import Mathlib import OAI.Computability.MaxCut.PCP.Generator namespace OAI /-! The initial finite constraint graph of an arbitrary concrete 3CNF formula. Clause and variable vertices use one eight-element alphabet. Variable labels are the canonical triples `(bit, false, false)`; clause labels are arbitrary triples. Every incidence has two directed darts, including repeated names. A tautological dummy loop keeps the graph nonempty for empty formulas. Name compaction precedes the public construction. The resulting vertex count is at most `4*m+1`, and the dart count is exactly `6*m+1`. Unsatisfiability gives an inverse-size gap, not a constant gap. No PCP theorem is assumed or claimed. -/ namespace MaxCutGames.Foundations.PCP.InitialGraph open Target abbrev Label := Bool × Bool × Bool abbrev Vertex (F : Formula) := (Fin F.«variables» ⊕ Fin F.clauses.length) ⊕ Unit abbrev Dart (F : Formula) := (RandomEvent F × Bool) ⊕ Unit instance slotFintype : Fintype Slot where elems := {Slot.first, Slot.second, Slot.third} complete := by intro s; cases s <;> simp @[simp] theorem card_slot : Fintype.card Slot = 3 := by decide @[simp] theorem card_label : Fintype.card Label = 8 := by simp [Label, Fintype.card_prod] def variableVertex (F : Formula) (v : Fin F.«variables») : Vertex F := .inl (.inl v) def clauseVertex (F : Formula) (i : Fin F.clauses.length) : Vertex F := .inl (.inr i) def dummyVertex (F : Formula) : Vertex F := .inr () def dummyDart (F : Formula) : Dart F := .inr () instance vertexNonempty (F : Formula) : Nonempty (Vertex F) := ⟨dummyVertex F⟩ instance dartNonempty (F : Formula) : Nonempty (Dart F) := ⟨dummyDart F⟩ def reverse (F : Formula) : Dart F → Dart F | .inl (event, orientation) => .inl (event, !orientation) | .inr _ => .inr () theorem reverse_involutive (F : Formula) : Function.Involutive (reverse F) := by intro d cases d with | inl pair => rcases pair with ⟨e, b⟩; cases b <;> rfl | inr u => cases u; rfl def reverseEquiv (F : Formula) : Dart F ≃ Dart F where toFun := reverse F invFun := reverse F left_inv := reverse_involutive F right_inv := reverse_involutive F def tail (F : Formula) : Dart F → Vertex F | .inl (event, false) => clauseVertex F event.1 | .inl (event, true) => variableVertex F (nameAt (clauseAt F event.1) event.2) | .inr _ => dummyVertex F def toClauseAnswer (label : Label) : ClauseAnswer := ⟨label.1, label.2.1, label.2.2⟩ def fromClauseAnswer (answer : ClauseAnswer) : Label := (answer.first, answer.second, answer.third) def variableLabel (value : Bool) : Label := (value, false, false) @[simp] theorem to_fromClauseAnswer (answer : ClauseAnswer) : toClauseAnswer (fromClauseAnswer answer) = answer := by cases answer; rfl def variableValid (label : Label) : Bool := decide (label.2.1 = false ∧ label.2.2 = false) def incidenceAccept (F : Formula) (event : RandomEvent F) (clauseLabel variableAnswer : Label) : Bool := variableValid variableAnswer && (localSatisfies (clauseAt F event.1) (toClauseAnswer clauseLabel) && decide (answerAt (toClauseAnswer clauseLabel) event.2 = variableAnswer.1)) def predicate (F : Formula) : Dart F → Label → Label → Bool | .inl (event, false), a, b => incidenceAccept F event a b | .inl (event, true), a, b => incidenceAccept F event b a | .inr _, _, _ => true def raw (F : Formula) : ConstraintGraph (Vertex F) (Dart F) Label where reverse := reverseEquiv F reverse_involutive := reverse_involutive F tail := tail F accepts := predicate F reverse_accepts := by intro d a b cases d with | inl pair => rcases pair with ⟨event, orientation⟩; cases orientation <;> rfl | inr u => rfl theorem raw_forward (F : Formula) (labeling : Vertex F → Label) (event : RandomEvent F) : (raw F).edgeSatisfied labeling (.inl (event, false)) = incidenceAccept F event (labeling (clauseVertex F event.1)) (labeling (variableVertex F (nameAt (clauseAt F event.1) event.2))) := rfl theorem incidenceAccept_true (F : Formula) (event : RandomEvent F) (a b : Label) (h : incidenceAccept F event a b = true) : localSatisfies (clauseAt F event.1) (toClauseAnswer a) = true ∧ answerAt (toClauseAnswer a) event.2 = b.1 := by simp only [incidenceAccept, Bool.and_eq_true, decide_eq_true_eq] at h exact h.2 def honestLabeling (F : Formula) (A : Fin F.«variables» → Bool) : Vertex F → Label | .inl (.inl v) => variableLabel (A v) | .inl (.inr i) => fromClauseAnswer (honestAnswer (clauseAt F i) A) | .inr _ => variableLabel false theorem incidence_honest (F : Formula) (A : Fin F.«variables» → Bool) (sat : ∀ c ∈ F.clauses, c.eval A = true) (event : RandomEvent F) : incidenceAccept F event (honestLabeling F A (clauseVertex F event.1)) (honestLabeling F A (variableVertex F (nameAt (clauseAt F event.1) event.2))) = true := by have hc : (clauseAt F event.1).eval A = true := sat _ (List.getElem_mem _) simp [incidenceAccept, honestLabeling, clauseVertex, variableVertex, variableLabel, variableValid, honest_satisfies, honest_answerAt, hc] theorem raw_completeness (F : Formula) (sat : F.Satisfiable) : (raw F).Satisfiable := by rcases sat with ⟨A, hA⟩ refine ⟨honestLabeling F A, fun d => ?_⟩ cases d with | inl pair => rcases pair with ⟨event, orientation⟩ cases orientation <;> exact incidence_honest F A hA event | inr u => rfl theorem clauseAnswer_eq_of_slots (a b : ClauseAnswer) (h : ∀ s, answerAt a s = answerAt b s) : a = b := by rcases a with ⟨a₀, a₁, a₂⟩ rcases b with ⟨b₀, b₁, b₂⟩ have h₀ : a₀ = b₀ := h .first have h₁ : a₁ = b₁ := h .second have h₂ : a₂ = b₂ := h .third cases h₀; cases h₁; cases h₂; rfl theorem raw_reflects (F : Formula) (sat : (raw F).Satisfiable) : F.Satisfiable := by rcases sat with ⟨labeling, hlabeling⟩ let A : Fin F.«variables» → Bool := fun v => (labeling (variableVertex F v)).1 have slot_correct (i : Fin F.clauses.length) (s : Slot) : localSatisfies (clauseAt F i) (toClauseAnswer (labeling (clauseVertex F i))) = true ∧ answerAt (toClauseAnswer (labeling (clauseVertex F i))) s = A (nameAt (clauseAt F i) s) := by exact incidenceAccept_true F (i, s) _ _ (hlabeling (.inl ((i, s), false))) have clause_correct (i : Fin F.clauses.length) : (clauseAt F i).eval A = true := by have equal : toClauseAnswer (labeling (clauseVertex F i)) = honestAnswer (clauseAt F i) A := clauseAnswer_eq_of_slots _ _ (fun s => by simpa only [honest_answerAt] using (slot_correct i s).2) have satisfied := (slot_correct i .first).1 rw [equal, honest_satisfies] at satisfied exact satisfied refine ⟨A, fun c hc => ?_⟩ obtain ⟨i, hi, heq⟩ := List.getElem_of_mem hc simpa only [clauseAt, heq] using clause_correct ⟨i, hi⟩ theorem raw_satisfiable_iff (F : Formula) : (raw F).Satisfiable ↔ F.Satisfiable := ⟨raw_reflects F, raw_completeness F⟩ @[simp] theorem card_vertex (F : Formula) : Fintype.card (Vertex F) = F.«variables» + F.clauses.length + 1 := by simp [Vertex, Fintype.card_sum] @[simp] theorem card_dart (F : Formula) : Fintype.card (Dart F) = 6 * F.clauses.length + 1 := by simp [Dart, RandomEvent, Fintype.card_sum, Fintype.card_prod] omega abbrev CompactVertex (F : Formula) := Vertex (NameCompaction.compact F) abbrev CompactDart (F : Formula) := Dart (NameCompaction.compact F) def build (F : Formula) : ConstraintGraph (CompactVertex F) (CompactDart F) Label := raw (NameCompaction.compact F) theorem build_satisfiable_iff (F : Formula) : (build F).Satisfiable ↔ F.Satisfiable := by exact (raw_satisfiable_iff (NameCompaction.compact F)).trans (NameCompaction.compact_satisfiable_iff F) theorem build_vertex_bound (F : Formula) : Fintype.card (CompactVertex F) ≤ 4 * F.clauses.length + 1 := by have h := NameCompaction.compact_active_bound F simp only [CompactVertex, card_vertex, NameCompaction.compact_clause_count] omega theorem build_dart_count (F : Formula) : Fintype.card (CompactDart F) = 6 * F.clauses.length + 1 := by simp only [CompactDart, card_dart, NameCompaction.compact_clause_count] /-- The initial inverse-size gap follows from the original unsatisfiability, without a PCP, bounded-degree, or constant-gap premise. -/ theorem build_initial_gap (F : Formula) (unsat : ¬ F.Satisfiable) (labeling : CompactVertex F → Label) : 1 ≤ (build F).rejectionCount labeling := by apply ConstraintGraph.rejectionCount_positive intro h exact unsat ((build_satisfiable_iff F).mp h) theorem build_inverse_size_gap (F : Formula) (unsat : ¬ F.Satisfiable) (labeling : CompactVertex F → Label) : Fintype.card (CompactDart F) ≤ (6 * F.clauses.length + 1) * (build F).rejectionCount labeling := by rw [build_dart_count] simpa only [Nat.mul_one] using Nat.mul_le_mul_left (6 * F.clauses.length + 1) (build_initial_gap F unsat labeling) end MaxCutGames.Foundations.PCP.InitialGraph end OAI