import OAI.Combinatorics.GraphThreshold.FiniteProbability import Mathlib.Tactic namespace OAI /-! # Finite adaptive trials The draws are independent, but whether an attempt succeeds may depend on the entire current state. The head-tail identity below performs the conditioning explicitly. No independence assumption is made about success indicators. -/ noncomputable section open scoped BigOperators universe u v namespace LeanBlast.SecondKahnKalai variable {State : Type u} {Ω : Type v} /-- Split a finite draw sequence into its first draw and remaining sequence. -/ def trialSplitEquiv (Ω : Type v) (n : ℕ) : Ω × (Fin n → Ω) ≃ (Fin (n + 1) → Ω) where toFun p := Fin.cases p.1 p.2 invFun draws := (draws 0, fun i => draws i.succ) left_inv p := by cases p; rfl right_inv draws := by funext i refine Fin.cases ?_ (fun j => ?_) i <;> rfl namespace FiniteLaw variable [Fintype Ω] @[simp] theorem iid_weight_cons (μ : FiniteLaw Ω) (n : ℕ) (head : Ω) (tail : Fin n → Ω) : (μ.iid (n + 1)).weight (Fin.cases head tail) = μ.weight head * (μ.iid n).weight tail := by simp [iid_weight, Fin.prod_univ_succ] /-- Exact finite conditional-expectation identity for a fresh independent draw. -/ theorem iid_expectation_succ (μ : FiniteLaw Ω) (n : ℕ) (f : (Fin (n + 1) → Ω) → ℝ) : (μ.iid (n + 1)).expectation f = μ.expectation (fun head => (μ.iid n).expectation (fun tail => f (Fin.cases head tail))) := by unfold expectation rw [← (trialSplitEquiv Ω n).sum_comp (fun draws => (μ.iid (n + 1)).weight draws * f draws)] simp only [Fintype.sum_prod_type] apply Finset.sum_congr rfl intro head _ rw [Finset.mul_sum] apply Finset.sum_congr rfl intro tail _ change (μ.iid (n + 1)).weight (Fin.cases head tail) * f (Fin.cases head tail) = _ rw [iid_weight_cons] ring end FiniteLaw /-- A deterministic adaptive update iterated over a finite sequence of draws. -/ def adaptiveRun (step : State → Ω → State) : (n : ℕ) → State → (Fin n → Ω) → State | 0, state, _ => state | n + 1, state, draws => adaptiveRun step n (step state (draws 0)) (fun i => draws i.succ) /-- Number of failed attempts along the actual adaptive state trajectory. -/ def adaptiveFailureCount (step : State → Ω → State) (bad : State → Ω → Bool) : (n : ℕ) → State → (Fin n → Ω) → ℕ | 0, _, _ => 0 | n + 1, state, draws => (if bad state (draws 0) then 1 else 0) + adaptiveFailureCount step bad n (step state (draws 0)) (fun i => draws i.succ) /-- A uniform state-dependent failure bound controls expected total failures. This proof conditions at every step on the actual preceding draw and state. -/ theorem adaptiveFailureCount_expectation_le [Fintype Ω] (μ : FiniteLaw Ω) (step : State → Ω → State) (bad : State → Ω → Bool) (q : ℝ) (hbad : ∀ state, μ.prob (fun draw => bad state draw = true) ≤ q) (n : ℕ) (initial : State) : (μ.iid n).expectation (fun draws => (adaptiveFailureCount step bad n initial draws : ℝ)) ≤ (n : ℝ) * q := by induction n generalizing initial with | zero => simp [adaptiveFailureCount] | succ n ih => rw [FiniteLaw.iid_expectation_succ] have hstep : ∀ head, (μ.iid n).expectation (fun tail => (adaptiveFailureCount step bad (n + 1) initial (Fin.cases head tail) : ℝ)) ≤ (if bad initial head then (1 : ℝ) else 0) + (n : ℝ) * q := by intro head by_cases hbad : bad initial head = true · simpa only [adaptiveFailureCount, Fin.cases_zero, Fin.cases_succ, hbad, ite_true, Nat.cast_add, Nat.cast_one, FiniteLaw.expectation_add, FiniteLaw.expectation_const] using add_le_add_right (ih (step initial head)) 1 · simpa only [adaptiveFailureCount, Fin.cases_zero, Fin.cases_succ, hbad, Bool.false_eq_true, ite_false, Nat.zero_add, zero_add] using ih (step initial head) have h := (μ.expectation_mono hstep).trans_eq (μ.expectation_add (fun head => if bad initial head then (1 : ℝ) else 0) (fun _ => (n : ℝ) * q)) have hindicator : μ.expectation (fun head => if bad initial head then (1 : ℝ) else 0) = μ.prob (fun draw => bad initial draw = true) := by classical unfold FiniteLaw.expectation FiniteLaw.prob apply Finset.sum_congr rfl intro draw _ cases hdraw : bad initial draw <;> simp [hdraw] rw [FiniteLaw.expectation_const, hindicator] at h have hlocal := hbad initial push_cast linarith /-- Once the rank is zero, later draws are declared successful for the purpose of counting failures. Before then, success means a strict rank decrease. -/ def rankFailure (rank : State → ℕ) (step : State → Ω → State) (state : State) (draw : Ω) : Bool := decide (rank state ≠ 0 ∧ ¬ rank (step state draw) < rank state) theorem adaptiveRun_rank_le (rank : State → ℕ) (step : State → Ω → State) (hstep : ∀ state draw, rank (step state draw) ≤ rank state) (n : ℕ) (initial : State) (draws : Fin n → Ω) : rank (adaptiveRun step n initial draws) ≤ rank initial := by induction n generalizing initial with | zero => exact le_rfl | succ n ih => exact (ih (step initial (draws 0)) (fun i => draws i.succ)).trans (hstep _ _) /-- On a trajectory that is still incomplete, every nonfailed attempt consumes at least one unit of rank. The conclusion includes the final positive rank. -/ theorem adaptiveRun_rank_failure_bound (rank : State → ℕ) (step : State → Ω → State) (hstep : ∀ state draw, rank (step state draw) ≤ rank state) (n : ℕ) (initial : State) (draws : Fin n → Ω) (hincomplete : rank (adaptiveRun step n initial draws) ≠ 0) : n + rank (adaptiveRun step n initial draws) ≤ rank initial + adaptiveFailureCount step (rankFailure rank step) n initial draws := by induction n generalizing initial with | zero => simp [adaptiveRun, adaptiveFailureCount] | succ n ih => have htail := ih (step initial (draws 0)) (fun i => draws i.succ) hincomplete have hdecrease := hstep initial (draws 0) have hinit : rank initial ≠ 0 := by have hbound := adaptiveRun_rank_le rank step hstep (n + 1) initial draws omega change (n + 1) + rank (adaptiveRun step n (step initial (draws 0)) (fun i => draws i.succ)) ≤ rank initial + ((if rankFailure rank step initial (draws 0) then 1 else 0) + adaptiveFailureCount step (rankFailure rank step) n (step initial (draws 0)) (fun i => draws i.succ)) by_cases hprogress : rank (step initial (draws 0)) < rank initial · have hbad : rankFailure rank step initial (draws 0) = false := by simp [rankFailure, hprogress] simp [hbad] omega · have hbad : rankFailure rank step initial (draws 0) = true := by simp [rankFailure, hinit, hprogress] simp [hbad] omega theorem rankFailure_probability_le [Fintype Ω] (μ : FiniteLaw Ω) (rank : State → ℕ) (step : State → Ω → State) (hprogress : ∀ state, rank state ≠ 0 → (3 / 4 : ℝ) ≤ μ.prob (fun draw => rank (step state draw) < rank state)) (state : State) : μ.prob (fun draw => rankFailure rank step state draw = true) ≤ (1 / 4 : ℝ) := by by_cases hz : rank state = 0 · simp [rankFailure, hz, FiniteLaw.prob] · have heq : μ.prob (fun draw => rankFailure rank step state draw = true) = 1 - μ.prob (fun draw => rank (step state draw) < rank state) := by simpa [rankFailure, hz] using μ.prob_compl (fun draw => rank (step state draw) < rank state) rw [heq] linarith [hprogress state hz] /-- Noncompletion by time `4*s` forces at least `3*s+1` failed attempts. -/ theorem adaptive_incomplete_many_failures (rank : State → ℕ) (step : State → Ω → State) (hstep : ∀ state draw, rank (step state draw) ≤ rank state) (s : ℕ) (initial : State) (hinitial : rank initial ≤ s) (draws : Fin (4 * s) → Ω) (hincomplete : rank (adaptiveRun step (4 * s) initial draws) ≠ 0) : 3 * s + 1 ≤ adaptiveFailureCount step (rankFailure rank step) (4 * s) initial draws := by have h := adaptiveRun_rank_failure_bound rank step hstep (4 * s) initial draws hincomplete omega /-- Adaptive finite completion bound. Only fresh draws are independent. The chance of progress can depend arbitrarily on the current state. The case `s=0` is included. -/ theorem adaptive_rank_completion [Fintype Ω] (μ : FiniteLaw Ω) (rank : State → ℕ) (step : State → Ω → State) (hstep : ∀ state draw, rank (step state draw) ≤ rank state) (hprogress : ∀ state, rank state ≠ 0 → (3 / 4 : ℝ) ≤ μ.prob (fun draw => rank (step state draw) < rank state)) (s : ℕ) (initial : State) (hinitial : rank initial ≤ s) : (2 / 3 : ℝ) ≤ (μ.iid (4 * s)).prob (fun draws => rank (adaptiveRun step (4 * s) initial draws) = 0) := by let ν := μ.iid (4 * s) let F : (Fin (4 * s) → Ω) → ℝ := fun draws => adaptiveFailureCount step (rankFailure rank step) (4 * s) initial draws have hF : ∀ draws, 0 ≤ F draws := fun _ => Nat.cast_nonneg _ have hexpected := adaptiveFailureCount_expectation_le μ step (rankFailure rank step) (1 / 4) (rankFailure_probability_le μ rank step hprogress) (4 * s) initial have hE : ν.expectation F ≤ (s : ℝ) := by convert hexpected using 1 push_cast ring have ht : 0 < 3 * (s : ℝ) + 1 := by positivity have hsubset : ν.prob (fun draws => rank (adaptiveRun step (4 * s) initial draws) ≠ 0) ≤ ν.prob (fun draws => 3 * (s : ℝ) + 1 ≤ F draws) := by apply ν.prob_mono intro draws hinc have h := adaptive_incomplete_many_failures rank step hstep s initial hinitial draws hinc dsimp [F] exact_mod_cast h have hMarkov := ν.prob_ge_le_expectation_div F hF ht have hbad : ν.prob (fun draws => rank (adaptiveRun step (4 * s) initial draws) ≠ 0) ≤ (s : ℝ) / (3 * (s : ℝ) + 1) := (hsubset.trans hMarkov).trans (div_le_div_of_nonneg_right hE ht.le) have hratio : (s : ℝ) / (3 * (s : ℝ) + 1) ≤ (1 / 3 : ℝ) := by apply (div_le_iff₀ ht).mpr linarith have hbad' := hbad.trans hratio have hcomplement := ν.prob_compl (fun draws => rank (adaptiveRun step (4 * s) initial draws) = 0) change (2 / 3 : ℝ) ≤ ν.prob (fun draws => rank (adaptiveRun step (4 * s) initial draws) = 0) linarith /-- Counter form for the tree reduction: counters never decrease, and while fewer than `s` successful rounds have occurred the chance of an increase is at least three quarters. No finite-state assumption is needed. -/ theorem adaptive_counter_completion [Fintype Ω] (μ : FiniteLaw Ω) (counter : State → ℕ) (step : State → Ω → State) (hstep : ∀ state draw, counter state ≤ counter (step state draw)) (s : ℕ) (hprogress : ∀ state, counter state < s → (3 / 4 : ℝ) ≤ μ.prob (fun draw => counter state < counter (step state draw))) (initial : State) : (2 / 3 : ℝ) ≤ (μ.iid (4 * s)).prob (fun draws => s ≤ counter (adaptiveRun step (4 * s) initial draws)) := by let rank : State → ℕ := fun state => s - counter state have hrank : ∀ state draw, rank (step state draw) ≤ rank state := by intro state draw exact Nat.sub_le_sub_left (hstep state draw) s have hprob : ∀ state, rank state ≠ 0 → (3 / 4 : ℝ) ≤ μ.prob (fun draw => rank (step state draw) < rank state) := by intro state hne have hlt : counter state < s := by dsimp [rank] at hne; omega apply (hprogress state hlt).trans apply μ.prob_mono intro draw hdraw dsimp [rank] omega have h := adaptive_rank_completion μ rank step hrank hprob s initial (Nat.sub_le _ _) simpa only [rank, Nat.sub_eq_zero_iff_le] using h end LeanBlast.SecondKahnKalai end end OAI