is nef over \(S\).
205
+ This is a finite-cover argument for a single constructed program;
206
+ it does not glue independent minimal models.
207
+
208
+ \smallskip\noindent
209
+ \emph{Semiampleness and the global polarization.}
210
+ On the endpoint the fixed ordinary pair is klt, its effective
211
+ boundary is relatively big, and its adjoint is nef over
212
+ \(W_\ell\). Lemma~11.16 of \cite{FujinoAnalyticBCHM} applies to
213
+ this already existing weak model. More explicitly, Lemma~11.15
214
+ replaces the endpoint boundary by \(A_\ell+B_\ell\), where
215
+ \(A_\ell\geq0\) is relatively ample, \(B_\ell\geq0\), and the
216
+ pair is klt. Theorem~8.3 then gives semiampleness near \(W_\ell\):
217
+ its log canonical, klt-existence, real Cartier, ample-summand and
218
+ nef-over-compact hypotheses have all been checked.
219
+
220
+ The actual equivalences identify these local semiample adjoints
221
+ with restrictions of \(J_m\). Their ample models agree on overlaps
222
+ by \cite[Lemma~11.3]{FujinoAnalyticBCHM}. To retain a global
223
+ polarization, shrink the initial parameter polytope around \(J\)
224
+ after the finite program: all its finitely many strict step signs
225
+ persist, so the transformed ordinary boundaries remain klt and big.
226
+ On each chart the pushforward of its initial common ample rational
227
+ summand is effective and relatively big. Apply
228
+ \cite[Lemma~11.13]{FujinoAnalyticBCHM} to this common big rational
229
+ part and the small endpoint boundary polytope. All pairs are klt,
230
+ so the condition on non-klt centres is vacuous. The lemma gives a
231
+ common general relatively ample rational summand by one
232
+ \(\Q\)-linearly trivial translation. In particular the rational
233
+ parametrization is preserved; separate applications of
234
+ Lemma~11.15 to individual parameters would not suffice here.
235
+ In this finite rational span Theorem~11.17 of \cite{FujinoAnalyticBCHM}
236
+ makes the endpoint nef region a rational polytope. Intersect the
237
+ finitely many inverse images of these regions and express \(J_m\)
238
+ as a positive combination of rational points in its minimal face.
239
+ The corresponding global rational lines are semiample on every
240
+ chart by the same ordinary base point free argument. After clearing
241
+ denominators and taking common sufficiently divisible powers over
242
+ the finite cover, each is relatively generated globally: generation on
243
+ the charts is generation of its global coherent relative
244
+ evaluation map. The product of these finitely many relative
245
+ morphisms, followed by Stein factorization, gives a projective
246
+ \(g:X_m\to Z\), a projective \(\rho:Z\to S\), and descended
247
+ global lines whose positive combination \(H\) is relatively ample.
248
+ It realizes the glued ample model and gives
249
+ \(J_m\sim_{\R}g^*H\). Adding back \(f_m^*\beta\) proves the
250
+ asserted Bott--Chern identity. Composing the effective step
251
+ comparisons proves the final discrepancy statement.
252
+ \end{proof}
253
+
254
+ \begin{corollary}[Semiampleness on an existing projective model]
255
+ \label{prog:projective-semiample}
256
+ Let \(f:T\to S\) be a projective morphism of normal compact Kähler
257
+ spaces with \(T\) globally strongly \(\Q\)-factorial, and let
258
+ \(J\in\Pic(T)\otimes\R\) be nef over \(S\). Suppose that on a
259
+ finite Stein-compact cover satisfying condition~(P), there are
260
+ effective ordinary klt boundaries \(\Delta_\ell\), big over the
261
+ base, such that
262
+ \(K_T+\Delta_\ell\sim_{\R}J|_{T_{U_\ell}}\).
263
+ Then \(J\) has the projective relative semiample contraction and
264
+ actual descended ample real line of
265
+ Proposition~\ref{prog:projective-good-model}.
266
+ In particular this applies to any already existing weak model of
267
+ the fixed ordinary chart pairs in that proof; one need not run a
268
+ new program for the adjoint in question.
269
+ \end{corollary}
270
+
271
+ \begin{proof}
272
+ Lemma~11.15 and Theorem~8.3 of \cite{FujinoAnalyticBCHM} give
273
+ local semiampleness. For an existing weak model this is also
274
+ Lemma~11.16. To globalize the polarization, take a finite rational
275
+ span of the global lines defining \(J\). On each chart the ample
276
+ part of the normalized boundary allows small perturbations in
277
+ this span. The joint rational affine construction in the preceding
278
+ proof gives a rational family with a common rational ample part;
279
+ all boundary coefficients are allowed to vary. Theorem~11.17 then
280
+ gives a rational nef region on each chart. The finite-intersection,
281
+ rational-vertex and global-evaluation argument in that proof gives
282
+ one projective contraction and its actual descended ample real
283
+ line. Only its local ample models are identified by uniqueness.
284
+ \end{proof}
285
+
286
+ \begin{remark}[The two uses of projective completion]
287
+ \label{prog:projective-good-model-uses}
288
+ For a selective extraction over an already constructed weak model,
289
+ the carrier map is projective bimeromorphic. The inherited
290
+ exceptional splitting expresses the nef datum, modulo this base,
291
+ by actual real lines. Relative nefness follows from the carrier
292
+ datum, while relative bigness follows from birationality, using the
293
+ ample-plus-effective construction in the ordinary replacement.
294
+ The prepared adjoint is a base pullback plus an effective
295
+ exceptional divisor supported on exactly the unwanted primes.
296
+ Proposition~\ref{prog:projective-good-model} applies. On its endpoint
297
+ the remaining error is effective, exceptional over the fixed base,
298
+ and relatively nef; negativity makes it zero. Strict discrepancy
299
+ improvement prevents contraction of a requested zero-error prime.
300
+ The chosen extraction boundary must be effective and klt; in
301
+ particular its prescribed primes have the usual admissible
302
+ discrepancy range.
303
+
304
+ For the graph construction, suppose the already projective graph
305
+ resolution \(h:V\to Y_m\) has smooth source and
306
+ \[
307
+ A_V=h^*A_{Y_m}+[G],\qquad G\geq0.
308
+ \]
309
+ Then the global relative real line is \(J=\OO_V(G)\), the base
310
+ class is \(A_{Y_m}\), and its carrier line is
311
+ \(N=G-K_V-B_V\). Its relative degrees equal those of the prepared
312
+ nef datum. That datum is nef and big on the prepared carrier, for
313
+ example a pullback of its prepared Kähler class; thus \(N\) is nef
314
+ and big over \(Y_m\). This bigness is a separate hypothesis check,
315
+ since \(h\) can have positive-dimensional general fibres.
316
+ Effectivity of \(G\) gives relative pseudoeffectivity. Apply the
317
+ proposition over \(Y_m\). The subsequent negativity argument must
318
+ still remove \(G_m\); only then is the endpoint adjoint the pullback
319
+ of \(A_{Y_m}\) and good over the original base.
320
+
321
+ For transport of all classes, verify separately that all
322
+ Bott--Chern classes on the graph carrier are real-line classes
323
+ modulo \(Y_m\), using the smooth rationally connected fibration
324
+ and the inherited exceptional splitting on the lower-dimensional
325
+ base model. Lemma~\ref{prog:projective-cone} then identifies
326
+ the relative degree rays with full Bott--Chern rays, so the
327
+ detected-step transport applies. The driving identity involving
328
+ \(G\) alone does not give this additional property.
329
+ \end{remark}
330
+
331
+ \begin{corollary}[Ordinary projective Mori output]
332
+ \label{prog:projective-mori}
333
+ Let \(f:X\to S\) be an already projective surjective morphism of
334
+ compact Kähler spaces, with \(X\) smooth. Let \((X,B)\) be an
335
+ effective ordinary real klt pair, and let \(D=K_X+B\). If \(D\)
336
+ is not pseudoeffective over \(S\), then its projective program over
337
+ \(S\), with scaling of a relatively ample actual real line \(N\),
338
+ terminates with a Mori fibre contraction. The initial scaling
339
+ parameter is chosen so that \(D+TN\) is nef over \(S\).
340
+ The working spaces are globally strongly \(\Q\)-factorial and
341
+ compact Kähler, and the actual line comparisons and integral
342
+ descent of Proposition~\ref{prog:projective-good-model} apply.
343
+ \end{corollary}
344
+
345
+ \begin{proof}
346
+ The line \(N\) is fixed; it need not be a general scaling direction.
347
+ In particular several extremal rays may have the same wall
348
+ parameter. Choose \(\epsilon>0\) such that \(D+2\epsilon N\) is
349
+ still not pseudoeffective over \(S\). On the finite Stein-compact
350
+ cover choose divided general effective representatives of \(N\)
351
+ so that all the resulting ordinary pairs representing \(D+tN\),
352
+ \(0\leq t\leq T\), are klt. For
353
+ \(\epsilon\leq t\leq T\) reserve a common effective relatively
354
+ ample rational summand. The joint rational-family construction in
355
+ Proposition~\ref{prog:projective-good-model} puts these fixed pairs
356
+ in the polytopes required by Theorem~E of
357
+ \cite{FujinoAnalyticBCHM}.
358
+
359
+ Suppose a finite prefix has reached \(X_i\), and put
360
+ \(\mu_i=\lambda_{i-1}\), with \(\mu_0=T\). Its transformed
361
+ \(D_i+\mu_iN_i\) is nef. Define
362
+ \[
363
+ \lambda_i=\min\{t\in[0,\mu_i]:D_i+tN_i
364
+ \text{ is nef over }S\}.
365
+ \]
366
+ The feasible set is a nonempty closed interval. Inductively
367
+ \(\lambda_i>2\epsilon\): all previous steps have nonpositive
368
+ comparison for \(D+2\epsilon N\), so its transform is still not
369
+ pseudoeffective. A first threshold at most \(2\epsilon\) would
370
+ make this transform nef by convexity between the current and
371
+ preceding thresholds, a contradiction.
372
+
373
+ There is a \(D_i\)-negative extremal ray \(R_i\) with
374
+ \((D_i+\lambda_iN_i)\cdot R_i=0\). To see attainment without a
375
+ generality assumption, let \(t<\lambda_i\) tend to \(\lambda_i\).
376
+ A ray negative for \(D_i+tN_i\) has positive \(N_i\)-degree,
377
+ because \(D_i+\mu_iN_i\) is nef. When \(t>\lambda_i/2\), it is
378
+ also negative for \(D_i+(\lambda_i/2)N_i\). The latter has fixed
379
+ ordinary klt big-boundary representatives on the charts, since
380
+ \(\lambda_i/2>\epsilon\). Normalize each of these boundaries by
381
+ \cite[Lemma~11.15]{FujinoAnalyticBCHM} as \(A_\ell+B'_\ell\),
382
+ with \(A_\ell\geq0\) relatively ample and the new pair klt.
383
+ The \(A_\ell\)-truncation of the cone theorem for
384
+ \(K+B'_\ell\) gives finitely many rays negative for the entire
385
+ adjoint in question. The finite cover therefore gives finitely
386
+ many global negative rays. One of these rays attains the wall,
387
+ as required.
388
+
389
+ Choose one such ray, even if the wall vanishes on other rays.
390
+ The rational-support argument for an individual negative ray in
391
+ Proposition~\ref{prog:relative-klt} gives a global rational nef
392
+ support annihilating exactly \(R_i\), and ordinary relative base
393
+ point freeness contracts it. For the real ordinary boundary one
394
+ may first choose a nearby rational klt boundary that is still
395
+ negative on \(R_i\). The contraction therefore has a rational
396
+ ordinary antiample adjoint. Its flip, when small, is constructed
397
+ from one global detector algebra as above.
398
+
399
+ If the contraction is of fibre type, stop. Otherwise the wall
400
+ \(w_i=D_i+\lambda_iN_i\) has degree zero on \(R_i\).
401
+ In the finite rational span of its actual line factors, this
402
+ zero-degree subspace is rational: its defining functional has
403
+ rational values on rational lines. Thus \(w_i\) is a real
404
+ combination of rational lines of zero ray degree.
405
+ Lemma~\ref{prog:integral-descent} descends those lines to the
406
+ contraction base. Their combination is nef over \(S\), by lifting
407
+ curves through the projective contraction. Pulling it to the
408
+ positive side shows that the transformed wall stays nef. The next
409
+ threshold therefore satisfies \(\lambda_{i+1}\leq\lambda_i\);
410
+ equality is permitted. No interval of ampleness between successive
411
+ thresholds is required.
412
+
413
+ If \(E_i\geq0\) is the ordinary \(D_i\)-comparison on a common
414
+ resolution, this actual wall descent gives, for every real \(t\),
415
+ \[
416
+ p_i^*(D_i+tN_i)
417
+ \sim_{\R}q_i^*(D_{i+1}+tN_{i+1})
418
+ +(1-t/\lambda_i)E_i.
419
+ \]
420
+ For \(t\leq\lambda_i\) the error is effective. This proves all
421
+ the nonpositivity and fixed-pair persistence assertions used in
422
+ the induction, including the lower bound on thresholds.
423
+
424
+ At every working model use the \emph{wall parameter} \(t=\lambda_i\),
425
+ rather than an interior ample parameter. Since
426
+ \(\lambda_i\leq\lambda_j\) for every earlier step, the displayed
427
+ comparisons show that \(X_i\) is a weak log canonical model of
428
+ the initial fixed chart pairs representing \(D+\lambda_iN\).
429
+ Its trace is nef by definition. Theorem~E counts all these marked
430
+ weak log canonical models, including the ones at repeated wall
431
+ parameters. The finite chart cover gives a finite global marked
432
+ list. Repetition would contradict the strict ordinary
433
+ \(D\)-discrepancy increase at an intervening step. Thus this
434
+ program with the specified \(N\) is finite. Non-pseudoeffectivity
435
+ excludes a nef endpoint for \(D\), so the last contraction is a
436
+ Mori fibre contraction. The comparison at \(t=1=\lambda_i\) is
437
+ crepant: such a step supplies no strict discrepancy improvement
438
+ for \(D+N\), while it is still strictly negative for \(D\).
439
+ \end{proof}
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/03c-base-presentations.tex CHANGED
@@ -1,644 +1,644 @@
1
- \subsubsection{Base presentations and multiplier ideals}
2
-
3
- The following constructions take place in the category of generalized
4
- data specified above. In particular, the whole adjoint is a
5
- Bott--Chern class, whereas the boundary and nef traces on a singular
6
- space are interpreted as currents. On a smooth carrier the structure
7
- boundary is a real divisor; its negative components may be exceptional
8
- over the space of the pair. The nef part is specified on that carrier
9
- and pulled back to higher models.
10
-
11
- \begin{lemma}[Adjoint-preserving preparation]
12
- \label{prog:base-presentation-preparation}
13
- Let $(X,B+\mathbf M)$ be a generalized pair on a normal compact
14
- K\"ahler space, with globally modified-big total boundary
15
- $B+\mathbf M_X$. Write
16
- \[
17
- A=[K_X+B+\mathbf M_X],\qquad
18
- \mathcal J_o=\mathcal J(X,B+\mathbf M).
19
- \]
20
- There are generalized data on $X$ with the same adjoint class, a
21
- projective carrier $p:U\to X$ with $U$ smooth and compact K\"ahler, an SNC real
22
- divisor $C$ whose negative components are $p$-exceptional, and a
23
- K\"ahler class $\beta$ such that
24
- \begin{equation}\label{prog:base-presentation-prepared}
25
- p^*A=[K_U+C]+\beta,\qquad
26
- \mathcal J_1=p_*\mathcal O_U(-\lfloor C\rfloor)
27
- \supseteq\mathcal J_o.
28
- \end{equation}
29
- The carrier may be required to dominate any prescribed projective
30
- modification of $X$, with the structure and exceptional divisors
31
- having simultaneous SNC support. The prepared total boundary is
32
- globally modified big. In particular, the preparation preserves the
33
- gklt condition.
34
- \end{lemma}
35
-
36
- \begin{proof}
37
- Choose a common projective log resolution $p_0:U_0\to X$ of the
38
- original nef carrier and the prescribed modification, and write
39
- \[
40
- p_0^*A=[K_{U_0}+C^0]+\mathbf M_{U_0}.
41
- \]
42
- The class $\mathbf M_{U_0}$ is nef, and the negative part $(C^0)^-$
43
- is exceptional over $X$. The modified-big preparation
44
- \cite[Lemmas~2.10 and~2.23]{HX} can be made with the prescribed
45
- resolution. We give its divisor and ideal details. Choose an effective divisor $E_0$ with sufficiently large coefficients
46
- and full $p_0$-exceptional support so that the class
47
- \[
48
- [(C^0)^+]+\mathbf M_{U_0}+[E_0]
49
- \]
50
- is big. Resolve a Kodaira decomposition of this class. On a further
51
- projective modification $a:U\to U_0$ with $U$ smooth one obtains
52
- \[
53
- a^*\bigl([(C^0)^+]+\mathbf M_{U_0}+[E_0]\bigr)
54
- =\kappa+[D],\qquad D\geq0,
55
- \]
56
- where $\kappa$ is K\"ahler. The support can be made SNC together
57
- with all the other divisors. On any additional blowup, subtract a
58
- sufficiently small effective exceptional class from the pulled-back
59
- K\"ahler class and add it to the divisor; an exceptional divisor
60
- whose negative is relatively ample makes the resulting class
61
- K\"ahler again.
62
-
63
- Put $p=p_0a$ and
64
- \[
65
- C^{\mathrm{alt}}=D-a^*(C^0)^--a^*E_0-K_{U/U_0}.
66
- \]
67
- Then
68
- \[
69
- p^*A=[K_U+C^{\mathrm{alt}}]+\kappa,
70
- \]
71
- and every negative component of $C^{\mathrm{alt}}$ is
72
- $p$-exceptional. Let $C^{\mathrm{old}}$ be the crepant structure
73
- boundary of the original data on this same model. For $0<t\ll1$,
74
- set
75
- \[
76
- C=(1-t)C^{\mathrm{old}}+tC^{\mathrm{alt}},\qquad
77
- \beta=(1-t)a^*\mathbf M_{U_0}+t\kappa.
78
- \]
79
- The class $\beta$ is K\"ahler, the adjoint identity is unchanged,
80
- and negative coefficients still occur only on exceptional divisors.
81
- There are only finitely many coefficients. Thus $t$ can be chosen so
82
- that
83
- \[
84
- \lfloor C\rfloor\leq\lfloor C^{\mathrm{old}}\rfloor.
85
- \]
86
- Pushing forward the corresponding inclusion of invertible sheaves
87
- gives~\eqref{prog:base-presentation-prepared}. The K\"ahler class
88
- $\beta$ plus the strict transform of the effective trace boundary is
89
- big; its pushforward is the prepared total boundary. If the original pair
90
- is gklt, its multiplier ideal is the unit ideal, and hence so is
91
- $\mathcal J_1$.
92
- \end{proof}
93
-
94
- \begin{proposition}[Base presentations for projective contractions]
95
- \label{prog:base-presentation}
96
- Let $f:X\to Z$ be a projective contraction between normal irreducible
97
- compact K\"ahler spaces. Suppose that $(X,B+\mathbf M)$ has globally
98
- modified-big total boundary and that
99
- \[
100
- A=[K_X+B+\mathbf M_X]=f^*\gamma,
101
- \qquad \gamma\in H^{1,1}_{\mathrm{BC}}(Z).
102
- \]
103
- There is an adjoint-preserving preparation as in
104
- Lemma~\ref{prog:base-presentation-preparation}, with multiplier ideal
105
- $\mathcal J_1\supseteq\mathcal J_o$, for which
106
- \begin{equation}\label{prog:base-presentation-Stein}
107
- R^if_*\mathcal J_1=0\quad(i>0),\qquad
108
- f_*\mathcal O_{N_1}=\mathcal O_Z/(f_*\mathcal J_1),
109
- \qquad N_1=V(\mathcal J_1).
110
- \end{equation}
111
- If $N_1$ dominates $Z$, then $f_*\mathcal J_1=0$.
112
- Otherwise there are generalized data $(Z,B_Z+\mathbf N)$, a
113
- projective carrier $\tau:T\to Z$ with $T$ smooth and compact K\"ahler, a real
114
- SNC structure divisor $C_T$, and a K\"ahler class $\beta_T$ such that
115
- \begin{equation}\label{prog:base-presentation-identities}
116
- \begin{gathered}
117
- [K_Z+B_Z+\mathbf N_Z]=\gamma,\qquad
118
- \tau^*\gamma=[K_T+C_T]+\beta_T,\qquad
119
- \mathbf N_T=\beta_T,\\
120
- B_Z=\tau_*C_T\geq0,\qquad
121
- B_Z+\mathbf N_Z\ \text{is globally modified big}.
122
- \end{gathered}
123
- \end{equation}
124
- The negative components of $C_T$ are $\tau$-exceptional, and
125
- \begin{equation}\label{prog:base-presentation-ideal}
126
- \mathcal J_Z:=\mathcal J(Z,B_Z+\mathbf N)
127
- =\tau_*\mathcal O_T(-\lfloor C_T\rfloor)
128
- \supseteq f_*\mathcal J_1.
129
- \end{equation}
130
- In particular the base data are gklt wherever $f_*\mathcal J_1$ is
131
- the unit ideal. If the source data are gklt, the base data are gklt.
132
- All adjoint identities are preserved by pullback to higher models.
133
- \end{proposition}
134
-
135
- \begin{proof}
136
- Choose a projective resolution $\mu:W\to Z$, with $W$ smooth
137
- compact K\"ahler and reduced exceptional divisor $F$ having SNC
138
- support. Apply Lemma~\ref{prog:base-presentation-preparation} on a
139
- carrier dominating the main component of the base change. We obtain
140
- projective maps $p:U\to X$ and $q:U\to W$ with $fp=\mu q$ and
141
- \begin{equation}\label{prog:base-presentation-source}
142
- [K_U+C]+\beta=p^*A=q^*\mu^*\gamma,
143
- \qquad \mathcal J_1=p_*\mathcal O_U(-\lfloor C\rfloor).
144
- \end{equation}
145
- Here $U$ is smooth compact K\"ahler, $\beta$ is K\"ahler, and all
146
- negative components of $C$ are $p$-exceptional. The maps are
147
- projective by composition and factorization over the separated base
148
- $W$. The map $q$ has connected fibres: this holds over the open set
149
- where $\mu$ is an isomorphism, and its Stein factorization is finite
150
- and bimeromorphic over the normal space $W$.
151
-
152
- The integral divisor $-\lfloor C\rfloor$ has class
153
- \[
154
- [-\lfloor C\rfloor]
155
- =[K_U+\{C\}]+\beta-(fp)^*\gamma.
156
- \]
157
- The pair $(U,\{C\})$ is klt with SNC boundary. Relative
158
- Kawamata--Viehweg vanishing, first for $p$ and then for $fp$, applies
159
- because the positive class modulo pullbacks is K\"ahler
160
- \cite[Theorem~2.2]{HX}. Equivalently, the real line bundle
161
- $-K_U-C$ is relatively ample,
162
- so the vanishing follows from \cite[Theorem~1.2]{FujinoVanishing2025}
163
- with the identity as its first morphism. Leray gives $R^if_*\mathcal J_1=0$ for
164
- $i>0$. Applying $f_*$ to the sequence defining $N_1$, and using
165
- $f_*\mathcal O_X=\mathcal O_Z$, proves
166
- \eqref{prog:base-presentation-Stein}. If $N_1$ dominates $Z$, the
167
- ideal $f_*\mathcal J_1\subseteq\mathcal O_Z$ vanishes generically
168
- and therefore vanishes. This proves that alternative.
169
-
170
- Suppose from now on that $N_1$ does not dominate $Z$. Every
171
- $q$-horizontal coefficient of $C$ is then less than one. Indeed,
172
- a component with coefficient at least one forces the multiplier
173
- ideal to be proper along its image in $X$, and its image would make
174
- $N_1$ dominate $Z$. If $Z$ is a point, the asserted base presentation
175
- is the dimension-zero presentation. We therefore assume
176
- $b=\dim Z>0$.
177
-
178
- \paragraph{The fibre metric.}
179
- Choose a smooth representative $\rho$ of
180
- $\mu^*\gamma-c_1(K_W)$, a K\"ahler form $\omega_W$, and a
181
- K\"ahler form representing $\beta$, still denoted by $\beta$.
182
- For some $a>0$,
183
- \[
184
- \beta\geq a q^*\omega_W.
185
- \]
186
- Consider the holomorphic line bundle
187
- \[
188
- L=\mathcal O_U(-K_{U/W}-\lfloor C\rfloor).
189
- \]
190
- Equation~\eqref{prog:base-presentation-source} gives a singular
191
- Hermitian metric $h$ on $L$ whose curvature current is
192
- \begin{equation}\label{prog:base-presentation-curvature}
193
- \Theta_h(L)=\beta+[\{C\}]-q^*\rho.
194
- \end{equation}
195
- Its weights are smooth functions plus the divisorial logarithms
196
- with coefficients in $\{C\}$. We normalize $dd^c$ so that
197
- $dd^c\log|z|^2=[z=0]$ and write squared-norm weights as $e^{-\varphi}$.
198
- Let $e$ be the canonical meromorphic section of
199
- \[
200
- K_{U/W}\otimes L=\mathcal O_U(-\lfloor C\rfloor),
201
- \]
202
- so that $\operatorname{div}(e)=-\lfloor C\rfloor$.
203
-
204
- Choose an analytic Zariski open set $W^\circ\subseteq W$ on which
205
- $q$ is a submersion, the horizontal boundary is relatively SNC,
206
- there are no vertical boundary components, $\mu$ is an isomorphism
207
- onto an open subset of $Z$, and coherent base change holds in degree
208
- zero. On $q^{-1}(W^\circ)$, the divisor $-\lfloor C\rfloor$ is
209
- effective and exceptional over $X$. Normality and the contraction
210
- property therefore identify
211
- \[
212
- q_*(K_{U/W}\otimes L)|_{W^\circ}
213
- =\mathcal O_{W^\circ}e.
214
- \]
215
- Here $K_{U/W}$ is viewed as the relative canonical line bundle. The
216
- fibre norm
217
- \[
218
- I(w)=\int_{U_w}|e_w|_h^2
219
- \]
220
- is positive and finite. The fractional SNC weights are integrable;
221
- any zeros of $e_w$ only improve integrability. Relative SNC
222
- coordinates and a partition of unity show that $I$ is smooth:
223
- parameter derivatives act on smooth factors multiplying fixed
224
- integrable monomial weights.
225
-
226
- Set $\psi=-\log I$ on $W^\circ$. Then
227
- \begin{equation}\label{prog:base-presentation-open-positivity}
228
- \rho+dd^c\psi\geq a\omega_W.
229
- \end{equation}
230
- Here are the details for the singular weights. Locally choose
231
- $\ell$ with $dd^c\ell=\rho-a\omega_W$, and put
232
- $h'=he^{-q^*\ell}$. Its weights are psh, and its fibre norm satisfies
233
- $I'=e^{-\ell}I$. Restrict the family to a small coordinate line disk
234
- $\Delta_R$, with centre $0$. The sharp $L^2$ extension theorem gives
235
- a twisted top form extending $e_0$ and satisfying
236
- \begin{equation}\label{prog:base-presentation-sharp-extension}
237
- \int_{q^{-1}(\Delta_R)}|E|_{h'}^2
238
- \leq\pi R^2 I'(0).
239
- \end{equation}
240
- Top-form norms here are normalized to use Euclidean area in the
241
- base coordinate. We use the Stein hypersurface form of the optimal
242
- extension theorem \cite[Theorem~2.2 and \S3.5, (3.1)]{GuanZhouOptimal2015},
243
- with defining function the disk coordinate divided by $R$.
244
-
245
- To check applicability, embed the restricted projective family into
246
- projective space over the disk and remove a relative hyperplane
247
- section that does not contain the central fibre. The complement is
248
- Stein. A holomorphic section of $L$ on this Stein space can be chosen
249
- nonzero at a point of the central fibre; deleting its zero divisor
250
- trivializes $L$ and leaves a Stein space. The central fibre is smooth
251
- and connected, hence irreducible, so both deletions leave a dense
252
- open subset of it. For a zero-dimensional fibre choose the deletions
253
- to avoid its point. In the resulting trivialization the weight is
254
- psh, and the sharp extension theorem applies to canonical forms.
255
- The extension extends across the deleted hypersurfaces in reverse
256
- order by local $L^2$ removability: in every original frame the metric
257
- is bounded below by a smooth positive metric. The extension retains
258
- its norm bound and its prescribed restriction to the central fibre.
259
-
260
- After dividing $E$ by the base differential, the rank-one direct
261
- image identifies it with $b(t)e$, where $b$ is holomorphic and
262
- $b(0)=1$. Thus the disk average of $|b(t)|^2I'(t)$ is at most $I'(0)$.
263
- Jensen's inequality and the submean inequality for $\log|b|^2$ give
264
- \[
265
- \log I'(0)
266
- \geq\operatorname{avg}_{\Delta_R}
267
- \bigl(\log|b(t)|^2+\log I'(t)\bigr)
268
- \geq\operatorname{avg}_{\Delta_R}\log I'(t).
269
- \]
270
- The same argument applies to every sufficiently small disk at every
271
- centre and in every complex line direction. Hence $-\log I'=\psi+\ell$ is psh, which proves
272
- \eqref{prog:base-presentation-open-positivity}.
273
-
274
- \paragraph{Extension over the base.}
275
- Let $D$ be a prime divisor in $W\setminus W^\circ$. Choose a component
276
- $Q$ of $q^*D$ dominating $D$. When $D$ is not $\mu$-exceptional, choose
277
- $Q$ not $p$-exceptional: take a component over the corresponding prime
278
- on $Z$ already on $X$ and then its strict transform. Put
279
- \[
280
- u=\operatorname{ord}_Q(q^*D),\qquad c=\operatorname{coeff}_Q(C).
281
- \]
282
- At a general point of $Q$, avoiding all other relevant divisors,
283
- there are local coordinates with
284
- \[
285
- t_1=z_1^u,\qquad t_j=z_j\quad(2\leq j\leq b).
286
- \]
287
- Indeed the map $Q\to D$ is submersive at a general smooth point,
288
- and a local unit in the first equation is absorbed by a holomorphic
289
- $u$th root. Such points can be chosen above every point of a dense
290
- analytic open subset of $D$ by generic smoothness and properness.
291
- Integration over a fixed small polydisk in the remaining fibre
292
- coordinates gives
293
- \begin{equation}\label{prog:base-presentation-divisor-bound}
294
- I(t)\geq c_*|t_1|^{-2(c+u-1)/u}
295
- \end{equation}
296
- for some $c_*>0$ near each such base point. The section and metric
297
- contribute the exponent $c$, while division by the base differential
298
- in the relative canonical form contributes $u-1$.
299
-
300
- For a nonexceptional $D$ the chosen $Q$ has $c\geq0$, so
301
- \eqref{prog:base-presentation-divisor-bound} bounds $\psi$ from above
302
- near its general points. For the finitely many exceptional divisors,
303
- the same estimate supplies a nonnegative integer $m$ such that, if
304
- $k$ is a smooth metric on $\mathcal O_W(F)$ and $s_F$ its divisor
305
- section,
306
- \[
307
- \varphi=\psi+m\log|s_F|_k^2
308
- \]
309
- is locally bounded above near general points of every divisor.
310
- Adding local potentials of $\rho+m c_1(k)-a\omega_W$ to
311
- $\varphi$ gives psh weights by
312
- \eqref{prog:base-presentation-open-positivity}. These weights
313
- extend across the divisors and then across the remaining analytic
314
- set of codimension at least two, giving
315
- \begin{equation}\label{prog:base-presentation-positive-current}
316
- S=\rho+m c_1(k)+dd^c\varphi\geq a\omega_W
317
- \end{equation}
318
- on all of $W$.
319
-
320
- \paragraph{A K\"ahler carrier.}
321
- Regularize the current in
322
- \eqref{prog:base-presentation-positive-current} in its class, retaining
323
- a lower bound for the potentials. More precisely, choose an
324
- approximation with analytic singularities such that
325
- \begin{equation}\label{prog:base-presentation-regularization}
326
- S'=\rho+m c_1(k)+dd^c\varphi',\qquad
327
- S'\geq\frac a2\omega_W,\qquad
328
- \varphi'\geq\varphi-O(1).
329
- \end{equation}
330
- These simultaneous properties are the Bergman regularization
331
- properties of \cite{DemaillyRegularization1992}; see also
332
- \cite[pp.~59--60]{PopoviciRegularization2004}.
333
- Resolve the analytic singularities and the support of $F$ by a
334
- sequence of blowups with smooth centres $r:T\to W$, with simultaneous
335
- SNC support, and write
336
- \[
337
- r^*S'=[H]+\zeta,\qquad H\geq0.
338
- \]
339
- The residual current $\zeta$ has locally bounded potentials. Removing
340
- the divisorial part from the positive current
341
- $r^*S'-(a/2)r^*\omega_W$ shows that
342
- \[
343
- \zeta\geq\frac a2r^*\omega_W.
344
- \]
345
- The difference has vanishing Lelong numbers, so its class is nef by
346
- regularization. Choose an effective $r$-exceptional divisor $G$ with
347
- $-G$ relatively ample. For $0<\eta\ll1$, the class
348
- $(a/2)r^*\omega_W-\eta[G]$ is K\"ahler. Therefore
349
- \begin{equation}\label{prog:base-presentation-carrier-data}
350
- \begin{split}
351
- \tau&=\mu r,\qquad
352
- \beta_T=[\zeta]-\eta[G],\\
353
- C_T&=H+\eta G-mr^*F-K_{T/W}
354
- \end{split}
355
- \end{equation}
356
- has K\"ahler $\beta_T$. If $r$ is an isomorphism, omit $G$ and its
357
- correction. The choice of $\eta$ will be decreased once more below.
358
-
359
- The exact class calculation is
360
- \[
361
- \begin{split}
362
- [K_T+C_T]+\beta_T
363
- &=r^*c_1(K_W)+[H]+[\zeta]-m[r^*F]\\
364
- &=r^*(c_1(K_W)+[\rho])=\tau^*\gamma.
365
- \end{split}
366
- \]
367
- All possibly negative terms in $C_T$ are $\tau$-exceptional.
368
- Consequently $B_Z=\tau_*C_T$ is effective. Specify the nef b-data by
369
- $\mathbf N_T=\beta_T$; the displayed identity defines generalized
370
- data on $Z$ with adjoint class $\gamma$. At the level of currents,
371
- pushing the identity gives the required trace identity on $Z$:
372
- exceptional divisor currents push to zero, and a $dd^c$ difference
373
- pushes to a $dd^c$ difference. Canonical traces can be computed using
374
- local meromorphic canonical frames; a change of frame changes the
375
- corresponding Chern potentials by the usual logarithmic transition
376
- term. Thus only the whole adjoint, rather
377
- than its individual traces, needs to be a Bott--Chern class. The
378
- class $\beta_T$ plus the strict transform of $B_Z$ is big on $T$,
379
- so its pushforward $B_Z+\mathbf N_Z$ is globally modified big.
380
- These are~\eqref{prog:base-presentation-identities}.
381
-
382
- \paragraph{The multiplier ideal.}
383
- Take a local holomorphic function $v\in f_*\mathcal J_1$. By the
384
- pushforward description of $\mathcal J_1$,
385
- \begin{equation}\label{prog:base-presentation-source-orders}
386
- \operatorname{div}(q^*\mu^*v)\geq\lfloor C\rfloor.
387
- \end{equation}
388
- Thus $q^*\mu^*v\,e$, tensored with a local base canonical frame,
389
- is a holomorphic $L$-valued top form on $U$. Its squared norm is
390
- locally integrable by the fractional SNC weights in
391
- \eqref{prog:base-presentation-curvature}. Over the submersion locus,
392
- fibre integration followed by base integration is precisely this
393
- top-form integral. Properness and a finite coordinate covering
394
- therefore give
395
- \begin{equation}\label{prog:base-presentation-base-integral}
396
- \int |\mu^*v|^2e^{-\psi}<\infty
397
- \end{equation}
398
- locally on $W$; the integral is taken where the original fibre
399
- metric is defined.
400
-
401
- The lower bound on $\varphi'$ in
402
- \eqref{prog:base-presentation-regularization} preserves this
403
- integrability after replacing $\psi$ by
404
- $\varphi'-m\log|s_F|_k^2$. Change variables through $r$. Along a
405
- prime divisor of $T$, let $h,j,k_D,d$ be respectively the coefficients
406
- of $H$, $\operatorname{div}(\tau^*v)$, $K_{T/W}$, and $r^*F$.
407
- The local integrand has exponent
408
- $2(j-h+md+k_D)$, up to a bounded positive factor. Its integrability
409
- implies $j-h+md+k_D>-1$, or, since $j$ is integral,
410
- \[
411
- j\geq\lfloor h-md-k_D\rfloor.
412
- \]
413
- Therefore
414
- \[
415
- \operatorname{div}(\tau^*v)
416
- \geq\lfloor H-mr^*F-K_{T/W}\rfloor.
417
- \]
418
- Choose $\eta>0$ sufficiently small that adding $\eta G$ does not
419
- change any of these finitely many round-downs. The resulting
420
- inequality is exactly
421
- $\operatorname{div}(\tau^*v)\geq\lfloor C_T\rfloor$, proving
422
- \eqref{prog:base-presentation-ideal} as an inclusion of ideal sheaves.
423
- In particular, if $f_*\mathcal J_1$ is the unit ideal on an open set,
424
- then so is $\mathcal J_Z$, and the base data are gklt there.
425
-
426
- Finally, the nef data descend to $T$, and the structure boundaries
427
- on higher models are defined by crepant pullback of
428
- \eqref{prog:base-presentation-identities}. On every common refinement
429
- of the source and base carriers, both adjoints are the pullback of
430
- $\gamma$. Thus the identities remain exact on higher models.
431
- \end{proof}
432
-
433
- \begin{lemma}[Contractions of closed subspaces]
434
- \label{prog:base-emc}
435
- Let $D$ be a compact complex space, possibly nonreduced, and let
436
- $\delta\in H^2(D,\R)$ have nonnegative degree on compact curves.
437
- Use the definitions of a Moishezon morphism and of a contraction
438
- defined by a class in \cite[Definitions~2.32 and~2.34]{HX}.
439
- Then the following hold.
440
- \begin{enumerate}
441
- \item If $\delta$ is endowed with a Moishezon contraction, so is
442
- its restriction to every closed analytic subspace of $D$.
443
- \item Let $g:D\to V$ be a projective contraction of compact
444
- complex spaces, so $g_*\OO_D=\OO_V$, and suppose
445
- $\delta=g^*\epsilon$ for a class $\epsilon\in H^2(V,\R)$
446
- having nonnegative degree on compact curves. Then $\delta$ is
447
- endowed with a Moishezon contraction if and only if $\epsilon$
448
- is endowed with one.
449
- \end{enumerate}
450
- \end{lemma}
451
-
452
- \begin{proof}
453
- Write $h:D\to S$ for a Moishezon contraction defined by
454
- $\delta$. For a closed subspace $D_0\subset D$, take the Stein
455
- factorization
456
- \[
457
- D_0\longrightarrow S_0\longrightarrow S
458
- \]
459
- of its restriction. The first map is a contraction, and the second
460
- is finite. Thus a curve in $D_0$ is contracted by the first map
461
- exactly when its $\delta$-degree is zero. Choose a projective
462
- surjection $P\to D$ witnessing that $h$ is Moishezon, with
463
- $P\to S$ projective. The closed subspace
464
- $P_0=P\times_D D_0$ is projective over $S$ and projective
465
- and surjective over $D_0$. It is also projective over $S_0$:
466
- a relatively ample line for $P_0\to S$ remains ample on the
467
- fibres of $P_0\to S_0$. This proves the first assertion,
468
- including its scheme structure.
469
-
470
- For the descent direction of the second assertion, every curve
471
- in a fibre of $g$ has $\delta$-degree zero. A connected
472
- projective complex space is connected by chains of compact curves
473
- after passing to its reduction. Therefore $h$ is constant on
474
- the underlying set of each fibre of $g$. It factors as
475
- $h=k\circ g$ for a holomorphic map $k:V\to S$.
476
- To see that this factorization holds also for nonreduced spaces,
477
- choose a coordinate neighbourhood in $S$ of the image of a fibre.
478
- Properness permits restriction to a neighbourhood of its point
479
- in $V$ whose inverse image maps into that coordinate
480
- neighbourhood. The coordinate functions of $h$ then descend
481
- uniquely through $g_*\OO_D=\OO_V$; their analytic relations
482
- descend through the same equality. These local factorizations
483
- glue. Furthermore,
484
- \[
485
- k_*\OO_V=h_*\OO_D=\OO_S.
486
- \]
487
- Every irreducible compact curve $C\subset V$ is dominated by
488
- a compact curve $C'\subset D$. Indeed, after base change to
489
- the normalization of $C$, take a component dominating that curve
490
- and a projective multisection. The projection formula gives
491
- \[
492
- \delta\cdot C'
493
- =\deg(C'\to C)\,\epsilon\cdot C.
494
- \]
495
- Consequently $k$ contracts exactly the curves of
496
- $\epsilon$-degree zero. The composite $P\to D\to V$
497
- is a projective surjection, and $P\to S$ is projective, so
498
- it witnesses that $k$ is Moishezon.
499
-
500
- Conversely, suppose $k:V\to S$ is a Moishezon contraction
501
- defined by $\epsilon$. Then $k\circ g$ is a contraction,
502
- and the projection formula verifies its curve criterion, treating
503
- separately curves contracted by $g$. If $Q\to V$ is a
504
- projective surjection witnessing that $k$ is Moishezon, then
505
- $D\times_V Q\to D$ is projective and surjective, while
506
- $D\times_V Q\to Q\to S$ is projective. This supplies the
507
- required witness.
508
- \end{proof}
509
-
510
- \begin{lemma}[Crepant transport of the multiplier closed subspace]
511
- \label{prog:multiplier-transport}
512
- Let $g:X\to Y$ be a projective bimeromorphic morphism of
513
- normal compact K\"ahler spaces. Suppose effective generalized
514
- pair data on $X$ and $Y$ have the same globally nef b-part
515
- and are crepant over $Y$. In particular their adjoint classes
516
- $A_X$ and $A_Y$ satisfy $A_X=g^*A_Y$ in Bott--Chern
517
- cohomology. Write $J_X,J_Y$ for their multiplier ideals and
518
- $N_X=V(J_X)$, $N_Y=V(J_Y)$ for their non-klt closed
519
- subspaces. Then
520
- \[
521
- g_*J_X=J_Y,\qquad R^ig_*J_X=0\quad(i>0),
522
- \qquad g_*\OO_{N_X}=\OO_{N_Y}.
523
- \]
524
- The restriction $N_X\to N_Y$ is a projective contraction.
525
- Hence, whenever $A_Y$ is nef, the restriction of $A_X$ to
526
- $N_X$ is endowed with a Moishezon contraction if and only if
527
- the restriction of $A_Y$ to $N_Y$ is endowed with one.
528
- \end{lemma}
529
-
530
- \begin{proof}
531
- Take a projective common log resolution $r:U\to X$ carrying
532
- the nef datum, and put $s=g\circ r$. By crepancy there is
533
- one real SNC divisor $C$ such that
534
- \[
535
- K_U+[C]+\beta=s^*A_Y=r^*A_X,
536
- \]
537
- where $\beta$ is globally nef. The multiplier ideals are
538
- \[
539
- J_X=r_*\OO_U(-\lfloor C\rfloor),\qquad
540
- J_Y=s_*\OO_U(-\lfloor C\rfloor).
541
- \]
542
- Their direct-image equality follows at once. For vanishing, set
543
- $L=\OO_U(-\lfloor C\rfloor)$ and
544
- $\Delta=C-\lfloor C\rfloor$. The pair $(U,\Delta)$
545
- is klt, and the actual real line
546
- \[
547
- L-(K_U+\Delta)=-K_U-C
548
- \]
549
- has class $\beta-s^*A_Y$. It is relatively nef over $Y$
550
- and relatively big because $s$ is bimeromorphic. The same
551
- statements hold over $X$. Relative Kawamata--Viehweg vanishing,
552
- in the form of \cite[Theorem~1.2]{FujinoVanishing2025} with
553
- the first morphism the identity and the real line
554
- $\mathcal H=-K_U-C$, therefore gives
555
- \[
556
- R^is_*L=R^ir_*L=0\qquad(i>0).
557
- \]
558
- The real-line identity in that theorem is the displayed definition
559
- of $\mathcal H$; its relative positivity is checked by the class
560
- identity above. The klt condition means that there are no proper log
561
- canonical strata to test for relative log bigness. Leray gives
562
- $R^ig_*J_X=0$ for $i>0$. Pushing forward
563
- $0\to J_X\to\OO_X\to\OO_{N_X}\to0$ and using
564
- $g_*\OO_X=\OO_Y$ now proves the asserted structure-sheaf
565
- equality. It also identifies the scheme-theoretic image with
566
- $N_Y$, giving the projective contraction between these closed
567
- subspaces. Apply Lemma~\ref{prog:base-emc} to conclude.
568
- \end{proof}
569
-
570
- \begin{remark}
571
- The preceding lemma also transports the contraction hypothesis
572
- through a crepant projective flip: apply it to the two contractions
573
- to their common base, equipped with the descended adjoint and
574
- the common nef b-data. On that base the boundary is the effective
575
- pushforward of the source boundary, and the nef data remain on
576
- the same carrier; the descended Bott--Chern adjoint and its
577
- identity on a common resolution define the crepant base data
578
- in the whole-adjoint and current-trace category used here.
579
- All assertions concern the fixed adjoint
580
- and its multiplier ideal. No conclusion about the multiplier
581
- ideal of a different driving adjoint is used.
582
- \end{remark}
583
-
584
- \begin{corollary}[The contraction step over a lower-dimensional base]
585
- \label{prog:base-emc-induction}
586
- Use the hypotheses and notation of
587
- Proposition~\ref{prog:base-presentation}. Suppose that
588
- $A=f^*\gamma$ is nef and that its restriction to the original
589
- non-klt closed subspace $N_o=V(J_o)$ is endowed with a
590
- Moishezon contraction. Put
591
- \[
592
- I=f_*J_1,\qquad N_*=V(I)\subset Z.
593
- \]
594
- Then $\gamma|_{N_*}$ is endowed with a Moishezon contraction.
595
- If the prepared non-klt closed subspace $N_1=V(J_1)$ dominates
596
- $Z$, then $\gamma$ and $A$ are endowed with Moishezon
597
- contractions. Otherwise the generalized pair supplied on $Z$
598
- has a non-klt closed subspace endowed with the contraction
599
- defined by the restricted class of $\gamma$. In this latter
600
- case, if $\gamma$ is nef and NQC and the assertion
601
- $\mathsf C_{\dim Z}$ is available, then $\gamma$ and $A$
602
- are endowed with Moishezon contractions.
603
- \end{corollary}
604
-
605
- \begin{proof}
606
- The inclusion $J_o\subset J_1$ gives $N_1\subset N_o$
607
- as closed analytic subspaces. By
608
- Lemma~\ref{prog:base-emc}, the given contraction restricts to
609
- $N_1$. Proposition~\ref{prog:base-presentation} identifies
610
- \[
611
- f_*\OO_{N_1}=\OO_Z/I=\OO_{N_*}.
612
- \]
613
- Thus the restriction $N_1\to N_*$ is a projective
614
- contraction. The restricted adjoint is the pullback of
615
- $\gamma|_{N_*}$, so Lemma~\ref{prog:base-emc} descends
616
- the contraction to $N_*$. Nonnegative degrees on curves of
617
- $N_*$ follow from projective multisections and nefness of
618
- $A$.
619
-
620
- If $N_1$ dominates the normal irreducible space $Z$, then
621
- $I=0$: a local function in $I$ pulls back to zero on the
622
- dominating closed subspace and hence vanishes generically on
623
- $Z$. Normality, and in particular reducedness, gives its
624
- vanishing. Therefore $N_*=Z$, which proves the assertion in
625
- this case.
626
-
627
- If $N_1$ does not dominate $Z$, the constructed base ideal
628
- satisfies $I\subset J_Z$. Hence
629
- \[
630
- V(J_Z)\subset V(I)=N_*
631
- \]
632
- as closed analytic subspaces. Restriction by
633
- Lemma~\ref{prog:base-emc} provides the required contraction
634
- on $V(J_Z)$, with its complete scheme structure. The
635
- generalized pair on $Z$ has globally nef carrier data and
636
- globally modified-big total boundary by
637
- Proposition~\ref{prog:base-presentation}. When the stated
638
- nef and NQC conditions hold, these facts are precisely the
639
- hypotheses of $\mathsf C_{\dim Z}$, which gives the
640
- contraction on $Z$. Finally Lemma~\ref{prog:base-emc}
641
- pulls it back through the projective contraction $f$ to $X$.
642
- The case of an empty non-klt closed subspace has the same
643
- interpretation, with its contraction condition vacuous.
644
- \end{proof}
 
1
+ \subsubsection{Base presentations and multiplier ideals}
2
+
3
+ The following constructions take place in the category of generalized
4
+ data specified above. In particular, the whole adjoint is a
5
+ Bott--Chern class, whereas the boundary and nef traces on a singular
6
+ space are interpreted as currents. On a smooth carrier the structure
7
+ boundary is a real divisor; its negative components may be exceptional
8
+ over the space of the pair. The nef part is specified on that carrier
9
+ and pulled back to higher models.
10
+
11
+ \begin{lemma}[Adjoint-preserving preparation]
12
+ \label{prog:base-presentation-preparation}
13
+ Let $(X,B+\mathbf M)$ be a generalized pair on a normal compact
14
+ K\"ahler space, with globally modified-big total boundary
15
+ $B+\mathbf M_X$. Write
16
+ \[
17
+ A=[K_X+B+\mathbf M_X],\qquad
18
+ \mathcal J_o=\mathcal J(X,B+\mathbf M).
19
+ \]
20
+ There are generalized data on $X$ with the same adjoint class, a
21
+ projective carrier $p:U\to X$ with $U$ smooth and compact K\"ahler, an SNC real
22
+ divisor $C$ whose negative components are $p$-exceptional, and a
23
+ K\"ahler class $\beta$ such that
24
+ \begin{equation}\label{prog:base-presentation-prepared}
25
+ p^*A=[K_U+C]+\beta,\qquad
26
+ \mathcal J_1=p_*\mathcal O_U(-\lfloor C\rfloor)
27
+ \supseteq\mathcal J_o.
28
+ \end{equation}
29
+ The carrier may be required to dominate any prescribed projective
30
+ modification of $X$, with the structure and exceptional divisors
31
+ having simultaneous SNC support. The prepared total boundary is
32
+ globally modified big. In particular, the preparation preserves the
33
+ gklt condition.
34
+ \end{lemma}
35
+
36
+ \begin{proof}
37
+ Choose a common projective log resolution $p_0:U_0\to X$ of the
38
+ original nef carrier and the prescribed modification, and write
39
+ \[
40
+ p_0^*A=[K_{U_0}+C^0]+\mathbf M_{U_0}.
41
+ \]
42
+ The class $\mathbf M_{U_0}$ is nef, and the negative part $(C^0)^-$
43
+ is exceptional over $X$. The modified-big preparation
44
+ \cite[Lemmas~2.10 and~2.23]{HX} can be made with the prescribed
45
+ resolution. We give its divisor and ideal details. Choose an effective divisor $E_0$ with sufficiently large coefficients
46
+ and full $p_0$-exceptional support so that the class
47
+ \[
48
+ [(C^0)^+]+\mathbf M_{U_0}+[E_0]
49
+ \]
50
+ is big. Resolve a Kodaira decomposition of this class. On a further
51
+ projective modification $a:U\to U_0$ with $U$ smooth one obtains
52
+ \[
53
+ a^*\bigl([(C^0)^+]+\mathbf M_{U_0}+[E_0]\bigr)
54
+ =\kappa+[D],\qquad D\geq0,
55
+ \]
56
+ where $\kappa$ is K\"ahler. The support can be made SNC together
57
+ with all the other divisors. On any additional blowup, subtract a
58
+ sufficiently small effective exceptional class from the pulled-back
59
+ K\"ahler class and add it to the divisor; an exceptional divisor
60
+ whose negative is relatively ample makes the resulting class
61
+ K\"ahler again.
62
+
63
+ Put $p=p_0a$ and
64
+ \[
65
+ C^{\mathrm{alt}}=D-a^*(C^0)^--a^*E_0-K_{U/U_0}.
66
+ \]
67
+ Then
68
+ \[
69
+ p^*A=[K_U+C^{\mathrm{alt}}]+\kappa,
70
+ \]
71
+ and every negative component of $C^{\mathrm{alt}}$ is
72
+ $p$-exceptional. Let $C^{\mathrm{old}}$ be the crepant structure
73
+ boundary of the original data on this same model. For $0<t\ll1$,
74
+ set
75
+ \[
76
+ C=(1-t)C^{\mathrm{old}}+tC^{\mathrm{alt}},\qquad
77
+ \beta=(1-t)a^*\mathbf M_{U_0}+t\kappa.
78
+ \]
79
+ The class $\beta$ is K\"ahler, the adjoint identity is unchanged,
80
+ and negative coefficients still occur only on exceptional divisors.
81
+ There are only finitely many coefficients. Thus $t$ can be chosen so
82
+ that
83
+ \[
84
+ \lfloor C\rfloor\leq\lfloor C^{\mathrm{old}}\rfloor.
85
+ \]
86
+ Pushing forward the corresponding inclusion of invertible sheaves
87
+ gives~\eqref{prog:base-presentation-prepared}. The K\"ahler class
88
+ $\beta$ plus the strict transform of the effective trace boundary is
89
+ big; its pushforward is the prepared total boundary. If the original pair
90
+ is gklt, its multiplier ideal is the unit ideal, and hence so is
91
+ $\mathcal J_1$.
92
+ \end{proof}
93
+
94
+ \begin{proposition}[Base presentations for projective contractions]
95
+ \label{prog:base-presentation}
96
+ Let $f:X\to Z$ be a projective contraction between normal irreducible
97
+ compact K\"ahler spaces. Suppose that $(X,B+\mathbf M)$ has globally
98
+ modified-big total boundary and that
99
+ \[
100
+ A=[K_X+B+\mathbf M_X]=f^*\gamma,
101
+ \qquad \gamma\in H^{1,1}_{\mathrm{BC}}(Z).
102
+ \]
103
+ There is an adjoint-preserving preparation as in
104
+ Lemma~\ref{prog:base-presentation-preparation}, with multiplier ideal
105
+ $\mathcal J_1\supseteq\mathcal J_o$, for which
106
+ \begin{equation}\label{prog:base-presentation-Stein}
107
+ R^if_*\mathcal J_1=0\quad(i>0),\qquad
108
+ f_*\mathcal O_{N_1}=\mathcal O_Z/(f_*\mathcal J_1),
109
+ \qquad N_1=V(\mathcal J_1).
110
+ \end{equation}
111
+ If $N_1$ dominates $Z$, then $f_*\mathcal J_1=0$.
112
+ Otherwise there are generalized data $(Z,B_Z+\mathbf N)$, a
113
+ projective carrier $\tau:T\to Z$ with $T$ smooth and compact K\"ahler, a real
114
+ SNC structure divisor $C_T$, and a K\"ahler class $\beta_T$ such that
115
+ \begin{equation}\label{prog:base-presentation-identities}
116
+ \begin{gathered}
117
+ [K_Z+B_Z+\mathbf N_Z]=\gamma,\qquad
118
+ \tau^*\gamma=[K_T+C_T]+\beta_T,\qquad
119
+ \mathbf N_T=\beta_T,\\
120
+ B_Z=\tau_*C_T\geq0,\qquad
121
+ B_Z+\mathbf N_Z\ \text{is globally modified big}.
122
+ \end{gathered}
123
+ \end{equation}
124
+ The negative components of $C_T$ are $\tau$-exceptional, and
125
+ \begin{equation}\label{prog:base-presentation-ideal}
126
+ \mathcal J_Z:=\mathcal J(Z,B_Z+\mathbf N)
127
+ =\tau_*\mathcal O_T(-\lfloor C_T\rfloor)
128
+ \supseteq f_*\mathcal J_1.
129
+ \end{equation}
130
+ In particular the base data are gklt wherever $f_*\mathcal J_1$ is
131
+ the unit ideal. If the source data are gklt, the base data are gklt.
132
+ All adjoint identities are preserved by pullback to higher models.
133
+ \end{proposition}
134
+
135
+ \begin{proof}
136
+ Choose a projective resolution $\mu:W\to Z$, with $W$ smooth
137
+ compact K\"ahler and reduced exceptional divisor $F$ having SNC
138
+ support. Apply Lemma~\ref{prog:base-presentation-preparation} on a
139
+ carrier dominating the main component of the base change. We obtain
140
+ projective maps $p:U\to X$ and $q:U\to W$ with $fp=\mu q$ and
141
+ \begin{equation}\label{prog:base-presentation-source}
142
+ [K_U+C]+\beta=p^*A=q^*\mu^*\gamma,
143
+ \qquad \mathcal J_1=p_*\mathcal O_U(-\lfloor C\rfloor).
144
+ \end{equation}
145
+ Here $U$ is smooth compact K\"ahler, $\beta$ is K\"ahler, and all
146
+ negative components of $C$ are $p$-exceptional. The maps are
147
+ projective by composition and factorization over the separated base
148
+ $W$. The map $q$ has connected fibres: this holds over the open set
149
+ where $\mu$ is an isomorphism, and its Stein factorization is finite
150
+ and bimeromorphic over the normal space $W$.
151
+
152
+ The integral divisor $-\lfloor C\rfloor$ has class
153
+ \[
154
+ [-\lfloor C\rfloor]
155
+ =[K_U+\{C\}]+\beta-(fp)^*\gamma.
156
+ \]
157
+ The pair $(U,\{C\})$ is klt with SNC boundary. Relative
158
+ Kawamata--Viehweg vanishing, first for $p$ and then for $fp$, applies
159
+ because the positive class modulo pullbacks is K\"ahler
160
+ \cite[Theorem~2.2]{HX}. Equivalently, the real line bundle
161
+ $-K_U-C$ is relatively ample,
162
+ so the vanishing follows from \cite[Theorem~1.2]{FujinoVanishing2025}
163
+ with the identity as its first morphism. Leray gives $R^if_*\mathcal J_1=0$ for
164
+ $i>0$. Applying $f_*$ to the sequence defining $N_1$, and using
165
+ $f_*\mathcal O_X=\mathcal O_Z$, proves
166
+ \eqref{prog:base-presentation-Stein}. If $N_1$ dominates $Z$, the
167
+ ideal $f_*\mathcal J_1\subseteq\mathcal O_Z$ vanishes generically
168
+ and therefore vanishes. This proves that alternative.
169
+
170
+ Suppose from now on that $N_1$ does not dominate $Z$. Every
171
+ $q$-horizontal coefficient of $C$ is then less than one. Indeed,
172
+ a component with coefficient at least one forces the multiplier
173
+ ideal to be proper along its image in $X$, and its image would make
174
+ $N_1$ dominate $Z$. If $Z$ is a point, the asserted base presentation
175
+ is the dimension-zero presentation. We therefore assume
176
+ $b=\dim Z>0$.
177
+
178
+ \paragraph{The fibre metric.}
179
+ Choose a smooth representative $\rho$ of
180
+ $\mu^*\gamma-c_1(K_W)$, a K\"ahler form $\omega_W$, and a
181
+ K\"ahler form representing $\beta$, still denoted by $\beta$.
182
+ For some $a>0$,
183
+ \[
184
+ \beta\geq a q^*\omega_W.
185
+ \]
186
+ Consider the holomorphic line bundle
187
+ \[
188
+ L=\mathcal O_U(-K_{U/W}-\lfloor C\rfloor).
189
+ \]
190
+ Equation~\eqref{prog:base-presentation-source} gives a singular
191
+ Hermitian metric $h$ on $L$ whose curvature current is
192
+ \begin{equation}\label{prog:base-presentation-curvature}
193
+ \Theta_h(L)=\beta+[\{C\}]-q^*\rho.
194
+ \end{equation}
195
+ Its weights are smooth functions plus the divisorial logarithms
196
+ with coefficients in $\{C\}$. We normalize $dd^c$ so that
197
+ $dd^c\log|z|^2=[z=0]$ and write squared-norm weights as $e^{-\varphi}$.
198
+ Let $e$ be the canonical meromorphic section of
199
+ \[
200
+ K_{U/W}\otimes L=\mathcal O_U(-\lfloor C\rfloor),
201
+ \]
202
+ so that $\operatorname{div}(e)=-\lfloor C\rfloor$.
203
+
204
+ Choose an analytic Zariski open set $W^\circ\subseteq W$ on which
205
+ $q$ is a submersion, the horizontal boundary is relatively SNC,
206
+ there are no vertical boundary components, $\mu$ is an isomorphism
207
+ onto an open subset of $Z$, and coherent base change holds in degree
208
+ zero. On $q^{-1}(W^\circ)$, the divisor $-\lfloor C\rfloor$ is
209
+ effective and exceptional over $X$. Normality and the contraction
210
+ property therefore identify
211
+ \[
212
+ q_*(K_{U/W}\otimes L)|_{W^\circ}
213
+ =\mathcal O_{W^\circ}e.
214
+ \]
215
+ Here $K_{U/W}$ is viewed as the relative canonical line bundle. The
216
+ fibre norm
217
+ \[
218
+ I(w)=\int_{U_w}|e_w|_h^2
219
+ \]
220
+ is positive and finite. The fractional SNC weights are integrable;
221
+ any zeros of $e_w$ only improve integrability. Relative SNC
222
+ coordinates and a partition of unity show that $I$ is smooth:
223
+ parameter derivatives act on smooth factors multiplying fixed
224
+ integrable monomial weights.
225
+
226
+ Set $\psi=-\log I$ on $W^\circ$. Then
227
+ \begin{equation}\label{prog:base-presentation-open-positivity}
228
+ \rho+dd^c\psi\geq a\omega_W.
229
+ \end{equation}
230
+ Here are the details for the singular weights. Locally choose
231
+ $\ell$ with $dd^c\ell=\rho-a\omega_W$, and put
232
+ $h'=he^{-q^*\ell}$. Its weights are psh, and its fibre norm satisfies
233
+ $I'=e^{-\ell}I$. Restrict the family to a small coordinate line disk
234
+ $\Delta_R$, with centre $0$. The sharp $L^2$ extension theorem gives
235
+ a twisted top form extending $e_0$ and satisfying
236
+ \begin{equation}\label{prog:base-presentation-sharp-extension}
237
+ \int_{q^{-1}(\Delta_R)}|E|_{h'}^2
238
+ \leq\pi R^2 I'(0).
239
+ \end{equation}
240
+ Top-form norms here are normalized to use Euclidean area in the
241
+ base coordinate. We use the Stein hypersurface form of the optimal
242
+ extension theorem \cite[Theorem~2.2 and \S3.5, (3.1)]{GuanZhouOptimal2015},
243
+ with defining function the disk coordinate divided by $R$.
244
+
245
+ To check applicability, embed the restricted projective family into
246
+ projective space over the disk and remove a relative hyperplane
247
+ section that does not contain the central fibre. The complement is
248
+ Stein. A holomorphic section of $L$ on this Stein space can be chosen
249
+ nonzero at a point of the central fibre; deleting its zero divisor
250
+ trivializes $L$ and leaves a Stein space. The central fibre is smooth
251
+ and connected, hence irreducible, so both deletions leave a dense
252
+ open subset of it. For a zero-dimensional fibre choose the deletions
253
+ to avoid its point. In the resulting trivialization the weight is
254
+ psh, and the sharp extension theorem applies to canonical forms.
255
+ The extension extends across the deleted hypersurfaces in reverse
256
+ order by local $L^2$ removability: in every original frame the metric
257
+ is bounded below by a smooth positive metric. The extension retains
258
+ its norm bound and its prescribed restriction to the central fibre.
259
+
260
+ After dividing $E$ by the base differential, the rank-one direct
261
+ image identifies it with $b(t)e$, where $b$ is holomorphic and
262
+ $b(0)=1$. Thus the disk average of $|b(t)|^2I'(t)$ is at most $I'(0)$.
263
+ Jensen's inequality and the submean inequality for $\log|b|^2$ give
264
+ \[
265
+ \log I'(0)
266
+ \geq\operatorname{avg}_{\Delta_R}
267
+ \bigl(\log|b(t)|^2+\log I'(t)\bigr)
268
+ \geq\operatorname{avg}_{\Delta_R}\log I'(t).
269
+ \]
270
+ The same argument applies to every sufficiently small disk at every
271
+ centre and in every complex line direction. Hence $-\log I'=\psi+\ell$ is psh, which proves
272
+ \eqref{prog:base-presentation-open-positivity}.
273
+
274
+ \paragraph{Extension over the base.}
275
+ Let $D$ be a prime divisor in $W\setminus W^\circ$. Choose a component
276
+ $Q$ of $q^*D$ dominating $D$. When $D$ is not $\mu$-exceptional, choose
277
+ $Q$ not $p$-exceptional: take a component over the corresponding prime
278
+ on $Z$ already on $X$ and then its strict transform. Put
279
+ \[
280
+ u=\operatorname{ord}_Q(q^*D),\qquad c=\operatorname{coeff}_Q(C).
281
+ \]
282
+ At a general point of $Q$, avoiding all other relevant divisors,
283
+ there are local coordinates with
284
+ \[
285
+ t_1=z_1^u,\qquad t_j=z_j\quad(2\leq j\leq b).
286
+ \]
287
+ Indeed the map $Q\to D$ is submersive at a general smooth point,
288
+ and a local unit in the first equation is absorbed by a holomorphic
289
+ $u$th root. Such points can be chosen above every point of a dense
290
+ analytic open subset of $D$ by generic smoothness and properness.
291
+ Integration over a fixed small polydisk in the remaining fibre
292
+ coordinates gives
293
+ \begin{equation}\label{prog:base-presentation-divisor-bound}
294
+ I(t)\geq c_*|t_1|^{-2(c+u-1)/u}
295
+ \end{equation}
296
+ for some $c_*>0$ near each such base point. The section and metric
297
+ contribute the exponent $c$, while division by the base differential
298
+ in the relative canonical form contributes $u-1$.
299
+
300
+ For a nonexceptional $D$ the chosen $Q$ has $c\geq0$, so
301
+ \eqref{prog:base-presentation-divisor-bound} bounds $\psi$ from above
302
+ near its general points. For the finitely many exceptional divisors,
303
+ the same estimate supplies a nonnegative integer $m$ such that, if
304
+ $k$ is a smooth metric on $\mathcal O_W(F)$ and $s_F$ its divisor
305
+ section,
306
+ \[
307
+ \varphi=\psi+m\log|s_F|_k^2
308
+ \]
309
+ is locally bounded above near general points of every divisor.
310
+ Adding local potentials of $\rho+m c_1(k)-a\omega_W$ to
311
+ $\varphi$ gives psh weights by
312
+ \eqref{prog:base-presentation-open-positivity}. These weights
313
+ extend across the divisors and then across the remaining analytic
314
+ set of codimension at least two, giving
315
+ \begin{equation}\label{prog:base-presentation-positive-current}
316
+ S=\rho+m c_1(k)+dd^c\varphi\geq a\omega_W
317
+ \end{equation}
318
+ on all of $W$.
319
+
320
+ \paragraph{A K\"ahler carrier.}
321
+ Regularize the current in
322
+ \eqref{prog:base-presentation-positive-current} in its class, retaining
323
+ a lower bound for the potentials. More precisely, choose an
324
+ approximation with analytic singularities such that
325
+ \begin{equation}\label{prog:base-presentation-regularization}
326
+ S'=\rho+m c_1(k)+dd^c\varphi',\qquad
327
+ S'\geq\frac a2\omega_W,\qquad
328
+ \varphi'\geq\varphi-O(1).
329
+ \end{equation}
330
+ These simultaneous properties are the Bergman regularization
331
+ properties of \cite{DemaillyRegularization1992}; see also
332
+ \cite[pp.~59--60]{PopoviciRegularization2004}.
333
+ Resolve the analytic singularities and the support of $F$ by a
334
+ sequence of blowups with smooth centres $r:T\to W$, with simultaneous
335
+ SNC support, and write
336
+ \[
337
+ r^*S'=[H]+\zeta,\qquad H\geq0.
338
+ \]
339
+ The residual current $\zeta$ has locally bounded potentials. Removing
340
+ the divisorial part from the positive current
341
+ $r^*S'-(a/2)r^*\omega_W$ shows that
342
+ \[
343
+ \zeta\geq\frac a2r^*\omega_W.
344
+ \]
345
+ The difference has vanishing Lelong numbers, so its class is nef by
346
+ regularization. Choose an effective $r$-exceptional divisor $G$ with
347
+ $-G$ relatively ample. For $0<\eta\ll1$, the class
348
+ $(a/2)r^*\omega_W-\eta[G]$ is K\"ahler. Therefore
349
+ \begin{equation}\label{prog:base-presentation-carrier-data}
350
+ \begin{split}
351
+ \tau&=\mu r,\qquad
352
+ \beta_T=[\zeta]-\eta[G],\\
353
+ C_T&=H+\eta G-mr^*F-K_{T/W}
354
+ \end{split}
355
+ \end{equation}
356
+ has K\"ahler $\beta_T$. If $r$ is an isomorphism, omit $G$ and its
357
+ correction. The choice of $\eta$ will be decreased once more below.
358
+
359
+ The exact class calculation is
360
+ \[
361
+ \begin{split}
362
+ [K_T+C_T]+\beta_T
363
+ &=r^*c_1(K_W)+[H]+[\zeta]-m[r^*F]\\
364
+ &=r^*(c_1(K_W)+[\rho])=\tau^*\gamma.
365
+ \end{split}
366
+ \]
367
+ All possibly negative terms in $C_T$ are $\tau$-exceptional.
368
+ Consequently $B_Z=\tau_*C_T$ is effective. Specify the nef b-data by
369
+ $\mathbf N_T=\beta_T$; the displayed identity defines generalized
370
+ data on $Z$ with adjoint class $\gamma$. At the level of currents,
371
+ pushing the identity gives the required trace identity on $Z$:
372
+ exceptional divisor currents push to zero, and a $dd^c$ difference
373
+ pushes to a $dd^c$ difference. Canonical traces can be computed using
374
+ local meromorphic canonical frames; a change of frame changes the
375
+ corresponding Chern potentials by the usual logarithmic transition
376
+ term. Thus only the whole adjoint, rather
377
+ than its individual traces, needs to be a Bott--Chern class. The
378
+ class $\beta_T$ plus the strict transform of $B_Z$ is big on $T$,
379
+ so its pushforward $B_Z+\mathbf N_Z$ is globally modified big.
380
+ These are~\eqref{prog:base-presentation-identities}.
381
+
382
+ \paragraph{The multiplier ideal.}
383
+ Take a local holomorphic function $v\in f_*\mathcal J_1$. By the
384
+ pushforward description of $\mathcal J_1$,
385
+ \begin{equation}\label{prog:base-presentation-source-orders}
386
+ \operatorname{div}(q^*\mu^*v)\geq\lfloor C\rfloor.
387
+ \end{equation}
388
+ Thus $q^*\mu^*v\,e$, tensored with a local base canonical frame,
389
+ is a holomorphic $L$-valued top form on $U$. Its squared norm is
390
+ locally integrable by the fractional SNC weights in
391
+ \eqref{prog:base-presentation-curvature}. Over the submersion locus,
392
+ fibre integration followed by base integration is precisely this
393
+ top-form integral. Properness and a finite coordinate covering
394
+ therefore give
395
+ \begin{equation}\label{prog:base-presentation-base-integral}
396
+ \int |\mu^*v|^2e^{-\psi}<\infty
397
+ \end{equation}
398
+ locally on $W$; the integral is taken where the original fibre
399
+ metric is defined.
400
+
401
+ The lower bound on $\varphi'$ in
402
+ \eqref{prog:base-presentation-regularization} preserves this
403
+ integrability after replacing $\psi$ by
404
+ $\varphi'-m\log|s_F|_k^2$. Change variables through $r$. Along a
405
+ prime divisor of $T$, let $h,j,k_D,d$ be respectively the coefficients
406
+ of $H$, $\operatorname{div}(\tau^*v)$, $K_{T/W}$, and $r^*F$.
407
+ The local integrand has exponent
408
+ $2(j-h+md+k_D)$, up to a bounded positive factor. Its integrability
409
+ implies $j-h+md+k_D>-1$, or, since $j$ is integral,
410
+ \[
411
+ j\geq\lfloor h-md-k_D\rfloor.
412
+ \]
413
+ Therefore
414
+ \[
415
+ \operatorname{div}(\tau^*v)
416
+ \geq\lfloor H-mr^*F-K_{T/W}\rfloor.
417
+ \]
418
+ Choose $\eta>0$ sufficiently small that adding $\eta G$ does not
419
+ change any of these finitely many round-downs. The resulting
420
+ inequality is exactly
421
+ $\operatorname{div}(\tau^*v)\geq\lfloor C_T\rfloor$, proving
422
+ \eqref{prog:base-presentation-ideal} as an inclusion of ideal sheaves.
423
+ In particular, if $f_*\mathcal J_1$ is the unit ideal on an open set,
424
+ then so is $\mathcal J_Z$, and the base data are gklt there.
425
+
426
+ Finally, the nef data descend to $T$, and the structure boundaries
427
+ on higher models are defined by crepant pullback of
428
+ \eqref{prog:base-presentation-identities}. On every common refinement
429
+ of the source and base carriers, both adjoints are the pullback of
430
+ $\gamma$. Thus the identities remain exact on higher models.
431
+ \end{proof}
432
+
433
+ \begin{lemma}[Contractions of closed subspaces]
434
+ \label{prog:base-emc}
435
+ Let $D$ be a compact complex space, possibly nonreduced, and let
436
+ $\delta\in H^2(D,\R)$ have nonnegative degree on compact curves.
437
+ Use the definitions of a Moishezon morphism and of a contraction
438
+ defined by a class in \cite[Definitions~2.32 and~2.34]{HX}.
439
+ Then the following hold.
440
+ \begin{enumerate}
441
+ \item If $\delta$ is endowed with a Moishezon contraction, so is
442
+ its restriction to every closed analytic subspace of $D$.
443
+ \item Let $g:D\to V$ be a projective contraction of compact
444
+ complex spaces, so $g_*\OO_D=\OO_V$, and suppose
445
+ $\delta=g^*\epsilon$ for a class $\epsilon\in H^2(V,\R)$
446
+ having nonnegative degree on compact curves. Then $\delta$ is
447
+ endowed with a Moishezon contraction if and only if $\epsilon$
448
+ is endowed with one.
449
+ \end{enumerate}
450
+ \end{lemma}
451
+
452
+ \begin{proof}
453
+ Write $h:D\to S$ for a Moishezon contraction defined by
454
+ $\delta$. For a closed subspace $D_0\subset D$, take the Stein
455
+ factorization
456
+ \[
457
+ D_0\longrightarrow S_0\longrightarrow S
458
+ \]
459
+ of its restriction. The first map is a contraction, and the second
460
+ is finite. Thus a curve in $D_0$ is contracted by the first map
461
+ exactly when its $\delta$-degree is zero. Choose a projective
462
+ surjection $P\to D$ witnessing that $h$ is Moishezon, with
463
+ $P\to S$ projective. The closed subspace
464
+ $P_0=P\times_D D_0$ is projective over $S$ and projective
465
+ and surjective over $D_0$. It is also projective over $S_0$:
466
+ a relatively ample line for $P_0\to S$ remains ample on the
467
+ fibres of $P_0\to S_0$. This proves the first assertion,
468
+ including its scheme structure.
469
+
470
+ For the descent direction of the second assertion, every curve
471
+ in a fibre of $g$ has $\delta$-degree zero. A connected
472
+ projective complex space is connected by chains of compact curves
473
+ after passing to its reduction. Therefore $h$ is constant on
474
+ the underlying set of each fibre of $g$. It factors as
475
+ $h=k\circ g$ for a holomorphic map $k:V\to S$.
476
+ To see that this factorization holds also for nonreduced spaces,
477
+ choose a coordinate neighbourhood in $S$ of the image of a fibre.
478
+ Properness permits restriction to a neighbourhood of its point
479
+ in $V$ whose inverse image maps into that coordinate
480
+ neighbourhood. The coordinate functions of $h$ then descend
481
+ uniquely through $g_*\OO_D=\OO_V$; their analytic relations
482
+ descend through the same equality. These local factorizations
483
+ glue. Furthermore,
484
+ \[
485
+ k_*\OO_V=h_*\OO_D=\OO_S.
486
+ \]
487
+ Every irreducible compact curve $C\subset V$ is dominated by
488
+ a compact curve $C'\subset D$. Indeed, after base change to
489
+ the normalization of $C$, take a component dominating that curve
490
+ and a projective multisection. The projection formula gives
491
+ \[
492
+ \delta\cdot C'
493
+ =\deg(C'\to C)\,\epsilon\cdot C.
494
+ \]
495
+ Consequently $k$ contracts exactly the curves of
496
+ $\epsilon$-degree zero. The composite $P\to D\to V$
497
+ is a projective surjection, and $P\to S$ is projective, so
498
+ it witnesses that $k$ is Moishezon.
499
+
500
+ Conversely, suppose $k:V\to S$ is a Moishezon contraction
501
+ defined by $\epsilon$. Then $k\circ g$ is a contraction,
502
+ and the projection formula verifies its curve criterion, treating
503
+ separately curves contracted by $g$. If $Q\to V$ is a
504
+ projective surjection witnessing that $k$ is Moishezon, then
505
+ $D\times_V Q\to D$ is projective and surjective, while
506
+ $D\times_V Q\to Q\to S$ is projective. This supplies the
507
+ required witness.
508
+ \end{proof}
509
+
510
+ \begin{lemma}[Crepant transport of the multiplier closed subspace]
511
+ \label{prog:multiplier-transport}
512
+ Let $g:X\to Y$ be a projective bimeromorphic morphism of
513
+ normal compact K\"ahler spaces. Suppose effective generalized
514
+ pair data on $X$ and $Y$ have the same globally nef b-part
515
+ and are crepant over $Y$. In particular their adjoint classes
516
+ $A_X$ and $A_Y$ satisfy $A_X=g^*A_Y$ in Bott--Chern
517
+ cohomology. Write $J_X,J_Y$ for their multiplier ideals and
518
+ $N_X=V(J_X)$, $N_Y=V(J_Y)$ for their non-klt closed
519
+ subspaces. Then
520
+ \[
521
+ g_*J_X=J_Y,\qquad R^ig_*J_X=0\quad(i>0),
522
+ \qquad g_*\OO_{N_X}=\OO_{N_Y}.
523
+ \]
524
+ The restriction $N_X\to N_Y$ is a projective contraction.
525
+ Hence, whenever $A_Y$ is nef, the restriction of $A_X$ to
526
+ $N_X$ is endowed with a Moishezon contraction if and only if
527
+ the restriction of $A_Y$ to $N_Y$ is endowed with one.
528
+ \end{lemma}
529
+
530
+ \begin{proof}
531
+ Take a projective common log resolution $r:U\to X$ carrying
532
+ the nef datum, and put $s=g\circ r$. By crepancy there is
533
+ one real SNC divisor $C$ such that
534
+ \[
535
+ K_U+[C]+\beta=s^*A_Y=r^*A_X,
536
+ \]
537
+ where $\beta$ is globally nef. The multiplier ideals are
538
+ \[
539
+ J_X=r_*\OO_U(-\lfloor C\rfloor),\qquad
540
+ J_Y=s_*\OO_U(-\lfloor C\rfloor).
541
+ \]
542
+ Their direct-image equality follows at once. For vanishing, set
543
+ $L=\OO_U(-\lfloor C\rfloor)$ and
544
+ $\Delta=C-\lfloor C\rfloor$. The pair $(U,\Delta)$
545
+ is klt, and the actual real line
546
+ \[
547
+ L-(K_U+\Delta)=-K_U-C
548
+ \]
549
+ has class $\beta-s^*A_Y$. It is relatively nef over $Y$
550
+ and relatively big because $s$ is bimeromorphic. The same
551
+ statements hold over $X$. Relative Kawamata--Viehweg vanishing,
552
+ in the form of \cite[Theorem~1.2]{FujinoVanishing2025} with
553
+ the first morphism the identity and the real line
554
+ $\mathcal H=-K_U-C$, therefore gives
555
+ \[
556
+ R^is_*L=R^ir_*L=0\qquad(i>0).
557
+ \]
558
+ The real-line identity in that theorem is the displayed definition
559
+ of $\mathcal H$; its relative positivity is checked by the class
560
+ identity above. The klt condition means that there are no proper log
561
+ canonical strata to test for relative log bigness. Leray gives
562
+ $R^ig_*J_X=0$ for $i>0$. Pushing forward
563
+ $0\to J_X\to\OO_X\to\OO_{N_X}\to0$ and using
564
+ $g_*\OO_X=\OO_Y$ now proves the asserted structure-sheaf
565
+ equality. It also identifies the scheme-theoretic image with
566
+ $N_Y$, giving the projective contraction between these closed
567
+ subspaces. Apply Lemma~\ref{prog:base-emc} to conclude.
568
+ \end{proof}
569
+
570
+ \begin{remark}
571
+ The preceding lemma also transports the contraction hypothesis
572
+ through a crepant projective flip: apply it to the two contractions
573
+ to their common base, equipped with the descended adjoint and
574
+ the common nef b-data. On that base the boundary is the effective
575
+ pushforward of the source boundary, and the nef data remain on
576
+ the same carrier; the descended Bott--Chern adjoint and its
577
+ identity on a common resolution define the crepant base data
578
+ in the whole-adjoint and current-trace category used here.
579
+ All assertions concern the fixed adjoint
580
+ and its multiplier ideal. No conclusion about the multiplier
581
+ ideal of a different driving adjoint is used.
582
+ \end{remark}
583
+
584
+ \begin{corollary}[The contraction step over a lower-dimensional base]
585
+ \label{prog:base-emc-induction}
586
+ Use the hypotheses and notation of
587
+ Proposition~\ref{prog:base-presentation}. Suppose that
588
+ $A=f^*\gamma$ is nef and that its restriction to the original
589
+ non-klt closed subspace $N_o=V(J_o)$ is endowed with a
590
+ Moishezon contraction. Put
591
+ \[
592
+ I=f_*J_1,\qquad N_*=V(I)\subset Z.
593
+ \]
594
+ Then $\gamma|_{N_*}$ is endowed with a Moishezon contraction.
595
+ If the prepared non-klt closed subspace $N_1=V(J_1)$ dominates
596
+ $Z$, then $\gamma$ and $A$ are endowed with Moishezon
597
+ contractions. Otherwise the generalized pair supplied on $Z$
598
+ has a non-klt closed subspace endowed with the contraction
599
+ defined by the restricted class of $\gamma$. In this latter
600
+ case, if $\gamma$ is nef and NQC and the assertion
601
+ $\mathsf C_{\dim Z}$ is available, then $\gamma$ and $A$
602
+ are endowed with Moishezon contractions.
603
+ \end{corollary}
604
+
605
+ \begin{proof}
606
+ The inclusion $J_o\subset J_1$ gives $N_1\subset N_o$
607
+ as closed analytic subspaces. By
608
+ Lemma~\ref{prog:base-emc}, the given contraction restricts to
609
+ $N_1$. Proposition~\ref{prog:base-presentation} identifies
610
+ \[
611
+ f_*\OO_{N_1}=\OO_Z/I=\OO_{N_*}.
612
+ \]
613
+ Thus the restriction $N_1\to N_*$ is a projective
614
+ contraction. The restricted adjoint is the pullback of
615
+ $\gamma|_{N_*}$, so Lemma~\ref{prog:base-emc} descends
616
+ the contraction to $N_*$. Nonnegative degrees on curves of
617
+ $N_*$ follow from projective multisections and nefness of
618
+ $A$.
619
+
620
+ If $N_1$ dominates the normal irreducible space $Z$, then
621
+ $I=0$: a local function in $I$ pulls back to zero on the
622
+ dominating closed subspace and hence vanishes generically on
623
+ $Z$. Normality, and in particular reducedness, gives its
624
+ vanishing. Therefore $N_*=Z$, which proves the assertion in
625
+ this case.
626
+
627
+ If $N_1$ does not dominate $Z$, the constructed base ideal
628
+ satisfies $I\subset J_Z$. Hence
629
+ \[
630
+ V(J_Z)\subset V(I)=N_*
631
+ \]
632
+ as closed analytic subspaces. Restriction by
633
+ Lemma~\ref{prog:base-emc} provides the required contraction
634
+ on $V(J_Z)$, with its complete scheme structure. The
635
+ generalized pair on $Z$ has globally nef carrier data and
636
+ globally modified-big total boundary by
637
+ Proposition~\ref{prog:base-presentation}. When the stated
638
+ nef and NQC conditions hold, these facts are precisely the
639
+ hypotheses of $\mathsf C_{\dim Z}$, which gives the
640
+ contraction on $Z$. Finally Lemma~\ref{prog:base-emc}
641
+ pulls it back through the projective contraction $f$ to $X$.
642
+ The case of an empty non-klt closed subspace has the same
643
+ interpretation, with its contraction condition vacuous.
644
+ \end{proof}
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@@ -1,206 +1,206 @@
1
- \subsection{Projective programs under the assumption}
2
- \label{rank:projective-program-input}
3
-
4
- The argument for a projective base uses a terminating program to reach a nef
5
- adjoint and, after decreasing the nef data, a program ending in a Mori fiber
6
- space. The conditional input is termination in the pseudo-effective case.
7
- We first state the exact program result and then derive that case from the
8
- projective good models in Proposition~\ref{proj:good-models}.
9
-
10
- \begin{proposition}[A conditional generalized program]
11
- \label{proj:generalized-mmp}
12
- Assume Assumption~\ref{asm:log-iitaka}. Let
13
- \((V,B+\boldsymbol M)\) be a projective generalized dlt rational pair,
14
- where \(V\) is \(\Q\)-factorial, \(B\geq0\), and the nef b-divisor
15
- \(\boldsymbol M\) is determined by a nef rational Cartier divisor on a
16
- projective birational model. Put \(D=K_V+B+M_V\).
17
-
18
- There is a choice of \(D\)-MMP with ample scaling which terminates. If
19
- \(D\) is pseudo-effective, its endpoint \(V_m\) has nef adjoint \(D_m\).
20
- If \(D\) is not pseudo-effective, its endpoint has a Mori fiber contraction
21
- to a projective variety of smaller dimension. The birational steps and their
22
- endpoints stay \(\Q\)-factorial generalized dlt, and the forward birational
23
- map extracts no divisors.
24
- In the pseudo-effective case, on a common resolution one has an actual
25
- rational divisor identity
26
- \[
27
- u^*D=v^*D_m+F,\qquad F\geq0\text{ and }v\text{-exceptional}.
28
- \]
29
- \end{proposition}
30
-
31
- For the pseudo-effective alternative, we first derive the relative weak
32
- Zariski decompositions used by the minimal-model existence theorem.
33
-
34
- For a projective morphism, first replace its image by its normal Stein
35
- factor. We use the relative convention of \cite[Section~2]{TsakanikasXie}:
36
- a divisor is pseudo-effective over the base when its restriction to a very
37
- general fiber of this surjective morphism is pseudo-effective. An NQC weak Zariski decomposition of \(D\) over the
38
- base is a birational equality \(h^*D\equiv_Z P+N\), where \(P\) is a
39
- nonnegative real combination of relatively nef rational Cartier divisors
40
- and \(N\geq0\). The decomposition below has rational Cartier parts.
41
-
42
- \begin{lemma}[Relative canonical decomposition]\label{proj:relative-wzd}
43
- Assume Assumption~\ref{asm:log-iitaka}. Let \(V\) be a smooth
44
- quasi-projective complex variety and let \(f:V\to Z\) be projective, with
45
- \(Z\) normal and quasi-projective. If \(K_V\) is pseudo-effective over
46
- \(Z\), then on a normal variety \(Y\) with a projective birational morphism \(h:Y\to V\) there
47
- are rational Cartier divisors \(P,N\) such that
48
- \[
49
- h^*K_V\equiv_Z P+N,\qquad P\text{ nef over }Z,\qquad N\geq0.
50
- \]
51
- \end{lemma}
52
-
53
- \begin{proof}
54
- We use the construction in the proof of
55
- \cite[Proposition~3.3]{External037}. Its absolute input is a nef-plus-
56
- effective rational decomposition for the canonical divisor of a smooth
57
- projective variety with pseudo-effective canonical class. This is supplied
58
- here by Proposition~\ref{proj:good-models} and its common-resolution
59
- comparison.
60
-
61
- Replace the image of \(f\) by its normal Stein factor. This does not change
62
- relative numerical classes or contracted curves, and now \(f\) is
63
- surjective with connected fibers. Its very general fiber is smooth
64
- projective with pseudo-effective canonical divisor, hence is non-uniruled
65
- by \cite[Theorem~0.2 and Corollary~0.3]{BDPP}. Compactify the projective
66
- morphism and resolve away from \(V\). We obtain
67
- \(\bar f:\bar V\to\bar Z\), with \(\bar V\) smooth projective and
68
- \(\bar Z\) normal projective, unchanged over \(Z\). If \(\dim Z=0\),
69
- \(V\) is already projective and the absolute input proves the lemma.
70
-
71
- Suppose \(\dim Z>0\), and let \(r:\widetilde Z\to\bar Z\) be a smooth
72
- projective resolution. Choose a sufficiently positive very ample divisor
73
- \(A_Z\) on \(\bar Z\) and a general \(B\in|2A_Z|\). The pulled-back systems
74
- on both \(\widetilde Z\) and \(\bar V\) are base point free. Bertini makes
75
- \(r^*B\) and \(\bar f^*B\) smooth nonempty reduced divisors. Their double
76
- covers
77
- \[
78
- \pi_Z:Z^\sharp\to\widetilde Z,
79
- \qquad \pi:V^\sharp\to\bar V
80
- \]
81
- are smooth integral projective varieties. The canonical formulas are
82
- \[
83
- K_{Z^\sharp}\sim_{\Q}\pi_Z^*(K_{\widetilde Z}+r^*A_Z),
84
- \qquad
85
- K_{V^\sharp}\sim_{\Q}\pi^*(K_{\bar V}+\bar f^*A_Z).
86
- \]
87
- The first line is big when \(A_Z\) is sufficiently positive. The rational
88
- map \(V^\sharp\dashrightarrow Z^\sharp\) has the same very general fibers
89
- as \(f\). A covering family of rational curves on \(V^\sharp\) would
90
- either dominate a covering family of rational curves on \(Z^\sharp\), or
91
- cover its very general fibers by vertical rational curves. Both are
92
- impossible. Thus \(V^\sharp\) is non-uniruled and \(K_{V^\sharp}\) is
93
- pseudo-effective by BDPP.
94
-
95
- Apply the absolute decomposition to \(V^\sharp\). Moving the rational
96
- principal difference in the canonical formula into the nef part gives an
97
- actual rational divisor decomposition for a pullback of
98
- \(\pi^*(K_{\bar V}+\bar f^*A_Z)\). Take a common equivariant resolution of
99
- that model and its conjugate under the covering involution. On this smooth
100
- projective resolution \(g:T\to V^\sharp\), average the two decompositions.
101
- We obtain
102
- \[
103
- g^*\pi^*(K_{\bar V}+\bar f^*A_Z)=\bar P+\bar N,
104
- \qquad \bar P\text{ nef},\quad \bar N\geq0,
105
- \]
106
- where \(\bar P\) and \(\bar N\) are invariant rational Cartier divisors.
107
-
108
- Let \(q:T\to\bar Y\) be the finite quotient by the involution. The invariant
109
- composite \(\pi g\) induces a projective birational morphism
110
- \(\bar h:\bar Y\to\bar V\), with \(\bar Y\) normal and projective. An invariant
111
- rational divisor descends by dividing its coefficient at an upstairs prime
112
- by the ramification index. The descended divisor is rational Cartier when
113
- the original divisor is: after clearing denominators, choose one Cartier
114
- equation on a semilocal neighborhood of the finite orbit above a point
115
- (a Cartier divisor is principal on a semilocal ring), and multiply all its
116
- translates. The product is invariant and has divisor
117
- equal to the group order times the original divisor. It descends to a local
118
- equation for a multiple of the downstairs divisor. This argument includes
119
- stabilizers and ramification primes.
120
-
121
- Accordingly \(\bar P=q^*P\) and \(\bar N=q^*N\) for rational Cartier
122
- divisors on \(\bar Y\). Lifting curves through the finite map shows that
123
- \(P\) is nef, and coefficientwise descent shows that \(N\) is effective.
124
- Finite pullback is injective on rational divisors, so the displayed identity
125
- descends. Restrict it to \(Y=\bar h^{-1}(V)\). The term pulled
126
- back from \(A_Z\) is numerically trivial over \(Z\), giving
127
- \(h^*K_V\equiv_ZP+N\), as required.
128
- \end{proof}
129
-
130
- \begin{proof}[Proof of Proposition~\ref{proj:generalized-mmp}]
131
- Lemma~\ref{proj:relative-wzd} and
132
- \cite[Theorem~5.2]{TsakanikasXie}, applied to the generalized pair
133
- \((U/Z,0+0)\) with \(U\) smooth, prove relative minimal-model existence for smooth varieties
134
- by dimension induction. The hypothesis of that theorem is relative smooth
135
- minimal-model existence one dimension lower; the lemma supplies its other
136
- hypothesis, an NQC weak Zariski decomposition. The induction begins in
137
- dimension zero. Then \cite[Theorem~5.4]{TsakanikasXie} supplies minimal
138
- models for every pseudo-effective NQC generalized lc pair in the relevant
139
- dimension. Their Theorem~2.7 gives existence in the Birkar--Shokurov sense.
140
-
141
- The nef data in the statement are NQC, because a nef rational Cartier
142
- divisor is a positive multiple of a nef Cartier divisor. In the
143
- pseudo-effective case the preceding paragraph therefore gives the
144
- Birkar--Shokurov model required by
145
- \cite[Theorem~4.2]{TsakanikasXie}. In the other case, the non-pseudo-effective
146
- alternative of that theorem applies directly. To meet its scaling
147
- hypothesis, take an effective sufficiently positive ample rational divisor
148
- \(A\) whose general components have sufficiently small coefficients. On
149
- a fixed log resolution carrying \(\boldsymbol M\), these components are
150
- transverse to the boundary and preserve generalized log canonicity, while
151
- their ample class can be chosen large enough that \(D+A\) is nef. The
152
- theorem supplies a terminating MMP starting on \(V\).
153
-
154
- We verify the step types inductively. Suppose \(V_i\) is
155
- \(\Q\)-factorial generalized dlt. By
156
- \cite[Remark~2.15]{TsakanikasXie}, each birational step has the form
157
- \[
158
- V_i\xrightarrow{g_i}Z_i\xleftarrow{h_i}V_{i+1},
159
- \]
160
- where \(g_i\) contracts a negative extremal ray and \(h_i\) is small and projective.
161
- Suppose \(g_i\) is divisorial, and write \(R\) for its ray. An exceptional
162
- prime \(E\) has \(E\cdot R<0\): otherwise it would be effective,
163
- exceptional, and \(g_i\)-nef, contrary to negativity. There is only one
164
- exceptional prime. Indeed, a combination of two distinct exceptional
165
- primes can be chosen to have degree zero on \(R\); negativity applied to
166
- both signs of that combination would make it zero.
167
-
168
- We show directly that \(Z_i\) is \(\Q\)-factorial. For a prime divisor
169
- \(T\) on \(Z_i\), let \(\widetilde T\) be its strict transform, choose a
170
- curve \(C\) spanning \(R\), and put
171
- \[
172
- a=-\frac{\widetilde T\cdot C}{E\cdot C}\in\Q.
173
- \]
174
- Choose a positive integer \(m\) for which \(m(\widetilde T+aE)\) is
175
- Cartier. Its line has degree zero on \(R\), so
176
- \cite[Theorem~1.5]{Xie2022} gives an actual Cartier line \(\mathcal L_T\)
177
- on \(Z_i\) and an isomorphism
178
- \[
179
- \OO_{V_i}\bigl(m(\widetilde T+aE)\bigr)\simeq g_i^*\mathcal L_T.
180
- \]
181
- On an open set trivializing \(\mathcal L_T\), the Cartier divisor
182
- \(m(\widetilde T+aE)\) is principal upstairs. Pushing this principal
183
- divisor identity down through the birational \(g_i\) gives a principal
184
- divisor \(mT\) on that open set.
185
- Thus \(T\) is rational Cartier. It follows that \(h_i\) is an isomorphism:
186
- the pushforward of an \(h_i\)-ample Cartier divisor is rational Cartier
187
- on \(Z_i\), and its pullback is the original divisor because \(h_i\)
188
- is small. It has degree zero on every contracted curve, so relative
189
- ampleness rules out positive-dimensional fibers; a finite birational
190
- map to the normal \(Z_i\) is an isomorphism. If \(g_i\) is small,
191
- the relatively ample canonical model \(h_i\) is the flip of
192
- \cite[Definition~3.2]{HanLi}. Thus the chosen birational steps are
193
- divisorial contractions and flips. The underlying variety of a
194
- generalized dlt pair is klt, and these steps preserve the
195
- \(\Q\)-factorial generalized dlt category
196
- \cite[Remark~2.3 and Lemma~3.7]{HanLi}. They introduce no prime
197
- divisors on the new models. For completeness, on a common resolution
198
- of one step \(V_i\dashrightarrow V_{i+1}\) carrying \(\boldsymbol M\),
199
- taking the difference of the two generalized discrepancy formulas cancels
200
- their common nef divisor. The resulting difference of the adjoint pullbacks is exceptional over the new
201
- model and anti-nef over it. The negativity lemma makes this difference
202
- effective. Composing these actual rational divisor comparisons gives
203
- \(u^*D=v^*D_m+F\) with \(F\) effective and exceptional over the endpoint.
204
- The endpoints in the two cases are the nef and Mori fiber endpoints supplied
205
- by the terminating program theorem.
206
- \end{proof}
 
1
+ \subsection{Projective programs under the assumption}
2
+ \label{rank:projective-program-input}
3
+
4
+ The argument for a projective base uses a terminating program to reach a nef
5
+ adjoint and, after decreasing the nef data, a program ending in a Mori fiber
6
+ space. The conditional input is termination in the pseudo-effective case.
7
+ We first state the exact program result and then derive that case from the
8
+ projective good models in Proposition~\ref{proj:good-models}.
9
+
10
+ \begin{proposition}[A conditional generalized program]
11
+ \label{proj:generalized-mmp}
12
+ Assume Assumption~\ref{asm:log-iitaka}. Let
13
+ \((V,B+\boldsymbol M)\) be a projective generalized dlt rational pair,
14
+ where \(V\) is \(\Q\)-factorial, \(B\geq0\), and the nef b-divisor
15
+ \(\boldsymbol M\) is determined by a nef rational Cartier divisor on a
16
+ projective birational model. Put \(D=K_V+B+M_V\).
17
+
18
+ There is a choice of \(D\)-MMP with ample scaling which terminates. If
19
+ \(D\) is pseudo-effective, its endpoint \(V_m\) has nef adjoint \(D_m\).
20
+ If \(D\) is not pseudo-effective, its endpoint has a Mori fiber contraction
21
+ to a projective variety of smaller dimension. The birational steps and their
22
+ endpoints stay \(\Q\)-factorial generalized dlt, and the forward birational
23
+ map extracts no divisors.
24
+ In the pseudo-effective case, on a common resolution one has an actual
25
+ rational divisor identity
26
+ \[
27
+ u^*D=v^*D_m+F,\qquad F\geq0\text{ and }v\text{-exceptional}.
28
+ \]
29
+ \end{proposition}
30
+
31
+ For the pseudo-effective alternative, we first derive the relative weak
32
+ Zariski decompositions used by the minimal-model existence theorem.
33
+
34
+ For a projective morphism, first replace its image by its normal Stein
35
+ factor. We use the relative convention of \cite[Section~2]{TsakanikasXie}:
36
+ a divisor is pseudo-effective over the base when its restriction to a very
37
+ general fiber of this surjective morphism is pseudo-effective. An NQC weak Zariski decomposition of \(D\) over the
38
+ base is a birational equality \(h^*D\equiv_Z P+N\), where \(P\) is a
39
+ nonnegative real combination of relatively nef rational Cartier divisors
40
+ and \(N\geq0\). The decomposition below has rational Cartier parts.
41
+
42
+ \begin{lemma}[Relative canonical decomposition]\label{proj:relative-wzd}
43
+ Assume Assumption~\ref{asm:log-iitaka}. Let \(V\) be a smooth
44
+ quasi-projective complex variety and let \(f:V\to Z\) be projective, with
45
+ \(Z\) normal and quasi-projective. If \(K_V\) is pseudo-effective over
46
+ \(Z\), then on a normal variety \(Y\) with a projective birational morphism \(h:Y\to V\) there
47
+ are rational Cartier divisors \(P,N\) such that
48
+ \[
49
+ h^*K_V\equiv_Z P+N,\qquad P\text{ nef over }Z,\qquad N\geq0.
50
+ \]
51
+ \end{lemma}
52
+
53
+ \begin{proof}
54
+ We use the construction in the proof of
55
+ \cite[Proposition~3.3]{External037}. Its absolute input is a nef-plus-
56
+ effective rational decomposition for the canonical divisor of a smooth
57
+ projective variety with pseudo-effective canonical class. This is supplied
58
+ here by Proposition~\ref{proj:good-models} and its common-resolution
59
+ comparison.
60
+
61
+ Replace the image of \(f\) by its normal Stein factor. This does not change
62
+ relative numerical classes or contracted curves, and now \(f\) is
63
+ surjective with connected fibers. Its very general fiber is smooth
64
+ projective with pseudo-effective canonical divisor, hence is non-uniruled
65
+ by \cite[Theorem~0.2 and Corollary~0.3]{BDPP}. Compactify the projective
66
+ morphism and resolve away from \(V\). We obtain
67
+ \(\bar f:\bar V\to\bar Z\), with \(\bar V\) smooth projective and
68
+ \(\bar Z\) normal projective, unchanged over \(Z\). If \(\dim Z=0\),
69
+ \(V\) is already projective and the absolute input proves the lemma.
70
+
71
+ Suppose \(\dim Z>0\), and let \(r:\widetilde Z\to\bar Z\) be a smooth
72
+ projective resolution. Choose a sufficiently positive very ample divisor
73
+ \(A_Z\) on \(\bar Z\) and a general \(B\in|2A_Z|\). The pulled-back systems
74
+ on both \(\widetilde Z\) and \(\bar V\) are base point free. Bertini makes
75
+ \(r^*B\) and \(\bar f^*B\) smooth nonempty reduced divisors. Their double
76
+ covers
77
+ \[
78
+ \pi_Z:Z^\sharp\to\widetilde Z,
79
+ \qquad \pi:V^\sharp\to\bar V
80
+ \]
81
+ are smooth integral projective varieties. The canonical formulas are
82
+ \[
83
+ K_{Z^\sharp}\sim_{\Q}\pi_Z^*(K_{\widetilde Z}+r^*A_Z),
84
+ \qquad
85
+ K_{V^\sharp}\sim_{\Q}\pi^*(K_{\bar V}+\bar f^*A_Z).
86
+ \]
87
+ The first line is big when \(A_Z\) is sufficiently positive. The rational
88
+ map \(V^\sharp\dashrightarrow Z^\sharp\) has the same very general fibers
89
+ as \(f\). A covering family of rational curves on \(V^\sharp\) would
90
+ either dominate a covering family of rational curves on \(Z^\sharp\), or
91
+ cover its very general fibers by vertical rational curves. Both are
92
+ impossible. Thus \(V^\sharp\) is non-uniruled and \(K_{V^\sharp}\) is
93
+ pseudo-effective by BDPP.
94
+
95
+ Apply the absolute decomposition to \(V^\sharp\). Moving the rational
96
+ principal difference in the canonical formula into the nef part gives an
97
+ actual rational divisor decomposition for a pullback of
98
+ \(\pi^*(K_{\bar V}+\bar f^*A_Z)\). Take a common equivariant resolution of
99
+ that model and its conjugate under the covering involution. On this smooth
100
+ projective resolution \(g:T\to V^\sharp\), average the two decompositions.
101
+ We obtain
102
+ \[
103
+ g^*\pi^*(K_{\bar V}+\bar f^*A_Z)=\bar P+\bar N,
104
+ \qquad \bar P\text{ nef},\quad \bar N\geq0,
105
+ \]
106
+ where \(\bar P\) and \(\bar N\) are invariant rational Cartier divisors.
107
+
108
+ Let \(q:T\to\bar Y\) be the finite quotient by the involution. The invariant
109
+ composite \(\pi g\) induces a projective birational morphism
110
+ \(\bar h:\bar Y\to\bar V\), with \(\bar Y\) normal and projective. An invariant
111
+ rational divisor descends by dividing its coefficient at an upstairs prime
112
+ by the ramification index. The descended divisor is rational Cartier when
113
+ the original divisor is: after clearing denominators, choose one Cartier
114
+ equation on a semilocal neighborhood of the finite orbit above a point
115
+ (a Cartier divisor is principal on a semilocal ring), and multiply all its
116
+ translates. The product is invariant and has divisor
117
+ equal to the group order times the original divisor. It descends to a local
118
+ equation for a multiple of the downstairs divisor. This argument includes
119
+ stabilizers and ramification primes.
120
+
121
+ Accordingly \(\bar P=q^*P\) and \(\bar N=q^*N\) for rational Cartier
122
+ divisors on \(\bar Y\). Lifting curves through the finite map shows that
123
+ \(P\) is nef, and coefficientwise descent shows that \(N\) is effective.
124
+ Finite pullback is injective on rational divisors, so the displayed identity
125
+ descends. Restrict it to \(Y=\bar h^{-1}(V)\). The term pulled
126
+ back from \(A_Z\) is numerically trivial over \(Z\), giving
127
+ \(h^*K_V\equiv_ZP+N\), as required.
128
+ \end{proof}
129
+
130
+ \begin{proof}[Proof of Proposition~\ref{proj:generalized-mmp}]
131
+ Lemma~\ref{proj:relative-wzd} and
132
+ \cite[Theorem~5.2]{TsakanikasXie}, applied to the generalized pair
133
+ \((U/Z,0+0)\) with \(U\) smooth, prove relative minimal-model existence for smooth varieties
134
+ by dimension induction. The hypothesis of that theorem is relative smooth
135
+ minimal-model existence one dimension lower; the lemma supplies its other
136
+ hypothesis, an NQC weak Zariski decomposition. The induction begins in
137
+ dimension zero. Then \cite[Theorem~5.4]{TsakanikasXie} supplies minimal
138
+ models for every pseudo-effective NQC generalized lc pair in the relevant
139
+ dimension. Their Theorem~2.7 gives existence in the Birkar--Shokurov sense.
140
+
141
+ The nef data in the statement are NQC, because a nef rational Cartier
142
+ divisor is a positive multiple of a nef Cartier divisor. In the
143
+ pseudo-effective case the preceding paragraph therefore gives the
144
+ Birkar--Shokurov model required by
145
+ \cite[Theorem~4.2]{TsakanikasXie}. In the other case, the non-pseudo-effective
146
+ alternative of that theorem applies directly. To meet its scaling
147
+ hypothesis, take an effective sufficiently positive ample rational divisor
148
+ \(A\) whose general components have sufficiently small coefficients. On
149
+ a fixed log resolution carrying \(\boldsymbol M\), these components are
150
+ transverse to the boundary and preserve generalized log canonicity, while
151
+ their ample class can be chosen large enough that \(D+A\) is nef. The
152
+ theorem supplies a terminating MMP starting on \(V\).
153
+
154
+ We verify the step types inductively. Suppose \(V_i\) is
155
+ \(\Q\)-factorial generalized dlt. By
156
+ \cite[Remark~2.15]{TsakanikasXie}, each birational step has the form
157
+ \[
158
+ V_i\xrightarrow{g_i}Z_i\xleftarrow{h_i}V_{i+1},
159
+ \]
160
+ where \(g_i\) contracts a negative extremal ray and \(h_i\) is small and projective.
161
+ Suppose \(g_i\) is divisorial, and write \(R\) for its ray. An exceptional
162
+ prime \(E\) has \(E\cdot R<0\): otherwise it would be effective,
163
+ exceptional, and \(g_i\)-nef, contrary to negativity. There is only one
164
+ exceptional prime. Indeed, a combination of two distinct exceptional
165
+ primes can be chosen to have degree zero on \(R\); negativity applied to
166
+ both signs of that combination would make it zero.
167
+
168
+ We show directly that \(Z_i\) is \(\Q\)-factorial. For a prime divisor
169
+ \(T\) on \(Z_i\), let \(\widetilde T\) be its strict transform, choose a
170
+ curve \(C\) spanning \(R\), and put
171
+ \[
172
+ a=-\frac{\widetilde T\cdot C}{E\cdot C}\in\Q.
173
+ \]
174
+ Choose a positive integer \(m\) for which \(m(\widetilde T+aE)\) is
175
+ Cartier. Its line has degree zero on \(R\), so
176
+ \cite[Theorem~1.5]{Xie2022} gives an actual Cartier line \(\mathcal L_T\)
177
+ on \(Z_i\) and an isomorphism
178
+ \[
179
+ \OO_{V_i}\bigl(m(\widetilde T+aE)\bigr)\simeq g_i^*\mathcal L_T.
180
+ \]
181
+ On an open set trivializing \(\mathcal L_T\), the Cartier divisor
182
+ \(m(\widetilde T+aE)\) is principal upstairs. Pushing this principal
183
+ divisor identity down through the birational \(g_i\) gives a principal
184
+ divisor \(mT\) on that open set.
185
+ Thus \(T\) is rational Cartier. It follows that \(h_i\) is an isomorphism:
186
+ the pushforward of an \(h_i\)-ample Cartier divisor is rational Cartier
187
+ on \(Z_i\), and its pullback is the original divisor because \(h_i\)
188
+ is small. It has degree zero on every contracted curve, so relative
189
+ ampleness rules out positive-dimensional fibers; a finite birational
190
+ map to the normal \(Z_i\) is an isomorphism. If \(g_i\) is small,
191
+ the relatively ample canonical model \(h_i\) is the flip of
192
+ \cite[Definition~3.2]{HanLi}. Thus the chosen birational steps are
193
+ divisorial contractions and flips. The underlying variety of a
194
+ generalized dlt pair is klt, and these steps preserve the
195
+ \(\Q\)-factorial generalized dlt category
196
+ \cite[Remark~2.3 and Lemma~3.7]{HanLi}. They introduce no prime
197
+ divisors on the new models. For completeness, on a common resolution
198
+ of one step \(V_i\dashrightarrow V_{i+1}\) carrying \(\boldsymbol M\),
199
+ taking the difference of the two generalized discrepancy formulas cancels
200
+ their common nef divisor. The resulting difference of the adjoint pullbacks is exceptional over the new
201
+ model and anti-nef over it. The negativity lemma makes this difference
202
+ effective. Composing these actual rational divisor comparisons gives
203
+ \(u^*D=v^*D_m+F\) with \(F\) effective and exceptional over the endpoint.
204
+ The endpoints in the two cases are the nef and Mori fiber endpoints supplied
205
+ by the terminating program theorem.
206
+ \end{proof}
preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/build/sections/05-rank-one.tex CHANGED
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preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/README.md CHANGED
@@ -1,21 +1,21 @@
1
- # [Milne's rationality conjecture for abelian varieties](paper.pdf)
2
-
3
- **Author:** OpenAI
4
-
5
- **Date:** October 7, 2026
6
-
7
- ## Citation
8
-
9
- ```bibtex
10
- @misc{OAI:Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026,
11
- author = {{OpenAI}},
12
- title = {{Milne's rationality conjecture for abelian varieties}},
13
- howpublished = {OpenAI Math Release preprint
14
- \href{https://github.com/openai/math/blob/main/preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/paper.pdf}{OAI:Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026}},
15
- year = {2026}
16
- }
17
- ```
18
-
19
- ## Version note
20
-
21
- This version updates a citation to a revised manuscript in this collection; see the [previous version](../Milnes-rationality-conjecture-for-abelian-varieties-September-23-2026/paper.pdf).
 
1
+ # [Milne's rationality conjecture for abelian varieties](paper.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** October 7, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026,
11
+ author = {{OpenAI}},
12
+ title = {{Milne's rationality conjecture for abelian varieties}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/paper.pdf}{OAI:Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026}},
15
+ year = {2026}
16
+ }
17
+ ```
18
+
19
+ ## Version note
20
+
21
+ This version updates a citation to a revised manuscript in this collection; see the [previous version](../Milnes-rationality-conjecture-for-abelian-varieties-September-23-2026/paper.pdf).
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/figures/two-transports.tex CHANGED
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- {$a_{\mathrm{fl}}^*\Fil^1H^1_{\mathrm{dR}}(B)
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- =(\mathcal F_Z^1)^{\oplus m}$};
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- \end{tikzpicture}
 
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+ \begin{tikzpicture}[
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+ >=Latex, font=\small,
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+ variety/.style={draw=MidnightBlue!60,rounded corners=2pt,
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+ \node[font=\bfseries] at (3,1.0) {CM transport};
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+ \node[variety] (A) at (0,0) {$A^n/\Qbar$};
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+ \path (C) edge node[right,note] {reduction} (C0);
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+ \path (A0) edge node[above] {$a_{\mathrm{CM}}$} (C0);
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+ \node[note] at (3,-2.65) {$\gamma_0=(a_{\mathrm{CM}}j)^*\kappa_0$};
17
+ \node[font=\bfseries] at (3,-3.3) {Prescribed-filtration transport};
18
+ \node[variety] (Z) at (0,-4.4) {$Z^m/\Qbar$\quad(balanced Weil)};
19
+ \node[variety] (B) at (6,-4.4) {$B/K$, $K/K_0$ finite};
20
+ \node[variety] (Z0) at (0,-6.1) {$Z_0^m$};
21
+ \node[variety] (B0) at (6,-6.1) {$B_0$};
22
+ \path (Z) edge node[left,note] {reduction} (Z0);
23
+ \path (B) edge node[right,note] {reduction} (B0);
24
+ \path (Z0) edge node[above] {$a_{\mathrm{fl}}$} (B0);
25
+ \node[note] at (3,-7.05)
26
+ {$a_{\mathrm{fl}}^*\Fil^1H^1_{\mathrm{dR}}(B)
27
+ =(\mathcal F_Z^1)^{\oplus m}$};
28
+ \end{tikzpicture}
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/main.tex CHANGED
@@ -1,73 +1,73 @@
1
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- \usepackage[a4paper,margin=28mm]{geometry}
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- \usepackage{lmodern}
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- \usepackage{amsmath,amssymb,amsthm,mathtools}
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- \usepackage{microtype}
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- \usepackage{enumitem}
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- \usepackage{booktabs}
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- \usetikzlibrary{arrows.meta,positioning}
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- \usepackage[colorlinks=true,linkcolor=MidnightBlue,citecolor=MidnightBlue,urlcolor=MidnightBlue,breaklinks=true]{hyperref}
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- \hypersetup{pdftitle={Milne's rationality conjecture for abelian varieties},
14
- pdfsubject={Rational pairings of specialized Hodge classes with Lefschetz classes},
15
- pdfauthor={OpenAI}}
16
- \setlength{\emergencystretch}{2em}
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- \title{Milne's rationality conjecture\protect\\ for abelian varieties}
52
- \author{OpenAI}
53
- \date{October 7, 2026}
54
- \begin{document}
55
- \maketitle
56
- \vspace{-1em}
57
- \begin{abstract}
58
- We prove Milne's rationality conjecture for abelian varieties, including
59
- residue characteristic \(2\). After good reduction, the pairing of a
60
- rational Hodge class with any complementary product of divisor classes
61
- on the reduction is the same rational number in every prime-to-\(p\)
62
- realization and in crystalline cohomology. Using the Hodge theorem for CM
63
- abelian varieties, we also show that every such specialized Hodge class
64
- is represented by a single rational algebraic cycle in all these realizations.
65
- \end{abstract}
66
- \input{sections/00_intro}
67
- \input{sections/01_preliminaries}
68
- \input{sections/02_transport}
69
- \input{sections/03_filtration}
70
- \input{sections/04_weil}
71
- \input{sections/05_reduction}
72
- \input{references}
73
- \end{document}
 
1
+ \documentclass[11pt]{article}
2
+ \usepackage[a4paper,margin=28mm]{geometry}
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+ \usepackage[T1]{fontenc}
4
+ \usepackage{lmodern}
5
+ \usepackage{amsmath,amssymb,amsthm,mathtools}
6
+ \usepackage{microtype}
7
+ \usepackage{enumitem}
8
+ \usepackage{booktabs}
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+ \usepackage[dvipsnames]{xcolor}
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+ \usepackage{tikz}
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+ \usetikzlibrary{arrows.meta,positioning}
12
+ \usepackage[colorlinks=true,linkcolor=MidnightBlue,citecolor=MidnightBlue,urlcolor=MidnightBlue,breaklinks=true]{hyperref}
13
+ \hypersetup{pdftitle={Milne's rationality conjecture for abelian varieties},
14
+ pdfsubject={Rational pairings of specialized Hodge classes with Lefschetz classes},
15
+ pdfauthor={OpenAI}}
16
+ \setlength{\emergencystretch}{2em}
17
+ \setlist[enumerate]{itemsep=3pt,topsep=5pt}
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+ \setlist[itemize]{itemsep=3pt,topsep=5pt}
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+ \newtheorem{theorem}{Theorem}[section]
20
+ \newtheorem{proposition}[theorem]{Proposition}
21
+ \newtheorem{lemma}[theorem]{Lemma}
22
+ \newtheorem{corollary}[theorem]{Corollary}
23
+ \theoremstyle{definition}
24
+ \newtheorem{definition}[theorem]{Definition}
25
+ \theoremstyle{remark}
26
+ \newtheorem{remark}[theorem]{Remark}
27
+ \numberwithin{equation}{section}
28
+ \newcommand{\Q}{\mathbb Q}
29
+ \newcommand{\Z}{\mathbb Z}
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+ \newcommand{\R}{\mathbb R}
31
+ \newcommand{\C}{\mathbb C}
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+ \newcommand{\F}{\mathbb F}
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+ \newcommand{\Qbar}{\overline{\mathbb Q}}
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+ \newcommand{\Kzero}{K_0}
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+ \newcommand{\Cw}{C_w}
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+ \DeclareMathOperator{\End}{End}
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+ \DeclareMathOperator{\Hom}{Hom}
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+ \DeclareMathOperator{\Tr}{Tr}
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+ \DeclareMathOperator{\Fil}{Fil}
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+ \DeclareMathOperator{\GSp}{GSp}
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+ \DeclareMathOperator{\GL}{GL}
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+ \DeclareMathOperator{\SU}{SU}
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+ \DeclareMathOperator{\NS}{NS}
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+ \DeclareMathOperator{\Gal}{Gal}
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+ \DeclareMathOperator{\id}{id}
50
+ \DeclareMathOperator{\Spec}{Spec}
51
+ \title{Milne's rationality conjecture\protect\\ for abelian varieties}
52
+ \author{OpenAI}
53
+ \date{October 7, 2026}
54
+ \begin{document}
55
+ \maketitle
56
+ \vspace{-1em}
57
+ \begin{abstract}
58
+ We prove Milne's rationality conjecture for abelian varieties, including
59
+ residue characteristic \(2\). After good reduction, the pairing of a
60
+ rational Hodge class with any complementary product of divisor classes
61
+ on the reduction is the same rational number in every prime-to-\(p\)
62
+ realization and in crystalline cohomology. Using the Hodge theorem for CM
63
+ abelian varieties, we also show that every such specialized Hodge class
64
+ is represented by a single rational algebraic cycle in all these realizations.
65
+ \end{abstract}
66
+ \input{sections/00_intro}
67
+ \input{sections/01_preliminaries}
68
+ \input{sections/02_transport}
69
+ \input{sections/03_filtration}
70
+ \input{sections/04_weil}
71
+ \input{sections/05_reduction}
72
+ \input{references}
73
+ \end{document}
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/references.tex CHANGED
@@ -1,274 +1,274 @@
1
- \begin{thebibliography}{Stacks}
2
-
3
- \bibitem[And92]{Andre1992}
4
- Y.~Andr\'e,
5
- \emph{Une remarque \`a propos des cycles de Hodge de type CM},
6
- in S.~David (ed.), \emph{S\'eminaire de Th\'eorie des Nombres,
7
- Paris, 1989--90}, Progress in Math. \textbf{102},
8
- Birkh\"auser Boston, Boston, MA, 1992, 1--7.
9
-
10
- \bibitem[And96]{Andre1996}
11
- Y.~Andr\'e,
12
- \emph{Pour une th\'eorie inconditionnelle des motifs},
13
- Publ. Math. Inst. Hautes \'{E}tudes Sci. \textbf{83} (1996), 5--49.
14
- \href{https://doi.org/10.1007/BF02698643}{doi:10.1007/BF02698643}.
15
- \href{https://www.numdam.org/item/10.1007/BF02698643.pdf}{Original article}.
16
-
17
- \bibitem[Bla94]{Blasius1994}
18
- D.~Blasius,
19
- \emph{A $p$-adic property of Hodge classes on abelian varieties},
20
- in \emph{Motives} (Seattle, WA, 1991), Part~2,
21
- U.~Jannsen, S.~Kleiman, and J.-P.~Serre (eds.),
22
- Proc. Sympos. Pure Math. \textbf{55}, Part~2,
23
- American Mathematical Society, Providence, RI, 1994, 293--308.
24
- \href{https://doi.org/10.1090/pspum/055.2/1265557}{doi:10.1090/pspum/055.2/1265557}.
25
- \href{https://archive.mpim-bonn.mpg.de/id/eprint/3859/1/preprint_1992_59.pdf}{Author's preprint}.
26
-
27
- \bibitem[CF00]{ColmezFontaine2000}
28
- P.~Colmez and J.-M.~Fontaine,
29
- \emph{Construction des repr\'esentations $p$-adiques semi-stables},
30
- Invent. Math. \textbf{140} (2000), no.~1, 1--43.
31
- \href{https://doi.org/10.1007/s002220000042}{doi:10.1007/s002220000042}.
32
- \href{https://www.imo.universite-paris-saclay.fr/~fontaine/CF.pdf}{Author's version}.
33
-
34
- \bibitem[Con03]{Conrad2003}
35
- B.~Conrad,
36
- \emph{Minimal models for elliptic curves}, notes, 20 October 2003.
37
- \href{https://math.stanford.edu/~conrad/vigregroup/vigre03/minimalmodel.pdf}{Author's notes}.
38
-
39
- \bibitem[Del82]{Deligne1982}
40
- P.~Deligne,
41
- \emph{Hodge cycles on abelian varieties} (notes by J.~S.~Milne),
42
- in P.~Deligne, J.~S.~Milne, A.~Ogus, and K.-y.~Shih,
43
- \emph{Hodge Cycles, Motives, and Shimura Varieties},
44
- Lecture Notes in Math. \textbf{900}, Springer-Verlag,
45
- Berlin--New York, 1982, 9--100.
46
- \href{https://www.jmilne.org/math/Documents/Deligne82.pdf}{Corrected online version}.
47
-
48
- \bibitem[FR05]{FontaineRapoport2005}
49
- J.-M.~Fontaine and M.~Rapoport,
50
- \emph{Existence de filtrations admissibles sur des isocristaux},
51
- Bull. Soc. Math. France \textbf{133} (2005), no.~1, 73--86.
52
- \href{https://doi.org/10.24033/bsmf.2479}{doi:10.24033/bsmf.2479}.
53
- \href{https://www.numdam.org/article/BSMF_2005__133_1_73_0.pdf}{Published version}.
54
-
55
- \bibitem[GLX26]{GleasonLimXu2026}
56
- I.~Gleason, D.~G.~Lim, and Y.~Xu,
57
- \emph{The connected components of affine Deligne--Lusztig varieties},
58
- Invent. Math. \textbf{243} (2026), 805--861.
59
- \href{https://doi.org/10.1007/s00222-025-01386-1}{doi:10.1007/s00222-025-01386-1}.
60
- \href{https://arxiv.org/abs/2208.07195v3}{arXiv:2208.07195v3}
61
- (10 November 2025); preprint locators refer to
62
- \href{https://arxiv.org/pdf/2208.07195v3}{this version}.
63
-
64
- \bibitem[Gro71]{Grothendieck1970}
65
- A.~Grothendieck,
66
- \emph{Groupes de Barsotti-Tate et cristaux},
67
- in \emph{Actes du Congr\`es International des Math\'ematiciens}
68
- (Nice, 1970), Tome~1, Gauthier-Villars, Paris, 1971, 431--436.
69
- \href{https://webusers.imj-prg.fr/~leila.schneps/grothendieckcircle/GroupesB-T.pdf}{Original article}.
70
-
71
- \bibitem[Har08]{Hartl2008}
72
- U.~Hartl,
73
- \emph{On period spaces for $p$-divisible groups},
74
- C. R. Math. Acad. Sci. Paris \textbf{346} (2008), nos.~21--22, 1123--1128.
75
- \href{https://doi.org/10.1016/j.crma.2008.07.003}{doi:10.1016/j.crma.2008.07.003}.
76
- \href{https://comptes-rendus.academie-sciences.fr/mathematique/item/10.1016/j.crma.2008.07.003.pdf}{Published version}.
77
-
78
- \bibitem[Ill15]{IllusiePisa}
79
- L.~Illusie,
80
- \emph{Grothendieck at Pisa: crystals and Barsotti--Tate groups},
81
- in U.~Zannier (ed.), \emph{Colloquium De Giorgi 2013 and 2014},
82
- Publications of the Scuola Normale Superiore \textbf{5},
83
- Edizioni della Normale, Pisa, 2015, 79--107.
84
- \href{https://doi.org/10.1007/978-88-7642-515-8_5}{doi:10.1007/978-88-7642-515-8\_5}.
85
- \href{https://www.imo.universite-paris-saclay.fr/~luc.illusie/Illusie-Pisa5.pdf}{Author's version}.
86
-
87
- \bibitem[Kim12]{Kim2012}
88
- W.~Kim,
89
- \emph{The classification of $p$-divisible groups over $2$-adic discrete
90
- valuation rings},
91
- Math. Res. Lett. \textbf{19} (2012), no.~1, 121--141.
92
- \href{https://doi.org/10.4310/MRL.2012.v19.n1.a10}{doi:10.4310/MRL.2012.v19.n1.a10}.
93
- \href{https://arxiv.org/abs/1007.1904v3}{arXiv:1007.1904v3}
94
- (30 December 2011); preprint locators refer to
95
- \href{https://arxiv.org/pdf/1007.1904v3}{this version}.
96
-
97
- \bibitem[Kis06]{Kisin2006}
98
- M.~Kisin,
99
- \emph{Crystalline representations and $F$-crystals},
100
- in V.~Ginzburg (ed.), \emph{Algebraic Geometry and Number Theory:
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- In Honor of Vladimir Drinfeld's 50th Birthday},
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- Progress in Math. \textbf{253}, Birkh\"auser Boston, Boston, MA,
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- 2006, 459--496.
104
- \href{https://doi.org/10.1007/978-0-8176-4532-8_7}{doi:10.1007/978-0-8176-4532-8\_7}.
105
-
106
- \bibitem[Kis17]{Kisin2017}
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- M.~Kisin,
108
- \emph{Mod $p$ points on Shimura varieties of abelian type},
109
- J. Amer. Math. Soc. \textbf{30} (2017), no.~3, 819--914.
110
- \href{https://people.math.harvard.edu/~kisin/dvifiles/lr.pdf}{Author's version used for all locators}.
111
-
112
- \bibitem[KZ25a]{KisinZhouEarlier}
113
- M.~Kisin and R.~Zhou,
114
- \emph{Independence of $\ell$ for Frobenius conjugacy classes attached to
115
- abelian varieties},
116
- Ann. of Math. (2) \textbf{202} (2025), no.~3, 1077--1156.
117
- \href{https://doi.org/10.4007/annals.2025.202.3.3}{doi:10.4007/annals.2025.202.3.3}.
118
- \href{https://arxiv.org/abs/2103.09945v2}{arXiv:2103.09945v2} (7 October 2024).
119
- All locators refer to
120
- \href{https://arxiv.org/pdf/2103.09945v2}{arXiv:2103.09945v2}.
121
-
122
- \bibitem[KZ25b]{KisinZhou2025}
123
- M.~Kisin and R.~Zhou,
124
- \emph{Strongly compatible systems associated to semistable abelian varieties},
125
- preprint, 2025,
126
- \href{https://arxiv.org/abs/2505.02165v1}{arXiv:2505.02165v1}
127
- (deposited 4 May 2025).
128
- \href{https://arxiv.org/pdf/2505.02165v1}{PDF version used for all locators},
129
- dated 10 June 2025.
130
-
131
- \bibitem[Mar26]{Markman2026}
132
- E.~Markman,
133
- \emph{Secant sheaves and Weil classes on abelian varieties},
134
- preprint, contribution to the ICM 2026,
135
- \href{https://arxiv.org/abs/2509.23403v2}{arXiv:2509.23403v2}
136
- (11 February 2026).
137
- \href{https://arxiv.org/pdf/2509.23403v2}{Version used for all locators},
138
- dated 13 February 2026.
139
-
140
- \bibitem[Mil86]{MilneAV}
141
- J.~S.~Milne,
142
- \emph{Abelian varieties},
143
- in G.~Cornell and J.~H.~Silverman (eds.), \emph{Arithmetic Geometry}
144
- (Storrs, CT, 1984), Springer-Verlag, New York, 1986, 103--150.
145
- \href{https://doi.org/10.1007/978-1-4613-8655-1_5}{doi:10.1007/978-1-4613-8655-1\_5}.
146
- \href{https://www.jmilne.org/math/xnotes/AVs.pdf}{Corrected author's version},
147
- 2 January 2022; original theorem numbering retained.
148
-
149
- \bibitem[Mil99]{Milne1999}
150
- J.~S.~Milne,
151
- \emph{Lefschetz classes on abelian varieties},
152
- Duke Math. J. \textbf{96} (1999), no.~3, 639--675.
153
- \href{https://www.jmilne.org/math/articles/1999aP.pdf}{Author's version};
154
- \href{https://www.jmilne.org/math/articles/1999a.html}{author's correction to
155
- the proof of Theorem~5.9}.
156
-
157
- \bibitem[Mil00]{Milne2000}
158
- J.~S.~Milne,
159
- \emph{Towards a proof of the conjecture of Langlands and Rapoport},
160
- notes for a talk at the Institut Henri Poincar\'e, 28 April 2000,
161
- version dated 30 April 2000.
162
- \href{https://www.jmilne.org/math/articles/2000.pdf}{Author's notes}.
163
-
164
- \bibitem[Mil05]{MilneShimura}
165
- J.~S.~Milne,
166
- \emph{Introduction to Shimura varieties},
167
- in \emph{Harmonic Analysis, the Trace Formula, and Shimura Varieties},
168
- Clay Math. Proc. \textbf{4}, American Mathematical Society,
169
- Providence, RI, 2005, 265--378.
170
- \href{https://www.jmilne.org/math/xnotes/svi.pdf}{Author's revision},
171
- 16 September 2017; locators refer to this revision.
172
-
173
- \bibitem[Mil08a]{MilneAIM2007}
174
- J.~S.~Milne,
175
- \emph{The Tate conjecture over finite fields (AIM talk)},
176
- notes for the American Institute of Mathematics workshop, July 2007,
177
- version~2.2, 7 May 2008.
178
- \href{https://www.jmilne.org/math/articles/2007e.pdf}{Version used for all locators}.
179
-
180
- \bibitem[Mil08b]{MilneAVNotes}
181
- J.~S.~Milne,
182
- \emph{Abelian Varieties}, course notes, version~2.00, 2008, vi+166~pp.
183
- \href{https://www.jmilne.org/math/CourseNotes/AVc.pdf}{Author's course notes}.
184
-
185
- \bibitem[Mil09]{Milne2009}
186
- J.~S.~Milne,
187
- \emph{Rational Tate classes},
188
- Mosc. Math. J. \textbf{9} (2009), no.~1, 111--141.
189
- \href{https://www.jmilne.org/math/articles/2009b.pdf}{Author's version};
190
- page numbers refer to this version.
191
-
192
- \bibitem[Mil13]{MilneLEC}
193
- J.~S.~Milne,
194
- \emph{Lectures on \'{E}tale Cohomology},
195
- course notes, version~2.21, 22 March 2013.
196
- \href{https://www.jmilne.org/math/CourseNotes/LEC.pdf}{Author's notes}.
197
-
198
- \bibitem[MilANT]{MilneANT}
199
- J.~S.~Milne,
200
- \emph{Algebraic Number Theory}, course notes, version~3.08, 19 July 2020.
201
- \href{https://www.jmilne.org/math/CourseNotes/ANTc.pdf}{Author's course notes}.
202
- Locators refer to this version.
203
-
204
- \bibitem[Mil20]{Milne2020}
205
- J.~S.~Milne,
206
- \emph{Hodge classes on abelian varieties},
207
- preprint, 2020,
208
- \href{https://arxiv.org/abs/2010.08857v2}{arXiv:2010.08857v2}
209
- (11 November 2020).
210
- \href{https://arxiv.org/pdf/2010.08857v2}{Version used for all locators}.
211
-
212
- \bibitem[Mil22]{MilneAG2022}
213
- J.~S.~Milne,
214
- \emph{Algebraic Groups: The Theory of Group Schemes of Finite Type over a Field},
215
- Cambridge Studies in Advanced Mathematics \textbf{170},
216
- Cambridge University Press, Cambridge, 2017; corrected reprint, 2022.
217
- \href{https://doi.org/10.1017/9781316711736}{doi:10.1017/9781316711736}.
218
- \href{https://www.jmilne.org/math/Books/iAG2022.pdf}{Corrected 2022 version used for all locators}.
219
-
220
- \bibitem[Mil25]{Milne2025}
221
- J.~S.~Milne,
222
- \emph{Abelian motives and Shimura varieties in nonzero characteristic},
223
- preprint, version~2.2, 2 November 2025.
224
- \href{https://www.jmilne.org/math/articles/SVp.pdf}{Author's version used for all locators}.
225
-
226
- \bibitem[Moo98]{Moonen1998}
227
- B.~Moonen,
228
- \emph{Models of Shimura varieties in mixed characteristics},
229
- in A.~J.~Scholl and R.~L.~Taylor (eds.),
230
- \emph{Galois Representations in Arithmetic Algebraic Geometry}
231
- (Durham, 1996), London Math. Soc. Lecture Note Ser. \textbf{254},
232
- Cambridge University Press, Cambridge, 1998, 267--350.
233
- \href{https://doi.org/10.1017/CBO9780511662010.008}{doi:10.1017/CBO9780511662010.008}.
234
- \href{https://www.math.ru.nl/personal/bmoonen/Papers/SMCfinal.pdf}{Author's version}.
235
-
236
- \bibitem[OAI26]{OpenAICMHodge2026}
237
- OpenAI,
238
- \emph{The rational Hodge conjecture for CM abelian varieties},\newline
239
- OpenAI Math Release preprint
240
- \href{https://github.com/openai/math/blob/main/preprints/The-rational-Hodge-conjecture-for-CM-abelian-varieties-October-6-2026/paper.pdf}{OAI:The-rational-Hodge-conjecture-for-CM-abelian-varieties-October-6-2026},
241
- 2026.
242
-
243
- \bibitem[PR24]{PappasRapoport2024}
244
- G.~Pappas and M.~Rapoport,
245
- \emph{$p$-adic shtukas and the theory of global and local Shimura varieties},
246
- Camb. J. Math. \textbf{12} (2024), no.~1, 1--164.
247
- \href{https://doi.org/10.4310/CJM.2024.v12.n1.a1}{doi:10.4310/CJM.2024.v12.n1.a1}.
248
- \href{https://arxiv.org/abs/2106.08270v6}{arXiv:2106.08270v6}
249
- (26 October 2023); preprint page numbers refer to
250
- \href{https://arxiv.org/pdf/2106.08270v6}{this version}.
251
-
252
- \bibitem[Stacks]{StacksProject}
253
- The Stacks Project Authors,
254
- \emph{The Stacks Project},
255
- \href{https://stacks.math.columbia.edu/tag/0A42}{Lemma~30.28.3, Tag~0A42},
256
- accessed 23 September 2026.
257
-
258
- \bibitem[Tat67]{Tate1967}
259
- J.~T.~Tate,
260
- \emph{$p$-Divisible Groups},
261
- in T.~A.~Springer (ed.), \emph{Proceedings of a Conference on Local Fields}
262
- (Driebergen, 1966), Springer-Verlag, Berlin--Heidelberg, 1967, 158--183.
263
- \href{https://doi.org/10.1007/978-3-642-87942-5_12}{doi:10.1007/978-3-642-87942-5\_12}.
264
- \href{https://www.math.purdue.edu/~tongliu/teaching/598/p-divisible.pdf}{Original article}.
265
-
266
- \bibitem[Win97]{Wintenberger1997}
267
- J.-P.~Wintenberger,
268
- \emph{Propri\'et\'es du groupe tannakien des structures de Hodge $p$-adiques
269
- et torseur entre cohomologies cristalline et \'etale},
270
- Ann. Inst. Fourier (Grenoble) \textbf{47} (1997), no.~5, 1289--1334.
271
- \href{https://doi.org/10.5802/aif.1600}{doi:10.5802/aif.1600}.
272
- \href{https://www.numdam.org/item/10.5802/aif.1600.pdf}{Original article}.
273
-
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- \end{thebibliography}
 
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+ \begin{thebibliography}{Stacks}
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+
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+ \bibitem[And92]{Andre1992}
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+ Y.~Andr\'e,
5
+ \emph{Une remarque \`a propos des cycles de Hodge de type CM},
6
+ in S.~David (ed.), \emph{S\'eminaire de Th\'eorie des Nombres,
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+ Paris, 1989--90}, Progress in Math. \textbf{102},
8
+ Birkh\"auser Boston, Boston, MA, 1992, 1--7.
9
+
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+ \bibitem[And96]{Andre1996}
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+ Y.~Andr\'e,
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+ \emph{Pour une th\'eorie inconditionnelle des motifs},
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+ Publ. Math. Inst. Hautes \'{E}tudes Sci. \textbf{83} (1996), 5--49.
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16
+
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+ \bibitem[Bla94]{Blasius1994}
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+ D.~Blasius,
19
+ \emph{A $p$-adic property of Hodge classes on abelian varieties},
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+ in \emph{Motives} (Seattle, WA, 1991), Part~2,
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+ U.~Jannsen, S.~Kleiman, and J.-P.~Serre (eds.),
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+ Proc. Sympos. Pure Math. \textbf{55}, Part~2,
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+ \href{https://archive.mpim-bonn.mpg.de/id/eprint/3859/1/preprint_1992_59.pdf}{Author's preprint}.
26
+
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+ \bibitem[CF00]{ColmezFontaine2000}
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+ P.~Colmez and J.-M.~Fontaine,
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+ \emph{Construction des repr\'esentations $p$-adiques semi-stables},
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+ Invent. Math. \textbf{140} (2000), no.~1, 1--43.
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+ \href{https://doi.org/10.1007/s002220000042}{doi:10.1007/s002220000042}.
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33
+
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+ \bibitem[Con03]{Conrad2003}
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+ B.~Conrad,
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+ \emph{Minimal models for elliptic curves}, notes, 20 October 2003.
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+ \href{https://math.stanford.edu/~conrad/vigregroup/vigre03/minimalmodel.pdf}{Author's notes}.
38
+
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+ \bibitem[Del82]{Deligne1982}
40
+ P.~Deligne,
41
+ \emph{Hodge cycles on abelian varieties} (notes by J.~S.~Milne),
42
+ in P.~Deligne, J.~S.~Milne, A.~Ogus, and K.-y.~Shih,
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+ \emph{Hodge Cycles, Motives, and Shimura Varieties},
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+ Lecture Notes in Math. \textbf{900}, Springer-Verlag,
45
+ Berlin--New York, 1982, 9--100.
46
+ \href{https://www.jmilne.org/math/Documents/Deligne82.pdf}{Corrected online version}.
47
+
48
+ \bibitem[FR05]{FontaineRapoport2005}
49
+ J.-M.~Fontaine and M.~Rapoport,
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+ \emph{Existence de filtrations admissibles sur des isocristaux},
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+ Bull. Soc. Math. France \textbf{133} (2005), no.~1, 73--86.
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+ \href{https://doi.org/10.24033/bsmf.2479}{doi:10.24033/bsmf.2479}.
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+ \href{https://www.numdam.org/article/BSMF_2005__133_1_73_0.pdf}{Published version}.
54
+
55
+ \bibitem[GLX26]{GleasonLimXu2026}
56
+ I.~Gleason, D.~G.~Lim, and Y.~Xu,
57
+ \emph{The connected components of affine Deligne--Lusztig varieties},
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+ Invent. Math. \textbf{243} (2026), 805--861.
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+ \href{https://doi.org/10.1007/s00222-025-01386-1}{doi:10.1007/s00222-025-01386-1}.
60
+ \href{https://arxiv.org/abs/2208.07195v3}{arXiv:2208.07195v3}
61
+ (10 November 2025); preprint locators refer to
62
+ \href{https://arxiv.org/pdf/2208.07195v3}{this version}.
63
+
64
+ \bibitem[Gro71]{Grothendieck1970}
65
+ A.~Grothendieck,
66
+ \emph{Groupes de Barsotti-Tate et cristaux},
67
+ in \emph{Actes du Congr\`es International des Math\'ematiciens}
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+ (Nice, 1970), Tome~1, Gauthier-Villars, Paris, 1971, 431--436.
69
+ \href{https://webusers.imj-prg.fr/~leila.schneps/grothendieckcircle/GroupesB-T.pdf}{Original article}.
70
+
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+ \bibitem[Har08]{Hartl2008}
72
+ U.~Hartl,
73
+ \emph{On period spaces for $p$-divisible groups},
74
+ C. R. Math. Acad. Sci. Paris \textbf{346} (2008), nos.~21--22, 1123--1128.
75
+ \href{https://doi.org/10.1016/j.crma.2008.07.003}{doi:10.1016/j.crma.2008.07.003}.
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+ \href{https://comptes-rendus.academie-sciences.fr/mathematique/item/10.1016/j.crma.2008.07.003.pdf}{Published version}.
77
+
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+ \bibitem[Ill15]{IllusiePisa}
79
+ L.~Illusie,
80
+ \emph{Grothendieck at Pisa: crystals and Barsotti--Tate groups},
81
+ in U.~Zannier (ed.), \emph{Colloquium De Giorgi 2013 and 2014},
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+ Publications of the Scuola Normale Superiore \textbf{5},
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+ Edizioni della Normale, Pisa, 2015, 79--107.
84
+ \href{https://doi.org/10.1007/978-88-7642-515-8_5}{doi:10.1007/978-88-7642-515-8\_5}.
85
+ \href{https://www.imo.universite-paris-saclay.fr/~luc.illusie/Illusie-Pisa5.pdf}{Author's version}.
86
+
87
+ \bibitem[Kim12]{Kim2012}
88
+ W.~Kim,
89
+ \emph{The classification of $p$-divisible groups over $2$-adic discrete
90
+ valuation rings},
91
+ Math. Res. Lett. \textbf{19} (2012), no.~1, 121--141.
92
+ \href{https://doi.org/10.4310/MRL.2012.v19.n1.a10}{doi:10.4310/MRL.2012.v19.n1.a10}.
93
+ \href{https://arxiv.org/abs/1007.1904v3}{arXiv:1007.1904v3}
94
+ (30 December 2011); preprint locators refer to
95
+ \href{https://arxiv.org/pdf/1007.1904v3}{this version}.
96
+
97
+ \bibitem[Kis06]{Kisin2006}
98
+ M.~Kisin,
99
+ \emph{Crystalline representations and $F$-crystals},
100
+ in V.~Ginzburg (ed.), \emph{Algebraic Geometry and Number Theory:
101
+ In Honor of Vladimir Drinfeld's 50th Birthday},
102
+ Progress in Math. \textbf{253}, Birkh\"auser Boston, Boston, MA,
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+ 2006, 459--496.
104
+ \href{https://doi.org/10.1007/978-0-8176-4532-8_7}{doi:10.1007/978-0-8176-4532-8\_7}.
105
+
106
+ \bibitem[Kis17]{Kisin2017}
107
+ M.~Kisin,
108
+ \emph{Mod $p$ points on Shimura varieties of abelian type},
109
+ J. Amer. Math. Soc. \textbf{30} (2017), no.~3, 819--914.
110
+ \href{https://people.math.harvard.edu/~kisin/dvifiles/lr.pdf}{Author's version used for all locators}.
111
+
112
+ \bibitem[KZ25a]{KisinZhouEarlier}
113
+ M.~Kisin and R.~Zhou,
114
+ \emph{Independence of $\ell$ for Frobenius conjugacy classes attached to
115
+ abelian varieties},
116
+ Ann. of Math. (2) \textbf{202} (2025), no.~3, 1077--1156.
117
+ \href{https://doi.org/10.4007/annals.2025.202.3.3}{doi:10.4007/annals.2025.202.3.3}.
118
+ \href{https://arxiv.org/abs/2103.09945v2}{arXiv:2103.09945v2} (7 October 2024).
119
+ All locators refer to
120
+ \href{https://arxiv.org/pdf/2103.09945v2}{arXiv:2103.09945v2}.
121
+
122
+ \bibitem[KZ25b]{KisinZhou2025}
123
+ M.~Kisin and R.~Zhou,
124
+ \emph{Strongly compatible systems associated to semistable abelian varieties},
125
+ preprint, 2025,
126
+ \href{https://arxiv.org/abs/2505.02165v1}{arXiv:2505.02165v1}
127
+ (deposited 4 May 2025).
128
+ \href{https://arxiv.org/pdf/2505.02165v1}{PDF version used for all locators},
129
+ dated 10 June 2025.
130
+
131
+ \bibitem[Mar26]{Markman2026}
132
+ E.~Markman,
133
+ \emph{Secant sheaves and Weil classes on abelian varieties},
134
+ preprint, contribution to the ICM 2026,
135
+ \href{https://arxiv.org/abs/2509.23403v2}{arXiv:2509.23403v2}
136
+ (11 February 2026).
137
+ \href{https://arxiv.org/pdf/2509.23403v2}{Version used for all locators},
138
+ dated 13 February 2026.
139
+
140
+ \bibitem[Mil86]{MilneAV}
141
+ J.~S.~Milne,
142
+ \emph{Abelian varieties},
143
+ in G.~Cornell and J.~H.~Silverman (eds.), \emph{Arithmetic Geometry}
144
+ (Storrs, CT, 1984), Springer-Verlag, New York, 1986, 103--150.
145
+ \href{https://doi.org/10.1007/978-1-4613-8655-1_5}{doi:10.1007/978-1-4613-8655-1\_5}.
146
+ \href{https://www.jmilne.org/math/xnotes/AVs.pdf}{Corrected author's version},
147
+ 2 January 2022; original theorem numbering retained.
148
+
149
+ \bibitem[Mil99]{Milne1999}
150
+ J.~S.~Milne,
151
+ \emph{Lefschetz classes on abelian varieties},
152
+ Duke Math. J. \textbf{96} (1999), no.~3, 639--675.
153
+ \href{https://www.jmilne.org/math/articles/1999aP.pdf}{Author's version};
154
+ \href{https://www.jmilne.org/math/articles/1999a.html}{author's correction to
155
+ the proof of Theorem~5.9}.
156
+
157
+ \bibitem[Mil00]{Milne2000}
158
+ J.~S.~Milne,
159
+ \emph{Towards a proof of the conjecture of Langlands and Rapoport},
160
+ notes for a talk at the Institut Henri Poincar\'e, 28 April 2000,
161
+ version dated 30 April 2000.
162
+ \href{https://www.jmilne.org/math/articles/2000.pdf}{Author's notes}.
163
+
164
+ \bibitem[Mil05]{MilneShimura}
165
+ J.~S.~Milne,
166
+ \emph{Introduction to Shimura varieties},
167
+ in \emph{Harmonic Analysis, the Trace Formula, and Shimura Varieties},
168
+ Clay Math. Proc. \textbf{4}, American Mathematical Society,
169
+ Providence, RI, 2005, 265--378.
170
+ \href{https://www.jmilne.org/math/xnotes/svi.pdf}{Author's revision},
171
+ 16 September 2017; locators refer to this revision.
172
+
173
+ \bibitem[Mil08a]{MilneAIM2007}
174
+ J.~S.~Milne,
175
+ \emph{The Tate conjecture over finite fields (AIM talk)},
176
+ notes for the American Institute of Mathematics workshop, July 2007,
177
+ version~2.2, 7 May 2008.
178
+ \href{https://www.jmilne.org/math/articles/2007e.pdf}{Version used for all locators}.
179
+
180
+ \bibitem[Mil08b]{MilneAVNotes}
181
+ J.~S.~Milne,
182
+ \emph{Abelian Varieties}, course notes, version~2.00, 2008, vi+166~pp.
183
+ \href{https://www.jmilne.org/math/CourseNotes/AVc.pdf}{Author's course notes}.
184
+
185
+ \bibitem[Mil09]{Milne2009}
186
+ J.~S.~Milne,
187
+ \emph{Rational Tate classes},
188
+ Mosc. Math. J. \textbf{9} (2009), no.~1, 111--141.
189
+ \href{https://www.jmilne.org/math/articles/2009b.pdf}{Author's version};
190
+ page numbers refer to this version.
191
+
192
+ \bibitem[Mil13]{MilneLEC}
193
+ J.~S.~Milne,
194
+ \emph{Lectures on \'{E}tale Cohomology},
195
+ course notes, version~2.21, 22 March 2013.
196
+ \href{https://www.jmilne.org/math/CourseNotes/LEC.pdf}{Author's notes}.
197
+
198
+ \bibitem[MilANT]{MilneANT}
199
+ J.~S.~Milne,
200
+ \emph{Algebraic Number Theory}, course notes, version~3.08, 19 July 2020.
201
+ \href{https://www.jmilne.org/math/CourseNotes/ANTc.pdf}{Author's course notes}.
202
+ Locators refer to this version.
203
+
204
+ \bibitem[Mil20]{Milne2020}
205
+ J.~S.~Milne,
206
+ \emph{Hodge classes on abelian varieties},
207
+ preprint, 2020,
208
+ \href{https://arxiv.org/abs/2010.08857v2}{arXiv:2010.08857v2}
209
+ (11 November 2020).
210
+ \href{https://arxiv.org/pdf/2010.08857v2}{Version used for all locators}.
211
+
212
+ \bibitem[Mil22]{MilneAG2022}
213
+ J.~S.~Milne,
214
+ \emph{Algebraic Groups: The Theory of Group Schemes of Finite Type over a Field},
215
+ Cambridge Studies in Advanced Mathematics \textbf{170},
216
+ Cambridge University Press, Cambridge, 2017; corrected reprint, 2022.
217
+ \href{https://doi.org/10.1017/9781316711736}{doi:10.1017/9781316711736}.
218
+ \href{https://www.jmilne.org/math/Books/iAG2022.pdf}{Corrected 2022 version used for all locators}.
219
+
220
+ \bibitem[Mil25]{Milne2025}
221
+ J.~S.~Milne,
222
+ \emph{Abelian motives and Shimura varieties in nonzero characteristic},
223
+ preprint, version~2.2, 2 November 2025.
224
+ \href{https://www.jmilne.org/math/articles/SVp.pdf}{Author's version used for all locators}.
225
+
226
+ \bibitem[Moo98]{Moonen1998}
227
+ B.~Moonen,
228
+ \emph{Models of Shimura varieties in mixed characteristics},
229
+ in A.~J.~Scholl and R.~L.~Taylor (eds.),
230
+ \emph{Galois Representations in Arithmetic Algebraic Geometry}
231
+ (Durham, 1996), London Math. Soc. Lecture Note Ser. \textbf{254},
232
+ Cambridge University Press, Cambridge, 1998, 267--350.
233
+ \href{https://doi.org/10.1017/CBO9780511662010.008}{doi:10.1017/CBO9780511662010.008}.
234
+ \href{https://www.math.ru.nl/personal/bmoonen/Papers/SMCfinal.pdf}{Author's version}.
235
+
236
+ \bibitem[OAI26]{OpenAICMHodge2026}
237
+ OpenAI,
238
+ \emph{The rational Hodge conjecture for CM abelian varieties},\newline
239
+ OpenAI Math Release preprint
240
+ \href{https://github.com/openai/math/blob/main/preprints/The-rational-Hodge-conjecture-for-CM-abelian-varieties-October-6-2026/paper.pdf}{OAI:The-rational-Hodge-conjecture-for-CM-abelian-varieties-October-6-2026},
241
+ 2026.
242
+
243
+ \bibitem[PR24]{PappasRapoport2024}
244
+ G.~Pappas and M.~Rapoport,
245
+ \emph{$p$-adic shtukas and the theory of global and local Shimura varieties},
246
+ Camb. J. Math. \textbf{12} (2024), no.~1, 1--164.
247
+ \href{https://doi.org/10.4310/CJM.2024.v12.n1.a1}{doi:10.4310/CJM.2024.v12.n1.a1}.
248
+ \href{https://arxiv.org/abs/2106.08270v6}{arXiv:2106.08270v6}
249
+ (26 October 2023); preprint page numbers refer to
250
+ \href{https://arxiv.org/pdf/2106.08270v6}{this version}.
251
+
252
+ \bibitem[Stacks]{StacksProject}
253
+ The Stacks Project Authors,
254
+ \emph{The Stacks Project},
255
+ \href{https://stacks.math.columbia.edu/tag/0A42}{Lemma~30.28.3, Tag~0A42},
256
+ accessed 23 September 2026.
257
+
258
+ \bibitem[Tat67]{Tate1967}
259
+ J.~T.~Tate,
260
+ \emph{$p$-Divisible Groups},
261
+ in T.~A.~Springer (ed.), \emph{Proceedings of a Conference on Local Fields}
262
+ (Driebergen, 1966), Springer-Verlag, Berlin--Heidelberg, 1967, 158--183.
263
+ \href{https://doi.org/10.1007/978-3-642-87942-5_12}{doi:10.1007/978-3-642-87942-5\_12}.
264
+ \href{https://www.math.purdue.edu/~tongliu/teaching/598/p-divisible.pdf}{Original article}.
265
+
266
+ \bibitem[Win97]{Wintenberger1997}
267
+ J.-P.~Wintenberger,
268
+ \emph{Propri\'et\'es du groupe tannakien des structures de Hodge $p$-adiques
269
+ et torseur entre cohomologies cristalline et \'etale},
270
+ Ann. Inst. Fourier (Grenoble) \textbf{47} (1997), no.~5, 1289--1334.
271
+ \href{https://doi.org/10.5802/aif.1600}{doi:10.5802/aif.1600}.
272
+ \href{https://www.numdam.org/item/10.5802/aif.1600.pdf}{Original article}.
273
+
274
+ \end{thebibliography}
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/00_intro.tex CHANGED
@@ -1,280 +1,280 @@
1
- \section{Introduction}
2
-
3
- Suppose an abelian variety has good reduction at a prime. A rational
4
- algebraic cycle on the variety specializes to a cycle on the reduction.
5
- Its intersection with any complementary product of divisors has a rational
6
- degree, and every cycle-class realization computes that same number.
7
- Milne's rationality conjecture asks for this conclusion when the original
8
- class is only known to be a rational Hodge class. We prove it for every
9
- residue characteristic.
10
-
11
- The distinction matters because good reduction can acquire divisors that
12
- do not lift to the original variety. Deligne's absolute-Hodge theorem gives
13
- compatible realizations of the Hodge class, but does not by itself identify
14
- its pairing with these new divisors as the degree of a rational cycle.
15
- The conjecture isolates this rationality question from the stronger problem
16
- of representing the Hodge class by an algebraic cycle.
17
-
18
- Fix \(\Qbar\subset\C\), a prime \(p\), and a \(p\)-adic place \(w\)
19
- of \(\Qbar\). Write
20
- \[
21
- \F=\overline{\mathbb F}_p,\qquad
22
- \Kzero=\operatorname{Frac}W(\F),\qquad
23
- \Cw=\widehat{\Qbar}_w.
24
- \]
25
- We regard \(\Kzero\) and an algebraic closure of it as subfields of
26
- \(\Cw\). Good reduction means good reduction after descent to a number
27
- field and finite extension at the chosen place.
28
-
29
- \begin{theorem}\label{thm:main}
30
- Let \(A/\Qbar\) be an abelian variety of dimension \(d\) with good
31
- reduction \(A_0/\F\) at \(w\). Let \(0\leq r\leq d\), and let
32
- \[
33
- \gamma\in H^{2r}(A(\C),\Q(r))
34
- \]
35
- be a rational Hodge class. For every list of Cartier divisors
36
- \(D_1,\ldots,D_{d-r}\) on \(A_0\), there is a number \(q\in\Q\)
37
- such that
38
- \begin{align*}
39
- \Tr_\ell\bigl(\gamma_{0,\ell}
40
- c_{1,\ell}(D_1)\cdots c_{1,\ell}(D_{d-r})\bigr)&=q
41
- &&\text{in }\Q_\ell\quad(\ell\ne p),\\
42
- \Tr_p\bigl(\gamma_{0,p}
43
- c_{1,\mathrm{cris}}(D_1)\cdots
44
- c_{1,\mathrm{cris}}(D_{d-r})\bigr)&=q
45
- &&\text{in }\Cw.
46
- \end{align*}
47
- Here \(\gamma_{0,\ell}\) is the smooth proper specialization of the
48
- \(\ell\)-adic realization, and \(\gamma_{0,p}\) is the
49
- de Rham--crystalline specialization in
50
- \[
51
- H^{2r}_{\mathrm{cris}}(A_0/W(\F))[1/p](r)
52
- \otimes_{\Kzero}\Cw.
53
- \]
54
- The traces use the top Tate twist and send the class of a zero-cycle to
55
- its degree. If \(r=d\), the divisor product is \(1\).
56
- \end{theorem}
57
-
58
- By linearity the same conclusion holds for every rational Lefschetz class
59
- of complementary codimension, that is, every rational linear combination
60
- of products of divisors. The number \(q\) is common to all realizations
61
- for the fixed data; no comparison between different reduction places is
62
- required.
63
-
64
- \subsection{Origins and consequences}
65
-
66
- Milne introduced a weak-rationality formulation while studying the
67
- reduction of Shimura varieties and the Langlands--Rapoport conjecture
68
- \cite[Conjecture~6.1(A)]{Milne2000}. It asks that a specialized CM
69
- Hodge class whose components lie in the local spans of divisor products
70
- in every realization arise from one rational Lefschetz class.
71
- The pairing formulation appears in his
72
- AIM notes and his study of rational Tate classes
73
- \cite[Section~10]{MilneAIM2007}, \cite[Conjecture~4.1]{Milne2009}.
74
- A previous positive case is a CM abelian variety with simple ordinary
75
- reduction, together with all its powers: in that case every divisor
76
- class on the reduction lifts \cite[Example~4.2]{Milne2009}.
77
-
78
- The broader purpose is to obtain rational cohomological correspondences
79
- for abelian motives in characteristic~\(p\), compatible with reduction
80
- from characteristic zero \cite[Sections~5--6]{Milne2000}; see also
81
- \cite[Introduction and Section~2]{Milne2025}. For \(\ell\ne p\),
82
- Tate classes are twisted \(\ell\)-adic classes fixed by a power of
83
- Frobenius; there is a corresponding \(\Q_p\)-algebra of crystalline
84
- Tate classes. A \emph{good theory of rational Tate classes} chooses
85
- one graded \(\Q\)-algebra on each variety whose scalar extensions
86
- give these Tate algebras. The theory is stable under pullback and
87
- pushforward, contains divisor classes, and contains specializations of
88
- CM Hodge classes \cite[Definitions~2.1 and~3.1]{Milne2009}.
89
- These are cohomological correspondences; their definition does not
90
- assert that they are algebraic.
91
-
92
- Milne proved that the rationality assertion for all CM abelian varieties
93
- is equivalent to the existence of such a good theory on varieties over
94
- \(\F\) whose connected components are products of abelian varieties
95
- and projective spaces \cite[Theorem~4.5]{Milne2009}.
96
- Our proof also expresses each specialized Hodge class as the pullback,
97
- along a rational homomorphism of special fibers, of a specialized Hodge
98
- class from a CM abelian variety. This extends the theory's
99
- specialization property beyond the CM case.
100
- In Corollary~\ref{cor:all-hodge-specialization}, every rational
101
- Hodge class on a good-reduction abelian variety specializes to a unique
102
- class in one fixed good theory. Its crystalline component gives the
103
- stated specialization after extension to \(\Cw\).
104
-
105
- A distinct additional input gives algebraicity on the special fiber.
106
- Combining the same transport with the Hodge theorem for CM abelian
107
- varieties \cite[Theorem~1.1]{OpenAICMHodge2026},
108
- Corollary~\ref{cor:algebraic-specialization} represents each specialized
109
- Hodge class by one rational algebraic cycle in all the stated
110
- realizations. Its pairing with any complementary algebraic cycle is
111
- therefore a rational intersection number. This consequence uses the CM
112
- Hodge theorem; the proof of Theorem~\ref{thm:main} is independent of it.
113
-
114
- \subsection{The method and its antecedents}
115
-
116
- Three foundational results make this question accessible. Deligne proved
117
- that every Hodge class on an abelian variety is absolute Hodge
118
- \cite[Main Theorem~2.11]{Deligne1982}. Blasius established its compatibility
119
- with \(p\)-adic comparison \cite[Theorems~0.3 and~5.3]{Blasius1994};
120
- Moonen presents the Blasius--Wintenberger comparison theorem, with
121
- Ogus's simplification, in the perfect-residue-field form needed for
122
- the local auxiliary lifts below \cite[Theorem~5.6.3]{Moonen1998}. Milne's theory of
123
- Lefschetz classes supplies a common rational divisor algebra with perfect
124
- complementary pairing, independent of the Weil cohomology
125
- \cite[Section~5]{Milne1999}.
126
-
127
- The determinant classes used in the proof belong to the theory of Weil
128
- classes developed by Weil, Deligne and Andr\'e; see
129
- \cite[Section~4 and Endnotes~M.10--M.12]{Deligne1982}.
130
- Andr\'e's refinement of the CM reduction expresses Hodge classes by
131
- pullbacks from varieties of split Weil type \cite{Andre1992}; a detailed
132
- account is \cite[Theorem~1]{Milne2020}. We prove directly the balanced
133
- form of that reduction needed here in Lemma~\ref{lem:cm-reduction}.
134
- Balanced signatures assert equal Hodge multiplicities at conjugate
135
- embeddings; split Weil type also requires the associated Hermitian
136
- form to have a half-dimensional isotropic subspace.
137
- Andr\'e's later theory of motivated cycles establishes a broader
138
- unconditional motivic setting for abelian Hodge classes
139
- \cite[Theorem~0.6.2]{Andre1996}, without identifying them with algebraic
140
- cycles.
141
-
142
- For an imaginary quadratic field, Markman has proved algebraicity of
143
- Weil classes on abelian fourfolds of Weil type and on abelian sixfolds
144
- of split Weil type \cite[Theorem~1.2]{Markman2026}. These are
145
- characteristic-zero algebraicity results. The pairing argument here
146
- applies in arbitrary dimension and begins only with the Hodge class
147
- and its good reduction.
148
-
149
- There is also a direct antecedent for the lifting strategy. Milne asked
150
- whether a specialized CM Hodge class and a divisor could be lifted
151
- together, up to isogeny, to a CM variety, and explained the resulting
152
- rationality implication \cite[Question~10.6 and Proposition~10.7]{MilneAIM2007}.
153
- His current account gives a conditional criterion through weak lifting
154
- of Lefschetz classes on CM Weil triples and describes the reduction
155
- from general Hodge classes through CM varieties to Weil classes
156
- \cite[Introduction, Question~2.17, and Theorem~2.18]{Milne2025}.
157
- Our proof follows this general route, using two auxiliary varieties
158
- with different purposes. The
159
- first is CM; the second realizes a prescribed admissible filtration
160
- over a local field and need not be CM. The necessary realization
161
- machinery comes from Grothendieck--Serre--Tate deformation theory,
162
- Tate's extension theorem, and the integral-model and local-Shimura
163
- results of Kisin--Zhou and Pappas--Rapoport
164
- \cite{Grothendieck1970,Tate1967,KisinZhou2025,PappasRapoport2024}.
165
- For the prescribed filtration, we choose a framed local Shimura
166
- point over its admissible period and use integral uniformization;
167
- the required uniformization condition is supplied by
168
- \cite[Corollary~6.3]{GleasonLimXu2026}. We state the precise inputs
169
- where they enter and prove the connecting arguments for the
170
- prescribed flag.
171
-
172
- The contribution along this route is to construct a filtration that
173
- preserves the extra divisor and then obtain a rational divisor identity
174
- on its lift. A separate normalization by rational intersection numbers
175
- makes the tensor transports simultaneous in all realizations.
176
- Kisin--Zhou's compatibility theorem concerns Weil--Deligne
177
- representations across coefficient fields
178
- \cite[Theorem~1.2]{KisinZhou2025}; the additional issue here is the
179
- rational value of a Hodge--divisor intersection.
180
-
181
- The key step is a dichotomy for balanced Weil classes: either all the
182
- complementary Lefschetz pairings vanish, or the specialized class is
183
- itself a rational polynomial in divisors, simultaneously in every
184
- realization.
185
-
186
- \subsection{Proof overview}
187
-
188
- The proof has four stages. The order below describes the deduction;
189
- Sections~\ref{sec:transport}--\ref{sec:weil} establish its reusable
190
- constructions before Section~\ref{sec:reduction} assembles them.
191
-
192
- \paragraph{1. Transport to a CM variety.}
193
- Corollary~\ref{cor:cm-transport} constructs a CM
194
- abelian variety \(C/\Qbar\), a quasi-isogeny
195
- \(a_{\mathrm{CM}}:A_0^n\to C_0\), and a rational Hodge class
196
- \(\kappa\) such that
197
- \[
198
- \gamma_0=(a_{\mathrm{CM}}j)^*\kappa_0,
199
- \]
200
- where \(j\) includes the first factor. This is one rational algebraic homomorphism on the
201
- special fibers and one equality in every realization. Kisin--Zhou's
202
- special-point theorem supplies the CM lift
203
- \cite[Theorem~2.2.7]{KisinZhou2025}. The local tensors initially determine
204
- similitude scalars; a ratio of rational divisor intersections shows
205
- that all those scalars are the same rational number. This normalization
206
- is what transports the original rational class, rather than a separate
207
- local multiple in each cohomology theory.
208
-
209
- \paragraph{2. Reduce CM classes to balanced Weil classes.}
210
- Lemma~\ref{lem:cm-reduction} constructs rational-idempotent factors of
211
- actual powers of \(C\). Their homology has rank \(2s\) over a CM field
212
- \(E\), with signatures \((s,s)\) at every embedding, and their
213
- polarizations induce conjugation on \(E\). Their Weil classes are the
214
- rational forms whose components, after splitting \(E\), are top
215
- alternating forms on individual \(E\)-eigenspaces. Pullbacks of these
216
- Hodge classes span the given CM Hodge class over \(\Q\). Good reduction
217
- is retained. Having one rational value for each complementary
218
- Lefschetz pairing is preserved by rational pullback
219
- (Lemma~\ref{lem:pairing-functorial}). It therefore remains to prove
220
- that assertion for balanced Weil classes.
221
-
222
- \paragraph{3. Find a divisor and a compatible filtration.}
223
- For a balanced Weil variety \(Z\), let \(\dagger\) denote Rosati on its
224
- reduction and consider
225
- \[
226
- \mathcal U=\{u\in\End^0(Z_0):u^\dagger=u,\quad
227
- ue=\bar e u\text{ for all }e\in E\}.
228
- \]
229
- Proposition~\ref{prop:weil} proves a dichotomy. If \(\mathcal U\) has no
230
- invertible element, every complementary Lefschetz pairing of a
231
- specialized Weil class is zero. If it has an invertible element, the
232
- specialized Weil class is itself a simultaneous rational Lefschetz
233
- class: one rational polynomial in divisors gives its class in every
234
- realization. For the second branch, such a \(u\) supplies a divisor
235
- \(D^u\) whose alternating form is nondegenerate on each \(E\)-eigenspace.
236
- Theorem~\ref{thm:filtration} constructs a weakly admissible balanced
237
- filtration on the fixed crystalline module that preserves \(E\), \(u\),
238
- and the polarization. Generic transversality has a classical role in
239
- admissible-filtration constructions
240
- \cite[Theorem~1 and Lemmas~1.1--1.2]{FontaineRapoport2005}.
241
- Here bounded-degree avoidance makes all the constrained choices over
242
- one finite extension, and a maximality argument reduces the
243
- weak-admissibility test to subobjects stable under the endomorphisms.
244
-
245
- \paragraph{4. Lift the divisor and extract a rational identity.}
246
- The second case of Proposition~\ref{prop:transport} realizes this flag
247
- on a local auxiliary abelian variety \(B\), with a marked quasi-isogeny
248
- \(a_{\mathrm{fl}}:Z_0^m\to B_0\). The prescribed flag makes the
249
- first-summand projector, its algebraic \(E\)-action, and the transported
250
- divisor filtered. These specified algebraic maps lift to \(B\).
251
- After choosing an abstract complex realization of \(B\), polynomial
252
- coefficient extraction expresses the relevant rational Betti Weil class
253
- as a rational linear combination of divisor products
254
- (Lemma~\ref{lem:weil-divisor-span}). The same rational identity specializes
255
- in every realization. Pullback returns it to \(Z_0\), completing the
256
- case of an invertible element in the dichotomy and, through the first two stages, the
257
- main theorem.
258
-
259
- Figure~\ref{fig:two-transports} separates the two lifts and their
260
- special-fiber markings. Section~\ref{sec:preliminaries} fixes comparisons,
261
- traces, and rational pullback. Section~\ref{sec:transport} proves both
262
- transport alternatives; Section~\ref{sec:filtration} constructs the
263
- prescribed flag; Section~\ref{sec:weil} proves the balanced-Weil dichotomy;
264
- and Section~\ref{sec:reduction} proves the CM reduction and finishes the
265
- argument.
266
-
267
- \begin{figure}[tbp]
268
- \centering
269
- \input{figures/two-transports}
270
- \caption{The two uses of transport. Each lower horizontal arrow is one
271
- actual quasi-isogeny preserving the specified tensors in all
272
- realizations; the vertical arrows denote good reduction. There is no
273
- claimed map between the generic fibers. The upper construction starts
274
- from the original variety. The lower construction is applied separately
275
- to a balanced Weil variety \(Z\) arising in the CM reduction; its lift
276
- \(B\) realizes the chosen filtration \(\mathcal F_Z^{\oplus m}\) under
277
- \(a_{\mathrm{fl}}^*\). The CM and prescribed-filtration auxiliaries need
278
- not coincide.}
279
- \label{fig:two-transports}
280
- \end{figure}
 
1
+ \section{Introduction}
2
+
3
+ Suppose an abelian variety has good reduction at a prime. A rational
4
+ algebraic cycle on the variety specializes to a cycle on the reduction.
5
+ Its intersection with any complementary product of divisors has a rational
6
+ degree, and every cycle-class realization computes that same number.
7
+ Milne's rationality conjecture asks for this conclusion when the original
8
+ class is only known to be a rational Hodge class. We prove it for every
9
+ residue characteristic.
10
+
11
+ The distinction matters because good reduction can acquire divisors that
12
+ do not lift to the original variety. Deligne's absolute-Hodge theorem gives
13
+ compatible realizations of the Hodge class, but does not by itself identify
14
+ its pairing with these new divisors as the degree of a rational cycle.
15
+ The conjecture isolates this rationality question from the stronger problem
16
+ of representing the Hodge class by an algebraic cycle.
17
+
18
+ Fix \(\Qbar\subset\C\), a prime \(p\), and a \(p\)-adic place \(w\)
19
+ of \(\Qbar\). Write
20
+ \[
21
+ \F=\overline{\mathbb F}_p,\qquad
22
+ \Kzero=\operatorname{Frac}W(\F),\qquad
23
+ \Cw=\widehat{\Qbar}_w.
24
+ \]
25
+ We regard \(\Kzero\) and an algebraic closure of it as subfields of
26
+ \(\Cw\). Good reduction means good reduction after descent to a number
27
+ field and finite extension at the chosen place.
28
+
29
+ \begin{theorem}\label{thm:main}
30
+ Let \(A/\Qbar\) be an abelian variety of dimension \(d\) with good
31
+ reduction \(A_0/\F\) at \(w\). Let \(0\leq r\leq d\), and let
32
+ \[
33
+ \gamma\in H^{2r}(A(\C),\Q(r))
34
+ \]
35
+ be a rational Hodge class. For every list of Cartier divisors
36
+ \(D_1,\ldots,D_{d-r}\) on \(A_0\), there is a number \(q\in\Q\)
37
+ such that
38
+ \begin{align*}
39
+ \Tr_\ell\bigl(\gamma_{0,\ell}
40
+ c_{1,\ell}(D_1)\cdots c_{1,\ell}(D_{d-r})\bigr)&=q
41
+ &&\text{in }\Q_\ell\quad(\ell\ne p),\\
42
+ \Tr_p\bigl(\gamma_{0,p}
43
+ c_{1,\mathrm{cris}}(D_1)\cdots
44
+ c_{1,\mathrm{cris}}(D_{d-r})\bigr)&=q
45
+ &&\text{in }\Cw.
46
+ \end{align*}
47
+ Here \(\gamma_{0,\ell}\) is the smooth proper specialization of the
48
+ \(\ell\)-adic realization, and \(\gamma_{0,p}\) is the
49
+ de Rham--crystalline specialization in
50
+ \[
51
+ H^{2r}_{\mathrm{cris}}(A_0/W(\F))[1/p](r)
52
+ \otimes_{\Kzero}\Cw.
53
+ \]
54
+ The traces use the top Tate twist and send the class of a zero-cycle to
55
+ its degree. If \(r=d\), the divisor product is \(1\).
56
+ \end{theorem}
57
+
58
+ By linearity the same conclusion holds for every rational Lefschetz class
59
+ of complementary codimension, that is, every rational linear combination
60
+ of products of divisors. The number \(q\) is common to all realizations
61
+ for the fixed data; no comparison between different reduction places is
62
+ required.
63
+
64
+ \subsection{Origins and consequences}
65
+
66
+ Milne introduced a weak-rationality formulation while studying the
67
+ reduction of Shimura varieties and the Langlands--Rapoport conjecture
68
+ \cite[Conjecture~6.1(A)]{Milne2000}. It asks that a specialized CM
69
+ Hodge class whose components lie in the local spans of divisor products
70
+ in every realization arise from one rational Lefschetz class.
71
+ The pairing formulation appears in his
72
+ AIM notes and his study of rational Tate classes
73
+ \cite[Section~10]{MilneAIM2007}, \cite[Conjecture~4.1]{Milne2009}.
74
+ A previous positive case is a CM abelian variety with simple ordinary
75
+ reduction, together with all its powers: in that case every divisor
76
+ class on the reduction lifts \cite[Example~4.2]{Milne2009}.
77
+
78
+ The broader purpose is to obtain rational cohomological correspondences
79
+ for abelian motives in characteristic~\(p\), compatible with reduction
80
+ from characteristic zero \cite[Sections~5--6]{Milne2000}; see also
81
+ \cite[Introduction and Section~2]{Milne2025}. For \(\ell\ne p\),
82
+ Tate classes are twisted \(\ell\)-adic classes fixed by a power of
83
+ Frobenius; there is a corresponding \(\Q_p\)-algebra of crystalline
84
+ Tate classes. A \emph{good theory of rational Tate classes} chooses
85
+ one graded \(\Q\)-algebra on each variety whose scalar extensions
86
+ give these Tate algebras. The theory is stable under pullback and
87
+ pushforward, contains divisor classes, and contains specializations of
88
+ CM Hodge classes \cite[Definitions~2.1 and~3.1]{Milne2009}.
89
+ These are cohomological correspondences; their definition does not
90
+ assert that they are algebraic.
91
+
92
+ Milne proved that the rationality assertion for all CM abelian varieties
93
+ is equivalent to the existence of such a good theory on varieties over
94
+ \(\F\) whose connected components are products of abelian varieties
95
+ and projective spaces \cite[Theorem~4.5]{Milne2009}.
96
+ Our proof also expresses each specialized Hodge class as the pullback,
97
+ along a rational homomorphism of special fibers, of a specialized Hodge
98
+ class from a CM abelian variety. This extends the theory's
99
+ specialization property beyond the CM case.
100
+ In Corollary~\ref{cor:all-hodge-specialization}, every rational
101
+ Hodge class on a good-reduction abelian variety specializes to a unique
102
+ class in one fixed good theory. Its crystalline component gives the
103
+ stated specialization after extension to \(\Cw\).
104
+
105
+ A distinct additional input gives algebraicity on the special fiber.
106
+ Combining the same transport with the Hodge theorem for CM abelian
107
+ varieties \cite[Theorem~1.1]{OpenAICMHodge2026},
108
+ Corollary~\ref{cor:algebraic-specialization} represents each specialized
109
+ Hodge class by one rational algebraic cycle in all the stated
110
+ realizations. Its pairing with any complementary algebraic cycle is
111
+ therefore a rational intersection number. This consequence uses the CM
112
+ Hodge theorem; the proof of Theorem~\ref{thm:main} is independent of it.
113
+
114
+ \subsection{The method and its antecedents}
115
+
116
+ Three foundational results make this question accessible. Deligne proved
117
+ that every Hodge class on an abelian variety is absolute Hodge
118
+ \cite[Main Theorem~2.11]{Deligne1982}. Blasius established its compatibility
119
+ with \(p\)-adic comparison \cite[Theorems~0.3 and~5.3]{Blasius1994};
120
+ Moonen presents the Blasius--Wintenberger comparison theorem, with
121
+ Ogus's simplification, in the perfect-residue-field form needed for
122
+ the local auxiliary lifts below \cite[Theorem~5.6.3]{Moonen1998}. Milne's theory of
123
+ Lefschetz classes supplies a common rational divisor algebra with perfect
124
+ complementary pairing, independent of the Weil cohomology
125
+ \cite[Section~5]{Milne1999}.
126
+
127
+ The determinant classes used in the proof belong to the theory of Weil
128
+ classes developed by Weil, Deligne and Andr\'e; see
129
+ \cite[Section~4 and Endnotes~M.10--M.12]{Deligne1982}.
130
+ Andr\'e's refinement of the CM reduction expresses Hodge classes by
131
+ pullbacks from varieties of split Weil type \cite{Andre1992}; a detailed
132
+ account is \cite[Theorem~1]{Milne2020}. We prove directly the balanced
133
+ form of that reduction needed here in Lemma~\ref{lem:cm-reduction}.
134
+ Balanced signatures assert equal Hodge multiplicities at conjugate
135
+ embeddings; split Weil type also requires the associated Hermitian
136
+ form to have a half-dimensional isotropic subspace.
137
+ Andr\'e's later theory of motivated cycles establishes a broader
138
+ unconditional motivic setting for abelian Hodge classes
139
+ \cite[Theorem~0.6.2]{Andre1996}, without identifying them with algebraic
140
+ cycles.
141
+
142
+ For an imaginary quadratic field, Markman has proved algebraicity of
143
+ Weil classes on abelian fourfolds of Weil type and on abelian sixfolds
144
+ of split Weil type \cite[Theorem~1.2]{Markman2026}. These are
145
+ characteristic-zero algebraicity results. The pairing argument here
146
+ applies in arbitrary dimension and begins only with the Hodge class
147
+ and its good reduction.
148
+
149
+ There is also a direct antecedent for the lifting strategy. Milne asked
150
+ whether a specialized CM Hodge class and a divisor could be lifted
151
+ together, up to isogeny, to a CM variety, and explained the resulting
152
+ rationality implication \cite[Question~10.6 and Proposition~10.7]{MilneAIM2007}.
153
+ His current account gives a conditional criterion through weak lifting
154
+ of Lefschetz classes on CM Weil triples and describes the reduction
155
+ from general Hodge classes through CM varieties to Weil classes
156
+ \cite[Introduction, Question~2.17, and Theorem~2.18]{Milne2025}.
157
+ Our proof follows this general route, using two auxiliary varieties
158
+ with different purposes. The
159
+ first is CM; the second realizes a prescribed admissible filtration
160
+ over a local field and need not be CM. The necessary realization
161
+ machinery comes from Grothendieck--Serre--Tate deformation theory,
162
+ Tate's extension theorem, and the integral-model and local-Shimura
163
+ results of Kisin--Zhou and Pappas--Rapoport
164
+ \cite{Grothendieck1970,Tate1967,KisinZhou2025,PappasRapoport2024}.
165
+ For the prescribed filtration, we choose a framed local Shimura
166
+ point over its admissible period and use integral uniformization;
167
+ the required uniformization condition is supplied by
168
+ \cite[Corollary~6.3]{GleasonLimXu2026}. We state the precise inputs
169
+ where they enter and prove the connecting arguments for the
170
+ prescribed flag.
171
+
172
+ The contribution along this route is to construct a filtration that
173
+ preserves the extra divisor and then obtain a rational divisor identity
174
+ on its lift. A separate normalization by rational intersection numbers
175
+ makes the tensor transports simultaneous in all realizations.
176
+ Kisin--Zhou's compatibility theorem concerns Weil--Deligne
177
+ representations across coefficient fields
178
+ \cite[Theorem~1.2]{KisinZhou2025}; the additional issue here is the
179
+ rational value of a Hodge--divisor intersection.
180
+
181
+ The key step is a dichotomy for balanced Weil classes: either all the
182
+ complementary Lefschetz pairings vanish, or the specialized class is
183
+ itself a rational polynomial in divisors, simultaneously in every
184
+ realization.
185
+
186
+ \subsection{Proof overview}
187
+
188
+ The proof has four stages. The order below describes the deduction;
189
+ Sections~\ref{sec:transport}--\ref{sec:weil} establish its reusable
190
+ constructions before Section~\ref{sec:reduction} assembles them.
191
+
192
+ \paragraph{1. Transport to a CM variety.}
193
+ Corollary~\ref{cor:cm-transport} constructs a CM
194
+ abelian variety \(C/\Qbar\), a quasi-isogeny
195
+ \(a_{\mathrm{CM}}:A_0^n\to C_0\), and a rational Hodge class
196
+ \(\kappa\) such that
197
+ \[
198
+ \gamma_0=(a_{\mathrm{CM}}j)^*\kappa_0,
199
+ \]
200
+ where \(j\) includes the first factor. This is one rational algebraic homomorphism on the
201
+ special fibers and one equality in every realization. Kisin--Zhou's
202
+ special-point theorem supplies the CM lift
203
+ \cite[Theorem~2.2.7]{KisinZhou2025}. The local tensors initially determine
204
+ similitude scalars; a ratio of rational divisor intersections shows
205
+ that all those scalars are the same rational number. This normalization
206
+ is what transports the original rational class, rather than a separate
207
+ local multiple in each cohomology theory.
208
+
209
+ \paragraph{2. Reduce CM classes to balanced Weil classes.}
210
+ Lemma~\ref{lem:cm-reduction} constructs rational-idempotent factors of
211
+ actual powers of \(C\). Their homology has rank \(2s\) over a CM field
212
+ \(E\), with signatures \((s,s)\) at every embedding, and their
213
+ polarizations induce conjugation on \(E\). Their Weil classes are the
214
+ rational forms whose components, after splitting \(E\), are top
215
+ alternating forms on individual \(E\)-eigenspaces. Pullbacks of these
216
+ Hodge classes span the given CM Hodge class over \(\Q\). Good reduction
217
+ is retained. Having one rational value for each complementary
218
+ Lefschetz pairing is preserved by rational pullback
219
+ (Lemma~\ref{lem:pairing-functorial}). It therefore remains to prove
220
+ that assertion for balanced Weil classes.
221
+
222
+ \paragraph{3. Find a divisor and a compatible filtration.}
223
+ For a balanced Weil variety \(Z\), let \(\dagger\) denote Rosati on its
224
+ reduction and consider
225
+ \[
226
+ \mathcal U=\{u\in\End^0(Z_0):u^\dagger=u,\quad
227
+ ue=\bar e u\text{ for all }e\in E\}.
228
+ \]
229
+ Proposition~\ref{prop:weil} proves a dichotomy. If \(\mathcal U\) has no
230
+ invertible element, every complementary Lefschetz pairing of a
231
+ specialized Weil class is zero. If it has an invertible element, the
232
+ specialized Weil class is itself a simultaneous rational Lefschetz
233
+ class: one rational polynomial in divisors gives its class in every
234
+ realization. For the second branch, such a \(u\) supplies a divisor
235
+ \(D^u\) whose alternating form is nondegenerate on each \(E\)-eigenspace.
236
+ Theorem~\ref{thm:filtration} constructs a weakly admissible balanced
237
+ filtration on the fixed crystalline module that preserves \(E\), \(u\),
238
+ and the polarization. Generic transversality has a classical role in
239
+ admissible-filtration constructions
240
+ \cite[Theorem~1 and Lemmas~1.1--1.2]{FontaineRapoport2005}.
241
+ Here bounded-degree avoidance makes all the constrained choices over
242
+ one finite extension, and a maximality argument reduces the
243
+ weak-admissibility test to subobjects stable under the endomorphisms.
244
+
245
+ \paragraph{4. Lift the divisor and extract a rational identity.}
246
+ The second case of Proposition~\ref{prop:transport} realizes this flag
247
+ on a local auxiliary abelian variety \(B\), with a marked quasi-isogeny
248
+ \(a_{\mathrm{fl}}:Z_0^m\to B_0\). The prescribed flag makes the
249
+ first-summand projector, its algebraic \(E\)-action, and the transported
250
+ divisor filtered. These specified algebraic maps lift to \(B\).
251
+ After choosing an abstract complex realization of \(B\), polynomial
252
+ coefficient extraction expresses the relevant rational Betti Weil class
253
+ as a rational linear combination of divisor products
254
+ (Lemma~\ref{lem:weil-divisor-span}). The same rational identity specializes
255
+ in every realization. Pullback returns it to \(Z_0\), completing the
256
+ case of an invertible element in the dichotomy and, through the first two stages, the
257
+ main theorem.
258
+
259
+ Figure~\ref{fig:two-transports} separates the two lifts and their
260
+ special-fiber markings. Section~\ref{sec:preliminaries} fixes comparisons,
261
+ traces, and rational pullback. Section~\ref{sec:transport} proves both
262
+ transport alternatives; Section~\ref{sec:filtration} constructs the
263
+ prescribed flag; Section~\ref{sec:weil} proves the balanced-Weil dichotomy;
264
+ and Section~\ref{sec:reduction} proves the CM reduction and finishes the
265
+ argument.
266
+
267
+ \begin{figure}[tbp]
268
+ \centering
269
+ \input{figures/two-transports}
270
+ \caption{The two uses of transport. Each lower horizontal arrow is one
271
+ actual quasi-isogeny preserving the specified tensors in all
272
+ realizations; the vertical arrows denote good reduction. There is no
273
+ claimed map between the generic fibers. The upper construction starts
274
+ from the original variety. The lower construction is applied separately
275
+ to a balanced Weil variety \(Z\) arising in the CM reduction; its lift
276
+ \(B\) realizes the chosen filtration \(\mathcal F_Z^{\oplus m}\) under
277
+ \(a_{\mathrm{fl}}^*\). The CM and prescribed-filtration auxiliaries need
278
+ not coincide.}
279
+ \label{fig:two-transports}
280
+ \end{figure}
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/01_preliminaries.tex CHANGED
@@ -1,227 +1,227 @@
1
- \section{Comparisons and rational Lefschetz classes}
2
- \label{sec:preliminaries}
3
-
4
- We first put the realizations in Theorem~\ref{thm:main} in a common
5
- notation and formulate its conclusion as a property of cohomology classes.
6
- The essential functorial fact is that this property is preserved by rational
7
- pullback. We also record the criterion that will lift an additional divisor
8
- once a suitable Hodge filtration has been realized.
9
-
10
- We work in the category of abelian varieties up to isogeny. Thus
11
- \(\Hom^0(X,Y)=\Hom(X,Y)\otimes_\Z\Q\), and divisors may have rational
12
- coefficients. Pullback by a rational homomorphism is defined on \(H^1\)
13
- and extended to its exterior algebra. If \(Nf\) is an actual homomorphism,
14
- then on \(H^{2r}\)
15
- \begin{equation}\label{eq:rational-pullback}
16
- f^*=N^{-2r}(Nf)^*.
17
- \end{equation}
18
- This convention is the same in all realizations.
19
-
20
- For an abelian variety \(X/\F\), set
21
- \[
22
- k_\ell=\Q_\ell\quad(\ell\ne p),\qquad k_p=\Cw,
23
- \]
24
- and write \(H_v^{2r}(X)(r)\) for its \(\ell\)-adic cohomology if
25
- \(v=\ell\ne p\), and for crystalline cohomology extended to \(\Cw\)
26
- if \(v=p\). Cup products will usually be written without a cup symbol.
27
- All trace maps and divisor classes have their cycle-class normalizations.
28
- The Betti Tate line \(\Q(r)\) supplies the twists in the other
29
- realizations through comparison. Thus \(\Tr_v\) is the trace on top
30
- cohomology with its top Tate twist and sends the class of a zero-cycle to
31
- its degree. For a good-reduction lift, \(\gamma_{0,\ell}\) denotes
32
- smooth proper specialization of its absolute-Hodge realization, and
33
- \(\gamma_{0,p}\) denotes de Rham--crystalline specialization extended
34
- from \(\Kzero\) to \(\Cw\). We keep first crystalline cohomology
35
- over \(\Kzero\) when constructing filtrations, and specify each
36
- extension of the filtration field separately.
37
-
38
- We use the exterior-algebra description of abelian cohomology and
39
- faithfulness of rational homomorphisms on \(H^1\); see
40
- \cite[Theorems~12.5 and~15.1]{MilneAV} for the prime-to-characteristic
41
- realizations. The uniform Weil-cohomology formalism, including
42
- crystalline cohomology, exterior powers, cycle-normalized traces and
43
- the projection formula, is set out in
44
- \cite[Section~1 and Appendix, Proposition~(A.2)]{Milne1999}. Smooth
45
- proper specialization away from \(p\) is
46
- \cite[Theorem~20.4]{MilneLEC}.
47
-
48
- \subsection{Comparison of Hodge tensors}
49
-
50
- \begin{lemma}\label{lem:comparison}
51
- For an abelian variety with good reduction, the realizations of an
52
- absolute Hodge class are compatible with the de Rham and crystalline
53
- comparison isomorphisms. In particular, the \(p\)-adic crystalline tensor
54
- obtained from its \(p\)-adic \'etale realization agrees, after extension of
55
- scalars, with the de Rham--crystalline realization in
56
- Theorem~\ref{thm:main}. These compatibilities respect tensor operations,
57
- duals, Tate twists, divisor classes, and rational homomorphisms.
58
-
59
- The same assertion applies to auxiliary abelian varieties with good
60
- reduction over a finite extension of \(\Kzero\), using a complex
61
- embedding of an algebraic closure of their field of definition.
62
- \end{lemma}
63
-
64
- \begin{proof}
65
- For abelian varieties over \(\Qbar\), Deligne's absolute-Hodge theorem
66
- \cite[Main Theorem~2.11]{Deligne1982} and Blasius's comparison theorem
67
- \cite[Theorems~0.3 and~5.3]{Blasius1994} give the assertion. The
68
- compatibility of the crystalline comparison with the de Rham comparison
69
- is part of \cite[\S5.1]{Blasius1994}. The formulation for a complete
70
- mixed-characteristic discrete valuation ring with perfect residue field
71
- is given in \cite[Theorem~5.6.3]{Moonen1998}; the paragraph following
72
- that theorem explains removal of the number-field hypothesis. A finite
73
- extension of \(\Kzero\) is within that scope. The stated functorialities
74
- are those of the comparison isomorphisms.
75
- \end{proof}
76
-
77
- An abstract complex embedding used here need not be continuous. To see
78
- that it can be chosen compatibly with \(\Qbar\subset\C\), take a
79
- transcendence basis of \(\overline{\Kzero}/\Qbar\), embed it in a
80
- transcendence basis of \(\C/\Qbar\), and extend algebraically. The
81
- cardinalities permit this construction. No descent of a general
82
- auxiliary lift to \(\Qbar\) is inferred.
83
-
84
- \subsection{The common rational Lefschetz space}
85
-
86
- Let \(\Lef^r(X)\) be the space of rational polynomial expressions in
87
- divisors of codimension \(r\), modulo numerical equivalence. We use the
88
- following established properties:
89
- \begin{enumerate}[label=(\roman*)]
90
- \item its cycle map is injective, and
91
- \(\Lef^r(X)\otimes_\Q k_v\) is the divisor-generated subspace of
92
- \(H_v^{2r}(X)(r)\);
93
- \item intersection and degree give a perfect pairing
94
- \[
95
- \Lef^r(X)\times\Lef^{\dim X-r}(X)\longrightarrow\Q;
96
- \]
97
- \item pushforward by a homomorphism of abelian varieties preserves the
98
- divisor-generated subspaces in each realization;
99
- \item hard Lefschetz and its inverse restrict to these subspaces.
100
- \end{enumerate}
101
- These are \cite[Proposition~5.2, Corollaries~5.3 and~5.5,
102
- Theorem~5.9]{Milne1999}, with the author's correction to the proof of
103
- Theorem~5.9. Crystalline cohomology is included. Extension of its
104
- coefficient field to \(\Cw\) preserves these statements. We call the
105
- tuple of realizations of a fixed element of \(\Lef^r(X)\) a
106
- \emph{simultaneous rational Lefschetz class}.
107
-
108
- \begin{definition}
109
- A tuple \(\alpha=(\alpha_v)_v\), with
110
- \(\alpha_v\in H_v^{2r}(X)(r)\), has the \emph{Lefschetz pairing
111
- property} if, for every \(\delta\in\Lef^{\dim X-r}(X)\), the numbers
112
- \(\Tr_v(\alpha_v\delta_v)\) are the images of one number in \(\Q\).
113
- \end{definition}
114
-
115
- Simultaneous rational algebraic classes have this property, by the
116
- intersection formula. The property is closed under rational linear
117
- combinations. We shall need the following additional closure property.
118
-
119
- \begin{lemma}\label{lem:pairing-functorial}
120
- If \(\alpha\) has the Lefschetz pairing property on \(Y\) and
121
- \(f\in\Hom^0(X,Y)\), then \(f^*\alpha\) has that property on \(X\).
122
- \end{lemma}
123
-
124
- \begin{proof}
125
- If \(r>\dim Y\), the input class is zero; if \(r>\dim X\),
126
- its pullback is zero. We may therefore suppose that \(f\) is an actual
127
- homomorphism and \(r\leq\min(\dim X,\dim Y)\).
128
- For \(\delta\in\Lef^{\dim X-r}(X)\), the class \(f_*\delta_v\)
129
- lies in the Lefschetz subspace of codimension \(\dim Y-r\) in every
130
- realization. Choose rational bases \(a_i\) of
131
- \(\Lef^{\dim Y-r}(Y)\) and \(b_j\) of \(\Lef^r(Y)\). The matrix
132
- \(M_{ij}=\deg(a_i b_j)\) is an invertible rational matrix. If
133
- \(f_*\delta_v=\sum_i c_{i,v}(a_i)_v\), the projection formula gives
134
- \[
135
- \sum_i c_{i,v}M_{ij}=\deg(\delta f^*b_j).
136
- \]
137
- The right side is a rational number independent of \(v\). Solving this
138
- one rational system shows that \(c_{i,v}=c_i\in\Q\) for every \(v\).
139
- Thus \(f_*\delta\) is simultaneous rational Lefschetz. Applying the
140
- projection formula once more proves the assertion. For rational \(f\),
141
- use \eqref{eq:rational-pullback}.
142
- \end{proof}
143
-
144
- \subsection{Lifting a prescribed rational homomorphism}
145
-
146
- The second transport construction will produce an abelian lift with a
147
- chosen Hodge filtration. The following criterion then lifts the algebraic
148
- projector, field action, and divisor already specified on its special fiber.
149
- Its input is a rational algebraic homomorphism, rather than an arbitrary
150
- map between cohomology spaces.
151
-
152
- In the next lemma \(R\) is a complete mixed-characteristic discrete
153
- valuation ring finite over \(W(\F)\), with fraction field \(K\).
154
- For an abelian scheme \(\mathcal X/R\), the Hodge filtration is regarded
155
- as a filtration of
156
- \(H^1_{\mathrm{cris}}(X_0/W(\F))[1/p]\otimes_{\Kzero}K\).
157
-
158
- \begin{lemma}\label{lem:lift-hom}
159
- Let \(\mathcal X,\mathcal Y\) be abelian schemes over \(R\), with
160
- special fibers \(X_0,Y_0\), and let
161
- \(f_0\in\Hom^0(X_0,Y_0)\). If its contravariant crystalline map
162
- preserves the Hodge filtrations, then \(f_0\) lifts uniquely to a
163
- rational homomorphism \(\mathcal X\to\mathcal Y\).
164
-
165
- In particular, a symmetric rational homomorphism \(X_0\to X_0^\vee\)
166
- with this property lifts to a rational divisor class on the generic
167
- fiber. Algebraic identities among finitely many such lifted maps remain
168
- valid.
169
- \end{lemma}
170
-
171
- \begin{proof}
172
- The crystalline map already commutes with Frobenius. Full faithfulness
173
- for rational filtered Dieudonn\'e modules gives a rational morphism of
174
- the associated \(p\)-divisible groups; see
175
- \cite{Grothendieck1970} and the perfect-residue-field formulation in
176
- \cite[\S4.2(v)]{IllusiePisa}. Equivalently, crystalline comparison first
177
- gives the rational map on Tate modules. Multiply by an integer \(N\)
178
- that clears both its Tate-lattice denominator and the denominator of
179
- \(f_0\). Tate's extension theorem
180
- \cite[Theorem~4]{Tate1967} extends the resulting integral generic-fiber
181
- map of \(p\)-divisible groups over \(R\). Faithfulness of the
182
- special-fiber Dieudonn\'e functor identifies its reduction with the
183
- map induced by \(Nf_0\). Here equality after inverting \(p\) is
184
- already equality of integral maps, because the integral Dieudonn\'e
185
- modules are torsion free. The integer \(N\) is fixed for the remainder
186
- of the construction.
187
-
188
- The specified-map form of Serre--Tate deformation theory now gives a
189
- lift over each \(R/\mathfrak m_R^n\)
190
- \cite[p.~432]{Grothendieck1970}. One can also deduce it from the
191
- fixed-object formulation \cite[Theorem~2.3.3]{IllusiePisa} as follows.
192
- On \(X_0\times Y_0\) form the shear
193
- \(s_0(x,y)=(x,y+Nf_0(x))\). The lifted \(p\)-divisible-group map gives
194
- the same shear on the product \(p\)-divisible group. View the existing
195
- product deformation with two special-fiber markings differing by
196
- \(s_0\). Full faithfulness lifts the shear to an algebraic isomorphism
197
- between these marked deformations; its second component restricted to
198
- \(X\) lifts \(Nf_0\). Uniqueness makes these maps compatible at every
199
- finite order.
200
-
201
- Formal existence algebraizes the resulting formal map
202
- \cite[Tag~0A42]{StacksProject}: its source is proper over the complete
203
- noetherian ring \(R\), and its target is separated and of finite type.
204
- Dividing by the fixed \(N\) gives the desired rational lift. Rigidity
205
- gives uniqueness and injectivity of specialization on rational
206
- homomorphisms \cite[Proposition~20.1 and Corollary~20.2]{MilneAV}.
207
-
208
- If \(f_0\) is symmetric, injectivity shows that its lift is symmetric.
209
- The usual identification
210
- \[
211
- \NS(X_K)\otimes\Q
212
- \simeq\Hom(X_K,X_K^\vee)^{\mathrm{sym}}\otimes\Q
213
- \]
214
- gives the rational divisor class, after a finite extension if
215
- necessary \cite[Proposition~17.2]{MilneAV}. Finally an identity between the maps specializes to the
216
- given identity, so injectivity proves it upstairs as well.
217
- \end{proof}
218
-
219
- Only prescribed rational algebraic maps on the special fiber are being
220
- lifted in Lemma~\ref{lem:lift-hom}. An arbitrary \(\Q_p\)-linear map of
221
- \(p\)-divisible groups is not asserted to be a rational algebraic map.
222
- We also use the extension of generic-fiber homomorphisms between abelian
223
- schemes over a discrete valuation ring: their N\'eron mapping property
224
- extends such a homomorphism uniquely over the base
225
- \cite[Definition~5.1 and Example~5.3]{Conrad2003}. Clearing one
226
- rational denominator therefore makes specialization of these maps
227
- well defined.
 
1
+ \section{Comparisons and rational Lefschetz classes}
2
+ \label{sec:preliminaries}
3
+
4
+ We first put the realizations in Theorem~\ref{thm:main} in a common
5
+ notation and formulate its conclusion as a property of cohomology classes.
6
+ The essential functorial fact is that this property is preserved by rational
7
+ pullback. We also record the criterion that will lift an additional divisor
8
+ once a suitable Hodge filtration has been realized.
9
+
10
+ We work in the category of abelian varieties up to isogeny. Thus
11
+ \(\Hom^0(X,Y)=\Hom(X,Y)\otimes_\Z\Q\), and divisors may have rational
12
+ coefficients. Pullback by a rational homomorphism is defined on \(H^1\)
13
+ and extended to its exterior algebra. If \(Nf\) is an actual homomorphism,
14
+ then on \(H^{2r}\)
15
+ \begin{equation}\label{eq:rational-pullback}
16
+ f^*=N^{-2r}(Nf)^*.
17
+ \end{equation}
18
+ This convention is the same in all realizations.
19
+
20
+ For an abelian variety \(X/\F\), set
21
+ \[
22
+ k_\ell=\Q_\ell\quad(\ell\ne p),\qquad k_p=\Cw,
23
+ \]
24
+ and write \(H_v^{2r}(X)(r)\) for its \(\ell\)-adic cohomology if
25
+ \(v=\ell\ne p\), and for crystalline cohomology extended to \(\Cw\)
26
+ if \(v=p\). Cup products will usually be written without a cup symbol.
27
+ All trace maps and divisor classes have their cycle-class normalizations.
28
+ The Betti Tate line \(\Q(r)\) supplies the twists in the other
29
+ realizations through comparison. Thus \(\Tr_v\) is the trace on top
30
+ cohomology with its top Tate twist and sends the class of a zero-cycle to
31
+ its degree. For a good-reduction lift, \(\gamma_{0,\ell}\) denotes
32
+ smooth proper specialization of its absolute-Hodge realization, and
33
+ \(\gamma_{0,p}\) denotes de Rham--crystalline specialization extended
34
+ from \(\Kzero\) to \(\Cw\). We keep first crystalline cohomology
35
+ over \(\Kzero\) when constructing filtrations, and specify each
36
+ extension of the filtration field separately.
37
+
38
+ We use the exterior-algebra description of abelian cohomology and
39
+ faithfulness of rational homomorphisms on \(H^1\); see
40
+ \cite[Theorems~12.5 and~15.1]{MilneAV} for the prime-to-characteristic
41
+ realizations. The uniform Weil-cohomology formalism, including
42
+ crystalline cohomology, exterior powers, cycle-normalized traces and
43
+ the projection formula, is set out in
44
+ \cite[Section~1 and Appendix, Proposition~(A.2)]{Milne1999}. Smooth
45
+ proper specialization away from \(p\) is
46
+ \cite[Theorem~20.4]{MilneLEC}.
47
+
48
+ \subsection{Comparison of Hodge tensors}
49
+
50
+ \begin{lemma}\label{lem:comparison}
51
+ For an abelian variety with good reduction, the realizations of an
52
+ absolute Hodge class are compatible with the de Rham and crystalline
53
+ comparison isomorphisms. In particular, the \(p\)-adic crystalline tensor
54
+ obtained from its \(p\)-adic \'etale realization agrees, after extension of
55
+ scalars, with the de Rham--crystalline realization in
56
+ Theorem~\ref{thm:main}. These compatibilities respect tensor operations,
57
+ duals, Tate twists, divisor classes, and rational homomorphisms.
58
+
59
+ The same assertion applies to auxiliary abelian varieties with good
60
+ reduction over a finite extension of \(\Kzero\), using a complex
61
+ embedding of an algebraic closure of their field of definition.
62
+ \end{lemma}
63
+
64
+ \begin{proof}
65
+ For abelian varieties over \(\Qbar\), Deligne's absolute-Hodge theorem
66
+ \cite[Main Theorem~2.11]{Deligne1982} and Blasius's comparison theorem
67
+ \cite[Theorems~0.3 and~5.3]{Blasius1994} give the assertion. The
68
+ compatibility of the crystalline comparison with the de Rham comparison
69
+ is part of \cite[\S5.1]{Blasius1994}. The formulation for a complete
70
+ mixed-characteristic discrete valuation ring with perfect residue field
71
+ is given in \cite[Theorem~5.6.3]{Moonen1998}; the paragraph following
72
+ that theorem explains removal of the number-field hypothesis. A finite
73
+ extension of \(\Kzero\) is within that scope. The stated functorialities
74
+ are those of the comparison isomorphisms.
75
+ \end{proof}
76
+
77
+ An abstract complex embedding used here need not be continuous. To see
78
+ that it can be chosen compatibly with \(\Qbar\subset\C\), take a
79
+ transcendence basis of \(\overline{\Kzero}/\Qbar\), embed it in a
80
+ transcendence basis of \(\C/\Qbar\), and extend algebraically. The
81
+ cardinalities permit this construction. No descent of a general
82
+ auxiliary lift to \(\Qbar\) is inferred.
83
+
84
+ \subsection{The common rational Lefschetz space}
85
+
86
+ Let \(\Lef^r(X)\) be the space of rational polynomial expressions in
87
+ divisors of codimension \(r\), modulo numerical equivalence. We use the
88
+ following established properties:
89
+ \begin{enumerate}[label=(\roman*)]
90
+ \item its cycle map is injective, and
91
+ \(\Lef^r(X)\otimes_\Q k_v\) is the divisor-generated subspace of
92
+ \(H_v^{2r}(X)(r)\);
93
+ \item intersection and degree give a perfect pairing
94
+ \[
95
+ \Lef^r(X)\times\Lef^{\dim X-r}(X)\longrightarrow\Q;
96
+ \]
97
+ \item pushforward by a homomorphism of abelian varieties preserves the
98
+ divisor-generated subspaces in each realization;
99
+ \item hard Lefschetz and its inverse restrict to these subspaces.
100
+ \end{enumerate}
101
+ These are \cite[Proposition~5.2, Corollaries~5.3 and~5.5,
102
+ Theorem~5.9]{Milne1999}, with the author's correction to the proof of
103
+ Theorem~5.9. Crystalline cohomology is included. Extension of its
104
+ coefficient field to \(\Cw\) preserves these statements. We call the
105
+ tuple of realizations of a fixed element of \(\Lef^r(X)\) a
106
+ \emph{simultaneous rational Lefschetz class}.
107
+
108
+ \begin{definition}
109
+ A tuple \(\alpha=(\alpha_v)_v\), with
110
+ \(\alpha_v\in H_v^{2r}(X)(r)\), has the \emph{Lefschetz pairing
111
+ property} if, for every \(\delta\in\Lef^{\dim X-r}(X)\), the numbers
112
+ \(\Tr_v(\alpha_v\delta_v)\) are the images of one number in \(\Q\).
113
+ \end{definition}
114
+
115
+ Simultaneous rational algebraic classes have this property, by the
116
+ intersection formula. The property is closed under rational linear
117
+ combinations. We shall need the following additional closure property.
118
+
119
+ \begin{lemma}\label{lem:pairing-functorial}
120
+ If \(\alpha\) has the Lefschetz pairing property on \(Y\) and
121
+ \(f\in\Hom^0(X,Y)\), then \(f^*\alpha\) has that property on \(X\).
122
+ \end{lemma}
123
+
124
+ \begin{proof}
125
+ If \(r>\dim Y\), the input class is zero; if \(r>\dim X\),
126
+ its pullback is zero. We may therefore suppose that \(f\) is an actual
127
+ homomorphism and \(r\leq\min(\dim X,\dim Y)\).
128
+ For \(\delta\in\Lef^{\dim X-r}(X)\), the class \(f_*\delta_v\)
129
+ lies in the Lefschetz subspace of codimension \(\dim Y-r\) in every
130
+ realization. Choose rational bases \(a_i\) of
131
+ \(\Lef^{\dim Y-r}(Y)\) and \(b_j\) of \(\Lef^r(Y)\). The matrix
132
+ \(M_{ij}=\deg(a_i b_j)\) is an invertible rational matrix. If
133
+ \(f_*\delta_v=\sum_i c_{i,v}(a_i)_v\), the projection formula gives
134
+ \[
135
+ \sum_i c_{i,v}M_{ij}=\deg(\delta f^*b_j).
136
+ \]
137
+ The right side is a rational number independent of \(v\). Solving this
138
+ one rational system shows that \(c_{i,v}=c_i\in\Q\) for every \(v\).
139
+ Thus \(f_*\delta\) is simultaneous rational Lefschetz. Applying the
140
+ projection formula once more proves the assertion. For rational \(f\),
141
+ use \eqref{eq:rational-pullback}.
142
+ \end{proof}
143
+
144
+ \subsection{Lifting a prescribed rational homomorphism}
145
+
146
+ The second transport construction will produce an abelian lift with a
147
+ chosen Hodge filtration. The following criterion then lifts the algebraic
148
+ projector, field action, and divisor already specified on its special fiber.
149
+ Its input is a rational algebraic homomorphism, rather than an arbitrary
150
+ map between cohomology spaces.
151
+
152
+ In the next lemma \(R\) is a complete mixed-characteristic discrete
153
+ valuation ring finite over \(W(\F)\), with fraction field \(K\).
154
+ For an abelian scheme \(\mathcal X/R\), the Hodge filtration is regarded
155
+ as a filtration of
156
+ \(H^1_{\mathrm{cris}}(X_0/W(\F))[1/p]\otimes_{\Kzero}K\).
157
+
158
+ \begin{lemma}\label{lem:lift-hom}
159
+ Let \(\mathcal X,\mathcal Y\) be abelian schemes over \(R\), with
160
+ special fibers \(X_0,Y_0\), and let
161
+ \(f_0\in\Hom^0(X_0,Y_0)\). If its contravariant crystalline map
162
+ preserves the Hodge filtrations, then \(f_0\) lifts uniquely to a
163
+ rational homomorphism \(\mathcal X\to\mathcal Y\).
164
+
165
+ In particular, a symmetric rational homomorphism \(X_0\to X_0^\vee\)
166
+ with this property lifts to a rational divisor class on the generic
167
+ fiber. Algebraic identities among finitely many such lifted maps remain
168
+ valid.
169
+ \end{lemma}
170
+
171
+ \begin{proof}
172
+ The crystalline map already commutes with Frobenius. Full faithfulness
173
+ for rational filtered Dieudonn\'e modules gives a rational morphism of
174
+ the associated \(p\)-divisible groups; see
175
+ \cite{Grothendieck1970} and the perfect-residue-field formulation in
176
+ \cite[\S4.2(v)]{IllusiePisa}. Equivalently, crystalline comparison first
177
+ gives the rational map on Tate modules. Multiply by an integer \(N\)
178
+ that clears both its Tate-lattice denominator and the denominator of
179
+ \(f_0\). Tate's extension theorem
180
+ \cite[Theorem~4]{Tate1967} extends the resulting integral generic-fiber
181
+ map of \(p\)-divisible groups over \(R\). Faithfulness of the
182
+ special-fiber Dieudonn\'e functor identifies its reduction with the
183
+ map induced by \(Nf_0\). Here equality after inverting \(p\) is
184
+ already equality of integral maps, because the integral Dieudonn\'e
185
+ modules are torsion free. The integer \(N\) is fixed for the remainder
186
+ of the construction.
187
+
188
+ The specified-map form of Serre--Tate deformation theory now gives a
189
+ lift over each \(R/\mathfrak m_R^n\)
190
+ \cite[p.~432]{Grothendieck1970}. One can also deduce it from the
191
+ fixed-object formulation \cite[Theorem~2.3.3]{IllusiePisa} as follows.
192
+ On \(X_0\times Y_0\) form the shear
193
+ \(s_0(x,y)=(x,y+Nf_0(x))\). The lifted \(p\)-divisible-group map gives
194
+ the same shear on the product \(p\)-divisible group. View the existing
195
+ product deformation with two special-fiber markings differing by
196
+ \(s_0\). Full faithfulness lifts the shear to an algebraic isomorphism
197
+ between these marked deformations; its second component restricted to
198
+ \(X\) lifts \(Nf_0\). Uniqueness makes these maps compatible at every
199
+ finite order.
200
+
201
+ Formal existence algebraizes the resulting formal map
202
+ \cite[Tag~0A42]{StacksProject}: its source is proper over the complete
203
+ noetherian ring \(R\), and its target is separated and of finite type.
204
+ Dividing by the fixed \(N\) gives the desired rational lift. Rigidity
205
+ gives uniqueness and injectivity of specialization on rational
206
+ homomorphisms \cite[Proposition~20.1 and Corollary~20.2]{MilneAV}.
207
+
208
+ If \(f_0\) is symmetric, injectivity shows that its lift is symmetric.
209
+ The usual identification
210
+ \[
211
+ \NS(X_K)\otimes\Q
212
+ \simeq\Hom(X_K,X_K^\vee)^{\mathrm{sym}}\otimes\Q
213
+ \]
214
+ gives the rational divisor class, after a finite extension if
215
+ necessary \cite[Proposition~17.2]{MilneAV}. Finally an identity between the maps specializes to the
216
+ given identity, so injectivity proves it upstairs as well.
217
+ \end{proof}
218
+
219
+ Only prescribed rational algebraic maps on the special fiber are being
220
+ lifted in Lemma~\ref{lem:lift-hom}. An arbitrary \(\Q_p\)-linear map of
221
+ \(p\)-divisible groups is not asserted to be a rational algebraic map.
222
+ We also use the extension of generic-fiber homomorphisms between abelian
223
+ schemes over a discrete valuation ring: their N\'eron mapping property
224
+ extends such a homomorphism uniquely over the base
225
+ \cite[Definition~5.1 and Example~5.3]{Conrad2003}. Clearing one
226
+ rational denominator therefore makes specialization of these maps
227
+ well defined.
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/02_transport.tex CHANGED
@@ -1,814 +1,814 @@
1
- \section{Transport through Hodge-type integral models}
2
- \label{sec:transport}
3
-
4
- After taking a power of the original abelian variety, we transport a
5
- rational Hodge class to an auxiliary variety by one quasi-isogeny on
6
- special fibers, with the same equality in every
7
- realization. The auxiliary variety can be chosen either of CM type or
8
- with a prescribed admissible Hodge filtration. These choices serve
9
- different parts of the proof, but share the tensor construction and the
10
- rational normalization in Proposition~\ref{prop:transport} below.
11
-
12
- Throughout this section, a polarization on a rational homology space is
13
- written as a rational alternating form, using the fixed Betti
14
- trivialization of the Tate line. If its similitude character is $c$,
15
- an alternating form $\xi:V^{2r}\to\Q$ of multiplier $c^r$ means that
16
- \begin{equation}
17
- \xi(gv_1,\ldots,gv_{2r})=c(g)^r\xi(v_1,\ldots,v_{2r}).
18
- \label{eq:transport-multiplier}
19
- \end{equation}
20
- Such a form is regarded as a tensor with its codimension-$r$ Tate
21
- twist. All homomorphisms and polarizations may be rational: an
22
- isomorphism in the isogeny category induces the usual isomorphisms on
23
- cohomology, including its tensor constructions.
24
-
25
- We say that filtered isocrystal data have \emph{finite local-field
26
- descent} if they are obtained by scalar extension from an isocrystal
27
- with its tensors over the maximal unramified subfield \(H_0\) of a
28
- finite extension \(H/\Q_p\), together with a filtration over \(H\).
29
- The scalar extension is to \(\Kzero H\). This condition will let us
30
- apply weak admissibility over a finite local field.
31
- For a group in a faithful representation, a tensor-preserving
32
- identification means one respecting a finite family of rational tensors
33
- whose stabilizer is that group, together with their comparison realizations.
34
-
35
- \begin{proposition}[Transport]
36
- \label{prop:transport}
37
- Let $A/\Qbar$ be an abelian variety of positive dimension with good
38
- reduction at $w$, and put $V=H_1(A(\C),\Q)$. Suppose
39
- \[
40
- G\subset\GSp(V,\psi)
41
- \]
42
- is connected reductive, its Hodge homomorphism $h$ gives the
43
- Hodge structure of $A$, and its conjugacy class $X$ makes this
44
- inclusion a Hodge embedding. Let $\gamma$ be a rational Hodge
45
- class of codimension $r$, represented on $V$ by an alternating
46
- form satisfying \eqref{eq:transport-multiplier}.
47
-
48
- Then there exist a positive integer $n$, an auxiliary
49
- good-reduction abelian variety $B$, a quasi-isogeny
50
- $a:A_0^n\to B_0$, and a rational Hodge class $\kappa$ of
51
- codimension $r$ on $B$ such that, for the first-factor inclusion
52
- $j:A_0\to A_0^n$,
53
- \begin{equation}
54
- (aj)^*\kappa_0=\gamma_0.
55
- \label{eq:transport-class}
56
- \end{equation}
57
- The equality holds simultaneously in every $\ell$-adic
58
- realization with $\ell\ne p$ and in the crystalline realization
59
- after extension to $\Cw$. Either of the following two further
60
- specifications can be imposed.
61
- \begin{enumerate}
62
- \item The variety $B$ is of CM type and is defined over $\Qbar$,
63
- with its indicated good reduction at $w$.
64
- \item Put $D_A=H^1_{\mathrm{cris}}(A_0/W(\F))[1/p]$. Suppose
65
- $\mathcal F_A$ is a filtration in degrees $0,1$ on $D_A$, over a
66
- finite extension of $\Kzero$, which is weakly admissible and has
67
- finite local-field descent together with the specialized tensors
68
- specifying the $G$-structure. Suppose
69
- also that, after a geometric tensor-preserving identification, it
70
- lies in the $G$-orbit of the original Hodge filtration. Then $B$
71
- can be defined over a finite extension $K/\Kzero$ inside $\Cw$,
72
- and $a$ can be chosen so that
73
- \begin{equation}
74
- a^*\Fil^1H^1_{\mathrm{dR}}(B/K)
75
- =(\mathcal F_A^1)^{\oplus n}.
76
- \label{eq:transport-prescribed-filtration}
77
- \end{equation}
78
- Here the equality is made after a common finite extension and
79
- crystalline--de Rham identification. To discuss Hodge classes on
80
- this $B$, choose a complex embedding of an algebraic closure of
81
- $K$ extending the fixed embedding of $\Qbar$.
82
- \end{enumerate}
83
- In the second case the realizations of $\kappa$ are supplied by
84
- the canonical tensor sections of the Hodge-type model and the
85
- polarization. In the first case these agree with the usual
86
- realizations and specialization of its absolute Hodge class.
87
- \end{proposition}
88
-
89
- We prepare two ingredients for the proof. First, we enlarge the given
90
- Hodge datum so that integral-model theorems apply at every prime while
91
- its rational representation remains a sum of copies of \(V\).
92
- Second, we realize a prescribed admissible filtration by choosing a
93
- framed local Shimura point above its crystalline period and applying
94
- integral uniformization. The resulting abelian lift retains that
95
- point's integral tensors and special-fiber marking. After these
96
- preparations, the proof constructs the transported tensor and normalizes
97
- it using rational divisor intersections.
98
-
99
- \subsection{An auxiliary strongly admissible datum}
100
-
101
- We recall the hypotheses on integral models that we will use.
102
- For a reductive group \(H_p/\Q_p\), a full Bruhat--Tits stabilizer
103
- is the smooth group scheme fixing a point of its extended building.
104
- Its identity component is the associated parahoric group scheme.
105
- Now let \((H,X_H)\) be a Shimura datum over \(\Q\). In the terminology
106
- of \cite[Definition~2.1.6]{KisinZhou2025}, the triple
107
- \((H,X_H,\mathcal H)\) is \emph{strongly admissible} if \((H,X_H)\)
108
- is of Hodge type, \(\mathcal H\) is a full stabilizer of \(H_{\Q_p}\)
109
- with connected special fiber, the centralizer of a maximal
110
- \(\Kzero\)-split torus of \(H_{\Kzero}\) is \(R\)-smooth, and the
111
- relative root system over \(\Kzero\) is reduced when \(p=2\). Here $R$-smoothness is the condition on tori used in
112
- \cite[\S2.4]{KisinZhouEarlier}. We will use it only for products and
113
- extensions of restrictions of scalars of split tori, for which it
114
- holds by \cite[Proposition~2.4.6]{KisinZhouEarlier}.
115
-
116
- \begin{lemma}[Auxiliary Hodge datum]
117
- \label{lem:auxiliary-datum}
118
- Let
119
- \[
120
- (G,X)\lhook\joinrel\longrightarrow
121
- (\GSp(V,\psi),X_{\mathrm{Siegel}})
122
- \]
123
- be a Hodge embedding, with $G$ connected and similitude character $c$.
124
- For every prime $p$ there exist a totally real field $P$, a connected
125
- reductive group $J$, and a Hodge embedding
126
- \[
127
- (J,X_J)\lhook\joinrel\longrightarrow
128
- (\GSp(W,\psi_W),X'_{\mathrm{Siegel}})
129
- \]
130
- with the following properties.
131
- \begin{enumerate}
132
- \item There are inclusions of Shimura data induced by
133
- \[
134
- G\longrightarrow J\longrightarrow\Res_{P/\Q}G_P,
135
- \]
136
- where the first map is diagonal and $J$ is the subgroup on which the
137
- similitude multipliers in the restriction of scalars agree.
138
- \item The group $J_{\Q_p}$ is quasi-split and has a full connected
139
- stabilizer $\mathcal J$ making $(J,X_J,\mathcal J)$ strongly admissible.
140
- \item As a rational $J$-representation,
141
- \begin{equation}
142
- W\simeq (V\otimes_{\Q}P)^{\oplus m}
143
- \label{eq:transport-copies}
144
- \end{equation}
145
- for some positive integer $m$. The form $\psi_W$ has multiplier the
146
- common character $c$, and $\mathcal J\to\GL(W_{\Q_p})$ extends to a
147
- closed immersion into $\GL(\Lambda_p)$ for a self-dual $\Z_p$-lattice
148
- $\Lambda_p$.
149
- \end{enumerate}
150
- \end{lemma}
151
-
152
- \begin{proof}
153
- Choose a finite extension of $\Q_p$ splitting $G_{\Q_p}$. Polynomial
154
- approximation, together with Krasner's lemma
155
- \cite[Propositions~7.60--7.61 and Corollary~7.62]{MilneANT}, gives a
156
- totally real number field $P$ whose completions at $p$ split $G_{\Q_p}$. For
157
- example, approximate the minimal polynomial of a primitive element
158
- of a splitting extension at $p$, and a polynomial with distinct real
159
- roots at the real place. The resulting number field can have just
160
- one place above $p$; this additional condition is not needed.
161
-
162
- Define the multiplier fiber product
163
- \begin{equation}
164
- J=(\Res_{P/\Q}G_P)
165
- \mathbin{\times}_{\Res_{P/\Q}\mathbf G_m}\mathbf G_m,
166
- \label{eq:equal-multiplier-group}
167
- \end{equation}
168
- where the last map is diagonal. The Hodge cocharacter, or its
169
- inverse according to convention, pairs to $1$ with $c$. Since $c$
170
- factors through $G^{\mathrm{ab}}$, its character on this torus is
171
- primitive. Thus $\ker(G^{\mathrm{ab}}\to\mathbf G_m)$ is a torus,
172
- and $\ker(c:G\to\mathbf G_m)$ is connected reductive. The exact
173
- sequence
174
- \[
175
- 1\longrightarrow\Res_{P/\Q}(\ker c)_P
176
- \longrightarrow J\xrightarrow{c}\mathbf G_m\longrightarrow1
177
- \]
178
- proves connectedness and reductivity of $J$. Moreover,
179
- \begin{equation}
180
- J^{\mathrm{der}}=\Res_{P/\Q}G_P^{\mathrm{der}}.
181
- \label{eq:auxiliary-derived}
182
- \end{equation}
183
-
184
- The action on $U=V\otimes_\Q P$, with alternating form
185
- $\Tr_{P/\Q}\psi_P$, gives a symplectic embedding of $J$ with
186
- similitude character $c$. The diagonal Hodge homomorphism gives
187
- $X_J$. The adjoint Hodge-type and Cartan-involution axioms follow
188
- componentwise from those for $X$. We also check that extending the
189
- totally real field introduces no rational adjoint factor on which
190
- the Hodge homomorphism is trivial. Write a rational simple adjoint
191
- factor as $\Res_{L/\Q}H$, with $L$ totally real. Every field factor
192
- $L'$ of $P\otimes_\Q L$ is totally real, and every real embedding of
193
- $L$ extends to a real embedding of $L'$. Hence the existence of a
194
- nontrivial Hodge component for $H$ persists in each resulting
195
- rational factor. Finally the diagonal weight is rational and the
196
- trace form is a polarization. This proves that $(J,X_J)$ is a
197
- Shimura datum of Hodge type.
198
-
199
- Here are the local conditions explicitly. Put $P\otimes\Q_p=
200
- \prod_{v\mid p}P_v$ and choose a split maximal torus $T_v$ of
201
- $G_{P_v}$. The character $c$ on $T_v$ has a cocharacter section:
202
- a conjugate of the Hodge cocharacter pairs to $1$ with it, and all
203
- cocharacters of a split torus are defined over $P_v$. The same
204
- argument applies to $G_{P_v}^{\mathrm{ab}}$. Consequently the
205
- maximal torus of $J_{\Q_p}$ obtained from the $T_v$, and the
206
- abelianization of $J_{\Q_p}$, have the forms
207
- \begin{align}
208
- T_J&\simeq\mathbf G_m\times
209
- \prod_{v\mid p}\Res_{P_v/\Q_p}\mathbf G_m^{\operatorname{rk}G-1},
210
- \label{eq:auxiliary-torus}\\
211
- J_{\Q_p}^{\mathrm{ab}}&\simeq\mathbf G_m\times
212
- \prod_{v\mid p}\Res_{P_v/\Q_p}
213
- \mathbf G_m^{\dim G^{\mathrm{ab}}-1}.
214
- \label{eq:auxiliary-abelianization}
215
- \end{align}
216
- The split Borels over the $P_v$ give a Borel of $J_{\Q_p}$, so this
217
- group is quasi-split. Its derived group is a product of restrictions
218
- of split groups by \eqref{eq:auxiliary-derived}. The vertices from
219
- the hyperspecial vertices in those split groups give a very special
220
- parahoric of $J_{\Q_p}$. The inertia coinvariants of the cocharacter
221
- module in \eqref{eq:auxiliary-abelianization} are torsion-free, since
222
- that module is a direct sum of permutation modules. The full
223
- stabilizer is therefore connected by
224
- \cite[Lemma~4.2.4]{KisinZhouEarlier}.
225
-
226
- The centralizer of a maximal $\Kzero$-split torus is obtained from
227
- \eqref{eq:auxiliary-torus} by unramified base extension; its torus
228
- factors are still induced split tori and $\mathbf G_m$.
229
- It is $R$-smooth by
230
- \cite[Proposition~2.4.6]{KisinZhouEarlier}. Finally restrictions of
231
- split root systems give reduced relative root systems, also at
232
- $p=2$. These are precisely the strong-admissibility checks in the
233
- construction of \cite[Proposition~5.3.8]{KisinZhou2025}. They use
234
- the stipulated Hodge embedding, not the assertion that $G$ is the
235
- full Mumford--Tate group of a particular point.
236
-
237
- Apply \cite[Proposition~2.1.9]{KisinZhou2025}, starting with the
238
- representation $U$ just constructed. Its proof first tensors $U$
239
- with an auxiliary totally real $\Q$-vector space, then takes direct
240
- sums, and finally applies the symplectic self-duality construction.
241
- The group acts trivially on that extra vector-space factor. In the
242
- last construction the dual representation twisted by $c$ is
243
- identified with $U$ by its symplectic form. Thus every resulting
244
- rational summand is a copy of $U$, with the same multiplier. This
245
- gives \eqref{eq:transport-copies}, together with $\psi_W$ and
246
- $\Lambda_p$. The assertion of the cited proposition includes
247
- $p=2$; its proof uses the reduced-relative-root condition through
248
- \cite[Lemma~2.1.8]{KisinZhou2025}.
249
- \end{proof}
250
-
251
- Choose a sufficiently small neat prime-to-$p$ level $K^p$ and put
252
- $K_p=\mathcal J(\Z_p)$. The adapted embedding gives the integral
253
- model $\mathcal S_K$ and its universal abelian scheme. A rational
254
- $\Z_{(p)}$-lattice can be chosen with completion $\Lambda_p$.
255
- We use a finite family of tensors defining its stabilizer
256
- $\mathcal J$, as in \cite[\S2.1.4]{KisinZhou2025}.
257
- Any additional rational $J$-invariant tensors may be included in
258
- this family after clearing denominators. Indeed their integral
259
- stabilizer condition already holds on the generic fiber; flatness
260
- of $\mathcal J$ makes it hold on $\mathcal J$ itself. Adding them
261
- therefore changes neither the group scheme nor its tensor
262
- trivializations.
263
-
264
- The added tensors have compatible sections in every realization, as
265
- follows. Use the homological degree-one realizations in this paragraph,
266
- that is, the duals of the corresponding $H^1$, so that their reference
267
- representation is $W$. For such a realization $H_\nu$ over its
268
- coefficient field $k_\nu$, let
269
- \[
270
- \mathcal P_\nu=\operatorname{Isom}_{\{s_\alpha\}}
271
- (W\otimes k_\nu,H_\nu)
272
- \]
273
- be its torsor of frames preserving the original defining tensors.
274
- For a rational $J$-invariant tensor $u$ and a frame $e$, set
275
- $u_\nu=e(u)$. Two frames differ by an element of $J$, so this
276
- definition is independent of the frame and descends from a
277
- trivialization of the torsor. It also works integrally after clearing
278
- the fixed denominator of $u$.
279
-
280
- The Betti and \'etale frame torsors are supplied by the canonical
281
- tensor sections of \cite[\S2.1.4]{KisinZhou2025}. The construction
282
- of the universal Breuil--Kisin--Fargues module and its structure
283
- tensors gives the crystalline torsor and its compatibility with
284
- those sections
285
- \cite[\S\S2.1.13--2.1.14]{KisinZhou2025}.
286
- Indeed, a comparison map carrying every $s_\alpha$ to its specified
287
- realization carries a frame $e$ to the comparison of $e$; it therefore
288
- carries $e(u)$ to the same tensor evaluated in the new frame.
289
- Thus it preserves $u_\nu$ for every added invariant $u$, without
290
- requiring $u$ to be an expression in the chosen defining tensors.
291
- At a lift over $\Qbar$, these are the realizations of its rational
292
- Hodge tensor, by Lemma~\ref{lem:comparison}. Their crystalline
293
- specializations are independent of the lift because they are
294
- evaluations in the fixed crystalline frame torsor.
295
-
296
- The same observation applies to isogenies. One quasi-isogeny
297
- preserving the defining tensors identifies their frame torsors in
298
- every realization in which those tensors are preserved. It
299
- therefore preserves all the added invariant tensors as well.
300
- This proves the tensor comparison and simultaneous preservation
301
- that will be used below; flatness alone is used only to keep the
302
- integral stabilizer unchanged.
303
-
304
- Specification~\textup{(1)} of Proposition~\ref{prop:transport}
305
- uses the special-point theorem
306
- \cite[Theorem~2.2.7]{KisinZhou2025} directly. The next lemma is
307
- needed only for specification~\textup{(2)}, where the filtration
308
- has been prescribed in advance.
309
-
310
- \subsection{Realizing a prescribed admissible filtration}
311
-
312
- For a point $x\in\mathcal S_K(\F)$ let $C_x$ be the corresponding
313
- abelian variety and put
314
- \[
315
- \mathbb D_x=H^1_{\mathrm{cris}}(C_x/W(\F)),\qquad
316
- D_x=\mathbb D_x[1/p].
317
- \]
318
- The crystalline structure tensors are denoted $s_{\alpha,0,x}$;
319
- the tensors away from $p$ are denoted $s_{\alpha,\ell,x}$.
320
- They are the specializations of the canonical tensor sections and
321
- are independent of the chosen lift of $x$.
322
-
323
- The \emph{tensor isogeny class} $\mathcal I_x$ consists of the points
324
- $y\in\mathcal S_K(\F)$ for which a single quasi-isogeny
325
- $C_x\to C_y$ preserves $s_{\alpha,0}$ and every
326
- $s_{\alpha,\ell}$ for $\ell\ne p$. We emphasize that this
327
- definition concerns actual quasi-isogenies of abelian varieties.
328
- It is the class defined in \cite[\S2.2.4]{KisinZhou2025}.
329
-
330
- \begin{lemma}[Realization of an admissible filtration]
331
- \label{lem:admissible-realization}
332
- Let $(J,X_J,\mathcal J)$ be strongly admissible, with $J_{\Q_p}$
333
- quasi-split, and choose the adapted embedding and neat level above.
334
- Let $x\in\mathcal S_K(\F)$ have a lift to characteristic zero.
335
- Suppose a filtration $\mathcal F$ on $D_x$, after a finite extension
336
- of $\Kzero$, has the following properties:
337
- \begin{enumerate}
338
- \item the resulting filtered isocrystal is admissible;
339
- \item geometrically its filtration is induced by a $J$-valued
340
- cocharacter in the conjugacy class prescribed by $X_J$.
341
- \end{enumerate}
342
- Then, after extending that field finitely, there are $y\in\mathcal I_x$,
343
- a tensor-preserving quasi-isogeny $b:C_x\to C_y$, and a lift
344
- $\widetilde y$ over the extended valuation ring such that
345
- \[
346
- b^*\Fil^1 H^1_{\mathrm{dR}}(C_{\widetilde y})=\mathcal F^1
347
- \]
348
- under the crystalline--de Rham identification.
349
-
350
- In particular, condition \textup{(1)} follows if the filtered
351
- isocrystal and its tensor data have finite local-field descent and
352
- $\mathcal F$ is weakly admissible.
353
- \end{lemma}
354
-
355
- \begin{proof}
356
- Write $k=\F$ and let $\breve E$ be the completed local reflex field.
357
- We work over a common finite extension $K$ of $\Kzero$ containing
358
- $\breve E$ and a field of definition of $\mathcal F$. Every further
359
- field extension below is finite. Put $K_p=\mathcal J(\Z_p)$.
360
-
361
- We first fix the relation between the group and cohomological
362
- conventions. Let $\rho:J_{\Q_p}\to\GL(W_{\Q_p})$ be the adapted
363
- homological representation and let $\rho^\vee$ be its dual. Choose
364
- the tensor-preserving identification
365
- $\mathbb D_x\simeq\Lambda_p^\vee\otimes_{\Z_p}W(k)$ of
366
- \cite[\S2.1.14]{KisinZhou2025}. The local shtuka parameter is
367
- $b_x\in J(\Kzero)$, whereas crystalline Frobenius on this
368
- cohomological Dieudonn\'e module is
369
- \[
370
- F_x=\rho^\vee(\sigma(b_x))\circ\sigma.
371
- \]
372
- The additional $\sigma$ on $b_x$ comes from the comparison with
373
- the vector shtuka: its special-fiber module is
374
- $(\sigma^{-1})^*(\mathbb D_x^\vee)$
375
- \cite[Example~2.3.4 and Remark~2.3.10]{PappasRapoport2024}.
376
- Write $\{\mu\}$ for the class prescribed by $X_J$; then
377
- $[b_x]\in B(J,\mu^{-1})$.
378
-
379
- For precision, identify the general linear crystalline period
380
- flag with the appropriate filtration variety on $D_x$ by its
381
- marked Rapoport--Zink interpretation. If a deformation
382
- $\mathcal H$ has special-fiber marking
383
- $q:\mathcal H_k\dashrightarrow C_x[p^\infty]$, this identification
384
- sends its period to
385
- $(q^*)^{-1}\Fil^1H^1_{\mathrm{dR}}(\mathcal H)$.
386
- Pushout through the faithful Hodge representation gives the
387
- commutative period square
388
- \[
389
- \begin{array}{ccc}
390
- M_{\mathcal J,b_x,\mu,K_p}&\longrightarrow&M_{\GL,\rho(b_x),\rho(\mu)}\\
391
- \pi_{\mathrm{GM}}\downarrow&&\downarrow\pi_{\mathrm{GM}}\\
392
- \mathcal F_{J,\mu}&\longrightarrow&\operatorname{Flag}(D_x).
393
- \end{array}
394
- \]
395
- The lower map is a closed immersion: the parabolic stabilizing
396
- the faithful filtration intersects $J$ in the parabolic for
397
- $\mu$. Define $f_{\mathcal F}$ to be the unique $J$-flag with
398
- image $\mathcal F$. It exists by condition~\textup{(2)}. The
399
- square uses crystalline periods and the dual Frobenius descent
400
- above, so no extension of $\sigma$ to the ramified filtration
401
- field is chosen. When $q=b^{-1}$ its lower right period is
402
- exactly $b^*\Fil^1$.
403
-
404
- \medskip\noindent
405
- \emph{A framed point over the prescribed period.}
406
- Admissibility of the faithful filtered isocrystal implies that
407
- the image of $f_{\mathcal F}$ in the general linear period flag
408
- variety is in its admissible locus. To see this in the
409
- cohomological coordinates of the square, let $U$ be a crystalline
410
- representation realizing $(D_x,\mathcal F)$. Its crystalline
411
- comparison identifies the associated vector bundle away from
412
- the untilt with $U\otimes\mathcal O$. The filtered de Rham
413
- comparison identifies the modification at the untilt with the
414
- standard lattice $U\otimes B_{\mathrm{dR}}^+$. They glue to the
415
- trivial bundle $U\otimes\mathcal O$ on the Fargues--Fontaine
416
- curve, which is the general linear admissibility condition.
417
- Since $\rho$ is faithful,
418
- $\rho^{-1}(Z_{\GL(W)})\subset Z_J$: an element acting as a scalar
419
- commutes with the faithful image of $J$. The admissible-locus
420
- identity in \cite[Proposition~3.1.1(i), (3.1.9)]{PappasRapoport2024}
421
- therefore puts $f_{\mathcal F}$ in
422
- $\mathcal F_{J,\mu}^{\mathrm{adm}}$.
423
-
424
- This locus is the image of the crystalline period map
425
- \[
426
- \pi_{\mathrm{GM}}:
427
- M_{\mathcal J,b_x,\mu,K_p}
428
- \longrightarrow\mathcal F_{J,\mu}^{\mathrm{adm}}.
429
- \]
430
- The map is \'{e}tale
431
- \cite[\S3.1.1, (3.1.4)]{PappasRapoport2024}.
432
- Its fiber at the classical point $f_{\mathcal F}$ is nonempty;
433
- an \'{e}tale rigid space over $K$ has a point over a finite
434
- extension of $K$. After making that extension, choose
435
- \begin{equation}
436
- z\in M_{\mathcal J,b_x,\mu,K_p}(K),
437
- \qquad \pi_{\mathrm{GM}}(z)=f_{\mathcal F}.
438
- \label{eq:transport-framed-point}
439
- \end{equation}
440
- In particular $z$ supplies the integral level as well as the
441
- rational isocrystal marking. If $C$ is the completed algebraic
442
- closure of $K$, its moduli description gives an actual
443
- $\mathcal J$-torsor $\mathcal P_z$, a Frobenius isomorphism
444
- bounded by $\mu$, and, for sufficiently large $a$, an isomorphism
445
- \[
446
- i_a:\mathcal J_{Y_{[a,\infty)}(C^\flat)}
447
- \xrightarrow{\ \sim\ }
448
- \mathcal P_z|_{Y_{[a,\infty)}(C^\flat)},
449
- \qquad
450
- \varphi_{\mathcal P_z}\circ\varphi^*i_a
451
- =i_a\circ\varphi_{b_x}.
452
- \]
453
- These are precisely the torsor and annular framing in
454
- \cite[\S3.1.1]{PappasRapoport2024}. Its associated
455
- pro-\'{e}tale $\mathcal J(\Z_p)$-torsor gives integral tensor
456
- frames. Thus the integral structure and Frobenius-compatible
457
- framing are part of the chosen point, with all their tensor
458
- compatibilities.
459
-
460
- \medskip\noindent
461
- \emph{Integral realization and its special fiber.}
462
- Our adapted datum is of global Hodge type: the group scheme is
463
- a full connected Bruhat--Tits stabilizer, and the chosen Hodge
464
- embedding is integral on $\Lambda_p$.
465
- The center also satisfies the split-rank hypothesis of
466
- \cite[\S4.1]{PappasRapoport2024}. Indeed its real subgroup of
467
- multiplier one preserves the positive definite form
468
- $\psi_W(v,h(i)w)$ and is compact. Its real split rank is
469
- therefore at most one, while the rational weight torus supplies
470
- one split central direction over $\Q$; both split ranks are one.
471
- The model here is the one in
472
- \cite[\S2.1.11 and Theorem~2.1.12]{KisinZhou2025}, obtained
473
- from this adapted Hodge embedding and satisfying the
474
- Pappas--Rapoport characterization. Condition $(U_x)$ holds
475
- by \cite[Corollary~6.3]{GleasonLimXu2026}; see also
476
- \cite[Remark~4.10.4]{PappasRapoport2024}. Consequently
477
- \cite[Theorem~4.10.6]{PappasRapoport2024} represents the integral
478
- local Shimura variety by a normal formal scheme
479
- $\mathfrak M_{\mathcal J,b_x,\mu}$ and gives the morphism
480
- \[
481
- \Theta_x:\mathfrak M_{\mathcal J,b_x,\mu}
482
- \longrightarrow\widehat{\mathcal S_K}.
483
- \]
484
- More precisely, \cite[\S4.10.2, (4.10.2)--(4.10.6)]{PappasRapoport2024}
485
- identifies this formal scheme with the tensor-compatible open and
486
- closed part of the pullback of the Siegel Rapoport--Zink space.
487
- This construction identifies the pullback of the universal
488
- $\mathcal J$-shtuka with its tautological framed shtuka and the
489
- faithful vector realization with the universal $p$-divisible group.
490
-
491
- Its rigid generic fiber is the local Shimura variety
492
- \cite[Proposition~3.5.1(i)]{PappasRapoport2024}.
493
- The classical point $z$ of this rigid generic fiber gives
494
- $\operatorname{Spf}\mathcal O_K\to\mathfrak M_{\mathcal J,b_x,\mu}$.
495
- Indeed it lies in the generic fiber of a formal affine chart;
496
- for a special formal chart one may take an affinoid member of
497
- its standard generic-fiber covering containing $z$.
498
- Evaluation of the formal chart's ring is integral, and its
499
- ideal of definition maps to topologically nilpotent elements of
500
- $\mathcal O_K$. Let $z_0$ be the special point and put
501
- $y=\Theta_x(z_0)$ and $\widetilde y=\Theta_x(z)$.
502
- The formal map $\widetilde y$ gives a point of the integral model
503
- over $\mathcal O_K$ by restricting to an affine neighborhood of
504
- $y$. Pullback of the universal abelian scheme gives
505
- $C_{\widetilde y}$ and its $p$-divisible group $\mathcal H_z$.
506
-
507
- We record explicitly the integral comparison at this point.
508
- For a uniformizer $\pi$ of $K$, put
509
- $\mathfrak S=W(k)[[u]]$, with $u\mapsto\pi$, and let
510
- $E_\pi(u)$ generate its kernel. The crystalline representation
511
- and integral level of $z$ give the $\mathcal J$-Breuil--Kisin
512
- torsor of \cite[\S3.5]{PappasRapoport2024}, with
513
- \[
514
- \Phi:\varphi^*\mathcal P_{\mathrm{BK}}[1/E_\pi]
515
- \xrightarrow{\ \sim\ }
516
- \mathcal P_{\mathrm{BK}}[1/E_\pi].
517
- \]
518
- Its pushout to $\GL(\Lambda_p)$ is the Breuil--Kisin module of
519
- $\mathcal H_z$. Reduction at $u=0$, followed by the dual
520
- Frobenius descent fixed above, therefore gives the actual
521
- Dieudonn\'e lattice of $\mathcal H_{z,k}$.
522
- Proposition~3.5.1 of \cite{PappasRapoport2024} compares the two
523
- specializations of this already constructed framed point. In
524
- the coordinates of \cite[Theorem~2.2.5]{KisinZhou2025} it gives
525
- \[
526
- g\in X_{\mathcal J}(\mu^{-1},b_x),\qquad
527
- \mathbb D(\mathcal H_{z,k})
528
- =\rho^\vee(\sigma(g))\mathbb D_x\subset D_x.
529
- \]
530
- Indeed the Frobenius matrix on this lattice, written in its
531
- induced basis, is
532
- \[
533
- \rho^\vee\!\left(
534
- \sigma(g^{-1}b_x\sigma(g))\right)\circ\sigma,
535
- \]
536
- which explains the same Frobenius descent in the
537
- Deligne--Lusztig condition and in the lattice formula.
538
-
539
- \medskip\noindent
540
- \emph{The abelian marking and the filtration.}
541
- Keep the identity prime-to-$p$ coordinate in the uniformization.
542
- The description of its special fiber in
543
- \cite[\S4.10.3]{PappasRapoport2024}, or equivalently the
544
- isogeny-class map of \cite[Theorem~2.2.5]{KisinZhou2025}, gives
545
- $y=i_x(g)$ and a single abelian quasi-isogeny
546
- $b:C_x\to C_y$ preserving the crystalline tensors and every
547
- prime-to-$p$ tensor. Its crystalline marking is the one just
548
- used for $\mathcal H_z$, because the uniformization is induced
549
- by the marked Siegel Rapoport--Zink space.
550
-
551
- The crystalline period map of that space is the Hodge filtration
552
- of its universal deformation pulled back by its marking.
553
- Compatibility of $\Theta_x$ with the tautological shtuka and
554
- \eqref{eq:transport-framed-point} consequently give
555
- \[
556
- b^*\Fil^1H^1_{\mathrm{dR}}(C_{\widetilde y}/K)
557
- =\mathcal F^1.
558
- \]
559
- The deformation criterion
560
- \cite[Proposition~2.2.3]{KisinZhou2025} is satisfied concretely:
561
- the filtration is of type $\mu$, and the crystalline structure
562
- tensors compare with the integral \'{e}tale tensors in the
563
- $\mathcal J(\Z_p)$-frames of $z$. The bounded integral shtuka
564
- and its annular framing were obtained before using this
565
- criterion or comparing specializations. All cited global
566
- Hodge-type and strongly admissible results apply at $p=2$ as
567
- well.
568
-
569
- Finally, under finite local-field descent, the weak-admissibility
570
- inequalities restrict to the descended Frobenius subobjects.
571
- Colmez--Fontaine's theorem
572
- \cite[Theorem~A]{ColmezFontaine2000} makes those descended data
573
- admissible, and scalar extension supplies condition~\textup{(1)}.
574
- \end{proof}
575
-
576
- \subsection{Proof of the transport proposition}
577
-
578
- \begin{proof}[Proof of Proposition~\ref{prop:transport}]
579
- \medskip\noindent
580
- \emph{The original point and its reduction.}
581
- Apply Lemma~\ref{lem:auxiliary-datum}. Choose a rational
582
- $J$-equivariant identification
583
- $W=(V\otimes_\Q P)^{\oplus m}$ and set $n=m[P:\Q]$.
584
- Choose a basis of $P$ whose first vector is $1$. The resulting
585
- identification of the Hodge structure at the diagonal point $h$
586
- with $V^{\oplus n}$ makes the first-factor map equal to
587
- \begin{equation}
588
- v\longmapsto(v\otimes1,0,\ldots,0).
589
- \label{eq:transport-first-factor}
590
- \end{equation}
591
- The rational homology/isogeny correspondence
592
- \cite[Corollary~6.9]{MilneShimura} therefore makes the abelian variety
593
- \(C\) at that point isogenous to \(A^n\). Fix a rational isogeny
594
- \(f:A^n\to C\) realizing this identification.
595
-
596
- We explain the field and reduction assertions for this starting
597
- point. The Hodge embedding maps it to the Siegel point of the
598
- polarized variety $C$ with finite level. The abelian variety $C$
599
- is defined over $\Qbar$: clearing a denominator in $f$ realizes
600
- it as a quotient of $A^n$ by a finite subgroup of its torsion, and
601
- every such subgroup is defined over $\Qbar$. Its rational
602
- polarization and its finite level also descend to $\Qbar$, since
603
- homomorphisms between abelian varieties over $\Qbar$ do not
604
- enlarge after extending algebraically closed fields
605
- \cite[Corollary~20.4]{MilneAV}. The Hodge
606
- embedding induces a finite morphism onto its
607
- image at sufficiently small finite level
608
- \cite[Theorem~5.16]{MilneShimura}. Its fiber over a
609
- $\Qbar$-point therefore consists of $\Qbar$-points. This places
610
- the diagonal point on the canonical model over $\Qbar$.
611
-
612
- After a finite number-field extension the variety $C$ has good
613
- reduction, since it is isogenous to $A^n$
614
- \cite[Chapter~IV, Theorem~3.5]{MilneAVNotes}. Its polarization and
615
- prime-to-$p$ level extend after a further finite extension.
616
- The integral Hodge-type model is the normalization of the closure
617
- of the generic fiber in the adapted Siegel model. The valuative
618
- criterion for this finite normalization therefore extends our
619
- point to its integral model. Denote the reduction by $x$.
620
- The rational isogeny $f$ specializes to a quasi-isogeny
621
- $f_0:A_0^n\to C_x$.
622
-
623
- \medskip\noindent
624
- \emph{The trace tensor and its descent.}
625
- Next extend the alternating form defining $\gamma$
626
- $P$-multilinearly and take its trace. Composing with projection
627
- onto the first copy in \eqref{eq:transport-copies} gives
628
- \begin{equation}
629
- \eta=\Tr_{P/\Q}(\gamma_P)\circ
630
- (\operatorname{pr}_1)^{\otimes 2r}
631
- \in\bigwedge^{2r}W^*.
632
- \label{eq:transport-trace-tensor}
633
- \end{equation}
634
- For $r=0$ this is interpreted as the scalar trace.
635
- The equal-multiplier condition implies that $\eta$ has multiplier
636
- $c^r$ under $J$. On \eqref{eq:transport-first-factor}, its
637
- restriction is
638
- \begin{equation}
639
- j^*f^*\eta_C=[P:\Q]\gamma.
640
- \label{eq:transport-trace-restriction}
641
- \end{equation}
642
- The class $\eta_C$ is understood with its Tate twist.
643
-
644
- We turn this semi-invariant into the untwisted tensors to which
645
- the integral-model theorems directly apply. Write
646
- $\psi_W^{-1}\in\bigwedge^2W$ for the inverse symplectic
647
- bivector, and include
648
- \begin{equation}
649
- u_\psi=\psi_W\otimes\psi_W^{-1},\qquad
650
- u_\eta=\eta\otimes(\psi_W^{-1})^{\otimes r}
651
- \label{eq:transport-untwisted-tensors}
652
- \end{equation}
653
- among the structure tensors. Both are $J$-invariant tensors in
654
- ordinary tensor constructions of $W$ and $W^*$; no separately
655
- trivialized Tate object is needed. They can be made integral and
656
- added to the defining family as explained above. Their
657
- crystalline and prime-to-$p$ realizations at $x$ are the
658
- specializations from the original point, with the comparison
659
- conventions fixed above.
660
-
661
- \phantomsection
662
- \label{par:transport-tensor-descent}
663
- The entire finite family of structure tensors, including
664
- $u_\psi$ and $u_\eta$, has finite local-field descent. To see
665
- this, choose a finite extension $L/\Q_p$ over whose valuation
666
- ring the original number-field point is defined, and let $L_0$
667
- be its maximal unramified subfield. The canonical \'etale
668
- tensor sections of \cite[\S2.1.4]{KisinZhou2025}, pulled back
669
- to that point, are $\Gal(\overline L/L)$-invariant. Applying
670
- the tensor functor $D_{\mathrm{cris},L}$ to these morphisms
671
- from the unit object places them in the crystalline tensor
672
- spaces over $L_0$. Their extension to $\Kzero$ is exactly
673
- the family $s_{\alpha,0,x}$, by good-reduction comparison.
674
- The map $f_0$ also descends after a finite residue-field
675
- extension, so this descent is retained under its marking.
676
- Taking a compositum with the finite field of definition of a
677
- prescribed filtration therefore gives one finite local field
678
- for all the data. No tensor-preserving trivialization over
679
- $L_0$ is being asserted or needed.
680
-
681
- \medskip\noindent
682
- \emph{The two choices of lift.}
683
- For specification~(1), apply
684
- \cite[Theorem~2.2.7]{KisinZhou2025} to $x$. It gives a point
685
- $y\in\mathcal I_x$ with a special-point lift and a
686
- tensor-preserving quasi-isogeny $b:C_x\to C_y$.
687
- The special-point lift supplies a CM abelian variety $B$. Special
688
- points on the canonical Shimura variety are algebraic over its
689
- reflex field by the canonical-model theory
690
- \cite[Definition~12.8 and Proposition~14.14]{MilneShimura}, so $B$
691
- and its level data can be taken over $\Qbar$. The given local lift specifies their embedding at $w$
692
- and their good reduction $B_0=C_y$.
693
-
694
- For specification~(2), identify $D_x$ with $D_A^{\oplus n}$ using
695
- $f_0^*$ and prescribe the direct-sum filtration
696
- $\mathcal F_A^{\oplus n}$. It is weakly admissible, with the
697
- required finite local-field descent. It is also in the required
698
- $J$-cocharacter orbit. Indeed a geometric element of the
699
- transported $G$ taking the original filtration on $D_A$ to
700
- $\mathcal F_A$ acts diagonally on all the copies of $V$ in $W$;
701
- its image in $J$ takes the original filtration on $D_x$ to the
702
- prescribed one. The tensor-preserving identifications used here
703
- come from the initial point and comparison, so they include the
704
- $J$-structure tensors as well. Geometric conjugacy can be
705
- realized over a finite extension, since the corresponding
706
- isomorphism scheme is of finite type.
707
- Lemma~\ref{lem:admissible-realization} now gives $y$, its lift
708
- $B$, and a tensor-preserving quasi-isogeny $b:C_x\to B_0$ with
709
- the prescribed marked filtration. This proves
710
- \eqref{eq:transport-prescribed-filtration} for
711
- $a=bf_0$.
712
-
713
- \medskip\noindent
714
- \emph{A common rational normalization.}
715
- It remains, in both specifications, to recover the twisted class
716
- and normalize it by a single rational scalar. Choose a complex
717
- description of the lifted Shimura point. Its rational marking by
718
- $W$ supplies a rational Hodge class $\eta_B$ corresponding to
719
- $\eta$, and a rational divisor class $\theta_B$
720
- corresponding to $\psi_W$. Write $\theta_C$ for the analogous
721
- class on $C$ and put
722
- \[
723
- \theta_*=f_0^*\theta_{C,0}\in\NS(A_0^n)\otimes_\Z\Q.
724
- \]
725
- The class $\theta_*$ is rational ample. Tensor preservation of
726
- $u_\psi$ says that, in each realization,
727
- \begin{equation}
728
- a^*\theta_{B,0}=\lambda_v\theta_*,
729
- \label{eq:transport-local-similitudes}
730
- \end{equation}
731
- with a nonzero local scalar $\lambda_v$. Let $D=n\dim A$.
732
- Pairing with $\theta_*^{D-1}$ gives
733
- \begin{equation}
734
- \lambda_v=
735
- \frac{\deg\bigl(a^*\theta_{B,0}\cdot\theta_*^{D-1}\bigr)}
736
- {\deg(\theta_*^D)}=:\lambda\in\Q^\times.
737
- \label{eq:transport-rational-similitude}
738
- \end{equation}
739
- Both intersection numbers refer to rational divisor classes on
740
- the same abelian variety; their cycle-class traces are identical
741
- in every realization. The denominator is positive because
742
- $\theta_*$ is ample, and the numerator is nonzero by
743
- \eqref{eq:transport-local-similitudes}. Thus all the scalars in
744
- \eqref{eq:transport-local-similitudes}, including the crystalline
745
- one, are the single rational number $\lambda$.
746
-
747
- Preservation of $u_\eta$, together with
748
- \eqref{eq:transport-rational-similitude}, then yields
749
- \begin{equation}
750
- a^*\eta_{B,0}=\lambda^r f_0^*\eta_{C,0}
751
- \label{eq:transport-eta-scaling}
752
- \end{equation}
753
- simultaneously. In fact the inverse bivector scales by
754
- $\lambda^{-1}$, so that the equality for the untwisted tensor
755
- in \eqref{eq:transport-untwisted-tensors} gives exactly
756
- \eqref{eq:transport-eta-scaling}. Set
757
- \[
758
- \kappa=\frac{\lambda^{-r}}{[P:\Q]}\eta_B.
759
- \]
760
- Specializing \eqref{eq:transport-trace-restriction} and using
761
- \eqref{eq:transport-eta-scaling} proves
762
- \eqref{eq:transport-class}.
763
-
764
- For the arbitrary local lift, the crystalline realization just
765
- used is unambiguous: the canonical model supplies the untwisted
766
- tensor $u_\eta$, and the algebraic polarization supplies its Tate
767
- line and inverse bivector. The comparison isomorphism and these
768
- operations define $\eta_B$ in the crystalline realization and
769
- agree with its canonical \'{e}tale tensors. Consequently any
770
- identity expressing this class by algebraic divisor operations
771
- specializes with the same rational coefficients in all
772
- realizations. For the $\Qbar$-valued CM lift, these are also the
773
- usual absolute-Hodge and de Rham realizations. This completes
774
- the two constructions.
775
- \end{proof}
776
-
777
- \begin{corollary}[CM transport of a Hodge class]
778
- \label{cor:cm-transport}
779
- Let \(A/\Qbar\) be an abelian variety of positive dimension with
780
- good reduction at \(w\), and let
781
- \(\gamma\in H^{2r}(A(\C),\Q(r))\) be a rational Hodge class,
782
- where \(0\leq r\leq\dim A\). There are a positive integer \(n\),
783
- a CM abelian variety \(B/\Qbar\) with good reduction at \(w\),
784
- a rational Hodge class \(\kappa\) of codimension \(r\) on \(B\),
785
- and a quasi-isogeny \(a:A_0^n\to B_0\) such that
786
- \[
787
- \gamma_0=(aj)^*\kappa_0,
788
- \]
789
- where \(j:A_0\to A_0^n\) is the first-factor inclusion. This is an
790
- equality of the usual absolute-Hodge specializations in every
791
- prime-to-\(p\) realization and in crystalline cohomology extended
792
- to \(\Cw\).
793
- \end{corollary}
794
-
795
- \begin{proof}
796
- Choose a polarization \(\psi\) on \(V=H_1(A(\C),\Q)\), and let
797
- \(G=\MT(V)\). The Mumford--Tate group is connected reductive and
798
- is characterized by its Hodge tensors
799
- \cite[Section~3, Propositions~3.4 and~3.6]{Deligne1982}.
800
- The Hodge homomorphism and its \(G(\R)\)-conjugacy class define
801
- the Mumford--Tate Shimura datum of Hodge type, with faithful
802
- symplectic representation
803
- \[
804
- G\hookrightarrow\GSp(V,\psi).
805
- \]
806
- The polarization supplies the rational weight and the Cartan
807
- involution condition. The definition of the Mumford--Tate group
808
- excludes an adjoint factor on which the Hodge homomorphism is
809
- trivial. The class \(\gamma\), with its Tate twist, is fixed by
810
- \(G\). Equivalently, its alternating form on \(V\) has multiplier
811
- \(c^r\), where \(c\) is the similitude character. Thus the first
812
- alternative of Proposition~\ref{prop:transport} applies and gives
813
- the asserted data and simultaneous equality.
814
- \end{proof}
 
1
+ \section{Transport through Hodge-type integral models}
2
+ \label{sec:transport}
3
+
4
+ After taking a power of the original abelian variety, we transport a
5
+ rational Hodge class to an auxiliary variety by one quasi-isogeny on
6
+ special fibers, with the same equality in every
7
+ realization. The auxiliary variety can be chosen either of CM type or
8
+ with a prescribed admissible Hodge filtration. These choices serve
9
+ different parts of the proof, but share the tensor construction and the
10
+ rational normalization in Proposition~\ref{prop:transport} below.
11
+
12
+ Throughout this section, a polarization on a rational homology space is
13
+ written as a rational alternating form, using the fixed Betti
14
+ trivialization of the Tate line. If its similitude character is $c$,
15
+ an alternating form $\xi:V^{2r}\to\Q$ of multiplier $c^r$ means that
16
+ \begin{equation}
17
+ \xi(gv_1,\ldots,gv_{2r})=c(g)^r\xi(v_1,\ldots,v_{2r}).
18
+ \label{eq:transport-multiplier}
19
+ \end{equation}
20
+ Such a form is regarded as a tensor with its codimension-$r$ Tate
21
+ twist. All homomorphisms and polarizations may be rational: an
22
+ isomorphism in the isogeny category induces the usual isomorphisms on
23
+ cohomology, including its tensor constructions.
24
+
25
+ We say that filtered isocrystal data have \emph{finite local-field
26
+ descent} if they are obtained by scalar extension from an isocrystal
27
+ with its tensors over the maximal unramified subfield \(H_0\) of a
28
+ finite extension \(H/\Q_p\), together with a filtration over \(H\).
29
+ The scalar extension is to \(\Kzero H\). This condition will let us
30
+ apply weak admissibility over a finite local field.
31
+ For a group in a faithful representation, a tensor-preserving
32
+ identification means one respecting a finite family of rational tensors
33
+ whose stabilizer is that group, together with their comparison realizations.
34
+
35
+ \begin{proposition}[Transport]
36
+ \label{prop:transport}
37
+ Let $A/\Qbar$ be an abelian variety of positive dimension with good
38
+ reduction at $w$, and put $V=H_1(A(\C),\Q)$. Suppose
39
+ \[
40
+ G\subset\GSp(V,\psi)
41
+ \]
42
+ is connected reductive, its Hodge homomorphism $h$ gives the
43
+ Hodge structure of $A$, and its conjugacy class $X$ makes this
44
+ inclusion a Hodge embedding. Let $\gamma$ be a rational Hodge
45
+ class of codimension $r$, represented on $V$ by an alternating
46
+ form satisfying \eqref{eq:transport-multiplier}.
47
+
48
+ Then there exist a positive integer $n$, an auxiliary
49
+ good-reduction abelian variety $B$, a quasi-isogeny
50
+ $a:A_0^n\to B_0$, and a rational Hodge class $\kappa$ of
51
+ codimension $r$ on $B$ such that, for the first-factor inclusion
52
+ $j:A_0\to A_0^n$,
53
+ \begin{equation}
54
+ (aj)^*\kappa_0=\gamma_0.
55
+ \label{eq:transport-class}
56
+ \end{equation}
57
+ The equality holds simultaneously in every $\ell$-adic
58
+ realization with $\ell\ne p$ and in the crystalline realization
59
+ after extension to $\Cw$. Either of the following two further
60
+ specifications can be imposed.
61
+ \begin{enumerate}
62
+ \item The variety $B$ is of CM type and is defined over $\Qbar$,
63
+ with its indicated good reduction at $w$.
64
+ \item Put $D_A=H^1_{\mathrm{cris}}(A_0/W(\F))[1/p]$. Suppose
65
+ $\mathcal F_A$ is a filtration in degrees $0,1$ on $D_A$, over a
66
+ finite extension of $\Kzero$, which is weakly admissible and has
67
+ finite local-field descent together with the specialized tensors
68
+ specifying the $G$-structure. Suppose
69
+ also that, after a geometric tensor-preserving identification, it
70
+ lies in the $G$-orbit of the original Hodge filtration. Then $B$
71
+ can be defined over a finite extension $K/\Kzero$ inside $\Cw$,
72
+ and $a$ can be chosen so that
73
+ \begin{equation}
74
+ a^*\Fil^1H^1_{\mathrm{dR}}(B/K)
75
+ =(\mathcal F_A^1)^{\oplus n}.
76
+ \label{eq:transport-prescribed-filtration}
77
+ \end{equation}
78
+ Here the equality is made after a common finite extension and
79
+ crystalline--de Rham identification. To discuss Hodge classes on
80
+ this $B$, choose a complex embedding of an algebraic closure of
81
+ $K$ extending the fixed embedding of $\Qbar$.
82
+ \end{enumerate}
83
+ In the second case the realizations of $\kappa$ are supplied by
84
+ the canonical tensor sections of the Hodge-type model and the
85
+ polarization. In the first case these agree with the usual
86
+ realizations and specialization of its absolute Hodge class.
87
+ \end{proposition}
88
+
89
+ We prepare two ingredients for the proof. First, we enlarge the given
90
+ Hodge datum so that integral-model theorems apply at every prime while
91
+ its rational representation remains a sum of copies of \(V\).
92
+ Second, we realize a prescribed admissible filtration by choosing a
93
+ framed local Shimura point above its crystalline period and applying
94
+ integral uniformization. The resulting abelian lift retains that
95
+ point's integral tensors and special-fiber marking. After these
96
+ preparations, the proof constructs the transported tensor and normalizes
97
+ it using rational divisor intersections.
98
+
99
+ \subsection{An auxiliary strongly admissible datum}
100
+
101
+ We recall the hypotheses on integral models that we will use.
102
+ For a reductive group \(H_p/\Q_p\), a full Bruhat--Tits stabilizer
103
+ is the smooth group scheme fixing a point of its extended building.
104
+ Its identity component is the associated parahoric group scheme.
105
+ Now let \((H,X_H)\) be a Shimura datum over \(\Q\). In the terminology
106
+ of \cite[Definition~2.1.6]{KisinZhou2025}, the triple
107
+ \((H,X_H,\mathcal H)\) is \emph{strongly admissible} if \((H,X_H)\)
108
+ is of Hodge type, \(\mathcal H\) is a full stabilizer of \(H_{\Q_p}\)
109
+ with connected special fiber, the centralizer of a maximal
110
+ \(\Kzero\)-split torus of \(H_{\Kzero}\) is \(R\)-smooth, and the
111
+ relative root system over \(\Kzero\) is reduced when \(p=2\). Here $R$-smoothness is the condition on tori used in
112
+ \cite[\S2.4]{KisinZhouEarlier}. We will use it only for products and
113
+ extensions of restrictions of scalars of split tori, for which it
114
+ holds by \cite[Proposition~2.4.6]{KisinZhouEarlier}.
115
+
116
+ \begin{lemma}[Auxiliary Hodge datum]
117
+ \label{lem:auxiliary-datum}
118
+ Let
119
+ \[
120
+ (G,X)\lhook\joinrel\longrightarrow
121
+ (\GSp(V,\psi),X_{\mathrm{Siegel}})
122
+ \]
123
+ be a Hodge embedding, with $G$ connected and similitude character $c$.
124
+ For every prime $p$ there exist a totally real field $P$, a connected
125
+ reductive group $J$, and a Hodge embedding
126
+ \[
127
+ (J,X_J)\lhook\joinrel\longrightarrow
128
+ (\GSp(W,\psi_W),X'_{\mathrm{Siegel}})
129
+ \]
130
+ with the following properties.
131
+ \begin{enumerate}
132
+ \item There are inclusions of Shimura data induced by
133
+ \[
134
+ G\longrightarrow J\longrightarrow\Res_{P/\Q}G_P,
135
+ \]
136
+ where the first map is diagonal and $J$ is the subgroup on which the
137
+ similitude multipliers in the restriction of scalars agree.
138
+ \item The group $J_{\Q_p}$ is quasi-split and has a full connected
139
+ stabilizer $\mathcal J$ making $(J,X_J,\mathcal J)$ strongly admissible.
140
+ \item As a rational $J$-representation,
141
+ \begin{equation}
142
+ W\simeq (V\otimes_{\Q}P)^{\oplus m}
143
+ \label{eq:transport-copies}
144
+ \end{equation}
145
+ for some positive integer $m$. The form $\psi_W$ has multiplier the
146
+ common character $c$, and $\mathcal J\to\GL(W_{\Q_p})$ extends to a
147
+ closed immersion into $\GL(\Lambda_p)$ for a self-dual $\Z_p$-lattice
148
+ $\Lambda_p$.
149
+ \end{enumerate}
150
+ \end{lemma}
151
+
152
+ \begin{proof}
153
+ Choose a finite extension of $\Q_p$ splitting $G_{\Q_p}$. Polynomial
154
+ approximation, together with Krasner's lemma
155
+ \cite[Propositions~7.60--7.61 and Corollary~7.62]{MilneANT}, gives a
156
+ totally real number field $P$ whose completions at $p$ split $G_{\Q_p}$. For
157
+ example, approximate the minimal polynomial of a primitive element
158
+ of a splitting extension at $p$, and a polynomial with distinct real
159
+ roots at the real place. The resulting number field can have just
160
+ one place above $p$; this additional condition is not needed.
161
+
162
+ Define the multiplier fiber product
163
+ \begin{equation}
164
+ J=(\Res_{P/\Q}G_P)
165
+ \mathbin{\times}_{\Res_{P/\Q}\mathbf G_m}\mathbf G_m,
166
+ \label{eq:equal-multiplier-group}
167
+ \end{equation}
168
+ where the last map is diagonal. The Hodge cocharacter, or its
169
+ inverse according to convention, pairs to $1$ with $c$. Since $c$
170
+ factors through $G^{\mathrm{ab}}$, its character on this torus is
171
+ primitive. Thus $\ker(G^{\mathrm{ab}}\to\mathbf G_m)$ is a torus,
172
+ and $\ker(c:G\to\mathbf G_m)$ is connected reductive. The exact
173
+ sequence
174
+ \[
175
+ 1\longrightarrow\Res_{P/\Q}(\ker c)_P
176
+ \longrightarrow J\xrightarrow{c}\mathbf G_m\longrightarrow1
177
+ \]
178
+ proves connectedness and reductivity of $J$. Moreover,
179
+ \begin{equation}
180
+ J^{\mathrm{der}}=\Res_{P/\Q}G_P^{\mathrm{der}}.
181
+ \label{eq:auxiliary-derived}
182
+ \end{equation}
183
+
184
+ The action on $U=V\otimes_\Q P$, with alternating form
185
+ $\Tr_{P/\Q}\psi_P$, gives a symplectic embedding of $J$ with
186
+ similitude character $c$. The diagonal Hodge homomorphism gives
187
+ $X_J$. The adjoint Hodge-type and Cartan-involution axioms follow
188
+ componentwise from those for $X$. We also check that extending the
189
+ totally real field introduces no rational adjoint factor on which
190
+ the Hodge homomorphism is trivial. Write a rational simple adjoint
191
+ factor as $\Res_{L/\Q}H$, with $L$ totally real. Every field factor
192
+ $L'$ of $P\otimes_\Q L$ is totally real, and every real embedding of
193
+ $L$ extends to a real embedding of $L'$. Hence the existence of a
194
+ nontrivial Hodge component for $H$ persists in each resulting
195
+ rational factor. Finally the diagonal weight is rational and the
196
+ trace form is a polarization. This proves that $(J,X_J)$ is a
197
+ Shimura datum of Hodge type.
198
+
199
+ Here are the local conditions explicitly. Put $P\otimes\Q_p=
200
+ \prod_{v\mid p}P_v$ and choose a split maximal torus $T_v$ of
201
+ $G_{P_v}$. The character $c$ on $T_v$ has a cocharacter section:
202
+ a conjugate of the Hodge cocharacter pairs to $1$ with it, and all
203
+ cocharacters of a split torus are defined over $P_v$. The same
204
+ argument applies to $G_{P_v}^{\mathrm{ab}}$. Consequently the
205
+ maximal torus of $J_{\Q_p}$ obtained from the $T_v$, and the
206
+ abelianization of $J_{\Q_p}$, have the forms
207
+ \begin{align}
208
+ T_J&\simeq\mathbf G_m\times
209
+ \prod_{v\mid p}\Res_{P_v/\Q_p}\mathbf G_m^{\operatorname{rk}G-1},
210
+ \label{eq:auxiliary-torus}\\
211
+ J_{\Q_p}^{\mathrm{ab}}&\simeq\mathbf G_m\times
212
+ \prod_{v\mid p}\Res_{P_v/\Q_p}
213
+ \mathbf G_m^{\dim G^{\mathrm{ab}}-1}.
214
+ \label{eq:auxiliary-abelianization}
215
+ \end{align}
216
+ The split Borels over the $P_v$ give a Borel of $J_{\Q_p}$, so this
217
+ group is quasi-split. Its derived group is a product of restrictions
218
+ of split groups by \eqref{eq:auxiliary-derived}. The vertices from
219
+ the hyperspecial vertices in those split groups give a very special
220
+ parahoric of $J_{\Q_p}$. The inertia coinvariants of the cocharacter
221
+ module in \eqref{eq:auxiliary-abelianization} are torsion-free, since
222
+ that module is a direct sum of permutation modules. The full
223
+ stabilizer is therefore connected by
224
+ \cite[Lemma~4.2.4]{KisinZhouEarlier}.
225
+
226
+ The centralizer of a maximal $\Kzero$-split torus is obtained from
227
+ \eqref{eq:auxiliary-torus} by unramified base extension; its torus
228
+ factors are still induced split tori and $\mathbf G_m$.
229
+ It is $R$-smooth by
230
+ \cite[Proposition~2.4.6]{KisinZhouEarlier}. Finally restrictions of
231
+ split root systems give reduced relative root systems, also at
232
+ $p=2$. These are precisely the strong-admissibility checks in the
233
+ construction of \cite[Proposition~5.3.8]{KisinZhou2025}. They use
234
+ the stipulated Hodge embedding, not the assertion that $G$ is the
235
+ full Mumford--Tate group of a particular point.
236
+
237
+ Apply \cite[Proposition~2.1.9]{KisinZhou2025}, starting with the
238
+ representation $U$ just constructed. Its proof first tensors $U$
239
+ with an auxiliary totally real $\Q$-vector space, then takes direct
240
+ sums, and finally applies the symplectic self-duality construction.
241
+ The group acts trivially on that extra vector-space factor. In the
242
+ last construction the dual representation twisted by $c$ is
243
+ identified with $U$ by its symplectic form. Thus every resulting
244
+ rational summand is a copy of $U$, with the same multiplier. This
245
+ gives \eqref{eq:transport-copies}, together with $\psi_W$ and
246
+ $\Lambda_p$. The assertion of the cited proposition includes
247
+ $p=2$; its proof uses the reduced-relative-root condition through
248
+ \cite[Lemma~2.1.8]{KisinZhou2025}.
249
+ \end{proof}
250
+
251
+ Choose a sufficiently small neat prime-to-$p$ level $K^p$ and put
252
+ $K_p=\mathcal J(\Z_p)$. The adapted embedding gives the integral
253
+ model $\mathcal S_K$ and its universal abelian scheme. A rational
254
+ $\Z_{(p)}$-lattice can be chosen with completion $\Lambda_p$.
255
+ We use a finite family of tensors defining its stabilizer
256
+ $\mathcal J$, as in \cite[\S2.1.4]{KisinZhou2025}.
257
+ Any additional rational $J$-invariant tensors may be included in
258
+ this family after clearing denominators. Indeed their integral
259
+ stabilizer condition already holds on the generic fiber; flatness
260
+ of $\mathcal J$ makes it hold on $\mathcal J$ itself. Adding them
261
+ therefore changes neither the group scheme nor its tensor
262
+ trivializations.
263
+
264
+ The added tensors have compatible sections in every realization, as
265
+ follows. Use the homological degree-one realizations in this paragraph,
266
+ that is, the duals of the corresponding $H^1$, so that their reference
267
+ representation is $W$. For such a realization $H_\nu$ over its
268
+ coefficient field $k_\nu$, let
269
+ \[
270
+ \mathcal P_\nu=\operatorname{Isom}_{\{s_\alpha\}}
271
+ (W\otimes k_\nu,H_\nu)
272
+ \]
273
+ be its torsor of frames preserving the original defining tensors.
274
+ For a rational $J$-invariant tensor $u$ and a frame $e$, set
275
+ $u_\nu=e(u)$. Two frames differ by an element of $J$, so this
276
+ definition is independent of the frame and descends from a
277
+ trivialization of the torsor. It also works integrally after clearing
278
+ the fixed denominator of $u$.
279
+
280
+ The Betti and \'etale frame torsors are supplied by the canonical
281
+ tensor sections of \cite[\S2.1.4]{KisinZhou2025}. The construction
282
+ of the universal Breuil--Kisin--Fargues module and its structure
283
+ tensors gives the crystalline torsor and its compatibility with
284
+ those sections
285
+ \cite[\S\S2.1.13--2.1.14]{KisinZhou2025}.
286
+ Indeed, a comparison map carrying every $s_\alpha$ to its specified
287
+ realization carries a frame $e$ to the comparison of $e$; it therefore
288
+ carries $e(u)$ to the same tensor evaluated in the new frame.
289
+ Thus it preserves $u_\nu$ for every added invariant $u$, without
290
+ requiring $u$ to be an expression in the chosen defining tensors.
291
+ At a lift over $\Qbar$, these are the realizations of its rational
292
+ Hodge tensor, by Lemma~\ref{lem:comparison}. Their crystalline
293
+ specializations are independent of the lift because they are
294
+ evaluations in the fixed crystalline frame torsor.
295
+
296
+ The same observation applies to isogenies. One quasi-isogeny
297
+ preserving the defining tensors identifies their frame torsors in
298
+ every realization in which those tensors are preserved. It
299
+ therefore preserves all the added invariant tensors as well.
300
+ This proves the tensor comparison and simultaneous preservation
301
+ that will be used below; flatness alone is used only to keep the
302
+ integral stabilizer unchanged.
303
+
304
+ Specification~\textup{(1)} of Proposition~\ref{prop:transport}
305
+ uses the special-point theorem
306
+ \cite[Theorem~2.2.7]{KisinZhou2025} directly. The next lemma is
307
+ needed only for specification~\textup{(2)}, where the filtration
308
+ has been prescribed in advance.
309
+
310
+ \subsection{Realizing a prescribed admissible filtration}
311
+
312
+ For a point $x\in\mathcal S_K(\F)$ let $C_x$ be the corresponding
313
+ abelian variety and put
314
+ \[
315
+ \mathbb D_x=H^1_{\mathrm{cris}}(C_x/W(\F)),\qquad
316
+ D_x=\mathbb D_x[1/p].
317
+ \]
318
+ The crystalline structure tensors are denoted $s_{\alpha,0,x}$;
319
+ the tensors away from $p$ are denoted $s_{\alpha,\ell,x}$.
320
+ They are the specializations of the canonical tensor sections and
321
+ are independent of the chosen lift of $x$.
322
+
323
+ The \emph{tensor isogeny class} $\mathcal I_x$ consists of the points
324
+ $y\in\mathcal S_K(\F)$ for which a single quasi-isogeny
325
+ $C_x\to C_y$ preserves $s_{\alpha,0}$ and every
326
+ $s_{\alpha,\ell}$ for $\ell\ne p$. We emphasize that this
327
+ definition concerns actual quasi-isogenies of abelian varieties.
328
+ It is the class defined in \cite[\S2.2.4]{KisinZhou2025}.
329
+
330
+ \begin{lemma}[Realization of an admissible filtration]
331
+ \label{lem:admissible-realization}
332
+ Let $(J,X_J,\mathcal J)$ be strongly admissible, with $J_{\Q_p}$
333
+ quasi-split, and choose the adapted embedding and neat level above.
334
+ Let $x\in\mathcal S_K(\F)$ have a lift to characteristic zero.
335
+ Suppose a filtration $\mathcal F$ on $D_x$, after a finite extension
336
+ of $\Kzero$, has the following properties:
337
+ \begin{enumerate}
338
+ \item the resulting filtered isocrystal is admissible;
339
+ \item geometrically its filtration is induced by a $J$-valued
340
+ cocharacter in the conjugacy class prescribed by $X_J$.
341
+ \end{enumerate}
342
+ Then, after extending that field finitely, there are $y\in\mathcal I_x$,
343
+ a tensor-preserving quasi-isogeny $b:C_x\to C_y$, and a lift
344
+ $\widetilde y$ over the extended valuation ring such that
345
+ \[
346
+ b^*\Fil^1 H^1_{\mathrm{dR}}(C_{\widetilde y})=\mathcal F^1
347
+ \]
348
+ under the crystalline--de Rham identification.
349
+
350
+ In particular, condition \textup{(1)} follows if the filtered
351
+ isocrystal and its tensor data have finite local-field descent and
352
+ $\mathcal F$ is weakly admissible.
353
+ \end{lemma}
354
+
355
+ \begin{proof}
356
+ Write $k=\F$ and let $\breve E$ be the completed local reflex field.
357
+ We work over a common finite extension $K$ of $\Kzero$ containing
358
+ $\breve E$ and a field of definition of $\mathcal F$. Every further
359
+ field extension below is finite. Put $K_p=\mathcal J(\Z_p)$.
360
+
361
+ We first fix the relation between the group and cohomological
362
+ conventions. Let $\rho:J_{\Q_p}\to\GL(W_{\Q_p})$ be the adapted
363
+ homological representation and let $\rho^\vee$ be its dual. Choose
364
+ the tensor-preserving identification
365
+ $\mathbb D_x\simeq\Lambda_p^\vee\otimes_{\Z_p}W(k)$ of
366
+ \cite[\S2.1.14]{KisinZhou2025}. The local shtuka parameter is
367
+ $b_x\in J(\Kzero)$, whereas crystalline Frobenius on this
368
+ cohomological Dieudonn\'e module is
369
+ \[
370
+ F_x=\rho^\vee(\sigma(b_x))\circ\sigma.
371
+ \]
372
+ The additional $\sigma$ on $b_x$ comes from the comparison with
373
+ the vector shtuka: its special-fiber module is
374
+ $(\sigma^{-1})^*(\mathbb D_x^\vee)$
375
+ \cite[Example~2.3.4 and Remark~2.3.10]{PappasRapoport2024}.
376
+ Write $\{\mu\}$ for the class prescribed by $X_J$; then
377
+ $[b_x]\in B(J,\mu^{-1})$.
378
+
379
+ For precision, identify the general linear crystalline period
380
+ flag with the appropriate filtration variety on $D_x$ by its
381
+ marked Rapoport--Zink interpretation. If a deformation
382
+ $\mathcal H$ has special-fiber marking
383
+ $q:\mathcal H_k\dashrightarrow C_x[p^\infty]$, this identification
384
+ sends its period to
385
+ $(q^*)^{-1}\Fil^1H^1_{\mathrm{dR}}(\mathcal H)$.
386
+ Pushout through the faithful Hodge representation gives the
387
+ commutative period square
388
+ \[
389
+ \begin{array}{ccc}
390
+ M_{\mathcal J,b_x,\mu,K_p}&\longrightarrow&M_{\GL,\rho(b_x),\rho(\mu)}\\
391
+ \pi_{\mathrm{GM}}\downarrow&&\downarrow\pi_{\mathrm{GM}}\\
392
+ \mathcal F_{J,\mu}&\longrightarrow&\operatorname{Flag}(D_x).
393
+ \end{array}
394
+ \]
395
+ The lower map is a closed immersion: the parabolic stabilizing
396
+ the faithful filtration intersects $J$ in the parabolic for
397
+ $\mu$. Define $f_{\mathcal F}$ to be the unique $J$-flag with
398
+ image $\mathcal F$. It exists by condition~\textup{(2)}. The
399
+ square uses crystalline periods and the dual Frobenius descent
400
+ above, so no extension of $\sigma$ to the ramified filtration
401
+ field is chosen. When $q=b^{-1}$ its lower right period is
402
+ exactly $b^*\Fil^1$.
403
+
404
+ \medskip\noindent
405
+ \emph{A framed point over the prescribed period.}
406
+ Admissibility of the faithful filtered isocrystal implies that
407
+ the image of $f_{\mathcal F}$ in the general linear period flag
408
+ variety is in its admissible locus. To see this in the
409
+ cohomological coordinates of the square, let $U$ be a crystalline
410
+ representation realizing $(D_x,\mathcal F)$. Its crystalline
411
+ comparison identifies the associated vector bundle away from
412
+ the untilt with $U\otimes\mathcal O$. The filtered de Rham
413
+ comparison identifies the modification at the untilt with the
414
+ standard lattice $U\otimes B_{\mathrm{dR}}^+$. They glue to the
415
+ trivial bundle $U\otimes\mathcal O$ on the Fargues--Fontaine
416
+ curve, which is the general linear admissibility condition.
417
+ Since $\rho$ is faithful,
418
+ $\rho^{-1}(Z_{\GL(W)})\subset Z_J$: an element acting as a scalar
419
+ commutes with the faithful image of $J$. The admissible-locus
420
+ identity in \cite[Proposition~3.1.1(i), (3.1.9)]{PappasRapoport2024}
421
+ therefore puts $f_{\mathcal F}$ in
422
+ $\mathcal F_{J,\mu}^{\mathrm{adm}}$.
423
+
424
+ This locus is the image of the crystalline period map
425
+ \[
426
+ \pi_{\mathrm{GM}}:
427
+ M_{\mathcal J,b_x,\mu,K_p}
428
+ \longrightarrow\mathcal F_{J,\mu}^{\mathrm{adm}}.
429
+ \]
430
+ The map is \'{e}tale
431
+ \cite[\S3.1.1, (3.1.4)]{PappasRapoport2024}.
432
+ Its fiber at the classical point $f_{\mathcal F}$ is nonempty;
433
+ an \'{e}tale rigid space over $K$ has a point over a finite
434
+ extension of $K$. After making that extension, choose
435
+ \begin{equation}
436
+ z\in M_{\mathcal J,b_x,\mu,K_p}(K),
437
+ \qquad \pi_{\mathrm{GM}}(z)=f_{\mathcal F}.
438
+ \label{eq:transport-framed-point}
439
+ \end{equation}
440
+ In particular $z$ supplies the integral level as well as the
441
+ rational isocrystal marking. If $C$ is the completed algebraic
442
+ closure of $K$, its moduli description gives an actual
443
+ $\mathcal J$-torsor $\mathcal P_z$, a Frobenius isomorphism
444
+ bounded by $\mu$, and, for sufficiently large $a$, an isomorphism
445
+ \[
446
+ i_a:\mathcal J_{Y_{[a,\infty)}(C^\flat)}
447
+ \xrightarrow{\ \sim\ }
448
+ \mathcal P_z|_{Y_{[a,\infty)}(C^\flat)},
449
+ \qquad
450
+ \varphi_{\mathcal P_z}\circ\varphi^*i_a
451
+ =i_a\circ\varphi_{b_x}.
452
+ \]
453
+ These are precisely the torsor and annular framing in
454
+ \cite[\S3.1.1]{PappasRapoport2024}. Its associated
455
+ pro-\'{e}tale $\mathcal J(\Z_p)$-torsor gives integral tensor
456
+ frames. Thus the integral structure and Frobenius-compatible
457
+ framing are part of the chosen point, with all their tensor
458
+ compatibilities.
459
+
460
+ \medskip\noindent
461
+ \emph{Integral realization and its special fiber.}
462
+ Our adapted datum is of global Hodge type: the group scheme is
463
+ a full connected Bruhat--Tits stabilizer, and the chosen Hodge
464
+ embedding is integral on $\Lambda_p$.
465
+ The center also satisfies the split-rank hypothesis of
466
+ \cite[\S4.1]{PappasRapoport2024}. Indeed its real subgroup of
467
+ multiplier one preserves the positive definite form
468
+ $\psi_W(v,h(i)w)$ and is compact. Its real split rank is
469
+ therefore at most one, while the rational weight torus supplies
470
+ one split central direction over $\Q$; both split ranks are one.
471
+ The model here is the one in
472
+ \cite[\S2.1.11 and Theorem~2.1.12]{KisinZhou2025}, obtained
473
+ from this adapted Hodge embedding and satisfying the
474
+ Pappas--Rapoport characterization. Condition $(U_x)$ holds
475
+ by \cite[Corollary~6.3]{GleasonLimXu2026}; see also
476
+ \cite[Remark~4.10.4]{PappasRapoport2024}. Consequently
477
+ \cite[Theorem~4.10.6]{PappasRapoport2024} represents the integral
478
+ local Shimura variety by a normal formal scheme
479
+ $\mathfrak M_{\mathcal J,b_x,\mu}$ and gives the morphism
480
+ \[
481
+ \Theta_x:\mathfrak M_{\mathcal J,b_x,\mu}
482
+ \longrightarrow\widehat{\mathcal S_K}.
483
+ \]
484
+ More precisely, \cite[\S4.10.2, (4.10.2)--(4.10.6)]{PappasRapoport2024}
485
+ identifies this formal scheme with the tensor-compatible open and
486
+ closed part of the pullback of the Siegel Rapoport--Zink space.
487
+ This construction identifies the pullback of the universal
488
+ $\mathcal J$-shtuka with its tautological framed shtuka and the
489
+ faithful vector realization with the universal $p$-divisible group.
490
+
491
+ Its rigid generic fiber is the local Shimura variety
492
+ \cite[Proposition~3.5.1(i)]{PappasRapoport2024}.
493
+ The classical point $z$ of this rigid generic fiber gives
494
+ $\operatorname{Spf}\mathcal O_K\to\mathfrak M_{\mathcal J,b_x,\mu}$.
495
+ Indeed it lies in the generic fiber of a formal affine chart;
496
+ for a special formal chart one may take an affinoid member of
497
+ its standard generic-fiber covering containing $z$.
498
+ Evaluation of the formal chart's ring is integral, and its
499
+ ideal of definition maps to topologically nilpotent elements of
500
+ $\mathcal O_K$. Let $z_0$ be the special point and put
501
+ $y=\Theta_x(z_0)$ and $\widetilde y=\Theta_x(z)$.
502
+ The formal map $\widetilde y$ gives a point of the integral model
503
+ over $\mathcal O_K$ by restricting to an affine neighborhood of
504
+ $y$. Pullback of the universal abelian scheme gives
505
+ $C_{\widetilde y}$ and its $p$-divisible group $\mathcal H_z$.
506
+
507
+ We record explicitly the integral comparison at this point.
508
+ For a uniformizer $\pi$ of $K$, put
509
+ $\mathfrak S=W(k)[[u]]$, with $u\mapsto\pi$, and let
510
+ $E_\pi(u)$ generate its kernel. The crystalline representation
511
+ and integral level of $z$ give the $\mathcal J$-Breuil--Kisin
512
+ torsor of \cite[\S3.5]{PappasRapoport2024}, with
513
+ \[
514
+ \Phi:\varphi^*\mathcal P_{\mathrm{BK}}[1/E_\pi]
515
+ \xrightarrow{\ \sim\ }
516
+ \mathcal P_{\mathrm{BK}}[1/E_\pi].
517
+ \]
518
+ Its pushout to $\GL(\Lambda_p)$ is the Breuil--Kisin module of
519
+ $\mathcal H_z$. Reduction at $u=0$, followed by the dual
520
+ Frobenius descent fixed above, therefore gives the actual
521
+ Dieudonn\'e lattice of $\mathcal H_{z,k}$.
522
+ Proposition~3.5.1 of \cite{PappasRapoport2024} compares the two
523
+ specializations of this already constructed framed point. In
524
+ the coordinates of \cite[Theorem~2.2.5]{KisinZhou2025} it gives
525
+ \[
526
+ g\in X_{\mathcal J}(\mu^{-1},b_x),\qquad
527
+ \mathbb D(\mathcal H_{z,k})
528
+ =\rho^\vee(\sigma(g))\mathbb D_x\subset D_x.
529
+ \]
530
+ Indeed the Frobenius matrix on this lattice, written in its
531
+ induced basis, is
532
+ \[
533
+ \rho^\vee\!\left(
534
+ \sigma(g^{-1}b_x\sigma(g))\right)\circ\sigma,
535
+ \]
536
+ which explains the same Frobenius descent in the
537
+ Deligne--Lusztig condition and in the lattice formula.
538
+
539
+ \medskip\noindent
540
+ \emph{The abelian marking and the filtration.}
541
+ Keep the identity prime-to-$p$ coordinate in the uniformization.
542
+ The description of its special fiber in
543
+ \cite[\S4.10.3]{PappasRapoport2024}, or equivalently the
544
+ isogeny-class map of \cite[Theorem~2.2.5]{KisinZhou2025}, gives
545
+ $y=i_x(g)$ and a single abelian quasi-isogeny
546
+ $b:C_x\to C_y$ preserving the crystalline tensors and every
547
+ prime-to-$p$ tensor. Its crystalline marking is the one just
548
+ used for $\mathcal H_z$, because the uniformization is induced
549
+ by the marked Siegel Rapoport--Zink space.
550
+
551
+ The crystalline period map of that space is the Hodge filtration
552
+ of its universal deformation pulled back by its marking.
553
+ Compatibility of $\Theta_x$ with the tautological shtuka and
554
+ \eqref{eq:transport-framed-point} consequently give
555
+ \[
556
+ b^*\Fil^1H^1_{\mathrm{dR}}(C_{\widetilde y}/K)
557
+ =\mathcal F^1.
558
+ \]
559
+ The deformation criterion
560
+ \cite[Proposition~2.2.3]{KisinZhou2025} is satisfied concretely:
561
+ the filtration is of type $\mu$, and the crystalline structure
562
+ tensors compare with the integral \'{e}tale tensors in the
563
+ $\mathcal J(\Z_p)$-frames of $z$. The bounded integral shtuka
564
+ and its annular framing were obtained before using this
565
+ criterion or comparing specializations. All cited global
566
+ Hodge-type and strongly admissible results apply at $p=2$ as
567
+ well.
568
+
569
+ Finally, under finite local-field descent, the weak-admissibility
570
+ inequalities restrict to the descended Frobenius subobjects.
571
+ Colmez--Fontaine's theorem
572
+ \cite[Theorem~A]{ColmezFontaine2000} makes those descended data
573
+ admissible, and scalar extension supplies condition~\textup{(1)}.
574
+ \end{proof}
575
+
576
+ \subsection{Proof of the transport proposition}
577
+
578
+ \begin{proof}[Proof of Proposition~\ref{prop:transport}]
579
+ \medskip\noindent
580
+ \emph{The original point and its reduction.}
581
+ Apply Lemma~\ref{lem:auxiliary-datum}. Choose a rational
582
+ $J$-equivariant identification
583
+ $W=(V\otimes_\Q P)^{\oplus m}$ and set $n=m[P:\Q]$.
584
+ Choose a basis of $P$ whose first vector is $1$. The resulting
585
+ identification of the Hodge structure at the diagonal point $h$
586
+ with $V^{\oplus n}$ makes the first-factor map equal to
587
+ \begin{equation}
588
+ v\longmapsto(v\otimes1,0,\ldots,0).
589
+ \label{eq:transport-first-factor}
590
+ \end{equation}
591
+ The rational homology/isogeny correspondence
592
+ \cite[Corollary~6.9]{MilneShimura} therefore makes the abelian variety
593
+ \(C\) at that point isogenous to \(A^n\). Fix a rational isogeny
594
+ \(f:A^n\to C\) realizing this identification.
595
+
596
+ We explain the field and reduction assertions for this starting
597
+ point. The Hodge embedding maps it to the Siegel point of the
598
+ polarized variety $C$ with finite level. The abelian variety $C$
599
+ is defined over $\Qbar$: clearing a denominator in $f$ realizes
600
+ it as a quotient of $A^n$ by a finite subgroup of its torsion, and
601
+ every such subgroup is defined over $\Qbar$. Its rational
602
+ polarization and its finite level also descend to $\Qbar$, since
603
+ homomorphisms between abelian varieties over $\Qbar$ do not
604
+ enlarge after extending algebraically closed fields
605
+ \cite[Corollary~20.4]{MilneAV}. The Hodge
606
+ embedding induces a finite morphism onto its
607
+ image at sufficiently small finite level
608
+ \cite[Theorem~5.16]{MilneShimura}. Its fiber over a
609
+ $\Qbar$-point therefore consists of $\Qbar$-points. This places
610
+ the diagonal point on the canonical model over $\Qbar$.
611
+
612
+ After a finite number-field extension the variety $C$ has good
613
+ reduction, since it is isogenous to $A^n$
614
+ \cite[Chapter~IV, Theorem~3.5]{MilneAVNotes}. Its polarization and
615
+ prime-to-$p$ level extend after a further finite extension.
616
+ The integral Hodge-type model is the normalization of the closure
617
+ of the generic fiber in the adapted Siegel model. The valuative
618
+ criterion for this finite normalization therefore extends our
619
+ point to its integral model. Denote the reduction by $x$.
620
+ The rational isogeny $f$ specializes to a quasi-isogeny
621
+ $f_0:A_0^n\to C_x$.
622
+
623
+ \medskip\noindent
624
+ \emph{The trace tensor and its descent.}
625
+ Next extend the alternating form defining $\gamma$
626
+ $P$-multilinearly and take its trace. Composing with projection
627
+ onto the first copy in \eqref{eq:transport-copies} gives
628
+ \begin{equation}
629
+ \eta=\Tr_{P/\Q}(\gamma_P)\circ
630
+ (\operatorname{pr}_1)^{\otimes 2r}
631
+ \in\bigwedge^{2r}W^*.
632
+ \label{eq:transport-trace-tensor}
633
+ \end{equation}
634
+ For $r=0$ this is interpreted as the scalar trace.
635
+ The equal-multiplier condition implies that $\eta$ has multiplier
636
+ $c^r$ under $J$. On \eqref{eq:transport-first-factor}, its
637
+ restriction is
638
+ \begin{equation}
639
+ j^*f^*\eta_C=[P:\Q]\gamma.
640
+ \label{eq:transport-trace-restriction}
641
+ \end{equation}
642
+ The class $\eta_C$ is understood with its Tate twist.
643
+
644
+ We turn this semi-invariant into the untwisted tensors to which
645
+ the integral-model theorems directly apply. Write
646
+ $\psi_W^{-1}\in\bigwedge^2W$ for the inverse symplectic
647
+ bivector, and include
648
+ \begin{equation}
649
+ u_\psi=\psi_W\otimes\psi_W^{-1},\qquad
650
+ u_\eta=\eta\otimes(\psi_W^{-1})^{\otimes r}
651
+ \label{eq:transport-untwisted-tensors}
652
+ \end{equation}
653
+ among the structure tensors. Both are $J$-invariant tensors in
654
+ ordinary tensor constructions of $W$ and $W^*$; no separately
655
+ trivialized Tate object is needed. They can be made integral and
656
+ added to the defining family as explained above. Their
657
+ crystalline and prime-to-$p$ realizations at $x$ are the
658
+ specializations from the original point, with the comparison
659
+ conventions fixed above.
660
+
661
+ \phantomsection
662
+ \label{par:transport-tensor-descent}
663
+ The entire finite family of structure tensors, including
664
+ $u_\psi$ and $u_\eta$, has finite local-field descent. To see
665
+ this, choose a finite extension $L/\Q_p$ over whose valuation
666
+ ring the original number-field point is defined, and let $L_0$
667
+ be its maximal unramified subfield. The canonical \'etale
668
+ tensor sections of \cite[\S2.1.4]{KisinZhou2025}, pulled back
669
+ to that point, are $\Gal(\overline L/L)$-invariant. Applying
670
+ the tensor functor $D_{\mathrm{cris},L}$ to these morphisms
671
+ from the unit object places them in the crystalline tensor
672
+ spaces over $L_0$. Their extension to $\Kzero$ is exactly
673
+ the family $s_{\alpha,0,x}$, by good-reduction comparison.
674
+ The map $f_0$ also descends after a finite residue-field
675
+ extension, so this descent is retained under its marking.
676
+ Taking a compositum with the finite field of definition of a
677
+ prescribed filtration therefore gives one finite local field
678
+ for all the data. No tensor-preserving trivialization over
679
+ $L_0$ is being asserted or needed.
680
+
681
+ \medskip\noindent
682
+ \emph{The two choices of lift.}
683
+ For specification~(1), apply
684
+ \cite[Theorem~2.2.7]{KisinZhou2025} to $x$. It gives a point
685
+ $y\in\mathcal I_x$ with a special-point lift and a
686
+ tensor-preserving quasi-isogeny $b:C_x\to C_y$.
687
+ The special-point lift supplies a CM abelian variety $B$. Special
688
+ points on the canonical Shimura variety are algebraic over its
689
+ reflex field by the canonical-model theory
690
+ \cite[Definition~12.8 and Proposition~14.14]{MilneShimura}, so $B$
691
+ and its level data can be taken over $\Qbar$. The given local lift specifies their embedding at $w$
692
+ and their good reduction $B_0=C_y$.
693
+
694
+ For specification~(2), identify $D_x$ with $D_A^{\oplus n}$ using
695
+ $f_0^*$ and prescribe the direct-sum filtration
696
+ $\mathcal F_A^{\oplus n}$. It is weakly admissible, with the
697
+ required finite local-field descent. It is also in the required
698
+ $J$-cocharacter orbit. Indeed a geometric element of the
699
+ transported $G$ taking the original filtration on $D_A$ to
700
+ $\mathcal F_A$ acts diagonally on all the copies of $V$ in $W$;
701
+ its image in $J$ takes the original filtration on $D_x$ to the
702
+ prescribed one. The tensor-preserving identifications used here
703
+ come from the initial point and comparison, so they include the
704
+ $J$-structure tensors as well. Geometric conjugacy can be
705
+ realized over a finite extension, since the corresponding
706
+ isomorphism scheme is of finite type.
707
+ Lemma~\ref{lem:admissible-realization} now gives $y$, its lift
708
+ $B$, and a tensor-preserving quasi-isogeny $b:C_x\to B_0$ with
709
+ the prescribed marked filtration. This proves
710
+ \eqref{eq:transport-prescribed-filtration} for
711
+ $a=bf_0$.
712
+
713
+ \medskip\noindent
714
+ \emph{A common rational normalization.}
715
+ It remains, in both specifications, to recover the twisted class
716
+ and normalize it by a single rational scalar. Choose a complex
717
+ description of the lifted Shimura point. Its rational marking by
718
+ $W$ supplies a rational Hodge class $\eta_B$ corresponding to
719
+ $\eta$, and a rational divisor class $\theta_B$
720
+ corresponding to $\psi_W$. Write $\theta_C$ for the analogous
721
+ class on $C$ and put
722
+ \[
723
+ \theta_*=f_0^*\theta_{C,0}\in\NS(A_0^n)\otimes_\Z\Q.
724
+ \]
725
+ The class $\theta_*$ is rational ample. Tensor preservation of
726
+ $u_\psi$ says that, in each realization,
727
+ \begin{equation}
728
+ a^*\theta_{B,0}=\lambda_v\theta_*,
729
+ \label{eq:transport-local-similitudes}
730
+ \end{equation}
731
+ with a nonzero local scalar $\lambda_v$. Let $D=n\dim A$.
732
+ Pairing with $\theta_*^{D-1}$ gives
733
+ \begin{equation}
734
+ \lambda_v=
735
+ \frac{\deg\bigl(a^*\theta_{B,0}\cdot\theta_*^{D-1}\bigr)}
736
+ {\deg(\theta_*^D)}=:\lambda\in\Q^\times.
737
+ \label{eq:transport-rational-similitude}
738
+ \end{equation}
739
+ Both intersection numbers refer to rational divisor classes on
740
+ the same abelian variety; their cycle-class traces are identical
741
+ in every realization. The denominator is positive because
742
+ $\theta_*$ is ample, and the numerator is nonzero by
743
+ \eqref{eq:transport-local-similitudes}. Thus all the scalars in
744
+ \eqref{eq:transport-local-similitudes}, including the crystalline
745
+ one, are the single rational number $\lambda$.
746
+
747
+ Preservation of $u_\eta$, together with
748
+ \eqref{eq:transport-rational-similitude}, then yields
749
+ \begin{equation}
750
+ a^*\eta_{B,0}=\lambda^r f_0^*\eta_{C,0}
751
+ \label{eq:transport-eta-scaling}
752
+ \end{equation}
753
+ simultaneously. In fact the inverse bivector scales by
754
+ $\lambda^{-1}$, so that the equality for the untwisted tensor
755
+ in \eqref{eq:transport-untwisted-tensors} gives exactly
756
+ \eqref{eq:transport-eta-scaling}. Set
757
+ \[
758
+ \kappa=\frac{\lambda^{-r}}{[P:\Q]}\eta_B.
759
+ \]
760
+ Specializing \eqref{eq:transport-trace-restriction} and using
761
+ \eqref{eq:transport-eta-scaling} proves
762
+ \eqref{eq:transport-class}.
763
+
764
+ For the arbitrary local lift, the crystalline realization just
765
+ used is unambiguous: the canonical model supplies the untwisted
766
+ tensor $u_\eta$, and the algebraic polarization supplies its Tate
767
+ line and inverse bivector. The comparison isomorphism and these
768
+ operations define $\eta_B$ in the crystalline realization and
769
+ agree with its canonical \'{e}tale tensors. Consequently any
770
+ identity expressing this class by algebraic divisor operations
771
+ specializes with the same rational coefficients in all
772
+ realizations. For the $\Qbar$-valued CM lift, these are also the
773
+ usual absolute-Hodge and de Rham realizations. This completes
774
+ the two constructions.
775
+ \end{proof}
776
+
777
+ \begin{corollary}[CM transport of a Hodge class]
778
+ \label{cor:cm-transport}
779
+ Let \(A/\Qbar\) be an abelian variety of positive dimension with
780
+ good reduction at \(w\), and let
781
+ \(\gamma\in H^{2r}(A(\C),\Q(r))\) be a rational Hodge class,
782
+ where \(0\leq r\leq\dim A\). There are a positive integer \(n\),
783
+ a CM abelian variety \(B/\Qbar\) with good reduction at \(w\),
784
+ a rational Hodge class \(\kappa\) of codimension \(r\) on \(B\),
785
+ and a quasi-isogeny \(a:A_0^n\to B_0\) such that
786
+ \[
787
+ \gamma_0=(aj)^*\kappa_0,
788
+ \]
789
+ where \(j:A_0\to A_0^n\) is the first-factor inclusion. This is an
790
+ equality of the usual absolute-Hodge specializations in every
791
+ prime-to-\(p\) realization and in crystalline cohomology extended
792
+ to \(\Cw\).
793
+ \end{corollary}
794
+
795
+ \begin{proof}
796
+ Choose a polarization \(\psi\) on \(V=H_1(A(\C),\Q)\), and let
797
+ \(G=\MT(V)\). The Mumford--Tate group is connected reductive and
798
+ is characterized by its Hodge tensors
799
+ \cite[Section~3, Propositions~3.4 and~3.6]{Deligne1982}.
800
+ The Hodge homomorphism and its \(G(\R)\)-conjugacy class define
801
+ the Mumford--Tate Shimura datum of Hodge type, with faithful
802
+ symplectic representation
803
+ \[
804
+ G\hookrightarrow\GSp(V,\psi).
805
+ \]
806
+ The polarization supplies the rational weight and the Cartan
807
+ involution condition. The definition of the Mumford--Tate group
808
+ excludes an adjoint factor on which the Hodge homomorphism is
809
+ trivial. The class \(\gamma\), with its Tate twist, is fixed by
810
+ \(G\). Equivalently, its alternating form on \(V\) has multiplier
811
+ \(c^r\), where \(c\) is the similitude character. Thus the first
812
+ alternative of Proposition~\ref{prop:transport} applies and gives
813
+ the asserted data and simultaneous equality.
814
+ \end{proof}
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/03_filtration.tex CHANGED
@@ -1,482 +1,482 @@
1
- \section{An endomorphism-stable weakly admissible filtration}
2
- \label{sec:filtration}
3
-
4
- We construct a filtration on first crystalline cohomology that preserves an
5
- additional divisor. The construction takes place entirely on the given
6
- isocrystal. Its realization by an abelian lift will be a separate step.
7
- Generic transversality is a basic ingredient of the admissible-filtration
8
- existence theorems of Fontaine--Rapoport
9
- \cite[Theorem~1 and Lemmas~1.1--1.2]{FontaineRapoport2005}.
10
- We impose the additional endomorphism and polarization constraints
11
- explicitly. The bounded-degree argument below chooses the required
12
- coordinates over a finite algebraic extension, while testing every
13
- subisocrystal over the fixed coefficient field.
14
-
15
- Throughout this section, $\Kzero=\operatorname{Frac}W(\overline{\F}_p)$,
16
- and valuations are normalized by $v(p)=1$. If $D$ is an isocrystal over
17
- $\Kzero$ and $K/\Kzero$ is finite, a subspace $L\subset D_K$ defines the
18
- one-step filtration
19
- \[
20
- \Fil^iD_K=
21
- \begin{cases}
22
- D_K,&i\leq 0,\\
23
- L,&i=1,\\
24
- 0,&i\geq 2.
25
- \end{cases}
26
- \]
27
- For an isocrystal subobject $P\subset D$, its Hodge number for this
28
- filtration is $t_H(P)=\dim_K(P_K\cap L)$. Its Newton number $t_N(P)$ is
29
- the sum of its slopes with multiplicities. Weak admissibility means that
30
- $t_H(D)=t_N(D)$ and $t_H(P)\leq t_N(P)$ for every isocrystal subobject
31
- $P$ over $\Kzero$.
32
-
33
- Finite local-field descent is understood as in Section~\ref{sec:transport}:
34
- the isocrystal and its indicated tensors descend to the maximal unramified
35
- subfield of a finite extension of \(\Q_p\), and the filtration descends
36
- to that finite extension.
37
-
38
- \begin{theorem}[The filtration construction]
39
- \label{thm:filtration}
40
- Let $A_0/\overline{\F}_p$ be an abelian variety equipped with a rational
41
- action of a CM field $E$ and a polarization whose Rosati involution
42
- restricts to conjugation on $E$. Suppose that
43
- \[
44
- D=H^1_{\mathrm{cris}}(A_0/W(\overline{\F}_p))[1/p]
45
- \]
46
- has rank $2s$ over $E\otimes_\Q\Kzero$, where $s\geq 1$. Suppose also
47
- that there is an invertible $u\in\End^0(A_0)$ such that
48
- \[
49
- u^\dagger=u,\qquad ue=\bar e u\quad(e\in E).
50
- \]
51
- Let $\beta$ be the dual polarization pairing on $D$, with values in
52
- the isocrystal line of slope $1$.
53
-
54
- Then there are a finite extension $K/\Kzero$ and a subspace $L\subset
55
- D_K$ with the following properties:
56
- \begin{enumerate}
57
- \item The one-step filtration with $\Fil^1D_K=L$ is weakly admissible.
58
- \item $L$ is stable under the cohomological actions of $E$ and $u$,
59
- and is Lagrangian for $\beta$.
60
- \item After extending to an algebraically closed field $\Omega/K$,
61
- one has $\dim_\Omega L_\tau=s$ for every embedding
62
- $\tau:E\hookrightarrow\Omega$.
63
- \item The isocrystal, its indicated tensors, and this filtration have
64
- finite local field descent.
65
- \end{enumerate}
66
- Moreover, geometrically $L$ belongs to the balanced polarized
67
- cocharacter orbit. More explicitly, define
68
- \[
69
- G_D=\left\{g\in\GSp(D,\beta)\cap
70
- \GL_{E\otimes_\Q\Kzero}(D):
71
- \det_{E\otimes_\Q\Kzero}(g)=c(g)^s\right\},
72
- \]
73
- where the scalar on the right is viewed in
74
- $(E\otimes_\Q\Kzero)^\times$. The balanced $E$-stable
75
- $\beta$-Lagrangians form a single $G_D(\Omega)$-orbit. Each is the
76
- weight-$1$ space of a cocharacter of $G_{D,\Omega}$ with weights $0,1$.
77
- In particular $L$ belongs to the orbit of any original filtration of
78
- this type under a tensor-preserving comparison.
79
- \end{theorem}
80
-
81
- The proof will construct \(L\) from Lagrangians in finitely many
82
- symplectic spaces. The two lemmas below supply the required simultaneous
83
- choice: minimum intersection with a subspace is ensured by a nonzero
84
- minor of bounded degree, and all such minors over a fixed coefficient
85
- field can be made nonzero over one finite extension.
86
-
87
- \begin{lemma}[Bounded-degree avoidance over a finite extension]
88
- \label{lem:avoidance}
89
- Let $K_1/\Kzero$ be a finite extension, and let $r,b\geq 1$ be integers.
90
- There exist an element $\theta$ algebraic over $\Q_p$ and a point
91
- \[
92
- (x_0,\ldots,x_{r-1})\in K_1(\theta)^r
93
- \]
94
- at which every nonzero polynomial in $K_1[X_0,\ldots,X_{r-1}]$ of total
95
- degree at most $b$ is nonzero. The coordinates $x_i$ can all be chosen
96
- in $\Q_p(\theta)$.
97
- \end{lemma}
98
-
99
- \begin{proof}
100
- Choose an integer $N>b$ and put
101
- \[
102
- B=b\sum_{i=0}^{r-1}N^i.
103
- \]
104
- Let $e$ be the ramification index of $K_1/\Kzero$, so that
105
- $v(K_1^\times)=\frac1e\Z$. Choose a prime $q>\max(B,e)$, and choose
106
- $\theta$ with $\theta^q=p$ in an algebraic closure of $K_1$. The value
107
- $v(\theta)=1/q$ has order $q$ modulo $\frac1e\Z$. Consequently the
108
- ramification index, and hence the degree, of $K_1(\theta)/K_1$ is at
109
- least $q$. The polynomial $X^q-p$ gives the reverse inequality, so
110
- \[
111
- [K_1(\theta):K_1]=q>B.
112
- \]
113
-
114
- Set $x_i=\theta^{N^i}$. Under the substitution $X_i=T^{N^i}$,
115
- distinct monomials of total degree at most $b$ have distinct exponents:
116
- each exponent of an individual variable is smaller than $N$, and
117
- uniqueness follows from base-$N$ expansion. Thus a nonzero polynomial
118
- of total degree at most $b$ becomes a nonzero polynomial in $T$ of
119
- degree at most $B$. It cannot vanish at $\theta$, whose degree over
120
- $K_1$ exceeds $B$.
121
- \end{proof}
122
-
123
- \begin{remark}
124
- The coefficient field in Lemma~\ref{lem:avoidance} is the fixed field
125
- $K_1$. The conclusion concerns all bounded-degree polynomials over that
126
- field, with no restriction on their cardinality. It would be false with
127
- $K_1(\theta)$ in place of $K_1$ as the coefficient field.
128
- \end{remark}
129
-
130
- \begin{lemma}[Intersections with Lagrangians]
131
- \label{lem:lagrangian-intersection}
132
- Let $M$ be a symplectic space of dimension $2m$ over a field $k$ of
133
- characteristic zero, and let $W\subset M$ have dimension $a$. A nonempty
134
- open subset of the Lagrangian Grassmannian consists of subspaces $L$
135
- such that
136
- \[
137
- \dim(L\cap W)=\max(0,a-m).
138
- \]
139
- On any fixed symplectic affine big cell, at least one nonzero polynomial
140
- of degree at most $m$ has nonvanishing locus contained in this open
141
- subset. This degree bound is independent of $W$.
142
- \end{lemma}
143
-
144
- \begin{proof}
145
- We first work over an algebraic closure. The Lagrangian Grassmannian
146
- is geometrically integral of dimension $m(m+1)/2$; its affine big cells
147
- are parametrized by symmetric $m\times m$ matrices. If $1\leq a\leq m$,
148
- consider the projective incidence variety of pairs $(\ell,L)$ with
149
- $\ell\subset W$ a line and $\ell\subset L$ a Lagrangian. The fiber over
150
- $\ell$ is the Lagrangian Grassmannian of the symplectic space
151
- $\ell^\perp/\ell$, and therefore the incidence variety has dimension
152
- \[
153
- a-1+\frac{m(m-1)}2<\frac{m(m+1)}2.
154
- \]
155
- Its image is a proper closed subset. Its complement consists precisely
156
- of the Lagrangians missing $W$. The case $a=0$ is immediate. For
157
- $a>m$, use
158
- \[
159
- \dim(L\cap W)=a-m+\dim(L\cap W^\perp)
160
- \]
161
- and apply the preceding argument to $W^\perp$.
162
-
163
- For the assertion on equations, choose coordinates on the fixed big
164
- cell in which $L$ is the column space of
165
- \[
166
- \begin{pmatrix}I_m\\ T\end{pmatrix},\qquad T=T^{\mathsf t}.
167
- \]
168
- The minimum-intersection condition says that the composite of this
169
- matrix with the quotient map $M\longrightarrow M/W$ has rank
170
- $\min(m,2m-a)$. Its entries are affine linear polynomials in the
171
- independent entries of $T$. The nonempty open subset already proved
172
- meets this big cell, so some minor of the required size is a nonzero
173
- polynomial over $k$. Its degree is at most $m$, and its nonvanishing
174
- implies the required rank. If the required rank is zero, use the
175
- constant polynomial $1$.
176
- \end{proof}
177
-
178
-
179
- The two lemmas reduce simultaneous transversality to a uniform bound on
180
- the degrees of the relevant minors. We now identify the symplectic
181
- spaces on which to apply them and the inequalities they must enforce.
182
-
183
- \begin{proof}[Proof of Theorem~\ref{thm:filtration}]
184
- We write $e$ and $u$ also for their cohomological actions on $D$.
185
- These actions commute with Frobenius and satisfy
186
- \begin{equation}
187
- \label{eq:filtration-adjoints}
188
- \beta(ux,y)=\beta(x,uy),\qquad
189
- \beta(ex,y)=\beta(x,\bar e y),\qquad ue=\bar e u.
190
- \end{equation}
191
- There is no change to the last relation from contravariance. Indeed,
192
- pulling back $ue=\bar e u$ gives $e^*u^*=u^*\bar e^*$; replacing $e$
193
- by $\bar e$ gives $u^*e^*=\bar e^*u^*$. Likewise, if $J$ is the
194
- homological polarization matrix, $U^{\mathsf t}J=JU$ implies
195
- $UJ^{-1}=J^{-1}U^{\mathsf t}$, which is the self-adjointness of the
196
- cohomological action $U^{\mathsf t}$ for the dual pairing. The
197
- Rosati-conjugate adjoint identity for $E$ follows in the same way.
198
-
199
- The pullback $U^{\mathsf t}$ of an individual endomorphism is
200
- distinct from the contragredient group action $g\mapsto g^{-\mathsf t}$.
201
- If a homological similitude $g$ has multiplier $c_V$ and satisfies
202
- $\det_E(g)=c_V^s$, its dual action has multiplier $c_D=c_V^{-1}$
203
- and satisfies $\det_E(g^{-\mathsf t})=c_D^s$.
204
- Thus $G_D$ is the dual form of the homological group defined by this
205
- determinant condition, with its cohomological multiplier.
206
-
207
- \medskip\noindent
208
- \emph{Reduction to the stable subobjects.}
209
- First consider any $E,u$-stable candidate $L\subset D_K$, where
210
- $K/\Kzero$ is finite. We show that the weak-admissibility inequalities
211
- need only be tested on $E,u$-stable subobjects. This resembles the use of canonical
212
- destabilizing objects in \cite[Section~2]{FontaineRapoport2005},
213
- but we use total defect, not defect divided by dimension, and give
214
- the required elementary argument.
215
- For any isocrystal subobject $P\subset D$ over $\Kzero$, set
216
- \[
217
- f(P)=t_H(P)-t_N(P).
218
- \]
219
- These values form a finite set: the Hodge number is a bounded integer,
220
- and the Newton number is determined by bounded integer multiplicities
221
- among the finitely many slopes of $D$. Let $a$ be their maximum.
222
- Newton numbers are additive in short exact sequences, while
223
- \[
224
- (P_K\cap L)+(Q_K\cap L)\subset (P+Q)_K\cap L.
225
- \]
226
- Consequently
227
- \begin{equation}
228
- \label{eq:filtration-supermodularity}
229
- f(P)+f(Q)\leq f(P\cap Q)+f(P+Q).
230
- \end{equation}
231
- If $P$ and $Q$ both attain $a$, the right-hand terms are each at
232
- most $a$, so both attain $a$. Thus maximizers are closed under
233
- intersection and sum. Choose a maximizer $P_{\max}$ of largest
234
- dimension. Adding any other maximizer to it shows that the other
235
- one is contained in it. Hence $P_{\max}$ is the unique largest
236
- maximizer.
237
-
238
- The operators $u$ and $e\in E^\times$ are filtration-preserving
239
- isocrystal automorphisms. They preserve $f$ and hence fix
240
- $P_{\max}$, by its uniqueness. Thus $P_{\max}$ is $E,u$-stable.
241
- Consequently, if $t_H(D')\leq t_N(D')$ for every $E,u$-stable
242
- subobject $D'$, then $a=f(P_{\max})\leq0$. All the
243
- weak-admissibility inequalities follow. We must therefore construct
244
- an $E,u$-stable Lagrangian with these restricted inequalities and
245
- $t_H(D)=t_N(D)$.
246
-
247
- \medskip\noindent
248
- \emph{Semisimplicity and symplectic blocks.}
249
- The Rosati trace form
250
- \[
251
- \langle a,b\rangle=\Tr(ab^\dagger)
252
- \quad\text{on }\End^0(A_0)\otimes_\Q\R
253
- \]
254
- is positive definite \cite[Theorem~17.3]{MilneAV}. Left multiplication
255
- by $u$ is self-adjoint for this form, since trace cyclicity gives
256
- \[
257
- \langle ua,b\rangle=\Tr(uab^\dagger)
258
- =\Tr(ab^\dagger u)=\langle a,ub\rangle.
259
- \]
260
- It is therefore diagonalizable. Its minimal polynomial equals the
261
- minimal polynomial of $u$ in the endomorphism algebra, as is seen by
262
- applying a polynomial in the multiplication operator to the identity.
263
- Thus $u$, and hence $u^2$, acts semisimply on $D$. The relation in
264
- \eqref{eq:filtration-adjoints} also shows that $u^2$ commutes with $E$.
265
-
266
- Put
267
- \[
268
- B(x,y)=\beta(x,uy).
269
- \]
270
- This is a nondegenerate alternating pairing. Indeed, invertibility is
271
- immediate, and
272
- $B(y,x)=-\beta(ux,y)=-B(x,y)$. In addition,
273
- \[
274
- B(ex,y)=\beta(x,\bar euy)=\beta(x,uey)=B(x,ey),
275
- \qquad B(u^2x,y)=B(x,u^2y).
276
- \]
277
- After a finite splitting extension $K_1/\Kzero$, write
278
- \[
279
- D_{K_1}=\bigoplus_{\tau,z}M_{\tau,z},
280
- \qquad
281
- M_{\tau,z}=\{x:ex=\tau(e)x\ (e\in E),\ u^2x=zx\}.
282
- \]
283
- We omit zero summands. The self-adjoint identities for $B$ show that
284
- distinct summands are orthogonal. Its restriction to each summand is
285
- therefore nondegenerate. Write $\dim M_{\tau,z}=2m_{\tau,z}$.
286
-
287
- For $\bar\tau=\tau\circ\overline{(\cdot)}$, the operator $u$ maps
288
- $M_{\tau,z}$ isomorphically to $M_{\bar\tau,z}$. On these spaces,
289
- \begin{equation}
290
- \label{eq:filtration-u-similitude}
291
- B(ux,uy)=zB(x,y).
292
- \end{equation}
293
- Here $z\neq 0$, and $\tau\neq\bar\tau$. Choose a $B$-Lagrangian
294
- $L_{\tau,z}$ in one member of each opposite pair, and prescribe
295
- \begin{equation}
296
- \label{eq:filtration-opposite-choice}
297
- L_{\bar\tau,z}=uL_{\tau,z}.
298
- \end{equation}
299
- Equation~\eqref{eq:filtration-u-similitude} shows that the latter is
300
- Lagrangian as well. Their direct sum $L$ is $E$-stable and $u$-stable;
301
- on applying $u$ twice, one obtains $zL_{\tau,z}=L_{\tau,z}$. Since
302
- \[
303
- \beta(x,y)=B(x,u^{-1}y),
304
- \]
305
- $L$ is also $\beta$-Lagrangian. Its dimension at each $E$-embedding
306
- is $s$. It remains to make the independent choices appropriately.
307
-
308
- \medskip\noindent
309
- \emph{The inherited Newton grading.}
310
- Use the canonical slope decomposition
311
- \[
312
- D=\bigoplus_\lambda D_\lambda.
313
- \]
314
- The isocrystal category over $\overline{\F}_p$ is semisimple, and
315
- this decomposition is functorial
316
- \cite[\S3.2, Proposition~3.3]{ColmezFontaine2000}. The slopes of $D$
317
- belong to $[0,1]$: its integral Dieudonn\'e operators \(F,V\)
318
- satisfy \(FV=p\), so both the slopes of \(F\) and those of \(V\)
319
- are nonnegative. All the endomorphisms above preserve every
320
- $D_\lambda$, and the projectors onto the simultaneous eigenspaces
321
- preserve its scalar extension. Thus each block has a grading
322
- \[
323
- M_{\tau,z}=\bigoplus_\lambda M_{\tau,z,\lambda},\qquad
324
- M_{\tau,z,\lambda}=M_{\tau,z}\cap(D_\lambda)_{K_1}.
325
- \]
326
- We use this grading even if Frobenius permutes the labels $(\tau,z)$.
327
- No extension of Frobenius to $K_1$, and no isocrystal structure on an
328
- individual block, is required.
329
-
330
- Before scalar extension, $B$ is a pairing of isocrystals into the
331
- slope-$1$ line. Hence $B(D_\lambda,D_\mu)=0$ unless
332
- $\lambda+\mu=1$. Nondegeneracy on an individual block $M$ then gives
333
- perfect pairings between $M_\lambda$ and $M_{1-\lambda}$. In
334
- particular, if $\dim M=2m$,
335
- \begin{equation}
336
- \label{eq:filtration-block-newton}
337
- \sum_\lambda\lambda\dim M_\lambda=m.
338
- \end{equation}
339
-
340
- Let $D'\subset D$ be an isocrystal subobject over $\Kzero$ stable
341
- under $E$ and $u$. Its intersections $M'=D'_{K_1}\cap M$ decompose
342
- $D'_{K_1}$ and inherit the same slope grading. Put $a=\dim M'$.
343
- The slope sum of the graded quotient $M/M'$ is at most $2m-a$,
344
- because all its slopes belong to $[0,1]$. By
345
- \eqref{eq:filtration-block-newton},
346
- \begin{equation}
347
- \label{eq:filtration-block-bound}
348
- \sum_\lambda\lambda\dim M'_\lambda
349
- \geq \max(0,a-m).
350
- \end{equation}
351
- The additional bound by zero follows from the nonnegative slopes.
352
- The right side is also the smallest possible dimension of the
353
- intersection of a Lagrangian in $M$ with $M'$.
354
- Thus attaining this minimum in every block will give the
355
- weak-admissibility inequalities for all the stable subobjects.
356
-
357
- \medskip\noindent
358
- \emph{Simultaneous choices and finite local field descent.}
359
- We may arrange the splitting field and coordinates used above as
360
- follows. Choose a finite field $k_0\subset\overline{\F}_p$ over
361
- which $A_0$, its polarization, $u$, and a rational basis of $E$ are
362
- defined. The underlying isocrystal and the indicated tensors then
363
- descend to $\operatorname{Frac}W(k_0)$. Choose a finite local field
364
- $H/\Q_p$ containing this field and splitting the actions of $E$ and
365
- $u^2$. The eigenspaces and their symplectic bases can be constructed
366
- over $H$ by linear algebra. We take $K_1=\Kzero H$. In particular,
367
- the independent Lagrangian Grassmannians, fixed symplectic big cells
368
- in them, and the maps induced by $u$ all have coordinates over $H$.
369
-
370
- Take the product of these big cells, one for each independent choice
371
- in \eqref{eq:filtration-opposite-choice}, and let $r$ be its number
372
- of affine coordinates. For every $E,u$-stable isocrystal subobject
373
- $D'$ over $\Kzero$ and each independent block $M$, the space
374
- $M'=D'_{K_1}\cap M$ is defined over the \emph{fixed} field $K_1$.
375
- Lemma~\ref{lem:lagrangian-intersection} supplies a nonzero polynomial
376
- over $K_1$, of degree at most $m$, whose nonvanishing ensures
377
- \begin{equation}
378
- \label{eq:filtration-minimal-intersection}
379
- \dim(L_{\tau,z}\cap M')=\max(0,\dim M'-m).
380
- \end{equation}
381
- We regard this as a polynomial on the whole product by ignoring the
382
- other coordinates. A single bound $b=\max m_{\tau,z}$ works for all
383
- these polynomials, independently of $D'$. On the opposite block,
384
- the same intersection equality follows from $u$-stability of $D'$
385
- and \eqref{eq:filtration-opposite-choice}.
386
-
387
- Apply Lemma~\ref{lem:avoidance} to $K_1,r,b$. Its one point satisfies
388
- \eqref{eq:filtration-minimal-intersection} for every one of the
389
- subobjects just specified, simultaneously. This use of the lemma
390
- does not assume that the collection of subobjects is countable or
391
- that its members descend to $H$. Their definition over $K_1$ and
392
- the uniform polynomial degree bound are the only requirements.
393
- There are nonzero blocks with $m\geq1$, so $r,b\geq1$ as required.
394
-
395
- Put $K=K_1(\theta)=\Kzero H(\theta)$. The resulting Lagrangian is
396
- defined over $H(\theta)$ in the chosen coordinates, and $H(\theta)$
397
- is finite over $\Q_p$. Extending the original isocrystal to the
398
- maximal unramified subfield of $H(\theta)$ therefore gives finite
399
- local field descent of the complete filtered data. In particular,
400
- the construction has not obtained its generic point by introducing
401
- transcendental parameters.
402
-
403
- Summing \eqref{eq:filtration-minimal-intersection} and
404
- \eqref{eq:filtration-block-bound} over all blocks gives
405
- \begin{equation}
406
- \label{eq:filtration-stable-test}
407
- t_H(D')\leq t_N(D')
408
- \quad\text{for every $E,u$-stable isocrystal subobject $D'\subset D$.}
409
- \end{equation}
410
- For $D$ itself, both numbers equal $\frac12\dim D$ by
411
- \eqref{eq:filtration-block-newton}. The reduction to stable subobjects
412
- proved at the start now gives all the weak-admissibility inequalities
413
- for subobjects of $D$ over $\Kzero$. Each subobject over the smaller unramified
414
- field of descent extends to one of these subobjects. Hence the
415
- descended filtered isocrystal is weakly admissible as well.
416
-
417
- \medskip\noindent
418
- \emph{The geometric cocharacter orbit.}
419
- Over $\Omega$, the polarization pairs $D_\tau$ only with
420
- $D_{\bar\tau}$. A balanced $E$-stable Lagrangian is determined by an
421
- $s$-dimensional subspace of $D_\tau$ for one member of each pair;
422
- the subspace in the opposite member is its annihilator. The
423
- subgroup of $G_D$ with multiplier $1$ contains the product of
424
- $\SL(D_\tau)$ acting on opposite spaces by the inverse dual
425
- representations. These special linear groups are transitive on
426
- the $s$-dimensional subspaces. Thus all the indicated Lagrangians
427
- form one $G_D(\Omega)$-orbit.
428
-
429
- Finally choose an $E$-stable $\beta$-Lagrangian complement to one
430
- such $L$. Such a complement is obtained separately on each pair
431
- of opposite embedding spaces. Acting by $t$ on $L$ and by $1$
432
- on the complement gives a cocharacter with multiplier $t$ and
433
- $E$-determinant $t^s$ at each embedding. It lies in $G_D$ and has
434
- the stated filtration. This proves the final assertions.
435
- \end{proof}
436
-
437
- \begin{corollary}
438
- \label{cor:filtration-admissible}
439
- The filtration of Theorem~\ref{thm:filtration}, with its finite local
440
- field descent, is admissible: the descended filtered isocrystal is
441
- the filtered crystalline module of a crystalline representation.
442
- \end{corollary}
443
-
444
- \begin{proof}
445
- Apply the weakly-admissible-implies-admissible theorem of
446
- Colmez--Fontaine with monodromy operator zero
447
- \cite[Theorem~A]{ColmezFontaine2000}.
448
- \end{proof}
449
-
450
- \begin{corollary}[The divisor filtration condition]
451
- \label{cor:filtration-divisor}
452
- Let \(D,L\) be as in Theorem~\ref{thm:filtration}, and let \(\psi\)
453
- and \(U\) denote the homological polarization and the homological
454
- action of \(u\) on \(D_K^\vee\). The untwisted divisor form
455
- \(\psi(\cdot,U\cdot)\) belongs to
456
- \[
457
- \Fil^1\bigl(\bigwedge^2D_K\bigr)=L\wedge D_K,
458
- \]
459
- and hence to filtration degree zero after its codimension-one Tate
460
- twist. If a marked power is realized by an abelian lift, the
461
- corresponding pulled-back divisor satisfies the filtration condition
462
- for its symmetric homomorphism in Lemma~\ref{lem:lift-hom}.
463
- \end{corollary}
464
-
465
- \begin{proof}
466
- Let \(H\subset D_K^\vee\) be the annihilator of \(L\). It is
467
- Lagrangian for \(\psi\) and stable under \(U\): for \(a\in L\)
468
- and \(h\in H\),
469
- \[
470
- a(Uh)=(u^*a)(h)=0.
471
- \]
472
- Therefore \(\psi(h,Uh')=0\) for \(h,h'\in H\). The divisor form
473
- thus lies in
474
- \[
475
- \ker\bigl(\bigwedge^2D_K\longrightarrow\bigwedge^2H^\vee\bigr)
476
- =L\wedge D_K.
477
- \]
478
- This proves the assertion on the fixed filtered vector space. After
479
- realization of a marked power, pullback respects this filtration
480
- condition, which is precisely the condition on the associated
481
- symmetric homomorphism in Lemma~\ref{lem:lift-hom}.
482
- \end{proof}
 
1
+ \section{An endomorphism-stable weakly admissible filtration}
2
+ \label{sec:filtration}
3
+
4
+ We construct a filtration on first crystalline cohomology that preserves an
5
+ additional divisor. The construction takes place entirely on the given
6
+ isocrystal. Its realization by an abelian lift will be a separate step.
7
+ Generic transversality is a basic ingredient of the admissible-filtration
8
+ existence theorems of Fontaine--Rapoport
9
+ \cite[Theorem~1 and Lemmas~1.1--1.2]{FontaineRapoport2005}.
10
+ We impose the additional endomorphism and polarization constraints
11
+ explicitly. The bounded-degree argument below chooses the required
12
+ coordinates over a finite algebraic extension, while testing every
13
+ subisocrystal over the fixed coefficient field.
14
+
15
+ Throughout this section, $\Kzero=\operatorname{Frac}W(\overline{\F}_p)$,
16
+ and valuations are normalized by $v(p)=1$. If $D$ is an isocrystal over
17
+ $\Kzero$ and $K/\Kzero$ is finite, a subspace $L\subset D_K$ defines the
18
+ one-step filtration
19
+ \[
20
+ \Fil^iD_K=
21
+ \begin{cases}
22
+ D_K,&i\leq 0,\\
23
+ L,&i=1,\\
24
+ 0,&i\geq 2.
25
+ \end{cases}
26
+ \]
27
+ For an isocrystal subobject $P\subset D$, its Hodge number for this
28
+ filtration is $t_H(P)=\dim_K(P_K\cap L)$. Its Newton number $t_N(P)$ is
29
+ the sum of its slopes with multiplicities. Weak admissibility means that
30
+ $t_H(D)=t_N(D)$ and $t_H(P)\leq t_N(P)$ for every isocrystal subobject
31
+ $P$ over $\Kzero$.
32
+
33
+ Finite local-field descent is understood as in Section~\ref{sec:transport}:
34
+ the isocrystal and its indicated tensors descend to the maximal unramified
35
+ subfield of a finite extension of \(\Q_p\), and the filtration descends
36
+ to that finite extension.
37
+
38
+ \begin{theorem}[The filtration construction]
39
+ \label{thm:filtration}
40
+ Let $A_0/\overline{\F}_p$ be an abelian variety equipped with a rational
41
+ action of a CM field $E$ and a polarization whose Rosati involution
42
+ restricts to conjugation on $E$. Suppose that
43
+ \[
44
+ D=H^1_{\mathrm{cris}}(A_0/W(\overline{\F}_p))[1/p]
45
+ \]
46
+ has rank $2s$ over $E\otimes_\Q\Kzero$, where $s\geq 1$. Suppose also
47
+ that there is an invertible $u\in\End^0(A_0)$ such that
48
+ \[
49
+ u^\dagger=u,\qquad ue=\bar e u\quad(e\in E).
50
+ \]
51
+ Let $\beta$ be the dual polarization pairing on $D$, with values in
52
+ the isocrystal line of slope $1$.
53
+
54
+ Then there are a finite extension $K/\Kzero$ and a subspace $L\subset
55
+ D_K$ with the following properties:
56
+ \begin{enumerate}
57
+ \item The one-step filtration with $\Fil^1D_K=L$ is weakly admissible.
58
+ \item $L$ is stable under the cohomological actions of $E$ and $u$,
59
+ and is Lagrangian for $\beta$.
60
+ \item After extending to an algebraically closed field $\Omega/K$,
61
+ one has $\dim_\Omega L_\tau=s$ for every embedding
62
+ $\tau:E\hookrightarrow\Omega$.
63
+ \item The isocrystal, its indicated tensors, and this filtration have
64
+ finite local field descent.
65
+ \end{enumerate}
66
+ Moreover, geometrically $L$ belongs to the balanced polarized
67
+ cocharacter orbit. More explicitly, define
68
+ \[
69
+ G_D=\left\{g\in\GSp(D,\beta)\cap
70
+ \GL_{E\otimes_\Q\Kzero}(D):
71
+ \det_{E\otimes_\Q\Kzero}(g)=c(g)^s\right\},
72
+ \]
73
+ where the scalar on the right is viewed in
74
+ $(E\otimes_\Q\Kzero)^\times$. The balanced $E$-stable
75
+ $\beta$-Lagrangians form a single $G_D(\Omega)$-orbit. Each is the
76
+ weight-$1$ space of a cocharacter of $G_{D,\Omega}$ with weights $0,1$.
77
+ In particular $L$ belongs to the orbit of any original filtration of
78
+ this type under a tensor-preserving comparison.
79
+ \end{theorem}
80
+
81
+ The proof will construct \(L\) from Lagrangians in finitely many
82
+ symplectic spaces. The two lemmas below supply the required simultaneous
83
+ choice: minimum intersection with a subspace is ensured by a nonzero
84
+ minor of bounded degree, and all such minors over a fixed coefficient
85
+ field can be made nonzero over one finite extension.
86
+
87
+ \begin{lemma}[Bounded-degree avoidance over a finite extension]
88
+ \label{lem:avoidance}
89
+ Let $K_1/\Kzero$ be a finite extension, and let $r,b\geq 1$ be integers.
90
+ There exist an element $\theta$ algebraic over $\Q_p$ and a point
91
+ \[
92
+ (x_0,\ldots,x_{r-1})\in K_1(\theta)^r
93
+ \]
94
+ at which every nonzero polynomial in $K_1[X_0,\ldots,X_{r-1}]$ of total
95
+ degree at most $b$ is nonzero. The coordinates $x_i$ can all be chosen
96
+ in $\Q_p(\theta)$.
97
+ \end{lemma}
98
+
99
+ \begin{proof}
100
+ Choose an integer $N>b$ and put
101
+ \[
102
+ B=b\sum_{i=0}^{r-1}N^i.
103
+ \]
104
+ Let $e$ be the ramification index of $K_1/\Kzero$, so that
105
+ $v(K_1^\times)=\frac1e\Z$. Choose a prime $q>\max(B,e)$, and choose
106
+ $\theta$ with $\theta^q=p$ in an algebraic closure of $K_1$. The value
107
+ $v(\theta)=1/q$ has order $q$ modulo $\frac1e\Z$. Consequently the
108
+ ramification index, and hence the degree, of $K_1(\theta)/K_1$ is at
109
+ least $q$. The polynomial $X^q-p$ gives the reverse inequality, so
110
+ \[
111
+ [K_1(\theta):K_1]=q>B.
112
+ \]
113
+
114
+ Set $x_i=\theta^{N^i}$. Under the substitution $X_i=T^{N^i}$,
115
+ distinct monomials of total degree at most $b$ have distinct exponents:
116
+ each exponent of an individual variable is smaller than $N$, and
117
+ uniqueness follows from base-$N$ expansion. Thus a nonzero polynomial
118
+ of total degree at most $b$ becomes a nonzero polynomial in $T$ of
119
+ degree at most $B$. It cannot vanish at $\theta$, whose degree over
120
+ $K_1$ exceeds $B$.
121
+ \end{proof}
122
+
123
+ \begin{remark}
124
+ The coefficient field in Lemma~\ref{lem:avoidance} is the fixed field
125
+ $K_1$. The conclusion concerns all bounded-degree polynomials over that
126
+ field, with no restriction on their cardinality. It would be false with
127
+ $K_1(\theta)$ in place of $K_1$ as the coefficient field.
128
+ \end{remark}
129
+
130
+ \begin{lemma}[Intersections with Lagrangians]
131
+ \label{lem:lagrangian-intersection}
132
+ Let $M$ be a symplectic space of dimension $2m$ over a field $k$ of
133
+ characteristic zero, and let $W\subset M$ have dimension $a$. A nonempty
134
+ open subset of the Lagrangian Grassmannian consists of subspaces $L$
135
+ such that
136
+ \[
137
+ \dim(L\cap W)=\max(0,a-m).
138
+ \]
139
+ On any fixed symplectic affine big cell, at least one nonzero polynomial
140
+ of degree at most $m$ has nonvanishing locus contained in this open
141
+ subset. This degree bound is independent of $W$.
142
+ \end{lemma}
143
+
144
+ \begin{proof}
145
+ We first work over an algebraic closure. The Lagrangian Grassmannian
146
+ is geometrically integral of dimension $m(m+1)/2$; its affine big cells
147
+ are parametrized by symmetric $m\times m$ matrices. If $1\leq a\leq m$,
148
+ consider the projective incidence variety of pairs $(\ell,L)$ with
149
+ $\ell\subset W$ a line and $\ell\subset L$ a Lagrangian. The fiber over
150
+ $\ell$ is the Lagrangian Grassmannian of the symplectic space
151
+ $\ell^\perp/\ell$, and therefore the incidence variety has dimension
152
+ \[
153
+ a-1+\frac{m(m-1)}2<\frac{m(m+1)}2.
154
+ \]
155
+ Its image is a proper closed subset. Its complement consists precisely
156
+ of the Lagrangians missing $W$. The case $a=0$ is immediate. For
157
+ $a>m$, use
158
+ \[
159
+ \dim(L\cap W)=a-m+\dim(L\cap W^\perp)
160
+ \]
161
+ and apply the preceding argument to $W^\perp$.
162
+
163
+ For the assertion on equations, choose coordinates on the fixed big
164
+ cell in which $L$ is the column space of
165
+ \[
166
+ \begin{pmatrix}I_m\\ T\end{pmatrix},\qquad T=T^{\mathsf t}.
167
+ \]
168
+ The minimum-intersection condition says that the composite of this
169
+ matrix with the quotient map $M\longrightarrow M/W$ has rank
170
+ $\min(m,2m-a)$. Its entries are affine linear polynomials in the
171
+ independent entries of $T$. The nonempty open subset already proved
172
+ meets this big cell, so some minor of the required size is a nonzero
173
+ polynomial over $k$. Its degree is at most $m$, and its nonvanishing
174
+ implies the required rank. If the required rank is zero, use the
175
+ constant polynomial $1$.
176
+ \end{proof}
177
+
178
+
179
+ The two lemmas reduce simultaneous transversality to a uniform bound on
180
+ the degrees of the relevant minors. We now identify the symplectic
181
+ spaces on which to apply them and the inequalities they must enforce.
182
+
183
+ \begin{proof}[Proof of Theorem~\ref{thm:filtration}]
184
+ We write $e$ and $u$ also for their cohomological actions on $D$.
185
+ These actions commute with Frobenius and satisfy
186
+ \begin{equation}
187
+ \label{eq:filtration-adjoints}
188
+ \beta(ux,y)=\beta(x,uy),\qquad
189
+ \beta(ex,y)=\beta(x,\bar e y),\qquad ue=\bar e u.
190
+ \end{equation}
191
+ There is no change to the last relation from contravariance. Indeed,
192
+ pulling back $ue=\bar e u$ gives $e^*u^*=u^*\bar e^*$; replacing $e$
193
+ by $\bar e$ gives $u^*e^*=\bar e^*u^*$. Likewise, if $J$ is the
194
+ homological polarization matrix, $U^{\mathsf t}J=JU$ implies
195
+ $UJ^{-1}=J^{-1}U^{\mathsf t}$, which is the self-adjointness of the
196
+ cohomological action $U^{\mathsf t}$ for the dual pairing. The
197
+ Rosati-conjugate adjoint identity for $E$ follows in the same way.
198
+
199
+ The pullback $U^{\mathsf t}$ of an individual endomorphism is
200
+ distinct from the contragredient group action $g\mapsto g^{-\mathsf t}$.
201
+ If a homological similitude $g$ has multiplier $c_V$ and satisfies
202
+ $\det_E(g)=c_V^s$, its dual action has multiplier $c_D=c_V^{-1}$
203
+ and satisfies $\det_E(g^{-\mathsf t})=c_D^s$.
204
+ Thus $G_D$ is the dual form of the homological group defined by this
205
+ determinant condition, with its cohomological multiplier.
206
+
207
+ \medskip\noindent
208
+ \emph{Reduction to the stable subobjects.}
209
+ First consider any $E,u$-stable candidate $L\subset D_K$, where
210
+ $K/\Kzero$ is finite. We show that the weak-admissibility inequalities
211
+ need only be tested on $E,u$-stable subobjects. This resembles the use of canonical
212
+ destabilizing objects in \cite[Section~2]{FontaineRapoport2005},
213
+ but we use total defect, not defect divided by dimension, and give
214
+ the required elementary argument.
215
+ For any isocrystal subobject $P\subset D$ over $\Kzero$, set
216
+ \[
217
+ f(P)=t_H(P)-t_N(P).
218
+ \]
219
+ These values form a finite set: the Hodge number is a bounded integer,
220
+ and the Newton number is determined by bounded integer multiplicities
221
+ among the finitely many slopes of $D$. Let $a$ be their maximum.
222
+ Newton numbers are additive in short exact sequences, while
223
+ \[
224
+ (P_K\cap L)+(Q_K\cap L)\subset (P+Q)_K\cap L.
225
+ \]
226
+ Consequently
227
+ \begin{equation}
228
+ \label{eq:filtration-supermodularity}
229
+ f(P)+f(Q)\leq f(P\cap Q)+f(P+Q).
230
+ \end{equation}
231
+ If $P$ and $Q$ both attain $a$, the right-hand terms are each at
232
+ most $a$, so both attain $a$. Thus maximizers are closed under
233
+ intersection and sum. Choose a maximizer $P_{\max}$ of largest
234
+ dimension. Adding any other maximizer to it shows that the other
235
+ one is contained in it. Hence $P_{\max}$ is the unique largest
236
+ maximizer.
237
+
238
+ The operators $u$ and $e\in E^\times$ are filtration-preserving
239
+ isocrystal automorphisms. They preserve $f$ and hence fix
240
+ $P_{\max}$, by its uniqueness. Thus $P_{\max}$ is $E,u$-stable.
241
+ Consequently, if $t_H(D')\leq t_N(D')$ for every $E,u$-stable
242
+ subobject $D'$, then $a=f(P_{\max})\leq0$. All the
243
+ weak-admissibility inequalities follow. We must therefore construct
244
+ an $E,u$-stable Lagrangian with these restricted inequalities and
245
+ $t_H(D)=t_N(D)$.
246
+
247
+ \medskip\noindent
248
+ \emph{Semisimplicity and symplectic blocks.}
249
+ The Rosati trace form
250
+ \[
251
+ \langle a,b\rangle=\Tr(ab^\dagger)
252
+ \quad\text{on }\End^0(A_0)\otimes_\Q\R
253
+ \]
254
+ is positive definite \cite[Theorem~17.3]{MilneAV}. Left multiplication
255
+ by $u$ is self-adjoint for this form, since trace cyclicity gives
256
+ \[
257
+ \langle ua,b\rangle=\Tr(uab^\dagger)
258
+ =\Tr(ab^\dagger u)=\langle a,ub\rangle.
259
+ \]
260
+ It is therefore diagonalizable. Its minimal polynomial equals the
261
+ minimal polynomial of $u$ in the endomorphism algebra, as is seen by
262
+ applying a polynomial in the multiplication operator to the identity.
263
+ Thus $u$, and hence $u^2$, acts semisimply on $D$. The relation in
264
+ \eqref{eq:filtration-adjoints} also shows that $u^2$ commutes with $E$.
265
+
266
+ Put
267
+ \[
268
+ B(x,y)=\beta(x,uy).
269
+ \]
270
+ This is a nondegenerate alternating pairing. Indeed, invertibility is
271
+ immediate, and
272
+ $B(y,x)=-\beta(ux,y)=-B(x,y)$. In addition,
273
+ \[
274
+ B(ex,y)=\beta(x,\bar euy)=\beta(x,uey)=B(x,ey),
275
+ \qquad B(u^2x,y)=B(x,u^2y).
276
+ \]
277
+ After a finite splitting extension $K_1/\Kzero$, write
278
+ \[
279
+ D_{K_1}=\bigoplus_{\tau,z}M_{\tau,z},
280
+ \qquad
281
+ M_{\tau,z}=\{x:ex=\tau(e)x\ (e\in E),\ u^2x=zx\}.
282
+ \]
283
+ We omit zero summands. The self-adjoint identities for $B$ show that
284
+ distinct summands are orthogonal. Its restriction to each summand is
285
+ therefore nondegenerate. Write $\dim M_{\tau,z}=2m_{\tau,z}$.
286
+
287
+ For $\bar\tau=\tau\circ\overline{(\cdot)}$, the operator $u$ maps
288
+ $M_{\tau,z}$ isomorphically to $M_{\bar\tau,z}$. On these spaces,
289
+ \begin{equation}
290
+ \label{eq:filtration-u-similitude}
291
+ B(ux,uy)=zB(x,y).
292
+ \end{equation}
293
+ Here $z\neq 0$, and $\tau\neq\bar\tau$. Choose a $B$-Lagrangian
294
+ $L_{\tau,z}$ in one member of each opposite pair, and prescribe
295
+ \begin{equation}
296
+ \label{eq:filtration-opposite-choice}
297
+ L_{\bar\tau,z}=uL_{\tau,z}.
298
+ \end{equation}
299
+ Equation~\eqref{eq:filtration-u-similitude} shows that the latter is
300
+ Lagrangian as well. Their direct sum $L$ is $E$-stable and $u$-stable;
301
+ on applying $u$ twice, one obtains $zL_{\tau,z}=L_{\tau,z}$. Since
302
+ \[
303
+ \beta(x,y)=B(x,u^{-1}y),
304
+ \]
305
+ $L$ is also $\beta$-Lagrangian. Its dimension at each $E$-embedding
306
+ is $s$. It remains to make the independent choices appropriately.
307
+
308
+ \medskip\noindent
309
+ \emph{The inherited Newton grading.}
310
+ Use the canonical slope decomposition
311
+ \[
312
+ D=\bigoplus_\lambda D_\lambda.
313
+ \]
314
+ The isocrystal category over $\overline{\F}_p$ is semisimple, and
315
+ this decomposition is functorial
316
+ \cite[\S3.2, Proposition~3.3]{ColmezFontaine2000}. The slopes of $D$
317
+ belong to $[0,1]$: its integral Dieudonn\'e operators \(F,V\)
318
+ satisfy \(FV=p\), so both the slopes of \(F\) and those of \(V\)
319
+ are nonnegative. All the endomorphisms above preserve every
320
+ $D_\lambda$, and the projectors onto the simultaneous eigenspaces
321
+ preserve its scalar extension. Thus each block has a grading
322
+ \[
323
+ M_{\tau,z}=\bigoplus_\lambda M_{\tau,z,\lambda},\qquad
324
+ M_{\tau,z,\lambda}=M_{\tau,z}\cap(D_\lambda)_{K_1}.
325
+ \]
326
+ We use this grading even if Frobenius permutes the labels $(\tau,z)$.
327
+ No extension of Frobenius to $K_1$, and no isocrystal structure on an
328
+ individual block, is required.
329
+
330
+ Before scalar extension, $B$ is a pairing of isocrystals into the
331
+ slope-$1$ line. Hence $B(D_\lambda,D_\mu)=0$ unless
332
+ $\lambda+\mu=1$. Nondegeneracy on an individual block $M$ then gives
333
+ perfect pairings between $M_\lambda$ and $M_{1-\lambda}$. In
334
+ particular, if $\dim M=2m$,
335
+ \begin{equation}
336
+ \label{eq:filtration-block-newton}
337
+ \sum_\lambda\lambda\dim M_\lambda=m.
338
+ \end{equation}
339
+
340
+ Let $D'\subset D$ be an isocrystal subobject over $\Kzero$ stable
341
+ under $E$ and $u$. Its intersections $M'=D'_{K_1}\cap M$ decompose
342
+ $D'_{K_1}$ and inherit the same slope grading. Put $a=\dim M'$.
343
+ The slope sum of the graded quotient $M/M'$ is at most $2m-a$,
344
+ because all its slopes belong to $[0,1]$. By
345
+ \eqref{eq:filtration-block-newton},
346
+ \begin{equation}
347
+ \label{eq:filtration-block-bound}
348
+ \sum_\lambda\lambda\dim M'_\lambda
349
+ \geq \max(0,a-m).
350
+ \end{equation}
351
+ The additional bound by zero follows from the nonnegative slopes.
352
+ The right side is also the smallest possible dimension of the
353
+ intersection of a Lagrangian in $M$ with $M'$.
354
+ Thus attaining this minimum in every block will give the
355
+ weak-admissibility inequalities for all the stable subobjects.
356
+
357
+ \medskip\noindent
358
+ \emph{Simultaneous choices and finite local field descent.}
359
+ We may arrange the splitting field and coordinates used above as
360
+ follows. Choose a finite field $k_0\subset\overline{\F}_p$ over
361
+ which $A_0$, its polarization, $u$, and a rational basis of $E$ are
362
+ defined. The underlying isocrystal and the indicated tensors then
363
+ descend to $\operatorname{Frac}W(k_0)$. Choose a finite local field
364
+ $H/\Q_p$ containing this field and splitting the actions of $E$ and
365
+ $u^2$. The eigenspaces and their symplectic bases can be constructed
366
+ over $H$ by linear algebra. We take $K_1=\Kzero H$. In particular,
367
+ the independent Lagrangian Grassmannians, fixed symplectic big cells
368
+ in them, and the maps induced by $u$ all have coordinates over $H$.
369
+
370
+ Take the product of these big cells, one for each independent choice
371
+ in \eqref{eq:filtration-opposite-choice}, and let $r$ be its number
372
+ of affine coordinates. For every $E,u$-stable isocrystal subobject
373
+ $D'$ over $\Kzero$ and each independent block $M$, the space
374
+ $M'=D'_{K_1}\cap M$ is defined over the \emph{fixed} field $K_1$.
375
+ Lemma~\ref{lem:lagrangian-intersection} supplies a nonzero polynomial
376
+ over $K_1$, of degree at most $m$, whose nonvanishing ensures
377
+ \begin{equation}
378
+ \label{eq:filtration-minimal-intersection}
379
+ \dim(L_{\tau,z}\cap M')=\max(0,\dim M'-m).
380
+ \end{equation}
381
+ We regard this as a polynomial on the whole product by ignoring the
382
+ other coordinates. A single bound $b=\max m_{\tau,z}$ works for all
383
+ these polynomials, independently of $D'$. On the opposite block,
384
+ the same intersection equality follows from $u$-stability of $D'$
385
+ and \eqref{eq:filtration-opposite-choice}.
386
+
387
+ Apply Lemma~\ref{lem:avoidance} to $K_1,r,b$. Its one point satisfies
388
+ \eqref{eq:filtration-minimal-intersection} for every one of the
389
+ subobjects just specified, simultaneously. This use of the lemma
390
+ does not assume that the collection of subobjects is countable or
391
+ that its members descend to $H$. Their definition over $K_1$ and
392
+ the uniform polynomial degree bound are the only requirements.
393
+ There are nonzero blocks with $m\geq1$, so $r,b\geq1$ as required.
394
+
395
+ Put $K=K_1(\theta)=\Kzero H(\theta)$. The resulting Lagrangian is
396
+ defined over $H(\theta)$ in the chosen coordinates, and $H(\theta)$
397
+ is finite over $\Q_p$. Extending the original isocrystal to the
398
+ maximal unramified subfield of $H(\theta)$ therefore gives finite
399
+ local field descent of the complete filtered data. In particular,
400
+ the construction has not obtained its generic point by introducing
401
+ transcendental parameters.
402
+
403
+ Summing \eqref{eq:filtration-minimal-intersection} and
404
+ \eqref{eq:filtration-block-bound} over all blocks gives
405
+ \begin{equation}
406
+ \label{eq:filtration-stable-test}
407
+ t_H(D')\leq t_N(D')
408
+ \quad\text{for every $E,u$-stable isocrystal subobject $D'\subset D$.}
409
+ \end{equation}
410
+ For $D$ itself, both numbers equal $\frac12\dim D$ by
411
+ \eqref{eq:filtration-block-newton}. The reduction to stable subobjects
412
+ proved at the start now gives all the weak-admissibility inequalities
413
+ for subobjects of $D$ over $\Kzero$. Each subobject over the smaller unramified
414
+ field of descent extends to one of these subobjects. Hence the
415
+ descended filtered isocrystal is weakly admissible as well.
416
+
417
+ \medskip\noindent
418
+ \emph{The geometric cocharacter orbit.}
419
+ Over $\Omega$, the polarization pairs $D_\tau$ only with
420
+ $D_{\bar\tau}$. A balanced $E$-stable Lagrangian is determined by an
421
+ $s$-dimensional subspace of $D_\tau$ for one member of each pair;
422
+ the subspace in the opposite member is its annihilator. The
423
+ subgroup of $G_D$ with multiplier $1$ contains the product of
424
+ $\SL(D_\tau)$ acting on opposite spaces by the inverse dual
425
+ representations. These special linear groups are transitive on
426
+ the $s$-dimensional subspaces. Thus all the indicated Lagrangians
427
+ form one $G_D(\Omega)$-orbit.
428
+
429
+ Finally choose an $E$-stable $\beta$-Lagrangian complement to one
430
+ such $L$. Such a complement is obtained separately on each pair
431
+ of opposite embedding spaces. Acting by $t$ on $L$ and by $1$
432
+ on the complement gives a cocharacter with multiplier $t$ and
433
+ $E$-determinant $t^s$ at each embedding. It lies in $G_D$ and has
434
+ the stated filtration. This proves the final assertions.
435
+ \end{proof}
436
+
437
+ \begin{corollary}
438
+ \label{cor:filtration-admissible}
439
+ The filtration of Theorem~\ref{thm:filtration}, with its finite local
440
+ field descent, is admissible: the descended filtered isocrystal is
441
+ the filtered crystalline module of a crystalline representation.
442
+ \end{corollary}
443
+
444
+ \begin{proof}
445
+ Apply the weakly-admissible-implies-admissible theorem of
446
+ Colmez--Fontaine with monodromy operator zero
447
+ \cite[Theorem~A]{ColmezFontaine2000}.
448
+ \end{proof}
449
+
450
+ \begin{corollary}[The divisor filtration condition]
451
+ \label{cor:filtration-divisor}
452
+ Let \(D,L\) be as in Theorem~\ref{thm:filtration}, and let \(\psi\)
453
+ and \(U\) denote the homological polarization and the homological
454
+ action of \(u\) on \(D_K^\vee\). The untwisted divisor form
455
+ \(\psi(\cdot,U\cdot)\) belongs to
456
+ \[
457
+ \Fil^1\bigl(\bigwedge^2D_K\bigr)=L\wedge D_K,
458
+ \]
459
+ and hence to filtration degree zero after its codimension-one Tate
460
+ twist. If a marked power is realized by an abelian lift, the
461
+ corresponding pulled-back divisor satisfies the filtration condition
462
+ for its symmetric homomorphism in Lemma~\ref{lem:lift-hom}.
463
+ \end{corollary}
464
+
465
+ \begin{proof}
466
+ Let \(H\subset D_K^\vee\) be the annihilator of \(L\). It is
467
+ Lagrangian for \(\psi\) and stable under \(U\): for \(a\in L\)
468
+ and \(h\in H\),
469
+ \[
470
+ a(Uh)=(u^*a)(h)=0.
471
+ \]
472
+ Therefore \(\psi(h,Uh')=0\) for \(h,h'\in H\). The divisor form
473
+ thus lies in
474
+ \[
475
+ \ker\bigl(\bigwedge^2D_K\longrightarrow\bigwedge^2H^\vee\bigr)
476
+ =L\wedge D_K.
477
+ \]
478
+ This proves the assertion on the fixed filtered vector space. After
479
+ realization of a marked power, pullback respects this filtration
480
+ condition, which is precisely the condition on the associated
481
+ symmetric homomorphism in Lemma~\ref{lem:lift-hom}.
482
+ \end{proof}
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/04_weil.tex CHANGED
@@ -1,439 +1,439 @@
1
- \section{Balanced Weil classes}\label{sec:weil}
2
-
3
- Let $A/\Qbar$ have good reduction at the fixed place $w$, and let a CM
4
- field $E$ act on $A$ up to isogeny. We write $e\mapsto\bar e$ for its
5
- complex conjugation. Suppose that a polarization $\lambda$ induces this
6
- involution on $E$. Put
7
- \[
8
- V=H_1(A(\C),\Q),\qquad \dim_E V=2s,\qquad
9
- g=\dim A=s[E:\Q],
10
- \]
11
- where $s\geq 1$. We assume that the Hodge multiplicities at every
12
- embedding of $E$ are $(s,s)$. The polarization is an alternating form
13
- $\psi:V\times V\longrightarrow\Q(1)$ satisfying
14
- \[
15
- \psi(ex,y)=\psi(x,\bar e y).
16
- \]
17
-
18
- \begin{definition}\label{def:weil-space}
19
- The rational space of \emph{Weil classes} associated with $E$ is the
20
- subspace
21
- \[
22
- W_E^s(A)\subset
23
- \bigwedge\nolimits_{\Q}^{2s} V^\vee\otimes\Q(s)
24
- =H^{2s}(A(\C),\Q(s))
25
- \]
26
- whose scalar extension to a splitting field $\Omega$ of $E$ is
27
- \begin{equation}\label{eq:weil-pure-space}
28
- W_E^s(A)\otimes_\Q\Omega
29
- =\bigoplus_{\tau:E\hookrightarrow\Omega}
30
- \bigwedge\nolimits_\Omega^{2s}V_\tau^\vee
31
- \otimes\Q(s)_\Omega.
32
- \end{equation}
33
- Here each summand is extended by zero on the other eigenspaces. The
34
- right side is Galois stable, so it defines the indicated rational
35
- subspace.
36
- \end{definition}
37
-
38
- The balanced multiplicities imply that every element of $W_E^s(A)$ is
39
- a Hodge class: each determinant in \eqref{eq:weil-pure-space} has
40
- untwisted type $(s,s)$. We use its compatible realizations as an
41
- absolute Hodge class; see \cite{Deligne1982}. The same eigenspace
42
- description of its support holds after specialization, since the
43
- $E$-action specializes compatibly.
44
-
45
- Our goal is the Lefschetz pairing property for these specialized
46
- classes. In fact, the reduction satisfies a dichotomy determined by
47
- its rational endomorphisms. Let $\dagger$ be Rosati for the reduced
48
- polarization and put
49
- \begin{equation}\label{eq:weil-U}
50
- \mathcal U=
51
- \{u\in\End^0(A_0):u^\dagger=u,\quad
52
- ue=\bar e u\ \text{for every }e\in E\}.
53
- \end{equation}
54
-
55
- \begin{proposition}\label{prop:weil}
56
- Every $\gamma\in W_E^s(A)$ satisfies the Lefschetz pairing property
57
- at $w$. More precisely, if $\mathcal U$ in \eqref{eq:weil-U} has no
58
- invertible element, all complementary pairings are zero. If it has
59
- an invertible element, $\gamma_0$ is a simultaneous rational
60
- Lefschetz class.
61
- \end{proposition}
62
-
63
- We first prove the vanishing alternative. For the other alternative,
64
- an invertible $u$ supplies a divisor whose form is nondegenerate on
65
- each $E$-eigenspace separately. We will lift this divisor and use it
66
- to obtain a rational identity for the determinant classes.
67
-
68
- \subsection{The orthogonality alternative}
69
-
70
- \begin{lemma}\label{lem:weil-orthogonality}
71
- If $\mathcal U$ contains no invertible element, every specialization of
72
- a class in $W_E^s(A)$ is orthogonal to all complementary Lefschetz
73
- classes, in each cohomological realization.
74
- \end{lemma}
75
-
76
- \begin{proof}
77
- We prove the contrapositive. A nonzero pairing will produce a divisor
78
- form nondegenerate on one $E$-eigenspace. We will then show that a
79
- rational endomorphism in $\mathcal U$ with this property is invertible.
80
-
81
- Fix one realization and extend its coefficient field to an
82
- algebraically closed field $\Omega$. At the crystalline component we
83
- also include the coefficient extension used for the specialized
84
- class. In this proof, $V_\tau$ also denotes the corresponding
85
- eigenspace in the dual of first cohomology of $A_0$, identified by
86
- specialization and comparison. Write $L^j_\Omega(A_0)$ for the $\Omega$-span of products of
87
- $j$ divisor classes. Since $[E:\Q]\geq2$, we have $g-2s\geq0$.
88
- Hard Lefschetz on the Lefschetz algebra gives
89
- \begin{equation}\label{eq:weil-hard-lefschetz}
90
- L^{g-s}_\Omega(A_0)
91
- =\psi_0^{g-2s}L^s_\Omega(A_0).
92
- \end{equation}
93
- The restriction of hard Lefschetz to this algebra, including for
94
- crystalline cohomology, follows from the Lefschetz correspondences
95
- of \cite[Theorem~5.9]{Milne1999}.
96
-
97
- Suppose a Weil class pairs nontrivially with
98
- $D_1\cdots D_s\psi_0^{g-2s}$, and choose a pure term, supported on
99
- $V_\tau$, whose contribution is nonzero. This term already has
100
- degree $2s$ on $V_\tau$, so no further factor in a nonzero top-degree
101
- product can use that space. A factor from $\psi_0$ which uses
102
- $V_{\bar\tau}$ also uses $V_\tau$; hence the polarization factors
103
- contribute to neither space in this pair. All $2s$ degrees on
104
- $V_{\bar\tau}$ must therefore come from the $s$ divisor factors.
105
- Each has degree two, so each must contribute its restriction to
106
- $V_{\bar\tau}$, and those restrictions have nonzero product.
107
- The coefficient of $t_1\cdots t_s$ in
108
- \[
109
- (t_1D_1+\cdots+t_sD_s)^s\big|_{V_{\bar\tau}}
110
- \]
111
- is $s!$ times that product. Some $\Omega$-linear combination of the
112
- divisors therefore restricts to a nondegenerate alternating form on
113
- $V_{\bar\tau}$.
114
-
115
- We identify which endomorphisms can give these restrictions. Let
116
- $p_\xi\in E\otimes_\Q\Omega$ be the eigenspace projectors. Rosati
117
- satisfies $p_\xi^\dagger=p_{\bar\xi}$. A divisor corresponds under
118
- $\psi_0$ to a Rosati-symmetric endomorphism $t$. Define
119
- \begin{equation}\label{eq:weil-block-projection}
120
- \Pi(t)=\sum_\xi p_{\bar\xi}t p_\xi.
121
- \end{equation}
122
- This operation takes place inside
123
- $\End^0(A_0)\otimes_\Q\Omega$. Moreover,
124
- \[
125
- (p_{\bar\xi}t p_\xi)^\dagger
126
- =p_{\bar\xi}t^\dagger p_\xi,
127
- \qquad
128
- \Pi(t)e=\bar e\Pi(t).
129
- \]
130
- Thus $\Pi(t)\in\mathcal U\otimes_\Q\Omega$. Conversely, these are
131
- exactly the blocks allowed by the second equation in
132
- \eqref{eq:weil-U}. For $x,y\in V_\xi$, the form
133
- $\psi_0(x,ty)$ depends only on $p_{\bar\xi}t p_\xi$.
134
- It follows that projecting by \eqref{eq:weil-block-projection}
135
- preserves all the same-embedding restrictions in question.
136
-
137
- Nondegeneracy on $V_{\bar\tau}$ is a polynomial open condition on
138
- $\mathcal U\otimes_\Q\Omega$, and we have shown this open is
139
- nonempty. The rational points of the rational vector space
140
- $\mathcal U$ are Zariski dense after extension to $\Omega$. Hence
141
- there is a rational $u\in\mathcal U$ for which
142
- $\psi_0(\cdot,u\cdot)$ is nondegenerate on $V_{\bar\tau}$.
143
-
144
- To prove invertibility, we use the fact that a nonzero $E$-stable
145
- abelian subvariety has a nonzero homology space at every embedding
146
- of $E$. Suppose that $u$ is not invertible, and choose an integer
147
- $N>0$ such that $Nu$ is an endomorphism. The reduced identity
148
- component $C=((\ker(Nu))^0)_{\mathrm{red}}$ is a
149
- positive-dimensional abelian subvariety. The relation $ue=\bar e u$ makes $C$ stable under
150
- the rational action of $E$. This action is unital and therefore
151
- faithful. Choose a primitive element $e$ of $E$ and an integer
152
- $M>0$ such that $Me$ acts by an integral endomorphism of $C$.
153
- The exterior algebra description of cohomology and normalized
154
- top-degree pullback give, in every realization
155
- \cite[Appendix, Proposition~(A.2)(a),(b)]{Milne1999},
156
- \[
157
- \det\bigl(n-e\mid H^1(C)\bigr)
158
- =M^{-2\dim C}\deg\bigl([Mn]-Me\bigr)
159
- \]
160
- for every integer $n$ for which the map on the right is an
161
- isogeny. All but finitely many integers have this property.
162
- The right side is rational and independent of the realization.
163
- Polynomial interpolation therefore gives one characteristic
164
- polynomial in $\Q[T]$, identical also in crystalline cohomology.
165
- Its roots lie among
166
- the conjugates of $e$, and rationality forces their multiplicities to
167
- be equal. Since $C\ne0$, every embedding of $E$ occurs with positive
168
- multiplicity. The same statement holds on first homology, in the
169
- chosen realization. Rational Poincar\'e reducibility
170
- \cite[Proposition~12.1]{MilneAV} makes the inclusion
171
- \(C\hookrightarrow A_0\) injective on first homology in every
172
- realization. This inclusion is \(E\)-equivariant, and its
173
- image is killed by \(u\). Thus the nonzero \(\bar\tau\)-eigenspace
174
- of \(H_1(C)\) shows that the kernel of \(u\) meets
175
- \(V_{\bar\tau}\) nontrivially. Such a vector lies in the radical of
176
- $\psi_0(\cdot,u\cdot)|_{V_{\bar\tau}}$, a contradiction.
177
-
178
- A nonzero pairing would therefore give an invertible element of
179
- $\mathcal U$. Taking the contrapositive proves the lemma. The
180
- argument applies separately to every realization, so all the
181
- pairings in this case have the common rational value zero.
182
- \end{proof}
183
-
184
- \subsection{A divisor identity on a rational summand}
185
-
186
- For the rest of the section, suppose that $u\in\mathcal U$ is
187
- invertible. It gives a rational divisor $D^u$ on $A_0$ with
188
- alternating form
189
- \begin{equation}\label{eq:weil-extra-divisor}
190
- D^u(x,y)=\psi_0(x,uy).
191
- \end{equation}
192
- This form is nondegenerate and pairs each embedding of $E$ only with
193
- itself: $u$ exchanges opposite eigenspaces, whereas $\psi_0$ pairs
194
- opposite eigenspaces.
195
-
196
- Prescribed-filtration transport will replace $A_0$ by a power and
197
- then by an isogenous special fiber $B_0$. We will retain the first
198
- factor through a rational projector on $B_0$, and lift that projector,
199
- the $E$-action on its image, and the transported divisor to $B$.
200
- The next lemma explains the resulting divisor identity: a divisor
201
- nondegenerate separately on those eigenspaces generates their
202
- determinant classes. A rational projector here means an idempotent
203
- in the rational endomorphism algebra.
204
-
205
- \begin{lemma}\label{lem:weil-divisor-span}
206
- Let $B$ be a complex abelian variety, let $R\in\End^0(B)$ be a
207
- rational projector, and suppose that there is an algebra action
208
- $E\longrightarrow R\End^0(B)R$ whose unit maps to $R$.
209
- Let $T=\operatorname{im}(R)$ in rational first homology, with
210
- $\dim_E T=2s$; the indicated endomorphisms act by zero on
211
- $\ker(R)$. Suppose there is a rational divisor class $D$ on
212
- $B$ such that $R^*D=D$ and, after splitting $E$, its alternating form
213
- is
214
- \[
215
- D=\sum_\tau D_\tau,
216
- \qquad D_\tau\in\bigwedge\nolimits^2 T_\tau^\vee\otimes\Q(1),
217
- \]
218
- with each $D_\tau$ nondegenerate. Then the rational subspace whose
219
- scalar extension is
220
- \[
221
- \bigoplus_\tau\bigwedge\nolimits^{2s}T_\tau^\vee\otimes\Q(s),
222
- \]
223
- extended by zero on the complementary summand, consists of rational
224
- Lefschetz classes on $B$.
225
- \end{lemma}
226
-
227
- \begin{proof}
228
- For $b\in E$, let $\widetilde b\in\End^0(B)$ act by $b$ on $T$ and
229
- by zero on the complement. Its pullback of a rational divisor is a
230
- rational divisor: clear a denominator in $\widetilde b$, and use
231
- that multiplication by $N$ acts as $N^2$ on $H^2$. Over a splitting
232
- field $\Omega$, choosing Tate-line bases, we have
233
- \[
234
- (\widetilde b^*D)^s
235
- =\left(\sum_\tau\tau(b)^2D_\tau\right)^s.
236
- \]
237
- The coordinates $x_\tau=\tau(b)$ are independent coordinates on the
238
- scalar extension of the rational vector group underlying $E$.
239
- In the corresponding vector-valued polynomial
240
- \begin{equation}\label{eq:weil-coefficient-polynomial}
241
- P((x_\tau)_\tau)=\left(\sum_\tau x_\tau^2D_\tau\right)^s,
242
- \end{equation}
243
- the coefficient of $x_\tau^{2s}$ is $D_\tau^s$. Nondegeneracy makes
244
- this coefficient nonzero, so it spans
245
- $\bigwedge^{2s}T_\tau^\vee\otimes\Q(s)_\Omega$.
246
-
247
- Let $M$ be the rational span of the Lefschetz classes
248
- $(\widetilde b^*D)^s$ for $b\in E$. The set $E$ of rational points
249
- is Zariski dense in its vector group, also after extension to
250
- $\Omega$. Any linear functional annihilating $M\otimes_\Q\Omega$
251
- annihilates all evaluations of \eqref{eq:weil-coefficient-polynomial}
252
- on those points. It therefore annihilates the polynomial, and hence
253
- each coefficient. Every $D_\tau^s$ belongs to
254
- $M\otimes_\Q\Omega$.
255
-
256
- This proves the required inclusion after scalar extension. Both
257
- subspaces are rational; applying faithful scalar extension to their
258
- quotient proves the inclusion over $\Q$. In particular it gives
259
- rational coefficients for every rational class in the asserted
260
- subspace, without requiring an individual embedding line to be
261
- defined over $\Q$.
262
- \end{proof}
263
-
264
- \subsection{A lift preserving the divisor}
265
-
266
- We now construct the auxiliary variety to which
267
- Lemma~\ref{lem:weil-divisor-span} applies. To transport the Weil class,
268
- we use the $E$-linear polarization similitudes whose determinant has
269
- the same transformation law as a codimension-$s$ Tate twist.
270
- Choose a rational basis
271
- for the Betti Tate line, let $c$ be the multiplier of
272
- $\GSp(V,\psi)$, and set
273
- \begin{equation}\label{eq:weil-group}
274
- G=\{a\in\GSp(V,\psi)\cap\GL_E(V):
275
- \det_E(a)=c(a)^s\}.
276
- \end{equation}
277
- On points over a $\Q$-algebra $R$, the determinant equality is in
278
- $(E\otimes_\Q R)^\times$, with the right side embedded diagonally.
279
-
280
- \begin{lemma}\label{lem:weil-group}
281
- The Hodge homomorphism of $A$ factors through $G$, and its conjugacy
282
- class defines a Shimura datum of Hodge type through the displayed
283
- embedding. Over an algebraically closed coefficient field, the orbit
284
- of the corresponding filtration on $H^1$ consists exactly of the
285
- $E$-stable Lagrangians for the dual polarization pairing whose
286
- dimension at each embedding of $E$ is $s$. Using a basis of its Tate
287
- line, every alternating form in \eqref{eq:weil-pure-space} transforms
288
- by $c^s$.
289
- \end{lemma}
290
-
291
- \begin{proof}
292
- The polarization pairs $V_\tau$ with $V_{\bar\tau}$, and no other pair
293
- of eigenspaces. Over an algebraically closed field, choose one
294
- embedding in each conjugate pair. An element of $G$ is specified by
295
- $c$ and matrices $a_\tau\in\GL_{2s}$ with
296
- $\det(a_\tau)=c^s$; the matrices on the opposite spaces are then
297
- determined by the polarization. In particular,
298
- \[
299
- \ker(c:G\longrightarrow\mathbb G_m)
300
- \simeq\prod_{\{\tau,\bar\tau\}}\SL_{2s}.
301
- \]
302
- The multiplier is surjective geometrically. Thus $G$ is connected
303
- reductive, with the same adjoint group as the group of $E$-linear
304
- polarization similitudes.
305
-
306
- The two Hodge characters occur $s$ times at every embedding. Their
307
- product is the polarization multiplier, so the Hodge homomorphism
308
- satisfies the determinant condition in \eqref{eq:weil-group}. Its
309
- weight is rational and central. On the adjoint Lie algebra the Hodge
310
- types are among $(-1,1),(0,0),(1,-1)$, as follows from the weight-one
311
- representation. Conjugation by the image of $i$ is a Cartan
312
- involution, by the polarization. At every real embedding of the
313
- maximal totally real subfield of $E$, the adjoint group has unitary
314
- signature $(s,s)$. Its Hodge homomorphism is nontrivial there, so no
315
- rational simple adjoint factor has trivial Hodge homomorphism.
316
- These are the Shimura-datum conditions for the given Hodge embedding.
317
-
318
- On $H^1$ the polarization still pairs opposite eigenspaces. An
319
- $E$-stable Lagrangian is specified by an $s$-dimensional subspace at
320
- one embedding of each pair; the subspace at the opposite embedding
321
- is its annihilator. The factor $\SL_{2s}$ acts transitively on these
322
- subspaces, as in the cohomological orbit calculation of
323
- Theorem~\ref{thm:filtration}. Finally, an alternating determinant form
324
- evaluated on $a_\tau v_1,\ldots,a_\tau v_{2s}$ is multiplied by
325
- $\det(a_\tau)=c^s$. This proves the asserted transformation law.
326
- \end{proof}
327
-
328
- \begin{proof}[Proof of Proposition~\ref{prop:weil}]
329
- The vanishing alternative is Lemma~\ref{lem:weil-orthogonality}.
330
- Suppose that $u$ is invertible, and use the divisor $D^u$ from
331
- \eqref{eq:weil-extra-divisor}.
332
-
333
- \medskip\noindent
334
- \emph{A filtration preserving the divisor.}
335
-
336
- Let $\mathcal D=H^1_{\mathrm{cris}}(A_0/W(\F))[1/p]$, with its
337
- contravariant convention, and let $\beta$ be the dual polarization
338
- pairing, taking values in the isocrystal line of slope one. The
339
- actions on $\mathcal D$ satisfy
340
- \[
341
- \beta(ux,y)=\beta(x,uy),\qquad
342
- \beta(ex,y)=\beta(x,\bar e y),\qquad ue=\bar e u.
343
- \]
344
- All these endomorphisms and the polarization have finite field
345
- descent. Theorem~\ref{thm:filtration} supplies, over a finite
346
- extension with finite local field descent, a weakly admissible
347
- filtration $\Fil^1\mathcal D=L$ which is $E$- and $u$-stable,
348
- is Lagrangian for $\beta$, and has dimension $s$ at every embedding
349
- of $E$. By Lemma~\ref{lem:weil-group} it lies geometrically in the
350
- required $G$-orbit. The
351
- \hyperref[par:transport-tensor-descent]{finite-descent argument} in
352
- Proposition~\ref{prop:transport} shows that its full finite family of
353
- Hodge-type structure tensors descends from the original number-field
354
- point by crystalline comparison. Taking a compositum with the local
355
- field of definition of $L$ gives the common finite local-field descent
356
- required by its prescribed-filtration clause.
357
-
358
- \medskip\noindent
359
- \emph{Transport and the first rational summand.}
360
- Apply Proposition~\ref{prop:transport} to $G$ and $\gamma$ with this
361
- filtration. It gives a lift $B$, a
362
- quasi-isogeny $a:A_0^n\longrightarrow B_0$, and a rational Hodge
363
- class $\kappa$ on $B$, with
364
- \[
365
- f_0=aj:A_0\longrightarrow B_0,\qquad
366
- f_0^*\kappa_0=\gamma_0,
367
- \]
368
- simultaneously in the realizations under consideration. The
369
- filtration on $B$, marked by $a$, is the direct sum of $n$ copies of
370
- the chosen filtration. Here $j$ includes the first factor. The map
371
- $f_0$ identifies $A_0$ with a rational direct summand of $B_0$.
372
- Its retraction $q_0$ and the corresponding projector $R_0$ are
373
- \begin{equation}\label{eq:weil-projector-identity}
374
- q_0=\operatorname{pr}_1a^{-1},\qquad R_0=f_0q_0.
375
- \end{equation}
376
- Thus $q_0f_0=\id$ and $R_0^2=R_0$. Pulling back
377
- $f_0^*\kappa_0=\gamma_0$ by $q_0$ gives
378
- \[
379
- R_0^*\kappa_0=q_0^*\gamma_0.
380
- \]
381
- Act by $E$ on $\operatorname{im}(R_0)$ using $e\mapsto f_0e q_0$,
382
- and by zero on the complement. Also put $D_0=q_0^*D^u$.
383
-
384
- \medskip\noindent
385
- \emph{Lifting the projector, action, and divisor.}
386
- The projector and this $E$-action preserve the repeated filtration.
387
- By Corollary~\ref{cor:filtration-divisor}, $D^u$ satisfies the divisor
388
- lifting condition for the chosen filtration on the first summand.
389
- The crystalline map induced by $q_0=\operatorname{pr}_1a^{-1}$
390
- respects that filtration and the marked repeated filtration on $B_0$.
391
- Hence $D_0=q_0^*D^u$ satisfies the same condition on $B$.
392
- Apply Lemma~\ref{lem:lift-hom} to \(R_0\), to a finite
393
- \(\Q\)-basis of the action of \(E\) on \(\operatorname{im}(R_0)\), and to the
394
- symmetric homomorphism \(h_{D_0}:B_0\to B_0^\vee\) defined by \(D_0\).
395
- Denote their lifts by \(R\), the corresponding basis of maps, and
396
- \(h_D\). Injectivity of specialization preserves \(R^2=R\), the
397
- rational multiplication table of that basis, and its unit \(R\).
398
- It therefore gives an algebra action \(E\to R\End^0(B)R\).
399
- The symmetric map \(h_D\) defines a rational divisor class \(D\).
400
- Moreover, \(q_0R_0=q_0\), so
401
- \[
402
- R_0^\vee h_{D_0}R_0=h_{D_0}.
403
- \]
404
- Injectivity lifts this identity to \(R^\vee h_DR=h_D\), which is
405
- exactly \(R^*D=D\). Thus the required projector, action, and divisor
406
- all exist on the one auxiliary variety $B$.
407
-
408
- \medskip\noindent
409
- \emph{The rational identity and its specialization.}
410
- Consider now rational Betti cohomology at a complex realization of
411
- $B$. The summand $T=\operatorname{im}(R)$ has dimension $2s$ at
412
- each embedding of $E$. The form of $D$ is supported on this summand
413
- and pairs each embedding with itself nondegenerately. Also
414
- $R^*\kappa$ is supported on the pure determinant spaces of this
415
- summand. These assertions can be checked after extension to any
416
- one prime-to-$p$ realization: for the divisor they follow from its
417
- specified specialization, and for the Hodge class they follow from
418
- the equality $R_0^*\kappa_0=q_0^*\gamma_0$ and the
419
- pure support of $\gamma_0$. Compatibility of the transported
420
- realizations then gives these support and nondegeneracy assertions
421
- in Betti cohomology.
422
-
423
- Lemma~\ref{lem:weil-divisor-span} now expresses the rational Betti
424
- class $R^*\kappa$ as a finite rational linear combination of products
425
- of rational divisor classes on $B$. The realization and
426
- specialization compatibilities in
427
- Proposition~\ref{prop:transport}, together with those for divisors
428
- and homomorphisms, specialize this identity with the same rational
429
- coefficients in every component. Hence $R_0^*\kappa_0$ is a
430
- simultaneous rational Lefschetz class. Finally,
431
- \[
432
- \gamma_0=f_0^*R_0^*\kappa_0,
433
- \]
434
- because $R_0f_0=f_0$. Pullback by a rational homomorphism preserves
435
- simultaneous rational Lefschetz classes, so the same is true of
436
- $\gamma_0$. Its complementary traces are therefore one common
437
- rational intersection number, proving the second alternative and
438
- the proposition.
439
- \end{proof}
 
1
+ \section{Balanced Weil classes}\label{sec:weil}
2
+
3
+ Let $A/\Qbar$ have good reduction at the fixed place $w$, and let a CM
4
+ field $E$ act on $A$ up to isogeny. We write $e\mapsto\bar e$ for its
5
+ complex conjugation. Suppose that a polarization $\lambda$ induces this
6
+ involution on $E$. Put
7
+ \[
8
+ V=H_1(A(\C),\Q),\qquad \dim_E V=2s,\qquad
9
+ g=\dim A=s[E:\Q],
10
+ \]
11
+ where $s\geq 1$. We assume that the Hodge multiplicities at every
12
+ embedding of $E$ are $(s,s)$. The polarization is an alternating form
13
+ $\psi:V\times V\longrightarrow\Q(1)$ satisfying
14
+ \[
15
+ \psi(ex,y)=\psi(x,\bar e y).
16
+ \]
17
+
18
+ \begin{definition}\label{def:weil-space}
19
+ The rational space of \emph{Weil classes} associated with $E$ is the
20
+ subspace
21
+ \[
22
+ W_E^s(A)\subset
23
+ \bigwedge\nolimits_{\Q}^{2s} V^\vee\otimes\Q(s)
24
+ =H^{2s}(A(\C),\Q(s))
25
+ \]
26
+ whose scalar extension to a splitting field $\Omega$ of $E$ is
27
+ \begin{equation}\label{eq:weil-pure-space}
28
+ W_E^s(A)\otimes_\Q\Omega
29
+ =\bigoplus_{\tau:E\hookrightarrow\Omega}
30
+ \bigwedge\nolimits_\Omega^{2s}V_\tau^\vee
31
+ \otimes\Q(s)_\Omega.
32
+ \end{equation}
33
+ Here each summand is extended by zero on the other eigenspaces. The
34
+ right side is Galois stable, so it defines the indicated rational
35
+ subspace.
36
+ \end{definition}
37
+
38
+ The balanced multiplicities imply that every element of $W_E^s(A)$ is
39
+ a Hodge class: each determinant in \eqref{eq:weil-pure-space} has
40
+ untwisted type $(s,s)$. We use its compatible realizations as an
41
+ absolute Hodge class; see \cite{Deligne1982}. The same eigenspace
42
+ description of its support holds after specialization, since the
43
+ $E$-action specializes compatibly.
44
+
45
+ Our goal is the Lefschetz pairing property for these specialized
46
+ classes. In fact, the reduction satisfies a dichotomy determined by
47
+ its rational endomorphisms. Let $\dagger$ be Rosati for the reduced
48
+ polarization and put
49
+ \begin{equation}\label{eq:weil-U}
50
+ \mathcal U=
51
+ \{u\in\End^0(A_0):u^\dagger=u,\quad
52
+ ue=\bar e u\ \text{for every }e\in E\}.
53
+ \end{equation}
54
+
55
+ \begin{proposition}\label{prop:weil}
56
+ Every $\gamma\in W_E^s(A)$ satisfies the Lefschetz pairing property
57
+ at $w$. More precisely, if $\mathcal U$ in \eqref{eq:weil-U} has no
58
+ invertible element, all complementary pairings are zero. If it has
59
+ an invertible element, $\gamma_0$ is a simultaneous rational
60
+ Lefschetz class.
61
+ \end{proposition}
62
+
63
+ We first prove the vanishing alternative. For the other alternative,
64
+ an invertible $u$ supplies a divisor whose form is nondegenerate on
65
+ each $E$-eigenspace separately. We will lift this divisor and use it
66
+ to obtain a rational identity for the determinant classes.
67
+
68
+ \subsection{The orthogonality alternative}
69
+
70
+ \begin{lemma}\label{lem:weil-orthogonality}
71
+ If $\mathcal U$ contains no invertible element, every specialization of
72
+ a class in $W_E^s(A)$ is orthogonal to all complementary Lefschetz
73
+ classes, in each cohomological realization.
74
+ \end{lemma}
75
+
76
+ \begin{proof}
77
+ We prove the contrapositive. A nonzero pairing will produce a divisor
78
+ form nondegenerate on one $E$-eigenspace. We will then show that a
79
+ rational endomorphism in $\mathcal U$ with this property is invertible.
80
+
81
+ Fix one realization and extend its coefficient field to an
82
+ algebraically closed field $\Omega$. At the crystalline component we
83
+ also include the coefficient extension used for the specialized
84
+ class. In this proof, $V_\tau$ also denotes the corresponding
85
+ eigenspace in the dual of first cohomology of $A_0$, identified by
86
+ specialization and comparison. Write $L^j_\Omega(A_0)$ for the $\Omega$-span of products of
87
+ $j$ divisor classes. Since $[E:\Q]\geq2$, we have $g-2s\geq0$.
88
+ Hard Lefschetz on the Lefschetz algebra gives
89
+ \begin{equation}\label{eq:weil-hard-lefschetz}
90
+ L^{g-s}_\Omega(A_0)
91
+ =\psi_0^{g-2s}L^s_\Omega(A_0).
92
+ \end{equation}
93
+ The restriction of hard Lefschetz to this algebra, including for
94
+ crystalline cohomology, follows from the Lefschetz correspondences
95
+ of \cite[Theorem~5.9]{Milne1999}.
96
+
97
+ Suppose a Weil class pairs nontrivially with
98
+ $D_1\cdots D_s\psi_0^{g-2s}$, and choose a pure term, supported on
99
+ $V_\tau$, whose contribution is nonzero. This term already has
100
+ degree $2s$ on $V_\tau$, so no further factor in a nonzero top-degree
101
+ product can use that space. A factor from $\psi_0$ which uses
102
+ $V_{\bar\tau}$ also uses $V_\tau$; hence the polarization factors
103
+ contribute to neither space in this pair. All $2s$ degrees on
104
+ $V_{\bar\tau}$ must therefore come from the $s$ divisor factors.
105
+ Each has degree two, so each must contribute its restriction to
106
+ $V_{\bar\tau}$, and those restrictions have nonzero product.
107
+ The coefficient of $t_1\cdots t_s$ in
108
+ \[
109
+ (t_1D_1+\cdots+t_sD_s)^s\big|_{V_{\bar\tau}}
110
+ \]
111
+ is $s!$ times that product. Some $\Omega$-linear combination of the
112
+ divisors therefore restricts to a nondegenerate alternating form on
113
+ $V_{\bar\tau}$.
114
+
115
+ We identify which endomorphisms can give these restrictions. Let
116
+ $p_\xi\in E\otimes_\Q\Omega$ be the eigenspace projectors. Rosati
117
+ satisfies $p_\xi^\dagger=p_{\bar\xi}$. A divisor corresponds under
118
+ $\psi_0$ to a Rosati-symmetric endomorphism $t$. Define
119
+ \begin{equation}\label{eq:weil-block-projection}
120
+ \Pi(t)=\sum_\xi p_{\bar\xi}t p_\xi.
121
+ \end{equation}
122
+ This operation takes place inside
123
+ $\End^0(A_0)\otimes_\Q\Omega$. Moreover,
124
+ \[
125
+ (p_{\bar\xi}t p_\xi)^\dagger
126
+ =p_{\bar\xi}t^\dagger p_\xi,
127
+ \qquad
128
+ \Pi(t)e=\bar e\Pi(t).
129
+ \]
130
+ Thus $\Pi(t)\in\mathcal U\otimes_\Q\Omega$. Conversely, these are
131
+ exactly the blocks allowed by the second equation in
132
+ \eqref{eq:weil-U}. For $x,y\in V_\xi$, the form
133
+ $\psi_0(x,ty)$ depends only on $p_{\bar\xi}t p_\xi$.
134
+ It follows that projecting by \eqref{eq:weil-block-projection}
135
+ preserves all the same-embedding restrictions in question.
136
+
137
+ Nondegeneracy on $V_{\bar\tau}$ is a polynomial open condition on
138
+ $\mathcal U\otimes_\Q\Omega$, and we have shown this open is
139
+ nonempty. The rational points of the rational vector space
140
+ $\mathcal U$ are Zariski dense after extension to $\Omega$. Hence
141
+ there is a rational $u\in\mathcal U$ for which
142
+ $\psi_0(\cdot,u\cdot)$ is nondegenerate on $V_{\bar\tau}$.
143
+
144
+ To prove invertibility, we use the fact that a nonzero $E$-stable
145
+ abelian subvariety has a nonzero homology space at every embedding
146
+ of $E$. Suppose that $u$ is not invertible, and choose an integer
147
+ $N>0$ such that $Nu$ is an endomorphism. The reduced identity
148
+ component $C=((\ker(Nu))^0)_{\mathrm{red}}$ is a
149
+ positive-dimensional abelian subvariety. The relation $ue=\bar e u$ makes $C$ stable under
150
+ the rational action of $E$. This action is unital and therefore
151
+ faithful. Choose a primitive element $e$ of $E$ and an integer
152
+ $M>0$ such that $Me$ acts by an integral endomorphism of $C$.
153
+ The exterior algebra description of cohomology and normalized
154
+ top-degree pullback give, in every realization
155
+ \cite[Appendix, Proposition~(A.2)(a),(b)]{Milne1999},
156
+ \[
157
+ \det\bigl(n-e\mid H^1(C)\bigr)
158
+ =M^{-2\dim C}\deg\bigl([Mn]-Me\bigr)
159
+ \]
160
+ for every integer $n$ for which the map on the right is an
161
+ isogeny. All but finitely many integers have this property.
162
+ The right side is rational and independent of the realization.
163
+ Polynomial interpolation therefore gives one characteristic
164
+ polynomial in $\Q[T]$, identical also in crystalline cohomology.
165
+ Its roots lie among
166
+ the conjugates of $e$, and rationality forces their multiplicities to
167
+ be equal. Since $C\ne0$, every embedding of $E$ occurs with positive
168
+ multiplicity. The same statement holds on first homology, in the
169
+ chosen realization. Rational Poincar\'e reducibility
170
+ \cite[Proposition~12.1]{MilneAV} makes the inclusion
171
+ \(C\hookrightarrow A_0\) injective on first homology in every
172
+ realization. This inclusion is \(E\)-equivariant, and its
173
+ image is killed by \(u\). Thus the nonzero \(\bar\tau\)-eigenspace
174
+ of \(H_1(C)\) shows that the kernel of \(u\) meets
175
+ \(V_{\bar\tau}\) nontrivially. Such a vector lies in the radical of
176
+ $\psi_0(\cdot,u\cdot)|_{V_{\bar\tau}}$, a contradiction.
177
+
178
+ A nonzero pairing would therefore give an invertible element of
179
+ $\mathcal U$. Taking the contrapositive proves the lemma. The
180
+ argument applies separately to every realization, so all the
181
+ pairings in this case have the common rational value zero.
182
+ \end{proof}
183
+
184
+ \subsection{A divisor identity on a rational summand}
185
+
186
+ For the rest of the section, suppose that $u\in\mathcal U$ is
187
+ invertible. It gives a rational divisor $D^u$ on $A_0$ with
188
+ alternating form
189
+ \begin{equation}\label{eq:weil-extra-divisor}
190
+ D^u(x,y)=\psi_0(x,uy).
191
+ \end{equation}
192
+ This form is nondegenerate and pairs each embedding of $E$ only with
193
+ itself: $u$ exchanges opposite eigenspaces, whereas $\psi_0$ pairs
194
+ opposite eigenspaces.
195
+
196
+ Prescribed-filtration transport will replace $A_0$ by a power and
197
+ then by an isogenous special fiber $B_0$. We will retain the first
198
+ factor through a rational projector on $B_0$, and lift that projector,
199
+ the $E$-action on its image, and the transported divisor to $B$.
200
+ The next lemma explains the resulting divisor identity: a divisor
201
+ nondegenerate separately on those eigenspaces generates their
202
+ determinant classes. A rational projector here means an idempotent
203
+ in the rational endomorphism algebra.
204
+
205
+ \begin{lemma}\label{lem:weil-divisor-span}
206
+ Let $B$ be a complex abelian variety, let $R\in\End^0(B)$ be a
207
+ rational projector, and suppose that there is an algebra action
208
+ $E\longrightarrow R\End^0(B)R$ whose unit maps to $R$.
209
+ Let $T=\operatorname{im}(R)$ in rational first homology, with
210
+ $\dim_E T=2s$; the indicated endomorphisms act by zero on
211
+ $\ker(R)$. Suppose there is a rational divisor class $D$ on
212
+ $B$ such that $R^*D=D$ and, after splitting $E$, its alternating form
213
+ is
214
+ \[
215
+ D=\sum_\tau D_\tau,
216
+ \qquad D_\tau\in\bigwedge\nolimits^2 T_\tau^\vee\otimes\Q(1),
217
+ \]
218
+ with each $D_\tau$ nondegenerate. Then the rational subspace whose
219
+ scalar extension is
220
+ \[
221
+ \bigoplus_\tau\bigwedge\nolimits^{2s}T_\tau^\vee\otimes\Q(s),
222
+ \]
223
+ extended by zero on the complementary summand, consists of rational
224
+ Lefschetz classes on $B$.
225
+ \end{lemma}
226
+
227
+ \begin{proof}
228
+ For $b\in E$, let $\widetilde b\in\End^0(B)$ act by $b$ on $T$ and
229
+ by zero on the complement. Its pullback of a rational divisor is a
230
+ rational divisor: clear a denominator in $\widetilde b$, and use
231
+ that multiplication by $N$ acts as $N^2$ on $H^2$. Over a splitting
232
+ field $\Omega$, choosing Tate-line bases, we have
233
+ \[
234
+ (\widetilde b^*D)^s
235
+ =\left(\sum_\tau\tau(b)^2D_\tau\right)^s.
236
+ \]
237
+ The coordinates $x_\tau=\tau(b)$ are independent coordinates on the
238
+ scalar extension of the rational vector group underlying $E$.
239
+ In the corresponding vector-valued polynomial
240
+ \begin{equation}\label{eq:weil-coefficient-polynomial}
241
+ P((x_\tau)_\tau)=\left(\sum_\tau x_\tau^2D_\tau\right)^s,
242
+ \end{equation}
243
+ the coefficient of $x_\tau^{2s}$ is $D_\tau^s$. Nondegeneracy makes
244
+ this coefficient nonzero, so it spans
245
+ $\bigwedge^{2s}T_\tau^\vee\otimes\Q(s)_\Omega$.
246
+
247
+ Let $M$ be the rational span of the Lefschetz classes
248
+ $(\widetilde b^*D)^s$ for $b\in E$. The set $E$ of rational points
249
+ is Zariski dense in its vector group, also after extension to
250
+ $\Omega$. Any linear functional annihilating $M\otimes_\Q\Omega$
251
+ annihilates all evaluations of \eqref{eq:weil-coefficient-polynomial}
252
+ on those points. It therefore annihilates the polynomial, and hence
253
+ each coefficient. Every $D_\tau^s$ belongs to
254
+ $M\otimes_\Q\Omega$.
255
+
256
+ This proves the required inclusion after scalar extension. Both
257
+ subspaces are rational; applying faithful scalar extension to their
258
+ quotient proves the inclusion over $\Q$. In particular it gives
259
+ rational coefficients for every rational class in the asserted
260
+ subspace, without requiring an individual embedding line to be
261
+ defined over $\Q$.
262
+ \end{proof}
263
+
264
+ \subsection{A lift preserving the divisor}
265
+
266
+ We now construct the auxiliary variety to which
267
+ Lemma~\ref{lem:weil-divisor-span} applies. To transport the Weil class,
268
+ we use the $E$-linear polarization similitudes whose determinant has
269
+ the same transformation law as a codimension-$s$ Tate twist.
270
+ Choose a rational basis
271
+ for the Betti Tate line, let $c$ be the multiplier of
272
+ $\GSp(V,\psi)$, and set
273
+ \begin{equation}\label{eq:weil-group}
274
+ G=\{a\in\GSp(V,\psi)\cap\GL_E(V):
275
+ \det_E(a)=c(a)^s\}.
276
+ \end{equation}
277
+ On points over a $\Q$-algebra $R$, the determinant equality is in
278
+ $(E\otimes_\Q R)^\times$, with the right side embedded diagonally.
279
+
280
+ \begin{lemma}\label{lem:weil-group}
281
+ The Hodge homomorphism of $A$ factors through $G$, and its conjugacy
282
+ class defines a Shimura datum of Hodge type through the displayed
283
+ embedding. Over an algebraically closed coefficient field, the orbit
284
+ of the corresponding filtration on $H^1$ consists exactly of the
285
+ $E$-stable Lagrangians for the dual polarization pairing whose
286
+ dimension at each embedding of $E$ is $s$. Using a basis of its Tate
287
+ line, every alternating form in \eqref{eq:weil-pure-space} transforms
288
+ by $c^s$.
289
+ \end{lemma}
290
+
291
+ \begin{proof}
292
+ The polarization pairs $V_\tau$ with $V_{\bar\tau}$, and no other pair
293
+ of eigenspaces. Over an algebraically closed field, choose one
294
+ embedding in each conjugate pair. An element of $G$ is specified by
295
+ $c$ and matrices $a_\tau\in\GL_{2s}$ with
296
+ $\det(a_\tau)=c^s$; the matrices on the opposite spaces are then
297
+ determined by the polarization. In particular,
298
+ \[
299
+ \ker(c:G\longrightarrow\mathbb G_m)
300
+ \simeq\prod_{\{\tau,\bar\tau\}}\SL_{2s}.
301
+ \]
302
+ The multiplier is surjective geometrically. Thus $G$ is connected
303
+ reductive, with the same adjoint group as the group of $E$-linear
304
+ polarization similitudes.
305
+
306
+ The two Hodge characters occur $s$ times at every embedding. Their
307
+ product is the polarization multiplier, so the Hodge homomorphism
308
+ satisfies the determinant condition in \eqref{eq:weil-group}. Its
309
+ weight is rational and central. On the adjoint Lie algebra the Hodge
310
+ types are among $(-1,1),(0,0),(1,-1)$, as follows from the weight-one
311
+ representation. Conjugation by the image of $i$ is a Cartan
312
+ involution, by the polarization. At every real embedding of the
313
+ maximal totally real subfield of $E$, the adjoint group has unitary
314
+ signature $(s,s)$. Its Hodge homomorphism is nontrivial there, so no
315
+ rational simple adjoint factor has trivial Hodge homomorphism.
316
+ These are the Shimura-datum conditions for the given Hodge embedding.
317
+
318
+ On $H^1$ the polarization still pairs opposite eigenspaces. An
319
+ $E$-stable Lagrangian is specified by an $s$-dimensional subspace at
320
+ one embedding of each pair; the subspace at the opposite embedding
321
+ is its annihilator. The factor $\SL_{2s}$ acts transitively on these
322
+ subspaces, as in the cohomological orbit calculation of
323
+ Theorem~\ref{thm:filtration}. Finally, an alternating determinant form
324
+ evaluated on $a_\tau v_1,\ldots,a_\tau v_{2s}$ is multiplied by
325
+ $\det(a_\tau)=c^s$. This proves the asserted transformation law.
326
+ \end{proof}
327
+
328
+ \begin{proof}[Proof of Proposition~\ref{prop:weil}]
329
+ The vanishing alternative is Lemma~\ref{lem:weil-orthogonality}.
330
+ Suppose that $u$ is invertible, and use the divisor $D^u$ from
331
+ \eqref{eq:weil-extra-divisor}.
332
+
333
+ \medskip\noindent
334
+ \emph{A filtration preserving the divisor.}
335
+
336
+ Let $\mathcal D=H^1_{\mathrm{cris}}(A_0/W(\F))[1/p]$, with its
337
+ contravariant convention, and let $\beta$ be the dual polarization
338
+ pairing, taking values in the isocrystal line of slope one. The
339
+ actions on $\mathcal D$ satisfy
340
+ \[
341
+ \beta(ux,y)=\beta(x,uy),\qquad
342
+ \beta(ex,y)=\beta(x,\bar e y),\qquad ue=\bar e u.
343
+ \]
344
+ All these endomorphisms and the polarization have finite field
345
+ descent. Theorem~\ref{thm:filtration} supplies, over a finite
346
+ extension with finite local field descent, a weakly admissible
347
+ filtration $\Fil^1\mathcal D=L$ which is $E$- and $u$-stable,
348
+ is Lagrangian for $\beta$, and has dimension $s$ at every embedding
349
+ of $E$. By Lemma~\ref{lem:weil-group} it lies geometrically in the
350
+ required $G$-orbit. The
351
+ \hyperref[par:transport-tensor-descent]{finite-descent argument} in
352
+ Proposition~\ref{prop:transport} shows that its full finite family of
353
+ Hodge-type structure tensors descends from the original number-field
354
+ point by crystalline comparison. Taking a compositum with the local
355
+ field of definition of $L$ gives the common finite local-field descent
356
+ required by its prescribed-filtration clause.
357
+
358
+ \medskip\noindent
359
+ \emph{Transport and the first rational summand.}
360
+ Apply Proposition~\ref{prop:transport} to $G$ and $\gamma$ with this
361
+ filtration. It gives a lift $B$, a
362
+ quasi-isogeny $a:A_0^n\longrightarrow B_0$, and a rational Hodge
363
+ class $\kappa$ on $B$, with
364
+ \[
365
+ f_0=aj:A_0\longrightarrow B_0,\qquad
366
+ f_0^*\kappa_0=\gamma_0,
367
+ \]
368
+ simultaneously in the realizations under consideration. The
369
+ filtration on $B$, marked by $a$, is the direct sum of $n$ copies of
370
+ the chosen filtration. Here $j$ includes the first factor. The map
371
+ $f_0$ identifies $A_0$ with a rational direct summand of $B_0$.
372
+ Its retraction $q_0$ and the corresponding projector $R_0$ are
373
+ \begin{equation}\label{eq:weil-projector-identity}
374
+ q_0=\operatorname{pr}_1a^{-1},\qquad R_0=f_0q_0.
375
+ \end{equation}
376
+ Thus $q_0f_0=\id$ and $R_0^2=R_0$. Pulling back
377
+ $f_0^*\kappa_0=\gamma_0$ by $q_0$ gives
378
+ \[
379
+ R_0^*\kappa_0=q_0^*\gamma_0.
380
+ \]
381
+ Act by $E$ on $\operatorname{im}(R_0)$ using $e\mapsto f_0e q_0$,
382
+ and by zero on the complement. Also put $D_0=q_0^*D^u$.
383
+
384
+ \medskip\noindent
385
+ \emph{Lifting the projector, action, and divisor.}
386
+ The projector and this $E$-action preserve the repeated filtration.
387
+ By Corollary~\ref{cor:filtration-divisor}, $D^u$ satisfies the divisor
388
+ lifting condition for the chosen filtration on the first summand.
389
+ The crystalline map induced by $q_0=\operatorname{pr}_1a^{-1}$
390
+ respects that filtration and the marked repeated filtration on $B_0$.
391
+ Hence $D_0=q_0^*D^u$ satisfies the same condition on $B$.
392
+ Apply Lemma~\ref{lem:lift-hom} to \(R_0\), to a finite
393
+ \(\Q\)-basis of the action of \(E\) on \(\operatorname{im}(R_0)\), and to the
394
+ symmetric homomorphism \(h_{D_0}:B_0\to B_0^\vee\) defined by \(D_0\).
395
+ Denote their lifts by \(R\), the corresponding basis of maps, and
396
+ \(h_D\). Injectivity of specialization preserves \(R^2=R\), the
397
+ rational multiplication table of that basis, and its unit \(R\).
398
+ It therefore gives an algebra action \(E\to R\End^0(B)R\).
399
+ The symmetric map \(h_D\) defines a rational divisor class \(D\).
400
+ Moreover, \(q_0R_0=q_0\), so
401
+ \[
402
+ R_0^\vee h_{D_0}R_0=h_{D_0}.
403
+ \]
404
+ Injectivity lifts this identity to \(R^\vee h_DR=h_D\), which is
405
+ exactly \(R^*D=D\). Thus the required projector, action, and divisor
406
+ all exist on the one auxiliary variety $B$.
407
+
408
+ \medskip\noindent
409
+ \emph{The rational identity and its specialization.}
410
+ Consider now rational Betti cohomology at a complex realization of
411
+ $B$. The summand $T=\operatorname{im}(R)$ has dimension $2s$ at
412
+ each embedding of $E$. The form of $D$ is supported on this summand
413
+ and pairs each embedding with itself nondegenerately. Also
414
+ $R^*\kappa$ is supported on the pure determinant spaces of this
415
+ summand. These assertions can be checked after extension to any
416
+ one prime-to-$p$ realization: for the divisor they follow from its
417
+ specified specialization, and for the Hodge class they follow from
418
+ the equality $R_0^*\kappa_0=q_0^*\gamma_0$ and the
419
+ pure support of $\gamma_0$. Compatibility of the transported
420
+ realizations then gives these support and nondegeneracy assertions
421
+ in Betti cohomology.
422
+
423
+ Lemma~\ref{lem:weil-divisor-span} now expresses the rational Betti
424
+ class $R^*\kappa$ as a finite rational linear combination of products
425
+ of rational divisor classes on $B$. The realization and
426
+ specialization compatibilities in
427
+ Proposition~\ref{prop:transport}, together with those for divisors
428
+ and homomorphisms, specialize this identity with the same rational
429
+ coefficients in every component. Hence $R_0^*\kappa_0$ is a
430
+ simultaneous rational Lefschetz class. Finally,
431
+ \[
432
+ \gamma_0=f_0^*R_0^*\kappa_0,
433
+ \]
434
+ because $R_0f_0=f_0$. Pullback by a rational homomorphism preserves
435
+ simultaneous rational Lefschetz classes, so the same is true of
436
+ $\gamma_0$. Its complementary traces are therefore one common
437
+ rational intersection number, proving the second alternative and
438
+ the proposition.
439
+ \end{proof}
preprints/Milnes-rationality-conjecture-for-abelian-varieties-October-7-2026/build/sections/05_reduction.tex CHANGED
@@ -1,448 +1,448 @@
1
- \section{CM reduction and consequences}
2
- \label{sec:reduction}
3
-
4
- The remaining step in the main proof is to express CM Hodge classes
5
- as pullbacks of balanced Weil classes. Together with CM transport
6
- and Proposition~\ref{prop:weil}, this will prove
7
- Theorem~\ref{thm:main}. We then derive two specialization consequences.
8
-
9
- \subsection{CM classes as pullbacks of Weil classes}
10
-
11
- We give the CM reduction in the form needed here. The stronger
12
- reduction to classes on abelian varieties of split Weil type is due to
13
- Deligne and Andr\'e \cite{Andre1992}; see the reconstruction in
14
- \cite[Theorem~1 and Section~4]{Milne2020}. Only balanced signatures
15
- and a compatible polarization are needed for our application, and
16
- we prove this form directly using rational idempotents on powers.
17
-
18
- \begin{lemma}[CM reduction]
19
- \label{lem:cm-reduction}
20
- Let $A/\Qbar$ be an abelian variety of CM type with good reduction at $w$,
21
- and let $r>0$. For every rational Hodge class
22
- $\gamma\in H^{2r}(A(\C),\Q(r))$, there are finitely many abelian varieties
23
- $B_i/\Qbar$ with good reduction at $w$, rational homomorphisms
24
- $f_i\colon A\to B_i$, and rational Weil classes
25
- $\eta_i\in H^{2r}(B_i(\C),\Q(r))$ such that
26
- \begin{equation}
27
- \label{eq:cm-pullback-decomposition}
28
- \gamma=\sum_i f_i^*\eta_i.
29
- \end{equation}
30
- Each $B_i$ has an action of a CM field $K$ for which $H_1(B_i(\C),\Q)$
31
- has rank $2r$ over $K$, the Hodge signatures are $(r,r)$ at every
32
- embedding of $K$, and a polarization induces complex conjugation on $K$.
33
- The equality specializes simultaneously in all the realizations used in
34
- Theorem~\ref{thm:main}.
35
- \end{lemma}
36
-
37
- \begin{proof}
38
- We first identify the eigenspace components that can support a rational
39
- Hodge class. For each such component we construct a balanced abelian
40
- factor of a power of $A$, whose Weil classes pull back onto that
41
- component. Taking the sum of these rational pullback spaces will then
42
- give the decomposition over $\Q$.
43
-
44
- \medskip\noindent
45
- \emph{Balanced eigenspace components.}
46
- Set $V=H_1(A(\C),\Q)$. We work throughout up to isogeny. There is a
47
- CM algebra $E'$, a product of CM fields, acting on $A$ such that $V$ is
48
- free of rank one over $E'$. To obtain it, decompose $A$ up to isogeny
49
- into simple CM factors and take the product of their CM fields, with a
50
- separate label for each repeated factor. Transporting this action back
51
- along an isogeny gives the asserted action on $A$ itself.
52
-
53
- Choose a finite Galois CM field $K\subset\Qbar$ containing the images of
54
- all the factors of $E'$, and put $S=\Hom_{\Q\text{-alg}}(E',K)$. Then
55
- \[
56
- V_K:=V\otimes_{\Q}K=\bigoplus_{\rho\in S}V_\rho,
57
- \qquad \dim_K V_\rho=1.
58
- \]
59
- The Hodge decomposition is diagonal for this decomposition after
60
- extension to $\C$. We suppress the common Tate twist in the following
61
- linear-algebra calculations. Alternating forms of degree $2r$ decompose
62
- as
63
- \[
64
- \bigwedge^{2r}V_K^*
65
- =\bigoplus_{\substack{\Delta\subset S\\ |\Delta|=2r}}L_\Delta,
66
- \qquad
67
- L_\Delta=
68
- \bigwedge^{2r}\left(\bigoplus_{\rho\in\Delta}V_\rho\right)^*,
69
- \]
70
- where each form on the right is extended by zero on the other summands.
71
- Every $L_\Delta$ is one-dimensional and has a definite Hodge type.
72
-
73
- Suppose the component of $\gamma$ in $L_\Delta$ is nonzero. Since
74
- $\gamma$ is rational, its component in $L_{\sigma\Delta}$ is the
75
- semilinear conjugate of that component and is nonzero for every
76
- $\sigma\in\Gal(K/\Q)$. The Hodge condition therefore implies that
77
- every $\sigma\Delta$ contains $r$ lines of each of the two Hodge types.
78
- We call such a subset balanced under all conjugates.
79
-
80
- \medskip\noindent
81
- \emph{An abelian factor with balanced signatures.}
82
- Fix one of these subsets $\Delta$. Form the abelian variety
83
- $A\otimes_{\Q}K$ in the category up to isogeny: it is a power of $A$
84
- whose index space is the underlying rational vector space of $K$.
85
- The regular action of $K$ on this index space is an action by rational
86
- endomorphisms of the power. Its rational homology is
87
- \[
88
- T=V\otimes_{\Q}K,\qquad
89
- \dim_\Q T=[K:\Q]\dim_\Q V.
90
- \]
91
- In contrast with the coefficient space $V_K$, we regard $T$ here as a
92
- $\Q$-vector space, with $K$ acting on its second factor. The abelian
93
- variety remains over $\Qbar$. The actions on the two factors give
94
- an action of the rational algebra
95
- \[
96
- E'\otimes_{\Q}K\simeq\prod_{\rho\in S}K,
97
- \qquad e\otimes k\longmapsto\bigl(\rho(e)k\bigr)_{\rho\in S}.
98
- \]
99
- Let $e_\Delta$ be the idempotent with coordinates $1$ on $\Delta$ and
100
- $0$ elsewhere. It is a rational endomorphism of $A\otimes_{\Q}K$,
101
- so its image is an abelian variety $B_\Delta$ up to isogeny. In
102
- particular no Galois invariance of $\Delta$ is required for this
103
- construction. Write
104
- \[
105
- U=H_1(B_\Delta(\C),\Q)=e_\Delta T.
106
- \]
107
- The index-field action of $K$ preserves $U$.
108
-
109
- Now extend the coefficients of $U$ to $K$, and use the fixed inclusion
110
- $K\subset\C$ to identify the embeddings of $K$ with $\Gal(K/\Q)$.
111
- Evaluation of the index factor at $\tau$ identifies its eigenspace in
112
- $T\otimes_\Q K$ with $V_K$. In that eigenspace the idempotent retains
113
- exactly the summands indexed by $\tau\Delta$. Thus
114
- \begin{equation}
115
- \label{eq:cm-embedding-summand}
116
- U_\tau=\bigoplus_{\rho\in\Delta}V_{\tau\rho},
117
- \end{equation}
118
- and the same description holds after extension to $\C$. Explicitly,
119
- evaluation of the idempotent at the pair of embeddings $(\xi,\tau)$ is $1$ exactly
120
- when $\xi=\tau\rho$ for some $\rho\in\Delta$. Thus
121
- $\dim_K U_\tau=2r$ for every $\tau$. Since $K$ is Galois and
122
- $\Delta$ is balanced under all conjugates, each $U_\tau$ has $r$ lines
123
- of each Hodge type. Consequently $U$ has rank $2r$ over $K$,
124
- $\dim B_\Delta=r[K:\Q]$, and the required Hodge signatures are
125
- $(r,r)$.
126
-
127
- \medskip\noindent
128
- \emph{A compatible polarization.}
129
- Let $\psi$ be a
130
- rational polarization form on $V$, and equip the index space $K$ with
131
- the positive definite rational symmetric form
132
- \[
133
- t(k,l)=\Tr_{K/\Q}(k\bar l).
134
- \]
135
- The form $\Psi=\psi\otimes t$ is a rational polarization form on the
136
- power $A\otimes_{\Q}K$: its alternating and Hodge properties follow
137
- from those of $\psi$, and its positivity follows by tensoring the
138
- positive symmetric form associated to $\psi$ with $t$. A positive
139
- integral multiple gives an actual polarization. For $a\in K$,
140
- \[
141
- t(ak,l)=t(k,\bar a l),
142
- \]
143
- so the Rosati involution of $\Psi$ induces conjugation on the
144
- index-field action. Restrict $\Psi$ to $B_\Delta$. This is again a
145
- polarization, and because $U$ is $K$-stable its adjoint identity still
146
- induces conjugation on $K$. This restriction does not require
147
- $e_\Delta$ to be self-adjoint.
148
-
149
- \medskip\noindent
150
- \emph{Pullback and descent of the rational span.}
151
- The factor $B_\Delta$ now has the field action, balanced signatures,
152
- and polarization needed to define its Weil classes. The rational
153
- homomorphism $f_\Delta\colon A\to B_\Delta$ defined on
154
- homology by
155
- \[
156
- v\longmapsto e_\Delta(v\otimes 1)
157
- \]
158
- has the needed effect on Weil classes. After splitting coefficients,
159
- its component at the identity embedding of $K$ is the projection
160
- \[
161
- \bigoplus_{\rho\in S}V_\rho
162
- \longrightarrow
163
- \bigoplus_{\rho\in\Delta}V_\rho.
164
- \]
165
- Thus pullback maps $\bigwedge^{2r}U_{\id}^*$ isomorphically onto
166
- $L_\Delta$. More generally the component indexed by $\tau$ pulls back
167
- onto $L_{\tau\Delta}$. The rational Weil-class space $W_K^r(B_\Delta)$
168
- is characterized, with the twist restored, by
169
- \[
170
- W_K^r(B_\Delta)\otimes_{\Q}K
171
- =\bigoplus_{\tau:K\hookrightarrow K}
172
- \bigwedge^{2r}U_\tau^*(r).
173
- \]
174
- In particular $f_\Delta^*W_K^r(B_\Delta)$ is a rational subspace whose
175
- extension to $K$ contains $L_\Delta(r)$.
176
-
177
- Take the sum of these rational pullback spaces over the finitely many
178
- subsets supporting $\gamma$. Its scalar extension contains every
179
- component of $\gamma$, and therefore contains $\gamma$ itself. Since
180
- extension of scalars is injective on the quotient by a rational
181
- subspace, the sum already contains $\gamma$ over $\Q$. This proves
182
- \eqref{eq:cm-pullback-decomposition} with rational Weil classes. Notice
183
- that an individual embedding component need not descend to $\Q$;
184
- only the entire Weil-class space and its pullback are used in this
185
- descent argument.
186
-
187
- \medskip\noindent
188
- \emph{Good reduction and specialization.}
189
- All the constructions use finitely many rational endomorphisms of
190
- powers of $A$ and their images. They therefore exist over $\Qbar$ and
191
- descend, together with the maps, to a common number field after a finite
192
- extension. Choose that extension so that $A$ has good reduction at the
193
- place specified by $w$. For any $\ell\ne p$, the rational Tate module
194
- of $B_\Delta$ is a Galois-stable direct summand of the rational Tate
195
- module of the power of $A$. It is unramified at this place. The
196
- N\'eron--Ogg--Shafarevich criterion gives good reduction of
197
- $B_\Delta$ there; it also shows that the isogenies used in the
198
- construction do not affect this conclusion
199
- \cite[Chapter~IV, Theorem~3.5]{MilneAVNotes}. Rational homomorphisms between
200
- the resulting good-reduction varieties specialize after clearing
201
- denominators. The equality of rational Hodge classes
202
- \eqref{eq:cm-pullback-decomposition} is respected by their compatible
203
- realizations and by specialization, with the same rational coefficients
204
- in every component. This proves the last assertion.
205
- \end{proof}
206
-
207
- \begin{corollary}
208
- \label{cor:cm-pairing}
209
- The Lefschetz pairing property holds for the specialization of every
210
- rational Hodge class on a CM abelian variety over $\Qbar$ with good
211
- reduction at $w$.
212
- \end{corollary}
213
-
214
- \begin{proof}
215
- In codimension zero the class is a rational multiple of the unit, so
216
- the assertion follows from the compatibility of divisor intersection
217
- numbers with the normalized traces. In positive codimension use
218
- Lemma~\ref{lem:cm-reduction}. Proposition~\ref{prop:weil} gives the
219
- Lefschetz pairing property for the specialization of each $\eta_i$.
220
- Lemma~\ref{lem:pairing-functorial} preserves this property under
221
- rational pullback and rational linear combinations. Applying it to
222
- \eqref{eq:cm-pullback-decomposition} proves the assertion.
223
- \end{proof}
224
-
225
- \subsection{Proof of the main theorem}
226
-
227
- \begin{proof}[Proof of Theorem~\ref{thm:main}]
228
- The case \(r=0\) follows from divisor intersection numbers as in the
229
- preceding corollary. This includes \(\dim A=0\), where the abelian
230
- variety is a point. If \(r=\dim A\), a rational top class is a
231
- rational multiple of the point class; its normalized trace is
232
- preserved by specialization, and the complementary product is \(1\).
233
- We may therefore assume \(0<r<\dim A\).
234
-
235
- Corollary~\ref{cor:cm-transport} gives a CM abelian variety $B/\Qbar$ with good
236
- reduction at $w$, a rational Hodge class $\kappa$ on $B$, a
237
- quasi-isogeny $a\colon A_0^n\to B_0$, and the first-factor inclusion
238
- $j\colon A_0\to A_0^n$, such that
239
- \[
240
- \gamma_0=(aj)^*\kappa_0
241
- \]
242
- simultaneously in all the realizations under consideration.
243
- Corollary~\ref{cor:cm-pairing} gives the Lefschetz pairing property for
244
- $\kappa_0$, and Lemma~\ref{lem:pairing-functorial} gives it for
245
- $\gamma_0$. Hence, for each prescribed product of complementary
246
- divisor classes on $A_0$, all the normalized traces in
247
- Theorem~\ref{thm:main} equal one rational number. This proves the
248
- theorem.
249
- \end{proof}
250
-
251
- \subsection{Specialization in a fixed good theory}
252
-
253
- We now use CM transport to place the specialization of every rational
254
- Hodge class in one fixed theory of rational Tate classes.
255
-
256
- Continue to fix \(\Qbar\subset\C\), \(p\), and \(w\), with
257
- \(\F\), \(\Kzero\), and \(\Cw\) as in the introduction. Let
258
- \(\mathcal S_0\) be Milne's class of \(\F\)-varieties whose connected
259
- components are products of abelian varieties and projective spaces.
260
- The CM case of Theorem~\ref{thm:main}, by linearity for complementary
261
- Lefschetz classes, satisfies the hypothesis of
262
- \cite[Theorem~4.5]{Milne2009}. Fix one good theory \(\mathcal R\) of
263
- rational Tate classes on \(\mathcal S_0\) supplied by that theorem,
264
- before varying any abelian variety or Hodge class.
265
-
266
- For \(\rho\in\mathcal R^r(X)\), write \((\rho)_\ell\) for its
267
- \(\ell\)-adic component when \(\ell\ne p\), and \((\rho)_p\) for
268
- its native crystalline Tate component in
269
- \[
270
- H^{2r}_{\mathrm{cris}}(X/W(\F))[1/p](r).
271
- \]
272
- We use three properties of the theory. Its spaces are rational vector
273
- spaces preserved by pullback, its realization maps are injective, and
274
- specializations of CM Hodge classes belong to it. These are the
275
- properties in axioms \textup{(R1)}, \textup{(R4)}, and the goodness
276
- axiom \textup{(R3)}, respectively
277
- \cite[Definitions~2.1 and~3.1]{Milne2009}. The following consequence
278
- extends the last property to all rational Hodge classes, while keeping
279
- this one theory fixed.
280
-
281
- \begin{corollary}[Specialization of all rational Hodge classes]
282
- \label{cor:all-hodge-specialization}
283
- For every abelian variety \(A/\Qbar\) of dimension \(d\) with good
284
- reduction \(A_0/\F\) at \(w\), every \(0\leq r\leq d\), and every
285
- rational Hodge class
286
- \[
287
- \gamma\in H^{2r}(A(\C),\Q(r)),
288
- \]
289
- there is a unique class \(\rho_\gamma\in\mathcal R^r(A_0)\) such that
290
- \[
291
- (\rho_\gamma)_\ell=\gamma_{0,\ell}\quad(\ell\ne p),\qquad
292
- (\rho_\gamma)_p\otimes 1=\gamma_{0,p}.
293
- \]
294
- The prime-to-\(p\) equalities are in
295
- \(H^{2r}_{\acute{e}t}(A_0,\Q_\ell(r))\); the crystalline equality is in
296
- \[
297
- H^{2r}_{\mathrm{cris}}(A_0/W(\F))[1/p](r)
298
- \otimes_{\Kzero}\Cw.
299
- \]
300
- The specialization components are those of Theorem~\ref{thm:main}.
301
- The assertion holds for every prime \(p\),
302
- including \(p=2\), with the prime, place, and theory fixed before
303
- \(A\) and \(\gamma\) vary.
304
- \end{corollary}
305
-
306
- \begin{proof}
307
- In codimension zero, take the corresponding rational multiple of the
308
- unit, which belongs to the theory by pullback from the point. This
309
- also covers $d=0$. In top codimension $r=d>0$, take $q$ times the
310
- point class, where $q\in\Q$ is the normalized trace of $\gamma$.
311
- The point class belongs to $\mathcal R^d(A_0)$
312
- \cite[\S2.3]{Milne2009}, and its normalized trace is one. Compatibility
313
- of traces with specialization gives the required components in these
314
- cases.
315
-
316
- Suppose now that $0<r<d$. Choose the CM variety $B$, Hodge class
317
- $\kappa$, and rational homomorphism
318
- \[
319
- b=aj\in\Hom^0(A_0,B_0),\qquad
320
- \gamma_0=b^*\kappa_0
321
- \]
322
- from Corollary~\ref{cor:cm-transport}. The equality holds in all
323
- the stated realizations, with the usual absolute-Hodge specializations
324
- of $\kappa$. Axiom \textup{(R3)} gives one class
325
- \(\rho_\kappa\in\mathcal R^r(B_0)\) with
326
- \[
327
- (\rho_\kappa)_\ell=\kappa_{0,\ell}\quad(\ell\ne p),\qquad
328
- (\rho_\kappa)_p\otimes1=\kappa_{0,p}.
329
- \]
330
-
331
- Choose an integer \(N>0\) such that \(h=Nb\) is an actual
332
- homomorphism \(A_0\to B_0\). Pullback by \(h\) preserves the theory
333
- by axiom \textup{(R1)} of \cite[Definition~2.1]{Milne2009}. Since
334
- \(\mathcal R^r(A_0)\) is a \(\Q\)-vector space, we may set
335
- \[
336
- \rho_\gamma=N^{-2r}h^*\rho_\kappa\in\mathcal R^r(A_0).
337
- \]
338
- Functoriality of the component maps and
339
- \eqref{eq:rational-pullback} give
340
- \begin{align*}
341
- (\rho_\gamma)_\ell
342
- &=N^{-2r}h^*\kappa_{0,\ell}
343
- =b^*\kappa_{0,\ell}=\gamma_{0,\ell}
344
- &&(\ell\ne p),\\
345
- (\rho_\gamma)_p\otimes1
346
- &=N^{-2r}h^*\kappa_{0,p}
347
- =b^*\kappa_{0,p}=\gamma_{0,p}.
348
- \end{align*}
349
- The second line is taken after extension from $\Kzero$ to $\Cw$.
350
- Pullback in \textup{(R1)} applies to any homomorphism $h$, and rational
351
- scalar multiplication allows any denominator $N$. Thus the argument
352
- requires neither an isogeny nor separability, and remains valid when
353
- $p\mid N$, including at $p=2$.
354
-
355
- Finally, two classes with the required components have the same
356
- \(\ell\)-adic component for any one \(\ell\ne p\). Injectivity of
357
- that component map by \textup{(R4)} makes them equal. Thus the class
358
- is unique in the fixed theory, independently of the auxiliary choices.
359
- \end{proof}
360
-
361
- This cohomological membership statement alone gives no algebraic cycle
362
- and proves neither the Hodge nor the Tate conjecture. The construction
363
- takes place at the fixed
364
- reduction place: its CM auxiliary may have dimension $n\dim A$, and
365
- the map $b$ is between special fibers. It supplies no same-dimensional
366
- CM lift or map between the generic fibers.
367
-
368
- \subsection{Algebraicity after good reduction}
369
-
370
- The CM Hodge theorem \cite[Theorem~1.1]{OpenAICMHodge2026}, combined
371
- with our CM transport, strengthens the preceding specialization
372
- statement. It is an additional input to the following consequence,
373
- not to the proof of Theorem~\ref{thm:main}.
374
-
375
- \begin{corollary}[Algebraic specialization of rational Hodge classes]
376
- \label{cor:algebraic-specialization}
377
- Fix the prime and place as in Theorem~\ref{thm:main}. Let
378
- \(A/\Qbar\) be an abelian variety of dimension \(d\) with good
379
- reduction \(A_0/\F\) at \(w\), and let
380
- \(\gamma\in H^{2r}(A(\C),\Q(r))\) be a rational Hodge class,
381
- where \(0\leq r\leq d\). There is one rational algebraic cycle
382
- \(z_\gamma\in\operatorname{CH}^r(A_0)_{\Q}\) such that
383
- \[
384
- \operatorname{cl}_\ell(z_\gamma)=\gamma_{0,\ell}
385
- \quad(\ell\ne p),\qquad
386
- \operatorname{cl}_{\mathrm{cris}}(z_\gamma)\otimes1=\gamma_{0,p}.
387
- \]
388
- The crystalline equality is in
389
- \[
390
- H^{2r}_{\mathrm{cris}}(A_0/W(\F))[1/p](r)
391
- \otimes_{\Kzero}\Cw.
392
- \]
393
- This holds for every prime \(p\), including \(p=2\).
394
- Consequently, for every
395
- \(y\in\operatorname{CH}^{d-r}(A_0)_{\Q}\), the traces of
396
- \(\gamma_{0,\ell}\operatorname{cl}_\ell(y)\) for \(\ell\ne p\)
397
- and of \(\gamma_{0,p}\operatorname{cl}_{\mathrm{cris}}(y)\)
398
- are all the same rational number \(\deg(z_\gamma\cdot y)\).
399
- \end{corollary}
400
-
401
- \begin{proof}
402
- In codimension zero or top codimension, use the corresponding rational
403
- multiple of the unit or the point class, as in the preceding proof.
404
- This includes dimension zero. For $0<r<d$, use the CM variety $B$,
405
- rational Hodge class $\kappa$, and map
406
- \[
407
- b=aj\in\Hom^0(A_0,B_0),\qquad \gamma_0=b^*\kappa_0
408
- \]
409
- given by Corollary~\ref{cor:cm-transport}, with the equality in every
410
- stated realization.
411
-
412
- By \cite[Theorem~1.1]{OpenAICMHodge2026}, \(\kappa\) is the
413
- Betti class of a rational algebraic cycle on \(B_{\C}\). A
414
- representative can be chosen over \(\Qbar\): spread each of its
415
- finitely many components in the Hilbert scheme of the fixed projective
416
- variety \(B\), and choose a \(\Qbar\)-point on the same
417
- geometrically connected component. The universal flat family preserves
418
- the Betti cycle class. Thus there is
419
- \(Z\in\operatorname{CH}^r(B)_{\Q}\) with class \(\kappa\).
420
- Descend \(B\) and \(Z\) to a number field and extend the chosen
421
- place so that \(B\) has an abelian scheme model. Specialization gives
422
- \(Z_0\in\operatorname{CH}^r(B_0)_{\Q}\). Compatibility of
423
- cycle classes with smooth proper specialization and the
424
- de Rham--crystalline comparison identifies its classes with
425
- \(\kappa_{0,\ell}\) and \(\kappa_{0,p}\), respectively.
426
- In particular the same rational cycle \(Z_0\) gives every realization.
427
-
428
- Choose \(N>0\) with \(h=Nb\) an actual homomorphism
429
- \(A_0\to B_0\), and put
430
- \[
431
- z_\gamma=N^{-2r}h^*Z_0\in\operatorname{CH}^r(A_0)_{\Q}.
432
- \]
433
- Here \(h^*\) is the Chow pullback between smooth varieties, defined
434
- by the graph and refined intersection; it requires neither flatness
435
- nor separability of \(h\). Functoriality of cycle classes and
436
- \eqref{eq:rational-pullback} give the required equalities. Rational
437
- coefficients permit this denominator even if \(p\mid N\); the
438
- crystalline realization has already inverted \(p\). Finally,
439
- compatibility of cycle classes with products and normalized traces
440
- gives the asserted intersection number for every \(y\).
441
- \end{proof}
442
-
443
- This conclusion concerns only the special fiber at the fixed place.
444
- It neither asserts the Hodge conjecture for arbitrary abelian varieties
445
- in characteristic zero nor lifts \(z_\gamma\) to the original
446
- generic fiber. The representing cycle is not asserted to be unique
447
- modulo rational equivalence, and no comparison between different
448
- reduction places is made.
 
1
+ \section{CM reduction and consequences}
2
+ \label{sec:reduction}
3
+
4
+ The remaining step in the main proof is to express CM Hodge classes
5
+ as pullbacks of balanced Weil classes. Together with CM transport
6
+ and Proposition~\ref{prop:weil}, this will prove
7
+ Theorem~\ref{thm:main}. We then derive two specialization consequences.
8
+
9
+ \subsection{CM classes as pullbacks of Weil classes}
10
+
11
+ We give the CM reduction in the form needed here. The stronger
12
+ reduction to classes on abelian varieties of split Weil type is due to
13
+ Deligne and Andr\'e \cite{Andre1992}; see the reconstruction in
14
+ \cite[Theorem~1 and Section~4]{Milne2020}. Only balanced signatures
15
+ and a compatible polarization are needed for our application, and
16
+ we prove this form directly using rational idempotents on powers.
17
+
18
+ \begin{lemma}[CM reduction]
19
+ \label{lem:cm-reduction}
20
+ Let $A/\Qbar$ be an abelian variety of CM type with good reduction at $w$,
21
+ and let $r>0$. For every rational Hodge class
22
+ $\gamma\in H^{2r}(A(\C),\Q(r))$, there are finitely many abelian varieties
23
+ $B_i/\Qbar$ with good reduction at $w$, rational homomorphisms
24
+ $f_i\colon A\to B_i$, and rational Weil classes
25
+ $\eta_i\in H^{2r}(B_i(\C),\Q(r))$ such that
26
+ \begin{equation}
27
+ \label{eq:cm-pullback-decomposition}
28
+ \gamma=\sum_i f_i^*\eta_i.
29
+ \end{equation}
30
+ Each $B_i$ has an action of a CM field $K$ for which $H_1(B_i(\C),\Q)$
31
+ has rank $2r$ over $K$, the Hodge signatures are $(r,r)$ at every
32
+ embedding of $K$, and a polarization induces complex conjugation on $K$.
33
+ The equality specializes simultaneously in all the realizations used in
34
+ Theorem~\ref{thm:main}.
35
+ \end{lemma}
36
+
37
+ \begin{proof}
38
+ We first identify the eigenspace components that can support a rational
39
+ Hodge class. For each such component we construct a balanced abelian
40
+ factor of a power of $A$, whose Weil classes pull back onto that
41
+ component. Taking the sum of these rational pullback spaces will then
42
+ give the decomposition over $\Q$.
43
+
44
+ \medskip\noindent
45
+ \emph{Balanced eigenspace components.}
46
+ Set $V=H_1(A(\C),\Q)$. We work throughout up to isogeny. There is a
47
+ CM algebra $E'$, a product of CM fields, acting on $A$ such that $V$ is
48
+ free of rank one over $E'$. To obtain it, decompose $A$ up to isogeny
49
+ into simple CM factors and take the product of their CM fields, with a
50
+ separate label for each repeated factor. Transporting this action back
51
+ along an isogeny gives the asserted action on $A$ itself.
52
+
53
+ Choose a finite Galois CM field $K\subset\Qbar$ containing the images of
54
+ all the factors of $E'$, and put $S=\Hom_{\Q\text{-alg}}(E',K)$. Then
55
+ \[
56
+ V_K:=V\otimes_{\Q}K=\bigoplus_{\rho\in S}V_\rho,
57
+ \qquad \dim_K V_\rho=1.
58
+ \]
59
+ The Hodge decomposition is diagonal for this decomposition after
60
+ extension to $\C$. We suppress the common Tate twist in the following
61
+ linear-algebra calculations. Alternating forms of degree $2r$ decompose
62
+ as
63
+ \[
64
+ \bigwedge^{2r}V_K^*
65
+ =\bigoplus_{\substack{\Delta\subset S\\ |\Delta|=2r}}L_\Delta,
66
+ \qquad
67
+ L_\Delta=
68
+ \bigwedge^{2r}\left(\bigoplus_{\rho\in\Delta}V_\rho\right)^*,
69
+ \]
70
+ where each form on the right is extended by zero on the other summands.
71
+ Every $L_\Delta$ is one-dimensional and has a definite Hodge type.
72
+
73
+ Suppose the component of $\gamma$ in $L_\Delta$ is nonzero. Since
74
+ $\gamma$ is rational, its component in $L_{\sigma\Delta}$ is the
75
+ semilinear conjugate of that component and is nonzero for every
76
+ $\sigma\in\Gal(K/\Q)$. The Hodge condition therefore implies that
77
+ every $\sigma\Delta$ contains $r$ lines of each of the two Hodge types.
78
+ We call such a subset balanced under all conjugates.
79
+
80
+ \medskip\noindent
81
+ \emph{An abelian factor with balanced signatures.}
82
+ Fix one of these subsets $\Delta$. Form the abelian variety
83
+ $A\otimes_{\Q}K$ in the category up to isogeny: it is a power of $A$
84
+ whose index space is the underlying rational vector space of $K$.
85
+ The regular action of $K$ on this index space is an action by rational
86
+ endomorphisms of the power. Its rational homology is
87
+ \[
88
+ T=V\otimes_{\Q}K,\qquad
89
+ \dim_\Q T=[K:\Q]\dim_\Q V.
90
+ \]
91
+ In contrast with the coefficient space $V_K$, we regard $T$ here as a
92
+ $\Q$-vector space, with $K$ acting on its second factor. The abelian
93
+ variety remains over $\Qbar$. The actions on the two factors give
94
+ an action of the rational algebra
95
+ \[
96
+ E'\otimes_{\Q}K\simeq\prod_{\rho\in S}K,
97
+ \qquad e\otimes k\longmapsto\bigl(\rho(e)k\bigr)_{\rho\in S}.
98
+ \]
99
+ Let $e_\Delta$ be the idempotent with coordinates $1$ on $\Delta$ and
100
+ $0$ elsewhere. It is a rational endomorphism of $A\otimes_{\Q}K$,
101
+ so its image is an abelian variety $B_\Delta$ up to isogeny. In
102
+ particular no Galois invariance of $\Delta$ is required for this
103
+ construction. Write
104
+ \[
105
+ U=H_1(B_\Delta(\C),\Q)=e_\Delta T.
106
+ \]
107
+ The index-field action of $K$ preserves $U$.
108
+
109
+ Now extend the coefficients of $U$ to $K$, and use the fixed inclusion
110
+ $K\subset\C$ to identify the embeddings of $K$ with $\Gal(K/\Q)$.
111
+ Evaluation of the index factor at $\tau$ identifies its eigenspace in
112
+ $T\otimes_\Q K$ with $V_K$. In that eigenspace the idempotent retains
113
+ exactly the summands indexed by $\tau\Delta$. Thus
114
+ \begin{equation}
115
+ \label{eq:cm-embedding-summand}
116
+ U_\tau=\bigoplus_{\rho\in\Delta}V_{\tau\rho},
117
+ \end{equation}
118
+ and the same description holds after extension to $\C$. Explicitly,
119
+ evaluation of the idempotent at the pair of embeddings $(\xi,\tau)$ is $1$ exactly
120
+ when $\xi=\tau\rho$ for some $\rho\in\Delta$. Thus
121
+ $\dim_K U_\tau=2r$ for every $\tau$. Since $K$ is Galois and
122
+ $\Delta$ is balanced under all conjugates, each $U_\tau$ has $r$ lines
123
+ of each Hodge type. Consequently $U$ has rank $2r$ over $K$,
124
+ $\dim B_\Delta=r[K:\Q]$, and the required Hodge signatures are
125
+ $(r,r)$.
126
+
127
+ \medskip\noindent
128
+ \emph{A compatible polarization.}
129
+ Let $\psi$ be a
130
+ rational polarization form on $V$, and equip the index space $K$ with
131
+ the positive definite rational symmetric form
132
+ \[
133
+ t(k,l)=\Tr_{K/\Q}(k\bar l).
134
+ \]
135
+ The form $\Psi=\psi\otimes t$ is a rational polarization form on the
136
+ power $A\otimes_{\Q}K$: its alternating and Hodge properties follow
137
+ from those of $\psi$, and its positivity follows by tensoring the
138
+ positive symmetric form associated to $\psi$ with $t$. A positive
139
+ integral multiple gives an actual polarization. For $a\in K$,
140
+ \[
141
+ t(ak,l)=t(k,\bar a l),
142
+ \]
143
+ so the Rosati involution of $\Psi$ induces conjugation on the
144
+ index-field action. Restrict $\Psi$ to $B_\Delta$. This is again a
145
+ polarization, and because $U$ is $K$-stable its adjoint identity still
146
+ induces conjugation on $K$. This restriction does not require
147
+ $e_\Delta$ to be self-adjoint.
148
+
149
+ \medskip\noindent
150
+ \emph{Pullback and descent of the rational span.}
151
+ The factor $B_\Delta$ now has the field action, balanced signatures,
152
+ and polarization needed to define its Weil classes. The rational
153
+ homomorphism $f_\Delta\colon A\to B_\Delta$ defined on
154
+ homology by
155
+ \[
156
+ v\longmapsto e_\Delta(v\otimes 1)
157
+ \]
158
+ has the needed effect on Weil classes. After splitting coefficients,
159
+ its component at the identity embedding of $K$ is the projection
160
+ \[
161
+ \bigoplus_{\rho\in S}V_\rho
162
+ \longrightarrow
163
+ \bigoplus_{\rho\in\Delta}V_\rho.
164
+ \]
165
+ Thus pullback maps $\bigwedge^{2r}U_{\id}^*$ isomorphically onto
166
+ $L_\Delta$. More generally the component indexed by $\tau$ pulls back
167
+ onto $L_{\tau\Delta}$. The rational Weil-class space $W_K^r(B_\Delta)$
168
+ is characterized, with the twist restored, by
169
+ \[
170
+ W_K^r(B_\Delta)\otimes_{\Q}K
171
+ =\bigoplus_{\tau:K\hookrightarrow K}
172
+ \bigwedge^{2r}U_\tau^*(r).
173
+ \]
174
+ In particular $f_\Delta^*W_K^r(B_\Delta)$ is a rational subspace whose
175
+ extension to $K$ contains $L_\Delta(r)$.
176
+
177
+ Take the sum of these rational pullback spaces over the finitely many
178
+ subsets supporting $\gamma$. Its scalar extension contains every
179
+ component of $\gamma$, and therefore contains $\gamma$ itself. Since
180
+ extension of scalars is injective on the quotient by a rational
181
+ subspace, the sum already contains $\gamma$ over $\Q$. This proves
182
+ \eqref{eq:cm-pullback-decomposition} with rational Weil classes. Notice
183
+ that an individual embedding component need not descend to $\Q$;
184
+ only the entire Weil-class space and its pullback are used in this
185
+ descent argument.
186
+
187
+ \medskip\noindent
188
+ \emph{Good reduction and specialization.}
189
+ All the constructions use finitely many rational endomorphisms of
190
+ powers of $A$ and their images. They therefore exist over $\Qbar$ and
191
+ descend, together with the maps, to a common number field after a finite
192
+ extension. Choose that extension so that $A$ has good reduction at the
193
+ place specified by $w$. For any $\ell\ne p$, the rational Tate module
194
+ of $B_\Delta$ is a Galois-stable direct summand of the rational Tate
195
+ module of the power of $A$. It is unramified at this place. The
196
+ N\'eron--Ogg--Shafarevich criterion gives good reduction of
197
+ $B_\Delta$ there; it also shows that the isogenies used in the
198
+ construction do not affect this conclusion
199
+ \cite[Chapter~IV, Theorem~3.5]{MilneAVNotes}. Rational homomorphisms between
200
+ the resulting good-reduction varieties specialize after clearing
201
+ denominators. The equality of rational Hodge classes
202
+ \eqref{eq:cm-pullback-decomposition} is respected by their compatible
203
+ realizations and by specialization, with the same rational coefficients
204
+ in every component. This proves the last assertion.
205
+ \end{proof}
206
+
207
+ \begin{corollary}
208
+ \label{cor:cm-pairing}
209
+ The Lefschetz pairing property holds for the specialization of every
210
+ rational Hodge class on a CM abelian variety over $\Qbar$ with good
211
+ reduction at $w$.
212
+ \end{corollary}
213
+
214
+ \begin{proof}
215
+ In codimension zero the class is a rational multiple of the unit, so
216
+ the assertion follows from the compatibility of divisor intersection
217
+ numbers with the normalized traces. In positive codimension use
218
+ Lemma~\ref{lem:cm-reduction}. Proposition~\ref{prop:weil} gives the
219
+ Lefschetz pairing property for the specialization of each $\eta_i$.
220
+ Lemma~\ref{lem:pairing-functorial} preserves this property under
221
+ rational pullback and rational linear combinations. Applying it to
222
+ \eqref{eq:cm-pullback-decomposition} proves the assertion.
223
+ \end{proof}
224
+
225
+ \subsection{Proof of the main theorem}
226
+
227
+ \begin{proof}[Proof of Theorem~\ref{thm:main}]
228
+ The case \(r=0\) follows from divisor intersection numbers as in the
229
+ preceding corollary. This includes \(\dim A=0\), where the abelian
230
+ variety is a point. If \(r=\dim A\), a rational top class is a
231
+ rational multiple of the point class; its normalized trace is
232
+ preserved by specialization, and the complementary product is \(1\).
233
+ We may therefore assume \(0<r<\dim A\).
234
+
235
+ Corollary~\ref{cor:cm-transport} gives a CM abelian variety $B/\Qbar$ with good
236
+ reduction at $w$, a rational Hodge class $\kappa$ on $B$, a
237
+ quasi-isogeny $a\colon A_0^n\to B_0$, and the first-factor inclusion
238
+ $j\colon A_0\to A_0^n$, such that
239
+ \[
240
+ \gamma_0=(aj)^*\kappa_0
241
+ \]
242
+ simultaneously in all the realizations under consideration.
243
+ Corollary~\ref{cor:cm-pairing} gives the Lefschetz pairing property for
244
+ $\kappa_0$, and Lemma~\ref{lem:pairing-functorial} gives it for
245
+ $\gamma_0$. Hence, for each prescribed product of complementary
246
+ divisor classes on $A_0$, all the normalized traces in
247
+ Theorem~\ref{thm:main} equal one rational number. This proves the
248
+ theorem.
249
+ \end{proof}
250
+
251
+ \subsection{Specialization in a fixed good theory}
252
+
253
+ We now use CM transport to place the specialization of every rational
254
+ Hodge class in one fixed theory of rational Tate classes.
255
+
256
+ Continue to fix \(\Qbar\subset\C\), \(p\), and \(w\), with
257
+ \(\F\), \(\Kzero\), and \(\Cw\) as in the introduction. Let
258
+ \(\mathcal S_0\) be Milne's class of \(\F\)-varieties whose connected
259
+ components are products of abelian varieties and projective spaces.
260
+ The CM case of Theorem~\ref{thm:main}, by linearity for complementary
261
+ Lefschetz classes, satisfies the hypothesis of
262
+ \cite[Theorem~4.5]{Milne2009}. Fix one good theory \(\mathcal R\) of
263
+ rational Tate classes on \(\mathcal S_0\) supplied by that theorem,
264
+ before varying any abelian variety or Hodge class.
265
+
266
+ For \(\rho\in\mathcal R^r(X)\), write \((\rho)_\ell\) for its
267
+ \(\ell\)-adic component when \(\ell\ne p\), and \((\rho)_p\) for
268
+ its native crystalline Tate component in
269
+ \[
270
+ H^{2r}_{\mathrm{cris}}(X/W(\F))[1/p](r).
271
+ \]
272
+ We use three properties of the theory. Its spaces are rational vector
273
+ spaces preserved by pullback, its realization maps are injective, and
274
+ specializations of CM Hodge classes belong to it. These are the
275
+ properties in axioms \textup{(R1)}, \textup{(R4)}, and the goodness
276
+ axiom \textup{(R3)}, respectively
277
+ \cite[Definitions~2.1 and~3.1]{Milne2009}. The following consequence
278
+ extends the last property to all rational Hodge classes, while keeping
279
+ this one theory fixed.
280
+
281
+ \begin{corollary}[Specialization of all rational Hodge classes]
282
+ \label{cor:all-hodge-specialization}
283
+ For every abelian variety \(A/\Qbar\) of dimension \(d\) with good
284
+ reduction \(A_0/\F\) at \(w\), every \(0\leq r\leq d\), and every
285
+ rational Hodge class
286
+ \[
287
+ \gamma\in H^{2r}(A(\C),\Q(r)),
288
+ \]
289
+ there is a unique class \(\rho_\gamma\in\mathcal R^r(A_0)\) such that
290
+ \[
291
+ (\rho_\gamma)_\ell=\gamma_{0,\ell}\quad(\ell\ne p),\qquad
292
+ (\rho_\gamma)_p\otimes 1=\gamma_{0,p}.
293
+ \]
294
+ The prime-to-\(p\) equalities are in
295
+ \(H^{2r}_{\acute{e}t}(A_0,\Q_\ell(r))\); the crystalline equality is in
296
+ \[
297
+ H^{2r}_{\mathrm{cris}}(A_0/W(\F))[1/p](r)
298
+ \otimes_{\Kzero}\Cw.
299
+ \]
300
+ The specialization components are those of Theorem~\ref{thm:main}.
301
+ The assertion holds for every prime \(p\),
302
+ including \(p=2\), with the prime, place, and theory fixed before
303
+ \(A\) and \(\gamma\) vary.
304
+ \end{corollary}
305
+
306
+ \begin{proof}
307
+ In codimension zero, take the corresponding rational multiple of the
308
+ unit, which belongs to the theory by pullback from the point. This
309
+ also covers $d=0$. In top codimension $r=d>0$, take $q$ times the
310
+ point class, where $q\in\Q$ is the normalized trace of $\gamma$.
311
+ The point class belongs to $\mathcal R^d(A_0)$
312
+ \cite[\S2.3]{Milne2009}, and its normalized trace is one. Compatibility
313
+ of traces with specialization gives the required components in these
314
+ cases.
315
+
316
+ Suppose now that $0<r<d$. Choose the CM variety $B$, Hodge class
317
+ $\kappa$, and rational homomorphism
318
+ \[
319
+ b=aj\in\Hom^0(A_0,B_0),\qquad
320
+ \gamma_0=b^*\kappa_0
321
+ \]
322
+ from Corollary~\ref{cor:cm-transport}. The equality holds in all
323
+ the stated realizations, with the usual absolute-Hodge specializations
324
+ of $\kappa$. Axiom \textup{(R3)} gives one class
325
+ \(\rho_\kappa\in\mathcal R^r(B_0)\) with
326
+ \[
327
+ (\rho_\kappa)_\ell=\kappa_{0,\ell}\quad(\ell\ne p),\qquad
328
+ (\rho_\kappa)_p\otimes1=\kappa_{0,p}.
329
+ \]
330
+
331
+ Choose an integer \(N>0\) such that \(h=Nb\) is an actual
332
+ homomorphism \(A_0\to B_0\). Pullback by \(h\) preserves the theory
333
+ by axiom \textup{(R1)} of \cite[Definition~2.1]{Milne2009}. Since
334
+ \(\mathcal R^r(A_0)\) is a \(\Q\)-vector space, we may set
335
+ \[
336
+ \rho_\gamma=N^{-2r}h^*\rho_\kappa\in\mathcal R^r(A_0).
337
+ \]
338
+ Functoriality of the component maps and
339
+ \eqref{eq:rational-pullback} give
340
+ \begin{align*}
341
+ (\rho_\gamma)_\ell
342
+ &=N^{-2r}h^*\kappa_{0,\ell}
343
+ =b^*\kappa_{0,\ell}=\gamma_{0,\ell}
344
+ &&(\ell\ne p),\\
345
+ (\rho_\gamma)_p\otimes1
346
+ &=N^{-2r}h^*\kappa_{0,p}
347
+ =b^*\kappa_{0,p}=\gamma_{0,p}.
348
+ \end{align*}
349
+ The second line is taken after extension from $\Kzero$ to $\Cw$.
350
+ Pullback in \textup{(R1)} applies to any homomorphism $h$, and rational
351
+ scalar multiplication allows any denominator $N$. Thus the argument
352
+ requires neither an isogeny nor separability, and remains valid when
353
+ $p\mid N$, including at $p=2$.
354
+
355
+ Finally, two classes with the required components have the same
356
+ \(\ell\)-adic component for any one \(\ell\ne p\). Injectivity of
357
+ that component map by \textup{(R4)} makes them equal. Thus the class
358
+ is unique in the fixed theory, independently of the auxiliary choices.
359
+ \end{proof}
360
+
361
+ This cohomological membership statement alone gives no algebraic cycle
362
+ and proves neither the Hodge nor the Tate conjecture. The construction
363
+ takes place at the fixed
364
+ reduction place: its CM auxiliary may have dimension $n\dim A$, and
365
+ the map $b$ is between special fibers. It supplies no same-dimensional
366
+ CM lift or map between the generic fibers.
367
+
368
+ \subsection{Algebraicity after good reduction}
369
+
370
+ The CM Hodge theorem \cite[Theorem~1.1]{OpenAICMHodge2026}, combined
371
+ with our CM transport, strengthens the preceding specialization
372
+ statement. It is an additional input to the following consequence,
373
+ not to the proof of Theorem~\ref{thm:main}.
374
+
375
+ \begin{corollary}[Algebraic specialization of rational Hodge classes]
376
+ \label{cor:algebraic-specialization}
377
+ Fix the prime and place as in Theorem~\ref{thm:main}. Let
378
+ \(A/\Qbar\) be an abelian variety of dimension \(d\) with good
379
+ reduction \(A_0/\F\) at \(w\), and let
380
+ \(\gamma\in H^{2r}(A(\C),\Q(r))\) be a rational Hodge class,
381
+ where \(0\leq r\leq d\). There is one rational algebraic cycle
382
+ \(z_\gamma\in\operatorname{CH}^r(A_0)_{\Q}\) such that
383
+ \[
384
+ \operatorname{cl}_\ell(z_\gamma)=\gamma_{0,\ell}
385
+ \quad(\ell\ne p),\qquad
386
+ \operatorname{cl}_{\mathrm{cris}}(z_\gamma)\otimes1=\gamma_{0,p}.
387
+ \]
388
+ The crystalline equality is in
389
+ \[
390
+ H^{2r}_{\mathrm{cris}}(A_0/W(\F))[1/p](r)
391
+ \otimes_{\Kzero}\Cw.
392
+ \]
393
+ This holds for every prime \(p\), including \(p=2\).
394
+ Consequently, for every
395
+ \(y\in\operatorname{CH}^{d-r}(A_0)_{\Q}\), the traces of
396
+ \(\gamma_{0,\ell}\operatorname{cl}_\ell(y)\) for \(\ell\ne p\)
397
+ and of \(\gamma_{0,p}\operatorname{cl}_{\mathrm{cris}}(y)\)
398
+ are all the same rational number \(\deg(z_\gamma\cdot y)\).
399
+ \end{corollary}
400
+
401
+ \begin{proof}
402
+ In codimension zero or top codimension, use the corresponding rational
403
+ multiple of the unit or the point class, as in the preceding proof.
404
+ This includes dimension zero. For $0<r<d$, use the CM variety $B$,
405
+ rational Hodge class $\kappa$, and map
406
+ \[
407
+ b=aj\in\Hom^0(A_0,B_0),\qquad \gamma_0=b^*\kappa_0
408
+ \]
409
+ given by Corollary~\ref{cor:cm-transport}, with the equality in every
410
+ stated realization.
411
+
412
+ By \cite[Theorem~1.1]{OpenAICMHodge2026}, \(\kappa\) is the
413
+ Betti class of a rational algebraic cycle on \(B_{\C}\). A
414
+ representative can be chosen over \(\Qbar\): spread each of its
415
+ finitely many components in the Hilbert scheme of the fixed projective
416
+ variety \(B\), and choose a \(\Qbar\)-point on the same
417
+ geometrically connected component. The universal flat family preserves
418
+ the Betti cycle class. Thus there is
419
+ \(Z\in\operatorname{CH}^r(B)_{\Q}\) with class \(\kappa\).
420
+ Descend \(B\) and \(Z\) to a number field and extend the chosen
421
+ place so that \(B\) has an abelian scheme model. Specialization gives
422
+ \(Z_0\in\operatorname{CH}^r(B_0)_{\Q}\). Compatibility of
423
+ cycle classes with smooth proper specialization and the
424
+ de Rham--crystalline comparison identifies its classes with
425
+ \(\kappa_{0,\ell}\) and \(\kappa_{0,p}\), respectively.
426
+ In particular the same rational cycle \(Z_0\) gives every realization.
427
+
428
+ Choose \(N>0\) with \(h=Nb\) an actual homomorphism
429
+ \(A_0\to B_0\), and put
430
+ \[
431
+ z_\gamma=N^{-2r}h^*Z_0\in\operatorname{CH}^r(A_0)_{\Q}.
432
+ \]
433
+ Here \(h^*\) is the Chow pullback between smooth varieties, defined
434
+ by the graph and refined intersection; it requires neither flatness
435
+ nor separability of \(h\). Functoriality of cycle classes and
436
+ \eqref{eq:rational-pullback} give the required equalities. Rational
437
+ coefficients permit this denominator even if \(p\mid N\); the
438
+ crystalline realization has already inverted \(p\). Finally,
439
+ compatibility of cycle classes with products and normalized traces
440
+ gives the asserted intersection number for every \(y\).
441
+ \end{proof}
442
+
443
+ This conclusion concerns only the special fiber at the fixed place.
444
+ It neither asserts the Hodge conjecture for arbitrary abelian varieties
445
+ in characteristic zero nor lifts \(z_\gamma\) to the original
446
+ generic fiber. The representing cycle is not asserted to be unique
447
+ modulo rational equivalence, and no comparison between different
448
+ reduction places is made.
preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/README.md CHANGED
@@ -1,21 +1,21 @@
1
- # [Numerical semiampleness of nef adjoint classes on compact Kähler manifolds](numerical-generalized-abundance.pdf)
2
-
3
- **Author:** OpenAI
4
-
5
- **Date:** October 6, 2026
6
-
7
- ## Citation
8
-
9
- ```bibtex
10
- @misc{OAI:Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026,
11
- author = {{OpenAI}},
12
- title = {{Numerical semiampleness of nef adjoint classes on compact K{\"a}hler manifolds}},
13
- howpublished = {OpenAI Math Release preprint
14
- \href{https://github.com/openai/math/blob/main/preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/numerical-generalized-abundance.pdf}{OAI:Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026}},
15
- year = {2026}
16
- }
17
- ```
18
-
19
- ## Version note
20
-
21
- This version states the Iitaka, model, and contraction inputs used in the divisorial-decomposition argument explicitly; see the [previous version](../Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-4-2026/numerical-generalized-abundance.pdf).
 
1
+ # [Numerical semiampleness of nef adjoint classes on compact Kähler manifolds](numerical-generalized-abundance.pdf)
2
+
3
+ **Author:** OpenAI
4
+
5
+ **Date:** October 6, 2026
6
+
7
+ ## Citation
8
+
9
+ ```bibtex
10
+ @misc{OAI:Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026,
11
+ author = {{OpenAI}},
12
+ title = {{Numerical semiampleness of nef adjoint classes on compact K{\"a}hler manifolds}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/numerical-generalized-abundance.pdf}{OAI:Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026}},
15
+ year = {2026}
16
+ }
17
+ ```
18
+
19
+ ## Version note
20
+
21
+ This version states the Iitaka, model, and contraction inputs used in the divisorial-decomposition argument explicitly; see the [previous version](../Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-4-2026/numerical-generalized-abundance.pdf).
preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/companions.bib CHANGED
@@ -1,41 +1,41 @@
1
- @misc{K,
2
- author = {{OpenAI}},
3
- title = {{Log abundance for compact K{\"a}hler spaces under logarithmic Iitaka subadditivity}},
4
- howpublished = {OpenAI Math Release preprint
5
- \href{https://github.com/openai/math/blob/main/preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/main.pdf}{OAI:Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026}},
6
- year = {2026},
7
- note = {Theorem 2.13, Lemma 3.6, Proposition 3.8, Proposition 3.30, and Theorem 3.55}
8
- }
9
-
10
- @misc{LI,
11
- author = {{OpenAI}},
12
- title = {{Orbifold and logarithmic Iitaka subadditivity}},
13
- howpublished = {OpenAI Math Release preprint
14
- \href{https://github.com/openai/math/blob/main/preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/paper.pdf}{OAI:Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026}},
15
- year = {2026},
16
- note = {Corollary 6.2; Lemmas 4.1 and 4.3 and Proposition 4.5}
17
- }
18
-
19
- @misc{P,
20
- author = {{OpenAI}},
21
- title = {{Numerical Semiampleness of Nef Adjoint Divisors}},
22
- howpublished = {OpenAI Math Release preprint
23
- \href{https://github.com/openai/math/blob/main/preprints/Numerical-Semiampleness-of-Nef-Adjoint-Divisors-October-3-2026/paper.pdf}{OAI:Numerical-Semiampleness-of-Nef-Adjoint-Divisors-October-3-2026}},
24
- year = {2026}
25
- }
26
-
27
- @misc{MM,
28
- author = {{OpenAI}},
29
- title = {{Minimal models and Mori fibre spaces for generalized log canonical $\mathbb{Q}$-pairs}},
30
- howpublished = {OpenAI Math Release preprint
31
- \href{https://github.com/openai/math/blob/main/preprints/Minimal-models-and-Mori-fibre-spaces-for-generalized-log-canonical-Q-pairs-September-24-2026/paper.pdf}{OAI:Minimal-models-and-Mori-fibre-spaces-for-generalized-log-canonical-Q-pairs-September-24-2026}},
32
- year = {2026}
33
- }
34
-
35
- @misc{LA,
36
- author = {{OpenAI}},
37
- title = {{Log abundance in characteristic zero}},
38
- howpublished = {OpenAI Math Release preprint
39
- \href{https://github.com/openai/math/blob/main/preprints/Log-abundance-in-characteristic-zero-September-24-2026/paper.pdf}{OAI:Log-abundance-in-characteristic-zero-September-24-2026}},
40
- year = {2026}
41
- }
 
1
+ @misc{K,
2
+ author = {{OpenAI}},
3
+ title = {{Log abundance for compact K{\"a}hler spaces under logarithmic Iitaka subadditivity}},
4
+ howpublished = {OpenAI Math Release preprint
5
+ \href{https://github.com/openai/math/blob/main/preprints/Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026/main.pdf}{OAI:Log-abundance-for-compact-Kahler-spaces-under-logarithmic-Iitaka-subadditivity-October-6-2026}},
6
+ year = {2026},
7
+ note = {Theorem 2.13, Lemma 3.6, Proposition 3.8, Proposition 3.30, and Theorem 3.55}
8
+ }
9
+
10
+ @misc{LI,
11
+ author = {{OpenAI}},
12
+ title = {{Orbifold and logarithmic Iitaka subadditivity}},
13
+ howpublished = {OpenAI Math Release preprint
14
+ \href{https://github.com/openai/math/blob/main/preprints/Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026/paper.pdf}{OAI:Orbifold-and-logarithmic-Iitaka-subadditivity-September-26-2026}},
15
+ year = {2026},
16
+ note = {Corollary 6.2; Lemmas 4.1 and 4.3 and Proposition 4.5}
17
+ }
18
+
19
+ @misc{P,
20
+ author = {{OpenAI}},
21
+ title = {{Numerical Semiampleness of Nef Adjoint Divisors}},
22
+ howpublished = {OpenAI Math Release preprint
23
+ \href{https://github.com/openai/math/blob/main/preprints/Numerical-Semiampleness-of-Nef-Adjoint-Divisors-October-3-2026/paper.pdf}{OAI:Numerical-Semiampleness-of-Nef-Adjoint-Divisors-October-3-2026}},
24
+ year = {2026}
25
+ }
26
+
27
+ @misc{MM,
28
+ author = {{OpenAI}},
29
+ title = {{Minimal models and Mori fibre spaces for generalized log canonical $\mathbb{Q}$-pairs}},
30
+ howpublished = {OpenAI Math Release preprint
31
+ \href{https://github.com/openai/math/blob/main/preprints/Minimal-models-and-Mori-fibre-spaces-for-generalized-log-canonical-Q-pairs-September-24-2026/paper.pdf}{OAI:Minimal-models-and-Mori-fibre-spaces-for-generalized-log-canonical-Q-pairs-September-24-2026}},
32
+ year = {2026}
33
+ }
34
+
35
+ @misc{LA,
36
+ author = {{OpenAI}},
37
+ title = {{Log abundance in characteristic zero}},
38
+ howpublished = {OpenAI Math Release preprint
39
+ \href{https://github.com/openai/math/blob/main/preprints/Log-abundance-in-characteristic-zero-September-24-2026/paper.pdf}{OAI:Log-abundance-in-characteristic-zero-September-24-2026}},
40
+ year = {2026}
41
+ }
preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/figures/zero-two-diagonals.tex CHANGED
@@ -1,42 +1,42 @@
1
- \begin{minipage}[c]{0.47\linewidth}
2
- \centering
3
- \small
4
- \begin{tikzpicture}[>=stealth, baseline=(current bounding box.center)]
5
- \node (v) at (0,1.5) {$V$};
6
- \node (b) at (2.7,1.5) {$B$};
7
- \node (v0) at (0,0) {$\mathcal V_0$};
8
- \node (zz) at (2.7,0) {$Z\times Z$};
9
- \draw[->] (v)--node[above] {$\subset$} (b);
10
- \draw[->] (v0)--node[above] {$\subset$} (zz);
11
- \draw[->] (v)--node[left] {$b|_V$} (v0);
12
- \draw[->] (b)--node[right] {$b$} (zz);
13
- \end{tikzpicture}
14
- \[
15
- \begin{gathered}
16
- V_z=\operatorname{Bl}_xX,\\
17
- (V\cap E)_z=\mathbb P(T_z^*D_\lambda)
18
- \subset E_z=\mathbb P(T_z^*Z).
19
- \end{gathered}
20
- \]
21
- \end{minipage}
22
- \hfill
23
- \begin{minipage}[c]{0.50\linewidth}
24
- \centering
25
- \small
26
- \begin{tikzpicture}[>=stealth, baseline=(current bounding box.center)]
27
- \node (ep) at (0,1.5) {$E^+$};
28
- \node (e) at (3,1.5) {$E=\mathbb P_Z(\Omega_Z)$};
29
- \node (zp) at (0,0) {$Z^+$};
30
- \node (z) at (3,0) {$Z$};
31
- \draw[->] (ep)--(e);
32
- \draw[->] (ep)--(zp);
33
- \draw[->] (e)--(z);
34
- \draw[->] (zp)--node[below] {$p_+=\operatorname{Bl}_{U_0}$} (z);
35
- \end{tikzpicture}
36
- \[
37
- \begin{gathered}
38
- J_+=p_+^{-1}(U_0),\qquad U_0=X\times\mathbb P^1,\\
39
- \mathcal J=(\mathcal I_V\cdot\cO_E)\cdot\cO_{E^+}.
40
- \end{gathered}
41
- \]
42
- \end{minipage}
 
1
+ \begin{minipage}[c]{0.47\linewidth}
2
+ \centering
3
+ \small
4
+ \begin{tikzpicture}[>=stealth, baseline=(current bounding box.center)]
5
+ \node (v) at (0,1.5) {$V$};
6
+ \node (b) at (2.7,1.5) {$B$};
7
+ \node (v0) at (0,0) {$\mathcal V_0$};
8
+ \node (zz) at (2.7,0) {$Z\times Z$};
9
+ \draw[->] (v)--node[above] {$\subset$} (b);
10
+ \draw[->] (v0)--node[above] {$\subset$} (zz);
11
+ \draw[->] (v)--node[left] {$b|_V$} (v0);
12
+ \draw[->] (b)--node[right] {$b$} (zz);
13
+ \end{tikzpicture}
14
+ \[
15
+ \begin{gathered}
16
+ V_z=\operatorname{Bl}_xX,\\
17
+ (V\cap E)_z=\mathbb P(T_z^*D_\lambda)
18
+ \subset E_z=\mathbb P(T_z^*Z).
19
+ \end{gathered}
20
+ \]
21
+ \end{minipage}
22
+ \hfill
23
+ \begin{minipage}[c]{0.50\linewidth}
24
+ \centering
25
+ \small
26
+ \begin{tikzpicture}[>=stealth, baseline=(current bounding box.center)]
27
+ \node (ep) at (0,1.5) {$E^+$};
28
+ \node (e) at (3,1.5) {$E=\mathbb P_Z(\Omega_Z)$};
29
+ \node (zp) at (0,0) {$Z^+$};
30
+ \node (z) at (3,0) {$Z$};
31
+ \draw[->] (ep)--(e);
32
+ \draw[->] (ep)--(zp);
33
+ \draw[->] (e)--(z);
34
+ \draw[->] (zp)--node[below] {$p_+=\operatorname{Bl}_{U_0}$} (z);
35
+ \end{tikzpicture}
36
+ \[
37
+ \begin{gathered}
38
+ J_+=p_+^{-1}(U_0),\qquad U_0=X\times\mathbb P^1,\\
39
+ \mathcal J=(\mathcal I_V\cdot\cO_E)\cdot\cO_{E^+}.
40
+ \end{gathered}
41
+ \]
42
+ \end{minipage}
preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/literature.bib CHANGED
@@ -1,536 +1,536 @@
1
-
2
- @article{Boucksom2004,
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4
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48
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174
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178
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128
+ journal = {Geometric and Functional Analysis},
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+ year = {2006},
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+ pages = {838--849},
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+ doi = {10.1007/s00039-006-0572-9},
134
+ eprint = {math/0501449},
135
+ archivePrefix = {arXiv},
136
+ url = {https://arxiv.org/abs/math/0501449v2}
137
+ }
138
+
139
+ @article{Tosatti2016,
140
+ author = {Tosatti, Valentino},
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+ title = {The {Calabi--Yau} theorem and {K{\"a}hler} currents},
142
+ journal = {Advances in Theoretical and Mathematical Physics},
143
+ volume = {20},
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+ number = {2},
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+ year = {2016},
146
+ pages = {381--404},
147
+ doi = {10.4310/ATMP.2016.v20.n2.a4},
148
+ eprint = {1505.02124},
149
+ archivePrefix = {arXiv},
150
+ url = {https://arxiv.org/abs/1505.02124v2}
151
+ }
152
+
153
+ @article{BEGZ2010,
154
+ author = {Boucksom, S{\'e}bastien and Eyssidieux, Philippe and Guedj, Vincent and Zeriahi, Ahmed},
155
+ title = {{Monge--Amp{\`e}re} equations in big cohomology classes},
156
+ journal = {Acta Mathematica},
157
+ volume = {205},
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+ year = {2010},
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+ pages = {199--262},
160
+ doi = {10.1007/s11511-010-0054-7},
161
+ eprint = {0812.3674},
162
+ archivePrefix = {arXiv},
163
+ url = {https://arxiv.org/abs/0812.3674v2}
164
+ }
165
+
166
+ @article{DemaillyRegularization1992,
167
+ author = {Demailly, Jean-Pierre},
168
+ title = {Regularization of closed positive currents and intersection theory},
169
+ journal = {Journal of Algebraic Geometry},
170
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+ year = {1992},
172
+ pages = {361--409},
173
+ url = {https://www-fourier.univ-grenoble-alpes.fr/~demailly/manuscripts/regularization.pdf}
174
+ }
175
+
176
+ @incollection{LiebermanCycles,
177
+ author = {Lieberman, David I.},
178
+ title = {Compactness of the {Chow} scheme: applications to automorphisms and deformations of {K{\"a}hler} manifolds},
179
+ booktitle = {Fonctions de plusieurs variables complexes {III}},
180
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181
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182
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184
+ year = {1978},
185
+ pages = {140--186},
186
+ doi = {10.1007/BFb0064399},
187
+ url = {https://link.springer.com/chapter/10.1007/BFb0064399}
188
+ }
189
+
190
+ @article{KebekusSchnell2021,
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+ author = {Kebekus, Stefan and Schnell, Christian},
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+ title = {Extending holomorphic forms from the regular locus of a complex space to a resolution of singularities},
193
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194
+ volume = {34},
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+ number = {2},
196
+ year = {2021},
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+ pages = {315--368},
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+ doi = {10.1090/jams/962},
199
+ eprint = {1811.03644},
200
+ archivePrefix = {arXiv},
201
+ note = {Numbered citations refer to arXiv:1811.03644v4},
202
+ url = {https://arxiv.org/abs/1811.03644v4}
203
+ }
204
+
205
+ @article{Miyaoka1988,
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+ author = {Miyaoka, Yoichi},
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208
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212
+ pages = {203--220},
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214
+ }
215
+
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+ @article{Kawamata1992,
217
+ author = {Kawamata, Yujiro},
218
+ title = {Abundance theorem for minimal threefolds},
219
+ journal = {Inventiones mathematicae},
220
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225
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226
+ }
227
+
228
+ @article{KMM1994,
229
+ author = {Keel, Sean and Matsuki, Kenji and McKernan, James},
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231
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237
+ }
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+
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+ @article{KMM2004,
240
+ author = {Keel, Sean and Matsuki, Kenji and McKernan, James},
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+ title = {Corrections to: \textquotedblleft Log abundance theorem for threefolds\textquotedblright},
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+ }
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+
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+ @article{HoeringPeternell2016,
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+ author = {H{\"o}ring, Andreas and Peternell, Thomas},
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+ title = {Minimal models for {K{\"a}hler} threefolds},
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+ pages = {217--264},
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+ doi = {10.1007/s00222-015-0592-x},
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+ eprint = {1304.4013},
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+ archivePrefix = {arXiv},
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+ url = {https://arxiv.org/abs/1304.4013v3}
262
+ }
263
+
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+ @article{CHP2016,
265
+ author = {Campana, Fr{\'e}d{\'e}ric and H{\"o}ring, Andreas and Peternell, Thomas},
266
+ title = {Abundance for {K{\"a}hler} threefolds},
267
+ journal = {Annales scientifiques de l'{\'E}cole Normale Sup{\'e}rieure},
268
+ series = {4},
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+ volume = {49},
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+ number = {4},
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+ pages = {971--1025},
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275
+ }
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+
277
+ @misc{CHP2023,
278
+ author = {Campana, Fr{\'e}d{\'e}ric and H{\"o}ring, Andreas and Peternell, Thomas},
279
+ title = {Erratum and addendum to the paper: {Abundance for K{\"a}hler threefolds}},
280
+ year = {2023},
281
+ eprint = {2304.10161},
282
+ archivePrefix = {arXiv},
283
+ primaryClass = {math.AG},
284
+ note = {arXiv:2304.10161v1},
285
+ url = {https://arxiv.org/abs/2304.10161v1}
286
+ }
287
+
288
+ @article{DasOu2026,
289
+ author = {Das, Omprokash and Ou, Wenhao},
290
+ title = {On the log abundance for compact {K{\"a}hler} threefolds {II}},
291
+ journal = {Proceedings of the London Mathematical Society},
292
+ volume = {132},
293
+ number = {3},
294
+ year = {2026},
295
+ pages = {e70141},
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+ doi = {10.1112/plms.70141},
297
+ eprint = {2306.00671},
298
+ archivePrefix = {arXiv},
299
+ note = {Numbered citations refer to arXiv:2306.00671v4},
300
+ url = {https://arxiv.org/abs/2306.00671v4}
301
+ }
302
+
303
+ @article{LP1,
304
+ author = {Lazi{\'c}, Vladimir and Peternell, Thomas},
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+ title = {On Generalised Abundance, {I}},
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+ journal = {Publications of the Research Institute for Mathematical Sciences},
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+ volume = {56}, number = {2}, year = {2020}, pages = {353--389},
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+ doi = {10.4171/PRIMS/56-2-3},
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+ eprint = {1808.00438}, archivePrefix = {arXiv},
310
+ url = {https://arxiv.org/abs/1808.00438v2}
311
+ }
312
+
313
+ @article{LP2,
314
+ author = {Lazi{\'c}, Vladimir and Peternell, Thomas},
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+ title = {On Generalised Abundance, {II}},
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+ journal = {Peking Mathematical Journal},
317
+ volume = {3}, number = {1}, year = {2020}, pages = {1--46},
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+ doi = {10.1007/s42543-019-00022-1},
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+ eprint = {1809.02500}, archivePrefix = {arXiv},
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+ url = {https://arxiv.org/abs/1809.02500v4}
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+ }
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+
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+ @article{DasOu2024,
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+ author = {Das, Omprokash and Ou, Wenhao},
325
+ title = {On the log abundance for compact {K{\"a}hler} threefolds},
326
+ journal = {Manuscripta Mathematica},
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+ volume = {173}, number = {1--2}, year = {2024}, pages = {341--404},
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+ doi = {10.1007/s00229-023-01467-6},
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+ eprint = {2201.01202}, archivePrefix = {arXiv},
330
+ url = {https://arxiv.org/abs/2201.01202v3}
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+ }
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+
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+ @misc{DHY,
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+ author = {Das, Omprokash and Hacon, Christopher and Y{\'a}{\~n}ez, Jos{\'e} Ignacio},
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+ title = {{MMP} for Generalized Pairs on {K{\"a}hler} $3$-folds},
336
+ year = {2026},
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+ note = {arXiv:2305.00524v3; to appear in Annali della Scuola Normale Superiore di Pisa, Classe di Scienze},
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+ doi = {10.2422/2036-2145.202506_004},
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+ eprint = {2305.00524}, archivePrefix = {arXiv},
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+ url = {https://arxiv.org/abs/2305.00524v3}
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+ }
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+ @article{Ambro,
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+ doi = {10.1112/S0010437X04001071},
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+ eprint = {math/0308143}, archivePrefix = {arXiv},
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+ url = {https://arxiv.org/abs/math/0308143}
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+ }
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+
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+ @article{Schmid,
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+ author = {Schmid, Wilfried},
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357
+ volume = {22}, year = {1973}, pages = {211--319},
358
+ doi = {10.1007/BF01389674}
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+ }
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+ @article{CKS,
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+ author = {Cattani, Eduardo and Kaplan, Aroldo and Schmid, Wilfried},
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+ title = {Degeneration of {Hodge} structures},
364
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+ volume = {123}, number = {3}, year = {1986}, pages = {457--535},
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+ doi = {10.2307/1971333},
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+ }
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+
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+ @article{Hironaka,
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375
+ }
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+ @article{BierstoneMilman,
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+ author = {Bierstone, Edward and Milman, Pierre D.},
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380
+ journal = {Inventiones Mathematicae},
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+ volume = {128}, number = {2}, year = {1997}, pages = {207--302},
382
+ doi = {10.1007/s002220050141},
383
+ eprint = {alg-geom/9508005}, archivePrefix = {arXiv},
384
+ url = {https://arxiv.org/abs/alg-geom/9508005}
385
+ }
386
+
387
+ @misc{BBYv2,
388
+ author = {Matsumura, Shin-ichi and Wang, Juanyong and Wu, Xiaojun and Zhang, Qimin},
389
+ title = {{Beauville--Bogomolov--Yau} decomposition for {K{\"a}hler} generalized pairs},
390
+ year = {2026},
391
+ note = {arXiv:2506.23218v2, September 9, 2026},
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+ eprint = {2506.23218}, archivePrefix = {arXiv},
393
+ url = {https://arxiv.org/abs/2506.23218v2}
394
+ }
395
+
396
+ @article{COP,
397
+ author = {Campana, Fr{\'e}d{\'e}ric and Oguiso, Keiji and Peternell, Thomas},
398
+ title = {Non-algebraic hyperk{\"a}hler manifolds},
399
+ journal = {Journal of Differential Geometry},
400
+ volume = {85}, number = {3}, year = {2010}, pages = {397--424},
401
+ doi = {10.4310/jdg/1292940689},
402
+ eprint = {0804.1682}, archivePrefix = {arXiv},
403
+ url = {https://arxiv.org/abs/0804.1682}
404
+ }
405
+
406
+ @book{SGA1,
407
+ author = {Grothendieck, Alexander and others},
408
+ title = {Rev{\^e}tements {\'e}tales et groupe fondamental ({SGA} 1)},
409
+ series = {Documents Math{\'e}matiques}, volume = {3},
410
+ publisher = {Soci{\'e}t{\'e} Math{\'e}matique de France},
411
+ address = {Paris}, year = {2003},
412
+ note = {Updated edition of Lecture Notes in Mathematics 224 (1971); arXiv:math/0206203v2},
413
+ eprint = {math/0206203}, archivePrefix = {arXiv},
414
+ url = {https://arxiv.org/abs/math/0206203v2}
415
+ }
416
+
417
+ @book{Ueno,
418
+ author = {Ueno, Kenji},
419
+ title = {Classification Theory of Algebraic Varieties and Compact Complex Spaces},
420
+ series = {Lecture Notes in Mathematics}, volume = {439},
421
+ publisher = {Springer}, address = {Berlin}, year = {1975},
422
+ doi = {10.1007/BFb0070570}
423
+ }
424
+
425
+ @misc{DemaillyCADG,
426
+ author = {Demailly, Jean-Pierre},
427
+ title = {Complex Analytic and Differential Geometry},
428
+ year = {2012}, note = {Version of June 21, 2012},
429
+ url = {https://www-fourier.univ-grenoble-alpes.fr/~demailly/manuscripts/agbook.pdf}
430
+ }
431
+
432
+ @article{PPS,
433
+ author = {Pareschi, Giuseppe and Popa, Mihnea and Schnell, Christian},
434
+ title = {{Hodge} modules on complex tori and generic vanishing for compact {K{\"a}hler} manifolds},
435
+ journal = {Geometry {\&} Topology},
436
+ volume = {21}, number = {4}, year = {2017}, pages = {2419--2460},
437
+ doi = {10.2140/gt.2017.21.2419},
438
+ url = {https://msp.org/gt/2017/21-4/p12.xhtml}
439
+ }
440
+
441
+
442
+ @incollection{Barlet,
443
+ author={Barlet, Daniel},
444
+ title={Espace analytique r\'eduit des cycles analytiques complexes compacts d'un espace analytique complexe de dimension finie},
445
+ booktitle={Fonctions de plusieurs variables complexes, II},
446
+ editor={Norguet, Fran\c{c}ois},
447
+ series={Lecture Notes in Mathematics}, volume={482},
448
+ publisher={Springer}, address={Berlin}, year={1975}, pages={1--158},
449
+ doi={10.1007/BFb0080243}
450
+ }
451
+
452
+ @incollection{BarletSurvey,
453
+ author={Barlet, Daniel},
454
+ title={How to use the cycle space in complex geometry},
455
+ booktitle={Several Complex Variables},
456
+ series={Mathematical Sciences Research Institute Publications}, volume={37},
457
+ publisher={Cambridge University Press}, address={Cambridge},
458
+ year={1999}, pages={25--42},
459
+ url={https://library.slmath.org/books/Book37/files/barlet.pdf}
460
+ }
461
+
462
+ @article{Grauert,
463
+ author={Grauert, Hans},
464
+ title={Ein {Theorem} der analytischen {Garbentheorie} und die {Modulr\"aume} komplexer {Strukturen}},
465
+ journal={Publ. Math. Inst. Hautes \'Etudes Sci.},
466
+ volume={5}, year={1960}, pages={5--64},
467
+ doi={10.1007/BF02684746},
468
+ note={Correction: ibid. 16 (1963), 35--36, doi:10.1007/BF02684291}
469
+ }
470
+
471
+ @article{HironakaFlattening,
472
+ author = {Hironaka, Heisuke},
473
+ title = {Flattening Theorem in Complex-Analytic Geometry},
474
+ journal = {American Journal of Mathematics},
475
+ volume = {97},
476
+ number = {2},
477
+ pages = {503--547},
478
+ year = {1975},
479
+ doi = {10.2307/2373721}
480
+ }
481
+
482
+ @article{BierstoneMilman2008,
483
+ author = {Bierstone, Edward and Milman, Pierre D.},
484
+ title = {Functoriality in Resolution of Singularities},
485
+ journal = {Publications of the Research Institute for Mathematical Sciences},
486
+ volume = {44},
487
+ number = {2},
488
+ pages = {609--639},
489
+ year = {2008},
490
+ doi = {10.2977/PRIMS/1210167338},
491
+ eprint = {math/0702375},
492
+ archivePrefix = {arXiv}
493
+ }
494
+
495
+ @misc{FujinoAnalyticBCHM,
496
+ author = {Fujino, Osamu},
497
+ title = {Minimal model program for projective morphisms between complex analytic spaces},
498
+ year = {2022},
499
+ eprint = {2201.11315},
500
+ archivePrefix = {arXiv},
501
+ primaryClass = {math.AG},
502
+ note = {arXiv:2201.11315v1},
503
+ doi = {10.48550/arXiv.2201.11315},
504
+ url = {https://arxiv.org/abs/2201.11315v1}
505
+ }
506
+
507
+ @article{BCHM2010,
508
+ author = {Birkar, Caucher and Cascini, Paolo and Hacon, Christopher D. and McKernan, James},
509
+ title = {Existence of minimal models for varieties of log general type},
510
+ journal = {Journal of the American Mathematical Society},
511
+ volume = {23},
512
+ number = {2},
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+ year = {2010},
514
+ pages = {405--468},
515
+ doi = {10.1090/S0894-0347-09-00649-3},
516
+ eprint = {math/0610203},
517
+ archivePrefix = {arXiv},
518
+ url = {https://arxiv.org/abs/math/0610203}
519
+ }
520
+
521
+ @article{GrauertCorrection,
522
+ author = {Grauert, Hans},
523
+ title = {Berichtigung: {Ein Theorem der analytischen Garbentheorie und die Modulr{\"a}ume komplexer Strukturen}},
524
+ journal = {Publications Math{\'e}matiques de l'IH{\'E}S},
525
+ volume = {16}, year = {1963}, pages = {35--36},
526
+ doi = {10.1007/BF02684291},
527
+ url = {https://www.numdam.org/item/PMIHES_1963__16__35_0/}
528
+ }
529
+
530
+ @article{Campana1981,
531
+ author = {Campana, Fr{\'e}d{\'e}ric},
532
+ title = {Cor{\'e}duction alg{\'e}brique d'un espace analytique faiblement {K{\"a}hl{\'e}rien} compact},
533
+ journal = {Inventiones Mathematicae},
534
+ volume = {63}, number = {2}, year = {1981}, pages = {187--223},
535
+ doi = {10.1007/BF01393876}
536
+ }
preprints/Numerical-semiampleness-of-nef-adjoint-classes-on-compact-Kahler-manifolds-October-6-2026/build/main.tex CHANGED
@@ -1,30 +1,30 @@
1
- \documentclass[11pt]{article}
2
- \input{preamble}
3
- \title{Numerical semiampleness of nef adjoint classes\\on compact K\"ahler manifolds}
4
- \author{OpenAI}
5
- \date{October 6, 2026}
6
- \begin{document}
7
- \maketitle
8
- \begin{abstract}
9
- Let \(X\) be a smooth connected compact K\"ahler manifold, let \(B\) be an
10
- effective rational simple normal crossing divisor with coefficients less
11
- than one, and let \(M\) be a nef rational holomorphic line bundle on \(X\).
12
- If \(K_X+B\) is pseudo-effective and \(K_X+B+M\) is nef, we prove that its
13
- first Chern class in real Bott--Chern cohomology is represented by a semiample
14
- rational line bundle. This numerical statement allows a flat change of line
15
- bundle; it does not assert semiampleness of the original adjoint.
16
- \end{abstract}
17
- \tableofcontents
18
- \input{sections/01-introduction}
19
- \input{sections/02-preliminaries}
20
- \input{sections/03-descent}
21
- \input{sections/04-adjoint}
22
- \input{sections/05-zero}
23
- \input{sections/06-cycles}
24
- \input{sections/07-completion}
25
- \begingroup
26
- \raggedright
27
- \bibliographystyle{plain}
28
- \bibliography{literature,companions}
29
- \endgroup
30
- \end{document}
 
1
+ \documentclass[11pt]{article}
2
+ \input{preamble}
3
+ \title{Numerical semiampleness of nef adjoint classes\\on compact K\"ahler manifolds}
4
+ \author{OpenAI}
5
+ \date{October 6, 2026}
6
+ \begin{document}
7
+ \maketitle
8
+ \begin{abstract}
9
+ Let \(X\) be a smooth connected compact K\"ahler manifold, let \(B\) be an
10
+ effective rational simple normal crossing divisor with coefficients less
11
+ than one, and let \(M\) be a nef rational holomorphic line bundle on \(X\).
12
+ If \(K_X+B\) is pseudo-effective and \(K_X+B+M\) is nef, we prove that its
13
+ first Chern class in real Bott--Chern cohomology is represented by a semiample
14
+ rational line bundle. This numerical statement allows a flat change of line
15
+ bundle; it does not assert semiampleness of the original adjoint.
16
+ \end{abstract}
17
+ \tableofcontents
18
+ \input{sections/01-introduction}
19
+ \input{sections/02-preliminaries}
20
+ \input{sections/03-descent}
21
+ \input{sections/04-adjoint}
22
+ \input{sections/05-zero}
23
+ \input{sections/06-cycles}
24
+ \input{sections/07-completion}
25
+ \begingroup
26
+ \raggedright
27
+ \bibliographystyle{plain}
28
+ \bibliography{literature,companions}
29
+ \endgroup
30
+ \end{document}