import OAI.Combinatorics.LowSpaceSubsetSum.Separators.SeparatorFamilies import OAI.Combinatorics.MatchingPSD.TypeProbabilities namespace OAI /-! # Survival under balanced labeled partitions The three category profiles in the survival proof are as balanced as possible. Their multinomial coefficients are therefore maximal, giving bounds on the number of prescribed labeled partitions. -/ namespace LowSpaceSubsetSum open scoped BigOperators variable {K : Type*} [Fintype K] [DecidableEq K] /-- Counts differ by at most one across all labeled blocks. -/ def BalancedProfile (t : K → ℕ) : Prop := ∀ i j, t i ≤ t j + 1 private theorem poisson_mass_at_adjacent_mode (q j t : ℕ) (ht : t = q ∨ t = q + 1) : ((q + 1 : ℕ) : ℝ) ^ j / j.factorial ≤ ((q + 1 : ℕ) : ℝ) ^ t / t.factorial := by have h := MatchingSmoothing.poisson_mass_le_integer_mode (q + 1) j rcases ht with rfl | rfl · convert h using 1 push_cast rw [pow_succ, Nat.factorial_succ, Nat.cast_mul, Nat.cast_add, Nat.cast_one] field_simp · exact h omit [DecidableEq K] in theorem balanced_multinomial_max [Nonempty K] (t k : K → ℕ) (ht : BalancedProfile t) (hsum : ∑ i, k i = ∑ i, t i) : Nat.multinomial Finset.univ k ≤ Nat.multinomial Finset.univ t := by classical obtain ⟨j, _, hj⟩ := Finset.exists_min_image Finset.univ t Finset.univ_nonempty have hnear (i : K) : t i = t j ∨ t i = t j + 1 := by have hl := hj i (Finset.mem_univ i) have hu := ht i j omega have hmass := Finset.prod_le_prod₀ (fun i (_ : i ∈ (Finset.univ : Finset K)) => by positivity : ∀ i ∈ (Finset.univ : Finset K), 0 ≤ (((t j + 1 : ℕ) : ℝ) ^ k i / (k i).factorial)) (fun i (_ : i ∈ (Finset.univ : Finset K)) => poisson_mass_at_adjacent_mode (t j) (k i) (t i) (hnear i)) have hprod := mul_le_mul_of_nonneg_left hmass (by positivity : (0 : ℝ) ≤ (∑ i, t i).factorial) have hk := MatchingSmoothing.multinomial_term_eq Finset.univ k (fun _ => ((t j + 1 : ℕ) : ℝ)) have ht' := MatchingSmoothing.multinomial_term_eq Finset.univ t (fun _ => ((t j + 1 : ℕ) : ℝ)) rw [hsum] at hk rw [← hk, ← ht', Finset.prod_pow_eq_pow_sum, Finset.prod_pow_eq_pow_sum, hsum] at hprod have hp : 0 < (((t j + 1 : ℕ) : ℝ) ^ (∑ i, t i)) := by positivity exact_mod_cast (mul_le_mul_iff_left₀ hp).mp hprod /-- A balanced profile receives at least the average multinomial mass. There are at most `(n+1)^|K|` profiles. -/ theorem balanced_multinomial_lower [Nonempty K] (t : K → ℕ) (n : ℕ) (ht : BalancedProfile t) (hsum : ∑ i, t i = n) : (Fintype.card K : ℝ) ^ n ≤ (n + 1 : ℝ) ^ Fintype.card K * Nat.multinomial Finset.univ t := by classical have heq : (Fintype.card K : ℝ) ^ n = ∑ k ∈ Finset.piAntidiag (Finset.univ : Finset K) n, (Nat.multinomial Finset.univ k : ℝ) := by simpa using Finset.sum_pow_eq_sum_piAntidiag (Finset.univ : Finset K) (fun _ : K => (1 : ℝ)) n rw [heq] calc _ ≤ ∑ _k ∈ Finset.piAntidiag (Finset.univ : Finset K) n, (Nat.multinomial Finset.univ t : ℝ) := by apply Finset.sum_le_sum intro k hk exact_mod_cast balanced_multinomial_max t k ht ((Finset.mem_piAntidiag.mp hk).1.trans hsum.symm) _ = ((Finset.piAntidiag (Finset.univ : Finset K) n).card : ℝ) * Nat.multinomial Finset.univ t := by simp _ ≤ _ := mul_le_mul_of_nonneg_right (by exact_mod_cast MatchingSmoothing.card_piAntidiag_univ_le (ι := K) n) (Nat.cast_nonneg _) private def sigma_fst_fiber_equiv (t : K → ℕ) (i : K) : {x : (Σ j, Fin (t j)) // x.1 = i} ≃ Fin (t i) where toFun x := x.2 ▸ x.1.2 invFun x := ⟨⟨i, x⟩, rfl⟩ left_inv := by rintro ⟨⟨j, x⟩, h⟩; dsimp at h; subst j; rfl right_inv := by intro x; rfl theorem exists_coloring_of_sum (A : Type*) [Fintype A] (t : K → ℕ) (ht : ∑ i, t i = Fintype.card A) : ∃ f : A → K, MatchingSmoothing.histogram f = t := by classical let e : A ≃ (Σ i, Fin (t i)) := Fintype.equivOfCardEq (by simpa only [Fintype.card_sigma, Fintype.card_fin] using ht.symm) refine ⟨fun a => (e a).1, ?_⟩ funext i unfold MatchingSmoothing.histogram let e' : {a : A // (e a).1 = i} ≃ {x : (Σ j, Fin (t j)) // x.1 = i} := e.subtypeEquivOfSubtype (p := fun x : (Σ j, Fin (t j)) => x.1 = i) exact (Fintype.card_congr (e'.trans (sigma_fst_fiber_equiv t i))).trans (Fintype.card_fin (t i)) theorem card_colorings_of_sum (A : Type*) [Fintype A] (t : K → ℕ) (ht : ∑ i, t i = Fintype.card A) : Fintype.card (MatchingSmoothing.Colorings A K t) = Nat.multinomial Finset.univ t := by obtain ⟨f, hf⟩ := exists_coloring_of_sum A t ht rw [← hf] exact MatchingSmoothing.card_colorings_eq_multinomial f /-- The domain is the disjoint union of the three categories in the paper. -/ abbrev CategoryDomain (C : Fin 3 → Type*) := Σ a, C a abbrev PrescribedLabelings (C : Fin 3 → Type*) [∀ a, Fintype (C a)] (q : Fin 3 → K → ℕ) := {f : CategoryDomain C → K // ∀ a, MatchingSmoothing.histogram (fun x : C a => f ⟨a, x⟩) = q a} noncomputable instance prescribedLabelingsFintype (C : Fin 3 → Type*) [∀ a, Fintype (C a)] (q : Fin 3 → K → ℕ) : Fintype (PrescribedLabelings C q) := Fintype.ofFinite _ theorem card_prescribedLabelings (C : Fin 3 → Type*) [∀ a, Fintype (C a)] (q : Fin 3 → K → ℕ) (hrows : ∀ a, ∑ i, q a i = Fintype.card (C a)) : Fintype.card (PrescribedLabelings C q) = ∏ a, Nat.multinomial Finset.univ (q a) := by classical let e : PrescribedLabelings C q ≃ ((a : Fin 3) → MatchingSmoothing.Colorings (C a) K (q a)) := { toFun := fun f a => ⟨fun x => f.1 ⟨a, x⟩, f.2 a⟩ invFun := fun f => ⟨fun x => (f x.1).1 x.2, fun a => (f a).2⟩ left_inv := fun _ => rfl right_inv := fun _ => rfl } rw [Fintype.card_congr e, Fintype.card_pi] exact Finset.prod_congr rfl (fun a _ => card_colorings_of_sum (C a) (q a) (hrows a)) omit [Fintype K] in theorem histogram_categoryDomain (C : Fin 3 → Type*) [∀ a, Fintype (C a)] (f : CategoryDomain C → K) (i : K) : MatchingSmoothing.histogram f i = ∑ a, MatchingSmoothing.histogram (fun x : C a => f ⟨a, x⟩) i := by classical let e : {x : CategoryDomain C // f x = i} ≃ (Σ a, {x : C a // f ⟨a, x⟩ = i}) := { toFun := fun x => ⟨x.1.1, ⟨x.1.2, x.2⟩⟩ invFun := fun x => ⟨⟨x.1, x.2.1⟩, x.2.2⟩ left_inv := fun _ => rfl right_inv := fun _ => rfl } unfold MatchingSmoothing.histogram exact (Fintype.card_congr e).trans Fintype.card_sigma omit [Fintype K] in theorem prescribedLabelings_fill_blocks (C : Fin 3 → Type*) [∀ a, Fintype (C a)] (q : Fin 3 → K → ℕ) (b : ℕ) (hcols : ∀ i, ∑ a, q a i = b) (f : PrescribedLabelings C q) : MatchingSmoothing.histogram f.val = fun _ => b := by funext i rw [histogram_categoryDomain] simp_rw [f.property] exact hcols i /-- Exact favorable/total counting formula, before applying the balanced bounds. -/ theorem prescribed_partition_probability_eq (C : Fin 3 → Type*) [∀ a, Fintype (C a)] (q : Fin 3 → K → ℕ) (b : ℕ) (hrows : ∀ a, ∑ i, q a i = Fintype.card (C a)) (hcols : ∀ i, ∑ a, q a i = b) : finiteUniformProbability (fun f : MatchingSmoothing.Colorings (CategoryDomain C) K (fun _ => b) => ∀ a, MatchingSmoothing.histogram (fun x : C a => f.val ⟨a, x⟩) = q a) = (∏ a, (Nat.multinomial Finset.univ (q a) : ℝ)) / Nat.multinomial (Finset.univ : Finset K) (fun _ => b) := by classical let Part := MatchingSmoothing.Colorings (CategoryDomain C) K (fun _ => b) let P : Part → Prop := fun f => ∀ a, MatchingSmoothing.histogram (fun x : C a => f.val ⟨a, x⟩) = q a let : DecidablePred P := fun _ => Classical.propDecidable _ let e : {f : Part // P f} ≃ PrescribedLabelings C q := { toFun := fun f => ⟨f.1.1, f.2⟩ invFun := fun f => ⟨⟨f.1, prescribedLabelings_fill_blocks C q b hcols f⟩, f.2⟩ left_inv := fun _ => rfl right_inv := fun _ => rfl } have hgood : Fintype.card {f : Part // P f} = Fintype.card (PrescribedLabelings C q) := Fintype.card_congr e have hsum : ∑ i : K, b = Fintype.card (CategoryDomain C) := by calc _ = ∑ i, ∑ a, q a i := Finset.sum_congr rfl (fun i _ => (hcols i).symm) _ = ∑ a, ∑ i, q a i := Finset.sum_comm _ = _ := by simp only [hrows, Fintype.card_sigma] have hpart : Fintype.card Part = Nat.multinomial Finset.univ (fun _ : K => b) := card_colorings_of_sum (CategoryDomain C) (fun _ => b) hsum change finiteUniformProbability P = _ unfold finiteUniformProbability rw [hgood, card_prescribedLabelings C q hrows, hpart, Nat.cast_prod] theorem balanced_category_count_lower [Nonempty K] (C : Fin 3 → Type*) [∀ a, Fintype (C a)] (q : Fin 3 → K → ℕ) (hrows : ∀ a, ∑ i, q a i = Fintype.card (C a)) (hbal : ∀ a, BalancedProfile (q a)) : (Fintype.card K : ℝ) ^ Fintype.card (CategoryDomain C) ≤ (Fintype.card (CategoryDomain C) + 1 : ℝ) ^ (3 * Fintype.card K) * Fintype.card (PrescribedLabelings C q) := by classical have hsize (a : Fin 3) : Fintype.card (C a) ≤ Fintype.card (CategoryDomain C) := by rw [Fintype.card_sigma] exact Finset.single_le_sum (f := fun a : Fin 3 => Fintype.card (C a)) (fun _ _ => Nat.zero_le _) (Finset.mem_univ a) have hrow (a : Fin 3) : (Fintype.card K : ℝ) ^ Fintype.card (C a) ≤ (Fintype.card (CategoryDomain C) + 1 : ℝ) ^ Fintype.card K * Nat.multinomial Finset.univ (q a) := by apply (balanced_multinomial_lower (q a) _ (hbal a) (hrows a)).trans apply mul_le_mul_of_nonneg_right _ (Nat.cast_nonneg _) apply pow_le_pow_left₀ (by positivity) exact_mod_cast Nat.add_le_add_right (hsize a) 1 have hprod := Finset.prod_le_prod₀ (fun a (_ : a ∈ (Finset.univ : Finset (Fin 3))) => by positivity : ∀ a ∈ (Finset.univ : Finset (Fin 3)), 0 ≤ (Fintype.card K : ℝ) ^ Fintype.card (C a)) (fun a _ => hrow a) rw [Finset.prod_pow_eq_pow_sum, ← Fintype.card_sigma] at hprod rw [Finset.prod_mul_distrib, Finset.prod_const, Finset.card_univ, Fintype.card_fin] at hprod rw [← pow_mul, Nat.mul_comm] at hprod rw [card_prescribedLabelings C q hrows, Nat.cast_prod] exact hprod /-- Uniform labeled equal-size partitions preserve all three balanced category prescriptions with the paper's inverse-polynomial probability. -/ theorem balanced_partition_probability [Nonempty K] (C : Fin 3 → Type*) [∀ a, Fintype (C a)] (q : Fin 3 → K → ℕ) (b : ℕ) (hrows : ∀ a, ∑ i, q a i = Fintype.card (C a)) (hcols : ∀ i, ∑ a, q a i = b) (hbal : ∀ a, BalancedProfile (q a)) : 1 / (Fintype.card (CategoryDomain C) + 1 : ℝ) ^ (3 * Fintype.card K) ≤ finiteUniformProbability (fun f : MatchingSmoothing.Colorings (CategoryDomain C) K (fun _ => b) => ∀ a, MatchingSmoothing.histogram (fun x : C a => f.val ⟨a, x⟩) = q a) := by classical let Part := MatchingSmoothing.Colorings (CategoryDomain C) K (fun _ => b) let P : Part → Prop := fun f => ∀ a, MatchingSmoothing.histogram (fun x : C a => f.val ⟨a, x⟩) = q a let : DecidablePred P := fun _ => Classical.propDecidable _ let e : {f : Part // P f} ≃ PrescribedLabelings C q := { toFun := fun f => ⟨f.1.1, f.2⟩ invFun := fun f => ⟨⟨f.1, prescribedLabelings_fill_blocks C q b hcols f⟩, f.2⟩ left_inv := fun _ => rfl right_inv := fun _ => rfl } have hgood : Fintype.card {f : Part // P f} = Fintype.card (PrescribedLabelings C q) := Fintype.card_congr e have hpos : 0 < Fintype.card (PrescribedLabelings C q) := by rw [card_prescribedLabelings C q hrows] exact Finset.prod_pos (fun _ _ => Nat.multinomial_pos _ _) have hle : Fintype.card (PrescribedLabelings C q) ≤ Fintype.card Part := by rw [← hgood] exact Fintype.card_subtype_le P have hden : (0 : ℝ) < Fintype.card Part := by exact_mod_cast lt_of_lt_of_le hpos hle have hall : (Fintype.card Part : ℝ) ≤ (Fintype.card K : ℝ) ^ Fintype.card (CategoryDomain C) := by have h := Fintype.card_subtype_le (fun f : CategoryDomain C → K => MatchingSmoothing.histogram f = fun _ => b) rw [Fintype.card_fun] at h exact_mod_cast h have hbound := hall.trans (balanced_category_count_lower C q hrows hbal) change 1 / _ ≤ finiteUniformProbability P unfold finiteUniformProbability apply (div_le_div_iff₀ (by positivity) hden).mpr rw [one_mul] rw [hgood] simpa only [mul_comm] using hbound /-- The only two arities used by the algorithm: top blocks (`l=4`) and local blocks (`l=2`). -/ theorem balanced_partition_probability_two_or_four (l b : ℕ) (hl : l = 2 ∨ l = 4) (C : Fin 3 → Type*) [∀ a, Fintype (C a)] (q : Fin 3 → Fin l → ℕ) (hrows : ∀ a, ∑ i, q a i = Fintype.card (C a)) (hcols : ∀ i, ∑ a, q a i = b) (hbal : ∀ a, BalancedProfile (q a)) : 1 / (Fintype.card (CategoryDomain C) + 1 : ℝ) ^ (3 * l) ≤ finiteUniformProbability (fun f : MatchingSmoothing.Colorings (CategoryDomain C) (Fin l) (fun _ => b) => ∀ a, MatchingSmoothing.histogram (fun x : C a => f.val ⟨a, x⟩) = q a) := by have : Nonempty (Fin l) := ⟨⟨0, by omega⟩⟩ simpa only [Fintype.card_fin] using balanced_partition_probability C q b hrows hcols hbal /-- A bounded surviving fraction has a polynomially likely substantial value. -/ theorem surviving_fraction_probability {Ω : Type*} [Fintype Ω] [Nonempty Ω] (Z : Ω → ℝ) {p : ℝ} (_hZ0 : ∀ ω, 0 ≤ Z ω) (hZ1 : ∀ ω, Z ω ≤ 1) (hp : p ≤ (∑ ω, Z ω) / Fintype.card Ω) : p / 2 ≤ finiteUniformProbability (fun ω => p / 2 ≤ Z ω) := by classical by_cases hp0 : p ≤ 0 · exact (by linarith : p / 2 ≤ 0).trans (finiteUniformProbability_nonneg _) have hcard : (0 : ℝ) < Fintype.card Ω := by exact_mod_cast Fintype.card_pos have hpoint (ω : Ω) : Z ω ≤ p / 2 + if p / 2 ≤ Z ω then (1 : ℝ) else 0 := by split_ifs with h · linarith [hZ1 ω] · linarith have hsum := Finset.sum_le_sum (s := Finset.univ) (fun ω _ => hpoint ω) simp only [Finset.sum_add_distrib, Finset.sum_const, Finset.card_univ, nsmul_eq_mul] at hsum have hevent : (∑ ω, if p / 2 ≤ Z ω then (1 : ℝ) else 0) = (Fintype.card {ω // p / 2 ≤ Z ω} : ℝ) := by rw [Fintype.card_subtype] simp only [← Finset.sum_filter, Finset.sum_const, nsmul_eq_mul, mul_one] rw [hevent] at hsum unfold finiteUniformProbability apply (le_div_iff₀ hcard).mpr have hmean := (le_div_iff₀ hcard).mp hp nlinarith theorem finiteUniformProbability_eq_indicator_mean {Ω : Type*} [Fintype Ω] (P : Ω → Prop) [DecidablePred P] : finiteUniformProbability P = (∑ ω, if P ω then (1 : ℝ) else 0) / Fintype.card Ω := by classical unfold finiteUniformProbability congr 1 rw [Fintype.card_subtype] simp only [← Finset.sum_filter, Finset.sum_const, nsmul_eq_mul, mul_one] /-- Pointwise survival gives a likely partition retaining at least half the expected fraction of an arbitrary finite representative family. -/ theorem surviving_representative_family {Ω R : Type*} [Fintype Ω] [Nonempty Ω] [Fintype R] [Nonempty R] (keeps : Ω → R → Prop) {p : ℝ} (hp : ∀ r, p ≤ finiteUniformProbability (fun ω => keeps ω r)) : p / 2 ≤ finiteUniformProbability (fun ω => p / 2 ≤ finiteUniformProbability (keeps ω)) := by classical apply surviving_fraction_probability (fun ω => finiteUniformProbability (keeps ω)) (fun ω => finiteUniformProbability_nonneg (keeps ω)) (fun ω => finiteUniformProbability_le_one (keeps ω)) have hcard : (0 : ℝ) < Fintype.card R := by exact_mod_cast Fintype.card_pos have hsum := Finset.sum_le_sum (s := Finset.univ) (fun r _ => hp r) simp only [Finset.sum_const, Finset.card_univ, nsmul_eq_mul] at hsum have havg : p ≤ (∑ r, finiteUniformProbability (fun ω => keeps ω r)) / Fintype.card R := (le_div_iff₀ hcard).mpr (by simpa only [mul_comm] using hsum) convert havg using 1 simp_rw [finiteUniformProbability_eq_indicator_mean] rw [← Finset.sum_div, ← Finset.sum_div, div_div, div_div, Finset.sum_comm, mul_comm] end LowSpaceSubsetSum end OAI