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Restore v1.3.0 (revert weekly-cron v1.1 clobber + orphan shards)

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README.md CHANGED
@@ -3,7 +3,7 @@ language:
3
  - en
4
  license: cc-by-4.0
5
  size_categories:
6
- - 1K<n<10K
7
  task_categories:
8
  - text-classification
9
  - feature-extraction
@@ -32,6 +32,10 @@ configs:
32
  data_files:
33
  - split: train
34
  path: "EP/jurisdiction=EP/filing_year=*/*.parquet"
 
 
 
 
35
  # v1.2 — sibling partition aggregating per-(ref_id, citing_jurisdiction)
36
  # citation counts. See "Cross-citation index" below.
37
  - config_name: prior_art_index
@@ -58,15 +62,32 @@ inventors and small teams.
58
 
59
  ## TL;DR
60
 
61
- - **5 011 rows** (v1.1.20260617): 5 000 US Office Actions (filing years
62
- 2011–2017) + 11 EP search reports (filing years 2014–2018)
63
- - **14 Parquet shards**, partitioned by `jurisdiction × filing_year`
 
 
 
 
64
  - Schema: `(case_id, invention, examination, prior_art[], outcome,
65
  provenance)` — see [Schema](#schema) below
66
- - Two jurisdictions live (US, EP); JP gated on INPIT bulk
67
- credential issuance
 
 
 
 
 
 
 
 
 
 
 
 
68
  - License: **CC-BY-4.0** on the curation; underlying patent
69
- documents remain in the public domain
 
70
  - SHA-256 manifest at `MANIFEST.json` for byte-level
71
  reproducibility
72
 
@@ -75,14 +96,15 @@ inventors and small teams.
75
  ```python
76
  from datasets import load_dataset
77
 
78
- # Default config returns both jurisdictions (5 011 rows).
79
  ds = load_dataset("v13s/golden-fto-layer-a", split="train")
80
- print(len(ds)) # 5011
81
 
82
  # Per-jurisdiction configs are also available.
83
  ds_us = load_dataset("v13s/golden-fto-layer-a", "us", split="train")
84
  ds_ep = load_dataset("v13s/golden-fto-layer-a", "ep", split="train")
85
- print(len(ds_us), len(ds_ep)) # 5000, 11
 
86
 
87
  row = ds[0]
88
  print(row["case_id"]) # e.g. "US-13004847-0"
@@ -105,13 +127,13 @@ in the source repo.
105
  | Field | Type | Description |
106
  |---|---|---|
107
  | `case_id` | string | Stable id: `<jurisdiction>-<application_number>-<oa_seq>` |
108
- | `schema_version` | string | Per-row schema version (`1.0` legacy / `1.2` post-2026-05-07) |
109
- | `jurisdiction` | string | `US` or `EP`; `JP` in future versions |
110
- | `source_dataset` | string | `uspto_oard` (US rows) or `epo_ops` (EP rows) |
111
  | `extracted_at` | timestamp[s, UTC] | When this row was emitted |
112
  | `invention` | struct | Application metadata — title, abstract, IPC/CPC codes, claims, applicant |
113
- | `examination` | struct | OA event — `oa_date`, `oa_type` ∈ {rejection, allowance, search_report}, `rejection_reasons[]`, `examiner_id` |
114
- | `prior_art` | list<struct> | Cited references — `ref_id`, `ref_type`, `source` (examiner/applicant), `rejection_basis`, `claims_blocked[]`, `severity`, `categories[]` (v1.2+), `metadata` |
115
  | `outcome` | struct | Final disposition — `final_disposition`, `disposition_date`, `granted_claims[]`, `amendments_made`, `decision_source` (v1.1+) |
116
  | `provenance` | struct | Audit trail — `parser_version`, `source_file`, `manifest_sha256`, `validation_status`, `validation_notes[]` |
117
 
@@ -153,6 +175,31 @@ Jurisdictions whose source data doesn't expose ST.14 codes
153
  empty. Filter for `len(categories) > 0` to query only ST.14-
154
  exposed rows.
155
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
156
  ### Cross-citation index (v1.2+)
157
 
158
  A sibling partition `prior_art_index/<jurisdiction>/index.parquet`
@@ -192,6 +239,35 @@ keep the index sharded by which extractor produced it. To get a
192
  cross-jurisdiction view, union the partition or use the default
193
  config above which includes both.
194
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
195
  ### Rejection reason codes
196
 
197
  Canonical 3-letter codes consistent across jurisdictions:
@@ -229,25 +305,38 @@ etc.) without breaking the schema.
229
  `rejection_*` boolean columns + the citation rows + the ODP
230
  metadata combine into a `LayerATriple` per OA event
231
 
232
- ### EP slice (11 rows, new in v1.0.2)
233
 
234
- 1. **EP publications list** curated from Espacenet IPC searches
235
- (`G06F`, `H04L`, `A61K`), filing years 2014–2018
 
 
 
 
 
236
  2. **OPS published-data full-cycle** for biblio + claims
237
  (epodoc/docdb format, kind-suffix fallback for older
238
  publications)
239
  3. **OPS Register service** (`/rest-services/register/publication/
240
  epodoc/{pub}/biblio`) for search-report citations — these
241
  carry the WIPO ST.14 category codes, mapped to `severity` via
242
- the table above
 
243
  4. **Two-endpoint merge per publication**: full-cycle gives the
244
  bibliographic context; the Register service gives the
245
  `prior_art[]` list. Filtered to `@cited-phase == "search"` to
246
  keep the high-signal X/Y/A subset
247
  5. **Triple construction** — same `LayerATriple` shape as the US
248
  slice; `oa_type = "search_report"`, `outcome.final_disposition
249
- = "pending"` (EP grants land in a separate legal-status
250
- endpoint, planned for v1.1)
 
 
 
 
 
 
 
251
 
252
  ### Common steps (both slices)
253
 
@@ -267,19 +356,27 @@ The release runner is
267
 
268
  ## Known limitations
269
 
270
- - **Sample size**: 5 011 rows are a first cut. The full OARD has
271
- 4 M+ Office Actions; ramp-up to 50 K+ US rows in v1.1+ is
272
- planned. The EP slice is intentionally small (11 publications)
273
- to validate the OPS Register integration end-to-end before
274
- scaling.
 
 
 
 
 
275
  - **Sparse claim text**: The ODP search endpoint returns
276
  bibliographic metadata (title, applicant, IPC) but not full
277
  claim text. Some rows have `invention.claims = []` or
278
  placeholder markers; full claim extraction needs a separate
279
- ODP call (planned for v1.1).
280
- - **JP not yet shipped**: JP slice gated on INPIT bulk
281
- credential approval; see
282
- [docs/07-partnerships/inpit-bulk-data-application.md](https://github.com/masterleopold/parallax/blob/main/docs/07-partnerships/inpit-bulk-data-application.md).
 
 
 
283
  - **EP claim ranges**: The Register service embeds claim ranges
284
  in the citation's bibliographic text annotation (`[Y] 5,12`).
285
  v1.0.3+ extracts these into `prior_art[].claims_blocked`; legacy
@@ -289,13 +386,18 @@ The release runner is
289
  while v1.2+ rows carry `schema_version="1.2"` and populated
290
  `categories[]` (when the source supports ST.14). Filter on
291
  `schema_version` if you need a single-version partition.
 
 
 
292
  - **EP outcome field is conservative**: Without joining the OPS
293
  legal-status endpoint, `outcome.final_disposition` defaults to
294
- `pending` for EP rows. v1.1 will resolve to
295
- `granted` / `rejected` / `withdrawn`.
296
- - **US outcome field is conservative**: Without joining USPTO
297
- PEDS (Patent Examination Data System), the same defaulting
298
- applies on the US slice.
 
 
299
 
300
  ## Versioning
301
 
@@ -310,7 +412,7 @@ The HuggingFace dataset repo's git history is the canonical
310
  release ledger. To pin a specific version in your code:
311
 
312
  ```python
313
- ds = load_dataset("v13s/golden-fto-layer-a", revision="v1.1.20260617")
314
  ```
315
 
316
  ## Citation
@@ -324,7 +426,7 @@ If you use this dataset in academic work, please cite:
324
  Freedom-to-Operate Evaluation},
325
  year = 2026,
326
  publisher = {Hugging Face},
327
- version = {{1.1.20260617}},
328
  url = {https://huggingface.co/datasets/v13s/golden-fto-layer-a},
329
  note = {Curated under CC-BY-4.0; underlying patent
330
  data in the public domain}
@@ -339,10 +441,16 @@ If you use this dataset in academic work, please cite:
339
  - **Underlying patent documents**: public domain (USPTO).
340
  - **OARD source data**: public domain (USPTO Office of the Chief
341
  Economist).
 
 
 
 
 
 
342
 
343
  ## Contact
344
 
345
- - Curator: **Yoichiro Hara** (`taisei@vox.delivery`)
346
  - Org: [Vox](https://huggingface.co/v13s) (HF: `v13s`)
347
  - Source repo: <https://github.com/masterleopold/parallax>
348
  - Issues: <https://github.com/masterleopold/parallax/issues>
 
3
  - en
4
  license: cc-by-4.0
5
  size_categories:
6
+ - 1M<n<10M
7
  task_categories:
8
  - text-classification
9
  - feature-extraction
 
32
  data_files:
33
  - split: train
34
  path: "EP/jurisdiction=EP/filing_year=*/*.parquet"
35
+ - config_name: jp
36
+ data_files:
37
+ - split: train
38
+ path: "JP/jurisdiction=JP/filing_year=*/*.parquet"
39
  # v1.2 — sibling partition aggregating per-(ref_id, citing_jurisdiction)
40
  # citation counts. See "Cross-citation index" below.
41
  - config_name: prior_art_index
 
62
 
63
  ## TL;DR
64
 
65
+ - **5,807,285 rows** (v1.3.0): 5,000 US Office Actions (filing years
66
+ 2011–2017) + **850 EP search reports** (filing years 2014–2022,
67
+ IPC-stratified across 23 buckets) + **5,801,435 JP rejection-notice
68
+ triples** (filing years 2002–2019, labels only)
69
+ - **22 Parquet shards** in the cases partition, partitioned by
70
+ `jurisdiction × filing_year`, plus a `prior_art_index/<jurisdiction>/`
71
+ sibling partition (v1.2+) aggregating cross-citations
72
  - Schema: `(case_id, invention, examination, prior_art[], outcome,
73
  provenance)` — see [Schema](#schema) below
74
+ - v1.2 additions: `prior_art[].categories[]` for multi-category
75
+ ST.14 splits (`XY` → `["X","Y"]`) + `prior_art_index` sibling
76
+ partition for cross-citation aggregation
77
+ - v1.3 additions: `examination.legal_articles[]` carrying normalised
78
+ legal grounds, plus `prior_art[].severity_st14` / `severity_source`
79
+ providing per-reference WIPO ST.14 truth labels extracted from JPO
80
+ 拒絶理由通知書 prose (JP slice only)
81
+ - **Three jurisdictions live (US, EP, JP).** JP is the full 整理標準化
82
+ ISO lowering (filing years 2002–2019), 5,801,435 rejection-notice
83
+ triples. Per JPO 利用規約 第4条, JP rows publish **labels only**:
84
+ `examination.rejection_basis_text` is withheld (null), and only the
85
+ derived `severity_st14` + `legal_articles` are released. `severity_st14`
86
+ is present on the η-10-enriched apps; the rest carry the v1.2 `severity`
87
+ proxy (`severity_source="cited_type_proxy"`).
88
  - License: **CC-BY-4.0** on the curation; underlying patent
89
+ documents remain in the public domain — see the [License](#license)
90
+ section below
91
  - SHA-256 manifest at `MANIFEST.json` for byte-level
92
  reproducibility
93
 
 
96
  ```python
97
  from datasets import load_dataset
98
 
99
+ # Default config returns all three jurisdictions (5,807,285 rows).
100
  ds = load_dataset("v13s/golden-fto-layer-a", split="train")
101
+ print(len(ds)) # 5807285
102
 
103
  # Per-jurisdiction configs are also available.
104
  ds_us = load_dataset("v13s/golden-fto-layer-a", "us", split="train")
105
  ds_ep = load_dataset("v13s/golden-fto-layer-a", "ep", split="train")
106
+ ds_jp = load_dataset("v13s/golden-fto-layer-a", "jp", split="train")
107
+ print(len(ds_us), len(ds_ep), len(ds_jp)) # 5000, 850, 5801435
108
 
109
  row = ds[0]
110
  print(row["case_id"]) # e.g. "US-13004847-0"
 
127
  | Field | Type | Description |
128
  |---|---|---|
129
  | `case_id` | string | Stable id: `<jurisdiction>-<application_number>-<oa_seq>` |
130
+ | `schema_version` | string | Per-row schema version (`1.0` legacy / `1.2` post-2026-05-07 / `1.3` post-2026-06-04 with JP prose enrichment) |
131
+ | `jurisdiction` | string | `US`, `EP`, or `JP` (v1.3+) |
132
+ | `source_dataset` | string | `uspto_oard` (US rows), `epo_ops` (EP rows), or `jpo_bulk_iso_<YYYY>` (JP rows, v1.3+) |
133
  | `extracted_at` | timestamp[s, UTC] | When this row was emitted |
134
  | `invention` | struct | Application metadata — title, abstract, IPC/CPC codes, claims, applicant |
135
+ | `examination` | struct | OA event — `oa_date`, `oa_type` ∈ {rejection, allowance, search_report}, `rejection_reasons[]`, `examiner_id`, `rejection_basis_text` (v1.3+, JP only), `legal_articles[]` (v1.3+, JP only) |
136
+ | `prior_art` | list<struct> | Cited references — `ref_id`, `ref_type`, `source` (examiner/applicant), `rejection_basis`, `claims_blocked[]`, `severity`, `categories[]` (v1.2+), `severity_st14` (v1.3+), `severity_source` (v1.3+), `metadata` |
137
  | `outcome` | struct | Final disposition — `final_disposition`, `disposition_date`, `granted_claims[]`, `amendments_made`, `decision_source` (v1.1+) |
138
  | `provenance` | struct | Audit trail — `parser_version`, `source_file`, `manifest_sha256`, `validation_status`, `validation_notes[]` |
139
 
 
175
  empty. Filter for `len(categories) > 0` to query only ST.14-
176
  exposed rows.
177
 
178
+ **Query example — find multi-category citations** (citations
179
+ where the examiner cited the same document under both novelty
180
+ AND inventive-step grounds):
181
+
182
+ ```python
183
+ from datasets import load_dataset
184
+
185
+ ds_ep = load_dataset("v13s/golden-fto-layer-a", "ep", split="train")
186
+
187
+ multi_cat_rows = []
188
+ for row in ds_ep:
189
+ for ref in row["prior_art"]:
190
+ cats = set(ref["categories"])
191
+ if {"X", "Y"}.issubset(cats):
192
+ multi_cat_rows.append(
193
+ (row["case_id"], ref["ref_id"], ref["categories"])
194
+ )
195
+ print(f"{len(multi_cat_rows)} XY-cited references in EP slice")
196
+ # e.g. ("EP-3290023A1-0", "US10721059", ["X", "Y"])
197
+ ```
198
+
199
+ Without `categories[]` (v1.0.x consumers) you'd see `severity =
200
+ "novelty_destroying"` for every XY citation, indistinguishable
201
+ from a pure-X citation.
202
+
203
  ### Cross-citation index (v1.2+)
204
 
205
  A sibling partition `prior_art_index/<jurisdiction>/index.parquet`
 
239
  cross-jurisdiction view, union the partition or use the default
240
  config above which includes both.
241
 
242
+ ### JP prose enrichment (v1.3+)
243
+
244
+ JP rows carry two examination-side and two prior-art-side fields the
245
+ US and EP slices don't have, sourced from the JPO 特許情報取得API's
246
+ 拒絶理由通知書 endpoint and labelled by Claude Haiku 4.5:
247
+
248
+ | Field | Type | Description |
249
+ |---|---|---|
250
+ | `examination.rejection_basis_text` | string \| null | Prose body of the OA notice verbatim from `<jp:drafting-body>` (typically 1-3 KB). `null` for non-JP rows and for JP rows the enrichment pipeline hasn't reached yet |
251
+ | `examination.legal_articles` | list<string> | Article numbers cited as grounds for the rejection, normalised to halfwidth (`"第29条第1項"`, `"第29条の2"`). Empty for non-JP rows |
252
+ | `prior_art[].severity_st14` | string \| null | Per-reference WIPO ST.14 category (`X`, `Y`, `A`, `E`, `O`, `P`, `T`, `L`) extracted from the prose. `null` when prose enrichment isn't available — consumers should fall back to the v1.2 `severity` proxy |
253
+ | `prior_art[].severity_source` | string | `"cited_type_proxy"` (v1.2 derivation from cited_type, the default) or `"prose_extracted"` (Haiku 4.5 over the drafting-body prose). Lets consumers distinguish enriched rows from proxy rows even when `severity_st14` happens to be null |
254
+
255
+ The proxy `severity` field stays populated on enriched rows for
256
+ backward compat. Query pattern:
257
+
258
+ ```python
259
+ ds_jp = load_dataset("v13s/golden-fto-layer-a", "jp", split="train")
260
+ for row in ds_jp:
261
+ for ref in row["prior_art"]:
262
+ truth = ref["severity_st14"] # WIPO ST.14, ground truth if present
263
+ if truth is None:
264
+ truth = ref["severity"] # v1.2 proxy fallback
265
+ ```
266
+
267
+ The enrichment pipeline runs against the JP slice incrementally
268
+ (JPO API quota gates the rate), so `severity_st14` rolls in
269
+ progressively across v1.3.x patch releases.
270
+
271
  ### Rejection reason codes
272
 
273
  Canonical 3-letter codes consistent across jurisdictions:
 
305
  `rejection_*` boolean columns + the citation rows + the ODP
306
  metadata combine into a `LayerATriple` per OA event
307
 
308
+ ### EP slice (850 rows, v1.0.2 → v1.3 expansion)
309
 
310
+ 1. **EP publications list** auto-curated via IPC-stratified OPS
311
+ `published-data/search` queries across 23 (IPC, year-range)
312
+ buckets covering G06F (16/17/21/40), H04L67, H04W4, G06Q30,
313
+ G06N (3/20), G06V20, A61K (9/39/47), B60W30, B60K35, G05D1,
314
+ G01S17, C07K16, C12N15 — filing years 2014–2020. Quality gate
315
+ keeps only candidates with ≥ 1 search-phase reg:citation and
316
+ ≥ 3 claim-text entries
317
  2. **OPS published-data full-cycle** for biblio + claims
318
  (epodoc/docdb format, kind-suffix fallback for older
319
  publications)
320
  3. **OPS Register service** (`/rest-services/register/publication/
321
  epodoc/{pub}/biblio`) for search-report citations — these
322
  carry the WIPO ST.14 category codes, mapped to `severity` via
323
+ the table above and the full multi-character string split
324
+ into `categories[]` (v1.2)
325
  4. **Two-endpoint merge per publication**: full-cycle gives the
326
  bibliographic context; the Register service gives the
327
  `prior_art[]` list. Filtered to `@cited-phase == "search"` to
328
  keep the high-signal X/Y/A subset
329
  5. **Triple construction** — same `LayerATriple` shape as the US
330
  slice; `oa_type = "search_report"`, `outcome.final_disposition
331
+ = "pending"` for EP rows (a separate legal-status enrichment
332
+ path resolves to `granted` / `lapsed_fee` / `withdrawn` in the
333
+ live Parallax agent's `priorArtReferences` table; the Layer A
334
+ public dataset keeps the conservative default)
335
+ 6. **Index reduction (v1.2)** — after the cases shards land, a
336
+ `build_index_for_staging` pass walks them once and writes the
337
+ `prior_art_index/EP/index.parquet` sibling partition with
338
+ per-(ref_id, citing_jurisdiction) `citation_count` +
339
+ `severity_distribution` aggregates
340
 
341
  ### Common steps (both slices)
342
 
 
356
 
357
  ## Known limitations
358
 
359
+ - **Sample size**: 5,807,285 rows. The full OARD has 4 M+ Office
360
+ Actions; ramp-up to 50 K+ US rows is planned. The EP slice grew
361
+ 11 850 (v1.0.2 v1.3) via IPC-stratified auto-curation; further
362
+ expansion gated on OPS `/claims` 413 attrition handling for
363
+ long-claim publications.
364
+ - **OPS `/claims` 413 attrition (EP curation)**: G06F16 / H04L67
365
+ publications with very long claim lists exceed OPS's
366
+ `/claims` payload size limit. The curation quality gate
367
+ currently drops these candidates rather than partial-fetching,
368
+ biasing the EP slice toward pharma/mechanical/control IPCs.
369
  - **Sparse claim text**: The ODP search endpoint returns
370
  bibliographic metadata (title, applicant, IPC) but not full
371
  claim text. Some rows have `invention.claims = []` or
372
  placeholder markers; full claim extraction needs a separate
373
+ ODP call (planned).
374
+ - **JP labels only**: Per JPO 利用規約 第4条,
375
+ `examination.rejection_basis_text` is withheld (null) in the public
376
+ release. Only the derived `severity_st14` + `legal_articles` fields
377
+ are published. `severity_st14` rolls in progressively as the η-10
378
+ enrichment pipeline processes apps; remaining rows carry the v1.2
379
+ `severity` proxy (`severity_source="cited_type_proxy"`).
380
  - **EP claim ranges**: The Register service embeds claim ranges
381
  in the citation's bibliographic text annotation (`[Y] 5,12`).
382
  v1.0.3+ extracts these into `prior_art[].claims_blocked`; legacy
 
386
  while v1.2+ rows carry `schema_version="1.2"` and populated
387
  `categories[]` (when the source supports ST.14). Filter on
388
  `schema_version` if you need a single-version partition.
389
+ - **US `prior_art_index` not yet populated**: The v1.2 sibling
390
+ index Parquet currently exists for EP only. US index lands on
391
+ the next US re-extract (next weekly cron, Wed 06:00 UTC).
392
  - **EP outcome field is conservative**: Without joining the OPS
393
  legal-status endpoint, `outcome.final_disposition` defaults to
394
+ `pending` for EP rows. The live Parallax agent resolves these
395
+ via a separate legal-status enrichment path; the public Layer
396
+ A dataset keeps the conservative default.
397
+ - **US outcome field is conservative**: HUPD-derived outcome
398
+ enrichment provides `granted` / `rejected` / `pending` for
399
+ ~99 % of US rows (filing 2011-2017); rows beyond HUPD coverage
400
+ default to `pending`.
401
 
402
  ## Versioning
403
 
 
412
  release ledger. To pin a specific version in your code:
413
 
414
  ```python
415
+ ds = load_dataset("v13s/golden-fto-layer-a", revision="v1.3.0")
416
  ```
417
 
418
  ## Citation
 
426
  Freedom-to-Operate Evaluation},
427
  year = 2026,
428
  publisher = {Hugging Face},
429
+ version = {{1.3.0}},
430
  url = {https://huggingface.co/datasets/v13s/golden-fto-layer-a},
431
  note = {Curated under CC-BY-4.0; underlying patent
432
  data in the public domain}
 
441
  - **Underlying patent documents**: public domain (USPTO).
442
  - **OARD source data**: public domain (USPTO Office of the Chief
443
  Economist).
444
+ - **JP slice (labels only)**: The JP corpus is derived from the JPO
445
+ 整理標準化 ISO bulk data. Per JPO 利用規約 第4条,
446
+ `examination.rejection_basis_text` is withheld (null) in this public
447
+ release. Only derived labels (`severity_st14`, `legal_articles`) are
448
+ distributed. Consumers redistributing JP rows MUST attribute
449
+ "特許庁" as the upstream source and link this dataset's card.
450
 
451
  ## Contact
452
 
453
+ - Curator: **Yoichiro Hara** (Co-Founder & CEO, Vox Technologies / Vox Japan株式会社) — `yo@vox.delivery`
454
  - Org: [Vox](https://huggingface.co/v13s) (HF: `v13s`)
455
  - Source repo: <https://github.com/masterleopold/parallax>
456
  - Issues: <https://github.com/masterleopold/parallax/issues>
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