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sha256:690b3f178600a1d34dffd7eb045a1fd70b748eb29a960414e3b0e603630bbafd +size 18054 diff --git a/parse/train/ByN7Yo05YX/ByN7Yo05YX.md b/parse/train/ByN7Yo05YX/ByN7Yo05YX.md new file mode 100644 index 0000000000000000000000000000000000000000..c9431828385e61f08f73145cde3c171be5c4c787 --- /dev/null +++ b/parse/train/ByN7Yo05YX/ByN7Yo05YX.md @@ -0,0 +1,394 @@ +# ADAPTIVE NEURAL TREES + +Anonymous authors Paper under double-blind review + +# ABSTRACT + +Deep neural networks and decision trees operate on largely separate paradigms; typically, the former performs representation learning with pre-specified architectures, while the latter is characterised by learning hierarchies over pre-specified features with data-driven architectures. We unite the two via adaptive neural trees (ANTs), a model that incorporates representation learning into edges, routing functions and leaf nodes of a decision tree, along with a backpropagation-based training algorithm that adaptively grows the architecture from primitive modules (e.g., convolutional layers). ANTs allow increased interpretability via hierarchical clustering, e.g., learning meaningful class associations, such as separating natural vs. man-made objects. We demonstrate this on classification and regression tasks, achieving over $9 9 \%$ and $90 \%$ accuracy on the MNIST and CIFAR-10 datasets, and outperforming standard neural networks, random forests and gradient boosted trees on the SARCOS dataset. Furthermore, ANT optimisation naturally adapts the architecture to the size and complexity of the training data. + +# 1 INTRODUCTION + +Neural networks (NNs) and decision trees (DTs) are both powerful classes of machine learning models with proven successes in academic and commercial applications. The two approaches, however, typically come with mutually exclusive benefits and limitations. + +NNs are characterised by learning hierarchical representations of data through the composition of nonlinear transformations (Zeiler & Fergus, 2014; Bengio, 2013), which has alleviated the need for feature engineering, in contrast with many other machine learning models. In addition, NNs are trained with stochastic optimisers, such as stochastic gradient descent (SGD), allowing training to scale to large datasets. Consequently, with modern hardware, we can train NNs of many layers on large datasets, solving numerous problems ranging from object detection to speech recognition with unprecedented accuracy (LeCun et al., 2015). However, their architectures typically need to be designed by hand and fixed per task or dataset, requiring domain expertise (Zoph & Le, 2017). Inference can also be heavy-weight for large models, as each sample engages every part of the network, i.e., increasing capacity causes a proportional increase in computation (Bengio et al., 2013). + +Alternatively, DTs are characterised by learning hierarchical clusters of data (Criminisi & Shotton, 2013). A DT learns how to split the input space, so that in each subset, linear models suffice to explain the data. In contrast to standard NNs, the architectures of DTs are optimised based on training data, and are particularly advantageous in data-scarce scenarios. DTs also enjoy lightweight inference as only a single root-to-leaf path on the tree is used for each input sample. However, successful applications of DTs often require hand-engineered features of data. We can ascribe the limited expressivity of single DTs to the common use of simplistic routing functions, such as splitting on axis-aligned features. The loss function for optimising hard partitioning is non-differentiable, which hinders the use of gradient descent-based optimization and thus complex splitting functions. Current techniques for increasing capacity include ensemble methods such as random forests (RFs) (Breiman, 2001) and gradient-boosted trees (GBTs) (Friedman, 2001), which are known to achieve state-of-the-art performance in various tasks, including medical imaging and financial forecasting (Sandulescu & Chiru, 2016; Kaggle.com, 2017; Le Folgoc et al., 2016; Volkovs et al., 2017). + +The goal of this work is to combine NNs and DTs to gain the complementary benefits of both approaches. To this end, we propose adaptive neural trees (ANTs), which generalise previous work that attempted the same unification (Suarez & Lutsko, 1999; ´ ˙Irsoy et al., 2012; Laptev & Buhmann, + +2014; Rota Bulo & Kontschieder, 2014; Kontschieder et al., 2015; Frosst & Hinton, 2017; Xiao, 2017) and address their limitations (see Tab. 1). ANTs represent routing decisions and root-to-leaf computational paths within the tree structures as NNs, which lets them benefit from hierarchical representation learning, rather than being restricted to partitioning the raw data space. In addition, we propose a backpropagation-based training algorithm to grow ANTs based on a series of decisions between making the ANT deeper—the central NN paradigm—or partitioning the data—the central DT paradigm (see Fig. 1 (Right)). This allows the architectures of ANTs to adapt to the data available. By our design, ANTs inherit the following desirable properties from both DTs and NNs: + +• Representation learning: as each root-to-leaf path in an ANT is a NN, features can be learnt end-to-end with gradient-based optimisation. This, in turn, allows for learning complex data partitioning. The training algorithm is also amenable to SGD. • Architecture learning: by progressively growing ANTs, the architecture adapts to the availability and complexity of data, embodying Occams razor. The growth procedure can be viewed as architecture search with a hard constraint over the model class. Lightweight inference: at inference time, ANTs perform conditional computation, selecting a single root-to-leaf path on the tree on a per-sample basis, activating only a subset of the parameters of the model. + +We empirically validate these benefits for classification and regression through experiments on the MNIST (LeCun et al., 1998), CIFAR-10 (Krizhevsky & Hinton, 2009) and SARCOS (Vijayakumar & Schaal, 2000) datasets. Along with other forms of neural networks, ANTs far outperform state-of-the-art random forest (RF) (Zhou & Feng, 2017) and gradient boosted tree (GBT) (Ponomareva et al., 2017) methods on the image-based classification datasets, with architectures achieving over $9 9 \%$ accuracy on MNIST and over $90 \%$ accuracy on CIFAR-10. On the other hand, the best performing methods on the SARCOS multivariate regression dataset are all tree-based, with soft decision trees (SDTs) (Suarez & Lutsko, 1999; Jordan & Jacobs, 1994), GBTs (Friedman, 2001) ´ and ANTs achieving the lowest mean squared error. At the same time, ANTs can learn meaningful hierarchical partitionings of data, e.g., grouping man-made and natural objects (see Fig. 2). ANTs also have reduced time and memory requirements during inference, conferred by conditional computation. In one case, we discover an architecture that achieves over $9 8 \%$ accuracy on MNIST using approximately the same number of parameters as a linear classifier on raw image pixels, showing the benefits of modelling a hierarchical structure that reflects the underlying data structure in enhancing both computational and predictive performance. Finally, we demonstrate the benefits of architecture learning by training ANTs on subsets of CIFAR-10 of varying sizes. The method can construct architectures of adequate size, leading to better generalisation, particularly on small datasets. + +# 2 RELATED WORK + +Our work is primarily related to research into combining DTs and NNs to benefit from the power of representation learning. Here we explain how ANTs subsumes a large body of such prior work as specific cases and address their limitations. We include additional reviews of work in conditional computation and neural architecture search in Sec. B in the supplementary material. + +The very first SDT introduced in (Suarez & Lutsko, 1999) is a specific case where in our terminology ´ the routers are axis-aligned features, the transformers are identity functions, and the routers are static distributions over classes or linear functions. The hierarchical mixture of experts (HMEs) proposed by (Jordan & Jacobs, 1994) is a variant of SDTs whose routers are linear classifiers and the tree structure is fixed. More modern SDTs in (Rota Bulo & Kontschieder, 2014; Laptev & Buhmann, 2014; Frosst & Hinton, 2017) used multilayer perceptrons (MLPs) or convolutional layers in the routers to learn more complex partitionings of the input space. However, the simplicity of identity transformers used in these methods means that input data is never transformed and thus each path on the tree does not perform representation learning, limiting their performance. + +More recent work suggested that integrating non-linear transformations of data into DTs would enhance model performance. The neural decision forest (NDF) (Kontschieder et al., 2015), which held cutting-edge performance on ImageNet (Deng et al., 2009) in 2015, is an ensemble of DTs, each of which is also an instance of ANTs where the whole GoogLeNet architecture (Szegedy et al., 2015) (except for the last linear layer) is used as the root transformer, prior to learning tree-structured classifiers with linear routers. Xiao (2017) employed a similar approach with a MLP at the root transformer, and is optimised to minimise a differentiable information gain loss. The conditional network proposed in (Ioannou et al., 2016) sparsified CNN architectures by distributing computations on hierarchical structures based on directed acyclic graphs with MLP-based routers, and designed models with the same accuracy with reduced compute cost and number of parameters. However, in all cases, the model architectures are pre-specified and fixed. + +Table 1: Comparison of tree-structured NNs. The first column denotes if each path on the tree is a NN, and the second column denotes if the routers learn features from data. The last column indicates if the method grows an architecture, or uses a pre-specified one. + +
MethodFeature learning? PathRoutersGrown?
SDT (Suarez&Lutsko,1999) SDT2/HME (Jordan & Jacobs,1994) SDT 3 (Irsoy et al.,2012) SDT 4 (Frosst & Hinton,2017) BT (Irsoy et al., 2014) Conv DT (Laptev & Buhmann,2014) NDT (Rota Bulo & Kontschieder,2014) NDT 2 (Xiao,2017)xxxxxxx/νXx/xνx/xxxν
+ +In contrast, ANTs satisfy all criteria in Tab. 1; they provide a general framework for learning treestructured models with the capacity of representation learning along each path and within routing functions, and a mechanism for learning its architecture. + +Architecture growth is a key facet of DTs (Criminisi & Shotton, 2013), and typically performed in a greedy fashion with a termination criteria based on validation set error (Suarez & Lutsko, 1999; ´ ˙Irsoy et al., 2012). Here we review previous attempts to improve upon this greedy growth strategy in the DT literature. Decision jungles (Shotton et al., 2013) employ a training mechanism to merge partitioned input spaces between different sub-trees, and thus to rectify suboptimal “splits” made due to the locality of optimisation. ˙Irsoy et al. (2014) proposes budding trees, which are grown and pruned incrementally based on global optimisation of all existing nodes. While our proposed training algorithm, for simplicity, grows the architecture by greedily choosing the best option between going deeper and splitting the input space (see Fig. 1), it is certainly amenable to the above advances. + +Another related strand of work for feature learning is cascaded forests—stacks of RFs where the outputs of intermediate models are fed into the subsequent ones (Montillo et al., 2011; Kontschieder et al., 2013; Zhou & Feng, 2017). It has been shown how a cascade of DTs can be mapped to NNs with sparse connections (Sethi, 1990), and more recently Richmond et al. (2015) extended this argument to RFs. However, the features obtained in this approach are the intermediate outputs of respective component models, which are not optimised for the target task, and cannot be learned end-to-end, thus limiting its representational quality. + +# 3 ADAPTIVE NEURAL TREES + +We now formalise the definition of Adaptive Neural Trees (ANTs), which are a form of DTs enhanced with deep, learned representations. We focus on supervised learning, where the aim is to learn the conditional distribution $p ( \mathbf { y } \vert \mathbf { x } )$ from a set of $N$ labelled samples $( \mathbf { x } ^ { ( 1 ) } , \mathbf { y } ^ { ( 1 ) } ) , . . . , ( \mathbf { x } ^ { ( N ) } , \mathbf { y } ^ { ( N ) } ) \in \mathcal { X } \times \mathcal { Y }$ as training data. + +# 3.1 MODEL TOPOLOGY AND OPERATIONS + +In short, an ANT is a tree-structured model, characterized by a set of hierarchical partitions of the input space $\mathcal { X }$ , a series of nonlinear transformations, and separate predictive models in the respective component regions. More formally, we define an ANT as a pair $( \mathbb { T } , \mathbb { O } )$ where $\mathbb { T }$ defines the model topology, and $\mathbb { O }$ denotes the set of operations on it. + +We restrict the model topology $\mathbb { T }$ to be instances of binary trees, defined as a set of finite graphs where every node is either an internal node or a leaf, and is the child of exactly one parent node (apart from the parent-less root node). We define the topology of a tree as $\mathbb { T } : = \{ \mathcal { N } , \mathcal { E } \}$ where $\mathcal { N }$ is the set of all nodes, and $\mathcal { E }$ is the set of edges between them. Nodes with no children are leaf nodes, $\mathcal { N } _ { l e a f }$ , and all others are internal nodes, $\mathcal { N } _ { i n t }$ . Every internal node $j \in \mathcal { N } _ { i n t }$ has exactly two children nodes, represented by $\operatorname { l e f t } ( j )$ and $\operatorname { r i g h t } ( j )$ . Unlike standard trees, $\mathcal { E }$ contains an edge which connects input data $\mathbf { x }$ with the root node, as shown in Fig.1 (Left). + +![](images/ef26e1e49a33b84c70c7de399d268fbb992c99e974b726b6675866c29091941b.jpg) +Figure 1: (Left). An example of an ANT architecture. Data is passed through transformers (black circles on edges), routers (white circles on internal nodes), and solvers (gray circles on leaf nodes). The red shaded path shows routing of $\mathbf { x }$ to reach leaf node 4. Input $\mathbf { x }$ undergoes a series of selected transformations $\mathbf { x } \to \mathbf { x } _ { 0 } ^ { \psi } : = t _ { 0 } ^ { \psi } ( \mathbf { x } ) \to \mathbf { x } _ { 1 } ^ { \psi } : = t _ { 1 } ^ { \psi } ( \mathbf { x } _ { 0 } ^ { \psi } ) \to \mathbf { x } _ { 4 } ^ { \psi } : = t _ { 4 } ^ { \psi } ( \mathbf { x } _ { 1 } ^ { \psi } )$ and the solver module yields the predictive distribution $p _ { 4 } ^ { \phi , \psi } ( \mathbf { y } ) : = s _ { 4 } ^ { \phi } ( \mathbf { x } _ { 4 } ^ { \psi } )$ . The probability of selecting this path is given by $\pi _ { 2 } ^ { \psi , \theta } ( \mathbf { x } ) : = r _ { 0 } ^ { \theta } ( \mathbf { x } _ { 0 } ^ { \psi } ) \cdot ( 1 - r _ { 1 } ^ { \theta } ( \mathbf { \bar { x } } _ { 1 } ^ { \psi } ) )$ . (Right). Three growth options at a given node: split data, deepen transform & keep. The small white circles on the edges denote identity transformers. + +Every node and edge is assigned with operations which acts on the allocated samples of data (Fig.1). Starting at the root, each sample gets transformed and traverses the tree according to the set of operations $\mathbb { O }$ . An ANT is constructed based on three primitive modules of differentiable operations: + +1. Routers, $\mathcal { R }$ : each internal node $j \in \mathcal { N } _ { i n t }$ holds a router module, $r _ { j } ^ { \pmb { \theta } } : \mathcal { X } _ { j } [ 0 , 1 ] \in \mathcal { R }$ , parametrised by $\pmb \theta$ , which sends samples from the incoming edge to either the left or right child. Here $\mathcal { X } _ { j }$ denotes the representation at node $j$ . We use stochastic routing, where the binary decision (1 for the left and 0 for the right branch) is sampled from Bernoulli distribution with mean $r _ { j } ^ { \pmb { \theta } } ( { \bf x } _ { j } )$ for input $\mathbf { x } _ { j } \in { \mathcal { X } } _ { j }$ . As an example, $r _ { j } ^ { \theta }$ can be defined as a small convolutional neural network (CNN). +2. Transformers, $\tau$ : every edge $e \in \mathcal { E }$ of the tree has one or a composition of multiple transformer module(s). Each transformer $t _ { e } ^ { \psi } \in \mathcal { T }$ is a nonlinear function, parametrised by $\psi$ , that transforms samples from the previous module and passes them to the next one. For example, $t _ { e } ^ { \psi }$ can be a single convolutional layer followed by ReLU (Nair & Hinton, 2010). Unlike in standard DTs, edges transform data and are allowed to “grow” by adding more operations (Sec. 4), learning “deeper” representations as needed. +3. Solvers, $s$ : each leaf node $l \in \mathcal { N } _ { l e a f }$ is assigned to a solver module, $s _ { l } ^ { \phi } : { \mathcal { X } } _ { l } \to { \mathcal { Y } } \in { \mathcal { S } }$ , parametrised by $\phi$ , which operates on the transformed input data and outputs an estimate for the conditional distribution $p ( \mathbf { y } \vert \mathbf { x } )$ . For classification tasks, we can define, for example, $s ^ { \phi }$ as a linear classifier on the feature space $\mathcal { X } _ { l }$ , which outputs a distribution over classes. + +Defining operations on the graph $\mathbb { T }$ amounts to a specification of the triplet $\mathbb { O } = ( \mathcal { R } , \tau , s )$ . For example, given image inputs, we would choose the operations of each module to be from the set of operations commonly used in CNNs (examples are given in Tab. 2). In this case, every computational path on the resultant ANT, as well as the set of routers that guide inputs to one of these paths, are given by CNNs. In Sec. 4, we discuss methods for constructing such tree-shaped NNs end-toend from simple building blocks. Lastly, many existing tree-structured models (Suarez & Lutsko, ´ 1999; ˙Irsoy et al., 2012; Laptev & Buhmann, 2014; Rota Bulo & Kontschieder, 2014; Kontschieder et al., 2015; Frosst & Hinton, 2017; Xiao, 2017) are instantiations of ANTs with limitations which we will address with our model (see Sec. 2 for a more detailed discussion). + +# 3.2 PROBABILISTIC MODEL AND INFERENCE + +An ANT $( \mathbb { T } , \mathbb { O } )$ models the conditional distribution $p ( \mathbf { y } \vert \mathbf { x } )$ as a HME (Jordan & Jacobs, 1994), each of which is defined as a NN and corresponds to a particular root-to-leaf path in the tree. The key difference with traditional HMEs is that the input is not only routed but also transformed within the tree hierarchy. Each input $\mathbf { x }$ stochastically traverses the tree based on decisions of routers and undergoes a sequence of selected transformations until it reaches a leaf node where the corresponding solver module predicts the label y. Supposing we have $L$ leaf nodes, the full predictive distribution is given by + +Table 2: Primitive module specification for ANTs. The $1 ^ { \mathrm { s t } }$ & $2 ^ { \mathrm { n d } }$ rows describe modules for MNIST and CIFAR-10. “conv5-40” denotes a 2D convolution with 40 kernels of spatial size $5 \times 5$ . “GAP”, “FC” and “LC” stand for global-average-pooling, fully connected layer and linear classifier, respectively. “Downsample Freq” denotes the frequency at which $2 \times 2$ max-pooling is applied. + +
ModelRouter, RTransformer,TSolver, SDownsample Freq.
ANT-MNIST-A1 × conv5-40+GAP+2×FC1 ×conv5-40LC1
ANT-MNIST-B1 × conv3-40 + GAP + 2×FC1 × conv3-40LC2
ANT-MNIST-C1 × conv5-5 + GAP + 2×FC1 × conv5-5LC2
ANT-CIFAR10-A2 × conv3-128+GAP+1×FC2 × conv3-128LC1
ANT-CIFAR10-B2 × conv3-96 + GAP + 1×FC2 × conv3-96LC1
ANT-CIFAR10-C2 × conv3-72 + GAP + 1×FC2 × conv3-72GAP + LC1
+ +$$ +p ( \mathbf { y } | \mathbf { x } , \psi , \phi , \pmb { \phi } ) = \sum _ { \mathbf { z } } p ( \mathbf { y } , \mathbf { z } | \mathbf { x } , \pmb { \theta } , \psi , \phi ) = \sum _ { l = 1 } ^ { L } \underbrace { p ( z _ { l } = 1 | \mathbf { x } , \pmb { \theta } , \psi ) } _ { \mathrm { L e a t - a s i g m e n t p r o b } , \ \pi _ { l } ^ { \theta } } \cdot \underbrace { p ( \mathbf { y } | \mathbf { x } , z _ { l } = 1 , \phi , \psi ) } _ { \mathrm { L e a f - s p e c i f i c } \mathrm { p r e d i c i o n } \ p _ { l } ^ { \phi , \psi } } , +$$ + +where describ $\textbf { z } \in \{ 0 , 1 \} ^ { L }$ is an of lea $L$ -dimensiona node (e.g. latent variable smeans that leaf ch that is used) $\textstyle \sum _ { l = 1 } ^ { L } z _ { l } \ = \ 1$ whichsum$z _ { l } ~ = ~ 1$ $l$ $\theta , \psi , \phi$ marise the parameters of router, transformer and solver modules in the tree. The mixing coefficient $\pi _ { l } ^ { \theta , \psi } ( \mathbf { x } ) : = p ( z _ { l } = 1 | \mathbf { x } , \psi , \pmb \theta )$ quantifies the probability that $\mathbf { x }$ is assigned to leaf $l$ and is given by a product of decision probabilities over all router modules on the unique path $\mathcal { P } _ { l }$ from the root to leaf node $l$ : + +$$ +\pi _ { l } ^ { \psi , \theta } ( \mathbf { x } ) = \prod _ { r _ { j } ^ { \theta } \in \mathcal { P } _ { l } } r _ { j } ^ { \theta } ( \mathbf { x } _ { j } ^ { \psi } ) ^ { \mathbb { 1 } _ { l \swarrow j } } \cdot \left( 1 - r _ { j } ^ { \theta } ( \mathbf { x } _ { j } ^ { \psi } ) \right) ^ { 1 - \mathbb { 1 } _ { l \swarrow j } } , +$$ + +where $l _ { \scriptscriptstyle { Y } } j$ is a binary relation and is only true if leaf $l$ is in the left subtree of internal node $j$ , and $\mathbf { x } _ { j } ^ { \psi }$ is the feature representation of $\mathbf { x }$ at node $j$ . Let $T _ { j } = \{ t _ { e _ { 1 } } ^ { \psi } , . . . , t _ { e _ { n } } ^ { \psi } \}$ denote the ordered set of the $n$ transformer modules on the path from the root to node $j$ , then the feature vector $\mathbf { x } _ { j } ^ { \psi }$ is given by + +$$ +\mathbf { x } _ { j } ^ { \psi } : = \left( t _ { e _ { n } } ^ { \psi } \circ \ldots \circ t _ { e _ { 2 } } ^ { \psi } \circ t _ { e _ { 1 } } ^ { \psi } \right) ( \mathbf { x } ) . +$$ + +On the other hand, the leaf-specific conditional distribution $p _ { l } ^ { \phi , \psi } ( \mathbf { y } ) : = p ( \mathbf { y } | \mathbf { x } , z _ { l } = 1 , \phi , \psi )$ in eq. equation 1 yielsolver’s output for the distribution over target . $\mathbf { y }$ for leaf node $l$ and is given by its $s _ { l } ^ { \phi } ( \mathbf { x } _ { \mathrm { p a r e n t } ( l ) } ^ { \psi } )$ + +We consider two schemes of inference, based on a trade-off between accuracy and computation. Firstly, the full predictive distribution given in eq. equation 1 is used as the estimate for the target conditional distribution $p ( \mathbf { y } \vert \mathbf { x } )$ . However, averaging the distributions over all the leaves, weighted by their respective path probabilities, involves computing all operations at all nodes and edges of the tree, which makes inference expensive for a large ANT. We therefore consider a second scheme which uses the predictive distribution at the leaf node chosen by greedily traversing the tree in the directions of highest confidence of the routers. This approximation constrains computations to a single path, allowing for more memory- and time-efficient inference. + +# 4 OPTIMISATION + +Training of an ANT proceeds in two stages: 1) growth phase during which the model architecture is learned based on local optimisation, and 2) refinement phase which further tunes the parameters of the model discovered in the first phase based on global optimisation. We include pseudocode for the joint training algorithm in Sec. A in the supplementary material. + +# 4.1 LOSS FUNCTION: OPTIMISING PARAMETERS FOR FIXED ARCHITECTUR + +For both phases, we use thminimise, which is given by $\begin{array} { r } { - \log p ( \mathbf { Y } | \mathbf { X } , \theta , \psi , \phi ) = - \sum _ { n = 1 } ^ { N } \log \left( \sum _ { l = 1 } ^ { L } \pi _ { l } ^ { \theta , \psi } ( \mathbf { x } ^ { ( n ) } ) p _ { l } ^ { \phi , \psi } ( \mathbf { y } ^ { ( n ) } ) \right) } \end{array}$ where $\mathbf { X } \ = \ \{ \mathbf { x } ^ { ( 1 ) } , . . . , \mathbf { x } ^ { ( N ) } \}$ , $\mathbf { Y } ~ = ~ \{ \mathbf { y } ^ { ( 1 ) } , . . . , \mathbf { y } ^ { ( N ) } \}$ denote the training inputs and targets. As all component modules (routers, transformers and solvers) are differentiable with respect to their parameters $\Theta = ( \theta , \psi , \phi )$ , we can use gradient-based optimisation. Given an ANT with fixed topology $\mathbb { T }$ , we use backpropagation (Rumelhart et al., 1986) for gradient computation and use gradient descent to minimise the NLL for learning the parameters. + +# 4.2 GROWTH PHASE: LEARNING ARCHITECTURE $\mathbb { T }$ + +We next describe our proposed method for growing the tree $\mathbb { T }$ to an architecture of adequate complexity for the availability of training data. Starting from the root, we choose one of the leaf nodes in breadth-first order and incrementally modify the architecture by adding extra computational modules to it. In particular, we evaluate 3 choices (Fig. 1 (Right)) at each leaf node; (1).“split data” extends the current model by splitting the node with an addition of a new router; (2) “deepen transform” increases the depth of the incoming edge by adding a new transformer; (3) “keep” retains the current model. We then locally optimise the parameters of the newly added modules in the architectures of (1) and (2) by minimising NLL via gradient descent, while fixing the parameters of the previous part of the computational graph. Lastly, we select the model with the lowest validation NLL if it improves on the previously observed lowest NLL, otherwise we execute (3) and keep the original model. This process is repeated to all new nodes level-by-level until no more “split data” or “deepen transform” operations pass the validation test. + +The rationale for evaluating the two choices is to the give the model a freedom to choose the most effective option between “going deeper” or splitting the data space. Splitting a node is equivalent to a soft partitioning of the feature space of incoming data, and gives birth to two new leaf nodes (left and right children solvers). In this case, the added transformer modules on the two branches are identity functions. Deepening an edge on the other hand does not change the number of leaf nodes, but instead seeks to learn richer representation via an extra nonlinear transformation, and replaces the old solver with a new one. + +Local optimisation saves time, memory and compute. Gradients only need to be computed for the parameters of the new peripheral parts of the architecture, reducing the amount of time and computation needed. Forward activations prior to the new parts do not need to be stored in memory, saving space. + +# 4.3 REFINEMENT PHASE: GLOBAL TUNING OF $\mathbb { O }$ + +Once the model topology is determined in the growth phase, we finish by performing global optimisation to refine the parameters of the model, now with a fixed architecture. This time, we perform gradient descent on the NLL with respect to the parameters of all modules in the graph, jointly optimising the hierarchical grouping of data to paths on the tree and the associated expert NNs. The refinement phase can correct suboptimal decisions made during the local optimisation of the growth phase, and empirically improves the generalisation error (see Sec. 5.3). + +# 5 EXPERIMENTS + +We evaluate ANTs using the MNIST (LeCun et al., 1998) and CIFAR-10 (Krizhevsky & Hinton, 2009) object classification datasets, and the SARCOS multivariate regression dataset (Vijayakumar & Schaal, 2000) (see Supp. Sec. H for regression and Supp. Sec. I for ensembling details). Here, we first show that ANTs learn hierarchical structures in the data, while still achieving favourable classification accuracies against relevant DT and NN models. Next, we examine the effects of refinement phase on ANTs, and show that it can automatically prune the tree. Finally, we demonstrate that our proposed training procedure adapts the model size appropriately under varying amounts of labelled data. All of our models are constructed using the PyTorch framework (Paszke et al., 2017). + +Table 3: Comparison of performance of different models on MNIST and CIFAR-10. The columns “Error (Full)” and “Error (Path)” indicate the classification error of predictions based on the full distribution and the single-path inference. The columns “Params. (Full)” and “Params. (Path)” respectively show the total number of parameters in the model and the average number of parameters utilised during single-path inference. “Ensemble Size” indicates the size of ensemble used to attain the reported accuracy. An entry of “–” indicates that no value was reported. Methods marked with † are from our implementations trained in the same experimental setup. \* indicates that the parameters are initialised with a pre-trained CNN. + +
Method Linear classifierError % (Full)Error % (Path)Params. (Full)Params. (Path)Ensemble Size
JSINNRandom Forests (Breiman, 2001) Compact Multi-Class Boosted Trees (Ponomareva et al., 2017) Alternating Decision Forest (Schulter et al., 2013) Neural Decision Tree (Xiao,2017) ANT-MNIST-C MLP with 2 hidden layers (Simard et al., 2003) LeNet-5† (LeCun et al.,1998)7.91 3.21N/A 3.217,840N/A 11 200
2.88 2.711 2.711 11100
2.10 1.621.68 N/A1 1,773,1301 502,170 7,95620 1
39,670
1.40 0.821,275,200 431,0001 N/A 1 1
ANT-MNIST-AgcForest (Zhou & Feng,2017) ANT-MNIST-B Neural Decision Forest (Kontschieder et al., 2015)0.74 0.72N/A 0.74 0.731N/A 1500
0.70176,703 544,60050,653 463,1801 10
0.640.69100,59684,9351
CapsNet (Sabour et al., 2017)0.2518.2MN/A1
Compact Multi-ClassBoosted Trees (Ponomareva et al.,2017) Random Forests (Breiman,2001)52.31 50.171 50.171 11100
CEIPAII1gcForest (Zhou& Feng,2017)38.2238.22112000 500
1
MaxOut (Goodfellow et al., 2013) ANT-CIFAR10-C9.38 9.31N/A 9.346M 0.7MN/A 0.5M1 1
ANT-CIFAR10-B Network in Network (Lin et al.,2014)9.15 8.819.18 N/A0.9M 1M0.6M N/A1 1
All-CNN+(Springenberg et al.,2015) ANT-CIFAR10-A8.71N/A1.4MN/A1
ANT-CIFAR10-A*8.31 6.728.32 6.741.4M 1.3M1.0M 0.8M1
ResNet-110 (He et al., 2016)6.43N/A1.7MN/A1
DenseNet-BC (k=40) (Huang et al.,2017)3.46N/A25.6MN/A1 1
+ +# 5.1 PERFORMANCE ON IMAGE CLASSIFICATION + +We train ANTs with a range of primitive modules (Tab. 2) and compare against relevant DT and NN models (Tab. 3). In general, DT methods without feature learning, such as RFs (Breiman, 2001; Zhou & Feng, 2017) and GBTs (Ponomareva et al., 2017), perform poorly on complex image data (Krizhevsky & Hinton, 2009). In comparison with CNNs without shortcut connections (LeCun et al., 1998; Goodfellow et al., 2013; Lin et al., 2014; Springenberg et al., 2015), different ANTs balance between strong performance with comparable numbers of trainable parameters, and reasonable performance with a relatively small amount of parameters. At the other end of the spectrum, state-of-the-art NNs (Sabour et al., 2017; Huang et al., 2017) contain significantly more parameters. + +For simplicity, we define primitive modules based on three types of NN layers: convolutional, global-average-pooling (GAP) and fully-connected (FC). Solver modules are fixed as linear classifiers (LC) with a softmax output. Router modules are binary classifiers with a sigmoid output. All convolutional and FC layer are followed by ReLUs, except in the last layers of solvers and routers. We also apply $2 \times 2$ max-pooling to feature maps after every $d$ transformer modules where $d$ is the downsample frequency. We balance the number of parameters in the router and transformer modules to be of the same order of magnitude to avoid favouring either partitioning the data or learning more expressive features. We hold out $1 0 \%$ of training images as a validation set, on which the best performing model is selected. Full training details, including training times, are provided in the supplementary material. + +Two inference schemes: for each ANT, classification is performed in two ways: multi-path inference with the full predictive distribution (eq. equation 1), and single-path inference based on the greedily-selected leaf node (Sec. 3.2). We observed that with our training scheme the splitting probabilities in the routers tend to be very confident, being close to 0 or 1 (see histograms in blue in Fig. 2(b)). This means that single path inference gives a good approximation of the multi-path inference but is more efficient to compute. We show this holds empirically in Tab. 3, where the largest difference between Error (Full) and Error (Path) is $0 . 0 6 \%$ while number of parameters is reduced from Params (Full) to Params (Path) across all ANT models. + +Patience-based local optimisation: in the growth phase the parameters for the new modules are trained until convergence, as determined by patience-based early stopping on the validation set. We observe that very low or high patience levels result in new modules underfitting or overfitting locally, respectively, thus preventing meaningful further growth. We tuned this hyperparameter using the validation sets, and set the patience level to 5, which produced consistently good performance on both MNIST and CIFAR-10 datasets across different specifications of primitive modules. A quantitative evaluation is given in the supplementary (Sec. E). + +MNIST digit classification: we observe that ANT-MNIST-A outperforms state-of-the-art GBT (Ponomareva et al., 2017) and RF (Zhou & Feng, 2017) methods in accuracy. This performance is attained despite the use of a single tree, while RF methods operate with ensembles of classifiers (the size shown in Tab. 2). In particular, the NDF (Kontschieder et al., 2015) has a pre-specified architecture where LeNet-5 (LeCun et al., 1998) is used as the root transformer module, and 10 trees of fixed depth 5 are constructed from this base feature extractor. On the other hand, ANT-MNISTA is constructed in a data-driven manner from primitive modules, and displays an improvement over the NDF both in terms of accuracy and number of parameters. In addition, reducing the size of convolution kernels (ANT-MNIST-B) reduces the total number of parameters by $2 5 \%$ and the path-wise average by almost $4 0 \%$ while only increasing absolute error by $< 0 . 1 \%$ . + +We also compare against the LeNet-5 CNN (LeCun et al., 1998), comprised of the same types of operations used in our primitive modules (i.e. convolutional, max-pooling and FC layers). For a fair comparison, the network is trained with the same protocol as that of the ANT refinement phase, achieving an error rate of $0 . 8 2 \%$ (lower than the reported value of $0 . 8 7 \%$ ) on the test set. Both ANT-MNIST-A and ANT-MNIST-B attain better accuracy with a smaller number of parameters than LeNet-5. The current state-of-the-art, capsule networks (CapsNets) (Sabour et al., 2017), have more parameters than ANT-MNIST-A by almost two orders of magnitude.1 By ensembling ANTs we can reach similar performance $( 0 . 2 9 \%$ versus $0 . 2 5 \%$ ; see Tab. 9) with an order of magnitude less parameters (see Tab. 10). + +Lastly, we highlight the observation that ANT-MNIST-C, with the simplest primitive modules, achieves an error rate of $1 . 6 8 \%$ with single-path inference, which is significantly better than that of the linear classifier $( 7 . 9 1 \% )$ , while engaging almost the same number of parameters (7, 956 vs. 7, 840) on average. To isolate the benefit of convolutions, we took one of the root-to-path CNNs on ANT-MNIST-C and increased the number of kernels to adjust the number of parameters to the same value. We observe a higher error rate of $3 . 5 5 \%$ , which indicates that while convolutions are beneficial, data partitioning has additional benefits in improving accuracy. This result demonstrates the potential of ANT growth protocol for constructing performant models with lightweight inference. See Sec. G in the supplementary materials for the architecture of ANT-MNIST-C. + +CIFAR-10 object recognition: we see that variants of ANTs outperform the state-of-the-art DT method, gcForest (Zhou & Feng, 2017) by a large margin, achieving over $90 \%$ accuracy, demonstrating the benefit of representation learning in tree-structured models. Secondly, with fewer number of parameters in single-path inference, ANT-CIFAR-A achieves higher accuracy than CNN models without shortcut connections (Goodfellow et al., 2013; Lin et al., 2014; Springenberg et al., 2015) that held the state-of-the-art performance at the time of publication. With simpler primitive modules we learn more compact models (ANT-MNIST-B and -C) with a marginal compromise in accuracy. In addition, initialising the parameters of transformers and routers from a pre-trained single-path CNN further reduced the error rate of ANT-MNIST-A by $20 \%$ (see ANT-MNIST- $\mathbf { A } ^ { * }$ in Tab. 3), which indicates room for improvement in our proposed optimisation method. + +Shortcut connections (Fahlman & Lebiere, 1990) have recently lead to leaps in performance in deep CNNs (He et al., 2016; Huang et al., 2017). We observe that our best network, ANT-MNIST- $A ^ { * }$ , has a comparable error rate and half the parameter count (with single-path inference) to the bestperforming residual network, ResNet-110 (He et al., 2016). Densely connected networks leads to substantially better accuracy, but with an order of magnitude more parameters (Huang et al., 2017). We expect that shortcut connections could also improve ANT performance, and leave integrating them to future work. + +![](images/5f73aa9624e4814beed4d4eb917fb6338b459bb521c58052eba5994febfd81f2.jpg) +Figure 2: Visualisation of class distributions (red) and path probabilities (blue) at respective nodes of an example ANT (a) before and (b) after the refinement phase. (a) shows that the learned model captures an interpretable hierarchy, grouping semantically similar images on the same branches. (b) shows that the refinement phase polarises path probabilities, pruning a branch. + +Ablation study: we lastly compare the classification errors of different variants of ANTs in cases where the options for adding transformer or router modules are disabled (see Tab. 4). In this experiment, patience levels are tuned separately for respective models. In the first case, the resulting models are equivalent to SDTs (Suarez & Lutsko, 1999) or HMEs (Jordan & Jacobs, 1994) with lo- ´ cally grown architectures, while the second case is equivalent to standard CNNs, grown adaptively layer by layer. We observe that either ablation consistently leads to higher classification errors across different module configurations. + +Table 4: Ablation study to compare the effects of different components of ANTs on classification performance. “CNN” refers to the case where the ANT is grown without routers while “SDT/HME” refers to the case where transformer modules on the edges are disabled. + +
Module Spec.Error% (Full)Error % (Path)
ANT (default)CNN (no routers)SDT/HME (no transformers)ANT (default)CNN (no routers)SDT/HME
ANT-MNIST-A0.640.743.180.690.74(no transformers) 4.19
ANT-MNIST-B0.720.804.630.730.803.62
ANT-MNIST-C1.623.715.701.683.716.96
ANT-CIFAR10-A8.319.2939.298.329.2940.33
ANT-CIFAR10-B9.1511.0843.099.1811.0844.25
ANT-CIFAR10-C9.3111.6148.599.3411.6150.02
+ +# 5.2 INTERPRETABILITY + +The growth procedure of ANTs is capable of discovering hierarchical structures in the data that are useful to the end task. Learned hierarchies often display strong specialisation of paths to certain classes or categories of data on both the MNIST and CIFAR-10 datasets. Fig. 2 (a) displays an example with particularly “human-interpretable” partitions e.g. man-made versus natural objects, and road vehicles versus other types of vehicles. It should, however, be noted that human intuitions on relevant hierarchical structures do not necessarily equate to optimal representations, particularly as datasets may not necessarily have an underlying hierarchical structure, e.g., MNIST. Rather, what needs to be highlighted is the ability of ANTs to learn when to share or separate the representation of data to optimise end-task performance, which gives rise to automatically discovering such hierarchies. To further attest that the model learns a meaningful routing strategy, we also present the test accuracy of the predictions from the leaf node with the smallest reaching probability in Supp. Sec. F. We observe that using the least likely “expert” leads to a substantial drop in classification accuracy. In addition, we observe that most learned trees are unbalanced (see Supp. Sec. G for more examples). This property of adaptive computation is plausible since certain types of images may be easier to classify than others, as seen in prior work (Figurnov et al., 2017). + +# 5.3 EFFECT OF GLOBAL REFINEMENT + +We observe that global refinement phase improves the generalisation error. Fig. 3 (Right) shows the generalisation error of various ANT models on CIFAR-10, with vertical dotted lines indicating the epoch when the models enter the refinement phase. As we switch from optimising parts of the ANT in isolation to optimising all parameters, we shift the optimisation landscape, resulting in an initial drop in performance. However, they all consistently converge to higher test accuracy than the best value attained during the growth phase. This provides evidence that refinement phase remedies suboptimal decisions made during the locally-optimised growth phase. In many cases, we observed that global optimisation polarises the decision probability of routers, which occasionally leads to the effective “pruning” of some branches. For example, in the case of the tree shown in Fig. 2(b), we observe that the decision probability of routers are more concentrated near 0 or 1 after global refinement, and as a result, the empirical probability of visiting one of the leaf nodes, calculated over the validation set, reduces to $0 . 0 9 \%$ —meaning that the corresponding branch could be pruned without a negligible change in the network’s accuracy. The resultant model attains lower generalisation error, showing that the pruning has resolved a suboptimal partioning of data. We emphasise that this is a consequence of global fine-tuning, and does not involve additional algorithms that would be used to prune or compress standard NNs. + +![](images/2b41bf17c1b0c87505498f6d0cf9308fbf784c2ff7c940004188ffd7b01ccc80.jpg) +Figure 3: Using CIFAR-10, in (Left), we assess the performance of ANTs for varying amounts of training data. (Middle) The complexity of the grown ANTs increases with dataset size. (Right) Global refinement improves the generalisation; the dotted lines show the epochs at which the models enter the refinement phase. + +# 5.4 ADAPTIVE MODEL COMPLEXITY + +Overparametrised models, trained without regularization, are vulnerable to overfitting on small datasets. Here we assess the ability of our proposed ANT training method to adapt the model complexity to varying amounts of labelled data. We run classfication experiments on CIFAR-10 and train three variants of ANTs, the baseline All-CNN (Springenberg et al., 2015) and linear classifier on subsets of the dataset of sizes 50, 250, 500, 2.5k, 5k, 25k and $4 5 \mathrm { k }$ (the full training set). We choose All-CNN as the baseline as it reports the lowest error among the comparison targets and is the closest in terms of constituent operations (convolutional, GAP and FC layers). + +Fig.3 (Left) shows the corresponding test performances. The best model is picked based on the performance on the same validation set of 5k examples as before. As the dataset gets smaller, the margin between the test accuracy of the ANT models and All-CNN/linear classifier increases (up to $1 \bar { 3 } \%$ ). Fig. 3 (Middle) shows the model size of discovered ANTs as the dataset size varies. It can be observed that for different settings of primitive modules, the number of parameters generally increases as a function of the dataset size. All-CNN has a fixed number of parameters, consistently larger than the discovered ANTs, and suffers from overfitting, particularly on small datasets. The linear classifier, on the other hand, underfits to the data. Our method constructs models of adequate complexity, leading to better generalisation. This shows the added value of our tree-building algorithm over using models of fixed-size structures. + +# 6 CONCLUSION + +We introduced Adaptive Neural Trees (ANTs), a holistic way to marry the architecture learning, conditional computation and hierarchical clustering of decision trees (DTs) with the hierarchical representation learning and gradient descent optimization of deep neural networks (DNNs). Our proposed training algorithm optimises both the parameters and architectures of ANTs through progressive growth, tuning them to the size and complexity of the training dataset. Together, these properties make ANTs a generalisation of previous work attempting to unite NNs and DTs. 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Algorithm1ANT Optimisation
Initialise topology T and parameters O>T is set to a root node with one solver and one transformer
Optimise parameters in O via gradient descent on NLL Set the root node “suboptimal"Learning root classifier
while true do Freeze all parameters O Growth of T begins
Pick next“suboptimal"leaf node l ∈Nteaf in the breadth-first order
Add(1) router to l and train new parameters Split data
Add (2) transformer to the incoming edge of l and train new parametersDeepen transform
Add (1)or (2) permanently to T if validation error decreases,otherwise leaf is set to “optimal"
Add any new modules to O
if no “suboptimal’ leaves remain then
Break Unfreeze and train all parameters in O
+ +# B ADDITIONAL RELATED WORK + +The tree-structure of ANTs naturally performs conditional computation. We can also view the proposed tree-building algorithm as a form of neural architecture search. Here we provide surveys of these areas and their relations to ANTs. + +Conditional Computation: In NNs, computation of each sample engages every parameter of the model. In contrast, DTs route each sample to a single path, only activating a small fraction of the model. Bengio Bengio (2013) advocated for this notion of conditional computation to be integrated into NNs, and this has become a topic of growing interest. Rationales for using conditional computation ranges from attaining better capacity-to-computation ratio (Bengio et al., 2013; Davis & Arel, 2013; Bengio et al., 2015; Shazeer et al., 2017) to adapting the required computation to the difficulty of the input and task (Bengio et al., 2015; Almahairi et al., 2016; Teerapittayanon et al., 2016; Graves, 2016; Figurnov et al., 2017; Veit & Belongie, 2017). We view the growth procedure of ANTs as having a similar motivation with the latter—processing raw pixels is suboptimal for computer vision tasks, but we have no reason to believe that the hundreds of convolutional layers in current state-of-the-art architectures (He et al., 2016; Huang et al., 2017) are necessary either. Growing ANTs adapts the architecture complexity to the dataset as a whole, with routers determining the computation needed on a per-sample basis. + +Neural Architecture Search: The ANT growing procedure is related to the progressive growing of NNs (Fahlman & Lebiere, 1990; Hinton et al., 2006; Xiao et al., 2014; Chen et al., 2016; Srivastava et al., 2015; Lee et al., 2017; Cai et al., 2018; ˙Irsoy & Alpaydın, 2018), or more broadly, the field of neural architecture search (Zoph & Le, 2017; Brock et al., 2017; Cortes et al., 2017). This approach, mainly via greedy layerwise training, has historically been one solution to optimising NNs (Fahlman & Lebiere, 1990; Hinton et al., 2006). However, nowadays it is possible to train NNs in an end-toend fashion. One area which still uses progressive growing is lifelong learning, in which a model needs to adapt to new tasks while retaining performance on previous ones (Xiao et al., 2014; Lee et al., 2017). In particular, (Xiao et al., 2014) introduced a method that grows a tree-shaped network to accommodate new classes. However, their method never transforms the data before passing it to the children classifiers, and hence never benefit from the parent’s representations. + +Whilst we learn the architecture of an ANT in a greedy, layerwise fashion, several other methods search globally. Based on a variety of techniques, including evolutionary algorithms (Stanley & Miikkulainen, 2002; Real et al., 2017), reinforcement learning (Zoph & Le, 2017), sequential optimisation (Liu et al., 2017) and boosting (Cortes et al., 2017), these methods find extremely high-performance yet complex architectures. In our case, we constrain the search space to simple tree-structured NNs, retaining desirable properties of DTs such as data-dependent computation and interpretable structures, while keeping the space and time requirement of architecture search tractable thanks to the locality of our growth procedure. + +# C TRAINING DETAILS + +We perform our experiments on the MNIST digit classification task (LeCun et al., 1998) and CIFAR10 object recognition task (Krizhevsky & Hinton, 2009). The MNIST dataset consists of 60, 000 training and $1 0 , 0 0 0$ testing examples, all of which are $2 8 \times 2 8$ grayscale images of digits from 0 to 9 (10 classes). The dataset is preprocessed by subtracting the mean, but no data augmentation is used. The CIFAR-10 dataset consists of 50, 000 training and 10, 000 testing examples, all of which are $3 2 \times 3 2$ coloured natural images drawn from 10 classes. We adopt an augmentation scheme widely used in the literature (Goodfellow et al., 2013; Lin et al., 2014; Springenberg et al., 2015; He et al., 2016; Huang et al., 2017) where images are zero-padded with 4 pixels on each side, randomly cropped and horizontally mirrored. + +For both datasets, we hold out $1 0 \%$ of training images as a validation set. The best model is selected based on the validation accuracy over the course of ANT training, spanning both the growth phase and the refinement phase, and its accuracy on the testing set is reported. The hyperparameters are also selected based on the validation performance alone. + +Both the growth and refinement phase of ANTs takes up to 2 hours on a single Titan X GPU on both datasets. For all the experiments in this paper, we employ the following training protocol: (1) optimize parameters using Adam (Kingma & Ba, 2014) with initial learning rate of $\bar { 1 0 } ^ { - 3 }$ and $\beta = \left. 0 . 9 , 0 . 9 \bar { 9 } 9 \right.$ , with minibatches of size 512; (2) during the growth phase, employ early stopping with a patience of 5, that is, training is stopped after 5 epochs of no progress on the validation set; (3) during the refinement phase, train for 100 epochs for MNIST and 200 epochs for CIFAR-10, decreasing the learning rate by a factor of 10 at every multiple of 50. + +# D TRAINING TIMES + +Tab. 5 summarises the time taken on a single Titan X GPU for the growth phase and refinement phase of various ANTs, and compares against the training time of All-CNN (Springenberg et al., 2015). Local optimisation during the growth phase means that the gradient computation is constrained to the newly added component of the graph, allowing us to grow a good candidate model under 2 hours on a single GPU. + +Table 5: Training time comparison. Time and number of epochs taken for the growth and refinement phase are shown. along with the time required to train the baseline, All-CNN (Springenberg et al., 2015). + +
GrowthFine-tune
ModelTimeEpochsTimeEpochs
All-CNN (baseline)11.1 (hr)200
ANT-CIFAR10-A1.3 (hr)2361.5 (hr)200
ANT-CIFAR10-B0.8 (hr)3130.9 (hr)200
ANT-CIFAR10-C0.7 (hr)2850.8 (hr)200
+ +# E EFFECT OF TRAINING STEPS IN THE GROWTH PHASE + +Fig. 4 compares the validation accuracies of the same ANT-CIFAR-C model trained on the CIFAR10 dataset with varying levels of patience during early stopping in the growth phase. A higher patience level corresponds to more training epochs for optimising new modules in the growth phase. When the patience level is 1, the architecture growth terminates prematurely and plateaus at low accuracy at $8 0 \%$ . On the other hand, a patience level of 15 causes the model to overfit locally with $8 7 \%$ . In between these, the patience level of 5 gives the best results with $9 1 \%$ validation accuracy. + +![](images/a6b011020294e104985662cadd4469377654decfc86eb471a62df8438c7df5d7.jpg) +Figure 4: Effect of patience level on the validation accuracy trajectory during training. Each curve shows the validation accuracy on CIFAR-10 dataset. + +# F EXPERT SPECIALISATION + +We investigate if the learned routing strategy is meaningful by comparing the classification accuracy of our default path-wise inference against that of the predictions from the leaf node with the smallest reaching probability. Tab. 6 shows that using the least likely “expert” leads to a substantial drop in classification accuracy, down to close to that of random guess or even worse for large trees (ANTMNIST-C and ANT-CIFAR10-C). This demonstrates that ANTs have the capability to split the input space in a meaningful way. + +Table 6: Comparison of classification performance between the default single-path inference scheme and the prediction based on the least likely expert. between the + +
Module Spec.Error % (Selected path)Error % (Least likely path)
ANT-MNIST-A0.6986.18
ANT-MNIST-B0.7381.98
ANT-MNIST-C1.6898.84
ANT-CIFAR10-A8.3274.28
ANT-CIFAR10-B9.1889.74
ANT-CIFAR10-C9.3497.52
+ +# G VISUALISATION OF DISCOVERED ARCHITECTURES + +Fig. 5 shows ANT architectures discovered on the MNIST (i-iii) and CIFAR-10 (iv-vi) datasets. We observe two notable trends. Firstly, most architectures learn a few levels of features before resorting to primarily splits. However, over half of the architectures (ii-v) still learn further representations beyond the first split. Secondly, all architectures are unbalanced. This reflects the fact that some groups of samples may be easier to classify than others. This property is reflected by traditional DT algorithms, but not “neural” tree-structured models that stick to pre-specified architectures (Laptev & Buhmann, 2014; Frosst & Hinton, 2017; Kontschieder et al., 2015; Ioannou et al., 2016). + +![](images/a44b1c13b231720ca156de3921f2a49897e33a396579c12c1594be2e078fe8ad.jpg) +Figure 5: Illustration of discovered ANT architectures. (i) ANT-MNIST-A, (ii) ANT-MNIST-B, (iii) ANT-MNIST-C, (iv) ANT-CIFAR10-A, (v) ANT-CIFAR10-B, (vi) ANT-CIFAR10-C. Histograms in red and blue show the class distributions and path probabilities at respective nodes. Small black circles on the edges represent transformers, circles in white at the internal nodes represent routers, and circles in gray are solvers. The small white circles on the edges denote specific cases where transformers are identity functions. + +# H MULTIVARIATE REGRESSION + +The ANT algorithm is general purpose, and can be applied to problems other than classification on image data. To demonstrate this, we also grow ANTs to perform (multivariate) regression on the SARCOS robot inverse dynamics dataset2, which consists of 44,484 training and 4,449 testing examples, where the goal is to map from the 21-dimensional input space (7 joint positions, 7 joint velocities and 7 joint accelerations) to the corresponding 7 joint torques (Vijayakumar & Schaal, 2000). No dataset preprocessing or augmentation is used. We hold out $10 \%$ of the training examples as a validation set. Baseline MLPs, routers and transformers are composed of single fully connected layers with 256 units with tanh nonlinearities, and the solver is a linear regressor. Other training details are the same as for classification (see Supp. Sec. C). All non-NN-based methods were trained using scikit-learn (Pedregosa et al., 2011); only single-output GBT models were available so 7 separate GBTs were trained. + +The results are shown in Tab. 7. ANT-SARCOS outperforms all other methods in mean squared error with the full set of parameters, with GBTs performing slightly better using single-path inference. In comparison with results on MNIST and CIFAR-10, we note that the top 3 performing methods are all tree-based, with the third best method being an SDT (with MLP routers). This highlights the power of splitting the input space and conditional computation, both of which standard NNs are not capable of. Meanwhile, we still reap the benefits of representation learning, as shown by both ANT-SARCOS and the SDT (which is a specific form of ANT) requiring fewer parameters than the best-performing GBT configuration. Finally, we note that deeper NNs (5 vs. 3 hidden layers) can overfit on this small dataset, which makes the adaptive growth procedure of tree-based methods ideal for finding a model that exhibits good generalisation. + +Table 7: Comparison of performance of different models on SARCOS. The columns “Error (Full)” and “Error (Path)” indicate the mean squared error of predictions based on the full distribution and the single-path inference. The columns “Params. (Full)” and “Params. (Path)” respectively show the total number of parameters in the model and the average number of parameters utilised during single-path inference. “Ensemble Size” indicates the size of ensemble used to attain the reported accuracy. Results from Zhao et al. (2017) are included as a reference value from prior work, but are not directly comparable as they hold out $30 \%$ of the training examples as a validation set. + +
MethodError Error Params. Params.EnsembleSize
(Full) (Path) (Full) (Path)
SHPRPSLinear regressionMLP with 2 hidden layers (Zhao et al.,2017)Decision treeMLP with 1 hidden layerGradient boosted treesMLP with 5 hidden layersRandom forestRandom forestMLP with 3 hidden layers10.693 N/A154 N/A
5.111 N/A31,804 N/A
11
3.708 3.708319,591 251
2.835 N/A7,431 N/A1
2.661 2.661391,324 2.0837×30
2.657 N/A270,599 N/A1
2.426 2.42640,436,840 4,791200
2.394 2.394141,540,436 16,771700
2.129 N/A139.015 N/A1
SDT (with MLP routers)Gradient boosted trees2.118 2.24628,045 10,1671
1.444 1.444988,256 6.8087 ×100
ANT-SARCOS1.384 1.542103,823 61,6401
+ +Ablation study: we compare the regression error of our ANT in cases where the options for adding transformer or router modules are disabled (see Tab. 8). In this experiment, patience levels are tuned separately for respective models. In the first case, the resulting models are equivalent to SDTs (Suarez & Lutsko, 1999) or HMEs (Jordan & Jacobs, 1994) with locally grown architectures, while´ the second case is equivalent to standard NNs, grown adaptively layer by layer. We observe that either ablation consistently leads to higher regression errors across different module configurations. + +Table 8: Ablation study to compare the effects of different components of ANTs on regression performance. “NN” refers to the case where the ANT is grown without routers while “SDT/HME” refers to the case where transformer modules on the edges are disabled. + +
Module Spec.Error (Full)Error (Path)
ANT (default)NN (no routers)SDT/HME (no transformers)ANTNNSDT/HME
ANT-SARCOS1.3842.5112.118(default) 1.542(no routers) 2.511(no transformers) 2.246
+ +2http://www.gaussianprocess.org/gpml/data/ + +# I ENSEMBLING + +As with traditional DTs (Breiman, 2001) and NNs (Hansen & Salamon, 1990), ANTs can be ensembled to gain improved performance. In Tab. 9 we show the results of ensembling 8 ANTs (using the “-A” configurations for classification), each of which is trained with a randomly chosen split between training and validation sets. We compare against the single tree models, trained with the default split as used in the training of models reported in Tab. 3 and Tab. 7. In all cases both the full and single-path inference performance is noticeably improved, and in MNIST we reach close to state-of-the-art performance ( $0 . 2 9 \%$ versus $0 . 2 5 \%$ (Sabour et al., 2017)) with significantly fewer parameters (851k versus $8 . 2 { \bf M }$ ; see Tab. 10 for ensemble and Tab. 3 for baseline parameter counts). + +Table 9: Comparison of prediction errors of a single ANT versus an ensemble of 8, with predictions averaged over all ANTs in the ensemble. + +
MNIST (Class Error %)CIFAR-10 (ClassError%)SARCOS(MSE)
Error (Full)Error (Path)Error (Full)Error (Path)Error (Full)Error (Path)
Single model0.640.698.318.321.3841.542
Ensemble0.290.307.767.791.2261.372
+ +Table 10: Parameter counts for a single ANT versus an ensemble of 8. + +
MNISTCIFAR-10SARCOS Params.(Path)
Params. (Full)Params.(Path)Params. (Full) Params.(Path)Params. (Full)
Single model100,59684,9351.4M1.0M103,823 61,640
Ensemble850,775655,4498.7M7.4M598,280 360,766
\ No newline at end of file diff --git a/parse/train/ByN7Yo05YX/ByN7Yo05YX_content_list.json b/parse/train/ByN7Yo05YX/ByN7Yo05YX_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..3c6a1ec6b0cc39765c90387fdea2212f9b89a965 --- /dev/null +++ b/parse/train/ByN7Yo05YX/ByN7Yo05YX_content_list.json @@ -0,0 +1,2152 @@ +[ + { + "type": "text", + "text": "ADAPTIVE NEURAL TREES ", + "text_level": 1, + "bbox": [ + 176, + 99, + 500, + 121 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Anonymous authors Paper under double-blind review ", + "bbox": [ + 183, + 145, + 398, + 172 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 210, + 544, + 224 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Deep neural networks and decision trees operate on largely separate paradigms; typically, the former performs representation learning with pre-specified architectures, while the latter is characterised by learning hierarchies over pre-specified features with data-driven architectures. We unite the two via adaptive neural trees (ANTs), a model that incorporates representation learning into edges, routing functions and leaf nodes of a decision tree, along with a backpropagation-based training algorithm that adaptively grows the architecture from primitive modules (e.g., convolutional layers). ANTs allow increased interpretability via hierarchical clustering, e.g., learning meaningful class associations, such as separating natural vs. man-made objects. We demonstrate this on classification and regression tasks, achieving over $9 9 \\%$ and $90 \\%$ accuracy on the MNIST and CIFAR-10 datasets, and outperforming standard neural networks, random forests and gradient boosted trees on the SARCOS dataset. Furthermore, ANT optimisation naturally adapts the architecture to the size and complexity of the training data. ", + "bbox": [ + 233, + 242, + 764, + 436 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 465, + 336, + 482 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Neural networks (NNs) and decision trees (DTs) are both powerful classes of machine learning models with proven successes in academic and commercial applications. The two approaches, however, typically come with mutually exclusive benefits and limitations. ", + "bbox": [ + 176, + 498, + 823, + 540 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "NNs are characterised by learning hierarchical representations of data through the composition of nonlinear transformations (Zeiler & Fergus, 2014; Bengio, 2013), which has alleviated the need for feature engineering, in contrast with many other machine learning models. In addition, NNs are trained with stochastic optimisers, such as stochastic gradient descent (SGD), allowing training to scale to large datasets. Consequently, with modern hardware, we can train NNs of many layers on large datasets, solving numerous problems ranging from object detection to speech recognition with unprecedented accuracy (LeCun et al., 2015). However, their architectures typically need to be designed by hand and fixed per task or dataset, requiring domain expertise (Zoph & Le, 2017). Inference can also be heavy-weight for large models, as each sample engages every part of the network, i.e., increasing capacity causes a proportional increase in computation (Bengio et al., 2013). ", + "bbox": [ + 174, + 547, + 825, + 688 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Alternatively, DTs are characterised by learning hierarchical clusters of data (Criminisi & Shotton, 2013). A DT learns how to split the input space, so that in each subset, linear models suffice to explain the data. In contrast to standard NNs, the architectures of DTs are optimised based on training data, and are particularly advantageous in data-scarce scenarios. DTs also enjoy lightweight inference as only a single root-to-leaf path on the tree is used for each input sample. However, successful applications of DTs often require hand-engineered features of data. We can ascribe the limited expressivity of single DTs to the common use of simplistic routing functions, such as splitting on axis-aligned features. The loss function for optimising hard partitioning is non-differentiable, which hinders the use of gradient descent-based optimization and thus complex splitting functions. Current techniques for increasing capacity include ensemble methods such as random forests (RFs) (Breiman, 2001) and gradient-boosted trees (GBTs) (Friedman, 2001), which are known to achieve state-of-the-art performance in various tasks, including medical imaging and financial forecasting (Sandulescu & Chiru, 2016; Kaggle.com, 2017; Le Folgoc et al., 2016; Volkovs et al., 2017). ", + "bbox": [ + 174, + 694, + 825, + 875 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The goal of this work is to combine NNs and DTs to gain the complementary benefits of both approaches. To this end, we propose adaptive neural trees (ANTs), which generalise previous work that attempted the same unification (Suarez & Lutsko, 1999; ´ ˙Irsoy et al., 2012; Laptev & Buhmann, ", + "bbox": [ + 176, + 882, + 823, + 922 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "2014; Rota Bulo & Kontschieder, 2014; Kontschieder et al., 2015; Frosst & Hinton, 2017; Xiao, 2017) and address their limitations (see Tab. 1). ANTs represent routing decisions and root-to-leaf computational paths within the tree structures as NNs, which lets them benefit from hierarchical representation learning, rather than being restricted to partitioning the raw data space. In addition, we propose a backpropagation-based training algorithm to grow ANTs based on a series of decisions between making the ANT deeper—the central NN paradigm—or partitioning the data—the central DT paradigm (see Fig. 1 (Right)). This allows the architectures of ANTs to adapt to the data available. By our design, ANTs inherit the following desirable properties from both DTs and NNs: ", + "bbox": [ + 174, + 103, + 825, + 215 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "• Representation learning: as each root-to-leaf path in an ANT is a NN, features can be learnt end-to-end with gradient-based optimisation. This, in turn, allows for learning complex data partitioning. The training algorithm is also amenable to SGD. • Architecture learning: by progressively growing ANTs, the architecture adapts to the availability and complexity of data, embodying Occams razor. The growth procedure can be viewed as architecture search with a hard constraint over the model class. Lightweight inference: at inference time, ANTs perform conditional computation, selecting a single root-to-leaf path on the tree on a per-sample basis, activating only a subset of the parameters of the model. ", + "bbox": [ + 215, + 227, + 825, + 361 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We empirically validate these benefits for classification and regression through experiments on the MNIST (LeCun et al., 1998), CIFAR-10 (Krizhevsky & Hinton, 2009) and SARCOS (Vijayakumar & Schaal, 2000) datasets. Along with other forms of neural networks, ANTs far outperform state-of-the-art random forest (RF) (Zhou & Feng, 2017) and gradient boosted tree (GBT) (Ponomareva et al., 2017) methods on the image-based classification datasets, with architectures achieving over $9 9 \\%$ accuracy on MNIST and over $90 \\%$ accuracy on CIFAR-10. On the other hand, the best performing methods on the SARCOS multivariate regression dataset are all tree-based, with soft decision trees (SDTs) (Suarez & Lutsko, 1999; Jordan & Jacobs, 1994), GBTs (Friedman, 2001) ´ and ANTs achieving the lowest mean squared error. At the same time, ANTs can learn meaningful hierarchical partitionings of data, e.g., grouping man-made and natural objects (see Fig. 2). ANTs also have reduced time and memory requirements during inference, conferred by conditional computation. In one case, we discover an architecture that achieves over $9 8 \\%$ accuracy on MNIST using approximately the same number of parameters as a linear classifier on raw image pixels, showing the benefits of modelling a hierarchical structure that reflects the underlying data structure in enhancing both computational and predictive performance. Finally, we demonstrate the benefits of architecture learning by training ANTs on subsets of CIFAR-10 of varying sizes. The method can construct architectures of adequate size, leading to better generalisation, particularly on small datasets. ", + "bbox": [ + 174, + 372, + 825, + 608 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 RELATED WORK ", + "text_level": 1, + "bbox": [ + 176, + 628, + 341, + 643 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Our work is primarily related to research into combining DTs and NNs to benefit from the power of representation learning. Here we explain how ANTs subsumes a large body of such prior work as specific cases and address their limitations. We include additional reviews of work in conditional computation and neural architecture search in Sec. B in the supplementary material. ", + "bbox": [ + 174, + 659, + 823, + 714 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The very first SDT introduced in (Suarez & Lutsko, 1999) is a specific case where in our terminology ´ the routers are axis-aligned features, the transformers are identity functions, and the routers are static distributions over classes or linear functions. The hierarchical mixture of experts (HMEs) proposed by (Jordan & Jacobs, 1994) is a variant of SDTs whose routers are linear classifiers and the tree structure is fixed. More modern SDTs in (Rota Bulo & Kontschieder, 2014; Laptev & Buhmann, 2014; Frosst & Hinton, 2017) used multilayer perceptrons (MLPs) or convolutional layers in the routers to learn more complex partitionings of the input space. However, the simplicity of identity transformers used in these methods means that input data is never transformed and thus each path on the tree does not perform representation learning, limiting their performance. ", + "bbox": [ + 174, + 722, + 825, + 847 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "More recent work suggested that integrating non-linear transformations of data into DTs would enhance model performance. The neural decision forest (NDF) (Kontschieder et al., 2015), which held cutting-edge performance on ImageNet (Deng et al., 2009) in 2015, is an ensemble of DTs, each of which is also an instance of ANTs where the whole GoogLeNet architecture (Szegedy et al., 2015) (except for the last linear layer) is used as the root transformer, prior to learning tree-structured classifiers with linear routers. Xiao (2017) employed a similar approach with a MLP at the root transformer, and is optimised to minimise a differentiable information gain loss. The conditional network proposed in (Ioannou et al., 2016) sparsified CNN architectures by distributing computations on hierarchical structures based on directed acyclic graphs with MLP-based routers, and designed models with the same accuracy with reduced compute cost and number of parameters. However, in all cases, the model architectures are pre-specified and fixed. ", + "bbox": [ + 174, + 854, + 823, + 924 + ], + "page_idx": 1 + }, + { + "type": "table", + "img_path": "images/49ebda481c59fb0009d9e5121762b334812416dd9c1a195b0f1bc7a512f43f36.jpg", + "table_caption": [ + "Table 1: Comparison of tree-structured NNs. The first column denotes if each path on the tree is a NN, and the second column denotes if the routers learn features from data. The last column indicates if the method grows an architecture, or uses a pre-specified one. " + ], + "table_footnote": [], + "table_body": "
MethodFeature learning? PathRoutersGrown?
SDT (Suarez&Lutsko,1999) SDT2/HME (Jordan & Jacobs,1994) SDT 3 (Irsoy et al.,2012) SDT 4 (Frosst & Hinton,2017) BT (Irsoy et al., 2014) Conv DT (Laptev & Buhmann,2014) NDT (Rota Bulo & Kontschieder,2014) NDT 2 (Xiao,2017)xxxxxxx/νXx/xνx/xxxν
", + "bbox": [ + 264, + 125, + 728, + 294 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 310, + 825, + 395 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In contrast, ANTs satisfy all criteria in Tab. 1; they provide a general framework for learning treestructured models with the capacity of representation learning along each path and within routing functions, and a mechanism for learning its architecture. ", + "bbox": [ + 176, + 401, + 820, + 444 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Architecture growth is a key facet of DTs (Criminisi & Shotton, 2013), and typically performed in a greedy fashion with a termination criteria based on validation set error (Suarez & Lutsko, 1999; ´ ˙Irsoy et al., 2012). Here we review previous attempts to improve upon this greedy growth strategy in the DT literature. Decision jungles (Shotton et al., 2013) employ a training mechanism to merge partitioned input spaces between different sub-trees, and thus to rectify suboptimal “splits” made due to the locality of optimisation. ˙Irsoy et al. (2014) proposes budding trees, which are grown and pruned incrementally based on global optimisation of all existing nodes. While our proposed training algorithm, for simplicity, grows the architecture by greedily choosing the best option between going deeper and splitting the input space (see Fig. 1), it is certainly amenable to the above advances. ", + "bbox": [ + 174, + 450, + 825, + 577 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Another related strand of work for feature learning is cascaded forests—stacks of RFs where the outputs of intermediate models are fed into the subsequent ones (Montillo et al., 2011; Kontschieder et al., 2013; Zhou & Feng, 2017). It has been shown how a cascade of DTs can be mapped to NNs with sparse connections (Sethi, 1990), and more recently Richmond et al. (2015) extended this argument to RFs. However, the features obtained in this approach are the intermediate outputs of respective component models, which are not optimised for the target task, and cannot be learned end-to-end, thus limiting its representational quality. ", + "bbox": [ + 174, + 583, + 825, + 681 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3 ADAPTIVE NEURAL TREES ", + "text_level": 1, + "bbox": [ + 176, + 700, + 429, + 717 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We now formalise the definition of Adaptive Neural Trees (ANTs), which are a form of DTs enhanced with deep, learned representations. We focus on supervised learning, where the aim is to learn the conditional distribution $p ( \\mathbf { y } \\vert \\mathbf { x } )$ from a set of $N$ labelled samples $( \\mathbf { x } ^ { ( 1 ) } , \\mathbf { y } ^ { ( 1 ) } ) , . . . , ( \\mathbf { x } ^ { ( N ) } , \\mathbf { y } ^ { ( N ) } ) \\in \\mathcal { X } \\times \\mathcal { Y }$ as training data. ", + "bbox": [ + 174, + 732, + 825, + 790 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3.1 MODEL TOPOLOGY AND OPERATIONS", + "text_level": 1, + "bbox": [ + 176, + 806, + 478, + 820 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In short, an ANT is a tree-structured model, characterized by a set of hierarchical partitions of the input space $\\mathcal { X }$ , a series of nonlinear transformations, and separate predictive models in the respective component regions. More formally, we define an ANT as a pair $( \\mathbb { T } , \\mathbb { O } )$ where $\\mathbb { T }$ defines the model topology, and $\\mathbb { O }$ denotes the set of operations on it. ", + "bbox": [ + 174, + 833, + 825, + 888 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We restrict the model topology $\\mathbb { T }$ to be instances of binary trees, defined as a set of finite graphs where every node is either an internal node or a leaf, and is the child of exactly one parent node (apart from the parent-less root node). We define the topology of a tree as $\\mathbb { T } : = \\{ \\mathcal { N } , \\mathcal { E } \\}$ where $\\mathcal { N }$ is the set of all nodes, and $\\mathcal { E }$ is the set of edges between them. Nodes with no children are leaf nodes, $\\mathcal { N } _ { l e a f }$ , and all others are internal nodes, $\\mathcal { N } _ { i n t }$ . Every internal node $j \\in \\mathcal { N } _ { i n t }$ has exactly two children nodes, represented by $\\operatorname { l e f t } ( j )$ and $\\operatorname { r i g h t } ( j )$ . Unlike standard trees, $\\mathcal { E }$ contains an edge which connects input data $\\mathbf { x }$ with the root node, as shown in Fig.1 (Left). ", + "bbox": [ + 174, + 895, + 821, + 924 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/ef26e1e49a33b84c70c7de399d268fbb992c99e974b726b6675866c29091941b.jpg", + "image_caption": [ + "Figure 1: (Left). An example of an ANT architecture. Data is passed through transformers (black circles on edges), routers (white circles on internal nodes), and solvers (gray circles on leaf nodes). The red shaded path shows routing of $\\mathbf { x }$ to reach leaf node 4. Input $\\mathbf { x }$ undergoes a series of selected transformations $\\mathbf { x } \\to \\mathbf { x } _ { 0 } ^ { \\psi } : = t _ { 0 } ^ { \\psi } ( \\mathbf { x } ) \\to \\mathbf { x } _ { 1 } ^ { \\psi } : = t _ { 1 } ^ { \\psi } ( \\mathbf { x } _ { 0 } ^ { \\psi } ) \\to \\mathbf { x } _ { 4 } ^ { \\psi } : = t _ { 4 } ^ { \\psi } ( \\mathbf { x } _ { 1 } ^ { \\psi } )$ and the solver module yields the predictive distribution $p _ { 4 } ^ { \\phi , \\psi } ( \\mathbf { y } ) : = s _ { 4 } ^ { \\phi } ( \\mathbf { x } _ { 4 } ^ { \\psi } )$ . The probability of selecting this path is given by $\\pi _ { 2 } ^ { \\psi , \\theta } ( \\mathbf { x } ) : = r _ { 0 } ^ { \\theta } ( \\mathbf { x } _ { 0 } ^ { \\psi } ) \\cdot ( 1 - r _ { 1 } ^ { \\theta } ( \\mathbf { \\bar { x } } _ { 1 } ^ { \\psi } ) )$ . (Right). Three growth options at a given node: split data, deepen transform & keep. The small white circles on the edges denote identity transformers. " + ], + "image_footnote": [], + "bbox": [ + 245, + 79, + 750, + 218 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 353, + 825, + 424 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Every node and edge is assigned with operations which acts on the allocated samples of data (Fig.1). Starting at the root, each sample gets transformed and traverses the tree according to the set of operations $\\mathbb { O }$ . An ANT is constructed based on three primitive modules of differentiable operations: ", + "bbox": [ + 176, + 430, + 825, + 473 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "1. Routers, $\\mathcal { R }$ : each internal node $j \\in \\mathcal { N } _ { i n t }$ holds a router module, $r _ { j } ^ { \\pmb { \\theta } } : \\mathcal { X } _ { j } [ 0 , 1 ] \\in \\mathcal { R }$ , parametrised by $\\pmb \\theta$ , which sends samples from the incoming edge to either the left or right child. Here $\\mathcal { X } _ { j }$ denotes the representation at node $j$ . We use stochastic routing, where the binary decision (1 for the left and 0 for the right branch) is sampled from Bernoulli distribution with mean $r _ { j } ^ { \\pmb { \\theta } } ( { \\bf x } _ { j } )$ for input $\\mathbf { x } _ { j } \\in { \\mathcal { X } } _ { j }$ . As an example, $r _ { j } ^ { \\theta }$ can be defined as a small convolutional neural network (CNN). \n2. Transformers, $\\tau$ : every edge $e \\in \\mathcal { E }$ of the tree has one or a composition of multiple transformer module(s). Each transformer $t _ { e } ^ { \\psi } \\in \\mathcal { T }$ is a nonlinear function, parametrised by $\\psi$ , that transforms samples from the previous module and passes them to the next one. For example, $t _ { e } ^ { \\psi }$ can be a single convolutional layer followed by ReLU (Nair & Hinton, 2010). Unlike in standard DTs, edges transform data and are allowed to “grow” by adding more operations (Sec. 4), learning “deeper” representations as needed. \n3. Solvers, $s$ : each leaf node $l \\in \\mathcal { N } _ { l e a f }$ is assigned to a solver module, $s _ { l } ^ { \\phi } : { \\mathcal { X } } _ { l } \\to { \\mathcal { Y } } \\in { \\mathcal { S } }$ , parametrised by $\\phi$ , which operates on the transformed input data and outputs an estimate for the conditional distribution $p ( \\mathbf { y } \\vert \\mathbf { x } )$ . For classification tasks, we can define, for example, $s ^ { \\phi }$ as a linear classifier on the feature space $\\mathcal { X } _ { l }$ , which outputs a distribution over classes. ", + "bbox": [ + 210, + 483, + 825, + 718 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Defining operations on the graph $\\mathbb { T }$ amounts to a specification of the triplet $\\mathbb { O } = ( \\mathcal { R } , \\tau , s )$ . For example, given image inputs, we would choose the operations of each module to be from the set of operations commonly used in CNNs (examples are given in Tab. 2). In this case, every computational path on the resultant ANT, as well as the set of routers that guide inputs to one of these paths, are given by CNNs. In Sec. 4, we discuss methods for constructing such tree-shaped NNs end-toend from simple building blocks. Lastly, many existing tree-structured models (Suarez & Lutsko, ´ 1999; ˙Irsoy et al., 2012; Laptev & Buhmann, 2014; Rota Bulo & Kontschieder, 2014; Kontschieder et al., 2015; Frosst & Hinton, 2017; Xiao, 2017) are instantiations of ANTs with limitations which we will address with our model (see Sec. 2 for a more detailed discussion). ", + "bbox": [ + 174, + 728, + 825, + 853 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.2 PROBABILISTIC MODEL AND INFERENCE ", + "text_level": 1, + "bbox": [ + 174, + 869, + 500, + 883 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "An ANT $( \\mathbb { T } , \\mathbb { O } )$ models the conditional distribution $p ( \\mathbf { y } \\vert \\mathbf { x } )$ as a HME (Jordan & Jacobs, 1994), each of which is defined as a NN and corresponds to a particular root-to-leaf path in the tree. The key difference with traditional HMEs is that the input is not only routed but also transformed within the tree hierarchy. Each input $\\mathbf { x }$ stochastically traverses the tree based on decisions of routers and undergoes a sequence of selected transformations until it reaches a leaf node where the corresponding solver module predicts the label y. Supposing we have $L$ leaf nodes, the full predictive distribution is given by ", + "bbox": [ + 176, + 895, + 823, + 924 + ], + "page_idx": 3 + }, + { + "type": "table", + "img_path": "images/0c5cc3dd4dc01110d49b3f5779c1b9e7f1f2b1f98e00bbde67e7176257bc2f59.jpg", + "table_caption": [ + "Table 2: Primitive module specification for ANTs. The $1 ^ { \\mathrm { s t } }$ & $2 ^ { \\mathrm { n d } }$ rows describe modules for MNIST and CIFAR-10. “conv5-40” denotes a 2D convolution with 40 kernels of spatial size $5 \\times 5$ . “GAP”, “FC” and “LC” stand for global-average-pooling, fully connected layer and linear classifier, respectively. “Downsample Freq” denotes the frequency at which $2 \\times 2$ max-pooling is applied. " + ], + "table_footnote": [], + "table_body": "
ModelRouter, RTransformer,TSolver, SDownsample Freq.
ANT-MNIST-A1 × conv5-40+GAP+2×FC1 ×conv5-40LC1
ANT-MNIST-B1 × conv3-40 + GAP + 2×FC1 × conv3-40LC2
ANT-MNIST-C1 × conv5-5 + GAP + 2×FC1 × conv5-5LC2
ANT-CIFAR10-A2 × conv3-128+GAP+1×FC2 × conv3-128LC1
ANT-CIFAR10-B2 × conv3-96 + GAP + 1×FC2 × conv3-96LC1
ANT-CIFAR10-C2 × conv3-72 + GAP + 1×FC2 × conv3-72GAP + LC1
", + "bbox": [ + 173, + 148, + 833, + 241 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 268, + 825, + 339 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/2b2624647889a0e3b5243b48d52e144fab6efc15be3f64d2397e26156dabd86a.jpg", + "text": "$$\np ( \\mathbf { y } | \\mathbf { x } , \\psi , \\phi , \\pmb { \\phi } ) = \\sum _ { \\mathbf { z } } p ( \\mathbf { y } , \\mathbf { z } | \\mathbf { x } , \\pmb { \\theta } , \\psi , \\phi ) = \\sum _ { l = 1 } ^ { L } \\underbrace { p ( z _ { l } = 1 | \\mathbf { x } , \\pmb { \\theta } , \\psi ) } _ { \\mathrm { L e a t - a s i g m e n t p r o b } , \\ \\pi _ { l } ^ { \\theta } } \\cdot \\underbrace { p ( \\mathbf { y } | \\mathbf { x } , z _ { l } = 1 , \\phi , \\psi ) } _ { \\mathrm { L e a f - s p e c i f i c } \\mathrm { p r e d i c i o n } \\ p _ { l } ^ { \\phi , \\psi } } ,\n$$", + "text_format": "latex", + "bbox": [ + 205, + 348, + 821, + 401 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where describ $\\textbf { z } \\in \\{ 0 , 1 \\} ^ { L }$ is an of lea $L$ -dimensiona node (e.g. latent variable smeans that leaf ch that is used) $\\textstyle \\sum _ { l = 1 } ^ { L } z _ { l } \\ = \\ 1$ whichsum$z _ { l } ~ = ~ 1$ $l$ $\\theta , \\psi , \\phi$ marise the parameters of router, transformer and solver modules in the tree. The mixing coefficient $\\pi _ { l } ^ { \\theta , \\psi } ( \\mathbf { x } ) : = p ( z _ { l } = 1 | \\mathbf { x } , \\psi , \\pmb \\theta )$ quantifies the probability that $\\mathbf { x }$ is assigned to leaf $l$ and is given by a product of decision probabilities over all router modules on the unique path $\\mathcal { P } _ { l }$ from the root to leaf node $l$ : ", + "bbox": [ + 173, + 412, + 825, + 500 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/697cfec3e7615104b81da007d3a0867adc3e468ebf7a319655479bc7674fbb61.jpg", + "text": "$$\n\\pi _ { l } ^ { \\psi , \\theta } ( \\mathbf { x } ) = \\prod _ { r _ { j } ^ { \\theta } \\in \\mathcal { P } _ { l } } r _ { j } ^ { \\theta } ( \\mathbf { x } _ { j } ^ { \\psi } ) ^ { \\mathbb { 1 } _ { l \\swarrow j } } \\cdot \\left( 1 - r _ { j } ^ { \\theta } ( \\mathbf { x } _ { j } ^ { \\psi } ) \\right) ^ { 1 - \\mathbb { 1 } _ { l \\swarrow j } } ,\n$$", + "text_format": "latex", + "bbox": [ + 318, + 498, + 678, + 539 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $l _ { \\scriptscriptstyle { Y } } j$ is a binary relation and is only true if leaf $l$ is in the left subtree of internal node $j$ , and $\\mathbf { x } _ { j } ^ { \\psi }$ is the feature representation of $\\mathbf { x }$ at node $j$ . Let $T _ { j } = \\{ t _ { e _ { 1 } } ^ { \\psi } , . . . , t _ { e _ { n } } ^ { \\psi } \\}$ denote the ordered set of the $n$ transformer modules on the path from the root to node $j$ , then the feature vector $\\mathbf { x } _ { j } ^ { \\psi }$ is given by ", + "bbox": [ + 173, + 545, + 825, + 595 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/3feec3241a821ea99c9a162781310b85327831ad378a367b61901edc57262627.jpg", + "text": "$$\n\\mathbf { x } _ { j } ^ { \\psi } : = \\left( t _ { e _ { n } } ^ { \\psi } \\circ \\ldots \\circ t _ { e _ { 2 } } ^ { \\psi } \\circ t _ { e _ { 1 } } ^ { \\psi } \\right) ( \\mathbf { x } ) .\n$$", + "text_format": "latex", + "bbox": [ + 390, + 606, + 606, + 633 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "On the other hand, the leaf-specific conditional distribution $p _ { l } ^ { \\phi , \\psi } ( \\mathbf { y } ) : = p ( \\mathbf { y } | \\mathbf { x } , z _ { l } = 1 , \\phi , \\psi )$ in eq. equation 1 yielsolver’s output for the distribution over target . $\\mathbf { y }$ for leaf node $l$ and is given by its $s _ { l } ^ { \\phi } ( \\mathbf { x } _ { \\mathrm { p a r e n t } ( l ) } ^ { \\psi } )$ ", + "bbox": [ + 174, + 643, + 825, + 694 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We consider two schemes of inference, based on a trade-off between accuracy and computation. Firstly, the full predictive distribution given in eq. equation 1 is used as the estimate for the target conditional distribution $p ( \\mathbf { y } \\vert \\mathbf { x } )$ . However, averaging the distributions over all the leaves, weighted by their respective path probabilities, involves computing all operations at all nodes and edges of the tree, which makes inference expensive for a large ANT. We therefore consider a second scheme which uses the predictive distribution at the leaf node chosen by greedily traversing the tree in the directions of highest confidence of the routers. This approximation constrains computations to a single path, allowing for more memory- and time-efficient inference. ", + "bbox": [ + 173, + 699, + 825, + 811 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 OPTIMISATION ", + "text_level": 1, + "bbox": [ + 176, + 834, + 330, + 851 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Training of an ANT proceeds in two stages: 1) growth phase during which the model architecture is learned based on local optimisation, and 2) refinement phase which further tunes the parameters of the model discovered in the first phase based on global optimisation. We include pseudocode for the joint training algorithm in Sec. A in the supplementary material. ", + "bbox": [ + 174, + 867, + 825, + 924 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.1 LOSS FUNCTION: OPTIMISING PARAMETERS FOR FIXED ARCHITECTUR ", + "text_level": 1, + "bbox": [ + 183, + 104, + 699, + 117 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "For both phases, we use thminimise, which is given by $\\begin{array} { r } { - \\log p ( \\mathbf { Y } | \\mathbf { X } , \\theta , \\psi , \\phi ) = - \\sum _ { n = 1 } ^ { N } \\log \\left( \\sum _ { l = 1 } ^ { L } \\pi _ { l } ^ { \\theta , \\psi } ( \\mathbf { x } ^ { ( n ) } ) p _ { l } ^ { \\phi , \\psi } ( \\mathbf { y } ^ { ( n ) } ) \\right) } \\end{array}$ where $\\mathbf { X } \\ = \\ \\{ \\mathbf { x } ^ { ( 1 ) } , . . . , \\mathbf { x } ^ { ( N ) } \\}$ , $\\mathbf { Y } ~ = ~ \\{ \\mathbf { y } ^ { ( 1 ) } , . . . , \\mathbf { y } ^ { ( N ) } \\}$ denote the training inputs and targets. As all component modules (routers, transformers and solvers) are differentiable with respect to their parameters $\\Theta = ( \\theta , \\psi , \\phi )$ , we can use gradient-based optimisation. Given an ANT with fixed topology $\\mathbb { T }$ , we use backpropagation (Rumelhart et al., 1986) for gradient computation and use gradient descent to minimise the NLL for learning the parameters. ", + "bbox": [ + 174, + 131, + 825, + 234 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.2 GROWTH PHASE: LEARNING ARCHITECTURE $\\mathbb { T }$ ", + "text_level": 1, + "bbox": [ + 174, + 257, + 539, + 270 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We next describe our proposed method for growing the tree $\\mathbb { T }$ to an architecture of adequate complexity for the availability of training data. Starting from the root, we choose one of the leaf nodes in breadth-first order and incrementally modify the architecture by adding extra computational modules to it. In particular, we evaluate 3 choices (Fig. 1 (Right)) at each leaf node; (1).“split data” extends the current model by splitting the node with an addition of a new router; (2) “deepen transform” increases the depth of the incoming edge by adding a new transformer; (3) “keep” retains the current model. We then locally optimise the parameters of the newly added modules in the architectures of (1) and (2) by minimising NLL via gradient descent, while fixing the parameters of the previous part of the computational graph. Lastly, we select the model with the lowest validation NLL if it improves on the previously observed lowest NLL, otherwise we execute (3) and keep the original model. This process is repeated to all new nodes level-by-level until no more “split data” or “deepen transform” operations pass the validation test. ", + "bbox": [ + 174, + 284, + 825, + 450 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The rationale for evaluating the two choices is to the give the model a freedom to choose the most effective option between “going deeper” or splitting the data space. Splitting a node is equivalent to a soft partitioning of the feature space of incoming data, and gives birth to two new leaf nodes (left and right children solvers). In this case, the added transformer modules on the two branches are identity functions. Deepening an edge on the other hand does not change the number of leaf nodes, but instead seeks to learn richer representation via an extra nonlinear transformation, and replaces the old solver with a new one. ", + "bbox": [ + 174, + 458, + 825, + 555 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Local optimisation saves time, memory and compute. Gradients only need to be computed for the parameters of the new peripheral parts of the architecture, reducing the amount of time and computation needed. Forward activations prior to the new parts do not need to be stored in memory, saving space. ", + "bbox": [ + 174, + 563, + 825, + 618 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.3 REFINEMENT PHASE: GLOBAL TUNING OF $\\mathbb { O }$ ", + "text_level": 1, + "bbox": [ + 174, + 640, + 522, + 655 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Once the model topology is determined in the growth phase, we finish by performing global optimisation to refine the parameters of the model, now with a fixed architecture. This time, we perform gradient descent on the NLL with respect to the parameters of all modules in the graph, jointly optimising the hierarchical grouping of data to paths on the tree and the associated expert NNs. The refinement phase can correct suboptimal decisions made during the local optimisation of the growth phase, and empirically improves the generalisation error (see Sec. 5.3). ", + "bbox": [ + 174, + 669, + 825, + 752 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "5 EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 777, + 326, + 794 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We evaluate ANTs using the MNIST (LeCun et al., 1998) and CIFAR-10 (Krizhevsky & Hinton, 2009) object classification datasets, and the SARCOS multivariate regression dataset (Vijayakumar & Schaal, 2000) (see Supp. Sec. H for regression and Supp. Sec. I for ensembling details). Here, we first show that ANTs learn hierarchical structures in the data, while still achieving favourable classification accuracies against relevant DT and NN models. Next, we examine the effects of refinement phase on ANTs, and show that it can automatically prune the tree. Finally, we demonstrate that our proposed training procedure adapts the model size appropriately under varying amounts of labelled data. All of our models are constructed using the PyTorch framework (Paszke et al., 2017). ", + "bbox": [ + 174, + 811, + 825, + 924 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Table 3: Comparison of performance of different models on MNIST and CIFAR-10. The columns “Error (Full)” and “Error (Path)” indicate the classification error of predictions based on the full distribution and the single-path inference. The columns “Params. (Full)” and “Params. (Path)” respectively show the total number of parameters in the model and the average number of parameters utilised during single-path inference. “Ensemble Size” indicates the size of ensemble used to attain the reported accuracy. An entry of “–” indicates that no value was reported. Methods marked with † are from our implementations trained in the same experimental setup. \\* indicates that the parameters are initialised with a pre-trained CNN. ", + "bbox": [ + 173, + 78, + 825, + 190 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/a9c2e06dc017496739eebef0d3c53a7bb6014a08e0c1a1517a1500ec07af67d4.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Method Linear classifierError % (Full)Error % (Path)Params. (Full)Params. (Path)Ensemble Size
JSINNRandom Forests (Breiman, 2001) Compact Multi-Class Boosted Trees (Ponomareva et al., 2017) Alternating Decision Forest (Schulter et al., 2013) Neural Decision Tree (Xiao,2017) ANT-MNIST-C MLP with 2 hidden layers (Simard et al., 2003) LeNet-5† (LeCun et al.,1998)7.91 3.21N/A 3.217,840N/A 11 200
2.88 2.711 2.711 11100
2.10 1.621.68 N/A1 1,773,1301 502,170 7,95620 1
39,670
1.40 0.821,275,200 431,0001 N/A 1 1
ANT-MNIST-AgcForest (Zhou & Feng,2017) ANT-MNIST-B Neural Decision Forest (Kontschieder et al., 2015)0.74 0.72N/A 0.74 0.731N/A 1500
0.70176,703 544,60050,653 463,1801 10
0.640.69100,59684,9351
CapsNet (Sabour et al., 2017)0.2518.2MN/A1
Compact Multi-ClassBoosted Trees (Ponomareva et al.,2017) Random Forests (Breiman,2001)52.31 50.171 50.171 11100
CEIPAII1gcForest (Zhou& Feng,2017)38.2238.22112000 500
1
MaxOut (Goodfellow et al., 2013) ANT-CIFAR10-C9.38 9.31N/A 9.346M 0.7MN/A 0.5M1 1
ANT-CIFAR10-B Network in Network (Lin et al.,2014)9.15 8.819.18 N/A0.9M 1M0.6M N/A1 1
All-CNN+(Springenberg et al.,2015) ANT-CIFAR10-A8.71N/A1.4MN/A1
ANT-CIFAR10-A*8.31 6.728.32 6.741.4M 1.3M1.0M 0.8M1
ResNet-110 (He et al., 2016)6.43N/A1.7MN/A1
DenseNet-BC (k=40) (Huang et al.,2017)3.46N/A25.6MN/A1 1
", + "bbox": [ + 178, + 202, + 816, + 492 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "5.1 PERFORMANCE ON IMAGE CLASSIFICATION ", + "text_level": 1, + "bbox": [ + 174, + 518, + 516, + 532 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We train ANTs with a range of primitive modules (Tab. 2) and compare against relevant DT and NN models (Tab. 3). In general, DT methods without feature learning, such as RFs (Breiman, 2001; Zhou & Feng, 2017) and GBTs (Ponomareva et al., 2017), perform poorly on complex image data (Krizhevsky & Hinton, 2009). In comparison with CNNs without shortcut connections (LeCun et al., 1998; Goodfellow et al., 2013; Lin et al., 2014; Springenberg et al., 2015), different ANTs balance between strong performance with comparable numbers of trainable parameters, and reasonable performance with a relatively small amount of parameters. At the other end of the spectrum, state-of-the-art NNs (Sabour et al., 2017; Huang et al., 2017) contain significantly more parameters. ", + "bbox": [ + 174, + 547, + 825, + 660 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "For simplicity, we define primitive modules based on three types of NN layers: convolutional, global-average-pooling (GAP) and fully-connected (FC). Solver modules are fixed as linear classifiers (LC) with a softmax output. Router modules are binary classifiers with a sigmoid output. All convolutional and FC layer are followed by ReLUs, except in the last layers of solvers and routers. We also apply $2 \\times 2$ max-pooling to feature maps after every $d$ transformer modules where $d$ is the downsample frequency. We balance the number of parameters in the router and transformer modules to be of the same order of magnitude to avoid favouring either partitioning the data or learning more expressive features. We hold out $1 0 \\%$ of training images as a validation set, on which the best performing model is selected. Full training details, including training times, are provided in the supplementary material. ", + "bbox": [ + 174, + 666, + 825, + 805 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Two inference schemes: for each ANT, classification is performed in two ways: multi-path inference with the full predictive distribution (eq. equation 1), and single-path inference based on the greedily-selected leaf node (Sec. 3.2). We observed that with our training scheme the splitting probabilities in the routers tend to be very confident, being close to 0 or 1 (see histograms in blue in Fig. 2(b)). This means that single path inference gives a good approximation of the multi-path inference but is more efficient to compute. We show this holds empirically in Tab. 3, where the largest difference between Error (Full) and Error (Path) is $0 . 0 6 \\%$ while number of parameters is reduced from Params (Full) to Params (Path) across all ANT models. ", + "bbox": [ + 174, + 811, + 825, + 924 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Patience-based local optimisation: in the growth phase the parameters for the new modules are trained until convergence, as determined by patience-based early stopping on the validation set. We observe that very low or high patience levels result in new modules underfitting or overfitting locally, respectively, thus preventing meaningful further growth. We tuned this hyperparameter using the validation sets, and set the patience level to 5, which produced consistently good performance on both MNIST and CIFAR-10 datasets across different specifications of primitive modules. A quantitative evaluation is given in the supplementary (Sec. E). ", + "bbox": [ + 174, + 103, + 825, + 202 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "MNIST digit classification: we observe that ANT-MNIST-A outperforms state-of-the-art GBT (Ponomareva et al., 2017) and RF (Zhou & Feng, 2017) methods in accuracy. This performance is attained despite the use of a single tree, while RF methods operate with ensembles of classifiers (the size shown in Tab. 2). In particular, the NDF (Kontschieder et al., 2015) has a pre-specified architecture where LeNet-5 (LeCun et al., 1998) is used as the root transformer module, and 10 trees of fixed depth 5 are constructed from this base feature extractor. On the other hand, ANT-MNISTA is constructed in a data-driven manner from primitive modules, and displays an improvement over the NDF both in terms of accuracy and number of parameters. In addition, reducing the size of convolution kernels (ANT-MNIST-B) reduces the total number of parameters by $2 5 \\%$ and the path-wise average by almost $4 0 \\%$ while only increasing absolute error by $< 0 . 1 \\%$ . ", + "bbox": [ + 173, + 208, + 825, + 347 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We also compare against the LeNet-5 CNN (LeCun et al., 1998), comprised of the same types of operations used in our primitive modules (i.e. convolutional, max-pooling and FC layers). For a fair comparison, the network is trained with the same protocol as that of the ANT refinement phase, achieving an error rate of $0 . 8 2 \\%$ (lower than the reported value of $0 . 8 7 \\%$ ) on the test set. Both ANT-MNIST-A and ANT-MNIST-B attain better accuracy with a smaller number of parameters than LeNet-5. The current state-of-the-art, capsule networks (CapsNets) (Sabour et al., 2017), have more parameters than ANT-MNIST-A by almost two orders of magnitude.1 By ensembling ANTs we can reach similar performance $( 0 . 2 9 \\%$ versus $0 . 2 5 \\%$ ; see Tab. 9) with an order of magnitude less parameters (see Tab. 10). ", + "bbox": [ + 174, + 354, + 825, + 479 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Lastly, we highlight the observation that ANT-MNIST-C, with the simplest primitive modules, achieves an error rate of $1 . 6 8 \\%$ with single-path inference, which is significantly better than that of the linear classifier $( 7 . 9 1 \\% )$ , while engaging almost the same number of parameters (7, 956 vs. 7, 840) on average. To isolate the benefit of convolutions, we took one of the root-to-path CNNs on ANT-MNIST-C and increased the number of kernels to adjust the number of parameters to the same value. We observe a higher error rate of $3 . 5 5 \\%$ , which indicates that while convolutions are beneficial, data partitioning has additional benefits in improving accuracy. This result demonstrates the potential of ANT growth protocol for constructing performant models with lightweight inference. See Sec. G in the supplementary materials for the architecture of ANT-MNIST-C. ", + "bbox": [ + 174, + 486, + 825, + 611 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "CIFAR-10 object recognition: we see that variants of ANTs outperform the state-of-the-art DT method, gcForest (Zhou & Feng, 2017) by a large margin, achieving over $90 \\%$ accuracy, demonstrating the benefit of representation learning in tree-structured models. Secondly, with fewer number of parameters in single-path inference, ANT-CIFAR-A achieves higher accuracy than CNN models without shortcut connections (Goodfellow et al., 2013; Lin et al., 2014; Springenberg et al., 2015) that held the state-of-the-art performance at the time of publication. With simpler primitive modules we learn more compact models (ANT-MNIST-B and -C) with a marginal compromise in accuracy. In addition, initialising the parameters of transformers and routers from a pre-trained single-path CNN further reduced the error rate of ANT-MNIST-A by $20 \\%$ (see ANT-MNIST- $\\mathbf { A } ^ { * }$ in Tab. 3), which indicates room for improvement in our proposed optimisation method. ", + "bbox": [ + 174, + 618, + 825, + 757 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Shortcut connections (Fahlman & Lebiere, 1990) have recently lead to leaps in performance in deep CNNs (He et al., 2016; Huang et al., 2017). We observe that our best network, ANT-MNIST- $A ^ { * }$ , has a comparable error rate and half the parameter count (with single-path inference) to the bestperforming residual network, ResNet-110 (He et al., 2016). Densely connected networks leads to substantially better accuracy, but with an order of magnitude more parameters (Huang et al., 2017). We expect that shortcut connections could also improve ANT performance, and leave integrating them to future work. ", + "bbox": [ + 174, + 763, + 825, + 861 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/5f73aa9624e4814beed4d4eb917fb6338b459bb521c58052eba5994febfd81f2.jpg", + "image_caption": [ + "Figure 2: Visualisation of class distributions (red) and path probabilities (blue) at respective nodes of an example ANT (a) before and (b) after the refinement phase. (a) shows that the learned model captures an interpretable hierarchy, grouping semantically similar images on the same branches. (b) shows that the refinement phase polarises path probabilities, pruning a branch. " + ], + "image_footnote": [], + "bbox": [ + 189, + 78, + 807, + 247 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Ablation study: we lastly compare the classification errors of different variants of ANTs in cases where the options for adding transformer or router modules are disabled (see Tab. 4). In this experiment, patience levels are tuned separately for respective models. In the first case, the resulting models are equivalent to SDTs (Suarez & Lutsko, 1999) or HMEs (Jordan & Jacobs, 1994) with lo- ´ cally grown architectures, while the second case is equivalent to standard CNNs, grown adaptively layer by layer. We observe that either ablation consistently leads to higher classification errors across different module configurations. ", + "bbox": [ + 174, + 321, + 825, + 419 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/043c26baa00d09d69a6ac9753d784a9a0d88c386cdfdcae5b24098ce53412c4a.jpg", + "table_caption": [ + "Table 4: Ablation study to compare the effects of different components of ANTs on classification performance. “CNN” refers to the case where the ANT is grown without routers while “SDT/HME” refers to the case where transformer modules on the edges are disabled. " + ], + "table_footnote": [], + "table_body": "
Module Spec.Error% (Full)Error % (Path)
ANT (default)CNN (no routers)SDT/HME (no transformers)ANT (default)CNN (no routers)SDT/HME
ANT-MNIST-A0.640.743.180.690.74(no transformers) 4.19
ANT-MNIST-B0.720.804.630.730.803.62
ANT-MNIST-C1.623.715.701.683.716.96
ANT-CIFAR10-A8.319.2939.298.329.2940.33
ANT-CIFAR10-B9.1511.0843.099.1811.0844.25
ANT-CIFAR10-C9.3111.6148.599.3411.6150.02
", + "bbox": [ + 214, + 476, + 781, + 570 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.2 INTERPRETABILITY ", + "text_level": 1, + "bbox": [ + 174, + 589, + 349, + 603 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The growth procedure of ANTs is capable of discovering hierarchical structures in the data that are useful to the end task. Learned hierarchies often display strong specialisation of paths to certain classes or categories of data on both the MNIST and CIFAR-10 datasets. Fig. 2 (a) displays an example with particularly “human-interpretable” partitions e.g. man-made versus natural objects, and road vehicles versus other types of vehicles. It should, however, be noted that human intuitions on relevant hierarchical structures do not necessarily equate to optimal representations, particularly as datasets may not necessarily have an underlying hierarchical structure, e.g., MNIST. Rather, what needs to be highlighted is the ability of ANTs to learn when to share or separate the representation of data to optimise end-task performance, which gives rise to automatically discovering such hierarchies. To further attest that the model learns a meaningful routing strategy, we also present the test accuracy of the predictions from the leaf node with the smallest reaching probability in Supp. Sec. F. We observe that using the least likely “expert” leads to a substantial drop in classification accuracy. In addition, we observe that most learned trees are unbalanced (see Supp. Sec. G for more examples). This property of adaptive computation is plausible since certain types of images may be easier to classify than others, as seen in prior work (Figurnov et al., 2017). ", + "bbox": [ + 173, + 614, + 825, + 824 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.3 EFFECT OF GLOBAL REFINEMENT ", + "text_level": 1, + "bbox": [ + 176, + 842, + 444, + 856 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We observe that global refinement phase improves the generalisation error. Fig. 3 (Right) shows the generalisation error of various ANT models on CIFAR-10, with vertical dotted lines indicating the epoch when the models enter the refinement phase. As we switch from optimising parts of the ANT in isolation to optimising all parameters, we shift the optimisation landscape, resulting in an initial drop in performance. However, they all consistently converge to higher test accuracy than the best value attained during the growth phase. This provides evidence that refinement phase remedies suboptimal decisions made during the locally-optimised growth phase. In many cases, we observed that global optimisation polarises the decision probability of routers, which occasionally leads to the effective “pruning” of some branches. For example, in the case of the tree shown in Fig. 2(b), we observe that the decision probability of routers are more concentrated near 0 or 1 after global refinement, and as a result, the empirical probability of visiting one of the leaf nodes, calculated over the validation set, reduces to $0 . 0 9 \\%$ —meaning that the corresponding branch could be pruned without a negligible change in the network’s accuracy. The resultant model attains lower generalisation error, showing that the pruning has resolved a suboptimal partioning of data. We emphasise that this is a consequence of global fine-tuning, and does not involve additional algorithms that would be used to prune or compress standard NNs. ", + "bbox": [ + 174, + 867, + 825, + 924 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/2b41bf17c1b0c87505498f6d0cf9308fbf784c2ff7c940004188ffd7b01ccc80.jpg", + "image_caption": [ + "Figure 3: Using CIFAR-10, in (Left), we assess the performance of ANTs for varying amounts of training data. (Middle) The complexity of the grown ANTs increases with dataset size. (Right) Global refinement improves the generalisation; the dotted lines show the epochs at which the models enter the refinement phase. " + ], + "image_footnote": [], + "bbox": [ + 176, + 83, + 818, + 205 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 286, + 825, + 452 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5.4 ADAPTIVE MODEL COMPLEXITY ", + "text_level": 1, + "bbox": [ + 176, + 478, + 436, + 491 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Overparametrised models, trained without regularization, are vulnerable to overfitting on small datasets. Here we assess the ability of our proposed ANT training method to adapt the model complexity to varying amounts of labelled data. We run classfication experiments on CIFAR-10 and train three variants of ANTs, the baseline All-CNN (Springenberg et al., 2015) and linear classifier on subsets of the dataset of sizes 50, 250, 500, 2.5k, 5k, 25k and $4 5 \\mathrm { k }$ (the full training set). We choose All-CNN as the baseline as it reports the lowest error among the comparison targets and is the closest in terms of constituent operations (convolutional, GAP and FC layers). ", + "bbox": [ + 174, + 505, + 825, + 603 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Fig.3 (Left) shows the corresponding test performances. The best model is picked based on the performance on the same validation set of 5k examples as before. As the dataset gets smaller, the margin between the test accuracy of the ANT models and All-CNN/linear classifier increases (up to $1 \\bar { 3 } \\%$ ). Fig. 3 (Middle) shows the model size of discovered ANTs as the dataset size varies. It can be observed that for different settings of primitive modules, the number of parameters generally increases as a function of the dataset size. All-CNN has a fixed number of parameters, consistently larger than the discovered ANTs, and suffers from overfitting, particularly on small datasets. The linear classifier, on the other hand, underfits to the data. Our method constructs models of adequate complexity, leading to better generalisation. This shows the added value of our tree-building algorithm over using models of fixed-size structures. ", + "bbox": [ + 174, + 609, + 825, + 748 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "6 CONCLUSION ", + "text_level": 1, + "bbox": [ + 176, + 776, + 318, + 792 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We introduced Adaptive Neural Trees (ANTs), a holistic way to marry the architecture learning, conditional computation and hierarchical clustering of decision trees (DTs) with the hierarchical representation learning and gradient descent optimization of deep neural networks (DNNs). Our proposed training algorithm optimises both the parameters and architectures of ANTs through progressive growth, tuning them to the size and complexity of the training dataset. 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Algorithm1ANT Optimisation
Initialise topology T and parameters O>T is set to a root node with one solver and one transformer
Optimise parameters in O via gradient descent on NLL Set the root node “suboptimal"Learning root classifier
while true do Freeze all parameters O Growth of T begins
Pick next“suboptimal"leaf node l ∈Nteaf in the breadth-first order
Add(1) router to l and train new parameters Split data
Add (2) transformer to the incoming edge of l and train new parametersDeepen transform
Add (1)or (2) permanently to T if validation error decreases,otherwise leaf is set to “optimal"
Add any new modules to O
if no “suboptimal’ leaves remain then
Break Unfreeze and train all parameters in O
", + "bbox": [ + 173, + 176, + 826, + 368 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "B ADDITIONAL RELATED WORK ", + "text_level": 1, + "bbox": [ + 176, + 386, + 454, + 400 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "The tree-structure of ANTs naturally performs conditional computation. We can also view the proposed tree-building algorithm as a form of neural architecture search. Here we provide surveys of these areas and their relations to ANTs. ", + "bbox": [ + 176, + 416, + 823, + 458 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Conditional Computation: In NNs, computation of each sample engages every parameter of the model. In contrast, DTs route each sample to a single path, only activating a small fraction of the model. Bengio Bengio (2013) advocated for this notion of conditional computation to be integrated into NNs, and this has become a topic of growing interest. Rationales for using conditional computation ranges from attaining better capacity-to-computation ratio (Bengio et al., 2013; Davis & Arel, 2013; Bengio et al., 2015; Shazeer et al., 2017) to adapting the required computation to the difficulty of the input and task (Bengio et al., 2015; Almahairi et al., 2016; Teerapittayanon et al., 2016; Graves, 2016; Figurnov et al., 2017; Veit & Belongie, 2017). We view the growth procedure of ANTs as having a similar motivation with the latter—processing raw pixels is suboptimal for computer vision tasks, but we have no reason to believe that the hundreds of convolutional layers in current state-of-the-art architectures (He et al., 2016; Huang et al., 2017) are necessary either. Growing ANTs adapts the architecture complexity to the dataset as a whole, with routers determining the computation needed on a per-sample basis. ", + "bbox": [ + 173, + 465, + 825, + 645 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Neural Architecture Search: The ANT growing procedure is related to the progressive growing of NNs (Fahlman & Lebiere, 1990; Hinton et al., 2006; Xiao et al., 2014; Chen et al., 2016; Srivastava et al., 2015; Lee et al., 2017; Cai et al., 2018; ˙Irsoy & Alpaydın, 2018), or more broadly, the field of neural architecture search (Zoph & Le, 2017; Brock et al., 2017; Cortes et al., 2017). This approach, mainly via greedy layerwise training, has historically been one solution to optimising NNs (Fahlman & Lebiere, 1990; Hinton et al., 2006). However, nowadays it is possible to train NNs in an end-toend fashion. One area which still uses progressive growing is lifelong learning, in which a model needs to adapt to new tasks while retaining performance on previous ones (Xiao et al., 2014; Lee et al., 2017). In particular, (Xiao et al., 2014) introduced a method that grows a tree-shaped network to accommodate new classes. However, their method never transforms the data before passing it to the children classifiers, and hence never benefit from the parent’s representations. ", + "bbox": [ + 173, + 652, + 825, + 805 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Whilst we learn the architecture of an ANT in a greedy, layerwise fashion, several other methods search globally. Based on a variety of techniques, including evolutionary algorithms (Stanley & Miikkulainen, 2002; Real et al., 2017), reinforcement learning (Zoph & Le, 2017), sequential optimisation (Liu et al., 2017) and boosting (Cortes et al., 2017), these methods find extremely high-performance yet complex architectures. In our case, we constrain the search space to simple tree-structured NNs, retaining desirable properties of DTs such as data-dependent computation and interpretable structures, while keeping the space and time requirement of architecture search tractable thanks to the locality of our growth procedure. ", + "bbox": [ + 174, + 811, + 823, + 924 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "C TRAINING DETAILS ", + "text_level": 1, + "bbox": [ + 176, + 102, + 370, + 117 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "We perform our experiments on the MNIST digit classification task (LeCun et al., 1998) and CIFAR10 object recognition task (Krizhevsky & Hinton, 2009). The MNIST dataset consists of 60, 000 training and $1 0 , 0 0 0$ testing examples, all of which are $2 8 \\times 2 8$ grayscale images of digits from 0 to 9 (10 classes). The dataset is preprocessed by subtracting the mean, but no data augmentation is used. The CIFAR-10 dataset consists of 50, 000 training and 10, 000 testing examples, all of which are $3 2 \\times 3 2$ coloured natural images drawn from 10 classes. We adopt an augmentation scheme widely used in the literature (Goodfellow et al., 2013; Lin et al., 2014; Springenberg et al., 2015; He et al., 2016; Huang et al., 2017) where images are zero-padded with 4 pixels on each side, randomly cropped and horizontally mirrored. ", + "bbox": [ + 174, + 132, + 825, + 258 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "For both datasets, we hold out $1 0 \\%$ of training images as a validation set. The best model is selected based on the validation accuracy over the course of ANT training, spanning both the growth phase and the refinement phase, and its accuracy on the testing set is reported. The hyperparameters are also selected based on the validation performance alone. ", + "bbox": [ + 174, + 265, + 825, + 321 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Both the growth and refinement phase of ANTs takes up to 2 hours on a single Titan X GPU on both datasets. For all the experiments in this paper, we employ the following training protocol: (1) optimize parameters using Adam (Kingma & Ba, 2014) with initial learning rate of $\\bar { 1 0 } ^ { - 3 }$ and $\\beta = \\left. 0 . 9 , 0 . 9 \\bar { 9 } 9 \\right.$ , with minibatches of size 512; (2) during the growth phase, employ early stopping with a patience of 5, that is, training is stopped after 5 epochs of no progress on the validation set; (3) during the refinement phase, train for 100 epochs for MNIST and 200 epochs for CIFAR-10, decreasing the learning rate by a factor of 10 at every multiple of 50. ", + "bbox": [ + 173, + 328, + 825, + 426 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "D TRAINING TIMES ", + "text_level": 1, + "bbox": [ + 176, + 445, + 352, + 463 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Tab. 5 summarises the time taken on a single Titan X GPU for the growth phase and refinement phase of various ANTs, and compares against the training time of All-CNN (Springenberg et al., 2015). Local optimisation during the growth phase means that the gradient computation is constrained to the newly added component of the graph, allowing us to grow a good candidate model under 2 hours on a single GPU. ", + "bbox": [ + 173, + 477, + 825, + 547 + ], + "page_idx": 15 + }, + { + "type": "table", + "img_path": "images/81cbc566ba964074307d79aa8d5e8c7ede51e3f3088021d99a62a1f30e5dcd92.jpg", + "table_caption": [ + "Table 5: Training time comparison. Time and number of epochs taken for the growth and refinement phase are shown. along with the time required to train the baseline, All-CNN (Springenberg et al., 2015). " + ], + "table_footnote": [], + "table_body": "
GrowthFine-tune
ModelTimeEpochsTimeEpochs
All-CNN (baseline)11.1 (hr)200
ANT-CIFAR10-A1.3 (hr)2361.5 (hr)200
ANT-CIFAR10-B0.8 (hr)3130.9 (hr)200
ANT-CIFAR10-C0.7 (hr)2850.8 (hr)200
", + "bbox": [ + 285, + 613, + 712, + 702 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "E EFFECT OF TRAINING STEPS IN THE GROWTH PHASE ", + "text_level": 1, + "bbox": [ + 173, + 743, + 640, + 758 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Fig. 4 compares the validation accuracies of the same ANT-CIFAR-C model trained on the CIFAR10 dataset with varying levels of patience during early stopping in the growth phase. A higher patience level corresponds to more training epochs for optimising new modules in the growth phase. When the patience level is 1, the architecture growth terminates prematurely and plateaus at low accuracy at $8 0 \\%$ . On the other hand, a patience level of 15 causes the model to overfit locally with $8 7 \\%$ . In between these, the patience level of 5 gives the best results with $9 1 \\%$ validation accuracy. ", + "bbox": [ + 173, + 773, + 825, + 858 + ], + "page_idx": 15 + }, + { + "type": "image", + "img_path": "images/a6b011020294e104985662cadd4469377654decfc86eb471a62df8438c7df5d7.jpg", + "image_caption": [ + "Figure 4: Effect of patience level on the validation accuracy trajectory during training. Each curve shows the validation accuracy on CIFAR-10 dataset. " + ], + "image_footnote": [], + "bbox": [ + 254, + 104, + 736, + 267 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "F EXPERT SPECIALISATION", + "text_level": 1, + "bbox": [ + 176, + 342, + 415, + 357 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "We investigate if the learned routing strategy is meaningful by comparing the classification accuracy of our default path-wise inference against that of the predictions from the leaf node with the smallest reaching probability. Tab. 6 shows that using the least likely “expert” leads to a substantial drop in classification accuracy, down to close to that of random guess or even worse for large trees (ANTMNIST-C and ANT-CIFAR10-C). This demonstrates that ANTs have the capability to split the input space in a meaningful way. ", + "bbox": [ + 173, + 372, + 825, + 457 + ], + "page_idx": 16 + }, + { + "type": "table", + "img_path": "images/f4048a60b04289f2b9b640d37f701659fd2e10bc24b4d7adc106c3cbdbffd523.jpg", + "table_caption": [ + "Table 6: Comparison of classification performance between the default single-path inference scheme and the prediction based on the least likely expert. between the " + ], + "table_footnote": [], + "table_body": "
Module Spec.Error % (Selected path)Error % (Least likely path)
ANT-MNIST-A0.6986.18
ANT-MNIST-B0.7381.98
ANT-MNIST-C1.6898.84
ANT-CIFAR10-A8.3274.28
ANT-CIFAR10-B9.1889.74
ANT-CIFAR10-C9.3497.52
", + "bbox": [ + 299, + 516, + 697, + 631 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "G VISUALISATION OF DISCOVERED ARCHITECTURES ", + "text_level": 1, + "bbox": [ + 173, + 103, + 629, + 117 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Fig. 5 shows ANT architectures discovered on the MNIST (i-iii) and CIFAR-10 (iv-vi) datasets. We observe two notable trends. Firstly, most architectures learn a few levels of features before resorting to primarily splits. However, over half of the architectures (ii-v) still learn further representations beyond the first split. Secondly, all architectures are unbalanced. This reflects the fact that some groups of samples may be easier to classify than others. This property is reflected by traditional DT algorithms, but not “neural” tree-structured models that stick to pre-specified architectures (Laptev & Buhmann, 2014; Frosst & Hinton, 2017; Kontschieder et al., 2015; Ioannou et al., 2016). ", + "bbox": [ + 173, + 132, + 826, + 231 + ], + "page_idx": 17 + }, + { + "type": "image", + "img_path": "images/a44b1c13b231720ca156de3921f2a49897e33a396579c12c1594be2e078fe8ad.jpg", + "image_caption": [ + "Figure 5: Illustration of discovered ANT architectures. (i) ANT-MNIST-A, (ii) ANT-MNIST-B, (iii) ANT-MNIST-C, (iv) ANT-CIFAR10-A, (v) ANT-CIFAR10-B, (vi) ANT-CIFAR10-C. Histograms in red and blue show the class distributions and path probabilities at respective nodes. Small black circles on the edges represent transformers, circles in white at the internal nodes represent routers, and circles in gray are solvers. The small white circles on the edges denote specific cases where transformers are identity functions. " + ], + "image_footnote": [], + "bbox": [ + 205, + 256, + 789, + 660 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "H MULTIVARIATE REGRESSION ", + "text_level": 1, + "bbox": [ + 176, + 102, + 450, + 118 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "The ANT algorithm is general purpose, and can be applied to problems other than classification on image data. To demonstrate this, we also grow ANTs to perform (multivariate) regression on the SARCOS robot inverse dynamics dataset2, which consists of 44,484 training and 4,449 testing examples, where the goal is to map from the 21-dimensional input space (7 joint positions, 7 joint velocities and 7 joint accelerations) to the corresponding 7 joint torques (Vijayakumar & Schaal, 2000). No dataset preprocessing or augmentation is used. We hold out $10 \\%$ of the training examples as a validation set. Baseline MLPs, routers and transformers are composed of single fully connected layers with 256 units with tanh nonlinearities, and the solver is a linear regressor. Other training details are the same as for classification (see Supp. Sec. C). All non-NN-based methods were trained using scikit-learn (Pedregosa et al., 2011); only single-output GBT models were available so 7 separate GBTs were trained. ", + "bbox": [ + 173, + 122, + 825, + 275 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "The results are shown in Tab. 7. ANT-SARCOS outperforms all other methods in mean squared error with the full set of parameters, with GBTs performing slightly better using single-path inference. In comparison with results on MNIST and CIFAR-10, we note that the top 3 performing methods are all tree-based, with the third best method being an SDT (with MLP routers). This highlights the power of splitting the input space and conditional computation, both of which standard NNs are not capable of. Meanwhile, we still reap the benefits of representation learning, as shown by both ANT-SARCOS and the SDT (which is a specific form of ANT) requiring fewer parameters than the best-performing GBT configuration. Finally, we note that deeper NNs (5 vs. 3 hidden layers) can overfit on this small dataset, which makes the adaptive growth procedure of tree-based methods ideal for finding a model that exhibits good generalisation. ", + "bbox": [ + 173, + 281, + 825, + 421 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Table 7: Comparison of performance of different models on SARCOS. The columns “Error (Full)” and “Error (Path)” indicate the mean squared error of predictions based on the full distribution and the single-path inference. The columns “Params. (Full)” and “Params. (Path)” respectively show the total number of parameters in the model and the average number of parameters utilised during single-path inference. “Ensemble Size” indicates the size of ensemble used to attain the reported accuracy. Results from Zhao et al. (2017) are included as a reference value from prior work, but are not directly comparable as they hold out $30 \\%$ of the training examples as a validation set. ", + "bbox": [ + 173, + 433, + 825, + 531 + ], + "page_idx": 18 + }, + { + "type": "table", + "img_path": "images/9503717509b2e22ed12e240f2c54222c5a2d8db844747dd868e7b8598031f119.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
MethodError Error Params. Params.EnsembleSize
(Full) (Path) (Full) (Path)
SHPRPSLinear regressionMLP with 2 hidden layers (Zhao et al.,2017)Decision treeMLP with 1 hidden layerGradient boosted treesMLP with 5 hidden layersRandom forestRandom forestMLP with 3 hidden layers10.693 N/A154 N/A
5.111 N/A31,804 N/A
11
3.708 3.708319,591 251
2.835 N/A7,431 N/A1
2.661 2.661391,324 2.0837×30
2.657 N/A270,599 N/A1
2.426 2.42640,436,840 4,791200
2.394 2.394141,540,436 16,771700
2.129 N/A139.015 N/A1
SDT (with MLP routers)Gradient boosted trees2.118 2.24628,045 10,1671
1.444 1.444988,256 6.8087 ×100
ANT-SARCOS1.384 1.542103,823 61,6401
", + "bbox": [ + 222, + 539, + 777, + 695 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Ablation study: we compare the regression error of our ANT in cases where the options for adding transformer or router modules are disabled (see Tab. 8). In this experiment, patience levels are tuned separately for respective models. In the first case, the resulting models are equivalent to SDTs (Suarez & Lutsko, 1999) or HMEs (Jordan & Jacobs, 1994) with locally grown architectures, while´ the second case is equivalent to standard NNs, grown adaptively layer by layer. We observe that either ablation consistently leads to higher regression errors across different module configurations. ", + "bbox": [ + 173, + 709, + 825, + 792 + ], + "page_idx": 18 + }, + { + "type": "table", + "img_path": "images/f6e3c3b13062846335de1fee73a3255a640289b6c87bc883ec87d4a509513640.jpg", + "table_caption": [ + "Table 8: Ablation study to compare the effects of different components of ANTs on regression performance. “NN” refers to the case where the ANT is grown without routers while “SDT/HME” refers to the case where transformer modules on the edges are disabled. " + ], + "table_footnote": [ + "2http://www.gaussianprocess.org/gpml/data/ " + ], + "table_body": "
Module Spec.Error (Full)Error (Path)
ANT (default)NN (no routers)SDT/HME (no transformers)ANTNNSDT/HME
ANT-SARCOS1.3842.5112.118(default) 1.542(no routers) 2.511(no transformers) 2.246
", + "bbox": [ + 218, + 856, + 777, + 901 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "I ENSEMBLING ", + "text_level": 1, + "bbox": [ + 174, + 102, + 315, + 117 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "As with traditional DTs (Breiman, 2001) and NNs (Hansen & Salamon, 1990), ANTs can be ensembled to gain improved performance. In Tab. 9 we show the results of ensembling 8 ANTs (using the “-A” configurations for classification), each of which is trained with a randomly chosen split between training and validation sets. We compare against the single tree models, trained with the default split as used in the training of models reported in Tab. 3 and Tab. 7. In all cases both the full and single-path inference performance is noticeably improved, and in MNIST we reach close to state-of-the-art performance ( $0 . 2 9 \\%$ versus $0 . 2 5 \\%$ (Sabour et al., 2017)) with significantly fewer parameters (851k versus $8 . 2 { \\bf M }$ ; see Tab. 10 for ensemble and Tab. 3 for baseline parameter counts). ", + "bbox": [ + 173, + 132, + 825, + 246 + ], + "page_idx": 19 + }, + { + "type": "table", + "img_path": "images/1a8dbdeb60ac7878a8c52234177e21d17a785449be87ae6a2f140ca7f335323c.jpg", + "table_caption": [ + "Table 9: Comparison of prediction errors of a single ANT versus an ensemble of 8, with predictions averaged over all ANTs in the ensemble. " + ], + "table_footnote": [], + "table_body": "
MNIST (Class Error %)CIFAR-10 (ClassError%)SARCOS(MSE)
Error (Full)Error (Path)Error (Full)Error (Path)Error (Full)Error (Path)
Single model0.640.698.318.321.3841.542
Ensemble0.290.307.767.791.2261.372
", + "bbox": [ + 176, + 290, + 818, + 344 + ], + "page_idx": 19 + }, + { + "type": "table", + "img_path": "images/86fff356a75011a992a4ef7813389037e5f17b94c878e6c4b3a1c62955b9b990.jpg", + "table_caption": [ + "Table 10: Parameter counts for a single ANT versus an ensemble of 8. " + ], + "table_footnote": [], + "table_body": "
MNISTCIFAR-10SARCOS Params.(Path)
Params. (Full)Params.(Path)Params. (Full) Params.(Path)Params. (Full)
Single model100,59684,9351.4M1.0M103,823 61,640
Ensemble850,775655,4498.7M7.4M598,280 360,766
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ANTs allow increased interpretability via hierarchical", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 280, + 470, + 293 + ], + "spans": [ + { + "bbox": [ + 141, + 280, + 470, + 293 + ], + "score": 1.0, + "content": "clustering, e.g., learning meaningful class associations, such as separating natural", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 291, + 469, + 304 + ], + "spans": [ + { + "bbox": [ + 141, + 291, + 469, + 304 + ], + "score": 1.0, + "content": "vs. man-made objects. 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Furthermore, ANT optimisation naturally adapts", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 334, + 394, + 348 + ], + "spans": [ + { + "bbox": [ + 141, + 334, + 394, + 348 + ], + "score": 1.0, + "content": "the architecture to the size and complexity of the training data.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 10.5 + }, + { + "type": "title", + "bbox": [ + 108, + 369, + 206, + 382 + ], + "lines": [ + { + "bbox": [ + 105, + 368, + 208, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 368, + 208, + 385 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 108, + 395, + 504, + 428 + ], + "lines": [ + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "score": 1.0, + "content": "Neural networks (NNs) and decision trees (DTs) are both powerful classes of machine learning mod-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "score": 1.0, + "content": "els with proven successes in academic and commercial applications. The two approaches, however,", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 418, + 364, + 430 + ], + "spans": [ + { + "bbox": [ + 106, + 418, + 364, + 430 + ], + "score": 1.0, + "content": "typically come with mutually exclusive benefits and limitations.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 107, + 434, + 505, + 545 + ], + "lines": [ + { + "bbox": [ + 106, + 435, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 106, + 435, + 505, + 446 + ], + "score": 1.0, + "content": "NNs are characterised by learning hierarchical representations of data through the composition of", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 446, + 505, + 458 + ], + "spans": [ + { + "bbox": [ + 106, + 446, + 505, + 458 + ], + "score": 1.0, + "content": "nonlinear transformations (Zeiler & Fergus, 2014; Bengio, 2013), which has alleviated the need for", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 456, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 505, + 469 + ], + "score": 1.0, + "content": "feature engineering, in contrast with many other machine learning models. In addition, NNs are", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 466, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 505, + 480 + ], + "score": 1.0, + "content": "trained with stochastic optimisers, such as stochastic gradient descent (SGD), allowing training to", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 479, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 505, + 491 + ], + "score": 1.0, + "content": "scale to large datasets. Consequently, with modern hardware, we can train NNs of many layers", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 489, + 506, + 503 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 506, + 503 + ], + "score": 1.0, + "content": "on large datasets, solving numerous problems ranging from object detection to speech recognition", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 500, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 505, + 513 + ], + "score": 1.0, + "content": "with unprecedented accuracy (LeCun et al., 2015). However, their architectures typically need to", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 511, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 505, + 524 + ], + "score": 1.0, + "content": "be designed by hand and fixed per task or dataset, requiring domain expertise (Zoph & Le, 2017).", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 522, + 505, + 536 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 505, + 536 + ], + "score": 1.0, + "content": "Inference can also be heavy-weight for large models, as each sample engages every part of the", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 533, + 505, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 533, + 505, + 546 + ], + "score": 1.0, + "content": "network, i.e., increasing capacity causes a proportional increase in computation (Bengio et al., 2013).", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 26.5 + }, + { + "type": "text", + "bbox": [ + 107, + 550, + 505, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 549, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 505, + 563 + ], + "score": 1.0, + "content": "Alternatively, DTs are characterised by learning hierarchical clusters of data (Criminisi & Shotton,", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "score": 1.0, + "content": "2013). A DT learns how to split the input space, so that in each subset, linear models suffice to", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "score": 1.0, + "content": "explain the data. In contrast to standard NNs, the architectures of DTs are optimised based on train-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 583, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 505, + 596 + ], + "score": 1.0, + "content": "ing data, and are particularly advantageous in data-scarce scenarios. DTs also enjoy lightweight", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 594, + 505, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 505, + 607 + ], + "score": 1.0, + "content": "inference as only a single root-to-leaf path on the tree is used for each input sample. However,", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "score": 1.0, + "content": "successful applications of DTs often require hand-engineered features of data. We can ascribe the", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 616, + 505, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 505, + 629 + ], + "score": 1.0, + "content": "limited expressivity of single DTs to the common use of simplistic routing functions, such as split-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 626, + 506, + 641 + ], + "spans": [ + { + "bbox": [ + 105, + 626, + 506, + 641 + ], + "score": 1.0, + "content": "ting on axis-aligned features. The loss function for optimising hard partitioning is non-differentiable,", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "score": 1.0, + "content": "which hinders the use of gradient descent-based optimization and thus complex splitting functions.", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 649, + 505, + 662 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 505, + 662 + ], + "score": 1.0, + "content": "Current techniques for increasing capacity include ensemble methods such as random forests (RFs)", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 660, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 106, + 660, + 505, + 673 + ], + "score": 1.0, + "content": "(Breiman, 2001) and gradient-boosted trees (GBTs) (Friedman, 2001), which are known to achieve", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 669, + 506, + 685 + ], + "spans": [ + { + "bbox": [ + 105, + 669, + 506, + 685 + ], + "score": 1.0, + "content": "state-of-the-art performance in various tasks, including medical imaging and financial forecasting", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 681, + 479, + 695 + ], + "spans": [ + { + "bbox": [ + 106, + 681, + 479, + 695 + ], + "score": 1.0, + "content": "(Sandulescu & Chiru, 2016; Kaggle.com, 2017; Le Folgoc et al., 2016; Volkovs et al., 2017).", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 38 + }, + { + "type": "text", + "bbox": [ + 108, + 699, + 504, + 731 + ], + "lines": [ + { + "bbox": [ + 106, + 698, + 504, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 698, + 504, + 712 + ], + "score": 1.0, + "content": "The goal of this work is to combine NNs and DTs to gain the complementary benefits of both ap-", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "proaches. To this end, we propose adaptive neural trees (ANTs), which generalise previous work", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 719, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 719, + 506, + 734 + ], + "score": 1.0, + "content": "that attempted the same unification (Suarez & Lutsko, 1999; ´ ˙Irsoy et al., 2012; Laptev & Buhmann,", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 46 + } + ], + "page_idx": 0, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 303, + 751, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 308, + 761 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 308, + 761 + ], + "score": 1.0, + "content": "1", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 79, + 306, + 96 + ], + "lines": [ + { + "bbox": [ + 106, + 78, + 307, + 98 + ], + "spans": [ + { + "bbox": [ + 106, + 78, + 307, + 98 + ], + "score": 1.0, + "content": "ADAPTIVE NEURAL TREES", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 112, + 115, + 244, + 137 + ], + "lines": [ + { + "bbox": [ + 113, + 115, + 201, + 127 + ], + "spans": [ + { + "bbox": [ + 113, + 115, + 201, + 127 + ], + "score": 1.0, + "content": "Anonymous authors", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 111, + 126, + 245, + 138 + ], + "spans": [ + { + "bbox": [ + 111, + 126, + 245, + 138 + ], + "score": 1.0, + "content": "Paper under double-blind review", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1.5, + "bbox_fs": [ + 111, + 115, + 245, + 138 + ] + }, + { + "type": "title", + "bbox": [ + 278, + 167, + 333, + 178 + ], + "lines": [ + { + "bbox": [ + 276, + 165, + 336, + 181 + ], + "spans": [ + { + "bbox": [ + 276, + 165, + 336, + 181 + ], + "score": 1.0, + "content": "ABSTRACT", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 143, + 192, + 468, + 346 + ], + "lines": [ + { + "bbox": [ + 141, + 191, + 469, + 207 + ], + "spans": [ + { + "bbox": [ + 141, + 191, + 469, + 207 + ], + "score": 1.0, + "content": "Deep neural networks and decision trees operate on largely separate paradigms;", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 141, + 204, + 469, + 216 + ], + "spans": [ + { + "bbox": [ + 141, + 204, + 469, + 216 + ], + "score": 1.0, + "content": "typically, the former performs representation learning with pre-specified architec-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 141, + 214, + 470, + 227 + ], + "spans": [ + { + "bbox": [ + 141, + 214, + 470, + 227 + ], + "score": 1.0, + "content": "tures, while the latter is characterised by learning hierarchies over pre-specified", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 141, + 225, + 469, + 237 + ], + "spans": [ + { + "bbox": [ + 141, + 225, + 469, + 237 + ], + "score": 1.0, + "content": "features with data-driven architectures. We unite the two via adaptive neural", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 141, + 237, + 469, + 249 + ], + "spans": [ + { + "bbox": [ + 141, + 237, + 469, + 249 + ], + "score": 1.0, + "content": "trees (ANTs), a model that incorporates representation learning into edges, routing", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 248, + 469, + 260 + ], + "spans": [ + { + "bbox": [ + 141, + 248, + 469, + 260 + ], + "score": 1.0, + "content": "functions and leaf nodes of a decision tree, along with a backpropagation-based", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 259, + 469, + 271 + ], + "spans": [ + { + "bbox": [ + 141, + 259, + 469, + 271 + ], + "score": 1.0, + "content": "training algorithm that adaptively grows the architecture from primitive modules", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 270, + 469, + 281 + ], + "spans": [ + { + "bbox": [ + 141, + 270, + 469, + 281 + ], + "score": 1.0, + "content": "(e.g., convolutional layers). ANTs allow increased interpretability via hierarchical", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 280, + 470, + 293 + ], + "spans": [ + { + "bbox": [ + 141, + 280, + 470, + 293 + ], + "score": 1.0, + "content": "clustering, e.g., learning meaningful class associations, such as separating natural", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 291, + 469, + 304 + ], + "spans": [ + { + "bbox": [ + 141, + 291, + 469, + 304 + ], + "score": 1.0, + "content": "vs. man-made objects. We demonstrate this on classification and regression tasks,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 141, + 302, + 470, + 315 + ], + "spans": [ + { + "bbox": [ + 141, + 302, + 205, + 315 + ], + "score": 1.0, + "content": "achieving over", + "type": "text" + }, + { + "bbox": [ + 205, + 302, + 225, + 313 + ], + "score": 0.87, + "content": "9 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 302, + 244, + 315 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 245, + 302, + 265, + 313 + ], + "score": 0.87, + "content": "90 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 265, + 302, + 470, + 315 + ], + "score": 1.0, + "content": "accuracy on the MNIST and CIFAR-10 datasets,", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 142, + 314, + 469, + 325 + ], + "spans": [ + { + "bbox": [ + 142, + 314, + 469, + 325 + ], + "score": 1.0, + "content": "and outperforming standard neural networks, random forests and gradient boosted", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 141, + 324, + 469, + 336 + ], + "spans": [ + { + "bbox": [ + 141, + 324, + 469, + 336 + ], + "score": 1.0, + "content": "trees on the SARCOS dataset. Furthermore, ANT optimisation naturally adapts", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 334, + 394, + 348 + ], + "spans": [ + { + "bbox": [ + 141, + 334, + 394, + 348 + ], + "score": 1.0, + "content": "the architecture to the size and complexity of the training data.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 10.5, + "bbox_fs": [ + 141, + 191, + 470, + 348 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 369, + 206, + 382 + ], + "lines": [ + { + "bbox": [ + 105, + 368, + 208, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 368, + 208, + 385 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 108, + 395, + 504, + 428 + ], + "lines": [ + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "score": 1.0, + "content": "Neural networks (NNs) and decision trees (DTs) are both powerful classes of machine learning mod-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "score": 1.0, + "content": "els with proven successes in academic and commercial applications. The two approaches, however,", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 418, + 364, + 430 + ], + "spans": [ + { + "bbox": [ + 106, + 418, + 364, + 430 + ], + "score": 1.0, + "content": "typically come with mutually exclusive benefits and limitations.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20, + "bbox_fs": [ + 105, + 396, + 506, + 430 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 434, + 505, + 545 + ], + "lines": [ + { + "bbox": [ + 106, + 435, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 106, + 435, + 505, + 446 + ], + "score": 1.0, + "content": "NNs are characterised by learning hierarchical representations of data through the composition of", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 446, + 505, + 458 + ], + "spans": [ + { + "bbox": [ + 106, + 446, + 505, + 458 + ], + "score": 1.0, + "content": "nonlinear transformations (Zeiler & Fergus, 2014; Bengio, 2013), which has alleviated the need for", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 456, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 505, + 469 + ], + "score": 1.0, + "content": "feature engineering, in contrast with many other machine learning models. In addition, NNs are", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 466, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 505, + 480 + ], + "score": 1.0, + "content": "trained with stochastic optimisers, such as stochastic gradient descent (SGD), allowing training to", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 479, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 505, + 491 + ], + "score": 1.0, + "content": "scale to large datasets. Consequently, with modern hardware, we can train NNs of many layers", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 489, + 506, + 503 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 506, + 503 + ], + "score": 1.0, + "content": "on large datasets, solving numerous problems ranging from object detection to speech recognition", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 500, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 505, + 513 + ], + "score": 1.0, + "content": "with unprecedented accuracy (LeCun et al., 2015). However, their architectures typically need to", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 511, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 505, + 524 + ], + "score": 1.0, + "content": "be designed by hand and fixed per task or dataset, requiring domain expertise (Zoph & Le, 2017).", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 522, + 505, + 536 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 505, + 536 + ], + "score": 1.0, + "content": "Inference can also be heavy-weight for large models, as each sample engages every part of the", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 533, + 505, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 533, + 505, + 546 + ], + "score": 1.0, + "content": "network, i.e., increasing capacity causes a proportional increase in computation (Bengio et al., 2013).", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 26.5, + "bbox_fs": [ + 105, + 435, + 506, + 546 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 550, + 505, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 549, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 505, + 563 + ], + "score": 1.0, + "content": "Alternatively, DTs are characterised by learning hierarchical clusters of data (Criminisi & Shotton,", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "score": 1.0, + "content": "2013). A DT learns how to split the input space, so that in each subset, linear models suffice to", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "score": 1.0, + "content": "explain the data. In contrast to standard NNs, the architectures of DTs are optimised based on train-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 583, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 505, + 596 + ], + "score": 1.0, + "content": "ing data, and are particularly advantageous in data-scarce scenarios. DTs also enjoy lightweight", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 594, + 505, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 505, + 607 + ], + "score": 1.0, + "content": "inference as only a single root-to-leaf path on the tree is used for each input sample. However,", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "score": 1.0, + "content": "successful applications of DTs often require hand-engineered features of data. We can ascribe the", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 616, + 505, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 505, + 629 + ], + "score": 1.0, + "content": "limited expressivity of single DTs to the common use of simplistic routing functions, such as split-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 626, + 506, + 641 + ], + "spans": [ + { + "bbox": [ + 105, + 626, + 506, + 641 + ], + "score": 1.0, + "content": "ting on axis-aligned features. The loss function for optimising hard partitioning is non-differentiable,", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "score": 1.0, + "content": "which hinders the use of gradient descent-based optimization and thus complex splitting functions.", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 649, + 505, + 662 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 505, + 662 + ], + "score": 1.0, + "content": "Current techniques for increasing capacity include ensemble methods such as random forests (RFs)", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 660, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 106, + 660, + 505, + 673 + ], + "score": 1.0, + "content": "(Breiman, 2001) and gradient-boosted trees (GBTs) (Friedman, 2001), which are known to achieve", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 669, + 506, + 685 + ], + "spans": [ + { + "bbox": [ + 105, + 669, + 506, + 685 + ], + "score": 1.0, + "content": "state-of-the-art performance in various tasks, including medical imaging and financial forecasting", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 681, + 479, + 695 + ], + "spans": [ + { + "bbox": [ + 106, + 681, + 479, + 695 + ], + "score": 1.0, + "content": "(Sandulescu & Chiru, 2016; Kaggle.com, 2017; Le Folgoc et al., 2016; Volkovs et al., 2017).", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 38, + "bbox_fs": [ + 105, + 549, + 506, + 695 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 699, + 504, + 731 + ], + "lines": [ + { + "bbox": [ + 106, + 698, + 504, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 698, + 504, + 712 + ], + "score": 1.0, + "content": "The goal of this work is to combine NNs and DTs to gain the complementary benefits of both ap-", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "proaches. To this end, we propose adaptive neural trees (ANTs), which generalise previous work", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 719, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 719, + 506, + 734 + ], + "score": 1.0, + "content": "that attempted the same unification (Suarez & Lutsko, 1999; ´ ˙Irsoy et al., 2012; Laptev & Buhmann,", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 46, + "bbox_fs": [ + 105, + 698, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 171 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "2014; Rota Bulo & Kontschieder, 2014; Kontschieder et al., 2015; Frosst & Hinton, 2017; Xiao,", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 506, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 506, + 105 + ], + "score": 1.0, + "content": "2017) and address their limitations (see Tab. 1). ANTs represent routing decisions and root-to-leaf", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 105, + 505, + 116 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 505, + 116 + ], + "score": 1.0, + "content": "computational paths within the tree structures as NNs, which lets them benefit from hierarchical", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 116, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 116, + 505, + 128 + ], + "score": 1.0, + "content": "representation learning, rather than being restricted to partitioning the raw data space. In addition,", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 127, + 505, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 505, + 139 + ], + "score": 1.0, + "content": "we propose a backpropagation-based training algorithm to grow ANTs based on a series of deci-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 505, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 505, + 150 + ], + "score": 1.0, + "content": "sions between making the ANT deeper—the central NN paradigm—or partitioning the data—the", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 149, + 505, + 161 + ], + "spans": [ + { + "bbox": [ + 105, + 149, + 505, + 161 + ], + "score": 1.0, + "content": "central DT paradigm (see Fig. 1 (Right)). This allows the architectures of ANTs to adapt to the data", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 160, + 503, + 172 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 503, + 172 + ], + "score": 1.0, + "content": "available. By our design, ANTs inherit the following desirable properties from both DTs and NNs:", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 3.5 + }, + { + "type": "text", + "bbox": [ + 132, + 180, + 505, + 286 + ], + "lines": [ + { + "bbox": [ + 136, + 180, + 505, + 192 + ], + "spans": [ + { + "bbox": [ + 136, + 180, + 505, + 192 + ], + "score": 1.0, + "content": "• Representation learning: as each root-to-leaf path in an ANT is a NN, features can be", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 191, + 505, + 204 + ], + "spans": [ + { + "bbox": [ + 141, + 191, + 505, + 204 + ], + "score": 1.0, + "content": "learnt end-to-end with gradient-based optimisation. This, in turn, allows for learning com-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 202, + 428, + 214 + ], + "spans": [ + { + "bbox": [ + 141, + 202, + 428, + 214 + ], + "score": 1.0, + "content": "plex data partitioning. The training algorithm is also amenable to SGD.", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 134, + 216, + 505, + 230 + ], + "spans": [ + { + "bbox": [ + 134, + 216, + 505, + 230 + ], + "score": 1.0, + "content": "• Architecture learning: by progressively growing ANTs, the architecture adapts to the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 142, + 228, + 505, + 239 + ], + "spans": [ + { + "bbox": [ + 142, + 228, + 505, + 239 + ], + "score": 1.0, + "content": "availability and complexity of data, embodying Occams razor. The growth procedure can", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 142, + 239, + 448, + 250 + ], + "spans": [ + { + "bbox": [ + 142, + 239, + 448, + 250 + ], + "score": 1.0, + "content": "be viewed as architecture search with a hard constraint over the model class.", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 138, + 253, + 505, + 265 + ], + "spans": [ + { + "bbox": [ + 138, + 253, + 505, + 265 + ], + "score": 1.0, + "content": "Lightweight inference: at inference time, ANTs perform conditional computation, select-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 141, + 263, + 506, + 277 + ], + "spans": [ + { + "bbox": [ + 141, + 263, + 506, + 277 + ], + "score": 1.0, + "content": "ing a single root-to-leaf path on the tree on a per-sample basis, activating only a subset of", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 142, + 275, + 259, + 287 + ], + "spans": [ + { + "bbox": [ + 142, + 275, + 259, + 287 + ], + "score": 1.0, + "content": "the parameters of the model.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 107, + 295, + 505, + 482 + ], + "lines": [ + { + "bbox": [ + 106, + 295, + 505, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 295, + 505, + 308 + ], + "score": 1.0, + "content": "We empirically validate these benefits for classification and regression through experiments on the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 306, + 505, + 320 + ], + "spans": [ + { + "bbox": [ + 105, + 306, + 505, + 320 + ], + "score": 1.0, + "content": "MNIST (LeCun et al., 1998), CIFAR-10 (Krizhevsky & Hinton, 2009) and SARCOS (Vijayaku-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 316, + 505, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 316, + 505, + 330 + ], + "score": 1.0, + "content": "mar & Schaal, 2000) datasets. Along with other forms of neural networks, ANTs far outperform", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 327, + 505, + 341 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 505, + 341 + ], + "score": 1.0, + "content": "state-of-the-art random forest (RF) (Zhou & Feng, 2017) and gradient boosted tree (GBT) (Pono-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 339, + 505, + 352 + ], + "spans": [ + { + "bbox": [ + 105, + 339, + 505, + 352 + ], + "score": 1.0, + "content": "mareva et al., 2017) methods on the image-based classification datasets, with architectures achieving", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 350, + 506, + 362 + ], + "spans": [ + { + "bbox": [ + 105, + 350, + 126, + 362 + ], + "score": 1.0, + "content": "over", + "type": "text" + }, + { + "bbox": [ + 127, + 350, + 146, + 361 + ], + "score": 0.85, + "content": "9 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 147, + 350, + 271, + 362 + ], + "score": 1.0, + "content": "accuracy on MNIST and over", + "type": "text" + }, + { + "bbox": [ + 271, + 350, + 291, + 361 + ], + "score": 0.86, + "content": "90 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 291, + 350, + 506, + 362 + ], + "score": 1.0, + "content": "accuracy on CIFAR-10. On the other hand, the best", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 361, + 506, + 374 + ], + "spans": [ + { + "bbox": [ + 105, + 361, + 506, + 374 + ], + "score": 1.0, + "content": "performing methods on the SARCOS multivariate regression dataset are all tree-based, with soft", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 371, + 505, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 371, + 505, + 385 + ], + "score": 1.0, + "content": "decision trees (SDTs) (Suarez & Lutsko, 1999; Jordan & Jacobs, 1994), GBTs (Friedman, 2001) ´", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 383, + 505, + 396 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 505, + 396 + ], + "score": 1.0, + "content": "and ANTs achieving the lowest mean squared error. At the same time, ANTs can learn meaningful", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 394, + 505, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 394, + 505, + 407 + ], + "score": 1.0, + "content": "hierarchical partitionings of data, e.g., grouping man-made and natural objects (see Fig. 2). ANTs", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 405, + 505, + 417 + ], + "spans": [ + { + "bbox": [ + 105, + 405, + 505, + 417 + ], + "score": 1.0, + "content": "also have reduced time and memory requirements during inference, conferred by conditional com-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 414, + 506, + 431 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 377, + 431 + ], + "score": 1.0, + "content": "putation. In one case, we discover an architecture that achieves over", + "type": "text" + }, + { + "bbox": [ + 378, + 416, + 397, + 426 + ], + "score": 0.88, + "content": "9 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 398, + 414, + 506, + 431 + ], + "score": 1.0, + "content": "accuracy on MNIST using", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 426, + 505, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 505, + 440 + ], + "score": 1.0, + "content": "approximately the same number of parameters as a linear classifier on raw image pixels, showing the", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 436, + 505, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 436, + 505, + 452 + ], + "score": 1.0, + "content": "benefits of modelling a hierarchical structure that reflects the underlying data structure in enhancing", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 449, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 505, + 462 + ], + "score": 1.0, + "content": "both computational and predictive performance. Finally, we demonstrate the benefits of architecture", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 460, + 506, + 473 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 506, + 473 + ], + "score": 1.0, + "content": "learning by training ANTs on subsets of CIFAR-10 of varying sizes. The method can construct", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 470, + 479, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 479, + 484 + ], + "score": 1.0, + "content": "architectures of adequate size, leading to better generalisation, particularly on small datasets.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 25 + }, + { + "type": "title", + "bbox": [ + 108, + 498, + 209, + 510 + ], + "lines": [ + { + "bbox": [ + 104, + 496, + 211, + 512 + ], + "spans": [ + { + "bbox": [ + 104, + 496, + 211, + 512 + ], + "score": 1.0, + "content": "2 RELATED WORK", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 522, + 504, + 566 + ], + "lines": [ + { + "bbox": [ + 105, + 522, + 506, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 506, + 535 + ], + "score": 1.0, + "content": "Our work is primarily related to research into combining DTs and NNs to benefit from the power", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 533, + 506, + 545 + ], + "spans": [ + { + "bbox": [ + 106, + 533, + 506, + 545 + ], + "score": 1.0, + "content": "of representation learning. Here we explain how ANTs subsumes a large body of such prior work", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 545, + 505, + 556 + ], + "spans": [ + { + "bbox": [ + 106, + 545, + 505, + 556 + ], + "score": 1.0, + "content": "as specific cases and address their limitations. We include additional reviews of work in conditional", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 556, + 443, + 567 + ], + "spans": [ + { + "bbox": [ + 105, + 556, + 443, + 567 + ], + "score": 1.0, + "content": "computation and neural architecture search in Sec. B in the supplementary material.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 36.5 + }, + { + "type": "text", + "bbox": [ + 107, + 572, + 505, + 671 + ], + "lines": [ + { + "bbox": [ + 106, + 570, + 505, + 586 + ], + "spans": [ + { + "bbox": [ + 106, + 570, + 505, + 586 + ], + "score": 1.0, + "content": "The very first SDT introduced in (Suarez & Lutsko, 1999) is a specific case where in our terminology ´", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 583, + 505, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 505, + 595 + ], + "score": 1.0, + "content": "the routers are axis-aligned features, the transformers are identity functions, and the routers are static", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 593, + 505, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 593, + 505, + 607 + ], + "score": 1.0, + "content": "distributions over classes or linear functions. The hierarchical mixture of experts (HMEs) proposed", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 604, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 505, + 618 + ], + "score": 1.0, + "content": "by (Jordan & Jacobs, 1994) is a variant of SDTs whose routers are linear classifiers and the tree", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 615, + 505, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 505, + 629 + ], + "score": 1.0, + "content": "structure is fixed. More modern SDTs in (Rota Bulo & Kontschieder, 2014; Laptev & Buhmann,", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "score": 1.0, + "content": "2014; Frosst & Hinton, 2017) used multilayer perceptrons (MLPs) or convolutional layers in the", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 638, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 505, + 651 + ], + "score": 1.0, + "content": "routers to learn more complex partitionings of the input space. However, the simplicity of identity", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "score": 1.0, + "content": "transformers used in these methods means that input data is never transformed and thus each path", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 660, + 428, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 660, + 428, + 673 + ], + "score": 1.0, + "content": "on the tree does not perform representation learning, limiting their performance.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 43 + }, + { + "type": "text", + "bbox": [ + 107, + 677, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 676, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 505, + 689 + ], + "score": 1.0, + "content": "More recent work suggested that integrating non-linear transformations of data into DTs would en-", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 687, + 505, + 699 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 505, + 699 + ], + "score": 1.0, + "content": "hance model performance. The neural decision forest (NDF) (Kontschieder et al., 2015), which held", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "cutting-edge performance on ImageNet (Deng et al., 2009) in 2015, is an ensemble of DTs, each of", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "which is also an instance of ANTs where the whole GoogLeNet architecture (Szegedy et al., 2015)", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "score": 1.0, + "content": "(except for the last linear layer) is used as the root transformer, prior to learning tree-structured", + "type": "text" + } + ], + "index": 52 + } + ], + "index": 50 + } + ], + "page_idx": 1, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 763 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 763 + ], + "score": 1.0, + "content": "2", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 171 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "2014; Rota Bulo & Kontschieder, 2014; Kontschieder et al., 2015; Frosst & Hinton, 2017; Xiao,", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 506, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 506, + 105 + ], + "score": 1.0, + "content": "2017) and address their limitations (see Tab. 1). ANTs represent routing decisions and root-to-leaf", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 105, + 505, + 116 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 505, + 116 + ], + "score": 1.0, + "content": "computational paths within the tree structures as NNs, which lets them benefit from hierarchical", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 116, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 116, + 505, + 128 + ], + "score": 1.0, + "content": "representation learning, rather than being restricted to partitioning the raw data space. In addition,", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 127, + 505, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 505, + 139 + ], + "score": 1.0, + "content": "we propose a backpropagation-based training algorithm to grow ANTs based on a series of deci-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 505, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 505, + 150 + ], + "score": 1.0, + "content": "sions between making the ANT deeper—the central NN paradigm—or partitioning the data—the", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 149, + 505, + 161 + ], + "spans": [ + { + "bbox": [ + 105, + 149, + 505, + 161 + ], + "score": 1.0, + "content": "central DT paradigm (see Fig. 1 (Right)). This allows the architectures of ANTs to adapt to the data", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 160, + 503, + 172 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 503, + 172 + ], + "score": 1.0, + "content": "available. By our design, ANTs inherit the following desirable properties from both DTs and NNs:", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 3.5, + "bbox_fs": [ + 105, + 82, + 506, + 172 + ] + }, + { + "type": "text", + "bbox": [ + 132, + 180, + 505, + 286 + ], + "lines": [ + { + "bbox": [ + 136, + 180, + 505, + 192 + ], + "spans": [ + { + "bbox": [ + 136, + 180, + 505, + 192 + ], + "score": 1.0, + "content": "• Representation learning: as each root-to-leaf path in an ANT is a NN, features can be", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 191, + 505, + 204 + ], + "spans": [ + { + "bbox": [ + 141, + 191, + 505, + 204 + ], + "score": 1.0, + "content": "learnt end-to-end with gradient-based optimisation. This, in turn, allows for learning com-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 202, + 428, + 214 + ], + "spans": [ + { + "bbox": [ + 141, + 202, + 428, + 214 + ], + "score": 1.0, + "content": "plex data partitioning. The training algorithm is also amenable to SGD.", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 134, + 216, + 505, + 230 + ], + "spans": [ + { + "bbox": [ + 134, + 216, + 505, + 230 + ], + "score": 1.0, + "content": "• Architecture learning: by progressively growing ANTs, the architecture adapts to the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 142, + 228, + 505, + 239 + ], + "spans": [ + { + "bbox": [ + 142, + 228, + 505, + 239 + ], + "score": 1.0, + "content": "availability and complexity of data, embodying Occams razor. The growth procedure can", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 142, + 239, + 448, + 250 + ], + "spans": [ + { + "bbox": [ + 142, + 239, + 448, + 250 + ], + "score": 1.0, + "content": "be viewed as architecture search with a hard constraint over the model class.", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 138, + 253, + 505, + 265 + ], + "spans": [ + { + "bbox": [ + 138, + 253, + 505, + 265 + ], + "score": 1.0, + "content": "Lightweight inference: at inference time, ANTs perform conditional computation, select-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 141, + 263, + 506, + 277 + ], + "spans": [ + { + "bbox": [ + 141, + 263, + 506, + 277 + ], + "score": 1.0, + "content": "ing a single root-to-leaf path on the tree on a per-sample basis, activating only a subset of", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 142, + 275, + 259, + 287 + ], + "spans": [ + { + "bbox": [ + 142, + 275, + 259, + 287 + ], + "score": 1.0, + "content": "the parameters of the model.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 12, + "bbox_fs": [ + 134, + 180, + 506, + 287 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 295, + 505, + 482 + ], + "lines": [ + { + "bbox": [ + 106, + 295, + 505, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 295, + 505, + 308 + ], + "score": 1.0, + "content": "We empirically validate these benefits for classification and regression through experiments on the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 306, + 505, + 320 + ], + "spans": [ + { + "bbox": [ + 105, + 306, + 505, + 320 + ], + "score": 1.0, + "content": "MNIST (LeCun et al., 1998), CIFAR-10 (Krizhevsky & Hinton, 2009) and SARCOS (Vijayaku-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 316, + 505, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 316, + 505, + 330 + ], + "score": 1.0, + "content": "mar & Schaal, 2000) datasets. Along with other forms of neural networks, ANTs far outperform", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 327, + 505, + 341 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 505, + 341 + ], + "score": 1.0, + "content": "state-of-the-art random forest (RF) (Zhou & Feng, 2017) and gradient boosted tree (GBT) (Pono-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 339, + 505, + 352 + ], + "spans": [ + { + "bbox": [ + 105, + 339, + 505, + 352 + ], + "score": 1.0, + "content": "mareva et al., 2017) methods on the image-based classification datasets, with architectures achieving", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 350, + 506, + 362 + ], + "spans": [ + { + "bbox": [ + 105, + 350, + 126, + 362 + ], + "score": 1.0, + "content": "over", + "type": "text" + }, + { + "bbox": [ + 127, + 350, + 146, + 361 + ], + "score": 0.85, + "content": "9 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 147, + 350, + 271, + 362 + ], + "score": 1.0, + "content": "accuracy on MNIST and over", + "type": "text" + }, + { + "bbox": [ + 271, + 350, + 291, + 361 + ], + "score": 0.86, + "content": "90 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 291, + 350, + 506, + 362 + ], + "score": 1.0, + "content": "accuracy on CIFAR-10. On the other hand, the best", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 361, + 506, + 374 + ], + "spans": [ + { + "bbox": [ + 105, + 361, + 506, + 374 + ], + "score": 1.0, + "content": "performing methods on the SARCOS multivariate regression dataset are all tree-based, with soft", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 371, + 505, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 371, + 505, + 385 + ], + "score": 1.0, + "content": "decision trees (SDTs) (Suarez & Lutsko, 1999; Jordan & Jacobs, 1994), GBTs (Friedman, 2001) ´", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 383, + 505, + 396 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 505, + 396 + ], + "score": 1.0, + "content": "and ANTs achieving the lowest mean squared error. At the same time, ANTs can learn meaningful", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 394, + 505, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 394, + 505, + 407 + ], + "score": 1.0, + "content": "hierarchical partitionings of data, e.g., grouping man-made and natural objects (see Fig. 2). ANTs", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 405, + 505, + 417 + ], + "spans": [ + { + "bbox": [ + 105, + 405, + 505, + 417 + ], + "score": 1.0, + "content": "also have reduced time and memory requirements during inference, conferred by conditional com-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 414, + 506, + 431 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 377, + 431 + ], + "score": 1.0, + "content": "putation. In one case, we discover an architecture that achieves over", + "type": "text" + }, + { + "bbox": [ + 378, + 416, + 397, + 426 + ], + "score": 0.88, + "content": "9 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 398, + 414, + 506, + 431 + ], + "score": 1.0, + "content": "accuracy on MNIST using", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 426, + 505, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 505, + 440 + ], + "score": 1.0, + "content": "approximately the same number of parameters as a linear classifier on raw image pixels, showing the", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 436, + 505, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 436, + 505, + 452 + ], + "score": 1.0, + "content": "benefits of modelling a hierarchical structure that reflects the underlying data structure in enhancing", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 449, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 505, + 462 + ], + "score": 1.0, + "content": "both computational and predictive performance. Finally, we demonstrate the benefits of architecture", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 460, + 506, + 473 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 506, + 473 + ], + "score": 1.0, + "content": "learning by training ANTs on subsets of CIFAR-10 of varying sizes. The method can construct", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 470, + 479, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 479, + 484 + ], + "score": 1.0, + "content": "architectures of adequate size, leading to better generalisation, particularly on small datasets.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 25, + "bbox_fs": [ + 105, + 295, + 506, + 484 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 498, + 209, + 510 + ], + "lines": [ + { + "bbox": [ + 104, + 496, + 211, + 512 + ], + "spans": [ + { + "bbox": [ + 104, + 496, + 211, + 512 + ], + "score": 1.0, + "content": "2 RELATED WORK", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 522, + 504, + 566 + ], + "lines": [ + { + "bbox": [ + 105, + 522, + 506, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 506, + 535 + ], + "score": 1.0, + "content": "Our work is primarily related to research into combining DTs and NNs to benefit from the power", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 533, + 506, + 545 + ], + "spans": [ + { + "bbox": [ + 106, + 533, + 506, + 545 + ], + "score": 1.0, + "content": "of representation learning. Here we explain how ANTs subsumes a large body of such prior work", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 545, + 505, + 556 + ], + "spans": [ + { + "bbox": [ + 106, + 545, + 505, + 556 + ], + "score": 1.0, + "content": "as specific cases and address their limitations. We include additional reviews of work in conditional", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 556, + 443, + 567 + ], + "spans": [ + { + "bbox": [ + 105, + 556, + 443, + 567 + ], + "score": 1.0, + "content": "computation and neural architecture search in Sec. B in the supplementary material.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 36.5, + "bbox_fs": [ + 105, + 522, + 506, + 567 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 572, + 505, + 671 + ], + "lines": [ + { + "bbox": [ + 106, + 570, + 505, + 586 + ], + "spans": [ + { + "bbox": [ + 106, + 570, + 505, + 586 + ], + "score": 1.0, + "content": "The very first SDT introduced in (Suarez & Lutsko, 1999) is a specific case where in our terminology ´", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 583, + 505, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 505, + 595 + ], + "score": 1.0, + "content": "the routers are axis-aligned features, the transformers are identity functions, and the routers are static", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 593, + 505, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 593, + 505, + 607 + ], + "score": 1.0, + "content": "distributions over classes or linear functions. The hierarchical mixture of experts (HMEs) proposed", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 604, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 505, + 618 + ], + "score": 1.0, + "content": "by (Jordan & Jacobs, 1994) is a variant of SDTs whose routers are linear classifiers and the tree", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 615, + 505, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 505, + 629 + ], + "score": 1.0, + "content": "structure is fixed. More modern SDTs in (Rota Bulo & Kontschieder, 2014; Laptev & Buhmann,", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 640 + ], + "score": 1.0, + "content": "2014; Frosst & Hinton, 2017) used multilayer perceptrons (MLPs) or convolutional layers in the", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 638, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 505, + 651 + ], + "score": 1.0, + "content": "routers to learn more complex partitionings of the input space. However, the simplicity of identity", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "score": 1.0, + "content": "transformers used in these methods means that input data is never transformed and thus each path", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 660, + 428, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 660, + 428, + 673 + ], + "score": 1.0, + "content": "on the tree does not perform representation learning, limiting their performance.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 43, + "bbox_fs": [ + 105, + 570, + 505, + 673 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 677, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 676, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 505, + 689 + ], + "score": 1.0, + "content": "More recent work suggested that integrating non-linear transformations of data into DTs would en-", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 687, + 505, + 699 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 505, + 699 + ], + "score": 1.0, + "content": "hance model performance. The neural decision forest (NDF) (Kontschieder et al., 2015), which held", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "cutting-edge performance on ImageNet (Deng et al., 2009) in 2015, is an ensemble of DTs, each of", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "which is also an instance of ANTs where the whole GoogLeNet architecture (Szegedy et al., 2015)", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "score": 1.0, + "content": "(except for the last linear layer) is used as the root transformer, prior to learning tree-structured", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 106, + 246, + 505, + 259 + ], + "spans": [ + { + "bbox": [ + 106, + 246, + 505, + 259 + ], + "score": 1.0, + "content": "classifiers with linear routers. Xiao (2017) employed a similar approach with a MLP at the root", + "type": "text", + "cross_page": true + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 258, + 505, + 270 + ], + "spans": [ + { + "bbox": [ + 106, + 258, + 505, + 270 + ], + "score": 1.0, + "content": "transformer, and is optimised to minimise a differentiable information gain loss. The conditional", + "type": "text", + "cross_page": true + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 269, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 269, + 505, + 282 + ], + "score": 1.0, + "content": "network proposed in (Ioannou et al., 2016) sparsified CNN architectures by distributing compu-", + "type": "text", + "cross_page": true + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 281, + 505, + 292 + ], + "spans": [ + { + "bbox": [ + 106, + 281, + 505, + 292 + ], + "score": 1.0, + "content": "tations on hierarchical structures based on directed acyclic graphs with MLP-based routers, and", + "type": "text", + "cross_page": true + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 291, + 505, + 303 + ], + "spans": [ + { + "bbox": [ + 106, + 291, + 505, + 303 + ], + "score": 1.0, + "content": "designed models with the same accuracy with reduced compute cost and number of parameters.", + "type": "text", + "cross_page": true + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 302, + 401, + 314 + ], + "spans": [ + { + "bbox": [ + 106, + 302, + 401, + 314 + ], + "score": 1.0, + "content": "However, in all cases, the model architectures are pre-specified and fixed.", + "type": "text", + "cross_page": true + } + ], + "index": 11 + } + ], + "index": 50, + "bbox_fs": [ + 105, + 676, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 162, + 99, + 446, + 233 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 108, + 63, + 503, + 97 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 61, + 506, + 76 + ], + "spans": [ + { + "bbox": [ + 105, + 61, + 506, + 76 + ], + "score": 1.0, + "content": "Table 1: Comparison of tree-structured NNs. The first column denotes if each path on the tree is a", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 73, + 505, + 86 + ], + "spans": [ + { + "bbox": [ + 105, + 73, + 505, + 86 + ], + "score": 1.0, + "content": "NN, and the second column denotes if the routers learn features from data. The last column indicates", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 84, + 364, + 97 + ], + "spans": [ + { + "bbox": [ + 105, + 84, + 364, + 97 + ], + "score": 1.0, + "content": "if the method grows an architecture, or uses a pre-specified one.", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1 + }, + { + "type": "table_body", + "bbox": [ + 162, + 99, + 446, + 233 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 162, + 99, + 446, + 233 + ], + "spans": [ + { + "bbox": [ + 162, + 99, + 446, + 233 + ], + "score": 0.981, + "html": "
MethodFeature learning? PathRoutersGrown?
SDT (Suarez&Lutsko,1999) SDT2/HME (Jordan & Jacobs,1994) SDT 3 (Irsoy et al.,2012) SDT 4 (Frosst & Hinton,2017) BT (Irsoy et al., 2014) Conv DT (Laptev & Buhmann,2014) NDT (Rota Bulo & Kontschieder,2014) NDT 2 (Xiao,2017)xxxxxxx/νXx/xνx/xxxν
", + "type": "table", + "image_path": "49ebda481c59fb0009d9e5121762b334812416dd9c1a195b0f1bc7a512f43f36.jpg" + } + ] + } + ], + "index": 4, + "virtual_lines": [ + { + "bbox": [ + 162, + 99, + 446, + 143.66666666666666 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 162, + 143.66666666666666, + 446, + 188.33333333333331 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 162, + 188.33333333333331, + 446, + 232.99999999999997 + ], + "spans": [], + "index": 5 + } + ] + } + ], + "index": 2.5 + }, + { + "type": "text", + "bbox": [ + 107, + 246, + 505, + 313 + ], + "lines": [ + { + "bbox": [ + 106, + 246, + 505, + 259 + ], + "spans": [ + { + "bbox": [ + 106, + 246, + 505, + 259 + ], + "score": 1.0, + "content": "classifiers with linear routers. Xiao (2017) employed a similar approach with a MLP at the root", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 258, + 505, + 270 + ], + "spans": [ + { + "bbox": [ + 106, + 258, + 505, + 270 + ], + "score": 1.0, + "content": "transformer, and is optimised to minimise a differentiable information gain loss. The conditional", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 269, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 269, + 505, + 282 + ], + "score": 1.0, + "content": "network proposed in (Ioannou et al., 2016) sparsified CNN architectures by distributing compu-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 281, + 505, + 292 + ], + "spans": [ + { + "bbox": [ + 106, + 281, + 505, + 292 + ], + "score": 1.0, + "content": "tations on hierarchical structures based on directed acyclic graphs with MLP-based routers, and", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 291, + 505, + 303 + ], + "spans": [ + { + "bbox": [ + 106, + 291, + 505, + 303 + ], + "score": 1.0, + "content": "designed models with the same accuracy with reduced compute cost and number of parameters.", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 302, + 401, + 314 + ], + "spans": [ + { + "bbox": [ + 106, + 302, + 401, + 314 + ], + "score": 1.0, + "content": "However, in all cases, the model architectures are pre-specified and fixed.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 8.5 + }, + { + "type": "text", + "bbox": [ + 108, + 318, + 502, + 352 + ], + "lines": [ + { + "bbox": [ + 105, + 318, + 504, + 332 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 504, + 332 + ], + "score": 1.0, + "content": "In contrast, ANTs satisfy all criteria in Tab. 1; they provide a general framework for learning tree-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 329, + 504, + 343 + ], + "spans": [ + { + "bbox": [ + 106, + 329, + 504, + 343 + ], + "score": 1.0, + "content": "structured models with the capacity of representation learning along each path and within routing", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 339, + 334, + 353 + ], + "spans": [ + { + "bbox": [ + 106, + 339, + 334, + 353 + ], + "score": 1.0, + "content": "functions, and a mechanism for learning its architecture.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 107, + 357, + 505, + 457 + ], + "lines": [ + { + "bbox": [ + 105, + 357, + 505, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 505, + 370 + ], + "score": 1.0, + "content": "Architecture growth is a key facet of DTs (Criminisi & Shotton, 2013), and typically performed in", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 104, + 368, + 506, + 382 + ], + "spans": [ + { + "bbox": [ + 104, + 368, + 506, + 382 + ], + "score": 1.0, + "content": "a greedy fashion with a termination criteria based on validation set error (Suarez & Lutsko, 1999; ´", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 104, + 378, + 505, + 394 + ], + "spans": [ + { + "bbox": [ + 104, + 378, + 505, + 394 + ], + "score": 1.0, + "content": "˙Irsoy et al., 2012). Here we review previous attempts to improve upon this greedy growth strategy", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 390, + 505, + 404 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 505, + 404 + ], + "score": 1.0, + "content": "in the DT literature. Decision jungles (Shotton et al., 2013) employ a training mechanism to merge", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 402, + 505, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 402, + 505, + 414 + ], + "score": 1.0, + "content": "partitioned input spaces between different sub-trees, and thus to rectify suboptimal “splits” made", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 412, + 505, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 505, + 426 + ], + "score": 1.0, + "content": "due to the locality of optimisation. ˙Irsoy et al. (2014) proposes budding trees, which are grown and", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 423, + 506, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 506, + 438 + ], + "score": 1.0, + "content": "pruned incrementally based on global optimisation of all existing nodes. While our proposed training", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 433, + 506, + 449 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 506, + 449 + ], + "score": 1.0, + "content": "algorithm, for simplicity, grows the architecture by greedily choosing the best option between going", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 446, + 488, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 446, + 488, + 459 + ], + "score": 1.0, + "content": "deeper and splitting the input space (see Fig. 1), it is certainly amenable to the above advances.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 462, + 505, + 540 + ], + "lines": [ + { + "bbox": [ + 106, + 461, + 505, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 461, + 505, + 474 + ], + "score": 1.0, + "content": "Another related strand of work for feature learning is cascaded forests—stacks of RFs where the", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 473, + 505, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 505, + 485 + ], + "score": 1.0, + "content": "outputs of intermediate models are fed into the subsequent ones (Montillo et al., 2011; Kontschieder", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 483, + 505, + 497 + ], + "spans": [ + { + "bbox": [ + 105, + 483, + 505, + 497 + ], + "score": 1.0, + "content": "et al., 2013; Zhou & Feng, 2017). It has been shown how a cascade of DTs can be mapped to", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 495, + 506, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 506, + 507 + ], + "score": 1.0, + "content": "NNs with sparse connections (Sethi, 1990), and more recently Richmond et al. (2015) extended this", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 506, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 506, + 519 + ], + "score": 1.0, + "content": "argument to RFs. However, the features obtained in this approach are the intermediate outputs of", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 517, + 505, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 517, + 505, + 529 + ], + "score": 1.0, + "content": "respective component models, which are not optimised for the target task, and cannot be learned", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 527, + 318, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 318, + 542 + ], + "score": 1.0, + "content": "end-to-end, thus limiting its representational quality.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 27 + }, + { + "type": "title", + "bbox": [ + 108, + 555, + 263, + 568 + ], + "lines": [ + { + "bbox": [ + 105, + 554, + 265, + 569 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 265, + 569 + ], + "score": 1.0, + "content": "3 ADAPTIVE NEURAL TREES", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 580, + 505, + 626 + ], + "lines": [ + { + "bbox": [ + 106, + 580, + 506, + 592 + ], + "spans": [ + { + "bbox": [ + 106, + 580, + 506, + 592 + ], + "score": 1.0, + "content": "We now formalise the definition of Adaptive Neural Trees (ANTs), which are a form of", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 591, + 505, + 603 + ], + "spans": [ + { + "bbox": [ + 105, + 591, + 505, + 603 + ], + "score": 1.0, + "content": "DTs enhanced with deep, learned representations. We focus on supervised learning, where", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 601, + 505, + 614 + ], + "spans": [ + { + "bbox": [ + 105, + 601, + 317, + 614 + ], + "score": 1.0, + "content": "the aim is to learn the conditional distribution", + "type": "text" + }, + { + "bbox": [ + 317, + 602, + 347, + 614 + ], + "score": 0.91, + "content": "p ( \\mathbf { y } \\vert \\mathbf { x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 601, + 417, + 614 + ], + "score": 1.0, + "content": "from a set of", + "type": "text" + }, + { + "bbox": [ + 418, + 602, + 429, + 612 + ], + "score": 0.79, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 601, + 505, + 614 + ], + "score": 1.0, + "content": "labelled samples", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 107, + 613, + 330, + 627 + ], + "spans": [ + { + "bbox": [ + 107, + 613, + 263, + 627 + ], + "score": 0.94, + "content": "( \\mathbf { x } ^ { ( 1 ) } , \\mathbf { y } ^ { ( 1 ) } ) , . . . , ( \\mathbf { x } ^ { ( N ) } , \\mathbf { y } ^ { ( N ) } ) \\in \\mathcal { X } \\times \\mathcal { Y }", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 613, + 330, + 627 + ], + "score": 1.0, + "content": "as training data.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 33.5 + }, + { + "type": "title", + "bbox": [ + 108, + 639, + 293, + 650 + ], + "lines": [ + { + "bbox": [ + 106, + 639, + 295, + 652 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 295, + 652 + ], + "score": 1.0, + "content": "3.1 MODEL TOPOLOGY AND OPERATIONS", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36 + }, + { + "type": "text", + "bbox": [ + 107, + 660, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 105, + 659, + 505, + 672 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 505, + 672 + ], + "score": 1.0, + "content": "In short, an ANT is a tree-structured model, characterized by a set of hierarchical partitions of the", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 671, + 505, + 683 + ], + "spans": [ + { + "bbox": [ + 106, + 671, + 153, + 683 + ], + "score": 1.0, + "content": "input space", + "type": "text" + }, + { + "bbox": [ + 154, + 671, + 163, + 681 + ], + "score": 0.79, + "content": "\\mathcal { X }", + "type": "inline_equation" + }, + { + "bbox": [ + 163, + 671, + 505, + 683 + ], + "score": 1.0, + "content": ", a series of nonlinear transformations, and separate predictive models in the respective", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 681, + 505, + 694 + ], + "spans": [ + { + "bbox": [ + 105, + 681, + 366, + 694 + ], + "score": 1.0, + "content": "component regions. More formally, we define an ANT as a pair", + "type": "text" + }, + { + "bbox": [ + 366, + 682, + 393, + 694 + ], + "score": 0.92, + "content": "( \\mathbb { T } , \\mathbb { O } )", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 681, + 422, + 694 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 422, + 682, + 431, + 692 + ], + "score": 0.61, + "content": "\\mathbb { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 431, + 681, + 505, + 694 + ], + "score": 1.0, + "content": "defines the model", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 693, + 313, + 706 + ], + "spans": [ + { + "bbox": [ + 105, + 693, + 163, + 706 + ], + "score": 1.0, + "content": "topology, and", + "type": "text" + }, + { + "bbox": [ + 163, + 693, + 172, + 703 + ], + "score": 0.82, + "content": "\\mathbb { O }", + "type": "inline_equation" + }, + { + "bbox": [ + 173, + 693, + 313, + 706 + ], + "score": 1.0, + "content": "denotes the set of operations on it.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 38.5 + }, + { + "type": "text", + "bbox": [ + 107, + 709, + 503, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 235, + 722 + ], + "score": 1.0, + "content": "We restrict the model topology", + "type": "text" + }, + { + "bbox": [ + 236, + 710, + 244, + 720 + ], + "score": 0.66, + "content": "\\mathbb { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 245, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "to be instances of binary trees, defined as a set of finite graphs", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 720, + 505, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 505, + 733 + ], + "score": 1.0, + "content": "where every node is either an internal node or a leaf, and is the child of exactly one parent node", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 41.5 + } + ], + "page_idx": 2, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "score": 1.0, + "content": "3", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "table", + "bbox": [ + 162, + 99, + 446, + 233 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 108, + 63, + 503, + 97 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 61, + 506, + 76 + ], + "spans": [ + { + "bbox": [ + 105, + 61, + 506, + 76 + ], + "score": 1.0, + "content": "Table 1: Comparison of tree-structured NNs. The first column denotes if each path on the tree is a", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 73, + 505, + 86 + ], + "spans": [ + { + "bbox": [ + 105, + 73, + 505, + 86 + ], + "score": 1.0, + "content": "NN, and the second column denotes if the routers learn features from data. The last column indicates", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 84, + 364, + 97 + ], + "spans": [ + { + "bbox": [ + 105, + 84, + 364, + 97 + ], + "score": 1.0, + "content": "if the method grows an architecture, or uses a pre-specified one.", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1 + }, + { + "type": "table_body", + "bbox": [ + 162, + 99, + 446, + 233 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 162, + 99, + 446, + 233 + ], + "spans": [ + { + "bbox": [ + 162, + 99, + 446, + 233 + ], + "score": 0.981, + "html": "
MethodFeature learning? PathRoutersGrown?
SDT (Suarez&Lutsko,1999) SDT2/HME (Jordan & Jacobs,1994) SDT 3 (Irsoy et al.,2012) SDT 4 (Frosst & Hinton,2017) BT (Irsoy et al., 2014) Conv DT (Laptev & Buhmann,2014) NDT (Rota Bulo & Kontschieder,2014) NDT 2 (Xiao,2017)xxxxxxx/νXx/xνx/xxxν
", + "type": "table", + "image_path": "49ebda481c59fb0009d9e5121762b334812416dd9c1a195b0f1bc7a512f43f36.jpg" + } + ] + } + ], + "index": 4, + "virtual_lines": [ + { + "bbox": [ + 162, + 99, + 446, + 143.66666666666666 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 162, + 143.66666666666666, + 446, + 188.33333333333331 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 162, + 188.33333333333331, + 446, + 232.99999999999997 + ], + "spans": [], + "index": 5 + } + ] + } + ], + "index": 2.5 + }, + { + "type": "text", + "bbox": [ + 107, + 246, + 505, + 313 + ], + "lines": [], + "index": 8.5, + "bbox_fs": [ + 105, + 246, + 505, + 314 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 108, + 318, + 502, + 352 + ], + "lines": [ + { + "bbox": [ + 105, + 318, + 504, + 332 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 504, + 332 + ], + "score": 1.0, + "content": "In contrast, ANTs satisfy all criteria in Tab. 1; they provide a general framework for learning tree-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 329, + 504, + 343 + ], + "spans": [ + { + "bbox": [ + 106, + 329, + 504, + 343 + ], + "score": 1.0, + "content": "structured models with the capacity of representation learning along each path and within routing", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 339, + 334, + 353 + ], + "spans": [ + { + "bbox": [ + 106, + 339, + 334, + 353 + ], + "score": 1.0, + "content": "functions, and a mechanism for learning its architecture.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13, + "bbox_fs": [ + 105, + 318, + 504, + 353 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 357, + 505, + 457 + ], + "lines": [ + { + "bbox": [ + 105, + 357, + 505, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 505, + 370 + ], + "score": 1.0, + "content": "Architecture growth is a key facet of DTs (Criminisi & Shotton, 2013), and typically performed in", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 104, + 368, + 506, + 382 + ], + "spans": [ + { + "bbox": [ + 104, + 368, + 506, + 382 + ], + "score": 1.0, + "content": "a greedy fashion with a termination criteria based on validation set error (Suarez & Lutsko, 1999; ´", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 104, + 378, + 505, + 394 + ], + "spans": [ + { + "bbox": [ + 104, + 378, + 505, + 394 + ], + "score": 1.0, + "content": "˙Irsoy et al., 2012). Here we review previous attempts to improve upon this greedy growth strategy", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 390, + 505, + 404 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 505, + 404 + ], + "score": 1.0, + "content": "in the DT literature. Decision jungles (Shotton et al., 2013) employ a training mechanism to merge", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 402, + 505, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 402, + 505, + 414 + ], + "score": 1.0, + "content": "partitioned input spaces between different sub-trees, and thus to rectify suboptimal “splits” made", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 412, + 505, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 505, + 426 + ], + "score": 1.0, + "content": "due to the locality of optimisation. ˙Irsoy et al. (2014) proposes budding trees, which are grown and", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 423, + 506, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 506, + 438 + ], + "score": 1.0, + "content": "pruned incrementally based on global optimisation of all existing nodes. While our proposed training", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 433, + 506, + 449 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 506, + 449 + ], + "score": 1.0, + "content": "algorithm, for simplicity, grows the architecture by greedily choosing the best option between going", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 446, + 488, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 446, + 488, + 459 + ], + "score": 1.0, + "content": "deeper and splitting the input space (see Fig. 1), it is certainly amenable to the above advances.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 19, + "bbox_fs": [ + 104, + 357, + 506, + 459 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 462, + 505, + 540 + ], + "lines": [ + { + "bbox": [ + 106, + 461, + 505, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 461, + 505, + 474 + ], + "score": 1.0, + "content": "Another related strand of work for feature learning is cascaded forests—stacks of RFs where the", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 473, + 505, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 505, + 485 + ], + "score": 1.0, + "content": "outputs of intermediate models are fed into the subsequent ones (Montillo et al., 2011; Kontschieder", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 483, + 505, + 497 + ], + "spans": [ + { + "bbox": [ + 105, + 483, + 505, + 497 + ], + "score": 1.0, + "content": "et al., 2013; Zhou & Feng, 2017). It has been shown how a cascade of DTs can be mapped to", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 495, + 506, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 495, + 506, + 507 + ], + "score": 1.0, + "content": "NNs with sparse connections (Sethi, 1990), and more recently Richmond et al. (2015) extended this", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 506, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 506, + 519 + ], + "score": 1.0, + "content": "argument to RFs. However, the features obtained in this approach are the intermediate outputs of", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 517, + 505, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 517, + 505, + 529 + ], + "score": 1.0, + "content": "respective component models, which are not optimised for the target task, and cannot be learned", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 527, + 318, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 318, + 542 + ], + "score": 1.0, + "content": "end-to-end, thus limiting its representational quality.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 27, + "bbox_fs": [ + 105, + 461, + 506, + 542 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 555, + 263, + 568 + ], + "lines": [ + { + "bbox": [ + 105, + 554, + 265, + 569 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 265, + 569 + ], + "score": 1.0, + "content": "3 ADAPTIVE NEURAL TREES", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 580, + 505, + 626 + ], + "lines": [ + { + "bbox": [ + 106, + 580, + 506, + 592 + ], + "spans": [ + { + "bbox": [ + 106, + 580, + 506, + 592 + ], + "score": 1.0, + "content": "We now formalise the definition of Adaptive Neural Trees (ANTs), which are a form of", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 591, + 505, + 603 + ], + "spans": [ + { + "bbox": [ + 105, + 591, + 505, + 603 + ], + "score": 1.0, + "content": "DTs enhanced with deep, learned representations. We focus on supervised learning, where", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 601, + 505, + 614 + ], + "spans": [ + { + "bbox": [ + 105, + 601, + 317, + 614 + ], + "score": 1.0, + "content": "the aim is to learn the conditional distribution", + "type": "text" + }, + { + "bbox": [ + 317, + 602, + 347, + 614 + ], + "score": 0.91, + "content": "p ( \\mathbf { y } \\vert \\mathbf { x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 601, + 417, + 614 + ], + "score": 1.0, + "content": "from a set of", + "type": "text" + }, + { + "bbox": [ + 418, + 602, + 429, + 612 + ], + "score": 0.79, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 601, + 505, + 614 + ], + "score": 1.0, + "content": "labelled samples", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 107, + 613, + 330, + 627 + ], + "spans": [ + { + "bbox": [ + 107, + 613, + 263, + 627 + ], + "score": 0.94, + "content": "( \\mathbf { x } ^ { ( 1 ) } , \\mathbf { y } ^ { ( 1 ) } ) , . . . , ( \\mathbf { x } ^ { ( N ) } , \\mathbf { y } ^ { ( N ) } ) \\in \\mathcal { X } \\times \\mathcal { Y }", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 613, + 330, + 627 + ], + "score": 1.0, + "content": "as training data.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 33.5, + "bbox_fs": [ + 105, + 580, + 506, + 627 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 639, + 293, + 650 + ], + "lines": [ + { + "bbox": [ + 106, + 639, + 295, + 652 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 295, + 652 + ], + "score": 1.0, + "content": "3.1 MODEL TOPOLOGY AND OPERATIONS", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36 + }, + { + "type": "text", + "bbox": [ + 107, + 660, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 105, + 659, + 505, + 672 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 505, + 672 + ], + "score": 1.0, + "content": "In short, an ANT is a tree-structured model, characterized by a set of hierarchical partitions of the", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 671, + 505, + 683 + ], + "spans": [ + { + "bbox": [ + 106, + 671, + 153, + 683 + ], + "score": 1.0, + "content": "input space", + "type": "text" + }, + { + "bbox": [ + 154, + 671, + 163, + 681 + ], + "score": 0.79, + "content": "\\mathcal { X }", + "type": "inline_equation" + }, + { + "bbox": [ + 163, + 671, + 505, + 683 + ], + "score": 1.0, + "content": ", a series of nonlinear transformations, and separate predictive models in the respective", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 681, + 505, + 694 + ], + "spans": [ + { + "bbox": [ + 105, + 681, + 366, + 694 + ], + "score": 1.0, + "content": "component regions. More formally, we define an ANT as a pair", + "type": "text" + }, + { + "bbox": [ + 366, + 682, + 393, + 694 + ], + "score": 0.92, + "content": "( \\mathbb { T } , \\mathbb { O } )", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 681, + 422, + 694 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 422, + 682, + 431, + 692 + ], + "score": 0.61, + "content": "\\mathbb { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 431, + 681, + 505, + 694 + ], + "score": 1.0, + "content": "defines the model", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 693, + 313, + 706 + ], + "spans": [ + { + "bbox": [ + 105, + 693, + 163, + 706 + ], + "score": 1.0, + "content": "topology, and", + "type": "text" + }, + { + "bbox": [ + 163, + 693, + 172, + 703 + ], + "score": 0.82, + "content": "\\mathbb { O }", + "type": "inline_equation" + }, + { + "bbox": [ + 173, + 693, + 313, + 706 + ], + "score": 1.0, + "content": "denotes the set of operations on it.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 38.5, + "bbox_fs": [ + 105, + 659, + 505, + 706 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 709, + 503, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 235, + 722 + ], + "score": 1.0, + "content": "We restrict the model topology", + "type": "text" + }, + { + "bbox": [ + 236, + 710, + 244, + 720 + ], + "score": 0.66, + "content": "\\mathbb { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 245, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "to be instances of binary trees, defined as a set of finite graphs", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 720, + 505, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 505, + 733 + ], + "score": 1.0, + "content": "where every node is either an internal node or a leaf, and is the child of exactly one parent node", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 280, + 504, + 293 + ], + "spans": [ + { + "bbox": [ + 105, + 280, + 408, + 293 + ], + "score": 1.0, + "content": "(apart from the parent-less root node). We define the topology of a tree as", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 408, + 280, + 464, + 293 + ], + "score": 0.93, + "content": "\\mathbb { T } : = \\{ \\mathcal { N } , \\mathcal { E } \\}", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 464, + 280, + 493, + 293 + ], + "score": 1.0, + "content": "where", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 493, + 281, + 504, + 290 + ], + "score": 0.74, + "content": "\\mathcal { N }", + "type": "inline_equation", + "cross_page": true + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 291, + 505, + 303 + ], + "spans": [ + { + "bbox": [ + 105, + 291, + 219, + 303 + ], + "score": 1.0, + "content": "is the set of all nodes, and", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 219, + 292, + 227, + 301 + ], + "score": 0.81, + "content": "\\mathcal { E }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 227, + 291, + 505, + 303 + ], + "score": 1.0, + "content": "is the set of edges between them. Nodes with no children are leaf", + "type": "text", + "cross_page": true + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 301, + 506, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 301, + 134, + 316 + ], + "score": 1.0, + "content": "nodes,", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 135, + 302, + 160, + 315 + ], + "score": 0.93, + "content": "\\mathcal { N } _ { l e a f }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 160, + 301, + 295, + 316 + ], + "score": 1.0, + "content": ", and all others are internal nodes,", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 296, + 302, + 316, + 313 + ], + "score": 0.9, + "content": "\\mathcal { N } _ { i n t }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 317, + 301, + 402, + 316 + ], + "score": 1.0, + "content": ". Every internal node", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 402, + 302, + 439, + 314 + ], + "score": 0.91, + "content": "j \\in \\mathcal { N } _ { i n t }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 440, + 301, + 506, + 316 + ], + "score": 1.0, + "content": "has exactly two", + "type": "text", + "cross_page": true + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 312, + 505, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 229, + 326 + ], + "score": 1.0, + "content": "children nodes, represented by", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 230, + 313, + 257, + 325 + ], + "score": 0.68, + "content": "\\operatorname { l e f t } ( j )", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 257, + 312, + 275, + 326 + ], + "score": 1.0, + "content": "and", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 275, + 313, + 308, + 325 + ], + "score": 0.36, + "content": "\\operatorname { r i g h t } ( j )", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 309, + 312, + 402, + 326 + ], + "score": 1.0, + "content": ". Unlike standard trees,", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 402, + 314, + 410, + 323 + ], + "score": 0.79, + "content": "\\mathcal { E }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 410, + 312, + 505, + 326 + ], + "score": 1.0, + "content": "contains an edge which", + "type": "text", + "cross_page": true + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 324, + 373, + 337 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 186, + 337 + ], + "score": 1.0, + "content": "connects input data", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 186, + 326, + 194, + 334 + ], + "score": 0.49, + "content": "\\mathbf { x }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 194, + 324, + 373, + 337 + ], + "score": 1.0, + "content": "with the root node, as shown in Fig.1 (Left).", + "type": "text", + "cross_page": true + } + ], + "index": 14 + } + ], + "index": 41.5, + "bbox_fs": [ + 106, + 709, + 505, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 150, + 63, + 459, + 173 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 150, + 63, + 459, + 173 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 150, + 63, + 459, + 173 + ], + "spans": [ + { + "bbox": [ + 150, + 63, + 459, + 173 + ], + "score": 0.972, + "type": "image", + "image_path": "ef26e1e49a33b84c70c7de399d268fbb992c99e974b726b6675866c29091941b.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 150, + 63, + 459, + 99.66666666666666 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 150, + 99.66666666666666, + 459, + 136.33333333333331 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 150, + 136.33333333333331, + 459, + 172.99999999999997 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 181, + 505, + 266 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 182, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 106, + 182, + 505, + 194 + ], + "score": 1.0, + "content": "Figure 1: (Left). An example of an ANT architecture. Data is passed through transformers (black", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 192, + 505, + 206 + ], + "spans": [ + { + "bbox": [ + 105, + 192, + 505, + 206 + ], + "score": 1.0, + "content": "circles on edges), routers (white circles on internal nodes), and solvers (gray circles on leaf nodes).", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 204, + 506, + 217 + ], + "spans": [ + { + "bbox": [ + 106, + 204, + 258, + 217 + ], + "score": 1.0, + "content": "The red shaded path shows routing of", + "type": "text" + }, + { + "bbox": [ + 259, + 206, + 267, + 214 + ], + "score": 0.7, + "content": "\\mathbf { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 267, + 204, + 375, + 217 + ], + "score": 1.0, + "content": "to reach leaf node 4. Input", + "type": "text" + }, + { + "bbox": [ + 375, + 206, + 383, + 214 + ], + "score": 0.53, + "content": "\\mathbf { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 204, + 506, + 217 + ], + "score": 1.0, + "content": "undergoes a series of selected", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 214, + 506, + 231 + ], + "spans": [ + { + "bbox": [ + 105, + 214, + 171, + 231 + ], + "score": 1.0, + "content": "transformations", + "type": "text" + }, + { + "bbox": [ + 171, + 215, + 411, + 229 + ], + "score": 0.89, + "content": "\\mathbf { x } \\to \\mathbf { x } _ { 0 } ^ { \\psi } : = t _ { 0 } ^ { \\psi } ( \\mathbf { x } ) \\to \\mathbf { x } _ { 1 } ^ { \\psi } : = t _ { 1 } ^ { \\psi } ( \\mathbf { x } _ { 0 } ^ { \\psi } ) \\to \\mathbf { x } _ { 4 } ^ { \\psi } : = t _ { 4 } ^ { \\psi } ( \\mathbf { x } _ { 1 } ^ { \\psi } )", + "type": "inline_equation" + }, + { + "bbox": [ + 411, + 214, + 506, + 231 + ], + "score": 1.0, + "content": "and the solver module", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 102, + 223, + 506, + 249 + ], + "spans": [ + { + "bbox": [ + 102, + 223, + 237, + 249 + ], + "score": 1.0, + "content": "yields the predictive distribution", + "type": "text" + }, + { + "bbox": [ + 237, + 228, + 319, + 243 + ], + "score": 0.91, + "content": "p _ { 4 } ^ { \\phi , \\psi } ( \\mathbf { y } ) : = s _ { 4 } ^ { \\phi } ( \\mathbf { x } _ { 4 } ^ { \\psi } )", + "type": "inline_equation" + }, + { + "bbox": [ + 319, + 223, + 506, + 249 + ], + "score": 1.0, + "content": ". The probability of selecting this path is given", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 101, + 237, + 508, + 260 + ], + "spans": [ + { + "bbox": [ + 101, + 237, + 119, + 260 + ], + "score": 1.0, + "content": "by", + "type": "text" + }, + { + "bbox": [ + 119, + 241, + 265, + 256 + ], + "score": 0.9, + "content": "\\pi _ { 2 } ^ { \\psi , \\theta } ( \\mathbf { x } ) : = r _ { 0 } ^ { \\theta } ( \\mathbf { x } _ { 0 } ^ { \\psi } ) \\cdot ( 1 - r _ { 1 } ^ { \\theta } ( \\mathbf { \\bar { x } } _ { 1 } ^ { \\psi } ) )", + "type": "inline_equation" + }, + { + "bbox": [ + 265, + 237, + 508, + 260 + ], + "score": 1.0, + "content": ". (Right). Three growth options at a given node: split data,", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 254, + 478, + 267 + ], + "spans": [ + { + "bbox": [ + 105, + 254, + 478, + 267 + ], + "score": 1.0, + "content": "deepen transform & keep. 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Every internal node", + "type": "text" + }, + { + "bbox": [ + 402, + 302, + 439, + 314 + ], + "score": 0.91, + "content": "j \\in \\mathcal { N } _ { i n t }", + "type": "inline_equation" + }, + { + "bbox": [ + 440, + 301, + 506, + 316 + ], + "score": 1.0, + "content": "has exactly two", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 312, + 505, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 229, + 326 + ], + "score": 1.0, + "content": "children nodes, represented by", + "type": "text" + }, + { + "bbox": [ + 230, + 313, + 257, + 325 + ], + "score": 0.68, + "content": "\\operatorname { l e f t } ( j )", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 312, + 275, + 326 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 275, + 313, + 308, + 325 + ], + "score": 0.36, + "content": "\\operatorname { r i g h t } ( j )", + "type": "inline_equation" + }, + { + "bbox": [ + 309, + 312, + 402, + 326 + ], + "score": 1.0, + "content": ". Unlike standard trees,", + "type": "text" + }, + { + "bbox": [ + 402, + 314, + 410, + 323 + ], + "score": 0.79, + "content": "\\mathcal { E }", + "type": "inline_equation" + }, + { + "bbox": [ + 410, + 312, + 505, + 326 + ], + "score": 1.0, + "content": "contains an edge which", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 324, + 373, + 337 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 186, + 337 + ], + "score": 1.0, + "content": "connects input data", + "type": "text" + }, + { + "bbox": [ + 186, + 326, + 194, + 334 + ], + "score": 0.49, + "content": "\\mathbf { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 194, + 324, + 373, + 337 + ], + "score": 1.0, + "content": "with the root node, as shown in Fig.1 (Left).", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 108, + 341, + 505, + 375 + ], + "lines": [ + { + "bbox": [ + 106, + 341, + 505, + 354 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 505, + 354 + ], + "score": 1.0, + "content": "Every node and edge is assigned with operations which acts on the allocated samples of data (Fig.1).", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 351, + 506, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 351, + 506, + 365 + ], + "score": 1.0, + "content": "Starting at the root, each sample gets transformed and traverses the tree according to the set of", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 363, + 505, + 376 + ], + "spans": [ + { + "bbox": [ + 106, + 363, + 150, + 376 + ], + "score": 1.0, + "content": "operations", + "type": "text" + }, + { + "bbox": [ + 150, + 364, + 159, + 373 + ], + "score": 0.81, + "content": "\\mathbb { O }", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 363, + 505, + 376 + ], + "score": 1.0, + "content": ". An ANT is constructed based on three primitive modules of differentiable operations:", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 129, + 383, + 505, + 569 + ], + "lines": [ + { + "bbox": [ + 129, + 382, + 506, + 397 + ], + "spans": [ + { + "bbox": [ + 129, + 382, + 181, + 397 + ], + "score": 1.0, + "content": "1. 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Here", + "type": "text" + }, + { + "bbox": [ + 194, + 405, + 207, + 418 + ], + "score": 0.88, + "content": "\\mathcal { X } _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 404, + 352, + 418 + ], + "score": 1.0, + "content": "denotes the representation at node", + "type": "text" + }, + { + "bbox": [ + 352, + 406, + 358, + 417 + ], + "score": 0.82, + "content": "j", + "type": "inline_equation" + }, + { + "bbox": [ + 359, + 404, + 506, + 418 + ], + "score": 1.0, + "content": ". We use stochastic routing, where", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 142, + 416, + 505, + 428 + ], + "spans": [ + { + "bbox": [ + 142, + 416, + 505, + 428 + ], + "score": 1.0, + "content": "the binary decision (1 for the left and 0 for the right branch) is sampled from Bernoulli", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 141, + 426, + 507, + 442 + ], + "spans": [ + { + "bbox": [ + 141, + 426, + 236, + 442 + ], + "score": 1.0, + "content": "distribution with mean", + "type": "text" + }, + { + "bbox": [ + 236, + 426, + 265, + 441 + ], + "score": 0.93, + "content": "r _ { j } ^ { \\pmb { \\theta } } ( { \\bf x } _ { j } )", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 426, + 304, + 442 + ], + "score": 1.0, + "content": "for input", + "type": "text" + }, + { + "bbox": [ + 305, + 428, + 341, + 439 + ], + "score": 0.92, + "content": "\\mathbf { x } _ { j } \\in { \\mathcal { X } } _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 426, + 412, + 442 + ], + "score": 1.0, + "content": ". As an example,", + "type": "text" + }, + { + "bbox": [ + 413, + 426, + 424, + 441 + ], + "score": 0.89, + "content": "r _ { j } ^ { \\theta }", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 426, + 507, + 442 + ], + "score": 1.0, + "content": "can be defined as a", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 142, + 438, + 318, + 450 + ], + "spans": [ + { + "bbox": [ + 142, + 438, + 318, + 450 + ], + "score": 1.0, + "content": "small convolutional neural network (CNN).", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 129, + 452, + 505, + 465 + ], + "spans": [ + { + "bbox": [ + 129, + 452, + 207, + 465 + ], + "score": 1.0, + "content": "2. 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Each transformer", + "type": "text" + }, + { + "bbox": [ + 311, + 463, + 343, + 475 + ], + "score": 0.92, + "content": "t _ { e } ^ { \\psi } \\in \\mathcal { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 343, + 463, + 505, + 477 + ], + "score": 1.0, + "content": "is a nonlinear function, parametrised by", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 142, + 474, + 505, + 486 + ], + "spans": [ + { + "bbox": [ + 142, + 475, + 151, + 486 + ], + "score": 0.85, + "content": "\\psi", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 474, + 505, + 486 + ], + "score": 1.0, + "content": ", that transforms samples from the previous module and passes them to the next one. For", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 141, + 485, + 505, + 498 + ], + "spans": [ + { + "bbox": [ + 141, + 485, + 181, + 498 + ], + "score": 1.0, + "content": "example,", + "type": "text" + }, + { + "bbox": [ + 181, + 485, + 192, + 497 + ], + "score": 0.9, + "content": "t _ { e } ^ { \\psi }", + "type": "inline_equation" + }, + { + "bbox": [ + 193, + 485, + 505, + 498 + ], + "score": 1.0, + "content": "can be a single convolutional layer followed by ReLU (Nair & Hinton, 2010).", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 141, + 495, + 506, + 510 + ], + "spans": [ + { + "bbox": [ + 141, + 495, + 506, + 510 + ], + "score": 1.0, + "content": "Unlike in standard DTs, edges transform data and are allowed to “grow” by adding more", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 141, + 507, + 403, + 520 + ], + "spans": [ + { + "bbox": [ + 141, + 507, + 403, + 520 + ], + "score": 1.0, + "content": "operations (Sec. 4), learning “deeper” representations as needed.", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 127, + 522, + 505, + 537 + ], + "spans": [ + { + "bbox": [ + 127, + 522, + 178, + 537 + ], + "score": 1.0, + "content": "3. Solvers,", + "type": "text" + }, + { + "bbox": [ + 178, + 524, + 187, + 534 + ], + "score": 0.71, + "content": "s", + "type": "inline_equation" + }, + { + "bbox": [ + 187, + 522, + 253, + 537 + ], + "score": 1.0, + "content": ": each leaf node", + "type": "text" + }, + { + "bbox": [ + 253, + 524, + 295, + 536 + ], + "score": 0.92, + "content": "l \\in \\mathcal { N } _ { l e a f }", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 522, + 424, + 537 + ], + "score": 1.0, + "content": "is assigned to a solver module,", + "type": "text" + }, + { + "bbox": [ + 425, + 522, + 501, + 536 + ], + "score": 0.92, + "content": "s _ { l } ^ { \\phi } : { \\mathcal { X } } _ { l } \\to { \\mathcal { Y } } \\in { \\mathcal { S } }", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 522, + 505, + 537 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 141, + 534, + 506, + 547 + ], + "spans": [ + { + "bbox": [ + 141, + 534, + 209, + 547 + ], + "score": 1.0, + "content": "parametrised by", + "type": "text" + }, + { + "bbox": [ + 210, + 535, + 218, + 546 + ], + "score": 0.85, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 534, + 506, + 547 + ], + "score": 1.0, + "content": ", which operates on the transformed input data and outputs an estimate", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 141, + 545, + 505, + 558 + ], + "spans": [ + { + "bbox": [ + 141, + 545, + 265, + 558 + ], + "score": 1.0, + "content": "for the conditional distribution", + "type": "text" + }, + { + "bbox": [ + 266, + 546, + 294, + 558 + ], + "score": 0.93, + "content": "p ( \\mathbf { y } \\vert \\mathbf { x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 545, + 505, + 558 + ], + "score": 1.0, + "content": ". For classification tasks, we can define, for example,", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 142, + 555, + 501, + 570 + ], + "spans": [ + { + "bbox": [ + 142, + 556, + 154, + 567 + ], + "score": 0.86, + "content": "s ^ { \\phi }", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 555, + 318, + 570 + ], + "score": 1.0, + "content": "as a linear classifier on the feature space", + "type": "text" + }, + { + "bbox": [ + 318, + 557, + 329, + 568 + ], + "score": 0.87, + "content": "\\mathcal { X } _ { l }", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 555, + 501, + 570 + ], + "score": 1.0, + "content": ", which outputs a distribution over classes.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 25.5 + }, + { + "type": "text", + "bbox": [ + 107, + 577, + 505, + 676 + ], + "lines": [ + { + "bbox": [ + 105, + 577, + 506, + 589 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 243, + 589 + ], + "score": 1.0, + "content": "Defining operations on the graph", + "type": "text" + }, + { + "bbox": [ + 244, + 577, + 252, + 587 + ], + "score": 0.66, + "content": "\\mathbb { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 577, + 417, + 589 + ], + "score": 1.0, + "content": "amounts to a specification of the triplet", + "type": "text" + }, + { + "bbox": [ + 417, + 577, + 482, + 588 + ], + "score": 0.93, + "content": "\\mathbb { O } = ( \\mathcal { R } , \\tau , s )", + "type": "inline_equation" + }, + { + "bbox": [ + 482, + 577, + 506, + 589 + ], + "score": 1.0, + "content": ". 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In this case, every computa-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 609, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 505, + 623 + ], + "score": 1.0, + "content": "tional path on the resultant ANT, as well as the set of routers that guide inputs to one of these paths,", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 620, + 506, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 620, + 506, + 633 + ], + "score": 1.0, + "content": "are given by CNNs. In Sec. 4, we discuss methods for constructing such tree-shaped NNs end-to-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 630, + 505, + 645 + ], + "spans": [ + { + "bbox": [ + 105, + 630, + 505, + 645 + ], + "score": 1.0, + "content": "end from simple building blocks. Lastly, many existing tree-structured models (Suarez & Lutsko, ´", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 642, + 505, + 655 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 505, + 655 + ], + "score": 1.0, + "content": "1999; ˙Irsoy et al., 2012; Laptev & Buhmann, 2014; Rota Bulo & Kontschieder, 2014; Kontschieder", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 653, + 505, + 666 + ], + "spans": [ + { + "bbox": [ + 105, + 653, + 505, + 666 + ], + "score": 1.0, + "content": "et al., 2015; Frosst & Hinton, 2017; Xiao, 2017) are instantiations of ANTs with limitations which", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 664, + 408, + 676 + ], + "spans": [ + { + "bbox": [ + 106, + 664, + 408, + 676 + ], + "score": 1.0, + "content": "we will address with our model (see Sec. 2 for a more detailed discussion).", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 38 + }, + { + "type": "title", + "bbox": [ + 107, + 689, + 306, + 700 + ], + "lines": [ + { + "bbox": [ + 106, + 688, + 307, + 701 + ], + "spans": [ + { + "bbox": [ + 106, + 688, + 307, + 701 + ], + "score": 1.0, + "content": "3.2 PROBABILISTIC MODEL AND INFERENCE", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 43 + }, + { + "type": "text", + "bbox": [ + 108, + 709, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 708, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 106, + 708, + 144, + 723 + ], + "score": 1.0, + "content": "An ANT", + "type": "text" + }, + { + "bbox": [ + 144, + 710, + 171, + 721 + ], + "score": 0.91, + "content": "( \\mathbb { T } , \\mathbb { O } )", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 708, + 312, + 723 + ], + "score": 1.0, + "content": "models the conditional distribution", + "type": "text" + }, + { + "bbox": [ + 312, + 710, + 341, + 721 + ], + "score": 0.92, + "content": "p ( \\mathbf { y } \\vert \\mathbf { x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 341, + 708, + 506, + 723 + ], + "score": 1.0, + "content": "as a HME (Jordan & Jacobs, 1994), each", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 718, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 718, + 505, + 734 + ], + "score": 1.0, + "content": "of which is defined as a NN and corresponds to a particular root-to-leaf path in the tree. 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ModelRouter, RTransformer,TSolver, SDownsample Freq.
ANT-MNIST-A1 × conv5-40+GAP+2×FC1 ×conv5-40LC1
ANT-MNIST-B1 × conv3-40 + GAP + 2×FC1 × conv3-40LC2
ANT-MNIST-C1 × conv5-5 + GAP + 2×FC1 × conv5-5LC2
ANT-CIFAR10-A2 × conv3-128+GAP+1×FC2 × conv3-128LC1
ANT-CIFAR10-B2 × conv3-96 + GAP + 1×FC2 × conv3-96LC1
ANT-CIFAR10-C2 × conv3-72 + GAP + 1×FC2 × conv3-72GAP + LC1
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ModelRouter, RTransformer,TSolver, SDownsample Freq.
ANT-MNIST-A1 × conv5-40+GAP+2×FC1 ×conv5-40LC1
ANT-MNIST-B1 × conv3-40 + GAP + 2×FC1 × conv3-40LC2
ANT-MNIST-C1 × conv5-5 + GAP + 2×FC1 × conv5-5LC2
ANT-CIFAR10-A2 × conv3-128+GAP+1×FC2 × conv3-128LC1
ANT-CIFAR10-B2 × conv3-96 + GAP + 1×FC2 × conv3-96LC1
ANT-CIFAR10-C2 × conv3-72 + GAP + 1×FC2 × conv3-72GAP + LC1
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A in the supplementary material.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 40.5, + "bbox_fs": [ + 105, + 687, + 505, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 112, + 83, + 428, + 93 + ], + "lines": [ + { + "bbox": [ + 110, + 83, + 430, + 95 + ], + "spans": [ + { + "bbox": [ + 110, + 83, + 430, + 95 + ], + "score": 1.0, + "content": "4.1 LOSS FUNCTION: OPTIMISING PARAMETERS FOR FIXED ARCHITECTUR", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 107, + 104, + 505, + 186 + ], + "lines": [ + { + "bbox": [ + 101, + 104, + 504, + 137 + ], + "spans": [ + { + "bbox": [ + 101, + 104, + 221, + 137 + ], + "score": 1.0, + "content": "For both phases, we use thminimise, which is given by", + "type": "text" + }, + { + "bbox": [ + 222, + 115, + 504, + 131 + ], + "score": 0.88, + "content": "\\begin{array} { r } { - \\log p ( \\mathbf { Y } | \\mathbf { X } , \\theta , \\psi , \\phi ) = - \\sum _ { n = 1 } ^ { N } \\log \\left( \\sum _ { l = 1 } ^ { L } \\pi _ { l } ^ { \\theta , \\psi } ( \\mathbf { x } ^ { ( n ) } ) p _ { l } ^ { \\phi , \\psi } ( \\mathbf { y } ^ { ( n ) } ) \\right) } \\end{array}", + "type": "inline_equation" + } + ], + "index": 1 + }, + { + "bbox": [ + 104, + 126, + 507, + 145 + ], + "spans": [ + { + "bbox": [ + 104, + 126, + 135, + 145 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 135, + 129, + 227, + 142 + ], + "score": 0.92, + "content": "\\mathbf { X } \\ = \\ \\{ \\mathbf { x } ^ { ( 1 ) } , . . . , \\mathbf { x } ^ { ( N ) } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 126, + 231, + 145 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 232, + 129, + 325, + 142 + ], + "score": 0.91, + "content": "\\mathbf { Y } ~ = ~ \\{ \\mathbf { y } ^ { ( 1 ) } , . . . , \\mathbf { y } ^ { ( N ) } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 325, + 126, + 507, + 145 + ], + "score": 1.0, + "content": "denote the training inputs and targets. As", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 141, + 506, + 154 + ], + "spans": [ + { + "bbox": [ + 105, + 141, + 506, + 154 + ], + "score": 1.0, + "content": "all component modules (routers, transformers and solvers) are differentiable with respect to their", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 152, + 506, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 152, + 154, + 165 + ], + "score": 1.0, + "content": "parameters", + "type": "text" + }, + { + "bbox": [ + 154, + 153, + 218, + 164 + ], + "score": 0.93, + "content": "\\Theta = ( \\theta , \\psi , \\phi )", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 152, + 506, + 165 + ], + "score": 1.0, + "content": ", we can use gradient-based optimisation. Given an ANT with fixed", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 163, + 505, + 176 + ], + "spans": [ + { + "bbox": [ + 105, + 163, + 145, + 176 + ], + "score": 1.0, + "content": "topology", + "type": "text" + }, + { + "bbox": [ + 145, + 164, + 154, + 174 + ], + "score": 0.47, + "content": "\\mathbb { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 154, + 163, + 505, + 176 + ], + "score": 1.0, + "content": ", we use backpropagation (Rumelhart et al., 1986) for gradient computation and use", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 173, + 373, + 187 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 373, + 187 + ], + "score": 1.0, + "content": "gradient descent to minimise the NLL for learning the parameters.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3.5 + }, + { + "type": "title", + "bbox": [ + 107, + 204, + 330, + 214 + ], + "lines": [ + { + "bbox": [ + 106, + 203, + 330, + 216 + ], + "spans": [ + { + "bbox": [ + 106, + 203, + 321, + 216 + ], + "score": 1.0, + "content": "4.2 GROWTH PHASE: LEARNING ARCHITECTURE", + "type": "text" + }, + { + "bbox": [ + 322, + 204, + 330, + 213 + ], + "score": 0.29, + "content": "\\mathbb { T }", + "type": "inline_equation" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 107, + 225, + 505, + 357 + ], + "lines": [ + { + "bbox": [ + 105, + 225, + 505, + 239 + ], + "spans": [ + { + "bbox": [ + 105, + 225, + 349, + 239 + ], + "score": 1.0, + "content": "We next describe our proposed method for growing the tree", + "type": "text" + }, + { + "bbox": [ + 350, + 226, + 358, + 235 + ], + "score": 0.5, + "content": "\\mathbb { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 359, + 225, + 505, + 239 + ], + "score": 1.0, + "content": "to an architecture of adequate com-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 237, + 505, + 249 + ], + "spans": [ + { + "bbox": [ + 105, + 237, + 505, + 249 + ], + "score": 1.0, + "content": "plexity for the availability of training data. Starting from the root, we choose one of the leaf nodes", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 248, + 504, + 260 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 504, + 260 + ], + "score": 1.0, + "content": "in breadth-first order and incrementally modify the architecture by adding extra computational mod-", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 259, + 505, + 271 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 505, + 271 + ], + "score": 1.0, + "content": "ules to it. In particular, we evaluate 3 choices (Fig. 1 (Right)) at each leaf node; (1).“split data”", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 268, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 268, + 505, + 282 + ], + "score": 1.0, + "content": "extends the current model by splitting the node with an addition of a new router; (2) “deepen trans-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 280, + 505, + 293 + ], + "spans": [ + { + "bbox": [ + 105, + 280, + 505, + 293 + ], + "score": 1.0, + "content": "form” increases the depth of the incoming edge by adding a new transformer; (3) “keep” retains", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "score": 1.0, + "content": "the current model. We then locally optimise the parameters of the newly added modules in the ar-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 302, + 506, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 506, + 315 + ], + "score": 1.0, + "content": "chitectures of (1) and (2) by minimising NLL via gradient descent, while fixing the parameters of", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 313, + 505, + 325 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 505, + 325 + ], + "score": 1.0, + "content": "the previous part of the computational graph. Lastly, we select the model with the lowest validation", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 323, + 505, + 337 + ], + "spans": [ + { + "bbox": [ + 105, + 323, + 505, + 337 + ], + "score": 1.0, + "content": "NLL if it improves on the previously observed lowest NLL, otherwise we execute (3) and keep the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 335, + 506, + 349 + ], + "spans": [ + { + "bbox": [ + 105, + 335, + 506, + 349 + ], + "score": 1.0, + "content": "original model. This process is repeated to all new nodes level-by-level until no more “split data” or", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 345, + 326, + 359 + ], + "spans": [ + { + "bbox": [ + 106, + 345, + 326, + 359 + ], + "score": 1.0, + "content": "“deepen transform” operations pass the validation test.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 13.5 + }, + { + "type": "text", + "bbox": [ + 107, + 363, + 505, + 440 + ], + "lines": [ + { + "bbox": [ + 106, + 363, + 506, + 375 + ], + "spans": [ + { + "bbox": [ + 106, + 363, + 506, + 375 + ], + "score": 1.0, + "content": "The rationale for evaluating the two choices is to the give the model a freedom to choose the most", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 374, + 505, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 505, + 387 + ], + "score": 1.0, + "content": "effective option between “going deeper” or splitting the data space. Splitting a node is equivalent", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 385, + 505, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 505, + 397 + ], + "score": 1.0, + "content": "to a soft partitioning of the feature space of incoming data, and gives birth to two new leaf nodes", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 396, + 506, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 396, + 506, + 408 + ], + "score": 1.0, + "content": "(left and right children solvers). In this case, the added transformer modules on the two branches are", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 406, + 505, + 419 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 505, + 419 + ], + "score": 1.0, + "content": "identity functions. Deepening an edge on the other hand does not change the number of leaf nodes,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "score": 1.0, + "content": "but instead seeks to learn richer representation via an extra nonlinear transformation, and replaces", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 429, + 228, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 429, + 228, + 441 + ], + "score": 1.0, + "content": "the old solver with a new one.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 107, + 446, + 505, + 490 + ], + "lines": [ + { + "bbox": [ + 105, + 446, + 506, + 458 + ], + "spans": [ + { + "bbox": [ + 105, + 446, + 506, + 458 + ], + "score": 1.0, + "content": "Local optimisation saves time, memory and compute. Gradients only need to be computed for", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 457, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 457, + 505, + 469 + ], + "score": 1.0, + "content": "the parameters of the new peripheral parts of the architecture, reducing the amount of time and", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 468, + 506, + 481 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 506, + 481 + ], + "score": 1.0, + "content": "computation needed. Forward activations prior to the new parts do not need to be stored in memory,", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 479, + 162, + 492 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 162, + 492 + ], + "score": 1.0, + "content": "saving space.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 28.5 + }, + { + "type": "title", + "bbox": [ + 107, + 507, + 320, + 519 + ], + "lines": [ + { + "bbox": [ + 105, + 506, + 320, + 520 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 310, + 520 + ], + "score": 1.0, + "content": "4.3 REFINEMENT PHASE: GLOBAL TUNING OF", + "type": "text" + }, + { + "bbox": [ + 311, + 508, + 320, + 518 + ], + "score": 0.63, + "content": "\\mathbb { O }", + "type": "inline_equation" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 530, + 505, + 596 + ], + "lines": [ + { + "bbox": [ + 106, + 529, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 106, + 529, + 505, + 542 + ], + "score": 1.0, + "content": "Once the model topology is determined in the growth phase, we finish by performing global optimi-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 541, + 505, + 553 + ], + "spans": [ + { + "bbox": [ + 105, + 541, + 505, + 553 + ], + "score": 1.0, + "content": "sation to refine the parameters of the model, now with a fixed architecture. This time, we perform", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 551, + 505, + 566 + ], + "spans": [ + { + "bbox": [ + 105, + 551, + 505, + 566 + ], + "score": 1.0, + "content": "gradient descent on the NLL with respect to the parameters of all modules in the graph, jointly op-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 563, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 563, + 505, + 574 + ], + "score": 1.0, + "content": "timising the hierarchical grouping of data to paths on the tree and the associated expert NNs. The", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 574, + 505, + 586 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 505, + 586 + ], + "score": 1.0, + "content": "refinement phase can correct suboptimal decisions made during the local optimisation of the growth", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 585, + 392, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 392, + 597 + ], + "score": 1.0, + "content": "phase, and empirically improves the generalisation error (see Sec. 5.3).", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 34.5 + }, + { + "type": "title", + "bbox": [ + 108, + 616, + 200, + 629 + ], + "lines": [ + { + "bbox": [ + 104, + 615, + 202, + 631 + ], + "spans": [ + { + "bbox": [ + 104, + 615, + 202, + 631 + ], + "score": 1.0, + "content": "5 EXPERIMENTS", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 38 + }, + { + "type": "text", + "bbox": [ + 107, + 643, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 642, + 505, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 505, + 657 + ], + "score": 1.0, + "content": "We evaluate ANTs using the MNIST (LeCun et al., 1998) and CIFAR-10 (Krizhevsky & Hinton,", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 654, + 505, + 667 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 505, + 667 + ], + "score": 1.0, + "content": "2009) object classification datasets, and the SARCOS multivariate regression dataset (Vijayakumar", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 665, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 505, + 679 + ], + "score": 1.0, + "content": "& Schaal, 2000) (see Supp. Sec. H for regression and Supp. Sec. I for ensembling details). Here, we", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 676, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 505, + 689 + ], + "score": 1.0, + "content": "first show that ANTs learn hierarchical structures in the data, while still achieving favourable classi-", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "fication accuracies against relevant DT and NN models. Next, we examine the effects of refinement", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "phase on ANTs, and show that it can automatically prune the tree. Finally, we demonstrate that our", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 710, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 506, + 722 + ], + "score": 1.0, + "content": "proposed training procedure adapts the model size appropriately under varying amounts of labelled", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 721, + 470, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 470, + 732 + ], + "score": 1.0, + "content": "data. All of our models are constructed using the PyTorch framework (Paszke et al., 2017).", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 42.5 + } + ], + "page_idx": 5, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "6", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 112, + 83, + 428, + 93 + ], + "lines": [ + { + "bbox": [ + 110, + 83, + 430, + 95 + ], + "spans": [ + { + "bbox": [ + 110, + 83, + 430, + 95 + ], + "score": 1.0, + "content": "4.1 LOSS FUNCTION: OPTIMISING PARAMETERS FOR FIXED ARCHITECTUR", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 107, + 104, + 505, + 186 + ], + "lines": [ + { + "bbox": [ + 101, + 104, + 504, + 137 + ], + "spans": [ + { + "bbox": [ + 101, + 104, + 221, + 137 + ], + "score": 1.0, + "content": "For both phases, we use thminimise, which is given by", + "type": "text" + }, + { + "bbox": [ + 222, + 115, + 504, + 131 + ], + "score": 0.88, + "content": "\\begin{array} { r } { - \\log p ( \\mathbf { Y } | \\mathbf { X } , \\theta , \\psi , \\phi ) = - \\sum _ { n = 1 } ^ { N } \\log \\left( \\sum _ { l = 1 } ^ { L } \\pi _ { l } ^ { \\theta , \\psi } ( \\mathbf { x } ^ { ( n ) } ) p _ { l } ^ { \\phi , \\psi } ( \\mathbf { y } ^ { ( n ) } ) \\right) } \\end{array}", + "type": "inline_equation" + } + ], + "index": 1 + }, + { + "bbox": [ + 104, + 126, + 507, + 145 + ], + "spans": [ + { + "bbox": [ + 104, + 126, + 135, + 145 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 135, + 129, + 227, + 142 + ], + "score": 0.92, + "content": "\\mathbf { X } \\ = \\ \\{ \\mathbf { x } ^ { ( 1 ) } , . . . , \\mathbf { x } ^ { ( N ) } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 126, + 231, + 145 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 232, + 129, + 325, + 142 + ], + "score": 0.91, + "content": "\\mathbf { Y } ~ = ~ \\{ \\mathbf { y } ^ { ( 1 ) } , . . . , \\mathbf { y } ^ { ( N ) } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 325, + 126, + 507, + 145 + ], + "score": 1.0, + "content": "denote the training inputs and targets. As", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 141, + 506, + 154 + ], + "spans": [ + { + "bbox": [ + 105, + 141, + 506, + 154 + ], + "score": 1.0, + "content": "all component modules (routers, transformers and solvers) are differentiable with respect to their", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 152, + 506, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 152, + 154, + 165 + ], + "score": 1.0, + "content": "parameters", + "type": "text" + }, + { + "bbox": [ + 154, + 153, + 218, + 164 + ], + "score": 0.93, + "content": "\\Theta = ( \\theta , \\psi , \\phi )", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 152, + 506, + 165 + ], + "score": 1.0, + "content": ", we can use gradient-based optimisation. Given an ANT with fixed", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 163, + 505, + 176 + ], + "spans": [ + { + "bbox": [ + 105, + 163, + 145, + 176 + ], + "score": 1.0, + "content": "topology", + "type": "text" + }, + { + "bbox": [ + 145, + 164, + 154, + 174 + ], + "score": 0.47, + "content": "\\mathbb { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 154, + 163, + 505, + 176 + ], + "score": 1.0, + "content": ", we use backpropagation (Rumelhart et al., 1986) for gradient computation and use", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 173, + 373, + 187 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 373, + 187 + ], + "score": 1.0, + "content": "gradient descent to minimise the NLL for learning the parameters.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3.5, + "bbox_fs": [ + 101, + 104, + 507, + 187 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 204, + 330, + 214 + ], + "lines": [ + { + "bbox": [ + 106, + 203, + 330, + 216 + ], + "spans": [ + { + "bbox": [ + 106, + 203, + 321, + 216 + ], + "score": 1.0, + "content": "4.2 GROWTH PHASE: LEARNING ARCHITECTURE", + "type": "text" + }, + { + "bbox": [ + 322, + 204, + 330, + 213 + ], + "score": 0.29, + "content": "\\mathbb { T }", + "type": "inline_equation" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 107, + 225, + 505, + 357 + ], + "lines": [ + { + "bbox": [ + 105, + 225, + 505, + 239 + ], + "spans": [ + { + "bbox": [ + 105, + 225, + 349, + 239 + ], + "score": 1.0, + "content": "We next describe our proposed method for growing the tree", + "type": "text" + }, + { + "bbox": [ + 350, + 226, + 358, + 235 + ], + "score": 0.5, + "content": "\\mathbb { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 359, + 225, + 505, + 239 + ], + "score": 1.0, + "content": "to an architecture of adequate com-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 237, + 505, + 249 + ], + "spans": [ + { + "bbox": [ + 105, + 237, + 505, + 249 + ], + "score": 1.0, + "content": "plexity for the availability of training data. Starting from the root, we choose one of the leaf nodes", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 248, + 504, + 260 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 504, + 260 + ], + "score": 1.0, + "content": "in breadth-first order and incrementally modify the architecture by adding extra computational mod-", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 259, + 505, + 271 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 505, + 271 + ], + "score": 1.0, + "content": "ules to it. In particular, we evaluate 3 choices (Fig. 1 (Right)) at each leaf node; (1).“split data”", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 268, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 268, + 505, + 282 + ], + "score": 1.0, + "content": "extends the current model by splitting the node with an addition of a new router; (2) “deepen trans-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 280, + 505, + 293 + ], + "spans": [ + { + "bbox": [ + 105, + 280, + 505, + 293 + ], + "score": 1.0, + "content": "form” increases the depth of the incoming edge by adding a new transformer; (3) “keep” retains", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "score": 1.0, + "content": "the current model. We then locally optimise the parameters of the newly added modules in the ar-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 302, + 506, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 506, + 315 + ], + "score": 1.0, + "content": "chitectures of (1) and (2) by minimising NLL via gradient descent, while fixing the parameters of", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 313, + 505, + 325 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 505, + 325 + ], + "score": 1.0, + "content": "the previous part of the computational graph. Lastly, we select the model with the lowest validation", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 323, + 505, + 337 + ], + "spans": [ + { + "bbox": [ + 105, + 323, + 505, + 337 + ], + "score": 1.0, + "content": "NLL if it improves on the previously observed lowest NLL, otherwise we execute (3) and keep the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 335, + 506, + 349 + ], + "spans": [ + { + "bbox": [ + 105, + 335, + 506, + 349 + ], + "score": 1.0, + "content": "original model. This process is repeated to all new nodes level-by-level until no more “split data” or", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 345, + 326, + 359 + ], + "spans": [ + { + "bbox": [ + 106, + 345, + 326, + 359 + ], + "score": 1.0, + "content": "“deepen transform” operations pass the validation test.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 13.5, + "bbox_fs": [ + 105, + 225, + 506, + 359 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 363, + 505, + 440 + ], + "lines": [ + { + "bbox": [ + 106, + 363, + 506, + 375 + ], + "spans": [ + { + "bbox": [ + 106, + 363, + 506, + 375 + ], + "score": 1.0, + "content": "The rationale for evaluating the two choices is to the give the model a freedom to choose the most", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 374, + 505, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 505, + 387 + ], + "score": 1.0, + "content": "effective option between “going deeper” or splitting the data space. Splitting a node is equivalent", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 385, + 505, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 505, + 397 + ], + "score": 1.0, + "content": "to a soft partitioning of the feature space of incoming data, and gives birth to two new leaf nodes", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 396, + 506, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 396, + 506, + 408 + ], + "score": 1.0, + "content": "(left and right children solvers). In this case, the added transformer modules on the two branches are", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 406, + 505, + 419 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 505, + 419 + ], + "score": 1.0, + "content": "identity functions. Deepening an edge on the other hand does not change the number of leaf nodes,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "score": 1.0, + "content": "but instead seeks to learn richer representation via an extra nonlinear transformation, and replaces", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 429, + 228, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 429, + 228, + 441 + ], + "score": 1.0, + "content": "the old solver with a new one.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 23, + "bbox_fs": [ + 105, + 363, + 506, + 441 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 446, + 505, + 490 + ], + "lines": [ + { + "bbox": [ + 105, + 446, + 506, + 458 + ], + "spans": [ + { + "bbox": [ + 105, + 446, + 506, + 458 + ], + "score": 1.0, + "content": "Local optimisation saves time, memory and compute. Gradients only need to be computed for", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 457, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 457, + 505, + 469 + ], + "score": 1.0, + "content": "the parameters of the new peripheral parts of the architecture, reducing the amount of time and", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 468, + 506, + 481 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 506, + 481 + ], + "score": 1.0, + "content": "computation needed. Forward activations prior to the new parts do not need to be stored in memory,", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 479, + 162, + 492 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 162, + 492 + ], + "score": 1.0, + "content": "saving space.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 446, + 506, + 492 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 507, + 320, + 519 + ], + "lines": [ + { + "bbox": [ + 105, + 506, + 320, + 520 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 310, + 520 + ], + "score": 1.0, + "content": "4.3 REFINEMENT PHASE: GLOBAL TUNING OF", + "type": "text" + }, + { + "bbox": [ + 311, + 508, + 320, + 518 + ], + "score": 0.63, + "content": "\\mathbb { O }", + "type": "inline_equation" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 530, + 505, + 596 + ], + "lines": [ + { + "bbox": [ + 106, + 529, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 106, + 529, + 505, + 542 + ], + "score": 1.0, + "content": "Once the model topology is determined in the growth phase, we finish by performing global optimi-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 541, + 505, + 553 + ], + "spans": [ + { + "bbox": [ + 105, + 541, + 505, + 553 + ], + "score": 1.0, + "content": "sation to refine the parameters of the model, now with a fixed architecture. This time, we perform", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 551, + 505, + 566 + ], + "spans": [ + { + "bbox": [ + 105, + 551, + 505, + 566 + ], + "score": 1.0, + "content": "gradient descent on the NLL with respect to the parameters of all modules in the graph, jointly op-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 563, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 563, + 505, + 574 + ], + "score": 1.0, + "content": "timising the hierarchical grouping of data to paths on the tree and the associated expert NNs. The", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 574, + 505, + 586 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 505, + 586 + ], + "score": 1.0, + "content": "refinement phase can correct suboptimal decisions made during the local optimisation of the growth", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 585, + 392, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 392, + 597 + ], + "score": 1.0, + "content": "phase, and empirically improves the generalisation error (see Sec. 5.3).", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 34.5, + "bbox_fs": [ + 105, + 529, + 505, + 597 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 616, + 200, + 629 + ], + "lines": [ + { + "bbox": [ + 104, + 615, + 202, + 631 + ], + "spans": [ + { + "bbox": [ + 104, + 615, + 202, + 631 + ], + "score": 1.0, + "content": "5 EXPERIMENTS", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 38 + }, + { + "type": "text", + "bbox": [ + 107, + 643, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 642, + 505, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 505, + 657 + ], + "score": 1.0, + "content": "We evaluate ANTs using the MNIST (LeCun et al., 1998) and CIFAR-10 (Krizhevsky & Hinton,", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 654, + 505, + 667 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 505, + 667 + ], + "score": 1.0, + "content": "2009) object classification datasets, and the SARCOS multivariate regression dataset (Vijayakumar", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 665, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 505, + 679 + ], + "score": 1.0, + "content": "& Schaal, 2000) (see Supp. Sec. H for regression and Supp. Sec. I for ensembling details). Here, we", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 676, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 505, + 689 + ], + "score": 1.0, + "content": "first show that ANTs learn hierarchical structures in the data, while still achieving favourable classi-", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "fication accuracies against relevant DT and NN models. Next, we examine the effects of refinement", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "phase on ANTs, and show that it can automatically prune the tree. Finally, we demonstrate that our", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 710, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 506, + 722 + ], + "score": 1.0, + "content": "proposed training procedure adapts the model size appropriately under varying amounts of labelled", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 721, + 470, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 470, + 732 + ], + "score": 1.0, + "content": "data. All of our models are constructed using the PyTorch framework (Paszke et al., 2017).", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 42.5, + "bbox_fs": [ + 105, + 642, + 506, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 62, + 505, + 151 + ], + "lines": [ + { + "bbox": [ + 106, + 63, + 505, + 75 + ], + "spans": [ + { + "bbox": [ + 106, + 63, + 505, + 75 + ], + "score": 1.0, + "content": "Table 3: Comparison of performance of different models on MNIST and CIFAR-10. The columns", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 73, + 505, + 86 + ], + "spans": [ + { + "bbox": [ + 106, + 73, + 505, + 86 + ], + "score": 1.0, + "content": "“Error (Full)” and “Error (Path)” indicate the classification error of predictions based on the full", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 85, + 504, + 97 + ], + "spans": [ + { + "bbox": [ + 106, + 85, + 504, + 97 + ], + "score": 1.0, + "content": "distribution and the single-path inference. The columns “Params. (Full)” and “Params. (Path)”", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 104, + 96, + 506, + 109 + ], + "spans": [ + { + "bbox": [ + 104, + 96, + 506, + 109 + ], + "score": 1.0, + "content": "respectively show the total number of parameters in the model and the average number of parameters", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 107, + 505, + 119 + ], + "spans": [ + { + "bbox": [ + 106, + 107, + 505, + 119 + ], + "score": 1.0, + "content": "utilised during single-path inference. “Ensemble Size” indicates the size of ensemble used to attain", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 118, + 505, + 130 + ], + "spans": [ + { + "bbox": [ + 105, + 118, + 505, + 130 + ], + "score": 1.0, + "content": "the reported accuracy. An entry of “–” indicates that no value was reported. Methods marked with †", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 129, + 505, + 142 + ], + "spans": [ + { + "bbox": [ + 106, + 129, + 505, + 142 + ], + "score": 1.0, + "content": "are from our implementations trained in the same experimental setup. * indicates that the parameters", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 140, + 262, + 153 + ], + "spans": [ + { + "bbox": [ + 106, + 140, + 262, + 153 + ], + "score": 1.0, + "content": "are initialised with a pre-trained CNN.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 3.5 + }, + { + "type": "table", + "bbox": [ + 109, + 160, + 500, + 390 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 109, + 160, + 500, + 390 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 109, + 160, + 500, + 390 + ], + "spans": [ + { + "bbox": [ + 109, + 160, + 500, + 390 + ], + "score": 0.985, + "html": "
Method Linear classifierError % (Full)Error % (Path)Params. (Full)Params. (Path)Ensemble Size
JSINNRandom Forests (Breiman, 2001) Compact Multi-Class Boosted Trees (Ponomareva et al., 2017) Alternating Decision Forest (Schulter et al., 2013) Neural Decision Tree (Xiao,2017) ANT-MNIST-C MLP with 2 hidden layers (Simard et al., 2003) LeNet-5† (LeCun et al.,1998)7.91 3.21N/A 3.217,840N/A 11 200
2.88 2.711 2.711 11100
2.10 1.621.68 N/A1 1,773,1301 502,170 7,95620 1
39,670
1.40 0.821,275,200 431,0001 N/A 1 1
ANT-MNIST-AgcForest (Zhou & Feng,2017) ANT-MNIST-B Neural Decision Forest (Kontschieder et al., 2015)0.74 0.72N/A 0.74 0.731N/A 1500
0.70176,703 544,60050,653 463,1801 10
0.640.69100,59684,9351
CapsNet (Sabour et al., 2017)0.2518.2MN/A1
Compact Multi-ClassBoosted Trees (Ponomareva et al.,2017) Random Forests (Breiman,2001)52.31 50.171 50.171 11100
CEIPAII1gcForest (Zhou& Feng,2017)38.2238.22112000 500
1
MaxOut (Goodfellow et al., 2013) ANT-CIFAR10-C9.38 9.31N/A 9.346M 0.7MN/A 0.5M1 1
ANT-CIFAR10-B Network in Network (Lin et al.,2014)9.15 8.819.18 N/A0.9M 1M0.6M N/A1 1
All-CNN+(Springenberg et al.,2015) ANT-CIFAR10-A8.71N/A1.4MN/A1
ANT-CIFAR10-A*8.31 6.728.32 6.741.4M 1.3M1.0M 0.8M1
ResNet-110 (He et al., 2016)6.43N/A1.7MN/A1
DenseNet-BC (k=40) (Huang et al.,2017)3.46N/A25.6MN/A1 1
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Method Linear classifierError % (Full)Error % (Path)Params. (Full)Params. (Path)Ensemble Size
JSINNRandom Forests (Breiman, 2001) Compact Multi-Class Boosted Trees (Ponomareva et al., 2017) Alternating Decision Forest (Schulter et al., 2013) Neural Decision Tree (Xiao,2017) ANT-MNIST-C MLP with 2 hidden layers (Simard et al., 2003) LeNet-5† (LeCun et al.,1998)7.91 3.21N/A 3.217,840N/A 11 200
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1
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We balance the number of parameters in the router and transformer mod-", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 592, + 506, + 608 + ], + "spans": [ + { + "bbox": [ + 105, + 592, + 506, + 608 + ], + "score": 1.0, + "content": "ules to be of the same order of magnitude to avoid favouring either partitioning the data or learning", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 269, + 618 + ], + "score": 1.0, + "content": "more expressive features. We hold out", + "type": "text" + }, + { + "bbox": [ + 270, + 605, + 289, + 615 + ], + "score": 0.88, + "content": "1 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 605, + 505, + 618 + ], + "score": 1.0, + "content": "of training images as a validation set, on which the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 616, + 506, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 506, + 629 + ], + "score": 1.0, + "content": "best performing model is selected. Full training details, including training times, are provided in the", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 627, + 206, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 206, + 639 + ], + "score": 1.0, + "content": "supplementary material.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 24.5, + "bbox_fs": [ + 105, + 528, + 506, + 639 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 643, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 644, + 505, + 656 + ], + "spans": [ + { + "bbox": [ + 106, + 644, + 505, + 656 + ], + "score": 1.0, + "content": "Two inference schemes: for each ANT, classification is performed in two ways: multi-path infer-", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 655, + 505, + 667 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 505, + 667 + ], + "score": 1.0, + "content": "ence with the full predictive distribution (eq. equation 1), and single-path inference based on the", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 666, + 505, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 505, + 678 + ], + "score": 1.0, + "content": "greedily-selected leaf node (Sec. 3.2). We observed that with our training scheme the splitting prob-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 675, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 675, + 505, + 690 + ], + "score": 1.0, + "content": "abilities in the routers tend to be very confident, being close to 0 or 1 (see histograms in blue in Fig.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 687, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 506, + 701 + ], + "score": 1.0, + "content": "2(b)). This means that single path inference gives a good approximation of the multi-path inference", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "but is more efficient to compute. We show this holds empirically in Tab. 3, where the largest dif-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 298, + 722 + ], + "score": 1.0, + "content": "ference between Error (Full) and Error (Path) is", + "type": "text" + }, + { + "bbox": [ + 298, + 709, + 325, + 720 + ], + "score": 0.89, + "content": "0 . 0 6 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 326, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "while number of parameters is reduced from", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 721, + 328, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 328, + 732 + ], + "score": 1.0, + "content": "Params (Full) to Params (Path) across all ANT models.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 33.5, + "bbox_fs": [ + 105, + 644, + 506, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 160 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "Patience-based local optimisation: in the growth phase the parameters for the new modules are", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "trained until convergence, as determined by patience-based early stopping on the validation set.", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 505, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 505, + 118 + ], + "score": 1.0, + "content": "We observe that very low or high patience levels result in new modules underfitting or overfitting", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 505, + 129 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 505, + 129 + ], + "score": 1.0, + "content": "locally, respectively, thus preventing meaningful further growth. We tuned this hyperparameter using", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 505, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 505, + 139 + ], + "score": 1.0, + "content": "the validation sets, and set the patience level to 5, which produced consistently good performance", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 505, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 505, + 150 + ], + "score": 1.0, + "content": "on both MNIST and CIFAR-10 datasets across different specifications of primitive modules. A", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 149, + 356, + 161 + ], + "spans": [ + { + "bbox": [ + 105, + 149, + 356, + 161 + ], + "score": 1.0, + "content": "quantitative evaluation is given in the supplementary (Sec. E).", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 106, + 165, + 505, + 275 + ], + "lines": [ + { + "bbox": [ + 106, + 165, + 505, + 176 + ], + "spans": [ + { + "bbox": [ + 106, + 165, + 505, + 176 + ], + "score": 1.0, + "content": "MNIST digit classification: we observe that ANT-MNIST-A outperforms state-of-the-art GBT", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 175, + 505, + 189 + ], + "spans": [ + { + "bbox": [ + 105, + 175, + 505, + 189 + ], + "score": 1.0, + "content": "(Ponomareva et al., 2017) and RF (Zhou & Feng, 2017) methods in accuracy. This performance", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 186, + 505, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 186, + 505, + 199 + ], + "score": 1.0, + "content": "is attained despite the use of a single tree, while RF methods operate with ensembles of classifiers", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 198, + 505, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 505, + 210 + ], + "score": 1.0, + "content": "(the size shown in Tab. 2). In particular, the NDF (Kontschieder et al., 2015) has a pre-specified", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 210, + 505, + 221 + ], + "spans": [ + { + "bbox": [ + 106, + 210, + 505, + 221 + ], + "score": 1.0, + "content": "architecture where LeNet-5 (LeCun et al., 1998) is used as the root transformer module, and 10 trees", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 220, + 505, + 232 + ], + "spans": [ + { + "bbox": [ + 106, + 220, + 505, + 232 + ], + "score": 1.0, + "content": "of fixed depth 5 are constructed from this base feature extractor. On the other hand, ANT-MNIST-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 230, + 506, + 244 + ], + "spans": [ + { + "bbox": [ + 105, + 230, + 506, + 244 + ], + "score": 1.0, + "content": "A is constructed in a data-driven manner from primitive modules, and displays an improvement", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 242, + 505, + 254 + ], + "spans": [ + { + "bbox": [ + 105, + 242, + 505, + 254 + ], + "score": 1.0, + "content": "over the NDF both in terms of accuracy and number of parameters. In addition, reducing the size", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 253, + 505, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 450, + 266 + ], + "score": 1.0, + "content": "of convolution kernels (ANT-MNIST-B) reduces the total number of parameters by", + "type": "text" + }, + { + "bbox": [ + 451, + 253, + 470, + 263 + ], + "score": 0.88, + "content": "2 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 471, + 253, + 505, + 266 + ], + "score": 1.0, + "content": "and the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 264, + 438, + 276 + ], + "spans": [ + { + "bbox": [ + 105, + 264, + 222, + 276 + ], + "score": 1.0, + "content": "path-wise average by almost", + "type": "text" + }, + { + "bbox": [ + 222, + 264, + 242, + 275 + ], + "score": 0.87, + "content": "4 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 243, + 264, + 401, + 276 + ], + "score": 1.0, + "content": "while only increasing absolute error by", + "type": "text" + }, + { + "bbox": [ + 401, + 264, + 434, + 275 + ], + "score": 0.92, + "content": "< 0 . 1 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 264, + 438, + 276 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 11.5 + }, + { + "type": "text", + "bbox": [ + 107, + 281, + 505, + 380 + ], + "lines": [ + { + "bbox": [ + 106, + 280, + 506, + 294 + ], + "spans": [ + { + "bbox": [ + 106, + 280, + 506, + 294 + ], + "score": 1.0, + "content": "We also compare against the LeNet-5 CNN (LeCun et al., 1998), comprised of the same types of", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 292, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 106, + 292, + 506, + 304 + ], + "score": 1.0, + "content": "operations used in our primitive modules (i.e. convolutional, max-pooling and FC layers). For a", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "score": 1.0, + "content": "fair comparison, the network is trained with the same protocol as that of the ANT refinement phase,", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 313, + 505, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 214, + 326 + ], + "score": 1.0, + "content": "achieving an error rate of", + "type": "text" + }, + { + "bbox": [ + 215, + 313, + 243, + 325 + ], + "score": 0.9, + "content": "0 . 8 2 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 243, + 313, + 383, + 326 + ], + "score": 1.0, + "content": "(lower than the reported value of", + "type": "text" + }, + { + "bbox": [ + 384, + 313, + 412, + 325 + ], + "score": 0.87, + "content": "0 . 8 7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 412, + 313, + 505, + 326 + ], + "score": 1.0, + "content": ") on the test set. Both", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 325, + 505, + 337 + ], + "spans": [ + { + "bbox": [ + 106, + 325, + 505, + 337 + ], + "score": 1.0, + "content": "ANT-MNIST-A and ANT-MNIST-B attain better accuracy with a smaller number of parameters", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 335, + 505, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 335, + 505, + 348 + ], + "score": 1.0, + "content": "than LeNet-5. The current state-of-the-art, capsule networks (CapsNets) (Sabour et al., 2017), have", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 345, + 504, + 359 + ], + "spans": [ + { + "bbox": [ + 105, + 345, + 504, + 359 + ], + "score": 1.0, + "content": "more parameters than ANT-MNIST-A by almost two orders of magnitude.1 By ensembling ANTs", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 356, + 505, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 356, + 244, + 371 + ], + "score": 1.0, + "content": "we can reach similar performance", + "type": "text" + }, + { + "bbox": [ + 245, + 357, + 273, + 369 + ], + "score": 0.86, + "content": "( 0 . 2 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 274, + 356, + 302, + 371 + ], + "score": 1.0, + "content": "versus", + "type": "text" + }, + { + "bbox": [ + 302, + 357, + 329, + 369 + ], + "score": 0.88, + "content": "0 . 2 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 356, + 505, + 371 + ], + "score": 1.0, + "content": "; see Tab. 9) with an order of magnitude less", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 369, + 208, + 380 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 208, + 380 + ], + "score": 1.0, + "content": "parameters (see Tab. 10).", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 21 + }, + { + "type": "text", + "bbox": [ + 107, + 385, + 505, + 484 + ], + "lines": [ + { + "bbox": [ + 105, + 384, + 505, + 398 + ], + "spans": [ + { + "bbox": [ + 105, + 384, + 505, + 398 + ], + "score": 1.0, + "content": "Lastly, we highlight the observation that ANT-MNIST-C, with the simplest primitive modules,", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 396, + 506, + 409 + ], + "spans": [ + { + "bbox": [ + 105, + 396, + 209, + 409 + ], + "score": 1.0, + "content": "achieves an error rate of", + "type": "text" + }, + { + "bbox": [ + 209, + 396, + 237, + 407 + ], + "score": 0.89, + "content": "1 . 6 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 396, + 506, + 409 + ], + "score": 1.0, + "content": "with single-path inference, which is significantly better than that", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 198, + 420 + ], + "score": 1.0, + "content": "of the linear classifier", + "type": "text" + }, + { + "bbox": [ + 198, + 407, + 230, + 418 + ], + "score": 0.86, + "content": "( 7 . 9 1 \\% )", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 406, + 506, + 420 + ], + "score": 1.0, + "content": ", while engaging almost the same number of parameters (7, 956 vs.", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 417, + 505, + 431 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 505, + 431 + ], + "score": 1.0, + "content": "7, 840) on average. To isolate the benefit of convolutions, we took one of the root-to-path CNNs on", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 428, + 506, + 442 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 506, + 442 + ], + "score": 1.0, + "content": "ANT-MNIST-C and increased the number of kernels to adjust the number of parameters to the same", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 440, + 505, + 453 + ], + "spans": [ + { + "bbox": [ + 105, + 440, + 271, + 453 + ], + "score": 1.0, + "content": "value. We observe a higher error rate of", + "type": "text" + }, + { + "bbox": [ + 272, + 440, + 299, + 451 + ], + "score": 0.89, + "content": "3 . 5 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 440, + 505, + 453 + ], + "score": 1.0, + "content": ", which indicates that while convolutions are bene-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 452, + 505, + 463 + ], + "spans": [ + { + "bbox": [ + 106, + 452, + 505, + 463 + ], + "score": 1.0, + "content": "ficial, data partitioning has additional benefits in improving accuracy. This result demonstrates the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 461, + 506, + 475 + ], + "spans": [ + { + "bbox": [ + 105, + 461, + 506, + 475 + ], + "score": 1.0, + "content": "potential of ANT growth protocol for constructing performant models with lightweight inference.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 473, + 434, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 434, + 485 + ], + "score": 1.0, + "content": "See Sec. G in the supplementary materials for the architecture of ANT-MNIST-C.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 107, + 490, + 505, + 600 + ], + "lines": [ + { + "bbox": [ + 106, + 489, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 106, + 489, + 505, + 502 + ], + "score": 1.0, + "content": "CIFAR-10 object recognition: we see that variants of ANTs outperform the state-of-the-art DT", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 501, + 504, + 513 + ], + "spans": [ + { + "bbox": [ + 106, + 501, + 395, + 513 + ], + "score": 1.0, + "content": "method, gcForest (Zhou & Feng, 2017) by a large margin, achieving over", + "type": "text" + }, + { + "bbox": [ + 396, + 501, + 415, + 511 + ], + "score": 0.86, + "content": "90 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 501, + 504, + 513 + ], + "score": 1.0, + "content": "accuracy, demonstrat-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 512, + 506, + 525 + ], + "spans": [ + { + "bbox": [ + 105, + 512, + 506, + 525 + ], + "score": 1.0, + "content": "ing the benefit of representation learning in tree-structured models. Secondly, with fewer number", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 523, + 506, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 506, + 535 + ], + "score": 1.0, + "content": "of parameters in single-path inference, ANT-CIFAR-A achieves higher accuracy than CNN models", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 534, + 505, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 534, + 505, + 546 + ], + "score": 1.0, + "content": "without shortcut connections (Goodfellow et al., 2013; Lin et al., 2014; Springenberg et al., 2015)", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 544, + 505, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 505, + 557 + ], + "score": 1.0, + "content": "that held the state-of-the-art performance at the time of publication. With simpler primitive modules", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 555, + 505, + 569 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 505, + 569 + ], + "score": 1.0, + "content": "we learn more compact models (ANT-MNIST-B and -C) with a marginal compromise in accuracy.", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 566, + 505, + 579 + ], + "spans": [ + { + "bbox": [ + 105, + 566, + 505, + 579 + ], + "score": 1.0, + "content": "In addition, initialising the parameters of transformers and routers from a pre-trained single-path", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 577, + 505, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 344, + 590 + ], + "score": 1.0, + "content": "CNN further reduced the error rate of ANT-MNIST-A by", + "type": "text" + }, + { + "bbox": [ + 345, + 578, + 365, + 588 + ], + "score": 0.86, + "content": "20 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 577, + 442, + 590 + ], + "score": 1.0, + "content": "(see ANT-MNIST-", + "type": "text" + }, + { + "bbox": [ + 443, + 578, + 456, + 588 + ], + "score": 0.61, + "content": "\\mathbf { A } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 457, + 577, + 505, + 590 + ], + "score": 1.0, + "content": "in Tab. 3),", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 589, + 416, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 589, + 416, + 601 + ], + "score": 1.0, + "content": "which indicates room for improvement in our proposed optimisation method.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 39.5 + }, + { + "type": "text", + "bbox": [ + 107, + 605, + 505, + 682 + ], + "lines": [ + { + "bbox": [ + 105, + 604, + 505, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 505, + 619 + ], + "score": 1.0, + "content": "Shortcut connections (Fahlman & Lebiere, 1990) have recently lead to leaps in performance in deep", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 616, + 505, + 629 + ], + "spans": [ + { + "bbox": [ + 106, + 616, + 488, + 629 + ], + "score": 1.0, + "content": "CNNs (He et al., 2016; Huang et al., 2017). We observe that our best network, ANT-MNIST-", + "type": "text" + }, + { + "bbox": [ + 488, + 617, + 501, + 627 + ], + "score": 0.33, + "content": "A ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 616, + 505, + 629 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 628, + 505, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 505, + 640 + ], + "score": 1.0, + "content": "has a comparable error rate and half the parameter count (with single-path inference) to the best-", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 639, + 505, + 650 + ], + "spans": [ + { + "bbox": [ + 105, + 639, + 505, + 650 + ], + "score": 1.0, + "content": "performing residual network, ResNet-110 (He et al., 2016). Densely connected networks leads to", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 649, + 505, + 662 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 505, + 662 + ], + "score": 1.0, + "content": "substantially better accuracy, but with an order of magnitude more parameters (Huang et al., 2017).", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 660, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 660, + 505, + 673 + ], + "score": 1.0, + "content": "We expect that shortcut connections could also improve ANT performance, and leave integrating", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 671, + 191, + 684 + ], + "spans": [ + { + "bbox": [ + 105, + 671, + 191, + 684 + ], + "score": 1.0, + "content": "them to future work.", + "type": "text" + } + ], + "index": 51 + } + ], + "index": 48 + } + ], + "page_idx": 7, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 711, + 505, + 731 + ], + "lines": [ + { + "bbox": [ + 118, + 709, + 506, + 724 + ], + "spans": [ + { + "bbox": [ + 118, + 709, + 506, + 724 + ], + "score": 1.0, + "content": "1Notably, CapsNets also feature a routing mechanism, but with a significantly different mechanism and", + "type": "text" + } + ] + }, + { + "bbox": [ + 106, + 721, + 150, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 150, + 732 + ], + "score": 1.0, + "content": "motivation.", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 12, + "width": 9 + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 25, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 25, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 160 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "Patience-based local optimisation: in the growth phase the parameters for the new modules are", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "trained until convergence, as determined by patience-based early stopping on the validation set.", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 505, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 505, + 118 + ], + "score": 1.0, + "content": "We observe that very low or high patience levels result in new modules underfitting or overfitting", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 505, + 129 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 505, + 129 + ], + "score": 1.0, + "content": "locally, respectively, thus preventing meaningful further growth. We tuned this hyperparameter using", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 505, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 505, + 139 + ], + "score": 1.0, + "content": "the validation sets, and set the patience level to 5, which produced consistently good performance", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 505, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 505, + 150 + ], + "score": 1.0, + "content": "on both MNIST and CIFAR-10 datasets across different specifications of primitive modules. A", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 149, + 356, + 161 + ], + "spans": [ + { + "bbox": [ + 105, + 149, + 356, + 161 + ], + "score": 1.0, + "content": "quantitative evaluation is given in the supplementary (Sec. E).", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3, + "bbox_fs": [ + 105, + 82, + 505, + 161 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 165, + 505, + 275 + ], + "lines": [ + { + "bbox": [ + 106, + 165, + 505, + 176 + ], + "spans": [ + { + "bbox": [ + 106, + 165, + 505, + 176 + ], + "score": 1.0, + "content": "MNIST digit classification: we observe that ANT-MNIST-A outperforms state-of-the-art GBT", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 175, + 505, + 189 + ], + "spans": [ + { + "bbox": [ + 105, + 175, + 505, + 189 + ], + "score": 1.0, + "content": "(Ponomareva et al., 2017) and RF (Zhou & Feng, 2017) methods in accuracy. This performance", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 186, + 505, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 186, + 505, + 199 + ], + "score": 1.0, + "content": "is attained despite the use of a single tree, while RF methods operate with ensembles of classifiers", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 198, + 505, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 505, + 210 + ], + "score": 1.0, + "content": "(the size shown in Tab. 2). In particular, the NDF (Kontschieder et al., 2015) has a pre-specified", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 210, + 505, + 221 + ], + "spans": [ + { + "bbox": [ + 106, + 210, + 505, + 221 + ], + "score": 1.0, + "content": "architecture where LeNet-5 (LeCun et al., 1998) is used as the root transformer module, and 10 trees", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 220, + 505, + 232 + ], + "spans": [ + { + "bbox": [ + 106, + 220, + 505, + 232 + ], + "score": 1.0, + "content": "of fixed depth 5 are constructed from this base feature extractor. On the other hand, ANT-MNIST-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 230, + 506, + 244 + ], + "spans": [ + { + "bbox": [ + 105, + 230, + 506, + 244 + ], + "score": 1.0, + "content": "A is constructed in a data-driven manner from primitive modules, and displays an improvement", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 242, + 505, + 254 + ], + "spans": [ + { + "bbox": [ + 105, + 242, + 505, + 254 + ], + "score": 1.0, + "content": "over the NDF both in terms of accuracy and number of parameters. In addition, reducing the size", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 253, + 505, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 450, + 266 + ], + "score": 1.0, + "content": "of convolution kernels (ANT-MNIST-B) reduces the total number of parameters by", + "type": "text" + }, + { + "bbox": [ + 451, + 253, + 470, + 263 + ], + "score": 0.88, + "content": "2 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 471, + 253, + 505, + 266 + ], + "score": 1.0, + "content": "and the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 264, + 438, + 276 + ], + "spans": [ + { + "bbox": [ + 105, + 264, + 222, + 276 + ], + "score": 1.0, + "content": "path-wise average by almost", + "type": "text" + }, + { + "bbox": [ + 222, + 264, + 242, + 275 + ], + "score": 0.87, + "content": "4 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 243, + 264, + 401, + 276 + ], + "score": 1.0, + "content": "while only increasing absolute error by", + "type": "text" + }, + { + "bbox": [ + 401, + 264, + 434, + 275 + ], + "score": 0.92, + "content": "< 0 . 1 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 264, + 438, + 276 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 11.5, + "bbox_fs": [ + 105, + 165, + 506, + 276 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 281, + 505, + 380 + ], + "lines": [ + { + "bbox": [ + 106, + 280, + 506, + 294 + ], + "spans": [ + { + "bbox": [ + 106, + 280, + 506, + 294 + ], + "score": 1.0, + "content": "We also compare against the LeNet-5 CNN (LeCun et al., 1998), comprised of the same types of", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 292, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 106, + 292, + 506, + 304 + ], + "score": 1.0, + "content": "operations used in our primitive modules (i.e. convolutional, max-pooling and FC layers). For a", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "score": 1.0, + "content": "fair comparison, the network is trained with the same protocol as that of the ANT refinement phase,", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 313, + 505, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 214, + 326 + ], + "score": 1.0, + "content": "achieving an error rate of", + "type": "text" + }, + { + "bbox": [ + 215, + 313, + 243, + 325 + ], + "score": 0.9, + "content": "0 . 8 2 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 243, + 313, + 383, + 326 + ], + "score": 1.0, + "content": "(lower than the reported value of", + "type": "text" + }, + { + "bbox": [ + 384, + 313, + 412, + 325 + ], + "score": 0.87, + "content": "0 . 8 7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 412, + 313, + 505, + 326 + ], + "score": 1.0, + "content": ") on the test set. Both", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 325, + 505, + 337 + ], + "spans": [ + { + "bbox": [ + 106, + 325, + 505, + 337 + ], + "score": 1.0, + "content": "ANT-MNIST-A and ANT-MNIST-B attain better accuracy with a smaller number of parameters", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 335, + 505, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 335, + 505, + 348 + ], + "score": 1.0, + "content": "than LeNet-5. The current state-of-the-art, capsule networks (CapsNets) (Sabour et al., 2017), have", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 345, + 504, + 359 + ], + "spans": [ + { + "bbox": [ + 105, + 345, + 504, + 359 + ], + "score": 1.0, + "content": "more parameters than ANT-MNIST-A by almost two orders of magnitude.1 By ensembling ANTs", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 356, + 505, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 356, + 244, + 371 + ], + "score": 1.0, + "content": "we can reach similar performance", + "type": "text" + }, + { + "bbox": [ + 245, + 357, + 273, + 369 + ], + "score": 0.86, + "content": "( 0 . 2 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 274, + 356, + 302, + 371 + ], + "score": 1.0, + "content": "versus", + "type": "text" + }, + { + "bbox": [ + 302, + 357, + 329, + 369 + ], + "score": 0.88, + "content": "0 . 2 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 356, + 505, + 371 + ], + "score": 1.0, + "content": "; see Tab. 9) with an order of magnitude less", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 369, + 208, + 380 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 208, + 380 + ], + "score": 1.0, + "content": "parameters (see Tab. 10).", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 21, + "bbox_fs": [ + 105, + 280, + 506, + 380 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 385, + 505, + 484 + ], + "lines": [ + { + "bbox": [ + 105, + 384, + 505, + 398 + ], + "spans": [ + { + "bbox": [ + 105, + 384, + 505, + 398 + ], + "score": 1.0, + "content": "Lastly, we highlight the observation that ANT-MNIST-C, with the simplest primitive modules,", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 396, + 506, + 409 + ], + "spans": [ + { + "bbox": [ + 105, + 396, + 209, + 409 + ], + "score": 1.0, + "content": "achieves an error rate of", + "type": "text" + }, + { + "bbox": [ + 209, + 396, + 237, + 407 + ], + "score": 0.89, + "content": "1 . 6 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 396, + 506, + 409 + ], + "score": 1.0, + "content": "with single-path inference, which is significantly better than that", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 198, + 420 + ], + "score": 1.0, + "content": "of the linear classifier", + "type": "text" + }, + { + "bbox": [ + 198, + 407, + 230, + 418 + ], + "score": 0.86, + "content": "( 7 . 9 1 \\% )", + "type": "inline_equation" + }, + { + "bbox": [ + 230, + 406, + 506, + 420 + ], + "score": 1.0, + "content": ", while engaging almost the same number of parameters (7, 956 vs.", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 417, + 505, + 431 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 505, + 431 + ], + "score": 1.0, + "content": "7, 840) on average. To isolate the benefit of convolutions, we took one of the root-to-path CNNs on", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 428, + 506, + 442 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 506, + 442 + ], + "score": 1.0, + "content": "ANT-MNIST-C and increased the number of kernels to adjust the number of parameters to the same", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 440, + 505, + 453 + ], + "spans": [ + { + "bbox": [ + 105, + 440, + 271, + 453 + ], + "score": 1.0, + "content": "value. We observe a higher error rate of", + "type": "text" + }, + { + "bbox": [ + 272, + 440, + 299, + 451 + ], + "score": 0.89, + "content": "3 . 5 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 440, + 505, + 453 + ], + "score": 1.0, + "content": ", which indicates that while convolutions are bene-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 452, + 505, + 463 + ], + "spans": [ + { + "bbox": [ + 106, + 452, + 505, + 463 + ], + "score": 1.0, + "content": "ficial, data partitioning has additional benefits in improving accuracy. This result demonstrates the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 461, + 506, + 475 + ], + "spans": [ + { + "bbox": [ + 105, + 461, + 506, + 475 + ], + "score": 1.0, + "content": "potential of ANT growth protocol for constructing performant models with lightweight inference.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 473, + 434, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 473, + 434, + 485 + ], + "score": 1.0, + "content": "See Sec. G in the supplementary materials for the architecture of ANT-MNIST-C.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 30, + "bbox_fs": [ + 105, + 384, + 506, + 485 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 490, + 505, + 600 + ], + "lines": [ + { + "bbox": [ + 106, + 489, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 106, + 489, + 505, + 502 + ], + "score": 1.0, + "content": "CIFAR-10 object recognition: we see that variants of ANTs outperform the state-of-the-art DT", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 501, + 504, + 513 + ], + "spans": [ + { + "bbox": [ + 106, + 501, + 395, + 513 + ], + "score": 1.0, + "content": "method, gcForest (Zhou & Feng, 2017) by a large margin, achieving over", + "type": "text" + }, + { + "bbox": [ + 396, + 501, + 415, + 511 + ], + "score": 0.86, + "content": "90 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 501, + 504, + 513 + ], + "score": 1.0, + "content": "accuracy, demonstrat-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 512, + 506, + 525 + ], + "spans": [ + { + "bbox": [ + 105, + 512, + 506, + 525 + ], + "score": 1.0, + "content": "ing the benefit of representation learning in tree-structured models. Secondly, with fewer number", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 523, + 506, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 506, + 535 + ], + "score": 1.0, + "content": "of parameters in single-path inference, ANT-CIFAR-A achieves higher accuracy than CNN models", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 534, + 505, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 534, + 505, + 546 + ], + "score": 1.0, + "content": "without shortcut connections (Goodfellow et al., 2013; Lin et al., 2014; Springenberg et al., 2015)", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 544, + 505, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 505, + 557 + ], + "score": 1.0, + "content": "that held the state-of-the-art performance at the time of publication. With simpler primitive modules", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 555, + 505, + 569 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 505, + 569 + ], + "score": 1.0, + "content": "we learn more compact models (ANT-MNIST-B and -C) with a marginal compromise in accuracy.", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 566, + 505, + 579 + ], + "spans": [ + { + "bbox": [ + 105, + 566, + 505, + 579 + ], + "score": 1.0, + "content": "In addition, initialising the parameters of transformers and routers from a pre-trained single-path", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 577, + 505, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 344, + 590 + ], + "score": 1.0, + "content": "CNN further reduced the error rate of ANT-MNIST-A by", + "type": "text" + }, + { + "bbox": [ + 345, + 578, + 365, + 588 + ], + "score": 0.86, + "content": "20 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 577, + 442, + 590 + ], + "score": 1.0, + "content": "(see ANT-MNIST-", + "type": "text" + }, + { + "bbox": [ + 443, + 578, + 456, + 588 + ], + "score": 0.61, + "content": "\\mathbf { A } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 457, + 577, + 505, + 590 + ], + "score": 1.0, + "content": "in Tab. 3),", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 589, + 416, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 589, + 416, + 601 + ], + "score": 1.0, + "content": "which indicates room for improvement in our proposed optimisation method.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 39.5, + "bbox_fs": [ + 105, + 489, + 506, + 601 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 605, + 505, + 682 + ], + "lines": [ + { + "bbox": [ + 105, + 604, + 505, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 505, + 619 + ], + "score": 1.0, + "content": "Shortcut connections (Fahlman & Lebiere, 1990) have recently lead to leaps in performance in deep", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 616, + 505, + 629 + ], + "spans": [ + { + "bbox": [ + 106, + 616, + 488, + 629 + ], + "score": 1.0, + "content": "CNNs (He et al., 2016; Huang et al., 2017). We observe that our best network, ANT-MNIST-", + "type": "text" + }, + { + "bbox": [ + 488, + 617, + 501, + 627 + ], + "score": 0.33, + "content": "A ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 616, + 505, + 629 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 628, + 505, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 505, + 640 + ], + "score": 1.0, + "content": "has a comparable error rate and half the parameter count (with single-path inference) to the best-", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 639, + 505, + 650 + ], + "spans": [ + { + "bbox": [ + 105, + 639, + 505, + 650 + ], + "score": 1.0, + "content": "performing residual network, ResNet-110 (He et al., 2016). Densely connected networks leads to", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 649, + 505, + 662 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 505, + 662 + ], + "score": 1.0, + "content": "substantially better accuracy, but with an order of magnitude more parameters (Huang et al., 2017).", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 660, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 660, + 505, + 673 + ], + "score": 1.0, + "content": "We expect that shortcut connections could also improve ANT performance, and leave integrating", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 671, + 191, + 684 + ], + "spans": [ + { + "bbox": [ + 105, + 671, + 191, + 684 + ], + "score": 1.0, + "content": "them to future work.", + "type": "text" + } + ], + "index": 51 + } + ], + "index": 48, + "bbox_fs": [ + 105, + 604, + 505, + 684 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 116, + 62, + 494, + 196 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 116, + 62, + 494, + 196 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 116, + 62, + 494, + 196 + ], + "spans": [ + { + "bbox": [ + 116, + 62, + 494, + 196 + ], + "score": 0.966, + "type": "image", + "image_path": "5f73aa9624e4814beed4d4eb917fb6338b459bb521c58052eba5994febfd81f2.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 116, + 62, + 494, + 106.66666666666666 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 116, + 106.66666666666666, + 494, + 151.33333333333331 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 116, + 151.33333333333331, + 494, + 195.99999999999997 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 200, + 505, + 244 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 200, + 505, + 212 + ], + "spans": [ + { + "bbox": [ + 106, + 200, + 505, + 212 + ], + "score": 1.0, + "content": "Figure 2: Visualisation of class distributions (red) and path probabilities (blue) at respective nodes", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 211, + 506, + 224 + ], + "spans": [ + { + "bbox": [ + 105, + 211, + 506, + 224 + ], + "score": 1.0, + "content": "of an example ANT (a) before and (b) after the refinement phase. (a) shows that the learned model", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 222, + 506, + 235 + ], + "spans": [ + { + "bbox": [ + 105, + 222, + 506, + 235 + ], + "score": 1.0, + "content": "captures an interpretable hierarchy, grouping semantically similar images on the same branches. (b)", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 232, + 421, + 246 + ], + "spans": [ + { + "bbox": [ + 105, + 232, + 421, + 246 + ], + "score": 1.0, + "content": "shows that the refinement phase polarises path probabilities, pruning a branch.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4.5 + } + ], + "index": 2.75 + }, + { + "type": "text", + "bbox": [ + 107, + 255, + 505, + 332 + ], + "lines": [ + { + "bbox": [ + 105, + 255, + 505, + 268 + ], + "spans": [ + { + "bbox": [ + 105, + 255, + 505, + 268 + ], + "score": 1.0, + "content": "Ablation study: we lastly compare the classification errors of different variants of ANTs in cases", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 267, + 505, + 278 + ], + "spans": [ + { + "bbox": [ + 106, + 267, + 505, + 278 + ], + "score": 1.0, + "content": "where the options for adding transformer or router modules are disabled (see Tab. 4). In this ex-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 277, + 505, + 290 + ], + "spans": [ + { + "bbox": [ + 105, + 277, + 505, + 290 + ], + "score": 1.0, + "content": "periment, patience levels are tuned separately for respective models. In the first case, the resulting", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 288, + 505, + 300 + ], + "spans": [ + { + "bbox": [ + 105, + 288, + 505, + 300 + ], + "score": 1.0, + "content": "models are equivalent to SDTs (Suarez & Lutsko, 1999) or HMEs (Jordan & Jacobs, 1994) with lo- ´", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 299, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 105, + 299, + 505, + 312 + ], + "score": 1.0, + "content": "cally grown architectures, while the second case is equivalent to standard CNNs, grown adaptively", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "score": 1.0, + "content": "layer by layer. We observe that either ablation consistently leads to higher classification errors across", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 321, + 237, + 333 + ], + "spans": [ + { + "bbox": [ + 106, + 321, + 237, + 333 + ], + "score": 1.0, + "content": "different module configurations.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 10 + }, + { + "type": "table", + "bbox": [ + 131, + 377, + 478, + 452 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 107, + 343, + 505, + 376 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 343, + 505, + 356 + ], + "spans": [ + { + "bbox": [ + 105, + 343, + 505, + 356 + ], + "score": 1.0, + "content": "Table 4: Ablation study to compare the effects of different components of ANTs on classification", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 354, + 505, + 366 + ], + "spans": [ + { + "bbox": [ + 105, + 354, + 505, + 366 + ], + "score": 1.0, + "content": "performance. “CNN” refers to the case where the ANT is grown without routers while “SDT/HME”", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 366, + 393, + 378 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 393, + 378 + ], + "score": 1.0, + "content": "refers to the case where transformer modules on the edges are disabled.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15 + }, + { + "type": "table_body", + "bbox": [ + 131, + 377, + 478, + 452 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 131, + 377, + 478, + 452 + ], + "spans": [ + { + "bbox": [ + 131, + 377, + 478, + 452 + ], + "score": 0.98, + "html": "
Module Spec.Error% (Full)Error % (Path)
ANT (default)CNN (no routers)SDT/HME (no transformers)ANT (default)CNN (no routers)SDT/HME
ANT-MNIST-A0.640.743.180.690.74(no transformers) 4.19
ANT-MNIST-B0.720.804.630.730.803.62
ANT-MNIST-C1.623.715.701.683.716.96
ANT-CIFAR10-A8.319.2939.298.329.2940.33
ANT-CIFAR10-B9.1511.0843.099.1811.0844.25
ANT-CIFAR10-C9.3111.6148.599.3411.6150.02
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Learned hierarchies often display strong specialisation of paths to certain", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 508, + 506, + 523 + ], + "spans": [ + { + "bbox": [ + 105, + 508, + 506, + 523 + ], + "score": 1.0, + "content": "classes or categories of data on both the MNIST and CIFAR-10 datasets. Fig. 2 (a) displays an", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 520, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 105, + 520, + 505, + 534 + ], + "score": 1.0, + "content": "example with particularly “human-interpretable” partitions e.g. man-made versus natural objects,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 532, + 505, + 544 + ], + "spans": [ + { + "bbox": [ + 106, + 532, + 505, + 544 + ], + "score": 1.0, + "content": "and road vehicles versus other types of vehicles. It should, however, be noted that human intuitions", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 542, + 505, + 556 + ], + "spans": [ + { + "bbox": [ + 105, + 542, + 505, + 556 + ], + "score": 1.0, + "content": "on relevant hierarchical structures do not necessarily equate to optimal representations, particularly", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 554, + 505, + 567 + ], + "spans": [ + { + "bbox": [ + 106, + 554, + 505, + 567 + ], + "score": 1.0, + "content": "as datasets may not necessarily have an underlying hierarchical structure, e.g., MNIST. Rather, what", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 564, + 505, + 578 + ], + "spans": [ + { + "bbox": [ + 105, + 564, + 505, + 578 + ], + "score": 1.0, + "content": "needs to be highlighted is the ability of ANTs to learn when to share or separate the representation", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 575, + 505, + 588 + ], + "spans": [ + { + "bbox": [ + 106, + 575, + 505, + 588 + ], + "score": 1.0, + "content": "of data to optimise end-task performance, which gives rise to automatically discovering such hierar-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 586, + 506, + 600 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 506, + 600 + ], + "score": 1.0, + "content": "chies. To further attest that the model learns a meaningful routing strategy, we also present the test", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 597, + 505, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 505, + 610 + ], + "score": 1.0, + "content": "accuracy of the predictions from the leaf node with the smallest reaching probability in Supp. Sec. F.", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 607, + 505, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 607, + 505, + 622 + ], + "score": 1.0, + "content": "We observe that using the least likely “expert” leads to a substantial drop in classification accuracy.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 619, + 505, + 632 + ], + "spans": [ + { + "bbox": [ + 105, + 619, + 505, + 632 + ], + "score": 1.0, + "content": "In addition, we observe that most learned trees are unbalanced (see Supp. Sec. G for more exam-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 631, + 506, + 643 + ], + "spans": [ + { + "bbox": [ + 106, + 631, + 506, + 643 + ], + "score": 1.0, + "content": "ples). This property of adaptive computation is plausible since certain types of images may be easier", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 641, + 379, + 654 + ], + "spans": [ + { + "bbox": [ + 105, + 641, + 379, + 654 + ], + "score": 1.0, + "content": "to classify than others, as seen in prior work (Figurnov et al., 2017).", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 28 + }, + { + "type": "title", + "bbox": [ + 108, + 667, + 272, + 678 + ], + "lines": [ + { + "bbox": [ + 105, + 667, + 274, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 274, + 679 + ], + "score": 1.0, + "content": "5.3 EFFECT OF GLOBAL REFINEMENT", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36 + }, + { + "type": "text", + "bbox": [ + 107, + 687, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "We observe that global refinement phase improves the generalisation error. Fig. 3 (Right) shows", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 698, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 505, + 712 + ], + "score": 1.0, + "content": "the generalisation error of various ANT models on CIFAR-10, with vertical dotted lines indicating", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "the epoch when the models enter the refinement phase. As we switch from optimising parts of", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "score": 1.0, + "content": "the ANT in isolation to optimising all parameters, we shift the optimisation landscape, resulting", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 38.5 + } + ], + "page_idx": 8, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "9", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 116, + 62, + 494, + 196 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 116, + 62, + 494, + 196 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 116, + 62, + 494, + 196 + ], + "spans": [ + { + "bbox": [ + 116, + 62, + 494, + 196 + ], + "score": 0.966, + "type": "image", + "image_path": "5f73aa9624e4814beed4d4eb917fb6338b459bb521c58052eba5994febfd81f2.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 116, + 62, + 494, + 106.66666666666666 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 116, + 106.66666666666666, + 494, + 151.33333333333331 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 116, + 151.33333333333331, + 494, + 195.99999999999997 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 200, + 505, + 244 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 200, + 505, + 212 + ], + "spans": [ + { + "bbox": [ + 106, + 200, + 505, + 212 + ], + "score": 1.0, + "content": "Figure 2: Visualisation of class distributions (red) and path probabilities (blue) at respective nodes", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 211, + 506, + 224 + ], + "spans": [ + { + "bbox": [ + 105, + 211, + 506, + 224 + ], + "score": 1.0, + "content": "of an example ANT (a) before and (b) after the refinement phase. (a) shows that the learned model", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 222, + 506, + 235 + ], + "spans": [ + { + "bbox": [ + 105, + 222, + 506, + 235 + ], + "score": 1.0, + "content": "captures an interpretable hierarchy, grouping semantically similar images on the same branches. (b)", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 232, + 421, + 246 + ], + "spans": [ + { + "bbox": [ + 105, + 232, + 421, + 246 + ], + "score": 1.0, + "content": "shows that the refinement phase polarises path probabilities, pruning a branch.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4.5 + } + ], + "index": 2.75 + }, + { + "type": "text", + "bbox": [ + 107, + 255, + 505, + 332 + ], + "lines": [ + { + "bbox": [ + 105, + 255, + 505, + 268 + ], + "spans": [ + { + "bbox": [ + 105, + 255, + 505, + 268 + ], + "score": 1.0, + "content": "Ablation study: we lastly compare the classification errors of different variants of ANTs in cases", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 267, + 505, + 278 + ], + "spans": [ + { + "bbox": [ + 106, + 267, + 505, + 278 + ], + "score": 1.0, + "content": "where the options for adding transformer or router modules are disabled (see Tab. 4). In this ex-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 277, + 505, + 290 + ], + "spans": [ + { + "bbox": [ + 105, + 277, + 505, + 290 + ], + "score": 1.0, + "content": "periment, patience levels are tuned separately for respective models. In the first case, the resulting", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 288, + 505, + 300 + ], + "spans": [ + { + "bbox": [ + 105, + 288, + 505, + 300 + ], + "score": 1.0, + "content": "models are equivalent to SDTs (Suarez & Lutsko, 1999) or HMEs (Jordan & Jacobs, 1994) with lo- ´", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 299, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 105, + 299, + 505, + 312 + ], + "score": 1.0, + "content": "cally grown architectures, while the second case is equivalent to standard CNNs, grown adaptively", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "score": 1.0, + "content": "layer by layer. We observe that either ablation consistently leads to higher classification errors across", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 321, + 237, + 333 + ], + "spans": [ + { + "bbox": [ + 106, + 321, + 237, + 333 + ], + "score": 1.0, + "content": "different module configurations.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 10, + "bbox_fs": [ + 105, + 255, + 505, + 333 + ] + }, + { + "type": "table", + "bbox": [ + 131, + 377, + 478, + 452 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 107, + 343, + 505, + 376 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 343, + 505, + 356 + ], + "spans": [ + { + "bbox": [ + 105, + 343, + 505, + 356 + ], + "score": 1.0, + "content": "Table 4: Ablation study to compare the effects of different components of ANTs on classification", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 354, + 505, + 366 + ], + "spans": [ + { + "bbox": [ + 105, + 354, + 505, + 366 + ], + "score": 1.0, + "content": "performance. “CNN” refers to the case where the ANT is grown without routers while “SDT/HME”", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 366, + 393, + 378 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 393, + 378 + ], + "score": 1.0, + "content": "refers to the case where transformer modules on the edges are disabled.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15 + }, + { + "type": "table_body", + "bbox": [ + 131, + 377, + 478, + 452 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 131, + 377, + 478, + 452 + ], + "spans": [ + { + "bbox": [ + 131, + 377, + 478, + 452 + ], + "score": 0.98, + "html": "
Module Spec.Error% (Full)Error % (Path)
ANT (default)CNN (no routers)SDT/HME (no transformers)ANT (default)CNN (no routers)SDT/HME
ANT-MNIST-A0.640.743.180.690.74(no transformers) 4.19
ANT-MNIST-B0.720.804.630.730.803.62
ANT-MNIST-C1.623.715.701.683.716.96
ANT-CIFAR10-A8.319.2939.298.329.2940.33
ANT-CIFAR10-B9.1511.0843.099.1811.0844.25
ANT-CIFAR10-C9.3111.6148.599.3411.6150.02
", + "type": "table", + "image_path": "043c26baa00d09d69a6ac9753d784a9a0d88c386cdfdcae5b24098ce53412c4a.jpg" + } + ] + } + ], + "index": 18, + "virtual_lines": [ + { + "bbox": [ + 131, + 377, + 478, + 402.0 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 131, + 402.0, + 478, + 427.0 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 131, + 427.0, + 478, + 452.0 + ], + "spans": [], + "index": 19 + } + ] + } + ], + "index": 16.5 + }, + { + "type": "title", + "bbox": [ + 107, + 467, + 214, + 478 + ], + "lines": [ + { + "bbox": [ + 105, + 466, + 216, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 216, + 480 + ], + "score": 1.0, + "content": "5.2 INTERPRETABILITY", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 106, + 487, + 505, + 653 + ], + "lines": [ + { + "bbox": [ + 106, + 488, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 106, + 488, + 505, + 500 + ], + "score": 1.0, + "content": "The growth procedure of ANTs is capable of discovering hierarchical structures in the data that are", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 498, + 505, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 505, + 511 + ], + "score": 1.0, + "content": "useful to the end task. Learned hierarchies often display strong specialisation of paths to certain", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 508, + 506, + 523 + ], + "spans": [ + { + "bbox": [ + 105, + 508, + 506, + 523 + ], + "score": 1.0, + "content": "classes or categories of data on both the MNIST and CIFAR-10 datasets. Fig. 2 (a) displays an", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 520, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 105, + 520, + 505, + 534 + ], + "score": 1.0, + "content": "example with particularly “human-interpretable” partitions e.g. man-made versus natural objects,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 532, + 505, + 544 + ], + "spans": [ + { + "bbox": [ + 106, + 532, + 505, + 544 + ], + "score": 1.0, + "content": "and road vehicles versus other types of vehicles. It should, however, be noted that human intuitions", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 542, + 505, + 556 + ], + "spans": [ + { + "bbox": [ + 105, + 542, + 505, + 556 + ], + "score": 1.0, + "content": "on relevant hierarchical structures do not necessarily equate to optimal representations, particularly", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 554, + 505, + 567 + ], + "spans": [ + { + "bbox": [ + 106, + 554, + 505, + 567 + ], + "score": 1.0, + "content": "as datasets may not necessarily have an underlying hierarchical structure, e.g., MNIST. Rather, what", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 564, + 505, + 578 + ], + "spans": [ + { + "bbox": [ + 105, + 564, + 505, + 578 + ], + "score": 1.0, + "content": "needs to be highlighted is the ability of ANTs to learn when to share or separate the representation", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 575, + 505, + 588 + ], + "spans": [ + { + "bbox": [ + 106, + 575, + 505, + 588 + ], + "score": 1.0, + "content": "of data to optimise end-task performance, which gives rise to automatically discovering such hierar-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 586, + 506, + 600 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 506, + 600 + ], + "score": 1.0, + "content": "chies. To further attest that the model learns a meaningful routing strategy, we also present the test", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 597, + 505, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 505, + 610 + ], + "score": 1.0, + "content": "accuracy of the predictions from the leaf node with the smallest reaching probability in Supp. Sec. F.", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 607, + 505, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 607, + 505, + 622 + ], + "score": 1.0, + "content": "We observe that using the least likely “expert” leads to a substantial drop in classification accuracy.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 619, + 505, + 632 + ], + "spans": [ + { + "bbox": [ + 105, + 619, + 505, + 632 + ], + "score": 1.0, + "content": "In addition, we observe that most learned trees are unbalanced (see Supp. Sec. G for more exam-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 631, + 506, + 643 + ], + "spans": [ + { + "bbox": [ + 106, + 631, + 506, + 643 + ], + "score": 1.0, + "content": "ples). This property of adaptive computation is plausible since certain types of images may be easier", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 641, + 379, + 654 + ], + "spans": [ + { + "bbox": [ + 105, + 641, + 379, + 654 + ], + "score": 1.0, + "content": "to classify than others, as seen in prior work (Figurnov et al., 2017).", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 28, + "bbox_fs": [ + 105, + 488, + 506, + 654 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 667, + 272, + 678 + ], + "lines": [ + { + "bbox": [ + 105, + 667, + 274, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 274, + 679 + ], + "score": 1.0, + "content": "5.3 EFFECT OF GLOBAL REFINEMENT", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36 + }, + { + "type": "text", + "bbox": [ + 107, + 687, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "We observe that global refinement phase improves the generalisation error. Fig. 3 (Right) shows", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 698, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 505, + 712 + ], + "score": 1.0, + "content": "the generalisation error of various ANT models on CIFAR-10, with vertical dotted lines indicating", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "the epoch when the models enter the refinement phase. As we switch from optimising parts of", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "score": 1.0, + "content": "the ANT in isolation to optimising all parameters, we shift the optimisation landscape, resulting", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 226, + 505, + 241 + ], + "spans": [ + { + "bbox": [ + 105, + 226, + 505, + 241 + ], + "score": 1.0, + "content": "in an initial drop in performance. However, they all consistently converge to higher test accuracy", + "type": "text", + "cross_page": true + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 238, + 505, + 250 + ], + "spans": [ + { + "bbox": [ + 105, + 238, + 505, + 250 + ], + "score": 1.0, + "content": "than the best value attained during the growth phase. This provides evidence that refinement phase", + "type": "text", + "cross_page": true + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 248, + 505, + 262 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 505, + 262 + ], + "score": 1.0, + "content": "remedies suboptimal decisions made during the locally-optimised growth phase. In many cases, we", + "type": "text", + "cross_page": true + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 260, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 105, + 260, + 505, + 272 + ], + "score": 1.0, + "content": "observed that global optimisation polarises the decision probability of routers, which occasionally", + "type": "text", + "cross_page": true + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 272, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 106, + 272, + 505, + 282 + ], + "score": 1.0, + "content": "leads to the effective “pruning” of some branches. For example, in the case of the tree shown in", + "type": "text", + "cross_page": true + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 282, + 505, + 294 + ], + "spans": [ + { + "bbox": [ + 105, + 282, + 505, + 294 + ], + "score": 1.0, + "content": "Fig. 2(b), we observe that the decision probability of routers are more concentrated near 0 or 1", + "type": "text", + "cross_page": true + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 292, + 505, + 305 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 505, + 305 + ], + "score": 1.0, + "content": "after global refinement, and as a result, the empirical probability of visiting one of the leaf nodes,", + "type": "text", + "cross_page": true + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 303, + 505, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 286, + 316 + ], + "score": 1.0, + "content": "calculated over the validation set, reduces to", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 286, + 304, + 313, + 314 + ], + "score": 0.86, + "content": "0 . 0 9 \\%", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 313, + 303, + 505, + 316 + ], + "score": 1.0, + "content": "—meaning that the corresponding branch could", + "type": "text", + "cross_page": true + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 314, + 506, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 314, + 506, + 327 + ], + "score": 1.0, + "content": "be pruned without a negligible change in the network’s accuracy. The resultant model attains lower", + "type": "text", + "cross_page": true + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 325, + 505, + 338 + ], + "spans": [ + { + "bbox": [ + 105, + 325, + 505, + 338 + ], + "score": 1.0, + "content": "generalisation error, showing that the pruning has resolved a suboptimal partioning of data. We", + "type": "text", + "cross_page": true + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 336, + 504, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 504, + 348 + ], + "score": 1.0, + "content": "emphasise that this is a consequence of global fine-tuning, and does not involve additional algorithms", + "type": "text", + "cross_page": true + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 347, + 330, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 330, + 360 + ], + "score": 1.0, + "content": "that would be used to prune or compress standard NNs.", + "type": "text", + "cross_page": true + } + ], + "index": 18 + } + ], + "index": 38.5, + "bbox_fs": [ + 105, + 687, + 505, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 108, + 66, + 501, + 163 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 108, + 66, + 501, + 163 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 108, + 66, + 501, + 163 + ], + "spans": [ + { + "bbox": [ + 108, + 66, + 501, + 163 + ], + "score": 0.966, + "type": "image", + "image_path": "2b41bf17c1b0c87505498f6d0cf9308fbf784c2ff7c940004188ffd7b01ccc80.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 108, + 66, + 501, + 98.33333333333334 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 108, + 98.33333333333334, + 501, + 130.66666666666669 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 108, + 130.66666666666669, + 501, + 163.00000000000003 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 107, + 167, + 505, + 211 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 167, + 505, + 179 + ], + "spans": [ + { + "bbox": [ + 105, + 167, + 505, + 179 + ], + "score": 1.0, + "content": "Figure 3: Using CIFAR-10, in (Left), we assess the performance of ANTs for varying amounts", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 178, + 505, + 191 + ], + "spans": [ + { + "bbox": [ + 105, + 178, + 505, + 191 + ], + "score": 1.0, + "content": "of training data. (Middle) The complexity of the grown ANTs increases with dataset size. (Right)", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 189, + 505, + 202 + ], + "spans": [ + { + "bbox": [ + 105, + 189, + 505, + 202 + ], + "score": 1.0, + "content": "Global refinement improves the generalisation; the dotted lines show the epochs at which the models", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 200, + 216, + 212 + ], + "spans": [ + { + "bbox": [ + 105, + 200, + 216, + 212 + ], + "score": 1.0, + "content": "enter the refinement phase.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4.5 + } + ], + "index": 2.75 + }, + { + "type": "text", + "bbox": [ + 107, + 227, + 505, + 358 + ], + "lines": [ + { + "bbox": [ + 105, + 226, + 505, + 241 + ], + "spans": [ + { + "bbox": [ + 105, + 226, + 505, + 241 + ], + "score": 1.0, + "content": "in an initial drop in performance. However, they all consistently converge to higher test accuracy", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 238, + 505, + 250 + ], + "spans": [ + { + "bbox": [ + 105, + 238, + 505, + 250 + ], + "score": 1.0, + "content": "than the best value attained during the growth phase. This provides evidence that refinement phase", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 248, + 505, + 262 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 505, + 262 + ], + "score": 1.0, + "content": "remedies suboptimal decisions made during the locally-optimised growth phase. In many cases, we", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 260, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 105, + 260, + 505, + 272 + ], + "score": 1.0, + "content": "observed that global optimisation polarises the decision probability of routers, which occasionally", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 272, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 106, + 272, + 505, + 282 + ], + "score": 1.0, + "content": "leads to the effective “pruning” of some branches. For example, in the case of the tree shown in", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 282, + 505, + 294 + ], + "spans": [ + { + "bbox": [ + 105, + 282, + 505, + 294 + ], + "score": 1.0, + "content": "Fig. 2(b), we observe that the decision probability of routers are more concentrated near 0 or 1", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 292, + 505, + 305 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 505, + 305 + ], + "score": 1.0, + "content": "after global refinement, and as a result, the empirical probability of visiting one of the leaf nodes,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 303, + 505, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 286, + 316 + ], + "score": 1.0, + "content": "calculated over the validation set, reduces to", + "type": "text" + }, + { + "bbox": [ + 286, + 304, + 313, + 314 + ], + "score": 0.86, + "content": "0 . 0 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 313, + 303, + 505, + 316 + ], + "score": 1.0, + "content": "—meaning that the corresponding branch could", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 314, + 506, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 314, + 506, + 327 + ], + "score": 1.0, + "content": "be pruned without a negligible change in the network’s accuracy. The resultant model attains lower", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 325, + 505, + 338 + ], + "spans": [ + { + "bbox": [ + 105, + 325, + 505, + 338 + ], + "score": 1.0, + "content": "generalisation error, showing that the pruning has resolved a suboptimal partioning of data. We", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 336, + 504, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 504, + 348 + ], + "score": 1.0, + "content": "emphasise that this is a consequence of global fine-tuning, and does not involve additional algorithms", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 347, + 330, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 330, + 360 + ], + "score": 1.0, + "content": "that would be used to prune or compress standard NNs.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 12.5 + }, + { + "type": "title", + "bbox": [ + 108, + 379, + 267, + 389 + ], + "lines": [ + { + "bbox": [ + 106, + 378, + 270, + 390 + ], + "spans": [ + { + "bbox": [ + 106, + 378, + 270, + 390 + ], + "score": 1.0, + "content": "5.4 ADAPTIVE MODEL COMPLEXITY", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 400, + 505, + 478 + ], + "lines": [ + { + "bbox": [ + 105, + 400, + 505, + 413 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 505, + 413 + ], + "score": 1.0, + "content": "Overparametrised models, trained without regularization, are vulnerable to overfitting on small", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 411, + 505, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 411, + 505, + 425 + ], + "score": 1.0, + "content": "datasets. Here we assess the ability of our proposed ANT training method to adapt the model", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 423, + 505, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 505, + 435 + ], + "score": 1.0, + "content": "complexity to varying amounts of labelled data. We run classfication experiments on CIFAR-10 and", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 434, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 106, + 434, + 505, + 446 + ], + "score": 1.0, + "content": "train three variants of ANTs, the baseline All-CNN (Springenberg et al., 2015) and linear classifier", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 445, + 505, + 456 + ], + "spans": [ + { + "bbox": [ + 106, + 445, + 378, + 456 + ], + "score": 1.0, + "content": "on subsets of the dataset of sizes 50, 250, 500, 2.5k, 5k, 25k and", + "type": "text" + }, + { + "bbox": [ + 378, + 445, + 395, + 455 + ], + "score": 0.58, + "content": "4 5 \\mathrm { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 396, + 445, + 505, + 456 + ], + "score": 1.0, + "content": "(the full training set). We", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 455, + 506, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 506, + 469 + ], + "score": 1.0, + "content": "choose All-CNN as the baseline as it reports the lowest error among the comparison targets and is", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 466, + 435, + 479 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 435, + 479 + ], + "score": 1.0, + "content": "the closest in terms of constituent operations (convolutional, GAP and FC layers).", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 107, + 483, + 505, + 593 + ], + "lines": [ + { + "bbox": [ + 105, + 483, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 483, + 505, + 496 + ], + "score": 1.0, + "content": "Fig.3 (Left) shows the corresponding test performances. The best model is picked based on the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 493, + 506, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 506, + 507 + ], + "score": 1.0, + "content": "performance on the same validation set of 5k examples as before. As the dataset gets smaller, the", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 505, + 506, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 506, + 518 + ], + "score": 1.0, + "content": "margin between the test accuracy of the ANT models and All-CNN/linear classifier increases (up", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 516, + 506, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 117, + 529 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 117, + 516, + 137, + 527 + ], + "score": 0.88, + "content": "1 \\bar { 3 } \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 138, + 516, + 506, + 529 + ], + "score": 1.0, + "content": "). Fig. 3 (Middle) shows the model size of discovered ANTs as the dataset size varies. It", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 527, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 106, + 527, + 505, + 540 + ], + "score": 1.0, + "content": "can be observed that for different settings of primitive modules, the number of parameters generally", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "score": 1.0, + "content": "increases as a function of the dataset size. All-CNN has a fixed number of parameters, consistently", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 549, + 506, + 562 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 506, + 562 + ], + "score": 1.0, + "content": "larger than the discovered ANTs, and suffers from overfitting, particularly on small datasets. The", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 561, + 504, + 572 + ], + "spans": [ + { + "bbox": [ + 106, + 561, + 504, + 572 + ], + "score": 1.0, + "content": "linear classifier, on the other hand, underfits to the data. Our method constructs models of ade-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 571, + 506, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 571, + 506, + 585 + ], + "score": 1.0, + "content": "quate complexity, leading to better generalisation. This shows the added value of our tree-building", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 583, + 318, + 594 + ], + "spans": [ + { + "bbox": [ + 106, + 583, + 318, + 594 + ], + "score": 1.0, + "content": "algorithm over using models of fixed-size structures.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 31.5 + }, + { + "type": "title", + "bbox": [ + 108, + 615, + 195, + 628 + ], + "lines": [ + { + "bbox": [ + 104, + 613, + 197, + 631 + ], + "spans": [ + { + "bbox": [ + 104, + 613, + 197, + 631 + ], + "score": 1.0, + "content": "6 CONCLUSION", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 107, + 643, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 642, + 505, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 505, + 657 + ], + "score": 1.0, + "content": "We introduced Adaptive Neural Trees (ANTs), a holistic way to marry the architecture learning,", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 655, + 505, + 667 + ], + "spans": [ + { + "bbox": [ + 106, + 655, + 505, + 667 + ], + "score": 1.0, + "content": "conditional computation and hierarchical clustering of decision trees (DTs) with the hierarchical", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 666, + 505, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 505, + 678 + ], + "score": 1.0, + "content": "representation learning and gradient descent optimization of deep neural networks (DNNs). Our", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 677, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 506, + 690 + ], + "score": 1.0, + "content": "proposed training algorithm optimises both the parameters and architectures of ANTs through pro-", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "gressive growth, tuning them to the size and complexity of the training dataset. Together, these", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "properties make ANTs a generalisation of previous work attempting to unite NNs and DTs. Finally,", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 708, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 708, + 505, + 723 + ], + "score": 1.0, + "content": "we validated the claimed benefits of ANTs on standard regression and object classification datasets,", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 721, + 267, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 267, + 732 + ], + "score": 1.0, + "content": "whilst still achieving high performance.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 41.5 + } + ], + "page_idx": 9, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 301, + 752, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 14 + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 108, + 66, + 501, + 163 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 108, + 66, + 501, + 163 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 108, + 66, + 501, + 163 + ], + "spans": [ + { + "bbox": [ + 108, + 66, + 501, + 163 + ], + "score": 0.966, + "type": "image", + "image_path": "2b41bf17c1b0c87505498f6d0cf9308fbf784c2ff7c940004188ffd7b01ccc80.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 108, + 66, + 501, + 98.33333333333334 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 108, + 98.33333333333334, + 501, + 130.66666666666669 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 108, + 130.66666666666669, + 501, + 163.00000000000003 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 107, + 167, + 505, + 211 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 167, + 505, + 179 + ], + "spans": [ + { + "bbox": [ + 105, + 167, + 505, + 179 + ], + "score": 1.0, + "content": "Figure 3: Using CIFAR-10, in (Left), we assess the performance of ANTs for varying amounts", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 178, + 505, + 191 + ], + "spans": [ + { + "bbox": [ + 105, + 178, + 505, + 191 + ], + "score": 1.0, + "content": "of training data. (Middle) The complexity of the grown ANTs increases with dataset size. (Right)", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 189, + 505, + 202 + ], + "spans": [ + { + "bbox": [ + 105, + 189, + 505, + 202 + ], + "score": 1.0, + "content": "Global refinement improves the generalisation; the dotted lines show the epochs at which the models", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 200, + 216, + 212 + ], + "spans": [ + { + "bbox": [ + 105, + 200, + 216, + 212 + ], + "score": 1.0, + "content": "enter the refinement phase.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4.5 + } + ], + "index": 2.75 + }, + { + "type": "text", + "bbox": [ + 107, + 227, + 505, + 358 + ], + "lines": [], + "index": 12.5, + "bbox_fs": [ + 105, + 226, + 506, + 360 + ], + "lines_deleted": true + }, + { + "type": "title", + "bbox": [ + 108, + 379, + 267, + 389 + ], + "lines": [ + { + "bbox": [ + 106, + 378, + 270, + 390 + ], + "spans": [ + { + "bbox": [ + 106, + 378, + 270, + 390 + ], + "score": 1.0, + "content": "5.4 ADAPTIVE MODEL COMPLEXITY", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 400, + 505, + 478 + ], + "lines": [ + { + "bbox": [ + 105, + 400, + 505, + 413 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 505, + 413 + ], + "score": 1.0, + "content": "Overparametrised models, trained without regularization, are vulnerable to overfitting on small", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 411, + 505, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 411, + 505, + 425 + ], + "score": 1.0, + "content": "datasets. Here we assess the ability of our proposed ANT training method to adapt the model", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 423, + 505, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 505, + 435 + ], + "score": 1.0, + "content": "complexity to varying amounts of labelled data. We run classfication experiments on CIFAR-10 and", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 434, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 106, + 434, + 505, + 446 + ], + "score": 1.0, + "content": "train three variants of ANTs, the baseline All-CNN (Springenberg et al., 2015) and linear classifier", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 445, + 505, + 456 + ], + "spans": [ + { + "bbox": [ + 106, + 445, + 378, + 456 + ], + "score": 1.0, + "content": "on subsets of the dataset of sizes 50, 250, 500, 2.5k, 5k, 25k and", + "type": "text" + }, + { + "bbox": [ + 378, + 445, + 395, + 455 + ], + "score": 0.58, + "content": "4 5 \\mathrm { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 396, + 445, + 505, + 456 + ], + "score": 1.0, + "content": "(the full training set). We", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 455, + 506, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 506, + 469 + ], + "score": 1.0, + "content": "choose All-CNN as the baseline as it reports the lowest error among the comparison targets and is", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 466, + 435, + 479 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 435, + 479 + ], + "score": 1.0, + "content": "the closest in terms of constituent operations (convolutional, GAP and FC layers).", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 23, + "bbox_fs": [ + 105, + 400, + 506, + 479 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 483, + 505, + 593 + ], + "lines": [ + { + "bbox": [ + 105, + 483, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 483, + 505, + 496 + ], + "score": 1.0, + "content": "Fig.3 (Left) shows the corresponding test performances. The best model is picked based on the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 493, + 506, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 506, + 507 + ], + "score": 1.0, + "content": "performance on the same validation set of 5k examples as before. As the dataset gets smaller, the", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 505, + 506, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 506, + 518 + ], + "score": 1.0, + "content": "margin between the test accuracy of the ANT models and All-CNN/linear classifier increases (up", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 516, + 506, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 117, + 529 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 117, + 516, + 137, + 527 + ], + "score": 0.88, + "content": "1 \\bar { 3 } \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 138, + 516, + 506, + 529 + ], + "score": 1.0, + "content": "). Fig. 3 (Middle) shows the model size of discovered ANTs as the dataset size varies. It", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 527, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 106, + 527, + 505, + 540 + ], + "score": 1.0, + "content": "can be observed that for different settings of primitive modules, the number of parameters generally", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "score": 1.0, + "content": "increases as a function of the dataset size. All-CNN has a fixed number of parameters, consistently", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 549, + 506, + 562 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 506, + 562 + ], + "score": 1.0, + "content": "larger than the discovered ANTs, and suffers from overfitting, particularly on small datasets. 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Algorithm1ANT Optimisation
Initialise topology T and parameters O>T is set to a root node with one solver and one transformer
Optimise parameters in O via gradient descent on NLL Set the root node “suboptimal"Learning root classifier
while true do Freeze all parameters O Growth of T begins
Pick next“suboptimal"leaf node l ∈Nteaf in the breadth-first order
Add(1) router to l and train new parameters Split data
Add (2) transformer to the incoming edge of l and train new parametersDeepen transform
Add (1)or (2) permanently to T if validation error decreases,otherwise leaf is set to “optimal"
Add any new modules to O
if no “suboptimal’ leaves remain then
Break Unfreeze and train all parameters in O
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We can also view the pro-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 340, + 506, + 353 + ], + "spans": [ + { + "bbox": [ + 105, + 340, + 506, + 353 + ], + "score": 1.0, + "content": "posed tree-building algorithm as a form of neural architecture search. Here we provide surveys of", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 352, + 266, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 352, + 266, + 363 + ], + "score": 1.0, + "content": "these areas and their relations to ANTs.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 106, + 369, + 505, + 511 + ], + "lines": [ + { + "bbox": [ + 106, + 368, + 506, + 382 + ], + "spans": [ + { + "bbox": [ + 106, + 368, + 506, + 382 + ], + "score": 1.0, + "content": "Conditional Computation: In NNs, computation of each sample engages every parameter of the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 380, + 506, + 393 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 506, + 393 + ], + "score": 1.0, + "content": "model. In contrast, DTs route each sample to a single path, only activating a small fraction of the", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 390, + 505, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 505, + 403 + ], + "score": 1.0, + "content": "model. Bengio Bengio (2013) advocated for this notion of conditional computation to be integrated", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 402, + 505, + 415 + ], + "spans": [ + { + "bbox": [ + 105, + 402, + 505, + 415 + ], + "score": 1.0, + "content": "into NNs, and this has become a topic of growing interest. Rationales for using conditional com-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 413, + 505, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 413, + 505, + 425 + ], + "score": 1.0, + "content": "putation ranges from attaining better capacity-to-computation ratio (Bengio et al., 2013; Davis &", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 424, + 506, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 506, + 437 + ], + "score": 1.0, + "content": "Arel, 2013; Bengio et al., 2015; Shazeer et al., 2017) to adapting the required computation to the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 434, + 505, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 434, + 505, + 448 + ], + "score": 1.0, + "content": "difficulty of the input and task (Bengio et al., 2015; Almahairi et al., 2016; Teerapittayanon et al.,", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 445, + 505, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 505, + 459 + ], + "score": 1.0, + "content": "2016; Graves, 2016; Figurnov et al., 2017; Veit & Belongie, 2017). We view the growth procedure", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 456, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 505, + 469 + ], + "score": 1.0, + "content": "of ANTs as having a similar motivation with the latter—processing raw pixels is suboptimal for", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "score": 1.0, + "content": "computer vision tasks, but we have no reason to believe that the hundreds of convolutional layers in", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 478, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 505, + 491 + ], + "score": 1.0, + "content": "current state-of-the-art architectures (He et al., 2016; Huang et al., 2017) are necessary either. Grow-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 488, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 106, + 488, + 505, + 501 + ], + "score": 1.0, + "content": "ing ANTs adapts the architecture complexity to the dataset as a whole, with routers determining the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 500, + 280, + 513 + ], + "spans": [ + { + "bbox": [ + 106, + 500, + 280, + 513 + ], + "score": 1.0, + "content": "computation needed on a per-sample basis.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 106, + 517, + 505, + 638 + ], + "lines": [ + { + "bbox": [ + 105, + 516, + 506, + 530 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 506, + 530 + ], + "score": 1.0, + "content": "Neural Architecture Search: The ANT growing procedure is related to the progressive growing of", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 527, + 506, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 506, + 541 + ], + "score": 1.0, + "content": "NNs (Fahlman & Lebiere, 1990; Hinton et al., 2006; Xiao et al., 2014; Chen et al., 2016; Srivastava", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 539, + 506, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 506, + 551 + ], + "score": 1.0, + "content": "et al., 2015; Lee et al., 2017; Cai et al., 2018; ˙Irsoy & Alpaydın, 2018), or more broadly, the field of", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 549, + 505, + 564 + ], + "spans": [ + { + "bbox": [ + 104, + 549, + 505, + 564 + ], + "score": 1.0, + "content": "neural architecture search (Zoph & Le, 2017; Brock et al., 2017; Cortes et al., 2017). This approach,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "score": 1.0, + "content": "mainly via greedy layerwise training, has historically been one solution to optimising NNs (Fahlman", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 572, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 106, + 572, + 505, + 585 + ], + "score": 1.0, + "content": "& Lebiere, 1990; Hinton et al., 2006). However, nowadays it is possible to train NNs in an end-to-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 582, + 506, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 506, + 596 + ], + "score": 1.0, + "content": "end fashion. One area which still uses progressive growing is lifelong learning, in which a model", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 594, + 505, + 606 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 505, + 606 + ], + "score": 1.0, + "content": "needs to adapt to new tasks while retaining performance on previous ones (Xiao et al., 2014; Lee", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 605, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 505, + 617 + ], + "score": 1.0, + "content": "et al., 2017). In particular, (Xiao et al., 2014) introduced a method that grows a tree-shaped network", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 616, + 506, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 506, + 629 + ], + "score": 1.0, + "content": "to accommodate new classes. 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Algorithm1ANT Optimisation
Initialise topology T and parameters O>T is set to a root node with one solver and one transformer
Optimise parameters in O via gradient descent on NLL Set the root node “suboptimal"Learning root classifier
while true do Freeze all parameters O Growth of T begins
Pick next“suboptimal"leaf node l ∈Nteaf in the breadth-first order
Add(1) router to l and train new parameters Split data
Add (2) transformer to the incoming edge of l and train new parametersDeepen transform
Add (1)or (2) permanently to T if validation error decreases,otherwise leaf is set to “optimal"
Add any new modules to O
if no “suboptimal’ leaves remain then
Break Unfreeze and train all parameters in O
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We can also view the pro-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 340, + 506, + 353 + ], + "spans": [ + { + "bbox": [ + 105, + 340, + 506, + 353 + ], + "score": 1.0, + "content": "posed tree-building algorithm as a form of neural architecture search. Here we provide surveys of", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 352, + 266, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 352, + 266, + 363 + ], + "score": 1.0, + "content": "these areas and their relations to ANTs.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 7, + "bbox_fs": [ + 105, + 330, + 506, + 363 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 369, + 505, + 511 + ], + "lines": [ + { + "bbox": [ + 106, + 368, + 506, + 382 + ], + "spans": [ + { + "bbox": [ + 106, + 368, + 506, + 382 + ], + "score": 1.0, + "content": "Conditional Computation: In NNs, computation of each sample engages every parameter of the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 380, + 506, + 393 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 506, + 393 + ], + "score": 1.0, + "content": "model. In contrast, DTs route each sample to a single path, only activating a small fraction of the", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 390, + 505, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 505, + 403 + ], + "score": 1.0, + "content": "model. Bengio Bengio (2013) advocated for this notion of conditional computation to be integrated", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 402, + 505, + 415 + ], + "spans": [ + { + "bbox": [ + 105, + 402, + 505, + 415 + ], + "score": 1.0, + "content": "into NNs, and this has become a topic of growing interest. Rationales for using conditional com-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 413, + 505, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 413, + 505, + 425 + ], + "score": 1.0, + "content": "putation ranges from attaining better capacity-to-computation ratio (Bengio et al., 2013; Davis &", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 424, + 506, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 506, + 437 + ], + "score": 1.0, + "content": "Arel, 2013; Bengio et al., 2015; Shazeer et al., 2017) to adapting the required computation to the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 434, + 505, + 448 + ], + "spans": [ + { + "bbox": [ + 105, + 434, + 505, + 448 + ], + "score": 1.0, + "content": "difficulty of the input and task (Bengio et al., 2015; Almahairi et al., 2016; Teerapittayanon et al.,", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 445, + 505, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 505, + 459 + ], + "score": 1.0, + "content": "2016; Graves, 2016; Figurnov et al., 2017; Veit & Belongie, 2017). We view the growth procedure", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 456, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 505, + 469 + ], + "score": 1.0, + "content": "of ANTs as having a similar motivation with the latter—processing raw pixels is suboptimal for", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "score": 1.0, + "content": "computer vision tasks, but we have no reason to believe that the hundreds of convolutional layers in", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 478, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 505, + 491 + ], + "score": 1.0, + "content": "current state-of-the-art architectures (He et al., 2016; Huang et al., 2017) are necessary either. Grow-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 488, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 106, + 488, + 505, + 501 + ], + "score": 1.0, + "content": "ing ANTs adapts the architecture complexity to the dataset as a whole, with routers determining the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 500, + 280, + 513 + ], + "spans": [ + { + "bbox": [ + 106, + 500, + 280, + 513 + ], + "score": 1.0, + "content": "computation needed on a per-sample basis.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 15, + "bbox_fs": [ + 105, + 368, + 506, + 513 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 517, + 505, + 638 + ], + "lines": [ + { + "bbox": [ + 105, + 516, + 506, + 530 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 506, + 530 + ], + "score": 1.0, + "content": "Neural Architecture Search: The ANT growing procedure is related to the progressive growing of", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 527, + 506, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 506, + 541 + ], + "score": 1.0, + "content": "NNs (Fahlman & Lebiere, 1990; Hinton et al., 2006; Xiao et al., 2014; Chen et al., 2016; Srivastava", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 539, + 506, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 506, + 551 + ], + "score": 1.0, + "content": "et al., 2015; Lee et al., 2017; Cai et al., 2018; ˙Irsoy & Alpaydın, 2018), or more broadly, the field of", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 104, + 549, + 505, + 564 + ], + "spans": [ + { + "bbox": [ + 104, + 549, + 505, + 564 + ], + "score": 1.0, + "content": "neural architecture search (Zoph & Le, 2017; Brock et al., 2017; Cortes et al., 2017). This approach,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "score": 1.0, + "content": "mainly via greedy layerwise training, has historically been one solution to optimising NNs (Fahlman", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 572, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 106, + 572, + 505, + 585 + ], + "score": 1.0, + "content": "& Lebiere, 1990; Hinton et al., 2006). However, nowadays it is possible to train NNs in an end-to-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 582, + 506, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 506, + 596 + ], + "score": 1.0, + "content": "end fashion. 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The dataset is preprocessed by subtracting the mean, but no data augmentation is", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 150, + 506, + 163 + ], + "spans": [ + { + "bbox": [ + 105, + 150, + 506, + 163 + ], + "score": 1.0, + "content": "used. The CIFAR-10 dataset consists of 50, 000 training and 10, 000 testing examples, all of which", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 160, + 505, + 174 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 122, + 174 + ], + "score": 1.0, + "content": "are", + "type": "text" + }, + { + "bbox": [ + 122, + 161, + 157, + 172 + ], + "score": 0.9, + "content": "3 2 \\times 3 2", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 160, + 505, + 174 + ], + "score": 1.0, + "content": "coloured natural images drawn from 10 classes. 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The best model is selected", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 222, + 505, + 234 + ], + "spans": [ + { + "bbox": [ + 105, + 222, + 505, + 234 + ], + "score": 1.0, + "content": "based on the validation accuracy over the course of ANT training, spanning both the growth phase", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 232, + 505, + 245 + ], + "spans": [ + { + "bbox": [ + 106, + 232, + 505, + 245 + ], + "score": 1.0, + "content": "and the refinement phase, and its accuracy on the testing set is reported. 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GrowthFine-tune
ModelTimeEpochsTimeEpochs
All-CNN (baseline)11.1 (hr)200
ANT-CIFAR10-A1.3 (hr)2361.5 (hr)200
ANT-CIFAR10-B0.8 (hr)3130.9 (hr)200
ANT-CIFAR10-C0.7 (hr)2850.8 (hr)200
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A higher", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 635, + 505, + 648 + ], + "spans": [ + { + "bbox": [ + 105, + 635, + 505, + 648 + ], + "score": 1.0, + "content": "patience level corresponds to more training epochs for optimising new modules in the growth phase.", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 646, + 504, + 659 + ], + "spans": [ + { + "bbox": [ + 106, + 646, + 504, + 659 + ], + "score": 1.0, + "content": "When the patience level is 1, the architecture growth terminates prematurely and plateaus at low", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 657, + 504, + 669 + ], + "spans": [ + { + "bbox": [ + 106, + 658, + 154, + 669 + ], + "score": 1.0, + "content": "accuracy at", + "type": "text" + }, + { + "bbox": [ + 154, + 657, + 174, + 668 + ], + "score": 0.89, + "content": "8 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 174, + 658, + 504, + 669 + ], + "score": 1.0, + "content": ". 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The dataset is preprocessed by subtracting the mean, but no data augmentation is", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 150, + 506, + 163 + ], + "spans": [ + { + "bbox": [ + 105, + 150, + 506, + 163 + ], + "score": 1.0, + "content": "used. The CIFAR-10 dataset consists of 50, 000 training and 10, 000 testing examples, all of which", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 160, + 505, + 174 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 122, + 174 + ], + "score": 1.0, + "content": "are", + "type": "text" + }, + { + "bbox": [ + 122, + 161, + 157, + 172 + ], + "score": 0.9, + "content": "3 2 \\times 3 2", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 160, + 505, + 174 + ], + "score": 1.0, + "content": "coloured natural images drawn from 10 classes. 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The best model is selected", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 222, + 505, + 234 + ], + "spans": [ + { + "bbox": [ + 105, + 222, + 505, + 234 + ], + "score": 1.0, + "content": "based on the validation accuracy over the course of ANT training, spanning both the growth phase", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 232, + 505, + 245 + ], + "spans": [ + { + "bbox": [ + 106, + 232, + 505, + 245 + ], + "score": 1.0, + "content": "and the refinement phase, and its accuracy on the testing set is reported. The hyperparameters are", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 244, + 334, + 256 + ], + "spans": [ + { + "bbox": [ + 105, + 244, + 334, + 256 + ], + "score": 1.0, + "content": "also selected based on the validation performance alone.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 11.5, + "bbox_fs": [ + 105, + 210, + 505, + 256 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 260, + 505, + 338 + ], + "lines": [ + { + "bbox": [ + 104, + 259, + 505, + 274 + ], + "spans": [ + { + "bbox": [ + 104, + 259, + 505, + 274 + ], + "score": 1.0, + "content": "Both the growth and refinement phase of ANTs takes up to 2 hours on a single Titan X GPU on", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 271, + 505, + 285 + ], + "spans": [ + { + "bbox": [ + 105, + 271, + 505, + 285 + ], + "score": 1.0, + "content": "both datasets. For all the experiments in this paper, we employ the following training protocol:", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 282, + 505, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 282, + 464, + 295 + ], + "score": 1.0, + "content": "(1) optimize parameters using Adam (Kingma & Ba, 2014) with initial learning rate of", + "type": "text" + }, + { + "bbox": [ + 464, + 282, + 486, + 293 + ], + "score": 0.9, + "content": "\\bar { 1 0 } ^ { - 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 282, + 505, + 295 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 107, + 292, + 505, + 307 + ], + "spans": [ + { + "bbox": [ + 107, + 293, + 172, + 306 + ], + "score": 0.88, + "content": "\\beta = \\left. 0 . 9 , 0 . 9 \\bar { 9 } 9 \\right.", + "type": "inline_equation" + }, + { + "bbox": [ + 173, + 292, + 505, + 307 + ], + "score": 1.0, + "content": ", with minibatches of size 512; (2) during the growth phase, employ early stopping", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 303, + 505, + 318 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 505, + 318 + ], + "score": 1.0, + "content": "with a patience of 5, that is, training is stopped after 5 epochs of no progress on the validation set;", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 315, + 505, + 329 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 505, + 329 + ], + "score": 1.0, + "content": "(3) during the refinement phase, train for 100 epochs for MNIST and 200 epochs for CIFAR-10,", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 326, + 383, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 383, + 339 + ], + "score": 1.0, + "content": "decreasing the learning rate by a factor of 10 at every multiple of 50.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 17, + "bbox_fs": [ + 104, + 259, + 505, + 339 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 353, + 216, + 367 + ], + "lines": [ + { + "bbox": [ + 105, + 352, + 217, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 217, + 369 + ], + "score": 1.0, + "content": "D TRAINING TIMES", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21 + }, + { + "type": "text", + "bbox": [ + 106, + 378, + 505, + 434 + ], + "lines": [ + { + "bbox": [ + 106, + 378, + 505, + 391 + ], + "spans": [ + { + "bbox": [ + 106, + 378, + 505, + 391 + ], + "score": 1.0, + "content": "Tab. 5 summarises the time taken on a single Titan X GPU for the growth phase and refinement phase", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 390, + 504, + 402 + ], + "spans": [ + { + "bbox": [ + 106, + 390, + 504, + 402 + ], + "score": 1.0, + "content": "of various ANTs, and compares against the training time of All-CNN (Springenberg et al., 2015).", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 400, + 506, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 506, + 414 + ], + "score": 1.0, + "content": "Local optimisation during the growth phase means that the gradient computation is constrained to", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 411, + 505, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 411, + 505, + 425 + ], + "score": 1.0, + "content": "the newly added component of the graph, allowing us to grow a good candidate model under 2 hours", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 423, + 177, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 177, + 435 + ], + "score": 1.0, + "content": "on a single GPU.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24, + "bbox_fs": [ + 105, + 378, + 506, + 435 + ] + }, + { + "type": "table", + "bbox": [ + 175, + 486, + 436, + 556 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 106, + 438, + 504, + 472 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 438, + 505, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 438, + 505, + 452 + ], + "score": 1.0, + "content": "Table 5: Training time comparison. Time and number of epochs taken for the growth and refinement", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 449, + 505, + 463 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 505, + 463 + ], + "score": 1.0, + "content": "phase are shown. along with the time required to train the baseline, All-CNN (Springenberg et al.,", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 104, + 458, + 137, + 475 + ], + "spans": [ + { + "bbox": [ + 104, + 458, + 137, + 475 + ], + "score": 1.0, + "content": "2015).", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28 + }, + { + "type": "table_body", + "bbox": [ + 175, + 486, + 436, + 556 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 175, + 486, + 436, + 556 + ], + "spans": [ + { + "bbox": [ + 175, + 486, + 436, + 556 + ], + "score": 0.979, + "html": "
GrowthFine-tune
ModelTimeEpochsTimeEpochs
All-CNN (baseline)11.1 (hr)200
ANT-CIFAR10-A1.3 (hr)2361.5 (hr)200
ANT-CIFAR10-B0.8 (hr)3130.9 (hr)200
ANT-CIFAR10-C0.7 (hr)2850.8 (hr)200
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A higher", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 635, + 505, + 648 + ], + "spans": [ + { + "bbox": [ + 105, + 635, + 505, + 648 + ], + "score": 1.0, + "content": "patience level corresponds to more training epochs for optimising new modules in the growth phase.", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 646, + 504, + 659 + ], + "spans": [ + { + "bbox": [ + 106, + 646, + 504, + 659 + ], + "score": 1.0, + "content": "When the patience level is 1, the architecture growth terminates prematurely and plateaus at low", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 657, + 504, + 669 + ], + "spans": [ + { + "bbox": [ + 106, + 658, + 154, + 669 + ], + "score": 1.0, + "content": "accuracy at", + "type": "text" + }, + { + "bbox": [ + 154, + 657, + 174, + 668 + ], + "score": 0.89, + "content": "8 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 174, + 658, + 504, + 669 + ], + "score": 1.0, + "content": ". 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Module Spec.Error % (Selected path)Error % (Least likely path)
ANT-MNIST-A0.6986.18
ANT-MNIST-B0.7381.98
ANT-MNIST-C1.6898.84
ANT-CIFAR10-A8.3274.28
ANT-CIFAR10-B9.1889.74
ANT-CIFAR10-C9.3497.52
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Module Spec.Error % (Selected path)Error % (Least likely path)
ANT-MNIST-A0.6986.18
ANT-MNIST-B0.7381.98
ANT-MNIST-C1.6898.84
ANT-CIFAR10-A8.3274.28
ANT-CIFAR10-B9.1889.74
ANT-CIFAR10-C9.3497.52
", + "type": "table", + "image_path": "f4048a60b04289f2b9b640d37f701659fd2e10bc24b4d7adc106c3cbdbffd523.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 183, + 409, + 427, + 422.0 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 183, + 422.0, + 427, + 435.0 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 183, + 435.0, + 427, + 448.0 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 183, + 448.0, + 427, + 461.0 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 183, + 461.0, + 427, + 474.0 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 183, + 474.0, + 427, + 487.0 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 183, + 487.0, + 427, + 500.0 + ], + "spans": [], + "index": 20 + } + ] + } + ], + "index": 14.75 + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 106, + 82, + 385, + 93 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 386, + 97 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 386, + 97 + ], + "score": 1.0, + "content": "G VISUALISATION OF DISCOVERED ARCHITECTURES", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 105, + 506, + 183 + ], + "lines": [ + { + "bbox": [ + 106, + 106, + 506, + 119 + ], + "spans": [ + { + "bbox": [ + 106, + 106, + 506, + 119 + ], + "score": 1.0, + "content": "Fig. 5 shows ANT architectures discovered on the MNIST (i-iii) and CIFAR-10 (iv-vi) datasets. We", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 116, + 506, + 131 + ], + "spans": [ + { + "bbox": [ + 105, + 116, + 506, + 131 + ], + "score": 1.0, + "content": "observe two notable trends. Firstly, most architectures learn a few levels of features before resorting", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 128, + 506, + 140 + ], + "spans": [ + { + "bbox": [ + 105, + 128, + 506, + 140 + ], + "score": 1.0, + "content": "to primarily splits. However, over half of the architectures (ii-v) still learn further representations", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 139, + 506, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 139, + 506, + 151 + ], + "score": 1.0, + "content": "beyond the first split. Secondly, all architectures are unbalanced. This reflects the fact that some", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 150, + 505, + 163 + ], + "spans": [ + { + "bbox": [ + 105, + 150, + 505, + 163 + ], + "score": 1.0, + "content": "groups of samples may be easier to classify than others. This property is reflected by traditional DT", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 161, + 505, + 173 + ], + "spans": [ + { + "bbox": [ + 106, + 161, + 505, + 173 + ], + "score": 1.0, + "content": "algorithms, but not “neural” tree-structured models that stick to pre-specified architectures (Laptev", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 171, + 473, + 185 + ], + "spans": [ + { + "bbox": [ + 105, + 171, + 473, + 185 + ], + "score": 1.0, + "content": "& Buhmann, 2014; Frosst & Hinton, 2017; Kontschieder et al., 2015; Ioannou et al., 2016).", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 126, + 203, + 483, + 523 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 126, + 203, + 483, + 523 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 126, + 203, + 483, + 523 + ], + "spans": [ + { + "bbox": [ + 126, + 203, + 483, + 523 + ], + "score": 0.978, + "type": "image", + "image_path": "a44b1c13b231720ca156de3921f2a49897e33a396579c12c1594be2e078fe8ad.jpg" + } + ] + } + ], + "index": 9, + "virtual_lines": [ + { + "bbox": [ + 126, + 203, + 483, + 309.6666666666667 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 126, + 309.6666666666667, + 483, + 416.33333333333337 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 126, + 416.33333333333337, + 483, + 523.0 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 532, + 506, + 599 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 534, + 505, + 545 + ], + "spans": [ + { + "bbox": [ + 106, + 534, + 505, + 545 + ], + "score": 1.0, + "content": "Figure 5: Illustration of discovered ANT architectures. (i) ANT-MNIST-A, (ii) ANT-MNIST-B, (iii)", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 543, + 505, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 505, + 557 + ], + "score": 1.0, + "content": "ANT-MNIST-C, (iv) ANT-CIFAR10-A, (v) ANT-CIFAR10-B, (vi) ANT-CIFAR10-C. Histograms", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "score": 1.0, + "content": "in red and blue show the class distributions and path probabilities at respective nodes. Small black", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 566, + 505, + 579 + ], + "spans": [ + { + "bbox": [ + 106, + 566, + 505, + 579 + ], + "score": 1.0, + "content": "circles on the edges represent transformers, circles in white at the internal nodes represent routers,", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 577, + 505, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 505, + 590 + ], + "score": 1.0, + "content": "and circles in gray are solvers. The small white circles on the edges denote specific cases where", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 588, + 248, + 600 + ], + "spans": [ + { + "bbox": [ + 106, + 588, + 248, + 600 + ], + "score": 1.0, + "content": "transformers are identity functions.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 13.5 + } + ], + "index": 11.25 + } + ], + "page_idx": 17, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 763 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 763 + ], + "score": 1.0, + "content": "18", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 106, + 82, + 385, + 93 + ], + "lines": [ + { + "bbox": [ + 105, + 80, + 386, + 97 + ], + "spans": [ + { + "bbox": [ + 105, + 80, + 386, + 97 + ], + "score": 1.0, + "content": "G VISUALISATION OF DISCOVERED ARCHITECTURES", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 105, + 506, + 183 + ], + "lines": [ + { + "bbox": [ + 106, + 106, + 506, + 119 + ], + "spans": [ + { + "bbox": [ + 106, + 106, + 506, + 119 + ], + "score": 1.0, + "content": "Fig. 5 shows ANT architectures discovered on the MNIST (i-iii) and CIFAR-10 (iv-vi) datasets. We", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 116, + 506, + 131 + ], + "spans": [ + { + "bbox": [ + 105, + 116, + 506, + 131 + ], + "score": 1.0, + "content": "observe two notable trends. Firstly, most architectures learn a few levels of features before resorting", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 128, + 506, + 140 + ], + "spans": [ + { + "bbox": [ + 105, + 128, + 506, + 140 + ], + "score": 1.0, + "content": "to primarily splits. However, over half of the architectures (ii-v) still learn further representations", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 139, + 506, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 139, + 506, + 151 + ], + "score": 1.0, + "content": "beyond the first split. Secondly, all architectures are unbalanced. 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(i) ANT-MNIST-A, (ii) ANT-MNIST-B, (iii)", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 543, + 505, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 505, + 557 + ], + "score": 1.0, + "content": "ANT-MNIST-C, (iv) ANT-CIFAR10-A, (v) ANT-CIFAR10-B, (vi) ANT-CIFAR10-C. Histograms", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "score": 1.0, + "content": "in red and blue show the class distributions and path probabilities at respective nodes. Small black", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 566, + 505, + 579 + ], + "spans": [ + { + "bbox": [ + 106, + 566, + 505, + 579 + ], + "score": 1.0, + "content": "circles on the edges represent transformers, circles in white at the internal nodes represent routers,", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 577, + 505, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 505, + 590 + ], + "score": 1.0, + "content": "and circles in gray are solvers. The small white circles on the edges denote specific cases where", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 588, + 248, + 600 + ], + "spans": [ + { + "bbox": [ + 106, + 588, + 248, + 600 + ], + "score": 1.0, + "content": "transformers are identity functions.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 13.5 + } + ], + "index": 11.25 + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 81, + 276, + 94 + ], + "lines": [ + { + "bbox": [ + 105, + 79, + 279, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 79, + 279, + 96 + ], + "score": 1.0, + "content": "H MULTIVARIATE REGRESSION", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 97, + 505, + 218 + ], + "lines": [ + { + "bbox": [ + 105, + 96, + 505, + 111 + ], + "spans": [ + { + "bbox": [ + 105, + 96, + 505, + 111 + ], + "score": 1.0, + "content": "The ANT algorithm is general purpose, and can be applied to problems other than classification", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 109, + 506, + 121 + ], + "spans": [ + { + "bbox": [ + 106, + 109, + 506, + 121 + ], + "score": 1.0, + "content": "on image data. To demonstrate this, we also grow ANTs to perform (multivariate) regression on", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 117, + 506, + 133 + ], + "spans": [ + { + "bbox": [ + 105, + 117, + 506, + 133 + ], + "score": 1.0, + "content": "the SARCOS robot inverse dynamics dataset2, which consists of 44,484 training and 4,449 testing", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 130, + 505, + 144 + ], + "spans": [ + { + "bbox": [ + 105, + 130, + 505, + 144 + ], + "score": 1.0, + "content": "examples, where the goal is to map from the 21-dimensional input space (7 joint positions, 7 joint", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 141, + 506, + 154 + ], + "spans": [ + { + "bbox": [ + 105, + 141, + 506, + 154 + ], + "score": 1.0, + "content": "velocities and 7 joint accelerations) to the corresponding 7 joint torques (Vijayakumar & Schaal,", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 151, + 506, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 151, + 387, + 165 + ], + "score": 1.0, + "content": "2000). No dataset preprocessing or augmentation is used. We hold out", + "type": "text" + }, + { + "bbox": [ + 387, + 153, + 406, + 163 + ], + "score": 0.86, + "content": "10 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 151, + 506, + 165 + ], + "score": 1.0, + "content": "of the training examples", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 164, + 505, + 175 + ], + "spans": [ + { + "bbox": [ + 106, + 164, + 505, + 175 + ], + "score": 1.0, + "content": "as a validation set. Baseline MLPs, routers and transformers are composed of single fully connected", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 173, + 506, + 188 + ], + "spans": [ + { + "bbox": [ + 104, + 173, + 506, + 188 + ], + "score": 1.0, + "content": "layers with 256 units with tanh nonlinearities, and the solver is a linear regressor. Other training", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 184, + 505, + 198 + ], + "spans": [ + { + "bbox": [ + 105, + 184, + 505, + 198 + ], + "score": 1.0, + "content": "details are the same as for classification (see Supp. Sec. C). All non-NN-based methods were", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 196, + 506, + 209 + ], + "spans": [ + { + "bbox": [ + 105, + 196, + 506, + 209 + ], + "score": 1.0, + "content": "trained using scikit-learn (Pedregosa et al., 2011); only single-output GBT models were available so", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 208, + 229, + 219 + ], + "spans": [ + { + "bbox": [ + 106, + 208, + 229, + 219 + ], + "score": 1.0, + "content": "7 separate GBTs were trained.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 106, + 223, + 505, + 334 + ], + "lines": [ + { + "bbox": [ + 105, + 223, + 506, + 237 + ], + "spans": [ + { + "bbox": [ + 105, + 223, + 506, + 237 + ], + "score": 1.0, + "content": "The results are shown in Tab. 7. ANT-SARCOS outperforms all other methods in mean squared error", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 235, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 106, + 235, + 505, + 248 + ], + "score": 1.0, + "content": "with the full set of parameters, with GBTs performing slightly better using single-path inference. In", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 104, + 245, + 506, + 259 + ], + "spans": [ + { + "bbox": [ + 104, + 245, + 506, + 259 + ], + "score": 1.0, + "content": "comparison with results on MNIST and CIFAR-10, we note that the top 3 performing methods are", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 256, + 506, + 270 + ], + "spans": [ + { + "bbox": [ + 105, + 256, + 506, + 270 + ], + "score": 1.0, + "content": "all tree-based, with the third best method being an SDT (with MLP routers). This highlights the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 104, + 267, + 506, + 281 + ], + "spans": [ + { + "bbox": [ + 104, + 267, + 506, + 281 + ], + "score": 1.0, + "content": "power of splitting the input space and conditional computation, both of which standard NNs are", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 279, + 506, + 291 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 506, + 291 + ], + "score": 1.0, + "content": "not capable of. Meanwhile, we still reap the benefits of representation learning, as shown by both", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 289, + 506, + 303 + ], + "spans": [ + { + "bbox": [ + 105, + 289, + 506, + 303 + ], + "score": 1.0, + "content": "ANT-SARCOS and the SDT (which is a specific form of ANT) requiring fewer parameters than", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 300, + 506, + 313 + ], + "spans": [ + { + "bbox": [ + 105, + 300, + 506, + 313 + ], + "score": 1.0, + "content": "the best-performing GBT configuration. Finally, we note that deeper NNs (5 vs. 3 hidden layers)", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 312, + 505, + 325 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 505, + 325 + ], + "score": 1.0, + "content": "can overfit on this small dataset, which makes the adaptive growth procedure of tree-based methods", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 322, + 342, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 322, + 342, + 336 + ], + "score": 1.0, + "content": "ideal for finding a model that exhibits good generalisation.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 16.5 + }, + { + "type": "text", + "bbox": [ + 106, + 343, + 505, + 421 + ], + "lines": [ + { + "bbox": [ + 106, + 344, + 505, + 356 + ], + "spans": [ + { + "bbox": [ + 106, + 344, + 505, + 356 + ], + "score": 1.0, + "content": "Table 7: Comparison of performance of different models on SARCOS. The columns “Error (Full)”", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 355, + 505, + 367 + ], + "spans": [ + { + "bbox": [ + 105, + 355, + 505, + 367 + ], + "score": 1.0, + "content": "and “Error (Path)” indicate the mean squared error of predictions based on the full distribution and", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 365, + 505, + 379 + ], + "spans": [ + { + "bbox": [ + 105, + 365, + 505, + 379 + ], + "score": 1.0, + "content": "the single-path inference. The columns “Params. (Full)” and “Params. (Path)” respectively show", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 375, + 505, + 390 + ], + "spans": [ + { + "bbox": [ + 105, + 375, + 505, + 390 + ], + "score": 1.0, + "content": "the total number of parameters in the model and the average number of parameters utilised during", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 387, + 506, + 401 + ], + "spans": [ + { + "bbox": [ + 105, + 387, + 506, + 401 + ], + "score": 1.0, + "content": "single-path inference. “Ensemble Size” indicates the size of ensemble used to attain the reported", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 399, + 506, + 411 + ], + "spans": [ + { + "bbox": [ + 105, + 399, + 506, + 411 + ], + "score": 1.0, + "content": "accuracy. Results from Zhao et al. (2017) are included as a reference value from prior work, but are", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 410, + 465, + 423 + ], + "spans": [ + { + "bbox": [ + 106, + 410, + 269, + 423 + ], + "score": 1.0, + "content": "not directly comparable as they hold out", + "type": "text" + }, + { + "bbox": [ + 269, + 410, + 289, + 420 + ], + "score": 0.86, + "content": "30 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 289, + 410, + 465, + 423 + ], + "score": 1.0, + "content": "of the training examples as a validation set.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 25 + }, + { + "type": "table", + "bbox": [ + 136, + 427, + 476, + 551 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 136, + 427, + 476, + 551 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 136, + 427, + 476, + 551 + ], + "spans": [ + { + "bbox": [ + 136, + 427, + 476, + 551 + ], + "score": 0.984, + "html": "
MethodError Error Params. Params.EnsembleSize
(Full) (Path) (Full) (Path)
SHPRPSLinear regressionMLP with 2 hidden layers (Zhao et al.,2017)Decision treeMLP with 1 hidden layerGradient boosted treesMLP with 5 hidden layersRandom forestRandom forestMLP with 3 hidden layers10.693 N/A154 N/A
5.111 N/A31,804 N/A
11
3.708 3.708319,591 251
2.835 N/A7,431 N/A1
2.661 2.661391,324 2.0837×30
2.657 N/A270,599 N/A1
2.426 2.42640,436,840 4,791200
2.394 2.394141,540,436 16,771700
2.129 N/A139.015 N/A1
SDT (with MLP routers)Gradient boosted trees2.118 2.24628,045 10,1671
1.444 1.444988,256 6.8087 ×100
ANT-SARCOS1.384 1.542103,823 61,6401
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Module Spec.Error (Full)Error (Path)
ANT (default)NN (no routers)SDT/HME (no transformers)ANTNNSDT/HME
ANT-SARCOS1.3842.5112.118(default) 1.542(no routers) 2.511(no transformers) 2.246
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To demonstrate this, we also grow ANTs to perform (multivariate) regression on", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 117, + 506, + 133 + ], + "spans": [ + { + "bbox": [ + 105, + 117, + 506, + 133 + ], + "score": 1.0, + "content": "the SARCOS robot inverse dynamics dataset2, which consists of 44,484 training and 4,449 testing", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 130, + 505, + 144 + ], + "spans": [ + { + "bbox": [ + 105, + 130, + 505, + 144 + ], + "score": 1.0, + "content": "examples, where the goal is to map from the 21-dimensional input space (7 joint positions, 7 joint", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 141, + 506, + 154 + ], + "spans": [ + { + "bbox": [ + 105, + 141, + 506, + 154 + ], + "score": 1.0, + "content": "velocities and 7 joint accelerations) to the corresponding 7 joint torques (Vijayakumar & Schaal,", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 151, + 506, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 151, + 387, + 165 + ], + "score": 1.0, + "content": "2000). No dataset preprocessing or augmentation is used. We hold out", + "type": "text" + }, + { + "bbox": [ + 387, + 153, + 406, + 163 + ], + "score": 0.86, + "content": "10 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 151, + 506, + 165 + ], + "score": 1.0, + "content": "of the training examples", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 164, + 505, + 175 + ], + "spans": [ + { + "bbox": [ + 106, + 164, + 505, + 175 + ], + "score": 1.0, + "content": "as a validation set. Baseline MLPs, routers and transformers are composed of single fully connected", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 173, + 506, + 188 + ], + "spans": [ + { + "bbox": [ + 104, + 173, + 506, + 188 + ], + "score": 1.0, + "content": "layers with 256 units with tanh nonlinearities, and the solver is a linear regressor. Other training", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 184, + 505, + 198 + ], + "spans": [ + { + "bbox": [ + 105, + 184, + 505, + 198 + ], + "score": 1.0, + "content": "details are the same as for classification (see Supp. Sec. C). All non-NN-based methods were", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 196, + 506, + 209 + ], + "spans": [ + { + "bbox": [ + 105, + 196, + 506, + 209 + ], + "score": 1.0, + "content": "trained using scikit-learn (Pedregosa et al., 2011); only single-output GBT models were available so", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 208, + 229, + 219 + ], + "spans": [ + { + "bbox": [ + 106, + 208, + 229, + 219 + ], + "score": 1.0, + "content": "7 separate GBTs were trained.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 6, + "bbox_fs": [ + 104, + 96, + 506, + 219 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 223, + 505, + 334 + ], + "lines": [ + { + "bbox": [ + 105, + 223, + 506, + 237 + ], + "spans": [ + { + "bbox": [ + 105, + 223, + 506, + 237 + ], + "score": 1.0, + "content": "The results are shown in Tab. 7. ANT-SARCOS outperforms all other methods in mean squared error", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 235, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 106, + 235, + 505, + 248 + ], + "score": 1.0, + "content": "with the full set of parameters, with GBTs performing slightly better using single-path inference. In", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 104, + 245, + 506, + 259 + ], + "spans": [ + { + "bbox": [ + 104, + 245, + 506, + 259 + ], + "score": 1.0, + "content": "comparison with results on MNIST and CIFAR-10, we note that the top 3 performing methods are", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 256, + 506, + 270 + ], + "spans": [ + { + "bbox": [ + 105, + 256, + 506, + 270 + ], + "score": 1.0, + "content": "all tree-based, with the third best method being an SDT (with MLP routers). This highlights the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 104, + 267, + 506, + 281 + ], + "spans": [ + { + "bbox": [ + 104, + 267, + 506, + 281 + ], + "score": 1.0, + "content": "power of splitting the input space and conditional computation, both of which standard NNs are", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 279, + 506, + 291 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 506, + 291 + ], + "score": 1.0, + "content": "not capable of. Meanwhile, we still reap the benefits of representation learning, as shown by both", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 289, + 506, + 303 + ], + "spans": [ + { + "bbox": [ + 105, + 289, + 506, + 303 + ], + "score": 1.0, + "content": "ANT-SARCOS and the SDT (which is a specific form of ANT) requiring fewer parameters than", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 300, + 506, + 313 + ], + "spans": [ + { + "bbox": [ + 105, + 300, + 506, + 313 + ], + "score": 1.0, + "content": "the best-performing GBT configuration. Finally, we note that deeper NNs (5 vs. 3 hidden layers)", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 312, + 505, + 325 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 505, + 325 + ], + "score": 1.0, + "content": "can overfit on this small dataset, which makes the adaptive growth procedure of tree-based methods", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 322, + 342, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 322, + 342, + 336 + ], + "score": 1.0, + "content": "ideal for finding a model that exhibits good generalisation.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 16.5, + "bbox_fs": [ + 104, + 223, + 506, + 336 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 343, + 505, + 421 + ], + "lines": [ + { + "bbox": [ + 106, + 344, + 505, + 356 + ], + "spans": [ + { + "bbox": [ + 106, + 344, + 505, + 356 + ], + "score": 1.0, + "content": "Table 7: Comparison of performance of different models on SARCOS. The columns “Error (Full)”", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 355, + 505, + 367 + ], + "spans": [ + { + "bbox": [ + 105, + 355, + 505, + 367 + ], + "score": 1.0, + "content": "and “Error (Path)” indicate the mean squared error of predictions based on the full distribution and", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 365, + 505, + 379 + ], + "spans": [ + { + "bbox": [ + 105, + 365, + 505, + 379 + ], + "score": 1.0, + "content": "the single-path inference. The columns “Params. (Full)” and “Params. (Path)” respectively show", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 375, + 505, + 390 + ], + "spans": [ + { + "bbox": [ + 105, + 375, + 505, + 390 + ], + "score": 1.0, + "content": "the total number of parameters in the model and the average number of parameters utilised during", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 387, + 506, + 401 + ], + "spans": [ + { + "bbox": [ + 105, + 387, + 506, + 401 + ], + "score": 1.0, + "content": "single-path inference. “Ensemble Size” indicates the size of ensemble used to attain the reported", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 399, + 506, + 411 + ], + "spans": [ + { + "bbox": [ + 105, + 399, + 506, + 411 + ], + "score": 1.0, + "content": "accuracy. Results from Zhao et al. (2017) are included as a reference value from prior work, but are", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 410, + 465, + 423 + ], + "spans": [ + { + "bbox": [ + 106, + 410, + 269, + 423 + ], + "score": 1.0, + "content": "not directly comparable as they hold out", + "type": "text" + }, + { + "bbox": [ + 269, + 410, + 289, + 420 + ], + "score": 0.86, + "content": "30 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 289, + 410, + 465, + 423 + ], + "score": 1.0, + "content": "of the training examples as a validation set.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 25, + "bbox_fs": [ + 105, + 344, + 506, + 423 + ] + }, + { + "type": "table", + "bbox": [ + 136, + 427, + 476, + 551 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 136, + 427, + 476, + 551 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 136, + 427, + 476, + 551 + ], + "spans": [ + { + "bbox": [ + 136, + 427, + 476, + 551 + ], + "score": 0.984, + "html": "
MethodError Error Params. Params.EnsembleSize
(Full) (Path) (Full) (Path)
SHPRPSLinear regressionMLP with 2 hidden layers (Zhao et al.,2017)Decision treeMLP with 1 hidden layerGradient boosted treesMLP with 5 hidden layersRandom forestRandom forestMLP with 3 hidden layers10.693 N/A154 N/A
5.111 N/A31,804 N/A
11
3.708 3.708319,591 251
2.835 N/A7,431 N/A1
2.661 2.661391,324 2.0837×30
2.657 N/A270,599 N/A1
2.426 2.42640,436,840 4,791200
2.394 2.394141,540,436 16,771700
2.129 N/A139.015 N/A1
SDT (with MLP routers)Gradient boosted trees2.118 2.24628,045 10,1671
1.444 1.444988,256 6.8087 ×100
ANT-SARCOS1.384 1.542103,823 61,6401
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Module Spec.Error (Full)Error (Path)
ANT (default)NN (no routers)SDT/HME (no transformers)ANTNNSDT/HME
ANT-SARCOS1.3842.5112.118(default) 1.542(no routers) 2.511(no transformers) 2.246
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MNIST (Class Error %)CIFAR-10 (ClassError%)SARCOS(MSE)
Error (Full)Error (Path)Error (Full)Error (Path)Error (Full)Error (Path)
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MNISTCIFAR-10SARCOS Params.(Path)
Params. (Full)Params.(Path)Params. (Full) Params.(Path)Params. (Full)
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MNIST (Class Error %)CIFAR-10 (ClassError%)SARCOS(MSE)
Error (Full)Error (Path)Error (Full)Error (Path)Error (Full)Error (Path)
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Params. (Full)Params.(Path)Params. (Full) Params.(Path)Params. (Full)
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ModelRouter, RTransformer,TSolver, SDownsample Freq.
ANT-MNIST-A1 × conv5-40+GAP+2×FC1 ×conv5-40LC1
ANT-MNIST-B1 × conv3-40 + GAP + 2×FC1 × conv3-40LC2
ANT-MNIST-C1 × conv5-5 + GAP + 2×FC1 × conv5-5LC2
ANT-CIFAR10-A2 × conv3-128+GAP+1×FC2 × conv3-128LC1
ANT-CIFAR10-B2 × conv3-96 + GAP + 1×FC2 × conv3-96LC1
ANT-CIFAR10-C2 × conv3-72 + GAP + 1×FC2 × conv3-72GAP + LC1
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Method Linear classifierError % (Full)Error % (Path)Params. (Full)Params. (Path)Ensemble Size
JSINNRandom Forests (Breiman, 2001) Compact Multi-Class Boosted Trees (Ponomareva et al., 2017) Alternating Decision Forest (Schulter et al., 2013) Neural Decision Tree (Xiao,2017) ANT-MNIST-C MLP with 2 hidden layers (Simard et al., 2003) LeNet-5† (LeCun et al.,1998)7.91 3.21N/A 3.217,840N/A 11 200
2.88 2.711 2.711 11100
2.10 1.621.68 N/A1 1,773,1301 502,170 7,95620 1
39,670
1.40 0.821,275,200 431,0001 N/A 1 1
ANT-MNIST-AgcForest (Zhou & Feng,2017) ANT-MNIST-B Neural Decision Forest (Kontschieder et al., 2015)0.74 0.72N/A 0.74 0.731N/A 1500
0.70176,703 544,60050,653 463,1801 10
0.640.69100,59684,9351
CapsNet (Sabour et al., 2017)0.2518.2MN/A1
Compact Multi-ClassBoosted Trees (Ponomareva et al.,2017) Random Forests (Breiman,2001)52.31 50.171 50.171 11100
CEIPAII1gcForest (Zhou& Feng,2017)38.2238.22112000 500
1
MaxOut (Goodfellow et al., 2013) ANT-CIFAR10-C9.38 9.31N/A 9.346M 0.7MN/A 0.5M1 1
ANT-CIFAR10-B Network in Network (Lin et al.,2014)9.15 8.819.18 N/A0.9M 1M0.6M N/A1 1
All-CNN+(Springenberg et al.,2015) ANT-CIFAR10-A8.71N/A1.4MN/A1
ANT-CIFAR10-A*8.31 6.728.32 6.741.4M 1.3M1.0M 0.8M1
ResNet-110 (He et al., 2016)6.43N/A1.7MN/A1
DenseNet-BC (k=40) (Huang et al.,2017)3.46N/A25.6MN/A1 1
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Module Spec.Error% (Full)Error % (Path)
ANT (default)CNN (no routers)SDT/HME (no transformers)ANT (default)CNN (no routers)SDT/HME
ANT-MNIST-A0.640.743.180.690.74(no transformers) 4.19
ANT-MNIST-B0.720.804.630.730.803.62
ANT-MNIST-C1.623.715.701.683.716.96
ANT-CIFAR10-A8.319.2939.298.329.2940.33
ANT-CIFAR10-B9.1511.0843.099.1811.0844.25
ANT-CIFAR10-C9.3111.6148.599.3411.6150.02
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Algorithm1ANT Optimisation
Initialise topology T and parameters O>T is set to a root node with one solver and one transformer
Optimise parameters in O via gradient descent on NLL Set the root node “suboptimal"Learning root classifier
while true do Freeze all parameters O Growth of T begins
Pick next“suboptimal"leaf node l ∈Nteaf in the breadth-first order
Add(1) router to l and train new parameters Split data
Add (2) transformer to the incoming edge of l and train new parametersDeepen transform
Add (1)or (2) permanently to T if validation error decreases,otherwise leaf is set to “optimal"
Add any new modules to O
if no “suboptimal’ leaves remain then
Break Unfreeze and train all parameters in O
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GrowthFine-tune
ModelTimeEpochsTimeEpochs
All-CNN (baseline)11.1 (hr)200
ANT-CIFAR10-A1.3 (hr)2361.5 (hr)200
ANT-CIFAR10-B0.8 (hr)3130.9 (hr)200
ANT-CIFAR10-C0.7 (hr)2850.8 (hr)200
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ANT-MNIST-B0.7381.98
ANT-MNIST-C1.6898.84
ANT-CIFAR10-A8.3274.28
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MethodError Error Params. Params.EnsembleSize
(Full) (Path) (Full) (Path)
SHPRPSLinear regressionMLP with 2 hidden layers (Zhao et al.,2017)Decision treeMLP with 1 hidden layerGradient boosted treesMLP with 5 hidden layersRandom forestRandom forestMLP with 3 hidden layers10.693 N/A154 N/A
5.111 N/A31,804 N/A
11
3.708 3.708319,591 251
2.835 N/A7,431 N/A1
2.661 2.661391,324 2.0837×30
2.657 N/A270,599 N/A1
2.426 2.42640,436,840 4,791200
2.394 2.394141,540,436 16,771700
2.129 N/A139.015 N/A1
SDT (with MLP routers)Gradient boosted trees2.118 2.24628,045 10,1671
1.444 1.444988,256 6.8087 ×100
ANT-SARCOS1.384 1.542103,823 61,6401
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Module Spec.Error (Full)Error (Path)
ANT (default)NN (no routers)SDT/HME (no transformers)ANTNNSDT/HME
ANT-SARCOS1.3842.5112.118(default) 1.542(no routers) 2.511(no transformers) 2.246
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MNIST (Class Error %)CIFAR-10 (ClassError%)SARCOS(MSE)
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Ensemble0.290.307.767.791.2261.372
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MNISTCIFAR-10SARCOS Params.(Path)
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An important indicator of generalization within these systems is the quality of zeroshot translation - translating between language pairs that the system has never seen during training. However, until now, the zero-shot performance of multilingual models has lagged far behind the quality that can be achieved by using a two step translation process that pivots through an intermediate language (usually English). In this work, we diagnose why multilingual models under-perform in zero shot settings. We propose explicit language invariance losses that guide an NMT encoder towards learning language agnostic representations. Our proposed strategies significantly improve zero-shot translation performance on WMT English-French-German and on the IWSLT 2017 shared task, and for the first time, match the performance of pivoting approaches while maintaining performance on supervised directions. + +# 1 INTRODUCTION + +In recent years, the emergence of sequence to sequence models has revolutionized machine translation. Neural models have reduced the need for pipelined components, in addition to significantly improving translation quality compared to their phrase based counterparts (Sutskever et al., 2014; Wu et al., 2016). These models naturally decompose into an encoder and a decoder with a presumed separation of roles: The encoder encodes text in the source language into an intermediate latent representation, and the decoder generates the target language text conditioned on the encoder representation. This framework allows us to easily extend translation to a multilingual setting, wherein a single system is able to translate between multiple languages (Dong et al., 2015; Luong et al., 2015a). + +Multilingual NMT models have often been shown to improve translation quality over bilingual models, especially when evaluated on low resource language pairs (Firat et al., 2016a; Gu et al., 2018). Most strategies for training multilingual NMT models rely on some form of parameter sharing, and often differ only in terms of the architecture and the specific weights that are tied. They allow specialization in either the encoder or the decoder, but tend to share parameters at their interface. An underlying assumption of these parameter sharing strategies is that the model will automatically learn some kind of shared universally useful representation, or interlingua, resulting in a single model that can translate between multiple languages. + +The existence of such a universal shared representation should naturally entail reasonable performance on zero-shot translation, where a model is evaluated on language pairs it has never seen together during training. Apart from potential practical benefits like reduced latency costs, zero-shot translation performance is a strong indicator of generalization. Enabling zero-shot translation with sufficient quality can significantly simplify translation systems, and pave the way towards a single multilingual model capable of translating between any two languages directly. However, despite being a problem of interest for a lot of recent research, the quality of zero-shot translation has lagged behind pivoting through a common language by 8-10 BLEU points (Firat et al., 2016b; Johnson et al., 2016; Ha et al., 2017; Lu et al., 2018). In this paper we ask the question, What is the missing ingredient that will allow us to bridge this gap? + +![](images/7490c4223c955be99bac26b054a6f97be01d33fccf6af38c226f6faebb64cc06.jpg) +Figure 1: The proposed multilingual NMT model along with the two training objectives. CE stands for the cross-entropy loss associated with maximum likelihood estimation for translation between English and other languages. Align represents the source language invariance loss that we impose on the representations of the encoder. While training on the translation objective, training samples $( x , y )$ are drawn from the set of parallel sentences, $D _ { x , y }$ . For the invariance losses, $( x , y )$ could be drawn from $D _ { x , y }$ for the cosine loss, or independent data distributions for the adversarial loss. Both losses are minimized simultaneously. Since we have supervised data only to and from English, one of $x$ or $y$ is always in English. + +In Johnson et al. (2016), it was hinted that the extent of separation between language representations was negatively correlated with zero-shot translation performance. This is supported by theoretical and empirical observations in domain adaptation literature, where the extent of subspace alignment between the source and target domains is strongly associated with transfer performance (Ben-David et al., 2007; 2010; Ganin et al., 2016). Zero-shot translation is a special case of domain adaptation in multilingual models, where English is the source domain and other languages collectively form the target domain. Following this thread of domain adaptation and subspace alignment, we hypothesize that aligning encoder representations of different languages with that of English might be the missing ingredient to improving zero-shot translation performance. + +In this work, we develop auxiliary losses that can be applied to multilingual translation models during training, or as a fine-tuning step on a pre-trained model, to force encoder representations of different languages to align with English in a shared subspace. Our experiments demonstrate significant improvements on zero-shot translation performance and, for the first time, match the performance of pivoting approaches on WMT English-French-German (en-fr-de) and the IWSLT 2017 shared task, in all zero shot directions, without any meaningful regression in the supervised directions. + +We further analyze the model’s representations in order to understand the effect of our explicit alignment losses. Our analysis reveals that tying weights in the encoder, by itself, is not sufficient to ensure shared representations. As a result, standard multilingual models overfit to the supervised directions, and enter a failure mode when translating between zero-shot languages. Explicit alignment losses incentivize the model to use shared representations, resulting in better generalization. + +# 2 ALIGNMENT OF LATENT REPRESENTATIONS + +# 2.1 MULTILINGUAL NEURAL MACHINE TRANSLATION + +Let $\mathbf { x } = \left( x _ { 1 } , x _ { 2 } . . . x _ { m } \right)$ be a sentence in the source language and $\mathbf { y } = ( y _ { 1 } , y _ { 2 } , . . . y _ { n } )$ be its translation in the target language. For machine translation, our objective is to learn a model, $p ( \mathbf { y } | \mathbf { x } ; \boldsymbol { \theta } )$ . In modern NMT, we use sequence-to-sequence models supplemented with an attention mechanism (Bahdanau et al., 2015) to learn this distribution. These sequence-to-sequence models consist of an encoder, $E n c ( \mathbf { x } ) = \mathbf { z } = ( z _ { 1 } , z _ { 2 } , . . . z _ { m } )$ parameterized with $\theta _ { e n c }$ , and a decoder that learns to map from the latent representation $\mathbf { z }$ to y by modeling $p ( \mathbf { y } | \mathbf { z } ; \theta _ { d e c } )$ , again parameterized with $\theta _ { d e c }$ . This |model is trained to maximize the likelihood of the available parallel data, $D _ { x , y }$ . + +$$ +L _ { C E } ( \theta _ { e n c } , \theta _ { d e c } ) = \underset { \mathbf { x } , \mathbf { y } \sim D _ { x , y } } { \mathbb { E } } [ - \log p ( \mathbf { y } | \mathbf { x } ) ] +$$ + +In multilingual training we jointly train a single model(Lee et al., 2016) to translate from many possible source languages to many potential target languages. When only the decoder is informed about the desired target language, a special token to indicate the target language, $< t l >$ , is input to the first step of the decoder. In this case, $D _ { x , y }$ is the union of all the parallel data for each of the supervised translation directions. Note that either the source or the target is always English. + +# 2.2 EXPLICIT ALIGNMENT OF ENCODER REPRESENTATIONS + +For zero-shot translation to work, the encoder needs to produce language invariant feature representations of a sentence. Previous works learn these transferable features by using a weight sharing constraint and tying the weights of the encoders, the decoders, or the attentions across some or all languages (Dong et al., 2015; Johnson et al., 2016; Lu et al., 2018; Firat et al., 2016a). They argue that sharing these layers across languages causes sentences that are translations of each other to cluster together in a common representation space. However, when a model is trained on just the end-to-end translation objective, there is no explicit incentive for the model to discover language invariant representations; given enough capacity, it is possible for the model to partition its intrinsic dimensions and overfit to the supervised translation directions. This would result in intermediate encoder representations that are specific to individual languages. + +We now explore two classes of regularizers, $\Omega$ , that explicitly force the model to make the representations in all other languages similar to their English counterparts. We align the encoder representations of every language with English, since it is the only language that gets translated into all other languages during supervised training. Thus, English representations now form an implicit pivot in the latent space. The loss function we then minimize is: + +$$ +L = L _ { C E } + \lambda \Omega +$$ + +where $L _ { C E }$ is the cross-entropy loss and $\lambda$ is a hyper-parameter that controls the contribution of the alignment loss $\Omega$ . + +# 2.2.1 UNSUPERVISED: ADVERSARIAL REPRESENTATION ALIGNMENT + +Here we view zero-shot translation through the lens of domain adaptation, wherein English is the source domain and the other languages together constitute the target domain. Ben-David et al. (2007) and Mansour et al. (2009) have shown that target risk can be bounded by the source risk plus a discrepancy metric between the source and target feature distribution. Treating the encoder as a deterministic feature extractor, the source distribution is $E n c ( \mathbf { x _ { e n } } ) p ( \mathbf { x _ { e n } } )$ and the target distribution is $E n c ( \bf { x } _ { t } ) p ( \bf { x } _ { t } )$ . To enable zero-shot translation, our objective then is to minimize the discrepancy between these distributions by explicitly optimizing the following domain adversarial loss (Ganin et al., 2016): + +$$ +\Omega _ { a d v } ( \theta _ { d i s c } ) = - \mathbb { E } _ { \mathbf { x _ { e n } } \sim D _ { E n } } [ - \log D i s c ( E n c ( \mathbf { x _ { e n } } ) ) ] + \mathbb { E } _ { \mathbf { x _ { t } } \sim D _ { T } } [ - \log ( 1 - D i s c ( E n c ( \mathbf { x _ { t } } ) ) ) ] +$$ + +where $D i s c$ is the discriminator and is parametrized by $\theta _ { d i s c }$ . $D _ { E n }$ are English sentences and $D _ { T }$ are the sentences of all the other languages. Note that, unlike Artetxe et al. (2018); Yang et al. (2018), who also train the encoder adversarially with a language detecting discriminator, we are trying to align the distribution of encoder representations of all other languages to that of English and vice-versa. Our discriminator is just a binary predictor, independent of how many languages we are jointly training on. + +Architecturally, the discriminator is a feed-forward network that acts on the temporally max-pooled representation of the encoder output. We also experimented with a discriminator that made independent predictions for the encoder representation, $z _ { i }$ , at each time-step $i$ , but found the pooling based approach to work better. More involved discriminators that consider the sequential nature of the encoder representations may be more effective, but we do not explore them in this work. + +# 2.2.2 SUPERVISED: ALIGNMENT OF KNOWN PARALLEL DATA + +While adversarial approaches have the benefit of not needing parallel data, they only align the marginal distributions of the encoder’s representations. Further, adversarial approaches are hard to optimize and are often susceptible to mode collapse, especially when the distribution to be modeled is multi-modal. Even if the discriminator is fully confused, there are no guarantees that the two learned distributions will be identical (Arora & Zhang, 2017). + +To resolve these potential issues, we attempt to make use of the available parallel data, and enforce an instance level correspondence between the pairs $( \mathbf { x } , \mathbf { y } ) ~ \in ~ D _ { x , y }$ , rather than just aligning the marginal distributions of $E n c ( \mathbf { x } ) p ( \mathbf { x } )$ and $E n c ( \mathbf { y } ) p ( \mathbf { y } )$ as in the case of domain-adversarial training. Previous work on multi-modal and multi-view representation learning has shown that, when given paired data, transferable representations can be learned by improving some measure of similarity between the corresponding views from each mode. Various similarity measures have been proposed such as Euclidean distance (Ham et al., 2005), cosine distance (Frome et al., 2013), correlation (Andrew et al., 2013) etc. In our case, the different views correspond to equivalent sentences in different languages. + +Note that $E n c ( \mathbf { x } )$ and $E n c ( \mathbf { y } )$ are actually a pair of sequences, and to compare them we would ideally have access to the word level correspondences between the two sentences. In the absence of this information, we make a bag-of-words assumption and align the pooled representation similar to Gouws et al. (2015b); Coulmance et al. (2016). Empirically, we find that max pooling and minimizing the cosine distance between the representations of parallel sentences similar to works well. We now minimize the distance function: + +$$ +\Omega _ { s i m } = - E _ { \mathbf { x } , \mathbf { y } \sim D _ { x , y } } [ s i m ( E n c ( \mathbf { x } ) , E n c ( \mathbf { y } ) ) ] +$$ + +# 3 EXPERIMENTS + +A multilingual model with a single encoder and a single decoder similar to Johnson et al. (2016) is our baseline. This setup maximally enforces the parameter sharing constraint that previous works rely on to promote cross-lingual transfer. We first train our model solely on the translation loss until convergence, on all languages to and from English. This is our baseline multilingual model. We then fine-tune this model with the proposed alignment losses, in conjunction with the translation objective. We then compare the performance of the baseline model against the aligned models on both the supervised and the zero-shot translation directions. We also compare our zero-shot performance against the pivoting performance using the baseline model. + +# 3.1 EXPERIMENTAL SETUP + +For our $\mathrm { e n } { } \{ \mathrm { f r } , \ \mathrm { d e } \}$ experiments, we train our models on the standard en $\mathrm { l } \to \mathrm { f r }$ (39M) and en de (4.5M) training datasets from WMT’14. We pre-process the data by applying the standard Moses pre-processing1. We swap the source and target to get parallel data for the fr en and $\mathrm { d e } { } \mathrm { e n }$ directions. The resulting datasets are merged by oversampling the German portion to match the size of the French portion. This results in a total of 158M sentence pairs. We get word counts and apply $3 2 \mathrm { k }$ BPE (Sennrich et al., 2016) to obtain subwords. The target language $< t l >$ tokens are also added to the vocabulary. We use newstest-2012 as the dev set and newstest-2013 as the test set. Both of these sets are 3-way parallel and have 3003 and 3000 sentences respectively. + +We run all our experiments with Transformers (Vaswani et al., 2017), using the TransformerBase config. We train our model with a learning rate of 1.0 and 4000 warmup steps. Input dropout is set to 0.1. We use synchronized training with 16 Tesla P100 GPUs and train the model for $5 0 0 \mathrm { k }$ steps. The model is instructed on which language to translate a given input sentence into, by feeding in a unique $< t l >$ token per target language. In our implementation, this token is pre-pended into the source sentence, but it could just as easily be fed into the decoder to the same effect. + +For the alignment experiments, we fine-tune a pre-trained multilingual model by jointly training on both the alignment and translation losses. For adversarial alignment, the discriminator is a feedforward network with 3 hidden layers of dimension 2048 using the leaky ReLU $\alpha = 0 . 1$ ) nonlinearity. $\lambda$ was tuned to 1.0 for both the adversarial and the cosine alignment losses. Simple fine-tuning with SGD using a learning rate of 1e-4 works well and we do not need to train from scratch. We observe that the models converge within a few thousand updates. + +# 3.2 RESULTS + +
Direct translationde→fr 16.80 (zs)fr→de 12.03 (zs)en→fr 32.68en→de 24.48fr→en 32.33de→en 30.26
Pivot through English26.2520.181111
adversarial pool-cosine26.00 (zs) 25.85 (zs)20.39 (zs) 20.18 (zs)32.92 32.9424.50 24.5132.39 32.3630.21 30.32
+ +Table 1: Zero-shot results with baseline and aligned models compared against pivoting. Zero-Shot results are marked zs. Pivoting through English is performed using the baseline multilingual model. + +Our results, in Table 1, demonstrate that both our approaches to align representations result in large improvements in zero-shot translation quality for both directions, effectively closing the gap to the performance of the strong pivoting baseline. We didn’t notice any significant differences between the performance of the two proposed alignment methods. Importantly, these improvements come at no cost to the quality in the supervised directions. + +While both the proposed approaches aren’t significantly different in terms of final quality, we noticed that the adversarial regularizer was very sensitive to the initialization scheme and the choice of hyper-parameters. In comparison, the cosine distance loss was relatively stable, with $\lambda$ being the only hyper-parameter controlling the weight of the alignment loss with respect to the translation loss. + +# 4 ANALYSIS: WHY ALIGNMENT WORKS + +We further analyze the outputs of our baseline multilingual model in order to understand the effect of alignment on zero-shot performance. We identify the major effects that contribute to the poor zeroshot performance in multilingual models, and investigate how an explicit alignment loss resolves these pathologies. + +# 4.1 CASCADED DECODER ERRORS + +Table 2: Percentage of sentences by language in reference translations and the sentences decoded using the baseline model (newstest2012) + +
en defr
de→fr14%25%60%
fr→de12%34%
de→en→fr5%54%
fr→en→de0%95%
6%94%0%
fr references4%0%96%
de references4%96%0%
+ +While investigating the high variance of the zero-shot translation score during multilingual training in the absence of alignment, we found that a significant fraction of the examples were not getting translated into the desired target language at all. Instead, they were either translated to English or simply copied. This phenomenon is likely a consequence of the fact that at training time, German and French source sentences were always translated into English. Because of this, the model never learns to properly attribute the target language to the $< t l >$ token, and simply changing the $< t l >$ token at test time is not effective. We count the number of sentences in each language using an automatic language identification tool and report the results in Table 2. + +Further, we find that for a given sentence, all output tokens tend to be in the same language, and there is little to no code-switching. This was also observed by Johnson et al. (2016), where it was explained as a cascading effect in the decoder: Once the decoder starts emitting tokens in one language, the conditional distribution $p ( y _ { i } | y _ { i - 1 } , . . . , y _ { 1 } )$ is heavily biased towards that particular language. With explicit alignment, we remove the target language information encoded into the source token representations. In the absence of this confounding information, the $< t l >$ target token gives us more control to set the translation direction. + +# 4.2 IMPROVED ADAPTATION PERFORMANCE + +Table 3: BLEU on subset of examples predicted in the right language by the direct translation using the baseline system (newstest2012) + +
# examplesPivot (baseline)Zero-Shot (baseline)Zero-Shot (adversarial)
de→fr1875/300319.7119.2219.93
fr→de1591/300324.3321.6323.87
+ +Here we try to isolate the gains our system achieves due to improvements in the learning of transferable features, from those that can be attributed to decoding to the desired language. We discount the errors that could be attributed to incorrect language errors and inspect the translation quality on the subset of examples where the baseline model decodes in the right language. We re-evaluate the BLEU scores of all systems and show the results in Table 3. We find that the vanilla zero-shot translation system (Baseline) is much stronger than expected at first glance. It only lags the pivoting baseline by 0.5 BLEU points on French to German and by 2.7 BLEU points on German to French. We can now see that, even on this subset which was chosen to favor the baseline model, the representation alignment of our adapted model contributes to improving the quality of zero-shot translation by 0.7 and 2.2 BLEU points on French to German and German to French, respectively. + +# 4.3 IMPROVING THE LANGUAGE INVARIANCE OF MULTILINGUAL ENCODERS + +We design a simple experiment to determine whether representations learned while training a multilingual translation model are truly cross-lingual. We probe our baseline and aligned multilingual models with 3-way aligned data to determine the extent to which their representations are functionally equivalent, during different stages in model training. Because source languages can have different sequence lengths and word orders for equivalent sentences, it is not possible to directly compare encoder output representations. + +However, it is possible to directly compare the representations extracted by the decoder from the encoder outputs for each language. Suppose we want to compare representations of semantically equivalent English and German sentences when translating into French. At time-step $i$ in the decoder, we use the model to predict $p ( y _ { i } | E n c ( \mathbf { x _ { e n } } ) , y _ { 1 : ( i - 1 ) } )$ and $p ( y _ { i } | E n c ( \mathbf { x _ { d e } } ) , y _ { 1 : ( i - 1 ) } )$ . However, in the seq2seq with attention formulation, these problems reduce to predicting $p ( y _ { i } | c _ { i } ^ { e n } , y _ { 1 : ( i - 1 ) } )$ and $p ( j _ { i } | c _ { i } ^ { d e } , y _ { 1 : ( i - 1 ) } )$ , where $c _ { i } ^ { e n }$ and $c _ { i } ^ { d e }$ are the attention context vectors extracted from $E n c ( \mathbf { x _ { e n } } )$ and $E n c ( \mathbf { x _ { d e } } )$ , respectively. Given the same set of $y _ { 1 : ( i - 1 ) }$ , with teacher forcing, $c _ { i } ^ { e n }$ and $c _ { i } ^ { d e }$ should be identical if our encoder is truly language agnostic. + +We use a randomly sampled set of 100 parallel en-de-fr sentences extracted from our dev set, newstest2012, to perform this analysis. For each set of aligned sentences, we obtain the sequence of aligned context vectors $( c _ { i } ^ { e n } , c _ { i } ^ { \bar { d } e } )$ and plot the mean cosine distances for our baseline training run, and the incremental runs with alignment losses in Figure 2. Our results indicate that the vanilla multilingual model learns to align encoder representations over the course of training. However, in the absence of an external incentive, the alignment process arrests as training progresses. Incrementally training with the alignment losses results in a more language-agnostic representation, which contributes to the improvements in zero-shot performance. + +![](images/8cf464fd17c072523196bf863beefa024ab3cb29592b1eb5f918d697eef0afe3.jpg) +Figure 2: Average cosine distance between aligned context vectors for all combinations of English (en), German (de) and French (fr) as training progresses. + +# 4.4 SCALING TO MORE LANGUAGES + +Given the good results on WMT en-fr-de, we now extend our experiments, to test the scalability of our approach to multiple languages. We work with the IWSLT-17 dataset which has transcripts of Ted talks in 5 languages: English (en), Dutch (nl), German (de), Italian (it), and Romanian (ro). The original dataset is multi-way parallel with approximately 220 thousand sentences per language, but for the sake of our experiments we only use the to/from English directions for training. The dev and test sets are also multi-way parallel and comprise around 900 and 1100 sentences per language pair respectively. We again use the transformer base architecture. We set the learning rate to 2.0 and the number of warmup steps to $^ \mathrm { 8 k }$ . A dropout rate of 0.2 was applied to all connections of the transformer. We use the cosine loss with $\lambda$ set to 0.001 because of how easy it is to tune. + +Table 4: Average BLEU scores for IWSLT-2017; Zero-Shot results are marked (zs). + +
vanillacosine
directpivotdirect
English to/from (8) Non-English to/from (12) All directions (20)30.11 16.73 (zs) 22.2- 17.76 22.8129.95 17.72 (zs) 22.72
+ +Our baseline model’s scores on IWSLT-17 are suspiciously close to that of bridging, as seen in Table 4. We suspect this is because the data that we train on is multi-way parallel, and the English sentences are shared across the language pairs. This may be helping the model learn shared representations with the English sentences acting as pivots. Even so, we are able to gain 1 BLEU over the strong baseline system and demonstrate the applicability of our approach to larger groups of languages. + +# 5 RELATED WORK + +# 5.1 MULTILINGUAL TRANSLATION + +Multilingual NMT models were first proposed by Dong et al. (2015) and have since been explored in Firat et al. (2016a); Blackwood et al. (2018) and several other works. While zero-shot translation was the direct goal of Firat et al. (2016a), they were only able to achieve ‘zero-resource translation‘, by using their pre-trained multi-way multilingual model to generate pseudo-parallel data for fine-tuning. Johnson et al. (2016) were the first to show the possibility of zero-shot translation by proposing a model that shared all the components and used a token to indicate the target language. Platanios et al. (2018) propose a novel way to modulate the amount of sharing between languages, by using a parameter generator to generate the parameters for either the encoder or the decoder of the multilingual NMT system based on the source and target languages. They also report higher zero-shot translation scores with this approach. + +# 5.2 SHARED SUBSPACE LEARNING + +Learning coordinated representations with the use of parallel data has been explored thoroughly in the context of multi-view and multi-modal learning (Baltrusaitis et al., 2018). These often involve ˇ either auto-encoder like networks with a reconstruction objective, or paired feed-forward networks with a similarity based objective (Wang et al., 2015). This function used to encourage similarity may be Euclidean distance (Ham et al., 2005), cosine distance (Frome et al., 2013), partial order (Vendrov et al., 2015), correlation (Andrew et al., 2013), etc. More recently a vast number of adversarial approaches have been proposed to learn domain invariant representations, by ensuring that they are indistinguishable by a discriminator network (Ganin et al., 2016). + +The use of aligned parallel data to learn shared representations is common in the field of crosslingual or multilingual representations, where work falls into three main categories. Obtaining representations from word level alignments - bilingual dictionaries or automatically generated word alignments - is the most popular approach (Mikolov et al., 2013; Faruqui & Dyer, 2014; Zou et al., 2013). The second category of methods try to leverage document level alignment, like parallel Wikipedia articles, to generate cross-lingual representations (Søgaard et al., 2015; Vulic & Moens, ´ 2016). The final category of methods often use sentence level alignments, in the form of parallel translation data, to obtain cross-lingual representations (Hermann & Blunsom, 2014; Gouws et al., 2015a; Mikolov et al., 2013; Luong et al., 2015b; Ammar et al., 2016). Recent work by Eriguchi et al. (2018) showed that the representations learned by a multilingual NMT system are widely applicable across tasks and languages. + +# 5.3 UNSUPERVISED NEURAL MACHINE TRANSLATION + +Parameter sharing based approaches have also been tried in the context of unsupervised NMT, where learning a shared latent space (Artetxe et al., 2017) was believed to improve translation quality. Some approaches explore applying adversarial losses on the encoder, to ensure that the representations are language agnostic. However, recent work has shown that enforcing a shared latent space is not important for unsupervised NMT (Lample et al., 2018), and the cycle consistency loss suffices by itself. + +# 6 CONCLUSION + +In this work we propose explicit alignment losses, as an additional constraint for multilingual NMT models, with the goal of improving zero-shot translation. We view the zero-shot NMT problem in the light of subspace alignment for domain adaptation, and propose simple approaches to achieve this. Our experiments demonstrate significantly improved zero-shot translation performance that are, for the first time, comparable to strong pivoting based approaches. Through careful analyses we show how our proposed alignment losses result in better representations, and thereby better zeroshot performance, while still maintaining performance on the supervised directions. 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URL http://www. aclweb.org/anthology/D13-1141. \ No newline at end of file diff --git a/parse/train/ByWMz305FQ/ByWMz305FQ_content_list.json b/parse/train/ByWMz305FQ/ByWMz305FQ_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..72c35d161550a178646880c5a28880c60078ab24 --- /dev/null +++ b/parse/train/ByWMz305FQ/ByWMz305FQ_content_list.json @@ -0,0 +1,1334 @@ +[ + { + "type": "text", + "text": "THE MISSING INGREDIENT FOR ZERO-SHOT NEURAL MACHINE TRANSLATION ", + "text_level": 1, + "bbox": [ + 176, + 99, + 792, + 146 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Anonymous authors Paper under double-blind review ", + "bbox": [ + 184, + 170, + 400, + 198 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 234, + 544, + 250 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Multilingual Neural Machine Translation (NMT) systems are capable of translating between multiple source and target languages within a single system. An important indicator of generalization within these systems is the quality of zeroshot translation - translating between language pairs that the system has never seen during training. However, until now, the zero-shot performance of multilingual models has lagged far behind the quality that can be achieved by using a two step translation process that pivots through an intermediate language (usually English). In this work, we diagnose why multilingual models under-perform in zero shot settings. We propose explicit language invariance losses that guide an NMT encoder towards learning language agnostic representations. Our proposed strategies significantly improve zero-shot translation performance on WMT English-French-German and on the IWSLT 2017 shared task, and for the first time, match the performance of pivoting approaches while maintaining performance on supervised directions. ", + "bbox": [ + 233, + 270, + 764, + 464 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 500, + 336, + 515 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In recent years, the emergence of sequence to sequence models has revolutionized machine translation. Neural models have reduced the need for pipelined components, in addition to significantly improving translation quality compared to their phrase based counterparts (Sutskever et al., 2014; Wu et al., 2016). These models naturally decompose into an encoder and a decoder with a presumed separation of roles: The encoder encodes text in the source language into an intermediate latent representation, and the decoder generates the target language text conditioned on the encoder representation. This framework allows us to easily extend translation to a multilingual setting, wherein a single system is able to translate between multiple languages (Dong et al., 2015; Luong et al., 2015a). ", + "bbox": [ + 174, + 535, + 825, + 659 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Multilingual NMT models have often been shown to improve translation quality over bilingual models, especially when evaluated on low resource language pairs (Firat et al., 2016a; Gu et al., 2018). Most strategies for training multilingual NMT models rely on some form of parameter sharing, and often differ only in terms of the architecture and the specific weights that are tied. They allow specialization in either the encoder or the decoder, but tend to share parameters at their interface. An underlying assumption of these parameter sharing strategies is that the model will automatically learn some kind of shared universally useful representation, or interlingua, resulting in a single model that can translate between multiple languages. ", + "bbox": [ + 174, + 666, + 825, + 777 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The existence of such a universal shared representation should naturally entail reasonable performance on zero-shot translation, where a model is evaluated on language pairs it has never seen together during training. Apart from potential practical benefits like reduced latency costs, zero-shot translation performance is a strong indicator of generalization. Enabling zero-shot translation with sufficient quality can significantly simplify translation systems, and pave the way towards a single multilingual model capable of translating between any two languages directly. However, despite being a problem of interest for a lot of recent research, the quality of zero-shot translation has lagged behind pivoting through a common language by 8-10 BLEU points (Firat et al., 2016b; Johnson et al., 2016; Ha et al., 2017; Lu et al., 2018). In this paper we ask the question, What is the missing ingredient that will allow us to bridge this gap? ", + "bbox": [ + 174, + 785, + 825, + 924 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/7490c4223c955be99bac26b054a6f97be01d33fccf6af38c226f6faebb64cc06.jpg", + "image_caption": [ + "Figure 1: The proposed multilingual NMT model along with the two training objectives. CE stands for the cross-entropy loss associated with maximum likelihood estimation for translation between English and other languages. Align represents the source language invariance loss that we impose on the representations of the encoder. While training on the translation objective, training samples $( x , y )$ are drawn from the set of parallel sentences, $D _ { x , y }$ . For the invariance losses, $( x , y )$ could be drawn from $D _ { x , y }$ for the cosine loss, or independent data distributions for the adversarial loss. Both losses are minimized simultaneously. Since we have supervised data only to and from English, one of $x$ or $y$ is always in English. " + ], + "image_footnote": [], + "bbox": [ + 197, + 98, + 784, + 266 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In Johnson et al. (2016), it was hinted that the extent of separation between language representations was negatively correlated with zero-shot translation performance. This is supported by theoretical and empirical observations in domain adaptation literature, where the extent of subspace alignment between the source and target domains is strongly associated with transfer performance (Ben-David et al., 2007; 2010; Ganin et al., 2016). Zero-shot translation is a special case of domain adaptation in multilingual models, where English is the source domain and other languages collectively form the target domain. Following this thread of domain adaptation and subspace alignment, we hypothesize that aligning encoder representations of different languages with that of English might be the missing ingredient to improving zero-shot translation performance. ", + "bbox": [ + 173, + 426, + 825, + 551 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this work, we develop auxiliary losses that can be applied to multilingual translation models during training, or as a fine-tuning step on a pre-trained model, to force encoder representations of different languages to align with English in a shared subspace. Our experiments demonstrate significant improvements on zero-shot translation performance and, for the first time, match the performance of pivoting approaches on WMT English-French-German (en-fr-de) and the IWSLT 2017 shared task, in all zero shot directions, without any meaningful regression in the supervised directions. ", + "bbox": [ + 174, + 559, + 825, + 656 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We further analyze the model’s representations in order to understand the effect of our explicit alignment losses. Our analysis reveals that tying weights in the encoder, by itself, is not sufficient to ensure shared representations. As a result, standard multilingual models overfit to the supervised directions, and enter a failure mode when translating between zero-shot languages. Explicit alignment losses incentivize the model to use shared representations, resulting in better generalization. ", + "bbox": [ + 174, + 662, + 825, + 733 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 ALIGNMENT OF LATENT REPRESENTATIONS ", + "text_level": 1, + "bbox": [ + 174, + 761, + 573, + 776 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.1 MULTILINGUAL NEURAL MACHINE TRANSLATION ", + "text_level": 1, + "bbox": [ + 174, + 796, + 566, + 811 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Let $\\mathbf { x } = \\left( x _ { 1 } , x _ { 2 } . . . x _ { m } \\right)$ be a sentence in the source language and $\\mathbf { y } = ( y _ { 1 } , y _ { 2 } , . . . y _ { n } )$ be its translation in the target language. For machine translation, our objective is to learn a model, $p ( \\mathbf { y } | \\mathbf { x } ; \\boldsymbol { \\theta } )$ . In modern NMT, we use sequence-to-sequence models supplemented with an attention mechanism (Bahdanau et al., 2015) to learn this distribution. These sequence-to-sequence models consist of an encoder, $E n c ( \\mathbf { x } ) = \\mathbf { z } = ( z _ { 1 } , z _ { 2 } , . . . z _ { m } )$ parameterized with $\\theta _ { e n c }$ , and a decoder that learns to map from the latent representation $\\mathbf { z }$ to y by modeling $p ( \\mathbf { y } | \\mathbf { z } ; \\theta _ { d e c } )$ , again parameterized with $\\theta _ { d e c }$ . This |model is trained to maximize the likelihood of the available parallel data, $D _ { x , y }$ . ", + "bbox": [ + 173, + 825, + 825, + 924 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/78310f9b3723e124c380180fa701f24620f897c2579af3a6d920985c95dbec46.jpg", + "text": "$$\nL _ { C E } ( \\theta _ { e n c } , \\theta _ { d e c } ) = \\underset { \\mathbf { x } , \\mathbf { y } \\sim D _ { x , y } } { \\mathbb { E } } [ - \\log p ( \\mathbf { y } | \\mathbf { x } ) ]\n$$", + "text_format": "latex", + "bbox": [ + 356, + 116, + 642, + 141 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In multilingual training we jointly train a single model(Lee et al., 2016) to translate from many possible source languages to many potential target languages. When only the decoder is informed about the desired target language, a special token to indicate the target language, $< t l >$ , is input to the first step of the decoder. In this case, $D _ { x , y }$ is the union of all the parallel data for each of the supervised translation directions. Note that either the source or the target is always English. ", + "bbox": [ + 173, + 150, + 825, + 220 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.2 EXPLICIT ALIGNMENT OF ENCODER REPRESENTATIONS ", + "text_level": 1, + "bbox": [ + 174, + 238, + 604, + 252 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "For zero-shot translation to work, the encoder needs to produce language invariant feature representations of a sentence. Previous works learn these transferable features by using a weight sharing constraint and tying the weights of the encoders, the decoders, or the attentions across some or all languages (Dong et al., 2015; Johnson et al., 2016; Lu et al., 2018; Firat et al., 2016a). They argue that sharing these layers across languages causes sentences that are translations of each other to cluster together in a common representation space. However, when a model is trained on just the end-to-end translation objective, there is no explicit incentive for the model to discover language invariant representations; given enough capacity, it is possible for the model to partition its intrinsic dimensions and overfit to the supervised translation directions. This would result in intermediate encoder representations that are specific to individual languages. ", + "bbox": [ + 173, + 263, + 825, + 404 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We now explore two classes of regularizers, $\\Omega$ , that explicitly force the model to make the representations in all other languages similar to their English counterparts. We align the encoder representations of every language with English, since it is the only language that gets translated into all other languages during supervised training. Thus, English representations now form an implicit pivot in the latent space. The loss function we then minimize is: ", + "bbox": [ + 174, + 410, + 823, + 479 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/dd50fded280cdb6c057876dfcbd4200b764af69a3f08e1af1526fc8bd0442149.jpg", + "text": "$$\nL = L _ { C E } + \\lambda \\Omega\n$$", + "text_format": "latex", + "bbox": [ + 444, + 500, + 553, + 515 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where $L _ { C E }$ is the cross-entropy loss and $\\lambda$ is a hyper-parameter that controls the contribution of the alignment loss $\\Omega$ . ", + "bbox": [ + 173, + 526, + 825, + 554 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.2.1 UNSUPERVISED: ADVERSARIAL REPRESENTATION ALIGNMENT ", + "text_level": 1, + "bbox": [ + 176, + 569, + 671, + 584 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Here we view zero-shot translation through the lens of domain adaptation, wherein English is the source domain and the other languages together constitute the target domain. Ben-David et al. (2007) and Mansour et al. (2009) have shown that target risk can be bounded by the source risk plus a discrepancy metric between the source and target feature distribution. Treating the encoder as a deterministic feature extractor, the source distribution is $E n c ( \\mathbf { x _ { e n } } ) p ( \\mathbf { x _ { e n } } )$ and the target distribution is $E n c ( \\bf { x } _ { t } ) p ( \\bf { x } _ { t } )$ . To enable zero-shot translation, our objective then is to minimize the discrepancy between these distributions by explicitly optimizing the following domain adversarial loss (Ganin et al., 2016): ", + "bbox": [ + 173, + 593, + 825, + 705 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/9f2ccce38d209c79579389a3df3741d367673b02b409e4231fe0aae64f87689f.jpg", + "text": "$$\n\\Omega _ { a d v } ( \\theta _ { d i s c } ) = - \\mathbb { E } _ { \\mathbf { x _ { e n } } \\sim D _ { E n } } [ - \\log D i s c ( E n c ( \\mathbf { x _ { e n } } ) ) ] + \\mathbb { E } _ { \\mathbf { x _ { t } } \\sim D _ { T } } [ - \\log ( 1 - D i s c ( E n c ( \\mathbf { x _ { t } } ) ) ) ]\n$$", + "text_format": "latex", + "bbox": [ + 179, + 732, + 797, + 751 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where $D i s c$ is the discriminator and is parametrized by $\\theta _ { d i s c }$ . $D _ { E n }$ are English sentences and $D _ { T }$ are the sentences of all the other languages. Note that, unlike Artetxe et al. (2018); Yang et al. (2018), who also train the encoder adversarially with a language detecting discriminator, we are trying to align the distribution of encoder representations of all other languages to that of English and vice-versa. Our discriminator is just a binary predictor, independent of how many languages we are jointly training on. ", + "bbox": [ + 173, + 762, + 825, + 848 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Architecturally, the discriminator is a feed-forward network that acts on the temporally max-pooled representation of the encoder output. We also experimented with a discriminator that made independent predictions for the encoder representation, $z _ { i }$ , at each time-step $i$ , but found the pooling based approach to work better. More involved discriminators that consider the sequential nature of the encoder representations may be more effective, but we do not explore them in this work. ", + "bbox": [ + 174, + 853, + 823, + 924 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.2.2 SUPERVISED: ALIGNMENT OF KNOWN PARALLEL DATA ", + "text_level": 1, + "bbox": [ + 174, + 103, + 616, + 117 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "While adversarial approaches have the benefit of not needing parallel data, they only align the marginal distributions of the encoder’s representations. Further, adversarial approaches are hard to optimize and are often susceptible to mode collapse, especially when the distribution to be modeled is multi-modal. Even if the discriminator is fully confused, there are no guarantees that the two learned distributions will be identical (Arora & Zhang, 2017). ", + "bbox": [ + 174, + 128, + 825, + 199 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "To resolve these potential issues, we attempt to make use of the available parallel data, and enforce an instance level correspondence between the pairs $( \\mathbf { x } , \\mathbf { y } ) ~ \\in ~ D _ { x , y }$ , rather than just aligning the marginal distributions of $E n c ( \\mathbf { x } ) p ( \\mathbf { x } )$ and $E n c ( \\mathbf { y } ) p ( \\mathbf { y } )$ as in the case of domain-adversarial training. Previous work on multi-modal and multi-view representation learning has shown that, when given paired data, transferable representations can be learned by improving some measure of similarity between the corresponding views from each mode. Various similarity measures have been proposed such as Euclidean distance (Ham et al., 2005), cosine distance (Frome et al., 2013), correlation (Andrew et al., 2013) etc. In our case, the different views correspond to equivalent sentences in different languages. ", + "bbox": [ + 174, + 205, + 825, + 332 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Note that $E n c ( \\mathbf { x } )$ and $E n c ( \\mathbf { y } )$ are actually a pair of sequences, and to compare them we would ideally have access to the word level correspondences between the two sentences. In the absence of this information, we make a bag-of-words assumption and align the pooled representation similar to Gouws et al. (2015b); Coulmance et al. (2016). Empirically, we find that max pooling and minimizing the cosine distance between the representations of parallel sentences similar to works well. We now minimize the distance function: ", + "bbox": [ + 173, + 338, + 825, + 421 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/3cae263ff29f4026113368a24751bb2da8e92eecaf5c57be358c61a75d653acc.jpg", + "text": "$$\n\\Omega _ { s i m } = - E _ { \\mathbf { x } , \\mathbf { y } \\sim D _ { x , y } } [ s i m ( E n c ( \\mathbf { x } ) , E n c ( \\mathbf { y } ) ) ]\n$$", + "text_format": "latex", + "bbox": [ + 346, + 445, + 651, + 464 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 486, + 326, + 501 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "A multilingual model with a single encoder and a single decoder similar to Johnson et al. (2016) is our baseline. This setup maximally enforces the parameter sharing constraint that previous works rely on to promote cross-lingual transfer. We first train our model solely on the translation loss until convergence, on all languages to and from English. This is our baseline multilingual model. We then fine-tune this model with the proposed alignment losses, in conjunction with the translation objective. We then compare the performance of the baseline model against the aligned models on both the supervised and the zero-shot translation directions. We also compare our zero-shot performance against the pivoting performance using the baseline model. ", + "bbox": [ + 173, + 518, + 825, + 631 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 EXPERIMENTAL SETUP ", + "text_level": 1, + "bbox": [ + 176, + 651, + 375, + 665 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "For our $\\mathrm { e n } { } \\{ \\mathrm { f r } , \\ \\mathrm { d e } \\}$ experiments, we train our models on the standard en $\\mathrm { l } \\to \\mathrm { f r }$ (39M) and en de (4.5M) training datasets from WMT’14. We pre-process the data by applying the standard Moses pre-processing1. We swap the source and target to get parallel data for the fr en and $\\mathrm { d e } { } \\mathrm { e n }$ directions. The resulting datasets are merged by oversampling the German portion to match the size of the French portion. This results in a total of 158M sentence pairs. We get word counts and apply $3 2 \\mathrm { k }$ BPE (Sennrich et al., 2016) to obtain subwords. The target language $< t l >$ tokens are also added to the vocabulary. We use newstest-2012 as the dev set and newstest-2013 as the test set. Both of these sets are 3-way parallel and have 3003 and 3000 sentences respectively. ", + "bbox": [ + 173, + 678, + 825, + 790 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We run all our experiments with Transformers (Vaswani et al., 2017), using the TransformerBase config. We train our model with a learning rate of 1.0 and 4000 warmup steps. Input dropout is set to 0.1. We use synchronized training with 16 Tesla P100 GPUs and train the model for $5 0 0 \\mathrm { k }$ steps. The model is instructed on which language to translate a given input sentence into, by feeding in a unique $< t l >$ token per target language. In our implementation, this token is pre-pended into the source sentence, but it could just as easily be fed into the decoder to the same effect. ", + "bbox": [ + 173, + 796, + 825, + 881 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "For the alignment experiments, we fine-tune a pre-trained multilingual model by jointly training on both the alignment and translation losses. For adversarial alignment, the discriminator is a feedforward network with 3 hidden layers of dimension 2048 using the leaky ReLU $\\alpha = 0 . 1$ ) nonlinearity. $\\lambda$ was tuned to 1.0 for both the adversarial and the cosine alignment losses. Simple fine-tuning with SGD using a learning rate of 1e-4 works well and we do not need to train from scratch. We observe that the models converge within a few thousand updates. ", + "bbox": [ + 174, + 103, + 825, + 188 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 RESULTS ", + "text_level": 1, + "bbox": [ + 173, + 204, + 279, + 218 + ], + "page_idx": 4 + }, + { + "type": "table", + "img_path": "images/e9a40f2014cc4bb12aca4ebbcbaa3ed46c0b0664a2e37574dbf1738ddb963856.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Direct translationde→fr 16.80 (zs)fr→de 12.03 (zs)en→fr 32.68en→de 24.48fr→en 32.33de→en 30.26
Pivot through English26.2520.181111
adversarial pool-cosine26.00 (zs) 25.85 (zs)20.39 (zs) 20.18 (zs)32.92 32.9424.50 24.5132.39 32.3630.21 30.32
", + "bbox": [ + 173, + 231, + 823, + 306 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Table 1: Zero-shot results with baseline and aligned models compared against pivoting. Zero-Shot results are marked zs. Pivoting through English is performed using the baseline multilingual model. ", + "bbox": [ + 171, + 315, + 825, + 344 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our results, in Table 1, demonstrate that both our approaches to align representations result in large improvements in zero-shot translation quality for both directions, effectively closing the gap to the performance of the strong pivoting baseline. We didn’t notice any significant differences between the performance of the two proposed alignment methods. Importantly, these improvements come at no cost to the quality in the supervised directions. ", + "bbox": [ + 174, + 366, + 825, + 436 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "While both the proposed approaches aren’t significantly different in terms of final quality, we noticed that the adversarial regularizer was very sensitive to the initialization scheme and the choice of hyper-parameters. In comparison, the cosine distance loss was relatively stable, with $\\lambda$ being the only hyper-parameter controlling the weight of the alignment loss with respect to the translation loss. ", + "bbox": [ + 174, + 443, + 825, + 512 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 ANALYSIS: WHY ALIGNMENT WORKS ", + "text_level": 1, + "bbox": [ + 174, + 534, + 521, + 549 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We further analyze the outputs of our baseline multilingual model in order to understand the effect of alignment on zero-shot performance. We identify the major effects that contribute to the poor zeroshot performance in multilingual models, and investigate how an explicit alignment loss resolves these pathologies. ", + "bbox": [ + 174, + 564, + 825, + 619 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.1 CASCADED DECODER ERRORS ", + "text_level": 1, + "bbox": [ + 176, + 637, + 423, + 651 + ], + "page_idx": 4 + }, + { + "type": "table", + "img_path": "images/fb905fb8334aba236a1d40925a81d37809f547fdf038f20c0b68640c951f7dea.jpg", + "table_caption": [ + "Table 2: Percentage of sentences by language in reference translations and the sentences decoded using the baseline model (newstest2012) " + ], + "table_footnote": [], + "table_body": "
en defr
de→fr14%25%60%
fr→de12%34%
de→en→fr5%54%
fr→en→de0%95%
6%94%0%
fr references4%0%96%
de references4%96%0%
", + "bbox": [ + 362, + 665, + 633, + 779 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "While investigating the high variance of the zero-shot translation score during multilingual training in the absence of alignment, we found that a significant fraction of the examples were not getting translated into the desired target language at all. Instead, they were either translated to English or simply copied. This phenomenon is likely a consequence of the fact that at training time, German and French source sentences were always translated into English. Because of this, the model never learns to properly attribute the target language to the $< t l >$ token, and simply changing the $< t l >$ token at test time is not effective. We count the number of sentences in each language using an automatic language identification tool and report the results in Table 2. ", + "bbox": [ + 174, + 839, + 825, + 924 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "", + "bbox": [ + 171, + 103, + 821, + 132 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Further, we find that for a given sentence, all output tokens tend to be in the same language, and there is little to no code-switching. This was also observed by Johnson et al. (2016), where it was explained as a cascading effect in the decoder: Once the decoder starts emitting tokens in one language, the conditional distribution $p ( y _ { i } | y _ { i - 1 } , . . . , y _ { 1 } )$ is heavily biased towards that particular language. With explicit alignment, we remove the target language information encoded into the source token representations. In the absence of this confounding information, the $< t l >$ target token gives us more control to set the translation direction. ", + "bbox": [ + 174, + 138, + 825, + 236 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.2 IMPROVED ADAPTATION PERFORMANCE ", + "text_level": 1, + "bbox": [ + 174, + 260, + 490, + 273 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/6c4a2e00685705df1b57af033178659150fa26a3714e97dfa91c79aa35224446.jpg", + "table_caption": [ + "Table 3: BLEU on subset of examples predicted in the right language by the direct translation using the baseline system (newstest2012) " + ], + "table_footnote": [], + "table_body": "
# examplesPivot (baseline)Zero-Shot (baseline)Zero-Shot (adversarial)
de→fr1875/300319.7119.2219.93
fr→de1591/300324.3321.6323.87
", + "bbox": [ + 186, + 296, + 808, + 343 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Here we try to isolate the gains our system achieves due to improvements in the learning of transferable features, from those that can be attributed to decoding to the desired language. We discount the errors that could be attributed to incorrect language errors and inspect the translation quality on the subset of examples where the baseline model decodes in the right language. We re-evaluate the BLEU scores of all systems and show the results in Table 3. We find that the vanilla zero-shot translation system (Baseline) is much stronger than expected at first glance. It only lags the pivoting baseline by 0.5 BLEU points on French to German and by 2.7 BLEU points on German to French. We can now see that, even on this subset which was chosen to favor the baseline model, the representation alignment of our adapted model contributes to improving the quality of zero-shot translation by 0.7 and 2.2 BLEU points on French to German and German to French, respectively. ", + "bbox": [ + 173, + 409, + 825, + 547 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.3 IMPROVING THE LANGUAGE INVARIANCE OF MULTILINGUAL ENCODERS", + "text_level": 1, + "bbox": [ + 176, + 571, + 720, + 585 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We design a simple experiment to determine whether representations learned while training a multilingual translation model are truly cross-lingual. We probe our baseline and aligned multilingual models with 3-way aligned data to determine the extent to which their representations are functionally equivalent, during different stages in model training. Because source languages can have different sequence lengths and word orders for equivalent sentences, it is not possible to directly compare encoder output representations. ", + "bbox": [ + 174, + 599, + 823, + 683 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "However, it is possible to directly compare the representations extracted by the decoder from the encoder outputs for each language. Suppose we want to compare representations of semantically equivalent English and German sentences when translating into French. At time-step $i$ in the decoder, we use the model to predict $p ( y _ { i } | E n c ( \\mathbf { x _ { e n } } ) , y _ { 1 : ( i - 1 ) } )$ and $p ( y _ { i } | E n c ( \\mathbf { x _ { d e } } ) , y _ { 1 : ( i - 1 ) } )$ . However, in the seq2seq with attention formulation, these problems reduce to predicting $p ( y _ { i } | c _ { i } ^ { e n } , y _ { 1 : ( i - 1 ) } )$ and $p ( j _ { i } | c _ { i } ^ { d e } , y _ { 1 : ( i - 1 ) } )$ , where $c _ { i } ^ { e n }$ and $c _ { i } ^ { d e }$ are the attention context vectors extracted from $E n c ( \\mathbf { x _ { e n } } )$ and $E n c ( \\mathbf { x _ { d e } } )$ , respectively. Given the same set of $y _ { 1 : ( i - 1 ) }$ , with teacher forcing, $c _ { i } ^ { e n }$ and $c _ { i } ^ { d e }$ should be identical if our encoder is truly language agnostic. ", + "bbox": [ + 173, + 690, + 825, + 806 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We use a randomly sampled set of 100 parallel en-de-fr sentences extracted from our dev set, newstest2012, to perform this analysis. For each set of aligned sentences, we obtain the sequence of aligned context vectors $( c _ { i } ^ { e n } , c _ { i } ^ { \\bar { d } e } )$ and plot the mean cosine distances for our baseline training run, and the incremental runs with alignment losses in Figure 2. Our results indicate that the vanilla multilingual model learns to align encoder representations over the course of training. However, in the absence of an external incentive, the alignment process arrests as training progresses. Incrementally training with the alignment losses results in a more language-agnostic representation, which contributes to the improvements in zero-shot performance. ", + "bbox": [ + 174, + 811, + 825, + 924 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/8cf464fd17c072523196bf863beefa024ab3cb29592b1eb5f918d697eef0afe3.jpg", + "image_caption": [ + "Figure 2: Average cosine distance between aligned context vectors for all combinations of English (en), German (de) and French (fr) as training progresses. " + ], + "image_footnote": [], + "bbox": [ + 246, + 111, + 753, + 344 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.4 SCALING TO MORE LANGUAGES ", + "text_level": 1, + "bbox": [ + 176, + 426, + 441, + 440 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Given the good results on WMT en-fr-de, we now extend our experiments, to test the scalability of our approach to multiple languages. We work with the IWSLT-17 dataset which has transcripts of Ted talks in 5 languages: English (en), Dutch (nl), German (de), Italian (it), and Romanian (ro). The original dataset is multi-way parallel with approximately 220 thousand sentences per language, but for the sake of our experiments we only use the to/from English directions for training. The dev and test sets are also multi-way parallel and comprise around 900 and 1100 sentences per language pair respectively. We again use the transformer base architecture. We set the learning rate to 2.0 and the number of warmup steps to $^ \\mathrm { 8 k }$ . A dropout rate of 0.2 was applied to all connections of the transformer. We use the cosine loss with $\\lambda$ set to 0.001 because of how easy it is to tune. ", + "bbox": [ + 173, + 453, + 825, + 578 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/65f81b2cada5a26e9e6511cd0ee93b9886116eb8ee2b5470462df3bcc170f81a.jpg", + "table_caption": [ + "Table 4: Average BLEU scores for IWSLT-2017; Zero-Shot results are marked (zs). " + ], + "table_footnote": [], + "table_body": "
vanillacosine
directpivotdirect
English to/from (8) Non-English to/from (12) All directions (20)30.11 16.73 (zs) 22.2- 17.76 22.8129.95 17.72 (zs) 22.72
", + "bbox": [ + 290, + 592, + 707, + 665 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Our baseline model’s scores on IWSLT-17 are suspiciously close to that of bridging, as seen in Table 4. We suspect this is because the data that we train on is multi-way parallel, and the English sentences are shared across the language pairs. This may be helping the model learn shared representations with the English sentences acting as pivots. Even so, we are able to gain 1 BLEU over the strong baseline system and demonstrate the applicability of our approach to larger groups of languages. ", + "bbox": [ + 173, + 704, + 825, + 789 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "5 RELATED WORK ", + "text_level": 1, + "bbox": [ + 176, + 809, + 344, + 825 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "5.1 MULTILINGUAL TRANSLATION ", + "text_level": 1, + "bbox": [ + 176, + 840, + 429, + 856 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Multilingual NMT models were first proposed by Dong et al. (2015) and have since been explored in Firat et al. (2016a); Blackwood et al. (2018) and several other works. While zero-shot translation was the direct goal of Firat et al. (2016a), they were only able to achieve ‘zero-resource translation‘, by using their pre-trained multi-way multilingual model to generate pseudo-parallel data for fine-tuning. Johnson et al. (2016) were the first to show the possibility of zero-shot translation by proposing a model that shared all the components and used a token to indicate the target language. Platanios et al. (2018) propose a novel way to modulate the amount of sharing between languages, by using a parameter generator to generate the parameters for either the encoder or the decoder of the multilingual NMT system based on the source and target languages. They also report higher zero-shot translation scores with this approach. ", + "bbox": [ + 174, + 867, + 823, + 924 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 825, + 188 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5.2 SHARED SUBSPACE LEARNING ", + "text_level": 1, + "bbox": [ + 176, + 204, + 424, + 217 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Learning coordinated representations with the use of parallel data has been explored thoroughly in the context of multi-view and multi-modal learning (Baltrusaitis et al., 2018). These often involve ˇ either auto-encoder like networks with a reconstruction objective, or paired feed-forward networks with a similarity based objective (Wang et al., 2015). This function used to encourage similarity may be Euclidean distance (Ham et al., 2005), cosine distance (Frome et al., 2013), partial order (Vendrov et al., 2015), correlation (Andrew et al., 2013), etc. More recently a vast number of adversarial approaches have been proposed to learn domain invariant representations, by ensuring that they are indistinguishable by a discriminator network (Ganin et al., 2016). ", + "bbox": [ + 174, + 229, + 825, + 340 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The use of aligned parallel data to learn shared representations is common in the field of crosslingual or multilingual representations, where work falls into three main categories. Obtaining representations from word level alignments - bilingual dictionaries or automatically generated word alignments - is the most popular approach (Mikolov et al., 2013; Faruqui & Dyer, 2014; Zou et al., 2013). The second category of methods try to leverage document level alignment, like parallel Wikipedia articles, to generate cross-lingual representations (Søgaard et al., 2015; Vulic & Moens, ´ 2016). The final category of methods often use sentence level alignments, in the form of parallel translation data, to obtain cross-lingual representations (Hermann & Blunsom, 2014; Gouws et al., 2015a; Mikolov et al., 2013; Luong et al., 2015b; Ammar et al., 2016). Recent work by Eriguchi et al. (2018) showed that the representations learned by a multilingual NMT system are widely applicable across tasks and languages. ", + "bbox": [ + 174, + 348, + 825, + 501 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5.3 UNSUPERVISED NEURAL MACHINE TRANSLATION ", + "text_level": 1, + "bbox": [ + 174, + 517, + 565, + 531 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Parameter sharing based approaches have also been tried in the context of unsupervised NMT, where learning a shared latent space (Artetxe et al., 2017) was believed to improve translation quality. Some approaches explore applying adversarial losses on the encoder, to ensure that the representations are language agnostic. However, recent work has shown that enforcing a shared latent space is not important for unsupervised NMT (Lample et al., 2018), and the cycle consistency loss suffices by itself. ", + "bbox": [ + 174, + 542, + 823, + 626 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "6 CONCLUSION ", + "text_level": 1, + "bbox": [ + 176, + 646, + 318, + 662 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In this work we propose explicit alignment losses, as an additional constraint for multilingual NMT models, with the goal of improving zero-shot translation. We view the zero-shot NMT problem in the light of subspace alignment for domain adaptation, and propose simple approaches to achieve this. Our experiments demonstrate significantly improved zero-shot translation performance that are, for the first time, comparable to strong pivoting based approaches. Through careful analyses we show how our proposed alignment losses result in better representations, and thereby better zeroshot performance, while still maintaining performance on the supervised directions. 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", + "bbox": [ + 174, + 281, + 823, + 338 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Zhen Yang, Wei Chen, Feng Wang, and Bo Xu. Unsupervised neural machine translation with weight sharing. CoRR, abs/1804.09057, 2018. URL http://arxiv.org/abs/1804. 09057. ", + "bbox": [ + 171, + 347, + 821, + 388 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Will Y. Zou, Richard Socher, Daniel Cer, and Christopher D. Manning. Bilingual word embeddings for phrase-based machine translation. In EMNLP, pp. 1393–1398, 2013. URL http://www. aclweb.org/anthology/D13-1141. 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Neural models have reduced the need for pipelined components, in addition to significantly", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 445, + 506, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 506, + 459 + ], + "score": 1.0, + "content": "improving translation quality compared to their phrase based counterparts (Sutskever et al., 2014;", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 456, + 506, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 506, + 469 + ], + "score": 1.0, + "content": "Wu et al., 2016). These models naturally decompose into an encoder and a decoder with a presumed", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 467, + 506, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 506, + 480 + ], + "score": 1.0, + "content": "separation of roles: The encoder encodes text in the source language into an intermediate latent", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 479, + 505, + 492 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 505, + 492 + ], + "score": 1.0, + "content": "representation, and the decoder generates the target language text conditioned on the encoder repre-", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 488, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 488, + 505, + 502 + ], + "score": 1.0, + "content": "sentation. This framework allows us to easily extend translation to a multilingual setting, wherein", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 501, + 505, + 514 + ], + "spans": [ + { + "bbox": [ + 105, + 501, + 505, + 514 + ], + "score": 1.0, + "content": "a single system is able to translate between multiple languages (Dong et al., 2015; Luong et al.,", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 509, + 140, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 140, + 524 + ], + "score": 1.0, + "content": "2015a).", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 24, + "bbox_fs": [ + 105, + 424, + 506, + 524 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 528, + 505, + 616 + ], + "lines": [ + { + "bbox": [ + 105, + 528, + 505, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 505, + 541 + ], + "score": 1.0, + "content": "Multilingual NMT models have often been shown to improve translation quality over bilingual mod-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 539, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 539, + 505, + 551 + ], + "score": 1.0, + "content": "els, especially when evaluated on low resource language pairs (Firat et al., 2016a; Gu et al., 2018).", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 505, + 563 + ], + "score": 1.0, + "content": "Most strategies for training multilingual NMT models rely on some form of parameter sharing, and", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 505, + 574 + ], + "score": 1.0, + "content": "often differ only in terms of the architecture and the specific weights that are tied. They allow spe-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 572, + 505, + 584 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 505, + 584 + ], + "score": 1.0, + "content": "cialization in either the encoder or the decoder, but tend to share parameters at their interface. An", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 583, + 505, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 505, + 595 + ], + "score": 1.0, + "content": "underlying assumption of these parameter sharing strategies is that the model will automatically", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 594, + 505, + 606 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 505, + 606 + ], + "score": 1.0, + "content": "learn some kind of shared universally useful representation, or interlingua, resulting in a single", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 604, + 320, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 320, + 618 + ], + "score": 1.0, + "content": "model that can translate between multiple languages.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32.5, + "bbox_fs": [ + 105, + 528, + 505, + 618 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 622, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 622, + 505, + 634 + ], + "spans": [ + { + "bbox": [ + 106, + 622, + 505, + 634 + ], + "score": 1.0, + "content": "The existence of such a universal shared representation should naturally entail reasonable perfor-", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 633, + 505, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 633, + 505, + 646 + ], + "score": 1.0, + "content": "mance on zero-shot translation, where a model is evaluated on language pairs it has never seen", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 644, + 506, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 506, + 657 + ], + "score": 1.0, + "content": "together during training. Apart from potential practical benefits like reduced latency costs, zero-shot", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 655, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 505, + 668 + ], + "score": 1.0, + "content": "translation performance is a strong indicator of generalization. Enabling zero-shot translation with", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 666, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 505, + 679 + ], + "score": 1.0, + "content": "sufficient quality can significantly simplify translation systems, and pave the way towards a single", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 677, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 505, + 690 + ], + "score": 1.0, + "content": "multilingual model capable of translating between any two languages directly. However, despite be-", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 688, + 505, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 505, + 701 + ], + "score": 1.0, + "content": "ing a problem of interest for a lot of recent research, the quality of zero-shot translation has lagged", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "score": 1.0, + "content": "behind pivoting through a common language by 8-10 BLEU points (Firat et al., 2016b; Johnson", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 104, + 708, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 104, + 708, + 506, + 723 + ], + "score": 1.0, + "content": "et al., 2016; Ha et al., 2017; Lu et al., 2018). In this paper we ask the question, What is the missing", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 721, + 298, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 298, + 733 + ], + "score": 1.0, + "content": "ingredient that will allow us to bridge this gap?", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 41.5, + "bbox_fs": [ + 104, + 622, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 121, + 78, + 480, + 211 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 121, + 78, + 480, + 211 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 121, + 78, + 480, + 211 + ], + "spans": [ + { + "bbox": [ + 121, + 78, + 480, + 211 + ], + "score": 0.971, + "type": "image", + "image_path": "7490c4223c955be99bac26b054a6f97be01d33fccf6af38c226f6faebb64cc06.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 121, + 78, + 480, + 122.33333333333334 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 121, + 122.33333333333334, + 480, + 166.66666666666669 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 121, + 166.66666666666669, + 480, + 211.00000000000003 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 223, + 505, + 312 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 224, + 505, + 236 + ], + "spans": [ + { + "bbox": [ + 106, + 224, + 505, + 236 + ], + "score": 1.0, + "content": "Figure 1: The proposed multilingual NMT model along with the two training objectives. CE stands", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 234, + 506, + 247 + ], + "spans": [ + { + "bbox": [ + 105, + 234, + 506, + 247 + ], + "score": 1.0, + "content": "for the cross-entropy loss associated with maximum likelihood estimation for translation between", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 245, + 505, + 259 + ], + "spans": [ + { + "bbox": [ + 105, + 245, + 505, + 259 + ], + "score": 1.0, + "content": "English and other languages. Align represents the source language invariance loss that we impose", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 257, + 505, + 269 + ], + "spans": [ + { + "bbox": [ + 105, + 257, + 505, + 269 + ], + "score": 1.0, + "content": "on the representations of the encoder. 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For the invariance losses,", + "type": "text" + }, + { + "bbox": [ + 443, + 268, + 467, + 279 + ], + "score": 0.91, + "content": "( x , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 467, + 267, + 506, + 282 + ], + "score": 1.0, + "content": "could be", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 278, + 506, + 293 + ], + "spans": [ + { + "bbox": [ + 104, + 278, + 155, + 293 + ], + "score": 1.0, + "content": "drawn from", + "type": "text" + }, + { + "bbox": [ + 155, + 279, + 177, + 291 + ], + "score": 0.92, + "content": "D _ { x , y }", + "type": "inline_equation" + }, + { + "bbox": [ + 177, + 278, + 506, + 293 + ], + "score": 1.0, + "content": "for the cosine loss, or independent data distributions for the adversarial loss. Both", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 104, + 288, + 506, + 303 + ], + "spans": [ + { + "bbox": [ + 104, + 288, + 506, + 303 + ], + "score": 1.0, + "content": "losses are minimized simultaneously. 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(2016), it was hinted that the extent of separation between language representations", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 349, + 505, + 362 + ], + "spans": [ + { + "bbox": [ + 105, + 349, + 505, + 362 + ], + "score": 1.0, + "content": "was negatively correlated with zero-shot translation performance. This is supported by theoretical", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 361, + 505, + 372 + ], + "spans": [ + { + "bbox": [ + 106, + 361, + 505, + 372 + ], + "score": 1.0, + "content": "and empirical observations in domain adaptation literature, where the extent of subspace alignment", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 371, + 504, + 383 + ], + "spans": [ + { + "bbox": [ + 106, + 371, + 504, + 383 + ], + "score": 1.0, + "content": "between the source and target domains is strongly associated with transfer performance (Ben-David", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 382, + 505, + 394 + ], + "spans": [ + { + "bbox": [ + 106, + 382, + 505, + 394 + ], + "score": 1.0, + "content": "et al., 2007; 2010; Ganin et al., 2016). Zero-shot translation is a special case of domain adaptation in", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 392, + 505, + 406 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 505, + 406 + ], + "score": 1.0, + "content": "multilingual models, where English is the source domain and other languages collectively form the", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 404, + 505, + 417 + ], + "spans": [ + { + "bbox": [ + 105, + 404, + 505, + 417 + ], + "score": 1.0, + "content": "target domain. Following this thread of domain adaptation and subspace alignment, we hypothesize", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 413, + 505, + 429 + ], + "spans": [ + { + "bbox": [ + 105, + 413, + 505, + 429 + ], + "score": 1.0, + "content": "that aligning encoder representations of different languages with that of English might be the missing", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 426, + 343, + 439 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 343, + 439 + ], + "score": 1.0, + "content": "ingredient to improving zero-shot translation performance.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 107, + 443, + 505, + 520 + ], + "lines": [ + { + "bbox": [ + 105, + 442, + 505, + 456 + ], + "spans": [ + { + "bbox": [ + 105, + 442, + 505, + 456 + ], + "score": 1.0, + "content": "In this work, we develop auxiliary losses that can be applied to multilingual translation models", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 453, + 505, + 468 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 505, + 468 + ], + "score": 1.0, + "content": "during training, or as a fine-tuning step on a pre-trained model, to force encoder representations", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 465, + 505, + 477 + ], + "spans": [ + { + "bbox": [ + 105, + 465, + 505, + 477 + ], + "score": 1.0, + "content": "of different languages to align with English in a shared subspace. Our experiments demonstrate", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 477, + 505, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 505, + 488 + ], + "score": 1.0, + "content": "significant improvements on zero-shot translation performance and, for the first time, match the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 487, + 505, + 499 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 505, + 499 + ], + "score": 1.0, + "content": "performance of pivoting approaches on WMT English-French-German (en-fr-de) and the IWSLT", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 497, + 505, + 510 + ], + "spans": [ + { + "bbox": [ + 105, + 497, + 505, + 510 + ], + "score": 1.0, + "content": "2017 shared task, in all zero shot directions, without any meaningful regression in the supervised", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 509, + 151, + 520 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 151, + 520 + ], + "score": 1.0, + "content": "directions.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 107, + 525, + 505, + 581 + ], + "lines": [ + { + "bbox": [ + 106, + 525, + 505, + 537 + ], + "spans": [ + { + "bbox": [ + 106, + 525, + 505, + 537 + ], + "score": 1.0, + "content": "We further analyze the model’s representations in order to understand the effect of our explicit", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 537, + 505, + 549 + ], + "spans": [ + { + "bbox": [ + 106, + 537, + 505, + 549 + ], + "score": 1.0, + "content": "alignment losses. 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More involved discriminators that consider the sequential nature of the", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 720, + 460, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 460, + 733 + ], + "score": 1.0, + "content": "encoder representations may be more effective, but we do not explore them in this work.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 43 + } + ], + "page_idx": 2, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "score": 1.0, + "content": "3", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "interline_equation", + "bbox": [ + 218, + 92, + 393, + 112 + ], + "lines": [ + { + "bbox": [ + 218, + 92, + 393, + 112 + ], + "spans": [ + { + "bbox": [ + 218, + 92, + 393, + 112 + ], + "score": 0.93, + "content": "L _ { C E } ( \\theta _ { e n c } , \\theta _ { d e c } ) = \\underset { \\mathbf { x } , \\mathbf { y } \\sim D _ { x , y } } { \\mathbb { E } } [ - \\log p ( \\mathbf { y } | \\mathbf { x } ) ]", + "type": "interline_equation", + "image_path": "78310f9b3723e124c380180fa701f24620f897c2579af3a6d920985c95dbec46.jpg" + } + ] + } + ], + "index": 0, + "virtual_lines": [ + { + "bbox": [ + 218, + 92, + 393, + 112 + ], + "spans": [], + "index": 0 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 119, + 505, + 175 + ], + "lines": [ + { + "bbox": [ + 105, + 119, + 505, + 133 + ], + "spans": [ + { + "bbox": [ + 105, + 119, + 505, + 133 + ], + "score": 1.0, + "content": "In multilingual training we jointly train a single model(Lee et al., 2016) to translate from many", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 131, + 505, + 144 + ], + "spans": [ + { + "bbox": [ + 105, + 131, + 505, + 144 + ], + "score": 1.0, + "content": "possible source languages to many potential target languages. 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The loss function we then minimize is:", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 19, + "bbox_fs": [ + 105, + 325, + 505, + 382 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 272, + 396, + 339, + 408 + ], + "lines": [ + { + "bbox": [ + 272, + 396, + 339, + 408 + ], + "spans": [ + { + "bbox": [ + 272, + 396, + 339, + 408 + ], + "score": 0.91, + "content": "L = L _ { C E } + \\lambda \\Omega", + "type": "interline_equation", + "image_path": "dd50fded280cdb6c057876dfcbd4200b764af69a3f08e1af1526fc8bd0442149.jpg" + } + ] + } + ], + "index": 22, + "virtual_lines": [ + { + "bbox": [ + 272, + 396, + 339, + 408 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 417, + 505, + 439 + ], + "lines": [ + { + "bbox": [ + 106, + 416, + 505, + 429 + ], + "spans": [ + { + "bbox": [ + 106, + 416, + 133, + 429 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 418, + 154, + 429 + ], + "score": 0.9, + "content": "L _ { C E }", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 416, + 270, + 429 + ], + "score": 1.0, + "content": "is the cross-entropy loss and", + "type": "text" + }, + { + "bbox": [ + 270, + 418, + 277, + 427 + ], + "score": 0.84, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 416, + 505, + 429 + ], + "score": 1.0, + "content": "is a hyper-parameter that controls the contribution of the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 428, + 180, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 167, + 440 + ], + "score": 1.0, + "content": "alignment loss", + "type": "text" + }, + { + "bbox": [ + 167, + 429, + 175, + 438 + ], + "score": 0.79, + "content": "\\Omega", + "type": "inline_equation" + }, + { + "bbox": [ + 176, + 428, + 180, + 440 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 23.5, + "bbox_fs": [ + 105, + 416, + 505, + 440 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 451, + 411, + 463 + ], + "lines": [ + { + "bbox": [ + 106, + 451, + 411, + 464 + ], + "spans": [ + { + "bbox": [ + 106, + 451, + 411, + 464 + ], + "score": 1.0, + "content": "2.2.1 UNSUPERVISED: ADVERSARIAL REPRESENTATION ALIGNMENT", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 106, + 470, + 505, + 559 + ], + "lines": [ + { + "bbox": [ + 105, + 471, + 505, + 483 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 505, + 483 + ], + "score": 1.0, + "content": "Here we view zero-shot translation through the lens of domain adaptation, wherein English is the", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 482, + 505, + 494 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 505, + 494 + ], + "score": 1.0, + "content": "source domain and the other languages together constitute the target domain. 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(2016) is", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 423, + 505, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 505, + 435 + ], + "score": 1.0, + "content": "our baseline. This setup maximally enforces the parameter sharing constraint that previous works", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 434, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 434, + 505, + 446 + ], + "score": 1.0, + "content": "rely on to promote cross-lingual transfer. We first train our model solely on the translation loss until", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 445, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 505, + 457 + ], + "score": 1.0, + "content": "convergence, on all languages to and from English. This is our baseline multilingual model. 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The resulting datasets are merged by oversampling the German portion to match the size", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 104, + 581, + 505, + 595 + ], + "spans": [ + { + "bbox": [ + 104, + 581, + 505, + 595 + ], + "score": 1.0, + "content": "of the French portion. This results in a total of 158M sentence pairs. We get word counts and apply", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 592, + 505, + 605 + ], + "spans": [ + { + "bbox": [ + 106, + 593, + 123, + 604 + ], + "score": 0.47, + "content": "3 2 \\mathrm { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 124, + 592, + 408, + 605 + ], + "score": 1.0, + "content": "BPE (Sennrich et al., 2016) to obtain subwords. The target language", + "type": "text" + }, + { + "bbox": [ + 408, + 593, + 441, + 604 + ], + "score": 0.91, + "content": "< t l >", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 592, + 505, + 605 + ], + "score": 1.0, + "content": "tokens are also", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 604, + 505, + 616 + ], + "spans": [ + { + "bbox": [ + 106, + 604, + 505, + 616 + ], + "score": 1.0, + "content": "added to the vocabulary. We use newstest-2012 as the dev set and newstest-2013 as the test set. Both", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 614, + 424, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 614, + 424, + 628 + ], + "score": 1.0, + "content": "of these sets are 3-way parallel and have 3003 and 3000 sentences respectively.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 35.5 + }, + { + "type": "text", + "bbox": [ + 106, + 631, + 505, + 698 + ], + "lines": [ + { + "bbox": [ + 106, + 632, + 505, + 645 + ], + "spans": [ + { + "bbox": [ + 106, + 632, + 505, + 645 + ], + "score": 1.0, + "content": "We run all our experiments with Transformers (Vaswani et al., 2017), using the TransformerBase", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 643, + 505, + 655 + ], + "spans": [ + { + "bbox": [ + 106, + 643, + 505, + 655 + ], + "score": 1.0, + "content": "config. We train our model with a learning rate of 1.0 and 4000 warmup steps. 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Previous work on multi-modal and multi-view representation learning has shown that, when", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 207, + 505, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 207, + 505, + 221 + ], + "score": 1.0, + "content": "given paired data, transferable representations can be learned by improving some measure of sim-", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 218, + 505, + 231 + ], + "spans": [ + { + "bbox": [ + 105, + 218, + 505, + 231 + ], + "score": 1.0, + "content": "ilarity between the corresponding views from each mode. 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(2016) is", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 423, + 505, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 505, + 435 + ], + "score": 1.0, + "content": "our baseline. This setup maximally enforces the parameter sharing constraint that previous works", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 434, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 434, + 505, + 446 + ], + "score": 1.0, + "content": "rely on to promote cross-lingual transfer. We first train our model solely on the translation loss until", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 445, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 505, + 457 + ], + "score": 1.0, + "content": "convergence, on all languages to and from English. This is our baseline multilingual model. 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The resulting datasets are merged by oversampling the German portion to match the size", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 104, + 581, + 505, + 595 + ], + "spans": [ + { + "bbox": [ + 104, + 581, + 505, + 595 + ], + "score": 1.0, + "content": "of the French portion. This results in a total of 158M sentence pairs. We get word counts and apply", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 592, + 505, + 605 + ], + "spans": [ + { + "bbox": [ + 106, + 593, + 123, + 604 + ], + "score": 0.47, + "content": "3 2 \\mathrm { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 124, + 592, + 408, + 605 + ], + "score": 1.0, + "content": "BPE (Sennrich et al., 2016) to obtain subwords. The target language", + "type": "text" + }, + { + "bbox": [ + 408, + 593, + 441, + 604 + ], + "score": 0.91, + "content": "< t l >", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 592, + 505, + 605 + ], + "score": 1.0, + "content": "tokens are also", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 604, + 505, + 616 + ], + "spans": [ + { + "bbox": [ + 106, + 604, + 505, + 616 + ], + "score": 1.0, + "content": "added to the vocabulary. We use newstest-2012 as the dev set and newstest-2013 as the test set. Both", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 614, + 424, + 628 + ], + "spans": [ + { + "bbox": [ + 105, + 614, + 424, + 628 + ], + "score": 1.0, + "content": "of these sets are 3-way parallel and have 3003 and 3000 sentences respectively.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 35.5, + "bbox_fs": [ + 104, + 537, + 505, + 628 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 631, + 505, + 698 + ], + "lines": [ + { + "bbox": [ + 106, + 632, + 505, + 645 + ], + "spans": [ + { + "bbox": [ + 106, + 632, + 505, + 645 + ], + "score": 1.0, + "content": "We run all our experiments with Transformers (Vaswani et al., 2017), using the TransformerBase", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 643, + 505, + 655 + ], + "spans": [ + { + "bbox": [ + 106, + 643, + 505, + 655 + ], + "score": 1.0, + "content": "config. We train our model with a learning rate of 1.0 and 4000 warmup steps. 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We use synchronized training with 16 Tesla P100 GPUs and train the model for", + "type": "text" + }, + { + "bbox": [ + 457, + 654, + 479, + 664 + ], + "score": 0.62, + "content": "5 0 0 \\mathrm { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 652, + 506, + 667 + ], + "score": 1.0, + "content": "steps.", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 664, + 506, + 677 + ], + "spans": [ + { + "bbox": [ + 105, + 664, + 506, + 677 + ], + "score": 1.0, + "content": "The model is instructed on which language to translate a given input sentence into, by feeding in a", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 675, + 505, + 687 + ], + "spans": [ + { + "bbox": [ + 105, + 675, + 136, + 687 + ], + "score": 1.0, + "content": "unique", + "type": "text" + }, + { + "bbox": [ + 136, + 676, + 167, + 686 + ], + "score": 0.9, + "content": "< t l >", + "type": "inline_equation" + }, + { + "bbox": [ + 168, + 675, + 505, + 687 + ], + "score": 1.0, + "content": "token per target language. In our implementation, this token is pre-pended into the", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 687, + 444, + 699 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 444, + 699 + ], + "score": 1.0, + "content": "source sentence, but it could just as easily be fed into the decoder to the same effect.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 42.5, + "bbox_fs": [ + 104, + 632, + 506, + 699 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 149 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "For the alignment experiments, we fine-tune a pre-trained multilingual model by jointly training on", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 94, + 505, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 505, + 105 + ], + "score": 1.0, + "content": "both the alignment and translation losses. For adversarial alignment, the discriminator is a feed-", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 505, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 440, + 117 + ], + "score": 1.0, + "content": "forward network with 3 hidden layers of dimension 2048 using the leaky ReLU", + "type": "text" + }, + { + "bbox": [ + 441, + 105, + 479, + 115 + ], + "score": 0.55, + "content": "\\alpha = 0 . 1", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 104, + 505, + 117 + ], + "score": 1.0, + "content": ") non-", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 148, + 127 + ], + "score": 1.0, + "content": "linearity.", + "type": "text" + }, + { + "bbox": [ + 149, + 116, + 156, + 125 + ], + "score": 0.68, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 157, + 115, + 505, + 127 + ], + "score": 1.0, + "content": "was tuned to 1.0 for both the adversarial and the cosine alignment losses. Simple", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 127, + 505, + 138 + ], + "spans": [ + { + "bbox": [ + 106, + 127, + 505, + 138 + ], + "score": 1.0, + "content": "fine-tuning with SGD using a learning rate of 1e-4 works well and we do not need to train from", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 416, + 149 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 416, + 149 + ], + "score": 1.0, + "content": "scratch. 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Direct translationde→fr 16.80 (zs)fr→de 12.03 (zs)en→fr 32.68en→de 24.48fr→en 32.33de→en 30.26
Pivot through English26.2520.181111
adversarial pool-cosine26.00 (zs) 25.85 (zs)20.39 (zs) 20.18 (zs)32.92 32.9424.50 24.5132.39 32.3630.21 30.32
", + "type": "table", + "image_path": "e9a40f2014cc4bb12aca4ebbcbaa3ed46c0b0664a2e37574dbf1738ddb963856.jpg" + } + ] + } + ], + "index": 8, + "virtual_lines": [ + { + "bbox": [ + 106, + 183, + 504, + 203.0 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 106, + 203.0, + 504, + 223.0 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 106, + 223.0, + 504, + 243.0 + ], + "spans": [], + "index": 9 + } + ] + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 105, + 250, + 505, + 273 + ], + "lines": [ + { + "bbox": [ + 106, + 250, + 506, + 263 + ], + "spans": [ + { + "bbox": [ + 106, + 250, + 506, + 263 + ], + "score": 1.0, + "content": "Table 1: Zero-shot results with baseline and aligned models compared against pivoting. Zero-Shot", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 262, + 504, + 273 + ], + "spans": [ + { + "bbox": [ + 106, + 262, + 504, + 273 + ], + "score": 1.0, + "content": "results are marked zs. Pivoting through English is performed using the baseline multilingual model.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10.5 + }, + { + "type": "text", + "bbox": [ + 107, + 290, + 505, + 346 + ], + "lines": [ + { + "bbox": [ + 105, + 290, + 505, + 303 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 505, + 303 + ], + "score": 1.0, + "content": "Our results, in Table 1, demonstrate that both our approaches to align representations result in large", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 301, + 505, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 301, + 505, + 315 + ], + "score": 1.0, + "content": "improvements in zero-shot translation quality for both directions, effectively closing the gap to the", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 312, + 505, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 505, + 326 + ], + "score": 1.0, + "content": "performance of the strong pivoting baseline. We didn’t notice any significant differences between", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 323, + 505, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 323, + 505, + 336 + ], + "score": 1.0, + "content": "the performance of the two proposed alignment methods. Importantly, these improvements come at", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 334, + 307, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 307, + 348 + ], + "score": 1.0, + "content": "no cost to the quality in the supervised directions.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 14 + }, + { + "type": "text", + "bbox": [ + 107, + 351, + 505, + 406 + ], + "lines": [ + { + "bbox": [ + 106, + 350, + 505, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 350, + 505, + 363 + ], + "score": 1.0, + "content": "While both the proposed approaches aren’t significantly different in terms of final quality, we noticed", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 362, + 505, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 362, + 505, + 374 + ], + "score": 1.0, + "content": "that the adversarial regularizer was very sensitive to the initialization scheme and the choice of", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 373, + 505, + 386 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 456, + 386 + ], + "score": 1.0, + "content": "hyper-parameters. In comparison, the cosine distance loss was relatively stable, with", + "type": "text" + }, + { + "bbox": [ + 456, + 374, + 463, + 383 + ], + "score": 0.77, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 373, + 505, + 386 + ], + "score": 1.0, + "content": "being the", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 383, + 506, + 398 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 506, + 398 + ], + "score": 1.0, + "content": "only hyper-parameter controlling the weight of the alignment loss with respect to the translation", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 395, + 128, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 395, + 128, + 408 + ], + "score": 1.0, + "content": "loss.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 19 + }, + { + "type": "title", + "bbox": [ + 107, + 423, + 319, + 435 + ], + "lines": [ + { + "bbox": [ + 105, + 421, + 320, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 421, + 320, + 437 + ], + "score": 1.0, + "content": "4 ANALYSIS: WHY ALIGNMENT WORKS", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 107, + 447, + 505, + 491 + ], + "lines": [ + { + "bbox": [ + 106, + 447, + 506, + 459 + ], + "spans": [ + { + "bbox": [ + 106, + 447, + 506, + 459 + ], + "score": 1.0, + "content": "We further analyze the outputs of our baseline multilingual model in order to understand the effect of", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 458, + 504, + 470 + ], + "spans": [ + { + "bbox": [ + 106, + 458, + 504, + 470 + ], + "score": 1.0, + "content": "alignment on zero-shot performance. We identify the major effects that contribute to the poor zero-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 469, + 505, + 482 + ], + "spans": [ + { + "bbox": [ + 105, + 469, + 505, + 482 + ], + "score": 1.0, + "content": "shot performance in multilingual models, and investigate how an explicit alignment loss resolves", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 479, + 181, + 494 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 181, + 494 + ], + "score": 1.0, + "content": "these pathologies.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24.5 + }, + { + "type": "title", + "bbox": [ + 108, + 505, + 259, + 516 + ], + "lines": [ + { + "bbox": [ + 106, + 505, + 261, + 516 + ], + "spans": [ + { + "bbox": [ + 106, + 505, + 261, + 516 + ], + "score": 1.0, + "content": "4.1 CASCADED DECODER ERRORS", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "table", + "bbox": [ + 222, + 527, + 388, + 617 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 222, + 527, + 388, + 617 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 222, + 527, + 388, + 617 + ], + "spans": [ + { + "bbox": [ + 222, + 527, + 388, + 617 + ], + "score": 0.966, + "html": "
en defr
de→fr14%25%60%
fr→de12%34%
de→en→fr5%54%
fr→en→de0%95%
6%94%0%
fr references4%0%96%
de references4%96%0%
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Simple", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 127, + 505, + 138 + ], + "spans": [ + { + "bbox": [ + 106, + 127, + 505, + 138 + ], + "score": 1.0, + "content": "fine-tuning with SGD using a learning rate of 1e-4 works well and we do not need to train from", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 416, + 149 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 416, + 149 + ], + "score": 1.0, + "content": "scratch. 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Direct translationde→fr 16.80 (zs)fr→de 12.03 (zs)en→fr 32.68en→de 24.48fr→en 32.33de→en 30.26
Pivot through English26.2520.181111
adversarial pool-cosine26.00 (zs) 25.85 (zs)20.39 (zs) 20.18 (zs)32.92 32.9424.50 24.5132.39 32.3630.21 30.32
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Pivoting through English is performed using the baseline multilingual model.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 10.5, + "bbox_fs": [ + 106, + 250, + 506, + 273 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 290, + 505, + 346 + ], + "lines": [ + { + "bbox": [ + 105, + 290, + 505, + 303 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 505, + 303 + ], + "score": 1.0, + "content": "Our results, in Table 1, demonstrate that both our approaches to align representations result in large", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 301, + 505, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 301, + 505, + 315 + ], + "score": 1.0, + "content": "improvements in zero-shot translation quality for both directions, effectively closing the gap to the", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 312, + 505, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 505, + 326 + ], + "score": 1.0, + "content": "performance of the strong pivoting baseline. We didn’t notice any significant differences between", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 323, + 505, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 323, + 505, + 336 + ], + "score": 1.0, + "content": "the performance of the two proposed alignment methods. Importantly, these improvements come at", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 334, + 307, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 307, + 348 + ], + "score": 1.0, + "content": "no cost to the quality in the supervised directions.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 14, + "bbox_fs": [ + 105, + 290, + 505, + 348 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 351, + 505, + 406 + ], + "lines": [ + { + "bbox": [ + 106, + 350, + 505, + 363 + ], + "spans": [ + { + "bbox": [ + 106, + 350, + 505, + 363 + ], + "score": 1.0, + "content": "While both the proposed approaches aren’t significantly different in terms of final quality, we noticed", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 362, + 505, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 362, + 505, + 374 + ], + "score": 1.0, + "content": "that the adversarial regularizer was very sensitive to the initialization scheme and the choice of", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 373, + 505, + 386 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 456, + 386 + ], + "score": 1.0, + "content": "hyper-parameters. 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We identify the major effects that contribute to the poor zero-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 469, + 505, + 482 + ], + "spans": [ + { + "bbox": [ + 105, + 469, + 505, + 482 + ], + "score": 1.0, + "content": "shot performance in multilingual models, and investigate how an explicit alignment loss resolves", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 479, + 181, + 494 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 181, + 494 + ], + "score": 1.0, + "content": "these pathologies.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24.5, + "bbox_fs": [ + 105, + 447, + 506, + 494 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 505, + 259, + 516 + ], + "lines": [ + { + "bbox": [ + 106, + 505, + 261, + 516 + ], + "spans": [ + { + "bbox": [ + 106, + 505, + 261, + 516 + ], + "score": 1.0, + "content": "4.1 CASCADED DECODER ERRORS", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "table", + "bbox": [ + 222, + 527, + 388, + 617 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 222, + 527, + 388, + 617 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 222, + 527, + 388, + 617 + ], + "spans": [ + { + "bbox": [ + 222, + 527, + 388, + 617 + ], + "score": 0.966, + "html": "
en defr
de→fr14%25%60%
fr→de12%34%
de→en→fr5%54%
fr→en→de0%95%
6%94%0%
fr references4%0%96%
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(2016), where it", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "score": 1.0, + "content": "was explained as a cascading effect in the decoder: Once the decoder starts emitting tokens in", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 143, + 506, + 157 + ], + "spans": [ + { + "bbox": [ + 105, + 143, + 274, + 157 + ], + "score": 1.0, + "content": "one language, the conditional distribution", + "type": "text" + }, + { + "bbox": [ + 275, + 143, + 344, + 155 + ], + "score": 0.95, + "content": "p ( y _ { i } | y _ { i - 1 } , . . . , y _ { 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 344, + 143, + 506, + 157 + ], + "score": 1.0, + "content": "is heavily biased towards that particular", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "score": 1.0, + "content": "language. With explicit alignment, we remove the target language information encoded into the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 164, + 506, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 164, + 444, + 178 + ], + "score": 1.0, + "content": "source token representations. In the absence of this confounding information, the", + "type": "text" + }, + { + "bbox": [ + 445, + 165, + 478, + 176 + ], + "score": 0.87, + "content": "< t l >", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 164, + 506, + 178 + ], + "score": 1.0, + "content": "target", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 176, + 343, + 189 + ], + "spans": [ + { + "bbox": [ + 106, + 176, + 343, + 189 + ], + "score": 1.0, + "content": "token gives us more control to set the translation direction.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 5 + }, + { + "type": "title", + "bbox": [ + 107, + 206, + 300, + 217 + ], + "lines": [ + { + "bbox": [ + 106, + 205, + 302, + 218 + ], + "spans": [ + { + "bbox": [ + 106, + 205, + 302, + 218 + ], + "score": 1.0, + "content": "4.2 IMPROVED ADAPTATION PERFORMANCE", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 9 + }, + { + "type": "table", + "bbox": [ + 114, + 235, + 495, + 272 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 114, + 235, + 495, + 272 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 114, + 235, + 495, + 272 + ], + "spans": [ + { + "bbox": [ + 114, + 235, + 495, + 272 + ], + "score": 0.964, + "html": "
# examplesPivot (baseline)Zero-Shot (baseline)Zero-Shot (adversarial)
de→fr1875/300319.7119.2219.93
fr→de1591/300324.3321.6323.87
", + "type": "table", + "image_path": "6c4a2e00685705df1b57af033178659150fa26a3714e97dfa91c79aa35224446.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 114, + 235, + 495, + 247.33333333333334 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 114, + 247.33333333333334, + 495, + 259.6666666666667 + ], + "spans": [], + "index": 11 + }, + { + "bbox": [ + 114, + 259.6666666666667, + 495, + 272.0 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "table_caption", + "bbox": [ + 106, + 284, + 504, + 306 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 282, + 505, + 298 + ], + "spans": [ + { + "bbox": [ + 105, + 282, + 505, + 298 + ], + "score": 1.0, + "content": "Table 3: BLEU on subset of examples predicted in the right language by the direct translation using", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 295, + 250, + 307 + ], + "spans": [ + { + "bbox": [ + 106, + 295, + 250, + 307 + ], + "score": 1.0, + "content": "the baseline system (newstest2012)", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13.5 + } + ], + "index": 12.25 + }, + { + "type": "text", + "bbox": [ + 106, + 324, + 505, + 434 + ], + "lines": [ + { + "bbox": [ + 106, + 324, + 506, + 337 + ], + "spans": [ + { + "bbox": [ + 106, + 324, + 506, + 337 + ], + "score": 1.0, + "content": "Here we try to isolate the gains our system achieves due to improvements in the learning of trans-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 335, + 505, + 347 + ], + "spans": [ + { + "bbox": [ + 106, + 335, + 505, + 347 + ], + "score": 1.0, + "content": "ferable features, from those that can be attributed to decoding to the desired language. We discount", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 346, + 505, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 346, + 505, + 360 + ], + "score": 1.0, + "content": "the errors that could be attributed to incorrect language errors and inspect the translation quality", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 358, + 504, + 369 + ], + "spans": [ + { + "bbox": [ + 106, + 358, + 504, + 369 + ], + "score": 1.0, + "content": "on the subset of examples where the baseline model decodes in the right language. We re-evaluate", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 369, + 505, + 380 + ], + "spans": [ + { + "bbox": [ + 106, + 369, + 505, + 380 + ], + "score": 1.0, + "content": "the BLEU scores of all systems and show the results in Table 3. We find that the vanilla zero-shot", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 379, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 379, + 505, + 392 + ], + "score": 1.0, + "content": "translation system (Baseline) is much stronger than expected at first glance. It only lags the piv-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 390, + 506, + 402 + ], + "spans": [ + { + "bbox": [ + 106, + 390, + 506, + 402 + ], + "score": 1.0, + "content": "oting baseline by 0.5 BLEU points on French to German and by 2.7 BLEU points on German to", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 400, + 506, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 506, + 414 + ], + "score": 1.0, + "content": "French. We can now see that, even on this subset which was chosen to favor the baseline model,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 412, + 505, + 424 + ], + "spans": [ + { + "bbox": [ + 106, + 412, + 505, + 424 + ], + "score": 1.0, + "content": "the representation alignment of our adapted model contributes to improving the quality of zero-shot", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 423, + 500, + 436 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 500, + 436 + ], + "score": 1.0, + "content": "translation by 0.7 and 2.2 BLEU points on French to German and German to French, respectively.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 19.5 + }, + { + "type": "title", + "bbox": [ + 108, + 453, + 441, + 464 + ], + "lines": [ + { + "bbox": [ + 105, + 452, + 443, + 465 + ], + "spans": [ + { + "bbox": [ + 105, + 452, + 443, + 465 + ], + "score": 1.0, + "content": "4.3 IMPROVING THE LANGUAGE INVARIANCE OF MULTILINGUAL ENCODERS", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 107, + 475, + 504, + 541 + ], + "lines": [ + { + "bbox": [ + 106, + 475, + 505, + 488 + ], + "spans": [ + { + "bbox": [ + 106, + 475, + 505, + 488 + ], + "score": 1.0, + "content": "We design a simple experiment to determine whether representations learned while training a mul-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 487, + 505, + 498 + ], + "spans": [ + { + "bbox": [ + 106, + 487, + 505, + 498 + ], + "score": 1.0, + "content": "tilingual translation model are truly cross-lingual. We probe our baseline and aligned multilingual", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 497, + 505, + 509 + ], + "spans": [ + { + "bbox": [ + 105, + 497, + 505, + 509 + ], + "score": 1.0, + "content": "models with 3-way aligned data to determine the extent to which their representations are func-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 508, + 506, + 521 + ], + "spans": [ + { + "bbox": [ + 105, + 508, + 506, + 521 + ], + "score": 1.0, + "content": "tionally equivalent, during different stages in model training. Because source languages can have", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 518, + 505, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 518, + 505, + 532 + ], + "score": 1.0, + "content": "different sequence lengths and word orders for equivalent sentences, it is not possible to directly", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 532, + 270, + 543 + ], + "spans": [ + { + "bbox": [ + 106, + 532, + 270, + 543 + ], + "score": 1.0, + "content": "compare encoder output representations.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 28.5 + }, + { + "type": "text", + "bbox": [ + 106, + 547, + 505, + 639 + ], + "lines": [ + { + "bbox": [ + 105, + 546, + 505, + 560 + ], + "spans": [ + { + "bbox": [ + 105, + 546, + 505, + 560 + ], + "score": 1.0, + "content": "However, it is possible to directly compare the representations extracted by the decoder from the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 558, + 504, + 570 + ], + "spans": [ + { + "bbox": [ + 106, + 558, + 504, + 570 + ], + "score": 1.0, + "content": "encoder outputs for each language. Suppose we want to compare representations of semanti-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 569, + 505, + 581 + ], + "spans": [ + { + "bbox": [ + 106, + 569, + 487, + 581 + ], + "score": 1.0, + "content": "cally equivalent English and German sentences when translating into French. At time-step", + "type": "text" + }, + { + "bbox": [ + 487, + 570, + 492, + 579 + ], + "score": 0.66, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 493, + 569, + 505, + 581 + ], + "score": 1.0, + "content": "in", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 579, + 505, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 579, + 277, + 594 + ], + "score": 1.0, + "content": "the decoder, we use the model to predict", + "type": "text" + }, + { + "bbox": [ + 277, + 580, + 379, + 593 + ], + "score": 0.93, + "content": "p ( y _ { i } | E n c ( \\mathbf { x _ { e n } } ) , y _ { 1 : ( i - 1 ) } )", + "type": "inline_equation" + }, + { + "bbox": [ + 380, + 579, + 399, + 594 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 399, + 580, + 501, + 593 + ], + "score": 0.92, + "content": "p ( y _ { i } | E n c ( \\mathbf { x _ { d e } } ) , y _ { 1 : ( i - 1 ) } )", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 579, + 505, + 594 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 104, + 589, + 506, + 604 + ], + "spans": [ + { + "bbox": [ + 104, + 589, + 506, + 604 + ], + "score": 1.0, + "content": "However, in the seq2seq with attention formulation, these problems reduce to predicting", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 107, + 599, + 508, + 618 + ], + "spans": [ + { + "bbox": [ + 107, + 602, + 180, + 615 + ], + "score": 0.91, + "content": "p ( y _ { i } | c _ { i } ^ { e n } , y _ { 1 : ( i - 1 ) } )", + "type": "inline_equation" + }, + { + "bbox": [ + 180, + 599, + 200, + 618 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 200, + 601, + 272, + 615 + ], + "score": 0.91, + "content": "p ( j _ { i } | c _ { i } ^ { d e } , y _ { 1 : ( i - 1 ) } )", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 599, + 305, + 618 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 306, + 602, + 320, + 614 + ], + "score": 0.9, + "content": "c _ { i } ^ { e n }", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 599, + 340, + 618 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 340, + 601, + 354, + 614 + ], + "score": 0.9, + "content": "c _ { i } ^ { d e }", + "type": "inline_equation" + }, + { + "bbox": [ + 354, + 599, + 508, + 618 + ], + "score": 1.0, + "content": "are the attention context vectors ex-", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 613, + 506, + 627 + ], + "spans": [ + { + "bbox": [ + 105, + 613, + 159, + 627 + ], + "score": 1.0, + "content": "tracted from", + "type": "text" + }, + { + "bbox": [ + 159, + 614, + 202, + 626 + ], + "score": 0.91, + "content": "E n c ( \\mathbf { x _ { e n } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 202, + 613, + 222, + 627 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 222, + 615, + 264, + 626 + ], + "score": 0.9, + "content": "E n c ( \\mathbf { x _ { d e } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 613, + 416, + 627 + ], + "score": 1.0, + "content": ", respectively. Given the same set of", + "type": "text" + }, + { + "bbox": [ + 416, + 615, + 448, + 627 + ], + "score": 0.89, + "content": "y _ { 1 : ( i - 1 ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 613, + 506, + 627 + ], + "score": 1.0, + "content": ", with teacher", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 625, + 432, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 625, + 140, + 640 + ], + "score": 1.0, + "content": "forcing,", + "type": "text" + }, + { + "bbox": [ + 140, + 627, + 155, + 639 + ], + "score": 0.89, + "content": "c _ { i } ^ { e n }", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 625, + 173, + 640 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 173, + 626, + 187, + 639 + ], + "score": 0.91, + "content": "c _ { i } ^ { d e }", + "type": "inline_equation" + }, + { + "bbox": [ + 187, + 625, + 432, + 640 + ], + "score": 1.0, + "content": "should be identical if our encoder is truly language agnostic.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 35.5 + }, + { + "type": "text", + "bbox": [ + 107, + 643, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 644, + 505, + 656 + ], + "spans": [ + { + "bbox": [ + 106, + 644, + 505, + 656 + ], + "score": 1.0, + "content": "We use a randomly sampled set of 100 parallel en-de-fr sentences extracted from our dev set, new-", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 655, + 505, + 666 + ], + "spans": [ + { + "bbox": [ + 106, + 655, + 505, + 666 + ], + "score": 1.0, + "content": "stest2012, to perform this analysis. For each set of aligned sentences, we obtain the sequence of", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 664, + 506, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 664, + 203, + 679 + ], + "score": 1.0, + "content": "aligned context vectors", + "type": "text" + }, + { + "bbox": [ + 203, + 665, + 241, + 678 + ], + "score": 0.92, + "content": "( c _ { i } ^ { e n } , c _ { i } ^ { \\bar { d } e } )", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 664, + 506, + 679 + ], + "score": 1.0, + "content": "and plot the mean cosine distances for our baseline training run,", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 677, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 505, + 689 + ], + "score": 1.0, + "content": "and the incremental runs with alignment losses in Figure 2. Our results indicate that the vanilla", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "multilingual model learns to align encoder representations over the course of training. However, in", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 698, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 505, + 712 + ], + "score": 1.0, + "content": "the absence of an external incentive, the alignment process arrests as training progresses. Incremen-", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "score": 1.0, + "content": "tally training with the alignment losses results in a more language-agnostic representation, which", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 721, + 343, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 343, + 733 + ], + "score": 1.0, + "content": "contributes to the improvements in zero-shot performance.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 43.5 + } + ], + "page_idx": 5, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "6", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 105, + 82, + 503, + 105 + ], + "lines": [], + "index": 0.5, + "bbox_fs": [ + 105, + 81, + 505, + 105 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 107, + 110, + 505, + 187 + ], + "lines": [ + { + "bbox": [ + 105, + 109, + 506, + 123 + ], + "spans": [ + { + "bbox": [ + 105, + 109, + 506, + 123 + ], + "score": 1.0, + "content": "Further, we find that for a given sentence, all output tokens tend to be in the same language, and", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 122, + 506, + 134 + ], + "spans": [ + { + "bbox": [ + 105, + 122, + 506, + 134 + ], + "score": 1.0, + "content": "there is little to no code-switching. This was also observed by Johnson et al. (2016), where it", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "score": 1.0, + "content": "was explained as a cascading effect in the decoder: Once the decoder starts emitting tokens in", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 143, + 506, + 157 + ], + "spans": [ + { + "bbox": [ + 105, + 143, + 274, + 157 + ], + "score": 1.0, + "content": "one language, the conditional distribution", + "type": "text" + }, + { + "bbox": [ + 275, + 143, + 344, + 155 + ], + "score": 0.95, + "content": "p ( y _ { i } | y _ { i - 1 } , . . . , y _ { 1 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 344, + 143, + 506, + 157 + ], + "score": 1.0, + "content": "is heavily biased towards that particular", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "score": 1.0, + "content": "language. With explicit alignment, we remove the target language information encoded into the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 164, + 506, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 164, + 444, + 178 + ], + "score": 1.0, + "content": "source token representations. In the absence of this confounding information, the", + "type": "text" + }, + { + "bbox": [ + 445, + 165, + 478, + 176 + ], + "score": 0.87, + "content": "< t l >", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 164, + 506, + 178 + ], + "score": 1.0, + "content": "target", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 176, + 343, + 189 + ], + "spans": [ + { + "bbox": [ + 106, + 176, + 343, + 189 + ], + "score": 1.0, + "content": "token gives us more control to set the translation direction.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 5, + "bbox_fs": [ + 105, + 109, + 506, + 189 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 206, + 300, + 217 + ], + "lines": [ + { + "bbox": [ + 106, + 205, + 302, + 218 + ], + "spans": [ + { + "bbox": [ + 106, + 205, + 302, + 218 + ], + "score": 1.0, + "content": "4.2 IMPROVED ADAPTATION PERFORMANCE", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 9 + }, + { + "type": "table", + "bbox": [ + 114, + 235, + 495, + 272 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 114, + 235, + 495, + 272 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 114, + 235, + 495, + 272 + ], + "spans": [ + { + "bbox": [ + 114, + 235, + 495, + 272 + ], + "score": 0.964, + "html": "
# examplesPivot (baseline)Zero-Shot (baseline)Zero-Shot (adversarial)
de→fr1875/300319.7119.2219.93
fr→de1591/300324.3321.6323.87
", + "type": "table", + "image_path": "6c4a2e00685705df1b57af033178659150fa26a3714e97dfa91c79aa35224446.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 114, + 235, + 495, + 247.33333333333334 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 114, + 247.33333333333334, + 495, + 259.6666666666667 + ], + "spans": [], + "index": 11 + }, + { + "bbox": [ + 114, + 259.6666666666667, + 495, + 272.0 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "table_caption", + "bbox": [ + 106, + 284, + 504, + 306 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 282, + 505, + 298 + ], + "spans": [ + { + "bbox": [ + 105, + 282, + 505, + 298 + ], + "score": 1.0, + "content": "Table 3: BLEU on subset of examples predicted in the right language by the direct translation using", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 295, + 250, + 307 + ], + "spans": [ + { + "bbox": [ + 106, + 295, + 250, + 307 + ], + "score": 1.0, + "content": "the baseline system (newstest2012)", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13.5 + } + ], + "index": 12.25 + }, + { + "type": "text", + "bbox": [ + 106, + 324, + 505, + 434 + ], + "lines": [ + { + "bbox": [ + 106, + 324, + 506, + 337 + ], + "spans": [ + { + "bbox": [ + 106, + 324, + 506, + 337 + ], + "score": 1.0, + "content": "Here we try to isolate the gains our system achieves due to improvements in the learning of trans-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 335, + 505, + 347 + ], + "spans": [ + { + "bbox": [ + 106, + 335, + 505, + 347 + ], + "score": 1.0, + "content": "ferable features, from those that can be attributed to decoding to the desired language. We discount", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 346, + 505, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 346, + 505, + 360 + ], + "score": 1.0, + "content": "the errors that could be attributed to incorrect language errors and inspect the translation quality", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 358, + 504, + 369 + ], + "spans": [ + { + "bbox": [ + 106, + 358, + 504, + 369 + ], + "score": 1.0, + "content": "on the subset of examples where the baseline model decodes in the right language. We re-evaluate", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 369, + 505, + 380 + ], + "spans": [ + { + "bbox": [ + 106, + 369, + 505, + 380 + ], + "score": 1.0, + "content": "the BLEU scores of all systems and show the results in Table 3. We find that the vanilla zero-shot", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 379, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 379, + 505, + 392 + ], + "score": 1.0, + "content": "translation system (Baseline) is much stronger than expected at first glance. It only lags the piv-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 390, + 506, + 402 + ], + "spans": [ + { + "bbox": [ + 106, + 390, + 506, + 402 + ], + "score": 1.0, + "content": "oting baseline by 0.5 BLEU points on French to German and by 2.7 BLEU points on German to", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 400, + 506, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 506, + 414 + ], + "score": 1.0, + "content": "French. We can now see that, even on this subset which was chosen to favor the baseline model,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 412, + 505, + 424 + ], + "spans": [ + { + "bbox": [ + 106, + 412, + 505, + 424 + ], + "score": 1.0, + "content": "the representation alignment of our adapted model contributes to improving the quality of zero-shot", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 423, + 500, + 436 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 500, + 436 + ], + "score": 1.0, + "content": "translation by 0.7 and 2.2 BLEU points on French to German and German to French, respectively.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 19.5, + "bbox_fs": [ + 105, + 324, + 506, + 436 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 453, + 441, + 464 + ], + "lines": [ + { + "bbox": [ + 105, + 452, + 443, + 465 + ], + "spans": [ + { + "bbox": [ + 105, + 452, + 443, + 465 + ], + "score": 1.0, + "content": "4.3 IMPROVING THE LANGUAGE INVARIANCE OF MULTILINGUAL ENCODERS", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 107, + 475, + 504, + 541 + ], + "lines": [ + { + "bbox": [ + 106, + 475, + 505, + 488 + ], + "spans": [ + { + "bbox": [ + 106, + 475, + 505, + 488 + ], + "score": 1.0, + "content": "We design a simple experiment to determine whether representations learned while training a mul-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 487, + 505, + 498 + ], + "spans": [ + { + "bbox": [ + 106, + 487, + 505, + 498 + ], + "score": 1.0, + "content": "tilingual translation model are truly cross-lingual. We probe our baseline and aligned multilingual", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 497, + 505, + 509 + ], + "spans": [ + { + "bbox": [ + 105, + 497, + 505, + 509 + ], + "score": 1.0, + "content": "models with 3-way aligned data to determine the extent to which their representations are func-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 508, + 506, + 521 + ], + "spans": [ + { + "bbox": [ + 105, + 508, + 506, + 521 + ], + "score": 1.0, + "content": "tionally equivalent, during different stages in model training. Because source languages can have", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 518, + 505, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 518, + 505, + 532 + ], + "score": 1.0, + "content": "different sequence lengths and word orders for equivalent sentences, it is not possible to directly", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 532, + 270, + 543 + ], + "spans": [ + { + "bbox": [ + 106, + 532, + 270, + 543 + ], + "score": 1.0, + "content": "compare encoder output representations.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 475, + 506, + 543 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 547, + 505, + 639 + ], + "lines": [ + { + "bbox": [ + 105, + 546, + 505, + 560 + ], + "spans": [ + { + "bbox": [ + 105, + 546, + 505, + 560 + ], + "score": 1.0, + "content": "However, it is possible to directly compare the representations extracted by the decoder from the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 558, + 504, + 570 + ], + "spans": [ + { + "bbox": [ + 106, + 558, + 504, + 570 + ], + "score": 1.0, + "content": "encoder outputs for each language. Suppose we want to compare representations of semanti-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 569, + 505, + 581 + ], + "spans": [ + { + "bbox": [ + 106, + 569, + 487, + 581 + ], + "score": 1.0, + "content": "cally equivalent English and German sentences when translating into French. At time-step", + "type": "text" + }, + { + "bbox": [ + 487, + 570, + 492, + 579 + ], + "score": 0.66, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 493, + 569, + 505, + 581 + ], + "score": 1.0, + "content": "in", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 579, + 505, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 579, + 277, + 594 + ], + "score": 1.0, + "content": "the decoder, we use the model to predict", + "type": "text" + }, + { + "bbox": [ + 277, + 580, + 379, + 593 + ], + "score": 0.93, + "content": "p ( y _ { i } | E n c ( \\mathbf { x _ { e n } } ) , y _ { 1 : ( i - 1 ) } )", + "type": "inline_equation" + }, + { + "bbox": [ + 380, + 579, + 399, + 594 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 399, + 580, + 501, + 593 + ], + "score": 0.92, + "content": "p ( y _ { i } | E n c ( \\mathbf { x _ { d e } } ) , y _ { 1 : ( i - 1 ) } )", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 579, + 505, + 594 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 104, + 589, + 506, + 604 + ], + "spans": [ + { + "bbox": [ + 104, + 589, + 506, + 604 + ], + "score": 1.0, + "content": "However, in the seq2seq with attention formulation, these problems reduce to predicting", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 107, + 599, + 508, + 618 + ], + "spans": [ + { + "bbox": [ + 107, + 602, + 180, + 615 + ], + "score": 0.91, + "content": "p ( y _ { i } | c _ { i } ^ { e n } , y _ { 1 : ( i - 1 ) } )", + "type": "inline_equation" + }, + { + "bbox": [ + 180, + 599, + 200, + 618 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 200, + 601, + 272, + 615 + ], + "score": 0.91, + "content": "p ( j _ { i } | c _ { i } ^ { d e } , y _ { 1 : ( i - 1 ) } )", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 599, + 305, + 618 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 306, + 602, + 320, + 614 + ], + "score": 0.9, + "content": "c _ { i } ^ { e n }", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 599, + 340, + 618 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 340, + 601, + 354, + 614 + ], + "score": 0.9, + "content": "c _ { i } ^ { d e }", + "type": "inline_equation" + }, + { + "bbox": [ + 354, + 599, + 508, + 618 + ], + "score": 1.0, + "content": "are the attention context vectors ex-", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 613, + 506, + 627 + ], + "spans": [ + { + "bbox": [ + 105, + 613, + 159, + 627 + ], + "score": 1.0, + "content": "tracted from", + "type": "text" + }, + { + "bbox": [ + 159, + 614, + 202, + 626 + ], + "score": 0.91, + "content": "E n c ( \\mathbf { x _ { e n } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 202, + 613, + 222, + 627 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 222, + 615, + 264, + 626 + ], + "score": 0.9, + "content": "E n c ( \\mathbf { x _ { d e } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 613, + 416, + 627 + ], + "score": 1.0, + "content": ", respectively. 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Our results indicate that the vanilla", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "multilingual model learns to align encoder representations over the course of training. However, in", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 698, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 505, + 712 + ], + "score": 1.0, + "content": "the absence of an external incentive, the alignment process arrests as training progresses. Incremen-", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "score": 1.0, + "content": "tally training with the alignment losses results in a more language-agnostic representation, which", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 721, + 343, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 343, + 733 + ], + "score": 1.0, + "content": "contributes to the improvements in zero-shot performance.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 43.5, + "bbox_fs": [ + 105, + 644, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 151, + 88, + 461, + 273 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 151, + 88, + 461, + 273 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 151, + 88, + 461, + 273 + ], + "spans": [ + { + "bbox": [ + 151, + 88, + 461, + 273 + ], + "score": 0.974, + "type": "image", + "image_path": "8cf464fd17c072523196bf863beefa024ab3cb29592b1eb5f918d697eef0afe3.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 151, + 88, + 461, + 149.66666666666666 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 151, + 149.66666666666666, + 461, + 211.33333333333331 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 151, + 211.33333333333331, + 461, + 273.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 294, + 505, + 317 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 294, + 505, + 307 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 505, + 307 + ], + "score": 1.0, + "content": "Figure 2: Average cosine distance between aligned context vectors for all combinations of English", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 305, + 334, + 318 + ], + "spans": [ + { + "bbox": [ + 106, + 305, + 334, + 318 + ], + "score": 1.0, + "content": "(en), German (de) and French (fr) as training progresses.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3.5 + } + ], + "index": 2.25 + }, + { + "type": "title", + "bbox": [ + 108, + 338, + 270, + 349 + ], + "lines": [ + { + "bbox": [ + 105, + 338, + 271, + 351 + ], + "spans": [ + { + "bbox": [ + 105, + 338, + 271, + 351 + ], + "score": 1.0, + "content": "4.4 SCALING TO MORE LANGUAGES", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5 + }, + { + "type": "text", + "bbox": [ + 106, + 359, + 505, + 458 + ], + "lines": [ + { + "bbox": [ + 106, + 359, + 506, + 371 + ], + "spans": [ + { + "bbox": [ + 106, + 359, + 506, + 371 + ], + "score": 1.0, + "content": "Given the good results on WMT en-fr-de, we now extend our experiments, to test the scalability of", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 104, + 370, + 506, + 383 + ], + "spans": [ + { + "bbox": [ + 104, + 370, + 506, + 383 + ], + "score": 1.0, + "content": "our approach to multiple languages. We work with the IWSLT-17 dataset which has transcripts of", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 380, + 506, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 506, + 394 + ], + "score": 1.0, + "content": "Ted talks in 5 languages: English (en), Dutch (nl), German (de), Italian (it), and Romanian (ro). The", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 391, + 506, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 391, + 506, + 405 + ], + "score": 1.0, + "content": "original dataset is multi-way parallel with approximately 220 thousand sentences per language, but", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 402, + 506, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 402, + 506, + 416 + ], + "score": 1.0, + "content": "for the sake of our experiments we only use the to/from English directions for training. The dev", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 412, + 506, + 428 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 506, + 428 + ], + "score": 1.0, + "content": "and test sets are also multi-way parallel and comprise around 900 and 1100 sentences per language", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 424, + 506, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 506, + 438 + ], + "score": 1.0, + "content": "pair respectively. We again use the transformer base architecture. 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We use the cosine loss with", + "type": "text" + }, + { + "bbox": [ + 270, + 447, + 277, + 457 + ], + "score": 0.65, + "content": "\\lambda", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 446, + 461, + 460 + ], + "score": 1.0, + "content": "set to 0.001 because of how easy it is to tune.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 10 + }, + { + "type": "table", + "bbox": [ + 178, + 469, + 433, + 527 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 178, + 469, + 433, + 527 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 178, + 469, + 433, + 527 + ], + "spans": [ + { + "bbox": [ + 178, + 469, + 433, + 527 + ], + "score": 0.977, + "html": "
vanillacosine
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Direct translationde→fr 16.80 (zs)fr→de 12.03 (zs)en→fr 32.68en→de 24.48fr→en 32.33de→en 30.26
Pivot through English26.2520.181111
adversarial pool-cosine26.00 (zs) 25.85 (zs)20.39 (zs) 20.18 (zs)32.92 32.9424.50 24.5132.39 32.3630.21 30.32
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en defr
de→fr14%25%60%
fr→de12%34%
de→en→fr5%54%
fr→en→de0%95%
6%94%0%
fr references4%0%96%
de references4%96%0%
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# examplesPivot (baseline)Zero-Shot (baseline)Zero-Shot (adversarial)
de→fr1875/300319.7119.2219.93
fr→de1591/300324.3321.6323.87
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a major challenge for reinforcement learning. One reason is that the variability of the returns often depends on the current state and action, and is therefore heteroscedastic. Classical exploration strategies such as upper confidence bound algorithms and Thompson sampling fail to appropriately account for heteroscedasticity, even in the bandit setting. Motivated by recent findings that address this issue in bandits, we propose to use Information-Directed Sampling (IDS) for exploration in reinforcement learning. As our main contribution, we build on recent advances in distributional reinforcement learning and propose a novel, tractable approximation of IDS for deep Q-learning. The resulting exploration strategy explicitly accounts for both parametric uncertainty and heteroscedastic observation noise. We evaluate our method on Atari games and demonstrate a significant improvement over alternative approaches. + +# 1 INTRODUCTION + +In Reinforcement Learning (RL), an agent seeks to maximize the cumulative rewards obtained from interactions with an unknown environment. Given only knowledge based on previously observed trajectories, the agent faces the exploration-exploitation dilemma: Should the agent take actions that maximize rewards based on its current knowledge or instead investigate poorly understood states and actions to potentially improve future performance. Thus, in order to find the optimal policy the agent needs to use an appropriate exploration strategy. + +Popular exploration strategies, such as $\epsilon$ -greedy (Sutton & Barto, 1998), rely on random perturbations of the agent’s policy, which leads to undirected exploration. The theoretical RL literature offers a variety of statistically-efficient methods that are based on a measure of uncertainty in the agent’s model. Examples include upper confidence bound (UCB) (Auer et al., 2002) and Thompson sampling (TS) (Thompson, 1933). In recent years, these have been extended to practical exploration algorithms for large state-spaces and shown to improve performance (Osband et al., 2016a; Chen et al., 2017; O’Donoghue et al., 2018; Fortunato et al., 2018). However, these methods assume that the observation noise distribution is independent of the evaluation point, while in practice heteroscedastic observation noise is omnipresent in RL. This means that the noise depends on the evaluation point, rather than being identically distributed (homoscedastic). For instance, the return distribution typically depends on a sequence of interactions and, potentially, on hidden states or inherently heteroscedastic reward observations. Kirschner & Krause (2018) recently demonstrated that, even in the simpler bandit setting, classical approaches such as UCB and TS fail to efficiently account for heteroscedastic noise. + +In this work, we propose to use Information-Directed Sampling (IDS) (Russo & Van Roy, 2014; Kirschner & Krause, 2018) for efficient exploration in RL. The IDS framework can be used to design exploration-exploitation strategies that balance the estimated instantaneous regret and the expected information gain. Importantly, through the choice of an appropriate information-gain function, IDS is able to account for parametric uncertainty and heteroscedastic observation noise during exploration. + +As our main contribution, we propose a novel, tractable RL algorithm based on the IDS principle. We combine recent advances in distributional RL (Bellemare et al., 2017; Dabney et al., 2018b) and approximate parameter uncertainty methods in order to develop both homoscedastic and heteroscedastic variants of an agent that is similar to DQN (Mnih et al., 2015), but uses informationdirected exploration. Our evaluation on Atari 2600 games shows the importance of accounting for heteroscedastic noise and indicates that at our approach can substantially outperform alternative state-of-the-art algorithms that focus on modeling either only epistemic or only aleatoric uncertainty. To the best of our knowledge, we are the first to develop a tractable IDS algorithm for RL in large state spaces. + +# 2 RELATED WORK + +Exploration algorithms are well understood in bandits and have inspired successful extensions to RL (Bubeck & Cesa-Bianchi, 2012; Lattimore & Szepesvari ´ , 2018). Many strategies rely on the ”optimism in the face of uncertainty” (Lai & Robbins, 1985) principle. These algorithms act greedily w.r.t. an augmented reward function that incorporates an exploration bonus. One prominent example is the upper confidence bound (UCB) algorithm (Auer et al., 2002), which uses a bonus based on confidence intervals. A related strategy is Thompson sampling (TS) (Thompson, 1933), which samples actions according to their posterior probability of being optimal in a Bayesian model. This approach often provides better empirical results than optimistic strategies (Chapelle & Li, 2011). + +In order to extend TS to RL, one needs to maintain a distribution over Markov Decision Processes (MDPs), which is difficult in general. Similar to TS, Osband et al. (2016b) propose randomized linear value functions to maintain a Bayesian posterior distribution over value functions. Bootstrapped DQN (Osband et al., 2016a) extends this idea to deep neural networks by using an ensemble of Qfunctions. To explore, Bootstrapped DQN randomly samples a Q-function from the ensemble and acts greedily w.r.t. the sample. Fortunato et al. (2018) and Plappert et al. (2018) investigate a similar idea and propose to adaptively perturb the parameter-space, which can also be thought of as tracking an approximate parameter posterior. O’Donoghue et al. (2018) propose TS in combination with an uncertainty Bellman equation, which propagates agent’s uncertainty in the Q-values over multiple time steps. Additionally, Chen et al. (2017) propose to use the Q-ensemble of Bootstrapped DQN to obtain approximate confidence intervals for a UCB policy. There are also multiple other ways to approximate parametric posterior in neural networks, including Neural Bayesian Linear Regression (Snoek et al., 2015; Azizzadenesheli et al., 2018), Variational Inference (Blundell et al., 2015), Monte Carlo methods (Neal, 1995; Mandt et al., 2016; Welling & Teh, 2011), and Bayesian Dropout (Gal & Ghahramani, 2016). For an empirical comparison of these, we refer the reader to Riquelme et al. (2018). + +A shortcoming of all approaches mentioned above is that, while they consider parametric uncertainty, they do not account for heteroscedastic noise during exploration. In contrast, distributional RL algorithms, such as Categorical DQN (C51) (Bellemare et al., 2017) and Quantile Regression DQN (QR-DQN) (Dabney et al., 2018b), approximate the distribution over the Q-values directly. However, both methods do not take advantage of the return distribution for exploration and use $\epsilon$ -greedy exploration. Implicit Quantile Networks (IQN) (Dabney et al., 2018a) instead use a risksensitive policy based on a return distribution learned via quantile regression and outperform both C51 and QR-DQN on Atari-57. Similarly, Moerland et al. (2018) and Dilokthanakul & Shanahan (2018) act optimistically w.r.t. the return distribution in deterministic MDPs. However, these approaches to not consider parametric uncertainty. + +Return and parametric uncertainty have previously been combined for exploration by Tang & Agrawal (2018) and Moerland et al. (2017). Both methods account for parametric uncertainty by sampling parameters that define a distribution over Q-values. The former then act greedily with respect to the expectation of this distribution, while the latter additionally samples a return for each action and then acts greedily with respect to it. However, like Thompson sampling, these approaches do not appropriately exploit the heteroscedastic nature of the return. In particular, noisier actions are more likely to be chosen, which can slow down learning. + +Our method is based on Information-Directed Sampling (IDS), which can explicitly account for parametric uncertainty and heteroscedasticity in the return distribution. IDS has been primarily studied in the bandit setting (Russo & Van Roy, 2014; Kirschner & Krause, 2018). Zanette & Sarkar (2017) extend it to finite MDPs, but their approach remains impractical for large state spaces, since it requires to find the optimal policies for a set of MDPs at the beginning of each episode. + +# 3 BACKGROUND + +We model the agent-environment interaction with a MDP $( S , { \mathcal { A } } , R , P , \gamma )$ , where $s$ and $\mathcal { A }$ are the state and action spaces, $R ( \mathbf { s } , \mathbf { a } )$ is the stochastic reward function, $P ( \mathbf { s } ^ { \prime } | \mathbf { \dot { s } } , \mathbf { a } )$ is the probability of transitioning from state s to state $\mathbf { s } ^ { \prime }$ after taking action $\mathbf { a }$ , and $\gamma \in [ 0 , 1 )$ is the discount factor. A policy the dis $\pi ( \cdot | \mathbf { s } ) \in \mathcal { P } ( \mathcal { A } )$ maps a state sf action a in stat $\in \cal S$ to a distribution a random variable cy , w $\pi$ $\begin{array} { r } { Z ^ { \pi } ( \mathbf { s } , \mathbf { a } ) = \sum _ { t = 0 } ^ { \infty } \gamma ^ { t } R ( \mathbf { s } _ { t } , \mathbf { \bar { a } } _ { t } ) } \end{array}$ initial state $\mathbf { s } = \mathbf { s } _ { 0 }$ and action ${ \bf a } = { \bf a } _ { 0 }$ and transition probabilities $\mathbf { s } _ { t } \sim P ( \cdot | \mathbf { s } _ { t - 1 } , \mathbf { \bar { a } } _ { t - 1 } )$ , $\mathbf { a } _ { t } \sim \pi ( \cdot | \mathbf { s } _ { t } )$ . The return distribution $Z$ statisfied the Bellman equation, + +$$ +\begin{array} { r } { Z ^ { \pi } ( \mathbf { s } , \mathbf { a } ) \stackrel { D } { = } R ( \mathbf { s } , \mathbf { a } ) + \gamma Z ^ { \pi } ( \mathbf { s } ^ { \prime } , \mathbf { a } ^ { \prime } ) , } \end{array} +$$ + +where $\underline { { \underline { { D } } } }$ denotes distributional equality. If we take the expectation of (1), the usual Bellman equation (Bellman, 1957) for the Q-function, $Q ^ { \pi } ( \mathbf { s } , \mathbf { a } ) = \mathbb { E } [ Z ^ { \pi } ( \mathbf { s } , \mathbf { a } ) ]$ , follows as + +$$ +\begin{array} { r } { Q ^ { \pi } ( \mathbf { s } , \mathbf { a } ) = \mathbb { E } \left[ R ( \mathbf { s } , \mathbf { a } ) \right] + \gamma \mathbb { E } _ { P , \pi } \left[ Q ^ { \pi } ( \mathbf { s } ^ { \prime } , \mathbf { a } ^ { \prime } ) \right] . } \end{array} +$$ + +The objective is to find an optimal policy $\pi ^ { * }$ that maximizes the expected total discounted return $\mathbb { E } [ Z ^ { \pi } ( \bar { \mathbf { s } } , \mathbf { a } ) ] = Q ^ { \pi } ( \mathbf { s } , \mathbf { a } )$ for all $\mathbf { s } \in { \mathcal { S } } , \mathbf { a } \in A$ . + +# 3.1 UNCERTAINTY IN REINFORCEMENT LEARNING + +To find such an optimal policy, the majority of RL algorithms use a point estimate of the Q-function, $Q ( \mathbf { s } , \mathbf { a } )$ . However, such methods can be inefficient, because they can be overconfident about the performance of suboptimal actions if the optimal ones have not been evaluated before. A natural solution for more efficient exploration is to use uncertainty information. In this context, there are two source of uncertainty. Parametric (epistemic) uncertainty is a result of ambiguity over the class of models that explain that data seen so far, while intrinsic (aleatoric) uncertainty is caused by stochasticity in the environment or policy, and is captured by the distribution over returns (Moerland et al., 2017). + +Osband et al. (2016a) estimate parametric uncertainty with a Bootstrapped DQN. They maintain an ensemble of $K$ Q-functions, $\{ \dot { Q } _ { k } \} _ { k = 1 } ^ { K }$ , which is represented by a multi-headed deep neural network. To train the network, the standard bootstrap method (Efron, 1979; Hastie et al., 2001) constructs $K$ different datasets by sampling with replacement from the global data pool. Instead, Osband et al. (2016a) trains all network heads on the exact same data and diversifies the Q-ensemble via two other mechanisms. First, each head $Q _ { k } ( \mathbf { s } , \mathbf { a } ; \theta )$ is trained on its own independent target head $Q _ { k } ( \mathbf { s } , \mathbf { a } ; \theta ^ { - } )$ , which is periodically updated (Mnih et al., 2015). Further, each head is randomly initialized, which, combined with the nonlinear parameterization and the independently targets, provides sufficient diversification. + +Intrinsic uncertainty is captured by the return distribution $Z ^ { \pi }$ . While Q-learning (Watkins, 1989) aims to estimate the expected discounted return $Q ^ { \pi } ( \mathbf { s } , \mathbf { a } ) = \mathbb { E } [ Z ^ { \pi } ( \mathbf { s } , \mathbf { a } ) ]$ , distributional RL approximates the random return $Z ^ { \pi } ( \mathbf { s } , \mathbf { a } )$ directly. As in standard Q-learning (Watkins, 1989), one can define a distributional Bellman optimality operator based on (1), + +$$ +\mathcal { T } Z ( \mathbf { s } , \mathbf { a } ) : = R ( \mathbf { s } , \mathbf { a } ) + \gamma Z ( \mathbf { s } ^ { \prime } , \arg \operatorname* { m a x } _ { \mathbf { a } ^ { \prime } \in \mathcal { A } } \mathbb { E } [ Z ( \mathbf { s } ^ { \prime } , \mathbf { a } ^ { \prime } ) ] ) . +$$ + +To estimate the distribution of $Z$ , we use the approach of C51 (Bellemare et al., 2017) in the following. It parameterizes the return as a categorical distribution over a set of equidistant atoms in a fixed interval $[ V _ { \operatorname* { m i n } } , V _ { \operatorname* { m a x } } ]$ . The atom probabilities are parameterized by a softmax distribution over the outputs of a parametric model. Since the parameterization $Z _ { \theta }$ and the Bellman update $\mathcal { T } Z _ { \theta }$ have disjoint supports, the algorithm requires an additional step $\Phi$ that projects the shifted support of $\mathcal { T } Z _ { \theta }$ onto $[ V _ { \mathrm { m i n } } , V _ { \mathrm { m a x } } ]$ . Then it minimizes the Kullback-Leibler divergence $D _ { \mathrm { K L } } \left( \Phi T Z _ { \theta } | | \bar { Z _ { \theta } } \right)$ . + +![](images/c380b9f6969cdbaea657461100abbf2096bc0d59ac0392b5e77356708b71031c.jpg) +Figure 1: Gaussian Process setting. $R$ : the true function, $\rho ^ { 2 }$ : true observation noise variance, blue: confidence region with $\mu$ indicating the mean, blue dots: sampled evaluation points. (a): prior, (b), (c), (d): UCB, TS, IDS posteriors respectively after 20 samples. + +# 3.2 HETEROSCEDASTICITY IN REINFORCEMENT LEARNING + +In RL, heteroscedasticity means that the variance of the return distribution $Z$ depends on the state and action. This can occur in a number of ways. The variance ${ \mathrm { V a r } } ( R | { \bf s } , { \bf a } )$ of the reward function itself may depend on s or a. Even with deterministic or homoscedastic rewards, in stochastic environments the variance of the observed return is a function of the stochasticity in the transitions over a sequence of steps. Furthermore, Partially Observable MDPs (Monahan, 1982) are also heteroscedastic due to the possibility of different states aliasing to the same observation. + +Interestingly, heteroscedasticity also occurs in value-based RL regardless of the environment. This is due to Bellman targets being generated based on an evolving policy $\pi$ . To demonstrate this, consider a standard observation model used in supervised learning $y _ { t } = f ( \mathbf { x } _ { t } ) + \epsilon _ { t } ( \mathbf { x } _ { t } )$ , with true function $f$ and Gaussian noise $\boldsymbol { \epsilon } _ { t } ( { \mathbf { x } } _ { t } )$ . In Temporal Difference (TD) algorithms (Sutton & Barto, 1998), given a sample transition $\left( \mathbf { s } _ { t } , \mathbf { a } _ { t } , r _ { t } , \mathbf { s } _ { t + 1 } \right)$ , the learning target is generated as $y _ { t } = r _ { t } + \gamma Q ^ { \pi } ( \mathbf { s } _ { t + 1 } , \mathbf { a } ^ { \prime } )$ , for some action $\mathbf { a } ^ { \prime }$ . Similarly to the observation model above, we can describe TD-targets for learning $Q ^ { * }$ being generated as $y _ { t } = f ( \mathbf { s } _ { t } , \mathbf { a } _ { t } ) + \epsilon _ { t } ^ { \pi } ( \mathbf { s } _ { t } , \mathbf { a } _ { t } )$ , with $f$ and $\epsilon _ { t } ^ { \pi }$ given by + +$$ +\begin{array} { r l } & { f ( \mathbf { s } _ { t } , \mathbf { a } _ { t } ) = Q ^ { * } ( \mathbf { s } _ { t } , \mathbf { a } _ { t } ) = \mathbb { E } [ R ( \mathbf { s } _ { t } , \mathbf { a } _ { t } ) ] + \gamma \mathbb { E } _ { \mathbf { s } ^ { \prime } \sim p ( \mathbf { s } ^ { \prime } \mid \mathbf { s } _ { t } , \mathbf { a } _ { t } ) } [ \underset { \mathbf { a } ^ { \prime } } { \operatorname* { m a x } } Q ^ { * } ( \mathbf { s } ^ { \prime } , \mathbf { a } ^ { \prime } ) ] } \\ & { \epsilon _ { t } ^ { \pi } ( \mathbf { s } _ { t } , \mathbf { a } _ { t } ) = r _ { t } + \gamma Q ^ { \pi } ( \mathbf { s } _ { t + 1 } , \mathbf { a } ^ { \prime } ) - f ( \mathbf { s } _ { t } , \mathbf { a } _ { t } ) } \\ & { \qquad = ( r _ { t } - \mathbb { E } [ R ( \mathbf { s } _ { t } , \mathbf { a } _ { t } ) ] ) + \gamma \left( Q ^ { \pi } ( \mathbf { s } _ { t + 1 } , \mathbf { a } ^ { \prime } ) - \mathbb { E } _ { \mathbf { s } ^ { \prime } \sim p ( \mathbf { s } ^ { \prime } \mid \mathbf { s } _ { t } , \mathbf { a } _ { t } ) } [ \underset { \mathbf { a } ^ { \prime } } { \operatorname* { m a x } } Q ^ { * } ( \mathbf { s } ^ { \prime } , \mathbf { a } ^ { \prime } ) ] \right) } \end{array} +$$ + +The last term clearly shows the dependence of the noise function $\epsilon _ { t } ^ { \pi } ( \mathbf { s } , \mathbf { a } )$ on the policy $\pi$ , used to generate the Bellman target. Note additionally that heteroscedastic targets are not limited to TDlearning methods, but also occur in $\mathrm { T D } ( \lambda )$ and Monte-Carlo learning (Sutton $\&$ Barto, 1998), no matter if the environment is stochastic or not. + +# 3.3 INFORMATION-DIRECTED SAMPLING + +Information-Directed Sampling (IDS) is a bandit algorithm, which was first introduced in the Bayesian setting by Russo & Van Roy (2014), and later adapted to the frequentist framework by Kirschner & Krause (2018). Here, we concentrate on the latter formulation in order to avoid keeping track of a posterior distribution over the environment, which itself is a difficult problem in RL. The bandit problem is equivalent to a single state MDP with stochastic reward function $R ( { \bf a } , { \bf s } ) = R ( { \bf a } )$ and optimal action $\mathbf { a } ^ { * } = \arg \operatorname* { m a x } _ { \mathbf { a } \in \mathcal { A } } \mathbb { E } [ R ( \mathbf { a } ) ]$ . We define the (expected) regret $\Delta ( \mathbf { a } ) : = \mathbb { E } \left[ R ( \mathbf { a } ^ { * } ) - R ( \mathbf { a } ) \right]$ , which is the loss in reward for choosing an suboptimal action a. Note, however, that we cannot directly compute $\Delta ( \mathbf { a } )$ , since it depends on $R$ and the unknown optimal action $\mathbf { a } ^ { * }$ . Instead, IDS uses a conservative regret estimate $\begin{array} { r } { \hat { \Delta } _ { t } ( \mathbf { a } ) = \mathrm { m a x } _ { \mathbf { a } ^ { \prime } \in \mathcal { A } } u _ { t } ( \mathbf { a } ^ { \prime } ) - l _ { t } ( \mathbf { a } ) } \end{array}$ , where $[ l _ { t } ( \mathbf { a } ) , u _ { t } ( \mathbf { a } ) ]$ is a confidence interval which contains the true expected reward $\mathbb { E } [ R ( { \bf a } ) ]$ with high probability. + +In addition, assume for now that we are given an information gain function $I _ { t } ( \mathbf { a } )$ . Then, at any time step $t$ , the IDS policy is defined by + +$$ +\mathbf { a } _ { t } ^ { \mathrm { I D S } } \in \mathop { \mathrm { a r g } } \operatorname* { m i n } _ { \mathbf { a } \in \mathcal { A } } \frac { \hat { \Delta } _ { t } ( \mathbf { a } ) ^ { 2 } } { I _ { t } ( \mathbf { a } ) } . +$$ + +Technically, this is known as deterministic IDS which, for simplicity, we refer to as IDS throughout this work. Intuitively, IDS chooses actions with small regret-information ratio $\begin{array} { r } { \hat { \Psi } _ { t } ( \mathbf { a } ) : = \frac { \hat { \Delta } _ { t } ( \mathbf { \bar { a } } ) ^ { 2 } } { I _ { t } ( \mathbf { a } ) } } \end{array}$ to balance between incurring regret and acquiring new information at each step. Kirschner & Krause (2018) introduce several information-gain functions and derive a high-probability bound on the cumulative regret, $\begin{array} { r } { \sum _ { t = 1 } ^ { T } \Delta _ { t } ( \mathbf { a } _ { t } ^ { \mathrm { I D S } } ) \leq \mathcal { O } ( \sqrt { T \gamma _ { T } } ) } \end{array}$ . Here, $\gamma _ { T }$ is an upper bound on the total information gain $\textstyle \sum _ { t = 1 } ^ { T } I _ { t } ( \mathbf { a } _ { t } )$ , which has a sublinear dependence in $T$ for different function classes and the specific information-gain function we use in the following (Srinivas et al., 2010). The overall regret bound for IDS matches the best bound known for the widely used UCB policy for linear and kernelized reward functions. + +One particular choice of the information gain function, that works well empirically and we focus on in the following, is $I _ { t } ( \mathbf { a } ) = \log \big ( 1 + \bar { \sigma _ { t } } ( \mathbf { a } ) ^ { 2 } / \rho ( \mathbf { a } ) ^ { 2 } \big )$ (Kirschner & Krause, 2018). Here $\sigma _ { t } ( a ) ^ { 2 }$ is the variance in the parametric estimate of $\mathbb { E } [ R ( { \bf a } ) ]$ and $\rho ( \mathbf { a } ) ^ { 2 } = \mathrm { V a r } [ R ( \mathbf { a } ) ]$ is the variance of the observed reward. In particular, the information gain $I _ { t } ( \mathbf { a } )$ is small for actions with little uncertainty in the true expected reward or with reward that is subject to high observation noise. Importantly, note that $\rho ( \mathbf { a } ) ^ { 2 }$ may explicitly depend on the selected action a, which allows the policy to account for heteroscedastic noise. + +We demonstrate the advantage of such a strategy in the Gaussian Process setting (Murphy, 2012). In particular, for an arbitrary set of actions $\mathbf { a } _ { 1 } , \ldots , \mathbf { a } _ { N }$ , we model the distribution of $R ( \mathbf { a } _ { 1 } ) , \ldots , R ( \mathbf { a } _ { N } )$ by a multivariate Gaussian, with covariance $\operatorname { C o v } [ R ( \mathbf { a } _ { i } ) , R ( \mathbf { a } _ { j } ) ] = \kappa ( \mathbf { x } _ { i } , \mathbf { x } _ { j } )$ , where $\kappa$ is a positive definite kernel. In our toy example, the goal is to maximize $R ( \mathbf { x } )$ under heteroscedastic observation noise with variance $\rho ( \mathbf { x } ) ^ { 2 }$ (Figure 1). As UCB and TS do not consider observation noise in the acquisition function, they may sample at points where $\rho ( { \bf x } ) ^ { 2 }$ is large. Instead, by exploiting kernel correlation, IDS is able to shrink the uncertainty in the high-noise region with fewer samples, by selecting a nearby point with potentially higher regret but small noise. + +# 4 INFORMATION-DIRECTED SAMPLING FOR REINFORCEMENT LEARNING + +In this section, we use the IDS strategy from the previous section in the context of deep RL. In order to do so, we have to define a tractable notion of regret $\Delta _ { t }$ and information gain $I _ { t }$ . + +# 4.1 ESTIMATING REGRET AND INFORMATION GAIN + +In the context of RL, it is natural to extend the definition of instantaneous regret of action a in state s using the Q-function + +$$ +\Delta _ { t } ^ { \pi } ( \mathbf { s } , \mathbf { a } ) : = \mathbb { E } _ { P } \left[ \operatorname* { m a x } _ { \mathbf { a } ^ { \prime } } Q ^ { \pi } ( \mathbf { s } , \mathbf { a } ^ { \prime } ) - Q _ { t } ^ { \pi } ( \mathbf { s } , \mathbf { a } ) | \mathcal { F } _ { t - 1 } \right] , +$$ + +where $\mathcal { F } _ { t } = \left\{ \mathbf { s } _ { 1 } , \mathbf { a } _ { 1 } , r _ { 1 } , . . . \mathbf { s } _ { t } , \mathbf { a } _ { t } , r _ { t } \right\}$ is the history of observations at time $t$ . The regret definition in eq. (6) captures the loss in return when selecting action a in state s rather than the optimal action. This is similar to the notion of the advantage function. Since $\Delta _ { t } ^ { \pi } ( \mathbf { s } , \mathbf { a } )$ depends on the true Qfunction $Q ^ { \pi }$ , which is not available in practice and can only be estimated based on finite data, the IDS framework instead uses a conservative estimate. + +To do so, we must characterize the parametric uncertainty in the Q-function. Since we use neural networks as function approximators, we can obtain approximate confidence bounds using a Bootstrapped DQN (Osband et al., 2016a). In particular, given an ensemble of $K$ action-value functions, we compute the empirical mean and variance of the estimated Q-values, + +$$ +\mu ( \mathbf { s } , \mathbf { a } ) = \frac { 1 } { K } \sum _ { k = 1 } ^ { K } Q _ { k } ( \mathbf { s } , \mathbf { a } ) , \qquad \sigma ( \mathbf { s } , \mathbf { a } ) ^ { 2 } = \frac { 1 } { K } \sum _ { k = 1 } ^ { K } \left( Q _ { k } ( \mathbf { s } , \mathbf { a } ) - \mu ( \mathbf { s } , \mathbf { a } ) \right) ^ { 2 } . +$$ + +Based on the mean and variance estimate in the Q-values, we can define a surrogate for the regret using confidence intervals, + +$$ +\hat { \Delta } _ { t } ^ { \pi } ( \mathbf { s } , \mathbf { a } ) = \operatorname* { m a x } _ { \mathbf { a } ^ { \prime } \in \mathcal { A } } \big ( \mu _ { t } ( \mathbf { s } , \mathbf { a } ^ { \prime } ) + \lambda _ { t } \sigma _ { t } ( \mathbf { s } , \mathbf { a } ^ { \prime } ) \big ) - \big ( \mu _ { t } ( \mathbf { s } , \mathbf { a } ) - \lambda _ { t } \sigma _ { t } ( \mathbf { s } , \mathbf { a } ) \big ) . +$$ + +where $\lambda _ { t }$ is a scaling hyperparameter. The first term corresponds to the maximum plausible value that the Q-function could take at a given state, while the right term lower-bounds the Q-value given the chosen action. As a result, eq. (8) provides a conservative estimate of the regret in eq. (6). + +# Algorithm 1 Deterministic Information-Directed Q-learning + +Input: $\lambda$ , action-value function $Q$ with $K$ outputs $\{ Q _ { k } \} _ { k = 1 } ^ { K }$ , action-value distribution $Z$ +for episode $i = 1 : M$ do Get initial state $\mathbf { s } _ { 0 }$ for step µ(st, $t = 0 : T$ $\begin{array} { r l } & { \quad _ { \mu ( \mathbf { s } _ { t } , \mathbf { a } ) } ^ { \star } = \frac { 1 } { K } \sum _ { k = 1 } ^ { K } Q _ { k } ( \mathbf { s } _ { t } , \mathbf { a } ) } \\ & { \quad _ { \sigma ( \mathbf { s } _ { t } , \mathbf { a } ) ^ { 2 } } = \frac { 1 } { K } \sum _ { k = 1 } ^ { K } \left[ Q _ { k } ( \mathbf { s } _ { t } , \mathbf { a } ) - \mu ( \mathbf { s } _ { t } , \mathbf { a } ) \right] ^ { 2 } } \\ & { \quad _ { \Delta } ( \mathbf { s } _ { t } , \mathbf { a } ) = \operatorname* { m a x } _ { \mathbf { a } ^ { \prime } \in \mathcal { A } } \left[ \mu ( \mathbf { s } _ { t } , \mathbf { a } ^ { \prime } ) + \lambda \sigma ( \mathbf { s } _ { t } , \mathbf { a } ^ { \prime } ) \right] - \left[ \mu ( \mathbf { s } _ { t } , \mathbf { a } ) - \lambda \sigma ( \mathbf { s } _ { t } , \mathbf { a } ) \right] } \\ & { \quad _ { \rho ( \mathbf { s } _ { t } , \mathbf { a } ) ^ { 2 } } = \mathrm { V a r } \left( Z ( \mathbf { s } _ { t } , \mathbf { a } ) \right) / \left( \epsilon _ { 1 } + \frac { 1 } { | \mathcal { A } | } \sum _ { \mathbf { a } ^ { \prime } \in \mathcal { A } } \mathrm { V a r } \left( Z ( \mathbf { s } _ { t } , \mathbf { a } ^ { \prime } ) \right) \right) } \\ & { \quad _ { I ( \mathbf { s } _ { t } , \mathbf { a } ) } = \log \left( 1 + \frac { \sigma ( \mathbf { s } _ { t } , \mathbf { a } ) ^ { 2 } } { \rho ( \mathbf { s } _ { t } , \mathbf { a } ) ^ { 2 } } \right) + \epsilon _ { 2 } } \end{array}$ Compute regret-information ratio: $\begin{array} { r } { \hat { \Psi } ( \mathbf { s } _ { t } , \mathbf { a } ) = \frac { \hat { \Delta } ( \mathbf { s } _ { t } , \mathbf { a } ) ^ { 2 } } { I ( \mathbf { s } _ { t } , \mathbf { a } ) } } \end{array}$ Execute action $\mathbf { a } _ { t } = \arg \operatorname* { m i n } _ { \mathbf { a } \in \mathcal { A } } \hat { \Psi } ( \mathbf { s } _ { t } , \mathbf { a } )$ , observe $r _ { t }$ and state $\mathbf { s } _ { t + 1 }$ end for +end for + +Given the regret surrogate, the only missing component to use the IDS strategy in eq. (5) is to compute the information gain function $I _ { t }$ . In particular, we use $I _ { t } ( \mathbf { a } ) = \log \big ( 1 + \sigma _ { t } ( \mathbf { a } ) ^ { \scriptscriptstyle \bar { 2 } } / \rho ( \mathbf { a } ) ^ { 2 } \big )$ based on the discussion in (Kirschner & Krause, 2018). In addition to the previously defined predictive parameteric variance estimates for the regret, it depends on the variance of the noise distribution, $\rho$ . While in the bandit setting we track one-step rewards, in RL we focus on learning from returns from complete trajectories. Therefore, instantaneous reward observation noise variance $\rho ( { \mathbf { a } } ) ^ { 2 }$ in the bandit setting transfers to the variance of the return distribution $\mathrm { V a r } \left( Z ( \mathbf { s } , \mathbf { a } ) \right)$ in RL. We point out that the scale of $\mathrm { V a r } \left( Z ( \mathbf { s } , \mathbf { a } ) \right)$ can substantially vary depending on the stochasticity of the policy and the environment, as well as the reward scaling. This directly affects the scale of the information gain and the degree to which the agent chooses to explore. Since the weighting between regret and information gain in the IDS ratio is implicit, for stable performance across a range of environments, we propose computing the information gain $\begin{array} { r } { I ( \mathbf { s } , \mathbf { a } ) = \log \left( 1 + \frac { \sigma ( \mathbf { s } , \mathbf { a } ) ^ { 2 } } { \rho ( \mathbf { s } , \mathbf { a } ) ^ { 2 } } \right) + \epsilon _ { 2 } } \end{array}$ using the normalized variance + +$$ +\rho ( \mathbf { s } , \mathbf { a } ) ^ { 2 } = \frac { \operatorname { V a r } \left( Z ( \mathbf { s } , \mathbf { a } ) \right) } { \epsilon _ { 1 } + \frac { 1 } { | A | } \sum _ { \mathbf { a } ^ { \prime } \in \mathcal { A } } \operatorname { V a r } \left( Z ( \mathbf { s } , \mathbf { a } ^ { \prime } ) \right) } , +$$ + +where $\epsilon _ { 1 } , \epsilon _ { 2 }$ are small constants that prevent division by 0. This normalization step brings the mean of all variances to 1, while keeping their values positive. Importantly, it preserves the signal needed for noise-sensitive exploration and allows the agent to account for numerical differences across environments and favor the same amount of risk. We also experimentally found this version to give better results compared to the unnormalized variance $\rho ( \mathbf { s } , \mathbf { a } ) ^ { \dot { 2 } } = \mathrm { V a r } \left( \bar { Z ( \mathbf { s } , \mathbf { a } ) } \right)$ . + +# 4.2 INFORMATION-DIRECTED REINFORCEMENT LEARNING + +Using the estimates for regret and information gain, we provide the complete control algorithm in Algorithm 1. At each step, we compute the parametric uncertainty over $Q ( \mathbf { s } , \mathbf { a } )$ as well as the distribution over returns $Z ( \mathbf { s } , \mathbf { a } )$ . We then follow the steps from Section 4.1 to compute the regret and the information gain of each action, and select the one that minimizes the regret-information ratio $\hat { \Psi } ( \mathbf { s } , \mathbf { a } )$ . + +To estimate parametric uncertainty, we use the exact same training procedure and architecture as Bootstrapped DQN (Osband et al., 2016a): we split the DQN architecture (Mnih et al., 2015) into $K$ bootstrap heads after the convolutional layers. Each head $Q _ { k } ( \mathbf { s } , \mathbf { a } ; \theta )$ is trained against its own target head $Q _ { k } ( \mathbf { s } , \mathbf { a } ; \theta ^ { - } )$ and all heads are trained on the exact same data. We use Double DQN targets (van Hasselt et al., 2016) and normalize gradients propagated by each head by $1 / K$ . + +To estimate $Z ( \mathbf { s } , \mathbf { a } )$ , it makes sense to share some of the weights $\theta$ from the Bootstrapped DQN. We propose to use the output of the last convolutional layer $\phi ( \mathbf { s } )$ as input to a separate head that estimates $Z ( \mathbf { s } , \mathbf { a } )$ . The output of this head is the only one used for computing $\rho ( \mathbf { s } , \mathbf { \bar { a } } ) ^ { 2 }$ and is also not included in the bootstrap estimate. For instance, this head can be trained using C51 or QR + +Table 1: Mean and median of best scores computed across the Atari 2600 games from Table 3 and 4 in the appendix, measured as human-normalized percentages (Nair et al., 2015). QR-DQN and IQN scores obtained from Table 1 in Dabney et al. (2018a), by removing the scores of Defender and Surround. DQN-IDS and C51-IDS averaged over 3 seeds. + +
MeanMedian
DQNDDQNDueling232%79%
313%118%
DuelingNoisyNet-DQNPrior.Bootstrapped DQNPrior. DuelingNoisyNet-DuelingDQN-IDSDueling
NoisyNet-DQN
QN389%123%
444%124%
553%139%
608%172%
651%757%172%
187%
C51QR-DQNIQNC51-IDS721%178%
888%193%
1048%1058%218%253%
+ +DQN, with variance $\begin{array} { r } { \operatorname { V a r } \left( Z ( \mathbf { s } , \mathbf { a } ) \right) = \sum _ { i } p _ { i } ( z _ { i } - \mathbb { E } [ Z ( \mathbf { s } , \mathbf { a } ) ] ) ^ { 2 } } \end{array}$ , where $z _ { i }$ denotes the atoms of the distribution support, $p _ { i }$ , their corresponding probabilities, and $\begin{array} { r } { E [ Z ( \mathbf { s } , \mathbf { a } ) ] = \sum _ { i } p _ { i } z _ { i } } \end{array}$ . To isolate the effect of noise-sensitive exploration from the advantages of distributional training, we do not propagate distributional loss gradients in the convolutional layers and use the representation $\phi ( \mathbf { s } )$ learned only from the bootstrap branch. This is not a limitation of our approach and both (or either) bootstrap and distributional gradients can be propagated through the convolutional layers. + +Importantly, our method can account for deep exploration, since both the parametric uncertainty $\sigma ( \mathbf { \dot { s } } , \mathbf { a } ) ^ { 2 }$ and the intrinsic uncertainty $\rho ( \mathbf { s } , \mathbf { a } ) ^ { 2 }$ estimates in the information gain are extended beyond a single time step and propagate information over sequences of states. We note the difference with intrinsic motivation methods, which augment the reward function by adding an exploration bonus to the step reward (Houthooft et al., 2016; Stadie et al., 2015; Schmidhuber, 2010; Bellemare et al., 2016; Tang et al., 2017). While the bonus is sometimes based on an information-gain measure, the estimated optimal policy is often affected by the augmentation of the rewards. + +# 5 EXPERIMENTS + +We now provide experimental results on 55 of the Atari 2600 games from the Arcade Learning Environment (ALE) (Bellemare et al., 2013), simulated via the OpenAI gym interface (Brockman et al., 2016). We exclude Defender and Surround from the standard Atari-57 selection, since they are not available in OpenAI gym. Our method builds on the standard DQN architecture and we expect it to benefit from recent improvements such as Dueling DQN (Wang et al., 2016) and prioritized replay (Schaul et al., 2016). However, in order to separately study the effect of changing the exploration strategy, we compare our method without these additions. Our code can be found at https:// github.com/nikonikolov/rltf/tree/ids-drl. + +We evaluate two versions of our method: a homoscedastic one, called DQN-IDS, for which we do not estimate $Z ( \mathbf { s } , \mathbf { a } )$ and set $\rho ( \mathbf { s } , \mathbf { a } ) ^ { 2 }$ to a constant, and a heteroscedastic one, C51-IDS, for which we estimate $Z ( \mathbf { s } , \mathbf { a } )$ using C51 as previously described. DQN-IDS uses the exact same network architecture as Bootstrapped DQN. For C51-IDS, we add the fully-connected part of the C51 network (Bellemare et al., 2017) on top of the last convolutional layer of the DQN-IDS architecture, but we do not propagate distributional loss gradients into the convolutional layers. We use a target network to compute Bellman updates, with double DQN targets only for the bootstrap heads, but not for the distributional update. Weights are updated using the Adam optimizer (Kingma & Ba, 2015). We evaluate the performance of our method using a mean greedy policy that is computed on + +the bootstrap heads + +$$ +\arg \operatorname* { m a x } _ { \mathbf { a } \in \mathcal { A } } \frac { 1 } { K } \sum _ { k = 1 } ^ { K } Q _ { k } ( \mathbf { s } , \mathbf { a } ) . +$$ + +Due to computational limitations, we did not perform an extensive hyperparameter search. Our final algorithm uses $\lambda = 0 . 1$ , $\rho ( \mathbf { s } , \mathbf { a } ) ^ { 2 } = 1 . 0$ (for DQN-IDS) and target update frequency of 40000 agent steps, based on a parameter search over $\lambda \in \{ 0 . 1 , 1 . 0 \}$ , $\rho ^ { 2 } \in \{ 0 . { \bar { 5 } } , 1 . 0 \}$ , and target update in $\{ 1 0 0 0 \bar { 0 } , 4 0 0 0 0 \}$ . For C51-IDS, we put a heuristically chosen lower bound of 0.25 on $\rho ( \bar { \bf s } , \bar { \bf a } ) ^ { 2 }$ to prevent the agent from fixating on “noiseless” actions. This bound is introduced primarily for numerical reasons, since, even in the bandit setting, the strategy may degenerate as the noise variance of a single action goes to zero. We also ran separate experiments without this lower bound and while the per-game scores slightly differ, the overall change in mean human-normalized score was only $23 \%$ . We also use the suggested hyperparameters from C51 and Bootstrapped DQN, and set learning rate $\alpha = 0 . 0 0 0 0 5$ , $\epsilon _ { \tt A D A M } = 0 . 0 1 / 3 2$ , number of heads $K = 1 0$ , number of atoms $N = 5 1$ . The rest of our training procedure is identical to that of Mnih et al. (2015), with the difference that we do not use $\epsilon$ -greedy exploration. All episodes begin with up to 30 random no-ops (Mnih et al., 2015) and the horizon is capped at 108K frames (van Hasselt et al., 2016). Complete details are provided in Appendix A. + +To provide comparable results with existing work we report evaluation results under the best agent protocol. Every 1M training frames, learning is frozen, the agent is evaluated for 500K frames and performance is computed as the average episode return from this latest evaluation run. Table 1 shows the mean and median human-normalized scores (van Hasselt et al., 2016) of the best agent performance after 200M training frames. Additionally, we illustrate the distributions learned by C51 and C51-IDS in Figure 3. + +We first point out the results of DQN-IDS and Bootstrapped DQN. While both methods use the same architecture and similar optimization procedures, DQN-IDS outperforms Bootstrapped DQN by around $2 0 0 \%$ . This suggests that simply changing the exploration strategy from TS to IDS (along with the type of optimizer), even without accounting for heteroscedastic noise, can substantially improve performance. Furthermore, DQN-IDS slightly outperforms C51, even though C51 has the benefits of distributional learning. + +We also see that C51-IDS outperforms C51 and QR-DQN and achieves slightly better results than IQN. Importantly, the fact that C51-IDS substantially outperforms DQN-IDS, highlights the significance of accounting for heteroscedastic noise. We also experimented with a QRDQN-IDS version, which uses QR-DQN instead of C51 to estimate $Z ( \mathbf { s } , \mathbf { a } )$ and noticed that our method can benefit from better approximation of the return distribution. While we expect the performance over IQN to be higher, we do not include QRDQN-IDS scores since we were unable to reproduce the reported QR-DQN results on some games. We also note that, unlike C51-IDS, IQN is specifically tuned for risk sensitivity. One way to get a risk-sensitive IDS policy is by tuning for $\beta$ in the additive IDS formulation $\bar { \hat { \Psi } } ( \mathbf { s } , \mathbf { a } ) = \bar { \Delta } ( \mathbf { s } , \mathbf { \bar { a } } ) ^ { 2 } - \beta I ( \mathbf { s } , \mathbf { a } )$ , proposed by Russo & Van Roy (2014). We verified on several games that C51-IDS scores can be improved by using this additive formulation and we believe such gains can be extended to the rest of the games. + +# 6 CONCLUSION + +We extended the idea of frequentist Information-Directed Sampling to a practical RL exploration algorithm that can account for heteroscedastic noise. To the best of our knowledge, we are the first to propose a tractable IDS algorithm for RL in large state spaces. Our method suggests a new way to use the return distribution in combination with parametric uncertainty for efficient deep exploration and demonstrates substantial gains on Atari games. We also identified several sources of heteroscedasticity in RL and demonstrated the importance of accounting for heteroscedastic noise for efficient exploration. Additionally, our evaluation results demonstrated that similarly to the bandit setting, IDS has the potential to outperform alternative strategies such as TS in RL. + +There remain promising directions for future work. Our preliminary results show that similar improvements can be observed when IDS is combined with continuous control RL methods such as the Deep Deterministic Policy Gradient (DDPG) (Lillicrap et al., 2016). Developing a computationally efficient approximation of the randomized IDS version, which minimizes the regret-information ratio over the set of stochastic policies, is another idea to investigate. Additionally, as indicated by Russo & Van Roy (2014), IDS should be seen as a design principle rather than a specific algorithm, and thus alternative information gain functions are an important direction for future research. + +# ACKNOWLEDGMENTS + +We thank Ian Osband and Will Dabney for providing details about the Atari evaluation protocol. This work was supported by SNSF grant 200020 159557, the Vector Institute and the Open Philanthropy Project AI Fellows Program. + +# REFERENCES + +Peter Auer, Nicolo Cesa-Bianchi, and Paul Fischer. Finite-time analysis of the multiarmed bandit \` problem. Machine Learning, 47(2):235–256, 2002. + +Kamyar Azizzadenesheli, Emma Brunskill, and Animashree Anandkumar. Efficient exploration through bayesian deep q-networks. arXiv, abs/1802.04412, 2018. + +M. G. Bellemare, Y. Naddaf, J. Veness, and M. Bowling. The arcade learning environment: An evaluation platform for general agents. 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Deep reinforcement learning with double qlearning. In Proc. of the AAAI Conference on Artificial Intelligence, pp. 2094–2100, 2016. + +Ziyu Wang, Tom Schaul, Matteo Hessel, Hado Hasselt, Marc Lanctot, and Nando Freitas. Dueling network architectures for deep reinforcement learning. In Proc. of the International Conference on Machine Learning, volume 48, pp. 1995–2003, 2016. + +Christopher J. C. H. Watkins. Learning from Delayed Rewards. PhD thesis, King’s College, 1989. + +Max Welling and Yee Whye Teh. Bayesian learning via stochastic gradient langevin dynamics. In Proc. of the International Conference on Machine Learning, pp. 681–688, 2011. + +Andrea Zanette and Rahul Sarkar. Information directed reinforcement learning. Technical report, 2017. + +# A HYPERPARAMETERS + +Table 2: ALE hyperparameters + +
HyperparameterValueDescription
0.1Scale factor for computing regret surrogate
1.0Observation noise variance for DQN-IDS
∈1,∈20.00001Information-ratio constants; prevent division by O
mini-batch size32Size of mini-batch samples for gradient descent step
replay buffer size1MThe number of most recent observations stored in the replay buffer
agent history length4The number of most recent frames concatenated as input to the network
action repeat4Repeat each action selected by the agent this many times
Y0.99Discount factor
training frequency4The number of times an action is selected by the agent be- tween successive gradient descent steps
K10Number of bootstrap heads
β10.9Adam optimizer parameter
β0.99Adam optimizer parameter
EADAM0.01/32Adam optimizer parameter
α0.00005learning rate
learning starts50000Agent step at which learning starts.Random policy before- hand
numberof bins51Number of bins for Categorical DQN (C51)
[VMIN, VmAx][-10,10]C51 distribution range
number of quantiles200Number of quantiles for QR-DQN
target network update frequency40000Number of agent steps between consecutive target updates
evaluation length125KNumber of agent steps each evaluation window lasts for.
evaluation frequencyEquivalent to 50OK frames
250KThe number of steps the agent takes in training mode between two evaluation runs.Equivalent to 1M frames
eval episode length27KNumber of maximum agent steps during an evaluation episode.Equivalent to 108K frames
max no-ops30Maximum number no-op actions before the episode starts
+ +# B SUPPLEMENTAL RESULTS + +Human-normalized scores are computed as (van Hasselt et al., 2016), + +$$ +s c o r e = \frac { a g e n t - r a n d o m } { h u m a n - r a n d o m } \times 1 0 0 +$$ + +where agent, human and random represent the per-game raw scores. + +![](images/6520836face41e055d558d39cb2cd5a95d86fea2e0ad93d90c9a6c44bb8731de.jpg) +Figure 2: Training curves for DQN-IDS and C51-IDS averaged over 3 seeds. Shaded areas correspond to min and max returns. + +![](images/0372daad620b46e958f34f02945cf595e3e8e1bd097da2751f2ceb013467530b.jpg) +Figure 3: The return distributions learned by C51-IDS and C51. Plots obtained by sampling a random batch of 32 states from the replay buffer every 50000 steps and computing the estimates for $\rho ^ { 2 } ( \mathbf { s } , \mathbf { a } )$ based on eq. (9). A histogram over the resulting values is then computed and displayed as a distribution (by interpolation). From top to bottom, the lines on each plot correspond to standard deviation boundaries of a normal distribution [max, $\mu + 1 . 5 \sigma , \mu + \sigma , \mu + 0 . 5 \sigma , \mu , \mu - 0 . 5 \sigma , \mu -$ $\sigma , \mu - 1 . 5 \sigma , \mathrm { m i n } ]$ . The $x$ -axis indicates number of training frames. + +Table 3: Raw evaluation scores. Episodes start with up to 30 no-op actions. Reference values from Wang et al. (2016) and Osband et al. (2016a). DQN-IDS averaged over 3 seeds. Bootstrap DQN scores for Berzerk, Phoenix, Pitfall!, Skiing, Solaris and Yars’ Revenge obtained from our custom implementation. + +
DQNDDQNDuel.BootstrapPrior.Duel.DQN-IDS
AlienAmidar1,620.0978.03,747.74,461.42,436.63,941.09,780.12,457.0
1,793.32,354.51,272.52,296.8
AssaultAsterix4,280.45,393.24,621.08,047.111,477.09,446.7
4,359.017,356.528,188.019,713.2375,080.050,167.31,959.7
Asteroids1,364.5734.72,837.71,032.01,192.7
Atlantis279,987.0106,056.0382,572.0994,500.0395,762.0993,212.5
Bank HeistBattle Zone455.01,030.61,611.91,208.01,503.11,226.1
29,900.031,700.037,150.038,666.735,520.067,394.2
Beam Rider8,627.513,772.812,164.023,429.830,276.530,426.6
Berzerk585.61,225.41,472.61,077.93,409.04,816.2
BowlingBoxing50.468.165.560.246.7
88.091.699.493.298.9
Breakout385.5418.5345.3855.0366.0600.1
Centipede4,657.75,409.47,561.44,553.57,687.55,860.2
Chopper Command6,126.05,809.011,215.04,100.013,185.013,385.4
Crazy Climber110,763.0117,282.0143,570.0137,925.9162,224.0194,935.7
Demon Attack12,149.458,044.260,813.382,610.072,878.6130,687.2
Double DunkEnduroFishing Derby-6.6-5.50.13.0-12.51.2
729.01,211.82,258.21,591.02.306.42,358.2
-4.915.546.426.041.345.2
Freeway30.833.30.033.933.034.0
Frostbite797.41,683.34,672.82,181.47,413.05,884.3
Gopher8,777.414,840.815,718.417,438.4104,368.247,826.2771.0
Gravitar473.0412.0588.0286.1238.0
H.E.R.O.20,437.820,818.223,037.721,021.321,036.515,165.41.7
Ice Hockey-1.9-2.70.5-1.3-0.4
James Bond768.51,358.01,312.51,663.5812.01,782.2
Kangaroo7,259.012,992.014,854.014,862.51,792.015,364.5
Krull8,422.37,920.511,451.98,627.910,374.410,587.3
Kung-Fu Master26,059.029,710.034,294.036,733.348,375.038,113.50.0
Montezuma’s Revenge0.00.00.0100.00.0
Ms. Pac-Man3,085.62,711.46,283.52,983.33,327.37,273.7
Name This GamePhoenix8,207.810,616.011,971.111,501.115,572.515,576.7
8,485.212,252.523.092.214,964.070,324.30.0176,493.20.0
Pitfall!-286.1-29.90.00.0
Pong19.520.921.020.920.921.0
Private EyeQ*Bert146.7129.7103.01,812.5206.0201.1
13,117.315,088.519,220.315,092.718,760.326,098.5
River Raid7,377.614,884.521,162.612,845.020,607.627,648.3
Road RunnerRobotank39,544.044,127.069,524.051,500.062,151.059,546.2
63.965.165.366.627.568.6
Seaquest5,860.616,452.750,254.29,083.1931.658,909.8
Skiing-13,062.3-9,021.8-8,857.4-9,413.2-19,949.9-7,415.3
Solaris3,482.83,067.82,250.85,443.3133.42,086.8
Space Invaders1,692.32,525.56,427.32,893.015,311.535,422.1
Star GunnerTennisTime Pilot
54,282.060,142.089,238.055,725.0125,117.084,241.0
12.2-22.85.10.00.023.6
4,870.08,339.011,666.09,079.47,553.013,464.8
Tutankham68.1218.4211.4214.8245.9265.5
Up and Down9,989.922,972.244,939.626,231.033,879.185,903.5
Venture163.098.0497.0212.548.0389.1
Video PinballWizard Of Wor196,760.4309,941.998,209.5811,610.0479,197.0
2,704.07,492.07,855.06,804.712,352.0
Yars’RevengeZaxxon18,098.911,712.649,622.117,782.369,618.125,279.5
Zaxxon5,363.010,163.012,944.011,491.713,886.016,789.2
+ +Table 4: Raw evaluation scores. Episodes start with up to 30 no-op actions. Reference values (available for a single seed) for C51, QR-DQN and IQN taken from Dabney et al. (2018b) and Dabney et al. (2018a). C51-IDS averaged over 3 seeds. + +
RandomHumanC51QR-DQNIQNC51-IDS
AlienAmidar227.85.87,127.71,719.53,166.01,735.04,871.01,641.07,022.02.946.011,473.61,757.6
Assault222.4742.07,203.022,012.029,091.021,829.1
Asterix210.08,503.3406,211.0261,025.0342,016.0536,273.0
AsteroidsAtlantis719.147,388.71,516.04,226.02,898.0
12,850.029,028.1841,075.0971,850.0978,200.01,032,150.
Bank HeistBattle ZoneBeam RiderBerzerk14.2753.1976.01,249.01,416.01,338.3
Zone2.360.037,187.528,742.039,268.042,244.066,724.0
Riderer363.916,926.514,074.034,821.03,117.042,776.01,053.042,196.723,227.3
123.72,630.41,645.0
BowlingBoxingBreakout23.1160.781.877.286.5
0.11.712.130.597.899.999.899.9
748.0742.0734.0575.5
CentipedeChopper CommandCrazy ClimberDemon AttackDouble DunkEnduro2.090.912,017.09,646.012,447.011,561.09,840.5
811.07,387.815,600.014,667.016,836.0179,082.012,309.5
10,780.535,829.4179,877.0161,196.0205,629.6
152.11,971.0130,955.0121,551.0128,580.0129,667.51.22,370.1
-18.6-16.42.521.95.6
0.0860.53,454.02,355.02,359.0
Fishing DerbyFreewayFishing Derbyerby-91.7-38.78.939.0
0.029.633.934.034.034.0
Frostbite65.24,334.73,965.04,384.04,324.010,924.1
Gopher257.62.412.533,641.0113,585.0118,365.0123,337.5
Gravitar173.03.351.4440.0995.0911.0885.5
H.E.R.O.1,027.030.826.438,874.021,395.028,386.017,545.3-0.5
Ice Hockey-11.20.9-3.5-1.70.2
James BondKangaroo29.0302.81,909.04,703.035,108.09,687.0
52.03,035.012,853.015,356.015,487.016,143.5
Krull1,598.02,665.59,735.011,447.010,707.010,454.5
Kung-Fu Master258.522,736.348,192.076,642.073,512.059,710.7
Montezuma’s RevengeMs. Pac-Man0.04,753.30.00.00.06,349.00.06.616.2
307.36,951.63,415.05,821.0
Name This Game2,292.38,049.012,542.021,890.022,682.015,248.1
Phoenix761.47,242.617,490.016,585.056,599.089,050.8
Pitfall!-229.46,463.70.00.00.00.0
PongPrivate EyeQ*Bert-20.714.620.921.0
24.969,571.315,095.0350.0200.0150.0
163.913,455.023,784.0572,510.025,750.027,844.0
River RaidRoad RunnerRobotank1,338.517,118.017,322.017,571.017,765.030,637.1
11.52.27,845.055,839.064,262.057,900.061,550.369.8
11.952.359.462.5
Seaquest68.442,054.7266,434.08,268.030,140.086,989.3
Skiing-17,098.1-4,336.9-13,901.0-9,324.0-9,289.0-7,785.4
SkiingSolarisSpace Invaders
1,236.312,326.78,342.06,740.08,007.03,571.3
148.01,668.75,747.020,972.028,888.046,244.2
Star GunnerTennisTime PilotTutankham664.010,250.049,095.077,495.074,677.0
-23.8-8.323.123.623.623.5
3,568.05,229.28,329.010,345.012,236.014,351.4200.2
11.4167.6280.0297.0293.0
Up and DownVentureVideo PinballWizard Of Wor533.411,693.215,612.071,260.088,148.0109,045.9
0.01,187.51,520.043.91,318.0495.6
16,256.9563.517,667.9949,604.0705,662.0698,045.0756,11.118,817.4
4,756.59,300.025,061.031,190.0
Yars’RevengeZaxxon3,092.954,576.935,050.026,447.028,379.064,822.9
32.59,173.310,513.013,112.021,772.018,295.4
\ No newline at end of file diff --git a/parse/train/Byx83s09Km/Byx83s09Km_content_list.json b/parse/train/Byx83s09Km/Byx83s09Km_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..0d59f46f4398d0bba247c9357aeac4b090c5a5da --- /dev/null +++ b/parse/train/Byx83s09Km/Byx83s09Km_content_list.json @@ -0,0 +1,1659 @@ +[ + { + "type": "text", + "text": "INFORMATION-DIRECTED EXPLORATION FOR DEEPREINFORCEMENT LEARNING", + "text_level": 1, + "bbox": [ + 176, + 98, + 823, + 146 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Nikolay Nikolov∗ Imperial College London, ETH Zurich nikolay.nikolov14@imperial.ac.uk ", + "bbox": [ + 183, + 170, + 498, + 212 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Johannes Kirschner, Felix Berkenkamp, Andreas Krause ETH Zurich ", + "text_level": 1, + "bbox": [ + 184, + 233, + 583, + 260 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "{jkirschner, befelix}@inf.ethz.ch, krausea@ethz.ch ", + "bbox": [ + 187, + 261, + 669, + 275 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 311, + 544, + 327 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Efficient exploration remains a major challenge for reinforcement learning. One reason is that the variability of the returns often depends on the current state and action, and is therefore heteroscedastic. Classical exploration strategies such as upper confidence bound algorithms and Thompson sampling fail to appropriately account for heteroscedasticity, even in the bandit setting. Motivated by recent findings that address this issue in bandits, we propose to use Information-Directed Sampling (IDS) for exploration in reinforcement learning. As our main contribution, we build on recent advances in distributional reinforcement learning and propose a novel, tractable approximation of IDS for deep Q-learning. The resulting exploration strategy explicitly accounts for both parametric uncertainty and heteroscedastic observation noise. We evaluate our method on Atari games and demonstrate a significant improvement over alternative approaches. ", + "bbox": [ + 233, + 343, + 764, + 510 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 536, + 336, + 551 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In Reinforcement Learning (RL), an agent seeks to maximize the cumulative rewards obtained from interactions with an unknown environment. Given only knowledge based on previously observed trajectories, the agent faces the exploration-exploitation dilemma: Should the agent take actions that maximize rewards based on its current knowledge or instead investigate poorly understood states and actions to potentially improve future performance. Thus, in order to find the optimal policy the agent needs to use an appropriate exploration strategy. ", + "bbox": [ + 174, + 568, + 825, + 651 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Popular exploration strategies, such as $\\epsilon$ -greedy (Sutton & Barto, 1998), rely on random perturbations of the agent’s policy, which leads to undirected exploration. The theoretical RL literature offers a variety of statistically-efficient methods that are based on a measure of uncertainty in the agent’s model. Examples include upper confidence bound (UCB) (Auer et al., 2002) and Thompson sampling (TS) (Thompson, 1933). In recent years, these have been extended to practical exploration algorithms for large state-spaces and shown to improve performance (Osband et al., 2016a; Chen et al., 2017; O’Donoghue et al., 2018; Fortunato et al., 2018). However, these methods assume that the observation noise distribution is independent of the evaluation point, while in practice heteroscedastic observation noise is omnipresent in RL. This means that the noise depends on the evaluation point, rather than being identically distributed (homoscedastic). For instance, the return distribution typically depends on a sequence of interactions and, potentially, on hidden states or inherently heteroscedastic reward observations. Kirschner & Krause (2018) recently demonstrated that, even in the simpler bandit setting, classical approaches such as UCB and TS fail to efficiently account for heteroscedastic noise. ", + "bbox": [ + 174, + 659, + 825, + 852 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In this work, we propose to use Information-Directed Sampling (IDS) (Russo & Van Roy, 2014; Kirschner & Krause, 2018) for efficient exploration in RL. The IDS framework can be used to design exploration-exploitation strategies that balance the estimated instantaneous regret and the expected information gain. Importantly, through the choice of an appropriate information-gain function, IDS is able to account for parametric uncertainty and heteroscedastic observation noise during exploration. ", + "bbox": [ + 176, + 859, + 825, + 901 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 821, + 145 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "As our main contribution, we propose a novel, tractable RL algorithm based on the IDS principle. We combine recent advances in distributional RL (Bellemare et al., 2017; Dabney et al., 2018b) and approximate parameter uncertainty methods in order to develop both homoscedastic and heteroscedastic variants of an agent that is similar to DQN (Mnih et al., 2015), but uses informationdirected exploration. Our evaluation on Atari 2600 games shows the importance of accounting for heteroscedastic noise and indicates that at our approach can substantially outperform alternative state-of-the-art algorithms that focus on modeling either only epistemic or only aleatoric uncertainty. To the best of our knowledge, we are the first to develop a tractable IDS algorithm for RL in large state spaces. ", + "bbox": [ + 174, + 152, + 825, + 279 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 RELATED WORK ", + "text_level": 1, + "bbox": [ + 176, + 299, + 344, + 315 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Exploration algorithms are well understood in bandits and have inspired successful extensions to RL (Bubeck & Cesa-Bianchi, 2012; Lattimore & Szepesvari ´ , 2018). Many strategies rely on the ”optimism in the face of uncertainty” (Lai & Robbins, 1985) principle. These algorithms act greedily w.r.t. an augmented reward function that incorporates an exploration bonus. One prominent example is the upper confidence bound (UCB) algorithm (Auer et al., 2002), which uses a bonus based on confidence intervals. A related strategy is Thompson sampling (TS) (Thompson, 1933), which samples actions according to their posterior probability of being optimal in a Bayesian model. This approach often provides better empirical results than optimistic strategies (Chapelle & Li, 2011). ", + "bbox": [ + 174, + 333, + 823, + 444 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In order to extend TS to RL, one needs to maintain a distribution over Markov Decision Processes (MDPs), which is difficult in general. Similar to TS, Osband et al. (2016b) propose randomized linear value functions to maintain a Bayesian posterior distribution over value functions. Bootstrapped DQN (Osband et al., 2016a) extends this idea to deep neural networks by using an ensemble of Qfunctions. To explore, Bootstrapped DQN randomly samples a Q-function from the ensemble and acts greedily w.r.t. the sample. Fortunato et al. (2018) and Plappert et al. (2018) investigate a similar idea and propose to adaptively perturb the parameter-space, which can also be thought of as tracking an approximate parameter posterior. O’Donoghue et al. (2018) propose TS in combination with an uncertainty Bellman equation, which propagates agent’s uncertainty in the Q-values over multiple time steps. Additionally, Chen et al. (2017) propose to use the Q-ensemble of Bootstrapped DQN to obtain approximate confidence intervals for a UCB policy. There are also multiple other ways to approximate parametric posterior in neural networks, including Neural Bayesian Linear Regression (Snoek et al., 2015; Azizzadenesheli et al., 2018), Variational Inference (Blundell et al., 2015), Monte Carlo methods (Neal, 1995; Mandt et al., 2016; Welling & Teh, 2011), and Bayesian Dropout (Gal & Ghahramani, 2016). For an empirical comparison of these, we refer the reader to Riquelme et al. (2018). ", + "bbox": [ + 174, + 452, + 825, + 672 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "A shortcoming of all approaches mentioned above is that, while they consider parametric uncertainty, they do not account for heteroscedastic noise during exploration. In contrast, distributional RL algorithms, such as Categorical DQN (C51) (Bellemare et al., 2017) and Quantile Regression DQN (QR-DQN) (Dabney et al., 2018b), approximate the distribution over the Q-values directly. However, both methods do not take advantage of the return distribution for exploration and use $\\epsilon$ -greedy exploration. Implicit Quantile Networks (IQN) (Dabney et al., 2018a) instead use a risksensitive policy based on a return distribution learned via quantile regression and outperform both C51 and QR-DQN on Atari-57. Similarly, Moerland et al. (2018) and Dilokthanakul & Shanahan (2018) act optimistically w.r.t. the return distribution in deterministic MDPs. However, these approaches to not consider parametric uncertainty. ", + "bbox": [ + 174, + 681, + 823, + 819 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Return and parametric uncertainty have previously been combined for exploration by Tang & Agrawal (2018) and Moerland et al. (2017). Both methods account for parametric uncertainty by sampling parameters that define a distribution over Q-values. The former then act greedily with respect to the expectation of this distribution, while the latter additionally samples a return for each action and then acts greedily with respect to it. However, like Thompson sampling, these approaches do not appropriately exploit the heteroscedastic nature of the return. In particular, noisier actions are more likely to be chosen, which can slow down learning. ", + "bbox": [ + 174, + 827, + 823, + 924 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Our method is based on Information-Directed Sampling (IDS), which can explicitly account for parametric uncertainty and heteroscedasticity in the return distribution. IDS has been primarily studied in the bandit setting (Russo & Van Roy, 2014; Kirschner & Krause, 2018). Zanette & Sarkar (2017) extend it to finite MDPs, but their approach remains impractical for large state spaces, since it requires to find the optimal policies for a set of MDPs at the beginning of each episode. ", + "bbox": [ + 174, + 103, + 825, + 174 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3 BACKGROUND ", + "text_level": 1, + "bbox": [ + 174, + 194, + 326, + 210 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We model the agent-environment interaction with a MDP $( S , { \\mathcal { A } } , R , P , \\gamma )$ , where $s$ and $\\mathcal { A }$ are the state and action spaces, $R ( \\mathbf { s } , \\mathbf { a } )$ is the stochastic reward function, $P ( \\mathbf { s } ^ { \\prime } | \\mathbf { \\dot { s } } , \\mathbf { a } )$ is the probability of transitioning from state s to state $\\mathbf { s } ^ { \\prime }$ after taking action $\\mathbf { a }$ , and $\\gamma \\in [ 0 , 1 )$ is the discount factor. A policy the dis $\\pi ( \\cdot | \\mathbf { s } ) \\in \\mathcal { P } ( \\mathcal { A } )$ maps a state sf action a in stat $\\in \\cal S$ to a distribution a random variable cy , w $\\pi$ $\\begin{array} { r } { Z ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) = \\sum _ { t = 0 } ^ { \\infty } \\gamma ^ { t } R ( \\mathbf { s } _ { t } , \\mathbf { \\bar { a } } _ { t } ) } \\end{array}$ initial state $\\mathbf { s } = \\mathbf { s } _ { 0 }$ and action ${ \\bf a } = { \\bf a } _ { 0 }$ and transition probabilities $\\mathbf { s } _ { t } \\sim P ( \\cdot | \\mathbf { s } _ { t - 1 } , \\mathbf { \\bar { a } } _ { t - 1 } )$ , $\\mathbf { a } _ { t } \\sim \\pi ( \\cdot | \\mathbf { s } _ { t } )$ . The return distribution $Z$ statisfied the Bellman equation, ", + "bbox": [ + 173, + 224, + 825, + 323 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/db8c40b7d7a3113e96e88dc164265f8d0eff096e136448519c110875bd8fbf79.jpg", + "text": "$$\n\\begin{array} { r } { Z ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) \\stackrel { D } { = } R ( \\mathbf { s } , \\mathbf { a } ) + \\gamma Z ^ { \\pi } ( \\mathbf { s } ^ { \\prime } , \\mathbf { a } ^ { \\prime } ) , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 382, + 330, + 614, + 352 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where $\\underline { { \\underline { { D } } } }$ denotes distributional equality. If we take the expectation of (1), the usual Bellman equation (Bellman, 1957) for the Q-function, $Q ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) = \\mathbb { E } [ Z ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) ]$ , follows as ", + "bbox": [ + 173, + 361, + 825, + 392 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/98258525a219f2a4de89ef5d9410a9824ddb2c0384522e1fb4ca9c6dad7889ee.jpg", + "text": "$$\n\\begin{array} { r } { Q ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) = \\mathbb { E } \\left[ R ( \\mathbf { s } , \\mathbf { a } ) \\right] + \\gamma \\mathbb { E } _ { P , \\pi } \\left[ Q ^ { \\pi } ( \\mathbf { s } ^ { \\prime } , \\mathbf { a } ^ { \\prime } ) \\right] . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 348, + 397, + 650, + 415 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The objective is to find an optimal policy $\\pi ^ { * }$ that maximizes the expected total discounted return $\\mathbb { E } [ Z ^ { \\pi } ( \\bar { \\mathbf { s } } , \\mathbf { a } ) ] = Q ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } )$ for all $\\mathbf { s } \\in { \\mathcal { S } } , \\mathbf { a } \\in A$ . ", + "bbox": [ + 176, + 420, + 823, + 449 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3.1 UNCERTAINTY IN REINFORCEMENT LEARNING ", + "text_level": 1, + "bbox": [ + 178, + 465, + 540, + 481 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To find such an optimal policy, the majority of RL algorithms use a point estimate of the Q-function, $Q ( \\mathbf { s } , \\mathbf { a } )$ . However, such methods can be inefficient, because they can be overconfident about the performance of suboptimal actions if the optimal ones have not been evaluated before. A natural solution for more efficient exploration is to use uncertainty information. In this context, there are two source of uncertainty. Parametric (epistemic) uncertainty is a result of ambiguity over the class of models that explain that data seen so far, while intrinsic (aleatoric) uncertainty is caused by stochasticity in the environment or policy, and is captured by the distribution over returns (Moerland et al., 2017). ", + "bbox": [ + 173, + 491, + 825, + 604 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Osband et al. (2016a) estimate parametric uncertainty with a Bootstrapped DQN. They maintain an ensemble of $K$ Q-functions, $\\{ \\dot { Q } _ { k } \\} _ { k = 1 } ^ { K }$ , which is represented by a multi-headed deep neural network. To train the network, the standard bootstrap method (Efron, 1979; Hastie et al., 2001) constructs $K$ different datasets by sampling with replacement from the global data pool. Instead, Osband et al. (2016a) trains all network heads on the exact same data and diversifies the Q-ensemble via two other mechanisms. First, each head $Q _ { k } ( \\mathbf { s } , \\mathbf { a } ; \\theta )$ is trained on its own independent target head $Q _ { k } ( \\mathbf { s } , \\mathbf { a } ; \\theta ^ { - } )$ , which is periodically updated (Mnih et al., 2015). Further, each head is randomly initialized, which, combined with the nonlinear parameterization and the independently targets, provides sufficient diversification. ", + "bbox": [ + 173, + 609, + 825, + 736 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Intrinsic uncertainty is captured by the return distribution $Z ^ { \\pi }$ . While Q-learning (Watkins, 1989) aims to estimate the expected discounted return $Q ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) = \\mathbb { E } [ Z ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) ]$ , distributional RL approximates the random return $Z ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } )$ directly. As in standard Q-learning (Watkins, 1989), one can define a distributional Bellman optimality operator based on (1), ", + "bbox": [ + 173, + 742, + 825, + 799 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/9bc01c69ece8c42cf61d224056e7a53758ab2239fa4f14dc5c37a73e1011c327.jpg", + "text": "$$\n\\mathcal { T } Z ( \\mathbf { s } , \\mathbf { a } ) : = R ( \\mathbf { s } , \\mathbf { a } ) + \\gamma Z ( \\mathbf { s } ^ { \\prime } , \\arg \\operatorname* { m a x } _ { \\mathbf { a } ^ { \\prime } \\in \\mathcal { A } } \\mathbb { E } [ Z ( \\mathbf { s } ^ { \\prime } , \\mathbf { a } ^ { \\prime } ) ] ) .\n$$", + "text_format": "latex", + "bbox": [ + 320, + 805, + 678, + 833 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To estimate the distribution of $Z$ , we use the approach of C51 (Bellemare et al., 2017) in the following. It parameterizes the return as a categorical distribution over a set of equidistant atoms in a fixed interval $[ V _ { \\operatorname* { m i n } } , V _ { \\operatorname* { m a x } } ]$ . The atom probabilities are parameterized by a softmax distribution over the outputs of a parametric model. Since the parameterization $Z _ { \\theta }$ and the Bellman update $\\mathcal { T } Z _ { \\theta }$ have disjoint supports, the algorithm requires an additional step $\\Phi$ that projects the shifted support of $\\mathcal { T } Z _ { \\theta }$ onto $[ V _ { \\mathrm { m i n } } , V _ { \\mathrm { m a x } } ]$ . Then it minimizes the Kullback-Leibler divergence $D _ { \\mathrm { K L } } \\left( \\Phi T Z _ { \\theta } | | \\bar { Z _ { \\theta } } \\right)$ . ", + "bbox": [ + 173, + 839, + 825, + 924 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/c380b9f6969cdbaea657461100abbf2096bc0d59ac0392b5e77356708b71031c.jpg", + "image_caption": [ + "Figure 1: Gaussian Process setting. $R$ : the true function, $\\rho ^ { 2 }$ : true observation noise variance, blue: confidence region with $\\mu$ indicating the mean, blue dots: sampled evaluation points. (a): prior, (b), (c), (d): UCB, TS, IDS posteriors respectively after 20 samples. " + ], + "image_footnote": [], + "bbox": [ + 176, + 99, + 823, + 199 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.2 HETEROSCEDASTICITY IN REINFORCEMENT LEARNING ", + "text_level": 1, + "bbox": [ + 174, + 290, + 599, + 304 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In RL, heteroscedasticity means that the variance of the return distribution $Z$ depends on the state and action. This can occur in a number of ways. The variance ${ \\mathrm { V a r } } ( R | { \\bf s } , { \\bf a } )$ of the reward function itself may depend on s or a. Even with deterministic or homoscedastic rewards, in stochastic environments the variance of the observed return is a function of the stochasticity in the transitions over a sequence of steps. Furthermore, Partially Observable MDPs (Monahan, 1982) are also heteroscedastic due to the possibility of different states aliasing to the same observation. ", + "bbox": [ + 173, + 315, + 825, + 401 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Interestingly, heteroscedasticity also occurs in value-based RL regardless of the environment. This is due to Bellman targets being generated based on an evolving policy $\\pi$ . To demonstrate this, consider a standard observation model used in supervised learning $y _ { t } = f ( \\mathbf { x } _ { t } ) + \\epsilon _ { t } ( \\mathbf { x } _ { t } )$ , with true function $f$ and Gaussian noise $\\boldsymbol { \\epsilon } _ { t } ( { \\mathbf { x } } _ { t } )$ . In Temporal Difference (TD) algorithms (Sutton & Barto, 1998), given a sample transition $\\left( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } , r _ { t } , \\mathbf { s } _ { t + 1 } \\right)$ , the learning target is generated as $y _ { t } = r _ { t } + \\gamma Q ^ { \\pi } ( \\mathbf { s } _ { t + 1 } , \\mathbf { a } ^ { \\prime } )$ , for some action $\\mathbf { a } ^ { \\prime }$ . Similarly to the observation model above, we can describe TD-targets for learning $Q ^ { * }$ being generated as $y _ { t } = f ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) + \\epsilon _ { t } ^ { \\pi } ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } )$ , with $f$ and $\\epsilon _ { t } ^ { \\pi }$ given by ", + "bbox": [ + 173, + 406, + 826, + 506 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/8ca976d5e592a31a32f1e8e0d78e4ac7e981f8165abec91f793bdb503d517a5e.jpg", + "text": "$$\n\\begin{array} { r l } & { f ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) = Q ^ { * } ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) = \\mathbb { E } [ R ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) ] + \\gamma \\mathbb { E } _ { \\mathbf { s } ^ { \\prime } \\sim p ( \\mathbf { s } ^ { \\prime } \\mid \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) } [ \\underset { \\mathbf { a } ^ { \\prime } } { \\operatorname* { m a x } } Q ^ { * } ( \\mathbf { s } ^ { \\prime } , \\mathbf { a } ^ { \\prime } ) ] } \\\\ & { \\epsilon _ { t } ^ { \\pi } ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) = r _ { t } + \\gamma Q ^ { \\pi } ( \\mathbf { s } _ { t + 1 } , \\mathbf { a } ^ { \\prime } ) - f ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) } \\\\ & { \\qquad = ( r _ { t } - \\mathbb { E } [ R ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) ] ) + \\gamma \\left( Q ^ { \\pi } ( \\mathbf { s } _ { t + 1 } , \\mathbf { a } ^ { \\prime } ) - \\mathbb { E } _ { \\mathbf { s } ^ { \\prime } \\sim p ( \\mathbf { s } ^ { \\prime } \\mid \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) } [ \\underset { \\mathbf { a } ^ { \\prime } } { \\operatorname* { m a x } } Q ^ { * } ( \\mathbf { s } ^ { \\prime } , \\mathbf { a } ^ { \\prime } ) ] \\right) } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 214, + 511, + 784, + 585 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The last term clearly shows the dependence of the noise function $\\epsilon _ { t } ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } )$ on the policy $\\pi$ , used to generate the Bellman target. Note additionally that heteroscedastic targets are not limited to TDlearning methods, but also occur in $\\mathrm { T D } ( \\lambda )$ and Monte-Carlo learning (Sutton $\\&$ Barto, 1998), no matter if the environment is stochastic or not. ", + "bbox": [ + 174, + 592, + 826, + 648 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.3 INFORMATION-DIRECTED SAMPLING", + "text_level": 1, + "bbox": [ + 176, + 666, + 473, + 681 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Information-Directed Sampling (IDS) is a bandit algorithm, which was first introduced in the Bayesian setting by Russo & Van Roy (2014), and later adapted to the frequentist framework by Kirschner & Krause (2018). Here, we concentrate on the latter formulation in order to avoid keeping track of a posterior distribution over the environment, which itself is a difficult problem in RL. The bandit problem is equivalent to a single state MDP with stochastic reward function $R ( { \\bf a } , { \\bf s } ) = R ( { \\bf a } )$ and optimal action $\\mathbf { a } ^ { * } = \\arg \\operatorname* { m a x } _ { \\mathbf { a } \\in \\mathcal { A } } \\mathbb { E } [ R ( \\mathbf { a } ) ]$ . We define the (expected) regret $\\Delta ( \\mathbf { a } ) : = \\mathbb { E } \\left[ R ( \\mathbf { a } ^ { * } ) - R ( \\mathbf { a } ) \\right]$ , which is the loss in reward for choosing an suboptimal action a. Note, however, that we cannot directly compute $\\Delta ( \\mathbf { a } )$ , since it depends on $R$ and the unknown optimal action $\\mathbf { a } ^ { * }$ . Instead, IDS uses a conservative regret estimate $\\begin{array} { r } { \\hat { \\Delta } _ { t } ( \\mathbf { a } ) = \\mathrm { m a x } _ { \\mathbf { a } ^ { \\prime } \\in \\mathcal { A } } u _ { t } ( \\mathbf { a } ^ { \\prime } ) - l _ { t } ( \\mathbf { a } ) } \\end{array}$ , where $[ l _ { t } ( \\mathbf { a } ) , u _ { t } ( \\mathbf { a } ) ]$ is a confidence interval which contains the true expected reward $\\mathbb { E } [ R ( { \\bf a } ) ]$ with high probability. ", + "bbox": [ + 173, + 691, + 825, + 848 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In addition, assume for now that we are given an information gain function $I _ { t } ( \\mathbf { a } )$ . Then, at any time step $t$ , the IDS policy is defined by ", + "bbox": [ + 173, + 854, + 823, + 883 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/d823275893b70711f224b7e6d030b67029c25dfd060aeea8d6716c6350f0f45d.jpg", + "text": "$$\n\\mathbf { a } _ { t } ^ { \\mathrm { I D S } } \\in \\mathop { \\mathrm { a r g } } \\operatorname* { m i n } _ { \\mathbf { a } \\in \\mathcal { A } } \\frac { \\hat { \\Delta } _ { t } ( \\mathbf { a } ) ^ { 2 } } { I _ { t } ( \\mathbf { a } ) } .\n$$", + "text_format": "latex", + "bbox": [ + 416, + 891, + 581, + 928 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Technically, this is known as deterministic IDS which, for simplicity, we refer to as IDS throughout this work. Intuitively, IDS chooses actions with small regret-information ratio $\\begin{array} { r } { \\hat { \\Psi } _ { t } ( \\mathbf { a } ) : = \\frac { \\hat { \\Delta } _ { t } ( \\mathbf { \\bar { a } } ) ^ { 2 } } { I _ { t } ( \\mathbf { a } ) } } \\end{array}$ to balance between incurring regret and acquiring new information at each step. Kirschner & Krause (2018) introduce several information-gain functions and derive a high-probability bound on the cumulative regret, $\\begin{array} { r } { \\sum _ { t = 1 } ^ { T } \\Delta _ { t } ( \\mathbf { a } _ { t } ^ { \\mathrm { I D S } } ) \\leq \\mathcal { O } ( \\sqrt { T \\gamma _ { T } } ) } \\end{array}$ . Here, $\\gamma _ { T }$ is an upper bound on the total information gain $\\textstyle \\sum _ { t = 1 } ^ { T } I _ { t } ( \\mathbf { a } _ { t } )$ , which has a sublinear dependence in $T$ for different function classes and the specific information-gain function we use in the following (Srinivas et al., 2010). The overall regret bound for IDS matches the best bound known for the widely used UCB policy for linear and kernelized reward functions. ", + "bbox": [ + 173, + 103, + 825, + 242 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "One particular choice of the information gain function, that works well empirically and we focus on in the following, is $I _ { t } ( \\mathbf { a } ) = \\log \\big ( 1 + \\bar { \\sigma _ { t } } ( \\mathbf { a } ) ^ { 2 } / \\rho ( \\mathbf { a } ) ^ { 2 } \\big )$ (Kirschner & Krause, 2018). Here $\\sigma _ { t } ( a ) ^ { 2 }$ is the variance in the parametric estimate of $\\mathbb { E } [ R ( { \\bf a } ) ]$ and $\\rho ( \\mathbf { a } ) ^ { 2 } = \\mathrm { V a r } [ R ( \\mathbf { a } ) ]$ is the variance of the observed reward. In particular, the information gain $I _ { t } ( \\mathbf { a } )$ is small for actions with little uncertainty in the true expected reward or with reward that is subject to high observation noise. Importantly, note that $\\rho ( \\mathbf { a } ) ^ { 2 }$ may explicitly depend on the selected action a, which allows the policy to account for heteroscedastic noise. ", + "bbox": [ + 173, + 248, + 825, + 348 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We demonstrate the advantage of such a strategy in the Gaussian Process setting (Murphy, 2012). In particular, for an arbitrary set of actions $\\mathbf { a } _ { 1 } , \\ldots , \\mathbf { a } _ { N }$ , we model the distribution of $R ( \\mathbf { a } _ { 1 } ) , \\ldots , R ( \\mathbf { a } _ { N } )$ by a multivariate Gaussian, with covariance $\\operatorname { C o v } [ R ( \\mathbf { a } _ { i } ) , R ( \\mathbf { a } _ { j } ) ] = \\kappa ( \\mathbf { x } _ { i } , \\mathbf { x } _ { j } )$ , where $\\kappa$ is a positive definite kernel. In our toy example, the goal is to maximize $R ( \\mathbf { x } )$ under heteroscedastic observation noise with variance $\\rho ( \\mathbf { x } ) ^ { 2 }$ (Figure 1). As UCB and TS do not consider observation noise in the acquisition function, they may sample at points where $\\rho ( { \\bf x } ) ^ { 2 }$ is large. Instead, by exploiting kernel correlation, IDS is able to shrink the uncertainty in the high-noise region with fewer samples, by selecting a nearby point with potentially higher regret but small noise. ", + "bbox": [ + 173, + 354, + 825, + 467 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 INFORMATION-DIRECTED SAMPLING FOR REINFORCEMENT LEARNING", + "text_level": 1, + "bbox": [ + 171, + 486, + 799, + 502 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this section, we use the IDS strategy from the previous section in the context of deep RL. In order to do so, we have to define a tractable notion of regret $\\Delta _ { t }$ and information gain $I _ { t }$ . ", + "bbox": [ + 171, + 516, + 823, + 545 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.1 ESTIMATING REGRET AND INFORMATION GAIN ", + "text_level": 1, + "bbox": [ + 173, + 560, + 545, + 575 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In the context of RL, it is natural to extend the definition of instantaneous regret of action a in state s using the Q-function ", + "bbox": [ + 173, + 587, + 823, + 614 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/096c627b3c181bc703cffb284941e831f43bcfed4db388a5172cf77b62b345ae.jpg", + "text": "$$\n\\Delta _ { t } ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) : = \\mathbb { E } _ { P } \\left[ \\operatorname* { m a x } _ { \\mathbf { a } ^ { \\prime } } Q ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ^ { \\prime } ) - Q _ { t } ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) | \\mathcal { F } _ { t - 1 } \\right] ,\n$$", + "text_format": "latex", + "bbox": [ + 325, + 616, + 671, + 643 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\mathcal { F } _ { t } = \\left\\{ \\mathbf { s } _ { 1 } , \\mathbf { a } _ { 1 } , r _ { 1 } , . . . \\mathbf { s } _ { t } , \\mathbf { a } _ { t } , r _ { t } \\right\\}$ is the history of observations at time $t$ . The regret definition in eq. (6) captures the loss in return when selecting action a in state s rather than the optimal action. This is similar to the notion of the advantage function. Since $\\Delta _ { t } ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } )$ depends on the true Qfunction $Q ^ { \\pi }$ , which is not available in practice and can only be estimated based on finite data, the IDS framework instead uses a conservative estimate. ", + "bbox": [ + 173, + 646, + 825, + 717 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To do so, we must characterize the parametric uncertainty in the Q-function. Since we use neural networks as function approximators, we can obtain approximate confidence bounds using a Bootstrapped DQN (Osband et al., 2016a). In particular, given an ensemble of $K$ action-value functions, we compute the empirical mean and variance of the estimated Q-values, ", + "bbox": [ + 173, + 723, + 825, + 779 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/2b37540e17abbfff01a12ba494d455faface0da9e94795a1205be5d31c3832f1.jpg", + "text": "$$\n\\mu ( \\mathbf { s } , \\mathbf { a } ) = \\frac { 1 } { K } \\sum _ { k = 1 } ^ { K } Q _ { k } ( \\mathbf { s } , \\mathbf { a } ) , \\qquad \\sigma ( \\mathbf { s } , \\mathbf { a } ) ^ { 2 } = \\frac { 1 } { K } \\sum _ { k = 1 } ^ { K } \\left( Q _ { k } ( \\mathbf { s } , \\mathbf { a } ) - \\mu ( \\mathbf { s } , \\mathbf { a } ) \\right) ^ { 2 } .\n$$", + "text_format": "latex", + "bbox": [ + 243, + 781, + 753, + 824 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Based on the mean and variance estimate in the Q-values, we can define a surrogate for the regret using confidence intervals, ", + "bbox": [ + 173, + 825, + 828, + 853 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/138ef395ff7e07c9e2e93f3700fcf2c3403abc15fa4a82c550b11d6792bcb96b.jpg", + "text": "$$\n\\hat { \\Delta } _ { t } ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) = \\operatorname* { m a x } _ { \\mathbf { a } ^ { \\prime } \\in \\mathcal { A } } \\big ( \\mu _ { t } ( \\mathbf { s } , \\mathbf { a } ^ { \\prime } ) + \\lambda _ { t } \\sigma _ { t } ( \\mathbf { s } , \\mathbf { a } ^ { \\prime } ) \\big ) - \\big ( \\mu _ { t } ( \\mathbf { s } , \\mathbf { a } ) - \\lambda _ { t } \\sigma _ { t } ( \\mathbf { s } , \\mathbf { a } ) \\big ) .\n$$", + "text_format": "latex", + "bbox": [ + 271, + 854, + 725, + 880 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\lambda _ { t }$ is a scaling hyperparameter. The first term corresponds to the maximum plausible value that the Q-function could take at a given state, while the right term lower-bounds the Q-value given the chosen action. As a result, eq. (8) provides a conservative estimate of the regret in eq. (6). ", + "bbox": [ + 174, + 882, + 825, + 924 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Algorithm 1 Deterministic Information-Directed Q-learning ", + "text_level": 1, + "bbox": [ + 173, + 103, + 571, + 117 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Input: $\\lambda$ , action-value function $Q$ with $K$ outputs $\\{ Q _ { k } \\} _ { k = 1 } ^ { K }$ , action-value distribution $Z$ \nfor episode $i = 1 : M$ do Get initial state $\\mathbf { s } _ { 0 }$ for step µ(st, $t = 0 : T$ $\\begin{array} { r l } & { \\quad _ { \\mu ( \\mathbf { s } _ { t } , \\mathbf { a } ) } ^ { \\star } = \\frac { 1 } { K } \\sum _ { k = 1 } ^ { K } Q _ { k } ( \\mathbf { s } _ { t } , \\mathbf { a } ) } \\\\ & { \\quad _ { \\sigma ( \\mathbf { s } _ { t } , \\mathbf { a } ) ^ { 2 } } = \\frac { 1 } { K } \\sum _ { k = 1 } ^ { K } \\left[ Q _ { k } ( \\mathbf { s } _ { t } , \\mathbf { a } ) - \\mu ( \\mathbf { s } _ { t } , \\mathbf { a } ) \\right] ^ { 2 } } \\\\ & { \\quad _ { \\Delta } ( \\mathbf { s } _ { t } , \\mathbf { a } ) = \\operatorname* { m a x } _ { \\mathbf { a } ^ { \\prime } \\in \\mathcal { A } } \\left[ \\mu ( \\mathbf { s } _ { t } , \\mathbf { a } ^ { \\prime } ) + \\lambda \\sigma ( \\mathbf { s } _ { t } , \\mathbf { a } ^ { \\prime } ) \\right] - \\left[ \\mu ( \\mathbf { s } _ { t } , \\mathbf { a } ) - \\lambda \\sigma ( \\mathbf { s } _ { t } , \\mathbf { a } ) \\right] } \\\\ & { \\quad _ { \\rho ( \\mathbf { s } _ { t } , \\mathbf { a } ) ^ { 2 } } = \\mathrm { V a r } \\left( Z ( \\mathbf { s } _ { t } , \\mathbf { a } ) \\right) / \\left( \\epsilon _ { 1 } + \\frac { 1 } { | \\mathcal { A } | } \\sum _ { \\mathbf { a } ^ { \\prime } \\in \\mathcal { A } } \\mathrm { V a r } \\left( Z ( \\mathbf { s } _ { t } , \\mathbf { a } ^ { \\prime } ) \\right) \\right) } \\\\ & { \\quad _ { I ( \\mathbf { s } _ { t } , \\mathbf { a } ) } = \\log \\left( 1 + \\frac { \\sigma ( \\mathbf { s } _ { t } , \\mathbf { a } ) ^ { 2 } } { \\rho ( \\mathbf { s } _ { t } , \\mathbf { a } ) ^ { 2 } } \\right) + \\epsilon _ { 2 } } \\end{array}$ Compute regret-information ratio: $\\begin{array} { r } { \\hat { \\Psi } ( \\mathbf { s } _ { t } , \\mathbf { a } ) = \\frac { \\hat { \\Delta } ( \\mathbf { s } _ { t } , \\mathbf { a } ) ^ { 2 } } { I ( \\mathbf { s } _ { t } , \\mathbf { a } ) } } \\end{array}$ Execute action $\\mathbf { a } _ { t } = \\arg \\operatorname* { m i n } _ { \\mathbf { a } \\in \\mathcal { A } } \\hat { \\Psi } ( \\mathbf { s } _ { t } , \\mathbf { a } )$ , observe $r _ { t }$ and state $\\mathbf { s } _ { t + 1 }$ end for \nend for ", + "bbox": [ + 184, + 121, + 776, + 347 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Given the regret surrogate, the only missing component to use the IDS strategy in eq. (5) is to compute the information gain function $I _ { t }$ . In particular, we use $I _ { t } ( \\mathbf { a } ) = \\log \\big ( 1 + \\sigma _ { t } ( \\mathbf { a } ) ^ { \\scriptscriptstyle \\bar { 2 } } / \\rho ( \\mathbf { a } ) ^ { 2 } \\big )$ based on the discussion in (Kirschner & Krause, 2018). In addition to the previously defined predictive parameteric variance estimates for the regret, it depends on the variance of the noise distribution, $\\rho$ . While in the bandit setting we track one-step rewards, in RL we focus on learning from returns from complete trajectories. Therefore, instantaneous reward observation noise variance $\\rho ( { \\mathbf { a } } ) ^ { 2 }$ in the bandit setting transfers to the variance of the return distribution $\\mathrm { V a r } \\left( Z ( \\mathbf { s } , \\mathbf { a } ) \\right)$ in RL. We point out that the scale of $\\mathrm { V a r } \\left( Z ( \\mathbf { s } , \\mathbf { a } ) \\right)$ can substantially vary depending on the stochasticity of the policy and the environment, as well as the reward scaling. This directly affects the scale of the information gain and the degree to which the agent chooses to explore. Since the weighting between regret and information gain in the IDS ratio is implicit, for stable performance across a range of environments, we propose computing the information gain $\\begin{array} { r } { I ( \\mathbf { s } , \\mathbf { a } ) = \\log \\left( 1 + \\frac { \\sigma ( \\mathbf { s } , \\mathbf { a } ) ^ { 2 } } { \\rho ( \\mathbf { s } , \\mathbf { a } ) ^ { 2 } } \\right) + \\epsilon _ { 2 } } \\end{array}$ using the normalized variance ", + "bbox": [ + 173, + 372, + 825, + 559 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/53104b9cc2674b71d3f4b902abea49112efb17e94fd8a49ec3dc75e63df3b6b7.jpg", + "text": "$$\n\\rho ( \\mathbf { s } , \\mathbf { a } ) ^ { 2 } = \\frac { \\operatorname { V a r } \\left( Z ( \\mathbf { s } , \\mathbf { a } ) \\right) } { \\epsilon _ { 1 } + \\frac { 1 } { | A | } \\sum _ { \\mathbf { a } ^ { \\prime } \\in \\mathcal { A } } \\operatorname { V a r } \\left( Z ( \\mathbf { s } , \\mathbf { a } ^ { \\prime } ) \\right) } ,\n$$", + "text_format": "latex", + "bbox": [ + 354, + 558, + 643, + 597 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\epsilon _ { 1 } , \\epsilon _ { 2 }$ are small constants that prevent division by 0. This normalization step brings the mean of all variances to 1, while keeping their values positive. Importantly, it preserves the signal needed for noise-sensitive exploration and allows the agent to account for numerical differences across environments and favor the same amount of risk. We also experimentally found this version to give better results compared to the unnormalized variance $\\rho ( \\mathbf { s } , \\mathbf { a } ) ^ { \\dot { 2 } } = \\mathrm { V a r } \\left( \\bar { Z ( \\mathbf { s } , \\mathbf { a } ) } \\right)$ . ", + "bbox": [ + 174, + 598, + 825, + 669 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.2 INFORMATION-DIRECTED REINFORCEMENT LEARNING", + "text_level": 1, + "bbox": [ + 174, + 685, + 599, + 700 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Using the estimates for regret and information gain, we provide the complete control algorithm in Algorithm 1. At each step, we compute the parametric uncertainty over $Q ( \\mathbf { s } , \\mathbf { a } )$ as well as the distribution over returns $Z ( \\mathbf { s } , \\mathbf { a } )$ . We then follow the steps from Section 4.1 to compute the regret and the information gain of each action, and select the one that minimizes the regret-information ratio $\\hat { \\Psi } ( \\mathbf { s } , \\mathbf { a } )$ . ", + "bbox": [ + 174, + 712, + 825, + 784 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To estimate parametric uncertainty, we use the exact same training procedure and architecture as Bootstrapped DQN (Osband et al., 2016a): we split the DQN architecture (Mnih et al., 2015) into $K$ bootstrap heads after the convolutional layers. Each head $Q _ { k } ( \\mathbf { s } , \\mathbf { a } ; \\theta )$ is trained against its own target head $Q _ { k } ( \\mathbf { s } , \\mathbf { a } ; \\theta ^ { - } )$ and all heads are trained on the exact same data. We use Double DQN targets (van Hasselt et al., 2016) and normalize gradients propagated by each head by $1 / K$ . ", + "bbox": [ + 174, + 791, + 825, + 861 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To estimate $Z ( \\mathbf { s } , \\mathbf { a } )$ , it makes sense to share some of the weights $\\theta$ from the Bootstrapped DQN. We propose to use the output of the last convolutional layer $\\phi ( \\mathbf { s } )$ as input to a separate head that estimates $Z ( \\mathbf { s } , \\mathbf { a } )$ . The output of this head is the only one used for computing $\\rho ( \\mathbf { s } , \\mathbf { \\bar { a } } ) ^ { 2 }$ and is also not included in the bootstrap estimate. For instance, this head can be trained using C51 or QR", + "bbox": [ + 174, + 867, + 823, + 924 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/68bf0ea62da095b2695496bbb7036e091adb28683a183326df46fa1954ee3df6.jpg", + "table_caption": [ + "Table 1: Mean and median of best scores computed across the Atari 2600 games from Table 3 and 4 in the appendix, measured as human-normalized percentages (Nair et al., 2015). QR-DQN and IQN scores obtained from Table 1 in Dabney et al. (2018a), by removing the scores of Defender and Surround. DQN-IDS and C51-IDS averaged over 3 seeds. " + ], + "table_footnote": [], + "table_body": "
MeanMedian
DQNDDQNDueling232%79%
313%118%
DuelingNoisyNet-DQNPrior.Bootstrapped DQNPrior. DuelingNoisyNet-DuelingDQN-IDSDueling
NoisyNet-DQN
QN389%123%
444%124%
553%139%
608%172%
651%757%172%
187%
C51QR-DQNIQNC51-IDS721%178%
888%193%
1048%1058%218%253%
", + "bbox": [ + 354, + 172, + 642, + 372 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "DQN, with variance $\\begin{array} { r } { \\operatorname { V a r } \\left( Z ( \\mathbf { s } , \\mathbf { a } ) \\right) = \\sum _ { i } p _ { i } ( z _ { i } - \\mathbb { E } [ Z ( \\mathbf { s } , \\mathbf { a } ) ] ) ^ { 2 } } \\end{array}$ , where $z _ { i }$ denotes the atoms of the distribution support, $p _ { i }$ , their corresponding probabilities, and $\\begin{array} { r } { E [ Z ( \\mathbf { s } , \\mathbf { a } ) ] = \\sum _ { i } p _ { i } z _ { i } } \\end{array}$ . To isolate the effect of noise-sensitive exploration from the advantages of distributional training, we do not propagate distributional loss gradients in the convolutional layers and use the representation $\\phi ( \\mathbf { s } )$ learned only from the bootstrap branch. This is not a limitation of our approach and both (or either) bootstrap and distributional gradients can be propagated through the convolutional layers. ", + "bbox": [ + 173, + 415, + 825, + 500 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Importantly, our method can account for deep exploration, since both the parametric uncertainty $\\sigma ( \\mathbf { \\dot { s } } , \\mathbf { a } ) ^ { 2 }$ and the intrinsic uncertainty $\\rho ( \\mathbf { s } , \\mathbf { a } ) ^ { 2 }$ estimates in the information gain are extended beyond a single time step and propagate information over sequences of states. We note the difference with intrinsic motivation methods, which augment the reward function by adding an exploration bonus to the step reward (Houthooft et al., 2016; Stadie et al., 2015; Schmidhuber, 2010; Bellemare et al., 2016; Tang et al., 2017). While the bonus is sometimes based on an information-gain measure, the estimated optimal policy is often affected by the augmentation of the rewards. ", + "bbox": [ + 173, + 507, + 825, + 604 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "5 EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 640, + 326, + 655 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We now provide experimental results on 55 of the Atari 2600 games from the Arcade Learning Environment (ALE) (Bellemare et al., 2013), simulated via the OpenAI gym interface (Brockman et al., 2016). We exclude Defender and Surround from the standard Atari-57 selection, since they are not available in OpenAI gym. Our method builds on the standard DQN architecture and we expect it to benefit from recent improvements such as Dueling DQN (Wang et al., 2016) and prioritized replay (Schaul et al., 2016). However, in order to separately study the effect of changing the exploration strategy, we compare our method without these additions. Our code can be found at https:// github.com/nikonikolov/rltf/tree/ids-drl. ", + "bbox": [ + 173, + 680, + 825, + 791 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We evaluate two versions of our method: a homoscedastic one, called DQN-IDS, for which we do not estimate $Z ( \\mathbf { s } , \\mathbf { a } )$ and set $\\rho ( \\mathbf { s } , \\mathbf { a } ) ^ { 2 }$ to a constant, and a heteroscedastic one, C51-IDS, for which we estimate $Z ( \\mathbf { s } , \\mathbf { a } )$ using C51 as previously described. DQN-IDS uses the exact same network architecture as Bootstrapped DQN. For C51-IDS, we add the fully-connected part of the C51 network (Bellemare et al., 2017) on top of the last convolutional layer of the DQN-IDS architecture, but we do not propagate distributional loss gradients into the convolutional layers. We use a target network to compute Bellman updates, with double DQN targets only for the bootstrap heads, but not for the distributional update. Weights are updated using the Adam optimizer (Kingma & Ba, 2015). We evaluate the performance of our method using a mean greedy policy that is computed on ", + "bbox": [ + 173, + 797, + 825, + 924 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "the bootstrap heads ", + "bbox": [ + 174, + 104, + 302, + 117 + ], + "page_idx": 7 + }, + { + "type": "equation", + "img_path": "images/f4c345d50c72989c44e004c90e328a1487d2d9170ce984478b5746cc0904a7de.jpg", + "text": "$$\n\\arg \\operatorname* { m a x } _ { \\mathbf { a } \\in \\mathcal { A } } \\frac { 1 } { K } \\sum _ { k = 1 } ^ { K } Q _ { k } ( \\mathbf { s } , \\mathbf { a } ) .\n$$", + "text_format": "latex", + "bbox": [ + 411, + 116, + 586, + 160 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Due to computational limitations, we did not perform an extensive hyperparameter search. Our final algorithm uses $\\lambda = 0 . 1$ , $\\rho ( \\mathbf { s } , \\mathbf { a } ) ^ { 2 } = 1 . 0$ (for DQN-IDS) and target update frequency of 40000 agent steps, based on a parameter search over $\\lambda \\in \\{ 0 . 1 , 1 . 0 \\}$ , $\\rho ^ { 2 } \\in \\{ 0 . { \\bar { 5 } } , 1 . 0 \\}$ , and target update in $\\{ 1 0 0 0 \\bar { 0 } , 4 0 0 0 0 \\}$ . For C51-IDS, we put a heuristically chosen lower bound of 0.25 on $\\rho ( \\bar { \\bf s } , \\bar { \\bf a } ) ^ { 2 }$ to prevent the agent from fixating on “noiseless” actions. This bound is introduced primarily for numerical reasons, since, even in the bandit setting, the strategy may degenerate as the noise variance of a single action goes to zero. We also ran separate experiments without this lower bound and while the per-game scores slightly differ, the overall change in mean human-normalized score was only $23 \\%$ . We also use the suggested hyperparameters from C51 and Bootstrapped DQN, and set learning rate $\\alpha = 0 . 0 0 0 0 5$ , $\\epsilon _ { \\tt A D A M } = 0 . 0 1 / 3 2$ , number of heads $K = 1 0$ , number of atoms $N = 5 1$ . The rest of our training procedure is identical to that of Mnih et al. (2015), with the difference that we do not use $\\epsilon$ -greedy exploration. All episodes begin with up to 30 random no-ops (Mnih et al., 2015) and the horizon is capped at 108K frames (van Hasselt et al., 2016). Complete details are provided in Appendix A. ", + "bbox": [ + 173, + 161, + 825, + 354 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "To provide comparable results with existing work we report evaluation results under the best agent protocol. Every 1M training frames, learning is frozen, the agent is evaluated for 500K frames and performance is computed as the average episode return from this latest evaluation run. Table 1 shows the mean and median human-normalized scores (van Hasselt et al., 2016) of the best agent performance after 200M training frames. Additionally, we illustrate the distributions learned by C51 and C51-IDS in Figure 3. ", + "bbox": [ + 174, + 362, + 825, + 445 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We first point out the results of DQN-IDS and Bootstrapped DQN. While both methods use the same architecture and similar optimization procedures, DQN-IDS outperforms Bootstrapped DQN by around $2 0 0 \\%$ . This suggests that simply changing the exploration strategy from TS to IDS (along with the type of optimizer), even without accounting for heteroscedastic noise, can substantially improve performance. Furthermore, DQN-IDS slightly outperforms C51, even though C51 has the benefits of distributional learning. ", + "bbox": [ + 174, + 452, + 825, + 536 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We also see that C51-IDS outperforms C51 and QR-DQN and achieves slightly better results than IQN. Importantly, the fact that C51-IDS substantially outperforms DQN-IDS, highlights the significance of accounting for heteroscedastic noise. We also experimented with a QRDQN-IDS version, which uses QR-DQN instead of C51 to estimate $Z ( \\mathbf { s } , \\mathbf { a } )$ and noticed that our method can benefit from better approximation of the return distribution. While we expect the performance over IQN to be higher, we do not include QRDQN-IDS scores since we were unable to reproduce the reported QR-DQN results on some games. We also note that, unlike C51-IDS, IQN is specifically tuned for risk sensitivity. One way to get a risk-sensitive IDS policy is by tuning for $\\beta$ in the additive IDS formulation $\\bar { \\hat { \\Psi } } ( \\mathbf { s } , \\mathbf { a } ) = \\bar { \\Delta } ( \\mathbf { s } , \\mathbf { \\bar { a } } ) ^ { 2 } - \\beta I ( \\mathbf { s } , \\mathbf { a } )$ , proposed by Russo & Van Roy (2014). We verified on several games that C51-IDS scores can be improved by using this additive formulation and we believe such gains can be extended to the rest of the games. ", + "bbox": [ + 174, + 542, + 825, + 698 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "6 CONCLUSION ", + "text_level": 1, + "bbox": [ + 176, + 718, + 318, + 734 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We extended the idea of frequentist Information-Directed Sampling to a practical RL exploration algorithm that can account for heteroscedastic noise. To the best of our knowledge, we are the first to propose a tractable IDS algorithm for RL in large state spaces. Our method suggests a new way to use the return distribution in combination with parametric uncertainty for efficient deep exploration and demonstrates substantial gains on Atari games. We also identified several sources of heteroscedasticity in RL and demonstrated the importance of accounting for heteroscedastic noise for efficient exploration. Additionally, our evaluation results demonstrated that similarly to the bandit setting, IDS has the potential to outperform alternative strategies such as TS in RL. ", + "bbox": [ + 174, + 750, + 825, + 861 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "There remain promising directions for future work. Our preliminary results show that similar improvements can be observed when IDS is combined with continuous control RL methods such as the Deep Deterministic Policy Gradient (DDPG) (Lillicrap et al., 2016). Developing a computationally efficient approximation of the randomized IDS version, which minimizes the regret-information ratio over the set of stochastic policies, is another idea to investigate. Additionally, as indicated by Russo & Van Roy (2014), IDS should be seen as a design principle rather than a specific algorithm, and thus alternative information gain functions are an important direction for future research. ", + "bbox": [ + 174, + 867, + 823, + 924 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 823, + 146 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "ACKNOWLEDGMENTS ", + "text_level": 1, + "bbox": [ + 176, + 162, + 326, + 176 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We thank Ian Osband and Will Dabney for providing details about the Atari evaluation protocol. This work was supported by SNSF grant 200020 159557, the Vector Institute and the Open Philanthropy Project AI Fellows Program. 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", + "bbox": [ + 174, + 895, + 821, + 924 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "A HYPERPARAMETERS ", + "text_level": 1, + "bbox": [ + 176, + 103, + 382, + 117 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/a4e640413e243af1c4e57e4b396e5e62b76f48a39d3a6b765ebac012fb4b7044.jpg", + "table_caption": [ + "Table 2: ALE hyperparameters " + ], + "table_footnote": [], + "table_body": "
HyperparameterValueDescription
0.1Scale factor for computing regret surrogate
1.0Observation noise variance for DQN-IDS
∈1,∈20.00001Information-ratio constants; prevent division by O
mini-batch size32Size of mini-batch samples for gradient descent step
replay buffer size1MThe number of most recent observations stored in the replay buffer
agent history length4The number of most recent frames concatenated as input to the network
action repeat4Repeat each action selected by the agent this many times
Y0.99Discount factor
training frequency4The number of times an action is selected by the agent be- tween successive gradient descent steps
K10Number of bootstrap heads
β10.9Adam optimizer parameter
β0.99Adam optimizer parameter
EADAM0.01/32Adam optimizer parameter
α0.00005learning rate
learning starts50000Agent step at which learning starts.Random policy before- hand
numberof bins51Number of bins for Categorical DQN (C51)
[VMIN, VmAx][-10,10]C51 distribution range
number of quantiles200Number of quantiles for QR-DQN
target network update frequency40000Number of agent steps between consecutive target updates
evaluation length125KNumber of agent steps each evaluation window lasts for.
evaluation frequencyEquivalent to 50OK frames
250KThe number of steps the agent takes in training mode between two evaluation runs.Equivalent to 1M frames
eval episode length27KNumber of maximum agent steps during an evaluation episode.Equivalent to 108K frames
max no-ops30Maximum number no-op actions before the episode starts
", + "bbox": [ + 181, + 167, + 818, + 617 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "B SUPPLEMENTAL RESULTS ", + "text_level": 1, + "bbox": [ + 176, + 102, + 424, + 118 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Human-normalized scores are computed as (van Hasselt et al., 2016), ", + "bbox": [ + 173, + 133, + 629, + 148 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/7436d9547ffd6ed74356af8304e96ebc039a87e96d8fbc8d98b424a934dfd70a.jpg", + "text": "$$\ns c o r e = \\frac { a g e n t - r a n d o m } { h u m a n - r a n d o m } \\times 1 0 0 \n$$", + "text_format": "latex", + "bbox": [ + 377, + 155, + 620, + 186 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "where agent, human and random represent the per-game raw scores. ", + "bbox": [ + 173, + 193, + 638, + 208 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/6520836face41e055d558d39cb2cd5a95d86fea2e0ad93d90c9a6c44bb8731de.jpg", + "image_caption": [ + "Figure 2: Training curves for DQN-IDS and C51-IDS averaged over 3 seeds. Shaded areas correspond to min and max returns. " + ], + "image_footnote": [], + "bbox": [ + 197, + 226, + 800, + 775 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/0372daad620b46e958f34f02945cf595e3e8e1bd097da2751f2ceb013467530b.jpg", + "image_caption": [ + "Figure 3: The return distributions learned by C51-IDS and C51. Plots obtained by sampling a random batch of 32 states from the replay buffer every 50000 steps and computing the estimates for $\\rho ^ { 2 } ( \\mathbf { s } , \\mathbf { a } )$ based on eq. (9). A histogram over the resulting values is then computed and displayed as a distribution (by interpolation). From top to bottom, the lines on each plot correspond to standard deviation boundaries of a normal distribution [max, $\\mu + 1 . 5 \\sigma , \\mu + \\sigma , \\mu + 0 . 5 \\sigma , \\mu , \\mu - 0 . 5 \\sigma , \\mu -$ $\\sigma , \\mu - 1 . 5 \\sigma , \\mathrm { m i n } ]$ . The $x$ -axis indicates number of training frames. " + ], + "image_footnote": [], + "bbox": [ + 187, + 199, + 807, + 733 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/781adb217d8eba9d87a2cf978e721f444d1f484adfe964dd1311ad84b42200f4.jpg", + "table_caption": [ + "Table 3: Raw evaluation scores. Episodes start with up to 30 no-op actions. Reference values from Wang et al. (2016) and Osband et al. (2016a). DQN-IDS averaged over 3 seeds. Bootstrap DQN scores for Berzerk, Phoenix, Pitfall!, Skiing, Solaris and Yars’ Revenge obtained from our custom implementation. " + ], + "table_footnote": [], + "table_body": "
DQNDDQNDuel.BootstrapPrior.Duel.DQN-IDS
AlienAmidar1,620.0978.03,747.74,461.42,436.63,941.09,780.12,457.0
1,793.32,354.51,272.52,296.8
AssaultAsterix4,280.45,393.24,621.08,047.111,477.09,446.7
4,359.017,356.528,188.019,713.2375,080.050,167.31,959.7
Asteroids1,364.5734.72,837.71,032.01,192.7
Atlantis279,987.0106,056.0382,572.0994,500.0395,762.0993,212.5
Bank HeistBattle Zone455.01,030.61,611.91,208.01,503.11,226.1
29,900.031,700.037,150.038,666.735,520.067,394.2
Beam Rider8,627.513,772.812,164.023,429.830,276.530,426.6
Berzerk585.61,225.41,472.61,077.93,409.04,816.2
BowlingBoxing50.468.165.560.246.7
88.091.699.493.298.9
Breakout385.5418.5345.3855.0366.0600.1
Centipede4,657.75,409.47,561.44,553.57,687.55,860.2
Chopper Command6,126.05,809.011,215.04,100.013,185.013,385.4
Crazy Climber110,763.0117,282.0143,570.0137,925.9162,224.0194,935.7
Demon Attack12,149.458,044.260,813.382,610.072,878.6130,687.2
Double DunkEnduroFishing Derby-6.6-5.50.13.0-12.51.2
729.01,211.82,258.21,591.02.306.42,358.2
-4.915.546.426.041.345.2
Freeway30.833.30.033.933.034.0
Frostbite797.41,683.34,672.82,181.47,413.05,884.3
Gopher8,777.414,840.815,718.417,438.4104,368.247,826.2771.0
Gravitar473.0412.0588.0286.1238.0
H.E.R.O.20,437.820,818.223,037.721,021.321,036.515,165.41.7
Ice Hockey-1.9-2.70.5-1.3-0.4
James Bond768.51,358.01,312.51,663.5812.01,782.2
Kangaroo7,259.012,992.014,854.014,862.51,792.015,364.5
Krull8,422.37,920.511,451.98,627.910,374.410,587.3
Kung-Fu Master26,059.029,710.034,294.036,733.348,375.038,113.50.0
Montezuma’s Revenge0.00.00.0100.00.0
Ms. Pac-Man3,085.62,711.46,283.52,983.33,327.37,273.7
Name This GamePhoenix8,207.810,616.011,971.111,501.115,572.515,576.7
8,485.212,252.523.092.214,964.070,324.30.0176,493.20.0
Pitfall!-286.1-29.90.00.0
Pong19.520.921.020.920.921.0
Private EyeQ*Bert146.7129.7103.01,812.5206.0201.1
13,117.315,088.519,220.315,092.718,760.326,098.5
River Raid7,377.614,884.521,162.612,845.020,607.627,648.3
Road RunnerRobotank39,544.044,127.069,524.051,500.062,151.059,546.2
63.965.165.366.627.568.6
Seaquest5,860.616,452.750,254.29,083.1931.658,909.8
Skiing-13,062.3-9,021.8-8,857.4-9,413.2-19,949.9-7,415.3
Solaris3,482.83,067.82,250.85,443.3133.42,086.8
Space Invaders1,692.32,525.56,427.32,893.015,311.535,422.1
Star GunnerTennisTime Pilot
54,282.060,142.089,238.055,725.0125,117.084,241.0
12.2-22.85.10.00.023.6
4,870.08,339.011,666.09,079.47,553.013,464.8
Tutankham68.1218.4211.4214.8245.9265.5
Up and Down9,989.922,972.244,939.626,231.033,879.185,903.5
Venture163.098.0497.0212.548.0389.1
Video PinballWizard Of Wor196,760.4309,941.998,209.5811,610.0479,197.0
2,704.07,492.07,855.06,804.712,352.0
Yars’RevengeZaxxon18,098.911,712.649,622.117,782.369,618.125,279.5
Zaxxon5,363.010,163.012,944.011,491.713,886.016,789.2
", + "bbox": [ + 189, + 190, + 810, + 901 + ], + "page_idx": 14 + }, + { + "type": "table", + "img_path": "images/bf0d83abe28ea529bd57952051f91270c6d42aa476d8ce00c5fcd1afce35cc28.jpg", + "table_caption": [ + "Table 4: Raw evaluation scores. Episodes start with up to 30 no-op actions. Reference values (available for a single seed) for C51, QR-DQN and IQN taken from Dabney et al. (2018b) and Dabney et al. (2018a). C51-IDS averaged over 3 seeds. " + ], + "table_footnote": [], + "table_body": "
RandomHumanC51QR-DQNIQNC51-IDS
AlienAmidar227.85.87,127.71,719.53,166.01,735.04,871.01,641.07,022.02.946.011,473.61,757.6
Assault222.4742.07,203.022,012.029,091.021,829.1
Asterix210.08,503.3406,211.0261,025.0342,016.0536,273.0
AsteroidsAtlantis719.147,388.71,516.04,226.02,898.0
12,850.029,028.1841,075.0971,850.0978,200.01,032,150.
Bank HeistBattle ZoneBeam RiderBerzerk14.2753.1976.01,249.01,416.01,338.3
Zone2.360.037,187.528,742.039,268.042,244.066,724.0
Riderer363.916,926.514,074.034,821.03,117.042,776.01,053.042,196.723,227.3
123.72,630.41,645.0
BowlingBoxingBreakout23.1160.781.877.286.5
0.11.712.130.597.899.999.899.9
748.0742.0734.0575.5
CentipedeChopper CommandCrazy ClimberDemon AttackDouble DunkEnduro2.090.912,017.09,646.012,447.011,561.09,840.5
811.07,387.815,600.014,667.016,836.0179,082.012,309.5
10,780.535,829.4179,877.0161,196.0205,629.6
152.11,971.0130,955.0121,551.0128,580.0129,667.51.22,370.1
-18.6-16.42.521.95.6
0.0860.53,454.02,355.02,359.0
Fishing DerbyFreewayFishing Derbyerby-91.7-38.78.939.0
0.029.633.934.034.034.0
Frostbite65.24,334.73,965.04,384.04,324.010,924.1
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One", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 284, + 469, + 295 + ], + "spans": [ + { + "bbox": [ + 141, + 284, + 469, + 295 + ], + "score": 1.0, + "content": "reason is that the variability of the returns often depends on the current state and", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 142, + 294, + 470, + 306 + ], + "spans": [ + { + "bbox": [ + 142, + 294, + 470, + 306 + ], + "score": 1.0, + "content": "action, and is therefore heteroscedastic. 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Kirschner & Krause (2018) recently demonstrated", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 653, + 505, + 666 + ], + "spans": [ + { + "bbox": [ + 105, + 653, + 505, + 666 + ], + "score": 1.0, + "content": "that, even in the simpler bandit setting, classical approaches such as UCB and TS fail to efficiently", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 665, + 243, + 676 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 243, + 676 + ], + "score": 1.0, + "content": "account for heteroscedastic noise.", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 34.5 + }, + { + "type": "text", + "bbox": [ + 108, + 681, + 505, + 714 + ], + "lines": [ + { + "bbox": [ + 106, + 681, + 505, + 693 + ], + "spans": [ + { + "bbox": [ + 106, + 681, + 505, + 693 + ], + "score": 1.0, + "content": "In this work, we propose to use Information-Directed Sampling (IDS) (Russo & Van Roy, 2014;", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 691, + 505, + 705 + ], + "spans": [ + { + "bbox": [ + 105, + 691, + 505, + 705 + ], + "score": 1.0, + "content": "Kirschner & Krause, 2018) for efficient exploration in RL. 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One", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 284, + 469, + 295 + ], + "spans": [ + { + "bbox": [ + 141, + 284, + 469, + 295 + ], + "score": 1.0, + "content": "reason is that the variability of the returns often depends on the current state and", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 142, + 294, + 470, + 306 + ], + "spans": [ + { + "bbox": [ + 142, + 294, + 470, + 306 + ], + "score": 1.0, + "content": "action, and is therefore heteroscedastic. Classical exploration strategies such as", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 304, + 470, + 318 + ], + "spans": [ + { + "bbox": [ + 141, + 304, + 470, + 318 + ], + "score": 1.0, + "content": "upper confidence bound algorithms and Thompson sampling fail to appropriately", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 316, + 470, + 329 + ], + "spans": [ + { + "bbox": [ + 141, + 316, + 470, + 329 + ], + "score": 1.0, + "content": "account for heteroscedasticity, even in the bandit setting. Motivated by recent", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 142, + 327, + 470, + 339 + ], + "spans": [ + { + "bbox": [ + 142, + 327, + 470, + 339 + ], + "score": 1.0, + "content": "findings that address this issue in bandits, we propose to use Information-Directed", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 141, + 338, + 470, + 351 + ], + "spans": [ + { + "bbox": [ + 141, + 338, + 470, + 351 + ], + "score": 1.0, + "content": "Sampling (IDS) for exploration in reinforcement learning. As our main contri-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 141, + 349, + 470, + 362 + ], + "spans": [ + { + "bbox": [ + 141, + 349, + 470, + 362 + ], + "score": 1.0, + "content": "bution, we build on recent advances in distributional reinforcement learning and", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 360, + 470, + 373 + ], + "spans": [ + { + "bbox": [ + 141, + 360, + 470, + 373 + ], + "score": 1.0, + "content": "propose a novel, tractable approximation of IDS for deep Q-learning. The result-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 141, + 371, + 470, + 384 + ], + "spans": [ + { + "bbox": [ + 141, + 371, + 470, + 384 + ], + "score": 1.0, + "content": "ing exploration strategy explicitly accounts for both parametric uncertainty and", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 141, + 382, + 470, + 394 + ], + "spans": [ + { + "bbox": [ + 141, + 382, + 470, + 394 + ], + "score": 1.0, + "content": "heteroscedastic observation noise. We evaluate our method on Atari games and", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 393, + 414, + 406 + ], + "spans": [ + { + "bbox": [ + 141, + 393, + 414, + 406 + ], + "score": 1.0, + "content": "demonstrate a significant improvement over alternative approaches.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 14.5, + "bbox_fs": [ + 141, + 272, + 470, + 406 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 425, + 206, + 437 + ], + "lines": [ + { + "bbox": [ + 105, + 424, + 208, + 441 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 208, + 441 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21 + }, + { + "type": "text", + "bbox": [ + 107, + 450, + 505, + 516 + ], + "lines": [ + { + "bbox": [ + 105, + 450, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 105, + 450, + 505, + 462 + ], + "score": 1.0, + "content": "In Reinforcement Learning (RL), an agent seeks to maximize the cumulative rewards obtained from", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 461, + 505, + 473 + ], + "spans": [ + { + "bbox": [ + 106, + 461, + 505, + 473 + ], + "score": 1.0, + "content": "interactions with an unknown environment. Given only knowledge based on previously observed", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 473, + 505, + 484 + ], + "spans": [ + { + "bbox": [ + 106, + 473, + 505, + 484 + ], + "score": 1.0, + "content": "trajectories, the agent faces the exploration-exploitation dilemma: Should the agent take actions that", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 483, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 106, + 483, + 505, + 495 + ], + "score": 1.0, + "content": "maximize rewards based on its current knowledge or instead investigate poorly understood states", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 493, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 505, + 506 + ], + "score": 1.0, + "content": "and actions to potentially improve future performance. Thus, in order to find the optimal policy the", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 505, + 325, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 325, + 519 + ], + "score": 1.0, + "content": "agent needs to use an appropriate exploration strategy.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24.5, + "bbox_fs": [ + 105, + 450, + 505, + 519 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 522, + 505, + 675 + ], + "lines": [ + { + "bbox": [ + 105, + 522, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 268, + 534 + ], + "score": 1.0, + "content": "Popular exploration strategies, such as", + "type": "text" + }, + { + "bbox": [ + 268, + 524, + 273, + 532 + ], + "score": 0.63, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 522, + 505, + 534 + ], + "score": 1.0, + "content": "-greedy (Sutton & Barto, 1998), rely on random pertur-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 533, + 505, + 545 + ], + "spans": [ + { + "bbox": [ + 105, + 533, + 505, + 545 + ], + "score": 1.0, + "content": "bations of the agent’s policy, which leads to undirected exploration. The theoretical RL literature", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 544, + 505, + 556 + ], + "spans": [ + { + "bbox": [ + 106, + 544, + 505, + 556 + ], + "score": 1.0, + "content": "offers a variety of statistically-efficient methods that are based on a measure of uncertainty in the", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 554, + 506, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 506, + 568 + ], + "score": 1.0, + "content": "agent’s model. Examples include upper confidence bound (UCB) (Auer et al., 2002) and Thompson", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 566, + 505, + 578 + ], + "spans": [ + { + "bbox": [ + 105, + 566, + 505, + 578 + ], + "score": 1.0, + "content": "sampling (TS) (Thompson, 1933). In recent years, these have been extended to practical explo-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 577, + 505, + 589 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 505, + 589 + ], + "score": 1.0, + "content": "ration algorithms for large state-spaces and shown to improve performance (Osband et al., 2016a;", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 587, + 505, + 600 + ], + "spans": [ + { + "bbox": [ + 105, + 587, + 505, + 600 + ], + "score": 1.0, + "content": "Chen et al., 2017; O’Donoghue et al., 2018; Fortunato et al., 2018). However, these methods as-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 598, + 505, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 505, + 611 + ], + "score": 1.0, + "content": "sume that the observation noise distribution is independent of the evaluation point, while in practice", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 609, + 505, + 622 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 505, + 622 + ], + "score": 1.0, + "content": "heteroscedastic observation noise is omnipresent in RL. This means that the noise depends on the", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 621, + 505, + 632 + ], + "spans": [ + { + "bbox": [ + 106, + 621, + 505, + 632 + ], + "score": 1.0, + "content": "evaluation point, rather than being identically distributed (homoscedastic). For instance, the return", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 631, + 506, + 644 + ], + "spans": [ + { + "bbox": [ + 105, + 631, + 506, + 644 + ], + "score": 1.0, + "content": "distribution typically depends on a sequence of interactions and, potentially, on hidden states or", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 643, + 505, + 654 + ], + "spans": [ + { + "bbox": [ + 106, + 643, + 505, + 654 + ], + "score": 1.0, + "content": "inherently heteroscedastic reward observations. Kirschner & Krause (2018) recently demonstrated", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 653, + 505, + 666 + ], + "spans": [ + { + "bbox": [ + 105, + 653, + 505, + 666 + ], + "score": 1.0, + "content": "that, even in the simpler bandit setting, classical approaches such as UCB and TS fail to efficiently", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 665, + 243, + 676 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 243, + 676 + ], + "score": 1.0, + "content": "account for heteroscedastic noise.", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 34.5, + "bbox_fs": [ + 105, + 522, + 506, + 676 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 681, + 505, + 714 + ], + "lines": [ + { + "bbox": [ + 106, + 681, + 505, + 693 + ], + "spans": [ + { + "bbox": [ + 106, + 681, + 505, + 693 + ], + "score": 1.0, + "content": "In this work, we propose to use Information-Directed Sampling (IDS) (Russo & Van Roy, 2014;", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 691, + 505, + 705 + ], + "spans": [ + { + "bbox": [ + 105, + 691, + 505, + 705 + ], + "score": 1.0, + "content": "Kirschner & Krause, 2018) for efficient exploration in RL. The IDS framework can be used to design", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 703, + 505, + 716 + ], + "spans": [ + { + "bbox": [ + 106, + 703, + 505, + 716 + ], + "score": 1.0, + "content": "exploration-exploitation strategies that balance the estimated instantaneous regret and the expected", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "information gain. Importantly, through the choice of an appropriate information-gain function, IDS", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 504, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 504, + 106 + ], + "score": 1.0, + "content": "is able to account for parametric uncertainty and heteroscedastic observation noise during explo-", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 136, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 136, + 117 + ], + "score": 1.0, + "content": "ration.", + "type": "text", + "cross_page": true + } + ], + "index": 2 + } + ], + "index": 43, + "bbox_fs": [ + 105, + 681, + 505, + 716 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 503, + 115 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "information gain. Importantly, through the choice of an appropriate information-gain function, IDS", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 504, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 504, + 106 + ], + "score": 1.0, + "content": "is able to account for parametric uncertainty and heteroscedastic observation noise during explo-", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 136, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 136, + 117 + ], + "score": 1.0, + "content": "ration.", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1 + }, + { + "type": "text", + "bbox": [ + 107, + 121, + 505, + 221 + ], + "lines": [ + { + "bbox": [ + 105, + 121, + 505, + 134 + ], + "spans": [ + { + "bbox": [ + 105, + 121, + 505, + 134 + ], + "score": 1.0, + "content": "As our main contribution, we propose a novel, tractable RL algorithm based on the IDS principle.", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 132, + 505, + 144 + ], + "spans": [ + { + "bbox": [ + 106, + 132, + 505, + 144 + ], + "score": 1.0, + "content": "We combine recent advances in distributional RL (Bellemare et al., 2017; Dabney et al., 2018b)", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 143, + 505, + 155 + ], + "spans": [ + { + "bbox": [ + 105, + 143, + 505, + 155 + ], + "score": 1.0, + "content": "and approximate parameter uncertainty methods in order to develop both homoscedastic and het-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "score": 1.0, + "content": "eroscedastic variants of an agent that is similar to DQN (Mnih et al., 2015), but uses information-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 164, + 505, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 164, + 505, + 178 + ], + "score": 1.0, + "content": "directed exploration. Our evaluation on Atari 2600 games shows the importance of accounting", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 175, + 505, + 190 + ], + "spans": [ + { + "bbox": [ + 105, + 175, + 505, + 190 + ], + "score": 1.0, + "content": "for heteroscedastic noise and indicates that at our approach can substantially outperform alternative", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 187, + 505, + 201 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 505, + 201 + ], + "score": 1.0, + "content": "state-of-the-art algorithms that focus on modeling either only epistemic or only aleatoric uncertainty.", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 196, + 506, + 212 + ], + "spans": [ + { + "bbox": [ + 105, + 196, + 506, + 212 + ], + "score": 1.0, + "content": "To the best of our knowledge, we are the first to develop a tractable IDS algorithm for RL in large", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 210, + 158, + 222 + ], + "spans": [ + { + "bbox": [ + 105, + 210, + 158, + 222 + ], + "score": 1.0, + "content": "state spaces.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 7 + }, + { + "type": "title", + "bbox": [ + 108, + 237, + 211, + 250 + ], + "lines": [ + { + "bbox": [ + 104, + 236, + 213, + 253 + ], + "spans": [ + { + "bbox": [ + 104, + 236, + 213, + 253 + ], + "score": 1.0, + "content": "2 RELATED WORK", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 107, + 264, + 504, + 352 + ], + "lines": [ + { + "bbox": [ + 106, + 264, + 506, + 276 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 506, + 276 + ], + "score": 1.0, + "content": "Exploration algorithms are well understood in bandits and have inspired successful extensions to", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 274, + 506, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 274, + 506, + 288 + ], + "score": 1.0, + "content": "RL (Bubeck & Cesa-Bianchi, 2012; Lattimore & Szepesvari ´ , 2018). Many strategies rely on the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 286, + 506, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 286, + 506, + 299 + ], + "score": 1.0, + "content": "”optimism in the face of uncertainty” (Lai & Robbins, 1985) principle. These algorithms act greedily", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 297, + 506, + 309 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 506, + 309 + ], + "score": 1.0, + "content": "w.r.t. an augmented reward function that incorporates an exploration bonus. One prominent example", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 308, + 506, + 321 + ], + "spans": [ + { + "bbox": [ + 105, + 308, + 506, + 321 + ], + "score": 1.0, + "content": "is the upper confidence bound (UCB) algorithm (Auer et al., 2002), which uses a bonus based", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 319, + 506, + 332 + ], + "spans": [ + { + "bbox": [ + 105, + 319, + 506, + 332 + ], + "score": 1.0, + "content": "on confidence intervals. A related strategy is Thompson sampling (TS) (Thompson, 1933), which", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 330, + 506, + 342 + ], + "spans": [ + { + "bbox": [ + 105, + 330, + 506, + 342 + ], + "score": 1.0, + "content": "samples actions according to their posterior probability of being optimal in a Bayesian model. This", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 341, + 495, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 341, + 495, + 354 + ], + "score": 1.0, + "content": "approach often provides better empirical results than optimistic strategies (Chapelle & Li, 2011).", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 16.5 + }, + { + "type": "text", + "bbox": [ + 107, + 358, + 505, + 533 + ], + "lines": [ + { + "bbox": [ + 105, + 358, + 505, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 505, + 370 + ], + "score": 1.0, + "content": "In order to extend TS to RL, one needs to maintain a distribution over Markov Decision Processes", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 369, + 505, + 381 + ], + "spans": [ + { + "bbox": [ + 106, + 369, + 505, + 381 + ], + "score": 1.0, + "content": "(MDPs), which is difficult in general. Similar to TS, Osband et al. (2016b) propose randomized lin-", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 381, + 504, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 381, + 504, + 392 + ], + "score": 1.0, + "content": "ear value functions to maintain a Bayesian posterior distribution over value functions. Bootstrapped", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 391, + 505, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 391, + 505, + 403 + ], + "score": 1.0, + "content": "DQN (Osband et al., 2016a) extends this idea to deep neural networks by using an ensemble of Q-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 401, + 505, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 505, + 414 + ], + "score": 1.0, + "content": "functions. To explore, Bootstrapped DQN randomly samples a Q-function from the ensemble and", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 413, + 506, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 413, + 506, + 425 + ], + "score": 1.0, + "content": "acts greedily w.r.t. the sample. Fortunato et al. (2018) and Plappert et al. (2018) investigate a similar", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 423, + 505, + 437 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 505, + 437 + ], + "score": 1.0, + "content": "idea and propose to adaptively perturb the parameter-space, which can also be thought of as tracking", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 435, + 505, + 447 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 505, + 447 + ], + "score": 1.0, + "content": "an approximate parameter posterior. O’Donoghue et al. (2018) propose TS in combination with an", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 446, + 506, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 446, + 506, + 459 + ], + "score": 1.0, + "content": "uncertainty Bellman equation, which propagates agent’s uncertainty in the Q-values over multiple", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 456, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 505, + 469 + ], + "score": 1.0, + "content": "time steps. Additionally, Chen et al. (2017) propose to use the Q-ensemble of Bootstrapped DQN", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 467, + 505, + 481 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 505, + 481 + ], + "score": 1.0, + "content": "to obtain approximate confidence intervals for a UCB policy. There are also multiple other ways", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 478, + 505, + 492 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 505, + 492 + ], + "score": 1.0, + "content": "to approximate parametric posterior in neural networks, including Neural Bayesian Linear Regres-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 489, + 504, + 501 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 504, + 501 + ], + "score": 1.0, + "content": "sion (Snoek et al., 2015; Azizzadenesheli et al., 2018), Variational Inference (Blundell et al., 2015),", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 500, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 505, + 513 + ], + "score": 1.0, + "content": "Monte Carlo methods (Neal, 1995; Mandt et al., 2016; Welling & Teh, 2011), and Bayesian Dropout", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 511, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 505, + 524 + ], + "score": 1.0, + "content": "(Gal & Ghahramani, 2016). 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However, like Thompson sampling, these approaches", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 106, + 710, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 506, + 722 + ], + "score": 1.0, + "content": "do not appropriately exploit the heteroscedastic nature of the return. 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Our evaluation on Atari 2600 games shows the importance of accounting", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 175, + 505, + 190 + ], + "spans": [ + { + "bbox": [ + 105, + 175, + 505, + 190 + ], + "score": 1.0, + "content": "for heteroscedastic noise and indicates that at our approach can substantially outperform alternative", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 187, + 505, + 201 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 505, + 201 + ], + "score": 1.0, + "content": "state-of-the-art algorithms that focus on modeling either only epistemic or only aleatoric uncertainty.", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 196, + 506, + 212 + ], + "spans": [ + { + "bbox": [ + 105, + 196, + 506, + 212 + ], + "score": 1.0, + "content": "To the best of our knowledge, we are the first to develop a tractable IDS algorithm for RL in large", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 210, + 158, + 222 + ], + "spans": [ + { + "bbox": [ + 105, + 210, + 158, + 222 + ], + "score": 1.0, + "content": "state spaces.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 7, + "bbox_fs": [ + 105, + 121, + 506, + 222 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 237, + 211, + 250 + ], + "lines": [ + { + "bbox": [ + 104, + 236, + 213, + 253 + ], + "spans": [ + { + "bbox": [ + 104, + 236, + 213, + 253 + ], + "score": 1.0, + "content": "2 RELATED WORK", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 107, + 264, + 504, + 352 + ], + "lines": [ + { + "bbox": [ + 106, + 264, + 506, + 276 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 506, + 276 + ], + "score": 1.0, + "content": "Exploration algorithms are well understood in bandits and have inspired successful extensions to", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 274, + 506, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 274, + 506, + 288 + ], + "score": 1.0, + "content": "RL (Bubeck & Cesa-Bianchi, 2012; Lattimore & Szepesvari ´ , 2018). Many strategies rely on the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 286, + 506, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 286, + 506, + 299 + ], + "score": 1.0, + "content": "”optimism in the face of uncertainty” (Lai & Robbins, 1985) principle. These algorithms act greedily", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 297, + 506, + 309 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 506, + 309 + ], + "score": 1.0, + "content": "w.r.t. an augmented reward function that incorporates an exploration bonus. One prominent example", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 308, + 506, + 321 + ], + "spans": [ + { + "bbox": [ + 105, + 308, + 506, + 321 + ], + "score": 1.0, + "content": "is the upper confidence bound (UCB) algorithm (Auer et al., 2002), which uses a bonus based", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 319, + 506, + 332 + ], + "spans": [ + { + "bbox": [ + 105, + 319, + 506, + 332 + ], + "score": 1.0, + "content": "on confidence intervals. A related strategy is Thompson sampling (TS) (Thompson, 1933), which", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 330, + 506, + 342 + ], + "spans": [ + { + "bbox": [ + 105, + 330, + 506, + 342 + ], + "score": 1.0, + "content": "samples actions according to their posterior probability of being optimal in a Bayesian model. This", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 341, + 495, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 341, + 495, + 354 + ], + "score": 1.0, + "content": "approach often provides better empirical results than optimistic strategies (Chapelle & Li, 2011).", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 16.5, + "bbox_fs": [ + 105, + 264, + 506, + 354 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 358, + 505, + 533 + ], + "lines": [ + { + "bbox": [ + 105, + 358, + 505, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 505, + 370 + ], + "score": 1.0, + "content": "In order to extend TS to RL, one needs to maintain a distribution over Markov Decision Processes", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 369, + 505, + 381 + ], + "spans": [ + { + "bbox": [ + 106, + 369, + 505, + 381 + ], + "score": 1.0, + "content": "(MDPs), which is difficult in general. Similar to TS, Osband et al. (2016b) propose randomized lin-", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 381, + 504, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 381, + 504, + 392 + ], + "score": 1.0, + "content": "ear value functions to maintain a Bayesian posterior distribution over value functions. Bootstrapped", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 391, + 505, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 391, + 505, + 403 + ], + "score": 1.0, + "content": "DQN (Osband et al., 2016a) extends this idea to deep neural networks by using an ensemble of Q-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 401, + 505, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 505, + 414 + ], + "score": 1.0, + "content": "functions. 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(a): prior, (b),", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 198, + 363, + 210 + ], + "spans": [ + { + "bbox": [ + 106, + 198, + 363, + 210 + ], + "score": 1.0, + "content": "(c), (d): UCB, TS, IDS posteriors respectively after 20 samples.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4 + } + ], + "index": 2.5 + }, + { + "type": "title", + "bbox": [ + 107, + 230, + 367, + 241 + ], + "lines": [ + { + "bbox": [ + 106, + 230, + 368, + 242 + ], + "spans": [ + { + "bbox": [ + 106, + 230, + 368, + 242 + ], + "score": 1.0, + "content": "3.2 HETEROSCEDASTICITY IN REINFORCEMENT LEARNING", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 106, + 250, + 505, + 318 + ], + "lines": [ + { + "bbox": [ + 105, + 250, + 506, + 263 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 410, + 263 + ], + "score": 1.0, + "content": "In RL, heteroscedasticity means that the variance of the return distribution", + "type": "text" + }, + { + "bbox": [ + 410, + 252, + 419, + 261 + ], + "score": 0.77, + "content": "Z", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 250, + 506, + 263 + ], + "score": 1.0, + "content": "depends on the state", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 262, + 505, + 274 + ], + "spans": [ + { + "bbox": [ + 106, + 262, + 361, + 274 + ], + "score": 1.0, + "content": "and action. This can occur in a number of ways. The variance", + "type": "text" + }, + { + "bbox": [ + 362, + 262, + 411, + 274 + ], + "score": 0.93, + "content": "{ \\mathrm { V a r } } ( R | { \\bf s } , { \\bf a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 411, + 262, + 505, + 274 + ], + "score": 1.0, + "content": "of the reward function", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 272, + 505, + 286 + ], + "spans": [ + { + "bbox": [ + 105, + 272, + 505, + 286 + ], + "score": 1.0, + "content": "itself may depend on s or a. 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This is", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 334, + 505, + 346 + ], + "spans": [ + { + "bbox": [ + 106, + 334, + 375, + 346 + ], + "score": 1.0, + "content": "due to Bellman targets being generated based on an evolving policy", + "type": "text" + }, + { + "bbox": [ + 375, + 336, + 382, + 344 + ], + "score": 0.77, + "content": "\\pi", + "type": "inline_equation" + }, + { + "bbox": [ + 383, + 334, + 505, + 346 + ], + "score": 1.0, + "content": ". 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Note additionally that heteroscedastic targets are not limited to TD-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 492, + 505, + 504 + ], + "spans": [ + { + "bbox": [ + 106, + 492, + 253, + 504 + ], + "score": 1.0, + "content": "learning methods, but also occur in", + "type": "text" + }, + { + "bbox": [ + 254, + 492, + 281, + 503 + ], + "score": 0.77, + "content": "\\mathrm { T D } ( \\lambda )", + "type": "inline_equation" + }, + { + "bbox": [ + 281, + 492, + 424, + 504 + ], + "score": 1.0, + "content": "and Monte-Carlo learning (Sutton", + "type": "text" + }, + { + "bbox": [ + 424, + 492, + 434, + 502 + ], + "score": 0.3, + "content": "\\&", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 492, + 505, + 504 + ], + "score": 1.0, + "content": "Barto, 1998), no", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 503, + 289, + 514 + ], + "spans": [ + { + "bbox": [ + 106, + 503, + 289, + 514 + ], + "score": 1.0, + "content": "matter if the environment is stochastic or not.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24.5 + }, + { + "type": "title", + "bbox": [ + 108, + 528, + 290, + 540 + ], + "lines": [ + { + "bbox": [ + 105, + 528, + 290, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 290, + 540 + ], + "score": 1.0, + "content": "3.3 INFORMATION-DIRECTED SAMPLING", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 106, + 548, + 505, + 672 + ], + "lines": [ + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "score": 1.0, + "content": "Information-Directed Sampling (IDS) is a bandit algorithm, which was first introduced in the", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 560, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 106, + 560, + 505, + 573 + ], + "score": 1.0, + "content": "Bayesian setting by Russo & Van Roy (2014), and later adapted to the frequentist framework by", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 570, + 505, + 583 + ], + "spans": [ + { + "bbox": [ + 105, + 570, + 505, + 583 + ], + "score": 1.0, + "content": "Kirschner & Krause (2018). Here, we concentrate on the latter formulation in order to avoid", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 582, + 505, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 505, + 595 + ], + "score": 1.0, + "content": "keeping track of a posterior distribution over the environment, which itself is a difficult problem", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 592, + 506, + 606 + ], + "spans": [ + { + "bbox": [ + 104, + 592, + 506, + 606 + ], + "score": 1.0, + "content": "in RL. The bandit problem is equivalent to a single state MDP with stochastic reward function", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 107, + 603, + 506, + 618 + ], + "spans": [ + { + "bbox": [ + 107, + 604, + 174, + 615 + ], + "score": 0.9, + "content": "R ( { \\bf a } , { \\bf s } ) = R ( { \\bf a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 175, + 603, + 255, + 618 + ], + "score": 1.0, + "content": "and optimal action", + "type": "text" + }, + { + "bbox": [ + 255, + 604, + 368, + 616 + ], + "score": 0.9, + "content": "\\mathbf { a } ^ { * } = \\arg \\operatorname* { m a x } _ { \\mathbf { a } \\in \\mathcal { A } } \\mathbb { E } [ R ( \\mathbf { a } ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 603, + 506, + 618 + ], + "score": 1.0, + "content": ". We define the (expected) regret", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 107, + 614, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 107, + 615, + 218, + 627 + ], + "score": 0.9, + "content": "\\Delta ( \\mathbf { a } ) : = \\mathbb { E } \\left[ R ( \\mathbf { a } ^ { * } ) - R ( \\mathbf { a } ) \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 614, + 505, + 628 + ], + "score": 1.0, + "content": ", which is the loss in reward for choosing an suboptimal action a. 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(a): prior, (b),", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 198, + 363, + 210 + ], + "spans": [ + { + "bbox": [ + 106, + 198, + 363, + 210 + ], + "score": 1.0, + "content": "(c), (d): UCB, TS, IDS posteriors respectively after 20 samples.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4 + } + ], + "index": 2.5 + }, + { + "type": "title", + "bbox": [ + 107, + 230, + 367, + 241 + ], + "lines": [ + { + "bbox": [ + 106, + 230, + 368, + 242 + ], + "spans": [ + { + "bbox": [ + 106, + 230, + 368, + 242 + ], + "score": 1.0, + "content": "3.2 HETEROSCEDASTICITY IN REINFORCEMENT LEARNING", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 106, + 250, + 505, + 318 + ], + "lines": [ + { + "bbox": [ + 105, + 250, + 506, + 263 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 410, + 263 + ], + "score": 1.0, + "content": "In RL, heteroscedasticity means that the variance of the return distribution", + "type": "text" + }, + { + "bbox": [ + 410, + 252, + 419, + 261 + ], + "score": 0.77, + "content": "Z", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 250, + 506, + 263 + ], + "score": 1.0, + "content": "depends on the state", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 262, + 505, + 274 + ], + "spans": [ + { + "bbox": [ + 106, + 262, + 361, + 274 + ], + "score": 1.0, + "content": "and action. This can occur in a number of ways. The variance", + "type": "text" + }, + { + "bbox": [ + 362, + 262, + 411, + 274 + ], + "score": 0.93, + "content": "{ \\mathrm { V a r } } ( R | { \\bf s } , { \\bf a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 411, + 262, + 505, + 274 + ], + "score": 1.0, + "content": "of the reward function", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 272, + 505, + 286 + ], + "spans": [ + { + "bbox": [ + 105, + 272, + 505, + 286 + ], + "score": 1.0, + "content": "itself may depend on s or a. Even with deterministic or homoscedastic rewards, in stochastic en-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 285, + 505, + 296 + ], + "spans": [ + { + "bbox": [ + 106, + 285, + 505, + 296 + ], + "score": 1.0, + "content": "vironments the variance of the observed return is a function of the stochasticity in the transitions", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 295, + 505, + 307 + ], + "spans": [ + { + "bbox": [ + 105, + 295, + 505, + 307 + ], + "score": 1.0, + "content": "over a sequence of steps. Furthermore, Partially Observable MDPs (Monahan, 1982) are also het-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 307, + 448, + 318 + ], + "spans": [ + { + "bbox": [ + 106, + 307, + 448, + 318 + ], + "score": 1.0, + "content": "eroscedastic due to the possibility of different states aliasing to the same observation.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 9.5, + "bbox_fs": [ + 105, + 250, + 506, + 318 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 322, + 506, + 401 + ], + "lines": [ + { + "bbox": [ + 106, + 323, + 505, + 335 + ], + "spans": [ + { + "bbox": [ + 106, + 323, + 505, + 335 + ], + "score": 1.0, + "content": "Interestingly, heteroscedasticity also occurs in value-based RL regardless of the environment. This is", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 334, + 505, + 346 + ], + "spans": [ + { + "bbox": [ + 106, + 334, + 375, + 346 + ], + "score": 1.0, + "content": "due to Bellman targets being generated based on an evolving policy", + "type": "text" + }, + { + "bbox": [ + 375, + 336, + 382, + 344 + ], + "score": 0.77, + "content": "\\pi", + "type": "inline_equation" + }, + { + "bbox": [ + 383, + 334, + 505, + 346 + ], + "score": 1.0, + "content": ". To demonstrate this, consider", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 344, + 504, + 358 + ], + "spans": [ + { + "bbox": [ + 104, + 344, + 336, + 358 + ], + "score": 1.0, + "content": "a standard observation model used in supervised learning", + "type": "text" + }, + { + "bbox": [ + 337, + 345, + 419, + 357 + ], + "score": 0.93, + "content": "y _ { t } = f ( \\mathbf { x } _ { t } ) + \\epsilon _ { t } ( \\mathbf { x } _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 344, + 496, + 358 + ], + "score": 1.0, + "content": ", with true function", + "type": "text" + }, + { + "bbox": [ + 497, + 345, + 504, + 356 + ], + "score": 0.83, + "content": "f", + "type": "inline_equation" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 355, + 506, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 355, + 186, + 369 + ], + "score": 1.0, + "content": "and Gaussian noise", + "type": "text" + }, + { + "bbox": [ + 187, + 356, + 212, + 367 + ], + "score": 0.9, + "content": "\\boldsymbol { \\epsilon } _ { t } ( { \\mathbf { x } } _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 355, + 506, + 369 + ], + "score": 1.0, + "content": ". In Temporal Difference (TD) algorithms (Sutton & Barto, 1998), given", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 104, + 366, + 506, + 380 + ], + "spans": [ + { + "bbox": [ + 104, + 366, + 184, + 380 + ], + "score": 1.0, + "content": "a sample transition", + "type": "text" + }, + { + "bbox": [ + 185, + 367, + 249, + 379 + ], + "score": 0.91, + "content": "\\left( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } , r _ { t } , \\mathbf { s } _ { t + 1 } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 249, + 366, + 388, + 380 + ], + "score": 1.0, + "content": ", the learning target is generated as", + "type": "text" + }, + { + "bbox": [ + 388, + 367, + 487, + 379 + ], + "score": 0.92, + "content": "y _ { t } = r _ { t } + \\gamma Q ^ { \\pi } ( \\mathbf { s } _ { t + 1 } , \\mathbf { a } ^ { \\prime } )", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 366, + 506, + 380 + ], + "score": 1.0, + "content": ", for", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 104, + 376, + 506, + 392 + ], + "spans": [ + { + "bbox": [ + 104, + 376, + 157, + 392 + ], + "score": 1.0, + "content": "some action", + "type": "text" + }, + { + "bbox": [ + 158, + 378, + 167, + 388 + ], + "score": 0.85, + "content": "\\mathbf { a } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 167, + 376, + 506, + 392 + ], + "score": 1.0, + "content": ". Similarly to the observation model above, we can describe TD-targets for learning", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 107, + 388, + 405, + 402 + ], + "spans": [ + { + "bbox": [ + 107, + 389, + 120, + 400 + ], + "score": 0.89, + "content": "Q ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 120, + 388, + 198, + 402 + ], + "score": 1.0, + "content": "being generated as", + "type": "text" + }, + { + "bbox": [ + 198, + 389, + 307, + 401 + ], + "score": 0.92, + "content": "y _ { t } = f ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) + \\epsilon _ { t } ^ { \\pi } ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 307, + 388, + 331, + 402 + ], + "score": 1.0, + "content": ", with", + "type": "text" + }, + { + "bbox": [ + 331, + 389, + 338, + 400 + ], + "score": 0.85, + "content": "f", + "type": "inline_equation" + }, + { + "bbox": [ + 339, + 388, + 356, + 402 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 357, + 389, + 367, + 401 + ], + "score": 0.88, + "content": "\\epsilon _ { t } ^ { \\pi }", + "type": "inline_equation" + }, + { + "bbox": [ + 367, + 388, + 405, + 402 + ], + "score": 1.0, + "content": "given by", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 16, + "bbox_fs": [ + 104, + 323, + 506, + 402 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 131, + 405, + 480, + 464 + ], + "lines": [ + { + "bbox": [ + 131, + 405, + 480, + 464 + ], + "spans": [ + { + "bbox": [ + 131, + 405, + 480, + 464 + ], + "score": 0.94, + "content": "\\begin{array} { r l } & { f ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) = Q ^ { * } ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) = \\mathbb { E } [ R ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) ] + \\gamma \\mathbb { E } _ { \\mathbf { s } ^ { \\prime } \\sim p ( \\mathbf { s } ^ { \\prime } \\mid \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) } [ \\underset { \\mathbf { a } ^ { \\prime } } { \\operatorname* { m a x } } Q ^ { * } ( \\mathbf { s } ^ { \\prime } , \\mathbf { a } ^ { \\prime } ) ] } \\\\ & { \\epsilon _ { t } ^ { \\pi } ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) = r _ { t } + \\gamma Q ^ { \\pi } ( \\mathbf { s } _ { t + 1 } , \\mathbf { a } ^ { \\prime } ) - f ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) } \\\\ & { \\qquad = ( r _ { t } - \\mathbb { E } [ R ( \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) ] ) + \\gamma \\left( Q ^ { \\pi } ( \\mathbf { s } _ { t + 1 } , \\mathbf { a } ^ { \\prime } ) - \\mathbb { E } _ { \\mathbf { s } ^ { \\prime } \\sim p ( \\mathbf { s } ^ { \\prime } \\mid \\mathbf { s } _ { t } , \\mathbf { a } _ { t } ) } [ \\underset { \\mathbf { a } ^ { \\prime } } { \\operatorname* { m a x } } Q ^ { * } ( \\mathbf { s } ^ { \\prime } , \\mathbf { a } ^ { \\prime } ) ] \\right) } \\end{array}", + "type": "interline_equation", + "image_path": "8ca976d5e592a31a32f1e8e0d78e4ac7e981f8165abec91f793bdb503d517a5e.jpg" + } + ] + } + ], + "index": 21, + "virtual_lines": [ + { + "bbox": [ + 131, + 405, + 480, + 424.6666666666667 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 131, + 424.6666666666667, + 480, + 444.33333333333337 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 131, + 444.33333333333337, + 480, + 464.00000000000006 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 469, + 506, + 514 + ], + "lines": [ + { + "bbox": [ + 106, + 469, + 506, + 482 + ], + "spans": [ + { + "bbox": [ + 106, + 469, + 371, + 482 + ], + "score": 1.0, + "content": "The last term clearly shows the dependence of the noise function", + "type": "text" + }, + { + "bbox": [ + 372, + 469, + 405, + 482 + ], + "score": 0.93, + "content": "\\epsilon _ { t } ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 469, + 462, + 482 + ], + "score": 1.0, + "content": "on the policy", + "type": "text" + }, + { + "bbox": [ + 462, + 472, + 469, + 480 + ], + "score": 0.76, + "content": "\\pi", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 469, + 506, + 482 + ], + "score": 1.0, + "content": ", used to", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 481, + 506, + 492 + ], + "spans": [ + { + "bbox": [ + 105, + 481, + 506, + 492 + ], + "score": 1.0, + "content": "generate the Bellman target. Note additionally that heteroscedastic targets are not limited to TD-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 492, + 505, + 504 + ], + "spans": [ + { + "bbox": [ + 106, + 492, + 253, + 504 + ], + "score": 1.0, + "content": "learning methods, but also occur in", + "type": "text" + }, + { + "bbox": [ + 254, + 492, + 281, + 503 + ], + "score": 0.77, + "content": "\\mathrm { T D } ( \\lambda )", + "type": "inline_equation" + }, + { + "bbox": [ + 281, + 492, + 424, + 504 + ], + "score": 1.0, + "content": "and Monte-Carlo learning (Sutton", + "type": "text" + }, + { + "bbox": [ + 424, + 492, + 434, + 502 + ], + "score": 0.3, + "content": "\\&", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 492, + 505, + 504 + ], + "score": 1.0, + "content": "Barto, 1998), no", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 503, + 289, + 514 + ], + "spans": [ + { + "bbox": [ + 106, + 503, + 289, + 514 + ], + "score": 1.0, + "content": "matter if the environment is stochastic or not.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24.5, + "bbox_fs": [ + 105, + 469, + 506, + 514 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 528, + 290, + 540 + ], + "lines": [ + { + "bbox": [ + 105, + 528, + 290, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 290, + 540 + ], + "score": 1.0, + "content": "3.3 INFORMATION-DIRECTED SAMPLING", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 106, + 548, + 505, + 672 + ], + "lines": [ + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 505, + 561 + ], + "score": 1.0, + "content": "Information-Directed Sampling (IDS) is a bandit algorithm, which was first introduced in the", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 560, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 106, + 560, + 505, + 573 + ], + "score": 1.0, + "content": "Bayesian setting by Russo & Van Roy (2014), and later adapted to the frequentist framework by", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 570, + 505, + 583 + ], + "spans": [ + { + "bbox": [ + 105, + 570, + 505, + 583 + ], + "score": 1.0, + "content": "Kirschner & Krause (2018). Here, we concentrate on the latter formulation in order to avoid", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 582, + 505, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 505, + 595 + ], + "score": 1.0, + "content": "keeping track of a posterior distribution over the environment, which itself is a difficult problem", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 592, + 506, + 606 + ], + "spans": [ + { + "bbox": [ + 104, + 592, + 506, + 606 + ], + "score": 1.0, + "content": "in RL. The bandit problem is equivalent to a single state MDP with stochastic reward function", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 107, + 603, + 506, + 618 + ], + "spans": [ + { + "bbox": [ + 107, + 604, + 174, + 615 + ], + "score": 0.9, + "content": "R ( { \\bf a } , { \\bf s } ) = R ( { \\bf a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 175, + 603, + 255, + 618 + ], + "score": 1.0, + "content": "and optimal action", + "type": "text" + }, + { + "bbox": [ + 255, + 604, + 368, + 616 + ], + "score": 0.9, + "content": "\\mathbf { a } ^ { * } = \\arg \\operatorname* { m a x } _ { \\mathbf { a } \\in \\mathcal { A } } \\mathbb { E } [ R ( \\mathbf { a } ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 603, + 506, + 618 + ], + "score": 1.0, + "content": ". We define the (expected) regret", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 107, + 614, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 107, + 615, + 218, + 627 + ], + "score": 0.9, + "content": "\\Delta ( \\mathbf { a } ) : = \\mathbb { E } \\left[ R ( \\mathbf { a } ^ { * } ) - R ( \\mathbf { a } ) \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 614, + 505, + 628 + ], + "score": 1.0, + "content": ", which is the loss in reward for choosing an suboptimal action a. Note,", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 626, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 626, + 279, + 639 + ], + "score": 1.0, + "content": "however, that we cannot directly compute", + "type": "text" + }, + { + "bbox": [ + 280, + 626, + 302, + 638 + ], + "score": 0.91, + "content": "\\Delta ( \\mathbf { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 626, + 388, + 639 + ], + "score": 1.0, + "content": ", since it depends on", + "type": "text" + }, + { + "bbox": [ + 389, + 626, + 397, + 636 + ], + "score": 0.8, + "content": "R", + "type": "inline_equation" + }, + { + "bbox": [ + 398, + 626, + 505, + 639 + ], + "score": 1.0, + "content": "and the unknown optimal", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 104, + 637, + 506, + 652 + ], + "spans": [ + { + "bbox": [ + 104, + 637, + 133, + 652 + ], + "score": 1.0, + "content": "action", + "type": "text" + }, + { + "bbox": [ + 133, + 639, + 144, + 649 + ], + "score": 0.82, + "content": "\\mathbf { a } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 637, + 339, + 652 + ], + "score": 1.0, + "content": ". Instead, IDS uses a conservative regret estimate", + "type": "text" + }, + { + "bbox": [ + 340, + 637, + 475, + 651 + ], + "score": 0.91, + "content": "\\begin{array} { r } { \\hat { \\Delta } _ { t } ( \\mathbf { a } ) = \\mathrm { m a x } _ { \\mathbf { a } ^ { \\prime } \\in \\mathcal { A } } u _ { t } ( \\mathbf { a } ^ { \\prime } ) - l _ { t } ( \\mathbf { a } ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 637, + 506, + 652 + ], + "score": 1.0, + "content": ", where", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 107, + 650, + 505, + 663 + ], + "spans": [ + { + "bbox": [ + 107, + 650, + 160, + 662 + ], + "score": 0.9, + "content": "[ l _ { t } ( \\mathbf { a } ) , u _ { t } ( \\mathbf { a } ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 160, + 650, + 427, + 663 + ], + "score": 1.0, + "content": "is a confidence interval which contains the true expected reward", + "type": "text" + }, + { + "bbox": [ + 428, + 650, + 461, + 662 + ], + "score": 0.91, + "content": "\\mathbb { E } [ R ( { \\bf a } ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 462, + 650, + 505, + 663 + ], + "score": 1.0, + "content": "with high", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 660, + 155, + 675 + ], + "spans": [ + { + "bbox": [ + 105, + 660, + 155, + 675 + ], + "score": 1.0, + "content": "probability.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 33, + "bbox_fs": [ + 104, + 549, + 506, + 675 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 677, + 504, + 700 + ], + "lines": [ + { + "bbox": [ + 105, + 676, + 505, + 691 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 406, + 691 + ], + "score": 1.0, + "content": "In addition, assume for now that we are given an information gain function", + "type": "text" + }, + { + "bbox": [ + 407, + 677, + 429, + 690 + ], + "score": 0.91, + "content": "I _ { t } ( \\mathbf { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 429, + 676, + 505, + 691 + ], + "score": 1.0, + "content": ". Then, at any time", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 689, + 247, + 702 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 125, + 702 + ], + "score": 1.0, + "content": "step", + "type": "text" + }, + { + "bbox": [ + 125, + 690, + 130, + 699 + ], + "score": 0.67, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 130, + 689, + 247, + 702 + ], + "score": 1.0, + "content": ", the IDS policy is defined by", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 39.5, + "bbox_fs": [ + 105, + 676, + 505, + 702 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 255, + 706, + 356, + 735 + ], + "lines": [ + { + "bbox": [ + 255, + 706, + 356, + 735 + ], + "spans": [ + { + "bbox": [ + 255, + 706, + 356, + 735 + ], + "score": 0.95, + "content": "\\mathbf { a } _ { t } ^ { \\mathrm { I D S } } \\in \\mathop { \\mathrm { a r g } } \\operatorname* { m i n } _ { \\mathbf { a } \\in \\mathcal { A } } \\frac { \\hat { \\Delta } _ { t } ( \\mathbf { a } ) ^ { 2 } } { I _ { t } ( \\mathbf { a } ) } .", + "type": "interline_equation", + "image_path": "d823275893b70711f224b7e6d030b67029c25dfd060aeea8d6716c6350f0f45d.jpg" + } + ] + } + ], + "index": 41.5, + "virtual_lines": [ + { + "bbox": [ + 255, + 706, + 356, + 720.5 + ], + "spans": [], + "index": 41 + }, + { + "bbox": [ + 255, + 720.5, + 356, + 735.0 + ], + "spans": [], + "index": 42 + } + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 192 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "Technically, this is known as deterministic IDS which, for simplicity, we refer to as IDS throughout", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 505, + 113 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 423, + 113 + ], + "score": 1.0, + "content": "this work. Intuitively, IDS chooses actions with small regret-information ratio", + "type": "text" + }, + { + "bbox": [ + 423, + 93, + 492, + 111 + ], + "score": 0.94, + "content": "\\begin{array} { r } { \\hat { \\Psi } _ { t } ( \\mathbf { a } ) : = \\frac { \\hat { \\Delta } _ { t } ( \\mathbf { \\bar { a } } ) ^ { 2 } } { I _ { t } ( \\mathbf { a } ) } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 493, + 93, + 505, + 113 + ], + "score": 1.0, + "content": "to", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 109, + 506, + 124 + ], + "spans": [ + { + "bbox": [ + 105, + 109, + 506, + 124 + ], + "score": 1.0, + "content": "balance between incurring regret and acquiring new information at each step. Kirschner & Krause", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 120, + 505, + 134 + ], + "spans": [ + { + "bbox": [ + 106, + 120, + 505, + 134 + ], + "score": 1.0, + "content": "(2018) introduce several information-gain functions and derive a high-probability bound on the cu-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 103, + 131, + 507, + 149 + ], + "spans": [ + { + "bbox": [ + 103, + 131, + 171, + 149 + ], + "score": 1.0, + "content": "mulative regret,", + "type": "text" + }, + { + "bbox": [ + 172, + 132, + 293, + 147 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\sum _ { t = 1 } ^ { T } \\Delta _ { t } ( \\mathbf { a } _ { t } ^ { \\mathrm { I D S } } ) \\leq \\mathcal { O } ( \\sqrt { T \\gamma _ { T } } ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 294, + 131, + 321, + 149 + ], + "score": 1.0, + "content": ". Here,", + "type": "text" + }, + { + "bbox": [ + 322, + 136, + 335, + 146 + ], + "score": 0.85, + "content": "\\gamma _ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 335, + 131, + 507, + 149 + ], + "score": 1.0, + "content": "is an upper bound on the total information", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 101, + 143, + 508, + 163 + ], + "spans": [ + { + "bbox": [ + 101, + 143, + 127, + 163 + ], + "score": 1.0, + "content": "gain", + "type": "text" + }, + { + "bbox": [ + 128, + 145, + 179, + 161 + ], + "score": 0.92, + "content": "\\textstyle \\sum _ { t = 1 } ^ { T } I _ { t } ( \\mathbf { a } _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 179, + 143, + 339, + 163 + ], + "score": 1.0, + "content": ", which has a sublinear dependence in", + "type": "text" + }, + { + "bbox": [ + 340, + 148, + 349, + 158 + ], + "score": 0.77, + "content": "T", + "type": "inline_equation" + }, + { + "bbox": [ + 349, + 143, + 508, + 163 + ], + "score": 1.0, + "content": "for different function classes and the", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 104, + 158, + 505, + 172 + ], + "spans": [ + { + "bbox": [ + 104, + 158, + 505, + 172 + ], + "score": 1.0, + "content": "specific information-gain function we use in the following (Srinivas et al., 2010). The overall re-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 104, + 169, + 506, + 183 + ], + "spans": [ + { + "bbox": [ + 104, + 169, + 506, + 183 + ], + "score": 1.0, + "content": "gret bound for IDS matches the best bound known for the widely used UCB policy for linear and", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 180, + 222, + 193 + ], + "spans": [ + { + "bbox": [ + 105, + 180, + 222, + 193 + ], + "score": 1.0, + "content": "kernelized reward functions.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 4 + }, + { + "type": "text", + "bbox": [ + 106, + 197, + 505, + 276 + ], + "lines": [ + { + "bbox": [ + 105, + 196, + 506, + 211 + ], + "spans": [ + { + "bbox": [ + 105, + 196, + 506, + 211 + ], + "score": 1.0, + "content": "One particular choice of the information gain function, that works well empirically and we focus", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 208, + 504, + 222 + ], + "spans": [ + { + "bbox": [ + 105, + 208, + 199, + 222 + ], + "score": 1.0, + "content": "on in the following, is", + "type": "text" + }, + { + "bbox": [ + 199, + 208, + 330, + 222 + ], + "score": 0.91, + "content": "I _ { t } ( \\mathbf { a } ) = \\log \\big ( 1 + \\bar { \\sigma _ { t } } ( \\mathbf { a } ) ^ { 2 } / \\rho ( \\mathbf { a } ) ^ { 2 } \\big )", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 208, + 475, + 222 + ], + "score": 1.0, + "content": "(Kirschner & Krause, 2018). Here", + "type": "text" + }, + { + "bbox": [ + 476, + 208, + 504, + 221 + ], + "score": 0.92, + "content": "\\sigma _ { t } ( a ) ^ { 2 }", + "type": "inline_equation" + } + ], + "index": 10 + }, + { + "bbox": [ + 104, + 220, + 506, + 234 + ], + "spans": [ + { + "bbox": [ + 104, + 220, + 284, + 234 + ], + "score": 1.0, + "content": "is the variance in the parametric estimate of", + "type": "text" + }, + { + "bbox": [ + 285, + 221, + 318, + 233 + ], + "score": 0.91, + "content": "\\mathbb { E } [ R ( { \\bf a } ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 319, + 220, + 337, + 234 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 338, + 220, + 417, + 233 + ], + "score": 0.92, + "content": "\\rho ( \\mathbf { a } ) ^ { 2 } = \\mathrm { V a r } [ R ( \\mathbf { a } ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 220, + 506, + 234 + ], + "score": 1.0, + "content": "is the variance of the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 104, + 231, + 505, + 246 + ], + "spans": [ + { + "bbox": [ + 104, + 231, + 315, + 246 + ], + "score": 1.0, + "content": "observed reward. In particular, the information gain", + "type": "text" + }, + { + "bbox": [ + 315, + 232, + 337, + 244 + ], + "score": 0.91, + "content": "I _ { t } ( \\mathbf { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 338, + 231, + 505, + 246 + ], + "score": 1.0, + "content": "is small for actions with little uncertainty", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 104, + 243, + 505, + 256 + ], + "spans": [ + { + "bbox": [ + 104, + 243, + 505, + 256 + ], + "score": 1.0, + "content": "in the true expected reward or with reward that is subject to high observation noise. Importantly,", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 104, + 253, + 505, + 267 + ], + "spans": [ + { + "bbox": [ + 104, + 253, + 144, + 267 + ], + "score": 1.0, + "content": "note that", + "type": "text" + }, + { + "bbox": [ + 144, + 253, + 168, + 266 + ], + "score": 0.92, + "content": "\\rho ( \\mathbf { a } ) ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 169, + 253, + 505, + 267 + ], + "score": 1.0, + "content": "may explicitly depend on the selected action a, which allows the policy to account", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 264, + 210, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 264, + 210, + 277 + ], + "score": 1.0, + "content": "for heteroscedastic noise.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 106, + 281, + 505, + 370 + ], + "lines": [ + { + "bbox": [ + 106, + 281, + 506, + 295 + ], + "spans": [ + { + "bbox": [ + 106, + 281, + 506, + 295 + ], + "score": 1.0, + "content": "We demonstrate the advantage of such a strategy in the Gaussian Process setting (Murphy, 2012). In", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 293, + 504, + 306 + ], + "spans": [ + { + "bbox": [ + 105, + 293, + 264, + 306 + ], + "score": 1.0, + "content": "particular, for an arbitrary set of actions", + "type": "text" + }, + { + "bbox": [ + 264, + 295, + 311, + 304 + ], + "score": 0.87, + "content": "\\mathbf { a } _ { 1 } , \\ldots , \\mathbf { a } _ { N }", + "type": "inline_equation" + }, + { + "bbox": [ + 311, + 293, + 426, + 306 + ], + "score": 1.0, + "content": ", we model the distribution of", + "type": "text" + }, + { + "bbox": [ + 427, + 293, + 504, + 304 + ], + "score": 0.91, + "content": "R ( \\mathbf { a } _ { 1 } ) , \\ldots , R ( \\mathbf { a } _ { N } )", + "type": "inline_equation" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 303, + 506, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 285, + 317 + ], + "score": 1.0, + "content": "by a multivariate Gaussian, with covariance", + "type": "text" + }, + { + "bbox": [ + 285, + 304, + 415, + 316 + ], + "score": 0.89, + "content": "\\operatorname { C o v } [ R ( \\mathbf { a } _ { i } ) , R ( \\mathbf { a } _ { j } ) ] = \\kappa ( \\mathbf { x } _ { i } , \\mathbf { x } _ { j } )", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 303, + 446, + 317 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 446, + 306, + 453, + 314 + ], + "score": 0.77, + "content": "\\kappa", + "type": "inline_equation" + }, + { + "bbox": [ + 454, + 303, + 506, + 317 + ], + "score": 1.0, + "content": "is a positive", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 313, + 506, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 344, + 327 + ], + "score": 1.0, + "content": "definite kernel. In our toy example, the goal is to maximize", + "type": "text" + }, + { + "bbox": [ + 344, + 316, + 366, + 326 + ], + "score": 0.9, + "content": "R ( \\mathbf { x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 367, + 313, + 506, + 327 + ], + "score": 1.0, + "content": "under heteroscedastic observation", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 104, + 325, + 506, + 338 + ], + "spans": [ + { + "bbox": [ + 104, + 325, + 189, + 338 + ], + "score": 1.0, + "content": "noise with variance", + "type": "text" + }, + { + "bbox": [ + 189, + 325, + 214, + 338 + ], + "score": 0.93, + "content": "\\rho ( \\mathbf { x } ) ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 214, + 325, + 506, + 338 + ], + "score": 1.0, + "content": "(Figure 1). As UCB and TS do not consider observation noise in the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 336, + 506, + 349 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 326, + 349 + ], + "score": 1.0, + "content": "acquisition function, they may sample at points where", + "type": "text" + }, + { + "bbox": [ + 326, + 336, + 351, + 348 + ], + "score": 0.92, + "content": "\\rho ( { \\bf x } ) ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 351, + 336, + 506, + 349 + ], + "score": 1.0, + "content": "is large. Instead, by exploiting kernel", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 347, + 505, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 505, + 361 + ], + "score": 1.0, + "content": "correlation, IDS is able to shrink the uncertainty in the high-noise region with fewer samples, by", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 358, + 389, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 389, + 372 + ], + "score": 1.0, + "content": "selecting a nearby point with potentially higher regret but small noise.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 19.5 + }, + { + "type": "title", + "bbox": [ + 105, + 385, + 489, + 398 + ], + "lines": [ + { + "bbox": [ + 105, + 384, + 491, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 384, + 491, + 399 + ], + "score": 1.0, + "content": "4 INFORMATION-DIRECTED SAMPLING FOR REINFORCEMENT LEARNING", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 105, + 409, + 504, + 432 + ], + "lines": [ + { + "bbox": [ + 105, + 409, + 505, + 422 + ], + "spans": [ + { + "bbox": [ + 105, + 409, + 505, + 422 + ], + "score": 1.0, + "content": "In this section, we use the IDS strategy from the previous section in the context of deep RL. In order", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 420, + 436, + 433 + ], + "spans": [ + { + "bbox": [ + 105, + 420, + 323, + 433 + ], + "score": 1.0, + "content": "to do so, we have to define a tractable notion of regret", + "type": "text" + }, + { + "bbox": [ + 324, + 421, + 336, + 432 + ], + "score": 0.89, + "content": "\\Delta _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 420, + 423, + 433 + ], + "score": 1.0, + "content": "and information gain", + "type": "text" + }, + { + "bbox": [ + 424, + 421, + 432, + 432 + ], + "score": 0.87, + "content": "I _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 433, + 420, + 436, + 433 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25.5 + }, + { + "type": "title", + "bbox": [ + 106, + 444, + 334, + 456 + ], + "lines": [ + { + "bbox": [ + 106, + 444, + 335, + 457 + ], + "spans": [ + { + "bbox": [ + 106, + 444, + 335, + 457 + ], + "score": 1.0, + "content": "4.1 ESTIMATING REGRET AND INFORMATION GAIN", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 106, + 465, + 504, + 487 + ], + "lines": [ + { + "bbox": [ + 105, + 464, + 505, + 478 + ], + "spans": [ + { + "bbox": [ + 105, + 464, + 505, + 478 + ], + "score": 1.0, + "content": "In the context of RL, it is natural to extend the definition of instantaneous regret of action a in state", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 476, + 199, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 476, + 199, + 489 + ], + "score": 1.0, + "content": "s using the Q-function", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28.5 + }, + { + "type": "interline_equation", + "bbox": [ + 199, + 488, + 411, + 510 + ], + "lines": [ + { + "bbox": [ + 199, + 488, + 411, + 510 + ], + "spans": [ + { + "bbox": [ + 199, + 488, + 411, + 510 + ], + "score": 0.93, + "content": "\\Delta _ { t } ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) : = \\mathbb { E } _ { P } \\left[ \\operatorname* { m a x } _ { \\mathbf { a } ^ { \\prime } } Q ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ^ { \\prime } ) - Q _ { t } ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) | \\mathcal { F } _ { t - 1 } \\right] ,", + "type": "interline_equation", + "image_path": "096c627b3c181bc703cffb284941e831f43bcfed4db388a5172cf77b62b345ae.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 199, + 488, + 411, + 510 + ], + "spans": [], + "index": 30 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 512, + 505, + 568 + ], + "lines": [ + { + "bbox": [ + 105, + 510, + 506, + 526 + ], + "spans": [ + { + "bbox": [ + 105, + 510, + 133, + 526 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 512, + 258, + 524 + ], + "score": 0.92, + "content": "\\mathcal { F } _ { t } = \\left\\{ \\mathbf { s } _ { 1 } , \\mathbf { a } _ { 1 } , r _ { 1 } , . . . \\mathbf { s } _ { t } , \\mathbf { a } _ { t } , r _ { t } \\right\\}", + "type": "inline_equation" + }, + { + "bbox": [ + 259, + 510, + 410, + 526 + ], + "score": 1.0, + "content": "is the history of observations at time", + "type": "text" + }, + { + "bbox": [ + 410, + 514, + 415, + 522 + ], + "score": 0.65, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 510, + 506, + 526 + ], + "score": 1.0, + "content": ". The regret definition", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 523, + 505, + 536 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 505, + 536 + ], + "score": 1.0, + "content": "in eq. (6) captures the loss in return when selecting action a in state s rather than the optimal action.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 533, + 504, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 533, + 367, + 546 + ], + "score": 1.0, + "content": "This is similar to the notion of the advantage function. Since", + "type": "text" + }, + { + "bbox": [ + 367, + 534, + 404, + 546 + ], + "score": 0.92, + "content": "\\Delta _ { t } ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 404, + 533, + 504, + 546 + ], + "score": 1.0, + "content": "depends on the true Q-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 545, + 505, + 557 + ], + "spans": [ + { + "bbox": [ + 106, + 545, + 142, + 557 + ], + "score": 1.0, + "content": "function", + "type": "text" + }, + { + "bbox": [ + 143, + 545, + 157, + 557 + ], + "score": 0.89, + "content": "Q ^ { \\pi }", + "type": "inline_equation" + }, + { + "bbox": [ + 157, + 545, + 505, + 557 + ], + "score": 1.0, + "content": ", which is not available in practice and can only be estimated based on finite data, the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 555, + 318, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 318, + 568 + ], + "score": 1.0, + "content": "IDS framework instead uses a conservative estimate.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 33 + }, + { + "type": "text", + "bbox": [ + 106, + 573, + 505, + 617 + ], + "lines": [ + { + "bbox": [ + 105, + 572, + 505, + 586 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 505, + 586 + ], + "score": 1.0, + "content": "To do so, we must characterize the parametric uncertainty in the Q-function. Since we use neural", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 585, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 505, + 596 + ], + "score": 1.0, + "content": "networks as function approximators, we can obtain approximate confidence bounds using a Boot-", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 596, + 506, + 608 + ], + "spans": [ + { + "bbox": [ + 106, + 596, + 400, + 608 + ], + "score": 1.0, + "content": "strapped DQN (Osband et al., 2016a). In particular, given an ensemble of", + "type": "text" + }, + { + "bbox": [ + 400, + 596, + 411, + 605 + ], + "score": 0.84, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 411, + 596, + 506, + 608 + ], + "score": 1.0, + "content": "action-value functions,", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 607, + 396, + 618 + ], + "spans": [ + { + "bbox": [ + 106, + 607, + 396, + 618 + ], + "score": 1.0, + "content": "we compute the empirical mean and variance of the estimated Q-values,", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 37.5 + }, + { + "type": "interline_equation", + "bbox": [ + 149, + 619, + 461, + 653 + ], + "lines": [ + { + "bbox": [ + 149, + 619, + 461, + 653 + ], + "spans": [ + { + "bbox": [ + 149, + 619, + 461, + 653 + ], + "score": 0.94, + "content": "\\mu ( \\mathbf { s } , \\mathbf { a } ) = \\frac { 1 } { K } \\sum _ { k = 1 } ^ { K } Q _ { k } ( \\mathbf { s } , \\mathbf { a } ) , \\qquad \\sigma ( \\mathbf { s } , \\mathbf { a } ) ^ { 2 } = \\frac { 1 } { K } \\sum _ { k = 1 } ^ { K } \\left( Q _ { k } ( \\mathbf { s } , \\mathbf { a } ) - \\mu ( \\mathbf { s } , \\mathbf { a } ) \\right) ^ { 2 } .", + "type": "interline_equation", + "image_path": "2b37540e17abbfff01a12ba494d455faface0da9e94795a1205be5d31c3832f1.jpg" + } + ] + } + ], + "index": 41, + "virtual_lines": [ + { + "bbox": [ + 149, + 619, + 461, + 630.3333333333334 + ], + "spans": [], + "index": 40 + }, + { + "bbox": [ + 149, + 630.3333333333334, + 461, + 641.6666666666667 + ], + "spans": [], + "index": 41 + }, + { + "bbox": [ + 149, + 641.6666666666667, + 461, + 653.0000000000001 + ], + "spans": [], + "index": 42 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 654, + 507, + 676 + ], + "lines": [ + { + "bbox": [ + 105, + 651, + 506, + 667 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 506, + 667 + ], + "score": 1.0, + "content": "Based on the mean and variance estimate in the Q-values, we can define a surrogate for the regret", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 664, + 215, + 677 + ], + "spans": [ + { + "bbox": [ + 106, + 664, + 215, + 677 + ], + "score": 1.0, + "content": "using confidence intervals,", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 43.5 + }, + { + "type": "interline_equation", + "bbox": [ + 166, + 677, + 444, + 697 + ], + "lines": [ + { + "bbox": [ + 166, + 677, + 444, + 697 + ], + "spans": [ + { + "bbox": [ + 166, + 677, + 444, + 697 + ], + "score": 0.91, + "content": "\\hat { \\Delta } _ { t } ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) = \\operatorname* { m a x } _ { \\mathbf { a } ^ { \\prime } \\in \\mathcal { A } } \\big ( \\mu _ { t } ( \\mathbf { s } , \\mathbf { a } ^ { \\prime } ) + \\lambda _ { t } \\sigma _ { t } ( \\mathbf { s } , \\mathbf { a } ^ { \\prime } ) \\big ) - \\big ( \\mu _ { t } ( \\mathbf { s } , \\mathbf { a } ) - \\lambda _ { t } \\sigma _ { t } ( \\mathbf { s } , \\mathbf { a } ) \\big ) .", + "type": "interline_equation", + "image_path": "138ef395ff7e07c9e2e93f3700fcf2c3403abc15fa4a82c550b11d6792bcb96b.jpg" + } + ] + } + ], + "index": 45, + "virtual_lines": [ + { + "bbox": [ + 166, + 677, + 444, + 697 + ], + "spans": [], + "index": 45 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 699, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 133, + 711 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 134, + 699, + 144, + 710 + ], + "score": 0.87, + "content": "\\lambda _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "is a scaling hyperparameter. The first term corresponds to the maximum plausible value", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 708, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 708, + 506, + 723 + ], + "score": 1.0, + "content": "that the Q-function could take at a given state, while the right term lower-bounds the Q-value given", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 719, + 481, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 719, + 481, + 734 + ], + "score": 1.0, + "content": "the chosen action. As a result, eq. (8) provides a conservative estimate of the regret in eq. (6).", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 47 + } + ], + "page_idx": 4, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "score": 1.0, + "content": "5", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 192 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "Technically, this is known as deterministic IDS which, for simplicity, we refer to as IDS throughout", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 505, + 113 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 423, + 113 + ], + "score": 1.0, + "content": "this work. Intuitively, IDS chooses actions with small regret-information ratio", + "type": "text" + }, + { + "bbox": [ + 423, + 93, + 492, + 111 + ], + "score": 0.94, + "content": "\\begin{array} { r } { \\hat { \\Psi } _ { t } ( \\mathbf { a } ) : = \\frac { \\hat { \\Delta } _ { t } ( \\mathbf { \\bar { a } } ) ^ { 2 } } { I _ { t } ( \\mathbf { a } ) } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 493, + 93, + 505, + 113 + ], + "score": 1.0, + "content": "to", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 109, + 506, + 124 + ], + "spans": [ + { + "bbox": [ + 105, + 109, + 506, + 124 + ], + "score": 1.0, + "content": "balance between incurring regret and acquiring new information at each step. Kirschner & Krause", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 120, + 505, + 134 + ], + "spans": [ + { + "bbox": [ + 106, + 120, + 505, + 134 + ], + "score": 1.0, + "content": "(2018) introduce several information-gain functions and derive a high-probability bound on the cu-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 103, + 131, + 507, + 149 + ], + "spans": [ + { + "bbox": [ + 103, + 131, + 171, + 149 + ], + "score": 1.0, + "content": "mulative regret,", + "type": "text" + }, + { + "bbox": [ + 172, + 132, + 293, + 147 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\sum _ { t = 1 } ^ { T } \\Delta _ { t } ( \\mathbf { a } _ { t } ^ { \\mathrm { I D S } } ) \\leq \\mathcal { O } ( \\sqrt { T \\gamma _ { T } } ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 294, + 131, + 321, + 149 + ], + "score": 1.0, + "content": ". Here,", + "type": "text" + }, + { + "bbox": [ + 322, + 136, + 335, + 146 + ], + "score": 0.85, + "content": "\\gamma _ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 335, + 131, + 507, + 149 + ], + "score": 1.0, + "content": "is an upper bound on the total information", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 101, + 143, + 508, + 163 + ], + "spans": [ + { + "bbox": [ + 101, + 143, + 127, + 163 + ], + "score": 1.0, + "content": "gain", + "type": "text" + }, + { + "bbox": [ + 128, + 145, + 179, + 161 + ], + "score": 0.92, + "content": "\\textstyle \\sum _ { t = 1 } ^ { T } I _ { t } ( \\mathbf { a } _ { t } )", + "type": "inline_equation" + }, + { + "bbox": [ + 179, + 143, + 339, + 163 + ], + "score": 1.0, + "content": ", which has a sublinear dependence in", + "type": "text" + }, + { + "bbox": [ + 340, + 148, + 349, + 158 + ], + "score": 0.77, + "content": "T", + "type": "inline_equation" + }, + { + "bbox": [ + 349, + 143, + 508, + 163 + ], + "score": 1.0, + "content": "for different function classes and the", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 104, + 158, + 505, + 172 + ], + "spans": [ + { + "bbox": [ + 104, + 158, + 505, + 172 + ], + "score": 1.0, + "content": "specific information-gain function we use in the following (Srinivas et al., 2010). The overall re-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 104, + 169, + 506, + 183 + ], + "spans": [ + { + "bbox": [ + 104, + 169, + 506, + 183 + ], + "score": 1.0, + "content": "gret bound for IDS matches the best bound known for the widely used UCB policy for linear and", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 180, + 222, + 193 + ], + "spans": [ + { + "bbox": [ + 105, + 180, + 222, + 193 + ], + "score": 1.0, + "content": "kernelized reward functions.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 4, + "bbox_fs": [ + 101, + 82, + 508, + 193 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 197, + 505, + 276 + ], + "lines": [ + { + "bbox": [ + 105, + 196, + 506, + 211 + ], + "spans": [ + { + "bbox": [ + 105, + 196, + 506, + 211 + ], + "score": 1.0, + "content": "One particular choice of the information gain function, that works well empirically and we focus", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 208, + 504, + 222 + ], + "spans": [ + { + "bbox": [ + 105, + 208, + 199, + 222 + ], + "score": 1.0, + "content": "on in the following, is", + "type": "text" + }, + { + "bbox": [ + 199, + 208, + 330, + 222 + ], + "score": 0.91, + "content": "I _ { t } ( \\mathbf { a } ) = \\log \\big ( 1 + \\bar { \\sigma _ { t } } ( \\mathbf { a } ) ^ { 2 } / \\rho ( \\mathbf { a } ) ^ { 2 } \\big )", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 208, + 475, + 222 + ], + "score": 1.0, + "content": "(Kirschner & Krause, 2018). Here", + "type": "text" + }, + { + "bbox": [ + 476, + 208, + 504, + 221 + ], + "score": 0.92, + "content": "\\sigma _ { t } ( a ) ^ { 2 }", + "type": "inline_equation" + } + ], + "index": 10 + }, + { + "bbox": [ + 104, + 220, + 506, + 234 + ], + "spans": [ + { + "bbox": [ + 104, + 220, + 284, + 234 + ], + "score": 1.0, + "content": "is the variance in the parametric estimate of", + "type": "text" + }, + { + "bbox": [ + 285, + 221, + 318, + 233 + ], + "score": 0.91, + "content": "\\mathbb { E } [ R ( { \\bf a } ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 319, + 220, + 337, + 234 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 338, + 220, + 417, + 233 + ], + "score": 0.92, + "content": "\\rho ( \\mathbf { a } ) ^ { 2 } = \\mathrm { V a r } [ R ( \\mathbf { a } ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 417, + 220, + 506, + 234 + ], + "score": 1.0, + "content": "is the variance of the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 104, + 231, + 505, + 246 + ], + "spans": [ + { + "bbox": [ + 104, + 231, + 315, + 246 + ], + "score": 1.0, + "content": "observed reward. In particular, the information gain", + "type": "text" + }, + { + "bbox": [ + 315, + 232, + 337, + 244 + ], + "score": 0.91, + "content": "I _ { t } ( \\mathbf { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 338, + 231, + 505, + 246 + ], + "score": 1.0, + "content": "is small for actions with little uncertainty", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 104, + 243, + 505, + 256 + ], + "spans": [ + { + "bbox": [ + 104, + 243, + 505, + 256 + ], + "score": 1.0, + "content": "in the true expected reward or with reward that is subject to high observation noise. 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In", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 293, + 504, + 306 + ], + "spans": [ + { + "bbox": [ + 105, + 293, + 264, + 306 + ], + "score": 1.0, + "content": "particular, for an arbitrary set of actions", + "type": "text" + }, + { + "bbox": [ + 264, + 295, + 311, + 304 + ], + "score": 0.87, + "content": "\\mathbf { a } _ { 1 } , \\ldots , \\mathbf { a } _ { N }", + "type": "inline_equation" + }, + { + "bbox": [ + 311, + 293, + 426, + 306 + ], + "score": 1.0, + "content": ", we model the distribution of", + "type": "text" + }, + { + "bbox": [ + 427, + 293, + 504, + 304 + ], + "score": 0.91, + "content": "R ( \\mathbf { a } _ { 1 } ) , \\ldots , R ( \\mathbf { a } _ { N } )", + "type": "inline_equation" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 303, + 506, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 285, + 317 + ], + "score": 1.0, + "content": "by a multivariate Gaussian, with covariance", + "type": "text" + }, + { + "bbox": [ + 285, + 304, + 415, + 316 + ], + "score": 0.89, + "content": "\\operatorname { C o v } [ R ( \\mathbf { a } _ { i } ) , R ( \\mathbf { a } _ { j } ) ] = \\kappa ( \\mathbf { x } _ { i } , \\mathbf { x } _ { j } )", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 303, + 446, + 317 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 446, + 306, + 453, + 314 + ], + "score": 0.77, + "content": "\\kappa", + "type": "inline_equation" + }, + { + "bbox": [ + 454, + 303, + 506, + 317 + ], + "score": 1.0, + "content": "is a positive", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 313, + 506, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 344, + 327 + ], + "score": 1.0, + "content": "definite kernel. In our toy example, the goal is to maximize", + "type": "text" + }, + { + "bbox": [ + 344, + 316, + 366, + 326 + ], + "score": 0.9, + "content": "R ( \\mathbf { x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 367, + 313, + 506, + 327 + ], + "score": 1.0, + "content": "under heteroscedastic observation", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 104, + 325, + 506, + 338 + ], + "spans": [ + { + "bbox": [ + 104, + 325, + 189, + 338 + ], + "score": 1.0, + "content": "noise with variance", + "type": "text" + }, + { + "bbox": [ + 189, + 325, + 214, + 338 + ], + "score": 0.93, + "content": "\\rho ( \\mathbf { x } ) ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 214, + 325, + 506, + 338 + ], + "score": 1.0, + "content": "(Figure 1). As UCB and TS do not consider observation noise in the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 336, + 506, + 349 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 326, + 349 + ], + "score": 1.0, + "content": "acquisition function, they may sample at points where", + "type": "text" + }, + { + "bbox": [ + 326, + 336, + 351, + 348 + ], + "score": 0.92, + "content": "\\rho ( { \\bf x } ) ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 351, + 336, + 506, + 349 + ], + "score": 1.0, + "content": "is large. Instead, by exploiting kernel", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 347, + 505, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 505, + 361 + ], + "score": 1.0, + "content": "correlation, IDS is able to shrink the uncertainty in the high-noise region with fewer samples, by", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 358, + 389, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 389, + 372 + ], + "score": 1.0, + "content": "selecting a nearby point with potentially higher regret but small noise.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 19.5, + "bbox_fs": [ + 104, + 281, + 506, + 372 + ] + }, + { + "type": "title", + "bbox": [ + 105, + 385, + 489, + 398 + ], + "lines": [ + { + "bbox": [ + 105, + 384, + 491, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 384, + 491, + 399 + ], + "score": 1.0, + "content": "4 INFORMATION-DIRECTED SAMPLING FOR REINFORCEMENT LEARNING", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 105, + 409, + 504, + 432 + ], + "lines": [ + { + "bbox": [ + 105, + 409, + 505, + 422 + ], + "spans": [ + { + "bbox": [ + 105, + 409, + 505, + 422 + ], + "score": 1.0, + "content": "In this section, we use the IDS strategy from the previous section in the context of deep RL. In order", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 420, + 436, + 433 + ], + "spans": [ + { + "bbox": [ + 105, + 420, + 323, + 433 + ], + "score": 1.0, + "content": "to do so, we have to define a tractable notion of regret", + "type": "text" + }, + { + "bbox": [ + 324, + 421, + 336, + 432 + ], + "score": 0.89, + "content": "\\Delta _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 420, + 423, + 433 + ], + "score": 1.0, + "content": "and information gain", + "type": "text" + }, + { + "bbox": [ + 424, + 421, + 432, + 432 + ], + "score": 0.87, + "content": "I _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 433, + 420, + 436, + 433 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 25.5, + "bbox_fs": [ + 105, + 409, + 505, + 433 + ] + }, + { + "type": "title", + "bbox": [ + 106, + 444, + 334, + 456 + ], + "lines": [ + { + "bbox": [ + 106, + 444, + 335, + 457 + ], + "spans": [ + { + "bbox": [ + 106, + 444, + 335, + 457 + ], + "score": 1.0, + "content": "4.1 ESTIMATING REGRET AND INFORMATION GAIN", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 106, + 465, + 504, + 487 + ], + "lines": [ + { + "bbox": [ + 105, + 464, + 505, + 478 + ], + "spans": [ + { + "bbox": [ + 105, + 464, + 505, + 478 + ], + "score": 1.0, + "content": "In the context of RL, it is natural to extend the definition of instantaneous regret of action a in state", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 476, + 199, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 476, + 199, + 489 + ], + "score": 1.0, + "content": "s using the Q-function", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 464, + 505, + 489 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 199, + 488, + 411, + 510 + ], + "lines": [ + { + "bbox": [ + 199, + 488, + 411, + 510 + ], + "spans": [ + { + "bbox": [ + 199, + 488, + 411, + 510 + ], + "score": 0.93, + "content": "\\Delta _ { t } ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) : = \\mathbb { E } _ { P } \\left[ \\operatorname* { m a x } _ { \\mathbf { a } ^ { \\prime } } Q ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ^ { \\prime } ) - Q _ { t } ^ { \\pi } ( \\mathbf { s } , \\mathbf { a } ) | \\mathcal { F } _ { t - 1 } \\right] ,", + "type": "interline_equation", + "image_path": "096c627b3c181bc703cffb284941e831f43bcfed4db388a5172cf77b62b345ae.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 199, + 488, + 411, + 510 + ], + "spans": [], + "index": 30 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 512, + 505, + 568 + ], + "lines": [ + { + "bbox": [ + 105, + 510, + 506, + 526 + ], + "spans": [ + { + "bbox": [ + 105, + 510, + 133, + 526 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 512, + 258, + 524 + ], + "score": 0.92, + "content": "\\mathcal { F } _ { t } = \\left\\{ \\mathbf { s } _ { 1 } , \\mathbf { a } _ { 1 } , r _ { 1 } , . . . \\mathbf { s } _ { t } , \\mathbf { a } _ { t } , r _ { t } \\right\\}", + "type": "inline_equation" + }, + { + "bbox": [ + 259, + 510, + 410, + 526 + ], + "score": 1.0, + "content": "is the history of observations at time", + "type": "text" + }, + { + "bbox": [ + 410, + 514, + 415, + 522 + ], + "score": 0.65, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 510, + 506, + 526 + ], + "score": 1.0, + "content": ". The regret definition", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 523, + 505, + 536 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 505, + 536 + ], + "score": 1.0, + "content": "in eq. (6) captures the loss in return when selecting action a in state s rather than the optimal action.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 533, + 504, + 546 + ], + "spans": [ + { + "bbox": [ + 106, + 533, + 367, + 546 + ], + "score": 1.0, + "content": "This is similar to the notion of the advantage function. 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In particular, we use", + "type": "text" + }, + { + "bbox": [ + 346, + 306, + 478, + 320 + ], + "score": 0.92, + "content": "I _ { t } ( \\mathbf { a } ) = \\log \\big ( 1 + \\sigma _ { t } ( \\mathbf { a } ) ^ { \\scriptscriptstyle \\bar { 2 } } / \\rho ( \\mathbf { a } ) ^ { 2 } \\big )", + "type": "inline_equation" + }, + { + "bbox": [ + 478, + 306, + 506, + 320 + ], + "score": 1.0, + "content": "based", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 318, + 505, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 505, + 330 + ], + "score": 1.0, + "content": "on the discussion in (Kirschner & Krause, 2018). In addition to the previously defined predictive", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 104, + 328, + 506, + 343 + ], + "spans": [ + { + "bbox": [ + 104, + 328, + 495, + 343 + ], + "score": 1.0, + "content": "parameteric variance estimates for the regret, it depends on the variance of the noise distribution,", + "type": "text" + }, + { + "bbox": [ + 495, + 331, + 501, + 340 + ], + "score": 0.73, + "content": "\\rho", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 328, + 506, + 343 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 339, + 505, + 352 + ], + "spans": [ + { + "bbox": [ + 105, + 339, + 505, + 352 + ], + "score": 1.0, + "content": "While in the bandit setting we track one-step rewards, in RL we focus on learning from returns", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 350, + 506, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 350, + 455, + 364 + ], + "score": 1.0, + "content": "from complete trajectories. Therefore, instantaneous reward observation noise variance", + "type": "text" + }, + { + "bbox": [ + 455, + 350, + 479, + 362 + ], + "score": 0.92, + "content": "\\rho ( { \\mathbf { a } } ) ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 350, + 506, + 364 + ], + "score": 1.0, + "content": "in the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 362, + 505, + 374 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 364, + 374 + ], + "score": 1.0, + "content": "bandit setting transfers to the variance of the return distribution", + "type": "text" + }, + { + "bbox": [ + 365, + 362, + 420, + 374 + ], + "score": 0.91, + "content": "\\mathrm { V a r } \\left( Z ( \\mathbf { s } , \\mathbf { a } ) \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 362, + 505, + 374 + ], + "score": 1.0, + "content": "in RL. 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This directly affects the scale of the information", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 394, + 506, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 394, + 506, + 407 + ], + "score": 1.0, + "content": "gain and the degree to which the agent chooses to explore. 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Therefore, instantaneous reward observation noise variance", + "type": "text" + }, + { + "bbox": [ + 455, + 350, + 479, + 362 + ], + "score": 0.92, + "content": "\\rho ( { \\mathbf { a } } ) ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 350, + 506, + 364 + ], + "score": 1.0, + "content": "in the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 362, + 505, + 374 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 364, + 374 + ], + "score": 1.0, + "content": "bandit setting transfers to the variance of the return distribution", + "type": "text" + }, + { + "bbox": [ + 365, + 362, + 420, + 374 + ], + "score": 0.91, + "content": "\\mathrm { V a r } \\left( Z ( \\mathbf { s } , \\mathbf { a } ) \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 362, + 505, + 374 + ], + "score": 1.0, + "content": "in RL. 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At each step, we compute the parametric uncertainty over", + "type": "text" + }, + { + "bbox": [ + 414, + 576, + 445, + 587 + ], + "score": 0.93, + "content": "Q ( \\mathbf { s } , \\mathbf { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 445, + 574, + 505, + 588 + ], + "score": 1.0, + "content": "as well as the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 585, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 206, + 599 + ], + "score": 1.0, + "content": "distribution over returns", + "type": "text" + }, + { + "bbox": [ + 207, + 586, + 237, + 598 + ], + "score": 0.93, + "content": "Z ( \\mathbf { s } , \\mathbf { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 585, + 505, + 599 + ], + "score": 1.0, + "content": ". We then follow the steps from Section 4.1 to compute the regret", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 596, + 505, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 505, + 610 + ], + "score": 1.0, + "content": "and the information gain of each action, and select the one that minimizes the regret-information", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 104, + 606, + 163, + 624 + ], + "spans": [ + { + "bbox": [ + 104, + 606, + 127, + 624 + ], + "score": 1.0, + "content": "ratio", + "type": "text" + }, + { + "bbox": [ + 127, + 608, + 158, + 622 + ], + "score": 0.93, + "content": "\\hat { \\Psi } ( \\mathbf { s } , \\mathbf { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 606, + 163, + 624 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 33, + "bbox_fs": [ + 104, + 564, + 505, + 624 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 627, + 505, + 682 + ], + "lines": [ + { + "bbox": [ + 105, + 626, + 506, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 626, + 506, + 640 + ], + "score": 1.0, + "content": "To estimate parametric uncertainty, we use the exact same training procedure and architecture as", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "score": 1.0, + "content": "Bootstrapped DQN (Osband et al., 2016a): we split the DQN architecture (Mnih et al., 2015) into", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 107, + 648, + 506, + 662 + ], + "spans": [ + { + "bbox": [ + 107, + 649, + 117, + 659 + ], + "score": 0.81, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 118, + 648, + 354, + 662 + ], + "score": 1.0, + "content": "bootstrap heads after the convolutional layers. Each head", + "type": "text" + }, + { + "bbox": [ + 354, + 649, + 399, + 661 + ], + "score": 0.93, + "content": "Q _ { k } ( \\mathbf { s } , \\mathbf { a } ; \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 400, + 648, + 506, + 662 + ], + "score": 1.0, + "content": "is trained against its own", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 659, + 505, + 672 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 154, + 672 + ], + "score": 1.0, + "content": "target head", + "type": "text" + }, + { + "bbox": [ + 155, + 660, + 207, + 672 + ], + "score": 0.93, + "content": "Q _ { k } ( \\mathbf { s } , \\mathbf { a } ; \\theta ^ { - } )", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 659, + 505, + 672 + ], + "score": 1.0, + "content": "and all heads are trained on the exact same data. 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To isolate", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 352, + 506, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 506, + 365 + ], + "score": 1.0, + "content": "the effect of noise-sensitive exploration from the advantages of distributional training, we do not", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 362, + 504, + 376 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 484, + 376 + ], + "score": 1.0, + "content": "propagate distributional loss gradients in the convolutional layers and use the representation", + "type": "text" + }, + { + "bbox": [ + 484, + 363, + 504, + 375 + ], + "score": 0.89, + "content": "\\phi ( \\mathbf { s } )", + "type": "inline_equation" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 374, + 505, + 386 + ], + "spans": [ + { + "bbox": [ + 106, + 374, + 505, + 386 + ], + "score": 1.0, + "content": "learned only from the bootstrap branch. This is not a limitation of our approach and both (or either)", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 385, + 466, + 398 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 466, + 398 + ], + "score": 1.0, + "content": "bootstrap and distributional gradients can be propagated through the convolutional layers.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 18.5 + }, + { + "type": "text", + "bbox": [ + 106, + 402, + 505, + 479 + ], + "lines": [ + { + "bbox": [ + 106, + 402, + 504, + 414 + ], + "spans": [ + { + "bbox": [ + 106, + 402, + 504, + 414 + ], + "score": 1.0, + "content": "Importantly, our method can account for deep exploration, since both the parametric uncertainty", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 107, + 412, + 505, + 426 + ], + "spans": [ + { + "bbox": [ + 107, + 412, + 140, + 425 + ], + "score": 0.92, + "content": "\\sigma ( \\mathbf { \\dot { s } } , \\mathbf { a } ) ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 141, + 412, + 254, + 426 + ], + "score": 1.0, + "content": "and the intrinsic uncertainty", + "type": "text" + }, + { + "bbox": [ + 255, + 412, + 288, + 425 + ], + "score": 0.93, + "content": "\\rho ( \\mathbf { s } , \\mathbf { a } ) ^ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 412, + 505, + 426 + ], + "score": 1.0, + "content": "estimates in the information gain are extended beyond", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 104, + 424, + 505, + 436 + ], + "spans": [ + { + "bbox": [ + 104, + 424, + 505, + 436 + ], + "score": 1.0, + "content": "a single time step and propagate information over sequences of states. 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While the bonus is sometimes based on an information-gain measure, the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 468, + 419, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 419, + 480 + ], + "score": 1.0, + "content": "estimated optimal policy is often affected by the augmentation of the rewards.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 25 + }, + { + "type": "title", + "bbox": [ + 108, + 507, + 200, + 519 + ], + "lines": [ + { + "bbox": [ + 105, + 506, + 201, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 201, + 522 + ], + "score": 1.0, + "content": "5 EXPERIMENTS", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29 + }, + { + "type": "text", + "bbox": [ + 106, + 539, + 505, + 627 + ], + "lines": [ + { + "bbox": [ + 105, + 537, + 506, + 553 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 506, + 553 + ], + "score": 1.0, + "content": "We now provide experimental results on 55 of the Atari 2600 games from the Arcade Learning", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 550, + 505, + 562 + ], + "spans": [ + { + "bbox": [ + 106, + 550, + 505, + 562 + ], + "score": 1.0, + "content": "Environment (ALE) (Bellemare et al., 2013), simulated via the OpenAI gym interface (Brockman", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 561, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 505, + 573 + ], + "score": 1.0, + "content": "et al., 2016). We exclude Defender and Surround from the standard Atari-57 selection, since they are", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 572, + 506, + 584 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 506, + 584 + ], + "score": 1.0, + "content": "not available in OpenAI gym. Our method builds on the standard DQN architecture and we expect it", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 104, + 582, + 505, + 596 + ], + "spans": [ + { + "bbox": [ + 104, + 582, + 505, + 596 + ], + "score": 1.0, + "content": "to benefit from recent improvements such as Dueling DQN (Wang et al., 2016) and prioritized replay", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 593, + 505, + 606 + ], + "spans": [ + { + "bbox": [ + 105, + 593, + 505, + 606 + ], + "score": 1.0, + "content": "(Schaul et al., 2016). However, in order to separately study the effect of changing the exploration", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 605, + 504, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 504, + 617 + ], + "score": 1.0, + "content": "strategy, we compare our method without these additions. 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To isolate", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 352, + 506, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 506, + 365 + ], + "score": 1.0, + "content": "the effect of noise-sensitive exploration from the advantages of distributional training, we do not", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 362, + 504, + 376 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 484, + 376 + ], + "score": 1.0, + "content": "propagate distributional loss gradients in the convolutional layers and use the representation", + "type": "text" + }, + { + "bbox": [ + 484, + 363, + 504, + 375 + ], + "score": 0.89, + "content": "\\phi ( \\mathbf { s } )", + "type": "inline_equation" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 374, + 505, + 386 + ], + "spans": [ + { + "bbox": [ + 106, + 374, + 505, + 386 + ], + "score": 1.0, + "content": "learned only from the bootstrap branch. 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We use a target", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "network to compute Bellman updates, with double DQN targets only for the bootstrap heads, but", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 104, + 708, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 104, + 708, + 506, + 723 + ], + "score": 1.0, + "content": "not for the distributional update. Weights are updated using the Adam optimizer (Kingma & Ba,", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "score": 1.0, + "content": "2015). We evaluate the performance of our method using a mean greedy policy that is computed on", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 42, + "bbox_fs": [ + 104, + 632, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 83, + 185, + 93 + ], + "lines": [ + { + "bbox": [ + 106, + 83, + 185, + 94 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 185, + 94 + ], + "score": 1.0, + "content": "the bootstrap heads", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "interline_equation", + "bbox": [ + 252, + 92, + 359, + 127 + ], + "lines": [ + { + "bbox": [ + 252, + 92, + 359, + 127 + ], + "spans": [ + { + "bbox": [ + 252, + 92, + 359, + 127 + ], + "score": 0.94, + "content": "\\arg \\operatorname* { m a x } _ { \\mathbf { a } \\in \\mathcal { A } } \\frac { 1 } { K } \\sum _ { k = 1 } ^ { K } Q _ { k } ( \\mathbf { s } , \\mathbf { a } ) .", + "type": "interline_equation", + "image_path": "f4c345d50c72989c44e004c90e328a1487d2d9170ce984478b5746cc0904a7de.jpg" + } + ] + } + ], + "index": 1.5, + "virtual_lines": [ + { + "bbox": [ + 252, + 92, + 359, + 109.5 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 252, + 109.5, + 359, + 127.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 128, + 505, + 281 + ], + "lines": [ + { + "bbox": [ + 105, + 127, + 505, + 141 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 505, + 141 + ], + "score": 1.0, + "content": "Due to computational limitations, we did not perform an extensive hyperparameter search. Our", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 138, + 505, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 138, + 188, + 151 + ], + "score": 1.0, + "content": "final algorithm uses", + "type": "text" + }, + { + "bbox": [ + 189, + 139, + 222, + 149 + ], + "score": 0.88, + "content": "\\lambda = 0 . 1", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 138, + 226, + 151 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 227, + 138, + 286, + 151 + ], + "score": 0.91, + "content": "\\rho ( \\mathbf { s } , \\mathbf { a } ) ^ { 2 } = 1 . 0", + "type": "inline_equation" + }, + { + "bbox": [ + 287, + 138, + 505, + 151 + ], + "score": 1.0, + "content": "(for DQN-IDS) and target update frequency of 40000", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 149, + 506, + 162 + ], + "spans": [ + { + "bbox": [ + 105, + 150, + 296, + 162 + ], + "score": 1.0, + "content": "agent steps, based on a parameter search over", + "type": "text" + }, + { + "bbox": [ + 296, + 150, + 357, + 162 + ], + "score": 0.9, + "content": "\\lambda \\in \\{ 0 . 1 , 1 . 0 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 358, + 150, + 362, + 162 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 363, + 149, + 428, + 162 + ], + "score": 0.91, + "content": "\\rho ^ { 2 } \\in \\{ 0 . { \\bar { 5 } } , 1 . 0 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 150, + 506, + 162 + ], + "score": 1.0, + "content": ", and target update", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 104, + 160, + 504, + 173 + ], + "spans": [ + { + "bbox": [ + 104, + 160, + 118, + 173 + ], + "score": 1.0, + "content": "in", + "type": "text" + }, + { + "bbox": [ + 118, + 160, + 183, + 173 + ], + "score": 0.88, + "content": "\\{ 1 0 0 0 \\bar { 0 } , 4 0 0 0 0 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 183, + 160, + 470, + 173 + ], + "score": 1.0, + "content": ". For C51-IDS, we put a heuristically chosen lower bound of 0.25 on", + "type": "text" + }, + { + "bbox": [ + 471, + 160, + 504, + 172 + ], + "score": 0.93, + "content": "\\rho ( \\bar { \\bf s } , \\bar { \\bf a } ) ^ { 2 }", + "type": "inline_equation" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 172, + 506, + 184 + ], + "spans": [ + { + "bbox": [ + 105, + 172, + 506, + 184 + ], + "score": 1.0, + "content": "to prevent the agent from fixating on “noiseless” actions. This bound is introduced primarily for", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 183, + 506, + 196 + ], + "spans": [ + { + "bbox": [ + 105, + 183, + 506, + 196 + ], + "score": 1.0, + "content": "numerical reasons, since, even in the bandit setting, the strategy may degenerate as the noise variance", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 193, + 506, + 206 + ], + "spans": [ + { + "bbox": [ + 105, + 193, + 506, + 206 + ], + "score": 1.0, + "content": "of a single action goes to zero. We also ran separate experiments without this lower bound and while", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 203, + 505, + 218 + ], + "spans": [ + { + "bbox": [ + 105, + 203, + 505, + 218 + ], + "score": 1.0, + "content": "the per-game scores slightly differ, the overall change in mean human-normalized score was only", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 214, + 506, + 229 + ], + "spans": [ + { + "bbox": [ + 106, + 216, + 126, + 226 + ], + "score": 0.85, + "content": "23 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 126, + 214, + 506, + 229 + ], + "score": 1.0, + "content": ". We also use the suggested hyperparameters from C51 and Bootstrapped DQN, and set learning", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 226, + 506, + 239 + ], + "spans": [ + { + "bbox": [ + 105, + 226, + 124, + 239 + ], + "score": 1.0, + "content": "rate", + "type": "text" + }, + { + "bbox": [ + 124, + 227, + 177, + 237 + ], + "score": 0.75, + "content": "\\alpha = 0 . 0 0 0 0 5", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 226, + 181, + 239 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 181, + 227, + 254, + 238 + ], + "score": 0.85, + "content": "\\epsilon _ { \\tt A D A M } = 0 . 0 1 / 3 2", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 226, + 325, + 239 + ], + "score": 1.0, + "content": ", number of heads", + "type": "text" + }, + { + "bbox": [ + 326, + 227, + 359, + 237 + ], + "score": 0.89, + "content": "K = 1 0", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 226, + 432, + 239 + ], + "score": 1.0, + "content": ", number of atoms", + "type": "text" + }, + { + "bbox": [ + 433, + 227, + 466, + 237 + ], + "score": 0.9, + "content": "N = 5 1", + "type": "inline_equation" + }, + { + "bbox": [ + 466, + 226, + 506, + 239 + ], + "score": 1.0, + "content": ". The rest", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 237, + 506, + 250 + ], + "spans": [ + { + "bbox": [ + 106, + 237, + 506, + 250 + ], + "score": 1.0, + "content": "of our training procedure is identical to that of Mnih et al. (2015), with the difference that we do not", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 248, + 505, + 261 + ], + "spans": [ + { + "bbox": [ + 106, + 248, + 122, + 261 + ], + "score": 1.0, + "content": "use", + "type": "text" + }, + { + "bbox": [ + 123, + 250, + 128, + 258 + ], + "score": 0.7, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 128, + 248, + 505, + 261 + ], + "score": 1.0, + "content": "-greedy exploration. All episodes begin with up to 30 random no-ops (Mnih et al., 2015) and", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 258, + 506, + 272 + ], + "spans": [ + { + "bbox": [ + 104, + 258, + 506, + 272 + ], + "score": 1.0, + "content": "the horizon is capped at 108K frames (van Hasselt et al., 2016). Complete details are provided in", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 270, + 161, + 284 + ], + "spans": [ + { + "bbox": [ + 106, + 270, + 161, + 284 + ], + "score": 1.0, + "content": "Appendix A.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 9.5 + }, + { + "type": "text", + "bbox": [ + 107, + 287, + 505, + 353 + ], + "lines": [ + { + "bbox": [ + 106, + 287, + 505, + 300 + ], + "spans": [ + { + "bbox": [ + 106, + 287, + 505, + 300 + ], + "score": 1.0, + "content": "To provide comparable results with existing work we report evaluation results under the best agent", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 298, + 506, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 506, + 310 + ], + "score": 1.0, + "content": "protocol. Every 1M training frames, learning is frozen, the agent is evaluated for 500K frames", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "score": 1.0, + "content": "and performance is computed as the average episode return from this latest evaluation run. Table 1", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 319, + 505, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 319, + 505, + 333 + ], + "score": 1.0, + "content": "shows the mean and median human-normalized scores (van Hasselt et al., 2016) of the best agent", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 331, + 505, + 343 + ], + "spans": [ + { + "bbox": [ + 105, + 331, + 505, + 343 + ], + "score": 1.0, + "content": "performance after 200M training frames. Additionally, we illustrate the distributions learned by C51", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 342, + 211, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 342, + 211, + 354 + ], + "score": 1.0, + "content": "and C51-IDS in Figure 3.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 19.5 + }, + { + "type": "text", + "bbox": [ + 107, + 358, + 505, + 425 + ], + "lines": [ + { + "bbox": [ + 106, + 359, + 505, + 372 + ], + "spans": [ + { + "bbox": [ + 106, + 359, + 505, + 372 + ], + "score": 1.0, + "content": "We first point out the results of DQN-IDS and Bootstrapped DQN. While both methods use the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 370, + 505, + 383 + ], + "spans": [ + { + "bbox": [ + 105, + 370, + 505, + 383 + ], + "score": 1.0, + "content": "same architecture and similar optimization procedures, DQN-IDS outperforms Bootstrapped DQN", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 380, + 506, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 148, + 394 + ], + "score": 1.0, + "content": "by around", + "type": "text" + }, + { + "bbox": [ + 149, + 381, + 173, + 392 + ], + "score": 0.89, + "content": "2 0 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 173, + 380, + 506, + 394 + ], + "score": 1.0, + "content": ". This suggests that simply changing the exploration strategy from TS to IDS (along", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 392, + 504, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 504, + 405 + ], + "score": 1.0, + "content": "with the type of optimizer), even without accounting for heteroscedastic noise, can substantially", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 403, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 403, + 505, + 416 + ], + "score": 1.0, + "content": "improve performance. Furthermore, DQN-IDS slightly outperforms C51, even though C51 has the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 412, + 244, + 427 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 244, + 427 + ], + "score": 1.0, + "content": "benefits of distributional learning.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 25.5 + }, + { + "type": "text", + "bbox": [ + 107, + 430, + 505, + 553 + ], + "lines": [ + { + "bbox": [ + 106, + 430, + 505, + 443 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 505, + 443 + ], + "score": 1.0, + "content": "We also see that C51-IDS outperforms C51 and QR-DQN and achieves slightly better results than", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 442, + 505, + 455 + ], + "spans": [ + { + "bbox": [ + 106, + 442, + 505, + 455 + ], + "score": 1.0, + "content": "IQN. Importantly, the fact that C51-IDS substantially outperforms DQN-IDS, highlights the signif-", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 453, + 504, + 465 + ], + "spans": [ + { + "bbox": [ + 106, + 453, + 504, + 465 + ], + "score": 1.0, + "content": "icance of accounting for heteroscedastic noise. We also experimented with a QRDQN-IDS version,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 464, + 506, + 476 + ], + "spans": [ + { + "bbox": [ + 106, + 464, + 307, + 476 + ], + "score": 1.0, + "content": "which uses QR-DQN instead of C51 to estimate", + "type": "text" + }, + { + "bbox": [ + 307, + 464, + 338, + 475 + ], + "score": 0.92, + "content": "Z ( \\mathbf { s } , \\mathbf { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 338, + 464, + 506, + 476 + ], + "score": 1.0, + "content": "and noticed that our method can benefit", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 474, + 505, + 487 + ], + "spans": [ + { + "bbox": [ + 106, + 474, + 505, + 487 + ], + "score": 1.0, + "content": "from better approximation of the return distribution. While we expect the performance over IQN to", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 484, + 506, + 499 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 506, + 499 + ], + "score": 1.0, + "content": "be higher, we do not include QRDQN-IDS scores since we were unable to reproduce the reported", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 496, + 506, + 509 + ], + "spans": [ + { + "bbox": [ + 105, + 496, + 506, + 509 + ], + "score": 1.0, + "content": "QR-DQN results on some games. We also note that, unlike C51-IDS, IQN is specifically tuned for", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 506, + 506, + 520 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 415, + 520 + ], + "score": 1.0, + "content": "risk sensitivity. One way to get a risk-sensitive IDS policy is by tuning for", + "type": "text" + }, + { + "bbox": [ + 416, + 508, + 423, + 519 + ], + "score": 0.85, + "content": "\\beta", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 506, + 506, + 520 + ], + "score": 1.0, + "content": "in the additive IDS", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 104, + 518, + 506, + 534 + ], + "spans": [ + { + "bbox": [ + 104, + 518, + 157, + 534 + ], + "score": 1.0, + "content": "formulation", + "type": "text" + }, + { + "bbox": [ + 157, + 518, + 286, + 532 + ], + "score": 0.92, + "content": "\\bar { \\hat { \\Psi } } ( \\mathbf { s } , \\mathbf { a } ) = \\bar { \\Delta } ( \\mathbf { s } , \\mathbf { \\bar { a } } ) ^ { 2 } - \\beta I ( \\mathbf { s } , \\mathbf { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 287, + 518, + 506, + 534 + ], + "score": 1.0, + "content": ", proposed by Russo & Van Roy (2014). We verified", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 532, + 505, + 544 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 505, + 544 + ], + "score": 1.0, + "content": "on several games that C51-IDS scores can be improved by using this additive formulation and we", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 541, + 346, + 555 + ], + "spans": [ + { + "bbox": [ + 105, + 541, + 346, + 555 + ], + "score": 1.0, + "content": "believe such gains can be extended to the rest of the games.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 34 + }, + { + "type": "title", + "bbox": [ + 108, + 569, + 195, + 582 + ], + "lines": [ + { + "bbox": [ + 104, + 567, + 197, + 585 + ], + "spans": [ + { + "bbox": [ + 104, + 567, + 197, + 585 + ], + "score": 1.0, + "content": "6 CONCLUSION", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40 + }, + { + "type": "text", + "bbox": [ + 107, + 594, + 505, + 682 + ], + "lines": [ + { + "bbox": [ + 106, + 594, + 505, + 606 + ], + "spans": [ + { + "bbox": [ + 106, + 594, + 505, + 606 + ], + "score": 1.0, + "content": "We extended the idea of frequentist Information-Directed Sampling to a practical RL exploration", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 605, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 505, + 617 + ], + "score": 1.0, + "content": "algorithm that can account for heteroscedastic noise. To the best of our knowledge, we are the", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 616, + 506, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 506, + 629 + ], + "score": 1.0, + "content": "first to propose a tractable IDS algorithm for RL in large state spaces. Our method suggests a", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 104, + 626, + 506, + 640 + ], + "spans": [ + { + "bbox": [ + 104, + 626, + 506, + 640 + ], + "score": 1.0, + "content": "new way to use the return distribution in combination with parametric uncertainty for efficient deep", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 638, + 506, + 650 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 506, + 650 + ], + "score": 1.0, + "content": "exploration and demonstrates substantial gains on Atari games. We also identified several sources of", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "score": 1.0, + "content": "heteroscedasticity in RL and demonstrated the importance of accounting for heteroscedastic noise", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 661, + 504, + 672 + ], + "spans": [ + { + "bbox": [ + 106, + 661, + 504, + 672 + ], + "score": 1.0, + "content": "for efficient exploration. Additionally, our evaluation results demonstrated that similarly to the", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 671, + 467, + 683 + ], + "spans": [ + { + "bbox": [ + 105, + 671, + 467, + 683 + ], + "score": 1.0, + "content": "bandit setting, IDS has the potential to outperform alternative strategies such as TS in RL.", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 44.5 + }, + { + "type": "text", + "bbox": [ + 107, + 687, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "There remain promising directions for future work. Our preliminary results show that similar im-", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "provements can be observed when IDS is combined with continuous control RL methods such as", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "the Deep Deterministic Policy Gradient (DDPG) (Lillicrap et al., 2016). Developing a computation-", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 721, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 505, + 734 + ], + "score": 1.0, + "content": "ally efficient approximation of the randomized IDS version, which minimizes the regret-information", + "type": "text" + } + ], + "index": 52 + } + ], + "index": 50.5 + } + ], + "page_idx": 7, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "score": 1.0, + "content": "8", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 83, + 185, + 93 + ], + "lines": [ + { + "bbox": [ + 106, + 83, + 185, + 94 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 185, + 94 + ], + "score": 1.0, + "content": "the bootstrap heads", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0, + "bbox_fs": [ + 106, + 83, + 185, + 94 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 252, + 92, + 359, + 127 + ], + "lines": [ + { + "bbox": [ + 252, + 92, + 359, + 127 + ], + "spans": [ + { + "bbox": [ + 252, + 92, + 359, + 127 + ], + "score": 0.94, + "content": "\\arg \\operatorname* { m a x } _ { \\mathbf { a } \\in \\mathcal { A } } \\frac { 1 } { K } \\sum _ { k = 1 } ^ { K } Q _ { k } ( \\mathbf { s } , \\mathbf { a } ) .", + "type": "interline_equation", + "image_path": "f4c345d50c72989c44e004c90e328a1487d2d9170ce984478b5746cc0904a7de.jpg" + } + ] + } + ], + "index": 1.5, + "virtual_lines": [ + { + "bbox": [ + 252, + 92, + 359, + 109.5 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 252, + 109.5, + 359, + 127.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 128, + 505, + 281 + ], + "lines": [ + { + "bbox": [ + 105, + 127, + 505, + 141 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 505, + 141 + ], + "score": 1.0, + "content": "Due to computational limitations, we did not perform an extensive hyperparameter search. Our", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 138, + 505, + 151 + ], + "spans": [ + { + "bbox": [ + 105, + 138, + 188, + 151 + ], + "score": 1.0, + "content": "final algorithm uses", + "type": "text" + }, + { + "bbox": [ + 189, + 139, + 222, + 149 + ], + "score": 0.88, + "content": "\\lambda = 0 . 1", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 138, + 226, + 151 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 227, + 138, + 286, + 151 + ], + "score": 0.91, + "content": "\\rho ( \\mathbf { s } , \\mathbf { a } ) ^ { 2 } = 1 . 0", + "type": "inline_equation" + }, + { + "bbox": [ + 287, + 138, + 505, + 151 + ], + "score": 1.0, + "content": "(for DQN-IDS) and target update frequency of 40000", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 149, + 506, + 162 + ], + "spans": [ + { + "bbox": [ + 105, + 150, + 296, + 162 + ], + "score": 1.0, + "content": "agent steps, based on a parameter search over", + "type": "text" + }, + { + "bbox": [ + 296, + 150, + 357, + 162 + ], + "score": 0.9, + "content": "\\lambda \\in \\{ 0 . 1 , 1 . 0 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 358, + 150, + 362, + 162 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 363, + 149, + 428, + 162 + ], + "score": 0.91, + "content": "\\rho ^ { 2 } \\in \\{ 0 . { \\bar { 5 } } , 1 . 0 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 150, + 506, + 162 + ], + "score": 1.0, + "content": ", and target update", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 104, + 160, + 504, + 173 + ], + "spans": [ + { + "bbox": [ + 104, + 160, + 118, + 173 + ], + "score": 1.0, + "content": "in", + "type": "text" + }, + { + "bbox": [ + 118, + 160, + 183, + 173 + ], + "score": 0.88, + "content": "\\{ 1 0 0 0 \\bar { 0 } , 4 0 0 0 0 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 183, + 160, + 470, + 173 + ], + "score": 1.0, + "content": ". For C51-IDS, we put a heuristically chosen lower bound of 0.25 on", + "type": "text" + }, + { + "bbox": [ + 471, + 160, + 504, + 172 + ], + "score": 0.93, + "content": "\\rho ( \\bar { \\bf s } , \\bar { \\bf a } ) ^ { 2 }", + "type": "inline_equation" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 172, + 506, + 184 + ], + "spans": [ + { + "bbox": [ + 105, + 172, + 506, + 184 + ], + "score": 1.0, + "content": "to prevent the agent from fixating on “noiseless” actions. This bound is introduced primarily for", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 183, + 506, + 196 + ], + "spans": [ + { + "bbox": [ + 105, + 183, + 506, + 196 + ], + "score": 1.0, + "content": "numerical reasons, since, even in the bandit setting, the strategy may degenerate as the noise variance", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 193, + 506, + 206 + ], + "spans": [ + { + "bbox": [ + 105, + 193, + 506, + 206 + ], + "score": 1.0, + "content": "of a single action goes to zero. We also ran separate experiments without this lower bound and while", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 203, + 505, + 218 + ], + "spans": [ + { + "bbox": [ + 105, + 203, + 505, + 218 + ], + "score": 1.0, + "content": "the per-game scores slightly differ, the overall change in mean human-normalized score was only", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 214, + 506, + 229 + ], + "spans": [ + { + "bbox": [ + 106, + 216, + 126, + 226 + ], + "score": 0.85, + "content": "23 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 126, + 214, + 506, + 229 + ], + "score": 1.0, + "content": ". We also use the suggested hyperparameters from C51 and Bootstrapped DQN, and set learning", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 226, + 506, + 239 + ], + "spans": [ + { + "bbox": [ + 105, + 226, + 124, + 239 + ], + "score": 1.0, + "content": "rate", + "type": "text" + }, + { + "bbox": [ + 124, + 227, + 177, + 237 + ], + "score": 0.75, + "content": "\\alpha = 0 . 0 0 0 0 5", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 226, + 181, + 239 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 181, + 227, + 254, + 238 + ], + "score": 0.85, + "content": "\\epsilon _ { \\tt A D A M } = 0 . 0 1 / 3 2", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 226, + 325, + 239 + ], + "score": 1.0, + "content": ", number of heads", + "type": "text" + }, + { + "bbox": [ + 326, + 227, + 359, + 237 + ], + "score": 0.89, + "content": "K = 1 0", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 226, + 432, + 239 + ], + "score": 1.0, + "content": ", number of atoms", + "type": "text" + }, + { + "bbox": [ + 433, + 227, + 466, + 237 + ], + "score": 0.9, + "content": "N = 5 1", + "type": "inline_equation" + }, + { + "bbox": [ + 466, + 226, + 506, + 239 + ], + "score": 1.0, + "content": ". The rest", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 237, + 506, + 250 + ], + "spans": [ + { + "bbox": [ + 106, + 237, + 506, + 250 + ], + "score": 1.0, + "content": "of our training procedure is identical to that of Mnih et al. (2015), with the difference that we do not", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 248, + 505, + 261 + ], + "spans": [ + { + "bbox": [ + 106, + 248, + 122, + 261 + ], + "score": 1.0, + "content": "use", + "type": "text" + }, + { + "bbox": [ + 123, + 250, + 128, + 258 + ], + "score": 0.7, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 128, + 248, + 505, + 261 + ], + "score": 1.0, + "content": "-greedy exploration. All episodes begin with up to 30 random no-ops (Mnih et al., 2015) and", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 258, + 506, + 272 + ], + "spans": [ + { + "bbox": [ + 104, + 258, + 506, + 272 + ], + "score": 1.0, + "content": "the horizon is capped at 108K frames (van Hasselt et al., 2016). Complete details are provided in", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 270, + 161, + 284 + ], + "spans": [ + { + "bbox": [ + 106, + 270, + 161, + 284 + ], + "score": 1.0, + "content": "Appendix A.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 9.5, + "bbox_fs": [ + 104, + 127, + 506, + 284 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 287, + 505, + 353 + ], + "lines": [ + { + "bbox": [ + 106, + 287, + 505, + 300 + ], + "spans": [ + { + "bbox": [ + 106, + 287, + 505, + 300 + ], + "score": 1.0, + "content": "To provide comparable results with existing work we report evaluation results under the best agent", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 298, + 506, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 506, + 310 + ], + "score": 1.0, + "content": "protocol. Every 1M training frames, learning is frozen, the agent is evaluated for 500K frames", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "score": 1.0, + "content": "and performance is computed as the average episode return from this latest evaluation run. Table 1", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 319, + 505, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 319, + 505, + 333 + ], + "score": 1.0, + "content": "shows the mean and median human-normalized scores (van Hasselt et al., 2016) of the best agent", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 331, + 505, + 343 + ], + "spans": [ + { + "bbox": [ + 105, + 331, + 505, + 343 + ], + "score": 1.0, + "content": "performance after 200M training frames. Additionally, we illustrate the distributions learned by C51", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 342, + 211, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 342, + 211, + 354 + ], + "score": 1.0, + "content": "and C51-IDS in Figure 3.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 19.5, + "bbox_fs": [ + 105, + 287, + 506, + 354 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 358, + 505, + 425 + ], + "lines": [ + { + "bbox": [ + 106, + 359, + 505, + 372 + ], + "spans": [ + { + "bbox": [ + 106, + 359, + 505, + 372 + ], + "score": 1.0, + "content": "We first point out the results of DQN-IDS and Bootstrapped DQN. While both methods use the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 370, + 505, + 383 + ], + "spans": [ + { + "bbox": [ + 105, + 370, + 505, + 383 + ], + "score": 1.0, + "content": "same architecture and similar optimization procedures, DQN-IDS outperforms Bootstrapped DQN", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 380, + 506, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 148, + 394 + ], + "score": 1.0, + "content": "by around", + "type": "text" + }, + { + "bbox": [ + 149, + 381, + 173, + 392 + ], + "score": 0.89, + "content": "2 0 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 173, + 380, + 506, + 394 + ], + "score": 1.0, + "content": ". This suggests that simply changing the exploration strategy from TS to IDS (along", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 392, + 504, + 405 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 504, + 405 + ], + "score": 1.0, + "content": "with the type of optimizer), even without accounting for heteroscedastic noise, can substantially", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 403, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 403, + 505, + 416 + ], + "score": 1.0, + "content": "improve performance. Furthermore, DQN-IDS slightly outperforms C51, even though C51 has the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 412, + 244, + 427 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 244, + 427 + ], + "score": 1.0, + "content": "benefits of distributional learning.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 25.5, + "bbox_fs": [ + 105, + 359, + 506, + 427 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 430, + 505, + 553 + ], + "lines": [ + { + "bbox": [ + 106, + 430, + 505, + 443 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 505, + 443 + ], + "score": 1.0, + "content": "We also see that C51-IDS outperforms C51 and QR-DQN and achieves slightly better results than", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 442, + 505, + 455 + ], + "spans": [ + { + "bbox": [ + 106, + 442, + 505, + 455 + ], + "score": 1.0, + "content": "IQN. Importantly, the fact that C51-IDS substantially outperforms DQN-IDS, highlights the signif-", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 453, + 504, + 465 + ], + "spans": [ + { + "bbox": [ + 106, + 453, + 504, + 465 + ], + "score": 1.0, + "content": "icance of accounting for heteroscedastic noise. We also experimented with a QRDQN-IDS version,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 464, + 506, + 476 + ], + "spans": [ + { + "bbox": [ + 106, + 464, + 307, + 476 + ], + "score": 1.0, + "content": "which uses QR-DQN instead of C51 to estimate", + "type": "text" + }, + { + "bbox": [ + 307, + 464, + 338, + 475 + ], + "score": 0.92, + "content": "Z ( \\mathbf { s } , \\mathbf { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 338, + 464, + 506, + 476 + ], + "score": 1.0, + "content": "and noticed that our method can benefit", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 474, + 505, + 487 + ], + "spans": [ + { + "bbox": [ + 106, + 474, + 505, + 487 + ], + "score": 1.0, + "content": "from better approximation of the return distribution. While we expect the performance over IQN to", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 484, + 506, + 499 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 506, + 499 + ], + "score": 1.0, + "content": "be higher, we do not include QRDQN-IDS scores since we were unable to reproduce the reported", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 496, + 506, + 509 + ], + "spans": [ + { + "bbox": [ + 105, + 496, + 506, + 509 + ], + "score": 1.0, + "content": "QR-DQN results on some games. We also note that, unlike C51-IDS, IQN is specifically tuned for", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 506, + 506, + 520 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 415, + 520 + ], + "score": 1.0, + "content": "risk sensitivity. One way to get a risk-sensitive IDS policy is by tuning for", + "type": "text" + }, + { + "bbox": [ + 416, + 508, + 423, + 519 + ], + "score": 0.85, + "content": "\\beta", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 506, + 506, + 520 + ], + "score": 1.0, + "content": "in the additive IDS", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 104, + 518, + 506, + 534 + ], + "spans": [ + { + "bbox": [ + 104, + 518, + 157, + 534 + ], + "score": 1.0, + "content": "formulation", + "type": "text" + }, + { + "bbox": [ + 157, + 518, + 286, + 532 + ], + "score": 0.92, + "content": "\\bar { \\hat { \\Psi } } ( \\mathbf { s } , \\mathbf { a } ) = \\bar { \\Delta } ( \\mathbf { s } , \\mathbf { \\bar { a } } ) ^ { 2 } - \\beta I ( \\mathbf { s } , \\mathbf { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 287, + 518, + 506, + 534 + ], + "score": 1.0, + "content": ", proposed by Russo & Van Roy (2014). We verified", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 532, + 505, + 544 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 505, + 544 + ], + "score": 1.0, + "content": "on several games that C51-IDS scores can be improved by using this additive formulation and we", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 541, + 346, + 555 + ], + "spans": [ + { + "bbox": [ + 105, + 541, + 346, + 555 + ], + "score": 1.0, + "content": "believe such gains can be extended to the rest of the games.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 34, + "bbox_fs": [ + 104, + 430, + 506, + 555 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 569, + 195, + 582 + ], + "lines": [ + { + "bbox": [ + 104, + 567, + 197, + 585 + ], + "spans": [ + { + "bbox": [ + 104, + 567, + 197, + 585 + ], + "score": 1.0, + "content": "6 CONCLUSION", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40 + }, + { + "type": "text", + "bbox": [ + 107, + 594, + 505, + 682 + ], + "lines": [ + { + "bbox": [ + 106, + 594, + 505, + 606 + ], + "spans": [ + { + "bbox": [ + 106, + 594, + 505, + 606 + ], + "score": 1.0, + "content": "We extended the idea of frequentist Information-Directed Sampling to a practical RL exploration", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 605, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 505, + 617 + ], + "score": 1.0, + "content": "algorithm that can account for heteroscedastic noise. To the best of our knowledge, we are the", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 616, + 506, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 506, + 629 + ], + "score": 1.0, + "content": "first to propose a tractable IDS algorithm for RL in large state spaces. Our method suggests a", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 104, + 626, + 506, + 640 + ], + "spans": [ + { + "bbox": [ + 104, + 626, + 506, + 640 + ], + "score": 1.0, + "content": "new way to use the return distribution in combination with parametric uncertainty for efficient deep", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 638, + 506, + 650 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 506, + 650 + ], + "score": 1.0, + "content": "exploration and demonstrates substantial gains on Atari games. We also identified several sources of", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "score": 1.0, + "content": "heteroscedasticity in RL and demonstrated the importance of accounting for heteroscedastic noise", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 661, + 504, + 672 + ], + "spans": [ + { + "bbox": [ + 106, + 661, + 504, + 672 + ], + "score": 1.0, + "content": "for efficient exploration. Additionally, our evaluation results demonstrated that similarly to the", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 671, + 467, + 683 + ], + "spans": [ + { + "bbox": [ + 105, + 671, + 467, + 683 + ], + "score": 1.0, + "content": "bandit setting, IDS has the potential to outperform alternative strategies such as TS in RL.", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 44.5, + "bbox_fs": [ + 104, + 594, + 506, + 683 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 687, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "There remain promising directions for future work. Our preliminary results show that similar im-", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "provements can be observed when IDS is combined with continuous control RL methods such as", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "the Deep Deterministic Policy Gradient (DDPG) (Lillicrap et al., 2016). Developing a computation-", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 721, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 505, + 734 + ], + "score": 1.0, + "content": "ally efficient approximation of the randomized IDS version, which minimizes the regret-information", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 81, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 506, + 95 + ], + "score": 1.0, + "content": "ratio over the set of stochastic policies, is another idea to investigate. Additionally, as indicated by", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 505, + 106 + ], + "score": 1.0, + "content": "Russo & Van Roy (2014), IDS should be seen as a design principle rather than a specific algorithm,", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 104, + 480, + 117 + ], + "spans": [ + { + "bbox": [ + 106, + 104, + 480, + 117 + ], + "score": 1.0, + "content": "and thus alternative information gain functions are an important direction for future research.", + "type": "text", + "cross_page": true + } + ], + "index": 2 + } + ], + "index": 50.5, + "bbox_fs": [ + 105, + 687, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 116 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 506, + 95 + ], + "score": 1.0, + "content": "ratio over the set of stochastic policies, is another idea to investigate. 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HyperparameterValueDescription
0.1Scale factor for computing regret surrogate
1.0Observation noise variance for DQN-IDS
∈1,∈20.00001Information-ratio constants; prevent division by O
mini-batch size32Size of mini-batch samples for gradient descent step
replay buffer size1MThe number of most recent observations stored in the replay buffer
agent history length4The number of most recent frames concatenated as input to the network
action repeat4Repeat each action selected by the agent this many times
Y0.99Discount factor
training frequency4The number of times an action is selected by the agent be- tween successive gradient descent steps
K10Number of bootstrap heads
β10.9Adam optimizer parameter
β0.99Adam optimizer parameter
EADAM0.01/32Adam optimizer parameter
α0.00005learning rate
learning starts50000Agent step at which learning starts.Random policy before- hand
numberof bins51Number of bins for Categorical DQN (C51)
[VMIN, VmAx][-10,10]C51 distribution range
number of quantiles200Number of quantiles for QR-DQN
target network update frequency40000Number of agent steps between consecutive target updates
evaluation length125KNumber of agent steps each evaluation window lasts for.
evaluation frequencyEquivalent to 50OK frames
250KThe number of steps the agent takes in training mode between two evaluation runs.Equivalent to 1M frames
eval episode length27KNumber of maximum agent steps during an evaluation episode.Equivalent to 108K frames
max no-ops30Maximum number no-op actions before the episode starts
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HyperparameterValueDescription
0.1Scale factor for computing regret surrogate
1.0Observation noise variance for DQN-IDS
∈1,∈20.00001Information-ratio constants; prevent division by O
mini-batch size32Size of mini-batch samples for gradient descent step
replay buffer size1MThe number of most recent observations stored in the replay buffer
agent history length4The number of most recent frames concatenated as input to the network
action repeat4Repeat each action selected by the agent this many times
Y0.99Discount factor
training frequency4The number of times an action is selected by the agent be- tween successive gradient descent steps
K10Number of bootstrap heads
β10.9Adam optimizer parameter
β0.99Adam optimizer parameter
EADAM0.01/32Adam optimizer parameter
α0.00005learning rate
learning starts50000Agent step at which learning starts.Random policy before- hand
numberof bins51Number of bins for Categorical DQN (C51)
[VMIN, VmAx][-10,10]C51 distribution range
number of quantiles200Number of quantiles for QR-DQN
target network update frequency40000Number of agent steps between consecutive target updates
evaluation length125KNumber of agent steps each evaluation window lasts for.
evaluation frequencyEquivalent to 50OK frames
250KThe number of steps the agent takes in training mode between two evaluation runs.Equivalent to 1M frames
eval episode length27KNumber of maximum agent steps during an evaluation episode.Equivalent to 108K frames
max no-ops30Maximum number no-op actions before the episode starts
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DQNDDQNDuel.BootstrapPrior.Duel.DQN-IDS
AlienAmidar1,620.0978.03,747.74,461.42,436.63,941.09,780.12,457.0
1,793.32,354.51,272.52,296.8
AssaultAsterix4,280.45,393.24,621.08,047.111,477.09,446.7
4,359.017,356.528,188.019,713.2375,080.050,167.31,959.7
Asteroids1,364.5734.72,837.71,032.01,192.7
Atlantis279,987.0106,056.0382,572.0994,500.0395,762.0993,212.5
Bank HeistBattle Zone455.01,030.61,611.91,208.01,503.11,226.1
29,900.031,700.037,150.038,666.735,520.067,394.2
Beam Rider8,627.513,772.812,164.023,429.830,276.530,426.6
Berzerk585.61,225.41,472.61,077.93,409.04,816.2
BowlingBoxing50.468.165.560.246.7
88.091.699.493.298.9
Breakout385.5418.5345.3855.0366.0600.1
Centipede4,657.75,409.47,561.44,553.57,687.55,860.2
Chopper Command6,126.05,809.011,215.04,100.013,185.013,385.4
Crazy Climber110,763.0117,282.0143,570.0137,925.9162,224.0194,935.7
Demon Attack12,149.458,044.260,813.382,610.072,878.6130,687.2
Double DunkEnduroFishing Derby-6.6-5.50.13.0-12.51.2
729.01,211.82,258.21,591.02.306.42,358.2
-4.915.546.426.041.345.2
Freeway30.833.30.033.933.034.0
Frostbite797.41,683.34,672.82,181.47,413.05,884.3
Gopher8,777.414,840.815,718.417,438.4104,368.247,826.2771.0
Gravitar473.0412.0588.0286.1238.0
H.E.R.O.20,437.820,818.223,037.721,021.321,036.515,165.41.7
Ice Hockey-1.9-2.70.5-1.3-0.4
James Bond768.51,358.01,312.51,663.5812.01,782.2
Kangaroo7,259.012,992.014,854.014,862.51,792.015,364.5
Krull8,422.37,920.511,451.98,627.910,374.410,587.3
Kung-Fu Master26,059.029,710.034,294.036,733.348,375.038,113.50.0
Montezuma’s Revenge0.00.00.0100.00.0
Ms. Pac-Man3,085.62,711.46,283.52,983.33,327.37,273.7
Name This GamePhoenix8,207.810,616.011,971.111,501.115,572.515,576.7
8,485.212,252.523.092.214,964.070,324.30.0176,493.20.0
Pitfall!-286.1-29.90.00.0
Pong19.520.921.020.920.921.0
Private EyeQ*Bert146.7129.7103.01,812.5206.0201.1
13,117.315,088.519,220.315,092.718,760.326,098.5
River Raid7,377.614,884.521,162.612,845.020,607.627,648.3
Road RunnerRobotank39,544.044,127.069,524.051,500.062,151.059,546.2
63.965.165.366.627.568.6
Seaquest5,860.616,452.750,254.29,083.1931.658,909.8
Skiing-13,062.3-9,021.8-8,857.4-9,413.2-19,949.9-7,415.3
Solaris3,482.83,067.82,250.85,443.3133.42,086.8
Space Invaders1,692.32,525.56,427.32,893.015,311.535,422.1
Star GunnerTennisTime Pilot
54,282.060,142.089,238.055,725.0125,117.084,241.0
12.2-22.85.10.00.023.6
4,870.08,339.011,666.09,079.47,553.013,464.8
Tutankham68.1218.4211.4214.8245.9265.5
Up and Down9,989.922,972.244,939.626,231.033,879.185,903.5
Venture163.098.0497.0212.548.0389.1
Video PinballWizard Of Wor196,760.4309,941.998,209.5811,610.0479,197.0
2,704.07,492.07,855.06,804.712,352.0
Yars’RevengeZaxxon18,098.911,712.649,622.117,782.369,618.125,279.5
Zaxxon5,363.010,163.012,944.011,491.713,886.016,789.2
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DQNDDQNDuel.BootstrapPrior.Duel.DQN-IDS
AlienAmidar1,620.0978.03,747.74,461.42,436.63,941.09,780.12,457.0
1,793.32,354.51,272.52,296.8
AssaultAsterix4,280.45,393.24,621.08,047.111,477.09,446.7
4,359.017,356.528,188.019,713.2375,080.050,167.31,959.7
Asteroids1,364.5734.72,837.71,032.01,192.7
Atlantis279,987.0106,056.0382,572.0994,500.0395,762.0993,212.5
Bank HeistBattle Zone455.01,030.61,611.91,208.01,503.11,226.1
29,900.031,700.037,150.038,666.735,520.067,394.2
Beam Rider8,627.513,772.812,164.023,429.830,276.530,426.6
Berzerk585.61,225.41,472.61,077.93,409.04,816.2
BowlingBoxing50.468.165.560.246.7
88.091.699.493.298.9
Breakout385.5418.5345.3855.0366.0600.1
Centipede4,657.75,409.47,561.44,553.57,687.55,860.2
Chopper Command6,126.05,809.011,215.04,100.013,185.013,385.4
Crazy Climber110,763.0117,282.0143,570.0137,925.9162,224.0194,935.7
Demon Attack12,149.458,044.260,813.382,610.072,878.6130,687.2
Double DunkEnduroFishing Derby-6.6-5.50.13.0-12.51.2
729.01,211.82,258.21,591.02.306.42,358.2
-4.915.546.426.041.345.2
Freeway30.833.30.033.933.034.0
Frostbite797.41,683.34,672.82,181.47,413.05,884.3
Gopher8,777.414,840.815,718.417,438.4104,368.247,826.2771.0
Gravitar473.0412.0588.0286.1238.0
H.E.R.O.20,437.820,818.223,037.721,021.321,036.515,165.41.7
Ice Hockey-1.9-2.70.5-1.3-0.4
James Bond768.51,358.01,312.51,663.5812.01,782.2
Kangaroo7,259.012,992.014,854.014,862.51,792.015,364.5
Krull8,422.37,920.511,451.98,627.910,374.410,587.3
Kung-Fu Master26,059.029,710.034,294.036,733.348,375.038,113.50.0
Montezuma’s Revenge0.00.00.0100.00.0
Ms. Pac-Man3,085.62,711.46,283.52,983.33,327.37,273.7
Name This GamePhoenix8,207.810,616.011,971.111,501.115,572.515,576.7
8,485.212,252.523.092.214,964.070,324.30.0176,493.20.0
Pitfall!-286.1-29.90.00.0
Pong19.520.921.020.920.921.0
Private EyeQ*Bert146.7129.7103.01,812.5206.0201.1
13,117.315,088.519,220.315,092.718,760.326,098.5
River Raid7,377.614,884.521,162.612,845.020,607.627,648.3
Road RunnerRobotank39,544.044,127.069,524.051,500.062,151.059,546.2
63.965.165.366.627.568.6
Seaquest5,860.616,452.750,254.29,083.1931.658,909.8
Skiing-13,062.3-9,021.8-8,857.4-9,413.2-19,949.9-7,415.3
Solaris3,482.83,067.82,250.85,443.3133.42,086.8
Space Invaders1,692.32,525.56,427.32,893.015,311.535,422.1
Star GunnerTennisTime Pilot
54,282.060,142.089,238.055,725.0125,117.084,241.0
12.2-22.85.10.00.023.6
4,870.08,339.011,666.09,079.47,553.013,464.8
Tutankham68.1218.4211.4214.8245.9265.5
Up and Down9,989.922,972.244,939.626,231.033,879.185,903.5
Venture163.098.0497.0212.548.0389.1
Video PinballWizard Of Wor196,760.4309,941.998,209.5811,610.0479,197.0
2,704.07,492.07,855.06,804.712,352.0
Yars’RevengeZaxxon18,098.911,712.649,622.117,782.369,618.125,279.5
Zaxxon5,363.010,163.012,944.011,491.713,886.016,789.2
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RandomHumanC51QR-DQNIQNC51-IDS
AlienAmidar227.85.87,127.71,719.53,166.01,735.04,871.01,641.07,022.02.946.011,473.61,757.6
Assault222.4742.07,203.022,012.029,091.021,829.1
Asterix210.08,503.3406,211.0261,025.0342,016.0536,273.0
AsteroidsAtlantis719.147,388.71,516.04,226.02,898.0
12,850.029,028.1841,075.0971,850.0978,200.01,032,150.
Bank HeistBattle ZoneBeam RiderBerzerk14.2753.1976.01,249.01,416.01,338.3
Zone2.360.037,187.528,742.039,268.042,244.066,724.0
Riderer363.916,926.514,074.034,821.03,117.042,776.01,053.042,196.723,227.3
123.72,630.41,645.0
BowlingBoxingBreakout23.1160.781.877.286.5
0.11.712.130.597.899.999.899.9
748.0742.0734.0575.5
CentipedeChopper CommandCrazy ClimberDemon AttackDouble DunkEnduro2.090.912,017.09,646.012,447.011,561.09,840.5
811.07,387.815,600.014,667.016,836.0179,082.012,309.5
10,780.535,829.4179,877.0161,196.0205,629.6
152.11,971.0130,955.0121,551.0128,580.0129,667.51.22,370.1
-18.6-16.42.521.95.6
0.0860.53,454.02,355.02,359.0
Fishing DerbyFreewayFishing Derbyerby-91.7-38.78.939.0
0.029.633.934.034.034.0
Frostbite65.24,334.73,965.04,384.04,324.010,924.1
Gopher257.62.412.533,641.0113,585.0118,365.0123,337.5
Gravitar173.03.351.4440.0995.0911.0885.5
H.E.R.O.1,027.030.826.438,874.021,395.028,386.017,545.3-0.5
Ice Hockey-11.20.9-3.5-1.70.2
James BondKangaroo29.0302.81,909.04,703.035,108.09,687.0
52.03,035.012,853.015,356.015,487.016,143.5
Krull1,598.02,665.59,735.011,447.010,707.010,454.5
Kung-Fu Master258.522,736.348,192.076,642.073,512.059,710.7
Montezuma’s RevengeMs. Pac-Man0.04,753.30.00.00.06,349.00.06.616.2
307.36,951.63,415.05,821.0
Name This Game2,292.38,049.012,542.021,890.022,682.015,248.1
Phoenix761.47,242.617,490.016,585.056,599.089,050.8
Pitfall!-229.46,463.70.00.00.00.0
PongPrivate EyeQ*Bert-20.714.620.921.0
24.969,571.315,095.0350.0200.0150.0
163.913,455.023,784.0572,510.025,750.027,844.0
River RaidRoad RunnerRobotank1,338.517,118.017,322.017,571.017,765.030,637.1
11.52.27,845.055,839.064,262.057,900.061,550.369.8
11.952.359.462.5
Seaquest68.442,054.7266,434.08,268.030,140.086,989.3
Skiing-17,098.1-4,336.9-13,901.0-9,324.0-9,289.0-7,785.4
SkiingSolarisSpace Invaders
1,236.312,326.78,342.06,740.08,007.03,571.3
148.01,668.75,747.020,972.028,888.046,244.2
Star GunnerTennisTime PilotTutankham664.010,250.049,095.077,495.074,677.0
-23.8-8.323.123.623.623.5
3,568.05,229.28,329.010,345.012,236.014,351.4200.2
11.4167.6280.0297.0293.0
Up and DownVentureVideo PinballWizard Of Wor533.411,693.215,612.071,260.088,148.0109,045.9
0.01,187.51,520.043.91,318.0495.6
16,256.9563.517,667.9949,604.0705,662.0698,045.0756,11.118,817.4
4,756.59,300.025,061.031,190.0
Yars’RevengeZaxxon3,092.954,576.935,050.026,447.028,379.064,822.9
32.59,173.310,513.013,112.021,772.018,295.4
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RandomHumanC51QR-DQNIQNC51-IDS
AlienAmidar227.85.87,127.71,719.53,166.01,735.04,871.01,641.07,022.02.946.011,473.61,757.6
Assault222.4742.07,203.022,012.029,091.021,829.1
Asterix210.08,503.3406,211.0261,025.0342,016.0536,273.0
AsteroidsAtlantis719.147,388.71,516.04,226.02,898.0
12,850.029,028.1841,075.0971,850.0978,200.01,032,150.
Bank HeistBattle ZoneBeam RiderBerzerk14.2753.1976.01,249.01,416.01,338.3
Zone2.360.037,187.528,742.039,268.042,244.066,724.0
Riderer363.916,926.514,074.034,821.03,117.042,776.01,053.042,196.723,227.3
123.72,630.41,645.0
BowlingBoxingBreakout23.1160.781.877.286.5
0.11.712.130.597.899.999.899.9
748.0742.0734.0575.5
CentipedeChopper CommandCrazy ClimberDemon AttackDouble DunkEnduro2.090.912,017.09,646.012,447.011,561.09,840.5
811.07,387.815,600.014,667.016,836.0179,082.012,309.5
10,780.535,829.4179,877.0161,196.0205,629.6
152.11,971.0130,955.0121,551.0128,580.0129,667.51.22,370.1
-18.6-16.42.521.95.6
0.0860.53,454.02,355.02,359.0
Fishing DerbyFreewayFishing Derbyerby-91.7-38.78.939.0
0.029.633.934.034.034.0
Frostbite65.24,334.73,965.04,384.04,324.010,924.1
Gopher257.62.412.533,641.0113,585.0118,365.0123,337.5
Gravitar173.03.351.4440.0995.0911.0885.5
H.E.R.O.1,027.030.826.438,874.021,395.028,386.017,545.3-0.5
Ice Hockey-11.20.9-3.5-1.70.2
James BondKangaroo29.0302.81,909.04,703.035,108.09,687.0
52.03,035.012,853.015,356.015,487.016,143.5
Krull1,598.02,665.59,735.011,447.010,707.010,454.5
Kung-Fu Master258.522,736.348,192.076,642.073,512.059,710.7
Montezuma’s RevengeMs. Pac-Man0.04,753.30.00.00.06,349.00.06.616.2
307.36,951.63,415.05,821.0
Name This Game2,292.38,049.012,542.021,890.022,682.015,248.1
Phoenix761.47,242.617,490.016,585.056,599.089,050.8
Pitfall!-229.46,463.70.00.00.00.0
PongPrivate EyeQ*Bert-20.714.620.921.0
24.969,571.315,095.0350.0200.0150.0
163.913,455.023,784.0572,510.025,750.027,844.0
River RaidRoad RunnerRobotank1,338.517,118.017,322.017,571.017,765.030,637.1
11.52.27,845.055,839.064,262.057,900.061,550.369.8
11.952.359.462.5
Seaquest68.442,054.7266,434.08,268.030,140.086,989.3
Skiing-17,098.1-4,336.9-13,901.0-9,324.0-9,289.0-7,785.4
SkiingSolarisSpace Invaders
1,236.312,326.78,342.06,740.08,007.03,571.3
148.01,668.75,747.020,972.028,888.046,244.2
Star GunnerTennisTime PilotTutankham664.010,250.049,095.077,495.074,677.0
-23.8-8.323.123.623.623.5
3,568.05,229.28,329.010,345.012,236.014,351.4200.2
11.4167.6280.0297.0293.0
Up and DownVentureVideo PinballWizard Of Wor533.411,693.215,612.071,260.088,148.0109,045.9
0.01,187.51,520.043.91,318.0495.6
16,256.9563.517,667.9949,604.0705,662.0698,045.0756,11.118,817.4
4,756.59,300.025,061.031,190.0
Yars’RevengeZaxxon3,092.954,576.935,050.026,447.028,379.064,822.9
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Input: X,action-value function Q with K outputs {Qk}k=1,action-value distribution Z forepisodei=1:Mdo Get initial state So
for step t=O :Tdo
g(st,a)²=k∑κ=1[Qk(st,a)-μ(st,a)]² 1K
△(st,a) = maxa'∈A[μ(st,a')+ λσ(st,a')] -[μ(st,a) - λσ(St,a)]
ρ(st,a)²= Var(Z(st,a)/ (∈1 +∑a'∈A Var(Z(st,a)))
1(st,a)=10g(1+) +
△(st,a)² Compute regret-information ratio: 亚(st, a) =
I(st,a)
Execute action at = arg mina∈.A 亚(st,a),observe rt and state St+1 end for end for
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HyperparameterValueDescription
0.1Scale factor for computing regret surrogate
1.0Observation noise variance for DQN-IDS
∈1,∈20.00001Information-ratio constants; prevent division by O
mini-batch size32Size of mini-batch samples for gradient descent step
replay buffer size1MThe number of most recent observations stored in the replay buffer
agent history length4The number of most recent frames concatenated as input to the network
action repeat4Repeat each action selected by the agent this many times
Y0.99Discount factor
training frequency4The number of times an action is selected by the agent be- tween successive gradient descent steps
K10Number of bootstrap heads
β10.9Adam optimizer parameter
β0.99Adam optimizer parameter
EADAM0.01/32Adam optimizer parameter
α0.00005learning rate
learning starts50000Agent step at which learning starts.Random policy before- hand
numberof bins51Number of bins for Categorical DQN (C51)
[VMIN, VmAx][-10,10]C51 distribution range
number of quantiles200Number of quantiles for QR-DQN
target network update frequency40000Number of agent steps between consecutive target updates
evaluation length125KNumber of agent steps each evaluation window lasts for.
evaluation frequencyEquivalent to 50OK frames
250KThe number of steps the agent takes in training mode between two evaluation runs.Equivalent to 1M frames
eval episode length27KNumber of maximum agent steps during an evaluation episode.Equivalent to 108K frames
max no-ops30Maximum number no-op actions before the episode starts
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DQNDDQNDuel.BootstrapPrior.Duel.DQN-IDS
AlienAmidar1,620.0978.03,747.74,461.42,436.63,941.09,780.12,457.0
1,793.32,354.51,272.52,296.8
AssaultAsterix4,280.45,393.24,621.08,047.111,477.09,446.7
4,359.017,356.528,188.019,713.2375,080.050,167.31,959.7
Asteroids1,364.5734.72,837.71,032.01,192.7
Atlantis279,987.0106,056.0382,572.0994,500.0395,762.0993,212.5
Bank HeistBattle Zone455.01,030.61,611.91,208.01,503.11,226.1
29,900.031,700.037,150.038,666.735,520.067,394.2
Beam Rider8,627.513,772.812,164.023,429.830,276.530,426.6
Berzerk585.61,225.41,472.61,077.93,409.04,816.2
BowlingBoxing50.468.165.560.246.7
88.091.699.493.298.9
Breakout385.5418.5345.3855.0366.0600.1
Centipede4,657.75,409.47,561.44,553.57,687.55,860.2
Chopper Command6,126.05,809.011,215.04,100.013,185.013,385.4
Crazy Climber110,763.0117,282.0143,570.0137,925.9162,224.0194,935.7
Demon Attack12,149.458,044.260,813.382,610.072,878.6130,687.2
Double DunkEnduroFishing Derby-6.6-5.50.13.0-12.51.2
729.01,211.82,258.21,591.02.306.42,358.2
-4.915.546.426.041.345.2
Freeway30.833.30.033.933.034.0
Frostbite797.41,683.34,672.82,181.47,413.05,884.3
Gopher8,777.414,840.815,718.417,438.4104,368.247,826.2771.0
Gravitar473.0412.0588.0286.1238.0
H.E.R.O.20,437.820,818.223,037.721,021.321,036.515,165.41.7
Ice Hockey-1.9-2.70.5-1.3-0.4
James Bond768.51,358.01,312.51,663.5812.01,782.2
Kangaroo7,259.012,992.014,854.014,862.51,792.015,364.5
Krull8,422.37,920.511,451.98,627.910,374.410,587.3
Kung-Fu Master26,059.029,710.034,294.036,733.348,375.038,113.50.0
Montezuma’s Revenge0.00.00.0100.00.0
Ms. Pac-Man3,085.62,711.46,283.52,983.33,327.37,273.7
Name This GamePhoenix8,207.810,616.011,971.111,501.115,572.515,576.7
8,485.212,252.523.092.214,964.070,324.30.0176,493.20.0
Pitfall!-286.1-29.90.00.0
Pong19.520.921.020.920.921.0
Private EyeQ*Bert146.7129.7103.01,812.5206.0201.1
13,117.315,088.519,220.315,092.718,760.326,098.5
River Raid7,377.614,884.521,162.612,845.020,607.627,648.3
Road RunnerRobotank39,544.044,127.069,524.051,500.062,151.059,546.2
63.965.165.366.627.568.6
Seaquest5,860.616,452.750,254.29,083.1931.658,909.8
Skiing-13,062.3-9,021.8-8,857.4-9,413.2-19,949.9-7,415.3
Solaris3,482.83,067.82,250.85,443.3133.42,086.8
Space Invaders1,692.32,525.56,427.32,893.015,311.535,422.1
Star GunnerTennisTime Pilot
54,282.060,142.089,238.055,725.0125,117.084,241.0
12.2-22.85.10.00.023.6
4,870.08,339.011,666.09,079.47,553.013,464.8
Tutankham68.1218.4211.4214.8245.9265.5
Up and Down9,989.922,972.244,939.626,231.033,879.185,903.5
Venture163.098.0497.0212.548.0389.1
Video PinballWizard Of Wor196,760.4309,941.998,209.5811,610.0479,197.0
2,704.07,492.07,855.06,804.712,352.0
Yars’RevengeZaxxon18,098.911,712.649,622.117,782.369,618.125,279.5
Zaxxon5,363.010,163.012,944.011,491.713,886.016,789.2
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RandomHumanC51QR-DQNIQNC51-IDS
AlienAmidar227.85.87,127.71,719.53,166.01,735.04,871.01,641.07,022.02.946.011,473.61,757.6
Assault222.4742.07,203.022,012.029,091.021,829.1
Asterix210.08,503.3406,211.0261,025.0342,016.0536,273.0
AsteroidsAtlantis719.147,388.71,516.04,226.02,898.0
12,850.029,028.1841,075.0971,850.0978,200.01,032,150.
Bank HeistBattle ZoneBeam RiderBerzerk14.2753.1976.01,249.01,416.01,338.3
Zone2.360.037,187.528,742.039,268.042,244.066,724.0
Riderer363.916,926.514,074.034,821.03,117.042,776.01,053.042,196.723,227.3
123.72,630.41,645.0
BowlingBoxingBreakout23.1160.781.877.286.5
0.11.712.130.597.899.999.899.9
748.0742.0734.0575.5
CentipedeChopper CommandCrazy ClimberDemon AttackDouble DunkEnduro2.090.912,017.09,646.012,447.011,561.09,840.5
811.07,387.815,600.014,667.016,836.0179,082.012,309.5
10,780.535,829.4179,877.0161,196.0205,629.6
152.11,971.0130,955.0121,551.0128,580.0129,667.51.22,370.1
-18.6-16.42.521.95.6
0.0860.53,454.02,355.02,359.0
Fishing DerbyFreewayFishing Derbyerby-91.7-38.78.939.0
0.029.633.934.034.034.0
Frostbite65.24,334.73,965.04,384.04,324.010,924.1
Gopher257.62.412.533,641.0113,585.0118,365.0123,337.5
Gravitar173.03.351.4440.0995.0911.0885.5
H.E.R.O.1,027.030.826.438,874.021,395.028,386.017,545.3-0.5
Ice Hockey-11.20.9-3.5-1.70.2
James BondKangaroo29.0302.81,909.04,703.035,108.09,687.0
52.03,035.012,853.015,356.015,487.016,143.5
Krull1,598.02,665.59,735.011,447.010,707.010,454.5
Kung-Fu Master258.522,736.348,192.076,642.073,512.059,710.7
Montezuma’s RevengeMs. Pac-Man0.04,753.30.00.00.06,349.00.06.616.2
307.36,951.63,415.05,821.0
Name This Game2,292.38,049.012,542.021,890.022,682.015,248.1
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Skiing-17,098.1-4,336.9-13,901.0-9,324.0-9,289.0-7,785.4
SkiingSolarisSpace Invaders
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148.01,668.75,747.020,972.028,888.046,244.2
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-23.8-8.323.123.623.623.5
3,568.05,229.28,329.010,345.012,236.014,351.4200.2
11.4167.6280.0297.0293.0
Up and DownVentureVideo PinballWizard Of Wor533.411,693.215,612.071,260.088,148.0109,045.9
0.01,187.51,520.043.91,318.0495.6
16,256.9563.517,667.9949,604.0705,662.0698,045.0756,11.118,817.4
4,756.59,300.025,061.031,190.0
Yars’RevengeZaxxon3,092.954,576.935,050.026,447.028,379.064,822.9
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0000000000000000000000000000000000000000..81a9dcdd41746b928dc07371ff9a6ebb46bbeadd --- /dev/null +++ b/parse/train/rJxpuoCqtQ/rJxpuoCqtQ.md @@ -0,0 +1,479 @@ +# LIKELIHOOD-BASED PERMUTATION INVARIANT LOSS FUNCTION FOR PROBABILITY DISTRIBUTIONS + +Anonymous authors Paper under double-blind review + +# ABSTRACT + +We propose a permutation-invariant loss function designed for the neural networks reconstructing a set of elements without considering the order within its vector representation. Unlike popular approaches for encoding and decoding a set, our work does not rely on a carefully engineered network topology nor by any additional sequential algorithm. The proposed method, Set Cross Entropy, has a natural information-theoretic interpretation and is related to the metrics defined for sets. We evaluate the proposed approach in two object reconstruction tasks and a rule learning task. + +# 1 INTRODUCTION + +Sets are fundamental mathematical objects which appear frequently in the real-world dataset. However, there are only a handful of studies on learning a set representation in the machine learning literature. In this study, we propose a new objective function called Set Cross Entropy (SCE) to address the permutation invariant set generation. SCE measures the cross entropy between two sets that consists of multiple elements, where each element is represented as a multi-dimensional probability distribution in $[ 0 , 1 ] \subset \mathbb { R }$ (a closed set of reals between 0,1). SCE is invariant to the object permutation, therefore does not distinguish two vector representations of a set with the different ordering. The SCE is simple enough to fit in one line and can be naturally interpreted as a formulation of the log-likelihood maximization between two sets derived from a logical statement. + +The SCE loss trains a neural network in a permutation-invariant manner, and the network learns to output a set. Importantly, this is not to say that the neural network learns to represent a function that is permutation-invariant with regard to the input. The key difference in our approach is that we allow the network to output a vector representation of a set that may have a different ordering than the examples used during the training. In contrast, previous studies focus on learning a function that returns the same output for the different permutations of the input elements. Such scenarios assume that an output value at some index is matched against the target value at the same index. + +This characteristic is crucial in the tasks where the objects included in the supervised signals (training examples for the output) do not have any meaningful ordering. For example, in the logic rule learning tasks, a first-order logic horn clause does not care about the ordering inside the rule body since logical conjunctions are invariant to permutations, e.g. father $( \mathsf { c } , \mathsf { f } ) \gets ( \bar { \mathsf { p a r e n t } } ( \mathsf { c } , \mathsf { f } ) \wedge \mathsf { m a l e } ( \mathsf { f } ) )$ and fathe $\cdot ( \mathsf { c } , \mathsf { f } ) \gets ( \mathsf { m a l e } ( \mathsf { f } ) \wedge \mathsf { p a r e n t } ( \mathsf { c } , \mathsf { f } ) )$ are equivalent. + +To apply our approach, no special engineering of the network topology is required other than the standard hyperparameter tuning. The only requirement is that the target output examples are the probability vectors in $[ 0 , 1 ] ^ { N \times \mathbf { \overline { { F } } } }$ , which is easily addressed by an appropriate feature engineering including autoencoders with softmax or sigmoid latent activation. + +We demonstrate the effectiveness of our approach in two object-set reconstruction tasks and the supervised theory learning tasks that learn to perform the backward chaining of the horn clauses. In particular, we show that the SCE objective is superior to the training using the other set distance metrics, including Hausdorff and set average (Chamfer) distances. + +# 2 BACKGROUNDS AND RELATED WORK + +# 2.1 LEARNING A SET REPRESENTATION + +Previous studies try to discover the appropriate structure for the neural networks that can represent a set. Notable recent work includes permutation-equivariant $/$ invariant layers that addresses the permutation in the input (Guttenberg et al., 2016; Ravanbakhsh et al., 2016; Zaheer et al., 2017). + +Let $X$ be a vector representation of a set $\{ x _ { 1 } , \ldots , x _ { n } \}$ and $\pi$ be an arbitrary permutation function for a sequence. A function $f ( X )$ is permutation invariant when $\forall \pi$ ; $f ( X ) = f ( \pi ( X ) ) .$ . Zaheer et al. (2017) showed that functions are permutation-invariant iff it can be decomposed into a form + +$$ +f ( X ) = \rho \Biggl ( \sum _ { x \in X } \phi ( x ) \Biggr ) +$$ + +where $\rho , \phi$ are the appropriate mapping function. + +However, as mentioned in the introduction, the aim of these layers is to learn the functions that are permutation-invariant with regard to the input permutation, and not to reconstruct a set in a permutation-invariant manner (i.e. ignoring the ordering). In other words, permutationequivariant/invariant layers are only capable of encoding a set. + +Probst (2018) recently proposed a method dubbed as “Set Autoencoder”. It additionally learns a permutation matrix that is applied before the output so that the output matches the target. The target for the permutation matrix is generated by a Gale-Shapley greedy stable matching algorithm, which requires $O ( n ^ { 2 } )$ runtime. The output is compared against the training example with a conventional loss function such as binary cross entropy or mean squared error, which requires the final output to have the same ordering as the target. Therefore, this work tries to learn the set as well as the ordering between the elements, which is conceptually different from learning to reconstruct a set while ignoring the ordering. + +Another line of related work utilizes Sinkhorn iterations (Adams & Zemel, 2011; Santa Cruz et al., 2017; Mena et al., 2018) in order to directly learn the permutations. Again, these work assumes that the output is generated in a specific order (e.g. a sorting task), which does not align with the concept of the set reconstruction. + +# 2.2 SET DISTANCE + +Set distances / metrics are the binary functions that satisfy the metric axioms. They have been utilized for measuring the visual object matching or for feature selection (Huttenlocher et al., 1993; Dubuisson & Jain, 1994; Piramuthu, 1999). Note that, however, in this work, we use the informal usage of the terms “distance” or “metric” for any non-negative binary functions that may not satisfy the metric axioms. + +There are several variants of set distances. Hausdorff distance between sets (Huttenlocher et al., 1993) is a function that satisfies the metric axiom. For two sets $X$ and $Y$ , the directed Hausdorff distance with an element-wise distance $d ( x , y )$ is defined as follows: + +$$ +{ \mathcal { H } } _ { 1 d } ( X , Y ) = \operatorname* { m a x } _ { x \in X } \operatorname* { m i n } _ { y \in Y } d ( x , y ) +$$ + +The element-wise distance $d$ is Euclidean distance or Hamming distance, for example, depending on the target domain. + +Set average (pseudo) distance (Dubuisson & Jain, 1994, Eq.(6)), also known as Chamfer distance, is a modification of the original Hausdorff distance which aggregates the element-wise distances by summation. The directed version is defined as follows: + +$$ +A _ { 1 d } ( X , Y ) = { \frac { 1 } { | X | } } \sum _ { x \in X } \operatorname* { m i n } _ { y \in Y } d ( x , y ) . +$$ + +Set average distance has been used for image matching, as well as to autoencode the 3D point clouds in the euclidean space for shape matching (Zhu et al., 2016). + +# 3 SET CROSS ENTROPY + +Inspired by the various set distances, we propose a straightforward formulation of likelihood maximization between two sets of probability distributions. In what follows, we define the cross entropy between two sets $X , Y \in [ 0 , \dot { 1 } ] ^ { N \times F }$ , where $[ 0 , 1 ]$ is a closed set of reals between 0 and 1. + +Let $\mathcal { X } = \left\{ X ^ { ( 1 ) } , X ^ { ( 2 ) } , . . . \right\}$ be the training dataset, and $Y$ be the output matrix of a neural network. Assume that each $X \in { \mathcal { X } }$ consists of $N$ elements where each element is represented by $F$ features, i.e. $X = \{ x _ { 1 } \ldots x _ { N } \} , x _ { i } \in \mathbb { R } ^ { F }$ . We further assume that $x _ { i } \in [ 0 , 1 ] ^ { F }$ by a suitable transformation, which can be done by the feature learning with sigmoid activation added to the latent layer. The set $X$ actually takes the vector representation, which essentially makes $X \in [ 0 , 1 ] ^ { N \times F }$ . In this paper, we focus on the binomial distribution. However, the proposed method naturally extends to the multinomial case. + +For simplicity, we assume that the number of elements in the set $X$ and $Y$ is known and fixed to $N$ . Therefore $Y$ is also a matrix in $[ 0 , 1 ] ^ { N \times F }$ . Furthermore, we assume that $X$ is preprocessed and contains no duplicated elements. + +In practice, if $| X |$ varies across the dataset, it suffices to take $N ^ { \mathrm { m a x } } = \operatorname* { m a x } _ { X \in { \mathcal { X } } } | X |$ , the largest number of elements in $X$ across the dataset $\mathcal { X }$ , and add the dummy, distinct objects $d _ { 0 } \dots d _ { N ^ { \mathrm { m a x } } }$ to fill in the blanks. For example, when there are $N$ objects of $F$ features and we want to normalize the size of the set to $N ^ { \prime } ( > N )$ , one way is to add an additional axis to the feature vector $( F + 1$ features) where the additional $F + 1$ -th feature is 0 for the real data and 1 for the dummy data, and the additional $N ^ { \prime } - N$ objects are generated in an arbitrary way (e.g. as a binary sequence 100000, 100001, 100010, 100011, ... for $F = 5$ ) + +For measuring the similarity between the two probability vectors $x , y \in [ 0 , 1 ] ^ { F }$ , the natural loss function would be the cross entropy $\operatorname { H } ( x , y )$ or, equivalently, the negative log likelihood. + +$$ +\mathrm { H } ( x , y ) = \mathbb { E } _ { x } \langle - \log P ( x = y ) \rangle = \sum _ { i = 1 } ^ { F } - x _ { i } \log y _ { i } - ( 1 - x _ { i } ) \log ( 1 - y _ { i } ) . +$$ + +However, applying it directly to the matrices $X , Y$ unnecessarily limits the global optima of this loss because it does not consider the permutations between $N$ objects, e.g., for $X = [ o _ { 1 } , o _ { 2 } , o _ { 3 } ]$ , $Y = \left[ o _ { 2 } , o _ { 3 } , o _ { 1 } \right]$ is not the global minima of $\mathrm { H } ( X , Y )$ . Previous approach (Probst, 2018) tried to solve this problem by learning an additional permutation matrix that “fixes” the order, basically requiring to memorize the ordering. + +We take a different approach of directly fixing this loss function. The target objective is to maximize the probability of two sets being equal, thus ideally, at the global minima, two sets $X$ and $Y$ should be equal. Equivalence of two sets is defined as: + +$$ +{ \begin{array} { r l } { X = Y \Longleftrightarrow X \subseteq Y \wedge X \supseteq Y } \\ & { \qquad \Longleftrightarrow ( \forall x \in X ; x \in Y ) \wedge ( \forall y \in Y ; y \in X ) . } \end{array} } +$$ + +However, under the assumption that $| X | = | Y | = N$ and $X$ contains $N$ distinct elements (no duplicates), $X \subseteq Y$ is a sufficient condition for $X = Y$ . (Proof: If $X \subseteq Y$ and $X ~ \nsupseteq ~ Y$ , there are some $y ^ { \prime } \in Y$ such that $y ^ { \prime } \not \in X$ . Since $N$ distinct elements in $X$ are also included in $Y , y ^ { \prime }$ becomes $Y$ ’s $N + 1$ -th element, which contradicts $| Y | = N$ . Note that this proof did not depend on the distinctness of $Y$ ’s elements.) + +Under this condition, therefore, + +$$ +{ \begin{array} { r l } { X = Y \Longleftrightarrow X \subseteq Y } \\ & { \Longleftrightarrow \forall x \in X ; x \in Y } \\ & { \Longleftrightarrow \forall x \in X ; \exists y \in Y ; x = y } \\ & { \Longleftrightarrow \bigwedge { \bigvee } x = y . } \end{array} } +$$ + +We now translate this logical formula into the corresponding log likelihood as follows: + +$$ +\begin{array} { l } { \log P ( X = Y ) = \log P ( \bigwedge \bigvee = y ) = \displaystyle \sum _ { z \in X } \log P ( \bigvee X = y ) } \\ { \qquad x \leqslant x X \leqslant z \quad } \\ { \quad } \\ { \quad } \\ { \qquad = \displaystyle \sum _ { z \in X } \log \displaystyle \sum _ { y \in Y } P ( x = y ) \quad : \mathrm { ~ e a c h ~ } x = y _ { \mathrm { t } } \mathrm { ~ a r e ~ m u t a l } } \\ { \qquad } \\ { \quad = \displaystyle \sum _ { z \in X } \log \displaystyle \sum _ { y \in Y } \exp ( x = y ) } \\ { \qquad = \displaystyle \sum _ { z \in X } \log \operatorname* { m u e r } _ { y \in Y } \log P ( x = y ) } \\ { \qquad \quad = \displaystyle \sum _ { z \in X } \log \operatorname* { s u p } ( x = y ) , } \\ { \quad \mathrm { s e t ~ C n o s ~ E n t r o p } ; \quad \mathrm { S H } ( X , Y ) \stackrel { \mathrm { d i } } { = } \mathbb { E } _ { X } \langle - \log P ( X = Y ) \rangle } \\ { \qquad = \displaystyle - \sum _ { \mathrm { ~ l o s s u m e r ~ o p } , \mathrm { e x p } ( - \mathbb { H } ( x , y ) ) . } } \end{array} +$$ + +∵ each $x$ is independent. + +This Set Cross Entropy has the following characteristics: First, compared to the original cross entropy loss, whose global minima is limited to the data point that preserves the same ordering of the elements, SCE increases the number of global minima exponentially by making every permutations of the point also the global minima. + +Next, notice that logsumexp is a smooth upper approximation of the maximum, therefore $\operatorname { S H } ( X , Y )$ is upper-bounded by the set average equivalent, + +$$ +\operatorname { S H } ( X , Y ) \leq - \sum _ { x \in X } \operatorname* { m a x } _ { y \in Y } ( - \mathrm { H } ( x , y ) ) = \sum _ { x \in X } \operatorname* { m i n } _ { y \in Y } \mathrm { H } ( x , y ) = N \cdot A _ { \operatorname { I H } } ( X , Y ) . +$$ + +Intuitively, this is because Eq.9 returns a value which does not account for the possibility that the current closest $y = \arg \operatorname* { m i n } _ { y } \mathrm { H } ( x , y )$ of $x$ may not converge to the $x$ in the future during the training. + +We illustrate this by comparing two examples: Let $X = \{ [ 0 , 1 ] , [ 0 , 0 ] \}$ , $Y _ { 1 } = \{ [ 0 . 1 , 0 . 5 ] , [ 0 . 1 , 0 . 5 ] \}$ and $Y _ { 2 } = \{ [ 0 . 1 , 0 . { \bar { 5 } } ] , [ 0 . 9 , 0 . 5 ] \}$ . The set cross entropy Eq.8 reports the smaller loss for ${ \mathrm { S H } } ( X , Y _ { 1 } ) =$ $- \log 0 . 8 1 ~ \approx ~ 0 . 0 9$ than for $\mathrm { S H } ( X , Y _ { 2 } ) ~ = ~ - \log { 0 . 2 5 } ~ \approx ~ 0 . 6 0 .$ . This is reasonable because the global minima is given when the first axis of both $y \mathrm { s }$ are $0 \mathrm { ~ - ~ } Y _ { 2 }$ should be more penalized than $Y _ { 1 }$ for the 0.9 in the second element. In contrast, Eq.9 considers only the closest element ( $\mathrm { a r g m i n } _ { y \in Y } \mathrm { H } ( x , y ) ~ = ~ [ 0 . 1 , 0 . 5 ] )$ for each $x$ , therefore returns the same loss $=$ $- \log { 0 . 2 0 2 5 } \approx 0 . 6 9$ for both cases, ignoring [0.9, 0.5] completely. In fact, Eq.9 has zero gradient at $Y = \{ [ 0 , 0 . 5 ] , [ y , 0 . 5 ] \}$ for any $y \in [ 0 , 1 ]$ . + +Furthermore, the following inequality suggests that the traditional cross entropy between the matrices $X$ and $Y$ is an even looser upper bound of Eq.9. Here, $x _ { i } , y _ { i }$ are the $i$ -th element of the vector representation of $X$ and $Y$ , respectively: + +$$ +\begin{array} { l } { \displaystyle \mathrm { S H } ( X , Y ) \leq \sum _ { x \in X } \displaystyle \operatorname* { m i n } _ { y \in Y } \mathrm { H } ( x , y ) \qquad } & { \therefore \mathrm { E q . } 9 } \\ { \leq \displaystyle \sum _ { x _ { i } \in X } \mathrm { H } ( x _ { i } , y _ { i } ) \qquad } & { \therefore \forall y _ { i } ; \displaystyle \operatorname* { m i n } _ { y \in Y } \mathrm { H } ( x , y ) \leq \mathrm { H } ( x , y _ { i } ) } \end{array} +$$ + +This gives a natural interpretation that ignoring the permutation reduces the cross entropy. + +# 4 EVALUATION + +# 4.1 OBJECT SET RECONSTRUCTION + +The purpose of the task is to obtain the latent representation of a set of objects and reconstruct them, where each object is represented as a feature vector. We prepared two datasets originating from classical AI domains: Sliding tile puzzle (8-puzzle) and Blocksworld. + +Learning to reason about the object-based, set representation of the environment is crucial in the robotic systems that continuously receive the list of visible objects from the visual perception module (e.g. Redmon et al. (2016, YOLO)). In a real-world systems, appropriate handling of the set is necessary because it is unnatural to assume that the objects in the environments are always reported in the same order. In particular, the objects even in the same environment state may be reported in various orders if multiple such modules are running in parallel in an asynchronous manner. + +In this experiment, we show that the permutation invariant loss function like SCE is necessary for learning to reconstruct a set in such a scenario. In this setting, a network is required to reconstruct a set from a single latent representation, while the objects as the target output may be randomly reordered each time the same set is observed and presented to the neural network. + +# 8 PUZZLE + +Each feature vector as an object consists of 15 features, 9 of which represent the tile number (object ID) and the remaining 6 represent the coordinates. Each data point has 9 such vectors, corresponding to the 9 objects in a single tile configuration. The entire state space of the puzzle is 362880 states. We generated 5000 states and used the 4500 states as the training set. + +![](images/4bbe41e9b6bd0c41bd2f8df43e167306d50021bae7c3e508869c55b3ed8b30fc.jpg) +Figure 1: A single 8-puzzle state as a $9 \mathrm { x } 1 5$ matrix, representing 9 objects of 15 features. The first 9 features are the tile numbers and the other 6 features are the 1-hot x/y-coordinates. + +We prepared an autoencoder with the permutation invariant layers (Zaheer et al., 2017) as the encoder and the fully-connected layers as the decoder. Since it uses a permutation-invariant encoder, the latent space is already guaranteed to learn a representation that is invariant to the input ordering. The key question here is then whether they can be robustly trained against the random permutations in the training examples for the output. + +We tested the reconstruction ability in four scenarios: (1) In the first scenario, the dataset is provided in a standard manner. (2) In the second scenario, we augment the input dataset by repeating the elements 5 times and randomly reorder the object vectors in each set. The randomized dataset is used as the input to the network, while the target output is still the original dataset (repeated 5 times, without reordering). The purpose of this experiment is to verify the claim of the Deep Set (Zaheer et al., 2017) that it is able to handle the input in a permutation invariant manner. In order to compensate the datasize difference, the maximum training epoch is reduced by 1/5 times compared to the first scenario. (3) In the third scenario, we apply the similar operation to the target output of the network. Essentially we always feed the input in the same fixed order while forcing it to learn from the randomized target output. Each time the same data is presented, the target output has the different ordering while the input has the fixed ordering. Therefore, the training should be performed in such a way that the ordering in the output is properly ignored. (4) Finally, in the fourth scenario, the ordering in both the input and the output are randomized. + +We trained the same network with four different loss functions, (a) the traditional cross entropy H, (b) Set Cross Entropy SH, (c) directed set average of the cross entropy $A _ { \mathrm { 1 H } }$ and (d) the directed Hausdorff measure of the cross entropy $\mathcal { H } _ { \mathrm { 1 H } }$ , resulting in 16 training scenarios in total. We performed the same experiment 10 times and took the statistics. The purpose of this is to address the potential concern about the stability of the training. We kept the same set of training/testing data, and the only difference between the runs is the random seed. + +We first measured the Set Cross Entropy value between the test dataset and its reconstruction in the above 16 scenarios. Table 1 shows the results. The training with the standard cross entropy loss (H) succeeds in cases (1,2) while failed in cases (3,4). The case (2) reproduces the claim in (Zaheer et al., 2017) that it encodes the input in an permutation-invariant manner, while it failed in the latter cases because the training is not permutation-invariant with regard to the output. In contrast, the training with the Set Cross Entropy loss succeeds in all cases. This shows that the permutation-invariant loss function is necessary for training a network with a dataset consisting of sets. + +The training with set average distance $A _ { \mathrm { 1 H } }$ also reduces the Set Cross Entropy because it is an upper-bound approximation of the Set Cross Entropy. However, in one of the 10 runs, $A _ { \mathrm { 1 H } }$ did not converge, showing that the A1H (baseline) could be unstable, possibly due to the issue explained in the example at the end of section 3. In contrast, the training with Hausdorff distance failed to learn the representation at all. + +
Test error in 1O runs (measured by SH)
BestWorst
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.00 0.000.0029.28 0.0030.795.04 0.150.0142.2441.91 0.07
A1H0.000.000.000.03 133.340.10 0.090.00
H1H0.00 28.270.00 28.2828.260.00 28.260.14 233.47167.74184.41196.14
Mean
Median
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H0.040.0032.8732.570.590.0034.1433.44
SH0.000.000.000.000.020.000.020.01
A1H0.000.000.000.000.0213.390.010.00
H1H31.8528.3931.3328.5677.8559.2750.3767.50
+ +Table 1: The summary of test errors out of 10 runs. Best results in bold. SH and $A _ { \mathrm { 1 H } }$ both succeeded to achieve a good log likelihood sufficiently often. The set average $A _ { \mathrm { 1 H } }$ however suffered from a divergence in one training instance, showing its potential instability. The traditional cross entropy H fails to converge when the output is presented in a different order in each iteration. Hausdorff distance failed to converge in all cases. + +We next measured the rate of the successful reconstruction among the entire dataset. The “successful reconstruction” is defined as follows: Recall that every data point is a discrete binary vector in the 8-Puzzle dataset while the output of the network is a continuous $N \times F$ matrix of reals between 0 and 1. Therefore, we round the output of the network to $0 / 1$ and directly compare the result with the input. If every object vector in a set is matched by some of the output object vector, then it is counted as a success. Similar results were obtained in Table 6: SH and $A _ { \mathrm { 1 H } }$ both succeeded to achieve a high success rate, while other two metrics completely failed. (We rerun the experiment, therefore the divergence of $A _ { \mathrm { 1 H } }$ in the previous experiment did not happen this time.) + +Finally, to address the claim that the network is able to learn from the dataset with the variable set size, we performed an experiment which applies the dummy-vector scheme (Sec. 3). In this experiment, we modified the dataset to model such a scenario by randomly dropping one to five elements out of 9 elements. The maximum number of elements is 9. The dropping scheme is specified as follows: Out of the 5000 states generated in total (including the training / testing dataset), approximately half of the states have 9 tiles, $1 / 4$ of the states have 8 tiles, ... and $1 / 2 ^ { 5 }$ of the states have 5 tiles. The elements to drop are selected randomly. + +The results in Table 3 shows that the training with our proposed SH loss function achieves the best success ratio for the reconstruction. The reconstruction includes the dummy vectors, indicating that the network is able to represent not only the elements in the set but also the number of the missing elements. + +# BLOCKSWORLD + +In order to test the reconstruction ability for the more complex feature vectors, we prepared a photorealistic Blocksworld dataset (Fig. 2) which contains the blocks world states rendered by Blender 3D engine. There are several cylinders or cubes of various colors and sizes and two surface materials (Metal/Rubber) stacked on the floor, just like in the usual STRIPS (McDermott, 2000) Blocksworld domain. In this domain, three actions are performed: move a block onto another stack or on the + +Table 2: The summary of the success rate for the 10 runs of 16 training scenarios. Best results in bold. SH and $A _ { \mathrm { 1 H } }$ both succeeded to reconstruct the binary vectors in the 8 puzzles. The traditional cross entropy $\mathrm { H }$ and the Hausdorff distance $\mathcal { H } _ { \mathrm { 1 H } }$ both failed to reconstruct the binary vectors. + +
Reconstruction success ratio in 1O runs
BestWorst
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.000.000.00 1.000.00 1.000.00 1.000.00 1.000.000.00 1.00
A1H1.00 1.001.001.001.000.891.00
H1H0.001.00 0.001.00 0.000.000.001.00 0.001.00
Median0.000.00
Mean
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.000.000.000.000.000.000.000.00
1.001.001.001.001.001.000.991.00
A1H1.001.001.001.001.001.001.001.00
H1H0.000.000.000.000.000.000.000.00
+ +
BestWorst
Target orderingFixedRandomFixedRandom
Input ordering HFixedRandom 0.49Fixed 0.05Random 0.56Fixed Random 0.00Fixed 0.00Random 0.00
SH0.03 0.620.63 0.650.650.520.00 0.540.570.54
A1H0.620.62 0.600.590.520.090.510.50
H1H0.000.00 0.000.000.000.000.000.00
Median
Mean
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.000.120.000.27 0.600.010.170.010.31
0.570.590.600.580.590.610.60
A1H0.590.570.570.560.580.530.570.56
H1H0.000.000.000.000.000.000.000.00
+ +Table 3: The summary of the success rate for the 10 runs of 16 training scenarios, where the size of the set randomly varies from 4 to 9 in the dataset. Best results in bold. The proposed SH achieved the best success rate overall, $A _ { \mathrm { 1 H } }$ comes next, the traditional cross entropy H and the Hausdorff distance $\mathcal { H } _ { \mathrm { 1 H } }$ both failed in most cases. + +floor, and polish/unpolish a block i.e. change the surface of a block from Metal to Rubber or vice versa. All actions are applicable only when the block is on top of a stack or on the floor. The latter actions allow changes in the non-coordinate features of the object vectors. + +![](images/09351ae45682a7d923d743633b809545fbd514d2ae281a9d1fd815680b936744.jpg) +Figure 2: An example Blocksworld transition. Each state has a perturbation from the jitter in the light positions and the ray-tracing noise. Objects have the different sizes, colors, shapes and surface materials. Regions corresponding to each object in the environment are extracted according to the bounding box information included in the dataset generator output, but is ideally automatically extracted by object recognition methods such as YOLO (Redmon et al., 2016). Other objects may intrude the extracted regions. + +The dataset generator produces a $3 0 0 { \bf x } 2 0 0$ RGB image and a state description which contains the bounding boxes (bbox) of the objects. Extracting these bboxes is a object recognition task we do not address in this paper, and ideally, should be performed by a system like YOLO (Redmon et al., 2016). We resized the extracted image patches in the bboxes to $3 2 \mathrm { x } 3 2 $ RGB, compressed it into a feature vector of 1024 dimensions with a convolutional autoencoder, then concatenated it with the bbox $( x _ { 1 } , y _ { 1 } , x _ { 2 } , y _ { 2 } )$ which is discretized by 5 pixels and encoded as 1-hot vectors (60/40 categories for $x / y$ -axes), resulting in 1224 features per object. The generator is able to enumerate all possible states (80640 states for 5 blocks and 3 stacks). We used 2250 states as the training set and 250 states as the test set. + +We also verified the results qualitatively. Some reconstruction results are visualized in Fig. 3. These visualizations are generated by pasting the image patches decoded from the first 1024 axes of the reconstructed 1224-D feature vectors in a position specified by the reconstructed bounding box in the last 200 axes. + +![](images/36bd489d80a23c2c865b7bfa875dbe31fc71805eb00bff0d0203cec34da36a8a.jpg) +Figure 3: The visualizations of the Blocksworld state input (left), its reconstruction (middle) and their pixel-wise difference (right). From the left, each three columns represent (a) the traditional cross entropy H, (b) Set Cross Entropy SH, (c) directed set average of the cross entropy $A _ { \mathrm { 1 H } }$ and (d) the directed Hausdorff measure of the cross entropy $\mathcal { H } _ { \mathrm { 1 H } }$ . The proposed (b) Set Cross Entropy correctly reconstructs the input. + +Results in Table 4 shows that the training with SH and $A _ { \mathrm { 1 H } }$ achieved a better test error compared to the other metrics. + +
Best test error in 1O runs (measured by SH) Random
Target orderingFixed
Input orderingFixedRandomFixedRandom
H3360.223360.263425.893434.60
SH3253.703260.043251.323252.71
A1H3258.843251.743261.133264.82
H1H3409.583410.773415.183373.22
+ +Table 4: The best results of 10 runs. Both SH and $A _ { \mathrm { 1 H } }$ successfully converged below the sufficient accuracy. + +In Table 5, as another metric with the more intuitive sense, we measure the difference between the visualization results of the input and the output (as shown in Fig. 3) by the Root Mean Squared Error of the pixel values averaged over RGB, pixels and the dataset. Each pixel is represented in the $[ 0 , 1 ]$ range (closed set of reals between 0 and 1), thus the 0.1 on the table means that pixels differ by 0.1 on average. + +
RMSE between the visualized image
FixedRandom
Target ordering Input orderingFixedRandomFixedRandom
H0.100.100.150.15
SH0.080.080.070.08
A1H0.080.100.080.08
H1H0.140.150.160.15
+ +Table 5: The best results of 10 runs. Both SH and $A _ { \mathrm { 1 H } }$ successfully converged below the sufficient accuracy. + +# 4.2 RULE LEARNING ILP TASKS + +The purpose of this task is to learn to generate the prerequisites (body) of the first-order-logic horn clauses from the head of the clause. Unlike the previous tasks, this task is not an autoencoding task. The bodies are considered as a set because the order of the terms inside a body does not matter for the clause to be satisfied. + +The main purpose of this experiment is to show the effectiveness of our approach on set generation, not to demonstrate a more general neural theorem proving system. An interesting avenue of future work is to see how our approach can help the existing work on neural theorem proving. + +We used a Countries dataset (Bouchard et al., 2015) that contains 163 countries and trained the models for $n$ -hop neighbor relations. For example, for $\begin{array} { r l r l } { n } & { { } = } & { 2 } \end{array}$ , given a head neighbor2(austria, germany, belgium) as an input, the task is to predict the body {neighborOf(austria, germany), neighborOf(germany, belgium)}, which is a set of two terms. This is a weaker form of a more general backward chaining used in Neural Theorem Proving (Rocktaschel ¨ & Riedel, 2017) because the output does not contain free variables. + +In the $n$ -neighbor scenario, the input is a $2 + 1 6 3 ( n + 1 )$ -dimensional vector, which consists of a one-hot label of 2 categories for the predicate of the head, and $n + 1$ one-hot labels of 163 categories for the arguments of the head. For example, a head neighbor2(austria, germany, belgium) spends 2 dimensions for identifying the predicate neighbor2, and three 1-hot vectors of 163 categories for representing austria,germany,belgium. The output is a $n \times 3 2 8$ matrix, where each row represents a binary predicate $( 3 2 8 ~ = ~ 2 + 2 ~ { \cdot } ~ 1 6 3 )$ . This is again because the answer is {neighborOf(austria, germany), neighborOf(germany, belgium)}: There are 2 elements in the set, thus the output is a $2 \times 3 2 8$ matrix. Each element uses 2 dimensions for identifying the predicate head neighborOf and two 1-hot vectors of 163 categories for the arguments (e.g. austria and germany). + +We trained the network with the neighbor- $^ n$ datasets ranging from $n = 2$ to $n = 5$ (see the result table for the detailed domain characteristics). The softmax output of the network is parsed back to the symbolic representation by selecting the index that gives the maximum probability, then compared against the test examples as a set. We counted the ratio of the clauses across the test set where every body term matches against one of the output terms. The output data (body terms) may have an arbitrary ordering, and we have another variant similar to the previous experiment: In the randomized body order dataset, the dataset is repeated 5 times, while the ordering of the terms inside each body is randomly shuffled. + +Table 6 shows that the network with Set Cross Entropy achieved the best accuracy, set average generally comes in the second and the traditional cross entropy struggles. This trend was observed not only in the the randomized-body-ordering dataset, which observes the same body in a different order in each iteration, but also in the fixed-body-ordering dataset. This shows that the Set Cross Entropy relaxes the search space by adding more global minima and making the training easier. + +# 5 DISCUSSION + +Vinyals et al. (2016) repeatedly emphasized the advantage of limiting the possible equivalence classes of the outputs by engineering the training data for solving the combinatorial problems. For example, they pre-sorted the training example for the Delaunay triangulation (set of triangles) by the lexicographical order and trained an LSTM model with the standard cross entropy (Vinyals et al., 2015). However, this is an ad-hoc method that depends on the particular domain knowledge and, as we have shown, the difficulty of learning such an output was caused by the loss function that considers the ordering. Moreover, we showed that the standard cross entropy and the set average metrics are the less tighter upper bound of the proposed Set Cross Entropy and also that it empirically outperforms the standard cross entropy in the theory learning task, even if a specific ordering is imposed on the output. + +One limitation of the current approach is that the set cross entropy contains a double-loop, therefore takes $O ( N ^ { 2 } )$ runtime for a set of $N$ objects. However, unlike the algorithm proposed in Probst (2018), which uses a sequential Gale-Shapley algorithm which also uses $O ( N ^ { 2 } )$ runtime, our loss function can be efficiently implemented on GPUs because it consists of a simple combination of logsumexp and summation. + +Still, improving the runtime complexity is an important direction for future work because the other set reconstruction tasks, including 3D point clouds datasets like Shapenet (Chang et al., 2015), may contain a much larger number of elements in each set. A promising candidate for tacking this difficulty is to combine Set Cross Entropy with Approximate $k$ -Nearest Neighbor (Indyk & Motwani, 1998) methods, especially the Locality Sensitive Hashing (Wang et al., 2016, LSH). LSH can preprocess and divide the target output $X$ into the subsets within a certain radius and we can limit the inner loop to each subset. The resulting method can be seen as the midpoint of Set Cross Entropy and set average because set average (Eq.9) is the special case of this extension that uses the nearest neighbor $( \operatorname* { m i n } _ { y \in Y } H ( x , y ) )$ and worked reasonably well in the tasks evaluated in this paper. The main obstacle for this approach would be to extend Set Cross Entropy to a metric variant that satisfies the metric axioms (non-negativity, identity, symmetry, the triangular inequality) that is required for LSH methods in general. One candidate in this direction is a variant of Jensen-Shannon divergence called S2JSD (Endres & Schindelin, 2003), which satisfies the metric axioms and has a LSH method (Mao et al., 2017). + +Another direction for future work is to use the Long Short Term Memory (Hochreiter & Schmidhuber, 1997) for handling the sets without imposing the shared upper bound on the number of elements in a set, which has been already explored in the literature (Vinyals et al., 2015; 2016). Since our approach is agnostic to the type of the neural network, they are orthogonal to our approach. + +# 6 CONCLUSION + +In this paper, we proposed Set Cross Entropy, a measure that models the likelihood between the sets of probability distributions. When the output of the neural network model can be naturally regarded as a set, Set Cross Entropy is able to relax the search space by making the permutations of a global minima also the global minima, and makes the training easier. This is in contrast to the existing approaches that try to correct the ordering of the output by learning a permutation matrix, or an ad-hoc methods that reorder the dataset using the domain-specific expert knowledge. Training based on the Set Cross Entropy is also robust against the dataset which contains vectors whose internal ordering may change time to time in an arbitrary manner. We demonstrated the effectiveness of the approach by comparing Set Cross Entropy against the normal cross entropy, as well as the other set-based metrics such as Hausdorff distance or set average (Chamfer) distance. set average distance was shown to upper-bound Set Cross Entropy, and while it performed comparably well in the object reconstruction task, it was outperformed by Set Cross Entropy in the rule learning task. Training a neural network with Hausdorff distance turned out to be particularly hard, and it failed in many scenarios, showing that it is not suitable as a loss function for the set reconstruction tasks considered in this paper. + +
The rate of correct answering on the test set,10 runs
n = 2, neighbor2(a,b,c):-neighborOf(a,b), neighborOf(b,c) Dataset: 2858 ground clauses; Training: 2250 clauses; Test: 250 clauses.
Target orderingFixedRandom
Best 0.32Worst 0.23Median 0.29Mean 0.28Best 0.36Worst 0.25Median 0.31Mean 0.31
H SH0.960.900.910.920.940.880.910.91
A1H0.910.790.860.860.940.720.880.87
H1H0.870.660.820.800.850.660.830.81
n = 3, neighbor3(a,b,c,d):-..
Target orderingDataset: 11000 ground clauses; Training: 2250 clauses; Test: 250 clauses.
FixedRandom
BestWorstMedianMeanBestWorst 0.06MedianMean
H0.100.040.060.060.100.070.07
SH0.720.550.610.620.700.530.660.64
A1H0.61 0.550.52 0.310.550.560.600.530.570.57
H1H0.440.440.570.370.430.45
Target orderingn =4,neighbor4(a,b,c,d,e):-..
Dataset: 39878 ground clauses; Training: 2250 clauses; Test: 250 clauses.
BestWorstFixed MedianMeanBestRandom WorstMedianMean
H0.020.000.010.010.03 0.000.020.02
SH0.380.240.330.320.360.28 0.320.32
A1H0.330.220.270.260.340.22 0.260.26
H1H0.220.120.180.180.240.13 0.180.18
n = 4, neighbor4(a,b,c,d,e):-... Dataset: 39878 ground clauses; Training: 90o0 clauses; Test: 1000 clauses.
Target ordering HFixedRandom
BestWorstMedianMeanBestWorst MedianMean
0.040.030.040.030.040.02 0.030.03
0.870.810.820.830.860.77 0.820.82
SH0.770.760.790.590.730.72
A1H0.81 0.500.710.420.41
H1H0.120.400.37 n = 5, neighbor5(a,b,c,d,e,f):-...0.530.24
Target ordering HDataset: 137738 ground clauses; Training: 2250 clauses; Test: 250 clauses.FixedRandom
BestWorstMedianMeanBestWorstMedian Mean
0.000.000.000.000.010.00 0.000.00
SH0.170.10 0.110.120.150.060.110.11
A1H0.130.06 0.100.100.130.060.110.10
H1H0.060.01 0.040.040.060.040.050.05
n = 5, neighbor5(a,b,c,d,e,f):-...
Target orderingDataset: 137738 ground clauses; Training: 9000 clauses; Test: 1000 clauses.
FixedRandom
HBest WorstMedian 0.00Mean 0.00Best 0.01WorstMedian 0.01Mean 0.01
SH0.010.000.00 0.500.55
A1H0.65 0.530.52 0.460.55 0.480.56 0.480.600.56 0.500.50
0.560.46
H1H0.200.040.110.110.18 0.070.130.13
+ +Table 6: The summary of the rule learning task, 10 runs. + +# REFERENCES + +Ryan Prescott Adams and Richard S Zemel. Ranking via Sinkhorn Propagation. arXiv preprint arXiv:1106.1925, 2011. +Masataro Asai and Alex Fukunaga. Classical Planning in Deep Latent Space: Bridging the SubsymbolicSymbolic Boundary. In Proc. of AAAI Conference on Artificial Intelligence, 2018. URL https: //www.aaai.org/ocs/index.php/AAAI/AAAI18/paper/view/16302. +Guillaume Bouchard, Sameer Singh, and Theo Trouillon. On Approximate Reasoning Capabilities of Low-Rank Vector Spaces. AAAI Spring Syposium on Knowledge Representation and Reasoning (KRR): Integrating Symbolic and Neural Approaches, 2015. +Angel X. Chang, Thomas Funkhouser, Leonidas Guibas, Pat Hanrahan, Qixing Huang, Zimo Li, Silvio Savarese, Manolis Savva, Shuran Song, Hao Su, Jianxiong Xiao, Li Yi, and Fisher Yu. ShapeNet: An Information-Rich 3D Model Repository. 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Neurocomputing, 204:41–50, 2016. + +# APPENDIX + +# 6.1 NETWORK MODEL FOR 8 PUZZLE + +As mentioned in the earlier sections, the network has a permutation invariant encoder and the fullyconnected decoder. + +The input to the network is a $9 \times 1 5$ matrix, where the first dimension represents the objects and the second dimension represents the features of each object. The encoder has two 1D convolution layers of 1000 neurons with filter size 1, modeling the element-wise network $\rho$ . The output of these layers is then aggregated by taking the sum of the first dimension. The result is then fed to two another fully-connected layers of width 1000, which maps to the latent layer of 100 neurons. All encoder layers are activated by ReLU. The latent representation is regularized and activated by Gumbel-Softmax Maddison et al. (2017); Jang et al. (2017) as the input is a categorical model. + +The decoder consists of three fully-connected layers with dropout and batch normalization as shown below: + +fc(1000), relu, batchnorm, dropout(0.5), fc(1000), relu, batchnorm, dropout(0.5), dense(135), reshape $( 9 \times 1 5 )$ + +The last layer is then split into $9 \times 9 , 9 \times 3 , 9 \times 3$ matrices and separately activated by softmax, reflecting the input dataset (Fig. 1). + +# 6.2 NETWORK MODEL FOR BLOCKSWOLRD + +The same network as the 8-puzzle was used, except that the input and the output is a $5 \times 1 2 2 4$ matrix. The activations of the last layer is different: The first 1024 features are activated by a sigmoid function, while the 200 features are divided into 40, 60, 40, 60 dimensions (for the one-hot bounding box information) and are separately activated by softmax. + +# 6.3 FEATURE EXTRACTION FOR BLOCKSWORLD + +The 32x32 RGB image patches in the Blocksworld states are compressed into the feature vectors that are later used as the input. The image features are learned by a convolutional autoencoder depicted in Fig. 4 and Fig. 5. + +Input $3 2 \times 3 2 \times 3 )$ , +GaussianNoise(0.1), +conv2d(filte ${ = } 1 6$ , kerne $\mathsf { 1 { = } 3 \times 3 , }$ ), +relu, +MaxPooling ${ \mathfrak { Q } } ( 2 \times 2 )$ , +conv2d(filte ${ = } 1 6$ , kerne $\mathrm { { \Omega } | = 3 \times 3 . }$ ,), +relu, +MaxPooling $2 { \mathrm { d } } ( 2 \times 2 )$ , +conv2d(filte ${ = } 1 6$ , kernel $\mathrm { = 3 \times 3 }$ ,), +sigmoid + +Figure 4: The implementation of the encoder for feature selection, which outputs a $8 \times 8 \times 1 6$ tensor. + +Input(8 × 8 × 16), +conv2d(filte ${ = } 1 6$ , kernel=3 × 3,), +relu, +UpSampling2d $( 2 \times 2 )$ , +conv2d(filte ${ = } 1 6$ , kerne $\mathrm { = } 3 \times 3 ,$ ,), +relu, +UpSampling $2 { \mathrm { d } } ( 2 \times 2 )$ , +conv2d(filte ${ = } 1 6$ , kernel $= 3 \times 3 .$ ,), +relu, +fc(3072), +sigmoid, +reshape $( 3 2 \times 3 2 \times 3 )$ + +# 6.4 NETWORK MODEL FOR RULE LEARNING + +We removed the encoder and the latent layer from the above models, and connected the input directly to the decoder. While the decoder has the same types of layers, the width is shrinked to 400. In the $_ n$ - neighbor scenario, the input is a $2 + 1 6 3 ( n + 1 )$ vector, which consists of a one-hot label of 2 categories for the predicate of the head, and $n + 1$ one-hot labels of 163 categories for the arguments of the head. 163 categories corresponds to the number of countries in the Countries dataset (Bouchard et al., 2015). The output is a $[ n , 3 2 8 ]$ matrix, where each row represents a binary predicate $3 2 8 = 2 + 2 \cdot 1 6 3$ ). + +# 6.5 EXAMPLE APPLICATION OF THE PERMUTATION-INVARIANT REPRESENTATION & RECONSTRUCTION + +To address the practical utility of “set reconstruction” or “set autoencoding”, we added a new experiment. We modified Latplan (Asai & Fukunaga, 2018) neural-symbolic classical planning system, a system that operates on a discrete symbolic latent space of the real-valued inputs and runs Dijkstra $\mathrm { \Phi _ { s / A ^ { * } } }$ search using a state-of-the-art symbolic classical planning solver. We modified Latplan to take the set-of-object-featurevector input rather than images. It is a high-level task planner (unlike motion planning / actuator control) that has implications on robotic systems, which perceives a set of inputs already preprocessed by the external system. For example, the image input is first fed into Object Recognition system (e.g. YOLO, (Redmon et al., 2016)) and the planner receives a set of feature vectors extracted from the image patches segmented from the raw image, rather than feeding the image input directly to the planning system. + +Latplan system learns the binary latent space of an arbitrary raw input (e.g. images) with a GumbelSoftmax variational autoencoder, learns a discrete state space from the transition examples, and runs a symbolic, systematic search algorithm such as Dijkstra or $\mathbf { A } ^ { * }$ search which guarantee the optimality of the solution. Unlike RL-based planning systems, the search agent does not contain the learning aspects. The discrete plan in the latent space is mapped back to the raw image visualization of the plan execution, which requires the reconstruction capability of (V)AE. A similar system replacing Gumbel Softmax VAE with Causal InfoGAN was later proposed (Kurutach et al., 2018). + +We replaced Latplan’s Gumbel-Softmax VAE with our autoencoder used in the 8-Puzzle and the Blocksworld experiments (Appendix, Sec. 6.1,Sec. 6.2). Our autoencoder also uses Gumbel Softmax in the latent layer, but it uses (Zaheer et al., 2017) encoder and is trained with Set Cross Entropy. + +When the network learned the representation, it guarantees that the planner finds a solution because the search algorithm being used (e.g. Dijkstra) is a complete, systematic, symbolic search algorithm, which guarantees to find a solution whenever it is reachable in the state space. If the network cannot learn the permutation-invariant representation, the system cannot solve the problem and/or return the humancomprehensive visualization. This makes the specific permutation-invariant representation using (Zaheer et al., 2017) and the proposed Set Cross Entropy necessary when the input is given as a set of future vectors. + +# 8 PUZZLE + +First, the training was performed on a dataset in which the object vector ordering is randomized. The autoencoder compresses the $1 5 \times 9 = 1 3 5$ -bit binary representation (object vectors) into a permutationinvariant 100-bit discrete latent binary representation. We provided 5000 states for training the autoencoder, while the search space consists of $3 6 2 8 8 0 ( = 9 ! )$ states and 967680 transitions. + +Note that each state have 9! variations due to the permutations in the order the tiles and the locations are reported. This also increases the number of transition quadratically $( ( 9 ! ) ^ { 2 } ,$ ). + +We generated 40 problem instances of 8-puzzle each generated by a random walk from the goal state. 40 instances consist of 20 instances each generated by a 7-steps random walk and another 20 by 14 steps. We solved 40 instances using Fast Downward classical planner Helmert (2004) with blind heuristics in order to remove the effect of heuristics. + +We compared the number of problems successfully solved by two variations of Latplan where each uses the autoencoder trained with Set Average and Set Cross Entropy, respectively, for encoding the input into binary latent space. Both version managed to solve all instances because both Set Average and Set Cross Entropy managed to train the AE from 5000 examples with a sufficient accuracy. All solutions were correct (checked manually). Since the search algorithm being used is optimal, the quality of the solution was also identical. + +# BLOCKSWORLD + +We solved 30 planning instances in a 4-blocks, 3-stacks environment. The instances are generated by taking a random initial state and choosing a goal state by the 3, 7, or 14 steps random walks (10 instances each). The correctness of the plans are again checked manually. The same planner configuration was used for all instances. + +The search space consists of 5760 states and 34560 transitions, and each state have 4! variations due to permutations of 4 blocks. We provided 1000 randomly selected states for training the autoencoder. + +![](images/621af72adc23d14c4b28f2afa847ccd90aaba22caeaa51c7890c8dc90150fe21.jpg) + +![](images/75a2ab5601ad767c6e9f8540ba5250aa4daa56431c7aa98b701962e33e106c96.jpg) +Figure 6: (Left) An example plan in a set-of-object-vector form, decoded from its binary latent representation using the permutation-invariant autoencoder (the plan is executed from top to bottom). (Right) Its visualization using the tile images (taken from MNIST) pasted onto a black canvas (The plan is executed from left to right, top to bottom). + +We compared the number of problems successfully solved by Latplan between two variations of Latplan using the autoencoder trained with Set Average and Set Cross Entropy, respectively. For the total of 30 instances, both Latplan $\mathbf { \Gamma } _ { \mathrm { + } \mathrm { S e t } }$ Avg and Latplan $\mathrm { \mathbf { \Omega } _ { 1 + } S C E }$ returned plans, however the plans returned by Latplan $+ \mathrm { S e t }$ Avg were correct in 11 instnaces, while Latplan $+ \mathrm { S C E }$ returned 14 correct instances (Details in Table 7). + +As the autoencoder trained by Set Average had larger reconstruction error, it sometimes fails to capture the essential feature of the input, causing the system to return an invalid plan. The common error was changing the surface of the blocks or swapping the blocks without a proper action needed, e.g., moving more than two blocks, move a block and polish another block in a single time step, etc. + +
Random walk steps used for generatingThe number of solved instances (out of 1O instances each)
the problem instances 3SH 7A1H
757
1423 1
+ +Table 7: The number of instances solved by Latplan using a VAE trained by Set Cross Entropy (SH) and Set Average $( A _ { \mathrm { 1 H } } )$ of the cross entropy. + +![](images/8ba3e2e46c6bf7824e4d4dc9ec46040ccb6752bb7ce3d291eb7c35f19250d5fc.jpg) +Figure 7: An example of a problem instance. (Left) The initial state. (Right) The goal state. The planner should unpolish a green cube and move the blocks to the appropriate goal position, while also following the environment constraint that the blocks can move or polished only when it is on top of a stack (including the floor itself). + +![](images/d214f9d772dd434b77e9fc7edc737ca9a81a6bc3f275ee4b4bd28d9e65470826.jpg) +Figure 8: An example of a successful plan execution, returned by Latplan using the AE trained by the proposed Set Cross Entropy method. The AE is used for encoding the object-vector input into a binary space that is suitable for Dijkstra search. While the problem was generated by a 7-step random walk from the goal state, Latplan found a shorter, optimal solution because of the underlying optimal search algorithm (Dijkstra). + +![](images/f572f98df02b28786a8c75a1f25032d11fb5dcb3e568bb008dc8aef13cf8bee5.jpg) +Figure 9: The decoded solution found by Latplan for the same instance, where the AE is trained by SetAverage, which had a higher mean square error for the reconstruction. As a result, not only the initial state is invalid, but also, at the second step, two blocks are simultaneously moved in a single action, which is an invalid state transition. + +6.6 ENTIRE PLANNING RESULTS + +# 8 PUZZLE + +Problem 000, generated by 007 steps + +Set Cross Entropy + +Set Average + +![](images/b533e76a8166b1bcd96591fcd3155d0651aae1131c57552893c9bdeef0cfef2b.jpg) + +![](images/8cd055bb3c857e664b2ce6fc4b17d9a86e1b1c1fab8968486d31393c7896bde6.jpg) + +![](images/65b68b0d6270c02272c0086175aeec51cce99849439657de11a8afe5722fc783.jpg) + +![](images/200561cfd3550ec3cdd0d81f6b9e5b7a19387ecdabb9e451bc03f18bfd745163.jpg) + +Problem 001, generated by 007 steps + +Set Cross Entropy + +Set Average + +![](images/49464716e7a49aa8f5a40ba4ca4fa6587fe42d7ba138d5acd521beeb3fbc066b.jpg) + +![](images/38c000c5c430fd8e3ef6cdede2df3d02d30995bbb4aa5ff2c5f8330392f5a54f.jpg) + +![](images/a7faedffd0129383f3799b78727071caab668178a96d8db70b82707f49f71c16.jpg) + +![](images/afa1295b431f3e2cdd1c5cb70f2bc73632cb777e6add85ba04480831e443682d.jpg) + +Problem 002, generated by 007 steps + +Set Cross Entropy + +Set Average + +![](images/bfcf55cee186a63456ecbf66063d165805180c9007aa908824485b30d985fc74.jpg) + +![](images/51dc81a69abb12d71d4456f3271529a8f28cb54b9a84a33990cd898160f3228a.jpg) + +![](images/a5c0dc6d315af69fe2f75fca90d3853f8e717c19d190010a508cb48fe4bbd754.jpg) + +![](images/8e9989016de5755934e77009d3299c5791a832c4605304aaaadee9baa7a3b284.jpg) + +Problem 003, generated by 007 steps + +Set Cross Entropy + +Set Average + +![](images/496f8a5e955ccf51e9fb6ce96429b63e26b64bf62634d39e09102c09785505cc.jpg) + +![](images/10c41cf93842924a13e0d1fa969e42fee6dfa7a6e6cd44bd9dcd5c02cb202b62.jpg) + +![](images/11b33cd0c2a51a6809529f7f5708d7d7c8a32fb6b9c3acfa2d46c2ced78b3c84.jpg) + +![](images/41e9ca9bb947d4b9fd374d6474b52549a5e4704e65d79e6d24aa11f155f1250d.jpg) + +![](images/df0e1c418813f8188d73b07a0603781ef03a91c8aace0ba5fccf5be4bb7fc04b.jpg) + +Problem 006, generated by 007 steps + +Set Cross Entropy + +Set Average + +![](images/2f4e5751cf3b756b9ef083f6f9d2524657584a7bd9111c2dd0b3f33cce9b6719.jpg) + +![](images/79d54b2c96a2d000e74133e160c3068d74506e316228079c3e91b6d312cd3824.jpg) + +![](images/90ac22f7544c51391953d2e8071e5871c6771fc17115606dc1f6407e0b59f2ef.jpg) + +![](images/6017495501aee4a0fb8de8091056563e3e80cc73523f25cd51a35398646f4bc7.jpg) + +Problem 007, generated by 007 steps + +Set Cross Entropy + +Set Average + +![](images/41175c53325c3f425f3cd714993de5a7dd11dbe145eac9a297942f70a3da5658.jpg) + +![](images/1ea345b4b561e1df2dc47104bd8fca3f486f3b7cd2e66380e1030b31a7eb5cac.jpg) + +![](images/78ddbfa389e98bb4cbe4de12e3bb9e074aef4f680ecf04efcfd843c79a11b203.jpg) + +![](images/cc411fa58bdd51651f2bb77a7b30e300ebfff2c5ff1d4331512953cae51ea1b1.jpg) + +![](images/bdd403e6e9a11c497c5b61f63a293a34f8b493e663a87a00a136e754c7edcbf0.jpg) + +![](images/e738629b4abd7f60d7ada8540a77666360e5a501abdd1b94c01b8b9c0a49dd5d.jpg) + +![](images/0435086f3870aa501987c35512347fac069517225b7fb32639ffd45bc84197f1.jpg) + +![](images/7e3ef8385e2910d4491f79ddeda2b463f9f83005f0947c91ab6159760794a1e7.jpg) + +![](images/ea0b1576885abbb638229259c9144bf5d6d46936330c37115a7991109dbaf615.jpg) + +![](images/bb1e3ab0d868980f79e5fcc0b3f4a8d8ec402b505c9469250c8bde2cf9f6099b.jpg) + +![](images/80274336c784dcc48b7e08cdee68f8e730471597bbfa817fbdaa682442dcdf75.jpg) + +![](images/21f2e0fa13e52d40ff7bc8e396b91a85880b7754af8caa997aae9a65bafef5e4.jpg) + +![](images/f9ac17a3b3b38d1774bb8a24d589d558befa328d858bac87a9e63fa045ce273e.jpg) + +![](images/c6bbbb7dcdb435202d11edd9a485644d554d0d9df4c95cfdd90514f9b4e78f39.jpg) + +![](images/48c44709f60e83b8f9a7f0f319e093e5f18c099434562884c0ef526e25a06a5f.jpg) + +# BLOCKSWORLD + +![](images/f52299e34439c378c21431ee615a9ca0bd19c1fcbf0ee636410a599d05d5d2b2.jpg) + +![](images/206260e1ce0edad6e0d46de88db709d643e33cee478c40d1641372b0f5117025.jpg) + +![](images/f3a6c9ed6274fb8c4d965a6cdaf7a744bc5405b6904e792792160cae9ce7e0eb.jpg)![](images/9148bb3db705c31080d7e5918d2c6cd31105755a864824edfc6f060e1f85984b.jpg) + +![](images/138e3a74f8c92590132520f0775f518af829b0067e2204372499a2069585897d.jpg) + +
Problem O09,generated by 014 stepsSet Cross Entropy (X) Set Average (X)
1:1
1.111
\ No newline at end of file diff --git a/parse/train/rJxpuoCqtQ/rJxpuoCqtQ_content_list.json b/parse/train/rJxpuoCqtQ/rJxpuoCqtQ_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..1751b0d14924761f2cbaa2932520117ad24f4b79 --- /dev/null +++ b/parse/train/rJxpuoCqtQ/rJxpuoCqtQ_content_list.json @@ -0,0 +1,2462 @@ +[ + { + "type": "text", + "text": "LIKELIHOOD-BASED PERMUTATION INVARIANT LOSS FUNCTION FOR PROBABILITY DISTRIBUTIONS ", + "text_level": 1, + "bbox": [ + 176, + 98, + 821, + 146 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Anonymous authors Paper under double-blind review ", + "bbox": [ + 183, + 170, + 400, + 198 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 234, + 544, + 251 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "We propose a permutation-invariant loss function designed for the neural networks reconstructing a set of elements without considering the order within its vector representation. Unlike popular approaches for encoding and decoding a set, our work does not rely on a carefully engineered network topology nor by any additional sequential algorithm. The proposed method, Set Cross Entropy, has a natural information-theoretic interpretation and is related to the metrics defined for sets. We evaluate the proposed approach in two object reconstruction tasks and a rule learning task. ", + "bbox": [ + 232, + 263, + 764, + 376 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 400, + 336, + 416 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Sets are fundamental mathematical objects which appear frequently in the real-world dataset. However, there are only a handful of studies on learning a set representation in the machine learning literature. In this study, we propose a new objective function called Set Cross Entropy (SCE) to address the permutation invariant set generation. SCE measures the cross entropy between two sets that consists of multiple elements, where each element is represented as a multi-dimensional probability distribution in $[ 0 , 1 ] \\subset \\mathbb { R }$ (a closed set of reals between 0,1). SCE is invariant to the object permutation, therefore does not distinguish two vector representations of a set with the different ordering. The SCE is simple enough to fit in one line and can be naturally interpreted as a formulation of the log-likelihood maximization between two sets derived from a logical statement. ", + "bbox": [ + 174, + 431, + 825, + 556 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The SCE loss trains a neural network in a permutation-invariant manner, and the network learns to output a set. Importantly, this is not to say that the neural network learns to represent a function that is permutation-invariant with regard to the input. The key difference in our approach is that we allow the network to output a vector representation of a set that may have a different ordering than the examples used during the training. In contrast, previous studies focus on learning a function that returns the same output for the different permutations of the input elements. Such scenarios assume that an output value at some index is matched against the target value at the same index. ", + "bbox": [ + 174, + 563, + 825, + 661 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "This characteristic is crucial in the tasks where the objects included in the supervised signals (training examples for the output) do not have any meaningful ordering. For example, in the logic rule learning tasks, a first-order logic horn clause does not care about the ordering inside the rule body since logical conjunctions are invariant to permutations, e.g. father $( \\mathsf { c } , \\mathsf { f } ) \\gets ( \\bar { \\mathsf { p a r e n t } } ( \\mathsf { c } , \\mathsf { f } ) \\wedge \\mathsf { m a l e } ( \\mathsf { f } ) )$ and fathe $\\cdot ( \\mathsf { c } , \\mathsf { f } ) \\gets ( \\mathsf { m a l e } ( \\mathsf { f } ) \\wedge \\mathsf { p a r e n t } ( \\mathsf { c } , \\mathsf { f } ) )$ are equivalent. ", + "bbox": [ + 174, + 667, + 823, + 738 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "To apply our approach, no special engineering of the network topology is required other than the standard hyperparameter tuning. The only requirement is that the target output examples are the probability vectors in $[ 0 , 1 ] ^ { N \\times \\mathbf { \\overline { { F } } } }$ , which is easily addressed by an appropriate feature engineering including autoencoders with softmax or sigmoid latent activation. ", + "bbox": [ + 174, + 744, + 825, + 800 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "We demonstrate the effectiveness of our approach in two object-set reconstruction tasks and the supervised theory learning tasks that learn to perform the backward chaining of the horn clauses. In particular, we show that the SCE objective is superior to the training using the other set distance metrics, including Hausdorff and set average (Chamfer) distances. ", + "bbox": [ + 174, + 808, + 823, + 863 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "2 BACKGROUNDS AND RELATED WORK ", + "text_level": 1, + "bbox": [ + 174, + 102, + 522, + 118 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.1 LEARNING A SET REPRESENTATION ", + "text_level": 1, + "bbox": [ + 176, + 133, + 464, + 148 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Previous studies try to discover the appropriate structure for the neural networks that can represent a set. Notable recent work includes permutation-equivariant $/$ invariant layers that addresses the permutation in the input (Guttenberg et al., 2016; Ravanbakhsh et al., 2016; Zaheer et al., 2017). ", + "bbox": [ + 174, + 160, + 825, + 202 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Let $X$ be a vector representation of a set $\\{ x _ { 1 } , \\ldots , x _ { n } \\}$ and $\\pi$ be an arbitrary permutation function for a sequence. A function $f ( X )$ is permutation invariant when $\\forall \\pi$ ; $f ( X ) = f ( \\pi ( X ) ) .$ . Zaheer et al. (2017) showed that functions are permutation-invariant iff it can be decomposed into a form ", + "bbox": [ + 174, + 208, + 825, + 251 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/4bc60c1dbff693486a2b293f020d02be02360bd380b9f7f9e64689a4d24c9e6a.jpg", + "text": "$$\nf ( X ) = \\rho \\Biggl ( \\sum _ { x \\in X } \\phi ( x ) \\Biggr )\n$$", + "text_format": "latex", + "bbox": [ + 419, + 257, + 578, + 301 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "where $\\rho , \\phi$ are the appropriate mapping function. ", + "bbox": [ + 174, + 308, + 495, + 324 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "However, as mentioned in the introduction, the aim of these layers is to learn the functions that are permutation-invariant with regard to the input permutation, and not to reconstruct a set in a permutation-invariant manner (i.e. ignoring the ordering). In other words, permutationequivariant/invariant layers are only capable of encoding a set. ", + "bbox": [ + 174, + 329, + 825, + 386 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Probst (2018) recently proposed a method dubbed as “Set Autoencoder”. It additionally learns a permutation matrix that is applied before the output so that the output matches the target. The target for the permutation matrix is generated by a Gale-Shapley greedy stable matching algorithm, which requires $O ( n ^ { 2 } )$ runtime. The output is compared against the training example with a conventional loss function such as binary cross entropy or mean squared error, which requires the final output to have the same ordering as the target. Therefore, this work tries to learn the set as well as the ordering between the elements, which is conceptually different from learning to reconstruct a set while ignoring the ordering. ", + "bbox": [ + 173, + 392, + 825, + 505 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Another line of related work utilizes Sinkhorn iterations (Adams & Zemel, 2011; Santa Cruz et al., 2017; Mena et al., 2018) in order to directly learn the permutations. Again, these work assumes that the output is generated in a specific order (e.g. a sorting task), which does not align with the concept of the set reconstruction. ", + "bbox": [ + 174, + 511, + 825, + 566 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.2 SET DISTANCE ", + "text_level": 1, + "bbox": [ + 174, + 584, + 318, + 598 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Set distances / metrics are the binary functions that satisfy the metric axioms. They have been utilized for measuring the visual object matching or for feature selection (Huttenlocher et al., 1993; Dubuisson & Jain, 1994; Piramuthu, 1999). Note that, however, in this work, we use the informal usage of the terms “distance” or “metric” for any non-negative binary functions that may not satisfy the metric axioms. ", + "bbox": [ + 174, + 609, + 825, + 681 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "There are several variants of set distances. Hausdorff distance between sets (Huttenlocher et al., 1993) is a function that satisfies the metric axiom. For two sets $X$ and $Y$ , the directed Hausdorff distance with an element-wise distance $d ( x , y )$ is defined as follows: ", + "bbox": [ + 174, + 688, + 825, + 731 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/7959816e046a70228961b42005bd9b2375753f3a0f324eba635dac8e05bd6431.jpg", + "text": "$$\n{ \\mathcal { H } } _ { 1 d } ( X , Y ) = \\operatorname* { m a x } _ { x \\in X } \\operatorname* { m i n } _ { y \\in Y } d ( x , y )\n$$", + "text_format": "latex", + "bbox": [ + 393, + 737, + 604, + 762 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The element-wise distance $d$ is Euclidean distance or Hamming distance, for example, depending on the target domain. ", + "bbox": [ + 174, + 768, + 825, + 797 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Set average (pseudo) distance (Dubuisson & Jain, 1994, Eq.(6)), also known as Chamfer distance, is a modification of the original Hausdorff distance which aggregates the element-wise distances by summation. The directed version is defined as follows: ", + "bbox": [ + 174, + 803, + 823, + 847 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/6ee685f5bd87fce221cf5529ce52684472af2c46117c4dc8ba39b30844bfdca7.jpg", + "text": "$$\nA _ { 1 d } ( X , Y ) = { \\frac { 1 } { | X | } } \\sum _ { x \\in X } \\operatorname* { m i n } _ { y \\in Y } d ( x , y ) .\n$$", + "text_format": "latex", + "bbox": [ + 379, + 851, + 619, + 888 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Set average distance has been used for image matching, as well as to autoencode the 3D point clouds in the euclidean space for shape matching (Zhu et al., 2016). ", + "bbox": [ + 173, + 895, + 820, + 924 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "3 SET CROSS ENTROPY ", + "text_level": 1, + "bbox": [ + 174, + 102, + 385, + 118 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Inspired by the various set distances, we propose a straightforward formulation of likelihood maximization between two sets of probability distributions. In what follows, we define the cross entropy between two sets $X , Y \\in [ 0 , \\dot { 1 } ] ^ { N \\times F }$ , where $[ 0 , 1 ]$ is a closed set of reals between 0 and 1. ", + "bbox": [ + 173, + 137, + 823, + 181 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Let $\\mathcal { X } = \\left\\{ X ^ { ( 1 ) } , X ^ { ( 2 ) } , . . . \\right\\}$ be the training dataset, and $Y$ be the output matrix of a neural network. Assume that each $X \\in { \\mathcal { X } }$ consists of $N$ elements where each element is represented by $F$ features, i.e. $X = \\{ x _ { 1 } \\ldots x _ { N } \\} , x _ { i } \\in \\mathbb { R } ^ { F }$ . We further assume that $x _ { i } \\in [ 0 , 1 ] ^ { F }$ by a suitable transformation, which can be done by the feature learning with sigmoid activation added to the latent layer. The set $X$ actually takes the vector representation, which essentially makes $X \\in [ 0 , 1 ] ^ { N \\times F }$ . In this paper, we focus on the binomial distribution. However, the proposed method naturally extends to the multinomial case. ", + "bbox": [ + 173, + 186, + 825, + 286 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "For simplicity, we assume that the number of elements in the set $X$ and $Y$ is known and fixed to $N$ . Therefore $Y$ is also a matrix in $[ 0 , 1 ] ^ { N \\times F }$ . Furthermore, we assume that $X$ is preprocessed and contains no duplicated elements. ", + "bbox": [ + 174, + 292, + 825, + 335 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In practice, if $| X |$ varies across the dataset, it suffices to take $N ^ { \\mathrm { m a x } } = \\operatorname* { m a x } _ { X \\in { \\mathcal { X } } } | X |$ , the largest number of elements in $X$ across the dataset $\\mathcal { X }$ , and add the dummy, distinct objects $d _ { 0 } \\dots d _ { N ^ { \\mathrm { m a x } } }$ to fill in the blanks. For example, when there are $N$ objects of $F$ features and we want to normalize the size of the set to $N ^ { \\prime } ( > N )$ , one way is to add an additional axis to the feature vector $( F + 1$ features) where the additional $F + 1$ -th feature is 0 for the real data and 1 for the dummy data, and the additional $N ^ { \\prime } - N$ objects are generated in an arbitrary way (e.g. as a binary sequence 100000, 100001, 100010, 100011, ... for $F = 5$ ) ", + "bbox": [ + 173, + 342, + 825, + 440 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "For measuring the similarity between the two probability vectors $x , y \\in [ 0 , 1 ] ^ { F }$ , the natural loss function would be the cross entropy $\\operatorname { H } ( x , y )$ or, equivalently, the negative log likelihood. ", + "bbox": [ + 173, + 445, + 825, + 477 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/a3ee59601c04263b2640041d07562acc422cd7dcd6d35ae5fa03c5bc02215877.jpg", + "text": "$$\n\\mathrm { H } ( x , y ) = \\mathbb { E } _ { x } \\langle - \\log P ( x = y ) \\rangle = \\sum _ { i = 1 } ^ { F } - x _ { i } \\log y _ { i } - ( 1 - x _ { i } ) \\log ( 1 - y _ { i } ) .\n$$", + "text_format": "latex", + "bbox": [ + 254, + 489, + 741, + 534 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "However, applying it directly to the matrices $X , Y$ unnecessarily limits the global optima of this loss because it does not consider the permutations between $N$ objects, e.g., for $X = [ o _ { 1 } , o _ { 2 } , o _ { 3 } ]$ , $Y = \\left[ o _ { 2 } , o _ { 3 } , o _ { 1 } \\right]$ is not the global minima of $\\mathrm { H } ( X , Y )$ . Previous approach (Probst, 2018) tried to solve this problem by learning an additional permutation matrix that “fixes” the order, basically requiring to memorize the ordering. ", + "bbox": [ + 173, + 545, + 825, + 616 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We take a different approach of directly fixing this loss function. The target objective is to maximize the probability of two sets being equal, thus ideally, at the global minima, two sets $X$ and $Y$ should be equal. Equivalence of two sets is defined as: ", + "bbox": [ + 174, + 622, + 825, + 665 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/1bc7ecbac578f56363958973a7ffb9aae56be3c6d092c304bf51fb4faf6f8cf4.jpg", + "text": "$$\n{ \\begin{array} { r l } { X = Y \\Longleftrightarrow X \\subseteq Y \\wedge X \\supseteq Y } \\\\ & { \\qquad \\Longleftrightarrow ( \\forall x \\in X ; x \\in Y ) \\wedge ( \\forall y \\in Y ; y \\in X ) . } \\end{array} }\n$$", + "text_format": "latex", + "bbox": [ + 323, + 678, + 673, + 715 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "However, under the assumption that $| X | = | Y | = N$ and $X$ contains $N$ distinct elements (no duplicates), $X \\subseteq Y$ is a sufficient condition for $X = Y$ . (Proof: If $X \\subseteq Y$ and $X ~ \\nsupseteq ~ Y$ , there are some $y ^ { \\prime } \\in Y$ such that $y ^ { \\prime } \\not \\in X$ . Since $N$ distinct elements in $X$ are also included in $Y , y ^ { \\prime }$ becomes $Y$ ’s $N + 1$ -th element, which contradicts $| Y | = N$ . Note that this proof did not depend on the distinctness of $Y$ ’s elements.) ", + "bbox": [ + 173, + 727, + 825, + 799 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Under this condition, therefore, ", + "bbox": [ + 174, + 805, + 382, + 819 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/040e056ea73afe6f435786c1a8d3adf129191dff6d0aab3ff62a97da0b351f3d.jpg", + "text": "$$\n{ \\begin{array} { r l } { X = Y \\Longleftrightarrow X \\subseteq Y } \\\\ & { \\Longleftrightarrow \\forall x \\in X ; x \\in Y } \\\\ & { \\Longleftrightarrow \\forall x \\in X ; \\exists y \\in Y ; x = y } \\\\ & { \\Longleftrightarrow \\bigwedge { \\bigvee } x = y . } \\end{array} }\n$$", + "text_format": "latex", + "bbox": [ + 375, + 830, + 622, + 922 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We now translate this logical formula into the corresponding log likelihood as follows: ", + "bbox": [ + 173, + 103, + 740, + 119 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/0980ac628d7ec053c46438f36e146c3e63da901fe12f68fd4fe9d6a86e167a76.jpg", + "text": "$$\n\\begin{array} { l } { \\log P ( X = Y ) = \\log P ( \\bigwedge \\bigvee = y ) = \\displaystyle \\sum _ { z \\in X } \\log P ( \\bigvee X = y ) } \\\\ { \\qquad x \\leqslant x X \\leqslant z \\quad } \\\\ { \\quad } \\\\ { \\quad } \\\\ { \\qquad = \\displaystyle \\sum _ { z \\in X } \\log \\displaystyle \\sum _ { y \\in Y } P ( x = y ) \\quad : \\mathrm { ~ e a c h ~ } x = y _ { \\mathrm { t } } \\mathrm { ~ a r e ~ m u t a l } } \\\\ { \\qquad } \\\\ { \\quad = \\displaystyle \\sum _ { z \\in X } \\log \\displaystyle \\sum _ { y \\in Y } \\exp ( x = y ) } \\\\ { \\qquad = \\displaystyle \\sum _ { z \\in X } \\log \\operatorname* { m u e r } _ { y \\in Y } \\log P ( x = y ) } \\\\ { \\qquad \\quad = \\displaystyle \\sum _ { z \\in X } \\log \\operatorname* { s u p } ( x = y ) , } \\\\ { \\quad \\mathrm { s e t ~ C n o s ~ E n t r o p } ; \\quad \\mathrm { S H } ( X , Y ) \\stackrel { \\mathrm { d i } } { = } \\mathbb { E } _ { X } \\langle - \\log P ( X = Y ) \\rangle } \\\\ { \\qquad = \\displaystyle - \\sum _ { \\mathrm { ~ l o s s u m e r ~ o p } , \\mathrm { e x p } ( - \\mathbb { H } ( x , y ) ) . } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 166, + 122, + 877, + 325 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "∵ each $x$ is independent. ", + "bbox": [ + 460, + 343, + 620, + 358 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "This Set Cross Entropy has the following characteristics: First, compared to the original cross entropy loss, whose global minima is limited to the data point that preserves the same ordering of the elements, SCE increases the number of global minima exponentially by making every permutations of the point also the global minima. ", + "bbox": [ + 173, + 372, + 826, + 429 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Next, notice that logsumexp is a smooth upper approximation of the maximum, therefore $\\operatorname { S H } ( X , Y )$ is upper-bounded by the set average equivalent, ", + "bbox": [ + 173, + 435, + 823, + 464 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/27cf56adb67e851094089eee92d0b33f33228e1739488e535ae5d7fbcb4a4551.jpg", + "text": "$$\n\\operatorname { S H } ( X , Y ) \\leq - \\sum _ { x \\in X } \\operatorname* { m a x } _ { y \\in Y } ( - \\mathrm { H } ( x , y ) ) = \\sum _ { x \\in X } \\operatorname* { m i n } _ { y \\in Y } \\mathrm { H } ( x , y ) = N \\cdot A _ { \\operatorname { I H } } ( X , Y ) .\n$$", + "text_format": "latex", + "bbox": [ + 243, + 469, + 753, + 503 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Intuitively, this is because Eq.9 returns a value which does not account for the possibility that the current closest $y = \\arg \\operatorname* { m i n } _ { y } \\mathrm { H } ( x , y )$ of $x$ may not converge to the $x$ in the future during the training. ", + "bbox": [ + 173, + 508, + 825, + 539 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We illustrate this by comparing two examples: Let $X = \\{ [ 0 , 1 ] , [ 0 , 0 ] \\}$ , $Y _ { 1 } = \\{ [ 0 . 1 , 0 . 5 ] , [ 0 . 1 , 0 . 5 ] \\}$ and $Y _ { 2 } = \\{ [ 0 . 1 , 0 . { \\bar { 5 } } ] , [ 0 . 9 , 0 . 5 ] \\}$ . The set cross entropy Eq.8 reports the smaller loss for ${ \\mathrm { S H } } ( X , Y _ { 1 } ) =$ $- \\log 0 . 8 1 ~ \\approx ~ 0 . 0 9$ than for $\\mathrm { S H } ( X , Y _ { 2 } ) ~ = ~ - \\log { 0 . 2 5 } ~ \\approx ~ 0 . 6 0 .$ . This is reasonable because the global minima is given when the first axis of both $y \\mathrm { s }$ are $0 \\mathrm { ~ - ~ } Y _ { 2 }$ should be more penalized than $Y _ { 1 }$ for the 0.9 in the second element. In contrast, Eq.9 considers only the closest element ( $\\mathrm { a r g m i n } _ { y \\in Y } \\mathrm { H } ( x , y ) ~ = ~ [ 0 . 1 , 0 . 5 ] )$ for each $x$ , therefore returns the same loss $=$ $- \\log { 0 . 2 0 2 5 } \\approx 0 . 6 9$ for both cases, ignoring [0.9, 0.5] completely. In fact, Eq.9 has zero gradient at $Y = \\{ [ 0 , 0 . 5 ] , [ y , 0 . 5 ] \\}$ for any $y \\in [ 0 , 1 ]$ . ", + "bbox": [ + 173, + 545, + 825, + 661 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Furthermore, the following inequality suggests that the traditional cross entropy between the matrices $X$ and $Y$ is an even looser upper bound of Eq.9. Here, $x _ { i } , y _ { i }$ are the $i$ -th element of the vector representation of $X$ and $Y$ , respectively: ", + "bbox": [ + 174, + 666, + 821, + 708 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/f5d8b88772829694535639a5996bb945199cd9238edde644cd669aefdbff4e66.jpg", + "text": "$$\n\\begin{array} { l } { \\displaystyle \\mathrm { S H } ( X , Y ) \\leq \\sum _ { x \\in X } \\displaystyle \\operatorname* { m i n } _ { y \\in Y } \\mathrm { H } ( x , y ) \\qquad } & { \\therefore \\mathrm { E q . } 9 } \\\\ { \\leq \\displaystyle \\sum _ { x _ { i } \\in X } \\mathrm { H } ( x _ { i } , y _ { i } ) \\qquad } & { \\therefore \\forall y _ { i } ; \\displaystyle \\operatorname* { m i n } _ { y \\in Y } \\mathrm { H } ( x , y ) \\leq \\mathrm { H } ( x , y _ { i } ) } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 253, + 713, + 748, + 785 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "This gives a natural interpretation that ignoring the permutation reduces the cross entropy. ", + "bbox": [ + 169, + 789, + 761, + 805 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4 EVALUATION ", + "text_level": 1, + "bbox": [ + 174, + 824, + 315, + 840 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4.1 OBJECT SET RECONSTRUCTION", + "text_level": 1, + "bbox": [ + 176, + 856, + 436, + 869 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The purpose of the task is to obtain the latent representation of a set of objects and reconstruct them, where each object is represented as a feature vector. We prepared two datasets originating from classical AI domains: Sliding tile puzzle (8-puzzle) and Blocksworld. ", + "bbox": [ + 174, + 881, + 823, + 924 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Learning to reason about the object-based, set representation of the environment is crucial in the robotic systems that continuously receive the list of visible objects from the visual perception module (e.g. Redmon et al. (2016, YOLO)). In a real-world systems, appropriate handling of the set is necessary because it is unnatural to assume that the objects in the environments are always reported in the same order. In particular, the objects even in the same environment state may be reported in various orders if multiple such modules are running in parallel in an asynchronous manner. ", + "bbox": [ + 174, + 103, + 825, + 188 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this experiment, we show that the permutation invariant loss function like SCE is necessary for learning to reconstruct a set in such a scenario. In this setting, a network is required to reconstruct a set from a single latent representation, while the objects as the target output may be randomly reordered each time the same set is observed and presented to the neural network. ", + "bbox": [ + 174, + 194, + 825, + 251 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "8 PUZZLE ", + "text_level": 1, + "bbox": [ + 174, + 265, + 245, + 279 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Each feature vector as an object consists of 15 features, 9 of which represent the tile number (object ID) and the remaining 6 represent the coordinates. Each data point has 9 such vectors, corresponding to the 9 objects in a single tile configuration. The entire state space of the puzzle is 362880 states. We generated 5000 states and used the 4500 states as the training set. ", + "bbox": [ + 174, + 289, + 825, + 344 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/4bbe41e9b6bd0c41bd2f8df43e167306d50021bae7c3e508869c55b3ed8b30fc.jpg", + "image_caption": [ + "Figure 1: A single 8-puzzle state as a $9 \\mathrm { x } 1 5$ matrix, representing 9 objects of 15 features. The first 9 features are the tile numbers and the other 6 features are the 1-hot x/y-coordinates. " + ], + "image_footnote": [], + "bbox": [ + 272, + 356, + 728, + 444 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We prepared an autoencoder with the permutation invariant layers (Zaheer et al., 2017) as the encoder and the fully-connected layers as the decoder. Since it uses a permutation-invariant encoder, the latent space is already guaranteed to learn a representation that is invariant to the input ordering. The key question here is then whether they can be robustly trained against the random permutations in the training examples for the output. ", + "bbox": [ + 174, + 498, + 825, + 569 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We tested the reconstruction ability in four scenarios: (1) In the first scenario, the dataset is provided in a standard manner. (2) In the second scenario, we augment the input dataset by repeating the elements 5 times and randomly reorder the object vectors in each set. The randomized dataset is used as the input to the network, while the target output is still the original dataset (repeated 5 times, without reordering). The purpose of this experiment is to verify the claim of the Deep Set (Zaheer et al., 2017) that it is able to handle the input in a permutation invariant manner. In order to compensate the datasize difference, the maximum training epoch is reduced by 1/5 times compared to the first scenario. (3) In the third scenario, we apply the similar operation to the target output of the network. Essentially we always feed the input in the same fixed order while forcing it to learn from the randomized target output. Each time the same data is presented, the target output has the different ordering while the input has the fixed ordering. Therefore, the training should be performed in such a way that the ordering in the output is properly ignored. (4) Finally, in the fourth scenario, the ordering in both the input and the output are randomized. ", + "bbox": [ + 174, + 575, + 825, + 756 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We trained the same network with four different loss functions, (a) the traditional cross entropy H, (b) Set Cross Entropy SH, (c) directed set average of the cross entropy $A _ { \\mathrm { 1 H } }$ and (d) the directed Hausdorff measure of the cross entropy $\\mathcal { H } _ { \\mathrm { 1 H } }$ , resulting in 16 training scenarios in total. We performed the same experiment 10 times and took the statistics. The purpose of this is to address the potential concern about the stability of the training. We kept the same set of training/testing data, and the only difference between the runs is the random seed. ", + "bbox": [ + 174, + 763, + 823, + 847 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We first measured the Set Cross Entropy value between the test dataset and its reconstruction in the above 16 scenarios. Table 1 shows the results. The training with the standard cross entropy loss (H) succeeds in cases (1,2) while failed in cases (3,4). The case (2) reproduces the claim in (Zaheer et al., 2017) that it encodes the input in an permutation-invariant manner, while it failed in the latter cases because the training is not permutation-invariant with regard to the output. In contrast, the training with the Set Cross Entropy loss succeeds in all cases. This shows that the permutation-invariant loss function is necessary for training a network with a dataset consisting of sets. ", + "bbox": [ + 174, + 854, + 823, + 924 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "", + "bbox": [ + 171, + 103, + 823, + 132 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The training with set average distance $A _ { \\mathrm { 1 H } }$ also reduces the Set Cross Entropy because it is an upper-bound approximation of the Set Cross Entropy. However, in one of the 10 runs, $A _ { \\mathrm { 1 H } }$ did not converge, showing that the A1H (baseline) could be unstable, possibly due to the issue explained in the example at the end of section 3. In contrast, the training with Hausdorff distance failed to learn the representation at all. ", + "bbox": [ + 174, + 138, + 825, + 208 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/d07ce0ea3fdaf660d89d311b4cd4f811721e2658b639b117ac1e32eb36897582.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Test error in 1O runs (measured by SH)
BestWorst
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.00 0.000.0029.28 0.0030.795.04 0.150.0142.2441.91 0.07
A1H0.000.000.000.03 133.340.10 0.090.00
H1H0.00 28.270.00 28.2828.260.00 28.260.14 233.47167.74184.41196.14
Mean
Median
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H0.040.0032.8732.570.590.0034.1433.44
SH0.000.000.000.000.020.000.020.01
A1H0.000.000.000.000.0213.390.010.00
H1H31.8528.3931.3328.5677.8559.2750.3767.50
", + "bbox": [ + 173, + 223, + 825, + 436 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Table 1: The summary of test errors out of 10 runs. Best results in bold. SH and $A _ { \\mathrm { 1 H } }$ both succeeded to achieve a good log likelihood sufficiently often. The set average $A _ { \\mathrm { 1 H } }$ however suffered from a divergence in one training instance, showing its potential instability. The traditional cross entropy H fails to converge when the output is presented in a different order in each iteration. Hausdorff distance failed to converge in all cases. ", + "bbox": [ + 173, + 445, + 825, + 516 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We next measured the rate of the successful reconstruction among the entire dataset. The “successful reconstruction” is defined as follows: Recall that every data point is a discrete binary vector in the 8-Puzzle dataset while the output of the network is a continuous $N \\times F$ matrix of reals between 0 and 1. Therefore, we round the output of the network to $0 / 1$ and directly compare the result with the input. If every object vector in a set is matched by some of the output object vector, then it is counted as a success. Similar results were obtained in Table 6: SH and $A _ { \\mathrm { 1 H } }$ both succeeded to achieve a high success rate, while other two metrics completely failed. (We rerun the experiment, therefore the divergence of $A _ { \\mathrm { 1 H } }$ in the previous experiment did not happen this time.) ", + "bbox": [ + 174, + 532, + 825, + 645 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Finally, to address the claim that the network is able to learn from the dataset with the variable set size, we performed an experiment which applies the dummy-vector scheme (Sec. 3). In this experiment, we modified the dataset to model such a scenario by randomly dropping one to five elements out of 9 elements. The maximum number of elements is 9. The dropping scheme is specified as follows: Out of the 5000 states generated in total (including the training / testing dataset), approximately half of the states have 9 tiles, $1 / 4$ of the states have 8 tiles, ... and $1 / 2 ^ { 5 }$ of the states have 5 tiles. The elements to drop are selected randomly. ", + "bbox": [ + 173, + 650, + 825, + 748 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The results in Table 3 shows that the training with our proposed SH loss function achieves the best success ratio for the reconstruction. The reconstruction includes the dummy vectors, indicating that the network is able to represent not only the elements in the set but also the number of the missing elements. ", + "bbox": [ + 174, + 756, + 825, + 810 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "BLOCKSWORLD ", + "text_level": 1, + "bbox": [ + 176, + 829, + 285, + 842 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In order to test the reconstruction ability for the more complex feature vectors, we prepared a photorealistic Blocksworld dataset (Fig. 2) which contains the blocks world states rendered by Blender 3D engine. There are several cylinders or cubes of various colors and sizes and two surface materials (Metal/Rubber) stacked on the floor, just like in the usual STRIPS (McDermott, 2000) Blocksworld domain. In this domain, three actions are performed: move a block onto another stack or on the ", + "bbox": [ + 174, + 854, + 823, + 924 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/71e0f55d1620ebd73059c8cdd594066ef609b60243f515c7471f0c13b8d676ff.jpg", + "table_caption": [ + "Table 2: The summary of the success rate for the 10 runs of 16 training scenarios. Best results in bold. SH and $A _ { \\mathrm { 1 H } }$ both succeeded to reconstruct the binary vectors in the 8 puzzles. The traditional cross entropy $\\mathrm { H }$ and the Hausdorff distance $\\mathcal { H } _ { \\mathrm { 1 H } }$ both failed to reconstruct the binary vectors. " + ], + "table_footnote": [], + "table_body": "
Reconstruction success ratio in 1O runs
BestWorst
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.000.000.00 1.000.00 1.000.00 1.000.00 1.000.000.00 1.00
A1H1.00 1.001.001.001.000.891.00
H1H0.001.00 0.001.00 0.000.000.001.00 0.001.00
Median0.000.00
Mean
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.000.000.000.000.000.000.000.00
1.001.001.001.001.001.000.991.00
A1H1.001.001.001.001.001.001.001.00
H1H0.000.000.000.000.000.000.000.00
", + "bbox": [ + 173, + 165, + 825, + 383 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/8899402d779c467513b20ea21f564ad07da899f6a854515dfaacaf9ecf1648d6.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
BestWorst
Target orderingFixedRandomFixedRandom
Input ordering HFixedRandom 0.49Fixed 0.05Random 0.56Fixed Random 0.00Fixed 0.00Random 0.00
SH0.03 0.620.63 0.650.650.520.00 0.540.570.54
A1H0.620.62 0.600.590.520.090.510.50
H1H0.000.00 0.000.000.000.000.000.00
Median
Mean
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.000.120.000.27 0.600.010.170.010.31
0.570.590.600.580.590.610.60
A1H0.590.570.570.560.580.530.570.56
H1H0.000.000.000.000.000.000.000.00
", + "bbox": [ + 173, + 573, + 825, + 791 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Table 3: The summary of the success rate for the 10 runs of 16 training scenarios, where the size of the set randomly varies from 4 to 9 in the dataset. Best results in bold. The proposed SH achieved the best success rate overall, $A _ { \\mathrm { 1 H } }$ comes next, the traditional cross entropy H and the Hausdorff distance $\\mathcal { H } _ { \\mathrm { 1 H } }$ both failed in most cases. ", + "bbox": [ + 173, + 801, + 826, + 857 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "floor, and polish/unpolish a block i.e. change the surface of a block from Metal to Rubber or vice versa. All actions are applicable only when the block is on top of a stack or on the floor. The latter actions allow changes in the non-coordinate features of the object vectors. ", + "bbox": [ + 174, + 103, + 826, + 146 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/09351ae45682a7d923d743633b809545fbd514d2ae281a9d1fd815680b936744.jpg", + "image_caption": [ + "Figure 2: An example Blocksworld transition. Each state has a perturbation from the jitter in the light positions and the ray-tracing noise. Objects have the different sizes, colors, shapes and surface materials. Regions corresponding to each object in the environment are extracted according to the bounding box information included in the dataset generator output, but is ideally automatically extracted by object recognition methods such as YOLO (Redmon et al., 2016). Other objects may intrude the extracted regions. " + ], + "image_footnote": [], + "bbox": [ + 238, + 159, + 759, + 267 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The dataset generator produces a $3 0 0 { \\bf x } 2 0 0$ RGB image and a state description which contains the bounding boxes (bbox) of the objects. Extracting these bboxes is a object recognition task we do not address in this paper, and ideally, should be performed by a system like YOLO (Redmon et al., 2016). We resized the extracted image patches in the bboxes to $3 2 \\mathrm { x } 3 2 $ RGB, compressed it into a feature vector of 1024 dimensions with a convolutional autoencoder, then concatenated it with the bbox $( x _ { 1 } , y _ { 1 } , x _ { 2 } , y _ { 2 } )$ which is discretized by 5 pixels and encoded as 1-hot vectors (60/40 categories for $x / y$ -axes), resulting in 1224 features per object. The generator is able to enumerate all possible states (80640 states for 5 blocks and 3 stacks). We used 2250 states as the training set and 250 states as the test set. ", + "bbox": [ + 173, + 381, + 825, + 507 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We also verified the results qualitatively. Some reconstruction results are visualized in Fig. 3. These visualizations are generated by pasting the image patches decoded from the first 1024 axes of the reconstructed 1224-D feature vectors in a position specified by the reconstructed bounding box in the last 200 axes. ", + "bbox": [ + 174, + 513, + 825, + 569 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/36bd489d80a23c2c865b7bfa875dbe31fc71805eb00bff0d0203cec34da36a8a.jpg", + "image_caption": [ + "Figure 3: The visualizations of the Blocksworld state input (left), its reconstruction (middle) and their pixel-wise difference (right). From the left, each three columns represent (a) the traditional cross entropy H, (b) Set Cross Entropy SH, (c) directed set average of the cross entropy $A _ { \\mathrm { 1 H } }$ and (d) the directed Hausdorff measure of the cross entropy $\\mathcal { H } _ { \\mathrm { 1 H } }$ . The proposed (b) Set Cross Entropy correctly reconstructs the input. " + ], + "image_footnote": [], + "bbox": [ + 197, + 590, + 821, + 796 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Results in Table 4 shows that the training with SH and $A _ { \\mathrm { 1 H } }$ achieved a better test error compared to the other metrics. ", + "bbox": [ + 174, + 895, + 823, + 922 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/cbffbc4db8e0efce280ce9c47df8b3e8525d0bc13167665550617edce087456b.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Best test error in 1O runs (measured by SH) Random
Target orderingFixed
Input orderingFixedRandomFixedRandom
H3360.223360.263425.893434.60
SH3253.703260.043251.323252.71
A1H3258.843251.743261.133264.82
H1H3409.583410.773415.183373.22
", + "bbox": [ + 285, + 101, + 714, + 203 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Table 4: The best results of 10 runs. Both SH and $A _ { \\mathrm { 1 H } }$ successfully converged below the sufficient accuracy. ", + "bbox": [ + 174, + 213, + 821, + 242 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In Table 5, as another metric with the more intuitive sense, we measure the difference between the visualization results of the input and the output (as shown in Fig. 3) by the Root Mean Squared Error of the pixel values averaged over RGB, pixels and the dataset. Each pixel is represented in the $[ 0 , 1 ]$ range (closed set of reals between 0 and 1), thus the 0.1 on the table means that pixels differ by 0.1 on average. ", + "bbox": [ + 173, + 268, + 825, + 338 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/a27328f6b0b3fd567c67c01c78c8f2fe24ba8597a3521821343765fe36660ba0.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
RMSE between the visualized image
FixedRandom
Target ordering Input orderingFixedRandomFixedRandom
H0.100.100.150.15
SH0.080.080.070.08
A1H0.080.100.080.08
H1H0.140.150.160.15
", + "bbox": [ + 305, + 353, + 691, + 454 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Table 5: The best results of 10 runs. Both SH and $A _ { \\mathrm { 1 H } }$ successfully converged below the sufficient accuracy. ", + "bbox": [ + 173, + 464, + 825, + 494 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.2 RULE LEARNING ILP TASKS ", + "text_level": 1, + "bbox": [ + 176, + 520, + 415, + 535 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The purpose of this task is to learn to generate the prerequisites (body) of the first-order-logic horn clauses from the head of the clause. Unlike the previous tasks, this task is not an autoencoding task. The bodies are considered as a set because the order of the terms inside a body does not matter for the clause to be satisfied. ", + "bbox": [ + 174, + 546, + 825, + 603 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The main purpose of this experiment is to show the effectiveness of our approach on set generation, not to demonstrate a more general neural theorem proving system. An interesting avenue of future work is to see how our approach can help the existing work on neural theorem proving. ", + "bbox": [ + 174, + 609, + 825, + 652 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We used a Countries dataset (Bouchard et al., 2015) that contains 163 countries and trained the models for $n$ -hop neighbor relations. For example, for $\\begin{array} { r l r l } { n } & { { } = } & { 2 } \\end{array}$ , given a head neighbor2(austria, germany, belgium) as an input, the task is to predict the body {neighborOf(austria, germany), neighborOf(germany, belgium)}, which is a set of two terms. This is a weaker form of a more general backward chaining used in Neural Theorem Proving (Rocktaschel ¨ & Riedel, 2017) because the output does not contain free variables. ", + "bbox": [ + 174, + 659, + 825, + 742 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In the $n$ -neighbor scenario, the input is a $2 + 1 6 3 ( n + 1 )$ -dimensional vector, which consists of a one-hot label of 2 categories for the predicate of the head, and $n + 1$ one-hot labels of 163 categories for the arguments of the head. For example, a head neighbor2(austria, germany, belgium) spends 2 dimensions for identifying the predicate neighbor2, and three 1-hot vectors of 163 categories for representing austria,germany,belgium. The output is a $n \\times 3 2 8$ matrix, where each row represents a binary predicate $( 3 2 8 ~ = ~ 2 + 2 ~ { \\cdot } ~ 1 6 3 )$ . This is again because the answer is {neighborOf(austria, germany), neighborOf(germany, belgium)}: There are 2 elements in the set, thus the output is a $2 \\times 3 2 8$ matrix. Each element uses 2 dimensions for identifying the predicate head neighborOf and two 1-hot vectors of 163 categories for the arguments (e.g. austria and germany). ", + "bbox": [ + 174, + 748, + 825, + 888 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We trained the network with the neighbor- $^ n$ datasets ranging from $n = 2$ to $n = 5$ (see the result table for the detailed domain characteristics). The softmax output of the network is parsed back to the symbolic representation by selecting the index that gives the maximum probability, then compared against the test examples as a set. We counted the ratio of the clauses across the test set where every body term matches against one of the output terms. The output data (body terms) may have an arbitrary ordering, and we have another variant similar to the previous experiment: In the randomized body order dataset, the dataset is repeated 5 times, while the ordering of the terms inside each body is randomly shuffled. ", + "bbox": [ + 174, + 895, + 823, + 924 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 823, + 186 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Table 6 shows that the network with Set Cross Entropy achieved the best accuracy, set average generally comes in the second and the traditional cross entropy struggles. This trend was observed not only in the the randomized-body-ordering dataset, which observes the same body in a different order in each iteration, but also in the fixed-body-ordering dataset. This shows that the Set Cross Entropy relaxes the search space by adding more global minima and making the training easier. ", + "bbox": [ + 174, + 194, + 825, + 263 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5 DISCUSSION ", + "text_level": 1, + "bbox": [ + 176, + 286, + 310, + 303 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Vinyals et al. (2016) repeatedly emphasized the advantage of limiting the possible equivalence classes of the outputs by engineering the training data for solving the combinatorial problems. For example, they pre-sorted the training example for the Delaunay triangulation (set of triangles) by the lexicographical order and trained an LSTM model with the standard cross entropy (Vinyals et al., 2015). However, this is an ad-hoc method that depends on the particular domain knowledge and, as we have shown, the difficulty of learning such an output was caused by the loss function that considers the ordering. Moreover, we showed that the standard cross entropy and the set average metrics are the less tighter upper bound of the proposed Set Cross Entropy and also that it empirically outperforms the standard cross entropy in the theory learning task, even if a specific ordering is imposed on the output. ", + "bbox": [ + 174, + 319, + 825, + 458 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "One limitation of the current approach is that the set cross entropy contains a double-loop, therefore takes $O ( N ^ { 2 } )$ runtime for a set of $N$ objects. However, unlike the algorithm proposed in Probst (2018), which uses a sequential Gale-Shapley algorithm which also uses $O ( N ^ { 2 } )$ runtime, our loss function can be efficiently implemented on GPUs because it consists of a simple combination of logsumexp and summation. ", + "bbox": [ + 174, + 465, + 825, + 535 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Still, improving the runtime complexity is an important direction for future work because the other set reconstruction tasks, including 3D point clouds datasets like Shapenet (Chang et al., 2015), may contain a much larger number of elements in each set. A promising candidate for tacking this difficulty is to combine Set Cross Entropy with Approximate $k$ -Nearest Neighbor (Indyk & Motwani, 1998) methods, especially the Locality Sensitive Hashing (Wang et al., 2016, LSH). LSH can preprocess and divide the target output $X$ into the subsets within a certain radius and we can limit the inner loop to each subset. The resulting method can be seen as the midpoint of Set Cross Entropy and set average because set average (Eq.9) is the special case of this extension that uses the nearest neighbor $( \\operatorname* { m i n } _ { y \\in Y } H ( x , y ) )$ and worked reasonably well in the tasks evaluated in this paper. The main obstacle for this approach would be to extend Set Cross Entropy to a metric variant that satisfies the metric axioms (non-negativity, identity, symmetry, the triangular inequality) that is required for LSH methods in general. One candidate in this direction is a variant of Jensen-Shannon divergence called S2JSD (Endres & Schindelin, 2003), which satisfies the metric axioms and has a LSH method (Mao et al., 2017). ", + "bbox": [ + 174, + 541, + 825, + 736 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Another direction for future work is to use the Long Short Term Memory (Hochreiter & Schmidhuber, 1997) for handling the sets without imposing the shared upper bound on the number of elements in a set, which has been already explored in the literature (Vinyals et al., 2015; 2016). Since our approach is agnostic to the type of the neural network, they are orthogonal to our approach. ", + "bbox": [ + 174, + 743, + 823, + 799 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "6 CONCLUSION ", + "text_level": 1, + "bbox": [ + 176, + 820, + 318, + 837 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "In this paper, we proposed Set Cross Entropy, a measure that models the likelihood between the sets of probability distributions. When the output of the neural network model can be naturally regarded as a set, Set Cross Entropy is able to relax the search space by making the permutations of a global minima also the global minima, and makes the training easier. This is in contrast to the existing approaches that try to correct the ordering of the output by learning a permutation matrix, or an ad-hoc methods that reorder the dataset using the domain-specific expert knowledge. Training based on the Set Cross Entropy is also robust against the dataset which contains vectors whose internal ordering may change time to time in an arbitrary manner. We demonstrated the effectiveness of the approach by comparing Set Cross Entropy against the normal cross entropy, as well as the other set-based metrics such as Hausdorff distance or set average (Chamfer) distance. set average distance was shown to upper-bound Set Cross Entropy, and while it performed comparably well in the object reconstruction task, it was outperformed by Set Cross Entropy in the rule learning task. Training a neural network with Hausdorff distance turned out to be particularly hard, and it failed in many scenarios, showing that it is not suitable as a loss function for the set reconstruction tasks considered in this paper. ", + "bbox": [ + 174, + 853, + 823, + 924 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/dd34965d221808a5a04e447a72e7c0558510c7fc80f59ab6b3c914768c11efd7.jpg", + "table_caption": [], + "table_footnote": [ + "Table 6: The summary of the rule learning task, 10 runs. " + ], + "table_body": "
The rate of correct answering on the test set,10 runs
n = 2, neighbor2(a,b,c):-neighborOf(a,b), neighborOf(b,c) Dataset: 2858 ground clauses; Training: 2250 clauses; Test: 250 clauses.
Target orderingFixedRandom
Best 0.32Worst 0.23Median 0.29Mean 0.28Best 0.36Worst 0.25Median 0.31Mean 0.31
H SH0.960.900.910.920.940.880.910.91
A1H0.910.790.860.860.940.720.880.87
H1H0.870.660.820.800.850.660.830.81
n = 3, neighbor3(a,b,c,d):-..
Target orderingDataset: 11000 ground clauses; Training: 2250 clauses; Test: 250 clauses.
FixedRandom
BestWorstMedianMeanBestWorst 0.06MedianMean
H0.100.040.060.060.100.070.07
SH0.720.550.610.620.700.530.660.64
A1H0.61 0.550.52 0.310.550.560.600.530.570.57
H1H0.440.440.570.370.430.45
Target orderingn =4,neighbor4(a,b,c,d,e):-..
Dataset: 39878 ground clauses; Training: 2250 clauses; Test: 250 clauses.
BestWorstFixed MedianMeanBestRandom WorstMedianMean
H0.020.000.010.010.03 0.000.020.02
SH0.380.240.330.320.360.28 0.320.32
A1H0.330.220.270.260.340.22 0.260.26
H1H0.220.120.180.180.240.13 0.180.18
n = 4, neighbor4(a,b,c,d,e):-... Dataset: 39878 ground clauses; Training: 90o0 clauses; Test: 1000 clauses.
Target ordering HFixedRandom
BestWorstMedianMeanBestWorst MedianMean
0.040.030.040.030.040.02 0.030.03
0.870.810.820.830.860.77 0.820.82
SH0.770.760.790.590.730.72
A1H0.81 0.500.710.420.41
H1H0.120.400.37 n = 5, neighbor5(a,b,c,d,e,f):-...0.530.24
Target ordering HDataset: 137738 ground clauses; Training: 2250 clauses; Test: 250 clauses.FixedRandom
BestWorstMedianMeanBestWorstMedian Mean
0.000.000.000.000.010.00 0.000.00
SH0.170.10 0.110.120.150.060.110.11
A1H0.130.06 0.100.100.130.060.110.10
H1H0.060.01 0.040.040.060.040.050.05
n = 5, neighbor5(a,b,c,d,e,f):-...
Target orderingDataset: 137738 ground clauses; Training: 9000 clauses; Test: 1000 clauses.
FixedRandom
HBest WorstMedian 0.00Mean 0.00Best 0.01WorstMedian 0.01Mean 0.01
SH0.010.000.00 0.500.55
A1H0.65 0.530.52 0.460.55 0.480.56 0.480.600.56 0.500.50
0.560.46
H1H0.200.040.110.110.18 0.070.130.13
", + "bbox": [ + 173, + 155, + 825, + 847 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 104, + 825, + 242 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "REFERENCES ", + "text_level": 1, + "bbox": [ + 174, + 263, + 285, + 279 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Ryan Prescott Adams and Richard S Zemel. Ranking via Sinkhorn Propagation. arXiv preprint arXiv:1106.1925, 2011. \nMasataro Asai and Alex Fukunaga. Classical Planning in Deep Latent Space: Bridging the SubsymbolicSymbolic Boundary. In Proc. of AAAI Conference on Artificial Intelligence, 2018. URL https: //www.aaai.org/ocs/index.php/AAAI/AAAI18/paper/view/16302. \nGuillaume Bouchard, Sameer Singh, and Theo Trouillon. On Approximate Reasoning Capabilities of Low-Rank Vector Spaces. AAAI Spring Syposium on Knowledge Representation and Reasoning (KRR): Integrating Symbolic and Neural Approaches, 2015. \nAngel X. 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", + "bbox": [ + 169, + 275, + 826, + 926 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "", + "bbox": [ + 171, + 98, + 826, + 688 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "APPENDIX ", + "text_level": 1, + "bbox": [ + 176, + 707, + 263, + 722 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "6.1 NETWORK MODEL FOR 8 PUZZLE ", + "text_level": 1, + "bbox": [ + 176, + 736, + 449, + 751 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "As mentioned in the earlier sections, the network has a permutation invariant encoder and the fullyconnected decoder. ", + "bbox": [ + 176, + 762, + 823, + 790 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "The input to the network is a $9 \\times 1 5$ matrix, where the first dimension represents the objects and the second dimension represents the features of each object. The encoder has two 1D convolution layers of 1000 neurons with filter size 1, modeling the element-wise network $\\rho$ . The output of these layers is then aggregated by taking the sum of the first dimension. The result is then fed to two another fully-connected layers of width 1000, which maps to the latent layer of 100 neurons. All encoder layers are activated by ReLU. The latent representation is regularized and activated by Gumbel-Softmax Maddison et al. (2017); Jang et al. (2017) as the input is a categorical model. ", + "bbox": [ + 174, + 796, + 825, + 890 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "The decoder consists of three fully-connected layers with dropout and batch normalization as shown below: ", + "bbox": [ + 176, + 896, + 823, + 922 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "fc(1000), relu, batchnorm, dropout(0.5), fc(1000), relu, batchnorm, dropout(0.5), dense(135), reshape $( 9 \\times 1 5 )$ ", + "bbox": [ + 362, + 101, + 635, + 142 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "The last layer is then split into $9 \\times 9 , 9 \\times 3 , 9 \\times 3$ matrices and separately activated by softmax, reflecting the input dataset (Fig. 1). ", + "bbox": [ + 173, + 155, + 823, + 183 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6.2 NETWORK MODEL FOR BLOCKSWOLRD ", + "text_level": 1, + "bbox": [ + 176, + 204, + 491, + 219 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "The same network as the 8-puzzle was used, except that the input and the output is a $5 \\times 1 2 2 4$ matrix. The activations of the last layer is different: The first 1024 features are activated by a sigmoid function, while the 200 features are divided into 40, 60, 40, 60 dimensions (for the one-hot bounding box information) and are separately activated by softmax. ", + "bbox": [ + 174, + 231, + 825, + 286 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6.3 FEATURE EXTRACTION FOR BLOCKSWORLD ", + "text_level": 1, + "bbox": [ + 174, + 308, + 522, + 321 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "The 32x32 RGB image patches in the Blocksworld states are compressed into the feature vectors that are later used as the input. The image features are learned by a convolutional autoencoder depicted in Fig. 4 and Fig. 5. ", + "bbox": [ + 174, + 334, + 825, + 376 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Input $3 2 \\times 3 2 \\times 3 )$ , \nGaussianNoise(0.1), \nconv2d(filte ${ = } 1 6$ , kerne $\\mathsf { 1 { = } 3 \\times 3 , }$ ), \nrelu, \nMaxPooling ${ \\mathfrak { Q } } ( 2 \\times 2 )$ , \nconv2d(filte ${ = } 1 6$ , kerne $\\mathrm { { \\Omega } | = 3 \\times 3 . }$ ,), \nrelu, \nMaxPooling $2 { \\mathrm { d } } ( 2 \\times 2 )$ , \nconv2d(filte ${ = } 1 6$ , kernel $\\mathrm { = 3 \\times 3 }$ ,), \nsigmoid ", + "bbox": [ + 385, + 392, + 616, + 532 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Figure 4: The implementation of the encoder for feature selection, which outputs a $8 \\times 8 \\times 1 6$ tensor. ", + "bbox": [ + 171, + 544, + 823, + 559 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Input(8 × 8 × 16), \nconv2d(filte ${ = } 1 6$ , kernel=3 × 3,), \nrelu, \nUpSampling2d $( 2 \\times 2 )$ , \nconv2d(filte ${ = } 1 6$ , kerne $\\mathrm { = } 3 \\times 3 ,$ ,), \nrelu, \nUpSampling $2 { \\mathrm { d } } ( 2 \\times 2 )$ , \nconv2d(filte ${ = } 1 6$ , kernel $= 3 \\times 3 .$ ,), \nrelu, \nfc(3072), \nsigmoid, \nreshape $( 3 2 \\times 3 2 \\times 3 )$ ", + "bbox": [ + 382, + 588, + 617, + 757 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6.4 NETWORK MODEL FOR RULE LEARNING ", + "text_level": 1, + "bbox": [ + 176, + 815, + 498, + 830 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We removed the encoder and the latent layer from the above models, and connected the input directly to the decoder. While the decoder has the same types of layers, the width is shrinked to 400. In the $_ n$ - neighbor scenario, the input is a $2 + 1 6 3 ( n + 1 )$ vector, which consists of a one-hot label of 2 categories for the predicate of the head, and $n + 1$ one-hot labels of 163 categories for the arguments of the head. 163 categories corresponds to the number of countries in the Countries dataset (Bouchard et al., 2015). The output is a $[ n , 3 2 8 ]$ matrix, where each row represents a binary predicate $3 2 8 = 2 + 2 \\cdot 1 6 3$ ). ", + "bbox": [ + 173, + 843, + 825, + 924 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6.5 EXAMPLE APPLICATION OF THE PERMUTATION-INVARIANT REPRESENTATION & RECONSTRUCTION ", + "text_level": 1, + "bbox": [ + 173, + 103, + 772, + 131 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "To address the practical utility of “set reconstruction” or “set autoencoding”, we added a new experiment. We modified Latplan (Asai & Fukunaga, 2018) neural-symbolic classical planning system, a system that operates on a discrete symbolic latent space of the real-valued inputs and runs Dijkstra $\\mathrm { \\Phi _ { s / A ^ { * } } }$ search using a state-of-the-art symbolic classical planning solver. We modified Latplan to take the set-of-object-featurevector input rather than images. It is a high-level task planner (unlike motion planning / actuator control) that has implications on robotic systems, which perceives a set of inputs already preprocessed by the external system. For example, the image input is first fed into Object Recognition system (e.g. YOLO, (Redmon et al., 2016)) and the planner receives a set of feature vectors extracted from the image patches segmented from the raw image, rather than feeding the image input directly to the planning system. ", + "bbox": [ + 174, + 143, + 825, + 265 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Latplan system learns the binary latent space of an arbitrary raw input (e.g. images) with a GumbelSoftmax variational autoencoder, learns a discrete state space from the transition examples, and runs a symbolic, systematic search algorithm such as Dijkstra or $\\mathbf { A } ^ { * }$ search which guarantee the optimality of the solution. Unlike RL-based planning systems, the search agent does not contain the learning aspects. The discrete plan in the latent space is mapped back to the raw image visualization of the plan execution, which requires the reconstruction capability of (V)AE. A similar system replacing Gumbel Softmax VAE with Causal InfoGAN was later proposed (Kurutach et al., 2018). ", + "bbox": [ + 174, + 271, + 825, + 364 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "We replaced Latplan’s Gumbel-Softmax VAE with our autoencoder used in the 8-Puzzle and the Blocksworld experiments (Appendix, Sec. 6.1,Sec. 6.2). Our autoencoder also uses Gumbel Softmax in the latent layer, but it uses (Zaheer et al., 2017) encoder and is trained with Set Cross Entropy. ", + "bbox": [ + 176, + 371, + 825, + 411 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "When the network learned the representation, it guarantees that the planner finds a solution because the search algorithm being used (e.g. Dijkstra) is a complete, systematic, symbolic search algorithm, which guarantees to find a solution whenever it is reachable in the state space. If the network cannot learn the permutation-invariant representation, the system cannot solve the problem and/or return the humancomprehensive visualization. This makes the specific permutation-invariant representation using (Zaheer et al., 2017) and the proposed Set Cross Entropy necessary when the input is given as a set of future vectors. ", + "bbox": [ + 174, + 417, + 825, + 511 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "8 PUZZLE ", + "text_level": 1, + "bbox": [ + 174, + 530, + 243, + 545 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "First, the training was performed on a dataset in which the object vector ordering is randomized. The autoencoder compresses the $1 5 \\times 9 = 1 3 5$ -bit binary representation (object vectors) into a permutationinvariant 100-bit discrete latent binary representation. We provided 5000 states for training the autoencoder, while the search space consists of $3 6 2 8 8 0 ( = 9 ! )$ states and 967680 transitions. ", + "bbox": [ + 174, + 556, + 823, + 609 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Note that each state have 9! variations due to the permutations in the order the tiles and the locations are reported. This also increases the number of transition quadratically $( ( 9 ! ) ^ { 2 } ,$ ). ", + "bbox": [ + 171, + 617, + 821, + 643 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "We generated 40 problem instances of 8-puzzle each generated by a random walk from the goal state. 40 instances consist of 20 instances each generated by a 7-steps random walk and another 20 by 14 steps. We solved 40 instances using Fast Downward classical planner Helmert (2004) with blind heuristics in order to remove the effect of heuristics. ", + "bbox": [ + 174, + 651, + 825, + 704 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "We compared the number of problems successfully solved by two variations of Latplan where each uses the autoencoder trained with Set Average and Set Cross Entropy, respectively, for encoding the input into binary latent space. Both version managed to solve all instances because both Set Average and Set Cross Entropy managed to train the AE from 5000 examples with a sufficient accuracy. All solutions were correct (checked manually). Since the search algorithm being used is optimal, the quality of the solution was also identical. ", + "bbox": [ + 174, + 710, + 825, + 790 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "BLOCKSWORLD ", + "text_level": 1, + "bbox": [ + 176, + 811, + 285, + 824 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "We solved 30 planning instances in a 4-blocks, 3-stacks environment. The instances are generated by taking a random initial state and choosing a goal state by the 3, 7, or 14 steps random walks (10 instances each). The correctness of the plans are again checked manually. The same planner configuration was used for all instances. ", + "bbox": [ + 176, + 837, + 823, + 888 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "The search space consists of 5760 states and 34560 transitions, and each state have 4! variations due to permutations of 4 blocks. We provided 1000 randomly selected states for training the autoencoder. ", + "bbox": [ + 176, + 896, + 823, + 922 + ], + "page_idx": 14 + }, + { + "type": "image", + "img_path": "images/621af72adc23d14c4b28f2afa847ccd90aaba22caeaa51c7890c8dc90150fe21.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 504, + 132, + 808, + 210 + ], + "page_idx": 15 + }, + { + "type": "image", + "img_path": "images/75a2ab5601ad767c6e9f8540ba5250aa4daa56431c7aa98b701962e33e106c96.jpg", + "image_caption": [ + "Figure 6: (Left) An example plan in a set-of-object-vector form, decoded from its binary latent representation using the permutation-invariant autoencoder (the plan is executed from top to bottom). (Right) Its visualization using the tile images (taken from MNIST) pasted onto a black canvas (The plan is executed from left to right, top to bottom). " + ], + "image_footnote": [], + "bbox": [ + 321, + 99, + 361, + 239 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "We compared the number of problems successfully solved by Latplan between two variations of Latplan using the autoencoder trained with Set Average and Set Cross Entropy, respectively. For the total of 30 instances, both Latplan $\\mathbf { \\Gamma } _ { \\mathrm { + } \\mathrm { S e t } }$ Avg and Latplan $\\mathrm { \\mathbf { \\Omega } _ { 1 + } S C E }$ returned plans, however the plans returned by Latplan $+ \\mathrm { S e t }$ Avg were correct in 11 instnaces, while Latplan $+ \\mathrm { S C E }$ returned 14 correct instances (Details in Table 7). ", + "bbox": [ + 173, + 332, + 825, + 400 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "As the autoencoder trained by Set Average had larger reconstruction error, it sometimes fails to capture the essential feature of the input, causing the system to return an invalid plan. The common error was changing the surface of the blocks or swapping the blocks without a proper action needed, e.g., moving more than two blocks, move a block and polish another block in a single time step, etc. ", + "bbox": [ + 174, + 406, + 825, + 460 + ], + "page_idx": 15 + }, + { + "type": "table", + "img_path": "images/af8f0e4e5850775429ddb36165efef05815ff31ea8c7d4268abd7f98aa37333f.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Random walk steps used for generatingThe number of solved instances (out of 1O instances each)
the problem instances 3SH 7A1H
757
1423 1
", + "bbox": [ + 269, + 472, + 728, + 559 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Table 7: The number of instances solved by Latplan using a VAE trained by Set Cross Entropy (SH) and Set Average $( A _ { \\mathrm { 1 H } } )$ of the cross entropy. ", + "bbox": [ + 173, + 569, + 820, + 598 + ], + "page_idx": 15 + }, + { + "type": "image", + "img_path": "images/8ba3e2e46c6bf7824e4d4dc9ec46040ccb6752bb7ce3d291eb7c35f19250d5fc.jpg", + "image_caption": [ + "Figure 7: An example of a problem instance. (Left) The initial state. (Right) The goal state. The planner should unpolish a green cube and move the blocks to the appropriate goal position, while also following the environment constraint that the blocks can move or polished only when it is on top of a stack (including the floor itself). " + ], + "image_footnote": [], + "bbox": [ + 184, + 101, + 813, + 262 + ], + "page_idx": 16 + }, + { + "type": "image", + "img_path": "images/d214f9d772dd434b77e9fc7edc737ca9a81a6bc3f275ee4b4bd28d9e65470826.jpg", + "image_caption": [ + "Figure 8: An example of a successful plan execution, returned by Latplan using the AE trained by the proposed Set Cross Entropy method. The AE is used for encoding the object-vector input into a binary space that is suitable for Dijkstra search. While the problem was generated by a 7-step random walk from the goal state, Latplan found a shorter, optimal solution because of the underlying optimal search algorithm (Dijkstra). " + ], + "image_footnote": [], + "bbox": [ + 174, + 354, + 812, + 436 + ], + "page_idx": 16 + }, + { + "type": "image", + "img_path": "images/f572f98df02b28786a8c75a1f25032d11fb5dcb3e568bb008dc8aef13cf8bee5.jpg", + "image_caption": [ + "Figure 9: The decoded solution found by Latplan for the same instance, where the AE is trained by SetAverage, which had a higher mean square error for the reconstruction. As a result, not only the initial state is invalid, but also, at the second step, two blocks are simultaneously moved in a single action, which is an invalid state transition. " + ], + "image_footnote": [], + "bbox": [ + 174, + 541, + 812, + 623 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "6.6 ENTIRE PLANNING RESULTS ", + "bbox": [ + 174, + 103, + 415, + 118 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "8 PUZZLE ", + "text_level": 1, + "bbox": [ + 174, + 183, + 245, + 195 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Problem 000, generated by 007 steps ", + "bbox": [ + 383, + 260, + 614, + 273 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Set Cross Entropy ", + "bbox": [ + 279, + 280, + 395, + 292 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Set Average ", + "bbox": [ + 612, + 280, + 691, + 292 + ], + "page_idx": 17 + }, + { + "type": "image", + "img_path": "images/b533e76a8166b1bcd96591fcd3155d0651aae1131c57552893c9bdeef0cfef2b.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 246, + 303, + 429, + 515 + ], + "page_idx": 17 + }, + { + "type": "image", + "img_path": "images/8cd055bb3c857e664b2ce6fc4b17d9a86e1b1c1fab8968486d31393c7896bde6.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 560, + 303, + 741, + 513 + ], + "page_idx": 17 + }, + { + "type": "image", + "img_path": "images/65b68b0d6270c02272c0086175aeec51cce99849439657de11a8afe5722fc783.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 246, + 525, + 429, + 584 + ], + "page_idx": 17 + }, + { + "type": "image", + "img_path": "images/200561cfd3550ec3cdd0d81f6b9e5b7a19387ecdabb9e451bc03f18bfd745163.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 560, + 525, + 745, + 585 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Problem 001, generated by 007 steps ", + "bbox": [ + 383, + 595, + 616, + 609 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Set Cross Entropy ", + "bbox": [ + 279, + 614, + 395, + 628 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Set Average ", + "bbox": [ + 614, + 616, + 691, + 628 + ], + "page_idx": 17 + }, + { + "type": "image", + "img_path": "images/49464716e7a49aa8f5a40ba4ca4fa6587fe42d7ba138d5acd521beeb3fbc066b.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 246, + 637, + 429, + 854 + ], + "page_idx": 17 + }, + { + "type": "image", + "img_path": "images/38c000c5c430fd8e3ef6cdede2df3d02d30995bbb4aa5ff2c5f8330392f5a54f.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 560, + 637, + 743, + 852 + ], + "page_idx": 17 + }, + { + "type": "image", + "img_path": "images/a7faedffd0129383f3799b78727071caab668178a96d8db70b82707f49f71c16.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 246, + 861, + 429, + 920 + ], + "page_idx": 17 + }, + { + "type": "image", + "img_path": "images/afa1295b431f3e2cdd1c5cb70f2bc73632cb777e6add85ba04480831e443682d.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 560, + 861, + 745, + 920 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Problem 002, generated by 007 steps ", + "bbox": [ + 383, + 104, + 614, + 118 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Set Cross Entropy ", + "bbox": [ + 279, + 125, + 395, + 137 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Set Average ", + "bbox": [ + 612, + 125, + 691, + 137 + ], + "page_idx": 18 + }, + { + "type": "image", + "img_path": "images/bfcf55cee186a63456ecbf66063d165805180c9007aa908824485b30d985fc74.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 246, + 145, + 429, + 359 + ], + "page_idx": 18 + }, + { + "type": "image", + "img_path": "images/51dc81a69abb12d71d4456f3271529a8f28cb54b9a84a33990cd898160f3228a.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 560, + 145, + 743, + 359 + ], + "page_idx": 18 + }, + { + "type": "image", + "img_path": "images/a5c0dc6d315af69fe2f75fca90d3853f8e717c19d190010a508cb48fe4bbd754.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 246, + 369, + 429, + 429 + ], + "page_idx": 18 + }, + { + "type": "image", + "img_path": "images/8e9989016de5755934e77009d3299c5791a832c4605304aaaadee9baa7a3b284.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 560, + 369, + 745, + 429 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Problem 003, generated by 007 steps ", + "bbox": [ + 382, + 439, + 614, + 454 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Set Cross Entropy ", + "bbox": [ + 279, + 460, + 395, + 473 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "Set Average ", + "bbox": [ + 614, + 460, + 691, + 473 + ], + "page_idx": 18 + }, + { + "type": "image", + "img_path": "images/496f8a5e955ccf51e9fb6ce96429b63e26b64bf62634d39e09102c09785505cc.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 246, + 482, + 429, + 696 + ], + "page_idx": 18 + }, + { + "type": "image", + "img_path": "images/10c41cf93842924a13e0d1fa969e42fee6dfa7a6e6cd44bd9dcd5c02cb202b62.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ 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The only requirement is that the target output examples are the", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 104, + 609, + 506, + 626 + ], + "spans": [ + { + "bbox": [ + 104, + 609, + 197, + 626 + ], + "score": 1.0, + "content": "probability vectors in", + "type": "text" + }, + { + "bbox": [ + 197, + 611, + 237, + 624 + ], + "score": 0.93, + "content": "[ 0 , 1 ] ^ { N \\times \\mathbf { \\overline { { F } } } }", + "type": "inline_equation" + }, + { + "bbox": [ + 238, + 609, + 506, + 626 + ], + "score": 1.0, + "content": ", which is easily addressed by an appropriate feature engineering", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 623, + 370, + 636 + ], + "spans": [ + { + "bbox": [ + 105, + 623, + 370, + 636 + ], + "score": 1.0, + "content": "including autoencoders with softmax or sigmoid latent activation.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 36.5 + }, + { + "type": "text", + "bbox": [ + 107, + 640, + 504, + 684 + ], + "lines": [ + { + "bbox": [ + 106, + 639, + 505, + 652 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 505, + 652 + ], + "score": 1.0, + "content": "We demonstrate the effectiveness of our approach in two object-set reconstruction tasks and the", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 651, + 505, + 663 + ], + "spans": [ + { + "bbox": [ + 106, + 651, + 505, + 663 + ], + "score": 1.0, + "content": "supervised theory learning tasks that learn to perform the backward chaining of the horn clauses.", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 662, + 505, + 674 + ], + "spans": [ + { + "bbox": [ + 105, + 662, + 505, + 674 + ], + "score": 1.0, + "content": "In particular, we show that the SCE objective is superior to the training using the other set distance", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 673, + 372, + 685 + ], + "spans": [ + { + "bbox": [ + 106, + 673, + 372, + 685 + ], + "score": 1.0, + "content": "metrics, including Hausdorff and set average (Chamfer) distances.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 40.5 + } + ], + "page_idx": 0, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 691, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 119, + 689, + 506, + 704 + ], + "spans": [ + { + "bbox": [ + 119, + 689, + 506, + 704 + ], + "score": 1.0, + "content": "1For example, the permutation-equivariant/invariant layers in Zaheer et al. 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Unlike popular approaches for encoding and decoding a set, our", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 141, + 243, + 469, + 255 + ], + "spans": [ + { + "bbox": [ + 141, + 243, + 469, + 255 + ], + "score": 1.0, + "content": "work does not rely on a carefully engineered network topology nor by any addi-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 253, + 470, + 267 + ], + "spans": [ + { + "bbox": [ + 141, + 253, + 470, + 267 + ], + "score": 1.0, + "content": "tional sequential algorithm. The proposed method, Set Cross Entropy, has a natural", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 264, + 469, + 277 + ], + "spans": [ + { + "bbox": [ + 141, + 264, + 469, + 277 + ], + "score": 1.0, + "content": "information-theoretic interpretation and is related to the metrics defined for sets.", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 276, + 470, + 288 + ], + "spans": [ + { + "bbox": [ + 141, + 276, + 470, + 288 + ], + "score": 1.0, + "content": "We evaluate the proposed approach in two object reconstruction tasks and a rule", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 286, + 198, + 300 + ], + "spans": [ + { + "bbox": [ + 141, + 286, + 198, + 300 + ], + "score": 1.0, + "content": "learning task.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 8.5, + "bbox_fs": [ + 141, + 210, + 470, + 300 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 317, + 206, + 330 + ], + "lines": [ + { + "bbox": [ + 105, + 316, + 208, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 316, + 208, + 333 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 107, + 342, + 505, + 441 + ], + "lines": [ + { + "bbox": [ + 106, + 343, + 505, + 354 + ], + "spans": [ + { + "bbox": [ + 106, + 343, + 505, + 354 + ], + "score": 1.0, + "content": "Sets are fundamental mathematical objects which appear frequently in the real-world dataset. How-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 352, + 506, + 367 + ], + "spans": [ + { + "bbox": [ + 104, + 352, + 506, + 367 + ], + "score": 1.0, + "content": "ever, there are only a handful of studies on learning a set representation in the machine learning", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 364, + 505, + 377 + ], + "spans": [ + { + "bbox": [ + 105, + 364, + 505, + 377 + ], + "score": 1.0, + "content": "literature. In this study, we propose a new objective function called Set Cross Entropy (SCE) to ad-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 375, + 505, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 375, + 505, + 388 + ], + "score": 1.0, + "content": "dress the permutation invariant set generation. SCE measures the cross entropy between two sets that", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 385, + 505, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 505, + 399 + ], + "score": 1.0, + "content": "consists of multiple elements, where each element is represented as a multi-dimensional probability", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 396, + 505, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 396, + 166, + 410 + ], + "score": 1.0, + "content": "distribution in", + "type": "text" + }, + { + "bbox": [ + 166, + 397, + 209, + 408 + ], + "score": 0.91, + "content": "[ 0 , 1 ] \\subset \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 209, + 396, + 505, + 410 + ], + "score": 1.0, + "content": "(a closed set of reals between 0,1). SCE is invariant to the object permu-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 406, + 505, + 421 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 505, + 421 + ], + "score": 1.0, + "content": "tation, therefore does not distinguish two vector representations of a set with the different ordering.", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 418, + 505, + 432 + ], + "spans": [ + { + "bbox": [ + 105, + 418, + 505, + 432 + ], + "score": 1.0, + "content": "The SCE is simple enough to fit in one line and can be naturally interpreted as a formulation of the", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 429, + 426, + 443 + ], + "spans": [ + { + "bbox": [ + 105, + 429, + 426, + 443 + ], + "score": 1.0, + "content": "log-likelihood maximization between two sets derived from a logical statement.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 18, + "bbox_fs": [ + 104, + 343, + 506, + 443 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 446, + 505, + 524 + ], + "lines": [ + { + "bbox": [ + 106, + 446, + 505, + 459 + ], + "spans": [ + { + "bbox": [ + 106, + 446, + 505, + 459 + ], + "score": 1.0, + "content": "The SCE loss trains a neural network in a permutation-invariant manner, and the network learns to", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 458, + 505, + 470 + ], + "spans": [ + { + "bbox": [ + 105, + 458, + 505, + 470 + ], + "score": 1.0, + "content": "output a set. Importantly, this is not to say that the neural network learns to represent a function", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 468, + 505, + 482 + ], + "spans": [ + { + "bbox": [ + 105, + 468, + 505, + 482 + ], + "score": 1.0, + "content": "that is permutation-invariant with regard to the input. The key difference in our approach is that we", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 480, + 505, + 492 + ], + "spans": [ + { + "bbox": [ + 106, + 480, + 505, + 492 + ], + "score": 1.0, + "content": "allow the network to output a vector representation of a set that may have a different ordering than", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 491, + 505, + 503 + ], + "spans": [ + { + "bbox": [ + 106, + 491, + 505, + 503 + ], + "score": 1.0, + "content": "the examples used during the training. 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Such scenarios assume", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 513, + 462, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 513, + 462, + 524 + ], + "score": 1.0, + "content": "that an output value at some index is matched against the target value at the same index.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 26, + "bbox_fs": [ + 105, + 446, + 505, + 524 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 529, + 504, + 585 + ], + "lines": [ + { + "bbox": [ + 105, + 528, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 505, + 542 + ], + "score": 1.0, + "content": "This characteristic is crucial in the tasks where the objects included in the supervised signals (train-", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 540, + 505, + 553 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 505, + 553 + ], + "score": 1.0, + "content": "ing examples for the output) do not have any meaningful ordering. For example, in the logic rule", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 551, + 504, + 563 + ], + "spans": [ + { + "bbox": [ + 106, + 551, + 504, + 563 + ], + "score": 1.0, + "content": "learning tasks, a first-order logic horn clause does not care about the ordering inside the rule body", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 562, + 503, + 575 + ], + "spans": [ + { + "bbox": [ + 106, + 562, + 374, + 575 + ], + "score": 1.0, + "content": "since logical conjunctions are invariant to permutations, e.g. father", + "type": "text" + }, + { + "bbox": [ + 374, + 562, + 503, + 574 + ], + "score": 0.83, + "content": "( \\mathsf { c } , \\mathsf { f } ) \\gets ( \\bar { \\mathsf { p a r e n t } } ( \\mathsf { c } , \\mathsf { f } ) \\wedge \\mathsf { m a l e } ( \\mathsf { f } ) )", + "type": "inline_equation" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 573, + 336, + 587 + ], + "spans": [ + { + "bbox": [ + 106, + 573, + 146, + 587 + ], + "score": 1.0, + "content": "and fathe", + "type": "text" + }, + { + "bbox": [ + 146, + 573, + 275, + 586 + ], + "score": 0.89, + "content": "\\cdot ( \\mathsf { c } , \\mathsf { f } ) \\gets ( \\mathsf { m a l e } ( \\mathsf { f } ) \\wedge \\mathsf { p a r e n t } ( \\mathsf { c } , \\mathsf { f } ) )", + "type": "inline_equation" + }, + { + "bbox": [ + 275, + 573, + 336, + 587 + ], + "score": 1.0, + "content": "are equivalent.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 32, + "bbox_fs": [ + 105, + 528, + 505, + 587 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 590, + 505, + 634 + ], + "lines": [ + { + "bbox": [ + 105, + 590, + 505, + 603 + ], + "spans": [ + { + "bbox": [ + 105, + 590, + 505, + 603 + ], + "score": 1.0, + "content": "To apply our approach, no special engineering of the network topology is required other than the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 601, + 505, + 614 + ], + "spans": [ + { + "bbox": [ + 105, + 601, + 505, + 614 + ], + "score": 1.0, + "content": "standard hyperparameter tuning. The only requirement is that the target output examples are the", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 104, + 609, + 506, + 626 + ], + "spans": [ + { + "bbox": [ + 104, + 609, + 197, + 626 + ], + "score": 1.0, + "content": "probability vectors in", + "type": "text" + }, + { + "bbox": [ + 197, + 611, + 237, + 624 + ], + "score": 0.93, + "content": "[ 0 , 1 ] ^ { N \\times \\mathbf { \\overline { { F } } } }", + "type": "inline_equation" + }, + { + "bbox": [ + 238, + 609, + 506, + 626 + ], + "score": 1.0, + "content": ", which is easily addressed by an appropriate feature engineering", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 623, + 370, + 636 + ], + "spans": [ + { + "bbox": [ + 105, + 623, + 370, + 636 + ], + "score": 1.0, + "content": "including autoencoders with softmax or sigmoid latent activation.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 36.5, + "bbox_fs": [ + 104, + 590, + 506, + 636 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 640, + 504, + 684 + ], + "lines": [ + { + "bbox": [ + 106, + 639, + 505, + 652 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 505, + 652 + ], + "score": 1.0, + "content": "We demonstrate the effectiveness of our approach in two object-set reconstruction tasks and the", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 651, + 505, + 663 + ], + "spans": [ + { + "bbox": [ + 106, + 651, + 505, + 663 + ], + "score": 1.0, + "content": "supervised theory learning tasks that learn to perform the backward chaining of the horn clauses.", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 662, + 505, + 674 + ], + "spans": [ + { + "bbox": [ + 105, + 662, + 505, + 674 + ], + "score": 1.0, + "content": "In particular, we show that the SCE objective is superior to the training using the other set distance", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 673, + 372, + 685 + ], + "spans": [ + { + "bbox": [ + 106, + 673, + 372, + 685 + ], + "score": 1.0, + "content": "metrics, including Hausdorff and set average (Chamfer) distances.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 40.5, + "bbox_fs": [ + 105, + 639, + 505, + 685 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 81, + 320, + 94 + ], + "lines": [ + { + "bbox": [ + 104, + 79, + 321, + 96 + ], + "spans": [ + { + "bbox": [ + 104, + 79, + 321, + 96 + ], + "score": 1.0, + "content": "2 BACKGROUNDS AND RELATED WORK", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "title", + "bbox": [ + 108, + 106, + 284, + 118 + ], + "lines": [ + { + "bbox": [ + 106, + 106, + 285, + 119 + ], + "spans": [ + { + "bbox": [ + 106, + 106, + 285, + 119 + ], + "score": 1.0, + "content": "2.1 LEARNING A SET REPRESENTATION", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 1 + }, + { + "type": "text", + "bbox": [ + 107, + 127, + 505, + 160 + ], + "lines": [ + { + "bbox": [ + 106, + 127, + 505, + 139 + ], + "spans": [ + { + "bbox": [ + 106, + 127, + 505, + 139 + ], + "score": 1.0, + "content": "Previous studies try to discover the appropriate structure for the neural networks that can represent", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 138, + 505, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 138, + 356, + 150 + ], + "score": 1.0, + "content": "a set. Notable recent work includes permutation-equivariant", + "type": "text" + }, + { + "bbox": [ + 356, + 139, + 362, + 149 + ], + "score": 0.46, + "content": "/", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 138, + 505, + 150 + ], + "score": 1.0, + "content": "invariant layers that addresses the", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 149, + 493, + 162 + ], + "spans": [ + { + "bbox": [ + 105, + 149, + 493, + 162 + ], + "score": 1.0, + "content": "permutation in the input (Guttenberg et al., 2016; Ravanbakhsh et al., 2016; Zaheer et al., 2017).", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 107, + 165, + 505, + 199 + ], + "lines": [ + { + "bbox": [ + 105, + 165, + 505, + 179 + ], + "spans": [ + { + "bbox": [ + 105, + 165, + 122, + 179 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 123, + 167, + 133, + 176 + ], + "score": 0.82, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 133, + 165, + 274, + 179 + ], + "score": 1.0, + "content": "be a vector representation of a set", + "type": "text" + }, + { + "bbox": [ + 274, + 166, + 329, + 178 + ], + "score": 0.93, + "content": "\\{ x _ { 1 } , \\ldots , x _ { n } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 165, + 347, + 179 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 347, + 168, + 355, + 176 + ], + "score": 0.75, + "content": "\\pi", + "type": "inline_equation" + }, + { + "bbox": [ + 355, + 165, + 505, + 179 + ], + "score": 1.0, + "content": "be an arbitrary permutation function", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 177, + 504, + 189 + ], + "spans": [ + { + "bbox": [ + 105, + 177, + 213, + 189 + ], + "score": 1.0, + "content": "for a sequence. A function", + "type": "text" + }, + { + "bbox": [ + 213, + 177, + 237, + 189 + ], + "score": 0.92, + "content": "f ( X )", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 177, + 360, + 189 + ], + "score": 1.0, + "content": "is permutation invariant when", + "type": "text" + }, + { + "bbox": [ + 360, + 177, + 373, + 188 + ], + "score": 0.76, + "content": "\\forall \\pi", + "type": "inline_equation" + }, + { + "bbox": [ + 373, + 177, + 376, + 189 + ], + "score": 1.0, + "content": ";", + "type": "text" + }, + { + "bbox": [ + 376, + 177, + 451, + 189 + ], + "score": 0.89, + "content": "f ( X ) = f ( \\pi ( X ) ) .", + "type": "inline_equation" + }, + { + "bbox": [ + 451, + 177, + 504, + 189 + ], + "score": 1.0, + "content": ". 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The output is compared against the training example with a conventional", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 355, + 506, + 368 + ], + "spans": [ + { + "bbox": [ + 105, + 355, + 506, + 368 + ], + "score": 1.0, + "content": "loss function such as binary cross entropy or mean squared error, which requires the final output", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 366, + 505, + 379 + ], + "spans": [ + { + "bbox": [ + 105, + 366, + 505, + 379 + ], + "score": 1.0, + "content": "to have the same ordering as the target. Therefore, this work tries to learn the set as well as the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 378, + 506, + 390 + ], + "spans": [ + { + "bbox": [ + 106, + 378, + 506, + 390 + ], + "score": 1.0, + "content": "ordering between the elements, which is conceptually different from learning to reconstruct a set", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 388, + 220, + 402 + ], + "spans": [ + { + "bbox": [ + 106, + 388, + 220, + 402 + ], + "score": 1.0, + "content": "while ignoring the ordering.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 18.5 + }, + { + "type": "text", + "bbox": [ + 107, + 405, + 505, + 449 + ], + "lines": [ + { + "bbox": [ + 105, + 405, + 505, + 417 + ], + "spans": [ + { + "bbox": [ + 105, + 405, + 505, + 417 + ], + "score": 1.0, + "content": "Another line of related work utilizes Sinkhorn iterations (Adams & Zemel, 2011; Santa Cruz et al.,", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 415, + 505, + 428 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 505, + 428 + ], + "score": 1.0, + "content": "2017; Mena et al., 2018) in order to directly learn the permutations. 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They have been uti-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 495, + 505, + 507 + ], + "spans": [ + { + "bbox": [ + 106, + 495, + 505, + 507 + ], + "score": 1.0, + "content": "lized for measuring the visual object matching or for feature selection (Huttenlocher et al., 1993;", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 506, + 505, + 518 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 505, + 518 + ], + "score": 1.0, + "content": "Dubuisson & Jain, 1994; Piramuthu, 1999). 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They have been uti-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 495, + 505, + 507 + ], + "spans": [ + { + "bbox": [ + 106, + 495, + 505, + 507 + ], + "score": 1.0, + "content": "lized for measuring the visual object matching or for feature selection (Huttenlocher et al., 1993;", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 506, + 505, + 518 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 505, + 518 + ], + "score": 1.0, + "content": "Dubuisson & Jain, 1994; Piramuthu, 1999). 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The", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 103, + 191, + 507, + 207 + ], + "spans": [ + { + "bbox": [ + 103, + 191, + 121, + 207 + ], + "score": 1.0, + "content": "set", + "type": "text" + }, + { + "bbox": [ + 121, + 194, + 132, + 204 + ], + "score": 0.81, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 132, + 191, + 404, + 207 + ], + "score": 1.0, + "content": "actually takes the vector representation, which essentially makes", + "type": "text" + }, + { + "bbox": [ + 404, + 193, + 471, + 206 + ], + "score": 0.94, + "content": "X \\in [ 0 , 1 ] ^ { N \\times F }", + "type": "inline_equation" + }, + { + "bbox": [ + 471, + 191, + 507, + 207 + ], + "score": 1.0, + "content": ". In this", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 205, + 506, + 217 + ], + "spans": [ + { + "bbox": [ + 105, + 205, + 506, + 217 + ], + "score": 1.0, + "content": "paper, we focus on the binomial distribution. 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The", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 103, + 191, + 507, + 207 + ], + "spans": [ + { + "bbox": [ + 103, + 191, + 121, + 207 + ], + "score": 1.0, + "content": "set", + "type": "text" + }, + { + "bbox": [ + 121, + 194, + 132, + 204 + ], + "score": 0.81, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 132, + 191, + 404, + 207 + ], + "score": 1.0, + "content": "actually takes the vector representation, which essentially makes", + "type": "text" + }, + { + "bbox": [ + 404, + 193, + 471, + 206 + ], + "score": 0.94, + "content": "X \\in [ 0 , 1 ] ^ { N \\times F }", + "type": "inline_equation" + }, + { + "bbox": [ + 471, + 191, + 507, + 207 + ], + "score": 1.0, + "content": ". In this", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 205, + 506, + 217 + ], + "spans": [ + { + "bbox": [ + 105, + 205, + 506, + 217 + ], + "score": 1.0, + "content": "paper, we focus on the binomial distribution. 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\\log P ( x = y ) \\rangle = \\sum _ { i = 1 } ^ { F } - x _ { i } \\log y _ { i } - ( 1 - x _ { i } ) \\log ( 1 - y _ { i } ) .", + "type": "interline_equation", + "image_path": "a3ee59601c04263b2640041d07562acc422cd7dcd6d35ae5fa03c5bc02215877.jpg" + } + ] + } + ], + "index": 24, + "virtual_lines": [ + { + "bbox": [ + 156, + 388, + 454, + 399.6666666666667 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 156, + 399.6666666666667, + 454, + 411.33333333333337 + ], + "spans": [], + "index": 24 + }, + { + "bbox": [ + 156, + 411.33333333333337, + 454, + 423.00000000000006 + ], + "spans": [], + "index": 25 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 432, + 505, + 488 + ], + "lines": [ + { + "bbox": [ + 106, + 433, + 505, + 445 + ], + "spans": [ + { + "bbox": [ + 106, + 433, + 293, + 445 + ], + "score": 1.0, + "content": "However, applying it directly to the matrices", + "type": "text" + }, + { + "bbox": [ + 293, + 433, + 315, + 444 + ], + "score": 0.9, + "content": "X , Y", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 433, + 505, + 445 + ], + "score": 1.0, + "content": "unnecessarily limits the global optima of this", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 442, + 505, + 458 + ], + "spans": [ + { + "bbox": [ + 105, + 442, + 351, + 458 + ], + "score": 1.0, + "content": "loss because it does not consider the permutations between", + "type": "text" + }, + { + "bbox": [ + 351, + 444, + 361, + 454 + ], + "score": 0.82, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 442, + 432, + 458 + ], + "score": 1.0, + "content": "objects, e.g., for", + "type": "text" + }, + { + "bbox": [ + 433, + 444, + 501, + 456 + ], + "score": 0.92, + "content": "X = [ o _ { 1 } , o _ { 2 } , o _ { 3 } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 501, + 442, + 505, + 458 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 453, + 506, + 468 + ], + "spans": [ + { + "bbox": [ + 106, + 455, + 174, + 467 + ], + "score": 0.93, + "content": "Y = \\left[ o _ { 2 } , o _ { 3 } , o _ { 1 } \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 175, + 453, + 292, + 468 + ], + "score": 1.0, + "content": "is not the global minima of", + "type": "text" + }, + { + "bbox": [ + 292, + 455, + 329, + 467 + ], + "score": 0.92, + "content": "\\mathrm { H } ( X , Y )", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 453, + 506, + 468 + ], + "score": 1.0, + "content": ". 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The target objective is to maximize", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 504, + 505, + 516 + ], + "spans": [ + { + "bbox": [ + 105, + 504, + 437, + 516 + ], + "score": 1.0, + "content": "the probability of two sets being equal, thus ideally, at the global minima, two sets", + "type": "text" + }, + { + "bbox": [ + 437, + 505, + 447, + 514 + ], + "score": 0.85, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 504, + 465, + 516 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 466, + 505, + 475, + 514 + ], + "score": 0.82, + "content": "Y", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 504, + 505, + 516 + ], + "score": 1.0, + "content": "should", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 516, + 297, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 297, + 528 + ], + "score": 1.0, + "content": "be equal. 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\\log P ( X = Y ) \\rangle } \\\\ { \\qquad = \\displaystyle - \\sum _ { \\mathrm { ~ l o s s u m e r ~ o p } , \\mathrm { e x p } ( - \\mathbb { H } ( x , y ) ) . } } \\end{array}", + "type": "interline_equation", + "image_path": "0980ac628d7ec053c46438f36e146c3e63da901fe12f68fd4fe9d6a86e167a76.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 102, + 97, + 537, + 150.66666666666666 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 102, + 150.66666666666666, + 537, + 204.33333333333331 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 102, + 204.33333333333331, + 537, + 258.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "interline_equation", + "bbox": [ + 227, + 226, + 424, + 271 + ], + "lines": [], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 227, + 226, + 424, + 241.0 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 227, + 241.0, + 424, + 256.0 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 227, + 256.0, + 424, + 271.0 + ], + "spans": [], + "index": 6 + } + ] + }, + { + "type": "text", + "bbox": [ + 282, + 272, + 380, + 284 + ], + "lines": [ + { + "bbox": [ + 280, + 272, + 381, + 285 + ], + "spans": [ + { + "bbox": [ + 280, + 272, + 310, + 285 + ], + "score": 1.0, + "content": "∵ each", + "type": "text" + }, + { + "bbox": [ + 311, + 274, + 318, + 282 + ], + "score": 0.74, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 318, + 272, + 381, + 285 + ], + "score": 1.0, + "content": "is independent.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 106, + 295, + 506, + 340 + ], + "lines": [ + { + "bbox": [ + 106, + 294, + 505, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 505, + 308 + ], + "score": 1.0, + "content": "This Set Cross Entropy has the following characteristics: First, compared to the original cross en-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 307, + 505, + 318 + ], + "spans": [ + { + "bbox": [ + 106, + 307, + 505, + 318 + ], + "score": 1.0, + "content": "tropy loss, whose global minima is limited to the data point that preserves the same ordering of the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 317, + 505, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 317, + 505, + 330 + ], + "score": 1.0, + "content": "elements, SCE increases the number of global minima exponentially by making every permutations", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 328, + 251, + 341 + ], + "spans": [ + { + "bbox": [ + 105, + 328, + 251, + 341 + ], + "score": 1.0, + "content": "of the point also the global minima.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 9.5 + }, + { + "type": "text", + "bbox": [ + 106, + 345, + 504, + 368 + ], + "lines": [ + { + "bbox": [ + 106, + 345, + 504, + 358 + ], + "spans": [ + { + "bbox": [ + 106, + 345, + 461, + 358 + ], + "score": 1.0, + "content": "Next, notice that logsumexp is a smooth upper approximation of the maximum, therefore", + "type": "text" + }, + { + "bbox": [ + 461, + 345, + 504, + 357 + ], + "score": 0.9, + "content": "\\operatorname { S H } ( X , Y )", + "type": "inline_equation" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 357, + 298, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 298, + 369 + ], + "score": 1.0, + "content": "is upper-bounded by the set average equivalent,", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12.5 + }, + { + "type": "interline_equation", + "bbox": [ + 149, + 372, + 461, + 399 + ], + "lines": [ + { + "bbox": [ + 149, + 372, + 461, + 399 + ], + "spans": [ + { + "bbox": [ + 149, + 372, + 461, + 399 + ], + "score": 0.92, + "content": "\\operatorname { S H } ( X , Y ) \\leq - \\sum _ { x \\in X } \\operatorname* { m a x } _ { y \\in Y } ( - \\mathrm { H } ( x , y ) ) = \\sum _ { x \\in X } \\operatorname* { m i n } _ { y \\in Y } \\mathrm { H } ( x , y ) = N \\cdot A _ { \\operatorname { I H } } ( X , Y ) .", + "type": "interline_equation", + "image_path": "27cf56adb67e851094089eee92d0b33f33228e1739488e535ae5d7fbcb4a4551.jpg" + } + ] + } + ], + "index": 15, + "virtual_lines": [ + { + "bbox": [ + 149, + 372, + 461, + 381.0 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 149, + 381.0, + 461, + 390.0 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 149, + 390.0, + 461, + 399.0 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 403, + 505, + 427 + ], + "lines": [ + { + "bbox": [ + 106, + 404, + 505, + 417 + ], + "spans": [ + { + "bbox": [ + 106, + 404, + 505, + 417 + ], + "score": 1.0, + "content": "Intuitively, this is because Eq.9 returns a value which does not account for the possibility that the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 414, + 505, + 429 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 165, + 429 + ], + "score": 1.0, + "content": "current closest", + "type": "text" + }, + { + "bbox": [ + 166, + 415, + 255, + 428 + ], + "score": 0.93, + "content": "y = \\arg \\operatorname* { m i n } _ { y } \\mathrm { H } ( x , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 255, + 414, + 266, + 429 + ], + "score": 1.0, + "content": "of", + "type": "text" + }, + { + "bbox": [ + 266, + 417, + 273, + 425 + ], + "score": 0.73, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 414, + 369, + 429 + ], + "score": 1.0, + "content": "may not converge to the", + "type": "text" + }, + { + "bbox": [ + 370, + 417, + 376, + 425 + ], + "score": 0.78, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 377, + 414, + 505, + 429 + ], + "score": 1.0, + "content": "in the future during the training.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 17.5 + }, + { + "type": "text", + "bbox": [ + 106, + 432, + 505, + 524 + ], + "lines": [ + { + "bbox": [ + 106, + 432, + 504, + 446 + ], + "spans": [ + { + "bbox": [ + 106, + 432, + 311, + 446 + ], + "score": 1.0, + "content": "We illustrate this by comparing two examples: Let", + "type": "text" + }, + { + "bbox": [ + 311, + 433, + 389, + 445 + ], + "score": 0.86, + "content": "X = \\{ [ 0 , 1 ] , [ 0 , 0 ] \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 389, + 432, + 393, + 446 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 393, + 433, + 504, + 445 + ], + "score": 0.44, + "content": "Y _ { 1 } = \\{ [ 0 . 1 , 0 . 5 ] , [ 0 . 1 , 0 . 5 ] \\}", + "type": "inline_equation" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 443, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 443, + 123, + 457 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 123, + 444, + 232, + 456 + ], + "score": 0.72, + "content": "Y _ { 2 } = \\{ [ 0 . 1 , 0 . { \\bar { 5 } } ] , [ 0 . 9 , 0 . 5 ] \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 233, + 443, + 448, + 457 + ], + "score": 1.0, + "content": ". The set cross entropy Eq.8 reports the smaller loss for", + "type": "text" + }, + { + "bbox": [ + 448, + 445, + 505, + 456 + ], + "score": 0.88, + "content": "{ \\mathrm { S H } } ( X , Y _ { 1 } ) =", + "type": "inline_equation" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 453, + 505, + 468 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 190, + 466 + ], + "score": 0.86, + "content": "- \\log 0 . 8 1 ~ \\approx ~ 0 . 0 9", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 453, + 232, + 468 + ], + "score": 1.0, + "content": "than for", + "type": "text" + }, + { + "bbox": [ + 232, + 455, + 384, + 467 + ], + "score": 0.91, + "content": "\\mathrm { S H } ( X , Y _ { 2 } ) ~ = ~ - \\log { 0 . 2 5 } ~ \\approx ~ 0 . 6 0 .", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 453, + 505, + 468 + ], + "score": 1.0, + "content": ". This is reasonable because", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 465, + 505, + 479 + ], + "spans": [ + { + "bbox": [ + 105, + 465, + 347, + 479 + ], + "score": 1.0, + "content": "the global minima is given when the first axis of both", + "type": "text" + }, + { + "bbox": [ + 347, + 468, + 359, + 478 + ], + "score": 0.47, + "content": "y \\mathrm { s }", + "type": "inline_equation" + }, + { + "bbox": [ + 359, + 465, + 378, + 479 + ], + "score": 1.0, + "content": "are", + "type": "text" + }, + { + "bbox": [ + 379, + 466, + 415, + 477 + ], + "score": 0.89, + "content": "0 \\mathrm { ~ - ~ } Y _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 416, + 465, + 505, + 479 + ], + "score": 1.0, + "content": "should be more pe-", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 477, + 504, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 161, + 489 + ], + "score": 1.0, + "content": "nalized than", + "type": "text" + }, + { + "bbox": [ + 162, + 477, + 173, + 488 + ], + "score": 0.87, + "content": "Y _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 173, + 477, + 504, + 489 + ], + "score": 1.0, + "content": "for the 0.9 in the second element. 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We prepared two datasets originating from", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 721, + 385, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 385, + 733 + ], + "score": 1.0, + "content": "classical AI domains: Sliding tile puzzle (8-puzzle) and Blocksworld.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 37 + } + ], + "page_idx": 3, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 26, + 308, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 308, + 39 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 308, + 39 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 310, + 762 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 12, + "width": 8 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 453, + 95 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 454, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 454, + 96 + ], + "score": 1.0, + "content": "We now translate this logical formula into the corresponding log likelihood as follows:", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0, + "bbox_fs": [ + 106, + 82, + 454, + 96 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 102, + 97, + 537, + 258 + ], + "lines": [ + { + "bbox": [ + 102, + 97, + 489, + 258 + ], + "spans": [ + { + "bbox": [ + 102, + 97, + 489, + 258 + ], + "score": 0.77, + "content": "\\begin{array} { l } { \\log P ( X = Y ) = \\log P ( \\bigwedge \\bigvee = y ) = \\displaystyle \\sum _ { z \\in X } \\log P ( \\bigvee X = y ) } \\\\ { \\qquad x \\leqslant x X \\leqslant z \\quad } \\\\ { \\quad } \\\\ { \\quad } \\\\ { \\qquad = \\displaystyle \\sum _ { z \\in X } \\log \\displaystyle \\sum _ { y \\in Y } P ( x = y ) \\quad : \\mathrm { ~ e a c h ~ } x = y _ { \\mathrm { t } } \\mathrm { ~ a r e ~ m u t a l } } \\\\ { \\qquad } \\\\ { \\quad = \\displaystyle \\sum _ { z \\in X } \\log \\displaystyle \\sum _ { y \\in Y } \\exp ( x = y ) } \\\\ { \\qquad = \\displaystyle \\sum _ { z \\in X } \\log \\operatorname* { m u e r } _ { y \\in Y } \\log P ( x = y ) } \\\\ { \\qquad \\quad = \\displaystyle \\sum _ { z \\in X } \\log \\operatorname* { s u p } ( x = y ) , } \\\\ { \\quad \\mathrm { s e t ~ C n o s ~ E n t r o p } ; \\quad \\mathrm { S H } ( X , Y ) \\stackrel { \\mathrm { d i } } { = } \\mathbb { E } _ { X } \\langle - \\log P ( X = Y ) \\rangle } \\\\ { \\qquad = \\displaystyle - \\sum _ { \\mathrm { ~ l o s s u m e r ~ o p } , \\mathrm { e x p } ( - \\mathbb { H } ( x , y ) ) . } } \\end{array}", + "type": "interline_equation", + "image_path": "0980ac628d7ec053c46438f36e146c3e63da901fe12f68fd4fe9d6a86e167a76.jpg" + } + ] + } + ], + "index": 2, + "virtual_lines": [ + { + "bbox": [ + 102, + 97, + 537, + 150.66666666666666 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 102, + 150.66666666666666, + 537, + 204.33333333333331 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 102, + 204.33333333333331, + 537, + 258.0 + ], + "spans": [], + "index": 3 + } + ] + }, + { + "type": "interline_equation", + "bbox": [ + 227, + 226, + 424, + 271 + ], + "lines": [], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 227, + 226, + 424, + 241.0 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 227, + 241.0, + 424, + 256.0 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 227, + 256.0, + 424, + 271.0 + ], + "spans": [], + "index": 6 + } + ] + }, + { + "type": "text", + "bbox": [ + 282, + 272, + 380, + 284 + ], + "lines": [ + { + "bbox": [ + 280, + 272, + 381, + 285 + ], + "spans": [ + { + "bbox": [ + 280, + 272, + 310, + 285 + ], + "score": 1.0, + "content": "∵ each", + "type": "text" + }, + { + "bbox": [ + 311, + 274, + 318, + 282 + ], + "score": 0.74, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 318, + 272, + 381, + 285 + ], + "score": 1.0, + "content": "is independent.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7, + "bbox_fs": [ + 280, + 272, + 381, + 285 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 295, + 506, + 340 + ], + "lines": [ + { + "bbox": [ + 106, + 294, + 505, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 505, + 308 + ], + "score": 1.0, + "content": "This Set Cross Entropy has the following characteristics: First, compared to the original cross en-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 307, + 505, + 318 + ], + "spans": [ + { + "bbox": [ + 106, + 307, + 505, + 318 + ], + "score": 1.0, + "content": "tropy loss, whose global minima is limited to the data point that preserves the same ordering of the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 317, + 505, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 317, + 505, + 330 + ], + "score": 1.0, + "content": "elements, SCE increases the number of global minima exponentially by making every permutations", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 328, + 251, + 341 + ], + "spans": [ + { + "bbox": [ + 105, + 328, + 251, + 341 + ], + "score": 1.0, + "content": "of the point also the global minima.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 9.5, + "bbox_fs": [ + 105, + 294, + 505, + 341 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 345, + 504, + 368 + ], + "lines": [ + { + "bbox": [ + 106, + 345, + 504, + 358 + ], + "spans": [ + { + "bbox": [ + 106, + 345, + 461, + 358 + ], + "score": 1.0, + "content": "Next, notice that logsumexp is a smooth upper approximation of the maximum, therefore", + "type": "text" + }, + { + "bbox": [ + 461, + 345, + 504, + 357 + ], + "score": 0.9, + "content": "\\operatorname { S H } ( X , Y )", + "type": "inline_equation" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 357, + 298, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 298, + 369 + ], + "score": 1.0, + "content": "is upper-bounded by the set average equivalent,", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 12.5, + "bbox_fs": [ + 105, + 345, + 504, + 369 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 149, + 372, + 461, + 399 + ], + "lines": [ + { + "bbox": [ + 149, + 372, + 461, + 399 + ], + "spans": [ + { + "bbox": [ + 149, + 372, + 461, + 399 + ], + "score": 0.92, + "content": "\\operatorname { S H } ( X , Y ) \\leq - \\sum _ { x \\in X } \\operatorname* { m a x } _ { y \\in Y } ( - \\mathrm { H } ( x , y ) ) = \\sum _ { x \\in X } \\operatorname* { m i n } _ { y \\in Y } \\mathrm { H } ( x , y ) = N \\cdot A _ { \\operatorname { I H } } ( X , Y ) .", + "type": "interline_equation", + "image_path": "27cf56adb67e851094089eee92d0b33f33228e1739488e535ae5d7fbcb4a4551.jpg" + } + ] + } + ], + "index": 15, + "virtual_lines": [ + { + "bbox": [ + 149, + 372, + 461, + 381.0 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 149, + 381.0, + 461, + 390.0 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 149, + 390.0, + 461, + 399.0 + ], + "spans": [], + "index": 16 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 403, + 505, + 427 + ], + "lines": [ + { + "bbox": [ + 106, + 404, + 505, + 417 + ], + "spans": [ + { + "bbox": [ + 106, + 404, + 505, + 417 + ], + "score": 1.0, + "content": "Intuitively, this is because Eq.9 returns a value which does not account for the possibility that the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 414, + 505, + 429 + ], + "spans": [ + { + "bbox": [ + 105, + 414, + 165, + 429 + ], + "score": 1.0, + "content": "current closest", + "type": "text" + }, + { + "bbox": [ + 166, + 415, + 255, + 428 + ], + "score": 0.93, + "content": "y = \\arg \\operatorname* { m i n } _ { y } \\mathrm { H } ( x , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 255, + 414, + 266, + 429 + ], + "score": 1.0, + "content": "of", + "type": "text" + }, + { + "bbox": [ + 266, + 417, + 273, + 425 + ], + "score": 0.73, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 414, + 369, + 429 + ], + "score": 1.0, + "content": "may not converge to the", + "type": "text" + }, + { + "bbox": [ + 370, + 417, + 376, + 425 + ], + "score": 0.78, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 377, + 414, + 505, + 429 + ], + "score": 1.0, + "content": "in the future during the training.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 17.5, + "bbox_fs": [ + 105, + 404, + 505, + 429 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 432, + 505, + 524 + ], + "lines": [ + { + "bbox": [ + 106, + 432, + 504, + 446 + ], + "spans": [ + { + "bbox": [ + 106, + 432, + 311, + 446 + ], + "score": 1.0, + "content": "We illustrate this by comparing two examples: Let", + "type": "text" + }, + { + "bbox": [ + 311, + 433, + 389, + 445 + ], + "score": 0.86, + "content": "X = \\{ [ 0 , 1 ] , [ 0 , 0 ] \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 389, + 432, + 393, + 446 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 393, + 433, + 504, + 445 + ], + "score": 0.44, + "content": "Y _ { 1 } = \\{ [ 0 . 1 , 0 . 5 ] , [ 0 . 1 , 0 . 5 ] \\}", + "type": "inline_equation" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 443, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 443, + 123, + 457 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 123, + 444, + 232, + 456 + ], + "score": 0.72, + "content": "Y _ { 2 } = \\{ [ 0 . 1 , 0 . { \\bar { 5 } } ] , [ 0 . 9 , 0 . 5 ] \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 233, + 443, + 448, + 457 + ], + "score": 1.0, + "content": ". The set cross entropy Eq.8 reports the smaller loss for", + "type": "text" + }, + { + "bbox": [ + 448, + 445, + 505, + 456 + ], + "score": 0.88, + "content": "{ \\mathrm { S H } } ( X , Y _ { 1 } ) =", + "type": "inline_equation" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 453, + 505, + 468 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 190, + 466 + ], + "score": 0.86, + "content": "- \\log 0 . 8 1 ~ \\approx ~ 0 . 0 9", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 453, + 232, + 468 + ], + "score": 1.0, + "content": "than for", + "type": "text" + }, + { + "bbox": [ + 232, + 455, + 384, + 467 + ], + "score": 0.91, + "content": "\\mathrm { S H } ( X , Y _ { 2 } ) ~ = ~ - \\log { 0 . 2 5 } ~ \\approx ~ 0 . 6 0 .", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 453, + 505, + 468 + ], + "score": 1.0, + "content": ". This is reasonable because", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 465, + 505, + 479 + ], + "spans": [ + { + "bbox": [ + 105, + 465, + 347, + 479 + ], + "score": 1.0, + "content": "the global minima is given when the first axis of both", + "type": "text" + }, + { + "bbox": [ + 347, + 468, + 359, + 478 + ], + "score": 0.47, + "content": "y \\mathrm { s }", + "type": "inline_equation" + }, + { + "bbox": [ + 359, + 465, + 378, + 479 + ], + "score": 1.0, + "content": "are", + "type": "text" + }, + { + "bbox": [ + 379, + 466, + 415, + 477 + ], + "score": 0.89, + "content": "0 \\mathrm { ~ - ~ } Y _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 416, + 465, + 505, + 479 + ], + "score": 1.0, + "content": "should be more pe-", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 477, + 504, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 161, + 489 + ], + "score": 1.0, + "content": "nalized than", + "type": "text" + }, + { + "bbox": [ + 162, + 477, + 173, + 488 + ], + "score": 0.87, + "content": "Y _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 173, + 477, + 504, + 489 + ], + "score": 1.0, + "content": "for the 0.9 in the second element. 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Here,", + "type": "text" + }, + { + "bbox": [ + 345, + 541, + 368, + 550 + ], + "score": 0.89, + "content": "x _ { i } , y _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 538, + 399, + 551 + ], + "score": 1.0, + "content": "are the", + "type": "text" + }, + { + "bbox": [ + 400, + 540, + 405, + 549 + ], + "score": 0.74, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 538, + 505, + 551 + ], + "score": 1.0, + "content": "-th element of the vector", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 549, + 271, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 176, + 563 + ], + "score": 1.0, + "content": "representation of", + "type": "text" + }, + { + "bbox": [ + 177, + 550, + 186, + 560 + ], + "score": 0.84, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 187, + 549, + 204, + 563 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 205, + 550, + 214, + 560 + ], + "score": 0.81, + "content": "Y", + "type": "inline_equation" + }, + { + "bbox": [ + 214, + 549, + 271, + 563 + ], + "score": 1.0, + "content": ", respectively:", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28, + "bbox_fs": [ + 105, + 528, + 505, + 563 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 155, + 565, + 458, + 622 + ], + "lines": [ + { + "bbox": [ + 155, + 565, + 458, + 622 + ], + "spans": [ + { + "bbox": [ + 155, + 565, + 458, + 622 + ], + "score": 0.93, + "content": "\\begin{array} { l } { \\displaystyle \\mathrm { S H } ( X , Y ) \\leq \\sum _ { x \\in X } \\displaystyle \\operatorname* { m i n } _ { y \\in Y } \\mathrm { H } ( x , y ) \\qquad } & { \\therefore \\mathrm { E q . } 9 } \\\\ { \\leq \\displaystyle \\sum _ { x _ { i } \\in X } \\mathrm { H } ( x _ { i } , y _ { i } ) \\qquad } & { \\therefore \\forall y _ { i } ; \\displaystyle \\operatorname* { m i n } _ { y \\in Y } \\mathrm { H } ( x , y ) \\leq \\mathrm { H } ( x , y _ { i } ) } \\end{array}", + "type": "interline_equation", + "image_path": "f5d8b88772829694535639a5996bb945199cd9238edde644cd669aefdbff4e66.jpg" + } + ] + } + ], + "index": 31, + "virtual_lines": [ + { + "bbox": [ + 155, + 565, + 458, + 584.0 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 155, + 584.0, + 458, + 603.0 + ], + "spans": [], + "index": 31 + }, + { + "bbox": [ + 155, + 603.0, + 458, + 622.0 + ], + "spans": [], + "index": 32 + } + ] + }, + { + "type": "text", + "bbox": [ + 104, + 625, + 466, + 638 + ], + "lines": [ + { + "bbox": [ + 105, + 623, + 468, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 623, + 468, + 640 + ], + "score": 1.0, + "content": "This gives a natural interpretation that ignoring the permutation reduces the cross entropy.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 33, + "bbox_fs": [ + 105, + 623, + 468, + 640 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 653, + 193, + 666 + ], + "lines": [ + { + "bbox": [ + 105, + 651, + 195, + 668 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 195, + 668 + ], + "score": 1.0, + "content": "4 EVALUATION", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "title", + "bbox": [ + 108, + 678, + 267, + 689 + ], + "lines": [ + { + "bbox": [ + 106, + 678, + 268, + 691 + ], + "spans": [ + { + "bbox": [ + 106, + 678, + 268, + 691 + ], + "score": 1.0, + "content": "4.1 OBJECT SET RECONSTRUCTION", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 35 + }, + { + "type": "text", + "bbox": [ + 107, + 698, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 698, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 505, + 712 + ], + "score": 1.0, + "content": "The purpose of the task is to obtain the latent representation of a set of objects and reconstruct them,", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "where each object is represented as a feature vector. We prepared two datasets originating from", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 721, + 385, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 721, + 385, + 733 + ], + "score": 1.0, + "content": "classical AI domains: Sliding tile puzzle (8-puzzle) and Blocksworld.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 37, + "bbox_fs": [ + 105, + 698, + 505, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 149 + ], + "lines": [ + { + "bbox": [ + 106, + 83, + 505, + 94 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 505, + 94 + ], + "score": 1.0, + "content": "Learning to reason about the object-based, set representation of the environment is crucial in the", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 505, + 106 + ], + "score": 1.0, + "content": "robotic systems that continuously receive the list of visible objects from the visual perception module", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 506, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 506, + 118 + ], + "score": 1.0, + "content": "(e.g. Redmon et al. (2016, YOLO)). In a real-world systems, appropriate handling of the set is", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 116, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 116, + 505, + 127 + ], + "score": 1.0, + "content": "necessary because it is unnatural to assume that the objects in the environments are always reported", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 505, + 138 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 505, + 138 + ], + "score": 1.0, + "content": "in the same order. In particular, the objects even in the same environment state may be reported in", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 471, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 471, + 150 + ], + "score": 1.0, + "content": "various orders if multiple such modules are running in parallel in an asynchronous manner.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 2.5 + }, + { + "type": "text", + "bbox": [ + 107, + 154, + 505, + 199 + ], + "lines": [ + { + "bbox": [ + 105, + 154, + 505, + 166 + ], + "spans": [ + { + "bbox": [ + 105, + 154, + 505, + 166 + ], + "score": 1.0, + "content": "In this experiment, we show that the permutation invariant loss function like SCE is necessary for", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 166, + 505, + 177 + ], + "spans": [ + { + "bbox": [ + 105, + 166, + 505, + 177 + ], + "score": 1.0, + "content": "learning to reconstruct a set in such a scenario. In this setting, a network is required to reconstruct", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 177, + 504, + 189 + ], + "spans": [ + { + "bbox": [ + 105, + 177, + 504, + 189 + ], + "score": 1.0, + "content": "a set from a single latent representation, while the objects as the target output may be randomly", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 187, + 434, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 434, + 199 + ], + "score": 1.0, + "content": "reordered each time the same set is observed and presented to the neural network.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 7.5 + }, + { + "type": "title", + "bbox": [ + 107, + 210, + 150, + 221 + ], + "lines": [ + { + "bbox": [ + 105, + 209, + 151, + 223 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 151, + 223 + ], + "score": 1.0, + "content": "8 PUZZLE", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "text", + "bbox": [ + 107, + 229, + 505, + 273 + ], + "lines": [ + { + "bbox": [ + 105, + 228, + 505, + 242 + ], + "spans": [ + { + "bbox": [ + 105, + 228, + 505, + 242 + ], + "score": 1.0, + "content": "Each feature vector as an object consists of 15 features, 9 of which represent the tile number (object", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 240, + 505, + 253 + ], + "spans": [ + { + "bbox": [ + 105, + 240, + 505, + 253 + ], + "score": 1.0, + "content": "ID) and the remaining 6 represent the coordinates. Each data point has 9 such vectors, corresponding", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 251, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 105, + 251, + 505, + 264 + ], + "score": 1.0, + "content": "to the 9 objects in a single tile configuration. The entire state space of the puzzle is 362880 states.", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 262, + 384, + 275 + ], + "spans": [ + { + "bbox": [ + 106, + 262, + 384, + 275 + ], + "score": 1.0, + "content": "We generated 5000 states and used the 4500 states as the training set.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12.5 + }, + { + "type": "image", + "bbox": [ + 167, + 282, + 446, + 352 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 167, + 282, + 446, + 352 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 167, + 282, + 446, + 352 + ], + "spans": [ + { + "bbox": [ + 167, + 282, + 446, + 352 + ], + "score": 0.971, + "type": "image", + "image_path": "4bbe41e9b6bd0c41bd2f8df43e167306d50021bae7c3e508869c55b3ed8b30fc.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 167, + 282, + 446, + 305.3333333333333 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 167, + 305.3333333333333, + 446, + 328.66666666666663 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 167, + 328.66666666666663, + 446, + 351.99999999999994 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 107, + 363, + 504, + 385 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 363, + 505, + 376 + ], + "spans": [ + { + "bbox": [ + 106, + 363, + 257, + 376 + ], + "score": 1.0, + "content": "Figure 1: A single 8-puzzle state as a", + "type": "text" + }, + { + "bbox": [ + 257, + 363, + 279, + 374 + ], + "score": 0.51, + "content": "9 \\mathrm { x } 1 5", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 363, + 505, + 376 + ], + "score": 1.0, + "content": "matrix, representing 9 objects of 15 features. The first 9", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 373, + 438, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 438, + 387 + ], + "score": 1.0, + "content": "features are the tile numbers and the other 6 features are the 1-hot x/y-coordinates.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5 + } + ], + "index": 17.25 + }, + { + "type": "text", + "bbox": [ + 107, + 395, + 505, + 451 + ], + "lines": [ + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "score": 1.0, + "content": "We prepared an autoencoder with the permutation invariant layers (Zaheer et al., 2017) as the en-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 407, + 505, + 419 + ], + "spans": [ + { + "bbox": [ + 106, + 407, + 505, + 419 + ], + "score": 1.0, + "content": "coder and the fully-connected layers as the decoder. Since it uses a permutation-invariant encoder,", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 416, + 506, + 432 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 506, + 432 + ], + "score": 1.0, + "content": "the latent space is already guaranteed to learn a representation that is invariant to the input ordering.", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 428, + 505, + 442 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 505, + 442 + ], + "score": 1.0, + "content": "The key question here is then whether they can be robustly trained against the random permutations", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 439, + 264, + 453 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 264, + 453 + ], + "score": 1.0, + "content": "in the training examples for the output.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 107, + 456, + 505, + 599 + ], + "lines": [ + { + "bbox": [ + 106, + 456, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 505, + 469 + ], + "score": 1.0, + "content": "We tested the reconstruction ability in four scenarios: (1) In the first scenario, the dataset is provided", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "score": 1.0, + "content": "in a standard manner. (2) In the second scenario, we augment the input dataset by repeating the", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 479, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 505, + 491 + ], + "score": 1.0, + "content": "elements 5 times and randomly reorder the object vectors in each set. The randomized dataset is", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 489, + 506, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 506, + 502 + ], + "score": 1.0, + "content": "used as the input to the network, while the target output is still the original dataset (repeated 5", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 501, + 506, + 514 + ], + "spans": [ + { + "bbox": [ + 105, + 501, + 506, + 514 + ], + "score": 1.0, + "content": "times, without reordering). The purpose of this experiment is to verify the claim of the Deep Set", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 512, + 505, + 523 + ], + "spans": [ + { + "bbox": [ + 106, + 512, + 505, + 523 + ], + "score": 1.0, + "content": "(Zaheer et al., 2017) that it is able to handle the input in a permutation invariant manner. In order to", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 523, + 506, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 506, + 535 + ], + "score": 1.0, + "content": "compensate the datasize difference, the maximum training epoch is reduced by 1/5 times compared", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 533, + 506, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 533, + 506, + 546 + ], + "score": 1.0, + "content": "to the first scenario. (3) In the third scenario, we apply the similar operation to the target output of", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 544, + 505, + 558 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 505, + 558 + ], + "score": 1.0, + "content": "the network. Essentially we always feed the input in the same fixed order while forcing it to learn", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "score": 1.0, + "content": "from the randomized target output. Each time the same data is presented, the target output has the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 565, + 505, + 579 + ], + "spans": [ + { + "bbox": [ + 105, + 565, + 505, + 579 + ], + "score": 1.0, + "content": "different ordering while the input has the fixed ordering. Therefore, the training should be performed", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 576, + 505, + 591 + ], + "spans": [ + { + "bbox": [ + 105, + 576, + 505, + 591 + ], + "score": 1.0, + "content": "in such a way that the ordering in the output is properly ignored. (4) Finally, in the fourth scenario,", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 588, + 351, + 600 + ], + "spans": [ + { + "bbox": [ + 106, + 588, + 351, + 600 + ], + "score": 1.0, + "content": "the ordering in both the input and the output are randomized.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 605, + 504, + 671 + ], + "lines": [ + { + "bbox": [ + 106, + 604, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 604, + 505, + 617 + ], + "score": 1.0, + "content": "We trained the same network with four different loss functions, (a) the traditional cross entropy H,", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 616, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 106, + 616, + 401, + 628 + ], + "score": 1.0, + "content": "(b) Set Cross Entropy SH, (c) directed set average of the cross entropy", + "type": "text" + }, + { + "bbox": [ + 401, + 616, + 420, + 627 + ], + "score": 0.9, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 616, + 505, + 628 + ], + "score": 1.0, + "content": "and (d) the directed", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 626, + 506, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 626, + 272, + 640 + ], + "score": 1.0, + "content": "Hausdorff measure of the cross entropy", + "type": "text" + }, + { + "bbox": [ + 272, + 627, + 292, + 638 + ], + "score": 0.9, + "content": "\\mathcal { H } _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 626, + 506, + 640 + ], + "score": 1.0, + "content": ", resulting in 16 training scenarios in total. We per-", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 638, + 505, + 650 + ], + "spans": [ + { + "bbox": [ + 106, + 638, + 505, + 650 + ], + "score": 1.0, + "content": "formed the same experiment 10 times and took the statistics. The purpose of this is to address the", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 648, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 648, + 505, + 661 + ], + "score": 1.0, + "content": "potential concern about the stability of the training. We kept the same set of training/testing data,", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 660, + 349, + 671 + ], + "spans": [ + { + "bbox": [ + 106, + 660, + 349, + 671 + ], + "score": 1.0, + "content": "and the only difference between the runs is the random seed.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 40.5 + }, + { + "type": "text", + "bbox": [ + 107, + 677, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 107, + 677, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 107, + 677, + 505, + 689 + ], + "score": 1.0, + "content": "We first measured the Set Cross Entropy value between the test dataset and its reconstruction in the", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "above 16 scenarios. Table 1 shows the results. The training with the standard cross entropy loss (H)", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "succeeds in cases (1,2) while failed in cases (3,4). The case (2) reproduces the claim in (Zaheer et al.,", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 708, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 708, + 506, + 723 + ], + "score": 1.0, + "content": "2017) that it encodes the input in an permutation-invariant manner, while it failed in the latter cases", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "score": 1.0, + "content": "because the training is not permutation-invariant with regard to the output. In contrast, the training", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 46 + } + ], + "page_idx": 4, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 763 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 763 + ], + "score": 1.0, + "content": "5", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 149 + ], + "lines": [ + { + "bbox": [ + 106, + 83, + 505, + 94 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 505, + 94 + ], + "score": 1.0, + "content": "Learning to reason about the object-based, set representation of the environment is crucial in the", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 505, + 106 + ], + "score": 1.0, + "content": "robotic systems that continuously receive the list of visible objects from the visual perception module", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 506, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 506, + 118 + ], + "score": 1.0, + "content": "(e.g. Redmon et al. (2016, YOLO)). In a real-world systems, appropriate handling of the set is", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 116, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 116, + 505, + 127 + ], + "score": 1.0, + "content": "necessary because it is unnatural to assume that the objects in the environments are always reported", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 505, + 138 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 505, + 138 + ], + "score": 1.0, + "content": "in the same order. In particular, the objects even in the same environment state may be reported in", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 471, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 471, + 150 + ], + "score": 1.0, + "content": "various orders if multiple such modules are running in parallel in an asynchronous manner.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 2.5, + "bbox_fs": [ + 105, + 83, + 506, + 150 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 154, + 505, + 199 + ], + "lines": [ + { + "bbox": [ + 105, + 154, + 505, + 166 + ], + "spans": [ + { + "bbox": [ + 105, + 154, + 505, + 166 + ], + "score": 1.0, + "content": "In this experiment, we show that the permutation invariant loss function like SCE is necessary for", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 166, + 505, + 177 + ], + "spans": [ + { + "bbox": [ + 105, + 166, + 505, + 177 + ], + "score": 1.0, + "content": "learning to reconstruct a set in such a scenario. In this setting, a network is required to reconstruct", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 177, + 504, + 189 + ], + "spans": [ + { + "bbox": [ + 105, + 177, + 504, + 189 + ], + "score": 1.0, + "content": "a set from a single latent representation, while the objects as the target output may be randomly", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 187, + 434, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 434, + 199 + ], + "score": 1.0, + "content": "reordered each time the same set is observed and presented to the neural network.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 7.5, + "bbox_fs": [ + 105, + 154, + 505, + 199 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 210, + 150, + 221 + ], + "lines": [ + { + "bbox": [ + 105, + 209, + 151, + 223 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 151, + 223 + ], + "score": 1.0, + "content": "8 PUZZLE", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "text", + "bbox": [ + 107, + 229, + 505, + 273 + ], + "lines": [ + { + "bbox": [ + 105, + 228, + 505, + 242 + ], + "spans": [ + { + "bbox": [ + 105, + 228, + 505, + 242 + ], + "score": 1.0, + "content": "Each feature vector as an object consists of 15 features, 9 of which represent the tile number (object", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 240, + 505, + 253 + ], + "spans": [ + { + "bbox": [ + 105, + 240, + 505, + 253 + ], + "score": 1.0, + "content": "ID) and the remaining 6 represent the coordinates. Each data point has 9 such vectors, corresponding", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 251, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 105, + 251, + 505, + 264 + ], + "score": 1.0, + "content": "to the 9 objects in a single tile configuration. The entire state space of the puzzle is 362880 states.", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 262, + 384, + 275 + ], + "spans": [ + { + "bbox": [ + 106, + 262, + 384, + 275 + ], + "score": 1.0, + "content": "We generated 5000 states and used the 4500 states as the training set.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12.5, + "bbox_fs": [ + 105, + 228, + 505, + 275 + ] + }, + { + "type": "image", + "bbox": [ + 167, + 282, + 446, + 352 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 167, + 282, + 446, + 352 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 167, + 282, + 446, + 352 + ], + "spans": [ + { + "bbox": [ + 167, + 282, + 446, + 352 + ], + "score": 0.971, + "type": "image", + "image_path": "4bbe41e9b6bd0c41bd2f8df43e167306d50021bae7c3e508869c55b3ed8b30fc.jpg" + } + ] + } + ], + "index": 16, + "virtual_lines": [ + { + "bbox": [ + 167, + 282, + 446, + 305.3333333333333 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 167, + 305.3333333333333, + 446, + 328.66666666666663 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 167, + 328.66666666666663, + 446, + 351.99999999999994 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 107, + 363, + 504, + 385 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 363, + 505, + 376 + ], + "spans": [ + { + "bbox": [ + 106, + 363, + 257, + 376 + ], + "score": 1.0, + "content": "Figure 1: A single 8-puzzle state as a", + "type": "text" + }, + { + "bbox": [ + 257, + 363, + 279, + 374 + ], + "score": 0.51, + "content": "9 \\mathrm { x } 1 5", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 363, + 505, + 376 + ], + "score": 1.0, + "content": "matrix, representing 9 objects of 15 features. The first 9", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 373, + 438, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 373, + 438, + 387 + ], + "score": 1.0, + "content": "features are the tile numbers and the other 6 features are the 1-hot x/y-coordinates.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 18.5 + } + ], + "index": 17.25 + }, + { + "type": "text", + "bbox": [ + 107, + 395, + 505, + 451 + ], + "lines": [ + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 106, + 396, + 505, + 408 + ], + "score": 1.0, + "content": "We prepared an autoencoder with the permutation invariant layers (Zaheer et al., 2017) as the en-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 407, + 505, + 419 + ], + "spans": [ + { + "bbox": [ + 106, + 407, + 505, + 419 + ], + "score": 1.0, + "content": "coder and the fully-connected layers as the decoder. Since it uses a permutation-invariant encoder,", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 416, + 506, + 432 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 506, + 432 + ], + "score": 1.0, + "content": "the latent space is already guaranteed to learn a representation that is invariant to the input ordering.", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 428, + 505, + 442 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 505, + 442 + ], + "score": 1.0, + "content": "The key question here is then whether they can be robustly trained against the random permutations", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 439, + 264, + 453 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 264, + 453 + ], + "score": 1.0, + "content": "in the training examples for the output.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 22, + "bbox_fs": [ + 105, + 396, + 506, + 453 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 456, + 505, + 599 + ], + "lines": [ + { + "bbox": [ + 106, + 456, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 505, + 469 + ], + "score": 1.0, + "content": "We tested the reconstruction ability in four scenarios: (1) In the first scenario, the dataset is provided", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "score": 1.0, + "content": "in a standard manner. (2) In the second scenario, we augment the input dataset by repeating the", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 479, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 505, + 491 + ], + "score": 1.0, + "content": "elements 5 times and randomly reorder the object vectors in each set. The randomized dataset is", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 489, + 506, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 506, + 502 + ], + "score": 1.0, + "content": "used as the input to the network, while the target output is still the original dataset (repeated 5", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 501, + 506, + 514 + ], + "spans": [ + { + "bbox": [ + 105, + 501, + 506, + 514 + ], + "score": 1.0, + "content": "times, without reordering). The purpose of this experiment is to verify the claim of the Deep Set", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 512, + 505, + 523 + ], + "spans": [ + { + "bbox": [ + 106, + 512, + 505, + 523 + ], + "score": 1.0, + "content": "(Zaheer et al., 2017) that it is able to handle the input in a permutation invariant manner. In order to", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 523, + 506, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 506, + 535 + ], + "score": 1.0, + "content": "compensate the datasize difference, the maximum training epoch is reduced by 1/5 times compared", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 533, + 506, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 533, + 506, + 546 + ], + "score": 1.0, + "content": "to the first scenario. (3) In the third scenario, we apply the similar operation to the target output of", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 544, + 505, + 558 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 505, + 558 + ], + "score": 1.0, + "content": "the network. Essentially we always feed the input in the same fixed order while forcing it to learn", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "score": 1.0, + "content": "from the randomized target output. Each time the same data is presented, the target output has the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 565, + 505, + 579 + ], + "spans": [ + { + "bbox": [ + 105, + 565, + 505, + 579 + ], + "score": 1.0, + "content": "different ordering while the input has the fixed ordering. Therefore, the training should be performed", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 576, + 505, + 591 + ], + "spans": [ + { + "bbox": [ + 105, + 576, + 505, + 591 + ], + "score": 1.0, + "content": "in such a way that the ordering in the output is properly ignored. (4) Finally, in the fourth scenario,", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 588, + 351, + 600 + ], + "spans": [ + { + "bbox": [ + 106, + 588, + 351, + 600 + ], + "score": 1.0, + "content": "the ordering in both the input and the output are randomized.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 31, + "bbox_fs": [ + 105, + 456, + 506, + 600 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 605, + 504, + 671 + ], + "lines": [ + { + "bbox": [ + 106, + 604, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 604, + 505, + 617 + ], + "score": 1.0, + "content": "We trained the same network with four different loss functions, (a) the traditional cross entropy H,", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 616, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 106, + 616, + 401, + 628 + ], + "score": 1.0, + "content": "(b) Set Cross Entropy SH, (c) directed set average of the cross entropy", + "type": "text" + }, + { + "bbox": [ + 401, + 616, + 420, + 627 + ], + "score": 0.9, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 616, + 505, + 628 + ], + "score": 1.0, + "content": "and (d) the directed", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 626, + 506, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 626, + 272, + 640 + ], + "score": 1.0, + "content": "Hausdorff measure of the cross entropy", + "type": "text" + }, + { + "bbox": [ + 272, + 627, + 292, + 638 + ], + "score": 0.9, + "content": "\\mathcal { H } _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 626, + 506, + 640 + ], + "score": 1.0, + "content": ", resulting in 16 training scenarios in total. We per-", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 638, + 505, + 650 + ], + "spans": [ + { + "bbox": [ + 106, + 638, + 505, + 650 + ], + "score": 1.0, + "content": "formed the same experiment 10 times and took the statistics. The purpose of this is to address the", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 648, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 648, + 505, + 661 + ], + "score": 1.0, + "content": "potential concern about the stability of the training. We kept the same set of training/testing data,", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 660, + 349, + 671 + ], + "spans": [ + { + "bbox": [ + 106, + 660, + 349, + 671 + ], + "score": 1.0, + "content": "and the only difference between the runs is the random seed.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 40.5, + "bbox_fs": [ + 105, + 604, + 506, + 671 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 677, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 107, + 677, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 107, + 677, + 505, + 689 + ], + "score": 1.0, + "content": "We first measured the Set Cross Entropy value between the test dataset and its reconstruction in the", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "above 16 scenarios. Table 1 shows the results. The training with the standard cross entropy loss (H)", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "succeeds in cases (1,2) while failed in cases (3,4). The case (2) reproduces the claim in (Zaheer et al.,", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 708, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 708, + 506, + 723 + ], + "score": 1.0, + "content": "2017) that it encodes the input in an permutation-invariant manner, while it failed in the latter cases", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 734 + ], + "score": 1.0, + "content": "because the training is not permutation-invariant with regard to the output. In contrast, the training", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "with the Set Cross Entropy loss succeeds in all cases. This shows that the permutation-invariant loss", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 94, + 412, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 412, + 105 + ], + "score": 1.0, + "content": "function is necessary for training a network with a dataset consisting of sets.", + "type": "text", + "cross_page": true + } + ], + "index": 1 + } + ], + "index": 46, + "bbox_fs": [ + 105, + 677, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 105, + 82, + 504, + 105 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "with the Set Cross Entropy loss succeeds in all cases. This shows that the permutation-invariant loss", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 94, + 412, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 412, + 105 + ], + "score": 1.0, + "content": "function is necessary for training a network with a dataset consisting of sets.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 107, + 110, + 505, + 165 + ], + "lines": [ + { + "bbox": [ + 105, + 109, + 505, + 123 + ], + "spans": [ + { + "bbox": [ + 105, + 109, + 267, + 123 + ], + "score": 1.0, + "content": "The training with set average distance", + "type": "text" + }, + { + "bbox": [ + 268, + 111, + 287, + 122 + ], + "score": 0.89, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 109, + 505, + 123 + ], + "score": 1.0, + "content": "also reduces the Set Cross Entropy because it is an", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 121, + 506, + 135 + ], + "spans": [ + { + "bbox": [ + 105, + 121, + 453, + 135 + ], + "score": 1.0, + "content": "upper-bound approximation of the Set Cross Entropy. However, in one of the 10 runs,", + "type": "text" + }, + { + "bbox": [ + 454, + 122, + 473, + 133 + ], + "score": 0.89, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 121, + 506, + 135 + ], + "score": 1.0, + "content": "did not", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "score": 1.0, + "content": "converge, showing that the A1H (baseline) could be unstable, possibly due to the issue explained in", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 142, + 505, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 142, + 505, + 156 + ], + "score": 1.0, + "content": "the example at the end of section 3. In contrast, the training with Hausdorff distance failed to learn", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 154, + 205, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 154, + 205, + 167 + ], + "score": 1.0, + "content": "the representation at all.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4 + }, + { + "type": "table", + "bbox": [ + 106, + 177, + 505, + 346 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 106, + 177, + 505, + 346 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 177, + 505, + 346 + ], + "spans": [ + { + "bbox": [ + 106, + 177, + 505, + 346 + ], + "score": 0.984, + "html": "
Test error in 1O runs (measured by SH)
BestWorst
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.00 0.000.0029.28 0.0030.795.04 0.150.0142.2441.91 0.07
A1H0.000.000.000.03 133.340.10 0.090.00
H1H0.00 28.270.00 28.2828.260.00 28.260.14 233.47167.74184.41196.14
Mean
Median
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H0.040.0032.8732.570.590.0034.1433.44
SH0.000.000.000.000.020.000.020.01
A1H0.000.000.000.000.0213.390.010.00
H1H31.8528.3931.3328.5677.8559.2750.3767.50
", + "type": "table", + "image_path": "d07ce0ea3fdaf660d89d311b4cd4f811721e2658b639b117ac1e32eb36897582.jpg" + } + ] + } + ], + "index": 8, + "virtual_lines": [ + { + "bbox": [ + 106, + 177, + 505, + 233.33333333333334 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 106, + 233.33333333333334, + 505, + 289.6666666666667 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 106, + 289.6666666666667, + 505, + 346.0 + ], + "spans": [], + "index": 9 + } + ] + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 106, + 353, + 505, + 409 + ], + "lines": [ + { + "bbox": [ + 106, + 354, + 505, + 366 + ], + "spans": [ + { + "bbox": [ + 106, + 354, + 421, + 366 + ], + "score": 1.0, + "content": "Table 1: The summary of test errors out of 10 runs. Best results in bold. SH and", + "type": "text" + }, + { + "bbox": [ + 422, + 354, + 441, + 365 + ], + "score": 0.91, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 354, + 505, + 366 + ], + "score": 1.0, + "content": "both succeeded", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 365, + 506, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 365, + 381, + 377 + ], + "score": 1.0, + "content": "to achieve a good log likelihood sufficiently often. The set average", + "type": "text" + }, + { + "bbox": [ + 382, + 365, + 401, + 376 + ], + "score": 0.9, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 402, + 365, + 506, + 377 + ], + "score": 1.0, + "content": "however suffered from a", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 376, + 505, + 388 + ], + "spans": [ + { + "bbox": [ + 106, + 376, + 505, + 388 + ], + "score": 1.0, + "content": "divergence in one training instance, showing its potential instability. The traditional cross entropy", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 387, + 506, + 400 + ], + "spans": [ + { + "bbox": [ + 105, + 387, + 506, + 400 + ], + "score": 1.0, + "content": "H fails to converge when the output is presented in a different order in each iteration. Hausdorff", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 398, + 264, + 410 + ], + "spans": [ + { + "bbox": [ + 106, + 398, + 264, + 410 + ], + "score": 1.0, + "content": "distance failed to converge in all cases.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 107, + 422, + 505, + 511 + ], + "lines": [ + { + "bbox": [ + 105, + 422, + 505, + 434 + ], + "spans": [ + { + "bbox": [ + 105, + 422, + 505, + 434 + ], + "score": 1.0, + "content": "We next measured the rate of the successful reconstruction among the entire dataset. The “successful", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 433, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 505, + 446 + ], + "score": 1.0, + "content": "reconstruction” is defined as follows: Recall that every data point is a discrete binary vector in the", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 444, + 506, + 456 + ], + "spans": [ + { + "bbox": [ + 105, + 444, + 367, + 456 + ], + "score": 1.0, + "content": "8-Puzzle dataset while the output of the network is a continuous", + "type": "text" + }, + { + "bbox": [ + 368, + 444, + 398, + 455 + ], + "score": 0.91, + "content": "N \\times F", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 444, + 506, + 456 + ], + "score": 1.0, + "content": "matrix of reals between 0", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 455, + 505, + 467 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 337, + 467 + ], + "score": 1.0, + "content": "and 1. Therefore, we round the output of the network to", + "type": "text" + }, + { + "bbox": [ + 338, + 455, + 354, + 467 + ], + "score": 0.77, + "content": "0 / 1", + "type": "inline_equation" + }, + { + "bbox": [ + 354, + 456, + 505, + 467 + ], + "score": 1.0, + "content": "and directly compare the result with", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 466, + 506, + 479 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 506, + 479 + ], + "score": 1.0, + "content": "the input. If every object vector in a set is matched by some of the output object vector, then it", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 477, + 505, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 408, + 489 + ], + "score": 1.0, + "content": "is counted as a success. Similar results were obtained in Table 6: SH and", + "type": "text" + }, + { + "bbox": [ + 409, + 477, + 428, + 488 + ], + "score": 0.9, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 477, + 505, + 489 + ], + "score": 1.0, + "content": "both succeeded to", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 488, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 105, + 488, + 505, + 501 + ], + "score": 1.0, + "content": "achieve a high success rate, while other two metrics completely failed. (We rerun the experiment,", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 499, + 450, + 511 + ], + "spans": [ + { + "bbox": [ + 106, + 499, + 216, + 511 + ], + "score": 1.0, + "content": "therefore the divergence of", + "type": "text" + }, + { + "bbox": [ + 216, + 500, + 235, + 510 + ], + "score": 0.9, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 499, + 450, + 511 + ], + "score": 1.0, + "content": "in the previous experiment did not happen this time.)", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 18.5 + }, + { + "type": "text", + "bbox": [ + 106, + 515, + 505, + 593 + ], + "lines": [ + { + "bbox": [ + 106, + 516, + 505, + 528 + ], + "spans": [ + { + "bbox": [ + 106, + 516, + 505, + 528 + ], + "score": 1.0, + "content": "Finally, to address the claim that the network is able to learn from the dataset with the variable set", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 527, + 505, + 539 + ], + "spans": [ + { + "bbox": [ + 106, + 527, + 505, + 539 + ], + "score": 1.0, + "content": "size, we performed an experiment which applies the dummy-vector scheme (Sec. 3). In this experi-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 537, + 505, + 550 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 505, + 550 + ], + "score": 1.0, + "content": "ment, we modified the dataset to model such a scenario by randomly dropping one to five elements", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 548, + 505, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 548, + 505, + 561 + ], + "score": 1.0, + "content": "out of 9 elements. The maximum number of elements is 9. The dropping scheme is specified as", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 559, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 505, + 573 + ], + "score": 1.0, + "content": "follows: Out of the 5000 states generated in total (including the training / testing dataset), approxi-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 570, + 505, + 583 + ], + "spans": [ + { + "bbox": [ + 106, + 570, + 256, + 583 + ], + "score": 1.0, + "content": "mately half of the states have 9 tiles,", + "type": "text" + }, + { + "bbox": [ + 256, + 570, + 273, + 582 + ], + "score": 0.51, + "content": "1 / 4", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 570, + 403, + 583 + ], + "score": 1.0, + "content": "of the states have 8 tiles, ... and", + "type": "text" + }, + { + "bbox": [ + 403, + 570, + 424, + 583 + ], + "score": 0.9, + "content": "1 / 2 ^ { 5 }", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 570, + 505, + 583 + ], + "score": 1.0, + "content": "of the states have 5", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 581, + 307, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 307, + 595 + ], + "score": 1.0, + "content": "tiles. The elements to drop are selected randomly.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 107, + 599, + 505, + 642 + ], + "lines": [ + { + "bbox": [ + 106, + 599, + 505, + 610 + ], + "spans": [ + { + "bbox": [ + 106, + 599, + 505, + 610 + ], + "score": 1.0, + "content": "The results in Table 3 shows that the training with our proposed SH loss function achieves the best", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 610, + 505, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 610, + 505, + 621 + ], + "score": 1.0, + "content": "success ratio for the reconstruction. The reconstruction includes the dummy vectors, indicating that", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 620, + 505, + 634 + ], + "spans": [ + { + "bbox": [ + 105, + 620, + 505, + 634 + ], + "score": 1.0, + "content": "the network is able to represent not only the elements in the set but also the number of the missing", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 631, + 147, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 631, + 147, + 643 + ], + "score": 1.0, + "content": "elements.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 31.5 + }, + { + "type": "title", + "bbox": [ + 108, + 657, + 175, + 667 + ], + "lines": [ + { + "bbox": [ + 106, + 656, + 176, + 669 + ], + "spans": [ + { + "bbox": [ + 106, + 656, + 176, + 669 + ], + "score": 1.0, + "content": "BLOCKSWORLD", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 677, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 677, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 106, + 677, + 505, + 689 + ], + "score": 1.0, + "content": "In order to test the reconstruction ability for the more complex feature vectors, we prepared a photo-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 687, + 505, + 699 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 505, + 699 + ], + "score": 1.0, + "content": "realistic Blocksworld dataset (Fig. 2) which contains the blocks world states rendered by Blender 3D", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "engine. There are several cylinders or cubes of various colors and sizes and two surface materials", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 709, + 505, + 721 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 505, + 721 + ], + "score": 1.0, + "content": "(Metal/Rubber) stacked on the floor, just like in the usual STRIPS (McDermott, 2000) Blocksworld", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "score": 1.0, + "content": "domain. In this domain, three actions are performed: move a block onto another stack or on the", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 37 + } + ], + "page_idx": 5, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "6", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 105, + 82, + 504, + 105 + ], + "lines": [], + "index": 0.5, + "bbox_fs": [ + 106, + 82, + 505, + 105 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 107, + 110, + 505, + 165 + ], + "lines": [ + { + "bbox": [ + 105, + 109, + 505, + 123 + ], + "spans": [ + { + "bbox": [ + 105, + 109, + 267, + 123 + ], + "score": 1.0, + "content": "The training with set average distance", + "type": "text" + }, + { + "bbox": [ + 268, + 111, + 287, + 122 + ], + "score": 0.89, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 109, + 505, + 123 + ], + "score": 1.0, + "content": "also reduces the Set Cross Entropy because it is an", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 121, + 506, + 135 + ], + "spans": [ + { + "bbox": [ + 105, + 121, + 453, + 135 + ], + "score": 1.0, + "content": "upper-bound approximation of the Set Cross Entropy. However, in one of the 10 runs,", + "type": "text" + }, + { + "bbox": [ + 454, + 122, + 473, + 133 + ], + "score": 0.89, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 121, + 506, + 135 + ], + "score": 1.0, + "content": "did not", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "score": 1.0, + "content": "converge, showing that the A1H (baseline) could be unstable, possibly due to the issue explained in", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 142, + 505, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 142, + 505, + 156 + ], + "score": 1.0, + "content": "the example at the end of section 3. In contrast, the training with Hausdorff distance failed to learn", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 154, + 205, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 154, + 205, + 167 + ], + "score": 1.0, + "content": "the representation at all.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 4, + "bbox_fs": [ + 105, + 109, + 506, + 167 + ] + }, + { + "type": "table", + "bbox": [ + 106, + 177, + 505, + 346 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 106, + 177, + 505, + 346 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 177, + 505, + 346 + ], + "spans": [ + { + "bbox": [ + 106, + 177, + 505, + 346 + ], + "score": 0.984, + "html": "
Test error in 1O runs (measured by SH)
BestWorst
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.00 0.000.0029.28 0.0030.795.04 0.150.0142.2441.91 0.07
A1H0.000.000.000.03 133.340.10 0.090.00
H1H0.00 28.270.00 28.2828.260.00 28.260.14 233.47167.74184.41196.14
Mean
Median
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H0.040.0032.8732.570.590.0034.1433.44
SH0.000.000.000.000.020.000.020.01
A1H0.000.000.000.000.0213.390.010.00
H1H31.8528.3931.3328.5677.8559.2750.3767.50
", + "type": "table", + "image_path": "d07ce0ea3fdaf660d89d311b4cd4f811721e2658b639b117ac1e32eb36897582.jpg" + } + ] + } + ], + "index": 8, + "virtual_lines": [ + { + "bbox": [ + 106, + 177, + 505, + 233.33333333333334 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 106, + 233.33333333333334, + 505, + 289.6666666666667 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 106, + 289.6666666666667, + 505, + 346.0 + ], + "spans": [], + "index": 9 + } + ] + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 106, + 353, + 505, + 409 + ], + "lines": [ + { + "bbox": [ + 106, + 354, + 505, + 366 + ], + "spans": [ + { + "bbox": [ + 106, + 354, + 421, + 366 + ], + "score": 1.0, + "content": "Table 1: The summary of test errors out of 10 runs. Best results in bold. SH and", + "type": "text" + }, + { + "bbox": [ + 422, + 354, + 441, + 365 + ], + "score": 0.91, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 354, + 505, + 366 + ], + "score": 1.0, + "content": "both succeeded", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 365, + 506, + 377 + ], + "spans": [ + { + "bbox": [ + 106, + 365, + 381, + 377 + ], + "score": 1.0, + "content": "to achieve a good log likelihood sufficiently often. The set average", + "type": "text" + }, + { + "bbox": [ + 382, + 365, + 401, + 376 + ], + "score": 0.9, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 402, + 365, + 506, + 377 + ], + "score": 1.0, + "content": "however suffered from a", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 376, + 505, + 388 + ], + "spans": [ + { + "bbox": [ + 106, + 376, + 505, + 388 + ], + "score": 1.0, + "content": "divergence in one training instance, showing its potential instability. The traditional cross entropy", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 387, + 506, + 400 + ], + "spans": [ + { + "bbox": [ + 105, + 387, + 506, + 400 + ], + "score": 1.0, + "content": "H fails to converge when the output is presented in a different order in each iteration. Hausdorff", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 398, + 264, + 410 + ], + "spans": [ + { + "bbox": [ + 106, + 398, + 264, + 410 + ], + "score": 1.0, + "content": "distance failed to converge in all cases.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12, + "bbox_fs": [ + 105, + 354, + 506, + 410 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 422, + 505, + 511 + ], + "lines": [ + { + "bbox": [ + 105, + 422, + 505, + 434 + ], + "spans": [ + { + "bbox": [ + 105, + 422, + 505, + 434 + ], + "score": 1.0, + "content": "We next measured the rate of the successful reconstruction among the entire dataset. The “successful", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 433, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 505, + 446 + ], + "score": 1.0, + "content": "reconstruction” is defined as follows: Recall that every data point is a discrete binary vector in the", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 444, + 506, + 456 + ], + "spans": [ + { + "bbox": [ + 105, + 444, + 367, + 456 + ], + "score": 1.0, + "content": "8-Puzzle dataset while the output of the network is a continuous", + "type": "text" + }, + { + "bbox": [ + 368, + 444, + 398, + 455 + ], + "score": 0.91, + "content": "N \\times F", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 444, + 506, + 456 + ], + "score": 1.0, + "content": "matrix of reals between 0", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 455, + 505, + 467 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 337, + 467 + ], + "score": 1.0, + "content": "and 1. Therefore, we round the output of the network to", + "type": "text" + }, + { + "bbox": [ + 338, + 455, + 354, + 467 + ], + "score": 0.77, + "content": "0 / 1", + "type": "inline_equation" + }, + { + "bbox": [ + 354, + 456, + 505, + 467 + ], + "score": 1.0, + "content": "and directly compare the result with", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 466, + 506, + 479 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 506, + 479 + ], + "score": 1.0, + "content": "the input. If every object vector in a set is matched by some of the output object vector, then it", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 477, + 505, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 477, + 408, + 489 + ], + "score": 1.0, + "content": "is counted as a success. Similar results were obtained in Table 6: SH and", + "type": "text" + }, + { + "bbox": [ + 409, + 477, + 428, + 488 + ], + "score": 0.9, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 428, + 477, + 505, + 489 + ], + "score": 1.0, + "content": "both succeeded to", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 488, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 105, + 488, + 505, + 501 + ], + "score": 1.0, + "content": "achieve a high success rate, while other two metrics completely failed. (We rerun the experiment,", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 499, + 450, + 511 + ], + "spans": [ + { + "bbox": [ + 106, + 499, + 216, + 511 + ], + "score": 1.0, + "content": "therefore the divergence of", + "type": "text" + }, + { + "bbox": [ + 216, + 500, + 235, + 510 + ], + "score": 0.9, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 499, + 450, + 511 + ], + "score": 1.0, + "content": "in the previous experiment did not happen this time.)", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 18.5, + "bbox_fs": [ + 105, + 422, + 506, + 511 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 515, + 505, + 593 + ], + "lines": [ + { + "bbox": [ + 106, + 516, + 505, + 528 + ], + "spans": [ + { + "bbox": [ + 106, + 516, + 505, + 528 + ], + "score": 1.0, + "content": "Finally, to address the claim that the network is able to learn from the dataset with the variable set", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 527, + 505, + 539 + ], + "spans": [ + { + "bbox": [ + 106, + 527, + 505, + 539 + ], + "score": 1.0, + "content": "size, we performed an experiment which applies the dummy-vector scheme (Sec. 3). In this experi-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 537, + 505, + 550 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 505, + 550 + ], + "score": 1.0, + "content": "ment, we modified the dataset to model such a scenario by randomly dropping one to five elements", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 548, + 505, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 548, + 505, + 561 + ], + "score": 1.0, + "content": "out of 9 elements. The maximum number of elements is 9. The dropping scheme is specified as", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 559, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 505, + 573 + ], + "score": 1.0, + "content": "follows: Out of the 5000 states generated in total (including the training / testing dataset), approxi-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 570, + 505, + 583 + ], + "spans": [ + { + "bbox": [ + 106, + 570, + 256, + 583 + ], + "score": 1.0, + "content": "mately half of the states have 9 tiles,", + "type": "text" + }, + { + "bbox": [ + 256, + 570, + 273, + 582 + ], + "score": 0.51, + "content": "1 / 4", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 570, + 403, + 583 + ], + "score": 1.0, + "content": "of the states have 8 tiles, ... and", + "type": "text" + }, + { + "bbox": [ + 403, + 570, + 424, + 583 + ], + "score": 0.9, + "content": "1 / 2 ^ { 5 }", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 570, + 505, + 583 + ], + "score": 1.0, + "content": "of the states have 5", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 581, + 307, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 307, + 595 + ], + "score": 1.0, + "content": "tiles. The elements to drop are selected randomly.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 26, + "bbox_fs": [ + 105, + 516, + 505, + 595 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 599, + 505, + 642 + ], + "lines": [ + { + "bbox": [ + 106, + 599, + 505, + 610 + ], + "spans": [ + { + "bbox": [ + 106, + 599, + 505, + 610 + ], + "score": 1.0, + "content": "The results in Table 3 shows that the training with our proposed SH loss function achieves the best", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 610, + 505, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 610, + 505, + 621 + ], + "score": 1.0, + "content": "success ratio for the reconstruction. The reconstruction includes the dummy vectors, indicating that", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 620, + 505, + 634 + ], + "spans": [ + { + "bbox": [ + 105, + 620, + 505, + 634 + ], + "score": 1.0, + "content": "the network is able to represent not only the elements in the set but also the number of the missing", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 631, + 147, + 643 + ], + "spans": [ + { + "bbox": [ + 105, + 631, + 147, + 643 + ], + "score": 1.0, + "content": "elements.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 31.5, + "bbox_fs": [ + 105, + 599, + 505, + 643 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 657, + 175, + 667 + ], + "lines": [ + { + "bbox": [ + 106, + 656, + 176, + 669 + ], + "spans": [ + { + "bbox": [ + 106, + 656, + 176, + 669 + ], + "score": 1.0, + "content": "BLOCKSWORLD", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 677, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 677, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 106, + 677, + 505, + 689 + ], + "score": 1.0, + "content": "In order to test the reconstruction ability for the more complex feature vectors, we prepared a photo-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 687, + 505, + 699 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 505, + 699 + ], + "score": 1.0, + "content": "realistic Blocksworld dataset (Fig. 2) which contains the blocks world states rendered by Blender 3D", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "engine. There are several cylinders or cubes of various colors and sizes and two surface materials", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 709, + 505, + 721 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 505, + 721 + ], + "score": 1.0, + "content": "(Metal/Rubber) stacked on the floor, just like in the usual STRIPS (McDermott, 2000) Blocksworld", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "score": 1.0, + "content": "domain. In this domain, three actions are performed: move a block onto another stack or on the", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 37, + "bbox_fs": [ + 105, + 677, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 106, + 131, + 505, + 304 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 106, + 131, + 505, + 304 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 131, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 106, + 131, + 505, + 304 + ], + "score": 0.983, + "html": "
Reconstruction success ratio in 1O runs
BestWorst
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.000.000.00 1.000.00 1.000.00 1.000.00 1.000.000.00 1.00
A1H1.00 1.001.001.001.000.891.00
H1H0.001.00 0.001.00 0.000.000.001.00 0.001.00
Median0.000.00
Mean
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.000.000.000.000.000.000.000.00
1.001.001.001.001.001.000.991.00
A1H1.001.001.001.001.001.001.001.00
H1H0.000.000.000.000.000.000.000.00
", + "type": "table", + "image_path": "71e0f55d1620ebd73059c8cdd594066ef609b60243f515c7471f0c13b8d676ff.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 106, + 131, + 505, + 188.66666666666666 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 106, + 188.66666666666666, + 505, + 246.33333333333331 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 106, + 246.33333333333331, + 505, + 304.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "table_caption", + "bbox": [ + 106, + 312, + 506, + 346 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 311, + 505, + 325 + ], + "spans": [ + { + "bbox": [ + 105, + 311, + 505, + 325 + ], + "score": 1.0, + "content": "Table 2: The summary of the success rate for the 10 runs of 16 training scenarios. Best results in", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 322, + 505, + 335 + ], + "spans": [ + { + "bbox": [ + 105, + 322, + 162, + 335 + ], + "score": 1.0, + "content": "bold. SH and", + "type": "text" + }, + { + "bbox": [ + 163, + 323, + 182, + 334 + ], + "score": 0.9, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 182, + 322, + 505, + 335 + ], + "score": 1.0, + "content": "both succeeded to reconstruct the binary vectors in the 8 puzzles. The traditional", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 334, + 481, + 347 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 162, + 347 + ], + "score": 1.0, + "content": "cross entropy", + "type": "text" + }, + { + "bbox": [ + 162, + 335, + 171, + 344 + ], + "score": 0.28, + "content": "\\mathrm { H }", + "type": "inline_equation" + }, + { + "bbox": [ + 172, + 334, + 281, + 347 + ], + "score": 1.0, + "content": "and the Hausdorff distance", + "type": "text" + }, + { + "bbox": [ + 281, + 334, + 302, + 345 + ], + "score": 0.9, + "content": "\\mathcal { H } _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 334, + 481, + 347 + ], + "score": 1.0, + "content": "both failed to reconstruct the binary vectors.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4 + } + ], + "index": 2.5 + }, + { + "type": "table", + "bbox": [ + 106, + 454, + 505, + 627 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 106, + 454, + 505, + 627 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 106, + 454, + 505, + 627 + ], + "spans": [ + { + "bbox": [ + 106, + 454, + 505, + 627 + ], + "score": 0.984, + "html": "
BestWorst
Target orderingFixedRandomFixedRandom
Input ordering HFixedRandom 0.49Fixed 0.05Random 0.56Fixed Random 0.00Fixed 0.00Random 0.00
SH0.03 0.620.63 0.650.650.520.00 0.540.570.54
A1H0.620.62 0.600.590.520.090.510.50
H1H0.000.00 0.000.000.000.000.000.00
Median
Mean
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.000.120.000.27 0.600.010.170.010.31
0.570.590.600.580.590.610.60
A1H0.590.570.570.560.580.530.570.56
H1H0.000.000.000.000.000.000.000.00
", + "type": "table", + "image_path": "8899402d779c467513b20ea21f564ad07da899f6a854515dfaacaf9ecf1648d6.jpg" + } + ] + } + ], + "index": 7, + "virtual_lines": [ + { + "bbox": [ + 106, + 454, + 505, + 511.6666666666667 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 106, + 511.6666666666667, + 505, + 569.3333333333334 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 106, + 569.3333333333334, + 505, + 627.0 + ], + "spans": [], + "index": 8 + } + ] + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 106, + 635, + 506, + 679 + ], + "lines": [ + { + "bbox": [ + 106, + 635, + 505, + 647 + ], + "spans": [ + { + "bbox": [ + 106, + 635, + 505, + 647 + ], + "score": 1.0, + "content": "Table 3: The summary of the success rate for the 10 runs of 16 training scenarios, where the size of", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 646, + 505, + 658 + ], + "spans": [ + { + "bbox": [ + 106, + 646, + 505, + 658 + ], + "score": 1.0, + "content": "the set randomly varies from 4 to 9 in the dataset. Best results in bold. The proposed SH achieved", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 656, + 506, + 669 + ], + "spans": [ + { + "bbox": [ + 105, + 656, + 226, + 669 + ], + "score": 1.0, + "content": "the best success rate overall,", + "type": "text" + }, + { + "bbox": [ + 227, + 657, + 246, + 668 + ], + "score": 0.91, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 246, + 656, + 506, + 669 + ], + "score": 1.0, + "content": "comes next, the traditional cross entropy H and the Hausdorff", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 668, + 267, + 680 + ], + "spans": [ + { + "bbox": [ + 106, + 668, + 141, + 680 + ], + "score": 1.0, + "content": "distance", + "type": "text" + }, + { + "bbox": [ + 141, + 668, + 162, + 679 + ], + "score": 0.89, + "content": "\\mathcal { H } _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 162, + 668, + 267, + 680 + ], + "score": 1.0, + "content": "both failed in most cases.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 10.5 + } + ], + "page_idx": 6, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 762 + ], + "score": 1.0, + "content": "7", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "table", + "bbox": [ + 106, + 131, + 505, + 304 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 106, + 131, + 505, + 304 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 131, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 106, + 131, + 505, + 304 + ], + "score": 0.983, + "html": "
Reconstruction success ratio in 1O runs
BestWorst
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.000.000.00 1.000.00 1.000.00 1.000.00 1.000.000.00 1.00
A1H1.00 1.001.001.001.000.891.00
H1H0.001.00 0.001.00 0.000.000.001.00 0.001.00
Median0.000.00
Mean
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.000.000.000.000.000.000.000.00
1.001.001.001.001.001.000.991.00
A1H1.001.001.001.001.001.001.001.00
H1H0.000.000.000.000.000.000.000.00
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BestWorst
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Each state has a perturbation from the jitter in the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 236, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 106, + 236, + 505, + 248 + ], + "score": 1.0, + "content": "light positions and the ray-tracing noise. Objects have the different sizes, colors, shapes and sur-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 247, + 505, + 259 + ], + "spans": [ + { + "bbox": [ + 106, + 247, + 505, + 259 + ], + "score": 1.0, + "content": "face materials. Regions corresponding to each object in the environment are extracted according to", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 257, + 505, + 271 + ], + "spans": [ + { + "bbox": [ + 105, + 257, + 505, + 271 + ], + "score": 1.0, + "content": "the bounding box information included in the dataset generator output, but is ideally automatically", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 268, + 505, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 268, + 505, + 282 + ], + "score": 1.0, + "content": "extracted by object recognition methods such as YOLO (Redmon et al., 2016). Other objects may", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 280, + 225, + 293 + ], + "spans": [ + { + "bbox": [ + 106, + 280, + 225, + 293 + ], + "score": 1.0, + "content": "intrude the extracted regions.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 8.5 + } + ], + "index": 6.25 + }, + { + "type": "text", + "bbox": [ + 106, + 302, + 505, + 402 + ], + "lines": [ + { + "bbox": [ + 106, + 303, + 506, + 316 + ], + "spans": [ + { + "bbox": [ + 106, + 303, + 243, + 316 + ], + "score": 1.0, + "content": "The dataset generator produces a", + "type": "text" + }, + { + "bbox": [ + 243, + 303, + 280, + 314 + ], + "score": 0.55, + "content": "3 0 0 { \\bf x } 2 0 0", + "type": "inline_equation" + }, + { + "bbox": [ + 280, + 303, + 506, + 316 + ], + "score": 1.0, + "content": "RGB image and a state description which contains the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 313, + 505, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 505, + 326 + ], + "score": 1.0, + "content": "bounding boxes (bbox) of the objects. Extracting these bboxes is a object recognition task we do", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 104, + 323, + 506, + 339 + ], + "spans": [ + { + "bbox": [ + 104, + 323, + 506, + 339 + ], + "score": 1.0, + "content": "not address in this paper, and ideally, should be performed by a system like YOLO (Redmon et al.,", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 335, + 506, + 349 + ], + "spans": [ + { + "bbox": [ + 105, + 335, + 366, + 349 + ], + "score": 1.0, + "content": "2016). We resized the extracted image patches in the bboxes to", + "type": "text" + }, + { + "bbox": [ + 366, + 336, + 393, + 347 + ], + "score": 0.54, + "content": "3 2 \\mathrm { x } 3 2 ", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 335, + 506, + 349 + ], + "score": 1.0, + "content": "RGB, compressed it into a", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 347, + 506, + 359 + ], + "spans": [ + { + "bbox": [ + 106, + 347, + 506, + 359 + ], + "score": 1.0, + "content": "feature vector of 1024 dimensions with a convolutional autoencoder, then concatenated it with the", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 104, + 356, + 506, + 371 + ], + "spans": [ + { + "bbox": [ + 104, + 356, + 129, + 371 + ], + "score": 1.0, + "content": "bbox", + "type": "text" + }, + { + "bbox": [ + 129, + 358, + 190, + 370 + ], + "score": 0.91, + "content": "( x _ { 1 } , y _ { 1 } , x _ { 2 } , y _ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 190, + 356, + 506, + 371 + ], + "score": 1.0, + "content": "which is discretized by 5 pixels and encoded as 1-hot vectors (60/40 categories", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 368, + 505, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 368, + 121, + 381 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 121, + 370, + 136, + 380 + ], + "score": 0.85, + "content": "x / y", + "type": "inline_equation" + }, + { + "bbox": [ + 136, + 368, + 505, + 381 + ], + "score": 1.0, + "content": "-axes), resulting in 1224 features per object. The generator is able to enumerate all possible", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 379, + 505, + 393 + ], + "spans": [ + { + "bbox": [ + 105, + 379, + 505, + 393 + ], + "score": 1.0, + "content": "states (80640 states for 5 blocks and 3 stacks). We used 2250 states as the training set and 250 states", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 391, + 164, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 391, + 164, + 403 + ], + "score": 1.0, + "content": "as the test set.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 16, + "bbox_fs": [ + 104, + 303, + 506, + 403 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 407, + 505, + 451 + ], + "lines": [ + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "score": 1.0, + "content": "We also verified the results qualitatively. Some reconstruction results are visualized in Fig. 3. These", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 419, + 506, + 432 + ], + "spans": [ + { + "bbox": [ + 106, + 419, + 506, + 432 + ], + "score": 1.0, + "content": "visualizations are generated by pasting the image patches decoded from the first 1024 axes of the", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 104, + 429, + 506, + 442 + ], + "spans": [ + { + "bbox": [ + 104, + 429, + 506, + 442 + ], + "score": 1.0, + "content": "reconstructed 1224-D feature vectors in a position specified by the reconstructed bounding box in", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 439, + 178, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 178, + 452 + ], + "score": 1.0, + "content": "the last 200 axes.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 22.5, + "bbox_fs": [ + 104, + 406, + 506, + 452 + ] + }, + { + "type": "image", + "bbox": [ + 121, + 468, + 503, + 631 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 121, + 468, + 503, + 631 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 121, + 468, + 503, + 631 + ], + "spans": [ + { + "bbox": [ + 121, + 468, + 503, + 631 + ], + "score": 0.972, + "type": "image", + "image_path": "36bd489d80a23c2c865b7bfa875dbe31fc71805eb00bff0d0203cec34da36a8a.jpg" + } + ] + } + ], + "index": 26, + "virtual_lines": [ + { + "bbox": [ + 121, + 468, + 503, + 522.3333333333334 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 121, + 522.3333333333334, + 503, + 576.6666666666667 + ], + "spans": [], + "index": 26 + }, + { + "bbox": [ + 121, + 576.6666666666667, + 503, + 631.0000000000001 + ], + "spans": [], + "index": 27 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 640, + 505, + 696 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 106, + 641, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 106, + 641, + 505, + 653 + ], + "score": 1.0, + "content": "Figure 3: The visualizations of the Blocksworld state input (left), its reconstruction (middle) and", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 651, + 505, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 505, + 664 + ], + "score": 1.0, + "content": "their pixel-wise difference (right). From the left, each three columns represent (a) the traditional", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 661, + 506, + 676 + ], + "spans": [ + { + "bbox": [ + 105, + 661, + 467, + 676 + ], + "score": 1.0, + "content": "cross entropy H, (b) Set Cross Entropy SH, (c) directed set average of the cross entropy", + "type": "text" + }, + { + "bbox": [ + 468, + 662, + 487, + 673 + ], + "score": 0.9, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 661, + 506, + 676 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 671, + 505, + 688 + ], + "spans": [ + { + "bbox": [ + 105, + 671, + 332, + 688 + ], + "score": 1.0, + "content": "(d) the directed Hausdorff measure of the cross entropy", + "type": "text" + }, + { + "bbox": [ + 333, + 673, + 353, + 685 + ], + "score": 0.9, + "content": "\\mathcal { H } _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 353, + 671, + 505, + 688 + ], + "score": 1.0, + "content": ". 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Best test error in 1O runs (measured by SH) Random
Target orderingFixed
Input orderingFixedRandomFixedRandom
H3360.223360.263425.893434.60
SH3253.703260.043251.323252.71
A1H3258.843251.743261.133264.82
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RMSE between the visualized image
FixedRandom
Target ordering Input orderingFixedRandomFixedRandom
H0.100.100.150.15
SH0.080.080.070.08
A1H0.080.100.080.08
H1H0.140.150.160.15
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Both SH and", + "type": "text" + }, + { + "bbox": [ + 308, + 369, + 328, + 380 + ], + "score": 0.9, + "content": "A _ { \\mathrm { 1 H } }", + "type": "inline_equation" + }, + { + "bbox": [ + 328, + 367, + 505, + 381 + ], + "score": 1.0, + "content": "successfully converged below the sufficient", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 380, + 147, + 393 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 147, + 393 + ], + "score": 1.0, + "content": "accuracy.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 16.5 + }, + { + "type": "title", + "bbox": [ + 108, + 412, + 254, + 424 + ], + "lines": [ + { + "bbox": [ + 105, + 411, + 255, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 411, + 255, + 426 + ], + "score": 1.0, + "content": "4.2 RULE LEARNING ILP TASKS", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 107, + 433, + 505, + 478 + ], + "lines": [ + { + "bbox": [ + 105, + 433, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 505, + 446 + ], + "score": 1.0, + "content": "The purpose of this task is to learn to generate the prerequisites (body) of the first-order-logic horn", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 444, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 444, + 505, + 457 + ], + "score": 1.0, + "content": "clauses from the head of the clause. 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An interesting avenue of future", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 505, + 457, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 457, + 519 + ], + "score": 1.0, + "content": "work is to see how our approach can help the existing work on neural theorem proving.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 107, + 522, + 505, + 588 + ], + "lines": [ + { + "bbox": [ + 106, + 522, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 106, + 522, + 505, + 534 + ], + "score": 1.0, + "content": "We used a Countries dataset (Bouchard et al., 2015) that contains 163 countries and", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 532, + 506, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 216, + 546 + ], + "score": 1.0, + "content": "trained the models for", + "type": "text" + }, + { + "bbox": [ + 216, + 535, + 223, + 543 + ], + "score": 0.75, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 223, + 532, + 417, + 546 + ], + "score": 1.0, + "content": "-hop neighbor relations. 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This is", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 566, + 505, + 578 + ], + "spans": [ + { + "bbox": [ + 105, + 566, + 505, + 578 + ], + "score": 1.0, + "content": "a weaker form of a more general backward chaining used in Neural Theorem Proving (Rocktaschel ¨", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 577, + 377, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 377, + 590 + ], + "score": 1.0, + "content": "& Riedel, 2017) because the output does not contain free variables.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 28.5 + }, + { + "type": "text", + "bbox": [ + 107, + 593, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 105, + 594, + 506, + 606 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 133, + 606 + ], + "score": 1.0, + "content": "In the", + "type": "text" + }, + { + "bbox": [ + 133, + 596, + 140, + 604 + ], + "score": 0.76, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 141, + 594, + 275, + 606 + ], + "score": 1.0, + "content": "-neighbor scenario, the input is a", + "type": "text" + }, + { + "bbox": [ + 276, + 594, + 341, + 606 + ], + "score": 0.91, + "content": "2 + 1 6 3 ( n + 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 341, + 594, + 506, + 606 + ], + "score": 1.0, + "content": "-dimensional vector, which consists of a", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 605, + 505, + 616 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 368, + 616 + ], + "score": 1.0, + "content": "one-hot label of 2 categories for the predicate of the head, and", + "type": "text" + }, + { + "bbox": [ + 368, + 605, + 394, + 615 + ], + "score": 0.89, + "content": "n + 1", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 605, + 505, + 616 + ], + "score": 1.0, + "content": "one-hot labels of 163 cat-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 615, + 505, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 505, + 629 + ], + "score": 1.0, + "content": "egories for the arguments of the head. 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The output is a", + "type": "text" + }, + { + "bbox": [ + 383, + 638, + 420, + 649 + ], + "score": 0.89, + "content": "n \\times 3 2 8", + "type": "inline_equation" + }, + { + "bbox": [ + 421, + 639, + 506, + 650 + ], + "score": 1.0, + "content": "matrix, where each", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 648, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 648, + 253, + 661 + ], + "score": 1.0, + "content": "row represents a binary predicate", + "type": "text" + }, + { + "bbox": [ + 253, + 649, + 344, + 660 + ], + "score": 0.86, + "content": "( 3 2 8 ~ = ~ 2 + 2 ~ { \\cdot } ~ 1 6 3 )", + "type": "inline_equation" + }, + { + "bbox": [ + 344, + 648, + 505, + 661 + ], + "score": 1.0, + "content": ". This is again because the answer is", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 660, + 505, + 672 + ], + "spans": [ + { + "bbox": [ + 106, + 660, + 505, + 672 + ], + "score": 1.0, + "content": "{neighborOf(austria, germany), neighborOf(germany, belgium)}: There are 2 elements in the set,", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 671, + 505, + 682 + ], + "spans": [ + { + "bbox": [ + 106, + 671, + 191, + 682 + ], + "score": 1.0, + "content": "thus the output is a", + "type": "text" + }, + { + "bbox": [ + 191, + 671, + 227, + 681 + ], + "score": 0.89, + "content": "2 \\times 3 2 8", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 671, + 505, + 682 + ], + "score": 1.0, + "content": "matrix. Each element uses 2 dimensions for identifying the predi-", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 681, + 506, + 694 + ], + "spans": [ + { + "bbox": [ + 104, + 681, + 506, + 694 + ], + "score": 1.0, + "content": "cate head neighborOf and two 1-hot vectors of 163 categories for the arguments (e.g. austria and", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 693, + 150, + 705 + ], + "spans": [ + { + "bbox": [ + 105, + 693, + 150, + 705 + ], + "score": 1.0, + "content": "germany).", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 36.5 + }, + { + "type": "text", + "bbox": [ + 107, + 709, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 278, + 722 + ], + "score": 1.0, + "content": "We trained the network with the neighbor-", + "type": "text" + }, + { + "bbox": [ + 278, + 712, + 285, + 720 + ], + "score": 0.76, + "content": "^ n", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 709, + 377, + 722 + ], + "score": 1.0, + "content": "datasets ranging from", + "type": "text" + }, + { + "bbox": [ + 377, + 710, + 405, + 720 + ], + "score": 0.89, + "content": "n = 2", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 709, + 417, + 722 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 417, + 710, + 445, + 720 + ], + "score": 0.89, + "content": "n = 5", + "type": "inline_equation" + }, + { + "bbox": [ + 445, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "(see the result", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 719, + 505, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 719, + 505, + 733 + ], + "score": 1.0, + "content": "table for the detailed domain characteristics). 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Best test error in 1O runs (measured by SH) Random
Target orderingFixed
Input orderingFixedRandomFixedRandom
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RMSE between the visualized image
FixedRandom
Target ordering Input orderingFixedRandomFixedRandom
H0.100.100.150.15
SH0.080.080.070.08
A1H0.080.100.080.08
H1H0.140.150.160.15
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An interesting avenue of future", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 505, + 457, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 457, + 519 + ], + "score": 1.0, + "content": "work is to see how our approach can help the existing work on neural theorem proving.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 24, + "bbox_fs": [ + 105, + 483, + 505, + 519 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 522, + 505, + 588 + ], + "lines": [ + { + "bbox": [ + 106, + 522, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 106, + 522, + 505, + 534 + ], + "score": 1.0, + "content": "We used a Countries dataset (Bouchard et al., 2015) that contains 163 countries and", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 532, + 506, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 216, + 546 + ], + "score": 1.0, + "content": "trained the models for", + "type": "text" + }, + { + "bbox": [ + 216, + 535, + 223, + 543 + ], + "score": 0.75, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 223, + 532, + 417, + 546 + ], + "score": 1.0, + "content": "-hop neighbor relations. For example, for", + "type": "text" + }, + { + "bbox": [ + 417, + 534, + 461, + 544 + ], + "score": 0.88, + "content": "\\begin{array} { r l r l } { n } & { { } = } & { 2 } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 461, + 532, + 506, + 546 + ], + "score": 1.0, + "content": ", given a", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 544, + 505, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 505, + 557 + ], + "score": 1.0, + "content": "head neighbor2(austria, germany, belgium) as an input, the task is to predict the body", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "score": 1.0, + "content": "{neighborOf(austria, germany), neighborOf(germany, belgium)}, which is a set of two terms. This is", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 566, + 505, + 578 + ], + "spans": [ + { + "bbox": [ + 105, + 566, + 505, + 578 + ], + "score": 1.0, + "content": "a weaker form of a more general backward chaining used in Neural Theorem Proving (Rocktaschel ¨", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 577, + 377, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 377, + 590 + ], + "score": 1.0, + "content": "& Riedel, 2017) because the output does not contain free variables.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 522, + 506, + 590 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 593, + 505, + 704 + ], + "lines": [ + { + "bbox": [ + 105, + 594, + 506, + 606 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 133, + 606 + ], + "score": 1.0, + "content": "In the", + "type": "text" + }, + { + "bbox": [ + 133, + 596, + 140, + 604 + ], + "score": 0.76, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 141, + 594, + 275, + 606 + ], + "score": 1.0, + "content": "-neighbor scenario, the input is a", + "type": "text" + }, + { + "bbox": [ + 276, + 594, + 341, + 606 + ], + "score": 0.91, + "content": "2 + 1 6 3 ( n + 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 341, + 594, + 506, + 606 + ], + "score": 1.0, + "content": "-dimensional vector, which consists of a", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 605, + 505, + 616 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 368, + 616 + ], + "score": 1.0, + "content": "one-hot label of 2 categories for the predicate of the head, and", + "type": "text" + }, + { + "bbox": [ + 368, + 605, + 394, + 615 + ], + "score": 0.89, + "content": "n + 1", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 605, + 505, + 616 + ], + "score": 1.0, + "content": "one-hot labels of 163 cat-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 615, + 505, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 505, + 629 + ], + "score": 1.0, + "content": "egories for the arguments of the head. For example, a head neighbor2(austria, germany, belgium)", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 627, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 505, + 639 + ], + "score": 1.0, + "content": "spends 2 dimensions for identifying the predicate neighbor2, and three 1-hot vectors of 163 cat-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 638, + 506, + 650 + ], + "spans": [ + { + "bbox": [ + 105, + 639, + 383, + 650 + ], + "score": 1.0, + "content": "egories for representing austria,germany,belgium. The output is a", + "type": "text" + }, + { + "bbox": [ + 383, + 638, + 420, + 649 + ], + "score": 0.89, + "content": "n \\times 3 2 8", + "type": "inline_equation" + }, + { + "bbox": [ + 421, + 639, + 506, + 650 + ], + "score": 1.0, + "content": "matrix, where each", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 648, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 648, + 253, + 661 + ], + "score": 1.0, + "content": "row represents a binary predicate", + "type": "text" + }, + { + "bbox": [ + 253, + 649, + 344, + 660 + ], + "score": 0.86, + "content": "( 3 2 8 ~ = ~ 2 + 2 ~ { \\cdot } ~ 1 6 3 )", + "type": "inline_equation" + }, + { + "bbox": [ + 344, + 648, + 505, + 661 + ], + "score": 1.0, + "content": ". This is again because the answer is", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 660, + 505, + 672 + ], + "spans": [ + { + "bbox": [ + 106, + 660, + 505, + 672 + ], + "score": 1.0, + "content": "{neighborOf(austria, germany), neighborOf(germany, belgium)}: There are 2 elements in the set,", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 671, + 505, + 682 + ], + "spans": [ + { + "bbox": [ + 106, + 671, + 191, + 682 + ], + "score": 1.0, + "content": "thus the output is a", + "type": "text" + }, + { + "bbox": [ + 191, + 671, + 227, + 681 + ], + "score": 0.89, + "content": "2 \\times 3 2 8", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 671, + 505, + 682 + ], + "score": 1.0, + "content": "matrix. Each element uses 2 dimensions for identifying the predi-", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 681, + 506, + 694 + ], + "spans": [ + { + "bbox": [ + 104, + 681, + 506, + 694 + ], + "score": 1.0, + "content": "cate head neighborOf and two 1-hot vectors of 163 categories for the arguments (e.g. austria and", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 693, + 150, + 705 + ], + "spans": [ + { + "bbox": [ + 105, + 693, + 150, + 705 + ], + "score": 1.0, + "content": "germany).", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 36.5, + "bbox_fs": [ + 104, + 594, + 506, + 705 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 709, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 278, + 722 + ], + "score": 1.0, + "content": "We trained the network with the neighbor-", + "type": "text" + }, + { + "bbox": [ + 278, + 712, + 285, + 720 + ], + "score": 0.76, + "content": "^ n", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 709, + 377, + 722 + ], + "score": 1.0, + "content": "datasets ranging from", + "type": "text" + }, + { + "bbox": [ + 377, + 710, + 405, + 720 + ], + "score": 0.89, + "content": "n = 2", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 709, + 417, + 722 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 417, + 710, + 445, + 720 + ], + "score": 0.89, + "content": "n = 5", + "type": "inline_equation" + }, + { + "bbox": [ + 445, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "(see the result", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 719, + 505, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 719, + 505, + 733 + ], + "score": 1.0, + "content": "table for the detailed domain characteristics). The softmax output of the network is parsed back to the", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "symbolic representation by selecting the index that gives the maximum probability, then compared", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 506, + 106 + ], + "score": 1.0, + "content": "against the test examples as a set. We counted the ratio of the clauses across the test set where", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 105, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 506, + 117 + ], + "score": 1.0, + "content": "every body term matches against one of the output terms. The output data (body terms) may have an", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 506, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 506, + 127 + ], + "score": 1.0, + "content": "arbitrary ordering, and we have another variant similar to the previous experiment: In the randomized", + "type": "text", + "cross_page": true + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 505, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 505, + 139 + ], + "score": 1.0, + "content": "body order dataset, the dataset is repeated 5 times, while the ordering of the terms inside each body", + "type": "text", + "cross_page": true + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 193, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 193, + 150 + ], + "score": 1.0, + "content": "is randomly shuffled.", + "type": "text", + "cross_page": true + } + ], + "index": 5 + } + ], + "index": 42.5, + "bbox_fs": [ + 105, + 709, + 505, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 504, + 148 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "symbolic representation by selecting the index that gives the maximum probability, then compared", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 506, + 106 + ], + "score": 1.0, + "content": "against the test examples as a set. We counted the ratio of the clauses across the test set where", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 105, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 506, + 117 + ], + "score": 1.0, + "content": "every body term matches against one of the output terms. The output data (body terms) may have an", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 506, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 506, + 127 + ], + "score": 1.0, + "content": "arbitrary ordering, and we have another variant similar to the previous experiment: In the randomized", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 505, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 505, + 139 + ], + "score": 1.0, + "content": "body order dataset, the dataset is repeated 5 times, while the ordering of the terms inside each body", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 137, + 193, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 193, + 150 + ], + "score": 1.0, + "content": "is randomly shuffled.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 2.5 + }, + { + "type": "text", + "bbox": [ + 107, + 154, + 505, + 209 + ], + "lines": [ + { + "bbox": [ + 105, + 153, + 505, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 153, + 505, + 167 + ], + "score": 1.0, + "content": "Table 6 shows that the network with Set Cross Entropy achieved the best accuracy, set average", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 165, + 505, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 165, + 505, + 178 + ], + "score": 1.0, + "content": "generally comes in the second and the traditional cross entropy struggles. This trend was observed", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 176, + 505, + 189 + ], + "spans": [ + { + "bbox": [ + 106, + 176, + 505, + 189 + ], + "score": 1.0, + "content": "not only in the the randomized-body-ordering dataset, which observes the same body in a different", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 187, + 505, + 200 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 505, + 200 + ], + "score": 1.0, + "content": "order in each iteration, but also in the fixed-body-ordering dataset. This shows that the Set Cross", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 198, + 489, + 211 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 489, + 211 + ], + "score": 1.0, + "content": "Entropy relaxes the search space by adding more global minima and making the training easier.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 8 + }, + { + "type": "title", + "bbox": [ + 108, + 227, + 190, + 240 + ], + "lines": [ + { + "bbox": [ + 105, + 227, + 192, + 242 + ], + "spans": [ + { + "bbox": [ + 105, + 227, + 192, + 242 + ], + "score": 1.0, + "content": "5 DISCUSSION", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 107, + 253, + 505, + 363 + ], + "lines": [ + { + "bbox": [ + 106, + 252, + 505, + 266 + ], + "spans": [ + { + "bbox": [ + 106, + 252, + 505, + 266 + ], + "score": 1.0, + "content": "Vinyals et al. (2016) repeatedly emphasized the advantage of limiting the possible equivalence", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 264, + 506, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 264, + 506, + 277 + ], + "score": 1.0, + "content": "classes of the outputs by engineering the training data for solving the combinatorial problems. For", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 275, + 505, + 288 + ], + "spans": [ + { + "bbox": [ + 106, + 275, + 505, + 288 + ], + "score": 1.0, + "content": "example, they pre-sorted the training example for the Delaunay triangulation (set of triangles) by the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 286, + 505, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 286, + 505, + 299 + ], + "score": 1.0, + "content": "lexicographical order and trained an LSTM model with the standard cross entropy (Vinyals et al.,", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 297, + 505, + 309 + ], + "spans": [ + { + "bbox": [ + 106, + 297, + 505, + 309 + ], + "score": 1.0, + "content": "2015). However, this is an ad-hoc method that depends on the particular domain knowledge and,", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 308, + 506, + 321 + ], + "spans": [ + { + "bbox": [ + 106, + 308, + 506, + 321 + ], + "score": 1.0, + "content": "as we have shown, the difficulty of learning such an output was caused by the loss function that", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 318, + 506, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 506, + 333 + ], + "score": 1.0, + "content": "considers the ordering. Moreover, we showed that the standard cross entropy and the set average", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 330, + 504, + 342 + ], + "spans": [ + { + "bbox": [ + 106, + 330, + 504, + 342 + ], + "score": 1.0, + "content": "metrics are the less tighter upper bound of the proposed Set Cross Entropy and also that it empiri-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 339, + 506, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 339, + 506, + 354 + ], + "score": 1.0, + "content": "cally outperforms the standard cross entropy in the theory learning task, even if a specific ordering", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 352, + 209, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 209, + 364 + ], + "score": 1.0, + "content": "is imposed on the output.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 16.5 + }, + { + "type": "text", + "bbox": [ + 107, + 369, + 505, + 424 + ], + "lines": [ + { + "bbox": [ + 105, + 367, + 505, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 367, + 505, + 381 + ], + "score": 1.0, + "content": "One limitation of the current approach is that the set cross entropy contains a double-loop, therefore", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 379, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 105, + 379, + 130, + 392 + ], + "score": 1.0, + "content": "takes", + "type": "text" + }, + { + "bbox": [ + 131, + 379, + 161, + 391 + ], + "score": 0.93, + "content": "O ( N ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 379, + 249, + 392 + ], + "score": 1.0, + "content": "runtime for a set of", + "type": "text" + }, + { + "bbox": [ + 249, + 380, + 259, + 389 + ], + "score": 0.8, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 260, + 379, + 505, + 392 + ], + "score": 1.0, + "content": "objects. However, unlike the algorithm proposed in Probst", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 390, + 505, + 403 + ], + "spans": [ + { + "bbox": [ + 106, + 390, + 402, + 403 + ], + "score": 1.0, + "content": "(2018), which uses a sequential Gale-Shapley algorithm which also uses", + "type": "text" + }, + { + "bbox": [ + 402, + 390, + 432, + 403 + ], + "score": 0.92, + "content": "O ( N ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 433, + 390, + 505, + 403 + ], + "score": 1.0, + "content": "runtime, our loss", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 400, + 506, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 506, + 414 + ], + "score": 1.0, + "content": "function can be efficiently implemented on GPUs because it consists of a simple combination of", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 413, + 219, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 413, + 219, + 426 + ], + "score": 1.0, + "content": "logsumexp and summation.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 107, + 429, + 505, + 583 + ], + "lines": [ + { + "bbox": [ + 106, + 430, + 505, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 505, + 441 + ], + "score": 1.0, + "content": "Still, improving the runtime complexity is an important direction for future work because the other", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 104, + 439, + 505, + 454 + ], + "spans": [ + { + "bbox": [ + 104, + 439, + 505, + 454 + ], + "score": 1.0, + "content": "set reconstruction tasks, including 3D point clouds datasets like Shapenet (Chang et al., 2015), may", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 451, + 505, + 464 + ], + "spans": [ + { + "bbox": [ + 105, + 451, + 505, + 464 + ], + "score": 1.0, + "content": "contain a much larger number of elements in each set. A promising candidate for tacking this dif-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 462, + 505, + 475 + ], + "spans": [ + { + "bbox": [ + 105, + 462, + 342, + 475 + ], + "score": 1.0, + "content": "ficulty is to combine Set Cross Entropy with Approximate", + "type": "text" + }, + { + "bbox": [ + 343, + 463, + 349, + 472 + ], + "score": 0.81, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 349, + 462, + 505, + 475 + ], + "score": 1.0, + "content": "-Nearest Neighbor (Indyk & Motwani,", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 472, + 506, + 486 + ], + "spans": [ + { + "bbox": [ + 106, + 472, + 506, + 486 + ], + "score": 1.0, + "content": "1998) methods, especially the Locality Sensitive Hashing (Wang et al., 2016, LSH). LSH can pre-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 485, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 485, + 252, + 496 + ], + "score": 1.0, + "content": "process and divide the target output", + "type": "text" + }, + { + "bbox": [ + 252, + 485, + 262, + 494 + ], + "score": 0.84, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 485, + 505, + 496 + ], + "score": 1.0, + "content": "into the subsets within a certain radius and we can limit the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 494, + 505, + 509 + ], + "spans": [ + { + "bbox": [ + 105, + 494, + 505, + 509 + ], + "score": 1.0, + "content": "inner loop to each subset. The resulting method can be seen as the midpoint of Set Cross Entropy", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 506, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 506, + 519 + ], + "score": 1.0, + "content": "and set average because set average (Eq.9) is the special case of this extension that uses the nearest", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 516, + 506, + 531 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 146, + 531 + ], + "score": 1.0, + "content": "neighbor", + "type": "text" + }, + { + "bbox": [ + 146, + 517, + 219, + 529 + ], + "score": 0.89, + "content": "( \\operatorname* { m i n } _ { y \\in Y } H ( x , y ) )", + "type": "inline_equation" + }, + { + "bbox": [ + 220, + 516, + 506, + 531 + ], + "score": 1.0, + "content": "and worked reasonably well in the tasks evaluated in this paper. The", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 529, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 106, + 529, + 505, + 540 + ], + "score": 1.0, + "content": "main obstacle for this approach would be to extend Set Cross Entropy to a metric variant that satis-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "score": 1.0, + "content": "fies the metric axioms (non-negativity, identity, symmetry, the triangular inequality) that is required", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 551, + 504, + 562 + ], + "spans": [ + { + "bbox": [ + 106, + 551, + 504, + 562 + ], + "score": 1.0, + "content": "for LSH methods in general. One candidate in this direction is a variant of Jensen-Shannon diver-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 104, + 560, + 507, + 574 + ], + "spans": [ + { + "bbox": [ + 104, + 560, + 507, + 574 + ], + "score": 1.0, + "content": "gence called S2JSD (Endres & Schindelin, 2003), which satisfies the metric axioms and has a LSH", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 572, + 215, + 583 + ], + "spans": [ + { + "bbox": [ + 106, + 572, + 215, + 583 + ], + "score": 1.0, + "content": "method (Mao et al., 2017).", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 33.5 + }, + { + "type": "text", + "bbox": [ + 107, + 589, + 504, + 633 + ], + "lines": [ + { + "bbox": [ + 106, + 589, + 504, + 601 + ], + "spans": [ + { + "bbox": [ + 106, + 589, + 504, + 601 + ], + "score": 1.0, + "content": "Another direction for future work is to use the Long Short Term Memory (Hochreiter & Schmidhu-", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 600, + 506, + 613 + ], + "spans": [ + { + "bbox": [ + 105, + 600, + 506, + 613 + ], + "score": 1.0, + "content": "ber, 1997) for handling the sets without imposing the shared upper bound on the number of elements", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 610, + 506, + 624 + ], + "spans": [ + { + "bbox": [ + 105, + 610, + 506, + 624 + ], + "score": 1.0, + "content": "in a set, which has been already explored in the literature (Vinyals et al., 2015; 2016). Since our ap-", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 622, + 463, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 463, + 635 + ], + "score": 1.0, + "content": "proach is agnostic to the type of the neural network, they are orthogonal to our approach.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 42.5 + }, + { + "type": "title", + "bbox": [ + 108, + 650, + 195, + 663 + ], + "lines": [ + { + "bbox": [ + 104, + 648, + 197, + 666 + ], + "spans": [ + { + "bbox": [ + 104, + 648, + 197, + 666 + ], + "score": 1.0, + "content": "6 CONCLUSION", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 45 + }, + { + "type": "text", + "bbox": [ + 107, + 676, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "score": 1.0, + "content": "In this paper, we proposed Set Cross Entropy, a measure that models the likelihood between the sets", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "of probability distributions. When the output of the neural network model can be naturally regarded", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "as a set, Set Cross Entropy is able to relax the search space by making the permutations of a global", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 708, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 708, + 506, + 723 + ], + "score": 1.0, + "content": "minima also the global minima, and makes the training easier. This is in contrast to the existing", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 721, + 506, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 506, + 733 + ], + "score": 1.0, + "content": "approaches that try to correct the ordering of the output by learning a permutation matrix, or an", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 48 + } + ], + "page_idx": 9, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 301, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 313, + 765 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 313, + 765 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 15, + "width": 14 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 504, + 148 + ], + "lines": [], + "index": 2.5, + "bbox_fs": [ + 105, + 82, + 506, + 150 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 107, + 154, + 505, + 209 + ], + "lines": [ + { + "bbox": [ + 105, + 153, + 505, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 153, + 505, + 167 + ], + "score": 1.0, + "content": "Table 6 shows that the network with Set Cross Entropy achieved the best accuracy, set average", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 165, + 505, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 165, + 505, + 178 + ], + "score": 1.0, + "content": "generally comes in the second and the traditional cross entropy struggles. This trend was observed", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 176, + 505, + 189 + ], + "spans": [ + { + "bbox": [ + 106, + 176, + 505, + 189 + ], + "score": 1.0, + "content": "not only in the the randomized-body-ordering dataset, which observes the same body in a different", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 187, + 505, + 200 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 505, + 200 + ], + "score": 1.0, + "content": "order in each iteration, but also in the fixed-body-ordering dataset. This shows that the Set Cross", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 198, + 489, + 211 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 489, + 211 + ], + "score": 1.0, + "content": "Entropy relaxes the search space by adding more global minima and making the training easier.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 8, + "bbox_fs": [ + 105, + 153, + 505, + 211 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 227, + 190, + 240 + ], + "lines": [ + { + "bbox": [ + 105, + 227, + 192, + 242 + ], + "spans": [ + { + "bbox": [ + 105, + 227, + 192, + 242 + ], + "score": 1.0, + "content": "5 DISCUSSION", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + }, + { + "type": "text", + "bbox": [ + 107, + 253, + 505, + 363 + ], + "lines": [ + { + "bbox": [ + 106, + 252, + 505, + 266 + ], + "spans": [ + { + "bbox": [ + 106, + 252, + 505, + 266 + ], + "score": 1.0, + "content": "Vinyals et al. (2016) repeatedly emphasized the advantage of limiting the possible equivalence", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 264, + 506, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 264, + 506, + 277 + ], + "score": 1.0, + "content": "classes of the outputs by engineering the training data for solving the combinatorial problems. For", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 275, + 505, + 288 + ], + "spans": [ + { + "bbox": [ + 106, + 275, + 505, + 288 + ], + "score": 1.0, + "content": "example, they pre-sorted the training example for the Delaunay triangulation (set of triangles) by the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 286, + 505, + 299 + ], + "spans": [ + { + "bbox": [ + 105, + 286, + 505, + 299 + ], + "score": 1.0, + "content": "lexicographical order and trained an LSTM model with the standard cross entropy (Vinyals et al.,", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 297, + 505, + 309 + ], + "spans": [ + { + "bbox": [ + 106, + 297, + 505, + 309 + ], + "score": 1.0, + "content": "2015). However, this is an ad-hoc method that depends on the particular domain knowledge and,", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 308, + 506, + 321 + ], + "spans": [ + { + "bbox": [ + 106, + 308, + 506, + 321 + ], + "score": 1.0, + "content": "as we have shown, the difficulty of learning such an output was caused by the loss function that", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 318, + 506, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 506, + 333 + ], + "score": 1.0, + "content": "considers the ordering. Moreover, we showed that the standard cross entropy and the set average", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 330, + 504, + 342 + ], + "spans": [ + { + "bbox": [ + 106, + 330, + 504, + 342 + ], + "score": 1.0, + "content": "metrics are the less tighter upper bound of the proposed Set Cross Entropy and also that it empiri-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 339, + 506, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 339, + 506, + 354 + ], + "score": 1.0, + "content": "cally outperforms the standard cross entropy in the theory learning task, even if a specific ordering", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 352, + 209, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 209, + 364 + ], + "score": 1.0, + "content": "is imposed on the output.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 16.5, + "bbox_fs": [ + 105, + 252, + 506, + 364 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 369, + 505, + 424 + ], + "lines": [ + { + "bbox": [ + 105, + 367, + 505, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 367, + 505, + 381 + ], + "score": 1.0, + "content": "One limitation of the current approach is that the set cross entropy contains a double-loop, therefore", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 379, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 105, + 379, + 130, + 392 + ], + "score": 1.0, + "content": "takes", + "type": "text" + }, + { + "bbox": [ + 131, + 379, + 161, + 391 + ], + "score": 0.93, + "content": "O ( N ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 379, + 249, + 392 + ], + "score": 1.0, + "content": "runtime for a set of", + "type": "text" + }, + { + "bbox": [ + 249, + 380, + 259, + 389 + ], + "score": 0.8, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 260, + 379, + 505, + 392 + ], + "score": 1.0, + "content": "objects. However, unlike the algorithm proposed in Probst", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 390, + 505, + 403 + ], + "spans": [ + { + "bbox": [ + 106, + 390, + 402, + 403 + ], + "score": 1.0, + "content": "(2018), which uses a sequential Gale-Shapley algorithm which also uses", + "type": "text" + }, + { + "bbox": [ + 402, + 390, + 432, + 403 + ], + "score": 0.92, + "content": "O ( N ^ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 433, + 390, + 505, + 403 + ], + "score": 1.0, + "content": "runtime, our loss", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 400, + 506, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 506, + 414 + ], + "score": 1.0, + "content": "function can be efficiently implemented on GPUs because it consists of a simple combination of", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 413, + 219, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 413, + 219, + 426 + ], + "score": 1.0, + "content": "logsumexp and summation.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24, + "bbox_fs": [ + 105, + 367, + 506, + 426 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 429, + 505, + 583 + ], + "lines": [ + { + "bbox": [ + 106, + 430, + 505, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 430, + 505, + 441 + ], + "score": 1.0, + "content": "Still, improving the runtime complexity is an important direction for future work because the other", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 104, + 439, + 505, + 454 + ], + "spans": [ + { + "bbox": [ + 104, + 439, + 505, + 454 + ], + "score": 1.0, + "content": "set reconstruction tasks, including 3D point clouds datasets like Shapenet (Chang et al., 2015), may", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 451, + 505, + 464 + ], + "spans": [ + { + "bbox": [ + 105, + 451, + 505, + 464 + ], + "score": 1.0, + "content": "contain a much larger number of elements in each set. A promising candidate for tacking this dif-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 462, + 505, + 475 + ], + "spans": [ + { + "bbox": [ + 105, + 462, + 342, + 475 + ], + "score": 1.0, + "content": "ficulty is to combine Set Cross Entropy with Approximate", + "type": "text" + }, + { + "bbox": [ + 343, + 463, + 349, + 472 + ], + "score": 0.81, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 349, + 462, + 505, + 475 + ], + "score": 1.0, + "content": "-Nearest Neighbor (Indyk & Motwani,", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 472, + 506, + 486 + ], + "spans": [ + { + "bbox": [ + 106, + 472, + 506, + 486 + ], + "score": 1.0, + "content": "1998) methods, especially the Locality Sensitive Hashing (Wang et al., 2016, LSH). LSH can pre-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 485, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 485, + 252, + 496 + ], + "score": 1.0, + "content": "process and divide the target output", + "type": "text" + }, + { + "bbox": [ + 252, + 485, + 262, + 494 + ], + "score": 0.84, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 263, + 485, + 505, + 496 + ], + "score": 1.0, + "content": "into the subsets within a certain radius and we can limit the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 494, + 505, + 509 + ], + "spans": [ + { + "bbox": [ + 105, + 494, + 505, + 509 + ], + "score": 1.0, + "content": "inner loop to each subset. The resulting method can be seen as the midpoint of Set Cross Entropy", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 506, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 506, + 506, + 519 + ], + "score": 1.0, + "content": "and set average because set average (Eq.9) is the special case of this extension that uses the nearest", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 516, + 506, + 531 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 146, + 531 + ], + "score": 1.0, + "content": "neighbor", + "type": "text" + }, + { + "bbox": [ + 146, + 517, + 219, + 529 + ], + "score": 0.89, + "content": "( \\operatorname* { m i n } _ { y \\in Y } H ( x , y ) )", + "type": "inline_equation" + }, + { + "bbox": [ + 220, + 516, + 506, + 531 + ], + "score": 1.0, + "content": "and worked reasonably well in the tasks evaluated in this paper. The", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 529, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 106, + 529, + 505, + 540 + ], + "score": 1.0, + "content": "main obstacle for this approach would be to extend Set Cross Entropy to a metric variant that satis-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 505, + 551 + ], + "score": 1.0, + "content": "fies the metric axioms (non-negativity, identity, symmetry, the triangular inequality) that is required", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 551, + 504, + 562 + ], + "spans": [ + { + "bbox": [ + 106, + 551, + 504, + 562 + ], + "score": 1.0, + "content": "for LSH methods in general. One candidate in this direction is a variant of Jensen-Shannon diver-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 104, + 560, + 507, + 574 + ], + "spans": [ + { + "bbox": [ + 104, + 560, + 507, + 574 + ], + "score": 1.0, + "content": "gence called S2JSD (Endres & Schindelin, 2003), which satisfies the metric axioms and has a LSH", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 572, + 215, + 583 + ], + "spans": [ + { + "bbox": [ + 106, + 572, + 215, + 583 + ], + "score": 1.0, + "content": "method (Mao et al., 2017).", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 33.5, + "bbox_fs": [ + 104, + 430, + 507, + 583 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 589, + 504, + 633 + ], + "lines": [ + { + "bbox": [ + 106, + 589, + 504, + 601 + ], + "spans": [ + { + "bbox": [ + 106, + 589, + 504, + 601 + ], + "score": 1.0, + "content": "Another direction for future work is to use the Long Short Term Memory (Hochreiter & Schmidhu-", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 600, + 506, + 613 + ], + "spans": [ + { + "bbox": [ + 105, + 600, + 506, + 613 + ], + "score": 1.0, + "content": "ber, 1997) for handling the sets without imposing the shared upper bound on the number of elements", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 610, + 506, + 624 + ], + "spans": [ + { + "bbox": [ + 105, + 610, + 506, + 624 + ], + "score": 1.0, + "content": "in a set, which has been already explored in the literature (Vinyals et al., 2015; 2016). Since our ap-", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 622, + 463, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 463, + 635 + ], + "score": 1.0, + "content": "proach is agnostic to the type of the neural network, they are orthogonal to our approach.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 42.5, + "bbox_fs": [ + 105, + 589, + 506, + 635 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 650, + 195, + 663 + ], + "lines": [ + { + "bbox": [ + 104, + 648, + 197, + 666 + ], + "spans": [ + { + "bbox": [ + 104, + 648, + 197, + 666 + ], + "score": 1.0, + "content": "6 CONCLUSION", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 45 + }, + { + "type": "text", + "bbox": [ + 107, + 676, + 504, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 506, + 690 + ], + "score": 1.0, + "content": "In this paper, we proposed Set Cross Entropy, a measure that models the likelihood between the sets", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "of probability distributions. When the output of the neural network model can be naturally regarded", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 711 + ], + "score": 1.0, + "content": "as a set, Set Cross Entropy is able to relax the search space by making the permutations of a global", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 708, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 708, + 506, + 723 + ], + "score": 1.0, + "content": "minima also the global minima, and makes the training easier. This is in contrast to the existing", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 721, + 506, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 506, + 733 + ], + "score": 1.0, + "content": "approaches that try to correct the ordering of the output by learning a permutation matrix, or an", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 106, + 83, + 505, + 94 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 505, + 94 + ], + "score": 1.0, + "content": "ad-hoc methods that reorder the dataset using the domain-specific expert knowledge. Training based", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 505, + 105 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 505, + 105 + ], + "score": 1.0, + "content": "on the Set Cross Entropy is also robust against the dataset which contains vectors whose internal", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 505, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 505, + 117 + ], + "score": 1.0, + "content": "ordering may change time to time in an arbitrary manner. We demonstrated the effectiveness of the", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 116, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 116, + 505, + 128 + ], + "score": 1.0, + "content": "approach by comparing Set Cross Entropy against the normal cross entropy, as well as the other", + "type": "text", + "cross_page": true + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 127, + 505, + 138 + ], + "spans": [ + { + "bbox": [ + 106, + 127, + 505, + 138 + ], + "score": 1.0, + "content": "set-based metrics such as Hausdorff distance or set average (Chamfer) distance. set average distance", + "type": "text", + "cross_page": true + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 138, + 505, + 149 + ], + "spans": [ + { + "bbox": [ + 106, + 138, + 505, + 149 + ], + "score": 1.0, + "content": "was shown to upper-bound Set Cross Entropy, and while it performed comparably well in the object", + "type": "text", + "cross_page": true + } + ], + "index": 5 + }, + { + "bbox": [ + 104, + 147, + 506, + 162 + ], + "spans": [ + { + "bbox": [ + 104, + 147, + 506, + 162 + ], + "score": 1.0, + "content": "reconstruction task, it was outperformed by Set Cross Entropy in the rule learning task. Training", + "type": "text", + "cross_page": true + } + ], + "index": 6 + }, + { + "bbox": [ + 104, + 159, + 505, + 172 + ], + "spans": [ + { + "bbox": [ + 104, + 159, + 505, + 172 + ], + "score": 1.0, + "content": "a neural network with Hausdorff distance turned out to be particularly hard, and it failed in many", + "type": "text", + "cross_page": true + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 171, + 506, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 171, + 506, + 183 + ], + "score": 1.0, + "content": "scenarios, showing that it is not suitable as a loss function for the set reconstruction tasks considered", + "type": "text", + "cross_page": true + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 180, + 160, + 195 + ], + "spans": [ + { + "bbox": [ + 105, + 180, + 160, + 195 + ], + "score": 1.0, + "content": "in this paper.", + "type": "text", + "cross_page": true + } + ], + "index": 9 + } + ], + "index": 48, + "bbox_fs": [ + 105, + 676, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 106, + 123, + 505, + 671 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 106, + 123, + 505, + 671 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 123, + 505, + 671 + ], + "spans": [ + { + "bbox": [ + 106, + 123, + 505, + 671 + ], + "score": 0.966, + "html": "
The rate of correct answering on the test set,10 runs
n = 2, neighbor2(a,b,c):-neighborOf(a,b), neighborOf(b,c) Dataset: 2858 ground clauses; Training: 2250 clauses; Test: 250 clauses.
Target orderingFixedRandom
Best 0.32Worst 0.23Median 0.29Mean 0.28Best 0.36Worst 0.25Median 0.31Mean 0.31
H SH0.960.900.910.920.940.880.910.91
A1H0.910.790.860.860.940.720.880.87
H1H0.870.660.820.800.850.660.830.81
n = 3, neighbor3(a,b,c,d):-..
Target orderingDataset: 11000 ground clauses; Training: 2250 clauses; Test: 250 clauses.
FixedRandom
BestWorstMedianMeanBestWorst 0.06MedianMean
H0.100.040.060.060.100.070.07
SH0.720.550.610.620.700.530.660.64
A1H0.61 0.550.52 0.310.550.560.600.530.570.57
H1H0.440.440.570.370.430.45
Target orderingn =4,neighbor4(a,b,c,d,e):-..
Dataset: 39878 ground clauses; Training: 2250 clauses; Test: 250 clauses.
BestWorstFixed MedianMeanBestRandom WorstMedianMean
H0.020.000.010.010.03 0.000.020.02
SH0.380.240.330.320.360.28 0.320.32
A1H0.330.220.270.260.340.22 0.260.26
H1H0.220.120.180.180.240.13 0.180.18
n = 4, neighbor4(a,b,c,d,e):-... Dataset: 39878 ground clauses; Training: 90o0 clauses; Test: 1000 clauses.
Target ordering HFixedRandom
BestWorstMedianMeanBestWorst MedianMean
0.040.030.040.030.040.02 0.030.03
0.870.810.820.830.860.77 0.820.82
SH0.770.760.790.590.730.72
A1H0.81 0.500.710.420.41
H1H0.120.400.37 n = 5, neighbor5(a,b,c,d,e,f):-...0.530.24
Target ordering HDataset: 137738 ground clauses; Training: 2250 clauses; Test: 250 clauses.FixedRandom
BestWorstMedianMeanBestWorstMedian Mean
0.000.000.000.000.010.00 0.000.00
SH0.170.10 0.110.120.150.060.110.11
A1H0.130.06 0.100.100.130.060.110.10
H1H0.060.01 0.040.040.060.040.050.05
n = 5, neighbor5(a,b,c,d,e,f):-...
Target orderingDataset: 137738 ground clauses; Training: 9000 clauses; Test: 1000 clauses.
FixedRandom
HBest WorstMedian 0.00Mean 0.00Best 0.01WorstMedian 0.01Mean 0.01
SH0.010.000.00 0.500.55
A1H0.65 0.530.52 0.460.55 0.480.56 0.480.600.56 0.500.50
0.560.46
H1H0.200.040.110.110.18 0.070.130.13
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The rate of correct answering on the test set,10 runs
n = 2, neighbor2(a,b,c):-neighborOf(a,b), neighborOf(b,c) Dataset: 2858 ground clauses; Training: 2250 clauses; Test: 250 clauses.
Target orderingFixedRandom
Best 0.32Worst 0.23Median 0.29Mean 0.28Best 0.36Worst 0.25Median 0.31Mean 0.31
H SH0.960.900.910.920.940.880.910.91
A1H0.910.790.860.860.940.720.880.87
H1H0.870.660.820.800.850.660.830.81
n = 3, neighbor3(a,b,c,d):-..
Target orderingDataset: 11000 ground clauses; Training: 2250 clauses; Test: 250 clauses.
FixedRandom
BestWorstMedianMeanBestWorst 0.06MedianMean
H0.100.040.060.060.100.070.07
SH0.720.550.610.620.700.530.660.64
A1H0.61 0.550.52 0.310.550.560.600.530.570.57
H1H0.440.440.570.370.430.45
Target orderingn =4,neighbor4(a,b,c,d,e):-..
Dataset: 39878 ground clauses; Training: 2250 clauses; Test: 250 clauses.
BestWorstFixed MedianMeanBestRandom WorstMedianMean
H0.020.000.010.010.03 0.000.020.02
SH0.380.240.330.320.360.28 0.320.32
A1H0.330.220.270.260.340.22 0.260.26
H1H0.220.120.180.180.240.13 0.180.18
n = 4, neighbor4(a,b,c,d,e):-... Dataset: 39878 ground clauses; Training: 90o0 clauses; Test: 1000 clauses.
Target ordering HFixedRandom
BestWorstMedianMeanBestWorst MedianMean
0.040.030.040.030.040.02 0.030.03
0.870.810.820.830.860.77 0.820.82
SH0.770.760.790.590.730.72
A1H0.81 0.500.710.420.41
H1H0.120.400.37 n = 5, neighbor5(a,b,c,d,e,f):-...0.530.24
Target ordering HDataset: 137738 ground clauses; Training: 2250 clauses; Test: 250 clauses.FixedRandom
BestWorstMedianMeanBestWorstMedian Mean
0.000.000.000.000.010.00 0.000.00
SH0.170.10 0.110.120.150.060.110.11
A1H0.130.06 0.100.100.130.060.110.10
H1H0.060.01 0.040.040.060.040.050.05
n = 5, neighbor5(a,b,c,d,e,f):-...
Target orderingDataset: 137738 ground clauses; Training: 9000 clauses; Test: 1000 clauses.
FixedRandom
HBest WorstMedian 0.00Mean 0.00Best 0.01WorstMedian 0.01Mean 0.01
SH0.010.000.00 0.500.55
A1H0.65 0.530.52 0.460.55 0.480.56 0.480.600.56 0.500.50
0.560.46
H1H0.200.040.110.110.18 0.070.130.13
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A similar system replacing Gumbel Softmax VAE", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 278, + 356, + 290 + ], + "spans": [ + { + "bbox": [ + 105, + 278, + 356, + 290 + ], + "score": 1.0, + "content": "with Causal InfoGAN was later proposed (Kurutach et al., 2018).", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 14 + }, + { + "type": "text", + "bbox": [ + 108, + 294, + 505, + 326 + ], + "lines": [ + { + "bbox": [ + 106, + 294, + 505, + 306 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 505, + 306 + ], + "score": 1.0, + "content": "We replaced Latplan’s Gumbel-Softmax VAE with our autoencoder used in the 8-Puzzle and the", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 304, + 505, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 304, + 505, + 317 + ], + "score": 1.0, + "content": "Blocksworld experiments (Appendix, Sec. 6.1,Sec. 6.2). Our autoencoder also uses Gumbel Softmax in", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 315, + 465, + 329 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 465, + 329 + ], + "score": 1.0, + "content": "the latent layer, but it uses (Zaheer et al., 2017) encoder and is trained with Set Cross Entropy.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 107, + 331, + 505, + 405 + ], + "lines": [ + { + "bbox": [ + 106, + 331, + 505, + 343 + ], + "spans": [ + { + "bbox": [ + 106, + 331, + 505, + 343 + ], + "score": 1.0, + "content": "When the network learned the representation, it guarantees that the planner finds a solution because the", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 342, + 505, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 342, + 505, + 354 + ], + "score": 1.0, + "content": "search algorithm being used (e.g. Dijkstra) is a complete, systematic, symbolic search algorithm, which", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 352, + 505, + 363 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 505, + 363 + ], + "score": 1.0, + "content": "guarantees to find a solution whenever it is reachable in the state space. If the network cannot learn", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 363, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 363, + 505, + 375 + ], + "score": 1.0, + "content": "the permutation-invariant representation, the system cannot solve the problem and/or return the human-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 374, + 505, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 505, + 385 + ], + "score": 1.0, + "content": "comprehensive visualization. This makes the specific permutation-invariant representation using (Zaheer", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 104, + 383, + 506, + 397 + ], + "spans": [ + { + "bbox": [ + 104, + 383, + 506, + 397 + ], + "score": 1.0, + "content": "et al., 2017) and the proposed Set Cross Entropy necessary when the input is given as a set of future", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 394, + 139, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 394, + 139, + 407 + ], + "score": 1.0, + "content": "vectors.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24 + }, + { + "type": "title", + "bbox": [ + 107, + 420, + 149, + 432 + ], + "lines": [ + { + "bbox": [ + 106, + 420, + 151, + 433 + ], + "spans": [ + { + "bbox": [ + 106, + 420, + 151, + 433 + ], + "score": 1.0, + "content": "8 PUZZLE", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 107, + 441, + 504, + 483 + ], + "lines": [ + { + "bbox": [ + 105, + 441, + 506, + 454 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 506, + 454 + ], + "score": 1.0, + "content": "First, the training was performed on a dataset in which the object vector ordering is randomized. The", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 452, + 505, + 464 + ], + "spans": [ + { + "bbox": [ + 106, + 452, + 216, + 464 + ], + "score": 1.0, + "content": "autoencoder compresses the", + "type": "text" + }, + { + "bbox": [ + 216, + 452, + 270, + 462 + ], + "score": 0.9, + "content": "1 5 \\times 9 = 1 3 5", + "type": "inline_equation" + }, + { + "bbox": [ + 270, + 452, + 505, + 464 + ], + "score": 1.0, + "content": "-bit binary representation (object vectors) into a permutation-", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 460, + 506, + 475 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 506, + 475 + ], + "score": 1.0, + "content": "invariant 100-bit discrete latent binary representation. We provided 5000 states for training the autoen-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 472, + 433, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 472, + 262, + 484 + ], + "score": 1.0, + "content": "coder, while the search space consists of", + "type": "text" + }, + { + "bbox": [ + 262, + 473, + 316, + 483 + ], + "score": 0.28, + "content": "3 6 2 8 8 0 ( = 9 ! )", + "type": "inline_equation" + }, + { + "bbox": [ + 317, + 472, + 433, + 484 + ], + "score": 1.0, + "content": "states and 967680 transitions.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 30.5 + }, + { + "type": "text", + "bbox": [ + 105, + 489, + 503, + 510 + ], + "lines": [ + { + "bbox": [ + 105, + 487, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 505, + 501 + ], + "score": 1.0, + "content": "Note that each state have 9! variations due to the permutations in the order the tiles and the locations are", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 498, + 392, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 363, + 511 + ], + "score": 1.0, + "content": "reported. This also increases the number of transition quadratically", + "type": "text" + }, + { + "bbox": [ + 364, + 499, + 386, + 511 + ], + "score": 0.48, + "content": "( ( 9 ! ) ^ { 2 } ,", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 498, + 392, + 511 + ], + "score": 1.0, + "content": ").", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33.5 + }, + { + "type": "text", + "bbox": [ + 107, + 516, + 505, + 558 + ], + "lines": [ + { + "bbox": [ + 105, + 515, + 505, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 505, + 528 + ], + "score": 1.0, + "content": "We generated 40 problem instances of 8-puzzle each generated by a random walk from the goal state. 40", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 525, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 505, + 540 + ], + "score": 1.0, + "content": "instances consist of 20 instances each generated by a 7-steps random walk and another 20 by 14 steps.", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 536, + 505, + 549 + ], + "spans": [ + { + "bbox": [ + 106, + 536, + 505, + 549 + ], + "score": 1.0, + "content": "We solved 40 instances using Fast Downward classical planner Helmert (2004) with blind heuristics in", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 548, + 258, + 559 + ], + "spans": [ + { + "bbox": [ + 106, + 548, + 258, + 559 + ], + "score": 1.0, + "content": "order to remove the effect of heuristics.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 36.5 + }, + { + "type": "text", + "bbox": [ + 107, + 563, + 505, + 626 + ], + "lines": [ + { + "bbox": [ + 105, + 563, + 505, + 576 + ], + "spans": [ + { + "bbox": [ + 105, + 563, + 505, + 576 + ], + "score": 1.0, + "content": "We compared the number of problems successfully solved by two variations of Latplan where each uses", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 574, + 506, + 587 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 506, + 587 + ], + "score": 1.0, + "content": "the autoencoder trained with Set Average and Set Cross Entropy, respectively, for encoding the input", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 585, + 505, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 505, + 597 + ], + "score": 1.0, + "content": "into binary latent space. Both version managed to solve all instances because both Set Average and Set", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 595, + 505, + 608 + ], + "spans": [ + { + "bbox": [ + 106, + 595, + 505, + 608 + ], + "score": 1.0, + "content": "Cross Entropy managed to train the AE from 5000 examples with a sufficient accuracy. All solutions were", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "score": 1.0, + "content": "correct (checked manually). Since the search algorithm being used is optimal, the quality of the solution", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 616, + 178, + 627 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 178, + 627 + ], + "score": 1.0, + "content": "was also identical.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 41.5 + }, + { + "type": "title", + "bbox": [ + 108, + 643, + 175, + 653 + ], + "lines": [ + { + "bbox": [ + 107, + 643, + 176, + 654 + ], + "spans": [ + { + "bbox": [ + 107, + 643, + 176, + 654 + ], + "score": 1.0, + "content": "BLOCKSWORLD", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 45 + }, + { + "type": "text", + "bbox": [ + 108, + 663, + 504, + 704 + ], + "lines": [ + { + "bbox": [ + 106, + 662, + 505, + 675 + ], + "spans": [ + { + "bbox": [ + 106, + 662, + 505, + 675 + ], + "score": 1.0, + "content": "We solved 30 planning instances in a 4-blocks, 3-stacks environment. The instances are generated by", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 673, + 505, + 685 + ], + "spans": [ + { + "bbox": [ + 106, + 673, + 505, + 685 + ], + "score": 1.0, + "content": "taking a random initial state and choosing a goal state by the 3, 7, or 14 steps random walks (10 instances", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 683, + 505, + 696 + ], + "spans": [ + { + "bbox": [ + 105, + 683, + 505, + 696 + ], + "score": 1.0, + "content": "each). The correctness of the plans are again checked manually. The same planner configuration was used", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 693, + 171, + 706 + ], + "spans": [ + { + "bbox": [ + 106, + 693, + 171, + 706 + ], + "score": 1.0, + "content": "for all instances.", + "type": "text" + } + ], + "index": 49 + } + ], + "index": 47.5 + }, + { + "type": "text", + "bbox": [ + 108, + 710, + 504, + 731 + ], + "lines": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "The search space consists of 5760 states and 34560 transitions, and each state have 4! variations due to", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 720, + 482, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 482, + 733 + ], + "score": 1.0, + "content": "permutations of 4 blocks. We provided 1000 randomly selected states for training the autoencoder.", + "type": "text" + } + ], + "index": 51 + } + ], + "index": 50.5 + } + ], + "page_idx": 14, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 308, + 37 + ], + "lines": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 107, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2019", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 301, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 13 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 106, + 82, + 473, + 104 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 474, + 94 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 474, + 94 + ], + "score": 1.0, + "content": "6.5 EXAMPLE APPLICATION OF THE PERMUTATION-INVARIANT REPRESENTATION &", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 130, + 94, + 212, + 105 + ], + "spans": [ + { + "bbox": [ + 130, + 94, + 212, + 105 + ], + "score": 1.0, + "content": "RECONSTRUCTION", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 107, + 114, + 505, + 210 + ], + "lines": [ + { + "bbox": [ + 106, + 115, + 504, + 127 + ], + "spans": [ + { + "bbox": [ + 106, + 115, + 504, + 127 + ], + "score": 1.0, + "content": "To address the practical utility of “set reconstruction” or “set autoencoding”, we added a new experiment.", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 125, + 505, + 137 + ], + "spans": [ + { + "bbox": [ + 106, + 125, + 505, + 137 + ], + "score": 1.0, + "content": "We modified Latplan (Asai & Fukunaga, 2018) neural-symbolic classical planning system, a system that", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 135, + 506, + 149 + ], + "spans": [ + { + "bbox": [ + 105, + 135, + 430, + 149 + ], + "score": 1.0, + "content": "operates on a discrete symbolic latent space of the real-valued inputs and runs Dijkstra", + "type": "text" + }, + { + "bbox": [ + 430, + 136, + 450, + 146 + ], + "score": 0.51, + "content": "\\mathrm { \\Phi _ { s / A ^ { * } } }", + "type": "inline_equation" + }, + { + "bbox": [ + 450, + 135, + 506, + 149 + ], + "score": 1.0, + "content": "search using a", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 147, + 505, + 158 + ], + "spans": [ + { + "bbox": [ + 106, + 147, + 505, + 158 + ], + "score": 1.0, + "content": "state-of-the-art symbolic classical planning solver. We modified Latplan to take the set-of-object-feature-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 157, + 505, + 170 + ], + "spans": [ + { + "bbox": [ + 105, + 157, + 505, + 170 + ], + "score": 1.0, + "content": "vector input rather than images. It is a high-level task planner (unlike motion planning / actuator control)", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 168, + 505, + 180 + ], + "spans": [ + { + "bbox": [ + 105, + 168, + 505, + 180 + ], + "score": 1.0, + "content": "that has implications on robotic systems, which perceives a set of inputs already preprocessed by the", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 178, + 504, + 190 + ], + "spans": [ + { + "bbox": [ + 105, + 178, + 504, + 190 + ], + "score": 1.0, + "content": "external system. For example, the image input is first fed into Object Recognition system (e.g. YOLO,", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 187, + 506, + 201 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 506, + 201 + ], + "score": 1.0, + "content": "(Redmon et al., 2016)) and the planner receives a set of feature vectors extracted from the image patches", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 199, + 484, + 212 + ], + "spans": [ + { + "bbox": [ + 105, + 199, + 484, + 212 + ], + "score": 1.0, + "content": "segmented from the raw image, rather than feeding the image input directly to the planning system.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 6, + "bbox_fs": [ + 105, + 115, + 506, + 212 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 215, + 505, + 289 + ], + "lines": [ + { + "bbox": [ + 105, + 215, + 505, + 228 + ], + "spans": [ + { + "bbox": [ + 105, + 215, + 505, + 228 + ], + "score": 1.0, + "content": "Latplan system learns the binary latent space of an arbitrary raw input (e.g. images) with a Gumbel-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 225, + 506, + 238 + ], + "spans": [ + { + "bbox": [ + 105, + 225, + 506, + 238 + ], + "score": 1.0, + "content": "Softmax variational autoencoder, learns a discrete state space from the transition examples, and runs a", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 236, + 506, + 248 + ], + "spans": [ + { + "bbox": [ + 105, + 236, + 331, + 248 + ], + "score": 1.0, + "content": "symbolic, systematic search algorithm such as Dijkstra or", + "type": "text" + }, + { + "bbox": [ + 331, + 237, + 344, + 246 + ], + "score": 0.85, + "content": "\\mathbf { A } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 345, + 236, + 506, + 248 + ], + "score": 1.0, + "content": "search which guarantee the optimality of", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 246, + 505, + 259 + ], + "spans": [ + { + "bbox": [ + 105, + 246, + 505, + 259 + ], + "score": 1.0, + "content": "the solution. Unlike RL-based planning systems, the search agent does not contain the learning aspects.", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 256, + 505, + 270 + ], + "spans": [ + { + "bbox": [ + 105, + 256, + 505, + 270 + ], + "score": 1.0, + "content": "The discrete plan in the latent space is mapped back to the raw image visualization of the plan execution,", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 267, + 506, + 280 + ], + "spans": [ + { + "bbox": [ + 105, + 267, + 506, + 280 + ], + "score": 1.0, + "content": "which requires the reconstruction capability of (V)AE. A similar system replacing Gumbel Softmax VAE", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 278, + 356, + 290 + ], + "spans": [ + { + "bbox": [ + 105, + 278, + 356, + 290 + ], + "score": 1.0, + "content": "with Causal InfoGAN was later proposed (Kurutach et al., 2018).", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 14, + "bbox_fs": [ + 105, + 215, + 506, + 290 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 294, + 505, + 326 + ], + "lines": [ + { + "bbox": [ + 106, + 294, + 505, + 306 + ], + "spans": [ + { + "bbox": [ + 106, + 294, + 505, + 306 + ], + "score": 1.0, + "content": "We replaced Latplan’s Gumbel-Softmax VAE with our autoencoder used in the 8-Puzzle and the", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 304, + 505, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 304, + 505, + 317 + ], + "score": 1.0, + "content": "Blocksworld experiments (Appendix, Sec. 6.1,Sec. 6.2). Our autoencoder also uses Gumbel Softmax in", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 315, + 465, + 329 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 465, + 329 + ], + "score": 1.0, + "content": "the latent layer, but it uses (Zaheer et al., 2017) encoder and is trained with Set Cross Entropy.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 19, + "bbox_fs": [ + 105, + 294, + 505, + 329 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 331, + 505, + 405 + ], + "lines": [ + { + "bbox": [ + 106, + 331, + 505, + 343 + ], + "spans": [ + { + "bbox": [ + 106, + 331, + 505, + 343 + ], + "score": 1.0, + "content": "When the network learned the representation, it guarantees that the planner finds a solution because the", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 342, + 505, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 342, + 505, + 354 + ], + "score": 1.0, + "content": "search algorithm being used (e.g. Dijkstra) is a complete, systematic, symbolic search algorithm, which", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 352, + 505, + 363 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 505, + 363 + ], + "score": 1.0, + "content": "guarantees to find a solution whenever it is reachable in the state space. If the network cannot learn", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 363, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 363, + 505, + 375 + ], + "score": 1.0, + "content": "the permutation-invariant representation, the system cannot solve the problem and/or return the human-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 374, + 505, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 505, + 385 + ], + "score": 1.0, + "content": "comprehensive visualization. This makes the specific permutation-invariant representation using (Zaheer", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 104, + 383, + 506, + 397 + ], + "spans": [ + { + "bbox": [ + 104, + 383, + 506, + 397 + ], + "score": 1.0, + "content": "et al., 2017) and the proposed Set Cross Entropy necessary when the input is given as a set of future", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 394, + 139, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 394, + 139, + 407 + ], + "score": 1.0, + "content": "vectors.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24, + "bbox_fs": [ + 104, + 331, + 506, + 407 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 420, + 149, + 432 + ], + "lines": [ + { + "bbox": [ + 106, + 420, + 151, + 433 + ], + "spans": [ + { + "bbox": [ + 106, + 420, + 151, + 433 + ], + "score": 1.0, + "content": "8 PUZZLE", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 107, + 441, + 504, + 483 + ], + "lines": [ + { + "bbox": [ + 105, + 441, + 506, + 454 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 506, + 454 + ], + "score": 1.0, + "content": "First, the training was performed on a dataset in which the object vector ordering is randomized. The", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 452, + 505, + 464 + ], + "spans": [ + { + "bbox": [ + 106, + 452, + 216, + 464 + ], + "score": 1.0, + "content": "autoencoder compresses the", + "type": "text" + }, + { + "bbox": [ + 216, + 452, + 270, + 462 + ], + "score": 0.9, + "content": "1 5 \\times 9 = 1 3 5", + "type": "inline_equation" + }, + { + "bbox": [ + 270, + 452, + 505, + 464 + ], + "score": 1.0, + "content": "-bit binary representation (object vectors) into a permutation-", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 460, + 506, + 475 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 506, + 475 + ], + "score": 1.0, + "content": "invariant 100-bit discrete latent binary representation. 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Both version managed to solve all instances because both Set Average and Set", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 595, + 505, + 608 + ], + "spans": [ + { + "bbox": [ + 106, + 595, + 505, + 608 + ], + "score": 1.0, + "content": "Cross Entropy managed to train the AE from 5000 examples with a sufficient accuracy. All solutions were", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 505, + 618 + ], + "score": 1.0, + "content": "correct (checked manually). 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Random walk steps used for generatingThe number of solved instances (out of 1O instances each)
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to bottom).", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 221, + 505, + 233 + ], + "spans": [ + { + "bbox": [ + 106, + 221, + 505, + 233 + ], + "score": 1.0, + "content": "(Right) Its visualization using the tile images (taken from MNIST) pasted onto a black canvas (The", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 232, + 306, + 244 + ], + "spans": [ + { + "bbox": [ + 106, + 232, + 306, + 244 + ], + "score": 1.0, + "content": "plan is executed from left to right, top to bottom).", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 6.5 + } + ], + "index": 3.25 + }, + { + "type": "text", + "bbox": [ + 106, + 263, + 505, + 317 + ], + "lines": [ + { + "bbox": [ + 106, + 264, + 505, + 276 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 505, + 276 + ], + "score": 1.0, + "content": "We compared the number of problems successfully solved by Latplan between two variations of Latplan", + "type": "text" + } + ], + "index": 9 + }, + { + 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For the total of", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 284, + 505, + 298 + ], + "spans": [ + { + "bbox": [ + 105, + 284, + 209, + 298 + ], + "score": 1.0, + "content": "30 instances, both Latplan", + "type": "text" + }, + { + "bbox": [ + 210, + 285, + 229, + 295 + ], + "score": 0.36, + "content": "\\mathbf { \\Gamma } _ { \\mathrm { + } \\mathrm { S e t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 229, + 284, + 296, + 298 + ], + "score": 1.0, + "content": "Avg and Latplan", + "type": "text" + }, + { + "bbox": [ + 296, + 285, + 320, + 295 + ], + "score": 0.49, + "content": "\\mathrm { \\mathbf { \\Omega } _ { 1 + } S C E }", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 284, + 505, + 298 + ], + "score": 1.0, + "content": "returned plans, however the plans returned by", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 295, + 505, + 307 + ], + "spans": [ + { + "bbox": [ + 105, + 295, + 136, + 307 + ], + "score": 1.0, + "content": "Latplan", + "type": "text" + }, + { + "bbox": [ + 136, + 296, + 154, + 305 + ], + "score": 0.3, + "content": "+ \\mathrm { S e t }", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 295, + 336, + 307 + ], + "score": 1.0, + "content": "Avg were correct in 11 instnaces, while Latplan", + "type": "text" + }, + { + "bbox": [ + 336, + 295, + 360, + 306 + ], + "score": 0.61, + "content": "+ \\mathrm { S C E }", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 295, + 505, + 307 + ], + "score": 1.0, + "content": "returned 14 correct instances (Details", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 306, + 152, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 306, + 152, + 317 + ], + "score": 1.0, + "content": "in Table 7).", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 11, + "bbox_fs": [ + 105, + 264, + 506, + 317 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 322, + 505, + 365 + ], + "lines": [ + { + "bbox": [ + 105, + 321, + 505, + 335 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 505, + 335 + ], + "score": 1.0, + "content": "As the autoencoder trained by Set Average had larger reconstruction error, it sometimes fails to capture", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 332, + 505, + 345 + ], + "spans": [ + { + "bbox": [ + 105, + 332, + 505, + 345 + ], + "score": 1.0, + "content": "the essential feature of the input, causing the system to return an invalid plan. The common error was", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 342, + 505, + 357 + ], + "spans": [ + { + "bbox": [ + 105, + 342, + 505, + 357 + ], + "score": 1.0, + "content": "changing the surface of the blocks or swapping the blocks without a proper action needed, e.g., moving", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 353, + 438, + 366 + ], + "spans": [ + { + "bbox": [ + 105, + 353, + 438, + 366 + ], + "score": 1.0, + "content": "more than two blocks, move a block and polish another block in a single time step, etc.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 15.5, + "bbox_fs": [ + 105, + 321, + 505, + 366 + ] + }, + { + "type": "table", + "bbox": [ + 165, + 374, + 446, + 443 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 165, + 374, + 446, + 443 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 165, + 374, + 446, + 443 + ], + "spans": [ + { + "bbox": [ + 165, + 374, + 446, + 443 + ], + "score": 0.976, + "html": "
Random walk steps used for generatingThe number of solved instances (out of 1O instances each)
the problem instances 3SH 7A1H
757
1423 1
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Test error in 1O runs (measured by SH)
BestWorst
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.00 0.000.0029.28 0.0030.795.04 0.150.0142.2441.91 0.07
A1H0.000.000.000.03 133.340.10 0.090.00
H1H0.00 28.270.00 28.2828.260.00 28.260.14 233.47167.74184.41196.14
Mean
Median
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H0.040.0032.8732.570.590.0034.1433.44
SH0.000.000.000.000.020.000.020.01
A1H0.000.000.000.000.0213.390.010.00
H1H31.8528.3931.3328.5677.8559.2750.3767.50
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BestWorst
Target orderingFixedRandomFixedRandom
Input ordering HFixedRandom 0.49Fixed 0.05Random 0.56Fixed Random 0.00Fixed 0.00Random 0.00
SH0.03 0.620.63 0.650.650.520.00 0.540.570.54
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H1H0.000.00 0.000.000.000.000.000.00
Median
Mean
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
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H1H0.000.000.000.000.000.000.000.00
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Reconstruction success ratio in 1O runs
BestWorst
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.000.000.00 1.000.00 1.000.00 1.000.00 1.000.000.00 1.00
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Median0.000.00
Mean
Target orderingFixedRandomFixedRandom
Input orderingFixedRandomFixedRandomFixedRandomFixedRandom
H SH0.000.000.000.000.000.000.000.00
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A1H1.001.001.001.001.001.001.001.00
H1H0.000.000.000.000.000.000.000.00
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Best test error in 1O runs (measured by SH) Random
Target orderingFixed
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H3360.223360.263425.893434.60
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RMSE between the visualized image
FixedRandom
Target ordering Input orderingFixedRandomFixedRandom
H0.100.100.150.15
SH0.080.080.070.08
A1H0.080.100.080.08
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The rate of correct answering on the test set,10 runs
n = 2, neighbor2(a,b,c):-neighborOf(a,b), neighborOf(b,c) Dataset: 2858 ground clauses; Training: 2250 clauses; Test: 250 clauses.
Target orderingFixedRandom
Best 0.32Worst 0.23Median 0.29Mean 0.28Best 0.36Worst 0.25Median 0.31Mean 0.31
H SH0.960.900.910.920.940.880.910.91
A1H0.910.790.860.860.940.720.880.87
H1H0.870.660.820.800.850.660.830.81
n = 3, neighbor3(a,b,c,d):-..
Target orderingDataset: 11000 ground clauses; Training: 2250 clauses; Test: 250 clauses.
FixedRandom
BestWorstMedianMeanBestWorst 0.06MedianMean
H0.100.040.060.060.100.070.07
SH0.720.550.610.620.700.530.660.64
A1H0.61 0.550.52 0.310.550.560.600.530.570.57
H1H0.440.440.570.370.430.45
Target orderingn =4,neighbor4(a,b,c,d,e):-..
Dataset: 39878 ground clauses; Training: 2250 clauses; Test: 250 clauses.
BestWorstFixed MedianMeanBestRandom WorstMedianMean
H0.020.000.010.010.03 0.000.020.02
SH0.380.240.330.320.360.28 0.320.32
A1H0.330.220.270.260.340.22 0.260.26
H1H0.220.120.180.180.240.13 0.180.18
n = 4, neighbor4(a,b,c,d,e):-... Dataset: 39878 ground clauses; Training: 90o0 clauses; Test: 1000 clauses.
Target ordering HFixedRandom
BestWorstMedianMeanBestWorst MedianMean
0.040.030.040.030.040.02 0.030.03
0.870.810.820.830.860.77 0.820.82
SH0.770.760.790.590.730.72
A1H0.81 0.500.710.420.41
H1H0.120.400.37 n = 5, neighbor5(a,b,c,d,e,f):-...0.530.24
Target ordering HDataset: 137738 ground clauses; Training: 2250 clauses; Test: 250 clauses.FixedRandom
BestWorstMedianMeanBestWorstMedian Mean
0.000.000.000.000.010.00 0.000.00
SH0.170.10 0.110.120.150.060.110.11
A1H0.130.06 0.100.100.130.060.110.10
H1H0.060.01 0.040.040.060.040.050.05
n = 5, neighbor5(a,b,c,d,e,f):-...
Target orderingDataset: 137738 ground clauses; Training: 9000 clauses; Test: 1000 clauses.
FixedRandom
HBest WorstMedian 0.00Mean 0.00Best 0.01WorstMedian 0.01Mean 0.01
SH0.010.000.00 0.500.55
A1H0.65 0.530.52 0.460.55 0.480.56 0.480.600.56 0.500.50
0.560.46
H1H0.200.040.110.110.18 0.070.130.13
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Random walk steps used for generatingThe number of solved instances (out of 1O instances each)
the problem instances 3SH 7A1H
757
1423 1
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By directing this generative process, we can explain the observed outcomes. We propose SHADOWCAST, a controllable generative model capable of mimicking networks and directing the generation, as an approach to this novel problem. The proposed model is based on a conditional generative adversarial network for graph data. We design it with the capability to control the conditions using a simple and transparent Markov model. Comprehensive experiments on three real-world network datasets demonstrate our model’s competitive performance in the graph generation task. Furthermore, we control SHADOWCAST to generate graphs of different structures to show its effective controllability and explainability. As the first work to pose the problem of explaining generated graphs by controlling the generation, SHADOWCAST paves the way for future research in this exciting area. + +# 1 INTRODUCTION + +In many real-world networks, including but not limited to communication, financial, and social networks, graph generative models are applied to model relationships among actors. It is crucial that the models not only mimic the structure of observed networks but also generate graphs with desired properties because it allows for an increased understanding of these relationships. Currently, there are no such methods for explaining graph generation. + +Meaningful interactions between agents are often investigated under different what-if scenarios, which determines the feasibility of the interactions under abnormal and unforeseen circumstances. In such investigations, instead of using actual data, we can generate synthetic data to study and test the systems (Barse et al., 2003; Skopik et al., 2014). However, there are many challenges. (1) Data is not accessible by direct measurement of the system. (2) Data is not available. (3) Data produced by generative models cannot be explained. To address these challenges, we have to answer a natural and meaningful question: Can we control the generative process to shape and explain the generated graphs? + +In this work, we introduce the novel problem of explaining graph generation. The goal is to generate graphs of desired shapes by learning to control the associated graph properties and structure to influence the generative process. We provide an illustrative case study of email communications in an organization with two departments (Figure 1), where interactions of the employees follow a regular pattern during normal operations. Due to limited data, previously observed network information may be missing scenarios of intra-department email surge within either the Human Resources or Accounting departments. When such situations are required for analyzing the system, an ideal model should generate graphs that reflect these scenarios (see box in Figure 1) while maintaining the organizational structure. By effectively controlling the generative process, SHADOWCAST allows users to generate designed graphs that meet conditions resembling a wide range of possibilities. Overall, this is a meaningful problem because controlling the generative process to explain generated networks proves to be valuable in many applications such as anomaly detection and data augmentation. + +Existing graph generative models aim to mimic the structure of given networks, but they cannot easily shape graphs into other desired states. These works either directly capture the graph structure (Cao & Kipf, 2018; Liu et al., 2017; Tavakoli et al., 2017; Zhou et al., 2019; Ma et al., 2018; You et al., 2018; Simonovsky & Komodakis, 2018; Bojchevski et al., 2018) or model node feature information (Kipf & Welling, 2016; Wang et al., 2018; Grover et al., 2019; Zou & Lerman, 2019). Most of them adopt implicit model approaches, such as the popular generative adversarial networks (GANs) (Goodfellow, 2016). Only very recent advances (Li et al., 2018; Yang et al., 2019) in network generation have started injecting auxiliary information into the model by adding graph-level conditions as additional inputs. However, none of them allow direct control over the generative process, which addresses the fundamental challenge of generating explainable graphs. + +![](images/6b64cc49acd158dbcb2498fe0af47e66a77ae57f4d44dc5e39ef8a80d44e42c3.jpg) +Figure 1: Case study illustration of explaining controlled generation: Many times, data of various situations are not available in observed real-world networks. SHADOWCAST allows us to generate graphs of desired structures and provide explanations for the generations. + +While there are no existing methods for explaining graph generation, studies of explainability in other AI methods are increasing in popularity. One family of work, proxy methods (Huysmans et al., 2011; Augasta & Kathirvalavakumar, 2011; Zilke et al., 2016; Lakkaraju et al., 2017), learns to approximate model predictions with simpler surrogate models. Another line of work (Adadi & Berrada, 2018; Guidotti et al., 2018; Koh & Liang, 2017) treats models as black-boxes and carefully queries them for relevant information to form interpretations of the results. The works closest to our problem are in interpretable Graph Neural Network (GNN) models, where models predict and assign values to edges via attention mechanisms (Velickovi ˇ c et al., 2018; Neil et al., 2018; Xie & ´ Grossman, 2018). Notably, even the latest work (Ying et al., 2019), which considers both graph structure and node feature information, still only explains predictions of individual nodes but cannot produce explanations for entire graphs. + +We propose SHADOWCAST, an approach for explaining graph generation, which addresses the challenge of generating graphs with user-desired structures. It is achieved by using easy-to-understand node properties that are intended to capture graph semantics in an explicable way. These properties form the shadow that we control in order to guide the graph generative process. The model architecture is essentially based on conditional GANs (Mirza & Osindero, 2014). The model introduces control by leveraging the conditions, which we manage with a transparent Markov model, as a control vector to influence the generative process. It allows for user-specified parameters such as density distributions to generate designed graphs that are explainable. Finally, the generator captures essential graph structures while exploring a myriad of other possibilities in multifarious networks. + +We first evaluate SHADOWCAST on three real-world social and information networks to demonstrate its competitive performance against several state-of-the-art graph generation methods in mimicking given graphs. Our model achieves impressive results that are superior in most datasets. In addition, we demonstrate the capability of SHADOWCAST to produce customizable synthetic graphs through tunable parameters, which existing generative models are incapable of performing. + +# 2 EXPLAINABLE GRAPH GENERATION + +In this section, we describe the explainable graph generation problem. The core idea of the problem lies in generating graphs of desired structures through control of node properties as a form of explainability. We define these properties and its structure as a shadow and introduce our approach SHADOWCAST. Since it is a challenge to directly control the generation of graphs due to their complex interconnected nature, we model them through shadows, which can be manipulated to control the graph generation. We depict the problem and our approach in detail below (Sections 2.1 and 2.2). + +# 2.1 PROBLEM FORMULATION + +We focus on the novel problem of explaining graph generation. Let $\mathcal { G } = ( \nu , \mathcal { E } )$ denote a graph with $N$ nodes $v _ { i } ~ \in ~ \mathcal { V }$ and $E$ edges $( v _ { i } , v _ { j } ) \ \in \mathcal { E }$ . Each node is associated with some identity information, e.g., the employee ID. In addition, we induce another graph with $N$ nodes and the same edge connections as in $\mathcal { G }$ , by the node properties, which we define as shadow $s$ . Each node in the shadow is associated with some property label $k _ { i } \in K$ , e.g., the employee’s department, and it “shadows” the corresponding node in $\mathcal { G }$ . Every node in $\mathcal { G }$ can be uniquely identified by the identity, whereas the label of each node in $s$ is not necessarily unique. Shadow nodes provide important explanatory information that is useful in understanding the generated graphs. We note that there could be other properties of interest, e.g., degree distribution, a shadow with different connectivity than $\mathcal { G }$ . We leave the inclusion of additional properties as extensions for future work. + +In this work, we aim to develop an explainable network graph generative model. By training the model $\Theta$ on a graph $\mathcal { G }$ and its shadow $s$ , the model would then monitor the generative process and subject the generation to direction—aiding in the explainability of the generated graphs. Let us define the Explainable Graph Generation (X2G) problem as such: + +Given a graph $\mathcal { G }$ and key node properties of $\mathcal { G }$ , induce another graph by these properties, defined as shadow $s$ ; train model $\Theta$ to learn a representation $\tilde { \cal S }$ of the shadow and control $\tilde { \cal S }$ to generate graphs $\tilde { \mathcal { G } }$ ’s with explainable structures. + +Following this process, we can leverage node properties such as ground-truth labels and other node attributes, valuable in understanding the model-generated results, as a control vector to guide the graph generation. + +# 2.2 PROPOSED MODEL + +![](images/ed3f27dccc39d6dd7860f63efdc0d1cdea80b030405d08656c58fbd4f493859f.jpg) +Figure 2: The SHADOWCAST architecture proposed in this paper. + +We propose SHADOWCAST, an explainable generative approach that leverages both conditional modeling and GANs to generate graph-structured data. Our approach is inspired by the recent work (Bojchevski et al., 2018) that poses the graph generation problem as learning a distribution of biased random walks over the input graph, which captures the underlying distribution of a graph where nodes belong in some ground-truth communities. Similar to any archetypal generative adversarial nets, SHADOWCAST consists of two ‘adversaries’—a generative model $G$ and a discriminative model $D$ . In addition, our approach consists of a shadow caster model $S$ that takes in some sequences sampled from the shadow and produces shadow walks that directly influence the generator $G$ . The goal of $G$ is to capture the distribution over the data $_ { \textbf { \em x } }$ and generate synthetic graph random walks and conditions that are similar to the real walks. At the same time, $D$ estimates the probability that a graph random walk and its conditions came from the real graph rather than $G$ , to distinguish between the synthetic and real walks. We provide details of our model architecture (Figure 2) and design choices below. + +Using the conditional GAN framework, we train both $G$ and $D$ conditioned on some extra information—sampled shadow walks $\pmb { s }$ from the shadow $s$ . By allowing our model to consider any auxiliary information such as ground-truth communities or data from other sources, the model can (1) leverage extra information from different data modalities, and (2) directly control the data generation process. For example, by using contextual information in the social communications of an organization, we learn semantically meaningful graph representations. We can then explicitly generate networks of any given context. + +Following Mirza & Osindero (2014), we introduce the conditional GAN training for graph shadow random walks and define the loss as: + +$$ +\mathcal { L } _ { c g a n } = \log ( D ( \pmb { x } \mid \pmb { s } ) ) + \log ( 1 - D ( G ( \pmb { z } \mid \pmb { s } ) ) ) +$$ + +where $\boldsymbol { z } \sim \mathcal { N } ( \mathbf { 0 } , \boldsymbol { I } _ { d } )$ is a latent noise from a multivariate standard normal distribution. We represent a social transaction network as an input graph of $N$ nodes as a binary adjacency matrix $\pmb { A } \in \{ 0 , 1 \} ^ { N \times N }$ . We then sample sets of random walks of length $T$ from $\pmb { A }$ to use as training data $_ { \textbf { \em x } }$ for our model. Following Bojchevski et al. (2018), we use a biased second-order random walk sampling strategy (Grover $\&$ Leskovec, 2016)—one of the advantageous properties of random walks is their invariance under node reordering—in order to better capture both global and local graph structures. Another advantage of random walks is that the walks only include connected nodes, which efficiently exploits the sparsity of real-world graphs by including nonzero values of the adjacency matrix $A$ . In the rest of this section, we describe in detail each stage of the SHADOWCAST generation process and formally present the procedure (Algorithm 1). + +
Algorithm1Minibatch stochastic gradient descent training of explainable graph generative adver- sarial nets.The number of steps to apply to the generator, w,is a hyperparameter.We used ω = 3.
1:for number of training iterations do
2:Sample minibatch of m samples {e(1),..,x(m)} from data distribution pdata
3: 4: 5:Sample the respective m shadow walks {s(1),...,s(m)} Update S model weights:
m K 0m M £ s(e) log S(s()] i=1 =1
6: 7:Generate minibatch of m shadow walks {s(1),...,s(m)} with model S
8:Sample minibatch of m noise samples {z(1),..,z(m)} from N(0,Id) Update G model weights:
9:
10:M 0gm 1 [log(1-D(G(z(𝑖)|s()))] =1
11: 12:for w steps do Update D model weights:
m 1
13:0dm ∑[logD(x(i) | g(𝑖) + log(1-D(G(z(𝑖)|s(i)))] =1
14: end forend for
+ +Shadow Caster The shadow caster $S$ is a sequence-to-sequence model that learns arrays of contiguous node properties from sampled shadow walks on the shadow. The network predicts a sequence of inputs one at a time when some sequence is observed. We model $S$ with a long short-term memory (LSTM) (Hochreiter & Schmidhuber, 1997) neural network. Given sampled sequences of shadow walks $( \pmb { s } _ { 1 } , \dots , \pmb { s } _ { T } )$ from the shadow as inputs, the shadow caster $S$ then generates synthetic shadow walks $\big ( \tilde { s } _ { 1 } , \dots , \tilde { s } _ { T } \big )$ to mimic the sampled walks. + +Generator The generator $G$ is a probabilistic sequential learning model that generates conditional graph random walks $( { \pmb v } _ { 1 } , \dots , { \pmb v } _ { T } ) \sim G$ . We model $G$ using another parameterized LSTM network $f _ { \theta }$ . At each step $t$ , $f _ { \theta }$ takes as input the previous memory state $_ { { \mathbf { } } m _ { t - 1 } }$ of the LSTM model, the current additional information $\tilde { \mathbf { \ b { s } } } _ { t }$ , and the last node ${ \mathbf { } } v _ { t - 1 }$ . The model produces two values $( p _ { t } , m _ { t } )$ , where ${ \mathbf { } } p _ { t }$ denotes the probability distribution over the current node and ${ \mathbf { } } m _ { t }$ the current memory state. Next, the current node ${ \mathbf { } } v _ { t }$ is sampled from a categorical distribution $\mathbf { } \mathbf { v } _ { t } \sim C a t ( \sigma ( \mathbf { p } _ { t } ) )$ using a one-hot vector representation, where $\sigma ( \cdot )$ is the softmax function. + +In order to initialize the model, we draw a latent noise from a multivariate standard normal distribution $\mathbf { \boldsymbol { z } } \sim \mathcal { N } ( \mathbf { 0 } , \mathbf { \boldsymbol { I } } _ { d } )$ and pass it through a hyperbolic tangent function $g _ { \theta ^ { \prime } } ( z )$ to compute memory state $m _ { 0 }$ . Generator $G$ takes as inputs the noise $_ { z }$ and sampled shadow walks $\pmb { s }$ , and outputs graph random walks $( \pmb { v } _ { 1 } , \dots , \pmb { v } _ { T } )$ . Through this process, we generate fake random walks. + +At this point, we find that our model is closely related to the recently introduced random walk graph generative model (Bojchevski et al., 2018). In addition to random noise model initialization, the generator greatly benefits from the auxiliary information $\tilde { \mathbf { \boldsymbol { s } } } _ { t }$ , modeling a more accurate representation of the original graph (see Appendix for details). + +Discriminator The discriminator $D$ is a binary classification LSTM model. The goal of $D$ is to discriminate between real walks sampled from walking on the original graph and fake walks generated by $G$ . At each time-step $t$ , the discriminator takes two inputs: the current node ${ \mathbf { } } v _ { t }$ and the associated shadow $\mathbf { \boldsymbol { s } } _ { t }$ , both represented as one-hot vectors. After processing each presented sequence of shadow and graph walks, $D$ outputs a score between 0 and 1, indicating the probability of a real walk. + +After training the model, we have a shadow caster $S$ and a generator $G$ that can produce synthetic graphs. The shadow caster first constructs shadow walks $\big ( \tilde { s } _ { 1 } , \dots , \tilde { s } _ { T } \big )$ of some user-defined class distribution (a relatively small number of shadow walks, e.g., 10,000). The generator then takes $\big ( \tilde { s } _ { 1 } , \dots , \tilde { s } _ { T } \big )$ and generates a large set of random graph walks (a much larger number of random walks than for training, e.g., 10M). We construct a score matrix $_ { s }$ by counting how often an edge appears in the set of graph walks. Next, we convert $\pmb { S }$ into a binary adjacency matrix $\hat { A }$ by first setting $s _ { i j } = s _ { j i } = \operatorname* { m a x } \{ s _ { i j } , s _ { j i } \}$ to get a symmetric matrix. Next, we could use simple binarization strategies such as thresholding or choosing top- $k$ entries. However, we follow a probabilistic strategy, introduced in Bojchevski et al. (2018), that mitigates the issue of leaving out the low-degree nodes and producing singletons because the starting nodes of every walk is random. + +# 2.3 EXPLAINING GENERATED GRAPHS + +Different from existing approaches, our model takes shadow walks—a series of random walks on the node properties graph—as inputs to the generator, and creates graphs with various densities. To answer questions like: “Why did the model generate such graphs? Could we modify it to our desire?”, we generate graphs that are more explainable by controlling these shadow walk inputs. Our goal is to provide insight into how black-box generative models produce graphs. For any desired graph, we first build a Markov chain to model and construct sequences of node properties based on some user-specified transition distribution. These sequences are then injected into the shadow caster $S$ to generate shadow walks $\big ( \tilde { s } _ { 1 } , \dots , \tilde { s } _ { T } \big )$ that mimic the original shadow. Next, given a trained SHADOWCAST model $\Theta$ and the shadow walks $( \tilde { s } _ { 1 } , \dots , \tilde { s } _ { T } )$ , the generator $G$ produces desired graphs $\tilde { \mathcal { G } }$ ’s. Through this process, one can control the shadow distributions and study the generated graphs by comparing the results. + +# 3 RELATED WORK + +Although many existing works study the generalizability of graph generation methods, explaining generated graphs remains an open question. From a broader point of view, we can consider the related problems of (1) constructing generative models for graph-structured data and (2) interpreting machine learning models and understanding their results. + +Graph Generation Most existing graph generation models are designed to generate graphs mimicking the structure of observed graphs. So far, no generative method that shapes graphs into new desired states have been proposed. In general, we can group these graph generative models into two main families—those that directly model the graph structure (Cao & Kipf, 2018; Liu et al., 2017; Tavakoli et al., 2017; Zhou et al., 2019; Ma et al., 2018; Simonovsky & Komodakis, 2018) and others that study the graph in the context of node representations (Kipf & Welling, 2016; Wang et al., 2018; Grover et al., 2019; Zou & Lerman, 2019). While modeling of graph structures approximates the distribution of graphs with minimal assumptions about their structure, modeling node embedding estimates the probabilities of each edge’s existence, which effectively models the relational structure of large graphs. Another series of tangential work, graph translation (Guo et al., 2019; Jin et al., 2019; Guo et al., 2018), attempts to learn a translation mapping from the input domain to the target domain graph. However, the methods are designed to mainly generate graphs that match the structural characteristics of any given graph. + +Recently, some works in graph generation have started exploring network structures of various conditions. These works employ graph-level condition information. In one work, Li et al. (2018) produce some conditional generation results, where the conditions are graph properties such as the number of nodes and edges. Another work, CondGEN (Yang et al., 2019), injects semantics into the graphs by conditioning the model on supplementary contextual information. The model mainly considers multiple small graphs, each with an accompanying semantic condition to learn a distribution over graphs. While GraphRNN (You et al., 2018) is not a direct conditional model, it decomposes the generative process into sequences of nodes and edges, which potentially allows for explicit conditioning. However, these methods only generate graphs mimicking the observed graphs. + +To allow state manipulation and controllable graph generation, our model borrows the concept from NetGAN (Bojchevski et al., 2018), which adapts the standard LSTM to learn a distribution of random walks and exploit sparsity in real-world graphs. In contrast to NetGAN, we integrate a condition-based control mechanism to learn a model that generates explainable graphs. Due to the challenging nature of the problem, to the best of our knowledge, no work has definitively considered shaping graphs into new desired states. + +Explainable AI Explainable AI studies the task of improving the interpretability of AI systems. While proxy model methods (Huysmans et al., 2011; Augasta & Kathirvalavakumar, 2011; Zilke et al., 2016; Lakkaraju et al., 2017) often resort to learning local approximations of predictions using sets of rules in applying conditions on the prediction, advances in interpretability methods (Adadi & Berrada, 2018; Guidotti et al., 2018; Koh & Liang, 2017) treat black-box models as such and query them for information. Among the many recently developed interpretable models, Graph Neural Network (GNN) models have been studied to explain predictions on graph-structured data via attention mechanisms (Velickovi ˇ c et al., 2018; Neil et al., 2018; Xie & Grossman, 2018). These ap- ´ proaches learn important graph structures by predicting and assigning attention values to the edges. The attention values are the same for all nodes in the same structure, limiting the predictive power. + +Moreover, these models cannot explain predictions by combining node feature information with the graph structure. To circumvent the limitations of attention-based GNN models, GNNExplainer (Ying et al., 2019) considers both graph structure and node features to explain predictions. However, explainable GNN models identify explanations in graph structures and node features, which are suitable for link prediction, node/graph classification tasks but not graph generation. + +# 4 EXPERIMENTS + +In this section, we first compare and evaluate our approach with other baseline graph generation methods on three datasets to establish our model’s ability to generate high-quality graphs of complex networks. Next, we demonstrate the explainability of SHADOWCAST by controlling the generative process to create graphs according to specification. Note that generating graphs mimicking any given graph as closely as possible is not our goal. Our objective is to introduce a more explainable graph generative approach. Through our experiments, we not only demonstrate that SHADOWCAST exhibits competitive performance in the task of graph generation, but we also show that our model can generate graphs of different density distributions by controlling the shadows. + +Datasets We consider three real-world graphs in social and information networks, where each node belongs to one of the ground-truth communities. Two of the datasets are email communication networks EUcore-top ( $N = 3 4 8$ , $E = 3 3 4 2$ , $K = 5$ ) and Enron ( $N = 1 5 4$ , $E = 1 8 4 3$ , $K = 3$ ). The other dataset Cora-ML $N = 2 8 1 0$ , $E = 7 9 8 1$ , $K = 7$ ) is a commonly used subset of a large author citation dataset. We provide the links to datasets used in our experiments (see Appendix for details). + +We study communication networks: (1) EUcore-top is a network that consists of the top five largest departments in the EUcore email dataset that was created using anonymized emails from a large European research institution. (2) Enron is a dataset of the Enron email corpus where nodes are employees labeled according to their department information. The citation network: (3) Cora-ML is a popular benchmark citation dataset. Nodes labeled according to their paper topic are authors, and edges between them indicate that an author cited another author’s paper. + +Baselines Since controlling the generative process to provide explainable graph generation is a novel task, and no such method is developed, we compare our approach against four current stateof-the-art graph generation baseline methods—GraphRNN (You et al., 2018), GVAE (Simonovsky & Komodakis, 2018), NetGAN (Bojchevski et al., 2018), and CondGEN (Yang et al., 2019). We randomly select $8 5 \%$ of the edges in each graph for training and use the remaining $1 5 \%$ for validation and testing. We refer readers to the Appendix for more details about the model implementation settings, baseline models, datasets, and explainable generated visualizations. + +Performance We evaluate SHADOWCAST against existing benchmark generative models (You et al., 2018; Simonovsky & Komodakis, 2018; Bojchevski et al., 2018; Yang et al., 2019) and present the comparison statistics 1 (Table 1). By comparing the statistics of the real graphs and those generated by each method, closer mean values indicate greater resemblance to the original graphs, thus better performance. In general, baseline methods succeed at replicating the graphs that are directly modeled. Unsurprisingly, GVAE, designed for generating small graphs, performs well in the smaller Enron and EUcore-top datasets. However, it does not recover statistics of the larger graph Cora-ML well. On the other hand, our model captures all graph properties of the datasets, especially excelling in preserving properties of larger graphs, as shown in its generation of the Cora-ML dataset. + +
GraphModelASSTCLUSTCPLGINIMDTC
Cora-MLReal-0.0750.002775.6360.485241.02898.0
GraphRNN0.062±5.5e-40.00121±2.2e-71.892±5.7e-50.119±1.9e-4507.4±2.79023.8±17.8
GVAE-0.324±6.1e-30.01294±4.2e-43.481±1.1e-20.825±1.1e-3121.6±7.015513.0±186.1
NetGAN-0.055±1.5e-30.00140±2.8e-54.943±9.5e-30.407±1.3e-3223.6±2.11034.6±18.7
CondGEN-0.524±2.0e-20.00524±9.0e-42.168±1.7e-20.946±1.5e-3404.0±37.095843.4±4780.4
SHADOWCAST-0.081±3.1e-30.00191±1.5e-45.187±1.0e-20.459±1.3e-3229.6±7.71713.6±26.4
EnronReal-0.0030.033002.1540.28174.04784.0
GraphRNN0.028±6.3e-30.02154±3.1e-41.977±5.5e-30.116±2.0e-330.8±0.81221.6±34.4
GVAE-0.112±2.1e-20.04625±1.0e-32.165±6.9e-30.288±7.2e-345.2±1.35439.2±58.7
NetGAN0.123±1.2e-20.03051±3.4e-42.105±3.8e-30.244±5.8e-355.8±1.43486.0±57.9
CondGEN-0.287±2.7e-20.04074±1.5e-32.102±2.3e-20.463±7.1e-370.4±1.79619.6±183.7
SHADOWCAST-0.004±4.6e-30.03483±7.8e-42.214±6.2e-30.278±1.8e-373.2±2.65262.2±42.8
EUcore-topReal-0.0850.031052.8850.43365.08133.0
GraphRNN-0.005±8.6e-30.00891±1.1e-42.128±5.2e-30.118±9.6e-441.0±0.842255.2±59.2
GVAE-0.257±1.2e-20.02919±3.8e-42.579±7.0e-30.473±2.4e-368.8±2.39025.2±127
NetGAN-0.028±1.0e-20.02335±3.1e-42.642±1.0e-20.359±1.7e-362.0±2.24639.8±28.8
CondGEN SHADOWCAST-0.378±3.8e-2 -0.034±1.1e-20.01880±1.9e-32.101±1.2e-20.720±3.6e-3147.0±10.026106.4±726.4
0.02847±3.4e-42.843±1.0e-20.435±2.6e-366.2±1.17414.4±93.8
+ +Table 1: Performance statistics (mean and standard error) of the graphs generated by SHADOWCAST and the baseline models, computed over five runs. We indicate the mean values of the generated statistics closest to the real graphs. SHADOWCAST most closely matches original graphs in the statistics when compared with the baseline models. + +SHADOWCAST, a conditional generative model that considers meaningful auxiliary information (e.g., node labels) of given graphs on top of learning the graph structure, naturally outperforms methods that take an unconditional approach. The baseline methods are designed to generate graphs unconditionally, with the exception of CondGEN. However, CondGEN performs conditional generation with graph-level conditions, which are not as informative as the node-level information we inject into SHADOWCAST. This rich supplementary node information enables our model to learn better representations of graphs. Hence, SHADOWCAST achieves the best performance results. + +Explaining Generated Graphs In addition to recreating graphs that closely match statistics of the input graphs, we demonstrate our model’s ability to generate desired graphs by controlling parameters of the shadows. The controlled generation is a good way to gain insight into how graphs are generated and provide a form of explainability. We influence the generative process by constructing shadow walks of preferred distribution using shadow caster $S$ . First, we create sequences of node ground-truth labels by specifying the parameters of a transparent and straightforward Markov model: (1) initial probability distribution over $K$ labels ${ \pmb \pi } = ( \pi _ { 1 } , \pi _ { 2 } , \ldots , \pi _ { K } )$ , where $\pi _ { i }$ is the probability that the Markov chain will start from label $i$ , and (2) transition probability matrix $\pmb { A } = \left( a _ { 1 1 } a _ { 1 2 } \ldots a _ { k 1 } \ldots a _ { k k } \right)$ , where each $a _ { i j }$ represents the probability of moving from label $i$ to label $j$ . Next, we input these constructed sequences into shadow caster $S$ , which returns modelgenerated shadow walks. Finally, by injecting these designed shadows into our trained generator $G$ , we generate explainable graphs of different structures. + +![](images/3534b8a9e9a0d805612ac2bde6f21e9f667beebce17c4b91cff6a02fb28d141e.jpg) +Figure 3: SHADOWCAST generated explainable graphs of the Enron email network. + +In Figure 3, we show controlled generation examples of the Enron email network, where each employee represented by a node belongs to one of three departments (e.g., Legal, Trading, and Finance offices in the organization). Figure 3a is an observed instance of interactions between the departments during normal operations. Due to limited observations, network data of some unprecedented, extraordinary situations may be unavailable. To simulate such occurrences, we can set the distribution of the Legal (red), Trading (blue), and Finance (green) departments with parameters $( \pi , A )$ to control the generative process. Distribution configurations ${ \pmb \pi } = ( \pi _ { 1 } , \pi _ { 2 } , \pi _ { 3 } )$ correspond to how likely a sequence of model-generated shadow walks start from a particular department, while the transition probability matrix $\pmb { A } = ( a _ { 1 1 } a _ { 1 2 } \dots a _ { 3 1 } \dots a _ { 3 3 } )$ determines the probability of moving from one department to another. Various configurations $( \pi , A )$ correspond to different cases such as (Figure 3b) internal communication surge in the legal team during court pre-trial period, (Figure 3c) internal surge in the finance department during financial accounts reporting period, and (Figure 3d) increased outgoing communication between the trading team and the other two departments when purchasing a subsidiary trading firm. Thus, by specifying these parameters, we can control and explain the structure of the generated graphs (see Appendix for the specific parameter settings). + +Following the example in Figure 3b, one could argue that we naively remove the legal (red) interdepartment edges and add random intra-department edges to create the effect of an internal email surge. While the random graph constructed could appear legitimate, it is not clear if this newly formed graph (1) follows the dynamics of the original network, and (2) has an explainable structure. In contrast, our approach follows a simple and transparent Markov model, providing the needed explainability for generated graphs that are modeled on the original graph. This intuitive approach allows for an increased understanding of the generated graphs. + +# 5 CONCLUSION + +In this work, we present SHADOWCAST, a novel controllable graph generative model, which generates graphs that are explainable. 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In NeurIPS, 2019. + +Jiaxuan You, Rex Ying, Xiang Ren, William L. Hamilton, and Jure Leskovec. GraphRNN: Generating realistic graphs with deep auto-regressive models. In ICML, 2018. + +Dawei Zhou, Lecheng Zheng, Jiejun Xu, and Jingrui He. Misc-GAN: A multi-scale generative model for graphs. Frontiers in Big Data, 2:3, 2019. + +Jan Ruben Zilke, Eneldo Loza Menc´ıa, and Frederik Janssen. DeepRED – rule extraction from deep neural networks. In Discovery Science, 2016. + +Dongmian Zou and Gilad Lerman. Encoding robust representation for graph generation. In IJCNN, 2019. + +# APPENDIX + +A. IMPLEMENTATION DETAILS + +The SHADOWCAST model incorporates a sequence-to-sequence $( { \mathrm { S e q } } 2 { \mathrm { S e q } } )$ learner, a generator, and a discriminator. + +Shadow Caster (Seq2Seq) In the sequence-to-sequence model, we use an LSTM with 10 cells for all three datasets. The input of this LSTM is a batch of shadow walk sequences length n and dimension d, where the batch size is 128, walk length 16, and dimension is set as the number of classes $K$ in each dataset $ { \mathrm { ~ ~ \mathcal ~ { ~ } ~ } } _ { 1 2 8 \mathrm { ~ \tiny ~ x ~ } 1 6 \mathrm { ~ \tiny ~ x ~ d ~ } }$ ). We select the walk length as 16 because it should capture structures of most graphs of different sizes. The LSTM hidden layer with 10 memory units should be more than sufficient to learn this problem. A dense layer with Softmax activation is connected to the LSTM layer, and the generated output is a batch of sequences with size $\begin{array} { r } { ( 1 2 8 \mathrm { ~ x ~ } 1 6 \mathrm { ~ x ~ d ~ } ) } \end{array}$ ). + +Generator In the generator, we use a conditional LSTM with 50 layers. We follow a similar architecture to NetGAN to generate sequences of walks on the graph nodes. Different from NetGAN, our generator not only initializes the model with Gaussian noise, but it also takes the shadow walks as conditions at each step of the process. Interestingly, we notice that the LSTM generator is more sensitive to the input conditions than hyperparameters for performance. Hence, the set of hyperparameters for the generator is the same for all the datasets. We summarize the generative process of $G$ in the box below. We note that the conditional generative process is similar to the unconditional process of NetGAN, with the addition of conditions $\tilde { \mathbf { \ b { s } } } _ { t }$ in each timestep. + +
z ~N(0,Id)
mo = ge(z)v1~ Cat(σ(pi))
t=1 t=2fe(mo,S1,O)= (p1,mi),
fe(m1,S2,v1)=(p2,m2),U2~ Cat(σ(p2))
t=T fθ(mT-1,ST,UT-1)= (pT,mT),vT ~ Cat(σ(pr))
+ +Discriminator Our discriminator is an LSTM with 40 layers. The inputs are sequences of graph nodes concatenated with the respective conditions. The discriminator has similar architecture as the shadow caster, where they are LSTM models that take sequences as inputs, expect that the LSTM layer is connected to a final dense layer. The output is a single value between 0 and 1, which distinguishes real sequences from generated ones. + +In the SHADOWCAST training, we use Adam optimizers for all the models. The learning rate of the shadow caster sequence-to-sequence training is 0.01, while both the generator and the discriminator use a learning rate of 0.0002. + +# B. BASELINES + +• CondGEN. We use the official PyTorch implementation (https://github.com/ KelestZ/CondGen). However, CondGEN is designed to learn a distribution over multiple small graphs. To ensure a fair comparison, we modify it to train on randomly selected $8 5 \%$ of the edges in a graph, validate on the remaining $1 5 \%$ , and generate graphs. +GraphRNN. We use the official PyTorch implementation (https://github.com/ JiaxuanYou/graph-generation) of GraphRNN. The default hyperparameter settings were used in all our experiments. +GVAE. To compare with Graph VAE (no public code available), we adapt the reference implementation provided by Yang et al. (2019) in their experiments for a single graph and use the suggested hyperparameter settings. +• NetGAN. We use the official TensorFlow implementation provided by the authors (https://github.com/danielzuegner/netgan), following the recommended hyperparameter settings. We set random walk length to 16, learning rate to 0.0003, generator L2 penalty to 1e-7, and discriminator L2 penalty to 5e-5. + +# C. DATASETS + +Details of the datasets are listed below (see Table 2). + +![](images/75e98eb660ab02ee765728a28e1267af77f91efbf8e7ab2f5cae9aa924e5cee2.jpg) +Table 2: Statistics of datasets. In the largest connected component (LCC) of each dataset, $\Nu _ { L C C }$ is the number of nodes, $\operatorname { E } _ { L C C }$ the edges, and K number of total classes. The distribution of the classes is shown in the corresponding histograms. + +• EUcore-top: An email communication network we created that consists of the top five largest departments in the EU-core dataset (Leskovec et al., 2007). For all nodes in the graph, if a person $i$ sends at least one email to person $j$ , then there exists an edge $( i , j )$ between the two nodes. Each node belongs to exactly one department. We sort the data by the intra-department email counts in descending order. The list of top five departments is $\{ 1 4 , 4 , 7 , 2 1 , 1 \}$ . Link here: http://snap.stanford.edu/data/email-Eucore.html +• Enron: It is the Enron Corporation email corpus dataset (Perry & Wolfe, 2013), where an edge exists between any two nodes as long as they share at least one email. Link here: https://github.com/patperry/interaction-proc/ tree/master/data/enron +Cora-ML: A scientific publication citation dataset (Bojchevski & Gunnemann, 2018) ¨ consisting of machine learning papers. Link here: https://github.com/ abojchevski/graph2gauss/tree/master/data + +# D. EXPLAINING GENERATED GRAPHS + +We provide the Markov model parameters, initial probability distribution $~ { \boldsymbol { \pi } } ~ = ~ ( \pi _ { 1 } , \pi _ { 2 } , \pi _ { 3 } )$ and transition probability matrix $\pmb { A } = \left( a _ { 1 1 } a _ { 1 2 } \ldots a _ { 3 1 } \ldots a _ { 3 3 } \right)$ , used in our experiments. + +![](images/73763d0205d1df52f7b824afbf544d09be39ad9df03334b64ee57f524095a5aa.jpg) +Observed: Enron normal operations + +![](images/e9af336597f7b759895c2bdbc0dcdf292eb68211f1fd3dc63596ad376c1f9685.jpg) + +Generated: Legal (red) internal surge +Initial probability distribution: $\pi = [ 0 . 9 , 0 . 0 5 , 0 . 0 5 ]$ +Transition probability matrix: $\pmb { A } = [ \bar { [ 0 . 9 , 0 . 0 5 , 0 . 0 5 ] }$ , [0.1, 0.6, 0.3], [0.0, 0.1, 0.9]] +Generated: Finance (green) internal surge +Initial probability distribution: $\pmb { \pi } = [ 0 . 0 5 , 0 . 0 5 , 0 . 9 ]$ +Transition probability matrix: $\pmb { A } = [ [ 0 . 9 , 0 . 1 , 0 . 0 ]$ , [0.1, 0.6, 0.3], [0.05, 0.05, 0.9]] +Generated: Trading (blue) outgoing surge +Initial probability distribution: $\pi = [ 0 . 0 5 , 0 . 9 , 0 . 0 5 ]$ +Transition probability matrix: $\pmb { A } = [ [ 0 . 9 , 0 . 1 , 0 . 0 ]$ , [0.25, 0.5, 0.25], [0.0, 0.1, 0.9]] + +![](images/e61ec6fd494e51ff865a994ccb90ccee2c272367b106a8e7abf12db7744723dd.jpg) + +![](images/eb0091e51d96007fd53f850c9c6db3119ea29ea015e2d9aca6fc571c3a203f21.jpg) \ No newline at end of file diff --git a/parse/train/tnq_O52RVbR/tnq_O52RVbR_content_list.json b/parse/train/tnq_O52RVbR/tnq_O52RVbR_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..b347845641285d5ddf92d8756b9907c61d1c19c8 --- /dev/null +++ b/parse/train/tnq_O52RVbR/tnq_O52RVbR_content_list.json @@ -0,0 +1,1208 @@ +[ + { + "type": "text", + "text": "SHADOWCAST: CONTROLLABLE GRAPH GENERATION WITH EXPLAINABILITY ", + "text_level": 1, + "bbox": [ + 176, + 98, + 821, + 146 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Anonymous authors Paper under double-blind review ", + "bbox": [ + 183, + 171, + 398, + 198 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 236, + 544, + 251 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "We introduce the problem of explaining graph generation, formulated as controlling the generative process to produce desired graphs with explainable structures. By directing this generative process, we can explain the observed outcomes. We propose SHADOWCAST, a controllable generative model capable of mimicking networks and directing the generation, as an approach to this novel problem. The proposed model is based on a conditional generative adversarial network for graph data. We design it with the capability to control the conditions using a simple and transparent Markov model. Comprehensive experiments on three real-world network datasets demonstrate our model’s competitive performance in the graph generation task. Furthermore, we control SHADOWCAST to generate graphs of different structures to show its effective controllability and explainability. As the first work to pose the problem of explaining generated graphs by controlling the generation, SHADOWCAST paves the way for future research in this exciting area. ", + "bbox": [ + 233, + 265, + 764, + 444 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 468, + 336, + 484 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In many real-world networks, including but not limited to communication, financial, and social networks, graph generative models are applied to model relationships among actors. It is crucial that the models not only mimic the structure of observed networks but also generate graphs with desired properties because it allows for an increased understanding of these relationships. Currently, there are no such methods for explaining graph generation. ", + "bbox": [ + 174, + 500, + 823, + 569 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Meaningful interactions between agents are often investigated under different what-if scenarios, which determines the feasibility of the interactions under abnormal and unforeseen circumstances. In such investigations, instead of using actual data, we can generate synthetic data to study and test the systems (Barse et al., 2003; Skopik et al., 2014). However, there are many challenges. (1) Data is not accessible by direct measurement of the system. (2) Data is not available. (3) Data produced by generative models cannot be explained. To address these challenges, we have to answer a natural and meaningful question: Can we control the generative process to shape and explain the generated graphs? ", + "bbox": [ + 174, + 575, + 825, + 688 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In this work, we introduce the novel problem of explaining graph generation. The goal is to generate graphs of desired shapes by learning to control the associated graph properties and structure to influence the generative process. We provide an illustrative case study of email communications in an organization with two departments (Figure 1), where interactions of the employees follow a regular pattern during normal operations. Due to limited data, previously observed network information may be missing scenarios of intra-department email surge within either the Human Resources or Accounting departments. When such situations are required for analyzing the system, an ideal model should generate graphs that reflect these scenarios (see box in Figure 1) while maintaining the organizational structure. By effectively controlling the generative process, SHADOWCAST allows users to generate designed graphs that meet conditions resembling a wide range of possibilities. Overall, this is a meaningful problem because controlling the generative process to explain generated networks proves to be valuable in many applications such as anomaly detection and data augmentation. ", + "bbox": [ + 174, + 694, + 825, + 861 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Existing graph generative models aim to mimic the structure of given networks, but they cannot easily shape graphs into other desired states. These works either directly capture the graph structure (Cao & Kipf, 2018; Liu et al., 2017; Tavakoli et al., 2017; Zhou et al., 2019; Ma et al., 2018; You et al., 2018; Simonovsky & Komodakis, 2018; Bojchevski et al., 2018) or model node feature information (Kipf & Welling, 2016; Wang et al., 2018; Grover et al., 2019; Zou & Lerman, 2019). Most of them adopt implicit model approaches, such as the popular generative adversarial networks (GANs) (Goodfellow, 2016). Only very recent advances (Li et al., 2018; Yang et al., 2019) in network generation have started injecting auxiliary information into the model by adding graph-level conditions as additional inputs. However, none of them allow direct control over the generative process, which addresses the fundamental challenge of generating explainable graphs. ", + "bbox": [ + 176, + 867, + 823, + 922 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/6b64cc49acd158dbcb2498fe0af47e66a77ae57f4d44dc5e39ef8a80d44e42c3.jpg", + "image_caption": [ + "Figure 1: Case study illustration of explaining controlled generation: Many times, data of various situations are not available in observed real-world networks. SHADOWCAST allows us to generate graphs of desired structures and provide explanations for the generations. " + ], + "image_footnote": [], + "bbox": [ + 223, + 104, + 772, + 237 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 325, + 823, + 409 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "While there are no existing methods for explaining graph generation, studies of explainability in other AI methods are increasing in popularity. One family of work, proxy methods (Huysmans et al., 2011; Augasta & Kathirvalavakumar, 2011; Zilke et al., 2016; Lakkaraju et al., 2017), learns to approximate model predictions with simpler surrogate models. Another line of work (Adadi & Berrada, 2018; Guidotti et al., 2018; Koh & Liang, 2017) treats models as black-boxes and carefully queries them for relevant information to form interpretations of the results. The works closest to our problem are in interpretable Graph Neural Network (GNN) models, where models predict and assign values to edges via attention mechanisms (Velickovi ˇ c et al., 2018; Neil et al., 2018; Xie & ´ Grossman, 2018). Notably, even the latest work (Ying et al., 2019), which considers both graph structure and node feature information, still only explains predictions of individual nodes but cannot produce explanations for entire graphs. ", + "bbox": [ + 174, + 416, + 825, + 569 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We propose SHADOWCAST, an approach for explaining graph generation, which addresses the challenge of generating graphs with user-desired structures. It is achieved by using easy-to-understand node properties that are intended to capture graph semantics in an explicable way. These properties form the shadow that we control in order to guide the graph generative process. The model architecture is essentially based on conditional GANs (Mirza & Osindero, 2014). The model introduces control by leveraging the conditions, which we manage with a transparent Markov model, as a control vector to influence the generative process. It allows for user-specified parameters such as density distributions to generate designed graphs that are explainable. Finally, the generator captures essential graph structures while exploring a myriad of other possibilities in multifarious networks. ", + "bbox": [ + 174, + 575, + 825, + 700 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We first evaluate SHADOWCAST on three real-world social and information networks to demonstrate its competitive performance against several state-of-the-art graph generation methods in mimicking given graphs. Our model achieves impressive results that are superior in most datasets. In addition, we demonstrate the capability of SHADOWCAST to produce customizable synthetic graphs through tunable parameters, which existing generative models are incapable of performing. ", + "bbox": [ + 174, + 708, + 825, + 777 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 EXPLAINABLE GRAPH GENERATION ", + "text_level": 1, + "bbox": [ + 174, + 804, + 508, + 820 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this section, we describe the explainable graph generation problem. The core idea of the problem lies in generating graphs of desired structures through control of node properties as a form of explainability. We define these properties and its structure as a shadow and introduce our approach SHADOWCAST. Since it is a challenge to directly control the generation of graphs due to their complex interconnected nature, we model them through shadows, which can be manipulated to control the graph generation. We depict the problem and our approach in detail below (Sections 2.1 and 2.2). ", + "bbox": [ + 174, + 839, + 825, + 924 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.1 PROBLEM FORMULATION ", + "text_level": 1, + "bbox": [ + 174, + 103, + 392, + 117 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We focus on the novel problem of explaining graph generation. Let $\\mathcal { G } = ( \\nu , \\mathcal { E } )$ denote a graph with $N$ nodes $v _ { i } ~ \\in ~ \\mathcal { V }$ and $E$ edges $( v _ { i } , v _ { j } ) \\ \\in \\mathcal { E }$ . Each node is associated with some identity information, e.g., the employee ID. In addition, we induce another graph with $N$ nodes and the same edge connections as in $\\mathcal { G }$ , by the node properties, which we define as shadow $s$ . Each node in the shadow is associated with some property label $k _ { i } \\in K$ , e.g., the employee’s department, and it “shadows” the corresponding node in $\\mathcal { G }$ . Every node in $\\mathcal { G }$ can be uniquely identified by the identity, whereas the label of each node in $s$ is not necessarily unique. Shadow nodes provide important explanatory information that is useful in understanding the generated graphs. We note that there could be other properties of interest, e.g., degree distribution, a shadow with different connectivity than $\\mathcal { G }$ . We leave the inclusion of additional properties as extensions for future work. ", + "bbox": [ + 174, + 130, + 825, + 268 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this work, we aim to develop an explainable network graph generative model. By training the model $\\Theta$ on a graph $\\mathcal { G }$ and its shadow $s$ , the model would then monitor the generative process and subject the generation to direction—aiding in the explainability of the generated graphs. Let us define the Explainable Graph Generation (X2G) problem as such: ", + "bbox": [ + 176, + 276, + 823, + 332 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Given a graph $\\mathcal { G }$ and key node properties of $\\mathcal { G }$ , induce another graph by these properties, defined as shadow $s$ ; train model $\\Theta$ to learn a representation $\\tilde { \\cal S }$ of the shadow and control $\\tilde { \\cal S }$ to generate graphs $\\tilde { \\mathcal { G } }$ ’s with explainable structures. ", + "bbox": [ + 238, + 343, + 759, + 388 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Following this process, we can leverage node properties such as ground-truth labels and other node attributes, valuable in understanding the model-generated results, as a control vector to guide the graph generation. ", + "bbox": [ + 176, + 400, + 821, + 441 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.2 PROPOSED MODEL ", + "text_level": 1, + "bbox": [ + 176, + 459, + 346, + 474 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/ed3f27dccc39d6dd7860f63efdc0d1cdea80b030405d08656c58fbd4f493859f.jpg", + "image_caption": [ + "Figure 2: The SHADOWCAST architecture proposed in this paper. " + ], + "image_footnote": [], + "bbox": [ + 222, + 494, + 776, + 661 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We propose SHADOWCAST, an explainable generative approach that leverages both conditional modeling and GANs to generate graph-structured data. Our approach is inspired by the recent work (Bojchevski et al., 2018) that poses the graph generation problem as learning a distribution of biased random walks over the input graph, which captures the underlying distribution of a graph where nodes belong in some ground-truth communities. Similar to any archetypal generative adversarial nets, SHADOWCAST consists of two ‘adversaries’—a generative model $G$ and a discriminative model $D$ . In addition, our approach consists of a shadow caster model $S$ that takes in some sequences sampled from the shadow and produces shadow walks that directly influence the generator $G$ . The goal of $G$ is to capture the distribution over the data $_ { \\textbf { \\em x } }$ and generate synthetic graph random walks and conditions that are similar to the real walks. At the same time, $D$ estimates the probability that a graph random walk and its conditions came from the real graph rather than $G$ , to distinguish between the synthetic and real walks. We provide details of our model architecture (Figure 2) and design choices below. ", + "bbox": [ + 174, + 708, + 825, + 888 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Using the conditional GAN framework, we train both $G$ and $D$ conditioned on some extra information—sampled shadow walks $\\pmb { s }$ from the shadow $s$ . By allowing our model to consider any auxiliary information such as ground-truth communities or data from other sources, the model can (1) leverage extra information from different data modalities, and (2) directly control the data generation process. For example, by using contextual information in the social communications of an organization, we learn semantically meaningful graph representations. We can then explicitly generate networks of any given context. ", + "bbox": [ + 174, + 895, + 823, + 924 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 825, + 174 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Following Mirza & Osindero (2014), we introduce the conditional GAN training for graph shadow random walks and define the loss as: ", + "bbox": [ + 174, + 180, + 821, + 208 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/ea7d5b1a9648932d430af07af58df911d36ce6d48f0a84d6cbea16b75321c855.jpg", + "text": "$$\n\\mathcal { L } _ { c g a n } = \\log ( D ( \\pmb { x } \\mid \\pmb { s } ) ) + \\log ( 1 - D ( G ( \\pmb { z } \\mid \\pmb { s } ) ) )\n$$", + "text_format": "latex", + "bbox": [ + 336, + 212, + 661, + 229 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $\\boldsymbol { z } \\sim \\mathcal { N } ( \\mathbf { 0 } , \\boldsymbol { I } _ { d } )$ is a latent noise from a multivariate standard normal distribution. We represent a social transaction network as an input graph of $N$ nodes as a binary adjacency matrix $\\pmb { A } \\in \\{ 0 , 1 \\} ^ { N \\times N }$ . We then sample sets of random walks of length $T$ from $\\pmb { A }$ to use as training data $_ { \\textbf { \\em x } }$ for our model. Following Bojchevski et al. (2018), we use a biased second-order random walk sampling strategy (Grover $\\&$ Leskovec, 2016)—one of the advantageous properties of random walks is their invariance under node reordering—in order to better capture both global and local graph structures. Another advantage of random walks is that the walks only include connected nodes, which efficiently exploits the sparsity of real-world graphs by including nonzero values of the adjacency matrix $A$ . In the rest of this section, we describe in detail each stage of the SHADOWCAST generation process and formally present the procedure (Algorithm 1). ", + "bbox": [ + 174, + 239, + 825, + 380 + ], + "page_idx": 3 + }, + { + "type": "table", + "img_path": "images/fed73649867fccc02ef902c54c11a97e3b6b3ac70ab1caeed2e7cb8cd707addd.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Algorithm1Minibatch stochastic gradient descent training of explainable graph generative adver- sarial nets.The number of steps to apply to the generator, w,is a hyperparameter.We used ω = 3.
1:for number of training iterations do
2:Sample minibatch of m samples {e(1),..,x(m)} from data distribution pdata
3: 4: 5:Sample the respective m shadow walks {s(1),...,s(m)} Update S model weights:
m K 0m M £ s(e) log S(s()] i=1 =1
6: 7:Generate minibatch of m shadow walks {s(1),...,s(m)} with model S
8:Sample minibatch of m noise samples {z(1),..,z(m)} from N(0,Id) Update G model weights:
9:
10:M 0gm 1 [log(1-D(G(z(𝑖)|s()))] =1
11: 12:for w steps do Update D model weights:
m 1
13:0dm ∑[logD(x(i) | g(𝑖) + log(1-D(G(z(𝑖)|s(i)))] =1
14: end forend for
", + "bbox": [ + 243, + 405, + 758, + 671 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Shadow Caster The shadow caster $S$ is a sequence-to-sequence model that learns arrays of contiguous node properties from sampled shadow walks on the shadow. The network predicts a sequence of inputs one at a time when some sequence is observed. We model $S$ with a long short-term memory (LSTM) (Hochreiter & Schmidhuber, 1997) neural network. Given sampled sequences of shadow walks $( \\pmb { s } _ { 1 } , \\dots , \\pmb { s } _ { T } )$ from the shadow as inputs, the shadow caster $S$ then generates synthetic shadow walks $\\big ( \\tilde { s } _ { 1 } , \\dots , \\tilde { s } _ { T } \\big )$ to mimic the sampled walks. ", + "bbox": [ + 173, + 693, + 825, + 776 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Generator The generator $G$ is a probabilistic sequential learning model that generates conditional graph random walks $( { \\pmb v } _ { 1 } , \\dots , { \\pmb v } _ { T } ) \\sim G$ . We model $G$ using another parameterized LSTM network $f _ { \\theta }$ . At each step $t$ , $f _ { \\theta }$ takes as input the previous memory state $_ { { \\mathbf { } } m _ { t - 1 } }$ of the LSTM model, the current additional information $\\tilde { \\mathbf { \\ b { s } } } _ { t }$ , and the last node ${ \\mathbf { } } v _ { t - 1 }$ . The model produces two values $( p _ { t } , m _ { t } )$ , where ${ \\mathbf { } } p _ { t }$ denotes the probability distribution over the current node and ${ \\mathbf { } } m _ { t }$ the current memory state. Next, the current node ${ \\mathbf { } } v _ { t }$ is sampled from a categorical distribution $\\mathbf { } \\mathbf { v } _ { t } \\sim C a t ( \\sigma ( \\mathbf { p } _ { t } ) )$ using a one-hot vector representation, where $\\sigma ( \\cdot )$ is the softmax function. ", + "bbox": [ + 173, + 790, + 825, + 890 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In order to initialize the model, we draw a latent noise from a multivariate standard normal distribution $\\mathbf { \\boldsymbol { z } } \\sim \\mathcal { N } ( \\mathbf { 0 } , \\mathbf { \\boldsymbol { I } } _ { d } )$ and pass it through a hyperbolic tangent function $g _ { \\theta ^ { \\prime } } ( z )$ to compute memory state $m _ { 0 }$ . Generator $G$ takes as inputs the noise $_ { z }$ and sampled shadow walks $\\pmb { s }$ , and outputs graph random walks $( \\pmb { v } _ { 1 } , \\dots , \\pmb { v } _ { T } )$ . Through this process, we generate fake random walks. ", + "bbox": [ + 173, + 895, + 821, + 924 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "", + "bbox": [ + 171, + 103, + 821, + 132 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "At this point, we find that our model is closely related to the recently introduced random walk graph generative model (Bojchevski et al., 2018). In addition to random noise model initialization, the generator greatly benefits from the auxiliary information $\\tilde { \\mathbf { \\boldsymbol { s } } } _ { t }$ , modeling a more accurate representation of the original graph (see Appendix for details). ", + "bbox": [ + 174, + 138, + 823, + 194 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Discriminator The discriminator $D$ is a binary classification LSTM model. The goal of $D$ is to discriminate between real walks sampled from walking on the original graph and fake walks generated by $G$ . At each time-step $t$ , the discriminator takes two inputs: the current node ${ \\mathbf { } } v _ { t }$ and the associated shadow $\\mathbf { \\boldsymbol { s } } _ { t }$ , both represented as one-hot vectors. After processing each presented sequence of shadow and graph walks, $D$ outputs a score between 0 and 1, indicating the probability of a real walk. ", + "bbox": [ + 174, + 212, + 825, + 295 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "After training the model, we have a shadow caster $S$ and a generator $G$ that can produce synthetic graphs. The shadow caster first constructs shadow walks $\\big ( \\tilde { s } _ { 1 } , \\dots , \\tilde { s } _ { T } \\big )$ of some user-defined class distribution (a relatively small number of shadow walks, e.g., 10,000). The generator then takes $\\big ( \\tilde { s } _ { 1 } , \\dots , \\tilde { s } _ { T } \\big )$ and generates a large set of random graph walks (a much larger number of random walks than for training, e.g., 10M). We construct a score matrix $_ { s }$ by counting how often an edge appears in the set of graph walks. Next, we convert $\\pmb { S }$ into a binary adjacency matrix $\\hat { A }$ by first setting $s _ { i j } = s _ { j i } = \\operatorname* { m a x } \\{ s _ { i j } , s _ { j i } \\}$ to get a symmetric matrix. Next, we could use simple binarization strategies such as thresholding or choosing top- $k$ entries. However, we follow a probabilistic strategy, introduced in Bojchevski et al. (2018), that mitigates the issue of leaving out the low-degree nodes and producing singletons because the starting nodes of every walk is random. ", + "bbox": [ + 174, + 303, + 825, + 444 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2.3 EXPLAINING GENERATED GRAPHS ", + "text_level": 1, + "bbox": [ + 176, + 462, + 457, + 476 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Different from existing approaches, our model takes shadow walks—a series of random walks on the node properties graph—as inputs to the generator, and creates graphs with various densities. To answer questions like: “Why did the model generate such graphs? Could we modify it to our desire?”, we generate graphs that are more explainable by controlling these shadow walk inputs. Our goal is to provide insight into how black-box generative models produce graphs. For any desired graph, we first build a Markov chain to model and construct sequences of node properties based on some user-specified transition distribution. These sequences are then injected into the shadow caster $S$ to generate shadow walks $\\big ( \\tilde { s } _ { 1 } , \\dots , \\tilde { s } _ { T } \\big )$ that mimic the original shadow. Next, given a trained SHADOWCAST model $\\Theta$ and the shadow walks $( \\tilde { s } _ { 1 } , \\dots , \\tilde { s } _ { T } )$ , the generator $G$ produces desired graphs $\\tilde { \\mathcal { G } }$ ’s. Through this process, one can control the shadow distributions and study the generated graphs by comparing the results. ", + "bbox": [ + 174, + 488, + 825, + 643 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 RELATED WORK ", + "text_level": 1, + "bbox": [ + 176, + 665, + 344, + 681 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Although many existing works study the generalizability of graph generation methods, explaining generated graphs remains an open question. From a broader point of view, we can consider the related problems of (1) constructing generative models for graph-structured data and (2) interpreting machine learning models and understanding their results. ", + "bbox": [ + 174, + 698, + 825, + 753 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Graph Generation Most existing graph generation models are designed to generate graphs mimicking the structure of observed graphs. So far, no generative method that shapes graphs into new desired states have been proposed. In general, we can group these graph generative models into two main families—those that directly model the graph structure (Cao & Kipf, 2018; Liu et al., 2017; Tavakoli et al., 2017; Zhou et al., 2019; Ma et al., 2018; Simonovsky & Komodakis, 2018) and others that study the graph in the context of node representations (Kipf & Welling, 2016; Wang et al., 2018; Grover et al., 2019; Zou & Lerman, 2019). While modeling of graph structures approximates the distribution of graphs with minimal assumptions about their structure, modeling node embedding estimates the probabilities of each edge’s existence, which effectively models the relational structure of large graphs. Another series of tangential work, graph translation (Guo et al., 2019; Jin et al., 2019; Guo et al., 2018), attempts to learn a translation mapping from the input domain to the target domain graph. However, the methods are designed to mainly generate graphs that match the structural characteristics of any given graph. ", + "bbox": [ + 174, + 770, + 825, + 924 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 823, + 132 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Recently, some works in graph generation have started exploring network structures of various conditions. These works employ graph-level condition information. In one work, Li et al. (2018) produce some conditional generation results, where the conditions are graph properties such as the number of nodes and edges. Another work, CondGEN (Yang et al., 2019), injects semantics into the graphs by conditioning the model on supplementary contextual information. The model mainly considers multiple small graphs, each with an accompanying semantic condition to learn a distribution over graphs. While GraphRNN (You et al., 2018) is not a direct conditional model, it decomposes the generative process into sequences of nodes and edges, which potentially allows for explicit conditioning. However, these methods only generate graphs mimicking the observed graphs. ", + "bbox": [ + 174, + 138, + 825, + 263 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To allow state manipulation and controllable graph generation, our model borrows the concept from NetGAN (Bojchevski et al., 2018), which adapts the standard LSTM to learn a distribution of random walks and exploit sparsity in real-world graphs. In contrast to NetGAN, we integrate a condition-based control mechanism to learn a model that generates explainable graphs. Due to the challenging nature of the problem, to the best of our knowledge, no work has definitively considered shaping graphs into new desired states. ", + "bbox": [ + 174, + 271, + 825, + 354 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Explainable AI Explainable AI studies the task of improving the interpretability of AI systems. While proxy model methods (Huysmans et al., 2011; Augasta & Kathirvalavakumar, 2011; Zilke et al., 2016; Lakkaraju et al., 2017) often resort to learning local approximations of predictions using sets of rules in applying conditions on the prediction, advances in interpretability methods (Adadi & Berrada, 2018; Guidotti et al., 2018; Koh & Liang, 2017) treat black-box models as such and query them for information. Among the many recently developed interpretable models, Graph Neural Network (GNN) models have been studied to explain predictions on graph-structured data via attention mechanisms (Velickovi ˇ c et al., 2018; Neil et al., 2018; Xie & Grossman, 2018). These ap- ´ proaches learn important graph structures by predicting and assigning attention values to the edges. The attention values are the same for all nodes in the same structure, limiting the predictive power. ", + "bbox": [ + 174, + 369, + 825, + 508 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Moreover, these models cannot explain predictions by combining node feature information with the graph structure. To circumvent the limitations of attention-based GNN models, GNNExplainer (Ying et al., 2019) considers both graph structure and node features to explain predictions. However, explainable GNN models identify explanations in graph structures and node features, which are suitable for link prediction, node/graph classification tasks but not graph generation. ", + "bbox": [ + 174, + 516, + 825, + 585 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4 EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 176, + 606, + 326, + 621 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In this section, we first compare and evaluate our approach with other baseline graph generation methods on three datasets to establish our model’s ability to generate high-quality graphs of complex networks. Next, we demonstrate the explainability of SHADOWCAST by controlling the generative process to create graphs according to specification. Note that generating graphs mimicking any given graph as closely as possible is not our goal. Our objective is to introduce a more explainable graph generative approach. Through our experiments, we not only demonstrate that SHADOWCAST exhibits competitive performance in the task of graph generation, but we also show that our model can generate graphs of different density distributions by controlling the shadows. ", + "bbox": [ + 174, + 637, + 825, + 748 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Datasets We consider three real-world graphs in social and information networks, where each node belongs to one of the ground-truth communities. Two of the datasets are email communication networks EUcore-top ( $N = 3 4 8$ , $E = 3 3 4 2$ , $K = 5$ ) and Enron ( $N = 1 5 4$ , $E = 1 8 4 3$ , $K = 3$ ). The other dataset Cora-ML $N = 2 8 1 0$ , $E = 7 9 8 1$ , $K = 7$ ) is a commonly used subset of a large author citation dataset. We provide the links to datasets used in our experiments (see Appendix for details). ", + "bbox": [ + 174, + 763, + 823, + 833 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We study communication networks: (1) EUcore-top is a network that consists of the top five largest departments in the EUcore email dataset that was created using anonymized emails from a large European research institution. (2) Enron is a dataset of the Enron email corpus where nodes are employees labeled according to their department information. The citation network: (3) Cora-ML is a popular benchmark citation dataset. Nodes labeled according to their paper topic are authors, and edges between them indicate that an author cited another author’s paper. ", + "bbox": [ + 174, + 840, + 825, + 924 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Baselines Since controlling the generative process to provide explainable graph generation is a novel task, and no such method is developed, we compare our approach against four current stateof-the-art graph generation baseline methods—GraphRNN (You et al., 2018), GVAE (Simonovsky & Komodakis, 2018), NetGAN (Bojchevski et al., 2018), and CondGEN (Yang et al., 2019). We randomly select $8 5 \\%$ of the edges in each graph for training and use the remaining $1 5 \\%$ for validation and testing. We refer readers to the Appendix for more details about the model implementation settings, baseline models, datasets, and explainable generated visualizations. ", + "bbox": [ + 173, + 103, + 825, + 200 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Performance We evaluate SHADOWCAST against existing benchmark generative models (You et al., 2018; Simonovsky & Komodakis, 2018; Bojchevski et al., 2018; Yang et al., 2019) and present the comparison statistics 1 (Table 1). By comparing the statistics of the real graphs and those generated by each method, closer mean values indicate greater resemblance to the original graphs, thus better performance. In general, baseline methods succeed at replicating the graphs that are directly modeled. Unsurprisingly, GVAE, designed for generating small graphs, performs well in the smaller Enron and EUcore-top datasets. However, it does not recover statistics of the larger graph Cora-ML well. On the other hand, our model captures all graph properties of the datasets, especially excelling in preserving properties of larger graphs, as shown in its generation of the Cora-ML dataset. ", + "bbox": [ + 173, + 218, + 825, + 343 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/28c0f41a473a8bec9380e569787705e985254c7f8c129517b6e40f8da008d658.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
GraphModelASSTCLUSTCPLGINIMDTC
Cora-MLReal-0.0750.002775.6360.485241.02898.0
GraphRNN0.062±5.5e-40.00121±2.2e-71.892±5.7e-50.119±1.9e-4507.4±2.79023.8±17.8
GVAE-0.324±6.1e-30.01294±4.2e-43.481±1.1e-20.825±1.1e-3121.6±7.015513.0±186.1
NetGAN-0.055±1.5e-30.00140±2.8e-54.943±9.5e-30.407±1.3e-3223.6±2.11034.6±18.7
CondGEN-0.524±2.0e-20.00524±9.0e-42.168±1.7e-20.946±1.5e-3404.0±37.095843.4±4780.4
SHADOWCAST-0.081±3.1e-30.00191±1.5e-45.187±1.0e-20.459±1.3e-3229.6±7.71713.6±26.4
EnronReal-0.0030.033002.1540.28174.04784.0
GraphRNN0.028±6.3e-30.02154±3.1e-41.977±5.5e-30.116±2.0e-330.8±0.81221.6±34.4
GVAE-0.112±2.1e-20.04625±1.0e-32.165±6.9e-30.288±7.2e-345.2±1.35439.2±58.7
NetGAN0.123±1.2e-20.03051±3.4e-42.105±3.8e-30.244±5.8e-355.8±1.43486.0±57.9
CondGEN-0.287±2.7e-20.04074±1.5e-32.102±2.3e-20.463±7.1e-370.4±1.79619.6±183.7
SHADOWCAST-0.004±4.6e-30.03483±7.8e-42.214±6.2e-30.278±1.8e-373.2±2.65262.2±42.8
EUcore-topReal-0.0850.031052.8850.43365.08133.0
GraphRNN-0.005±8.6e-30.00891±1.1e-42.128±5.2e-30.118±9.6e-441.0±0.842255.2±59.2
GVAE-0.257±1.2e-20.02919±3.8e-42.579±7.0e-30.473±2.4e-368.8±2.39025.2±127
NetGAN-0.028±1.0e-20.02335±3.1e-42.642±1.0e-20.359±1.7e-362.0±2.24639.8±28.8
CondGEN SHADOWCAST-0.378±3.8e-2 -0.034±1.1e-20.01880±1.9e-32.101±1.2e-20.720±3.6e-3147.0±10.026106.4±726.4
0.02847±3.4e-42.843±1.0e-20.435±2.6e-366.2±1.17414.4±93.8
", + "bbox": [ + 173, + 356, + 823, + 549 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Table 1: Performance statistics (mean and standard error) of the graphs generated by SHADOWCAST and the baseline models, computed over five runs. We indicate the mean values of the generated statistics closest to the real graphs. SHADOWCAST most closely matches original graphs in the statistics when compared with the baseline models. ", + "bbox": [ + 174, + 558, + 825, + 613 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "SHADOWCAST, a conditional generative model that considers meaningful auxiliary information (e.g., node labels) of given graphs on top of learning the graph structure, naturally outperforms methods that take an unconditional approach. The baseline methods are designed to generate graphs unconditionally, with the exception of CondGEN. However, CondGEN performs conditional generation with graph-level conditions, which are not as informative as the node-level information we inject into SHADOWCAST. This rich supplementary node information enables our model to learn better representations of graphs. Hence, SHADOWCAST achieves the best performance results. ", + "bbox": [ + 174, + 631, + 825, + 729 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Explaining Generated Graphs In addition to recreating graphs that closely match statistics of the input graphs, we demonstrate our model’s ability to generate desired graphs by controlling parameters of the shadows. The controlled generation is a good way to gain insight into how graphs are generated and provide a form of explainability. We influence the generative process by constructing shadow walks of preferred distribution using shadow caster $S$ . First, we create sequences of node ground-truth labels by specifying the parameters of a transparent and straightforward Markov model: (1) initial probability distribution over $K$ labels ${ \\pmb \\pi } = ( \\pi _ { 1 } , \\pi _ { 2 } , \\ldots , \\pi _ { K } )$ , where $\\pi _ { i }$ is the probability that the Markov chain will start from label $i$ , and (2) transition probability matrix $\\pmb { A } = \\left( a _ { 1 1 } a _ { 1 2 } \\ldots a _ { k 1 } \\ldots a _ { k k } \\right)$ , where each $a _ { i j }$ represents the probability of moving from label $i$ to label $j$ . Next, we input these constructed sequences into shadow caster $S$ , which returns modelgenerated shadow walks. Finally, by injecting these designed shadows into our trained generator $G$ , we generate explainable graphs of different structures. ", + "bbox": [ + 174, + 746, + 825, + 872 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 825, + 146 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/3534b8a9e9a0d805612ac2bde6f21e9f667beebce17c4b91cff6a02fb28d141e.jpg", + "image_caption": [ + "Figure 3: SHADOWCAST generated explainable graphs of the Enron email network. " + ], + "image_footnote": [], + "bbox": [ + 287, + 171, + 707, + 422 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In Figure 3, we show controlled generation examples of the Enron email network, where each employee represented by a node belongs to one of three departments (e.g., Legal, Trading, and Finance offices in the organization). Figure 3a is an observed instance of interactions between the departments during normal operations. Due to limited observations, network data of some unprecedented, extraordinary situations may be unavailable. To simulate such occurrences, we can set the distribution of the Legal (red), Trading (blue), and Finance (green) departments with parameters $( \\pi , A )$ to control the generative process. Distribution configurations ${ \\pmb \\pi } = ( \\pi _ { 1 } , \\pi _ { 2 } , \\pi _ { 3 } )$ correspond to how likely a sequence of model-generated shadow walks start from a particular department, while the transition probability matrix $\\pmb { A } = ( a _ { 1 1 } a _ { 1 2 } \\dots a _ { 3 1 } \\dots a _ { 3 3 } )$ determines the probability of moving from one department to another. Various configurations $( \\pi , A )$ correspond to different cases such as (Figure 3b) internal communication surge in the legal team during court pre-trial period, (Figure 3c) internal surge in the finance department during financial accounts reporting period, and (Figure 3d) increased outgoing communication between the trading team and the other two departments when purchasing a subsidiary trading firm. Thus, by specifying these parameters, we can control and explain the structure of the generated graphs (see Appendix for the specific parameter settings). ", + "bbox": [ + 173, + 463, + 825, + 671 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Following the example in Figure 3b, one could argue that we naively remove the legal (red) interdepartment edges and add random intra-department edges to create the effect of an internal email surge. While the random graph constructed could appear legitimate, it is not clear if this newly formed graph (1) follows the dynamics of the original network, and (2) has an explainable structure. In contrast, our approach follows a simple and transparent Markov model, providing the needed explainability for generated graphs that are modeled on the original graph. This intuitive approach allows for an increased understanding of the generated graphs. ", + "bbox": [ + 174, + 678, + 825, + 775 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5 CONCLUSION ", + "text_level": 1, + "bbox": [ + 176, + 795, + 318, + 810 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In this work, we present SHADOWCAST, a novel controllable graph generative model, which generates graphs that are explainable. To the best of our knowledge, this method is the first of its kind to address the unique problem of controlling the generative process to explain the structures of generated graphs. Our model demonstrates how it can leverage graph properties as controls and allow for adjustable parameters to direct the generative process. By introducing explainability in graph generation, a meaningful problem for a better understanding of generated graph data, we hope to encourage further investigation in this line of work and expand on its applications in different areas. 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", + "bbox": [ + 174, + 583, + 823, + 613 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Zhitao Ying, Dylan Bourgeois, Jiaxuan You, Marinka Zitnik, and Jure Leskovec. GNNExplainer: Generating explanations for graph neural networks. In NeurIPS, 2019. ", + "bbox": [ + 174, + 621, + 823, + 651 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Jiaxuan You, Rex Ying, Xiang Ren, William L. Hamilton, and Jure Leskovec. GraphRNN: Generating realistic graphs with deep auto-regressive models. In ICML, 2018. ", + "bbox": [ + 173, + 659, + 823, + 689 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Dawei Zhou, Lecheng Zheng, Jiejun Xu, and Jingrui He. Misc-GAN: A multi-scale generative model for graphs. Frontiers in Big Data, 2:3, 2019. ", + "bbox": [ + 174, + 696, + 823, + 727 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Jan Ruben Zilke, Eneldo Loza Menc´ıa, and Frederik Janssen. DeepRED – rule extraction from deep neural networks. In Discovery Science, 2016. ", + "bbox": [ + 173, + 734, + 823, + 765 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Dongmian Zou and Gilad Lerman. Encoding robust representation for graph generation. In IJCNN, 2019. ", + "bbox": [ + 173, + 772, + 825, + 801 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "APPENDIX ", + "text_level": 1, + "bbox": [ + 176, + 103, + 263, + 117 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "A. IMPLEMENTATION DETAILS ", + "bbox": [ + 176, + 132, + 388, + 147 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "The SHADOWCAST model incorporates a sequence-to-sequence $( { \\mathrm { S e q } } 2 { \\mathrm { S e q } } )$ learner, a generator, and a discriminator. ", + "bbox": [ + 176, + 159, + 823, + 185 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Shadow Caster (Seq2Seq) In the sequence-to-sequence model, we use an LSTM with 10 cells for all three datasets. The input of this LSTM is a batch of shadow walk sequences length n and dimension d, where the batch size is 128, walk length 16, and dimension is set as the number of classes $K$ in each dataset $ { \\mathrm { ~ ~ \\mathcal ~ { ~ } ~ } } _ { 1 2 8 \\mathrm { ~ \\tiny ~ x ~ } 1 6 \\mathrm { ~ \\tiny ~ x ~ d ~ } }$ ). We select the walk length as 16 because it should capture structures of most graphs of different sizes. The LSTM hidden layer with 10 memory units should be more than sufficient to learn this problem. A dense layer with Softmax activation is connected to the LSTM layer, and the generated output is a batch of sequences with size $\\begin{array} { r } { ( 1 2 8 \\mathrm { ~ x ~ } 1 6 \\mathrm { ~ x ~ d ~ } ) } \\end{array}$ ). ", + "bbox": [ + 173, + 200, + 825, + 299 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Generator In the generator, we use a conditional LSTM with 50 layers. We follow a similar architecture to NetGAN to generate sequences of walks on the graph nodes. Different from NetGAN, our generator not only initializes the model with Gaussian noise, but it also takes the shadow walks as conditions at each step of the process. Interestingly, we notice that the LSTM generator is more sensitive to the input conditions than hyperparameters for performance. Hence, the set of hyperparameters for the generator is the same for all the datasets. We summarize the generative process of $G$ in the box below. We note that the conditional generative process is similar to the unconditional process of NetGAN, with the addition of conditions $\\tilde { \\mathbf { \\ b { s } } } _ { t }$ in each timestep. ", + "bbox": [ + 173, + 313, + 826, + 425 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/dd68ed0358ac7d25f940aeda189e026a3cc9a1fb01e0ea0932bc6fb1f9a01a8e.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
z ~N(0,Id)
mo = ge(z)v1~ Cat(σ(pi))
t=1 t=2fe(mo,S1,O)= (p1,mi),
fe(m1,S2,v1)=(p2,m2),U2~ Cat(σ(p2))
t=T fθ(mT-1,ST,UT-1)= (pT,mT),vT ~ Cat(σ(pr))
", + "bbox": [ + 297, + 435, + 700, + 529 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Discriminator Our discriminator is an LSTM with 40 layers. The inputs are sequences of graph nodes concatenated with the respective conditions. The discriminator has similar architecture as the shadow caster, where they are LSTM models that take sequences as inputs, expect that the LSTM layer is connected to a final dense layer. The output is a single value between 0 and 1, which distinguishes real sequences from generated ones. ", + "bbox": [ + 173, + 547, + 825, + 617 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "In the SHADOWCAST training, we use Adam optimizers for all the models. The learning rate of the shadow caster sequence-to-sequence training is 0.01, while both the generator and the discriminator use a learning rate of 0.0002. ", + "bbox": [ + 174, + 625, + 825, + 666 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "B. BASELINES ", + "text_level": 1, + "bbox": [ + 174, + 683, + 274, + 695 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "• CondGEN. We use the official PyTorch implementation (https://github.com/ KelestZ/CondGen). However, CondGEN is designed to learn a distribution over multiple small graphs. To ensure a fair comparison, we modify it to train on randomly selected $8 5 \\%$ of the edges in a graph, validate on the remaining $1 5 \\%$ , and generate graphs. \nGraphRNN. We use the official PyTorch implementation (https://github.com/ JiaxuanYou/graph-generation) of GraphRNN. The default hyperparameter settings were used in all our experiments. \nGVAE. To compare with Graph VAE (no public code available), we adapt the reference implementation provided by Yang et al. (2019) in their experiments for a single graph and use the suggested hyperparameter settings. \n• NetGAN. We use the official TensorFlow implementation provided by the authors (https://github.com/danielzuegner/netgan), following the recommended hyperparameter settings. We set random walk length to 16, learning rate to 0.0003, generator L2 penalty to 1e-7, and discriminator L2 penalty to 5e-5. ", + "bbox": [ + 217, + 704, + 825, + 922 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "C. DATASETS ", + "text_level": 1, + "bbox": [ + 174, + 103, + 267, + 117 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Details of the datasets are listed below (see Table 2). ", + "bbox": [ + 176, + 130, + 514, + 143 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/75e98eb660ab02ee765728a28e1267af77f91efbf8e7ab2f5cae9aa924e5cee2.jpg", + "image_caption": [ + "Table 2: Statistics of datasets. In the largest connected component (LCC) of each dataset, $\\Nu _ { L C C }$ is the number of nodes, $\\operatorname { E } _ { L C C }$ the edges, and K number of total classes. The distribution of the classes is shown in the corresponding histograms. " + ], + "image_footnote": [], + "bbox": [ + 302, + 155, + 696, + 314 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "• EUcore-top: An email communication network we created that consists of the top five largest departments in the EU-core dataset (Leskovec et al., 2007). For all nodes in the graph, if a person $i$ sends at least one email to person $j$ , then there exists an edge $( i , j )$ between the two nodes. Each node belongs to exactly one department. We sort the data by the intra-department email counts in descending order. The list of top five departments is $\\{ 1 4 , 4 , 7 , 2 1 , 1 \\}$ . Link here: http://snap.stanford.edu/data/email-Eucore.html \n• Enron: It is the Enron Corporation email corpus dataset (Perry & Wolfe, 2013), where an edge exists between any two nodes as long as they share at least one email. Link here: https://github.com/patperry/interaction-proc/ tree/master/data/enron \nCora-ML: A scientific publication citation dataset (Bojchevski & Gunnemann, 2018) ¨ consisting of machine learning papers. Link here: https://github.com/ abojchevski/graph2gauss/tree/master/data ", + "bbox": [ + 217, + 390, + 825, + 595 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "D. EXPLAINING GENERATED GRAPHS ", + "text_level": 1, + "bbox": [ + 176, + 612, + 439, + 626 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We provide the Markov model parameters, initial probability distribution $~ { \\boldsymbol { \\pi } } ~ = ~ ( \\pi _ { 1 } , \\pi _ { 2 } , \\pi _ { 3 } )$ and transition probability matrix $\\pmb { A } = \\left( a _ { 1 1 } a _ { 1 2 } \\ldots a _ { 3 1 } \\ldots a _ { 3 3 } \\right)$ , used in our experiments. ", + "bbox": [ + 174, + 637, + 825, + 667 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/73763d0205d1df52f7b824afbf544d09be39ad9df03334b64ee57f524095a5aa.jpg", + "image_caption": [ + "Observed: Enron normal operations " + ], + "image_footnote": [], + "bbox": [ + 333, + 704, + 656, + 866 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/e9af336597f7b759895c2bdbc0dcdf292eb68211f1fd3dc63596ad376c1f9685.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 333, + 131, + 656, + 292 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Generated: Legal (red) internal surge \nInitial probability distribution: $\\pi = [ 0 . 9 , 0 . 0 5 , 0 . 0 5 ]$ \nTransition probability matrix: $\\pmb { A } = [ \\bar { [ 0 . 9 , 0 . 0 5 , 0 . 0 5 ] }$ , [0.1, 0.6, 0.3], [0.0, 0.1, 0.9]] \nGenerated: Finance (green) internal surge \nInitial probability distribution: $\\pmb { \\pi } = [ 0 . 0 5 , 0 . 0 5 , 0 . 9 ]$ \nTransition probability matrix: $\\pmb { A } = [ [ 0 . 9 , 0 . 1 , 0 . 0 ]$ , [0.1, 0.6, 0.3], [0.05, 0.05, 0.9]] \nGenerated: Trading (blue) outgoing surge \nInitial probability distribution: $\\pi = [ 0 . 0 5 , 0 . 9 , 0 . 0 5 ]$ \nTransition probability matrix: $\\pmb { A } = [ [ 0 . 9 , 0 . 1 , 0 . 0 ]$ , [0.25, 0.5, 0.25], [0.0, 0.1, 0.9]] ", + "bbox": [ + 174, + 319, + 725, + 363 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/e61ec6fd494e51ff865a994ccb90ccee2c272367b106a8e7abf12db7744723dd.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 333, + 406, + 656, + 569 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 595, + 723, + 638 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/eb0091e51d96007fd53f850c9c6db3119ea29ea015e2d9aca6fc571c3a203f21.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 333, + 683, + 656, + 844 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 871, + 725, + 915 + ], + "page_idx": 12 + } +] \ No newline at end of file diff --git a/parse/train/tnq_O52RVbR/tnq_O52RVbR_middle.json b/parse/train/tnq_O52RVbR/tnq_O52RVbR_middle.json new file mode 100644 index 0000000000000000000000000000000000000000..464ec832966ba91f9cb156ebba82d8680c7c03eb --- /dev/null +++ b/parse/train/tnq_O52RVbR/tnq_O52RVbR_middle.json @@ -0,0 +1,34038 @@ +{ + "pdf_info": [ + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 78, + 503, + 116 + ], + "lines": [ + { + "bbox": [ + 106, + 77, + 505, + 99 + ], + "spans": [ + { + "bbox": [ + 106, + 77, + 505, + 99 + ], + "score": 1.0, + "content": "SHADOWCAST: CONTROLLABLE GRAPH GENERA-", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 100, + 321, + 117 + ], + "spans": [ + { + "bbox": [ + 106, + 100, + 321, + 117 + ], + "score": 1.0, + "content": "TION WITH EXPLAINABILITY", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 112, + 136, + 244, + 157 + ], + "lines": [ + { + "bbox": [ + 113, + 136, + 201, + 147 + ], + "spans": [ + { + "bbox": [ + 113, + 136, + 201, + 147 + ], + "score": 1.0, + "content": "Anonymous authors", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 112, + 146, + 245, + 159 + ], + "spans": [ + { + "bbox": [ + 112, + 146, + 245, + 159 + ], + "score": 1.0, + "content": "Paper under double-blind review", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 2.5 + }, + { + "type": "title", + "bbox": [ + 278, + 187, + 333, + 199 + ], + "lines": [ + { + "bbox": [ + 276, + 185, + 336, + 201 + ], + "spans": [ + { + "bbox": [ + 276, + 185, + 336, + 201 + ], + "score": 1.0, + "content": "ABSTRACT", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 4 + }, + { + "type": "text", + "bbox": [ + 143, + 210, + 468, + 352 + ], + "lines": [ + { + "bbox": [ + 141, + 209, + 469, + 223 + ], + "spans": [ + { + "bbox": [ + 141, + 209, + 469, + 223 + ], + "score": 1.0, + "content": "We introduce the problem of explaining graph generation, formulated as control-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 141, + 221, + 470, + 234 + ], + "spans": [ + { + "bbox": [ + 141, + 221, + 470, + 234 + ], + "score": 1.0, + "content": "ling the generative process to produce desired graphs with explainable structures.", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 141, + 232, + 470, + 245 + ], + "spans": [ + { + "bbox": [ + 141, + 232, + 470, + 245 + ], + "score": 1.0, + "content": "By directing this generative process, we can explain the observed outcomes. 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When such situations are required for analyzing the system, an ideal model", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 626, + 505, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 626, + 505, + 640 + ], + "score": 1.0, + "content": "should generate graphs that reflect these scenarios (see box in Figure 1) while maintaining the orga-", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 638, + 506, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 506, + 651 + ], + "score": 1.0, + "content": "nizational structure. By effectively controlling the generative process, SHADOWCAST allows users", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "score": 1.0, + "content": "to generate designed graphs that meet conditions resembling a wide range of possibilities. 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We", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 141, + 243, + 470, + 256 + ], + "spans": [ + { + "bbox": [ + 141, + 243, + 470, + 256 + ], + "score": 1.0, + "content": "propose SHADOWCAST, a controllable generative model capable of mimicking", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 141, + 254, + 470, + 266 + ], + "spans": [ + { + "bbox": [ + 141, + 254, + 470, + 266 + ], + "score": 1.0, + "content": "networks and directing the generation, as an approach to this novel problem. The", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 265, + 469, + 277 + ], + "spans": [ + { + "bbox": [ + 141, + 265, + 469, + 277 + ], + "score": 1.0, + "content": "proposed model is based on a conditional generative adversarial network for graph", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 275, + 470, + 288 + ], + "spans": [ + { + "bbox": [ + 141, + 275, + 470, + 288 + ], + "score": 1.0, + "content": "data. We design it with the capability to control the conditions using a simple", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 286, + 470, + 299 + ], + "spans": [ + { + "bbox": [ + 141, + 286, + 470, + 299 + ], + "score": 1.0, + "content": "and transparent Markov model. Comprehensive experiments on three real-world", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 297, + 470, + 310 + ], + "spans": [ + { + "bbox": [ + 141, + 297, + 470, + 310 + ], + "score": 1.0, + "content": "network datasets demonstrate our model’s competitive performance in the graph", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 141, + 308, + 470, + 321 + ], + "spans": [ + { + "bbox": [ + 141, + 308, + 470, + 321 + ], + "score": 1.0, + "content": "generation task. Furthermore, we control SHADOWCAST to generate graphs of", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 142, + 320, + 469, + 331 + ], + "spans": [ + { + "bbox": [ + 142, + 320, + 469, + 331 + ], + "score": 1.0, + "content": "different structures to show its effective controllability and explainability. As the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 141, + 330, + 469, + 343 + ], + "spans": [ + { + "bbox": [ + 141, + 330, + 469, + 343 + ], + "score": 1.0, + "content": "first work to pose the problem of explaining generated graphs by controlling the", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 341, + 470, + 355 + ], + "spans": [ + { + "bbox": [ + 141, + 341, + 470, + 355 + ], + "score": 1.0, + "content": "generation, SHADOWCAST paves the way for future research in this exciting area.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 11, + "bbox_fs": [ + 141, + 209, + 470, + 355 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 371, + 206, + 384 + ], + "lines": [ + { + "bbox": [ + 105, + 370, + 208, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 370, + 208, + 387 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 107, + 396, + 504, + 451 + ], + "lines": [ + { + "bbox": [ + 106, + 395, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 106, + 395, + 505, + 408 + ], + "score": 1.0, + "content": "In many real-world networks, including but not limited to communication, financial, and social", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 407, + 505, + 419 + ], + "spans": [ + { + "bbox": [ + 106, + 407, + 505, + 419 + ], + "score": 1.0, + "content": "networks, graph generative models are applied to model relationships among actors. It is crucial", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 416, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 505, + 430 + ], + "score": 1.0, + "content": "that the models not only mimic the structure of observed networks but also generate graphs with", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 427, + 506, + 443 + ], + "spans": [ + { + "bbox": [ + 105, + 427, + 506, + 443 + ], + "score": 1.0, + "content": "desired properties because it allows for an increased understanding of these relationships. Currently,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 439, + 343, + 453 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 343, + 453 + ], + "score": 1.0, + "content": "there are no such methods for explaining graph generation.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 21, + "bbox_fs": [ + 105, + 395, + 506, + 453 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 456, + 505, + 545 + ], + "lines": [ + { + "bbox": [ + 105, + 456, + 506, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 506, + 469 + ], + "score": 1.0, + "content": "Meaningful interactions between agents are often investigated under different what-if scenarios,", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 467, + 505, + 480 + ], + "score": 1.0, + "content": "which determines the feasibility of the interactions under abnormal and unforeseen circumstances.", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 478, + 505, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 505, + 491 + ], + "score": 1.0, + "content": "In such investigations, instead of using actual data, we can generate synthetic data to study and test", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 489, + 506, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 506, + 502 + ], + "score": 1.0, + "content": "the systems (Barse et al., 2003; Skopik et al., 2014). However, there are many challenges. (1) Data", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 500, + 506, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 506, + 513 + ], + "score": 1.0, + "content": "is not accessible by direct measurement of the system. (2) Data is not available. (3) Data produced", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 511, + 506, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 506, + 524 + ], + "score": 1.0, + "content": "by generative models cannot be explained. 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The goal is to gener-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 562, + 505, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 562, + 505, + 574 + ], + "score": 1.0, + "content": "ate graphs of desired shapes by learning to control the associated graph properties and structure to", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "score": 1.0, + "content": "influence the generative process. 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These works either directly capture the graph struc-", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 505, + 722 + ], + "score": 1.0, + "content": "ture (Cao & Kipf, 2018; Liu et al., 2017; Tavakoli et al., 2017; Zhou et al., 2019; Ma et al., 2018;", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "score": 1.0, + "content": "You et al., 2018; Simonovsky & Komodakis, 2018; Bojchevski et al., 2018) or model node feature", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 258, + 504, + 270 + ], + "spans": [ + { + "bbox": [ + 106, + 258, + 504, + 270 + ], + "score": 1.0, + "content": "information (Kipf & Welling, 2016; Wang et al., 2018; Grover et al., 2019; Zou & Lerman, 2019).", + "type": "text", + "cross_page": true + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 268, + 506, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 268, + 506, + 282 + ], + "score": 1.0, + "content": "Most of them adopt implicit model approaches, such as the popular generative adversarial networks", + "type": "text", + "cross_page": true + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 280, + 506, + 293 + ], + "spans": [ + { + "bbox": [ + 105, + 280, + 506, + 293 + ], + "score": 1.0, + "content": "(GANs) (Goodfellow, 2016). 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Only very recent advances (Li et al., 2018; Yang et al., 2019) in net-", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 291, + 505, + 304 + ], + "score": 1.0, + "content": "work generation have started injecting auxiliary information into the model by adding graph-level", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 302, + 506, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 506, + 315 + ], + "score": 1.0, + "content": "conditions as additional inputs. 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Another line of work (Adadi &", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 374, + 505, + 386 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 505, + 386 + ], + "score": 1.0, + "content": "Berrada, 2018; Guidotti et al., 2018; Koh & Liang, 2017) treats models as black-boxes and carefully", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 385, + 506, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 506, + 397 + ], + "score": 1.0, + "content": "queries them for relevant information to form interpretations of the results. The works closest to", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 396, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 396, + 505, + 408 + ], + "score": 1.0, + "content": "our problem are in interpretable Graph Neural Network (GNN) models, where models predict and", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 406, + 505, + 419 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 505, + 419 + ], + "score": 1.0, + "content": "assign values to edges via attention mechanisms (Velickovi ˇ c et al., 2018; Neil et al., 2018; Xie & ´", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "score": 1.0, + "content": "Grossman, 2018). 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Finally, the generator captures", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 544, + 499, + 556 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 499, + 556 + ], + "score": 1.0, + "content": "essential graph structures while exploring a myriad of other possibilities in multifarious networks.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 107, + 561, + 505, + 616 + ], + "lines": [ + { + "bbox": [ + 107, + 561, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 107, + 561, + 505, + 573 + ], + "score": 1.0, + "content": "We first evaluate SHADOWCAST on three real-world social and information networks to demonstrate", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 571, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 571, + 505, + 585 + ], + "score": 1.0, + "content": "its competitive performance against several state-of-the-art graph generation methods in mimicking", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 582, + 506, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 506, + 596 + ], + "score": 1.0, + "content": "given graphs. Our model achieves impressive results that are superior in most datasets. In addition,", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 594, + 505, + 607 + ], + "spans": [ + { + "bbox": [ + 106, + 594, + 505, + 607 + ], + "score": 1.0, + "content": "we demonstrate the capability of SHADOWCAST to produce customizable synthetic graphs through", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 604, + 438, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 438, + 618 + ], + "score": 1.0, + "content": "tunable parameters, which existing generative models are incapable of performing.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 34 + }, + { + "type": "title", + "bbox": [ + 107, + 637, + 311, + 650 + ], + "lines": [ + { + "bbox": [ + 104, + 636, + 313, + 652 + ], + "spans": [ + { + "bbox": [ + 104, + 636, + 313, + 652 + ], + "score": 1.0, + "content": "2 EXPLAINABLE GRAPH GENERATION", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 107, + 665, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 664, + 504, + 677 + ], + "spans": [ + { + "bbox": [ + 105, + 664, + 504, + 677 + ], + "score": 1.0, + "content": "In this section, we describe the explainable graph generation problem. The core idea of the prob-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 104, + 676, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 104, + 676, + 506, + 690 + ], + "score": 1.0, + "content": "lem lies in generating graphs of desired structures through control of node properties as a form of", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "explainability. We define these properties and its structure as a shadow and introduce our approach", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 698, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 505, + 711 + ], + "score": 1.0, + "content": "SHADOWCAST. 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One family of work, proxy methods (Huysmans", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 351, + 506, + 365 + ], + "spans": [ + { + "bbox": [ + 105, + 351, + 506, + 365 + ], + "score": 1.0, + "content": "et al., 2011; Augasta & Kathirvalavakumar, 2011; Zilke et al., 2016; Lakkaraju et al., 2017), learns", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 363, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 363, + 505, + 375 + ], + "score": 1.0, + "content": "to approximate model predictions with simpler surrogate models. Another line of work (Adadi &", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 374, + 505, + 386 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 505, + 386 + ], + "score": 1.0, + "content": "Berrada, 2018; Guidotti et al., 2018; Koh & Liang, 2017) treats models as black-boxes and carefully", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 385, + 506, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 506, + 397 + ], + "score": 1.0, + "content": "queries them for relevant information to form interpretations of the results. The works closest to", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 396, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 396, + 505, + 408 + ], + "score": 1.0, + "content": "our problem are in interpretable Graph Neural Network (GNN) models, where models predict and", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 406, + 505, + 419 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 505, + 419 + ], + "score": 1.0, + "content": "assign values to edges via attention mechanisms (Velickovi ˇ c et al., 2018; Neil et al., 2018; Xie & ´", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 505, + 430 + ], + "score": 1.0, + "content": "Grossman, 2018). Notably, even the latest work (Ying et al., 2019), which considers both graph", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 428, + 506, + 442 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 506, + 442 + ], + "score": 1.0, + "content": "structure and node feature information, still only explains predictions of individual nodes but cannot", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 440, + 264, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 440, + 264, + 452 + ], + "score": 1.0, + "content": "produce explanations for entire graphs.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 17, + "bbox_fs": [ + 105, + 329, + 506, + 452 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 456, + 505, + 555 + ], + "lines": [ + { + "bbox": [ + 105, + 456, + 505, + 470 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 505, + 470 + ], + "score": 1.0, + "content": "We propose SHADOWCAST, an approach for explaining graph generation, which addresses the chal-", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 468, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 106, + 468, + 505, + 480 + ], + "score": 1.0, + "content": "lenge of generating graphs with user-desired structures. It is achieved by using easy-to-understand", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 478, + 505, + 492 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 505, + 492 + ], + "score": 1.0, + "content": "node properties that are intended to capture graph semantics in an explicable way. These proper-", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 489, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 505, + 502 + ], + "score": 1.0, + "content": "ties form the shadow that we control in order to guide the graph generative process. The model", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 499, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 499, + 505, + 513 + ], + "score": 1.0, + "content": "architecture is essentially based on conditional GANs (Mirza & Osindero, 2014). The model intro-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 510, + 506, + 525 + ], + "spans": [ + { + "bbox": [ + 105, + 510, + 506, + 525 + ], + "score": 1.0, + "content": "duces control by leveraging the conditions, which we manage with a transparent Markov model, as", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 523, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 505, + 534 + ], + "score": 1.0, + "content": "a control vector to influence the generative process. It allows for user-specified parameters such as", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 532, + 505, + 547 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 505, + 547 + ], + "score": 1.0, + "content": "density distributions to generate designed graphs that are explainable. Finally, the generator captures", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 544, + 499, + 556 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 499, + 556 + ], + "score": 1.0, + "content": "essential graph structures while exploring a myriad of other possibilities in multifarious networks.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 27, + "bbox_fs": [ + 105, + 456, + 506, + 556 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 561, + 505, + 616 + ], + "lines": [ + { + "bbox": [ + 107, + 561, + 505, + 573 + ], + "spans": [ + { + "bbox": [ + 107, + 561, + 505, + 573 + ], + "score": 1.0, + "content": "We first evaluate SHADOWCAST on three real-world social and information networks to demonstrate", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 571, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 571, + 505, + 585 + ], + "score": 1.0, + "content": "its competitive performance against several state-of-the-art graph generation methods in mimicking", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 582, + 506, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 506, + 596 + ], + "score": 1.0, + "content": "given graphs. Our model achieves impressive results that are superior in most datasets. In addition,", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 594, + 505, + 607 + ], + "spans": [ + { + "bbox": [ + 106, + 594, + 505, + 607 + ], + "score": 1.0, + "content": "we demonstrate the capability of SHADOWCAST to produce customizable synthetic graphs through", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 604, + 438, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 438, + 618 + ], + "score": 1.0, + "content": "tunable parameters, which existing generative models are incapable of performing.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 34, + "bbox_fs": [ + 105, + 561, + 506, + 618 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 637, + 311, + 650 + ], + "lines": [ + { + "bbox": [ + 104, + 636, + 313, + 652 + ], + "spans": [ + { + "bbox": [ + 104, + 636, + 313, + 652 + ], + "score": 1.0, + "content": "2 EXPLAINABLE GRAPH GENERATION", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 107, + 665, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 664, + 504, + 677 + ], + "spans": [ + { + "bbox": [ + 105, + 664, + 504, + 677 + ], + "score": 1.0, + "content": "In this section, we describe the explainable graph generation problem. The core idea of the prob-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 104, + 676, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 104, + 676, + 506, + 690 + ], + "score": 1.0, + "content": "lem lies in generating graphs of desired structures through control of node properties as a form of", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "explainability. We define these properties and its structure as a shadow and introduce our approach", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 698, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 505, + 711 + ], + "score": 1.0, + "content": "SHADOWCAST. Since it is a challenge to directly control the generation of graphs due to their com-", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "plex interconnected nature, we model them through shadows, which can be manipulated to control", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 720, + 505, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 505, + 733 + ], + "score": 1.0, + "content": "the graph generation. We depict the problem and our approach in detail below (Sections 2.1 and 2.2).", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 40.5, + "bbox_fs": [ + 104, + 664, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 82, + 240, + 93 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 241, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 241, + 95 + ], + "score": 1.0, + "content": "2.1 PROBLEM FORMULATION", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 107, + 103, + 505, + 213 + ], + "lines": [ + { + "bbox": [ + 106, + 103, + 505, + 116 + ], + "spans": [ + { + "bbox": [ + 106, + 103, + 389, + 116 + ], + "score": 1.0, + "content": "We focus on the novel problem of explaining graph generation. Let", + "type": "text" + }, + { + "bbox": [ + 390, + 103, + 439, + 115 + ], + "score": 0.93, + "content": "\\mathcal { G } = ( \\nu , \\mathcal { E } )", + "type": "inline_equation" + }, + { + "bbox": [ + 440, + 103, + 505, + 116 + ], + "score": 1.0, + "content": "denote a graph", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 104, + 113, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 104, + 113, + 128, + 128 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 128, + 114, + 138, + 124 + ], + "score": 0.78, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 139, + 113, + 168, + 128 + ], + "score": 1.0, + "content": "nodes", + "type": "text" + }, + { + "bbox": [ + 168, + 114, + 202, + 126 + ], + "score": 0.92, + "content": "v _ { i } ~ \\in ~ \\mathcal { V }", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 113, + 222, + 128 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 223, + 114, + 232, + 124 + ], + "score": 0.8, + "content": "E", + "type": "inline_equation" + }, + { + "bbox": [ + 232, + 113, + 261, + 128 + ], + "score": 1.0, + "content": "edges", + "type": "text" + }, + { + "bbox": [ + 261, + 114, + 315, + 127 + ], + "score": 0.93, + "content": "( v _ { i } , v _ { j } ) \\ \\in \\mathcal { E }", + "type": "inline_equation" + }, + { + "bbox": [ + 315, + 113, + 505, + 128 + ], + "score": 1.0, + "content": ". Each node is associated with some identity", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 125, + 505, + 138 + ], + "spans": [ + { + "bbox": [ + 105, + 125, + 433, + 138 + ], + "score": 1.0, + "content": "information, e.g., the employee ID. 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Each node in", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 146, + 506, + 160 + ], + "spans": [ + { + "bbox": [ + 105, + 146, + 310, + 160 + ], + "score": 1.0, + "content": "the shadow is associated with some property label", + "type": "text" + }, + { + "bbox": [ + 311, + 147, + 343, + 158 + ], + "score": 0.92, + "content": "k _ { i } \\in K", + "type": "inline_equation" + }, + { + "bbox": [ + 343, + 146, + 506, + 160 + ], + "score": 1.0, + "content": ", e.g., the employee’s department, and it", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 156, + 506, + 172 + ], + "spans": [ + { + "bbox": [ + 105, + 156, + 258, + 172 + ], + "score": 1.0, + "content": "“shadows” the corresponding node in", + "type": "text" + }, + { + "bbox": [ + 258, + 159, + 266, + 169 + ], + "score": 0.8, + "content": "\\mathcal { G }", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 156, + 328, + 172 + ], + "score": 1.0, + "content": ". Every node in", + "type": "text" + }, + { + "bbox": [ + 329, + 159, + 336, + 169 + ], + "score": 0.83, + "content": "\\mathcal { G }", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 156, + 506, + 172 + ], + "score": 1.0, + "content": "can be uniquely identified by the identity,", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 168, + 506, + 182 + ], + "spans": [ + { + "bbox": [ + 105, + 168, + 248, + 182 + ], + "score": 1.0, + "content": "whereas the label of each node in", + "type": "text" + }, + { + "bbox": [ + 248, + 170, + 257, + 179 + ], + "score": 0.8, + "content": "s", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 168, + 506, + 182 + ], + "score": 1.0, + "content": "is not necessarily unique. Shadow nodes provide important", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 180, + 505, + 192 + ], + "spans": [ + { + "bbox": [ + 105, + 180, + 505, + 192 + ], + "score": 1.0, + "content": "explanatory information that is useful in understanding the generated graphs. We note that there", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 191, + 505, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 191, + 505, + 204 + ], + "score": 1.0, + "content": "could be other properties of interest, e.g., degree distribution, a shadow with different connectivity", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 202, + 448, + 214 + ], + "spans": [ + { + "bbox": [ + 105, + 202, + 126, + 214 + ], + "score": 1.0, + "content": "than", + "type": "text" + }, + { + "bbox": [ + 126, + 203, + 134, + 213 + ], + "score": 0.76, + "content": "\\mathcal { G }", + "type": "inline_equation" + }, + { + "bbox": [ + 134, + 202, + 448, + 214 + ], + "score": 1.0, + "content": ". We leave the inclusion of additional properties as extensions for future work.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 5.5 + }, + { + "type": "text", + "bbox": [ + 108, + 219, + 504, + 263 + ], + "lines": [ + { + "bbox": [ + 105, + 218, + 505, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 218, + 505, + 232 + ], + "score": 1.0, + "content": "In this work, we aim to develop an explainable network graph generative model. 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We leave the inclusion of additional properties as extensions for future work.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 5.5, + "bbox_fs": [ + 104, + 103, + 506, + 214 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 219, + 504, + 263 + ], + "lines": [ + { + "bbox": [ + 105, + 218, + 505, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 218, + 505, + 232 + ], + "score": 1.0, + "content": "In this work, we aim to develop an explainable network graph generative model. 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Let us", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 252, + 374, + 264 + ], + "spans": [ + { + "bbox": [ + 106, + 252, + 374, + 264 + ], + "score": 1.0, + "content": "define the Explainable Graph Generation (X2G) problem as such:", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12.5, + "bbox_fs": [ + 105, + 218, + 506, + 264 + ] + }, + { + "type": "text", + "bbox": [ + 146, + 272, + 465, + 308 + ], + "lines": [ + { + "bbox": [ + 145, + 271, + 466, + 285 + ], + "spans": [ + { + "bbox": [ + 145, + 271, + 206, + 285 + ], + "score": 1.0, + "content": "Given a graph", + "type": "text" + }, + { + "bbox": [ + 207, + 273, + 215, + 283 + ], + "score": 0.82, + "content": "\\mathcal { G }", + "type": "inline_equation" + }, + { + "bbox": [ + 215, + 271, + 328, + 285 + ], + "score": 1.0, + "content": "and key node properties of", + "type": "text" + }, + { + "bbox": [ + 329, + 273, + 336, + 283 + ], + "score": 0.83, + "content": "\\mathcal { G }", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 271, + 466, + 285 + ], + "score": 1.0, + "content": ", induce another graph by these", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 144, + 283, + 466, + 297 + ], + "spans": [ + { + "bbox": [ + 144, + 284, + 269, + 297 + ], + "score": 1.0, + "content": "properties, defined as shadow", + "type": "text" + }, + { + "bbox": [ + 269, + 285, + 277, + 294 + ], + "score": 0.76, + "content": "s", + "type": "inline_equation" + }, + { + "bbox": [ + 277, + 284, + 331, + 297 + ], + "score": 1.0, + "content": "; 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We then sample sets of random walks of length", + "type": "text" + }, + { + "bbox": [ + 366, + 214, + 375, + 223 + ], + "score": 0.79, + "content": "T", + "type": "inline_equation" + }, + { + "bbox": [ + 375, + 209, + 397, + 227 + ], + "score": 1.0, + "content": "from", + "type": "text" + }, + { + "bbox": [ + 398, + 214, + 407, + 223 + ], + "score": 0.73, + "content": "\\pmb { A }", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 209, + 496, + 227 + ], + "score": 1.0, + "content": "to use as training data", + "type": "text" + }, + { + "bbox": [ + 496, + 215, + 504, + 223 + ], + "score": 0.68, + "content": "_ { \\textbf { \\em x } }", + "type": "inline_equation" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 224, + 505, + 236 + ], + "spans": [ + { + "bbox": [ + 105, + 224, + 505, + 236 + ], + "score": 1.0, + "content": "for our model. Following Bojchevski et al. (2018), we use a biased second-order random walk sam-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 235, + 505, + 247 + ], + "spans": [ + { + "bbox": [ + 105, + 235, + 200, + 247 + ], + "score": 1.0, + "content": "pling strategy (Grover", + "type": "text" + }, + { + "bbox": [ + 200, + 236, + 209, + 245 + ], + "score": 0.27, + "content": "\\&", + "type": "inline_equation" + }, + { + "bbox": [ + 209, + 235, + 505, + 247 + ], + "score": 1.0, + "content": "Leskovec, 2016)—one of the advantageous properties of random walks", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 247, + 504, + 258 + ], + "spans": [ + { + "bbox": [ + 105, + 247, + 504, + 258 + ], + "score": 1.0, + "content": "is their invariance under node reordering—in order to better capture both global and local graph", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 104, + 256, + 506, + 271 + ], + "spans": [ + { + "bbox": [ + 104, + 256, + 506, + 271 + ], + "score": 1.0, + "content": "structures. Another advantage of random walks is that the walks only include connected nodes,", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 268, + 505, + 281 + ], + "spans": [ + { + "bbox": [ + 105, + 268, + 505, + 281 + ], + "score": 1.0, + "content": "which efficiently exploits the sparsity of real-world graphs by including nonzero values of the adja-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 279, + 505, + 292 + ], + "spans": [ + { + "bbox": [ + 105, + 279, + 162, + 292 + ], + "score": 1.0, + "content": "cency matrix", + "type": "text" + }, + { + "bbox": [ + 162, + 280, + 170, + 289 + ], + "score": 0.69, + "content": "A", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 279, + 505, + 292 + ], + "score": 1.0, + "content": ". In the rest of this section, we describe in detail each stage of the SHADOWCAST", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 290, + 387, + 302 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 387, + 302 + ], + "score": 1.0, + "content": "generation process and formally present the procedure (Algorithm 1).", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 12.5 + }, + { + "type": "table", + "bbox": [ + 149, + 321, + 464, + 532 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 149, + 321, + 464, + 532 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 149, + 321, + 464, + 532 + ], + "spans": [ + { + "bbox": [ + 149, + 321, + 464, + 532 + ], + "score": 0.942, + "html": "
Algorithm1Minibatch stochastic gradient descent training of explainable graph generative adver- sarial nets.The number of steps to apply to the generator, w,is a hyperparameter.We used ω = 3.
1:for number of training iterations do
2:Sample minibatch of m samples {e(1),..,x(m)} from data distribution pdata
3: 4: 5:Sample the respective m shadow walks {s(1),...,s(m)} Update S model weights:
m K 0m M £ s(e) log S(s()] i=1 =1
6: 7:Generate minibatch of m shadow walks {s(1),...,s(m)} with model S
8:Sample minibatch of m noise samples {z(1),..,z(m)} from N(0,Id) Update G model weights:
9:
10:M 0gm 1 [log(1-D(G(z(𝑖)|s()))] =1
11: 12:for w steps do Update D model weights:
m 1
13:0dm ∑[logD(x(i) | g(𝑖) + log(1-D(G(z(𝑖)|s(i)))] =1
14: end forend for
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(2018), we use a biased second-order random walk sam-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 235, + 505, + 247 + ], + "spans": [ + { + "bbox": [ + 105, + 235, + 200, + 247 + ], + "score": 1.0, + "content": "pling strategy (Grover", + "type": "text" + }, + { + "bbox": [ + 200, + 236, + 209, + 245 + ], + "score": 0.27, + "content": "\\&", + "type": "inline_equation" + }, + { + "bbox": [ + 209, + 235, + 505, + 247 + ], + "score": 1.0, + "content": "Leskovec, 2016)—one of the advantageous properties of random walks", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 247, + 504, + 258 + ], + "spans": [ + { + "bbox": [ + 105, + 247, + 504, + 258 + ], + "score": 1.0, + "content": "is their invariance under node reordering—in order to better capture both global and local graph", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 104, + 256, + 506, + 271 + ], + "spans": [ + { + "bbox": [ + 104, + 256, + 506, + 271 + ], + "score": 1.0, + "content": "structures. 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In the rest of this section, we describe in detail each stage of the SHADOWCAST", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 290, + 387, + 302 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 387, + 302 + ], + "score": 1.0, + "content": "generation process and formally present the procedure (Algorithm 1).", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 12.5, + "bbox_fs": [ + 104, + 189, + 506, + 302 + ] + }, + { + "type": "table", + "bbox": [ + 149, + 321, + 464, + 532 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 149, + 321, + 464, + 532 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 149, + 321, + 464, + 532 + ], + "spans": [ + { + "bbox": [ + 149, + 321, + 464, + 532 + ], + "score": 0.942, + "html": "
Algorithm1Minibatch stochastic gradient descent training of explainable graph generative adver- sarial nets.The number of steps to apply to the generator, w,is a hyperparameter.We used ω = 3.
1:for number of training iterations do
2:Sample minibatch of m samples {e(1),..,x(m)} from data distribution pdata
3: 4: 5:Sample the respective m shadow walks {s(1),...,s(m)} Update S model weights:
m K 0m M £ s(e) log S(s()] i=1 =1
6: 7:Generate minibatch of m shadow walks {s(1),...,s(m)} with model S
8:Sample minibatch of m noise samples {z(1),..,z(m)} from N(0,Id) Update G model weights:
9:
10:M 0gm 1 [log(1-D(G(z(𝑖)|s()))] =1
11: 12:for w steps do Update D model weights:
m 1
13:0dm ∑[logD(x(i) | g(𝑖) + log(1-D(G(z(𝑖)|s(i)))] =1
14: end forend for
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Through this process, we generate fake random walks.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 107, + 110, + 504, + 154 + ], + "lines": [ + { + "bbox": [ + 105, + 110, + 506, + 123 + ], + "spans": [ + { + "bbox": [ + 105, + 110, + 506, + 123 + ], + "score": 1.0, + "content": "At this point, we find that our model is closely related to the recently introduced random walk graph", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 104, + 121, + 506, + 135 + ], + "spans": [ + { + "bbox": [ + 104, + 121, + 506, + 135 + ], + "score": 1.0, + "content": "generative model (Bojchevski et al., 2018). In addition to random noise model initialization, the gen-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 132, + 323, + 145 + ], + "score": 1.0, + "content": "erator greatly benefits from the auxiliary information", + "type": "text" + }, + { + "bbox": [ + 324, + 133, + 334, + 144 + ], + "score": 0.86, + "content": "\\tilde { \\mathbf { \\boldsymbol { s } } } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 132, + 505, + 145 + ], + "score": 1.0, + "content": ", modeling a more accurate representation", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 144, + 299, + 156 + ], + "spans": [ + { + "bbox": [ + 106, + 144, + 299, + 156 + ], + "score": 1.0, + "content": "of the original graph (see Appendix for details).", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 3.5 + }, + { + "type": "text", + "bbox": [ + 107, + 168, + 505, + 234 + ], + "lines": [ + { + "bbox": [ + 105, + 168, + 505, + 181 + ], + "spans": [ + { + "bbox": [ + 105, + 168, + 252, + 181 + ], + "score": 1.0, + "content": "Discriminator The discriminator", + "type": "text" + }, + { + "bbox": [ + 252, + 169, + 262, + 178 + ], + "score": 0.81, + "content": "D", + "type": "inline_equation" + }, + { + "bbox": [ + 262, + 168, + 484, + 181 + ], + "score": 1.0, + "content": "is a binary classification LSTM model. 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At each time-step", + "type": "text" + }, + { + "bbox": [ + 252, + 191, + 257, + 200 + ], + "score": 0.62, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 190, + 475, + 203 + ], + "score": 1.0, + "content": ", the discriminator takes two inputs: the current node", + "type": "text" + }, + { + "bbox": [ + 476, + 191, + 486, + 201 + ], + "score": 0.84, + "content": "{ \\mathbf { } } v _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 190, + 506, + 203 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 201, + 505, + 213 + ], + "spans": [ + { + "bbox": [ + 106, + 201, + 200, + 213 + ], + "score": 1.0, + "content": "the associated shadow", + "type": "text" + }, + { + "bbox": [ + 201, + 203, + 211, + 212 + ], + "score": 0.85, + "content": "\\mathbf { \\boldsymbol { s } } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 211, + 201, + 505, + 213 + ], + "score": 1.0, + "content": ", both represented as one-hot vectors. After processing each presented", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 211, + 505, + 225 + ], + "spans": [ + { + "bbox": [ + 105, + 211, + 259, + 225 + ], + "score": 1.0, + "content": "sequence of shadow and graph walks,", + "type": "text" + }, + { + "bbox": [ + 259, + 213, + 269, + 222 + ], + "score": 0.8, + "content": "D", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 211, + 505, + 225 + ], + "score": 1.0, + "content": "outputs a score between 0 and 1, indicating the probability", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 223, + 166, + 234 + ], + "spans": [ + { + "bbox": [ + 105, + 223, + 166, + 234 + ], + "score": 1.0, + "content": "of a real walk.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 8.5 + }, + { + "type": "text", + "bbox": [ + 107, + 240, + 505, + 352 + ], + "lines": [ + { + "bbox": [ + 106, + 240, + 505, + 252 + ], + "spans": [ + { + "bbox": [ + 106, + 240, + 312, + 252 + ], + "score": 1.0, + "content": "After training the model, we have a shadow caster", + "type": "text" + }, + { + "bbox": [ + 312, + 240, + 320, + 250 + ], + "score": 0.8, + "content": "S", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 240, + 386, + 252 + ], + "score": 1.0, + "content": "and a generator", + "type": "text" + }, + { + "bbox": [ + 387, + 240, + 396, + 250 + ], + "score": 0.79, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 396, + 240, + 505, + 252 + ], + "score": 1.0, + "content": "that can produce synthetic", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 250, + 506, + 264 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 341, + 264 + ], + "score": 1.0, + "content": "graphs. The shadow caster first constructs shadow walks", + "type": "text" + }, + { + "bbox": [ + 342, + 251, + 393, + 263 + ], + "score": 0.91, + "content": "\\big ( \\tilde { s } _ { 1 } , \\dots , \\tilde { s } _ { T } \\big )", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 250, + 506, + 264 + ], + "score": 1.0, + "content": "of some user-defined class", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 261, + 505, + 275 + ], + "spans": [ + { + "bbox": [ + 105, + 261, + 505, + 275 + ], + "score": 1.0, + "content": "distribution (a relatively small number of shadow walks, e.g., 10,000). The generator then takes", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 107, + 273, + 505, + 285 + ], + "spans": [ + { + "bbox": [ + 107, + 273, + 159, + 285 + ], + "score": 0.9, + "content": "\\big ( \\tilde { s } _ { 1 } , \\dots , \\tilde { s } _ { T } \\big )", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 273, + 505, + 285 + ], + "score": 1.0, + "content": "and generates a large set of random graph walks (a much larger number of random", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 284, + 505, + 297 + ], + "spans": [ + { + "bbox": [ + 105, + 284, + 367, + 297 + ], + "score": 1.0, + "content": "walks than for training, e.g., 10M). We construct a score matrix", + "type": "text" + }, + { + "bbox": [ + 367, + 284, + 376, + 294 + ], + "score": 0.78, + "content": "_ { s }", + "type": "inline_equation" + }, + { + "bbox": [ + 376, + 284, + 505, + 297 + ], + "score": 1.0, + "content": "by counting how often an edge", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 295, + 506, + 308 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 323, + 308 + ], + "score": 1.0, + "content": "appears in the set of graph walks. Next, we convert", + "type": "text" + }, + { + "bbox": [ + 324, + 297, + 332, + 307 + ], + "score": 0.77, + "content": "\\pmb { S }", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 297, + 461, + 308 + ], + "score": 1.0, + "content": "into a binary adjacency matrix", + "type": "text" + }, + { + "bbox": [ + 462, + 295, + 472, + 306 + ], + "score": 0.85, + "content": "\\hat { A }", + "type": "inline_equation" + }, + { + "bbox": [ + 472, + 297, + 506, + 308 + ], + "score": 1.0, + "content": "by first", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 307, + 505, + 320 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 136, + 320 + ], + "score": 1.0, + "content": "setting", + "type": "text" + }, + { + "bbox": [ + 136, + 307, + 246, + 320 + ], + "score": 0.92, + "content": "s _ { i j } = s _ { j i } = \\operatorname* { m a x } \\{ s _ { i j } , s _ { j i } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 246, + 307, + 505, + 320 + ], + "score": 1.0, + "content": "to get a symmetric matrix. Next, we could use simple binariza-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 318, + 505, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 318, + 331 + ], + "score": 1.0, + "content": "tion strategies such as thresholding or choosing top-", + "type": "text" + }, + { + "bbox": [ + 318, + 319, + 325, + 329 + ], + "score": 0.79, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 325, + 318, + 505, + 331 + ], + "score": 1.0, + "content": "entries. However, we follow a probabilistic", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 329, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 505, + 342 + ], + "score": 1.0, + "content": "strategy, introduced in Bojchevski et al. (2018), that mitigates the issue of leaving out the low-degree", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 341, + 442, + 352 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 442, + 352 + ], + "score": 1.0, + "content": "nodes and producing singletons because the starting nodes of every walk is random.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 16.5 + }, + { + "type": "title", + "bbox": [ + 108, + 366, + 280, + 377 + ], + "lines": [ + { + "bbox": [ + 106, + 366, + 281, + 379 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 281, + 379 + ], + "score": 1.0, + "content": "2.3 EXPLAINING GENERATED GRAPHS", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 107, + 387, + 505, + 510 + ], + "lines": [ + { + "bbox": [ + 105, + 386, + 505, + 401 + ], + "spans": [ + { + "bbox": [ + 105, + 386, + 505, + 401 + ], + "score": 1.0, + "content": "Different from existing approaches, our model takes shadow walks—a series of random walks on", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 398, + 505, + 411 + ], + "spans": [ + { + "bbox": [ + 105, + 398, + 505, + 411 + ], + "score": 1.0, + "content": "the node properties graph—as inputs to the generator, and creates graphs with various densities.", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 409, + 504, + 422 + ], + "spans": [ + { + "bbox": [ + 105, + 409, + 504, + 422 + ], + "score": 1.0, + "content": "To answer questions like: “Why did the model generate such graphs? Could we modify it to our", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 420, + 505, + 434 + ], + "spans": [ + { + "bbox": [ + 105, + 420, + 505, + 434 + ], + "score": 1.0, + "content": "desire?”, we generate graphs that are more explainable by controlling these shadow walk inputs. Our", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 431, + 506, + 444 + ], + "spans": [ + { + "bbox": [ + 105, + 431, + 506, + 444 + ], + "score": 1.0, + "content": "goal is to provide insight into how black-box generative models produce graphs. For any desired", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 442, + 506, + 455 + ], + "spans": [ + { + "bbox": [ + 105, + 442, + 506, + 455 + ], + "score": 1.0, + "content": "graph, we first build a Markov chain to model and construct sequences of node properties based on", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 453, + 505, + 465 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 505, + 465 + ], + "score": 1.0, + "content": "some user-specified transition distribution. These sequences are then injected into the shadow caster", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 107, + 463, + 506, + 477 + ], + "spans": [ + { + "bbox": [ + 107, + 465, + 114, + 474 + ], + "score": 0.82, + "content": "S", + "type": "inline_equation" + }, + { + "bbox": [ + 115, + 463, + 226, + 477 + ], + "score": 1.0, + "content": "to generate shadow walks", + "type": "text" + }, + { + "bbox": [ + 226, + 464, + 278, + 476 + ], + "score": 0.92, + "content": "\\big ( \\tilde { s } _ { 1 } , \\dots , \\tilde { s } _ { T } \\big )", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 463, + 506, + 477 + ], + "score": 1.0, + "content": "that mimic the original shadow. Next, given a trained", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 474, + 506, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 474, + 201, + 488 + ], + "score": 1.0, + "content": "SHADOWCAST model", + "type": "text" + }, + { + "bbox": [ + 201, + 475, + 212, + 485 + ], + "score": 0.77, + "content": "\\Theta", + "type": "inline_equation" + }, + { + "bbox": [ + 212, + 474, + 308, + 488 + ], + "score": 1.0, + "content": "and the shadow walks", + "type": "text" + }, + { + "bbox": [ + 308, + 475, + 360, + 487 + ], + "score": 0.93, + "content": "( \\tilde { s } _ { 1 } , \\dots , \\tilde { s } _ { T } )", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 474, + 422, + 488 + ], + "score": 1.0, + "content": ", the generator", + "type": "text" + }, + { + "bbox": [ + 423, + 475, + 432, + 485 + ], + "score": 0.78, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 432, + 474, + 506, + 488 + ], + "score": 1.0, + "content": "produces desired", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 486, + 506, + 501 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 135, + 501 + ], + "score": 1.0, + "content": "graphs", + "type": "text" + }, + { + "bbox": [ + 136, + 486, + 144, + 499 + ], + "score": 0.82, + "content": "\\tilde { \\mathcal { G } }", + "type": "inline_equation" + }, + { + "bbox": [ + 144, + 487, + 506, + 501 + ], + "score": 1.0, + "content": "’s. Through this process, one can control the shadow distributions and study the generated", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 499, + 239, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 499, + 239, + 511 + ], + "score": 1.0, + "content": "graphs by comparing the results.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 28 + }, + { + "type": "title", + "bbox": [ + 108, + 527, + 211, + 540 + ], + "lines": [ + { + "bbox": [ + 105, + 526, + 213, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 526, + 213, + 542 + ], + "score": 1.0, + "content": "3 RELATED WORK", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 553, + 505, + 597 + ], + "lines": [ + { + "bbox": [ + 105, + 553, + 505, + 566 + ], + "spans": [ + { + "bbox": [ + 105, + 553, + 505, + 566 + ], + "score": 1.0, + "content": "Although many existing works study the generalizability of graph generation methods, explaining", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 565, + 505, + 576 + ], + "spans": [ + { + "bbox": [ + 105, + 565, + 505, + 576 + ], + "score": 1.0, + "content": "generated graphs remains an open question. From a broader point of view, we can consider the", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 574, + 505, + 588 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 505, + 588 + ], + "score": 1.0, + "content": "related problems of (1) constructing generative models for graph-structured data and (2) interpreting", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 587, + 336, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 587, + 336, + 599 + ], + "score": 1.0, + "content": "machine learning models and understanding their results.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 36.5 + }, + { + "type": "text", + "bbox": [ + 107, + 610, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 610, + 505, + 624 + ], + "spans": [ + { + "bbox": [ + 106, + 610, + 505, + 624 + ], + "score": 1.0, + "content": "Graph Generation Most existing graph generation models are designed to generate graphs mim-", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 622, + 505, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 505, + 635 + ], + "score": 1.0, + "content": "icking the structure of observed graphs. So far, no generative method that shapes graphs into new", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 632, + 506, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 506, + 646 + ], + "score": 1.0, + "content": "desired states have been proposed. In general, we can group these graph generative models into two", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 644, + 505, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 505, + 657 + ], + "score": 1.0, + "content": "main families—those that directly model the graph structure (Cao & Kipf, 2018; Liu et al., 2017;", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 655, + 505, + 667 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 505, + 667 + ], + "score": 1.0, + "content": "Tavakoli et al., 2017; Zhou et al., 2019; Ma et al., 2018; Simonovsky & Komodakis, 2018) and oth-", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 666, + 505, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 505, + 678 + ], + "score": 1.0, + "content": "ers that study the graph in the context of node representations (Kipf & Welling, 2016; Wang et al.,", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 676, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 505, + 689 + ], + "score": 1.0, + "content": "2018; Grover et al., 2019; Zou & Lerman, 2019). While modeling of graph structures approximates", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "the distribution of graphs with minimal assumptions about their structure, modeling node embed-", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "ding estimates the probabilities of each edge’s existence, which effectively models the relational", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "structure of large graphs. Another series of tangential work, graph translation (Guo et al., 2019; Jin", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 721, + 505, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 505, + 733 + ], + "score": 1.0, + "content": "et al., 2019; Guo et al., 2018), attempts to learn a translation mapping from the input domain to the", + "type": "text" + } + ], + "index": 49 + } + ], + "index": 44 + } + ], + "page_idx": 4, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 306, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 763 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 763 + ], + "score": 1.0, + "content": "5", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 105, + 82, + 503, + 105 + ], + "lines": [], + "index": 0.5, + "bbox_fs": [ + 105, + 81, + 505, + 106 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 107, + 110, + 504, + 154 + ], + "lines": [ + { + "bbox": [ + 105, + 110, + 506, + 123 + ], + "spans": [ + { + "bbox": [ + 105, + 110, + 506, + 123 + ], + "score": 1.0, + "content": "At this point, we find that our model is closely related to the recently introduced random walk graph", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 104, + 121, + 506, + 135 + ], + "spans": [ + { + "bbox": [ + 104, + 121, + 506, + 135 + ], + "score": 1.0, + "content": "generative model (Bojchevski et al., 2018). In addition to random noise model initialization, the gen-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 132, + 323, + 145 + ], + "score": 1.0, + "content": "erator greatly benefits from the auxiliary information", + "type": "text" + }, + { + "bbox": [ + 324, + 133, + 334, + 144 + ], + "score": 0.86, + "content": "\\tilde { \\mathbf { \\boldsymbol { s } } } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 132, + 505, + 145 + ], + "score": 1.0, + "content": ", modeling a more accurate representation", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 144, + 299, + 156 + ], + "spans": [ + { + "bbox": [ + 106, + 144, + 299, + 156 + ], + "score": 1.0, + "content": "of the original graph (see Appendix for details).", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 3.5, + "bbox_fs": [ + 104, + 110, + 506, + 156 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 168, + 505, + 234 + ], + "lines": [ + { + "bbox": [ + 105, + 168, + 505, + 181 + ], + "spans": [ + { + "bbox": [ + 105, + 168, + 252, + 181 + ], + "score": 1.0, + "content": "Discriminator The discriminator", + "type": "text" + }, + { + "bbox": [ + 252, + 169, + 262, + 178 + ], + "score": 0.81, + "content": "D", + "type": "inline_equation" + }, + { + "bbox": [ + 262, + 168, + 484, + 181 + ], + "score": 1.0, + "content": "is a binary classification LSTM model. The goal of", + "type": "text" + }, + { + "bbox": [ + 484, + 169, + 493, + 178 + ], + "score": 0.81, + "content": "D", + "type": "inline_equation" + }, + { + "bbox": [ + 494, + 168, + 505, + 181 + ], + "score": 1.0, + "content": "is", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 179, + 505, + 192 + ], + "spans": [ + { + "bbox": [ + 105, + 179, + 505, + 192 + ], + "score": 1.0, + "content": "to discriminate between real walks sampled from walking on the original graph and fake walks", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 190, + 506, + 203 + ], + "spans": [ + { + "bbox": [ + 105, + 190, + 162, + 203 + ], + "score": 1.0, + "content": "generated by", + "type": "text" + }, + { + "bbox": [ + 162, + 190, + 171, + 200 + ], + "score": 0.75, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 190, + 251, + 203 + ], + "score": 1.0, + "content": ". At each time-step", + "type": "text" + }, + { + "bbox": [ + 252, + 191, + 257, + 200 + ], + "score": 0.62, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 190, + 475, + 203 + ], + "score": 1.0, + "content": ", the discriminator takes two inputs: the current node", + "type": "text" + }, + { + "bbox": [ + 476, + 191, + 486, + 201 + ], + "score": 0.84, + "content": "{ \\mathbf { } } v _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 190, + 506, + 203 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 201, + 505, + 213 + ], + "spans": [ + { + "bbox": [ + 106, + 201, + 200, + 213 + ], + "score": 1.0, + "content": "the associated shadow", + "type": "text" + }, + { + "bbox": [ + 201, + 203, + 211, + 212 + ], + "score": 0.85, + "content": "\\mathbf { \\boldsymbol { s } } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 211, + 201, + 505, + 213 + ], + "score": 1.0, + "content": ", both represented as one-hot vectors. After processing each presented", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 211, + 505, + 225 + ], + "spans": [ + { + "bbox": [ + 105, + 211, + 259, + 225 + ], + "score": 1.0, + "content": "sequence of shadow and graph walks,", + "type": "text" + }, + { + "bbox": [ + 259, + 213, + 269, + 222 + ], + "score": 0.8, + "content": "D", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 211, + 505, + 225 + ], + "score": 1.0, + "content": "outputs a score between 0 and 1, indicating the probability", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 223, + 166, + 234 + ], + "spans": [ + { + "bbox": [ + 105, + 223, + 166, + 234 + ], + "score": 1.0, + "content": "of a real walk.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 8.5, + "bbox_fs": [ + 105, + 168, + 506, + 234 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 240, + 505, + 352 + ], + "lines": [ + { + "bbox": [ + 106, + 240, + 505, + 252 + ], + "spans": [ + { + "bbox": [ + 106, + 240, + 312, + 252 + ], + "score": 1.0, + "content": "After training the model, we have a shadow caster", + "type": "text" + }, + { + "bbox": [ + 312, + 240, + 320, + 250 + ], + "score": 0.8, + "content": "S", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 240, + 386, + 252 + ], + "score": 1.0, + "content": "and a generator", + "type": "text" + }, + { + "bbox": [ + 387, + 240, + 396, + 250 + ], + "score": 0.79, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 396, + 240, + 505, + 252 + ], + "score": 1.0, + "content": "that can produce synthetic", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 250, + 506, + 264 + ], + "spans": [ + { + "bbox": [ + 105, + 250, + 341, + 264 + ], + "score": 1.0, + "content": "graphs. The shadow caster first constructs shadow walks", + "type": "text" + }, + { + "bbox": [ + 342, + 251, + 393, + 263 + ], + "score": 0.91, + "content": "\\big ( \\tilde { s } _ { 1 } , \\dots , \\tilde { s } _ { T } \\big )", + "type": "inline_equation" + }, + { + "bbox": [ + 393, + 250, + 506, + 264 + ], + "score": 1.0, + "content": "of some user-defined class", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 261, + 505, + 275 + ], + "spans": [ + { + "bbox": [ + 105, + 261, + 505, + 275 + ], + "score": 1.0, + "content": "distribution (a relatively small number of shadow walks, e.g., 10,000). The generator then takes", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 107, + 273, + 505, + 285 + ], + "spans": [ + { + "bbox": [ + 107, + 273, + 159, + 285 + ], + "score": 0.9, + "content": "\\big ( \\tilde { s } _ { 1 } , \\dots , \\tilde { s } _ { T } \\big )", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 273, + 505, + 285 + ], + "score": 1.0, + "content": "and generates a large set of random graph walks (a much larger number of random", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 284, + 505, + 297 + ], + "spans": [ + { + "bbox": [ + 105, + 284, + 367, + 297 + ], + "score": 1.0, + "content": "walks than for training, e.g., 10M). We construct a score matrix", + "type": "text" + }, + { + "bbox": [ + 367, + 284, + 376, + 294 + ], + "score": 0.78, + "content": "_ { s }", + "type": "inline_equation" + }, + { + "bbox": [ + 376, + 284, + 505, + 297 + ], + "score": 1.0, + "content": "by counting how often an edge", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 295, + 506, + 308 + ], + "spans": [ + { + "bbox": [ + 105, + 297, + 323, + 308 + ], + "score": 1.0, + "content": "appears in the set of graph walks. Next, we convert", + "type": "text" + }, + { + "bbox": [ + 324, + 297, + 332, + 307 + ], + "score": 0.77, + "content": "\\pmb { S }", + "type": "inline_equation" + }, + { + "bbox": [ + 333, + 297, + 461, + 308 + ], + "score": 1.0, + "content": "into a binary adjacency matrix", + "type": "text" + }, + { + "bbox": [ + 462, + 295, + 472, + 306 + ], + "score": 0.85, + "content": "\\hat { A }", + "type": "inline_equation" + }, + { + "bbox": [ + 472, + 297, + 506, + 308 + ], + "score": 1.0, + "content": "by first", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 307, + 505, + 320 + ], + "spans": [ + { + "bbox": [ + 105, + 307, + 136, + 320 + ], + "score": 1.0, + "content": "setting", + "type": "text" + }, + { + "bbox": [ + 136, + 307, + 246, + 320 + ], + "score": 0.92, + "content": "s _ { i j } = s _ { j i } = \\operatorname* { m a x } \\{ s _ { i j } , s _ { j i } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 246, + 307, + 505, + 320 + ], + "score": 1.0, + "content": "to get a symmetric matrix. Next, we could use simple binariza-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 318, + 505, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 318, + 331 + ], + "score": 1.0, + "content": "tion strategies such as thresholding or choosing top-", + "type": "text" + }, + { + "bbox": [ + 318, + 319, + 325, + 329 + ], + "score": 0.79, + "content": "k", + "type": "inline_equation" + }, + { + "bbox": [ + 325, + 318, + 505, + 331 + ], + "score": 1.0, + "content": "entries. However, we follow a probabilistic", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 329, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 505, + 342 + ], + "score": 1.0, + "content": "strategy, introduced in Bojchevski et al. (2018), that mitigates the issue of leaving out the low-degree", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 341, + 442, + 352 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 442, + 352 + ], + "score": 1.0, + "content": "nodes and producing singletons because the starting nodes of every walk is random.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 16.5, + "bbox_fs": [ + 105, + 240, + 506, + 352 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 366, + 280, + 377 + ], + "lines": [ + { + "bbox": [ + 106, + 366, + 281, + 379 + ], + "spans": [ + { + "bbox": [ + 106, + 366, + 281, + 379 + ], + "score": 1.0, + "content": "2.3 EXPLAINING GENERATED GRAPHS", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 107, + 387, + 505, + 510 + ], + "lines": [ + { + "bbox": [ + 105, + 386, + 505, + 401 + ], + "spans": [ + { + "bbox": [ + 105, + 386, + 505, + 401 + ], + "score": 1.0, + "content": "Different from existing approaches, our model takes shadow walks—a series of random walks on", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 398, + 505, + 411 + ], + "spans": [ + { + "bbox": [ + 105, + 398, + 505, + 411 + ], + "score": 1.0, + "content": "the node properties graph—as inputs to the generator, and creates graphs with various densities.", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 409, + 504, + 422 + ], + "spans": [ + { + "bbox": [ + 105, + 409, + 504, + 422 + ], + "score": 1.0, + "content": "To answer questions like: “Why did the model generate such graphs? Could we modify it to our", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 420, + 505, + 434 + ], + "spans": [ + { + "bbox": [ + 105, + 420, + 505, + 434 + ], + "score": 1.0, + "content": "desire?”, we generate graphs that are more explainable by controlling these shadow walk inputs. Our", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 431, + 506, + 444 + ], + "spans": [ + { + "bbox": [ + 105, + 431, + 506, + 444 + ], + "score": 1.0, + "content": "goal is to provide insight into how black-box generative models produce graphs. For any desired", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 442, + 506, + 455 + ], + "spans": [ + { + "bbox": [ + 105, + 442, + 506, + 455 + ], + "score": 1.0, + "content": "graph, we first build a Markov chain to model and construct sequences of node properties based on", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 453, + 505, + 465 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 505, + 465 + ], + "score": 1.0, + "content": "some user-specified transition distribution. These sequences are then injected into the shadow caster", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 107, + 463, + 506, + 477 + ], + "spans": [ + { + "bbox": [ + 107, + 465, + 114, + 474 + ], + "score": 0.82, + "content": "S", + "type": "inline_equation" + }, + { + "bbox": [ + 115, + 463, + 226, + 477 + ], + "score": 1.0, + "content": "to generate shadow walks", + "type": "text" + }, + { + "bbox": [ + 226, + 464, + 278, + 476 + ], + "score": 0.92, + "content": "\\big ( \\tilde { s } _ { 1 } , \\dots , \\tilde { s } _ { T } \\big )", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 463, + 506, + 477 + ], + "score": 1.0, + "content": "that mimic the original shadow. Next, given a trained", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 474, + 506, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 474, + 201, + 488 + ], + "score": 1.0, + "content": "SHADOWCAST model", + "type": "text" + }, + { + "bbox": [ + 201, + 475, + 212, + 485 + ], + "score": 0.77, + "content": "\\Theta", + "type": "inline_equation" + }, + { + "bbox": [ + 212, + 474, + 308, + 488 + ], + "score": 1.0, + "content": "and the shadow walks", + "type": "text" + }, + { + "bbox": [ + 308, + 475, + 360, + 487 + ], + "score": 0.93, + "content": "( \\tilde { s } _ { 1 } , \\dots , \\tilde { s } _ { T } )", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 474, + 422, + 488 + ], + "score": 1.0, + "content": ", the generator", + "type": "text" + }, + { + "bbox": [ + 423, + 475, + 432, + 485 + ], + "score": 0.78, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 432, + 474, + 506, + 488 + ], + "score": 1.0, + "content": "produces desired", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 486, + 506, + 501 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 135, + 501 + ], + "score": 1.0, + "content": "graphs", + "type": "text" + }, + { + "bbox": [ + 136, + 486, + 144, + 499 + ], + "score": 0.82, + "content": "\\tilde { \\mathcal { G } }", + "type": "inline_equation" + }, + { + "bbox": [ + 144, + 487, + 506, + 501 + ], + "score": 1.0, + "content": "’s. Through this process, one can control the shadow distributions and study the generated", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 499, + 239, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 499, + 239, + 511 + ], + "score": 1.0, + "content": "graphs by comparing the results.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 28, + "bbox_fs": [ + 105, + 386, + 506, + 511 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 527, + 211, + 540 + ], + "lines": [ + { + "bbox": [ + 105, + 526, + 213, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 526, + 213, + 542 + ], + "score": 1.0, + "content": "3 RELATED WORK", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 107, + 553, + 505, + 597 + ], + "lines": [ + { + "bbox": [ + 105, + 553, + 505, + 566 + ], + "spans": [ + { + "bbox": [ + 105, + 553, + 505, + 566 + ], + "score": 1.0, + "content": "Although many existing works study the generalizability of graph generation methods, explaining", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 565, + 505, + 576 + ], + "spans": [ + { + "bbox": [ + 105, + 565, + 505, + 576 + ], + "score": 1.0, + "content": "generated graphs remains an open question. From a broader point of view, we can consider the", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 574, + 505, + 588 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 505, + 588 + ], + "score": 1.0, + "content": "related problems of (1) constructing generative models for graph-structured data and (2) interpreting", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 587, + 336, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 587, + 336, + 599 + ], + "score": 1.0, + "content": "machine learning models and understanding their results.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 36.5, + "bbox_fs": [ + 105, + 553, + 505, + 599 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 610, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 610, + 505, + 624 + ], + "spans": [ + { + "bbox": [ + 106, + 610, + 505, + 624 + ], + "score": 1.0, + "content": "Graph Generation Most existing graph generation models are designed to generate graphs mim-", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 622, + 505, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 505, + 635 + ], + "score": 1.0, + "content": "icking the structure of observed graphs. So far, no generative method that shapes graphs into new", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 632, + 506, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 506, + 646 + ], + "score": 1.0, + "content": "desired states have been proposed. In general, we can group these graph generative models into two", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 644, + 505, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 505, + 657 + ], + "score": 1.0, + "content": "main families—those that directly model the graph structure (Cao & Kipf, 2018; Liu et al., 2017;", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 655, + 505, + 667 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 505, + 667 + ], + "score": 1.0, + "content": "Tavakoli et al., 2017; Zhou et al., 2019; Ma et al., 2018; Simonovsky & Komodakis, 2018) and oth-", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 666, + 505, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 505, + 678 + ], + "score": 1.0, + "content": "ers that study the graph in the context of node representations (Kipf & Welling, 2016; Wang et al.,", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 676, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 505, + 689 + ], + "score": 1.0, + "content": "2018; Grover et al., 2019; Zou & Lerman, 2019). While modeling of graph structures approximates", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "the distribution of graphs with minimal assumptions about their structure, modeling node embed-", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "ding estimates the probabilities of each edge’s existence, which effectively models the relational", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "structure of large graphs. Another series of tangential work, graph translation (Guo et al., 2019; Jin", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 721, + 505, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 505, + 733 + ], + "score": 1.0, + "content": "et al., 2019; Guo et al., 2018), attempts to learn a translation mapping from the input domain to the", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "target domain graph. However, the methods are designed to mainly generate graphs that match the", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 285, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 285, + 106 + ], + "score": 1.0, + "content": "structural characteristics of any given graph.", + "type": "text", + "cross_page": true + } + ], + "index": 1 + } + ], + "index": 44, + "bbox_fs": [ + 105, + 610, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 105 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "target domain graph. However, the methods are designed to mainly generate graphs that match the", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 285, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 285, + 106 + ], + "score": 1.0, + "content": "structural characteristics of any given graph.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 107, + 110, + 505, + 209 + ], + "lines": [ + { + "bbox": [ + 106, + 111, + 505, + 123 + ], + "spans": [ + { + "bbox": [ + 106, + 111, + 505, + 123 + ], + "score": 1.0, + "content": "Recently, some works in graph generation have started exploring network structures of various con-", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 121, + 505, + 134 + ], + "spans": [ + { + "bbox": [ + 105, + 121, + 505, + 134 + ], + "score": 1.0, + "content": "ditions. These works employ graph-level condition information. In one work, Li et al. (2018)", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "score": 1.0, + "content": "produce some conditional generation results, where the conditions are graph properties such as the", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 143, + 505, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 143, + 505, + 156 + ], + "score": 1.0, + "content": "number of nodes and edges. Another work, CondGEN (Yang et al., 2019), injects semantics into the", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "score": 1.0, + "content": "graphs by conditioning the model on supplementary contextual information. The model mainly con-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 165, + 505, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 165, + 505, + 178 + ], + "score": 1.0, + "content": "siders multiple small graphs, each with an accompanying semantic condition to learn a distribution", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 175, + 506, + 190 + ], + "spans": [ + { + "bbox": [ + 105, + 175, + 506, + 190 + ], + "score": 1.0, + "content": "over graphs. While GraphRNN (You et al., 2018) is not a direct conditional model, it decomposes", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 187, + 505, + 201 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 505, + 201 + ], + "score": 1.0, + "content": "the generative process into sequences of nodes and edges, which potentially allows for explicit con-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 198, + 462, + 212 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 462, + 212 + ], + "score": 1.0, + "content": "ditioning. However, these methods only generate graphs mimicking the observed graphs.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 6 + }, + { + "type": "text", + "bbox": [ + 107, + 215, + 505, + 281 + ], + "lines": [ + { + "bbox": [ + 106, + 214, + 505, + 228 + ], + "spans": [ + { + "bbox": [ + 106, + 214, + 505, + 228 + ], + "score": 1.0, + "content": "To allow state manipulation and controllable graph generation, our model borrows the concept", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 226, + 505, + 238 + ], + "spans": [ + { + "bbox": [ + 106, + 226, + 505, + 238 + ], + "score": 1.0, + "content": "from NetGAN (Bojchevski et al., 2018), which adapts the standard LSTM to learn a distribution", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 235, + 507, + 250 + ], + "spans": [ + { + "bbox": [ + 105, + 235, + 507, + 250 + ], + "score": 1.0, + "content": "of random walks and exploit sparsity in real-world graphs. In contrast to NetGAN, we integrate a", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 247, + 505, + 260 + ], + "spans": [ + { + "bbox": [ + 105, + 247, + 505, + 260 + ], + "score": 1.0, + "content": "condition-based control mechanism to learn a model that generates explainable graphs. Due to the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 259, + 505, + 271 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 505, + 271 + ], + "score": 1.0, + "content": "challenging nature of the problem, to the best of our knowledge, no work has definitively considered", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 270, + 264, + 281 + ], + "spans": [ + { + "bbox": [ + 105, + 270, + 264, + 281 + ], + "score": 1.0, + "content": "shaping graphs into new desired states.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 13.5 + }, + { + "type": "text", + "bbox": [ + 107, + 293, + 505, + 403 + ], + "lines": [ + { + "bbox": [ + 105, + 292, + 505, + 306 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 505, + 306 + ], + "score": 1.0, + "content": "Explainable AI Explainable AI studies the task of improving the interpretability of AI systems.", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 304, + 504, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 304, + 504, + 317 + ], + "score": 1.0, + "content": "While proxy model methods (Huysmans et al., 2011; Augasta & Kathirvalavakumar, 2011; Zilke", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 104, + 313, + 505, + 329 + ], + "spans": [ + { + "bbox": [ + 104, + 313, + 505, + 329 + ], + "score": 1.0, + "content": "et al., 2016; Lakkaraju et al., 2017) often resort to learning local approximations of predictions using", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 326, + 504, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 504, + 339 + ], + "score": 1.0, + "content": "sets of rules in applying conditions on the prediction, advances in interpretability methods (Adadi", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 337, + 505, + 349 + ], + "spans": [ + { + "bbox": [ + 105, + 337, + 505, + 349 + ], + "score": 1.0, + "content": "& Berrada, 2018; Guidotti et al., 2018; Koh & Liang, 2017) treat black-box models as such and", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 348, + 505, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 505, + 361 + ], + "score": 1.0, + "content": "query them for information. Among the many recently developed interpretable models, Graph Neu-", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 358, + 506, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 506, + 372 + ], + "score": 1.0, + "content": "ral Network (GNN) models have been studied to explain predictions on graph-structured data via", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 369, + 505, + 384 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 505, + 384 + ], + "score": 1.0, + "content": "attention mechanisms (Velickovi ˇ c et al., 2018; Neil et al., 2018; Xie & Grossman, 2018). These ap- ´", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 381, + 504, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 381, + 504, + 394 + ], + "score": 1.0, + "content": "proaches learn important graph structures by predicting and assigning attention values to the edges.", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 390, + 502, + 405 + ], + "spans": [ + { + "bbox": [ + 106, + 390, + 502, + 405 + ], + "score": 1.0, + "content": "The attention values are the same for all nodes in the same structure, limiting the predictive power.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 21.5 + }, + { + "type": "text", + "bbox": [ + 107, + 409, + 505, + 464 + ], + "lines": [ + { + "bbox": [ + 106, + 409, + 505, + 421 + ], + "spans": [ + { + "bbox": [ + 106, + 409, + 505, + 421 + ], + "score": 1.0, + "content": "Moreover, these models cannot explain predictions by combining node feature information with", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 420, + 505, + 432 + ], + "spans": [ + { + "bbox": [ + 106, + 420, + 505, + 432 + ], + "score": 1.0, + "content": "the graph structure. To circumvent the limitations of attention-based GNN models, GNNEx-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 430, + 505, + 444 + ], + "spans": [ + { + "bbox": [ + 105, + 430, + 505, + 444 + ], + "score": 1.0, + "content": "plainer (Ying et al., 2019) considers both graph structure and node features to explain predictions.", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 441, + 505, + 455 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 505, + 455 + ], + "score": 1.0, + "content": "However, explainable GNN models identify explanations in graph structures and node features,", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 453, + 485, + 465 + ], + "spans": [ + { + "bbox": [ + 106, + 453, + 485, + 465 + ], + "score": 1.0, + "content": "which are suitable for link prediction, node/graph classification tasks but not graph generation.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 29 + }, + { + "type": "title", + "bbox": [ + 108, + 480, + 200, + 492 + ], + "lines": [ + { + "bbox": [ + 105, + 479, + 201, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 201, + 495 + ], + "score": 1.0, + "content": "4 EXPERIMENTS", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 107, + 505, + 505, + 593 + ], + "lines": [ + { + "bbox": [ + 105, + 504, + 505, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 504, + 505, + 518 + ], + "score": 1.0, + "content": "In this section, we first compare and evaluate our approach with other baseline graph generation", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 516, + 505, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 505, + 528 + ], + "score": 1.0, + "content": "methods on three datasets to establish our model’s ability to generate high-quality graphs of complex", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 527, + 505, + 539 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 505, + 539 + ], + "score": 1.0, + "content": "networks. Next, we demonstrate the explainability of SHADOWCAST by controlling the generative", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 104, + 537, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 104, + 537, + 505, + 552 + ], + "score": 1.0, + "content": "process to create graphs according to specification. Note that generating graphs mimicking any", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 549, + 506, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 506, + 561 + ], + "score": 1.0, + "content": "given graph as closely as possible is not our goal. Our objective is to introduce a more explainable", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 559, + 506, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 506, + 572 + ], + "score": 1.0, + "content": "graph generative approach. Through our experiments, we not only demonstrate that SHADOWCAST", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 570, + 506, + 584 + ], + "spans": [ + { + "bbox": [ + 105, + 570, + 506, + 584 + ], + "score": 1.0, + "content": "exhibits competitive performance in the task of graph generation, but we also show that our model", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 582, + 432, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 432, + 594 + ], + "score": 1.0, + "content": "can generate graphs of different density distributions by controlling the shadows.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 36.5 + }, + { + "type": "text", + "bbox": [ + 107, + 605, + 504, + 660 + ], + "lines": [ + { + "bbox": [ + 106, + 605, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 505, + 617 + ], + "score": 1.0, + "content": "Datasets We consider three real-world graphs in social and information networks, where each", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 616, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 106, + 616, + 505, + 628 + ], + "score": 1.0, + "content": "node belongs to one of the ground-truth communities. Two of the datasets are email communication", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 626, + 506, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 626, + 199, + 639 + ], + "score": 1.0, + "content": "networks EUcore-top (", + "type": "text" + }, + { + "bbox": [ + 199, + 627, + 236, + 637 + ], + "score": 0.87, + "content": "N = 3 4 8", + "type": "inline_equation" + }, + { + "bbox": [ + 236, + 626, + 240, + 639 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 240, + 627, + 280, + 637 + ], + "score": 0.87, + "content": "E = 3 3 4 2", + "type": "inline_equation" + }, + { + "bbox": [ + 280, + 626, + 285, + 639 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 285, + 627, + 312, + 637 + ], + "score": 0.88, + "content": "K = 5", + "type": "inline_equation" + }, + { + "bbox": [ + 313, + 626, + 365, + 639 + ], + "score": 1.0, + "content": ") and Enron (", + "type": "text" + }, + { + "bbox": [ + 365, + 627, + 402, + 637 + ], + "score": 0.86, + "content": "N = 1 5 4", + "type": "inline_equation" + }, + { + "bbox": [ + 402, + 626, + 406, + 639 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 406, + 627, + 447, + 637 + ], + "score": 0.84, + "content": "E = 1 8 4 3", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 626, + 451, + 639 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 451, + 627, + 479, + 638 + ], + "score": 0.81, + "content": "K = 3", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 626, + 506, + 639 + ], + "score": 1.0, + "content": "). The", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 638, + 506, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 203, + 651 + ], + "score": 1.0, + "content": "other dataset Cora-ML", + "type": "text" + }, + { + "bbox": [ + 204, + 638, + 245, + 649 + ], + "score": 0.84, + "content": "N = 2 8 1 0", + "type": "inline_equation" + }, + { + "bbox": [ + 246, + 638, + 249, + 651 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 249, + 638, + 289, + 649 + ], + "score": 0.84, + "content": "E = 7 9 8 1", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 638, + 294, + 651 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 294, + 639, + 321, + 649 + ], + "score": 0.84, + "content": "K = 7", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 638, + 506, + 651 + ], + "score": 1.0, + "content": ") is a commonly used subset of a large author", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 648, + 506, + 663 + ], + "spans": [ + { + "bbox": [ + 105, + 648, + 506, + 663 + ], + "score": 1.0, + "content": "citation dataset. We provide the links to datasets used in our experiments (see Appendix for details).", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 43 + }, + { + "type": "text", + "bbox": [ + 107, + 666, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 665, + 505, + 678 + ], + "spans": [ + { + "bbox": [ + 106, + 665, + 505, + 678 + ], + "score": 1.0, + "content": "We study communication networks: (1) EUcore-top is a network that consists of the top five largest", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 676, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 505, + 690 + ], + "score": 1.0, + "content": "departments in the EUcore email dataset that was created using anonymized emails from a large", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "European research institution. (2) Enron is a dataset of the Enron email corpus where nodes are", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "employees labeled according to their department information. The citation network: (3) Cora-ML is", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 104, + 709, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 104, + 709, + 506, + 722 + ], + "score": 1.0, + "content": "a popular benchmark citation dataset. Nodes labeled according to their paper topic are authors, and", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 720, + 397, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 397, + 734 + ], + "score": 1.0, + "content": "edges between them indicate that an author cited another author’s paper.", + "type": "text" + } + ], + "index": 51 + } + ], + "index": 48.5 + } + ], + "page_idx": 5, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "6", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 107, + 27, + 307, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 105 + ], + "lines": [], + "index": 0.5, + "bbox_fs": [ + 105, + 82, + 505, + 106 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 107, + 110, + 505, + 209 + ], + "lines": [ + { + "bbox": [ + 106, + 111, + 505, + 123 + ], + "spans": [ + { + "bbox": [ + 106, + 111, + 505, + 123 + ], + "score": 1.0, + "content": "Recently, some works in graph generation have started exploring network structures of various con-", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 121, + 505, + 134 + ], + "spans": [ + { + "bbox": [ + 105, + 121, + 505, + 134 + ], + "score": 1.0, + "content": "ditions. These works employ graph-level condition information. In one work, Li et al. (2018)", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "spans": [ + { + "bbox": [ + 105, + 132, + 505, + 145 + ], + "score": 1.0, + "content": "produce some conditional generation results, where the conditions are graph properties such as the", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 143, + 505, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 143, + 505, + 156 + ], + "score": 1.0, + "content": "number of nodes and edges. Another work, CondGEN (Yang et al., 2019), injects semantics into the", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 154, + 505, + 167 + ], + "score": 1.0, + "content": "graphs by conditioning the model on supplementary contextual information. The model mainly con-", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 165, + 505, + 178 + ], + "spans": [ + { + "bbox": [ + 105, + 165, + 505, + 178 + ], + "score": 1.0, + "content": "siders multiple small graphs, each with an accompanying semantic condition to learn a distribution", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 175, + 506, + 190 + ], + "spans": [ + { + "bbox": [ + 105, + 175, + 506, + 190 + ], + "score": 1.0, + "content": "over graphs. While GraphRNN (You et al., 2018) is not a direct conditional model, it decomposes", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 187, + 505, + 201 + ], + "spans": [ + { + "bbox": [ + 105, + 187, + 505, + 201 + ], + "score": 1.0, + "content": "the generative process into sequences of nodes and edges, which potentially allows for explicit con-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 198, + 462, + 212 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 462, + 212 + ], + "score": 1.0, + "content": "ditioning. However, these methods only generate graphs mimicking the observed graphs.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 6, + "bbox_fs": [ + 105, + 111, + 506, + 212 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 215, + 505, + 281 + ], + "lines": [ + { + "bbox": [ + 106, + 214, + 505, + 228 + ], + "spans": [ + { + "bbox": [ + 106, + 214, + 505, + 228 + ], + "score": 1.0, + "content": "To allow state manipulation and controllable graph generation, our model borrows the concept", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 226, + 505, + 238 + ], + "spans": [ + { + "bbox": [ + 106, + 226, + 505, + 238 + ], + "score": 1.0, + "content": "from NetGAN (Bojchevski et al., 2018), which adapts the standard LSTM to learn a distribution", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 235, + 507, + 250 + ], + "spans": [ + { + "bbox": [ + 105, + 235, + 507, + 250 + ], + "score": 1.0, + "content": "of random walks and exploit sparsity in real-world graphs. In contrast to NetGAN, we integrate a", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 247, + 505, + 260 + ], + "spans": [ + { + "bbox": [ + 105, + 247, + 505, + 260 + ], + "score": 1.0, + "content": "condition-based control mechanism to learn a model that generates explainable graphs. Due to the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 259, + 505, + 271 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 505, + 271 + ], + "score": 1.0, + "content": "challenging nature of the problem, to the best of our knowledge, no work has definitively considered", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 270, + 264, + 281 + ], + "spans": [ + { + "bbox": [ + 105, + 270, + 264, + 281 + ], + "score": 1.0, + "content": "shaping graphs into new desired states.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 13.5, + "bbox_fs": [ + 105, + 214, + 507, + 281 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 293, + 505, + 403 + ], + "lines": [ + { + "bbox": [ + 105, + 292, + 505, + 306 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 505, + 306 + ], + "score": 1.0, + "content": "Explainable AI Explainable AI studies the task of improving the interpretability of AI systems.", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 304, + 504, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 304, + 504, + 317 + ], + "score": 1.0, + "content": "While proxy model methods (Huysmans et al., 2011; Augasta & Kathirvalavakumar, 2011; Zilke", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 104, + 313, + 505, + 329 + ], + "spans": [ + { + "bbox": [ + 104, + 313, + 505, + 329 + ], + "score": 1.0, + "content": "et al., 2016; Lakkaraju et al., 2017) often resort to learning local approximations of predictions using", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 326, + 504, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 504, + 339 + ], + "score": 1.0, + "content": "sets of rules in applying conditions on the prediction, advances in interpretability methods (Adadi", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 337, + 505, + 349 + ], + "spans": [ + { + "bbox": [ + 105, + 337, + 505, + 349 + ], + "score": 1.0, + "content": "& Berrada, 2018; Guidotti et al., 2018; Koh & Liang, 2017) treat black-box models as such and", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 348, + 505, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 505, + 361 + ], + "score": 1.0, + "content": "query them for information. Among the many recently developed interpretable models, Graph Neu-", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 358, + 506, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 506, + 372 + ], + "score": 1.0, + "content": "ral Network (GNN) models have been studied to explain predictions on graph-structured data via", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 369, + 505, + 384 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 505, + 384 + ], + "score": 1.0, + "content": "attention mechanisms (Velickovi ˇ c et al., 2018; Neil et al., 2018; Xie & Grossman, 2018). These ap- ´", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 381, + 504, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 381, + 504, + 394 + ], + "score": 1.0, + "content": "proaches learn important graph structures by predicting and assigning attention values to the edges.", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 390, + 502, + 405 + ], + "spans": [ + { + "bbox": [ + 106, + 390, + 502, + 405 + ], + "score": 1.0, + "content": "The attention values are the same for all nodes in the same structure, limiting the predictive power.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 21.5, + "bbox_fs": [ + 104, + 292, + 506, + 405 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 409, + 505, + 464 + ], + "lines": [ + { + "bbox": [ + 106, + 409, + 505, + 421 + ], + "spans": [ + { + "bbox": [ + 106, + 409, + 505, + 421 + ], + "score": 1.0, + "content": "Moreover, these models cannot explain predictions by combining node feature information with", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 420, + 505, + 432 + ], + "spans": [ + { + "bbox": [ + 106, + 420, + 505, + 432 + ], + "score": 1.0, + "content": "the graph structure. To circumvent the limitations of attention-based GNN models, GNNEx-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 430, + 505, + 444 + ], + "spans": [ + { + "bbox": [ + 105, + 430, + 505, + 444 + ], + "score": 1.0, + "content": "plainer (Ying et al., 2019) considers both graph structure and node features to explain predictions.", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 441, + 505, + 455 + ], + "spans": [ + { + "bbox": [ + 105, + 441, + 505, + 455 + ], + "score": 1.0, + "content": "However, explainable GNN models identify explanations in graph structures and node features,", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 453, + 485, + 465 + ], + "spans": [ + { + "bbox": [ + 106, + 453, + 485, + 465 + ], + "score": 1.0, + "content": "which are suitable for link prediction, node/graph classification tasks but not graph generation.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 29, + "bbox_fs": [ + 105, + 409, + 505, + 465 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 480, + 200, + 492 + ], + "lines": [ + { + "bbox": [ + 105, + 479, + 201, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 201, + 495 + ], + "score": 1.0, + "content": "4 EXPERIMENTS", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 107, + 505, + 505, + 593 + ], + "lines": [ + { + "bbox": [ + 105, + 504, + 505, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 504, + 505, + 518 + ], + "score": 1.0, + "content": "In this section, we first compare and evaluate our approach with other baseline graph generation", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 516, + 505, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 505, + 528 + ], + "score": 1.0, + "content": "methods on three datasets to establish our model’s ability to generate high-quality graphs of complex", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 527, + 505, + 539 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 505, + 539 + ], + "score": 1.0, + "content": "networks. Next, we demonstrate the explainability of SHADOWCAST by controlling the generative", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 104, + 537, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 104, + 537, + 505, + 552 + ], + "score": 1.0, + "content": "process to create graphs according to specification. Note that generating graphs mimicking any", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 549, + 506, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 506, + 561 + ], + "score": 1.0, + "content": "given graph as closely as possible is not our goal. Our objective is to introduce a more explainable", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 559, + 506, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 506, + 572 + ], + "score": 1.0, + "content": "graph generative approach. Through our experiments, we not only demonstrate that SHADOWCAST", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 570, + 506, + 584 + ], + "spans": [ + { + "bbox": [ + 105, + 570, + 506, + 584 + ], + "score": 1.0, + "content": "exhibits competitive performance in the task of graph generation, but we also show that our model", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 582, + 432, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 432, + 594 + ], + "score": 1.0, + "content": "can generate graphs of different density distributions by controlling the shadows.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 36.5, + "bbox_fs": [ + 104, + 504, + 506, + 594 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 605, + 504, + 660 + ], + "lines": [ + { + "bbox": [ + 106, + 605, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 505, + 617 + ], + "score": 1.0, + "content": "Datasets We consider three real-world graphs in social and information networks, where each", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 616, + 505, + 628 + ], + "spans": [ + { + "bbox": [ + 106, + 616, + 505, + 628 + ], + "score": 1.0, + "content": "node belongs to one of the ground-truth communities. Two of the datasets are email communication", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 626, + 506, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 626, + 199, + 639 + ], + "score": 1.0, + "content": "networks EUcore-top (", + "type": "text" + }, + { + "bbox": [ + 199, + 627, + 236, + 637 + ], + "score": 0.87, + "content": "N = 3 4 8", + "type": "inline_equation" + }, + { + "bbox": [ + 236, + 626, + 240, + 639 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 240, + 627, + 280, + 637 + ], + "score": 0.87, + "content": "E = 3 3 4 2", + "type": "inline_equation" + }, + { + "bbox": [ + 280, + 626, + 285, + 639 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 285, + 627, + 312, + 637 + ], + "score": 0.88, + "content": "K = 5", + "type": "inline_equation" + }, + { + "bbox": [ + 313, + 626, + 365, + 639 + ], + "score": 1.0, + "content": ") and Enron (", + "type": "text" + }, + { + "bbox": [ + 365, + 627, + 402, + 637 + ], + "score": 0.86, + "content": "N = 1 5 4", + "type": "inline_equation" + }, + { + "bbox": [ + 402, + 626, + 406, + 639 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 406, + 627, + 447, + 637 + ], + "score": 0.84, + "content": "E = 1 8 4 3", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 626, + 451, + 639 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 451, + 627, + 479, + 638 + ], + "score": 0.81, + "content": "K = 3", + "type": "inline_equation" + }, + { + "bbox": [ + 479, + 626, + 506, + 639 + ], + "score": 1.0, + "content": "). The", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 638, + 506, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 203, + 651 + ], + "score": 1.0, + "content": "other dataset Cora-ML", + "type": "text" + }, + { + "bbox": [ + 204, + 638, + 245, + 649 + ], + "score": 0.84, + "content": "N = 2 8 1 0", + "type": "inline_equation" + }, + { + "bbox": [ + 246, + 638, + 249, + 651 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 249, + 638, + 289, + 649 + ], + "score": 0.84, + "content": "E = 7 9 8 1", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 638, + 294, + 651 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 294, + 639, + 321, + 649 + ], + "score": 0.84, + "content": "K = 7", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 638, + 506, + 651 + ], + "score": 1.0, + "content": ") is a commonly used subset of a large author", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 648, + 506, + 663 + ], + "spans": [ + { + "bbox": [ + 105, + 648, + 506, + 663 + ], + "score": 1.0, + "content": "citation dataset. We provide the links to datasets used in our experiments (see Appendix for details).", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 43, + "bbox_fs": [ + 105, + 605, + 506, + 663 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 666, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 665, + 505, + 678 + ], + "spans": [ + { + "bbox": [ + 106, + 665, + 505, + 678 + ], + "score": 1.0, + "content": "We study communication networks: (1) EUcore-top is a network that consists of the top five largest", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 676, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 505, + 690 + ], + "score": 1.0, + "content": "departments in the EUcore email dataset that was created using anonymized emails from a large", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "European research institution. (2) Enron is a dataset of the Enron email corpus where nodes are", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "employees labeled according to their department information. The citation network: (3) Cora-ML is", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 104, + 709, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 104, + 709, + 506, + 722 + ], + "score": 1.0, + "content": "a popular benchmark citation dataset. Nodes labeled according to their paper topic are authors, and", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 720, + 397, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 397, + 734 + ], + "score": 1.0, + "content": "edges between them indicate that an author cited another author’s paper.", + "type": "text" + } + ], + "index": 51 + } + ], + "index": 48.5, + "bbox_fs": [ + 104, + 665, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 159 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 506, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 506, + 96 + ], + "score": 1.0, + "content": "Baselines Since controlling the generative process to provide explainable graph generation is a", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "novel task, and no such method is developed, we compare our approach against four current state-", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 103, + 505, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 103, + 505, + 118 + ], + "score": 1.0, + "content": "of-the-art graph generation baseline methods—GraphRNN (You et al., 2018), GVAE (Simonovsky", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 116, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 106, + 116, + 505, + 127 + ], + "score": 1.0, + "content": "& Komodakis, 2018), NetGAN (Bojchevski et al., 2018), and CondGEN (Yang et al., 2019). We", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 505, + 140 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 171, + 140 + ], + "score": 1.0, + "content": "randomly select", + "type": "text" + }, + { + "bbox": [ + 171, + 126, + 191, + 137 + ], + "score": 0.88, + "content": "8 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 126, + 429, + 140 + ], + "score": 1.0, + "content": "of the edges in each graph for training and use the remaining", + "type": "text" + }, + { + "bbox": [ + 429, + 126, + 449, + 137 + ], + "score": 0.88, + "content": "1 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 449, + 126, + 505, + 140 + ], + "score": 1.0, + "content": "for validation", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 137, + 505, + 150 + ], + "spans": [ + { + "bbox": [ + 106, + 137, + 505, + 150 + ], + "score": 1.0, + "content": "and testing. We refer readers to the Appendix for more details about the model implementation", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 149, + 414, + 161 + ], + "spans": [ + { + "bbox": [ + 106, + 149, + 414, + 161 + ], + "score": 1.0, + "content": "settings, baseline models, datasets, and explainable generated visualizations.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3 + }, + { + "type": "text", + "bbox": [ + 106, + 173, + 505, + 272 + ], + "lines": [ + { + "bbox": [ + 105, + 173, + 505, + 186 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 505, + 186 + ], + "score": 1.0, + "content": "Performance We evaluate SHADOWCAST against existing benchmark generative models (You", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 183, + 505, + 197 + ], + "spans": [ + { + "bbox": [ + 105, + 183, + 505, + 197 + ], + "score": 1.0, + "content": "et al., 2018; Simonovsky & Komodakis, 2018; Bojchevski et al., 2018; Yang et al., 2019) and present", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 194, + 506, + 209 + ], + "spans": [ + { + "bbox": [ + 105, + 194, + 506, + 209 + ], + "score": 1.0, + "content": "the comparison statistics 1 (Table 1). By comparing the statistics of the real graphs and those gen-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 206, + 505, + 219 + ], + "spans": [ + { + "bbox": [ + 105, + 206, + 505, + 219 + ], + "score": 1.0, + "content": "erated by each method, closer mean values indicate greater resemblance to the original graphs, thus", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 217, + 505, + 230 + ], + "spans": [ + { + "bbox": [ + 106, + 217, + 505, + 230 + ], + "score": 1.0, + "content": "better performance. In general, baseline methods succeed at replicating the graphs that are directly", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 228, + 505, + 241 + ], + "spans": [ + { + "bbox": [ + 106, + 228, + 505, + 241 + ], + "score": 1.0, + "content": "modeled. Unsurprisingly, GVAE, designed for generating small graphs, performs well in the smaller", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 238, + 506, + 252 + ], + "spans": [ + { + "bbox": [ + 105, + 238, + 506, + 252 + ], + "score": 1.0, + "content": "Enron and EUcore-top datasets. However, it does not recover statistics of the larger graph Cora-ML", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 249, + 505, + 263 + ], + "spans": [ + { + "bbox": [ + 105, + 249, + 505, + 263 + ], + "score": 1.0, + "content": "well. On the other hand, our model captures all graph properties of the datasets, especially excelling", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 261, + 475, + 273 + ], + "spans": [ + { + "bbox": [ + 105, + 261, + 475, + 273 + ], + "score": 1.0, + "content": "in preserving properties of larger graphs, as shown in its generation of the Cora-ML dataset.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 11 + }, + { + "type": "table", + "bbox": [ + 106, + 282, + 504, + 435 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 106, + 282, + 504, + 435 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 282, + 504, + 435 + ], + "spans": [ + { + "bbox": [ + 106, + 282, + 504, + 435 + ], + "score": 0.982, + "html": "
GraphModelASSTCLUSTCPLGINIMDTC
Cora-MLReal-0.0750.002775.6360.485241.02898.0
GraphRNN0.062±5.5e-40.00121±2.2e-71.892±5.7e-50.119±1.9e-4507.4±2.79023.8±17.8
GVAE-0.324±6.1e-30.01294±4.2e-43.481±1.1e-20.825±1.1e-3121.6±7.015513.0±186.1
NetGAN-0.055±1.5e-30.00140±2.8e-54.943±9.5e-30.407±1.3e-3223.6±2.11034.6±18.7
CondGEN-0.524±2.0e-20.00524±9.0e-42.168±1.7e-20.946±1.5e-3404.0±37.095843.4±4780.4
SHADOWCAST-0.081±3.1e-30.00191±1.5e-45.187±1.0e-20.459±1.3e-3229.6±7.71713.6±26.4
EnronReal-0.0030.033002.1540.28174.04784.0
GraphRNN0.028±6.3e-30.02154±3.1e-41.977±5.5e-30.116±2.0e-330.8±0.81221.6±34.4
GVAE-0.112±2.1e-20.04625±1.0e-32.165±6.9e-30.288±7.2e-345.2±1.35439.2±58.7
NetGAN0.123±1.2e-20.03051±3.4e-42.105±3.8e-30.244±5.8e-355.8±1.43486.0±57.9
CondGEN-0.287±2.7e-20.04074±1.5e-32.102±2.3e-20.463±7.1e-370.4±1.79619.6±183.7
SHADOWCAST-0.004±4.6e-30.03483±7.8e-42.214±6.2e-30.278±1.8e-373.2±2.65262.2±42.8
EUcore-topReal-0.0850.031052.8850.43365.08133.0
GraphRNN-0.005±8.6e-30.00891±1.1e-42.128±5.2e-30.118±9.6e-441.0±0.842255.2±59.2
GVAE-0.257±1.2e-20.02919±3.8e-42.579±7.0e-30.473±2.4e-368.8±2.39025.2±127
NetGAN-0.028±1.0e-20.02335±3.1e-42.642±1.0e-20.359±1.7e-362.0±2.24639.8±28.8
CondGEN SHADOWCAST-0.378±3.8e-2 -0.034±1.1e-20.01880±1.9e-32.101±1.2e-20.720±3.6e-3147.0±10.026106.4±726.4
0.02847±3.4e-42.843±1.0e-20.435±2.6e-366.2±1.17414.4±93.8
", + "type": "table", + "image_path": "28c0f41a473a8bec9380e569787705e985254c7f8c129517b6e40f8da008d658.jpg" + } + ] + } + ], + "index": 17, + "virtual_lines": [ + { + "bbox": [ + 106, + 282, + 504, + 333.0 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 106, + 333.0, + 504, + 384.0 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 106, + 384.0, + 504, + 435.0 + ], + "spans": [], + "index": 18 + } + ] + } + ], + "index": 17 + }, + { + "type": "text", + "bbox": [ + 107, + 442, + 505, + 486 + ], + "lines": [ + { + "bbox": [ + 105, + 442, + 505, + 455 + ], + "spans": [ + { + "bbox": [ + 105, + 442, + 505, + 455 + ], + "score": 1.0, + "content": "Table 1: Performance statistics (mean and standard error) of the graphs generated by SHADOWCAST", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 452, + 506, + 466 + ], + "spans": [ + { + "bbox": [ + 105, + 452, + 506, + 466 + ], + "score": 1.0, + "content": "and the baseline models, computed over five runs. We indicate the mean values of the generated", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 465, + 504, + 477 + ], + "spans": [ + { + "bbox": [ + 105, + 465, + 504, + 477 + ], + "score": 1.0, + "content": "statistics closest to the real graphs. SHADOWCAST most closely matches original graphs in the", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 475, + 313, + 487 + ], + "spans": [ + { + "bbox": [ + 105, + 475, + 313, + 487 + ], + "score": 1.0, + "content": "statistics when compared with the baseline models.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 20.5 + }, + { + "type": "text", + "bbox": [ + 107, + 500, + 505, + 578 + ], + "lines": [ + { + "bbox": [ + 106, + 500, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 106, + 500, + 505, + 513 + ], + "score": 1.0, + "content": "SHADOWCAST, a conditional generative model that considers meaningful auxiliary information", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 512, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 512, + 505, + 524 + ], + "score": 1.0, + "content": "(e.g., node labels) of given graphs on top of learning the graph structure, naturally outperforms", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 521, + 505, + 536 + ], + "spans": [ + { + "bbox": [ + 105, + 521, + 505, + 536 + ], + "score": 1.0, + "content": "methods that take an unconditional approach. The baseline methods are designed to generate graphs", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 532, + 505, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 505, + 546 + ], + "score": 1.0, + "content": "unconditionally, with the exception of CondGEN. However, CondGEN performs conditional gen-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 544, + 505, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 505, + 557 + ], + "score": 1.0, + "content": "eration with graph-level conditions, which are not as informative as the node-level information we", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "score": 1.0, + "content": "inject into SHADOWCAST. This rich supplementary node information enables our model to learn", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 567, + 486, + 579 + ], + "spans": [ + { + "bbox": [ + 105, + 567, + 486, + 579 + ], + "score": 1.0, + "content": "better representations of graphs. Hence, SHADOWCAST achieves the best performance results.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 107, + 591, + 505, + 691 + ], + "lines": [ + { + "bbox": [ + 106, + 590, + 506, + 604 + ], + "spans": [ + { + "bbox": [ + 106, + 590, + 506, + 604 + ], + "score": 1.0, + "content": "Explaining Generated Graphs In addition to recreating graphs that closely match statistics of", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 600, + 506, + 616 + ], + "spans": [ + { + "bbox": [ + 105, + 600, + 506, + 616 + ], + "score": 1.0, + "content": "the input graphs, we demonstrate our model’s ability to generate desired graphs by controlling", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 612, + 506, + 627 + ], + "spans": [ + { + "bbox": [ + 104, + 612, + 506, + 627 + ], + "score": 1.0, + "content": "parameters of the shadows. The controlled generation is a good way to gain insight into how", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 624, + 506, + 637 + ], + "spans": [ + { + "bbox": [ + 105, + 624, + 506, + 637 + ], + "score": 1.0, + "content": "graphs are generated and provide a form of explainability. We influence the generative process", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 635, + 505, + 648 + ], + "spans": [ + { + "bbox": [ + 105, + 635, + 422, + 648 + ], + "score": 1.0, + "content": "by constructing shadow walks of preferred distribution using shadow caster", + "type": "text" + }, + { + "bbox": [ + 423, + 636, + 430, + 645 + ], + "score": 0.72, + "content": "S", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 635, + 505, + 648 + ], + "score": 1.0, + "content": ". First, we create", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 645, + 504, + 659 + ], + "spans": [ + { + "bbox": [ + 105, + 645, + 504, + 659 + ], + "score": 1.0, + "content": "sequences of node ground-truth labels by specifying the parameters of a transparent and straightfor-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 656, + 505, + 671 + ], + "spans": [ + { + "bbox": [ + 105, + 656, + 347, + 671 + ], + "score": 1.0, + "content": "ward Markov model: (1) initial probability distribution over", + "type": "text" + }, + { + "bbox": [ + 347, + 657, + 358, + 667 + ], + "score": 0.82, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 358, + 656, + 385, + 671 + ], + "score": 1.0, + "content": "labels", + "type": "text" + }, + { + "bbox": [ + 385, + 657, + 474, + 669 + ], + "score": 0.92, + "content": "{ \\pmb \\pi } = ( \\pi _ { 1 } , \\pi _ { 2 } , \\ldots , \\pi _ { K } )", + "type": "inline_equation" + }, + { + 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"1Statistics measuring properties of the datasets and the graphs generated by SHADOWCAST and the base-", + "type": "text" + } + ] + }, + { + "bbox": [ + 105, + 712, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 712, + 505, + 723 + ], + "score": 1.0, + "content": "lines include ASST (assortativity), CLUST (clustering coefficient), CPL (character path length), GINI (Gini", + "type": "text" + } + ] + }, + { + "bbox": [ + 106, + 722, + 331, + 732 + ], + "spans": [ + { + "bbox": [ + 106, + 722, + 331, + 732 + ], + "score": 1.0, + "content": "index), MD (maximum node degree), and TC (triangle count).", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 108, + 27, + 306, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 308, + 38 + ], + "score": 1.0, + "content": "Under review as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 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"score": 1.0, + "content": "of-the-art graph generation baseline methods—GraphRNN (You et al., 2018), GVAE (Simonovsky", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 116, + 505, + 127 + ], + "spans": [ + { + "bbox": [ + 106, + 116, + 505, + 127 + ], + "score": 1.0, + "content": "& Komodakis, 2018), NetGAN (Bojchevski et al., 2018), and CondGEN (Yang et al., 2019). We", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 505, + 140 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 171, + 140 + ], + "score": 1.0, + "content": "randomly select", + "type": "text" + }, + { + "bbox": [ + 171, + 126, + 191, + 137 + ], + "score": 0.88, + "content": "8 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 126, + 429, + 140 + ], + "score": 1.0, + "content": "of the edges in each graph for training and use the remaining", + "type": "text" + }, + { + "bbox": [ + 429, + 126, + 449, + 137 + ], + "score": 0.88, + "content": "1 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 449, + 126, + 505, + 140 + ], + "score": 1.0, + "content": "for validation", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 137, + 505, + 150 + ], + "spans": [ + { + "bbox": [ + 106, + 137, + 505, + 150 + ], + "score": 1.0, + "content": "and testing. We refer readers to the Appendix for more details about the model implementation", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 149, + 414, + 161 + ], + "spans": [ + { + "bbox": [ + 106, + 149, + 414, + 161 + ], + "score": 1.0, + "content": "settings, baseline models, datasets, and explainable generated visualizations.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3, + "bbox_fs": [ + 105, + 82, + 506, + 161 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 173, + 505, + 272 + ], + "lines": [ + { + "bbox": [ + 105, + 173, + 505, + 186 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 505, + 186 + ], + "score": 1.0, + "content": "Performance We evaluate SHADOWCAST against existing benchmark generative models (You", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 183, + 505, + 197 + ], + "spans": [ + { + "bbox": [ + 105, + 183, + 505, + 197 + ], + "score": 1.0, + "content": "et al., 2018; Simonovsky & Komodakis, 2018; Bojchevski et al., 2018; Yang et al., 2019) and present", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 194, + 506, + 209 + ], + "spans": [ + { + "bbox": [ + 105, + 194, + 506, + 209 + ], + "score": 1.0, + "content": "the comparison statistics 1 (Table 1). By comparing the statistics of the real graphs and those gen-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 206, + 505, + 219 + ], + "spans": [ + { + "bbox": [ + 105, + 206, + 505, + 219 + ], + "score": 1.0, + "content": "erated by each method, closer mean values indicate greater resemblance to the original graphs, thus", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 217, + 505, + 230 + ], + "spans": [ + { + "bbox": [ + 106, + 217, + 505, + 230 + ], + "score": 1.0, + "content": "better performance. In general, baseline methods succeed at replicating the graphs that are directly", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 228, + 505, + 241 + ], + "spans": [ + { + "bbox": [ + 106, + 228, + 505, + 241 + ], + "score": 1.0, + "content": "modeled. Unsurprisingly, GVAE, designed for generating small graphs, performs well in the smaller", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 238, + 506, + 252 + ], + "spans": [ + { + "bbox": [ + 105, + 238, + 506, + 252 + ], + "score": 1.0, + "content": "Enron and EUcore-top datasets. However, it does not recover statistics of the larger graph Cora-ML", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 249, + 505, + 263 + ], + "spans": [ + { + "bbox": [ + 105, + 249, + 505, + 263 + ], + "score": 1.0, + "content": "well. On the other hand, our model captures all graph properties of the datasets, especially excelling", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 261, + 475, + 273 + ], + "spans": [ + { + "bbox": [ + 105, + 261, + 475, + 273 + ], + "score": 1.0, + "content": "in preserving properties of larger graphs, as shown in its generation of the Cora-ML dataset.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 11, + "bbox_fs": [ + 105, + 173, + 506, + 273 + ] + }, + { + "type": "table", + "bbox": [ + 106, + 282, + 504, + 435 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 106, + 282, + 504, + 435 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 282, + 504, + 435 + ], + "spans": [ + { + "bbox": [ + 106, + 282, + 504, + 435 + ], + "score": 0.982, + "html": "
GraphModelASSTCLUSTCPLGINIMDTC
Cora-MLReal-0.0750.002775.6360.485241.02898.0
GraphRNN0.062±5.5e-40.00121±2.2e-71.892±5.7e-50.119±1.9e-4507.4±2.79023.8±17.8
GVAE-0.324±6.1e-30.01294±4.2e-43.481±1.1e-20.825±1.1e-3121.6±7.015513.0±186.1
NetGAN-0.055±1.5e-30.00140±2.8e-54.943±9.5e-30.407±1.3e-3223.6±2.11034.6±18.7
CondGEN-0.524±2.0e-20.00524±9.0e-42.168±1.7e-20.946±1.5e-3404.0±37.095843.4±4780.4
SHADOWCAST-0.081±3.1e-30.00191±1.5e-45.187±1.0e-20.459±1.3e-3229.6±7.71713.6±26.4
EnronReal-0.0030.033002.1540.28174.04784.0
GraphRNN0.028±6.3e-30.02154±3.1e-41.977±5.5e-30.116±2.0e-330.8±0.81221.6±34.4
GVAE-0.112±2.1e-20.04625±1.0e-32.165±6.9e-30.288±7.2e-345.2±1.35439.2±58.7
NetGAN0.123±1.2e-20.03051±3.4e-42.105±3.8e-30.244±5.8e-355.8±1.43486.0±57.9
CondGEN-0.287±2.7e-20.04074±1.5e-32.102±2.3e-20.463±7.1e-370.4±1.79619.6±183.7
SHADOWCAST-0.004±4.6e-30.03483±7.8e-42.214±6.2e-30.278±1.8e-373.2±2.65262.2±42.8
EUcore-topReal-0.0850.031052.8850.43365.08133.0
GraphRNN-0.005±8.6e-30.00891±1.1e-42.128±5.2e-30.118±9.6e-441.0±0.842255.2±59.2
GVAE-0.257±1.2e-20.02919±3.8e-42.579±7.0e-30.473±2.4e-368.8±2.39025.2±127
NetGAN-0.028±1.0e-20.02335±3.1e-42.642±1.0e-20.359±1.7e-362.0±2.24639.8±28.8
CondGEN SHADOWCAST-0.378±3.8e-2 -0.034±1.1e-20.01880±1.9e-32.101±1.2e-20.720±3.6e-3147.0±10.026106.4±726.4
0.02847±3.4e-42.843±1.0e-20.435±2.6e-366.2±1.17414.4±93.8
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We indicate the mean values of the generated", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 465, + 504, + 477 + ], + "spans": [ + { + "bbox": [ + 105, + 465, + 504, + 477 + ], + "score": 1.0, + "content": "statistics closest to the real graphs. SHADOWCAST most closely matches original graphs in the", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 475, + 313, + 487 + ], + "spans": [ + { + "bbox": [ + 105, + 475, + 313, + 487 + ], + "score": 1.0, + "content": "statistics when compared with the baseline models.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 20.5, + "bbox_fs": [ + 105, + 442, + 506, + 487 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 500, + 505, + 578 + ], + "lines": [ + { + "bbox": [ + 106, + 500, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 106, + 500, + 505, + 513 + ], + "score": 1.0, + "content": "SHADOWCAST, a conditional generative model that considers meaningful auxiliary information", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 512, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 512, + 505, + 524 + ], + "score": 1.0, + "content": "(e.g., node labels) of given graphs on top of learning the graph structure, naturally outperforms", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 521, + 505, + 536 + ], + "spans": [ + { + "bbox": [ + 105, + 521, + 505, + 536 + ], + "score": 1.0, + "content": "methods that take an unconditional approach. The baseline methods are designed to generate graphs", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 532, + 505, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 505, + 546 + ], + "score": 1.0, + "content": "unconditionally, with the exception of CondGEN. However, CondGEN performs conditional gen-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 544, + 505, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 505, + 557 + ], + "score": 1.0, + "content": "eration with graph-level conditions, which are not as informative as the node-level information we", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "spans": [ + { + "bbox": [ + 105, + 555, + 505, + 568 + ], + "score": 1.0, + "content": "inject into SHADOWCAST. This rich supplementary node information enables our model to learn", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 567, + 486, + 579 + ], + "spans": [ + { + "bbox": [ + 105, + 567, + 486, + 579 + ], + "score": 1.0, + "content": "better representations of graphs. Hence, SHADOWCAST achieves the best performance results.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 26, + "bbox_fs": [ + 105, + 500, + 505, + 579 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 591, + 505, + 691 + ], + "lines": [ + { + "bbox": [ + 106, + 590, + 506, + 604 + ], + "spans": [ + { + "bbox": [ + 106, + 590, + 506, + 604 + ], + "score": 1.0, + "content": "Explaining Generated Graphs In addition to recreating graphs that closely match statistics of", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 600, + 506, + 616 + ], + "spans": [ + { + "bbox": [ + 105, + 600, + 506, + 616 + ], + "score": 1.0, + "content": "the input graphs, we demonstrate our model’s ability to generate desired graphs by controlling", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 612, + 506, + 627 + ], + "spans": [ + { + "bbox": [ + 104, + 612, + 506, + 627 + ], + "score": 1.0, + "content": "parameters of the shadows. The controlled generation is a good way to gain insight into how", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 624, + 506, + 637 + ], + "spans": [ + { + "bbox": [ + 105, + 624, + 506, + 637 + ], + "score": 1.0, + "content": "graphs are generated and provide a form of explainability. We influence the generative process", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 635, + 505, + 648 + ], + "spans": [ + { + "bbox": [ + 105, + 635, + 422, + 648 + ], + "score": 1.0, + "content": "by constructing shadow walks of preferred distribution using shadow caster", + "type": "text" + }, + { + "bbox": [ + 423, + 636, + 430, + 645 + ], + "score": 0.72, + "content": "S", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 635, + 505, + 648 + ], + "score": 1.0, + "content": ". First, we create", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 645, + 504, + 659 + ], + "spans": [ + { + "bbox": [ + 105, + 645, + 504, + 659 + ], + "score": 1.0, + "content": "sequences of node ground-truth labels by specifying the parameters of a transparent and straightfor-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 656, + 505, + 671 + ], + "spans": [ + { + "bbox": [ + 105, + 656, + 347, + 671 + ], + "score": 1.0, + "content": "ward Markov model: (1) initial probability distribution over", + "type": "text" + }, + { + "bbox": [ + 347, + 657, + 358, + 667 + ], + "score": 0.82, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 358, + 656, + 385, + 671 + ], + "score": 1.0, + "content": "labels", + "type": "text" + }, + { + "bbox": [ + 385, + 657, + 474, + 669 + ], + "score": 0.92, + "content": "{ \\pmb \\pi } = ( \\pi _ { 1 } , \\pi _ { 2 } , \\ldots , \\pi _ { K } )", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 656, + 505, + 671 + ], + "score": 1.0, + "content": ", where", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 667, + 505, + 681 + ], + "spans": [ + { + "bbox": [ + 106, + 670, + 117, + 679 + ], + "score": 0.84, + "content": "\\pi _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 117, + 667, + 361, + 681 + ], + "score": 1.0, + "content": "is the probability that the Markov chain will start from label", + "type": "text" + }, + { + "bbox": [ + 361, + 669, + 366, + 678 + ], + "score": 0.7, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 366, + 667, + 505, + 681 + ], + "score": 1.0, + "content": ", and (2) transition probability ma-", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 678, + 504, + 693 + ], + "spans": [ + { + "bbox": [ + 105, + 678, + 123, + 693 + ], + "score": 1.0, + "content": "trix", + "type": "text" + }, + { + "bbox": [ + 123, + 679, + 240, + 691 + ], + "score": 0.9, + "content": "\\pmb { A } = \\left( a _ { 1 1 } a _ { 1 2 } \\ldots a _ { k 1 } \\ldots a _ { k k } \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 240, + 678, + 292, + 693 + ], + "score": 1.0, + "content": ", where each", + "type": "text" + }, + { + "bbox": [ + 292, + 680, + 306, + 691 + ], + "score": 0.87, + "content": "a _ { i j }", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 678, + 499, + 693 + ], + "score": 1.0, + "content": "represents the probability of moving from label", + "type": "text" + }, + { + "bbox": [ + 499, + 680, + 504, + 689 + ], + "score": 0.68, + "content": "i", + "type": "inline_equation" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 138, + 95 + ], + "score": 1.0, + "content": "to label", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 139, + 83, + 145, + 94 + ], + "score": 0.67, + "content": "j", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 145, + 82, + 405, + 95 + ], + "score": 1.0, + "content": ". Next, we input these constructed sequences into shadow caster", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 405, + 83, + 412, + 93 + ], + "score": 0.72, + "content": "S", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 413, + 82, + 505, + 95 + ], + "score": 1.0, + "content": ", which returns model-", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 492, + 106 + ], + "score": 1.0, + "content": "generated shadow walks. 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Figure 3a is an observed instance of interactions between the depart-", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 400, + 505, + 411 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 505, + 411 + ], + "score": 1.0, + "content": "ments during normal operations. Due to limited observations, network data of some unprecedented,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 411, + 505, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 411, + 505, + 423 + ], + "score": 1.0, + "content": "extraordinary situations may be unavailable. To simulate such occurrences, we can set the distri-", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 421, + 504, + 435 + ], + "spans": [ + { + "bbox": [ + 105, + 421, + 475, + 435 + ], + "score": 1.0, + "content": "bution of the Legal (red), Trading (blue), and Finance (green) departments with parameters", + "type": "text" + }, + { + "bbox": [ + 476, + 422, + 504, + 433 + ], + "score": 0.91, + "content": "( \\pi , A )", + "type": "inline_equation" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 432, + 506, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 432, + 355, + 446 + ], + "score": 1.0, + "content": "to control the generative process. Distribution configurations", + "type": "text" + }, + { + "bbox": [ + 356, + 433, + 426, + 444 + ], + "score": 0.93, + "content": "{ \\pmb \\pi } = ( \\pi _ { 1 } , \\pi _ { 2 } , \\pi _ { 3 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 426, + 432, + 506, + 446 + ], + "score": 1.0, + "content": "correspond to how", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 444, + 505, + 456 + ], + "spans": [ + { + "bbox": [ + 106, + 444, + 505, + 456 + ], + "score": 1.0, + "content": "likely a sequence of model-generated shadow walks start from a particular department, while the", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 453, + 506, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 226, + 469 + ], + "score": 1.0, + "content": "transition probability matrix", + "type": "text" + }, + { + "bbox": [ + 226, + 455, + 345, + 466 + ], + "score": 0.92, + "content": "\\pmb { A } = ( a _ { 1 1 } a _ { 1 2 } \\dots a _ { 3 1 } \\dots a _ { 3 3 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 346, + 453, + 506, + 469 + ], + "score": 1.0, + "content": "determines the probability of moving", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 465, + 505, + 478 + ], + "spans": [ + { + "bbox": [ + 105, + 465, + 329, + 478 + ], + "score": 1.0, + "content": "from one department to another. Various configurations", + "type": "text" + }, + { + "bbox": [ + 329, + 466, + 357, + 477 + ], + "score": 0.91, + "content": "( \\pi , A )", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 465, + 505, + 478 + ], + "score": 1.0, + "content": "correspond to different cases such as", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 477, + 505, + 489 + ], + "spans": [ + { + "bbox": [ + 106, + 477, + 505, + 489 + ], + "score": 1.0, + "content": "(Figure 3b) internal communication surge in the legal team during court pre-trial period, (Figure 3c)", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "score": 1.0, + "content": "internal surge in the finance department during financial accounts reporting period, and (Figure 3d)", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 498, + 505, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 505, + 511 + ], + "score": 1.0, + "content": "increased outgoing communication between the trading team and the other two departments when", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 509, + 506, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 506, + 522 + ], + "score": 1.0, + "content": "purchasing a subsidiary trading firm. Thus, by specifying these parameters, we can control and", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 521, + 488, + 533 + ], + "spans": [ + { + "bbox": [ + 106, + 521, + 488, + 533 + ], + "score": 1.0, + "content": "explain the structure of the generated graphs (see Appendix for the specific parameter settings).", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 107, + 537, + 505, + 614 + ], + "lines": [ + { + "bbox": [ + 105, + 537, + 506, + 550 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 506, + 550 + ], + "score": 1.0, + "content": "Following the example in Figure 3b, one could argue that we naively remove the legal (red) inter-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 548, + 505, + 560 + ], + "spans": [ + { + "bbox": [ + 105, + 548, + 505, + 560 + ], + "score": 1.0, + "content": "department edges and add random intra-department edges to create the effect of an internal email", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 559, + 505, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 505, + 572 + ], + "score": 1.0, + "content": "surge. While the random graph constructed could appear legitimate, it is not clear if this newly", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 570, + 505, + 583 + ], + "spans": [ + { + "bbox": [ + 105, + 570, + 505, + 583 + ], + "score": 1.0, + "content": "formed graph (1) follows the dynamics of the original network, and (2) has an explainable structure.", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 581, + 505, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 505, + 594 + ], + "score": 1.0, + "content": "In contrast, our approach follows a simple and transparent Markov model, providing the needed", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 592, + 505, + 604 + ], + "spans": [ + { + "bbox": [ + 105, + 592, + 505, + 604 + ], + "score": 1.0, + "content": "explainability for generated graphs that are modeled on the original graph. This intuitive approach", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 603, + 358, + 616 + ], + "spans": [ + { + "bbox": [ + 105, + 603, + 358, + 616 + ], + "score": 1.0, + "content": "allows for an increased understanding of the generated graphs.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 37 + }, + { + "type": "title", + "bbox": [ + 108, + 630, + 195, + 642 + ], + "lines": [ + { + "bbox": [ + 104, + 628, + 197, + 646 + ], + "spans": [ + { + "bbox": [ + 104, + 628, + 197, + 646 + ], + "score": 1.0, + "content": "5 CONCLUSION", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 41 + }, + { + "type": "text", + "bbox": [ + 106, + 654, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 655, + 505, + 667 + ], + "spans": [ + { + "bbox": [ + 106, + 655, + 505, + 667 + ], + "score": 1.0, + "content": "In this work, we present SHADOWCAST, a novel controllable graph generative model, which gen-", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 666, + 505, + 677 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 505, + 677 + ], + "score": 1.0, + "content": "erates graphs that are explainable. 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In Discovery Science, 2016.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 34.5, + "bbox_fs": [ + 104, + 580, + 506, + 606 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 612, + 505, + 635 + ], + "lines": [ + { + "bbox": [ + 105, + 611, + 506, + 626 + ], + "spans": [ + { + "bbox": [ + 105, + 611, + 506, + 626 + ], + "score": 1.0, + "content": "Dongmian Zou and Gilad Lerman. Encoding robust representation for graph generation. In IJCNN,", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 114, + 621, + 144, + 637 + ], + "spans": [ + { + "bbox": [ + 114, + 621, + 144, + 637 + ], + "score": 1.0, + "content": "2019.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 36.5, + "bbox_fs": [ + 105, + 611, + 506, + 637 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 82, + 161, + 93 + ], + "lines": [ + { + "bbox": [ + 106, + 81, + 163, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 81, + 163, + 96 + ], + "score": 1.0, + "content": "APPENDIX", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 108, + 105, + 238, + 117 + ], + "lines": [ + { + "bbox": [ + 106, + 105, + 239, + 118 + ], + "spans": [ + { + "bbox": [ + 106, + 105, + 239, + 118 + ], + "score": 1.0, + "content": "A. IMPLEMENTATION DETAILS", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 1 + }, + { + "type": "text", + "bbox": [ + 108, + 126, + 504, + 147 + ], + "lines": [ + { + "bbox": [ + 106, + 124, + 505, + 140 + ], + "spans": [ + { + "bbox": [ + 106, + 124, + 365, + 140 + ], + "score": 1.0, + "content": "The SHADOWCAST model incorporates a sequence-to-sequence", + "type": "text" + }, + { + "bbox": [ + 366, + 126, + 405, + 138 + ], + "score": 0.3, + "content": "( { \\mathrm { S e q } } 2 { \\mathrm { S e q } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 124, + 505, + 140 + ], + "score": 1.0, + "content": "learner, a generator, and", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 137, + 171, + 148 + ], + "spans": [ + { + "bbox": [ + 106, + 137, + 171, + 148 + ], + "score": 1.0, + "content": "a discriminator.", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 2.5 + }, + { + "type": "text", + "bbox": [ + 106, + 159, + 505, + 237 + ], + "lines": [ + { + "bbox": [ + 105, + 159, + 505, + 172 + ], + "spans": [ + { + "bbox": [ + 105, + 159, + 505, + 172 + ], + "score": 1.0, + "content": "Shadow Caster (Seq2Seq) In the sequence-to-sequence model, we use an LSTM with 10 cells", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 171, + 505, + 183 + ], + "spans": [ + { + "bbox": [ + 106, + 171, + 505, + 183 + ], + "score": 1.0, + "content": "for all three datasets. The input of this LSTM is a batch of shadow walk sequences length n and", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 181, + 506, + 194 + ], + "spans": [ + { + "bbox": [ + 106, + 181, + 506, + 194 + ], + "score": 1.0, + "content": "dimension d, where the batch size is 128, walk length 16, and dimension is set as the number of", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 192, + 506, + 205 + ], + "spans": [ + { + "bbox": [ + 105, + 192, + 136, + 205 + ], + "score": 1.0, + "content": "classes", + "type": "text" + }, + { + "bbox": [ + 137, + 193, + 147, + 203 + ], + "score": 0.78, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 148, + 192, + 213, + 205 + ], + "score": 1.0, + "content": "in each dataset", + "type": "text" + }, + { + "bbox": [ + 213, + 193, + 265, + 204 + ], + "score": 0.8, + "content": " { \\mathrm { ~ ~ \\mathcal ~ { ~ } ~ } } _ { 1 2 8 \\mathrm { ~ \\tiny ~ x ~ } 1 6 \\mathrm { ~ \\tiny ~ x ~ d ~ } }", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 192, + 506, + 205 + ], + "score": 1.0, + "content": "). We select the walk length as 16 because it should capture", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 203, + 506, + 216 + ], + "spans": [ + { + "bbox": [ + 105, + 203, + 506, + 216 + ], + "score": 1.0, + "content": "structures of most graphs of different sizes. The LSTM hidden layer with 10 memory units should", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 215, + 505, + 226 + ], + "spans": [ + { + "bbox": [ + 106, + 215, + 505, + 226 + ], + "score": 1.0, + "content": "be more than sufficient to learn this problem. A dense layer with Softmax activation is connected to", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 226, + 469, + 238 + ], + "spans": [ + { + "bbox": [ + 106, + 226, + 410, + 238 + ], + "score": 1.0, + "content": "the LSTM layer, and the generated output is a batch of sequences with size", + "type": "text" + }, + { + "bbox": [ + 410, + 226, + 463, + 236 + ], + "score": 0.84, + "content": "\\begin{array} { r } { ( 1 2 8 \\mathrm { ~ x ~ } 1 6 \\mathrm { ~ x ~ d ~ } ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 463, + 226, + 469, + 238 + ], + "score": 1.0, + "content": ").", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 106, + 248, + 506, + 337 + ], + "lines": [ + { + "bbox": [ + 107, + 249, + 505, + 260 + ], + "spans": [ + { + "bbox": [ + 107, + 249, + 505, + 260 + ], + "score": 1.0, + "content": "Generator In the generator, we use a conditional LSTM with 50 layers. We follow a similar ar-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 259, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 106, + 259, + 505, + 272 + ], + "score": 1.0, + "content": "chitecture to NetGAN to generate sequences of walks on the graph nodes. Different from NetGAN,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 270, + 505, + 281 + ], + "spans": [ + { + "bbox": [ + 106, + 270, + 505, + 281 + ], + "score": 1.0, + "content": "our generator not only initializes the model with Gaussian noise, but it also takes the shadow walks", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 281, + 505, + 294 + ], + "spans": [ + { + "bbox": [ + 105, + 281, + 505, + 294 + ], + "score": 1.0, + "content": "as conditions at each step of the process. Interestingly, we notice that the LSTM generator is more", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 291, + 506, + 306 + ], + "spans": [ + { + "bbox": [ + 104, + 291, + 506, + 306 + ], + "score": 1.0, + "content": "sensitive to the input conditions than hyperparameters for performance. Hence, the set of hyperpa-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 303, + 506, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 506, + 315 + ], + "score": 1.0, + "content": "rameters for the generator is the same for all the datasets. We summarize the generative process of", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 107, + 314, + 506, + 326 + ], + "spans": [ + { + "bbox": [ + 107, + 315, + 116, + 324 + ], + "score": 0.78, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 116, + 314, + 506, + 326 + ], + "score": 1.0, + "content": "in the box below. We note that the conditional generative process is similar to the unconditional", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 325, + 397, + 338 + ], + "spans": [ + { + "bbox": [ + 105, + 325, + 315, + 338 + ], + "score": 1.0, + "content": "process of NetGAN, with the addition of conditions", + "type": "text" + }, + { + "bbox": [ + 316, + 325, + 325, + 336 + ], + "score": 0.87, + "content": "\\tilde { \\mathbf { \\ b { s } } } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 326, + 325, + 397, + 338 + ], + "score": 1.0, + "content": "in each timestep.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 14.5 + }, + { + "type": "table", + "bbox": [ + 182, + 345, + 429, + 419 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 182, + 345, + 429, + 419 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 182, + 345, + 428, + 419 + ], + "spans": [ + { + "bbox": [ + 182, + 345, + 428, + 419 + ], + "score": 0.967, + "html": "
z ~N(0,Id)
mo = ge(z)v1~ Cat(σ(pi))
t=1 t=2fe(mo,S1,O)= (p1,mi),
fe(m1,S2,v1)=(p2,m2),U2~ Cat(σ(p2))
t=T fθ(mT-1,ST,UT-1)= (pT,mT),vT ~ Cat(σ(pr))
", + "type": "table", + "image_path": "dd68ed0358ac7d25f940aeda189e026a3cc9a1fb01e0ea0932bc6fb1f9a01a8e.jpg" + } + ] + } + ], + "index": 20, + "virtual_lines": [ + { + "bbox": [ + 182, + 345, + 429, + 369.6666666666667 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 182, + 369.6666666666667, + 429, + 394.33333333333337 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 182, + 394.33333333333337, + 429, + 419.00000000000006 + ], + "spans": [], + "index": 21 + } + ] + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 106, + 434, + 505, + 489 + ], + "lines": [ + { + "bbox": [ + 106, + 433, + 504, + 447 + ], + "spans": [ + { + "bbox": [ + 106, + 433, + 504, + 447 + ], + "score": 1.0, + "content": "Discriminator Our discriminator is an LSTM with 40 layers. The inputs are sequences of graph", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 445, + 504, + 457 + ], + "spans": [ + { + "bbox": [ + 106, + 445, + 504, + 457 + ], + "score": 1.0, + "content": "nodes concatenated with the respective conditions. The discriminator has similar architecture as the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 455, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 505, + 469 + ], + "score": 1.0, + "content": "shadow caster, where they are LSTM models that take sequences as inputs, expect that the LSTM", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 466, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 505, + 480 + ], + "score": 1.0, + "content": "layer is connected to a final dense layer. The output is a single value between 0 and 1, which", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 478, + 307, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 478, + 307, + 491 + ], + "score": 1.0, + "content": "distinguishes real sequences from generated ones.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 107, + 495, + 505, + 528 + ], + "lines": [ + { + "bbox": [ + 105, + 494, + 506, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 494, + 506, + 507 + ], + "score": 1.0, + "content": "In the SHADOWCAST training, we use Adam optimizers for all the models. The learning rate of the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 506, + 505, + 518 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 505, + 518 + ], + "score": 1.0, + "content": "shadow caster sequence-to-sequence training is 0.01, while both the generator and the discriminator", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 517, + 226, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 517, + 226, + 528 + ], + "score": 1.0, + "content": "use a learning rate of 0.0002.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28 + }, + { + "type": "title", + "bbox": [ + 107, + 541, + 168, + 551 + ], + "lines": [ + { + "bbox": [ + 106, + 541, + 169, + 552 + ], + "spans": [ + { + "bbox": [ + 106, + 541, + 169, + 552 + ], + "score": 1.0, + "content": "B. BASELINES", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 133, + 558, + 505, + 731 + ], + "lines": [ + { + "bbox": [ + 133, + 556, + 504, + 570 + ], + "spans": [ + { + "bbox": [ + 133, + 556, + 504, + 570 + ], + "score": 1.0, + "content": "• CondGEN. We use the official PyTorch implementation (https://github.com/", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 141, + 568, + 505, + 581 + ], + "spans": [ + { + "bbox": [ + 141, + 568, + 505, + 581 + ], + "score": 1.0, + "content": "KelestZ/CondGen). However, CondGEN is designed to learn a distribution over mul-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 142, + 580, + 505, + 592 + ], + "spans": [ + { + "bbox": [ + 142, + 580, + 505, + 592 + ], + "score": 1.0, + "content": "tiple small graphs. To ensure a fair comparison, we modify it to train on randomly selected", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 142, + 590, + 470, + 604 + ], + "spans": [ + { + "bbox": [ + 142, + 591, + 162, + 602 + ], + "score": 0.87, + "content": "8 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 163, + 590, + 362, + 604 + ], + "score": 1.0, + "content": "of the edges in a graph, validate on the remaining", + "type": "text" + }, + { + "bbox": [ + 362, + 591, + 382, + 602 + ], + "score": 0.88, + "content": "1 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 382, + 590, + 470, + 604 + ], + "score": 1.0, + "content": ", and generate graphs.", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 138, + 604, + 504, + 617 + ], + "spans": [ + { + "bbox": [ + 138, + 604, + 504, + 617 + ], + "score": 1.0, + "content": "GraphRNN. We use the official PyTorch implementation (https://github.com/", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 141, + 615, + 504, + 628 + ], + "spans": [ + { + "bbox": [ + 141, + 615, + 504, + 628 + ], + "score": 1.0, + "content": "JiaxuanYou/graph-generation) of GraphRNN. The default hyperparameter set-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 141, + 627, + 298, + 640 + ], + "spans": [ + { + "bbox": [ + 141, + 627, + 298, + 640 + ], + "score": 1.0, + "content": "tings were used in all our experiments.", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 138, + 640, + 505, + 654 + ], + "spans": [ + { + "bbox": [ + 138, + 640, + 505, + 654 + ], + "score": 1.0, + "content": "GVAE. To compare with Graph VAE (no public code available), we adapt the reference", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 141, + 651, + 506, + 665 + ], + "spans": [ + { + "bbox": [ + 141, + 651, + 506, + 665 + ], + "score": 1.0, + "content": "implementation provided by Yang et al. (2019) in their experiments for a single graph and", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 141, + 663, + 314, + 676 + ], + "spans": [ + { + "bbox": [ + 141, + 663, + 314, + 676 + ], + "score": 1.0, + "content": "use the suggested hyperparameter settings.", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 136, + 676, + 505, + 690 + ], + "spans": [ + { + "bbox": [ + 136, + 676, + 505, + 690 + ], + "score": 1.0, + "content": "• NetGAN. We use the official TensorFlow implementation provided by the authors", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 141, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 141, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "(https://github.com/danielzuegner/netgan), following the recommended", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 141, + 699, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 141, + 699, + 505, + 711 + ], + "score": 1.0, + "content": "hyperparameter settings. 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IMPLEMENTATION DETAILS", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 1, + "bbox_fs": [ + 106, + 105, + 239, + 118 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 126, + 504, + 147 + ], + "lines": [ + { + "bbox": [ + 106, + 124, + 505, + 140 + ], + "spans": [ + { + "bbox": [ + 106, + 124, + 365, + 140 + ], + "score": 1.0, + "content": "The SHADOWCAST model incorporates a sequence-to-sequence", + "type": "text" + }, + { + "bbox": [ + 366, + 126, + 405, + 138 + ], + "score": 0.3, + "content": "( { \\mathrm { S e q } } 2 { \\mathrm { S e q } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 124, + 505, + 140 + ], + "score": 1.0, + "content": "learner, a generator, and", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 137, + 171, + 148 + ], + "spans": [ + { + "bbox": [ + 106, + 137, + 171, + 148 + ], + "score": 1.0, + "content": "a discriminator.", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 2.5, + "bbox_fs": [ + 106, + 124, + 505, + 148 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 159, + 505, + 237 + ], + "lines": [ + { + "bbox": [ + 105, + 159, + 505, + 172 + ], + "spans": [ + { + "bbox": [ + 105, + 159, + 505, + 172 + ], + "score": 1.0, + "content": "Shadow Caster (Seq2Seq) In the sequence-to-sequence model, we use an LSTM with 10 cells", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 171, + 505, + 183 + ], + "spans": [ + { + "bbox": [ + 106, + 171, + 505, + 183 + ], + "score": 1.0, + "content": "for all three datasets. The input of this LSTM is a batch of shadow walk sequences length n and", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 181, + 506, + 194 + ], + "spans": [ + { + "bbox": [ + 106, + 181, + 506, + 194 + ], + "score": 1.0, + "content": "dimension d, where the batch size is 128, walk length 16, and dimension is set as the number of", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 192, + 506, + 205 + ], + "spans": [ + { + "bbox": [ + 105, + 192, + 136, + 205 + ], + "score": 1.0, + "content": "classes", + "type": "text" + }, + { + "bbox": [ + 137, + 193, + 147, + 203 + ], + "score": 0.78, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 148, + 192, + 213, + 205 + ], + "score": 1.0, + "content": "in each dataset", + "type": "text" + }, + { + "bbox": [ + 213, + 193, + 265, + 204 + ], + "score": 0.8, + "content": " { \\mathrm { ~ ~ \\mathcal ~ { ~ } ~ } } _ { 1 2 8 \\mathrm { ~ \\tiny ~ x ~ } 1 6 \\mathrm { ~ \\tiny ~ x ~ d ~ } }", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 192, + 506, + 205 + ], + "score": 1.0, + "content": "). We select the walk length as 16 because it should capture", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 203, + 506, + 216 + ], + "spans": [ + { + "bbox": [ + 105, + 203, + 506, + 216 + ], + "score": 1.0, + "content": "structures of most graphs of different sizes. The LSTM hidden layer with 10 memory units should", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 215, + 505, + 226 + ], + "spans": [ + { + "bbox": [ + 106, + 215, + 505, + 226 + ], + "score": 1.0, + "content": "be more than sufficient to learn this problem. A dense layer with Softmax activation is connected to", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 226, + 469, + 238 + ], + "spans": [ + { + "bbox": [ + 106, + 226, + 410, + 238 + ], + "score": 1.0, + "content": "the LSTM layer, and the generated output is a batch of sequences with size", + "type": "text" + }, + { + "bbox": [ + 410, + 226, + 463, + 236 + ], + "score": 0.84, + "content": "\\begin{array} { r } { ( 1 2 8 \\mathrm { ~ x ~ } 1 6 \\mathrm { ~ x ~ d ~ } ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 463, + 226, + 469, + 238 + ], + "score": 1.0, + "content": ").", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 7, + "bbox_fs": [ + 105, + 159, + 506, + 238 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 248, + 506, + 337 + ], + "lines": [ + { + "bbox": [ + 107, + 249, + 505, + 260 + ], + "spans": [ + { + "bbox": [ + 107, + 249, + 505, + 260 + ], + "score": 1.0, + "content": "Generator In the generator, we use a conditional LSTM with 50 layers. We follow a similar ar-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 259, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 106, + 259, + 505, + 272 + ], + "score": 1.0, + "content": "chitecture to NetGAN to generate sequences of walks on the graph nodes. Different from NetGAN,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 270, + 505, + 281 + ], + "spans": [ + { + "bbox": [ + 106, + 270, + 505, + 281 + ], + "score": 1.0, + "content": "our generator not only initializes the model with Gaussian noise, but it also takes the shadow walks", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 281, + 505, + 294 + ], + "spans": [ + { + "bbox": [ + 105, + 281, + 505, + 294 + ], + "score": 1.0, + "content": "as conditions at each step of the process. Interestingly, we notice that the LSTM generator is more", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 291, + 506, + 306 + ], + "spans": [ + { + "bbox": [ + 104, + 291, + 506, + 306 + ], + "score": 1.0, + "content": "sensitive to the input conditions than hyperparameters for performance. Hence, the set of hyperpa-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 303, + 506, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 506, + 315 + ], + "score": 1.0, + "content": "rameters for the generator is the same for all the datasets. We summarize the generative process of", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 107, + 314, + 506, + 326 + ], + "spans": [ + { + "bbox": [ + 107, + 315, + 116, + 324 + ], + "score": 0.78, + "content": "G", + "type": "inline_equation" + }, + { + "bbox": [ + 116, + 314, + 506, + 326 + ], + "score": 1.0, + "content": "in the box below. We note that the conditional generative process is similar to the unconditional", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 325, + 397, + 338 + ], + "spans": [ + { + "bbox": [ + 105, + 325, + 315, + 338 + ], + "score": 1.0, + "content": "process of NetGAN, with the addition of conditions", + "type": "text" + }, + { + "bbox": [ + 316, + 325, + 325, + 336 + ], + "score": 0.87, + "content": "\\tilde { \\mathbf { \\ b { s } } } _ { t }", + "type": "inline_equation" + }, + { + "bbox": [ + 326, + 325, + 397, + 338 + ], + "score": 1.0, + "content": "in each timestep.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 14.5, + "bbox_fs": [ + 104, + 249, + 506, + 338 + ] + }, + { + "type": "table", + "bbox": [ + 182, + 345, + 429, + 419 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 182, + 345, + 429, + 419 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 182, + 345, + 428, + 419 + ], + "spans": [ + { + "bbox": [ + 182, + 345, + 428, + 419 + ], + "score": 0.967, + "html": "
z ~N(0,Id)
mo = ge(z)v1~ Cat(σ(pi))
t=1 t=2fe(mo,S1,O)= (p1,mi),
fe(m1,S2,v1)=(p2,m2),U2~ Cat(σ(p2))
t=T fθ(mT-1,ST,UT-1)= (pT,mT),vT ~ Cat(σ(pr))
", + "type": "table", + "image_path": "dd68ed0358ac7d25f940aeda189e026a3cc9a1fb01e0ea0932bc6fb1f9a01a8e.jpg" + } + ] + } + ], + "index": 20, + "virtual_lines": [ + { + "bbox": [ + 182, + 345, + 429, + 369.6666666666667 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 182, + 369.6666666666667, + 429, + 394.33333333333337 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 182, + 394.33333333333337, + 429, + 419.00000000000006 + ], + "spans": [], + "index": 21 + } + ] + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 106, + 434, + 505, + 489 + ], + "lines": [ + { + "bbox": [ + 106, + 433, + 504, + 447 + ], + "spans": [ + { + "bbox": [ + 106, + 433, + 504, + 447 + ], + "score": 1.0, + "content": "Discriminator Our discriminator is an LSTM with 40 layers. The inputs are sequences of graph", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 445, + 504, + 457 + ], + "spans": [ + { + "bbox": [ + 106, + 445, + 504, + 457 + ], + "score": 1.0, + "content": "nodes concatenated with the respective conditions. The discriminator has similar architecture as the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 455, + 505, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 455, + 505, + 469 + ], + "score": 1.0, + "content": "shadow caster, where they are LSTM models that take sequences as inputs, expect that the LSTM", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 466, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 505, + 480 + ], + "score": 1.0, + "content": "layer is connected to a final dense layer. The output is a single value between 0 and 1, which", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 478, + 307, + 491 + ], + "spans": [ + { + "bbox": [ + 106, + 478, + 307, + 491 + ], + "score": 1.0, + "content": "distinguishes real sequences from generated ones.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24, + "bbox_fs": [ + 105, + 433, + 505, + 491 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 495, + 505, + 528 + ], + "lines": [ + { + "bbox": [ + 105, + 494, + 506, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 494, + 506, + 507 + ], + "score": 1.0, + "content": "In the SHADOWCAST training, we use Adam optimizers for all the models. The learning rate of the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 506, + 505, + 518 + ], + "spans": [ + { + "bbox": [ + 106, + 506, + 505, + 518 + ], + "score": 1.0, + "content": "shadow caster sequence-to-sequence training is 0.01, while both the generator and the discriminator", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 517, + 226, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 517, + 226, + 528 + ], + "score": 1.0, + "content": "use a learning rate of 0.0002.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 28, + "bbox_fs": [ + 105, + 494, + 506, + 528 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 541, + 168, + 551 + ], + "lines": [ + { + "bbox": [ + 106, + 541, + 169, + 552 + ], + "spans": [ + { + "bbox": [ + 106, + 541, + 169, + 552 + ], + "score": 1.0, + "content": "B. BASELINES", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30 + }, + { + "type": "list", + "bbox": [ + 133, + 558, + 505, + 731 + ], + "lines": [ + { + "bbox": [ + 133, + 556, + 504, + 570 + ], + "spans": [ + { + "bbox": [ + 133, + 556, + 504, + 570 + ], + "score": 1.0, + "content": "• CondGEN. We use the official PyTorch implementation (https://github.com/", + "type": "text" + } + ], + "index": 31, + "is_list_start_line": true + }, + { + "bbox": [ + 141, + 568, + 505, + 581 + ], + "spans": [ + { + "bbox": [ + 141, + 568, + 505, + 581 + ], + "score": 1.0, + "content": "KelestZ/CondGen). However, CondGEN is designed to learn a distribution over mul-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 142, + 580, + 505, + 592 + ], + "spans": [ + { + "bbox": [ + 142, + 580, + 505, + 592 + ], + "score": 1.0, + "content": "tiple small graphs. To ensure a fair comparison, we modify it to train on randomly selected", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 142, + 590, + 470, + 604 + ], + "spans": [ + { + "bbox": [ + 142, + 591, + 162, + 602 + ], + "score": 0.87, + "content": "8 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 163, + 590, + 362, + 604 + ], + "score": 1.0, + "content": "of the edges in a graph, validate on the remaining", + "type": "text" + }, + { + "bbox": [ + 362, + 591, + 382, + 602 + ], + "score": 0.88, + "content": "1 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 382, + 590, + 470, + 604 + ], + "score": 1.0, + "content": ", and generate graphs.", + "type": "text" + } + ], + "index": 34, + "is_list_end_line": true + }, + { + "bbox": [ + 138, + 604, + 504, + 617 + ], + "spans": [ + { + "bbox": [ + 138, + 604, + 504, + 617 + ], + "score": 1.0, + "content": "GraphRNN. We use the official PyTorch implementation (https://github.com/", + "type": "text" + } + ], + "index": 35, + "is_list_start_line": true + }, + { + "bbox": [ + 141, + 615, + 504, + 628 + ], + "spans": [ + { + "bbox": [ + 141, + 615, + 504, + 628 + ], + "score": 1.0, + "content": "JiaxuanYou/graph-generation) of GraphRNN. The default hyperparameter set-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 141, + 627, + 298, + 640 + ], + "spans": [ + { + "bbox": [ + 141, + 627, + 298, + 640 + ], + "score": 1.0, + "content": "tings were used in all our experiments.", + "type": "text" + } + ], + "index": 37, + "is_list_end_line": true + }, + { + "bbox": [ + 138, + 640, + 505, + 654 + ], + "spans": [ + { + "bbox": [ + 138, + 640, + 505, + 654 + ], + "score": 1.0, + "content": "GVAE. 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Algorithm1Minibatch stochastic gradient descent training of explainable graph generative adver- sarial nets.The number of steps to apply to the generator, w,is a hyperparameter.We used ω = 3.
1:for number of training iterations do
2:Sample minibatch of m samples {e(1),..,x(m)} from data distribution pdata
3: 4: 5:Sample the respective m shadow walks {s(1),...,s(m)} Update S model weights:
m K 0m M £ s(e) log S(s()] i=1 =1
6: 7:Generate minibatch of m shadow walks {s(1),...,s(m)} with model S
8:Sample minibatch of m noise samples {z(1),..,z(m)} from N(0,Id) Update G model weights:
9:
10:M 0gm 1 [log(1-D(G(z(𝑖)|s()))] =1
11: 12:for w steps do Update D model weights:
m 1
13:0dm ∑[logD(x(i) | g(𝑖) + log(1-D(G(z(𝑖)|s(i)))] =1
14: end forend for
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GraphModelASSTCLUSTCPLGINIMDTC
Cora-MLReal-0.0750.002775.6360.485241.02898.0
GraphRNN0.062±5.5e-40.00121±2.2e-71.892±5.7e-50.119±1.9e-4507.4±2.79023.8±17.8
GVAE-0.324±6.1e-30.01294±4.2e-43.481±1.1e-20.825±1.1e-3121.6±7.015513.0±186.1
NetGAN-0.055±1.5e-30.00140±2.8e-54.943±9.5e-30.407±1.3e-3223.6±2.11034.6±18.7
CondGEN-0.524±2.0e-20.00524±9.0e-42.168±1.7e-20.946±1.5e-3404.0±37.095843.4±4780.4
SHADOWCAST-0.081±3.1e-30.00191±1.5e-45.187±1.0e-20.459±1.3e-3229.6±7.71713.6±26.4
EnronReal-0.0030.033002.1540.28174.04784.0
GraphRNN0.028±6.3e-30.02154±3.1e-41.977±5.5e-30.116±2.0e-330.8±0.81221.6±34.4
GVAE-0.112±2.1e-20.04625±1.0e-32.165±6.9e-30.288±7.2e-345.2±1.35439.2±58.7
NetGAN0.123±1.2e-20.03051±3.4e-42.105±3.8e-30.244±5.8e-355.8±1.43486.0±57.9
CondGEN-0.287±2.7e-20.04074±1.5e-32.102±2.3e-20.463±7.1e-370.4±1.79619.6±183.7
SHADOWCAST-0.004±4.6e-30.03483±7.8e-42.214±6.2e-30.278±1.8e-373.2±2.65262.2±42.8
EUcore-topReal-0.0850.031052.8850.43365.08133.0
GraphRNN-0.005±8.6e-30.00891±1.1e-42.128±5.2e-30.118±9.6e-441.0±0.842255.2±59.2
GVAE-0.257±1.2e-20.02919±3.8e-42.579±7.0e-30.473±2.4e-368.8±2.39025.2±127
NetGAN-0.028±1.0e-20.02335±3.1e-42.642±1.0e-20.359±1.7e-362.0±2.24639.8±28.8
CondGEN SHADOWCAST-0.378±3.8e-2 -0.034±1.1e-20.01880±1.9e-32.101±1.2e-20.720±3.6e-3147.0±10.026106.4±726.4
0.02847±3.4e-42.843±1.0e-20.435±2.6e-366.2±1.17414.4±93.8
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z ~N(0,Id)
mo = ge(z)v1~ Cat(σ(pi))
t=1 t=2fe(mo,S1,O)= (p1,mi),
fe(m1,S2,v1)=(p2,m2),U2~ Cat(σ(p2))
t=T fθ(mT-1,ST,UT-1)= (pT,mT),vT ~ Cat(σ(pr))
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DatasetNLCCELCCK classesK distribution
Cora-ML281079817
Enron15418433
EUcore-top34833425
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