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b/parse/train/86NHK__yFDl/86NHK__yFDl_span.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:610f01bfd9e7afef9eae063f43dac35f2480a7d238b4481f876ce70a15bcfc31 +size 1873835 diff --git a/parse/train/8PA2nX9v_r2/8PA2nX9v_r2.md b/parse/train/8PA2nX9v_r2/8PA2nX9v_r2.md new file mode 100644 index 0000000000000000000000000000000000000000..0780b5f0ca9741aa049279c6634f7a79c9e15e8c --- /dev/null +++ b/parse/train/8PA2nX9v_r2/8PA2nX9v_r2.md @@ -0,0 +1,269 @@ +# Aligning Pretraining for Detection via Object-Level Contrastive Learning + +Fangyun Wei∗ Yue Gao∗ Zhirong Wu Han Hu Stephen Lin + +Microsoft Research Asia {fawe, yuegao, wuzhiron, hanhu, stevelin}@microsoft.com + +# Abstract + +Image-level contrastive representation learning has proven to be highly effective as a generic model for transfer learning. Such generality for transfer learning, however, sacrifices specificity if we are interested in a certain downstream task. We argue that this could be sub-optimal and thus advocate a design principle which encourages alignment between the self-supervised pretext task and the downstream task. In this paper, we follow this principle with a pretraining method specifically designed for the task of object detection. We attain alignment in the following three aspects: 1) object-level representations are introduced via selective search bounding boxes as object proposals; 2) the pretraining network architecture incorporates the same dedicated modules used in the detection pipeline (e.g. FPN); 3) the pretraining is equipped with object detection properties such as object-level translation invariance and scale invariance. Our method, called Selective Object COntrastive learning (SoCo), achieves state-of-the-art results for transfer performance on COCO detection using a Mask R-CNN framework. Code is available at https://github.com/hologerry/SoCo. + +# 1 Introduction + +Pretraining and finetuning has been the dominant paradigm of training deep neural networks in computer vision. Downstream tasks usually leverage pretrained weights learned on large labeled datasets such as ImageNet [1] for initialization. As a result, supervised ImageNet pretraining has been prevalent throughout the field. Recently, self-supervised pretraining [2, 3, 4, 5, 6, 7, 8, 9] has achieved considerable progress and alleviated the dependency on labeled data. These methods aim to learn generic visual representations for various downstream tasks by means of image-level pretext tasks, such as instance discrimination. Some recent works [10, 11, 12, 13] observe that the image-level representations are sub-optimal for dense prediction tasks such as object detection and semantic segmentation. A potential reason is that image-level pretraining may overfit to holistic representations and fail to learn properties that are important outside of image classification. + +The goal of this work is to develop self-supervised pretraining that is aligned to object detection. In object detection, bounding boxes are widely adopted as the representation for objects. Translation and scale invariance for object detection are reflected by the location and size of the bounding boxes. An obvious representation gap exists between image-level pretraining and the object-level bounding boxes of object detection. + +Motivated by this, we present an object-level self-supervised pretraining framework, called Selective Object COntrastive learning (SoCo), specifically for the downstream task of object detection. To introduce object-level representations into pretraining, SoCo utilizes off-the-shelf selective search [14] to generate object proposals. Different from prior image-level contrastive learning methods which treat the whole image as an instance, SoCo treats each object proposal in the image as an independent instance. This enables us to design a new pretext task for learning object-level visual representations with properties that are compatible with object detection. Specifically, SoCo constructs object-level views where the scales and locations of the same object instance are augmented. Contrastive learning follows to maximize the similarity of the object across augmented views. + +The introduction of the object-level representation also allows us to further bridge the gap in network architecture between pretraining and finetuning. Object detection often involves dedicated modules, e.g., feature pyramid network (FPN) [15], and special-purpose sub-networks, e.g., R-CNN head [16, 17]. In contrast to image-level contrastive learning methods where only feature backbones are pretrained and transferred, SoCo performs pretraining over all the network modules used in detectors. As a result, all layers of the detectors can be well-initialized. + +Experimentally, the proposed SoCo achieves state-of-the-art transfer performance from ImageNet to COCO. Concretely, by using Mask R-CNN with an R50-FPN backbone, it obtains $4 3 . 2 \ : \mathrm { A P ^ { \tilde { b } b } } / 3 8 . 4$ $\mathbf { A P } ^ { \mathrm { m k } }$ on COCO with a $1 \times$ schedule, which are $+ 4 . 3 \ \mathrm { A P } ^ { \mathrm { b b } }$ $/ + 3 . 0 \mathrm { \ A P ^ { m k } }$ better than the supervised pretraining baseline, and $4 4 . 3 \ : \mathrm { A P ^ { b b } } / 3 9 . 6 \ : \mathrm { A P ^ { m k } }$ on COCO with a $2 \times$ schedule, which are $+ \dot { 3 } . 0 \mathrm { A P ^ { b b } }$ $\bar { / } + 2 . 3 \ \mathrm { A P ^ { \mathrm { i n k } } }$ better than the supervised pretraining baseline. When transferred to Mask R-CNN with an R50-C4 backbone, it achieves $4 0 . 9 \ : \mathrm { \dot { A } P ^ { b b } } / 3 5 . 3 \ : \mathrm { A P ^ { m k } }$ and $4 2 . 0 \mathrm { A P ^ { b b } } / 3 6 . 3 \mathrm { A P ^ { m k } }$ on the $1 \times$ and $2 \times$ schedule, respectively. + +# 2 Related Work + +Unsupervised feature learning has a long history in training deep neural networks. Auto-encoders [18] and Deep Boltzmann Machines [19] learn layers of representations by reconstructing image pixels. Unsupervised pretraining is often used as a method for initialization, which is followed by supervised training on the same dataset such as handwritten digits for classification. + +Recent advances in unsupervised learning, especially self-supervised learning, tend to formulate the problem in a transfer learning scenario, where pretraining and finetuning are trained on different datasets with different purposes. Pretext tasks such as colorization [20], context prediction [21], inpainting [22] and rotation prediction [23] force the network to learn semantic information in order to solve the pretext tasks. Contrastive methods based on the instance discrimination pretext task [2] learn to map augmented views of the same instance to similar embeddings. Such approaches [24, 4, 5, 9, 25, 26] have shown strong transfer ability for a number of downstream tasks, sometimes even outperforming the supervised counterpart by large margins [4]. + +With new technical innovations such as learning clustering assignments [7], large-scale contrastive learning has been successfully applied on non-curated data sets [27, 28]. While the linear evaluation result on ImageNet classification has improved significantly [3], the progress on transfer performance for dense prediction tasks has been limited. Due to this, a growing number of works investigate pretraining specifically for object detection and semantic segmentation. The idea is to shift imagelevel representations to pixel-level or region-level representations. VADer [29], PixPro [10] and DenseCL [11] propose to learn pixel-level representations by matching point features of the same physical location under different views. InsLoc [12] learns to match region-level features from composited imagery. DetCon [13] additionally uses the bottom-up segmentation of MCG [30] for supervising intra-segment pixel variations. UP-DETR [31] proposes a pretext task named random query patch detection to pretrain DETR detector. Self-EMD [32] explores self-supervised representation learning for object detection without using Imagenet images. + +Our work is also motivated and inspired by object detection methods which advocate architectures and training schemes invariant to translation and scale transformations [15, 33]. We find that incorporating them in the pretraining stage also benefits object detection, which has largely been overlooked in previous self-supervised learning works. + +# 3 Method + +We introduce a new contrastive learning method which maximizes the similarity of object-level features representing different augmentations of the same object. Meanwhile, we introduce architectural alignment and important properties of object detection into pretraining when designing the objectlevel pretext task. We use an example where transfer learning is performed on Mask-RCNN with a R50-FPN backbone to illustrate the core design principles. To further demonstrate the extensibility and flexibility of our method, we also apply SoCo on a R50-C4 structure. In this section, we first present an overview of the proposed SoCo in Section 3.1. Then we describe the process of object proposal generation and view construction in Section 3.2. Finally, the object-level contrastive learning and our design principles are introduced in Section 3.3. + +![](images/efaee5b665f9402b9b8037f66209a95b7629f8b34d3536f5f212eadf82a062d0.jpg) +Figure 1: Overview of SoCo. SoCo utilizes selective search to generate a set of object proposals for each raw image. $K$ proposals are randomly selected in each training step. We construct three views $\left\{ V _ { 1 } , V _ { 2 } , V _ { 3 } \right\}$ where the scales and locations of the same object are different. We adopt a backbone with FPN to encode image-level features and RoIAlign to extract object-level features. Object proposals are assigned to different pyramid levels according to their image areas. Contrastive learning is performed at the object level to learn translation-invariant and scale-invariant representations. The target network is updated by an exponential moving average of the online network. + +# 3.1 Overview + +Figure 1 displays an overview of SoCo. SoCo aims to align pretraining to object detection in two aspects: 1) network architecture alignment between pretraining and object detection; 2) introducing central properties of detection. Concretely, besides pretraining a backbone as done in existing selfsupervised contrastive learning methods, SoCo also pretrains all the network modules used in an object detector, such as FPN and the head in the Mask R-CNN framework. As a result, all layers of the detector can be well-initialized. Furthermore, SoCo strives to learn object-level representations which are not only meaningful, but also invariant to translation and scale. To achieve this, it encourages diversity of scales and locations of objects by constructing multiple augmented views and applying a scale-aware assignment strategy for different levels of a feature pyramid. Finally, object-level contrastive learning is applied to maximize the feature similarity of the same object across augmented views. + +# 3.2 Data Preprocessing + +Object Proposal Generation. Inspired by R-CNN [34] and Fast R-CNN [35], we use selective search [14], an unsupervised object proposal generation algorithm which takes into account color similarity, texture similarity, size of region and fit between regions, to generate a set of object proposals for each of the raw images. We represent each object proposal as a bounding box $b \overset { \cdot } { = } \{ x , y , w , h \}$ , where $( x , y )$ denotes the coordinates of the bounding box center, and $w$ and $h$ are the corresponding width and height, respectively. We keep only the proposals that satisfy the following requirements:√ √ 1) $1 / 3 \leq w / h \leq 3 ;$ 2) $0 . 3 \leq \dot { \sqrt { w h } } / \sqrt { W H } \leq 0 . 8$ , where $W$ and $H$ denote width and height of the input image. The object proposal generation step is performed offline. In each training iteration, we randomly select $K$ proposals for each input image. + +View Construction. Three views, namely $V _ { 1 }$ , $V _ { 2 }$ and $V _ { 3 }$ , are used in SoCo. The input image is resized to $2 2 4 \times 2 2 4$ to obtain $V _ { 1 }$ . Then we apply a random crop with a scale range of [0.5, 1.0] on $V _ { 1 }$ in generating $V _ { 2 }$ . $V _ { 2 }$ is then resized to the same size as $V _ { 1 }$ and object proposals outside of $V _ { 2 }$ are dropped. Next, we downsample $V _ { 2 }$ to a fixed size (e.g. $1 1 2 \times 1 1 2 ,$ ) to produce $V _ { 3 }$ . In all of these cases, the bounding boxes transformed according to the cropping and resizing of the RGB images (see Figure 1, Data Preprocessing). Finally, each view is randomly and independently augmented. We adopt the augmentation pipeline of BYOL [3] but discard the random crop augmentation since spatial transformation is already applied on all three views. Notice that the scale and location of the same object proposal are different across the augmented views, which enables the model to learn translation-invariant and scale-invariant object-level representations. + +Box Jitter. To further encourage variance of scales and locations of object proposals across views, we adopt a box jitter strategy on the generated proposals as an object-level data augmentation. Specifically, given an object proposal $\boldsymbol { b } = \{ x , y , w , h \}$ , we randomly generate a jittered box $\hat { b } =$ $\{ \hat { x } , \hat { y } , \hat { w } , \hat { h } \}$ as follows: 1) $\hat { x } = x + r \cdot w$ ; 2) ${ \hat { y } } = y + r \cdot h ;$ 3) $\boldsymbol { \hat { w } } = \boldsymbol { w } + \boldsymbol { r } \cdot \boldsymbol { w } ;$ 4) $\hat { h } = h + r \cdot h$ , where $r \in [ - 0 . 1 , 0 . 1 ]$ . The box jitter is randomly applied on each proposal with a probability of 0.5. + +# 3.3 Object-Level Contrastive Learning + +The goal of SoCo is to align pretraining to object detection. Here, we use the representative framework Mask R-CNN [17] with feature pyramid network (FPN) [15] to demonstrate our key design principles. The alignment mainly involves aligning the pretraining architecture with that of object detection and integrating important object detection properties such as object-level translation invariance and scale invariance into the pretraining. + +Aligning Pretraining Architecture to Object Detection. Following Mask R-CNN, we use a backbone with FPN as the image-level feature extractor $f ^ { I }$ . We denote the output of FPN as $\{ P _ { 2 } , P _ { 3 } , P _ { 4 } , P _ { 5 } \}$ with a stride of $\{ 4 , 8 , 1 6 , 3 2 \}$ . Here, we do not use $P _ { 6 }$ due to its low resolution. With the bounding box representation $b$ , RoIAlign [17] is applied to extract the foreground feature from the corresponding scale level. For further architectural alignment, we additionally introduce an R-CNN head $f ^ { H }$ into pretraining. The object-level feature representation $h$ of bounding box $b$ is extracted from an image view $V$ as: + +$$ +h = f ^ { H } ( \mathrm { R o I A l i g n } ( f ^ { I } ( V ) , b ) ) . +$$ + +SoCo uses two neural networks to learn, namely an online network and a target network. The online network and the target network share the same architecture but with different sets of weights. Concretely, the target network weights $f _ { \xi } ^ { I } , f _ { \xi } ^ { H }$ are the exponential moving average (EMA) with the momentum coefficient $\tau$ of the online parameters $f _ { \theta } ^ { I }$ and $f _ { \theta } ^ { H }$ . Denote the set of object proposals $\{ b _ { i } \}$ considered in the image. Let $h _ { i }$ be the object-level representation of proposal $b _ { i }$ in view $V _ { 1 }$ , and $h _ { i } ^ { \prime } , h _ { i } ^ { \prime \prime }$ be the representation of $b _ { i }$ in view $V _ { 2 } , V _ { 3 }$ . They are extracted using the online network and the target network respectively, + +$$ +h _ { i } = f _ { \theta } ^ { H } \big ( \mathrm { R o I A l i g n } \big ( f _ { \theta } ^ { I } ( V _ { 1 } ) , b _ { i } \big ) \big ) , +$$ + +$$ +h _ { i } ^ { \prime } = f _ { \xi } ^ { H } ( \mathrm { R o I A l i g n } ( f _ { \xi } ^ { I } ( V _ { 2 } ) , b _ { i } ) ) , \quad h _ { i } ^ { \prime \prime } = f _ { \xi } ^ { H } ( \mathrm { R o I A l i g n } ( f _ { \xi } ^ { I } ( V _ { 3 } ) , b _ { i } ) ) . +$$ + +We follow BYOL [3] for learning contrastive representations. The online network is appended with a projector $g _ { \theta }$ , and a predictor $q _ { \theta }$ for obtaining latent embeddings. Both $g _ { \theta }$ and $q _ { \theta }$ are two-layer MLPs. The target network is only appended with the projector $g _ { \xi }$ for avoiding trivial solutions. We use $v _ { i }$ , $\boldsymbol { v } _ { i } ^ { \prime }$ and $v _ { i } ^ { \prime \prime }$ to denote the latent embeddings of object-level representations $\{ h _ { i } , h _ { i } ^ { \prime } , h _ { i } ^ { \prime \prime } \}$ , respectively: + +$$ +v _ { i } = q _ { \theta } ( g _ { \theta } ( h _ { i } ) ) , \quad v _ { i } ^ { \prime } = g _ { \xi } ( h _ { i } ^ { \prime } ) , \quad v _ { i } ^ { \prime \prime } = g _ { \xi } ( h _ { i } ^ { \prime \prime } ) . +$$ + +The contrastive loss for the $i$ -th object proposal is defined as: + +$$ +\mathcal { L } _ { i } = - 2 \cdot \frac { \langle v _ { i } , v _ { i } ^ { \prime } \rangle } { \left. v _ { i } \right. _ { 2 } \cdot \left. v _ { i } ^ { \prime } \right. _ { 2 } } - 2 \cdot \frac { \langle v _ { i } , v _ { i } ^ { \prime \prime } \rangle } { \left. v _ { i } \right. _ { 2 } \cdot \left. v _ { i } ^ { \prime \prime } \right. _ { 2 } } . +$$ + +Then we can formulate the overall loss function for each image as: + +$$ +\mathcal { L } = \frac { 1 } { K } \sum _ { i = 1 } ^ { K } \mathcal { L } _ { i } , +$$ + +where $K$ is the number of object proposals. We symmetrize the loss $\mathcal { L }$ in Eq. 6 by separately feeding $V _ { 1 }$ to the target network and $\{ V _ { 2 } , V _ { 3 } \}$ to the online network to compute $\widetilde { \mathcal { L } }$ . At each training iteration, we perform a stochastic optimization step to minimize $\mathcal { L } ^ { \mathrm { S o C o } } = \mathcal { L } + \widetilde { \mathcal { L } }$ . + +Scale-Aware Assignment. Mask R-CNN with FPN uses the IoU between anchors and ground-truth boxes to determine positive samples. It defines anchors to have areas of $\{ 3 2 ^ { 2 } , 6 4 ^ { 2 } , \overline { { { 1 2 8 ^ { 2 } } } } , 2 5 6 ^ { 2 } \}$ pixels on $\{ P _ { 2 } , P _ { 3 } , \bar { P } _ { 4 } , P _ { 5 } \}$ , respectively, which means ground-truth boxes of scale within a range are assigned to a specific pyramid level. Inspired by this, we propose a scale-aware assignment strategy, which greatly encourages the pretraining model to learn object-level scaleinvariant representations. Concretely, we assign object proposals of area within a range of $\left\{ 0 - 4 8 ^ { 2 } , 4 \dot { 9 } ^ { 2 } - 9 6 ^ { 2 } , 9 7 ^ { 2 } - 1 9 2 ^ { 2 } , 1 9 \dot { 3 } ^ { 2 } - 2 2 4 ^ { 2 } \right\}$ pixels to $\{ P _ { 2 } , P _ { 3 } , P _ { 4 } , P _ { 5 } \}$ , respectively. Notice that the maximum proposal size is $2 2 4 \times 2 2 4$ since all of the views are resized to a fixed resolution smaller than 224. The advantage is that the same object proposals at different scales are encouraged to learn consistent representations through contrastive learning. As a result, SoCo learns object-level scale-invariant visual representations, which is important for object detection. + +Introducing Properties of Detection to Pretraining. Here, we discuss how SoCo promotes important properties of object detection in the pretraining. Object detection uses tight bounding boxes to represent objects. To introduce object-level representations, SoCo generates object proposals by selective search. Translation invariance and scale invariance at the object level are regarded as the most important properties for object detection, i.e., feature representations of objects belonging to same category should be insensitive to scale and location. Recall that $V _ { 2 }$ is a randomly cropped patch of $V _ { 1 }$ . Random cropping introduces box shift and thus contrastive learning between $V _ { 1 }$ and $V _ { 2 }$ encourages the pretraining model to learn location-invariant representations. $V _ { 3 }$ is generated by downsampling $V _ { 2 }$ , which results in a scale augmentation of object proposals. With our scale-aware assignment strategy, the contrastive loss between $V _ { 1 }$ and $V _ { 3 }$ guides the pretraining towards learning scale-invariant visual representations. + +Extending to Other Object Detectors. SoCo can be easily extended to align to other detectors besides Mask R-CNN with FPN. Here, we apply SoCo to Mask R-CNN with a C4 structure, which is a popular non-FPN detection framework. The modification is three-fold: 1) for all object proposals, RoIAlign is performed on $C _ { 4 }$ ; 2) the R-CNN head is replaced by the entire 5-th residual block; 3) view $V _ { 3 }$ is discarded and the remaining $V _ { 1 }$ and $V _ { 2 }$ are kept for object-level contrastive learning. Experiments and comparisons with state-of-the-art methods in Section 4.3 demonstrate the extensibility and flexibility of SoCo. + +# 4 Experiments + +# 4.1 Pretraining Settings + +Architecture. Through the introduction of object proposals, the architectural discrepancy is reduced between pretraining and downstream detection finetuning. Mask R-CNN [17] is a commonly adopted framework to evaluate transfer performance. To demonstrate the extensibility and flexibility of SoCo, we provide details of SoCo alignment for the detection architectures R50-FPN and R50- C4. SoCo-R50-FPN: ResNet-50 [36] with FPN [15] is used as the image-level feature encoder. RoIAlign [17] is then used to extract RoI features on feature maps $\{ P _ { 2 } , P _ { 3 } , P _ { 4 } , P _ { 5 } \}$ with a stride of $\{ 4 , 8 , 1 6 , 3 2 \}$ . According to the image areas of object proposals, each RoI feature is then transformed to an object-level representation by the head network as in Mask R-CNN. SoCo-R50-C4: on the standard ResNet-50 architecture, we insert the RoI operation on the output of the 4-th residual block. The entire 5-th residual block is treated as the head network to encode object-level features. Both the projection network and prediction network are 2-layer MLPs which consist of a linear layer with output size 4096 followed by batch normalization [37], rectified linear units (ReLU) [38], and a final linear layer with output dimension 256. + +Dataset. We adopt the widely used ImageNet [1] which consists of ${ \sim } 1 . 2 8$ million images for self-supervised pretraining. + +Data Augmentation. Once all views are constructed, we employ the data augmentation pipeline of BYOL [3]. Specifically, we apply random horizontal flip, color distortion, Gaussian blur, grayscaling, and the solarization operation. We remove the random crop augmentation since spatial transformations have already been applied on all views. + +Optimization. We use a 100-epoch training schedule in all the ablation studies and report the results of 100-epochs and 400-epochs in the comparisons with state-of-the-art methods. We use the LARS optimizer [39] with a cosine decay learning rate schedule [40] and a warm-up period of 10 epochs. + +Table 1: Comparison with state-of-the-art methods on COCO by using Mask R-CNN with R50-FPN. + +
MethodsEpoch1× Schedule2× Schedule
ApbbAPAPApmkAPAPApbbAP APApmkAPAP
Scratch-31.049.533.228.546.830.438.457.542.034.754.837.2
Supervised9038.959.642.735.456.538.141.361.345.037.358.340.3
MoCo[4]20038.558.942.035.155.937.740.861.644.736.958.439.7
MoCo v2[5]20040.460.244.236.457.238.941.761.645.637.658.740.5
InfoMin [6]20040.660.644.636.757.739.442.562.746.838.459.741.4
BYOL[3]30040.461.644.137.258.839.842.362.646.238.359.641.1
SwAV[7]400------42.362.846.338.260.041.0
ReSim-FPNT [45]20039.860.243.536.057.138.641.461.945.437.559.140.3
PixPro[10]40041.461.645.41-1----1-
InsLoc [12]40042.062.345.837.659.040.543.363.647.338.860.941.7
DenseCL[11]20040.359.944.336.457.039.241.261.945.137.358.940.1
DetCons [13]100041.8137.4-42.91-38.1
DetConB [13]100042.7-38.2143.41-38.7-
SoCo10042.362.546.537.659.140.543.263.347.338.860.641.9
SoCo40043.063.347.138.260.241.044.064.048.439.061.341.7
SoCo*40043.263.547.438.460.241.444.364.648.939.661.842.5
+ +The base learning rate $l r _ { \mathrm { b a s e } }$ is set to 1.0 and is scaled linearly [41] with the batch size $\mathit { l r } = { l r } _ { \mathrm { b a s e } } \times$ BatchSize/256). The weight decay is set to $1 . 0 \times \mathrm { e } ^ { - 5 }$ . The total batch size is set to 2048 over 16 Nvidia V100 GPUs. For the update of the target network, following [3], the momentum coefficient $\tau$ starts from 0.99 and is increased to 1 during training. Synchronized batch normalization is enabled. + +# 4.2 Transfer Learning Settings + +COCO [42] and Pascal VOC [43] datasets are used for transfer learning. Detectron2 [44] is used as the code base. + +COCO Object Detection and Instance Segmentation. We use the COCO train2017 set which contains ${ \sim } 1 1 8 \mathrm { k }$ images with bounding box and instance segmentation annotations in 80 object categories. Transfer performance is evaluated on the COCO val2017 set. We adopt the Mask R-CNN detector [17] withfor object detection, and 5, andand 50-C4 backbones. We reportfor instance segmentation. $\mathsf { A P } ^ { \mathrm { b b } }$ ,e $\mathrm { A \hat { P } _ { 5 0 } ^ { b b } }$ andhe r $\mathsf { A P } _ { 7 5 } ^ { \mathsf { b b } }$ $\mathbf { A P } ^ { \mathrm { m k } }$ $\mathbf { A P } _ { 5 0 } ^ { \mathrm { m k } }$ $\mathbf { A P } _ { 7 5 } ^ { \mathrm { m k } }$ +under the COCO $1 \times$ and $2 \times$ schedules in comparisons with state-of-the-art methods. All ablation studies are conducted on the COCO $1 \times$ schedule. + +Pascal VOC Object Detection. We use the Pascal VOC trainval $0 7 + 1 2$ set which contains ${ \sim } 1 6 . 5 \mathrm { k }$ images with bounding box annotations in 20 object categories as the training set. Transfer performance is evaluated on the Pascal VOC test2007 set. We report the results of $\mathsf { A P } ^ { \mathrm { b b } }$ , $\mathsf { A P } _ { 5 0 } ^ { \mathrm { b b } }$ and $\mathsf { A P } _ { 7 5 } ^ { \mathrm { b b } }$ for object detection. + +Optimization. All the pretrained weights except for projection and prediction are loaded into the object detection network for transfer. Following [5], synchronized batch normalization is used across all layers including the newly initialized batch normalization layers in finetuning. For both the COCO and Pascal VOC datasets, we finetune with stochastic gradient descent and a batch size of 16 split across 8 GPUs. For COCO transfer, we use a weight decay of $2 . 5 \times \mathrm { e } ^ { - 5 }$ , and a base learning rate of 0.02 that increases linearly for the first 1000 iterations and drops twice by a factor of 10, after $\frac { 2 } { 3 }$ and $\frac { 8 } { 9 }$ of the total training time. For Pascal VOC transfer, the weight decay is $1 . 0 \times \mathrm { e } ^ { - 4 }$ , and the base learning rate is set to 0.02 and divided by 10 at $\textstyle { \frac { 3 } { 4 } }$ and $\textstyle { \frac { 1 1 } { 1 2 } }$ of the total training time. + +# 4.3 Comparison with State-of-the-Art Methods + +Mask R-CNN with R50-FPN on COCO. Table 1 shows the transfer results for Mask R-CNN with R50-FPN backbone. We compare SoCo with the state-of-the-art unsupervised pretraining methods on the COCO $1 \times$ and $2 \times$ schedules. We report our results under 100 epochs and 400 epochs of pretraining. On the 100-epoch training schedule, SoCo achieves $4 2 . 3 \mathrm { \ A p ^ { b b } / 3 7 . 6 \ A P ^ { m k } }$ and $4 3 . 2 \ : \dot { \mathrm { A P ^ { b b } } } / \ : 3 8 . { \bar { 8 } } \ : \mathrm { A P ^ { m k } }$ on the $1 \times$ and $2 \times$ schedules, respectively. Pretrained for 400 epochs, SoCo outperforms all previous pretraining methods designed for either image classification or object detection, achieving $4 \dot { 3 } . 0 \ : \mathrm { A P ^ { b b } } \ : \dot { / } 3 8 . 2 \ : \mathrm { A P ^ { m i } }$ for the $1 \times$ schedule and $4 4 . 0 \mathrm { A P ^ { \bar { b } b } / 3 9 . 0 \mathrm { A P ^ { m k } } }$ for the $2 \times$ schedule. Moreover, we propose an enhanced version named $S o C o ^ { * }$ , which constructs an additional view $V _ { 4 }$ for pretraining. Similar to the construction step of $V _ { 2 }$ , $V _ { 4 }$ is a randomly cropped patch of $V _ { 1 }$ . We resize $V _ { 4 }$ to $1 9 2 \times 1 9 2$ and perform the same forward process as for $V _ { 2 }$ and $V _ { 3 }$ . Compared with SoCo, $\mathrm { S o C o ^ { * } }$ further boosts the performance and obtains an improvement of $+ 0 . 2 \mathrm { \ A P ^ { b b } \ } \bar { / } + 0 . 2$ $\mathbf { A P } ^ { \mathrm { m k } }$ on the $1 \times$ schedule, achieving $\dot { 4 } 3 . 2 \ : \mathrm { A P ^ { b b } } / 3 8 . 4 \ : \mathrm { A P ^ { m k } }$ , and $+ 0 . { \dot { 3 } } \operatorname { A P } ^ { \mathrm { b b } } / + 0 . 6 \operatorname { A P } ^ { \mathrm { m k } }$ on the $2 \times$ schedule, achieving $4 4 . 3 \ : \mathrm { A P ^ { b b } } / 3 9 . \mathsf { \breve { 6 } A P ^ { m k } }$ , respectively. + +Table 2: Comparison with state-of-the-art methods on COCO using Mask R-CNN with R50-C4. + +
MethodsEpoch1× Schedule2× Schedule
ApbbAPAPApmkAPAPPApbbAP8APApmkAPAPP
Scratch-26.444.027.829.346.930.835.654.638.231.451.533.5
Supervised9038.258.241.233.354.735.240.059.943.134.756.536.9
MoCo [4]20038.558.341.633.654.835.640.760.544.135.457.337.6 37.1
SimCLR [9] MoCo v2 [5]200 800- 39.3---139.6 41.259.1 60.942.9 44.634.6 35.855.9 57.738.2
InfoMin 6]58.942.534.355.736.561.245.057.938.3
BYOL[3]200 30039.058.542.034.155.236.341.336.056.837.3
SwAV[7]400------40.360.543.935.136.6
SimSiam [8]200- 39.2- 59.3-11-39.660.142.934.756.6
PixPro[10]40040.559.842.134.456.036.7-----
InsLoc [12]40039.859.644.0 42.9---- 41.8- 61.6--- 58.2- 38.8
34.756.336.945.436.3
SoCo10040.460.443.734.956.837.041.161.044.435.657.538.0
SoCo40040.960.944.335.357.537.342.061.845.636.358.538.8
+ +Table 3: Comparison with state-of-the-art methods on Pascal VOC. Faster R-CNN with R50-C4 is adopted. Table is split to two sub-tables. + +
(a) Sub-table 1.
MethodsEpochAPbbAPAP
Scratch Supervised- 9033.8 53.560.2 81.333.1 58.8
ReSim-C4 [45] PixPro [10] InsLoc [12] DenseCL[11]200 400 400 20058.7 60.2 58.4 58.783.1 83.8 83.0 82.866.3 67.7 65.3 65.2
SoCo SoCo100 40059.1 59.783.4 83.865.6 66.8
+ +(b) Sub-table 2. + +
MethodsEpochApbbAPAP
MoCo[4]20055.981.562.6
SimCLR [9]100056.381.962.5
MoCo v2[5]80057.682.764.4
InfoMin [6]20057.682.764.6
BYOL[3]30051.981.056.5
SwAV[7]40045.177.446.5
SimSiam[8]20057.082.463.7
ReSim-FPN[45]20059.282.965.9
+ +Mask R-CNN with R50-C4 on COCO. To demonstrate the extensibility and flexibility of SoCo, we also evaluate transfer performance using Mask R-CNN with R50-C4 backbone on the COCO benchmark. We report the results of SoCo under 100 epochs and 400 epochs. Table 2 compares the proposed method to previous state-of-the-art methods. Without bells and whistles, SoCo obtains state-of-the-art performance, achieving $4 0 . 9 ~ \mathrm { A P ^ { b b } } / 3 5 . 3 ~ \mathrm { A P ^ { m k } }$ and $4 2 . 0 ~ \mathrm { A P ^ { b b } } / 3 6 . 3 ~ \mathrm { A P ^ { m k } }$ on the COCO $1 \times$ and $2 \times$ schedules, respectively. + +Faster R-CNN with R50-C4 on Pascal VOC. We also evaluate the transfer ability of SoCo on the Pascal VOC benchmark. Following [5], we adopt Faster R-CNN with R50-C4 backbone for transfer learning. Table 3 shows the comparison. SoCo obtains an improvement of $+ 6 . 2 \ \mathrm { A P } ^ { \mathrm { b b } }$ against the supervised pretraining baseline, achieving $5 9 . 7 \mathrm { A P } ^ { \mathrm { b b } }$ for VOC object detection. + +# 4.4 Ablation Study + +To further understand the advantages of SoCo, we conduct a series of ablation studies that examine the effectiveness of object-level contrastive learning, the effects of alignment between pretraining and detection, and different hyper-parameters. For all ablation studies, we use Mask R-CNN with R50-FPN backbone for transfer learning and adopt a 100-epoch SoCo pretraining schedule. Transfer performance is evaluated under the COCO $1 \times$ schedule. For the ablation of each hyper-parameter or component, we fix all other hyper-parameters to the following default settings: view $V _ { 3 }$ with $1 1 2 \times 1 1 2$ resolution, batch size of 2048, momentum coefficient $\tau = 0 . 9 9$ , proposal number $K = 4$ box jitter and scale-aware assignment are used, FPN and R-CNN head are pretrained and transferred, and selective search is used as the proposal generator. + +Table 4: Ablation study on the effectiveness of aligning pretraining to object detection. + +
Whole ImageSelective SearchFPNHeadScale-aware AssignmentBox JitterMulti ViewApbbApmk
38.134.4
40.6 (+2.5)36.8 (+2.4)
40.2 (+2.1)36.2 (+1.8)
广41.2 (+3.1)37.0 (+2.6)
141.6 (+3.5)37.3 (+2.9)
>>>>>>>>>>>1441.7 (+3.6)37.5 (+3.1)
42.3 (+4.2)37.6 (+3.2)
+ +Table 5: Ablation studies on hyper-parameters for the proposed SoCo method. y on image size of view $V _ { 3 }$ . (c) Study on proposal generation and proposal number $K$ + +
Image SizeApbbApmk
9642.137.7
11242.337.6
12842.137.7
16042.037.6
19242.237.8
+ +(b) Study on batch size. + +
Batch SizeAPbbApmk
51241.737.6
102441.937.6
204842.337.6
409641.437.3
+ +(d) Study on momentum coefficient $\tau$ + +
Selective SearchRandomKAPbbApmk
<141.637.3
48642.3 41.637.6
37.4
41.237.0
>>>14841.436.9
NaN NaNNaN NaN
+ +
TAPbbApmk
0.9835.031.7
0.9942.337.6
0.99341.837.6
+ +Effectiveness of Aligning Pretraining to Object Detection. We ablate each component of SoCo step by step to demonstrate the the effectiveness of aligning pretraining to object detection. Table 4 reports the studies. The baseline treats the whole image as an instance, without considering any detection properties or architecture alignment. It obtains $3 8 . 1 \mathrm { \ A P ^ { b b } }$ and $3 4 . 4 \mathrm { A P ^ { m k } }$ . Selective search introduces object-level representations. By leveraging generated object proposals and conducting contrastive learning at the object level, our method obtains an improvement of $+ 2 . 5 \mathrm { \ A P ^ { b b } }$ and $+ 2 . 4$ $\mathbf { A P } ^ { \mathrm { m k } }$ . Next, we further minimize the architectural discrepancy between pretraining and object detection pipeline by introducing FPN and an R-CNN head into the pretraining architecture. We observe that only introducing FPN into pretraining slightly hurt the performance. In contrast, including both FPN and the R-CNN head improves the transfer performance to $4 1 . 2 ~ \mathrm { A P ^ { b b } } ~ / ~ 3 7 . 0$ $\mathbf { A P } ^ { \mathrm { m k } }$ , which verifies the effectiveness of architectural alignment between self-supervised pretraining and downstream tasks. On top of architectural alignment, we further leverage scale-aware assignment which encourages scale-invariant object-level visual representations, and an improvement of $+ 3 . 5$ $\mathsf { A P } ^ { \mathrm { b b } }$ / $+ 2 . 9 \mathrm { \ A P ^ { \mathrm { \bar { m k } } } }$ against the baseline is found. The box jitter strategy slightly elevates performance. Finally, multiple views $( V _ { 3 } )$ further directs SoCo towards learning scale-invariant and translationinvariant representations, and our method achieves $4 2 . 3 \mathrm { \ A P ^ { b b } }$ and $\mathsf { \bar { 3 } 7 . 6 \mathbf { A P } ^ { m k } }$ . + +Ablation Study on Hyper-Parameters. Table 5 examines sensitivity to the hyper-parameters of SoCo. + +Table 5(a) ablates the resolution of view $V _ { 3 }$ . SoCo is found to be insensitive to the image size of $V _ { 3 }$ We use $1 1 2 \times 1 1 2$ as the default resolution due to its slightly better transfer performance and low training computation cost. + +Table 6: Transfer Learning on LVIS dataset using Mask R-CNN with R50-FPN. + +
MethodEpoch1× Schedule2× Schedule
ApbbAPAPAPmkAPAP7Apbb APAPApmkAPAP
Supervised9020.432.921.719.430.620.523.436.924.922.334.723.5
SoCo*40026.341.227.825.038.526.828.343.530.726.941.128.7
+ +Table 7: Transfer learning on RetinaNet and FCOS. + +
MethodEpochApbbAP8AP
Supervised9036.355.338.6
SoCo* 一40038.357.241.2
+ +(b) Transfer to FCOS. + +
MethodEpochApbbAP8AP9
Supervised9036.656.038.8
SoCo*40037.456.339.9
+ +Table 5(b) ablates the training batch size of SoCo. It can be seen that larger or smaller batch sizes hurt the performance. We use a batch size of 2048 by default. + +Table 5(c) ablates the effectiveness of object proposal generation strategies. To demonstrate the superiority of meaningful proposals generated by selective search, we randomly generate $K$ bounding boxes in each of the training images to replace the selective search proposals (namely Random in Table 5(c)). SoCo can still yield satisfactory results using a single random bounding box to learn object-level representations, which is not surprising, since the RoIAlign operation performed on the randomly generated bounding boxes also introduces object-level representation learning. This fact indirectly demonstrates that downstream object detectors can benefit from self-supervised pretraining that involves object-level representations. However, the result is still slightly worse than the case where only one object proposal generated by selective search is used in the pretraining. For the cases where we randomly generate 4 and 8 bounding boxes, the noisy and meaningless proposals cause the pretraining to diverge. From the table, we also find that applying more object proposals $K = 8$ and $K = 1 6$ ) generated by selective search can be harmful. One potential reason is that most of the images in the ImageNet dataset only contain a few objects, so a larger $K$ may create duplicated and redundant proposals. + +Table 5(d) ablates the momentum coefficient $\tau$ of the exponential moving average, and $\tau = 0 . 9 9$ yields the best performance. + +# 4.5 More Experiments + +Transfer Learning on LVIS Dataset. In addition to COCO and PASCAL VOC object detection, we also consider the challenging LVIS v1 dataset [46] to demonstrate the effectiveness and generality of our approach. The LVIS v1 detection benchmark contains 1203 categories in a long-tailed distribution with few training samples. It is considered to be more challenging than the COCO benchmark. We use Mask R-CNN with R50-FPN backbone and follow the standard LVIS $1 \times$ and $2 \times$ training schedules. We do not use any training or post-processing tricks. Table 6 shows the results. We can see that our method achieves $+ 5 . 9 \mathrm { \ A \bar { P } ^ { b b } / + \bar { S } . 6 \mathrm { \ A P ^ { m k } } }$ and $+ 4 . 9 \mathrm { \ A P ^ { b b } / + 4 . 6 \ A P ^ { m k } }$ improvements under the LVIS $1 \times$ and $2 \times$ training schedules, respectively. + +Transfer Learning on Different Object Detectors. In addition to two-stage detectors, we further conduct experiments on RetinaNet [47] and FCOS [48], which are representative works for singlestage detectors and anchor-free detectors. We transfer the weights of backbone and FPN layers learned by $\mathrm { S o C o ^ { * } }$ to RetinaNet and FCOS architectures and follow the standard COCO $1 \times$ schedule. We use MMDetection [49] as code base and default optimization configs are adopted. Table 7 shows the comparison. + +Evaluation on Mini COCO. Transfer to the full COCO dataset may be of limited significance due to the extensive supervision available from its large-scale annotated training data. To further demonstrate the generalization ability of SoCo, we conduct an experiment on a mini version of the COCO dataset, named Mini COCO. Concretely, we randomly select $5 \%$ or $10 \%$ of the training data from COCO train2017 to form Mini COCO benchmarks. Mask-RCNN with R50-FPN backbone is adopted to evaluate the transfer performance on the COCO $1 \times$ schedule. COCO val2017 is still used as the evaluation set. The other settings remain unchanged. Table 8 summarizes the results. Compared with the supervised pretraining baseline which achieves $1 9 . 4 \ : \mathrm { A P ^ { b b } } / \ : 1 8 . 3 \ : \mathrm { A P ^ { m k } }$ and $2 4 . 7 \mathrm { A P } ^ { \mathrm { b b } }$ / 22.9 $\mathbf { A P } ^ { \mathrm { m k } }$ on the $5 \%$ and $10 \%$ Mini COCO benchmarks, SoCo obtains large improvements of $+ 6 . 6$ $\mathsf { A P } ^ { \mathrm { b b } }$ $^ { \mathrm { b } } / { + 4 . 6 } \mathrm { A P ^ { \mathrm { m k } } }$ and $+ 5 . 7$ $\mathsf { A P } ^ { \mathrm { b b } }$ / $+ 3 . 9 \mathrm { A P } ^ { \mathrm { m k } }$ , respectively. $\mathrm { S o C o ^ { * } }$ further boosts performance with improvements of $+ 7 . 4 \mathrm { \ A P ^ { b b } }$ $' + 5 . 5 \ : \mathrm { A P } ^ { \mathrm { m k } }$ and $+ 6 . 4 \mathrm { \ A P ^ { b b } }$ $\mathrm { ^ { \prime } { + } 4 . 7 \ A P ^ { m k } }$ over the supervised pretraining baseline. + +Table 8: Results on Mini COCO $\mathbf { 1 } \times$ schedule. Mask R-CNN with R50-FPN backbone is adopted. + +
MethodsEpochMini COCO (5%)Mini C0CO (10%)
Apbb AP8AP9APmkAPkAPmApbbAP8APApmkAP APP
Supervised9019.436.618.618.333.517.924.743.125.322.940.023.4
SoCo10024.642.225.622.138.822.429.247.731.126.144.427.0
SoCo40026.043.227.522.940.023.430.448.632.526.845.227.9
SoCo*40026.845.028.323.841.424.231.149.933.427.646.428.9
+ +Table 9: Pretraining on non-object-centric dataset. + +
Pretraining datasetEpochApbbAPAPApmkAPAPP
ImageNet10042.362.546.537.659.140.5
ImageNet-subset10036.956.240.133.253.035.6
COCO train set + unlabeled set10037.356.540.633.553.436.0
COCO train set + unlabeled set53040.661.144.436.458.138.7
+ +Pretraining on Non-object-centric Dataset. We use COCO training set and unlabeled set as pretraining data. Since ImageNet is ${ \sim } 5 . 3$ times larger than COCO, we pretrain our method on COCO for 100 epochs and prolonged 530 epochs respectively. Furthermore, we also generate a dataset named ImageNet-Subset which contains the same number of images of COCO to verify the impact of different pretraining datasets. Table 9 shows the results. Compared with the ImageNet pretrained model, the COCO pretrained model under 530 epochs is lower by 1.7 AP, possibly because the scale of COCO is smaller than ImageNet. Compared with the ImageNet-Subset pretrained model, the COCO pretrained model under 100 epochs is $+ 0 . 4$ AP higher, which demonstrates the importance of domain alignment between the pretraining dataset and detection dataset. + +Longer Finetuning. We transfer $\mathrm { { \bf S o C o ^ { * } } }$ to Mask R-CNN with R50-FPN under the COCO $4 \times$ schedule. Table 10 shows the results. Our model continues to improve the performance with the $4 \times$ finetuning schedule, surpassing the supervised baseline by $+ 2 . 6 \ : \mathrm { \bar { A P } ^ { b b } } / + 1 . \bar { 9 } \ : \mathrm { A P ^ { m k } }$ . + +Table 10: Finetuning on COCO $4 \times$ schedule using Mask R-CNN with R50-FPN. + +
MethodEpochAPbbAPb 50APApmkAP 50APP
Supervised9041.961.545.437.758.840.5
SoCo*40044.564.248.839.661.542.4
+ +# 5 Conclusion + +In this paper, we propose a novel object-level self-supervised pretraining method named Selective Object COntrastive learning (SoCo), which aims to align pretraining to object detection. Different from prior image-level contrastive learning methods which treat the whole image as an instance, SoCo treats each object proposal generated by the selective search algorithm as an independent instance, enabling SoCo to learn object-level visual representations. Further alignment is obtained in two ways. One is through network alignment between pretraining and downstream object detection, such that all layers of the detectors can be well-initialized. The other is by accounting for important properties of object detection such as object-level translation invariance and scale invariance. SoCo achieves state-of-the-art transfer performance on COCO detection using a Mask R-CNN detector. 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Mmdetection: Open mmlab detection toolbox and benchmark. arXiv preprint arXiv:1906.07155, 2019. \ No newline at end of file diff --git a/parse/train/8PA2nX9v_r2/8PA2nX9v_r2_content_list.json b/parse/train/8PA2nX9v_r2/8PA2nX9v_r2_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..01c60badfd6f5ac2720814238022461d1a74fff4 --- /dev/null +++ b/parse/train/8PA2nX9v_r2/8PA2nX9v_r2_content_list.json @@ -0,0 +1,1196 @@ +[ + { + "type": "text", + "text": "Aligning Pretraining for Detection via Object-Level Contrastive Learning ", + "text_level": 1, + "bbox": [ + 267, + 122, + 727, + 172 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Fangyun Wei∗ Yue Gao∗ Zhirong Wu Han Hu Stephen Lin ", + "bbox": [ + 205, + 224, + 785, + 241 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Microsoft Research Asia {fawe, yuegao, wuzhiron, hanhu, stevelin}@microsoft.com ", + "bbox": [ + 264, + 247, + 736, + 275 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract ", + "text_level": 1, + "bbox": [ + 462, + 310, + 535, + 327 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Image-level contrastive representation learning has proven to be highly effective as a generic model for transfer learning. Such generality for transfer learning, however, sacrifices specificity if we are interested in a certain downstream task. We argue that this could be sub-optimal and thus advocate a design principle which encourages alignment between the self-supervised pretext task and the downstream task. In this paper, we follow this principle with a pretraining method specifically designed for the task of object detection. We attain alignment in the following three aspects: 1) object-level representations are introduced via selective search bounding boxes as object proposals; 2) the pretraining network architecture incorporates the same dedicated modules used in the detection pipeline (e.g. FPN); 3) the pretraining is equipped with object detection properties such as object-level translation invariance and scale invariance. Our method, called Selective Object COntrastive learning (SoCo), achieves state-of-the-art results for transfer performance on COCO detection using a Mask R-CNN framework. Code is available at https://github.com/hologerry/SoCo. ", + "bbox": [ + 233, + 342, + 766, + 549 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction ", + "text_level": 1, + "bbox": [ + 174, + 574, + 310, + 590 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Pretraining and finetuning has been the dominant paradigm of training deep neural networks in computer vision. Downstream tasks usually leverage pretrained weights learned on large labeled datasets such as ImageNet [1] for initialization. As a result, supervised ImageNet pretraining has been prevalent throughout the field. Recently, self-supervised pretraining [2, 3, 4, 5, 6, 7, 8, 9] has achieved considerable progress and alleviated the dependency on labeled data. These methods aim to learn generic visual representations for various downstream tasks by means of image-level pretext tasks, such as instance discrimination. Some recent works [10, 11, 12, 13] observe that the image-level representations are sub-optimal for dense prediction tasks such as object detection and semantic segmentation. A potential reason is that image-level pretraining may overfit to holistic representations and fail to learn properties that are important outside of image classification. ", + "bbox": [ + 174, + 602, + 825, + 741 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The goal of this work is to develop self-supervised pretraining that is aligned to object detection. In object detection, bounding boxes are widely adopted as the representation for objects. Translation and scale invariance for object detection are reflected by the location and size of the bounding boxes. An obvious representation gap exists between image-level pretraining and the object-level bounding boxes of object detection. ", + "bbox": [ + 174, + 747, + 825, + 815 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Motivated by this, we present an object-level self-supervised pretraining framework, called Selective Object COntrastive learning (SoCo), specifically for the downstream task of object detection. To introduce object-level representations into pretraining, SoCo utilizes off-the-shelf selective search [14] to generate object proposals. Different from prior image-level contrastive learning methods which treat the whole image as an instance, SoCo treats each object proposal in the image as an independent instance. This enables us to design a new pretext task for learning object-level visual representations with properties that are compatible with object detection. Specifically, SoCo constructs object-level views where the scales and locations of the same object instance are augmented. Contrastive learning follows to maximize the similarity of the object across augmented views. ", + "bbox": [ + 174, + 821, + 823, + 878 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 92, + 825, + 160 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The introduction of the object-level representation also allows us to further bridge the gap in network architecture between pretraining and finetuning. Object detection often involves dedicated modules, e.g., feature pyramid network (FPN) [15], and special-purpose sub-networks, e.g., R-CNN head [16, 17]. In contrast to image-level contrastive learning methods where only feature backbones are pretrained and transferred, SoCo performs pretraining over all the network modules used in detectors. As a result, all layers of the detectors can be well-initialized. ", + "bbox": [ + 173, + 166, + 825, + 250 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Experimentally, the proposed SoCo achieves state-of-the-art transfer performance from ImageNet to COCO. Concretely, by using Mask R-CNN with an R50-FPN backbone, it obtains $4 3 . 2 \\ : \\mathrm { A P ^ { \\tilde { b } b } } / 3 8 . 4$ $\\mathbf { A P } ^ { \\mathrm { m k } }$ on COCO with a $1 \\times$ schedule, which are $+ 4 . 3 \\ \\mathrm { A P } ^ { \\mathrm { b b } }$ $/ + 3 . 0 \\mathrm { \\ A P ^ { m k } }$ better than the supervised pretraining baseline, and $4 4 . 3 \\ : \\mathrm { A P ^ { b b } } / 3 9 . 6 \\ : \\mathrm { A P ^ { m k } }$ on COCO with a $2 \\times$ schedule, which are $+ \\dot { 3 } . 0 \\mathrm { A P ^ { b b } }$ $\\bar { / } + 2 . 3 \\ \\mathrm { A P ^ { \\mathrm { i n k } } }$ better than the supervised pretraining baseline. When transferred to Mask R-CNN with an R50-C4 backbone, it achieves $4 0 . 9 \\ : \\mathrm { \\dot { A } P ^ { b b } } / 3 5 . 3 \\ : \\mathrm { A P ^ { m k } }$ and $4 2 . 0 \\mathrm { A P ^ { b b } } / 3 6 . 3 \\mathrm { A P ^ { m k } }$ on the $1 \\times$ and $2 \\times$ schedule, respectively. ", + "bbox": [ + 173, + 256, + 825, + 353 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 Related Work ", + "text_level": 1, + "bbox": [ + 174, + 367, + 321, + 383 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Unsupervised feature learning has a long history in training deep neural networks. Auto-encoders [18] and Deep Boltzmann Machines [19] learn layers of representations by reconstructing image pixels. Unsupervised pretraining is often used as a method for initialization, which is followed by supervised training on the same dataset such as handwritten digits for classification. ", + "bbox": [ + 174, + 392, + 825, + 448 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Recent advances in unsupervised learning, especially self-supervised learning, tend to formulate the problem in a transfer learning scenario, where pretraining and finetuning are trained on different datasets with different purposes. Pretext tasks such as colorization [20], context prediction [21], inpainting [22] and rotation prediction [23] force the network to learn semantic information in order to solve the pretext tasks. Contrastive methods based on the instance discrimination pretext task [2] learn to map augmented views of the same instance to similar embeddings. Such approaches [24, 4, 5, 9, 25, 26] have shown strong transfer ability for a number of downstream tasks, sometimes even outperforming the supervised counterpart by large margins [4]. ", + "bbox": [ + 174, + 454, + 825, + 565 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "With new technical innovations such as learning clustering assignments [7], large-scale contrastive learning has been successfully applied on non-curated data sets [27, 28]. While the linear evaluation result on ImageNet classification has improved significantly [3], the progress on transfer performance for dense prediction tasks has been limited. Due to this, a growing number of works investigate pretraining specifically for object detection and semantic segmentation. The idea is to shift imagelevel representations to pixel-level or region-level representations. VADer [29], PixPro [10] and DenseCL [11] propose to learn pixel-level representations by matching point features of the same physical location under different views. InsLoc [12] learns to match region-level features from composited imagery. DetCon [13] additionally uses the bottom-up segmentation of MCG [30] for supervising intra-segment pixel variations. UP-DETR [31] proposes a pretext task named random query patch detection to pretrain DETR detector. Self-EMD [32] explores self-supervised representation learning for object detection without using Imagenet images. ", + "bbox": [ + 174, + 571, + 825, + 738 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Our work is also motivated and inspired by object detection methods which advocate architectures and training schemes invariant to translation and scale transformations [15, 33]. We find that incorporating them in the pretraining stage also benefits object detection, which has largely been overlooked in previous self-supervised learning works. ", + "bbox": [ + 174, + 743, + 825, + 799 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "3 Method ", + "text_level": 1, + "bbox": [ + 174, + 816, + 271, + 833 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We introduce a new contrastive learning method which maximizes the similarity of object-level features representing different augmentations of the same object. Meanwhile, we introduce architectural alignment and important properties of object detection into pretraining when designing the objectlevel pretext task. We use an example where transfer learning is performed on Mask-RCNN with a R50-FPN backbone to illustrate the core design principles. To further demonstrate the extensibility and flexibility of our method, we also apply SoCo on a R50-C4 structure. In this section, we first present an overview of the proposed SoCo in Section 3.1. Then we describe the process of object proposal generation and view construction in Section 3.2. Finally, the object-level contrastive learning and our design principles are introduced in Section 3.3. ", + "bbox": [ + 174, + 842, + 825, + 911 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/efaee5b665f9402b9b8037f66209a95b7629f8b34d3536f5f212eadf82a062d0.jpg", + "image_caption": [ + "Figure 1: Overview of SoCo. SoCo utilizes selective search to generate a set of object proposals for each raw image. $K$ proposals are randomly selected in each training step. We construct three views $\\left\\{ V _ { 1 } , V _ { 2 } , V _ { 3 } \\right\\}$ where the scales and locations of the same object are different. We adopt a backbone with FPN to encode image-level features and RoIAlign to extract object-level features. Object proposals are assigned to different pyramid levels according to their image areas. Contrastive learning is performed at the object level to learn translation-invariant and scale-invariant representations. The target network is updated by an exponential moving average of the online network. " + ], + "image_footnote": [], + "bbox": [ + 183, + 92, + 815, + 273 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 411, + 825, + 467 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3.1 Overview ", + "text_level": 1, + "bbox": [ + 174, + 486, + 279, + 500 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Figure 1 displays an overview of SoCo. SoCo aims to align pretraining to object detection in two aspects: 1) network architecture alignment between pretraining and object detection; 2) introducing central properties of detection. Concretely, besides pretraining a backbone as done in existing selfsupervised contrastive learning methods, SoCo also pretrains all the network modules used in an object detector, such as FPN and the head in the Mask R-CNN framework. As a result, all layers of the detector can be well-initialized. Furthermore, SoCo strives to learn object-level representations which are not only meaningful, but also invariant to translation and scale. To achieve this, it encourages diversity of scales and locations of objects by constructing multiple augmented views and applying a scale-aware assignment strategy for different levels of a feature pyramid. Finally, object-level contrastive learning is applied to maximize the feature similarity of the same object across augmented views. ", + "bbox": [ + 173, + 511, + 825, + 662 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3.2 Data Preprocessing ", + "text_level": 1, + "bbox": [ + 174, + 683, + 348, + 698 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Object Proposal Generation. Inspired by R-CNN [34] and Fast R-CNN [35], we use selective search [14], an unsupervised object proposal generation algorithm which takes into account color similarity, texture similarity, size of region and fit between regions, to generate a set of object proposals for each of the raw images. We represent each object proposal as a bounding box $b \\overset { \\cdot } { = } \\{ x , y , w , h \\}$ , where $( x , y )$ denotes the coordinates of the bounding box center, and $w$ and $h$ are the corresponding width and height, respectively. We keep only the proposals that satisfy the following requirements:√ √ 1) $1 / 3 \\leq w / h \\leq 3 ;$ 2) $0 . 3 \\leq \\dot { \\sqrt { w h } } / \\sqrt { W H } \\leq 0 . 8$ , where $W$ and $H$ denote width and height of the input image. The object proposal generation step is performed offline. In each training iteration, we randomly select $K$ proposals for each input image. ", + "bbox": [ + 173, + 708, + 825, + 835 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "View Construction. Three views, namely $V _ { 1 }$ , $V _ { 2 }$ and $V _ { 3 }$ , are used in SoCo. The input image is resized to $2 2 4 \\times 2 2 4$ to obtain $V _ { 1 }$ . Then we apply a random crop with a scale range of [0.5, 1.0] on $V _ { 1 }$ in generating $V _ { 2 }$ . $V _ { 2 }$ is then resized to the same size as $V _ { 1 }$ and object proposals outside of $V _ { 2 }$ are dropped. Next, we downsample $V _ { 2 }$ to a fixed size (e.g. $1 1 2 \\times 1 1 2 ,$ ) to produce $V _ { 3 }$ . In all of these cases, the bounding boxes transformed according to the cropping and resizing of the RGB images (see Figure 1, Data Preprocessing). Finally, each view is randomly and independently augmented. We adopt the augmentation pipeline of BYOL [3] but discard the random crop augmentation since spatial transformation is already applied on all three views. Notice that the scale and location of the same object proposal are different across the augmented views, which enables the model to learn translation-invariant and scale-invariant object-level representations. ", + "bbox": [ + 174, + 842, + 823, + 911 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 90, + 825, + 161 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Box Jitter. To further encourage variance of scales and locations of object proposals across views, we adopt a box jitter strategy on the generated proposals as an object-level data augmentation. Specifically, given an object proposal $\\boldsymbol { b } = \\{ x , y , w , h \\}$ , we randomly generate a jittered box $\\hat { b } =$ $\\{ \\hat { x } , \\hat { y } , \\hat { w } , \\hat { h } \\}$ as follows: 1) $\\hat { x } = x + r \\cdot w$ ; 2) ${ \\hat { y } } = y + r \\cdot h ;$ 3) $\\boldsymbol { \\hat { w } } = \\boldsymbol { w } + \\boldsymbol { r } \\cdot \\boldsymbol { w } ;$ 4) $\\hat { h } = h + r \\cdot h$ , where $r \\in [ - 0 . 1 , 0 . 1 ]$ . The box jitter is randomly applied on each proposal with a probability of 0.5. ", + "bbox": [ + 173, + 166, + 826, + 243 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.3 Object-Level Contrastive Learning ", + "text_level": 1, + "bbox": [ + 176, + 256, + 457, + 272 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The goal of SoCo is to align pretraining to object detection. Here, we use the representative framework Mask R-CNN [17] with feature pyramid network (FPN) [15] to demonstrate our key design principles. The alignment mainly involves aligning the pretraining architecture with that of object detection and integrating important object detection properties such as object-level translation invariance and scale invariance into the pretraining. ", + "bbox": [ + 173, + 281, + 825, + 353 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Aligning Pretraining Architecture to Object Detection. Following Mask R-CNN, we use a backbone with FPN as the image-level feature extractor $f ^ { I }$ . We denote the output of FPN as $\\{ P _ { 2 } , P _ { 3 } , P _ { 4 } , P _ { 5 } \\}$ with a stride of $\\{ 4 , 8 , 1 6 , 3 2 \\}$ . Here, we do not use $P _ { 6 }$ due to its low resolution. With the bounding box representation $b$ , RoIAlign [17] is applied to extract the foreground feature from the corresponding scale level. For further architectural alignment, we additionally introduce an R-CNN head $f ^ { H }$ into pretraining. The object-level feature representation $h$ of bounding box $b$ is extracted from an image view $V$ as: ", + "bbox": [ + 173, + 358, + 825, + 455 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/f89f439cb0cb0c8b584fa9ae97629ead84fd676837476610335e5c3ee3a888a7.jpg", + "text": "$$\nh = f ^ { H } ( \\mathrm { R o I A l i g n } ( f ^ { I } ( V ) , b ) ) .\n$$", + "text_format": "latex", + "bbox": [ + 395, + 459, + 602, + 478 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "SoCo uses two neural networks to learn, namely an online network and a target network. The online network and the target network share the same architecture but with different sets of weights. Concretely, the target network weights $f _ { \\xi } ^ { I } , f _ { \\xi } ^ { H }$ are the exponential moving average (EMA) with the momentum coefficient $\\tau$ of the online parameters $f _ { \\theta } ^ { I }$ and $f _ { \\theta } ^ { H }$ . Denote the set of object proposals $\\{ b _ { i } \\}$ considered in the image. Let $h _ { i }$ be the object-level representation of proposal $b _ { i }$ in view $V _ { 1 }$ , and $h _ { i } ^ { \\prime } , h _ { i } ^ { \\prime \\prime }$ be the representation of $b _ { i }$ in view $V _ { 2 } , V _ { 3 }$ . They are extracted using the online network and the target network respectively, ", + "bbox": [ + 173, + 488, + 825, + 590 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/c688553915821526c28fc2e2fefc38fbb71711b15b63a576895bf2c93e78016c.jpg", + "text": "$$\nh _ { i } = f _ { \\theta } ^ { H } \\big ( \\mathrm { R o I A l i g n } \\big ( f _ { \\theta } ^ { I } ( V _ { 1 } ) , b _ { i } \\big ) \\big ) ,\n$$", + "text_format": "latex", + "bbox": [ + 387, + 593, + 607, + 613 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/c4ef01395a0fffe3d6f6763ceb5958bffe97fd344afd6dcb7dfb4da4e3ca8a25.jpg", + "text": "$$\nh _ { i } ^ { \\prime } = f _ { \\xi } ^ { H } ( \\mathrm { R o I A l i g n } ( f _ { \\xi } ^ { I } ( V _ { 2 } ) , b _ { i } ) ) , \\quad h _ { i } ^ { \\prime \\prime } = f _ { \\xi } ^ { H } ( \\mathrm { R o I A l i g n } ( f _ { \\xi } ^ { I } ( V _ { 3 } ) , b _ { i } ) ) .\n$$", + "text_format": "latex", + "bbox": [ + 269, + 627, + 727, + 647 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We follow BYOL [3] for learning contrastive representations. The online network is appended with a projector $g _ { \\theta }$ , and a predictor $q _ { \\theta }$ for obtaining latent embeddings. Both $g _ { \\theta }$ and $q _ { \\theta }$ are two-layer MLPs. The target network is only appended with the projector $g _ { \\xi }$ for avoiding trivial solutions. We use $v _ { i }$ , $\\boldsymbol { v } _ { i } ^ { \\prime }$ and $v _ { i } ^ { \\prime \\prime }$ to denote the latent embeddings of object-level representations $\\{ h _ { i } , h _ { i } ^ { \\prime } , h _ { i } ^ { \\prime \\prime } \\}$ , respectively: ", + "bbox": [ + 173, + 654, + 826, + 710 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/caab9fcc3be4167cce8738b81ac7f5a8c5ffa9c2cb0eb203541ac8c8d08cf0e5.jpg", + "text": "$$\nv _ { i } = q _ { \\theta } ( g _ { \\theta } ( h _ { i } ) ) , \\quad v _ { i } ^ { \\prime } = g _ { \\xi } ( h _ { i } ^ { \\prime } ) , \\quad v _ { i } ^ { \\prime \\prime } = g _ { \\xi } ( h _ { i } ^ { \\prime \\prime } ) .\n$$", + "text_format": "latex", + "bbox": [ + 338, + 713, + 660, + 732 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The contrastive loss for the $i$ -th object proposal is defined as: ", + "bbox": [ + 173, + 742, + 575, + 757 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/83f8a071040b7b71fbdddbc749640d6768c6abbd1230bbea363bc38bb232b24f.jpg", + "text": "$$\n\\mathcal { L } _ { i } = - 2 \\cdot \\frac { \\langle v _ { i } , v _ { i } ^ { \\prime } \\rangle } { \\left. v _ { i } \\right. _ { 2 } \\cdot \\left. v _ { i } ^ { \\prime } \\right. _ { 2 } } - 2 \\cdot \\frac { \\langle v _ { i } , v _ { i } ^ { \\prime \\prime } \\rangle } { \\left. v _ { i } \\right. _ { 2 } \\cdot \\left. v _ { i } ^ { \\prime \\prime } \\right. _ { 2 } } .\n$$", + "text_format": "latex", + "bbox": [ + 348, + 761, + 650, + 796 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Then we can formulate the overall loss function for each image as: ", + "bbox": [ + 174, + 799, + 611, + 814 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/77fabf55e998da79083346da6be0c49b2f411147f634ab3633116d6062a30442.jpg", + "text": "$$\n\\mathcal { L } = \\frac { 1 } { K } \\sum _ { i = 1 } ^ { K } \\mathcal { L } _ { i } ,\n$$", + "text_format": "latex", + "bbox": [ + 446, + 818, + 550, + 861 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $K$ is the number of object proposals. We symmetrize the loss $\\mathcal { L }$ in Eq. 6 by separately feeding $V _ { 1 }$ to the target network and $\\{ V _ { 2 } , V _ { 3 } \\}$ to the online network to compute $\\widetilde { \\mathcal { L } }$ . At each training iteration, we perform a stochastic optimization step to minimize $\\mathcal { L } ^ { \\mathrm { S o C o } } = \\mathcal { L } + \\widetilde { \\mathcal { L } }$ . ", + "bbox": [ + 174, + 863, + 825, + 911 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Scale-Aware Assignment. Mask R-CNN with FPN uses the IoU between anchors and ground-truth boxes to determine positive samples. It defines anchors to have areas of $\\{ 3 2 ^ { 2 } , 6 4 ^ { 2 } , \\overline { { { 1 2 8 ^ { 2 } } } } , 2 5 6 ^ { 2 } \\}$ pixels on $\\{ P _ { 2 } , P _ { 3 } , \\bar { P } _ { 4 } , P _ { 5 } \\}$ , respectively, which means ground-truth boxes of scale within a range are assigned to a specific pyramid level. Inspired by this, we propose a scale-aware assignment strategy, which greatly encourages the pretraining model to learn object-level scaleinvariant representations. Concretely, we assign object proposals of area within a range of $\\left\\{ 0 - 4 8 ^ { 2 } , 4 \\dot { 9 } ^ { 2 } - 9 6 ^ { 2 } , 9 7 ^ { 2 } - 1 9 2 ^ { 2 } , 1 9 \\dot { 3 } ^ { 2 } - 2 2 4 ^ { 2 } \\right\\}$ pixels to $\\{ P _ { 2 } , P _ { 3 } , P _ { 4 } , P _ { 5 } \\}$ , respectively. Notice that the maximum proposal size is $2 2 4 \\times 2 2 4$ since all of the views are resized to a fixed resolution smaller than 224. The advantage is that the same object proposals at different scales are encouraged to learn consistent representations through contrastive learning. As a result, SoCo learns object-level scale-invariant visual representations, which is important for object detection. ", + "bbox": [ + 174, + 90, + 825, + 243 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Introducing Properties of Detection to Pretraining. Here, we discuss how SoCo promotes important properties of object detection in the pretraining. Object detection uses tight bounding boxes to represent objects. To introduce object-level representations, SoCo generates object proposals by selective search. Translation invariance and scale invariance at the object level are regarded as the most important properties for object detection, i.e., feature representations of objects belonging to same category should be insensitive to scale and location. Recall that $V _ { 2 }$ is a randomly cropped patch of $V _ { 1 }$ . Random cropping introduces box shift and thus contrastive learning between $V _ { 1 }$ and $V _ { 2 }$ encourages the pretraining model to learn location-invariant representations. $V _ { 3 }$ is generated by downsampling $V _ { 2 }$ , which results in a scale augmentation of object proposals. With our scale-aware assignment strategy, the contrastive loss between $V _ { 1 }$ and $V _ { 3 }$ guides the pretraining towards learning scale-invariant visual representations. ", + "bbox": [ + 174, + 250, + 825, + 401 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Extending to Other Object Detectors. SoCo can be easily extended to align to other detectors besides Mask R-CNN with FPN. Here, we apply SoCo to Mask R-CNN with a C4 structure, which is a popular non-FPN detection framework. The modification is three-fold: 1) for all object proposals, RoIAlign is performed on $C _ { 4 }$ ; 2) the R-CNN head is replaced by the entire 5-th residual block; 3) view $V _ { 3 }$ is discarded and the remaining $V _ { 1 }$ and $V _ { 2 }$ are kept for object-level contrastive learning. Experiments and comparisons with state-of-the-art methods in Section 4.3 demonstrate the extensibility and flexibility of SoCo. ", + "bbox": [ + 174, + 409, + 825, + 505 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 Experiments ", + "text_level": 1, + "bbox": [ + 174, + 527, + 312, + 545 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.1 Pretraining Settings ", + "text_level": 1, + "bbox": [ + 176, + 560, + 352, + 575 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Architecture. Through the introduction of object proposals, the architectural discrepancy is reduced between pretraining and downstream detection finetuning. Mask R-CNN [17] is a commonly adopted framework to evaluate transfer performance. To demonstrate the extensibility and flexibility of SoCo, we provide details of SoCo alignment for the detection architectures R50-FPN and R50- C4. SoCo-R50-FPN: ResNet-50 [36] with FPN [15] is used as the image-level feature encoder. RoIAlign [17] is then used to extract RoI features on feature maps $\\{ P _ { 2 } , P _ { 3 } , P _ { 4 } , P _ { 5 } \\}$ with a stride of $\\{ 4 , 8 , 1 6 , 3 2 \\}$ . According to the image areas of object proposals, each RoI feature is then transformed to an object-level representation by the head network as in Mask R-CNN. SoCo-R50-C4: on the standard ResNet-50 architecture, we insert the RoI operation on the output of the 4-th residual block. The entire 5-th residual block is treated as the head network to encode object-level features. Both the projection network and prediction network are 2-layer MLPs which consist of a linear layer with output size 4096 followed by batch normalization [37], rectified linear units (ReLU) [38], and a final linear layer with output dimension 256. ", + "bbox": [ + 173, + 587, + 825, + 766 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Dataset. We adopt the widely used ImageNet [1] which consists of ${ \\sim } 1 . 2 8$ million images for self-supervised pretraining. ", + "bbox": [ + 174, + 772, + 821, + 801 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Data Augmentation. Once all views are constructed, we employ the data augmentation pipeline of BYOL [3]. Specifically, we apply random horizontal flip, color distortion, Gaussian blur, grayscaling, and the solarization operation. We remove the random crop augmentation since spatial transformations have already been applied on all views. ", + "bbox": [ + 174, + 808, + 825, + 863 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Optimization. We use a 100-epoch training schedule in all the ablation studies and report the results of 100-epochs and 400-epochs in the comparisons with state-of-the-art methods. We use the LARS optimizer [39] with a cosine decay learning rate schedule [40] and a warm-up period of 10 epochs. ", + "bbox": [ + 176, + 869, + 825, + 911 + ], + "page_idx": 4 + }, + { + "type": "table", + "img_path": "images/99353c7882d37d1e72337631eccb64ac26aa9dd0781aea4049c29be504f063cd.jpg", + "table_caption": [ + "Table 1: Comparison with state-of-the-art methods on COCO by using Mask R-CNN with R50-FPN. " + ], + "table_footnote": [], + "table_body": "
MethodsEpoch1× Schedule2× Schedule
ApbbAPAPApmkAPAPApbbAP APApmkAPAP
Scratch-31.049.533.228.546.830.438.457.542.034.754.837.2
Supervised9038.959.642.735.456.538.141.361.345.037.358.340.3
MoCo[4]20038.558.942.035.155.937.740.861.644.736.958.439.7
MoCo v2[5]20040.460.244.236.457.238.941.761.645.637.658.740.5
InfoMin [6]20040.660.644.636.757.739.442.562.746.838.459.741.4
BYOL[3]30040.461.644.137.258.839.842.362.646.238.359.641.1
SwAV[7]400------42.362.846.338.260.041.0
ReSim-FPNT [45]20039.860.243.536.057.138.641.461.945.437.559.140.3
PixPro[10]40041.461.645.41-1----1-
InsLoc [12]40042.062.345.837.659.040.543.363.647.338.860.941.7
DenseCL[11]20040.359.944.336.457.039.241.261.945.137.358.940.1
DetCons [13]100041.8137.4-42.91-38.1
DetConB [13]100042.7-38.2143.41-38.7-
SoCo10042.362.546.537.659.140.543.263.347.338.860.641.9
SoCo40043.063.347.138.260.241.044.064.048.439.061.341.7
SoCo*40043.263.547.438.460.241.444.364.648.939.661.842.5
", + "bbox": [ + 173, + 111, + 825, + 324 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The base learning rate $l r _ { \\mathrm { b a s e } }$ is set to 1.0 and is scaled linearly [41] with the batch size $\\mathit { l r } = { l r } _ { \\mathrm { b a s e } } \\times$ BatchSize/256). The weight decay is set to $1 . 0 \\times \\mathrm { e } ^ { - 5 }$ . The total batch size is set to 2048 over 16 Nvidia V100 GPUs. For the update of the target network, following [3], the momentum coefficient $\\tau$ starts from 0.99 and is increased to 1 during training. Synchronized batch normalization is enabled. ", + "bbox": [ + 174, + 352, + 825, + 409 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.2 Transfer Learning Settings ", + "text_level": 1, + "bbox": [ + 174, + 426, + 401, + 440 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "COCO [42] and Pascal VOC [43] datasets are used for transfer learning. Detectron2 [44] is used as the code base. ", + "bbox": [ + 173, + 452, + 823, + 481 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "COCO Object Detection and Instance Segmentation. We use the COCO train2017 set which contains ${ \\sim } 1 1 8 \\mathrm { k }$ images with bounding box and instance segmentation annotations in 80 object categories. Transfer performance is evaluated on the COCO val2017 set. We adopt the Mask R-CNN detector [17] withfor object detection, and 5, andand 50-C4 backbones. We reportfor instance segmentation. $\\mathsf { A P } ^ { \\mathrm { b b } }$ ,e $\\mathrm { A \\hat { P } _ { 5 0 } ^ { b b } }$ andhe r $\\mathsf { A P } _ { 7 5 } ^ { \\mathsf { b b } }$ $\\mathbf { A P } ^ { \\mathrm { m k } }$ $\\mathbf { A P } _ { 5 0 } ^ { \\mathrm { m k } }$ $\\mathbf { A P } _ { 7 5 } ^ { \\mathrm { m k } }$ \nunder the COCO $1 \\times$ and $2 \\times$ schedules in comparisons with state-of-the-art methods. All ablation studies are conducted on the COCO $1 \\times$ schedule. ", + "bbox": [ + 174, + 487, + 825, + 585 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Pascal VOC Object Detection. We use the Pascal VOC trainval $0 7 + 1 2$ set which contains ${ \\sim } 1 6 . 5 \\mathrm { k }$ images with bounding box annotations in 20 object categories as the training set. Transfer performance is evaluated on the Pascal VOC test2007 set. We report the results of $\\mathsf { A P } ^ { \\mathrm { b b } }$ , $\\mathsf { A P } _ { 5 0 } ^ { \\mathrm { b b } }$ and $\\mathsf { A P } _ { 7 5 } ^ { \\mathrm { b b } }$ for object detection. ", + "bbox": [ + 174, + 592, + 825, + 647 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Optimization. All the pretrained weights except for projection and prediction are loaded into the object detection network for transfer. Following [5], synchronized batch normalization is used across all layers including the newly initialized batch normalization layers in finetuning. For both the COCO and Pascal VOC datasets, we finetune with stochastic gradient descent and a batch size of 16 split across 8 GPUs. For COCO transfer, we use a weight decay of $2 . 5 \\times \\mathrm { e } ^ { - 5 }$ , and a base learning rate of 0.02 that increases linearly for the first 1000 iterations and drops twice by a factor of 10, after $\\frac { 2 } { 3 }$ and $\\frac { 8 } { 9 }$ of the total training time. For Pascal VOC transfer, the weight decay is $1 . 0 \\times \\mathrm { e } ^ { - 4 }$ , and the base learning rate is set to 0.02 and divided by 10 at $\\textstyle { \\frac { 3 } { 4 } }$ and $\\textstyle { \\frac { 1 1 } { 1 2 } }$ of the total training time. ", + "bbox": [ + 173, + 654, + 825, + 771 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.3 Comparison with State-of-the-Art Methods ", + "text_level": 1, + "bbox": [ + 174, + 787, + 514, + 803 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Mask R-CNN with R50-FPN on COCO. Table 1 shows the transfer results for Mask R-CNN with R50-FPN backbone. We compare SoCo with the state-of-the-art unsupervised pretraining methods on the COCO $1 \\times$ and $2 \\times$ schedules. We report our results under 100 epochs and 400 epochs of pretraining. On the 100-epoch training schedule, SoCo achieves $4 2 . 3 \\mathrm { \\ A p ^ { b b } / 3 7 . 6 \\ A P ^ { m k } }$ and $4 3 . 2 \\ : \\dot { \\mathrm { A P ^ { b b } } } / \\ : 3 8 . { \\bar { 8 } } \\ : \\mathrm { A P ^ { m k } }$ on the $1 \\times$ and $2 \\times$ schedules, respectively. Pretrained for 400 epochs, SoCo outperforms all previous pretraining methods designed for either image classification or object detection, achieving $4 \\dot { 3 } . 0 \\ : \\mathrm { A P ^ { b b } } \\ : \\dot { / } 3 8 . 2 \\ : \\mathrm { A P ^ { m i } }$ for the $1 \\times$ schedule and $4 4 . 0 \\mathrm { A P ^ { \\bar { b } b } / 3 9 . 0 \\mathrm { A P ^ { m k } } }$ for the $2 \\times$ schedule. Moreover, we propose an enhanced version named $S o C o ^ { * }$ , which constructs an additional view $V _ { 4 }$ for pretraining. Similar to the construction step of $V _ { 2 }$ , $V _ { 4 }$ is a randomly cropped patch of $V _ { 1 }$ . We resize $V _ { 4 }$ to $1 9 2 \\times 1 9 2$ and perform the same forward process as for $V _ { 2 }$ and $V _ { 3 }$ . Compared with SoCo, $\\mathrm { S o C o ^ { * } }$ further boosts the performance and obtains an improvement of $+ 0 . 2 \\mathrm { \\ A P ^ { b b } \\ } \\bar { / } + 0 . 2$ $\\mathbf { A P } ^ { \\mathrm { m k } }$ on the $1 \\times$ schedule, achieving $\\dot { 4 } 3 . 2 \\ : \\mathrm { A P ^ { b b } } / 3 8 . 4 \\ : \\mathrm { A P ^ { m k } }$ , and $+ 0 . { \\dot { 3 } } \\operatorname { A P } ^ { \\mathrm { b b } } / + 0 . 6 \\operatorname { A P } ^ { \\mathrm { m k } }$ on the $2 \\times$ schedule, achieving $4 4 . 3 \\ : \\mathrm { A P ^ { b b } } / 3 9 . \\mathsf { \\breve { 6 } A P ^ { m k } }$ , respectively. ", + "bbox": [ + 174, + 814, + 825, + 911 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/f3c79168bc1219600c1425129d40d2ad19c5df24d0a45f30191dcb6477a211ef.jpg", + "table_caption": [ + "Table 2: Comparison with state-of-the-art methods on COCO using Mask R-CNN with R50-C4. " + ], + "table_footnote": [], + "table_body": "
MethodsEpoch1× Schedule2× Schedule
ApbbAPAPApmkAPAPPApbbAP8APApmkAPAPP
Scratch-26.444.027.829.346.930.835.654.638.231.451.533.5
Supervised9038.258.241.233.354.735.240.059.943.134.756.536.9
MoCo [4]20038.558.341.633.654.835.640.760.544.135.457.337.6 37.1
SimCLR [9] MoCo v2 [5]200 800- 39.3---139.6 41.259.1 60.942.9 44.634.6 35.855.9 57.738.2
InfoMin 6]58.942.534.355.736.561.245.057.938.3
BYOL[3]200 30039.058.542.034.155.236.341.336.056.837.3
SwAV[7]400------40.360.543.935.136.6
SimSiam [8]200- 39.2- 59.3-11-39.660.142.934.756.6
PixPro[10]40040.559.842.134.456.036.7-----
InsLoc [12]40039.859.644.0 42.9---- 41.8- 61.6--- 58.2- 38.8
34.756.336.945.436.3
SoCo10040.460.443.734.956.837.041.161.044.435.657.538.0
SoCo40040.960.944.335.357.537.342.061.845.636.358.538.8
", + "bbox": [ + 173, + 111, + 825, + 299 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/ea2a893cc0304e2d6654cdfc1c0617449055ca5445f110c17ab0613d307accac.jpg", + "table_caption": [ + "Table 3: Comparison with state-of-the-art methods on Pascal VOC. Faster R-CNN with R50-C4 is adopted. Table is split to two sub-tables. " + ], + "table_footnote": [], + "table_body": "
(a) Sub-table 1.
MethodsEpochAPbbAPAP
Scratch Supervised- 9033.8 53.560.2 81.333.1 58.8
ReSim-C4 [45] PixPro [10] InsLoc [12] DenseCL[11]200 400 400 20058.7 60.2 58.4 58.783.1 83.8 83.0 82.866.3 67.7 65.3 65.2
SoCo SoCo100 40059.1 59.783.4 83.865.6 66.8
", + "bbox": [ + 173, + 347, + 485, + 502 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/936d9d1ecb32da921c24e0a110561bcb83ff3d6172134e8e70d462836164b548.jpg", + "table_caption": [ + "(b) Sub-table 2. " + ], + "table_footnote": [], + "table_body": "
MethodsEpochApbbAPAP
MoCo[4]20055.981.562.6
SimCLR [9]100056.381.962.5
MoCo v2[5]80057.682.764.4
InfoMin [6]20057.682.764.6
BYOL[3]30051.981.056.5
SwAV[7]40045.177.446.5
SimSiam[8]20057.082.463.7
ReSim-FPN[45]20059.282.965.9
", + "bbox": [ + 509, + 362, + 820, + 486 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 531, + 825, + 616 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Mask R-CNN with R50-C4 on COCO. To demonstrate the extensibility and flexibility of SoCo, we also evaluate transfer performance using Mask R-CNN with R50-C4 backbone on the COCO benchmark. We report the results of SoCo under 100 epochs and 400 epochs. Table 2 compares the proposed method to previous state-of-the-art methods. Without bells and whistles, SoCo obtains state-of-the-art performance, achieving $4 0 . 9 ~ \\mathrm { A P ^ { b b } } / 3 5 . 3 ~ \\mathrm { A P ^ { m k } }$ and $4 2 . 0 ~ \\mathrm { A P ^ { b b } } / 3 6 . 3 ~ \\mathrm { A P ^ { m k } }$ on the COCO $1 \\times$ and $2 \\times$ schedules, respectively. ", + "bbox": [ + 174, + 621, + 825, + 705 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Faster R-CNN with R50-C4 on Pascal VOC. We also evaluate the transfer ability of SoCo on the Pascal VOC benchmark. Following [5], we adopt Faster R-CNN with R50-C4 backbone for transfer learning. Table 3 shows the comparison. SoCo obtains an improvement of $+ 6 . 2 \\ \\mathrm { A P } ^ { \\mathrm { b b } }$ against the supervised pretraining baseline, achieving $5 9 . 7 \\mathrm { A P } ^ { \\mathrm { b b } }$ for VOC object detection. ", + "bbox": [ + 174, + 710, + 825, + 767 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.4 Ablation Study ", + "text_level": 1, + "bbox": [ + 174, + 786, + 316, + 801 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To further understand the advantages of SoCo, we conduct a series of ablation studies that examine the effectiveness of object-level contrastive learning, the effects of alignment between pretraining and detection, and different hyper-parameters. For all ablation studies, we use Mask R-CNN with R50-FPN backbone for transfer learning and adopt a 100-epoch SoCo pretraining schedule. Transfer performance is evaluated under the COCO $1 \\times$ schedule. For the ablation of each hyper-parameter or component, we fix all other hyper-parameters to the following default settings: view $V _ { 3 }$ with $1 1 2 \\times 1 1 2$ resolution, batch size of 2048, momentum coefficient $\\tau = 0 . 9 9$ , proposal number $K = 4$ box jitter and scale-aware assignment are used, FPN and R-CNN head are pretrained and transferred, and selective search is used as the proposal generator. ", + "bbox": [ + 174, + 814, + 825, + 911 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/c6b2678b7f1e5b8a986f9378ce101eaaeb776ccb7b5dacfb234a6d4f09d456ac.jpg", + "table_caption": [ + "Table 4: Ablation study on the effectiveness of aligning pretraining to object detection. " + ], + "table_footnote": [], + "table_body": "
Whole ImageSelective SearchFPNHeadScale-aware AssignmentBox JitterMulti ViewApbbApmk
38.134.4
40.6 (+2.5)36.8 (+2.4)
40.2 (+2.1)36.2 (+1.8)
广41.2 (+3.1)37.0 (+2.6)
141.6 (+3.5)37.3 (+2.9)
>>>>>>>>>>>1441.7 (+3.6)37.5 (+3.1)
42.3 (+4.2)37.6 (+3.2)
", + "bbox": [ + 179, + 112, + 820, + 251 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/4a25bd173b3e70c3c2a8472bec56b3bca0b385bcea78cebfd0d5b15962bfbee6.jpg", + "table_caption": [ + "Table 5: Ablation studies on hyper-parameters for the proposed SoCo method. y on image size of view $V _ { 3 }$ . (c) Study on proposal generation and proposal number $K$ " + ], + "table_footnote": [], + "table_body": "
Image SizeApbbApmk
9642.137.7
11242.337.6
12842.137.7
16042.037.6
19242.237.8
", + "bbox": [ + 192, + 314, + 398, + 415 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/4bcc7356b2fcb1403d6e3393ed451e3fa1f3922a59938ea9fc5d4be5c12a6379.jpg", + "table_caption": [ + "(b) Study on batch size. " + ], + "table_footnote": [], + "table_body": "
Batch SizeAPbbApmk
51241.737.6
102441.937.6
204842.337.6
409641.437.3
", + "bbox": [ + 194, + 453, + 397, + 537 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/095b4c978a75b84432bce320205feffff37f3d2db47eb797cf9e505432324cf9.jpg", + "table_caption": [ + "(d) Study on momentum coefficient $\\tau$ " + ], + "table_footnote": [], + "table_body": "
Selective SearchRandomKAPbbApmk
<141.637.3
48642.3 41.637.6
37.4
41.237.0
>>>14841.436.9
NaN NaNNaN NaN
", + "bbox": [ + 449, + 314, + 799, + 441 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/a49ae7d1a316c635aaea01b3ce6c8c54a5f6c0fa7e2cc476e7fa9b43a9cba701.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
TAPbbApmk
0.9835.031.7
0.9942.337.6
0.99341.837.6
", + "bbox": [ + 539, + 467, + 709, + 540 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "", + "bbox": [ + 176, + 573, + 823, + 602 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Effectiveness of Aligning Pretraining to Object Detection. We ablate each component of SoCo step by step to demonstrate the the effectiveness of aligning pretraining to object detection. Table 4 reports the studies. The baseline treats the whole image as an instance, without considering any detection properties or architecture alignment. It obtains $3 8 . 1 \\mathrm { \\ A P ^ { b b } }$ and $3 4 . 4 \\mathrm { A P ^ { m k } }$ . Selective search introduces object-level representations. By leveraging generated object proposals and conducting contrastive learning at the object level, our method obtains an improvement of $+ 2 . 5 \\mathrm { \\ A P ^ { b b } }$ and $+ 2 . 4$ $\\mathbf { A P } ^ { \\mathrm { m k } }$ . Next, we further minimize the architectural discrepancy between pretraining and object detection pipeline by introducing FPN and an R-CNN head into the pretraining architecture. We observe that only introducing FPN into pretraining slightly hurt the performance. In contrast, including both FPN and the R-CNN head improves the transfer performance to $4 1 . 2 ~ \\mathrm { A P ^ { b b } } ~ / ~ 3 7 . 0$ $\\mathbf { A P } ^ { \\mathrm { m k } }$ , which verifies the effectiveness of architectural alignment between self-supervised pretraining and downstream tasks. On top of architectural alignment, we further leverage scale-aware assignment which encourages scale-invariant object-level visual representations, and an improvement of $+ 3 . 5$ $\\mathsf { A P } ^ { \\mathrm { b b } }$ / $+ 2 . 9 \\mathrm { \\ A P ^ { \\mathrm { \\bar { m k } } } }$ against the baseline is found. The box jitter strategy slightly elevates performance. Finally, multiple views $( V _ { 3 } )$ further directs SoCo towards learning scale-invariant and translationinvariant representations, and our method achieves $4 2 . 3 \\mathrm { \\ A P ^ { b b } }$ and $\\mathsf { \\bar { 3 } 7 . 6 \\mathbf { A P } ^ { m k } }$ . ", + "bbox": [ + 174, + 608, + 825, + 828 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Ablation Study on Hyper-Parameters. Table 5 examines sensitivity to the hyper-parameters of SoCo. ", + "bbox": [ + 173, + 835, + 821, + 863 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Table 5(a) ablates the resolution of view $V _ { 3 }$ . SoCo is found to be insensitive to the image size of $V _ { 3 }$ We use $1 1 2 \\times 1 1 2$ as the default resolution due to its slightly better transfer performance and low training computation cost. ", + "bbox": [ + 174, + 869, + 825, + 911 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/68a0660a8f4ccf5101315b3ecceddb50a80803f5160b8a92ee87fbbeee30e9c9.jpg", + "table_caption": [ + "Table 6: Transfer Learning on LVIS dataset using Mask R-CNN with R50-FPN. " + ], + "table_footnote": [], + "table_body": "
MethodEpoch1× Schedule2× Schedule
ApbbAPAPAPmkAPAP7Apbb APAPApmkAPAP
Supervised9020.432.921.719.430.620.523.436.924.922.334.723.5
SoCo*40026.341.227.825.038.526.828.343.530.726.941.128.7
", + "bbox": [ + 173, + 111, + 823, + 175 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/749422280104aeca60c7972e4a5777c932a1f19d1240faf832321a134f8a0dd1.jpg", + "table_caption": [ + "Table 7: Transfer learning on RetinaNet and FCOS. " + ], + "table_footnote": [], + "table_body": "
MethodEpochApbbAP8AP
Supervised9036.355.338.6
SoCo* 一40038.357.241.2
", + "bbox": [ + 173, + 222, + 485, + 287 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/56b5dfd353782043229bd9a09a3f5c91c66a035e0b47ee3c1065a650186189e4.jpg", + "table_caption": [ + "(b) Transfer to FCOS. " + ], + "table_footnote": [], + "table_body": "
MethodEpochApbbAP8AP9
Supervised9036.656.038.8
SoCo*40037.456.339.9
", + "bbox": [ + 508, + 222, + 820, + 286 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Table 5(b) ablates the training batch size of SoCo. It can be seen that larger or smaller batch sizes hurt the performance. We use a batch size of 2048 by default. ", + "bbox": [ + 174, + 314, + 821, + 342 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Table 5(c) ablates the effectiveness of object proposal generation strategies. To demonstrate the superiority of meaningful proposals generated by selective search, we randomly generate $K$ bounding boxes in each of the training images to replace the selective search proposals (namely Random in Table 5(c)). SoCo can still yield satisfactory results using a single random bounding box to learn object-level representations, which is not surprising, since the RoIAlign operation performed on the randomly generated bounding boxes also introduces object-level representation learning. This fact indirectly demonstrates that downstream object detectors can benefit from self-supervised pretraining that involves object-level representations. However, the result is still slightly worse than the case where only one object proposal generated by selective search is used in the pretraining. For the cases where we randomly generate 4 and 8 bounding boxes, the noisy and meaningless proposals cause the pretraining to diverge. From the table, we also find that applying more object proposals $K = 8$ and $K = 1 6$ ) generated by selective search can be harmful. One potential reason is that most of the images in the ImageNet dataset only contain a few objects, so a larger $K$ may create duplicated and redundant proposals. ", + "bbox": [ + 174, + 348, + 825, + 542 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Table 5(d) ablates the momentum coefficient $\\tau$ of the exponential moving average, and $\\tau = 0 . 9 9$ yields the best performance. ", + "bbox": [ + 176, + 549, + 823, + 577 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.5 More Experiments ", + "text_level": 1, + "bbox": [ + 174, + 594, + 343, + 609 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Transfer Learning on LVIS Dataset. In addition to COCO and PASCAL VOC object detection, we also consider the challenging LVIS v1 dataset [46] to demonstrate the effectiveness and generality of our approach. The LVIS v1 detection benchmark contains 1203 categories in a long-tailed distribution with few training samples. It is considered to be more challenging than the COCO benchmark. We use Mask R-CNN with R50-FPN backbone and follow the standard LVIS $1 \\times$ and $2 \\times$ training schedules. We do not use any training or post-processing tricks. Table 6 shows the results. We can see that our method achieves $+ 5 . 9 \\mathrm { \\ A \\bar { P } ^ { b b } / + \\bar { S } . 6 \\mathrm { \\ A P ^ { m k } } }$ and $+ 4 . 9 \\mathrm { \\ A P ^ { b b } / + 4 . 6 \\ A P ^ { m k } }$ improvements under the LVIS $1 \\times$ and $2 \\times$ training schedules, respectively. ", + "bbox": [ + 173, + 621, + 825, + 733 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Transfer Learning on Different Object Detectors. In addition to two-stage detectors, we further conduct experiments on RetinaNet [47] and FCOS [48], which are representative works for singlestage detectors and anchor-free detectors. We transfer the weights of backbone and FPN layers learned by $\\mathrm { S o C o ^ { * } }$ to RetinaNet and FCOS architectures and follow the standard COCO $1 \\times$ schedule. We use MMDetection [49] as code base and default optimization configs are adopted. Table 7 shows the comparison. ", + "bbox": [ + 174, + 738, + 825, + 821 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Evaluation on Mini COCO. Transfer to the full COCO dataset may be of limited significance due to the extensive supervision available from its large-scale annotated training data. To further demonstrate the generalization ability of SoCo, we conduct an experiment on a mini version of the COCO dataset, named Mini COCO. Concretely, we randomly select $5 \\%$ or $10 \\%$ of the training data from COCO train2017 to form Mini COCO benchmarks. Mask-RCNN with R50-FPN backbone is adopted to evaluate the transfer performance on the COCO $1 \\times$ schedule. COCO val2017 is still used as the evaluation set. The other settings remain unchanged. Table 8 summarizes the results. Compared with the supervised pretraining baseline which achieves $1 9 . 4 \\ : \\mathrm { A P ^ { b b } } / \\ : 1 8 . 3 \\ : \\mathrm { A P ^ { m k } }$ and $2 4 . 7 \\mathrm { A P } ^ { \\mathrm { b b } }$ / 22.9 $\\mathbf { A P } ^ { \\mathrm { m k } }$ on the $5 \\%$ and $10 \\%$ Mini COCO benchmarks, SoCo obtains large improvements of $+ 6 . 6$ $\\mathsf { A P } ^ { \\mathrm { b b } }$ $^ { \\mathrm { b } } / { + 4 . 6 } \\mathrm { A P ^ { \\mathrm { m k } } }$ and $+ 5 . 7$ $\\mathsf { A P } ^ { \\mathrm { b b } }$ / $+ 3 . 9 \\mathrm { A P } ^ { \\mathrm { m k } }$ , respectively. $\\mathrm { S o C o ^ { * } }$ further boosts performance with improvements of $+ 7 . 4 \\mathrm { \\ A P ^ { b b } }$ $' + 5 . 5 \\ : \\mathrm { A P } ^ { \\mathrm { m k } }$ and $+ 6 . 4 \\mathrm { \\ A P ^ { b b } }$ $\\mathrm { ^ { \\prime } { + } 4 . 7 \\ A P ^ { m k } }$ over the supervised pretraining baseline. ", + "bbox": [ + 174, + 827, + 825, + 911 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/bc352656a333ac7b0ce9fa8bb9193bb26f2c1f19d852e1e55184d578615ab345.jpg", + "table_caption": [ + "Table 8: Results on Mini COCO $\\mathbf { 1 } \\times$ schedule. Mask R-CNN with R50-FPN backbone is adopted. " + ], + "table_footnote": [], + "table_body": "
MethodsEpochMini COCO (5%)Mini C0CO (10%)
Apbb AP8AP9APmkAPkAPmApbbAP8APApmkAP APP
Supervised9019.436.618.618.333.517.924.743.125.322.940.023.4
SoCo10024.642.225.622.138.822.429.247.731.126.144.427.0
SoCo40026.043.227.522.940.023.430.448.632.526.845.227.9
SoCo*40026.845.028.323.841.424.231.149.933.427.646.428.9
", + "bbox": [ + 173, + 111, + 825, + 196 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/0a19044b5ecb88e6338dc7fe05507570ee87ea3fd08b922631b26bf2a7d7a7e4.jpg", + "table_caption": [ + "Table 9: Pretraining on non-object-centric dataset. " + ], + "table_footnote": [], + "table_body": "
Pretraining datasetEpochApbbAPAPApmkAPAPP
ImageNet10042.362.546.537.659.140.5
ImageNet-subset10036.956.240.133.253.035.6
COCO train set + unlabeled set10037.356.540.633.553.436.0
COCO train set + unlabeled set53040.661.144.436.458.138.7
", + "bbox": [ + 191, + 234, + 808, + 320 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 347, + 825, + 431 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Pretraining on Non-object-centric Dataset. We use COCO training set and unlabeled set as pretraining data. Since ImageNet is ${ \\sim } 5 . 3$ times larger than COCO, we pretrain our method on COCO for 100 epochs and prolonged 530 epochs respectively. Furthermore, we also generate a dataset named ImageNet-Subset which contains the same number of images of COCO to verify the impact of different pretraining datasets. Table 9 shows the results. Compared with the ImageNet pretrained model, the COCO pretrained model under 530 epochs is lower by 1.7 AP, possibly because the scale of COCO is smaller than ImageNet. Compared with the ImageNet-Subset pretrained model, the COCO pretrained model under 100 epochs is $+ 0 . 4$ AP higher, which demonstrates the importance of domain alignment between the pretraining dataset and detection dataset. ", + "bbox": [ + 173, + 436, + 825, + 563 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Longer Finetuning. We transfer $\\mathrm { { \\bf S o C o ^ { * } } }$ to Mask R-CNN with R50-FPN under the COCO $4 \\times$ schedule. Table 10 shows the results. Our model continues to improve the performance with the $4 \\times$ finetuning schedule, surpassing the supervised baseline by $+ 2 . 6 \\ : \\mathrm { \\bar { A P } ^ { b b } } / + 1 . \\bar { 9 } \\ : \\mathrm { A P ^ { m k } }$ . ", + "bbox": [ + 174, + 568, + 825, + 611 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/73108f255e627592c1831d2302e1dbd0c8ddb960fd322417d4b0784af7fbd197.jpg", + "table_caption": [ + "Table 10: Finetuning on COCO $4 \\times$ schedule using Mask R-CNN with R50-FPN. " + ], + "table_footnote": [], + "table_body": "
MethodEpochAPbbAPb 50APApmkAP 50APP
Supervised9041.961.545.437.758.840.5
SoCo*40044.564.248.839.661.542.4
", + "bbox": [ + 254, + 646, + 741, + 713 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5 Conclusion ", + "text_level": 1, + "bbox": [ + 173, + 741, + 299, + 758 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "In this paper, we propose a novel object-level self-supervised pretraining method named Selective Object COntrastive learning (SoCo), which aims to align pretraining to object detection. Different from prior image-level contrastive learning methods which treat the whole image as an instance, SoCo treats each object proposal generated by the selective search algorithm as an independent instance, enabling SoCo to learn object-level visual representations. Further alignment is obtained in two ways. One is through network alignment between pretraining and downstream object detection, such that all layers of the detectors can be well-initialized. The other is by accounting for important properties of object detection such as object-level translation invariance and scale invariance. SoCo achieves state-of-the-art transfer performance on COCO detection using a Mask R-CNN detector. Experiments on two-stage and single-stage detectors demonstrate the generality and extensibility of SoCo. ", + "bbox": [ + 173, + 772, + 826, + 911 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "References ", + "text_level": 1, + "bbox": [ + 174, + 90, + 266, + 106 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "[1] Jia Deng, Wei Dong, Richard Socher, Li-Jia Li, Kai Li, and Li Fei-Fei. Imagenet: A largescale hierarchical image database. In 2009 IEEE conference on computer vision and pattern recognition, pages 248–255. Ieee, 2009. \n[2] Zhirong Wu, Yuanjun Xiong, X Yu Stella, and Dahua Lin. Unsupervised feature learning via non-parametric instance discrimination. 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To", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 673, + 506, + 687 + ], + "spans": [ + { + "bbox": [ + 105, + 673, + 506, + 687 + ], + "score": 1.0, + "content": "introduce object-level representations into pretraining, SoCo utilizes off-the-shelf selective search [14]", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 685, + 506, + 697 + ], + "spans": [ + { + "bbox": [ + 105, + 685, + 506, + 697 + ], + "score": 1.0, + "content": "to generate object proposals. 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In this paper, we follow this principle with a pretraining method", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 337, + 469, + 349 + ], + "spans": [ + { + "bbox": [ + 141, + 337, + 469, + 349 + ], + "score": 1.0, + "content": "specifically designed for the task of object detection. 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Our method, called", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 142, + 403, + 470, + 414 + ], + "spans": [ + { + "bbox": [ + 142, + 403, + 470, + 414 + ], + "score": 1.0, + "content": "Selective Object COntrastive learning (SoCo), achieves state-of-the-art results for", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 141, + 413, + 469, + 425 + ], + "spans": [ + { + "bbox": [ + 141, + 413, + 469, + 425 + ], + "score": 1.0, + "content": "transfer performance on COCO detection using a Mask R-CNN framework. Code", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 424, + 343, + 437 + ], + "spans": [ + { + "bbox": [ + 141, + 424, + 343, + 437 + ], + "score": 1.0, + "content": "is available at https://github.com/hologerry/SoCo.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 13, + "bbox_fs": [ + 141, + 271, + 471, + 437 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 455, + 190, + 468 + ], + "lines": [ + { + "bbox": [ + 105, + 453, + 192, + 470 + ], + "spans": [ + { + "bbox": [ + 105, + 453, + 192, + 470 + ], + "score": 1.0, + "content": "1 Introduction", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21 + }, + { + "type": "text", + "bbox": [ + 107, + 477, + 505, + 587 + ], + "lines": [ + { + "bbox": [ + 106, + 477, + 506, + 489 + ], + "spans": [ + { + "bbox": [ + 106, + 477, + 506, + 489 + ], + "score": 1.0, + "content": "Pretraining and finetuning has been the dominant paradigm of training deep neural networks in", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 489, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 505, + 501 + ], + "score": 1.0, + "content": "computer vision. Downstream tasks usually leverage pretrained weights learned on large labeled", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 500, + 505, + 511 + ], + "spans": [ + { + "bbox": [ + 106, + 500, + 505, + 511 + ], + "score": 1.0, + "content": "datasets such as ImageNet [1] for initialization. As a result, supervised ImageNet pretraining has been", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 510, + 505, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 510, + 505, + 522 + ], + "score": 1.0, + "content": "prevalent throughout the field. Recently, self-supervised pretraining [2, 3, 4, 5, 6, 7, 8, 9] has achieved", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 521, + 505, + 533 + ], + "spans": [ + { + "bbox": [ + 105, + 521, + 505, + 533 + ], + "score": 1.0, + "content": "considerable progress and alleviated the dependency on labeled data. These methods aim to learn", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 532, + 506, + 545 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 506, + 545 + ], + "score": 1.0, + "content": "generic visual representations for various downstream tasks by means of image-level pretext tasks,", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 543, + 504, + 554 + ], + "spans": [ + { + "bbox": [ + 106, + 543, + 504, + 554 + ], + "score": 1.0, + "content": "such as instance discrimination. 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A potential reason is that image-level pretraining may overfit to holistic representations", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 576, + 412, + 588 + ], + "spans": [ + { + "bbox": [ + 106, + 576, + 412, + 588 + ], + "score": 1.0, + "content": "and fail to learn properties that are important outside of image classification.", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 26.5, + "bbox_fs": [ + 105, + 477, + 506, + 588 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 592, + 505, + 646 + ], + "lines": [ + { + "bbox": [ + 105, + 591, + 505, + 604 + ], + "spans": [ + { + "bbox": [ + 105, + 591, + 505, + 604 + ], + "score": 1.0, + "content": "The goal of this work is to develop self-supervised pretraining that is aligned to object detection. In", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 603, + 505, + 614 + ], + "spans": [ + { + "bbox": [ + 106, + 603, + 505, + 614 + ], + "score": 1.0, + "content": "object detection, bounding boxes are widely adopted as the representation for objects. Translation", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 613, + 507, + 627 + ], + "spans": [ + { + "bbox": [ + 105, + 613, + 507, + 627 + ], + "score": 1.0, + "content": "and scale invariance for object detection are reflected by the location and size of the bounding boxes.", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 623, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 623, + 505, + 639 + ], + "score": 1.0, + "content": "An obvious representation gap exists between image-level pretraining and the object-level bounding", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 635, + 211, + 648 + ], + "spans": [ + { + "bbox": [ + 105, + 635, + 211, + 648 + ], + "score": 1.0, + "content": "boxes of object detection.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 34, + "bbox_fs": [ + 105, + 591, + 507, + 648 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 651, + 504, + 696 + ], + "lines": [ + { + "bbox": [ + 105, + 651, + 506, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 506, + 664 + ], + "score": 1.0, + "content": "Motivated by this, we present an object-level self-supervised pretraining framework, called Selective", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 663, + 506, + 676 + ], + "spans": [ + { + "bbox": [ + 105, + 663, + 506, + 676 + ], + "score": 1.0, + "content": "Object COntrastive learning (SoCo), specifically for the downstream task of object detection. To", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 673, + 506, + 687 + ], + "spans": [ + { + "bbox": [ + 105, + 673, + 506, + 687 + ], + "score": 1.0, + "content": "introduce object-level representations into pretraining, SoCo utilizes off-the-shelf selective search [14]", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 685, + 506, + 697 + ], + "spans": [ + { + "bbox": [ + 105, + 685, + 506, + 697 + ], + "score": 1.0, + "content": "to generate object proposals. Different from prior image-level contrastive learning methods which", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 72, + 505, + 85 + ], + "spans": [ + { + "bbox": [ + 105, + 72, + 505, + 85 + ], + "score": 1.0, + "content": "treat the whole image as an instance, SoCo treats each object proposal in the image as an independent", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 82, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 96 + ], + "score": 1.0, + "content": "instance. This enables us to design a new pretext task for learning object-level visual representations", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "with properties that are compatible with object detection. 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Auto-encoders [18]", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 321, + 507, + 335 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 507, + 335 + ], + "score": 1.0, + "content": "and Deep Boltzmann Machines [19] learn layers of representations by reconstructing image pixels.", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 333, + 506, + 346 + ], + "spans": [ + { + "bbox": [ + 105, + 333, + 506, + 346 + ], + "score": 1.0, + "content": "Unsupervised pretraining is often used as a method for initialization, which is followed by supervised", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 344, + 398, + 357 + ], + "spans": [ + { + "bbox": [ + 105, + 344, + 398, + 357 + ], + "score": 1.0, + "content": "training on the same dataset such as handwritten digits for classification.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 20.5 + }, + { + "type": "text", + "bbox": [ + 107, + 360, + 505, + 448 + ], + "lines": [ + { + "bbox": [ + 105, + 360, + 505, + 373 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 505, + 373 + ], + "score": 1.0, + "content": "Recent advances in unsupervised learning, especially self-supervised learning, tend to formulate the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 372, + 506, + 384 + ], + "spans": [ + { + "bbox": [ + 105, + 372, + 506, + 384 + ], + "score": 1.0, + "content": "problem in a transfer learning scenario, where pretraining and finetuning are trained on different", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 381, + 506, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 381, + 506, + 394 + ], + "score": 1.0, + "content": "datasets with different purposes. Pretext tasks such as colorization [20], context prediction [21],", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 393, + 506, + 406 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 506, + 406 + ], + "score": 1.0, + "content": "inpainting [22] and rotation prediction [23] force the network to learn semantic information in order", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 405, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 405, + 505, + 416 + ], + "score": 1.0, + "content": "to solve the pretext tasks. Contrastive methods based on the instance discrimination pretext task [2]", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 415, + 506, + 427 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 506, + 427 + ], + "score": 1.0, + "content": "learn to map augmented views of the same instance to similar embeddings. Such approaches [24, 4,", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 426, + 506, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 506, + 438 + ], + "score": 1.0, + "content": "5, 9, 25, 26] have shown strong transfer ability for a number of downstream tasks, sometimes even", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 437, + 360, + 450 + ], + "spans": [ + { + "bbox": [ + 105, + 437, + 360, + 450 + ], + "score": 1.0, + "content": "outperforming the supervised counterpart by large margins [4].", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 26.5 + }, + { + "type": "text", + "bbox": [ + 107, + 453, + 505, + 585 + ], + "lines": [ + { + "bbox": [ + 105, + 452, + 505, + 466 + ], + "spans": [ + { + "bbox": [ + 105, + 452, + 505, + 466 + ], + "score": 1.0, + "content": "With new technical innovations such as learning clustering assignments [7], large-scale contrastive", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 464, + 505, + 476 + ], + "spans": [ + { + "bbox": [ + 105, + 464, + 505, + 476 + ], + "score": 1.0, + "content": "learning has been successfully applied on non-curated data sets [27, 28]. While the linear evaluation", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 474, + 505, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 474, + 505, + 488 + ], + "score": 1.0, + "content": "result on ImageNet classification has improved significantly [3], the progress on transfer performance", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 486, + 504, + 498 + ], + "spans": [ + { + "bbox": [ + 105, + 486, + 504, + 498 + ], + "score": 1.0, + "content": "for dense prediction tasks has been limited. Due to this, a growing number of works investigate", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 496, + 506, + 510 + ], + "spans": [ + { + "bbox": [ + 105, + 496, + 506, + 510 + ], + "score": 1.0, + "content": "pretraining specifically for object detection and semantic segmentation. 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Auto-encoders [18]", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 321, + 507, + 335 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 507, + 335 + ], + "score": 1.0, + "content": "and Deep Boltzmann Machines [19] learn layers of representations by reconstructing image pixels.", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 333, + 506, + 346 + ], + "spans": [ + { + "bbox": [ + 105, + 333, + 506, + 346 + ], + "score": 1.0, + "content": "Unsupervised pretraining is often used as a method for initialization, which is followed by supervised", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 344, + 398, + 357 + ], + "spans": [ + { + "bbox": [ + 105, + 344, + 398, + 357 + ], + "score": 1.0, + "content": "training on the same dataset such as handwritten digits for classification.", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 20.5, + "bbox_fs": [ + 105, + 311, + 507, + 357 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 360, + 505, + 448 + ], + "lines": [ + { + "bbox": [ + 105, + 360, + 505, + 373 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 505, + 373 + ], + "score": 1.0, + "content": "Recent advances in unsupervised learning, especially self-supervised learning, tend to formulate the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 372, + 506, + 384 + ], + "spans": [ + { + "bbox": [ + 105, + 372, + 506, + 384 + ], + "score": 1.0, + "content": "problem in a transfer learning scenario, where pretraining and finetuning are trained on different", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 381, + 506, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 381, + 506, + 394 + ], + "score": 1.0, + "content": "datasets with different purposes. Pretext tasks such as colorization [20], context prediction [21],", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 393, + 506, + 406 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 506, + 406 + ], + "score": 1.0, + "content": "inpainting [22] and rotation prediction [23] force the network to learn semantic information in order", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 405, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 105, + 405, + 505, + 416 + ], + "score": 1.0, + "content": "to solve the pretext tasks. Contrastive methods based on the instance discrimination pretext task [2]", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 415, + 506, + 427 + ], + "spans": [ + { + "bbox": [ + 105, + 415, + 506, + 427 + ], + "score": 1.0, + "content": "learn to map augmented views of the same instance to similar embeddings. 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While the linear evaluation", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 474, + 505, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 474, + 505, + 488 + ], + "score": 1.0, + "content": "result on ImageNet classification has improved significantly [3], the progress on transfer performance", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 486, + 504, + 498 + ], + "spans": [ + { + "bbox": [ + 105, + 486, + 504, + 498 + ], + "score": 1.0, + "content": "for dense prediction tasks has been limited. Due to this, a growing number of works investigate", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 496, + 506, + 510 + ], + "spans": [ + { + "bbox": [ + 105, + 496, + 506, + 510 + ], + "score": 1.0, + "content": "pretraining specifically for object detection and semantic segmentation. The idea is to shift image-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 507, + 506, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 507, + 506, + 522 + ], + "score": 1.0, + "content": "level representations to pixel-level or region-level representations. VADer [29], PixPro [10] and", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 518, + 505, + 531 + ], + "spans": [ + { + "bbox": [ + 105, + 518, + 505, + 531 + ], + "score": 1.0, + "content": "DenseCL [11] propose to learn pixel-level representations by matching point features of the same", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 529, + 505, + 542 + ], + "spans": [ + { + "bbox": [ + 105, + 529, + 505, + 542 + ], + "score": 1.0, + "content": "physical location under different views. 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SoCo utilizes selective search to generate a set of object proposals for", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 237, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 106, + 237, + 174, + 248 + ], + "score": 1.0, + "content": "each raw image.", + "type": "text" + }, + { + "bbox": [ + 174, + 237, + 185, + 247 + ], + "score": 0.71, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 237, + 505, + 248 + ], + "score": 1.0, + "content": "proposals are randomly selected in each training step. We construct three views", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 107, + 247, + 506, + 261 + ], + "spans": [ + { + "bbox": [ + 107, + 248, + 158, + 260 + ], + "score": 0.93, + "content": "\\left\\{ V _ { 1 } , V _ { 2 } , V _ { 3 } \\right\\}", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 247, + 506, + 261 + ], + "score": 1.0, + "content": "where the scales and locations of the same object are different. 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The", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 292, + 439, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 439, + 304 + ], + "score": 1.0, + "content": "target network is updated by an exponential moving average of the online network.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 6 + } + ], + "index": 3.5 + }, + { + "type": "text", + "bbox": [ + 107, + 326, + 505, + 370 + ], + "lines": [ + { + "bbox": [ + 105, + 326, + 506, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 506, + 339 + ], + "score": 1.0, + "content": "and flexibility of our method, we also apply SoCo on a R50-C4 structure. In this section, we first", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 337, + 506, + 349 + ], + "spans": [ + { + "bbox": [ + 105, + 337, + 506, + 349 + ], + "score": 1.0, + "content": "present an overview of the proposed SoCo in Section 3.1. Then we describe the process of object", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 348, + 505, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 505, + 361 + ], + "score": 1.0, + "content": "proposal generation and view construction in Section 3.2. Finally, the object-level contrastive learning", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 359, + 330, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 359, + 330, + 371 + ], + "score": 1.0, + "content": "and our design principles are introduced in Section 3.3.", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 11.5 + }, + { + "type": "title", + "bbox": [ + 107, + 385, + 171, + 396 + ], + "lines": [ + { + "bbox": [ + 105, + 383, + 173, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 173, + 399 + ], + "score": 1.0, + "content": "3.1 Overview", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 14 + }, + { + "type": "text", + "bbox": [ + 106, + 405, + 505, + 525 + ], + "lines": [ + { + "bbox": [ + 106, + 406, + 505, + 418 + ], + "spans": [ + { + "bbox": [ + 106, + 406, + 505, + 418 + ], + "score": 1.0, + "content": "Figure 1 displays an overview of SoCo. SoCo aims to align pretraining to object detection in two", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 416, + 506, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 506, + 430 + ], + "score": 1.0, + "content": "aspects: 1) network architecture alignment between pretraining and object detection; 2) introducing", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 428, + 506, + 439 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 506, + 439 + ], + "score": 1.0, + "content": "central properties of detection. Concretely, besides pretraining a backbone as done in existing self-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 439, + 505, + 451 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 505, + 451 + ], + "score": 1.0, + "content": "supervised contrastive learning methods, SoCo also pretrains all the network modules used in an", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 450, + 505, + 461 + ], + "spans": [ + { + "bbox": [ + 105, + 450, + 505, + 461 + ], + "score": 1.0, + "content": "object detector, such as FPN and the head in the Mask R-CNN framework. As a result, all layers of the", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 460, + 505, + 473 + ], + "spans": [ + { + "bbox": [ + 106, + 460, + 505, + 473 + ], + "score": 1.0, + "content": "detector can be well-initialized. Furthermore, SoCo strives to learn object-level representations which", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 471, + 505, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 505, + 484 + ], + "score": 1.0, + "content": "are not only meaningful, but also invariant to translation and scale. To achieve this, it encourages", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 481, + 506, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 481, + 506, + 496 + ], + "score": 1.0, + "content": "diversity of scales and locations of objects by constructing multiple augmented views and applying", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 493, + 505, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 505, + 505 + ], + "score": 1.0, + "content": "a scale-aware assignment strategy for different levels of a feature pyramid. Finally, object-level", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 505, + 506, + 517 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 506, + 517 + ], + "score": 1.0, + "content": "contrastive learning is applied to maximize the feature similarity of the same object across augmented", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 515, + 135, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 135, + 527 + ], + "score": 1.0, + "content": "views.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 20 + }, + { + "type": "title", + "bbox": [ + 107, + 541, + 213, + 553 + ], + "lines": [ + { + "bbox": [ + 105, + 538, + 215, + 556 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 215, + 556 + ], + "score": 1.0, + "content": "3.2 Data Preprocessing", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 106, + 561, + 505, + 662 + ], + "lines": [ + { + "bbox": [ + 106, + 561, + 506, + 575 + ], + "spans": [ + { + "bbox": [ + 106, + 561, + 506, + 575 + ], + "score": 1.0, + "content": "Object Proposal Generation. Inspired by R-CNN [34] and Fast R-CNN [35], we use selective", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 572, + 506, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 506, + 585 + ], + "score": 1.0, + "content": "search [14], an unsupervised object proposal generation algorithm which takes into account color", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 583, + 506, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 506, + 597 + ], + "score": 1.0, + "content": "similarity, texture similarity, size of region and fit between regions, to generate a set of object proposals", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 594, + 506, + 608 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 436, + 608 + ], + "score": 1.0, + "content": "for each of the raw images. We represent each object proposal as a bounding box", + "type": "text" + }, + { + "bbox": [ + 437, + 594, + 502, + 606 + ], + "score": 0.92, + "content": "b \\overset { \\cdot } { = } \\{ x , y , w , h \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 594, + 506, + 608 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 605, + 505, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 133, + 619 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 605, + 157, + 617 + ], + "score": 0.92, + "content": "( x , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 157, + 605, + 381, + 619 + ], + "score": 1.0, + "content": "denotes the coordinates of the bounding box center, and", + "type": "text" + }, + { + "bbox": [ + 382, + 607, + 390, + 615 + ], + "score": 0.78, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 391, + 605, + 408, + 619 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 408, + 606, + 416, + 615 + ], + "score": 0.8, + "content": "h", + "type": "inline_equation" + }, + { + "bbox": [ + 416, + 605, + 505, + 619 + ], + "score": 1.0, + "content": "are the corresponding", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 616, + 506, + 630 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 506, + 630 + ], + "score": 1.0, + "content": "width and height, respectively. We keep only the proposals that satisfy the following requirements:√ √", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 627, + 506, + 642 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 116, + 642 + ], + "score": 1.0, + "content": "1)", + "type": "text" + }, + { + "bbox": [ + 117, + 628, + 185, + 641 + ], + "score": 0.79, + "content": "1 / 3 \\leq w / h \\leq 3 ;", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 628, + 198, + 642 + ], + "score": 1.0, + "content": "2)", + "type": "text" + }, + { + "bbox": [ + 198, + 627, + 306, + 641 + ], + "score": 0.89, + "content": "0 . 3 \\leq \\dot { \\sqrt { w h } } / \\sqrt { W H } \\leq 0 . 8", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 628, + 336, + 642 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 337, + 629, + 349, + 639 + ], + "score": 0.7, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 349, + 628, + 367, + 642 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 367, + 629, + 378, + 639 + ], + "score": 0.79, + "content": "H", + "type": "inline_equation" + }, + { + "bbox": [ + 378, + 628, + 506, + 642 + ], + "score": 1.0, + "content": "denote width and height of the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 640, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 106, + 640, + 505, + 653 + ], + "score": 1.0, + "content": "input image. The object proposal generation step is performed offline. In each training iteration, we", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 650, + 311, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 650, + 172, + 664 + ], + "score": 1.0, + "content": "randomly select", + "type": "text" + }, + { + "bbox": [ + 172, + 651, + 183, + 660 + ], + "score": 0.82, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 183, + 650, + 311, + 664 + ], + "score": 1.0, + "content": "proposals for each input image.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 107, + 667, + 504, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 666, + 506, + 680 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 282, + 680 + ], + "score": 1.0, + "content": "View Construction. Three views, namely", + "type": "text" + }, + { + "bbox": [ + 283, + 667, + 294, + 678 + ], + "score": 0.76, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 294, + 666, + 299, + 680 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 299, + 667, + 311, + 678 + ], + "score": 0.76, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 311, + 666, + 330, + 680 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 330, + 667, + 342, + 678 + ], + "score": 0.87, + "content": "V _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 666, + 506, + 680 + ], + "score": 1.0, + "content": ", are used in SoCo. The input image is", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 677, + 506, + 691 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 147, + 691 + ], + "score": 1.0, + "content": "resized to", + "type": "text" + }, + { + "bbox": [ + 147, + 678, + 191, + 689 + ], + "score": 0.9, + "content": "2 2 4 \\times 2 2 4", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 677, + 230, + 691 + ], + "score": 1.0, + "content": "to obtain", + "type": "text" + }, + { + "bbox": [ + 230, + 678, + 241, + 689 + ], + "score": 0.88, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 677, + 506, + 691 + ], + "score": 1.0, + "content": ". Then we apply a random crop with a scale range of [0.5, 1.0] on", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 688, + 506, + 702 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 118, + 700 + ], + "score": 0.87, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 118, + 688, + 174, + 702 + ], + "score": 1.0, + "content": "in generating", + "type": "text" + }, + { + "bbox": [ + 174, + 689, + 185, + 700 + ], + "score": 0.82, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 186, + 688, + 190, + 702 + ], + "score": 1.0, + "content": ".", + "type": "text" + }, + { + "bbox": [ + 190, + 689, + 201, + 700 + ], + "score": 0.84, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 688, + 338, + 702 + ], + "score": 1.0, + "content": "is then resized to the same size as", + "type": "text" + }, + { + "bbox": [ + 339, + 689, + 350, + 700 + ], + "score": 0.87, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 688, + 478, + 702 + ], + "score": 1.0, + "content": "and object proposals outside of", + "type": "text" + }, + { + "bbox": [ + 478, + 689, + 489, + 700 + ], + "score": 0.88, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 489, + 688, + 506, + 702 + ], + "score": 1.0, + "content": "are", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 699, + 506, + 713 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 239, + 713 + ], + "score": 1.0, + "content": "dropped. Next, we downsample", + "type": "text" + }, + { + "bbox": [ + 240, + 700, + 252, + 711 + ], + "score": 0.87, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 699, + 334, + 713 + ], + "score": 1.0, + "content": "to a fixed size (e.g.", + "type": "text" + }, + { + "bbox": [ + 334, + 700, + 380, + 711 + ], + "score": 0.87, + "content": "1 1 2 \\times 1 1 2 ,", + "type": "inline_equation" + }, + { + "bbox": [ + 380, + 699, + 429, + 713 + ], + "score": 1.0, + "content": ") to produce", + "type": "text" + }, + { + "bbox": [ + 429, + 700, + 441, + 711 + ], + "score": 0.85, + "content": "V _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 699, + 506, + 713 + ], + "score": 1.0, + "content": ". In all of these", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 710, + 505, + 724 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 505, + 724 + ], + "score": 1.0, + "content": "cases, the bounding boxes transformed according to the cropping and resizing of the RGB images", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 38 + } + ], + "page_idx": 2, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 741, + 309, + 750 + ], + "lines": [ + { + "bbox": [ + 301, + 740, + 309, + 752 + ], + "spans": [ + { + "bbox": [ + 301, + 740, + 309, + 752 + ], + "score": 1.0, + "content": "3", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 112, + 73, + 499, + 217 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 112, + 73, + 499, + 217 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 112, + 73, + 499, + 217 + ], + "spans": [ + { + "bbox": [ + 112, + 73, + 499, + 217 + ], + "score": 0.972, + "type": "image", + "image_path": "efaee5b665f9402b9b8037f66209a95b7629f8b34d3536f5f212eadf82a062d0.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 112, + 73, + 499, + 121.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 112, + 121.0, + 499, + 169.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 112, + 169.0, + 499, + 217.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 226, + 506, + 303 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 226, + 506, + 239 + ], + "spans": [ + { + "bbox": [ + 106, + 226, + 506, + 239 + ], + "score": 1.0, + "content": "Figure 1: Overview of SoCo. SoCo utilizes selective search to generate a set of object proposals for", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 237, + 505, + 248 + ], + "spans": [ + { + "bbox": [ + 106, + 237, + 174, + 248 + ], + "score": 1.0, + "content": "each raw image.", + "type": "text" + }, + { + "bbox": [ + 174, + 237, + 185, + 247 + ], + "score": 0.71, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 237, + 505, + 248 + ], + "score": 1.0, + "content": "proposals are randomly selected in each training step. We construct three views", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 107, + 247, + 506, + 261 + ], + "spans": [ + { + "bbox": [ + 107, + 248, + 158, + 260 + ], + "score": 0.93, + "content": "\\left\\{ V _ { 1 } , V _ { 2 } , V _ { 3 } \\right\\}", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 247, + 506, + 261 + ], + "score": 1.0, + "content": "where the scales and locations of the same object are different. We adopt a backbone", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 259, + 506, + 271 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 506, + 271 + ], + "score": 1.0, + "content": "with FPN to encode image-level features and RoIAlign to extract object-level features. Object", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 104, + 269, + 506, + 284 + ], + "spans": [ + { + "bbox": [ + 104, + 269, + 506, + 284 + ], + "score": 1.0, + "content": "proposals are assigned to different pyramid levels according to their image areas. Contrastive learning", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 281, + 506, + 293 + ], + "spans": [ + { + "bbox": [ + 105, + 281, + 506, + 293 + ], + "score": 1.0, + "content": "is performed at the object level to learn translation-invariant and scale-invariant representations. The", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 292, + 439, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 439, + 304 + ], + "score": 1.0, + "content": "target network is updated by an exponential moving average of the online network.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 6 + } + ], + "index": 3.5 + }, + { + "type": "text", + "bbox": [ + 107, + 326, + 505, + 370 + ], + "lines": [], + "index": 11.5, + "bbox_fs": [ + 105, + 326, + 506, + 371 + ], + "lines_deleted": true + }, + { + "type": "title", + "bbox": [ + 107, + 385, + 171, + 396 + ], + "lines": [ + { + "bbox": [ + 105, + 383, + 173, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 173, + 399 + ], + "score": 1.0, + "content": "3.1 Overview", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 14 + }, + { + "type": "text", + "bbox": [ + 106, + 405, + 505, + 525 + ], + "lines": [ + { + "bbox": [ + 106, + 406, + 505, + 418 + ], + "spans": [ + { + "bbox": [ + 106, + 406, + 505, + 418 + ], + "score": 1.0, + "content": "Figure 1 displays an overview of SoCo. SoCo aims to align pretraining to object detection in two", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 416, + 506, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 506, + 430 + ], + "score": 1.0, + "content": "aspects: 1) network architecture alignment between pretraining and object detection; 2) introducing", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 428, + 506, + 439 + ], + "spans": [ + { + "bbox": [ + 105, + 428, + 506, + 439 + ], + "score": 1.0, + "content": "central properties of detection. Concretely, besides pretraining a backbone as done in existing self-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 439, + 505, + 451 + ], + "spans": [ + { + "bbox": [ + 105, + 439, + 505, + 451 + ], + "score": 1.0, + "content": "supervised contrastive learning methods, SoCo also pretrains all the network modules used in an", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 450, + 505, + 461 + ], + "spans": [ + { + "bbox": [ + 105, + 450, + 505, + 461 + ], + "score": 1.0, + "content": "object detector, such as FPN and the head in the Mask R-CNN framework. As a result, all layers of the", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 460, + 505, + 473 + ], + "spans": [ + { + "bbox": [ + 106, + 460, + 505, + 473 + ], + "score": 1.0, + "content": "detector can be well-initialized. Furthermore, SoCo strives to learn object-level representations which", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 471, + 505, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 505, + 484 + ], + "score": 1.0, + "content": "are not only meaningful, but also invariant to translation and scale. To achieve this, it encourages", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 481, + 506, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 481, + 506, + 496 + ], + "score": 1.0, + "content": "diversity of scales and locations of objects by constructing multiple augmented views and applying", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 493, + 505, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 505, + 505 + ], + "score": 1.0, + "content": "a scale-aware assignment strategy for different levels of a feature pyramid. Finally, object-level", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 505, + 506, + 517 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 506, + 517 + ], + "score": 1.0, + "content": "contrastive learning is applied to maximize the feature similarity of the same object across augmented", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 515, + 135, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 135, + 527 + ], + "score": 1.0, + "content": "views.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 20, + "bbox_fs": [ + 105, + 406, + 506, + 527 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 541, + 213, + 553 + ], + "lines": [ + { + "bbox": [ + 105, + 538, + 215, + 556 + ], + "spans": [ + { + "bbox": [ + 105, + 538, + 215, + 556 + ], + "score": 1.0, + "content": "3.2 Data Preprocessing", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 106, + 561, + 505, + 662 + ], + "lines": [ + { + "bbox": [ + 106, + 561, + 506, + 575 + ], + "spans": [ + { + "bbox": [ + 106, + 561, + 506, + 575 + ], + "score": 1.0, + "content": "Object Proposal Generation. Inspired by R-CNN [34] and Fast R-CNN [35], we use selective", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 572, + 506, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 506, + 585 + ], + "score": 1.0, + "content": "search [14], an unsupervised object proposal generation algorithm which takes into account color", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 583, + 506, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 583, + 506, + 597 + ], + "score": 1.0, + "content": "similarity, texture similarity, size of region and fit between regions, to generate a set of object proposals", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 594, + 506, + 608 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 436, + 608 + ], + "score": 1.0, + "content": "for each of the raw images. We represent each object proposal as a bounding box", + "type": "text" + }, + { + "bbox": [ + 437, + 594, + 502, + 606 + ], + "score": 0.92, + "content": "b \\overset { \\cdot } { = } \\{ x , y , w , h \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 594, + 506, + 608 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 605, + 505, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 133, + 619 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 605, + 157, + 617 + ], + "score": 0.92, + "content": "( x , y )", + "type": "inline_equation" + }, + { + "bbox": [ + 157, + 605, + 381, + 619 + ], + "score": 1.0, + "content": "denotes the coordinates of the bounding box center, and", + "type": "text" + }, + { + "bbox": [ + 382, + 607, + 390, + 615 + ], + "score": 0.78, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 391, + 605, + 408, + 619 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 408, + 606, + 416, + 615 + ], + "score": 0.8, + "content": "h", + "type": "inline_equation" + }, + { + "bbox": [ + 416, + 605, + 505, + 619 + ], + "score": 1.0, + "content": "are the corresponding", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 616, + 506, + 630 + ], + "spans": [ + { + "bbox": [ + 105, + 616, + 506, + 630 + ], + "score": 1.0, + "content": "width and height, respectively. We keep only the proposals that satisfy the following requirements:√ √", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 627, + 506, + 642 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 116, + 642 + ], + "score": 1.0, + "content": "1)", + "type": "text" + }, + { + "bbox": [ + 117, + 628, + 185, + 641 + ], + "score": 0.79, + "content": "1 / 3 \\leq w / h \\leq 3 ;", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 628, + 198, + 642 + ], + "score": 1.0, + "content": "2)", + "type": "text" + }, + { + "bbox": [ + 198, + 627, + 306, + 641 + ], + "score": 0.89, + "content": "0 . 3 \\leq \\dot { \\sqrt { w h } } / \\sqrt { W H } \\leq 0 . 8", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 628, + 336, + 642 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 337, + 629, + 349, + 639 + ], + "score": 0.7, + "content": "W", + "type": "inline_equation" + }, + { + "bbox": [ + 349, + 628, + 367, + 642 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 367, + 629, + 378, + 639 + ], + "score": 0.79, + "content": "H", + "type": "inline_equation" + }, + { + "bbox": [ + 378, + 628, + 506, + 642 + ], + "score": 1.0, + "content": "denote width and height of the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 640, + 505, + 653 + ], + "spans": [ + { + "bbox": [ + 106, + 640, + 505, + 653 + ], + "score": 1.0, + "content": "input image. The object proposal generation step is performed offline. In each training iteration, we", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 650, + 311, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 650, + 172, + 664 + ], + "score": 1.0, + "content": "randomly select", + "type": "text" + }, + { + "bbox": [ + 172, + 651, + 183, + 660 + ], + "score": 0.82, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 183, + 650, + 311, + 664 + ], + "score": 1.0, + "content": "proposals for each input image.", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 31, + "bbox_fs": [ + 105, + 561, + 506, + 664 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 667, + 504, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 666, + 506, + 680 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 282, + 680 + ], + "score": 1.0, + "content": "View Construction. Three views, namely", + "type": "text" + }, + { + "bbox": [ + 283, + 667, + 294, + 678 + ], + "score": 0.76, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 294, + 666, + 299, + 680 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 299, + 667, + 311, + 678 + ], + "score": 0.76, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 311, + 666, + 330, + 680 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 330, + 667, + 342, + 678 + ], + "score": 0.87, + "content": "V _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 666, + 506, + 680 + ], + "score": 1.0, + "content": ", are used in SoCo. The input image is", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 677, + 506, + 691 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 147, + 691 + ], + "score": 1.0, + "content": "resized to", + "type": "text" + }, + { + "bbox": [ + 147, + 678, + 191, + 689 + ], + "score": 0.9, + "content": "2 2 4 \\times 2 2 4", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 677, + 230, + 691 + ], + "score": 1.0, + "content": "to obtain", + "type": "text" + }, + { + "bbox": [ + 230, + 678, + 241, + 689 + ], + "score": 0.88, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 677, + 506, + 691 + ], + "score": 1.0, + "content": ". Then we apply a random crop with a scale range of [0.5, 1.0] on", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 688, + 506, + 702 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 118, + 700 + ], + "score": 0.87, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 118, + 688, + 174, + 702 + ], + "score": 1.0, + "content": "in generating", + "type": "text" + }, + { + "bbox": [ + 174, + 689, + 185, + 700 + ], + "score": 0.82, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 186, + 688, + 190, + 702 + ], + "score": 1.0, + "content": ".", + "type": "text" + }, + { + "bbox": [ + 190, + 689, + 201, + 700 + ], + "score": 0.84, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 688, + 338, + 702 + ], + "score": 1.0, + "content": "is then resized to the same size as", + "type": "text" + }, + { + "bbox": [ + 339, + 689, + 350, + 700 + ], + "score": 0.87, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 350, + 688, + 478, + 702 + ], + "score": 1.0, + "content": "and object proposals outside of", + "type": "text" + }, + { + "bbox": [ + 478, + 689, + 489, + 700 + ], + "score": 0.88, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 489, + 688, + 506, + 702 + ], + "score": 1.0, + "content": "are", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 699, + 506, + 713 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 239, + 713 + ], + "score": 1.0, + "content": "dropped. Next, we downsample", + "type": "text" + }, + { + "bbox": [ + 240, + 700, + 252, + 711 + ], + "score": 0.87, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 699, + 334, + 713 + ], + "score": 1.0, + "content": "to a fixed size (e.g.", + "type": "text" + }, + { + "bbox": [ + 334, + 700, + 380, + 711 + ], + "score": 0.87, + "content": "1 1 2 \\times 1 1 2 ,", + "type": "inline_equation" + }, + { + "bbox": [ + 380, + 699, + 429, + 713 + ], + "score": 1.0, + "content": ") to produce", + "type": "text" + }, + { + "bbox": [ + 429, + 700, + 441, + 711 + ], + "score": 0.85, + "content": "V _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 699, + 506, + 713 + ], + "score": 1.0, + "content": ". In all of these", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 710, + 505, + 724 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 505, + 724 + ], + "score": 1.0, + "content": "cases, the bounding boxes transformed according to the cropping and resizing of the RGB images", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 73, + 506, + 85 + ], + "spans": [ + { + "bbox": [ + 106, + 73, + 506, + 85 + ], + "score": 1.0, + "content": "(see Figure 1, Data Preprocessing). Finally, each view is randomly and independently augmented.", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 84, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 84, + 505, + 96 + ], + "score": 1.0, + "content": "We adopt the augmentation pipeline of BYOL [3] but discard the random crop augmentation since", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 94, + 505, + 107 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 505, + 107 + ], + "score": 1.0, + "content": "spatial transformation is already applied on all three views. Notice that the scale and location of the", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 106, + 505, + 118 + ], + "spans": [ + { + "bbox": [ + 106, + 106, + 505, + 118 + ], + "score": 1.0, + "content": "same object proposal are different across the augmented views, which enables the model to learn", + "type": "text", + "cross_page": true + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 117, + 380, + 129 + ], + "spans": [ + { + "bbox": [ + 106, + 117, + 380, + 129 + ], + "score": 1.0, + "content": "translation-invariant and scale-invariant object-level representations.", + "type": "text", + "cross_page": true + } + ], + "index": 4 + } + ], + "index": 38, + "bbox_fs": [ + 105, + 666, + 506, + 724 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 72, + 505, + 128 + ], + "lines": [ + { + "bbox": [ + 106, + 73, + 506, + 85 + ], + "spans": [ + { + "bbox": [ + 106, + 73, + 506, + 85 + ], + "score": 1.0, + "content": "(see Figure 1, Data Preprocessing). Finally, each view is randomly and independently augmented.", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 84, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 84, + 505, + 96 + ], + "score": 1.0, + "content": "We adopt the augmentation pipeline of BYOL [3] but discard the random crop augmentation since", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 94, + 505, + 107 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 505, + 107 + ], + "score": 1.0, + "content": "spatial transformation is already applied on all three views. Notice that the scale and location of the", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 106, + 505, + 118 + ], + "spans": [ + { + "bbox": [ + 106, + 106, + 505, + 118 + ], + "score": 1.0, + "content": "same object proposal are different across the augmented views, which enables the model to learn", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 117, + 380, + 129 + ], + "spans": [ + { + "bbox": [ + 106, + 117, + 380, + 129 + ], + "score": 1.0, + "content": "translation-invariant and scale-invariant object-level representations.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 2 + }, + { + "type": "text", + "bbox": [ + 106, + 132, + 506, + 193 + ], + "lines": [ + { + "bbox": [ + 106, + 131, + 507, + 146 + ], + "spans": [ + { + "bbox": [ + 106, + 131, + 507, + 146 + ], + "score": 1.0, + "content": "Box Jitter. To further encourage variance of scales and locations of object proposals across views,", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 144, + 507, + 157 + ], + "spans": [ + { + "bbox": [ + 105, + 144, + 507, + 157 + ], + "score": 1.0, + "content": "we adopt a box jitter strategy on the generated proposals as an object-level data augmentation.", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 104, + 154, + 506, + 169 + ], + "spans": [ + { + "bbox": [ + 104, + 155, + 263, + 169 + ], + "score": 1.0, + "content": "Specifically, given an object proposal", + "type": "text" + }, + { + "bbox": [ + 263, + 156, + 331, + 168 + ], + "score": 0.93, + "content": "\\boldsymbol { b } = \\{ x , y , w , h \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 155, + 487, + 169 + ], + "score": 1.0, + "content": ", we randomly generate a jittered box", + "type": "text" + }, + { + "bbox": [ + 487, + 154, + 506, + 167 + ], + "score": 0.87, + "content": "\\hat { b } =", + "type": "inline_equation" + } + ], + "index": 7 + }, + { + "bbox": [ + 107, + 167, + 506, + 182 + ], + "spans": [ + { + "bbox": [ + 107, + 167, + 155, + 181 + ], + "score": 0.93, + "content": "\\{ \\hat { x } , \\hat { y } , \\hat { w } , \\hat { h } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 168, + 216, + 182 + ], + "score": 1.0, + "content": "as follows: 1)", + "type": "text" + }, + { + "bbox": [ + 216, + 169, + 277, + 180 + ], + "score": 0.86, + "content": "\\hat { x } = x + r \\cdot w", + "type": "inline_equation" + }, + { + "bbox": [ + 277, + 168, + 291, + 182 + ], + "score": 1.0, + "content": "; 2)", + "type": "text" + }, + { + "bbox": [ + 292, + 169, + 354, + 181 + ], + "score": 0.81, + "content": "{ \\hat { y } } = y + r \\cdot h ;", + "type": "inline_equation" + }, + { + "bbox": [ + 354, + 168, + 365, + 182 + ], + "score": 1.0, + "content": "3)", + "type": "text" + }, + { + "bbox": [ + 365, + 169, + 432, + 180 + ], + "score": 0.81, + "content": "\\boldsymbol { \\hat { w } } = \\boldsymbol { w } + \\boldsymbol { r } \\cdot \\boldsymbol { w } ;", + "type": "inline_equation" + }, + { + "bbox": [ + 432, + 168, + 444, + 182 + ], + "score": 1.0, + "content": "4)", + "type": "text" + }, + { + "bbox": [ + 444, + 168, + 502, + 180 + ], + "score": 0.87, + "content": "\\hat { h } = h + r \\cdot h", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 168, + 506, + 182 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 181, + 506, + 193 + ], + "spans": [ + { + "bbox": [ + 106, + 181, + 133, + 193 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 181, + 194, + 192 + ], + "score": 0.9, + "content": "r \\in [ - 0 . 1 , 0 . 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 194, + 181, + 506, + 193 + ], + "score": 1.0, + "content": ". The box jitter is randomly applied on each proposal with a probability of 0.5.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 7 + }, + { + "type": "title", + "bbox": [ + 108, + 203, + 280, + 216 + ], + "lines": [ + { + "bbox": [ + 104, + 201, + 281, + 219 + ], + "spans": [ + { + "bbox": [ + 104, + 201, + 281, + 219 + ], + "score": 1.0, + "content": "3.3 Object-Level Contrastive Learning", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "text", + "bbox": [ + 106, + 223, + 505, + 280 + ], + "lines": [ + { + "bbox": [ + 106, + 224, + 506, + 237 + ], + "spans": [ + { + "bbox": [ + 106, + 224, + 506, + 237 + ], + "score": 1.0, + "content": "The goal of SoCo is to align pretraining to object detection. Here, we use the representative framework", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 235, + 506, + 248 + ], + "spans": [ + { + "bbox": [ + 106, + 235, + 506, + 248 + ], + "score": 1.0, + "content": "Mask R-CNN [17] with feature pyramid network (FPN) [15] to demonstrate our key design principles.", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 245, + 506, + 259 + ], + "spans": [ + { + "bbox": [ + 105, + 245, + 506, + 259 + ], + "score": 1.0, + "content": "The alignment mainly involves aligning the pretraining architecture with that of object detection and", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 257, + 506, + 270 + ], + "spans": [ + { + "bbox": [ + 106, + 257, + 506, + 270 + ], + "score": 1.0, + "content": "integrating important object detection properties such as object-level translation invariance and scale", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 267, + 231, + 282 + ], + "spans": [ + { + "bbox": [ + 105, + 267, + 231, + 282 + ], + "score": 1.0, + "content": "invariance into the pretraining.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 106, + 284, + 505, + 361 + ], + "lines": [ + { + "bbox": [ + 105, + 283, + 506, + 297 + ], + "spans": [ + { + "bbox": [ + 105, + 283, + 506, + 297 + ], + "score": 1.0, + "content": "Aligning Pretraining Architecture to Object Detection. Following Mask R-CNN, we use a", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 295, + 506, + 307 + ], + "spans": [ + { + "bbox": [ + 105, + 295, + 345, + 307 + ], + "score": 1.0, + "content": "backbone with FPN as the image-level feature extractor", + "type": "text" + }, + { + "bbox": [ + 345, + 295, + 357, + 307 + ], + "score": 0.89, + "content": "f ^ { I }", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 295, + 506, + 307 + ], + "score": 1.0, + "content": ". 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Here, we do not use", + "type": "text" + }, + { + "bbox": [ + 388, + 307, + 400, + 317 + ], + "score": 0.88, + "content": "P _ { 6 }", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 306, + 506, + 318 + ], + "score": 1.0, + "content": "due to its low resolution.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 316, + 506, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 316, + 261, + 330 + ], + "score": 1.0, + "content": "With the bounding box representation", + "type": "text" + }, + { + "bbox": [ + 262, + 318, + 267, + 327 + ], + "score": 0.74, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 267, + 316, + 506, + 330 + ], + "score": 1.0, + "content": ", RoIAlign [17] is applied to extract the foreground feature", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 327, + 506, + 341 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 506, + 341 + ], + "score": 1.0, + "content": "from the corresponding scale level. For further architectural alignment, we additionally introduce", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 336, + 506, + 352 + ], + "spans": [ + { + "bbox": [ + 104, + 336, + 173, + 352 + ], + "score": 1.0, + "content": "an R-CNN head", + "type": "text" + }, + { + "bbox": [ + 173, + 338, + 188, + 350 + ], + "score": 0.91, + "content": "f ^ { H }", + "type": "inline_equation" + }, + { + "bbox": [ + 188, + 336, + 412, + 352 + ], + "score": 1.0, + "content": "into pretraining. 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The", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 399, + 506, + 410 + ], + "spans": [ + { + "bbox": [ + 106, + 399, + 506, + 410 + ], + "score": 1.0, + "content": "online network and the target network share the same architecture but with different sets of weights.", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 103, + 407, + 505, + 426 + ], + "spans": [ + { + "bbox": [ + 103, + 407, + 263, + 426 + ], + "score": 1.0, + "content": "Concretely, the target network weights", + "type": "text" + }, + { + "bbox": [ + 263, + 409, + 293, + 424 + ], + "score": 0.52, + "content": "f _ { \\xi } ^ { I } , f _ { \\xi } ^ { H }", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 407, + 505, + 426 + ], + "score": 1.0, + "content": "are the exponential moving average (EMA) with the", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 104, + 421, + 506, + 438 + ], + "spans": [ + { + "bbox": [ + 104, + 421, + 201, + 438 + ], + "score": 1.0, + "content": "momentum coefficient", + "type": "text" + }, + { + "bbox": [ + 201, + 425, + 208, + 433 + ], + "score": 0.76, + "content": "\\tau", + "type": "inline_equation" + }, + { + "bbox": [ + 208, + 421, + 312, + 438 + ], + "score": 1.0, + "content": "of the online parameters", + "type": "text" + }, + { + "bbox": [ + 312, + 422, + 323, + 435 + ], + "score": 0.9, + "content": "f _ { \\theta } ^ { I }", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 421, + 343, + 438 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 343, + 422, + 357, + 435 + ], + "score": 0.91, + "content": "f _ { \\theta } ^ { H }", + "type": "inline_equation" + }, + { + "bbox": [ + 358, + 421, + 506, + 438 + ], + "score": 1.0, + "content": ". 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Let", + "type": "text" + }, + { + "bbox": [ + 241, + 435, + 251, + 445 + ], + "score": 0.88, + "content": "h _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 434, + 432, + 447 + ], + "score": 1.0, + "content": "be the object-level representation of proposal", + "type": "text" + }, + { + "bbox": [ + 432, + 435, + 441, + 445 + ], + "score": 0.87, + "content": "b _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 434, + 473, + 447 + ], + "score": 1.0, + "content": "in view", + "type": "text" + }, + { + "bbox": [ + 473, + 434, + 484, + 445 + ], + "score": 0.87, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 485, + 434, + 506, + 447 + ], + "score": 1.0, + "content": ", and", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 107, + 444, + 506, + 458 + ], + "spans": [ + { + "bbox": [ + 107, + 446, + 132, + 457 + ], + "score": 0.82, + "content": "h _ { i } ^ { \\prime } , h _ { i } ^ { \\prime \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 132, + 444, + 228, + 458 + ], + "score": 1.0, + "content": "be the representation of", + "type": "text" + }, + { + "bbox": [ + 228, + 446, + 236, + 456 + ], + "score": 0.88, + "content": "b _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 444, + 269, + 458 + ], + "score": 1.0, + "content": "in view", + "type": "text" + }, + { + "bbox": [ + 269, + 445, + 295, + 456 + ], + "score": 0.91, + "content": "V _ { 2 } , V _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 444, + 506, + 458 + ], + "score": 1.0, + "content": ". They are extracted using the online network and the", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 456, + 218, + 469 + ], + "spans": [ + { + "bbox": [ + 105, + 456, + 218, + 469 + ], + "score": 1.0, + "content": "target network respectively,", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 27 + }, + { + "type": "interline_equation", + "bbox": [ + 237, + 470, + 372, + 486 + ], + "lines": [ + { + "bbox": [ + 237, + 470, + 372, + 486 + ], + "spans": [ + { + "bbox": [ + 237, + 470, + 372, + 486 + ], + "score": 0.9, + "content": "h _ { i } = f _ { \\theta } ^ { H } \\big ( \\mathrm { R o I A l i g n } \\big ( f _ { \\theta } ^ { I } ( V _ { 1 } ) , b _ { i } \\big ) \\big ) ,", + "type": "interline_equation", + "image_path": "c688553915821526c28fc2e2fefc38fbb71711b15b63a576895bf2c93e78016c.jpg" + } + ] + } + ], + "index": 31, + "virtual_lines": [ + { + "bbox": [ + 237, + 470, + 372, + 486 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "interline_equation", + "bbox": [ + 165, + 497, + 445, + 513 + ], + "lines": [ + { + "bbox": [ + 165, + 497, + 445, + 513 + ], + "spans": [ + { + "bbox": [ + 165, + 497, + 445, + 513 + ], + "score": 0.86, + "content": "h _ { i } ^ { \\prime } = f _ { \\xi } ^ { H } ( \\mathrm { R o I A l i g n } ( f _ { \\xi } ^ { I } ( V _ { 2 } ) , b _ { i } ) ) , \\quad h _ { i } ^ { \\prime \\prime } = f _ { \\xi } ^ { H } ( \\mathrm { R o I A l i g n } ( f _ { \\xi } ^ { I } ( V _ { 3 } ) , b _ { i } ) ) .", + "type": "interline_equation", + "image_path": "c4ef01395a0fffe3d6f6763ceb5958bffe97fd344afd6dcb7dfb4da4e3ca8a25.jpg" + } + ] + } + ], + "index": 32, + "virtual_lines": [ + { + "bbox": [ + 165, + 497, + 445, + 513 + ], + "spans": [], + "index": 32 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 518, + 506, + 563 + ], + "lines": [ + { + "bbox": [ + 106, + 518, + 506, + 530 + ], + "spans": [ + { + "bbox": [ + 106, + 518, + 506, + 530 + ], + "score": 1.0, + "content": "We follow BYOL [3] for learning contrastive representations. 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Both", + "type": "text" + }, + { + "bbox": [ + 383, + 531, + 394, + 541 + ], + "score": 0.86, + "content": "g _ { \\theta }", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 529, + 412, + 541 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 412, + 531, + 422, + 541 + ], + "score": 0.85, + "content": "q _ { \\theta }", + "type": "inline_equation" + }, + { + "bbox": [ + 422, + 529, + 507, + 541 + ], + "score": 1.0, + "content": "are two-layer MLPs.", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 540, + 504, + 553 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 323, + 553 + ], + "score": 1.0, + "content": "The target network is only appended with the projector", + "type": "text" + }, + { + "bbox": [ + 323, + 542, + 333, + 552 + ], + "score": 0.85, + "content": "g _ { \\xi }", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 540, + 481, + 553 + ], + "score": 1.0, + "content": "for avoiding trivial solutions. 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At each training iteration,", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 104, + 708, + 393, + 723 + ], + "spans": [ + { + "bbox": [ + 104, + 708, + 325, + 723 + ], + "score": 1.0, + "content": "we perform a stochastic optimization step to minimize", + "type": "text" + }, + { + "bbox": [ + 326, + 708, + 389, + 721 + ], + "score": 0.92, + "content": "\\mathcal { L } ^ { \\mathrm { S o C o } } = \\mathcal { L } + \\widetilde { \\mathcal { L } }", + "type": "inline_equation" + }, + { + "bbox": [ + 389, + 708, + 393, + 723 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 44 + } + ], + "page_idx": 3, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 741, + 308, + 750 + ], + "lines": [ + { + "bbox": [ + 302, + 741, + 310, + 752 + ], + "spans": [ + { + "bbox": [ + 302, + 741, + 310, + 752 + ], + "score": 1.0, + "content": "4", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 72, + 505, + 128 + ], + "lines": [], + "index": 2, + "bbox_fs": [ + 105, + 73, + 506, + 129 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 106, + 132, + 506, + 193 + ], + "lines": [ + { + "bbox": [ + 106, + 131, + 507, + 146 + ], + "spans": [ + { + "bbox": [ + 106, + 131, + 507, + 146 + ], + "score": 1.0, + "content": "Box Jitter. 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Here, we do not use", + "type": "text" + }, + { + "bbox": [ + 388, + 307, + 400, + 317 + ], + "score": 0.88, + "content": "P _ { 6 }", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 306, + 506, + 318 + ], + "score": 1.0, + "content": "due to its low resolution.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 316, + 506, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 316, + 261, + 330 + ], + "score": 1.0, + "content": "With the bounding box representation", + "type": "text" + }, + { + "bbox": [ + 262, + 318, + 267, + 327 + ], + "score": 0.74, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 267, + 316, + 506, + 330 + ], + "score": 1.0, + "content": ", RoIAlign [17] is applied to extract the foreground feature", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 327, + 506, + 341 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 506, + 341 + ], + "score": 1.0, + "content": "from the corresponding scale level. For further architectural alignment, we additionally introduce", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 336, + 506, + 352 + ], + "spans": [ + { + "bbox": [ + 104, + 336, + 173, + 352 + ], + "score": 1.0, + "content": "an R-CNN head", + "type": "text" + }, + { + "bbox": [ + 173, + 338, + 188, + 350 + ], + "score": 0.91, + "content": "f ^ { H }", + "type": "inline_equation" + }, + { + "bbox": [ + 188, + 336, + 412, + 352 + ], + "score": 1.0, + "content": "into pretraining. 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Let", + "type": "text" + }, + { + "bbox": [ + 241, + 435, + 251, + 445 + ], + "score": 0.88, + "content": "h _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 434, + 432, + 447 + ], + "score": 1.0, + "content": "be the object-level representation of proposal", + "type": "text" + }, + { + "bbox": [ + 432, + 435, + 441, + 445 + ], + "score": 0.87, + "content": "b _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 434, + 473, + 447 + ], + "score": 1.0, + "content": "in view", + "type": "text" + }, + { + "bbox": [ + 473, + 434, + 484, + 445 + ], + "score": 0.87, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 485, + 434, + 506, + 447 + ], + "score": 1.0, + "content": ", and", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 107, + 444, + 506, + 458 + ], + "spans": [ + { + "bbox": [ + 107, + 446, + 132, + 457 + ], + "score": 0.82, + "content": "h _ { i } ^ { \\prime } , h _ { i } ^ { \\prime \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 132, + 444, + 228, + 458 + ], + "score": 1.0, + "content": "be the representation of", + "type": "text" + }, + { + "bbox": [ + 228, + 446, + 236, + 456 + ], + "score": 0.88, + "content": "b _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 444, + 269, + 458 + ], + "score": 1.0, + "content": "in view", + "type": "text" + }, + { + "bbox": [ + 269, + 445, + 295, + 456 + ], + "score": 0.91, + "content": "V _ { 2 } , V _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 444, + 506, + 458 + ], + "score": 1.0, + "content": ". 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Both", + "type": "text" + }, + { + "bbox": [ + 383, + 531, + 394, + 541 + ], + "score": 0.86, + "content": "g _ { \\theta }", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 529, + 412, + 541 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 412, + 531, + 422, + 541 + ], + "score": 0.85, + "content": "q _ { \\theta }", + "type": "inline_equation" + }, + { + "bbox": [ + 422, + 529, + 507, + 541 + ], + "score": 1.0, + "content": "are two-layer MLPs.", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 540, + 504, + 553 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 323, + 553 + ], + "score": 1.0, + "content": "The target network is only appended with the projector", + "type": "text" + }, + { + "bbox": [ + 323, + 542, + 333, + 552 + ], + "score": 0.85, + "content": "g _ { \\xi }", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 540, + 481, + 553 + ], + "score": 1.0, + "content": "for avoiding trivial solutions. We use", + "type": "text" + }, + { + "bbox": [ + 482, + 542, + 491, + 551 + ], + "score": 0.72, + "content": "v _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 491, + 540, + 494, + 553 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 495, + 540, + 504, + 552 + ], + "score": 0.78, + "content": "\\boldsymbol { v } _ { i } ^ { \\prime }", + "type": "inline_equation" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 550, + 495, + 564 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 123, + 564 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 124, + 551, + 135, + 563 + ], + "score": 0.9, + "content": "v _ { i } ^ { \\prime \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 135, + 550, + 388, + 564 + ], + "score": 1.0, + "content": "to denote the latent embeddings of object-level representations", + "type": "text" + }, + { + "bbox": [ + 389, + 551, + 437, + 563 + ], + "score": 0.93, + "content": "\\{ h _ { i } , h _ { i } ^ { \\prime } , h _ { i } ^ { \\prime \\prime } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 438, + 550, + 495, + 564 + ], + "score": 1.0, + "content": ", respectively:", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 34.5, + "bbox_fs": [ + 105, + 518, + 507, + 564 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 207, + 565, + 404, + 580 + ], + "lines": [ + { + "bbox": [ + 207, + 565, + 404, + 580 + ], + "spans": [ + { + "bbox": [ + 207, + 565, + 404, + 580 + ], + "score": 0.87, + "content": "v _ { i } = q _ { \\theta } ( g _ { \\theta } ( h _ { i } ) ) , \\quad v _ { i } ^ { \\prime } = g _ { \\xi } ( h _ { i } ^ { \\prime } ) , \\quad v _ { i } ^ { \\prime \\prime } = g _ { \\xi } ( h _ { i } ^ { \\prime \\prime } ) .", + "type": "interline_equation", + "image_path": "caab9fcc3be4167cce8738b81ac7f5a8c5ffa9c2cb0eb203541ac8c8d08cf0e5.jpg" + } + ] + } + ], + "index": 37, + "virtual_lines": [ + { + "bbox": [ + 207, + 565, + 404, + 580 + ], + "spans": [], + "index": 37 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 588, + 352, + 600 + ], + "lines": [ + { + "bbox": [ + 105, + 587, + 352, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 587, + 217, + 601 + ], + "score": 1.0, + "content": "The contrastive loss for the", + "type": "text" + }, + { + "bbox": [ + 217, + 590, + 221, + 598 + ], + "score": 0.8, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 587, + 352, + 601 + ], + "score": 1.0, + "content": "-th object proposal is defined as:", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 38, + "bbox_fs": [ + 105, + 587, + 352, + 601 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 213, + 603, + 398, + 631 + ], + "lines": [ + { + "bbox": [ + 213, + 603, + 398, + 631 + ], + "spans": [ + { + "bbox": [ + 213, + 603, + 398, + 631 + ], + "score": 0.94, + "content": "\\mathcal { L } _ { i } = - 2 \\cdot \\frac { \\langle v _ { i } , v _ { i } ^ { \\prime } \\rangle } { \\left. v _ { i } \\right. _ { 2 } \\cdot \\left. v _ { i } ^ { \\prime } \\right. _ { 2 } } - 2 \\cdot \\frac { \\langle v _ { i } , v _ { i } ^ { \\prime \\prime } \\rangle } { \\left. v _ { i } \\right. _ { 2 } \\cdot \\left. v _ { i } ^ { \\prime \\prime } \\right. _ { 2 } } .", + "type": "interline_equation", + "image_path": "83f8a071040b7b71fbdddbc749640d6768c6abbd1230bbea363bc38bb232b24f.jpg" + } + ] + } + ], + "index": 39, + "virtual_lines": [ + { + "bbox": [ + 213, + 603, + 398, + 631 + ], + "spans": [], + "index": 39 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 633, + 374, + 645 + ], + "lines": [ + { + "bbox": [ + 105, + 631, + 375, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 631, + 375, + 646 + ], + "score": 1.0, + "content": "Then we can formulate the overall loss function for each image as:", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40, + "bbox_fs": [ + 105, + 631, + 375, + 646 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 273, + 648, + 337, + 682 + ], + "lines": [ + { + "bbox": [ + 273, + 648, + 337, + 682 + ], + "spans": [ + { + "bbox": [ + 273, + 648, + 337, + 682 + ], + "score": 0.94, + "content": "\\mathcal { L } = \\frac { 1 } { K } \\sum _ { i = 1 } ^ { K } \\mathcal { L } _ { i } ,", + "type": "interline_equation", + "image_path": "77fabf55e998da79083346da6be0c49b2f411147f634ab3633116d6062a30442.jpg" + } + ] + } + ], + "index": 41.5, + "virtual_lines": [ + { + "bbox": [ + 273, + 648, + 337, + 665.0 + ], + "spans": [], + "index": 41 + }, + { + "bbox": [ + 273, + 665.0, + 337, + 682.0 + ], + "spans": [], + "index": 42 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 684, + 505, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 683, + 505, + 698 + ], + "spans": [ + { + "bbox": [ + 105, + 683, + 132, + 698 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 133, + 685, + 143, + 695 + ], + "score": 0.83, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 144, + 683, + 376, + 698 + ], + "score": 1.0, + "content": "is the number of object proposals. We symmetrize the loss", + "type": "text" + }, + { + "bbox": [ + 376, + 685, + 384, + 695 + ], + "score": 0.83, + "content": "\\mathcal { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 683, + 505, + 698 + ], + "score": 1.0, + "content": "in Eq. 6 by separately feeding", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 107, + 695, + 507, + 711 + ], + "spans": [ + { + "bbox": [ + 107, + 697, + 118, + 708 + ], + "score": 0.85, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 118, + 695, + 220, + 711 + ], + "score": 1.0, + "content": "to the target network and", + "type": "text" + }, + { + "bbox": [ + 221, + 698, + 256, + 710 + ], + "score": 0.92, + "content": "\\{ V _ { 2 } , V _ { 3 } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 256, + 695, + 390, + 711 + ], + "score": 1.0, + "content": "to the online network to compute", + "type": "text" + }, + { + "bbox": [ + 390, + 695, + 398, + 707 + ], + "score": 0.84, + "content": "\\widetilde { \\mathcal { L } }", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 695, + 507, + 711 + ], + "score": 1.0, + "content": ". At each training iteration,", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 104, + 708, + 393, + 723 + ], + "spans": [ + { + "bbox": [ + 104, + 708, + 325, + 723 + ], + "score": 1.0, + "content": "we perform a stochastic optimization step to minimize", + "type": "text" + }, + { + "bbox": [ + 326, + 708, + 389, + 721 + ], + "score": 0.92, + "content": "\\mathcal { L } ^ { \\mathrm { S o C o } } = \\mathcal { L } + \\widetilde { \\mathcal { L } }", + "type": "inline_equation" + }, + { + "bbox": [ + 389, + 708, + 393, + 723 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 44, + "bbox_fs": [ + 104, + 683, + 507, + 723 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 72, + 505, + 193 + ], + "lines": [ + { + "bbox": [ + 105, + 73, + 505, + 85 + ], + "spans": [ + { + "bbox": [ + 105, + 73, + 505, + 85 + ], + "score": 1.0, + "content": "Scale-Aware Assignment. Mask R-CNN with FPN uses the IoU between anchors and ground-truth", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 83, + 504, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 83, + 412, + 96 + ], + "score": 1.0, + "content": "boxes to determine positive samples. It defines anchors to have areas of", + "type": "text" + }, + { + "bbox": [ + 412, + 83, + 504, + 96 + ], + "score": 0.91, + "content": "\\{ 3 2 ^ { 2 } , 6 4 ^ { 2 } , \\overline { { { 1 2 8 ^ { 2 } } } } , 2 5 6 ^ { 2 } \\}", + "type": "inline_equation" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 94, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 95, + 151, + 106 + ], + "score": 1.0, + "content": "pixels on", + "type": "text" + }, + { + "bbox": [ + 151, + 94, + 218, + 106 + ], + "score": 0.93, + "content": "\\{ P _ { 2 } , P _ { 3 } , \\bar { P } _ { 4 } , P _ { 5 } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 219, + 95, + 506, + 106 + ], + "score": 1.0, + "content": ", respectively, which means ground-truth boxes of scale within a", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 106, + 507, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 106, + 507, + 118 + ], + "score": 1.0, + "content": "range are assigned to a specific pyramid level. Inspired by this, we propose a scale-aware as-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 116, + 507, + 129 + ], + "spans": [ + { + "bbox": [ + 105, + 116, + 507, + 129 + ], + "score": 1.0, + "content": "signment strategy, which greatly encourages the pretraining model to learn object-level scale-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 127, + 506, + 140 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 506, + 140 + ], + "score": 1.0, + "content": "invariant representations. Concretely, we assign object proposals of area within a range of", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 107, + 136, + 506, + 152 + ], + "spans": [ + { + "bbox": [ + 107, + 137, + 306, + 150 + ], + "score": 0.6, + "content": "\\left\\{ 0 - 4 8 ^ { 2 } , 4 \\dot { 9 } ^ { 2 } - 9 6 ^ { 2 } , 9 7 ^ { 2 } - 1 9 2 ^ { 2 } , 1 9 \\dot { 3 } ^ { 2 } - 2 2 4 ^ { 2 } \\right\\}", + "type": "inline_equation" + }, + { + "bbox": [ + 307, + 136, + 347, + 152 + ], + "score": 1.0, + "content": "pixels to", + "type": "text" + }, + { + "bbox": [ + 347, + 138, + 414, + 150 + ], + "score": 0.92, + "content": "\\{ P _ { 2 } , P _ { 3 } , P _ { 4 } , P _ { 5 } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 136, + 506, + 152 + ], + "score": 1.0, + "content": ", respectively. Notice", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 149, + 505, + 160 + ], + "spans": [ + { + "bbox": [ + 106, + 149, + 246, + 160 + ], + "score": 1.0, + "content": "that the maximum proposal size is", + "type": "text" + }, + { + "bbox": [ + 246, + 150, + 290, + 160 + ], + "score": 0.88, + "content": "2 2 4 \\times 2 2 4", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 149, + 505, + 160 + ], + "score": 1.0, + "content": "since all of the views are resized to a fixed resolution", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 160, + 504, + 172 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 504, + 172 + ], + "score": 1.0, + "content": "smaller than 224. The advantage is that the same object proposals at different scales are encouraged", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 171, + 505, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 171, + 505, + 183 + ], + "score": 1.0, + "content": "to learn consistent representations through contrastive learning. As a result, SoCo learns object-level", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 181, + 419, + 195 + ], + "spans": [ + { + "bbox": [ + 105, + 181, + 419, + 195 + ], + "score": 1.0, + "content": "scale-invariant visual representations, which is important for object detection.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 5 + }, + { + "type": "text", + "bbox": [ + 107, + 198, + 505, + 318 + ], + "lines": [ + { + "bbox": [ + 105, + 197, + 507, + 212 + ], + "spans": [ + { + "bbox": [ + 105, + 197, + 507, + 212 + ], + "score": 1.0, + "content": "Introducing Properties of Detection to Pretraining. Here, we discuss how SoCo promotes impor-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 209, + 506, + 223 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 506, + 223 + ], + "score": 1.0, + "content": "tant properties of object detection in the pretraining. Object detection uses tight bounding boxes", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 221, + 505, + 233 + ], + "spans": [ + { + "bbox": [ + 106, + 221, + 505, + 233 + ], + "score": 1.0, + "content": "to represent objects. To introduce object-level representations, SoCo generates object proposals by", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 232, + 505, + 243 + ], + "spans": [ + { + "bbox": [ + 106, + 232, + 505, + 243 + ], + "score": 1.0, + "content": "selective search. Translation invariance and scale invariance at the object level are regarded as the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 241, + 506, + 255 + ], + "spans": [ + { + "bbox": [ + 105, + 241, + 506, + 255 + ], + "score": 1.0, + "content": "most important properties for object detection, i.e., feature representations of objects belonging to", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 253, + 506, + 265 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 397, + 265 + ], + "score": 1.0, + "content": "same category should be insensitive to scale and location. Recall that", + "type": "text" + }, + { + "bbox": [ + 397, + 253, + 408, + 264 + ], + "score": 0.88, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 409, + 253, + 506, + 265 + ], + "score": 1.0, + "content": "is a randomly cropped", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 264, + 505, + 276 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 142, + 276 + ], + "score": 1.0, + "content": "patch of", + "type": "text" + }, + { + "bbox": [ + 142, + 264, + 154, + 275 + ], + "score": 0.88, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 154, + 264, + 474, + 276 + ], + "score": 1.0, + "content": ". Random cropping introduces box shift and thus contrastive learning between", + "type": "text" + }, + { + "bbox": [ + 475, + 264, + 486, + 275 + ], + "score": 0.87, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 264, + 505, + 276 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 107, + 274, + 505, + 287 + ], + "spans": [ + { + "bbox": [ + 107, + 275, + 118, + 286 + ], + "score": 0.87, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 118, + 274, + 429, + 287 + ], + "score": 1.0, + "content": "encourages the pretraining model to learn location-invariant representations.", + "type": "text" + }, + { + "bbox": [ + 429, + 275, + 441, + 286 + ], + "score": 0.87, + "content": "V _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 274, + 505, + 287 + ], + "score": 1.0, + "content": "is generated by", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 285, + 505, + 298 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 167, + 298 + ], + "score": 1.0, + "content": "downsampling", + "type": "text" + }, + { + "bbox": [ + 168, + 286, + 179, + 297 + ], + "score": 0.87, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 180, + 285, + 505, + 298 + ], + "score": 1.0, + "content": ", which results in a scale augmentation of object proposals. With our scale-aware", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 296, + 506, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 296, + 304, + 310 + ], + "score": 1.0, + "content": "assignment strategy, the contrastive loss between", + "type": "text" + }, + { + "bbox": [ + 304, + 297, + 316, + 307 + ], + "score": 0.87, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 296, + 333, + 310 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 334, + 297, + 345, + 308 + ], + "score": 0.87, + "content": "V _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 346, + 296, + 506, + 310 + ], + "score": 1.0, + "content": "guides the pretraining towards learning", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 308, + 258, + 319 + ], + "spans": [ + { + "bbox": [ + 106, + 308, + 258, + 319 + ], + "score": 1.0, + "content": "scale-invariant visual representations.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 107, + 324, + 505, + 400 + ], + "lines": [ + { + "bbox": [ + 105, + 324, + 506, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 506, + 336 + ], + "score": 1.0, + "content": "Extending to Other Object Detectors. SoCo can be easily extended to align to other detectors", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 335, + 507, + 347 + ], + "spans": [ + { + "bbox": [ + 105, + 335, + 507, + 347 + ], + "score": 1.0, + "content": "besides Mask R-CNN with FPN. Here, we apply SoCo to Mask R-CNN with a C4 structure,", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 345, + 506, + 357 + ], + "spans": [ + { + "bbox": [ + 105, + 345, + 506, + 357 + ], + "score": 1.0, + "content": "which is a popular non-FPN detection framework. The modification is three-fold: 1) for all object", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 356, + 506, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 356, + 256, + 369 + ], + "score": 1.0, + "content": "proposals, RoIAlign is performed on", + "type": "text" + }, + { + "bbox": [ + 256, + 357, + 269, + 367 + ], + "score": 0.85, + "content": "C _ { 4 }", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 356, + 506, + 369 + ], + "score": 1.0, + "content": "; 2) the R-CNN head is replaced by the entire 5-th residual", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 367, + 505, + 379 + ], + "spans": [ + { + "bbox": [ + 105, + 367, + 169, + 379 + ], + "score": 1.0, + "content": "block; 3) view", + "type": "text" + }, + { + "bbox": [ + 169, + 367, + 181, + 378 + ], + "score": 0.87, + "content": "V _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 181, + 367, + 312, + 379 + ], + "score": 1.0, + "content": "is discarded and the remaining", + "type": "text" + }, + { + "bbox": [ + 312, + 367, + 324, + 378 + ], + "score": 0.86, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 367, + 343, + 379 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 343, + 367, + 355, + 378 + ], + "score": 0.88, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 367, + 505, + 379 + ], + "score": 1.0, + "content": "are kept for object-level contrastive", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 378, + 505, + 390 + ], + "spans": [ + { + "bbox": [ + 105, + 378, + 505, + 390 + ], + "score": 1.0, + "content": "learning. Experiments and comparisons with state-of-the-art methods in Section 4.3 demonstrate the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 390, + 253, + 402 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 253, + 402 + ], + "score": 1.0, + "content": "extensibility and flexibility of SoCo.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 25 + }, + { + "type": "title", + "bbox": [ + 107, + 418, + 191, + 432 + ], + "lines": [ + { + "bbox": [ + 104, + 416, + 193, + 435 + ], + "spans": [ + { + "bbox": [ + 104, + 416, + 193, + 435 + ], + "score": 1.0, + "content": "4 Experiments", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29 + }, + { + "type": "title", + "bbox": [ + 108, + 444, + 216, + 456 + ], + "lines": [ + { + "bbox": [ + 105, + 442, + 217, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 442, + 217, + 459 + ], + "score": 1.0, + "content": "4.1 Pretraining Settings", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 106, + 465, + 505, + 607 + ], + "lines": [ + { + "bbox": [ + 106, + 465, + 505, + 477 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 505, + 477 + ], + "score": 1.0, + "content": "Architecture. Through the introduction of object proposals, the architectural discrepancy is reduced", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 476, + 505, + 488 + ], + "spans": [ + { + "bbox": [ + 106, + 476, + 505, + 488 + ], + "score": 1.0, + "content": "between pretraining and downstream detection finetuning. Mask R-CNN [17] is a commonly adopted", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 487, + 506, + 499 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 506, + 499 + ], + "score": 1.0, + "content": "framework to evaluate transfer performance. To demonstrate the extensibility and flexibility of", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 498, + 506, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 506, + 511 + ], + "score": 1.0, + "content": "SoCo, we provide details of SoCo alignment for the detection architectures R50-FPN and R50-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 508, + 506, + 521 + ], + "spans": [ + { + "bbox": [ + 105, + 508, + 506, + 521 + ], + "score": 1.0, + "content": "C4. SoCo-R50-FPN: ResNet-50 [36] with FPN [15] is used as the image-level feature encoder.", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 519, + 506, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 519, + 373, + 532 + ], + "score": 1.0, + "content": "RoIAlign [17] is then used to extract RoI features on feature maps", + "type": "text" + }, + { + "bbox": [ + 374, + 519, + 441, + 532 + ], + "score": 0.93, + "content": "\\{ P _ { 2 } , P _ { 3 } , P _ { 4 } , P _ { 5 } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 519, + 506, + 532 + ], + "score": 1.0, + "content": "with a stride of", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 107, + 530, + 506, + 543 + ], + "spans": [ + { + "bbox": [ + 107, + 531, + 160, + 543 + ], + "score": 0.89, + "content": "\\{ 4 , 8 , 1 6 , 3 2 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 530, + 506, + 543 + ], + "score": 1.0, + "content": ". According to the image areas of object proposals, each RoI feature is then transformed", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 541, + 506, + 554 + ], + "spans": [ + { + "bbox": [ + 105, + 541, + 506, + 554 + ], + "score": 1.0, + "content": "to an object-level representation by the head network as in Mask R-CNN. SoCo-R50-C4: on the", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 551, + 506, + 565 + ], + "spans": [ + { + "bbox": [ + 105, + 551, + 506, + 565 + ], + "score": 1.0, + "content": "standard ResNet-50 architecture, we insert the RoI operation on the output of the 4-th residual block.", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 564, + 505, + 575 + ], + "spans": [ + { + "bbox": [ + 106, + 564, + 505, + 575 + ], + "score": 1.0, + "content": "The entire 5-th residual block is treated as the head network to encode object-level features. Both", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 574, + 505, + 587 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 505, + 587 + ], + "score": 1.0, + "content": "the projection network and prediction network are 2-layer MLPs which consist of a linear layer with", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 585, + 506, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 506, + 597 + ], + "score": 1.0, + "content": "output size 4096 followed by batch normalization [37], rectified linear units (ReLU) [38], and a final", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 596, + 266, + 609 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 266, + 609 + ], + "score": 1.0, + "content": "linear layer with output dimension 256.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 107, + 612, + 503, + 635 + ], + "lines": [ + { + "bbox": [ + 105, + 611, + 505, + 626 + ], + "spans": [ + { + "bbox": [ + 105, + 611, + 396, + 626 + ], + "score": 1.0, + "content": "Dataset. We adopt the widely used ImageNet [1] which consists of", + "type": "text" + }, + { + "bbox": [ + 396, + 613, + 423, + 623 + ], + "score": 0.8, + "content": "{ \\sim } 1 . 2 8", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 611, + 505, + 626 + ], + "score": 1.0, + "content": "million images for", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 622, + 218, + 636 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 218, + 636 + ], + "score": 1.0, + "content": "self-supervised pretraining.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 44.5 + }, + { + "type": "text", + "bbox": [ + 107, + 640, + 505, + 684 + ], + "lines": [ + { + "bbox": [ + 105, + 640, + 506, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 640, + 506, + 653 + ], + "score": 1.0, + "content": "Data Augmentation. Once all views are constructed, we employ the data augmentation pipeline of", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 649, + 506, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 506, + 664 + ], + "score": 1.0, + "content": "BYOL [3]. Specifically, we apply random horizontal flip, color distortion, Gaussian blur, grayscaling,", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 662, + 505, + 675 + ], + "spans": [ + { + "bbox": [ + 105, + 662, + 505, + 675 + ], + "score": 1.0, + "content": "and the solarization operation. We remove the random crop augmentation since spatial transformations", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 673, + 265, + 685 + ], + "spans": [ + { + "bbox": [ + 106, + 673, + 265, + 685 + ], + "score": 1.0, + "content": "have already been applied on all views.", + "type": "text" + } + ], + "index": 49 + } + ], + "index": 47.5 + }, + { + "type": "text", + "bbox": [ + 108, + 689, + 505, + 722 + ], + "lines": [ + { + "bbox": [ + 106, + 689, + 505, + 701 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 505, + 701 + ], + "score": 1.0, + "content": "Optimization. We use a 100-epoch training schedule in all the ablation studies and report the results", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "of 100-epochs and 400-epochs in the comparisons with state-of-the-art methods. We use the LARS", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 106, + 711, + 506, + 724 + ], + "spans": [ + { + "bbox": [ + 106, + 711, + 506, + 724 + ], + "score": 1.0, + "content": "optimizer [39] with a cosine decay learning rate schedule [40] and a warm-up period of 10 epochs.", + "type": "text" + } + ], + "index": 52 + } + ], + "index": 51 + } + ], + "page_idx": 4, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 741, + 309, + 750 + ], + "lines": [ + { + "bbox": [ + 301, + 740, + 309, + 753 + ], + "spans": [ + { + "bbox": [ + 301, + 740, + 309, + 753 + ], + "score": 1.0, + "content": "5", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 72, + 505, + 193 + ], + "lines": [ + { + "bbox": [ + 105, + 73, + 505, + 85 + ], + "spans": [ + { + "bbox": [ + 105, + 73, + 505, + 85 + ], + "score": 1.0, + "content": "Scale-Aware Assignment. Mask R-CNN with FPN uses the IoU between anchors and ground-truth", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 83, + 504, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 83, + 412, + 96 + ], + "score": 1.0, + "content": "boxes to determine positive samples. It defines anchors to have areas of", + "type": "text" + }, + { + "bbox": [ + 412, + 83, + 504, + 96 + ], + "score": 0.91, + "content": "\\{ 3 2 ^ { 2 } , 6 4 ^ { 2 } , \\overline { { { 1 2 8 ^ { 2 } } } } , 2 5 6 ^ { 2 } \\}", + "type": "inline_equation" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 94, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 95, + 151, + 106 + ], + "score": 1.0, + "content": "pixels on", + "type": "text" + }, + { + "bbox": [ + 151, + 94, + 218, + 106 + ], + "score": 0.93, + "content": "\\{ P _ { 2 } , P _ { 3 } , \\bar { P } _ { 4 } , P _ { 5 } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 219, + 95, + 506, + 106 + ], + "score": 1.0, + "content": ", respectively, which means ground-truth boxes of scale within a", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 106, + 507, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 106, + 507, + 118 + ], + "score": 1.0, + "content": "range are assigned to a specific pyramid level. Inspired by this, we propose a scale-aware as-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 116, + 507, + 129 + ], + "spans": [ + { + "bbox": [ + 105, + 116, + 507, + 129 + ], + "score": 1.0, + "content": "signment strategy, which greatly encourages the pretraining model to learn object-level scale-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 127, + 506, + 140 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 506, + 140 + ], + "score": 1.0, + "content": "invariant representations. Concretely, we assign object proposals of area within a range of", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 107, + 136, + 506, + 152 + ], + "spans": [ + { + "bbox": [ + 107, + 137, + 306, + 150 + ], + "score": 0.6, + "content": "\\left\\{ 0 - 4 8 ^ { 2 } , 4 \\dot { 9 } ^ { 2 } - 9 6 ^ { 2 } , 9 7 ^ { 2 } - 1 9 2 ^ { 2 } , 1 9 \\dot { 3 } ^ { 2 } - 2 2 4 ^ { 2 } \\right\\}", + "type": "inline_equation" + }, + { + "bbox": [ + 307, + 136, + 347, + 152 + ], + "score": 1.0, + "content": "pixels to", + "type": "text" + }, + { + "bbox": [ + 347, + 138, + 414, + 150 + ], + "score": 0.92, + "content": "\\{ P _ { 2 } , P _ { 3 } , P _ { 4 } , P _ { 5 } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 136, + 506, + 152 + ], + "score": 1.0, + "content": ", respectively. Notice", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 149, + 505, + 160 + ], + "spans": [ + { + "bbox": [ + 106, + 149, + 246, + 160 + ], + "score": 1.0, + "content": "that the maximum proposal size is", + "type": "text" + }, + { + "bbox": [ + 246, + 150, + 290, + 160 + ], + "score": 0.88, + "content": "2 2 4 \\times 2 2 4", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 149, + 505, + 160 + ], + "score": 1.0, + "content": "since all of the views are resized to a fixed resolution", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 160, + 504, + 172 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 504, + 172 + ], + "score": 1.0, + "content": "smaller than 224. The advantage is that the same object proposals at different scales are encouraged", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 171, + 505, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 171, + 505, + 183 + ], + "score": 1.0, + "content": "to learn consistent representations through contrastive learning. As a result, SoCo learns object-level", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 181, + 419, + 195 + ], + "spans": [ + { + "bbox": [ + 105, + 181, + 419, + 195 + ], + "score": 1.0, + "content": "scale-invariant visual representations, which is important for object detection.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 5, + "bbox_fs": [ + 105, + 73, + 507, + 195 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 198, + 505, + 318 + ], + "lines": [ + { + "bbox": [ + 105, + 197, + 507, + 212 + ], + "spans": [ + { + "bbox": [ + 105, + 197, + 507, + 212 + ], + "score": 1.0, + "content": "Introducing Properties of Detection to Pretraining. Here, we discuss how SoCo promotes impor-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 209, + 506, + 223 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 506, + 223 + ], + "score": 1.0, + "content": "tant properties of object detection in the pretraining. Object detection uses tight bounding boxes", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 221, + 505, + 233 + ], + "spans": [ + { + "bbox": [ + 106, + 221, + 505, + 233 + ], + "score": 1.0, + "content": "to represent objects. To introduce object-level representations, SoCo generates object proposals by", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 232, + 505, + 243 + ], + "spans": [ + { + "bbox": [ + 106, + 232, + 505, + 243 + ], + "score": 1.0, + "content": "selective search. Translation invariance and scale invariance at the object level are regarded as the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 241, + 506, + 255 + ], + "spans": [ + { + "bbox": [ + 105, + 241, + 506, + 255 + ], + "score": 1.0, + "content": "most important properties for object detection, i.e., feature representations of objects belonging to", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 253, + 506, + 265 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 397, + 265 + ], + "score": 1.0, + "content": "same category should be insensitive to scale and location. Recall that", + "type": "text" + }, + { + "bbox": [ + 397, + 253, + 408, + 264 + ], + "score": 0.88, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 409, + 253, + 506, + 265 + ], + "score": 1.0, + "content": "is a randomly cropped", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 264, + 505, + 276 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 142, + 276 + ], + "score": 1.0, + "content": "patch of", + "type": "text" + }, + { + "bbox": [ + 142, + 264, + 154, + 275 + ], + "score": 0.88, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 154, + 264, + 474, + 276 + ], + "score": 1.0, + "content": ". Random cropping introduces box shift and thus contrastive learning between", + "type": "text" + }, + { + "bbox": [ + 475, + 264, + 486, + 275 + ], + "score": 0.87, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 264, + 505, + 276 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 107, + 274, + 505, + 287 + ], + "spans": [ + { + "bbox": [ + 107, + 275, + 118, + 286 + ], + "score": 0.87, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 118, + 274, + 429, + 287 + ], + "score": 1.0, + "content": "encourages the pretraining model to learn location-invariant representations.", + "type": "text" + }, + { + "bbox": [ + 429, + 275, + 441, + 286 + ], + "score": 0.87, + "content": "V _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 274, + 505, + 287 + ], + "score": 1.0, + "content": "is generated by", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 285, + 505, + 298 + ], + "spans": [ + { + "bbox": [ + 105, + 285, + 167, + 298 + ], + "score": 1.0, + "content": "downsampling", + "type": "text" + }, + { + "bbox": [ + 168, + 286, + 179, + 297 + ], + "score": 0.87, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 180, + 285, + 505, + 298 + ], + "score": 1.0, + "content": ", which results in a scale augmentation of object proposals. With our scale-aware", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 296, + 506, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 296, + 304, + 310 + ], + "score": 1.0, + "content": "assignment strategy, the contrastive loss between", + "type": "text" + }, + { + "bbox": [ + 304, + 297, + 316, + 307 + ], + "score": 0.87, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 316, + 296, + 333, + 310 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 334, + 297, + 345, + 308 + ], + "score": 0.87, + "content": "V _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 346, + 296, + 506, + 310 + ], + "score": 1.0, + "content": "guides the pretraining towards learning", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 308, + 258, + 319 + ], + "spans": [ + { + "bbox": [ + 106, + 308, + 258, + 319 + ], + "score": 1.0, + "content": "scale-invariant visual representations.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 16, + "bbox_fs": [ + 105, + 197, + 507, + 319 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 324, + 505, + 400 + ], + "lines": [ + { + "bbox": [ + 105, + 324, + 506, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 506, + 336 + ], + "score": 1.0, + "content": "Extending to Other Object Detectors. SoCo can be easily extended to align to other detectors", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 335, + 507, + 347 + ], + "spans": [ + { + "bbox": [ + 105, + 335, + 507, + 347 + ], + "score": 1.0, + "content": "besides Mask R-CNN with FPN. Here, we apply SoCo to Mask R-CNN with a C4 structure,", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 345, + 506, + 357 + ], + "spans": [ + { + "bbox": [ + 105, + 345, + 506, + 357 + ], + "score": 1.0, + "content": "which is a popular non-FPN detection framework. The modification is three-fold: 1) for all object", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 356, + 506, + 369 + ], + "spans": [ + { + "bbox": [ + 105, + 356, + 256, + 369 + ], + "score": 1.0, + "content": "proposals, RoIAlign is performed on", + "type": "text" + }, + { + "bbox": [ + 256, + 357, + 269, + 367 + ], + "score": 0.85, + "content": "C _ { 4 }", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 356, + 506, + 369 + ], + "score": 1.0, + "content": "; 2) the R-CNN head is replaced by the entire 5-th residual", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 367, + 505, + 379 + ], + "spans": [ + { + "bbox": [ + 105, + 367, + 169, + 379 + ], + "score": 1.0, + "content": "block; 3) view", + "type": "text" + }, + { + "bbox": [ + 169, + 367, + 181, + 378 + ], + "score": 0.87, + "content": "V _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 181, + 367, + 312, + 379 + ], + "score": 1.0, + "content": "is discarded and the remaining", + "type": "text" + }, + { + "bbox": [ + 312, + 367, + 324, + 378 + ], + "score": 0.86, + "content": "V _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 367, + 343, + 379 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 343, + 367, + 355, + 378 + ], + "score": 0.88, + "content": "V _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 356, + 367, + 505, + 379 + ], + "score": 1.0, + "content": "are kept for object-level contrastive", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 378, + 505, + 390 + ], + "spans": [ + { + "bbox": [ + 105, + 378, + 505, + 390 + ], + "score": 1.0, + "content": "learning. Experiments and comparisons with state-of-the-art methods in Section 4.3 demonstrate the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 390, + 253, + 402 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 253, + 402 + ], + "score": 1.0, + "content": "extensibility and flexibility of SoCo.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 25, + "bbox_fs": [ + 105, + 324, + 507, + 402 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 418, + 191, + 432 + ], + "lines": [ + { + "bbox": [ + 104, + 416, + 193, + 435 + ], + "spans": [ + { + "bbox": [ + 104, + 416, + 193, + 435 + ], + "score": 1.0, + "content": "4 Experiments", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29 + }, + { + "type": "title", + "bbox": [ + 108, + 444, + 216, + 456 + ], + "lines": [ + { + "bbox": [ + 105, + 442, + 217, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 442, + 217, + 459 + ], + "score": 1.0, + "content": "4.1 Pretraining Settings", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 106, + 465, + 505, + 607 + ], + "lines": [ + { + "bbox": [ + 106, + 465, + 505, + 477 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 505, + 477 + ], + "score": 1.0, + "content": "Architecture. Through the introduction of object proposals, the architectural discrepancy is reduced", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 476, + 505, + 488 + ], + "spans": [ + { + "bbox": [ + 106, + 476, + 505, + 488 + ], + "score": 1.0, + "content": "between pretraining and downstream detection finetuning. Mask R-CNN [17] is a commonly adopted", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 487, + 506, + 499 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 506, + 499 + ], + "score": 1.0, + "content": "framework to evaluate transfer performance. To demonstrate the extensibility and flexibility of", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 498, + 506, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 506, + 511 + ], + "score": 1.0, + "content": "SoCo, we provide details of SoCo alignment for the detection architectures R50-FPN and R50-", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 508, + 506, + 521 + ], + "spans": [ + { + "bbox": [ + 105, + 508, + 506, + 521 + ], + "score": 1.0, + "content": "C4. SoCo-R50-FPN: ResNet-50 [36] with FPN [15] is used as the image-level feature encoder.", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 519, + 506, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 519, + 373, + 532 + ], + "score": 1.0, + "content": "RoIAlign [17] is then used to extract RoI features on feature maps", + "type": "text" + }, + { + "bbox": [ + 374, + 519, + 441, + 532 + ], + "score": 0.93, + "content": "\\{ P _ { 2 } , P _ { 3 } , P _ { 4 } , P _ { 5 } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 519, + 506, + 532 + ], + "score": 1.0, + "content": "with a stride of", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 107, + 530, + 506, + 543 + ], + "spans": [ + { + "bbox": [ + 107, + 531, + 160, + 543 + ], + "score": 0.89, + "content": "\\{ 4 , 8 , 1 6 , 3 2 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 161, + 530, + 506, + 543 + ], + "score": 1.0, + "content": ". According to the image areas of object proposals, each RoI feature is then transformed", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 541, + 506, + 554 + ], + "spans": [ + { + "bbox": [ + 105, + 541, + 506, + 554 + ], + "score": 1.0, + "content": "to an object-level representation by the head network as in Mask R-CNN. SoCo-R50-C4: on the", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 551, + 506, + 565 + ], + "spans": [ + { + "bbox": [ + 105, + 551, + 506, + 565 + ], + "score": 1.0, + "content": "standard ResNet-50 architecture, we insert the RoI operation on the output of the 4-th residual block.", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 564, + 505, + 575 + ], + "spans": [ + { + "bbox": [ + 106, + 564, + 505, + 575 + ], + "score": 1.0, + "content": "The entire 5-th residual block is treated as the head network to encode object-level features. Both", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 574, + 505, + 587 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 505, + 587 + ], + "score": 1.0, + "content": "the projection network and prediction network are 2-layer MLPs which consist of a linear layer with", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 585, + 506, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 506, + 597 + ], + "score": 1.0, + "content": "output size 4096 followed by batch normalization [37], rectified linear units (ReLU) [38], and a final", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 596, + 266, + 609 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 266, + 609 + ], + "score": 1.0, + "content": "linear layer with output dimension 256.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 37, + "bbox_fs": [ + 105, + 465, + 506, + 609 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 612, + 503, + 635 + ], + "lines": [ + { + "bbox": [ + 105, + 611, + 505, + 626 + ], + "spans": [ + { + "bbox": [ + 105, + 611, + 396, + 626 + ], + "score": 1.0, + "content": "Dataset. We adopt the widely used ImageNet [1] which consists of", + "type": "text" + }, + { + "bbox": [ + 396, + 613, + 423, + 623 + ], + "score": 0.8, + "content": "{ \\sim } 1 . 2 8", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 611, + 505, + 626 + ], + "score": 1.0, + "content": "million images for", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 622, + 218, + 636 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 218, + 636 + ], + "score": 1.0, + "content": "self-supervised pretraining.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 44.5, + "bbox_fs": [ + 105, + 611, + 505, + 636 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 640, + 505, + 684 + ], + "lines": [ + { + "bbox": [ + 105, + 640, + 506, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 640, + 506, + 653 + ], + "score": 1.0, + "content": "Data Augmentation. Once all views are constructed, we employ the data augmentation pipeline of", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 649, + 506, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 506, + 664 + ], + "score": 1.0, + "content": "BYOL [3]. Specifically, we apply random horizontal flip, color distortion, Gaussian blur, grayscaling,", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 662, + 505, + 675 + ], + "spans": [ + { + "bbox": [ + 105, + 662, + 505, + 675 + ], + "score": 1.0, + "content": "and the solarization operation. We remove the random crop augmentation since spatial transformations", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 673, + 265, + 685 + ], + "spans": [ + { + "bbox": [ + 106, + 673, + 265, + 685 + ], + "score": 1.0, + "content": "have already been applied on all views.", + "type": "text" + } + ], + "index": 49 + } + ], + "index": 47.5, + "bbox_fs": [ + 105, + 640, + 506, + 685 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 689, + 505, + 722 + ], + "lines": [ + { + "bbox": [ + 106, + 689, + 505, + 701 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 505, + 701 + ], + "score": 1.0, + "content": "Optimization. We use a 100-epoch training schedule in all the ablation studies and report the results", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "of 100-epochs and 400-epochs in the comparisons with state-of-the-art methods. We use the LARS", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 106, + 711, + 506, + 724 + ], + "spans": [ + { + "bbox": [ + 106, + 711, + 506, + 724 + ], + "score": 1.0, + "content": "optimizer [39] with a cosine decay learning rate schedule [40] and a warm-up period of 10 epochs.", + "type": "text" + } + ], + "index": 52 + } + ], + "index": 51, + "bbox_fs": [ + 105, + 689, + 506, + 724 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 106, + 88, + 505, + 257 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 105, + 70, + 503, + 82 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 69, + 505, + 83 + ], + "spans": [ + { + "bbox": [ + 105, + 69, + 505, + 83 + ], + "score": 1.0, + "content": "Table 1: Comparison with state-of-the-art methods on COCO by using Mask R-CNN with R50-FPN.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "table_body", + "bbox": [ + 106, + 88, + 505, + 257 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 88, + 505, + 257 + ], + "spans": [ + { + "bbox": [ + 106, + 88, + 505, + 257 + ], + "score": 0.985, + "html": "
MethodsEpoch1× Schedule2× Schedule
ApbbAPAPApmkAPAPApbbAP APApmkAPAP
Scratch-31.049.533.228.546.830.438.457.542.034.754.837.2
Supervised9038.959.642.735.456.538.141.361.345.037.358.340.3
MoCo[4]20038.558.942.035.155.937.740.861.644.736.958.439.7
MoCo v2[5]20040.460.244.236.457.238.941.761.645.637.658.740.5
InfoMin [6]20040.660.644.636.757.739.442.562.746.838.459.741.4
BYOL[3]30040.461.644.137.258.839.842.362.646.238.359.641.1
SwAV[7]400------42.362.846.338.260.041.0
ReSim-FPNT [45]20039.860.243.536.057.138.641.461.945.437.559.140.3
PixPro[10]40041.461.645.41-1----1-
InsLoc [12]40042.062.345.837.659.040.543.363.647.338.860.941.7
DenseCL[11]20040.359.944.336.457.039.241.261.945.137.358.940.1
DetCons [13]100041.8137.4-42.91-38.1
DetConB [13]100042.7-38.2143.41-38.7-
SoCo10042.362.546.537.659.140.543.263.347.338.860.641.9
SoCo40043.063.347.138.260.241.044.064.048.439.061.341.7
SoCo*40043.263.547.438.460.241.444.364.648.939.661.842.5
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MethodsEpoch1× Schedule2× Schedule
ApbbAPAPApmkAPAPApbbAP APApmkAPAP
Scratch-31.049.533.228.546.830.438.457.542.034.754.837.2
Supervised9038.959.642.735.456.538.141.361.345.037.358.340.3
MoCo[4]20038.558.942.035.155.937.740.861.644.736.958.439.7
MoCo v2[5]20040.460.244.236.457.238.941.761.645.637.658.740.5
InfoMin [6]20040.660.644.636.757.739.442.562.746.838.459.741.4
BYOL[3]30040.461.644.137.258.839.842.362.646.238.359.641.1
SwAV[7]400------42.362.846.338.260.041.0
ReSim-FPNT [45]20039.860.243.536.057.138.641.461.945.437.559.140.3
PixPro[10]40041.461.645.41-1----1-
InsLoc [12]40042.062.345.837.659.040.543.363.647.338.860.941.7
DenseCL[11]20040.359.944.336.457.039.241.261.945.137.358.940.1
DetCons [13]100041.8137.4-42.91-38.1
DetConB [13]100042.7-38.2143.41-38.7-
SoCo10042.362.546.537.659.140.543.263.347.338.860.641.9
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SoCo*40043.263.547.438.460.241.444.364.648.939.661.842.5
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Table 1 shows the transfer results for Mask R-CNN", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 654, + 505, + 669 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 505, + 669 + ], + "score": 1.0, + "content": "with R50-FPN backbone. We compare SoCo with the state-of-the-art unsupervised pretraining", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 667, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 204, + 679 + ], + "score": 1.0, + "content": "methods on the COCO", + "type": "text" + }, + { + "bbox": [ + 205, + 667, + 219, + 678 + ], + "score": 0.85, + "content": "1 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 219, + 667, + 238, + 679 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 239, + 667, + 253, + 678 + ], + "score": 0.86, + "content": "2 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 667, + 505, + 679 + ], + "score": 1.0, + "content": "schedules. 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MethodsEpoch1× Schedule2× Schedule
ApbbAPAPApmkAPAPPApbbAP8APApmkAPAPP
Scratch-26.444.027.829.346.930.835.654.638.231.451.533.5
Supervised9038.258.241.233.354.735.240.059.943.134.756.536.9
MoCo [4]20038.558.341.633.654.835.640.760.544.135.457.337.6 37.1
SimCLR [9] MoCo v2 [5]200 800- 39.3---139.6 41.259.1 60.942.9 44.634.6 35.855.9 57.738.2
InfoMin 6]58.942.534.355.736.561.245.057.938.3
BYOL[3]200 30039.058.542.034.155.236.341.336.056.837.3
SwAV[7]400------40.360.543.935.136.6
SimSiam [8]200- 39.2- 59.3-11-39.660.142.934.756.6
PixPro[10]40040.559.842.134.456.036.7-----
InsLoc [12]40039.859.644.0 42.9---- 41.8- 61.6--- 58.2- 38.8
34.756.336.945.436.3
SoCo10040.460.443.734.956.837.041.161.044.435.657.538.0
SoCo40040.960.944.335.357.537.342.061.845.636.358.538.8
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(a) Sub-table 1.
MethodsEpochAPbbAPAP
Scratch Supervised- 9033.8 53.560.2 81.333.1 58.8
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MethodsEpochApbbAPAP
MoCo[4]20055.981.562.6
SimCLR [9]100056.381.962.5
MoCo v2[5]80057.682.764.4
InfoMin [6]20057.682.764.6
BYOL[3]30051.981.056.5
SwAV[7]40045.177.446.5
SimSiam[8]20057.082.463.7
ReSim-FPN[45]20059.282.965.9
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To demonstrate the extensibility and flexibility of SoCo,", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 503, + 506, + 516 + ], + "spans": [ + { + "bbox": [ + 105, + 503, + 506, + 516 + ], + "score": 1.0, + "content": "we also evaluate transfer performance using Mask R-CNN with R50-C4 backbone on the COCO", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 514, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 106, + 514, + 506, + 527 + ], + "score": 1.0, + "content": "benchmark. We report the results of SoCo under 100 epochs and 400 epochs. Table 2 compares the", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 525, + 506, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 506, + 538 + ], + "score": 1.0, + "content": "proposed method to previous state-of-the-art methods. Without bells and whistles, SoCo obtains", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 104, + 534, + 506, + 549 + ], + "spans": [ + { + "bbox": [ + 104, + 534, + 268, + 549 + ], + "score": 1.0, + "content": "state-of-the-art performance, achieving", + "type": "text" + }, + { + "bbox": [ + 268, + 536, + 362, + 547 + ], + "score": 0.34, + "content": "4 0 . 9 ~ \\mathrm { A P ^ { b b } } / 3 5 . 3 ~ \\mathrm { A P ^ { m k } }", + "type": "inline_equation" + }, + { + "bbox": [ + 363, + 534, + 381, + 549 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 382, + 536, + 475, + 547 + ], + "score": 0.67, + "content": "4 2 . 0 ~ \\mathrm { A P ^ { b b } } / 3 6 . 3 ~ \\mathrm { A P ^ { m k } }", + "type": "inline_equation" + }, + { + "bbox": [ + 476, + 534, + 506, + 549 + ], + "score": 1.0, + "content": "on the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 546, + 279, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 546, + 136, + 561 + ], + "score": 1.0, + "content": "COCO", + "type": "text" + }, + { + "bbox": [ + 137, + 547, + 151, + 558 + ], + "score": 0.85, + "content": "1 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 546, + 168, + 561 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 168, + 548, + 183, + 558 + ], + "score": 0.87, + "content": "2 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 183, + 546, + 279, + 561 + ], + "score": 1.0, + "content": "schedules, respectively.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 31.5 + }, + { + "type": "text", + "bbox": [ + 107, + 563, + 505, + 608 + ], + "lines": [ + { + "bbox": [ + 105, + 563, + 505, + 575 + ], + "spans": [ + { + "bbox": [ + 105, + 563, + 505, + 575 + ], + "score": 1.0, + "content": "Faster R-CNN with R50-C4 on Pascal VOC. 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SoCo obtains an improvement of", + "type": "text" + }, + { + "bbox": [ + 414, + 585, + 457, + 596 + ], + "score": 0.8, + "content": "+ 6 . 2 \\ \\mathrm { A P } ^ { \\mathrm { b b } }", + "type": "inline_equation" + }, + { + "bbox": [ + 457, + 583, + 506, + 599 + ], + "score": 1.0, + "content": "against the", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 595, + 425, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 595, + 276, + 610 + ], + "score": 1.0, + "content": "supervised pretraining baseline, achieving", + "type": "text" + }, + { + "bbox": [ + 276, + 596, + 318, + 607 + ], + "score": 0.75, + "content": "5 9 . 7 \\mathrm { A P } ^ { \\mathrm { b b } }", + "type": "inline_equation" + }, + { + "bbox": [ + 318, + 595, + 425, + 610 + ], + "score": 1.0, + "content": "for VOC object detection.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 36.5 + }, + { + "type": "title", + "bbox": [ + 107, + 623, + 194, + 635 + ], + "lines": [ + { + "bbox": [ + 105, + 621, + 196, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 621, + 196, + 639 + ], + "score": 1.0, + "content": "4.4 Ablation Study", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 39 + }, + { + "type": "text", + "bbox": [ + 107, + 645, + 505, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 644, + 505, + 658 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 505, + 658 + ], + "score": 1.0, + "content": "To further understand the advantages of SoCo, we conduct a series of ablation studies that examine", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 654, + 505, + 670 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 505, + 670 + ], + "score": 1.0, + "content": "the effectiveness of object-level contrastive learning, the effects of alignment between pretraining", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 667, + 505, + 680 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 505, + 680 + ], + "score": 1.0, + "content": "and detection, and different hyper-parameters. 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MethodsEpoch1× Schedule2× Schedule
ApbbAPAPApmkAPAPPApbbAP8APApmkAPAPP
Scratch-26.444.027.829.346.930.835.654.638.231.451.533.5
Supervised9038.258.241.233.354.735.240.059.943.134.756.536.9
MoCo [4]20038.558.341.633.654.835.640.760.544.135.457.337.6 37.1
SimCLR [9] MoCo v2 [5]200 800- 39.3---139.6 41.259.1 60.942.9 44.634.6 35.855.9 57.738.2
InfoMin 6]58.942.534.355.736.561.245.057.938.3
BYOL[3]200 30039.058.542.034.155.236.341.336.056.837.3
SwAV[7]400------40.360.543.935.136.6
SimSiam [8]200- 39.2- 59.3-11-39.660.142.934.756.6
PixPro[10]40040.559.842.134.456.036.7-----
InsLoc [12]40039.859.644.0 42.9---- 41.8- 61.6--- 58.2- 38.8
34.756.336.945.436.3
SoCo10040.460.443.734.956.837.041.161.044.435.657.538.0
SoCo40040.960.944.335.357.537.342.061.845.636.358.538.8
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(a) Sub-table 1.
MethodsEpochAPbbAPAP
Scratch Supervised- 9033.8 53.560.2 81.333.1 58.8
ReSim-C4 [45] PixPro [10] InsLoc [12] DenseCL[11]200 400 400 20058.7 60.2 58.4 58.783.1 83.8 83.0 82.866.3 67.7 65.3 65.2
SoCo SoCo100 40059.1 59.783.4 83.865.6 66.8
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MethodsEpochApbbAPAP
MoCo[4]20055.981.562.6
SimCLR [9]100056.381.962.5
MoCo v2[5]80057.682.764.4
InfoMin [6]20057.682.764.6
BYOL[3]30051.981.056.5
SwAV[7]40045.177.446.5
SimSiam[8]20057.082.463.7
ReSim-FPN[45]20059.282.965.9
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In contrast,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 577, + 504, + 593 + ], + "spans": [ + { + "bbox": [ + 104, + 577, + 435, + 593 + ], + "score": 1.0, + "content": "including both FPN and the R-CNN head improves the transfer performance to", + "type": "text" + }, + { + "bbox": [ + 435, + 579, + 504, + 591 + ], + "score": 0.77, + "content": "4 1 . 2 ~ \\mathrm { A P ^ { b b } } ~ / ~ 3 7 . 0", + "type": "inline_equation" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 588, + 506, + 605 + ], + "spans": [ + { + "bbox": [ + 106, + 590, + 129, + 601 + ], + "score": 0.76, + "content": "\\mathbf { A P } ^ { \\mathrm { m k } }", + "type": "inline_equation" + }, + { + "bbox": [ + 129, + 588, + 506, + 605 + ], + "score": 1.0, + "content": ", which verifies the effectiveness of architectural alignment between self-supervised pretraining", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 602, + 506, + 614 + ], + "spans": [ + { + "bbox": [ + 106, + 602, + 506, + 614 + ], + "score": 1.0, + "content": "and downstream tasks. On top of architectural alignment, we further leverage scale-aware assignment", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 613, + 504, + 624 + ], + "spans": [ + { + "bbox": [ + 106, + 613, + 484, + 624 + ], + "score": 1.0, + "content": "which encourages scale-invariant object-level visual representations, and an improvement of", + "type": "text" + }, + { + "bbox": [ + 484, + 613, + 504, + 623 + ], + "score": 0.85, + "content": "+ 3 . 5", + "type": "inline_equation" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 621, + 507, + 637 + ], + "spans": [ + { + "bbox": [ + 106, + 623, + 127, + 634 + ], + "score": 0.51, + "content": "\\mathsf { A P } ^ { \\mathrm { b b } }", + "type": "inline_equation" + }, + { + "bbox": [ + 128, + 621, + 132, + 637 + ], + "score": 1.0, + "content": "/", + "type": "text" + }, + { + "bbox": [ + 132, + 623, + 178, + 634 + ], + "score": 0.58, + "content": "+ 2 . 9 \\mathrm { \\ A P ^ { \\mathrm { \\bar { m k } } } }", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 621, + 507, + 637 + ], + "score": 1.0, + "content": "against the baseline is found. The box jitter strategy slightly elevates performance.", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 634, + 506, + 647 + ], + "spans": [ + { + "bbox": [ + 106, + 634, + 203, + 647 + ], + "score": 1.0, + "content": "Finally, multiple views", + "type": "text" + }, + { + "bbox": [ + 204, + 635, + 221, + 646 + ], + "score": 0.82, + "content": "( V _ { 3 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 634, + 506, + 647 + ], + "score": 1.0, + "content": "further directs SoCo towards learning scale-invariant and translation-", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 644, + 416, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 310, + 657 + ], + "score": 1.0, + "content": "invariant representations, and our method achieves", + "type": "text" + }, + { + "bbox": [ + 311, + 645, + 352, + 656 + ], + "score": 0.83, + "content": "4 2 . 3 \\mathrm { \\ A P ^ { b b } }", + "type": "inline_equation" + }, + { + "bbox": [ + 352, + 644, + 370, + 657 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 370, + 645, + 413, + 656 + ], + "score": 0.85, + "content": "\\mathsf { \\bar { 3 } 7 . 6 \\mathbf { A P } ^ { m k } }", + "type": "inline_equation" + }, + { + "bbox": [ + 413, + 644, + 416, + 657 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 30.5, + "bbox_fs": [ + 104, + 481, + 507, + 657 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 662, + 503, + 684 + ], + "lines": [ + { + "bbox": [ + 105, + 660, + 505, + 675 + ], + "spans": [ + { + "bbox": [ + 105, + 660, + 505, + 675 + ], + "score": 1.0, + "content": "Ablation Study on Hyper-Parameters. Table 5 examines sensitivity to the hyper-parameters of", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 671, + 135, + 685 + ], + "spans": [ + { + "bbox": [ + 105, + 671, + 135, + 685 + ], + "score": 1.0, + "content": "SoCo.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 39.5, + "bbox_fs": [ + 105, + 660, + 505, + 685 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 689, + 505, + 722 + ], + "lines": [ + { + "bbox": [ + 104, + 686, + 503, + 703 + ], + "spans": [ + { + "bbox": [ + 104, + 686, + 268, + 703 + ], + "score": 1.0, + "content": "Table 5(a) ablates the resolution of view", + "type": "text" + }, + { + "bbox": [ + 269, + 689, + 280, + 700 + ], + "score": 0.86, + "content": "V _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 280, + 686, + 492, + 703 + ], + "score": 1.0, + "content": ". SoCo is found to be insensitive to the image size of", + "type": "text" + }, + { + "bbox": [ + 492, + 689, + 503, + 700 + ], + "score": 0.88, + "content": "V _ { 3 }", + "type": "inline_equation" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 138, + 712 + ], + "score": 1.0, + "content": "We use", + "type": "text" + }, + { + "bbox": [ + 138, + 700, + 182, + 711 + ], + "score": 0.9, + "content": "1 1 2 \\times 1 1 2", + "type": "inline_equation" + }, + { + "bbox": [ + 182, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "as the default resolution due to its slightly better transfer performance and low", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 711, + 213, + 723 + ], + "spans": [ + { + "bbox": [ + 106, + 711, + 213, + 723 + ], + "score": 1.0, + "content": "training computation cost.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 42, + "bbox_fs": [ + 104, + 686, + 505, + 723 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 106, + 88, + 504, + 139 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 143, + 70, + 466, + 82 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 142, + 69, + 468, + 83 + ], + "spans": [ + { + "bbox": [ + 142, + 69, + 468, + 83 + ], + "score": 1.0, + "content": "Table 6: Transfer Learning on LVIS dataset using Mask R-CNN with R50-FPN.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "table_body", + "bbox": [ + 106, + 88, + 504, + 139 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 88, + 504, + 139 + ], + "spans": [ + { + "bbox": [ + 106, + 88, + 504, + 139 + ], + "score": 0.956, + "html": "
MethodEpoch1× Schedule2× Schedule
ApbbAPAPAPmkAPAP7Apbb APAPApmkAPAP
Supervised9020.432.921.719.430.620.523.436.924.922.334.723.5
SoCo*40026.341.227.825.038.526.828.343.530.726.941.128.7
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MethodEpochApbbAP8AP
Supervised9036.355.338.6
SoCo* 一40038.357.241.2
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MethodEpochApbbAP8AP9
Supervised9036.656.038.8
SoCo*40037.456.339.9
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We use a batch size of 2048 by default.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13.5 + }, + { + "type": "text", + "bbox": [ + 107, + 276, + 505, + 430 + ], + "lines": [ + { + "bbox": [ + 105, + 276, + 505, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 276, + 505, + 289 + ], + "score": 1.0, + "content": "Table 5(c) ablates the effectiveness of object proposal generation strategies. To demonstrate the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 287, + 505, + 302 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 454, + 302 + ], + "score": 1.0, + "content": "superiority of meaningful proposals generated by selective search, we randomly generate", + "type": "text" + }, + { + "bbox": [ + 454, + 288, + 465, + 298 + ], + "score": 0.8, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 287, + 505, + 302 + ], + "score": 1.0, + "content": "bounding", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 298, + 505, + 311 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 505, + 311 + ], + "score": 1.0, + "content": "boxes in each of the training images to replace the selective search proposals (namely Random in", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "score": 1.0, + "content": "Table 5(c)). SoCo can still yield satisfactory results using a single random bounding box to learn", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 321, + 505, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 505, + 333 + ], + "score": 1.0, + "content": "object-level representations, which is not surprising, since the RoIAlign operation performed on the", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 331, + 506, + 344 + ], + "spans": [ + { + "bbox": [ + 105, + 331, + 506, + 344 + ], + "score": 1.0, + "content": "randomly generated bounding boxes also introduces object-level representation learning. This fact", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 339, + 507, + 357 + ], + "spans": [ + { + "bbox": [ + 104, + 339, + 507, + 357 + ], + "score": 1.0, + "content": "indirectly demonstrates that downstream object detectors can benefit from self-supervised pretraining", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 352, + 506, + 366 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 506, + 366 + ], + "score": 1.0, + "content": "that involves object-level representations. However, the result is still slightly worse than the case", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 363, + 506, + 377 + ], + "spans": [ + { + "bbox": [ + 105, + 363, + 506, + 377 + ], + "score": 1.0, + "content": "where only one object proposal generated by selective search is used in the pretraining. For the cases", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 375, + 505, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 375, + 505, + 388 + ], + "score": 1.0, + "content": "where we randomly generate 4 and 8 bounding boxes, the noisy and meaningless proposals cause", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 386, + 505, + 398 + ], + "spans": [ + { + "bbox": [ + 105, + 386, + 475, + 398 + ], + "score": 1.0, + "content": "the pretraining to diverge. From the table, we also find that applying more object proposals", + "type": "text" + }, + { + "bbox": [ + 475, + 386, + 505, + 396 + ], + "score": 0.89, + "content": "K = 8", + "type": "inline_equation" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 397, + 505, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 123, + 410 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 123, + 397, + 157, + 407 + ], + "score": 0.88, + "content": "K = 1 6", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 397, + 505, + 410 + ], + "score": 1.0, + "content": ") generated by selective search can be harmful. One potential reason is that most of the", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 408, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 408, + 387, + 420 + ], + "score": 1.0, + "content": "images in the ImageNet dataset only contain a few objects, so a larger", + "type": "text" + }, + { + "bbox": [ + 387, + 408, + 397, + 417 + ], + "score": 0.79, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 398, + 408, + 506, + 420 + ], + "score": 1.0, + "content": "may create duplicated and", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 418, + 191, + 431 + ], + "spans": [ + { + "bbox": [ + 105, + 418, + 191, + 431 + ], + "score": 1.0, + "content": "redundant proposals.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 21.5 + }, + { + "type": "text", + "bbox": [ + 108, + 435, + 504, + 457 + ], + "lines": [ + { + "bbox": [ + 106, + 434, + 504, + 447 + ], + "spans": [ + { + "bbox": [ + 106, + 434, + 291, + 447 + ], + "score": 1.0, + "content": "Table 5(d) ablates the momentum coefficient", + "type": "text" + }, + { + "bbox": [ + 292, + 437, + 299, + 445 + ], + "score": 0.75, + "content": "\\tau", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 434, + 465, + 447 + ], + "score": 1.0, + "content": "of the exponential moving average, and", + "type": "text" + }, + { + "bbox": [ + 465, + 435, + 504, + 446 + ], + "score": 0.84, + "content": "\\tau = 0 . 9 9", + "type": "inline_equation" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 445, + 221, + 458 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 221, + 458 + ], + "score": 1.0, + "content": "yields the best performance.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 29.5 + }, + { + "type": "title", + "bbox": [ + 107, + 471, + 210, + 483 + ], + "lines": [ + { + "bbox": [ + 105, + 470, + 212, + 486 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 212, + 486 + ], + "score": 1.0, + "content": "4.5 More Experiments", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 106, + 492, + 505, + 581 + ], + "lines": [ + { + "bbox": [ + 105, + 491, + 506, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 506, + 505 + ], + "score": 1.0, + "content": "Transfer Learning on LVIS Dataset. In addition to COCO and PASCAL VOC object detection, we", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 504, + 506, + 515 + ], + "spans": [ + { + "bbox": [ + 106, + 504, + 506, + 515 + ], + "score": 1.0, + "content": "also consider the challenging LVIS v1 dataset [46] to demonstrate the effectiveness and generality of", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 514, + 506, + 526 + ], + "spans": [ + { + "bbox": [ + 105, + 514, + 506, + 526 + ], + "score": 1.0, + "content": "our approach. The LVIS v1 detection benchmark contains 1203 categories in a long-tailed distribution", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 526, + 506, + 537 + ], + "spans": [ + { + "bbox": [ + 106, + 526, + 506, + 537 + ], + "score": 1.0, + "content": "with few training samples. It is considered to be more challenging than the COCO benchmark.", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 534, + 506, + 549 + ], + "spans": [ + { + "bbox": [ + 105, + 534, + 423, + 549 + ], + "score": 1.0, + "content": "We use Mask R-CNN with R50-FPN backbone and follow the standard LVIS", + "type": "text" + }, + { + "bbox": [ + 423, + 537, + 437, + 547 + ], + "score": 0.86, + "content": "1 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 438, + 534, + 455, + 549 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 455, + 537, + 470, + 547 + ], + "score": 0.86, + "content": "2 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 534, + 506, + 549 + ], + "score": 1.0, + "content": "training", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 547, + 505, + 559 + ], + "spans": [ + { + "bbox": [ + 106, + 547, + 505, + 559 + ], + "score": 1.0, + "content": "schedules. We do not use any training or post-processing tricks. Table 6 shows the results. We can", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 104, + 556, + 506, + 571 + ], + "spans": [ + { + "bbox": [ + 104, + 556, + 224, + 571 + ], + "score": 1.0, + "content": "see that our method achieves", + "type": "text" + }, + { + "bbox": [ + 224, + 558, + 313, + 569 + ], + "score": 0.89, + "content": "+ 5 . 9 \\mathrm { \\ A \\bar { P } ^ { b b } / + \\bar { S } . 6 \\mathrm { \\ A P ^ { m k } } }", + "type": "inline_equation" + }, + { + "bbox": [ + 313, + 556, + 330, + 571 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 330, + 558, + 419, + 569 + ], + "score": 0.88, + "content": "+ 4 . 9 \\mathrm { \\ A P ^ { b b } / + 4 . 6 \\ A P ^ { m k } }", + "type": "inline_equation" + }, + { + "bbox": [ + 419, + 556, + 506, + 571 + ], + "score": 1.0, + "content": "improvements under", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 568, + 321, + 581 + ], + "spans": [ + { + "bbox": [ + 105, + 568, + 145, + 581 + ], + "score": 1.0, + "content": "the LVIS", + "type": "text" + }, + { + "bbox": [ + 145, + 569, + 159, + 579 + ], + "score": 0.87, + "content": "1 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 568, + 176, + 581 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 177, + 569, + 191, + 579 + ], + "score": 0.86, + "content": "2 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 568, + 321, + 581 + ], + "score": 1.0, + "content": "training schedules, respectively.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 35.5 + }, + { + "type": "text", + "bbox": [ + 107, + 585, + 505, + 651 + ], + "lines": [ + { + "bbox": [ + 106, + 585, + 506, + 597 + ], + "spans": [ + { + "bbox": [ + 106, + 585, + 506, + 597 + ], + "score": 1.0, + "content": "Transfer Learning on Different Object Detectors. In addition to two-stage detectors, we further", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 596, + 506, + 609 + ], + "spans": [ + { + "bbox": [ + 106, + 596, + 506, + 609 + ], + "score": 1.0, + "content": "conduct experiments on RetinaNet [47] and FCOS [48], which are representative works for single-", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 607, + 506, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 607, + 506, + 619 + ], + "score": 1.0, + "content": "stage detectors and anchor-free detectors. We transfer the weights of backbone and FPN layers", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 618, + 506, + 630 + ], + "spans": [ + { + "bbox": [ + 106, + 618, + 150, + 630 + ], + "score": 1.0, + "content": "learned by", + "type": "text" + }, + { + "bbox": [ + 150, + 618, + 178, + 628 + ], + "score": 0.85, + "content": "\\mathrm { S o C o ^ { * } }", + "type": "inline_equation" + }, + { + "bbox": [ + 179, + 618, + 452, + 630 + ], + "score": 1.0, + "content": "to RetinaNet and FCOS architectures and follow the standard COCO", + "type": "text" + }, + { + "bbox": [ + 452, + 618, + 466, + 628 + ], + "score": 0.85, + "content": "1 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 467, + 618, + 506, + 630 + ], + "score": 1.0, + "content": "schedule.", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 104, + 628, + 506, + 642 + ], + "spans": [ + { + "bbox": [ + 104, + 628, + 506, + 642 + ], + "score": 1.0, + "content": "We use MMDetection [49] as code base and default optimization configs are adopted. Table 7 shows", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 639, + 173, + 654 + ], + "spans": [ + { + "bbox": [ + 105, + 639, + 173, + 654 + ], + "score": 1.0, + "content": "the comparison.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 42.5 + }, + { + "type": "text", + "bbox": [ + 107, + 655, + 505, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 655, + 505, + 669 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 505, + 669 + ], + "score": 1.0, + "content": "Evaluation on Mini COCO. Transfer to the full COCO dataset may be of limited significance", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 668, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 106, + 668, + 505, + 679 + ], + "score": 1.0, + "content": "due to the extensive supervision available from its large-scale annotated training data. To further", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 677, + 505, + 691 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 505, + 691 + ], + "score": 1.0, + "content": "demonstrate the generalization ability of SoCo, we conduct an experiment on a mini version of the", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 688, + 505, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 380, + 701 + ], + "score": 1.0, + "content": "COCO dataset, named Mini COCO. Concretely, we randomly select", + "type": "text" + }, + { + "bbox": [ + 380, + 689, + 395, + 699 + ], + "score": 0.86, + "content": "5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 688, + 407, + 701 + ], + "score": 1.0, + "content": "or", + "type": "text" + }, + { + "bbox": [ + 407, + 689, + 426, + 699 + ], + "score": 0.87, + "content": "10 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 426, + 688, + 505, + 701 + ], + "score": 1.0, + "content": "of the training data", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 700, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 700, + 505, + 712 + ], + "score": 1.0, + "content": "from COCO train2017 to form Mini COCO benchmarks. Mask-RCNN with R50-FPN backbone is", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 106, + 711, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 106, + 711, + 336, + 723 + ], + "score": 1.0, + "content": "adopted to evaluate the transfer performance on the COCO", + "type": "text" + }, + { + "bbox": [ + 336, + 711, + 351, + 721 + ], + "score": 0.86, + "content": "1 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 351, + 711, + 505, + 723 + ], + "score": 1.0, + "content": "schedule. COCO val2017 is still used", + "type": "text" + } + ], + "index": 51 + } + ], + "index": 48.5 + } + ], + "page_idx": 8, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 741, + 308, + 750 + ], + "lines": [ + { + "bbox": [ + 302, + 741, + 309, + 752 + ], + "spans": [ + { + "bbox": [ + 302, + 741, + 309, + 752 + ], + "score": 1.0, + "content": "9", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "table", + "bbox": [ + 106, + 88, + 504, + 139 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 143, + 70, + 466, + 82 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 142, + 69, + 468, + 83 + ], + "spans": [ + { + "bbox": [ + 142, + 69, + 468, + 83 + ], + "score": 1.0, + "content": "Table 6: Transfer Learning on LVIS dataset using Mask R-CNN with R50-FPN.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "table_body", + "bbox": [ + 106, + 88, + 504, + 139 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 88, + 504, + 139 + ], + "spans": [ + { + "bbox": [ + 106, + 88, + 504, + 139 + ], + "score": 0.956, + "html": "
MethodEpoch1× Schedule2× Schedule
ApbbAPAPAPmkAPAP7Apbb APAPApmkAPAP
Supervised9020.432.921.719.430.620.523.436.924.922.334.723.5
SoCo*40026.341.227.825.038.526.828.343.530.726.941.128.7
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MethodEpochApbbAP8AP
Supervised9036.355.338.6
SoCo* 一40038.357.241.2
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MethodEpochApbbAP8AP9
Supervised9036.656.038.8
SoCo*40037.456.339.9
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We use a batch size of 2048 by default.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 13.5, + "bbox_fs": [ + 105, + 249, + 505, + 272 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 276, + 505, + 430 + ], + "lines": [ + { + "bbox": [ + 105, + 276, + 505, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 276, + 505, + 289 + ], + "score": 1.0, + "content": "Table 5(c) ablates the effectiveness of object proposal generation strategies. To demonstrate the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 287, + 505, + 302 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 454, + 302 + ], + "score": 1.0, + "content": "superiority of meaningful proposals generated by selective search, we randomly generate", + "type": "text" + }, + { + "bbox": [ + 454, + 288, + 465, + 298 + ], + "score": 0.8, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 287, + 505, + 302 + ], + "score": 1.0, + "content": "bounding", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 298, + 505, + 311 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 505, + 311 + ], + "score": 1.0, + "content": "boxes in each of the training images to replace the selective search proposals (namely Random in", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "score": 1.0, + "content": "Table 5(c)). SoCo can still yield satisfactory results using a single random bounding box to learn", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 321, + 505, + 333 + ], + "spans": [ + { + "bbox": [ + 105, + 321, + 505, + 333 + ], + "score": 1.0, + "content": "object-level representations, which is not surprising, since the RoIAlign operation performed on the", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 331, + 506, + 344 + ], + "spans": [ + { + "bbox": [ + 105, + 331, + 506, + 344 + ], + "score": 1.0, + "content": "randomly generated bounding boxes also introduces object-level representation learning. This fact", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 339, + 507, + 357 + ], + "spans": [ + { + "bbox": [ + 104, + 339, + 507, + 357 + ], + "score": 1.0, + "content": "indirectly demonstrates that downstream object detectors can benefit from self-supervised pretraining", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 352, + 506, + 366 + ], + "spans": [ + { + "bbox": [ + 105, + 352, + 506, + 366 + ], + "score": 1.0, + "content": "that involves object-level representations. However, the result is still slightly worse than the case", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 363, + 506, + 377 + ], + "spans": [ + { + "bbox": [ + 105, + 363, + 506, + 377 + ], + "score": 1.0, + "content": "where only one object proposal generated by selective search is used in the pretraining. For the cases", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 375, + 505, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 375, + 505, + 388 + ], + "score": 1.0, + "content": "where we randomly generate 4 and 8 bounding boxes, the noisy and meaningless proposals cause", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 386, + 505, + 398 + ], + "spans": [ + { + "bbox": [ + 105, + 386, + 475, + 398 + ], + "score": 1.0, + "content": "the pretraining to diverge. From the table, we also find that applying more object proposals", + "type": "text" + }, + { + "bbox": [ + 475, + 386, + 505, + 396 + ], + "score": 0.89, + "content": "K = 8", + "type": "inline_equation" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 397, + 505, + 410 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 123, + 410 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 123, + 397, + 157, + 407 + ], + "score": 0.88, + "content": "K = 1 6", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 397, + 505, + 410 + ], + "score": 1.0, + "content": ") generated by selective search can be harmful. One potential reason is that most of the", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 408, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 408, + 387, + 420 + ], + "score": 1.0, + "content": "images in the ImageNet dataset only contain a few objects, so a larger", + "type": "text" + }, + { + "bbox": [ + 387, + 408, + 397, + 417 + ], + "score": 0.79, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 398, + 408, + 506, + 420 + ], + "score": 1.0, + "content": "may create duplicated and", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 418, + 191, + 431 + ], + "spans": [ + { + "bbox": [ + 105, + 418, + 191, + 431 + ], + "score": 1.0, + "content": "redundant proposals.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 21.5, + "bbox_fs": [ + 104, + 276, + 507, + 431 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 435, + 504, + 457 + ], + "lines": [ + { + "bbox": [ + 106, + 434, + 504, + 447 + ], + "spans": [ + { + "bbox": [ + 106, + 434, + 291, + 447 + ], + "score": 1.0, + "content": "Table 5(d) ablates the momentum coefficient", + "type": "text" + }, + { + "bbox": [ + 292, + 437, + 299, + 445 + ], + "score": 0.75, + "content": "\\tau", + "type": "inline_equation" + }, + { + "bbox": [ + 299, + 434, + 465, + 447 + ], + "score": 1.0, + "content": "of the exponential moving average, and", + "type": "text" + }, + { + "bbox": [ + 465, + 435, + 504, + 446 + ], + "score": 0.84, + "content": "\\tau = 0 . 9 9", + "type": "inline_equation" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 445, + 221, + 458 + ], + "spans": [ + { + "bbox": [ + 105, + 445, + 221, + 458 + ], + "score": 1.0, + "content": "yields the best performance.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 29.5, + "bbox_fs": [ + 105, + 434, + 504, + 458 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 471, + 210, + 483 + ], + "lines": [ + { + "bbox": [ + 105, + 470, + 212, + 486 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 212, + 486 + ], + "score": 1.0, + "content": "4.5 More Experiments", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 106, + 492, + 505, + 581 + ], + "lines": [ + { + "bbox": [ + 105, + 491, + 506, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 506, + 505 + ], + "score": 1.0, + "content": "Transfer Learning on LVIS Dataset. In addition to COCO and PASCAL VOC object detection, we", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 504, + 506, + 515 + ], + "spans": [ + { + "bbox": [ + 106, + 504, + 506, + 515 + ], + "score": 1.0, + "content": "also consider the challenging LVIS v1 dataset [46] to demonstrate the effectiveness and generality of", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 514, + 506, + 526 + ], + "spans": [ + { + "bbox": [ + 105, + 514, + 506, + 526 + ], + "score": 1.0, + "content": "our approach. The LVIS v1 detection benchmark contains 1203 categories in a long-tailed distribution", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 526, + 506, + 537 + ], + "spans": [ + { + "bbox": [ + 106, + 526, + 506, + 537 + ], + "score": 1.0, + "content": "with few training samples. It is considered to be more challenging than the COCO benchmark.", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 534, + 506, + 549 + ], + "spans": [ + { + "bbox": [ + 105, + 534, + 423, + 549 + ], + "score": 1.0, + "content": "We use Mask R-CNN with R50-FPN backbone and follow the standard LVIS", + "type": "text" + }, + { + "bbox": [ + 423, + 537, + 437, + 547 + ], + "score": 0.86, + "content": "1 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 438, + 534, + 455, + 549 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 455, + 537, + 470, + 547 + ], + "score": 0.86, + "content": "2 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 534, + 506, + 549 + ], + "score": 1.0, + "content": "training", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 547, + 505, + 559 + ], + "spans": [ + { + "bbox": [ + 106, + 547, + 505, + 559 + ], + "score": 1.0, + "content": "schedules. We do not use any training or post-processing tricks. Table 6 shows the results. We can", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 104, + 556, + 506, + 571 + ], + "spans": [ + { + "bbox": [ + 104, + 556, + 224, + 571 + ], + "score": 1.0, + "content": "see that our method achieves", + "type": "text" + }, + { + "bbox": [ + 224, + 558, + 313, + 569 + ], + "score": 0.89, + "content": "+ 5 . 9 \\mathrm { \\ A \\bar { P } ^ { b b } / + \\bar { S } . 6 \\mathrm { \\ A P ^ { m k } } }", + "type": "inline_equation" + }, + { + "bbox": [ + 313, + 556, + 330, + 571 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 330, + 558, + 419, + 569 + ], + "score": 0.88, + "content": "+ 4 . 9 \\mathrm { \\ A P ^ { b b } / + 4 . 6 \\ A P ^ { m k } }", + "type": "inline_equation" + }, + { + "bbox": [ + 419, + 556, + 506, + 571 + ], + "score": 1.0, + "content": "improvements under", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 568, + 321, + 581 + ], + "spans": [ + { + "bbox": [ + 105, + 568, + 145, + 581 + ], + "score": 1.0, + "content": "the LVIS", + "type": "text" + }, + { + "bbox": [ + 145, + 569, + 159, + 579 + ], + "score": 0.87, + "content": "1 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 568, + 176, + 581 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 177, + 569, + 191, + 579 + ], + "score": 0.86, + "content": "2 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 568, + 321, + 581 + ], + "score": 1.0, + "content": "training schedules, respectively.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 35.5, + "bbox_fs": [ + 104, + 491, + 506, + 581 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 585, + 505, + 651 + ], + "lines": [ + { + "bbox": [ + 106, + 585, + 506, + 597 + ], + "spans": [ + { + "bbox": [ + 106, + 585, + 506, + 597 + ], + "score": 1.0, + "content": "Transfer Learning on Different Object Detectors. In addition to two-stage detectors, we further", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 596, + 506, + 609 + ], + "spans": [ + { + "bbox": [ + 106, + 596, + 506, + 609 + ], + "score": 1.0, + "content": "conduct experiments on RetinaNet [47] and FCOS [48], which are representative works for single-", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 607, + 506, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 607, + 506, + 619 + ], + "score": 1.0, + "content": "stage detectors and anchor-free detectors. We transfer the weights of backbone and FPN layers", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 618, + 506, + 630 + ], + "spans": [ + { + "bbox": [ + 106, + 618, + 150, + 630 + ], + "score": 1.0, + "content": "learned by", + "type": "text" + }, + { + "bbox": [ + 150, + 618, + 178, + 628 + ], + "score": 0.85, + "content": "\\mathrm { S o C o ^ { * } }", + "type": "inline_equation" + }, + { + "bbox": [ + 179, + 618, + 452, + 630 + ], + "score": 1.0, + "content": "to RetinaNet and FCOS architectures and follow the standard COCO", + "type": "text" + }, + { + "bbox": [ + 452, + 618, + 466, + 628 + ], + "score": 0.85, + "content": "1 \\times", + "type": "inline_equation" + }, + { + "bbox": [ + 467, + 618, + 506, + 630 + ], + "score": 1.0, + "content": "schedule.", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 104, + 628, + 506, + 642 + ], + "spans": [ + { + "bbox": [ + 104, + 628, + 506, + 642 + ], + "score": 1.0, + "content": "We use MMDetection [49] as code base and default optimization configs are adopted. Table 7 shows", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 639, + 173, + 654 + ], + "spans": [ + { + "bbox": [ + 105, + 639, + 173, + 654 + ], + "score": 1.0, + "content": "the comparison.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 42.5, + "bbox_fs": [ + 104, + 585, + 506, + 654 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 655, + 505, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 655, + 505, + 669 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 505, + 669 + ], + "score": 1.0, + "content": "Evaluation on Mini COCO. Transfer to the full COCO dataset may be of limited significance", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 668, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 106, + 668, + 505, + 679 + ], + "score": 1.0, + "content": "due to the extensive supervision available from its large-scale annotated training data. To further", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 677, + 505, + 691 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 505, + 691 + ], + "score": 1.0, + "content": "demonstrate the generalization ability of SoCo, we conduct an experiment on a mini version of the", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 688, + 505, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 380, + 701 + ], + "score": 1.0, + "content": "COCO dataset, named Mini COCO. 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MethodsEpochMini COCO (5%)Mini C0CO (10%)
Apbb AP8AP9APmkAPkAPmApbbAP8APApmkAP APP
Supervised9019.436.618.618.333.517.924.743.125.322.940.023.4
SoCo10024.642.225.622.138.822.429.247.731.126.144.427.0
SoCo40026.043.227.522.940.023.430.448.632.526.845.227.9
SoCo*40026.845.028.323.841.424.231.149.933.427.646.428.9
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Pretraining datasetEpochApbbAPAPApmkAPAPP
ImageNet10042.362.546.537.659.140.5
ImageNet-subset10036.956.240.133.253.035.6
COCO train set + unlabeled set10037.356.540.633.553.436.0
COCO train set + unlabeled set53040.661.144.436.458.138.7
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MethodEpochAPbbAPb 50APApmkAP 50APP
Supervised9041.961.545.437.758.840.5
SoCo*40044.564.248.839.661.542.4
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MethodsEpochMini COCO (5%)Mini C0CO (10%)
Apbb AP8AP9APmkAPkAPmApbbAP8APApmkAP APP
Supervised9019.436.618.618.333.517.924.743.125.322.940.023.4
SoCo10024.642.225.622.138.822.429.247.731.126.144.427.0
SoCo40026.043.227.522.940.023.430.448.632.526.845.227.9
SoCo*40026.845.028.323.841.424.231.149.933.427.646.428.9
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Pretraining datasetEpochApbbAPAPApmkAPAPP
ImageNet10042.362.546.537.659.140.5
ImageNet-subset10036.956.240.133.253.035.6
COCO train set + unlabeled set10037.356.540.633.553.436.0
COCO train set + unlabeled set53040.661.144.436.458.138.7
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MethodsEpoch1× Schedule2× Schedule
ApbbAPAPApmkAPAPApbbAP APApmkAPAP
Scratch-31.049.533.228.546.830.438.457.542.034.754.837.2
Supervised9038.959.642.735.456.538.141.361.345.037.358.340.3
MoCo[4]20038.558.942.035.155.937.740.861.644.736.958.439.7
MoCo v2[5]20040.460.244.236.457.238.941.761.645.637.658.740.5
InfoMin [6]20040.660.644.636.757.739.442.562.746.838.459.741.4
BYOL[3]30040.461.644.137.258.839.842.362.646.238.359.641.1
SwAV[7]400------42.362.846.338.260.041.0
ReSim-FPNT [45]20039.860.243.536.057.138.641.461.945.437.559.140.3
PixPro[10]40041.461.645.41-1----1-
InsLoc [12]40042.062.345.837.659.040.543.363.647.338.860.941.7
DenseCL[11]20040.359.944.336.457.039.241.261.945.137.358.940.1
DetCons [13]100041.8137.4-42.91-38.1
DetConB [13]100042.7-38.2143.41-38.7-
SoCo10042.362.546.537.659.140.543.263.347.338.860.641.9
SoCo40043.063.347.138.260.241.044.064.048.439.061.341.7
SoCo*40043.263.547.438.460.241.444.364.648.939.661.842.5
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MethodsEpoch1× Schedule2× Schedule
ApbbAPAPApmkAPAPPApbbAP8APApmkAPAPP
Scratch-26.444.027.829.346.930.835.654.638.231.451.533.5
Supervised9038.258.241.233.354.735.240.059.943.134.756.536.9
MoCo [4]20038.558.341.633.654.835.640.760.544.135.457.337.6 37.1
SimCLR [9] MoCo v2 [5]200 800- 39.3---139.6 41.259.1 60.942.9 44.634.6 35.855.9 57.738.2
InfoMin 6]58.942.534.355.736.561.245.057.938.3
BYOL[3]200 30039.058.542.034.155.236.341.336.056.837.3
SwAV[7]400------40.360.543.935.136.6
SimSiam [8]200- 39.2- 59.3-11-39.660.142.934.756.6
PixPro[10]40040.559.842.134.456.036.7-----
InsLoc [12]40039.859.644.0 42.9---- 41.8- 61.6--- 58.2- 38.8
34.756.336.945.436.3
SoCo10040.460.443.734.956.837.041.161.044.435.657.538.0
SoCo40040.960.944.335.357.537.342.061.845.636.358.538.8
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(a) Sub-table 1.
MethodsEpochAPbbAPAP
Scratch Supervised- 9033.8 53.560.2 81.333.1 58.8
ReSim-C4 [45] PixPro [10] InsLoc [12] DenseCL[11]200 400 400 20058.7 60.2 58.4 58.783.1 83.8 83.0 82.866.3 67.7 65.3 65.2
SoCo SoCo100 40059.1 59.783.4 83.865.6 66.8
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MethodsEpochApbbAPAP
MoCo[4]20055.981.562.6
SimCLR [9]100056.381.962.5
MoCo v2[5]80057.682.764.4
InfoMin [6]20057.682.764.6
BYOL[3]30051.981.056.5
SwAV[7]40045.177.446.5
SimSiam[8]20057.082.463.7
ReSim-FPN[45]20059.282.965.9
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MethodEpochApbbAP8AP
Supervised9036.355.338.6
SoCo* 一40038.357.241.2
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MethodEpoch1× Schedule2× Schedule
ApbbAPAPAPmkAPAP7Apbb APAPApmkAPAP
Supervised9020.432.921.719.430.620.523.436.924.922.334.723.5
SoCo*40026.341.227.825.038.526.828.343.530.726.941.128.7
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MethodEpochApbbAP8AP9
Supervised9036.656.038.8
SoCo*40037.456.339.9
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Pretraining datasetEpochApbbAPAPApmkAPAPP
ImageNet10042.362.546.537.659.140.5
ImageNet-subset10036.956.240.133.253.035.6
COCO train set + unlabeled set10037.356.540.633.553.436.0
COCO train set + unlabeled set53040.661.144.436.458.138.7
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MethodEpochAPbbAPb 50APApmkAP 50APP
Supervised9041.961.545.437.758.840.5
SoCo*40044.564.248.839.661.542.4
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MethodsEpochMini COCO (5%)Mini C0CO (10%)
Apbb AP8AP9APmkAPkAPmApbbAP8APApmkAP APP
Supervised9019.436.618.618.333.517.924.743.125.322.940.023.4
SoCo10024.642.225.622.138.822.429.247.731.126.144.427.0
SoCo40026.043.227.522.940.023.430.448.632.526.845.227.9
SoCo*40026.845.028.323.841.424.231.149.933.427.646.428.9
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b/parse/train/B1lgUkBFwr/B1lgUkBFwr_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..58375295d46e66faa1999c0e6f20decf8f97edf8 --- /dev/null +++ b/parse/train/B1lgUkBFwr/B1lgUkBFwr_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:632b588916d846a2e728d0693ffe7e6dc94e1ab13f7e584cbe30887b51f3ef4d +size 3132888 diff --git a/parse/train/B1xtFpVtvB/B1xtFpVtvB.md b/parse/train/B1xtFpVtvB/B1xtFpVtvB.md new file mode 100644 index 0000000000000000000000000000000000000000..407eecaa6f067be6690eab42ef0cb939e43cc55a --- /dev/null +++ b/parse/train/B1xtFpVtvB/B1xtFpVtvB.md @@ -0,0 +1,256 @@ +# IMPROVING THE GENERALIZATION OF VISUAL NAVIGATION POLICIES USING INVARIANCE REGULARIZATION + +Anonymous authors Paper under double-blind review + +# ABSTRACT + +Training agents to operate in one environment often yields overfitted models that are unable to generalize to the changes in that environment. However, due to the numerous variations that can occur in the real-world, the agent is often required to be robust in order to be useful. This has not been the case for agents trained with reinforcement learning $( R L )$ algorithms. In this paper, we investigate the overfitting of RL agents to the training environments in visual navigation tasks. Our experiments show that deep RL agents can overfit even when trained on multiple environments simultaneously. We propose a regularization method which combines RL with supervised learning methods by adding a term to the RL objective that would encourage the invariance of a policy to variations in the observations that ought not to affect the action taken. The results of this method, called invariance regularization, show an improvement in the generalization of policies to environments not seen during training. + +# 1 INTRODUCTION + +Learning control policies from high-dimensional sensory input has been gaining more traction lately due to the popularity of deep reinforcement learning (DRL) Mnih et al. (2015); Levine et al. (2015); Zhang et al. (2018b); Rakelly et al. (2019), which enables learning the perception and control modules simultaneously. However, most of the work done in RL chooses to evaluate the learned policies in the same environment in which training occurred Cobbe et al. (2018). + +Using the same environments to train and test agents does not give any insight into the generalization abilities of the learned policy. There could be a number of changes in the environment at test time that would degrade the agent’s performance. Variations could appear in the visual aspects that determine the agent’s observation, the physical structure that determines the agent’s state and even some aspects that are related to the agent’s goal (Figure 1). For example, different observations of the same room are encountered at different times of the day (different lighting conditions). New obstacles could be present. Levels of a game could be different, yet playing a few levels should often be enough to figure out how to play the rest. Such variations might result in a new environment where the control model that defined the training environment has changed. A robust policy should generalize from its experience and perform the same skills in the presence of these variations. + +DRL agents have been notorious for overfitting to their training environments Cobbe et al. (2018). An agent could have drastically different performance on testing environments even if it manages to maximize the reward during training Zhang et al. (2018a). Supervised learning algorithms have been shown to have some generalization guarantees when adding proper regularization Mohri et al. (2018). However, these guarantees are weakened in reinforcement learning algorithms where the source of the data is not i.i.d.. In order to make use of the progress of DRL algorithms in practice we need policies that are robust to possible changes in the sensory inputs, surrounding structure and even some aspects of the task. + +In this paper we study the notion of generalization that is appropriate for visual navigation control policies that are learned with DRL. We present: (1) a study of the generalization of visual control policies to certain changes in the underlying dynamical system; (2) an alternative training method that combines DRL with supervised learning, thus using DRL to learn a controller while leveraging the generalization properties of supervised learning. In our experiments we use the VizDoom platform + +Kempka et al. (2016) which is easily customizable and enables the generation of numerous variants of a given environment. + +# 2 PRELIMINARIES + +Visual navigation for mobile robots combines the domains of vision and control. Navigation can be described as finding a suitable and safe path between a starting state and a goal state Bonin-Font et al. (2008). Classical approaches split the problem into a sequence of sub-tasks, such as map construction, localization, planning and path following Bonin-Font et al. (2008). However, each sub-task requires some handengineering that is specific to the environment and task which makes it hard to adapt it to different scenarios without performing some tuning. Deep learning approaches enable the use of highly non-linear classifiers that can adapt their inner representations to learn to robustly solve complicated tasks Goodfellow et al. (2016). + +In this work, we use reinforcement learning algorithms coupled with deep learning approaches to solve the task of navigating an agent towards + +![](images/801395498f4cba41a2833c4f0a1153b6efefe4d8cb2b2abf170446f28cc0b916.jpg) +Figure 1: The figure shows how environments may differ in their visual aspects, like textures of the surfaces. The textures provide a differentiator for each environment, where without them the environments would have shared the same state space. + +a goal object using only its visual observations as input. The field of view of the agent is limited, i.e., it does not observe the full environment, and we do not provide an explicit map of the environment to that agent. + +# 2.1 PROBLEM STATEMENT + +We model the problem of visual navigation as a partially observed Markov decision process (POMDP) (Spaan, 2012). A POMDP is given by a tuple + +$$ +\mathcal { P } : = \langle \mathcal { S } , \mathcal { A } , \Omega , R , T , O , P _ { 0 } \rangle , +$$ + +where $s$ is the set of states, $\mathcal { A }$ is the set of actions and $\Omega$ is the set of observations, all which are assumed to be finite sets. The reward function is $R : S \times A \to \mathbb { R }$ . The conditional transition probability mass function is $T : \mathcal { S } \times \mathcal { A } \times \mathcal { S } [ 0 , 1 ]$ , with the interpretation that $T ( s , a , s ^ { \prime } ) =$ $\bar { p } ( s _ { t + 1 } = \cdot | s _ { t } = s , a _ { t } = a )$ is the probability that the next state is $s ^ { \prime }$ given that the current state is $s$ and that action $a$ is taken. The conditional observation probability mass function is $O : S \times A \times \Omega [ 0 , 1 ]$ , with the interpretation that $O ( s , a , o ) = p \bar { ( } o _ { t } = o | s _ { t } = s , a _ { t - 1 } = a )$ is the probability of observing $o$ in state $s$ when the last action taken was $a$ , and we allow for a special observation probability $\bar { O ( s , o ) } = p ( o _ { 0 } = o | s _ { 0 } = s )$ when in the initial state $s$ and no action has yet been taken. Finally, $P _ { 0 }$ is the initial state probability mass function, so that $P _ { 0 } ( s ) = p ( s _ { 0 } = s )$ is the probability that the initial state is $s$ . + +In DRL, we work with a parameterized policy $\pi _ { \boldsymbol { \theta } } ( h , a ) \ : = \ : p _ { \boldsymbol { \theta } } ( a _ { t } \ : = \ : a | h _ { t } \ : = \ : h )$ with parameters $\theta ~ \in ~ \Theta$ , giving the probability of taking action $a$ given observation-action history $h _ { t } \ : =$ $\left( o _ { 0 } , a _ { 0 } , o _ { 1 } , a _ { 1 } , \ldots , a _ { t - 1 } , o _ { t } \right)$ . The objective is to adjust the parameters $\theta$ to attain a high value for the discounted reward + +$$ +J _ { \mathcal { P } } ( \theta ) : = \mathbb { E } _ { \mathcal { P } } ^ { \pi _ { \theta } } \left[ \sum _ { t = 0 } ^ { \infty } \gamma ^ { t } R ( s _ { t } , a _ { t } ) \right] +$$ + +with discount factor $\gamma ~ \in ~ [ 0 , 1 )$ . The expectation is over state-observation-action sequences $( s _ { t } , o _ { t } , a _ { t } ) _ { t = 0 } ^ { \infty }$ where the initial state $s _ { 0 }$ is drawn from $P _ { 0 }$ and other elements of such a sequence are drawn from $T , O$ and $\pi _ { \theta }$ respectively (Sutton & Barto, 1998). + +Many methods for attempting to approximate optimal policies have been proposed. For instance, policy gradient methods perform gradient ascent on estimates of the expected discounted reward. In + +this work we use the proximal policy optimization (PPO) algorithm, which arguably shows relatively robust performance on a wide range of different tasks (Schulman et al., 2017). + +# 2.2 FORMALIZING GENERALIZATION + +As in classification, we wish to learn from a finite training set but still perform well on previouslyunseen examples from a test set. To formalize this, we have a distribution $\mathcal { D }$ over POMDPs, representing multiple environments or tasks, and we sample $n ^ { \mathrm { t r a i n } }$ POMDPs from this distribution $\mathcal { P } _ { 1 } , \mathcal { P } _ { 2 } , \ldots , \mathcal { P } _ { n ^ { \mathrm { t a i n } } }$ . In the context of navigation, these POMDPs might differ in terms of their observation distributions, perhaps representing views of the same environment at different times of day or year, in terms of their transition distributions, perhaps representing maps with different geometries, or in terms of their reward distributions, perhaps corresponding to the specification of different goal states. Given this sample, we then learn a policy $\pi _ { \theta }$ from a finite collection of state-observation-action sequences from these POMDPs. In order to have a meaningful common policy across these POMDPs, we require that they have common state, action and observation spaces $s , A$ and $\Omega$ . By analogy with the notion of generalization risk in classification (Mohri et al., 2018), we say that policy $\pi _ { \theta }$ generalizes well if it attains a high value for the expectation of the discounted reward over the full distribution of POMDPs, which we call the discounted generalization reward, so that $\mathbb { E } _ { \mathcal { P } \sim \mathcal { D } } J _ { \mathcal { P } } ( \boldsymbol { \theta } )$ is high in some sense.This is our own terminology as we did not find a semantically-equivalent term in the literature. + +It is not hard to see that the discounted generalization reward is actually the discounted reward $J _ { \mathcal { P } ^ { D } } ( \theta )$ of a single larger POMDP $\mathcal { P } ^ { \mathcal { D } }$ , whose state space may however no longer be finite. To see this, let us associate a unique identifier $i ( \mathcal { P } )$ with any POMDP sampled from $\mathcal { D }$ and let ${ \boldsymbol { \mathcal { T } } } ^ { \mathcal { D } }$ be the set of all such unique identifiers. In the large POMDP $\mathcal { P } ^ { \mathcal { D } }$ , the state space is the Cartesian product $\boldsymbol { S } \times \boldsymbol { \mathcal { T } } ^ { \mathcal { D } }$ of the original states and these unique identifiers, but the action and observation spaces are just $\mathcal { A }$ and $\Omega$ . The initial state distribution is obtained by first sampling a POMDP $\mathcal { P } \sim \mathcal { D }$ and then sampling $s _ { \mathrm { e n v } } \sim P _ { 0 } ^ { \mathcal { P } }$ from that POMDP’s initial state distribution. The initial state in the large POMDP is then the concatenation $( s _ { \mathrm { e n v } } , i ( \mathcal { P } ) )$ . Thus one might succinctly state the problem of generalization in POMDPs as follows: given a distribution $\mathcal { D }$ over POMDPs with common state, action and observation spaces and access to a sample of state-observation-action sequences from a sample of POMDPs drawn from $\mathcal { D }$ , choose a policy $\pi _ { \theta }$ that obtains a high value for the discounted reward $J _ { \mathcal { P } ^ { D } } ( \theta )$ . + +# 3 RELATED WORK + +Training in synthetic environments enables the simulation of huge amounts of experience in a span of a few hours. Simulations are convenient to use when training reinforcement learning agents that are often highly sample inefficient Sutton & Barto (1998). There is, frequently, a gap between the synthetic world and the real-world, mainly due to the manner in which the simulators depict the real-world dynamics and visual appearances. Often, these simulated worlds capture the richness and noise of the real-world with low-fidelity Tobin et al. (2017). Many have tried to propose transfer learning techniques to bridge the reality gap in order to still make use of fast simulators for training Taylor & Stone (2009). + +One popular method to bridge the reality gap is by randomizing some aspects of the training environment Sadeghi & Levine (2016). This domain randomization technique has been shown to be successful for the transfer of grasping policies from simulated training environments to the real-world Tobin et al. (2017). However, the learned models resulting from that work are not control policies, but perception modules. Previous work has showed some success in transferring the perception module learned in simulation to the real world, but not the controller. + +Cobbe et al. (2018) conduct a large scale study on generalization using a new environment, that resembles an arcade game, which they call CoinRun. They experiment by training on different background images and different level structures. They test with different regularization strategies and network architectures finding that the RL agent has a surprising tendency to overfit even to large training sets. Zhang et al. (2018a) reach a similar conclusion, when learning in grid-world environments, and state that the agents have a tendency to memorize levels of the training set. Unlike Cobbe et al. (2018), however, they argue that the methods that inject stochasticity into the dynamics of the system to prevent memorization, such as sticky actions Machado et al. (2017) and random initializations Hausknecht & Stone (2015), often do not help. In our work we are interested in generalization when navigating under partial observability unlike the fully observable CoinRun or grid-world environments. + +Domain adaptation methods have also been used for simulated to real transfer. They allow models trained on a source domain to generalize to a target domain. Bousmalis et al. (2017) train a generative model to adapt the synthetic images of the simulator to appear like the real environment. It was shown to successfully transfer a grasping policy trained in simulation to the real world. However, they do not discuss whether the policy generalizes when variations happen in the target domain. + +Another aspect of generalization is the transfer of learned skills to solve different tasks. In other words, generalization to the goal of the trained agent $g$ . Achieving different tasks would require the agent to have the ability to maximize different reward functions. Schaul et al. (2015) consider working with value functions that contain the goal $g$ as part of the agent’s state. They call them universal value functions. The reward will then become a function of a state-action-goal tuple $( s , a , g )$ instead of a classical state-action pair. In the paper, the authors present universal value function approximators (UVFA). A method that attempts to learn a universal value function estimate $V _ { \theta } ( s , g )$ They show that UVFA’s can generalize for unseen state-goal pairs in grid-world setup. + +Deep reinforcement learning has been used to train control policies. These DRL based methods generally propose to learn motor control commands from raw camera images, thus mapping pixels to commands that control the robot’s motors Levine et al. (2015). DRL algorithms have been used for various navigation tasks such as goal conditioned navigation Mirowski et al. (2016); Zhu et al. (2016) and mapless navigation Mirowski et al. (2018). + +# 4 GENERALIZATION IN VISUAL CONTROL + +Control policies learned from high-dimensional visual input are often brittle and lack the robustness to operate in novel situations. Our main contribution is to propose a regularization term that can be added to the RL objective to improve the robustness of the learned policy to variations in the observations, presented in Section 4.2. However, to motivate the necessity of our proposed method we study domain randomization in Section 4.1; one of the current main practices that aims at learning a policy that generalizes well. + +# 4.1 DOMAIN RANDOMIZATION + +Domain randomization is typically used to train policies that can generalize to variations and noise in the observations. It is done by training on several POMDP’s that share the same $s , A , \Omega$ spaces, however they could in their observation distribution. The motivation behind domain randomization is that it is assumed to be an effective technique to provide a policy that is invariant to the changes that would appear in the observations. We explore the problem of navigating the agent towards a goal object with random noise added to the agent’s observations. If the agent is able to perform the task in an environment defined by a POMDP $\mathcal { P } _ { 1 }$ then it should still be able to perform the task in another POMDP $\mathcal { P } _ { 2 }$ , if certain features $f$ of the environment that are specific to successfully achieving the task exist and are invariant to these variations, i.e., $f ( \mathcal { P } _ { 1 } ) = f ( \mathcal { P } _ { 2 } )$ . + +In Section 5.1, we study domain randomization when added to RL training and the ability of resulting policies to generalize in unseen POMDPs. We want to investigate if the policy does in fact overfit to the training POMDPs and whether we mitigate that overfitting by training the policies on multiple POMDPs. + +# 4.2 INVARIANCE REGULARIZATION (PROPOSED METHOD) + +In the previous sections, we discussed how overfitting to the training environment can be a big problem in RL. Furthermore, we should be careful not to jump to the conclusion that training on different environments will ensure policies that generalize well to new environments. It is merely an assumption that has been shown to empirically hold up when used in a supervised learning context. + +However, we show in this work that this assumption might not hold for reinforcement learning techniques. This is compatible with the findings in Cobbe et al. (2018) and Zhang et al. (2018a). + +We reason that in order to generalize well, the training objective should include a term that encourages policy generalization. Therefore, putting the weight of the problem of generalizing explicitly in the objective function itself. Formally, a function $h$ of variable $x$ is invariant to a transformation $\phi$ of $x$ if $h ( x ) = h ( \phi ( x ) )$ . We can deduce the same definition for the invariance of a policy $\pi$ to changes in the observation given by some transformation $\tau$ , $\pi ( o ) = \pi ( { \mathcal T } ( o ) )$ . We add this regularization penalty term to the RL objective as shown in Equation (1): + +$$ +\operatorname* { m a x } _ { \theta } \quad \quad L _ { p p o } ( { \cal O } ; \pi _ { \theta } ) - \frac { \lambda } { N M } \sum _ { i = 1 } ^ { N } \sum _ { j = 1 } ^ { M } d ( \pi _ { \theta } ( o _ { i } ) , \pi _ { \theta } ( \mathcal { T } _ { j } ( o _ { i } ) ) ) , +$$ + +where $L _ { p p o }$ is the PPO objective Schulman et al. (2017), $\theta$ is the set of parameters that define the policy $\pi _ { \theta }$ , $d$ is a distance function between the two conditional distributions, and $\lambda$ is a weighting coefficient of the penalty. $O = \{ o _ { 1 } , o _ { 2 } , . . . o _ { N } \}$ is a sequence of $N$ observations. + +$\tau$ is a transformation of the observations. Given an observation $o$ and a transformation on that observation $\tau$ where the transformation still holds the semantic context of the underlying state, but with added visual variations. We can think of the difference between observing a room with observation $o$ and observing the same room with observation $\mathcal { T } ( o )$ as the color of the wall for example. Therefore, let us say that we observe $o$ in POMDP $\mathcal { P }$ and observe $\mathcal { T } ( o )$ in POMDP $\mathcal { P } ^ { \mathcal { T } }$ then ${ \dot { \boldsymbol { f } } } ( { \mathcal { P } } ) = f ( { \mathcal { P } } ^ { \tau } )$ , where $f ( \mathcal P )$ is the set of invariant features of the environment defined by the POMDP $\mathcal { P }$ . We further discuss the nature of $\tau$ in the experiments section. $M$ is the number of transformations of each observations. + +The penalty $d$ in Equation 1 resembles adding a constraint on the PPO objective, where the new objective dictates that the policy should simultaneously obtain a high reward while behaving similarly for the observations $o$ and $\mathcal { T } ( o )$ . The idea is similar, in spirit, to trust region policy optimization Schulman et al. (2015) where a penalty term, resembling that which would result from imposing a trustregion constraint, is added to ensure monotonic improvement of the average return with each policy update. We call this method in Equation 1 invariance regularization (IR) since the regularization term indicates the invariance of the learned policy to a transformation of given observations. + +We propose two ways to solve the RL problem in Equation 1. The first is to directly optimize the full objective by adding the penalty to the original PPO loss. The second method splits the training process to two stages of training RL first and then performing a supervised learning step to minimize $d ( \pi ( o ) , \pi ( T ( o ) ) )$ which presents an elegant form that combines reinforcement learning with supervised learning, more details of the second method is available in Appendix A. + +In the next section, we will discuss experiments using both methods. Before that, we will describe a study on the effectiveness of domain randomization as a mean to reducing overfitting in DRL agents. + +# 5 EXPERIMENTS + +In this section we present the results of two experiments. The first is about training RL with domain randomization. We discuss the ability of the learned policies to generalize to unseen environments when trained on variations of the training environment. The next part presents the results obtained when using the invariance regularization (IR) method, proposed in Section 4.2, with domain randomization and shows that it improves the success rate considerably. + +We performed these experiments because we are interested in the following questions: (1) Does training on environments with random variations (as domain randomization suggests) learn a representation of the invariant $f$ with which the policy can generalize to other environments that share the same invariant features? (2) Can we find a training algorithm that would empirically guarantee finding these invariant features $f$ ? + +# 5.1 DOMAIN RANDOMIZATION + +We leverage the customizability of VizDoom maps Kempka et al. (2016) with hundreds of unique textures to generate train/test scenarios. The agent is required to reach an object in order to get a + +
Num training envs:11050100500
PPO
RGB0.21 ± 0.040.17± 0.040.35 ± 0.130.35 ± 0.160.34 ± 0.14
RGB-D0.05±0.040.89 ±0.050.90±0.050.61 ±0.370.77 ± 0.33
Grayscale0.36 ± 0.040.33 ± 0.130.37± 0.040.47±0.140.41 ± 0.22
PPO-IR (split)
RGB0.64 ± 0.050.69 ±0.030.72 ± 0.0160.75 ± 0.02
RGB-D10.85 ± 0.020.90±0.050.94±0.010.95± 0.02
Grayscale10.69±0.010.76±0.020.75 ±0.020.76±0.02
PPO-IR (full objective)
RGB10.79± 0.050.79 ±0.030.81 ±0.030.81±0.02
RGB-D10.98±0.010.97 ± 0.010.99 ± 0.010.99± 0.01
Grayscale10.79± 0.030.79±0.010.79±0.020.80±0.02
+ +Table 1: Average success rate and standard deviation of agents, that are trained on a different number of randomly environments, when tested on 50 test environments whose textures are not seen during training. The bold values represent the algorithm that resulted in the best average success rate according to an amount of training environments and an input type. We see that our method brings stability to the average results and improves generalization even when no depth is added. + +reward. We train an actor-critic style agent Konda & Tsitsiklis (1999) to solve the task. The network consists of three convolutional layers and 2 fully connected layers, followed by the policy and value function estimator layers. The policy output is a four-dimensional fully-connected layer, where the four dimensions corresponds to four actions; move forward, turn right, turn left and do nothing. The ouput of the policy layer is a log-probability of each action. The value layer is a single unit that predicts the value function. This network architecture was proposed by Mnih et al. (2015). ReLUs are used as the non-linear operations in all layers Nair & Hinton (2010). As mentioned, we optimize the PPO objective Schulman et al. (2017) with a binary reward function $( + 1$ if goal is reached, 0 otherwise) and a discount factor $\gamma = 0 . 9 9$ . + +We generate the variations of the training environment by changing the textures on the surfaces using the numerous textures provided by VizDoom Kempka et al. (2016). We train agents on a subset of 1, 10, 50, 100 and 500 rooms from the generated environments and test on 50 rooms with textures from a hold-out set which are not seen in training. We detail this experimental setup in Appendix B. We experiment with different types of visual input; RGB, RGB-D and Grayscale. The number of training iterations is fixed at $5 \times 1 0 ^ { 6 }$ to ensure repeatability of our experiment. The results are therefore potentially pessimistic, and in future work we would like to choose the number of iterations for each network independently so as to maximize generalization performance. The agent and the goal object are initialized at random positions in the environment at the start of each episode. + +The role of depth. Adding a depth channel to the observation plays a significant role in generalization. Depth is invariant to many changes in the visible spectrum of the observations. This might lead the training agent to partly find an invariance in observations in its implicit perception model, which in this case can be as simple as focusing on the depth channel only. Therefore, it was not surprising to see, in Table 1, that the depth agents (RGB-D) generalize better than the agents without any depth information. + +Table 1 shows the success rate of the PPO models with respect to the number of training environments used and the input type (RGB, RGB-D). The results are averaged over 5 seeds, a standard practice in the RL literature today. We notice the superior performance of the agent with depth than the agent without depth. The fact that the RGB agent is not able to generalize well even when exposed to numerous environments tells us that it might not be learning the invariance relating the environments. On the other hand, the RGB-D agents perform well on the testing environments even when the agents are only exposed to 10 random training environments. + +Looking at the RGB and RGB-D experiments, the agents trained on 100 and 500 environments generalize worse on average than the ones trained on 10 and 50, which indicates that some agents might be overfitting. This is inspite of the fact that these agents are able to maximize the reward in the training set regardless of the set size. Looking at the max statistic of these results (not shown in this paper) the 100 and 500 experiments outperform the rest. However, the 100 and 500 experiments have a higher variance in the success rates of different seeds than the 10 and 50 experiments. High variance in the test results of the 100/500 RGB-D experiments shows that some seeds are able to achieve a near perfect score on the testing environment and others completely fail, thus there is then no empirical guarantee that RL agents will generalize when exposed to numerous environments. + +The average success rate for the RGB input without the depth shows that domain randomization alone might not be an effective method to adapt the policy to variations in the observations, at least not in the context of RL. In fact, it shows little progress, e.g., the RGB agent exposed to one environment achieves around a $20 \%$ success on the testing environments and the agents exposed to $5 0 +$ environments achieve less than $40 \%$ success. These results are consistent when running with a grayscale channel (see Table 1). + +While training by randomizing the environment did show some success in making supervised learning models generalize better, it fails to do so in RL policies. It is clear from these results, that adding random variations and relying solely on the RL objective is not enough to ensure generalization. Much of the success of domain randomization in previous works Tobin et al. (2017) was reported using supervised learning. Also, the generalization abilities of machine learning algorithms have been linked to supervised learning setups. Therefore, it would make sense to adapt supervised learning techniques to regularize the models trained with DRL. + +# 5.2 INVARIANCE REGULARIZATION EXPERIMENTS + +In this section we will discuss the results obtained from training the agent using the method proposed in Section 4.2. As mentioned in Section 4.2, we propose two methods of using the proposed IR penalty. The first is to add to the PPO objective as in Equation 1, this method is referred to as (full objective) in the results. The second, which is referred to as (split) in the results, is to split the objective into two parts; RL step and a supervised learning step (more details available in Appendix A). The value of $\lambda$ in Equation 1 used in all IR (full objective) experiments is 1.0. + +As for the nature of transformation $\tau$ of the observations, we tested with the same randomly textured environments from VizDoom, that were used in the previous section, in order to be able to make fair comparisons with the pure RL and domain randomization agents. Regarding the distance penalty term $d$ in Equation 1, we did preliminary experiments with the KL divergence, $L 1$ , $L 2$ and cross-entropy losses and the KL divergence returned the best results. Table 1 shows the results for combining PPO with the IR penalty using the two proposed implementations. + +Observing the split method’s results, we see that the proposed training procedure returns stable success rates that are improves as more environments are added. The split version was able to outperform vanilla PPO and substantially improve the generalization especially in the cases of RGB/Grayscale inputs. Training with the full objective, however, returned the best results that outperform vanilla PPO with domain randomization and the split version of the IR algorithm. Similar to the split version, training on the full objective shows stable performance for the different inputs across different seeds. + +The results, in Table 1, also show that the trained models, on the full objective, are achieving test success rate, with only 10 training environments, that is close if not identical to the agents trained on 50, 100 and 500 environments. These results suggests that training with the full objective version of the IR algorithms does not require a large number of environments to learn the invariant features. Notice the average testing success rate is similar across the different number of training environments since the model learns the invariant features from only 10 environments and adding more environments that share the same invariant features will not make a difference. We can verify that hypothesis when looking at the RGB-D testing results in the full objective part. All agents achieve a near perfect score which we attribute to the availability of an invariant feature map in the input (the depth channel) which only the agents trained with the full objective are able to catch. + +# 5.2.1 COMPARISONS WITH OTHER REGULARIZATION TECHNIQUES + +Regularization has been shown to help in the generalization of supervised learning models Srivastava et al. (2014). Using regularization in supervised learning often improves the performance of the trained models on test sets. However, regularization has not been frequently used in DRL setups, possibly due to the previously-common poor practise of testing and training in the same environment so there is no generalization gap Cobbe et al. (2018). + +![](images/18eddee47a70d9a9819ece91270c1aab5c304c516180c32953e656ebb986745f.jpg) +Figure 2: Different regularization methods tested on the RGB input. (Left): The average success rate show that some of these methods achieve similar results to ours in some instances. (Right): The lower SPL of the other regularization methods relative to ours indicates some randomness in their learned policies + +We compare our method with some regularization techniques that are frequently used; dropout, batchnorm and $L 2$ . The first experiment has a dropout layer added after each convolutional layer Srivastava et al. (2014), the second has a batchnorm layer added after every convolutional layer Ioffe & Szegedy (2015) and the last uses $L 2$ regularization. We choose the dropout probability to be 0.1 and the $L 2$ weight to be $1 0 ^ { - 4 }$ , the same values that were proposed by Cobbe et al. (2018). As in the previous setup, we train five models (different seeds) for each technique and evaluate on 50 environments whose textures are sampled from a hold-out set. We report the experiments done with RGB input only as it poses a harder problem and a larger gap than RGB-D. + +Figure 2 (left) shows the average success rate over 5 seeds for the four methods. We see that our proposed method is the only one that is steadily improving when more environments are added. The batchnorm models performed worst while dropout and $L 2$ achieved similar success rates to the split version of our method given 50 and 500 training environments. However, the entropy of the learned policies is substantially higher when dropout and $L 2$ are added to the model. + +We hypothesize that the high entropy policies are able to generalize by acting randomly in some instances and this makes them more robust in certain situations. We show the success weighted shortest path length $( S P L )$ in Figure 2 (right). A random behavior that displays robustness (has a high success probability) would return a relatively lower SPL due to the fact that this random behavior will probably not take the shortest possible path to the goal. Details of the formulation of SPL are available in Appendix C. Figure 2 (right) shows that the dropout and L2 agents have a lower SPL than the IR agents indicating that these policies with higher entropy are inefficient. + +# 6 DISCUSSION AND CONCLUSIONS + +We present a study of the generalization capabilities of visual navigation agents trained with deep reinforcement learning algorithms. We formalize what it means to generalize in the context of a POMDP. We find that the tendency of RL agent to overfit even when exposed to large training sets is quite visible. We show that using domain randomization with RL, without adding invariant features to the input such as the depth maps, is not enough to generalize. In the second part, we proposed Invariance Regularization (IR), a method that attempts to regularize the RL model with a supervised learning loss. It improves the generalization success and displays stable performance across different seeds. + +In this work, we focused our experimentation on generalization to changes in the input observation. However, it is also interesting to generalize the learned skills to different architectural designs of the environment, just as one one wishes to generalize to different levels of the game as proposed in the retro competition Nichol et al. (2018). 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URL http://arxiv.org/abs/1609.05143. + +# APPENDIX + +A IR SPLIT VERSION + +# Algorithm 1 RL with iterative supervision + +Initialize $k _ { 1 } , k _ { 2 } , \theta _ { 0 } , \mathcal { T } _ { i = \{ 1 . . . , N \} } , e n v$ +while not converged do for $i = 1 \ldots , k _ { 1 }$ do // Train $\pi _ { \theta }$ on env on the RL objective $\theta _ { i } \gets \operatorname* { m a x } _ { \theta } L _ { p p o } ( o ^ { e n v } ; \pi _ { \theta _ { i - 1 } } )$ end for for $j = 1 \ldots , k _ { 2 }$ do // Train $\pi$ on env and $\tau ( e n v )$ Sample $\{ o _ { t } ^ { e n v } , \pi _ { \theta _ { k _ { 1 } } } ( o _ { t } ^ { e n v } ) \}$ Generate $\{ o _ { t } ^ { \mathcal { T } _ { i } ( e n v ) } , \pi _ { \theta _ { k _ { 1 } } } ( o _ { t } ^ { \mathcal { T } _ { i } ( e n v ) } ) \} ^ { i = 1 \dots N }$ $\begin{array} { r } { \theta _ { j } \operatorname* { m i n } _ { \theta } d ( \pi _ { \theta _ { k _ { 1 } } } ( o _ { e n v } ) | | \pi _ { \theta _ { j - 1 } } ( \mathcal T _ { i } ( o _ { e n v } ) ) } \end{array}$ end for +end while +return $\pi _ { \theta }$ + +The first part consists of training RL on the observations of the original training environment, while the second part can be seen as a supervised learning objective on the transformed observations, as shown in Algorithm 1. + +The first step trains RL on one environment and then use the actions that the trained policy would have taken in that environment to tune the model with supervised learning on the textured environments. In the reported experiments using the split version, the model is trained with one iteration of the algorithm. Therefore, the training process has two stages, train RL then train with a supervised learning setup, without iterating between both. + +# B EXPERIMENTAL SETUP + +As stated in Section 5.1, we run training on a subset of 1, 10, 50, 100 and 500 rooms where the surfaces in each room are sampled from the variety of textures available in Vizdoom. The resulting policies are tested on 50 rooms with textures from a hold-out set which are not seen in training. During training we run several agents in parallel to quickly collect observation-action-reward data in multiple environments. Another advantage of this parallelization is the ability to run each agent on a variation of the training environment. Due to hardware limitations, we cannot run one agent for each environment, at least not when we have a large number of training environments, i.e., 100 or 500. Therefore, each agent samples one environment from the training set and runs on it for some $n$ episodes before sampling another one $n = 2 5$ episodes). + +# C SUCCESS WEIGHTED SHORTEST PATH LENGTH (SPL) + +SPL was proposed by Anderson et al. (2018) as a way of measuring the navigation agents success rates while taking into account the time it takes agents to succeed 1. + +$$ +S P L = \frac { 1 } { N } \sum _ { i = 1 } ^ { N } S _ { i } \frac { l _ { i } } { p _ { i } } , +$$ + +where $N$ is the number of runs, $S _ { i }$ is the binary indicator of the success of episode $i , l _ { i }$ is the length of the shortest possible path and $p _ { i }$ is the length of the path taken by the agent. \ No newline at end of file diff --git a/parse/train/B1xtFpVtvB/B1xtFpVtvB_model.json b/parse/train/B1xtFpVtvB/B1xtFpVtvB_model.json new file mode 100644 index 0000000000000000000000000000000000000000..d1cdc76a9bd12ae858b9c72b3f9a0ced0814a21e --- /dev/null +++ b/parse/train/B1xtFpVtvB/B1xtFpVtvB_model.json @@ -0,0 +1,16059 @@ +[ + { + "layout_dets": [ + { + "category_id": 1, + "poly": [ + 398, + 579, + 1303, + 579, + 1303, + 976, + 398, + 976 + ], + "score": 0.983 + }, + { + "category_id": 1, + "poly": [ + 298, + 1299, + 1404, + 1299, + 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Initialize k1, k2,0o,Ti={..,N}, env while not converged do fori=1...,k1 do // Train πθ on env on the RL objective
0 ←maxθ Lppo(oenv;πi-1) end for
for j=1...,k2 do
// Train π on env andT(enu) Sample {oenv,T01 (oenu)}
Generate {oTi(eno), (Ti(eno)}i=-. ,T0k1
θj ← minθ d(π0κ (Oenv)llπθj-1(Ti(Oenv));
end for end while
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a/parse/train/HylVB3AqYm/HylVB3AqYm_span.pdf b/parse/train/HylVB3AqYm/HylVB3AqYm_span.pdf new file mode 100644 index 0000000000000000000000000000000000000000..d305cbbb8474edc8acf69509258e8a138392283b --- /dev/null +++ b/parse/train/HylVB3AqYm/HylVB3AqYm_span.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:31b3f5cc063367a555db3666530df40f52b8688d8862c54c2595f1da5cc6b872 +size 2391995 diff --git a/parse/train/Hyx0slrFvH/Hyx0slrFvH.md b/parse/train/Hyx0slrFvH/Hyx0slrFvH.md new file mode 100644 index 0000000000000000000000000000000000000000..31c5248d6b27df941c3d123766eb8744a6a9aa85 --- /dev/null +++ b/parse/train/Hyx0slrFvH/Hyx0slrFvH.md @@ -0,0 +1,475 @@ +# MIXED PRECISION DNNS: ALL YOU NEED IS A GOOD PARAMETRIZATION + +Stefan Uhlich∗, Lukas Mauch∗, Fabien Cardinaux∗, Kazuki Yoshiyama Javier Alonso García, Stephen Tiedemann, Thomas Kemp + +Sony Europe B.V., Germany firstname.lastname@sony.com + +Akira Nakamura +Sony Corporate, Japan +akira.b.nakamura@sony.com + +# ABSTRACT + +Efficient deep neural network (DNN) inference on mobile or embedded devices typically involves quantization of the network parameters and activations. In particular, mixed precision networks achieve better performance than networks with homogeneous bitwidth for the same size constraint. Since choosing the optimal bitwidths is not straight forward, training methods, which can learn them, are desirable. Differentiable quantization with straight-through gradients allows to learn the quantizer’s parameters using gradient methods. We show that a suited parametrization of the quantizer is the key to achieve a stable training and a good final performance. Specifically, we propose to parametrize the quantizer with the step size and dynamic range. The bitwidth can then be inferred from them. Other parametrizations, which explicitly use the bitwidth, consistently perform worse. We confirm our findings with experiments on CIFAR-10 and ImageNet and we obtain mixed precision DNNs with learned quantization parameters, achieving state-of-the-art performance. + +# 1 INTRODUCTION + +Quantized DNNs apply quantizers $Q : \mathbb { R } \{ q _ { 1 } , . . . , q _ { I } \}$ to discretize the weights and/or activations of a DNN (Han et al., 2015; Zhou et al., 2017; Li et al., 2016; Liu & Mattina, 2019; Cardinaux et al., 2018; Jain et al., 2019; Bai et al., 2018). They require considerably less memory and have a lower computational complexity, since discretized values $\{ q _ { 1 } , . . . , q _ { I } \}$ can be stored, multiplied and accumulated efficiently. This is particularly relevant for inference on mobile or embedded devices with limited computational power. + +However, gradient based training of quantized DNNs is difficult, as the gradient of a quantization function vanishes almost everywhere, i.e., backpropagation through a quantized DNN almost always returns a zero gradient. Different solutions to this problem have been proposed in the literature: A first possibility is to use DNNs with stochastic weights from a categorical distribution and to optimize the evidence lower bound (ELBO) to obtain an estimate of the posterior distribution of the weights. As proposed in (Jang et al., 2016; Maddison et al., 2016; Louizos et al., 2019), the categorical distribution can be relaxed to a concrete distribution – a smoothed approximation of the categorical distribution – such that the ELBO becomes differentiable under reparametrization. A second possibility is to use the straight through estimator (STE) (Bengio et al., 2013). STE allows the gradients to be backpropagated through the quantizers and, thus, the network weights can be adapted with standard gradient descent (Hubara et al., 2016). Compared to STE based methods, stochastic methods suffer from large gradient variance, which makes training of large quantized DNNs difficult. Therefore, STE based methods are more popular in practice. + +More recent research (Jain et al., 2019; Esser et al., 2019; Wang et al., 2018; Elthakeb et al., 2018) focuses on methods which can also learn the optimal quantization parameters, e.g., the stepsize, dynamic range and bitwidth, in parallel to the network weights. This is a promising approach as DNNs with learned quantization parameters almost always outperform DNNs with handcrafted ones. + +Recently, and in parallel to our work, (Jain et al., 2019) explored the use of STE to define the gradient with respect to the quantizers’s dynamic range. The authors applied a per-tensor quantization and used the dynamic range as an additional trainable parameter also learned with gradient descent. Similarly, (Esser et al., 2019) learned the stepsize using gradient descent. However, neither of them learned the optimal bitwidth of the quantizers. + +One approach was proposed in (Wang et al., 2018; Elthakeb et al., 2018). They learn the bitwidth with reinforcement learning, i.e., they learn an optimal bitwidth assignment policy. Their experiments show that a DNN with a learned and heterogeneous bitwidth assignment outperforms quantized DNNs with a homogeneous bitwidth assignment. However, such methods have a high computational complexity as the bitwidth policy must be learned, which involves training many quantized DNNs. + +In this paper, we will use the STE approach and show that the quantizer’s parameters, including the bitwidth, can be learned with gradient methods if a good parametrization is chosen. Specifically, we show that directly learning the bitwidth is not optimal. Instead, we propose to learn the stepsize and dynamic range. The bitwidth can then be inferred from them. Compared to (Wang et al., 2018; Elthakeb et al., 2018), our method has the advantage that training quantized DNNs has nearly the same computational complexity as standard float32 training. + +The contributions of this paper are: + +1. We show that there are three different parametrizations for uniform and power-of-two quantization and that, in both cases, one of them has gradients particularly well suited to train quantized DNNs. The other parametrizations have the problem of yielding gradients with an unbounded gradient norm and coupled components. + +2. Using this parametrization, we are able to learn all quantization parameters for DNNs with per-tensor quantization and global memory constraints. We formulate the training as a constrained optimization problem, where the quantized DNN is constrained not to exceed a given overall memory budget, and show how to solve it in a penalty framework. + +3. We confirm our findings with experiments on CIFAR-10 and ImageNet. For example, we train a heterogeneously quantized MobileNetV2 on ImageNet requiring a total of only 1.65MB to store the weights and only 0.57MB to store its largest feature map. This is equivalent to a homogenous 4bit quantization of both weights and activations. However, our network learns to allocate the bitwidth heterogeneously in an optimal way. Our MobileNetV2 achieves an error of $3 0 . 2 6 \%$ compared to $2 9 . 8 2 \%$ for the floating point baseline. This is state-of-the-art for such a heavily quantized MobileNetV2. + +We use the following notation throughout this paper: x, x, $\mathbf { X }$ and $_ { x }$ denote a scalar, a (column) vector, a matrix and a tensor with three or four dimensions, respectively; $\lfloor . \rfloor$ and d.e are the floor and ceiling operators. Finally, $\delta ( . )$ denotes the Dirac delta function. + +# 2 CHOOSING A QUANTIZATION PARAMETRIZATION + +Let $Q ( x ; \pmb \theta )$ be a quantizer with the parameters $\pmb { \theta }$ , which maps $x \in \mathbb { R }$ to discrete values $\{ q _ { 1 } , . . . , q _ { I } \}$ . In this section, we compare different parametrizations of $Q ( x ; \pmb \theta )$ for uniform quantization and powerof-two quantization and analyze how well the corresponding straight-through gradient estimates $\partial _ { x } Q ( x ; \pmb \theta )$ and $\nabla _ { \boldsymbol { \theta } } Q ( x ; \boldsymbol { \theta } )$ are suited to optimize the quantizer parameters $\pmb \theta$ . Our key result is, that the training of quantized DNNs which learns both, the optimal quantized weights and the optimal quantization parameters $\pmb \theta$ , is very sensitive to the choice of the parametrization of the quantizers. From an optimization point of view, it is best to parametrize the quantizer $Q ( x ; \pmb \theta )$ with the stepsize $d$ and the dynamic range $q _ { \mathrm { m a x } }$ as it leads to gradients with stable norms. Doing so, we can use standard gradient descent to learn the quantization parameters and do not need to use stochastic or reinforcement based algorithms, which are computationally expensive. + +# 2.1 PARAMETRIZATION AND STRAIGHT THROUGH GRADIENT ESTIMATES + +A symmetric uniform quantizer $Q _ { U } ( x ; \theta )$ which maps a real value $x \in \mathbb { R }$ to one of $I = 2 k + 1$ quantized values $q \in \{ - k d , . . . , 0 , . . . , k d \}$ computes + +$$ +\begin{array} { r } { q = Q _ { U } ( x ; \theta ) = \mathrm { s i g n } ( x ) \left\{ \begin{array} { l l } { d \left\lfloor \frac { | x | } { d } + \frac { 1 } { 2 } \right\rfloor } & { | x | \le q _ { \mathrm { m a x } } } \\ { q _ { \mathrm { m a x } } } & { | x | > q _ { \mathrm { m a x } } } \end{array} \right. , } \end{array} +$$ + +![](images/b33d7c58546b83e4569da70410dd62bc616cbb368889eb5d2e09f40826688911.jpg) +Figure 1: Maximum gradient norm $\operatorname* { m a x } _ { x } \| \pmb { \nabla } _ { \pmb { \theta } } Q _ { U } ( x ; \pmb { \theta } ) \|$ . For “U1” and “U2” the maximum gradient norm can grow exponentially with varying bitwidth $b$ whereas it is bounded for “U3”. + +where the parameter vector $\pmb { \theta } = [ d , q _ { \mathrm { m a x } } , b ] ^ { T }$ consists of the step size $d \in \mathbb { R }$ , the maximum value $q _ { \operatorname* { m a x } } \in \mathbb { R }$ and the number of bits $b \in \mathbb { N } , b \geq 2$ used to encode the quantized values $q$ . + +When training quantized DNNs, we want to optimize $Q _ { U } ( x ; \theta )$ with respect to the input $x$ and the quantization parameters $\pmb \theta$ , meaning that we need the gradients $\nabla _ { \boldsymbol { x } } Q _ { U } ( \boldsymbol { x } ; \boldsymbol { \theta } )$ and $\nabla _ { \boldsymbol { \theta } } Q ( x ; \boldsymbol { \theta } )$ . A common problem is, that the exact gradients are not useful for training. For example, $\partial _ { x } Q _ { U } ( x ; \pmb \theta ) =$ $d \textstyle \sum _ { k = - 2 ^ { b - 1 } + 1 } ^ { 2 ^ { b - 1 } - 2 } \delta \left( x - d \left( k + { \frac { 1 } { 2 } } \right) \right)$ vanishes almost everywhere. A solution is to define the derivative using STE (Bengio et al., 2013), which ignores the floor operation in (1). This leads to + +$$ +\partial _ { x } Q _ { U } ( x ) = \left\{ 1 \ \begin{array} { l l } { { | x | \leq q _ { \mathrm { m a x } } } } \\ { { 0 } } & { { | x | > q _ { \mathrm { m a x } } } } \end{array} , \right. +$$ + +which is non-zero in the interesting region $| x | \leq q _ { \mathrm { m a x } }$ and which turned out to be very useful to train quantized DNNs in practice (Yin et al., 2019). In this work, we follow this idea and define the gradients $\nabla _ { x } Q ( x ; \theta )$ and $\nabla _ { \boldsymbol { \theta } } Q ( x ; \boldsymbol { \theta } )$ , using STE whenever we need to differentiate a floor operation. We refer to this as differentiable quantization (DQ). + +An important observation from (1) is that the parameters $\pmb { \theta } = [ d , q _ { \mathrm { m a x } } , b ] ^ { T }$ of a quantizer depend on each other, i.e., $q _ { \operatorname* { m a x } } = ( 2 ^ { b - 1 } - 1 ) d$ . This means, that we can choose from three equivalent parametrizations of $Q _ { U } ( x ; \theta )$ : Case “U1” with $\pmb { \theta } = [ b , d ] ^ { T }$ , case “U2” with $\pmb { \theta } = [ b , q _ { \mathrm { m a x } } ] ^ { T }$ and case “U3” with $\pmb { \theta } = [ d , q _ { \mathrm { m a x } } ] ^ { T }$ . Interestingly, they differ in their gradients: + +Case $U I$ : Parametrization with respect to $\pmb { \theta } = [ b , d ] ^ { T }$ , using $q _ { \operatorname* { m a x } } = q _ { \operatorname* { m a x } } ( b , d )$ gives + +$$ +\nabla _ { \theta } Q _ { U } ( x ; \theta ) = \left[ \partial _ { b } Q _ { U } ( x ; \theta ) \right] = \left\{ \begin{array} { l l } { \left[ \frac { 0 } { 4 } \right] \left( Q _ { U } ( x ; \theta ) - x \right) } & { | x | \leq ( 2 ^ { b - 1 } - 1 ) d } \\ { \left[ 2 ^ { b - 1 } \log ( 2 ) d \right] \quad \mathrm { s i g n } ( x ) } & { | x | > ( 2 ^ { b - 1 } - 1 ) d } \end{array} \right. +$$ + +Case $U 2$ : Parametrization with respect to $\pmb { \theta } = [ b , q _ { \mathrm { m a x } } ] ^ { T }$ , using $d = d ( b , q _ { \mathrm { m a x } } )$ gives + +$$ +\nabla _ { \theta } Q _ { U } ( { x } ; \theta ) = \left[ \begin{array} { l } { \partial _ { b } Q _ { U } ( { x } ; \theta ) } \\ { \partial _ { q _ { \operatorname* { m a x } } } Q _ { U } ( { x } ; \theta ) } \end{array} \right] = \left\{ \begin{array} { l l } { \left[ \begin{array} { l } { - \frac { 2 ^ { b - 1 } \log 2 } { 2 ^ { b - 1 } - 1 } } \\ { \phantom { - } \frac { 1 } { q _ { \operatorname* { m a x } } } } \end{array} \right] \left( Q _ { U } ( { x } ; \theta ) - { x } \right) } & { \left| { x } \right| \leq q _ { \operatorname* { m a x } } } \\ { \left[ \begin{array} { l } { 0 } \\ { \mathrm { s i g n } ( { x } ) } \end{array} \right] } & { \left| { x } \right| > q _ { \operatorname* { m a x } } } \end{array} \right. +$$ + +Case $U 3$ : Parametrization with respect to $\pmb { \theta } = [ d , q _ { \mathrm { m a x } } ] ^ { T }$ , using $b = b ( d , q _ { \mathrm { m a x } } )$ gives + +$$ +\nabla _ { \theta } Q _ { U } ( x ; \theta ) = \left[ \partial _ { q _ { \mathrm { m a x } } } Q _ { U } ( x ; \theta ) \right] = \left\{ \begin{array} { l l } { \left[ \frac { 1 } { d } \right] \left( Q _ { U } ( x ; \theta ) - x \right) } & { | x | \leq q _ { \mathrm { m a x } } } \\ { \left[ 0 \right] } & { \left[ x \right] > q _ { \mathrm { m a x } } } \end{array} \right. +$$ + +Fig. 1 shows the maximum gradient norm $\operatorname* { m a x } _ { x } \| \nabla _ { \theta } Q _ { U } ( x ; \pmb { \theta } ) \|$ for the three parametrizations “U1” to “U3”. For the parametrizations “U1” and “U2”, $\operatorname* { m a x } _ { x } \| \pmb { \nabla } _ { \pmb { \theta } } Q _ { U } ( x ; \pmb { \theta } ) \|$ can grow exponentially with varying bitwidth $b$ as $\partial _ { d } Q _ { U } ( x ; \pmb \theta ) \in [ - 2 ^ { b - 1 } - 1 , 2 ^ { b - 1 } - 1 ]$ for “U1” and $\partial _ { b } Q _ { U } ( x ; \pmb \theta ) \ \in$ $\begin{array} { r } { \left[ - { \frac { q _ { m a x } } { 2 ^ { b - 1 } - 1 } } \log 2 , { \frac { q _ { m a x } } { 2 ^ { b - 1 } - 1 } } \log 2 \right] } \end{array}$ for “U2”. This is not desirable when training quantized DNNs, because it will lead to large changes of the gradient norm and forces us to use small learning rates to avoid divergence. However, parametrization “U3” does not suffer from such an unbounded gradient norm as both partial derivatives $\partial _ { d } Q _ { U } ( x ; \pmb \theta ) \in [ - \frac { 1 } { 2 } , \frac { 1 } { 2 } ]$ and $\partial _ { q _ { \mathrm { m a x } } } Q _ { U } ( x ; \pmb \theta ) \in \{ - 1 , 1 \}$ are bounded. + +![](images/32e0aaec2e177084b123ee530e26a76aecc4b193c8f276430dff143552a6b736.jpg) +Figure 2: Partial derivatives of $Q _ { U } ( x ; \theta )$ with respect to the input and the quantization parameters $d , q _ { \mathrm { m a x } }$ and $b$ . Partial derivatives are coupled for “U1” and “U2” but are decoupled for “U3”. + +Fig. 2 shows the gradients for the parametrization “U1” to “U3”. For parametrization “U3”, the partial derivatives in $\nabla _ { \boldsymbol { \theta } } Q _ { U } ( \boldsymbol { x } ; \boldsymbol { \theta } )$ are decoupled, i.e., $\nabla _ { \boldsymbol { \theta } } Q _ { U } ( \boldsymbol { x } ; \boldsymbol { \theta } )$ is a unit vector, which either points only in the direction of $d$ if $| x | \leq q _ { \mathrm { m a x } }$ or only in the direction of $q _ { \mathrm { m a x } }$ , if $| x | > q _ { \mathrm { m a x } }$ . We will show in Sec. 2.3 that this implies a diagonal Hessian, which results in a better convergence behavior of gradient descent. In contrast, both parametrizations “U1” and “U2” have partial derivatives that are coupled. In summary, this implies that parametrization “U3” is the best DQ parametrization. + +Similar considerations can be made for the power-of-two quantization $Q _ { P } ( x ; \theta )$ , which maps a real-valued number $x \in \mathbb { R }$ to a quantized value $q \in \{ \pm 2 ^ { k } : k ^ { \mathbf { \bar { \alpha } } } \in \mathbb { Z } \}$ by + +$$ +q = Q _ { P } ( x ; \pmb \theta ) = \mathrm { s i g n } ( x ) \left\{ \begin{array} { l l } { q _ { \mathrm { m i n } } } & { | x | \leq q _ { \mathrm { m i n } } } \\ { 2 ^ { \lfloor 0 . 5 + \log _ { 2 } \left| x \right| \rfloor } } & { q _ { \mathrm { m i n } } < \left| x \right| \leq q _ { \mathrm { m a x } } } \\ { q _ { \mathrm { m a x } } } & { | x | > q _ { \mathrm { m a x } } } \end{array} , \right. +$$ + +where $q _ { \mathrm { m i n } }$ and $q _ { \mathrm { m a x } }$ are the minimum and maximum absolute values of the quantizer for a bitwidth of $b$ bit. Power-of-two quantization is an especially interesting scheme for DNN quantization, since a multiplication of quantized values can be implemented as an addition of the exponents. Using the STE for the floor operation, the derivative $\partial _ { x } \bar { Q } _ { P } ( x ; \theta )$ is given by + +$$ +\partial _ { x } Q _ { P } ( x ) = \left\{ \begin{array} { l l } { 0 } & { | x | \le q _ { \mathrm { m i n } } } \\ { \frac { 2 ^ { \lfloor 0 . 5 + \log _ { 2 } \lvert x \rvert \rfloor } } { \lvert x \rvert } } & { q _ { \mathrm { m i n } } < \lvert x \rvert \le q _ { \mathrm { m a x } } } \\ { 0 } & { \lvert x \rvert > q _ { \mathrm { m a x } } } \end{array} \right. . +$$ + +The power-of-two quantization each other with the relationship ters . Th $[ b , q _ { \mathrm { m i n } } , q _ { \mathrm { m a x } } ] \ = : \ \theta$ , which depend ongain three different $q _ { \mathrm { m a x } } \ = \ 2 ^ { 2 ^ { b - 1 } - 1 } q _ { \mathrm { m i n } }$ parametrizations with $\pmb \theta = [ b , q _ { \mathrm { m i n } } ]$ , $\theta = [ b , q _ { \mathrm { m a x } } ]$ or $\pmb { \theta } = [ q _ { \mathrm { m i n } } , q _ { \mathrm { m a x } } ]$ , respectively. Similarly to the uniform case, one parametrization $\Theta = [ q _ { \mathrm { m i n } } , q _ { \mathrm { m a x } } ] )$ leads to a gradient of a very simple form + +$$ +\pmb { \nabla } _ { \theta } Q _ { P } ( x ; \pmb { \theta } ) = \left[ \partial _ { q _ { \operatorname* { m a x } } } Q _ { U } ( x ; \pmb { \theta } ) \right] = \left\{ \begin{array} { l l } { [ 1 , 0 ] ^ { T } } & { | x | \leq q _ { \operatorname* { m i n } } } \\ { [ 0 , 0 ] ^ { T } } & { q _ { \operatorname* { m i n } } < | x | \leq q _ { \operatorname* { m a x } } , } \\ { [ 0 , 1 ] ^ { T } } & { | x | > q _ { \operatorname* { m a x } } } \end{array} \right. +$$ + +which has again a bounded gradient magnitude and independent components and is, hence, best suited for first order gradient based optimization. + +# 2.2 CONSTRAINTS ON $\theta$ + +In practice, for an efficient hardware implementation, we need to ensure that the quantization parameters only take specific discrete values: for uniform quantization, only integer values are allowed for the bitwidth $b$ , and the stepsize $d$ must be a power-of-two, see e.g. (Jain et al., 2019); for power-of-two quantization, the bitwidth must be an integer, and the minimum and maximum absolute values $q _ { \mathrm { m i n } }$ and $q _ { \mathrm { m a x } }$ must be powers-of-two. + +We fulfill these constraints by rounding the parameters in the forward pass to the closest integer or power-of-two value. In the backward pass we update the original float values, i.e., we used again the STE to propagate the gradients. + +# 2.3 EXPERIMENTAL COMPARISON OF DQ PARAMETRIZATIONS + +In the following we compare the parametrizations using two experiments. + +![](images/52aec8e369e471d8948172d69713c5615367f9c69c6f3435d341a2284596c712.jpg) +Figure 3: MSE for quantizing Gaussian data $x \sim N ( 0 , 1 )$ with uniform and power-of-two quantization. Parametrizations “U3” and “P3” converge to the lowest MSE without any oscillations. + +1) Quantization of Gaussian data In our first experiment we use DQ to learn the optimal quantization parameters $\pmb { \theta } ^ { * }$ which minimize the mean squared error (MSE) $\mathrm { E } \left[ \textstyle { \frac { 1 } { 2 } } ( Q ( x ; \mathbf { \dot { \theta } } ) - x ) ^ { \cdot } 2 \right]$ with gradient descent and compare the convergence speed for three possible parametrizations of a uniform and power-of-two quantizer. We choose this example as the gradient $\nabla _ { \theta } Q ( x ; \theta ) \ =$ $\mathrm { E } \left[ ( Q ( x ; \pmb { \theta } ) - \overset { \cdot } { x } ) \pmb { \nabla } _ { \theta } Q ( x ; \pmb { \theta } ) \right]$ is just a scaled version of $\nabla _ { \boldsymbol { \theta } } Q ( { \bar { x } } ; { \boldsymbol { \theta } } )$ , i.e., the gradient direction depends directly on the parametrization of $Q ( x ; \pmb \theta )$ and thus the effects of changing the parametrization can be observed. + +It is interesting to study the Hessian $\mathbf { H } = \pmb { \nabla } _ { \pmb { \theta } } \pmb { \nabla } _ { \pmb { \theta } } ^ { T } \mathrm { E } \left[ ( Q ( x ; \pmb { \theta } ) - x ) ^ { 2 } \right] \in \mathbb { R } ^ { 2 \times 2 }$ of the MSE: + +$$ +\mathbf { I } = \operatorname { E } \left[ \nabla _ { \theta } Q ( x ; \theta ) \nabla _ { \theta } Q ( x ; \theta ) ^ { T } + ( Q ( x ; \theta ) - x ) \nabla _ { \theta } \nabla _ { \theta } ^ { T } Q ( x ; \theta ) \right] \approx \operatorname { E } \left[ \nabla _ { \theta } Q ( x ; \theta ) \nabla _ { \theta } Q ( x ; \theta ) ^ { T } \right] . +$$ + +Note that we use the outer-product approximation (Bishop, 2006) in order to simplify our considerations. From this equation it is apparent that the Hessian will be diagonal for the case U3 as $\pmb { \nabla } _ { \theta } Q ( x ; \pmb { \theta } ) \pmb { \nabla } _ { \theta } Q ( x ; \mathbf { \bar { \theta } } ) ^ { T }$ only contains an element in either $( 1 , 1 )$ or $( 2 , 2 )$ and, therefore, $\mathrm { E } \left[ \pmb { \nabla } _ { \pmb { \theta } } Q ( \pmb { x } ; \pmb { \theta } ) \pmb { \nabla } _ { \pmb { \theta } } Q ( \pmb { x } ; \pmb { \theta } ) ^ { T } \right]$ is a diagonal matrix. From this, we can see that gradient descent with an individual learning rate for each parameter is equivalent to Newton’s method and, therefore, efficient. In general this will not be the case for U1 and U2. + +We conduct an experiment, using ADAM to optimize the mean squared quantization error on artificially generated data, which is generated by drawing $1 0 ^ { 4 }$ samples from $N ( 0 , 1 )$ . Please note that the same example was studied in (Jain et al., 2019). The results in Fig. 3 clearly show that the parametrizations “U3” and “P3” are best suited to optimize the uniform and power-of-two quantization parameters, respectively. Indeed, these quantizers converge without oscillation to the lowest MSE. It is interesting to see, that even adaptive gradient methods like ADAM can not solve the scaling issue described in Sec. 2.1. In the Appendix A.4 we give further empirical evidence to support this claim and compare the different parametrizations for the training of a quantized ResNet-20 on CIFAR-10 using ADAM. Note that all cases use the same learning rate. For the interested reader, a more detailed visualization of the error surfaces over the quantization parameters can be found in Appendix A.3. + +2) CIFAR-10 In our second experiment we train a ResNet-20 (He et al., 2016) with quantized parameters and activations on CIFAR-10 (Krizhevsky & Hinton, 2009) using the same settings as proposed by (He et al., 2016). Fig. 4 shows the evolution of the training and validation error during training for the case of uniform quantization. The plots for power-of-two quantization can be found in the appendix (Fig. 10). We initialize this network from random parameters or from a pre-trained float network. The quantized DNNs are trained for 160 epochs, using SGD with momentum 0.9 and a learning rate schedule starting with 0.01 and reducing it by a factor of 10 after 80 and 120 epochs, respectively. We use random flips and crops for data augmentation. Each epoch takes about $2 . 5 \mathrm { { m i n } }$ on a single GTX 1080 Ti. + +In case of randomly initialized weights, we use an initial stepsize $d _ { l } = 2 ^ { - 3 }$ for the quantization of weights and activations. Otherwise, we initialize the weights using a pre-trained floating point network and the initial stepsize for a layer is chosen to be $\bar { d } _ { l } = 2 \bar { \lfloor \log _ { 2 } ( \operatorname* { m a x } \mid \mathscr { W } _ { l } \mid / ( 2 ^ { b - 1 } - 1 ) ) \rfloor }$ . The remaining quantization parameters are chosen such that we start from an initial bitwidth of $b = 4$ bit. This is a reasonable upper limit for $b$ , as in practice no performance degradation can be observed for $b >$ 4bit. Even simple offline algorithms like min/max quantization result in networks with good accuracies. We define no memory constraints during training, i.e., the network can learn to use a large number of bits to quantize weights and activations of each layer. From Fig. 4, we again observe that the parametrization $\pmb { \theta } = [ d , q _ { \mathrm { m a x } } ] ^ { T }$ is best suited to train a uniformly quantized DNN as it converges to the best local optimum. Furthermore, we observe the smallest oscillation of the validation error for this parametrization. + +![](images/f6d49752f6874ba84b2032bc9aaa4972d66884ba7dbd0d99e0298a4ab324f41d.jpg) +Figure 4: ResNet-20 with uniformly quantized weights and activations. + +Table 1 compares the best validation error for all parametrizations of the uniform and power-of-two quantizations. We trained networks either with quantized weights and full precision activations or with both being quantized. In case of activation quantization with power-of-two, we use one bit to explicitly represent the value $x = 0$ . This is advantageous as the ReLU nonlinearity will map many activations to this value. We can observe that training the quantized DNN with the optimal parametrization of DQ, i.e., using either $\pmb { \theta } = [ d , q _ { \mathrm { m a x } } ] ^ { T }$ or $\pmb { \theta } \overset { - } { = } [ q _ { \mathrm { m i n } } , q _ { \mathrm { m a x } } ] ^ { T }$ results in a network with the lowest validation error. This result again supports our theoretical considerations from Sec. 2.1. + +# 3 TRAINING QUANTIZED DNNS WITH MEMORY CONSTRAINTS + +We now discuss how to train quantized DNNs with memory constraints. Such constraints appear in many applications when the network inference is performed on an embedded device with limited computational power and memory resources. + +A quantized DNN consists of layers which compute + +$$ +\pmb { \mathcal { X } } _ { l } = f _ { l } ( Q ( \pmb { \mathcal { W } } _ { l } ; \pmb { \theta } _ { l } ^ { w } ) * Q ( \pmb { \mathcal { X } } _ { l - 1 } ; \pmb { \theta } _ { l - 1 } ^ { x } ) + Q ( \pmb { c } _ { l } ; \pmb { \theta } _ { l } ^ { w } ) ) \ \mathrm { w i t h } \ l = 1 , . . . , L , +$$ + +where $f _ { l } ( \cdot )$ denotes the nonlinear activation function of layer $l$ and $Q ( \cdot ; \theta )$ is a per-tensor quantization with parameters $\pmb \theta$ applied separately to the input and output tensors $\pmb { \mathcal { X } } _ { l - 1 } \in \mathcal { T } _ { l }$ and $\pmb { \chi } _ { l } \in \mathcal { T } _ { l }$ , and also to both the weight tensors $w _ { l } \in \mathcal { P } _ { l }$ and the bias vector $\mathbf { \boldsymbol { c } } _ { l } \in \mathbb { R } ^ { M _ { l } }$ .1 For a fully connected layer, $\mathcal { T } _ { l - 1 } = \mathbb { R } ^ { M _ { l - 1 } }$ , $\mathcal { T } _ { l } = \mathbb { R } ^ { M _ { l } }$ are vectors, $\mathcal { P } _ { l } = \mathbb { R } ^ { M _ { l } \times M _ { l - 1 } }$ are matrices and $A * B$ is a matrixvector product. In case of a convolutional layer, $\mathcal { T } _ { l - 1 } = \mathbb { R } ^ { M _ { l - 1 } \times N _ { l - 1 } \times N _ { l - 1 } }$ , $\mathcal { T } _ { l } = \mathbb { R } ^ { M _ { l } \times N _ { l } \times N _ { l } }$ , $\mathcal { P } _ { l } = \dot { \mathbb { R } } ^ { M _ { l } \times M _ { l - 1 } \times K _ { l } \times K _ { l } }$ are tensors and $A * B$ is a set of $M _ { l - 1 } M _ { l }$ 2D convolutions, where the convolution is performed on square-sized feature maps of size $N _ { l - 1 } \times N _ { l - 1 }$ using square-sized kernels of size $K _ { l } \times K _ { l }$ . + +DNNs with quantized weights and activations have a smaller memory footprint and are also computationally cheaper to evaluate since $Q ( \alpha ; \pmb \theta ) \cdot Q ( \beta ; \pmb \theta )$ for $\alpha , \beta \in \mathbb { R }$ requires only an integer multiplication for the case of uniform quantization or an integer addition of the exponents for powerof-two quantization. Furthermore, $Q ( \bar { \alpha ; \pmb \theta } ) + Q ( \beta ; \pmb \theta )$ for $\alpha , \beta \in \mathbb { R }$ only requires an integer addition. Table 2 compares the computational complexity and the memory footprint of layers which apply uniform or power-of-two quantization to weights and activations. + +We consider the following memory characteristics of the DNN, constraining them during training: 1. Total memory $\begin{array} { r } { \dot { S ^ { w } ( \pmb { \theta } _ { 1 } ^ { w } , . . . , \pmb { \theta } _ { L } ^ { w } ) } = \sum _ { l = 1 } ^ { L } S _ { l } ^ { w } ( \pmb { \theta } _ { l } ^ { w } ) } \end{array}$ to store all weights: We use the constraint + +$$ +g _ { 1 } ( \pmb { \theta } _ { 1 } ^ { w } , . . . , \pmb { \theta } _ { L } ^ { w } ) = S ^ { w } ( \pmb { \theta } _ { 1 } ^ { w } , . . . , \pmb { \theta } _ { L } ^ { w } ) - S _ { 0 } ^ { w } = \sum _ { l = 1 } ^ { L } S _ { l } ^ { w } ( \pmb { \theta } _ { l } ^ { w } ) - S _ { 0 } ^ { w } \leq 0 , +$$ + +Table 2: Number of multiplications $C _ { l } ^ { m u l }$ , additions $C _ { l } ^ { a d d }$ as well as required memory to store the weights $S _ { l } ^ { w }$ and activations $S _ { l } ^ { x }$ of fully connected and convolutional layers. + +
LayerQuantizationcmulCaddsS
Fully connecteduniform pow-2MMl-1 0MM-1 2MMl-1M(M-1+1)bMb
Convolutionaluniform pow-2MM-1N²K² 0MM-1N²K² 2MM1-1NK2Mt(M-1K²+1)bMN²
+ +to ensure that the total weight memory requirement $S ^ { w } ( \pmb { \theta } _ { 1 } ^ { w } , . . . , \pmb { \theta } _ { L } ^ { w } )$ is smaller than a certain maximum weight memory size $S _ { 0 } ^ { w }$ . Table 2 gives $S _ { l } ^ { w } ( \pmb \theta _ { l } ^ { w } )$ for the case of fully connected and convolutional layers. Each layer’s memory requirement $S _ { l } ^ { w } ( \pmb { \theta } _ { l } ^ { w } )$ depends on the bitwidth $b _ { l } ^ { w }$ : reducing $S _ { l } ^ { w } ( \pmb { \theta } _ { l } ^ { w } )$ will reduce the bitwidth $b _ { l } ^ { w }$ . + +2. Total activation memory $\begin{array} { r l } { S ^ { x } ( \pmb { \theta } _ { 1 } ^ { x } , . . . , \pmb { \theta } _ { L } ^ { x } ) = \sum _ { l = 1 } ^ { L } S _ { l } ^ { x } ( \pmb { \theta } _ { l } ^ { x } ) } & { { } } \end{array}$ to store all feature maps: We use the constraint + +$$ +g _ { 2 } ( \pmb { \theta } _ { 1 } ^ { x } , . . . , \pmb { \theta } _ { L } ^ { x } ) = S ^ { x } ( \pmb { \theta } _ { 1 } ^ { x } , . . . , \pmb { \theta } _ { L } ^ { x } ) - S _ { 0 } ^ { x } = \sum _ { l = 1 } ^ { L } S _ { l } ^ { x } ( \pmb { \theta } _ { l } ^ { x } ) - S _ { 0 } ^ { x } \leq 0 , +$$ + +to ensure an upper limit on the total activation memory size $S _ { 0 } ^ { x }$ . Table 2 gives $S _ { l } ^ { x } ( \pmb { \theta } _ { l } ^ { x } )$ for the case of fully connected and convolutional layers. Such a constraint is important if we use pipelining for accelerated inference, i.e., if we evaluate multiple layers with several consecutive inputs in parallel. This can, e.g., be the case for FPGA implementations (Guo et al., 2017). + +3. Maximum activation memory $\begin{array} { r } { \hat { S } ^ { x } ( \pmb { \theta } _ { 1 } ^ { x } , . . . , \pmb { \theta } _ { L } ^ { x } ) = \operatorname* { m a x } _ { l = 1 , . . . , L } S _ { l } ^ { x } } \end{array}$ to store the largest feature map: We use the constraint + +$$ +g _ { 3 } ( \pmb { \theta } _ { 1 } ^ { x } , . . . , \pmb { \theta } _ { L } ^ { x } ) = \hat { S } ^ { x } ( \pmb { \theta } _ { 1 } ^ { x } , . . . , \pmb { \theta } _ { L } ^ { x } ) - \hat { S } _ { 0 } ^ { x } = \operatorname* { m a x } _ { l = 1 , . . . , L } ( S _ { l } ^ { x } ) - \hat { S } _ { 0 } ^ { x } \leq 0 , +$$ + +to ensure that the maximum activation size $\hat { S } ^ { x }$ does not exceed a given limit $\hat { S } _ { 0 } ^ { x }$ . This constraint is relevant for DNN implementations where layers are processed sequentially. + +To train the quantized DNN with memory constraints, we need to solve the optimization problem + +$$ +\operatorname* { m i n } _ { \mathcal { W } _ { l } , c _ { l } , \theta _ { l } ^ { w } , \theta _ { l } ^ { x } } \mathrm { E } _ { p } ( x , y ) \left[ J ( \mathcal { X } _ { L } , \mathcal { Y } ) \right] \mathrm { ~ s . t . ~ } g _ { j } \big ( \theta _ { 1 } ^ { w } , . . . , \theta _ { L } ^ { w } , \theta _ { 1 } ^ { x } , . . . , \theta _ { L } ^ { x } \big ) \leq 0 \mathrm { ~ f o r ~ a l l ~ } j = 1 , . . . , 3 +$$ + +where $J ( \pmb { \mathscr { X } } _ { L } , \pmb { \mathscr { D } } )$ is the loss function for yielding the DNN output $\scriptstyle { \mathcal { X } } _ { L }$ although the ground truth is $_ { \mathscr { y } }$ . Eq. (9) learns the weights $w _ { l }$ , $c _ { l }$ as well as the quantization parameters $\pmb { \theta } _ { l } ^ { x }$ , $\pmb { \theta } _ { l } ^ { w }$ . In order to use simple stochastic gradient descent solvers, we use the penalty method (Bertsekas, 2014) to convert (9) into the unconstrained optimization problem + +$$ +\operatorname* { m i n } _ { \mathcal { W } _ { l } , c _ { l } , \theta _ { l } ^ { w } , \theta _ { l } ^ { x } } \mathrm { E } _ { p ( \pmb { \mathscr { X } } , \pmb { \mathscr { Y } } ) } \left[ J ( \pmb { \mathscr { X } } _ { L } , \pmb { \mathscr { Y } } ) \right] + \sum _ { j = 1 } ^ { J } \lambda _ { j } \operatorname* { m a x } ( 0 , g _ { j } ( \pmb { \theta } _ { 1 } ^ { w } , . . . , \pmb { \theta } _ { L } ^ { w } , \pmb { \theta } _ { 1 } ^ { x } , . . . , \pmb { \theta } _ { L } ^ { x } ) ) ^ { 2 } , +$$ + +where $\lambda _ { j } \in \mathbb { R } ^ { + }$ are individual weightings for the penalty terms. Hence, training with weight and activation size constraints requires choosing two penalty weightings $\lambda _ { j }$ , one for (8a) and one for either (8b) or (8c). + +Note, that the optimization problem (10) does not necessarily give a quantized DNN which fulfills the memory constraints. The probability to fulfill the constraint $g _ { j }$ depends on the choice of $\lambda _ { j }$ . In particular, this probability increases with larger $\lambda _ { j }$ . However, choosing a too large $\lambda _ { j }$ will yield a penalty term that dominates over the network loss decreasing the network performance. In our experiments, we choose $\lambda _ { j }$ such that the initial loss and the penalty term have approximately the same magnitude. Using this simple heuristic, we optained quantized DNNs that reached a high accuracy and at the same time fulfilled the constraints at the end of training. + +# 4 EXPERIMENTS + +In the following, we will use the best parametrizations for uniform and power-of-two DQ, i.e., ${ \pmb \theta } _ { U } = [ d , q _ { \mathrm { m a x } } ] ^ { \widetilde { T } }$ and $\pmb { \theta } _ { P } = [ q _ { \mathrm { m i n } } , q _ { \mathrm { m a x } } ] ^ { \hat { T } }$ , that we found in Sec. 2. Both parametrizations do not directly depend on the bitwidth $b$ . Therefore, we compute it by using $\begin{array} { r } { b ( \pmb { \theta } _ { U } ) = \left\lceil \log _ { 2 } \left( \frac { q _ { \operatorname* { m a x } } } { d } + 1 \right) + 1 \right\rceil } \end{array}$ and $\begin{array} { r } { b ( \pmb \theta _ { P } ) = \left\lceil \log _ { 2 } \left( \log _ { 2 } \left( \frac { q _ { \mathrm { m a x } } } { q _ { \mathrm { m i n } } } \right) + 1 \right) + 1 \right\rceil } \end{array}$ . All quantized networks use a pre-trained float32 network for initialization and all quantizers are initialized as described in Sec. 2.3. For our experiments on CIFAR-10, we use the same training setup as described in Sec. 2.3. For the experiments on + +Table 3: Homogeneous vs. heterogeneous quantization of ResNet-20 on CIFAR-10. + +
Bitwidth Weight/Activ.qmax Weight/Activ.Size Weight/Activ.(max)/Activ.(sum)Validation errorUniform quant. Power-of-two quant. Validation error
Baseline32bit/32bit11048KB/64KB/736KB7.29%
Fixed2bit/32bitfixed/-65.5KB/64KB/736KB10.81%8.99%
TQT (Jain et al.,2019)2bit/32bitlearned/-65.5KB/64KB/736KB9.47%8.79%
Ours (w/constr. (8a))learned/32bitlearned/-70KB/64KB/736KB8.59%8.53%
Fixed2bit/4bitfixed/fixed65.5KB/8KB/92KB11.30%11.62%
TQT (Jain et al.,2019)2bit/4bitlearned/learned65.5KB/8KB/92KB9.62%11.29%
Ours (w/constr.(8a) and(8b)) learned/learned learned/learned70KB/- /92KB9.38%11.29%
Ours (w/constr.(8a) and (8c)))learned/learnedlearned/learned70KB/8KB/-8.58%11.23%
+ +ImageNet, we train the quantized DNNs for 50 epochs, using SGD with momentum 0.9 and a learning rate schedule starting with 0.01 and reducing it by a factor of 10 after 16 and 32 epochs, respectively. Please note that we quantize all layers opposed to other papers which use a higher precision for the first and/or last layer. + +In our experiments, we noticed that the performance of DQ is not sensitive to the choice of $\lambda _ { j }$ in (10). For the CIFAR-10 experiments, we use $\lambda = 0 . 1$ for both constraints (for sizes in kB). For the ImageNet experiments, we kept the same regularization level by scaling $\lambda _ { j }$ with the square of the size ratio between the ImageNet model and the CIFAR-10 model. We scale with the square-ratio as the constraints in (10) are squared penalty terms. + +First, in Table 3/top, we train a ResNet-20 on CIFAR-10 with quantized weights and float32 activations. We start with the most restrictive quantization scheme with fixed $q _ { \mathrm { m a x } }$ and $b = 2 \mathrm { b i t }$ (“Fixed”). Then, we allow the model to learn $q _ { \mathrm { m a x } }$ while $b = 2$ bit remains fixed as was done in (Jain et al., 2019) (“TQT”). Finally, we learn both $q _ { \mathrm { m a x } }$ and $b$ with the constraint that the weight size is at most 70KB (“Ours”), which is just $4 . 5 \mathrm { k B }$ larger that the previous 2Bit networks. This allows the model to allocate more than two bits to some layers. From Table 3/top, we observe that the error is smallest when we learn all quantization parameters. + +In Table 3/bottom, weights and activations are quantized. For activation quantization, we consider two cases as discussed in Sec. 3. The first one constrains the total activation memory $S ^ { x }$ while the second constrains the maximum activation memory ${ \hat { S } } ^ { x }$ such that both have the same size as a homogeneously quantized model with 4bit activations. Again, we observe that the error is smallest when we learn all quantization parameters. + +We also use DQ to train quantized ResNet-18 (He et al., 2016) and MobileNetV2 (Sandler et al., 2018) on ImageNet (Deng et al., 2009) with 4bit uniform weights and activations or equivalent-sized networks with learned quantization parameters. This is quite aggressive and, thus, a fixed quantization scheme loses more than $6 \%$ accuracy while our quantization scheme loses less than $0 . 5 \%$ compared to a float32 precision network. + +Our results compare favorably to other recent quantization approaches. To our knowledge, the best result for a 4bit ResNet-18 was reported by (Esser et al., 2019) $( 2 9 . 9 1 \%$ error). This is very close to our performance $( 2 9 . 9 2 \%$ error). Importantly, (Esser et al., 2019) did not quantize the first and last layers, meaning that their network is much bigger. Specifically, compared to our quantized ResNet-18, their model with high precision input and output layers requires $37 \%$ more memory to store the weights. Moreover, (Esser et al., 2019) learns stepsizes which are not restricted to powers-of-two. As explained in Sec. 2.2, uniform quantization with power-of-two stepsize leads to more efficient inference, effectively allowing to efficiently compute any multiplication with an integer multiplication and bit-shift. To our knowledge only (Wang et al., 2018) reported results of MobileNetV2 quantized to 4bit. They keep the baseline performance constraining the network to the same size as the 4bit network. However, they do not quantize the activations in this case. In addition, DQ training is efficient since it is comparable to the training of unquantized network. Specifically, one epoch on ImageNet takes $3 7 \mathrm { m i n }$ for MobileNetV2 and 18min for ResNet-18 on four Nvidia Tesla V100. + +Fig. 5 shows the weight bitwidth assignment over layers. We observe that small bitwidths are used for layers with many parameters, i.e., pointwise convolutions and fully connected layers. However, the resulting bitwidth assignments are complex, meaning that there is no simple heuristic. Therefore, it is important to learn the optimal bitwidth assignment. + +![](images/c478bdda236596de7d122e9e89f3c217fd072fdde3230adc03e98d31ad4411cb.jpg) +Figure 5: Weight bitwidth assignment over layers for ResNet-18 and MobileNetV2 on ImageNet with weights constrained to a maximum size of 5.57MB. Our method has learned a heterogeneous bitwidth distribution, which gives a better performance than a homogeneous one (see Table 4). + +# 5 CONCLUSIONS + +In this paper we discussed differentiable quantization and its application to the training of compact DNNs with memory constraints. In order to fulfill memory constraints, we introduced penalty functions during training and used stochastic gradient descent to find the optimal weights as well as the optimal quantization values in a joint fashion. We showed that there are several possible parametrizations of the quantization function. In particular, learning the bitwidth directly is not optimal; therefore, we proposed to parametrize the quantizer with the stepsize and dynamic range instead. The bitwidth can then be inferred from them. This approach is competitive to other recent quantization methods while it does not require to retrain the network multiple times in contrast to reinforcement learning approaches (Wang et al., 2018; Elthakeb et al., 2018). + +# ACKNOWLEDGEMENTS + +We would like to thank Masato Ishii for many helpful comments during the preparation of this manuscript. + +# REFERENCES + +Yu Bai, Yu-Xiang Wang, and Edo Liberty. Proxquant: Quantized neural networks via proximal operators. CoRR, abs/1810.00861, 2018. URL http://arxiv.org/abs/1810.00861. + +Yoshua Bengio, Nicholas Léonard, and Aaron Courville. Estimating or propagating gradients through stochastic neurons for conditional computation. arXiv preprint arXiv:1308.3432, 2013. + +Dimitri P Bertsekas. Constrained optimization and Lagrange multiplier methods. Academic press, 2014. + +Christopher M. Bishop. Pattern Recognition and Machine Learning. 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Incremental network quantization: Towards lossless cnns with low-precision weights. arXiv preprint arXiv:1702.03044, 2017. + +# A DERIVATION OF THE GRADIENTS FOR DIFFERENTIABLE QUANTIZATION (DQ) + +In the following sections, we will give the derivatives $\textstyle { \frac { \partial } { \partial x } } Q ( x ; \theta )$ and gradients $\nabla _ { \boldsymbol { \theta } } Q ( x ; \boldsymbol { \theta } )$ for the uniform and the power-of-two quantizers. The results are summarized in Sec. 2. + +We use the straight-through gradient estimate whenever we need to differentiate a non-differentiable floor function, i.e., we assume + +$$ +{ \frac { \partial } { \partial x } } \left\lfloor x \right\rfloor = 1 . +$$ + +# A.1 DERIVATIVES OF THE UNIFORM QUANTIZER + +Fig. 6(a) shows a symmetric uniform quantizer $Q _ { U } ( x ; \theta )$ which maps a real value $x \in \mathbb { R }$ to one of $I = 2 k + 1$ quantized values $q \in \{ - k d , . . . , 0 , . . . , k d \}$ by computing + +$$ +q = Q _ { U } ( x ; \pmb \theta ) = \mathrm { s i g n } ( x ) \left\{ \begin{array} { l l } { d \left\lfloor \frac { | x | } { d } + \frac { 1 } { 2 } \right\rfloor } & { | x | \leq q _ { \operatorname* { m a x } } } \\ { q _ { \operatorname* { m a x } } } & { | x | > q _ { \operatorname* { m a x } } } \end{array} \right. +$$ + +using the parameters $\pmb { \theta } = [ d , q _ { \mathrm { m a x } } , b ] ^ { T }$ where $d \in \mathbb { R }$ is the stepsize, $q _ { \operatorname* { m a x } } \in \mathbb { R }$ is the maximum value and $b \in \mathbb { N }$ is the number of bits that we use to encode the quantized values $q$ . The elements of $\pmb { \theta }$ are dependent as there is the relationship $q _ { \operatorname* { m a x } } = ( 2 ^ { b - 1 } - 1 ) d$ . + +# A.1.1 CASE U1: PARAMETRIZATION WITH RESPECT TO $b$ AND $d$ + +For the parametrization with respect to the bitwidth $b$ and steps size $d$ , (12) is given by + +$$ +q = Q _ { U } ( x ; b , d ) = \mathrm { s i g n } ( x ) d \left\{ \frac { \left. \frac { 1 } { d } \right. } { 2 ^ { b - 1 } } + \frac { 1 } { 2 } \right. \quad \left. x \right. \leq ( 2 ^ { b - 1 } - 1 ) d +$$ + +and the derivatives are given by + +$$ +\begin{array} { r l } & { \frac { \partial Q _ { U } ( x ; b , d ) } { \partial b } = \mathrm { s i g n } ( x ) \frac { 2 ^ { b - 1 } \log 2 } { 2 ^ { b - 1 } - 1 } \{ ( 2 ^ { b - 1 } - 1 ) d \ | x | > ( 2 ^ { b - 1 } - 1 ) d } \\ & { \frac { \partial Q _ { U } ( x ; b , d ) } { \partial d } = \mathrm { s i g n } ( x ) \frac { 1 } { d } \{ \begin{array} { l l } { d \lfloor \frac { \lfloor x \rfloor } { d } + \frac { 1 } { 2 } \rfloor - | x | } & { | x | \leq ( 2 ^ { b - 1 } - 1 ) d } \\ { ( 2 ^ { b - 1 } - 1 ) d } & { | x | > ( 2 ^ { b - 1 } - 1 ) d } \end{array} . } \end{array} +$$ + +A.1.2 CASE U2: PARAMETRIZATION WITH RESPECT TO $b$ AND $q _ { \mathrm { M A X } }$ + +For the parametrization with respect to the bitwidth $b$ and maximum value $q _ { \mathrm { m a x } }$ , (12) is given by + +$$ +\begin{array} { r } { q = Q _ { U } ( x ; b , q _ { \operatorname* { m a x } } ) = \operatorname { s i g n } ( x ) q _ { \operatorname* { m a x } } \{ \frac { 1 } { 2 ^ { b - 1 } - 1 } \lfloor | x | \frac { 2 ^ { b - 1 } - 1 } { q _ { \operatorname* { m a x } } } + \frac { 1 } { 2 } \rfloor \ | x | \leq q _ { \operatorname* { m a x } } } \\ { 1 \ ~ | x | > q _ { \operatorname* { m a x } } } \end{array} +$$ + +and the derivatives are given by + +$$ +\begin{array} { r l } & { \frac { \partial Q _ { U } ( x ; b , q _ { \mathrm { m a x } } ) } { \partial b } = \mathrm { s i g n } ( x ) \frac { 2 ^ { b - 1 } \log 2 } { 2 ^ { b - 1 } - 1 } \left\{ { - \frac { q _ { \mathrm { m a x } } } { 2 ^ { b - 1 } - 1 } \left[ | x | \frac { 2 ^ { b - 1 } - 1 } { q _ { \mathrm { m a x } } } + \frac 1 2 \right] + \beta _ { 1 } } \right. \left| x \right| \leq q _ { \mathrm { m a x } } } , \ \\ & { \frac { \partial Q _ { U } ( x ; b , q _ { \mathrm { m a x } } ) } { \partial q _ { \mathrm { m a x } } } = \mathrm { s i g n } ( x ) \frac { 1 } { q _ { \mathrm { m a x } } } \left\{ \frac { q _ { \mathrm { m a x } } ^ { q _ { \mathrm { m a x } } } } { 2 ^ { b - 1 } - 1 } \left[ | x | \frac { 2 ^ { b - 1 } - 1 } { q _ { \mathrm { m a x } } } + \frac 1 2 \right] + \beta _ { 2 } \right. \left. \left| x \right| \leq q _ { \mathrm { m a x } } \right.} , \\ & { \left. \left. \frac { \partial { l } } { \partial q _ { \mathrm { m a x } } } \right. \left[ x \right] > q _ { \mathrm { m a x } } , \right. } \end{array} +$$ + +where $\begin{array} { r } { \beta _ { 1 } = \frac { q _ { \mathrm { m a x } } } { 2 ^ { b - 1 } \log 2 } \frac { \partial \left\lfloor | x | \frac { 2 ^ { b - 1 } - 1 } { q _ { \mathrm { m a x } } } + \frac { 1 } { 2 } \right\rfloor } { \partial b } = | x | } \end{array}$ and $\begin{array} { r } { \beta _ { 2 } = \frac { q _ { \mathrm { m a x } } ^ { 2 } } { 2 ^ { b - 1 } - 1 } \frac { \partial \left\lfloor | x | \frac { 2 ^ { b - 1 } - 1 } { q _ { \mathrm { m a x } } } + \frac { 1 } { 2 } \right\rfloor } { \partial q _ { \mathrm { m a x } } } = - | x | } \end{array}$ , if we use the straight-through gradient estimate for the floor function. + +![](images/2965a48fcc4bf26baa0916f7bad76cfef9300c553e4e519acf5cbc98abe150b3.jpg) +Figure 6: Examples of uniform quantizer $Q _ { U } ( x )$ and power-of-two quantizer $Q _ { P } ( x )$ for $b = 3$ bits + +A.1.3 CASE U3: PARAMETRIZATION WITH RESPECT TO $d$ AND $q _ { \mathrm { M A X } }$ + +Eq. (12) gives the quantization with respect to the step size $d$ and maximum value $q _ { \mathrm { m a x } }$ . The derivatives are + +$$ +\begin{array} { r l r } & { \frac { \partial Q _ { U } ( x ; d , q _ { \mathrm { m a x } } ) } { \partial d } = \mathrm { s i g n } ( x ) \frac { 1 } { d } \left\{ \begin{array} { l l } { d \left\lfloor \frac { | x | } { d } + \frac { 1 } { 2 } \right\rfloor - | x | } & { | x | \leq q _ { \mathrm { m a x } } } \\ { 0 } & { | x | > q _ { \mathrm { m a x } } } \end{array} , \right. } & \\ & { \frac { \partial Q _ { U } ( x ; d , q _ { \mathrm { m a x } } ) } { \partial q _ { \mathrm { m a x } } } = \mathrm { s i g n } ( x ) \frac { 1 } { q _ { \mathrm { m a x } } } \left\{ \begin{array} { l l } { 0 } & { | x | \leq q _ { \mathrm { m a x } } } \\ { q _ { \mathrm { m a x } } } & { | x | > q _ { \mathrm { m a x } } } \end{array} . \right. } & \end{array} +$$ + +# A.2 DERIVATIVES OF THE POWER-OF-TWO QUANTIZER + +Power-of-two quantization $Q _ { P } ( x ; \theta )$ maps a real-valued number $x \in \mathbb { R }$ to a quantized value $q \in$ $\{ \pm 2 ^ { k } : k \in \mathbb { Z } \}$ by + +$$ +q = Q _ { P } ( x ; \pmb \theta ) = \mathrm { s i g n } ( x ) \left\{ \begin{array} { l l } { q _ { \mathrm { m i n } } } & { | x | \leq q _ { \mathrm { m i n } } } \\ { 2 ^ { \lfloor 0 . 5 + \log _ { 2 } | x | \rfloor } } & { q _ { \mathrm { m i n } } < | x | \leq q _ { \mathrm { m a x } } } \\ { q _ { \mathrm { m a x } } } & { | x | > q _ { \mathrm { m a x } } } \end{array} , \right. +$$ + +where $q _ { \mathrm { m i n } }$ and $q _ { \mathrm { m a x } }$ are the minimum and maximum (absolute) values of the quantizer for a bitwidth of $b$ bits. Fig. 6b shows the quantization curve for this quantization scheme. + +Using the STE for the floor operation, the derivative $\partial _ { x } Q _ { P } ( x ; \theta )$ is given by + +$$ +\partial _ { x } Q _ { P } ( x ) = \left\{ \begin{array} { l l } { 0 } & { | x | \le q _ { \mathrm { m i n } } } \\ { \frac { 2 ^ { \lfloor 0 . 5 + \log _ { 2 } \lvert x \rvert \rfloor } } { \lvert x \rvert } } & { q _ { \mathrm { m i n } } < \lvert x \rvert \le q _ { \mathrm { m a x } } } \\ { 0 } & { \lvert x \rvert > q _ { \mathrm { m a x } } } \end{array} \right. . +$$ + +The power-of-two quantization has the three parameters $\theta = [ b , q _ { \mathrm { m i n } } , q _ { \mathrm { m a x } } ]$ , which are dependent on each other, i.e., $q _ { \operatorname* { m a x } } = 2 ^ { 2 ^ { b - 1 } - 1 } q _ { \operatorname* { m i n } }$ . Therefore, we have again three different parametrizations with $\pmb \theta = [ b , q _ { \mathrm { m i n } } ]$ , $\pmb \theta = [ b , q _ { \mathrm { m a x } } ]$ or $\theta = [ q _ { \mathrm { m i n } } , q _ { \mathrm { m a x } } ]$ , respectively. The resulting partial derivatives for each parametrization are shown in Fig. 7 and summarized in the following sections. Similar to the uniform case, one parametrization $\theta = [ q _ { \mathrm { m i n } } , q _ { \mathrm { m a x } } ] )$ leads to a gradient with the nice form + +$$ +\pmb { \nabla } _ { \theta } Q _ { P } ( x ; \pmb { \theta } ) = \left[ \partial _ { q _ { \operatorname* { m a x } } } Q _ { U } ( x ; \pmb { \theta } ) \right] = \left\{ \begin{array} { l l } { [ 1 , 0 ] ^ { T } } & { | x | \leq q _ { \operatorname* { m i n } } } \\ { [ 0 , 0 ] ^ { T } } & { q _ { \operatorname* { m i n } } < | x | \leq q _ { \operatorname* { m a x } } , } \\ { [ 0 , 1 ] ^ { T } } & { | x | > q _ { \operatorname* { m a x } } } \end{array} \right. +$$ + +which has a bounded gradient magnitude and independent components and is, hence, well suited for first order gradient based optimization. + +# A.2.1 CASE P1: PARAMETRIZATION WITH RESPECT TO $b$ AND $q _ { \mathrm { M A X } }$ + +For the parametrization with $\pmb \theta = [ b , q _ { \mathrm { m a x } } ]$ , (18) is given by + +$$ +\begin{array} { r l } { Q _ { P } ( x ; b , q _ { \mathrm { m a x } } ) = \operatorname { s i g n } ( x ) \left\{ \begin{array} { l l } { 2 ^ { - 2 ^ { b - 1 } + 1 } q _ { \mathrm { m a x } } } & { \left| x \right| \leq 2 ^ { - 2 ^ { b - 1 } + 1 } q _ { \mathrm { m a x } } } \\ { 2 ^ { \left\lfloor 0 . 5 + \log _ { 2 } \left. x \right. \right\rfloor } } & { 2 ^ { - 2 ^ { b - 1 } + 1 } q _ { \mathrm { m a x } } < \left| x \right| \leq q _ { \mathrm { m a x } } } \\ { q _ { \mathrm { m a x } } } & { \left| x \right| > q _ { \mathrm { m a x } } } \end{array} \right. } \end{array} +$$ + +![](images/70711d6c5e635952dc10a0a353ec3f442e98c7b613d86d4d62862e4459af0be4.jpg) +Figure 7: Derivatives for the three different parametrizations of $Q _ { P } ( x ; \theta )$ + +and the partial derivatives are + +$$ +\frac { \partial Q _ { P } ( x ; b , q _ { \mathrm { m a x } } ) } { \partial b } = \mathrm { s i g n } ( x ) \left\{ \begin{array} { l l } { - 2 ^ { - 2 ^ { b - 1 } + b } ( \log 2 ) ^ { 2 } q _ { \mathrm { m a x } } } & { | x | \leq - 2 ^ { - 2 ^ { b - 1 } + 1 } q _ { \mathrm { m a x } } } \\ { 0 } & { - 2 ^ { - 2 ^ { b - 1 } + 1 } q _ { \mathrm { m a x } } < | x | \leq q _ { \mathrm { m a x } } } \\ { 0 } & { | x | > q _ { \mathrm { m a x } } } \end{array} \right. , +$$ + +$$ +\frac { \partial Q _ { P } ( x ; b , q _ { \mathrm { m a x } } ) } { \partial q _ { \mathrm { m a x } } } = \mathrm { s i g n } ( x ) \left\{ \begin{array} { l l } { 2 ^ { - 2 ^ { b - 1 } + 1 } } & { | x | \leq - 2 ^ { - 2 ^ { b - 1 } + 1 } q _ { \mathrm { m a x } } } \\ { 0 } & { - 2 ^ { - 2 ^ { b - 1 } + 1 } q _ { \mathrm { m a x } } < | x | \leq q _ { \mathrm { m a x } } } \\ { 1 } & { | x | > q _ { \mathrm { m a x } } } \end{array} \right. . +$$ + +A.2.2 CASE P2: PARAMETRIZATION WITH RESPECT TO $b$ AND $q _ { \mathrm { M I N } }$ + +For the parametrization with $\pmb \theta = [ b , q _ { \mathrm { m i n } } ]$ , (18) is given by + +$$ +Q _ { P } ( x ; b , q _ { \mathrm { m i n } } ) = \mathrm { s i g n } ( x ) \left\{ \begin{array} { l c } { { q _ { \mathrm { m i n } } } } & { { | x | \leq q _ { \mathrm { m i n } } } } \\ { { 2 ^ { \left\lfloor 0 . 5 + \log _ { 2 } \left. x \right. \right\rfloor } } } & { { q _ { \mathrm { m i n } } < | x | \leq 2 ^ { 2 ^ { b - 1 } - 1 } q _ { \mathrm { m i n } } } } \\ { { 2 ^ { 2 ^ { b - 1 } - 1 } q _ { \mathrm { m i n } } } } & { { | x | > 2 ^ { 2 ^ { b - 1 } - 1 } q _ { \mathrm { m i n } } } } \end{array} \right. +$$ + +and the partial derivatives are + +$$ +\begin{array} { r l } & { \frac { \partial Q _ { P } ( x ; b , q _ { \mathrm { m i n } } ) } { \partial b } = \mathrm { s i g n } ( x ) \left\{ \begin{array} { l l } { 0 } & { | x | \leq q _ { \mathrm { m i n } } } \\ { 0 } & { q _ { \mathrm { m i n } } < | x | \leq 2 ^ { 2 ^ { b - 1 } - 1 } q _ { \mathrm { m i n } } ~ , } \\ { 2 ^ { 2 ^ { b - 1 } + b - 2 } ( \log 2 ) ^ { 2 } q _ { \mathrm { m i n } } } & { | x | > 2 ^ { 2 ^ { 2 ^ { b - 1 } } - 1 } q _ { \mathrm { m i n } } ~ , } \end{array} \right. } \\ & { \frac { \partial Q _ { P } ( x ; b , q _ { \mathrm { m i n } } ) } { \partial q _ { \mathrm { m i n } } } = \mathrm { s i g n } ( x ) \left\{ \begin{array} { l l } { 1 } & { | x | \leq q _ { \mathrm { m i n } } } \\ { 0 } & { q _ { \mathrm { m i n } } < | x | \leq 2 ^ { 2 ^ { b - 1 } - 1 } q _ { \mathrm { m i n } } ~ . } \\ { 2 ^ { 2 ^ { b - 1 } - 1 } } & { | x | > 2 ^ { 2 ^ { 2 ^ { b - 1 } } - 1 } q _ { \mathrm { m i n } } } \end{array} \right. } \end{array} +$$ + +# A.2.3 CASE P3: PARAMETRIZATION WITH RESPECT TO $q _ { \mathrm { M I N } } ~ \mathrm { A N D } ~ q _ { \mathrm { M A X } }$ + +Eq. (18) gives the parametrization of $Q ( x ; \pmb \theta )$ with respect to the minimum value $q _ { \mathrm { m i n } }$ and maximum value $q _ { \mathrm { m a x } }$ . The derivatives are + +$$ +\frac { \partial Q _ { P } ( x ; q _ { \mathrm { m i n } } , q _ { \mathrm { m a x } } ) } { \partial q _ { \mathrm { m i n } } } = \mathrm { s i g n } ( x ) \left\{ 0 \begin{array} { l l } { 1 } & { | x | \leq q _ { \mathrm { m i n } } } \\ { 0 } & { q _ { \mathrm { m i n } } < | x | \leq q _ { \mathrm { m a x } } , } \\ { 0 } & { | x | > q _ { \mathrm { m a x } } } \end{array} \right. +$$ + +$$ +\frac { \partial Q _ { P } ( x ; q _ { \mathrm { m i n } } , q _ { \mathrm { m a x } } ) } { \partial q _ { \mathrm { m a x } } } = \mathrm { s i g n } ( x ) \left\{ 0 \begin{array} { l l } { { 0 } } & { { | x | \leq q _ { \mathrm { m i n } } } } \\ { { 0 } } & { { q _ { \mathrm { m i n } } < | x | \leq q _ { \mathrm { m a x } } . } } \\ { { 1 } } & { { | x | > q _ { \mathrm { m a x } } } } \end{array} \right. +$$ + +![](images/5a18bd0d1de174d0d7a6eb7d4b6f31e045e08e828ece2ab7f86111ec606efa4d.jpg) +Figure 8: MSE surfaces for uniform quantization. Only U3 reaches the optimum $\pmb { \theta } ^ { * }$ . + +![](images/5498e06e6b203fbf846d9ab6df38a898eec73b6e40612a90d08d9bacbd644c70.jpg) +Figure 9: MSE surfaces for power-of-two quantization. Only P3 reaches the optimum $\pmb { \theta } ^ { * }$ . + +A.3 VISUALIZATION OF THE ERROR SURFACE FOR THE QUANTIZATION OF GAUSSIAN DATA + +In Sec. 2.3 of the paper, we compared the three different parametrizations of the uniform quantizer at the example of optimal quantization of Gaussian data. To get a better understanding of Fig 3, we show how the error surfaces look like for this example problem. The experimental setup is the same as in Sec. 2.3, i.e., we use DQ to learn the optimal quantization parameters of a uniform and a power-of-two quantizer, which minimize the expected quantization error $\mathrm { m i n } _ { \pmb \theta } \mathrm { E } \left[ \left( \boldsymbol x - \dot { Q } ( \boldsymbol x ; \pmb \theta ) \right) ^ { 2 } \right]$ . We use three different parametrizations, adapt the quantizer’s parameters with gradient descent and compare the convergence speed as well as the final quantization error. As an input, we generate $1 0 ^ { 4 }$ samples from $N ( 0 , 1 )$ . + +Fig. 8 shows the corresponding error surfaces for the three different parametrizations of the uniform quantization. The red curve shows the path through the parameter space taken by gradient descent in order to optimize the MSE, starting with the initial values $b = 2$ , $d = q _ { \mathrm { m a x } } = 1$ . The optimum $\pmb { \theta } ^ { * }$ is located at $b = 1 6$ , $d _ { \approx } ^ { < 2 ^ { - 1 3 } }$ , $q _ { \mathrm { m a x } } = 4$ , since we allow a maximal bitwidth of 16bit and the largest sample magnitude in our dataset is $\operatorname* { m a x } \{ x _ { 1 } , . . . , x _ { N } \} \lessapprox 4$ . In each of the cases U1-U3, the error surface is composed of steep ridges and large flat regions. The steep ridges force us to use small learning rates to avoid divergence. For cases U1 and U2, the optimal $\pmb { \theta } ^ { * }$ can not be reached. However, for U3, $\pmb { \theta } ^ { * }$ lies at the border of a flat region and can be easily reached. Furthermore, case U3 shows a much faster and more stable convergence without oscillation, since the gradient magnitudes are bounded and the error surface has fewer steep ridges where gradient descent starts oscillating. + +Fig. 9 shows the corresponding error surfaces for the three different parametrizations of the power-oftwo quantization. Again, the optimum $\pmb { \theta } ^ { * }$ is not attained for two parametrizations, namely P1 and P2, as $\pmb { \theta } ^ { * }$ is surrounded by a large, mostly flat region. For these two cases, gradient descent tends to oscillate at steep ridges and tends to be unstable. However, gradient descent converges to a point close to $\pmb { \theta } ^ { * }$ for parametrization P3, where $\theta = [ q _ { \mathrm { m i n } } , q _ { \mathrm { m a x } } ]$ . + +Finally, we also did a comparison of the different power-of-two quantizations on CIFAR-10. Fig. 10 shows the evolution of the training and validation error if we start from a random or a pre-trained float network initialization. We can observe that $\theta = [ q _ { \mathrm { m i n } } , q _ { \mathrm { m a x } } ]$ has the best convergence behavior and thus also results in the smallest validation error (cf. Table 1). The unstable behavior of P2 is expected as the derivative $\frac { \partial Q _ { P } } { \partial q _ { \mathrm { m i n } } }$ can take very large (absolute) values. + +# A.4 FURTHER EXPERIMENTS WITH ADAM + +Finally, we did an experiment to verify that the parametrization is important, even if adaptive gradient descent methods like ADAM are used for optimization. Table 5 gives the results for a ResNet-20 trained on CIFAR-10. We observe, that again U3 and P3 are the best parametrizations. + +![](images/0f841edd978dab13292f473e9fbd1f531e62b7cd6b315639e03bc114532a2559.jpg) +Figure 10: ResNet-20 with power-of-two quantized weights and activations. + +Table 5: Error rate of ResNet-20 on CIFAR-10 using different quantization parametrizations. Training is done either by SGD with momentum or ADAM. + +
ParametrizationSGD momentumADAM
U111.747.61
U27.447.85
U37.327.36
P115.357.54
P27.747.79
P37.407.40
+ +# B IMPLEMENTATION DETAILS FOR DIFFERENTIABLE QUANTIZATION + +The following code gives our differentiable quantizer implementation in NNabla (Sony). The source code for reproducing our results will be published after the review process has been finished. + +# B.1 UNIFORM QUANTIZATION + +# B.1.1 CASE U1: PARAMETRIZATION WITH RESPECT TO b AND $d$ + +![](images/c4c5a36edec52bb4489063a86c9d3b8c71ba46220e9ebd01689daa3456a69a5b.jpg) + +# B.1.2 CASE U2: PARAMETRIZATION WITH RESPECT TO b AND $q _ { \mathrm { M A X } }$ + +![](images/26f916fbab56c87489f8f1c44d6abd30306cf5e81bdfc62ad87b2702d301267a.jpg) + +# B.1.3 CASE U3: PARAMETRIZATION WITH RESPECT TO $d$ AND $q _ { \mathrm { M A X } }$ + +![](images/35da41809901d498da64b76c59ee1ffc6109c28d810ae31f2acc19140760c106.jpg) + +# B.2 POWER-OF-TWO QUANTIZATION + +# B.2.1 CASE P1: PARAMETRIZATION WITH RESPECT TO b AND $q _ { \mathrm { M A X } }$ + +![](images/b745847525125ad799c44629c0a4b419294f10fb21164082c8379ba86b9a707e.jpg) + +# B.2.2 CASE P2: PARAMETRIZATION WITH RESPECT TO b AND $q _ { \mathrm { M I N } }$ + +![](images/70697be6276cbcd758552d2e0d0a42aa17c0f24683439283f22ed10504aa1473.jpg) + +# B.2.3 CASE P3: PARAMETRIZATION WITH RESPECT TO $q _ { \mathrm { M I N } }$ AND qMAX + +![](images/4af7b14c0ac1ee3f5e944e1662c5527eb73ab4a9dd23b3994997ac399cfa6573.jpg) \ No newline at end of file diff --git a/parse/train/Hyx0slrFvH/Hyx0slrFvH_content_list.json b/parse/train/Hyx0slrFvH/Hyx0slrFvH_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..3aa89f65a12865ec6cecd2b23d48999a8acbf944 --- /dev/null +++ b/parse/train/Hyx0slrFvH/Hyx0slrFvH_content_list.json @@ -0,0 +1,2361 @@ +[ + { + "type": "text", + "text": "MIXED PRECISION DNNS: ALL YOU NEED IS A GOOD PARAMETRIZATION ", + "text_level": 1, + "bbox": [ + 176, + 98, + 728, + 146 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Stefan Uhlich∗, Lukas Mauch∗, Fabien Cardinaux∗, Kazuki Yoshiyama Javier Alonso García, Stephen Tiedemann, Thomas Kemp ", + "bbox": [ + 183, + 169, + 669, + 199 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Sony Europe B.V., Germany firstname.lastname@sony.com ", + "bbox": [ + 184, + 199, + 450, + 224 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Akira Nakamura \nSony Corporate, Japan \nakira.b.nakamura@sony.com ", + "bbox": [ + 183, + 247, + 431, + 289 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 325, + 544, + 340 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Efficient deep neural network (DNN) inference on mobile or embedded devices typically involves quantization of the network parameters and activations. In particular, mixed precision networks achieve better performance than networks with homogeneous bitwidth for the same size constraint. Since choosing the optimal bitwidths is not straight forward, training methods, which can learn them, are desirable. Differentiable quantization with straight-through gradients allows to learn the quantizer’s parameters using gradient methods. We show that a suited parametrization of the quantizer is the key to achieve a stable training and a good final performance. Specifically, we propose to parametrize the quantizer with the step size and dynamic range. The bitwidth can then be inferred from them. Other parametrizations, which explicitly use the bitwidth, consistently perform worse. We confirm our findings with experiments on CIFAR-10 and ImageNet and we obtain mixed precision DNNs with learned quantization parameters, achieving state-of-the-art performance. ", + "bbox": [ + 174, + 357, + 825, + 510 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 536, + 334, + 551 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Quantized DNNs apply quantizers $Q : \\mathbb { R } \\{ q _ { 1 } , . . . , q _ { I } \\}$ to discretize the weights and/or activations of a DNN (Han et al., 2015; Zhou et al., 2017; Li et al., 2016; Liu & Mattina, 2019; Cardinaux et al., 2018; Jain et al., 2019; Bai et al., 2018). They require considerably less memory and have a lower computational complexity, since discretized values $\\{ q _ { 1 } , . . . , q _ { I } \\}$ can be stored, multiplied and accumulated efficiently. This is particularly relevant for inference on mobile or embedded devices with limited computational power. ", + "bbox": [ + 174, + 568, + 825, + 651 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "However, gradient based training of quantized DNNs is difficult, as the gradient of a quantization function vanishes almost everywhere, i.e., backpropagation through a quantized DNN almost always returns a zero gradient. Different solutions to this problem have been proposed in the literature: A first possibility is to use DNNs with stochastic weights from a categorical distribution and to optimize the evidence lower bound (ELBO) to obtain an estimate of the posterior distribution of the weights. As proposed in (Jang et al., 2016; Maddison et al., 2016; Louizos et al., 2019), the categorical distribution can be relaxed to a concrete distribution – a smoothed approximation of the categorical distribution – such that the ELBO becomes differentiable under reparametrization. A second possibility is to use the straight through estimator (STE) (Bengio et al., 2013). STE allows the gradients to be backpropagated through the quantizers and, thus, the network weights can be adapted with standard gradient descent (Hubara et al., 2016). Compared to STE based methods, stochastic methods suffer from large gradient variance, which makes training of large quantized DNNs difficult. Therefore, STE based methods are more popular in practice. ", + "bbox": [ + 173, + 659, + 825, + 838 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "More recent research (Jain et al., 2019; Esser et al., 2019; Wang et al., 2018; Elthakeb et al., 2018) focuses on methods which can also learn the optimal quantization parameters, e.g., the stepsize, dynamic range and bitwidth, in parallel to the network weights. This is a promising approach as DNNs with learned quantization parameters almost always outperform DNNs with handcrafted ones. ", + "bbox": [ + 176, + 845, + 825, + 901 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Recently, and in parallel to our work, (Jain et al., 2019) explored the use of STE to define the gradient with respect to the quantizers’s dynamic range. The authors applied a per-tensor quantization and used the dynamic range as an additional trainable parameter also learned with gradient descent. Similarly, (Esser et al., 2019) learned the stepsize using gradient descent. However, neither of them learned the optimal bitwidth of the quantizers. ", + "bbox": [ + 174, + 103, + 825, + 172 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "One approach was proposed in (Wang et al., 2018; Elthakeb et al., 2018). They learn the bitwidth with reinforcement learning, i.e., they learn an optimal bitwidth assignment policy. Their experiments show that a DNN with a learned and heterogeneous bitwidth assignment outperforms quantized DNNs with a homogeneous bitwidth assignment. However, such methods have a high computational complexity as the bitwidth policy must be learned, which involves training many quantized DNNs. ", + "bbox": [ + 174, + 172, + 823, + 242 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this paper, we will use the STE approach and show that the quantizer’s parameters, including the bitwidth, can be learned with gradient methods if a good parametrization is chosen. Specifically, we show that directly learning the bitwidth is not optimal. Instead, we propose to learn the stepsize and dynamic range. The bitwidth can then be inferred from them. Compared to (Wang et al., 2018; Elthakeb et al., 2018), our method has the advantage that training quantized DNNs has nearly the same computational complexity as standard float32 training. ", + "bbox": [ + 174, + 250, + 825, + 333 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The contributions of this paper are: ", + "bbox": [ + 176, + 340, + 405, + 354 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "1. We show that there are three different parametrizations for uniform and power-of-two quantization and that, in both cases, one of them has gradients particularly well suited to train quantized DNNs. The other parametrizations have the problem of yielding gradients with an unbounded gradient norm and coupled components. ", + "bbox": [ + 174, + 354, + 825, + 410 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2. Using this parametrization, we are able to learn all quantization parameters for DNNs with per-tensor quantization and global memory constraints. We formulate the training as a constrained optimization problem, where the quantized DNN is constrained not to exceed a given overall memory budget, and show how to solve it in a penalty framework. ", + "bbox": [ + 174, + 410, + 825, + 464 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "3. We confirm our findings with experiments on CIFAR-10 and ImageNet. For example, we train a heterogeneously quantized MobileNetV2 on ImageNet requiring a total of only 1.65MB to store the weights and only 0.57MB to store its largest feature map. This is equivalent to a homogenous 4bit quantization of both weights and activations. However, our network learns to allocate the bitwidth heterogeneously in an optimal way. Our MobileNetV2 achieves an error of $3 0 . 2 6 \\%$ compared to $2 9 . 8 2 \\%$ for the floating point baseline. This is state-of-the-art for such a heavily quantized MobileNetV2. ", + "bbox": [ + 174, + 465, + 825, + 549 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We use the following notation throughout this paper: x, x, $\\mathbf { X }$ and $_ { x }$ denote a scalar, a (column) vector, a matrix and a tensor with three or four dimensions, respectively; $\\lfloor . \\rfloor$ and d.e are the floor and ceiling operators. Finally, $\\delta ( . )$ denotes the Dirac delta function. ", + "bbox": [ + 176, + 555, + 820, + 597 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 CHOOSING A QUANTIZATION PARAMETRIZATION ", + "text_level": 1, + "bbox": [ + 174, + 623, + 611, + 638 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Let $Q ( x ; \\pmb \\theta )$ be a quantizer with the parameters $\\pmb { \\theta }$ , which maps $x \\in \\mathbb { R }$ to discrete values $\\{ q _ { 1 } , . . . , q _ { I } \\}$ . In this section, we compare different parametrizations of $Q ( x ; \\pmb \\theta )$ for uniform quantization and powerof-two quantization and analyze how well the corresponding straight-through gradient estimates $\\partial _ { x } Q ( x ; \\pmb \\theta )$ and $\\nabla _ { \\boldsymbol { \\theta } } Q ( x ; \\boldsymbol { \\theta } )$ are suited to optimize the quantizer parameters $\\pmb \\theta$ . Our key result is, that the training of quantized DNNs which learns both, the optimal quantized weights and the optimal quantization parameters $\\pmb \\theta$ , is very sensitive to the choice of the parametrization of the quantizers. From an optimization point of view, it is best to parametrize the quantizer $Q ( x ; \\pmb \\theta )$ with the stepsize $d$ and the dynamic range $q _ { \\mathrm { m a x } }$ as it leads to gradients with stable norms. Doing so, we can use standard gradient descent to learn the quantization parameters and do not need to use stochastic or reinforcement based algorithms, which are computationally expensive. ", + "bbox": [ + 173, + 656, + 825, + 796 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.1 PARAMETRIZATION AND STRAIGHT THROUGH GRADIENT ESTIMATES", + "text_level": 1, + "bbox": [ + 176, + 818, + 692, + 832 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "A symmetric uniform quantizer $Q _ { U } ( x ; \\theta )$ which maps a real value $x \\in \\mathbb { R }$ to one of $I = 2 k + 1$ quantized values $q \\in \\{ - k d , . . . , 0 , . . . , k d \\}$ computes ", + "bbox": [ + 173, + 844, + 823, + 875 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/84cd552165782aa6165e5cd4e3bb941dd8233545c12bcdff9315ccf0ae47828e.jpg", + "text": "$$\n\\begin{array} { r } { q = Q _ { U } ( x ; \\theta ) = \\mathrm { s i g n } ( x ) \\left\\{ \\begin{array} { l l } { d \\left\\lfloor \\frac { | x | } { d } + \\frac { 1 } { 2 } \\right\\rfloor } & { | x | \\le q _ { \\mathrm { m a x } } } \\\\ { q _ { \\mathrm { m a x } } } & { | x | > q _ { \\mathrm { m a x } } } \\end{array} \\right. , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 321, + 883, + 674, + 928 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/b33d7c58546b83e4569da70410dd62bc616cbb368889eb5d2e09f40826688911.jpg", + "image_caption": [ + "Figure 1: Maximum gradient norm $\\operatorname* { m a x } _ { x } \\| \\pmb { \\nabla } _ { \\pmb { \\theta } } Q _ { U } ( x ; \\pmb { \\theta } ) \\|$ . For “U1” and “U2” the maximum gradient norm can grow exponentially with varying bitwidth $b$ whereas it is bounded for “U3”. " + ], + "image_footnote": [], + "bbox": [ + 217, + 79, + 792, + 213 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where the parameter vector $\\pmb { \\theta } = [ d , q _ { \\mathrm { m a x } } , b ] ^ { T }$ consists of the step size $d \\in \\mathbb { R }$ , the maximum value $q _ { \\operatorname* { m a x } } \\in \\mathbb { R }$ and the number of bits $b \\in \\mathbb { N } , b \\geq 2$ used to encode the quantized values $q$ . ", + "bbox": [ + 173, + 262, + 823, + 292 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "When training quantized DNNs, we want to optimize $Q _ { U } ( x ; \\theta )$ with respect to the input $x$ and the quantization parameters $\\pmb \\theta$ , meaning that we need the gradients $\\nabla _ { \\boldsymbol { x } } Q _ { U } ( \\boldsymbol { x } ; \\boldsymbol { \\theta } )$ and $\\nabla _ { \\boldsymbol { \\theta } } Q ( x ; \\boldsymbol { \\theta } )$ . A common problem is, that the exact gradients are not useful for training. For example, $\\partial _ { x } Q _ { U } ( x ; \\pmb \\theta ) =$ $d \\textstyle \\sum _ { k = - 2 ^ { b - 1 } + 1 } ^ { 2 ^ { b - 1 } - 2 } \\delta \\left( x - d \\left( k + { \\frac { 1 } { 2 } } \\right) \\right)$ vanishes almost everywhere. A solution is to define the derivative using STE (Bengio et al., 2013), which ignores the floor operation in (1). This leads to ", + "bbox": [ + 173, + 297, + 825, + 375 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/8033c12eeb4a7d1b2a10c89de3baa5e9d861d449833e4b1c6d446ae4fa48b18a.jpg", + "text": "$$\n\\partial _ { x } Q _ { U } ( x ) = \\left\\{ 1 \\ \\begin{array} { l l } { { | x | \\leq q _ { \\mathrm { m a x } } } } \\\\ { { 0 } } & { { | x | > q _ { \\mathrm { m a x } } } } \\end{array} , \\right.\n$$", + "text_format": "latex", + "bbox": [ + 398, + 381, + 599, + 416 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "which is non-zero in the interesting region $| x | \\leq q _ { \\mathrm { m a x } }$ and which turned out to be very useful to train quantized DNNs in practice (Yin et al., 2019). In this work, we follow this idea and define the gradients $\\nabla _ { x } Q ( x ; \\theta )$ and $\\nabla _ { \\boldsymbol { \\theta } } Q ( x ; \\boldsymbol { \\theta } )$ , using STE whenever we need to differentiate a floor operation. We refer to this as differentiable quantization (DQ). ", + "bbox": [ + 173, + 421, + 826, + 479 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "An important observation from (1) is that the parameters $\\pmb { \\theta } = [ d , q _ { \\mathrm { m a x } } , b ] ^ { T }$ of a quantizer depend on each other, i.e., $q _ { \\operatorname* { m a x } } = ( 2 ^ { b - 1 } - 1 ) d$ . This means, that we can choose from three equivalent parametrizations of $Q _ { U } ( x ; \\theta )$ : Case “U1” with $\\pmb { \\theta } = [ b , d ] ^ { T }$ , case “U2” with $\\pmb { \\theta } = [ b , q _ { \\mathrm { m a x } } ] ^ { T }$ and case “U3” with $\\pmb { \\theta } = [ d , q _ { \\mathrm { m a x } } ] ^ { T }$ . Interestingly, they differ in their gradients: ", + "bbox": [ + 173, + 484, + 825, + 541 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Case $U I$ : Parametrization with respect to $\\pmb { \\theta } = [ b , d ] ^ { T }$ , using $q _ { \\operatorname* { m a x } } = q _ { \\operatorname* { m a x } } ( b , d )$ gives ", + "bbox": [ + 194, + 541, + 743, + 556 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/d810e851a162f789ee7f95734a1492d510c0cab57f6bd52c9647f22f2a40d9fa.jpg", + "text": "$$\n\\nabla _ { \\theta } Q _ { U } ( x ; \\theta ) = \\left[ \\partial _ { b } Q _ { U } ( x ; \\theta ) \\right] = \\left\\{ \\begin{array} { l l } { \\left[ \\frac { 0 } { 4 } \\right] \\left( Q _ { U } ( x ; \\theta ) - x \\right) } & { | x | \\leq ( 2 ^ { b - 1 } - 1 ) d } \\\\ { \\left[ 2 ^ { b - 1 } \\log ( 2 ) d \\right] \\quad \\mathrm { s i g n } ( x ) } & { | x | > ( 2 ^ { b - 1 } - 1 ) d } \\end{array} \\right.\n$$", + "text_format": "latex", + "bbox": [ + 230, + 563, + 766, + 631 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Case $U 2$ : Parametrization with respect to $\\pmb { \\theta } = [ b , q _ { \\mathrm { m a x } } ] ^ { T }$ , using $d = d ( b , q _ { \\mathrm { m a x } } )$ gives ", + "bbox": [ + 196, + 637, + 745, + 655 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/9355fd2b1eac41edd86908f49f1504508476ba93eaef0b8a5386c747a578c85c.jpg", + "text": "$$\n\\nabla _ { \\theta } Q _ { U } ( { x } ; \\theta ) = \\left[ \\begin{array} { l } { \\partial _ { b } Q _ { U } ( { x } ; \\theta ) } \\\\ { \\partial _ { q _ { \\operatorname* { m a x } } } Q _ { U } ( { x } ; \\theta ) } \\end{array} \\right] = \\left\\{ \\begin{array} { l l } { \\left[ \\begin{array} { l } { - \\frac { 2 ^ { b - 1 } \\log 2 } { 2 ^ { b - 1 } - 1 } } \\\\ { \\phantom { - } \\frac { 1 } { q _ { \\operatorname* { m a x } } } } \\end{array} \\right] \\left( Q _ { U } ( { x } ; \\theta ) - { x } \\right) } & { \\left| { x } \\right| \\leq q _ { \\operatorname* { m a x } } } \\\\ { \\left[ \\begin{array} { l } { 0 } \\\\ { \\mathrm { s i g n } ( { x } ) } \\end{array} \\right] } & { \\left| { x } \\right| > q _ { \\operatorname* { m a x } } } \\end{array} \\right.\n$$", + "text_format": "latex", + "bbox": [ + 228, + 659, + 767, + 733 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Case $U 3$ : Parametrization with respect to $\\pmb { \\theta } = [ d , q _ { \\mathrm { m a x } } ] ^ { T }$ , using $b = b ( d , q _ { \\mathrm { m a x } } )$ gives ", + "bbox": [ + 196, + 738, + 745, + 757 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/a10edc522ce1553eeb13c9409706de96520b8288cc705d039e720d18cbe082ec.jpg", + "text": "$$\n\\nabla _ { \\theta } Q _ { U } ( x ; \\theta ) = \\left[ \\partial _ { q _ { \\mathrm { m a x } } } Q _ { U } ( x ; \\theta ) \\right] = \\left\\{ \\begin{array} { l l } { \\left[ \\frac { 1 } { d } \\right] \\left( Q _ { U } ( x ; \\theta ) - x \\right) } & { | x | \\leq q _ { \\mathrm { m a x } } } \\\\ { \\left[ 0 \\right] } & { \\left[ x \\right] > q _ { \\mathrm { m a x } } } \\end{array} \\right.\n$$", + "text_format": "latex", + "bbox": [ + 258, + 761, + 738, + 830 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Fig. 1 shows the maximum gradient norm $\\operatorname* { m a x } _ { x } \\| \\nabla _ { \\theta } Q _ { U } ( x ; \\pmb { \\theta } ) \\|$ for the three parametrizations “U1” to “U3”. For the parametrizations “U1” and “U2”, $\\operatorname* { m a x } _ { x } \\| \\pmb { \\nabla } _ { \\pmb { \\theta } } Q _ { U } ( x ; \\pmb { \\theta } ) \\|$ can grow exponentially with varying bitwidth $b$ as $\\partial _ { d } Q _ { U } ( x ; \\pmb \\theta ) \\in [ - 2 ^ { b - 1 } - 1 , 2 ^ { b - 1 } - 1 ]$ for “U1” and $\\partial _ { b } Q _ { U } ( x ; \\pmb \\theta ) \\ \\in$ $\\begin{array} { r } { \\left[ - { \\frac { q _ { m a x } } { 2 ^ { b - 1 } - 1 } } \\log 2 , { \\frac { q _ { m a x } } { 2 ^ { b - 1 } - 1 } } \\log 2 \\right] } \\end{array}$ for “U2”. This is not desirable when training quantized DNNs, because it will lead to large changes of the gradient norm and forces us to use small learning rates to avoid divergence. However, parametrization “U3” does not suffer from such an unbounded gradient norm as both partial derivatives $\\partial _ { d } Q _ { U } ( x ; \\pmb \\theta ) \\in [ - \\frac { 1 } { 2 } , \\frac { 1 } { 2 } ]$ and $\\partial _ { q _ { \\mathrm { m a x } } } Q _ { U } ( x ; \\pmb \\theta ) \\in \\{ - 1 , 1 \\}$ are bounded. ", + "bbox": [ + 171, + 843, + 828, + 925 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/32e0aaec2e177084b123ee530e26a76aecc4b193c8f276430dff143552a6b736.jpg", + "image_caption": [ + "Figure 2: Partial derivatives of $Q _ { U } ( x ; \\theta )$ with respect to the input and the quantization parameters $d , q _ { \\mathrm { m a x } }$ and $b$ . Partial derivatives are coupled for “U1” and “U2” but are decoupled for “U3”. " + ], + "image_footnote": [], + "bbox": [ + 178, + 83, + 815, + 160 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 207, + 821, + 238 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Fig. 2 shows the gradients for the parametrization “U1” to “U3”. For parametrization “U3”, the partial derivatives in $\\nabla _ { \\boldsymbol { \\theta } } Q _ { U } ( \\boldsymbol { x } ; \\boldsymbol { \\theta } )$ are decoupled, i.e., $\\nabla _ { \\boldsymbol { \\theta } } Q _ { U } ( \\boldsymbol { x } ; \\boldsymbol { \\theta } )$ is a unit vector, which either points only in the direction of $d$ if $| x | \\leq q _ { \\mathrm { m a x } }$ or only in the direction of $q _ { \\mathrm { m a x } }$ , if $| x | > q _ { \\mathrm { m a x } }$ . We will show in Sec. 2.3 that this implies a diagonal Hessian, which results in a better convergence behavior of gradient descent. In contrast, both parametrizations “U1” and “U2” have partial derivatives that are coupled. In summary, this implies that parametrization “U3” is the best DQ parametrization. ", + "bbox": [ + 173, + 242, + 825, + 327 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Similar considerations can be made for the power-of-two quantization $Q _ { P } ( x ; \\theta )$ , which maps a real-valued number $x \\in \\mathbb { R }$ to a quantized value $q \\in \\{ \\pm 2 ^ { k } : k ^ { \\mathbf { \\bar { \\alpha } } } \\in \\mathbb { Z } \\}$ by ", + "bbox": [ + 173, + 333, + 823, + 363 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/228c73985bbd818e36514139d11ddc3f8f097b89036d9f08c669420ec8c36f1e.jpg", + "text": "$$\nq = Q _ { P } ( x ; \\pmb \\theta ) = \\mathrm { s i g n } ( x ) \\left\\{ \\begin{array} { l l } { q _ { \\mathrm { m i n } } } & { | x | \\leq q _ { \\mathrm { m i n } } } \\\\ { 2 ^ { \\lfloor 0 . 5 + \\log _ { 2 } \\left| x \\right| \\rfloor } } & { q _ { \\mathrm { m i n } } < \\left| x \\right| \\leq q _ { \\mathrm { m a x } } } \\\\ { q _ { \\mathrm { m a x } } } & { | x | > q _ { \\mathrm { m a x } } } \\end{array} , \\right.\n$$", + "text_format": "latex", + "bbox": [ + 292, + 369, + 702, + 421 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $q _ { \\mathrm { m i n } }$ and $q _ { \\mathrm { m a x } }$ are the minimum and maximum absolute values of the quantizer for a bitwidth of $b$ bit. Power-of-two quantization is an especially interesting scheme for DNN quantization, since a multiplication of quantized values can be implemented as an addition of the exponents. Using the STE for the floor operation, the derivative $\\partial _ { x } \\bar { Q } _ { P } ( x ; \\theta )$ is given by ", + "bbox": [ + 173, + 426, + 826, + 483 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/1af2232aa1232707ad2d70e6e15c265f9a1b3430614185e858051fb92e110cde.jpg", + "text": "$$\n\\partial _ { x } Q _ { P } ( x ) = \\left\\{ \\begin{array} { l l } { 0 } & { | x | \\le q _ { \\mathrm { m i n } } } \\\\ { \\frac { 2 ^ { \\lfloor 0 . 5 + \\log _ { 2 } \\lvert x \\rvert \\rfloor } } { \\lvert x \\rvert } } & { q _ { \\mathrm { m i n } } < \\lvert x \\rvert \\le q _ { \\mathrm { m a x } } } \\\\ { 0 } & { \\lvert x \\rvert > q _ { \\mathrm { m a x } } } \\end{array} \\right. .\n$$", + "text_format": "latex", + "bbox": [ + 336, + 488, + 661, + 546 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The power-of-two quantization each other with the relationship ters . Th $[ b , q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ] \\ = : \\ \\theta$ , which depend ongain three different $q _ { \\mathrm { m a x } } \\ = \\ 2 ^ { 2 ^ { b - 1 } - 1 } q _ { \\mathrm { m i n } }$ parametrizations with $\\pmb \\theta = [ b , q _ { \\mathrm { m i n } } ]$ , $\\theta = [ b , q _ { \\mathrm { m a x } } ]$ or $\\pmb { \\theta } = [ q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ]$ , respectively. Similarly to the uniform case, one parametrization $\\Theta = [ q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ] )$ leads to a gradient of a very simple form ", + "bbox": [ + 174, + 551, + 826, + 613 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/e11c74c7f651098a739807845acd608d80e76e7c2e4af3c37b5b326613d6c331.jpg", + "text": "$$\n\\pmb { \\nabla } _ { \\theta } Q _ { P } ( x ; \\pmb { \\theta } ) = \\left[ \\partial _ { q _ { \\operatorname* { m a x } } } Q _ { U } ( x ; \\pmb { \\theta } ) \\right] = \\left\\{ \\begin{array} { l l } { [ 1 , 0 ] ^ { T } } & { | x | \\leq q _ { \\operatorname* { m i n } } } \\\\ { [ 0 , 0 ] ^ { T } } & { q _ { \\operatorname* { m i n } } < | x | \\leq q _ { \\operatorname* { m a x } } , } \\\\ { [ 0 , 1 ] ^ { T } } & { | x | > q _ { \\operatorname* { m a x } } } \\end{array} \\right.\n$$", + "text_format": "latex", + "bbox": [ + 279, + 617, + 718, + 671 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "which has again a bounded gradient magnitude and independent components and is, hence, best suited for first order gradient based optimization. ", + "bbox": [ + 171, + 676, + 825, + 705 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 CONSTRAINTS ON $\\theta$ ", + "text_level": 1, + "bbox": [ + 174, + 722, + 352, + 736 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In practice, for an efficient hardware implementation, we need to ensure that the quantization parameters only take specific discrete values: for uniform quantization, only integer values are allowed for the bitwidth $b$ , and the stepsize $d$ must be a power-of-two, see e.g. (Jain et al., 2019); for power-of-two quantization, the bitwidth must be an integer, and the minimum and maximum absolute values $q _ { \\mathrm { m i n } }$ and $q _ { \\mathrm { m a x } }$ must be powers-of-two. ", + "bbox": [ + 173, + 747, + 825, + 818 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We fulfill these constraints by rounding the parameters in the forward pass to the closest integer or power-of-two value. In the backward pass we update the original float values, i.e., we used again the STE to propagate the gradients. ", + "bbox": [ + 173, + 824, + 825, + 867 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.3 EXPERIMENTAL COMPARISON OF DQ PARAMETRIZATIONS ", + "text_level": 1, + "bbox": [ + 174, + 882, + 619, + 897 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In the following we compare the parametrizations using two experiments. ", + "bbox": [ + 174, + 909, + 655, + 924 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/52aec8e369e471d8948172d69713c5615367f9c69c6f3435d341a2284596c712.jpg", + "image_caption": [ + "Figure 3: MSE for quantizing Gaussian data $x \\sim N ( 0 , 1 )$ with uniform and power-of-two quantization. Parametrizations “U3” and “P3” converge to the lowest MSE without any oscillations. " + ], + "image_footnote": [], + "bbox": [ + 197, + 80, + 805, + 194 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "1) Quantization of Gaussian data In our first experiment we use DQ to learn the optimal quantization parameters $\\pmb { \\theta } ^ { * }$ which minimize the mean squared error (MSE) $\\mathrm { E } \\left[ \\textstyle { \\frac { 1 } { 2 } } ( Q ( x ; \\mathbf { \\dot { \\theta } } ) - x ) ^ { \\cdot } 2 \\right]$ with gradient descent and compare the convergence speed for three possible parametrizations of a uniform and power-of-two quantizer. We choose this example as the gradient $\\nabla _ { \\theta } Q ( x ; \\theta ) \\ =$ $\\mathrm { E } \\left[ ( Q ( x ; \\pmb { \\theta } ) - \\overset { \\cdot } { x } ) \\pmb { \\nabla } _ { \\theta } Q ( x ; \\pmb { \\theta } ) \\right]$ is just a scaled version of $\\nabla _ { \\boldsymbol { \\theta } } Q ( { \\bar { x } } ; { \\boldsymbol { \\theta } } )$ , i.e., the gradient direction depends directly on the parametrization of $Q ( x ; \\pmb \\theta )$ and thus the effects of changing the parametrization can be observed. ", + "bbox": [ + 173, + 252, + 826, + 349 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "It is interesting to study the Hessian $\\mathbf { H } = \\pmb { \\nabla } _ { \\pmb { \\theta } } \\pmb { \\nabla } _ { \\pmb { \\theta } } ^ { T } \\mathrm { E } \\left[ ( Q ( x ; \\pmb { \\theta } ) - x ) ^ { 2 } \\right] \\in \\mathbb { R } ^ { 2 \\times 2 }$ of the MSE: ", + "bbox": [ + 173, + 354, + 766, + 373 + ], + "page_idx": 4 + }, + { + "type": "equation", + "img_path": "images/ac1e3c9be956d0f58c6bcb819d6725213bcff012479ff90ce06d80e5f96330bd.jpg", + "text": "$$\n\\mathbf { I } = \\operatorname { E } \\left[ \\nabla _ { \\theta } Q ( x ; \\theta ) \\nabla _ { \\theta } Q ( x ; \\theta ) ^ { T } + ( Q ( x ; \\theta ) - x ) \\nabla _ { \\theta } \\nabla _ { \\theta } ^ { T } Q ( x ; \\theta ) \\right] \\approx \\operatorname { E } \\left[ \\nabla _ { \\theta } Q ( x ; \\theta ) \\nabla _ { \\theta } Q ( x ; \\theta ) ^ { T } \\right] .\n$$", + "text_format": "latex", + "bbox": [ + 181, + 386, + 831, + 406 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Note that we use the outer-product approximation (Bishop, 2006) in order to simplify our considerations. From this equation it is apparent that the Hessian will be diagonal for the case U3 as $\\pmb { \\nabla } _ { \\theta } Q ( x ; \\pmb { \\theta } ) \\pmb { \\nabla } _ { \\theta } Q ( x ; \\mathbf { \\bar { \\theta } } ) ^ { T }$ only contains an element in either $( 1 , 1 )$ or $( 2 , 2 )$ and, therefore, $\\mathrm { E } \\left[ \\pmb { \\nabla } _ { \\pmb { \\theta } } Q ( \\pmb { x } ; \\pmb { \\theta } ) \\pmb { \\nabla } _ { \\pmb { \\theta } } Q ( \\pmb { x } ; \\pmb { \\theta } ) ^ { T } \\right]$ is a diagonal matrix. From this, we can see that gradient descent with an individual learning rate for each parameter is equivalent to Newton’s method and, therefore, efficient. In general this will not be the case for U1 and U2. ", + "bbox": [ + 174, + 411, + 826, + 496 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We conduct an experiment, using ADAM to optimize the mean squared quantization error on artificially generated data, which is generated by drawing $1 0 ^ { 4 }$ samples from $N ( 0 , 1 )$ . Please note that the same example was studied in (Jain et al., 2019). The results in Fig. 3 clearly show that the parametrizations “U3” and “P3” are best suited to optimize the uniform and power-of-two quantization parameters, respectively. Indeed, these quantizers converge without oscillation to the lowest MSE. It is interesting to see, that even adaptive gradient methods like ADAM can not solve the scaling issue described in Sec. 2.1. In the Appendix A.4 we give further empirical evidence to support this claim and compare the different parametrizations for the training of a quantized ResNet-20 on CIFAR-10 using ADAM. Note that all cases use the same learning rate. For the interested reader, a more detailed visualization of the error surfaces over the quantization parameters can be found in Appendix A.3. ", + "bbox": [ + 173, + 503, + 825, + 656 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2) CIFAR-10 In our second experiment we train a ResNet-20 (He et al., 2016) with quantized parameters and activations on CIFAR-10 (Krizhevsky & Hinton, 2009) using the same settings as proposed by (He et al., 2016). Fig. 4 shows the evolution of the training and validation error during training for the case of uniform quantization. The plots for power-of-two quantization can be found in the appendix (Fig. 10). We initialize this network from random parameters or from a pre-trained float network. The quantized DNNs are trained for 160 epochs, using SGD with momentum 0.9 and a learning rate schedule starting with 0.01 and reducing it by a factor of 10 after 80 and 120 epochs, respectively. We use random flips and crops for data augmentation. Each epoch takes about $2 . 5 \\mathrm { { m i n } }$ on a single GTX 1080 Ti. ", + "bbox": [ + 173, + 662, + 825, + 789 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In case of randomly initialized weights, we use an initial stepsize $d _ { l } = 2 ^ { - 3 }$ for the quantization of weights and activations. Otherwise, we initialize the weights using a pre-trained floating point network and the initial stepsize for a layer is chosen to be $\\bar { d } _ { l } = 2 \\bar { \\lfloor \\log _ { 2 } ( \\operatorname* { m a x } \\mid \\mathscr { W } _ { l } \\mid / ( 2 ^ { b - 1 } - 1 ) ) \\rfloor }$ . The remaining quantization parameters are chosen such that we start from an initial bitwidth of $b = 4$ bit. This is a reasonable upper limit for $b$ , as in practice no performance degradation can be observed for $b >$ 4bit. Even simple offline algorithms like min/max quantization result in networks with good accuracies. We define no memory constraints during training, i.e., the network can learn to use a large number of bits to quantize weights and activations of each layer. From Fig. 4, we again observe that the parametrization $\\pmb { \\theta } = [ d , q _ { \\mathrm { m a x } } ] ^ { T }$ is best suited to train a uniformly quantized DNN as it converges to the best local optimum. Furthermore, we observe the smallest oscillation of the validation error for this parametrization. ", + "bbox": [ + 173, + 795, + 825, + 924 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/f6d49752f6874ba84b2032bc9aaa4972d66884ba7dbd0d99e0298a4ab324f41d.jpg", + "image_caption": [ + "Figure 4: ResNet-20 with uniformly quantized weights and activations. " + ], + "image_footnote": [], + "bbox": [ + 174, + 136, + 825, + 306 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 349, + 825, + 377 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Table 1 compares the best validation error for all parametrizations of the uniform and power-of-two quantizations. We trained networks either with quantized weights and full precision activations or with both being quantized. In case of activation quantization with power-of-two, we use one bit to explicitly represent the value $x = 0$ . This is advantageous as the ReLU nonlinearity will map many activations to this value. We can observe that training the quantized DNN with the optimal parametrization of DQ, i.e., using either $\\pmb { \\theta } = [ d , q _ { \\mathrm { m a x } } ] ^ { T }$ or $\\pmb { \\theta } \\overset { - } { = } [ q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ] ^ { T }$ results in a network with the lowest validation error. This result again supports our theoretical considerations from Sec. 2.1. ", + "bbox": [ + 173, + 385, + 825, + 483 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3 TRAINING QUANTIZED DNNS WITH MEMORY CONSTRAINTS", + "text_level": 1, + "bbox": [ + 173, + 502, + 707, + 520 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We now discuss how to train quantized DNNs with memory constraints. Such constraints appear in many applications when the network inference is performed on an embedded device with limited computational power and memory resources. ", + "bbox": [ + 174, + 534, + 825, + 577 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "A quantized DNN consists of layers which compute ", + "bbox": [ + 174, + 583, + 514, + 597 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/52a2d49fd7db64d92c42f103f29346ffc48910e78fc060ed125d970ee265ba3a.jpg", + "text": "$$\n\\pmb { \\mathcal { X } } _ { l } = f _ { l } ( Q ( \\pmb { \\mathcal { W } } _ { l } ; \\pmb { \\theta } _ { l } ^ { w } ) * Q ( \\pmb { \\mathcal { X } } _ { l - 1 } ; \\pmb { \\theta } _ { l - 1 } ^ { x } ) + Q ( \\pmb { c } _ { l } ; \\pmb { \\theta } _ { l } ^ { w } ) ) \\ \\mathrm { w i t h } \\ l = 1 , . . . , L ,\n$$", + "text_format": "latex", + "bbox": [ + 259, + 603, + 738, + 622 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $f _ { l } ( \\cdot )$ denotes the nonlinear activation function of layer $l$ and $Q ( \\cdot ; \\theta )$ is a per-tensor quantization with parameters $\\pmb \\theta$ applied separately to the input and output tensors $\\pmb { \\mathcal { X } } _ { l - 1 } \\in \\mathcal { T } _ { l }$ and $\\pmb { \\chi } _ { l } \\in \\mathcal { T } _ { l }$ , and also to both the weight tensors $w _ { l } \\in \\mathcal { P } _ { l }$ and the bias vector $\\mathbf { \\boldsymbol { c } } _ { l } \\in \\mathbb { R } ^ { M _ { l } }$ .1 For a fully connected layer, $\\mathcal { T } _ { l - 1 } = \\mathbb { R } ^ { M _ { l - 1 } }$ , $\\mathcal { T } _ { l } = \\mathbb { R } ^ { M _ { l } }$ are vectors, $\\mathcal { P } _ { l } = \\mathbb { R } ^ { M _ { l } \\times M _ { l - 1 } }$ are matrices and $A * B$ is a matrixvector product. In case of a convolutional layer, $\\mathcal { T } _ { l - 1 } = \\mathbb { R } ^ { M _ { l - 1 } \\times N _ { l - 1 } \\times N _ { l - 1 } }$ , $\\mathcal { T } _ { l } = \\mathbb { R } ^ { M _ { l } \\times N _ { l } \\times N _ { l } }$ , $\\mathcal { P } _ { l } = \\dot { \\mathbb { R } } ^ { M _ { l } \\times M _ { l - 1 } \\times K _ { l } \\times K _ { l } }$ are tensors and $A * B$ is a set of $M _ { l - 1 } M _ { l }$ 2D convolutions, where the convolution is performed on square-sized feature maps of size $N _ { l - 1 } \\times N _ { l - 1 }$ using square-sized kernels of size $K _ { l } \\times K _ { l }$ . ", + "bbox": [ + 173, + 626, + 826, + 738 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "DNNs with quantized weights and activations have a smaller memory footprint and are also computationally cheaper to evaluate since $Q ( \\alpha ; \\pmb \\theta ) \\cdot Q ( \\beta ; \\pmb \\theta )$ for $\\alpha , \\beta \\in \\mathbb { R }$ requires only an integer multiplication for the case of uniform quantization or an integer addition of the exponents for powerof-two quantization. Furthermore, $Q ( \\bar { \\alpha ; \\pmb \\theta } ) + Q ( \\beta ; \\pmb \\theta )$ for $\\alpha , \\beta \\in \\mathbb { R }$ only requires an integer addition. Table 2 compares the computational complexity and the memory footprint of layers which apply uniform or power-of-two quantization to weights and activations. ", + "bbox": [ + 173, + 744, + 826, + 829 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We consider the following memory characteristics of the DNN, constraining them during training: 1. Total memory $\\begin{array} { r } { \\dot { S ^ { w } ( \\pmb { \\theta } _ { 1 } ^ { w } , . . . , \\pmb { \\theta } _ { L } ^ { w } ) } = \\sum _ { l = 1 } ^ { L } S _ { l } ^ { w } ( \\pmb { \\theta } _ { l } ^ { w } ) } \\end{array}$ to store all weights: We use the constraint ", + "bbox": [ + 174, + 834, + 816, + 868 + ], + "page_idx": 5 + }, + { + "type": "equation", + "img_path": "images/db40956cda95c0f84436809de2c0067553100335d0eefacc29e45dadd2614e97.jpg", + "text": "$$\ng _ { 1 } ( \\pmb { \\theta } _ { 1 } ^ { w } , . . . , \\pmb { \\theta } _ { L } ^ { w } ) = S ^ { w } ( \\pmb { \\theta } _ { 1 } ^ { w } , . . . , \\pmb { \\theta } _ { L } ^ { w } ) - S _ { 0 } ^ { w } = \\sum _ { l = 1 } ^ { L } S _ { l } ^ { w } ( \\pmb { \\theta } _ { l } ^ { w } ) - S _ { 0 } ^ { w } \\leq 0 ,\n$$", + "text_format": "latex", + "bbox": [ + 264, + 873, + 730, + 901 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/1cf5d42d6a372747862e237be1854b935f9dd7f300f36dc3cd99564f0f8fdd2e.jpg", + "table_caption": [ + "Table 2: Number of multiplications $C _ { l } ^ { m u l }$ , additions $C _ { l } ^ { a d d }$ as well as required memory to store the weights $S _ { l } ^ { w }$ and activations $S _ { l } ^ { x }$ of fully connected and convolutional layers. " + ], + "table_footnote": [], + "table_body": "
LayerQuantizationcmulCaddsS
Fully connecteduniform pow-2MMl-1 0MM-1 2MMl-1M(M-1+1)bMb
Convolutionaluniform pow-2MM-1N²K² 0MM-1N²K² 2MM1-1NK2Mt(M-1K²+1)bMN²
", + "bbox": [ + 196, + 103, + 803, + 184 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "to ensure that the total weight memory requirement $S ^ { w } ( \\pmb { \\theta } _ { 1 } ^ { w } , . . . , \\pmb { \\theta } _ { L } ^ { w } )$ is smaller than a certain maximum weight memory size $S _ { 0 } ^ { w }$ . Table 2 gives $S _ { l } ^ { w } ( \\pmb \\theta _ { l } ^ { w } )$ for the case of fully connected and convolutional layers. Each layer’s memory requirement $S _ { l } ^ { w } ( \\pmb { \\theta } _ { l } ^ { w } )$ depends on the bitwidth $b _ { l } ^ { w }$ : reducing $S _ { l } ^ { w } ( \\pmb { \\theta } _ { l } ^ { w } )$ will reduce the bitwidth $b _ { l } ^ { w }$ . ", + "bbox": [ + 174, + 202, + 825, + 258 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "2. Total activation memory $\\begin{array} { r l } { S ^ { x } ( \\pmb { \\theta } _ { 1 } ^ { x } , . . . , \\pmb { \\theta } _ { L } ^ { x } ) = \\sum _ { l = 1 } ^ { L } S _ { l } ^ { x } ( \\pmb { \\theta } _ { l } ^ { x } ) } & { { } } \\end{array}$ to store all feature maps: We use the constraint ", + "bbox": [ + 176, + 258, + 823, + 289 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/fb723a22d5c8816e0fc1a10ddef5ecbd7736991bb3864ec7c735d3fe019908ad.jpg", + "text": "$$\ng _ { 2 } ( \\pmb { \\theta } _ { 1 } ^ { x } , . . . , \\pmb { \\theta } _ { L } ^ { x } ) = S ^ { x } ( \\pmb { \\theta } _ { 1 } ^ { x } , . . . , \\pmb { \\theta } _ { L } ^ { x } ) - S _ { 0 } ^ { x } = \\sum _ { l = 1 } ^ { L } S _ { l } ^ { x } ( \\pmb { \\theta } _ { l } ^ { x } ) - S _ { 0 } ^ { x } \\leq 0 ,\n$$", + "text_format": "latex", + "bbox": [ + 276, + 284, + 722, + 311 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "to ensure an upper limit on the total activation memory size $S _ { 0 } ^ { x }$ . Table 2 gives $S _ { l } ^ { x } ( \\pmb { \\theta } _ { l } ^ { x } )$ for the case of fully connected and convolutional layers. Such a constraint is important if we use pipelining for accelerated inference, i.e., if we evaluate multiple layers with several consecutive inputs in parallel. This can, e.g., be the case for FPGA implementations (Guo et al., 2017). ", + "bbox": [ + 174, + 314, + 826, + 369 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3. Maximum activation memory $\\begin{array} { r } { \\hat { S } ^ { x } ( \\pmb { \\theta } _ { 1 } ^ { x } , . . . , \\pmb { \\theta } _ { L } ^ { x } ) = \\operatorname* { m a x } _ { l = 1 , . . . , L } S _ { l } ^ { x } } \\end{array}$ to store the largest feature map: We use the constraint ", + "bbox": [ + 173, + 371, + 823, + 400 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/77815c6d8acfc9e494e4af5b0982469b33f6c19245d02569fae4aab8654f4963.jpg", + "text": "$$\ng _ { 3 } ( \\pmb { \\theta } _ { 1 } ^ { x } , . . . , \\pmb { \\theta } _ { L } ^ { x } ) = \\hat { S } ^ { x } ( \\pmb { \\theta } _ { 1 } ^ { x } , . . . , \\pmb { \\theta } _ { L } ^ { x } ) - \\hat { S } _ { 0 } ^ { x } = \\operatorname* { m a x } _ { l = 1 , . . . , L } ( S _ { l } ^ { x } ) - \\hat { S } _ { 0 } ^ { x } \\leq 0 ,\n$$", + "text_format": "latex", + "bbox": [ + 282, + 405, + 714, + 431 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "to ensure that the maximum activation size $\\hat { S } ^ { x }$ does not exceed a given limit $\\hat { S } _ { 0 } ^ { x }$ . This constraint is relevant for DNN implementations where layers are processed sequentially. ", + "bbox": [ + 171, + 439, + 823, + 470 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To train the quantized DNN with memory constraints, we need to solve the optimization problem ", + "bbox": [ + 176, + 476, + 808, + 491 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/5977b183b026685510c5d1c999c0d056800c818cfa6056978558acc49accb6a0.jpg", + "text": "$$\n\\operatorname* { m i n } _ { \\mathcal { W } _ { l } , c _ { l } , \\theta _ { l } ^ { w } , \\theta _ { l } ^ { x } } \\mathrm { E } _ { p } ( x , y ) \\left[ J ( \\mathcal { X } _ { L } , \\mathcal { Y } ) \\right] \\mathrm { ~ s . t . ~ } g _ { j } \\big ( \\theta _ { 1 } ^ { w } , . . . , \\theta _ { L } ^ { w } , \\theta _ { 1 } ^ { x } , . . . , \\theta _ { L } ^ { x } \\big ) \\leq 0 \\mathrm { ~ f o r ~ a l l ~ } j = 1 , . . . , 3\n$$", + "text_format": "latex", + "bbox": [ + 194, + 496, + 785, + 523 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $J ( \\pmb { \\mathscr { X } } _ { L } , \\pmb { \\mathscr { D } } )$ is the loss function for yielding the DNN output $\\scriptstyle { \\mathcal { X } } _ { L }$ although the ground truth is $_ { \\mathscr { y } }$ . Eq. (9) learns the weights $w _ { l }$ , $c _ { l }$ as well as the quantization parameters $\\pmb { \\theta } _ { l } ^ { x }$ , $\\pmb { \\theta } _ { l } ^ { w }$ . In order to use simple stochastic gradient descent solvers, we use the penalty method (Bertsekas, 2014) to convert (9) into the unconstrained optimization problem ", + "bbox": [ + 173, + 529, + 825, + 585 + ], + "page_idx": 6 + }, + { + "type": "equation", + "img_path": "images/6f912854bb879266b32ad27ec7ffe7a4890bd644e3982b12041be94244db837b.jpg", + "text": "$$\n\\operatorname* { m i n } _ { \\mathcal { W } _ { l } , c _ { l } , \\theta _ { l } ^ { w } , \\theta _ { l } ^ { x } } \\mathrm { E } _ { p ( \\pmb { \\mathscr { X } } , \\pmb { \\mathscr { Y } } ) } \\left[ J ( \\pmb { \\mathscr { X } } _ { L } , \\pmb { \\mathscr { Y } } ) \\right] + \\sum _ { j = 1 } ^ { J } \\lambda _ { j } \\operatorname* { m a x } ( 0 , g _ { j } ( \\pmb { \\theta } _ { 1 } ^ { w } , . . . , \\pmb { \\theta } _ { L } ^ { w } , \\pmb { \\theta } _ { 1 } ^ { x } , . . . , \\pmb { \\theta } _ { L } ^ { x } ) ) ^ { 2 } ,\n$$", + "text_format": "latex", + "bbox": [ + 210, + 590, + 758, + 622 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\lambda _ { j } \\in \\mathbb { R } ^ { + }$ are individual weightings for the penalty terms. Hence, training with weight and activation size constraints requires choosing two penalty weightings $\\lambda _ { j }$ , one for (8a) and one for either (8b) or (8c). ", + "bbox": [ + 173, + 630, + 823, + 672 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Note, that the optimization problem (10) does not necessarily give a quantized DNN which fulfills the memory constraints. The probability to fulfill the constraint $g _ { j }$ depends on the choice of $\\lambda _ { j }$ . In particular, this probability increases with larger $\\lambda _ { j }$ . However, choosing a too large $\\lambda _ { j }$ will yield a penalty term that dominates over the network loss decreasing the network performance. In our experiments, we choose $\\lambda _ { j }$ such that the initial loss and the penalty term have approximately the same magnitude. Using this simple heuristic, we optained quantized DNNs that reached a high accuracy and at the same time fulfilled the constraints at the end of training. ", + "bbox": [ + 173, + 679, + 825, + 777 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4 EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 174, + 796, + 326, + 813 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In the following, we will use the best parametrizations for uniform and power-of-two DQ, i.e., ${ \\pmb \\theta } _ { U } = [ d , q _ { \\mathrm { m a x } } ] ^ { \\widetilde { T } }$ and $\\pmb { \\theta } _ { P } = [ q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ] ^ { \\hat { T } }$ , that we found in Sec. 2. Both parametrizations do not directly depend on the bitwidth $b$ . Therefore, we compute it by using $\\begin{array} { r } { b ( \\pmb { \\theta } _ { U } ) = \\left\\lceil \\log _ { 2 } \\left( \\frac { q _ { \\operatorname* { m a x } } } { d } + 1 \\right) + 1 \\right\\rceil } \\end{array}$ and $\\begin{array} { r } { b ( \\pmb \\theta _ { P } ) = \\left\\lceil \\log _ { 2 } \\left( \\log _ { 2 } \\left( \\frac { q _ { \\mathrm { m a x } } } { q _ { \\mathrm { m i n } } } \\right) + 1 \\right) + 1 \\right\\rceil } \\end{array}$ . All quantized networks use a pre-trained float32 network for initialization and all quantizers are initialized as described in Sec. 2.3. For our experiments on CIFAR-10, we use the same training setup as described in Sec. 2.3. For the experiments on ", + "bbox": [ + 173, + 828, + 825, + 924 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/c50564e1cc40a1e24a37be041bd349c008e5ae9304bc513be99c44ce0f6a97d6.jpg", + "table_caption": [ + "Table 3: Homogeneous vs. heterogeneous quantization of ResNet-20 on CIFAR-10. " + ], + "table_footnote": [], + "table_body": "
Bitwidth Weight/Activ.qmax Weight/Activ.Size Weight/Activ.(max)/Activ.(sum)Validation errorUniform quant. Power-of-two quant. Validation error
Baseline32bit/32bit11048KB/64KB/736KB7.29%
Fixed2bit/32bitfixed/-65.5KB/64KB/736KB10.81%8.99%
TQT (Jain et al.,2019)2bit/32bitlearned/-65.5KB/64KB/736KB9.47%8.79%
Ours (w/constr. (8a))learned/32bitlearned/-70KB/64KB/736KB8.59%8.53%
Fixed2bit/4bitfixed/fixed65.5KB/8KB/92KB11.30%11.62%
TQT (Jain et al.,2019)2bit/4bitlearned/learned65.5KB/8KB/92KB9.62%11.29%
Ours (w/constr.(8a) and(8b)) learned/learned learned/learned70KB/- /92KB9.38%11.29%
Ours (w/constr.(8a) and (8c)))learned/learnedlearned/learned70KB/8KB/-8.58%11.23%
", + "bbox": [ + 176, + 89, + 825, + 223 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "ImageNet, we train the quantized DNNs for 50 epochs, using SGD with momentum 0.9 and a learning rate schedule starting with 0.01 and reducing it by a factor of 10 after 16 and 32 epochs, respectively. Please note that we quantize all layers opposed to other papers which use a higher precision for the first and/or last layer. ", + "bbox": [ + 174, + 280, + 825, + 337 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In our experiments, we noticed that the performance of DQ is not sensitive to the choice of $\\lambda _ { j }$ in (10). For the CIFAR-10 experiments, we use $\\lambda = 0 . 1$ for both constraints (for sizes in kB). For the ImageNet experiments, we kept the same regularization level by scaling $\\lambda _ { j }$ with the square of the size ratio between the ImageNet model and the CIFAR-10 model. We scale with the square-ratio as the constraints in (10) are squared penalty terms. ", + "bbox": [ + 174, + 343, + 825, + 414 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "First, in Table 3/top, we train a ResNet-20 on CIFAR-10 with quantized weights and float32 activations. We start with the most restrictive quantization scheme with fixed $q _ { \\mathrm { m a x } }$ and $b = 2 \\mathrm { b i t }$ (“Fixed”). Then, we allow the model to learn $q _ { \\mathrm { m a x } }$ while $b = 2$ bit remains fixed as was done in (Jain et al., 2019) (“TQT”). Finally, we learn both $q _ { \\mathrm { m a x } }$ and $b$ with the constraint that the weight size is at most 70KB (“Ours”), which is just $4 . 5 \\mathrm { k B }$ larger that the previous 2Bit networks. This allows the model to allocate more than two bits to some layers. From Table 3/top, we observe that the error is smallest when we learn all quantization parameters. ", + "bbox": [ + 173, + 420, + 825, + 518 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In Table 3/bottom, weights and activations are quantized. For activation quantization, we consider two cases as discussed in Sec. 3. The first one constrains the total activation memory $S ^ { x }$ while the second constrains the maximum activation memory ${ \\hat { S } } ^ { x }$ such that both have the same size as a homogeneously quantized model with 4bit activations. Again, we observe that the error is smallest when we learn all quantization parameters. ", + "bbox": [ + 174, + 525, + 825, + 597 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We also use DQ to train quantized ResNet-18 (He et al., 2016) and MobileNetV2 (Sandler et al., 2018) on ImageNet (Deng et al., 2009) with 4bit uniform weights and activations or equivalent-sized networks with learned quantization parameters. This is quite aggressive and, thus, a fixed quantization scheme loses more than $6 \\%$ accuracy while our quantization scheme loses less than $0 . 5 \\%$ compared to a float32 precision network. ", + "bbox": [ + 174, + 603, + 825, + 672 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Our results compare favorably to other recent quantization approaches. To our knowledge, the best result for a 4bit ResNet-18 was reported by (Esser et al., 2019) $( 2 9 . 9 1 \\%$ error). This is very close to our performance $( 2 9 . 9 2 \\%$ error). Importantly, (Esser et al., 2019) did not quantize the first and last layers, meaning that their network is much bigger. Specifically, compared to our quantized ResNet-18, their model with high precision input and output layers requires $37 \\%$ more memory to store the weights. Moreover, (Esser et al., 2019) learns stepsizes which are not restricted to powers-of-two. As explained in Sec. 2.2, uniform quantization with power-of-two stepsize leads to more efficient inference, effectively allowing to efficiently compute any multiplication with an integer multiplication and bit-shift. To our knowledge only (Wang et al., 2018) reported results of MobileNetV2 quantized to 4bit. They keep the baseline performance constraining the network to the same size as the 4bit network. However, they do not quantize the activations in this case. In addition, DQ training is efficient since it is comparable to the training of unquantized network. Specifically, one epoch on ImageNet takes $3 7 \\mathrm { m i n }$ for MobileNetV2 and 18min for ResNet-18 on four Nvidia Tesla V100. ", + "bbox": [ + 174, + 680, + 825, + 861 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Fig. 5 shows the weight bitwidth assignment over layers. We observe that small bitwidths are used for layers with many parameters, i.e., pointwise convolutions and fully connected layers. However, the resulting bitwidth assignments are complex, meaning that there is no simple heuristic. Therefore, it is important to learn the optimal bitwidth assignment. ", + "bbox": [ + 174, + 867, + 825, + 924 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/c478bdda236596de7d122e9e89f3c217fd072fdde3230adc03e98d31ad4411cb.jpg", + "image_caption": [ + "Figure 5: Weight bitwidth assignment over layers for ResNet-18 and MobileNetV2 on ImageNet with weights constrained to a maximum size of 5.57MB. Our method has learned a heterogeneous bitwidth distribution, which gives a better performance than a homogeneous one (see Table 4). " + ], + "image_footnote": [], + "bbox": [ + 178, + 119, + 823, + 358 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5 CONCLUSIONS ", + "text_level": 1, + "bbox": [ + 176, + 428, + 328, + 443 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this paper we discussed differentiable quantization and its application to the training of compact DNNs with memory constraints. In order to fulfill memory constraints, we introduced penalty functions during training and used stochastic gradient descent to find the optimal weights as well as the optimal quantization values in a joint fashion. We showed that there are several possible parametrizations of the quantization function. In particular, learning the bitwidth directly is not optimal; therefore, we proposed to parametrize the quantizer with the stepsize and dynamic range instead. The bitwidth can then be inferred from them. This approach is competitive to other recent quantization methods while it does not require to retrain the network multiple times in contrast to reinforcement learning approaches (Wang et al., 2018; Elthakeb et al., 2018). ", + "bbox": [ + 174, + 458, + 825, + 583 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "ACKNOWLEDGEMENTS ", + "text_level": 1, + "bbox": [ + 176, + 602, + 334, + 614 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We would like to thank Masato Ishii for many helpful comments during the preparation of this manuscript. ", + "bbox": [ + 173, + 626, + 825, + 655 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "REFERENCES ", + "text_level": 1, + "bbox": [ + 176, + 674, + 285, + 690 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Yu Bai, Yu-Xiang Wang, and Edo Liberty. Proxquant: Quantized neural networks via proximal operators. CoRR, abs/1810.00861, 2018. URL http://arxiv.org/abs/1810.00861. 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", + "bbox": [ + 174, + 869, + 825, + 898 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "A DERIVATION OF THE GRADIENTS FOR DIFFERENTIABLE QUANTIZATION (DQ) ", + "text_level": 1, + "bbox": [ + 173, + 102, + 803, + 137 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "In the following sections, we will give the derivatives $\\textstyle { \\frac { \\partial } { \\partial x } } Q ( x ; \\theta )$ and gradients $\\nabla _ { \\boldsymbol { \\theta } } Q ( x ; \\boldsymbol { \\theta } )$ for the uniform and the power-of-two quantizers. The results are summarized in Sec. 2. ", + "bbox": [ + 173, + 151, + 823, + 181 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We use the straight-through gradient estimate whenever we need to differentiate a non-differentiable floor function, i.e., we assume ", + "bbox": [ + 173, + 186, + 823, + 215 + ], + "page_idx": 10 + }, + { + "type": "equation", + "img_path": "images/1507d3207d2b6aca413c45339f195d332f459258b15cee8def1ca94b3c24d478.jpg", + "text": "$$\n{ \\frac { \\partial } { \\partial x } } \\left\\lfloor x \\right\\rfloor = 1 .\n$$", + "text_format": "latex", + "bbox": [ + 455, + 214, + 544, + 246 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "A.1 DERIVATIVES OF THE UNIFORM QUANTIZER ", + "text_level": 1, + "bbox": [ + 173, + 261, + 522, + 276 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Fig. 6(a) shows a symmetric uniform quantizer $Q _ { U } ( x ; \\theta )$ which maps a real value $x \\in \\mathbb { R }$ to one of $I = 2 k + 1$ quantized values $q \\in \\{ - k d , . . . , 0 , . . . , k d \\}$ by computing ", + "bbox": [ + 171, + 287, + 825, + 318 + ], + "page_idx": 10 + }, + { + "type": "equation", + "img_path": "images/bc0f0747a501784d53a89ca7cc32531dfa7a385b1981b4339831f89f5f2a52ce.jpg", + "text": "$$\nq = Q _ { U } ( x ; \\pmb \\theta ) = \\mathrm { s i g n } ( x ) \\left\\{ \\begin{array} { l l } { d \\left\\lfloor \\frac { | x | } { d } + \\frac { 1 } { 2 } \\right\\rfloor } & { | x | \\leq q _ { \\operatorname* { m a x } } } \\\\ { q _ { \\operatorname* { m a x } } } & { | x | > q _ { \\operatorname* { m a x } } } \\end{array} \\right.\n$$", + "text_format": "latex", + "bbox": [ + 325, + 325, + 671, + 369 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "using the parameters $\\pmb { \\theta } = [ d , q _ { \\mathrm { m a x } } , b ] ^ { T }$ where $d \\in \\mathbb { R }$ is the stepsize, $q _ { \\operatorname* { m a x } } \\in \\mathbb { R }$ is the maximum value and $b \\in \\mathbb { N }$ is the number of bits that we use to encode the quantized values $q$ . The elements of $\\pmb { \\theta }$ are dependent as there is the relationship $q _ { \\operatorname* { m a x } } = ( 2 ^ { b - 1 } - 1 ) d$ . ", + "bbox": [ + 173, + 377, + 826, + 421 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "A.1.1 CASE U1: PARAMETRIZATION WITH RESPECT TO $b$ AND $d$ ", + "text_level": 1, + "bbox": [ + 173, + 438, + 632, + 453 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "For the parametrization with respect to the bitwidth $b$ and steps size $d$ , (12) is given by ", + "bbox": [ + 171, + 462, + 738, + 478 + ], + "page_idx": 10 + }, + { + "type": "equation", + "img_path": "images/463792b24fa51ec7fce3ebdc383a5b4b22327781c5cdb06387ea9bb15c5bf5d8.jpg", + "text": "$$\nq = Q _ { U } ( x ; b , d ) = \\mathrm { s i g n } ( x ) d \\left\\{ \\frac { \\left. \\frac { 1 } { d } \\right. } { 2 ^ { b - 1 } } + \\frac { 1 } { 2 } \\right. \\quad \\left. x \\right. \\leq ( 2 ^ { b - 1 } - 1 ) d\n$$", + "text_format": "latex", + "bbox": [ + 294, + 486, + 704, + 529 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "and the derivatives are given by ", + "bbox": [ + 173, + 536, + 382, + 551 + ], + "page_idx": 10 + }, + { + "type": "equation", + "img_path": "images/7d5e68d1cd3d05d8193bfa21844ec6e844f6017bb1b2596610b234d1bc313af2.jpg", + "text": "$$\n\\begin{array} { r l } & { \\frac { \\partial Q _ { U } ( x ; b , d ) } { \\partial b } = \\mathrm { s i g n } ( x ) \\frac { 2 ^ { b - 1 } \\log 2 } { 2 ^ { b - 1 } - 1 } \\{ ( 2 ^ { b - 1 } - 1 ) d \\ | x | > ( 2 ^ { b - 1 } - 1 ) d } \\\\ & { \\frac { \\partial Q _ { U } ( x ; b , d ) } { \\partial d } = \\mathrm { s i g n } ( x ) \\frac { 1 } { d } \\{ \\begin{array} { l l } { d \\lfloor \\frac { \\lfloor x \\rfloor } { d } + \\frac { 1 } { 2 } \\rfloor - | x | } & { | x | \\leq ( 2 ^ { b - 1 } - 1 ) d } \\\\ { ( 2 ^ { b - 1 } - 1 ) d } & { | x | > ( 2 ^ { b - 1 } - 1 ) d } \\end{array} . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 259, + 559, + 736, + 643 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "A.1.2 CASE U2: PARAMETRIZATION WITH RESPECT TO $b$ AND $q _ { \\mathrm { M A X } }$ ", + "bbox": [ + 174, + 656, + 651, + 671 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "For the parametrization with respect to the bitwidth $b$ and maximum value $q _ { \\mathrm { m a x } }$ , (12) is given by ", + "bbox": [ + 174, + 681, + 799, + 696 + ], + "page_idx": 10 + }, + { + "type": "equation", + "img_path": "images/782c520de8f7ee505b2fba087d613d7d0d8260119cf996aea51c61274e2c3b05.jpg", + "text": "$$\n\\begin{array} { r } { q = Q _ { U } ( x ; b , q _ { \\operatorname* { m a x } } ) = \\operatorname { s i g n } ( x ) q _ { \\operatorname* { m a x } } \\{ \\frac { 1 } { 2 ^ { b - 1 } - 1 } \\lfloor | x | \\frac { 2 ^ { b - 1 } - 1 } { q _ { \\operatorname* { m a x } } } + \\frac { 1 } { 2 } \\rfloor \\ | x | \\leq q _ { \\operatorname* { m a x } } } \\\\ { 1 \\ ~ | x | > q _ { \\operatorname* { m a x } } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 251, + 704, + 743, + 747 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "and the derivatives are given by ", + "bbox": [ + 173, + 763, + 382, + 777 + ], + "page_idx": 10 + }, + { + "type": "equation", + "img_path": "images/c2751f5f6f7b2faf0630a66e9df1cff96d6ee9562b588ff02d46d6d67bfab626.jpg", + "text": "$$\n\\begin{array} { r l } & { \\frac { \\partial Q _ { U } ( x ; b , q _ { \\mathrm { m a x } } ) } { \\partial b } = \\mathrm { s i g n } ( x ) \\frac { 2 ^ { b - 1 } \\log 2 } { 2 ^ { b - 1 } - 1 } \\left\\{ { - \\frac { q _ { \\mathrm { m a x } } } { 2 ^ { b - 1 } - 1 } \\left[ | x | \\frac { 2 ^ { b - 1 } - 1 } { q _ { \\mathrm { m a x } } } + \\frac 1 2 \\right] + \\beta _ { 1 } } \\right. \\left| x \\right| \\leq q _ { \\mathrm { m a x } } } , \\ \\\\ & { \\frac { \\partial Q _ { U } ( x ; b , q _ { \\mathrm { m a x } } ) } { \\partial q _ { \\mathrm { m a x } } } = \\mathrm { s i g n } ( x ) \\frac { 1 } { q _ { \\mathrm { m a x } } } \\left\\{ \\frac { q _ { \\mathrm { m a x } } ^ { q _ { \\mathrm { m a x } } } } { 2 ^ { b - 1 } - 1 } \\left[ | x | \\frac { 2 ^ { b - 1 } - 1 } { q _ { \\mathrm { m a x } } } + \\frac 1 2 \\right] + \\beta _ { 2 } \\right. \\left. \\left| x \\right| \\leq q _ { \\mathrm { m a x } } \\right.} , \\\\ & { \\left. \\left. \\frac { \\partial { l } } { \\partial q _ { \\mathrm { m a x } } } \\right. \\left[ x \\right] > q _ { \\mathrm { m a x } } , \\right. } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 192, + 785, + 767, + 875 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "where $\\begin{array} { r } { \\beta _ { 1 } = \\frac { q _ { \\mathrm { m a x } } } { 2 ^ { b - 1 } \\log 2 } \\frac { \\partial \\left\\lfloor | x | \\frac { 2 ^ { b - 1 } - 1 } { q _ { \\mathrm { m a x } } } + \\frac { 1 } { 2 } \\right\\rfloor } { \\partial b } = | x | } \\end{array}$ and $\\begin{array} { r } { \\beta _ { 2 } = \\frac { q _ { \\mathrm { m a x } } ^ { 2 } } { 2 ^ { b - 1 } - 1 } \\frac { \\partial \\left\\lfloor | x | \\frac { 2 ^ { b - 1 } - 1 } { q _ { \\mathrm { m a x } } } + \\frac { 1 } { 2 } \\right\\rfloor } { \\partial q _ { \\mathrm { m a x } } } = - | x | } \\end{array}$ , if we use the straight-through gradient estimate for the floor function. ", + "bbox": [ + 176, + 882, + 823, + 925 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/2965a48fcc4bf26baa0916f7bad76cfef9300c553e4e519acf5cbc98abe150b3.jpg", + "image_caption": [ + "Figure 6: Examples of uniform quantizer $Q _ { U } ( x )$ and power-of-two quantizer $Q _ { P } ( x )$ for $b = 3$ bits " + ], + "image_footnote": [], + "bbox": [ + 266, + 111, + 733, + 248 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "A.1.3 CASE U3: PARAMETRIZATION WITH RESPECT TO $d$ AND $q _ { \\mathrm { M A X } }$ ", + "bbox": [ + 176, + 284, + 656, + 299 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Eq. (12) gives the quantization with respect to the step size $d$ and maximum value $q _ { \\mathrm { m a x } }$ . The derivatives are ", + "bbox": [ + 171, + 308, + 820, + 335 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/743f363d22f150cddeff135b41dd26caaf551ed7d5cc78df0621edfe9d14aaaa.jpg", + "text": "$$\n\\begin{array} { r l r } & { \\frac { \\partial Q _ { U } ( x ; d , q _ { \\mathrm { m a x } } ) } { \\partial d } = \\mathrm { s i g n } ( x ) \\frac { 1 } { d } \\left\\{ \\begin{array} { l l } { d \\left\\lfloor \\frac { | x | } { d } + \\frac { 1 } { 2 } \\right\\rfloor - | x | } & { | x | \\leq q _ { \\mathrm { m a x } } } \\\\ { 0 } & { | x | > q _ { \\mathrm { m a x } } } \\end{array} , \\right. } & \\\\ & { \\frac { \\partial Q _ { U } ( x ; d , q _ { \\mathrm { m a x } } ) } { \\partial q _ { \\mathrm { m a x } } } = \\mathrm { s i g n } ( x ) \\frac { 1 } { q _ { \\mathrm { m a x } } } \\left\\{ \\begin{array} { l l } { 0 } & { | x | \\leq q _ { \\mathrm { m a x } } } \\\\ { q _ { \\mathrm { m a x } } } & { | x | > q _ { \\mathrm { m a x } } } \\end{array} . \\right. } & \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 287, + 335, + 709, + 417 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "A.2 DERIVATIVES OF THE POWER-OF-TWO QUANTIZER ", + "text_level": 1, + "bbox": [ + 173, + 434, + 568, + 450 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Power-of-two quantization $Q _ { P } ( x ; \\theta )$ maps a real-valued number $x \\in \\mathbb { R }$ to a quantized value $q \\in$ $\\{ \\pm 2 ^ { k } : k \\in \\mathbb { Z } \\}$ by ", + "bbox": [ + 174, + 460, + 823, + 489 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/a2a354766dce97ee3797ebe6466407a54d716430fff699565496c24a83c9de28.jpg", + "text": "$$\nq = Q _ { P } ( x ; \\pmb \\theta ) = \\mathrm { s i g n } ( x ) \\left\\{ \\begin{array} { l l } { q _ { \\mathrm { m i n } } } & { | x | \\leq q _ { \\mathrm { m i n } } } \\\\ { 2 ^ { \\lfloor 0 . 5 + \\log _ { 2 } | x | \\rfloor } } & { q _ { \\mathrm { m i n } } < | x | \\leq q _ { \\mathrm { m a x } } } \\\\ { q _ { \\mathrm { m a x } } } & { | x | > q _ { \\mathrm { m a x } } } \\end{array} , \\right.\n$$", + "text_format": "latex", + "bbox": [ + 294, + 492, + 702, + 545 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "where $q _ { \\mathrm { m i n } }$ and $q _ { \\mathrm { m a x } }$ are the minimum and maximum (absolute) values of the quantizer for a bitwidth of $b$ bits. Fig. 6b shows the quantization curve for this quantization scheme. ", + "bbox": [ + 173, + 546, + 825, + 575 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Using the STE for the floor operation, the derivative $\\partial _ { x } Q _ { P } ( x ; \\theta )$ is given by ", + "bbox": [ + 176, + 580, + 676, + 597 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/e3b9d133917f79773e397101cb79d98dd1f2d0d6bce2a97232028440db167121.jpg", + "text": "$$\n\\partial _ { x } Q _ { P } ( x ) = \\left\\{ \\begin{array} { l l } { 0 } & { | x | \\le q _ { \\mathrm { m i n } } } \\\\ { \\frac { 2 ^ { \\lfloor 0 . 5 + \\log _ { 2 } \\lvert x \\rvert \\rfloor } } { \\lvert x \\rvert } } & { q _ { \\mathrm { m i n } } < \\lvert x \\rvert \\le q _ { \\mathrm { m a x } } } \\\\ { 0 } & { \\lvert x \\rvert > q _ { \\mathrm { m a x } } } \\end{array} \\right. .\n$$", + "text_format": "latex", + "bbox": [ + 336, + 598, + 661, + 655 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "The power-of-two quantization has the three parameters $\\theta = [ b , q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ]$ , which are dependent on each other, i.e., $q _ { \\operatorname* { m a x } } = 2 ^ { 2 ^ { b - 1 } - 1 } q _ { \\operatorname* { m i n } }$ . Therefore, we have again three different parametrizations with $\\pmb \\theta = [ b , q _ { \\mathrm { m i n } } ]$ , $\\pmb \\theta = [ b , q _ { \\mathrm { m a x } } ]$ or $\\theta = [ q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ]$ , respectively. The resulting partial derivatives for each parametrization are shown in Fig. 7 and summarized in the following sections. Similar to the uniform case, one parametrization $\\theta = [ q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ] )$ leads to a gradient with the nice form ", + "bbox": [ + 173, + 656, + 825, + 732 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/aae68a471fa173521ad702e637ac5cd25d227ad3588019019bedaef05f8d9494.jpg", + "text": "$$\n\\pmb { \\nabla } _ { \\theta } Q _ { P } ( x ; \\pmb { \\theta } ) = \\left[ \\partial _ { q _ { \\operatorname* { m a x } } } Q _ { U } ( x ; \\pmb { \\theta } ) \\right] = \\left\\{ \\begin{array} { l l } { [ 1 , 0 ] ^ { T } } & { | x | \\leq q _ { \\operatorname* { m i n } } } \\\\ { [ 0 , 0 ] ^ { T } } & { q _ { \\operatorname* { m i n } } < | x | \\leq q _ { \\operatorname* { m a x } } , } \\\\ { [ 0 , 1 ] ^ { T } } & { | x | > q _ { \\operatorname* { m a x } } } \\end{array} \\right.\n$$", + "text_format": "latex", + "bbox": [ + 279, + 733, + 718, + 786 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "which has a bounded gradient magnitude and independent components and is, hence, well suited for first order gradient based optimization. ", + "bbox": [ + 173, + 787, + 823, + 816 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "A.2.1 CASE P1: PARAMETRIZATION WITH RESPECT TO $b$ AND $q _ { \\mathrm { M A X } }$ ", + "text_level": 1, + "bbox": [ + 173, + 829, + 648, + 845 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "For the parametrization with $\\pmb \\theta = [ b , q _ { \\mathrm { m a x } } ]$ , (18) is given by ", + "bbox": [ + 173, + 853, + 560, + 871 + ], + "page_idx": 11 + }, + { + "type": "equation", + "img_path": "images/ee149cd4777c255598a8050056166a6612345607e2f78a0bf3a601a7e2961ac7.jpg", + "text": "$$\n\\begin{array} { r l } { Q _ { P } ( x ; b , q _ { \\mathrm { m a x } } ) = \\operatorname { s i g n } ( x ) \\left\\{ \\begin{array} { l l } { 2 ^ { - 2 ^ { b - 1 } + 1 } q _ { \\mathrm { m a x } } } & { \\left| x \\right| \\leq 2 ^ { - 2 ^ { b - 1 } + 1 } q _ { \\mathrm { m a x } } } \\\\ { 2 ^ { \\left\\lfloor 0 . 5 + \\log _ { 2 } \\left. x \\right. \\right\\rfloor } } & { 2 ^ { - 2 ^ { b - 1 } + 1 } q _ { \\mathrm { m a x } } < \\left| x \\right| \\leq q _ { \\mathrm { m a x } } } \\\\ { q _ { \\mathrm { m a x } } } & { \\left| x \\right| > q _ { \\mathrm { m a x } } } \\end{array} \\right. } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 230, + 871, + 766, + 929 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/70711d6c5e635952dc10a0a353ec3f442e98c7b613d86d4d62862e4459af0be4.jpg", + "image_caption": [ + "Figure 7: Derivatives for the three different parametrizations of $Q _ { P } ( x ; \\theta )$ " + ], + "image_footnote": [], + "bbox": [ + 176, + 114, + 820, + 257 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "and the partial derivatives are ", + "bbox": [ + 173, + 310, + 367, + 325 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/cea64f89f55e52f5e894394b459ccbf098025dee453d9e935beaae4cde0ea929.jpg", + "text": "$$\n\\frac { \\partial Q _ { P } ( x ; b , q _ { \\mathrm { m a x } } ) } { \\partial b } = \\mathrm { s i g n } ( x ) \\left\\{ \\begin{array} { l l } { - 2 ^ { - 2 ^ { b - 1 } + b } ( \\log 2 ) ^ { 2 } q _ { \\mathrm { m a x } } } & { | x | \\leq - 2 ^ { - 2 ^ { b - 1 } + 1 } q _ { \\mathrm { m a x } } } \\\\ { 0 } & { - 2 ^ { - 2 ^ { b - 1 } + 1 } q _ { \\mathrm { m a x } } < | x | \\leq q _ { \\mathrm { m a x } } } \\\\ { 0 } & { | x | > q _ { \\mathrm { m a x } } } \\end{array} \\right. ,\n$$", + "text_format": "latex", + "bbox": [ + 181, + 334, + 823, + 393 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/6f3080188c37acd7579064aa6676f6e1110236923fc77efff59f6cb5c7cbf8c8.jpg", + "text": "$$\n\\frac { \\partial Q _ { P } ( x ; b , q _ { \\mathrm { m a x } } ) } { \\partial q _ { \\mathrm { m a x } } } = \\mathrm { s i g n } ( x ) \\left\\{ \\begin{array} { l l } { 2 ^ { - 2 ^ { b - 1 } + 1 } } & { | x | \\leq - 2 ^ { - 2 ^ { b - 1 } + 1 } q _ { \\mathrm { m a x } } } \\\\ { 0 } & { - 2 ^ { - 2 ^ { b - 1 } + 1 } q _ { \\mathrm { m a x } } < | x | \\leq q _ { \\mathrm { m a x } } } \\\\ { 1 } & { | x | > q _ { \\mathrm { m a x } } } \\end{array} \\right. .\n$$", + "text_format": "latex", + "bbox": [ + 174, + 407, + 732, + 467 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "A.2.2 CASE P2: PARAMETRIZATION WITH RESPECT TO $b$ AND $q _ { \\mathrm { M I N } }$ ", + "bbox": [ + 173, + 482, + 645, + 498 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "For the parametrization with $\\pmb \\theta = [ b , q _ { \\mathrm { m i n } } ]$ , (18) is given by ", + "bbox": [ + 173, + 507, + 560, + 525 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/8d9c8573d1f7b30101b3629b225593d63b4cd80b037c11f94121799dbcb2d5cf.jpg", + "text": "$$\nQ _ { P } ( x ; b , q _ { \\mathrm { m i n } } ) = \\mathrm { s i g n } ( x ) \\left\\{ \\begin{array} { l c } { { q _ { \\mathrm { m i n } } } } & { { | x | \\leq q _ { \\mathrm { m i n } } } } \\\\ { { 2 ^ { \\left\\lfloor 0 . 5 + \\log _ { 2 } \\left. x \\right. \\right\\rfloor } } } & { { q _ { \\mathrm { m i n } } < | x | \\leq 2 ^ { 2 ^ { b - 1 } - 1 } q _ { \\mathrm { m i n } } } } \\\\ { { 2 ^ { 2 ^ { b - 1 } - 1 } q _ { \\mathrm { m i n } } } } & { { | x | > 2 ^ { 2 ^ { b - 1 } - 1 } q _ { \\mathrm { m i n } } } } \\end{array} \\right.\n$$", + "text_format": "latex", + "bbox": [ + 269, + 532, + 725, + 590 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "and the partial derivatives are ", + "bbox": [ + 173, + 599, + 369, + 614 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/2e86b2f29c8b6fece1964b91d6102fb18b8c9dd90915195f0ff593843ec8dcd9.jpg", + "text": "$$\n\\begin{array} { r l } & { \\frac { \\partial Q _ { P } ( x ; b , q _ { \\mathrm { m i n } } ) } { \\partial b } = \\mathrm { s i g n } ( x ) \\left\\{ \\begin{array} { l l } { 0 } & { | x | \\leq q _ { \\mathrm { m i n } } } \\\\ { 0 } & { q _ { \\mathrm { m i n } } < | x | \\leq 2 ^ { 2 ^ { b - 1 } - 1 } q _ { \\mathrm { m i n } } ~ , } \\\\ { 2 ^ { 2 ^ { b - 1 } + b - 2 } ( \\log 2 ) ^ { 2 } q _ { \\mathrm { m i n } } } & { | x | > 2 ^ { 2 ^ { 2 ^ { b - 1 } } - 1 } q _ { \\mathrm { m i n } } ~ , } \\end{array} \\right. } \\\\ & { \\frac { \\partial Q _ { P } ( x ; b , q _ { \\mathrm { m i n } } ) } { \\partial q _ { \\mathrm { m i n } } } = \\mathrm { s i g n } ( x ) \\left\\{ \\begin{array} { l l } { 1 } & { | x | \\leq q _ { \\mathrm { m i n } } } \\\\ { 0 } & { q _ { \\mathrm { m i n } } < | x | \\leq 2 ^ { 2 ^ { b - 1 } - 1 } q _ { \\mathrm { m i n } } ~ . } \\\\ { 2 ^ { 2 ^ { b - 1 } - 1 } } & { | x | > 2 ^ { 2 ^ { 2 ^ { b - 1 } } - 1 } q _ { \\mathrm { m i n } } } \\end{array} \\right. } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 214, + 623, + 750, + 741 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "A.2.3 CASE P3: PARAMETRIZATION WITH RESPECT TO $q _ { \\mathrm { M I N } } ~ \\mathrm { A N D } ~ q _ { \\mathrm { M A X } }$ ", + "text_level": 1, + "bbox": [ + 174, + 755, + 669, + 771 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Eq. (18) gives the parametrization of $Q ( x ; \\pmb \\theta )$ with respect to the minimum value $q _ { \\mathrm { m i n } }$ and maximum value $q _ { \\mathrm { m a x } }$ . The derivatives are ", + "bbox": [ + 173, + 780, + 820, + 810 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/372190f6e2cca9ce41aad853b469b30a94367353235b6672ac8487c2d0619f8a.jpg", + "text": "$$\n\\frac { \\partial Q _ { P } ( x ; q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ) } { \\partial q _ { \\mathrm { m i n } } } = \\mathrm { s i g n } ( x ) \\left\\{ 0 \\begin{array} { l l } { 1 } & { | x | \\leq q _ { \\mathrm { m i n } } } \\\\ { 0 } & { q _ { \\mathrm { m i n } } < | x | \\leq q _ { \\mathrm { m a x } } , } \\\\ { 0 } & { | x | > q _ { \\mathrm { m a x } } } \\end{array} \\right.\n$$", + "text_format": "latex", + "bbox": [ + 315, + 820, + 681, + 872 + ], + "page_idx": 12 + }, + { + "type": "equation", + "img_path": "images/fdb3f4433018bd2a101b4b08cf40f1b4aee2865cdacfa5d9a7b4dea01f07d25f.jpg", + "text": "$$\n\\frac { \\partial Q _ { P } ( x ; q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ) } { \\partial q _ { \\mathrm { m a x } } } = \\mathrm { s i g n } ( x ) \\left\\{ 0 \\begin{array} { l l } { { 0 } } & { { | x | \\leq q _ { \\mathrm { m i n } } } } \\\\ { { 0 } } & { { q _ { \\mathrm { m i n } } < | x | \\leq q _ { \\mathrm { m a x } } . } } \\\\ { { 1 } } & { { | x | > q _ { \\mathrm { m a x } } } } \\end{array} \\right.\n$$", + "text_format": "latex", + "bbox": [ + 315, + 876, + 683, + 928 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/5a18bd0d1de174d0d7a6eb7d4b6f31e045e08e828ece2ab7f86111ec606efa4d.jpg", + "image_caption": [ + "Figure 8: MSE surfaces for uniform quantization. Only U3 reaches the optimum $\\pmb { \\theta } ^ { * }$ . " + ], + "image_footnote": [], + "bbox": [ + 230, + 111, + 766, + 214 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/5498e06e6b203fbf846d9ab6df38a898eec73b6e40612a90d08d9bacbd644c70.jpg", + "image_caption": [ + "Figure 9: MSE surfaces for power-of-two quantization. Only P3 reaches the optimum $\\pmb { \\theta } ^ { * }$ . " + ], + "image_footnote": [], + "bbox": [ + 232, + 243, + 769, + 344 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "A.3 VISUALIZATION OF THE ERROR SURFACE FOR THE QUANTIZATION OF GAUSSIAN DATA ", + "bbox": [ + 171, + 386, + 813, + 400 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In Sec. 2.3 of the paper, we compared the three different parametrizations of the uniform quantizer at the example of optimal quantization of Gaussian data. To get a better understanding of Fig 3, we show how the error surfaces look like for this example problem. The experimental setup is the same as in Sec. 2.3, i.e., we use DQ to learn the optimal quantization parameters of a uniform and a power-of-two quantizer, which minimize the expected quantization error $\\mathrm { m i n } _ { \\pmb \\theta } \\mathrm { E } \\left[ \\left( \\boldsymbol x - \\dot { Q } ( \\boldsymbol x ; \\pmb \\theta ) \\right) ^ { 2 } \\right]$ . We use three different parametrizations, adapt the quantizer’s parameters with gradient descent and compare the convergence speed as well as the final quantization error. As an input, we generate $1 0 ^ { 4 }$ samples from $N ( 0 , 1 )$ . ", + "bbox": [ + 173, + 411, + 826, + 534 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Fig. 8 shows the corresponding error surfaces for the three different parametrizations of the uniform quantization. The red curve shows the path through the parameter space taken by gradient descent in order to optimize the MSE, starting with the initial values $b = 2$ , $d = q _ { \\mathrm { m a x } } = 1$ . The optimum $\\pmb { \\theta } ^ { * }$ is located at $b = 1 6$ , $d _ { \\approx } ^ { < 2 ^ { - 1 3 } }$ , $q _ { \\mathrm { m a x } } = 4$ , since we allow a maximal bitwidth of 16bit and the largest sample magnitude in our dataset is $\\operatorname* { m a x } \\{ x _ { 1 } , . . . , x _ { N } \\} \\lessapprox 4$ . In each of the cases U1-U3, the error surface is composed of steep ridges and large flat regions. The steep ridges force us to use small learning rates to avoid divergence. For cases U1 and U2, the optimal $\\pmb { \\theta } ^ { * }$ can not be reached. However, for U3, $\\pmb { \\theta } ^ { * }$ lies at the border of a flat region and can be easily reached. Furthermore, case U3 shows a much faster and more stable convergence without oscillation, since the gradient magnitudes are bounded and the error surface has fewer steep ridges where gradient descent starts oscillating. ", + "bbox": [ + 173, + 540, + 825, + 679 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Fig. 9 shows the corresponding error surfaces for the three different parametrizations of the power-oftwo quantization. Again, the optimum $\\pmb { \\theta } ^ { * }$ is not attained for two parametrizations, namely P1 and P2, as $\\pmb { \\theta } ^ { * }$ is surrounded by a large, mostly flat region. For these two cases, gradient descent tends to oscillate at steep ridges and tends to be unstable. However, gradient descent converges to a point close to $\\pmb { \\theta } ^ { * }$ for parametrization P3, where $\\theta = [ q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ]$ . ", + "bbox": [ + 174, + 685, + 825, + 757 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Finally, we also did a comparison of the different power-of-two quantizations on CIFAR-10. Fig. 10 shows the evolution of the training and validation error if we start from a random or a pre-trained float network initialization. We can observe that $\\theta = [ q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ]$ has the best convergence behavior and thus also results in the smallest validation error (cf. Table 1). The unstable behavior of P2 is expected as the derivative $\\frac { \\partial Q _ { P } } { \\partial q _ { \\mathrm { m i n } } }$ can take very large (absolute) values. ", + "bbox": [ + 174, + 762, + 825, + 837 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "A.4 FURTHER EXPERIMENTS WITH ADAM ", + "text_level": 1, + "bbox": [ + 174, + 854, + 483, + 869 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Finally, we did an experiment to verify that the parametrization is important, even if adaptive gradient descent methods like ADAM are used for optimization. Table 5 gives the results for a ResNet-20 trained on CIFAR-10. We observe, that again U3 and P3 are the best parametrizations. ", + "bbox": [ + 176, + 882, + 825, + 924 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/0f841edd978dab13292f473e9fbd1f531e62b7cd6b315639e03bc114532a2559.jpg", + "image_caption": [ + "Figure 10: ResNet-20 with power-of-two quantized weights and activations. " + ], + "image_footnote": [], + "bbox": [ + 176, + 102, + 818, + 205 + ], + "page_idx": 14 + }, + { + "type": "table", + "img_path": "images/1348a40f08cc29431e43eff7be7521cc04df81020aab59f8b0d90cc5bd83fa92.jpg", + "table_caption": [ + "Table 5: Error rate of ResNet-20 on CIFAR-10 using different quantization parametrizations. Training is done either by SGD with momentum or ADAM. " + ], + "table_footnote": [], + "table_body": "
ParametrizationSGD momentumADAM
U111.747.61
U27.447.85
U37.327.36
P115.357.54
P27.747.79
P37.407.40
", + "bbox": [ + 312, + 277, + 686, + 386 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "B IMPLEMENTATION DETAILS FOR DIFFERENTIABLE QUANTIZATION ", + "text_level": 1, + "bbox": [ + 173, + 410, + 753, + 426 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "The following code gives our differentiable quantizer implementation in NNabla (Sony). The source code for reproducing our results will be published after the review process has been finished. ", + "bbox": [ + 169, + 440, + 825, + 469 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "B.1 UNIFORM QUANTIZATION ", + "text_level": 1, + "bbox": [ + 174, + 104, + 397, + 117 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "B.1.1 CASE U1: PARAMETRIZATION WITH RESPECT TO b AND $d$ ", + "text_level": 1, + "bbox": [ + 173, + 130, + 632, + 143 + ], + "page_idx": 15 + }, + { + "type": "image", + "img_path": "images/c4c5a36edec52bb4489063a86c9d3b8c71ba46220e9ebd01689daa3456a69a5b.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 153, + 152, + 820, + 622 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "B.1.2 CASE U2: PARAMETRIZATION WITH RESPECT TO b AND $q _ { \\mathrm { M A X } }$ ", + "text_level": 1, + "bbox": [ + 173, + 103, + 651, + 118 + ], + "page_idx": 16 + }, + { + "type": "image", + "img_path": "images/26f916fbab56c87489f8f1c44d6abd30306cf5e81bdfc62ad87b2702d301267a.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ 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[], + "bbox": [ + 153, + 148, + 821, + 820 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "", + "bbox": [ + 187, + 814, + 581, + 823 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "B.2.2 CASE P2: PARAMETRIZATION WITH RESPECT TO b AND $q _ { \\mathrm { M I N } }$ ", + "text_level": 1, + "bbox": [ + 183, + 104, + 640, + 117 + ], + "page_idx": 19 + }, + { + "type": "image", + "img_path": "images/70697be6276cbcd758552d2e0d0a42aa17c0f24683439283f22ed10504aa1473.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 189, + 117, + 821, + 803 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "B.2.3 CASE P3: PARAMETRIZATION WITH RESPECT TO $q _ { \\mathrm { M I N } }$ AND qMAX", + "text_level": 1, + "bbox": [ + 183, + 104, + 663, + 117 + ], + "page_idx": 20 + }, + { + "type": "image", + "img_path": "images/4af7b14c0ac1ee3f5e944e1662c5527eb73ab4a9dd23b3994997ac399cfa6573.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 153, + 119, + 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We", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 383, + 505, + 395 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 505, + 395 + ], + "score": 1.0, + "content": "confirm our findings with experiments on CIFAR-10 and ImageNet and we obtain mixed precision", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 392, + 445, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 445, + 407 + ], + "score": 1.0, + "content": "DNNs with learned quantization parameters, achieving state-of-the-art performance.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 15 + }, + { + "type": "title", + "bbox": [ + 108, + 425, + 205, + 437 + ], + "lines": [ + { + "bbox": [ + 104, + 423, + 207, + 440 + ], + "spans": [ + { + "bbox": [ + 104, + 423, + 207, + 440 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21 + }, + { + "type": "text", + "bbox": [ + 107, + 450, + 505, + 516 + ], + "lines": [ + { + "bbox": [ + 105, + 449, + 505, + 464 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 246, + 464 + ], + "score": 1.0, + "content": "Quantized DNNs apply quantizers", + "type": "text" + }, + { + "bbox": [ + 246, + 450, + 331, + 462 + ], + "score": 0.92, + "content": "Q : \\mathbb { R } \\{ q _ { 1 } , . . . , q _ { I } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 449, + 505, + 464 + ], + "score": 1.0, + "content": "to discretize the weights and/or activations", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 460, + 506, + 474 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 506, + 474 + ], + "score": 1.0, + "content": "of a DNN (Han et al., 2015; Zhou et al., 2017; Li et al., 2016; Liu & Mattina, 2019; Cardinaux", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 471, + 506, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 506, + 485 + ], + "score": 1.0, + "content": "et al., 2018; Jain et al., 2019; Bai et al., 2018). They require considerably less memory and have a", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 482, + 506, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 339, + 496 + ], + "score": 1.0, + "content": "lower computational complexity, since discretized values", + "type": "text" + }, + { + "bbox": [ + 339, + 483, + 385, + 495 + ], + "score": 0.94, + "content": "\\{ q _ { 1 } , . . . , q _ { I } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 385, + 482, + 506, + 496 + ], + "score": 1.0, + "content": "can be stored, multiplied and", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 493, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 505, + 506 + ], + "score": 1.0, + "content": "accumulated efficiently. This is particularly relevant for inference on mobile or embedded devices", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 505, + 245, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 245, + 518 + ], + "score": 1.0, + "content": "with limited computational power.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24.5 + }, + { + "type": "text", + "bbox": [ + 106, + 522, + 505, + 664 + ], + "lines": [ + { + "bbox": [ + 106, + 522, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 106, + 522, + 505, + 534 + ], + "score": 1.0, + "content": "However, gradient based training of quantized DNNs is difficult, as the gradient of a quantization", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 532, + 505, + 545 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 505, + 545 + ], + "score": 1.0, + "content": "function vanishes almost everywhere, i.e., backpropagation through a quantized DNN almost always", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 543, + 489, + 556 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 489, + 556 + ], + "score": 1.0, + "content": "returns a zero gradient. 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As proposed in (Jang et al., 2016; Maddison et al., 2016; Louizos et al., 2019), the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 588, + 505, + 601 + ], + "spans": [ + { + "bbox": [ + 106, + 588, + 505, + 601 + ], + "score": 1.0, + "content": "categorical distribution can be relaxed to a concrete distribution – a smoothed approximation of the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 598, + 483, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 483, + 611 + ], + "score": 1.0, + "content": "categorical distribution – such that the ELBO becomes differentiable under reparametrization.", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 609, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 505, + 623 + ], + "score": 1.0, + "content": "A second possibility is to use the straight through estimator (STE) (Bengio et al., 2013). STE allows", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 620, + 505, + 633 + ], + "spans": [ + { + "bbox": [ + 106, + 620, + 505, + 633 + ], + "score": 1.0, + "content": "the gradients to be backpropagated through the quantizers and, thus, the network weights can be", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 631, + 506, + 644 + ], + "spans": [ + { + "bbox": [ + 105, + 631, + 506, + 644 + ], + "score": 1.0, + "content": "adapted with standard gradient descent (Hubara et al., 2016). 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In particular, mixed precision networks", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 305, + 506, + 318 + ], + "spans": [ + { + "bbox": [ + 105, + 305, + 506, + 318 + ], + "score": 1.0, + "content": "achieve better performance than networks with homogeneous bitwidth for the same size constraint.", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 317, + 505, + 328 + ], + "spans": [ + { + "bbox": [ + 106, + 317, + 505, + 328 + ], + "score": 1.0, + "content": "Since choosing the optimal bitwidths is not straight forward, training methods, which can learn", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 326, + 504, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 504, + 339 + ], + "score": 1.0, + "content": "them, are desirable. Differentiable quantization with straight-through gradients allows to learn the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 339, + 505, + 351 + ], + "spans": [ + { + "bbox": [ + 105, + 339, + 505, + 351 + ], + "score": 1.0, + "content": "quantizer’s parameters using gradient methods. We show that a suited parametrization of the quantizer", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 349, + 505, + 362 + ], + "spans": [ + { + "bbox": [ + 105, + 349, + 505, + 362 + ], + "score": 1.0, + "content": "is the key to achieve a stable training and a good final performance. Specifically, we propose to", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 360, + 506, + 372 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 506, + 372 + ], + "score": 1.0, + "content": "parametrize the quantizer with the step size and dynamic range. The bitwidth can then be inferred", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 371, + 505, + 383 + ], + "spans": [ + { + "bbox": [ + 105, + 371, + 505, + 383 + ], + "score": 1.0, + "content": "from them. Other parametrizations, which explicitly use the bitwidth, consistently perform worse. We", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 383, + 505, + 395 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 505, + 395 + ], + "score": 1.0, + "content": "confirm our findings with experiments on CIFAR-10 and ImageNet and we obtain mixed precision", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 392, + 445, + 407 + ], + "spans": [ + { + "bbox": [ + 105, + 392, + 445, + 407 + ], + "score": 1.0, + "content": "DNNs with learned quantization parameters, achieving state-of-the-art performance.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 15, + "bbox_fs": [ + 105, + 284, + 506, + 407 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 425, + 205, + 437 + ], + "lines": [ + { + "bbox": [ + 104, + 423, + 207, + 440 + ], + "spans": [ + { + "bbox": [ + 104, + 423, + 207, + 440 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21 + }, + { + "type": "text", + "bbox": [ + 107, + 450, + 505, + 516 + ], + "lines": [ + { + "bbox": [ + 105, + 449, + 505, + 464 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 246, + 464 + ], + "score": 1.0, + "content": "Quantized DNNs apply quantizers", + "type": "text" + }, + { + "bbox": [ + 246, + 450, + 331, + 462 + ], + "score": 0.92, + "content": "Q : \\mathbb { R } \\{ q _ { 1 } , . . . , q _ { I } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 449, + 505, + 464 + ], + "score": 1.0, + "content": "to discretize the weights and/or activations", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 460, + 506, + 474 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 506, + 474 + ], + "score": 1.0, + "content": "of a DNN (Han et al., 2015; Zhou et al., 2017; Li et al., 2016; Liu & Mattina, 2019; Cardinaux", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 471, + 506, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 506, + 485 + ], + "score": 1.0, + "content": "et al., 2018; Jain et al., 2019; Bai et al., 2018). They require considerably less memory and have a", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 482, + 506, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 339, + 496 + ], + "score": 1.0, + "content": "lower computational complexity, since discretized values", + "type": "text" + }, + { + "bbox": [ + 339, + 483, + 385, + 495 + ], + "score": 0.94, + "content": "\\{ q _ { 1 } , . . . , q _ { I } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 385, + 482, + 506, + 496 + ], + "score": 1.0, + "content": "can be stored, multiplied and", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 493, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 505, + 506 + ], + "score": 1.0, + "content": "accumulated efficiently. This is particularly relevant for inference on mobile or embedded devices", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 505, + 245, + 518 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 245, + 518 + ], + "score": 1.0, + "content": "with limited computational power.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24.5, + "bbox_fs": [ + 105, + 449, + 506, + 518 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 522, + 505, + 664 + ], + "lines": [ + { + "bbox": [ + 106, + 522, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 106, + 522, + 505, + 534 + ], + "score": 1.0, + "content": "However, gradient based training of quantized DNNs is difficult, as the gradient of a quantization", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 532, + 505, + 545 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 505, + 545 + ], + "score": 1.0, + "content": "function vanishes almost everywhere, i.e., backpropagation through a quantized DNN almost always", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 543, + 489, + 556 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 489, + 556 + ], + "score": 1.0, + "content": "returns a zero gradient. Different solutions to this problem have been proposed in the literature:", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 554, + 505, + 567 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 505, + 567 + ], + "score": 1.0, + "content": "A first possibility is to use DNNs with stochastic weights from a categorical distribution and to", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 565, + 506, + 578 + ], + "spans": [ + { + "bbox": [ + 105, + 565, + 506, + 578 + ], + "score": 1.0, + "content": "optimize the evidence lower bound (ELBO) to obtain an estimate of the posterior distribution of", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 576, + 505, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 576, + 505, + 590 + ], + "score": 1.0, + "content": "the weights. As proposed in (Jang et al., 2016; Maddison et al., 2016; Louizos et al., 2019), the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 588, + 505, + 601 + ], + "spans": [ + { + "bbox": [ + 106, + 588, + 505, + 601 + ], + "score": 1.0, + "content": "categorical distribution can be relaxed to a concrete distribution – a smoothed approximation of the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 598, + 483, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 598, + 483, + 611 + ], + "score": 1.0, + "content": "categorical distribution – such that the ELBO becomes differentiable under reparametrization.", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 609, + 505, + 623 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 505, + 623 + ], + "score": 1.0, + "content": "A second possibility is to use the straight through estimator (STE) (Bengio et al., 2013). STE allows", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 620, + 505, + 633 + ], + "spans": [ + { + "bbox": [ + 106, + 620, + 505, + 633 + ], + "score": 1.0, + "content": "the gradients to be backpropagated through the quantizers and, thus, the network weights can be", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 631, + 506, + 644 + ], + "spans": [ + { + "bbox": [ + 105, + 631, + 506, + 644 + ], + "score": 1.0, + "content": "adapted with standard gradient descent (Hubara et al., 2016). 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Therefore, STE based methods are more popular in practice.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 34, + "bbox_fs": [ + 105, + 522, + 506, + 666 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 670, + 505, + 714 + ], + "lines": [ + { + "bbox": [ + 106, + 670, + 506, + 682 + ], + "spans": [ + { + "bbox": [ + 106, + 670, + 506, + 682 + ], + "score": 1.0, + "content": "More recent research (Jain et al., 2019; Esser et al., 2019; Wang et al., 2018; Elthakeb et al., 2018)", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 681, + 506, + 694 + ], + "spans": [ + { + "bbox": [ + 105, + 681, + 506, + 694 + ], + "score": 1.0, + "content": "focuses on methods which can also learn the optimal quantization parameters, e.g., the stepsize,", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 692, + 505, + 704 + ], + "spans": [ + { + "bbox": [ + 105, + 692, + 505, + 704 + ], + "score": 1.0, + "content": "dynamic range and bitwidth, in parallel to the network weights. This is a promising approach as", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 703, + 507, + 716 + ], + "spans": [ + { + "bbox": [ + 105, + 703, + 507, + 716 + ], + "score": 1.0, + "content": "DNNs with learned quantization parameters almost always outperform DNNs with handcrafted ones.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 42.5, + "bbox_fs": [ + 105, + 670, + 507, + 716 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 137 + ], + "lines": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "score": 1.0, + "content": "Recently, and in parallel to our work, (Jain et al., 2019) explored the use of STE to define the gradient", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "with respect to the quantizers’s dynamic range. The authors applied a per-tensor quantization and", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 105, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 106, + 105, + 506, + 117 + ], + "score": 1.0, + "content": "used the dynamic range as an additional trainable parameter also learned with gradient descent.", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 115, + 506, + 128 + ], + "spans": [ + { + "bbox": [ + 106, + 115, + 506, + 128 + ], + "score": 1.0, + "content": "Similarly, (Esser et al., 2019) learned the stepsize using gradient descent. However, neither of them", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 293, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 293, + 139 + ], + "score": 1.0, + "content": "learned the optimal bitwidth of the quantizers.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 2 + }, + { + "type": "text", + "bbox": [ + 107, + 137, + 504, + 192 + ], + "lines": [ + { + "bbox": [ + 106, + 137, + 505, + 149 + ], + "spans": [ + { + "bbox": [ + 106, + 137, + 505, + 149 + ], + "score": 1.0, + "content": "One approach was proposed in (Wang et al., 2018; Elthakeb et al., 2018). They learn the bitwidth", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 147, + 506, + 161 + ], + "spans": [ + { + "bbox": [ + 105, + 147, + 506, + 161 + ], + "score": 1.0, + "content": "with reinforcement learning, i.e., they learn an optimal bitwidth assignment policy. Their experiments", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 158, + 505, + 173 + ], + "spans": [ + { + "bbox": [ + 105, + 158, + 505, + 173 + ], + "score": 1.0, + "content": "show that a DNN with a learned and heterogeneous bitwidth assignment outperforms quantized", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 169, + 505, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 169, + 505, + 183 + ], + "score": 1.0, + "content": "DNNs with a homogeneous bitwidth assignment. However, such methods have a high computational", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 181, + 503, + 194 + ], + "spans": [ + { + "bbox": [ + 106, + 181, + 503, + 194 + ], + "score": 1.0, + "content": "complexity as the bitwidth policy must be learned, which involves training many quantized DNNs.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 107, + 198, + 505, + 264 + ], + "lines": [ + { + "bbox": [ + 105, + 198, + 505, + 210 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 505, + 210 + ], + "score": 1.0, + "content": "In this paper, we will use the STE approach and show that the quantizer’s parameters, including the", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 209, + 505, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 505, + 221 + ], + "score": 1.0, + "content": "bitwidth, can be learned with gradient methods if a good parametrization is chosen. Specifically,", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 219, + 506, + 233 + ], + "spans": [ + { + "bbox": [ + 105, + 219, + 506, + 233 + ], + "score": 1.0, + "content": "we show that directly learning the bitwidth is not optimal. Instead, we propose to learn the stepsize", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 231, + 506, + 243 + ], + "spans": [ + { + "bbox": [ + 105, + 231, + 506, + 243 + ], + "score": 1.0, + "content": "and dynamic range. The bitwidth can then be inferred from them. Compared to (Wang et al., 2018;", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 242, + 505, + 255 + ], + "spans": [ + { + "bbox": [ + 105, + 242, + 505, + 255 + ], + "score": 1.0, + "content": "Elthakeb et al., 2018), our method has the advantage that training quantized DNNs has nearly the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 252, + 349, + 267 + ], + "spans": [ + { + "bbox": [ + 105, + 252, + 349, + 267 + ], + "score": 1.0, + "content": "same computational complexity as standard float32 training.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 12.5 + }, + { + "type": "text", + "bbox": [ + 108, + 270, + 248, + 281 + ], + "lines": [ + { + "bbox": [ + 106, + 268, + 249, + 283 + ], + "spans": [ + { + "bbox": [ + 106, + 268, + 249, + 283 + ], + "score": 1.0, + "content": "The contributions of this paper are:", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 107, + 281, + 505, + 325 + ], + "lines": [ + { + "bbox": [ + 119, + 280, + 507, + 294 + ], + "spans": [ + { + "bbox": [ + 119, + 280, + 507, + 294 + ], + "score": 1.0, + "content": "1. We show that there are three different parametrizations for uniform and power-of-two quantiza-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 291, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 106, + 291, + 506, + 304 + ], + "score": 1.0, + "content": "tion and that, in both cases, one of them has gradients particularly well suited to train quantized DNNs.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 302, + 505, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 505, + 316 + ], + "score": 1.0, + "content": "The other parametrizations have the problem of yielding gradients with an unbounded gradient norm", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 313, + 211, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 211, + 327 + ], + "score": 1.0, + "content": "and coupled components.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 18.5 + }, + { + "type": "text", + "bbox": [ + 107, + 325, + 505, + 368 + ], + "lines": [ + { + "bbox": [ + 119, + 324, + 505, + 338 + ], + "spans": [ + { + "bbox": [ + 119, + 324, + 505, + 338 + ], + "score": 1.0, + "content": "2. Using this parametrization, we are able to learn all quantization parameters for DNNs with", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 336, + 505, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 505, + 348 + ], + "score": 1.0, + "content": "per-tensor quantization and global memory constraints. 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For example, we train", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 380, + 505, + 391 + ], + "spans": [ + { + "bbox": [ + 105, + 380, + 505, + 391 + ], + "score": 1.0, + "content": "a heterogeneously quantized MobileNetV2 on ImageNet requiring a total of only 1.65MB to store the", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 391, + 505, + 402 + ], + "spans": [ + { + "bbox": [ + 106, + 391, + 505, + 402 + ], + "score": 1.0, + "content": "weights and only 0.57MB to store its largest feature map. This is equivalent to a homogenous 4bit", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 401, + 507, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 401, + 507, + 414 + ], + "score": 1.0, + "content": "quantization of both weights and activations. 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This is state-of-the-art for such a heavily quantized MobileNetV2.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 27.5 + }, + { + "type": "text", + "bbox": [ + 108, + 440, + 502, + 473 + ], + "lines": [ + { + "bbox": [ + 106, + 440, + 504, + 452 + ], + "spans": [ + { + "bbox": [ + 106, + 440, + 350, + 452 + ], + "score": 1.0, + "content": "We use the following notation throughout this paper: x, x,", + "type": "text" + }, + { + "bbox": [ + 350, + 441, + 361, + 451 + ], + "score": 0.31, + "content": "\\mathbf { X }", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 440, + 379, + 452 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 380, + 441, + 390, + 450 + ], + "score": 0.76, + "content": "_ { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 391, + 440, + 504, + 452 + ], + "score": 1.0, + "content": "denote a scalar, a (column)", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 451, + 504, + 464 + ], + "spans": [ + { + "bbox": [ + 106, + 451, + 394, + 463 + ], + "score": 1.0, + "content": "vector, a matrix and a tensor with three or four dimensions, respectively;", + "type": "text" + }, + { + "bbox": [ + 394, + 451, + 406, + 464 + ], + "score": 0.75, + "content": "\\lfloor . \\rfloor", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 451, + 504, + 463 + ], + "score": 1.0, + "content": "and d.e are the floor and", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 462, + 361, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 462, + 211, + 474 + ], + "score": 1.0, + "content": "ceiling operators. Finally,", + "type": "text" + }, + { + "bbox": [ + 212, + 462, + 228, + 474 + ], + "score": 0.89, + "content": "\\delta ( . )", + "type": "inline_equation" + }, + { + "bbox": [ + 228, + 462, + 361, + 474 + ], + "score": 1.0, + "content": "denotes the Dirac delta function.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 32 + }, + { + "type": "title", + "bbox": [ + 107, + 494, + 374, + 506 + ], + "lines": [ + { + "bbox": [ + 104, + 492, + 376, + 509 + ], + "spans": [ + { + "bbox": [ + 104, + 492, + 376, + 509 + ], + "score": 1.0, + "content": "2 CHOOSING A QUANTIZATION PARAMETRIZATION", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 106, + 520, + 505, + 631 + ], + "lines": [ + { + "bbox": [ + 104, + 519, + 506, + 534 + ], + "spans": [ + { + "bbox": [ + 104, + 519, + 122, + 534 + ], + "score": 1.0, + "content": "Let", + "type": "text" + }, + { + "bbox": [ + 123, + 520, + 155, + 533 + ], + "score": 0.92, + "content": "Q ( x ; \\pmb \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 519, + 296, + 534 + ], + "score": 1.0, + "content": "be a quantizer with the parameters", + "type": "text" + }, + { + "bbox": [ + 297, + 521, + 303, + 531 + ], + "score": 0.75, + "content": "\\pmb { \\theta }", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 519, + 357, + 534 + ], + "score": 1.0, + "content": ", which maps", + "type": "text" + }, + { + "bbox": [ + 358, + 521, + 384, + 531 + ], + "score": 0.91, + "content": "x \\in \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 519, + 457, + 534 + ], + "score": 1.0, + "content": "to discrete values", + "type": "text" + }, + { + "bbox": [ + 457, + 520, + 503, + 533 + ], + "score": 0.93, + "content": "\\{ q _ { 1 } , . . . , q _ { I } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 519, + 506, + 534 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 531, + 506, + 544 + ], + "spans": [ + { + "bbox": [ + 105, + 531, + 329, + 544 + ], + "score": 1.0, + "content": "In this section, we compare different parametrizations of", + "type": "text" + }, + { + "bbox": [ + 329, + 532, + 361, + 543 + ], + "score": 0.93, + "content": "Q ( x ; \\pmb \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 531, + 506, + 544 + ], + "score": 1.0, + "content": "for uniform quantization and power-", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 542, + 506, + 555 + ], + "spans": [ + { + "bbox": [ + 106, + 542, + 506, + 555 + ], + "score": 1.0, + "content": "of-two quantization and analyze how well the corresponding straight-through gradient estimates", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 107, + 552, + 506, + 567 + ], + "spans": [ + { + "bbox": [ + 107, + 554, + 149, + 565 + ], + "score": 0.93, + "content": "\\partial _ { x } Q ( x ; \\pmb \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 150, + 552, + 168, + 567 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 168, + 553, + 214, + 565 + ], + "score": 0.93, + "content": "\\nabla _ { \\boldsymbol { \\theta } } Q ( x ; \\boldsymbol { \\theta } )", + "type": "inline_equation" + }, + { + "bbox": [ + 215, + 552, + 405, + 567 + ], + "score": 1.0, + "content": "are suited to optimize the quantizer parameters", + "type": "text" + }, + { + "bbox": [ + 405, + 554, + 412, + 563 + ], + "score": 0.77, + "content": "\\pmb \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 412, + 552, + 506, + 567 + ], + "score": 1.0, + "content": ". Our key result is, that", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 104, + 563, + 506, + 578 + ], + "spans": [ + { + "bbox": [ + 104, + 563, + 506, + 578 + ], + "score": 1.0, + "content": "the training of quantized DNNs which learns both, the optimal quantized weights and the optimal", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 575, + 507, + 588 + ], + "spans": [ + { + "bbox": [ + 104, + 575, + 207, + 588 + ], + "score": 1.0, + "content": "quantization parameters", + "type": "text" + }, + { + "bbox": [ + 207, + 576, + 214, + 585 + ], + "score": 0.72, + "content": "\\pmb \\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 214, + 575, + 507, + 588 + ], + "score": 1.0, + "content": ", is very sensitive to the choice of the parametrization of the quantizers.", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 104, + 585, + 506, + 600 + ], + "spans": [ + { + "bbox": [ + 104, + 585, + 402, + 600 + ], + "score": 1.0, + "content": "From an optimization point of view, it is best to parametrize the quantizer", + "type": "text" + }, + { + "bbox": [ + 402, + 586, + 434, + 598 + ], + "score": 0.93, + "content": "Q ( x ; \\pmb \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 585, + 506, + 600 + ], + "score": 1.0, + "content": "with the stepsize", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 107, + 595, + 506, + 613 + ], + "spans": [ + { + "bbox": [ + 107, + 598, + 113, + 607 + ], + "score": 0.77, + "content": "d", + "type": "inline_equation" + }, + { + "bbox": [ + 114, + 595, + 213, + 613 + ], + "score": 1.0, + "content": "and the dynamic range", + "type": "text" + }, + { + "bbox": [ + 213, + 599, + 231, + 609 + ], + "score": 0.86, + "content": "q _ { \\mathrm { m a x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 232, + 595, + 506, + 613 + ], + "score": 1.0, + "content": "as it leads to gradients with stable norms. Doing so, we can use", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 609, + 506, + 620 + ], + "spans": [ + { + "bbox": [ + 106, + 609, + 506, + 620 + ], + "score": 1.0, + "content": "standard gradient descent to learn the quantization parameters and do not need to use stochastic or", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 619, + 390, + 632 + ], + "spans": [ + { + "bbox": [ + 105, + 619, + 390, + 632 + ], + "score": 1.0, + "content": "reinforcement based algorithms, which are computationally expensive.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 39.5 + }, + { + "type": "title", + "bbox": [ + 108, + 648, + 424, + 659 + ], + "lines": [ + { + "bbox": [ + 106, + 647, + 424, + 660 + ], + "spans": [ + { + "bbox": [ + 106, + 647, + 424, + 660 + ], + "score": 1.0, + "content": "2.1 PARAMETRIZATION AND STRAIGHT THROUGH GRADIENT ESTIMATES", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 45 + }, + { + "type": "text", + "bbox": [ + 106, + 669, + 504, + 693 + ], + "lines": [ + { + "bbox": [ + 104, + 668, + 505, + 683 + ], + "spans": [ + { + "bbox": [ + 104, + 668, + 239, + 683 + ], + "score": 1.0, + "content": "A symmetric uniform quantizer", + "type": "text" + }, + { + "bbox": [ + 240, + 670, + 279, + 681 + ], + "score": 0.92, + "content": "Q _ { U } ( x ; \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 668, + 384, + 683 + ], + "score": 1.0, + "content": "which maps a real value", + "type": "text" + }, + { + "bbox": [ + 384, + 670, + 412, + 680 + ], + "score": 0.91, + "content": "x \\in \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 413, + 668, + 454, + 683 + ], + "score": 1.0, + "content": "to one of", + "type": "text" + }, + { + "bbox": [ + 455, + 670, + 505, + 680 + ], + "score": 0.89, + "content": "I = 2 k + 1", + "type": "inline_equation" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 680, + 315, + 694 + ], + "spans": [ + { + "bbox": [ + 105, + 680, + 175, + 694 + ], + "score": 1.0, + "content": "quantized values", + "type": "text" + }, + { + "bbox": [ + 176, + 681, + 272, + 693 + ], + "score": 0.93, + "content": "q \\in \\{ - k d , . . . , 0 , . . . , k d \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 272, + 680, + 315, + 694 + ], + "score": 1.0, + "content": "computes", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 46.5 + }, + { + "type": "interline_equation", + "bbox": [ + 197, + 700, + 413, + 735 + ], + "lines": [ + { + "bbox": [ + 197, + 700, + 413, + 735 + ], + "spans": [ + { + "bbox": [ + 197, + 700, + 413, + 735 + ], + "score": 0.93, + "content": "\\begin{array} { r } { q = Q _ { U } ( x ; \\theta ) = \\mathrm { s i g n } ( x ) \\left\\{ \\begin{array} { l l } { d \\left\\lfloor \\frac { | x | } { d } + \\frac { 1 } { 2 } \\right\\rfloor } & { | x | \\le q _ { \\mathrm { m a x } } } \\\\ { q _ { \\mathrm { m a x } } } & { | x | > q _ { \\mathrm { m a x } } } \\end{array} \\right. , } \\end{array}", + "type": "interline_equation", + "image_path": "84cd552165782aa6165e5cd4e3bb941dd8233545c12bcdff9315ccf0ae47828e.jpg" + } + ] + } + ], + "index": 48.5, + "virtual_lines": [ + { + "bbox": [ + 197, + 700, + 413, + 717.5 + ], + "spans": [], + "index": 48 + }, + { + "bbox": [ + 197, + 717.5, + 413, + 735.0 + ], + "spans": [], + "index": 49 + } + ] + } + ], + "page_idx": 1, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 763 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 763 + ], + "score": 1.0, + "content": "2", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 137 + ], + "lines": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 505, + 95 + ], + "score": 1.0, + "content": "Recently, and in parallel to our work, (Jain et al., 2019) explored the use of STE to define the gradient", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "with respect to the quantizers’s dynamic range. The authors applied a per-tensor quantization and", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 105, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 106, + 105, + 506, + 117 + ], + "score": 1.0, + "content": "used the dynamic range as an additional trainable parameter also learned with gradient descent.", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 115, + 506, + 128 + ], + "spans": [ + { + "bbox": [ + 106, + 115, + 506, + 128 + ], + "score": 1.0, + "content": "Similarly, (Esser et al., 2019) learned the stepsize using gradient descent. However, neither of them", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 293, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 293, + 139 + ], + "score": 1.0, + "content": "learned the optimal bitwidth of the quantizers.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 2, + "bbox_fs": [ + 105, + 83, + 506, + 139 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 137, + 504, + 192 + ], + "lines": [ + { + "bbox": [ + 106, + 137, + 505, + 149 + ], + "spans": [ + { + "bbox": [ + 106, + 137, + 505, + 149 + ], + "score": 1.0, + "content": "One approach was proposed in (Wang et al., 2018; Elthakeb et al., 2018). They learn the bitwidth", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 147, + 506, + 161 + ], + "spans": [ + { + "bbox": [ + 105, + 147, + 506, + 161 + ], + "score": 1.0, + "content": "with reinforcement learning, i.e., they learn an optimal bitwidth assignment policy. Their experiments", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 158, + 505, + 173 + ], + "spans": [ + { + "bbox": [ + 105, + 158, + 505, + 173 + ], + "score": 1.0, + "content": "show that a DNN with a learned and heterogeneous bitwidth assignment outperforms quantized", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 169, + 505, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 169, + 505, + 183 + ], + "score": 1.0, + "content": "DNNs with a homogeneous bitwidth assignment. 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Specifically,", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 219, + 506, + 233 + ], + "spans": [ + { + "bbox": [ + 105, + 219, + 506, + 233 + ], + "score": 1.0, + "content": "we show that directly learning the bitwidth is not optimal. Instead, we propose to learn the stepsize", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 231, + 506, + 243 + ], + "spans": [ + { + "bbox": [ + 105, + 231, + 506, + 243 + ], + "score": 1.0, + "content": "and dynamic range. The bitwidth can then be inferred from them. Compared to (Wang et al., 2018;", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 242, + 505, + 255 + ], + "spans": [ + { + "bbox": [ + 105, + 242, + 505, + 255 + ], + "score": 1.0, + "content": "Elthakeb et al., 2018), our method has the advantage that training quantized DNNs has nearly the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 252, + 349, + 267 + ], + "spans": [ + { + "bbox": [ + 105, + 252, + 349, + 267 + ], + "score": 1.0, + "content": "same computational complexity as standard float32 training.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 12.5, + "bbox_fs": [ + 105, + 198, + 506, + 267 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 270, + 248, + 281 + ], + "lines": [ + { + "bbox": [ + 106, + 268, + 249, + 283 + ], + "spans": [ + { + "bbox": [ + 106, + 268, + 249, + 283 + ], + "score": 1.0, + "content": "The contributions of this paper are:", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 16, + "bbox_fs": [ + 106, + 268, + 249, + 283 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 281, + 505, + 325 + ], + "lines": [ + { + "bbox": [ + 119, + 280, + 507, + 294 + ], + "spans": [ + { + "bbox": [ + 119, + 280, + 507, + 294 + ], + "score": 1.0, + "content": "1. We show that there are three different parametrizations for uniform and power-of-two quantiza-", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 291, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 106, + 291, + 506, + 304 + ], + "score": 1.0, + "content": "tion and that, in both cases, one of them has gradients particularly well suited to train quantized DNNs.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 302, + 505, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 505, + 316 + ], + "score": 1.0, + "content": "The other parametrizations have the problem of yielding gradients with an unbounded gradient norm", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 313, + 211, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 211, + 327 + ], + "score": 1.0, + "content": "and coupled components.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 18.5, + "bbox_fs": [ + 105, + 280, + 507, + 327 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 325, + 505, + 368 + ], + "lines": [ + { + "bbox": [ + 119, + 324, + 505, + 338 + ], + "spans": [ + { + "bbox": [ + 119, + 324, + 505, + 338 + ], + "score": 1.0, + "content": "2. 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In this work, we follow this idea and define the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 357, + 507, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 145, + 370 + ], + "score": 1.0, + "content": "gradients", + "type": "text" + }, + { + "bbox": [ + 145, + 357, + 192, + 369 + ], + "score": 0.94, + "content": "\\nabla _ { x } Q ( x ; \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 192, + 357, + 210, + 370 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 210, + 357, + 256, + 369 + ], + "score": 0.93, + "content": "\\nabla _ { \\boldsymbol { \\theta } } Q ( x ; \\boldsymbol { \\theta } )", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 357, + 507, + 370 + ], + "score": 1.0, + "content": ", using STE whenever we need to differentiate a floor operation.", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 367, + 315, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 367, + 315, + 381 + ], + "score": 1.0, + "content": "We refer to this as differentiable quantization (DQ).", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 14.5 + }, + { + "type": "text", + "bbox": [ + 106, + 384, + 505, + 429 + ], + "lines": [ + { + "bbox": [ + 104, + 384, + 506, + 398 + ], + "spans": [ + { + "bbox": [ + 104, + 384, + 343, + 398 + ], + "score": 1.0, + "content": "An important observation from (1) is that the parameters", + "type": "text" + }, + { + "bbox": [ + 343, + 384, + 411, + 397 + ], + "score": 0.93, + "content": "\\pmb { \\theta } = [ d , q _ { \\mathrm { m a x } } , b ] ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 412, + 384, + 506, + 398 + ], + "score": 1.0, + "content": "of a quantizer depend", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 103, + 393, + 507, + 409 + ], + "spans": [ + { + "bbox": [ + 103, + 393, + 187, + 409 + ], + "score": 1.0, + "content": "on each other, i.e.,", + "type": "text" + }, + { + "bbox": [ + 187, + 395, + 271, + 407 + ], + "score": 0.92, + "content": "q _ { \\operatorname* { m a x } } = ( 2 ^ { b - 1 } - 1 ) d", + "type": "inline_equation" + }, + { + "bbox": [ + 272, + 393, + 507, + 409 + ], + "score": 1.0, + "content": ". This means, that we can choose from three equivalent", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 406, + 506, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 406, + 186, + 420 + ], + "score": 1.0, + "content": "parametrizations of", + "type": "text" + }, + { + "bbox": [ + 187, + 407, + 225, + 418 + ], + "score": 0.91, + "content": "Q _ { U } ( x ; \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 406, + 296, + 420 + ], + "score": 1.0, + "content": ": Case “U1” with", + "type": "text" + }, + { + "bbox": [ + 297, + 406, + 342, + 419 + ], + "score": 0.93, + "content": "\\pmb { \\theta } = [ b , d ] ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 406, + 410, + 420 + ], + "score": 1.0, + "content": ", case “U2” with", + "type": "text" + }, + { + "bbox": [ + 410, + 406, + 467, + 419 + ], + "score": 0.93, + "content": "\\pmb { \\theta } = [ b , q _ { \\mathrm { m a x } } ] ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 467, + 406, + 506, + 420 + ], + "score": 1.0, + "content": "and case", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 104, + 415, + 384, + 432 + ], + "spans": [ + { + "bbox": [ + 104, + 415, + 149, + 432 + ], + "score": 1.0, + "content": "“U3” with", + "type": "text" + }, + { + "bbox": [ + 149, + 417, + 207, + 430 + ], + "score": 0.92, + "content": "\\pmb { \\theta } = [ d , q _ { \\mathrm { m a x } } ] ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 208, + 415, + 384, + 432 + ], + "score": 1.0, + "content": ". Interestingly, they differ in their gradients:", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 18.5 + }, + { + "type": "text", + "bbox": [ + 119, + 429, + 455, + 441 + ], + "lines": [ + { + "bbox": [ + 120, + 427, + 457, + 443 + ], + "spans": [ + { + "bbox": [ + 120, + 427, + 144, + 443 + ], + "score": 1.0, + "content": "Case", + "type": "text" + }, + { + "bbox": [ + 144, + 429, + 156, + 439 + ], + "score": 0.38, + "content": "U I", + "type": "inline_equation" + }, + { + "bbox": [ + 156, + 427, + 288, + 443 + ], + "score": 1.0, + "content": ": Parametrization with respect to", + "type": "text" + }, + { + "bbox": [ + 289, + 428, + 334, + 441 + ], + "score": 0.93, + "content": "\\pmb { \\theta } = [ b , d ] ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 334, + 427, + 362, + 443 + ], + "score": 1.0, + "content": ", using", + "type": "text" + }, + { + "bbox": [ + 362, + 429, + 432, + 441 + ], + "score": 0.93, + "content": "q _ { \\operatorname* { m a x } } = q _ { \\operatorname* { m a x } } ( b , d )", + "type": "inline_equation" + }, + { + "bbox": [ + 433, + 427, + 457, + 443 + ], + "score": 1.0, + "content": "gives", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21 + }, + { + "type": "interline_equation", + "bbox": [ + 141, + 446, + 469, + 500 + ], + "lines": [ + { + "bbox": [ + 141, + 446, + 469, + 500 + ], + "spans": [ + { + "bbox": [ + 141, + 446, + 469, + 500 + ], + "score": 0.95, + "content": "\\nabla _ { \\theta } Q _ { U } ( x ; 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This leads to", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 9, + "bbox_fs": [ + 105, + 236, + 507, + 298 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 244, + 302, + 367, + 330 + ], + "lines": [ + { + "bbox": [ + 244, + 302, + 367, + 330 + ], + "spans": [ + { + "bbox": [ + 244, + 302, + 367, + 330 + ], + "score": 0.94, + "content": "\\partial _ { x } Q _ { U } ( x ) = \\left\\{ 1 \\ \\begin{array} { l l } { { | x | \\leq q _ { \\mathrm { m a x } } } } \\\\ { { 0 } } & { { | x | > q _ { \\mathrm { m a x } } } } \\end{array} , \\right.", + "type": "interline_equation", + "image_path": "8033c12eeb4a7d1b2a10c89de3baa5e9d861d449833e4b1c6d446ae4fa48b18a.jpg" + } + ] + } + ], + "index": 12, + "virtual_lines": [ + { + "bbox": [ + 244, + 302, + 367, + 330 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 334, + 506, + 380 + ], + "lines": [ + { + "bbox": [ + 105, + 334, + 506, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 284, + 348 + ], + "score": 1.0, + "content": "which is non-zero in the interesting region", + "type": "text" + }, + { + "bbox": [ + 284, + 334, + 331, + 347 + ], + "score": 0.91, + "content": "| x | \\leq q _ { \\mathrm { m a x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 331, + 334, + 506, + 348 + ], + "score": 1.0, + "content": "and which turned out to be very useful to", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 346, + 505, + 358 + ], + "spans": [ + { + "bbox": [ + 106, + 346, + 505, + 358 + ], + "score": 1.0, + "content": "train quantized DNNs in practice (Yin et al., 2019). 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\\pmb { \\theta } ) \\right] = \\left\\{ \\begin{array} { l l } { [ 1 , 0 ] ^ { T } } & { | x | \\leq q _ { \\operatorname* { m i n } } } \\\\ { [ 0 , 0 ] ^ { T } } & { q _ { \\operatorname* { m i n } } < | x | \\leq q _ { \\operatorname* { m a x } } , } \\\\ { [ 0 , 1 ] ^ { T } } & { | x | > q _ { \\operatorname* { m a x } } } \\end{array} \\right.", + "type": "interline_equation", + "image_path": "e11c74c7f651098a739807845acd608d80e76e7c2e4af3c37b5b326613d6c331.jpg" + } + ] + } + ], + "index": 30, + "virtual_lines": [ + { + "bbox": [ + 171, + 489, + 440, + 503.3333333333333 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 171, + 503.3333333333333, + 440, + 517.6666666666666 + ], + "spans": [], + "index": 30 + }, + { + "bbox": [ + 171, + 517.6666666666666, + 440, + 532.0 + ], + "spans": [], + "index": 31 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 536, + 505, + 559 + ], + "lines": [ + { + "bbox": [ + 105, + 536, + 505, + 549 + ], + "spans": [ + { + "bbox": [ + 105, + 536, + 505, + 549 + ], + "score": 1.0, + "content": "which has again a bounded gradient magnitude and independent components and is, hence, best", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 547, + 304, + 560 + ], + "spans": [ + { + "bbox": [ + 105, + 547, + 304, + 560 + ], + "score": 1.0, + "content": "suited for first order gradient based optimization.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 32.5, + "bbox_fs": [ + 105, + 536, + 505, + 560 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 572, + 216, + 583 + ], + "lines": [ + { + "bbox": [ + 105, + 570, + 216, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 570, + 209, + 585 + ], + "score": 1.0, + "content": "2.2 CONSTRAINTS ON", + "type": "text" + }, + { + "bbox": [ + 209, + 573, + 216, + 582 + ], + "score": 0.52, + "content": "\\theta", + "type": "inline_equation" + } + ], + "index": 34 + } + ], + "index": 34 + }, + { + "type": "text", + "bbox": [ + 106, + 592, + 505, + 648 + ], + "lines": [ + { + "bbox": [ + 106, + 592, + 504, + 604 + ], + "spans": [ + { + "bbox": [ + 106, + 592, + 504, + 604 + ], + "score": 1.0, + "content": "In practice, for an efficient hardware implementation, we need to ensure that the quantization", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 603, + 505, + 616 + ], + "spans": [ + { + "bbox": [ + 105, + 603, + 505, + 616 + ], + "score": 1.0, + "content": "parameters only take specific discrete values: for uniform quantization, only integer values are", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 614, + 506, + 628 + ], + "spans": [ + { + "bbox": [ + 106, + 614, + 203, + 628 + ], + "score": 1.0, + "content": "allowed for the bitwidth", + "type": "text" + }, + { + "bbox": [ + 204, + 615, + 209, + 624 + ], + "score": 0.64, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 210, + 614, + 277, + 628 + ], + "score": 1.0, + "content": ", and the stepsize", + "type": "text" + }, + { + "bbox": [ + 278, + 615, + 285, + 624 + ], + "score": 0.73, + "content": "d", + "type": "inline_equation" + }, + { + "bbox": [ + 285, + 614, + 506, + 628 + ], + "score": 1.0, + "content": "must be a power-of-two, see e.g. (Jain et al., 2019); for", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 625, + 506, + 638 + ], + "spans": [ + { + "bbox": [ + 105, + 625, + 506, + 638 + ], + "score": 1.0, + "content": "power-of-two quantization, the bitwidth must be an integer, and the minimum and maximum absolute", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 636, + 285, + 650 + ], + "spans": [ + { + "bbox": [ + 106, + 636, + 133, + 650 + ], + "score": 1.0, + "content": "values", + "type": "text" + }, + { + "bbox": [ + 134, + 638, + 151, + 648 + ], + "score": 0.86, + "content": "q _ { \\mathrm { m i n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 636, + 169, + 650 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 169, + 638, + 187, + 648 + ], + "score": 0.88, + "content": "q _ { \\mathrm { m a x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 188, + 636, + 285, + 650 + ], + "score": 1.0, + "content": "must be powers-of-two.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 37, + "bbox_fs": [ + 105, + 592, + 506, + 650 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 653, + 505, + 687 + ], + "lines": [ + { + "bbox": [ + 105, + 652, + 505, + 666 + ], + "spans": [ + { + "bbox": [ + 105, + 652, + 505, + 666 + ], + "score": 1.0, + "content": "We fulfill these constraints by rounding the parameters in the forward pass to the closest integer or", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 664, + 505, + 677 + ], + "spans": [ + { + "bbox": [ + 105, + 664, + 505, + 677 + ], + "score": 1.0, + "content": "power-of-two value. In the backward pass we update the original float values, i.e., we used again the", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 675, + 235, + 688 + ], + "spans": [ + { + "bbox": [ + 106, + 675, + 235, + 688 + ], + "score": 1.0, + "content": "STE to propagate the gradients.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 41, + "bbox_fs": [ + 105, + 652, + 505, + 688 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 699, + 379, + 711 + ], + "lines": [ + { + "bbox": [ + 105, + 699, + 380, + 713 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 380, + 713 + ], + "score": 1.0, + "content": "2.3 EXPERIMENTAL COMPARISON OF DQ PARAMETRIZATIONS", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 43 + }, + { + "type": "text", + "bbox": [ + 107, + 720, + 401, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 719, + 403, + 735 + ], + "spans": [ + { + "bbox": [ + 105, + 719, + 403, + 735 + ], + "score": 1.0, + "content": "In the following we compare the parametrizations using two experiments.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 44, + "bbox_fs": [ + 105, + 719, + 403, + 735 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 121, + 64, + 493, + 154 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 121, + 64, + 493, + 154 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 121, + 64, + 493, + 154 + ], + "spans": [ + { + "bbox": [ + 121, + 64, + 493, + 154 + ], + "score": 0.97, + "type": "image", + "image_path": "52aec8e369e471d8948172d69713c5615367f9c69c6f3435d341a2284596c712.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 121, + 64, + 493, + 94.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 121, + 94.0, + 493, + 124.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 121, + 124.0, + 493, + 154.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 158, + 506, + 181 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 158, + 506, + 171 + ], + "spans": [ + { + "bbox": [ + 106, + 158, + 285, + 171 + ], + "score": 1.0, + "content": "Figure 3: MSE for quantizing Gaussian data", + "type": "text" + }, + { + "bbox": [ + 286, + 158, + 337, + 170 + ], + "score": 0.93, + "content": "x \\sim N ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 337, + 158, + 506, + 171 + ], + "score": 1.0, + "content": "with uniform and power-of-two quantiza-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 169, + 474, + 182 + ], + "spans": [ + { + "bbox": [ + 105, + 169, + 474, + 182 + ], + "score": 1.0, + "content": "tion. Parametrizations “U3” and “P3” converge to the lowest MSE without any oscillations.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3.5 + } + ], + "index": 2.25 + }, + { + "type": "text", + "bbox": [ + 106, + 200, + 506, + 277 + ], + "lines": [ + { + "bbox": [ + 105, + 200, + 506, + 213 + ], + "spans": [ + { + "bbox": [ + 105, + 200, + 506, + 213 + ], + "score": 1.0, + "content": "1) Quantization of Gaussian data In our first experiment we use DQ to learn the optimal quantiza-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 210, + 506, + 224 + ], + "spans": [ + { + "bbox": [ + 105, + 210, + 174, + 224 + ], + "score": 1.0, + "content": "tion parameters", + "type": "text" + }, + { + "bbox": [ + 175, + 212, + 186, + 221 + ], + "score": 0.85, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 187, + 210, + 396, + 224 + ], + "score": 1.0, + "content": "which minimize the mean squared error (MSE)", + "type": "text" + }, + { + "bbox": [ + 396, + 210, + 481, + 224 + ], + "score": 0.9, + "content": "\\mathrm { E } \\left[ \\textstyle { \\frac { 1 } { 2 } } ( Q ( x ; \\mathbf { \\dot { \\theta } } ) - x ) ^ { \\cdot } 2 \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 482, + 210, + 506, + 224 + ], + "score": 1.0, + "content": "with", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 222, + 506, + 236 + ], + "spans": [ + { + "bbox": [ + 105, + 222, + 506, + 236 + ], + "score": 1.0, + "content": "gradient descent and compare the convergence speed for three possible parametrizations of a", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 233, + 505, + 246 + ], + "spans": [ + { + "bbox": [ + 105, + 233, + 443, + 246 + ], + "score": 1.0, + "content": "uniform and power-of-two quantizer. We choose this example as the gradient", + "type": "text" + }, + { + "bbox": [ + 444, + 233, + 505, + 245 + ], + "score": 0.91, + "content": "\\nabla _ { \\theta } Q ( x ; \\theta ) \\ =", + "type": "inline_equation" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 243, + 506, + 257 + ], + "spans": [ + { + "bbox": [ + 106, + 244, + 225, + 256 + ], + "score": 0.91, + "content": "\\mathrm { E } \\left[ ( Q ( x ; \\pmb { \\theta } ) - \\overset { \\cdot } { x } ) \\pmb { \\nabla } _ { \\theta } Q ( x ; \\pmb { \\theta } ) \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 243, + 333, + 257 + ], + "score": 1.0, + "content": "is just a scaled version of", + "type": "text" + }, + { + "bbox": [ + 333, + 244, + 379, + 255 + ], + "score": 0.93, + "content": "\\nabla _ { \\boldsymbol { \\theta } } Q ( { \\bar { x } } ; { \\boldsymbol { \\theta } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 243, + 506, + 257 + ], + "score": 1.0, + "content": ", i.e., the gradient direction de-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 255, + 506, + 268 + ], + "spans": [ + { + "bbox": [ + 105, + 255, + 265, + 268 + ], + "score": 1.0, + "content": "pends directly on the parametrization of", + "type": "text" + }, + { + "bbox": [ + 266, + 255, + 298, + 267 + ], + "score": 0.93, + "content": "Q ( x ; \\pmb \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 298, + 255, + 506, + 268 + ], + "score": 1.0, + "content": "and thus the effects of changing the parametrization", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 266, + 175, + 277 + ], + "spans": [ + { + "bbox": [ + 106, + 266, + 175, + 277 + ], + "score": 1.0, + "content": "can be observed.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 106, + 281, + 469, + 296 + ], + "lines": [ + { + "bbox": [ + 104, + 281, + 471, + 296 + ], + "spans": [ + { + "bbox": [ + 104, + 281, + 252, + 296 + ], + "score": 1.0, + "content": "It is interesting to study the Hessian", + "type": "text" + }, + { + "bbox": [ + 252, + 281, + 418, + 296 + ], + "score": 0.91, + "content": "\\mathbf { H } = \\pmb { \\nabla } _ { \\pmb { \\theta } } \\pmb { \\nabla } _ { \\pmb { \\theta } } ^ { T } \\mathrm { E } \\left[ ( Q ( x ; \\pmb { \\theta } ) - x ) ^ { 2 } \\right] \\in \\mathbb { R } ^ { 2 \\times 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 418, + 281, + 471, + 296 + ], + "score": 1.0, + "content": "of the MSE:", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 306, + 509, + 322 + ], + "lines": [ + { + "bbox": [ + 111, + 306, + 509, + 322 + ], + "spans": [ + { + "bbox": [ + 111, + 306, + 509, + 322 + ], + "score": 0.89, + "content": "\\mathbf { I } = \\operatorname { E } \\left[ \\nabla _ { \\theta } Q ( x ; \\theta ) \\nabla _ { \\theta } Q ( x ; \\theta ) ^ { T } + ( Q ( x ; \\theta ) - x ) \\nabla _ { \\theta } \\nabla _ { \\theta } ^ { T } Q ( x ; \\theta ) \\right] \\approx \\operatorname { E } \\left[ \\nabla _ { \\theta } Q ( x ; \\theta ) \\nabla _ { \\theta } Q ( x ; \\theta ) ^ { T } \\right] .", + "type": "interline_equation", + "image_path": "ac1e3c9be956d0f58c6bcb819d6725213bcff012479ff90ce06d80e5f96330bd.jpg" + } + ] + } + ], + "index": 13, + "virtual_lines": [ + { + "bbox": [ + 111, + 306, + 509, + 322 + ], + "spans": [], + "index": 13 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 326, + 506, + 393 + ], + "lines": [ + { + "bbox": [ + 105, + 326, + 507, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 507, + 339 + ], + "score": 1.0, + "content": "Note that we use the outer-product approximation (Bishop, 2006) in order to simplify our con-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 336, + 505, + 351 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 505, + 351 + ], + "score": 1.0, + "content": "siderations. From this equation it is apparent that the Hessian will be diagonal for the case", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 347, + 507, + 362 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 135, + 362 + ], + "score": 1.0, + "content": "U3 as", + "type": "text" + }, + { + "bbox": [ + 135, + 348, + 233, + 360 + ], + "score": 0.89, + "content": "\\pmb { \\nabla } _ { \\theta } Q ( x ; \\pmb { \\theta } ) \\pmb { \\nabla } _ { \\theta } Q ( x ; \\mathbf { \\bar { \\theta } } ) ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 233, + 347, + 381, + 362 + ], + "score": 1.0, + "content": "only contains an element in either", + "type": "text" + }, + { + "bbox": [ + 381, + 349, + 404, + 361 + ], + "score": 0.91, + "content": "( 1 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 404, + 347, + 418, + 362 + ], + "score": 1.0, + "content": "or", + "type": "text" + }, + { + "bbox": [ + 419, + 349, + 441, + 361 + ], + "score": 0.87, + "content": "( 2 , 2 )", + "type": "inline_equation" + }, + { + "bbox": [ + 442, + 347, + 507, + 362 + ], + "score": 1.0, + "content": "and, therefore,", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 109, + 359, + 506, + 375 + ], + "spans": [ + { + "bbox": [ + 109, + 361, + 222, + 373 + ], + "score": 0.87, + "content": "\\mathrm { E } \\left[ \\pmb { \\nabla } _ { \\pmb { \\theta } } Q ( \\pmb { x } ; \\pmb { \\theta } ) \\pmb { \\nabla } _ { \\pmb { \\theta } } Q ( \\pmb { x } ; \\pmb { \\theta } ) ^ { T } \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 359, + 506, + 375 + ], + "score": 1.0, + "content": "is a diagonal matrix. From this, we can see that gradient descent with an", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 370, + 507, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 370, + 507, + 385 + ], + "score": 1.0, + "content": "individual learning rate for each parameter is equivalent to Newton’s method and, therefore, efficient.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 382, + 308, + 395 + ], + "spans": [ + { + "bbox": [ + 106, + 382, + 308, + 395 + ], + "score": 1.0, + "content": "In general this will not be the case for U1 and U2.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 16.5 + }, + { + "type": "text", + "bbox": [ + 106, + 399, + 505, + 520 + ], + "lines": [ + { + "bbox": [ + 105, + 398, + 506, + 413 + ], + "spans": [ + { + "bbox": [ + 105, + 398, + 506, + 413 + ], + "score": 1.0, + "content": "We conduct an experiment, using ADAM to optimize the mean squared quantization error on", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 410, + 506, + 424 + ], + "spans": [ + { + "bbox": [ + 105, + 410, + 343, + 424 + ], + "score": 1.0, + "content": "artificially generated data, which is generated by drawing", + "type": "text" + }, + { + "bbox": [ + 344, + 410, + 359, + 421 + ], + "score": 0.88, + "content": "1 0 ^ { 4 }", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 410, + 419, + 424 + ], + "score": 1.0, + "content": "samples from", + "type": "text" + }, + { + "bbox": [ + 419, + 411, + 451, + 422 + ], + "score": 0.92, + "content": "N ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 451, + 410, + 506, + 424 + ], + "score": 1.0, + "content": ". Please note", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 421, + 506, + 434 + ], + "spans": [ + { + "bbox": [ + 106, + 421, + 506, + 434 + ], + "score": 1.0, + "content": "that the same example was studied in (Jain et al., 2019). The results in Fig. 3 clearly show that", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 432, + 505, + 445 + ], + "spans": [ + { + "bbox": [ + 106, + 432, + 505, + 445 + ], + "score": 1.0, + "content": "the parametrizations “U3” and “P3” are best suited to optimize the uniform and power-of-two", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 443, + 505, + 456 + ], + "spans": [ + { + "bbox": [ + 105, + 443, + 505, + 456 + ], + "score": 1.0, + "content": "quantization parameters, respectively. Indeed, these quantizers converge without oscillation to the", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 455, + 505, + 467 + ], + "spans": [ + { + "bbox": [ + 106, + 455, + 505, + 467 + ], + "score": 1.0, + "content": "lowest MSE. It is interesting to see, that even adaptive gradient methods like ADAM can not solve the", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 464, + 505, + 479 + ], + "spans": [ + { + "bbox": [ + 105, + 464, + 505, + 479 + ], + "score": 1.0, + "content": "scaling issue described in Sec. 2.1. In the Appendix A.4 we give further empirical evidence to support", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 477, + 505, + 489 + ], + "spans": [ + { + "bbox": [ + 106, + 477, + 505, + 489 + ], + "score": 1.0, + "content": "this claim and compare the different parametrizations for the training of a quantized ResNet-20 on", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 487, + 506, + 500 + ], + "spans": [ + { + "bbox": [ + 106, + 487, + 506, + 500 + ], + "score": 1.0, + "content": "CIFAR-10 using ADAM. Note that all cases use the same learning rate. For the interested reader, a", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 497, + 506, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 497, + 506, + 511 + ], + "score": 1.0, + "content": "more detailed visualization of the error surfaces over the quantization parameters can be found in", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 509, + 168, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 168, + 522 + ], + "score": 1.0, + "content": "Appendix A.3.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 106, + 525, + 505, + 625 + ], + "lines": [ + { + "bbox": [ + 106, + 526, + 504, + 538 + ], + "spans": [ + { + "bbox": [ + 106, + 526, + 504, + 538 + ], + "score": 1.0, + "content": "2) CIFAR-10 In our second experiment we train a ResNet-20 (He et al., 2016) with quantized", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 536, + 506, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 536, + 506, + 551 + ], + "score": 1.0, + "content": "parameters and activations on CIFAR-10 (Krizhevsky & Hinton, 2009) using the same settings as", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 104, + 546, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 104, + 546, + 506, + 563 + ], + "score": 1.0, + "content": "proposed by (He et al., 2016). Fig. 4 shows the evolution of the training and validation error during", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 559, + 506, + 572 + ], + "spans": [ + { + "bbox": [ + 106, + 559, + 506, + 572 + ], + "score": 1.0, + "content": "training for the case of uniform quantization. The plots for power-of-two quantization can be found", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 569, + 506, + 583 + ], + "spans": [ + { + "bbox": [ + 105, + 569, + 506, + 583 + ], + "score": 1.0, + "content": "in the appendix (Fig. 10). We initialize this network from random parameters or from a pre-trained", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 580, + 506, + 594 + ], + "spans": [ + { + "bbox": [ + 106, + 580, + 506, + 594 + ], + "score": 1.0, + "content": "float network. The quantized DNNs are trained for 160 epochs, using SGD with momentum 0.9 and", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 592, + 506, + 605 + ], + "spans": [ + { + "bbox": [ + 105, + 592, + 506, + 605 + ], + "score": 1.0, + "content": "a learning rate schedule starting with 0.01 and reducing it by a factor of 10 after 80 and 120 epochs,", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 104, + 602, + 504, + 616 + ], + "spans": [ + { + "bbox": [ + 104, + 602, + 471, + 616 + ], + "score": 1.0, + "content": "respectively. We use random flips and crops for data augmentation. Each epoch takes about", + "type": "text" + }, + { + "bbox": [ + 472, + 603, + 504, + 613 + ], + "score": 0.59, + "content": "2 . 5 \\mathrm { { m i n } }", + "type": "inline_equation" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 614, + 211, + 626 + ], + "spans": [ + { + "bbox": [ + 105, + 614, + 211, + 626 + ], + "score": 1.0, + "content": "on a single GTX 1080 Ti.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 35 + }, + { + "type": "text", + "bbox": [ + 106, + 630, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 630, + 505, + 642 + ], + "spans": [ + { + "bbox": [ + 106, + 631, + 379, + 642 + ], + "score": 1.0, + "content": "In case of randomly initialized weights, we use an initial stepsize", + "type": "text" + }, + { + "bbox": [ + 379, + 630, + 420, + 642 + ], + "score": 0.93, + "content": "d _ { l } = 2 ^ { - 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 631, + 505, + 642 + ], + "score": 1.0, + "content": "for the quantization", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 642, + 505, + 654 + ], + "spans": [ + { + "bbox": [ + 106, + 642, + 505, + 654 + ], + "score": 1.0, + "content": "of weights and activations. Otherwise, we initialize the weights using a pre-trained floating point", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 102, + 651, + 507, + 668 + ], + "spans": [ + { + "bbox": [ + 102, + 651, + 350, + 668 + ], + "score": 1.0, + "content": "network and the initial stepsize for a layer is chosen to be", + "type": "text" + }, + { + "bbox": [ + 350, + 652, + 480, + 666 + ], + "score": 0.9, + "content": "\\bar { d } _ { l } = 2 \\bar { \\lfloor \\log _ { 2 } ( \\operatorname* { m a x } \\mid \\mathscr { W } _ { l } \\mid / ( 2 ^ { b - 1 } - 1 ) ) \\rfloor }", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 651, + 507, + 668 + ], + "score": 1.0, + "content": ". The", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 666, + 504, + 677 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 479, + 677 + ], + "score": 1.0, + "content": "remaining quantization parameters are chosen such that we start from an initial bitwidth of", + "type": "text" + }, + { + "bbox": [ + 480, + 666, + 504, + 676 + ], + "score": 0.88, + "content": "b = 4", + "type": "inline_equation" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 677, + 506, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 262, + 689 + ], + "score": 1.0, + "content": "bit. This is a reasonable upper limit for", + "type": "text" + }, + { + "bbox": [ + 263, + 677, + 268, + 687 + ], + "score": 0.74, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 677, + 506, + 689 + ], + "score": 1.0, + "content": ", as in practice no performance degradation can be observed", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 120, + 700 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 120, + 688, + 137, + 698 + ], + "score": 0.86, + "content": "b >", + "type": "inline_equation" + }, + { + "bbox": [ + 137, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "4bit. Even simple offline algorithms like min/max quantization result in networks with good", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "accuracies. We define no memory constraints during training, i.e., the network can learn to use a large", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "score": 1.0, + "content": "number of bits to quantize weights and activations of each layer. From Fig. 4, we again observe that", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 719, + 506, + 735 + ], + "spans": [ + { + "bbox": [ + 105, + 719, + 186, + 735 + ], + "score": 1.0, + "content": "the parametrization", + "type": "text" + }, + { + "bbox": [ + 186, + 720, + 244, + 732 + ], + "score": 0.94, + "content": "\\pmb { \\theta } = [ d , q _ { \\mathrm { m a x } } ] ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 245, + 719, + 506, + 735 + ], + "score": 1.0, + "content": "is best suited to train a uniformly quantized DNN as it converges", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 44 + } + ], + "page_idx": 4, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 763 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 763 + ], + "score": 1.0, + "content": "5", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 121, + 64, + 493, + 154 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 121, + 64, + 493, + 154 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 121, + 64, + 493, + 154 + ], + "spans": [ + { + "bbox": [ + 121, + 64, + 493, + 154 + ], + "score": 0.97, + "type": "image", + "image_path": "52aec8e369e471d8948172d69713c5615367f9c69c6f3435d341a2284596c712.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 121, + 64, + 493, + 94.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 121, + 94.0, + 493, + 124.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 121, + 124.0, + 493, + 154.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 158, + 506, + 181 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 158, + 506, + 171 + ], + "spans": [ + { + "bbox": [ + 106, + 158, + 285, + 171 + ], + "score": 1.0, + "content": "Figure 3: MSE for quantizing Gaussian data", + "type": "text" + }, + { + "bbox": [ + 286, + 158, + 337, + 170 + ], + "score": 0.93, + "content": "x \\sim N ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 337, + 158, + 506, + 171 + ], + "score": 1.0, + "content": "with uniform and power-of-two quantiza-", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 169, + 474, + 182 + ], + "spans": [ + { + "bbox": [ + 105, + 169, + 474, + 182 + ], + "score": 1.0, + "content": "tion. Parametrizations “U3” and “P3” converge to the lowest MSE without any oscillations.", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3.5 + } + ], + "index": 2.25 + }, + { + "type": "text", + "bbox": [ + 106, + 200, + 506, + 277 + ], + "lines": [ + { + "bbox": [ + 105, + 200, + 506, + 213 + ], + "spans": [ + { + "bbox": [ + 105, + 200, + 506, + 213 + ], + "score": 1.0, + "content": "1) Quantization of Gaussian data In our first experiment we use DQ to learn the optimal quantiza-", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 210, + 506, + 224 + ], + "spans": [ + { + "bbox": [ + 105, + 210, + 174, + 224 + ], + "score": 1.0, + "content": "tion parameters", + "type": "text" + }, + { + "bbox": [ + 175, + 212, + 186, + 221 + ], + "score": 0.85, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 187, + 210, + 396, + 224 + ], + "score": 1.0, + "content": "which minimize the mean squared error (MSE)", + "type": "text" + }, + { + "bbox": [ + 396, + 210, + 481, + 224 + ], + "score": 0.9, + "content": "\\mathrm { E } \\left[ \\textstyle { \\frac { 1 } { 2 } } ( Q ( x ; \\mathbf { \\dot { \\theta } } ) - x ) ^ { \\cdot } 2 \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 482, + 210, + 506, + 224 + ], + "score": 1.0, + "content": "with", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 222, + 506, + 236 + ], + "spans": [ + { + "bbox": [ + 105, + 222, + 506, + 236 + ], + "score": 1.0, + "content": "gradient descent and compare the convergence speed for three possible parametrizations of a", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 233, + 505, + 246 + ], + "spans": [ + { + "bbox": [ + 105, + 233, + 443, + 246 + ], + "score": 1.0, + "content": "uniform and power-of-two quantizer. We choose this example as the gradient", + "type": "text" + }, + { + "bbox": [ + 444, + 233, + 505, + 245 + ], + "score": 0.91, + "content": "\\nabla _ { \\theta } Q ( x ; \\theta ) \\ =", + "type": "inline_equation" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 243, + 506, + 257 + ], + "spans": [ + { + "bbox": [ + 106, + 244, + 225, + 256 + ], + "score": 0.91, + "content": "\\mathrm { E } \\left[ ( Q ( x ; \\pmb { \\theta } ) - \\overset { \\cdot } { x } ) \\pmb { \\nabla } _ { \\theta } Q ( x ; \\pmb { \\theta } ) \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 225, + 243, + 333, + 257 + ], + "score": 1.0, + "content": "is just a scaled version of", + "type": "text" + }, + { + "bbox": [ + 333, + 244, + 379, + 255 + ], + "score": 0.93, + "content": "\\nabla _ { \\boldsymbol { \\theta } } Q ( { \\bar { x } } ; { \\boldsymbol { \\theta } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 243, + 506, + 257 + ], + "score": 1.0, + "content": ", i.e., the gradient direction de-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 255, + 506, + 268 + ], + "spans": [ + { + "bbox": [ + 105, + 255, + 265, + 268 + ], + "score": 1.0, + "content": "pends directly on the parametrization of", + "type": "text" + }, + { + "bbox": [ + 266, + 255, + 298, + 267 + ], + "score": 0.93, + "content": "Q ( x ; \\pmb \\theta )", + "type": "inline_equation" + }, + { + "bbox": [ + 298, + 255, + 506, + 268 + ], + "score": 1.0, + "content": "and thus the effects of changing the parametrization", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 266, + 175, + 277 + ], + "spans": [ + { + "bbox": [ + 106, + 266, + 175, + 277 + ], + "score": 1.0, + "content": "can be observed.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 8, + "bbox_fs": [ + 105, + 200, + 506, + 277 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 281, + 469, + 296 + ], + "lines": [ + { + "bbox": [ + 104, + 281, + 471, + 296 + ], + "spans": [ + { + "bbox": [ + 104, + 281, + 252, + 296 + ], + "score": 1.0, + "content": "It is interesting to study the Hessian", + "type": "text" + }, + { + "bbox": [ + 252, + 281, + 418, + 296 + ], + "score": 0.91, + "content": "\\mathbf { H } = \\pmb { \\nabla } _ { \\pmb { \\theta } } \\pmb { \\nabla } _ { \\pmb { \\theta } } ^ { T } \\mathrm { E } \\left[ ( Q ( x ; \\pmb { \\theta } ) - x ) ^ { 2 } \\right] \\in \\mathbb { R } ^ { 2 \\times 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 418, + 281, + 471, + 296 + ], + "score": 1.0, + "content": "of the MSE:", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12, + "bbox_fs": [ + 104, + 281, + 471, + 296 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 111, + 306, + 509, + 322 + ], + "lines": [ + { + "bbox": [ + 111, + 306, + 509, + 322 + ], + "spans": [ + { + "bbox": [ + 111, + 306, + 509, + 322 + ], + "score": 0.89, + "content": "\\mathbf { I } = \\operatorname { E } \\left[ \\nabla _ { \\theta } Q ( x ; \\theta ) \\nabla _ { \\theta } Q ( x ; \\theta ) ^ { T } + ( Q ( x ; \\theta ) - x ) \\nabla _ { \\theta } \\nabla _ { \\theta } ^ { T } Q ( x ; \\theta ) \\right] \\approx \\operatorname { E } \\left[ \\nabla _ { \\theta } Q ( x ; \\theta ) \\nabla _ { \\theta } Q ( x ; \\theta ) ^ { T } \\right] .", + "type": "interline_equation", + "image_path": "ac1e3c9be956d0f58c6bcb819d6725213bcff012479ff90ce06d80e5f96330bd.jpg" + } + ] + } + ], + "index": 13, + "virtual_lines": [ + { + "bbox": [ + 111, + 306, + 509, + 322 + ], + "spans": [], + "index": 13 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 326, + 506, + 393 + ], + "lines": [ + { + "bbox": [ + 105, + 326, + 507, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 507, + 339 + ], + "score": 1.0, + "content": "Note that we use the outer-product approximation (Bishop, 2006) in order to simplify our con-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 336, + 505, + 351 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 505, + 351 + ], + "score": 1.0, + "content": "siderations. From this equation it is apparent that the Hessian will be diagonal for the case", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 347, + 507, + 362 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 135, + 362 + ], + "score": 1.0, + "content": "U3 as", + "type": "text" + }, + { + "bbox": [ + 135, + 348, + 233, + 360 + ], + "score": 0.89, + "content": "\\pmb { \\nabla } _ { \\theta } Q ( x ; \\pmb { \\theta } ) \\pmb { \\nabla } _ { \\theta } Q ( x ; \\mathbf { \\bar { \\theta } } ) ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 233, + 347, + 381, + 362 + ], + "score": 1.0, + "content": "only contains an element in either", + "type": "text" + }, + { + "bbox": [ + 381, + 349, + 404, + 361 + ], + "score": 0.91, + "content": "( 1 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 404, + 347, + 418, + 362 + ], + "score": 1.0, + "content": "or", + "type": "text" + }, + { + "bbox": [ + 419, + 349, + 441, + 361 + ], + "score": 0.87, + "content": "( 2 , 2 )", + "type": "inline_equation" + }, + { + "bbox": [ + 442, + 347, + 507, + 362 + ], + "score": 1.0, + "content": "and, therefore,", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 109, + 359, + 506, + 375 + ], + "spans": [ + { + "bbox": [ + 109, + 361, + 222, + 373 + ], + "score": 0.87, + "content": "\\mathrm { E } \\left[ \\pmb { \\nabla } _ { \\pmb { \\theta } } Q ( \\pmb { x } ; \\pmb { \\theta } ) \\pmb { \\nabla } _ { \\pmb { \\theta } } Q ( \\pmb { x } ; \\pmb { \\theta } ) ^ { T } \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 359, + 506, + 375 + ], + "score": 1.0, + "content": "is a diagonal matrix. From this, we can see that gradient descent with an", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 370, + 507, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 370, + 507, + 385 + ], + "score": 1.0, + "content": "individual learning rate for each parameter is equivalent to Newton’s method and, therefore, efficient.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 382, + 308, + 395 + ], + "spans": [ + { + "bbox": [ + 106, + 382, + 308, + 395 + ], + "score": 1.0, + "content": "In general this will not be the case for U1 and U2.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 16.5, + "bbox_fs": [ + 105, + 326, + 507, + 395 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 399, + 505, + 520 + ], + "lines": [ + { + "bbox": [ + 105, + 398, + 506, + 413 + ], + "spans": [ + { + "bbox": [ + 105, + 398, + 506, + 413 + ], + "score": 1.0, + "content": "We conduct an experiment, using ADAM to optimize the mean squared quantization error on", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 410, + 506, + 424 + ], + "spans": [ + { + "bbox": [ + 105, + 410, + 343, + 424 + ], + "score": 1.0, + "content": "artificially generated data, which is generated by drawing", + "type": "text" + }, + { + "bbox": [ + 344, + 410, + 359, + 421 + ], + "score": 0.88, + "content": "1 0 ^ { 4 }", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 410, + 419, + 424 + ], + "score": 1.0, + "content": "samples from", + "type": "text" + }, + { + "bbox": [ + 419, + 411, + 451, + 422 + ], + "score": 0.92, + "content": "N ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 451, + 410, + 506, + 424 + ], + "score": 1.0, + "content": ". Please note", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 421, + 506, + 434 + ], + "spans": [ + { + "bbox": [ + 106, + 421, + 506, + 434 + ], + "score": 1.0, + "content": "that the same example was studied in (Jain et al., 2019). The results in Fig. 3 clearly show that", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 432, + 505, + 445 + ], + "spans": [ + { + "bbox": [ + 106, + 432, + 505, + 445 + ], + "score": 1.0, + "content": "the parametrizations “U3” and “P3” are best suited to optimize the uniform and power-of-two", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 443, + 505, + 456 + ], + "spans": [ + { + "bbox": [ + 105, + 443, + 505, + 456 + ], + "score": 1.0, + "content": "quantization parameters, respectively. Indeed, these quantizers converge without oscillation to the", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 455, + 505, + 467 + ], + "spans": [ + { + "bbox": [ + 106, + 455, + 505, + 467 + ], + "score": 1.0, + "content": "lowest MSE. It is interesting to see, that even adaptive gradient methods like ADAM can not solve the", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 464, + 505, + 479 + ], + "spans": [ + { + "bbox": [ + 105, + 464, + 505, + 479 + ], + "score": 1.0, + "content": "scaling issue described in Sec. 2.1. In the Appendix A.4 we give further empirical evidence to support", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 477, + 505, + 489 + ], + "spans": [ + { + "bbox": [ + 106, + 477, + 505, + 489 + ], + "score": 1.0, + "content": "this claim and compare the different parametrizations for the training of a quantized ResNet-20 on", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 487, + 506, + 500 + ], + "spans": [ + { + "bbox": [ + 106, + 487, + 506, + 500 + ], + "score": 1.0, + "content": "CIFAR-10 using ADAM. Note that all cases use the same learning rate. For the interested reader, a", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 497, + 506, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 497, + 506, + 511 + ], + "score": 1.0, + "content": "more detailed visualization of the error surfaces over the quantization parameters can be found in", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 509, + 168, + 522 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 168, + 522 + ], + "score": 1.0, + "content": "Appendix A.3.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 25, + "bbox_fs": [ + 105, + 398, + 506, + 522 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 525, + 505, + 625 + ], + "lines": [ + { + "bbox": [ + 106, + 526, + 504, + 538 + ], + "spans": [ + { + "bbox": [ + 106, + 526, + 504, + 538 + ], + "score": 1.0, + "content": "2) CIFAR-10 In our second experiment we train a ResNet-20 (He et al., 2016) with quantized", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 536, + 506, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 536, + 506, + 551 + ], + "score": 1.0, + "content": "parameters and activations on CIFAR-10 (Krizhevsky & Hinton, 2009) using the same settings as", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 104, + 546, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 104, + 546, + 506, + 563 + ], + "score": 1.0, + "content": "proposed by (He et al., 2016). Fig. 4 shows the evolution of the training and validation error during", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 559, + 506, + 572 + ], + "spans": [ + { + "bbox": [ + 106, + 559, + 506, + 572 + ], + "score": 1.0, + "content": "training for the case of uniform quantization. The plots for power-of-two quantization can be found", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 569, + 506, + 583 + ], + "spans": [ + { + "bbox": [ + 105, + 569, + 506, + 583 + ], + "score": 1.0, + "content": "in the appendix (Fig. 10). We initialize this network from random parameters or from a pre-trained", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 580, + 506, + 594 + ], + "spans": [ + { + "bbox": [ + 106, + 580, + 506, + 594 + ], + "score": 1.0, + "content": "float network. The quantized DNNs are trained for 160 epochs, using SGD with momentum 0.9 and", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 592, + 506, + 605 + ], + "spans": [ + { + "bbox": [ + 105, + 592, + 506, + 605 + ], + "score": 1.0, + "content": "a learning rate schedule starting with 0.01 and reducing it by a factor of 10 after 80 and 120 epochs,", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 104, + 602, + 504, + 616 + ], + "spans": [ + { + "bbox": [ + 104, + 602, + 471, + 616 + ], + "score": 1.0, + "content": "respectively. We use random flips and crops for data augmentation. Each epoch takes about", + "type": "text" + }, + { + "bbox": [ + 472, + 603, + 504, + 613 + ], + "score": 0.59, + "content": "2 . 5 \\mathrm { { m i n } }", + "type": "inline_equation" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 614, + 211, + 626 + ], + "spans": [ + { + "bbox": [ + 105, + 614, + 211, + 626 + ], + "score": 1.0, + "content": "on a single GTX 1080 Ti.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 35, + "bbox_fs": [ + 104, + 526, + 506, + 626 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 630, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 630, + 505, + 642 + ], + "spans": [ + { + "bbox": [ + 106, + 631, + 379, + 642 + ], + "score": 1.0, + "content": "In case of randomly initialized weights, we use an initial stepsize", + "type": "text" + }, + { + "bbox": [ + 379, + 630, + 420, + 642 + ], + "score": 0.93, + "content": "d _ { l } = 2 ^ { - 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 631, + 505, + 642 + ], + "score": 1.0, + "content": "for the quantization", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 642, + 505, + 654 + ], + "spans": [ + { + "bbox": [ + 106, + 642, + 505, + 654 + ], + "score": 1.0, + "content": "of weights and activations. Otherwise, we initialize the weights using a pre-trained floating point", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 102, + 651, + 507, + 668 + ], + "spans": [ + { + "bbox": [ + 102, + 651, + 350, + 668 + ], + "score": 1.0, + "content": "network and the initial stepsize for a layer is chosen to be", + "type": "text" + }, + { + "bbox": [ + 350, + 652, + 480, + 666 + ], + "score": 0.9, + "content": "\\bar { d } _ { l } = 2 \\bar { \\lfloor \\log _ { 2 } ( \\operatorname* { m a x } \\mid \\mathscr { W } _ { l } \\mid / ( 2 ^ { b - 1 } - 1 ) ) \\rfloor }", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 651, + 507, + 668 + ], + "score": 1.0, + "content": ". The", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 666, + 504, + 677 + ], + "spans": [ + { + "bbox": [ + 105, + 666, + 479, + 677 + ], + "score": 1.0, + "content": "remaining quantization parameters are chosen such that we start from an initial bitwidth of", + "type": "text" + }, + { + "bbox": [ + 480, + 666, + 504, + 676 + ], + "score": 0.88, + "content": "b = 4", + "type": "inline_equation" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 677, + 506, + 689 + ], + "spans": [ + { + "bbox": [ + 105, + 677, + 262, + 689 + ], + "score": 1.0, + "content": "bit. This is a reasonable upper limit for", + "type": "text" + }, + { + "bbox": [ + 263, + 677, + 268, + 687 + ], + "score": 0.74, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 677, + 506, + 689 + ], + "score": 1.0, + "content": ", as in practice no performance degradation can be observed", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 687, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 120, + 700 + ], + "score": 1.0, + "content": "for", + "type": "text" + }, + { + "bbox": [ + 120, + 688, + 137, + 698 + ], + "score": 0.86, + "content": "b >", + "type": "inline_equation" + }, + { + "bbox": [ + 137, + 687, + 505, + 700 + ], + "score": 1.0, + "content": "4bit. Even simple offline algorithms like min/max quantization result in networks with good", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "accuracies. We define no memory constraints during training, i.e., the network can learn to use a large", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "score": 1.0, + "content": "number of bits to quantize weights and activations of each layer. From Fig. 4, we again observe that", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 719, + 506, + 735 + ], + "spans": [ + { + "bbox": [ + 105, + 719, + 186, + 735 + ], + "score": 1.0, + "content": "the parametrization", + "type": "text" + }, + { + "bbox": [ + 186, + 720, + 244, + 732 + ], + "score": 0.94, + "content": "\\pmb { \\theta } = [ d , q _ { \\mathrm { m a x } } ] ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 245, + 719, + 506, + 735 + ], + "score": 1.0, + "content": "is best suited to train a uniformly quantized DNN as it converges", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 277, + 505, + 290 + ], + "spans": [ + { + "bbox": [ + 105, + 277, + 505, + 290 + ], + "score": 1.0, + "content": "to the best local optimum. Furthermore, we observe the smallest oscillation of the validation error for", + "type": "text", + "cross_page": true + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 288, + 191, + 301 + ], + "spans": [ + { + "bbox": [ + 106, + 288, + 191, + 301 + ], + "score": 1.0, + "content": "this parametrization.", + "type": "text", + "cross_page": true + } + ], + "index": 5 + } + ], + "index": 44, + "bbox_fs": [ + 102, + 630, + 507, + 735 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 107, + 108, + 505, + 243 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 107, + 108, + 505, + 243 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 107, + 108, + 505, + 243 + ], + "spans": [ + { + "bbox": [ + 107, + 108, + 505, + 243 + ], + "score": 0.826, + "type": "image", + "image_path": "f6d49752f6874ba84b2032bc9aaa4972d66884ba7dbd0d99e0298a4ab324f41d.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 107, + 108, + 505, + 153.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 107, + 153.0, + 505, + 198.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 107, + 198.0, + 505, + 243.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 162, + 250, + 448, + 262 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 162, + 249, + 449, + 263 + ], + "spans": [ + { + "bbox": [ + 162, + 249, + 449, + 263 + ], + "score": 1.0, + "content": "Figure 4: ResNet-20 with uniformly quantized weights and activations.", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3 + } + ], + "index": 2.0 + }, + { + "type": "text", + "bbox": [ + 107, + 277, + 505, + 299 + ], + "lines": [ + { + "bbox": [ + 105, + 277, + 505, + 290 + ], + "spans": [ + { + "bbox": [ + 105, + 277, + 505, + 290 + ], + "score": 1.0, + "content": "to the best local optimum. Furthermore, we observe the smallest oscillation of the validation error for", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 288, + 191, + 301 + ], + "spans": [ + { + "bbox": [ + 106, + 288, + 191, + 301 + ], + "score": 1.0, + "content": "this parametrization.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4.5 + }, + { + "type": "text", + "bbox": [ + 106, + 305, + 505, + 383 + ], + "lines": [ + { + "bbox": [ + 105, + 305, + 505, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 305, + 505, + 317 + ], + "score": 1.0, + "content": "Table 1 compares the best validation error for all parametrizations of the uniform and power-of-two", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 316, + 506, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 316, + 506, + 330 + ], + "score": 1.0, + "content": "quantizations. We trained networks either with quantized weights and full precision activations or", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 327, + 506, + 340 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 506, + 340 + ], + "score": 1.0, + "content": "with both being quantized. In case of activation quantization with power-of-two, we use one bit", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 337, + 506, + 352 + ], + "spans": [ + { + "bbox": [ + 105, + 337, + 238, + 352 + ], + "score": 1.0, + "content": "to explicitly represent the value", + "type": "text" + }, + { + "bbox": [ + 239, + 339, + 265, + 349 + ], + "score": 0.89, + "content": "x = 0", + "type": "inline_equation" + }, + { + "bbox": [ + 266, + 337, + 506, + 352 + ], + "score": 1.0, + "content": ". This is advantageous as the ReLU nonlinearity will map", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 104, + 349, + 506, + 362 + ], + "spans": [ + { + "bbox": [ + 104, + 349, + 506, + 362 + ], + "score": 1.0, + "content": "many activations to this value. We can observe that training the quantized DNN with the optimal", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 104, + 358, + 505, + 375 + ], + "spans": [ + { + "bbox": [ + 104, + 358, + 265, + 375 + ], + "score": 1.0, + "content": "parametrization of DQ, i.e., using either", + "type": "text" + }, + { + "bbox": [ + 265, + 360, + 323, + 372 + ], + "score": 0.94, + "content": "\\pmb { \\theta } = [ d , q _ { \\mathrm { m a x } } ] ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 358, + 335, + 375 + ], + "score": 1.0, + "content": "or", + "type": "text" + }, + { + "bbox": [ + 336, + 360, + 405, + 372 + ], + "score": 0.92, + "content": "\\pmb { \\theta } \\overset { - } { = } [ q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ] ^ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 405, + 358, + 505, + 375 + ], + "score": 1.0, + "content": "results in a network with", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 371, + 501, + 384 + ], + "spans": [ + { + "bbox": [ + 105, + 371, + 501, + 384 + ], + "score": 1.0, + "content": "the lowest validation error. This result again supports our theoretical considerations from Sec. 2.1.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 9 + }, + { + "type": "title", + "bbox": [ + 106, + 398, + 433, + 412 + ], + "lines": [ + { + "bbox": [ + 105, + 398, + 435, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 398, + 435, + 414 + ], + "score": 1.0, + "content": "3 TRAINING QUANTIZED DNNS WITH MEMORY CONSTRAINTS", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 107, + 423, + 505, + 457 + ], + "lines": [ + { + "bbox": [ + 106, + 423, + 505, + 436 + ], + "spans": [ + { + "bbox": [ + 106, + 423, + 505, + 436 + ], + "score": 1.0, + "content": "We now discuss how to train quantized DNNs with memory constraints. Such constraints appear in", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 435, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 435, + 505, + 446 + ], + "score": 1.0, + "content": "many applications when the network inference is performed on an embedded device with limited", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 446, + 289, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 446, + 289, + 459 + ], + "score": 1.0, + "content": "computational power and memory resources.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 107, + 462, + 315, + 473 + ], + "lines": [ + { + "bbox": [ + 105, + 460, + 317, + 477 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 317, + 477 + ], + "score": 1.0, + "content": "A quantized DNN consists of layers which compute", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "interline_equation", + "bbox": [ + 159, + 478, + 452, + 493 + ], + "lines": [ + { + "bbox": [ + 159, + 478, + 452, + 493 + ], + "spans": [ + { + "bbox": [ + 159, + 478, + 452, + 493 + ], + "score": 0.88, + "content": "\\pmb { \\mathcal { X } } _ { l } = f _ { l } ( Q ( \\pmb { \\mathcal { W } } _ { l } ; 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This result again supports our theoretical considerations from Sec. 2.1.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 9, + "bbox_fs": [ + 104, + 305, + 506, + 384 + ] + }, + { + "type": "title", + "bbox": [ + 106, + 398, + 433, + 412 + ], + "lines": [ + { + "bbox": [ + 105, + 398, + 435, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 398, + 435, + 414 + ], + "score": 1.0, + "content": "3 TRAINING QUANTIZED DNNS WITH MEMORY CONSTRAINTS", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 107, + 423, + 505, + 457 + ], + "lines": [ + { + "bbox": [ + 106, + 423, + 505, + 436 + ], + "spans": [ + { + "bbox": [ + 106, + 423, + 505, + 436 + ], + "score": 1.0, + "content": "We now discuss how to train quantized DNNs with memory constraints. 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This constraint is", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 104, + 359, + 410, + 374 + ], + "spans": [ + { + "bbox": [ + 104, + 359, + 410, + 374 + ], + "score": 1.0, + "content": "relevant for DNN implementations where layers are processed sequentially.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 19.5 + }, + { + "type": "text", + "bbox": [ + 108, + 377, + 495, + 389 + ], + "lines": [ + { + "bbox": [ + 106, + 377, + 496, + 391 + ], + "spans": [ + { + "bbox": [ + 106, + 377, + 496, + 391 + ], + "score": 1.0, + "content": "To train the quantized DNN with memory constraints, we need to solve the optimization problem", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21 + }, + { + "type": "interline_equation", + "bbox": [ + 119, + 393, + 481, + 415 + ], + "lines": [ + { + "bbox": [ + 119, + 393, + 481, + 415 + ], + "spans": [ + { + "bbox": [ + 119, + 393, + 481, + 415 + ], + "score": 0.88, + "content": "\\operatorname* { m i n } _ { \\mathcal { W } _ { l } , c _ { l } , \\theta _ { l } ^ { w } , \\theta _ { l } ^ { x } } \\mathrm { E } _ { p } ( x , y ) \\left[ J ( \\mathcal { X } _ { L } , \\mathcal { Y } ) \\right] \\mathrm { ~ s . t . ~ } g _ { j } \\big ( \\theta _ { 1 } ^ { w } , . . . , \\theta _ { L } ^ { w } , \\theta _ { 1 } ^ { x } , . . . , \\theta _ { L } ^ { x } \\big ) \\leq 0 \\mathrm { ~ f o r ~ a l l ~ } j = 1 , . . . , 3", + "type": "interline_equation", + "image_path": "5977b183b026685510c5d1c999c0d056800c818cfa6056978558acc49accb6a0.jpg" + } + ] + } + ], + "index": 22, + "virtual_lines": [ + { + "bbox": [ + 119, + 393, + 481, + 415 + ], + "spans": [], + "index": 22 + } + ] + }, + { + "type": "text", + "bbox": [ + 106, + 419, + 505, + 464 + ], + "lines": [ + { + "bbox": [ + 105, + 419, + 506, + 432 + ], + "spans": [ + { + "bbox": [ + 105, + 419, + 133, + 432 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 134, + 419, + 177, + 432 + ], + "score": 0.93, + "content": "J ( \\pmb { \\mathscr { X } } _ { L } , \\pmb { \\mathscr { D } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 177, + 419, + 373, + 432 + ], + "score": 1.0, + "content": "is the loss function for yielding the DNN output", + "type": "text" + }, + { + "bbox": [ + 373, + 420, + 390, + 431 + ], + "score": 0.9, + "content": "\\scriptstyle { \\mathcal { X } } _ { L }", + "type": "inline_equation" + }, + { + "bbox": [ + 390, + 419, + 506, + 432 + ], + "score": 1.0, + "content": "although the ground truth is", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 107, + 429, + 505, + 443 + ], + "spans": [ + { + "bbox": [ + 107, + 431, + 116, + 442 + ], + "score": 0.73, + "content": "_ { \\mathscr { y } }", + "type": "inline_equation" + }, + { + "bbox": [ + 117, + 429, + 225, + 443 + ], + "score": 1.0, + "content": ". 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Using this simple heuristic, we optained quantized DNNs that reached a high accuracy", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 603, + 373, + 617 + ], + "spans": [ + { + "bbox": [ + 105, + 603, + 373, + 617 + ], + "score": 1.0, + "content": "and at the same time fulfilled the constraints at the end of training.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 34 + }, + { + "type": "title", + "bbox": [ + 107, + 631, + 200, + 644 + ], + "lines": [ + { + "bbox": [ + 105, + 631, + 201, + 646 + ], + "spans": [ + { + "bbox": [ + 105, + 631, + 201, + 646 + ], + "score": 1.0, + "content": "4 EXPERIMENTS", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 38 + }, + { + "type": "text", + "bbox": [ + 106, + 656, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 656, + 506, + 669 + ], + "spans": [ + { + "bbox": [ + 105, + 656, + 506, + 669 + ], + "score": 1.0, + "content": "In the following, we will use the best parametrizations for uniform and power-of-two DQ, i.e.,", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 107, + 665, + 507, + 682 + ], + "spans": [ + { + "bbox": [ + 107, + 667, + 174, + 680 + ], + "score": 0.92, + "content": "{ \\pmb \\theta } _ { U } = [ d , q _ { \\mathrm { m a x } } ] ^ { \\widetilde { T } }", + "type": "inline_equation" + }, + { + "bbox": [ + 174, + 665, + 194, + 682 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 195, + 667, + 272, + 680 + ], + "score": 0.92, + "content": "\\pmb { \\theta } _ { P } = [ q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ] ^ { \\hat { T } }", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 665, + 507, + 682 + ], + "score": 1.0, + "content": ", that we found in Sec. 2. 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Both parametrizations do not", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 678, + 503, + 693 + ], + "spans": [ + { + "bbox": [ + 105, + 678, + 231, + 693 + ], + "score": 1.0, + "content": "directly depend on the bitwidth", + "type": "text" + }, + { + "bbox": [ + 231, + 681, + 236, + 689 + ], + "score": 0.76, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 678, + 378, + 693 + ], + "score": 1.0, + "content": ". 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For the experiments on", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 41.5, + "bbox_fs": [ + 104, + 656, + 507, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "table", + "bbox": [ + 108, + 71, + 505, + 177 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 135, + 56, + 473, + 67 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 136, + 55, + 474, + 69 + ], + "spans": [ + { + "bbox": [ + 136, + 55, + 474, + 69 + ], + "score": 1.0, + "content": "Table 3: Homogeneous vs. heterogeneous quantization of ResNet-20 on CIFAR-10.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "table_body", + "bbox": [ + 108, + 71, + 505, + 177 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 108, + 71, + 505, + 177 + ], + "spans": [ + { + "bbox": [ + 108, + 71, + 505, + 177 + ], + "score": 0.982, + "html": "
Bitwidth Weight/Activ.qmax Weight/Activ.Size Weight/Activ.(max)/Activ.(sum)Validation errorUniform quant. Power-of-two quant. Validation error
Baseline32bit/32bit11048KB/64KB/736KB7.29%
Fixed2bit/32bitfixed/-65.5KB/64KB/736KB10.81%8.99%
TQT (Jain et al.,2019)2bit/32bitlearned/-65.5KB/64KB/736KB9.47%8.79%
Ours (w/constr. (8a))learned/32bitlearned/-70KB/64KB/736KB8.59%8.53%
Fixed2bit/4bitfixed/fixed65.5KB/8KB/92KB11.30%11.62%
TQT (Jain et al.,2019)2bit/4bitlearned/learned65.5KB/8KB/92KB9.62%11.29%
Ours (w/constr.(8a) and(8b)) learned/learned learned/learned70KB/- /92KB9.38%11.29%
Ours (w/constr.(8a) and (8c)))learned/learnedlearned/learned70KB/8KB/-8.58%11.23%
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Please note that we quantize all layers opposed to other papers which use a higher", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 255, + 261, + 268 + ], + "spans": [ + { + "bbox": [ + 105, + 255, + 261, + 268 + ], + "score": 1.0, + "content": "precision for the first and/or last layer.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 5.5 + }, + { + "type": "text", + "bbox": [ + 107, + 272, + 505, + 328 + ], + "lines": [ + { + "bbox": [ + 105, + 272, + 505, + 286 + ], + "spans": [ + { + "bbox": [ + 105, + 272, + 482, + 286 + ], + "score": 1.0, + "content": "In our experiments, we noticed that the performance of DQ is not sensitive to the choice of", + "type": "text" + }, + { + "bbox": [ + 482, + 273, + 493, + 285 + ], + "score": 0.89, + "content": "\\lambda _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 493, + 272, + 505, + 286 + ], + "score": 1.0, + "content": "in", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 283, + 505, + 297 + ], + "spans": [ + { + "bbox": [ + 105, + 283, + 288, + 297 + ], + "score": 1.0, + "content": "(10). For the CIFAR-10 experiments, we use", + "type": "text" + }, + { + "bbox": [ + 289, + 284, + 322, + 294 + ], + "score": 0.9, + "content": "\\lambda = 0 . 1", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 283, + 505, + 297 + ], + "score": 1.0, + "content": "for both constraints (for sizes in kB). For the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 294, + 505, + 308 + ], + "spans": [ + { + "bbox": [ + 105, + 294, + 401, + 308 + ], + "score": 1.0, + "content": "ImageNet experiments, we kept the same regularization level by scaling", + "type": "text" + }, + { + "bbox": [ + 402, + 295, + 413, + 307 + ], + "score": 0.88, + "content": "\\lambda _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 413, + 294, + 505, + 308 + ], + "score": 1.0, + "content": "with the square of the", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 304, + 505, + 318 + ], + "spans": [ + { + "bbox": [ + 105, + 304, + 505, + 318 + ], + "score": 1.0, + "content": "size ratio between the ImageNet model and the CIFAR-10 model. We scale with the square-ratio as", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 316, + 303, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 316, + 303, + 330 + ], + "score": 1.0, + "content": "the constraints in (10) are squared penalty terms.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 10 + }, + { + "type": "text", + "bbox": [ + 106, + 333, + 505, + 411 + ], + "lines": [ + { + "bbox": [ + 105, + 333, + 506, + 346 + ], + "spans": [ + { + "bbox": [ + 105, + 333, + 506, + 346 + ], + "score": 1.0, + "content": "First, in Table 3/top, we train a ResNet-20 on CIFAR-10 with quantized weights and float32 activa-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 344, + 506, + 357 + ], + "spans": [ + { + "bbox": [ + 106, + 344, + 392, + 357 + ], + "score": 1.0, + "content": "tions. We start with the most restrictive quantization scheme with fixed", + "type": "text" + }, + { + "bbox": [ + 392, + 345, + 410, + 356 + ], + "score": 0.89, + "content": "q _ { \\mathrm { m a x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 410, + 344, + 428, + 357 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 428, + 344, + 463, + 355 + ], + "score": 0.55, + "content": "b = 2 \\mathrm { b i t }", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 344, + 506, + 357 + ], + "score": 1.0, + "content": "(“Fixed”).", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 354, + 506, + 369 + ], + "spans": [ + { + "bbox": [ + 104, + 354, + 242, + 369 + ], + "score": 1.0, + "content": "Then, we allow the model to learn", + "type": "text" + }, + { + "bbox": [ + 242, + 357, + 260, + 367 + ], + "score": 0.87, + "content": "q _ { \\mathrm { m a x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 354, + 285, + 369 + ], + "score": 1.0, + "content": "while", + "type": "text" + }, + { + "bbox": [ + 285, + 356, + 309, + 366 + ], + "score": 0.71, + "content": "b = 2", + "type": "inline_equation" + }, + { + "bbox": [ + 309, + 354, + 506, + 369 + ], + "score": 1.0, + "content": "bit remains fixed as was done in (Jain et al., 2019)", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 104, + 365, + 505, + 379 + ], + "spans": [ + { + "bbox": [ + 104, + 365, + 236, + 379 + ], + "score": 1.0, + "content": "(“TQT”). Finally, we learn both", + "type": "text" + }, + { + "bbox": [ + 236, + 368, + 255, + 378 + ], + "score": 0.89, + "content": "q _ { \\mathrm { m a x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 255, + 365, + 273, + 379 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 273, + 367, + 279, + 376 + ], + "score": 0.63, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 365, + 505, + 379 + ], + "score": 1.0, + "content": "with the constraint that the weight size is at most 70KB", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 378, + 505, + 389 + ], + "spans": [ + { + "bbox": [ + 106, + 378, + 196, + 389 + ], + "score": 1.0, + "content": "(“Ours”), which is just", + "type": "text" + }, + { + "bbox": [ + 196, + 378, + 221, + 388 + ], + "score": 0.53, + "content": "4 . 5 \\mathrm { k B }", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 378, + 505, + 389 + ], + "score": 1.0, + "content": "larger that the previous 2Bit networks. This allows the model to allocate", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 388, + 506, + 401 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 506, + 401 + ], + "score": 1.0, + "content": "more than two bits to some layers. From Table 3/top, we observe that the error is smallest when we", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 399, + 241, + 412 + ], + "spans": [ + { + "bbox": [ + 106, + 399, + 241, + 412 + ], + "score": 1.0, + "content": "learn all quantization parameters.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 16 + }, + { + "type": "text", + "bbox": [ + 107, + 416, + 505, + 473 + ], + "lines": [ + { + "bbox": [ + 105, + 416, + 506, + 429 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 506, + 429 + ], + "score": 1.0, + "content": "In Table 3/bottom, weights and activations are quantized. For activation quantization, we consider", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 426, + 505, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 465, + 440 + ], + "score": 1.0, + "content": "two cases as discussed in Sec. 3. The first one constrains the total activation memory", + "type": "text" + }, + { + "bbox": [ + 465, + 428, + 478, + 437 + ], + "score": 0.86, + "content": "S ^ { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 478, + 426, + 505, + 440 + ], + "score": 1.0, + "content": "while", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 438, + 507, + 453 + ], + "spans": [ + { + "bbox": [ + 105, + 438, + 334, + 453 + ], + "score": 1.0, + "content": "the second constrains the maximum activation memory", + "type": "text" + }, + { + "bbox": [ + 334, + 438, + 347, + 450 + ], + "score": 0.88, + "content": "{ \\hat { S } } ^ { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 438, + 507, + 453 + ], + "score": 1.0, + "content": "such that both have the same size as a", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 451, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 106, + 451, + 505, + 462 + ], + "score": 1.0, + "content": "homogeneously quantized model with 4bit activations. Again, we observe that the error is smallest", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 462, + 279, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 462, + 279, + 474 + ], + "score": 1.0, + "content": "when we learn all quantization parameters.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 107, + 478, + 505, + 533 + ], + "lines": [ + { + "bbox": [ + 105, + 478, + 506, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 506, + 491 + ], + "score": 1.0, + "content": "We also use DQ to train quantized ResNet-18 (He et al., 2016) and MobileNetV2 (Sandler et al.,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 489, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 106, + 489, + 505, + 501 + ], + "score": 1.0, + "content": "2018) on ImageNet (Deng et al., 2009) with 4bit uniform weights and activations or equivalent-sized", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 500, + 506, + 514 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 506, + 514 + ], + "score": 1.0, + "content": "networks with learned quantization parameters. This is quite aggressive and, thus, a fixed quantization", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 511, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 203, + 524 + ], + "score": 1.0, + "content": "scheme loses more than", + "type": "text" + }, + { + "bbox": [ + 203, + 511, + 218, + 522 + ], + "score": 0.85, + "content": "6 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 511, + 439, + 524 + ], + "score": 1.0, + "content": "accuracy while our quantization scheme loses less than", + "type": "text" + }, + { + "bbox": [ + 440, + 511, + 462, + 522 + ], + "score": 0.85, + "content": "0 . 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 462, + 511, + 505, + 524 + ], + "score": 1.0, + "content": "compared", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 522, + 230, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 230, + 535 + ], + "score": 1.0, + "content": "to a float32 precision network.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 107, + 539, + 505, + 682 + ], + "lines": [ + { + "bbox": [ + 106, + 538, + 506, + 552 + ], + "spans": [ + { + "bbox": [ + 106, + 538, + 506, + 552 + ], + "score": 1.0, + "content": "Our results compare favorably to other recent quantization approaches. To our knowledge, the best", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 550, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 360, + 563 + ], + "score": 1.0, + "content": "result for a 4bit ResNet-18 was reported by (Esser et al., 2019)", + "type": "text" + }, + { + "bbox": [ + 360, + 550, + 393, + 561 + ], + "score": 0.85, + "content": "( 2 9 . 9 1 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 550, + 506, + 563 + ], + "score": 1.0, + "content": "error). This is very close to", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 561, + 506, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 177, + 574 + ], + "score": 1.0, + "content": "our performance", + "type": "text" + }, + { + "bbox": [ + 178, + 561, + 212, + 572 + ], + "score": 0.85, + "content": "( 2 9 . 9 2 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 212, + 561, + 506, + 574 + ], + "score": 1.0, + "content": "error). Importantly, (Esser et al., 2019) did not quantize the first and last", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 572, + 506, + 585 + ], + "spans": [ + { + "bbox": [ + 106, + 572, + 506, + 585 + ], + "score": 1.0, + "content": "layers, meaning that their network is much bigger. Specifically, compared to our quantized ResNet-18,", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 582, + 506, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 373, + 596 + ], + "score": 1.0, + "content": "their model with high precision input and output layers requires", + "type": "text" + }, + { + "bbox": [ + 374, + 583, + 394, + 594 + ], + "score": 0.87, + "content": "37 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 582, + 506, + 596 + ], + "score": 1.0, + "content": "more memory to store the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 595, + 506, + 606 + ], + "spans": [ + { + "bbox": [ + 106, + 595, + 506, + 606 + ], + "score": 1.0, + "content": "weights. Moreover, (Esser et al., 2019) learns stepsizes which are not restricted to powers-of-two.", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 605, + 506, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 506, + 617 + ], + "score": 1.0, + "content": "As explained in Sec. 2.2, uniform quantization with power-of-two stepsize leads to more efficient", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 615, + 506, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 506, + 629 + ], + "score": 1.0, + "content": "inference, effectively allowing to efficiently compute any multiplication with an integer multiplication", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 626, + 506, + 641 + ], + "spans": [ + { + "bbox": [ + 105, + 626, + 506, + 641 + ], + "score": 1.0, + "content": "and bit-shift. To our knowledge only (Wang et al., 2018) reported results of MobileNetV2 quantized", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 638, + 506, + 651 + ], + "spans": [ + { + "bbox": [ + 106, + 638, + 506, + 651 + ], + "score": 1.0, + "content": "to 4bit. They keep the baseline performance constraining the network to the same size as the 4bit", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 647, + 506, + 663 + ], + "spans": [ + { + "bbox": [ + 104, + 647, + 506, + 663 + ], + "score": 1.0, + "content": "network. However, they do not quantize the activations in this case. In addition, DQ training is", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 660, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 106, + 660, + 505, + 673 + ], + "score": 1.0, + "content": "efficient since it is comparable to the training of unquantized network. Specifically, one epoch on", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 671, + 487, + 684 + ], + "spans": [ + { + "bbox": [ + 106, + 671, + 171, + 684 + ], + "score": 1.0, + "content": "ImageNet takes", + "type": "text" + }, + { + "bbox": [ + 171, + 671, + 198, + 681 + ], + "score": 0.36, + "content": "3 7 \\mathrm { m i n }", + "type": "inline_equation" + }, + { + "bbox": [ + 199, + 671, + 487, + 684 + ], + "score": 1.0, + "content": "for MobileNetV2 and 18min for ResNet-18 on four Nvidia Tesla V100.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 36 + }, + { + "type": "text", + "bbox": [ + 107, + 687, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "Fig. 5 shows the weight bitwidth assignment over layers. We observe that small bitwidths are used", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 698, + 507, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 507, + 712 + ], + "score": 1.0, + "content": "for layers with many parameters, i.e., pointwise convolutions and fully connected layers. However,", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 710, + 507, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 507, + 723 + ], + "score": 1.0, + "content": "the resulting bitwidth assignments are complex, meaning that there is no simple heuristic. Therefore,", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 721, + 330, + 732 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 330, + 732 + ], + "score": 1.0, + "content": "it is important to learn the optimal bitwidth assignment.", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 44.5 + } + ], + "page_idx": 7, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "score": 1.0, + "content": "8", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "table", + "bbox": [ + 108, + 71, + 505, + 177 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 135, + 56, + 473, + 67 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 136, + 55, + 474, + 69 + ], + "spans": [ + { + "bbox": [ + 136, + 55, + 474, + 69 + ], + "score": 1.0, + "content": "Table 3: Homogeneous vs. heterogeneous quantization of ResNet-20 on CIFAR-10.", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "table_body", + "bbox": [ + 108, + 71, + 505, + 177 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 108, + 71, + 505, + 177 + ], + "spans": [ + { + "bbox": [ + 108, + 71, + 505, + 177 + ], + "score": 0.982, + "html": "
Bitwidth Weight/Activ.qmax Weight/Activ.Size Weight/Activ.(max)/Activ.(sum)Validation errorUniform quant. Power-of-two quant. Validation error
Baseline32bit/32bit11048KB/64KB/736KB7.29%
Fixed2bit/32bitfixed/-65.5KB/64KB/736KB10.81%8.99%
TQT (Jain et al.,2019)2bit/32bitlearned/-65.5KB/64KB/736KB9.47%8.79%
Ours (w/constr. (8a))learned/32bitlearned/-70KB/64KB/736KB8.59%8.53%
Fixed2bit/4bitfixed/fixed65.5KB/8KB/92KB11.30%11.62%
TQT (Jain et al.,2019)2bit/4bitlearned/learned65.5KB/8KB/92KB9.62%11.29%
Ours (w/constr.(8a) and(8b)) learned/learned learned/learned70KB/- /92KB9.38%11.29%
Ours (w/constr.(8a) and (8c)))learned/learnedlearned/learned70KB/8KB/-8.58%11.23%
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Please note that we quantize all layers opposed to other papers which use a higher", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 255, + 261, + 268 + ], + "spans": [ + { + "bbox": [ + 105, + 255, + 261, + 268 + ], + "score": 1.0, + "content": "precision for the first and/or last layer.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 5.5, + "bbox_fs": [ + 105, + 222, + 506, + 268 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 272, + 505, + 328 + ], + "lines": [ + { + "bbox": [ + 105, + 272, + 505, + 286 + ], + "spans": [ + { + "bbox": [ + 105, + 272, + 482, + 286 + ], + "score": 1.0, + "content": "In our experiments, we noticed that the performance of DQ is not sensitive to the choice of", + "type": "text" + }, + { + "bbox": [ + 482, + 273, + 493, + 285 + ], + "score": 0.89, + "content": "\\lambda _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 493, + 272, + 505, + 286 + ], + "score": 1.0, + "content": "in", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 283, + 505, + 297 + ], + "spans": [ + { + "bbox": [ + 105, + 283, + 288, + 297 + ], + "score": 1.0, + "content": "(10). For the CIFAR-10 experiments, we use", + "type": "text" + }, + { + "bbox": [ + 289, + 284, + 322, + 294 + ], + "score": 0.9, + "content": "\\lambda = 0 . 1", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 283, + 505, + 297 + ], + "score": 1.0, + "content": "for both constraints (for sizes in kB). For the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 294, + 505, + 308 + ], + "spans": [ + { + "bbox": [ + 105, + 294, + 401, + 308 + ], + "score": 1.0, + "content": "ImageNet experiments, we kept the same regularization level by scaling", + "type": "text" + }, + { + "bbox": [ + 402, + 295, + 413, + 307 + ], + "score": 0.88, + "content": "\\lambda _ { j }", + "type": "inline_equation" + }, + { + "bbox": [ + 413, + 294, + 505, + 308 + ], + "score": 1.0, + "content": "with the square of the", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 304, + 505, + 318 + ], + "spans": [ + { + "bbox": [ + 105, + 304, + 505, + 318 + ], + "score": 1.0, + "content": "size ratio between the ImageNet model and the CIFAR-10 model. We scale with the square-ratio as", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 316, + 303, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 316, + 303, + 330 + ], + "score": 1.0, + "content": "the constraints in (10) are squared penalty terms.", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 10, + "bbox_fs": [ + 105, + 272, + 505, + 330 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 333, + 505, + 411 + ], + "lines": [ + { + "bbox": [ + 105, + 333, + 506, + 346 + ], + "spans": [ + { + "bbox": [ + 105, + 333, + 506, + 346 + ], + "score": 1.0, + "content": "First, in Table 3/top, we train a ResNet-20 on CIFAR-10 with quantized weights and float32 activa-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 344, + 506, + 357 + ], + "spans": [ + { + "bbox": [ + 106, + 344, + 392, + 357 + ], + "score": 1.0, + "content": "tions. We start with the most restrictive quantization scheme with fixed", + "type": "text" + }, + { + "bbox": [ + 392, + 345, + 410, + 356 + ], + "score": 0.89, + "content": "q _ { \\mathrm { m a x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 410, + 344, + 428, + 357 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 428, + 344, + 463, + 355 + ], + "score": 0.55, + "content": "b = 2 \\mathrm { b i t }", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 344, + 506, + 357 + ], + "score": 1.0, + "content": "(“Fixed”).", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 354, + 506, + 369 + ], + "spans": [ + { + "bbox": [ + 104, + 354, + 242, + 369 + ], + "score": 1.0, + "content": "Then, we allow the model to learn", + "type": "text" + }, + { + "bbox": [ + 242, + 357, + 260, + 367 + ], + "score": 0.87, + "content": "q _ { \\mathrm { m a x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 354, + 285, + 369 + ], + "score": 1.0, + "content": "while", + "type": "text" + }, + { + "bbox": [ + 285, + 356, + 309, + 366 + ], + "score": 0.71, + "content": "b = 2", + "type": "inline_equation" + }, + { + "bbox": [ + 309, + 354, + 506, + 369 + ], + "score": 1.0, + "content": "bit remains fixed as was done in (Jain et al., 2019)", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 104, + 365, + 505, + 379 + ], + "spans": [ + { + "bbox": [ + 104, + 365, + 236, + 379 + ], + "score": 1.0, + "content": "(“TQT”). Finally, we learn both", + "type": "text" + }, + { + "bbox": [ + 236, + 368, + 255, + 378 + ], + "score": 0.89, + "content": "q _ { \\mathrm { m a x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 255, + 365, + 273, + 379 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 273, + 367, + 279, + 376 + ], + "score": 0.63, + "content": "b", + "type": "inline_equation" + }, + { + "bbox": [ + 279, + 365, + 505, + 379 + ], + "score": 1.0, + "content": "with the constraint that the weight size is at most 70KB", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 378, + 505, + 389 + ], + "spans": [ + { + "bbox": [ + 106, + 378, + 196, + 389 + ], + "score": 1.0, + "content": "(“Ours”), which is just", + "type": "text" + }, + { + "bbox": [ + 196, + 378, + 221, + 388 + ], + "score": 0.53, + "content": "4 . 5 \\mathrm { k B }", + "type": "inline_equation" + }, + { + "bbox": [ + 222, + 378, + 505, + 389 + ], + "score": 1.0, + "content": "larger that the previous 2Bit networks. This allows the model to allocate", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 388, + 506, + 401 + ], + "spans": [ + { + "bbox": [ + 105, + 388, + 506, + 401 + ], + "score": 1.0, + "content": "more than two bits to some layers. From Table 3/top, we observe that the error is smallest when we", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 399, + 241, + 412 + ], + "spans": [ + { + "bbox": [ + 106, + 399, + 241, + 412 + ], + "score": 1.0, + "content": "learn all quantization parameters.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 16, + "bbox_fs": [ + 104, + 333, + 506, + 412 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 416, + 505, + 473 + ], + "lines": [ + { + "bbox": [ + 105, + 416, + 506, + 429 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 506, + 429 + ], + "score": 1.0, + "content": "In Table 3/bottom, weights and activations are quantized. For activation quantization, we consider", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 426, + 505, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 426, + 465, + 440 + ], + "score": 1.0, + "content": "two cases as discussed in Sec. 3. The first one constrains the total activation memory", + "type": "text" + }, + { + "bbox": [ + 465, + 428, + 478, + 437 + ], + "score": 0.86, + "content": "S ^ { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 478, + 426, + 505, + 440 + ], + "score": 1.0, + "content": "while", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 438, + 507, + 453 + ], + "spans": [ + { + "bbox": [ + 105, + 438, + 334, + 453 + ], + "score": 1.0, + "content": "the second constrains the maximum activation memory", + "type": "text" + }, + { + "bbox": [ + 334, + 438, + 347, + 450 + ], + "score": 0.88, + "content": "{ \\hat { S } } ^ { x }", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 438, + 507, + 453 + ], + "score": 1.0, + "content": "such that both have the same size as a", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 451, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 106, + 451, + 505, + 462 + ], + "score": 1.0, + "content": "homogeneously quantized model with 4bit activations. Again, we observe that the error is smallest", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 462, + 279, + 474 + ], + "spans": [ + { + "bbox": [ + 106, + 462, + 279, + 474 + ], + "score": 1.0, + "content": "when we learn all quantization parameters.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 22, + "bbox_fs": [ + 105, + 416, + 507, + 474 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 478, + 505, + 533 + ], + "lines": [ + { + "bbox": [ + 105, + 478, + 506, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 478, + 506, + 491 + ], + "score": 1.0, + "content": "We also use DQ to train quantized ResNet-18 (He et al., 2016) and MobileNetV2 (Sandler et al.,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 489, + 505, + 501 + ], + "spans": [ + { + "bbox": [ + 106, + 489, + 505, + 501 + ], + "score": 1.0, + "content": "2018) on ImageNet (Deng et al., 2009) with 4bit uniform weights and activations or equivalent-sized", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 500, + 506, + 514 + ], + "spans": [ + { + "bbox": [ + 105, + 500, + 506, + 514 + ], + "score": 1.0, + "content": "networks with learned quantization parameters. This is quite aggressive and, thus, a fixed quantization", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 511, + 505, + 524 + ], + "spans": [ + { + "bbox": [ + 105, + 511, + 203, + 524 + ], + "score": 1.0, + "content": "scheme loses more than", + "type": "text" + }, + { + "bbox": [ + 203, + 511, + 218, + 522 + ], + "score": 0.85, + "content": "6 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 511, + 439, + 524 + ], + "score": 1.0, + "content": "accuracy while our quantization scheme loses less than", + "type": "text" + }, + { + "bbox": [ + 440, + 511, + 462, + 522 + ], + "score": 0.85, + "content": "0 . 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 462, + 511, + 505, + 524 + ], + "score": 1.0, + "content": "compared", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 522, + 230, + 535 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 230, + 535 + ], + "score": 1.0, + "content": "to a float32 precision network.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 27, + "bbox_fs": [ + 105, + 478, + 506, + 535 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 539, + 505, + 682 + ], + "lines": [ + { + "bbox": [ + 106, + 538, + 506, + 552 + ], + "spans": [ + { + "bbox": [ + 106, + 538, + 506, + 552 + ], + "score": 1.0, + "content": "Our results compare favorably to other recent quantization approaches. To our knowledge, the best", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 550, + 506, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 550, + 360, + 563 + ], + "score": 1.0, + "content": "result for a 4bit ResNet-18 was reported by (Esser et al., 2019)", + "type": "text" + }, + { + "bbox": [ + 360, + 550, + 393, + 561 + ], + "score": 0.85, + "content": "( 2 9 . 9 1 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 550, + 506, + 563 + ], + "score": 1.0, + "content": "error). This is very close to", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 561, + 506, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 561, + 177, + 574 + ], + "score": 1.0, + "content": "our performance", + "type": "text" + }, + { + "bbox": [ + 178, + 561, + 212, + 572 + ], + "score": 0.85, + "content": "( 2 9 . 9 2 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 212, + 561, + 506, + 574 + ], + "score": 1.0, + "content": "error). Importantly, (Esser et al., 2019) did not quantize the first and last", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 572, + 506, + 585 + ], + "spans": [ + { + "bbox": [ + 106, + 572, + 506, + 585 + ], + "score": 1.0, + "content": "layers, meaning that their network is much bigger. Specifically, compared to our quantized ResNet-18,", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 582, + 506, + 596 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 373, + 596 + ], + "score": 1.0, + "content": "their model with high precision input and output layers requires", + "type": "text" + }, + { + "bbox": [ + 374, + 583, + 394, + 594 + ], + "score": 0.87, + "content": "37 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 582, + 506, + 596 + ], + "score": 1.0, + "content": "more memory to store the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 595, + 506, + 606 + ], + "spans": [ + { + "bbox": [ + 106, + 595, + 506, + 606 + ], + "score": 1.0, + "content": "weights. Moreover, (Esser et al., 2019) learns stepsizes which are not restricted to powers-of-two.", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 605, + 506, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 506, + 617 + ], + "score": 1.0, + "content": "As explained in Sec. 2.2, uniform quantization with power-of-two stepsize leads to more efficient", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 615, + 506, + 629 + ], + "spans": [ + { + "bbox": [ + 105, + 615, + 506, + 629 + ], + "score": 1.0, + "content": "inference, effectively allowing to efficiently compute any multiplication with an integer multiplication", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 626, + 506, + 641 + ], + "spans": [ + { + "bbox": [ + 105, + 626, + 506, + 641 + ], + "score": 1.0, + "content": "and bit-shift. To our knowledge only (Wang et al., 2018) reported results of MobileNetV2 quantized", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 638, + 506, + 651 + ], + "spans": [ + { + "bbox": [ + 106, + 638, + 506, + 651 + ], + "score": 1.0, + "content": "to 4bit. They keep the baseline performance constraining the network to the same size as the 4bit", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 647, + 506, + 663 + ], + "spans": [ + { + "bbox": [ + 104, + 647, + 506, + 663 + ], + "score": 1.0, + "content": "network. However, they do not quantize the activations in this case. In addition, DQ training is", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 660, + 505, + 673 + ], + "spans": [ + { + "bbox": [ + 106, + 660, + 505, + 673 + ], + "score": 1.0, + "content": "efficient since it is comparable to the training of unquantized network. Specifically, one epoch on", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 671, + 487, + 684 + ], + "spans": [ + { + "bbox": [ + 106, + 671, + 171, + 684 + ], + "score": 1.0, + "content": "ImageNet takes", + "type": "text" + }, + { + "bbox": [ + 171, + 671, + 198, + 681 + ], + "score": 0.36, + "content": "3 7 \\mathrm { m i n }", + "type": "inline_equation" + }, + { + "bbox": [ + 199, + 671, + 487, + 684 + ], + "score": 1.0, + "content": "for MobileNetV2 and 18min for ResNet-18 on four Nvidia Tesla V100.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 36, + "bbox_fs": [ + 104, + 538, + 506, + 684 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 687, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 505, + 700 + ], + "score": 1.0, + "content": "Fig. 5 shows the weight bitwidth assignment over layers. We observe that small bitwidths are used", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 698, + 507, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 507, + 712 + ], + "score": 1.0, + "content": "for layers with many parameters, i.e., pointwise convolutions and fully connected layers. However,", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 710, + 507, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 507, + 723 + ], + "score": 1.0, + "content": "the resulting bitwidth assignments are complex, meaning that there is no simple heuristic. Therefore,", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 721, + 330, + 732 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 330, + 732 + ], + "score": 1.0, + "content": "it is important to learn the optimal bitwidth assignment.", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 44.5, + "bbox_fs": [ + 105, + 688, + 507, + 732 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 109, + 95, + 504, + 284 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 109, + 95, + 504, + 284 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 109, + 95, + 504, + 284 + ], + "spans": [ + { + "bbox": [ + 109, + 95, + 504, + 284 + ], + "score": 0.663, + "type": "image", + "image_path": "c478bdda236596de7d122e9e89f3c217fd072fdde3230adc03e98d31ad4411cb.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 109, + 95, + 504, + 158.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 109, + 158.0, + 504, + 221.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 109, + 221.0, + 504, + 284.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 107, + 286, + 505, + 320 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 286, + 506, + 300 + ], + "spans": [ + { + "bbox": [ + 106, + 286, + 506, + 300 + ], + "score": 1.0, + "content": "Figure 5: Weight bitwidth assignment over layers for ResNet-18 and MobileNetV2 on ImageNet", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 298, + 505, + 310 + ], + "spans": [ + { + "bbox": [ + 106, + 298, + 505, + 310 + ], + "score": 1.0, + "content": "with weights constrained to a maximum size of 5.57MB. 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Only P3 reaches the optimum", + "type": "text" + }, + { + "bbox": [ + 470, + 282, + 482, + 292 + ], + "score": 0.84, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 482, + 281, + 485, + 295 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + } + ], + "index": 6.0 + }, + { + "type": "text", + "bbox": [ + 105, + 306, + 498, + 317 + ], + "lines": [ + { + "bbox": [ + 106, + 306, + 500, + 318 + ], + "spans": [ + { + "bbox": [ + 106, + 306, + 500, + 318 + ], + "score": 1.0, + "content": "A.3 VISUALIZATION OF THE ERROR SURFACE FOR THE QUANTIZATION OF GAUSSIAN DATA", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8 + }, + { + "type": "text", + "bbox": [ + 106, + 326, + 506, + 423 + ], + "lines": [ + { + "bbox": [ + 105, + 327, + 506, + 340 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 506, + 340 + ], + "score": 1.0, + "content": "In Sec. 2.3 of the paper, we compared the three different parametrizations of the uniform quantizer", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 338, + 506, + 351 + ], + "spans": [ + { + "bbox": [ + 105, + 338, + 506, + 351 + ], + "score": 1.0, + "content": "at the example of optimal quantization of Gaussian data. To get a better understanding of Fig 3,", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 349, + 505, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 349, + 505, + 361 + ], + "score": 1.0, + "content": "we show how the error surfaces look like for this example problem. The experimental setup is the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 360, + 506, + 373 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 506, + 373 + ], + "score": 1.0, + "content": "same as in Sec. 2.3, i.e., we use DQ to learn the optimal quantization parameters of a uniform and a", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 103, + 370, + 506, + 391 + ], + "spans": [ + { + "bbox": [ + 103, + 370, + 399, + 390 + ], + "score": 1.0, + "content": "power-of-two quantizer, which minimize the expected quantization error", + "type": "text" + }, + { + "bbox": [ + 399, + 371, + 503, + 391 + ], + "score": 0.89, + "content": "\\mathrm { m i n } _ { \\pmb \\theta } \\mathrm { E } \\left[ \\left( \\boldsymbol x - \\dot { Q } ( \\boldsymbol x ; \\pmb \\theta ) \\right) ^ { 2 } \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 504, + 370, + 506, + 390 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 389, + 505, + 402 + ], + "spans": [ + { + "bbox": [ + 105, + 389, + 505, + 402 + ], + "score": 1.0, + "content": "We use three different parametrizations, adapt the quantizer’s parameters with gradient descent and", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 399, + 504, + 413 + ], + "spans": [ + { + "bbox": [ + 104, + 399, + 488, + 413 + ], + "score": 1.0, + "content": "compare the convergence speed as well as the final quantization error. As an input, we generate", + "type": "text" + }, + { + "bbox": [ + 489, + 399, + 504, + 410 + ], + "score": 0.86, + "content": "1 0 ^ { 4 }", + "type": "inline_equation" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 411, + 199, + 424 + ], + "spans": [ + { + "bbox": [ + 106, + 411, + 163, + 424 + ], + "score": 1.0, + "content": "samples from", + "type": "text" + }, + { + "bbox": [ + 163, + 411, + 195, + 423 + ], + "score": 0.93, + "content": "N ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 195, + 411, + 199, + 424 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 12.5 + }, + { + "type": "text", + "bbox": [ + 106, + 428, + 505, + 538 + ], + "lines": [ + { + "bbox": [ + 106, + 428, + 505, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 428, + 505, + 441 + ], + "score": 1.0, + "content": "Fig. 8 shows the corresponding error surfaces for the three different parametrizations of the uniform", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 438, + 506, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 438, + 506, + 452 + ], + "score": 1.0, + "content": "quantization. The red curve shows the path through the parameter space taken by gradient descent", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 104, + 448, + 506, + 464 + ], + "spans": [ + { + "bbox": [ + 104, + 448, + 355, + 464 + ], + "score": 1.0, + "content": "in order to optimize the MSE, starting with the initial values", + "type": "text" + }, + { + "bbox": [ + 356, + 450, + 380, + 460 + ], + "score": 0.82, + "content": "b = 2", + "type": "inline_equation" + }, + { + "bbox": [ + 380, + 448, + 385, + 464 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 385, + 450, + 442, + 461 + ], + "score": 0.87, + "content": "d = q _ { \\mathrm { m a x } } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 448, + 506, + 464 + ], + "score": 1.0, + "content": ". The optimum", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 107, + 459, + 506, + 474 + ], + "spans": [ + { + "bbox": [ + 107, + 461, + 118, + 471 + ], + "score": 0.85, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 118, + 459, + 172, + 474 + ], + "score": 1.0, + "content": "is located at", + "type": "text" + }, + { + "bbox": [ + 172, + 461, + 203, + 471 + ], + "score": 0.86, + "content": "b = 1 6", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 459, + 208, + 474 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 209, + 460, + 241, + 473 + ], + "score": 0.88, + "content": "d _ { \\approx } ^ { < 2 ^ { - 1 3 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 459, + 247, + 474 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 248, + 461, + 286, + 472 + ], + "score": 0.88, + "content": "q _ { \\mathrm { m a x } } = 4", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 459, + 506, + 474 + ], + "score": 1.0, + "content": ", since we allow a maximal bitwidth of 16bit and the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 471, + 506, + 485 + ], + "spans": [ + { + "bbox": [ + 104, + 471, + 281, + 485 + ], + "score": 1.0, + "content": "largest sample magnitude in our dataset is", + "type": "text" + }, + { + "bbox": [ + 281, + 471, + 369, + 484 + ], + "score": 0.91, + "content": "\\operatorname* { m a x } \\{ x _ { 1 } , . . . , x _ { N } \\} \\lessapprox 4", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 471, + 506, + 485 + ], + "score": 1.0, + "content": ". In each of the cases U1-U3, the", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 483, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 483, + 505, + 496 + ], + "score": 1.0, + "content": "error surface is composed of steep ridges and large flat regions. The steep ridges force us to use small", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 104, + 492, + 507, + 507 + ], + "spans": [ + { + "bbox": [ + 104, + 492, + 375, + 507 + ], + "score": 1.0, + "content": "learning rates to avoid divergence. For cases U1 and U2, the optimal", + "type": "text" + }, + { + "bbox": [ + 376, + 494, + 387, + 504 + ], + "score": 0.86, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 388, + 492, + 507, + 507 + ], + "score": 1.0, + "content": "can not be reached. However,", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 504, + 506, + 517 + ], + "spans": [ + { + "bbox": [ + 105, + 504, + 137, + 517 + ], + "score": 1.0, + "content": "for U3,", + "type": "text" + }, + { + "bbox": [ + 138, + 505, + 149, + 515 + ], + "score": 0.84, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 150, + 504, + 506, + 517 + ], + "score": 1.0, + "content": "lies at the border of a flat region and can be easily reached. Furthermore, case U3 shows", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 516, + 505, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 505, + 529 + ], + "score": 1.0, + "content": "a much faster and more stable convergence without oscillation, since the gradient magnitudes are", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 525, + 483, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 483, + 540 + ], + "score": 1.0, + "content": "bounded and the error surface has fewer steep ridges where gradient descent starts oscillating.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 21.5 + }, + { + "type": "text", + "bbox": [ + 107, + 543, + 505, + 600 + ], + "lines": [ + { + "bbox": [ + 105, + 543, + 506, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 506, + 557 + ], + "score": 1.0, + "content": "Fig. 9 shows the corresponding error surfaces for the three different parametrizations of the power-of-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 554, + 505, + 567 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 264, + 567 + ], + "score": 1.0, + "content": "two quantization. Again, the optimum", + "type": "text" + }, + { + "bbox": [ + 264, + 555, + 276, + 565 + ], + "score": 0.86, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 276, + 554, + 505, + 567 + ], + "score": 1.0, + "content": "is not attained for two parametrizations, namely P1 and", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 564, + 506, + 578 + ], + "spans": [ + { + "bbox": [ + 105, + 564, + 133, + 578 + ], + "score": 1.0, + "content": "P2, as", + "type": "text" + }, + { + "bbox": [ + 133, + 565, + 145, + 576 + ], + "score": 0.86, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 564, + 506, + 578 + ], + "score": 1.0, + "content": "is surrounded by a large, mostly flat region. For these two cases, gradient descent tends", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 576, + 506, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 576, + 506, + 590 + ], + "score": 1.0, + "content": "to oscillate at steep ridges and tends to be unstable. However, gradient descent converges to a point", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 586, + 341, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 140, + 601 + ], + "score": 1.0, + "content": "close to", + "type": "text" + }, + { + "bbox": [ + 140, + 588, + 151, + 597 + ], + "score": 0.86, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 152, + 586, + 274, + 601 + ], + "score": 1.0, + "content": "for parametrization P3, where", + "type": "text" + }, + { + "bbox": [ + 275, + 587, + 337, + 599 + ], + "score": 0.93, + "content": "\\theta = [ q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 337, + 586, + 341, + 601 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 29 + }, + { + "type": "text", + "bbox": [ + 107, + 604, + 505, + 663 + ], + "lines": [ + { + "bbox": [ + 105, + 603, + 505, + 616 + ], + "spans": [ + { + "bbox": [ + 105, + 603, + 505, + 616 + ], + "score": 1.0, + "content": "Finally, we also did a comparison of the different power-of-two quantizations on CIFAR-10. Fig. 10", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 615, + 505, + 627 + ], + "spans": [ + { + "bbox": [ + 106, + 615, + 505, + 627 + ], + "score": 1.0, + "content": "shows the evolution of the training and validation error if we start from a random or a pre-trained", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 625, + 506, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 625, + 302, + 639 + ], + "score": 1.0, + "content": "float network initialization. We can observe that", + "type": "text" + }, + { + "bbox": [ + 302, + 626, + 365, + 638 + ], + "score": 0.92, + "content": "\\theta = [ q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 625, + 506, + 639 + ], + "score": 1.0, + "content": "has the best convergence behavior", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 638, + 505, + 648 + ], + "spans": [ + { + "bbox": [ + 106, + 638, + 505, + 648 + ], + "score": 1.0, + "content": "and thus also results in the smallest validation error (cf. Table 1). The unstable behavior of P2 is", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 646, + 383, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 646, + 212, + 663 + ], + "score": 1.0, + "content": "expected as the derivative", + "type": "text" + }, + { + "bbox": [ + 212, + 648, + 231, + 664 + ], + "score": 0.93, + "content": "\\frac { \\partial Q _ { P } } { \\partial q _ { \\mathrm { m i n } } }", + "type": "inline_equation" + }, + { + "bbox": [ + 232, + 646, + 383, + 663 + ], + "score": 1.0, + "content": "can take very large (absolute) values.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 34 + }, + { + "type": "title", + "bbox": [ + 107, + 677, + 296, + 689 + ], + "lines": [ + { + "bbox": [ + 106, + 678, + 297, + 689 + ], + "spans": [ + { + "bbox": [ + 106, + 678, + 297, + 689 + ], + "score": 1.0, + "content": "A.4 FURTHER EXPERIMENTS WITH ADAM", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 108, + 699, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 506, + 712 + ], + "score": 1.0, + "content": "Finally, we did an experiment to verify that the parametrization is important, even if adaptive gradient", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 709, + 505, + 722 + ], + "score": 1.0, + "content": "descent methods like ADAM are used for optimization. Table 5 gives the results for a ResNet-20", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 720, + 453, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 453, + 733 + ], + "score": 1.0, + "content": "trained on CIFAR-10. We observe, that again U3 and P3 are the best parametrizations.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 39 + } + ], + "page_idx": 13, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 293, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 294, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2020", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 310, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 13 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 141, + 88, + 469, + 170 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 141, + 88, + 469, + 170 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 141, + 88, + 469, + 170 + ], + "spans": [ + { + "bbox": [ + 141, + 88, + 469, + 170 + ], + "score": 0.961, + "type": "image", + "image_path": "5a18bd0d1de174d0d7a6eb7d4b6f31e045e08e828ece2ab7f86111ec606efa4d.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 141, + 88, + 469, + 115.33333333333333 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 141, + 115.33333333333333, + 469, + 142.66666666666666 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 141, + 142.66666666666666, + 469, + 170.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 137, + 173, + 473, + 186 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 135, + 172, + 474, + 187 + ], + "spans": [ + { + "bbox": [ + 135, + 172, + 460, + 187 + ], + "score": 1.0, + "content": "Figure 8: MSE surfaces for uniform quantization. Only U3 reaches the optimum", + "type": "text" + }, + { + "bbox": [ + 460, + 174, + 471, + 184 + ], + "score": 0.81, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 471, + 172, + 474, + 187 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 3 + } + ], + "index": 2.0 + }, + { + "type": "image", + "bbox": [ + 142, + 193, + 471, + 273 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 142, + 193, + 471, + 273 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 142, + 193, + 471, + 273 + ], + "spans": [ + { + "bbox": [ + 142, + 193, + 471, + 273 + ], + "score": 0.959, + "type": "image", + "image_path": "5498e06e6b203fbf846d9ab6df38a898eec73b6e40612a90d08d9bacbd644c70.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 142, + 193, + 471, + 219.66666666666666 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 142, + 219.66666666666666, + 471, + 246.33333333333331 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 142, + 246.33333333333331, + 471, + 273.0 + ], + "spans": [], + "index": 6 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 123, + 281, + 484, + 294 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 125, + 281, + 485, + 295 + ], + "spans": [ + { + "bbox": [ + 125, + 281, + 470, + 295 + ], + "score": 1.0, + "content": "Figure 9: MSE surfaces for power-of-two quantization. Only P3 reaches the optimum", + "type": "text" + }, + { + "bbox": [ + 470, + 282, + 482, + 292 + ], + "score": 0.84, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 482, + 281, + 485, + 295 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7 + } + ], + "index": 6.0 + }, + { + "type": "text", + "bbox": [ + 105, + 306, + 498, + 317 + ], + "lines": [ + { + "bbox": [ + 106, + 306, + 500, + 318 + ], + "spans": [ + { + "bbox": [ + 106, + 306, + 500, + 318 + ], + "score": 1.0, + "content": "A.3 VISUALIZATION OF THE ERROR SURFACE FOR THE QUANTIZATION OF GAUSSIAN DATA", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 8, + "bbox_fs": [ + 106, + 306, + 500, + 318 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 326, + 506, + 423 + ], + "lines": [ + { + "bbox": [ + 105, + 327, + 506, + 340 + ], + "spans": [ + { + "bbox": [ + 105, + 327, + 506, + 340 + ], + "score": 1.0, + "content": "In Sec. 2.3 of the paper, we compared the three different parametrizations of the uniform quantizer", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 338, + 506, + 351 + ], + "spans": [ + { + "bbox": [ + 105, + 338, + 506, + 351 + ], + "score": 1.0, + "content": "at the example of optimal quantization of Gaussian data. To get a better understanding of Fig 3,", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 349, + 505, + 361 + ], + "spans": [ + { + "bbox": [ + 105, + 349, + 505, + 361 + ], + "score": 1.0, + "content": "we show how the error surfaces look like for this example problem. The experimental setup is the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 360, + 506, + 373 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 506, + 373 + ], + "score": 1.0, + "content": "same as in Sec. 2.3, i.e., we use DQ to learn the optimal quantization parameters of a uniform and a", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 103, + 370, + 506, + 391 + ], + "spans": [ + { + "bbox": [ + 103, + 370, + 399, + 390 + ], + "score": 1.0, + "content": "power-of-two quantizer, which minimize the expected quantization error", + "type": "text" + }, + { + "bbox": [ + 399, + 371, + 503, + 391 + ], + "score": 0.89, + "content": "\\mathrm { m i n } _ { \\pmb \\theta } \\mathrm { E } \\left[ \\left( \\boldsymbol x - \\dot { Q } ( \\boldsymbol x ; \\pmb \\theta ) \\right) ^ { 2 } \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 504, + 370, + 506, + 390 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 389, + 505, + 402 + ], + "spans": [ + { + "bbox": [ + 105, + 389, + 505, + 402 + ], + "score": 1.0, + "content": "We use three different parametrizations, adapt the quantizer’s parameters with gradient descent and", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 399, + 504, + 413 + ], + "spans": [ + { + "bbox": [ + 104, + 399, + 488, + 413 + ], + "score": 1.0, + "content": "compare the convergence speed as well as the final quantization error. As an input, we generate", + "type": "text" + }, + { + "bbox": [ + 489, + 399, + 504, + 410 + ], + "score": 0.86, + "content": "1 0 ^ { 4 }", + "type": "inline_equation" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 411, + 199, + 424 + ], + "spans": [ + { + "bbox": [ + 106, + 411, + 163, + 424 + ], + "score": 1.0, + "content": "samples from", + "type": "text" + }, + { + "bbox": [ + 163, + 411, + 195, + 423 + ], + "score": 0.93, + "content": "N ( 0 , 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 195, + 411, + 199, + 424 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 12.5, + "bbox_fs": [ + 103, + 327, + 506, + 424 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 428, + 505, + 538 + ], + "lines": [ + { + "bbox": [ + 106, + 428, + 505, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 428, + 505, + 441 + ], + "score": 1.0, + "content": "Fig. 8 shows the corresponding error surfaces for the three different parametrizations of the uniform", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 438, + 506, + 452 + ], + "spans": [ + { + "bbox": [ + 105, + 438, + 506, + 452 + ], + "score": 1.0, + "content": "quantization. The red curve shows the path through the parameter space taken by gradient descent", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 104, + 448, + 506, + 464 + ], + "spans": [ + { + "bbox": [ + 104, + 448, + 355, + 464 + ], + "score": 1.0, + "content": "in order to optimize the MSE, starting with the initial values", + "type": "text" + }, + { + "bbox": [ + 356, + 450, + 380, + 460 + ], + "score": 0.82, + "content": "b = 2", + "type": "inline_equation" + }, + { + "bbox": [ + 380, + 448, + 385, + 464 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 385, + 450, + 442, + 461 + ], + "score": 0.87, + "content": "d = q _ { \\mathrm { m a x } } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 448, + 506, + 464 + ], + "score": 1.0, + "content": ". The optimum", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 107, + 459, + 506, + 474 + ], + "spans": [ + { + "bbox": [ + 107, + 461, + 118, + 471 + ], + "score": 0.85, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 118, + 459, + 172, + 474 + ], + "score": 1.0, + "content": "is located at", + "type": "text" + }, + { + "bbox": [ + 172, + 461, + 203, + 471 + ], + "score": 0.86, + "content": "b = 1 6", + "type": "inline_equation" + }, + { + "bbox": [ + 204, + 459, + 208, + 474 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 209, + 460, + 241, + 473 + ], + "score": 0.88, + "content": "d _ { \\approx } ^ { < 2 ^ { - 1 3 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 459, + 247, + 474 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 248, + 461, + 286, + 472 + ], + "score": 0.88, + "content": "q _ { \\mathrm { m a x } } = 4", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 459, + 506, + 474 + ], + "score": 1.0, + "content": ", since we allow a maximal bitwidth of 16bit and the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 471, + 506, + 485 + ], + "spans": [ + { + "bbox": [ + 104, + 471, + 281, + 485 + ], + "score": 1.0, + "content": "largest sample magnitude in our dataset is", + "type": "text" + }, + { + "bbox": [ + 281, + 471, + 369, + 484 + ], + "score": 0.91, + "content": "\\operatorname* { m a x } \\{ x _ { 1 } , . . . , x _ { N } \\} \\lessapprox 4", + "type": "inline_equation" + }, + { + "bbox": [ + 369, + 471, + 506, + 485 + ], + "score": 1.0, + "content": ". In each of the cases U1-U3, the", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 483, + 505, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 483, + 505, + 496 + ], + "score": 1.0, + "content": "error surface is composed of steep ridges and large flat regions. The steep ridges force us to use small", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 104, + 492, + 507, + 507 + ], + "spans": [ + { + "bbox": [ + 104, + 492, + 375, + 507 + ], + "score": 1.0, + "content": "learning rates to avoid divergence. For cases U1 and U2, the optimal", + "type": "text" + }, + { + "bbox": [ + 376, + 494, + 387, + 504 + ], + "score": 0.86, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 388, + 492, + 507, + 507 + ], + "score": 1.0, + "content": "can not be reached. However,", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 504, + 506, + 517 + ], + "spans": [ + { + "bbox": [ + 105, + 504, + 137, + 517 + ], + "score": 1.0, + "content": "for U3,", + "type": "text" + }, + { + "bbox": [ + 138, + 505, + 149, + 515 + ], + "score": 0.84, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 150, + 504, + 506, + 517 + ], + "score": 1.0, + "content": "lies at the border of a flat region and can be easily reached. Furthermore, case U3 shows", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 516, + 505, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 516, + 505, + 529 + ], + "score": 1.0, + "content": "a much faster and more stable convergence without oscillation, since the gradient magnitudes are", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 525, + 483, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 483, + 540 + ], + "score": 1.0, + "content": "bounded and the error surface has fewer steep ridges where gradient descent starts oscillating.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 21.5, + "bbox_fs": [ + 104, + 428, + 507, + 540 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 543, + 505, + 600 + ], + "lines": [ + { + "bbox": [ + 105, + 543, + 506, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 506, + 557 + ], + "score": 1.0, + "content": "Fig. 9 shows the corresponding error surfaces for the three different parametrizations of the power-of-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 554, + 505, + 567 + ], + "spans": [ + { + "bbox": [ + 105, + 554, + 264, + 567 + ], + "score": 1.0, + "content": "two quantization. Again, the optimum", + "type": "text" + }, + { + "bbox": [ + 264, + 555, + 276, + 565 + ], + "score": 0.86, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 276, + 554, + 505, + 567 + ], + "score": 1.0, + "content": "is not attained for two parametrizations, namely P1 and", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 564, + 506, + 578 + ], + "spans": [ + { + "bbox": [ + 105, + 564, + 133, + 578 + ], + "score": 1.0, + "content": "P2, as", + "type": "text" + }, + { + "bbox": [ + 133, + 565, + 145, + 576 + ], + "score": 0.86, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 564, + 506, + 578 + ], + "score": 1.0, + "content": "is surrounded by a large, mostly flat region. For these two cases, gradient descent tends", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 576, + 506, + 590 + ], + "spans": [ + { + "bbox": [ + 105, + 576, + 506, + 590 + ], + "score": 1.0, + "content": "to oscillate at steep ridges and tends to be unstable. However, gradient descent converges to a point", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 586, + 341, + 601 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 140, + 601 + ], + "score": 1.0, + "content": "close to", + "type": "text" + }, + { + "bbox": [ + 140, + 588, + 151, + 597 + ], + "score": 0.86, + "content": "\\pmb { \\theta } ^ { * }", + "type": "inline_equation" + }, + { + "bbox": [ + 152, + 586, + 274, + 601 + ], + "score": 1.0, + "content": "for parametrization P3, where", + "type": "text" + }, + { + "bbox": [ + 275, + 587, + 337, + 599 + ], + "score": 0.93, + "content": "\\theta = [ q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 337, + 586, + 341, + 601 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 29, + "bbox_fs": [ + 105, + 543, + 506, + 601 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 604, + 505, + 663 + ], + "lines": [ + { + "bbox": [ + 105, + 603, + 505, + 616 + ], + "spans": [ + { + "bbox": [ + 105, + 603, + 505, + 616 + ], + "score": 1.0, + "content": "Finally, we also did a comparison of the different power-of-two quantizations on CIFAR-10. Fig. 10", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 615, + 505, + 627 + ], + "spans": [ + { + "bbox": [ + 106, + 615, + 505, + 627 + ], + "score": 1.0, + "content": "shows the evolution of the training and validation error if we start from a random or a pre-trained", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 625, + 506, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 625, + 302, + 639 + ], + "score": 1.0, + "content": "float network initialization. We can observe that", + "type": "text" + }, + { + "bbox": [ + 302, + 626, + 365, + 638 + ], + "score": 0.92, + "content": "\\theta = [ q _ { \\mathrm { m i n } } , q _ { \\mathrm { m a x } } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 625, + 506, + 639 + ], + "score": 1.0, + "content": "has the best convergence behavior", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 638, + 505, + 648 + ], + "spans": [ + { + "bbox": [ + 106, + 638, + 505, + 648 + ], + "score": 1.0, + "content": "and thus also results in the smallest validation error (cf. Table 1). 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QuantizationFloat32Uniform quantizationPower-of-two quantization
θ=[b,d]T0=[b,qmax]Θ= :[d,qmax] T0=[b,qmax] T0=[b,qmin] T Θ=[qmin, qmax] T
Weights Weights+Activations17.8%/8.18% 8.50%/7.29% 28.9%/9.03%8.80%/7.44%8.50%/7.32% 9.23%/7.40%11.70%/7.90%53.07%/23.01%10.61%/7.56% 15.10%/9.86%
10(a) Random initialization9.43%/7.74%22.91%/11.68% diverging/35.68%
r Brrier 10 2 010010 -1(b)Pre-trained initialization1008 书 4 6 ·104 Iteration
1100
100
Jl nriei 福
10 -110 2 110 1
2 4 Iteration602 4602 4 Iteration60 2
Iteration b,d (U1)·104b,qmax (U2) d, qmax (U3)
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Baseline32bit/32bit11048KB/64KB/736KB7.29%
Fixed2bit/32bitfixed/-65.5KB/64KB/736KB10.81%8.99%
TQT (Jain et al.,2019)2bit/32bitlearned/-65.5KB/64KB/736KB9.47%8.79%
Ours (w/constr. (8a))learned/32bitlearned/-70KB/64KB/736KB8.59%8.53%
Fixed2bit/4bitfixed/fixed65.5KB/8KB/92KB11.30%11.62%
TQT (Jain et al.,2019)2bit/4bitlearned/learned65.5KB/8KB/92KB9.62%11.29%
Ours (w/constr.(8a) and(8b)) learned/learned learned/learned70KB/- /92KB9.38%11.29%
Ours (w/constr.(8a) and (8c)))learned/learnedlearned/learned70KB/8KB/-8.58%11.23%
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We demonstrate that large-scale pre-trained transformers can significantly improve the state-of-the-art (SOTA) on a range of near OOD tasks across different data modalities. For instance, on CIFAR-100 vs CIFAR-10 OOD detection, we improve the AUROC from $8 5 \%$ (current SOTA) to $96 \%$ using Vision Transformers pre-trained on ImageNet-21k. On a challenging genomics OOD detection benchmark, we improve the AUROC from $66 \%$ to $7 7 \%$ using transformers and unsupervised pre-training. To further improve performance, we explore the few-shot outlier exposure setting where a few examples from outlier classes may be available; we show that pre-trained transformers are particularly well-suited for outlier exposure, and that the AUROC of OOD detection on CIFAR-100 vs CIFAR10 can be improved to $9 8 . 7 \%$ with just 1 image per OOD class, and $9 9 . 4 6 \%$ with 10 images per OOD class. For multi-modal image-text pre-trained transformers such as CLIP, we explore a new way of using just the names of outlier classes as a sole source of information without any accompanying images, and show that this outperforms previous SOTA on standard vision OOD benchmark tasks. + +# 1 Introduction + +Deep neural networks are increasingly used in high-stakes applications such as healthcare [Roy et al., 2021, Ren et al., 2019]. Safe deployment of models requires that models not only be accurate but also be robust to distribution shift [Amodei et al., 2016]. Neural networks can assign high-confidence predictions to mis-classified inputs [Guo et al., 2017, Lakshminarayanan et al., 2017] as well as test inputs that do not belong to one of the training classes [Nguyen et al., 2015]. This motivates the need for methods that can reliably detect out-of-distribution (OOD) inputs. There has been a lot of progress in detecting OOD inputs including methods based on discriminative models [Hendrycks and Gimpel, 2016, Lee et al., 2018, Liang et al., 2017, Liu et al., 2020] as well as methods based on deep generative models [Nalisnick et al., 2019, Zhang et al., 2020]. + +The difficulty of the OOD detection task depends on how semantically close the outliers are to the inlier classes. Winkens et al. [2020] distinguish between near-OOD tasks which are harder and far-OOD tasks which are easier, as evidenced by the difference in state-of-the-art (SOTA) for area under the receiver operating characteristic curve (AUROC). For instance, for a model trained on CIFAR-100 (which consists of classes such as mammals, fish, flowers, fruits, household devices, trees, vehicles, insects, etc), a far-OOD task would be detecting digits from the street-view house numbers (SVHN) dataset as outliers. For the same model, detecting images from the CIFAR-10 dataset (which consists of the following 10 classes: airplane, automobile, bird, cat, deer, dog, frog, horse, ship, truck) would be considered a near-OOD task, which is more difficult as the classes are semantically similar. There has been impressive progress on far-OOD detection, for instance there are several approaches which can achieve AUROC close to $9 9 \%$ on CIFAR-100 (in) vs SVHN (out) task, cf. [Sastry and Oore, 2020]. However, the state-of-the-art for near-OOD detection is much lower, for instance the SOTA AUROC for CIFAR-100 (in) vs CIFAR-10 (out) task is around $85 \%$ [Zhang et al., 2020] which is considerably lower than the SOTA for far-OOD tasks. Similar trends are observed in other modalities such as genomics where the SOTA AUROC of near-OOD detection is only $66 \%$ [Ren et al., 2019]. Improving the SOTA for these near-OOD detection tasks and closing the performance gap between near-OOD detection and far-OOD detection is one of the key challenges in ensuring the safe deployment of models. + +![](images/4f255bff2140e8dde72b23a4a17febb28c0cb69afb46acf1a4842269a848d13a.jpg) +Figure 1: A two-dimensional PCA projection of the space of embedding vectors for 3 models, with examples of 2 in-distribution (from CIFAR-100) and 1 out-of-distribution class (from CIFAR-10). The color coding shows the Mahalanobis outlier score, while the points are projections of embeddings of members of the in-distribution CIFAR-100 classes "sunflowers" (black plus signs) and "turtle" (yellow crosses), and the OOD CIFAR-10 class "automobile" (red circles). The left panel shows a ResNet-20 trained on CIFAR-100, which assigns low Mahalanobis distance to OOD inputs and leads to overlapping clusters of class embeddings. The ViT pre-trained on ImageNet-21k (middle panel) is able to distinguish classes from each other well, but does not lead to well-separated outlier scores. ViT fine-tuned on CIFAR-100 (right panel) is great at clustering embeddings based on class, as well as assigning high Mahalanobis distance to OOD inputs (red). + +Large-scale pre-trained transformers have led to significant accuracy improvements in multiple domains, cf. Bidirectional Encoder Representations from Transformers (BERT) for text [Devlin et al., 2018], Vision Transformers (ViT) for images [Dosovitskiy et al., 2021], Contrastive Language–Image Pre-training (CLIP) trained on image-text pairs [Radford et al., 2021]. We show that classifiers obtained by fine-tuning large-scale pre-trained transformers are significantly better at near-OOD detection. Intuitively, large-scale pre-training makes classifiers less vulnerable to shortcut learning [Geirhos et al., 2020], making these representations better suited for near-OOD detection. Figure 1 visualizes two-dimensional PCA projections of representations from residual networks (ResNet) [He et al., 2016] trained on CIFAR-100 and ViT model pre-trained on ImageNet-21k and fine-tuned on CIFAR-100; we can observe that representations obtained by fine-tuning pre-trained transformers are better suited at near-OOD detection than representations from ResNet just trained on CIFAR-100. + +Motivated by real-world applications which demand very high level of OOD detection for safe deployment, we explore variants of outlier exposure to further improve OOD detection. We show that pre-trained transformers are particularly well-suited at leveraging known outliers due to their highquality representations (see Figure 1). We systematically vary the number of outlier examples per class, and show that even a handful of known outliers can significantly improve OOD detection. We refer to this setting as few-shot outlier exposure. For multi-modal pre-trained transformers, we explore a new form of outlier exposure that leverages names of outlier classes without any accompanying images, and show that this can significantly improve OOD detection for zero-shot classification. + +In summary, our contributions are the following: + +• We show that pre-trained transformers lead to significant improvements on near-OOD benchmarks. Concretely, we improve the AUROC of OOD detection on CIFAR-100 vs CIFAR-10 from $85 \%$ (current SOTA) to $96 \%$ using ViT pre-trained on ImageNet-21k, and improve the AUROC on a genomics OOD detection benchmark from $66 \%$ (current SOTA) to $7 7 \%$ using BERT. • We show that pre-trained transformers are well-suited for few-shot outlier exposure. With just 10 labeled examples per class, we can improve the AUROC of OOD detection on CIFAR-100 vs CIFAR-10 to $9 9 \%$ , and improve the AUROC of OOD detection on genomics to $86 \%$ . • We explore OOD detection for pre-trained multi-modal image-text transformers in the zero-shot classification setting, and show that just using the names of outlier classes as candidate text labels for CLIP, we can achieve AUROC of $9 4 . 8 \%$ on CIFAR-100 vs CIFAR-10 task. On easier far-OOD tasks such as CIFAR- $\{ 1 0 0 , 1 0 \}$ vs SVHN, we achieve AUROC of $9 9 . 6 \%$ and $9 9 . 9 \%$ respectively. + +# 2 Background and Related work + +Notation We assume that we have an in-distribution dataset $\mathcal { D } ^ { \mathrm { i n } }$ of $( x ^ { \mathrm { i n } } , y ^ { \mathrm { i n } } )$ pairs where $_ { \textbf { \em x } }$ denotes the input feature vector, and $y ^ { \mathrm { i n } } \in { \mathcal { V } } ^ { \mathrm { i n } } : = \left\{ 1 , \ldots , K \right\}$ denotes the class label. Let $\mathcal { D } ^ { \mathrm { o u t } }$ denote an outof-distribution dataset of $( x ^ { \mathrm { o u t } } , y ^ { \mathrm { o u t } } )$ pairs where $y ^ { \mathrm { o u t } } \in { \mathcal { Y } } ^ { \mathrm { o u t } } : = \{ K + 1 , \ldots , K + O \}$ , $\mathcal { V } ^ { \mathrm { o u t } } \cap \mathcal { V } ^ { \mathrm { i n } } =$ $\varnothing$ . Depending on how different $\mathcal { D } ^ { \mathrm { o u t } }$ is from $\mathcal { D } ^ { \mathrm { i n } }$ , we categorize the OOD detection tasks into nearOOD and far-OOD. We first study the scenario where the model is fine-tuned only on the training set $\mathcal { D } _ { \mathrm { t r a i n } } ^ { \mathrm { i n } }$ without any access to OOD data. The test set contains $\mathcal { D } _ { \mathrm { t e s t } } ^ { \mathrm { i n } }$ D test and $\mathcal { D } _ { \mathrm { t e s t } } ^ { \mathrm { o u t } }$ for evaluating OOD performance using AUROC. Next, we explore the scenario where a small number of OOD examples are availcontains ${ \mathcal { D } } _ { \mathrm { t r a i n } } ^ { \mathrm { i n } } \bigcup { \mathcal { D } } _ { \mathrm { f e w - s h o t } } ^ { \mathrm { o u t } }$ .e. the f, where $| \mathcal { D } _ { \mathrm { f e w - s h o t } } ^ { \mathrm { o u t } } |$ lier exposure setting. In this setting, the training setis often smaller than 100 per OOD class. + +# 2.1 Methods for detecting OOD inputs + +We describe a few popular techniques for detecting OOD inputs using neural networks. + +Maximum over softmax probabilities (MSP) A baseline method for OOD detection is to use the maximum softmax probability as the confidence score, i.e. $\begin{array} { r } { \mathrm { s c o r e } _ { \mathrm { m s p } } ( \pmb { x } ) = \mathrm { m a x } _ { c = 1 , . . . , K } p ( \pmb { y } = c | \pmb { x } ) } \end{array}$ [Hendrycks and Gimpel, 2016]. While being slightly worse than other techniques, its simplicity and performance make it an ideal baseline. + +Mahalanobis distance Lee et al. [2018] proposed to fit a Gaussian distribution to the classconditional embeddings and use the Mahalanobis distance for OOD detection. Let $f ( { \pmb x } )$ denote the embedding (e.g. the penultimate layer before computing the logits) of an input $_ { \textbf { \em x } }$ . We fit a Gaussian distribution to the embeddings of the training data, computing per-class mean $\begin{array} { r } { \pmb { \mu _ { c } } = \frac { 1 } { N _ { c } } \sum _ { i : y _ { i } = c } f ( \pmb { x } _ { i } ) } \end{array}$ and a shared covariance matrix $\begin{array} { r } { \Sigma \stackrel { - } { = } \frac { 1 } { N } \sum _ { c = 1 } ^ { K } \bar { \sum _ { i : y _ { i } = c } ( f ( \pmb { x } _ { i } ) - } } \end{array}$ ${ \pmb { \mu } } _ { c } ) \left( f ( { \pmb x } _ { i } ) - { \pmb { \mu } } _ { c } \right) ^ { \top }$ . The Mahalanobis score (negative of the distance) is then computed as: $\begin{array} { r } { \mathrm { s c o r e } _ { \mathrm { M a h a } } ( { \pmb x } ) = - \operatorname* { m i n } _ { c } \Big ( \frac { 1 } { 2 } \big ( f ( { \pmb x } ) - { \pmb \mu } _ { c } \big ) \Sigma ^ { - 1 } \big ( f ( { \pmb x } ) - { \pmb \mu } _ { c } \big ) ^ { \top } \Big ) . } \end{array}$ . + +Outlier exposure Hendrycks et al. [2018] proposed outlier exposure which leverages a large dataset of known outliers. For classification problems, the model is trained to predict uniform distribution over labels for these inputs. Thulasidasan et al. [2021] proposed to use a single outlier class as the $( K + 1 ) ^ { \mathrm { t h } }$ class for a $( K + 1 )$ -way classification problem. Roy et al. [2021] showed that leveraging the labels of known outliers (rather than assigning all known outliers to a single class) can further improve OOD detection performance. + +# 2.2 Pre-training neural networks + +Architectures using self-attention, typically based on the Transformer [Vaswani et al., 2017], often combined with large-scale pre-training directly on raw text, have been very popular for natural language processing (NLP) tasks in recent years [Devlin et al., 2018, Dai and Le, 2015, Peters et al., 2018, Howard and Ruder, 2018, Radford et al., 2018, Raffel et al., 2019]. Often followed by fine-tuning on a smaller, downstream dataset, large-scale pre-training techniques lead to highly informative embeddings that are broadly useful in natural language tasks. The advantage of the transformer architecture is its ability to scale to very large model sizes, reaching up to 1 trillion parameter mark [Fedus et al., 2021]. Large pre-trained models, such as GPT-3 [Brown et al., 2020], have shown the potential of large-scale task-agnostic pre-training in language. + +The Vision Transformer (ViT) [Dosovitskiy et al., 2021] has shown that self-attention combined with large-scale pre-training is a viable strategy for vision tasks as well. The performance of ViT is comparable to other state-of-the-art models, while being more efficient to train. Its ability to quickly fine-tune to a smaller, downstream dataset, generalizing even in a few-shot regime, makes it an attractive backbone for tasks such as out-of-distribution (OOD) detection. In this paper, we use ViT pre-trained on ImageNet-21k [Ridnik et al., 2021]. + +Multi-modal text-image transformers such as CLIP (Contrastive Language-Image Pre-Training) [Radford et al., 2021] pre-train on 400 million (image, text) pairs from the internet to learn to predict a raw text caption from an image, and by doing so develop state-of-the-art visual representations and their natural language counterparts. Radford et al. [2021] showed that CLIP improves robustness to natural distribution shift. In this paper, we use the shared image-text embedding to introduce a new zero-shot OOD detection method (Section 5). Hendrycks et al. [2019a] show that pre-training improves OOD detection for non-transformer architectures. Self-supervised learning techniques have also been shown to improve OOD detection; Hendrycks et al. [2019b] use rotation prediction and Winkens et al. [2020] use contrastive training to improve near-OOD detection. + +Robustness of pre-trained transformers Hendrycks et al. [2020] show that pre-trained transformers improve OOD detection in NLP. Pre-trained BERT has been has used as a backbone for OOD detection in language, cf. [Liu et al., 2020]. Unlike them, we focus on vision and genomics modalities, and specifically on near-OOD detection benchmarks. Investigating the robustness of pre-trained ViT is an active research area and there are several concurrent papers exploring robustness of ViT to adversarial perturbations and common corruptions (ImageNet-C). Bhojanapalli et al. [2021] show the robustness of pre-trained transformers to input perturbations, and of transformers to layer removal. Caron et al. [2021] demonstrate many emerging properties in self-supervised ViTs, while Shao et al. [2021], Mahmood et al. [2021] show that they are more robust to adversarial perturbations, and Naseer et al. [2021] that they have less texture bias. Paul and Chen [2021], Minderer et al. [2021] show that ViT is more robust to distribution shift and natural adversarial examples [Paul and Chen, 2021], and Mao et al. [2021] propose a robust ViT. To the best of our knowledge, we are the first to show that pre-trained ViT can significantly improve near-OOD detection in vision benchmarks, and show that few-shot outlier exposure can further improve performance. + +# 3 Near-OOD detection on image classification benchmarks + +# 3.1 Fine-tuning the Vision Transformer + +We use the Vision Transformer (ViT) architecture [Dosovitskiy et al., 2021] and its pretrained model checkpoints.2 The checkpoints are pre-trained on ImageNet-21k [Deng et al., 2009]. We fine-tune the full ViT architecture on a downstream task that is either the CIFAR-10 or CIFAR-100 classification problem (using a TPU in Google Colab). Once the model is finetuned, we get its pre-logit embeddings (the layer immediately preceding the final layer) for the train and test sets of CIFAR-10 and CIFAR-100 to use for OOD tasks. We use the maximum over softmax probabilities (labeled as MSP) and the Mahalanobis distance (labeled as Maha). + +![](images/e1d5a072ce210fa1d3a41a5deb4c9f6769ffedc2899cfb6f3fb0b37b4c65174e.jpg) +Figure 2: Left: CIFAR-100 vs CIFAR-10 OOD AUROC for previous state-of-the-art Zhang et al. [2020], our fine-tuned ViT with two different backbones (ViT-B_16 and $\mathbf { R 5 0 + V i T - B _ { - } } 1 6 )$ ). Right: CIFAR-10 vs CIFAR-100 OOD task. + +Table 1: ImageNet-21k pre-trained ViT/BiT/MLP-Mixer fine-tuned on the in-distribution training set. + +
ModelIn- distributionfine-tuned test accuracyOut- distributionMahalanobis AUROCMSP AUROC
BiT-MR50x1CIFAR-10087.01%CIFAR-1081.71%81.15%
BiT-MR101x3CIFAR-10091.55%CIFAR-1090.10%83.69%
ViT-B_16CIFAR-10090.95%CIFAR-1095.53%91.89%
R50+ViT-B_16CIFAR-10091.71%CIFAR-1096.23%92.08%
MLP-Mixer-B_16CIFAR-10090.40%CIFAR-1095.31%90.22%
BiT-MR50x1 BiT-MR101x3CIFAR-1097.47%CIFAR-10095.52%85.87%
CIFAR-1097.36%CIFAR-10094.55%85.34%
ViT-B_16CIFAR-1098.10%CIFAR-10098.42%97.68%
R50+ViT-B_16CIFAR-1098.70%CIFAR-10098.52%97.75%
MLP-Mixer-B_16CIFAR-1097.58%CIFAR-10097.85%96.28%
+ +The results are summarized in Table 1 and Figure 2. We observe that the MSP baseline yields surprisingly good results when used on top of a large pre-trained transformer that has been fine-tuned on the in-distribution training set. The Mahalanobis distance technique improves OOD detection even further. Applying Mahalanobis distance to a pre-trained ViT fine-tuned on CIFAR-100, we achieve AUROC of $96 \%$ on CIFAR-100 vs CIFAR-10, significantly improving over the previous SOTA of + +$85 \%$ using a hybrid model [Zhang et al., 2020]. To study the effect of model architecture, we also evaluate OOD performance on another large-scale pre-trained model, Big Transfer (BiT) [Kolesnikov et al., $2 0 1 9 ] ^ { 3 }$ , as a comparison to ViT. We use the BiT-M $\mathrm { R } 5 0 \mathrm { x } 1$ and R101x3 models pre-trained on ImageNet-21k, and fine-tune the full model architecture on CIFAR-10 and CIFAR-100 respectively. The results are shown in Table 1. For both directions, the AUROCs for BiT are lower than that for ViT. More importantly, BiT uses a different model architecture, ResNet, instead of a transformer, which may explains the large difference in the OOD performance. As an additional ablation, we fine-tuned the MLP-Mixer pre-trained on ImageNet-21k [Tolstikhin et al., $2 0 2 1 ] ^ { 4 }$ , a high-performance all-MLP architecture for vision, and compared its performance to the Vision Transformer (ViT) and BiT. The summary of our results can be found in Table 1. We observe that MLP-mixer outperforms BiT as well, which adds additional evidence that pre-training helps architectures such as ViT and MLP-mixer more than it helps BiT. + +Due to semantic similarity between classes in CIFAR, this task is hard for humans as well.5 We also evaluated the performance of our approach on popular far-OOD benchmarks such as CIFAR- $^ *$ vs SVHN and CIFAR-\* vs Textures, and achieve very high AUROC values of around $9 8 \%$ or higher, see Table 7 in Appendix C. We mainly focus on the difficult near-OOD as this is a more challenging and realistic problem; many methods can achieve high AUROC on the easier far-OOD benchmarks, but do not perform as well in near-OOD tasks, cf. [Winkens et al., 2020, Table 1] which compares many methods on near-OOD and far-OOD tasks. + +Since ViT models are typically pre-trained using a large labeled set, we ran additional ablations to understand how much of the improvement is due to supervision vs transformers. To assess the role of supervised pre-training, we compared the results to a ViT pre-trained on ImageNet-21k in a self-supervised way that does not use any labels. We took a pre-trained checkpoint from Caron et al. [2021], and fine-tuned it on CIFAR-100. The results are shown as DINO ViT-B_16 in Table 2. Since the fine-tuned test accuracy is lower for DINO ViT-B_16, we also include an ViT-B_16 that was fine-tuned for fewer steps to achieve comparable test accuracy as DINO ViT-B_16. Note that even though DINO ViT-B_16 is pre-trained without labels, the AUROC is significantly higher than the current SOTA for CIFAR-100 vs CIFAR-10. The difference between DINO ViT-B_16 vs early stopped ViT-B_16 shows the difference due to supervision during pre-training. We also experimented with larger ViT models such as ViT-L_16 and ensembles, and found that they improve AUROC of OOD detection to $98 \%$ on CIFAR-100 vs CIFAR-10 task. We found that the OOD detection is lower for ViT models with lower fine-tuned test accuracy, see Appendix C.1 for these results. Hence, we believe that better strategies for unsupervised pre-training and fine-tuning can further improve OOD detection performance. In Section 4, we explore unsupervised pre-training for transformers to improve near-OOD detection in genomics. + +Table 2: Additional ablations to measure the effect of supervised pre-training. ⇤ indicates selfsupervised pre-training without labels. + +
ModelIn- distributionfine-tuned test accuracyOut- distributionMahalanobis AUROCMSP AUROC
DINO ViT-B_16*CIFAR-10088.95%CIFAR-1088.78%81.25%
ViT-B_16 (early stop)CIFAR-10088.71%CIFAR-1093.05%88.82%
ViT-B_16CIFAR-10090.95%CIFAR-1095.53%91.89%
R50+ViT-B_16CIFAR-10091.71%CIFAR-1096.23%92.08%
ViT-L_16CIFAR-10094.73%CIFAR-1097.98%94.28%
ViT ensembleCIFAR-100CIFAR-1098.11%95.15%
+ +# 3.2 Few-shot outlier exposure using ViT + +In Section 3.1, we demonstrated that fine-tuning a pre-trained ViT model can improve near-OOD detection (with relatively simple OOD detection techniques such as MSP and Mahalanobis distance). Figure 1 shows that the representations from fine-tuned ViT models are well-clustered. This motivates few-shot outlier exposure, where we assume just a handful of known outliers (and optionally their labels). This setting is motivated by real-world applications which require high-quality OOD detection and teams are willing to collect a handful of known outlier examples (rather than just rely on modeling approaches) to improve safety. Another setting is the case where models are being continuously re-trained; once an outlier is detected, it is desirable to include that in the training corpus to encourage the model to correctly detect similar examples as outliers in the future. + +![](images/b15455ebb7b7d61995fb74ab52ee3e220c77ac9435887d0744a27c65eaee4f3a.jpg) +Figure 3: Few-shot outlier exposure with pre-trained transformers. The OOD samples are used to fine-tune a simple classifier (linear classifier for ViT which uses supervised pre-training, and shallow MLP with one hidden layer for genomics which uses unsupervised pre-training). We use the in-distribution classes in addition to multiple OOD classes (when labels available), or a single OOD class. The confidence score is the sum of probabilities corresponding to the in-distribution classes. + +The general approach is shown in Figure 3. By using the in-distribution training set $D _ { \mathrm { t r a i n } } ^ { \mathrm { i n } }$ with $K$ classes and a small number of known OOD examples from $D _ { \mathrm { f e w - s h o t } } ^ { \mathrm { o u t } }$ with $O$ train classes, we train a simple classifier $h ( \cdot )$ that maps an embedding vector $_ z$ to a probability vector $\pmb { p } \in \mathbb { R } ^ { K + O }$ , which concatenates the in- and out-of-distribution classes. We considered two types of outlier exposure, one which assumes access to outlier labels (similar to [Roy et al., 2021]) and one where all the outlier examples are collapsed to a single $( K + 1 ) \mathrm { t h }$ class (similar to [Thulasidasan et al., 2021]). For models pre-trained with labels (such as ViT), we use a linear classifier. For models that use unsupervised pre-training (e.g. genomics in Section 4), we use a shallow multi-layer perceptron (MLP) with a single hidden layer so that fine-tuning can learn discriminative features. We use the sum of the probabilities of all $K$ in-distribution classes as the confidence score for the OOD detection task, $\begin{array} { r } { \mathrm { \tilde { s c o r e } } _ { \mathrm { o e } } ( { \pmb x } ) = p ( \mathrm { i n } | { \pmb x } ) = \sum _ { c = 1 , . . . , K } p ( y = c | { \pmb x } ) . } \end{array}$ . When training the MLP $h ( \cdot )$ with few-shot OOD examples, there could be many more examples of the in-distribution data than the small number of OOD data. We therefore oversample the OOD inputs by a factor that we calculate as $( | \mathcal { D } _ { \mathrm { t r a i n } } ^ { \mathrm { i n } } | / | \mathcal { D } _ { \mathrm { o e } } ^ { \mathrm { o u t } } | ) ( O / K )$ . This makes the training classes approximately balanced during training. We used a single layer MLP from scikit-learn [Pedregosa et al., 2011], batch size 200, $L _ { 2 }$ penalty of 1, learning rate 0.001 with Adam, maximum of 1,000 iterations. Algorithm 1 and Algorithm 2 describe the details of training and scoring. + +Algorithm 1 Few-shot outlier exposure training + +# Algorithm 2 Few-shot outlier inference + +# + +1: Input: In-distribution train set ${ \mathcal D } _ { \mathrm { t r a i n } } ^ { \mathrm { i n } } = \{ ( { \pmb x } , y ) \}$ with $K$ classes, out-of-distribution train subset ${ \mathcal { D } } _ { \mathrm { f e w - s h o t } } ^ { \mathrm { o u t } } =$ $\{ ( { \pmb x } , y ) \}$ with $O$ classes, oversampling factor $\Gamma$ , a pretrained feature extractor $f ( \cdot ) : x z$ , a simple classification head $h ( \cdot ) : z \to p \in \mathbb { R } ^ { K + O }$ . +2: Initialize: Ibatches from $h ( \cdot )$ t random, gen, oversampling andby m . $\mathcal { D } _ { \mathrm { t r a i n } } ^ { \mathrm { i n } } \bigcup \mathcal { D } _ { \mathrm { t r a i n } } ^ { \mathrm { o u t } }$ Douttrain Douttrain $\Gamma$ +3: for train_step $= 1$ to max_step do +4: $\mathrm { l o s s } = { \mathsf { C r o s s E n t r o p y } } ( h ( f ( \pmb { x } ) ) , y )$ +5: SGD update of $h ( \cdot )$ w.r.t loss +6: end for + +1: Input:In-distribution test set $\begin{array} { r l } { \mathcal { D } _ { \mathrm { t e s t } } ^ { \mathrm { i n } } } & { { } = } \end{array}$ $\{ ( { \pmb x } , y ) \}$ with classes, out-ofdistribution test subset $\begin{array} { r l } { \mathcal { D } _ { \mathrm { t e s t } } ^ { \mathrm { o u t } } } & { { } = } \end{array}$ $\{ ( X , y ) \}$ with $O$ classes, a pre-trained $f ( \cdot ) : x z$ from inputs to embedding vectors, a trained classification head $h ( \cdot ) : z \to \mathbf { p } \in \mathbb { R } ^ { K + O }$ . 2: Compute $\mathrm { s c o r e } _ { \mathrm { o e } } ^ { \mathrm { i n } } ( { \pmb x } )$ , $\pmb { x } \in \mathcal { D } _ { \mathrm { t e s t } } ^ { \mathrm { i n } }$ 3: Compute $\mathrm { s c o r e } _ { \mathrm { o e } } ^ { \mathrm { o u t } } ( { \pmb x } ) , { \pmb x } \in \mathcal { D } _ { \mathrm { t e s t } } ^ { \mathrm { o u t } }$ 4: Compute AUROC based on the scores. + +completeness as it illustrates how quickly the performance saturates. Figure 4 and Table 3 show the few-shot outlier exposure results for CIFAR-100 vs CIFAR-10 and CIFAR-10 vs CIFAR-100. We evaluate performance of the pre-trained transformer (without any fine-tuning on CIFAR- $^ *$ ) as well as a fine-tuned transformer. We observe that even with 1-10 known outliers per class, we can achieve $9 9 \%$ AUROC for near-OOD detection on CIFAR-100 vs CIFAR-10. Interestingly, we observe that having labels for outliers is less important when the transformer is fine-tuned on in-distribution (dashed vs solid red lines) than in the scenario where the transformer is not fine-tuned (dashed vs solid blue lines). Intuitively, the embeddings obtained by fine-tuning a pre-trained transformer are well-clustered, so just a handful of known outliers can significantly improve OOD detection, as illustrated in Figure 9 in Appendix B. + +![](images/ede09de945bc4b73e5d0267561a9df1e5b1c2e1b27fc6499e08bf53e7b22ed68.jpg) +Figure 4: The effect of few-shot outlier exposure and fine-tuning on CIFAR-100 vs CIFAR-10 (left) and CIFAR-10 vs CIFAR-100 (right) using a $\mathrm { R 5 0 + V i T – B } \_ { 1 6 }$ pre-trained on ImageNet-21k. Fine-tuning on in-distribution (red) prior to outlier exposure outperforms no fine-tuning (blue). + +Table 3: ImageNet-21k pre-trained ViT (optionally fine-tuned on in-distribution), with an additional final layer that was trained using the in-distribution train set and a small number of examples of the OOD train set (including the $O$ OOD class labels, corresponding to the solid curves in Figure 4). + +(a) CIFAR-100 vs CIFAR-10 AUROC results. + +
Number of OOD(CIFAR-10)examplesper classR+ViT(withoutfine-tuning)R+ViTfine-tuned onCIFAR-100
1231010088.73±1.08%92.94 ± 0.55%93.25 ± 0.59%95.73 ± 0.31%97.70±0.01%98.70±0.08%99.02 ± 0.15%99.16 ± 0.11%99.46 ± 0.01%99.67±(0.01%
+ +(b) CIFAR-10 vs CIFAR-100 AUROC results. + +
Number of OOD(CIFAR-100)examplesper classR+ViT(withoutfine-tuning)R+ViTfine-tuned onCIFAR-10
194.35± 0.05%95.10 ± 0.30%95.60 ± 0.01%96.42 ± 0.02%97.38±0.01%98.96±0.05%99.11 ± 0.04%99.17 ± 0.03%99.29 ± 0.02%99.50±(0.01%
2
310
100
+ +# 4 Near OOD detection of genomic sequences + +We investigate OOD detection in genomics as another input modality for near-OOD detection. Ren et al. [2019] proposed a benchmark dataset6 for OOD detection in genomics, motivated by the real-world problem of bacteria identification based on genomic sequences. Real bacteria sequencing data can contain approximately $60 \%$ of sequences from unknown classes that have not been studied before. Hence, a classifier trained on all known classes so far will be inevitably asked to predict on genomes that do not belong to one of the known classes. Since different bacteria classes are discovered gradually over the years, Ren et al. [2019] use a set of 10 bacteria classes that were discovered before the year 2011 as in-distribution classes, a set of 60 bacteria classes discovered between 2011-2016 as the validation OOD, and a set of 60 different bacteria classes discovered after 2016 as the test OOD. The training set only contains genomic sequences of in-distribution classes. The validation and test sets contain sequences from both in-distribution and OOD classes. The genomic sequence is of fixed length of 250 base pairs, composed by characters of A, C, G, T. In the previous work, 1-dimensional Convolutional Neural Networks (1D CNN) were used to build the classifier for the 10 in-distributional classes, and the maximum of softmax probabilities (MSP) and Mahalanobis distance were used for OOD detection. The best AUROC for MSP was only $6 6 . 1 4 \%$ , and $6 2 . 4 1 \%$ for Mahalanobis distance [Ren et al., 2019]. + +Similar to the previous section, we explore the usefulness of pre-trained transformers and fine-tuning for near-OOD detection. Unsupervised pre-training and fine-tuning approach has been applied to several bio-informatic problems, such as protein function prediction [Elnaggar et al., 2020, Dohan et al., 2021, Littmann et al., 2021], protein structure prediction [Rives et al., 2021], and predicting promoters, splice sites and transcription factor binding sites [Ji et al., 2020], but it has not yet been studied how pre-training could help near-OOD detection. + +(a) BERT pre-training and fine-tuning for genomics. + +![](images/eb2ea698f1650cb6895f56108a57b3a971eb1b98349b81dd3d547abd273c8bea.jpg) +(b) AUROC of near-OOD detection +Figure 5: (a) Model architecture for BERT pre-training and fine-tuning. The unsupervised pre-training model uses a transformer encoder to predict the masked token (shown in red). The fine-tuned model adds a simple classification head (a single linear projection) to predict in-distribution classes. (b) The relationship between the minimum genetic distance and the AUROC scores for the $6 0 \mathrm { O O D }$ test classes. The pre-train+fine-tune based MSP and Mahalanobis distance methods have significantly higher AUROC overall, and the positive correlation between the minimum distance and the AUROC are more prominent than for the baseline model. + +Unsupervised BERT pre-training and supervised fine-tuning We first pre-train the transformer model in an unsupervised fashion as in BERT to capture biologically relevant properties, following Dohan et al. [2021]. For unlabeled in-distribution sequences in the training set, we randomly mask the characters in the sequence at the rate of 0.15, feed the masked sequence into transformer-based model of 8 heads and 6 layers and embedding dimension 512, and predict the masked characters. To boost the performance, we add the unlabeled validation data to the training set for pre-training. In the fine-tuning stage, we load the pre-trained transformer model, mean pool the embeddings over the positions, and add a single linear projection classification head for 10 in-distribution classes on top of the embeddings. The setup is shown in Figure 5a. All the parameters in the model including those in the pre-trained transformer and those in the classification head are fine-tuned using the labeled training data. The model is pre-trained for 300,000 steps using learning rate of 0.001 and Adam optimizer [Kingma and Ba, 2014] on TPU, and the accuracy for predicting the masked token is $4 8 . 3 5 \%$ . The model is fine-tuned for 100,000 steps at the learning rate of 0.0001, and the classification accuracy is $8 9 . 8 4 \%$ . We use the validation in-distribution and validation OOD data to select the best model checkpoint for each of the two methods and evaluate on test set. + +Table 4: Genomics OOD BERT pre-trained and fine-tuned on the in-distribution training set. Error bars represent standard deviation over 3 runs. See Table 11 in Appendix D for AUPRC and FPR95. + +
ModelTest AccuracyMahalanobis AUROCMSP AUROC
1D CNN[Ren etal., 2019]85.93±0.11%64.75±0.73%65.84±0.46%
BERT pre-trainand fine-tune89.84±0.00%77.49±0.04%73.53±0.03%
+ +The results are reported in Table 4. It can be seen that using the approach of pre-training transformer and fine-tuning, the OOD detection performance is significantly improved, from $6 4 . 7 5 \%$ to $7 7 . 4 9 \%$ for Mahalanobis distance, and from $6 5 . 8 4 \%$ to $7 3 . 5 3 \%$ for MSP. The in-distribution accuracy also improves a bit, from $8 5 . 9 3 \%$ to $8 9 . 8 4 \%$ . We also study the relationship between the genetic distance and the AUROC of OOD detection for the 60 test OOD classes. We compute the genetic distance using the popular alignment-free method $d _ { 2 } ^ { S }$ which is based on the similarity between the word frequencies of the two genomes [Ren et al., 2018, Reinert et al., 2009]. Studies have shown that this genetic distance reflects true evolutionary distances [Chan et al., 2014, Bernard et al., 2016]. For each of the $6 0 \mathrm { O O D }$ test classes, we use the minimum genetic distance between this OOD class to any of the 10 in-distribution classes as the final distance measure. Figure 5 shows the AUROC and the minimum distance for each of the $6 0 \mathrm { O O D }$ classes. We expect the AUROC is higher as the distance is greater. Using the baseline 1D CNN model, we did not see obvious correlation between the AUROC and the minimum distance, with $r ^ { 2 } = 0 . 0 0 0 0$ , based on Mahalanobis distance. The AUROC based on MSP method has positive correlation to the minimum distance, with $r ^ { 2 } = 0 . 1 1 9 0$ . After we use the pre-trained+fine-tuned transformer, both MSP and Mahalanobis distance methods have significantly higher AUROC overall, and the positive correlation between the minimum distance and the AUROC is more prominent than for the baseline model. + +Few-shot outlier exposure Given that pre-trained and fine-tuned model improves the OOD performance, we next explore the idea of few shot outlier exposure to further boost the performance. We randomly select 1, 2, 5, 10, 100 examples per test OOD class and add them to the training set respectively. For each input $_ { \textbf { \em x } }$ in the training set, we extract its corresponding embedding vector $_ z$ from the above pre-trained and fine-tuned model (or alternatively the model without fine-tuning). We construct a single layer perceptron network of 1024 units for classifying each individual to in-distribution classes and OOD classes, as shown in Figure 3. At inference time, we use the sum of the probability of in-distribution classes as the final confidence score for OOD detection. Additionally, we also tried the idea of collapsing all OOD classes into one single class (as in [Thulasidasan et al., 2021]) for comparison. The model is trained for 10,000 steps with the learning rate of 0.001. The best model checkpoint is selected based on the highest AUROC on a small set of validation dataset disjoint from the test set. + +![](images/bf7eb3c01cab482f6fd3c99f6c29b1cf143baa132bff294f55202817ef4d762f.jpg) +Figure 6: Few-shot outlier exposure for genomics OOD. The $\mathbf { X }$ -axis shows the number of outliers per class that the model was exposed to. The y-axis is OOD AUROC in $\%$ . The shading shows the standard deviation over 3 runs. See Table 12 for exact numbers. + +Results are shown in Figure 6. We observe that exposing to just a small number of OOD examples significantly improves the OOD performance, increasing AUROC from $7 6 . 7 3 \%$ to $8 8 . 4 8 \%$ . As expected, using the embeddings from the fine-tuned model (blue lines) is better than that from the model without fine-tuning (purple lines). Also, using the outlier labels (purple solid line) has a slightly better performance than collapsing the OOD classes into a single class (purple dashed line) using the pre-trained embeddings without fine-tuning. + +# 5 Using candidate labels with multi-modal text-image models such as CLIP + +Multi-modal transformers such as CLIP [Radford et al., 2021], which are pre-trained on image-text pairs, have been shown to perform well on zero-shot classification tasks. We show that such multimodal transformers open the door to new forms of outlier exposure which can significantly improve out-of-distribution (OOD) detection in the zero-shot classification setting. Our goal is to show that multi-modal transformers can leverage a weaker form of outlier exposure than the few-shot outlier exposure assumption in previous sections, and improve their safety for zero-shot classification. + +We use the pre-trained CLIP model7 (specifically ViT-B/32) that was trained on 400 million (text, image) pairs from the internet. Its image encoder can map an image $I$ into an embedding vector $z _ { \mathrm { i m a g e } } ( I )$ , while its text encoder can do the same for a string $T$ as $z _ { \mathrm { t e x t } } ( T )$ . By choosing a set of $D$ candidate labels for an image, the similarity between the embedding of the candidate label $T _ { i }$ and an image $I$ can be used as the $i ^ { \mathrm { t h } }$ component of the image’s embedding vector $_ z$ as $z _ { i } =$ $z _ { \mathrm { t e x t } } ( T _ { i } ) \cdot z _ { \mathrm { i m a g e } } ( I )$ . + +![](images/591107ae87fbd2024f5ecb6fea728d2fe44fde30a3ec0afdefd2e29b25563937.jpg) +Figure 7: Using candidate text labels and an image-text multi-modal model (CLIP) to produce an embedding vector for OOD detection. We use two sets of candidate labels, evaluate the semantic alignment of the image with each label, apply softmax, and use the sum of probabilities in the first (in) set as an OOD score. Note that this is zero-shot classification and the model is not fine-tuned and does not leverage any in-distribution or OOD images/labels. It only uses the names of the classes (or other informative words) as candidate labels and works well due to the strong pre-training of CLIP. + +Zero-shot outlier exposure In the zero-shot classification setting, the candidate labels are chosen to describe the semantic content of the in-distribution classes (e.g. names of the classes). We propose to include the candidate labels related to the out-of-distribution classes, and utilize this knowledge as a very weak form of outlier exposure in multi-modal models. This could be relevant in applications, where we might not actually have any outlier images for fine-tuning but we might know the names or descriptions of outlier classes. + +Our proposed procedure is shown in Figure 7. We choose two groups of candidate labels, indistribution and out-of-distribution labels (e.g. CIFAR-100 and CIFAR-10 class names). We produce an embedding vector $_ z$ for each image $I$ , apply softmax to get probabilities as $\mathbf { p } = \operatorname { s o f t m a x } ( z )$ . Those get split to $\begin{array} { r } { p ( \mathrm { i n } | \pmb { x } ) = \sum _ { i \in \mathrm { i n } } \mathbf { p } _ { i } . } \end{array}$ , and $\begin{array} { r } { p ( \mathrm { { o u t } } | \pmb { x } ) = \sum _ { i \in \mathrm { { o u t } } } \bar { \bf p } _ { i } } \end{array}$ , where $p ( \mathrm { i n } | \pmb { x } ) + p ( \mathrm { o u t } | \pmb { x } ) = 1$ Similar to Figure 3, we use $\mathrm { s c o r e } _ { \mathrm { o e } } ( { \pmb x } ) = p ( \mathrm { i n } | { \pmb x } )$ as the confidence score. By choosing the candidate labels to represent the in-distribution and OOD dataset we would like to distinguish (e.g. CIFAR-100 and 10), we can get a very informative score that leads to AUROC above previous SOTA, despite no exposure to the training set of the in-distribution (zero-shot). Our results are shown in Table 5, with additional results in Table 10 of Appendix C.2. + +Table 5: Zero-shot OOD detection using image-text multi-modal models. We compare CLIP that uses only the names of in-distribution classes (baseline) and compare it to our proposed variant that uses just the names of out-of-distribution classes as candidate labels. Even in the zero-shot setting (without any fine-tuning on either in-distribution or OOD dataset), we outperform previous SOTA. + +
Distribution 1Distribution 2Labels 1Labels 2AUROC
CIFAR-100CIFAR-100CIFAR-10CIFAR-10CIFAR-100 namesCIFAR-100 namesCIFAR-10 names69.49%
94.68%
CIFAR-10CIFAR-10CIFAR-100CIFAR-100CIFAR-10 namesCIFAR-10 namesCIFAR-100 names89.17%94.68%
CIFAR-100CIFAR-100SVHNSVHNCIFAR-100 namesCIFAR-100 names["number"]93.05%99.67%
CIFAR-10CIFAR-10SVHNSVHNCIFAR-10 namesCIFAR-10 names["number"]96.90%99.95%
+ +# 6 Conclusion + +We focus on the challenging problem of near-OOD detection. We show that fine-tuning large-scale pre-trained transformers and using few-shot outlier exposure can significantly improve the SOTA. On the CIFAR-100 vs CIFAR-10 visual OOD detection benchmark, we improve the SOTA AUROC from $85 \%$ to $96 \%$ (without outlier exposure) and $9 9 \%$ (with outlier exposure), essentially closing the gap between SOTA and the ideal performance. On a challenging genomics benchmark, we improve the SOTA from $66 \%$ to $7 7 \%$ using BERT (without outlier exposure) and $8 8 \%$ (with outlier exposure). We also show that multi-modal pre-trained transformers open the door to new, weaker forms of outlier exposure which only use names of OOD inputs; we apply this to CLIP and achieve AUROC of $9 4 . 7 \%$ in the zero-shot classification setting. We believe that our findings will be of interest to the research community (and inspire the creation of harder near-OOD benchmarks) as well as practitioners working on safety-critical applications. + +# Acknowledgements + +We thank Abhijit Guha Roy, Jim Winkens, Jeremiah Liu, Lucas Beyer and the anonymous reviewers for helpful feedback. We thank David Dohan and Andreea Gane for the helpful advice on BERT genomics model pre-training. We thank Basil Mustafa for providing the BiT model checkpoints. We thank Matthias Minderer for his helpful advice on ViT. We thank Winston Pouse for useful discussions on human performance. + +# References + +Dario Amodei, Chris Olah, Jacob Steinhardt, Paul Christiano, John Schulman, and Dan Mané. Concrete problems in AI safety. arXiv preprint arXiv:1606.06565, 2016. + +Guillaume Bernard, Cheong Xin Chan, and Mark A Ragan. Alignment-free microbial phylogenomics under scenarios of sequence divergence, genome rearrangement and lateral genetic transfer. 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IEEE Transactions on Pattern Analysis and Machine Intelligence, 2017. \ No newline at end of file diff --git a/parse/train/j5NrN8ffXC/j5NrN8ffXC_content_list.json b/parse/train/j5NrN8ffXC/j5NrN8ffXC_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..0f49330de0acd5793a00faa7f6e9607f325c5e40 --- /dev/null +++ b/parse/train/j5NrN8ffXC/j5NrN8ffXC_content_list.json @@ -0,0 +1,1518 @@ +[ + { + "type": "text", + "text": "Exploring the Limits of Out-of-Distribution Detection ", + "text_level": 1, + "bbox": [ + 176, + 122, + 821, + 147 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Stanislav Fort⇤ Stanford University sfort1@stanford.edu ", + "bbox": [ + 191, + 200, + 356, + 242 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Jie Ren⇤ Google Research, Brain Team jjren@google.com ", + "bbox": [ + 383, + 200, + 583, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Balaji Lakshminarayanan Google Research, Brain Team balajiln@google.com ", + "bbox": [ + 607, + 200, + 807, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract ", + "text_level": 1, + "bbox": [ + 462, + 266, + 535, + 282 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Near out-of-distribution detection (OOD) is a major challenge for deep neural networks. We demonstrate that large-scale pre-trained transformers can significantly improve the state-of-the-art (SOTA) on a range of near OOD tasks across different data modalities. For instance, on CIFAR-100 vs CIFAR-10 OOD detection, we improve the AUROC from $8 5 \\%$ (current SOTA) to $96 \\%$ using Vision Transformers pre-trained on ImageNet-21k. On a challenging genomics OOD detection benchmark, we improve the AUROC from $66 \\%$ to $7 7 \\%$ using transformers and unsupervised pre-training. To further improve performance, we explore the few-shot outlier exposure setting where a few examples from outlier classes may be available; we show that pre-trained transformers are particularly well-suited for outlier exposure, and that the AUROC of OOD detection on CIFAR-100 vs CIFAR10 can be improved to $9 8 . 7 \\%$ with just 1 image per OOD class, and $9 9 . 4 6 \\%$ with 10 images per OOD class. For multi-modal image-text pre-trained transformers such as CLIP, we explore a new way of using just the names of outlier classes as a sole source of information without any accompanying images, and show that this outperforms previous SOTA on standard vision OOD benchmark tasks. ", + "bbox": [ + 233, + 296, + 766, + 518 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction ", + "text_level": 1, + "bbox": [ + 174, + 536, + 310, + 553 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Deep neural networks are increasingly used in high-stakes applications such as healthcare [Roy et al., 2021, Ren et al., 2019]. Safe deployment of models requires that models not only be accurate but also be robust to distribution shift [Amodei et al., 2016]. Neural networks can assign high-confidence predictions to mis-classified inputs [Guo et al., 2017, Lakshminarayanan et al., 2017] as well as test inputs that do not belong to one of the training classes [Nguyen et al., 2015]. This motivates the need for methods that can reliably detect out-of-distribution (OOD) inputs. There has been a lot of progress in detecting OOD inputs including methods based on discriminative models [Hendrycks and Gimpel, 2016, Lee et al., 2018, Liang et al., 2017, Liu et al., 2020] as well as methods based on deep generative models [Nalisnick et al., 2019, Zhang et al., 2020]. ", + "bbox": [ + 173, + 568, + 825, + 693 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The difficulty of the OOD detection task depends on how semantically close the outliers are to the inlier classes. Winkens et al. [2020] distinguish between near-OOD tasks which are harder and far-OOD tasks which are easier, as evidenced by the difference in state-of-the-art (SOTA) for area under the receiver operating characteristic curve (AUROC). For instance, for a model trained on CIFAR-100 (which consists of classes such as mammals, fish, flowers, fruits, household devices, trees, vehicles, insects, etc), a far-OOD task would be detecting digits from the street-view house numbers (SVHN) dataset as outliers. For the same model, detecting images from the CIFAR-10 dataset (which consists of the following 10 classes: airplane, automobile, bird, cat, deer, dog, frog, horse, ship, truck) would be considered a near-OOD task, which is more difficult as the classes are semantically similar. There has been impressive progress on far-OOD detection, for instance there are several approaches which can achieve AUROC close to $9 9 \\%$ on CIFAR-100 (in) vs SVHN (out) task, cf. [Sastry and Oore, 2020]. However, the state-of-the-art for near-OOD detection is much lower, for instance the SOTA AUROC for CIFAR-100 (in) vs CIFAR-10 (out) task is around $85 \\%$ [Zhang et al., 2020] which is considerably lower than the SOTA for far-OOD tasks. Similar trends are observed in other modalities such as genomics where the SOTA AUROC of near-OOD detection is only $66 \\%$ [Ren et al., 2019]. Improving the SOTA for these near-OOD detection tasks and closing the performance gap between near-OOD detection and far-OOD detection is one of the key challenges in ensuring the safe deployment of models. ", + "bbox": [ + 173, + 699, + 825, + 878 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/4f255bff2140e8dde72b23a4a17febb28c0cb69afb46acf1a4842269a848d13a.jpg", + "image_caption": [ + "Figure 1: A two-dimensional PCA projection of the space of embedding vectors for 3 models, with examples of 2 in-distribution (from CIFAR-100) and 1 out-of-distribution class (from CIFAR-10). The color coding shows the Mahalanobis outlier score, while the points are projections of embeddings of members of the in-distribution CIFAR-100 classes \"sunflowers\" (black plus signs) and \"turtle\" (yellow crosses), and the OOD CIFAR-10 class \"automobile\" (red circles). The left panel shows a ResNet-20 trained on CIFAR-100, which assigns low Mahalanobis distance to OOD inputs and leads to overlapping clusters of class embeddings. The ViT pre-trained on ImageNet-21k (middle panel) is able to distinguish classes from each other well, but does not lead to well-separated outlier scores. ViT fine-tuned on CIFAR-100 (right panel) is great at clustering embeddings based on class, as well as assigning high Mahalanobis distance to OOD inputs (red). " + ], + "image_footnote": [], + "bbox": [ + 186, + 92, + 808, + 214 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 375, + 825, + 443 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Large-scale pre-trained transformers have led to significant accuracy improvements in multiple domains, cf. Bidirectional Encoder Representations from Transformers (BERT) for text [Devlin et al., 2018], Vision Transformers (ViT) for images [Dosovitskiy et al., 2021], Contrastive Language–Image Pre-training (CLIP) trained on image-text pairs [Radford et al., 2021]. We show that classifiers obtained by fine-tuning large-scale pre-trained transformers are significantly better at near-OOD detection. Intuitively, large-scale pre-training makes classifiers less vulnerable to shortcut learning [Geirhos et al., 2020], making these representations better suited for near-OOD detection. Figure 1 visualizes two-dimensional PCA projections of representations from residual networks (ResNet) [He et al., 2016] trained on CIFAR-100 and ViT model pre-trained on ImageNet-21k and fine-tuned on CIFAR-100; we can observe that representations obtained by fine-tuning pre-trained transformers are better suited at near-OOD detection than representations from ResNet just trained on CIFAR-100. ", + "bbox": [ + 173, + 450, + 825, + 602 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Motivated by real-world applications which demand very high level of OOD detection for safe deployment, we explore variants of outlier exposure to further improve OOD detection. We show that pre-trained transformers are particularly well-suited at leveraging known outliers due to their highquality representations (see Figure 1). We systematically vary the number of outlier examples per class, and show that even a handful of known outliers can significantly improve OOD detection. We refer to this setting as few-shot outlier exposure. For multi-modal pre-trained transformers, we explore a new form of outlier exposure that leverages names of outlier classes without any accompanying images, and show that this can significantly improve OOD detection for zero-shot classification. ", + "bbox": [ + 174, + 608, + 825, + 719 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In summary, our contributions are the following: ", + "bbox": [ + 174, + 726, + 491, + 739 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "• We show that pre-trained transformers lead to significant improvements on near-OOD benchmarks. Concretely, we improve the AUROC of OOD detection on CIFAR-100 vs CIFAR-10 from $85 \\%$ (current SOTA) to $96 \\%$ using ViT pre-trained on ImageNet-21k, and improve the AUROC on a genomics OOD detection benchmark from $66 \\%$ (current SOTA) to $7 7 \\%$ using BERT. • We show that pre-trained transformers are well-suited for few-shot outlier exposure. With just 10 labeled examples per class, we can improve the AUROC of OOD detection on CIFAR-100 vs CIFAR-10 to $9 9 \\%$ , and improve the AUROC of OOD detection on genomics to $86 \\%$ . • We explore OOD detection for pre-trained multi-modal image-text transformers in the zero-shot classification setting, and show that just using the names of outlier classes as candidate text labels for CLIP, we can achieve AUROC of $9 4 . 8 \\%$ on CIFAR-100 vs CIFAR-10 task. On easier far-OOD tasks such as CIFAR- $\\{ 1 0 0 , 1 0 \\}$ vs SVHN, we achieve AUROC of $9 9 . 6 \\%$ and $9 9 . 9 \\%$ respectively. ", + "bbox": [ + 174, + 752, + 826, + 911 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 Background and Related work ", + "text_level": 1, + "bbox": [ + 174, + 89, + 462, + 107 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Notation We assume that we have an in-distribution dataset $\\mathcal { D } ^ { \\mathrm { i n } }$ of $( x ^ { \\mathrm { i n } } , y ^ { \\mathrm { i n } } )$ pairs where $_ { \\textbf { \\em x } }$ denotes the input feature vector, and $y ^ { \\mathrm { i n } } \\in { \\mathcal { V } } ^ { \\mathrm { i n } } : = \\left\\{ 1 , \\ldots , K \\right\\}$ denotes the class label. Let $\\mathcal { D } ^ { \\mathrm { o u t } }$ denote an outof-distribution dataset of $( x ^ { \\mathrm { o u t } } , y ^ { \\mathrm { o u t } } )$ pairs where $y ^ { \\mathrm { o u t } } \\in { \\mathcal { Y } } ^ { \\mathrm { o u t } } : = \\{ K + 1 , \\ldots , K + O \\}$ , $\\mathcal { V } ^ { \\mathrm { o u t } } \\cap \\mathcal { V } ^ { \\mathrm { i n } } =$ $\\varnothing$ . Depending on how different $\\mathcal { D } ^ { \\mathrm { o u t } }$ is from $\\mathcal { D } ^ { \\mathrm { i n } }$ , we categorize the OOD detection tasks into nearOOD and far-OOD. We first study the scenario where the model is fine-tuned only on the training set $\\mathcal { D } _ { \\mathrm { t r a i n } } ^ { \\mathrm { i n } }$ without any access to OOD data. The test set contains $\\mathcal { D } _ { \\mathrm { t e s t } } ^ { \\mathrm { i n } }$ D test and $\\mathcal { D } _ { \\mathrm { t e s t } } ^ { \\mathrm { o u t } }$ for evaluating OOD performance using AUROC. Next, we explore the scenario where a small number of OOD examples are availcontains ${ \\mathcal { D } } _ { \\mathrm { t r a i n } } ^ { \\mathrm { i n } } \\bigcup { \\mathcal { D } } _ { \\mathrm { f e w - s h o t } } ^ { \\mathrm { o u t } }$ .e. the f, where $| \\mathcal { D } _ { \\mathrm { f e w - s h o t } } ^ { \\mathrm { o u t } } |$ lier exposure setting. In this setting, the training setis often smaller than 100 per OOD class. ", + "bbox": [ + 173, + 114, + 826, + 242 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Methods for detecting OOD inputs ", + "text_level": 1, + "bbox": [ + 176, + 252, + 455, + 267 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We describe a few popular techniques for detecting OOD inputs using neural networks. ", + "bbox": [ + 174, + 271, + 741, + 286 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Maximum over softmax probabilities (MSP) A baseline method for OOD detection is to use the maximum softmax probability as the confidence score, i.e. $\\begin{array} { r } { \\mathrm { s c o r e } _ { \\mathrm { m s p } } ( \\pmb { x } ) = \\mathrm { m a x } _ { c = 1 , . . . , K } p ( \\pmb { y } = c | \\pmb { x } ) } \\end{array}$ [Hendrycks and Gimpel, 2016]. While being slightly worse than other techniques, its simplicity and performance make it an ideal baseline. ", + "bbox": [ + 173, + 290, + 825, + 347 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Mahalanobis distance Lee et al. [2018] proposed to fit a Gaussian distribution to the classconditional embeddings and use the Mahalanobis distance for OOD detection. Let $f ( { \\pmb x } )$ denote the embedding (e.g. the penultimate layer before computing the logits) of an input $_ { \\textbf { \\em x } }$ . We fit a Gaussian distribution to the embeddings of the training data, computing per-class mean $\\begin{array} { r } { \\pmb { \\mu _ { c } } = \\frac { 1 } { N _ { c } } \\sum _ { i : y _ { i } = c } f ( \\pmb { x } _ { i } ) } \\end{array}$ and a shared covariance matrix $\\begin{array} { r } { \\Sigma \\stackrel { - } { = } \\frac { 1 } { N } \\sum _ { c = 1 } ^ { K } \\bar { \\sum _ { i : y _ { i } = c } ( f ( \\pmb { x } _ { i } ) - } } \\end{array}$ ${ \\pmb { \\mu } } _ { c } ) \\left( f ( { \\pmb x } _ { i } ) - { \\pmb { \\mu } } _ { c } \\right) ^ { \\top }$ . The Mahalanobis score (negative of the distance) is then computed as: $\\begin{array} { r } { \\mathrm { s c o r e } _ { \\mathrm { M a h a } } ( { \\pmb x } ) = - \\operatorname* { m i n } _ { c } \\Big ( \\frac { 1 } { 2 } \\big ( f ( { \\pmb x } ) - { \\pmb \\mu } _ { c } \\big ) \\Sigma ^ { - 1 } \\big ( f ( { \\pmb x } ) - { \\pmb \\mu } _ { c } \\big ) ^ { \\top } \\Big ) . } \\end{array}$ . ", + "bbox": [ + 173, + 351, + 826, + 468 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Outlier exposure Hendrycks et al. [2018] proposed outlier exposure which leverages a large dataset of known outliers. For classification problems, the model is trained to predict uniform distribution over labels for these inputs. Thulasidasan et al. [2021] proposed to use a single outlier class as the $( K + 1 ) ^ { \\mathrm { t h } }$ class for a $( K + 1 )$ -way classification problem. Roy et al. [2021] showed that leveraging the labels of known outliers (rather than assigning all known outliers to a single class) can further improve OOD detection performance. ", + "bbox": [ + 173, + 472, + 825, + 555 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.2 Pre-training neural networks ", + "text_level": 1, + "bbox": [ + 176, + 568, + 415, + 582 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Architectures using self-attention, typically based on the Transformer [Vaswani et al., 2017], often combined with large-scale pre-training directly on raw text, have been very popular for natural language processing (NLP) tasks in recent years [Devlin et al., 2018, Dai and Le, 2015, Peters et al., 2018, Howard and Ruder, 2018, Radford et al., 2018, Raffel et al., 2019]. Often followed by fine-tuning on a smaller, downstream dataset, large-scale pre-training techniques lead to highly informative embeddings that are broadly useful in natural language tasks. The advantage of the transformer architecture is its ability to scale to very large model sizes, reaching up to 1 trillion parameter mark [Fedus et al., 2021]. Large pre-trained models, such as GPT-3 [Brown et al., 2020], have shown the potential of large-scale task-agnostic pre-training in language. ", + "bbox": [ + 173, + 593, + 825, + 719 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The Vision Transformer (ViT) [Dosovitskiy et al., 2021] has shown that self-attention combined with large-scale pre-training is a viable strategy for vision tasks as well. The performance of ViT is comparable to other state-of-the-art models, while being more efficient to train. Its ability to quickly fine-tune to a smaller, downstream dataset, generalizing even in a few-shot regime, makes it an attractive backbone for tasks such as out-of-distribution (OOD) detection. In this paper, we use ViT pre-trained on ImageNet-21k [Ridnik et al., 2021]. ", + "bbox": [ + 173, + 724, + 825, + 809 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Multi-modal text-image transformers such as CLIP (Contrastive Language-Image Pre-Training) [Radford et al., 2021] pre-train on 400 million (image, text) pairs from the internet to learn to predict a raw text caption from an image, and by doing so develop state-of-the-art visual representations and their natural language counterparts. Radford et al. [2021] showed that CLIP improves robustness to natural distribution shift. In this paper, we use the shared image-text embedding to introduce a new zero-shot OOD detection method (Section 5). Hendrycks et al. [2019a] show that pre-training improves OOD detection for non-transformer architectures. Self-supervised learning techniques have also been shown to improve OOD detection; Hendrycks et al. [2019b] use rotation prediction and Winkens et al. [2020] use contrastive training to improve near-OOD detection. ", + "bbox": [ + 174, + 814, + 825, + 911 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 92, + 823, + 119 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Robustness of pre-trained transformers Hendrycks et al. [2020] show that pre-trained transformers improve OOD detection in NLP. Pre-trained BERT has been has used as a backbone for OOD detection in language, cf. [Liu et al., 2020]. Unlike them, we focus on vision and genomics modalities, and specifically on near-OOD detection benchmarks. Investigating the robustness of pre-trained ViT is an active research area and there are several concurrent papers exploring robustness of ViT to adversarial perturbations and common corruptions (ImageNet-C). Bhojanapalli et al. [2021] show the robustness of pre-trained transformers to input perturbations, and of transformers to layer removal. Caron et al. [2021] demonstrate many emerging properties in self-supervised ViTs, while Shao et al. [2021], Mahmood et al. [2021] show that they are more robust to adversarial perturbations, and Naseer et al. [2021] that they have less texture bias. Paul and Chen [2021], Minderer et al. [2021] show that ViT is more robust to distribution shift and natural adversarial examples [Paul and Chen, 2021], and Mao et al. [2021] propose a robust ViT. To the best of our knowledge, we are the first to show that pre-trained ViT can significantly improve near-OOD detection in vision benchmarks, and show that few-shot outlier exposure can further improve performance. ", + "bbox": [ + 173, + 136, + 826, + 328 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Near-OOD detection on image classification benchmarks ", + "text_level": 1, + "bbox": [ + 174, + 348, + 678, + 366 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Fine-tuning the Vision Transformer ", + "text_level": 1, + "bbox": [ + 176, + 380, + 460, + 395 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We use the Vision Transformer (ViT) architecture [Dosovitskiy et al., 2021] and its pretrained model checkpoints.2 The checkpoints are pre-trained on ImageNet-21k [Deng et al., 2009]. We fine-tune the full ViT architecture on a downstream task that is either the CIFAR-10 or CIFAR-100 classification problem (using a TPU in Google Colab). Once the model is finetuned, we get its pre-logit embeddings (the layer immediately preceding the final layer) for the train and test sets of CIFAR-10 and CIFAR-100 to use for OOD tasks. We use the maximum over softmax probabilities (labeled as MSP) and the Mahalanobis distance (labeled as Maha). ", + "bbox": [ + 174, + 406, + 485, + 598 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/e1d5a072ce210fa1d3a41a5deb4c9f6769ffedc2899cfb6f3fb0b37b4c65174e.jpg", + "image_caption": [ + "Figure 2: Left: CIFAR-100 vs CIFAR-10 OOD AUROC for previous state-of-the-art Zhang et al. [2020], our fine-tuned ViT with two different backbones (ViT-B_16 and $\\mathbf { R 5 0 + V i T - B _ { - } } 1 6 )$ ). Right: CIFAR-10 vs CIFAR-100 OOD task. " + ], + "image_footnote": [], + "bbox": [ + 503, + 400, + 813, + 530 + ], + "page_idx": 3 + }, + { + "type": "table", + "img_path": "images/d364e3b6e7461b4a81191a42f8790099fbbad7886e49fe7cc5a1117d5552f015.jpg", + "table_caption": [ + "Table 1: ImageNet-21k pre-trained ViT/BiT/MLP-Mixer fine-tuned on the in-distribution training set. " + ], + "table_footnote": [], + "table_body": "
ModelIn- distributionfine-tuned test accuracyOut- distributionMahalanobis AUROCMSP AUROC
BiT-MR50x1CIFAR-10087.01%CIFAR-1081.71%81.15%
BiT-MR101x3CIFAR-10091.55%CIFAR-1090.10%83.69%
ViT-B_16CIFAR-10090.95%CIFAR-1095.53%91.89%
R50+ViT-B_16CIFAR-10091.71%CIFAR-1096.23%92.08%
MLP-Mixer-B_16CIFAR-10090.40%CIFAR-1095.31%90.22%
BiT-MR50x1 BiT-MR101x3CIFAR-1097.47%CIFAR-10095.52%85.87%
CIFAR-1097.36%CIFAR-10094.55%85.34%
ViT-B_16CIFAR-1098.10%CIFAR-10098.42%97.68%
R50+ViT-B_16CIFAR-1098.70%CIFAR-10098.52%97.75%
MLP-Mixer-B_16CIFAR-1097.58%CIFAR-10097.85%96.28%
", + "bbox": [ + 196, + 623, + 797, + 806 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The results are summarized in Table 1 and Figure 2. We observe that the MSP baseline yields surprisingly good results when used on top of a large pre-trained transformer that has been fine-tuned on the in-distribution training set. The Mahalanobis distance technique improves OOD detection even further. Applying Mahalanobis distance to a pre-trained ViT fine-tuned on CIFAR-100, we achieve AUROC of $96 \\%$ on CIFAR-100 vs CIFAR-10, significantly improving over the previous SOTA of ", + "bbox": [ + 173, + 816, + 826, + 887 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "$85 \\%$ using a hybrid model [Zhang et al., 2020]. To study the effect of model architecture, we also evaluate OOD performance on another large-scale pre-trained model, Big Transfer (BiT) [Kolesnikov et al., $2 0 1 9 ] ^ { 3 }$ , as a comparison to ViT. We use the BiT-M $\\mathrm { R } 5 0 \\mathrm { x } 1$ and R101x3 models pre-trained on ImageNet-21k, and fine-tune the full model architecture on CIFAR-10 and CIFAR-100 respectively. The results are shown in Table 1. For both directions, the AUROCs for BiT are lower than that for ViT. More importantly, BiT uses a different model architecture, ResNet, instead of a transformer, which may explains the large difference in the OOD performance. As an additional ablation, we fine-tuned the MLP-Mixer pre-trained on ImageNet-21k [Tolstikhin et al., $2 0 2 1 ] ^ { 4 }$ , a high-performance all-MLP architecture for vision, and compared its performance to the Vision Transformer (ViT) and BiT. The summary of our results can be found in Table 1. We observe that MLP-mixer outperforms BiT as well, which adds additional evidence that pre-training helps architectures such as ViT and MLP-mixer more than it helps BiT. ", + "bbox": [ + 173, + 90, + 825, + 257 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Due to semantic similarity between classes in CIFAR, this task is hard for humans as well.5 We also evaluated the performance of our approach on popular far-OOD benchmarks such as CIFAR- $^ *$ vs SVHN and CIFAR-\\* vs Textures, and achieve very high AUROC values of around $9 8 \\%$ or higher, see Table 7 in Appendix C. We mainly focus on the difficult near-OOD as this is a more challenging and realistic problem; many methods can achieve high AUROC on the easier far-OOD benchmarks, but do not perform as well in near-OOD tasks, cf. [Winkens et al., 2020, Table 1] which compares many methods on near-OOD and far-OOD tasks. ", + "bbox": [ + 174, + 263, + 825, + 359 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Since ViT models are typically pre-trained using a large labeled set, we ran additional ablations to understand how much of the improvement is due to supervision vs transformers. To assess the role of supervised pre-training, we compared the results to a ViT pre-trained on ImageNet-21k in a self-supervised way that does not use any labels. We took a pre-trained checkpoint from Caron et al. [2021], and fine-tuned it on CIFAR-100. The results are shown as DINO ViT-B_16 in Table 2. Since the fine-tuned test accuracy is lower for DINO ViT-B_16, we also include an ViT-B_16 that was fine-tuned for fewer steps to achieve comparable test accuracy as DINO ViT-B_16. Note that even though DINO ViT-B_16 is pre-trained without labels, the AUROC is significantly higher than the current SOTA for CIFAR-100 vs CIFAR-10. The difference between DINO ViT-B_16 vs early stopped ViT-B_16 shows the difference due to supervision during pre-training. We also experimented with larger ViT models such as ViT-L_16 and ensembles, and found that they improve AUROC of OOD detection to $98 \\%$ on CIFAR-100 vs CIFAR-10 task. We found that the OOD detection is lower for ViT models with lower fine-tuned test accuracy, see Appendix C.1 for these results. Hence, we believe that better strategies for unsupervised pre-training and fine-tuning can further improve OOD detection performance. In Section 4, we explore unsupervised pre-training for transformers to improve near-OOD detection in genomics. ", + "bbox": [ + 174, + 367, + 825, + 588 + ], + "page_idx": 4 + }, + { + "type": "table", + "img_path": "images/acceb6df8a2f4c23f6e0e5c1da5c145b0a55f57bc99b0e548017cd3f5e008aa9.jpg", + "table_caption": [ + "Table 2: Additional ablations to measure the effect of supervised pre-training. ⇤ indicates selfsupervised pre-training without labels. " + ], + "table_footnote": [], + "table_body": "
ModelIn- distributionfine-tuned test accuracyOut- distributionMahalanobis AUROCMSP AUROC
DINO ViT-B_16*CIFAR-10088.95%CIFAR-1088.78%81.25%
ViT-B_16 (early stop)CIFAR-10088.71%CIFAR-1093.05%88.82%
ViT-B_16CIFAR-10090.95%CIFAR-1095.53%91.89%
R50+ViT-B_16CIFAR-10091.71%CIFAR-1096.23%92.08%
ViT-L_16CIFAR-10094.73%CIFAR-1097.98%94.28%
ViT ensembleCIFAR-100CIFAR-1098.11%95.15%
", + "bbox": [ + 183, + 633, + 808, + 763 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Few-shot outlier exposure using ViT ", + "text_level": 1, + "bbox": [ + 174, + 92, + 462, + 106 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In Section 3.1, we demonstrated that fine-tuning a pre-trained ViT model can improve near-OOD detection (with relatively simple OOD detection techniques such as MSP and Mahalanobis distance). Figure 1 shows that the representations from fine-tuned ViT models are well-clustered. This motivates few-shot outlier exposure, where we assume just a handful of known outliers (and optionally their labels). This setting is motivated by real-world applications which require high-quality OOD detection and teams are willing to collect a handful of known outlier examples (rather than just rely on modeling approaches) to improve safety. Another setting is the case where models are being continuously re-trained; once an outlier is detected, it is desirable to include that in the training corpus to encourage the model to correctly detect similar examples as outliers in the future. ", + "bbox": [ + 173, + 109, + 826, + 234 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/b15455ebb7b7d61995fb74ab52ee3e220c77ac9435887d0744a27c65eaee4f3a.jpg", + "image_caption": [ + "Figure 3: Few-shot outlier exposure with pre-trained transformers. The OOD samples are used to fine-tune a simple classifier (linear classifier for ViT which uses supervised pre-training, and shallow MLP with one hidden layer for genomics which uses unsupervised pre-training). We use the in-distribution classes in addition to multiple OOD classes (when labels available), or a single OOD class. The confidence score is the sum of probabilities corresponding to the in-distribution classes. " + ], + "image_footnote": [], + "bbox": [ + 179, + 246, + 821, + 376 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The general approach is shown in Figure 3. By using the in-distribution training set $D _ { \\mathrm { t r a i n } } ^ { \\mathrm { i n } }$ with $K$ classes and a small number of known OOD examples from $D _ { \\mathrm { f e w - s h o t } } ^ { \\mathrm { o u t } }$ with $O$ train classes, we train a simple classifier $h ( \\cdot )$ that maps an embedding vector $_ z$ to a probability vector $\\pmb { p } \\in \\mathbb { R } ^ { K + O }$ , which concatenates the in- and out-of-distribution classes. We considered two types of outlier exposure, one which assumes access to outlier labels (similar to [Roy et al., 2021]) and one where all the outlier examples are collapsed to a single $( K + 1 ) \\mathrm { t h }$ class (similar to [Thulasidasan et al., 2021]). For models pre-trained with labels (such as ViT), we use a linear classifier. For models that use unsupervised pre-training (e.g. genomics in Section 4), we use a shallow multi-layer perceptron (MLP) with a single hidden layer so that fine-tuning can learn discriminative features. We use the sum of the probabilities of all $K$ in-distribution classes as the confidence score for the OOD detection task, $\\begin{array} { r } { \\mathrm { \\tilde { s c o r e } } _ { \\mathrm { o e } } ( { \\pmb x } ) = p ( \\mathrm { i n } | { \\pmb x } ) = \\sum _ { c = 1 , . . . , K } p ( y = c | { \\pmb x } ) . } \\end{array}$ . When training the MLP $h ( \\cdot )$ with few-shot OOD examples, there could be many more examples of the in-distribution data than the small number of OOD data. We therefore oversample the OOD inputs by a factor that we calculate as $( | \\mathcal { D } _ { \\mathrm { t r a i n } } ^ { \\mathrm { i n } } | / | \\mathcal { D } _ { \\mathrm { o e } } ^ { \\mathrm { o u t } } | ) ( O / K )$ . This makes the training classes approximately balanced during training. We used a single layer MLP from scikit-learn [Pedregosa et al., 2011], batch size 200, $L _ { 2 }$ penalty of 1, learning rate 0.001 with Adam, maximum of 1,000 iterations. Algorithm 1 and Algorithm 2 describe the details of training and scoring. ", + "bbox": [ + 173, + 460, + 826, + 700 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Algorithm 1 Few-shot outlier exposure training ", + "bbox": [ + 181, + 714, + 460, + 727 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Algorithm 2 Few-shot outlier inference ", + "text_level": 1, + "bbox": [ + 566, + 714, + 802, + 727 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "", + "text_level": 1, + "bbox": [ + 575, + 733, + 632, + 744 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "1: Input: In-distribution train set ${ \\mathcal D } _ { \\mathrm { t r a i n } } ^ { \\mathrm { i n } } = \\{ ( { \\pmb x } , y ) \\}$ with $K$ classes, out-of-distribution train subset ${ \\mathcal { D } } _ { \\mathrm { f e w - s h o t } } ^ { \\mathrm { o u t } } =$ $\\{ ( { \\pmb x } , y ) \\}$ with $O$ classes, oversampling factor $\\Gamma$ , a pretrained feature extractor $f ( \\cdot ) : x z$ , a simple classification head $h ( \\cdot ) : z \\to p \\in \\mathbb { R } ^ { K + O }$ . \n2: Initialize: Ibatches from $h ( \\cdot )$ t random, gen, oversampling andby m . $\\mathcal { D } _ { \\mathrm { t r a i n } } ^ { \\mathrm { i n } } \\bigcup \\mathcal { D } _ { \\mathrm { t r a i n } } ^ { \\mathrm { o u t } }$ Douttrain Douttrain $\\Gamma$ \n3: for train_step $= 1$ to max_step do \n4: $\\mathrm { l o s s } = { \\mathsf { C r o s s E n t r o p y } } ( h ( f ( \\pmb { x } ) ) , y )$ \n5: SGD update of $h ( \\cdot )$ w.r.t loss \n6: end for ", + "bbox": [ + 184, + 732, + 545, + 873 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "1: Input:In-distribution test set $\\begin{array} { r l } { \\mathcal { D } _ { \\mathrm { t e s t } } ^ { \\mathrm { i n } } } & { { } = } \\end{array}$ $\\{ ( { \\pmb x } , y ) \\}$ with classes, out-ofdistribution test subset $\\begin{array} { r l } { \\mathcal { D } _ { \\mathrm { t e s t } } ^ { \\mathrm { o u t } } } & { { } = } \\end{array}$ $\\{ ( X , y ) \\}$ with $O$ classes, a pre-trained $f ( \\cdot ) : x z$ from inputs to embedding vectors, a trained classification head $h ( \\cdot ) : z \\to \\mathbf { p } \\in \\mathbb { R } ^ { K + O }$ . 2: Compute $\\mathrm { s c o r e } _ { \\mathrm { o e } } ^ { \\mathrm { i n } } ( { \\pmb x } )$ , $\\pmb { x } \\in \\mathcal { D } _ { \\mathrm { t e s t } } ^ { \\mathrm { i n } }$ 3: Compute $\\mathrm { s c o r e } _ { \\mathrm { o e } } ^ { \\mathrm { o u t } } ( { \\pmb x } ) , { \\pmb x } \\in \\mathcal { D } _ { \\mathrm { t e s t } } ^ { \\mathrm { o u t } }$ 4: Compute AUROC based on the scores. ", + "bbox": [ + 570, + 737, + 816, + 869 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "completeness as it illustrates how quickly the performance saturates. Figure 4 and Table 3 show the few-shot outlier exposure results for CIFAR-100 vs CIFAR-10 and CIFAR-10 vs CIFAR-100. We evaluate performance of the pre-trained transformer (without any fine-tuning on CIFAR- $^ *$ ) as well as a fine-tuned transformer. We observe that even with 1-10 known outliers per class, we can achieve $9 9 \\%$ AUROC for near-OOD detection on CIFAR-100 vs CIFAR-10. Interestingly, we observe that having labels for outliers is less important when the transformer is fine-tuned on in-distribution (dashed vs solid red lines) than in the scenario where the transformer is not fine-tuned (dashed vs solid blue lines). Intuitively, the embeddings obtained by fine-tuning a pre-trained transformer are well-clustered, so just a handful of known outliers can significantly improve OOD detection, as illustrated in Figure 9 in Appendix B. ", + "bbox": [ + 173, + 90, + 825, + 229 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/ede09de945bc4b73e5d0267561a9df1e5b1c2e1b27fc6499e08bf53e7b22ed68.jpg", + "image_caption": [ + "Figure 4: The effect of few-shot outlier exposure and fine-tuning on CIFAR-100 vs CIFAR-10 (left) and CIFAR-10 vs CIFAR-100 (right) using a $\\mathrm { R 5 0 + V i T – B } \\_ { 1 6 }$ pre-trained on ImageNet-21k. Fine-tuning on in-distribution (red) prior to outlier exposure outperforms no fine-tuning (blue). " + ], + "image_footnote": [], + "bbox": [ + 179, + 246, + 808, + 444 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Table 3: ImageNet-21k pre-trained ViT (optionally fine-tuned on in-distribution), with an additional final layer that was trained using the in-distribution train set and a small number of examples of the OOD train set (including the $O$ OOD class labels, corresponding to the solid curves in Figure 4). ", + "bbox": [ + 176, + 503, + 823, + 546 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/48f728aa95b8f70293be6604b05327de6ea3d9eb5223b613d35d847d704e2ee7.jpg", + "table_caption": [ + "(a) CIFAR-100 vs CIFAR-10 AUROC results. " + ], + "table_footnote": [], + "table_body": "
Number of OOD(CIFAR-10)examplesper classR+ViT(withoutfine-tuning)R+ViTfine-tuned onCIFAR-100
1231010088.73±1.08%92.94 ± 0.55%93.25 ± 0.59%95.73 ± 0.31%97.70±0.01%98.70±0.08%99.02 ± 0.15%99.16 ± 0.11%99.46 ± 0.01%99.67±(0.01%
", + "bbox": [ + 178, + 568, + 485, + 675 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/f1685d8760f8ed813285d1d9e8ac3b88684818256b7d4ff6a8a5107bee81cae2.jpg", + "table_caption": [ + "(b) CIFAR-10 vs CIFAR-100 AUROC results. " + ], + "table_footnote": [], + "table_body": "
Number of OOD(CIFAR-100)examplesper classR+ViT(withoutfine-tuning)R+ViTfine-tuned onCIFAR-10
194.35± 0.05%95.10 ± 0.30%95.60 ± 0.01%96.42 ± 0.02%97.38±0.01%98.96±0.05%99.11 ± 0.04%99.17 ± 0.03%99.29 ± 0.02%99.50±(0.01%
2
310
100
", + "bbox": [ + 514, + 568, + 820, + 675 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4 Near OOD detection of genomic sequences ", + "text_level": 1, + "bbox": [ + 173, + 695, + 560, + 713 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We investigate OOD detection in genomics as another input modality for near-OOD detection. Ren et al. [2019] proposed a benchmark dataset6 for OOD detection in genomics, motivated by the real-world problem of bacteria identification based on genomic sequences. Real bacteria sequencing data can contain approximately $60 \\%$ of sequences from unknown classes that have not been studied before. Hence, a classifier trained on all known classes so far will be inevitably asked to predict on genomes that do not belong to one of the known classes. Since different bacteria classes are discovered gradually over the years, Ren et al. [2019] use a set of 10 bacteria classes that were discovered before the year 2011 as in-distribution classes, a set of 60 bacteria classes discovered between 2011-2016 as the validation OOD, and a set of 60 different bacteria classes discovered after 2016 as the test OOD. The training set only contains genomic sequences of in-distribution classes. The validation and test sets contain sequences from both in-distribution and OOD classes. The genomic sequence is of fixed length of 250 base pairs, composed by characters of A, C, G, T. In the previous work, 1-dimensional Convolutional Neural Networks (1D CNN) were used to build the classifier for the 10 in-distributional classes, and the maximum of softmax probabilities (MSP) and Mahalanobis distance were used for OOD detection. The best AUROC for MSP was only $6 6 . 1 4 \\%$ , and $6 2 . 4 1 \\%$ for Mahalanobis distance [Ren et al., 2019]. ", + "bbox": [ + 173, + 722, + 825, + 887 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 90, + 825, + 147 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Similar to the previous section, we explore the usefulness of pre-trained transformers and fine-tuning for near-OOD detection. Unsupervised pre-training and fine-tuning approach has been applied to several bio-informatic problems, such as protein function prediction [Elnaggar et al., 2020, Dohan et al., 2021, Littmann et al., 2021], protein structure prediction [Rives et al., 2021], and predicting promoters, splice sites and transcription factor binding sites [Ji et al., 2020], but it has not yet been studied how pre-training could help near-OOD detection. ", + "bbox": [ + 174, + 154, + 825, + 237 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "(a) BERT pre-training and fine-tuning for genomics. ", + "bbox": [ + 202, + 435, + 511, + 449 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/eb2ea698f1650cb6895f56108a57b3a971eb1b98349b81dd3d547abd273c8bea.jpg", + "image_caption": [ + "(b) AUROC of near-OOD detection ", + "Figure 5: (a) Model architecture for BERT pre-training and fine-tuning. The unsupervised pre-training model uses a transformer encoder to predict the masked token (shown in red). The fine-tuned model adds a simple classification head (a single linear projection) to predict in-distribution classes. (b) The relationship between the minimum genetic distance and the AUROC scores for the $6 0 \\mathrm { O O D }$ test classes. The pre-train+fine-tune based MSP and Mahalanobis distance methods have significantly higher AUROC overall, and the positive correlation between the minimum distance and the AUROC are more prominent than for the baseline model. " + ], + "image_footnote": [], + "bbox": [ + 187, + 250, + 802, + 441 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Unsupervised BERT pre-training and supervised fine-tuning We first pre-train the transformer model in an unsupervised fashion as in BERT to capture biologically relevant properties, following Dohan et al. [2021]. For unlabeled in-distribution sequences in the training set, we randomly mask the characters in the sequence at the rate of 0.15, feed the masked sequence into transformer-based model of 8 heads and 6 layers and embedding dimension 512, and predict the masked characters. To boost the performance, we add the unlabeled validation data to the training set for pre-training. In the fine-tuning stage, we load the pre-trained transformer model, mean pool the embeddings over the positions, and add a single linear projection classification head for 10 in-distribution classes on top of the embeddings. The setup is shown in Figure 5a. All the parameters in the model including those in the pre-trained transformer and those in the classification head are fine-tuned using the labeled training data. The model is pre-trained for 300,000 steps using learning rate of 0.001 and Adam optimizer [Kingma and Ba, 2014] on TPU, and the accuracy for predicting the masked token is $4 8 . 3 5 \\%$ . The model is fine-tuned for 100,000 steps at the learning rate of 0.0001, and the classification accuracy is $8 9 . 8 4 \\%$ . We use the validation in-distribution and validation OOD data to select the best model checkpoint for each of the two methods and evaluate on test set. ", + "bbox": [ + 173, + 558, + 825, + 763 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/51244dbcf4dd049c63e5be67ebae36dd351939b5a31259a90fef22c7eca3716c.jpg", + "table_caption": [ + "Table 4: Genomics OOD BERT pre-trained and fine-tuned on the in-distribution training set. Error bars represent standard deviation over 3 runs. See Table 11 in Appendix D for AUPRC and FPR95. " + ], + "table_footnote": [], + "table_body": "
ModelTest AccuracyMahalanobis AUROCMSP AUROC
1D CNN[Ren etal., 2019]85.93±0.11%64.75±0.73%65.84±0.46%
BERT pre-trainand fine-tune89.84±0.00%77.49±0.04%73.53±0.03%
", + "bbox": [ + 220, + 813, + 774, + 871 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The results are reported in Table 4. It can be seen that using the approach of pre-training transformer and fine-tuning, the OOD detection performance is significantly improved, from $6 4 . 7 5 \\%$ to $7 7 . 4 9 \\%$ for Mahalanobis distance, and from $6 5 . 8 4 \\%$ to $7 3 . 5 3 \\%$ for MSP. The in-distribution accuracy also improves a bit, from $8 5 . 9 3 \\%$ to $8 9 . 8 4 \\%$ . We also study the relationship between the genetic distance and the AUROC of OOD detection for the 60 test OOD classes. We compute the genetic distance using the popular alignment-free method $d _ { 2 } ^ { S }$ which is based on the similarity between the word frequencies of the two genomes [Ren et al., 2018, Reinert et al., 2009]. Studies have shown that this genetic distance reflects true evolutionary distances [Chan et al., 2014, Bernard et al., 2016]. For each of the $6 0 \\mathrm { O O D }$ test classes, we use the minimum genetic distance between this OOD class to any of the 10 in-distribution classes as the final distance measure. Figure 5 shows the AUROC and the minimum distance for each of the $6 0 \\mathrm { O O D }$ classes. We expect the AUROC is higher as the distance is greater. Using the baseline 1D CNN model, we did not see obvious correlation between the AUROC and the minimum distance, with $r ^ { 2 } = 0 . 0 0 0 0$ , based on Mahalanobis distance. The AUROC based on MSP method has positive correlation to the minimum distance, with $r ^ { 2 } = 0 . 1 1 9 0$ . After we use the pre-trained+fine-tuned transformer, both MSP and Mahalanobis distance methods have significantly higher AUROC overall, and the positive correlation between the minimum distance and the AUROC is more prominent than for the baseline model. ", + "bbox": [ + 173, + 883, + 825, + 911 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 90, + 826, + 297 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Few-shot outlier exposure Given that pre-trained and fine-tuned model improves the OOD performance, we next explore the idea of few shot outlier exposure to further boost the performance. We randomly select 1, 2, 5, 10, 100 examples per test OOD class and add them to the training set respectively. For each input $_ { \\textbf { \\em x } }$ in the training set, we extract its corresponding embedding vector $_ z$ from the above pre-trained and fine-tuned model (or alternatively the model without fine-tuning). We construct a single layer perceptron network of 1024 units for classifying each individual to in-distribution classes and OOD classes, as shown in Figure 3. At inference time, we use the sum of the probability of in-distribution classes as the final confidence score for OOD detection. Additionally, we also tried the idea of collapsing all OOD classes into one single class (as in [Thulasidasan et al., 2021]) for comparison. The model is trained for 10,000 steps with the learning rate of 0.001. The best model checkpoint is selected based on the highest AUROC on a small set of validation dataset disjoint from the test set. ", + "bbox": [ + 174, + 313, + 517, + 561 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/bf7eb3c01cab482f6fd3c99f6c29b1cf143baa132bff294f55202817ef4d762f.jpg", + "image_caption": [ + "Figure 6: Few-shot outlier exposure for genomics OOD. The $\\mathbf { X }$ -axis shows the number of outliers per class that the model was exposed to. The y-axis is OOD AUROC in $\\%$ . The shading shows the standard deviation over 3 runs. See Table 12 for exact numbers. " + ], + "image_footnote": [], + "bbox": [ + 532, + 309, + 818, + 463 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 563, + 823, + 590 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Results are shown in Figure 6. We observe that exposing to just a small number of OOD examples significantly improves the OOD performance, increasing AUROC from $7 6 . 7 3 \\%$ to $8 8 . 4 8 \\%$ . As expected, using the embeddings from the fine-tuned model (blue lines) is better than that from the model without fine-tuning (purple lines). Also, using the outlier labels (purple solid line) has a slightly better performance than collapsing the OOD classes into a single class (purple dashed line) using the pre-trained embeddings without fine-tuning. ", + "bbox": [ + 173, + 597, + 825, + 679 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5 Using candidate labels with multi-modal text-image models such as CLIP ", + "text_level": 1, + "bbox": [ + 173, + 693, + 813, + 710 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Multi-modal transformers such as CLIP [Radford et al., 2021], which are pre-trained on image-text pairs, have been shown to perform well on zero-shot classification tasks. We show that such multimodal transformers open the door to new forms of outlier exposure which can significantly improve out-of-distribution (OOD) detection in the zero-shot classification setting. Our goal is to show that multi-modal transformers can leverage a weaker form of outlier exposure than the few-shot outlier exposure assumption in previous sections, and improve their safety for zero-shot classification. ", + "bbox": [ + 173, + 718, + 825, + 803 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We use the pre-trained CLIP model7 (specifically ViT-B/32) that was trained on 400 million (text, image) pairs from the internet. Its image encoder can map an image $I$ into an embedding vector $z _ { \\mathrm { i m a g e } } ( I )$ , while its text encoder can do the same for a string $T$ as $z _ { \\mathrm { t e x t } } ( T )$ . By choosing a set of $D$ candidate labels for an image, the similarity between the embedding of the candidate label $T _ { i }$ and an image $I$ can be used as the $i ^ { \\mathrm { t h } }$ component of the image’s embedding vector $_ z$ as $z _ { i } =$ $z _ { \\mathrm { t e x t } } ( T _ { i } ) \\cdot z _ { \\mathrm { i m a g e } } ( I )$ . ", + "bbox": [ + 174, + 808, + 825, + 892 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/591107ae87fbd2024f5ecb6fea728d2fe44fde30a3ec0afdefd2e29b25563937.jpg", + "image_caption": [ + "Figure 7: Using candidate text labels and an image-text multi-modal model (CLIP) to produce an embedding vector for OOD detection. We use two sets of candidate labels, evaluate the semantic alignment of the image with each label, apply softmax, and use the sum of probabilities in the first (in) set as an OOD score. Note that this is zero-shot classification and the model is not fine-tuned and does not leverage any in-distribution or OOD images/labels. It only uses the names of the classes (or other informative words) as candidate labels and works well due to the strong pre-training of CLIP. " + ], + "image_footnote": [], + "bbox": [ + 181, + 87, + 818, + 219 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Zero-shot outlier exposure In the zero-shot classification setting, the candidate labels are chosen to describe the semantic content of the in-distribution classes (e.g. names of the classes). We propose to include the candidate labels related to the out-of-distribution classes, and utilize this knowledge as a very weak form of outlier exposure in multi-modal models. This could be relevant in applications, where we might not actually have any outlier images for fine-tuning but we might know the names or descriptions of outlier classes. ", + "bbox": [ + 173, + 313, + 825, + 396 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Our proposed procedure is shown in Figure 7. We choose two groups of candidate labels, indistribution and out-of-distribution labels (e.g. CIFAR-100 and CIFAR-10 class names). We produce an embedding vector $_ z$ for each image $I$ , apply softmax to get probabilities as $\\mathbf { p } = \\operatorname { s o f t m a x } ( z )$ . Those get split to $\\begin{array} { r } { p ( \\mathrm { i n } | \\pmb { x } ) = \\sum _ { i \\in \\mathrm { i n } } \\mathbf { p } _ { i } . } \\end{array}$ , and $\\begin{array} { r } { p ( \\mathrm { { o u t } } | \\pmb { x } ) = \\sum _ { i \\in \\mathrm { { o u t } } } \\bar { \\bf p } _ { i } } \\end{array}$ , where $p ( \\mathrm { i n } | \\pmb { x } ) + p ( \\mathrm { o u t } | \\pmb { x } ) = 1$ Similar to Figure 3, we use $\\mathrm { s c o r e } _ { \\mathrm { o e } } ( { \\pmb x } ) = p ( \\mathrm { i n } | { \\pmb x } )$ as the confidence score. By choosing the candidate labels to represent the in-distribution and OOD dataset we would like to distinguish (e.g. CIFAR-100 and 10), we can get a very informative score that leads to AUROC above previous SOTA, despite no exposure to the training set of the in-distribution (zero-shot). Our results are shown in Table 5, with additional results in Table 10 of Appendix C.2. ", + "bbox": [ + 173, + 402, + 825, + 530 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/0302e855a0a3b88d214644eecb522f55e237fec75106ee774bda78578f5b4225.jpg", + "table_caption": [ + "Table 5: Zero-shot OOD detection using image-text multi-modal models. We compare CLIP that uses only the names of in-distribution classes (baseline) and compare it to our proposed variant that uses just the names of out-of-distribution classes as candidate labels. Even in the zero-shot setting (without any fine-tuning on either in-distribution or OOD dataset), we outperform previous SOTA. " + ], + "table_footnote": [], + "table_body": "
Distribution 1Distribution 2Labels 1Labels 2AUROC
CIFAR-100CIFAR-100CIFAR-10CIFAR-10CIFAR-100 namesCIFAR-100 namesCIFAR-10 names69.49%
94.68%
CIFAR-10CIFAR-10CIFAR-100CIFAR-100CIFAR-10 namesCIFAR-10 namesCIFAR-100 names89.17%94.68%
CIFAR-100CIFAR-100SVHNSVHNCIFAR-100 namesCIFAR-100 names["number"]93.05%99.67%
CIFAR-10CIFAR-10SVHNSVHNCIFAR-10 namesCIFAR-10 names["number"]96.90%99.95%
", + "bbox": [ + 202, + 599, + 789, + 729 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "6 Conclusion ", + "text_level": 1, + "bbox": [ + 173, + 739, + 299, + 756 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We focus on the challenging problem of near-OOD detection. We show that fine-tuning large-scale pre-trained transformers and using few-shot outlier exposure can significantly improve the SOTA. On the CIFAR-100 vs CIFAR-10 visual OOD detection benchmark, we improve the SOTA AUROC from $85 \\%$ to $96 \\%$ (without outlier exposure) and $9 9 \\%$ (with outlier exposure), essentially closing the gap between SOTA and the ideal performance. On a challenging genomics benchmark, we improve the SOTA from $66 \\%$ to $7 7 \\%$ using BERT (without outlier exposure) and $8 8 \\%$ (with outlier exposure). We also show that multi-modal pre-trained transformers open the door to new, weaker forms of outlier exposure which only use names of OOD inputs; we apply this to CLIP and achieve AUROC of $9 4 . 7 \\%$ in the zero-shot classification setting. We believe that our findings will be of interest to the research community (and inspire the creation of harder near-OOD benchmarks) as well as practitioners working on safety-critical applications. ", + "bbox": [ + 173, + 758, + 826, + 911 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Acknowledgements ", + "text_level": 1, + "bbox": [ + 176, + 89, + 338, + 106 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We thank Abhijit Guha Roy, Jim Winkens, Jeremiah Liu, Lucas Beyer and the anonymous reviewers for helpful feedback. We thank David Dohan and Andreea Gane for the helpful advice on BERT genomics model pre-training. We thank Basil Mustafa for providing the BiT model checkpoints. We thank Matthias Minderer for his helpful advice on ViT. We thank Winston Pouse for useful discussions on human performance. ", + "bbox": [ + 174, + 121, + 825, + 190 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "References ", + "text_level": 1, + "bbox": [ + 174, + 210, + 266, + 227 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Dario Amodei, Chris Olah, Jacob Steinhardt, Paul Christiano, John Schulman, and Dan Mané. Concrete problems in AI safety. arXiv preprint arXiv:1606.06565, 2016. ", + "bbox": [ + 176, + 234, + 823, + 263 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Guillaume Bernard, Cheong Xin Chan, and Mark A Ragan. Alignment-free microbial phylogenomics under scenarios of sequence divergence, genome rearrangement and lateral genetic transfer. Scientific reports, 6(1):1–12, 2016. 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On a challenging genomics OOD de-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 301, + 470, + 314 + ], + "spans": [ + { + "bbox": [ + 141, + 301, + 341, + 314 + ], + "score": 1.0, + "content": "tection benchmark, we improve the AUROC from", + "type": "text" + }, + { + "bbox": [ + 342, + 302, + 361, + 312 + ], + "score": 0.88, + "content": "66 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 301, + 372, + 314 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 372, + 302, + 392, + 312 + ], + "score": 0.88, + "content": "7 7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 392, + 301, + 470, + 314 + ], + "score": 1.0, + "content": "using transformers", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 141, + 312, + 470, + 325 + ], + "spans": [ + { + "bbox": [ + 141, + 312, + 470, + 325 + ], + "score": 1.0, + "content": "and unsupervised pre-training. To further improve performance, we explore the", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 141, + 323, + 470, + 336 + ], + "spans": [ + { + "bbox": [ + 141, + 323, + 470, + 336 + ], + "score": 1.0, + "content": "few-shot outlier exposure setting where a few examples from outlier classes may", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 334, + 469, + 346 + ], + "spans": [ + { + "bbox": [ + 141, + 334, + 469, + 346 + ], + "score": 1.0, + "content": "be available; we show that pre-trained transformers are particularly well-suited for", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 345, + 470, + 357 + ], + "spans": [ + { + "bbox": [ + 141, + 345, + 470, + 357 + ], + "score": 1.0, + "content": "outlier exposure, and that the AUROC of OOD detection on CIFAR-100 vs CIFAR-", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 141, + 356, + 470, + 369 + ], + "spans": [ + { + "bbox": [ + 141, + 356, + 233, + 369 + ], + "score": 1.0, + "content": "10 can be improved to", + "type": "text" + }, + { + "bbox": [ + 234, + 356, + 261, + 367 + ], + "score": 0.87, + "content": "9 8 . 7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 356, + 415, + 369 + ], + "score": 1.0, + "content": "with just 1 image per OOD class, and", + "type": "text" + }, + { + "bbox": [ + 415, + 356, + 448, + 367 + ], + "score": 0.87, + "content": "9 9 . 4 6 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 356, + 470, + 369 + ], + "score": 1.0, + "content": "with", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 141, + 367, + 470, + 379 + ], + "spans": [ + { + "bbox": [ + 141, + 367, + 470, + 379 + ], + "score": 1.0, + "content": "10 images per OOD class. For multi-modal image-text pre-trained transformers", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 141, + 378, + 470, + 390 + ], + "spans": [ + { + "bbox": [ + 141, + 378, + 470, + 390 + ], + "score": 1.0, + "content": "such as CLIP, we explore a new way of using just the names of outlier classes as a", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 141, + 388, + 469, + 401 + ], + "spans": [ + { + "bbox": [ + 141, + 388, + 469, + 401 + ], + "score": 1.0, + "content": "sole source of information without any accompanying images, and show that this", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 141, + 399, + 429, + 412 + ], + "spans": [ + { + "bbox": [ + 141, + 399, + 429, + 412 + ], + "score": 1.0, + "content": "outperforms previous SOTA on standard vision OOD benchmark tasks.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 18.5 + }, + { + "type": "title", + "bbox": [ + 107, + 425, + 190, + 438 + ], + "lines": [ + { + "bbox": [ + 105, + 424, + 192, + 441 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 192, + 441 + ], + "score": 1.0, + "content": "1 Introduction", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 106, + 450, + 505, + 549 + ], + "lines": [ + { + "bbox": [ + 106, + 450, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 106, + 450, + 505, + 462 + ], + "score": 1.0, + "content": "Deep neural networks are increasingly used in high-stakes applications such as healthcare [Roy et al.,", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 460, + 505, + 473 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 505, + 473 + ], + "score": 1.0, + "content": "2021, Ren et al., 2019]. Safe deployment of models requires that models not only be accurate but", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 472, + 505, + 484 + ], + "spans": [ + { + "bbox": [ + 106, + 472, + 505, + 484 + ], + "score": 1.0, + "content": "also be robust to distribution shift [Amodei et al., 2016]. Neural networks can assign high-confidence", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 482, + 506, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 506, + 495 + ], + "score": 1.0, + "content": "predictions to mis-classified inputs [Guo et al., 2017, Lakshminarayanan et al., 2017] as well as test", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 494, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 106, + 494, + 505, + 506 + ], + "score": 1.0, + "content": "inputs that do not belong to one of the training classes [Nguyen et al., 2015]. This motivates the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 505, + 505, + 516 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 505, + 516 + ], + "score": 1.0, + "content": "need for methods that can reliably detect out-of-distribution (OOD) inputs. There has been a lot of", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 515, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 506, + 527 + ], + "score": 1.0, + "content": "progress in detecting OOD inputs including methods based on discriminative models [Hendrycks and", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 525, + 505, + 539 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 505, + 539 + ], + "score": 1.0, + "content": "Gimpel, 2016, Lee et al., 2018, Liang et al., 2017, Liu et al., 2020] as well as methods based on deep", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 537, + 355, + 550 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 355, + 550 + ], + "score": 1.0, + "content": "generative models [Nalisnick et al., 2019, Zhang et al., 2020].", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 106, + 554, + 505, + 696 + ], + "lines": [ + { + "bbox": [ + 106, + 554, + 505, + 565 + ], + "spans": [ + { + "bbox": [ + 106, + 554, + 505, + 565 + ], + "score": 1.0, + "content": "The difficulty of the OOD detection task depends on how semantically close the outliers are to the", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 564, + 505, + 577 + ], + "spans": [ + { + "bbox": [ + 105, + 564, + 505, + 577 + ], + "score": 1.0, + "content": "inlier classes. Winkens et al. [2020] distinguish between near-OOD tasks which are harder and", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 576, + 506, + 588 + ], + "spans": [ + { + "bbox": [ + 105, + 576, + 506, + 588 + ], + "score": 1.0, + "content": "far-OOD tasks which are easier, as evidenced by the difference in state-of-the-art (SOTA) for area", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 586, + 506, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 506, + 599 + ], + "score": 1.0, + "content": "under the receiver operating characteristic curve (AUROC). For instance, for a model trained on", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 597, + 506, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 506, + 610 + ], + "score": 1.0, + "content": "CIFAR-100 (which consists of classes such as mammals, fish, flowers, fruits, household devices,", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 608, + 506, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 608, + 506, + 621 + ], + "score": 1.0, + "content": "trees, vehicles, insects, etc), a far-OOD task would be detecting digits from the street-view house", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 619, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 106, + 619, + 505, + 631 + ], + "score": 1.0, + "content": "numbers (SVHN) dataset as outliers. For the same model, detecting images from the CIFAR-10", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 104, + 628, + 507, + 644 + ], + "spans": [ + { + "bbox": [ + 104, + 628, + 507, + 644 + ], + "score": 1.0, + "content": "dataset (which consists of the following 10 classes: airplane, automobile, bird, cat, deer, dog, frog,", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 641, + 506, + 654 + ], + "spans": [ + { + "bbox": [ + 105, + 641, + 506, + 654 + ], + "score": 1.0, + "content": "horse, ship, truck) would be considered a near-OOD task, which is more difficult as the classes are", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 651, + 505, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 505, + 664 + ], + "score": 1.0, + "content": "semantically similar. There has been impressive progress on far-OOD detection, for instance there", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 662, + 505, + 675 + ], + "spans": [ + { + "bbox": [ + 105, + 662, + 343, + 675 + ], + "score": 1.0, + "content": "are several approaches which can achieve AUROC close to", + "type": "text" + }, + { + "bbox": [ + 343, + 663, + 363, + 673 + ], + "score": 0.87, + "content": "9 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 363, + 662, + 505, + 675 + ], + "score": 1.0, + "content": "on CIFAR-100 (in) vs SVHN (out)", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 673, + 505, + 686 + ], + "spans": [ + { + "bbox": [ + 105, + 673, + 505, + 686 + ], + "score": 1.0, + "content": "task, cf. [Sastry and Oore, 2020]. However, the state-of-the-art for near-OOD detection is much", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 685, + 505, + 696 + ], + "spans": [ + { + "bbox": [ + 105, + 685, + 484, + 696 + ], + "score": 1.0, + "content": "lower, for instance the SOTA AUROC for CIFAR-100 (in) vs CIFAR-10 (out) task is around", + "type": "text" + }, + { + "bbox": [ + 485, + 685, + 505, + 695 + ], + "score": 0.84, + "content": "85 \\%", + "type": "inline_equation" + } + ], + "index": 49 + } + ], + "index": 43 + } + ], + "page_idx": 0, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 106, + 731, + 385, + 742 + ], + "lines": [ + { + "bbox": [ + 105, + 730, + 386, + 743 + ], + "spans": [ + { + "bbox": [ + 105, + 730, + 386, + 743 + ], + "score": 1.0, + "content": "35th Conference on Neural Information Processing Systems (NeurIPS 2021).", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 120, + 703, + 192, + 713 + ], + "lines": [ + { + "bbox": [ + 119, + 702, + 194, + 715 + ], + "spans": [ + { + "bbox": [ + 119, + 702, + 194, + 715 + ], + "score": 1.0, + "content": "⇤Equal contribution.", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 97, + 503, + 117 + ], + "lines": [ + { + "bbox": [ + 105, + 97, + 505, + 119 + ], + "spans": [ + { + "bbox": [ + 105, + 97, + 505, + 119 + ], + "score": 1.0, + "content": "Exploring the Limits of Out-of-Distribution Detection", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 117, + 159, + 218, + 192 + ], + "lines": [ + { + "bbox": [ + 137, + 159, + 204, + 170 + ], + "spans": [ + { + "bbox": [ + 137, + 159, + 204, + 170 + ], + "score": 1.0, + "content": "Stanislav Fort⇤", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 128, + 169, + 209, + 182 + ], + "spans": [ + { + "bbox": [ + 128, + 169, + 209, + 182 + ], + "score": 1.0, + "content": "Stanford University", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 117, + 182, + 219, + 192 + ], + "spans": [ + { + "bbox": [ + 117, + 182, + 219, + 192 + ], + "score": 1.0, + "content": "sfort1@stanford.edu", + "type": "text" + } + ], + "index": 3 + } + ], + "index": 2, + "bbox_fs": [ + 117, + 159, + 219, + 192 + ] + }, + { + "type": "text", + "bbox": [ + 235, + 159, + 357, + 194 + ], + "lines": [ + { + "bbox": [ + 279, + 159, + 318, + 171 + ], + "spans": [ + { + "bbox": [ + 279, + 159, + 318, + 171 + ], + "score": 1.0, + "content": "Jie Ren⇤", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 235, + 170, + 358, + 182 + ], + "spans": [ + { + "bbox": [ + 235, + 170, + 358, + 182 + ], + "score": 1.0, + "content": "Google Research, Brain Team", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 252, + 182, + 339, + 195 + ], + "spans": [ + { + "bbox": [ + 252, + 182, + 339, + 195 + ], + "score": 1.0, + "content": "jjren@google.com", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 5, + "bbox_fs": [ + 235, + 159, + 358, + 195 + ] + }, + { + "type": "text", + "bbox": [ + 372, + 159, + 494, + 194 + ], + "lines": [ + { + "bbox": [ + 375, + 159, + 490, + 171 + ], + "spans": [ + { + "bbox": [ + 375, + 159, + 490, + 171 + ], + "score": 1.0, + "content": "Balaji Lakshminarayanan", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 372, + 170, + 494, + 182 + ], + "spans": [ + { + "bbox": [ + 372, + 170, + 494, + 182 + ], + "score": 1.0, + "content": "Google Research, Brain Team", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 381, + 181, + 483, + 194 + ], + "spans": [ + { + "bbox": [ + 381, + 181, + 483, + 194 + ], + "score": 1.0, + "content": "balajiln@google.com", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 8, + "bbox_fs": [ + 372, + 159, + 494, + 194 + ] + }, + { + "type": "title", + "bbox": [ + 283, + 211, + 328, + 224 + ], + "lines": [ + { + "bbox": [ + 281, + 210, + 331, + 226 + ], + "spans": [ + { + "bbox": [ + 281, + 210, + 331, + 226 + ], + "score": 1.0, + "content": "Abstract", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "text", + "bbox": [ + 143, + 235, + 469, + 411 + ], + "lines": [ + { + "bbox": [ + 141, + 235, + 469, + 248 + ], + "spans": [ + { + "bbox": [ + 141, + 235, + 469, + 248 + ], + "score": 1.0, + "content": "Near out-of-distribution detection (OOD) is a major challenge for deep neural", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 246, + 471, + 261 + ], + "spans": [ + { + "bbox": [ + 141, + 246, + 471, + 261 + ], + "score": 1.0, + "content": "networks. We demonstrate that large-scale pre-trained transformers can signifi-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 258, + 470, + 270 + ], + "spans": [ + { + "bbox": [ + 141, + 258, + 470, + 270 + ], + "score": 1.0, + "content": "cantly improve the state-of-the-art (SOTA) on a range of near OOD tasks across", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 141, + 268, + 470, + 281 + ], + "spans": [ + { + "bbox": [ + 141, + 268, + 470, + 281 + ], + "score": 1.0, + "content": "different data modalities. For instance, on CIFAR-100 vs CIFAR-10 OOD de-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 141, + 280, + 469, + 292 + ], + "spans": [ + { + "bbox": [ + 141, + 280, + 298, + 292 + ], + "score": 1.0, + "content": "tection, we improve the AUROC from", + "type": "text" + }, + { + "bbox": [ + 299, + 280, + 318, + 290 + ], + "score": 0.87, + "content": "8 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 319, + 280, + 394, + 292 + ], + "score": 1.0, + "content": "(current SOTA) to", + "type": "text" + }, + { + "bbox": [ + 395, + 280, + 415, + 290 + ], + "score": 0.87, + "content": "96 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 415, + 280, + 469, + 292 + ], + "score": 1.0, + "content": "using Vision", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 141, + 290, + 471, + 304 + ], + "spans": [ + { + "bbox": [ + 141, + 290, + 471, + 304 + ], + "score": 1.0, + "content": "Transformers pre-trained on ImageNet-21k. On a challenging genomics OOD de-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 301, + 470, + 314 + ], + "spans": [ + { + "bbox": [ + 141, + 301, + 341, + 314 + ], + "score": 1.0, + "content": "tection benchmark, we improve the AUROC from", + "type": "text" + }, + { + "bbox": [ + 342, + 302, + 361, + 312 + ], + "score": 0.88, + "content": "66 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 301, + 372, + 314 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 372, + 302, + 392, + 312 + ], + "score": 0.88, + "content": "7 7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 392, + 301, + 470, + 314 + ], + "score": 1.0, + "content": "using transformers", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 141, + 312, + 470, + 325 + ], + "spans": [ + { + "bbox": [ + 141, + 312, + 470, + 325 + ], + "score": 1.0, + "content": "and unsupervised pre-training. To further improve performance, we explore the", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 141, + 323, + 470, + 336 + ], + "spans": [ + { + "bbox": [ + 141, + 323, + 470, + 336 + ], + "score": 1.0, + "content": "few-shot outlier exposure setting where a few examples from outlier classes may", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 334, + 469, + 346 + ], + "spans": [ + { + "bbox": [ + 141, + 334, + 469, + 346 + ], + "score": 1.0, + "content": "be available; we show that pre-trained transformers are particularly well-suited for", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 141, + 345, + 470, + 357 + ], + "spans": [ + { + "bbox": [ + 141, + 345, + 470, + 357 + ], + "score": 1.0, + "content": "outlier exposure, and that the AUROC of OOD detection on CIFAR-100 vs CIFAR-", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 141, + 356, + 470, + 369 + ], + "spans": [ + { + "bbox": [ + 141, + 356, + 233, + 369 + ], + "score": 1.0, + "content": "10 can be improved to", + "type": "text" + }, + { + "bbox": [ + 234, + 356, + 261, + 367 + ], + "score": 0.87, + "content": "9 8 . 7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 356, + 415, + 369 + ], + "score": 1.0, + "content": "with just 1 image per OOD class, and", + "type": "text" + }, + { + "bbox": [ + 415, + 356, + 448, + 367 + ], + "score": 0.87, + "content": "9 9 . 4 6 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 356, + 470, + 369 + ], + "score": 1.0, + "content": "with", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 141, + 367, + 470, + 379 + ], + "spans": [ + { + "bbox": [ + 141, + 367, + 470, + 379 + ], + "score": 1.0, + "content": "10 images per OOD class. For multi-modal image-text pre-trained transformers", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 141, + 378, + 470, + 390 + ], + "spans": [ + { + "bbox": [ + 141, + 378, + 470, + 390 + ], + "score": 1.0, + "content": "such as CLIP, we explore a new way of using just the names of outlier classes as a", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 141, + 388, + 469, + 401 + ], + "spans": [ + { + "bbox": [ + 141, + 388, + 469, + 401 + ], + "score": 1.0, + "content": "sole source of information without any accompanying images, and show that this", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 141, + 399, + 429, + 412 + ], + "spans": [ + { + "bbox": [ + 141, + 399, + 429, + 412 + ], + "score": 1.0, + "content": "outperforms previous SOTA on standard vision OOD benchmark tasks.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 18.5, + "bbox_fs": [ + 141, + 235, + 471, + 412 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 425, + 190, + 438 + ], + "lines": [ + { + "bbox": [ + 105, + 424, + 192, + 441 + ], + "spans": [ + { + "bbox": [ + 105, + 424, + 192, + 441 + ], + "score": 1.0, + "content": "1 Introduction", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 27 + }, + { + "type": "text", + "bbox": [ + 106, + 450, + 505, + 549 + ], + "lines": [ + { + "bbox": [ + 106, + 450, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 106, + 450, + 505, + 462 + ], + "score": 1.0, + "content": "Deep neural networks are increasingly used in high-stakes applications such as healthcare [Roy et al.,", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 460, + 505, + 473 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 505, + 473 + ], + "score": 1.0, + "content": "2021, Ren et al., 2019]. Safe deployment of models requires that models not only be accurate but", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 472, + 505, + 484 + ], + "spans": [ + { + "bbox": [ + 106, + 472, + 505, + 484 + ], + "score": 1.0, + "content": "also be robust to distribution shift [Amodei et al., 2016]. Neural networks can assign high-confidence", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 482, + 506, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 506, + 495 + ], + "score": 1.0, + "content": "predictions to mis-classified inputs [Guo et al., 2017, Lakshminarayanan et al., 2017] as well as test", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 494, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 106, + 494, + 505, + 506 + ], + "score": 1.0, + "content": "inputs that do not belong to one of the training classes [Nguyen et al., 2015]. This motivates the", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 505, + 505, + 516 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 505, + 516 + ], + "score": 1.0, + "content": "need for methods that can reliably detect out-of-distribution (OOD) inputs. There has been a lot of", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 515, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 506, + 527 + ], + "score": 1.0, + "content": "progress in detecting OOD inputs including methods based on discriminative models [Hendrycks and", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 525, + 505, + 539 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 505, + 539 + ], + "score": 1.0, + "content": "Gimpel, 2016, Lee et al., 2018, Liang et al., 2017, Liu et al., 2020] as well as methods based on deep", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 537, + 355, + 550 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 355, + 550 + ], + "score": 1.0, + "content": "generative models [Nalisnick et al., 2019, Zhang et al., 2020].", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32, + "bbox_fs": [ + 105, + 450, + 506, + 550 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 554, + 505, + 696 + ], + "lines": [ + { + "bbox": [ + 106, + 554, + 505, + 565 + ], + "spans": [ + { + "bbox": [ + 106, + 554, + 505, + 565 + ], + "score": 1.0, + "content": "The difficulty of the OOD detection task depends on how semantically close the outliers are to the", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 564, + 505, + 577 + ], + "spans": [ + { + "bbox": [ + 105, + 564, + 505, + 577 + ], + "score": 1.0, + "content": "inlier classes. Winkens et al. [2020] distinguish between near-OOD tasks which are harder and", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 576, + 506, + 588 + ], + "spans": [ + { + "bbox": [ + 105, + 576, + 506, + 588 + ], + "score": 1.0, + "content": "far-OOD tasks which are easier, as evidenced by the difference in state-of-the-art (SOTA) for area", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 586, + 506, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 506, + 599 + ], + "score": 1.0, + "content": "under the receiver operating characteristic curve (AUROC). For instance, for a model trained on", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 597, + 506, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 506, + 610 + ], + "score": 1.0, + "content": "CIFAR-100 (which consists of classes such as mammals, fish, flowers, fruits, household devices,", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 608, + 506, + 621 + ], + "spans": [ + { + "bbox": [ + 105, + 608, + 506, + 621 + ], + "score": 1.0, + "content": "trees, vehicles, insects, etc), a far-OOD task would be detecting digits from the street-view house", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 619, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 106, + 619, + 505, + 631 + ], + "score": 1.0, + "content": "numbers (SVHN) dataset as outliers. For the same model, detecting images from the CIFAR-10", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 104, + 628, + 507, + 644 + ], + "spans": [ + { + "bbox": [ + 104, + 628, + 507, + 644 + ], + "score": 1.0, + "content": "dataset (which consists of the following 10 classes: airplane, automobile, bird, cat, deer, dog, frog,", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 641, + 506, + 654 + ], + "spans": [ + { + "bbox": [ + 105, + 641, + 506, + 654 + ], + "score": 1.0, + "content": "horse, ship, truck) would be considered a near-OOD task, which is more difficult as the classes are", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 651, + 505, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 505, + 664 + ], + "score": 1.0, + "content": "semantically similar. There has been impressive progress on far-OOD detection, for instance there", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 662, + 505, + 675 + ], + "spans": [ + { + "bbox": [ + 105, + 662, + 343, + 675 + ], + "score": 1.0, + "content": "are several approaches which can achieve AUROC close to", + "type": "text" + }, + { + "bbox": [ + 343, + 663, + 363, + 673 + ], + "score": 0.87, + "content": "9 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 363, + 662, + 505, + 675 + ], + "score": 1.0, + "content": "on CIFAR-100 (in) vs SVHN (out)", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 673, + 505, + 686 + ], + "spans": [ + { + "bbox": [ + 105, + 673, + 505, + 686 + ], + "score": 1.0, + "content": "task, cf. [Sastry and Oore, 2020]. However, the state-of-the-art for near-OOD detection is much", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 685, + 505, + 696 + ], + "spans": [ + { + "bbox": [ + 105, + 685, + 484, + 696 + ], + "score": 1.0, + "content": "lower, for instance the SOTA AUROC for CIFAR-100 (in) vs CIFAR-10 (out) task is around", + "type": "text" + }, + { + "bbox": [ + 485, + 685, + 505, + 695 + ], + "score": 0.84, + "content": "85 \\%", + "type": "inline_equation" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 297, + 505, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 297, + 505, + 308 + ], + "score": 1.0, + "content": "[Zhang et al., 2020] which is considerably lower than the SOTA for far-OOD tasks. Similar trends are", + "type": "text", + "cross_page": true + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 307, + 505, + 319 + ], + "spans": [ + { + "bbox": [ + 106, + 307, + 505, + 319 + ], + "score": 1.0, + "content": "observed in other modalities such as genomics where the SOTA AUROC of near-OOD detection is", + "type": "text", + "cross_page": true + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 318, + 505, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 126, + 331 + ], + "score": 1.0, + "content": "only", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 126, + 318, + 146, + 329 + ], + "score": 0.86, + "content": "66 \\%", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 146, + 318, + 505, + 331 + ], + "score": 1.0, + "content": "[Ren et al., 2019]. Improving the SOTA for these near-OOD detection tasks and closing the", + "type": "text", + "cross_page": true + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 329, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 505, + 342 + ], + "score": 1.0, + "content": "performance gap between near-OOD detection and far-OOD detection is one of the key challenges in", + "type": "text", + "cross_page": true + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 341, + 270, + 353 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 270, + 353 + ], + "score": 1.0, + "content": "ensuring the safe deployment of models.", + "type": "text", + "cross_page": true + } + ], + "index": 17 + } + ], + "index": 43, + "bbox_fs": [ + 104, + 554, + 507, + 696 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 114, + 73, + 495, + 170 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 114, + 73, + 495, + 170 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 114, + 73, + 495, + 170 + ], + "spans": [ + { + "bbox": [ + 114, + 73, + 495, + 170 + ], + "score": 0.97, + "type": "image", + "image_path": "4f255bff2140e8dde72b23a4a17febb28c0cb69afb46acf1a4842269a848d13a.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 114, + 73, + 495, + 105.33333333333334 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 114, + 105.33333333333334, + 495, + 137.66666666666669 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 114, + 137.66666666666669, + 495, + 170.00000000000003 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 178, + 505, + 288 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 178, + 505, + 191 + ], + "spans": [ + { + "bbox": [ + 105, + 178, + 505, + 191 + ], + "score": 1.0, + "content": "Figure 1: A two-dimensional PCA projection of the space of embedding vectors for 3 models, with", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 189, + 506, + 202 + ], + "spans": [ + { + "bbox": [ + 105, + 189, + 506, + 202 + ], + "score": 1.0, + "content": "examples of 2 in-distribution (from CIFAR-100) and 1 out-of-distribution class (from CIFAR-10).", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 200, + 505, + 213 + ], + "spans": [ + { + "bbox": [ + 105, + 200, + 505, + 213 + ], + "score": 1.0, + "content": "The color coding shows the Mahalanobis outlier score, while the points are projections of embeddings", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 211, + 505, + 224 + ], + "spans": [ + { + "bbox": [ + 105, + 211, + 505, + 224 + ], + "score": 1.0, + "content": "of members of the in-distribution CIFAR-100 classes \"sunflowers\" (black plus signs) and \"turtle\"", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 222, + 506, + 235 + ], + "spans": [ + { + "bbox": [ + 105, + 222, + 506, + 235 + ], + "score": 1.0, + "content": "(yellow crosses), and the OOD CIFAR-10 class \"automobile\" (red circles). The left panel shows a", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 232, + 506, + 246 + ], + "spans": [ + { + "bbox": [ + 104, + 232, + 506, + 246 + ], + "score": 1.0, + "content": "ResNet-20 trained on CIFAR-100, which assigns low Mahalanobis distance to OOD inputs and leads", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 244, + 505, + 257 + ], + "spans": [ + { + "bbox": [ + 105, + 244, + 505, + 257 + ], + "score": 1.0, + "content": "to overlapping clusters of class embeddings. The ViT pre-trained on ImageNet-21k (middle panel) is", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 254, + 506, + 268 + ], + "spans": [ + { + "bbox": [ + 105, + 254, + 506, + 268 + ], + "score": 1.0, + "content": "able to distinguish classes from each other well, but does not lead to well-separated outlier scores.", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 265, + 506, + 280 + ], + "spans": [ + { + "bbox": [ + 105, + 265, + 506, + 280 + ], + "score": 1.0, + "content": "ViT fine-tuned on CIFAR-100 (right panel) is great at clustering embeddings based on class, as well", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 277, + 352, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 277, + 352, + 289 + ], + "score": 1.0, + "content": "as assigning high Mahalanobis distance to OOD inputs (red).", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 7.5 + } + ], + "index": 4.25 + }, + { + "type": "text", + "bbox": [ + 107, + 297, + 505, + 351 + ], + "lines": [ + { + "bbox": [ + 106, + 297, + 505, + 308 + ], + "spans": [ + { + "bbox": [ + 106, + 297, + 505, + 308 + ], + "score": 1.0, + "content": "[Zhang et al., 2020] which is considerably lower than the SOTA for far-OOD tasks. Similar trends are", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 307, + 505, + 319 + ], + "spans": [ + { + "bbox": [ + 106, + 307, + 505, + 319 + ], + "score": 1.0, + "content": "observed in other modalities such as genomics where the SOTA AUROC of near-OOD detection is", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 318, + 505, + 331 + ], + "spans": [ + { + "bbox": [ + 105, + 318, + 126, + 331 + ], + "score": 1.0, + "content": "only", + "type": "text" + }, + { + "bbox": [ + 126, + 318, + 146, + 329 + ], + "score": 0.86, + "content": "66 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 146, + 318, + 505, + 331 + ], + "score": 1.0, + "content": "[Ren et al., 2019]. Improving the SOTA for these near-OOD detection tasks and closing the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 329, + 505, + 342 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 505, + 342 + ], + "score": 1.0, + "content": "performance gap between near-OOD detection and far-OOD detection is one of the key challenges in", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 341, + 270, + 353 + ], + "spans": [ + { + "bbox": [ + 106, + 341, + 270, + 353 + ], + "score": 1.0, + "content": "ensuring the safe deployment of models.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 106, + 357, + 505, + 477 + ], + "lines": [ + { + "bbox": [ + 106, + 357, + 505, + 369 + ], + "spans": [ + { + "bbox": [ + 106, + 357, + 505, + 369 + ], + "score": 1.0, + "content": "Large-scale pre-trained transformers have led to significant accuracy improvements in multiple", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 368, + 505, + 379 + ], + "spans": [ + { + "bbox": [ + 106, + 368, + 505, + 379 + ], + "score": 1.0, + "content": "domains, cf. Bidirectional Encoder Representations from Transformers (BERT) for text [Devlin et al.,", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 377, + 505, + 392 + ], + "spans": [ + { + "bbox": [ + 105, + 377, + 505, + 392 + ], + "score": 1.0, + "content": "2018], Vision Transformers (ViT) for images [Dosovitskiy et al., 2021], Contrastive Language–Image", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 390, + 505, + 401 + ], + "spans": [ + { + "bbox": [ + 106, + 390, + 505, + 401 + ], + "score": 1.0, + "content": "Pre-training (CLIP) trained on image-text pairs [Radford et al., 2021]. We show that classifiers", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 400, + 505, + 413 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 505, + 413 + ], + "score": 1.0, + "content": "obtained by fine-tuning large-scale pre-trained transformers are significantly better at near-OOD", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 411, + 505, + 424 + ], + "spans": [ + { + "bbox": [ + 105, + 411, + 505, + 424 + ], + "score": 1.0, + "content": "detection. Intuitively, large-scale pre-training makes classifiers less vulnerable to shortcut learning", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 422, + 505, + 434 + ], + "spans": [ + { + "bbox": [ + 106, + 422, + 505, + 434 + ], + "score": 1.0, + "content": "[Geirhos et al., 2020], making these representations better suited for near-OOD detection. Figure 1", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 434, + 504, + 445 + ], + "spans": [ + { + "bbox": [ + 106, + 434, + 504, + 445 + ], + "score": 1.0, + "content": "visualizes two-dimensional PCA projections of representations from residual networks (ResNet) [He", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 444, + 505, + 455 + ], + "spans": [ + { + "bbox": [ + 106, + 444, + 505, + 455 + ], + "score": 1.0, + "content": "et al., 2016] trained on CIFAR-100 and ViT model pre-trained on ImageNet-21k and fine-tuned on", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 454, + 505, + 468 + ], + "spans": [ + { + "bbox": [ + 105, + 454, + 505, + 468 + ], + "score": 1.0, + "content": "CIFAR-100; we can observe that representations obtained by fine-tuning pre-trained transformers are", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 466, + 498, + 478 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 498, + 478 + ], + "score": 1.0, + "content": "better suited at near-OOD detection than representations from ResNet just trained on CIFAR-100.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 107, + 482, + 505, + 570 + ], + "lines": [ + { + "bbox": [ + 105, + 482, + 506, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 506, + 495 + ], + "score": 1.0, + "content": "Motivated by real-world applications which demand very high level of OOD detection for safe", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 493, + 506, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 506, + 505 + ], + "score": 1.0, + "content": "deployment, we explore variants of outlier exposure to further improve OOD detection. We show that", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 504, + 506, + 516 + ], + "spans": [ + { + "bbox": [ + 105, + 504, + 506, + 516 + ], + "score": 1.0, + "content": "pre-trained transformers are particularly well-suited at leveraging known outliers due to their high-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 515, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 506, + 527 + ], + "score": 1.0, + "content": "quality representations (see Figure 1). We systematically vary the number of outlier examples per", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 526, + 506, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 526, + 506, + 538 + ], + "score": 1.0, + "content": "class, and show that even a handful of known outliers can significantly improve OOD detection. We", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 537, + 505, + 549 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 505, + 549 + ], + "score": 1.0, + "content": "refer to this setting as few-shot outlier exposure. For multi-modal pre-trained transformers, we explore", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 104, + 546, + 505, + 561 + ], + "spans": [ + { + "bbox": [ + 104, + 546, + 505, + 561 + ], + "score": 1.0, + "content": "a new form of outlier exposure that leverages names of outlier classes without any accompanying", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 559, + 491, + 570 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 491, + 570 + ], + "score": 1.0, + "content": "images, and show that this can significantly improve OOD detection for zero-shot classification.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32.5 + }, + { + "type": "text", + "bbox": [ + 107, + 575, + 301, + 586 + ], + "lines": [ + { + "bbox": [ + 105, + 573, + 303, + 589 + ], + "spans": [ + { + "bbox": [ + 105, + 573, + 303, + 589 + ], + "score": 1.0, + "content": "In summary, our contributions are the following:", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 107, + 596, + 506, + 722 + ], + "lines": [ + { + "bbox": [ + 106, + 595, + 506, + 610 + ], + "spans": [ + { + "bbox": [ + 106, + 595, + 506, + 610 + ], + "score": 1.0, + "content": "• We show that pre-trained transformers lead to significant improvements on near-OOD benchmarks.", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 115, + 607, + 505, + 620 + ], + "spans": [ + { + "bbox": [ + 115, + 607, + 484, + 620 + ], + "score": 1.0, + "content": "Concretely, we improve the AUROC of OOD detection on CIFAR-100 vs CIFAR-10 from", + "type": "text" + }, + { + "bbox": [ + 485, + 607, + 505, + 618 + ], + "score": 0.85, + "content": "85 \\%", + "type": "inline_equation" + } + ], + "index": 39 + }, + { + "bbox": [ + 116, + 618, + 506, + 630 + ], + "spans": [ + { + "bbox": [ + 116, + 618, + 192, + 630 + ], + "score": 1.0, + "content": "(current SOTA) to", + "type": "text" + }, + { + "bbox": [ + 192, + 618, + 212, + 628 + ], + "score": 0.86, + "content": "96 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 618, + 506, + 630 + ], + "score": 1.0, + "content": "using ViT pre-trained on ImageNet-21k, and improve the AUROC on a", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 114, + 628, + 459, + 641 + ], + "spans": [ + { + "bbox": [ + 114, + 628, + 288, + 641 + ], + "score": 1.0, + "content": "genomics OOD detection benchmark from", + "type": "text" + }, + { + "bbox": [ + 289, + 629, + 308, + 640 + ], + "score": 0.86, + "content": "66 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 309, + 628, + 384, + 641 + ], + "score": 1.0, + "content": "(current SOTA) to", + "type": "text" + }, + { + "bbox": [ + 384, + 629, + 404, + 639 + ], + "score": 0.86, + "content": "7 7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 404, + 628, + 459, + 641 + ], + "score": 1.0, + "content": "using BERT.", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 108, + 641, + 506, + 655 + ], + "spans": [ + { + "bbox": [ + 108, + 641, + 506, + 655 + ], + "score": 1.0, + "content": "• We show that pre-trained transformers are well-suited for few-shot outlier exposure. With just", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 115, + 653, + 506, + 666 + ], + "spans": [ + { + "bbox": [ + 115, + 653, + 506, + 666 + ], + "score": 1.0, + "content": "10 labeled examples per class, we can improve the AUROC of OOD detection on CIFAR-100 vs", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 115, + 664, + 459, + 677 + ], + "spans": [ + { + "bbox": [ + 115, + 664, + 171, + 677 + ], + "score": 1.0, + "content": "CIFAR-10 to", + "type": "text" + }, + { + "bbox": [ + 171, + 664, + 190, + 675 + ], + "score": 0.87, + "content": "9 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 664, + 435, + 677 + ], + "score": 1.0, + "content": ", and improve the AUROC of OOD detection on genomics to", + "type": "text" + }, + { + "bbox": [ + 435, + 664, + 454, + 675 + ], + "score": 0.88, + "content": "86 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 455, + 664, + 459, + 677 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 109, + 678, + 506, + 691 + ], + "spans": [ + { + "bbox": [ + 109, + 678, + 506, + 691 + ], + "score": 1.0, + "content": "• We explore OOD detection for pre-trained multi-modal image-text transformers in the zero-shot", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 115, + 689, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 115, + 689, + 506, + 701 + ], + "score": 1.0, + "content": "classification setting, and show that just using the names of outlier classes as candidate text labels", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 115, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 115, + 699, + 263, + 712 + ], + "score": 1.0, + "content": "for CLIP, we can achieve AUROC of", + "type": "text" + }, + { + "bbox": [ + 264, + 700, + 290, + 711 + ], + "score": 0.87, + "content": "9 4 . 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "on CIFAR-100 vs CIFAR-10 task. 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The left panel shows a", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 232, + 506, + 246 + ], + "spans": [ + { + "bbox": [ + 104, + 232, + 506, + 246 + ], + "score": 1.0, + "content": "ResNet-20 trained on CIFAR-100, which assigns low Mahalanobis distance to OOD inputs and leads", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 244, + 505, + 257 + ], + "spans": [ + { + "bbox": [ + 105, + 244, + 505, + 257 + ], + "score": 1.0, + "content": "to overlapping clusters of class embeddings. 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We show that classifiers", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 400, + 505, + 413 + ], + "spans": [ + { + "bbox": [ + 105, + 400, + 505, + 413 + ], + "score": 1.0, + "content": "obtained by fine-tuning large-scale pre-trained transformers are significantly better at near-OOD", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 411, + 505, + 424 + ], + "spans": [ + { + "bbox": [ + 105, + 411, + 505, + 424 + ], + "score": 1.0, + "content": "detection. Intuitively, large-scale pre-training makes classifiers less vulnerable to shortcut learning", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 422, + 505, + 434 + ], + "spans": [ + { + "bbox": [ + 106, + 422, + 505, + 434 + ], + "score": 1.0, + "content": "[Geirhos et al., 2020], making these representations better suited for near-OOD detection. Figure 1", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 434, + 504, + 445 + ], + "spans": [ + { + "bbox": [ + 106, + 434, + 504, + 445 + ], + "score": 1.0, + "content": "visualizes two-dimensional PCA projections of representations from residual networks (ResNet) [He", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 444, + 505, + 455 + ], + "spans": [ + { + "bbox": [ + 106, + 444, + 505, + 455 + ], + "score": 1.0, + "content": "et al., 2016] trained on CIFAR-100 and ViT model pre-trained on ImageNet-21k and fine-tuned on", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 454, + 505, + 468 + ], + "spans": [ + { + "bbox": [ + 105, + 454, + 505, + 468 + ], + "score": 1.0, + "content": "CIFAR-100; we can observe that representations obtained by fine-tuning pre-trained transformers are", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 466, + 498, + 478 + ], + "spans": [ + { + "bbox": [ + 105, + 466, + 498, + 478 + ], + "score": 1.0, + "content": "better suited at near-OOD detection than representations from ResNet just trained on CIFAR-100.", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 23, + "bbox_fs": [ + 105, + 357, + 505, + 478 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 482, + 505, + 570 + ], + "lines": [ + { + "bbox": [ + 105, + 482, + 506, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 506, + 495 + ], + "score": 1.0, + "content": "Motivated by real-world applications which demand very high level of OOD detection for safe", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 493, + 506, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 506, + 505 + ], + "score": 1.0, + "content": "deployment, we explore variants of outlier exposure to further improve OOD detection. We show that", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 504, + 506, + 516 + ], + "spans": [ + { + "bbox": [ + 105, + 504, + 506, + 516 + ], + "score": 1.0, + "content": "pre-trained transformers are particularly well-suited at leveraging known outliers due to their high-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 515, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 506, + 527 + ], + "score": 1.0, + "content": "quality representations (see Figure 1). We systematically vary the number of outlier examples per", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 526, + 506, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 526, + 506, + 538 + ], + "score": 1.0, + "content": "class, and show that even a handful of known outliers can significantly improve OOD detection. We", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 537, + 505, + 549 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 505, + 549 + ], + "score": 1.0, + "content": "refer to this setting as few-shot outlier exposure. For multi-modal pre-trained transformers, we explore", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 104, + 546, + 505, + 561 + ], + "spans": [ + { + "bbox": [ + 104, + 546, + 505, + 561 + ], + "score": 1.0, + "content": "a new form of outlier exposure that leverages names of outlier classes without any accompanying", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 559, + 491, + 570 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 491, + 570 + ], + "score": 1.0, + "content": "images, and show that this can significantly improve OOD detection for zero-shot classification.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32.5, + "bbox_fs": [ + 104, + 482, + 506, + 570 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 575, + 301, + 586 + ], + "lines": [ + { + "bbox": [ + 105, + 573, + 303, + 589 + ], + "spans": [ + { + "bbox": [ + 105, + 573, + 303, + 589 + ], + "score": 1.0, + "content": "In summary, our contributions are the following:", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 37, + "bbox_fs": [ + 105, + 573, + 303, + 589 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 596, + 506, + 722 + ], + "lines": [ + { + "bbox": [ + 106, + 595, + 506, + 610 + ], + "spans": [ + { + "bbox": [ + 106, + 595, + 506, + 610 + ], + "score": 1.0, + "content": "• We show that pre-trained transformers lead to significant improvements on near-OOD benchmarks.", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 115, + 607, + 505, + 620 + ], + "spans": [ + { + "bbox": [ + 115, + 607, + 484, + 620 + ], + "score": 1.0, + "content": "Concretely, we improve the AUROC of OOD detection on CIFAR-100 vs CIFAR-10 from", + "type": "text" + }, + { + "bbox": [ + 485, + 607, + 505, + 618 + ], + "score": 0.85, + "content": "85 \\%", + "type": "inline_equation" + } + ], + "index": 39 + }, + { + "bbox": [ + 116, + 618, + 506, + 630 + ], + "spans": [ + { + "bbox": [ + 116, + 618, + 192, + 630 + ], + "score": 1.0, + "content": "(current SOTA) to", + "type": "text" + }, + { + "bbox": [ + 192, + 618, + 212, + 628 + ], + "score": 0.86, + "content": "96 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 618, + 506, + 630 + ], + "score": 1.0, + "content": "using ViT pre-trained on ImageNet-21k, and improve the AUROC on a", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 114, + 628, + 459, + 641 + ], + "spans": [ + { + "bbox": [ + 114, + 628, + 288, + 641 + ], + "score": 1.0, + "content": "genomics OOD detection benchmark from", + "type": "text" + }, + { + "bbox": [ + 289, + 629, + 308, + 640 + ], + "score": 0.86, + "content": "66 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 309, + 628, + 384, + 641 + ], + "score": 1.0, + "content": "(current SOTA) to", + "type": "text" + }, + { + "bbox": [ + 384, + 629, + 404, + 639 + ], + "score": 0.86, + "content": "7 7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 404, + 628, + 459, + 641 + ], + "score": 1.0, + "content": "using BERT.", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 108, + 641, + 506, + 655 + ], + "spans": [ + { + "bbox": [ + 108, + 641, + 506, + 655 + ], + "score": 1.0, + "content": "• We show that pre-trained transformers are well-suited for few-shot outlier exposure. With just", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 115, + 653, + 506, + 666 + ], + "spans": [ + { + "bbox": [ + 115, + 653, + 506, + 666 + ], + "score": 1.0, + "content": "10 labeled examples per class, we can improve the AUROC of OOD detection on CIFAR-100 vs", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 115, + 664, + 459, + 677 + ], + "spans": [ + { + "bbox": [ + 115, + 664, + 171, + 677 + ], + "score": 1.0, + "content": "CIFAR-10 to", + "type": "text" + }, + { + "bbox": [ + 171, + 664, + 190, + 675 + ], + "score": 0.87, + "content": "9 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 191, + 664, + 435, + 677 + ], + "score": 1.0, + "content": ", and improve the AUROC of OOD detection on genomics to", + "type": "text" + }, + { + "bbox": [ + 435, + 664, + 454, + 675 + ], + "score": 0.88, + "content": "86 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 455, + 664, + 459, + 677 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 109, + 678, + 506, + 691 + ], + "spans": [ + { + "bbox": [ + 109, + 678, + 506, + 691 + ], + "score": 1.0, + "content": "• We explore OOD detection for pre-trained multi-modal image-text transformers in the zero-shot", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 115, + 689, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 115, + 689, + 506, + 701 + ], + "score": 1.0, + "content": "classification setting, and show that just using the names of outlier classes as candidate text labels", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 115, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 115, + 699, + 263, + 712 + ], + "score": 1.0, + "content": "for CLIP, we can achieve AUROC of", + "type": "text" + }, + { + "bbox": [ + 264, + 700, + 290, + 711 + ], + "score": 0.87, + "content": "9 4 . 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "on CIFAR-100 vs CIFAR-10 task. On easier far-OOD", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 115, + 710, + 506, + 724 + ], + "spans": [ + { + "bbox": [ + 115, + 710, + 203, + 724 + ], + "score": 1.0, + "content": "tasks such as CIFAR-", + "type": "text" + }, + { + "bbox": [ + 203, + 711, + 243, + 723 + ], + "score": 0.91, + "content": "\\{ 1 0 0 , 1 0 \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 243, + 710, + 381, + 724 + ], + "score": 1.0, + "content": "vs SVHN, we achieve AUROC of", + "type": "text" + }, + { + "bbox": [ + 381, + 711, + 408, + 721 + ], + "score": 0.87, + "content": "9 9 . 6 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 409, + 710, + 426, + 724 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 426, + 711, + 453, + 721 + ], + "score": 0.85, + "content": "9 9 . 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 454, + 710, + 506, + 724 + ], + "score": 1.0, + "content": "respectively.", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 43, + "bbox_fs": [ + 106, + 595, + 506, + 724 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 71, + 283, + 85 + ], + "lines": [ + { + "bbox": [ + 104, + 70, + 284, + 86 + ], + "spans": [ + { + "bbox": [ + 104, + 70, + 284, + 86 + ], + "score": 1.0, + "content": "2 Background and Related work", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 91, + 506, + 192 + ], + "lines": [ + { + "bbox": [ + 105, + 90, + 506, + 105 + ], + "spans": [ + { + "bbox": [ + 105, + 90, + 348, + 105 + ], + "score": 1.0, + "content": "Notation We assume that we have an in-distribution dataset", + "type": "text" + }, + { + "bbox": [ + 349, + 91, + 365, + 102 + ], + "score": 0.88, + "content": "\\mathcal { D } ^ { \\mathrm { i n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 90, + 376, + 105 + ], + "score": 1.0, + "content": "of", + "type": "text" + }, + { + "bbox": [ + 377, + 91, + 415, + 104 + ], + "score": 0.92, + "content": "( x ^ { \\mathrm { i n } } , y ^ { \\mathrm { i n } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 416, + 90, + 464, + 105 + ], + "score": 1.0, + "content": "pairs where", + "type": "text" + }, + { + "bbox": [ + 464, + 94, + 472, + 102 + ], + "score": 0.77, + "content": "_ { \\textbf { \\em x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 472, + 90, + 506, + 105 + ], + "score": 1.0, + "content": "denotes", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 104, + 100, + 507, + 116 + ], + "spans": [ + { + "bbox": [ + 104, + 100, + 218, + 116 + ], + "score": 1.0, + "content": "the input feature vector, and", + "type": "text" + }, + { + "bbox": [ + 218, + 102, + 320, + 114 + ], + "score": 0.91, + "content": "y ^ { \\mathrm { i n } } \\in { \\mathcal { V } } ^ { \\mathrm { i n } } : = \\left\\{ 1 , \\ldots , K \\right\\}", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 100, + 429, + 116 + ], + "score": 1.0, + "content": "denotes the class label. Let", + "type": "text" + }, + { + "bbox": [ + 429, + 103, + 447, + 113 + ], + "score": 0.87, + "content": "\\mathcal { D } ^ { \\mathrm { o u t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 100, + 507, + 116 + ], + "score": 1.0, + "content": "denote an out-", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 111, + 505, + 126 + ], + "spans": [ + { + "bbox": [ + 105, + 111, + 204, + 126 + ], + "score": 1.0, + "content": "of-distribution dataset of", + "type": "text" + }, + { + "bbox": [ + 205, + 114, + 253, + 125 + ], + "score": 0.89, + "content": "( x ^ { \\mathrm { o u t } } , y ^ { \\mathrm { o u t } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 111, + 301, + 126 + ], + "score": 1.0, + "content": "pairs where", + "type": "text" + }, + { + "bbox": [ + 301, + 113, + 447, + 126 + ], + "score": 0.75, + "content": "y ^ { \\mathrm { o u t } } \\in { \\mathcal { Y } } ^ { \\mathrm { o u t } } : = \\{ K + 1 , \\ldots , K + O \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 111, + 451, + 126 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 451, + 113, + 505, + 125 + ], + "score": 0.8, + "content": "\\mathcal { V } ^ { \\mathrm { o u t } } \\cap \\mathcal { V } ^ { \\mathrm { i n } } =", + "type": "inline_equation" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 122, + 507, + 138 + ], + "spans": [ + { + "bbox": [ + 106, + 124, + 113, + 135 + ], + "score": 0.67, + "content": "\\varnothing", + "type": "inline_equation" + }, + { + "bbox": [ + 113, + 122, + 232, + 138 + ], + "score": 1.0, + "content": ". Depending on how different", + "type": "text" + }, + { + "bbox": [ + 233, + 126, + 254, + 135 + ], + "score": 0.87, + "content": "\\mathcal { D } ^ { \\mathrm { o u t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 122, + 286, + 138 + ], + "score": 1.0, + "content": "is from", + "type": "text" + }, + { + "bbox": [ + 286, + 124, + 302, + 135 + ], + "score": 0.87, + "content": "\\mathcal { D } ^ { \\mathrm { i n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 122, + 507, + 138 + ], + "score": 1.0, + "content": ", we categorize the OOD detection tasks into near-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 134, + 506, + 148 + ], + "spans": [ + { + "bbox": [ + 105, + 134, + 506, + 148 + ], + "score": 1.0, + "content": "OOD and far-OOD. We first study the scenario where the model is fine-tuned only on the training set", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 141, + 508, + 164 + ], + "spans": [ + { + "bbox": [ + 106, + 146, + 133, + 159 + ], + "score": 0.9, + "content": "\\mathcal { D } _ { \\mathrm { t r a i n } } ^ { \\mathrm { i n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 133, + 141, + 357, + 164 + ], + "score": 1.0, + "content": "without any access to OOD data. The test set contains", + "type": "text" + }, + { + "bbox": [ + 357, + 146, + 379, + 158 + ], + "score": 0.92, + "content": "\\mathcal { D } _ { \\mathrm { t e s t } } ^ { \\mathrm { i n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 149, + 384, + 160 + ], + "score": 1.0, + "content": "D test", + "type": "text" + }, + { + "bbox": [ + 379, + 141, + 398, + 164 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 398, + 146, + 420, + 158 + ], + "score": 0.91, + "content": "\\mathcal { D } _ { \\mathrm { t e s t } } ^ { \\mathrm { o u t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 141, + 508, + 164 + ], + "score": 1.0, + "content": "for evaluating OOD", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 104, + 156, + 506, + 171 + ], + "spans": [ + { + "bbox": [ + 104, + 156, + 506, + 171 + ], + "score": 1.0, + "content": "performance using AUROC. Next, we explore the scenario where a small number of OOD examples", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 168, + 506, + 198 + ], + "spans": [ + { + "bbox": [ + 104, + 168, + 142, + 198 + ], + "score": 1.0, + "content": "are availcontains", + "type": "text" + }, + { + "bbox": [ + 142, + 179, + 216, + 192 + ], + "score": 0.93, + "content": "{ \\mathcal { D } } _ { \\mathrm { t r a i n } } ^ { \\mathrm { i n } } \\bigcup { \\mathcal { D } } _ { \\mathrm { f e w - s h o t } } ^ { \\mathrm { o u t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 168, + 248, + 198 + ], + "score": 1.0, + "content": ".e. the f, where", + "type": "text" + }, + { + "bbox": [ + 248, + 179, + 295, + 192 + ], + "score": 0.93, + "content": "| \\mathcal { D } _ { \\mathrm { f e w - s h o t } } ^ { \\mathrm { o u t } } |", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 168, + 506, + 198 + ], + "score": 1.0, + "content": "lier exposure setting. In this setting, the training setis often smaller than 100 per OOD class.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 4.5 + }, + { + "type": "title", + "bbox": [ + 108, + 200, + 279, + 212 + ], + "lines": [ + { + "bbox": [ + 105, + 198, + 279, + 215 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 279, + 215 + ], + "score": 1.0, + "content": "2.1 Methods for detecting OOD inputs", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 9 + }, + { + "type": "text", + "bbox": [ + 107, + 215, + 454, + 227 + ], + "lines": [ + { + "bbox": [ + 105, + 214, + 456, + 229 + ], + "spans": [ + { + "bbox": [ + 105, + 214, + 456, + 229 + ], + "score": 1.0, + "content": "We describe a few popular techniques for detecting OOD inputs using neural networks.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "text", + "bbox": [ + 106, + 230, + 505, + 275 + ], + "lines": [ + { + "bbox": [ + 105, + 231, + 505, + 243 + ], + "spans": [ + { + "bbox": [ + 105, + 231, + 505, + 243 + ], + "score": 1.0, + "content": "Maximum over softmax probabilities (MSP) A baseline method for OOD detection is to use the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 241, + 505, + 254 + ], + "spans": [ + { + "bbox": [ + 105, + 241, + 342, + 254 + ], + "score": 1.0, + "content": "maximum softmax probability as the confidence score, i.e.", + "type": "text" + }, + { + "bbox": [ + 342, + 241, + 505, + 254 + ], + "score": 0.9, + "content": "\\begin{array} { r } { \\mathrm { s c o r e } _ { \\mathrm { m s p } } ( \\pmb { x } ) = \\mathrm { m a x } _ { c = 1 , . . . , K } p ( \\pmb { y } = c | \\pmb { x } ) } \\end{array}", + "type": "inline_equation" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 252, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 106, + 252, + 505, + 264 + ], + "score": 1.0, + "content": "[Hendrycks and Gimpel, 2016]. While being slightly worse than other techniques, its simplicity and", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 264, + 263, + 275 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 263, + 275 + ], + "score": 1.0, + "content": "performance make it an ideal baseline.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12.5 + }, + { + "type": "text", + "bbox": [ + 106, + 278, + 506, + 371 + ], + "lines": [ + { + "bbox": [ + 105, + 277, + 506, + 290 + ], + "spans": [ + { + "bbox": [ + 105, + 277, + 506, + 290 + ], + "score": 1.0, + "content": "Mahalanobis distance Lee et al. [2018] proposed to fit a Gaussian distribution to the class-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 287, + 506, + 302 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 466, + 302 + ], + "score": 1.0, + "content": "conditional embeddings and use the Mahalanobis distance for OOD detection. Let", + "type": "text" + }, + { + "bbox": [ + 466, + 289, + 488, + 301 + ], + "score": 0.91, + "content": "f ( { \\pmb x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 488, + 287, + 506, + 302 + ], + "score": 1.0, + "content": "de-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 299, + 507, + 313 + ], + "spans": [ + { + "bbox": [ + 105, + 299, + 495, + 313 + ], + "score": 1.0, + "content": "note the embedding (e.g. the penultimate layer before computing the logits) of an input", + "type": "text" + }, + { + "bbox": [ + 495, + 302, + 503, + 310 + ], + "score": 0.75, + "content": "_ { \\textbf { \\em x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 299, + 507, + 313 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 309, + 506, + 324 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 506, + 324 + ], + "score": 1.0, + "content": "We fit a Gaussian distribution to the embeddings of the training data, computing per-class", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 101, + 316, + 505, + 343 + ], + "spans": [ + { + "bbox": [ + 101, + 316, + 132, + 343 + ], + "score": 1.0, + "content": "mean", + "type": "text" + }, + { + "bbox": [ + 132, + 322, + 233, + 338 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\pmb { \\mu _ { c } } = \\frac { 1 } { N _ { c } } \\sum _ { i : y _ { i } = c } f ( \\pmb { x } _ { i } ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 316, + 368, + 343 + ], + "score": 1.0, + "content": "and a shared covariance matrix", + "type": "text" + }, + { + "bbox": [ + 369, + 322, + 505, + 338 + ], + "score": 0.92, + "content": "\\begin{array} { r } { \\Sigma \\stackrel { - } { = } \\frac { 1 } { N } \\sum _ { c = 1 } ^ { K } \\bar { \\sum _ { i : y _ { i } = c } ( f ( \\pmb { x } _ { i } ) - } } \\end{array}", + "type": "inline_equation" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 337, + 508, + 354 + ], + "spans": [ + { + "bbox": [ + 106, + 338, + 189, + 353 + ], + "score": 0.9, + "content": "{ \\pmb { \\mu } } _ { c } ) \\left( f ( { \\pmb x } _ { i } ) - { \\pmb { \\mu } } _ { c } \\right) ^ { \\top }", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 337, + 508, + 354 + ], + "score": 1.0, + "content": ". The Mahalanobis score (negative of the distance) is then computed as:", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 350, + 367, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 352, + 363, + 372 + ], + "score": 0.6, + "content": "\\begin{array} { r } { \\mathrm { s c o r e } _ { \\mathrm { M a h a } } ( { \\pmb x } ) = - \\operatorname* { m i n } _ { c } \\Big ( \\frac { 1 } { 2 } \\big ( f ( { \\pmb x } ) - { \\pmb \\mu } _ { c } \\big ) \\Sigma ^ { - 1 } \\big ( f ( { \\pmb x } ) - { \\pmb \\mu } _ { c } \\big ) ^ { \\top } \\Big ) . } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 363, + 350, + 367, + 374 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 106, + 374, + 505, + 440 + ], + "lines": [ + { + "bbox": [ + 106, + 374, + 506, + 387 + ], + "spans": [ + { + "bbox": [ + 106, + 374, + 506, + 387 + ], + "score": 1.0, + "content": "Outlier exposure Hendrycks et al. [2018] proposed outlier exposure which leverages a large dataset", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 385, + 505, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 505, + 397 + ], + "score": 1.0, + "content": "of known outliers. For classification problems, the model is trained to predict uniform distribution", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 396, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 396, + 505, + 408 + ], + "score": 1.0, + "content": "over labels for these inputs. Thulasidasan et al. [2021] proposed to use a single outlier class as the", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 405, + 506, + 421 + ], + "spans": [ + { + "bbox": [ + 106, + 406, + 149, + 419 + ], + "score": 0.91, + "content": "( K + 1 ) ^ { \\mathrm { t h } }", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 405, + 193, + 421 + ], + "score": 1.0, + "content": "class for a", + "type": "text" + }, + { + "bbox": [ + 193, + 407, + 227, + 419 + ], + "score": 0.91, + "content": "( K + 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 228, + 405, + 506, + 421 + ], + "score": 1.0, + "content": "-way classification problem. Roy et al. [2021] showed that leveraging", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 417, + 506, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 506, + 430 + ], + "score": 1.0, + "content": "the labels of known outliers (rather than assigning all known outliers to a single class) can further", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 429, + 261, + 442 + ], + "spans": [ + { + "bbox": [ + 105, + 429, + 261, + 442 + ], + "score": 1.0, + "content": "improve OOD detection performance.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24.5 + }, + { + "type": "title", + "bbox": [ + 108, + 450, + 254, + 461 + ], + "lines": [ + { + "bbox": [ + 105, + 448, + 256, + 464 + ], + "spans": [ + { + "bbox": [ + 105, + 448, + 256, + 464 + ], + "score": 1.0, + "content": "2.2 Pre-training neural networks", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 106, + 470, + 505, + 570 + ], + "lines": [ + { + "bbox": [ + 106, + 470, + 505, + 482 + ], + "spans": [ + { + "bbox": [ + 106, + 470, + 505, + 482 + ], + "score": 1.0, + "content": "Architectures using self-attention, typically based on the Transformer [Vaswani et al., 2017], often", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 481, + 505, + 493 + ], + "spans": [ + { + "bbox": [ + 105, + 481, + 505, + 493 + ], + "score": 1.0, + "content": "combined with large-scale pre-training directly on raw text, have been very popular for natural", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 492, + 506, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 492, + 506, + 505 + ], + "score": 1.0, + "content": "language processing (NLP) tasks in recent years [Devlin et al., 2018, Dai and Le, 2015, Peters", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 502, + 505, + 515 + ], + "spans": [ + { + "bbox": [ + 105, + 502, + 505, + 515 + ], + "score": 1.0, + "content": "et al., 2018, Howard and Ruder, 2018, Radford et al., 2018, Raffel et al., 2019]. Often followed", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 515, + 504, + 527 + ], + "spans": [ + { + "bbox": [ + 106, + 515, + 504, + 527 + ], + "score": 1.0, + "content": "by fine-tuning on a smaller, downstream dataset, large-scale pre-training techniques lead to highly", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 525, + 504, + 537 + ], + "spans": [ + { + "bbox": [ + 106, + 525, + 504, + 537 + ], + "score": 1.0, + "content": "informative embeddings that are broadly useful in natural language tasks. The advantage of the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 536, + 505, + 548 + ], + "spans": [ + { + "bbox": [ + 106, + 536, + 505, + 548 + ], + "score": 1.0, + "content": "transformer architecture is its ability to scale to very large model sizes, reaching up to 1 trillion", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 547, + 506, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 547, + 506, + 559 + ], + "score": 1.0, + "content": "parameter mark [Fedus et al., 2021]. Large pre-trained models, such as GPT-3 [Brown et al., 2020],", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 557, + 419, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 557, + 419, + 572 + ], + "score": 1.0, + "content": "have shown the potential of large-scale task-agnostic pre-training in language.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 33 + }, + { + "type": "text", + "bbox": [ + 106, + 574, + 505, + 641 + ], + "lines": [ + { + "bbox": [ + 106, + 574, + 505, + 587 + ], + "spans": [ + { + "bbox": [ + 106, + 574, + 505, + 587 + ], + "score": 1.0, + "content": "The Vision Transformer (ViT) [Dosovitskiy et al., 2021] has shown that self-attention combined", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 585, + 506, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 506, + 597 + ], + "score": 1.0, + "content": "with large-scale pre-training is a viable strategy for vision tasks as well. The performance of ViT", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 596, + 506, + 609 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 506, + 609 + ], + "score": 1.0, + "content": "is comparable to other state-of-the-art models, while being more efficient to train. Its ability to", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 607, + 506, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 607, + 506, + 619 + ], + "score": 1.0, + "content": "quickly fine-tune to a smaller, downstream dataset, generalizing even in a few-shot regime, makes it", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 617, + 506, + 631 + ], + "spans": [ + { + "bbox": [ + 105, + 617, + 506, + 631 + ], + "score": 1.0, + "content": "an attractive backbone for tasks such as out-of-distribution (OOD) detection. In this paper, we use", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 629, + 328, + 641 + ], + "spans": [ + { + "bbox": [ + 106, + 629, + 328, + 641 + ], + "score": 1.0, + "content": "ViT pre-trained on ImageNet-21k [Ridnik et al., 2021].", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 40.5 + }, + { + "type": "text", + "bbox": [ + 107, + 645, + 505, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 644, + 505, + 659 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 505, + 659 + ], + "score": 1.0, + "content": "Multi-modal text-image transformers such as CLIP (Contrastive Language-Image Pre-Training)", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 656, + 506, + 668 + ], + "spans": [ + { + "bbox": [ + 106, + 656, + 506, + 668 + ], + "score": 1.0, + "content": "[Radford et al., 2021] pre-train on 400 million (image, text) pairs from the internet to learn to predict", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 667, + 505, + 680 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 505, + 680 + ], + "score": 1.0, + "content": "a raw text caption from an image, and by doing so develop state-of-the-art visual representations and", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 678, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 678, + 506, + 690 + ], + "score": 1.0, + "content": "their natural language counterparts. 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Self-supervised learning techniques have", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 47 + } + ], + "page_idx": 2, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 302, + 741, + 309, + 750 + ], + "lines": [ + { + "bbox": [ + 301, + 740, + 310, + 752 + ], + "spans": [ + { + "bbox": [ + 301, + 740, + 310, + 752 + ], + "score": 1.0, + "content": "3", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "title", + "bbox": [ + 107, + 71, + 283, + 85 + ], + "lines": [ + { + "bbox": [ + 104, + 70, + 284, + 86 + ], + "spans": [ + { + "bbox": [ + 104, + 70, + 284, + 86 + ], + "score": 1.0, + "content": "2 Background and Related work", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 106, + 91, + 506, + 192 + ], + "lines": [ + { + "bbox": [ + 105, + 90, + 506, + 105 + ], + "spans": [ + { + "bbox": [ + 105, + 90, + 348, + 105 + ], + "score": 1.0, + "content": "Notation We assume that we have an in-distribution dataset", + "type": "text" + }, + { + "bbox": [ + 349, + 91, + 365, + 102 + ], + "score": 0.88, + "content": "\\mathcal { D } ^ { \\mathrm { i n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 90, + 376, + 105 + ], + "score": 1.0, + "content": "of", + "type": "text" + }, + { + "bbox": [ + 377, + 91, + 415, + 104 + ], + "score": 0.92, + "content": "( x ^ { \\mathrm { i n } } , y ^ { \\mathrm { i n } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 416, + 90, + 464, + 105 + ], + "score": 1.0, + "content": "pairs where", + "type": "text" + }, + { + "bbox": [ + 464, + 94, + 472, + 102 + ], + "score": 0.77, + "content": "_ { \\textbf { \\em x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 472, + 90, + 506, + 105 + ], + "score": 1.0, + "content": "denotes", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 104, + 100, + 507, + 116 + ], + "spans": [ + { + "bbox": [ + 104, + 100, + 218, + 116 + ], + "score": 1.0, + "content": "the input feature vector, and", + "type": "text" + }, + { + "bbox": [ + 218, + 102, + 320, + 114 + ], + "score": 0.91, + "content": "y ^ { \\mathrm { i n } } \\in { \\mathcal { V } } ^ { \\mathrm { i n } } : = \\left\\{ 1 , \\ldots , K \\right\\}", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 100, + 429, + 116 + ], + "score": 1.0, + "content": "denotes the class label. Let", + "type": "text" + }, + { + "bbox": [ + 429, + 103, + 447, + 113 + ], + "score": 0.87, + "content": "\\mathcal { D } ^ { \\mathrm { o u t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 100, + 507, + 116 + ], + "score": 1.0, + "content": "denote an out-", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 111, + 505, + 126 + ], + "spans": [ + { + "bbox": [ + 105, + 111, + 204, + 126 + ], + "score": 1.0, + "content": "of-distribution dataset of", + "type": "text" + }, + { + "bbox": [ + 205, + 114, + 253, + 125 + ], + "score": 0.89, + "content": "( x ^ { \\mathrm { o u t } } , y ^ { \\mathrm { o u t } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 111, + 301, + 126 + ], + "score": 1.0, + "content": "pairs where", + "type": "text" + }, + { + "bbox": [ + 301, + 113, + 447, + 126 + ], + "score": 0.75, + "content": "y ^ { \\mathrm { o u t } } \\in { \\mathcal { Y } } ^ { \\mathrm { o u t } } : = \\{ K + 1 , \\ldots , K + O \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 111, + 451, + 126 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 451, + 113, + 505, + 125 + ], + "score": 0.8, + "content": "\\mathcal { V } ^ { \\mathrm { o u t } } \\cap \\mathcal { V } ^ { \\mathrm { i n } } =", + "type": "inline_equation" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 122, + 507, + 138 + ], + "spans": [ + { + "bbox": [ + 106, + 124, + 113, + 135 + ], + "score": 0.67, + "content": "\\varnothing", + "type": "inline_equation" + }, + { + "bbox": [ + 113, + 122, + 232, + 138 + ], + "score": 1.0, + "content": ". Depending on how different", + "type": "text" + }, + { + "bbox": [ + 233, + 126, + 254, + 135 + ], + "score": 0.87, + "content": "\\mathcal { D } ^ { \\mathrm { o u t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 122, + 286, + 138 + ], + "score": 1.0, + "content": "is from", + "type": "text" + }, + { + "bbox": [ + 286, + 124, + 302, + 135 + ], + "score": 0.87, + "content": "\\mathcal { D } ^ { \\mathrm { i n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 122, + 507, + 138 + ], + "score": 1.0, + "content": ", we categorize the OOD detection tasks into near-", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 134, + 506, + 148 + ], + "spans": [ + { + "bbox": [ + 105, + 134, + 506, + 148 + ], + "score": 1.0, + "content": "OOD and far-OOD. We first study the scenario where the model is fine-tuned only on the training set", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 141, + 508, + 164 + ], + "spans": [ + { + "bbox": [ + 106, + 146, + 133, + 159 + ], + "score": 0.9, + "content": "\\mathcal { D } _ { \\mathrm { t r a i n } } ^ { \\mathrm { i n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 133, + 141, + 357, + 164 + ], + "score": 1.0, + "content": "without any access to OOD data. The test set contains", + "type": "text" + }, + { + "bbox": [ + 357, + 146, + 379, + 158 + ], + "score": 0.92, + "content": "\\mathcal { D } _ { \\mathrm { t e s t } } ^ { \\mathrm { i n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 361, + 149, + 384, + 160 + ], + "score": 1.0, + "content": "D test", + "type": "text" + }, + { + "bbox": [ + 379, + 141, + 398, + 164 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 398, + 146, + 420, + 158 + ], + "score": 0.91, + "content": "\\mathcal { D } _ { \\mathrm { t e s t } } ^ { \\mathrm { o u t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 420, + 141, + 508, + 164 + ], + "score": 1.0, + "content": "for evaluating OOD", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 104, + 156, + 506, + 171 + ], + "spans": [ + { + "bbox": [ + 104, + 156, + 506, + 171 + ], + "score": 1.0, + "content": "performance using AUROC. Next, we explore the scenario where a small number of OOD examples", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 168, + 506, + 198 + ], + "spans": [ + { + "bbox": [ + 104, + 168, + 142, + 198 + ], + "score": 1.0, + "content": "are availcontains", + "type": "text" + }, + { + "bbox": [ + 142, + 179, + 216, + 192 + ], + "score": 0.93, + "content": "{ \\mathcal { D } } _ { \\mathrm { t r a i n } } ^ { \\mathrm { i n } } \\bigcup { \\mathcal { D } } _ { \\mathrm { f e w - s h o t } } ^ { \\mathrm { o u t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 168, + 248, + 198 + ], + "score": 1.0, + "content": ".e. the f, where", + "type": "text" + }, + { + "bbox": [ + 248, + 179, + 295, + 192 + ], + "score": 0.93, + "content": "| \\mathcal { D } _ { \\mathrm { f e w - s h o t } } ^ { \\mathrm { o u t } } |", + "type": "inline_equation" + }, + { + "bbox": [ + 295, + 168, + 506, + 198 + ], + "score": 1.0, + "content": "lier exposure setting. In this setting, the training setis often smaller than 100 per OOD class.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 4.5, + "bbox_fs": [ + 104, + 90, + 508, + 198 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 200, + 279, + 212 + ], + "lines": [ + { + "bbox": [ + 105, + 198, + 279, + 215 + ], + "spans": [ + { + "bbox": [ + 105, + 198, + 279, + 215 + ], + "score": 1.0, + "content": "2.1 Methods for detecting OOD inputs", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 9 + }, + { + "type": "text", + "bbox": [ + 107, + 215, + 454, + 227 + ], + "lines": [ + { + "bbox": [ + 105, + 214, + 456, + 229 + ], + "spans": [ + { + "bbox": [ + 105, + 214, + 456, + 229 + ], + "score": 1.0, + "content": "We describe a few popular techniques for detecting OOD inputs using neural networks.", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10, + "bbox_fs": [ + 105, + 214, + 456, + 229 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 230, + 505, + 275 + ], + "lines": [ + { + "bbox": [ + 105, + 231, + 505, + 243 + ], + "spans": [ + { + "bbox": [ + 105, + 231, + 505, + 243 + ], + "score": 1.0, + "content": "Maximum over softmax probabilities (MSP) A baseline method for OOD detection is to use the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 241, + 505, + 254 + ], + "spans": [ + { + "bbox": [ + 105, + 241, + 342, + 254 + ], + "score": 1.0, + "content": "maximum softmax probability as the confidence score, i.e.", + "type": "text" + }, + { + "bbox": [ + 342, + 241, + 505, + 254 + ], + "score": 0.9, + "content": "\\begin{array} { r } { \\mathrm { s c o r e } _ { \\mathrm { m s p } } ( \\pmb { x } ) = \\mathrm { m a x } _ { c = 1 , . . . , K } p ( \\pmb { y } = c | \\pmb { x } ) } \\end{array}", + "type": "inline_equation" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 252, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 106, + 252, + 505, + 264 + ], + "score": 1.0, + "content": "[Hendrycks and Gimpel, 2016]. While being slightly worse than other techniques, its simplicity and", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 264, + 263, + 275 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 263, + 275 + ], + "score": 1.0, + "content": "performance make it an ideal baseline.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 12.5, + "bbox_fs": [ + 105, + 231, + 505, + 275 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 278, + 506, + 371 + ], + "lines": [ + { + "bbox": [ + 105, + 277, + 506, + 290 + ], + "spans": [ + { + "bbox": [ + 105, + 277, + 506, + 290 + ], + "score": 1.0, + "content": "Mahalanobis distance Lee et al. [2018] proposed to fit a Gaussian distribution to the class-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 287, + 506, + 302 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 466, + 302 + ], + "score": 1.0, + "content": "conditional embeddings and use the Mahalanobis distance for OOD detection. Let", + "type": "text" + }, + { + "bbox": [ + 466, + 289, + 488, + 301 + ], + "score": 0.91, + "content": "f ( { \\pmb x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 488, + 287, + 506, + 302 + ], + "score": 1.0, + "content": "de-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 299, + 507, + 313 + ], + "spans": [ + { + "bbox": [ + 105, + 299, + 495, + 313 + ], + "score": 1.0, + "content": "note the embedding (e.g. the penultimate layer before computing the logits) of an input", + "type": "text" + }, + { + "bbox": [ + 495, + 302, + 503, + 310 + ], + "score": 0.75, + "content": "_ { \\textbf { \\em x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 299, + 507, + 313 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 309, + 506, + 324 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 506, + 324 + ], + "score": 1.0, + "content": "We fit a Gaussian distribution to the embeddings of the training data, computing per-class", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 101, + 316, + 505, + 343 + ], + "spans": [ + { + "bbox": [ + 101, + 316, + 132, + 343 + ], + "score": 1.0, + "content": "mean", + "type": "text" + }, + { + "bbox": [ + 132, + 322, + 233, + 338 + ], + "score": 0.93, + "content": "\\begin{array} { r } { \\pmb { \\mu _ { c } } = \\frac { 1 } { N _ { c } } \\sum _ { i : y _ { i } = c } f ( \\pmb { x } _ { i } ) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 316, + 368, + 343 + ], + "score": 1.0, + "content": "and a shared covariance matrix", + "type": "text" + }, + { + "bbox": [ + 369, + 322, + 505, + 338 + ], + "score": 0.92, + "content": "\\begin{array} { r } { \\Sigma \\stackrel { - } { = } \\frac { 1 } { N } \\sum _ { c = 1 } ^ { K } \\bar { \\sum _ { i : y _ { i } = c } ( f ( \\pmb { x } _ { i } ) - } } \\end{array}", + "type": "inline_equation" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 337, + 508, + 354 + ], + "spans": [ + { + "bbox": [ + 106, + 338, + 189, + 353 + ], + "score": 0.9, + "content": "{ \\pmb { \\mu } } _ { c } ) \\left( f ( { \\pmb x } _ { i } ) - { \\pmb { \\mu } } _ { c } \\right) ^ { \\top }", + "type": "inline_equation" + }, + { + "bbox": [ + 189, + 337, + 508, + 354 + ], + "score": 1.0, + "content": ". The Mahalanobis score (negative of the distance) is then computed as:", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 350, + 367, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 352, + 363, + 372 + ], + "score": 0.6, + "content": "\\begin{array} { r } { \\mathrm { s c o r e } _ { \\mathrm { M a h a } } ( { \\pmb x } ) = - \\operatorname* { m i n } _ { c } \\Big ( \\frac { 1 } { 2 } \\big ( f ( { \\pmb x } ) - { \\pmb \\mu } _ { c } \\big ) \\Sigma ^ { - 1 } \\big ( f ( { \\pmb x } ) - { \\pmb \\mu } _ { c } \\big ) ^ { \\top } \\Big ) . } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 363, + 350, + 367, + 374 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 18, + "bbox_fs": [ + 101, + 277, + 508, + 374 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 374, + 505, + 440 + ], + "lines": [ + { + "bbox": [ + 106, + 374, + 506, + 387 + ], + "spans": [ + { + "bbox": [ + 106, + 374, + 506, + 387 + ], + "score": 1.0, + "content": "Outlier exposure Hendrycks et al. [2018] proposed outlier exposure which leverages a large dataset", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 385, + 505, + 397 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 505, + 397 + ], + "score": 1.0, + "content": "of known outliers. For classification problems, the model is trained to predict uniform distribution", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 396, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 396, + 505, + 408 + ], + "score": 1.0, + "content": "over labels for these inputs. Thulasidasan et al. [2021] proposed to use a single outlier class as the", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 405, + 506, + 421 + ], + "spans": [ + { + "bbox": [ + 106, + 406, + 149, + 419 + ], + "score": 0.91, + "content": "( K + 1 ) ^ { \\mathrm { t h } }", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 405, + 193, + 421 + ], + "score": 1.0, + "content": "class for a", + "type": "text" + }, + { + "bbox": [ + 193, + 407, + 227, + 419 + ], + "score": 0.91, + "content": "( K + 1 )", + "type": "inline_equation" + }, + { + "bbox": [ + 228, + 405, + 506, + 421 + ], + "score": 1.0, + "content": "-way classification problem. Roy et al. [2021] showed that leveraging", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 417, + 506, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 417, + 506, + 430 + ], + "score": 1.0, + "content": "the labels of known outliers (rather than assigning all known outliers to a single class) can further", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 429, + 261, + 442 + ], + "spans": [ + { + "bbox": [ + 105, + 429, + 261, + 442 + ], + "score": 1.0, + "content": "improve OOD detection performance.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24.5, + "bbox_fs": [ + 105, + 374, + 506, + 442 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 450, + 254, + 461 + ], + "lines": [ + { + "bbox": [ + 105, + 448, + 256, + 464 + ], + "spans": [ + { + "bbox": [ + 105, + 448, + 256, + 464 + ], + "score": 1.0, + "content": "2.2 Pre-training neural networks", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 106, + 470, + 505, + 570 + ], + "lines": [ + { + "bbox": [ + 106, + 470, + 505, + 482 + ], + "spans": [ + { + "bbox": [ + 106, + 470, + 505, + 482 + ], + "score": 1.0, + "content": "Architectures using self-attention, typically based on the Transformer [Vaswani et al., 2017], often", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 481, + 505, + 493 + ], + "spans": [ + { + "bbox": [ + 105, + 481, + 505, + 493 + ], + "score": 1.0, + "content": "combined with large-scale pre-training directly on raw text, have been very popular for natural", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 492, + 506, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 492, + 506, + 505 + ], + "score": 1.0, + "content": "language processing (NLP) tasks in recent years [Devlin et al., 2018, Dai and Le, 2015, Peters", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 502, + 505, + 515 + ], + "spans": [ + { + "bbox": [ + 105, + 502, + 505, + 515 + ], + "score": 1.0, + "content": "et al., 2018, Howard and Ruder, 2018, Radford et al., 2018, Raffel et al., 2019]. Often followed", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 515, + 504, + 527 + ], + "spans": [ + { + "bbox": [ + 106, + 515, + 504, + 527 + ], + "score": 1.0, + "content": "by fine-tuning on a smaller, downstream dataset, large-scale pre-training techniques lead to highly", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 525, + 504, + 537 + ], + "spans": [ + { + "bbox": [ + 106, + 525, + 504, + 537 + ], + "score": 1.0, + "content": "informative embeddings that are broadly useful in natural language tasks. The advantage of the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 536, + 505, + 548 + ], + "spans": [ + { + "bbox": [ + 106, + 536, + 505, + 548 + ], + "score": 1.0, + "content": "transformer architecture is its ability to scale to very large model sizes, reaching up to 1 trillion", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 547, + 506, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 547, + 506, + 559 + ], + "score": 1.0, + "content": "parameter mark [Fedus et al., 2021]. Large pre-trained models, such as GPT-3 [Brown et al., 2020],", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 557, + 419, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 557, + 419, + 572 + ], + "score": 1.0, + "content": "have shown the potential of large-scale task-agnostic pre-training in language.", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 33, + "bbox_fs": [ + 105, + 470, + 506, + 572 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 574, + 505, + 641 + ], + "lines": [ + { + "bbox": [ + 106, + 574, + 505, + 587 + ], + "spans": [ + { + "bbox": [ + 106, + 574, + 505, + 587 + ], + "score": 1.0, + "content": "The Vision Transformer (ViT) [Dosovitskiy et al., 2021] has shown that self-attention combined", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 585, + 506, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 506, + 597 + ], + "score": 1.0, + "content": "with large-scale pre-training is a viable strategy for vision tasks as well. The performance of ViT", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 596, + 506, + 609 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 506, + 609 + ], + "score": 1.0, + "content": "is comparable to other state-of-the-art models, while being more efficient to train. Its ability to", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 607, + 506, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 607, + 506, + 619 + ], + "score": 1.0, + "content": "quickly fine-tune to a smaller, downstream dataset, generalizing even in a few-shot regime, makes it", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 617, + 506, + 631 + ], + "spans": [ + { + "bbox": [ + 105, + 617, + 506, + 631 + ], + "score": 1.0, + "content": "an attractive backbone for tasks such as out-of-distribution (OOD) detection. In this paper, we use", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 629, + 328, + 641 + ], + "spans": [ + { + "bbox": [ + 106, + 629, + 328, + 641 + ], + "score": 1.0, + "content": "ViT pre-trained on ImageNet-21k [Ridnik et al., 2021].", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 40.5, + "bbox_fs": [ + 105, + 574, + 506, + 641 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 645, + 505, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 644, + 505, + 659 + ], + "spans": [ + { + "bbox": [ + 105, + 644, + 505, + 659 + ], + "score": 1.0, + "content": "Multi-modal text-image transformers such as CLIP (Contrastive Language-Image Pre-Training)", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 656, + 506, + 668 + ], + "spans": [ + { + "bbox": [ + 106, + 656, + 506, + 668 + ], + "score": 1.0, + "content": "[Radford et al., 2021] pre-train on 400 million (image, text) pairs from the internet to learn to predict", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 667, + 505, + 680 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 505, + 680 + ], + "score": 1.0, + "content": "a raw text caption from an image, and by doing so develop state-of-the-art visual representations and", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 678, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 678, + 506, + 690 + ], + "score": 1.0, + "content": "their natural language counterparts. Radford et al. [2021] showed that CLIP improves robustness", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 689, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 689, + 506, + 701 + ], + "score": 1.0, + "content": "to natural distribution shift. In this paper, we use the shared image-text embedding to introduce a", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 104, + 698, + 505, + 713 + ], + "spans": [ + { + "bbox": [ + 104, + 698, + 505, + 713 + ], + "score": 1.0, + "content": "new zero-shot OOD detection method (Section 5). Hendrycks et al. [2019a] show that pre-training", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 106, + 711, + 504, + 723 + ], + "spans": [ + { + "bbox": [ + 106, + 711, + 504, + 723 + ], + "score": 1.0, + "content": "improves OOD detection for non-transformer architectures. Self-supervised learning techniques have", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 106, + 72, + 505, + 85 + ], + "spans": [ + { + "bbox": [ + 106, + 72, + 505, + 85 + ], + "score": 1.0, + "content": "also been shown to improve OOD detection; Hendrycks et al. [2019b] use rotation prediction and", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 83, + 421, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 421, + 96 + ], + "score": 1.0, + "content": "Winkens et al. [2020] use contrastive training to improve near-OOD detection.", + "type": "text", + "cross_page": true + } + ], + "index": 1 + } + ], + "index": 47, + "bbox_fs": [ + 104, + 644, + 506, + 723 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 73, + 504, + 95 + ], + "lines": [ + { + "bbox": [ + 106, + 72, + 505, + 85 + ], + "spans": [ + { + "bbox": [ + 106, + 72, + 505, + 85 + ], + "score": 1.0, + "content": "also been shown to improve OOD detection; Hendrycks et al. [2019b] use rotation prediction and", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 83, + 421, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 421, + 96 + ], + "score": 1.0, + "content": "Winkens et al. [2020] use contrastive training to improve near-OOD detection.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 106, + 108, + 506, + 260 + ], + "lines": [ + { + "bbox": [ + 106, + 107, + 506, + 119 + ], + "spans": [ + { + "bbox": [ + 106, + 107, + 506, + 119 + ], + "score": 1.0, + "content": "Robustness of pre-trained transformers Hendrycks et al. [2020] show that pre-trained transform-", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 118, + 506, + 130 + ], + "spans": [ + { + "bbox": [ + 105, + 118, + 506, + 130 + ], + "score": 1.0, + "content": "ers improve OOD detection in NLP. Pre-trained BERT has been has used as a backbone for OOD", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 128, + 506, + 141 + ], + "spans": [ + { + "bbox": [ + 106, + 128, + 506, + 141 + ], + "score": 1.0, + "content": "detection in language, cf. [Liu et al., 2020]. 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[2021] show the", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 173, + 506, + 184 + ], + "spans": [ + { + "bbox": [ + 106, + 173, + 506, + 184 + ], + "score": 1.0, + "content": "robustness of pre-trained transformers to input perturbations, and of transformers to layer removal.", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 183, + 507, + 197 + ], + "spans": [ + { + "bbox": [ + 105, + 183, + 507, + 197 + ], + "score": 1.0, + "content": "Caron et al. [2021] demonstrate many emerging properties in self-supervised ViTs, while Shao et al.", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 193, + 506, + 207 + ], + "spans": [ + { + "bbox": [ + 105, + 193, + 506, + 207 + ], + "score": 1.0, + "content": "[2021], Mahmood et al. 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ModelIn- distributionfine-tuned test accuracyOut- distributionMahalanobis AUROCMSP AUROC
BiT-MR50x1CIFAR-10087.01%CIFAR-1081.71%81.15%
BiT-MR101x3CIFAR-10091.55%CIFAR-1090.10%83.69%
ViT-B_16CIFAR-10090.95%CIFAR-1095.53%91.89%
R50+ViT-B_16CIFAR-10091.71%CIFAR-1096.23%92.08%
MLP-Mixer-B_16CIFAR-10090.40%CIFAR-1095.31%90.22%
BiT-MR50x1 BiT-MR101x3CIFAR-1097.47%CIFAR-10095.52%85.87%
CIFAR-1097.36%CIFAR-10094.55%85.34%
ViT-B_16CIFAR-1098.10%CIFAR-10098.42%97.68%
R50+ViT-B_16CIFAR-1098.70%CIFAR-10098.52%97.75%
MLP-Mixer-B_16CIFAR-1097.58%CIFAR-10097.85%96.28%
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Right:", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 304, + 467, + 455, + 479 + ], + "spans": [ + { + "bbox": [ + 304, + 467, + 455, + 479 + ], + "score": 1.0, + "content": "CIFAR-10 vs CIFAR-100 OOD task.", + "type": "text" + } + ], + "index": 44 + } + ], + "index": 42 + } + ], + "index": 38.75 + }, + { + "type": "table", + "bbox": [ + 120, + 494, + 488, + 639 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 105, + 482, + 505, + 493 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 480, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 105, + 480, + 505, + 495 + ], + "score": 1.0, + "content": "Table 1: ImageNet-21k pre-trained ViT/BiT/MLP-Mixer fine-tuned on the in-distribution training set.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 45 + }, + { + "type": "table_body", + "bbox": [ + 120, + 494, + 488, + 639 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 120, + 494, + 488, + 639 + ], + "spans": [ + { + "bbox": [ + 120, + 494, + 488, + 639 + ], + "score": 0.984, + "html": "
ModelIn- distributionfine-tuned test accuracyOut- distributionMahalanobis AUROCMSP AUROC
BiT-MR50x1CIFAR-10087.01%CIFAR-1081.71%81.15%
BiT-MR101x3CIFAR-10091.55%CIFAR-1090.10%83.69%
ViT-B_16CIFAR-10090.95%CIFAR-1095.53%91.89%
R50+ViT-B_16CIFAR-10091.71%CIFAR-1096.23%92.08%
MLP-Mixer-B_16CIFAR-10090.40%CIFAR-1095.31%90.22%
BiT-MR50x1 BiT-MR101x3CIFAR-1097.47%CIFAR-10095.52%85.87%
CIFAR-1097.36%CIFAR-10094.55%85.34%
ViT-B_16CIFAR-1098.10%CIFAR-10098.42%97.68%
R50+ViT-B_16CIFAR-1098.70%CIFAR-10098.52%97.75%
MLP-Mixer-B_16CIFAR-1097.58%CIFAR-10097.85%96.28%
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We observe that the MSP baseline yields", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 658, + 506, + 671 + ], + "spans": [ + { + "bbox": [ + 105, + 658, + 506, + 671 + ], + "score": 1.0, + "content": "surprisingly good results when used on top of a large pre-trained transformer that has been fine-tuned", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 668, + 505, + 681 + ], + "spans": [ + { + "bbox": [ + 105, + 668, + 505, + 681 + ], + "score": 1.0, + "content": "on the in-distribution training set. The Mahalanobis distance technique improves OOD detection even", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 679, + 505, + 693 + ], + "spans": [ + { + "bbox": [ + 105, + 679, + 505, + 693 + ], + "score": 1.0, + "content": "further. Applying Mahalanobis distance to a pre-trained ViT fine-tuned on CIFAR-100, we achieve", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 690, + 505, + 704 + ], + "spans": [ + { + "bbox": [ + 105, + 690, + 154, + 704 + ], + "score": 1.0, + "content": "AUROC of", + "type": "text" + }, + { + "bbox": [ + 154, + 691, + 174, + 702 + ], + "score": 0.87, + "content": "96 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 174, + 690, + 505, + 704 + ], + "score": 1.0, + "content": "on CIFAR-100 vs CIFAR-10, significantly improving over the previous SOTA of", + "type": "text" + } + ], + "index": 53 + } + ], + "index": 51, + "bbox_fs": [ + 105, + 648, + 506, + 704 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 72, + 505, + 204 + ], + "lines": [ + { + "bbox": [ + 106, + 73, + 505, + 85 + ], + "spans": [ + { + "bbox": [ + 106, + 73, + 126, + 83 + ], + "score": 0.84, + "content": "85 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 127, + 73, + 505, + 85 + ], + "score": 1.0, + "content": "using a hybrid model [Zhang et al., 2020]. To study the effect of model architecture, we also", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 83, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 83, + 505, + 95 + ], + "score": 1.0, + "content": "evaluate OOD performance on another large-scale pre-trained model, Big Transfer (BiT) [Kolesnikov", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 130, + 106 + ], + "score": 1.0, + "content": "et al.,", + "type": "text" + }, + { + "bbox": [ + 131, + 94, + 159, + 106 + ], + "score": 0.66, + "content": "2 0 1 9 ] ^ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 94, + 334, + 106 + ], + "score": 1.0, + "content": ", as a comparison to ViT. We use the BiT-M", + "type": "text" + }, + { + "bbox": [ + 335, + 95, + 363, + 105 + ], + "score": 0.5, + "content": "\\mathrm { R } 5 0 \\mathrm { x } 1", + "type": "inline_equation" + }, + { + "bbox": [ + 363, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "and R101x3 models pre-trained on", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 104, + 104, + 506, + 118 + ], + "spans": [ + { + "bbox": [ + 104, + 104, + 506, + 118 + ], + "score": 1.0, + "content": "ImageNet-21k, and fine-tune the full model architecture on CIFAR-10 and CIFAR-100 respectively.", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 117, + 506, + 127 + ], + "spans": [ + { + "bbox": [ + 106, + 117, + 506, + 127 + ], + "score": 1.0, + "content": "The results are shown in Table 1. For both directions, the AUROCs for BiT are lower than that for ViT.", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 127, + 506, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 506, + 139 + ], + "score": 1.0, + "content": "More importantly, BiT uses a different model architecture, ResNet, instead of a transformer, which", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 138, + 506, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 138, + 506, + 150 + ], + "score": 1.0, + "content": "may explains the large difference in the OOD performance. As an additional ablation, we fine-tuned", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 149, + 505, + 161 + ], + "spans": [ + { + "bbox": [ + 105, + 149, + 357, + 161 + ], + "score": 1.0, + "content": "the MLP-Mixer pre-trained on ImageNet-21k [Tolstikhin et al.,", + "type": "text" + }, + { + "bbox": [ + 357, + 149, + 385, + 160 + ], + "score": 0.8, + "content": "2 0 2 1 ] ^ { 4 }", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 149, + 505, + 161 + ], + "score": 1.0, + "content": ", a high-performance all-MLP", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 160, + 505, + 172 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 505, + 172 + ], + "score": 1.0, + "content": "architecture for vision, and compared its performance to the Vision Transformer (ViT) and BiT. The", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 170, + 506, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 170, + 506, + 183 + ], + "score": 1.0, + "content": "summary of our results can be found in Table 1. We observe that MLP-mixer outperforms BiT as", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 182, + 506, + 193 + ], + "spans": [ + { + "bbox": [ + 106, + 182, + 506, + 193 + ], + "score": 1.0, + "content": "well, which adds additional evidence that pre-training helps architectures such as ViT and MLP-mixer", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 192, + 201, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 192, + 201, + 204 + ], + "score": 1.0, + "content": "more than it helps BiT.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 5.5 + }, + { + "type": "text", + "bbox": [ + 107, + 209, + 505, + 285 + ], + "lines": [ + { + "bbox": [ + 105, + 209, + 505, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 505, + 221 + ], + "score": 1.0, + "content": "Due to semantic similarity between classes in CIFAR, this task is hard for humans as well.5 We also", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 220, + 505, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 486, + 232 + ], + "score": 1.0, + "content": "evaluated the performance of our approach on popular far-OOD benchmarks such as CIFAR-", + "type": "text" + }, + { + "bbox": [ + 486, + 221, + 492, + 230 + ], + "score": 0.37, + "content": "^ *", + "type": "inline_equation" + }, + { + "bbox": [ + 493, + 220, + 505, + 232 + ], + "score": 1.0, + "content": "vs", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 230, + 506, + 243 + ], + "spans": [ + { + "bbox": [ + 105, + 230, + 444, + 243 + ], + "score": 1.0, + "content": "SVHN and CIFAR-* vs Textures, and achieve very high AUROC values of around", + "type": "text" + }, + { + "bbox": [ + 444, + 231, + 464, + 241 + ], + "score": 0.89, + "content": "9 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 230, + 506, + 243 + ], + "score": 1.0, + "content": "or higher,", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 241, + 506, + 255 + ], + "spans": [ + { + "bbox": [ + 105, + 241, + 506, + 255 + ], + "score": 1.0, + "content": "see Table 7 in Appendix C. We mainly focus on the difficult near-OOD as this is a more challenging", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 253, + 506, + 265 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 506, + 265 + ], + "score": 1.0, + "content": "and realistic problem; many methods can achieve high AUROC on the easier far-OOD benchmarks,", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 264, + 505, + 276 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 505, + 276 + ], + "score": 1.0, + "content": "but do not perform as well in near-OOD tasks, cf. [Winkens et al., 2020, Table 1] which compares", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 275, + 303, + 286 + ], + "spans": [ + { + "bbox": [ + 105, + 275, + 303, + 286 + ], + "score": 1.0, + "content": "many methods on near-OOD and far-OOD tasks.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 15 + }, + { + "type": "text", + "bbox": [ + 107, + 291, + 505, + 466 + ], + "lines": [ + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "score": 1.0, + "content": "Since ViT models are typically pre-trained using a large labeled set, we ran additional ablations", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 302, + 505, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 505, + 315 + ], + "score": 1.0, + "content": "to understand how much of the improvement is due to supervision vs transformers. To assess the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 312, + 506, + 325 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 506, + 325 + ], + "score": 1.0, + "content": "role of supervised pre-training, we compared the results to a ViT pre-trained on ImageNet-21k in", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 324, + 506, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 506, + 336 + ], + "score": 1.0, + "content": "a self-supervised way that does not use any labels. We took a pre-trained checkpoint from Caron", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 334, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 506, + 347 + ], + "score": 1.0, + "content": "et al. [2021], and fine-tuned it on CIFAR-100. The results are shown as DINO ViT-B_16 in Table 2.", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 345, + 506, + 358 + ], + "spans": [ + { + "bbox": [ + 106, + 345, + 506, + 358 + ], + "score": 1.0, + "content": "Since the fine-tuned test accuracy is lower for DINO ViT-B_16, we also include an ViT-B_16 that", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 357, + 506, + 369 + ], + "spans": [ + { + "bbox": [ + 106, + 357, + 506, + 369 + ], + "score": 1.0, + "content": "was fine-tuned for fewer steps to achieve comparable test accuracy as DINO ViT-B_16. Note that", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 367, + 505, + 380 + ], + "spans": [ + { + "bbox": [ + 106, + 367, + 505, + 380 + ], + "score": 1.0, + "content": "even though DINO ViT-B_16 is pre-trained without labels, the AUROC is significantly higher than", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 377, + 506, + 391 + ], + "spans": [ + { + "bbox": [ + 105, + 377, + 506, + 391 + ], + "score": 1.0, + "content": "the current SOTA for CIFAR-100 vs CIFAR-10. The difference between DINO ViT-B_16 vs early", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 389, + 506, + 402 + ], + "spans": [ + { + "bbox": [ + 105, + 389, + 506, + 402 + ], + "score": 1.0, + "content": "stopped ViT-B_16 shows the difference due to supervision during pre-training. We also experimented", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 400, + 505, + 412 + ], + "spans": [ + { + "bbox": [ + 106, + 400, + 505, + 412 + ], + "score": 1.0, + "content": "with larger ViT models such as ViT-L_16 and ensembles, and found that they improve AUROC", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 410, + 506, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 410, + 192, + 423 + ], + "score": 1.0, + "content": "of OOD detection to", + "type": "text" + }, + { + "bbox": [ + 192, + 411, + 213, + 421 + ], + "score": 0.87, + "content": "98 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 410, + 506, + 423 + ], + "score": 1.0, + "content": "on CIFAR-100 vs CIFAR-10 task. We found that the OOD detection is", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 421, + 506, + 434 + ], + "spans": [ + { + "bbox": [ + 105, + 421, + 506, + 434 + ], + "score": 1.0, + "content": "lower for ViT models with lower fine-tuned test accuracy, see Appendix C.1 for these results. Hence,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 432, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 432, + 505, + 446 + ], + "score": 1.0, + "content": "we believe that better strategies for unsupervised pre-training and fine-tuning can further improve", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 443, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 443, + 505, + 457 + ], + "score": 1.0, + "content": "OOD detection performance. In Section 4, we explore unsupervised pre-training for transformers to", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 455, + 279, + 467 + ], + "spans": [ + { + "bbox": [ + 106, + 455, + 279, + 467 + ], + "score": 1.0, + "content": "improve near-OOD detection in genomics.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 26.5 + }, + { + "type": "table", + "bbox": [ + 112, + 502, + 495, + 605 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 106, + 480, + 505, + 502 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 479, + 506, + 492 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 506, + 492 + ], + "score": 1.0, + "content": "Table 2: Additional ablations to measure the effect of supervised pre-training. ⇤ indicates self-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 491, + 263, + 503 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 263, + 503 + ], + "score": 1.0, + "content": "supervised pre-training without labels.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 35.5 + }, + { + "type": "table_body", + "bbox": [ + 112, + 502, + 495, + 605 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 112, + 502, + 495, + 605 + ], + "spans": [ + { + "bbox": [ + 112, + 502, + 495, + 605 + ], + "score": 0.981, + "html": "
ModelIn- distributionfine-tuned test accuracyOut- distributionMahalanobis AUROCMSP AUROC
DINO ViT-B_16*CIFAR-10088.95%CIFAR-1088.78%81.25%
ViT-B_16 (early stop)CIFAR-10088.71%CIFAR-1093.05%88.82%
ViT-B_16CIFAR-10090.95%CIFAR-1095.53%91.89%
R50+ViT-B_16CIFAR-10091.71%CIFAR-1096.23%92.08%
ViT-L_16CIFAR-10094.73%CIFAR-1097.98%94.28%
ViT ensembleCIFAR-100CIFAR-1098.11%95.15%
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We set-up a simple GUI to randomly sample images from both CIFAR-100 and CIFAR-10", + "type": "text" + } + ] + }, + { + "bbox": [ + 110, + 672, + 505, + 682 + ], + "spans": [ + { + "bbox": [ + 110, + 672, + 505, + 682 + ], + "score": 1.0, + "content": "datasets, where the task was to identify images that belong to the CIFAR-10 classes. Note that this setup is", + "type": "text" + } + ] + }, + { + "bbox": [ + 109, + 681, + 505, + 693 + ], + "spans": [ + { + "bbox": [ + 109, + 681, + 505, + 693 + ], + "score": 1.0, + "content": "easier for humans as they only have to remember 10 classes in CIFAR-10 (as opposed to the 100 classes in", + "type": "text" + } + ] + }, + { + "bbox": [ + 108, + 690, + 506, + 703 + ], + "spans": [ + { + "bbox": [ + 108, + 690, + 306, + 703 + ], + "score": 1.0, + "content": "CIFAR-100). The estimated human performance was", + "type": "text" + }, + { + "bbox": [ + 306, + 692, + 324, + 701 + ], + "score": 0.86, + "content": "96 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 324, + 690, + 506, + 703 + ], + "score": 1.0, + "content": "AUROC which demonstrates the difficulty of the", + "type": "text" + } + ] + }, + { + "bbox": [ + 110, + 702, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 110, + 702, + 505, + 712 + ], + "score": 1.0, + "content": "task. We do not claim that this is the best possible human performance, we will open source the code so that", + "type": "text" + } + ] + }, + { + "bbox": [ + 109, + 711, + 505, + 722 + ], + "spans": [ + { + "bbox": [ + 109, + 711, + 505, + 722 + ], + "score": 1.0, + "content": "readers can estimate their OOD detection performance themselves. Further details are available in Appendix A.", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 72, + 505, + 204 + ], + "lines": [ + { + "bbox": [ + 106, + 73, + 505, + 85 + ], + "spans": [ + { + "bbox": [ + 106, + 73, + 126, + 83 + ], + "score": 0.84, + "content": "85 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 127, + 73, + 505, + 85 + ], + "score": 1.0, + "content": "using a hybrid model [Zhang et al., 2020]. To study the effect of model architecture, we also", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 83, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 83, + 505, + 95 + ], + "score": 1.0, + "content": "evaluate OOD performance on another large-scale pre-trained model, Big Transfer (BiT) [Kolesnikov", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 94, + 505, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 94, + 130, + 106 + ], + "score": 1.0, + "content": "et al.,", + "type": "text" + }, + { + "bbox": [ + 131, + 94, + 159, + 106 + ], + "score": 0.66, + "content": "2 0 1 9 ] ^ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 94, + 334, + 106 + ], + "score": 1.0, + "content": ", as a comparison to ViT. We use the BiT-M", + "type": "text" + }, + { + "bbox": [ + 335, + 95, + 363, + 105 + ], + "score": 0.5, + "content": "\\mathrm { R } 5 0 \\mathrm { x } 1", + "type": "inline_equation" + }, + { + "bbox": [ + 363, + 94, + 505, + 106 + ], + "score": 1.0, + "content": "and R101x3 models pre-trained on", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 104, + 104, + 506, + 118 + ], + "spans": [ + { + "bbox": [ + 104, + 104, + 506, + 118 + ], + "score": 1.0, + "content": "ImageNet-21k, and fine-tune the full model architecture on CIFAR-10 and CIFAR-100 respectively.", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 117, + 506, + 127 + ], + "spans": [ + { + "bbox": [ + 106, + 117, + 506, + 127 + ], + "score": 1.0, + "content": "The results are shown in Table 1. For both directions, the AUROCs for BiT are lower than that for ViT.", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 127, + 506, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 506, + 139 + ], + "score": 1.0, + "content": "More importantly, BiT uses a different model architecture, ResNet, instead of a transformer, which", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 138, + 506, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 138, + 506, + 150 + ], + "score": 1.0, + "content": "may explains the large difference in the OOD performance. As an additional ablation, we fine-tuned", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 149, + 505, + 161 + ], + "spans": [ + { + "bbox": [ + 105, + 149, + 357, + 161 + ], + "score": 1.0, + "content": "the MLP-Mixer pre-trained on ImageNet-21k [Tolstikhin et al.,", + "type": "text" + }, + { + "bbox": [ + 357, + 149, + 385, + 160 + ], + "score": 0.8, + "content": "2 0 2 1 ] ^ { 4 }", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 149, + 505, + 161 + ], + "score": 1.0, + "content": ", a high-performance all-MLP", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 160, + 505, + 172 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 505, + 172 + ], + "score": 1.0, + "content": "architecture for vision, and compared its performance to the Vision Transformer (ViT) and BiT. The", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 170, + 506, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 170, + 506, + 183 + ], + "score": 1.0, + "content": "summary of our results can be found in Table 1. We observe that MLP-mixer outperforms BiT as", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 182, + 506, + 193 + ], + "spans": [ + { + "bbox": [ + 106, + 182, + 506, + 193 + ], + "score": 1.0, + "content": "well, which adds additional evidence that pre-training helps architectures such as ViT and MLP-mixer", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 192, + 201, + 204 + ], + "spans": [ + { + "bbox": [ + 105, + 192, + 201, + 204 + ], + "score": 1.0, + "content": "more than it helps BiT.", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 5.5, + "bbox_fs": [ + 104, + 73, + 506, + 204 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 209, + 505, + 285 + ], + "lines": [ + { + "bbox": [ + 105, + 209, + 505, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 209, + 505, + 221 + ], + "score": 1.0, + "content": "Due to semantic similarity between classes in CIFAR, this task is hard for humans as well.5 We also", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 220, + 505, + 232 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 486, + 232 + ], + "score": 1.0, + "content": "evaluated the performance of our approach on popular far-OOD benchmarks such as CIFAR-", + "type": "text" + }, + { + "bbox": [ + 486, + 221, + 492, + 230 + ], + "score": 0.37, + "content": "^ *", + "type": "inline_equation" + }, + { + "bbox": [ + 493, + 220, + 505, + 232 + ], + "score": 1.0, + "content": "vs", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 230, + 506, + 243 + ], + "spans": [ + { + "bbox": [ + 105, + 230, + 444, + 243 + ], + "score": 1.0, + "content": "SVHN and CIFAR-* vs Textures, and achieve very high AUROC values of around", + "type": "text" + }, + { + "bbox": [ + 444, + 231, + 464, + 241 + ], + "score": 0.89, + "content": "9 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 230, + 506, + 243 + ], + "score": 1.0, + "content": "or higher,", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 241, + 506, + 255 + ], + "spans": [ + { + "bbox": [ + 105, + 241, + 506, + 255 + ], + "score": 1.0, + "content": "see Table 7 in Appendix C. We mainly focus on the difficult near-OOD as this is a more challenging", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 253, + 506, + 265 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 506, + 265 + ], + "score": 1.0, + "content": "and realistic problem; many methods can achieve high AUROC on the easier far-OOD benchmarks,", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 264, + 505, + 276 + ], + "spans": [ + { + "bbox": [ + 106, + 264, + 505, + 276 + ], + "score": 1.0, + "content": "but do not perform as well in near-OOD tasks, cf. [Winkens et al., 2020, Table 1] which compares", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 275, + 303, + 286 + ], + "spans": [ + { + "bbox": [ + 105, + 275, + 303, + 286 + ], + "score": 1.0, + "content": "many methods on near-OOD and far-OOD tasks.", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 15, + "bbox_fs": [ + 105, + 209, + 506, + 286 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 291, + 505, + 466 + ], + "lines": [ + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "score": 1.0, + "content": "Since ViT models are typically pre-trained using a large labeled set, we ran additional ablations", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 302, + 505, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 505, + 315 + ], + "score": 1.0, + "content": "to understand how much of the improvement is due to supervision vs transformers. To assess the", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 312, + 506, + 325 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 506, + 325 + ], + "score": 1.0, + "content": "role of supervised pre-training, we compared the results to a ViT pre-trained on ImageNet-21k in", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 324, + 506, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 506, + 336 + ], + "score": 1.0, + "content": "a self-supervised way that does not use any labels. We took a pre-trained checkpoint from Caron", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 334, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 506, + 347 + ], + "score": 1.0, + "content": "et al. [2021], and fine-tuned it on CIFAR-100. The results are shown as DINO ViT-B_16 in Table 2.", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 345, + 506, + 358 + ], + "spans": [ + { + "bbox": [ + 106, + 345, + 506, + 358 + ], + "score": 1.0, + "content": "Since the fine-tuned test accuracy is lower for DINO ViT-B_16, we also include an ViT-B_16 that", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 357, + 506, + 369 + ], + "spans": [ + { + "bbox": [ + 106, + 357, + 506, + 369 + ], + "score": 1.0, + "content": "was fine-tuned for fewer steps to achieve comparable test accuracy as DINO ViT-B_16. Note that", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 367, + 505, + 380 + ], + "spans": [ + { + "bbox": [ + 106, + 367, + 505, + 380 + ], + "score": 1.0, + "content": "even though DINO ViT-B_16 is pre-trained without labels, the AUROC is significantly higher than", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 377, + 506, + 391 + ], + "spans": [ + { + "bbox": [ + 105, + 377, + 506, + 391 + ], + "score": 1.0, + "content": "the current SOTA for CIFAR-100 vs CIFAR-10. The difference between DINO ViT-B_16 vs early", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 389, + 506, + 402 + ], + "spans": [ + { + "bbox": [ + 105, + 389, + 506, + 402 + ], + "score": 1.0, + "content": "stopped ViT-B_16 shows the difference due to supervision during pre-training. We also experimented", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 400, + 505, + 412 + ], + "spans": [ + { + "bbox": [ + 106, + 400, + 505, + 412 + ], + "score": 1.0, + "content": "with larger ViT models such as ViT-L_16 and ensembles, and found that they improve AUROC", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 410, + 506, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 410, + 192, + 423 + ], + "score": 1.0, + "content": "of OOD detection to", + "type": "text" + }, + { + "bbox": [ + 192, + 411, + 213, + 421 + ], + "score": 0.87, + "content": "98 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 410, + 506, + 423 + ], + "score": 1.0, + "content": "on CIFAR-100 vs CIFAR-10 task. We found that the OOD detection is", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 421, + 506, + 434 + ], + "spans": [ + { + "bbox": [ + 105, + 421, + 506, + 434 + ], + "score": 1.0, + "content": "lower for ViT models with lower fine-tuned test accuracy, see Appendix C.1 for these results. Hence,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 432, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 432, + 505, + 446 + ], + "score": 1.0, + "content": "we believe that better strategies for unsupervised pre-training and fine-tuning can further improve", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 443, + 505, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 443, + 505, + 457 + ], + "score": 1.0, + "content": "OOD detection performance. In Section 4, we explore unsupervised pre-training for transformers to", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 455, + 279, + 467 + ], + "spans": [ + { + "bbox": [ + 106, + 455, + 279, + 467 + ], + "score": 1.0, + "content": "improve near-OOD detection in genomics.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 26.5, + "bbox_fs": [ + 105, + 290, + 506, + 467 + ] + }, + { + "type": "table", + "bbox": [ + 112, + 502, + 495, + 605 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 106, + 480, + 505, + 502 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 479, + 506, + 492 + ], + "spans": [ + { + "bbox": [ + 106, + 479, + 506, + 492 + ], + "score": 1.0, + "content": "Table 2: Additional ablations to measure the effect of supervised pre-training. ⇤ indicates self-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 491, + 263, + 503 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 263, + 503 + ], + "score": 1.0, + "content": "supervised pre-training without labels.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 35.5 + }, + { + "type": "table_body", + "bbox": [ + 112, + 502, + 495, + 605 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 112, + 502, + 495, + 605 + ], + "spans": [ + { + "bbox": [ + 112, + 502, + 495, + 605 + ], + "score": 0.981, + "html": "
ModelIn- distributionfine-tuned test accuracyOut- distributionMahalanobis AUROCMSP AUROC
DINO ViT-B_16*CIFAR-10088.95%CIFAR-1088.78%81.25%
ViT-B_16 (early stop)CIFAR-10088.71%CIFAR-1093.05%88.82%
ViT-B_16CIFAR-10090.95%CIFAR-1095.53%91.89%
R50+ViT-B_16CIFAR-10091.71%CIFAR-1096.23%92.08%
ViT-L_16CIFAR-10094.73%CIFAR-1097.98%94.28%
ViT ensembleCIFAR-100CIFAR-1098.11%95.15%
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This motivates", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 104, + 120, + 506, + 133 + ], + "spans": [ + { + "bbox": [ + 104, + 120, + 506, + 133 + ], + "score": 1.0, + "content": "few-shot outlier exposure, where we assume just a handful of known outliers (and optionally their", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 131, + 506, + 144 + ], + "spans": [ + { + "bbox": [ + 105, + 131, + 506, + 144 + ], + "score": 1.0, + "content": "labels). This setting is motivated by real-world applications which require high-quality OOD detection", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 141, + 505, + 156 + ], + "spans": [ + { + "bbox": [ + 105, + 141, + 505, + 156 + ], + "score": 1.0, + "content": "and teams are willing to collect a handful of known outlier examples (rather than just rely on modeling", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 104, + 153, + 506, + 167 + ], + "spans": [ + { + "bbox": [ + 104, + 153, + 506, + 167 + ], + "score": 1.0, + "content": "approaches) to improve safety. Another setting is the case where models are being continuously", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 104, + 162, + 506, + 178 + ], + "spans": [ + { + "bbox": [ + 104, + 162, + 506, + 178 + ], + "score": 1.0, + "content": "re-trained; once an outlier is detected, it is desirable to include that in the training corpus to encourage", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 175, + 390, + 187 + ], + "spans": [ + { + "bbox": [ + 106, + 175, + 390, + 187 + ], + "score": 1.0, + "content": "the model to correctly detect similar examples as outliers in the future.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 110, + 195, + 503, + 298 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 110, + 195, + 503, + 298 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 110, + 195, + 503, + 298 + ], + "spans": [ + { + "bbox": [ + 110, + 195, + 503, + 298 + ], + "score": 0.969, + "type": "image", + "image_path": "b15455ebb7b7d61995fb74ab52ee3e220c77ac9435887d0744a27c65eaee4f3a.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 110, + 195, + 503, + 229.33333333333334 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 110, + 229.33333333333334, + 503, + 263.6666666666667 + ], + "spans": [], + "index": 11 + }, + { + "bbox": [ + 110, + 263.6666666666667, + 503, + 298.0 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 304, + 505, + 360 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 305, + 505, + 317 + ], + "spans": [ + { + "bbox": [ + 106, + 305, + 505, + 317 + ], + "score": 1.0, + "content": "Figure 3: Few-shot outlier exposure with pre-trained transformers. The OOD samples are used", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 315, + 506, + 329 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 506, + 329 + ], + "score": 1.0, + "content": "to fine-tune a simple classifier (linear classifier for ViT which uses supervised pre-training, and", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 326, + 505, + 340 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 505, + 340 + ], + "score": 1.0, + "content": "shallow MLP with one hidden layer for genomics which uses unsupervised pre-training). We use the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 336, + 505, + 350 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 505, + 350 + ], + "score": 1.0, + "content": "in-distribution classes in addition to multiple OOD classes (when labels available), or a single OOD", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 349, + 501, + 361 + ], + "spans": [ + { + "bbox": [ + 106, + 349, + 501, + 361 + ], + "score": 1.0, + "content": "class. The confidence score is the sum of probabilities corresponding to the in-distribution classes.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 15 + } + ], + "index": 13.0 + }, + { + "type": "text", + "bbox": [ + 106, + 365, + 506, + 555 + ], + "lines": [ + { + "bbox": [ + 104, + 364, + 504, + 379 + ], + "spans": [ + { + "bbox": [ + 104, + 364, + 445, + 379 + ], + "score": 1.0, + "content": "The general approach is shown in Figure 3. By using the in-distribution training set", + "type": "text" + }, + { + "bbox": [ + 445, + 366, + 471, + 378 + ], + "score": 0.91, + "content": "D _ { \\mathrm { t r a i n } } ^ { \\mathrm { i n } }", + "type": "inline_equation" + }, + { + "bbox": [ + 472, + 366, + 493, + 377 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 493, + 366, + 504, + 376 + ], + "score": 0.77, + "content": "K", + "type": "inline_equation" + } + ], + "index": 18 + }, + { + "bbox": [ + 102, + 371, + 510, + 395 + ], + "spans": [ + { + "bbox": [ + 102, + 371, + 352, + 395 + ], + "score": 1.0, + "content": "classes and a small number of known OOD examples from", + "type": "text" + }, + { + "bbox": [ + 352, + 377, + 394, + 390 + ], + "score": 0.92, + "content": "D _ { \\mathrm { f e w - s h o t } } ^ { \\mathrm { o u t } }", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 371, + 417, + 395 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 417, + 377, + 426, + 387 + ], + "score": 0.79, + "content": "O", + "type": "inline_equation" + }, + { + "bbox": [ + 427, + 371, + 510, + 395 + ], + "score": 1.0, + "content": "train classes, we train a", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 104, + 389, + 506, + 402 + ], + "spans": [ + { + "bbox": [ + 104, + 389, + 175, + 402 + ], + "score": 1.0, + "content": "simple classifier", + "type": "text" + }, + { + "bbox": [ + 175, + 389, + 192, + 402 + ], + "score": 0.9, + "content": "h ( \\cdot )", + "type": "inline_equation" + }, + { + "bbox": [ + 193, + 389, + 324, + 402 + ], + "score": 1.0, + "content": "that maps an embedding vector", + "type": "text" + }, + { + "bbox": [ + 324, + 392, + 332, + 400 + ], + "score": 0.73, + "content": "_ z", + "type": "inline_equation" + }, + { + "bbox": [ + 332, + 389, + 426, + 402 + ], + "score": 1.0, + "content": "to a probability vector", + "type": "text" + }, + { + "bbox": [ + 426, + 389, + 473, + 401 + ], + "score": 0.93, + "content": "\\pmb { p } \\in \\mathbb { R } ^ { K + O }", + "type": "inline_equation" + }, + { + "bbox": [ + 474, + 389, + 506, + 402 + ], + "score": 1.0, + "content": ", which", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 399, + 506, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 399, + 506, + 414 + ], + "score": 1.0, + "content": "concatenates the in- and out-of-distribution classes. We considered two types of outlier exposure,", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 106, + 411, + 506, + 424 + ], + "spans": [ + { + "bbox": [ + 106, + 411, + 506, + 424 + ], + "score": 1.0, + "content": "one which assumes access to outlier labels (similar to [Roy et al., 2021]) and one where all the", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 422, + 506, + 434 + ], + "spans": [ + { + "bbox": [ + 106, + 422, + 278, + 434 + ], + "score": 1.0, + "content": "outlier examples are collapsed to a single", + "type": "text" + }, + { + "bbox": [ + 279, + 423, + 320, + 434 + ], + "score": 0.81, + "content": "( K + 1 ) \\mathrm { t h }", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 422, + 506, + 434 + ], + "score": 1.0, + "content": "class (similar to [Thulasidasan et al., 2021]).", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 434, + 505, + 445 + ], + "spans": [ + { + "bbox": [ + 106, + 434, + 505, + 445 + ], + "score": 1.0, + "content": "For models pre-trained with labels (such as ViT), we use a linear classifier. For models that use", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 444, + 506, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 444, + 506, + 457 + ], + "score": 1.0, + "content": "unsupervised pre-training (e.g. genomics in Section 4), we use a shallow multi-layer perceptron", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 456, + 505, + 467 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 505, + 467 + ], + "score": 1.0, + "content": "(MLP) with a single hidden layer so that fine-tuning can learn discriminative features. 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When training the MLP", + "type": "text" + }, + { + "bbox": [ + 466, + 477, + 483, + 489 + ], + "score": 0.91, + "content": "h ( \\cdot )", + "type": "inline_equation" + }, + { + "bbox": [ + 483, + 475, + 506, + 492 + ], + "score": 1.0, + "content": "with", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 489, + 505, + 502 + ], + "spans": [ + { + "bbox": [ + 105, + 489, + 505, + 502 + ], + "score": 1.0, + "content": "few-shot OOD examples, there could be many more examples of the in-distribution data than the", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 104, + 500, + 506, + 513 + ], + "spans": [ + { + "bbox": [ + 104, + 500, + 506, + 513 + ], + "score": 1.0, + "content": "small number of OOD data. We therefore oversample the OOD inputs by a factor that we calculate", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 104, + 507, + 509, + 527 + ], + "spans": [ + { + "bbox": [ + 104, + 507, + 118, + 527 + ], + "score": 1.0, + "content": "as", + "type": "text" + }, + { + "bbox": [ + 118, + 511, + 217, + 523 + ], + "score": 0.89, + "content": "( | \\mathcal { D } _ { \\mathrm { t r a i n } } ^ { \\mathrm { i n } } | / | \\mathcal { D } _ { \\mathrm { o e } } ^ { \\mathrm { o u t } } | ) ( O / K )", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 507, + 509, + 527 + ], + "score": 1.0, + "content": ". This makes the training classes approximately balanced during training.", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 522, + 505, + 534 + ], + "spans": [ + { + "bbox": [ + 105, + 522, + 460, + 534 + ], + "score": 1.0, + "content": "We used a single layer MLP from scikit-learn [Pedregosa et al., 2011], batch size 200,", + "type": "text" + }, + { + "bbox": [ + 460, + 522, + 473, + 533 + ], + "score": 0.84, + "content": "L _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 522, + 505, + 534 + ], + "score": 1.0, + "content": "penalty", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 532, + 506, + 546 + ], + "spans": [ + { + "bbox": [ + 105, + 532, + 506, + 546 + ], + "score": 1.0, + "content": "of 1, learning rate 0.001 with Adam, maximum of 1,000 iterations. Algorithm 1 and Algorithm 2", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 543, + 281, + 557 + ], + "spans": [ + { + "bbox": [ + 105, + 543, + 281, + 557 + ], + "score": 1.0, + "content": "describe the details of training and scoring.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 26 + }, + { + "type": "text", + "bbox": [ + 111, + 566, + 282, + 576 + ], + "lines": [ + { + "bbox": [ + 109, + 563, + 285, + 579 + ], + "spans": [ + { + "bbox": [ + 109, + 563, + 285, + 579 + ], + "score": 1.0, + "content": "Algorithm 1 Few-shot outlier exposure training", + "type": "text" + } + ], + "index": 35 + } + ], + "index": 35 + }, + { + "type": "title", + "bbox": [ + 347, + 566, + 491, + 576 + ], + "lines": [ + { + "bbox": [ + 346, + 566, + 491, + 577 + ], + "spans": [ + { + "bbox": [ + 346, + 566, + 491, + 577 + ], + "score": 1.0, + "content": "Algorithm 2 Few-shot outlier inference", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 36 + }, + { + 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Intuitively, the embeddings obtained by fine-tuning a pre-trained transformer are", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 160, + 505, + 172 + ], + "spans": [ + { + "bbox": [ + 106, + 160, + 505, + 172 + ], + "score": 1.0, + "content": "well-clustered, so just a handful of known outliers can significantly improve OOD detection, as", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 171, + 259, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 171, + 259, + 183 + ], + "score": 1.0, + "content": "illustrated in Figure 9 in Appendix B.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 4.5, + "bbox_fs": [ + 105, + 73, + 506, + 183 + ] + }, + { + "type": "image", + "bbox": [ + 110, + 195, + 495, + 352 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 110, + 195, + 495, + 352 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 110, + 195, + 495, + 352 + ], + "spans": [ + { + "bbox": [ + 110, + 195, + 495, + 352 + ], + "score": 0.964, + "type": "image", + "image_path": "ede09de945bc4b73e5d0267561a9df1e5b1c2e1b27fc6499e08bf53e7b22ed68.jpg" + } + ] + } + ], + "index": 11, + "virtual_lines": [ + { + "bbox": [ + 110, + 195, + 495, + 247.33333333333334 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 110, + 247.33333333333334, + 495, + 299.6666666666667 + ], + "spans": [], + "index": 11 + }, + { + "bbox": [ + 110, + 299.6666666666667, + 495, + 352.0 + ], + "spans": [], + "index": 12 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 356, + 506, + 389 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 356, + 505, + 369 + ], + "spans": [ + { + "bbox": [ + 106, + 356, + 505, + 369 + ], + "score": 1.0, + "content": "Figure 4: The effect of few-shot outlier exposure and fine-tuning on CIFAR-100 vs CIFAR-10", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 367, + 507, + 380 + ], + "spans": [ + { + "bbox": [ + 105, + 367, + 316, + 380 + ], + "score": 1.0, + "content": "(left) and CIFAR-10 vs CIFAR-100 (right) using a", + "type": "text" + }, + { + "bbox": [ + 317, + 367, + 381, + 379 + ], + "score": 0.59, + "content": "\\mathrm { R 5 0 + V i T – B } \\_ { 1 6 }", + "type": "inline_equation" + }, + { + "bbox": [ + 381, + 367, + 507, + 380 + ], + "score": 1.0, + "content": "pre-trained on ImageNet-21k.", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 377, + 487, + 392 + ], + "spans": [ + { + "bbox": [ + 104, + 377, + 487, + 392 + ], + "score": 1.0, + "content": "Fine-tuning on in-distribution (red) prior to outlier exposure outperforms no fine-tuning (blue).", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14 + } + ], + "index": 12.5 + }, + { + "type": "text", + "bbox": [ + 108, + 399, + 504, + 433 + ], + "lines": [ + { + "bbox": [ + 106, + 399, + 505, + 411 + ], + "spans": [ + { + "bbox": [ + 106, + 399, + 505, + 411 + ], + "score": 1.0, + "content": "Table 3: ImageNet-21k pre-trained ViT (optionally fine-tuned on in-distribution), with an additional", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 409, + 505, + 423 + ], + "spans": [ + { + "bbox": [ + 105, + 409, + 505, + 423 + ], + "score": 1.0, + "content": "final layer that was trained using the in-distribution train set and a small number of examples of the", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 421, + 493, + 434 + ], + "spans": [ + { + "bbox": [ + 106, + 421, + 222, + 434 + ], + "score": 1.0, + "content": "OOD train set (including the", + "type": "text" + }, + { + "bbox": [ + 223, + 422, + 232, + 432 + ], + "score": 0.65, + "content": "O", + "type": "inline_equation" + }, + { + "bbox": [ + 232, + 421, + 493, + 434 + ], + "score": 1.0, + "content": "OOD class labels, corresponding to the solid curves in Figure 4).", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 17, + "bbox_fs": [ + 105, + 399, + 505, + 434 + ] + }, + { + "type": "table", + "bbox": [ + 109, + 450, + 297, + 535 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 119, + 434, + 284, + 444 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 118, + 433, + 286, + 446 + ], + "spans": [ + { + "bbox": [ + 118, + 433, + 286, + 446 + ], + "score": 1.0, + "content": "(a) CIFAR-100 vs CIFAR-10 AUROC results.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "table_body", + "bbox": [ + 109, + 450, + 297, + 535 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 109, + 450, + 297, + 535 + ], + "spans": [ + { + "bbox": [ + 109, + 450, + 297, + 535 + ], + "score": 0.971, + "html": "
Number of OOD(CIFAR-10)examplesper classR+ViT(withoutfine-tuning)R+ViTfine-tuned onCIFAR-100
1231010088.73±1.08%92.94 ± 0.55%93.25 ± 0.59%95.73 ± 0.31%97.70±0.01%98.70±0.08%99.02 ± 0.15%99.16 ± 0.11%99.46 ± 0.01%99.67±(0.01%
", + "type": "table", + "image_path": "48f728aa95b8f70293be6604b05327de6ea3d9eb5223b613d35d847d704e2ee7.jpg" + } + ] + } + ], + "index": 26.0, + "virtual_lines": [ + { + "bbox": [ + 109, + 450, + 297, + 464.1666666666667 + ], + "spans": [], + "index": 21 + }, + { + "bbox": [ + 109, + 464.1666666666667, + 297, + 478.33333333333337 + ], + "spans": [], + "index": 23 + }, + { + "bbox": [ + 109, + 478.33333333333337, + 297, + 492.50000000000006 + ], + "spans": [], + "index": 25 + }, + { + "bbox": [ + 109, + 492.50000000000006, + 297, + 506.66666666666674 + ], + "spans": [], + "index": 27 + }, + { + "bbox": [ + 109, + 506.66666666666674, + 297, + 520.8333333333334 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 109, + 520.8333333333334, + 297, + 535.0 + ], + "spans": [], + "index": 31 + } + ] + } + ], + "index": 22.5 + }, + { + "type": "table", + "bbox": [ + 315, + 450, + 502, + 535 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 325, + 434, + 491, + 444 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 324, + 434, + 492, + 446 + ], + "spans": [ + { + "bbox": [ + 324, + 434, + 492, + 446 + ], + "score": 1.0, + "content": "(b) CIFAR-10 vs CIFAR-100 AUROC results.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 20 + }, + { + "type": "table_body", + "bbox": [ + 315, + 450, + 502, + 535 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 315, + 450, + 502, + 535 + ], + "spans": [ + { + "bbox": [ + 315, + 450, + 502, + 535 + ], + "score": 0.972, + "html": "
Number of OOD(CIFAR-100)examplesper classR+ViT(withoutfine-tuning)R+ViTfine-tuned onCIFAR-10
194.35± 0.05%95.10 ± 0.30%95.60 ± 0.01%96.42 ± 0.02%97.38±0.01%98.96±0.05%99.11 ± 0.04%99.17 ± 0.03%99.29 ± 0.02%99.50±(0.01%
2
310
100
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Ren", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 582, + 506, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 582, + 506, + 595 + ], + "score": 1.0, + "content": "et al. [2019] proposed a benchmark dataset6 for OOD detection in genomics, motivated by the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 593, + 505, + 606 + ], + "spans": [ + { + "bbox": [ + 105, + 593, + 505, + 606 + ], + "score": 1.0, + "content": "real-world problem of bacteria identification based on genomic sequences. Real bacteria sequencing", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 605, + 505, + 617 + ], + "spans": [ + { + "bbox": [ + 106, + 605, + 239, + 617 + ], + "score": 1.0, + "content": "data can contain approximately", + "type": "text" + }, + { + "bbox": [ + 239, + 605, + 273, + 615 + ], + "score": 0.88, + "content": "60 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 273, + 605, + 505, + 617 + ], + "score": 1.0, + "content": "of sequences from unknown classes that have not been", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 616, + 505, + 627 + ], + "spans": [ + { + "bbox": [ + 106, + 616, + 505, + 627 + ], + "score": 1.0, + "content": "studied before. Hence, a classifier trained on all known classes so far will be inevitably asked to", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 626, + 505, + 639 + ], + "spans": [ + { + "bbox": [ + 105, + 626, + 505, + 639 + ], + "score": 1.0, + "content": "predict on genomes that do not belong to one of the known classes. Since different bacteria classes", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 637, + 506, + 649 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 506, + 649 + ], + "score": 1.0, + "content": "are discovered gradually over the years, Ren et al. [2019] use a set of 10 bacteria classes that were", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 649, + 505, + 659 + ], + "spans": [ + { + "bbox": [ + 106, + 649, + 505, + 659 + ], + "score": 1.0, + "content": "discovered before the year 2011 as in-distribution classes, a set of 60 bacteria classes discovered", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 658, + 506, + 671 + ], + "spans": [ + { + "bbox": [ + 105, + 658, + 506, + 671 + ], + "score": 1.0, + "content": "between 2011-2016 as the validation OOD, and a set of 60 different bacteria classes discovered", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 669, + 505, + 682 + ], + "spans": [ + { + "bbox": [ + 105, + 669, + 505, + 682 + ], + "score": 1.0, + "content": "after 2016 as the test OOD. The training set only contains genomic sequences of in-distribution", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 680, + 506, + 693 + ], + "spans": [ + { + "bbox": [ + 106, + 680, + 506, + 693 + ], + "score": 1.0, + "content": "classes. The validation and test sets contain sequences from both in-distribution and OOD classes.", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 692, + 505, + 704 + ], + "spans": [ + { + "bbox": [ + 106, + 692, + 505, + 704 + ], + "score": 1.0, + "content": "The genomic sequence is of fixed length of 250 base pairs, composed by characters of A, C, G, T. In", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 73, + 505, + 84 + ], + "spans": [ + { + "bbox": [ + 106, + 73, + 505, + 84 + ], + "score": 1.0, + "content": "the previous work, 1-dimensional Convolutional Neural Networks (1D CNN) were used to build the", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 84, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 84, + 506, + 95 + ], + "score": 1.0, + "content": "classifier for the 10 in-distributional classes, and the maximum of softmax probabilities (MSP) and", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 95, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 95, + 470, + 106 + ], + "score": 1.0, + "content": "Mahalanobis distance were used for OOD detection. The best AUROC for MSP was only", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 470, + 95, + 502, + 105 + ], + "score": 0.87, + "content": "6 6 . 1 4 \\%", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 503, + 95, + 506, + 106 + ], + "score": 1.0, + "content": ",", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 105, + 334, + 118 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 123, + 118 + ], + "score": 1.0, + "content": "and", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 123, + 105, + 155, + 116 + ], + "score": 0.88, + "content": "6 2 . 4 1 \\%", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 156, + 105, + 334, + 118 + ], + "score": 1.0, + "content": "for Mahalanobis distance [Ren et al., 2019].", + "type": "text", + "cross_page": true + } + ], + "index": 3 + } + ], + "index": 39.5, + "bbox_fs": [ + 105, + 571, + 506, + 704 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 72, + 505, + 117 + ], + "lines": [ + { + "bbox": [ + 106, + 73, + 505, + 84 + ], + "spans": [ + { + "bbox": [ + 106, + 73, + 505, + 84 + ], + "score": 1.0, + "content": "the previous work, 1-dimensional Convolutional Neural Networks (1D CNN) were used to build the", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 84, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 84, + 506, + 95 + ], + "score": 1.0, + "content": "classifier for the 10 in-distributional classes, and the maximum of softmax probabilities (MSP) and", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 95, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 95, + 470, + 106 + ], + "score": 1.0, + "content": "Mahalanobis distance were used for OOD detection. 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ModelTest AccuracyMahalanobis AUROCMSP AUROC
1D CNN[Ren etal., 2019]85.93±0.11%64.75±0.73%65.84±0.46%
BERT pre-trainand fine-tune89.84±0.00%77.49±0.04%73.53±0.03%
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[2021]. For unlabeled in-distribution sequences in the training set, we randomly mask", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 474, + 506, + 487 + ], + "spans": [ + { + "bbox": [ + 106, + 474, + 506, + 487 + ], + "score": 1.0, + "content": "the characters in the sequence at the rate of 0.15, feed the masked sequence into transformer-based", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 486, + 505, + 498 + ], + "spans": [ + { + "bbox": [ + 105, + 486, + 505, + 498 + ], + "score": 1.0, + "content": "model of 8 heads and 6 layers and embedding dimension 512, and predict the masked characters. To", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 497, + 505, + 509 + ], + "spans": [ + { + "bbox": [ + 105, + 497, + 505, + 509 + ], + "score": 1.0, + "content": "boost the performance, we add the unlabeled validation data to the training set for pre-training. In the", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 507, + 505, + 520 + ], + "spans": [ + { + "bbox": [ + 106, + 507, + 505, + 520 + ], + "score": 1.0, + "content": "fine-tuning stage, we load the pre-trained transformer model, mean pool the embeddings over the", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 104, + 518, + 506, + 531 + ], + "spans": [ + { + "bbox": [ + 104, + 518, + 506, + 531 + ], + "score": 1.0, + "content": "positions, and add a single linear projection classification head for 10 in-distribution classes on top of", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 529, + 505, + 541 + ], + "spans": [ + { + "bbox": [ + 106, + 529, + 505, + 541 + ], + "score": 1.0, + "content": "the embeddings. The setup is shown in Figure 5a. All the parameters in the model including those", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 541, + 505, + 552 + ], + "spans": [ + { + "bbox": [ + 106, + 541, + 505, + 552 + ], + "score": 1.0, + "content": "in the pre-trained transformer and those in the classification head are fine-tuned using the labeled", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 551, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 105, + 551, + 505, + 563 + ], + "score": 1.0, + "content": "training data. The model is pre-trained for 300,000 steps using learning rate of 0.001 and Adam", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 104, + 561, + 506, + 574 + ], + "spans": [ + { + "bbox": [ + 104, + 561, + 506, + 574 + ], + "score": 1.0, + "content": "optimizer [Kingma and Ba, 2014] on TPU, and the accuracy for predicting the masked token is", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 573, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 106, + 573, + 137, + 584 + ], + "score": 0.87, + "content": "4 8 . 3 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 138, + 573, + 505, + 585 + ], + "score": 1.0, + "content": ". The model is fine-tuned for 100,000 steps at the learning rate of 0.0001, and the classification", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 584, + 506, + 595 + ], + "spans": [ + { + "bbox": [ + 105, + 584, + 153, + 595 + ], + "score": 1.0, + "content": "accuracy is", + "type": "text" + }, + { + "bbox": [ + 153, + 584, + 185, + 594 + ], + "score": 0.88, + "content": "8 9 . 8 4 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 584, + 506, + 595 + ], + "score": 1.0, + "content": ". We use the validation in-distribution and validation OOD data to select the best", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 595, + 390, + 606 + ], + "spans": [ + { + "bbox": [ + 106, + 595, + 390, + 606 + ], + "score": 1.0, + "content": "model checkpoint for each of the two methods and evaluate on test set.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 29, + "bbox_fs": [ + 104, + 442, + 506, + 606 + ] + }, + { + "type": "table", + "bbox": [ + 135, + 644, + 474, + 690 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 106, + 621, + 503, + 644 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 621, + 505, + 634 + ], + "spans": [ + { + "bbox": [ + 105, + 621, + 505, + 634 + ], + "score": 1.0, + "content": "Table 4: Genomics OOD BERT pre-trained and fine-tuned on the in-distribution training set. Error", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 633, + 505, + 645 + ], + "spans": [ + { + "bbox": [ + 105, + 633, + 505, + 645 + ], + "score": 1.0, + "content": "bars represent standard deviation over 3 runs. See Table 11 in Appendix D for AUPRC and FPR95.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 37.5 + }, + { + "type": "table_body", + "bbox": [ + 135, + 644, + 474, + 690 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 135, + 644, + 474, + 690 + ], + "spans": [ + { + "bbox": [ + 135, + 644, + 474, + 690 + ], + "score": 0.969, + "html": "
ModelTest AccuracyMahalanobis AUROCMSP AUROC
1D CNN[Ren etal., 2019]85.93±0.11%64.75±0.73%65.84±0.46%
BERT pre-trainand fine-tune89.84±0.00%77.49±0.04%73.53±0.03%
", + "type": "table", + "image_path": "51244dbcf4dd049c63e5be67ebae36dd351939b5a31259a90fef22c7eca3716c.jpg" + } + ] + } + ], + "index": 40, + "virtual_lines": [ + { + "bbox": [ + 135, + 644, + 474, + 659.3333333333334 + ], + "spans": [], + "index": 39 + }, + { + "bbox": [ + 135, + 659.3333333333334, + 474, + 674.6666666666667 + ], + "spans": [], + "index": 40 + }, + { + "bbox": [ + 135, + 674.6666666666667, + 474, + 690.0000000000001 + ], + "spans": [], + "index": 41 + } + ] + } + ], + "index": 38.75 + }, + { + "type": "text", + "bbox": [ + 106, + 700, + 505, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "The results are reported in Table 4. It can be seen that using the approach of pre-training transformer", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 710, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 428, + 723 + ], + "score": 1.0, + "content": "and fine-tuning, the OOD detection performance is significantly improved, from", + "type": "text" + }, + { + "bbox": [ + 429, + 711, + 461, + 721 + ], + "score": 0.88, + "content": "6 4 . 7 5 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 461, + 710, + 472, + 723 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 473, + 711, + 505, + 721 + ], + "score": 0.87, + "content": "7 7 . 4 9 \\%", + "type": "inline_equation" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 72, + 505, + 85 + ], + "spans": [ + { + "bbox": [ + 105, + 72, + 253, + 85 + ], + "score": 1.0, + "content": "for Mahalanobis distance, and from", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 253, + 73, + 286, + 83 + ], + "score": 0.87, + "content": "6 5 . 8 4 \\%", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 286, + 72, + 297, + 85 + ], + "score": 1.0, + "content": "to", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 297, + 73, + 330, + 83 + ], + "score": 0.89, + "content": "7 3 . 5 3 \\%", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 330, + 72, + 505, + 85 + ], + "score": 1.0, + "content": "for MSP. The in-distribution accuracy also", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 83, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 83, + 189, + 96 + ], + "score": 1.0, + "content": "improves a bit, from", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 189, + 84, + 221, + 94 + ], + "score": 0.87, + "content": "8 5 . 9 3 \\%", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 221, + 83, + 232, + 96 + ], + "score": 1.0, + "content": "to", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 232, + 84, + 264, + 94 + ], + "score": 0.88, + "content": "8 9 . 8 4 \\%", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 264, + 83, + 505, + 96 + ], + "score": 1.0, + "content": ". We also study the relationship between the genetic distance", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 93, + 505, + 107 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 505, + 107 + ], + "score": 1.0, + "content": "and the AUROC of OOD detection for the 60 test OOD classes. We compute the genetic distance", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 105, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 278, + 117 + ], + "score": 1.0, + "content": "using the popular alignment-free method", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 279, + 105, + 291, + 117 + ], + "score": 0.9, + "content": "d _ { 2 } ^ { S }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 291, + 105, + 506, + 117 + ], + "score": 1.0, + "content": "which is based on the similarity between the word", + "type": "text", + "cross_page": true + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 116, + 506, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 116, + 506, + 128 + ], + "score": 1.0, + "content": "frequencies of the two genomes [Ren et al., 2018, Reinert et al., 2009]. Studies have shown that", + "type": "text", + "cross_page": true + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 127, + 506, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 506, + 139 + ], + "score": 1.0, + "content": "this genetic distance reflects true evolutionary distances [Chan et al., 2014, Bernard et al., 2016].", + "type": "text", + "cross_page": true + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 137, + 506, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 168, + 150 + ], + "score": 1.0, + "content": "For each of the", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 169, + 138, + 204, + 149 + ], + "score": 0.38, + "content": "6 0 \\mathrm { O O D }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 205, + 137, + 506, + 150 + ], + "score": 1.0, + "content": "test classes, we use the minimum genetic distance between this OOD class", + "type": "text", + "cross_page": true + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 149, + 505, + 160 + ], + "spans": [ + { + "bbox": [ + 105, + 149, + 505, + 160 + ], + "score": 1.0, + "content": "to any of the 10 in-distribution classes as the final distance measure. Figure 5 shows the AUROC", + "type": "text", + "cross_page": true + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 160, + 505, + 171 + ], + "spans": [ + { + "bbox": [ + 106, + 160, + 276, + 171 + ], + "score": 1.0, + "content": "and the minimum distance for each of the", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 276, + 160, + 312, + 171 + ], + "score": 0.26, + "content": "6 0 \\mathrm { O O D }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 312, + 160, + 505, + 171 + ], + "score": 1.0, + "content": "classes. We expect the AUROC is higher as the", + "type": "text", + "cross_page": true + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 171, + 506, + 183 + ], + "spans": [ + { + "bbox": [ + 106, + 171, + 506, + 183 + ], + "score": 1.0, + "content": "distance is greater. Using the baseline 1D CNN model, we did not see obvious correlation between", + "type": "text", + "cross_page": true + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 181, + 506, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 181, + 294, + 194 + ], + "score": 1.0, + "content": "the AUROC and the minimum distance, with", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 295, + 181, + 347, + 192 + ], + "score": 0.91, + "content": "r ^ { 2 } = 0 . 0 0 0 0", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 348, + 181, + 506, + 194 + ], + "score": 1.0, + "content": ", based on Mahalanobis distance. The", + "type": "text", + "cross_page": true + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 191, + 507, + 205 + ], + "spans": [ + { + "bbox": [ + 105, + 191, + 451, + 205 + ], + "score": 1.0, + "content": "AUROC based on MSP method has positive correlation to the minimum distance, with", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 452, + 192, + 503, + 203 + ], + "score": 0.9, + "content": "r ^ { 2 } = 0 . 1 1 9 0", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 504, + 191, + 507, + 205 + ], + "score": 1.0, + "content": ".", + "type": "text", + "cross_page": true + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 203, + 506, + 216 + ], + "spans": [ + { + "bbox": [ + 105, + 203, + 506, + 216 + ], + "score": 1.0, + "content": "After we use the pre-trained+fine-tuned transformer, both MSP and Mahalanobis distance methods", + "type": "text", + "cross_page": true + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 215, + 505, + 226 + ], + "spans": [ + { + "bbox": [ + 106, + 215, + 505, + 226 + ], + "score": 1.0, + "content": "have significantly higher AUROC overall, and the positive correlation between the minimum distance", + "type": "text", + "cross_page": true + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 226, + 363, + 237 + ], + "spans": [ + { + "bbox": [ + 106, + 226, + 363, + 237 + ], + "score": 1.0, + "content": "and the AUROC is more prominent than for the baseline model.", + "type": "text", + "cross_page": true + } + ], + "index": 14 + } + ], + "index": 42.5, + "bbox_fs": [ + 105, + 699, + 506, + 723 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 72, + 506, + 236 + ], + "lines": [ + { + "bbox": [ + 105, + 72, + 505, + 85 + ], + "spans": [ + { + "bbox": [ + 105, + 72, + 253, + 85 + ], + "score": 1.0, + "content": "for Mahalanobis distance, and from", + "type": "text" + }, + { + "bbox": [ + 253, + 73, + 286, + 83 + ], + "score": 0.87, + "content": "6 5 . 8 4 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 72, + 297, + 85 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 297, + 73, + 330, + 83 + ], + "score": 0.89, + "content": "7 3 . 5 3 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 72, + 505, + 85 + ], + "score": 1.0, + "content": "for MSP. The in-distribution accuracy also", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 83, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 83, + 189, + 96 + ], + "score": 1.0, + "content": "improves a bit, from", + "type": "text" + }, + { + "bbox": [ + 189, + 84, + 221, + 94 + ], + "score": 0.87, + "content": "8 5 . 9 3 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 83, + 232, + 96 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 232, + 84, + 264, + 94 + ], + "score": 0.88, + "content": "8 9 . 8 4 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 83, + 505, + 96 + ], + "score": 1.0, + "content": ". We also study the relationship between the genetic distance", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 93, + 505, + 107 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 505, + 107 + ], + "score": 1.0, + "content": "and the AUROC of OOD detection for the 60 test OOD classes. We compute the genetic distance", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 105, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 105, + 278, + 117 + ], + "score": 1.0, + "content": "using the popular alignment-free method", + "type": "text" + }, + { + "bbox": [ + 279, + 105, + 291, + 117 + ], + "score": 0.9, + "content": "d _ { 2 } ^ { S }", + "type": "inline_equation" + }, + { + "bbox": [ + 291, + 105, + 506, + 117 + ], + "score": 1.0, + "content": "which is based on the similarity between the word", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 116, + 506, + 128 + ], + "spans": [ + { + "bbox": [ + 105, + 116, + 506, + 128 + ], + "score": 1.0, + "content": "frequencies of the two genomes [Ren et al., 2018, Reinert et al., 2009]. Studies have shown that", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 127, + 506, + 139 + ], + "spans": [ + { + "bbox": [ + 105, + 127, + 506, + 139 + ], + "score": 1.0, + "content": "this genetic distance reflects true evolutionary distances [Chan et al., 2014, Bernard et al., 2016].", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 137, + 506, + 150 + ], + "spans": [ + { + "bbox": [ + 105, + 137, + 168, + 150 + ], + "score": 1.0, + "content": "For each of the", + "type": "text" + }, + { + "bbox": [ + 169, + 138, + 204, + 149 + ], + "score": 0.38, + "content": "6 0 \\mathrm { O O D }", + "type": "inline_equation" + }, + { + "bbox": [ + 205, + 137, + 506, + 150 + ], + "score": 1.0, + "content": "test classes, we use the minimum genetic distance between this OOD class", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 149, + 505, + 160 + ], + "spans": [ + { + "bbox": [ + 105, + 149, + 505, + 160 + ], + "score": 1.0, + "content": "to any of the 10 in-distribution classes as the final distance measure. Figure 5 shows the AUROC", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 160, + 505, + 171 + ], + "spans": [ + { + "bbox": [ + 106, + 160, + 276, + 171 + ], + "score": 1.0, + "content": "and the minimum distance for each of the", + "type": "text" + }, + { + "bbox": [ + 276, + 160, + 312, + 171 + ], + "score": 0.26, + "content": "6 0 \\mathrm { O O D }", + "type": "inline_equation" + }, + { + "bbox": [ + 312, + 160, + 505, + 171 + ], + "score": 1.0, + "content": "classes. We expect the AUROC is higher as the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 171, + 506, + 183 + ], + "spans": [ + { + "bbox": [ + 106, + 171, + 506, + 183 + ], + "score": 1.0, + "content": "distance is greater. Using the baseline 1D CNN model, we did not see obvious correlation between", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 181, + 506, + 194 + ], + "spans": [ + { + "bbox": [ + 105, + 181, + 294, + 194 + ], + "score": 1.0, + "content": "the AUROC and the minimum distance, with", + "type": "text" + }, + { + "bbox": [ + 295, + 181, + 347, + 192 + ], + "score": 0.91, + "content": "r ^ { 2 } = 0 . 0 0 0 0", + "type": "inline_equation" + }, + { + "bbox": [ + 348, + 181, + 506, + 194 + ], + "score": 1.0, + "content": ", based on Mahalanobis distance. The", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 191, + 507, + 205 + ], + "spans": [ + { + "bbox": [ + 105, + 191, + 451, + 205 + ], + "score": 1.0, + "content": "AUROC based on MSP method has positive correlation to the minimum distance, with", + "type": "text" + }, + { + "bbox": [ + 452, + 192, + 503, + 203 + ], + "score": 0.9, + "content": "r ^ { 2 } = 0 . 1 1 9 0", + "type": "inline_equation" + }, + { + "bbox": [ + 504, + 191, + 507, + 205 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 203, + 506, + 216 + ], + "spans": [ + { + "bbox": [ + 105, + 203, + 506, + 216 + ], + "score": 1.0, + "content": "After we use the pre-trained+fine-tuned transformer, both MSP and Mahalanobis distance methods", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 215, + 505, + 226 + ], + "spans": [ + { + "bbox": [ + 106, + 215, + 505, + 226 + ], + "score": 1.0, + "content": "have significantly higher AUROC overall, and the positive correlation between the minimum distance", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 226, + 363, + 237 + ], + "spans": [ + { + "bbox": [ + 106, + 226, + 363, + 237 + ], + "score": 1.0, + "content": "and the AUROC is more prominent than for the baseline model.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 7 + }, + { + "type": "text", + "bbox": [ + 107, + 248, + 317, + 445 + ], + "lines": [ + { + "bbox": [ + 105, + 248, + 317, + 261 + ], + "spans": [ + { + "bbox": [ + 105, + 248, + 317, + 261 + ], + "score": 1.0, + "content": "Few-shot outlier exposure Given that pre-trained", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 260, + 318, + 271 + ], + "spans": [ + { + "bbox": [ + 106, + 260, + 318, + 271 + ], + "score": 1.0, + "content": "and fine-tuned model improves the OOD perfor-", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 270, + 317, + 283 + ], + "spans": [ + { + "bbox": [ + 105, + 270, + 317, + 283 + ], + "score": 1.0, + "content": "mance, we next explore the idea of few shot outlier", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 282, + 317, + 293 + ], + "spans": [ + { + "bbox": [ + 106, + 282, + 317, + 293 + ], + "score": 1.0, + "content": "exposure to further boost the performance. We ran-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 292, + 317, + 305 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 317, + 305 + ], + "score": 1.0, + "content": "domly select 1, 2, 5, 10, 100 examples per test OOD", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 303, + 318, + 316 + ], + "spans": [ + { + "bbox": [ + 106, + 303, + 318, + 316 + ], + "score": 1.0, + "content": "class and add them to the training set respectively.", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 314, + 317, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 314, + 169, + 326 + ], + "score": 1.0, + "content": "For each input", + "type": "text" + }, + { + "bbox": [ + 170, + 316, + 178, + 325 + ], + "score": 0.69, + "content": "_ { \\textbf { \\em x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 314, + 317, + 326 + ], + "score": 1.0, + "content": "in the training set, we extract its", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 326, + 317, + 337 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 243, + 337 + ], + "score": 1.0, + "content": "corresponding embedding vector", + "type": "text" + }, + { + "bbox": [ + 244, + 327, + 251, + 335 + ], + "score": 0.74, + "content": "_ z", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 326, + 317, + 337 + ], + "score": 1.0, + "content": "from the above", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 337, + 317, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 337, + 317, + 348 + ], + "score": 1.0, + "content": "pre-trained and fine-tuned model (or alternatively the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 347, + 317, + 359 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 317, + 359 + ], + "score": 1.0, + "content": "model without fine-tuning). We construct a single", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 358, + 317, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 317, + 370 + ], + "score": 1.0, + "content": "layer perceptron network of 1024 units for classifying", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 369, + 317, + 380 + ], + "spans": [ + { + "bbox": [ + 106, + 369, + 317, + 380 + ], + "score": 1.0, + "content": "each individual to in-distribution classes and OOD", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 380, + 318, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 380, + 318, + 392 + ], + "score": 1.0, + "content": "classes, as shown in Figure 3. At inference time,", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 391, + 317, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 391, + 317, + 403 + ], + "score": 1.0, + "content": "we use the sum of the probability of in-distribution", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 402, + 318, + 413 + ], + "spans": [ + { + "bbox": [ + 106, + 402, + 318, + 413 + ], + "score": 1.0, + "content": "classes as the final confidence score for OOD detec-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 411, + 317, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 411, + 317, + 426 + ], + "score": 1.0, + "content": "tion. Additionally, we also tried the idea of collapsing", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 424, + 318, + 435 + ], + "spans": [ + { + "bbox": [ + 106, + 424, + 318, + 435 + ], + "score": 1.0, + "content": "all OOD classes into one single class (as in [Thulasi-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 434, + 317, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 434, + 317, + 446 + ], + "score": 1.0, + "content": "dasan et al., 2021]) for comparison. The model is", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 23.5 + }, + { + "type": "image", + "bbox": [ + 326, + 245, + 501, + 367 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 326, + 245, + 501, + 367 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 326, + 245, + 501, + 367 + ], + "spans": [ + { + "bbox": [ + 326, + 245, + 501, + 367 + ], + "score": 0.971, + "type": "image", + "image_path": "bf7eb3c01cab482f6fd3c99f6c29b1cf143baa132bff294f55202817ef4d762f.jpg" + } + ] + } + ], + "index": 37, + "virtual_lines": [ + { + "bbox": [ + 326, + 245, + 501, + 258.55555555555554 + ], + "spans": [], + "index": 33 + }, + { + "bbox": [ + 326, + 258.55555555555554, + 501, + 272.1111111111111 + ], + "spans": [], + "index": 34 + }, + { + "bbox": [ + 326, + 272.1111111111111, + 501, + 285.66666666666663 + ], + "spans": [], + "index": 35 + }, + { + "bbox": [ + 326, + 285.66666666666663, + 501, + 299.2222222222222 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 326, + 299.2222222222222, + 501, + 312.7777777777777 + ], + "spans": [], + "index": 37 + }, + { + "bbox": [ + 326, + 312.7777777777777, + 501, + 326.33333333333326 + ], + "spans": [], + "index": 38 + }, + { + "bbox": [ + 326, + 326.33333333333326, + 501, + 339.8888888888888 + ], + "spans": [], + "index": 39 + }, + { + "bbox": [ + 326, + 339.8888888888888, + 501, + 353.44444444444434 + ], + "spans": [], + "index": 40 + }, + { + "bbox": [ + 326, + 353.44444444444434, + 501, + 366.9999999999999 + ], + "spans": [], + "index": 41 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 324, + 375, + 505, + 441 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 323, + 374, + 506, + 388 + ], + "spans": [ + { + "bbox": [ + 323, + 374, + 506, + 388 + ], + "score": 1.0, + "content": "Figure 6: Few-shot outlier exposure for ge-", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 324, + 386, + 505, + 397 + ], + "spans": [ + { + "bbox": [ + 324, + 386, + 397, + 397 + ], + "score": 1.0, + "content": "nomics OOD. The", + "type": "text" + }, + { + "bbox": [ + 397, + 388, + 403, + 396 + ], + "score": 0.44, + "content": "\\mathbf { X }", + "type": "inline_equation" + }, + { + "bbox": [ + 403, + 386, + 505, + 397 + ], + "score": 1.0, + "content": "-axis shows the number of", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 324, + 397, + 506, + 409 + ], + "spans": [ + { + "bbox": [ + 324, + 397, + 506, + 409 + ], + "score": 1.0, + "content": "outliers per class that the model was exposed", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 323, + 407, + 505, + 420 + ], + "spans": [ + { + "bbox": [ + 323, + 407, + 470, + 420 + ], + "score": 1.0, + "content": "to. The y-axis is OOD AUROC in", + "type": "text" + }, + { + "bbox": [ + 471, + 408, + 480, + 418 + ], + "score": 0.81, + "content": "\\%", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 407, + 505, + 420 + ], + "score": 1.0, + "content": ". The", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 324, + 419, + 505, + 431 + ], + "spans": [ + { + "bbox": [ + 324, + 419, + 505, + 431 + ], + "score": 1.0, + "content": "shading shows the standard deviation over 3", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 324, + 430, + 477, + 441 + ], + "spans": [ + { + "bbox": [ + 324, + 430, + 477, + 441 + ], + "score": 1.0, + "content": "runs. See Table 12 for exact numbers.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 44.5 + } + ], + "index": 40.75 + }, + { + "type": "text", + "bbox": [ + 106, + 446, + 504, + 468 + ], + "lines": [ + { + "bbox": [ + 106, + 445, + 505, + 458 + ], + "spans": [ + { + "bbox": [ + 106, + 445, + 505, + 458 + ], + "score": 1.0, + "content": "trained for 10,000 steps with the learning rate of 0.001. The best model checkpoint is selected based", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 456, + 443, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 443, + 469 + ], + "score": 1.0, + "content": "on the highest AUROC on a small set of validation dataset disjoint from the test set.", + "type": "text" + } + ], + "index": 49 + } + ], + "index": 48.5 + }, + { + "type": "text", + "bbox": [ + 106, + 473, + 505, + 538 + ], + "lines": [ + { + "bbox": [ + 105, + 472, + 505, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 472, + 505, + 485 + ], + "score": 1.0, + "content": "Results are shown in Figure 6. We observe that exposing to just a small number of OOD examples", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 484, + 506, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 405, + 496 + ], + "score": 1.0, + "content": "significantly improves the OOD performance, increasing AUROC from", + "type": "text" + }, + { + "bbox": [ + 406, + 484, + 439, + 494 + ], + "score": 0.88, + "content": "7 6 . 7 3 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 439, + 484, + 451, + 496 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 452, + 484, + 484, + 494 + ], + "score": 0.87, + "content": "8 8 . 4 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 484, + 484, + 506, + 496 + ], + "score": 1.0, + "content": ". As", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 104, + 494, + 506, + 508 + ], + "spans": [ + { + "bbox": [ + 104, + 494, + 506, + 508 + ], + "score": 1.0, + "content": "expected, using the embeddings from the fine-tuned model (blue lines) is better than that from the", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 505, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 506, + 519 + ], + "score": 1.0, + "content": "model without fine-tuning (purple lines). Also, using the outlier labels (purple solid line) has a", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 106, + 516, + 506, + 529 + ], + "spans": [ + { + "bbox": [ + 106, + 516, + 506, + 529 + ], + "score": 1.0, + "content": "slightly better performance than collapsing the OOD classes into a single class (purple dashed line)", + "type": "text" + } + ], + "index": 54 + }, + { + "bbox": [ + 105, + 527, + 323, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 323, + 541 + ], + "score": 1.0, + "content": "using the pre-trained embeddings without fine-tuning.", + "type": "text" + } + ], + "index": 55 + } + ], + "index": 52.5 + }, + { + "type": "title", + "bbox": [ + 106, + 549, + 498, + 563 + ], + "lines": [ + { + "bbox": [ + 103, + 548, + 501, + 565 + ], + "spans": [ + { + "bbox": [ + 103, + 548, + 501, + 565 + ], + "score": 1.0, + "content": "5 Using candidate labels with multi-modal text-image models such as CLIP", + "type": "text" + } + ], + "index": 56 + } + ], + "index": 56 + }, + { + "type": "text", + "bbox": [ + 106, + 569, + 505, + 636 + ], + "lines": [ + { + "bbox": [ + 106, + 570, + 505, + 581 + ], + "spans": [ + { + "bbox": [ + 106, + 570, + 505, + 581 + ], + "score": 1.0, + "content": "Multi-modal transformers such as CLIP [Radford et al., 2021], which are pre-trained on image-text", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 105, + 580, + 507, + 593 + ], + "spans": [ + { + "bbox": [ + 105, + 580, + 507, + 593 + ], + "score": 1.0, + "content": "pairs, have been shown to perform well on zero-shot classification tasks. We show that such multi-", + "type": "text" + } + ], + "index": 58 + }, + { + "bbox": [ + 105, + 591, + 506, + 605 + ], + "spans": [ + { + "bbox": [ + 105, + 591, + 506, + 605 + ], + "score": 1.0, + "content": "modal transformers open the door to new forms of outlier exposure which can significantly improve", + "type": "text" + } + ], + "index": 59 + }, + { + "bbox": [ + 106, + 602, + 506, + 615 + ], + "spans": [ + { + "bbox": [ + 106, + 602, + 506, + 615 + ], + "score": 1.0, + "content": "out-of-distribution (OOD) detection in the zero-shot classification setting. Our goal is to show that", + "type": "text" + } + ], + "index": 60 + }, + { + "bbox": [ + 105, + 613, + 506, + 626 + ], + "spans": [ + { + "bbox": [ + 105, + 613, + 506, + 626 + ], + "score": 1.0, + "content": "multi-modal transformers can leverage a weaker form of outlier exposure than the few-shot outlier", + "type": "text" + } + ], + "index": 61 + }, + { + "bbox": [ + 105, + 625, + 486, + 637 + ], + "spans": [ + { + "bbox": [ + 105, + 625, + 486, + 637 + ], + "score": 1.0, + "content": "exposure assumption in previous sections, and improve their safety for zero-shot classification.", + "type": "text" + } + ], + "index": 62 + } + ], + "index": 59.5 + }, + { + "type": "text", + "bbox": [ + 107, + 640, + 505, + 707 + ], + "lines": [ + { + "bbox": [ + 105, + 639, + 506, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 639, + 506, + 653 + ], + "score": 1.0, + "content": "We use the pre-trained CLIP model7 (specifically ViT-B/32) that was trained on 400 million (text,", + "type": "text" + } + ], + "index": 63 + }, + { + "bbox": [ + 105, + 651, + 506, + 664 + ], + "spans": [ + { + "bbox": [ + 105, + 651, + 390, + 664 + ], + "score": 1.0, + "content": "image) pairs from the internet. Its image encoder can map an image", + "type": "text" + }, + { + "bbox": [ + 390, + 652, + 397, + 662 + ], + "score": 0.75, + "content": "I", + "type": "inline_equation" + }, + { + "bbox": [ + 397, + 651, + 506, + 664 + ], + "score": 1.0, + "content": "into an embedding vector", + "type": "text" + } + ], + "index": 64 + }, + { + "bbox": [ + 106, + 662, + 506, + 675 + ], + "spans": [ + { + "bbox": [ + 106, + 663, + 145, + 674 + ], + "score": 0.91, + "content": "z _ { \\mathrm { i m a g e } } ( I )", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 662, + 363, + 675 + ], + "score": 1.0, + "content": ", while its text encoder can do the same for a string", + "type": "text" + }, + { + "bbox": [ + 364, + 663, + 373, + 672 + ], + "score": 0.77, + "content": "T", + "type": "inline_equation" + }, + { + "bbox": [ + 373, + 662, + 386, + 675 + ], + "score": 1.0, + "content": "as", + "type": "text" + }, + { + "bbox": [ + 387, + 663, + 420, + 675 + ], + "score": 0.93, + "content": "z _ { \\mathrm { t e x t } } ( T )", + "type": "inline_equation" + }, + { + "bbox": [ + 421, + 662, + 506, + 675 + ], + "score": 1.0, + "content": ". 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We ran-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 292, + 317, + 305 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 317, + 305 + ], + "score": 1.0, + "content": "domly select 1, 2, 5, 10, 100 examples per test OOD", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 303, + 318, + 316 + ], + "spans": [ + { + "bbox": [ + 106, + 303, + 318, + 316 + ], + "score": 1.0, + "content": "class and add them to the training set respectively.", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 314, + 317, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 314, + 169, + 326 + ], + "score": 1.0, + "content": "For each input", + "type": "text" + }, + { + "bbox": [ + 170, + 316, + 178, + 325 + ], + "score": 0.69, + "content": "_ { \\textbf { \\em x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 314, + 317, + 326 + ], + "score": 1.0, + "content": "in the training set, we extract its", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 326, + 317, + 337 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 243, + 337 + ], + "score": 1.0, + "content": "corresponding embedding vector", + "type": "text" + }, + { + "bbox": [ + 244, + 327, + 251, + 335 + ], + "score": 0.74, + "content": "_ z", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 326, + 317, + 337 + ], + "score": 1.0, + "content": "from the above", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 337, + 317, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 337, + 317, + 348 + ], + "score": 1.0, + "content": "pre-trained and fine-tuned model (or alternatively the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 347, + 317, + 359 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 317, + 359 + ], + "score": 1.0, + "content": "model without fine-tuning). We construct a single", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 358, + 317, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 317, + 370 + ], + "score": 1.0, + "content": "layer perceptron network of 1024 units for classifying", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 369, + 317, + 380 + ], + "spans": [ + { + "bbox": [ + 106, + 369, + 317, + 380 + ], + "score": 1.0, + "content": "each individual to in-distribution classes and OOD", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 380, + 318, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 380, + 318, + 392 + ], + "score": 1.0, + "content": "classes, as shown in Figure 3. At inference time,", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 391, + 317, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 391, + 317, + 403 + ], + "score": 1.0, + "content": "we use the sum of the probability of in-distribution", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 402, + 318, + 413 + ], + "spans": [ + { + "bbox": [ + 106, + 402, + 318, + 413 + ], + "score": 1.0, + "content": "classes as the final confidence score for OOD detec-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 411, + 317, + 426 + ], + "spans": [ + { + "bbox": [ + 105, + 411, + 317, + 426 + ], + "score": 1.0, + "content": "tion. Additionally, we also tried the idea of collapsing", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 424, + 318, + 435 + ], + "spans": [ + { + "bbox": [ + 106, + 424, + 318, + 435 + ], + "score": 1.0, + "content": "all OOD classes into one single class (as in [Thulasi-", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 434, + 317, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 434, + 317, + 446 + ], + "score": 1.0, + "content": "dasan et al., 2021]) for comparison. The model is", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 445, + 505, + 458 + ], + "spans": [ + { + "bbox": [ + 106, + 445, + 505, + 458 + ], + "score": 1.0, + "content": "trained for 10,000 steps with the learning rate of 0.001. The best model checkpoint is selected based", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 456, + 443, + 469 + ], + "spans": [ + { + "bbox": [ + 106, + 456, + 443, + 469 + ], + "score": 1.0, + "content": "on the highest AUROC on a small set of validation dataset disjoint from the test set.", + "type": "text" + } + ], + "index": 49 + } + ], + "index": 23.5, + "bbox_fs": [ + 105, + 248, + 318, + 446 + ] + }, + { + "type": "image", + "bbox": [ + 326, + 245, + 501, + 367 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 326, + 245, + 501, + 367 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 326, + 245, + 501, + 367 + ], + "spans": [ + { + "bbox": [ + 326, + 245, + 501, + 367 + ], + "score": 0.971, + "type": "image", + "image_path": "bf7eb3c01cab482f6fd3c99f6c29b1cf143baa132bff294f55202817ef4d762f.jpg" + } + ] + } + ], + "index": 37, + "virtual_lines": [ + { + "bbox": [ + 326, + 245, + 501, + 258.55555555555554 + ], + "spans": [], + "index": 33 + }, + { + "bbox": [ + 326, + 258.55555555555554, + 501, + 272.1111111111111 + ], + "spans": [], + "index": 34 + }, + { + "bbox": [ + 326, + 272.1111111111111, + 501, + 285.66666666666663 + ], + "spans": [], + "index": 35 + }, + { + "bbox": [ + 326, + 285.66666666666663, + 501, + 299.2222222222222 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 326, + 299.2222222222222, + 501, + 312.7777777777777 + ], + "spans": [], + "index": 37 + }, + { + "bbox": [ + 326, + 312.7777777777777, + 501, + 326.33333333333326 + ], + "spans": [], + "index": 38 + }, + { + "bbox": [ + 326, + 326.33333333333326, + 501, + 339.8888888888888 + ], + "spans": [], + "index": 39 + }, + { + "bbox": [ + 326, + 339.8888888888888, + 501, + 353.44444444444434 + ], + "spans": [], + "index": 40 + }, + { + "bbox": [ + 326, + 353.44444444444434, + 501, + 366.9999999999999 + ], + "spans": [], + "index": 41 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 324, + 375, + 505, + 441 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 323, + 374, + 506, + 388 + ], + "spans": [ + { + "bbox": [ + 323, + 374, + 506, + 388 + ], + "score": 1.0, + "content": "Figure 6: Few-shot outlier exposure for ge-", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 324, + 386, + 505, + 397 + ], + "spans": [ + { + "bbox": [ + 324, + 386, + 397, + 397 + ], + "score": 1.0, + "content": "nomics OOD. The", + "type": "text" + }, + { + "bbox": [ + 397, + 388, + 403, + 396 + ], + "score": 0.44, + "content": "\\mathbf { X }", + "type": "inline_equation" + }, + { + "bbox": [ + 403, + 386, + 505, + 397 + ], + "score": 1.0, + "content": "-axis shows the number of", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 324, + 397, + 506, + 409 + ], + "spans": [ + { + "bbox": [ + 324, + 397, + 506, + 409 + ], + "score": 1.0, + "content": "outliers per class that the model was exposed", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 323, + 407, + 505, + 420 + ], + "spans": [ + { + "bbox": [ + 323, + 407, + 470, + 420 + ], + "score": 1.0, + "content": "to. The y-axis is OOD AUROC in", + "type": "text" + }, + { + "bbox": [ + 471, + 408, + 480, + 418 + ], + "score": 0.81, + "content": "\\%", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 407, + 505, + 420 + ], + "score": 1.0, + "content": ". The", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 324, + 419, + 505, + 431 + ], + "spans": [ + { + "bbox": [ + 324, + 419, + 505, + 431 + ], + "score": 1.0, + "content": "shading shows the standard deviation over 3", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 324, + 430, + 477, + 441 + ], + "spans": [ + { + "bbox": [ + 324, + 430, + 477, + 441 + ], + "score": 1.0, + "content": "runs. See Table 12 for exact numbers.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 44.5 + } + ], + "index": 40.75 + }, + { + "type": "text", + "bbox": [ + 106, + 446, + 504, + 468 + ], + "lines": [], + "index": 48.5, + "bbox_fs": [ + 106, + 445, + 505, + 469 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 106, + 473, + 505, + 538 + ], + "lines": [ + { + "bbox": [ + 105, + 472, + 505, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 472, + 505, + 485 + ], + "score": 1.0, + "content": "Results are shown in Figure 6. We observe that exposing to just a small number of OOD examples", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 484, + 506, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 484, + 405, + 496 + ], + "score": 1.0, + "content": "significantly improves the OOD performance, increasing AUROC from", + "type": "text" + }, + { + "bbox": [ + 406, + 484, + 439, + 494 + ], + "score": 0.88, + "content": "7 6 . 7 3 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 439, + 484, + 451, + 496 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 452, + 484, + 484, + 494 + ], + "score": 0.87, + "content": "8 8 . 4 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 484, + 484, + 506, + 496 + ], + "score": 1.0, + "content": ". As", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 104, + 494, + 506, + 508 + ], + "spans": [ + { + "bbox": [ + 104, + 494, + 506, + 508 + ], + "score": 1.0, + "content": "expected, using the embeddings from the fine-tuned model (blue lines) is better than that from the", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 505, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 105, + 505, + 506, + 519 + ], + "score": 1.0, + "content": "model without fine-tuning (purple lines). Also, using the outlier labels (purple solid line) has a", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 106, + 516, + 506, + 529 + ], + "spans": [ + { + "bbox": [ + 106, + 516, + 506, + 529 + ], + "score": 1.0, + "content": "slightly better performance than collapsing the OOD classes into a single class (purple dashed line)", + "type": "text" + } + ], + "index": 54 + }, + { + "bbox": [ + 105, + 527, + 323, + 541 + ], + "spans": [ + { + "bbox": [ + 105, + 527, + 323, + 541 + ], + "score": 1.0, + "content": "using the pre-trained embeddings without fine-tuning.", + "type": "text" + } + ], + "index": 55 + } + ], + "index": 52.5, + "bbox_fs": [ + 104, + 472, + 506, + 541 + ] + }, + { + "type": "title", + "bbox": [ + 106, + 549, + 498, + 563 + ], + "lines": [ + { + "bbox": [ + 103, + 548, + 501, + 565 + ], + "spans": [ + { + "bbox": [ + 103, + 548, + 501, + 565 + ], + "score": 1.0, + "content": "5 Using candidate labels with multi-modal text-image models such as CLIP", + "type": "text" + } + ], + "index": 56 + } + ], + "index": 56 + }, + { + "type": "text", + "bbox": [ + 106, + 569, + 505, + 636 + ], + "lines": [ + { + "bbox": [ + 106, + 570, + 505, + 581 + ], + "spans": [ + { + "bbox": [ + 106, + 570, + 505, + 581 + ], + "score": 1.0, + "content": "Multi-modal transformers such as CLIP [Radford et al., 2021], which are pre-trained on image-text", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 105, + 580, + 507, + 593 + ], + "spans": [ + { + "bbox": [ + 105, + 580, + 507, + 593 + ], + "score": 1.0, + "content": "pairs, have been shown to perform well on zero-shot classification tasks. We show that such multi-", + "type": "text" + } + ], + "index": 58 + }, + { + "bbox": [ + 105, + 591, + 506, + 605 + ], + "spans": [ + { + "bbox": [ + 105, + 591, + 506, + 605 + ], + "score": 1.0, + "content": "modal transformers open the door to new forms of outlier exposure which can significantly improve", + "type": "text" + } + ], + "index": 59 + }, + { + "bbox": [ + 106, + 602, + 506, + 615 + ], + "spans": [ + { + "bbox": [ + 106, + 602, + 506, + 615 + ], + "score": 1.0, + "content": "out-of-distribution (OOD) detection in the zero-shot classification setting. 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We use two sets of candidate labels, evaluate the semantic", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 201, + 506, + 214 + ], + "spans": [ + { + "bbox": [ + 105, + 201, + 506, + 214 + ], + "score": 1.0, + "content": "alignment of the image with each label, apply softmax, and use the sum of probabilities in the first", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 212, + 506, + 225 + ], + "spans": [ + { + "bbox": [ + 105, + 212, + 506, + 225 + ], + "score": 1.0, + "content": "(in) set as an OOD score. Note that this is zero-shot classification and the model is not fine-tuned and", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 223, + 506, + 236 + ], + "spans": [ + { + "bbox": [ + 105, + 223, + 506, + 236 + ], + "score": 1.0, + "content": "does not leverage any in-distribution or OOD images/labels. It only uses the names of the classes (or", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 234, + 504, + 247 + ], + "spans": [ + { + "bbox": [ + 105, + 234, + 504, + 247 + ], + "score": 1.0, + "content": "other informative words) as candidate labels and works well due to the strong pre-training of CLIP.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 5.5 + } + ], + "index": 3.25 + }, + { + "type": "text", + "bbox": [ + 106, + 248, + 505, + 314 + ], + "lines": [ + { + "bbox": [ + 106, + 248, + 505, + 261 + ], + "spans": [ + { + "bbox": [ + 106, + 248, + 505, + 261 + ], + "score": 1.0, + "content": "Zero-shot outlier exposure In the zero-shot classification setting, the candidate labels are chosen", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 259, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 505, + 272 + ], + "score": 1.0, + "content": "to describe the semantic content of the in-distribution classes (e.g. names of the classes). We propose", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 270, + 505, + 283 + ], + "spans": [ + { + "bbox": [ + 105, + 270, + 505, + 283 + ], + "score": 1.0, + "content": "to include the candidate labels related to the out-of-distribution classes, and utilize this knowledge as", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 104, + 280, + 506, + 294 + ], + "spans": [ + { + "bbox": [ + 104, + 280, + 506, + 294 + ], + "score": 1.0, + "content": "a very weak form of outlier exposure in multi-modal models. This could be relevant in applications,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 292, + 506, + 305 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 506, + 305 + ], + "score": 1.0, + "content": "where we might not actually have any outlier images for fine-tuning but we might know the names or", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 302, + 230, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 230, + 316 + ], + "score": 1.0, + "content": "descriptions of outlier classes.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 11.5 + }, + { + "type": "text", + "bbox": [ + 106, + 319, + 505, + 420 + ], + "lines": [ + { + "bbox": [ + 106, + 318, + 506, + 332 + ], + "spans": [ + { + "bbox": [ + 106, + 318, + 506, + 332 + ], + "score": 1.0, + "content": "Our proposed procedure is shown in Figure 7. We choose two groups of candidate labels, in-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 329, + 505, + 343 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 505, + 343 + ], + "score": 1.0, + "content": "distribution and out-of-distribution labels (e.g. CIFAR-100 and CIFAR-10 class names). We produce", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 341, + 506, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 341, + 195, + 354 + ], + "score": 1.0, + "content": "an embedding vector", + "type": "text" + }, + { + "bbox": [ + 195, + 343, + 203, + 351 + ], + "score": 0.73, + "content": "_ z", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 341, + 268, + 354 + ], + "score": 1.0, + "content": "for each image", + "type": "text" + }, + { + "bbox": [ + 268, + 342, + 275, + 352 + ], + "score": 0.69, + "content": "I", + "type": "inline_equation" + }, + { + "bbox": [ + 276, + 341, + 432, + 354 + ], + "score": 1.0, + "content": ", apply softmax to get probabilities as", + "type": "text" + }, + { + "bbox": [ + 432, + 342, + 503, + 353 + ], + "score": 0.81, + "content": "\\mathbf { p } = \\operatorname { s o f t m a x } ( z )", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 341, + 506, + 354 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 104, + 349, + 502, + 368 + ], + "spans": [ + { + "bbox": [ + 104, + 349, + 178, + 368 + ], + "score": 1.0, + "content": "Those get split to", + "type": "text" + }, + { + "bbox": [ + 178, + 352, + 261, + 365 + ], + "score": 0.92, + "content": "\\begin{array} { r } { p ( \\mathrm { i n } | \\pmb { x } ) = \\sum _ { i \\in \\mathrm { i n } } \\mathbf { p } _ { i } . } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 349, + 281, + 368 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 281, + 352, + 374, + 365 + ], + "score": 0.92, + "content": "\\begin{array} { r } { p ( \\mathrm { { o u t } } | \\pmb { x } ) = \\sum _ { i \\in \\mathrm { { o u t } } } \\bar { \\bf p } _ { i } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 374, + 349, + 404, + 368 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 405, + 352, + 502, + 364 + ], + "score": 0.92, + "content": "p ( \\mathrm { i n } | \\pmb { x } ) + p ( \\mathrm { o u t } | \\pmb { x } ) = 1", + "type": "inline_equation" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 363, + 506, + 378 + ], + "spans": [ + { + "bbox": [ + 105, + 363, + 214, + 378 + ], + "score": 1.0, + "content": "Similar to Figure 3, we use", + "type": "text" + }, + { + "bbox": [ + 215, + 364, + 303, + 376 + ], + "score": 0.92, + "content": "\\mathrm { s c o r e } _ { \\mathrm { o e } } ( { \\pmb x } ) = p ( \\mathrm { i n } | { \\pmb x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 363, + 506, + 378 + ], + "score": 1.0, + "content": "as the confidence score. By choosing the candidate", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 374, + 505, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 505, + 388 + ], + "score": 1.0, + "content": "labels to represent the in-distribution and OOD dataset we would like to distinguish (e.g. CIFAR-100", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 386, + 504, + 398 + ], + "spans": [ + { + "bbox": [ + 106, + 386, + 504, + 398 + ], + "score": 1.0, + "content": "and 10), we can get a very informative score that leads to AUROC above previous SOTA, despite no", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 397, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 505, + 408 + ], + "score": 1.0, + "content": "exposure to the training set of the in-distribution (zero-shot). Our results are shown in Table 5, with", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 407, + 295, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 407, + 295, + 420 + ], + "score": 1.0, + "content": "additional results in Table 10 of Appendix C.2.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 19 + }, + { + "type": "table", + "bbox": [ + 124, + 475, + 483, + 578 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 106, + 427, + 506, + 471 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 427, + 506, + 439 + ], + "spans": [ + { + "bbox": [ + 105, + 427, + 506, + 439 + ], + "score": 1.0, + "content": "Table 5: Zero-shot OOD detection using image-text multi-modal models. We compare CLIP that", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 439, + 506, + 451 + ], + "spans": [ + { + "bbox": [ + 106, + 439, + 506, + 451 + ], + "score": 1.0, + "content": "uses only the names of in-distribution classes (baseline) and compare it to our proposed variant that", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 449, + 506, + 462 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 506, + 462 + ], + "score": 1.0, + "content": "uses just the names of out-of-distribution classes as candidate labels. Even in the zero-shot setting", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 461, + 501, + 472 + ], + "spans": [ + { + "bbox": [ + 106, + 461, + 501, + 472 + ], + "score": 1.0, + "content": "(without any fine-tuning on either in-distribution or OOD dataset), we outperform previous SOTA.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 25.5 + }, + { + "type": "table_body", + "bbox": [ + 124, + 475, + 483, + 578 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 124, + 475, + 483, + 578 + ], + "spans": [ + { + "bbox": [ + 124, + 475, + 483, + 578 + ], + "score": 0.984, + "html": "
Distribution 1Distribution 2Labels 1Labels 2AUROC
CIFAR-100CIFAR-100CIFAR-10CIFAR-10CIFAR-100 namesCIFAR-100 namesCIFAR-10 names69.49%
94.68%
CIFAR-10CIFAR-10CIFAR-100CIFAR-100CIFAR-10 namesCIFAR-10 namesCIFAR-100 names89.17%94.68%
CIFAR-100CIFAR-100SVHNSVHNCIFAR-100 namesCIFAR-100 names["number"]93.05%99.67%
CIFAR-10CIFAR-10SVHNSVHNCIFAR-10 namesCIFAR-10 names["number"]96.90%99.95%
", + "type": "table", + "image_path": "0302e855a0a3b88d214644eecb522f55e237fec75106ee774bda78578f5b4225.jpg" + } + ] + } + ], + "index": 29, + "virtual_lines": [ + { + "bbox": [ + 124, + 475, + 483, + 509.3333333333333 + ], + "spans": [], + "index": 28 + }, + { + "bbox": [ + 124, + 509.3333333333333, + 483, + 543.6666666666666 + ], + "spans": [], + "index": 29 + }, + { + "bbox": [ + 124, + 543.6666666666666, + 483, + 578.0 + ], + "spans": [], + "index": 30 + } + ] + } + ], + "index": 27.25 + }, + { + "type": "title", + "bbox": [ + 106, + 586, + 183, + 599 + ], + "lines": [ + { + "bbox": [ + 104, + 583, + 185, + 603 + ], + "spans": [ + { + "bbox": [ + 104, + 583, + 185, + 603 + ], + "score": 1.0, + "content": "6 Conclusion", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "text", + "bbox": [ + 106, + 601, + 506, + 722 + ], + "lines": [ + { + "bbox": [ + 105, + 600, + 506, + 615 + ], + "spans": [ + { + "bbox": [ + 105, + 600, + 506, + 615 + ], + "score": 1.0, + "content": "We focus on the challenging problem of near-OOD detection. We show that fine-tuning large-scale", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 613, + 506, + 625 + ], + "spans": [ + { + "bbox": [ + 105, + 613, + 506, + 625 + ], + "score": 1.0, + "content": "pre-trained transformers and using few-shot outlier exposure can significantly improve the SOTA.", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 623, + 506, + 636 + ], + "spans": [ + { + "bbox": [ + 105, + 623, + 506, + 636 + ], + "score": 1.0, + "content": "On the CIFAR-100 vs CIFAR-10 visual OOD detection benchmark, we improve the SOTA AUROC", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 104, + 632, + 506, + 649 + ], + "spans": [ + { + "bbox": [ + 104, + 632, + 128, + 649 + ], + "score": 1.0, + "content": "from", + "type": "text" + }, + { + "bbox": [ + 129, + 635, + 149, + 645 + ], + "score": 0.87, + "content": "85 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 632, + 160, + 649 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 160, + 635, + 181, + 645 + ], + "score": 0.87, + "content": "96 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 181, + 632, + 308, + 649 + ], + "score": 1.0, + "content": "(without outlier exposure) and", + "type": "text" + }, + { + "bbox": [ + 308, + 635, + 328, + 645 + ], + "score": 0.87, + "content": "9 9 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 328, + 632, + 506, + 649 + ], + "score": 1.0, + "content": "(with outlier exposure), essentially closing", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 645, + 506, + 658 + ], + "spans": [ + { + "bbox": [ + 105, + 645, + 506, + 658 + ], + "score": 1.0, + "content": "the gap between SOTA and the ideal performance. On a challenging genomics benchmark, we", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 656, + 506, + 669 + ], + "spans": [ + { + "bbox": [ + 106, + 656, + 205, + 669 + ], + "score": 1.0, + "content": "improve the SOTA from", + "type": "text" + }, + { + "bbox": [ + 205, + 656, + 225, + 667 + ], + "score": 0.87, + "content": "66 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 656, + 236, + 669 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 236, + 656, + 256, + 667 + ], + "score": 0.87, + "content": "7 7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 656, + 432, + 669 + ], + "score": 1.0, + "content": "using BERT (without outlier exposure) and", + "type": "text" + }, + { + "bbox": [ + 432, + 656, + 452, + 667 + ], + "score": 0.87, + "content": "8 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 452, + 656, + 506, + 669 + ], + "score": 1.0, + "content": "(with outlier", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 667, + 506, + 680 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 506, + 680 + ], + "score": 1.0, + "content": "exposure). We also show that multi-modal pre-trained transformers open the door to new, weaker", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 678, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 678, + 506, + 690 + ], + "score": 1.0, + "content": "forms of outlier exposure which only use names of OOD inputs; we apply this to CLIP and achieve", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 106, + 689, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 155, + 701 + ], + "score": 1.0, + "content": "AUROC of", + "type": "text" + }, + { + "bbox": [ + 155, + 689, + 183, + 699 + ], + "score": 0.88, + "content": "9 4 . 7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 183, + 689, + 506, + 701 + ], + "score": 1.0, + "content": "in the zero-shot classification setting. 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It only uses the names of the classes (or", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 234, + 504, + 247 + ], + "spans": [ + { + "bbox": [ + 105, + 234, + 504, + 247 + ], + "score": 1.0, + "content": "other informative words) as candidate labels and works well due to the strong pre-training of CLIP.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 5.5 + } + ], + "index": 3.25 + }, + { + "type": "text", + "bbox": [ + 106, + 248, + 505, + 314 + ], + "lines": [ + { + "bbox": [ + 106, + 248, + 505, + 261 + ], + "spans": [ + { + "bbox": [ + 106, + 248, + 505, + 261 + ], + "score": 1.0, + "content": "Zero-shot outlier exposure In the zero-shot classification setting, the candidate labels are chosen", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 259, + 505, + 272 + ], + "spans": [ + { + "bbox": [ + 105, + 259, + 505, + 272 + ], + "score": 1.0, + "content": "to describe the semantic content of the in-distribution classes (e.g. names of the classes). We propose", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 270, + 505, + 283 + ], + "spans": [ + { + "bbox": [ + 105, + 270, + 505, + 283 + ], + "score": 1.0, + "content": "to include the candidate labels related to the out-of-distribution classes, and utilize this knowledge as", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 104, + 280, + 506, + 294 + ], + "spans": [ + { + "bbox": [ + 104, + 280, + 506, + 294 + ], + "score": 1.0, + "content": "a very weak form of outlier exposure in multi-modal models. This could be relevant in applications,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 292, + 506, + 305 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 506, + 305 + ], + "score": 1.0, + "content": "where we might not actually have any outlier images for fine-tuning but we might know the names or", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 302, + 230, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 230, + 316 + ], + "score": 1.0, + "content": "descriptions of outlier classes.", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 11.5, + "bbox_fs": [ + 104, + 248, + 506, + 316 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 319, + 505, + 420 + ], + "lines": [ + { + "bbox": [ + 106, + 318, + 506, + 332 + ], + "spans": [ + { + "bbox": [ + 106, + 318, + 506, + 332 + ], + "score": 1.0, + "content": "Our proposed procedure is shown in Figure 7. We choose two groups of candidate labels, in-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 329, + 505, + 343 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 505, + 343 + ], + "score": 1.0, + "content": "distribution and out-of-distribution labels (e.g. CIFAR-100 and CIFAR-10 class names). We produce", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 341, + 506, + 354 + ], + "spans": [ + { + "bbox": [ + 105, + 341, + 195, + 354 + ], + "score": 1.0, + "content": "an embedding vector", + "type": "text" + }, + { + "bbox": [ + 195, + 343, + 203, + 351 + ], + "score": 0.73, + "content": "_ z", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 341, + 268, + 354 + ], + "score": 1.0, + "content": "for each image", + "type": "text" + }, + { + "bbox": [ + 268, + 342, + 275, + 352 + ], + "score": 0.69, + "content": "I", + "type": "inline_equation" + }, + { + "bbox": [ + 276, + 341, + 432, + 354 + ], + "score": 1.0, + "content": ", apply softmax to get probabilities as", + "type": "text" + }, + { + "bbox": [ + 432, + 342, + 503, + 353 + ], + "score": 0.81, + "content": "\\mathbf { p } = \\operatorname { s o f t m a x } ( z )", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 341, + 506, + 354 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 104, + 349, + 502, + 368 + ], + "spans": [ + { + "bbox": [ + 104, + 349, + 178, + 368 + ], + "score": 1.0, + "content": "Those get split to", + "type": "text" + }, + { + "bbox": [ + 178, + 352, + 261, + 365 + ], + "score": 0.92, + "content": "\\begin{array} { r } { p ( \\mathrm { i n } | \\pmb { x } ) = \\sum _ { i \\in \\mathrm { i n } } \\mathbf { p } _ { i } . } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 349, + 281, + 368 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 281, + 352, + 374, + 365 + ], + "score": 0.92, + "content": "\\begin{array} { r } { p ( \\mathrm { { o u t } } | \\pmb { x } ) = \\sum _ { i \\in \\mathrm { { o u t } } } \\bar { \\bf p } _ { i } } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 374, + 349, + 404, + 368 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 405, + 352, + 502, + 364 + ], + "score": 0.92, + "content": "p ( \\mathrm { i n } | \\pmb { x } ) + p ( \\mathrm { o u t } | \\pmb { x } ) = 1", + "type": "inline_equation" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 363, + 506, + 378 + ], + "spans": [ + { + "bbox": [ + 105, + 363, + 214, + 378 + ], + "score": 1.0, + "content": "Similar to Figure 3, we use", + "type": "text" + }, + { + "bbox": [ + 215, + 364, + 303, + 376 + ], + "score": 0.92, + "content": "\\mathrm { s c o r e } _ { \\mathrm { o e } } ( { \\pmb x } ) = p ( \\mathrm { i n } | { \\pmb x } )", + "type": "inline_equation" + }, + { + "bbox": [ + 303, + 363, + 506, + 378 + ], + "score": 1.0, + "content": "as the confidence score. By choosing the candidate", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 374, + 505, + 388 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 505, + 388 + ], + "score": 1.0, + "content": "labels to represent the in-distribution and OOD dataset we would like to distinguish (e.g. CIFAR-100", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 386, + 504, + 398 + ], + "spans": [ + { + "bbox": [ + 106, + 386, + 504, + 398 + ], + "score": 1.0, + "content": "and 10), we can get a very informative score that leads to AUROC above previous SOTA, despite no", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 397, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 397, + 505, + 408 + ], + "score": 1.0, + "content": "exposure to the training set of the in-distribution (zero-shot). Our results are shown in Table 5, with", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 407, + 295, + 420 + ], + "spans": [ + { + "bbox": [ + 105, + 407, + 295, + 420 + ], + "score": 1.0, + "content": "additional results in Table 10 of Appendix C.2.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 19, + "bbox_fs": [ + 104, + 318, + 506, + 420 + ] + }, + { + "type": "table", + "bbox": [ + 124, + 475, + 483, + 578 + ], + "blocks": [ + { + "type": "table_caption", + "bbox": [ + 106, + 427, + 506, + 471 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 427, + 506, + 439 + ], + "spans": [ + { + "bbox": [ + 105, + 427, + 506, + 439 + ], + "score": 1.0, + "content": "Table 5: Zero-shot OOD detection using image-text multi-modal models. We compare CLIP that", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 439, + 506, + 451 + ], + "spans": [ + { + "bbox": [ + 106, + 439, + 506, + 451 + ], + "score": 1.0, + "content": "uses only the names of in-distribution classes (baseline) and compare it to our proposed variant that", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 449, + 506, + 462 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 506, + 462 + ], + "score": 1.0, + "content": "uses just the names of out-of-distribution classes as candidate labels. Even in the zero-shot setting", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 461, + 501, + 472 + ], + "spans": [ + { + "bbox": [ + 106, + 461, + 501, + 472 + ], + "score": 1.0, + "content": "(without any fine-tuning on either in-distribution or OOD dataset), we outperform previous SOTA.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 25.5 + }, + { + "type": "table_body", + "bbox": [ + 124, + 475, + 483, + 578 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 124, + 475, + 483, + 578 + ], + "spans": [ + { + "bbox": [ + 124, + 475, + 483, + 578 + ], + "score": 0.984, + "html": "
Distribution 1Distribution 2Labels 1Labels 2AUROC
CIFAR-100CIFAR-100CIFAR-10CIFAR-10CIFAR-100 namesCIFAR-100 namesCIFAR-10 names69.49%
94.68%
CIFAR-10CIFAR-10CIFAR-100CIFAR-100CIFAR-10 namesCIFAR-10 namesCIFAR-100 names89.17%94.68%
CIFAR-100CIFAR-100SVHNSVHNCIFAR-100 namesCIFAR-100 names["number"]93.05%99.67%
CIFAR-10CIFAR-10SVHNSVHNCIFAR-10 namesCIFAR-10 names["number"]96.90%99.95%
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On a challenging genomics benchmark, we", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 656, + 506, + 669 + ], + "spans": [ + { + "bbox": [ + 106, + 656, + 205, + 669 + ], + "score": 1.0, + "content": "improve the SOTA from", + "type": "text" + }, + { + "bbox": [ + 205, + 656, + 225, + 667 + ], + "score": 0.87, + "content": "66 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 656, + 236, + 669 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 236, + 656, + 256, + 667 + ], + "score": 0.87, + "content": "7 7 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 656, + 432, + 669 + ], + "score": 1.0, + "content": "using BERT (without outlier exposure) and", + "type": "text" + }, + { + "bbox": [ + 432, + 656, + 452, + 667 + ], + "score": 0.87, + "content": "8 8 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 452, + 656, + 506, + 669 + ], + "score": 1.0, + "content": "(with outlier", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 667, + 506, + 680 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 506, + 680 + ], + "score": 1.0, + "content": "exposure). 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We believe that our findings will be of", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 700, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 700, + 506, + 712 + ], + "score": 1.0, + "content": "interest to the research community (and inspire the creation of harder near-OOD benchmarks) as well", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 711, + 328, + 723 + ], + "spans": [ + { + "bbox": [ + 106, + 711, + 328, + 723 + ], + "score": 1.0, + "content": "as practitioners working on safety-critical applications.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 37, + "bbox_fs": [ + 104, + 600, + 506, + 723 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 71, + 207, + 84 + ], + "lines": [ + { + "bbox": [ + 105, + 69, + 208, + 87 + ], + "spans": [ + { + "bbox": [ + 105, + 69, + 208, + 87 + ], + "score": 1.0, + "content": "Acknowledgements", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 107, + 96, + 505, + 151 + ], + "lines": [ + { + "bbox": [ + 106, + 95, + 505, + 108 + ], + "spans": [ + { + "bbox": [ + 106, + 95, + 505, + 108 + ], + "score": 1.0, + "content": "We thank Abhijit Guha Roy, Jim Winkens, Jeremiah Liu, Lucas Beyer and the anonymous reviewers", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 107, + 505, + 119 + ], + "spans": [ + { + "bbox": [ + 106, + 107, + 505, + 119 + ], + "score": 1.0, + "content": "for helpful feedback. 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ModelIn- distributionfine-tuned test accuracyOut- distributionMahalanobis AUROCMSP AUROC
BiT-MR50x1CIFAR-10087.01%CIFAR-1081.71%81.15%
BiT-MR101x3CIFAR-10091.55%CIFAR-1090.10%83.69%
ViT-B_16CIFAR-10090.95%CIFAR-1095.53%91.89%
R50+ViT-B_16CIFAR-10091.71%CIFAR-1096.23%92.08%
MLP-Mixer-B_16CIFAR-10090.40%CIFAR-1095.31%90.22%
BiT-MR50x1 BiT-MR101x3CIFAR-1097.47%CIFAR-10095.52%85.87%
CIFAR-1097.36%CIFAR-10094.55%85.34%
ViT-B_16CIFAR-1098.10%CIFAR-10098.42%97.68%
R50+ViT-B_16CIFAR-1098.70%CIFAR-10098.52%97.75%
MLP-Mixer-B_16CIFAR-1097.58%CIFAR-10097.85%96.28%
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ModelIn- distributionfine-tuned test accuracyOut- distributionMahalanobis AUROCMSP AUROC
DINO ViT-B_16*CIFAR-10088.95%CIFAR-1088.78%81.25%
ViT-B_16 (early stop)CIFAR-10088.71%CIFAR-1093.05%88.82%
ViT-B_16CIFAR-10090.95%CIFAR-1095.53%91.89%
R50+ViT-B_16CIFAR-10091.71%CIFAR-1096.23%92.08%
ViT-L_16CIFAR-10094.73%CIFAR-1097.98%94.28%
ViT ensembleCIFAR-100CIFAR-1098.11%95.15%
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Number of OOD(CIFAR-100)examplesper classR+ViT(withoutfine-tuning)R+ViTfine-tuned onCIFAR-10
194.35± 0.05%95.10 ± 0.30%95.60 ± 0.01%96.42 ± 0.02%97.38±0.01%98.96±0.05%99.11 ± 0.04%99.17 ± 0.03%99.29 ± 0.02%99.50±(0.01%
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Number of OOD(CIFAR-10)examplesper classR+ViT(withoutfine-tuning)R+ViTfine-tuned onCIFAR-100
1231010088.73±1.08%92.94 ± 0.55%93.25 ± 0.59%95.73 ± 0.31%97.70±0.01%98.70±0.08%99.02 ± 0.15%99.16 ± 0.11%99.46 ± 0.01%99.67±(0.01%
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ModelTest AccuracyMahalanobis AUROCMSP AUROC
1D CNN[Ren etal., 2019]85.93±0.11%64.75±0.73%65.84±0.46%
BERT pre-trainand fine-tune89.84±0.00%77.49±0.04%73.53±0.03%
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b/parse/train/l2UWXn5iBQI/l2UWXn5iBQI_span.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:b1200f4f8c12859f55d9744b3facb11d815e45a38aa8fc97eac0319b25d83989 +size 1197327 diff --git a/parse/train/lvRTC669EY_/lvRTC669EY_.md b/parse/train/lvRTC669EY_/lvRTC669EY_.md new file mode 100644 index 0000000000000000000000000000000000000000..26d4eb4c47b31d844d938793e6a9a24aae21474e --- /dev/null +++ b/parse/train/lvRTC669EY_/lvRTC669EY_.md @@ -0,0 +1,566 @@ +# DISCOVERING DIVERSE MULTI-AGENT STRATEGIC BEHAVIOR VIA REWARD RANDOMIZATION + +Zhenggang $\mathbf { T a n g ^ { * 1 6 \dagger } }$ , Chao $\mathbf { V } \mathbf { u } ^ { * 1 \sharp }$ , Boyuan Chen3, Huazhe $\mathbf { X } \mathbf { u } ^ { 3 }$ , Xiaolong Wang4, +Fei Fang5, Simon $\mathbf { D } \mathbf { u } ^ { 7 }$ , Yu Wang1, Yi $\mathbf { \dot { W } u } ^ { 1 2 \sharp }$ +1 Tsinghua University, 2 Shanghai Qi Zhi Institute, 3 UC Berkeley, 4 UCSD, 5 CMU, +6 Peking University, 7 University of Washington +]zoeyuchao@gmail.com, \jxwuyi@gmail.com + +# ABSTRACT + +We propose a simple, general and effective technique, Reward Randomization for discovering diverse strategic policies in complex multi-agent games. Combining reward randomization and policy gradient, we derive a new algorithm, RewardRandomized Policy Gradient $( R { \bar { P } } { \bar { G } } )$ . RPG is able to discover multiple distinctive human-interpretable strategies in challenging temporal trust dilemmas, including grid-world games and a real-world game Agar.io, where multiple equilibria exist but standard multi-agent policy gradient algorithms always converge to a fixed one with a sub-optimal payoff for every player even using state-of-the-art exploration techniques. Furthermore, with the set of diverse strategies from RPG, we can (1) achieve higher payoffs by fine-tuning the best policy from the set; and (2) obtain an adaptive agent by using this set of strategies as its training opponents. The source code and example videos can be found in our website: https://sites.google. com/view/staghuntrpg. + +# 1 INTRODUCTION + +Games have been a long-standing benchmark for artificial intelligence, which prompts persistent technical advances towards our ultimate goal of building intelligent agents like humans, from Shannon’s initial interest in Chess (Shannon, 1950) and IBM DeepBlue (Campbell et al., 2002), to the most recent deep reinforcement learning breakthroughs in Go (Silver et al., 2017), Dota II (OpenAI et al., 2019) and Starcraft (Vinyals et al., 2019). Hence, analyzing and understanding the challenges in various games also become critical for developing new learning algorithms for even harder challenges. + +Most recent successes in games are based on decentralized multi-agent learning (Brown, 1951; Singh et al., 2000; Lowe et al., 2017; Silver et al., 2018), where agents compete against each other and optimize their own rewards to gradually improve their strategies. In this framework, Nash Equilibrium (NE) (Nash, 1951), where no player could benefit from altering its strategy unilaterally, provides a general solution concept and serves as a goal for policy learning and has attracted increasingly significant interests from AI researchers (Heinrich & Silver, 2016; Lanctot et al., 2017; Foerster et al., 2018; Kamra et al., 2019; Han & Hu, 2019; Bai & Jin, 2020; Perolat et al., 2020): many existing works studied how to design practical multi-agent reinforcement learning (MARL) algorithms that can provably converge to an NE in Markov games, particularly in the zero-sum setting. + +Despite the empirical success of these algorithms, a fundamental question remains largely unstudied in the field: even if an MARL algorithm converges to an NE, which equilibrium will it converge to? The existence of multiple NEs is extremely common in many multi-agent games. Discovering as many NE strategies as possible is particularly important in practice not only because different NEs can produce drastically different payoffs but also because when facing unknown players who are trained to play an NE strategy, we can gain advantage by identifying which NE strategy the opponent is playing and choosing the most appropriate response. Unfortunately, in many games where multiple distinct NEs exist, the popular decentralized policy gradient algorithm (PG), which has led to great successes in numerous games including Dota II and Stacraft, always converge to a particular NE with non-optimal payoffs and fail to explore more diverse modes in the strategy space. + +Consider an extremely simple example, a 2-by-2 matrix game Stag-Hunt (Rousseau, 1984; Skyrms, 2004), where two pure strategy NEs exist: a “risky” cooperative equilibrium with the highest payoff for both agents and a “safe” non-cooperative equilibrium with strictly lower payoffs. We show, from both theoretical and practical perspectives, that even in this simple matrix-form game, PG fails to discover the high-payoff “risky” NE with high probability. The intuition is that the neighborhood that makes policies converge to the “risky” NE can be substantially small comparing to the entire policy space. Therefore, an exponentially large number of exploration steps are needed to ensure PG discovers the desired mode. We propose a simple technique, Reward Randomization (RR), which can help PG discover the “risky” cooperation strategy in the stag-hunt game with theoretical guarantees. The core idea of RR is to directly perturb the reward structure of the multi-agent game of interest, which is typically low-dimensional. RR directly alters the landscape of different strategy modes in the policy space and therefore makes it possible to easily discover novel behavior in the perturbed game (Fig. 1). We call this new PG variant Reward-Randomized Policy Gradient (RPG). + +![](images/da8430120052a78005ee9d6753524aa0aa78f9c061320df420cf6133e631532c.jpg) +Figure 1: Intuition of Reward Randomization + +To further illustrate the effectiveness of RPG, we introduce three Markov games – two gridworld games and a real-world online game Agar.io. All these games have multiple NEs including both “risky” cooperation strategies and “safe” non-cooperative strategies. We empirically show that even with state-of-the-art exploration techniques, PG fails to discover the “risky” cooperation strategies. In contrast, RPG discovers a surprisingly diverse set of human-interpretable strategies in all these games, including some non-trivial emergent behavior. Importantly, among this set are policies achieving much higher payoffs for each player compared to those found by PG. This “diversityseeking” property of RPG also makes it feasible to build adaptive policies: by re-training an RL agent against the diverse opponents discovered by RPG, the agent is able to dynamically alter its strategy between different modes, e.g., either cooperate or compete, w.r.t. its test-time opponent’s behavior. + +We summarize our contributions as follow + +• We studied a collection of challenging multi-agent games, where the popular multi-agent PG algorithm always converges to a sub-optimal equilibrium strategy with low payoffs. • A novel reward-space exploration technique, reward randomization (RR), for discovering hard-to-find equilibrium with high payoffs. Both theoretical and empirical results show that reward randomization substantially outperforms classical policy/action-space exploration techniques in challenging trust dilemmas. • We empirically show that RR discovers surprisingly diverse strategic behaviors in complex Markov games, which further provides a practical solution for building an adaptive agent. • A new multi-agent environment Agar.io, which allows complex multi-agent strategic behavior. We released the environment to the community as a novel testbed for MARL research. + +# 2 A MOTIVATING EXAMPLE: STAG HUNT + +We start by analyzing a simple problem: finding the NE with the optimal payoffs in the Stag Hunt game. This game was originally introduced in Rousseau’s work, “A discourse on inequality” (Rousseau, 1984): a group of hunters are tracking a big stag silently; now a hare shows up, each hunter should decide whether to keep tracking the stag or kill the hare immediately. This leads to the 2-by-2 matrix-form stag-hunt game in Tab. 1 with two actions for each agent, Stag (S) and Hare (H). There are two pure strategy NEs: the Stag NE, where both agents choose S and receive a high payoff $a$ (e.g., $a = 4$ ), and the Hare NE, where both agents choose $_ \mathrm { H }$ and receive a lower payoff $d$ (e.g., $d = 1$ ). The Stag NE is “risky” because if one agent defects, they still receives a decent reward $b$ (e.g., $b = 3$ ) for eating the hare alone while the other agent with an S action may suffer from a big loss $c$ for being hungry (e.g., $c = - 1 0$ ). + +
StagHare
Staga,ac,b
Hareb,cd,d
+ +Table 1: The stag-hunt game, $a > b \geq d > c$ . + +Formally, let $A = \{ \mathrm { S } , \mathrm { H } \}$ denote the action space, $\pi _ { i } ( \theta _ { i } )$ denote the policy for agent $i$ $( i \in \{ 1 , 2 \}$ ) parameterized by $\theta _ { i }$ , i.e., $P [ \pi _ { i } ( \theta _ { i } ) = \mathbf { S } ] = \theta _ { i }$ and $P [ \pi _ { i } ( \theta _ { i } ) = \mathrm { H } ] = 1 - \theta _ { i }$ , and $R ( a _ { 1 } , a _ { 2 } ; i )$ denote the payoff for agent $i$ when agent 1 takes action $a _ { 1 }$ and agent 2 takes action $a _ { 2 }$ . Each agent $i$ optimizes its expected utility $U _ { i } ( \pi _ { 1 } , \pi _ { 2 } ) = \mathbb { E } _ { a _ { 1 } \sim \pi _ { 1 } , a _ { 2 } \sim \pi _ { 2 } } \left[ R ( a _ { 1 } , a _ { 2 } ; i ) \right]$ . Using the standard policy gradient algorithm, a typical learning procedure is to repeatedly take the following two steps until convergence1: (1) estimate gradient $\nabla _ { i } = \nabla U _ { i } ( \pi _ { 1 } , \pi _ { 2 } )$ via self-play; (2) update the policies by $\theta _ { i } \gets \theta _ { i } + \alpha \nabla _ { i }$ with learning rate $\alpha$ . Although PG is widely used in practice, the following theorem shows in certain scenarios, unfortunately, the probability that PG converges to the Stag NE is low. + +Theorem 1. Suppose $a - b = \epsilon ( d - c )$ for some $0 < \epsilon < 1$ and initialize $\theta _ { 1 } , \theta _ { 2 } \sim \mathrm { U n i f } \left[ 0 , 1 \right]$ . Then the probability that PG discovers the high-payoff NE is upper bounded by $\frac { 2 \epsilon + \epsilon ^ { 2 } } { 1 + 2 \epsilon + \epsilon ^ { 2 } }$ . + +Theorem 1 shows when the risk is high (i.e., $c$ is low), then the probability of finding the Stag NE via PG is very low. Note this theorem applies to random initialization, which is standard in RL. + +Remark: One needs at least $\begin{array} { r } { N = \Omega \left( \frac { 1 } { \epsilon } \right) } \end{array}$ restarts to ensure a constant success probability. + +Fig. 2 shows empirical studies: we select 4 value assignments, i.e., $c \in$ $\{ \bar { - 5 } , - 2 0 , - 5 0 , \bar { - 1 0 0 } \}$ and $a { = } 4 , b { = } 3 , d { = } 1$ , and run a state-of-the-art PG method, proximal policy optimization (PPO) (Schulman et al., 2017), on these games. The Stag NE is rarely reached, and, as $c$ becomes smaller, the probability of finding the Stag NE significantly decreases. Peysakhovich & Lerer (2018b) provided a theorem of similar flavor without analyzing the dynamics of the learning algorithm whereas we explicitly characterize the behavior of PG. They studied a prosocial reward-sharing scheme, which transforms the reward of both agents to $R ( a _ { 1 } , a _ { 2 } ; 1 ) + R ( a _ { 1 } , a _ { 2 } ; 2 )$ . Reward sharing can be viewed as a special case of our method and, as shown in Sec. 5, it is insufficient for solving complex temporal games. + +![](images/111a9080e864c86fbd34e190cfe93d2c02eb2555d600729c401b9a18d5a02690.jpg) +Figure 2: PPO in stag hunt, with $a { = } 4$ , $b { = } 3$ , $d { = } 1$ and various $c$ (10 seeds). + +# 2.1 REWARD RANDOMIZATION IN THE MATRIX-FORM STAG-HUNT GAME + +9 Thm. 1 suggests that the utility function $R$ highly influences what strategy PG might learn. Taking one step further, even if a strategy is difficult to learn with a particular $R$ , it might be easier in some other function $R ^ { \prime }$ . Hence, if we can define an appropriate space $\mathcal { R }$ over different utility functions and draw samples from $\mathcal { R }$ , we may possibly discover desired novel strategies by running PG on some sampled utility function $R ^ { \prime }$ and evaluating the obtained policy profile on the original game with $R$ We call this procedure Reward Randomization (RR). + +Concretely, in the stag-hunt game, $R$ is parameterized by 4 variables $( a _ { R } , b _ { R } , c _ { R } , d _ { R } )$ . We can define a distribution over $\bar { \mathbb { R } ^ { 4 } }$ , draw a tuple $\bar { R ^ { \prime } } = ( a _ { R ^ { \prime } } , b _ { R ^ { \prime } } , \dot { c } _ { R ^ { \prime } } , d _ { R ^ { \prime } } )$ from this distribution, and run PG on $R ^ { \prime }$ . Denote the original stag-hunt game where the Stag NE is hard to discover as $R _ { 0 }$ . Reward randomization draws $N$ perturbed tuples $R _ { 1 } , \ldots , R _ { N }$ , runs PG on each $R _ { i }$ , and evaluates each of the obtained strategies on $R _ { 0 }$ . The theorem below shows it is highly likely that the population of the $N$ policy profiles obtained from the perturbed games contains the Stag NE strategy. + +Theorem 2. For any Stag-Hunt game, suppose in the $i$ -th run of RR we randomly generate $a _ { R _ { i } } , b _ { R _ { i } } , c _ { R _ { i } } , d _ { R _ { i } } \sim \mathrm { U n i f } [ - 1 , 1 ]$ and initialize $\theta _ { 1 } , \theta _ { 2 } \sim \mathrm { U n i f } [ 0 , 1 ] ,$ , then with probability at least $1 - 0 . 6 ^ { N } = 1 - \exp \left( - \Omega \left( N \right) \right)$ , the aforementioned RR procedure discovers the high-payoff NE. + +Here we use the uniform distribution as an example. Other distributions may also help in practice Comparing Thm. 2 and Thm. 1, RR significantly improves standard PG w.r.t. success probability. + +Remark 1: For the scenario studied in Thm. 1, to achieve a $( 1 - \delta )$ success probability for some $0 < \delta < 1$ , $P G$ requires at least $\begin{array} { r } { N = \Omega \left( \frac { 1 } { \epsilon } \log \left( \frac { 1 } { \delta } \right) \right) } \end{array}$ random restarts. For the same scenario, RR only requires to repeat at most $N = O \left( \log \bar { ( } 1 / \delta ) \right)$ which is independent of . When $\epsilon$ is small, this is a huge improvement. + +Remark 2: Thm. 2 suggests that comparing with policy randomization, perturbing the payoff matrix makes it substantially easier to discover a strategy that can be hardly reached in the original game. + +Note that although in Stag Hunt, we particularly focus on the Stag NE that has the highest payoff for both agents, in general RR can also be applied to NE selection in other matrix-form games using a payoff evaluation function $E ( \pi _ { 1 } , \pi _ { 2 } )$ . For example, we can set $E ( \pi _ { 1 } , \pi _ { 2 } ) = U _ { 1 } ( \pi _ { 1 } , \pi _ { 2 } { \bar { ) } } + U _ { 2 } ( \pi _ { 1 } , { \bar { \pi } } _ { 2 } )$ for a prosocial NE, or look for Pareto-optimal NEs by setting $E ( \pi _ { 1 } , \pi _ { 2 } ) = \beta U _ { 1 } ( \pi _ { 1 } , \pi _ { 2 } ) + ( 1 -$ $\beta ) U _ { 2 } ( \pi _ { 1 } , \pi _ { 2 } )$ with $0 \leq \beta \leq 1$ . + +# Algorithm 1: RPG: Reward-Randomized Policy Gradient + +Input: original game $M$ , search space $\mathcal { R }$ , evaluation function $E$ , population size $N$ ; +draw samples $\{ R ^ { ( 1 ) } , \ldots , R ^ { ( N ) } \}$ from $\mathcal { R }$ ; +$\{ \pi _ { 1 } ^ { ( i ) } , \pi _ { 2 } ^ { ( i ) } \} \mathrm { P G }$ on induced games $\{ M ( R ^ { ( i ) } ) \} _ { i }$ in parallel ; // RR phase select the best candidate $\pi _ { 1 } ^ { ( k ) }$ π 2 , by $k = \arg \operatorname* { m a x } _ { i } E ( \pi _ { 1 } ^ { ( i ) } , \pi _ { 2 } ^ { ( i ) } ) ; / /$ evaluation phase $\pi _ { 1 } ^ { \star }$ , $\pi _ { 2 } ^ { \star } $ fine-tune $\pi _ { 1 } ^ { ( k ) }$ , $\pi _ { 2 } ^ { ( k ) }$ on $M$ via PG (if necessary) ; // fine-tuning phase return $\pi _ { 1 } ^ { \star } , \pi _ { 2 } ^ { \star }$ ; + +# 3 RPG: REWARD-RANDOMIZED POLICY GRADIENT + +Herein, we extend Reward Randomization to general multi-agent Markov games. We now utilize RL terminologies and consider the 2-player setting for simplicity. Extension to more agents is straightforward (Appx. B.3). + +Consider a 2-agent Markov game $M$ defined by $( S , { \mathcal { O } } , A , R , P )$ , where $s$ is the state space; $\mathcal { O } =$ $\{ o _ { i } : s \in \mathcal { S } , \bar { o _ { i } } = O ( s , i ) , \bar { i } \in \{ 1 , 2 \} \}$ is the observation space, where agent $i$ receives its own observation $o _ { i } = O ( s ; i )$ (in the fully observable setting, $O ( s , \bar { i } ) = s )$ ; $\mathcal { A }$ is the action space for each agent; $R ( s , a _ { 1 } , a _ { 2 } ; i )$ is the reward function for agent $i$ ; and $P ( s ^ { \prime } | s , a _ { 1 } , a _ { 2 } )$ is transition probability from state $s$ to state $s ^ { \prime }$ when agent $i$ takes action $a _ { i }$ . Each agent has a policy $\bar { \pi } _ { i } ( o _ { i } ; \theta _ { i } )$ which produces a (stochastic) action and is parameterized by $\theta _ { i }$ . In the decentralized RL framework, each agent $i$ optimizes its expected accumulative reward $\begin{array} { r } { U _ { i } ( \theta _ { i } ) = \mathbb { E } _ { a _ { 1 } \sim \pi _ { 1 } , a _ { 2 } \sim \pi _ { 2 } } \left[ \sum _ { t } \gamma ^ { t } R ( s ^ { t } , a _ { 1 } ^ { t } , a _ { 2 } ^ { t } ; i ) \right] } \end{array}$ with some discounted factor $\gamma$ . + +Consider we run decentralized RL on a particular a Markov game $M$ and the derived policy profile is $( \pi _ { 1 } ( \theta _ { 1 } ) , \pi _ { 2 } ( \theta _ { 2 } ) )$ . The desired result is that the expected reward $U _ { i } ( \theta _ { i } )$ for each agent $i$ is maximized. We formally written this equilibrium evaluation objective as an evaluation function $E ( \pi _ { 1 } , \pi _ { 2 } )$ and therefore the goal is to find the optimal policy profile $( \pi _ { 1 } ^ { \star } , \pi _ { 2 } ^ { \star } )$ w.r.t. $E$ . Particularly for the games we considered in this paper, since every (approximate) equilibrium we ever discovered has a symmetric payoff, we focus on the empirical performance while assume a much simplified equilibrium selection problem here: it is equivalent to define $E ( \pi _ { 1 } , \pi _ { 2 } )$ by $E ( \pi _ { 1 } , \pi _ { 2 } ) = \beta U _ { 1 } ( { \bar { \theta } } _ { 1 } ) + ( 1 { \bar { - \beta } } ) U _ { 2 } ( \theta _ { 2 } )$ for any $0 \leq \beta \leq 1$ . Further discussions on the general equilibrium selection problem can be found in Sec. 6. + +The challenge is that although running decentralized PG is a popular learning approach for complex Markov games, the derived policy profile $( \pi _ { 1 } , \pi _ { 2 } )$ is often sub-optimal, i.e., there exists $( \pi _ { 1 } ^ { \star } , \pi _ { 2 } ^ { \star } )$ such that $E ( \pi _ { 1 } ^ { \star } , \pi _ { 2 } ^ { \star } ) > E ( \pi _ { 1 } , \pi _ { 2 } )$ . It will be shown in Sec. 5 that even using state-of-the-art exploration techniques, the optimal policies $( \pi _ { 1 } ^ { \star } , \pi _ { 2 } ^ { \star } )$ can be hardly achieved. + +Following the insights from Sec. 2, reward randomization can be applied to a Markov game $M$ similarly: if the reward function in $M$ poses difficulties for PG to discover some particular strategy, it might be easier to reach this desired strategy with a perturbed reward function. Hence, we can then define a reward function space $\mathcal { R }$ , train a population of policy profiles in parallel with sampled reward functions from $\mathcal { R }$ and select the desired strategy by evaluating the obtained policy profiles in the original game $M$ . Formally, instead of purely learning in the original game $\dot { M } = \dot { ( } \dot { S } , \mathcal { O } , \mathcal { A } , R , P )$ , we define a proper subspace $\mathcal { R }$ over possible reward functions $R : \mathcal { S } \times \mathcal { A } \times \mathcal { A } \to \mathbb { R }$ and use $M ( R ^ { \prime } ) = ( \bar { S } , \bar { \mathcal { O } } , \mathcal { A } , R ^ { \prime } , \bar { P } )$ to denote the induced Markov game by replacing the original reward function $R$ with another $R ^ { \prime } \in \mathcal { R }$ . To apply reward randomization, we draw $N$ samples $R ^ { ( \bar { 1 } ) } , \ldots , R ^ { ( N ) }$ from $\mathcal { R }$ , run PG to learn $( \pi _ { 1 } ^ { ( i ) } , \pi _ { 2 } ^ { ( i ) } )$ on each induced game $M ( R ^ { ( i ) } )$ , and pick the desired policy profile $( \pi _ { 1 } ^ { ( k ) } , \pi _ { 2 } ^ { ( k ) } )$ by calculating $E$ in the original game $M$ . Lastly, we can fine-tune the policies $\pi _ { 1 } ^ { ( k ) }$ , π(k)2 in M to further boost the practical performance (see discussion below). We call this learning procedure, Reward-Randomized Policy Gradient (RPG), which is summarized in Algo. 1. + +Reward-function space: In general, the possible space for a valid reward function is intractably huge. However, in practice, almost all the games designed by human have low-dimensional reward structures based on objects or events, so that we can (almost) always formulate the reward function in a linear form $R ( s , a _ { 1 } , a _ { 2 } ; i ) = \phi ( s , a _ { 1 } , a _ { 2 } ; i ) ^ { T } w$ where $\phi ( s , a _ { 1 } , a _ { 2 } ; i )$ is a low-dimensional feature vector and $w$ is some weight. + +A simple and general design principle for $\mathcal { R }$ is to $\mathit { \Omega } \mathcal { f } x$ the feature vector $\phi$ while only randomize the weight $w$ , i.e., $\mathcal { R } = \{ \bar { R } _ { w } : R _ { w } ( s , a _ { 1 } , a _ { 2 } ; i ) = \dot { \phi } ( s , a _ { 1 } , a _ { 2 } ; i ) ^ { T } w , \| w \| _ { \infty } \leq C _ { \operatorname* { m a x } } \}$ . Hence, the overall search space remains a similar structure as the original game $M$ but contains a diverse range of preferences over different feature dimensions. Notably, since the optimal strategy is invariant to the scale of the reward function $R$ , theoretically any $C _ { \mathrm { m a x } } > 0$ results in the same search space. + +However, in practice, the scale of reward may significantly influence MARL training stability, so we typically ensure the chosen $C _ { \mathrm { m a x } }$ to be compatible with the PG algorithm in use. + +Note that a feature-based reward function is a standard assumption in the literature of inverse RL $( \mathrm { N g }$ et al., 2000; Ziebart et al., 2008; Hadfield-Menell et al., 2017). In addition, such a reward structure is also common in many popular RL application domains. For example, in navigation games (Mirowski et al., 2016; Lowe et al., 2017; Wu et al., 2018), the reward is typically set to the negative distance from the target location $L _ { T }$ to the agent’s location $L _ { A }$ plus a success bonus, so the feature vector $\phi ( s , a )$ can be written as a 2-dimensional vector $[ \| L _ { T } - L _ { A } \| _ { 2 } , \mathbb { I } ( L _ { T } = L _ { A } ) ]$ ; in real-time strategy games (Wu & Tian, 2016; Vinyals et al., 2017; OpenAI et al., 2019), $\phi$ is typically related to the bonus points for destroying each type of units; in robotics manipulation (Levine et al., 2016; Li et al., 2020; Yu et al., 2019), $\phi$ is often about the distance between the robot/object and its target position; in general multi-agent games (Lowe et al., 2017; Leibo et al., 2017; Baker et al., 2020), $\phi$ could contain each agent’s individual reward as well as the joint reward over each team, which also enables the representation of different prosociality levels for the agents by varying the weight $w$ . + +Fine tuning: There are two benefits: (1) the policies found in the perturbed game may not remain an equilibrium in the original game, so fine-tuning ensures convergence; (2) in practice, fine-tuning could further help escape a suboptimal mode via the noise in PG (Ge et al., 2015; Kleinberg et al., 2018). We remark that a practical issue for fine-tuning is that when the PG algorithm adopts the actor-critic framework (e.g., PPO), we need an additional critic warm-start phase, which only trains the value function while keeps the policy unchanged, before the fine-tuning phase starts. This warm-start phase significantly stabilizes policy learning by ensuring the value function is fully functional for variance reduction w.r.t. the reward function $R$ in the original game $M$ when estimating policy gradients. + +# 3.1 LEARNING TO ADAPT WITH DIVERSE OPPONENTS + +In addition to the final policies $\pi _ { 1 } ^ { \star } , \pi _ { 2 } ^ { \star }$ , another benefit from RPG is that the population of $N$ policy profiles contains diverse strategies (more in Sec. 5). With a diverse set of strategies, we can build an adaptive agent by training with a random opponent policy sampled from the set per episode, so that the agent is forced to behave differently based on its opponent’s behavior. For simplicity, we consider learning an adaptive policy $\pi _ { 1 } ^ { a } ( \theta ^ { a } )$ for agent 1. The procedure + +# Algorithm 2: Learning to Adapt + +Input: game $M$ , policy set $\Pi _ { 2 }$ , initial $\pi _ { 1 } ^ { a }$ ; +repeat draw a policy $\pi _ { 2 } ^ { \prime }$ from $\Pi _ { 2 }$ ; evaluate $\pi _ { 1 } ^ { a }$ and $\pi _ { 2 } ^ { \prime }$ on $M$ and collect data; update $\theta ^ { a }$ via PG if enough data collected; +until enough iterations; +return $\pi _ { 1 } ^ { a } ( \theta ^ { a } )$ ; + +remains the same for agent 2. Suppose a policy population $\mathcal { P } = \{ \pi _ { 2 } ^ { ( 1 ) } , . . . , \pi _ { 2 } ^ { ( N ) } \}$ is obtained during the RR phase, we first construct a diverse strategy set $\Pi _ { 2 } ~ \subseteq ~ { \mathcal { P } }$ that contains all the discovered behaviors from $\mathcal { P }$ . Then we construct a mixed strategy by randomly sampling a policy $\pi _ { 2 } ^ { \prime }$ from $\Pi _ { 2 }$ in every training episode and run PG to learn $\pi _ { 1 } ^ { a }$ by competing against this constructed mixed strategy. The procedure is summarized in Algo. 2. Note that setting $\Pi _ { 2 } = { \mathcal { P } }$ appears to be a simple and natural choice. However, in practice, since $\mathcal { P }$ typically contains just a few strategic behaviors, it is unnecessary for $\Pi _ { 2 }$ to include every individual policy from $\mathcal { P }$ . Instead, it is sufficient to simply ensure $\Pi _ { 2 }$ contains at least one policy from each equilibrium in $\mathcal { P }$ (more details in Sec. 5.3). Additionally, this method does not apply to the one-shot game setting (i.e., horizon is 1) because the adaptive agent does not have any prior knowledge about its opponent’s identity before the game starts. + +Implementation: We train an RNN policy for $\pi _ { 1 } ^ { a } ( \theta ^ { a } )$ . It is critical that the policy input does not directly reveal the opponent’s identity, so that it is forced to identify the opponent strategy through what it has observed. On the contrary, when adopting an actor-critic PG framework (Lowe et al., 2017), it is extremely beneficial to include the identity information in the critic input, which makes critic learning substantially easier and significantly stabilizes training. We also utilize a multi-head architecture adapted from the multi-task learning literature (Yu et al., 2019), i.e., use a separate value head for each training opponent, which empirically results in the best training performance. + +# 4 TESTBEDS FOR RPG: TEMPORAL TRUST DILEMMAS + +We introduce three 2-player Markov games as testbeds for RPG. All these games have a diverse range of NE strategies including both “risky” cooperative NEs with high payoffs but hard to discover and “safe” non-cooperative NEs with lower payoffs. We call them temporal trust dilemmas. Game descriptions are in a high level to highlight the game dynamics. More details are in Sec. 5 and App. B. + +Gridworlds: We consider two games adapted from Peysakhovich & Lerer (2018b), Monster-Hunt (Fig. 3) and Escalation (Fig. 4). Both games have a 5-by-5 grid and symmetric rewards. + +Monster-Hunt contains a monster and two apples. Apples are static while the monster keeps moving towards its closest agent. If a single agent meets the monster, it loses a penalty of 2; if two agents catch the monster together, they both earn a bonus of 5. Eating an apple always raises a bonus of 2. Whenever an apple is eaten or the monster meets an agent, the entity will respawn randomly. The optimal payoff can only be achieved when both agents precisely catch the monster simultaneously. + +![](images/bdffa60f861adfa40f74589aa1583934b393bb88799cab8957b86288608ed18f.jpg) +Figure 3: Monster-Hunt + +Escalation contains a lit grid. When two agents both step on the lit grid, they both get a bonus of 1 and a neighboring grid will be lit up in the next timestep. If only one agent steps on the lit grid, it gets a penalty of $0 . 9 L$ , where $L$ denotes the consecutive cooperation steps until that timestep, and the lit grid will respawn randomly. Agents need to stay together on the lit grid to achieve the maximum payoff despite of the growing penalty. There are multiple NEs: for each $L$ , that both agents cooperate for $L$ steps and then leave the lit grid jointly forms an NE. + +![](images/ca5d7ba91f57f642cab3b63eadbc17942f510f7e1c6412e10245693100deebe9.jpg) +Figure 4: Escalation + +Agar.io is a popular multiplayer online game. Players control cells in a Petri dish to gain as much mass as possible by eating smaller cells while avoiding being eaten by larger ones. Larger cells move slower. Each player starts with one cell but can split a sufficiently large cell into two, allowing them to control multiple cells (Wikipedia, 2020). We consider a simplified scenario (Fig. 5) with 2 players (agents) and tiny script cells, which automatically runs away when an agent comes by. There is a low-risk non-cooperative strategy, i.e., two agents stay away from each other and hunt script cells independently. Since the script cells move faster, it is challenging for a single agent to hunt them. By contrast, two agents can cooperate to encircle the script cells to accelerate hunting. However, cooperation is extremely risky for the agent with less mass: two agents need to stay close to cooperate but the larger agent may defect by eating the smaller one and gaining an immediate big bonus. + +![](images/5c38b0c5387b924ebd9b2e33452eab861f83ecb42c40c707a98d9cc469608ce5.jpg) + +![](images/ba73930af1af5a23c51c99b174cef3f73e3e43226bb2044a6a041d97dd4a10cb.jpg) +(b) Common behavior: Split, Hunt and Merge + +Figure 5: Agar.io: (a) a simplified 2-player setting; (b) basic motions: split, hunt script cells, merge. + +# 5 EXPERIMENT RESULTS + +In this section, we present empirical results showing that in all the introduced testbeds, including the real-world game Agar.io, RPG always discovers diverse strategic behaviors and achieves an equilibrium with substantially higher rewards than standard multi-agent PG methods. We use PPO (Schulman et al., 2017) for PG training. Training episodes for RPG are accumulated over all the perturbed games. Evaluation results are averaged over 100 episodes in gridworlds and 1000 episodes in Agar.io. We repeat all the experiments with 3 seeds and use $X ( Y )$ to denote mean $X$ with standard deviation $Y$ in all tables. Since all our discovered (approximate) NEs are symmetric for both players, we simply take $E ( \pi _ { 1 } , \pi _ { 2 } ) = U _ { 1 } ( \pi _ { 1 } , \pi _ { 2 } )$ as our evaluation function and only measure the reward of agent $I$ in all experiments for simplicity. More details can be found in appendix. + +# 5.1 GRIDWORLD GAMES + +Monster-Hunt: Each agent’s reward is determined by three features per timestep: (1) whether two agents catch the monster together; (2) whether the agent steps on an apple; (3) whether the agent meets the monster alone. Hence, we write $\phi ( s , a _ { 1 } , a _ { 2 } ; i )$ as a 3-dimensional 0/1 vector with one dimension for one feature. The original game corresponds to $w = [ 5 , 2 , - 2 ]$ . We set $C _ { \mathrm { m a x } } = 5$ for sampling $w$ . + +We compare RPG with a collection of baselines, including standard PG (PG), PG with shared reward $( \mathrm { P G } + \mathrm { S R } )$ , population-based training (PBT), which trains the same amount of parallel PG policies as RPG, as (a) Strategy w. $w = [ 5 , 0 , 0 ]$ and $w = [ 5 , 0 , 2 ]$ (by chance) + +![](images/aa75335ae40186a97553114ab55a61c741090c94778534c00bffa818113a08d6.jpg) +Figure 6: Full process of RPG in Monster-Hunt + +![](images/70dd62451cd8e3f0f00e7c23adfbbd2b56222a93ccd0be17ced8a265a11ac881.jpg) + +![](images/8dd8463ad7786f266e88345e6642c1018fc87ff281b5881b259262d95527469e.jpg) +Figure 7: Emergent cooperative (approximate) NE strategies found by RPG in Monster-Hunt + +![](images/8185f020cd7cea27a1fdfedf9f14e3e2ec961832fed3df8ae3ab909160065361.jpg) +Figure 9: Emergent strategies in standard Agar.io: (a) agents cooperate to hunt efficiently; (b) a larger agent breaks the cooperation by attacking the other. + +
PBTRRRPGRND
Rew.3.8(0.3)3.8(0.2)4.3(0.2)2.8(0.3)
#Coop.1.9(0.2)2.2(0.1)2.0(0.3)1.3(0.2)
#Hunt0.6(0.1)0.4(0.0)0.7(0.0)0.6(0.1)
+ +Table 2: Results in the standard setting of Agar.io. PBT: population training of parallel PG policies; $R R$ : best policy in the RR phase $( w { = } [ 1 , 1 ] )$ ; RPG: fine-tuned policy; RND: PG with RND bonus in the original game. + +well as popular exploration methods, i.e., count-based exploration $( \mathrm { P G + C N T } )$ (Tang et al., 2017) and MAVEN (Mahajan et al., 2019). We also consider an additional baseline, DIAYN (Eysenbach et al., 2019), which discovers diverse skills using a trajectory-based diversity reward. For a fair comparison, we use DIAYN to first pretrain diverse policies (conceptually similar to the RR phase), then evaluate the rewards for every pair of obtained policies to select the best policy pair (i.e., evaluation phase, shown with the dashed line in Fig. 6), and finally fine-tune the selected policies until convergence (i.e., fine-tuning phase). The results of RPG and the 6 baselines are summarized in Fig. 6, where RPG consistently discovers a strategy with a significantly higher payoff. Note that the strategy with the optimal payoff may not always directly emerge in the RR phase, and there is neither a particular value of $w$ constantly being the best candidate: e.g., in the RR phase, $w = [ 5 , 0 , 2 ]$ frequently produces a sub-optimal cooperative strategy (Fig. 7(a)) with a reward lower than other $w$ values, but it can also occasionally lead to the optimal strategy (Fig. 7(b)). Whereas, with the fine-tuning phase, the overall procedure of RPG always produces the optimal solution. We visualize both two emergent cooperative strategies in Fig. 7: in the sub-optimal one (Fig. 7(a)), two agents simply move to grid (1,1) together, stay still and wait for the monster, while in the optimal one (Fig. 7(b)), two agents meet each other first and then actively move towards the monster jointly, which further improves hunting efficiency. + +Escalation: We can represent $\phi ( s , a _ { 1 } , a _ { 2 } ; i )$ as 2-dimensional vector containing (1) whether two agents are both in the lit grid and (2) the total consecutive cooperation steps. The original game corresponds to $w = [ 1 , - 0 . 9 ]$ . We set $C _ { \mathrm { m a x } } = 5$ and show the total number of cooperation steps per episode for several selected $w$ values throughout training in Fig. 8, where RR is able to discover different NE strategies. Note that $w = [ 1 , 0 ]$ has already produced the strategy with the optimal payoff in this game, so the fine-tuning phase is no longer needed. + +![](images/c9ede6b29a1ccbc9a58c05cb4e14bed7a5ca9d8df7ca36a3794aaa4786d48d67.jpg) +Figure 8: RR in Escalation + +# 5.2 2-PLAYER GAMES IN Agar.io + +There are two different settings of Agar.io: (1) the standard setting, i.e., an agent gets a penalty of $- x$ for losing a mass $x$ , and (2) the more challenging aggressive setting, i.e., no penalty for mass loss. Note in both settings: (1) when an agent eats a mass $x$ , it always gets a bonus of $x$ ; (2) if an agent loses all the mass, it immediately dies while the other agent can still play in the game. The aggressive setting promotes agent interactions and typically leads to more diverse strategies in practice. Since both settings strictly define the penalty function for mass loss, we do not randomize this reward term. Instead, we consider two other factors: (1) the bonus for eating the other agent; (2) the prosocial level of both agents. We use a 2-dimensional vector $w = [ w _ { 0 } , w _ { 1 } ]$ , where $0 \leq w _ { 0 } , w _ { 1 } \leq 1$ , to denote a particular reward function such that (1) when eating a cell of mass $x$ from the other agent, the bonus is $w _ { 0 } \times x \nearrow$ , and (2) the final reward is a linear interpolation between $R ( \cdot ; i )$ and $0 . 5 ( R ( \cdot ; 0 ) + R ( \cdot ; 1 ) )$ w.r.t. $w _ { 1 }$ , i.e., when $w _ { 1 } = 0$ , each agent optimizes its individual reward while when $w _ { 1 } = 1$ , two agents have a shared reward. The original game in both Agar.io settings corresponds to $w = [ 1 , 0 ]$ . + +Standard setting: PG in the original game $\mathbf { \chi } _ { w } = [ 1 , 0 ] )$ leads to a typical trust-dilemma dynamics: the two agents first learn to hunt and occasionally Cooperate (Fig. 9(a)), i.e., eat a script cell with the other agent close by; then accidentally one agent Attacks the other agent (Fig. 9(b)), which yields a big + +
PBTw=[0.5,1]w=[0,1]w=[0,0]RPGRND
Rew.3.3(0.2)4.8(0.6)5.1(0.4)6.0(0.5)8.9(0.3)3.2(0.2)
#Attack0.4(0.0)0.7(0.2)0.3(0.1)0.5(0.1)0.9(0.1)0.4(0.0)
#Coop.0.0(0.0)0.6(0.6)2.3(0.3)1.6(0.1)2.0(0.2)0.0(0.0)
#Hunt0.7(0.1)0.6(0.3)0.3(0.0)0.7(0.0)0.9(0.1)0.7(0.0)
+ +![](images/e29cd0221632578e06a2ca2156713fe198e809f1fdd829b37da0b536b5ad5549.jpg) +Figure 10: Sacrifice strategy, $w \bar { = } [ 1 , 1 ]$ , aggressive setting. + +Table 3: Results in the aggressive setting of Agar.io: PBT: population training of parallel PG policies; RR: $\scriptstyle { \bar { w } = [ 0 , \bar { 0 } ] }$ is the best candidate via RR; RPG: fine-tuned policy; RND: PG with RND bonus. + +![](images/45d26638dbb22aae13fef00d2e3fdfc82343f0bec0423ee0d1247b05e65795da.jpg) +Figure 11: Perpetual strategy, $w { = } [ 0 . 5 , 1 ]$ (by chance), aggressive setting, i.e., two agents mutually sacrifice themselves. One agent first splits to sacrifice a part of its mass to the larger agent while the other agent also does the same thing later to repeat the sacrifice cycle. + +immediate bonus and makes the policy aggressive; finally policies converge to the non-cooperative equilibrium where both agents keep apart and hunt alone. The quantitative results are shown in Tab. 2. Baselines include population-based training (PBT) and a state-the-art exploration method for high-dimensional state, Random Network Distillation (RND) (Burda et al., 2019). RND and PBT occasionally learns cooperative strategies while RR stably discovers a cooperative equilibrium with $w = [ 1 , 1 ]$ , and the full RPG further improves the rewards. Interestingly, the best strategy obtained in the RR phase even has a higher Cooperate frequency than the full RPG: fine-tuning transforms the strong cooperative strategy to a more efficient strategy, which has a better balance between Cooperate and selfish Hunt and produces a higher average reward. + +Aggressive setting: Similarly, we apply RPG in the aggressive setting and show results in Tab. 3. Neither PBT nor RND was able to find any cooperative strategies in the aggressive game while RPG stably discovers a cooperative equilibrium with a significantly higher reward. We also observe a diverse set of complex strategies in addition to normal Cooperate and Attack. Fig. 10 visualizes the Sacrifice strategy derived with $w = [ 1 , 1 ]$ : the smaller agent rarely hunts script cells; instead, it waits in the corner for being eaten by the larger agent to contribute all its mass to its partner. Fig. 11 shows another surprisingly novel emergent strategy by $w = [ 0 . 5 , 1 ]$ : each agent first hunts individually to gain enough mass; then one agent splits into smaller cells while the other agent carefully eats $\pmb { a }$ portion of the split agent; later on, when the agent who previously lost mass gains sufficient mass, the larger agent similarly splits itself to contribute to the other one, which completes the (ideally) never-ending loop of partial sacrifice. We name this strategy Perpetual for its conceptual similarity to the perpetual motion machine. Lastly, the best strategy is produced by $w = [ 0 , 0 ]$ with a balance between Cooperate and Perpetual: they cooperate to hunt script cells to gain mass efficiently and quickly perform mutual sacrifice as long as their mass is sufficiently large for split-and-eat. Hence, although the RPG policy has relatively lower Cooperate frequency than the policy by $w = [ 0 , 1 ]$ , it yields a significantly higher reward thanks to a much higher Attack (i.e., Sacrifice) frequency. + +# 5.3 LEARNING ADAPTIVE POLICIES + +Monster-Hunt: We select policies trained Oppo. #C-H 16.3(19.2) M. M-Coop. 20.9(0.8) M-Alone. 14.2(18.0) Apple. 2.7(1.0) by 8 differentuse half of th policy and the remaining half as hidden $w$ values in the RR phase andm for training the adaptive #S-H #Apple 1.2(0.4) 12.4(7.3) 0.4(0.1) 3.3(0.8) 2.2(1.2) 10.9(7.0) 2.2(1.4)13.6(3.8) opponents for evaluation. We also make Table 4: Stats. of the adaptive agent in Monster-Hunt sure that both training and evaluation poli- with hold-out test-time opponents. #C(oop.)-H(unt): cies cover the following 4 strategy modes: both agents catch the monster; #S(ingle)-H(unt): the (1) M(onster): the agent always moves to- adaptive agent meets the monster alone; #Apple: apwards the monster; (2) M(onster)-Alone: ple eating. The adaptive policy successfully exploits the agent moves towards the monster but different opponents and rarely meets the monster alone. also tries to keeps apart from the other agent; (3) M(onster)-Coop.: the agent seeks to hunt the monster together with the other agent; (4) Apple: the agent only eats apple. The evaluation results are shown in Tab. 4, where the adaptive policy successfully exploits all the test-time opponents, including M(onster)-Alone, which was trained to actively avoids the other agent. + +Agar.io: We show the trained agent can choose to cooperate or compete adaptively in the standard setting. We pick 2 cooperative policies (i.e., Cooperate preferred, $w { = } [ 1 , 0 ] )$ and 2 competitive policies (i.e., Attack preferred, $w { = } [ 1 , 1 ] ,$ ) and use half of them for training and the other half for testing. For a hard challenge at test time, we switch the opponent within an episode, i.e., we use a cooperative opponent in the first half and then immediately switch to a competitive one, and vice versa. So, a desired policy should adapt quickly at halftime. Tab. 5 compares the second-half behavior of the adaptive agent with the oracle pure-competitive/cooperative agents. The rewards of the adaptive agent is close to the oracle: even with half-way switches, the trained policy is + +
AgentAgentAdapt.apt.
Opponent:Cooperative → Competitive
#Attack0.2(0.0)0.3(0.0)0.1(0.1)
Rew.0.7(0.7)-0.2(0.6)0.8(0.5)
Opponent: Competitive→Cooperative
#Coop.1.0(0.3)1.4(0.4)0.3(0.4)
Rew.2.5(0.7)3.6(1.2)1.1(0.7)
+ +Table 5: Adaptation test in Agar.io. Opponent type is switched half-way per episode. #Attack, #Coop.: episode statistics; Rew.: agent reward. Adaptive agents’ rewards are close to oracles. + +able to exploit the cooperative opponent while avoid being exploited by the competitive one. + +# 6 RELATED WORK AND DISCUSSIONS + +Our core idea is reward perturbation. In game theory, this is aligned with the quantal response equilibrium (McKelvey & Palfrey, 1995), a smoothed version of NE obtained when payoffs are perturbed by a Gumbel noise. In RL, reward shaping is popular for learning desired behavior in various domains $\mathrm { N g }$ et al., 1999; Babes et al., 2008; Devlin & Kudenko, 2011), which inspires our idea for finding diverse strategic behavior. By contrast, state-space exploration methods (Pathak et al., 2017; Burda et al., 2019; Eysenbach et al., 2019; Sharma et al., 2020) only learn low-level primitives without strategy-level diversity (Baker et al., 2020). + +RR trains a set of policies, which is aligned with the population-based training in MARL (Jaderberg et al., 2017; 2019; Vinyals et al., 2019; Long et al., 2020; Forestier et al., 2017). RR is conceptually related to domain randomization (Tobin et al., 2017) with the difference that we train separate policies instead of a single universal one, which suffers from mode collapse (see appendix D.2.3). RPG is also inspired by the map-elite algorithm (Cully et al., 2015) from evolutionary learning community, which optimizes multiple objectives simultaneously for sufficiently diverse polices. Our work is also related to Forestier et al. (2017), which learns a set of policies w.r.t. different fitness functions in the singleagent setting. However, they only consider a restricted fitness function class, i.e., the distance to each object in the environment, which can be viewed as a special case of our setting. Besides, RPG helps train adaptive policies against a set of opponents, which is related to Bayesian games (Dekel et al., 2004; Hartline et al., 2015). In RL, there are works on learning when to cooperate/compete (Littman, 2001; Peysakhovich & Lerer, 2018a; Kleiman-Weiner et al., 2016; Woodward et al., 2019; McKee et al., 2020), which is a special case of ours, or learning robust policies (Li et al., 2019; Shen & How, 2019; Hu et al., 2020), which complements our method. + +Although we choose decentralized PG in this paper, RR can be combined with any other multi-agent learning algorithms for games, such as fictitious play (Robinson, 1951; Monderer & Shapley, 1996; Heinrich & Silver, 2016; Kamra et al., 2019; Han & Hu, 2019), double-oracle (McMahan et al., 2003; Lanctot et al., 2017; Wang et al., 2019; Balduzzi et al., 2019) and regularized self-play (Foerster et al., 2018; Perolat et al., 2020; Bai & Jin, 2020). Many of these works have theoretical guarantees to find an (approximate) NE but there is little work focusing on which NE strategy these algorithms can converge to when multiple NEs exist, e.g., the stag-hunt game and its variants, for which many learning dynamics fail to converge to a prevalence of the pure strategy Stag (Kandori et al., 1993; Ellison, 1993; Fang et al., 2002; Skyrms & Pemantle, 2009; Golman & Page, 2010).. + +In this paper, we primarily focus on how reward randomization empirically helps MARL discover better strategies in practice and therefore only consider stag hunt as a particularly challenging example where an “optimal” NE with a high payoff for every agent exists. In general cases, we can select a desired strategy w.r.t. an evaluation function. This is related to the problem of equilibrium refinement (or equilibrium selection) (Selten, 1965; 1975; Myerson, 1978), which aims to find a subset of equilibria satisfying desirable properties, e.g., admissibility (Banks & Sobel, 1987), subgame perfection (Selten, 1965), Pareto efficiency (Bernheim et al., 1987) or robustness against opponent’s deviation from best response in security-related applications (Fang et al., 2013; An et al., 2011). + +# ACKNOWLEDGMENTS + +This work is supported by National Key R&D Program of China (2018YFB0105000). Co-author Fang is supported, in part, by a research grant from Lockheed Martin. Co-author Wang is supported, in part, by gifts from Qualcomm and TuSimple. The views and conclusions contained in this document are those of the authors and should not be interpreted as representing the official policies, either expressed or implied, of the funding agencies. The authors would like to thank Zhuo Jiang and Jiayu Chen for their support and input during this project. Finally, we particularly thank Bowen Baker for initial discussions and suggesting the Stag Hunt game as our research testbed, which eventually leads to this paper. + +# REFERENCES + +Bo An, Milind Tambe, Fernando Ordonez, Eric Shieh, and Christopher Kiekintveld. Refinement of strong stackelberg equilibria in security games. In Twenty-Fifth AAAI Conference on Artificial Intelligence, 2011. + +Monica Babes, Enrique Munoz de Cote, and Michael L Littman. Social reward shaping in the prisoner’s dilemma. In Proceedings of the 7th international joint conference on Autonomous agents and multiagent systems-Volume 3, pp. 1389–1392. International Foundation for Autonomous Agents and Multiagent Systems, 2008. + +Yu Bai and Chi Jin. 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Here we consider a projected version, i.e., if at some time $t$ , $\theta _ { 1 }$ or $\theta _ { 2 } \notin [ 0 , 1 ]$ , we project it to $[ 0 , 1 ]$ to ensure it is a valid distribution. + +We first compute the utility given a pair $( \theta _ { 1 } , \theta _ { 2 } )$ + +$$ +\begin{array} { l c r } { { U _ { 1 } ( \theta _ { 1 } , \theta _ { 2 } ) = a \theta _ { 1 } \theta _ { 2 } + c \theta _ { 1 } ( 1 - \theta _ { 2 } ) + b ( 1 - \theta _ { 1 } ) \theta _ { 2 } + d ( 1 - \theta _ { 1 } ) ( 1 - \theta _ { 2 } ) } } \\ { { { } } } \\ { { U _ { 2 } ( \theta _ { 1 } , \theta _ { 2 } ) = a \theta _ { 1 } \theta _ { 2 } + b \theta _ { 1 } ( 1 - \theta _ { 2 } ) + c ( 1 - \theta _ { 1 } ) \theta _ { 2 } + d ( 1 - \theta _ { 1 } ) ( 1 - \theta _ { 2 } ) . } } \end{array} +$$ + +We can compute the policy gradient + +$$ +\begin{array} { l } { \nabla U _ { 1 } ( \theta _ { 1 } , \theta _ { 2 } ) = a \theta _ { 2 } + c ( 1 - \theta _ { 2 } ) - b \theta _ { 2 } - d ( 1 - \theta _ { 2 } ) = ( a + d - b - c ) \theta _ { 2 } + c - d } \\ { \nabla U _ { 2 } ( \theta _ { 1 } , \theta _ { 2 } ) = a \theta _ { 2 } - b \theta _ { 1 } + c ( 1 - \theta _ { 1 } ) - d ( 1 - \theta _ { 1 } ) = ( a + d - b - c ) \theta _ { 1 } + c - d } \end{array} +$$ + +Recall in order to find the optimal solution both $\theta _ { 1 }$ and $\theta _ { 2 }$ need to increase. Also note that the initial $\theta _ { 1 }$ and $\theta _ { 2 }$ determines the final solution. In particular, only if $\theta _ { 1 }$ and $\theta _ { 2 }$ are increasing at the beginning, they will converge to the desired solution. + +To make either $\theta _ { 1 }$ or $\theta _ { 2 }$ increase, we need to have + +$$ +( a + d - b - c ) \theta _ { 1 } + c - d > 0 \mathrm { o r } ( a + d - b - c ) \theta _ { 2 } + c - d > 0 +$$ + +Consider the scenario $a - b = \epsilon ( d - c )$ . In order to make Inequality equation 1 to hold, we need at least either θ1, θ2 ≥ 11+ . + +If we initialize $\theta _ { 1 } \sim [ 0 , 1 ]$ and $\theta _ { 2 } \sim [ 0 , 1 ]$ , the probability of either $\theta _ { 1 } , \theta _ { 2 } \geq \frac { 1 } { 1 + \epsilon }$ is $\begin{array} { r l r } { \mathrm { ~ } } & { { } } & { 1 - \left( \frac { 1 } { 1 + \epsilon } \right) ^ { 2 } = } \end{array}$ 2+ 1+2+2 = O (). + +Proof of Theorem 2. Using a similar observation as in Theorem 1, we know a necessary condition to make PG converge to a sub-optimal NE is + +$$ +( a + d - b - c ) \theta _ { 1 } + c - d < 0 \mathrm { o r } ( a + d - b - c ) \theta _ { 2 } + c - d < 0 . +$$ + +Based on our generating scheme on $a , b , c , d$ and the initialization scheme on $\theta _ { 1 } , \theta _ { 2 }$ , we can verify that Therefore, via a union bound, we know + +$$ +\mathbb { P } \left( ( a + d - b - c ) \theta _ { 1 } + c - d < 0 \mathrm { o r } ( a + d - b - c ) \theta _ { 2 } + c - d < 0 \right) \le 0 . 6 . +$$ + +Since each round is independent, the probability that PG fails for all $N$ times is upper bounded by $0 . 6 ^ { N }$ . Therefore, the success probability is lower bounded by $1 - 0 . 6 ^ { N } = 1 - \exp \bar { ( } - \Omega \left( N \right) )$ . + +# B ENVIRONMENT DETAILS + +# B.1 Iterative Stag-Hunt + +In Iterative Stag-Hunt, two agents play 10 rounds, that is, both PPO’s trajectory length and episode length are 10. Action of each agent is a 1-dimensional vector, $a _ { i } = \{ t _ { i } , \stackrel { . } { i } \in \{ 0 , 1 \} \bar \}$ , where $t _ { i } = 0$ denotes taking Stag action and $t _ { i } = 1$ denotes taking Hare action. Observation of each agent is actions taking by itself and its opponent in the last round, i.e., $o _ { i } ^ { r } = \{ a _ { i } ^ { r - 1 } , a _ { 1 - i } ^ { r - 1 } ; i \in \{ 0 , 1 \} \}$ , where $r$ denotes the playing round. Note that neither agent has taken action at the first round, so the observation $o _ { i } \dot { = } \dot { \{ - 1 , - 1 \} }$ . + +![](images/ecb1c5758c174c7779536c9c9401a57f7f50e11e4031e63f41710ce690e3ac2a.jpg) +Figure 12: Results on Monster-Hunt with 3 agents (3 seeds). + +# B.2 Monster-Hunt + +In Monster-Hunt, two agents can move one step in any of the four cardinal directions $( U p , D o w n$ , Left, Right) at each timestep. Let $a _ { i } = \{ t _ { i } , i \stackrel { - } { \in } \{ 0 , 1 \} \}$ denote action of agent $i$ , where $t _ { i }$ is a discrete 4-dimensional one-hot vector. The position of each agent can not exceed the border of 5-by-5 grid, where action execution is invalid. One Monster and two apples respawn in the different grids at the initialization. If an agent eats (move over in the grid world) an apple, it can gain 2 points. Sometimes, two agents may try to eat the same apple, the points will be randomly assigned to only one agent. Catching the monster alone causes an agent lose 2 points, but if two agents catch the stag simultaneously, each agent can gain 5 points. At each time step, the monster and apples will respawn randomly elsewhere in the grid world if they are wiped. In addition, the monster chases the agent closest to it at each timestep. The monster may move over the apple during the chase, in this case, the agent will gain the sum of points if it catches the monster and the apple exactly. Each agent’s observation $o _ { i }$ is a 10-dimensional vector and formed by concatenating its own position $p _ { i }$ , the other agent’s position $p _ { 1 - i }$ , monster’s positionpmonster and sorted apples’ position $p _ { a p p l e 0 } , p _ { a p p l e 1 }$ , i.e., $o _ { i } = \{ p _ { i } , p _ { 1 - i }$ , pmonster, papple0, papple1; $i \in \{ 0 , 1 \} \}$ , where $\boldsymbol { p } = \left( u , v \right)$ denotes the 2-dimensional coordinates in the gridworld. + +# B.3 Monster-Hunt WITH MORE THAN 2 AGENTS + +Here we consider extending RPG to the general setting of $N$ agents. In most of the multi-agent games, the reward function are fully symmetric for the same type of agents. Hence, as long as we can formulate the reward function in a linear form over a feature vector and a shared weight, i.e., $R ( s , a _ { 1 } , \ldots , a _ { N } ; i ) = \phi ( s , a _ { 1 } , \ldots , a _ { N } ; i ) ^ { T } w _ { i }$ , we can directly apply RPG without any modification by setting $\mathcal { R } = \{ R _ { w } : R _ { w } ( s , a _ { 1 } , \ldots , a _ { N } ; i ) = \phi ( s , a _ { 1 } , \ldots , a _ { N } ; i ) ^ { T } w \}$ . Note that typically the dimension of the feature vector $\phi ( \cdot )$ remains fixed w.r.t. different number of agents $( N )$ . For example, in the Agar.io game, no matter how many players are there in the game, the rule of how to get reward bonus and penalties remains the same. + +Here, we experiment RPG in Monster-Hunt with 3 agents. The results are shown in Fig. 12. We consider baselines including the standard PG (PG) and population-based training (PBT). RPG reliably discovers a strong cooperation strategy with a substantially higher reward than the baselines. + +# B.4 Escalation + +In Escalation, two agents appear randomly and one grid lights up at the initialization. If two agents step on the lit grid simultaneously, each agent can gain 1 point, and the lit grid will go out with an adjacent grid lighting up. Both agents can gain 1 point again if they step on the next lit grid together. But if one agent steps off the path, the other agent will lose $0 . 9 L$ points, where $L$ is the current length of stepping together, and the game is over. Another option is that two agents choose to step off the path simultaneously, neither agent will be punished, and the game continues. As the length $L$ of stepping together increases, the cost of betrayal increases linearly. $a _ { i } = \{ t _ { i } , i \in \{ 0 , 1 \} \}$ denotes action of agent $i$ , where $t _ { i }$ is a discrete 4-dimensional one-hot vector. The observation $a _ { i }$ of agent $i$ is composed of its own position $p _ { i }$ , the other agent’s position $p _ { 1 - i }$ and the lit grid’s position $p _ { l i t }$ i.e., $o _ { i } \stackrel { - } { = } \{ p _ { i } , p _ { 1 - i } , p _ { l i t } ; i \stackrel { - } { \in } \{ 0 , 1 \} \bar \}$ , where $\boldsymbol { p } = \left( u , v \right)$ denotes the 2-dimensional coordinates in the gridworld. Moreover, we utilize GRU to encode the length $L$ implicitly, instead of observing that explicitly. + +# B.5 Agar.io + +In the original online game Agar.io, multiple players are limited in a circle petri dish. Each player controls one or more balls using only a cursor and 2 keyboard keys "space" and "w". all balls belonging to the player will move forward to where the cursor pointing at. Balls larger than a threshold will split to 2 smaller balls and rush ahead when the player pressing the key "space". Balls larger than another threshold will emit tiny motionless food-like balls when the player pressing "w". Agar.io has many play modes like "Free-For-All" mode (All players fight for their own and can eat each other) and "Team" mode (Players are separated to two groups. They should cooperate with other players in the same group and eat other players belonging to another group). + +We simplified settings of the original game Agar.io: Now agents don’t need to emit tiny motionless balls and all fight with each other (FFA mode). The action space of the game is $t a r g e t \times \{ s p l i t , n o \_ s p l i t \}$ . target $\in \ [ 0 , 1 ] ^ { 2 }$ means the target position that all balls belonging to the agent move to. binary action split or no_split means whether the player chooses to split, which will cause all balls larger than a threshold split to 2 smaller ones and rush ahead for a short while. These split balls will re-merge after some time, then the agent can split again. When one agent’s ball meets another agent’s ball and the former one is at least 1.2 times larger than the later, the later will be eaten and the former will get all its mass. The reward is defined as the increment of balls’ mass. So every agent’s goal is getting larger by eating others while avoid being eaten. But larger ball moves slower. So it’s really hard to catch smaller balls only by chasing after it. Split will help, but it needs high accuracy to rush to the proper direction. In our experiments, there were 7 agents interacting with each other. 2 agents were learned by our algorithm and would quit the game if all balls were eaten. 5 agents were controlled by a script and would reborn at a random place if all balls were eaten. Learn-based agents were initialized larger than script-based agents so it was basically one-way catching. In this setting, cooperation was the most efficient behavior for learn-based agents to gain positive reward, where they coordinated to surround script-based agents and caught them. + +Observation space: We denote partial observation of agent $i$ as $o _ { i }$ , which includes global information of the agent (denoted as $o _ { i , g l o b a l } )$ and descriptions of all balls around the agent (including balls owned by the agent, denoted as $o _ { i , b a l l s }$ . and $o _ { i , b a l l s } = \{ o _ { i , b a l l , 1 } , o _ { i , b a l l , 2 } , . . . , o _ { i , b a l l , m } \}$ where $o _ { i , b a l l , j }$ denotes the $\mathrm { j }$ -th ball around the agent and there are $m$ observed balls in all). $o _ { i , g l o b a l } = \{ l _ { i , o b s } , w _ { i , o b s } , p _ { i , c e n t e r } , \ i$ $v _ { i }$ , $s _ { i , a l i v e }$ , $n _ { i , o w n }$ , $n _ { i }$ ,script, $n _ { i , o t h e r }$ , $a _ { i , l a s t } , r _ { i , m a x } , r _ { i , m i n } , m _ { i } \}$ where $l _ { i , o b s } , w _ { i , o b s }$ (they are both 1D filled with a real number, from here the form like (1D, real) will be used as the abbreviation) are the length and width of the agent’s observation scope, $p _ { i }$ ,center (2D, real) is its center position, $v _ { i }$ (2D, real) is the speed of its center, $s _ { i , a l i v e }$ (1D, binary) is whether the other learn-based agent is killed, $n _ { i , o w n } , n _ { i , s c r i p t } , n _ { i , o t h e r }$ (1D, real) are numbers of each type of balls nearby (3 types: belonging to me, or belonging to a script agent, or belonging to another learn-based agent), $a _ { i , l a s t }$ (3D, real) is the agent’s last action, $r _ { i , m a x } , r _ { i , m i n } ($ (1D, real) are maximal and minimal radius of all balls belonging to the agent. for any $j = 1 , 2 , . . . , m$ , $o _ { i , b a l l , j } =$ $\{ p _ { i , j , r e l a t i v e } , p _ { i , j , a b s o l u t e } , v _ { i , j } , v _ { i , j , r u s h } , r _ { i , j } , l \stackrel { \_ } { o g } ( r _ { i , j } ) , d _ { i , j } , e _ { i , j , m a x } , \stackrel { \_ } { e _ { i , j , m i n } } , s _ { i , j , r e m } , t _ { i , j } \}$ , where pi,j,relative, $p _ { i , j , a b s o l u t e }$ (2D, real) are the ball’s relative and absolute position, $v _ { i , j }$ is its speed, $v _ { i , j , r u s h }$ is the ball’s additional rushing speed(when a ball splits to 2 smaller balls, these 2 balls will get additional speed and it’s called $v _ { i , j , r u s h }$ , otherwise $v _ { i , j , r u s h } = \mathbf { 0 }$ ), $r _ { i , j }$ (1D, real) is its radius, $d _ { i , j }$ is the distance between the ball and the center of the agent, $e _ { i , j , m a x } , e _ { i , j , m i n } ( 1$ D, binary) are whether the ball can be eaten by the maximal or minimal balls of the observing agent, $s _ { i , j , r e m }$ (1D, binary) is whether the ball is able to remerge at present. $t _ { i , j } ( 3 \mathrm { D }$ , one hot) is the type of the ball. + +The script-base agent can automatically chase after and split towards other smaller agents. When facing extreme danger (we define "extreme danger" as larger learn-based agents being very close to it), it will use a 3-step deep-first-search to plan a best way for escape. More details of the script can be seen in our code. We played against the script-base agent using human intelligence for many times and we could never hunt it when having only one ball and rarely catch it by split. + +# C TRAINING DETAILS + +# C.1 GRIDWORLD GAMES + +In Monster-Hunt and Escalation, agents’ networks are organized by actor-critic (policy-value) architecture. We consider $N = 2$ agents with a policy profile $\pi = \{ \pi _ { 0 } , \pi _ { 1 } \}$ parameterized by $\theta = \left\{ \theta _ { 0 } , \theta _ { 1 } \right\}$ . The policy network $\pi _ { i }$ takes observation $o _ { i }$ as input, two hidden layers with 64 units are followed after that, and then outputs action $a _ { i }$ . While the value network takes as input observations of two agents, $o = \{ o _ { 0 } , o _ { 1 } \}$ and outputs the V-value of agent $i$ , similarly two hidden layers with 64 units are added before the output. + +In Escalation, we also place an additional GRU module before the output in policy network and value network respectively, to infer opponent’s intentions from historical information. Note that 64-dimensional hidden state of GRU $h$ will change if the policy network is updated. In order to both keep forward information and use backward information to compute generalized advantage estimate (GAE) with enough trajectories, we split buffer data into small chunks, e.g., 10 consecutive timesteps as a small data chunk. The initial hidden state $h _ { i n i t }$ , which is the first hidden state $h _ { 0 }$ , is kept for each data chunk, but do another forward pass to re-compute $\{ h _ { 1 } , . . . , h _ { M - 1 } \}$ , where $M$ represents the length of one data chunk, and keep buffer-reuse low, e.g., 4 in practice. + +Agents in Monster-Hunt and Escalation are trained by PPO with independent parameters. Adam optimizer is used to update network parameters and each experiment is executed for 3 times with random seeds. More optimization hyper-parameter settings are in Tab.6. In addition, Monster-Hunt also utilizes GRU modules to infer opponent’s identity during adaption training and the parallel threads are set to 64. + +Count-based exploration: We just add the count-based exploration intrinsic reward $r _ { i n t }$ to the environment reward during training. when the agent’s observation is o, $r _ { i n t } = \alpha / n _ { o }$ where $\alpha$ is a hyperparameter adjusted properly (0.3 in Monster-Hunt and 1 in Escalation) and $n _ { o }$ is the number of times the agent have the observation o. + +DIAYN: In Monster-Hunt, we use DIAYN to train 10 diverse policy in the first 140k episodes (DIAYN’s discriminator has 3 FC layers with 256, 128, 10 units respectively) and choose the policy which has the best performance in Monster-Hunt’s reward settings to fine-tune in the next 280k episodes. Note that DIAYN doesn’t have a warm-start phase before fine-tuning in its original paper so we didn’t do so as well. Note that in the first unsupervised learning phase, DIAYN does not optimize for any specific reward function. Hence, we did not plot the reward curve for DIAYN in Fig.7 for this phase. Instead, we simply put a dashed line showing the reward of the best selected pair of policies from DIAYN pretraining. + +MAVEN: We use the open-sourced implementation of MAVEN from https://github.com/ AnujMahajanOxf/MAVEN. + +Population-based training: In each PBT trial, we straightforward train the same amount of parallel PG policies as RPG with different random seeds in each problem respectively and choose the one with best performance as the final policy. Note that the final training curve is averaged over 3 PBT trials. + +# C.2 Agar.io + +In Agar.io, we used PPO as our algorithm and agents’ networks were also organized by actor-critic (policy-value) architecture with a GRU unit (i.e., PPO-GRU). We consider $N = 2$ agents with a policy profile $\pi = \{ \pi _ { 0 } , \pi _ { 1 } \}$ sharing parameter $\theta$ . The policy network $\pi _ { i }$ takes observation $o _ { i }$ as input. At the beginning, like (Baker et al., 2019), $o _ { i , b a l l s }$ is separated to 3 groups according to balls’ types: $o _ { i }$ ,ownballs, $O _ { i , s c r i p t b a l l s }$ and $O _ { i , o t h e r b a l l s }$ . 3 different multi-head attention models with 4 heads and 64 units for transformation of keys, inquiries and values are used to embed information of 3 types of balls respectively, taking corresponding part of $o _ { i , b a l l s }$ as values and inquiries and $O _ { i , g l o b a l }$ as keys. Then their outputs are concatenated and transformed by an FC layer with 128 units before being sent to a GRU block with 128 units. After that, the hidden state is copied to 2 heads for policy’s and value’s output. The policy head starts with 2 FC layers both with 128 units and ends with 2 heads to generate discrete(split or no_split) and continuous(target) actions. The value head has $3 \mathrm { F C }$ layers with 128, 128, 1 unit respectively and outputs a real number. + +
Hyper-parametersValue
Initial learning rate1e-3
Minibatch size320 chunks of 10 timesteps
Adam stepsize (ε)1e-5
Discount rate (γ)0.99
GAE parameter (入)0.95
Value loss coefficient1
Entropy coefficient0.01
Gradient clipping0.5
PPO clipping parameter0.2
Parallel threads64(Escalation),256(Monster-Hunt)
PPO epochs4
reward scale parameter0.1
episode length50
+ +Table 6: PPO hyper-parameters used in Gridworld games, learning rate is linearly annealed during training. +Table 7: PPO hyper-parameters used in Agar.io + +
Hyper-parametersValue
Learning rate2.5e-4
Minibatch size2 * 512 chunks of 32 timesteps
Adam stepsize (ε)1e-5
Discount rate ()0.995
GAE parameter (入)0.95
Value loss coefficient0.5
action loss coefficient1
Entropy coefficient0.01(discrete), 0.0025(continuous)
Gradient clipping20
PPO clipping parameter0.1
Parallel threads128
PPO epochs4
episode length128
+ +PPO-GRU was trained with 128 parallel environment threads. Agar.io’s episode length was uniformrandomly sampled between 300 and 400 both when training and evaluating. Buffer data were split to small chunks with length $, \ b = 3 2$ in order to diversify training data and stabilize training process. and the buffer was reused for 4 times to increase data efficiency. Hidden states of each chunk except at the beginning were re-computed after each reuse to sustain PPO’s "on-policy" property as much as possible. Action was repeated for 5 times in the environment whenever the policy was executed and only the observation after the last action repeat was sent to the policy. Each training process started with a curriculum-learning in the first $1 . 5 e 7$ steps: Speed of script agents was multiplied with $x$ , where $x$ is uniformly random-sampled between $m \bar { a } x \{ 0 , ( n - 1 e 7 ) / 5 e 6 \bar { \} }$ and $m i n \{ 1 , \bar { m } a x \{ 0 , ( n - 5 e 6 ) / 5 e 6 \} \}$ at the beginning of each episode, where $n$ was the steps of training. After the curriculum learning, Speed was fixed to the standard. Each experiment was executed for 3 times with different random seeds. Adam optimizer was used to update network parameters. More optimization hyper-parameter settings are in Tab.7. + +# D ADDITIONAL EXPERIMENT RESULTS + +# D.1 Monster-Hunt + +In Monster-Hunt, we set $C _ { \mathrm { m a x } } = 5$ for sampling $w$ . Fig. 13 illustrates the policies discovered by several selected $w$ values, where different strategic modalities can be clearly observed: e.g., with $w = [ 0 , 5 , 0 ]$ , agents always avoid monsters and only eat apples. In Fig. 14, it’s worth noting that $w = [ 5 , 0 , 2 ]$ could yield the best policy profile (i.e., two agents move together to hunt the monster.) + +![](images/334cc78dcf217dedbd6ea95c887a22933982c1728e9ad39396c9117b82089156.jpg) +Figure 13: Statistics of different policy profiles in Monster-Hunt.#Coop.-Hunt: frequency of both agents catching the monster; #Single-Hunt: frequency of agents meeting the monster alone; #Apple: apple frequency. + +![](images/9bfdc26c474d71c1651b655daebe2e3d5c46f32889113c4fe339c424f3a4c80f.jpg) +Figure 14: Results in original Monster-Hunt. Original: PG in the original game; Share reward: PG with shared reward in the original game; Finetune: fine-tuning the best policy obtained in the RR phase and yielding the highest reward in the original game. + +and doesn’t even require further fine-tuning with some seeds. But the performance of $w = [ 5 , 0 , 2 ]$ is significantly unstable and it may converge to another NE (i.e., two agents move to a corner and wait for the monster.) with other seeds. So $w \mathbf { \bar { \rho } } = [ 5 , 0 , 5 ]$ , which yields stable strong cooperation strategies with different seeds, will be chosen in RR phase when $w = \mathbf { \bar { [ } 5 , 0 , 2 ] }$ performs poorly. We demonstrate the obtained rewards from different policies in Fig. 14, where the policies learned by RPG produces the highest rewards. + +# D.2 Agar.io + +# D.2.1 STANDARD SETTING + +We sampled 4 different $w$ and they varied in different degrees of cooperation. We also did experiments using only baseline PG or PG with intrinsic reward generated by Random Network distillation (RND) to compare with RPG. RR lasted for 40M steps, but only the best reward parameter in RR $\begin{array} { r } { { \bf \nabla } w = [ 1 , 1 ] , } \end{array}$ ) was warmed up for 3M steps and fine-tuned for 17M steps later. PG and RND were also trained for 60M steps in order to compare with RPGfairly. In Fig. 15, we can see that PG and RND produced very low rewards because they all converged to non-cooperative policies. $w = [ 1 , 1 ]$ produced highest rewards after RR, and rewards boosted higher after fine-tuning. + +![](images/ad1fabf1188c904ecb376a85b5d2097c6b3f42944fc70797fd52275b809c25b2.jpg) +Figure 15: statistics of standard setting of Agar.io. (a) to (d) illustrate frequencies of Split, Hunt, Attack and Cooperate during training under different reward parameters and algorithms. Split means catching a script agent ball by splitting, Hunt means catching a script agent ball without splitting, Attack means catching a learn-based agent ball, Cooperate means catching a script agent ball while the other learn-based agent is close by.(the same below) (e) illustrates rewards of different policies. + +# D.2.2 AGGRESSIVE SETTING + +We sampled 5 different $w$ and their behavior were much more various. the other training settings were the same as standard setting. in Fig. 16, we should notice that simply sharing reward $( w \bar { = } [ 1 , 1 ]$ ) didn’t get very high reward because attacking each other also benefits each other, so 2 agents just learned to sacrifice, Again, Fig. 16 illustrates that rewards of RPG was far ahead the other policies while both PG and PG+RND failed to learn cooperative strategies. + +We also listed all results of Standard and Aggressive setting in Tab. 8 for clearer comparison. + +# D.2.3 UNIVERSAL REWARD-CONDITIONED POLICY + +We also tried to train a universal policy conditioned on $w$ by randomly sampling different $w$ at the beginning of each episode during training rather than fixing different $w$ and training the policy later on. But as Fig. 17 illustrates, the learning process was very unstable and model performed almost the same under different $w$ due to the intrinsic disadvantage of an on-policy algorithm dealing with multi-tasks: the learning algorithm may pay more effort on $w$ where higher rewards are easier to get but ignore the performance on other $w$ , which made it very hard to get diverse behaviors. + +![](images/1a10b064ba65490ffeac4eba2ebe72ac72d717d9395daa65f72d0f0e82e33f34.jpg) +Figure 16: Statistics of aggressive setting of Agar.io. (a) to (d) illustrate frequencies of Split, Hunt, Attack and Cooperate during training under different reward parameters and algorithms.(e) illustrates rewards of different policies. + +# D.3 LEARN ADAPTIVE POLICY + +In this section, we add the opponents’ identity $\psi$ in the input of the value network to stable the training process and boost the performance of the adaptive agent. $\psi$ is a $C$ -dimensional one-hot vector, where $C$ denotes the number of opponents. + +# D.3.1 Iterative Stag-Hunt + +In Iterative Stag-Hunt, we randomize the payoff matrix, which is a 4-dimensional vector, and set $C _ { m a x } = 4$ for sampling $w$ . The parallel threads are 512 and the episode length is 10. Other training hyper-parameter settings are the same as Tab.6. Fig 18 describes different $w = [ a , b , c , d ]$ (i.e., + +![](images/e901c579af79b0a34b01392ca34604addce8f345557c3c9725f742b6893b6538.jpg) +Figure 17: Statistics of Universal policy of Agar.io. (a) to (d) illustrate the frequency of Split, Hunt, Attack and Cooperate when fixing different $w$ while evaluating. + +Table 8: Frequencies of 4 types of events and rewards of different policies of Agar.io after completely training. $[ 4 , 0 , 0 , 0 ]$ , $[ 0 , 0 , 0 , 4 ]$ , [0, 4, 4, 0], [4, 1, 4, 0]) yields different policy profiles. e.g., with $w = [ 0 , 0 , 0 , 4 ]$ , both agents tend to eat the hare. The original game corresponds to $w = [ 4 , 3 , - 5 0 , 1 ]$ . Tab. 9 reveals $w = [ 4 , 0 , 0 , 0 ]$ yields the highest reward and reaches the optimal NE without further fine-tuning. + +
SettingsPolicyRewards#Split#Hunt#Attack#Cooperate
Standardw=[1,1] RPG3.843(0.23) 4.34(0.171)0.859(0.083) 0.971(0.13)0.411(0.034) 0.659(0.048)0.526(0.064) 0.548(0.038)2.203(0.136) 2.028(0.297)
w=[0.5,1]3.827(0.489)0.807(0.192)0.365(0.106)0.15(0.064)2.342(0.286)
w=[1,0.5]3.174(0.653)0.718(0.148)0.432(0.026)0.458(0.031)1.716(0.418)
Original1.08(0.836)0.3(0.19)0.361(0.134)0.291(0.098)0.483(0.442)
RND PBT2.789(0.346)0.499(0.061)0.623(0.128)0.242(0.037)1.349(0.164)
Aggressive3.822(0.347)0.744(0.129)0.585(0.146)0.297(0.055)1.935(0.167)
w=[0,0]5.966(0.539)1.195(0.155)0.699(0.008)0.517(0.066)1.603(0.127)
RPG8.907(0.292)1.655(0.138)0.862(0.053)0.903(0.081)2.039(0.209)
w=[0,1]5.066(0.375)0.785(0.041)0.344(0.049)0.346(0.058)2.327(0.311)
w=[1,1]4.622(0.277)0.836(0.304)0.934(0.108)0.552(0.019)0.028(0.023)
w=[0.5,1]4.79(0.588)0.678(0.31)0.617(0.28)0.67(0.194)0.55(0.643)
Original3.551(0.121)0.717(0.032)0.812(0.078)0.412(0.018)0.027(0.026)
RND3.189(0.154)0.626(0.065)0.705(0.008)0.382(0.029)0.035(0.027)
PBT3.348(0.222)0.697(0.133)0.732(0.096)0.396(0.014)0.007(0.005)
+ +
Original1w=[4,0,0,0]w=[0,0,0,4]w=[0,4,4,0]w=[4,1,4,0]
#Rewards20.00(0.00)74.76(2.88)20.00(0.00)-470.0(0.00)-453.45(0.25)
+ +Table 9: Evaluation of different policy profiles obtained via RR in original Iterative Stag-Hunt. Not that $w = [ 4 , 0 , 0 , 0 ]$ has the best performance among the policy profiles, and is the optimal NE wit no further fine-tuning. + +![](images/fb8b344194c190d9bcc1d6177178662664a18057c58a91749386e70be78c5e56.jpg) +Figure 18: Find different policy profiles via Reward Randomization in Iterative Stag-Hunt. #StagStag: the frequency of two agents both hunt the stag. #Stag-Hare: the frequency of agent1 hunts the stag while agent2 eats the hare. #Hare-Stag: the frequency of agent1 eat the hare while agent2 hunts the stag. #Hare-Hare: the frequency of two agents both eat the hare. Frequency: times of certain behavior performed in one episode. + +
Oppo. TypeStagHareTFTRandom
#Stag9.31(0.77)3.6(4.33)7.31(3.82)5.35(3.48)
#Hare0.69(0.77)6.4(4.33)2.69(3.81)4.65(3.48)
+ +Table 10: Statistics of the adaptive policy in Iterative Stag-Hunt with 4 hand-designed opponents with different behavior preferences. #Stag: the adaptive agent hunts the stag; #Hare: the adaptive agent eats the hare; The adaptive policy successfully exploits different opponents, including cooperating with TFT opponent, which is totally different from trained opponents. + +Utilizing 4 different strategies obtained in the RR phase as opponents, we could train an adaptive policy which can make proper decisions according to opponent’s identity. Fig. 19 shows the adaption training curve, we can see that the policy yields adaptive actions stably after $5 e 4$ episodes. At the evaluation stage, we introduce 4 hand-designed opponents to test the performance of the adaptive policy, including Stag opponent (i.e., always hunt the stag), Hare opponent (i.e., always eat the hare), Tit-for-Tat (TFT) opponent (i.e., always hunt the stag at the first step, and then take the action executed by the other agent in the last step), and Random opponent (i.e., randomly choose to hunt the stag or eat the hare at each step). Tab. 10 illustrates that the adaptive policy exploits all hand-designed strategies, including Tit-for-Tat opponent, which significantly differ from the trained opponents. + +# D.3.2 Monster-Hunt + +We use the policy population $\Pi _ { 2 }$ trained by $_ { 4 \ w }$ values (i.e., $w = [ 5 , 1 , - 5 ] , w = [ 4 , 2 , - 2 ] , w =$ $[ 0 , 5 , 0 ] , w = [ 5 , \dot { 0 , } \dot { 5 } ] )$ in the RR phase as opponents for training the adaptive policy. In addition, we sample other $4 \ w$ values (i.e., $\bar { w } = [ 5 , 0 , \bar { 0 } ] , w = [ - 5 , 5 , - 5 ] , \bar { w } = [ - \bar { 5 } , 0 , 5 \bar { ] } , w = [ 5 , - 5 , 5 ] )$ from $C _ { m a x } = 5$ to train new opponents for evaluation. Fig. 20 shows the adaption training curve of the monster-hunt game, where the adaptive policy could take actions stably according to the opponent’s identity. + +![](images/477550c9229c71efa66a399e1cb5b13603df1cabd6bea611fb25fbdddf42aff8.jpg) +Figure 19: Adaption training curve in Iterative Stag-Hunt. #Stag-Stag: frequency of both agents hunting the stag. #Stag-Hare: frequency of agent1 hunting the stag while agent2 eating the hare. #Hare-Stag: frequency of agent1 eating the hare while agent2 hunting the stag. #Hare-Hare: frequency of both agents eating the hare. Frequency: times of certain behavior performed in one episode. + +![](images/675d8f2aeff8b456eb607b2a781ae7e54a72e8a274c6ad6ef492d06f55dec7fc.jpg) +Figure 20: Adaption training statistics of Monster-Hunt. #Coop.-Hunt: frequency of both agents catching the monster; #Single-Hunt: the adaptive agent meets the monster alone; #Apple: apple frequency. + +# D.3.3 Agar.io + +In Agar.io, we used 2 types of policies from RR: $w = [ 1 , 0 ]$ (i.e. cooperative) and $w = [ 0 , 1 ]$ (i.e. competitive) as opponents, and trained a adaptive policy facing each opponent with probability $= 5 0 \%$ in standard setting while only its value head could know the opponent’s type directly. Then we supposed the policy could cooperate or compete properly with corresponding opponent. As Fig. 21 illustrates, the adaptive policy learns to cooperate with cooperative partners while avoid being exploited by competitive partners and exploit both partners. + +More details about training and evaluating process: Oracle pure-cooperative policies are learned against a competitive policy for 4e7 steps. So do oracle pure-competitive policies. And the adaptive policy is trained for 6e7 steps. the length of each episode is 350 steps (the half is 175 steps). When evaluating, The policy against the opponent was the adaptive policy in first 175 steps whatever we are testing adaptive or oracle policies. When we tested adaptive policies, the policy against the opponent would keep going for another 175 steps while the opponent would changed to another type and its hidden state would be emptied to zero. When we tested oracle policies, the policy against the opponent would turn to corresponding oracle policies and the opponent would also changed its type while their hidden states were both emptied. + +![](images/5e488f7d9869f7630eac66364781d32588294a12dff909213b3367d7f15025fd.jpg) +Figure 21: Statistics of adaptation experiments of Agar.io. (a),(b) illustrate frequencies of Cooperate and Attack when the adaptive policy was facing different partners. In (a), we can see that the agent learned to cooperate when the partner was cooperative; In (b), the descend of the "v.s. competitive partner" line at the beginning indicates that the adaptive policy was learning to avoid being exploit; The rising of both lines in the end indicates that the adaptive policy was also learning to exploit its partner. \ No newline at end of file diff --git a/parse/train/lvRTC669EY_/lvRTC669EY__content_list.json b/parse/train/lvRTC669EY_/lvRTC669EY__content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..86e2e84493261e8da36b836ea327613433a481c6 --- /dev/null +++ b/parse/train/lvRTC669EY_/lvRTC669EY__content_list.json @@ -0,0 +1,3130 @@ +[ + { + "type": "text", + "text": "DISCOVERING DIVERSE MULTI-AGENT STRATEGIC BEHAVIOR VIA REWARD RANDOMIZATION ", + "text_level": 1, + "bbox": [ + 176, + 98, + 823, + 146 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Zhenggang $\\mathbf { T a n g ^ { * 1 6 \\dagger } }$ , Chao $\\mathbf { V } \\mathbf { u } ^ { * 1 \\sharp }$ , Boyuan Chen3, Huazhe $\\mathbf { X } \\mathbf { u } ^ { 3 }$ , Xiaolong Wang4, \nFei Fang5, Simon $\\mathbf { D } \\mathbf { u } ^ { 7 }$ , Yu Wang1, Yi $\\mathbf { \\dot { W } u } ^ { 1 2 \\sharp }$ \n1 Tsinghua University, 2 Shanghai Qi Zhi Institute, 3 UC Berkeley, 4 UCSD, 5 CMU, \n6 Peking University, 7 University of Washington \n]zoeyuchao@gmail.com, \\jxwuyi@gmail.com ", + "bbox": [ + 184, + 167, + 746, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ABSTRACT ", + "text_level": 1, + "bbox": [ + 454, + 263, + 544, + 279 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "We propose a simple, general and effective technique, Reward Randomization for discovering diverse strategic policies in complex multi-agent games. Combining reward randomization and policy gradient, we derive a new algorithm, RewardRandomized Policy Gradient $( R { \\bar { P } } { \\bar { G } } )$ . RPG is able to discover multiple distinctive human-interpretable strategies in challenging temporal trust dilemmas, including grid-world games and a real-world game Agar.io, where multiple equilibria exist but standard multi-agent policy gradient algorithms always converge to a fixed one with a sub-optimal payoff for every player even using state-of-the-art exploration techniques. Furthermore, with the set of diverse strategies from RPG, we can (1) achieve higher payoffs by fine-tuning the best policy from the set; and (2) obtain an adaptive agent by using this set of strategies as its training opponents. The source code and example videos can be found in our website: https://sites.google. com/view/staghuntrpg. ", + "bbox": [ + 233, + 292, + 766, + 454 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 INTRODUCTION ", + "text_level": 1, + "bbox": [ + 176, + 472, + 336, + 487 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Games have been a long-standing benchmark for artificial intelligence, which prompts persistent technical advances towards our ultimate goal of building intelligent agents like humans, from Shannon’s initial interest in Chess (Shannon, 1950) and IBM DeepBlue (Campbell et al., 2002), to the most recent deep reinforcement learning breakthroughs in Go (Silver et al., 2017), Dota II (OpenAI et al., 2019) and Starcraft (Vinyals et al., 2019). Hence, analyzing and understanding the challenges in various games also become critical for developing new learning algorithms for even harder challenges. ", + "bbox": [ + 174, + 498, + 825, + 580 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Most recent successes in games are based on decentralized multi-agent learning (Brown, 1951; Singh et al., 2000; Lowe et al., 2017; Silver et al., 2018), where agents compete against each other and optimize their own rewards to gradually improve their strategies. In this framework, Nash Equilibrium (NE) (Nash, 1951), where no player could benefit from altering its strategy unilaterally, provides a general solution concept and serves as a goal for policy learning and has attracted increasingly significant interests from AI researchers (Heinrich & Silver, 2016; Lanctot et al., 2017; Foerster et al., 2018; Kamra et al., 2019; Han & Hu, 2019; Bai & Jin, 2020; Perolat et al., 2020): many existing works studied how to design practical multi-agent reinforcement learning (MARL) algorithms that can provably converge to an NE in Markov games, particularly in the zero-sum setting. ", + "bbox": [ + 174, + 587, + 825, + 710 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Despite the empirical success of these algorithms, a fundamental question remains largely unstudied in the field: even if an MARL algorithm converges to an NE, which equilibrium will it converge to? The existence of multiple NEs is extremely common in many multi-agent games. Discovering as many NE strategies as possible is particularly important in practice not only because different NEs can produce drastically different payoffs but also because when facing unknown players who are trained to play an NE strategy, we can gain advantage by identifying which NE strategy the opponent is playing and choosing the most appropriate response. Unfortunately, in many games where multiple distinct NEs exist, the popular decentralized policy gradient algorithm (PG), which has led to great successes in numerous games including Dota II and Stacraft, always converge to a particular NE with non-optimal payoffs and fail to explore more diverse modes in the strategy space. ", + "bbox": [ + 174, + 717, + 825, + 853 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Consider an extremely simple example, a 2-by-2 matrix game Stag-Hunt (Rousseau, 1984; Skyrms, 2004), where two pure strategy NEs exist: a “risky” cooperative equilibrium with the highest payoff for both agents and a “safe” non-cooperative equilibrium with strictly lower payoffs. We show, from both theoretical and practical perspectives, that even in this simple matrix-form game, PG fails to discover the high-payoff “risky” NE with high probability. The intuition is that the neighborhood that makes policies converge to the “risky” NE can be substantially small comparing to the entire policy space. Therefore, an exponentially large number of exploration steps are needed to ensure PG discovers the desired mode. We propose a simple technique, Reward Randomization (RR), which can help PG discover the “risky” cooperation strategy in the stag-hunt game with theoretical guarantees. The core idea of RR is to directly perturb the reward structure of the multi-agent game of interest, which is typically low-dimensional. RR directly alters the landscape of different strategy modes in the policy space and therefore makes it possible to easily discover novel behavior in the perturbed game (Fig. 1). We call this new PG variant Reward-Randomized Policy Gradient (RPG). ", + "bbox": [ + 176, + 859, + 821, + 888 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 103, + 823, + 185 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 185, + 517, + 294 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/da8430120052a78005ee9d6753524aa0aa78f9c061320df420cf6133e631532c.jpg", + "image_caption": [ + "Figure 1: Intuition of Reward Randomization " + ], + "image_footnote": [], + "bbox": [ + 532, + 193, + 821, + 272 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 176, + 294, + 712, + 308 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To further illustrate the effectiveness of RPG, we introduce three Markov games – two gridworld games and a real-world online game Agar.io. All these games have multiple NEs including both “risky” cooperation strategies and “safe” non-cooperative strategies. We empirically show that even with state-of-the-art exploration techniques, PG fails to discover the “risky” cooperation strategies. In contrast, RPG discovers a surprisingly diverse set of human-interpretable strategies in all these games, including some non-trivial emergent behavior. Importantly, among this set are policies achieving much higher payoffs for each player compared to those found by PG. This “diversityseeking” property of RPG also makes it feasible to build adaptive policies: by re-training an RL agent against the diverse opponents discovered by RPG, the agent is able to dynamically alter its strategy between different modes, e.g., either cooperate or compete, w.r.t. its test-time opponent’s behavior. ", + "bbox": [ + 173, + 314, + 826, + 452 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We summarize our contributions as follow ", + "bbox": [ + 174, + 458, + 450, + 472 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "• We studied a collection of challenging multi-agent games, where the popular multi-agent PG algorithm always converges to a sub-optimal equilibrium strategy with low payoffs. • A novel reward-space exploration technique, reward randomization (RR), for discovering hard-to-find equilibrium with high payoffs. Both theoretical and empirical results show that reward randomization substantially outperforms classical policy/action-space exploration techniques in challenging trust dilemmas. • We empirically show that RR discovers surprisingly diverse strategic behaviors in complex Markov games, which further provides a practical solution for building an adaptive agent. • A new multi-agent environment Agar.io, which allows complex multi-agent strategic behavior. We released the environment to the community as a novel testbed for MARL research. ", + "bbox": [ + 215, + 486, + 825, + 648 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 A MOTIVATING EXAMPLE: STAG HUNT", + "text_level": 1, + "bbox": [ + 174, + 667, + 534, + 684 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We start by analyzing a simple problem: finding the NE with the optimal payoffs in the Stag Hunt game. This game was originally introduced in Rousseau’s work, “A discourse on inequality” (Rousseau, 1984): a group of hunters are tracking a big stag silently; now a hare shows up, each hunter should decide whether to keep tracking the stag or kill the hare immediately. This leads to the 2-by-2 matrix-form stag-hunt game in Tab. 1 with two actions for each agent, Stag (S) and Hare (H). There are two pure strategy NEs: the Stag NE, where both agents choose S and receive a high payoff $a$ (e.g., $a = 4$ ), and the Hare NE, where both agents choose $_ \\mathrm { H }$ and receive a lower payoff $d$ (e.g., $d = 1$ ). The Stag NE is “risky” because if one agent defects, they still receives a decent reward $b$ (e.g., $b = 3$ ) for eating the hare alone while the other agent with an S action may suffer from a big loss $c$ for being hungry (e.g., $c = - 1 0$ ). ", + "bbox": [ + 174, + 698, + 651, + 780 + ], + "page_idx": 1 + }, + { + "type": "table", + "img_path": "images/c31da0bd8d925b7ff291c7cfe43a03609be10d22b48f0534303c98a369e63e2b.jpg", + "table_caption": [], + "table_footnote": [ + "Table 1: The stag-hunt game, $a > b \\geq d > c$ . " + ], + "table_body": "
StagHare
Staga,ac,b
Hareb,cd,d
", + "bbox": [ + 665, + 696, + 823, + 742 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 780, + 825, + 849 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Formally, let $A = \\{ \\mathrm { S } , \\mathrm { H } \\}$ denote the action space, $\\pi _ { i } ( \\theta _ { i } )$ denote the policy for agent $i$ $( i \\in \\{ 1 , 2 \\}$ ) parameterized by $\\theta _ { i }$ , i.e., $P [ \\pi _ { i } ( \\theta _ { i } ) = \\mathbf { S } ] = \\theta _ { i }$ and $P [ \\pi _ { i } ( \\theta _ { i } ) = \\mathrm { H } ] = 1 - \\theta _ { i }$ , and $R ( a _ { 1 } , a _ { 2 } ; i )$ denote the payoff for agent $i$ when agent 1 takes action $a _ { 1 }$ and agent 2 takes action $a _ { 2 }$ . Each agent $i$ optimizes its expected utility $U _ { i } ( \\pi _ { 1 } , \\pi _ { 2 } ) = \\mathbb { E } _ { a _ { 1 } \\sim \\pi _ { 1 } , a _ { 2 } \\sim \\pi _ { 2 } } \\left[ R ( a _ { 1 } , a _ { 2 } ; i ) \\right]$ . Using the standard policy gradient algorithm, a typical learning procedure is to repeatedly take the following two steps until convergence1: (1) estimate gradient $\\nabla _ { i } = \\nabla U _ { i } ( \\pi _ { 1 } , \\pi _ { 2 } )$ via self-play; (2) update the policies by $\\theta _ { i } \\gets \\theta _ { i } + \\alpha \\nabla _ { i }$ with learning rate $\\alpha$ . Although PG is widely used in practice, the following theorem shows in certain scenarios, unfortunately, the probability that PG converges to the Stag NE is low. ", + "bbox": [ + 174, + 854, + 825, + 924 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 823, + 145 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Theorem 1. Suppose $a - b = \\epsilon ( d - c )$ for some $0 < \\epsilon < 1$ and initialize $\\theta _ { 1 } , \\theta _ { 2 } \\sim \\mathrm { U n i f } \\left[ 0 , 1 \\right]$ . Then the probability that PG discovers the high-payoff NE is upper bounded by $\\frac { 2 \\epsilon + \\epsilon ^ { 2 } } { 1 + 2 \\epsilon + \\epsilon ^ { 2 } }$ . ", + "bbox": [ + 173, + 151, + 821, + 185 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Theorem 1 shows when the risk is high (i.e., $c$ is low), then the probability of finding the Stag NE via PG is very low. Note this theorem applies to random initialization, which is standard in RL. ", + "bbox": [ + 173, + 200, + 823, + 228 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Remark: One needs at least $\\begin{array} { r } { N = \\Omega \\left( \\frac { 1 } { \\epsilon } \\right) } \\end{array}$ restarts to ensure a constant success probability. ", + "bbox": [ + 169, + 233, + 767, + 251 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Fig. 2 shows empirical studies: we select 4 value assignments, i.e., $c \\in$ $\\{ \\bar { - 5 } , - 2 0 , - 5 0 , \\bar { - 1 0 0 } \\}$ and $a { = } 4 , b { = } 3 , d { = } 1$ , and run a state-of-the-art PG method, proximal policy optimization (PPO) (Schulman et al., 2017), on these games. The Stag NE is rarely reached, and, as $c$ becomes smaller, the probability of finding the Stag NE significantly decreases. Peysakhovich & Lerer (2018b) provided a theorem of similar flavor without analyzing the dynamics of the learning algorithm whereas we explicitly characterize the behavior of PG. They studied a prosocial reward-sharing scheme, which transforms the reward of both agents to $R ( a _ { 1 } , a _ { 2 } ; 1 ) + R ( a _ { 1 } , a _ { 2 } ; 2 )$ . Reward sharing can be viewed as a special case of our method and, as shown in Sec. 5, it is insufficient for solving complex temporal games. ", + "bbox": [ + 173, + 256, + 647, + 406 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/111a9080e864c86fbd34e190cfe93d2c02eb2555d600729c401b9a18d5a02690.jpg", + "image_caption": [ + "Figure 2: PPO in stag hunt, with $a { = } 4$ , $b { = } 3$ , $d { = } 1$ and various $c$ (10 seeds). " + ], + "image_footnote": [], + "bbox": [ + 661, + 258, + 813, + 348 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 REWARD RANDOMIZATION IN THE MATRIX-FORM STAG-HUNT GAME ", + "text_level": 1, + "bbox": [ + 176, + 426, + 700, + 440 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "9 Thm. 1 suggests that the utility function $R$ highly influences what strategy PG might learn. Taking one step further, even if a strategy is difficult to learn with a particular $R$ , it might be easier in some other function $R ^ { \\prime }$ . Hence, if we can define an appropriate space $\\mathcal { R }$ over different utility functions and draw samples from $\\mathcal { R }$ , we may possibly discover desired novel strategies by running PG on some sampled utility function $R ^ { \\prime }$ and evaluating the obtained policy profile on the original game with $R$ We call this procedure Reward Randomization (RR). ", + "bbox": [ + 173, + 450, + 825, + 534 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Concretely, in the stag-hunt game, $R$ is parameterized by 4 variables $( a _ { R } , b _ { R } , c _ { R } , d _ { R } )$ . We can define a distribution over $\\bar { \\mathbb { R } ^ { 4 } }$ , draw a tuple $\\bar { R ^ { \\prime } } = ( a _ { R ^ { \\prime } } , b _ { R ^ { \\prime } } , \\dot { c } _ { R ^ { \\prime } } , d _ { R ^ { \\prime } } )$ from this distribution, and run PG on $R ^ { \\prime }$ . Denote the original stag-hunt game where the Stag NE is hard to discover as $R _ { 0 }$ . Reward randomization draws $N$ perturbed tuples $R _ { 1 } , \\ldots , R _ { N }$ , runs PG on each $R _ { i }$ , and evaluates each of the obtained strategies on $R _ { 0 }$ . The theorem below shows it is highly likely that the population of the $N$ policy profiles obtained from the perturbed games contains the Stag NE strategy. ", + "bbox": [ + 173, + 540, + 825, + 622 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Theorem 2. For any Stag-Hunt game, suppose in the $i$ -th run of RR we randomly generate $a _ { R _ { i } } , b _ { R _ { i } } , c _ { R _ { i } } , d _ { R _ { i } } \\sim \\mathrm { U n i f } [ - 1 , 1 ]$ and initialize $\\theta _ { 1 } , \\theta _ { 2 } \\sim \\mathrm { U n i f } [ 0 , 1 ] ,$ , then with probability at least $1 - 0 . 6 ^ { N } = 1 - \\exp \\left( - \\Omega \\left( N \\right) \\right)$ , the aforementioned RR procedure discovers the high-payoff NE. ", + "bbox": [ + 174, + 630, + 825, + 672 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Here we use the uniform distribution as an example. Other distributions may also help in practice Comparing Thm. 2 and Thm. 1, RR significantly improves standard PG w.r.t. success probability. ", + "bbox": [ + 174, + 688, + 821, + 715 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Remark 1: For the scenario studied in Thm. 1, to achieve a $( 1 - \\delta )$ success probability for some $0 < \\delta < 1$ , $P G$ requires at least $\\begin{array} { r } { N = \\Omega \\left( \\frac { 1 } { \\epsilon } \\log \\left( \\frac { 1 } { \\delta } \\right) \\right) } \\end{array}$ random restarts. For the same scenario, RR only requires to repeat at most $N = O \\left( \\log \\bar { ( } 1 / \\delta ) \\right)$ which is independent of \u000f. When $\\epsilon$ is small, this is a huge improvement. ", + "bbox": [ + 173, + 722, + 825, + 780 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Remark 2: Thm. 2 suggests that comparing with policy randomization, perturbing the payoff matrix makes it substantially easier to discover a strategy that can be hardly reached in the original game. ", + "bbox": [ + 173, + 786, + 823, + 815 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Note that although in Stag Hunt, we particularly focus on the Stag NE that has the highest payoff for both agents, in general RR can also be applied to NE selection in other matrix-form games using a payoff evaluation function $E ( \\pi _ { 1 } , \\pi _ { 2 } )$ . For example, we can set $E ( \\pi _ { 1 } , \\pi _ { 2 } ) = U _ { 1 } ( \\pi _ { 1 } , \\pi _ { 2 } { \\bar { ) } } + U _ { 2 } ( \\pi _ { 1 } , { \\bar { \\pi } } _ { 2 } )$ for a prosocial NE, or look for Pareto-optimal NEs by setting $E ( \\pi _ { 1 } , \\pi _ { 2 } ) = \\beta U _ { 1 } ( \\pi _ { 1 } , \\pi _ { 2 } ) + ( 1 -$ $\\beta ) U _ { 2 } ( \\pi _ { 1 } , \\pi _ { 2 } )$ with $0 \\leq \\beta \\leq 1$ . ", + "bbox": [ + 174, + 821, + 825, + 891 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Algorithm 1: RPG: Reward-Randomized Policy Gradient ", + "text_level": 1, + "bbox": [ + 173, + 78, + 555, + 93 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Input: original game $M$ , search space $\\mathcal { R }$ , evaluation function $E$ , population size $N$ ; \ndraw samples $\\{ R ^ { ( 1 ) } , \\ldots , R ^ { ( N ) } \\}$ from $\\mathcal { R }$ ; \n$\\{ \\pi _ { 1 } ^ { ( i ) } , \\pi _ { 2 } ^ { ( i ) } \\} \\mathrm { P G }$ on induced games $\\{ M ( R ^ { ( i ) } ) \\} _ { i }$ in parallel ; // RR phase select the best candidate $\\pi _ { 1 } ^ { ( k ) }$ π 2 , by $k = \\arg \\operatorname* { m a x } _ { i } E ( \\pi _ { 1 } ^ { ( i ) } , \\pi _ { 2 } ^ { ( i ) } ) ; / /$ evaluation phase $\\pi _ { 1 } ^ { \\star }$ , $\\pi _ { 2 } ^ { \\star } $ fine-tune $\\pi _ { 1 } ^ { ( k ) }$ , $\\pi _ { 2 } ^ { ( k ) }$ on $M$ via PG (if necessary) ; // fine-tuning phase return $\\pi _ { 1 } ^ { \\star } , \\pi _ { 2 } ^ { \\star }$ ; ", + "bbox": [ + 173, + 97, + 816, + 199 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 RPG: REWARD-RANDOMIZED POLICY GRADIENT ", + "text_level": 1, + "bbox": [ + 174, + 212, + 622, + 228 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Herein, we extend Reward Randomization to general multi-agent Markov games. We now utilize RL terminologies and consider the 2-player setting for simplicity. Extension to more agents is straightforward (Appx. B.3). ", + "bbox": [ + 176, + 239, + 823, + 281 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Consider a 2-agent Markov game $M$ defined by $( S , { \\mathcal { O } } , A , R , P )$ , where $s$ is the state space; $\\mathcal { O } =$ $\\{ o _ { i } : s \\in \\mathcal { S } , \\bar { o _ { i } } = O ( s , i ) , \\bar { i } \\in \\{ 1 , 2 \\} \\}$ is the observation space, where agent $i$ receives its own observation $o _ { i } = O ( s ; i )$ (in the fully observable setting, $O ( s , \\bar { i } ) = s )$ ; $\\mathcal { A }$ is the action space for each agent; $R ( s , a _ { 1 } , a _ { 2 } ; i )$ is the reward function for agent $i$ ; and $P ( s ^ { \\prime } | s , a _ { 1 } , a _ { 2 } )$ is transition probability from state $s$ to state $s ^ { \\prime }$ when agent $i$ takes action $a _ { i }$ . Each agent has a policy $\\bar { \\pi } _ { i } ( o _ { i } ; \\theta _ { i } )$ which produces a (stochastic) action and is parameterized by $\\theta _ { i }$ . In the decentralized RL framework, each agent $i$ optimizes its expected accumulative reward $\\begin{array} { r } { U _ { i } ( \\theta _ { i } ) = \\mathbb { E } _ { a _ { 1 } \\sim \\pi _ { 1 } , a _ { 2 } \\sim \\pi _ { 2 } } \\left[ \\sum _ { t } \\gamma ^ { t } R ( s ^ { t } , a _ { 1 } ^ { t } , a _ { 2 } ^ { t } ; i ) \\right] } \\end{array}$ with some discounted factor $\\gamma$ . ", + "bbox": [ + 173, + 287, + 825, + 398 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Consider we run decentralized RL on a particular a Markov game $M$ and the derived policy profile is $( \\pi _ { 1 } ( \\theta _ { 1 } ) , \\pi _ { 2 } ( \\theta _ { 2 } ) )$ . The desired result is that the expected reward $U _ { i } ( \\theta _ { i } )$ for each agent $i$ is maximized. We formally written this equilibrium evaluation objective as an evaluation function $E ( \\pi _ { 1 } , \\pi _ { 2 } )$ and therefore the goal is to find the optimal policy profile $( \\pi _ { 1 } ^ { \\star } , \\pi _ { 2 } ^ { \\star } )$ w.r.t. $E$ . Particularly for the games we considered in this paper, since every (approximate) equilibrium we ever discovered has a symmetric payoff, we focus on the empirical performance while assume a much simplified equilibrium selection problem here: it is equivalent to define $E ( \\pi _ { 1 } , \\pi _ { 2 } )$ by $E ( \\pi _ { 1 } , \\pi _ { 2 } ) = \\beta U _ { 1 } ( { \\bar { \\theta } } _ { 1 } ) + ( 1 { \\bar { - \\beta } } ) U _ { 2 } ( \\theta _ { 2 } )$ for any $0 \\leq \\beta \\leq 1$ . Further discussions on the general equilibrium selection problem can be found in Sec. 6. ", + "bbox": [ + 173, + 404, + 825, + 513 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The challenge is that although running decentralized PG is a popular learning approach for complex Markov games, the derived policy profile $( \\pi _ { 1 } , \\pi _ { 2 } )$ is often sub-optimal, i.e., there exists $( \\pi _ { 1 } ^ { \\star } , \\pi _ { 2 } ^ { \\star } )$ such that $E ( \\pi _ { 1 } ^ { \\star } , \\pi _ { 2 } ^ { \\star } ) > E ( \\pi _ { 1 } , \\pi _ { 2 } )$ . It will be shown in Sec. 5 that even using state-of-the-art exploration techniques, the optimal policies $( \\pi _ { 1 } ^ { \\star } , \\pi _ { 2 } ^ { \\star } )$ can be hardly achieved. ", + "bbox": [ + 174, + 520, + 825, + 575 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Following the insights from Sec. 2, reward randomization can be applied to a Markov game $M$ similarly: if the reward function in $M$ poses difficulties for PG to discover some particular strategy, it might be easier to reach this desired strategy with a perturbed reward function. Hence, we can then define a reward function space $\\mathcal { R }$ , train a population of policy profiles in parallel with sampled reward functions from $\\mathcal { R }$ and select the desired strategy by evaluating the obtained policy profiles in the original game $M$ . Formally, instead of purely learning in the original game $\\dot { M } = \\dot { ( } \\dot { S } , \\mathcal { O } , \\mathcal { A } , R , P )$ , we define a proper subspace $\\mathcal { R }$ over possible reward functions $R : \\mathcal { S } \\times \\mathcal { A } \\times \\mathcal { A } \\to \\mathbb { R }$ and use $M ( R ^ { \\prime } ) = ( \\bar { S } , \\bar { \\mathcal { O } } , \\mathcal { A } , R ^ { \\prime } , \\bar { P } )$ to denote the induced Markov game by replacing the original reward function $R$ with another $R ^ { \\prime } \\in \\mathcal { R }$ . To apply reward randomization, we draw $N$ samples $R ^ { ( \\bar { 1 } ) } , \\ldots , R ^ { ( N ) }$ from $\\mathcal { R }$ , run PG to learn $( \\pi _ { 1 } ^ { ( i ) } , \\pi _ { 2 } ^ { ( i ) } )$ on each induced game $M ( R ^ { ( i ) } )$ , and pick the desired policy profile $( \\pi _ { 1 } ^ { ( k ) } , \\pi _ { 2 } ^ { ( k ) } )$ by calculating $E$ in the original game $M$ . Lastly, we can fine-tune the policies $\\pi _ { 1 } ^ { ( k ) }$ , π(k)2 in M to further boost the practical performance (see discussion below). We call this learning procedure, Reward-Randomized Policy Gradient (RPG), which is summarized in Algo. 1. ", + "bbox": [ + 174, + 582, + 825, + 773 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Reward-function space: In general, the possible space for a valid reward function is intractably huge. However, in practice, almost all the games designed by human have low-dimensional reward structures based on objects or events, so that we can (almost) always formulate the reward function in a linear form $R ( s , a _ { 1 } , a _ { 2 } ; i ) = \\phi ( s , a _ { 1 } , a _ { 2 } ; i ) ^ { T } w$ where $\\phi ( s , a _ { 1 } , a _ { 2 } ; i )$ is a low-dimensional feature vector and $w$ is some weight. ", + "bbox": [ + 174, + 779, + 825, + 849 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "A simple and general design principle for $\\mathcal { R }$ is to $\\mathit { \\Omega } \\mathcal { f } x$ the feature vector $\\phi$ while only randomize the weight $w$ , i.e., $\\mathcal { R } = \\{ \\bar { R } _ { w } : R _ { w } ( s , a _ { 1 } , a _ { 2 } ; i ) = \\dot { \\phi } ( s , a _ { 1 } , a _ { 2 } ; i ) ^ { T } w , \\| w \\| _ { \\infty } \\leq C _ { \\operatorname* { m a x } } \\}$ . Hence, the overall search space remains a similar structure as the original game $M$ but contains a diverse range of preferences over different feature dimensions. Notably, since the optimal strategy is invariant to the scale of the reward function $R$ , theoretically any $C _ { \\mathrm { m a x } } > 0$ results in the same search space. ", + "bbox": [ + 174, + 854, + 825, + 924 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "However, in practice, the scale of reward may significantly influence MARL training stability, so we typically ensure the chosen $C _ { \\mathrm { m a x } }$ to be compatible with the PG algorithm in use. ", + "bbox": [ + 173, + 103, + 821, + 132 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Note that a feature-based reward function is a standard assumption in the literature of inverse RL $( \\mathrm { N g }$ et al., 2000; Ziebart et al., 2008; Hadfield-Menell et al., 2017). In addition, such a reward structure is also common in many popular RL application domains. For example, in navigation games (Mirowski et al., 2016; Lowe et al., 2017; Wu et al., 2018), the reward is typically set to the negative distance from the target location $L _ { T }$ to the agent’s location $L _ { A }$ plus a success bonus, so the feature vector $\\phi ( s , a )$ can be written as a 2-dimensional vector $[ \\| L _ { T } - L _ { A } \\| _ { 2 } , \\mathbb { I } ( L _ { T } = L _ { A } ) ]$ ; in real-time strategy games (Wu & Tian, 2016; Vinyals et al., 2017; OpenAI et al., 2019), $\\phi$ is typically related to the bonus points for destroying each type of units; in robotics manipulation (Levine et al., 2016; Li et al., 2020; Yu et al., 2019), $\\phi$ is often about the distance between the robot/object and its target position; in general multi-agent games (Lowe et al., 2017; Leibo et al., 2017; Baker et al., 2020), $\\phi$ could contain each agent’s individual reward as well as the joint reward over each team, which also enables the representation of different prosociality levels for the agents by varying the weight $w$ . ", + "bbox": [ + 174, + 138, + 825, + 301 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Fine tuning: There are two benefits: (1) the policies found in the perturbed game may not remain an equilibrium in the original game, so fine-tuning ensures convergence; (2) in practice, fine-tuning could further help escape a suboptimal mode via the noise in PG (Ge et al., 2015; Kleinberg et al., 2018). We remark that a practical issue for fine-tuning is that when the PG algorithm adopts the actor-critic framework (e.g., PPO), we need an additional critic warm-start phase, which only trains the value function while keeps the policy unchanged, before the fine-tuning phase starts. This warm-start phase significantly stabilizes policy learning by ensuring the value function is fully functional for variance reduction w.r.t. the reward function $R$ in the original game $M$ when estimating policy gradients. ", + "bbox": [ + 174, + 309, + 825, + 417 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 LEARNING TO ADAPT WITH DIVERSE OPPONENTS ", + "text_level": 1, + "bbox": [ + 174, + 433, + 563, + 446 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In addition to the final policies $\\pi _ { 1 } ^ { \\star } , \\pi _ { 2 } ^ { \\star }$ , another benefit from RPG is that the population of $N$ policy profiles contains diverse strategies (more in Sec. 5). With a diverse set of strategies, we can build an adaptive agent by training with a random opponent policy sampled from the set per episode, so that the agent is forced to behave differently based on its opponent’s behavior. For simplicity, we consider learning an adaptive policy $\\pi _ { 1 } ^ { a } ( \\theta ^ { a } )$ for agent 1. The procedure ", + "bbox": [ + 174, + 457, + 516, + 579 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Algorithm 2: Learning to Adapt ", + "text_level": 1, + "bbox": [ + 531, + 458, + 745, + 473 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Input: game $M$ , policy set $\\Pi _ { 2 }$ , initial $\\pi _ { 1 } ^ { a }$ ; \nrepeat draw a policy $\\pi _ { 2 } ^ { \\prime }$ from $\\Pi _ { 2 }$ ; evaluate $\\pi _ { 1 } ^ { a }$ and $\\pi _ { 2 } ^ { \\prime }$ on $M$ and collect data; update $\\theta ^ { a }$ via PG if enough data collected; \nuntil enough iterations; \nreturn $\\pi _ { 1 } ^ { a } ( \\theta ^ { a } )$ ; ", + "bbox": [ + 531, + 477, + 810, + 570 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "remains the same for agent 2. Suppose a policy population $\\mathcal { P } = \\{ \\pi _ { 2 } ^ { ( 1 ) } , . . . , \\pi _ { 2 } ^ { ( N ) } \\}$ is obtained during the RR phase, we first construct a diverse strategy set $\\Pi _ { 2 } ~ \\subseteq ~ { \\mathcal { P } }$ that contains all the discovered behaviors from $\\mathcal { P }$ . Then we construct a mixed strategy by randomly sampling a policy $\\pi _ { 2 } ^ { \\prime }$ from $\\Pi _ { 2 }$ in every training episode and run PG to learn $\\pi _ { 1 } ^ { a }$ by competing against this constructed mixed strategy. The procedure is summarized in Algo. 2. Note that setting $\\Pi _ { 2 } = { \\mathcal { P } }$ appears to be a simple and natural choice. However, in practice, since $\\mathcal { P }$ typically contains just a few strategic behaviors, it is unnecessary for $\\Pi _ { 2 }$ to include every individual policy from $\\mathcal { P }$ . Instead, it is sufficient to simply ensure $\\Pi _ { 2 }$ contains at least one policy from each equilibrium in $\\mathcal { P }$ (more details in Sec. 5.3). Additionally, this method does not apply to the one-shot game setting (i.e., horizon is 1) because the adaptive agent does not have any prior knowledge about its opponent’s identity before the game starts. ", + "bbox": [ + 173, + 580, + 825, + 718 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Implementation: We train an RNN policy for $\\pi _ { 1 } ^ { a } ( \\theta ^ { a } )$ . It is critical that the policy input does not directly reveal the opponent’s identity, so that it is forced to identify the opponent strategy through what it has observed. On the contrary, when adopting an actor-critic PG framework (Lowe et al., 2017), it is extremely beneficial to include the identity information in the critic input, which makes critic learning substantially easier and significantly stabilizes training. We also utilize a multi-head architecture adapted from the multi-task learning literature (Yu et al., 2019), i.e., use a separate value head for each training opponent, which empirically results in the best training performance. ", + "bbox": [ + 174, + 724, + 825, + 821 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 TESTBEDS FOR RPG: TEMPORAL TRUST DILEMMAS", + "text_level": 1, + "bbox": [ + 174, + 839, + 642, + 856 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We introduce three 2-player Markov games as testbeds for RPG. All these games have a diverse range of NE strategies including both “risky” cooperative NEs with high payoffs but hard to discover and “safe” non-cooperative NEs with lower payoffs. We call them temporal trust dilemmas. Game descriptions are in a high level to highlight the game dynamics. More details are in Sec. 5 and App. B. ", + "bbox": [ + 174, + 868, + 825, + 924 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Gridworlds: We consider two games adapted from Peysakhovich & Lerer (2018b), Monster-Hunt (Fig. 3) and Escalation (Fig. 4). Both games have a 5-by-5 grid and symmetric rewards. ", + "bbox": [ + 173, + 103, + 823, + 132 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Monster-Hunt contains a monster and two apples. Apples are static while the monster keeps moving towards its closest agent. If a single agent meets the monster, it loses a penalty of 2; if two agents catch the monster together, they both earn a bonus of 5. Eating an apple always raises a bonus of 2. Whenever an apple is eaten or the monster meets an agent, the entity will respawn randomly. The optimal payoff can only be achieved when both agents precisely catch the monster simultaneously. ", + "bbox": [ + 174, + 138, + 645, + 234 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/bdffa60f861adfa40f74589aa1583934b393bb88799cab8957b86288608ed18f.jpg", + "image_caption": [ + "Figure 3: Monster-Hunt " + ], + "image_footnote": [], + "bbox": [ + 660, + 143, + 823, + 209 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Escalation contains a lit grid. When two agents both step on the lit grid, they both get a bonus of 1 and a neighboring grid will be lit up in the next timestep. If only one agent steps on the lit grid, it gets a penalty of $0 . 9 L$ , where $L$ denotes the consecutive cooperation steps until that timestep, and the lit grid will respawn randomly. Agents need to stay together on the lit grid to achieve the maximum payoff despite of the growing penalty. There are multiple NEs: for each $L$ , that both agents cooperate for $L$ steps and then leave the lit grid jointly forms an NE. ", + "bbox": [ + 173, + 241, + 648, + 351 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/ca5d7ba91f57f642cab3b63eadbc17942f510f7e1c6412e10245693100deebe9.jpg", + "image_caption": [ + "Figure 4: Escalation " + ], + "image_footnote": [], + "bbox": [ + 658, + 246, + 823, + 311 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Agar.io is a popular multiplayer online game. Players control cells in a Petri dish to gain as much mass as possible by eating smaller cells while avoiding being eaten by larger ones. Larger cells move slower. Each player starts with one cell but can split a sufficiently large cell into two, allowing them to control multiple cells (Wikipedia, 2020). We consider a simplified scenario (Fig. 5) with 2 players (agents) and tiny script cells, which automatically runs away when an agent comes by. There is a low-risk non-cooperative strategy, i.e., two agents stay away from each other and hunt script cells independently. Since the script cells move faster, it is challenging for a single agent to hunt them. By contrast, two agents can cooperate to encircle the script cells to accelerate hunting. However, cooperation is extremely risky for the agent with less mass: two agents need to stay close to cooperate but the larger agent may defect by eating the smaller one and gaining an immediate big bonus. ", + "bbox": [ + 173, + 357, + 825, + 494 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/5c38b0c5387b924ebd9b2e33452eab861f83ecb42c40c707a98d9cc469608ce5.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 230, + 507, + 428, + 579 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/ba73930af1af5a23c51c99b174cef3f73e3e43226bb2044a6a041d97dd4a10cb.jpg", + "image_caption": [ + "(b) Common behavior: Split, Hunt and Merge " + ], + "image_footnote": [], + "bbox": [ + 437, + 502, + 764, + 569 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Figure 5: Agar.io: (a) a simplified 2-player setting; (b) basic motions: split, hunt script cells, merge. ", + "bbox": [ + 176, + 588, + 825, + 603 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "5 EXPERIMENT RESULTS ", + "text_level": 1, + "bbox": [ + 176, + 611, + 398, + 626 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In this section, we present empirical results showing that in all the introduced testbeds, including the real-world game Agar.io, RPG always discovers diverse strategic behaviors and achieves an equilibrium with substantially higher rewards than standard multi-agent PG methods. We use PPO (Schulman et al., 2017) for PG training. Training episodes for RPG are accumulated over all the perturbed games. Evaluation results are averaged over 100 episodes in gridworlds and 1000 episodes in Agar.io. We repeat all the experiments with 3 seeds and use $X ( Y )$ to denote mean $X$ with standard deviation $Y$ in all tables. Since all our discovered (approximate) NEs are symmetric for both players, we simply take $E ( \\pi _ { 1 } , \\pi _ { 2 } ) = U _ { 1 } ( \\pi _ { 1 } , \\pi _ { 2 } )$ as our evaluation function and only measure the reward of agent $I$ in all experiments for simplicity. More details can be found in appendix. ", + "bbox": [ + 173, + 637, + 826, + 761 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "5.1 GRIDWORLD GAMES ", + "text_level": 1, + "bbox": [ + 174, + 771, + 359, + 785 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Monster-Hunt: Each agent’s reward is determined by three features per timestep: (1) whether two agents catch the monster together; (2) whether the agent steps on an apple; (3) whether the agent meets the monster alone. Hence, we write $\\phi ( s , a _ { 1 } , a _ { 2 } ; i )$ as a 3-dimensional 0/1 vector with one dimension for one feature. The original game corresponds to $w = [ 5 , 2 , - 2 ]$ . We set $C _ { \\mathrm { m a x } } = 5$ for sampling $w$ . ", + "bbox": [ + 174, + 792, + 633, + 876 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We compare RPG with a collection of baselines, including standard PG (PG), PG with shared reward $( \\mathrm { P G } + \\mathrm { S R } )$ , population-based training (PBT), which trains the same amount of parallel PG policies as RPG, as (a) Strategy w. $w = [ 5 , 0 , 0 ]$ and $w = [ 5 , 0 , 2 ]$ (by chance) ", + "bbox": [ + 173, + 882, + 633, + 924 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/aa75335ae40186a97553114ab55a61c741090c94778534c00bffa818113a08d6.jpg", + "image_caption": [ + "Figure 6: Full process of RPG in Monster-Hunt " + ], + "image_footnote": [], + "bbox": [ + 647, + 784, + 813, + 880 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/70dd62451cd8e3f0f00e7c23adfbbd2b56222a93ccd0be17ced8a265a11ac881.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 503, + 64, + 807, + 142 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/8dd8463ad7786f266e88345e6642c1018fc87ff281b5881b259262d95527469e.jpg", + "image_caption": [ + "Figure 7: Emergent cooperative (approximate) NE strategies found by RPG in Monster-Hunt " + ], + "image_footnote": [], + "bbox": [ + 186, + 63, + 491, + 142 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "", + "bbox": [ + 186, + 146, + 495, + 160 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/8185f020cd7cea27a1fdfedf9f14e3e2ec961832fed3df8ae3ab909160065361.jpg", + "image_caption": [ + "Figure 9: Emergent strategies in standard Agar.io: (a) agents cooperate to hunt efficiently; (b) a larger agent breaks the cooperation by attacking the other. " + ], + "image_footnote": [], + "bbox": [ + 178, + 188, + 509, + 272 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/ac9823c73e8c8c9ebc5597104f3dae25a00a914970bae6a61208fbe868136846.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
PBTRRRPGRND
Rew.3.8(0.3)3.8(0.2)4.3(0.2)2.8(0.3)
#Coop.1.9(0.2)2.2(0.1)2.0(0.3)1.3(0.2)
#Hunt0.6(0.1)0.4(0.0)0.7(0.0)0.6(0.1)
", + "bbox": [ + 524, + 181, + 812, + 247 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Table 2: Results in the standard setting of Agar.io. PBT: population training of parallel PG policies; $R R$ : best policy in the RR phase $( w { = } [ 1 , 1 ] )$ ; RPG: fine-tuned policy; RND: PG with RND bonus in the original game. ", + "bbox": [ + 524, + 253, + 820, + 321 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "well as popular exploration methods, i.e., count-based exploration $( \\mathrm { P G + C N T } )$ (Tang et al., 2017) and MAVEN (Mahajan et al., 2019). We also consider an additional baseline, DIAYN (Eysenbach et al., 2019), which discovers diverse skills using a trajectory-based diversity reward. For a fair comparison, we use DIAYN to first pretrain diverse policies (conceptually similar to the RR phase), then evaluate the rewards for every pair of obtained policies to select the best policy pair (i.e., evaluation phase, shown with the dashed line in Fig. 6), and finally fine-tune the selected policies until convergence (i.e., fine-tuning phase). The results of RPG and the 6 baselines are summarized in Fig. 6, where RPG consistently discovers a strategy with a significantly higher payoff. Note that the strategy with the optimal payoff may not always directly emerge in the RR phase, and there is neither a particular value of $w$ constantly being the best candidate: e.g., in the RR phase, $w = [ 5 , 0 , 2 ]$ frequently produces a sub-optimal cooperative strategy (Fig. 7(a)) with a reward lower than other $w$ values, but it can also occasionally lead to the optimal strategy (Fig. 7(b)). Whereas, with the fine-tuning phase, the overall procedure of RPG always produces the optimal solution. We visualize both two emergent cooperative strategies in Fig. 7: in the sub-optimal one (Fig. 7(a)), two agents simply move to grid (1,1) together, stay still and wait for the monster, while in the optimal one (Fig. 7(b)), two agents meet each other first and then actively move towards the monster jointly, which further improves hunting efficiency. ", + "bbox": [ + 173, + 340, + 826, + 558 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Escalation: We can represent $\\phi ( s , a _ { 1 } , a _ { 2 } ; i )$ as 2-dimensional vector containing (1) whether two agents are both in the lit grid and (2) the total consecutive cooperation steps. The original game corresponds to $w = [ 1 , - 0 . 9 ]$ . We set $C _ { \\mathrm { m a x } } = 5$ and show the total number of cooperation steps per episode for several selected $w$ values throughout training in Fig. 8, where RR is able to discover different NE strategies. Note that $w = [ 1 , 0 ]$ has already produced the strategy with the optimal payoff in this game, so the fine-tuning phase is no longer needed. ", + "bbox": [ + 174, + 565, + 633, + 675 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/c9ede6b29a1ccbc9a58c05cb4e14bed7a5ca9d8df7ca36a3794aaa4786d48d67.jpg", + "image_caption": [ + "Figure 8: RR in Escalation " + ], + "image_footnote": [], + "bbox": [ + 648, + 564, + 813, + 661 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "5.2 2-PLAYER GAMES IN Agar.io ", + "text_level": 1, + "bbox": [ + 176, + 689, + 413, + 703 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "There are two different settings of Agar.io: (1) the standard setting, i.e., an agent gets a penalty of $- x$ for losing a mass $x$ , and (2) the more challenging aggressive setting, i.e., no penalty for mass loss. Note in both settings: (1) when an agent eats a mass $x$ , it always gets a bonus of $x$ ; (2) if an agent loses all the mass, it immediately dies while the other agent can still play in the game. The aggressive setting promotes agent interactions and typically leads to more diverse strategies in practice. Since both settings strictly define the penalty function for mass loss, we do not randomize this reward term. Instead, we consider two other factors: (1) the bonus for eating the other agent; (2) the prosocial level of both agents. We use a 2-dimensional vector $w = [ w _ { 0 } , w _ { 1 } ]$ , where $0 \\leq w _ { 0 } , w _ { 1 } \\leq 1$ , to denote a particular reward function such that (1) when eating a cell of mass $x$ from the other agent, the bonus is $w _ { 0 } \\times x \\nearrow$ , and (2) the final reward is a linear interpolation between $R ( \\cdot ; i )$ and $0 . 5 ( R ( \\cdot ; 0 ) + R ( \\cdot ; 1 ) )$ w.r.t. $w _ { 1 }$ , i.e., when $w _ { 1 } = 0$ , each agent optimizes its individual reward while when $w _ { 1 } = 1$ , two agents have a shared reward. The original game in both Agar.io settings corresponds to $w = [ 1 , 0 ]$ . ", + "bbox": [ + 174, + 712, + 825, + 876 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Standard setting: PG in the original game $\\mathbf { \\chi } _ { w } = [ 1 , 0 ] )$ leads to a typical trust-dilemma dynamics: the two agents first learn to hunt and occasionally Cooperate (Fig. 9(a)), i.e., eat a script cell with the other agent close by; then accidentally one agent Attacks the other agent (Fig. 9(b)), which yields a big ", + "bbox": [ + 174, + 882, + 825, + 924 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/c562247a138dda5998cef0f93d661fea30ecc5d87901d06c3efafe81f1934194.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
PBTw=[0.5,1]w=[0,1]w=[0,0]RPGRND
Rew.3.3(0.2)4.8(0.6)5.1(0.4)6.0(0.5)8.9(0.3)3.2(0.2)
#Attack0.4(0.0)0.7(0.2)0.3(0.1)0.5(0.1)0.9(0.1)0.4(0.0)
#Coop.0.0(0.0)0.6(0.6)2.3(0.3)1.6(0.1)2.0(0.2)0.0(0.0)
#Hunt0.7(0.1)0.6(0.3)0.3(0.0)0.7(0.0)0.9(0.1)0.7(0.0)
", + "bbox": [ + 176, + 71, + 614, + 150 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/e29cd0221632578e06a2ca2156713fe198e809f1fdd829b37da0b536b5ad5549.jpg", + "image_caption": [ + "Figure 10: Sacrifice strategy, $w \\bar { = } [ 1 , 1 ]$ , aggressive setting. " + ], + "image_footnote": [], + "bbox": [ + 632, + 75, + 815, + 143 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Table 3: Results in the aggressive setting of Agar.io: PBT: population training of parallel PG policies; RR: $\\scriptstyle { \\bar { w } = [ 0 , \\bar { 0 } ] }$ is the best candidate via RR; RPG: fine-tuned policy; RND: PG with RND bonus. ", + "bbox": [ + 176, + 154, + 619, + 194 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/45d26638dbb22aae13fef00d2e3fdfc82343f0bec0423ee0d1247b05e65795da.jpg", + "image_caption": [ + "Figure 11: Perpetual strategy, $w { = } [ 0 . 5 , 1 ]$ (by chance), aggressive setting, i.e., two agents mutually sacrifice themselves. One agent first splits to sacrifice a part of its mass to the larger agent while the other agent also does the same thing later to repeat the sacrifice cycle. " + ], + "image_footnote": [], + "bbox": [ + 204, + 202, + 790, + 281 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "immediate bonus and makes the policy aggressive; finally policies converge to the non-cooperative equilibrium where both agents keep apart and hunt alone. The quantitative results are shown in Tab. 2. Baselines include population-based training (PBT) and a state-the-art exploration method for high-dimensional state, Random Network Distillation (RND) (Burda et al., 2019). RND and PBT occasionally learns cooperative strategies while RR stably discovers a cooperative equilibrium with $w = [ 1 , 1 ]$ , and the full RPG further improves the rewards. Interestingly, the best strategy obtained in the RR phase even has a higher Cooperate frequency than the full RPG: fine-tuning transforms the strong cooperative strategy to a more efficient strategy, which has a better balance between Cooperate and selfish Hunt and produces a higher average reward. ", + "bbox": [ + 173, + 342, + 825, + 465 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Aggressive setting: Similarly, we apply RPG in the aggressive setting and show results in Tab. 3. Neither PBT nor RND was able to find any cooperative strategies in the aggressive game while RPG stably discovers a cooperative equilibrium with a significantly higher reward. We also observe a diverse set of complex strategies in addition to normal Cooperate and Attack. Fig. 10 visualizes the Sacrifice strategy derived with $w = [ 1 , 1 ]$ : the smaller agent rarely hunts script cells; instead, it waits in the corner for being eaten by the larger agent to contribute all its mass to its partner. Fig. 11 shows another surprisingly novel emergent strategy by $w = [ 0 . 5 , 1 ]$ : each agent first hunts individually to gain enough mass; then one agent splits into smaller cells while the other agent carefully eats $\\pmb { a }$ portion of the split agent; later on, when the agent who previously lost mass gains sufficient mass, the larger agent similarly splits itself to contribute to the other one, which completes the (ideally) never-ending loop of partial sacrifice. We name this strategy Perpetual for its conceptual similarity to the perpetual motion machine. Lastly, the best strategy is produced by $w = [ 0 , 0 ]$ with a balance between Cooperate and Perpetual: they cooperate to hunt script cells to gain mass efficiently and quickly perform mutual sacrifice as long as their mass is sufficiently large for split-and-eat. Hence, although the RPG policy has relatively lower Cooperate frequency than the policy by $w = [ 0 , 1 ]$ , it yields a significantly higher reward thanks to a much higher Attack (i.e., Sacrifice) frequency. ", + "bbox": [ + 173, + 472, + 825, + 690 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5.3 LEARNING ADAPTIVE POLICIES ", + "text_level": 1, + "bbox": [ + 176, + 707, + 434, + 720 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Monster-Hunt: We select policies trained Oppo. #C-H 16.3(19.2) M. M-Coop. 20.9(0.8) M-Alone. 14.2(18.0) Apple. 2.7(1.0) by 8 differentuse half of th policy and the remaining half as hidden $w$ values in the RR phase andm for training the adaptive #S-H #Apple 1.2(0.4) 12.4(7.3) 0.4(0.1) 3.3(0.8) 2.2(1.2) 10.9(7.0) 2.2(1.4)13.6(3.8) opponents for evaluation. We also make Table 4: Stats. of the adaptive agent in Monster-Hunt sure that both training and evaluation poli- with hold-out test-time opponents. #C(oop.)-H(unt): cies cover the following 4 strategy modes: both agents catch the monster; #S(ingle)-H(unt): the (1) M(onster): the agent always moves to- adaptive agent meets the monster alone; #Apple: apwards the monster; (2) M(onster)-Alone: ple eating. The adaptive policy successfully exploits the agent moves towards the monster but different opponents and rarely meets the monster alone. also tries to keeps apart from the other agent; (3) M(onster)-Coop.: the agent seeks to hunt the monster together with the other agent; (4) Apple: the agent only eats apple. The evaluation results are shown in Tab. 4, where the adaptive policy successfully exploits all the test-time opponents, including M(onster)-Alone, which was trained to actively avoids the other agent. ", + "bbox": [ + 173, + 724, + 828, + 921 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Agar.io: We show the trained agent can choose to cooperate or compete adaptively in the standard setting. We pick 2 cooperative policies (i.e., Cooperate preferred, $w { = } [ 1 , 0 ] )$ and 2 competitive policies (i.e., Attack preferred, $w { = } [ 1 , 1 ] ,$ ) and use half of them for training and the other half for testing. For a hard challenge at test time, we switch the opponent within an episode, i.e., we use a cooperative opponent in the first half and then immediately switch to a competitive one, and vice versa. So, a desired policy should adapt quickly at halftime. Tab. 5 compares the second-half behavior of the adaptive agent with the oracle pure-competitive/cooperative agents. The rewards of the adaptive agent is close to the oracle: even with half-way switches, the trained policy is ", + "bbox": [ + 174, + 104, + 555, + 284 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/b8e6a9312abb02120131ec7604d5137c53bd9d8c524fe89ee82f834fc728fb31.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
AgentAgentAdapt.apt.
Opponent:Cooperative → Competitive
#Attack0.2(0.0)0.3(0.0)0.1(0.1)
Rew.0.7(0.7)-0.2(0.6)0.8(0.5)
Opponent: Competitive→Cooperative
#Coop.1.0(0.3)1.4(0.4)0.3(0.4)
Rew.2.5(0.7)3.6(1.2)1.1(0.7)
", + "bbox": [ + 568, + 97, + 826, + 202 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Table 5: Adaptation test in Agar.io. Opponent type is switched half-way per episode. #Attack, #Coop.: episode statistics; Rew.: agent reward. Adaptive agents’ rewards are close to oracles. ", + "bbox": [ + 568, + 204, + 825, + 271 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "able to exploit the cooperative opponent while avoid being exploited by the competitive one. ", + "bbox": [ + 173, + 281, + 776, + 295 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "6 RELATED WORK AND DISCUSSIONS ", + "text_level": 1, + "bbox": [ + 173, + 308, + 506, + 323 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Our core idea is reward perturbation. In game theory, this is aligned with the quantal response equilibrium (McKelvey & Palfrey, 1995), a smoothed version of NE obtained when payoffs are perturbed by a Gumbel noise. In RL, reward shaping is popular for learning desired behavior in various domains $\\mathrm { N g }$ et al., 1999; Babes et al., 2008; Devlin & Kudenko, 2011), which inspires our idea for finding diverse strategic behavior. By contrast, state-space exploration methods (Pathak et al., 2017; Burda et al., 2019; Eysenbach et al., 2019; Sharma et al., 2020) only learn low-level primitives without strategy-level diversity (Baker et al., 2020). ", + "bbox": [ + 174, + 335, + 825, + 431 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "RR trains a set of policies, which is aligned with the population-based training in MARL (Jaderberg et al., 2017; 2019; Vinyals et al., 2019; Long et al., 2020; Forestier et al., 2017). RR is conceptually related to domain randomization (Tobin et al., 2017) with the difference that we train separate policies instead of a single universal one, which suffers from mode collapse (see appendix D.2.3). RPG is also inspired by the map-elite algorithm (Cully et al., 2015) from evolutionary learning community, which optimizes multiple objectives simultaneously for sufficiently diverse polices. Our work is also related to Forestier et al. (2017), which learns a set of policies w.r.t. different fitness functions in the singleagent setting. However, they only consider a restricted fitness function class, i.e., the distance to each object in the environment, which can be viewed as a special case of our setting. Besides, RPG helps train adaptive policies against a set of opponents, which is related to Bayesian games (Dekel et al., 2004; Hartline et al., 2015). In RL, there are works on learning when to cooperate/compete (Littman, 2001; Peysakhovich & Lerer, 2018a; Kleiman-Weiner et al., 2016; Woodward et al., 2019; McKee et al., 2020), which is a special case of ours, or learning robust policies (Li et al., 2019; Shen & How, 2019; Hu et al., 2020), which complements our method. ", + "bbox": [ + 174, + 438, + 826, + 627 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Although we choose decentralized PG in this paper, RR can be combined with any other multi-agent learning algorithms for games, such as fictitious play (Robinson, 1951; Monderer & Shapley, 1996; Heinrich & Silver, 2016; Kamra et al., 2019; Han & Hu, 2019), double-oracle (McMahan et al., 2003; Lanctot et al., 2017; Wang et al., 2019; Balduzzi et al., 2019) and regularized self-play (Foerster et al., 2018; Perolat et al., 2020; Bai & Jin, 2020). Many of these works have theoretical guarantees to find an (approximate) NE but there is little work focusing on which NE strategy these algorithms can converge to when multiple NEs exist, e.g., the stag-hunt game and its variants, for which many learning dynamics fail to converge to a prevalence of the pure strategy Stag (Kandori et al., 1993; Ellison, 1993; Fang et al., 2002; Skyrms & Pemantle, 2009; Golman & Page, 2010).. ", + "bbox": [ + 174, + 635, + 825, + 758 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this paper, we primarily focus on how reward randomization empirically helps MARL discover better strategies in practice and therefore only consider stag hunt as a particularly challenging example where an “optimal” NE with a high payoff for every agent exists. In general cases, we can select a desired strategy w.r.t. an evaluation function. This is related to the problem of equilibrium refinement (or equilibrium selection) (Selten, 1965; 1975; Myerson, 1978), which aims to find a subset of equilibria satisfying desirable properties, e.g., admissibility (Banks & Sobel, 1987), subgame perfection (Selten, 1965), Pareto efficiency (Bernheim et al., 1987) or robustness against opponent’s deviation from best response in security-related applications (Fang et al., 2013; An et al., 2011). ", + "bbox": [ + 174, + 765, + 825, + 875 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "ACKNOWLEDGMENTS ", + "text_level": 1, + "bbox": [ + 176, + 104, + 326, + 117 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "This work is supported by National Key R&D Program of China (2018YFB0105000). Co-author Fang is supported, in part, by a research grant from Lockheed Martin. Co-author Wang is supported, in part, by gifts from Qualcomm and TuSimple. The views and conclusions contained in this document are those of the authors and should not be interpreted as representing the official policies, either expressed or implied, of the funding agencies. The authors would like to thank Zhuo Jiang and Jiayu Chen for their support and input during this project. Finally, we particularly thank Bowen Baker for initial discussions and suggesting the Stag Hunt game as our research testbed, which eventually leads to this paper. 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", + "bbox": [ + 173, + 598, + 823, + 626 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We would suggest to visit https://sites.google.com/view/staghuntrpg for example videos. ", + "bbox": [ + 173, + 103, + 825, + 132 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "A PROOFS ", + "text_level": 1, + "bbox": [ + 174, + 154, + 277, + 171 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Proof of Theorem 1. We apply self-play policy gradient to optimize $\\theta _ { 1 }$ and $\\theta _ { 2 }$ . Here we consider a projected version, i.e., if at some time $t$ , $\\theta _ { 1 }$ or $\\theta _ { 2 } \\notin [ 0 , 1 ]$ , we project it to $[ 0 , 1 ]$ to ensure it is a valid distribution. ", + "bbox": [ + 173, + 188, + 825, + 229 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "We first compute the utility given a pair $( \\theta _ { 1 } , \\theta _ { 2 } )$ ", + "bbox": [ + 173, + 236, + 488, + 251 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/68b99994622a3d476f355b13a0785c66ce6f22cab7b21bbea76afbc605302062.jpg", + "text": "$$\n\\begin{array} { l c r } { { U _ { 1 } ( \\theta _ { 1 } , \\theta _ { 2 } ) = a \\theta _ { 1 } \\theta _ { 2 } + c \\theta _ { 1 } ( 1 - \\theta _ { 2 } ) + b ( 1 - \\theta _ { 1 } ) \\theta _ { 2 } + d ( 1 - \\theta _ { 1 } ) ( 1 - \\theta _ { 2 } ) } } \\\\ { { { } } } \\\\ { { U _ { 2 } ( \\theta _ { 1 } , \\theta _ { 2 } ) = a \\theta _ { 1 } \\theta _ { 2 } + b \\theta _ { 1 } ( 1 - \\theta _ { 2 } ) + c ( 1 - \\theta _ { 1 } ) \\theta _ { 2 } + d ( 1 - \\theta _ { 1 } ) ( 1 - \\theta _ { 2 } ) . } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 264, + 258, + 732, + 297 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "We can compute the policy gradient ", + "bbox": [ + 174, + 304, + 411, + 319 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/195a177d123b7cf29e67bfc5eabb1c950db64f01fcd70f34a72d83b6b16d3e44.jpg", + "text": "$$\n\\begin{array} { l } { \\nabla U _ { 1 } ( \\theta _ { 1 } , \\theta _ { 2 } ) = a \\theta _ { 2 } + c ( 1 - \\theta _ { 2 } ) - b \\theta _ { 2 } - d ( 1 - \\theta _ { 2 } ) = ( a + d - b - c ) \\theta _ { 2 } + c - d } \\\\ { \\nabla U _ { 2 } ( \\theta _ { 1 } , \\theta _ { 2 } ) = a \\theta _ { 2 } - b \\theta _ { 1 } + c ( 1 - \\theta _ { 1 } ) - d ( 1 - \\theta _ { 1 } ) = ( a + d - b - c ) \\theta _ { 1 } + c - d } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 232, + 325, + 764, + 366 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Recall in order to find the optimal solution both $\\theta _ { 1 }$ and $\\theta _ { 2 }$ need to increase. Also note that the initial $\\theta _ { 1 }$ and $\\theta _ { 2 }$ determines the final solution. In particular, only if $\\theta _ { 1 }$ and $\\theta _ { 2 }$ are increasing at the beginning, they will converge to the desired solution. ", + "bbox": [ + 174, + 371, + 825, + 414 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "To make either $\\theta _ { 1 }$ or $\\theta _ { 2 }$ increase, we need to have ", + "bbox": [ + 174, + 420, + 501, + 434 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/a05de39e09b7f4883d9ae68c6bd43da8a989ded0ecde39bef6f8bf295fb8761c.jpg", + "text": "$$\n( a + d - b - c ) \\theta _ { 1 } + c - d > 0 \\mathrm { o r } ( a + d - b - c ) \\theta _ { 2 } + c - d > 0\n$$", + "text_format": "latex", + "bbox": [ + 282, + 443, + 715, + 460 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Consider the scenario $a - b = \\epsilon ( d - c )$ . In order to make Inequality equation 1 to hold, we need at least either θ1, θ2 ≥ 11+\u000f . ", + "bbox": [ + 174, + 469, + 825, + 502 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "If we initialize $\\theta _ { 1 } \\sim [ 0 , 1 ]$ and $\\theta _ { 2 } \\sim [ 0 , 1 ]$ , the probability of either $\\theta _ { 1 } , \\theta _ { 2 } \\geq \\frac { 1 } { 1 + \\epsilon }$ is $\\begin{array} { r l r } { \\mathrm { ~ } } & { { } } & { 1 - \\left( \\frac { 1 } { 1 + \\epsilon } \\right) ^ { 2 } = } \\end{array}$ 2\u000f+\u000f 1+2\u000f+\u000f2 = O (\u000f). ", + "bbox": [ + 173, + 511, + 825, + 556 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Proof of Theorem 2. Using a similar observation as in Theorem 1, we know a necessary condition to make PG converge to a sub-optimal NE is ", + "bbox": [ + 173, + 579, + 825, + 608 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/32e597d0721196406735449d57a521e40d29916765a22d24d63a445c2e966fc6.jpg", + "text": "$$\n( a + d - b - c ) \\theta _ { 1 } + c - d < 0 \\mathrm { o r } ( a + d - b - c ) \\theta _ { 2 } + c - d < 0 .\n$$", + "text_format": "latex", + "bbox": [ + 279, + 616, + 717, + 633 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Based on our generating scheme on $a , b , c , d$ and the initialization scheme on $\\theta _ { 1 } , \\theta _ { 2 }$ , we can verify that Therefore, via a union bound, we know ", + "bbox": [ + 171, + 643, + 823, + 672 + ], + "page_idx": 14 + }, + { + "type": "equation", + "img_path": "images/8095c9a791964137c7815d82d7320884e7b6395bb4498a96713e5a105323eb5e.jpg", + "text": "$$\n\\mathbb { P } \\left( ( a + d - b - c ) \\theta _ { 1 } + c - d < 0 \\mathrm { o r } ( a + d - b - c ) \\theta _ { 2 } + c - d < 0 \\right) \\le 0 . 6 .\n$$", + "text_format": "latex", + "bbox": [ + 245, + 680, + 751, + 698 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Since each round is independent, the probability that PG fails for all $N$ times is upper bounded by $0 . 6 ^ { N }$ . Therefore, the success probability is lower bounded by $1 - 0 . 6 ^ { N } = 1 - \\exp \\bar { ( } - \\Omega \\left( N \\right) )$ . ", + "bbox": [ + 171, + 707, + 825, + 736 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "B ENVIRONMENT DETAILS ", + "text_level": 1, + "bbox": [ + 176, + 779, + 415, + 796 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "B.1 Iterative Stag-Hunt ", + "text_level": 1, + "bbox": [ + 174, + 813, + 344, + 828 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "In Iterative Stag-Hunt, two agents play 10 rounds, that is, both PPO’s trajectory length and episode length are 10. Action of each agent is a 1-dimensional vector, $a _ { i } = \\{ t _ { i } , \\stackrel { . } { i } \\in \\{ 0 , 1 \\} \\bar \\}$ , where $t _ { i } = 0$ denotes taking Stag action and $t _ { i } = 1$ denotes taking Hare action. Observation of each agent is actions taking by itself and its opponent in the last round, i.e., $o _ { i } ^ { r } = \\{ a _ { i } ^ { r - 1 } , a _ { 1 - i } ^ { r - 1 } ; i \\in \\{ 0 , 1 \\} \\}$ , where $r$ denotes the playing round. Note that neither agent has taken action at the first round, so the observation $o _ { i } \\dot { = } \\dot { \\{ - 1 , - 1 \\} }$ . ", + "bbox": [ + 173, + 839, + 825, + 925 + ], + "page_idx": 14 + }, + { + "type": "image", + "img_path": "images/ecb1c5758c174c7779536c9c9401a57f7f50e11e4031e63f41710ce690e3ac2a.jpg", + "image_caption": [ + "Figure 12: Results on Monster-Hunt with 3 agents (3 seeds). " + ], + "image_footnote": [], + "bbox": [ + 339, + 103, + 655, + 289 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "B.2 Monster-Hunt ", + "text_level": 1, + "bbox": [ + 174, + 347, + 310, + 361 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "In Monster-Hunt, two agents can move one step in any of the four cardinal directions $( U p , D o w n$ , Left, Right) at each timestep. Let $a _ { i } = \\{ t _ { i } , i \\stackrel { - } { \\in } \\{ 0 , 1 \\} \\}$ denote action of agent $i$ , where $t _ { i }$ is a discrete 4-dimensional one-hot vector. The position of each agent can not exceed the border of 5-by-5 grid, where action execution is invalid. One Monster and two apples respawn in the different grids at the initialization. If an agent eats (move over in the grid world) an apple, it can gain 2 points. Sometimes, two agents may try to eat the same apple, the points will be randomly assigned to only one agent. Catching the monster alone causes an agent lose 2 points, but if two agents catch the stag simultaneously, each agent can gain 5 points. At each time step, the monster and apples will respawn randomly elsewhere in the grid world if they are wiped. In addition, the monster chases the agent closest to it at each timestep. The monster may move over the apple during the chase, in this case, the agent will gain the sum of points if it catches the monster and the apple exactly. Each agent’s observation $o _ { i }$ is a 10-dimensional vector and formed by concatenating its own position $p _ { i }$ , the other agent’s position $p _ { 1 - i }$ , monster’s positionpmonster and sorted apples’ position $p _ { a p p l e 0 } , p _ { a p p l e 1 }$ , i.e., $o _ { i } = \\{ p _ { i } , p _ { 1 - i }$ , pmonster, papple0, papple1; $i \\in \\{ 0 , 1 \\} \\}$ , where $\\boldsymbol { p } = \\left( u , v \\right)$ denotes the 2-dimensional coordinates in the gridworld. ", + "bbox": [ + 174, + 373, + 826, + 578 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "B.3 Monster-Hunt WITH MORE THAN 2 AGENTS ", + "text_level": 1, + "bbox": [ + 174, + 597, + 513, + 611 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Here we consider extending RPG to the general setting of $N$ agents. In most of the multi-agent games, the reward function are fully symmetric for the same type of agents. Hence, as long as we can formulate the reward function in a linear form over a feature vector and a shared weight, i.e., $R ( s , a _ { 1 } , \\ldots , a _ { N } ; i ) = \\phi ( s , a _ { 1 } , \\ldots , a _ { N } ; i ) ^ { T } w _ { i }$ , we can directly apply RPG without any modification by setting $\\mathcal { R } = \\{ R _ { w } : R _ { w } ( s , a _ { 1 } , \\ldots , a _ { N } ; i ) = \\phi ( s , a _ { 1 } , \\ldots , a _ { N } ; i ) ^ { T } w \\}$ . Note that typically the dimension of the feature vector $\\phi ( \\cdot )$ remains fixed w.r.t. different number of agents $( N )$ . For example, in the Agar.io game, no matter how many players are there in the game, the rule of how to get reward bonus and penalties remains the same. ", + "bbox": [ + 174, + 623, + 825, + 734 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "Here, we experiment RPG in Monster-Hunt with 3 agents. The results are shown in Fig. 12. We consider baselines including the standard PG (PG) and population-based training (PBT). RPG reliably discovers a strong cooperation strategy with a substantially higher reward than the baselines. ", + "bbox": [ + 176, + 741, + 821, + 784 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "B.4 Escalation ", + "text_level": 1, + "bbox": [ + 174, + 801, + 287, + 815 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "In Escalation, two agents appear randomly and one grid lights up at the initialization. If two agents step on the lit grid simultaneously, each agent can gain 1 point, and the lit grid will go out with an adjacent grid lighting up. Both agents can gain 1 point again if they step on the next lit grid together. But if one agent steps off the path, the other agent will lose $0 . 9 L$ points, where $L$ is the current length of stepping together, and the game is over. Another option is that two agents choose to step off the path simultaneously, neither agent will be punished, and the game continues. As the length $L$ of stepping together increases, the cost of betrayal increases linearly. $a _ { i } = \\{ t _ { i } , i \\in \\{ 0 , 1 \\} \\}$ denotes action of agent $i$ , where $t _ { i }$ is a discrete 4-dimensional one-hot vector. The observation $a _ { i }$ of agent $i$ is composed of its own position $p _ { i }$ , the other agent’s position $p _ { 1 - i }$ and the lit grid’s position $p _ { l i t }$ i.e., $o _ { i } \\stackrel { - } { = } \\{ p _ { i } , p _ { 1 - i } , p _ { l i t } ; i \\stackrel { - } { \\in } \\{ 0 , 1 \\} \\bar \\}$ , where $\\boldsymbol { p } = \\left( u , v \\right)$ denotes the 2-dimensional coordinates in the gridworld. Moreover, we utilize GRU to encode the length $L$ implicitly, instead of observing that explicitly. ", + "bbox": [ + 174, + 827, + 825, + 924 + ], + "page_idx": 15 + }, + { + "type": "text", + "text": "", + "bbox": [ + 174, + 103, + 825, + 172 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "B.5 Agar.io ", + "text_level": 1, + "bbox": [ + 174, + 213, + 264, + 228 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "In the original online game Agar.io, multiple players are limited in a circle petri dish. Each player controls one or more balls using only a cursor and 2 keyboard keys \"space\" and \"w\". all balls belonging to the player will move forward to where the cursor pointing at. Balls larger than a threshold will split to 2 smaller balls and rush ahead when the player pressing the key \"space\". Balls larger than another threshold will emit tiny motionless food-like balls when the player pressing \"w\". Agar.io has many play modes like \"Free-For-All\" mode (All players fight for their own and can eat each other) and \"Team\" mode (Players are separated to two groups. They should cooperate with other players in the same group and eat other players belonging to another group). ", + "bbox": [ + 174, + 248, + 825, + 359 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "We simplified settings of the original game Agar.io: Now agents don’t need to emit tiny motionless balls and all fight with each other (FFA mode). The action space of the game is $t a r g e t \\times \\{ s p l i t , n o \\_ s p l i t \\}$ . target $\\in \\ [ 0 , 1 ] ^ { 2 }$ means the target position that all balls belonging to the agent move to. binary action split or no_split means whether the player chooses to split, which will cause all balls larger than a threshold split to 2 smaller ones and rush ahead for a short while. These split balls will re-merge after some time, then the agent can split again. When one agent’s ball meets another agent’s ball and the former one is at least 1.2 times larger than the later, the later will be eaten and the former will get all its mass. The reward is defined as the increment of balls’ mass. So every agent’s goal is getting larger by eating others while avoid being eaten. But larger ball moves slower. So it’s really hard to catch smaller balls only by chasing after it. Split will help, but it needs high accuracy to rush to the proper direction. In our experiments, there were 7 agents interacting with each other. 2 agents were learned by our algorithm and would quit the game if all balls were eaten. 5 agents were controlled by a script and would reborn at a random place if all balls were eaten. Learn-based agents were initialized larger than script-based agents so it was basically one-way catching. In this setting, cooperation was the most efficient behavior for learn-based agents to gain positive reward, where they coordinated to surround script-based agents and caught them. ", + "bbox": [ + 174, + 366, + 825, + 583 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "Observation space: We denote partial observation of agent $i$ as $o _ { i }$ , which includes global information of the agent (denoted as $o _ { i , g l o b a l } )$ and descriptions of all balls around the agent (including balls owned by the agent, denoted as $o _ { i , b a l l s }$ . and $o _ { i , b a l l s } = \\{ o _ { i , b a l l , 1 } , o _ { i , b a l l , 2 } , . . . , o _ { i , b a l l , m } \\}$ where $o _ { i , b a l l , j }$ denotes the $\\mathrm { j }$ -th ball around the agent and there are $m$ observed balls in all). $o _ { i , g l o b a l } = \\{ l _ { i , o b s } , w _ { i , o b s } , p _ { i , c e n t e r } , \\ i$ $v _ { i }$ , $s _ { i , a l i v e }$ , $n _ { i , o w n }$ , $n _ { i }$ ,script, $n _ { i , o t h e r }$ , $a _ { i , l a s t } , r _ { i , m a x } , r _ { i , m i n } , m _ { i } \\}$ where $l _ { i , o b s } , w _ { i , o b s }$ (they are both 1D filled with a real number, from here the form like (1D, real) will be used as the abbreviation) are the length and width of the agent’s observation scope, $p _ { i }$ ,center (2D, real) is its center position, $v _ { i }$ (2D, real) is the speed of its center, $s _ { i , a l i v e }$ (1D, binary) is whether the other learn-based agent is killed, $n _ { i , o w n } , n _ { i , s c r i p t } , n _ { i , o t h e r }$ (1D, real) are numbers of each type of balls nearby (3 types: belonging to me, or belonging to a script agent, or belonging to another learn-based agent), $a _ { i , l a s t }$ (3D, real) is the agent’s last action, $r _ { i , m a x } , r _ { i , m i n } ($ (1D, real) are maximal and minimal radius of all balls belonging to the agent. for any $j = 1 , 2 , . . . , m$ , $o _ { i , b a l l , j } =$ $\\{ p _ { i , j , r e l a t i v e } , p _ { i , j , a b s o l u t e } , v _ { i , j } , v _ { i , j , r u s h } , r _ { i , j } , l \\stackrel { \\_ } { o g } ( r _ { i , j } ) , d _ { i , j } , e _ { i , j , m a x } , \\stackrel { \\_ } { e _ { i , j , m i n } } , s _ { i , j , r e m } , t _ { i , j } \\}$ , where pi,j,relative, $p _ { i , j , a b s o l u t e }$ (2D, real) are the ball’s relative and absolute position, $v _ { i , j }$ is its speed, $v _ { i , j , r u s h }$ is the ball’s additional rushing speed(when a ball splits to 2 smaller balls, these 2 balls will get additional speed and it’s called $v _ { i , j , r u s h }$ , otherwise $v _ { i , j , r u s h } = \\mathbf { 0 }$ ), $r _ { i , j }$ (1D, real) is its radius, $d _ { i , j }$ is the distance between the ball and the center of the agent, $e _ { i , j , m a x } , e _ { i , j , m i n } ( 1$ D, binary) are whether the ball can be eaten by the maximal or minimal balls of the observing agent, $s _ { i , j , r e m }$ (1D, binary) is whether the ball is able to remerge at present. $t _ { i , j } ( 3 \\mathrm { D }$ , one hot) is the type of the ball. ", + "bbox": [ + 173, + 589, + 825, + 849 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "The script-base agent can automatically chase after and split towards other smaller agents. When facing extreme danger (we define \"extreme danger\" as larger learn-based agents being very close to it), it will use a 3-step deep-first-search to plan a best way for escape. More details of the script can be seen in our code. We played against the script-base agent using human intelligence for many times and we could never hunt it when having only one ball and rarely catch it by split. ", + "bbox": [ + 174, + 854, + 823, + 924 + ], + "page_idx": 16 + }, + { + "type": "text", + "text": "C TRAINING DETAILS ", + "text_level": 1, + "bbox": [ + 176, + 102, + 372, + 118 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "C.1 GRIDWORLD GAMES ", + "text_level": 1, + "bbox": [ + 174, + 136, + 359, + 150 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "In Monster-Hunt and Escalation, agents’ networks are organized by actor-critic (policy-value) architecture. We consider $N = 2$ agents with a policy profile $\\pi = \\{ \\pi _ { 0 } , \\pi _ { 1 } \\}$ parameterized by $\\theta = \\left\\{ \\theta _ { 0 } , \\theta _ { 1 } \\right\\}$ . The policy network $\\pi _ { i }$ takes observation $o _ { i }$ as input, two hidden layers with 64 units are followed after that, and then outputs action $a _ { i }$ . While the value network takes as input observations of two agents, $o = \\{ o _ { 0 } , o _ { 1 } \\}$ and outputs the V-value of agent $i$ , similarly two hidden layers with 64 units are added before the output. ", + "bbox": [ + 174, + 164, + 825, + 246 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "In Escalation, we also place an additional GRU module before the output in policy network and value network respectively, to infer opponent’s intentions from historical information. Note that 64-dimensional hidden state of GRU $h$ will change if the policy network is updated. In order to both keep forward information and use backward information to compute generalized advantage estimate (GAE) with enough trajectories, we split buffer data into small chunks, e.g., 10 consecutive timesteps as a small data chunk. The initial hidden state $h _ { i n i t }$ , which is the first hidden state $h _ { 0 }$ , is kept for each data chunk, but do another forward pass to re-compute $\\{ h _ { 1 } , . . . , h _ { M - 1 } \\}$ , where $M$ represents the length of one data chunk, and keep buffer-reuse low, e.g., 4 in practice. ", + "bbox": [ + 174, + 252, + 825, + 362 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Agents in Monster-Hunt and Escalation are trained by PPO with independent parameters. Adam optimizer is used to update network parameters and each experiment is executed for 3 times with random seeds. More optimization hyper-parameter settings are in Tab.6. In addition, Monster-Hunt also utilizes GRU modules to infer opponent’s identity during adaption training and the parallel threads are set to 64. ", + "bbox": [ + 174, + 368, + 825, + 436 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Count-based exploration: We just add the count-based exploration intrinsic reward $r _ { i n t }$ to the environment reward during training. when the agent’s observation is o, $r _ { i n t } = \\alpha / n _ { o }$ where $\\alpha$ is a hyperparameter adjusted properly (0.3 in Monster-Hunt and 1 in Escalation) and $n _ { o }$ is the number of times the agent have the observation o. ", + "bbox": [ + 174, + 444, + 825, + 498 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "DIAYN: In Monster-Hunt, we use DIAYN to train 10 diverse policy in the first 140k episodes (DIAYN’s discriminator has 3 FC layers with 256, 128, 10 units respectively) and choose the policy which has the best performance in Monster-Hunt’s reward settings to fine-tune in the next 280k episodes. Note that DIAYN doesn’t have a warm-start phase before fine-tuning in its original paper so we didn’t do so as well. Note that in the first unsupervised learning phase, DIAYN does not optimize for any specific reward function. Hence, we did not plot the reward curve for DIAYN in Fig.7 for this phase. Instead, we simply put a dashed line showing the reward of the best selected pair of policies from DIAYN pretraining. ", + "bbox": [ + 173, + 505, + 825, + 614 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "MAVEN: We use the open-sourced implementation of MAVEN from https://github.com/ AnujMahajanOxf/MAVEN. ", + "bbox": [ + 173, + 621, + 821, + 648 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "Population-based training: In each PBT trial, we straightforward train the same amount of parallel PG policies as RPG with different random seeds in each problem respectively and choose the one with best performance as the final policy. Note that the final training curve is averaged over 3 PBT trials. ", + "bbox": [ + 174, + 656, + 825, + 710 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "C.2 Agar.io ", + "text_level": 1, + "bbox": [ + 174, + 732, + 264, + 747 + ], + "page_idx": 17 + }, + { + "type": "text", + "text": "In Agar.io, we used PPO as our algorithm and agents’ networks were also organized by actor-critic (policy-value) architecture with a GRU unit (i.e., PPO-GRU). We consider $N = 2$ agents with a policy profile $\\pi = \\{ \\pi _ { 0 } , \\pi _ { 1 } \\}$ sharing parameter $\\theta$ . The policy network $\\pi _ { i }$ takes observation $o _ { i }$ as input. At the beginning, like (Baker et al., 2019), $o _ { i , b a l l s }$ is separated to 3 groups according to balls’ types: $o _ { i }$ ,ownballs, $O _ { i , s c r i p t b a l l s }$ and $O _ { i , o t h e r b a l l s }$ . 3 different multi-head attention models with 4 heads and 64 units for transformation of keys, inquiries and values are used to embed information of 3 types of balls respectively, taking corresponding part of $o _ { i , b a l l s }$ as values and inquiries and $O _ { i , g l o b a l }$ as keys. Then their outputs are concatenated and transformed by an FC layer with 128 units before being sent to a GRU block with 128 units. After that, the hidden state is copied to 2 heads for policy’s and value’s output. The policy head starts with 2 FC layers both with 128 units and ends with 2 heads to generate discrete(split or no_split) and continuous(target) actions. The value head has $3 \\mathrm { F C }$ layers with 128, 128, 1 unit respectively and outputs a real number. ", + "bbox": [ + 174, + 760, + 825, + 924 + ], + "page_idx": 17 + }, + { + "type": "table", + "img_path": "images/c00ab6894f4fbd60ad9b4ee4360885f56eabdd9a4cd3cec0d76b7ed235842f51.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Hyper-parametersValue
Initial learning rate1e-3
Minibatch size320 chunks of 10 timesteps
Adam stepsize (ε)1e-5
Discount rate (γ)0.99
GAE parameter (入)0.95
Value loss coefficient1
Entropy coefficient0.01
Gradient clipping0.5
PPO clipping parameter0.2
Parallel threads64(Escalation),256(Monster-Hunt)
PPO epochs4
reward scale parameter0.1
episode length50
", + "bbox": [ + 282, + 108, + 710, + 314 + ], + "page_idx": 18 + }, + { + "type": "table", + "img_path": "images/fc12331621979b50257fee185015b42be2781ac71d6ea4a5a7154834f3f95f41.jpg", + "table_caption": [ + "Table 6: PPO hyper-parameters used in Gridworld games, learning rate is linearly annealed during training. ", + "Table 7: PPO hyper-parameters used in Agar.io " + ], + "table_footnote": [], + "table_body": "
Hyper-parametersValue
Learning rate2.5e-4
Minibatch size2 * 512 chunks of 32 timesteps
Adam stepsize (ε)1e-5
Discount rate ()0.995
GAE parameter (入)0.95
Value loss coefficient0.5
action loss coefficient1
Entropy coefficient0.01(discrete), 0.0025(continuous)
Gradient clipping20
PPO clipping parameter0.1
Parallel threads128
PPO epochs4
episode length128
", + "bbox": [ + 284, + 363, + 710, + 569 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "PPO-GRU was trained with 128 parallel environment threads. Agar.io’s episode length was uniformrandomly sampled between 300 and 400 both when training and evaluating. Buffer data were split to small chunks with length $, \\ b = 3 2$ in order to diversify training data and stabilize training process. and the buffer was reused for 4 times to increase data efficiency. Hidden states of each chunk except at the beginning were re-computed after each reuse to sustain PPO’s \"on-policy\" property as much as possible. Action was repeated for 5 times in the environment whenever the policy was executed and only the observation after the last action repeat was sent to the policy. Each training process started with a curriculum-learning in the first $1 . 5 e 7$ steps: Speed of script agents was multiplied with $x$ , where $x$ is uniformly random-sampled between $m \\bar { a } x \\{ 0 , ( n - 1 e 7 ) / 5 e 6 \\bar { \\} }$ and $m i n \\{ 1 , \\bar { m } a x \\{ 0 , ( n - 5 e 6 ) / 5 e 6 \\} \\}$ at the beginning of each episode, where $n$ was the steps of training. After the curriculum learning, Speed was fixed to the standard. Each experiment was executed for 3 times with different random seeds. Adam optimizer was used to update network parameters. More optimization hyper-parameter settings are in Tab.7. ", + "bbox": [ + 173, + 614, + 825, + 791 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "D ADDITIONAL EXPERIMENT RESULTS ", + "text_level": 1, + "bbox": [ + 174, + 811, + 516, + 827 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "D.1 Monster-Hunt ", + "text_level": 1, + "bbox": [ + 174, + 843, + 312, + 857 + ], + "page_idx": 18 + }, + { + "type": "text", + "text": "In Monster-Hunt, we set $C _ { \\mathrm { m a x } } = 5$ for sampling $w$ . Fig. 13 illustrates the policies discovered by several selected $w$ values, where different strategic modalities can be clearly observed: e.g., with $w = [ 0 , 5 , 0 ]$ , agents always avoid monsters and only eat apples. In Fig. 14, it’s worth noting that $w = [ 5 , 0 , 2 ]$ could yield the best policy profile (i.e., two agents move together to hunt the monster.) ", + "bbox": [ + 174, + 868, + 825, + 924 + ], + "page_idx": 18 + }, + { + "type": "image", + "img_path": "images/334cc78dcf217dedbd6ea95c887a22933982c1728e9ad39396c9117b82089156.jpg", + "image_caption": [ + "Figure 13: Statistics of different policy profiles in Monster-Hunt.#Coop.-Hunt: frequency of both agents catching the monster; #Single-Hunt: frequency of agents meeting the monster alone; #Apple: apple frequency. " + ], + "image_footnote": [], + "bbox": [ + 178, + 99, + 820, + 291 + ], + "page_idx": 19 + }, + { + "type": "image", + "img_path": "images/9bfdc26c474d71c1651b655daebe2e3d5c46f32889113c4fe339c424f3a4c80f.jpg", + "image_caption": [ + "Figure 14: Results in original Monster-Hunt. Original: PG in the original game; Share reward: PG with shared reward in the original game; Finetune: fine-tuning the best policy obtained in the RR phase and yielding the highest reward in the original game. " + ], + "image_footnote": [], + "bbox": [ + 339, + 358, + 656, + 573 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "and doesn’t even require further fine-tuning with some seeds. But the performance of $w = [ 5 , 0 , 2 ]$ is significantly unstable and it may converge to another NE (i.e., two agents move to a corner and wait for the monster.) with other seeds. So $w \\mathbf { \\bar { \\rho } } = [ 5 , 0 , 5 ]$ , which yields stable strong cooperation strategies with different seeds, will be chosen in RR phase when $w = \\mathbf { \\bar { [ } 5 , 0 , 2 ] }$ performs poorly. We demonstrate the obtained rewards from different policies in Fig. 14, where the policies learned by RPG produces the highest rewards. ", + "bbox": [ + 174, + 661, + 825, + 744 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "D.2 Agar.io ", + "text_level": 1, + "bbox": [ + 174, + 770, + 266, + 785 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "D.2.1 STANDARD SETTING ", + "text_level": 1, + "bbox": [ + 176, + 799, + 374, + 814 + ], + "page_idx": 19 + }, + { + "type": "text", + "text": "We sampled 4 different $w$ and they varied in different degrees of cooperation. We also did experiments using only baseline PG or PG with intrinsic reward generated by Random Network distillation (RND) to compare with RPG. RR lasted for 40M steps, but only the best reward parameter in RR $\\begin{array} { r } { { \\bf \\nabla } w = [ 1 , 1 ] , } \\end{array}$ ) was warmed up for 3M steps and fine-tuned for 17M steps later. PG and RND were also trained for 60M steps in order to compare with RPGfairly. In Fig. 15, we can see that PG and RND produced very low rewards because they all converged to non-cooperative policies. $w = [ 1 , 1 ]$ produced highest rewards after RR, and rewards boosted higher after fine-tuning. ", + "bbox": [ + 173, + 827, + 825, + 924 + ], + "page_idx": 19 + }, + { + "type": "image", + "img_path": "images/ad1fabf1188c904ecb376a85b5d2097c6b3f42944fc70797fd52275b809c25b2.jpg", + "image_caption": [ + "Figure 15: statistics of standard setting of Agar.io. (a) to (d) illustrate frequencies of Split, Hunt, Attack and Cooperate during training under different reward parameters and algorithms. Split means catching a script agent ball by splitting, Hunt means catching a script agent ball without splitting, Attack means catching a learn-based agent ball, Cooperate means catching a script agent ball while the other learn-based agent is close by.(the same below) (e) illustrates rewards of different policies. " + ], + "image_footnote": [], + "bbox": [ + 235, + 102, + 761, + 636 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "D.2.2 AGGRESSIVE SETTING ", + "text_level": 1, + "bbox": [ + 174, + 739, + 387, + 753 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "We sampled 5 different $w$ and their behavior were much more various. the other training settings were the same as standard setting. in Fig. 16, we should notice that simply sharing reward $( w \\bar { = } [ 1 , 1 ]$ ) didn’t get very high reward because attacking each other also benefits each other, so 2 agents just learned to sacrifice, Again, Fig. 16 illustrates that rewards of RPG was far ahead the other policies while both PG and PG+RND failed to learn cooperative strategies. ", + "bbox": [ + 174, + 763, + 825, + 833 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "We also listed all results of Standard and Aggressive setting in Tab. 8 for clearer comparison. ", + "bbox": [ + 171, + 839, + 779, + 854 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "D.2.3 UNIVERSAL REWARD-CONDITIONED POLICY ", + "text_level": 1, + "bbox": [ + 174, + 871, + 540, + 885 + ], + "page_idx": 20 + }, + { + "type": "text", + "text": "We also tried to train a universal policy conditioned on $w$ by randomly sampling different $w$ at the beginning of each episode during training rather than fixing different $w$ and training the policy later on. But as Fig. 17 illustrates, the learning process was very unstable and model performed almost the same under different $w$ due to the intrinsic disadvantage of an on-policy algorithm dealing with multi-tasks: the learning algorithm may pay more effort on $w$ where higher rewards are easier to get but ignore the performance on other $w$ , which made it very hard to get diverse behaviors. ", + "bbox": [ + 174, + 895, + 825, + 924 + ], + "page_idx": 20 + }, + { + "type": "image", + "img_path": "images/1a10b064ba65490ffeac4eba2ebe72ac72d717d9395daa65f72d0f0e82e33f34.jpg", + "image_caption": [ + "Figure 16: Statistics of aggressive setting of Agar.io. (a) to (d) illustrate frequencies of Split, Hunt, Attack and Cooperate during training under different reward parameters and algorithms.(e) illustrates rewards of different policies. " + ], + "image_footnote": [], + "bbox": [ + 235, + 102, + 761, + 632 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 699, + 825, + 753 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "D.3 LEARN ADAPTIVE POLICY ", + "text_level": 1, + "bbox": [ + 176, + 772, + 401, + 786 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "In this section, we add the opponents’ identity $\\psi$ in the input of the value network to stable the training process and boost the performance of the adaptive agent. $\\psi$ is a $C$ -dimensional one-hot vector, where $C$ denotes the number of opponents. ", + "bbox": [ + 174, + 799, + 825, + 840 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "D.3.1 Iterative Stag-Hunt ", + "text_level": 1, + "bbox": [ + 174, + 857, + 357, + 872 + ], + "page_idx": 21 + }, + { + "type": "text", + "text": "In Iterative Stag-Hunt, we randomize the payoff matrix, which is a 4-dimensional vector, and set $C _ { m a x } = 4$ for sampling $w$ . The parallel threads are 512 and the episode length is 10. Other training hyper-parameter settings are the same as Tab.6. Fig 18 describes different $w = [ a , b , c , d ]$ (i.e., ", + "bbox": [ + 176, + 882, + 825, + 924 + ], + "page_idx": 21 + }, + { + "type": "image", + "img_path": "images/e901c579af79b0a34b01392ca34604addce8f345557c3c9725f742b6893b6538.jpg", + "image_caption": [ + "Figure 17: Statistics of Universal policy of Agar.io. (a) to (d) illustrate the frequency of Split, Hunt, Attack and Cooperate when fixing different $w$ while evaluating. " + ], + "image_footnote": [], + "bbox": [ + 233, + 109, + 761, + 457 + ], + "page_idx": 22 + }, + { + "type": "table", + "img_path": "images/cec72fd0b119a3928360a2d2d668f1049775c2715927e28160b79efaa271d9e9.jpg", + "table_caption": [ + "Table 8: Frequencies of 4 types of events and rewards of different policies of Agar.io after completely training. $[ 4 , 0 , 0 , 0 ]$ , $[ 0 , 0 , 0 , 4 ]$ , [0, 4, 4, 0], [4, 1, 4, 0]) yields different policy profiles. e.g., with $w = [ 0 , 0 , 0 , 4 ]$ , both agents tend to eat the hare. The original game corresponds to $w = [ 4 , 3 , - 5 0 , 1 ]$ . Tab. 9 reveals $w = [ 4 , 0 , 0 , 0 ]$ yields the highest reward and reaches the optimal NE without further fine-tuning. " + ], + "table_footnote": [], + "table_body": "
SettingsPolicyRewards#Split#Hunt#Attack#Cooperate
Standardw=[1,1] RPG3.843(0.23) 4.34(0.171)0.859(0.083) 0.971(0.13)0.411(0.034) 0.659(0.048)0.526(0.064) 0.548(0.038)2.203(0.136) 2.028(0.297)
w=[0.5,1]3.827(0.489)0.807(0.192)0.365(0.106)0.15(0.064)2.342(0.286)
w=[1,0.5]3.174(0.653)0.718(0.148)0.432(0.026)0.458(0.031)1.716(0.418)
Original1.08(0.836)0.3(0.19)0.361(0.134)0.291(0.098)0.483(0.442)
RND PBT2.789(0.346)0.499(0.061)0.623(0.128)0.242(0.037)1.349(0.164)
Aggressive3.822(0.347)0.744(0.129)0.585(0.146)0.297(0.055)1.935(0.167)
w=[0,0]5.966(0.539)1.195(0.155)0.699(0.008)0.517(0.066)1.603(0.127)
RPG8.907(0.292)1.655(0.138)0.862(0.053)0.903(0.081)2.039(0.209)
w=[0,1]5.066(0.375)0.785(0.041)0.344(0.049)0.346(0.058)2.327(0.311)
w=[1,1]4.622(0.277)0.836(0.304)0.934(0.108)0.552(0.019)0.028(0.023)
w=[0.5,1]4.79(0.588)0.678(0.31)0.617(0.28)0.67(0.194)0.55(0.643)
Original3.551(0.121)0.717(0.032)0.812(0.078)0.412(0.018)0.027(0.026)
RND3.189(0.154)0.626(0.065)0.705(0.008)0.382(0.029)0.035(0.027)
PBT3.348(0.222)0.697(0.133)0.732(0.096)0.396(0.014)0.007(0.005)
", + "bbox": [ + 173, + 501, + 808, + 741 + ], + "page_idx": 22 + }, + { + "type": "table", + "img_path": "images/f58fd7ad7a325b16ae9fae4eeab8f7ede6e4c5a329bb671fe26fb7e489d17904.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Original1w=[4,0,0,0]w=[0,0,0,4]w=[0,4,4,0]w=[4,1,4,0]
#Rewards20.00(0.00)74.76(2.88)20.00(0.00)-470.0(0.00)-453.45(0.25)
", + "bbox": [ + 171, + 845, + 820, + 890 + ], + "page_idx": 22 + }, + { + "type": "text", + "text": "Table 9: Evaluation of different policy profiles obtained via RR in original Iterative Stag-Hunt. Not that $w = [ 4 , 0 , 0 , 0 ]$ has the best performance among the policy profiles, and is the optimal NE wit no further fine-tuning. ", + "bbox": [ + 179, + 906, + 815, + 948 + ], + "page_idx": 22 + }, + { + "type": "image", + "img_path": "images/fb8b344194c190d9bcc1d6177178662664a18057c58a91749386e70be78c5e56.jpg", + "image_caption": [ + "Figure 18: Find different policy profiles via Reward Randomization in Iterative Stag-Hunt. #StagStag: the frequency of two agents both hunt the stag. #Stag-Hare: the frequency of agent1 hunts the stag while agent2 eats the hare. #Hare-Stag: the frequency of agent1 eat the hare while agent2 hunts the stag. #Hare-Hare: the frequency of two agents both eat the hare. Frequency: times of certain behavior performed in one episode. " + ], + "image_footnote": [], + "bbox": [ + 233, + 112, + 759, + 463 + ], + "page_idx": 23 + }, + { + "type": "table", + "img_path": "images/60a0cf9d5025c680928949d00bc1835352acff6d9bd090483cee6c2359071ce7.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Oppo. TypeStagHareTFTRandom
#Stag9.31(0.77)3.6(4.33)7.31(3.82)5.35(3.48)
#Hare0.69(0.77)6.4(4.33)2.69(3.81)4.65(3.48)
", + "bbox": [ + 295, + 550, + 697, + 614 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "Table 10: Statistics of the adaptive policy in Iterative Stag-Hunt with 4 hand-designed opponents with different behavior preferences. #Stag: the adaptive agent hunts the stag; #Hare: the adaptive agent eats the hare; The adaptive policy successfully exploits different opponents, including cooperating with TFT opponent, which is totally different from trained opponents. ", + "bbox": [ + 176, + 631, + 823, + 685 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "Utilizing 4 different strategies obtained in the RR phase as opponents, we could train an adaptive policy which can make proper decisions according to opponent’s identity. Fig. 19 shows the adaption training curve, we can see that the policy yields adaptive actions stably after $5 e 4$ episodes. At the evaluation stage, we introduce 4 hand-designed opponents to test the performance of the adaptive policy, including Stag opponent (i.e., always hunt the stag), Hare opponent (i.e., always eat the hare), Tit-for-Tat (TFT) opponent (i.e., always hunt the stag at the first step, and then take the action executed by the other agent in the last step), and Random opponent (i.e., randomly choose to hunt the stag or eat the hare at each step). Tab. 10 illustrates that the adaptive policy exploits all hand-designed strategies, including Tit-for-Tat opponent, which significantly differ from the trained opponents. ", + "bbox": [ + 173, + 699, + 825, + 823 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "D.3.2 Monster-Hunt ", + "text_level": 1, + "bbox": [ + 174, + 842, + 325, + 857 + ], + "page_idx": 23 + }, + { + "type": "text", + "text": "We use the policy population $\\Pi _ { 2 }$ trained by $_ { 4 \\ w }$ values (i.e., $w = [ 5 , 1 , - 5 ] , w = [ 4 , 2 , - 2 ] , w =$ $[ 0 , 5 , 0 ] , w = [ 5 , \\dot { 0 , } \\dot { 5 } ] )$ in the RR phase as opponents for training the adaptive policy. In addition, we sample other $4 \\ w$ values (i.e., $\\bar { w } = [ 5 , 0 , \\bar { 0 } ] , w = [ - 5 , 5 , - 5 ] , \\bar { w } = [ - \\bar { 5 } , 0 , 5 \\bar { ] } , w = [ 5 , - 5 , 5 ] )$ from $C _ { m a x } = 5$ to train new opponents for evaluation. Fig. 20 shows the adaption training curve of the monster-hunt game, where the adaptive policy could take actions stably according to the opponent’s identity. ", + "bbox": [ + 174, + 868, + 825, + 924 + ], + "page_idx": 23 + }, + { + "type": "image", + "img_path": "images/477550c9229c71efa66a399e1cb5b13603df1cabd6bea611fb25fbdddf42aff8.jpg", + "image_caption": [ + "Figure 19: Adaption training curve in Iterative Stag-Hunt. #Stag-Stag: frequency of both agents hunting the stag. #Stag-Hare: frequency of agent1 hunting the stag while agent2 eating the hare. #Hare-Stag: frequency of agent1 eating the hare while agent2 hunting the stag. #Hare-Hare: frequency of both agents eating the hare. Frequency: times of certain behavior performed in one episode. " + ], + "image_footnote": [], + "bbox": [ + 233, + 106, + 759, + 460 + ], + "page_idx": 24 + }, + { + "type": "text", + "text": "", + "bbox": [ + 173, + 551, + 825, + 580 + ], + "page_idx": 24 + }, + { + "type": "image", + "img_path": "images/675d8f2aeff8b456eb607b2a781ae7e54a72e8a274c6ad6ef492d06f55dec7fc.jpg", + "image_caption": [ + "Figure 20: Adaption training statistics of Monster-Hunt. #Coop.-Hunt: frequency of both agents catching the monster; #Single-Hunt: the adaptive agent meets the monster alone; #Apple: apple frequency. " + ], + "image_footnote": [], + "bbox": [ + 184, + 601, + 810, + 741 + ], + "page_idx": 24 + }, + { + "type": "text", + "text": "D.3.3 Agar.io ", + "text_level": 1, + "bbox": [ + 174, + 815, + 281, + 829 + ], + "page_idx": 24 + }, + { + "type": "text", + "text": "In Agar.io, we used 2 types of policies from RR: $w = [ 1 , 0 ]$ (i.e. cooperative) and $w = [ 0 , 1 ]$ (i.e. competitive) as opponents, and trained a adaptive policy facing each opponent with probability $= 5 0 \\%$ in standard setting while only its value head could know the opponent’s type directly. Then we supposed the policy could cooperate or compete properly with corresponding opponent. As Fig. 21 illustrates, the adaptive policy learns to cooperate with cooperative partners while avoid being exploited by competitive partners and exploit both partners. ", + "bbox": [ + 174, + 840, + 825, + 924 + ], + "page_idx": 24 + }, + { + "type": "text", + "text": "More details about training and evaluating process: Oracle pure-cooperative policies are learned against a competitive policy for 4e7 steps. So do oracle pure-competitive policies. And the adaptive policy is trained for 6e7 steps. the length of each episode is 350 steps (the half is 175 steps). When evaluating, The policy against the opponent was the adaptive policy in first 175 steps whatever we are testing adaptive or oracle policies. When we tested adaptive policies, the policy against the opponent would keep going for another 175 steps while the opponent would changed to another type and its hidden state would be emptied to zero. When we tested oracle policies, the policy against the opponent would turn to corresponding oracle policies and the opponent would also changed its type while their hidden states were both emptied. ", + "bbox": [ + 173, + 103, + 825, + 227 + ], + "page_idx": 25 + }, + { + "type": "image", + "img_path": "images/5e488f7d9869f7630eac66364781d32588294a12dff909213b3367d7f15025fd.jpg", + "image_caption": [ + "Figure 21: Statistics of adaptation experiments of Agar.io. (a),(b) illustrate frequencies of Cooperate and Attack when the adaptive policy was facing different partners. In (a), we can see that the agent learned to cooperate when the partner was cooperative; In (b), the descend of the \"v.s. competitive partner\" line at the beginning indicates that the adaptive policy was learning to avoid being exploit; The rising of both lines in the end indicates that the adaptive policy was also learning to exploit its partner. 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Hence, analyzing and understanding the challenges in", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 449, + 507, + 462 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 507, + 462 + ], + "score": 1.0, + "content": "various games also become critical for developing new learning algorithms for even harder challenges.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24.5 + }, + { + "type": "text", + "bbox": [ + 107, + 465, + 505, + 563 + ], + "lines": [ + { + "bbox": [ + 106, + 466, + 504, + 478 + ], + "spans": [ + { + "bbox": [ + 106, + 466, + 504, + 478 + ], + "score": 1.0, + "content": "Most recent successes in games are based on decentralized multi-agent learning (Brown, 1951; Singh", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 476, + 505, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 476, + 505, + 489 + ], + "score": 1.0, + "content": "et al., 2000; Lowe et al., 2017; Silver et al., 2018), where agents compete against each other and", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "score": 1.0, + "content": "optimize their own rewards to gradually improve their strategies. In this framework, Nash Equilibrium", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 498, + 505, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 505, + 511 + ], + "score": 1.0, + "content": "(NE) (Nash, 1951), where no player could benefit from altering its strategy unilaterally, provides", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 509, + 505, + 521 + ], + "spans": [ + { + "bbox": [ + 104, + 509, + 505, + 521 + ], + "score": 1.0, + "content": "a general solution concept and serves as a goal for policy learning and has attracted increasingly", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 519, + 506, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 519, + 506, + 532 + ], + "score": 1.0, + "content": "significant interests from AI researchers (Heinrich & Silver, 2016; Lanctot et al., 2017; Foerster et al.,", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 528, + 505, + 544 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 505, + 544 + ], + "score": 1.0, + "content": "2018; Kamra et al., 2019; Han & Hu, 2019; Bai & Jin, 2020; Perolat et al., 2020): many existing", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 540, + 506, + 555 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 506, + 555 + ], + "score": 1.0, + "content": "works studied how to design practical multi-agent reinforcement learning (MARL) algorithms that", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 551, + 455, + 565 + ], + "spans": [ + { + "bbox": [ + 105, + 551, + 455, + 565 + ], + "score": 1.0, + "content": "can provably converge to an NE in Markov games, particularly in the zero-sum setting.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 107, + 568, + 505, + 676 + ], + "lines": [ + { + "bbox": [ + 105, + 568, + 505, + 581 + ], + "spans": [ + { + "bbox": [ + 105, + 568, + 505, + 581 + ], + "score": 1.0, + "content": "Despite the empirical success of these algorithms, a fundamental question remains largely unstudied", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 578, + 506, + 592 + ], + "spans": [ + { + "bbox": [ + 105, + 578, + 506, + 592 + ], + "score": 1.0, + "content": "in the field: even if an MARL algorithm converges to an NE, which equilibrium will it converge to?", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 589, + 505, + 603 + ], + "spans": [ + { + "bbox": [ + 105, + 589, + 505, + 603 + ], + "score": 1.0, + "content": "The existence of multiple NEs is extremely common in many multi-agent games. Discovering as", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 600, + 505, + 613 + ], + "spans": [ + { + "bbox": [ + 105, + 600, + 505, + 613 + ], + "score": 1.0, + "content": "many NE strategies as possible is particularly important in practice not only because different NEs", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 611, + 506, + 625 + ], + "spans": [ + { + "bbox": [ + 105, + 611, + 506, + 625 + ], + "score": 1.0, + "content": "can produce drastically different payoffs but also because when facing unknown players who are", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 622, + 506, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 506, + 635 + ], + "score": 1.0, + "content": "trained to play an NE strategy, we can gain advantage by identifying which NE strategy the opponent", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 633, + 505, + 645 + ], + "spans": [ + { + "bbox": [ + 105, + 633, + 505, + 645 + ], + "score": 1.0, + "content": "is playing and choosing the most appropriate response. 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Combining", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 141, + 252, + 470, + 264 + ], + "spans": [ + { + "bbox": [ + 141, + 252, + 470, + 264 + ], + "score": 1.0, + "content": "reward randomization and policy gradient, we derive a new algorithm, Reward-", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 261, + 470, + 274 + ], + "spans": [ + { + "bbox": [ + 141, + 261, + 261, + 274 + ], + "score": 1.0, + "content": "Randomized Policy Gradient", + "type": "text" + }, + { + "bbox": [ + 261, + 262, + 288, + 272 + ], + "score": 0.46, + "content": "( R { \\bar { P } } { \\bar { G } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 261, + 470, + 274 + ], + "score": 1.0, + "content": ". RPG is able to discover multiple distinctive", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 141, + 271, + 469, + 284 + ], + "spans": [ + { + "bbox": [ + 141, + 271, + 469, + 284 + ], + "score": 1.0, + "content": "human-interpretable strategies in challenging temporal trust dilemmas, including", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 281, + 470, + 293 + ], + "spans": [ + { + "bbox": [ + 141, + 281, + 470, + 293 + ], + "score": 1.0, + "content": "grid-world games and a real-world game Agar.io, where multiple equilibria exist", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 141, + 290, + 470, + 303 + ], + "spans": [ + { + "bbox": [ + 141, + 290, + 470, + 303 + ], + "score": 1.0, + "content": "but standard multi-agent policy gradient algorithms always converge to a fixed one", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 141, + 300, + 470, + 313 + ], + "spans": [ + { + "bbox": [ + 141, + 300, + 470, + 313 + ], + "score": 1.0, + "content": "with a sub-optimal payoff for every player even using state-of-the-art exploration", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 141, + 310, + 470, + 323 + ], + "spans": [ + { + "bbox": [ + 141, + 310, + 470, + 323 + ], + "score": 1.0, + "content": "techniques. Furthermore, with the set of diverse strategies from RPG, we can (1)", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 141, + 320, + 470, + 332 + ], + "spans": [ + { + "bbox": [ + 141, + 320, + 470, + 332 + ], + "score": 1.0, + "content": "achieve higher payoffs by fine-tuning the best policy from the set; and (2) obtain an", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 141, + 330, + 470, + 342 + ], + "spans": [ + { + "bbox": [ + 141, + 330, + 470, + 342 + ], + "score": 1.0, + "content": "adaptive agent by using this set of strategies as its training opponents. The source", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 141, + 339, + 471, + 353 + ], + "spans": [ + { + "bbox": [ + 141, + 339, + 471, + 353 + ], + "score": 1.0, + "content": "code and example videos can be found in our website: https://sites.google.", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 141, + 349, + 255, + 362 + ], + "spans": [ + { + "bbox": [ + 141, + 349, + 255, + 362 + ], + "score": 1.0, + "content": "com/view/staghuntrpg.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 14, + "bbox_fs": [ + 141, + 232, + 471, + 362 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 374, + 206, + 386 + ], + "lines": [ + { + "bbox": [ + 105, + 372, + 208, + 389 + ], + "spans": [ + { + "bbox": [ + 105, + 372, + 208, + 389 + ], + "score": 1.0, + "content": "1 INTRODUCTION", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 21 + }, + { + "type": "text", + "bbox": [ + 107, + 395, + 505, + 460 + ], + "lines": [ + { + "bbox": [ + 106, + 395, + 505, + 408 + ], + "spans": [ + { + "bbox": [ + 106, + 395, + 505, + 408 + ], + "score": 1.0, + "content": "Games have been a long-standing benchmark for artificial intelligence, which prompts persistent", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 406, + 505, + 417 + ], + "spans": [ + { + "bbox": [ + 106, + 406, + 505, + 417 + ], + "score": 1.0, + "content": "technical advances towards our ultimate goal of building intelligent agents like humans, from", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 417, + 505, + 429 + ], + "spans": [ + { + "bbox": [ + 106, + 417, + 505, + 429 + ], + "score": 1.0, + "content": "Shannon’s initial interest in Chess (Shannon, 1950) and IBM DeepBlue (Campbell et al., 2002), to the", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 427, + 505, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 427, + 505, + 440 + ], + "score": 1.0, + "content": "most recent deep reinforcement learning breakthroughs in Go (Silver et al., 2017), Dota II (OpenAI", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 438, + 505, + 451 + ], + "spans": [ + { + "bbox": [ + 105, + 438, + 505, + 451 + ], + "score": 1.0, + "content": "et al., 2019) and Starcraft (Vinyals et al., 2019). Hence, analyzing and understanding the challenges in", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 449, + 507, + 462 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 507, + 462 + ], + "score": 1.0, + "content": "various games also become critical for developing new learning algorithms for even harder challenges.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24.5, + "bbox_fs": [ + 105, + 395, + 507, + 462 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 465, + 505, + 563 + ], + "lines": [ + { + "bbox": [ + 106, + 466, + 504, + 478 + ], + "spans": [ + { + "bbox": [ + 106, + 466, + 504, + 478 + ], + "score": 1.0, + "content": "Most recent successes in games are based on decentralized multi-agent learning (Brown, 1951; Singh", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 476, + 505, + 489 + ], + "spans": [ + { + "bbox": [ + 105, + 476, + 505, + 489 + ], + "score": 1.0, + "content": "et al., 2000; Lowe et al., 2017; Silver et al., 2018), where agents compete against each other and", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "spans": [ + { + "bbox": [ + 105, + 487, + 505, + 500 + ], + "score": 1.0, + "content": "optimize their own rewards to gradually improve their strategies. In this framework, Nash Equilibrium", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 498, + 505, + 511 + ], + "spans": [ + { + "bbox": [ + 105, + 498, + 505, + 511 + ], + "score": 1.0, + "content": "(NE) (Nash, 1951), where no player could benefit from altering its strategy unilaterally, provides", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 509, + 505, + 521 + ], + "spans": [ + { + "bbox": [ + 104, + 509, + 505, + 521 + ], + "score": 1.0, + "content": "a general solution concept and serves as a goal for policy learning and has attracted increasingly", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 519, + 506, + 532 + ], + "spans": [ + { + "bbox": [ + 105, + 519, + 506, + 532 + ], + "score": 1.0, + "content": "significant interests from AI researchers (Heinrich & Silver, 2016; Lanctot et al., 2017; Foerster et al.,", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 528, + 505, + 544 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 505, + 544 + ], + "score": 1.0, + "content": "2018; Kamra et al., 2019; Han & Hu, 2019; Bai & Jin, 2020; Perolat et al., 2020): many existing", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 540, + 506, + 555 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 506, + 555 + ], + "score": 1.0, + "content": "works studied how to design practical multi-agent reinforcement learning (MARL) algorithms that", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 551, + 455, + 565 + ], + "spans": [ + { + "bbox": [ + 105, + 551, + 455, + 565 + ], + "score": 1.0, + "content": "can provably converge to an NE in Markov games, particularly in the zero-sum setting.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32, + "bbox_fs": [ + 104, + 466, + 506, + 565 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 568, + 505, + 676 + ], + "lines": [ + { + "bbox": [ + 105, + 568, + 505, + 581 + ], + "spans": [ + { + "bbox": [ + 105, + 568, + 505, + 581 + ], + "score": 1.0, + "content": "Despite the empirical success of these algorithms, a fundamental question remains largely unstudied", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 578, + 506, + 592 + ], + "spans": [ + { + "bbox": [ + 105, + 578, + 506, + 592 + ], + "score": 1.0, + "content": "in the field: even if an MARL algorithm converges to an NE, which equilibrium will it converge to?", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 589, + 505, + 603 + ], + "spans": [ + { + "bbox": [ + 105, + 589, + 505, + 603 + ], + "score": 1.0, + "content": "The existence of multiple NEs is extremely common in many multi-agent games. Discovering as", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 600, + 505, + 613 + ], + "spans": [ + { + "bbox": [ + 105, + 600, + 505, + 613 + ], + "score": 1.0, + "content": "many NE strategies as possible is particularly important in practice not only because different NEs", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 611, + 506, + 625 + ], + "spans": [ + { + "bbox": [ + 105, + 611, + 506, + 625 + ], + "score": 1.0, + "content": "can produce drastically different payoffs but also because when facing unknown players who are", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 622, + 506, + 635 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 506, + 635 + ], + "score": 1.0, + "content": "trained to play an NE strategy, we can gain advantage by identifying which NE strategy the opponent", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 633, + 505, + 645 + ], + "spans": [ + { + "bbox": [ + 105, + 633, + 505, + 645 + ], + "score": 1.0, + "content": "is playing and choosing the most appropriate response. Unfortunately, in many games where multiple", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 642, + 506, + 657 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 506, + 657 + ], + "score": 1.0, + "content": "distinct NEs exist, the popular decentralized policy gradient algorithm (PG), which has led to great", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 654, + 505, + 667 + ], + "spans": [ + { + "bbox": [ + 105, + 654, + 505, + 667 + ], + "score": 1.0, + "content": "successes in numerous games including Dota II and Stacraft, always converge to a particular NE with", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 665, + 434, + 678 + ], + "spans": [ + { + "bbox": [ + 105, + 665, + 434, + 678 + ], + "score": 1.0, + "content": "non-optimal payoffs and fail to explore more diverse modes in the strategy space.", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 41.5, + "bbox_fs": [ + 105, + 568, + 506, + 678 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 681, + 503, + 704 + ], + "lines": [ + { + "bbox": [ + 106, + 681, + 503, + 694 + ], + "spans": [ + { + "bbox": [ + 106, + 681, + 503, + 694 + ], + "score": 1.0, + "content": "Consider an extremely simple example, a 2-by-2 matrix game Stag-Hunt (Rousseau, 1984; Skyrms,", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 691, + 505, + 706 + ], + "spans": [ + { + "bbox": [ + 106, + 691, + 505, + 706 + ], + "score": 1.0, + "content": "2004), where two pure strategy NEs exist: a “risky” cooperative equilibrium with the highest payoff", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "for both agents and a “safe” non-cooperative equilibrium with strictly lower payoffs. We show, from", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "both theoretical and practical perspectives, that even in this simple matrix-form game, PG fails to", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 104, + 505, + 117 + ], + "spans": [ + { + "bbox": [ + 106, + 104, + 505, + 117 + ], + "score": 1.0, + "content": "discover the high-payoff “risky” NE with high probability. The intuition is that the neighborhood", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 115, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 106, + 115, + 505, + 128 + ], + "score": 1.0, + "content": "that makes policies converge to the “risky” NE can be substantially small comparing to the entire", + "type": "text", + "cross_page": true + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 126, + 506, + 138 + ], + "spans": [ + { + "bbox": [ + 106, + 126, + 506, + 138 + ], + "score": 1.0, + "content": "policy space. Therefore, an exponentially large number of exploration steps are needed to ensure", + "type": "text", + "cross_page": true + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 135, + 506, + 149 + ], + "spans": [ + { + "bbox": [ + 105, + 135, + 506, + 149 + ], + "score": 1.0, + "content": "PG discovers the desired mode. We propose a simple technique, Reward Randomization (RR),", + "type": "text", + "cross_page": true + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 146, + 317, + 160 + ], + "spans": [ + { + "bbox": [ + 106, + 146, + 317, + 160 + ], + "score": 1.0, + "content": "which can help PG discover the “risky” cooperation", + "type": "text", + "cross_page": true + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 158, + 318, + 169 + ], + "spans": [ + { + "bbox": [ + 106, + 158, + 318, + 169 + ], + "score": 1.0, + "content": "strategy in the stag-hunt game with theoretical guar-", + "type": "text", + "cross_page": true + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 169, + 317, + 180 + ], + "spans": [ + { + "bbox": [ + 106, + 169, + 317, + 180 + ], + "score": 1.0, + "content": "antees. The core idea of RR is to directly perturb", + "type": "text", + "cross_page": true + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 179, + 318, + 191 + ], + "spans": [ + { + "bbox": [ + 106, + 179, + 318, + 191 + ], + "score": 1.0, + "content": "the reward structure of the multi-agent game of inter-", + "type": "text", + "cross_page": true + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 190, + 317, + 202 + ], + "spans": [ + { + "bbox": [ + 106, + 190, + 317, + 202 + ], + "score": 1.0, + "content": "est, which is typically low-dimensional. RR directly", + "type": "text", + "cross_page": true + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 200, + 317, + 213 + ], + "spans": [ + { + "bbox": [ + 105, + 200, + 317, + 213 + ], + "score": 1.0, + "content": "alters the landscape of different strategy modes in", + "type": "text", + "cross_page": true + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 212, + 316, + 223 + ], + "spans": [ + { + "bbox": [ + 106, + 212, + 316, + 223 + ], + "score": 1.0, + "content": "the policy space and therefore makes it possible to", + "type": "text", + "cross_page": true + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 222, + 316, + 235 + ], + "spans": [ + { + "bbox": [ + 106, + 222, + 316, + 235 + ], + "score": 1.0, + "content": "easily discover novel behavior in the perturbed game", + "type": "text", + "cross_page": true + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 232, + 437, + 246 + ], + "spans": [ + { + "bbox": [ + 106, + 232, + 437, + 246 + ], + "score": 1.0, + "content": "(Fig. 1). We call this new PG variant Reward-Randomized Policy Gradient (RPG).", + "type": "text", + "cross_page": true + } + ], + "index": 19 + } + ], + "index": 47.5, + "bbox_fs": [ + 106, + 681, + 505, + 706 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 147 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "for both agents and a “safe” non-cooperative equilibrium with strictly lower payoffs. We show, from", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "both theoretical and practical perspectives, that even in this simple matrix-form game, PG fails to", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 106, + 104, + 505, + 117 + ], + "spans": [ + { + "bbox": [ + 106, + 104, + 505, + 117 + ], + "score": 1.0, + "content": "discover the high-payoff “risky” NE with high probability. The intuition is that the neighborhood", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 115, + 505, + 128 + ], + "spans": [ + { + "bbox": [ + 106, + 115, + 505, + 128 + ], + "score": 1.0, + "content": "that makes policies converge to the “risky” NE can be substantially small comparing to the entire", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 126, + 506, + 138 + ], + "spans": [ + { + "bbox": [ + 106, + 126, + 506, + 138 + ], + "score": 1.0, + "content": "policy space. Therefore, an exponentially large number of exploration steps are needed to ensure", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 135, + 506, + 149 + ], + "spans": [ + { + "bbox": [ + 105, + 135, + 506, + 149 + ], + "score": 1.0, + "content": "PG discovers the desired mode. We propose a simple technique, Reward Randomization (RR),", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 2.5 + }, + { + "type": "text", + "bbox": [ + 107, + 147, + 317, + 233 + ], + "lines": [ + { + "bbox": [ + 106, + 146, + 317, + 160 + ], + "spans": [ + { + "bbox": [ + 106, + 146, + 317, + 160 + ], + "score": 1.0, + "content": "which can help PG discover the “risky” cooperation", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 158, + 318, + 169 + ], + "spans": [ + { + "bbox": [ + 106, + 158, + 318, + 169 + ], + "score": 1.0, + "content": "strategy in the stag-hunt game with theoretical guar-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 169, + 317, + 180 + ], + "spans": [ + { + "bbox": [ + 106, + 169, + 317, + 180 + ], + "score": 1.0, + "content": "antees. The core idea of RR is to directly perturb", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 179, + 318, + 191 + ], + "spans": [ + { + "bbox": [ + 106, + 179, + 318, + 191 + ], + "score": 1.0, + "content": "the reward structure of the multi-agent game of inter-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 190, + 317, + 202 + ], + "spans": [ + { + "bbox": [ + 106, + 190, + 317, + 202 + ], + "score": 1.0, + "content": "est, which is typically low-dimensional. RR directly", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 200, + 317, + 213 + ], + "spans": [ + { + "bbox": [ + 105, + 200, + 317, + 213 + ], + "score": 1.0, + "content": "alters the landscape of different strategy modes in", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 212, + 316, + 223 + ], + "spans": [ + { + "bbox": [ + 106, + 212, + 316, + 223 + ], + "score": 1.0, + "content": "the policy space and therefore makes it possible to", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 222, + 316, + 235 + ], + "spans": [ + { + "bbox": [ + 106, + 222, + 316, + 235 + ], + "score": 1.0, + "content": "easily discover novel behavior in the perturbed game", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 9.5 + }, + { + "type": "image", + "bbox": [ + 326, + 153, + 503, + 216 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 326, + 153, + 503, + 216 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 326, + 153, + 503, + 216 + ], + "spans": [ + { + "bbox": [ + 326, + 153, + 503, + 216 + ], + "score": 0.77, + "type": "image", + "image_path": "da8430120052a78005ee9d6753524aa0aa78f9c061320df420cf6133e631532c.jpg" + } + ] + } + ], + "index": 15.5, + "virtual_lines": [ + { + "bbox": [ + 326, + 153, + 503, + 168.75 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 326, + 168.75, + 503, + 184.5 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 326, + 184.5, + 503, + 200.25 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 326, + 200.25, + 503, + 216.0 + ], + "spans": [], + "index": 17 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 326, + 219, + 504, + 230 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 324, + 218, + 505, + 231 + ], + "spans": [ + { + "bbox": [ + 324, + 218, + 505, + 231 + ], + "score": 1.0, + "content": "Figure 1: Intuition of Reward Randomization", + "type": "text" + } + ], + "index": 18 + } + ], + "index": 18 + } + ], + "index": 16.75 + }, + { + "type": "text", + "bbox": [ + 108, + 233, + 436, + 244 + ], + "lines": [ + { + "bbox": [ + 106, + 232, + 437, + 246 + ], + "spans": [ + { + "bbox": [ + 106, + 232, + 437, + 246 + ], + "score": 1.0, + "content": "(Fig. 1). We call this new PG variant Reward-Randomized Policy Gradient (RPG).", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 19 + }, + { + "type": "text", + "bbox": [ + 106, + 249, + 506, + 358 + ], + "lines": [ + { + "bbox": [ + 105, + 249, + 505, + 262 + ], + "spans": [ + { + "bbox": [ + 105, + 249, + 505, + 262 + ], + "score": 1.0, + "content": "To further illustrate the effectiveness of RPG, we introduce three Markov games – two gridworld", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 104, + 260, + 506, + 273 + ], + "spans": [ + { + "bbox": [ + 104, + 260, + 506, + 273 + ], + "score": 1.0, + "content": "games and a real-world online game Agar.io. All these games have multiple NEs including both", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 104, + 270, + 506, + 285 + ], + "spans": [ + { + "bbox": [ + 104, + 270, + 506, + 285 + ], + "score": 1.0, + "content": "“risky” cooperation strategies and “safe” non-cooperative strategies. We empirically show that even", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 281, + 506, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 281, + 506, + 295 + ], + "score": 1.0, + "content": "with state-of-the-art exploration techniques, PG fails to discover the “risky” cooperation strategies.", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 292, + 506, + 305 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 506, + 305 + ], + "score": 1.0, + "content": "In contrast, RPG discovers a surprisingly diverse set of human-interpretable strategies in all these", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "score": 1.0, + "content": "games, including some non-trivial emergent behavior. Importantly, among this set are policies", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 313, + 507, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 507, + 327 + ], + "score": 1.0, + "content": "achieving much higher payoffs for each player compared to those found by PG. This “diversity-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 324, + 506, + 338 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 506, + 338 + ], + "score": 1.0, + "content": "seeking” property of RPG also makes it feasible to build adaptive policies: by re-training an RL agent", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 334, + 506, + 351 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 506, + 351 + ], + "score": 1.0, + "content": "against the diverse opponents discovered by RPG, the agent is able to dynamically alter its strategy", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 346, + 503, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 346, + 503, + 360 + ], + "score": 1.0, + "content": "between different modes, e.g., either cooperate or compete, w.r.t. its test-time opponent’s behavior.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 24.5 + }, + { + "type": "text", + "bbox": [ + 107, + 363, + 276, + 374 + ], + "lines": [ + { + "bbox": [ + 105, + 362, + 277, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 277, + 375 + ], + "score": 1.0, + "content": "We summarize our contributions as follow", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 132, + 385, + 505, + 514 + ], + "lines": [ + { + "bbox": [ + 133, + 385, + 505, + 398 + ], + "spans": [ + { + "bbox": [ + 133, + 385, + 505, + 398 + ], + "score": 1.0, + "content": "• We studied a collection of challenging multi-agent games, where the popular multi-agent", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 141, + 395, + 493, + 410 + ], + "spans": [ + { + "bbox": [ + 141, + 395, + 493, + 410 + ], + "score": 1.0, + "content": "PG algorithm always converges to a sub-optimal equilibrium strategy with low payoffs.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 133, + 412, + 505, + 426 + ], + "spans": [ + { + "bbox": [ + 133, + 412, + 505, + 426 + ], + "score": 1.0, + "content": "• A novel reward-space exploration technique, reward randomization (RR), for discovering", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 141, + 424, + 505, + 437 + ], + "spans": [ + { + "bbox": [ + 141, + 424, + 505, + 437 + ], + "score": 1.0, + "content": "hard-to-find equilibrium with high payoffs. Both theoretical and empirical results show that", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 141, + 435, + 505, + 448 + ], + "spans": [ + { + "bbox": [ + 141, + 435, + 505, + 448 + ], + "score": 1.0, + "content": "reward randomization substantially outperforms classical policy/action-space exploration", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 141, + 446, + 311, + 459 + ], + "spans": [ + { + "bbox": [ + 141, + 446, + 311, + 459 + ], + "score": 1.0, + "content": "techniques in challenging trust dilemmas.", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 132, + 462, + 505, + 476 + ], + "spans": [ + { + "bbox": [ + 132, + 462, + 505, + 476 + ], + "score": 1.0, + "content": "• We empirically show that RR discovers surprisingly diverse strategic behaviors in complex", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 141, + 473, + 500, + 487 + ], + "spans": [ + { + "bbox": [ + 141, + 473, + 500, + 487 + ], + "score": 1.0, + "content": "Markov games, which further provides a practical solution for building an adaptive agent.", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 131, + 491, + 506, + 504 + ], + "spans": [ + { + "bbox": [ + 131, + 491, + 506, + 504 + ], + "score": 1.0, + "content": "• A new multi-agent environment Agar.io, which allows complex multi-agent strategic behavior.", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 141, + 502, + 488, + 514 + ], + "spans": [ + { + "bbox": [ + 141, + 502, + 488, + 514 + ], + "score": 1.0, + "content": "We released the environment to the community as a novel testbed for MARL research.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 35.5 + }, + { + "type": "title", + "bbox": [ + 107, + 529, + 327, + 542 + ], + "lines": [ + { + "bbox": [ + 105, + 528, + 329, + 544 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 329, + 544 + ], + "score": 1.0, + "content": "2 A MOTIVATING EXAMPLE: STAG HUNT", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 41 + }, + { + "type": "text", + "bbox": [ + 107, + 553, + 399, + 618 + ], + "lines": [ + { + "bbox": [ + 106, + 553, + 400, + 566 + ], + "spans": [ + { + "bbox": [ + 106, + 553, + 400, + 566 + ], + "score": 1.0, + "content": "We start by analyzing a simple problem: finding the NE with the optimal", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 564, + 400, + 576 + ], + "spans": [ + { + "bbox": [ + 105, + 564, + 400, + 576 + ], + "score": 1.0, + "content": "payoffs in the Stag Hunt game. This game was originally introduced in", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 573, + 401, + 588 + ], + "spans": [ + { + "bbox": [ + 105, + 573, + 401, + 588 + ], + "score": 1.0, + "content": "Rousseau’s work, “A discourse on inequality” (Rousseau, 1984): a group", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 585, + 400, + 598 + ], + "spans": [ + { + "bbox": [ + 106, + 585, + 400, + 598 + ], + "score": 1.0, + "content": "of hunters are tracking a big stag silently; now a hare shows up, each", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 596, + 400, + 609 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 400, + 609 + ], + "score": 1.0, + "content": "hunter should decide whether to keep tracking the stag or kill the hare", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 607, + 401, + 620 + ], + "spans": [ + { + "bbox": [ + 106, + 607, + 401, + 620 + ], + "score": 1.0, + "content": "immediately. This leads to the 2-by-2 matrix-form stag-hunt game in Tab. 1", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 44.5 + }, + { + "type": "table", + "bbox": [ + 407, + 552, + 504, + 588 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 407, + 552, + 504, + 588 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 407, + 552, + 504, + 588 + ], + "spans": [ + { + "bbox": [ + 407, + 552, + 504, + 588 + ], + "score": 0.961, + "html": "
StagHare
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All these games have multiple NEs including both", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 104, + 270, + 506, + 285 + ], + "spans": [ + { + "bbox": [ + 104, + 270, + 506, + 285 + ], + "score": 1.0, + "content": "“risky” cooperation strategies and “safe” non-cooperative strategies. We empirically show that even", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 281, + 506, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 281, + 506, + 295 + ], + "score": 1.0, + "content": "with state-of-the-art exploration techniques, PG fails to discover the “risky” cooperation strategies.", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 292, + 506, + 305 + ], + "spans": [ + { + "bbox": [ + 105, + 292, + 506, + 305 + ], + "score": 1.0, + "content": "In contrast, RPG discovers a surprisingly diverse set of human-interpretable strategies in all these", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "score": 1.0, + "content": "games, including some non-trivial emergent behavior. Importantly, among this set are policies", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 313, + 507, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 507, + 327 + ], + "score": 1.0, + "content": "achieving much higher payoffs for each player compared to those found by PG. This “diversity-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 324, + 506, + 338 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 506, + 338 + ], + "score": 1.0, + "content": "seeking” property of RPG also makes it feasible to build adaptive policies: by re-training an RL agent", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 334, + 506, + 351 + ], + "spans": [ + { + "bbox": [ + 105, + 334, + 506, + 351 + ], + "score": 1.0, + "content": "against the diverse opponents discovered by RPG, the agent is able to dynamically alter its strategy", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 346, + 503, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 346, + 503, + 360 + ], + "score": 1.0, + "content": "between different modes, e.g., either cooperate or compete, w.r.t. its test-time opponent’s behavior.", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 24.5, + "bbox_fs": [ + 104, + 249, + 507, + 360 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 363, + 276, + 374 + ], + "lines": [ + { + "bbox": [ + 105, + 362, + 277, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 362, + 277, + 375 + ], + "score": 1.0, + "content": "We summarize our contributions as follow", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 30, + "bbox_fs": [ + 105, + 362, + 277, + 375 + ] + }, + { + "type": "text", + "bbox": [ + 132, + 385, + 505, + 514 + ], + "lines": [ + { + "bbox": [ + 133, + 385, + 505, + 398 + ], + "spans": [ + { + "bbox": [ + 133, + 385, + 505, + 398 + ], + "score": 1.0, + "content": "• We studied a collection of challenging multi-agent games, where the popular multi-agent", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 141, + 395, + 493, + 410 + ], + "spans": [ + { + "bbox": [ + 141, + 395, + 493, + 410 + ], + "score": 1.0, + "content": "PG algorithm always converges to a sub-optimal equilibrium strategy with low payoffs.", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 133, + 412, + 505, + 426 + ], + "spans": [ + { + "bbox": [ + 133, + 412, + 505, + 426 + ], + "score": 1.0, + "content": "• A novel reward-space exploration technique, reward randomization (RR), for discovering", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 141, + 424, + 505, + 437 + ], + "spans": [ + { + "bbox": [ + 141, + 424, + 505, + 437 + ], + "score": 1.0, + "content": "hard-to-find equilibrium with high payoffs. Both theoretical and empirical results show that", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 141, + 435, + 505, + 448 + ], + "spans": [ + { + "bbox": [ + 141, + 435, + 505, + 448 + ], + "score": 1.0, + "content": "reward randomization substantially outperforms classical policy/action-space exploration", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 141, + 446, + 311, + 459 + ], + "spans": [ + { + "bbox": [ + 141, + 446, + 311, + 459 + ], + "score": 1.0, + "content": "techniques in challenging trust dilemmas.", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 132, + 462, + 505, + 476 + ], + "spans": [ + { + "bbox": [ + 132, + 462, + 505, + 476 + ], + "score": 1.0, + "content": "• We empirically show that RR discovers surprisingly diverse strategic behaviors in complex", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 141, + 473, + 500, + 487 + ], + "spans": [ + { + "bbox": [ + 141, + 473, + 500, + 487 + ], + "score": 1.0, + "content": "Markov games, which further provides a practical solution for building an adaptive agent.", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 131, + 491, + 506, + 504 + ], + "spans": [ + { + "bbox": [ + 131, + 491, + 506, + 504 + ], + "score": 1.0, + "content": "• A new multi-agent environment Agar.io, which allows complex multi-agent strategic behavior.", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 141, + 502, + 488, + 514 + ], + "spans": [ + { + "bbox": [ + 141, + 502, + 488, + 514 + ], + "score": 1.0, + "content": "We released the environment to the community as a novel testbed for MARL research.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 35.5, + "bbox_fs": [ + 131, + 385, + 506, + 514 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 529, + 327, + 542 + ], + "lines": [ + { + "bbox": [ + 105, + 528, + 329, + 544 + ], + "spans": [ + { + "bbox": [ + 105, + 528, + 329, + 544 + ], + "score": 1.0, + "content": "2 A MOTIVATING EXAMPLE: STAG HUNT", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 41 + }, + { + "type": "text", + "bbox": [ + 107, + 553, + 399, + 618 + ], + "lines": [ + { + "bbox": [ + 106, + 553, + 400, + 566 + ], + "spans": [ + { + "bbox": [ + 106, + 553, + 400, + 566 + ], + "score": 1.0, + "content": "We start by analyzing a simple problem: finding the NE with the optimal", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 564, + 400, + 576 + ], + "spans": [ + { + "bbox": [ + 105, + 564, + 400, + 576 + ], + "score": 1.0, + "content": "payoffs in the Stag Hunt game. 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StagHare
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Although PG is widely used in practice, the following theorem", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 498, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 498, + 117 + ], + "score": 1.0, + "content": "shows in certain scenarios, unfortunately, the probability that PG converges to the Stag NE is low.", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 1 + }, + { + "type": "text", + "bbox": [ + 106, + 120, + 503, + 147 + ], + "lines": [ + { + "bbox": [ + 106, + 120, + 505, + 134 + ], + "spans": [ + { + "bbox": [ + 106, + 120, + 195, + 134 + ], + "score": 1.0, + "content": "Theorem 1. Suppose", + "type": "text" + }, + { + "bbox": [ + 195, + 121, + 264, + 133 + ], + "score": 0.92, + "content": "a - b = \\epsilon ( d - c )", + "type": "inline_equation" + }, + { + "bbox": [ + 265, + 120, + 303, + 134 + ], + "score": 1.0, + "content": "for some", + "type": "text" + }, + { + "bbox": [ + 303, + 121, + 345, + 132 + ], + "score": 0.9, + "content": "0 < \\epsilon < 1", + "type": "inline_equation" + }, + { + "bbox": [ + 345, + 120, + 399, + 134 + ], + "score": 1.0, + "content": "and initialize", + "type": "text" + }, + { + "bbox": [ + 400, + 121, + 478, + 133 + ], + "score": 0.72, + "content": "\\theta _ { 1 } , \\theta _ { 2 } \\sim \\mathrm { U n i f } \\left[ 0 , 1 \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 478, + 120, + 505, + 134 + ], + "score": 1.0, + "content": ". Then", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 104, + 128, + 443, + 154 + ], + "spans": [ + { + "bbox": [ + 104, + 128, + 403, + 154 + ], + "score": 1.0, + "content": "the probability that PG discovers the high-payoff NE is upper bounded by", + "type": "text" + }, + { + "bbox": [ + 403, + 132, + 437, + 149 + ], + "score": 0.94, + "content": "\\frac { 2 \\epsilon + \\epsilon ^ { 2 } } { 1 + 2 \\epsilon + \\epsilon ^ { 2 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 128, + 443, + 154 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3.5 + }, + { + "type": "text", + "bbox": [ + 106, + 159, + 504, + 181 + ], + "lines": [ + { + "bbox": [ + 105, + 158, + 505, + 172 + ], + "spans": [ + { + "bbox": [ + 105, + 158, + 282, + 172 + ], + "score": 1.0, + "content": "Theorem 1 shows when the risk is high (i.e.,", + "type": "text" + }, + { + "bbox": [ + 282, + 162, + 288, + 169 + ], + "score": 0.68, + "content": "c", + "type": "inline_equation" + }, + { + "bbox": [ + 289, + 158, + 505, + 172 + ], + "score": 1.0, + "content": "is low), then the probability of finding the Stag NE via", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 169, + 474, + 182 + ], + "spans": [ + { + "bbox": [ + 106, + 169, + 474, + 182 + ], + "score": 1.0, + "content": "PG is very low. 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Peysakhovich", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 256, + 397, + 270 + ], + "spans": [ + { + "bbox": [ + 105, + 256, + 397, + 270 + ], + "score": 1.0, + "content": "& Lerer (2018b) provided a theorem of similar flavor without analyzing", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 267, + 397, + 281 + ], + "spans": [ + { + "bbox": [ + 105, + 267, + 397, + 281 + ], + "score": 1.0, + "content": "the dynamics of the learning algorithm whereas we explicitly characterize", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 278, + 398, + 291 + ], + "spans": [ + { + "bbox": [ + 105, + 278, + 398, + 291 + ], + "score": 1.0, + "content": "the behavior of PG. 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Hence, if we can define an appropriate space", + "type": "text" + }, + { + "bbox": [ + 357, + 380, + 367, + 390 + ], + "score": 0.82, + "content": "\\mathcal { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 368, + 379, + 506, + 393 + ], + "score": 1.0, + "content": "over different utility functions and", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 390, + 505, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 187, + 403 + ], + "score": 1.0, + "content": "draw samples from", + "type": "text" + }, + { + "bbox": [ + 187, + 391, + 196, + 401 + ], + "score": 0.8, + "content": "\\mathcal { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 196, + 390, + 505, + 403 + ], + "score": 1.0, + "content": ", we may possibly discover desired novel strategies by running PG on some", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 401, + 503, + 414 + ], + "spans": [ + { + "bbox": [ + 106, + 401, + 205, + 414 + ], + "score": 1.0, + "content": "sampled utility function", + "type": "text" + }, + { + "bbox": [ + 205, + 401, + 217, + 411 + ], + "score": 0.87, + "content": "R ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 401, + 494, + 414 + ], + "score": 1.0, + "content": "and evaluating the obtained policy profile on the original game with", + "type": "text" + }, + { + "bbox": [ + 495, + 402, + 503, + 411 + ], + "score": 0.79, + "content": "R", + "type": "inline_equation" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 411, + 318, + 424 + ], + "spans": [ + { + "bbox": [ + 106, + 411, + 318, + 424 + ], + "score": 1.0, + "content": "We call this procedure Reward Randomization (RR).", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 27.5 + }, + { + "type": "text", + "bbox": [ + 106, + 428, + 505, + 493 + ], + "lines": [ + { + "bbox": [ + 106, + 428, + 505, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 428, + 242, + 441 + ], + "score": 1.0, + "content": "Concretely, in the stag-hunt game,", + "type": "text" + }, + { + "bbox": [ + 243, + 429, + 252, + 438 + ], + "score": 0.81, + "content": "R", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 428, + 376, + 441 + ], + "score": 1.0, + "content": "is parameterized by 4 variables", + "type": "text" + }, + { + "bbox": [ + 376, + 428, + 443, + 440 + ], + "score": 0.92, + "content": "( a _ { R } , b _ { R } , c _ { R } , d _ { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 428, + 505, + 441 + ], + "score": 1.0, + "content": ". We can define", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 438, + 505, + 452 + ], + "spans": [ + { + "bbox": [ + 104, + 438, + 184, + 452 + ], + "score": 1.0, + "content": "a distribution over", + "type": "text" + }, + { + "bbox": [ + 185, + 439, + 198, + 449 + ], + "score": 0.87, + "content": "\\bar { \\mathbb { R } ^ { 4 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 438, + 256, + 452 + ], + "score": 1.0, + "content": ", draw a tuple", + "type": "text" + }, + { + "bbox": [ + 257, + 439, + 360, + 451 + ], + "score": 0.93, + "content": "\\bar { R ^ { \\prime } } = ( a _ { R ^ { \\prime } } , b _ { R ^ { \\prime } } , \\dot { c } _ { R ^ { \\prime } } , d _ { R ^ { \\prime } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 438, + 505, + 452 + ], + "score": 1.0, + "content": "from this distribution, and run PG", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 450, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 106, + 450, + 119, + 462 + ], + "score": 1.0, + "content": "on", + "type": "text" + }, + { + "bbox": [ + 119, + 450, + 131, + 460 + ], + "score": 0.85, + "content": "R ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 131, + 450, + 452, + 462 + ], + "score": 1.0, + "content": ". Denote the original stag-hunt game where the Stag NE is hard to discover as", + "type": "text" + }, + { + "bbox": [ + 453, + 450, + 466, + 461 + ], + "score": 0.89, + "content": "R _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 466, + 450, + 505, + 462 + ], + "score": 1.0, + "content": ". Reward", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 460, + 504, + 473 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 191, + 473 + ], + "score": 1.0, + "content": "randomization draws", + "type": "text" + }, + { + "bbox": [ + 191, + 461, + 201, + 470 + ], + "score": 0.8, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 460, + 268, + 473 + ], + "score": 1.0, + "content": "perturbed tuples", + "type": "text" + }, + { + "bbox": [ + 268, + 461, + 318, + 472 + ], + "score": 0.92, + "content": "R _ { 1 } , \\ldots , R _ { N }", + "type": "inline_equation" + }, + { + "bbox": [ + 319, + 460, + 389, + 473 + ], + "score": 1.0, + "content": ", runs PG on each", + "type": "text" + }, + { + "bbox": [ + 389, + 461, + 401, + 471 + ], + "score": 0.88, + "content": "R _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 460, + 504, + 473 + ], + "score": 1.0, + "content": ", and evaluates each of the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 471, + 504, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 195, + 485 + ], + "score": 1.0, + "content": "obtained strategies on", + "type": "text" + }, + { + "bbox": [ + 196, + 472, + 209, + 482 + ], + "score": 0.88, + "content": "R _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 209, + 471, + 493, + 485 + ], + "score": 1.0, + "content": ". The theorem below shows it is highly likely that the population of the", + "type": "text" + }, + { + "bbox": [ + 493, + 471, + 504, + 481 + ], + "score": 0.82, + "content": "N", + "type": "inline_equation" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 482, + 430, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 430, + 496 + ], + "score": 1.0, + "content": "policy profiles obtained from the perturbed games contains the Stag NE strategy.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 33.5 + }, + { + "type": "text", + "bbox": [ + 107, + 499, + 505, + 533 + ], + "lines": [ + { + "bbox": [ + 105, + 499, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 499, + 342, + 513 + ], + "score": 1.0, + "content": "Theorem 2. For any Stag-Hunt game, suppose in the", + "type": "text" + }, + { + "bbox": [ + 342, + 500, + 347, + 509 + ], + "score": 0.51, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 499, + 505, + 513 + ], + "score": 1.0, + "content": "-th run of RR we randomly generate", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 509, + 506, + 523 + ], + "spans": [ + { + "bbox": [ + 106, + 510, + 242, + 522 + ], + "score": 0.8, + "content": "a _ { R _ { i } } , b _ { R _ { i } } , c _ { R _ { i } } , d _ { R _ { i } } \\sim \\mathrm { U n i f } [ - 1 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 509, + 300, + 523 + ], + "score": 1.0, + "content": "and initialize", + "type": "text" + }, + { + "bbox": [ + 300, + 510, + 381, + 522 + ], + "score": 0.67, + "content": "\\theta _ { 1 } , \\theta _ { 2 } \\sim \\mathrm { U n i f } [ 0 , 1 ] ,", + "type": "inline_equation" + }, + { + "bbox": [ + 381, + 509, + 506, + 523 + ], + "score": 1.0, + "content": ", then with probability at least", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 520, + 493, + 535 + ], + "spans": [ + { + "bbox": [ + 106, + 522, + 233, + 534 + ], + "score": 0.87, + "content": "1 - 0 . 6 ^ { N } = 1 - \\exp \\left( - \\Omega \\left( N \\right) \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 520, + 493, + 535 + ], + "score": 1.0, + "content": ", the aforementioned RR procedure discovers the high-payoff NE.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38 + }, + { + "type": "text", + "bbox": [ + 107, + 545, + 503, + 567 + ], + "lines": [ + { + "bbox": [ + 107, + 545, + 503, + 557 + ], + "spans": [ + { + "bbox": [ + 107, + 545, + 503, + 557 + ], + "score": 1.0, + "content": "Here we use the uniform distribution as an example. Other distributions may also help in practice", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 556, + 497, + 569 + ], + "spans": [ + { + "bbox": [ + 106, + 556, + 497, + 569 + ], + "score": 1.0, + "content": "Comparing Thm. 2 and Thm. 1, RR significantly improves standard PG w.r.t. success probability.", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 40.5 + }, + { + "type": "text", + "bbox": [ + 106, + 572, + 505, + 618 + ], + "lines": [ + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 355, + 585 + ], + "score": 1.0, + "content": "Remark 1: For the scenario studied in Thm. 1, to achieve a", + "type": "text" + }, + { + "bbox": [ + 355, + 573, + 385, + 585 + ], + "score": 0.86, + "content": "( 1 - \\delta )", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 572, + 505, + 585 + ], + "score": 1.0, + "content": "success probability for some", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 583, + 506, + 598 + ], + "spans": [ + { + "bbox": [ + 106, + 584, + 151, + 595 + ], + "score": 0.87, + "content": "0 < \\delta < 1", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 583, + 155, + 598 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 155, + 585, + 171, + 595 + ], + "score": 0.3, + "content": "P G", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 583, + 240, + 598 + ], + "score": 1.0, + "content": "requires at least", + "type": "text" + }, + { + "bbox": [ + 240, + 583, + 320, + 597 + ], + "score": 0.87, + "content": "\\begin{array} { r } { N = \\Omega \\left( \\frac { 1 } { \\epsilon } \\log \\left( \\frac { 1 } { \\delta } \\right) \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 583, + 506, + 598 + ], + "score": 1.0, + "content": "random restarts. For the same scenario, RR", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 596, + 506, + 609 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 229, + 609 + ], + "score": 1.0, + "content": "only requires to repeat at most", + "type": "text" + }, + { + "bbox": [ + 230, + 596, + 306, + 608 + ], + "score": 0.88, + "content": "N = O \\left( \\log \\bar { ( } 1 / \\delta ) \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 306, + 596, + 437, + 609 + ], + "score": 1.0, + "content": "which is independent of \u000f. When", + "type": "text" + }, + { + "bbox": [ + 438, + 599, + 443, + 606 + ], + "score": 0.33, + "content": "\\epsilon", + "type": "inline_equation" + }, + { + "bbox": [ + 444, + 596, + 506, + 609 + ], + "score": 1.0, + "content": "is small, this is", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 608, + 192, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 608, + 192, + 619 + ], + "score": 1.0, + "content": "a huge improvement.", + "type": "text" + } + ], + "index": 45 + } + ], + "index": 43.5 + }, + { + "type": "text", + "bbox": [ + 106, + 623, + 504, + 646 + ], + "lines": [ + { + "bbox": [ + 106, + 623, + 505, + 637 + ], + "spans": [ + { + "bbox": [ + 106, + 623, + 505, + 637 + ], + "score": 1.0, + "content": "Remark 2: Thm. 2 suggests that comparing with policy randomization, perturbing the payoff matrix", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 634, + 505, + 648 + ], + "spans": [ + { + "bbox": [ + 105, + 634, + 505, + 648 + ], + "score": 1.0, + "content": "makes it substantially easier to discover a strategy that can be hardly reached in the original game.", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 46.5 + }, + { + "type": "text", + "bbox": [ + 107, + 651, + 505, + 706 + ], + "lines": [ + { + "bbox": [ + 106, + 651, + 505, + 663 + ], + "spans": [ + { + "bbox": [ + 106, + 651, + 505, + 663 + ], + "score": 1.0, + "content": "Note that although in Stag Hunt, we particularly focus on the Stag NE that has the highest payoff for", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 661, + 506, + 675 + ], + "spans": [ + { + "bbox": [ + 105, + 661, + 506, + 675 + ], + "score": 1.0, + "content": "both agents, in general RR can also be applied to NE selection in other matrix-form games using a", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 672, + 505, + 686 + ], + "spans": [ + { + "bbox": [ + 105, + 672, + 211, + 686 + ], + "score": 1.0, + "content": "payoff evaluation function", + "type": "text" + }, + { + "bbox": [ + 211, + 673, + 252, + 685 + ], + "score": 0.93, + "content": "E ( \\pi _ { 1 } , \\pi _ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 672, + 352, + 686 + ], + "score": 1.0, + "content": ". For example, we can set", + "type": "text" + }, + { + "bbox": [ + 352, + 673, + 505, + 684 + ], + "score": 0.87, + "content": "E ( \\pi _ { 1 } , \\pi _ { 2 } ) = U _ { 1 } ( \\pi _ { 1 } , \\pi _ { 2 } { \\bar { ) } } + U _ { 2 } ( \\pi _ { 1 } , { \\bar { \\pi } } _ { 2 } )", + "type": "inline_equation" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 682, + 505, + 697 + ], + "spans": [ + { + "bbox": [ + 105, + 682, + 364, + 697 + ], + "score": 1.0, + "content": "for a prosocial NE, or look for Pareto-optimal NEs by setting", + "type": "text" + }, + { + "bbox": [ + 365, + 684, + 505, + 696 + ], + "score": 0.86, + "content": "E ( \\pi _ { 1 } , \\pi _ { 2 } ) = \\beta U _ { 1 } ( \\pi _ { 1 } , \\pi _ { 2 } ) + ( 1 -", + "type": "inline_equation" + } + ], + "index": 51 + }, + { + "bbox": [ + 107, + 694, + 232, + 707 + ], + "spans": [ + { + "bbox": [ + 107, + 694, + 161, + 706 + ], + "score": 0.92, + "content": "\\beta ) U _ { 2 } ( \\pi _ { 1 } , \\pi _ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 162, + 694, + 183, + 707 + ], + "score": 1.0, + "content": "with", + "type": "text" + }, + { + "bbox": [ + 183, + 694, + 227, + 706 + ], + "score": 0.94, + "content": "0 \\leq \\beta \\leq 1", + "type": "inline_equation" + }, + { + "bbox": [ + 227, + 694, + 232, + 707 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 52 + } + ], + "index": 50 + } + ], + "page_idx": 2, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 114, + 721, + 478, + 732 + ], + "lines": [ + { + "bbox": [ + 119, + 720, + 479, + 734 + ], + "spans": [ + { + "bbox": [ + 119, + 720, + 479, + 734 + ], + "score": 1.0, + "content": "1In general matrix games beyond stag hunt, the procedure can be cyclic as well (Singh et al., 2000).", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 310, + 762 + ], + "score": 1.0, + "content": "3", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 504, + 115 + ], + "lines": [], + "index": 1, + "bbox_fs": [ + 105, + 81, + 505, + 117 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 106, + 120, + 503, + 147 + ], + "lines": [ + { + "bbox": [ + 106, + 120, + 505, + 134 + ], + "spans": [ + { + "bbox": [ + 106, + 120, + 195, + 134 + ], + "score": 1.0, + "content": "Theorem 1. Suppose", + "type": "text" + }, + { + "bbox": [ + 195, + 121, + 264, + 133 + ], + "score": 0.92, + "content": "a - b = \\epsilon ( d - c )", + "type": "inline_equation" + }, + { + "bbox": [ + 265, + 120, + 303, + 134 + ], + "score": 1.0, + "content": "for some", + "type": "text" + }, + { + "bbox": [ + 303, + 121, + 345, + 132 + ], + "score": 0.9, + "content": "0 < \\epsilon < 1", + "type": "inline_equation" + }, + { + "bbox": [ + 345, + 120, + 399, + 134 + ], + "score": 1.0, + "content": "and initialize", + "type": "text" + }, + { + "bbox": [ + 400, + 121, + 478, + 133 + ], + "score": 0.72, + "content": "\\theta _ { 1 } , \\theta _ { 2 } \\sim \\mathrm { U n i f } \\left[ 0 , 1 \\right]", + "type": "inline_equation" + }, + { + "bbox": [ + 478, + 120, + 505, + 134 + ], + "score": 1.0, + "content": ". Then", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 104, + 128, + 443, + 154 + ], + "spans": [ + { + "bbox": [ + 104, + 128, + 403, + 154 + ], + "score": 1.0, + "content": "the probability that PG discovers the high-payoff NE is upper bounded by", + "type": "text" + }, + { + "bbox": [ + 403, + 132, + 437, + 149 + ], + "score": 0.94, + "content": "\\frac { 2 \\epsilon + \\epsilon ^ { 2 } } { 1 + 2 \\epsilon + \\epsilon ^ { 2 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 128, + 443, + 154 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 4 + } + ], + "index": 3.5, + "bbox_fs": [ + 104, + 120, + 505, + 154 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 159, + 504, + 181 + ], + "lines": [ + { + "bbox": [ + 105, + 158, + 505, + 172 + ], + "spans": [ + { + "bbox": [ + 105, + 158, + 282, + 172 + ], + "score": 1.0, + "content": "Theorem 1 shows when the risk is high (i.e.,", + "type": "text" + }, + { + "bbox": [ + 282, + 162, + 288, + 169 + ], + "score": 0.68, + "content": "c", + "type": "inline_equation" + }, + { + "bbox": [ + 289, + 158, + 505, + 172 + ], + "score": 1.0, + "content": "is low), then the probability of finding the Stag NE via", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 169, + 474, + 182 + ], + "spans": [ + { + "bbox": [ + 106, + 169, + 474, + 182 + ], + "score": 1.0, + "content": "PG is very low. Note this theorem applies to random initialization, which is standard in RL.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 5.5, + "bbox_fs": [ + 105, + 158, + 505, + 182 + ] + }, + { + "type": "text", + "bbox": [ + 104, + 185, + 470, + 199 + ], + "lines": [ + { + "bbox": [ + 106, + 185, + 471, + 200 + ], + "spans": [ + { + "bbox": [ + 106, + 185, + 227, + 200 + ], + "score": 1.0, + "content": "Remark: One needs at least", + "type": "text" + }, + { + "bbox": [ + 227, + 185, + 274, + 200 + ], + "score": 0.92, + "content": "\\begin{array} { r } { N = \\Omega \\left( \\frac { 1 } { \\epsilon } \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 275, + 185, + 471, + 200 + ], + "score": 1.0, + "content": "restarts to ensure a constant success probability.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 7, + "bbox_fs": [ + 106, + 185, + 471, + 200 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 203, + 396, + 322 + ], + "lines": [ + { + "bbox": [ + 105, + 203, + 396, + 216 + ], + "spans": [ + { + "bbox": [ + 105, + 203, + 379, + 216 + ], + "score": 1.0, + "content": "Fig. 2 shows empirical studies: we select 4 value assignments, i.e.,", + "type": "text" + }, + { + "bbox": [ + 380, + 204, + 396, + 214 + ], + "score": 0.79, + "content": "c \\in", + "type": "inline_equation" + } + ], + "index": 8 + }, + { + "bbox": [ + 107, + 214, + 397, + 227 + ], + "spans": [ + { + "bbox": [ + 107, + 214, + 202, + 226 + ], + "score": 0.89, + "content": "\\{ \\bar { - 5 } , - 2 0 , - 5 0 , \\bar { - 1 0 0 } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 202, + 214, + 219, + 227 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 220, + 214, + 277, + 225 + ], + "score": 0.25, + "content": "a { = } 4 , b { = } 3 , d { = } 1", + "type": "inline_equation" + }, + { + "bbox": [ + 277, + 214, + 397, + 227 + ], + "score": 1.0, + "content": ", and run a state-of-the-art PG", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 225, + 397, + 237 + ], + "spans": [ + { + "bbox": [ + 105, + 225, + 397, + 237 + ], + "score": 1.0, + "content": "method, proximal policy optimization (PPO) (Schulman et al., 2017), on", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 235, + 396, + 248 + ], + "spans": [ + { + "bbox": [ + 106, + 235, + 306, + 248 + ], + "score": 1.0, + "content": "these games. The Stag NE is rarely reached, and, as", + "type": "text" + }, + { + "bbox": [ + 307, + 237, + 312, + 245 + ], + "score": 0.71, + "content": "c", + "type": "inline_equation" + }, + { + "bbox": [ + 313, + 235, + 396, + 248 + ], + "score": 1.0, + "content": "becomes smaller, the", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 246, + 396, + 259 + ], + "spans": [ + { + "bbox": [ + 105, + 246, + 396, + 259 + ], + "score": 1.0, + "content": "probability of finding the Stag NE significantly decreases. Peysakhovich", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 256, + 397, + 270 + ], + "spans": [ + { + "bbox": [ + 105, + 256, + 397, + 270 + ], + "score": 1.0, + "content": "& Lerer (2018b) provided a theorem of similar flavor without analyzing", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 267, + 397, + 281 + ], + "spans": [ + { + "bbox": [ + 105, + 267, + 397, + 281 + ], + "score": 1.0, + "content": "the dynamics of the learning algorithm whereas we explicitly characterize", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 278, + 398, + 291 + ], + "spans": [ + { + "bbox": [ + 105, + 278, + 398, + 291 + ], + "score": 1.0, + "content": "the behavior of PG. 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Hence, if we can define an appropriate space", + "type": "text" + }, + { + "bbox": [ + 357, + 380, + 367, + 390 + ], + "score": 0.82, + "content": "\\mathcal { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 368, + 379, + 506, + 393 + ], + "score": 1.0, + "content": "over different utility functions and", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 390, + 505, + 403 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 187, + 403 + ], + "score": 1.0, + "content": "draw samples from", + "type": "text" + }, + { + "bbox": [ + 187, + 391, + 196, + 401 + ], + "score": 0.8, + "content": "\\mathcal { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 196, + 390, + 505, + 403 + ], + "score": 1.0, + "content": ", we may possibly discover desired novel strategies by running PG on some", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 106, + 401, + 503, + 414 + ], + "spans": [ + { + "bbox": [ + 106, + 401, + 205, + 414 + ], + "score": 1.0, + "content": "sampled utility function", + "type": "text" + }, + { + "bbox": [ + 205, + 401, + 217, + 411 + ], + "score": 0.87, + "content": "R ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 401, + 494, + 414 + ], + "score": 1.0, + "content": "and evaluating the obtained policy profile on the original game with", + "type": "text" + }, + { + "bbox": [ + 495, + 402, + 503, + 411 + ], + "score": 0.79, + "content": "R", + "type": "inline_equation" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 411, + 318, + 424 + ], + "spans": [ + { + "bbox": [ + 106, + 411, + 318, + 424 + ], + "score": 1.0, + "content": "We call this procedure Reward Randomization (RR).", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 27.5, + "bbox_fs": [ + 104, + 356, + 506, + 424 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 428, + 505, + 493 + ], + "lines": [ + { + "bbox": [ + 106, + 428, + 505, + 441 + ], + "spans": [ + { + "bbox": [ + 106, + 428, + 242, + 441 + ], + "score": 1.0, + "content": "Concretely, in the stag-hunt game,", + "type": "text" + }, + { + "bbox": [ + 243, + 429, + 252, + 438 + ], + "score": 0.81, + "content": "R", + "type": "inline_equation" + }, + { + "bbox": [ + 252, + 428, + 376, + 441 + ], + "score": 1.0, + "content": "is parameterized by 4 variables", + "type": "text" + }, + { + "bbox": [ + 376, + 428, + 443, + 440 + ], + "score": 0.92, + "content": "( a _ { R } , b _ { R } , c _ { R } , d _ { R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 428, + 505, + 441 + ], + "score": 1.0, + "content": ". We can define", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 104, + 438, + 505, + 452 + ], + "spans": [ + { + "bbox": [ + 104, + 438, + 184, + 452 + ], + "score": 1.0, + "content": "a distribution over", + "type": "text" + }, + { + "bbox": [ + 185, + 439, + 198, + 449 + ], + "score": 0.87, + "content": "\\bar { \\mathbb { R } ^ { 4 } }", + "type": "inline_equation" + }, + { + "bbox": [ + 198, + 438, + 256, + 452 + ], + "score": 1.0, + "content": ", draw a tuple", + "type": "text" + }, + { + "bbox": [ + 257, + 439, + 360, + 451 + ], + "score": 0.93, + "content": "\\bar { R ^ { \\prime } } = ( a _ { R ^ { \\prime } } , b _ { R ^ { \\prime } } , \\dot { c } _ { R ^ { \\prime } } , d _ { R ^ { \\prime } } )", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 438, + 505, + 452 + ], + "score": 1.0, + "content": "from this distribution, and run PG", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 450, + 505, + 462 + ], + "spans": [ + { + "bbox": [ + 106, + 450, + 119, + 462 + ], + "score": 1.0, + "content": "on", + "type": "text" + }, + { + "bbox": [ + 119, + 450, + 131, + 460 + ], + "score": 0.85, + "content": "R ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 131, + 450, + 452, + 462 + ], + "score": 1.0, + "content": ". Denote the original stag-hunt game where the Stag NE is hard to discover as", + "type": "text" + }, + { + "bbox": [ + 453, + 450, + 466, + 461 + ], + "score": 0.89, + "content": "R _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 466, + 450, + 505, + 462 + ], + "score": 1.0, + "content": ". Reward", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 460, + 504, + 473 + ], + "spans": [ + { + "bbox": [ + 105, + 460, + 191, + 473 + ], + "score": 1.0, + "content": "randomization draws", + "type": "text" + }, + { + "bbox": [ + 191, + 461, + 201, + 470 + ], + "score": 0.8, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 460, + 268, + 473 + ], + "score": 1.0, + "content": "perturbed tuples", + "type": "text" + }, + { + "bbox": [ + 268, + 461, + 318, + 472 + ], + "score": 0.92, + "content": "R _ { 1 } , \\ldots , R _ { N }", + "type": "inline_equation" + }, + { + "bbox": [ + 319, + 460, + 389, + 473 + ], + "score": 1.0, + "content": ", runs PG on each", + "type": "text" + }, + { + "bbox": [ + 389, + 461, + 401, + 471 + ], + "score": 0.88, + "content": "R _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 460, + 504, + 473 + ], + "score": 1.0, + "content": ", and evaluates each of the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 471, + 504, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 195, + 485 + ], + "score": 1.0, + "content": "obtained strategies on", + "type": "text" + }, + { + "bbox": [ + 196, + 472, + 209, + 482 + ], + "score": 0.88, + "content": "R _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 209, + 471, + 493, + 485 + ], + "score": 1.0, + "content": ". The theorem below shows it is highly likely that the population of the", + "type": "text" + }, + { + "bbox": [ + 493, + 471, + 504, + 481 + ], + "score": 0.82, + "content": "N", + "type": "inline_equation" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 482, + 430, + 496 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 430, + 496 + ], + "score": 1.0, + "content": "policy profiles obtained from the perturbed games contains the Stag NE strategy.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 33.5, + "bbox_fs": [ + 104, + 428, + 505, + 496 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 499, + 505, + 533 + ], + "lines": [ + { + "bbox": [ + 105, + 499, + 505, + 513 + ], + "spans": [ + { + "bbox": [ + 105, + 499, + 342, + 513 + ], + "score": 1.0, + "content": "Theorem 2. For any Stag-Hunt game, suppose in the", + "type": "text" + }, + { + "bbox": [ + 342, + 500, + 347, + 509 + ], + "score": 0.51, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 499, + 505, + 513 + ], + "score": 1.0, + "content": "-th run of RR we randomly generate", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 509, + 506, + 523 + ], + "spans": [ + { + "bbox": [ + 106, + 510, + 242, + 522 + ], + "score": 0.8, + "content": "a _ { R _ { i } } , b _ { R _ { i } } , c _ { R _ { i } } , d _ { R _ { i } } \\sim \\mathrm { U n i f } [ - 1 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 242, + 509, + 300, + 523 + ], + "score": 1.0, + "content": "and initialize", + "type": "text" + }, + { + "bbox": [ + 300, + 510, + 381, + 522 + ], + "score": 0.67, + "content": "\\theta _ { 1 } , \\theta _ { 2 } \\sim \\mathrm { U n i f } [ 0 , 1 ] ,", + "type": "inline_equation" + }, + { + "bbox": [ + 381, + 509, + 506, + 523 + ], + "score": 1.0, + "content": ", then with probability at least", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 520, + 493, + 535 + ], + "spans": [ + { + "bbox": [ + 106, + 522, + 233, + 534 + ], + "score": 0.87, + "content": "1 - 0 . 6 ^ { N } = 1 - \\exp \\left( - \\Omega \\left( N \\right) \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 520, + 493, + 535 + ], + "score": 1.0, + "content": ", the aforementioned RR procedure discovers the high-payoff NE.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38, + "bbox_fs": [ + 105, + 499, + 506, + 535 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 545, + 503, + 567 + ], + "lines": [ + { + "bbox": [ + 107, + 545, + 503, + 557 + ], + "spans": [ + { + "bbox": [ + 107, + 545, + 503, + 557 + ], + "score": 1.0, + "content": "Here we use the uniform distribution as an example. Other distributions may also help in practice", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 556, + 497, + 569 + ], + "spans": [ + { + "bbox": [ + 106, + 556, + 497, + 569 + ], + "score": 1.0, + "content": "Comparing Thm. 2 and Thm. 1, RR significantly improves standard PG w.r.t. success probability.", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 40.5, + "bbox_fs": [ + 106, + 545, + 503, + 569 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 572, + 505, + 618 + ], + "lines": [ + { + "bbox": [ + 105, + 572, + 505, + 585 + ], + "spans": [ + { + "bbox": [ + 105, + 572, + 355, + 585 + ], + "score": 1.0, + "content": "Remark 1: For the scenario studied in Thm. 1, to achieve a", + "type": "text" + }, + { + "bbox": [ + 355, + 573, + 385, + 585 + ], + "score": 0.86, + "content": "( 1 - \\delta )", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 572, + 505, + 585 + ], + "score": 1.0, + "content": "success probability for some", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 583, + 506, + 598 + ], + "spans": [ + { + "bbox": [ + 106, + 584, + 151, + 595 + ], + "score": 0.87, + "content": "0 < \\delta < 1", + "type": "inline_equation" + }, + { + "bbox": [ + 151, + 583, + 155, + 598 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 155, + 585, + 171, + 595 + ], + "score": 0.3, + "content": "P G", + "type": "inline_equation" + }, + { + "bbox": [ + 171, + 583, + 240, + 598 + ], + "score": 1.0, + "content": "requires at least", + "type": "text" + }, + { + "bbox": [ + 240, + 583, + 320, + 597 + ], + "score": 0.87, + "content": "\\begin{array} { r } { N = \\Omega \\left( \\frac { 1 } { \\epsilon } \\log \\left( \\frac { 1 } { \\delta } \\right) \\right) } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 583, + 506, + 598 + ], + "score": 1.0, + "content": "random restarts. 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We now utilize", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 200, + 506, + 213 + ], + "spans": [ + { + "bbox": [ + 105, + 200, + 506, + 213 + ], + "score": 1.0, + "content": "RL terminologies and consider the 2-player setting for simplicity. Extension to more agents is", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 212, + 223, + 224 + ], + "spans": [ + { + "bbox": [ + 106, + 212, + 223, + 224 + ], + "score": 1.0, + "content": "straightforward (Appx. 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Further discussions on the general equilibrium selection problem can be found in Sec. 6.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 22.5 + }, + { + "type": "text", + "bbox": [ + 107, + 412, + 505, + 456 + ], + "lines": [ + { + "bbox": [ + 105, + 412, + 505, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 505, + 425 + ], + "score": 1.0, + "content": "The challenge is that although running decentralized PG is a popular learning approach for complex", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 423, + 505, + 436 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 269, + 436 + ], + "score": 1.0, + "content": "Markov games, the derived policy profile", + "type": "text" + }, + { + "bbox": [ + 270, + 423, + 302, + 435 + ], + "score": 0.92, + "content": "( \\pi _ { 1 } , \\pi _ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 423, + 449, + 436 + ], + "score": 1.0, + "content": "is often sub-optimal, i.e., there exists", + "type": "text" + }, + { + "bbox": [ + 450, + 423, + 483, + 435 + ], + "score": 0.92, + "content": "( \\pi _ { 1 } ^ { \\star } , \\pi _ { 2 } ^ { \\star } )", + "type": "inline_equation" + }, + { + "bbox": [ + 484, + 423, + 505, + 436 + ], + "score": 1.0, + "content": "such", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 433, + 505, + 447 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 124, + 447 + ], + "score": 1.0, + "content": "that", + "type": "text" + }, + { + "bbox": [ + 125, + 434, + 221, + 446 + ], + "score": 0.92, + "content": "E ( \\pi _ { 1 } ^ { \\star } , \\pi _ { 2 } ^ { \\star } ) > E ( \\pi _ { 1 } , \\pi _ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 433, + 505, + 447 + ], + "score": 1.0, + "content": ". It will be shown in Sec. 5 that even using state-of-the-art exploration", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 444, + 367, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 444, + 235, + 457 + ], + "score": 1.0, + "content": "techniques, the optimal policies", + "type": "text" + }, + { + "bbox": [ + 236, + 445, + 270, + 457 + ], + "score": 0.93, + "content": "( \\pi _ { 1 } ^ { \\star } , \\pi _ { 2 } ^ { \\star } )", + "type": "inline_equation" + }, + { + "bbox": [ + 270, + 444, + 367, + 457 + ], + "score": 1.0, + "content": "can be hardly achieved.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 28.5 + }, + { + "type": "text", + "bbox": [ + 107, + 461, + 505, + 613 + ], + "lines": [ + { + "bbox": [ + 105, + 461, + 504, + 473 + ], + "spans": [ + { + "bbox": [ + 105, + 461, + 492, + 473 + ], + "score": 1.0, + "content": "Following the insights from Sec. 2, reward randomization can be applied to a Markov game", + "type": "text" + }, + { + "bbox": [ + 492, + 461, + 504, + 471 + ], + "score": 0.7, + "content": "M", + "type": "inline_equation" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 471, + 506, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 244, + 485 + ], + "score": 1.0, + "content": "similarly: if the reward function in", + "type": "text" + }, + { + "bbox": [ + 244, + 473, + 256, + 482 + ], + "score": 0.79, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 256, + 471, + 506, + 485 + ], + "score": 1.0, + "content": "poses difficulties for PG to discover some particular strategy, it", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 483, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 106, + 483, + 505, + 495 + ], + "score": 1.0, + "content": "might be easier to reach this desired strategy with a perturbed reward function. 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Formally, instead of purely learning in the original game", + "type": "text" + }, + { + "bbox": [ + 414, + 515, + 502, + 526 + ], + "score": 0.9, + "content": "\\dot { M } = \\dot { ( } \\dot { S } , \\mathcal { O } , \\mathcal { A } , R , P )", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 515, + 506, + 527 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 525, + 506, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 228, + 538 + ], + "score": 1.0, + "content": "we define a proper subspace", + "type": "text" + }, + { + "bbox": [ + 228, + 526, + 239, + 536 + ], + "score": 0.79, + "content": "\\mathcal { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 525, + 371, + 538 + ], + "score": 1.0, + "content": "over possible reward functions", + "type": "text" + }, + { + "bbox": [ + 371, + 526, + 468, + 536 + ], + "score": 0.9, + "content": "R : \\mathcal { S } \\times \\mathcal { A } \\times \\mathcal { A } \\to \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 468, + 525, + 506, + 538 + ], + "score": 1.0, + "content": "and use", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 107, + 536, + 505, + 549 + ], + "spans": [ + { + "bbox": [ + 107, + 536, + 218, + 549 + ], + "score": 0.91, + "content": "M ( R ^ { \\prime } ) = ( \\bar { S } , \\bar { \\mathcal { O } } , \\mathcal { A } , R ^ { \\prime } , \\bar { P } )", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 536, + 505, + 549 + ], + "score": 1.0, + "content": "to denote the induced Markov game by replacing the original reward", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 104, + 547, + 504, + 561 + ], + "spans": [ + { + "bbox": [ + 104, + 547, + 141, + 561 + ], + "score": 1.0, + "content": "function", + "type": "text" + }, + { + "bbox": [ + 141, + 550, + 150, + 559 + ], + "score": 0.82, + "content": "R", + "type": "inline_equation" + }, + { + "bbox": [ + 150, + 547, + 201, + 561 + ], + "score": 1.0, + "content": "with another", + "type": "text" + }, + { + "bbox": [ + 201, + 549, + 233, + 559 + ], + "score": 0.9, + "content": "R ^ { \\prime } \\in \\mathcal { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 547, + 397, + 561 + ], + "score": 1.0, + "content": ". 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We call this", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 601, + 502, + 613 + ], + "spans": [ + { + "bbox": [ + 105, + 601, + 502, + 613 + ], + "score": 1.0, + "content": "learning procedure, Reward-Randomized Policy Gradient (RPG), which is summarized in Algo. 1.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 37 + }, + { + "type": "text", + "bbox": [ + 107, + 617, + 505, + 673 + ], + "lines": [ + { + "bbox": [ + 106, + 617, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 106, + 617, + 505, + 631 + ], + "score": 1.0, + "content": "Reward-function space: In general, the possible space for a valid reward function is intractably", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 629, + 505, + 641 + ], + "spans": [ + { + "bbox": [ + 106, + 629, + 505, + 641 + ], + "score": 1.0, + "content": "huge. 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Further discussions on the general equilibrium selection problem can be found in Sec. 6.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 22.5, + "bbox_fs": [ + 104, + 320, + 507, + 409 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 412, + 505, + 456 + ], + "lines": [ + { + "bbox": [ + 105, + 412, + 505, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 412, + 505, + 425 + ], + "score": 1.0, + "content": "The challenge is that although running decentralized PG is a popular learning approach for complex", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 423, + 505, + 436 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 269, + 436 + ], + "score": 1.0, + "content": "Markov games, the derived policy profile", + "type": "text" + }, + { + "bbox": [ + 270, + 423, + 302, + 435 + ], + "score": 0.92, + "content": "( \\pi _ { 1 } , \\pi _ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 423, + 449, + 436 + ], + "score": 1.0, + "content": "is often sub-optimal, i.e., there exists", + "type": "text" + }, + { + "bbox": [ + 450, + 423, + 483, + 435 + ], + "score": 0.92, + "content": "( \\pi _ { 1 } ^ { \\star } , \\pi _ { 2 } ^ { \\star } )", + "type": "inline_equation" + }, + { + "bbox": [ + 484, + 423, + 505, + 436 + ], + "score": 1.0, + "content": "such", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 433, + 505, + 447 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 124, + 447 + ], + "score": 1.0, + "content": "that", + "type": "text" + }, + { + "bbox": [ + 125, + 434, + 221, + 446 + ], + "score": 0.92, + "content": "E ( \\pi _ { 1 } ^ { \\star } , \\pi _ { 2 } ^ { \\star } ) > E ( \\pi _ { 1 } , \\pi _ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 433, + 505, + 447 + ], + "score": 1.0, + "content": ". It will be shown in Sec. 5 that even using state-of-the-art exploration", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 444, + 367, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 444, + 235, + 457 + ], + "score": 1.0, + "content": "techniques, the optimal policies", + "type": "text" + }, + { + "bbox": [ + 236, + 445, + 270, + 457 + ], + "score": 0.93, + "content": "( \\pi _ { 1 } ^ { \\star } , \\pi _ { 2 } ^ { \\star } )", + "type": "inline_equation" + }, + { + "bbox": [ + 270, + 444, + 367, + 457 + ], + "score": 1.0, + "content": "can be hardly achieved.", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 412, + 505, + 457 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 461, + 505, + 613 + ], + "lines": [ + { + "bbox": [ + 105, + 461, + 504, + 473 + ], + "spans": [ + { + "bbox": [ + 105, + 461, + 492, + 473 + ], + "score": 1.0, + "content": "Following the insights from Sec. 2, reward randomization can be applied to a Markov game", + "type": "text" + }, + { + "bbox": [ + 492, + 461, + 504, + 471 + ], + "score": 0.7, + "content": "M", + "type": "inline_equation" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 471, + 506, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 244, + 485 + ], + "score": 1.0, + "content": "similarly: if the reward function in", + "type": "text" + }, + { + "bbox": [ + 244, + 473, + 256, + 482 + ], + "score": 0.79, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 256, + 471, + 506, + 485 + ], + "score": 1.0, + "content": "poses difficulties for PG to discover some particular strategy, it", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 483, + 505, + 495 + ], + "spans": [ + { + "bbox": [ + 106, + 483, + 505, + 495 + ], + "score": 1.0, + "content": "might be easier to reach this desired strategy with a perturbed reward function. Hence, we can then", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 493, + 506, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 227, + 507 + ], + "score": 1.0, + "content": "define a reward function space", + "type": "text" + }, + { + "bbox": [ + 227, + 494, + 237, + 504 + ], + "score": 0.8, + "content": "\\mathcal { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 237, + 493, + 506, + 507 + ], + "score": 1.0, + "content": ", train a population of policy profiles in parallel with sampled reward", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 504, + 506, + 517 + ], + "spans": [ + { + "bbox": [ + 105, + 504, + 169, + 517 + ], + "score": 1.0, + "content": "functions from", + "type": "text" + }, + { + "bbox": [ + 170, + 505, + 180, + 514 + ], + "score": 0.84, + "content": "\\mathcal { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 180, + 504, + 506, + 517 + ], + "score": 1.0, + "content": "and select the desired strategy by evaluating the obtained policy profiles in the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 515, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 165, + 527 + ], + "score": 1.0, + "content": "original game", + "type": "text" + }, + { + "bbox": [ + 165, + 515, + 177, + 525 + ], + "score": 0.75, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 177, + 515, + 413, + 527 + ], + "score": 1.0, + "content": ". Formally, instead of purely learning in the original game", + "type": "text" + }, + { + "bbox": [ + 414, + 515, + 502, + 526 + ], + "score": 0.9, + "content": "\\dot { M } = \\dot { ( } \\dot { S } , \\mathcal { O } , \\mathcal { A } , R , P )", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 515, + 506, + 527 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 525, + 506, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 228, + 538 + ], + "score": 1.0, + "content": "we define a proper subspace", + "type": "text" + }, + { + "bbox": [ + 228, + 526, + 239, + 536 + ], + "score": 0.79, + "content": "\\mathcal { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 525, + 371, + 538 + ], + "score": 1.0, + "content": "over possible reward functions", + "type": "text" + }, + { + "bbox": [ + 371, + 526, + 468, + 536 + ], + "score": 0.9, + "content": "R : \\mathcal { S } \\times \\mathcal { A } \\times \\mathcal { A } \\to \\mathbb { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 468, + 525, + 506, + 538 + ], + "score": 1.0, + "content": "and use", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 107, + 536, + 505, + 549 + ], + "spans": [ + { + "bbox": [ + 107, + 536, + 218, + 549 + ], + "score": 0.91, + "content": "M ( R ^ { \\prime } ) = ( \\bar { S } , \\bar { \\mathcal { O } } , \\mathcal { A } , R ^ { \\prime } , \\bar { P } )", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 536, + 505, + 549 + ], + "score": 1.0, + "content": "to denote the induced Markov game by replacing the original reward", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 104, + 547, + 504, + 561 + ], + "spans": [ + { + "bbox": [ + 104, + 547, + 141, + 561 + ], + "score": 1.0, + "content": "function", + "type": "text" + }, + { + "bbox": [ + 141, + 550, + 150, + 559 + ], + "score": 0.82, + "content": "R", + "type": "inline_equation" + }, + { + "bbox": [ + 150, + 547, + 201, + 561 + ], + "score": 1.0, + "content": "with another", + "type": "text" + }, + { + "bbox": [ + 201, + 549, + 233, + 559 + ], + "score": 0.9, + "content": "R ^ { \\prime } \\in \\mathcal { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 234, + 547, + 397, + 561 + ], + "score": 1.0, + "content": ". To apply reward randomization, we draw", + "type": "text" + }, + { + "bbox": [ + 397, + 549, + 408, + 559 + ], + "score": 0.79, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 408, + 547, + 441, + 561 + ], + "score": 1.0, + "content": "samples", + "type": "text" + }, + { + "bbox": [ + 442, + 547, + 504, + 560 + ], + "score": 0.92, + "content": "R ^ { ( \\bar { 1 } ) } , \\ldots , R ^ { ( N ) }", + "type": "inline_equation" + } + ], + "index": 39 + }, + { + "bbox": [ + 101, + 558, + 505, + 581 + ], + "spans": [ + { + "bbox": [ + 101, + 558, + 129, + 581 + ], + "score": 1.0, + "content": "from", + "type": "text" + }, + { + "bbox": [ + 129, + 563, + 139, + 573 + ], + "score": 0.78, + "content": "\\mathcal { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 139, + 558, + 210, + 581 + ], + "score": 1.0, + "content": ", run PG to learn", + "type": "text" + }, + { + "bbox": [ + 210, + 560, + 254, + 574 + ], + "score": 0.93, + "content": "( \\pi _ { 1 } ^ { ( i ) } , \\pi _ { 2 } ^ { ( i ) } )", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 558, + 351, + 581 + ], + "score": 1.0, + "content": "on each induced game", + "type": "text" + }, + { + "bbox": [ + 351, + 561, + 387, + 574 + ], + "score": 0.93, + "content": "M ( R ^ { ( i ) } )", + "type": "inline_equation" + }, + { + "bbox": [ + 388, + 558, + 505, + 581 + ], + "score": 1.0, + "content": ", and pick the desired policy", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 104, + 573, + 506, + 590 + ], + "spans": [ + { + "bbox": [ + 104, + 577, + 136, + 587 + ], + "score": 1.0, + "content": "profile", + "type": "text" + }, + { + "bbox": [ + 136, + 573, + 183, + 588 + ], + "score": 0.93, + "content": "( \\pi _ { 1 } ^ { ( k ) } , \\pi _ { 2 } ^ { ( k ) } )", + "type": "inline_equation" + }, + { + "bbox": [ + 183, + 574, + 244, + 590 + ], + "score": 1.0, + "content": "by calculating", + "type": "text" + }, + { + "bbox": [ + 245, + 577, + 254, + 586 + ], + "score": 0.8, + "content": "E", + "type": "inline_equation" + }, + { + "bbox": [ + 254, + 574, + 339, + 590 + ], + "score": 1.0, + "content": "in the original game", + "type": "text" + }, + { + "bbox": [ + 340, + 577, + 351, + 587 + ], + "score": 0.72, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 352, + 574, + 506, + 590 + ], + "score": 1.0, + "content": ". Lastly, we can fine-tune the policies", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 585, + 508, + 607 + ], + "spans": [ + { + "bbox": [ + 106, + 588, + 124, + 603 + ], + "score": 0.84, + "content": "\\pi _ { 1 } ^ { ( k ) }", + "type": "inline_equation" + }, + { + "bbox": [ + 121, + 592, + 143, + 605 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 131, + 585, + 508, + 607 + ], + "score": 1.0, + "content": "π(k)2 in M to further boost the practical performance (see discussion below). We call this", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 601, + 502, + 613 + ], + "spans": [ + { + "bbox": [ + 105, + 601, + 502, + 613 + ], + "score": 1.0, + "content": "learning procedure, Reward-Randomized Policy Gradient (RPG), which is summarized in Algo. 1.", + "type": "text" + } + ], + "index": 43 + } + ], + "index": 37, + "bbox_fs": [ + 101, + 461, + 508, + 613 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 617, + 505, + 673 + ], + "lines": [ + { + "bbox": [ + 106, + 617, + 505, + 631 + ], + "spans": [ + { + "bbox": [ + 106, + 617, + 505, + 631 + ], + "score": 1.0, + "content": "Reward-function space: In general, the possible space for a valid reward function is intractably", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 629, + 505, + 641 + ], + "spans": [ + { + "bbox": [ + 106, + 629, + 505, + 641 + ], + "score": 1.0, + "content": "huge. However, in practice, almost all the games designed by human have low-dimensional reward", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 640, + 505, + 652 + ], + "spans": [ + { + "bbox": [ + 106, + 640, + 505, + 652 + ], + "score": 1.0, + "content": "structures based on objects or events, so that we can (almost) always formulate the reward function in", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 650, + 505, + 663 + ], + "spans": [ + { + "bbox": [ + 105, + 650, + 162, + 663 + ], + "score": 1.0, + "content": "a linear form", + "type": "text" + }, + { + "bbox": [ + 162, + 650, + 301, + 662 + ], + "score": 0.91, + "content": "R ( s , a _ { 1 } , a _ { 2 } ; i ) = \\phi ( s , a _ { 1 } , a _ { 2 } ; i ) ^ { T } w", + "type": "inline_equation" + }, + { + "bbox": [ + 301, + 650, + 330, + 663 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 330, + 650, + 385, + 662 + ], + "score": 0.93, + "content": "\\phi ( s , a _ { 1 } , a _ { 2 } ; i )", + "type": "inline_equation" + }, + { + "bbox": [ + 386, + 650, + 505, + 663 + ], + "score": 1.0, + "content": "is a low-dimensional feature", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 661, + 223, + 673 + ], + "spans": [ + { + "bbox": [ + 106, + 661, + 150, + 673 + ], + "score": 1.0, + "content": "vector and", + "type": "text" + }, + { + "bbox": [ + 150, + 663, + 159, + 671 + ], + "score": 0.79, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 661, + 223, + 673 + ], + "score": 1.0, + "content": "is some weight.", + "type": "text" + } + ], + "index": 48 + } + ], + "index": 46, + "bbox_fs": [ + 105, + 617, + 505, + 673 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 677, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 677, + 505, + 689 + ], + "spans": [ + { + "bbox": [ + 106, + 677, + 282, + 689 + ], + "score": 1.0, + "content": "A simple and general design principle for", + "type": "text" + }, + { + "bbox": [ + 283, + 678, + 293, + 687 + ], + "score": 0.83, + "content": "\\mathcal { R }", + "type": "inline_equation" + }, + { + "bbox": [ + 293, + 677, + 315, + 689 + ], + "score": 1.0, + "content": "is to", + "type": "text" + }, + { + "bbox": [ + 315, + 678, + 327, + 689 + ], + "score": 0.43, + "content": "\\mathit { \\Omega } \\mathcal { f } x", + "type": "inline_equation" + }, + { + "bbox": [ + 327, + 677, + 404, + 689 + ], + "score": 1.0, + "content": "the feature vector", + "type": "text" + }, + { + "bbox": [ + 405, + 678, + 412, + 689 + ], + "score": 0.82, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 412, + 677, + 505, + 689 + ], + "score": 1.0, + "content": "while only randomize", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 688, + 505, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 151, + 701 + ], + "score": 1.0, + "content": "the weight", + "type": "text" + }, + { + "bbox": [ + 152, + 690, + 160, + 698 + ], + "score": 0.78, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 160, + 688, + 183, + 701 + ], + "score": 1.0, + "content": ", i.e.,", + "type": "text" + }, + { + "bbox": [ + 183, + 688, + 453, + 700 + ], + "score": 0.86, + "content": "\\mathcal { R } = \\{ \\bar { R } _ { w } : R _ { w } ( s , a _ { 1 } , a _ { 2 } ; i ) = \\dot { \\phi } ( s , a _ { 1 } , a _ { 2 } ; i ) ^ { T } w , \\| w \\| _ { \\infty } \\leq C _ { \\operatorname* { m a x } } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 454, + 688, + 505, + 701 + ], + "score": 1.0, + "content": ". Hence, the", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 698, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 379, + 712 + ], + "score": 1.0, + "content": "overall search space remains a similar structure as the original game", + "type": "text" + }, + { + "bbox": [ + 379, + 700, + 391, + 709 + ], + "score": 0.82, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 391, + 698, + 505, + 712 + ], + "score": 1.0, + "content": "but contains a diverse range", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 506, + 723 + ], + "score": 1.0, + "content": "of preferences over different feature dimensions. Notably, since the optimal strategy is invariant", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 719, + 507, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 719, + 247, + 734 + ], + "score": 1.0, + "content": "to the scale of the reward function", + "type": "text" + }, + { + "bbox": [ + 248, + 721, + 256, + 730 + ], + "score": 0.82, + "content": "R", + "type": "inline_equation" + }, + { + "bbox": [ + 256, + 719, + 330, + 734 + ], + "score": 1.0, + "content": ", theoretically any", + "type": "text" + }, + { + "bbox": [ + 330, + 721, + 372, + 732 + ], + "score": 0.92, + "content": "C _ { \\mathrm { m a x } } > 0", + "type": "inline_equation" + }, + { + "bbox": [ + 372, + 719, + 507, + 734 + ], + "score": 1.0, + "content": "results in the same search space.", + "type": "text" + } + ], + "index": 53 + } + ], + "index": 51, + "bbox_fs": [ + 105, + 677, + 507, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 503, + 105 + ], + "lines": [ + { + "bbox": [ + 106, + 81, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 81, + 505, + 96 + ], + "score": 1.0, + "content": "However, in practice, the scale of reward may significantly influence MARL training stability, so we", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 430, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 217, + 106 + ], + "score": 1.0, + "content": "typically ensure the chosen", + "type": "text" + }, + { + "bbox": [ + 217, + 93, + 241, + 105 + ], + "score": 0.91, + "content": "C _ { \\mathrm { m a x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 93, + 430, + 106 + ], + "score": 1.0, + "content": "to be compatible with the PG algorithm in use.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 107, + 110, + 505, + 239 + ], + "lines": [ + { + "bbox": [ + 105, + 108, + 505, + 123 + ], + "spans": [ + { + "bbox": [ + 105, + 108, + 489, + 123 + ], + "score": 1.0, + "content": "Note that a feature-based reward function is a standard assumption in the literature of inverse RL", + "type": "text" + }, + { + "bbox": [ + 489, + 110, + 505, + 121 + ], + "score": 0.53, + "content": "( \\mathrm { N g }", + "type": "inline_equation" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 120, + 506, + 133 + ], + "spans": [ + { + "bbox": [ + 105, + 120, + 506, + 133 + ], + "score": 1.0, + "content": "et al., 2000; Ziebart et al., 2008; Hadfield-Menell et al., 2017). In addition, such a reward structure is", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 131, + 505, + 144 + ], + "spans": [ + { + "bbox": [ + 105, + 131, + 505, + 144 + ], + "score": 1.0, + "content": "also common in many popular RL application domains. 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in real-time strategy", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 173, + 506, + 188 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 392, + 188 + ], + "score": 1.0, + "content": "games (Wu & Tian, 2016; Vinyals et al., 2017; OpenAI et al., 2019),", + "type": "text" + }, + { + "bbox": [ + 392, + 176, + 399, + 186 + ], + "score": 0.82, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 173, + 506, + 188 + ], + "score": 1.0, + "content": "is typically related to the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 184, + 507, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 184, + 507, + 199 + ], + "score": 1.0, + "content": "bonus points for destroying each type of units; in robotics manipulation (Levine et al., 2016; Li et al.,", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 195, + 506, + 209 + ], + "spans": [ + { + "bbox": [ + 105, + 195, + 195, + 209 + ], + "score": 1.0, + "content": "2020; 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(2) in practice, fine-tuning could", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 266, + 506, + 280 + ], + "spans": [ + { + "bbox": [ + 105, + 266, + 506, + 280 + ], + "score": 1.0, + "content": "further help escape a suboptimal mode via the noise in PG (Ge et al., 2015; Kleinberg et al., 2018).", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 277, + 506, + 290 + ], + "spans": [ + { + "bbox": [ + 105, + 277, + 506, + 290 + ], + "score": 1.0, + "content": "We remark that a practical issue for fine-tuning is that when the PG algorithm adopts the actor-critic", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 287, + 505, + 300 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 505, + 300 + ], + "score": 1.0, + "content": "framework (e.g., PPO), we need an additional critic warm-start phase, which only trains the value", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 298, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 505, + 312 + ], + "score": 1.0, + "content": "function while keeps the policy unchanged, before the fine-tuning phase starts. This warm-start phase", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "score": 1.0, + "content": "significantly stabilizes policy learning by ensuring the value function is fully functional for variance", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 320, + 492, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 249, + 334 + ], + "score": 1.0, + "content": "reduction w.r.t. the reward function", + "type": "text" + }, + { + "bbox": [ + 250, + 321, + 258, + 330 + ], + "score": 0.8, + "content": "R", + "type": "inline_equation" + }, + { + "bbox": [ + 259, + 320, + 342, + 334 + ], + "score": 1.0, + "content": "in the original game", + "type": "text" + }, + { + "bbox": [ + 342, + 321, + 354, + 330 + ], + "score": 0.66, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 354, + 320, + 492, + 334 + ], + "score": 1.0, + "content": "when estimating policy gradients.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 17.5 + }, + { + "type": "title", + "bbox": [ + 107, + 343, + 345, + 354 + ], + "lines": [ + { + "bbox": [ + 106, + 343, + 346, + 356 + ], + "spans": [ + { + "bbox": [ + 106, + 343, + 346, + 356 + ], + "score": 1.0, + "content": "3.1 LEARNING TO ADAPT WITH DIVERSE OPPONENTS", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 107, + 362, + 316, + 459 + ], + "lines": [ + { + "bbox": [ + 106, + 362, + 317, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 362, + 226, + 374 + ], + "score": 1.0, + "content": "In addition to the final policies", + "type": "text" + }, + { + "bbox": [ + 226, + 362, + 253, + 373 + ], + "score": 0.26, + "content": "\\pi _ { 1 } ^ { \\star } , \\pi _ { 2 } ^ { \\star }", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 362, + 317, + 374 + ], + "score": 1.0, + "content": ", another benefit", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 372, + 317, + 384 + ], + "spans": [ + { + "bbox": [ + 106, + 372, + 246, + 384 + ], + "score": 1.0, + "content": "from RPG is that the population of", + "type": "text" + }, + { + "bbox": [ + 246, + 373, + 257, + 382 + ], + "score": 0.81, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 372, + 317, + 384 + ], + "score": 1.0, + "content": "policy profiles", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 383, + 317, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 317, + 394 + ], + "score": 1.0, + "content": "contains diverse strategies (more in Sec. 5). With", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 394, + 317, + 406 + ], + "spans": [ + { + "bbox": [ + 106, + 394, + 317, + 406 + ], + "score": 1.0, + "content": "a diverse set of strategies, we can build an adaptive", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 405, + 317, + 417 + ], + "spans": [ + { + "bbox": [ + 106, + 405, + 317, + 417 + ], + "score": 1.0, + "content": "agent by training with a random opponent policy", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 415, + 317, + 428 + ], + "spans": [ + { + "bbox": [ + 106, + 415, + 317, + 428 + ], + "score": 1.0, + "content": "sampled from the set per episode, so that the agent is", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 425, + 317, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 425, + 317, + 438 + ], + "score": 1.0, + "content": "forced to behave differently based on its opponent’s", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 436, + 317, + 449 + ], + "spans": [ + { + "bbox": [ + 106, + 436, + 317, + 449 + ], + "score": 1.0, + "content": "behavior. For simplicity, we consider learning an", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 447, + 317, + 461 + ], + "spans": [ + { + "bbox": [ + 106, + 447, + 171, + 461 + ], + "score": 1.0, + "content": "adaptive policy", + "type": "text" + }, + { + "bbox": [ + 172, + 448, + 201, + 460 + ], + "score": 0.93, + "content": "\\pi _ { 1 } ^ { a } ( \\theta ^ { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 447, + 317, + 461 + ], + "score": 1.0, + "content": "for agent 1. 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Suppose a policy population", + "type": "text" + }, + { + "bbox": [ + 339, + 459, + 430, + 474 + ], + "score": 0.92, + "content": "\\mathcal { P } = \\{ \\pi _ { 2 } ^ { ( 1 ) } , . . . , \\pi _ { 2 } ^ { ( N ) } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 459, + 506, + 475 + ], + "score": 1.0, + "content": "is obtained during", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 471, + 506, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 333, + 485 + ], + "score": 1.0, + "content": "the RR phase, we first construct a diverse strategy set", + "type": "text" + }, + { + "bbox": [ + 334, + 473, + 371, + 484 + ], + "score": 0.9, + "content": "\\Pi _ { 2 } ~ \\subseteq ~ { \\mathcal { P } }", + "type": "inline_equation" + }, + { + "bbox": [ + 372, + 471, + 506, + 485 + ], + "score": 1.0, + "content": "that contains all the discovered", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 482, + 506, + 497 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 168, + 497 + ], + "score": 1.0, + "content": "behaviors from", + "type": "text" + }, + { + "bbox": [ + 168, + 484, + 177, + 493 + ], + "score": 0.76, + "content": "\\mathcal { P }", + "type": "inline_equation" + }, + { + "bbox": [ + 177, + 482, + 446, + 497 + ], + "score": 1.0, + "content": ". Then we construct a mixed strategy by randomly sampling a policy", + "type": "text" + }, + { + "bbox": [ + 447, + 483, + 458, + 495 + ], + "score": 0.89, + "content": "\\pi _ { 2 } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 458, + 482, + 480, + 497 + ], + "score": 1.0, + "content": "from", + "type": "text" + }, + { + "bbox": [ + 480, + 483, + 494, + 494 + ], + "score": 0.87, + "content": "\\Pi _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 494, + 482, + 506, + 497 + ], + "score": 1.0, + "content": "in", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 493, + 506, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 277, + 507 + ], + "score": 1.0, + "content": "every training episode and run PG to learn", + "type": "text" + }, + { + "bbox": [ + 277, + 494, + 290, + 505 + ], + "score": 0.89, + "content": "\\pi _ { 1 } ^ { a }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 493, + 506, + 507 + ], + "score": 1.0, + "content": "by competing against this constructed mixed strategy.", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 504, + 506, + 517 + ], + "spans": [ + { + "bbox": [ + 106, + 504, + 353, + 517 + ], + "score": 1.0, + "content": "The procedure is summarized in Algo. 2. Note that setting", + "type": "text" + }, + { + "bbox": [ + 353, + 505, + 390, + 515 + ], + "score": 0.93, + "content": "\\Pi _ { 2 } = { \\mathcal { P } }", + "type": "inline_equation" + }, + { + "bbox": [ + 390, + 504, + 506, + 517 + ], + "score": 1.0, + "content": "appears to be a simple and", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 515, + 506, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 280, + 528 + ], + "score": 1.0, + "content": "natural choice. However, in practice, since", + "type": "text" + }, + { + "bbox": [ + 281, + 516, + 290, + 525 + ], + "score": 0.8, + "content": "\\mathcal { P }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 515, + 506, + 528 + ], + "score": 1.0, + "content": "typically contains just a few strategic behaviors, it is", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 525, + 506, + 539 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 170, + 539 + ], + "score": 1.0, + "content": "unnecessary for", + "type": "text" + }, + { + "bbox": [ + 170, + 526, + 183, + 537 + ], + "score": 0.88, + "content": "\\Pi _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 183, + 525, + 337, + 539 + ], + "score": 1.0, + "content": "to include every individual policy from", + "type": "text" + }, + { + "bbox": [ + 338, + 527, + 347, + 536 + ], + "score": 0.8, + "content": "\\mathcal { P }", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 525, + 506, + 539 + ], + "score": 1.0, + "content": ". Instead, it is sufficient to simply ensure", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 536, + 506, + 550 + ], + "spans": [ + { + "bbox": [ + 106, + 537, + 120, + 548 + ], + "score": 0.86, + "content": "\\Pi _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 120, + 536, + 335, + 550 + ], + "score": 1.0, + "content": "contains at least one policy from each equilibrium in", + "type": "text" + }, + { + "bbox": [ + 335, + 537, + 344, + 547 + ], + "score": 0.81, + "content": "\\mathcal { P }", + "type": "inline_equation" + }, + { + "bbox": [ + 344, + 536, + 506, + 550 + ], + "score": 1.0, + "content": "(more details in Sec. 5.3). Additionally,", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 547, + 506, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 547, + 506, + 561 + ], + "score": 1.0, + "content": "this method does not apply to the one-shot game setting (i.e., horizon is 1) because the adaptive agent", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 558, + 456, + 571 + ], + "spans": [ + { + "bbox": [ + 105, + 558, + 456, + 571 + ], + "score": 1.0, + "content": "does not have any prior knowledge about its opponent’s identity before the game starts.", + "type": "text" + } + ], + "index": 49 + } + ], + "index": 44.5 + }, + { + "type": "text", + "bbox": [ + 107, + 574, + 505, + 651 + ], + "lines": [ + { + "bbox": [ + 105, + 574, + 506, + 588 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 300, + 588 + ], + "score": 1.0, + "content": "Implementation: We train an RNN policy for", + "type": "text" + }, + { + "bbox": [ + 300, + 575, + 330, + 587 + ], + "score": 0.93, + "content": "\\pi _ { 1 } ^ { a } ( \\theta ^ { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 574, + 506, + 588 + ], + "score": 1.0, + "content": ". It is critical that the policy input does not", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 585, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 505, + 599 + ], + "score": 1.0, + "content": "directly reveal the opponent’s identity, so that it is forced to identify the opponent strategy through", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 596, + 506, + 608 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 506, + 608 + ], + "score": 1.0, + "content": "what it has observed. On the contrary, when adopting an actor-critic PG framework (Lowe et al.,", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 607, + 506, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 607, + 506, + 619 + ], + "score": 1.0, + "content": "2017), it is extremely beneficial to include the identity information in the critic input, which makes", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 105, + 617, + 506, + 631 + ], + "spans": [ + { + "bbox": [ + 105, + 617, + 506, + 631 + ], + "score": 1.0, + "content": "critic learning substantially easier and significantly stabilizes training. We also utilize a multi-head", + "type": "text" + } + ], + "index": 54 + }, + { + "bbox": [ + 105, + 628, + 505, + 641 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 505, + 641 + ], + "score": 1.0, + "content": "architecture adapted from the multi-task learning literature (Yu et al., 2019), i.e., use a separate value", + "type": "text" + } + ], + "index": 55 + }, + { + "bbox": [ + 105, + 640, + 474, + 652 + ], + "spans": [ + { + "bbox": [ + 105, + 640, + 474, + 652 + ], + "score": 1.0, + "content": "head for each training opponent, which empirically results in the best training performance.", + "type": "text" + } + ], + "index": 56 + } + ], + "index": 53 + }, + { + "type": "title", + "bbox": [ + 107, + 665, + 393, + 678 + ], + "lines": [ + { + "bbox": [ + 105, + 664, + 395, + 680 + ], + "spans": [ + { + "bbox": [ + 105, + 664, + 395, + 680 + ], + "score": 1.0, + "content": "4 TESTBEDS FOR RPG: TEMPORAL TRUST DILEMMAS", + "type": "text" + } + ], + "index": 57 + } + ], + "index": 57 + }, + { + "type": "text", + "bbox": [ + 107, + 688, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 689, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 505, + 700 + ], + "score": 1.0, + "content": "We introduce three 2-player Markov games as testbeds for RPG. All these games have a diverse", + "type": "text" + } + ], + "index": 58 + }, + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "range of NE strategies including both “risky” cooperative NEs with high payoffs but hard to discover", + "type": "text" + } + ], + "index": 59 + }, + { + "bbox": [ + 105, + 710, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 505, + 723 + ], + "score": 1.0, + "content": "and “safe” non-cooperative NEs with lower payoffs. We call them temporal trust dilemmas. Game", + "type": "text" + } + ], + "index": 60 + }, + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "score": 1.0, + "content": "descriptions are in a high level to highlight the game dynamics. More details are in Sec. 5 and App. B.", + "type": "text" + } + ], + "index": 61 + } + ], + "index": 59.5 + } + ], + "page_idx": 4, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 751, + 309, + 760 + ], + "lines": [ + { + "bbox": [ + 301, + 750, + 309, + 763 + ], + "spans": [ + { + "bbox": [ + 301, + 750, + 309, + 763 + ], + "score": 1.0, + "content": "5", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 503, + 105 + ], + "lines": [ + { + "bbox": [ + 106, + 81, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 106, + 81, + 505, + 96 + ], + "score": 1.0, + "content": "However, in practice, the scale of reward may significantly influence MARL training stability, so we", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 430, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 217, + 106 + ], + "score": 1.0, + "content": "typically ensure the chosen", + "type": "text" + }, + { + "bbox": [ + 217, + 93, + 241, + 105 + ], + "score": 0.91, + "content": "C _ { \\mathrm { m a x } }", + "type": "inline_equation" + }, + { + "bbox": [ + 241, + 93, + 430, + 106 + ], + "score": 1.0, + "content": "to be compatible with the PG algorithm in use.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5, + "bbox_fs": [ + 105, + 81, + 505, + 106 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 110, + 505, + 239 + ], + "lines": [ + { + "bbox": [ + 105, + 108, + 505, + 123 + ], + "spans": [ + { + "bbox": [ + 105, + 108, + 489, + 123 + ], + "score": 1.0, + "content": "Note that a feature-based reward function is a standard assumption in the literature of inverse RL", + "type": "text" + }, + { + "bbox": [ + 489, + 110, + 505, + 121 + ], + "score": 0.53, + "content": "( \\mathrm { N g }", + "type": "inline_equation" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 120, + 506, + 133 + ], + "spans": [ + { + "bbox": [ + 105, + 120, + 506, + 133 + ], + "score": 1.0, + "content": "et al., 2000; Ziebart et al., 2008; Hadfield-Menell et al., 2017). In addition, such a reward structure is", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 131, + 505, + 144 + ], + "spans": [ + { + "bbox": [ + 105, + 131, + 505, + 144 + ], + "score": 1.0, + "content": "also common in many popular RL application domains. For example, in navigation games (Mirowski", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 141, + 505, + 155 + ], + "spans": [ + { + "bbox": [ + 105, + 141, + 505, + 155 + ], + "score": 1.0, + "content": "et al., 2016; Lowe et al., 2017; Wu et al., 2018), the reward is typically set to the negative distance", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 153, + 506, + 167 + ], + "spans": [ + { + "bbox": [ + 105, + 153, + 205, + 167 + ], + "score": 1.0, + "content": "from the target location", + "type": "text" + }, + { + "bbox": [ + 205, + 154, + 219, + 164 + ], + "score": 0.88, + "content": "L _ { T }", + "type": "inline_equation" + }, + { + "bbox": [ + 220, + 153, + 313, + 167 + ], + "score": 1.0, + "content": "to the agent’s location", + "type": "text" + }, + { + "bbox": [ + 314, + 154, + 328, + 164 + ], + "score": 0.87, + "content": "L _ { A }", + "type": "inline_equation" + }, + { + "bbox": [ + 329, + 153, + 506, + 167 + ], + "score": 1.0, + "content": "plus a success bonus, so the feature vector", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 107, + 162, + 505, + 178 + ], + "spans": [ + { + "bbox": [ + 107, + 164, + 136, + 176 + ], + "score": 0.92, + "content": "\\phi ( s , a )", + "type": "inline_equation" + }, + { + "bbox": [ + 136, + 162, + 303, + 178 + ], + "score": 1.0, + "content": "can be written as a 2-dimensional vector", + "type": "text" + }, + { + "bbox": [ + 303, + 164, + 418, + 176 + ], + "score": 0.91, + "content": "[ \\| L _ { T } - L _ { A } \\| _ { 2 } , \\mathbb { I } ( L _ { T } = L _ { A } ) ]", + "type": "inline_equation" + }, + { + "bbox": [ + 418, + 162, + 505, + 178 + ], + "score": 1.0, + "content": "; in real-time strategy", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 173, + 506, + 188 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 392, + 188 + ], + "score": 1.0, + "content": "games (Wu & Tian, 2016; Vinyals et al., 2017; OpenAI et al., 2019),", + "type": "text" + }, + { + "bbox": [ + 392, + 176, + 399, + 186 + ], + "score": 0.82, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 399, + 173, + 506, + 188 + ], + "score": 1.0, + "content": "is typically related to the", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 184, + 507, + 199 + ], + "spans": [ + { + "bbox": [ + 105, + 184, + 507, + 199 + ], + "score": 1.0, + "content": "bonus points for destroying each type of units; in robotics manipulation (Levine et al., 2016; Li et al.,", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 105, + 195, + 506, + 209 + ], + "spans": [ + { + "bbox": [ + 105, + 195, + 195, + 209 + ], + "score": 1.0, + "content": "2020; Yu et al., 2019),", + "type": "text" + }, + { + "bbox": [ + 195, + 196, + 203, + 208 + ], + "score": 0.84, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 203, + 195, + 506, + 209 + ], + "score": 1.0, + "content": "is often about the distance between the robot/object and its target position; in", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 207, + 506, + 219 + ], + "spans": [ + { + "bbox": [ + 105, + 207, + 441, + 219 + ], + "score": 1.0, + "content": "general multi-agent games (Lowe et al., 2017; Leibo et al., 2017; Baker et al., 2020),", + "type": "text" + }, + { + "bbox": [ + 441, + 207, + 448, + 218 + ], + "score": 0.84, + "content": "\\phi", + "type": "inline_equation" + }, + { + "bbox": [ + 449, + 207, + 506, + 219 + ], + "score": 1.0, + "content": "could contain", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 217, + 505, + 230 + ], + "spans": [ + { + "bbox": [ + 105, + 217, + 505, + 230 + ], + "score": 1.0, + "content": "each agent’s individual reward as well as the joint reward over each team, which also enables the", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 228, + 446, + 241 + ], + "spans": [ + { + "bbox": [ + 105, + 228, + 434, + 241 + ], + "score": 1.0, + "content": "representation of different prosociality levels for the agents by varying the weight", + "type": "text" + }, + { + "bbox": [ + 434, + 230, + 442, + 238 + ], + "score": 0.73, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 228, + 446, + 241 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 7.5, + "bbox_fs": [ + 105, + 108, + 507, + 241 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 245, + 505, + 331 + ], + "lines": [ + { + "bbox": [ + 105, + 244, + 505, + 258 + ], + "spans": [ + { + "bbox": [ + 105, + 244, + 505, + 258 + ], + "score": 1.0, + "content": "Fine tuning: There are two benefits: (1) the policies found in the perturbed game may not remain an", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 255, + 506, + 269 + ], + "spans": [ + { + "bbox": [ + 105, + 255, + 506, + 269 + ], + "score": 1.0, + "content": "equilibrium in the original game, so fine-tuning ensures convergence; (2) in practice, fine-tuning could", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 266, + 506, + 280 + ], + "spans": [ + { + "bbox": [ + 105, + 266, + 506, + 280 + ], + "score": 1.0, + "content": "further help escape a suboptimal mode via the noise in PG (Ge et al., 2015; Kleinberg et al., 2018).", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 277, + 506, + 290 + ], + "spans": [ + { + "bbox": [ + 105, + 277, + 506, + 290 + ], + "score": 1.0, + "content": "We remark that a practical issue for fine-tuning is that when the PG algorithm adopts the actor-critic", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 287, + 505, + 300 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 505, + 300 + ], + "score": 1.0, + "content": "framework (e.g., PPO), we need an additional critic warm-start phase, which only trains the value", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 298, + 505, + 312 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 505, + 312 + ], + "score": 1.0, + "content": "function while keeps the policy unchanged, before the fine-tuning phase starts. This warm-start phase", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "spans": [ + { + "bbox": [ + 105, + 309, + 505, + 322 + ], + "score": 1.0, + "content": "significantly stabilizes policy learning by ensuring the value function is fully functional for variance", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 320, + 492, + 334 + ], + "spans": [ + { + "bbox": [ + 105, + 320, + 249, + 334 + ], + "score": 1.0, + "content": "reduction w.r.t. the reward function", + "type": "text" + }, + { + "bbox": [ + 250, + 321, + 258, + 330 + ], + "score": 0.8, + "content": "R", + "type": "inline_equation" + }, + { + "bbox": [ + 259, + 320, + 342, + 334 + ], + "score": 1.0, + "content": "in the original game", + "type": "text" + }, + { + "bbox": [ + 342, + 321, + 354, + 330 + ], + "score": 0.66, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 354, + 320, + 492, + 334 + ], + "score": 1.0, + "content": "when estimating policy gradients.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 17.5, + "bbox_fs": [ + 105, + 244, + 506, + 334 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 343, + 345, + 354 + ], + "lines": [ + { + "bbox": [ + 106, + 343, + 346, + 356 + ], + "spans": [ + { + "bbox": [ + 106, + 343, + 346, + 356 + ], + "score": 1.0, + "content": "3.1 LEARNING TO ADAPT WITH DIVERSE OPPONENTS", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "text", + "bbox": [ + 107, + 362, + 316, + 459 + ], + "lines": [ + { + "bbox": [ + 106, + 362, + 317, + 374 + ], + "spans": [ + { + "bbox": [ + 106, + 362, + 226, + 374 + ], + "score": 1.0, + "content": "In addition to the final policies", + "type": "text" + }, + { + "bbox": [ + 226, + 362, + 253, + 373 + ], + "score": 0.26, + "content": "\\pi _ { 1 } ^ { \\star } , \\pi _ { 2 } ^ { \\star }", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 362, + 317, + 374 + ], + "score": 1.0, + "content": ", another benefit", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 372, + 317, + 384 + ], + "spans": [ + { + "bbox": [ + 106, + 372, + 246, + 384 + ], + "score": 1.0, + "content": "from RPG is that the population of", + "type": "text" + }, + { + "bbox": [ + 246, + 373, + 257, + 382 + ], + "score": 0.81, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 257, + 372, + 317, + 384 + ], + "score": 1.0, + "content": "policy profiles", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 383, + 317, + 394 + ], + "spans": [ + { + "bbox": [ + 105, + 383, + 317, + 394 + ], + "score": 1.0, + "content": "contains diverse strategies (more in Sec. 5). With", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 394, + 317, + 406 + ], + "spans": [ + { + "bbox": [ + 106, + 394, + 317, + 406 + ], + "score": 1.0, + "content": "a diverse set of strategies, we can build an adaptive", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 405, + 317, + 417 + ], + "spans": [ + { + "bbox": [ + 106, + 405, + 317, + 417 + ], + "score": 1.0, + "content": "agent by training with a random opponent policy", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 415, + 317, + 428 + ], + "spans": [ + { + "bbox": [ + 106, + 415, + 317, + 428 + ], + "score": 1.0, + "content": "sampled from the set per episode, so that the agent is", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 425, + 317, + 438 + ], + "spans": [ + { + "bbox": [ + 105, + 425, + 317, + 438 + ], + "score": 1.0, + "content": "forced to behave differently based on its opponent’s", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 436, + 317, + 449 + ], + "spans": [ + { + "bbox": [ + 106, + 436, + 317, + 449 + ], + "score": 1.0, + "content": "behavior. For simplicity, we consider learning an", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 447, + 317, + 461 + ], + "spans": [ + { + "bbox": [ + 106, + 447, + 171, + 461 + ], + "score": 1.0, + "content": "adaptive policy", + "type": "text" + }, + { + "bbox": [ + 172, + 448, + 201, + 460 + ], + "score": 0.93, + "content": "\\pi _ { 1 } ^ { a } ( \\theta ^ { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 201, + 447, + 317, + 461 + ], + "score": 1.0, + "content": "for agent 1. The procedure", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 27, + "bbox_fs": [ + 105, + 362, + 317, + 461 + ] + }, + { + "type": "title", + "bbox": [ + 325, + 363, + 456, + 375 + ], + "lines": [ + { + "bbox": [ + 324, + 362, + 457, + 377 + ], + "spans": [ + { + "bbox": [ + 324, + 362, + 457, + 377 + ], + "score": 1.0, + "content": "Algorithm 2: Learning to Adapt", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "list", + "bbox": [ + 325, + 378, + 496, + 452 + ], + "lines": [ + { + "bbox": [ + 324, + 377, + 478, + 389 + ], + "spans": [ + { + "bbox": [ + 324, + 377, + 373, + 389 + ], + "score": 1.0, + "content": "Input: game", + "type": "text" + }, + { + "bbox": [ + 373, + 378, + 384, + 387 + ], + "score": 0.65, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 384, + 377, + 424, + 389 + ], + "score": 1.0, + "content": ", policy set", + "type": "text" + }, + { + "bbox": [ + 424, + 378, + 436, + 388 + ], + "score": 0.81, + "content": "\\Pi _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 377, + 463, + 389 + ], + "score": 1.0, + "content": ", initial", + "type": "text" + }, + { + "bbox": [ + 463, + 378, + 474, + 388 + ], + "score": 0.87, + "content": "\\pi _ { 1 } ^ { a }", + "type": "inline_equation" + }, + { + "bbox": [ + 474, + 377, + 478, + 389 + ], + "score": 1.0, + "content": ";", + "type": "text" + } + ], + "index": 33, + "is_list_start_line": true, + "is_list_end_line": true + }, + { + "bbox": [ + 324, + 388, + 352, + 398 + ], + "spans": [ + { + "bbox": [ + 324, + 388, + 352, + 398 + ], + "score": 1.0, + "content": "repeat", + "type": "text" + } + ], + "index": 34, + "is_list_start_line": true, + "is_list_end_line": true + }, + { + "bbox": [ + 339, + 397, + 438, + 408 + ], + "spans": [ + { + "bbox": [ + 339, + 398, + 390, + 408 + ], + "score": 1.0, + "content": "draw a policy", + "type": "text" + }, + { + "bbox": [ + 390, + 397, + 401, + 408 + ], + "score": 0.88, + "content": "\\pi _ { 2 } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 401, + 398, + 421, + 408 + ], + "score": 1.0, + "content": "from", + "type": "text" + }, + { + "bbox": [ + 422, + 398, + 434, + 407 + ], + "score": 0.82, + "content": "\\Pi _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 434, + 398, + 438, + 408 + ], + "score": 1.0, + "content": ";", + "type": "text" + } + ], + "index": 35, + "is_list_end_line": true + }, + { + "bbox": [ + 339, + 408, + 492, + 419 + ], + "spans": [ + { + "bbox": [ + 339, + 408, + 370, + 419 + ], + "score": 1.0, + "content": "evaluate", + "type": "text" + }, + { + "bbox": [ + 371, + 409, + 381, + 419 + ], + "score": 0.88, + "content": "\\pi _ { 1 } ^ { a }", + "type": "inline_equation" + }, + { + "bbox": [ + 382, + 408, + 397, + 419 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 398, + 408, + 408, + 419 + ], + "score": 0.89, + "content": "\\pi _ { 2 } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 408, + 408, + 420, + 419 + ], + "score": 1.0, + "content": "on", + "type": "text" + }, + { + "bbox": [ + 420, + 408, + 431, + 417 + ], + "score": 0.77, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 431, + 408, + 492, + 419 + ], + "score": 1.0, + "content": "and collect data;", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 339, + 417, + 492, + 429 + ], + "spans": [ + { + "bbox": [ + 339, + 417, + 365, + 429 + ], + "score": 1.0, + "content": "update", + "type": "text" + }, + { + "bbox": [ + 365, + 419, + 375, + 427 + ], + "score": 0.86, + "content": "\\theta ^ { a }", + "type": "inline_equation" + }, + { + "bbox": [ + 376, + 417, + 492, + 429 + ], + "score": 1.0, + "content": "via PG if enough data collected;", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 324, + 428, + 413, + 440 + ], + "spans": [ + { + "bbox": [ + 324, + 428, + 413, + 440 + ], + "score": 1.0, + "content": "until enough iterations;", + "type": "text" + } + ], + "index": 38, + "is_list_start_line": true, + "is_list_end_line": true + }, + { + "bbox": [ + 323, + 437, + 384, + 451 + ], + "spans": [ + { + "bbox": [ + 323, + 437, + 351, + 451 + ], + "score": 1.0, + "content": "return", + "type": "text" + }, + { + "bbox": [ + 351, + 439, + 378, + 450 + ], + "score": 0.91, + "content": "\\pi _ { 1 } ^ { a } ( \\theta ^ { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 379, + 437, + 384, + 451 + ], + "score": 1.0, + "content": ";", + "type": "text" + } + ], + "index": 39, + "is_list_start_line": true, + "is_list_end_line": true + } + ], + "index": 36, + "bbox_fs": [ + 323, + 377, + 492, + 451 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 460, + 505, + 569 + ], + "lines": [ + { + "bbox": [ + 102, + 456, + 506, + 479 + ], + "spans": [ + { + "bbox": [ + 102, + 456, + 339, + 479 + ], + "score": 1.0, + "content": "remains the same for agent 2. Suppose a policy population", + "type": "text" + }, + { + "bbox": [ + 339, + 459, + 430, + 474 + ], + "score": 0.92, + "content": "\\mathcal { P } = \\{ \\pi _ { 2 } ^ { ( 1 ) } , . . . , \\pi _ { 2 } ^ { ( N ) } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 459, + 506, + 475 + ], + "score": 1.0, + "content": "is obtained during", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 471, + 506, + 485 + ], + "spans": [ + { + "bbox": [ + 105, + 471, + 333, + 485 + ], + "score": 1.0, + "content": "the RR phase, we first construct a diverse strategy set", + "type": "text" + }, + { + "bbox": [ + 334, + 473, + 371, + 484 + ], + "score": 0.9, + "content": "\\Pi _ { 2 } ~ \\subseteq ~ { \\mathcal { P } }", + "type": "inline_equation" + }, + { + "bbox": [ + 372, + 471, + 506, + 485 + ], + "score": 1.0, + "content": "that contains all the discovered", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 482, + 506, + 497 + ], + "spans": [ + { + "bbox": [ + 105, + 482, + 168, + 497 + ], + "score": 1.0, + "content": "behaviors from", + "type": "text" + }, + { + "bbox": [ + 168, + 484, + 177, + 493 + ], + "score": 0.76, + "content": "\\mathcal { P }", + "type": "inline_equation" + }, + { + "bbox": [ + 177, + 482, + 446, + 497 + ], + "score": 1.0, + "content": ". Then we construct a mixed strategy by randomly sampling a policy", + "type": "text" + }, + { + "bbox": [ + 447, + 483, + 458, + 495 + ], + "score": 0.89, + "content": "\\pi _ { 2 } ^ { \\prime }", + "type": "inline_equation" + }, + { + "bbox": [ + 458, + 482, + 480, + 497 + ], + "score": 1.0, + "content": "from", + "type": "text" + }, + { + "bbox": [ + 480, + 483, + 494, + 494 + ], + "score": 0.87, + "content": "\\Pi _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 494, + 482, + 506, + 497 + ], + "score": 1.0, + "content": "in", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 493, + 506, + 507 + ], + "spans": [ + { + "bbox": [ + 105, + 493, + 277, + 507 + ], + "score": 1.0, + "content": "every training episode and run PG to learn", + "type": "text" + }, + { + "bbox": [ + 277, + 494, + 290, + 505 + ], + "score": 0.89, + "content": "\\pi _ { 1 } ^ { a }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 493, + 506, + 507 + ], + "score": 1.0, + "content": "by competing against this constructed mixed strategy.", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 504, + 506, + 517 + ], + "spans": [ + { + "bbox": [ + 106, + 504, + 353, + 517 + ], + "score": 1.0, + "content": "The procedure is summarized in Algo. 2. Note that setting", + "type": "text" + }, + { + "bbox": [ + 353, + 505, + 390, + 515 + ], + "score": 0.93, + "content": "\\Pi _ { 2 } = { \\mathcal { P } }", + "type": "inline_equation" + }, + { + "bbox": [ + 390, + 504, + 506, + 517 + ], + "score": 1.0, + "content": "appears to be a simple and", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 515, + 506, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 280, + 528 + ], + "score": 1.0, + "content": "natural choice. However, in practice, since", + "type": "text" + }, + { + "bbox": [ + 281, + 516, + 290, + 525 + ], + "score": 0.8, + "content": "\\mathcal { P }", + "type": "inline_equation" + }, + { + "bbox": [ + 290, + 515, + 506, + 528 + ], + "score": 1.0, + "content": "typically contains just a few strategic behaviors, it is", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 525, + 506, + 539 + ], + "spans": [ + { + "bbox": [ + 105, + 525, + 170, + 539 + ], + "score": 1.0, + "content": "unnecessary for", + "type": "text" + }, + { + "bbox": [ + 170, + 526, + 183, + 537 + ], + "score": 0.88, + "content": "\\Pi _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 183, + 525, + 337, + 539 + ], + "score": 1.0, + "content": "to include every individual policy from", + "type": "text" + }, + { + "bbox": [ + 338, + 527, + 347, + 536 + ], + "score": 0.8, + "content": "\\mathcal { P }", + "type": "inline_equation" + }, + { + "bbox": [ + 347, + 525, + 506, + 539 + ], + "score": 1.0, + "content": ". Instead, it is sufficient to simply ensure", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 536, + 506, + 550 + ], + "spans": [ + { + "bbox": [ + 106, + 537, + 120, + 548 + ], + "score": 0.86, + "content": "\\Pi _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 120, + 536, + 335, + 550 + ], + "score": 1.0, + "content": "contains at least one policy from each equilibrium in", + "type": "text" + }, + { + "bbox": [ + 335, + 537, + 344, + 547 + ], + "score": 0.81, + "content": "\\mathcal { P }", + "type": "inline_equation" + }, + { + "bbox": [ + 344, + 536, + 506, + 550 + ], + "score": 1.0, + "content": "(more details in Sec. 5.3). Additionally,", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 547, + 506, + 561 + ], + "spans": [ + { + "bbox": [ + 105, + 547, + 506, + 561 + ], + "score": 1.0, + "content": "this method does not apply to the one-shot game setting (i.e., horizon is 1) because the adaptive agent", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 558, + 456, + 571 + ], + "spans": [ + { + "bbox": [ + 105, + 558, + 456, + 571 + ], + "score": 1.0, + "content": "does not have any prior knowledge about its opponent’s identity before the game starts.", + "type": "text" + } + ], + "index": 49 + } + ], + "index": 44.5, + "bbox_fs": [ + 102, + 456, + 506, + 571 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 574, + 505, + 651 + ], + "lines": [ + { + "bbox": [ + 105, + 574, + 506, + 588 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 300, + 588 + ], + "score": 1.0, + "content": "Implementation: We train an RNN policy for", + "type": "text" + }, + { + "bbox": [ + 300, + 575, + 330, + 587 + ], + "score": 0.93, + "content": "\\pi _ { 1 } ^ { a } ( \\theta ^ { a } )", + "type": "inline_equation" + }, + { + "bbox": [ + 330, + 574, + 506, + 588 + ], + "score": 1.0, + "content": ". It is critical that the policy input does not", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 585, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 585, + 505, + 599 + ], + "score": 1.0, + "content": "directly reveal the opponent’s identity, so that it is forced to identify the opponent strategy through", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 596, + 506, + 608 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 506, + 608 + ], + "score": 1.0, + "content": "what it has observed. On the contrary, when adopting an actor-critic PG framework (Lowe et al.,", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 607, + 506, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 607, + 506, + 619 + ], + "score": 1.0, + "content": "2017), it is extremely beneficial to include the identity information in the critic input, which makes", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 105, + 617, + 506, + 631 + ], + "spans": [ + { + "bbox": [ + 105, + 617, + 506, + 631 + ], + "score": 1.0, + "content": "critic learning substantially easier and significantly stabilizes training. We also utilize a multi-head", + "type": "text" + } + ], + "index": 54 + }, + { + "bbox": [ + 105, + 628, + 505, + 641 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 505, + 641 + ], + "score": 1.0, + "content": "architecture adapted from the multi-task learning literature (Yu et al., 2019), i.e., use a separate value", + "type": "text" + } + ], + "index": 55 + }, + { + "bbox": [ + 105, + 640, + 474, + 652 + ], + "spans": [ + { + "bbox": [ + 105, + 640, + 474, + 652 + ], + "score": 1.0, + "content": "head for each training opponent, which empirically results in the best training performance.", + "type": "text" + } + ], + "index": 56 + } + ], + "index": 53, + "bbox_fs": [ + 105, + 574, + 506, + 652 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 665, + 393, + 678 + ], + "lines": [ + { + "bbox": [ + 105, + 664, + 395, + 680 + ], + "spans": [ + { + "bbox": [ + 105, + 664, + 395, + 680 + ], + "score": 1.0, + "content": "4 TESTBEDS FOR RPG: TEMPORAL TRUST DILEMMAS", + "type": "text" + } + ], + "index": 57 + } + ], + "index": 57 + }, + { + "type": "text", + "bbox": [ + 107, + 688, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 689, + 505, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 689, + 505, + 700 + ], + "score": 1.0, + "content": "We introduce three 2-player Markov games as testbeds for RPG. All these games have a diverse", + "type": "text" + } + ], + "index": 58 + }, + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "range of NE strategies including both “risky” cooperative NEs with high payoffs but hard to discover", + "type": "text" + } + ], + "index": 59 + }, + { + "bbox": [ + 105, + 710, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 505, + 723 + ], + "score": 1.0, + "content": "and “safe” non-cooperative NEs with lower payoffs. We call them temporal trust dilemmas. Game", + "type": "text" + } + ], + "index": 60 + }, + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 506, + 733 + ], + "score": 1.0, + "content": "descriptions are in a high level to highlight the game dynamics. More details are in Sec. 5 and App. B.", + "type": "text" + } + ], + "index": 61 + } + ], + "index": 59.5, + "bbox_fs": [ + 105, + 689, + 506, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 105 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "Gridworlds: We consider two games adapted from Peysakhovich & Lerer (2018b), Monster-Hunt", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 94, + 458, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 458, + 105 + ], + "score": 1.0, + "content": "(Fig. 3) and Escalation (Fig. 4). Both games have a 5-by-5 grid and symmetric rewards.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5 + }, + { + "type": "text", + "bbox": [ + 107, + 110, + 395, + 186 + ], + "lines": [ + { + "bbox": [ + 106, + 110, + 396, + 122 + ], + "spans": [ + { + "bbox": [ + 106, + 110, + 396, + 122 + ], + "score": 1.0, + "content": "Monster-Hunt contains a monster and two apples. Apples are static while", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 120, + 396, + 133 + ], + "spans": [ + { + "bbox": [ + 106, + 120, + 396, + 133 + ], + "score": 1.0, + "content": "the monster keeps moving towards its closest agent. If a single agent", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 132, + 396, + 143 + ], + "spans": [ + { + "bbox": [ + 106, + 132, + 396, + 143 + ], + "score": 1.0, + "content": "meets the monster, it loses a penalty of 2; if two agents catch the monster", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 142, + 397, + 155 + ], + "spans": [ + { + "bbox": [ + 105, + 142, + 397, + 155 + ], + "score": 1.0, + "content": "together, they both earn a bonus of 5. Eating an apple always raises a", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 153, + 396, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 153, + 396, + 165 + ], + "score": 1.0, + "content": "bonus of 2. Whenever an apple is eaten or the monster meets an agent, the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 164, + 397, + 176 + ], + "spans": [ + { + "bbox": [ + 105, + 164, + 397, + 176 + ], + "score": 1.0, + "content": "entity will respawn randomly. The optimal payoff can only be achieved", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 174, + 354, + 187 + ], + "spans": [ + { + "bbox": [ + 105, + 174, + 354, + 187 + ], + "score": 1.0, + "content": "when both agents precisely catch the monster simultaneously.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 404, + 114, + 504, + 166 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 404, + 114, + 504, + 166 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 404, + 114, + 504, + 166 + ], + "spans": [ + { + "bbox": [ + 404, + 114, + 504, + 166 + ], + "score": 0.945, + "type": "image", + "image_path": "bdffa60f861adfa40f74589aa1583934b393bb88799cab8957b86288608ed18f.jpg" + } + ] + } + ], + "index": 9.5, + "virtual_lines": [ + { + "bbox": [ + 404, + 114, + 504, + 140.0 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 404, + 140.0, + 504, + 166.0 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 405, + 168, + 503, + 179 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 405, + 167, + 504, + 180 + ], + "spans": [ + { + "bbox": [ + 405, + 167, + 504, + 180 + ], + "score": 1.0, + "content": "Figure 3: Monster-Hunt", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + } + ], + "index": 10.25 + }, + { + "type": "text", + "bbox": [ + 106, + 191, + 397, + 278 + ], + "lines": [ + { + "bbox": [ + 106, + 190, + 396, + 203 + ], + "spans": [ + { + "bbox": [ + 106, + 190, + 396, + 203 + ], + "score": 1.0, + "content": "Escalation contains a lit grid. When two agents both step on the lit grid,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 202, + 396, + 214 + ], + "spans": [ + { + "bbox": [ + 106, + 202, + 396, + 214 + ], + "score": 1.0, + "content": "they both get a bonus of 1 and a neighboring grid will be lit up in the next", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 212, + 397, + 225 + ], + "spans": [ + { + "bbox": [ + 105, + 212, + 372, + 225 + ], + "score": 1.0, + "content": "timestep. If only one agent steps on the lit grid, it gets a penalty of", + "type": "text" + }, + { + "bbox": [ + 373, + 213, + 393, + 223 + ], + "score": 0.8, + "content": "0 . 9 L", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 212, + 397, + 225 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 222, + 398, + 236 + ], + "spans": [ + { + "bbox": [ + 105, + 222, + 133, + 236 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 134, + 224, + 142, + 233 + ], + "score": 0.74, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 142, + 222, + 398, + 236 + ], + "score": 1.0, + "content": "denotes the consecutive cooperation steps until that timestep,", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 234, + 397, + 246 + ], + "spans": [ + { + "bbox": [ + 106, + 234, + 397, + 246 + ], + "score": 1.0, + "content": "and the lit grid will respawn randomly. Agents need to stay together on", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 244, + 398, + 258 + ], + "spans": [ + { + "bbox": [ + 105, + 244, + 398, + 258 + ], + "score": 1.0, + "content": "the lit grid to achieve the maximum payoff despite of the growing penalty.", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 255, + 396, + 268 + ], + "spans": [ + { + "bbox": [ + 105, + 255, + 236, + 268 + ], + "score": 1.0, + "content": "There are multiple NEs: for each", + "type": "text" + }, + { + "bbox": [ + 236, + 256, + 244, + 266 + ], + "score": 0.68, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 245, + 255, + 365, + 268 + ], + "score": 1.0, + "content": ", that both agents cooperate for", + "type": "text" + }, + { + "bbox": [ + 365, + 256, + 373, + 266 + ], + "score": 0.77, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 374, + 255, + 396, + 268 + ], + "score": 1.0, + "content": "steps", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 106, + 267, + 294, + 279 + ], + "spans": [ + { + "bbox": [ + 106, + 267, + 294, + 279 + ], + "score": 1.0, + "content": "and then leave the lit grid jointly forms an NE.", + "type": "text" + } + ], + "index": 19 + } + ], + "index": 15.5 + }, + { + "type": "image", + "bbox": [ + 403, + 195, + 504, + 247 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 403, + 195, + 504, + 247 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 403, + 195, + 504, + 247 + ], + "spans": [ + { + "bbox": [ + 403, + 195, + 504, + 247 + ], + "score": 0.947, + "type": "image", + "image_path": "ca5d7ba91f57f642cab3b63eadbc17942f510f7e1c6412e10245693100deebe9.jpg" + } + ] + } + ], + "index": 20.5, + "virtual_lines": [ + { + "bbox": [ + 403, + 195, + 504, + 221.0 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 403, + 221.0, + 504, + 247.0 + ], + "spans": [], + "index": 21 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 412, + 250, + 496, + 261 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 411, + 248, + 497, + 262 + ], + "spans": [ + { + "bbox": [ + 411, + 248, + 497, + 262 + ], + "score": 1.0, + "content": "Figure 4: Escalation", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + } + ], + "index": 21.25 + }, + { + "type": "text", + "bbox": [ + 106, + 283, + 505, + 392 + ], + "lines": [ + { + "bbox": [ + 105, + 283, + 505, + 295 + ], + "spans": [ + { + "bbox": [ + 105, + 283, + 505, + 295 + ], + "score": 1.0, + "content": "Agar.io is a popular multiplayer online game. Players control cells in a Petri dish to gain as much", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 294, + 505, + 307 + ], + "spans": [ + { + "bbox": [ + 105, + 294, + 505, + 307 + ], + "score": 1.0, + "content": "mass as possible by eating smaller cells while avoiding being eaten by larger ones. Larger cells move", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 305, + 505, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 305, + 505, + 317 + ], + "score": 1.0, + "content": "slower. Each player starts with one cell but can split a sufficiently large cell into two, allowing them", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 316, + 505, + 328 + ], + "spans": [ + { + "bbox": [ + 105, + 316, + 505, + 328 + ], + "score": 1.0, + "content": "to control multiple cells (Wikipedia, 2020). We consider a simplified scenario (Fig. 5) with 2 players", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 326, + 506, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 506, + 339 + ], + "score": 1.0, + "content": "(agents) and tiny script cells, which automatically runs away when an agent comes by. There is a", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 336, + 506, + 350 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 506, + 350 + ], + "score": 1.0, + "content": "low-risk non-cooperative strategy, i.e., two agents stay away from each other and hunt script cells", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 348, + 506, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 506, + 360 + ], + "score": 1.0, + "content": "independently. Since the script cells move faster, it is challenging for a single agent to hunt them.", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 358, + 506, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 506, + 371 + ], + "score": 1.0, + "content": "By contrast, two agents can cooperate to encircle the script cells to accelerate hunting. However,", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 369, + 505, + 382 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 505, + 382 + ], + "score": 1.0, + "content": "cooperation is extremely risky for the agent with less mass: two agents need to stay close to cooperate", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 380, + 485, + 393 + ], + "spans": [ + { + "bbox": [ + 106, + 380, + 485, + 393 + ], + "score": 1.0, + "content": "but the larger agent may defect by eating the smaller one and gaining an immediate big bonus.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 27.5 + }, + { + "type": "image", + "bbox": [ + 141, + 402, + 262, + 459 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 141, + 402, + 262, + 459 + ], + "group_id": 4, + "lines": [ + { + "bbox": [ + 141, + 402, + 262, + 459 + ], + "spans": [ + { + "bbox": [ + 141, + 402, + 262, + 459 + ], + "score": 0.282, + "type": "image", + "image_path": "5c38b0c5387b924ebd9b2e33452eab861f83ecb42c40c707a98d9cc469608ce5.jpg" + } + ] + } + ], + "index": 35.0, + "virtual_lines": [ + { + "bbox": [ + 141, + 402, + 262, + 430.5 + ], + "spans": [], + "index": 33 + }, + { + "bbox": [ + 141, + 430.5, + 262, + 459.0 + ], + "spans": [], + "index": 37 + } + ] + } + ], + "index": 35.0 + }, + { + "type": "image", + "bbox": [ + 268, + 398, + 468, + 451 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 268, + 398, + 468, + 451 + ], + "group_id": 2, + "lines": [ + { + "bbox": [ + 268, + 398, + 468, + 451 + ], + "spans": [ + { + "bbox": [ + 268, + 398, + 468, + 451 + ], + "score": 0.921, + "type": "image", + "image_path": "ba73930af1af5a23c51c99b174cef3f73e3e43226bb2044a6a041d97dd4a10cb.jpg" + } + ] + } + ], + "index": 35.5, + "virtual_lines": [ + { + "bbox": [ + 268, + 398, + 468, + 411.25 + ], + "spans": [], + "index": 34 + }, + { + "bbox": [ + 268, + 411.25, + 468, + 424.5 + ], + "spans": [], + "index": 35 + }, + { + "bbox": [ + 268, + 424.5, + 468, + 437.75 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 268, + 437.75, + 468, + 451.0 + ], + "spans": [], + "index": 38 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 286, + 453, + 452, + 464 + ], + "group_id": 2, + "lines": [ + { + "bbox": [ + 283, + 451, + 452, + 466 + ], + "spans": [ + { + "bbox": [ + 283, + 451, + 452, + 466 + ], + "score": 1.0, + "content": "(b) Common behavior: Split, Hunt and Merge", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 39 + } + ], + "index": 37.25 + }, + { + "type": "text", + "bbox": [ + 108, + 466, + 505, + 478 + ], + "lines": [ + { + "bbox": [ + 105, + 463, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 463, + 505, + 480 + ], + "score": 1.0, + "content": "Figure 5: Agar.io: (a) a simplified 2-player setting; (b) basic motions: split, hunt script cells, merge.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40 + }, + { + "type": "title", + "bbox": [ + 108, + 484, + 244, + 496 + ], + "lines": [ + { + "bbox": [ + 105, + 483, + 244, + 497 + ], + "spans": [ + { + "bbox": [ + 105, + 483, + 244, + 497 + ], + "score": 1.0, + "content": "5 EXPERIMENT RESULTS", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 41 + }, + { + "type": "text", + "bbox": [ + 106, + 505, + 506, + 603 + ], + "lines": [ + { + "bbox": [ + 104, + 504, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 104, + 504, + 506, + 519 + ], + "score": 1.0, + "content": "In this section, we present empirical results showing that in all the introduced testbeds, including", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 515, + 506, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 506, + 529 + ], + "score": 1.0, + "content": "the real-world game Agar.io, RPG always discovers diverse strategic behaviors and achieves an", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 526, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 526, + 505, + 540 + ], + "score": 1.0, + "content": "equilibrium with substantially higher rewards than standard multi-agent PG methods. We use", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 538, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 106, + 538, + 505, + 551 + ], + "score": 1.0, + "content": "PPO (Schulman et al., 2017) for PG training. Training episodes for RPG are accumulated over all the", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 549, + 506, + 562 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 506, + 562 + ], + "score": 1.0, + "content": "perturbed games. Evaluation results are averaged over 100 episodes in gridworlds and 1000 episodes", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 559, + 506, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 353, + 572 + ], + "score": 1.0, + "content": "in Agar.io. We repeat all the experiments with 3 seeds and use", + "type": "text" + }, + { + "bbox": [ + 353, + 560, + 374, + 570 + ], + "score": 0.86, + "content": "X ( Y )", + "type": "inline_equation" + }, + { + "bbox": [ + 375, + 559, + 437, + 572 + ], + "score": 1.0, + "content": "to denote mean", + "type": "text" + }, + { + "bbox": [ + 438, + 560, + 448, + 569 + ], + "score": 0.71, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 559, + 506, + 572 + ], + "score": 1.0, + "content": "with standard", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 570, + 506, + 583 + ], + "spans": [ + { + "bbox": [ + 106, + 570, + 145, + 583 + ], + "score": 1.0, + "content": "deviation", + "type": "text" + }, + { + "bbox": [ + 145, + 571, + 155, + 580 + ], + "score": 0.69, + "content": "Y", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 570, + 506, + 583 + ], + "score": 1.0, + "content": "in all tables. Since all our discovered (approximate) NEs are symmetric for both players,", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 581, + 506, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 169, + 594 + ], + "score": 1.0, + "content": "we simply take", + "type": "text" + }, + { + "bbox": [ + 170, + 581, + 268, + 593 + ], + "score": 0.93, + "content": "E ( \\pi _ { 1 } , \\pi _ { 2 } ) = U _ { 1 } ( \\pi _ { 1 } , \\pi _ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 581, + 506, + 594 + ], + "score": 1.0, + "content": "as our evaluation function and only measure the reward of", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 591, + 430, + 604 + ], + "spans": [ + { + "bbox": [ + 105, + 591, + 131, + 604 + ], + "score": 1.0, + "content": "agent", + "type": "text" + }, + { + "bbox": [ + 131, + 592, + 137, + 601 + ], + "score": 0.69, + "content": "I", + "type": "inline_equation" + }, + { + "bbox": [ + 137, + 591, + 430, + 604 + ], + "score": 1.0, + "content": "in all experiments for simplicity. More details can be found in appendix.", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 46 + }, + { + "type": "title", + "bbox": [ + 107, + 611, + 220, + 622 + ], + "lines": [ + { + "bbox": [ + 105, + 610, + 221, + 624 + ], + "spans": [ + { + "bbox": [ + 105, + 610, + 221, + 624 + ], + "score": 1.0, + "content": "5.1 GRIDWORLD GAMES", + "type": "text" + } + ], + "index": 51 + } + ], + "index": 51 + }, + { + "type": "text", + "bbox": [ + 107, + 628, + 388, + 694 + ], + "lines": [ + { + "bbox": [ + 106, + 628, + 388, + 641 + ], + "spans": [ + { + "bbox": [ + 106, + 628, + 388, + 641 + ], + "score": 1.0, + "content": "Monster-Hunt: Each agent’s reward is determined by three features", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 639, + 389, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 639, + 389, + 653 + ], + "score": 1.0, + "content": "per timestep: (1) whether two agents catch the monster together; (2)", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 105, + 650, + 388, + 662 + ], + "spans": [ + { + "bbox": [ + 105, + 650, + 388, + 662 + ], + "score": 1.0, + "content": "whether the agent steps on an apple; (3) whether the agent meets the", + "type": "text" + } + ], + "index": 54 + }, + { + "bbox": [ + 105, + 661, + 388, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 661, + 248, + 673 + ], + "score": 1.0, + "content": "monster alone. Hence, we write", + "type": "text" + }, + { + "bbox": [ + 249, + 661, + 304, + 673 + ], + "score": 0.95, + "content": "\\phi ( s , a _ { 1 } , a _ { 2 } ; i )", + "type": "inline_equation" + }, + { + "bbox": [ + 304, + 661, + 388, + 673 + ], + "score": 1.0, + "content": "as a 3-dimensional", + "type": "text" + } + ], + "index": 55 + }, + { + "bbox": [ + 105, + 670, + 388, + 684 + ], + "spans": [ + { + "bbox": [ + 105, + 670, + 388, + 684 + ], + "score": 1.0, + "content": "0/1 vector with one dimension for one feature. The original game", + "type": "text" + } + ], + "index": 56 + }, + { + "bbox": [ + 105, + 681, + 369, + 696 + ], + "spans": [ + { + "bbox": [ + 105, + 681, + 167, + 696 + ], + "score": 1.0, + "content": "corresponds to", + "type": "text" + }, + { + "bbox": [ + 167, + 682, + 226, + 694 + ], + "score": 0.92, + "content": "w = [ 5 , 2 , - 2 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 681, + 259, + 696 + ], + "score": 1.0, + "content": ". We set", + "type": "text" + }, + { + "bbox": [ + 260, + 682, + 302, + 693 + ], + "score": 0.91, + "content": "C _ { \\mathrm { m a x } } = 5", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 681, + 356, + 696 + ], + "score": 1.0, + "content": "for sampling", + "type": "text" + }, + { + "bbox": [ + 356, + 684, + 365, + 692 + ], + "score": 0.72, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 681, + 369, + 696 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 57 + } + ], + "index": 54.5 + }, + { + "type": "text", + "bbox": [ + 106, + 699, + 388, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 698, + 389, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 389, + 712 + ], + "score": 1.0, + "content": "We compare RPG with a collection of baselines, including standard", + "type": "text" + } + ], + "index": 60 + }, + { + "bbox": [ + 105, + 709, + 389, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 241, + 723 + ], + "score": 1.0, + "content": "PG (PG), PG with shared reward", + "type": "text" + }, + { + "bbox": [ + 242, + 710, + 277, + 721 + ], + "score": 0.79, + "content": "( \\mathrm { P G } + \\mathrm { S R } )", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 709, + 389, + 723 + ], + "score": 1.0, + "content": ", population-based training", + "type": "text" + } + ], + "index": 61 + }, + { + "bbox": [ + 105, + 720, + 388, + 733 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 388, + 733 + ], + "score": 1.0, + "content": "(PBT), which trains the same amount of parallel PG policies as RPG, as", + "type": "text" + } + ], + "index": 62 + } + ], + "index": 61 + }, + { + "type": "image", + "bbox": [ + 396, + 621, + 498, + 697 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 396, + 621, + 498, + 697 + ], + "group_id": 3, + "lines": [ + { + "bbox": [ + 396, + 621, + 498, + 697 + ], + "spans": [ + { + "bbox": [ + 396, + 621, + 498, + 697 + ], + "score": 0.952, + "type": "image", + "image_path": "aa75335ae40186a97553114ab55a61c741090c94778534c00bffa818113a08d6.jpg" + } + ] + } + ], + "index": 58.5, + "virtual_lines": [ + { + "bbox": [ + 396, + 621, + 498, + 659.0 + ], + "spans": [], + "index": 58 + }, + { + "bbox": [ + 396, + 659.0, + 498, + 697.0 + ], + "spans": [], + "index": 59 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 396, + 702, + 504, + 723 + ], + "group_id": 3, + "lines": [ + { + "bbox": [ + 395, + 702, + 505, + 713 + ], + "spans": [ + { + "bbox": [ + 395, + 702, + 505, + 713 + ], + "score": 1.0, + "content": "Figure 6: Full process of", + "type": "text" + } + ], + "index": 63 + }, + { + "bbox": [ + 395, + 711, + 487, + 724 + ], + "spans": [ + { + "bbox": [ + 395, + 711, + 487, + 724 + ], + "score": 1.0, + "content": "RPG in Monster-Hunt", + "type": "text" + } + ], + "index": 64 + } + ], + "index": 63.5 + } + ], + "index": 61.0 + } + ], + "page_idx": 5, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "6", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 504, + 105 + ], + "lines": [ + { + "bbox": [ + 106, + 82, + 506, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 82, + 506, + 95 + ], + "score": 1.0, + "content": "Gridworlds: We consider two games adapted from Peysakhovich & Lerer (2018b), Monster-Hunt", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 94, + 458, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 94, + 458, + 105 + ], + "score": 1.0, + "content": "(Fig. 3) and Escalation (Fig. 4). Both games have a 5-by-5 grid and symmetric rewards.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5, + "bbox_fs": [ + 106, + 82, + 506, + 105 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 110, + 395, + 186 + ], + "lines": [ + { + "bbox": [ + 106, + 110, + 396, + 122 + ], + "spans": [ + { + "bbox": [ + 106, + 110, + 396, + 122 + ], + "score": 1.0, + "content": "Monster-Hunt contains a monster and two apples. Apples are static while", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 106, + 120, + 396, + 133 + ], + "spans": [ + { + "bbox": [ + 106, + 120, + 396, + 133 + ], + "score": 1.0, + "content": "the monster keeps moving towards its closest agent. If a single agent", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 106, + 132, + 396, + 143 + ], + "spans": [ + { + "bbox": [ + 106, + 132, + 396, + 143 + ], + "score": 1.0, + "content": "meets the monster, it loses a penalty of 2; if two agents catch the monster", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 142, + 397, + 155 + ], + "spans": [ + { + "bbox": [ + 105, + 142, + 397, + 155 + ], + "score": 1.0, + "content": "together, they both earn a bonus of 5. Eating an apple always raises a", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 153, + 396, + 165 + ], + "spans": [ + { + "bbox": [ + 105, + 153, + 396, + 165 + ], + "score": 1.0, + "content": "bonus of 2. Whenever an apple is eaten or the monster meets an agent, the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 164, + 397, + 176 + ], + "spans": [ + { + "bbox": [ + 105, + 164, + 397, + 176 + ], + "score": 1.0, + "content": "entity will respawn randomly. The optimal payoff can only be achieved", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 174, + 354, + 187 + ], + "spans": [ + { + "bbox": [ + 105, + 174, + 354, + 187 + ], + "score": 1.0, + "content": "when both agents precisely catch the monster simultaneously.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 5, + "bbox_fs": [ + 105, + 110, + 397, + 187 + ] + }, + { + "type": "image", + "bbox": [ + 404, + 114, + 504, + 166 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 404, + 114, + 504, + 166 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 404, + 114, + 504, + 166 + ], + "spans": [ + { + "bbox": [ + 404, + 114, + 504, + 166 + ], + "score": 0.945, + "type": "image", + "image_path": "bdffa60f861adfa40f74589aa1583934b393bb88799cab8957b86288608ed18f.jpg" + } + ] + } + ], + "index": 9.5, + "virtual_lines": [ + { + "bbox": [ + 404, + 114, + 504, + 140.0 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 404, + 140.0, + 504, + 166.0 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 405, + 168, + 503, + 179 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 405, + 167, + 504, + 180 + ], + "spans": [ + { + "bbox": [ + 405, + 167, + 504, + 180 + ], + "score": 1.0, + "content": "Figure 3: Monster-Hunt", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + } + ], + "index": 10.25 + }, + { + "type": "text", + "bbox": [ + 106, + 191, + 397, + 278 + ], + "lines": [ + { + "bbox": [ + 106, + 190, + 396, + 203 + ], + "spans": [ + { + "bbox": [ + 106, + 190, + 396, + 203 + ], + "score": 1.0, + "content": "Escalation contains a lit grid. When two agents both step on the lit grid,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 202, + 396, + 214 + ], + "spans": [ + { + "bbox": [ + 106, + 202, + 396, + 214 + ], + "score": 1.0, + "content": "they both get a bonus of 1 and a neighboring grid will be lit up in the next", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 212, + 397, + 225 + ], + "spans": [ + { + "bbox": [ + 105, + 212, + 372, + 225 + ], + "score": 1.0, + "content": "timestep. If only one agent steps on the lit grid, it gets a penalty of", + "type": "text" + }, + { + "bbox": [ + 373, + 213, + 393, + 223 + ], + "score": 0.8, + "content": "0 . 9 L", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 212, + 397, + 225 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 222, + 398, + 236 + ], + "spans": [ + { + "bbox": [ + 105, + 222, + 133, + 236 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 134, + 224, + 142, + 233 + ], + "score": 0.74, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 142, + 222, + 398, + 236 + ], + "score": 1.0, + "content": "denotes the consecutive cooperation steps until that timestep,", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 234, + 397, + 246 + ], + "spans": [ + { + "bbox": [ + 106, + 234, + 397, + 246 + ], + "score": 1.0, + "content": "and the lit grid will respawn randomly. 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Players control cells in a Petri dish to gain as much", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 294, + 505, + 307 + ], + "spans": [ + { + "bbox": [ + 105, + 294, + 505, + 307 + ], + "score": 1.0, + "content": "mass as possible by eating smaller cells while avoiding being eaten by larger ones. Larger cells move", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 305, + 505, + 317 + ], + "spans": [ + { + "bbox": [ + 105, + 305, + 505, + 317 + ], + "score": 1.0, + "content": "slower. Each player starts with one cell but can split a sufficiently large cell into two, allowing them", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 316, + 505, + 328 + ], + "spans": [ + { + "bbox": [ + 105, + 316, + 505, + 328 + ], + "score": 1.0, + "content": "to control multiple cells (Wikipedia, 2020). We consider a simplified scenario (Fig. 5) with 2 players", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 326, + 506, + 339 + ], + "spans": [ + { + "bbox": [ + 105, + 326, + 506, + 339 + ], + "score": 1.0, + "content": "(agents) and tiny script cells, which automatically runs away when an agent comes by. There is a", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 336, + 506, + 350 + ], + "spans": [ + { + "bbox": [ + 105, + 336, + 506, + 350 + ], + "score": 1.0, + "content": "low-risk non-cooperative strategy, i.e., two agents stay away from each other and hunt script cells", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 348, + 506, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 348, + 506, + 360 + ], + "score": 1.0, + "content": "independently. Since the script cells move faster, it is challenging for a single agent to hunt them.", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 358, + 506, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 358, + 506, + 371 + ], + "score": 1.0, + "content": "By contrast, two agents can cooperate to encircle the script cells to accelerate hunting. However,", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 369, + 505, + 382 + ], + "spans": [ + { + "bbox": [ + 105, + 369, + 505, + 382 + ], + "score": 1.0, + "content": "cooperation is extremely risky for the agent with less mass: two agents need to stay close to cooperate", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 380, + 485, + 393 + ], + "spans": [ + { + "bbox": [ + 106, + 380, + 485, + 393 + ], + "score": 1.0, + "content": "but the larger agent may defect by eating the smaller one and gaining an immediate big bonus.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 27.5, + "bbox_fs": [ + 105, + 283, + 506, + 393 + ] + }, + { + "type": "image", + "bbox": [ + 141, + 402, + 262, + 459 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 141, + 402, + 262, + 459 + ], + "group_id": 4, + "lines": [ + { + "bbox": [ + 141, + 402, + 262, + 459 + ], + "spans": [ + { + "bbox": [ + 141, + 402, + 262, + 459 + ], + "score": 0.282, + "type": "image", + "image_path": "5c38b0c5387b924ebd9b2e33452eab861f83ecb42c40c707a98d9cc469608ce5.jpg" + } + ] + } + ], + "index": 35.0, + "virtual_lines": [ + { + "bbox": [ + 141, + 402, + 262, + 430.5 + ], + "spans": [], + "index": 33 + }, + { + "bbox": [ + 141, + 430.5, + 262, + 459.0 + ], + "spans": [], + "index": 37 + } + ] + } + ], + "index": 35.0 + }, + { + "type": "image", + "bbox": [ + 268, + 398, + 468, + 451 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 268, + 398, + 468, + 451 + ], + "group_id": 2, + "lines": [ + { + "bbox": [ + 268, + 398, + 468, + 451 + ], + "spans": [ + { + "bbox": [ + 268, + 398, + 468, + 451 + ], + "score": 0.921, + "type": "image", + "image_path": "ba73930af1af5a23c51c99b174cef3f73e3e43226bb2044a6a041d97dd4a10cb.jpg" + } + ] + } + ], + "index": 35.5, + "virtual_lines": [ + { + "bbox": [ + 268, + 398, + 468, + 411.25 + ], + "spans": [], + "index": 34 + }, + { + "bbox": [ + 268, + 411.25, + 468, + 424.5 + ], + "spans": [], + "index": 35 + }, + { + "bbox": [ + 268, + 424.5, + 468, + 437.75 + ], + "spans": [], + "index": 36 + }, + { + "bbox": [ + 268, + 437.75, + 468, + 451.0 + ], + "spans": [], + "index": 38 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 286, + 453, + 452, + 464 + ], + "group_id": 2, + "lines": [ + { + "bbox": [ + 283, + 451, + 452, + 466 + ], + "spans": [ + { + "bbox": [ + 283, + 451, + 452, + 466 + ], + "score": 1.0, + "content": "(b) Common behavior: Split, Hunt and Merge", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 39 + } + ], + "index": 37.25 + }, + { + "type": "text", + "bbox": [ + 108, + 466, + 505, + 478 + ], + "lines": [ + { + "bbox": [ + 105, + 463, + 505, + 480 + ], + "spans": [ + { + "bbox": [ + 105, + 463, + 505, + 480 + ], + "score": 1.0, + "content": "Figure 5: Agar.io: (a) a simplified 2-player setting; (b) basic motions: split, hunt script cells, merge.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40, + "bbox_fs": [ + 105, + 463, + 505, + 480 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 484, + 244, + 496 + ], + "lines": [ + { + "bbox": [ + 105, + 483, + 244, + 497 + ], + "spans": [ + { + "bbox": [ + 105, + 483, + 244, + 497 + ], + "score": 1.0, + "content": "5 EXPERIMENT RESULTS", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 41 + }, + { + "type": "text", + "bbox": [ + 106, + 505, + 506, + 603 + ], + "lines": [ + { + "bbox": [ + 104, + 504, + 506, + 519 + ], + "spans": [ + { + "bbox": [ + 104, + 504, + 506, + 519 + ], + "score": 1.0, + "content": "In this section, we present empirical results showing that in all the introduced testbeds, including", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 515, + 506, + 529 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 506, + 529 + ], + "score": 1.0, + "content": "the real-world game Agar.io, RPG always discovers diverse strategic behaviors and achieves an", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 526, + 505, + 540 + ], + "spans": [ + { + "bbox": [ + 105, + 526, + 505, + 540 + ], + "score": 1.0, + "content": "equilibrium with substantially higher rewards than standard multi-agent PG methods. We use", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 106, + 538, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 106, + 538, + 505, + 551 + ], + "score": 1.0, + "content": "PPO (Schulman et al., 2017) for PG training. Training episodes for RPG are accumulated over all the", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 549, + 506, + 562 + ], + "spans": [ + { + "bbox": [ + 105, + 549, + 506, + 562 + ], + "score": 1.0, + "content": "perturbed games. Evaluation results are averaged over 100 episodes in gridworlds and 1000 episodes", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 559, + 506, + 572 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 353, + 572 + ], + "score": 1.0, + "content": "in Agar.io. We repeat all the experiments with 3 seeds and use", + "type": "text" + }, + { + "bbox": [ + 353, + 560, + 374, + 570 + ], + "score": 0.86, + "content": "X ( Y )", + "type": "inline_equation" + }, + { + "bbox": [ + 375, + 559, + 437, + 572 + ], + "score": 1.0, + "content": "to denote mean", + "type": "text" + }, + { + "bbox": [ + 438, + 560, + 448, + 569 + ], + "score": 0.71, + "content": "X", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 559, + 506, + 572 + ], + "score": 1.0, + "content": "with standard", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 570, + 506, + 583 + ], + "spans": [ + { + "bbox": [ + 106, + 570, + 145, + 583 + ], + "score": 1.0, + "content": "deviation", + "type": "text" + }, + { + "bbox": [ + 145, + 571, + 155, + 580 + ], + "score": 0.69, + "content": "Y", + "type": "inline_equation" + }, + { + "bbox": [ + 155, + 570, + 506, + 583 + ], + "score": 1.0, + "content": "in all tables. Since all our discovered (approximate) NEs are symmetric for both players,", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 581, + 506, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 581, + 169, + 594 + ], + "score": 1.0, + "content": "we simply take", + "type": "text" + }, + { + "bbox": [ + 170, + 581, + 268, + 593 + ], + "score": 0.93, + "content": "E ( \\pi _ { 1 } , \\pi _ { 2 } ) = U _ { 1 } ( \\pi _ { 1 } , \\pi _ { 2 } )", + "type": "inline_equation" + }, + { + "bbox": [ + 268, + 581, + 506, + 594 + ], + "score": 1.0, + "content": "as our evaluation function and only measure the reward of", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 591, + 430, + 604 + ], + "spans": [ + { + "bbox": [ + 105, + 591, + 131, + 604 + ], + "score": 1.0, + "content": "agent", + "type": "text" + }, + { + "bbox": [ + 131, + 592, + 137, + 601 + ], + "score": 0.69, + "content": "I", + "type": "inline_equation" + }, + { + "bbox": [ + 137, + 591, + 430, + 604 + ], + "score": 1.0, + "content": "in all experiments for simplicity. More details can be found in appendix.", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 46, + "bbox_fs": [ + 104, + 504, + 506, + 604 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 611, + 220, + 622 + ], + "lines": [ + { + "bbox": [ + 105, + 610, + 221, + 624 + ], + "spans": [ + { + "bbox": [ + 105, + 610, + 221, + 624 + ], + "score": 1.0, + "content": "5.1 GRIDWORLD GAMES", + "type": "text" + } + ], + "index": 51 + } + ], + "index": 51 + }, + { + "type": "text", + "bbox": [ + 107, + 628, + 388, + 694 + ], + "lines": [ + { + "bbox": [ + 106, + 628, + 388, + 641 + ], + "spans": [ + { + "bbox": [ + 106, + 628, + 388, + 641 + ], + "score": 1.0, + "content": "Monster-Hunt: Each agent’s reward is determined by three features", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 639, + 389, + 653 + ], + "spans": [ + { + "bbox": [ + 105, + 639, + 389, + 653 + ], + "score": 1.0, + "content": "per timestep: (1) whether two agents catch the monster together; (2)", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 105, + 650, + 388, + 662 + ], + "spans": [ + { + "bbox": [ + 105, + 650, + 388, + 662 + ], + "score": 1.0, + "content": "whether the agent steps on an apple; (3) whether the agent meets the", + "type": "text" + } + ], + "index": 54 + }, + { + "bbox": [ + 105, + 661, + 388, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 661, + 248, + 673 + ], + "score": 1.0, + "content": "monster alone. Hence, we write", + "type": "text" + }, + { + "bbox": [ + 249, + 661, + 304, + 673 + ], + "score": 0.95, + "content": "\\phi ( s , a _ { 1 } , a _ { 2 } ; i )", + "type": "inline_equation" + }, + { + "bbox": [ + 304, + 661, + 388, + 673 + ], + "score": 1.0, + "content": "as a 3-dimensional", + "type": "text" + } + ], + "index": 55 + }, + { + "bbox": [ + 105, + 670, + 388, + 684 + ], + "spans": [ + { + "bbox": [ + 105, + 670, + 388, + 684 + ], + "score": 1.0, + "content": "0/1 vector with one dimension for one feature. The original game", + "type": "text" + } + ], + "index": 56 + }, + { + "bbox": [ + 105, + 681, + 369, + 696 + ], + "spans": [ + { + "bbox": [ + 105, + 681, + 167, + 696 + ], + "score": 1.0, + "content": "corresponds to", + "type": "text" + }, + { + "bbox": [ + 167, + 682, + 226, + 694 + ], + "score": 0.92, + "content": "w = [ 5 , 2 , - 2 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 226, + 681, + 259, + 696 + ], + "score": 1.0, + "content": ". We set", + "type": "text" + }, + { + "bbox": [ + 260, + 682, + 302, + 693 + ], + "score": 0.91, + "content": "C _ { \\mathrm { m a x } } = 5", + "type": "inline_equation" + }, + { + "bbox": [ + 302, + 681, + 356, + 696 + ], + "score": 1.0, + "content": "for sampling", + "type": "text" + }, + { + "bbox": [ + 356, + 684, + 365, + 692 + ], + "score": 0.72, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 365, + 681, + 369, + 696 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 57 + } + ], + "index": 54.5, + "bbox_fs": [ + 105, + 628, + 389, + 696 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 699, + 388, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 698, + 389, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 698, + 389, + 712 + ], + "score": 1.0, + "content": "We compare RPG with a collection of baselines, including standard", + "type": "text" + } + ], + "index": 60 + }, + { + "bbox": [ + 105, + 709, + 389, + 723 + ], + "spans": [ + 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PBTRRRPGRND
Rew.3.8(0.3)3.8(0.2)4.3(0.2)2.8(0.3)
#Coop.1.9(0.2)2.2(0.1)2.0(0.3)1.3(0.2)
#Hunt0.6(0.1)0.4(0.0)0.7(0.0)0.6(0.1)
", + "type": "table", + "image_path": "ac9823c73e8c8c9ebc5597104f3dae25a00a914970bae6a61208fbe868136846.jpg" + } + ] + } + ], + "index": 19.5, + "virtual_lines": [ + { + "bbox": [ + 321, + 144, + 497, + 157.0 + ], + "spans": [], + "index": 18 + }, + { + "bbox": [ + 321, + 157.0, + 497, + 170.0 + ], + "spans": [], + "index": 19 + }, + { + "bbox": [ + 321, + 170.0, + 497, + 183.0 + ], + "spans": [], + "index": 20 + }, + { + "bbox": [ + 321, + 183.0, + 497, + 196.0 + ], + "spans": [], + "index": 21 + } + ] + } + ], + "index": 19.5 + }, + { + "type": "text", + "bbox": [ + 321, + 201, + 502, + 255 + ], + "lines": [ + { + "bbox": [ + 321, + 200, + 503, + 213 + ], + "spans": [ + { + "bbox": [ + 321, + 200, + 503, + 213 + ], + "score": 1.0, + "content": "Table 2: Results in the standard setting of", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 320, + 212, + 502, + 224 + ], + "spans": [ + { + "bbox": [ + 320, + 212, + 502, + 224 + ], + "score": 1.0, + "content": "Agar.io. PBT: population training of parallel", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 320, + 222, + 502, + 235 + ], + "spans": [ + { + "bbox": [ + 320, + 222, + 372, + 235 + ], + "score": 1.0, + "content": "PG policies;", + "type": "text" + }, + { + "bbox": [ + 373, + 223, + 387, + 233 + ], + "score": 0.5, + "content": "R R", + "type": "inline_equation" + }, + { + "bbox": [ + 387, + 222, + 502, + 235 + ], + "score": 1.0, + "content": ": best policy in the RR phase", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 322, + 233, + 502, + 245 + ], + "spans": [ + { + "bbox": [ + 322, + 234, + 362, + 245 + ], + "score": 0.86, + "content": "( w { = } [ 1 , 1 ] )", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 233, + 502, + 245 + ], + "score": 1.0, + "content": "; RPG: fine-tuned policy; RND: PG", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 321, + 243, + 477, + 257 + ], + "spans": [ + { + "bbox": [ + 321, + 243, + 477, + 257 + ], + "score": 1.0, + "content": "with RND bonus in the original game.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 106, + 270, + 506, + 442 + ], + "lines": [ + { + "bbox": [ + 105, + 270, + 506, + 283 + ], + "spans": [ + { + "bbox": [ + 105, + 270, + 369, + 283 + ], + "score": 1.0, + "content": "well as popular exploration methods, i.e., count-based exploration", + "type": "text" + }, + { + "bbox": [ + 370, + 270, + 411, + 281 + ], + "score": 0.78, + "content": "( \\mathrm { P G + C N T } )", + "type": "inline_equation" + }, + { + "bbox": [ + 412, + 270, + 506, + 283 + ], + "score": 1.0, + "content": "(Tang et al., 2017) and", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 281, + 506, + 293 + ], + "spans": [ + { + "bbox": [ + 106, + 281, + 506, + 293 + ], + "score": 1.0, + "content": "MAVEN (Mahajan et al., 2019). We also consider an additional baseline, DIAYN (Eysenbach et al.,", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "score": 1.0, + "content": "2019), which discovers diverse skills using a trajectory-based diversity reward. For a fair comparison,", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 302, + 506, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 506, + 315 + ], + "score": 1.0, + "content": "we use DIAYN to first pretrain diverse policies (conceptually similar to the RR phase), then evaluate", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 312, + 506, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 506, + 326 + ], + "score": 1.0, + "content": "the rewards for every pair of obtained policies to select the best policy pair (i.e., evaluation phase,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 323, + 505, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 323, + 505, + 336 + ], + "score": 1.0, + "content": "shown with the dashed line in Fig. 6), and finally fine-tune the selected policies until convergence", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 334, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 106, + 334, + 506, + 347 + ], + "score": 1.0, + "content": "(i.e., fine-tuning phase). The results of RPG and the 6 baselines are summarized in Fig. 6, where RPG", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 345, + 506, + 358 + ], + "spans": [ + { + "bbox": [ + 106, + 345, + 506, + 358 + ], + "score": 1.0, + "content": "consistently discovers a strategy with a significantly higher payoff. Note that the strategy with the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 355, + 506, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 355, + 506, + 370 + ], + "score": 1.0, + "content": "optimal payoff may not always directly emerge in the RR phase, and there is neither a particular value", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 366, + 506, + 380 + ], + "spans": [ + { + "bbox": [ + 105, + 366, + 117, + 380 + ], + "score": 1.0, + "content": "of", + "type": "text" + }, + { + "bbox": [ + 118, + 368, + 126, + 377 + ], + "score": 0.67, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 127, + 366, + 363, + 380 + ], + "score": 1.0, + "content": "constantly being the best candidate: e.g., in the RR phase,", + "type": "text" + }, + { + "bbox": [ + 363, + 367, + 414, + 378 + ], + "score": 0.91, + "content": "w = [ 5 , 0 , 2 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 366, + 506, + 380 + ], + "score": 1.0, + "content": "frequently produces a", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 377, + 506, + 390 + ], + "spans": [ + { + "bbox": [ + 105, + 377, + 407, + 390 + ], + "score": 1.0, + "content": "sub-optimal cooperative strategy (Fig. 7(a)) with a reward lower than other", + "type": "text" + }, + { + "bbox": [ + 407, + 380, + 416, + 387 + ], + "score": 0.72, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 416, + 377, + 506, + 390 + ], + "score": 1.0, + "content": "values, but it can also", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 388, + 506, + 401 + ], + "spans": [ + { + "bbox": [ + 106, + 388, + 506, + 401 + ], + "score": 1.0, + "content": "occasionally lead to the optimal strategy (Fig. 7(b)). Whereas, with the fine-tuning phase, the overall", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 398, + 506, + 413 + ], + "spans": [ + { + "bbox": [ + 105, + 398, + 506, + 413 + ], + "score": 1.0, + "content": "procedure of RPG always produces the optimal solution. We visualize both two emergent cooperative", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 409, + 507, + 424 + ], + "spans": [ + { + "bbox": [ + 105, + 409, + 507, + 424 + ], + "score": 1.0, + "content": "strategies in Fig. 7: in the sub-optimal one (Fig. 7(a)), two agents simply move to grid (1,1) together,", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 419, + 506, + 433 + ], + "spans": [ + { + "bbox": [ + 105, + 419, + 506, + 433 + ], + "score": 1.0, + "content": "stay still and wait for the monster, while in the optimal one (Fig. 7(b)), two agents meet each other", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 430, + 505, + 445 + ], + "spans": [ + { + "bbox": [ + 105, + 430, + 505, + 445 + ], + "score": 1.0, + "content": "first and then actively move towards the monster jointly, which further improves hunting efficiency.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 34.5 + }, + { + "type": "text", + "bbox": [ + 107, + 448, + 388, + 535 + ], + "lines": [ + { + "bbox": [ + 106, + 447, + 389, + 461 + ], + "spans": [ + { + "bbox": [ + 106, + 447, + 231, + 461 + ], + "score": 1.0, + "content": "Escalation: We can represent", + "type": "text" + }, + { + "bbox": [ + 231, + 448, + 286, + 460 + ], + "score": 0.93, + "content": "\\phi ( s , a _ { 1 } , a _ { 2 } ; i )", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 447, + 389, + 461 + ], + "score": 1.0, + "content": "as 2-dimensional vector", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 459, + 388, + 471 + ], + "spans": [ + { + "bbox": [ + 105, + 459, + 388, + 471 + ], + "score": 1.0, + "content": "containing (1) whether two agents are both in the lit grid and (2) the", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 469, + 388, + 481 + ], + "spans": [ + { + "bbox": [ + 105, + 469, + 388, + 481 + ], + "score": 1.0, + "content": "total consecutive cooperation steps. The original game corresponds", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 479, + 390, + 493 + ], + "spans": [ + { + "bbox": [ + 105, + 479, + 118, + 493 + ], + "score": 1.0, + "content": "to", + "type": "text" + }, + { + "bbox": [ + 118, + 480, + 178, + 492 + ], + "score": 0.91, + "content": "w = [ 1 , - 0 . 9 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 479, + 216, + 493 + ], + "score": 1.0, + "content": ". We set", + "type": "text" + }, + { + "bbox": [ + 216, + 480, + 261, + 491 + ], + "score": 0.92, + "content": "C _ { \\mathrm { m a x } } = 5", + "type": "inline_equation" + }, + { + "bbox": [ + 262, + 479, + 390, + 493 + ], + "score": 1.0, + "content": "and show the total number of", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 490, + 389, + 503 + ], + "spans": [ + { + "bbox": [ + 105, + 490, + 304, + 503 + ], + "score": 1.0, + "content": "cooperation steps per episode for several selected", + "type": "text" + }, + { + "bbox": [ + 305, + 492, + 313, + 501 + ], + "score": 0.75, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 314, + 490, + 389, + 503 + ], + "score": 1.0, + "content": "values throughout", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 501, + 390, + 514 + ], + "spans": [ + { + "bbox": [ + 105, + 501, + 390, + 514 + ], + "score": 1.0, + "content": "training in Fig. 8, where RR is able to discover different NE strategies.", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 512, + 389, + 525 + ], + "spans": [ + { + "bbox": [ + 105, + 512, + 145, + 525 + ], + "score": 1.0, + "content": "Note that", + "type": "text" + }, + { + "bbox": [ + 145, + 513, + 187, + 524 + ], + "score": 0.93, + "content": "w = [ 1 , 0 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 187, + 512, + 389, + 525 + ], + "score": 1.0, + "content": "has already produced the strategy with the optimal", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 523, + 369, + 536 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 369, + 536 + ], + "score": 1.0, + "content": "payoff in this game, so the fine-tuning phase is no longer needed.", + "type": "text" + } + ], + "index": 51 + } + ], + "index": 47.5 + }, + { + "type": "image", + "bbox": [ + 397, + 447, + 498, + 524 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 397, + 447, + 498, + 524 + ], + "group_id": 2, + "lines": [ + { + "bbox": [ + 397, + 447, + 498, + 524 + ], + "spans": [ + { + "bbox": [ + 397, + 447, + 498, + 524 + ], + "score": 0.961, + "type": "image", + "image_path": "c9ede6b29a1ccbc9a58c05cb4e14bed7a5ca9d8df7ca36a3794aaa4786d48d67.jpg" + } + ] + } + ], + "index": 49.0, + "virtual_lines": [ + { + "bbox": [ + 397, + 447, + 498, + 485.5 + ], + "spans": [], + "index": 46 + }, + { + "bbox": [ + 397, + 485.5, + 498, + 524.0 + ], + "spans": [], + "index": 52 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 396, + 528, + 504, + 540 + ], + "group_id": 2, + "lines": [ + { + "bbox": [ + 395, + 528, + 505, + 541 + ], + "spans": [ + { + "bbox": [ + 395, + 528, + 505, + 541 + ], + "score": 1.0, + "content": "Figure 8: RR in Escalation", + "type": "text" + } + ], + "index": 53 + } + ], + "index": 53 + } + ], + "index": 51.0 + }, + { + "type": "title", + "bbox": [ + 108, + 546, + 253, + 557 + ], + "lines": [ + { + "bbox": [ + 105, + 544, + 255, + 560 + ], + "spans": [ + { + "bbox": [ + 105, + 544, + 255, + 560 + ], + "score": 1.0, + "content": "5.2 2-PLAYER GAMES IN Agar.io", + "type": "text" + } + ], + "index": 54 + } + ], + "index": 54 + }, + { + "type": "text", + "bbox": [ + 107, + 564, + 505, + 694 + ], + "lines": [ + { + "bbox": [ + 106, + 564, + 504, + 577 + ], + "spans": [ + { + "bbox": [ + 106, + 564, + 489, + 577 + ], + "score": 1.0, + "content": "There are two different settings of Agar.io: (1) the standard setting, i.e., an agent gets a penalty of", + "type": "text" + }, + { + "bbox": [ + 489, + 565, + 504, + 575 + ], + "score": 0.83, + "content": "- x", + "type": "inline_equation" + } + ], + "index": 55 + }, + { + "bbox": [ + 105, + 574, + 506, + 588 + ], + "spans": [ + { + "bbox": [ + 105, + 574, + 178, + 588 + ], + "score": 1.0, + "content": "for losing a mass", + "type": "text" + }, + { + "bbox": [ + 178, + 577, + 185, + 585 + ], + "score": 0.7, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 185, + 574, + 506, + 588 + ], + "score": 1.0, + "content": ", and (2) the more challenging aggressive setting, i.e., no penalty for mass loss.", + "type": "text" + } + ], + "index": 56 + }, + { + "bbox": [ + 104, + 584, + 506, + 600 + ], + "spans": [ + { + "bbox": [ + 104, + 584, + 321, + 600 + ], + "score": 1.0, + "content": "Note in both settings: (1) when an agent eats a mass", + "type": "text" + }, + { + "bbox": [ + 321, + 588, + 327, + 596 + ], + "score": 0.66, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 328, + 584, + 434, + 600 + ], + "score": 1.0, + "content": ", it always gets a bonus of", + "type": "text" + }, + { + "bbox": [ + 434, + 588, + 441, + 596 + ], + "score": 0.68, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 441, + 584, + 506, + 600 + ], + "score": 1.0, + "content": "; (2) if an agent", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 105, + 596, + 505, + 610 + ], + "spans": [ + { + "bbox": [ + 105, + 596, + 505, + 610 + ], + "score": 1.0, + "content": "loses all the mass, it immediately dies while the other agent can still play in the game. The aggressive", + "type": "text" + } + ], + "index": 58 + }, + { + "bbox": [ + 106, + 608, + 505, + 619 + ], + "spans": [ + { + "bbox": [ + 106, + 608, + 505, + 619 + ], + "score": 1.0, + "content": "setting promotes agent interactions and typically leads to more diverse strategies in practice. Since", + "type": "text" + } + ], + "index": 59 + }, + { + "bbox": [ + 106, + 617, + 506, + 630 + ], + "spans": [ + { + "bbox": [ + 106, + 617, + 506, + 630 + ], + "score": 1.0, + "content": "both settings strictly define the penalty function for mass loss, we do not randomize this reward term.", + "type": "text" + } + ], + "index": 60 + }, + { + "bbox": [ + 105, + 628, + 506, + 642 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 506, + 642 + ], + "score": 1.0, + "content": "Instead, we consider two other factors: (1) the bonus for eating the other agent; (2) the prosocial level", + "type": "text" + } + ], + "index": 61 + }, + { + "bbox": [ + 106, + 639, + 506, + 653 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 299, + 653 + ], + "score": 1.0, + "content": "of both agents. 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PBTRRRPGRND
Rew.3.8(0.3)3.8(0.2)4.3(0.2)2.8(0.3)
#Coop.1.9(0.2)2.2(0.1)2.0(0.3)1.3(0.2)
#Hunt0.6(0.1)0.4(0.0)0.7(0.0)0.6(0.1)
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PBT: population training of parallel", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 320, + 222, + 502, + 235 + ], + "spans": [ + { + "bbox": [ + 320, + 222, + 372, + 235 + ], + "score": 1.0, + "content": "PG policies;", + "type": "text" + }, + { + "bbox": [ + 373, + 223, + 387, + 233 + ], + "score": 0.5, + "content": "R R", + "type": "inline_equation" + }, + { + "bbox": [ + 387, + 222, + 502, + 235 + ], + "score": 1.0, + "content": ": best policy in the RR phase", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 322, + 233, + 502, + 245 + ], + "spans": [ + { + "bbox": [ + 322, + 234, + 362, + 245 + ], + "score": 0.86, + "content": "( w { = } [ 1 , 1 ] )", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 233, + 502, + 245 + ], + "score": 1.0, + "content": "; RPG: fine-tuned policy; RND: PG", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 321, + 243, + 477, + 257 + ], + "spans": [ + { + "bbox": [ + 321, + 243, + 477, + 257 + ], + "score": 1.0, + "content": "with RND bonus in the original game.", + "type": "text" + } + ], + "index": 26 + } + ], + "index": 24, + "bbox_fs": [ + 320, + 200, + 503, + 257 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 270, + 506, + 442 + ], + "lines": [ + { + "bbox": [ + 105, + 270, + 506, + 283 + ], + "spans": [ + { + "bbox": [ + 105, + 270, + 369, + 283 + ], + "score": 1.0, + "content": "well as popular exploration methods, i.e., count-based exploration", + "type": "text" + }, + { + "bbox": [ + 370, + 270, + 411, + 281 + ], + "score": 0.78, + "content": "( \\mathrm { P G + C N T } )", + "type": "inline_equation" + }, + { + "bbox": [ + 412, + 270, + 506, + 283 + ], + "score": 1.0, + "content": "(Tang et al., 2017) and", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 281, + 506, + 293 + ], + "spans": [ + { + "bbox": [ + 106, + 281, + 506, + 293 + ], + "score": 1.0, + "content": "MAVEN (Mahajan et al., 2019). We also consider an additional baseline, DIAYN (Eysenbach et al.,", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "spans": [ + { + "bbox": [ + 105, + 290, + 506, + 304 + ], + "score": 1.0, + "content": "2019), which discovers diverse skills using a trajectory-based diversity reward. For a fair comparison,", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 302, + 506, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 302, + 506, + 315 + ], + "score": 1.0, + "content": "we use DIAYN to first pretrain diverse policies (conceptually similar to the RR phase), then evaluate", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 312, + 506, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 312, + 506, + 326 + ], + "score": 1.0, + "content": "the rewards for every pair of obtained policies to select the best policy pair (i.e., evaluation phase,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 323, + 505, + 336 + ], + "spans": [ + { + "bbox": [ + 105, + 323, + 505, + 336 + ], + "score": 1.0, + "content": "shown with the dashed line in Fig. 6), and finally fine-tune the selected policies until convergence", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 106, + 334, + 506, + 347 + ], + "spans": [ + { + "bbox": [ + 106, + 334, + 506, + 347 + ], + "score": 1.0, + "content": "(i.e., fine-tuning phase). The results of RPG and the 6 baselines are summarized in Fig. 6, where RPG", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 345, + 506, + 358 + ], + "spans": [ + { + "bbox": [ + 106, + 345, + 506, + 358 + ], + "score": 1.0, + "content": "consistently discovers a strategy with a significantly higher payoff. Note that the strategy with the", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 355, + 506, + 370 + ], + "spans": [ + { + "bbox": [ + 105, + 355, + 506, + 370 + ], + "score": 1.0, + "content": "optimal payoff may not always directly emerge in the RR phase, and there is neither a particular value", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 366, + 506, + 380 + ], + "spans": [ + { + "bbox": [ + 105, + 366, + 117, + 380 + ], + "score": 1.0, + "content": "of", + "type": "text" + }, + { + "bbox": [ + 118, + 368, + 126, + 377 + ], + "score": 0.67, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 127, + 366, + 363, + 380 + ], + "score": 1.0, + "content": "constantly being the best candidate: e.g., in the RR phase,", + "type": "text" + }, + { + "bbox": [ + 363, + 367, + 414, + 378 + ], + "score": 0.91, + "content": "w = [ 5 , 0 , 2 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 414, + 366, + 506, + 380 + ], + "score": 1.0, + "content": "frequently produces a", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 377, + 506, + 390 + ], + "spans": [ + { + "bbox": [ + 105, + 377, + 407, + 390 + ], + "score": 1.0, + "content": "sub-optimal cooperative strategy (Fig. 7(a)) with a reward lower than other", + "type": "text" + }, + { + "bbox": [ + 407, + 380, + 416, + 387 + ], + "score": 0.72, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 416, + 377, + 506, + 390 + ], + "score": 1.0, + "content": "values, but it can also", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 388, + 506, + 401 + ], + "spans": [ + { + "bbox": [ + 106, + 388, + 506, + 401 + ], + "score": 1.0, + "content": "occasionally lead to the optimal strategy (Fig. 7(b)). Whereas, with the fine-tuning phase, the overall", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 398, + 506, + 413 + ], + "spans": [ + { + "bbox": [ + 105, + 398, + 506, + 413 + ], + "score": 1.0, + "content": "procedure of RPG always produces the optimal solution. We visualize both two emergent cooperative", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 409, + 507, + 424 + ], + "spans": [ + { + "bbox": [ + 105, + 409, + 507, + 424 + ], + "score": 1.0, + "content": "strategies in Fig. 7: in the sub-optimal one (Fig. 7(a)), two agents simply move to grid (1,1) together,", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 419, + 506, + 433 + ], + "spans": [ + { + "bbox": [ + 105, + 419, + 506, + 433 + ], + "score": 1.0, + "content": "stay still and wait for the monster, while in the optimal one (Fig. 7(b)), two agents meet each other", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 430, + 505, + 445 + ], + "spans": [ + { + "bbox": [ + 105, + 430, + 505, + 445 + ], + "score": 1.0, + "content": "first and then actively move towards the monster jointly, which further improves hunting efficiency.", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 34.5, + "bbox_fs": [ + 105, + 270, + 507, + 445 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 448, + 388, + 535 + ], + "lines": [ + { + "bbox": [ + 106, + 447, + 389, + 461 + ], + "spans": [ + { + "bbox": [ + 106, + 447, + 231, + 461 + ], + "score": 1.0, + "content": "Escalation: We can represent", + "type": "text" + }, + { + "bbox": [ + 231, + 448, + 286, + 460 + ], + "score": 0.93, + "content": "\\phi ( s , a _ { 1 } , a _ { 2 } ; i )", + "type": "inline_equation" + }, + { + "bbox": [ + 286, + 447, + 389, + 461 + ], + "score": 1.0, + "content": "as 2-dimensional vector", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 459, + 388, + 471 + ], + "spans": [ + { + "bbox": [ + 105, + 459, + 388, + 471 + ], + "score": 1.0, + "content": "containing (1) whether two agents are both in the lit grid and (2) the", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 469, + 388, + 481 + ], + "spans": [ + { + "bbox": [ + 105, + 469, + 388, + 481 + ], + "score": 1.0, + "content": "total consecutive cooperation steps. 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The aggressive", + "type": "text" + } + ], + "index": 58 + }, + { + "bbox": [ + 106, + 608, + 505, + 619 + ], + "spans": [ + { + "bbox": [ + 106, + 608, + 505, + 619 + ], + "score": 1.0, + "content": "setting promotes agent interactions and typically leads to more diverse strategies in practice. Since", + "type": "text" + } + ], + "index": 59 + }, + { + "bbox": [ + 106, + 617, + 506, + 630 + ], + "spans": [ + { + "bbox": [ + 106, + 617, + 506, + 630 + ], + "score": 1.0, + "content": "both settings strictly define the penalty function for mass loss, we do not randomize this reward term.", + "type": "text" + } + ], + "index": 60 + }, + { + "bbox": [ + 105, + 628, + 506, + 642 + ], + "spans": [ + { + "bbox": [ + 105, + 628, + 506, + 642 + ], + "score": 1.0, + "content": "Instead, we consider two other factors: (1) the bonus for eating the other agent; (2) the prosocial level", + "type": "text" + } + ], + "index": 61 + }, + { + "bbox": [ + 106, + 639, + 506, + 653 + ], + "spans": [ + { + "bbox": [ + 106, + 639, + 299, + 653 + ], + "score": 1.0, + "content": "of both agents. 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The quantitative results are shown in", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 293, + 506, + 306 + ], + "spans": [ + { + "bbox": [ + 105, + 293, + 506, + 306 + ], + "score": 1.0, + "content": "Tab. 2. Baselines include population-based training (PBT) and a state-the-art exploration method for", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "score": 1.0, + "content": "high-dimensional state, Random Network Distillation (RND) (Burda et al., 2019). RND and PBT", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 315, + 506, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 506, + 327 + ], + "score": 1.0, + "content": "occasionally learns cooperative strategies while RR stably discovers a cooperative equilibrium with", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 107, + 325, + 505, + 338 + ], + "spans": [ + { + "bbox": [ + 107, + 325, + 148, + 337 + ], + "score": 0.91, + "content": "w = [ 1 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 325, + 505, + 338 + ], + "score": 1.0, + "content": ", and the full RPG further improves the rewards. Interestingly, the best strategy obtained in", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 335, + 505, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 335, + 505, + 348 + ], + "score": 1.0, + "content": "the RR phase even has a higher Cooperate frequency than the full RPG: fine-tuning transforms the", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 347, + 505, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 505, + 360 + ], + "score": 1.0, + "content": "strong cooperative strategy to a more efficient strategy, which has a better balance between Cooperate", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 357, + 329, + 370 + ], + "spans": [ + { + "bbox": [ + 106, + 357, + 329, + 370 + ], + "score": 1.0, + "content": "and selfish Hunt and produces a higher average reward.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 106, + 374, + 505, + 547 + ], + "lines": [ + { + "bbox": [ + 105, + 374, + 506, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 506, + 387 + ], + "score": 1.0, + "content": "Aggressive setting: Similarly, we apply RPG in the aggressive setting and show results in Tab. 3.", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 385, + 505, + 397 + ], + "spans": [ + { + "bbox": [ + 106, + 385, + 505, + 397 + ], + "score": 1.0, + "content": "Neither PBT nor RND was able to find any cooperative strategies in the aggressive game while RPG", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 395, + 506, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 395, + 506, + 408 + ], + "score": 1.0, + "content": "stably discovers a cooperative equilibrium with a significantly higher reward. We also observe a", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 406, + 505, + 419 + ], + "spans": [ + { + "bbox": [ + 106, + 406, + 505, + 419 + ], + "score": 1.0, + "content": "diverse set of complex strategies in addition to normal Cooperate and Attack. Fig. 10 visualizes the", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 416, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 228, + 430 + ], + "score": 1.0, + "content": "Sacrifice strategy derived with", + "type": "text" + }, + { + "bbox": [ + 228, + 417, + 270, + 429 + ], + "score": 0.92, + "content": "w = [ 1 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 270, + 416, + 505, + 430 + ], + "score": 1.0, + "content": ": the smaller agent rarely hunts script cells; instead, it waits", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 427, + 505, + 441 + ], + "spans": [ + { + "bbox": [ + 105, + 427, + 505, + 441 + ], + "score": 1.0, + "content": "in the corner for being eaten by the larger agent to contribute all its mass to its partner. Fig. 11 shows", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 438, + 505, + 452 + ], + "spans": [ + { + "bbox": [ + 106, + 439, + 306, + 452 + ], + "score": 1.0, + "content": "another surprisingly novel emergent strategy by", + "type": "text" + }, + { + "bbox": [ + 306, + 438, + 357, + 451 + ], + "score": 0.92, + "content": "w = [ 0 . 5 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 358, + 439, + 505, + 452 + ], + "score": 1.0, + "content": ": each agent first hunts individually", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 449, + 504, + 462 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 497, + 462 + ], + "score": 1.0, + "content": "to gain enough mass; then one agent splits into smaller cells while the other agent carefully eats", + "type": "text" + }, + { + "bbox": [ + 497, + 451, + 504, + 459 + ], + "score": 0.59, + "content": "\\pmb { a }", + "type": "inline_equation" + } + ], + "index": 32 + }, + { + "bbox": [ + 104, + 460, + 506, + 473 + ], + "spans": [ + { + "bbox": [ + 104, + 460, + 506, + 473 + ], + "score": 1.0, + "content": "portion of the split agent; later on, when the agent who previously lost mass gains sufficient mass,", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 470, + 506, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 506, + 484 + ], + "score": 1.0, + "content": "the larger agent similarly splits itself to contribute to the other one, which completes the (ideally)", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 104, + 480, + 506, + 495 + ], + "spans": [ + { + "bbox": [ + 104, + 480, + 506, + 495 + ], + "score": 1.0, + "content": "never-ending loop of partial sacrifice. We name this strategy Perpetual for its conceptual similarity", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 492, + 506, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 492, + 401, + 505 + ], + "score": 1.0, + "content": "to the perpetual motion machine. Lastly, the best strategy is produced by", + "type": "text" + }, + { + "bbox": [ + 401, + 492, + 443, + 504 + ], + "score": 0.93, + "content": "w = [ 0 , 0 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 492, + 506, + 505 + ], + "score": 1.0, + "content": "with a balance", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 503, + 505, + 516 + ], + "spans": [ + { + "bbox": [ + 105, + 503, + 505, + 516 + ], + "score": 1.0, + "content": "between Cooperate and Perpetual: they cooperate to hunt script cells to gain mass efficiently and", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 513, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 513, + 506, + 527 + ], + "score": 1.0, + "content": "quickly perform mutual sacrifice as long as their mass is sufficiently large for split-and-eat. Hence,", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 524, + 506, + 537 + ], + "spans": [ + { + "bbox": [ + 105, + 524, + 451, + 537 + ], + "score": 1.0, + "content": "although the RPG policy has relatively lower Cooperate frequency than the policy by", + "type": "text" + }, + { + "bbox": [ + 451, + 524, + 493, + 536 + ], + "score": 0.92, + "content": "w = [ 0 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 493, + 524, + 506, + 537 + ], + "score": 1.0, + "content": ", it", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 534, + 481, + 549 + ], + "spans": [ + { + "bbox": [ + 104, + 534, + 481, + 549 + ], + "score": 1.0, + "content": "yields a significantly higher reward thanks to a much higher Attack (i.e., Sacrifice) frequency.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 32.5 + }, + { + "type": "title", + "bbox": [ + 108, + 560, + 266, + 571 + ], + "lines": [ + { + "bbox": [ + 105, + 559, + 268, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 268, + 573 + ], + "score": 1.0, + "content": "5.3 LEARNING ADAPTIVE POLICIES", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 41 + }, + { + "type": "text", + "bbox": [ + 106, + 574, + 507, + 730 + ], + "lines": [ + { + "bbox": [ + 105, + 575, + 499, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 578, + 278, + 591 + ], + "score": 1.0, + "content": "Monster-Hunt: We select policies trained", + "type": "text" + }, + { + "bbox": [ + 291, + 576, + 318, + 587 + ], + "score": 1.0, + "content": "Oppo.", + "type": "text" + }, + { + "bbox": [ + 292, + 585, + 317, + 596 + ], + "score": 1.0, + "content": "#C-H", + "type": "text" + }, + { + "bbox": [ + 329, + 584, + 366, + 597 + ], + "score": 1.0, + "content": "16.3(19.2)", + "type": "text" + }, + { + "bbox": [ + 339, + 576, + 354, + 586 + ], + "score": 1.0, + "content": "M.", + "type": "text" + }, + { + "bbox": [ + 373, + 575, + 411, + 587 + ], + "score": 1.0, + "content": "M-Coop.", + "type": "text" + }, + { + "bbox": [ + 375, + 583, + 410, + 597 + ], + "score": 1.0, + "content": "20.9(0.8)", + "type": "text" + }, + { + "bbox": [ + 419, + 576, + 457, + 585 + ], + "score": 1.0, + "content": "M-Alone.", + "type": "text" + }, + { + "bbox": [ + 420, + 584, + 458, + 597 + ], + "score": 1.0, + "content": "14.2(18.0)", + "type": "text" + }, + { + "bbox": [ + 468, + 576, + 497, + 587 + ], + "score": 1.0, + "content": "Apple.", + "type": "text" + }, + { + "bbox": [ + 468, + 584, + 499, + 597 + ], + "score": 1.0, + "content": "2.7(1.0)", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 590, + 501, + 623 + ], + "spans": [ + { + "bbox": [ + 105, + 590, + 160, + 612 + ], + "score": 1.0, + "content": "by 8 differentuse half of th", + "type": "text" + }, + { + "bbox": [ + 105, + 610, + 277, + 623 + ], + "score": 1.0, + "content": "policy and the remaining half as hidden", + "type": "text" + }, + { + "bbox": [ + 161, + 591, + 170, + 599 + ], + "score": 0.59, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 170, + 590, + 277, + 612 + ], + "score": 1.0, + "content": "values in the RR phase andm for training the adaptive", + "type": "text" + }, + { + "bbox": [ + 288, + 595, + 322, + 619 + ], + "score": 1.0, + "content": "#S-H #Apple", + "type": "text" + }, + { + "bbox": [ + 330, + 594, + 365, + 617 + ], + "score": 1.0, + "content": "1.2(0.4) 12.4(7.3)", + "type": "text" + }, + { + "bbox": [ + 376, + 594, + 408, + 617 + ], + "score": 1.0, + "content": "0.4(0.1) 3.3(0.8)", + "type": "text" + }, + { + "bbox": [ + 421, + 593, + 456, + 617 + ], + "score": 1.0, + "content": "2.2(1.2) 10.9(7.0)", + "type": "text" + }, + { + "bbox": [ + 466, + 594, + 501, + 617 + ], + "score": 1.0, + "content": "2.2(1.4)13.6(3.8)", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 620, + 506, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 278, + 633 + ], + "score": 1.0, + "content": "opponents for evaluation. We also make", + "type": "text" + }, + { + "bbox": [ + 283, + 620, + 506, + 632 + ], + "score": 1.0, + "content": "Table 4: Stats. of the adaptive agent in Monster-Hunt", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 631, + 506, + 644 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 279, + 644 + ], + "score": 1.0, + "content": "sure that both training and evaluation poli-", + "type": "text" + }, + { + "bbox": [ + 283, + 631, + 506, + 643 + ], + "score": 1.0, + "content": "with hold-out test-time opponents. #C(oop.)-H(unt):", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 641, + 506, + 655 + ], + "spans": [ + { + "bbox": [ + 105, + 643, + 280, + 655 + ], + "score": 1.0, + "content": "cies cover the following 4 strategy modes:", + "type": "text" + }, + { + "bbox": [ + 283, + 641, + 506, + 654 + ], + "score": 1.0, + "content": "both agents catch the monster; #S(ingle)-H(unt): the", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 652, + 506, + 666 + ], + "spans": [ + { + "bbox": [ + 106, + 654, + 280, + 665 + ], + "score": 1.0, + "content": "(1) M(onster): the agent always moves to-", + "type": "text" + }, + { + "bbox": [ + 282, + 652, + 506, + 666 + ], + "score": 1.0, + "content": "adaptive agent meets the monster alone; #Apple: ap-", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 663, + 506, + 676 + ], + "spans": [ + { + "bbox": [ + 106, + 665, + 280, + 676 + ], + "score": 1.0, + "content": "wards the monster; (2) M(onster)-Alone:", + "type": "text" + }, + { + "bbox": [ + 282, + 663, + 506, + 676 + ], + "score": 1.0, + "content": "ple eating. The adaptive policy successfully exploits", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 675, + 505, + 687 + ], + "spans": [ + { + "bbox": [ + 105, + 675, + 280, + 687 + ], + "score": 1.0, + "content": "the agent moves towards the monster but", + "type": "text" + }, + { + "bbox": [ + 283, + 675, + 505, + 686 + ], + "score": 1.0, + "content": "different opponents and rarely meets the monster alone.", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 686, + 506, + 699 + ], + "spans": [ + { + "bbox": [ + 105, + 686, + 506, + 699 + ], + "score": 1.0, + "content": "also tries to keeps apart from the other agent; (3) M(onster)-Coop.: the agent seeks to hunt the", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 697, + 506, + 709 + ], + "spans": [ + { + "bbox": [ + 105, + 697, + 506, + 709 + ], + "score": 1.0, + "content": "monster together with the other agent; (4) Apple: the agent only eats apple. The evaluation results are", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 707, + 506, + 721 + ], + "spans": [ + { + "bbox": [ + 105, + 707, + 506, + 721 + ], + "score": 1.0, + "content": "shown in Tab. 4, where the adaptive policy successfully exploits all the test-time opponents, including", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 717, + 388, + 731 + ], + "spans": [ + { + "bbox": [ + 105, + 717, + 388, + 731 + ], + "score": 1.0, + "content": "M(onster)-Alone, which was trained to actively avoids the other agent.", + "type": "text" + } + ], + "index": 53 + } + ], + "index": 47.5 + } + ], + "page_idx": 7, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 760 + ], + "lines": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "spans": [ + { + "bbox": [ + 302, + 750, + 309, + 761 + ], + "score": 1.0, + "content": "8", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "table", + "bbox": [ + 108, + 57, + 376, + 119 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 108, + 57, + 376, + 119 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 108, + 57, + 376, + 119 + ], + "spans": [ + { + "bbox": [ + 108, + 57, + 376, + 119 + ], + "score": 0.974, + "html": "
PBTw=[0.5,1]w=[0,1]w=[0,0]RPGRND
Rew.3.3(0.2)4.8(0.6)5.1(0.4)6.0(0.5)8.9(0.3)3.2(0.2)
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One agent first splits to sacrifice a part of its mass to the larger agent while the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 246, + 387, + 259 + ], + "spans": [ + { + "bbox": [ + 106, + 246, + 387, + 259 + ], + "score": 1.0, + "content": "other agent also does the same thing later to repeat the sacrifice cycle.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 14 + } + ], + "index": 12.5 + }, + { + "type": "text", + "bbox": [ + 106, + 271, + 505, + 369 + ], + "lines": [ + { + "bbox": [ + 105, + 270, + 505, + 284 + ], + "spans": [ + { + "bbox": [ + 105, + 270, + 505, + 284 + ], + "score": 1.0, + "content": "immediate bonus and makes the policy aggressive; finally policies converge to the non-cooperative", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 106, + 282, + 506, + 295 + ], + "spans": [ + { + "bbox": [ + 106, + 282, + 506, + 295 + ], + "score": 1.0, + "content": "equilibrium where both agents keep apart and hunt alone. The quantitative results are shown in", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 293, + 506, + 306 + ], + "spans": [ + { + "bbox": [ + 105, + 293, + 506, + 306 + ], + "score": 1.0, + "content": "Tab. 2. Baselines include population-based training (PBT) and a state-the-art exploration method for", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 506, + 316 + ], + "score": 1.0, + "content": "high-dimensional state, Random Network Distillation (RND) (Burda et al., 2019). RND and PBT", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 315, + 506, + 327 + ], + "spans": [ + { + "bbox": [ + 105, + 315, + 506, + 327 + ], + "score": 1.0, + "content": "occasionally learns cooperative strategies while RR stably discovers a cooperative equilibrium with", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 107, + 325, + 505, + 338 + ], + "spans": [ + { + "bbox": [ + 107, + 325, + 148, + 337 + ], + "score": 0.91, + "content": "w = [ 1 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 149, + 325, + 505, + 338 + ], + "score": 1.0, + "content": ", and the full RPG further improves the rewards. Interestingly, the best strategy obtained in", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 335, + 505, + 348 + ], + "spans": [ + { + "bbox": [ + 105, + 335, + 505, + 348 + ], + "score": 1.0, + "content": "the RR phase even has a higher Cooperate frequency than the full RPG: fine-tuning transforms the", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 347, + 505, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 347, + 505, + 360 + ], + "score": 1.0, + "content": "strong cooperative strategy to a more efficient strategy, which has a better balance between Cooperate", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 357, + 329, + 370 + ], + "spans": [ + { + "bbox": [ + 106, + 357, + 329, + 370 + ], + "score": 1.0, + "content": "and selfish Hunt and produces a higher average reward.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 20, + "bbox_fs": [ + 105, + 270, + 506, + 370 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 374, + 505, + 547 + ], + "lines": [ + { + "bbox": [ + 105, + 374, + 506, + 387 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 506, + 387 + ], + "score": 1.0, + "content": "Aggressive setting: Similarly, we apply RPG in the aggressive setting and show results in Tab. 3.", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 385, + 505, + 397 + ], + "spans": [ + { + "bbox": [ + 106, + 385, + 505, + 397 + ], + "score": 1.0, + "content": "Neither PBT nor RND was able to find any cooperative strategies in the aggressive game while RPG", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 395, + 506, + 408 + ], + "spans": [ + { + "bbox": [ + 105, + 395, + 506, + 408 + ], + "score": 1.0, + "content": "stably discovers a cooperative equilibrium with a significantly higher reward. We also observe a", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 106, + 406, + 505, + 419 + ], + "spans": [ + { + "bbox": [ + 106, + 406, + 505, + 419 + ], + "score": 1.0, + "content": "diverse set of complex strategies in addition to normal Cooperate and Attack. Fig. 10 visualizes the", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 416, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 105, + 416, + 228, + 430 + ], + "score": 1.0, + "content": "Sacrifice strategy derived with", + "type": "text" + }, + { + "bbox": [ + 228, + 417, + 270, + 429 + ], + "score": 0.92, + "content": "w = [ 1 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 270, + 416, + 505, + 430 + ], + "score": 1.0, + "content": ": the smaller agent rarely hunts script cells; instead, it waits", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 427, + 505, + 441 + ], + "spans": [ + { + "bbox": [ + 105, + 427, + 505, + 441 + ], + "score": 1.0, + "content": "in the corner for being eaten by the larger agent to contribute all its mass to its partner. Fig. 11 shows", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 438, + 505, + 452 + ], + "spans": [ + { + "bbox": [ + 106, + 439, + 306, + 452 + ], + "score": 1.0, + "content": "another surprisingly novel emergent strategy by", + "type": "text" + }, + { + "bbox": [ + 306, + 438, + 357, + 451 + ], + "score": 0.92, + "content": "w = [ 0 . 5 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 358, + 439, + 505, + 452 + ], + "score": 1.0, + "content": ": each agent first hunts individually", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 449, + 504, + 462 + ], + "spans": [ + { + "bbox": [ + 105, + 449, + 497, + 462 + ], + "score": 1.0, + "content": "to gain enough mass; then one agent splits into smaller cells while the other agent carefully eats", + "type": "text" + }, + { + "bbox": [ + 497, + 451, + 504, + 459 + ], + "score": 0.59, + "content": "\\pmb { a }", + "type": "inline_equation" + } + ], + "index": 32 + }, + { + "bbox": [ + 104, + 460, + 506, + 473 + ], + "spans": [ + { + "bbox": [ + 104, + 460, + 506, + 473 + ], + "score": 1.0, + "content": "portion of the split agent; later on, when the agent who previously lost mass gains sufficient mass,", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 470, + 506, + 484 + ], + "spans": [ + { + "bbox": [ + 105, + 470, + 506, + 484 + ], + "score": 1.0, + "content": "the larger agent similarly splits itself to contribute to the other one, which completes the (ideally)", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 104, + 480, + 506, + 495 + ], + "spans": [ + { + "bbox": [ + 104, + 480, + 506, + 495 + ], + "score": 1.0, + "content": "never-ending loop of partial sacrifice. We name this strategy Perpetual for its conceptual similarity", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 492, + 506, + 505 + ], + "spans": [ + { + "bbox": [ + 105, + 492, + 401, + 505 + ], + "score": 1.0, + "content": "to the perpetual motion machine. Lastly, the best strategy is produced by", + "type": "text" + }, + { + "bbox": [ + 401, + 492, + 443, + 504 + ], + "score": 0.93, + "content": "w = [ 0 , 0 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 443, + 492, + 506, + 505 + ], + "score": 1.0, + "content": "with a balance", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 503, + 505, + 516 + ], + "spans": [ + { + "bbox": [ + 105, + 503, + 505, + 516 + ], + "score": 1.0, + "content": "between Cooperate and Perpetual: they cooperate to hunt script cells to gain mass efficiently and", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 513, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 513, + 506, + 527 + ], + "score": 1.0, + "content": "quickly perform mutual sacrifice as long as their mass is sufficiently large for split-and-eat. Hence,", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 105, + 524, + 506, + 537 + ], + "spans": [ + { + "bbox": [ + 105, + 524, + 451, + 537 + ], + "score": 1.0, + "content": "although the RPG policy has relatively lower Cooperate frequency than the policy by", + "type": "text" + }, + { + "bbox": [ + 451, + 524, + 493, + 536 + ], + "score": 0.92, + "content": "w = [ 0 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 493, + 524, + 506, + 537 + ], + "score": 1.0, + "content": ", it", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 104, + 534, + 481, + 549 + ], + "spans": [ + { + "bbox": [ + 104, + 534, + 481, + 549 + ], + "score": 1.0, + "content": "yields a significantly higher reward thanks to a much higher Attack (i.e., Sacrifice) frequency.", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 32.5, + "bbox_fs": [ + 104, + 374, + 506, + 549 + ] + }, + { + "type": "title", + "bbox": [ + 108, + 560, + 266, + 571 + ], + "lines": [ + { + "bbox": [ + 105, + 559, + 268, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 268, + 573 + ], + "score": 1.0, + "content": "5.3 LEARNING ADAPTIVE POLICIES", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 41 + }, + { + "type": "text", + "bbox": [ + 106, + 574, + 507, + 730 + ], + "lines": [ + { + "bbox": [ + 105, + 575, + 499, + 597 + ], + "spans": [ + { + "bbox": [ + 105, + 578, + 278, + 591 + ], + "score": 1.0, + "content": "Monster-Hunt: We select policies trained", + "type": "text" + }, + { + "bbox": [ + 291, + 576, + 318, + 587 + ], + "score": 1.0, + "content": "Oppo.", + "type": "text" + }, + { + "bbox": [ + 292, + 585, + 317, + 596 + ], + "score": 1.0, + "content": "#C-H", + "type": "text" + }, + { + "bbox": [ + 329, + 584, + 366, + 597 + ], + "score": 1.0, + "content": "16.3(19.2)", + "type": "text" + }, + { + "bbox": [ + 339, + 576, + 354, + 586 + ], + "score": 1.0, + "content": "M.", + "type": "text" + }, + { + "bbox": [ + 373, + 575, + 411, + 587 + ], + "score": 1.0, + "content": "M-Coop.", + "type": "text" + }, + { + "bbox": [ + 375, + 583, + 410, + 597 + ], + "score": 1.0, + "content": "20.9(0.8)", + "type": "text" + }, + { + "bbox": [ + 419, + 576, + 457, + 585 + ], + "score": 1.0, + "content": "M-Alone.", + "type": "text" + }, + { + "bbox": [ + 420, + 584, + 458, + 597 + ], + "score": 1.0, + "content": "14.2(18.0)", + "type": "text" + }, + { + "bbox": [ + 468, + 576, + 497, + 587 + ], + "score": 1.0, + "content": "Apple.", + "type": "text" + }, + { + "bbox": [ + 468, + 584, + 499, + 597 + ], + "score": 1.0, + "content": "2.7(1.0)", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 590, + 501, + 623 + ], + "spans": [ + { + "bbox": [ + 105, + 590, + 160, + 612 + ], + "score": 1.0, + "content": "by 8 differentuse half of th", + "type": "text" + }, + { + "bbox": [ + 105, + 610, + 277, + 623 + ], + "score": 1.0, + "content": "policy and the remaining half as hidden", + "type": "text" + }, + { + "bbox": [ + 161, + 591, + 170, + 599 + ], + "score": 0.59, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 170, + 590, + 277, + 612 + ], + "score": 1.0, + "content": "values in the RR phase andm for training the adaptive", + "type": "text" + }, + { + "bbox": [ + 288, + 595, + 322, + 619 + ], + "score": 1.0, + "content": "#S-H #Apple", + "type": "text" + }, + { + "bbox": [ + 330, + 594, + 365, + 617 + ], + "score": 1.0, + "content": "1.2(0.4) 12.4(7.3)", + "type": "text" + }, + { + "bbox": [ + 376, + 594, + 408, + 617 + ], + "score": 1.0, + "content": "0.4(0.1) 3.3(0.8)", + "type": "text" + }, + { + "bbox": [ + 421, + 593, + 456, + 617 + ], + "score": 1.0, + "content": "2.2(1.2) 10.9(7.0)", + "type": "text" + }, + { + "bbox": [ + 466, + 594, + 501, + 617 + ], + "score": 1.0, + "content": "2.2(1.4)13.6(3.8)", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 620, + 506, + 633 + ], + "spans": [ + { + "bbox": [ + 105, + 622, + 278, + 633 + ], + "score": 1.0, + "content": "opponents for evaluation. We also make", + "type": "text" + }, + { + "bbox": [ + 283, + 620, + 506, + 632 + ], + "score": 1.0, + "content": "Table 4: Stats. of the adaptive agent in Monster-Hunt", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 631, + 506, + 644 + ], + "spans": [ + { + "bbox": [ + 105, + 632, + 279, + 644 + ], + "score": 1.0, + "content": "sure that both training and evaluation poli-", + "type": "text" + }, + { + "bbox": [ + 283, + 631, + 506, + 643 + ], + "score": 1.0, + "content": "with hold-out test-time opponents. #C(oop.)-H(unt):", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 105, + 641, + 506, + 655 + ], + "spans": [ + { + "bbox": [ + 105, + 643, + 280, + 655 + ], + "score": 1.0, + "content": "cies cover the following 4 strategy modes:", + "type": "text" + }, + { + "bbox": [ + 283, + 641, + 506, + 654 + ], + "score": 1.0, + "content": "both agents catch the monster; #S(ingle)-H(unt): the", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 106, + 652, + 506, + 666 + ], + "spans": [ + { + "bbox": [ + 106, + 654, + 280, + 665 + ], + "score": 1.0, + "content": "(1) M(onster): the agent always moves to-", + "type": "text" + }, + { + "bbox": [ + 282, + 652, + 506, + 666 + ], + "score": 1.0, + "content": "adaptive agent meets the monster alone; #Apple: ap-", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 106, + 663, + 506, + 676 + ], + "spans": [ + { + "bbox": [ + 106, + 665, + 280, + 676 + ], + "score": 1.0, + "content": "wards the monster; (2) M(onster)-Alone:", + "type": "text" + }, + { + "bbox": [ + 282, + 663, + 506, + 676 + ], + "score": 1.0, + "content": "ple eating. The adaptive policy successfully exploits", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 675, + 505, + 687 + ], + "spans": [ + { + "bbox": [ + 105, + 675, + 280, + 687 + ], + "score": 1.0, + "content": "the agent moves towards the monster but", + "type": "text" + }, + { + "bbox": [ + 283, + 675, + 505, + 686 + ], + "score": 1.0, + "content": "different opponents and rarely meets the monster alone.", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 686, + 506, + 699 + ], + "spans": [ + { + "bbox": [ + 105, + 686, + 506, + 699 + ], + "score": 1.0, + "content": "also tries to keeps apart from the other agent; (3) M(onster)-Coop.: the agent seeks to hunt the", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 697, + 506, + 709 + ], + "spans": [ + { + "bbox": [ + 105, + 697, + 506, + 709 + ], + "score": 1.0, + "content": "monster together with the other agent; (4) Apple: the agent only eats apple. The evaluation results are", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 707, + 506, + 721 + ], + "spans": [ + { + "bbox": [ + 105, + 707, + 506, + 721 + ], + "score": 1.0, + "content": "shown in Tab. 4, where the adaptive policy successfully exploits all the test-time opponents, including", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 105, + 717, + 388, + 731 + ], + "spans": [ + { + "bbox": [ + 105, + 717, + 388, + 731 + ], + "score": 1.0, + "content": "M(onster)-Alone, which was trained to actively avoids the other agent.", + "type": "text" + } + ], + "index": 53 + } + ], + "index": 47.5, + "bbox_fs": [ + 105, + 575, + 506, + 731 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 83, + 340, + 225 + ], + "lines": [ + { + "bbox": [ + 106, + 83, + 341, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 341, + 95 + ], + "score": 1.0, + "content": "Agar.io: We show the trained agent can choose to cooperate", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 342, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 342, + 105 + ], + "score": 1.0, + "content": "or compete adaptively in the standard setting. 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AgentAgentAdapt.apt.
Opponent:Cooperative → Competitive
#Attack0.2(0.0)0.3(0.0)0.1(0.1)
Rew.0.7(0.7)-0.2(0.6)0.8(0.5)
Opponent: Competitive→Cooperative
#Coop.1.0(0.3)1.4(0.4)0.3(0.4)
Rew.2.5(0.7)3.6(1.2)1.1(0.7)
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Op-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 346, + 171, + 506, + 184 + ], + "spans": [ + { + "bbox": [ + 346, + 171, + 506, + 184 + ], + "score": 1.0, + "content": "ponent type is switched half-way per", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 347, + 182, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 347, + 182, + 505, + 194 + ], + "score": 1.0, + "content": "episode. #Attack, #Coop.: episode", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 347, + 193, + 505, + 205 + ], + "spans": [ + { + "bbox": [ + 347, + 193, + 505, + 205 + ], + "score": 1.0, + "content": "statistics; Rew.: agent reward. Adaptive", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 347, + 204, + 494, + 216 + ], + "spans": [ + { + "bbox": [ + 347, + 204, + 494, + 216 + ], + "score": 1.0, + "content": "agents’ rewards are close to oracles.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 21 + }, + { + "type": "text", + "bbox": [ + 106, + 223, + 475, + 234 + ], + "lines": [ + { + "bbox": [ + 105, + 220, + 478, + 236 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 478, + 236 + ], + "score": 1.0, + "content": "able to exploit the cooperative opponent while avoid being exploited by the competitive one.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "title", + "bbox": [ + 106, + 244, + 310, + 256 + ], + "lines": [ + { + "bbox": [ + 105, + 242, + 311, + 259 + ], + "spans": [ + { + "bbox": [ + 105, + 242, + 311, + 259 + ], + "score": 1.0, + "content": "6 RELATED WORK AND DISCUSSIONS", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 107, + 266, + 505, + 342 + ], + "lines": [ + { + "bbox": [ + 106, + 266, + 505, + 279 + ], + "spans": [ + { + "bbox": [ + 106, + 266, + 505, + 279 + ], + "score": 1.0, + "content": "Our core idea is reward perturbation. In game theory, this is aligned with the quantal response", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 277, + 505, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 277, + 505, + 289 + ], + "score": 1.0, + "content": "equilibrium (McKelvey & Palfrey, 1995), a smoothed version of NE obtained when payoffs are", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 287, + 506, + 300 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 506, + 300 + ], + "score": 1.0, + "content": "perturbed by a Gumbel noise. In RL, reward shaping is popular for learning desired behavior in", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 298, + 506, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 177, + 310 + ], + "score": 1.0, + "content": "various domains", + "type": "text" + }, + { + "bbox": [ + 177, + 298, + 192, + 309 + ], + "score": 0.48, + "content": "\\mathrm { N g }", + "type": "inline_equation" + }, + { + "bbox": [ + 192, + 298, + 506, + 310 + ], + "score": 1.0, + "content": "et al., 1999; Babes et al., 2008; Devlin & Kudenko, 2011), which inspires our", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 309, + 506, + 321 + ], + "spans": [ + { + "bbox": [ + 106, + 309, + 506, + 321 + ], + "score": 1.0, + "content": "idea for finding diverse strategic behavior. By contrast, state-space exploration methods (Pathak et al.,", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 319, + 505, + 332 + ], + "spans": [ + { + "bbox": [ + 105, + 319, + 505, + 332 + ], + "score": 1.0, + "content": "2017; Burda et al., 2019; Eysenbach et al., 2019; Sharma et al., 2020) only learn low-level primitives", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 330, + 313, + 343 + ], + "spans": [ + { + "bbox": [ + 106, + 330, + 313, + 343 + ], + "score": 1.0, + "content": "without strategy-level diversity (Baker et al., 2020).", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 29 + }, + { + "type": "text", + "bbox": [ + 107, + 347, + 506, + 497 + ], + "lines": [ + { + "bbox": [ + 105, + 345, + 506, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 345, + 506, + 360 + ], + "score": 1.0, + "content": "RR trains a set of policies, which is aligned with the population-based training in MARL (Jaderberg", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 357, + 506, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 506, + 371 + ], + "score": 1.0, + "content": "et al., 2017; 2019; Vinyals et al., 2019; Long et al., 2020; Forestier et al., 2017). RR is conceptually", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 368, + 506, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 368, + 506, + 381 + ], + "score": 1.0, + "content": "related to domain randomization (Tobin et al., 2017) with the difference that we train separate policies", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 379, + 506, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 379, + 506, + 392 + ], + "score": 1.0, + "content": "instead of a single universal one, which suffers from mode collapse (see appendix D.2.3). RPG is also", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 390, + 506, + 402 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 506, + 402 + ], + "score": 1.0, + "content": "inspired by the map-elite algorithm (Cully et al., 2015) from evolutionary learning community, which", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 401, + 506, + 412 + ], + "spans": [ + { + "bbox": [ + 106, + 401, + 506, + 412 + ], + "score": 1.0, + "content": "optimizes multiple objectives simultaneously for sufficiently diverse polices. Our work is also related", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 412, + 506, + 423 + ], + "spans": [ + { + "bbox": [ + 106, + 412, + 506, + 423 + ], + "score": 1.0, + "content": "to Forestier et al. (2017), which learns a set of policies w.r.t. different fitness functions in the single-", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 423, + 506, + 434 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 506, + 434 + ], + "score": 1.0, + "content": "agent setting. However, they only consider a restricted fitness function class, i.e., the distance to each", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 433, + 505, + 445 + ], + "spans": [ + { + "bbox": [ + 106, + 433, + 505, + 445 + ], + "score": 1.0, + "content": "object in the environment, which can be viewed as a special case of our setting. Besides, RPG helps", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 444, + 506, + 456 + ], + "spans": [ + { + "bbox": [ + 106, + 444, + 506, + 456 + ], + "score": 1.0, + "content": "train adaptive policies against a set of opponents, which is related to Bayesian games (Dekel et al.,", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 454, + 506, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 454, + 506, + 467 + ], + "score": 1.0, + "content": "2004; Hartline et al., 2015). In RL, there are works on learning when to cooperate/compete (Littman,", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 465, + 506, + 477 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 506, + 477 + ], + "score": 1.0, + "content": "2001; Peysakhovich & Lerer, 2018a; Kleiman-Weiner et al., 2016; Woodward et al., 2019; McKee", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 476, + 507, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 476, + 507, + 488 + ], + "score": 1.0, + "content": "et al., 2020), which is a special case of ours, or learning robust policies (Li et al., 2019; Shen & How,", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 487, + 331, + 498 + ], + "spans": [ + { + "bbox": [ + 106, + 487, + 331, + 498 + ], + "score": 1.0, + "content": "2019; Hu et al., 2020), which complements our method.", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 39.5 + }, + { + "type": "text", + "bbox": [ + 107, + 503, + 505, + 601 + ], + "lines": [ + { + "bbox": [ + 105, + 502, + 506, + 516 + ], + "spans": [ + { + "bbox": [ + 105, + 502, + 506, + 516 + ], + "score": 1.0, + "content": "Although we choose decentralized PG in this paper, RR can be combined with any other multi-agent", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 514, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 514, + 506, + 527 + ], + "score": 1.0, + "content": "learning algorithms for games, such as fictitious play (Robinson, 1951; Monderer & Shapley, 1996;", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 524, + 506, + 536 + ], + "spans": [ + { + "bbox": [ + 106, + 524, + 506, + 536 + ], + "score": 1.0, + "content": "Heinrich & Silver, 2016; Kamra et al., 2019; Han & Hu, 2019), double-oracle (McMahan et al., 2003;", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 535, + 506, + 548 + ], + "spans": [ + { + "bbox": [ + 105, + 535, + 506, + 548 + ], + "score": 1.0, + "content": "Lanctot et al., 2017; Wang et al., 2019; Balduzzi et al., 2019) and regularized self-play (Foerster et al.,", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 545, + 506, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 545, + 506, + 559 + ], + "score": 1.0, + "content": "2018; Perolat et al., 2020; Bai & Jin, 2020). Many of these works have theoretical guarantees to", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 556, + 505, + 570 + ], + "spans": [ + { + "bbox": [ + 105, + 556, + 505, + 570 + ], + "score": 1.0, + "content": "find an (approximate) NE but there is little work focusing on which NE strategy these algorithms", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 106, + 568, + 505, + 581 + ], + "spans": [ + { + "bbox": [ + 106, + 568, + 505, + 581 + ], + "score": 1.0, + "content": "can converge to when multiple NEs exist, e.g., the stag-hunt game and its variants, for which many", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 105, + 578, + 506, + 591 + ], + "spans": [ + { + "bbox": [ + 105, + 578, + 506, + 591 + ], + "score": 1.0, + "content": "learning dynamics fail to converge to a prevalence of the pure strategy Stag (Kandori et al., 1993;", + "type": "text" + } + ], + "index": 54 + }, + { + "bbox": [ + 105, + 588, + 446, + 602 + ], + "spans": [ + { + "bbox": [ + 105, + 588, + 446, + 602 + ], + "score": 1.0, + "content": "Ellison, 1993; Fang et al., 2002; Skyrms & Pemantle, 2009; Golman & Page, 2010)..", + "type": "text" + } + ], + "index": 55 + } + ], + "index": 51 + }, + { + "type": "text", + "bbox": [ + 107, + 606, + 505, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 605, + 506, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 506, + 619 + ], + "score": 1.0, + "content": "In this paper, we primarily focus on how reward randomization empirically helps MARL discover", + "type": "text" + } + ], + "index": 56 + }, + { + "bbox": [ + 104, + 615, + 506, + 631 + ], + "spans": [ + { + "bbox": [ + 104, + 615, + 506, + 631 + ], + "score": 1.0, + "content": "better strategies in practice and therefore only consider stag hunt as a particularly challenging", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 105, + 627, + 506, + 641 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 506, + 641 + ], + "score": 1.0, + "content": "example where an “optimal” NE with a high payoff for every agent exists. In general cases, we can", + "type": "text" + } + ], + "index": 58 + }, + { + "bbox": [ + 105, + 638, + 506, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 506, + 651 + ], + "score": 1.0, + "content": "select a desired strategy w.r.t. an evaluation function. This is related to the problem of equilibrium", + "type": "text" + } + ], + "index": 59 + }, + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "score": 1.0, + "content": "refinement (or equilibrium selection) (Selten, 1965; 1975; Myerson, 1978), which aims to find a subset", + "type": "text" + } + ], + "index": 60 + }, + { + "bbox": [ + 105, + 659, + 506, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 506, + 673 + ], + "score": 1.0, + "content": "of equilibria satisfying desirable properties, e.g., admissibility (Banks & Sobel, 1987), subgame", + "type": "text" + } + ], + "index": 61 + }, + { + "bbox": [ + 105, + 670, + 506, + 684 + ], + "spans": [ + { + "bbox": [ + 105, + 670, + 506, + 684 + ], + "score": 1.0, + "content": "perfection (Selten, 1965), Pareto efficiency (Bernheim et al., 1987) or robustness against opponent’s", + "type": "text" + } + ], + "index": 62 + }, + { + "bbox": [ + 105, + 680, + 492, + 694 + ], + "spans": [ + { + "bbox": [ + 105, + 680, + 492, + 694 + ], + "score": 1.0, + "content": "deviation from best response in security-related applications (Fang et al., 2013; An et al., 2011).", + "type": "text" + } + ], + "index": 63 + } + ], + "index": 59.5 + } + ], + "page_idx": 8, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 302, + 752, + 308, + 759 + ], + "lines": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "spans": [ + { + "bbox": [ + 302, + 751, + 309, + 762 + ], + "score": 1.0, + "content": "9", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 83, + 340, + 225 + ], + "lines": [ + { + "bbox": [ + 106, + 83, + 341, + 95 + ], + "spans": [ + { + "bbox": [ + 106, + 83, + 341, + 95 + ], + "score": 1.0, + "content": "Agar.io: We show the trained agent can choose to cooperate", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 106, + 93, + 342, + 105 + ], + "spans": [ + { + "bbox": [ + 106, + 93, + 342, + 105 + ], + "score": 1.0, + "content": "or compete adaptively in the standard setting. We pick 2 co-", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 341, + 116 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 285, + 116 + ], + "score": 1.0, + "content": "operative policies (i.e., Cooperate preferred,", + "type": "text" + }, + { + "bbox": [ + 285, + 104, + 321, + 115 + ], + "score": 0.89, + "content": "w { = } [ 1 , 0 ] )", + "type": "inline_equation" + }, + { + "bbox": [ + 322, + 104, + 341, + 116 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 115, + 341, + 127 + ], + "spans": [ + { + "bbox": [ + 105, + 115, + 285, + 127 + ], + "score": 1.0, + "content": "2 competitive policies (i.e., Attack preferred,", + "type": "text" + }, + { + "bbox": [ + 285, + 115, + 320, + 127 + ], + "score": 0.85, + "content": "w { = } [ 1 , 1 ] ,", + "type": "inline_equation" + }, + { + "bbox": [ + 320, + 115, + 341, + 127 + ], + "score": 1.0, + "content": ") and", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 123, + 342, + 138 + ], + "spans": [ + { + "bbox": [ + 105, + 123, + 342, + 138 + ], + "score": 1.0, + "content": "use half of them for training and the other half for testing.", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 136, + 341, + 149 + ], + "spans": [ + { + "bbox": [ + 105, + 136, + 341, + 149 + ], + "score": 1.0, + "content": "For a hard challenge at test time, we switch the opponent", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 106, + 147, + 341, + 159 + ], + "spans": [ + { + "bbox": [ + 106, + 147, + 341, + 159 + ], + "score": 1.0, + "content": "within an episode, i.e., we use a cooperative opponent in the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 156, + 342, + 171 + ], + "spans": [ + { + "bbox": [ + 105, + 156, + 342, + 171 + ], + "score": 1.0, + "content": "first half and then immediately switch to a competitive one,", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 168, + 341, + 181 + ], + "spans": [ + { + "bbox": [ + 106, + 168, + 341, + 181 + ], + "score": 1.0, + "content": "and vice versa. So, a desired policy should adapt quickly at", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 106, + 179, + 340, + 191 + ], + "spans": [ + { + "bbox": [ + 106, + 179, + 340, + 191 + ], + "score": 1.0, + "content": "halftime. Tab. 5 compares the second-half behavior of the", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 191, + 340, + 201 + ], + "spans": [ + { + "bbox": [ + 106, + 191, + 340, + 201 + ], + "score": 1.0, + "content": "adaptive agent with the oracle pure-competitive/cooperative", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 201, + 341, + 212 + ], + "spans": [ + { + "bbox": [ + 106, + 201, + 341, + 212 + ], + "score": 1.0, + "content": "agents. 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AgentAgentAdapt.apt.
Opponent:Cooperative → Competitive
#Attack0.2(0.0)0.3(0.0)0.1(0.1)
Rew.0.7(0.7)-0.2(0.6)0.8(0.5)
Opponent: Competitive→Cooperative
#Coop.1.0(0.3)1.4(0.4)0.3(0.4)
Rew.2.5(0.7)3.6(1.2)1.1(0.7)
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Op-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 346, + 171, + 506, + 184 + ], + "spans": [ + { + "bbox": [ + 346, + 171, + 506, + 184 + ], + "score": 1.0, + "content": "ponent type is switched half-way per", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 347, + 182, + 505, + 194 + ], + "spans": [ + { + "bbox": [ + 347, + 182, + 505, + 194 + ], + "score": 1.0, + "content": "episode. #Attack, #Coop.: episode", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 347, + 193, + 505, + 205 + ], + "spans": [ + { + "bbox": [ + 347, + 193, + 505, + 205 + ], + "score": 1.0, + "content": "statistics; Rew.: agent reward. Adaptive", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 347, + 204, + 494, + 216 + ], + "spans": [ + { + "bbox": [ + 347, + 204, + 494, + 216 + ], + "score": 1.0, + "content": "agents’ rewards are close to oracles.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 21, + "bbox_fs": [ + 346, + 159, + 506, + 216 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 223, + 475, + 234 + ], + "lines": [ + { + "bbox": [ + 105, + 220, + 478, + 236 + ], + "spans": [ + { + "bbox": [ + 105, + 220, + 478, + 236 + ], + "score": 1.0, + "content": "able to exploit the cooperative opponent while avoid being exploited by the competitive one.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24, + "bbox_fs": [ + 105, + 220, + 478, + 236 + ] + }, + { + "type": "title", + "bbox": [ + 106, + 244, + 310, + 256 + ], + "lines": [ + { + "bbox": [ + 105, + 242, + 311, + 259 + ], + "spans": [ + { + "bbox": [ + 105, + 242, + 311, + 259 + ], + "score": 1.0, + "content": "6 RELATED WORK AND DISCUSSIONS", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 25 + }, + { + "type": "text", + "bbox": [ + 107, + 266, + 505, + 342 + ], + "lines": [ + { + "bbox": [ + 106, + 266, + 505, + 279 + ], + "spans": [ + { + "bbox": [ + 106, + 266, + 505, + 279 + ], + "score": 1.0, + "content": "Our core idea is reward perturbation. In game theory, this is aligned with the quantal response", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 277, + 505, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 277, + 505, + 289 + ], + "score": 1.0, + "content": "equilibrium (McKelvey & Palfrey, 1995), a smoothed version of NE obtained when payoffs are", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 287, + 506, + 300 + ], + "spans": [ + { + "bbox": [ + 105, + 287, + 506, + 300 + ], + "score": 1.0, + "content": "perturbed by a Gumbel noise. In RL, reward shaping is popular for learning desired behavior in", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 298, + 506, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 298, + 177, + 310 + ], + "score": 1.0, + "content": "various domains", + "type": "text" + }, + { + "bbox": [ + 177, + 298, + 192, + 309 + ], + "score": 0.48, + "content": "\\mathrm { N g }", + "type": "inline_equation" + }, + { + "bbox": [ + 192, + 298, + 506, + 310 + ], + "score": 1.0, + "content": "et al., 1999; Babes et al., 2008; Devlin & Kudenko, 2011), which inspires our", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 309, + 506, + 321 + ], + "spans": [ + { + "bbox": [ + 106, + 309, + 506, + 321 + ], + "score": 1.0, + "content": "idea for finding diverse strategic behavior. By contrast, state-space exploration methods (Pathak et al.,", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 319, + 505, + 332 + ], + "spans": [ + { + "bbox": [ + 105, + 319, + 505, + 332 + ], + "score": 1.0, + "content": "2017; Burda et al., 2019; Eysenbach et al., 2019; Sharma et al., 2020) only learn low-level primitives", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 330, + 313, + 343 + ], + "spans": [ + { + "bbox": [ + 106, + 330, + 313, + 343 + ], + "score": 1.0, + "content": "without strategy-level diversity (Baker et al., 2020).", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 29, + "bbox_fs": [ + 105, + 266, + 506, + 343 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 347, + 506, + 497 + ], + "lines": [ + { + "bbox": [ + 105, + 345, + 506, + 360 + ], + "spans": [ + { + "bbox": [ + 105, + 345, + 506, + 360 + ], + "score": 1.0, + "content": "RR trains a set of policies, which is aligned with the population-based training in MARL (Jaderberg", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 357, + 506, + 371 + ], + "spans": [ + { + "bbox": [ + 105, + 357, + 506, + 371 + ], + "score": 1.0, + "content": "et al., 2017; 2019; Vinyals et al., 2019; Long et al., 2020; Forestier et al., 2017). RR is conceptually", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 368, + 506, + 381 + ], + "spans": [ + { + "bbox": [ + 105, + 368, + 506, + 381 + ], + "score": 1.0, + "content": "related to domain randomization (Tobin et al., 2017) with the difference that we train separate policies", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 106, + 379, + 506, + 392 + ], + "spans": [ + { + "bbox": [ + 106, + 379, + 506, + 392 + ], + "score": 1.0, + "content": "instead of a single universal one, which suffers from mode collapse (see appendix D.2.3). RPG is also", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 390, + 506, + 402 + ], + "spans": [ + { + "bbox": [ + 105, + 390, + 506, + 402 + ], + "score": 1.0, + "content": "inspired by the map-elite algorithm (Cully et al., 2015) from evolutionary learning community, which", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 401, + 506, + 412 + ], + "spans": [ + { + "bbox": [ + 106, + 401, + 506, + 412 + ], + "score": 1.0, + "content": "optimizes multiple objectives simultaneously for sufficiently diverse polices. Our work is also related", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 412, + 506, + 423 + ], + "spans": [ + { + "bbox": [ + 106, + 412, + 506, + 423 + ], + "score": 1.0, + "content": "to Forestier et al. (2017), which learns a set of policies w.r.t. different fitness functions in the single-", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 105, + 423, + 506, + 434 + ], + "spans": [ + { + "bbox": [ + 105, + 423, + 506, + 434 + ], + "score": 1.0, + "content": "agent setting. However, they only consider a restricted fitness function class, i.e., the distance to each", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 106, + 433, + 505, + 445 + ], + "spans": [ + { + "bbox": [ + 106, + 433, + 505, + 445 + ], + "score": 1.0, + "content": "object in the environment, which can be viewed as a special case of our setting. Besides, RPG helps", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 106, + 444, + 506, + 456 + ], + "spans": [ + { + "bbox": [ + 106, + 444, + 506, + 456 + ], + "score": 1.0, + "content": "train adaptive policies against a set of opponents, which is related to Bayesian games (Dekel et al.,", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 105, + 454, + 506, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 454, + 506, + 467 + ], + "score": 1.0, + "content": "2004; Hartline et al., 2015). In RL, there are works on learning when to cooperate/compete (Littman,", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 106, + 465, + 506, + 477 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 506, + 477 + ], + "score": 1.0, + "content": "2001; Peysakhovich & Lerer, 2018a; Kleiman-Weiner et al., 2016; Woodward et al., 2019; McKee", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 476, + 507, + 488 + ], + "spans": [ + { + "bbox": [ + 105, + 476, + 507, + 488 + ], + "score": 1.0, + "content": "et al., 2020), which is a special case of ours, or learning robust policies (Li et al., 2019; Shen & How,", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 106, + 487, + 331, + 498 + ], + "spans": [ + { + "bbox": [ + 106, + 487, + 331, + 498 + ], + "score": 1.0, + "content": "2019; Hu et al., 2020), which complements our method.", + "type": "text" + } + ], + "index": 46 + } + ], + "index": 39.5, + "bbox_fs": [ + 105, + 345, + 507, + 498 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 503, + 505, + 601 + ], + "lines": [ + { + "bbox": [ + 105, + 502, + 506, + 516 + ], + "spans": [ + { + "bbox": [ + 105, + 502, + 506, + 516 + ], + "score": 1.0, + "content": "Although we choose decentralized PG in this paper, RR can be combined with any other multi-agent", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 105, + 514, + 506, + 527 + ], + "spans": [ + { + "bbox": [ + 105, + 514, + 506, + 527 + ], + "score": 1.0, + "content": "learning algorithms for games, such as fictitious play (Robinson, 1951; Monderer & Shapley, 1996;", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 106, + 524, + 506, + 536 + ], + "spans": [ + { + "bbox": [ + 106, + 524, + 506, + 536 + ], + "score": 1.0, + "content": "Heinrich & Silver, 2016; Kamra et al., 2019; Han & Hu, 2019), double-oracle (McMahan et al., 2003;", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 535, + 506, + 548 + ], + "spans": [ + { + "bbox": [ + 105, + 535, + 506, + 548 + ], + "score": 1.0, + "content": "Lanctot et al., 2017; Wang et al., 2019; Balduzzi et al., 2019) and regularized self-play (Foerster et al.,", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 545, + 506, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 545, + 506, + 559 + ], + "score": 1.0, + "content": "2018; Perolat et al., 2020; Bai & Jin, 2020). Many of these works have theoretical guarantees to", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 556, + 505, + 570 + ], + "spans": [ + { + "bbox": [ + 105, + 556, + 505, + 570 + ], + "score": 1.0, + "content": "find an (approximate) NE but there is little work focusing on which NE strategy these algorithms", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 106, + 568, + 505, + 581 + ], + "spans": [ + { + "bbox": [ + 106, + 568, + 505, + 581 + ], + "score": 1.0, + "content": "can converge to when multiple NEs exist, e.g., the stag-hunt game and its variants, for which many", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 105, + 578, + 506, + 591 + ], + "spans": [ + { + "bbox": [ + 105, + 578, + 506, + 591 + ], + "score": 1.0, + "content": "learning dynamics fail to converge to a prevalence of the pure strategy Stag (Kandori et al., 1993;", + "type": "text" + } + ], + "index": 54 + }, + { + "bbox": [ + 105, + 588, + 446, + 602 + ], + "spans": [ + { + "bbox": [ + 105, + 588, + 446, + 602 + ], + "score": 1.0, + "content": "Ellison, 1993; Fang et al., 2002; Skyrms & Pemantle, 2009; Golman & Page, 2010)..", + "type": "text" + } + ], + "index": 55 + } + ], + "index": 51, + "bbox_fs": [ + 105, + 502, + 506, + 602 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 606, + 505, + 693 + ], + "lines": [ + { + "bbox": [ + 105, + 605, + 506, + 619 + ], + "spans": [ + { + "bbox": [ + 105, + 605, + 506, + 619 + ], + "score": 1.0, + "content": "In this paper, we primarily focus on how reward randomization empirically helps MARL discover", + "type": "text" + } + ], + "index": 56 + }, + { + "bbox": [ + 104, + 615, + 506, + 631 + ], + "spans": [ + { + "bbox": [ + 104, + 615, + 506, + 631 + ], + "score": 1.0, + "content": "better strategies in practice and therefore only consider stag hunt as a particularly challenging", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 105, + 627, + 506, + 641 + ], + "spans": [ + { + "bbox": [ + 105, + 627, + 506, + 641 + ], + "score": 1.0, + "content": "example where an “optimal” NE with a high payoff for every agent exists. In general cases, we can", + "type": "text" + } + ], + "index": 58 + }, + { + "bbox": [ + 105, + 638, + 506, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 638, + 506, + 651 + ], + "score": 1.0, + "content": "select a desired strategy w.r.t. an evaluation function. This is related to the problem of equilibrium", + "type": "text" + } + ], + "index": 59 + }, + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "spans": [ + { + "bbox": [ + 105, + 649, + 505, + 661 + ], + "score": 1.0, + "content": "refinement (or equilibrium selection) (Selten, 1965; 1975; Myerson, 1978), which aims to find a subset", + "type": "text" + } + ], + "index": 60 + }, + { + "bbox": [ + 105, + 659, + 506, + 673 + ], + "spans": [ + { + "bbox": [ + 105, + 659, + 506, + 673 + ], + "score": 1.0, + "content": "of equilibria satisfying desirable properties, e.g., admissibility (Banks & Sobel, 1987), subgame", + "type": "text" + } + ], + "index": 61 + }, + { + "bbox": [ + 105, + 670, + 506, + 684 + ], + "spans": [ + { + "bbox": [ + 105, + 670, + 506, + 684 + ], + "score": 1.0, + "content": "perfection (Selten, 1965), Pareto efficiency (Bernheim et al., 1987) or robustness against opponent’s", + "type": "text" + } + ], + "index": 62 + }, + { + "bbox": [ + 105, + 680, + 492, + 694 + ], + "spans": [ + { + "bbox": [ + 105, + 680, + 492, + 694 + ], + "score": 1.0, + "content": "deviation from best response in security-related applications (Fang et al., 2013; An et al., 2011).", + "type": "text" + } + ], + "index": 63 + } + ], + "index": 59.5, + "bbox_fs": [ + 104, + 605, + 506, + 694 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "title", + "bbox": [ + 108, + 83, + 200, + 93 + ], + "lines": [ + { + "bbox": [ + 107, + 84, + 200, + 94 + ], + "spans": [ + { + "bbox": [ + 107, + 84, + 200, + 94 + ], + "score": 1.0, + "content": "ACKNOWLEDGMENTS", + "type": "text" + } + ], + "index": 0 + } + ], + "index": 0 + }, + { + "type": "text", + "bbox": [ + 107, + 101, + 505, + 188 + ], + "lines": [ + { + "bbox": [ + 105, + 99, + 506, + 116 + ], + "spans": [ + { + "bbox": [ + 105, + 99, + 506, + 116 + ], + "score": 1.0, + "content": "This work is supported by National Key R&D Program of China (2018YFB0105000). Co-author Fang", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 113, + 505, + 125 + ], + "spans": [ + { + "bbox": [ + 105, + 113, + 505, + 125 + ], + "score": 1.0, + "content": "is supported, in part, by a research grant from Lockheed Martin. Co-author Wang is supported, in", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 123, + 506, + 136 + ], + "spans": [ + { + "bbox": [ + 105, + 123, + 506, + 136 + ], + "score": 1.0, + "content": "part, by gifts from Qualcomm and TuSimple. The views and conclusions contained in this document", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 133, + 506, + 146 + ], + "spans": [ + { + "bbox": [ + 105, + 133, + 506, + 146 + ], + "score": 1.0, + "content": "are those of the authors and should not be interpreted as representing the official policies, either", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 144, + 505, + 158 + ], + "spans": [ + { + "bbox": [ + 105, + 144, + 505, + 158 + ], + "score": 1.0, + "content": "expressed or implied, of the funding agencies. The authors would like to thank Zhuo Jiang and Jiayu", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 155, + 506, + 168 + ], + "spans": [ + { + "bbox": [ + 105, + 155, + 506, + 168 + ], + "score": 1.0, + "content": "Chen for their support and input during this project. 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Co-author Fang", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 113, + 505, + 125 + ], + "spans": [ + { + "bbox": [ + 105, + 113, + 505, + 125 + ], + "score": 1.0, + "content": "is supported, in part, by a research grant from Lockheed Martin. Co-author Wang is supported, in", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 123, + 506, + 136 + ], + "spans": [ + { + "bbox": [ + 105, + 123, + 506, + 136 + ], + "score": 1.0, + "content": "part, by gifts from Qualcomm and TuSimple. The views and conclusions contained in this document", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 133, + 506, + 146 + ], + "spans": [ + { + "bbox": [ + 105, + 133, + 506, + 146 + ], + "score": 1.0, + "content": "are those of the authors and should not be interpreted as representing the official policies, either", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 144, + 505, + 158 + ], + "spans": [ + { + "bbox": [ + 105, + 144, + 505, + 158 + ], + "score": 1.0, + "content": "expressed or implied, of the funding agencies. The authors would like to thank Zhuo Jiang and Jiayu", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 155, + 506, + 168 + ], + "spans": [ + { + "bbox": [ + 105, + 155, + 506, + 168 + ], + "score": 1.0, + "content": "Chen for their support and input during this project. 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Here we consider a", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 160, + 506, + 173 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 258, + 173 + ], + "score": 1.0, + "content": "projected version, i.e., if at some time", + "type": "text" + }, + { + "bbox": [ + 259, + 162, + 263, + 170 + ], + "score": 0.56, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 160, + 267, + 173 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 267, + 161, + 277, + 171 + ], + "score": 0.8, + "content": "\\theta _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 160, + 290, + 173 + ], + "score": 1.0, + "content": "or", + "type": "text" + }, + { + "bbox": [ + 290, + 160, + 332, + 172 + ], + "score": 0.92, + "content": "\\theta _ { 2 } \\notin [ 0 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 332, + 160, + 398, + 173 + ], + "score": 1.0, + "content": ", we project it to", + "type": "text" + }, + { + "bbox": [ + 398, + 161, + 419, + 172 + ], + "score": 0.8, + "content": "[ 0 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 419, + 160, + 506, + 173 + ], + "score": 1.0, + "content": "to ensure it is a valid", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 170, + 157, + 182 + ], + "spans": [ + { + "bbox": [ + 106, + 170, + 157, + 182 + ], + "score": 1.0, + "content": "distribution.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4 + }, + { + "type": "text", + "bbox": [ + 106, + 187, + 299, + 199 + ], + "lines": [ + { + "bbox": [ + 105, + 186, + 298, + 202 + ], + "spans": [ + { + "bbox": [ + 105, + 186, + 267, + 202 + ], + "score": 1.0, + "content": "We first compute the utility given a pair", + "type": "text" + }, + { + "bbox": [ + 267, + 187, + 298, + 200 + ], + "score": 0.92, + "content": "( \\theta _ { 1 } , \\theta _ { 2 } )", + "type": "inline_equation" + } + ], + "index": 6 + } + ], + "index": 6 + }, + { + "type": "interline_equation", + "bbox": [ + 162, + 205, + 448, + 236 + ], + "lines": [ + { + "bbox": [ + 162, + 205, + 448, + 236 + ], + "spans": [ + { + "bbox": [ + 162, + 205, + 448, + 236 + ], + "score": 0.91, + "content": "\\begin{array} { l c r } { { U _ { 1 } ( \\theta _ { 1 } , \\theta _ { 2 } ) = a \\theta _ { 1 } \\theta _ { 2 } + c \\theta _ { 1 } ( 1 - \\theta _ { 2 } ) + b ( 1 - \\theta _ { 1 } ) \\theta _ { 2 } + d ( 1 - \\theta _ { 1 } ) ( 1 - \\theta _ { 2 } ) } } \\\\ { { { } } } \\\\ { { U _ { 2 } ( \\theta _ { 1 } , \\theta _ { 2 } ) = a \\theta _ { 1 } \\theta _ { 2 } + b \\theta _ { 1 } ( 1 - \\theta _ { 2 } ) + c ( 1 - \\theta _ { 1 } ) \\theta _ { 2 } + d ( 1 - \\theta _ { 1 } ) ( 1 - \\theta _ { 2 } ) . } } \\end{array}", + "type": "interline_equation", + "image_path": "68b99994622a3d476f355b13a0785c66ce6f22cab7b21bbea76afbc605302062.jpg" + } + ] + } + ], + "index": 8, + "virtual_lines": [ + { + "bbox": [ + 162, + 205, + 448, + 215.33333333333334 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 162, + 215.33333333333334, + 448, + 225.66666666666669 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 162, + 225.66666666666669, + 448, + 236.00000000000003 + ], + "spans": [], + "index": 9 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 241, + 252, + 253 + ], + "lines": [ + { + "bbox": [ + 106, + 240, + 252, + 255 + ], + "spans": [ + { + "bbox": [ + 106, + 240, + 252, + 255 + ], + "score": 1.0, + "content": "We can compute the policy gradient", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10 + }, + { + "type": "interline_equation", + "bbox": [ + 142, + 258, + 468, + 290 + ], + "lines": [ + { + "bbox": [ + 142, + 258, + 468, + 290 + ], + "spans": [ + { + "bbox": [ + 142, + 258, + 468, + 290 + ], + "score": 0.91, + "content": "\\begin{array} { l } { \\nabla U _ { 1 } ( \\theta _ { 1 } , \\theta _ { 2 } ) = a \\theta _ { 2 } + c ( 1 - \\theta _ { 2 } ) - b \\theta _ { 2 } - d ( 1 - \\theta _ { 2 } ) = ( a + d - b - c ) \\theta _ { 2 } + c - d } \\\\ { \\nabla U _ { 2 } ( \\theta _ { 1 } , \\theta _ { 2 } ) = a \\theta _ { 2 } - b \\theta _ { 1 } + c ( 1 - \\theta _ { 1 } ) - d ( 1 - \\theta _ { 1 } ) = ( a + d - b - c ) \\theta _ { 1 } + c - d } \\end{array}", + "type": "interline_equation", + "image_path": "195a177d123b7cf29e67bfc5eabb1c950db64f01fcd70f34a72d83b6b16d3e44.jpg" + } + ] + } + ], + "index": 12, + "virtual_lines": [ + { + "bbox": [ + 142, + 258, + 468, + 268.6666666666667 + ], + "spans": [], + "index": 11 + }, + { + "bbox": [ + 142, + 268.6666666666667, + 468, + 279.33333333333337 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 142, + 279.33333333333337, + 468, + 290.00000000000006 + ], + "spans": [], + "index": 13 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 294, + 505, + 328 + ], + "lines": [ + { + "bbox": [ + 106, + 295, + 505, + 306 + ], + "spans": [ + { + "bbox": [ + 106, + 295, + 297, + 306 + ], + "score": 1.0, + "content": "Recall in order to find the optimal solution both", + "type": "text" + }, + { + "bbox": [ + 298, + 295, + 308, + 306 + ], + "score": 0.88, + "content": "\\theta _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 308, + 295, + 326, + 306 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 326, + 295, + 336, + 306 + ], + "score": 0.89, + "content": "\\theta _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 336, + 295, + 505, + 306 + ], + "score": 1.0, + "content": "need to increase. Also note that the initial", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 107, + 305, + 506, + 318 + ], + "spans": [ + { + "bbox": [ + 107, + 306, + 117, + 317 + ], + "score": 0.87, + "content": "\\theta _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 117, + 305, + 134, + 318 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 135, + 306, + 145, + 317 + ], + "score": 0.89, + "content": "\\theta _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 145, + 305, + 342, + 318 + ], + "score": 1.0, + "content": "determines the final solution. 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In order to make Inequality equation 1 to hold, we need at", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 382, + 209, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 382, + 209, + 399 + ], + "score": 1.0, + "content": "least either θ1, θ2 ≥ 11+\u000f .", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 19.5 + }, + { + "type": "text", + "bbox": [ + 106, + 405, + 505, + 441 + ], + "lines": [ + { + "bbox": [ + 101, + 401, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 101, + 401, + 168, + 430 + ], + "score": 1.0, + "content": "If we initialize", + "type": "text" + }, + { + "bbox": [ + 168, + 410, + 212, + 422 + ], + "score": 0.92, + "content": "\\theta _ { 1 } \\sim [ 0 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 401, + 231, + 430 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 231, + 410, + 275, + 422 + ], + "score": 0.92, + "content": "\\theta _ { 2 } \\sim [ 0 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 275, + 401, + 378, + 430 + ], + "score": 1.0, + "content": ", the probability of either", + "type": "text" + }, + { + "bbox": [ + 378, + 408, + 431, + 424 + ], + "score": 0.91, + "content": "\\theta _ { 1 } , \\theta _ { 2 } \\geq \\frac { 1 } { 1 + \\epsilon }", + "type": "inline_equation" + }, + { + "bbox": [ + 432, + 401, + 442, + 430 + ], + "score": 1.0, + "content": "is", + "type": "text" + }, + { + "bbox": [ + 443, + 403, + 505, + 426 + ], + "score": 0.89, + "content": "\\begin{array} { r l r } { \\mathrm { ~ } } & { { } } & { 1 - \\left( \\frac { 1 } { 1 + \\epsilon } \\right) ^ { 2 } = } \\end{array}", + "type": "inline_equation" + } + ], + "index": 21 + }, + { + "bbox": [ + 104, + 425, + 182, + 444 + ], + "spans": [ + { + "bbox": [ + 104, + 425, + 182, + 444 + ], + "score": 1.0, + "content": "2\u000f+\u000f 1+2\u000f+\u000f2 = O (\u000f).", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 21.5 + }, + { + "type": "text", + "bbox": [ + 106, + 459, + 505, + 482 + ], + "lines": [ + { + "bbox": [ + 106, + 459, + 505, + 472 + ], + "spans": [ + { + "bbox": [ + 106, + 459, + 505, + 472 + ], + "score": 1.0, + "content": "Proof of Theorem 2. Using a similar observation as in Theorem 1, we know a necessary condition to", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 470, + 277, + 483 + ], + "spans": [ + { + "bbox": [ + 106, + 470, + 277, + 483 + ], + "score": 1.0, + "content": "make PG converge to a sub-optimal NE is", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 23.5 + }, + { + "type": "interline_equation", + "bbox": [ + 171, + 488, + 439, + 502 + ], + "lines": [ + { + "bbox": [ + 171, + 488, + 439, + 502 + ], + "spans": [ + { + "bbox": [ + 171, + 488, + 439, + 502 + ], + "score": 0.8, + "content": "( a + d - b - c ) \\theta _ { 1 } + c - d < 0 \\mathrm { o r } ( a + d - b - c ) \\theta _ { 2 } + c - d < 0 .", + "type": "interline_equation", + "image_path": "32e597d0721196406735449d57a521e40d29916765a22d24d63a445c2e966fc6.jpg" + } + ] + } + ], + "index": 25, + "virtual_lines": [ + { + "bbox": [ + 171, + 488, + 439, + 502 + ], + "spans": [], + "index": 25 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 510, + 504, + 533 + ], + "lines": [ + { + "bbox": [ + 105, + 509, + 505, + 523 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 253, + 523 + ], + "score": 1.0, + "content": "Based on our generating scheme on", + "type": "text" + }, + { + "bbox": [ + 254, + 510, + 288, + 522 + ], + "score": 0.92, + "content": "a , b , c , d", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 509, + 420, + 523 + ], + "score": 1.0, + "content": "and the initialization scheme on", + "type": "text" + }, + { + "bbox": [ + 420, + 510, + 444, + 522 + ], + "score": 0.91, + "content": "\\theta _ { 1 } , \\theta _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 444, + 509, + 505, + 523 + ], + "score": 1.0, + "content": ", we can verify", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 521, + 283, + 533 + ], + "spans": [ + { + "bbox": [ + 106, + 521, + 283, + 533 + ], + "score": 1.0, + "content": "that Therefore, via a union bound, we know", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 26.5 + }, + { + "type": "interline_equation", + "bbox": [ + 150, + 539, + 460, + 553 + ], + "lines": [ + { + "bbox": [ + 150, + 539, + 460, + 553 + ], + "spans": [ + { + "bbox": [ + 150, + 539, + 460, + 553 + ], + "score": 0.87, + "content": "\\mathbb { P } \\left( ( a + d - b - c ) \\theta _ { 1 } + c - d < 0 \\mathrm { o r } ( a + d - b - c ) \\theta _ { 2 } + c - d < 0 \\right) \\le 0 . 6 .", + "type": "interline_equation", + "image_path": "8095c9a791964137c7815d82d7320884e7b6395bb4498a96713e5a105323eb5e.jpg" + } + ] + } + ], + "index": 28, + "virtual_lines": [ + { + "bbox": [ + 150, + 539, + 460, + 553 + ], + "spans": [], + "index": 28 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 560, + 505, + 583 + ], + "lines": [ + { + "bbox": [ + 105, + 559, + 506, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 384, + 574 + ], + "score": 1.0, + "content": "Since each round is independent, the probability that PG fails for all", + "type": "text" + }, + { + "bbox": [ + 385, + 561, + 395, + 570 + ], + "score": 0.84, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 559, + 506, + 574 + ], + "score": 1.0, + "content": "times is upper bounded by", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 107, + 568, + 485, + 586 + ], + "spans": [ + { + "bbox": [ + 107, + 571, + 128, + 583 + ], + "score": 0.87, + "content": "0 . 6 ^ { N }", + "type": "inline_equation" + }, + { + "bbox": [ + 128, + 568, + 353, + 586 + ], + "score": 1.0, + "content": ". Therefore, the success probability is lower bounded by", + "type": "text" + }, + { + "bbox": [ + 353, + 571, + 480, + 584 + ], + "score": 0.9, + "content": "1 - 0 . 6 ^ { N } = 1 - \\exp \\bar { ( } - \\Omega \\left( N \\right) )", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 568, + 485, + 586 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 30 + } + ], + "index": 29.5 + }, + { + "type": "title", + "bbox": [ + 108, + 617, + 254, + 631 + ], + "lines": [ + { + "bbox": [ + 105, + 617, + 255, + 632 + ], + "spans": [ + { + "bbox": [ + 105, + 617, + 255, + 632 + ], + "score": 1.0, + "content": "B ENVIRONMENT DETAILS", + "type": "text" + } + ], + "index": 31 + } + ], + "index": 31 + }, + { + "type": "title", + "bbox": [ + 107, + 644, + 211, + 656 + ], + "lines": [ + { + "bbox": [ + 105, + 642, + 212, + 658 + ], + "spans": [ + { + "bbox": [ + 105, + 642, + 212, + 658 + ], + "score": 1.0, + "content": "B.1 Iterative Stag-Hunt", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 32 + }, + { + "type": "text", + "bbox": [ + 106, + 665, + 505, + 733 + ], + "lines": [ + { + "bbox": [ + 105, + 664, + 505, + 677 + ], + "spans": [ + { + "bbox": [ + 105, + 664, + 505, + 677 + ], + "score": 1.0, + "content": "In Iterative Stag-Hunt, two agents play 10 rounds, that is, both PPO’s trajectory length and episode", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 676, + 504, + 690 + ], + "spans": [ + { + "bbox": [ + 105, + 676, + 360, + 690 + ], + "score": 1.0, + "content": "length are 10. Action of each agent is a 1-dimensional vector,", + "type": "text" + }, + { + "bbox": [ + 361, + 676, + 446, + 689 + ], + "score": 0.93, + "content": "a _ { i } = \\{ t _ { i } , \\stackrel { . } { i } \\in \\{ 0 , 1 \\} \\bar \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 446, + 676, + 477, + 690 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 477, + 677, + 504, + 687 + ], + "score": 0.9, + "content": "t _ { i } = 0", + "type": "inline_equation" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 236, + 700 + ], + "score": 1.0, + "content": "denotes taking Stag action and", + "type": "text" + }, + { + "bbox": [ + 236, + 688, + 264, + 698 + ], + "score": 0.92, + "content": "t _ { i } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 265, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "denotes taking Hare action. Observation of each agent is", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 104, + 695, + 507, + 716 + ], + "spans": [ + { + "bbox": [ + 104, + 695, + 353, + 716 + ], + "score": 1.0, + "content": "actions taking by itself and its opponent in the last round, i.e.,", + "type": "text" + }, + { + "bbox": [ + 353, + 698, + 474, + 712 + ], + "score": 0.92, + "content": "o _ { i } ^ { r } = \\{ a _ { i } ^ { r - 1 } , a _ { 1 - i } ^ { r - 1 } ; i \\in \\{ 0 , 1 \\} \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 475, + 695, + 507, + 716 + ], + "score": 1.0, + "content": ", where", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 106, + 709, + 506, + 722 + ], + "spans": [ + { + "bbox": [ + 106, + 712, + 113, + 720 + ], + "score": 0.62, + "content": "r", + "type": "inline_equation" + }, + { + "bbox": [ + 113, + 709, + 506, + 722 + ], + "score": 1.0, + "content": "denotes the playing round. Note that neither agent has taken action at the first round, so the", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 720, + 222, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 155, + 733 + ], + "score": 1.0, + "content": "observation", + "type": "text" + }, + { + "bbox": [ + 155, + 720, + 218, + 732 + ], + "score": 0.94, + "content": "o _ { i } \\dot { = } \\dot { \\{ - 1 , - 1 \\} }", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 720, + 222, + 733 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 35.5 + } + ], + "page_idx": 14, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 26, + 292, + 38 + ], + "lines": [ + { + "bbox": [ + 106, + 25, + 293, + 39 + ], + "spans": [ + { + "bbox": [ + 106, + 25, + 293, + 39 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 310, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 765 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 765 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 15, + "width": 13 + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 495, + 589, + 504, + 599 + ], + "lines": [ + { + "bbox": [ + 496, + 590, + 504, + 599 + ], + "spans": [ + { + "bbox": [ + 496, + 590, + 504, + 599 + ], + "score": 0.999, + "content": "□", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 105 + ], + "lines": [ + { + "bbox": [ + 105, + 81, + 505, + 96 + ], + "spans": [ + { + "bbox": [ + 105, + 81, + 505, + 96 + ], + "score": 1.0, + "content": "We would suggest to visit https://sites.google.com/view/staghuntrpg for example", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 104, + 91, + 138, + 107 + ], + "spans": [ + { + "bbox": [ + 104, + 91, + 138, + 107 + ], + "score": 1.0, + "content": "videos.", + "type": "text" + } + ], + "index": 1 + } + ], + "index": 0.5, + "bbox_fs": [ + 104, + 81, + 505, + 107 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 122, + 170, + 136 + ], + "lines": [ + { + "bbox": [ + 105, + 120, + 171, + 138 + ], + "spans": [ + { + "bbox": [ + 105, + 120, + 171, + 138 + ], + "score": 1.0, + "content": "A PROOFS", + "type": "text" + } + ], + "index": 2 + } + ], + "index": 2 + }, + { + "type": "text", + "bbox": [ + 106, + 149, + 505, + 182 + ], + "lines": [ + { + "bbox": [ + 106, + 149, + 506, + 162 + ], + "spans": [ + { + "bbox": [ + 106, + 149, + 381, + 162 + ], + "score": 1.0, + "content": "Proof of Theorem 1. We apply self-play policy gradient to optimize", + "type": "text" + }, + { + "bbox": [ + 381, + 150, + 392, + 160 + ], + "score": 0.88, + "content": "\\theta _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 392, + 149, + 410, + 162 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 410, + 150, + 420, + 160 + ], + "score": 0.86, + "content": "\\theta _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 421, + 149, + 506, + 162 + ], + "score": 1.0, + "content": ". Here we consider a", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 160, + 506, + 173 + ], + "spans": [ + { + "bbox": [ + 105, + 160, + 258, + 173 + ], + "score": 1.0, + "content": "projected version, i.e., if at some time", + "type": "text" + }, + { + "bbox": [ + 259, + 162, + 263, + 170 + ], + "score": 0.56, + "content": "t", + "type": "inline_equation" + }, + { + "bbox": [ + 264, + 160, + 267, + 173 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 267, + 161, + 277, + 171 + ], + "score": 0.8, + "content": "\\theta _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 278, + 160, + 290, + 173 + ], + "score": 1.0, + "content": "or", + "type": "text" + }, + { + "bbox": [ + 290, + 160, + 332, + 172 + ], + "score": 0.92, + "content": "\\theta _ { 2 } \\notin [ 0 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 332, + 160, + 398, + 173 + ], + "score": 1.0, + "content": ", we project it to", + "type": "text" + }, + { + "bbox": [ + 398, + 161, + 419, + 172 + ], + "score": 0.8, + "content": "[ 0 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 419, + 160, + 506, + 173 + ], + "score": 1.0, + "content": "to ensure it is a valid", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 106, + 170, + 157, + 182 + ], + "spans": [ + { + "bbox": [ + 106, + 170, + 157, + 182 + ], + "score": 1.0, + "content": "distribution.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4, + "bbox_fs": [ + 105, + 149, + 506, + 182 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 187, + 299, + 199 + ], + "lines": [ + { + "bbox": [ + 105, + 186, + 298, + 202 + ], + "spans": [ + { + "bbox": [ + 105, + 186, + 267, + 202 + ], + "score": 1.0, + "content": "We first compute the utility given a pair", + "type": "text" + }, + { + "bbox": [ + 267, + 187, + 298, + 200 + ], + "score": 0.92, + "content": "( \\theta _ { 1 } , \\theta _ { 2 } )", + "type": "inline_equation" + } + ], + "index": 6 + } + ], + "index": 6, + "bbox_fs": [ + 105, + 186, + 298, + 202 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 162, + 205, + 448, + 236 + ], + "lines": [ + { + "bbox": [ + 162, + 205, + 448, + 236 + ], + "spans": [ + { + "bbox": [ + 162, + 205, + 448, + 236 + ], + "score": 0.91, + "content": "\\begin{array} { l c r } { { U _ { 1 } ( \\theta _ { 1 } , \\theta _ { 2 } ) = a \\theta _ { 1 } \\theta _ { 2 } + c \\theta _ { 1 } ( 1 - \\theta _ { 2 } ) + b ( 1 - \\theta _ { 1 } ) \\theta _ { 2 } + d ( 1 - \\theta _ { 1 } ) ( 1 - \\theta _ { 2 } ) } } \\\\ { { { } } } \\\\ { { U _ { 2 } ( \\theta _ { 1 } , \\theta _ { 2 } ) = a \\theta _ { 1 } \\theta _ { 2 } + b \\theta _ { 1 } ( 1 - \\theta _ { 2 } ) + c ( 1 - \\theta _ { 1 } ) \\theta _ { 2 } + d ( 1 - \\theta _ { 1 } ) ( 1 - \\theta _ { 2 } ) . } } \\end{array}", + "type": "interline_equation", + "image_path": "68b99994622a3d476f355b13a0785c66ce6f22cab7b21bbea76afbc605302062.jpg" + } + ] + } + ], + "index": 8, + "virtual_lines": [ + { + "bbox": [ + 162, + 205, + 448, + 215.33333333333334 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 162, + 215.33333333333334, + 448, + 225.66666666666669 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 162, + 225.66666666666669, + 448, + 236.00000000000003 + ], + "spans": [], + "index": 9 + } + ] + }, + { + "type": "text", + "bbox": [ + 107, + 241, + 252, + 253 + ], + "lines": [ + { + "bbox": [ + 106, + 240, + 252, + 255 + ], + "spans": [ + { + "bbox": [ + 106, + 240, + 252, + 255 + ], + "score": 1.0, + "content": "We can compute the policy gradient", + "type": "text" + } + ], + "index": 10 + } + ], + "index": 10, + "bbox_fs": [ + 106, + 240, + 252, + 255 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 142, + 258, + 468, + 290 + ], + "lines": [ + { + "bbox": [ + 142, + 258, + 468, + 290 + ], + "spans": [ + { + "bbox": [ + 142, + 258, + 468, + 290 + ], + "score": 0.91, + "content": "\\begin{array} { l } { \\nabla U _ { 1 } ( \\theta _ { 1 } , \\theta _ { 2 } ) = a \\theta _ { 2 } + c ( 1 - 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In order to make Inequality equation 1 to hold, we need at", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 382, + 209, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 382, + 209, + 399 + ], + "score": 1.0, + "content": "least either θ1, θ2 ≥ 11+\u000f .", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 19.5, + "bbox_fs": [ + 105, + 371, + 506, + 399 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 405, + 505, + 441 + ], + "lines": [ + { + "bbox": [ + 101, + 401, + 505, + 430 + ], + "spans": [ + { + "bbox": [ + 101, + 401, + 168, + 430 + ], + "score": 1.0, + "content": "If we initialize", + "type": "text" + }, + { + "bbox": [ + 168, + 410, + 212, + 422 + ], + "score": 0.92, + "content": "\\theta _ { 1 } \\sim [ 0 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 213, + 401, + 231, + 430 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 231, + 410, + 275, + 422 + ], + "score": 0.92, + "content": "\\theta _ { 2 } \\sim [ 0 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 275, + 401, + 378, + 430 + ], + "score": 1.0, + "content": ", the probability of either", + "type": "text" + }, + { + "bbox": [ + 378, + 408, + 431, + 424 + ], + "score": 0.91, + "content": "\\theta _ { 1 } , \\theta _ { 2 } \\geq \\frac { 1 } { 1 + \\epsilon }", + "type": "inline_equation" + }, + { + "bbox": [ + 432, + 401, + 442, + 430 + ], + "score": 1.0, + "content": "is", + "type": "text" + }, + { + "bbox": [ + 443, + 403, + 505, + 426 + ], + "score": 0.89, + "content": "\\begin{array} { r l r } { \\mathrm { ~ } } & { { } } & { 1 - \\left( \\frac { 1 } { 1 + \\epsilon } \\right) ^ { 2 } = } \\end{array}", + "type": "inline_equation" + } + ], + "index": 21 + }, + { + "bbox": [ + 104, + 425, + 182, + 444 + ], + "spans": [ + { + "bbox": [ + 104, + 425, + 182, + 444 + ], + "score": 1.0, + "content": "2\u000f+\u000f 1+2\u000f+\u000f2 = O (\u000f).", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 21.5, + "bbox_fs": [ + 101, + 401, + 505, + 444 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 459, + 505, + 482 + ], + "lines": [ + { + "bbox": [ + 106, + 459, + 505, + 472 + ], + "spans": [ + { + "bbox": [ + 106, + 459, + 505, + 472 + ], + "score": 1.0, + "content": "Proof of Theorem 2. Using a similar observation as in Theorem 1, we know a necessary condition to", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 470, + 277, + 483 + ], + "spans": [ + { + "bbox": [ + 106, + 470, + 277, + 483 + ], + "score": 1.0, + "content": "make PG converge to a sub-optimal NE is", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 23.5, + "bbox_fs": [ + 106, + 459, + 505, + 483 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 171, + 488, + 439, + 502 + ], + "lines": [ + { + "bbox": [ + 171, + 488, + 439, + 502 + ], + "spans": [ + { + "bbox": [ + 171, + 488, + 439, + 502 + ], + "score": 0.8, + "content": "( a + d - b - c ) \\theta _ { 1 } + c - d < 0 \\mathrm { o r } ( a + d - b - c ) \\theta _ { 2 } + c - d < 0 .", + "type": "interline_equation", + "image_path": "32e597d0721196406735449d57a521e40d29916765a22d24d63a445c2e966fc6.jpg" + } + ] + } + ], + "index": 25, + "virtual_lines": [ + { + "bbox": [ + 171, + 488, + 439, + 502 + ], + "spans": [], + "index": 25 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 510, + 504, + 533 + ], + "lines": [ + { + "bbox": [ + 105, + 509, + 505, + 523 + ], + "spans": [ + { + "bbox": [ + 105, + 509, + 253, + 523 + ], + "score": 1.0, + "content": "Based on our generating scheme on", + "type": "text" + }, + { + "bbox": [ + 254, + 510, + 288, + 522 + ], + "score": 0.92, + "content": "a , b , c , d", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 509, + 420, + 523 + ], + "score": 1.0, + "content": "and the initialization scheme on", + "type": "text" + }, + { + "bbox": [ + 420, + 510, + 444, + 522 + ], + "score": 0.91, + "content": "\\theta _ { 1 } , \\theta _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 444, + 509, + 505, + 523 + ], + "score": 1.0, + "content": ", we can verify", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 521, + 283, + 533 + ], + "spans": [ + { + "bbox": [ + 106, + 521, + 283, + 533 + ], + "score": 1.0, + "content": "that Therefore, via a union bound, we know", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 26.5, + "bbox_fs": [ + 105, + 509, + 505, + 533 + ] + }, + { + "type": "interline_equation", + "bbox": [ + 150, + 539, + 460, + 553 + ], + "lines": [ + { + "bbox": [ + 150, + 539, + 460, + 553 + ], + "spans": [ + { + "bbox": [ + 150, + 539, + 460, + 553 + ], + "score": 0.87, + "content": "\\mathbb { P } \\left( ( a + d - b - c ) \\theta _ { 1 } + c - d < 0 \\mathrm { o r } ( a + d - b - c ) \\theta _ { 2 } + c - d < 0 \\right) \\le 0 . 6 .", + "type": "interline_equation", + "image_path": "8095c9a791964137c7815d82d7320884e7b6395bb4498a96713e5a105323eb5e.jpg" + } + ] + } + ], + "index": 28, + "virtual_lines": [ + { + "bbox": [ + 150, + 539, + 460, + 553 + ], + "spans": [], + "index": 28 + } + ] + }, + { + "type": "text", + "bbox": [ + 105, + 560, + 505, + 583 + ], + "lines": [ + { + "bbox": [ + 105, + 559, + 506, + 574 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 384, + 574 + ], + "score": 1.0, + "content": "Since each round is independent, the probability that PG fails for all", + "type": "text" + }, + { + "bbox": [ + 385, + 561, + 395, + 570 + ], + "score": 0.84, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 559, + 506, + 574 + ], + "score": 1.0, + "content": "times is upper bounded by", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 107, + 568, + 485, + 586 + ], + "spans": [ + { + "bbox": [ + 107, + 571, + 128, + 583 + ], + "score": 0.87, + "content": "0 . 6 ^ { N }", + "type": "inline_equation" + }, + { + "bbox": [ + 128, + 568, + 353, + 586 + ], + "score": 1.0, + "content": ". 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Action of each agent is a 1-dimensional vector,", + "type": "text" + }, + { + "bbox": [ + 361, + 676, + 446, + 689 + ], + "score": 0.93, + "content": "a _ { i } = \\{ t _ { i } , \\stackrel { . } { i } \\in \\{ 0 , 1 \\} \\bar \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 446, + 676, + 477, + 690 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 477, + 677, + 504, + 687 + ], + "score": 0.9, + "content": "t _ { i } = 0", + "type": "inline_equation" + } + ], + "index": 34 + }, + { + "bbox": [ + 106, + 687, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 106, + 687, + 236, + 700 + ], + "score": 1.0, + "content": "denotes taking Stag action and", + "type": "text" + }, + { + "bbox": [ + 236, + 688, + 264, + 698 + ], + "score": 0.92, + "content": "t _ { i } = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 265, + 687, + 506, + 700 + ], + "score": 1.0, + "content": "denotes taking Hare action. 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Note that neither agent has taken action at the first round, so the", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 106, + 720, + 222, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 155, + 733 + ], + "score": 1.0, + "content": "observation", + "type": "text" + }, + { + "bbox": [ + 155, + 720, + 218, + 732 + ], + "score": 0.94, + "content": "o _ { i } \\dot { = } \\dot { \\{ - 1 , - 1 \\} }", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 720, + 222, + 733 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 35.5, + "bbox_fs": [ + 104, + 664, + 507, + 733 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 208, + 82, + 401, + 229 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 208, + 82, + 401, + 229 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 208, + 82, + 401, + 229 + ], + "spans": [ + { + "bbox": [ + 208, + 82, + 401, + 229 + ], + "score": 0.97, + "type": "image", + "image_path": "ecb1c5758c174c7779536c9c9401a57f7f50e11e4031e63f41710ce690e3ac2a.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 208, + 82, + 401, + 95.36363636363636 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 208, + 95.36363636363636, + 401, + 108.72727272727272 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 208, + 108.72727272727272, + 401, + 122.09090909090908 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 208, + 122.09090909090908, + 401, + 135.45454545454544 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 208, + 135.45454545454544, + 401, + 148.8181818181818 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 208, + 148.8181818181818, + 401, + 162.1818181818182 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 208, + 162.1818181818182, + 401, + 175.54545454545456 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 208, + 175.54545454545456, + 401, + 188.90909090909093 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 208, + 188.90909090909093, + 401, + 202.2727272727273 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 208, + 202.2727272727273, + 401, + 215.63636363636368 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 208, + 215.63636363636368, + 401, + 229.00000000000006 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 184, + 241, + 424, + 253 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 182, + 238, + 426, + 256 + ], + "spans": [ + { + "bbox": [ + 182, + 238, + 426, + 256 + ], + "score": 1.0, + "content": "Figure 12: Results on Monster-Hunt with 3 agents (3 seeds).", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + } + ], + "index": 8.0 + }, + { + "type": "title", + "bbox": [ + 107, + 275, + 190, + 286 + ], + "lines": [ + { + "bbox": [ + 105, + 274, + 191, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 274, + 191, + 288 + ], + "score": 1.0, + "content": "B.2 Monster-Hunt", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 107, + 296, + 506, + 458 + ], + "lines": [ + { + "bbox": [ + 105, + 294, + 507, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 294, + 456, + 310 + ], + "score": 1.0, + "content": "In Monster-Hunt, two agents can move one step in any of the four cardinal directions", + "type": "text" + }, + { + "bbox": [ + 456, + 297, + 503, + 308 + ], + "score": 0.54, + "content": "( U p , D o w n", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 294, + 507, + 310 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 307, + 506, + 320 + ], + "spans": [ + { + "bbox": [ + 106, + 307, + 250, + 320 + ], + "score": 1.0, + "content": "Left, Right) at each timestep. Let", + "type": "text" + }, + { + "bbox": [ + 250, + 307, + 342, + 319 + ], + "score": 0.93, + "content": "a _ { i } = \\{ t _ { i } , i \\stackrel { - } { \\in } \\{ 0 , 1 \\} \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 307, + 439, + 320 + ], + "score": 1.0, + "content": "denote action of agent", + "type": "text" + }, + { + "bbox": [ + 439, + 308, + 444, + 317 + ], + "score": 0.63, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 444, + 307, + 477, + 320 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 477, + 308, + 486, + 318 + ], + "score": 0.85, + "content": "t _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 486, + 307, + 506, + 320 + ], + "score": 1.0, + "content": "is a", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 317, + 506, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 317, + 506, + 330 + ], + "score": 1.0, + "content": "discrete 4-dimensional one-hot vector. The position of each agent can not exceed the border of 5-by-5", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 329, + 506, + 342 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 506, + 342 + ], + "score": 1.0, + "content": "grid, where action execution is invalid. One Monster and two apples respawn in the different grids", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 339, + 506, + 353 + ], + "spans": [ + { + "bbox": [ + 105, + 339, + 506, + 353 + ], + "score": 1.0, + "content": "at the initialization. If an agent eats (move over in the grid world) an apple, it can gain 2 points.", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 349, + 506, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 349, + 506, + 364 + ], + "score": 1.0, + "content": "Sometimes, two agents may try to eat the same apple, the points will be randomly assigned to only", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 360, + 506, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 506, + 375 + ], + "score": 1.0, + "content": "one agent. Catching the monster alone causes an agent lose 2 points, but if two agents catch the stag", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 371, + 506, + 384 + ], + "spans": [ + { + "bbox": [ + 106, + 371, + 506, + 384 + ], + "score": 1.0, + "content": "simultaneously, each agent can gain 5 points. At each time step, the monster and apples will respawn", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 382, + 506, + 395 + ], + "spans": [ + { + "bbox": [ + 105, + 382, + 506, + 395 + ], + "score": 1.0, + "content": "randomly elsewhere in the grid world if they are wiped. In addition, the monster chases the agent", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 393, + 506, + 406 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 506, + 406 + ], + "score": 1.0, + "content": "closest to it at each timestep. The monster may move over the apple during the chase, in this case,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 403, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 106, + 403, + 505, + 416 + ], + "score": 1.0, + "content": "the agent will gain the sum of points if it catches the monster and the apple exactly. Each agent’s", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 413, + 506, + 428 + ], + "spans": [ + { + "bbox": [ + 105, + 413, + 154, + 428 + ], + "score": 1.0, + "content": "observation", + "type": "text" + }, + { + "bbox": [ + 155, + 416, + 164, + 425 + ], + "score": 0.84, + "content": "o _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 164, + 413, + 454, + 428 + ], + "score": 1.0, + "content": "is a 10-dimensional vector and formed by concatenating its own position", + "type": "text" + }, + { + "bbox": [ + 454, + 416, + 464, + 426 + ], + "score": 0.83, + "content": "p _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 413, + 506, + 428 + ], + "score": 1.0, + "content": ", the other", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 425, + 507, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 425, + 173, + 440 + ], + "score": 1.0, + "content": "agent’s position", + "type": "text" + }, + { + "bbox": [ + 173, + 427, + 193, + 437 + ], + "score": 0.88, + "content": "p _ { 1 - i }", + "type": "inline_equation" + }, + { + "bbox": [ + 193, + 425, + 422, + 440 + ], + "score": 1.0, + "content": ", monster’s positionpmonster and sorted apples’ position", + "type": "text" + }, + { + "bbox": [ + 423, + 427, + 485, + 438 + ], + "score": 0.36, + "content": "p _ { a p p l e 0 } , p _ { a p p l e 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 485, + 425, + 507, + 440 + ], + "score": 1.0, + "content": ", i.e.,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 107, + 436, + 506, + 450 + ], + "spans": [ + { + "bbox": [ + 107, + 436, + 165, + 448 + ], + "score": 0.84, + "content": "o _ { i } = \\{ p _ { i } , p _ { 1 - i }", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 436, + 274, + 450 + ], + "score": 1.0, + "content": ", pmonster, papple0, papple1;", + "type": "text" + }, + { + "bbox": [ + 274, + 436, + 320, + 448 + ], + "score": 0.67, + "content": "i \\in \\{ 0 , 1 \\} \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 436, + 352, + 450 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 352, + 436, + 394, + 448 + ], + "score": 0.93, + "content": "\\boldsymbol { p } = \\left( u , v \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 436, + 506, + 450 + ], + "score": 1.0, + "content": "denotes the 2-dimensional", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 447, + 224, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 447, + 224, + 459 + ], + "score": 1.0, + "content": "coordinates in the gridworld.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 20 + }, + { + "type": "title", + "bbox": [ + 107, + 473, + 314, + 484 + ], + "lines": [ + { + "bbox": [ + 106, + 473, + 315, + 485 + ], + "spans": [ + { + "bbox": [ + 106, + 473, + 315, + 485 + ], + "score": 1.0, + "content": "B.3 Monster-Hunt WITH MORE THAN 2 AGENTS", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 107, + 494, + 505, + 582 + ], + "lines": [ + { + "bbox": [ + 106, + 495, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 106, + 495, + 349, + 506 + ], + "score": 1.0, + "content": "Here we consider extending RPG to the general setting of", + "type": "text" + }, + { + "bbox": [ + 349, + 495, + 359, + 504 + ], + "score": 0.8, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 495, + 505, + 506 + ], + "score": 1.0, + "content": "agents. In most of the multi-agent", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 505, + 506, + 517 + ], + "spans": [ + { + "bbox": [ + 106, + 505, + 506, + 517 + ], + "score": 1.0, + "content": "games, the reward function are fully symmetric for the same type of agents. Hence, as long as we", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 515, + 506, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 506, + 528 + ], + "score": 1.0, + "content": "can formulate the reward function in a linear form over a feature vector and a shared weight, i.e.,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 525, + 506, + 540 + ], + "spans": [ + { + "bbox": [ + 106, + 526, + 288, + 538 + ], + "score": 0.89, + "content": "R ( s , a _ { 1 } , \\ldots , a _ { N } ; i ) = \\phi ( s , a _ { 1 } , \\ldots , a _ { N } ; i ) ^ { T } w _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 525, + 506, + 540 + ], + "score": 1.0, + "content": ", we can directly apply RPG without any modification", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 537, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 151, + 551 + ], + "score": 1.0, + "content": "by setting", + "type": "text" + }, + { + "bbox": [ + 151, + 538, + 402, + 550 + ], + "score": 0.85, + "content": "\\mathcal { R } = \\{ R _ { w } : R _ { w } ( s , a _ { 1 } , \\ldots , a _ { N } ; i ) = \\phi ( s , a _ { 1 } , \\ldots , a _ { N } ; i ) ^ { T } w \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 403, + 537, + 505, + 551 + ], + "score": 1.0, + "content": ". Note that typically the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 548, + 506, + 562 + ], + "spans": [ + { + "bbox": [ + 105, + 548, + 230, + 562 + ], + "score": 1.0, + "content": "dimension of the feature vector", + "type": "text" + }, + { + "bbox": [ + 230, + 550, + 248, + 561 + ], + "score": 0.89, + "content": "\\phi ( \\cdot )", + "type": "inline_equation" + }, + { + "bbox": [ + 248, + 548, + 432, + 562 + ], + "score": 1.0, + "content": "remains fixed w.r.t. different number of agents", + "type": "text" + }, + { + "bbox": [ + 432, + 550, + 448, + 560 + ], + "score": 0.64, + "content": "( N )", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 548, + 506, + 562 + ], + "score": 1.0, + "content": ". For example,", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 559, + 506, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 506, + 573 + ], + "score": 1.0, + "content": "in the Agar.io game, no matter how many players are there in the game, the rule of how to get reward", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 570, + 262, + 583 + ], + "spans": [ + { + "bbox": [ + 105, + 570, + 262, + 583 + ], + "score": 1.0, + "content": "bonus and penalties remains the same.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32.5 + }, + { + "type": "text", + "bbox": [ + 108, + 587, + 503, + 621 + ], + "lines": [ + { + "bbox": [ + 105, + 586, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 505, + 599 + ], + "score": 1.0, + "content": "Here, we experiment RPG in Monster-Hunt with 3 agents. The results are shown in Fig. 12. We", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 597, + 505, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 505, + 611 + ], + "score": 1.0, + "content": "consider baselines including the standard PG (PG) and population-based training (PBT). RPG reliably", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 609, + 477, + 622 + ], + "spans": [ + { + "bbox": [ + 106, + 609, + 477, + 622 + ], + "score": 1.0, + "content": "discovers a strong cooperation strategy with a substantially higher reward than the baselines.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38 + }, + { + "type": "title", + "bbox": [ + 107, + 635, + 176, + 646 + ], + "lines": [ + { + "bbox": [ + 105, + 633, + 177, + 648 + ], + "spans": [ + { + "bbox": [ + 105, + 633, + 177, + 648 + ], + "score": 1.0, + "content": "B.4 Escalation", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40 + }, + { + "type": "text", + "bbox": [ + 107, + 655, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 655, + 505, + 669 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 505, + 669 + ], + "score": 1.0, + "content": "In Escalation, two agents appear randomly and one grid lights up at the initialization. If two agents", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 667, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 505, + 679 + ], + "score": 1.0, + "content": "step on the lit grid simultaneously, each agent can gain 1 point, and the lit grid will go out with an", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 678, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 106, + 678, + 506, + 690 + ], + "score": 1.0, + "content": "adjacent grid lighting up. Both agents can gain 1 point again if they step on the next lit grid together.", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 688, + 506, + 702 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 339, + 702 + ], + "score": 1.0, + "content": "But if one agent steps off the path, the other agent will lose", + "type": "text" + }, + { + "bbox": [ + 339, + 689, + 360, + 699 + ], + "score": 0.84, + "content": "0 . 9 L", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 688, + 415, + 702 + ], + "score": 1.0, + "content": "points, where", + "type": "text" + }, + { + "bbox": [ + 416, + 689, + 424, + 698 + ], + "score": 0.78, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 688, + 506, + 702 + ], + "score": 1.0, + "content": "is the current length", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "of stepping together, and the game is over. 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As the length", + "type": "text" + }, + { + "bbox": [ + 484, + 711, + 492, + 720 + ], + "score": 0.77, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 493, + 710, + 506, + 722 + ], + "score": 1.0, + "content": "of", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 105, + 720, + 505, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 721, + 382, + 734 + ], + "score": 1.0, + "content": "stepping together increases, the cost of betrayal increases linearly.", + "type": "text" + }, + { + "bbox": [ + 383, + 720, + 470, + 732 + ], + "score": 0.94, + "content": "a _ { i } = \\{ t _ { i } , i \\in \\{ 0 , 1 \\} \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 470, + 721, + 505, + 734 + ], + "score": 1.0, + "content": "denotes", + "type": "text" + } + ], + "index": 47 + } + ], + "index": 44 + } + ], + "page_idx": 15, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 752, + 310, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 13 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 208, + 82, + 401, + 229 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 208, + 82, + 401, + 229 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 208, + 82, + 401, + 229 + ], + "spans": [ + { + "bbox": [ + 208, + 82, + 401, + 229 + ], + "score": 0.97, + "type": "image", + "image_path": "ecb1c5758c174c7779536c9c9401a57f7f50e11e4031e63f41710ce690e3ac2a.jpg" + } + ] + } + ], + "index": 5, + "virtual_lines": [ + { + "bbox": [ + 208, + 82, + 401, + 95.36363636363636 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 208, + 95.36363636363636, + 401, + 108.72727272727272 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 208, + 108.72727272727272, + 401, + 122.09090909090908 + ], + "spans": [], + "index": 2 + }, + { + "bbox": [ + 208, + 122.09090909090908, + 401, + 135.45454545454544 + ], + "spans": [], + "index": 3 + }, + { + "bbox": [ + 208, + 135.45454545454544, + 401, + 148.8181818181818 + ], + "spans": [], + "index": 4 + }, + { + "bbox": [ + 208, + 148.8181818181818, + 401, + 162.1818181818182 + ], + "spans": [], + "index": 5 + }, + { + "bbox": [ + 208, + 162.1818181818182, + 401, + 175.54545454545456 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 208, + 175.54545454545456, + 401, + 188.90909090909093 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 208, + 188.90909090909093, + 401, + 202.2727272727273 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 208, + 202.2727272727273, + 401, + 215.63636363636368 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 208, + 215.63636363636368, + 401, + 229.00000000000006 + ], + "spans": [], + "index": 10 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 184, + 241, + 424, + 253 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 182, + 238, + 426, + 256 + ], + "spans": [ + { + "bbox": [ + 182, + 238, + 426, + 256 + ], + "score": 1.0, + "content": "Figure 12: Results on Monster-Hunt with 3 agents (3 seeds).", + "type": "text" + } + ], + "index": 11 + } + ], + "index": 11 + } + ], + "index": 8.0 + }, + { + "type": "title", + "bbox": [ + 107, + 275, + 190, + 286 + ], + "lines": [ + { + "bbox": [ + 105, + 274, + 191, + 288 + ], + "spans": [ + { + "bbox": [ + 105, + 274, + 191, + 288 + ], + "score": 1.0, + "content": "B.2 Monster-Hunt", + "type": "text" + } + ], + "index": 12 + } + ], + "index": 12 + }, + { + "type": "text", + "bbox": [ + 107, + 296, + 506, + 458 + ], + "lines": [ + { + "bbox": [ + 105, + 294, + 507, + 310 + ], + "spans": [ + { + "bbox": [ + 105, + 294, + 456, + 310 + ], + "score": 1.0, + "content": "In Monster-Hunt, two agents can move one step in any of the four cardinal directions", + "type": "text" + }, + { + "bbox": [ + 456, + 297, + 503, + 308 + ], + "score": 0.54, + "content": "( U p , D o w n", + "type": "inline_equation" + }, + { + "bbox": [ + 503, + 294, + 507, + 310 + ], + "score": 1.0, + "content": ",", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 106, + 307, + 506, + 320 + ], + "spans": [ + { + "bbox": [ + 106, + 307, + 250, + 320 + ], + "score": 1.0, + "content": "Left, Right) at each timestep. Let", + "type": "text" + }, + { + "bbox": [ + 250, + 307, + 342, + 319 + ], + "score": 0.93, + "content": "a _ { i } = \\{ t _ { i } , i \\stackrel { - } { \\in } \\{ 0 , 1 \\} \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 307, + 439, + 320 + ], + "score": 1.0, + "content": "denote action of agent", + "type": "text" + }, + { + "bbox": [ + 439, + 308, + 444, + 317 + ], + "score": 0.63, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 444, + 307, + 477, + 320 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 477, + 308, + 486, + 318 + ], + "score": 0.85, + "content": "t _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 486, + 307, + 506, + 320 + ], + "score": 1.0, + "content": "is a", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 317, + 506, + 330 + ], + "spans": [ + { + "bbox": [ + 105, + 317, + 506, + 330 + ], + "score": 1.0, + "content": "discrete 4-dimensional one-hot vector. The position of each agent can not exceed the border of 5-by-5", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 329, + 506, + 342 + ], + "spans": [ + { + "bbox": [ + 105, + 329, + 506, + 342 + ], + "score": 1.0, + "content": "grid, where action execution is invalid. One Monster and two apples respawn in the different grids", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 339, + 506, + 353 + ], + "spans": [ + { + "bbox": [ + 105, + 339, + 506, + 353 + ], + "score": 1.0, + "content": "at the initialization. If an agent eats (move over in the grid world) an apple, it can gain 2 points.", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 349, + 506, + 364 + ], + "spans": [ + { + "bbox": [ + 105, + 349, + 506, + 364 + ], + "score": 1.0, + "content": "Sometimes, two agents may try to eat the same apple, the points will be randomly assigned to only", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 360, + 506, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 360, + 506, + 375 + ], + "score": 1.0, + "content": "one agent. Catching the monster alone causes an agent lose 2 points, but if two agents catch the stag", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 371, + 506, + 384 + ], + "spans": [ + { + "bbox": [ + 106, + 371, + 506, + 384 + ], + "score": 1.0, + "content": "simultaneously, each agent can gain 5 points. At each time step, the monster and apples will respawn", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 105, + 382, + 506, + 395 + ], + "spans": [ + { + "bbox": [ + 105, + 382, + 506, + 395 + ], + "score": 1.0, + "content": "randomly elsewhere in the grid world if they are wiped. In addition, the monster chases the agent", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 393, + 506, + 406 + ], + "spans": [ + { + "bbox": [ + 105, + 393, + 506, + 406 + ], + "score": 1.0, + "content": "closest to it at each timestep. The monster may move over the apple during the chase, in this case,", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 106, + 403, + 505, + 416 + ], + "spans": [ + { + "bbox": [ + 106, + 403, + 505, + 416 + ], + "score": 1.0, + "content": "the agent will gain the sum of points if it catches the monster and the apple exactly. Each agent’s", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 413, + 506, + 428 + ], + "spans": [ + { + "bbox": [ + 105, + 413, + 154, + 428 + ], + "score": 1.0, + "content": "observation", + "type": "text" + }, + { + "bbox": [ + 155, + 416, + 164, + 425 + ], + "score": 0.84, + "content": "o _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 164, + 413, + 454, + 428 + ], + "score": 1.0, + "content": "is a 10-dimensional vector and formed by concatenating its own position", + "type": "text" + }, + { + "bbox": [ + 454, + 416, + 464, + 426 + ], + "score": 0.83, + "content": "p _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 464, + 413, + 506, + 428 + ], + "score": 1.0, + "content": ", the other", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 425, + 507, + 440 + ], + "spans": [ + { + "bbox": [ + 105, + 425, + 173, + 440 + ], + "score": 1.0, + "content": "agent’s position", + "type": "text" + }, + { + "bbox": [ + 173, + 427, + 193, + 437 + ], + "score": 0.88, + "content": "p _ { 1 - i }", + "type": "inline_equation" + }, + { + "bbox": [ + 193, + 425, + 422, + 440 + ], + "score": 1.0, + "content": ", monster’s positionpmonster and sorted apples’ position", + "type": "text" + }, + { + "bbox": [ + 423, + 427, + 485, + 438 + ], + "score": 0.36, + "content": "p _ { a p p l e 0 } , p _ { a p p l e 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 485, + 425, + 507, + 440 + ], + "score": 1.0, + "content": ", i.e.,", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 107, + 436, + 506, + 450 + ], + "spans": [ + { + "bbox": [ + 107, + 436, + 165, + 448 + ], + "score": 0.84, + "content": "o _ { i } = \\{ p _ { i } , p _ { 1 - i }", + "type": "inline_equation" + }, + { + "bbox": [ + 165, + 436, + 274, + 450 + ], + "score": 1.0, + "content": ", pmonster, papple0, papple1;", + "type": "text" + }, + { + "bbox": [ + 274, + 436, + 320, + 448 + ], + "score": 0.67, + "content": "i \\in \\{ 0 , 1 \\} \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 321, + 436, + 352, + 450 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 352, + 436, + 394, + 448 + ], + "score": 0.93, + "content": "\\boldsymbol { p } = \\left( u , v \\right)", + "type": "inline_equation" + }, + { + "bbox": [ + 395, + 436, + 506, + 450 + ], + "score": 1.0, + "content": "denotes the 2-dimensional", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 447, + 224, + 459 + ], + "spans": [ + { + "bbox": [ + 105, + 447, + 224, + 459 + ], + "score": 1.0, + "content": "coordinates in the gridworld.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 20, + "bbox_fs": [ + 105, + 294, + 507, + 459 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 473, + 314, + 484 + ], + "lines": [ + { + "bbox": [ + 106, + 473, + 315, + 485 + ], + "spans": [ + { + "bbox": [ + 106, + 473, + 315, + 485 + ], + "score": 1.0, + "content": "B.3 Monster-Hunt WITH MORE THAN 2 AGENTS", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "text", + "bbox": [ + 107, + 494, + 505, + 582 + ], + "lines": [ + { + "bbox": [ + 106, + 495, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 106, + 495, + 349, + 506 + ], + "score": 1.0, + "content": "Here we consider extending RPG to the general setting of", + "type": "text" + }, + { + "bbox": [ + 349, + 495, + 359, + 504 + ], + "score": 0.8, + "content": "N", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 495, + 505, + 506 + ], + "score": 1.0, + "content": "agents. In most of the multi-agent", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 106, + 505, + 506, + 517 + ], + "spans": [ + { + "bbox": [ + 106, + 505, + 506, + 517 + ], + "score": 1.0, + "content": "games, the reward function are fully symmetric for the same type of agents. Hence, as long as we", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 515, + 506, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 515, + 506, + 528 + ], + "score": 1.0, + "content": "can formulate the reward function in a linear form over a feature vector and a shared weight, i.e.,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 525, + 506, + 540 + ], + "spans": [ + { + "bbox": [ + 106, + 526, + 288, + 538 + ], + "score": 0.89, + "content": "R ( s , a _ { 1 } , \\ldots , a _ { N } ; i ) = \\phi ( s , a _ { 1 } , \\ldots , a _ { N } ; i ) ^ { T } w _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 288, + 525, + 506, + 540 + ], + "score": 1.0, + "content": ", we can directly apply RPG without any modification", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 537, + 505, + 551 + ], + "spans": [ + { + "bbox": [ + 105, + 537, + 151, + 551 + ], + "score": 1.0, + "content": "by setting", + "type": "text" + }, + { + "bbox": [ + 151, + 538, + 402, + 550 + ], + "score": 0.85, + "content": "\\mathcal { R } = \\{ R _ { w } : R _ { w } ( s , a _ { 1 } , \\ldots , a _ { N } ; i ) = \\phi ( s , a _ { 1 } , \\ldots , a _ { N } ; i ) ^ { T } w \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 403, + 537, + 505, + 551 + ], + "score": 1.0, + "content": ". Note that typically the", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 105, + 548, + 506, + 562 + ], + "spans": [ + { + "bbox": [ + 105, + 548, + 230, + 562 + ], + "score": 1.0, + "content": "dimension of the feature vector", + "type": "text" + }, + { + "bbox": [ + 230, + 550, + 248, + 561 + ], + "score": 0.89, + "content": "\\phi ( \\cdot )", + "type": "inline_equation" + }, + { + "bbox": [ + 248, + 548, + 432, + 562 + ], + "score": 1.0, + "content": "remains fixed w.r.t. different number of agents", + "type": "text" + }, + { + "bbox": [ + 432, + 550, + 448, + 560 + ], + "score": 0.64, + "content": "( N )", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 548, + 506, + 562 + ], + "score": 1.0, + "content": ". For example,", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 559, + 506, + 573 + ], + "spans": [ + { + "bbox": [ + 105, + 559, + 506, + 573 + ], + "score": 1.0, + "content": "in the Agar.io game, no matter how many players are there in the game, the rule of how to get reward", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 570, + 262, + 583 + ], + "spans": [ + { + "bbox": [ + 105, + 570, + 262, + 583 + ], + "score": 1.0, + "content": "bonus and penalties remains the same.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 32.5, + "bbox_fs": [ + 105, + 495, + 506, + 583 + ] + }, + { + "type": "text", + "bbox": [ + 108, + 587, + 503, + 621 + ], + "lines": [ + { + "bbox": [ + 105, + 586, + 505, + 599 + ], + "spans": [ + { + "bbox": [ + 105, + 586, + 505, + 599 + ], + "score": 1.0, + "content": "Here, we experiment RPG in Monster-Hunt with 3 agents. The results are shown in Fig. 12. We", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 597, + 505, + 611 + ], + "spans": [ + { + "bbox": [ + 105, + 597, + 505, + 611 + ], + "score": 1.0, + "content": "consider baselines including the standard PG (PG) and population-based training (PBT). RPG reliably", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 106, + 609, + 477, + 622 + ], + "spans": [ + { + "bbox": [ + 106, + 609, + 477, + 622 + ], + "score": 1.0, + "content": "discovers a strong cooperation strategy with a substantially higher reward than the baselines.", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 38, + "bbox_fs": [ + 105, + 586, + 505, + 622 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 635, + 176, + 646 + ], + "lines": [ + { + "bbox": [ + 105, + 633, + 177, + 648 + ], + "spans": [ + { + "bbox": [ + 105, + 633, + 177, + 648 + ], + "score": 1.0, + "content": "B.4 Escalation", + "type": "text" + } + ], + "index": 40 + } + ], + "index": 40 + }, + { + "type": "text", + "bbox": [ + 107, + 655, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 655, + 505, + 669 + ], + "spans": [ + { + "bbox": [ + 105, + 655, + 505, + 669 + ], + "score": 1.0, + "content": "In Escalation, two agents appear randomly and one grid lights up at the initialization. If two agents", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 105, + 667, + 505, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 505, + 679 + ], + "score": 1.0, + "content": "step on the lit grid simultaneously, each agent can gain 1 point, and the lit grid will go out with an", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 106, + 678, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 106, + 678, + 506, + 690 + ], + "score": 1.0, + "content": "adjacent grid lighting up. Both agents can gain 1 point again if they step on the next lit grid together.", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 105, + 688, + 506, + 702 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 339, + 702 + ], + "score": 1.0, + "content": "But if one agent steps off the path, the other agent will lose", + "type": "text" + }, + { + "bbox": [ + 339, + 689, + 360, + 699 + ], + "score": 0.84, + "content": "0 . 9 L", + "type": "inline_equation" + }, + { + "bbox": [ + 360, + 688, + 415, + 702 + ], + "score": 1.0, + "content": "points, where", + "type": "text" + }, + { + "bbox": [ + 416, + 689, + 424, + 698 + ], + "score": 0.78, + "content": "L", + "type": "inline_equation" + }, + { + "bbox": [ + 424, + 688, + 506, + 702 + ], + "score": 1.0, + "content": "is the current length", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "of stepping together, and the game is over. 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Each player", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 208, + 506, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 208, + 506, + 221 + ], + "score": 1.0, + "content": "controls one or more balls using only a cursor and 2 keyboard keys \"space\" and \"w\". all balls", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 220, + 506, + 232 + ], + "spans": [ + { + "bbox": [ + 106, + 220, + 506, + 232 + ], + "score": 1.0, + "content": "belonging to the player will move forward to where the cursor pointing at. Balls larger than a", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 229, + 505, + 243 + ], + "spans": [ + { + "bbox": [ + 105, + 229, + 505, + 243 + ], + "score": 1.0, + "content": "threshold will split to 2 smaller balls and rush ahead when the player pressing the key \"space\". Balls", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 240, + 506, + 254 + ], + "spans": [ + { + "bbox": [ + 106, + 240, + 506, + 254 + ], + "score": 1.0, + "content": "larger than another threshold will emit tiny motionless food-like balls when the player pressing \"w\".", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 252, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 106, + 252, + 505, + 264 + ], + "score": 1.0, + "content": "Agar.io has many play modes like \"Free-For-All\" mode (All players fight for their own and can eat", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 262, + 506, + 275 + ], + "spans": [ + { + "bbox": [ + 105, + 262, + 506, + 275 + ], + "score": 1.0, + "content": "each other) and \"Team\" mode (Players are separated to two groups. They should cooperate with other", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 274, + 412, + 286 + ], + "spans": [ + { + "bbox": [ + 106, + 274, + 412, + 286 + ], + "score": 1.0, + "content": "players in the same group and eat other players belonging to another group).", + "type": "text" + } + ], + "index": 13 + } + ], + "index": 9.5 + }, + { + "type": "text", + "bbox": [ + 107, + 290, + 505, + 462 + ], + "lines": [ + { + "bbox": [ + 105, + 289, + 506, + 302 + ], + "spans": [ + { + "bbox": [ + 105, + 289, + 506, + 302 + ], + "score": 1.0, + "content": "We simplified settings of the original game Agar.io: Now agents don’t need to emit tiny mo-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 300, + 506, + 313 + ], + "spans": [ + { + "bbox": [ + 105, + 300, + 506, + 313 + ], + "score": 1.0, + "content": "tionless balls and all fight with each other (FFA mode). 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When", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 688, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 506, + 701 + ], + "score": 1.0, + "content": "facing extreme danger (we define \"extreme danger\" as larger learn-based agents being very close", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "to it), it will use a 3-step deep-first-search to plan a best way for escape. More details of the script", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 709, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 723 + ], + "score": 1.0, + "content": "can be seen in our code. We played against the script-base agent using human intelligence for many", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 106, + 720, + 455, + 733 + ], + "spans": [ + { + "bbox": [ + 106, + 720, + 455, + 733 + ], + "score": 1.0, + "content": "times and we could never hunt it when having only one ball and rarely catch it by split.", + "type": "text" + } + ], + "index": 53 + } + ], + "index": 51 + } + ], + "page_idx": 16, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 105, + 25, + 293, + 39 + ], + "spans": [ + { + "bbox": [ + 105, + 25, + 293, + 39 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 310, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 13 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 107, + 82, + 505, + 137 + ], + "lines": [], + "index": 2, + "bbox_fs": [ + 104, + 83, + 507, + 139 + ], + "lines_deleted": true + }, + { + "type": "title", + "bbox": [ + 107, + 169, + 162, + 181 + ], + "lines": [ + { + "bbox": [ + 105, + 168, + 164, + 183 + ], + "spans": [ + { + "bbox": [ + 105, + 168, + 164, + 183 + ], + "score": 1.0, + "content": "B.5 Agar.io", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 5 + }, + { + "type": "text", + "bbox": [ + 107, + 197, + 505, + 285 + ], + "lines": [ + { + "bbox": [ + 106, + 198, + 505, + 210 + ], + "spans": [ + { + "bbox": [ + 106, + 198, + 505, + 210 + ], + "score": 1.0, + "content": "In the original online game Agar.io, multiple players are limited in a circle petri dish. Each player", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 208, + 506, + 221 + ], + "spans": [ + { + "bbox": [ + 105, + 208, + 506, + 221 + ], + "score": 1.0, + "content": "controls one or more balls using only a cursor and 2 keyboard keys \"space\" and \"w\". all balls", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 106, + 220, + 506, + 232 + ], + "spans": [ + { + "bbox": [ + 106, + 220, + 506, + 232 + ], + "score": 1.0, + "content": "belonging to the player will move forward to where the cursor pointing at. Balls larger than a", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 229, + 505, + 243 + ], + "spans": [ + { + "bbox": [ + 105, + 229, + 505, + 243 + ], + "score": 1.0, + "content": "threshold will split to 2 smaller balls and rush ahead when the player pressing the key \"space\". Balls", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 240, + 506, + 254 + ], + "spans": [ + { + "bbox": [ + 106, + 240, + 506, + 254 + ], + "score": 1.0, + "content": "larger than another threshold will emit tiny motionless food-like balls when the player pressing \"w\".", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 106, + 252, + 505, + 264 + ], + "spans": [ + { + "bbox": [ + 106, + 252, + 505, + 264 + ], + "score": 1.0, + "content": "Agar.io has many play modes like \"Free-For-All\" mode (All players fight for their own and can eat", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 262, + 506, + 275 + ], + "spans": [ + { + "bbox": [ + 105, + 262, + 506, + 275 + ], + "score": 1.0, + "content": "each other) and \"Team\" mode (Players are separated to two groups. 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But larger", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 385, + 506, + 399 + ], + "spans": [ + { + "bbox": [ + 105, + 385, + 506, + 399 + ], + "score": 1.0, + "content": "ball moves slower. So it’s really hard to catch smaller balls only by chasing after it. Split will help,", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 398, + 505, + 409 + ], + "spans": [ + { + "bbox": [ + 106, + 398, + 505, + 409 + ], + "score": 1.0, + "content": "but it needs high accuracy to rush to the proper direction. 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When", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 688, + 506, + 701 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 506, + 701 + ], + "score": 1.0, + "content": "facing extreme danger (we define \"extreme danger\" as larger learn-based agents being very close", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 506, + 712 + ], + "score": 1.0, + "content": "to it), it will use a 3-step deep-first-search to plan a best way for escape. More details of the script", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 105, + 709, + 505, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 709, + 505, + 723 + ], + "score": 1.0, + "content": "can be seen in our code. 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We consider", + "type": "text" + }, + { + "bbox": [ + 218, + 141, + 250, + 150 + ], + "score": 0.9, + "content": "N = 2", + "type": "inline_equation" + }, + { + "bbox": [ + 251, + 140, + 370, + 153 + ], + "score": 1.0, + "content": "agents with a policy profile", + "type": "text" + }, + { + "bbox": [ + 370, + 141, + 429, + 153 + ], + "score": 0.94, + "content": "\\pi = \\{ \\pi _ { 0 } , \\pi _ { 1 } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 430, + 140, + 505, + 153 + ], + "score": 1.0, + "content": "parameterized by", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 107, + 151, + 505, + 164 + ], + "spans": [ + { + "bbox": [ + 107, + 151, + 158, + 163 + ], + "score": 0.92, + "content": "\\theta = \\left\\{ \\theta _ { 0 } , \\theta _ { 1 } \\right\\}", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 151, + 244, + 164 + ], + "score": 1.0, + "content": ". 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Note that", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 222, + 505, + 234 + ], + "spans": [ + { + "bbox": [ + 106, + 222, + 253, + 234 + ], + "score": 1.0, + "content": "64-dimensional hidden state of GRU", + "type": "text" + }, + { + "bbox": [ + 254, + 222, + 261, + 232 + ], + "score": 0.68, + "content": "h", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 222, + 505, + 234 + ], + "score": 1.0, + "content": "will change if the policy network is updated. 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Adam", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 303, + 505, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 505, + 315 + ], + "score": 1.0, + "content": "optimizer is used to update network parameters and each experiment is executed for 3 times with", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 313, + 505, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 505, + 326 + ], + "score": 1.0, + "content": "random seeds. More optimization hyper-parameter settings are in Tab.6. In addition, Monster-Hunt", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 324, + 505, + 337 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 505, + 337 + ], + "score": 1.0, + "content": "also utilizes GRU modules to infer opponent’s identity during adaption training and the parallel", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 335, + 191, + 347 + ], + "spans": [ + { + "bbox": [ + 106, + 335, + 191, + 347 + ], + "score": 1.0, + "content": "threads are set to 64.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 18 + }, + { + "type": "text", + "bbox": [ + 107, + 352, + 505, + 395 + ], + "lines": [ + { + "bbox": [ + 106, + 351, + 505, + 364 + ], + "spans": [ + { + "bbox": [ + 106, + 351, + 459, + 364 + ], + "score": 1.0, + "content": "Count-based exploration: We just add the count-based exploration intrinsic reward", + "type": "text" + }, + { + "bbox": [ + 460, + 354, + 477, + 363 + ], + "score": 0.87, + "content": "r _ { i n t }", + "type": "inline_equation" + }, + { + "bbox": [ + 477, + 351, + 505, + 364 + ], + "score": 1.0, + "content": "to the", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 363, + 506, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 363, + 398, + 375 + ], + "score": 1.0, + "content": "environment reward during training. when the agent’s observation is o,", + "type": "text" + }, + { + "bbox": [ + 398, + 363, + 451, + 374 + ], + "score": 0.92, + "content": "r _ { i n t } = \\alpha / n _ { o }", + "type": "inline_equation" + }, + { + "bbox": [ + 451, + 363, + 479, + 375 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 479, + 364, + 487, + 372 + ], + "score": 0.8, + "content": "\\alpha", + "type": "inline_equation" + }, + { + "bbox": [ + 488, + 363, + 506, + 375 + ], + "score": 1.0, + "content": "is a", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 374, + 505, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 425, + 385 + ], + "score": 1.0, + "content": "hyperparameter adjusted properly (0.3 in Monster-Hunt and 1 in Escalation) and", + "type": "text" + }, + { + "bbox": [ + 426, + 375, + 437, + 384 + ], + "score": 0.86, + "content": "n _ { o }", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 374, + 505, + 385 + ], + "score": 1.0, + "content": "is the number of", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 384, + 264, + 397 + ], + "spans": [ + { + "bbox": [ + 106, + 384, + 264, + 397 + ], + "score": 1.0, + "content": "times the agent have the observation o.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 22.5 + }, + { + "type": "text", + "bbox": [ + 106, + 400, + 505, + 487 + ], + "lines": [ + { + "bbox": [ + 105, + 399, + 506, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 399, + 506, + 414 + ], + "score": 1.0, + "content": "DIAYN: In Monster-Hunt, we use DIAYN to train 10 diverse policy in the first 140k episodes", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 410, + 505, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 410, + 505, + 425 + ], + "score": 1.0, + "content": "(DIAYN’s discriminator has 3 FC layers with 256, 128, 10 units respectively) and choose the policy", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 423, + 505, + 435 + ], + "spans": [ + { + "bbox": [ + 106, + 423, + 505, + 435 + ], + "score": 1.0, + "content": "which has the best performance in Monster-Hunt’s reward settings to fine-tune in the next 280k", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 433, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 505, + 446 + ], + "score": 1.0, + "content": "episodes. Note that DIAYN doesn’t have a warm-start phase before fine-tuning in its original paper so", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 443, + 506, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 443, + 506, + 457 + ], + "score": 1.0, + "content": "we didn’t do so as well. Note that in the first unsupervised learning phase, DIAYN does not optimize", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 454, + 506, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 454, + 506, + 467 + ], + "score": 1.0, + "content": "for any specific reward function. Hence, we did not plot the reward curve for DIAYN in Fig.7 for this", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 465, + 505, + 478 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 505, + 478 + ], + "score": 1.0, + "content": "phase. 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While the value network takes as input observations", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 173, + 506, + 185 + ], + "spans": [ + { + "bbox": [ + 105, + 173, + 165, + 185 + ], + "score": 1.0, + "content": "of two agents,", + "type": "text" + }, + { + "bbox": [ + 166, + 173, + 218, + 185 + ], + "score": 0.94, + "content": "o = \\{ o _ { 0 } , o _ { 1 } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 218, + 173, + 351, + 185 + ], + "score": 1.0, + "content": "and outputs the V-value of agent", + "type": "text" + }, + { + "bbox": [ + 352, + 174, + 356, + 183 + ], + "score": 0.7, + "content": "i", + "type": "inline_equation" + }, + { + "bbox": [ + 357, + 173, + 506, + 185 + ], + "score": 1.0, + "content": ", similarly two hidden layers with 64", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 106, + 183, + 242, + 196 + ], + "spans": [ + { + "bbox": [ + 106, + 183, + 242, + 196 + ], + "score": 1.0, + "content": "units are added before the output.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 4.5, + "bbox_fs": [ + 105, + 130, + 506, + 196 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 200, + 505, + 287 + ], + "lines": [ + { + "bbox": [ + 106, + 200, + 505, + 213 + ], + "spans": [ + { + "bbox": [ + 106, + 200, + 505, + 213 + ], + "score": 1.0, + "content": "In Escalation, we also place an additional GRU module before the output in policy network and", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 105, + 210, + 506, + 223 + ], + "spans": [ + { + "bbox": [ + 105, + 210, + 506, + 223 + ], + "score": 1.0, + "content": "value network respectively, to infer opponent’s intentions from historical information. Note that", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 222, + 505, + 234 + ], + "spans": [ + { + "bbox": [ + 106, + 222, + 253, + 234 + ], + "score": 1.0, + "content": "64-dimensional hidden state of GRU", + "type": "text" + }, + { + "bbox": [ + 254, + 222, + 261, + 232 + ], + "score": 0.68, + "content": "h", + "type": "inline_equation" + }, + { + "bbox": [ + 261, + 222, + 505, + 234 + ], + "score": 1.0, + "content": "will change if the policy network is updated. In order to both", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 233, + 505, + 245 + ], + "spans": [ + { + "bbox": [ + 105, + 233, + 505, + 245 + ], + "score": 1.0, + "content": "keep forward information and use backward information to compute generalized advantage estimate", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 243, + 506, + 256 + ], + "spans": [ + { + "bbox": [ + 105, + 243, + 506, + 256 + ], + "score": 1.0, + "content": "(GAE) with enough trajectories, we split buffer data into small chunks, e.g., 10 consecutive timesteps", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 253, + 506, + 267 + ], + "spans": [ + { + "bbox": [ + 105, + 253, + 297, + 267 + ], + "score": 1.0, + "content": "as a small data chunk. The initial hidden state", + "type": "text" + }, + { + "bbox": [ + 298, + 254, + 318, + 265 + ], + "score": 0.91, + "content": "h _ { i n i t }", + "type": "inline_equation" + }, + { + "bbox": [ + 319, + 253, + 445, + 267 + ], + "score": 1.0, + "content": ", which is the first hidden state", + "type": "text" + }, + { + "bbox": [ + 446, + 254, + 457, + 265 + ], + "score": 0.87, + "content": "h _ { 0 }", + "type": "inline_equation" + }, + { + "bbox": [ + 457, + 253, + 506, + 267 + ], + "score": 1.0, + "content": ", is kept for", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 264, + 505, + 278 + ], + "spans": [ + { + "bbox": [ + 105, + 264, + 342, + 278 + ], + "score": 1.0, + "content": "each data chunk, but do another forward pass to re-compute", + "type": "text" + }, + { + "bbox": [ + 343, + 264, + 405, + 277 + ], + "score": 0.94, + "content": "\\{ h _ { 1 } , . . . , h _ { M - 1 } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 406, + 264, + 435, + 278 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 435, + 265, + 447, + 275 + ], + "score": 0.78, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 448, + 264, + 505, + 278 + ], + "score": 1.0, + "content": "represents the", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 105, + 275, + 391, + 289 + ], + "spans": [ + { + "bbox": [ + 105, + 275, + 391, + 289 + ], + "score": 1.0, + "content": "length of one data chunk, and keep buffer-reuse low, e.g., 4 in practice.", + "type": "text" + } + ], + "index": 15 + } + ], + "index": 11.5, + "bbox_fs": [ + 105, + 200, + 506, + 289 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 292, + 505, + 346 + ], + "lines": [ + { + "bbox": [ + 106, + 292, + 505, + 304 + ], + "spans": [ + { + "bbox": [ + 106, + 292, + 505, + 304 + ], + "score": 1.0, + "content": "Agents in Monster-Hunt and Escalation are trained by PPO with independent parameters. Adam", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 105, + 303, + 505, + 315 + ], + "spans": [ + { + "bbox": [ + 105, + 303, + 505, + 315 + ], + "score": 1.0, + "content": "optimizer is used to update network parameters and each experiment is executed for 3 times with", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 105, + 313, + 505, + 326 + ], + "spans": [ + { + "bbox": [ + 105, + 313, + 505, + 326 + ], + "score": 1.0, + "content": "random seeds. More optimization hyper-parameter settings are in Tab.6. In addition, Monster-Hunt", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 324, + 505, + 337 + ], + "spans": [ + { + "bbox": [ + 105, + 324, + 505, + 337 + ], + "score": 1.0, + "content": "also utilizes GRU modules to infer opponent’s identity during adaption training and the parallel", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 106, + 335, + 191, + 347 + ], + "spans": [ + { + "bbox": [ + 106, + 335, + 191, + 347 + ], + "score": 1.0, + "content": "threads are set to 64.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 18, + "bbox_fs": [ + 105, + 292, + 505, + 347 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 352, + 505, + 395 + ], + "lines": [ + { + "bbox": [ + 106, + 351, + 505, + 364 + ], + "spans": [ + { + "bbox": [ + 106, + 351, + 459, + 364 + ], + "score": 1.0, + "content": "Count-based exploration: We just add the count-based exploration intrinsic reward", + "type": "text" + }, + { + "bbox": [ + 460, + 354, + 477, + 363 + ], + "score": 0.87, + "content": "r _ { i n t }", + "type": "inline_equation" + }, + { + "bbox": [ + 477, + 351, + 505, + 364 + ], + "score": 1.0, + "content": "to the", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 105, + 363, + 506, + 375 + ], + "spans": [ + { + "bbox": [ + 105, + 363, + 398, + 375 + ], + "score": 1.0, + "content": "environment reward during training. when the agent’s observation is o,", + "type": "text" + }, + { + "bbox": [ + 398, + 363, + 451, + 374 + ], + "score": 0.92, + "content": "r _ { i n t } = \\alpha / n _ { o }", + "type": "inline_equation" + }, + { + "bbox": [ + 451, + 363, + 479, + 375 + ], + "score": 1.0, + "content": "where", + "type": "text" + }, + { + "bbox": [ + 479, + 364, + 487, + 372 + ], + "score": 0.8, + "content": "\\alpha", + "type": "inline_equation" + }, + { + "bbox": [ + 488, + 363, + 506, + 375 + ], + "score": 1.0, + "content": "is a", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 374, + 505, + 385 + ], + "spans": [ + { + "bbox": [ + 105, + 374, + 425, + 385 + ], + "score": 1.0, + "content": "hyperparameter adjusted properly (0.3 in Monster-Hunt and 1 in Escalation) and", + "type": "text" + }, + { + "bbox": [ + 426, + 375, + 437, + 384 + ], + "score": 0.86, + "content": "n _ { o }", + "type": "inline_equation" + }, + { + "bbox": [ + 437, + 374, + 505, + 385 + ], + "score": 1.0, + "content": "is the number of", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 106, + 384, + 264, + 397 + ], + "spans": [ + { + "bbox": [ + 106, + 384, + 264, + 397 + ], + "score": 1.0, + "content": "times the agent have the observation o.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 22.5, + "bbox_fs": [ + 105, + 351, + 506, + 397 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 400, + 505, + 487 + ], + "lines": [ + { + "bbox": [ + 105, + 399, + 506, + 414 + ], + "spans": [ + { + "bbox": [ + 105, + 399, + 506, + 414 + ], + "score": 1.0, + "content": "DIAYN: In Monster-Hunt, we use DIAYN to train 10 diverse policy in the first 140k episodes", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 410, + 505, + 425 + ], + "spans": [ + { + "bbox": [ + 105, + 410, + 505, + 425 + ], + "score": 1.0, + "content": "(DIAYN’s discriminator has 3 FC layers with 256, 128, 10 units respectively) and choose the policy", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 106, + 423, + 505, + 435 + ], + "spans": [ + { + "bbox": [ + 106, + 423, + 505, + 435 + ], + "score": 1.0, + "content": "which has the best performance in Monster-Hunt’s reward settings to fine-tune in the next 280k", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 105, + 433, + 505, + 446 + ], + "spans": [ + { + "bbox": [ + 105, + 433, + 505, + 446 + ], + "score": 1.0, + "content": "episodes. Note that DIAYN doesn’t have a warm-start phase before fine-tuning in its original paper so", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 105, + 443, + 506, + 457 + ], + "spans": [ + { + "bbox": [ + 105, + 443, + 506, + 457 + ], + "score": 1.0, + "content": "we didn’t do so as well. Note that in the first unsupervised learning phase, DIAYN does not optimize", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 105, + 454, + 506, + 467 + ], + "spans": [ + { + "bbox": [ + 105, + 454, + 506, + 467 + ], + "score": 1.0, + "content": "for any specific reward function. Hence, we did not plot the reward curve for DIAYN in Fig.7 for this", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 106, + 465, + 505, + 478 + ], + "spans": [ + { + "bbox": [ + 106, + 465, + 505, + 478 + ], + "score": 1.0, + "content": "phase. Instead, we simply put a dashed line showing the reward of the best selected pair of policies", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 105, + 474, + 211, + 491 + ], + "spans": [ + { + "bbox": [ + 105, + 474, + 211, + 491 + ], + "score": 1.0, + "content": "from DIAYN pretraining.", + "type": "text" + } + ], + "index": 32 + } + ], + "index": 28.5, + "bbox_fs": [ + 105, + 399, + 506, + 491 + ] + }, + { + "type": "text", + "bbox": [ + 106, + 492, + 503, + 514 + ], + "lines": [ + { + "bbox": [ + 105, + 491, + 505, + 506 + ], + "spans": [ + { + "bbox": [ + 105, + 491, + 505, + 506 + ], + "score": 1.0, + "content": "MAVEN: We use the open-sourced implementation of MAVEN from https://github.com/", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 504, + 219, + 515 + ], + "spans": [ + { + "bbox": [ + 106, + 504, + 219, + 515 + ], + "score": 1.0, + "content": "AnujMahajanOxf/MAVEN.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 33.5, + "bbox_fs": [ + 105, + 491, + 505, + 515 + ] + }, + { + "type": "text", + "bbox": [ + 107, + 520, + 505, + 563 + ], + "lines": [ + { + "bbox": [ + 106, + 520, + 505, + 532 + ], + "spans": [ + { + "bbox": [ + 106, + 520, + 505, + 532 + ], + "score": 1.0, + "content": "Population-based training: In each PBT trial, we straightforward train the same amount of parallel", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 530, + 505, + 543 + ], + "spans": [ + { + "bbox": [ + 105, + 530, + 505, + 543 + ], + "score": 1.0, + "content": "PG policies as RPG with different random seeds in each problem respectively and choose the one", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 105, + 541, + 506, + 554 + ], + "spans": [ + { + "bbox": [ + 105, + 541, + 506, + 554 + ], + "score": 1.0, + "content": "with best performance as the final policy. Note that the final training curve is averaged over 3 PBT", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 105, + 552, + 132, + 564 + ], + "spans": [ + { + "bbox": [ + 105, + 552, + 132, + 564 + ], + "score": 1.0, + "content": "trials.", + "type": "text" + } + ], + "index": 38 + } + ], + "index": 36.5, + "bbox_fs": [ + 105, + 520, + 506, + 564 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 580, + 162, + 592 + ], + "lines": [ + { + "bbox": [ + 105, + 579, + 165, + 594 + ], + "spans": [ + { + "bbox": [ + 105, + 579, + 165, + 594 + ], + "score": 1.0, + "content": "C.2 Agar.io", + "type": "text" + } + ], + "index": 39 + } + ], + "index": 39 + }, + { + "type": "text", + "bbox": [ + 107, + 602, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 601, + 505, + 615 + ], + "spans": [ + { + "bbox": [ + 105, + 601, + 505, + 615 + ], + "score": 1.0, + "content": "In Agar.io, we used PPO as our algorithm and agents’ networks were also organized by actor-critic", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 105, + 613, + 506, + 626 + ], + "spans": [ + { + "bbox": [ + 105, + 613, + 416, + 626 + ], + "score": 1.0, + "content": "(policy-value) architecture with a GRU unit (i.e., PPO-GRU). We consider", + "type": "text" + }, + { + "bbox": [ + 416, + 613, + 447, + 623 + ], + "score": 0.9, + "content": "N = 2", + "type": "inline_equation" + }, + { + "bbox": [ + 447, + 613, + 506, + 626 + ], + "score": 1.0, + "content": "agents with a", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 104, + 623, + 507, + 638 + ], + "spans": [ + { + "bbox": [ + 104, + 623, + 161, + 638 + ], + "score": 1.0, + "content": "policy profile", + "type": "text" + }, + { + "bbox": [ + 162, + 624, + 216, + 636 + ], + "score": 0.96, + "content": "\\pi = \\{ \\pi _ { 0 } , \\pi _ { 1 } \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 217, + 623, + 290, + 638 + ], + "score": 1.0, + "content": "sharing parameter", + "type": "text" + }, + { + "bbox": [ + 290, + 624, + 296, + 634 + ], + "score": 0.72, + "content": "\\theta", + "type": "inline_equation" + }, + { + "bbox": [ + 297, + 623, + 379, + 638 + ], + "score": 1.0, + "content": ". 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After that, the hidden state is copied to 2 heads for policy’s and", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 105, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "value’s output. The policy head starts with 2 FC layers both with 128 units and ends with 2 heads to", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 105, + 710, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 456, + 723 + ], + "score": 1.0, + "content": "generate discrete(split or no_split) and continuous(target) actions. 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Hyper-parametersValue
Initial learning rate1e-3
Minibatch size320 chunks of 10 timesteps
Adam stepsize (ε)1e-5
Discount rate (γ)0.99
GAE parameter (入)0.95
Value loss coefficient1
Entropy coefficient0.01
Gradient clipping0.5
PPO clipping parameter0.2
Parallel threads64(Escalation),256(Monster-Hunt)
PPO epochs4
reward scale parameter0.1
episode length50
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Hyper-parametersValue
Learning rate2.5e-4
Minibatch size2 * 512 chunks of 32 timesteps
Adam stepsize (ε)1e-5
Discount rate ()0.995
GAE parameter (入)0.95
Value loss coefficient0.5
action loss coefficient1
Entropy coefficient0.01(discrete), 0.0025(continuous)
Gradient clipping20
PPO clipping parameter0.1
Parallel threads128
PPO epochs4
episode length128
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Each experiment was executed for 3", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 604, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 505, + 618 + ], + "score": 1.0, + "content": "times with different random seeds. Adam optimizer was used to update network parameters. More", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 616, + 313, + 628 + ], + "spans": [ + { + "bbox": [ + 106, + 616, + 313, + 628 + ], + "score": 1.0, + "content": "optimization hyper-parameter settings are in Tab.7.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 15 + }, + { + "type": "title", + "bbox": [ + 107, + 643, + 316, + 655 + ], + "lines": [ + { + "bbox": [ + 106, + 642, + 317, + 658 + ], + "spans": [ + { + "bbox": [ + 106, + 642, + 317, + 658 + ], + "score": 1.0, + "content": "D ADDITIONAL EXPERIMENT RESULTS", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "title", + "bbox": [ + 107, + 668, + 191, + 679 + ], + "lines": [ + { + "bbox": [ + 106, + 667, + 192, + 680 + ], + "spans": [ + { + "bbox": [ + 106, + 667, + 192, + 680 + ], + "score": 1.0, + "content": "D.1 Monster-Hunt", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 107, + 688, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 687, + 506, + 703 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 209, + 703 + ], + "score": 1.0, + "content": "In Monster-Hunt, we set", + "type": "text" + }, + { + "bbox": [ + 209, + 689, + 252, + 699 + ], + "score": 0.91, + "content": "C _ { \\mathrm { m a x } } = 5", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 687, + 308, + 703 + ], + "score": 1.0, + "content": "for sampling", + "type": "text" + }, + { + "bbox": [ + 309, + 692, + 317, + 698 + ], + "score": 0.63, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 317, + 687, + 506, + 703 + ], + "score": 1.0, + "content": ". Fig. 13 illustrates the policies discovered by", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 700, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 700, + 173, + 711 + ], + "score": 1.0, + "content": "several selected", + "type": "text" + }, + { + "bbox": [ + 173, + 701, + 182, + 709 + ], + "score": 0.76, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 182, + 700, + 505, + 711 + ], + "score": 1.0, + "content": "values, where different strategic modalities can be clearly observed: e.g., with", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 710, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 159, + 721 + ], + "score": 0.88, + "content": "w = [ 0 , 5 , 0 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 710, + 506, + 723 + ], + "score": 1.0, + "content": ", agents always avoid monsters and only eat apples. In Fig. 14, it’s worth noting that", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 107, + 720, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 107, + 721, + 158, + 732 + ], + "score": 0.88, + "content": "w = [ 5 , 0 , 2 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 720, + 506, + 734 + ], + "score": 1.0, + "content": "could yield the best policy profile (i.e., two agents move together to hunt the monster.)", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 25.5 + } + ], + "page_idx": 18, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 752, + 310, + 760 + ], + "lines": [ + { + "bbox": [ + 299, + 750, + 312, + 765 + ], + "spans": [ + { + "bbox": [ + 299, + 750, + 312, + 765 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 15, + "width": 13 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "table", + "bbox": [ + 173, + 86, + 435, + 249 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 173, + 86, + 435, + 249 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 173, + 86, + 435, + 249 + ], + "spans": [ + { + "bbox": [ + 173, + 86, + 435, + 249 + ], + "score": 0.981, + "html": "
Hyper-parametersValue
Initial learning rate1e-3
Minibatch size320 chunks of 10 timesteps
Adam stepsize (ε)1e-5
Discount rate (γ)0.99
GAE parameter (入)0.95
Value loss coefficient1
Entropy coefficient0.01
Gradient clipping0.5
PPO clipping parameter0.2
Parallel threads64(Escalation),256(Monster-Hunt)
PPO epochs4
reward scale parameter0.1
episode length50
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Hyper-parametersValue
Learning rate2.5e-4
Minibatch size2 * 512 chunks of 32 timesteps
Adam stepsize (ε)1e-5
Discount rate ()0.995
GAE parameter (入)0.95
Value loss coefficient0.5
action loss coefficient1
Entropy coefficient0.01(discrete), 0.0025(continuous)
Gradient clipping20
PPO clipping parameter0.1
Parallel threads128
PPO epochs4
episode length128
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Agar.io’s episode length was uniform-", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 106, + 498, + 505, + 509 + ], + "spans": [ + { + "bbox": [ + 106, + 498, + 505, + 509 + ], + "score": 1.0, + "content": "randomly sampled between 300 and 400 both when training and evaluating. Buffer data were split", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 508, + 506, + 521 + ], + "spans": [ + { + "bbox": [ + 105, + 508, + 221, + 521 + ], + "score": 1.0, + "content": "to small chunks with length", + "type": "text" + }, + { + "bbox": [ + 222, + 509, + 246, + 519 + ], + "score": 0.73, + "content": ", \\ b = 3 2", + "type": "inline_equation" + }, + { + "bbox": [ + 246, + 508, + 506, + 521 + ], + "score": 1.0, + "content": "in order to diversify training data and stabilize training process.", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 106, + 519, + 505, + 531 + ], + "spans": [ + { + "bbox": [ + 106, + 519, + 505, + 531 + ], + "score": 1.0, + "content": "and the buffer was reused for 4 times to increase data efficiency. Hidden states of each chunk", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 529, + 506, + 544 + ], + "spans": [ + { + "bbox": [ + 105, + 529, + 506, + 544 + ], + "score": 1.0, + "content": "except at the beginning were re-computed after each reuse to sustain PPO’s \"on-policy\" property", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 540, + 505, + 554 + ], + "spans": [ + { + "bbox": [ + 105, + 540, + 505, + 554 + ], + "score": 1.0, + "content": "as much as possible. Action was repeated for 5 times in the environment whenever the policy", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 106, + 551, + 505, + 563 + ], + "spans": [ + { + "bbox": [ + 106, + 551, + 505, + 563 + ], + "score": 1.0, + "content": "was executed and only the observation after the last action repeat was sent to the policy. Each", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 106, + 562, + 505, + 575 + ], + "spans": [ + { + "bbox": [ + 106, + 562, + 360, + 575 + ], + "score": 1.0, + "content": "training process started with a curriculum-learning in the first", + "type": "text" + }, + { + "bbox": [ + 361, + 562, + 384, + 573 + ], + "score": 0.63, + "content": "1 . 5 e 7", + "type": "inline_equation" + }, + { + "bbox": [ + 385, + 562, + 505, + 575 + ], + "score": 1.0, + "content": "steps: Speed of script agents", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 104, + 572, + 506, + 586 + ], + "spans": [ + { + "bbox": [ + 104, + 572, + 186, + 586 + ], + "score": 1.0, + "content": "was multiplied with", + "type": "text" + }, + { + "bbox": [ + 187, + 575, + 194, + 583 + ], + "score": 0.73, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 194, + 572, + 223, + 586 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 224, + 575, + 231, + 583 + ], + "score": 0.74, + "content": "x", + "type": "inline_equation" + }, + { + "bbox": [ + 231, + 572, + 387, + 586 + ], + "score": 1.0, + "content": "is uniformly random-sampled between", + "type": "text" + }, + { + "bbox": [ + 387, + 573, + 487, + 585 + ], + "score": 0.91, + "content": "m \\bar { a } x \\{ 0 , ( n - 1 e 7 ) / 5 e 6 \\bar { \\} }", + "type": "inline_equation" + }, + { + "bbox": [ + 487, + 572, + 506, + 586 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 106, + 582, + 506, + 598 + ], + "spans": [ + { + "bbox": [ + 106, + 583, + 243, + 596 + ], + "score": 0.9, + "content": "m i n \\{ 1 , \\bar { m } a x \\{ 0 , ( n - 5 e 6 ) / 5 e 6 \\} \\}", + "type": "inline_equation" + }, + { + "bbox": [ + 243, + 582, + 399, + 598 + ], + "score": 1.0, + "content": "at the beginning of each episode, where", + "type": "text" + }, + { + "bbox": [ + 399, + 586, + 407, + 594 + ], + "score": 0.65, + "content": "n", + "type": "inline_equation" + }, + { + "bbox": [ + 407, + 582, + 506, + 598 + ], + "score": 1.0, + "content": "was the steps of training.", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 105, + 594, + 505, + 607 + ], + "spans": [ + { + "bbox": [ + 105, + 594, + 505, + 607 + ], + "score": 1.0, + "content": "After the curriculum learning, Speed was fixed to the standard. Each experiment was executed for 3", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 604, + 505, + 618 + ], + "spans": [ + { + "bbox": [ + 105, + 604, + 505, + 618 + ], + "score": 1.0, + "content": "times with different random seeds. Adam optimizer was used to update network parameters. More", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 616, + 313, + 628 + ], + "spans": [ + { + "bbox": [ + 106, + 616, + 313, + 628 + ], + "score": 1.0, + "content": "optimization hyper-parameter settings are in Tab.7.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 15, + "bbox_fs": [ + 104, + 486, + 506, + 628 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 643, + 316, + 655 + ], + "lines": [ + { + "bbox": [ + 106, + 642, + 317, + 658 + ], + "spans": [ + { + "bbox": [ + 106, + 642, + 317, + 658 + ], + "score": 1.0, + "content": "D ADDITIONAL EXPERIMENT RESULTS", + "type": "text" + } + ], + "index": 22 + } + ], + "index": 22 + }, + { + "type": "title", + "bbox": [ + 107, + 668, + 191, + 679 + ], + "lines": [ + { + "bbox": [ + 106, + 667, + 192, + 680 + ], + "spans": [ + { + "bbox": [ + 106, + 667, + 192, + 680 + ], + "score": 1.0, + "content": "D.1 Monster-Hunt", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 23 + }, + { + "type": "text", + "bbox": [ + 107, + 688, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 105, + 687, + 506, + 703 + ], + "spans": [ + { + "bbox": [ + 105, + 687, + 209, + 703 + ], + "score": 1.0, + "content": "In Monster-Hunt, we set", + "type": "text" + }, + { + "bbox": [ + 209, + 689, + 252, + 699 + ], + "score": 0.91, + "content": "C _ { \\mathrm { m a x } } = 5", + "type": "inline_equation" + }, + { + "bbox": [ + 253, + 687, + 308, + 703 + ], + "score": 1.0, + "content": "for sampling", + "type": "text" + }, + { + "bbox": [ + 309, + 692, + 317, + 698 + ], + "score": 0.63, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 317, + 687, + 506, + 703 + ], + "score": 1.0, + "content": ". Fig. 13 illustrates the policies discovered by", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 106, + 700, + 505, + 711 + ], + "spans": [ + { + "bbox": [ + 106, + 700, + 173, + 711 + ], + "score": 1.0, + "content": "several selected", + "type": "text" + }, + { + "bbox": [ + 173, + 701, + 182, + 709 + ], + "score": 0.76, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 182, + 700, + 505, + 711 + ], + "score": 1.0, + "content": "values, where different strategic modalities can be clearly observed: e.g., with", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 106, + 710, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 106, + 710, + 159, + 721 + ], + "score": 0.88, + "content": "w = [ 0 , 5 , 0 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 159, + 710, + 506, + 723 + ], + "score": 1.0, + "content": ", agents always avoid monsters and only eat apples. In Fig. 14, it’s worth noting that", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 107, + 720, + 506, + 734 + ], + "spans": [ + { + "bbox": [ + 107, + 721, + 158, + 732 + ], + "score": 0.88, + "content": "w = [ 5 , 0 , 2 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 720, + 506, + 734 + ], + "score": 1.0, + "content": "could yield the best policy profile (i.e., two agents move together to hunt the monster.)", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 25.5, + "bbox_fs": [ + 105, + 687, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 109, + 79, + 502, + 231 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 109, + 79, + 502, + 231 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 109, + 79, + 502, + 231 + ], + "spans": [ + { + "bbox": [ + 109, + 79, + 502, + 231 + ], + "score": 0.968, + "type": "image", + "image_path": "334cc78dcf217dedbd6ea95c887a22933982c1728e9ad39396c9117b82089156.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 109, + 79, + 502, + 129.66666666666666 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 109, + 129.66666666666666, + 502, + 180.33333333333331 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 109, + 180.33333333333331, + 502, + 230.99999999999997 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 241, + 505, + 275 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 242, + 505, + 254 + ], + "spans": [ + { + "bbox": [ + 106, + 242, + 505, + 254 + ], + "score": 1.0, + "content": "Figure 13: Statistics of different policy profiles in Monster-Hunt.#Coop.-Hunt: frequency of both", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 252, + 506, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 252, + 506, + 266 + ], + "score": 1.0, + "content": "agents catching the monster; #Single-Hunt: frequency of agents meeting the monster alone; #Apple:", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 262, + 175, + 277 + ], + "spans": [ + { + "bbox": [ + 105, + 262, + 175, + 277 + ], + "score": 1.0, + "content": "apple frequency.", + "type": "text" + } + ], + "index": 5 + } + ], + "index": 4 + } + ], + "index": 2.5 + }, + { + "type": "image", + "bbox": [ + 208, + 284, + 402, + 454 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 208, + 284, + 402, + 454 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 208, + 284, + 402, + 454 + ], + "spans": [ + { + "bbox": [ + 208, + 284, + 402, + 454 + ], + "score": 0.965, + "type": "image", + "image_path": "9bfdc26c474d71c1651b655daebe2e3d5c46f32889113c4fe339c424f3a4c80f.jpg" + } + ] + } + ], + "index": 12, + "virtual_lines": [ + { + "bbox": [ + 208, + 284, + 402, + 297.0769230769231 + ], + "spans": [], + "index": 6 + }, + { + "bbox": [ + 208, + 297.0769230769231, + 402, + 310.1538461538462 + ], + "spans": [], + "index": 7 + }, + { + "bbox": [ + 208, + 310.1538461538462, + 402, + 323.2307692307693 + ], + "spans": [], + "index": 8 + }, + { + "bbox": [ + 208, + 323.2307692307693, + 402, + 336.3076923076924 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 208, + 336.3076923076924, + 402, + 349.3846153846155 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 208, + 349.3846153846155, + 402, + 362.46153846153857 + ], + "spans": [], + "index": 11 + }, + { + "bbox": [ + 208, + 362.46153846153857, + 402, + 375.53846153846166 + ], + "spans": [], + "index": 12 + }, + { + "bbox": [ + 208, + 375.53846153846166, + 402, + 388.61538461538476 + ], + "spans": [], + "index": 13 + }, + { + "bbox": [ + 208, + 388.61538461538476, + 402, + 401.69230769230785 + ], + "spans": [], + "index": 14 + }, + { + "bbox": [ + 208, + 401.69230769230785, + 402, + 414.76923076923094 + ], + "spans": [], + "index": 15 + }, + { + "bbox": [ + 208, + 414.76923076923094, + 402, + 427.84615384615404 + ], + "spans": [], + "index": 16 + }, + { + "bbox": [ + 208, + 427.84615384615404, + 402, + 440.92307692307713 + ], + "spans": [], + "index": 17 + }, + { + "bbox": [ + 208, + 440.92307692307713, + 402, + 454.0000000000002 + ], + "spans": [], + "index": 18 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 465, + 505, + 499 + ], + "group_id": 1, + "lines": [ + { + "bbox": [ + 105, + 465, + 505, + 479 + ], + "spans": [ + { + "bbox": [ + 105, + 465, + 505, + 479 + ], + "score": 1.0, + "content": "Figure 14: Results in original Monster-Hunt. Original: PG in the original game; Share reward: PG", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 476, + 505, + 490 + ], + "spans": [ + { + "bbox": [ + 105, + 476, + 505, + 490 + ], + "score": 1.0, + "content": "with shared reward in the original game; Finetune: fine-tuning the best policy obtained in the RR", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 488, + 344, + 500 + ], + "spans": [ + { + "bbox": [ + 106, + 488, + 344, + 500 + ], + "score": 1.0, + "content": "phase and yielding the highest reward in the original game.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20 + } + ], + "index": 16.0 + }, + { + "type": "text", + "bbox": [ + 107, + 524, + 505, + 590 + ], + "lines": [ + { + "bbox": [ + 105, + 523, + 506, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 443, + 538 + ], + "score": 1.0, + "content": "and doesn’t even require further fine-tuning with some seeds. But the performance of", + "type": "text" + }, + { + "bbox": [ + 444, + 524, + 495, + 537 + ], + "score": 0.91, + "content": "w = [ 5 , 0 , 2 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 495, + 523, + 506, + 538 + ], + "score": 1.0, + "content": "is", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 536, + 506, + 548 + ], + "spans": [ + { + "bbox": [ + 105, + 536, + 506, + 548 + ], + "score": 1.0, + "content": "significantly unstable and it may converge to another NE (i.e., two agents move to a corner and wait", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 546, + 506, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 546, + 257, + 559 + ], + "score": 1.0, + "content": "for the monster.) with other seeds. So", + "type": "text" + }, + { + "bbox": [ + 257, + 546, + 308, + 558 + ], + "score": 0.91, + "content": "w \\mathbf { \\bar { \\rho } } = [ 5 , 0 , 5 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 308, + 546, + 506, + 559 + ], + "score": 1.0, + "content": ", which yields stable strong cooperation strategies", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 556, + 505, + 569 + ], + "spans": [ + { + "bbox": [ + 105, + 556, + 319, + 569 + ], + "score": 1.0, + "content": "with different seeds, will be chosen in RR phase when", + "type": "text" + }, + { + "bbox": [ + 320, + 557, + 370, + 568 + ], + "score": 0.92, + "content": "w = \\mathbf { \\bar { [ } 5 , 0 , 2 ] }", + "type": "inline_equation" + }, + { + "bbox": [ + 371, + 556, + 505, + 569 + ], + "score": 1.0, + "content": "performs poorly. We demonstrate", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 567, + 504, + 579 + ], + "spans": [ + { + "bbox": [ + 105, + 567, + 504, + 579 + ], + "score": 1.0, + "content": "the obtained rewards from different policies in Fig. 14, where the policies learned by RPG produces", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 577, + 189, + 591 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 189, + 591 + ], + "score": 1.0, + "content": "the highest rewards.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24.5 + }, + { + "type": "title", + "bbox": [ + 107, + 610, + 163, + 622 + ], + "lines": [ + { + "bbox": [ + 105, + 609, + 165, + 624 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 165, + 624 + ], + "score": 1.0, + "content": "D.2 Agar.io", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "title", + "bbox": [ + 108, + 633, + 229, + 645 + ], + "lines": [ + { + "bbox": [ + 106, + 634, + 230, + 646 + ], + "spans": [ + { + "bbox": [ + 106, + 634, + 230, + 646 + ], + "score": 1.0, + "content": "D.2.1 STANDARD SETTING", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29 + }, + { + "type": "text", + "bbox": [ + 106, + 655, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 656, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 106, + 656, + 198, + 668 + ], + "score": 1.0, + "content": "We sampled 4 different", + "type": "text" + }, + { + "bbox": [ + 198, + 658, + 207, + 666 + ], + "score": 0.71, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 656, + 505, + 668 + ], + "score": 1.0, + "content": "and they varied in different degrees of cooperation. We also did experiments", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 667, + 506, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 506, + 679 + ], + "score": 1.0, + "content": "using only baseline PG or PG with intrinsic reward generated by Random Network distillation (RND)", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 678, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 106, + 678, + 459, + 690 + ], + "score": 1.0, + "content": "to compare with RPG. RR lasted for 40M steps, but only the best reward parameter in RR", + "type": "text" + }, + { + "bbox": [ + 459, + 678, + 502, + 690 + ], + "score": 0.86, + "content": "\\begin{array} { r } { { \\bf \\nabla } w = [ 1 , 1 ] , } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 678, + 506, + 690 + ], + "score": 1.0, + "content": ")", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 688, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 506, + 700 + ], + "score": 1.0, + "content": "was warmed up for 3M steps and fine-tuned for 17M steps later. PG and RND were also trained for", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "60M steps in order to compare with RPGfairly. In Fig. 15, we can see that PG and RND produced", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 710, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 393, + 723 + ], + "score": 1.0, + "content": "very low rewards because they all converged to non-cooperative policies.", + "type": "text" + }, + { + "bbox": [ + 393, + 710, + 434, + 722 + ], + "score": 0.92, + "content": "w = [ 1 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 710, + 506, + 723 + ], + "score": 1.0, + "content": "produced highest", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 720, + 362, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 362, + 734 + ], + "score": 1.0, + "content": "rewards after RR, and rewards boosted higher after fine-tuning.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 33 + } + ], + "page_idx": 19, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 107, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "spans": [ + { + "bbox": [ + 106, + 26, + 293, + 38 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 298, + 750, + 313, + 764 + ], + "spans": [ + { + "bbox": [ + 298, + 750, + 313, + 764 + ], + "score": 1.0, + "content": "", + "type": "text", + "height": 14, + "width": 15 + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "image", + "bbox": [ + 109, + 79, + 502, + 231 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 109, + 79, + 502, + 231 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 109, + 79, + 502, + 231 + ], + "spans": [ + { + "bbox": [ + 109, + 79, + 502, + 231 + ], + "score": 0.968, + "type": "image", + "image_path": "334cc78dcf217dedbd6ea95c887a22933982c1728e9ad39396c9117b82089156.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 109, + 79, + 502, + 129.66666666666666 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 109, + 129.66666666666666, + 502, + 180.33333333333331 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 109, + 180.33333333333331, + 502, + 230.99999999999997 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 241, + 505, + 275 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 242, + 505, + 254 + ], + "spans": [ + { + "bbox": [ + 106, + 242, + 505, + 254 + ], + "score": 1.0, + "content": "Figure 13: Statistics of different policy profiles in Monster-Hunt.#Coop.-Hunt: frequency of both", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 252, + 506, + 266 + ], + "spans": [ + { + "bbox": [ + 105, + 252, + 506, + 266 + ], + "score": 1.0, + "content": "agents catching the monster; 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Original: PG in the original game; Share reward: PG", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 105, + 476, + 505, + 490 + ], + "spans": [ + { + "bbox": [ + 105, + 476, + 505, + 490 + ], + "score": 1.0, + "content": "with shared reward in the original game; Finetune: fine-tuning the best policy obtained in the RR", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 106, + 488, + 344, + 500 + ], + "spans": [ + { + "bbox": [ + 106, + 488, + 344, + 500 + ], + "score": 1.0, + "content": "phase and yielding the highest reward in the original game.", + "type": "text" + } + ], + "index": 21 + } + ], + "index": 20 + } + ], + "index": 16.0 + }, + { + "type": "text", + "bbox": [ + 107, + 524, + 505, + 590 + ], + "lines": [ + { + "bbox": [ + 105, + 523, + 506, + 538 + ], + "spans": [ + { + "bbox": [ + 105, + 523, + 443, + 538 + ], + "score": 1.0, + "content": "and doesn’t even require further fine-tuning with some seeds. But the performance of", + "type": "text" + }, + { + "bbox": [ + 444, + 524, + 495, + 537 + ], + "score": 0.91, + "content": "w = [ 5 , 0 , 2 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 495, + 523, + 506, + 538 + ], + "score": 1.0, + "content": "is", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 105, + 536, + 506, + 548 + ], + "spans": [ + { + "bbox": [ + 105, + 536, + 506, + 548 + ], + "score": 1.0, + "content": "significantly unstable and it may converge to another NE (i.e., two agents move to a corner and wait", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 105, + 546, + 506, + 559 + ], + "spans": [ + { + "bbox": [ + 105, + 546, + 257, + 559 + ], + "score": 1.0, + "content": "for the monster.) with other seeds. So", + "type": "text" + }, + { + "bbox": [ + 257, + 546, + 308, + 558 + ], + "score": 0.91, + "content": "w \\mathbf { \\bar { \\rho } } = [ 5 , 0 , 5 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 308, + 546, + 506, + 559 + ], + "score": 1.0, + "content": ", which yields stable strong cooperation strategies", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 105, + 556, + 505, + 569 + ], + "spans": [ + { + "bbox": [ + 105, + 556, + 319, + 569 + ], + "score": 1.0, + "content": "with different seeds, will be chosen in RR phase when", + "type": "text" + }, + { + "bbox": [ + 320, + 557, + 370, + 568 + ], + "score": 0.92, + "content": "w = \\mathbf { \\bar { [ } 5 , 0 , 2 ] }", + "type": "inline_equation" + }, + { + "bbox": [ + 371, + 556, + 505, + 569 + ], + "score": 1.0, + "content": "performs poorly. We demonstrate", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 105, + 567, + 504, + 579 + ], + "spans": [ + { + "bbox": [ + 105, + 567, + 504, + 579 + ], + "score": 1.0, + "content": "the obtained rewards from different policies in Fig. 14, where the policies learned by RPG produces", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 105, + 577, + 189, + 591 + ], + "spans": [ + { + "bbox": [ + 105, + 577, + 189, + 591 + ], + "score": 1.0, + "content": "the highest rewards.", + "type": "text" + } + ], + "index": 27 + } + ], + "index": 24.5, + "bbox_fs": [ + 105, + 523, + 506, + 591 + ] + }, + { + "type": "title", + "bbox": [ + 107, + 610, + 163, + 622 + ], + "lines": [ + { + "bbox": [ + 105, + 609, + 165, + 624 + ], + "spans": [ + { + "bbox": [ + 105, + 609, + 165, + 624 + ], + "score": 1.0, + "content": "D.2 Agar.io", + "type": "text" + } + ], + "index": 28 + } + ], + "index": 28 + }, + { + "type": "title", + "bbox": [ + 108, + 633, + 229, + 645 + ], + "lines": [ + { + "bbox": [ + 106, + 634, + 230, + 646 + ], + "spans": [ + { + "bbox": [ + 106, + 634, + 230, + 646 + ], + "score": 1.0, + "content": "D.2.1 STANDARD SETTING", + "type": "text" + } + ], + "index": 29 + } + ], + "index": 29 + }, + { + "type": "text", + "bbox": [ + 106, + 655, + 505, + 732 + ], + "lines": [ + { + "bbox": [ + 106, + 656, + 505, + 668 + ], + "spans": [ + { + "bbox": [ + 106, + 656, + 198, + 668 + ], + "score": 1.0, + "content": "We sampled 4 different", + "type": "text" + }, + { + "bbox": [ + 198, + 658, + 207, + 666 + ], + "score": 0.71, + "content": "w", + "type": "inline_equation" + }, + { + "bbox": [ + 207, + 656, + 505, + 668 + ], + "score": 1.0, + "content": "and they varied in different degrees of cooperation. We also did experiments", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 105, + 667, + 506, + 679 + ], + "spans": [ + { + "bbox": [ + 105, + 667, + 506, + 679 + ], + "score": 1.0, + "content": "using only baseline PG or PG with intrinsic reward generated by Random Network distillation (RND)", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 106, + 678, + 506, + 690 + ], + "spans": [ + { + "bbox": [ + 106, + 678, + 459, + 690 + ], + "score": 1.0, + "content": "to compare with RPG. RR lasted for 40M steps, but only the best reward parameter in RR", + "type": "text" + }, + { + "bbox": [ + 459, + 678, + 502, + 690 + ], + "score": 0.86, + "content": "\\begin{array} { r } { { \\bf \\nabla } w = [ 1 , 1 ] , } \\end{array}", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 678, + 506, + 690 + ], + "score": 1.0, + "content": ")", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 105, + 688, + 506, + 700 + ], + "spans": [ + { + "bbox": [ + 105, + 688, + 506, + 700 + ], + "score": 1.0, + "content": "was warmed up for 3M steps and fine-tuned for 17M steps later. PG and RND were also trained for", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 106, + 699, + 505, + 712 + ], + "spans": [ + { + "bbox": [ + 106, + 699, + 505, + 712 + ], + "score": 1.0, + "content": "60M steps in order to compare with RPGfairly. In Fig. 15, we can see that PG and RND produced", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 105, + 710, + 506, + 723 + ], + "spans": [ + { + "bbox": [ + 105, + 710, + 393, + 723 + ], + "score": 1.0, + "content": "very low rewards because they all converged to non-cooperative policies.", + "type": "text" + }, + { + "bbox": [ + 393, + 710, + 434, + 722 + ], + "score": 0.92, + "content": "w = [ 1 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 435, + 710, + 506, + 723 + ], + "score": 1.0, + "content": "produced highest", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 105, + 720, + 362, + 734 + ], + "spans": [ + { + "bbox": [ + 105, + 720, + 362, + 734 + ], + "score": 1.0, + "content": "rewards after RR, and rewards boosted higher after fine-tuning.", + "type": "text" + } + ], + "index": 36 + } + ], + "index": 33, + "bbox_fs": [ + 105, + 656, + 506, + 734 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "image", + "bbox": [ + 144, + 81, + 466, + 504 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 144, + 81, + 466, + 504 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 144, + 81, + 466, + 504 + ], + "spans": [ + { + "bbox": [ + 144, + 81, + 466, + 504 + ], + "score": 0.977, + "type": "image", + "image_path": "ad1fabf1188c904ecb376a85b5d2097c6b3f42944fc70797fd52275b809c25b2.jpg" + } + ] + } + ], + "index": 1, + "virtual_lines": [ + { + "bbox": [ + 144, + 81, + 466, + 222.0 + ], + "spans": [], + "index": 0 + }, + { + "bbox": [ + 144, + 222.0, + 466, + 363.0 + ], + "spans": [], + "index": 1 + }, + { + "bbox": [ + 144, + 363.0, + 466, + 504.0 + ], + "spans": [], + "index": 2 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 514, + 506, + 569 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 105, + 514, + 507, + 528 + ], + "spans": [ + { + "bbox": [ + 105, + 514, + 507, + 528 + ], + "score": 1.0, + "content": "Figure 15: statistics of standard setting of Agar.io. (a) to (d) illustrate frequencies of Split, Hunt,", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 104, + 524, + 506, + 538 + ], + "spans": [ + { + "bbox": [ + 104, + 524, + 506, + 538 + ], + "score": 1.0, + "content": "Attack and Cooperate during training under different reward parameters and algorithms. Split means", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 104, + 534, + 507, + 550 + ], + "spans": [ + { + "bbox": [ + 104, + 534, + 507, + 550 + ], + "score": 1.0, + "content": "catching a script agent ball by splitting, Hunt means catching a script agent ball without splitting,", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 104, + 546, + 506, + 560 + ], + "spans": [ + { + "bbox": [ + 104, + 546, + 506, + 560 + ], + "score": 1.0, + "content": "Attack means catching a learn-based agent ball, Cooperate means catching a script agent ball while", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 557, + 504, + 570 + ], + "spans": [ + { + "bbox": [ + 105, + 557, + 504, + 570 + ], + "score": 1.0, + "content": "the other learn-based agent is close by.(the same below) (e) illustrates rewards of different policies.", + "type": "text" + } + ], + "index": 7 + } + ], + "index": 5 + } + ], + "index": 3.0 + }, + { + "type": "title", + "bbox": [ + 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same as standard setting. in Fig. 16, we should notice that simply sharing reward", + "type": "text" + }, + { + "bbox": [ + 457, + 617, + 501, + 628 + ], + "score": 0.87, + "content": "( w \\bar { = } [ 1 , 1 ]", + "type": "inline_equation" + }, + { + "bbox": [ + 502, + 616, + 505, + 630 + ], + "score": 1.0, + "content": ")", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 105, + 626, + 506, + 640 + ], + "spans": [ + { + "bbox": [ + 105, + 626, + 506, + 640 + ], + "score": 1.0, + "content": "didn’t get very high reward because attacking each other also benefits each other, so 2 agents just", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "spans": [ + { + "bbox": [ + 105, + 637, + 505, + 651 + ], + "score": 1.0, + "content": "learned to sacrifice, Again, Fig. 16 illustrates that rewards of RPG was far ahead the other policies", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 106, + 648, + 373, + 662 + ], + 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SettingsPolicyRewards#Split#Hunt#Attack#Cooperate
Standardw=[1,1] RPG3.843(0.23) 4.34(0.171)0.859(0.083) 0.971(0.13)0.411(0.034) 0.659(0.048)0.526(0.064) 0.548(0.038)2.203(0.136) 2.028(0.297)
w=[0.5,1]3.827(0.489)0.807(0.192)0.365(0.106)0.15(0.064)2.342(0.286)
w=[1,0.5]3.174(0.653)0.718(0.148)0.432(0.026)0.458(0.031)1.716(0.418)
Original1.08(0.836)0.3(0.19)0.361(0.134)0.291(0.098)0.483(0.442)
RND PBT2.789(0.346)0.499(0.061)0.623(0.128)0.242(0.037)1.349(0.164)
Aggressive3.822(0.347)0.744(0.129)0.585(0.146)0.297(0.055)1.935(0.167)
w=[0,0]5.966(0.539)1.195(0.155)0.699(0.008)0.517(0.066)1.603(0.127)
RPG8.907(0.292)1.655(0.138)0.862(0.053)0.903(0.081)2.039(0.209)
w=[0,1]5.066(0.375)0.785(0.041)0.344(0.049)0.346(0.058)2.327(0.311)
w=[1,1]4.622(0.277)0.836(0.304)0.934(0.108)0.552(0.019)0.028(0.023)
w=[0.5,1]4.79(0.588)0.678(0.31)0.617(0.28)0.67(0.194)0.55(0.643)
Original3.551(0.121)0.717(0.032)0.812(0.078)0.412(0.018)0.027(0.026)
RND3.189(0.154)0.626(0.065)0.705(0.008)0.382(0.029)0.035(0.027)
PBT3.348(0.222)0.697(0.133)0.732(0.096)0.396(0.014)0.007(0.005)
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Original1w=[4,0,0,0]w=[0,0,0,4]w=[0,4,4,0]w=[4,1,4,0]
#Rewards20.00(0.00)74.76(2.88)20.00(0.00)-470.0(0.00)-453.45(0.25)
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SettingsPolicyRewards#Split#Hunt#Attack#Cooperate
Standardw=[1,1] RPG3.843(0.23) 4.34(0.171)0.859(0.083) 0.971(0.13)0.411(0.034) 0.659(0.048)0.526(0.064) 0.548(0.038)2.203(0.136) 2.028(0.297)
w=[0.5,1]3.827(0.489)0.807(0.192)0.365(0.106)0.15(0.064)2.342(0.286)
w=[1,0.5]3.174(0.653)0.718(0.148)0.432(0.026)0.458(0.031)1.716(0.418)
Original1.08(0.836)0.3(0.19)0.361(0.134)0.291(0.098)0.483(0.442)
RND PBT2.789(0.346)0.499(0.061)0.623(0.128)0.242(0.037)1.349(0.164)
Aggressive3.822(0.347)0.744(0.129)0.585(0.146)0.297(0.055)1.935(0.167)
w=[0,0]5.966(0.539)1.195(0.155)0.699(0.008)0.517(0.066)1.603(0.127)
RPG8.907(0.292)1.655(0.138)0.862(0.053)0.903(0.081)2.039(0.209)
w=[0,1]5.066(0.375)0.785(0.041)0.344(0.049)0.346(0.058)2.327(0.311)
w=[1,1]4.622(0.277)0.836(0.304)0.934(0.108)0.552(0.019)0.028(0.023)
w=[0.5,1]4.79(0.588)0.678(0.31)0.617(0.28)0.67(0.194)0.55(0.643)
Original3.551(0.121)0.717(0.032)0.812(0.078)0.412(0.018)0.027(0.026)
RND3.189(0.154)0.626(0.065)0.705(0.008)0.382(0.029)0.035(0.027)
PBT3.348(0.222)0.697(0.133)0.732(0.096)0.396(0.014)0.007(0.005)
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Original1w=[4,0,0,0]w=[0,0,0,4]w=[0,4,4,0]w=[4,1,4,0]
#Rewards20.00(0.00)74.76(2.88)20.00(0.00)-470.0(0.00)-453.45(0.25)
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Oppo. TypeStagHareTFTRandom
#Stag9.31(0.77)3.6(4.33)7.31(3.82)5.35(3.48)
#Hare0.69(0.77)6.4(4.33)2.69(3.81)4.65(3.48)
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(a),(b) illustrate frequencies of Cooperate", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 331, + 505, + 344 + ], + "spans": [ + { + "bbox": [ + 105, + 331, + 505, + 344 + ], + "score": 1.0, + "content": "and Attack when the adaptive policy was facing different partners. In (a), we can see that the agent", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 105, + 342, + 505, + 355 + ], + "spans": [ + { + "bbox": [ + 105, + 342, + 505, + 355 + ], + "score": 1.0, + "content": "learned to cooperate when the partner was cooperative; In (b), the descend of the \"v.s. competitive", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 104, + 352, + 506, + 366 + ], + "spans": [ + { + "bbox": [ + 104, + 352, + 506, + 366 + ], + "score": 1.0, + "content": "partner\" line at the beginning indicates that the adaptive policy was learning to avoid being exploit;", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 105, + 363, + 506, + 377 + ], + "spans": [ + { + "bbox": [ + 105, + 363, + 506, + 377 + ], + "score": 1.0, + "content": "The rising of both lines in the end indicates that the adaptive policy was also learning to exploit its", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 104, + 375, + 140, + 388 + ], + "spans": [ + { + "bbox": [ + 104, + 375, + 140, + 388 + ], + "score": 1.0, + "content": "partner.", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 14.5 + } + ], + "index": 12.25 + } + ], + "page_idx": 25, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 108, + 27, + 292, + 37 + ], + "lines": [ + { + "bbox": [ + 105, + 25, + 293, + 39 + ], + "spans": [ + { + "bbox": [ + 105, + 25, + 293, + 39 + ], + "score": 1.0, + "content": "Published as a conference paper at ICLR 2021", + "type": "text" + } + ] + } + ] + }, + { + "type": "discarded", + "bbox": [ + 300, + 751, + 311, + 760 + ], + "lines": [ + { + "bbox": [ + 298, + 750, + 313, + 763 + ], + "spans": [ + { + "bbox": [ + 298, + 750, + 313, + 763 + ], + "score": 1.0, + "content": "26", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 106, + 82, + 505, + 180 + ], + "lines": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "spans": [ + { + "bbox": [ + 105, + 82, + 505, + 95 + ], + "score": 1.0, + "content": "More details about training and evaluating process: Oracle pure-cooperative policies are learned", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "spans": [ + { + "bbox": [ + 105, + 93, + 506, + 106 + ], + "score": 1.0, + "content": "against a competitive policy for 4e7 steps. So do oracle pure-competitive policies. And the adaptive", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "spans": [ + { + "bbox": [ + 105, + 104, + 506, + 117 + ], + "score": 1.0, + "content": "policy is trained for 6e7 steps. the length of each episode is 350 steps (the half is 175 steps). When", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 105, + 114, + 506, + 129 + ], + "spans": [ + { + "bbox": [ + 105, + 114, + 506, + 129 + ], + "score": 1.0, + "content": "evaluating, The policy against the opponent was the adaptive policy in first 175 steps whatever we are", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 105, + 126, + 506, + 138 + ], + "spans": [ + { + "bbox": [ + 105, + 126, + 506, + 138 + ], + "score": 1.0, + "content": "testing adaptive or oracle policies. When we tested adaptive policies, the policy against the opponent", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 105, + 135, + 505, + 149 + ], + "spans": [ + { + "bbox": [ + 105, + 135, + 505, + 149 + ], + "score": 1.0, + "content": "would keep going for another 175 steps while the opponent would changed to another type and", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 105, + 146, + 505, + 160 + ], + "spans": [ + { + "bbox": [ + 105, + 146, + 505, + 160 + ], + "score": 1.0, + "content": "its hidden state would be emptied to zero. When we tested oracle policies, the policy against the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 105, + 156, + 505, + 172 + ], + "spans": [ + { + "bbox": [ + 105, + 156, + 505, + 172 + ], + "score": 1.0, + "content": "opponent would turn to corresponding oracle policies and the opponent would also changed its type", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 105, + 168, + 285, + 181 + ], + "spans": [ + { + "bbox": [ + 105, + 168, + 285, + 181 + ], + "score": 1.0, + "content": "while their hidden states were both emptied.", + "type": "text" + } + ], + "index": 8 + } + ], + "index": 4, + "bbox_fs": [ + 105, + 82, + 506, + 181 + ] + }, + { + "type": "image", + "bbox": [ + 144, + 182, + 466, + 312 + ], + "blocks": [ + { + "type": "image_body", + "bbox": [ + 144, + 182, + 466, + 312 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 144, + 182, + 466, + 312 + ], + "spans": [ + { + "bbox": [ + 144, + 182, + 466, + 312 + ], + "score": 0.971, + "type": "image", + "image_path": "5e488f7d9869f7630eac66364781d32588294a12dff909213b3367d7f15025fd.jpg" + } + ] + } + ], + "index": 10, + "virtual_lines": [ + { + "bbox": [ + 144, + 182, + 466, + 225.33333333333334 + ], + "spans": [], + "index": 9 + }, + { + "bbox": [ + 144, + 225.33333333333334, + 466, + 268.6666666666667 + ], + "spans": [], + "index": 10 + }, + { + "bbox": [ + 144, + 268.6666666666667, + 466, + 312.0 + ], + "spans": [], + "index": 11 + } + ] + }, + { + "type": "image_caption", + "bbox": [ + 106, + 320, + 506, + 385 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 106, + 320, + 505, + 333 + ], + "spans": [ + { + "bbox": [ + 106, + 320, + 505, + 333 + ], + "score": 1.0, + "content": "Figure 21: Statistics of adaptation experiments of Agar.io. (a),(b) illustrate frequencies of Cooperate", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 105, + 331, + 505, + 344 + ], + "spans": [ + { + "bbox": [ + 105, + 331, + 505, + 344 + ], + "score": 1.0, + "content": "and Attack when the adaptive policy was facing different partners. 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Chase Agent1 Respawn Move together Move together
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Two agents step on the same grid. Respawn Chase Agent
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AgentAgentAdapt.apt.
Opponent:Cooperative → Competitive
#Attack0.2(0.0)0.3(0.0)0.1(0.1)
Rew.0.7(0.7)-0.2(0.6)0.8(0.5)
Opponent: Competitive→Cooperative
#Coop.1.0(0.3)1.4(0.4)0.3(0.4)
Rew.2.5(0.7)3.6(1.2)1.1(0.7)
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Hyper-parametersValue
Initial learning rate1e-3
Minibatch size320 chunks of 10 timesteps
Adam stepsize (ε)1e-5
Discount rate (γ)0.99
GAE parameter (入)0.95
Value loss coefficient1
Entropy coefficient0.01
Gradient clipping0.5
PPO clipping parameter0.2
Parallel threads64(Escalation),256(Monster-Hunt)
PPO epochs4
reward scale parameter0.1
episode length50
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Hyper-parametersValue
Learning rate2.5e-4
Minibatch size2 * 512 chunks of 32 timesteps
Adam stepsize (ε)1e-5
Discount rate ()0.995
GAE parameter (入)0.95
Value loss coefficient0.5
action loss coefficient1
Entropy coefficient0.01(discrete), 0.0025(continuous)
Gradient clipping20
PPO clipping parameter0.1
Parallel threads128
PPO epochs4
episode length128
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SettingsPolicyRewards#Split#Hunt#Attack#Cooperate
Standardw=[1,1] RPG3.843(0.23) 4.34(0.171)0.859(0.083) 0.971(0.13)0.411(0.034) 0.659(0.048)0.526(0.064) 0.548(0.038)2.203(0.136) 2.028(0.297)
w=[0.5,1]3.827(0.489)0.807(0.192)0.365(0.106)0.15(0.064)2.342(0.286)
w=[1,0.5]3.174(0.653)0.718(0.148)0.432(0.026)0.458(0.031)1.716(0.418)
Original1.08(0.836)0.3(0.19)0.361(0.134)0.291(0.098)0.483(0.442)
RND PBT2.789(0.346)0.499(0.061)0.623(0.128)0.242(0.037)1.349(0.164)
Aggressive3.822(0.347)0.744(0.129)0.585(0.146)0.297(0.055)1.935(0.167)
w=[0,0]5.966(0.539)1.195(0.155)0.699(0.008)0.517(0.066)1.603(0.127)
RPG8.907(0.292)1.655(0.138)0.862(0.053)0.903(0.081)2.039(0.209)
w=[0,1]5.066(0.375)0.785(0.041)0.344(0.049)0.346(0.058)2.327(0.311)
w=[1,1]4.622(0.277)0.836(0.304)0.934(0.108)0.552(0.019)0.028(0.023)
w=[0.5,1]4.79(0.588)0.678(0.31)0.617(0.28)0.67(0.194)0.55(0.643)
Original3.551(0.121)0.717(0.032)0.812(0.078)0.412(0.018)0.027(0.026)
RND3.189(0.154)0.626(0.065)0.705(0.008)0.382(0.029)0.035(0.027)
PBT3.348(0.222)0.697(0.133)0.732(0.096)0.396(0.014)0.007(0.005)
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Original1w=[4,0,0,0]w=[0,0,0,4]w=[0,4,4,0]w=[4,1,4,0]
#Rewards20.00(0.00)74.76(2.88)20.00(0.00)-470.0(0.00)-453.45(0.25)
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University of Helsinki ", + "bbox": [ + 86, + 194, + 879, + 223 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Guillaume Bouchard ", + "text_level": 1, + "bbox": [ + 89, + 233, + 259, + 247 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "guillaume.bouchard@xrce.xerox.com ", + "bbox": [ + 555, + 233, + 869, + 247 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Xerox Research Centre Europe ", + "bbox": [ + 89, + 251, + 312, + 265 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abhishek Tripathi ", + "bbox": [ + 89, + 275, + 240, + 290 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "abishek.tripathi3@xerox.com ", + "bbox": [ + 625, + 276, + 867, + 290 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Xerox Research Centre India ", + "bbox": [ + 89, + 294, + 297, + 306 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract ", + "text_level": 1, + "bbox": [ + 238, + 313, + 321, + 329 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "CMF is a technique for simultaneously learning low-rank representations based on a collection of matrices with shared entities. A typical example is the joint modeling of useritem, item-property, and user-feature matrices in a recommender system. The key idea in CMF is that the embeddings are shared across the matrices, which enables transferring information between them. The existing solutions, however, break down when the individual matrices have low-rank structure not shared with others. In this work we present a novel CMF solution that allows each of the matrices to have a separate low-rank structure that is independent of the other matrices, as well as structures that are shared only by a subset of them. We compare MAP and variational Bayesian solutions based on alternating optimization algorithms and show that the model automatically infers the nature of each factor using group-wise sparsity. Our approach supports in a principled way continuous, binary and count observations and is efficient for sparse matrices involving missing data. We illustrate the solution on a number of examples, focusing in particular on an interesting use-case of augmented multi-view learning. ", + "bbox": [ + 120, + 338, + 439, + 758 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1. INTRODUCTION ", + "text_level": 1, + "bbox": [ + 91, + 789, + 294, + 805 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Matrix factorization techniques provide low-rank vectorial representations by approximating a matrix $\\mathbf { X \\in }$ $\\mathbb { R } ^ { n \\times d }$ as the outer product of two rank-k matrices $\\mathbf { U } _ { 1 } \\in \\mathbb { R } ^ { n \\times k }$ and $\\mathbf { U } _ { 2 } \\in \\mathbb { R } ^ { d \\times k }$ (Fig. 1-I). This formulation encompasses a multitude of standard data analysis models from PCA and factor analysis to more recent models such as NMF (Paatero and Tapper, 1994; Lee and Seung, 2001) and various sophisticated factorization models proposed for recommender system applications (Mnih and Salakhutdinov, 2007; Koren et al., 2009; Sarwar et al., 2000). ", + "bbox": [ + 89, + 815, + 472, + 905 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/3696af07c7e4c053415086b1b13d7f6fb69c2cb4e86b13a8e44de81fb9087270.jpg", + "image_caption": [ + "Figure 1. Examples of matrix factorization setups. " + ], + "image_footnote": [], + "bbox": [ + 521, + 314, + 864, + 512 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "", + "bbox": [ + 501, + 582, + 883, + 656 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Many data analysis tasks call for more complex setups. Multi-view learning (Fig. 1-II) considers scenarios with multiple matrices $\\mathbf { X } _ { m }$ that share the same row entities but differ in the column entities; for example, $\\mathbf { X } _ { 1 }$ might contain ratings given for $d _ { 1 }$ different movies by $n$ different users, whereas $\\mathbf { X } _ { 2 }$ represents the same $n$ users with $d _ { 2 }$ profile features. For such setups the appropriate approach is to factorize the set of matrices $\\left\\{ \\mathbf { X } _ { m } \\right\\}$ simultaneously so that (at least some of) the factors in $\\mathbf { U } _ { 1 }$ are shared across the matrices. Models that share all of the factors are fundamentally equivalent to simple factorizations of a concatenated matrix $\\mathbf { X } = [ \\mathbf { X } _ { 1 } , . . . , \\mathbf { X } _ { m } ]$ . To reach a richer class of models one needs to allow each matrix to have also private factors, i.e. factors independent of the other matrices (Jia et al., 2010; Virtanen et al., 2012). For the case of $M = 2$ the distinction is crystallized by the interbattery factor analysis (IBFA) formulation of Klami et al. (2013). ", + "bbox": [ + 501, + 664, + 883, + 905 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "", + "bbox": [ + 88, + 85, + 472, + 130 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Even more general setups with arbitrary collections of matrices that share some sets of entities have been proposed several times by different authors, under names such as co-factorization or multi-relational matrix factorization, and most end up being either a variant of tensor factorization of knowledge bases (Nickel et al., 2011; Chen et al., 2013) or a special case of Collective Matrix Factorization (CMF; Singh and Gordon, 2008). In this paper, we concentrate on the CMF model, i.e. on bilinear forms, but the ideas can be easily extended to three-way interactions, i.e. tensors. A prototypical example of CMF, illustrated by Bouchard et al. (2013), would be a recommender system setup where the target matrix $X _ { 1 }$ is complemented with two other matrices associating the users and items with their own features. If the users and items are described with the same features, for example by proximities to geographical locations, the setup becomes circular. Another interesting use case for such circular setups is found in augmenting multi-view learning, in scenarios where additional information is provided on relationships between the features of two (or more) views. Figure 1- III depicts an example where the two views $\\mathbf { X } _ { 1 }$ and $\\mathbf { X } _ { 2 }$ represent expression and copy number alteration of the same patients. Classical multi-view solutions to this problem would ignore the fact that the column features for both views correspond to genes. With CMF, however, we can encode this information as a third matrix $\\mathbf { X } _ { 3 }$ that provides chromosomal promixity of the probes used for measuring the two views. Even though this kind of setup is very common in practical multi-view learning, the problem of handling such relationships has not attracted much attention. ", + "bbox": [ + 89, + 137, + 472, + 635 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Several solutions for the CMF problem have been presented. Singh and Gordon (2008) provided a maximum likelihood solution, Singh and Gordon (2010) and Yin et al. (2013) used Gibbs sampling to approximate the posterior, and Bouchard et al. (2013) presented a convex formulation of the problem. While all of these earlier solutions to the CMF problem provide meaningful factorizations, they share the same problem as the simplest solutions to the multi-view setup; they assume that all of the matrices are directly related to each other and that every factor describes variation in all matrices. Such strong assumptions are unlikely to hold in practical applications, and consequently the methods break down for scenarios where the individual matrices have strong view-specific noise or, more generally, any subset of the matrices has structure independent of the others. In this work we remove the shortcoming by introducing a novel CMF solution that allows also factors private to arbitrary subsets of the matrices, by adding a group-wise sparsity constraint for the factors. ", + "bbox": [ + 89, + 642, + 472, + 900 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "", + "bbox": [ + 500, + 85, + 883, + 145 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We use group-wise sparse regularization of factors, where the groups corresponds to all the entities with the same type. In the Bayesian setting, this groupregularization is obtained by using automatic relevance determination (ARD) for controlling factor actity (Virtanen et al., 2012). This regularization enables us to automatically learn the nature of each factor, resulting in a solution free of tuning parameters. The model supports arbitrary schemas for the collection of matrices, as well as multiple likelihood potentials for various types of data (binary, count and continous), using the quadratic lower bounds provided by Seeger and Bouchard (2012) for non-Gaussian likelihoods. ", + "bbox": [ + 501, + 154, + 883, + 363 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To illustrate the flexibility of the CMF setup we discuss interesting modeling tasks in Section 6. We pay particular attention to the augmented multi-view learning setup of Figure 1-III, showing that CMF provides a natural way to improve on standard multi-view learning when the different views lay in related observation spaces. We also show experimentally the key advantage of ARD used for complexity control, compared to computationally intensive cross-validation of regularization parameters. ", + "bbox": [ + 501, + 371, + 883, + 522 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2. COLLECTIVE MATRIX FACTORIZATION ", + "text_level": 1, + "bbox": [ + 500, + 541, + 767, + 575 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Given a set of $M$ matrices ${ \\bf X } _ { m } = [ x _ { i j } ^ { ( m ) } ]$ describing relationships between sets of entities (with cardinalities $d _ { e }$ ), the goal of CMF is to jointly approximate the matrices with low-rank factorizations. We denote by $r _ { m }$ and $c _ { m }$ the entity sets corresponding to the rows and columns, respectively, of the $m$ -th matrix. For a simple matrix factorization we have $M = 1$ , $E = 2$ , $r _ { m } = 1$ , and $c _ { m } = 2$ (Fig. 1-I). Multi-view setups, in turn, have $E = M + 1$ , $r _ { m } = 1 \\ \\forall m$ , and $c _ { m } \\in \\{ 2 , . . . , M + 1 \\}$ (Fig. 1-II). Some non-trivial CMF setups are depicted in Figures 1-III and 2. ", + "bbox": [ + 501, + 583, + 883, + 751 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.1. Model ", + "text_level": 1, + "bbox": [ + 500, + 768, + 589, + 782 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We approximate each matrix with a rank- $K$ product plus additional row and column bias terms. For linear models, the element corresponding to the row $i$ and column $j$ of the $m$ -th matrix is given by: ", + "bbox": [ + 500, + 791, + 883, + 852 + ], + "page_idx": 1 + }, + { + "type": "equation", + "img_path": "images/710a6effdfdc31995d9984bc95c396ea177b6935bc9fad7358bbb192998fcf71.jpg", + "text": "$$\nx _ { i j } ^ { ( m ) } = \\sum _ { k = 1 } ^ { K } u _ { i k } ^ { ( r _ { m } ) } u _ { j k } ^ { ( c _ { m } ) } + b _ { i } ^ { ( m , r ) } + b _ { j } ^ { ( m , c ) } + \\varepsilon _ { i j } ^ { ( m ) } ,\n$$", + "text_format": "latex", + "bbox": [ + 514, + 861, + 849, + 904 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/4f89f9c5908c7e63e6591bb583387369ddb531652a8060c88c7658c29ed509df.jpg", + "image_caption": [ + "Figure 2. CMF setup encoded as a symmetric matrix factorization, with factors identified by colors. The zero patterns in the $\\mathbf { U }$ matrix induce private factors in the resulting $\\mathbf { Y }$ matrix. Contribution of factors are identified by small color patches next to the $\\mathbf { X }$ matrices, and the question marks (?) represent missing data. " + ], + "image_footnote": [], + "bbox": [ + 112, + 78, + 459, + 279 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where ${ \\bf U } _ { e } = [ u _ { i k } ^ { ( e ) } ] \\in \\mathbb { R } ^ { d _ { e } \\times K }$ is the low-rank matrix related to the entity set e, b(m,r)i and b(m,c) are the bias terms for the $_ { \\mathbf { \\nabla } ^ { \\prime } \\mathbf { \\nabla } ^ { \\prime } } \\psi _ { \\mathbf { \\nabla } ^ { \\prime } }$ th m atrix, and $\\varepsilon _ { i j } ^ { ( m ) }$ is elementwise independent noise. We immediately see that any two matrices sharing the same entity set use the same low-rank matrix as part of their approximation, which enables sharing information. ", + "bbox": [ + 89, + 391, + 472, + 507 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The same model can also be expressed in a simpler form by crafting a single large symmetric observation matrix $\\mathbf { Y }$ that contains all $\\mathbf { X } _ { m }$ , following the representation introduced by Bouchard et al. (2013). We will use this representation because it allows implementing the private factors via group-wise sparsity. We create one large entity set with $\\begin{array} { r } { d = \\sum _ { e = 1 } ^ { E } d _ { e } } \\end{array}$ PEe=1 de entities and then arrange the observed matrices $\\mathbf { X } _ { m }$ into $\\mathbf { Y }$ such that the blocks not corresponding to any $\\mathbf { X } _ { m }$ are left unobserved. The resulting is of size but has only (at most) $\\textstyle \\sum _ { m = 1 } ^ { M } d _ { r _ { m } } d _ { c _ { m } }$ unique observed elements. In particular, the blocks relating the entities of one type to themselves are not observed. ", + "bbox": [ + 89, + 516, + 472, + 710 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The CMF model can then be formulated as a symmetric matrix factorization (see Figure 2) ", + "bbox": [ + 88, + 719, + 470, + 750 + ], + "page_idx": 2 + }, + { + "type": "equation", + "img_path": "images/82758d514cf6622373a8810a924b366d0e2097eddc1005b7b66234fa1a4097df.jpg", + "text": "$$\n\\mathbf { Y } = \\mathbf { U } \\mathbf { U } ^ { T } + \\boldsymbol { \\varepsilon } ,\n$$", + "text_format": "latex", + "bbox": [ + 225, + 757, + 334, + 773 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where $\\mathbf { U } \\in \\mathbb { R } ^ { d \\times K }$ is a column-wise concatenation of all of the different $\\mathbf { U } _ { e }$ matrices, and the bias terms are dropped for notational simplicity. The noise $\\varepsilon$ is now symmetric but still independent over the upper-diagonal elements, and the variance depends on the block the element belongs to. Given this reformulation, any symmetric matrix factorization technique capable of handling missing data can be used to solve the CMF problem; the fact that the blocks along the diagonal are unobserved will usually be crucial here, since it means that no quadratic terms will be involved in the optimization. In Section 4.2 a variational Bayesian approximation is introduced to learn the model, but before we explain how the basic formulation needs to be extended to allow matrix-specific low-rank variations. ", + "bbox": [ + 89, + 784, + 472, + 905 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "", + "bbox": [ + 501, + 84, + 883, + 204 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3. Group-wise sparse CMF ", + "text_level": 1, + "bbox": [ + 501, + 224, + 759, + 242 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3.1. Private factors in CMF ", + "text_level": 1, + "bbox": [ + 501, + 251, + 728, + 266 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Without further restrictions the solutions to (2) tie all matrices to each other; for each factor $k$ the corresponding column of $\\mathbf { U }$ has non-zero values for entities in every set $e$ . This is undesirable for many practical CMF applications where the individual matrices are likely to have structured noise independent of other matrices. Since the structured noise cannot be captured by the element-wise independent noise terms $\\varepsilon$ , the model will need to introduce new factors for modeling the variation specific to one matrix alone. ", + "bbox": [ + 501, + 275, + 883, + 424 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We use the following property of the basic CMF model: if the $k$ -th columns of the factor matrices ${ \\bf U } _ { e }$ are null for all but two entity types $r _ { m }$ and $c _ { m }$ , it implies that the $k$ -th factor impacts only the matrix $\\mathbf { X } _ { m }$ , i.e. the factor $k$ is a private factor for relation $m$ . To allow the automatic creation of these private factors, we put group-sparse priors on the columns of the matrices $\\mathbf { U } _ { e }$ . Using the symmetric representation, this approach creates group-sparse factorial representations similar to the one represented in Figure 2. Note that if more than two groups of variables are non-zero for a given factor $k$ , it means that it is private for a group of matrices rather than a single matrix, and the standard CMF is obtained if no groups equal to zero. In Figure 2 the first factor is a global factor as used in the standard CMF, since it is non-zero everywhere, and the rest are private to some matrices. Note that the last factor represented in light-blue in ( $k = 6$ ) is interesting because it is a private factor overlapping multiple matrices ( $\\mathbf { X } _ { 1 }$ and $\\mathbf { X } _ { 2 }$ ) rather than a single one for the other private factors (matrix $\\mathbf { X } _ { 1 }$ for factors 2 and 3, matrix $\\mathbf { X } _ { 3 }$ for factors 4 and 5). ", + "bbox": [ + 501, + 433, + 883, + 765 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To emphasize the group-wise sparsity structure in implementing the private factors, we use the abbreviation gCMF for group-wise sparse CMF i.e. a CMF model with this ability to learn separate private factors. ", + "bbox": [ + 500, + 773, + 883, + 833 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3.2. Probabilistic model for gCMF ", + "text_level": 1, + "bbox": [ + 503, + 849, + 782, + 864 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We instantiate the general model by specifying Gaussian likelihood and normal-gamma priors for the pro", + "bbox": [ + 500, + 873, + 883, + 904 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "jections, so that in (1) we have ", + "bbox": [ + 88, + 84, + 312, + 101 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/3d299634950fc7af618988a73d1c8bf0429cce62db9ae933f0eec5f5dfe99ace.jpg", + "text": "$$\n\\begin{array} { r l r } { \\varepsilon _ { i j } ^ { ( m ) } \\sim \\mathcal { N } ( 0 , \\tau _ { m } ^ { - 1 } ) , } & { { } \\quad } & { \\tau _ { m } \\sim \\mathcal { G } ( p _ { 0 } , q _ { 0 } ) , } \\\\ { u _ { i k } ^ { ( e ) } \\sim \\mathcal { N } ( 0 , \\alpha _ { e k } ^ { - 1 } ) , } & { { } \\quad } & { \\alpha _ { e k } \\sim \\mathcal { G } ( a _ { 0 } , b _ { 0 } ) . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 135, + 111, + 426, + 159 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $e$ is the entity set that contains the entity $_ i$ . The crucial element here is the prior for $\\mathbf { U }$ . Its purpose is to automatically select for each factor a set of matrices for which it is active, which it does by learning large precision $\\alpha _ { e k }$ for factors $k$ that are not needed for modeling variation for entity set $e$ . In particular, the prior takes care of matrix-specific low-rank structure, by learning factors for which $\\alpha _ { e k }$ is small for only two entity sets corresponding to one particular matrix. ", + "bbox": [ + 89, + 166, + 472, + 303 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "For the bias terms we use a hierarchical prior ", + "bbox": [ + 88, + 309, + 415, + 325 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/35a878f96d1e76294a9737c22cb2436728d24bcbb7875ca2c974d7ccf90845fa.jpg", + "text": "$$\n\\begin{array} { r } { b _ { i } ^ { ( m , r ) } \\sim \\mathcal { N } ( \\mu _ { r m } , \\sigma _ { r m } ^ { 2 } ) , ~ b _ { j } ^ { ( m , c ) } \\sim \\mathcal { N } ( \\mu _ { c m } , \\sigma _ { c m } ^ { 2 } ) , } \\\\ { \\mu . . \\left. \\nu ( 0 , 1 ) , \\right. \\qquad \\left. \\sigma _ { \\cdot m } ^ { 2 } \\sim \\mathcal { U } [ 0 , \\infty ] . \\right. } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 111, + 335, + 450, + 380 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The hierarchy helps especially in modeling rows (and equivalently columns) with lots of missing data, and in particular provides reasonable values also for rows with no observations (the cold-start problem of new users in recommender systems) through $\\mu _ { r m }$ . ", + "bbox": [ + 89, + 388, + 472, + 464 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4. LEARNING ", + "text_level": 1, + "bbox": [ + 89, + 483, + 235, + 500 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4.1. MAP solution ", + "text_level": 1, + "bbox": [ + 89, + 510, + 240, + 525 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Providing a MAP estimate for the model is straighforward, but results in a practical challenge of needing to choose the hyper-parameters $\\{ a _ { 0 } , b _ { 0 } , p _ { 0 } , q _ { 0 } \\}$ , usually through cross-validation. This is particularly difficult for setups with several heterogeneous data matrices on arbitrary scales. Then large hyper-priors are needed for preventing overfitting, which in turn makes it difficult to push $\\alpha _ { e k }$ to sufficiently large values to make the factors private to subsets of the matrices. Hence, we proceed to explain more reasonable variational approximation that avoids these problems. ", + "bbox": [ + 89, + 532, + 472, + 699 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "4.2. Variational Bayesian inference ", + "text_level": 1, + "bbox": [ + 89, + 715, + 374, + 731 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "It has been noticed that Bayesian approaches which take into account the uncertainty about the values of the latent variables lead to increased predictive performance (Singh and Gordon, 2010). Another important advantage of Bayesian learning is the ability to automatically select regularization parameters by maximizing the data evidence. While existing Bayesian approaches for CMF used MCMC techniques for learning, we propose here to use variational Bayesian learning (VB) by minimizing the KL divergence between a tractable approximation and the true observation probability. We use a fully factorized approximation similar to what Ilin and Raiko (2010) presented for Bayesian PCA with missing data, and implement nonGaussian likelihoods using the quadratic bounds by Seeger and Bouchard (2012). In the following we will summarize the main elements of the algorithm, leaving some of the technical details to these original sources. ", + "bbox": [ + 89, + 738, + 472, + 905 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "", + "bbox": [ + 501, + 84, + 883, + 190 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Gaussian observations For Gaussian data we approximate the posterior with ", + "bbox": [ + 500, + 208, + 883, + 238 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/94315fe00181751aa10cfdebe347115c7da28f32e41f16d696d217bf2942fa20.jpg", + "text": "$$\n\\begin{array} { l } { { \\displaystyle { \\cal Q } ( \\Theta ) = \\left[ \\prod _ { e = 1 } ^ { L } \\prod _ { k = 1 } ^ { K } \\left( q ( \\alpha _ { e k } ) \\prod _ { i = 1 } ^ { d _ { e } } q ( u _ { i k } ^ { ( e ) } ) \\right) \\right] } } \\\\ { { \\displaystyle \\left[ \\prod _ { m = 1 } ^ { M } q ( \\tau _ { m } ) q ( \\mu _ { r m } ) q ( \\mu _ { c m } ) \\prod _ { i = 1 } ^ { d _ { r m } } q ( b _ { i } ^ { ( m , r ) } ) \\prod _ { j = 1 } ^ { d _ { c m } } q ( b _ { j } ^ { ( m , c ) } ) \\right] . } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 500, + 250, + 888, + 345 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Here $q ( \\alpha )$ and $q ( \\tau )$ are Gamma distributions, whereas the others are normal distributions. For all other parameters we use closed-form updates, but $\\mathbf { U } _ { e }$ , the mean parameters of $q ( \\mathbf { U } _ { e } )$ , are updated with Newton’s method for each factor at a time. The gradient-based updates are used because for observation matrices with missing entries closed-form updates would be available only for each element $\\bar { u } _ { i k } ^ { ( e ) }$ separately, which would result in very slow convergence (Ilin and Raiko, 2010). The update rules for $Q ( \\Theta )$ are in the supplementary material. ", + "bbox": [ + 501, + 356, + 885, + 522 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Non-Gaussian observations For non-Gaussian data we use the approximation schema presented by Seeger and Bouchard (2012), adaptively approximating non-Gaussian likelihoods with spherical-variance Gaussians. This allows an optimization scheme that alternates between two steps: (i) updating $Q ( \\Theta )$ given pseudo-data $\\mathbf { Z }$ (which is assumed Gaussian), and (ii) updating the pseudo-data $\\mathbf { Z }$ by optimizing a quadratic term lower-bounding the desired likelihood potential. The full derivation of the approach is provided by Seeger and Bouchard (2012), but the resulting equations as applied to gCMF are summarized below. We update the pseudodata with ", + "bbox": [ + 500, + 541, + 883, + 737 + ], + "page_idx": 3 + }, + { + "type": "equation", + "img_path": "images/d2662ddf2485f5b9e5fe4d3912a29a47f519d595eb9a2f47dbf66a6d2e078743.jpg", + "text": "$$\n\\begin{array} { r l } & { \\pmb { \\xi } _ { m } = E [ \\mathbf { U } _ { r _ { m } } ] E [ \\mathbf { U } _ { c _ { m } } ] ^ { T } , } \\\\ & { \\mathbf { Z } _ { m } = ( \\pmb { \\xi } _ { m } - f _ { m } ^ { \\prime } ( \\pmb { \\xi } _ { m } ) / \\kappa _ { m } ) , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 598, + 748, + 785, + 790 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where the updates are element-wise and independent for each matrix. Here $f _ { m } ^ { \\prime } ( \\pmb { \\xi } _ { m } )$ is the derivative of the $m$ -th link function $- \\log p ( \\mathbf { X } _ { m } | \\mathbf { U } _ { r _ { m } } \\mathbf { U } _ { c _ { m } } ^ { T } )$ and $\\kappa _ { m }$ is the maximum value of the second derivative of the same function. Given the pseudo-data $\\mathbf { Z }$ , the approximation $Q ( \\Theta )$ can be updated as in the Gaussian case, using $\\tau _ { m } = \\kappa _ { m }$ as the precision. Note that the link functions can be different for different observation matrices, which adds support for heterogeneous data; in Section 7 we illustrate binary and count data. ", + "bbox": [ + 501, + 799, + 885, + 905 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "", + "bbox": [ + 89, + 85, + 472, + 128 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "5. RELATED WORK ", + "text_level": 1, + "bbox": [ + 89, + 150, + 299, + 166 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "For $M = 1$ the model is equivalent to Bayesian (exponential family) PCA. In particular, it reduces to gradient-based optimization for the model by Seeger and Bouchard (2012). For this special case it is typically advisable to use their SVD-based algorithm, since it provides closed-form solution for the Gaussian case. ", + "bbox": [ + 89, + 176, + 472, + 265 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "For multi-view setups where every matrix shares the same row-entities the model equals Bayesian interbattery factor analysis (when $M = 2$ ) (Klami et al., 2013) and its extension group-factor analysis (when $M > 2$ ) (Virtanen et al., 2012). However, our inference solution has a number of advantages. In particular, our solution supports wider range of likelihood potentials and provides efficient inference for missing data. These improvements suggests that the proposed algorithm should be preferred over the earlier solutions. ", + "bbox": [ + 89, + 273, + 472, + 438 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The most closely related methods are the earlier CMF solutions, in particular the ones presented in the probabilistic framework. The early solutions by Lippert et al. (2008) and Singh and Gordon (2008) provide only maximum-likelihood solutions, whereas Singh and Gordon (2010) provided fully Bayesian solution by formulating CMF as a hierarchical model. They use normal-Inverse-Wishart priors for the factors, with spherical hyper-prior for the Inverse-Wishart distribution. This implies each factor is assumed to be roughly equally important in describing each of the matrices, and that their model will not provide matrix-specific factors as our model does. For inference they use computationally heavy Metropolis-Hastings. Their model also supports arbitrary likelihood potentials and arbitrary CMF schemas, though their experiments are limited to cases with $M = 2$ . ", + "bbox": [ + 89, + 446, + 472, + 703 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "6. USE CASES ", + "text_level": 1, + "bbox": [ + 89, + 723, + 236, + 739 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Even though CMF is widely applicable to factorization of arbitrary matrix collections, it is worth describing some typical setups to illustrate common use cases where data analysis practitioners might find it useful. ", + "bbox": [ + 88, + 750, + 472, + 809 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Augmenting multi-view learning In multi-view learning (Fig. 1-II) the row entities are shared, but the column entities in different views are arbitrary. In many practical applications, however, the column entities share some obvious relationships that are ignored by the multi-view matrix factorization models. A common example considers computing CCA between two different high-throughput systems biology measurements of the same patients, so that both matrices are patients times genes (see, e.g., Witten and Tibshirani, 2009). In natural language processing, in turn, we have setups with different languages as row entities and words as column entities (Tripathi et al., 2010). In both cases there are obvious relationships between the column features. In the first example it is an identity relation, whereas in the latter lexigographic or dictionary-based information provides proximity relations for the column entities. Yet another example can be imagined in joint analysis of multiple brain imaging modalities; the column entities correspond to brain regions that have spatial relationships even though the level of representation might be very different when, e.g., analyzing fMRI and EEG data jointly (Correa et al., 2010). ", + "bbox": [ + 89, + 830, + 472, + 905 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "", + "bbox": [ + 501, + 84, + 883, + 371 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Such relationships between the column entities can easily be taken into account with CMF using the cyclical relational schema of Figure 1-III. We call this approach augmented multi-view learning. We can encode any kind of similarity between the features as long as the resulting matrix can reasonably be modeled as low-rank. In the experimental section we will demonstrate setups where the features live in a continuous space (genes along the chromosome, pixels in a two-dimensional space) and hence we can measure distances between them. We then convert these distances into binary promixity relationships, to illustrate that already that is sufficient for augmenting the learning. ", + "bbox": [ + 501, + 380, + 883, + 574 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Recommender systems The simplest recommender systems seek to predict missing entries in a matrix of ratings or binary relevance indicators (Koren et al., 2009). The extensive literature on recommender systems indicates that incorporating additional information on the entities helps making such predictions (Stern et al., 2009; Fang and Si, 2011). CMF is a natural way of encoding such information, in form of additional matrices between the entities of interest and some features describing them. ", + "bbox": [ + 501, + 597, + 883, + 746 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "While many other techniques can also be used for incorporating additional information about the entities, the CMF formulation opens up two additional types of extra information not easily implemented by the alternative means. The first is a circular setup where both the row and column entities of the matrix of interest are described by the same features (Bouchard et al., 2013). This is typically the case for example in social interaction recommenders where both rows and columns correspond to human individuals. The other interesting formulation uses higher-order auxiliary data. For example, the movies in a classical recommender system can be represented by presence of actors, whereas the actors themselves are then represented by some set of features. This leads to a chain of matrices providing more indirect information on the relationships between the entities. ", + "bbox": [ + 501, + 755, + 883, + 905 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/b7b2dc085b2baed6aef43ea7b6c82f5ae4cd458d81c867f37f8b0842af5a6028.jpg", + "image_caption": [ + "Figure 3. Left: Relative error for a circular setup of $M = 5$ binary matrices (see text for details), scaled so that CMF with Gaussian likelihood has error of one. The correct likelihood helps for both $\\mathrm { g C M F }$ and CMF and modeling the private factors helps for both likelihoods, the combined gain of both aspects being $3 0 \\%$ . The results are similar for other values of $M > 1$ . Right: Relative error of VB vs MAP, scaled so that zero corresponds to the ground truth and one to the error of the MAP solution. For small $M$ MAP can still compete (though it is worse than VB already for $M = 1$ ), but for large $M$ it becomes worthless; for $M = 1 1$ VB reduces the error to roughly half. Furthermore, VB requires no tuning parameters, whereas for the MAP solution we needed to perform cross-validation over two regularization parameters. " + ], + "image_footnote": [], + "bbox": [ + 209, + 83, + 763, + 200 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "", + "bbox": [ + 89, + 349, + 472, + 454 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "7. EXPERIMENTS ", + "text_level": 1, + "bbox": [ + 89, + 474, + 279, + 491 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We start with technical validations showing the importance of choosing the correct likelihood potential and incorporating private factors in the model, as well as the advantages variational approximation provides over MAP estimation. We then proceed to show how CMF outperforms classical multi-view learning methods in scenarios where we can augment the setup with between-feature relationships. ", + "bbox": [ + 89, + 501, + 472, + 621 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Since the main goal is to demonstrate the conceptual importance of solving the CMF task with private factors, we use special cases of gCMF as comparison methods. This helps to show that the difference is really due to the underlying idea instead of the inference procedure; for example, when comparing against Singh and Gordon (2010) the effects could be masked by differences between Metropolis-Hastings and variational approximation that are here of secondary importance. ", + "bbox": [ + 89, + 630, + 472, + 765 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The closest comparison method, denoted by CMF, is obtained by forcing $\\alpha _ { e k }$ to be a constant $\\alpha _ { k }$ for every entity type $e$ . It corresponds to the VB solution of the earlier CMF models and hence does not support private factors. For the augmented multi-view setup we will also compare against the special cases of gCMF and CMF that use only two matrices over the three entity sets, denoting them by CCA and PCA, respectively. Finally, in one experiment we will also compare against gCMF without the bias terms, to illustrate their importance in recommender systems. For all methods we use sufficiently large $K$ , letting ARD prune out unnecessary components, and run the algorithms until the variational lower bound converges. We measure the error by root mean square error (RMSE), relative to one of the methods in each experiment. ", + "bbox": [ + 89, + 772, + 472, + 892 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "", + "bbox": [ + 501, + 349, + 883, + 469 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "7.1. Technical illustration ", + "text_level": 1, + "bbox": [ + 501, + 487, + 709, + 502 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We start by demonstrating the difference between the proposed model and classical CMF approaches on an artificial data. We sample $M$ binary matrices that form a cycle over $M$ entity sets (of sizes $1 0 0 - 1 5 0$ ), so that the first matrix is between the entity sets 1 and 2, the second between the entity sets 2 and 3, and finally the last one is between the $M$ -th and first entity set. We generate datasets that have 5 factors shared by all matrices plus two factors of low-rank noise specific to each matrix. This results in $5 + 2 M$ true factors, and we learn the models with $1 0 + 2 M$ factors, letting ARD prune out the extra ones. ", + "bbox": [ + 501, + 511, + 885, + 690 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Figure 3 (left) shows the accuracy in predicting the missing entries (40% of all) for gCMF as well as a standard CMF model. For both models we show the results for both (incorrect) Gaussian and Bernoulli likelihoods. The experiment verifies the expected results: Using the correct likelihood improves the accuracy, as does correctly modeling private noise factors. ", + "bbox": [ + 501, + 699, + 883, + 804 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We use the same setup to illustrate the importance of using variational approximation for inference, this time with Gaussian noise and entity set sizes between $4 0 - 8 0$ . For MAP we validate the strength of the Gamma hyper-priors for $\\tau$ and $\\alpha$ over a grid of $1 1 \\times 1 1$ values for $a _ { 0 } = b _ { 0 }$ and $p _ { 0 } = q _ { 0 }$ , using two-fold crossvalidation within the observed data. In total we hence need to run the MAP variant more than 200 times to get the result, in contrast to the single run of the VB algorithm with vague priors using $1 0 ^ { - 1 0 }$ for every parameter. Figure 3 (right) shows that despite heavy cross-validation the MAP setup is always worse and the gap gets bigger for more complex setups. This illustrates how the VB solution with no tunable hyperparameters is even more crucial for CMF than it would be for simpler matrix factorizations. For MAP using the same hyper-priors for all matrices necessarily becomes a compromise for matrices of different scales, whereas validating separate scales for each matrix would be completely infeasible (requiring validation over $2 M$ parameters). ", + "bbox": [ + 501, + 813, + 883, + 904 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "", + "bbox": [ + 89, + 85, + 472, + 310 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "7.2. Augmented multi-view learning ", + "text_level": 1, + "bbox": [ + 91, + 328, + 385, + 343 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We start with a multi-view setup in computational biology, using data from Pollack et al. (2002) and the setup studied by Klami et al. (2013). The samples are 40 patients with breast cancer, and the two views correspond to high-throughput measurements of expression and copy number alteration for 4287 genes. We compare the models in the task of predicting random missing entries in both views, as a function of the proportion of missing data. ", + "bbox": [ + 89, + 352, + 472, + 487 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The multi-view methods use the data as such, whereas the CMF variants also use a third $d _ { 2 } \\times d _ { 3 }$ matrix that encodes the proximity of the genes in the two views. It is a binary matrix such that x(3)i,j is one with probability $\\mathrm { e x p } ( - | l _ { i } - l _ { j } | )$ , where $l _ { i }$ is the chromosomal location measured in $1 0 ^ { 7 }$ basepairs. This encodes the reasonable assumption that copy number alterations are more likely to influence the expression of nearby genes. Figure 4 shows how this information helps in making the predictions. For reasonable amounts of missing data, gCMF is consistently the best method, outperforming both CMF as well as the standard multi-view methods. For extreme cases with at least 80% missing data the advantage is finally lost. The importance of the private factors is seen also in CCA outperforming PCA, whereas CMF and CCA are roughly as accurate; both include one of the strenghts of gCMF. ", + "bbox": [ + 89, + 494, + 472, + 752 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In another example we model images of faces taken in two alternative lighting conditions, but from the same viewing angle. We observe the raw grayscale pixels values of $5 0 \\times 5 0$ images, and for the CMF methods we use a third matrix (size $2 5 0 0 \\times 2 5 0 0$ , of which random $1 0 \\%$ is observed) to encode proximity of pixels in the two views, using Gaussian kernel to provide the probability of one for a binary relation. We train the model so that we have observed 6 images in both views and then 7 images for each view alone, for a total of 20 images. The task is to predict the missing views for these images, without any observations. ", + "bbox": [ + 89, + 761, + 472, + 896 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/010fa42bd664dd00dff0a7541ff39767abde7f08c8d2947c61df4b5a988852e4.jpg", + "image_caption": [ + "Figure 4. Relative prediction error for augmented multiview gene experiment, scaled so that gCMF has error one and is represented by the horizontal black line. For reasonable amounts of missing data ( $_ \\mathrm { x }$ -axis) the methods with private factors ( $_ \\mathrm { g }$ CMF and CCA) outperform the ones without, and modeling the proximity relationship between the genes ( $\\mathbf { g }$ CMF and CMF) improves the accuracy. The confidence intervals correspond to $1 0 \\%$ and $9 0 \\%$ quantiles over random choices of missing data. " + ], + "image_footnote": [], + "bbox": [ + 550, + 85, + 834, + 224 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/f1de48c0d66f681f819723a951bdc13f36097bcf15d210e26f3e363753438950.jpg", + "image_caption": [ + "Figure 5. Prediction error for a multi-view image reconstruction task as a function of the neighborhood width in constructing the proximity augmentation view. The augmentation helps for a wide range of promixity relationships, and the solution reverts back to the non-augmented accuracy for very narrow and wide neighborhoods. " + ], + "image_footnote": [], + "bbox": [ + 550, + 382, + 834, + 518 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "", + "bbox": [ + 500, + 647, + 885, + 691 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Figure 5 plots the prediction errors as a function of the neighborhood $\\sigma$ used in constructing the promity relationships. We see that for very narrow and very wide neighborhoods the CMF approach reverts back to the classical multi-view model, since the extra view consists almost completely of zeros or ones, respectively. For proper neighborhood relationships the accuracy in predicting the missing view is considerably improved. ", + "bbox": [ + 501, + 699, + 883, + 819 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "7.3. Recommender systems ", + "text_level": 1, + "bbox": [ + 501, + 837, + 723, + 852 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Next we consider classical recommender systems, using MovieLens and Flickr data as used in earlier CMF experiments by Bouchard et al. (2013). We compare ", + "bbox": [ + 500, + 861, + 883, + 905 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Table 1. RMSE for two recommender system setups, with boldface indicating the best results. The results for convex CMF (CCMF) are taken from Bouchard et al. (2013) for the best regularization parameter values. Our model provides comparable result without the bias terms, without needing any tuning for the parameters, and the bias terms helps considerably with the cold-start problem especially in MovieLens. Without bias terms gCMF also outperforms CMF for all cases, but with the bias terms the methods are practically identical for these data sets. This suggests these data sets do not have strong private structure that could not be modeled with the bias terms alone. It is important to note that allowing for the private factors never hurts; gCMF is always at least as good as CMF. ", + "bbox": [ + 88, + 93, + 883, + 190 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/df1f804b5ec65c598245b2083899a0e3a14fae2eee3360faea0e25674cca6583.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Data RelationMovieLens X1-CountFlickr
X1-BinaryX2-BinaryX3-BinaryX4-BinaryX5-Gaussian
CCMF (reg=10)1.05880.70710.24730.36610.23841.0033
CMF without bias1.05690.51200.23240.50930.21761.0092
CMF with bias0.94750.50000.23690.27890.21091.0033
gCMF without bias1.04180.50030.22910.50140.21671.0039
gCMF with bias0.94740.50000.23690.27890.21091.0033
", + "bbox": [ + 116, + 194, + 857, + 304 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "gCMF with the convex CMF solution presented in that paper, showing that it finds the same solution when the bias terms are turned off (Table 1). We also illustrate that modeling the bias terms explicitly is as useful for CMF as it has been shown to be for other types of recommender systems. To our knowledge gCMF is the first CMF solution with such bias terms. ", + "bbox": [ + 88, + 335, + 472, + 440 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Both data sets have roughly 1 million observed entries, and our solutions were computed in a few minutes on a laptop. The total computation time is hence roughly comparable to the times Bouchard et al. (2013) reported for CCMF using one choice of regularization parameters. Full CCMF solution is considerably slower since it has to validate over them. ", + "bbox": [ + 89, + 449, + 472, + 553 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "8. DISCUSSION ", + "text_level": 1, + "bbox": [ + 89, + 574, + 250, + 590 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Collective matrix factorization is a very general technique for revealing low-rank representations for arbitrary matrix collections. However, the practical applicability of earlier solutions has been limited since they implicitly assume all factors to be relevant for all matrices. Here we presented a general technique for avoiding this problem, by learning the CMF solution as symmetric factorization of a large square matrix while enforcing group-wise sparse factors. ", + "bbox": [ + 89, + 599, + 472, + 736 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "While any algorithm aiming at such sparsity structure will provide shared and private factors for a CMF, the variational Bayesian solution presented in this work has some notable advantages. It is more straighforward than the sampling-based alternative by Singh and Gordon (2010) (which could be modified to incorporate private factors) while being free of tunable regularization parameters required by the convex solution of Bouchard et al. (2013). The model also subsumes some earlier models and provides extensions for them. In particular, it can be used to efficiently learn Bayesian CCA solution for missing data and non-conjugate likelihoods, providing the first efficient Bayesian CCA between binary observations. ", + "bbox": [ + 89, + 743, + 472, + 893 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "", + "bbox": [ + 501, + 335, + 883, + 395 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "One drawback of CMF is its inability to handle multiple relations accross two entity type. Tensor factorization methods alleviate this problem, as illustrated in the recent work on multi-relational data (Glorot et al., 2013; Chen et al., 2013). ", + "bbox": [ + 501, + 404, + 883, + 478 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Acknowledgments ", + "text_level": 1, + "bbox": [ + 501, + 496, + 648, + 511 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We acknowledge support from the University Affairs Committee of the Xerox Foundation. AK was also supported by Academy of Finland (grants 251170 and 266969) and Digile SHOK project D2I. ", + "bbox": [ + 500, + 520, + 883, + 579 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "References ", + "text_level": 1, + "bbox": [ + 501, + 599, + 604, + 616 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Guillaume Bouchard, Shengbo Guo, and Dawei Yin. Convex collective matrix factorization. In Proceedings of the 16th International Conference on Artificial Intelligence and Statistics, volume 31 of JMLR W&CP, pages 144–152. JMLR, 2013. 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", + "bbox": [ + 501, + 795, + 885, + 900 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Group-sparse Embeddings in Collective Matrix Factorization Supplementary material ", + "text_level": 1, + "bbox": [ + 130, + 109, + 841, + 172 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "This supplementary material for the manuscript “Group-sparse Embeddings in Collective Matrix Factorization” provides more details on the variational approximation described in the paper. ", + "bbox": [ + 88, + 219, + 473, + 281 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Notation ", + "text_level": 1, + "bbox": [ + 88, + 299, + 176, + 316 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The factors in (3) are ", + "bbox": [ + 89, + 325, + 246, + 342 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/85a04127e8201ece8fecd96533ae20d0d58f90ade9e556c1f4f855eeb9fdd51e.jpg", + "text": "$$\n\\begin{array} { r l } & { q ( u _ { i k } ^ { ( e ) } ) = \\mathcal { N } ( \\bar { u } _ { i k } ^ { ( e ) } , \\tilde { u } _ { i k } ^ { ( e ) } ) , } \\\\ & { q ( \\alpha _ { e k } ) = \\mathcal { G } ( a _ { e k } , b _ { e k } ) , q ( b _ { i } ^ { ( m , r ) } ) = \\mathcal { N } ( \\bar { b } _ { i } ^ { ( m , r ) } , \\tilde { b } _ { i } ^ { ( m , r ) } ) , } \\\\ & { q ( \\tau _ { m } ) = \\mathcal { G } ( p _ { m } , q _ { m } ) , q ( b _ { j } ^ { ( m , c ) } ) = \\mathcal { N } ( \\bar { b } _ { j } ^ { ( m , c ) } , \\tilde { b } _ { j } ^ { ( m , c ) } ) . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 98, + 352, + 460, + 421 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "and we denote by $\\bar { \\alpha }$ and $\\bar { \\tau }$ the expectations of $\\alpha$ and $\\mathbf { O } _ { m } ~ \\in ~ [ 0 , 1 ] ^ { d _ { r _ { m } } \\times d _ { c _ { m } } }$ $\\tau$ . The observed entries in , with $\\begin{array} { r } { n _ { m } \\ = \\ \\sum _ { i j } o _ { i j } ^ { ( m ) } } \\end{array}$ $\\mathbf { X } _ { m }$ are given by indicating their total number. Finally, we denote $\\hat { x } _ { i j } ^ { ( m ) } =$ $\\begin{array} { r } { \\left( x _ { i j } ^ { ( m ) } - \\sum _ { k = 1 } ^ { K } \\bar { u } _ { i k } ^ { ( r _ { m } ) } \\bar { u } _ { j k } ^ { ( c _ { m } ) } - \\bar { b } _ { i } ^ { ( m , r ) } - \\bar { b } _ { j } ^ { ( m , c ) } \\right) } \\end{array}$ . ", + "bbox": [ + 88, + 429, + 472, + 523 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Algorithm ", + "text_level": 1, + "bbox": [ + 89, + 539, + 191, + 556 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The full algorithm repeats the following steps until convergence. ", + "bbox": [ + 88, + 565, + 473, + 595 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "1. For each entity set $e$ , compute the gradient of $\\mathbf { U } _ { e }$ using (4) and compute the variance parameter $\\dot { \\mathbf { U } } _ { e }$ using (5). \n2. Update $\\mathbf { U } _ { e }$ with under-relaxed Newton’s step. The element-wise update is ¯u(e)ik $\\bar { u } _ { i k } ^ { ( e ) } ( 1 - \\lambda ) \\bar { u } _ { i k } ^ { ( e ) } +$ $\\lambda ( \\tilde { u } _ { i k } ^ { ( e ) } ) ^ { - 1 } g _ { i k } ^ { ( e ) }$ with $0 < \\lambda < 1$ as the regularization parameter. \n3. Update the approximations for the bias terms using (6). \n4. Update the approximations for the automatic relevance determination parameters using (7). \n5. For all matrices $\\mathbf { X } _ { m }$ with Gaussian likelihood, update the approximations for the noise precision parameters using (8). For all matrices $\\mathbf { X } _ { m }$ with non-Gaussian likelihood, update the pseudo-data using (9). ", + "bbox": [ + 98, + 611, + 473, + 905 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Details ", + "text_level": 1, + "bbox": [ + 500, + 218, + 568, + 234 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Updates for the factors: The gradient with respect to the mean parameters of the factors is computed as ", + "bbox": [ + 500, + 244, + 883, + 290 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/16dbc2b2222b5e697c2dadb0d8338c9d98aa3aecd27860d48bf9b420371c3acc.jpg", + "text": "$$\n\\begin{array} { l } { { \\displaystyle g _ { i k } ^ { ( e ) } = \\bar { \\alpha } _ { e k } \\bar { u } _ { i k } ^ { e } + } } \\\\ { { \\displaystyle \\sum _ { m ; r _ { m } = e } \\bar { \\tau } _ { m } \\sum _ { j } \\left[ - \\hat { x } _ { i j } ^ { ( m ) } \\bar { u } _ { j k } ^ { ( c _ { m } ) } + \\bar { u } _ { i k } ^ { ( e ) } \\tilde { u } _ { j k } ^ { ( c _ { m } ) } \\right] } } \\\\ { { \\displaystyle \\sum _ { m ; c _ { m } = e } \\bar { \\tau } _ { m } \\sum _ { j } \\left[ - \\hat { x } _ { i j } ^ { ( m ) } \\bar { u } _ { i k } ^ { ( r _ { m } ) } + \\bar { u } _ { j k } ^ { ( e ) } \\tilde { u } _ { i k } ^ { ( r _ { m } ) } \\right] . } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 526, + 297, + 846, + 396 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "For $\\dot { \\mathbf { U } } _ { e }$ we have closed-form updates ", + "bbox": [ + 501, + 412, + 763, + 429 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/a9890b9d45b96049758ecc5b7ba1deed3355618ce2706761fb340f67df9a2a90.jpg", + "text": "$$\n\\begin{array} { r l r } { { \\tilde { u } _ { i k } ^ { ( e ) } = [ \\bar { \\alpha } _ { e k } + \\sum _ { m ; c _ { m } = e } \\bar { \\tau } _ { m } \\sum _ { j } ( ( \\bar { u } _ { j k } ^ { ( r _ { m } ) } ) ^ { 2 } + \\tilde { u } _ { j k } ^ { ( r _ { m } ) } ) } } \\\\ & { } & { + \\sum _ { m ; r _ { m } = e } \\bar { \\tau } _ { m } \\sum _ { j } ( ( \\bar { u } _ { j k } ^ { ( c _ { m } ) } ) ^ { 2 } + \\tilde { u } _ { j k } ^ { ( c _ { m } ) } ) ] ^ { - 1 } . } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 521, + 438, + 861, + 540 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Updates for the bias terms: The approximations for the row bias terms are updated as ", + "bbox": [ + 500, + 555, + 885, + 585 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/b58e7292c4c9d556f2105452ebbbfcbf845e5d454aa3af8d5fbfa31c242eac15.jpg", + "text": "$$\n\\begin{array} { l } { { \\displaystyle { \\tilde { b } _ { i } ^ { ( m , r ) } = \\left( \\bar { \\tau } _ { m } \\sum _ { j } o _ { i j } ^ { ( m ) } + \\sigma ^ { - 2 } \\right) ^ { - 1 } , } } } \\\\ { { \\displaystyle { \\hat { b } _ { i } ^ { ( m , r ) } = \\tilde { b } _ { i } ^ { ( m , r ) } \\left( \\bar { \\tau } _ { m } \\mu _ { i } + \\mu _ { r m } / \\sigma _ { r m } ^ { 2 } \\right) , } } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 566, + 593, + 816, + 670 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\begin{array} { r } { x _ { i j } ^ { ( m ) } - \\sum _ { k } \\bar { u } _ { i k } ^ { ( m ) } \\bar { u } _ { j k } ^ { ( m ) } - \\bar { b } _ { j } ^ { ( m , c ) } } \\end{array}$ $\\mu _ { i }$ is a shorthand notation for the mean of over the observed entries. We additionally update $q ( \\mu _ { r m } )$ using standard variational update for Gaussian likelihood and prior, and use point estimate for $\\sigma _ { r m } ^ { 2 }$ . The updates for the column bias terms follow naturally. ", + "bbox": [ + 500, + 676, + 885, + 770 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Updates for the ARD terms: The approximations for the ARD variance parameter terms are updated as ", + "bbox": [ + 500, + 785, + 883, + 829 + ], + "page_idx": 9 + }, + { + "type": "equation", + "img_path": "images/62fae3cb5d2e8e4bf1a87a81c1ae16f9de8d2bf3bf8855ffa0aaac04e6cdb00a.jpg", + "text": "$$\n\\begin{array} { l } { { a _ { e k } = a _ { 0 } ^ { \\alpha } + d _ { e } / 2 , } } \\\\ { { \\displaystyle b _ { e k } = b _ { 0 } + 0 . 5 \\sum _ { i = 1 } ^ { d _ { s } } \\sum _ { k = 1 } ^ { K } \\left( ( \\bar { u } _ { i k } ^ { ( e ) } ) ^ { 2 } + \\tilde { u } _ { i k } ^ { ( e ) } \\right) . } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 553, + 839, + 831, + 905 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Updates for the precision terms: For each matrix with Gaussian likelihood the approximation for the precision term is updated as ", + "bbox": [ + 88, + 84, + 473, + 130 + ], + "page_idx": 10 + }, + { + "type": "equation", + "img_path": "images/816b84ff8923624300db8817ae2abb5349edba96129f63a9d6871c5c1ee2262d.jpg", + "text": "$$\n\\begin{array} { l } { { \\displaystyle p _ { m } = p _ { 0 } + n _ { m } / 2 , \\qquad \\qquad \\quad ( 8 ) } } \\\\ { { \\displaystyle q _ { m } = q _ { 0 } + \\frac { 1 } { 2 n _ { m } } \\sum _ { i j } \\left[ ( \\hat { x } _ { i j } ^ { ( m ) } ) ^ { 2 } + \\tilde { b } _ { i } ^ { ( m , r ) } + \\tilde { b } _ { j } ^ { ( m , c ) } \\right. } } \\\\ { { \\displaystyle \\left. + \\sum _ { k = 1 } ^ { K } \\left( ( \\bar { u } _ { i k } ^ { ( r _ { m } ) } ) ^ { 2 } \\tilde { u } _ { j k } ^ { ( c _ { m } ) } + ( \\bar { u } _ { j k } ^ { ( c _ { m } ) } ) ^ { 2 } \\tilde { u } _ { i k } ^ { ( r _ { m } ) } + \\tilde { u } _ { j k } ^ { ( c _ { m } ) } \\tilde { u } _ { i k } ^ { ( r _ { m } ) } \\right) \\right] , } } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 88, + 140, + 480, + 247 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "where the sum for $q _ { m }$ is over all observed entries. ", + "bbox": [ + 88, + 256, + 442, + 270 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Updated for the pseudo-data: For each matrix with non-Gaussian data we update the pseudo-data $\\mathbf { Z } _ { m }$ using ", + "bbox": [ + 88, + 286, + 473, + 332 + ], + "page_idx": 10 + }, + { + "type": "equation", + "img_path": "images/aa12c771985a3de1ed24c1e0becdb0d7c9d07dd5e005752466d80c3aab9637c3.jpg", + "text": "$$\n\\begin{array} { r l } & { \\pmb { \\xi } _ { m } = E [ \\mathbf { U } _ { r _ { m } } ] E [ \\mathbf { U } _ { c _ { m } } ] ^ { T } , } \\\\ & { \\mathbf { Z } _ { m } = ( \\pmb { \\xi } _ { m } - f _ { m } ^ { \\prime } ( \\pmb { \\xi } _ { m } ) / \\kappa _ { m } ) , } \\end{array}\n$$", + "text_format": "latex", + "bbox": [ + 186, + 340, + 375, + 382 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "where the updates are element-wise and independent for each matrix. Here $f _ { m } ^ { \\prime } ( \\pmb { \\xi } _ { m } )$ is the derivative of the $m$ -th link function $- \\log p ( \\mathbf { X } _ { m } | \\mathbf { U } _ { r _ { m } } \\mathbf { U } _ { c _ { m } } ^ { T } )$ and $\\kappa _ { m }$ is the maximum value of the second derivative of the same function. ", + "bbox": [ + 88, + 390, + 473, + 465 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "MAP estimation ", + "text_level": 1, + "bbox": [ + 89, + 484, + 250, + 502 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "These update rules can be easily modified to provide the MAP estimate instead; the modifications mostly consist of dropping the variance terms and the resulting updates are not repeated here. Similarly, the updates are easy to modify for learning CMF models without private factors, by coercing $\\alpha _ { e k }$ into $\\alpha _ { k }$ . 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Figure 1-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 53, + 372, + 290, + 384 + ], + "spans": [ + { + "bbox": [ + 53, + 372, + 255, + 384 + ], + "score": 1.0, + "content": "III depicts an example where the two views", + "type": "text" + }, + { + "bbox": [ + 255, + 375, + 268, + 384 + ], + "score": 0.91, + "content": "\\mathbf { X } _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 372, + 290, + 384 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 55, + 384, + 291, + 397 + ], + "spans": [ + { + "bbox": [ + 55, + 387, + 68, + 396 + ], + "score": 0.91, + "content": "\\mathbf { X } _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 68, + 384, + 291, + 397 + ], + "score": 1.0, + "content": "represent expression and copy number alteration", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 52, + 396, + 291, + 408 + ], + "spans": [ + { + "bbox": [ + 52, + 396, + 291, + 408 + ], + "score": 1.0, + "content": "of the same patients. 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This regularization en-", + "type": "text" + } + ], + "index": 62 + }, + { + "bbox": [ + 306, + 193, + 542, + 205 + ], + "spans": [ + { + "bbox": [ + 306, + 193, + 542, + 205 + ], + "score": 1.0, + "content": "ables us to automatically learn the nature of each fac-", + "type": "text" + } + ], + "index": 63 + }, + { + "bbox": [ + 305, + 205, + 542, + 217 + ], + "spans": [ + { + "bbox": [ + 305, + 205, + 542, + 217 + ], + "score": 1.0, + "content": "tor, resulting in a solution free of tuning parameters.", + "type": "text" + } + ], + "index": 64 + }, + { + "bbox": [ + 305, + 216, + 542, + 229 + ], + "spans": [ + { + "bbox": [ + 305, + 216, + 542, + 229 + ], + "score": 1.0, + "content": "The model supports arbitrary schemas for the collec-", + "type": "text" + } + ], + "index": 65 + }, + { + "bbox": [ + 305, + 228, + 542, + 241 + ], + "spans": [ + { + "bbox": [ + 305, + 228, + 542, + 241 + ], + "score": 1.0, + "content": "tion of matrices, as well as multiple likelihood poten-", + "type": "text" + } + ], + "index": 66 + }, + { + "bbox": [ + 305, + 240, + 542, + 253 + ], + "spans": [ + { + "bbox": [ + 305, + 240, + 542, + 253 + ], + "score": 1.0, + "content": "tials for various types of data (binary, count and con-", + "type": "text" + } + ], + "index": 67 + }, + { + "bbox": [ + 305, + 252, + 542, + 266 + ], + "spans": [ + { + "bbox": [ + 305, + 252, + 542, + 266 + ], + "score": 1.0, + "content": "tinous), using the quadratic lower bounds provided by", + "type": "text" + } + ], + "index": 68 + }, + { + "bbox": [ + 306, + 264, + 542, + 277 + ], + "spans": [ + { + "bbox": [ + 306, + 264, + 542, + 277 + ], + "score": 1.0, + "content": "Seeger and Bouchard (2012) for non-Gaussian likeli-", + "type": "text" + } + ], + "index": 69 + }, + { + "bbox": [ + 305, + 276, + 338, + 288 + ], + "spans": [ + { + "bbox": [ + 305, + 276, + 338, + 288 + ], + "score": 1.0, + "content": "hoods.", + "type": "text" + } + ], + "index": 70 + } + ], + "index": 63.5 + }, + { + "type": "text", + "bbox": [ + 307, + 294, + 541, + 414 + ], + "lines": [ + { + "bbox": [ + 305, + 294, + 542, + 307 + ], + "spans": [ + { + "bbox": [ + 305, + 294, + 542, + 307 + ], + "score": 1.0, + "content": "To illustrate the flexibility of the CMF setup we dis-", + "type": "text" + } + ], + "index": 71 + }, + { + "bbox": [ + 305, + 307, + 542, + 318 + ], + "spans": [ + { + "bbox": [ + 305, + 307, + 542, + 318 + ], + "score": 1.0, + "content": "cuss interesting modeling tasks in Section 6. We", + "type": "text" + } + ], + "index": 72 + }, + { + "bbox": [ + 305, + 318, + 542, + 330 + ], + "spans": [ + { + "bbox": [ + 305, + 318, + 542, + 330 + ], + "score": 1.0, + "content": "pay particular attention to the augmented multi-view", + "type": "text" + } + ], + "index": 73 + }, + { + "bbox": [ + 305, + 330, + 542, + 343 + ], + "spans": [ + { + "bbox": [ + 305, + 330, + 542, + 343 + ], + "score": 1.0, + "content": "learning setup of Figure 1-III, showing that CMF pro-", + "type": "text" + } + ], + "index": 74 + }, + { + "bbox": [ + 306, + 343, + 542, + 354 + ], + "spans": [ + { + "bbox": [ + 306, + 343, + 542, + 354 + ], + "score": 1.0, + "content": "vides a natural way to improve on standard multi-view", + "type": "text" + } + ], + "index": 75 + }, + { + "bbox": [ + 306, + 355, + 542, + 366 + ], + "spans": [ + { + "bbox": [ + 306, + 355, + 542, + 366 + ], + "score": 1.0, + "content": "learning when the different views lay in related obser-", + "type": "text" + } + ], + "index": 76 + }, + { + "bbox": [ + 305, + 366, + 542, + 379 + ], + "spans": [ + { + "bbox": [ + 305, + 366, + 542, + 379 + ], + "score": 1.0, + "content": "vation spaces. We also show experimentally the key", + "type": "text" + } + ], + "index": 77 + }, + { + "bbox": [ + 306, + 379, + 542, + 390 + ], + "spans": [ + { + "bbox": [ + 306, + 379, + 542, + 390 + ], + "score": 1.0, + "content": "advantage of ARD used for complexity control, com-", + "type": "text" + } + ], + "index": 78 + }, + { + "bbox": [ + 305, + 390, + 543, + 402 + ], + "spans": [ + { + "bbox": [ + 305, + 390, + 543, + 402 + ], + "score": 1.0, + "content": "pared to computationally intensive cross-validation of", + "type": "text" + } + ], + "index": 79 + }, + { + "bbox": [ + 306, + 403, + 422, + 414 + ], + "spans": [ + { + "bbox": [ + 306, + 403, + 422, + 414 + ], + "score": 1.0, + "content": "regularization parameters.", + "type": "text" + } + ], + "index": 80 + } + ], + "index": 75.5 + }, + { + "type": "title", + "bbox": [ + 306, + 429, + 470, + 456 + ], + "lines": [ + { + "bbox": [ + 306, + 430, + 471, + 444 + ], + "spans": [ + { + "bbox": [ + 306, + 430, + 471, + 444 + ], + "score": 1.0, + "content": "2. COLLECTIVE MATRIX", + "type": "text" + } + ], + "index": 81 + }, + { + "bbox": [ + 320, + 443, + 436, + 459 + ], + "spans": [ + { + "bbox": [ + 320, + 443, + 436, + 459 + ], + "score": 1.0, + "content": "FACTORIZATION", + "type": "text" + } + ], + "index": 82 + } + ], + "index": 81.5 + }, + { + "type": "text", + "bbox": [ + 307, + 462, + 541, + 595 + ], + "lines": [ + { + "bbox": [ + 301, + 456, + 542, + 484 + ], + "spans": [ + { + "bbox": [ + 301, + 456, + 366, + 484 + ], + "score": 1.0, + "content": "Given a set of", + "type": "text" + }, + { + "bbox": [ + 366, + 467, + 377, + 474 + ], + "score": 0.91, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 378, + 456, + 418, + 484 + ], + "score": 1.0, + "content": "matrices", + "type": "text" + }, + { + "bbox": [ + 419, + 463, + 473, + 478 + ], + "score": 0.95, + "content": "{ \\bf X } _ { m } = [ x _ { i j } ^ { ( m ) } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 456, + 542, + 484 + ], + "score": 1.0, + "content": "describing rela-", + "type": "text" + } + ], + "index": 83 + }, + { + "bbox": [ + 306, + 476, + 542, + 488 + ], + "spans": [ + { + "bbox": [ + 306, + 476, + 386, + 488 + ], + "score": 1.0, + "content": "tionships between", + "type": "text" + }, + { + "bbox": [ + 395, + 476, + 542, + 488 + ], + "score": 1.0, + "content": "sets of entities (with cardinalities", + "type": "text" + } + ], + "index": 84 + }, + { + "bbox": [ + 307, + 488, + 542, + 500 + ], + "spans": [ + { + "bbox": [ + 307, + 491, + 316, + 500 + ], + "score": 0.86, + "content": "d _ { e }", + "type": "inline_equation" + }, + { + "bbox": [ + 317, + 488, + 542, + 500 + ], + "score": 1.0, + "content": "), the goal of CMF is to jointly approximate the ma-", + "type": "text" + } + ], + "index": 85 + }, + { + "bbox": [ + 305, + 499, + 541, + 513 + ], + "spans": [ + { + "bbox": [ + 305, + 499, + 528, + 513 + ], + "score": 1.0, + "content": "trices with low-rank factorizations. We denote by", + "type": "text" + }, + { + "bbox": [ + 528, + 505, + 541, + 511 + ], + "score": 0.89, + "content": "r _ { m }", + "type": "inline_equation" + } + ], + "index": 86 + }, + { + "bbox": [ + 305, + 512, + 543, + 524 + ], + "spans": [ + { + "bbox": [ + 305, + 512, + 326, + 524 + ], + "score": 1.0, + "content": "and", + "type": "text" + }, + { + "bbox": [ + 326, + 517, + 338, + 523 + ], + "score": 0.89, + "content": "c _ { m }", + "type": "inline_equation" + }, + { + "bbox": [ + 338, + 512, + 543, + 524 + ], + "score": 1.0, + "content": "the entity sets corresponding to the rows and", + "type": "text" + } + ], + "index": 87 + }, + { + "bbox": [ + 305, + 524, + 542, + 536 + ], + "spans": [ + { + "bbox": [ + 305, + 524, + 429, + 536 + ], + "score": 1.0, + "content": "columns, respectively, of the", + "type": "text" + }, + { + "bbox": [ + 429, + 529, + 438, + 534 + ], + "score": 0.89, + "content": "m", + "type": "inline_equation" + }, + { + "bbox": [ + 438, + 524, + 542, + 536 + ], + "score": 1.0, + "content": "-th matrix. 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Multi-view setups, in turn, have", + "type": "text" + } + ], + "index": 90 + }, + { + "bbox": [ + 307, + 558, + 541, + 573 + ], + "spans": [ + { + "bbox": [ + 307, + 562, + 362, + 570 + ], + "score": 0.88, + "content": "E = M + 1", + "type": "inline_equation" + }, + { + "bbox": [ + 362, + 558, + 368, + 573 + ], + "score": 1.0, + "content": ",", + "type": "text" + }, + { + "bbox": [ + 369, + 562, + 423, + 571 + ], + "score": 0.89, + "content": "r _ { m } = 1 \\ \\forall m", + "type": "inline_equation" + }, + { + "bbox": [ + 423, + 558, + 450, + 573 + ], + "score": 1.0, + "content": ", and", + "type": "text" + }, + { + "bbox": [ + 451, + 561, + 541, + 572 + ], + "score": 0.91, + "content": "c _ { m } \\in \\{ 2 , . . . , M + 1 \\}", + "type": "inline_equation" + } + ], + "index": 91 + }, + { + "bbox": [ + 306, + 572, + 542, + 584 + ], + "spans": [ + { + "bbox": [ + 306, + 572, + 542, + 584 + ], + "score": 1.0, + "content": "(Fig. 1-II). 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A prototyp-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 53, + 240, + 290, + 253 + ], + "spans": [ + { + "bbox": [ + 53, + 240, + 290, + 253 + ], + "score": 1.0, + "content": "ical example of CMF, illustrated by Bouchard et al.", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 54, + 252, + 291, + 266 + ], + "spans": [ + { + "bbox": [ + 54, + 252, + 291, + 266 + ], + "score": 1.0, + "content": "(2013), would be a recommender system setup where", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 54, + 266, + 290, + 277 + ], + "spans": [ + { + "bbox": [ + 54, + 266, + 133, + 277 + ], + "score": 1.0, + "content": "the target matrix", + "type": "text" + }, + { + "bbox": [ + 133, + 267, + 146, + 276 + ], + "score": 0.93, + "content": "X _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 146, + 266, + 290, + 277 + ], + "score": 1.0, + "content": "is complemented with two other", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 52, + 276, + 291, + 289 + ], + "spans": [ + { + "bbox": [ + 52, + 276, + 291, + 289 + ], + "score": 1.0, + "content": "matrices associating the users and items with their own", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 52, + 288, + 290, + 301 + ], + "spans": [ + { + "bbox": [ + 52, + 288, + 290, + 301 + ], + "score": 1.0, + "content": "features. If the users and items are described with the", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 52, + 301, + 290, + 313 + ], + "spans": [ + { + "bbox": [ + 52, + 301, + 290, + 313 + ], + "score": 1.0, + "content": "same features, for example by proximities to geograph-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 53, + 313, + 290, + 325 + ], + "spans": [ + { + "bbox": [ + 53, + 313, + 290, + 325 + ], + "score": 1.0, + "content": "ical locations, the setup becomes circular. 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Figure 1-", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 53, + 372, + 290, + 384 + ], + "spans": [ + { + "bbox": [ + 53, + 372, + 255, + 384 + ], + "score": 1.0, + "content": "III depicts an example where the two views", + "type": "text" + }, + { + "bbox": [ + 255, + 375, + 268, + 384 + ], + "score": 0.91, + "content": "\\mathbf { X } _ { 1 }", + "type": "inline_equation" + }, + { + "bbox": [ + 269, + 372, + 290, + 384 + ], + "score": 1.0, + "content": "and", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 55, + 384, + 291, + 397 + ], + "spans": [ + { + "bbox": [ + 55, + 387, + 68, + 396 + ], + "score": 0.91, + "content": "\\mathbf { X } _ { 2 }", + "type": "inline_equation" + }, + { + "bbox": [ + 68, + 384, + 291, + 397 + ], + "score": 1.0, + "content": "represent expression and copy number alteration", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 52, + 396, + 291, + 408 + ], + "spans": [ + { + "bbox": [ + 52, + 396, + 291, + 408 + ], + "score": 1.0, + "content": "of the same patients. Classical multi-view solutions to", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 54, + 408, + 290, + 420 + ], + "spans": [ + { + "bbox": [ + 54, + 408, + 290, + 420 + ], + "score": 1.0, + "content": "this problem would ignore the fact that the column", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 52, + 420, + 291, + 433 + ], + "spans": [ + { + "bbox": [ + 52, + 420, + 291, + 433 + ], + "score": 1.0, + "content": "features for both views correspond to genes. With", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 53, + 432, + 291, + 445 + ], + "spans": [ + { + "bbox": [ + 53, + 432, + 291, + 445 + ], + "score": 1.0, + "content": "CMF, however, we can encode this information as a", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 53, + 443, + 290, + 457 + ], + "spans": [ + { + "bbox": [ + 53, + 443, + 110, + 457 + ], + "score": 1.0, + "content": "third matrix", + "type": "text" + }, + { + "bbox": [ + 111, + 447, + 124, + 455 + ], + "score": 0.91, + "content": "\\mathbf { X } _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 124, + 443, + 290, + 457 + ], + "score": 1.0, + "content": "that provides chromosomal promixity", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 53, + 456, + 290, + 468 + ], + "spans": [ + { + "bbox": [ + 53, + 456, + 290, + 468 + ], + "score": 1.0, + "content": "of the probes used for measuring the two views. 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Singh and Gordon (2008) provided a maxi-", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 52, + 533, + 290, + 546 + ], + "spans": [ + { + "bbox": [ + 52, + 533, + 290, + 546 + ], + "score": 1.0, + "content": "mum likelihood solution, Singh and Gordon (2010) and", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 53, + 545, + 291, + 558 + ], + "spans": [ + { + "bbox": [ + 53, + 545, + 291, + 558 + ], + "score": 1.0, + "content": "Yin et al. (2013) used Gibbs sampling to approximate", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 54, + 558, + 291, + 570 + ], + "spans": [ + { + "bbox": [ + 54, + 558, + 291, + 570 + ], + "score": 1.0, + "content": "the posterior, and Bouchard et al. (2013) presented a", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 53, + 570, + 291, + 582 + ], + "spans": [ + { + "bbox": [ + 53, + 570, + 291, + 582 + ], + "score": 1.0, + "content": "convex formulation of the problem. 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Such strong assumptions are unlikely", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 53, + 653, + 290, + 666 + ], + "spans": [ + { + "bbox": [ + 53, + 653, + 290, + 666 + ], + "score": 1.0, + "content": "to hold in practical applications, and consequently the", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 54, + 666, + 290, + 677 + ], + "spans": [ + { + "bbox": [ + 54, + 666, + 290, + 677 + ], + "score": 1.0, + "content": "methods break down for scenarios where the individ-", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 53, + 677, + 291, + 690 + ], + "spans": [ + { + "bbox": [ + 53, + 677, + 291, + 690 + ], + "score": 1.0, + "content": "ual matrices have strong view-specific noise or, more", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 53, + 689, + 291, + 702 + ], + "spans": [ + { + "bbox": [ + 53, + 689, + 291, + 702 + ], + "score": 1.0, + "content": "generally, any subset of the matrices has structure in-", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 53, + 701, + 290, + 713 + ], + "spans": [ + { + "bbox": [ + 53, + 701, + 290, + 713 + ], + "score": 1.0, + "content": "dependent of the others. 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This regularization en-", + "type": "text" + } + ], + "index": 62 + }, + { + "bbox": [ + 306, + 193, + 542, + 205 + ], + "spans": [ + { + "bbox": [ + 306, + 193, + 542, + 205 + ], + "score": 1.0, + "content": "ables us to automatically learn the nature of each fac-", + "type": "text" + } + ], + "index": 63 + }, + { + "bbox": [ + 305, + 205, + 542, + 217 + ], + "spans": [ + { + "bbox": [ + 305, + 205, + 542, + 217 + ], + "score": 1.0, + "content": "tor, resulting in a solution free of tuning parameters.", + "type": "text" + } + ], + "index": 64 + }, + { + "bbox": [ + 305, + 216, + 542, + 229 + ], + "spans": [ + { + "bbox": [ + 305, + 216, + 542, + 229 + ], + "score": 1.0, + "content": "The model supports arbitrary schemas for the collec-", + "type": "text" + } + ], + "index": 65 + }, + { + "bbox": [ + 305, + 228, + 542, + 241 + ], + "spans": [ + { + "bbox": [ + 305, + 228, + 542, + 241 + ], + "score": 1.0, + "content": "tion of matrices, as well as multiple likelihood poten-", + "type": "text" + } + ], + "index": 66 + }, + { + "bbox": [ + 305, + 240, + 542, + 253 + ], + "spans": [ + { + "bbox": [ + 305, + 240, + 542, + 253 + ], + "score": 1.0, + "content": "tials for various types of data (binary, count and con-", + "type": "text" + } + ], + "index": 67 + }, + { + "bbox": [ + 305, + 252, + 542, + 266 + ], + "spans": [ + { + "bbox": [ + 305, + 252, + 542, + 266 + ], + "score": 1.0, + "content": "tinous), using the quadratic lower bounds provided by", + "type": "text" + } + ], + "index": 68 + }, + { + "bbox": [ + 306, + 264, + 542, + 277 + ], + "spans": [ + { + "bbox": [ + 306, + 264, + 542, + 277 + ], + "score": 1.0, + "content": "Seeger and Bouchard (2012) for non-Gaussian likeli-", + "type": "text" + } + ], + "index": 69 + }, + { + "bbox": [ + 305, + 276, + 338, + 288 + ], + "spans": [ + { + "bbox": [ + 305, + 276, + 338, + 288 + ], + "score": 1.0, + "content": "hoods.", + "type": "text" + } + ], + "index": 70 + } + ], + "index": 63.5, + "bbox_fs": [ + 304, + 122, + 543, + 288 + ] + }, + { + "type": "text", + "bbox": [ + 307, + 294, + 541, + 414 + ], + "lines": [ + { + "bbox": [ + 305, + 294, + 542, + 307 + ], + "spans": [ + { + "bbox": [ + 305, + 294, + 542, + 307 + ], + "score": 1.0, + "content": "To illustrate the flexibility of the CMF setup we dis-", + "type": "text" + } + ], + "index": 71 + }, + { + "bbox": [ + 305, + 307, + 542, + 318 + ], + "spans": [ + { + "bbox": [ + 305, + 307, + 542, + 318 + ], + "score": 1.0, + "content": "cuss interesting modeling tasks in Section 6. 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COLLECTIVE MATRIX", + "type": "text" + } + ], + "index": 81 + }, + { + "bbox": [ + 320, + 443, + 436, + 459 + ], + "spans": [ + { + "bbox": [ + 320, + 443, + 436, + 459 + ], + "score": 1.0, + "content": "FACTORIZATION", + "type": "text" + } + ], + "index": 82 + } + ], + "index": 81.5 + }, + { + "type": "text", + "bbox": [ + 307, + 462, + 541, + 595 + ], + "lines": [ + { + "bbox": [ + 301, + 456, + 542, + 484 + ], + "spans": [ + { + "bbox": [ + 301, + 456, + 366, + 484 + ], + "score": 1.0, + "content": "Given a set of", + "type": "text" + }, + { + "bbox": [ + 366, + 467, + 377, + 474 + ], + "score": 0.91, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 378, + 456, + 418, + 484 + ], + "score": 1.0, + "content": "matrices", + "type": "text" + }, + { + "bbox": [ + 419, + 463, + 473, + 478 + ], + "score": 0.95, + "content": "{ \\bf X } _ { m } = [ x _ { i j } ^ { ( m ) } ]", + "type": "inline_equation" + }, + { + "bbox": [ + 473, + 456, + 542, + 484 + ], + "score": 1.0, + "content": "describing rela-", + "type": "text" + } + ], + "index": 83 + }, + { + "bbox": [ + 306, + 476, + 542, + 488 + ], + "spans": [ + { + "bbox": [ + 306, + 476, + 386, + 488 + ], + "score": 1.0, + "content": "tionships between", + "type": "text" + }, + { + "bbox": [ + 395, + 476, + 542, + 488 + ], + "score": 1.0, + "content": "sets of entities (with cardinalities", + "type": "text" + } + ], + "index": 84 + }, + { + "bbox": [ + 307, + 488, + 542, + 500 + ], + "spans": [ + { + "bbox": [ + 307, + 491, + 316, + 500 + ], + "score": 0.86, + "content": "d _ { e }", + "type": "inline_equation" + }, + { + "bbox": [ + 317, + 488, + 542, + 500 + ], + "score": 1.0, + "content": "), the goal of CMF is to jointly approximate the ma-", + "type": "text" + } + ], + "index": 85 + }, + { + "bbox": [ + 305, + 499, + 541, + 513 + ], + "spans": [ + { + "bbox": [ + 305, + 499, + 528, + 513 + ], + "score": 1.0, + "content": "trices with low-rank factorizations. 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However, our infer-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 54, + 277, + 290, + 288 + ], + "spans": [ + { + "bbox": [ + 54, + 277, + 290, + 288 + ], + "score": 1.0, + "content": "ence solution has a number of advantages. In partic-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 53, + 288, + 290, + 301 + ], + "spans": [ + { + "bbox": [ + 53, + 288, + 290, + 301 + ], + "score": 1.0, + "content": "ular, our solution supports wider range of likelihood", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 52, + 299, + 291, + 314 + ], + "spans": [ + { + "bbox": [ + 52, + 299, + 291, + 314 + ], + "score": 1.0, + "content": "potentials and provides efficient inference for missing", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 53, + 312, + 290, + 325 + ], + "spans": [ + { + "bbox": [ + 53, + 312, + 290, + 325 + ], + "score": 1.0, + "content": "data. 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We call this ap-", + "type": "text" + } + ], + "index": 69 + }, + { + "bbox": [ + 304, + 336, + 542, + 348 + ], + "spans": [ + { + "bbox": [ + 304, + 336, + 542, + 348 + ], + "score": 1.0, + "content": "proach augmented multi-view learning. We can en-", + "type": "text" + } + ], + "index": 70 + }, + { + "bbox": [ + 305, + 348, + 543, + 360 + ], + "spans": [ + { + "bbox": [ + 305, + 348, + 543, + 360 + ], + "score": 1.0, + "content": "code any kind of similarity between the features as", + "type": "text" + } + ], + "index": 71 + }, + { + "bbox": [ + 305, + 361, + 542, + 372 + ], + "spans": [ + { + "bbox": [ + 305, + 361, + 542, + 372 + ], + "score": 1.0, + "content": "long as the resulting matrix can reasonably be mod-", + "type": "text" + } + ], + "index": 72 + }, + { + "bbox": [ + 305, + 372, + 542, + 384 + ], + "spans": [ + { + "bbox": [ + 305, + 372, + 542, + 384 + ], + "score": 1.0, + "content": "eled as low-rank. In the experimental section we will", + "type": "text" + } + ], + "index": 73 + }, + { + "bbox": [ + 305, + 384, + 542, + 396 + ], + "spans": [ + { + "bbox": [ + 305, + 384, + 542, + 396 + ], + "score": 1.0, + "content": "demonstrate setups where the features live in a contin-", + "type": "text" + } + ], + "index": 74 + }, + { + "bbox": [ + 305, + 397, + 543, + 408 + ], + "spans": [ + { + "bbox": [ + 305, + 397, + 543, + 408 + ], + "score": 1.0, + "content": "uous space (genes along the chromosome, pixels in a", + "type": "text" + } + ], + "index": 75 + }, + { + "bbox": [ + 306, + 409, + 541, + 419 + ], + "spans": [ + { + "bbox": [ + 306, + 409, + 541, + 419 + ], + "score": 1.0, + "content": "two-dimensional space) and hence we can measure dis-", + "type": "text" + } + ], + "index": 76 + }, + { + "bbox": [ + 306, + 420, + 542, + 432 + ], + "spans": [ + { + "bbox": [ + 306, + 420, + 542, + 432 + ], + "score": 1.0, + "content": "tances between them. We then convert these distances", + "type": "text" + } + ], + "index": 77 + }, + { + "bbox": [ + 306, + 433, + 542, + 444 + ], + "spans": [ + { + "bbox": [ + 306, + 433, + 542, + 444 + ], + "score": 1.0, + "content": "into binary promixity relationships, to illustrate that", + "type": "text" + } + ], + "index": 78 + }, + { + "bbox": [ + 305, + 443, + 541, + 457 + ], + "spans": [ + { + "bbox": [ + 305, + 443, + 541, + 457 + ], + "score": 1.0, + "content": "already that is sufficient for augmenting the learning.", + "type": "text" + } + ], + "index": 79 + } + ], + "index": 73 + }, + { + "type": "text", + "bbox": [ + 307, + 473, + 541, + 591 + ], + "lines": [ + { + "bbox": [ + 305, + 471, + 543, + 485 + ], + "spans": [ + { + "bbox": [ + 305, + 471, + 543, + 485 + ], + "score": 1.0, + "content": "Recommender systems The simplest recom-", + "type": "text" + } + ], + "index": 80 + }, + { + "bbox": [ + 306, + 485, + 542, + 496 + ], + "spans": [ + { + "bbox": [ + 306, + 485, + 542, + 496 + ], + "score": 1.0, + "content": "mender systems seek to predict missing entries in a", + "type": "text" + } + ], + "index": 81 + }, + { + "bbox": [ + 305, + 496, + 542, + 509 + ], + "spans": [ + { + "bbox": [ + 305, + 496, + 542, + 509 + ], + "score": 1.0, + "content": "matrix of ratings or binary relevance indicators (Koren", + "type": "text" + } + ], + "index": 82 + }, + { + "bbox": [ + 305, + 507, + 542, + 520 + ], + "spans": [ + { + "bbox": [ + 305, + 507, + 542, + 520 + ], + "score": 1.0, + "content": "et al., 2009). The extensive literature on recommender", + "type": "text" + } + ], + "index": 83 + }, + { + "bbox": [ + 305, + 521, + 542, + 532 + ], + "spans": [ + { + "bbox": [ + 305, + 521, + 542, + 532 + ], + "score": 1.0, + "content": "systems indicates that incorporating additional infor-", + "type": "text" + } + ], + "index": 84 + }, + { + "bbox": [ + 306, + 533, + 542, + 544 + ], + "spans": [ + { + "bbox": [ + 306, + 533, + 542, + 544 + ], + "score": 1.0, + "content": "mation on the entities helps making such predictions", + "type": "text" + } + ], + "index": 85 + }, + { + "bbox": [ + 306, + 543, + 543, + 556 + ], + "spans": [ + { + "bbox": [ + 306, + 543, + 543, + 556 + ], + "score": 1.0, + "content": "(Stern et al., 2009; Fang and Si, 2011). CMF is a", + "type": "text" + } + ], + "index": 86 + }, + { + "bbox": [ + 305, + 556, + 543, + 567 + ], + "spans": [ + { + "bbox": [ + 305, + 556, + 543, + 567 + ], + "score": 1.0, + "content": "natural way of encoding such information, in form of", + "type": "text" + } + ], + "index": 87 + }, + { + "bbox": [ + 306, + 568, + 542, + 579 + ], + "spans": [ + { + "bbox": [ + 306, + 568, + 542, + 579 + ], + "score": 1.0, + "content": "additional matrices between the entities of interest and", + "type": "text" + } + ], + "index": 88 + }, + { + "bbox": [ + 305, + 580, + 442, + 592 + ], + "spans": [ + { + "bbox": [ + 305, + 580, + 442, + 592 + ], + "score": 1.0, + "content": "some features describing them.", + "type": "text" + } + ], + "index": 89 + } + ], + "index": 84.5 + }, + { + "type": "text", + "bbox": [ + 307, + 598, + 541, + 717 + ], + "lines": [ + { + "bbox": [ + 306, + 597, + 541, + 609 + ], + "spans": [ + { + "bbox": [ + 306, + 597, + 541, + 609 + ], + "score": 1.0, + "content": "While many other techniques can also be used for in-", + "type": "text" + } + ], + "index": 90 + }, + { + "bbox": [ + 305, + 609, + 542, + 622 + ], + "spans": [ + { + "bbox": [ + 305, + 609, + 542, + 622 + ], + "score": 1.0, + "content": "corporating additional information about the entities,", + "type": "text" + } + ], + "index": 91 + }, + { + "bbox": [ + 305, + 621, + 542, + 634 + ], + "spans": [ + { + "bbox": [ + 305, + 621, + 542, + 634 + ], + "score": 1.0, + "content": "the CMF formulation opens up two additional types", + "type": "text" + } + ], + "index": 92 + }, + { + "bbox": [ + 306, + 634, + 542, + 645 + ], + "spans": [ + { + "bbox": [ + 306, + 634, + 542, + 645 + ], + "score": 1.0, + "content": "of extra information not easily implemented by the al-", + "type": "text" + } + ], + "index": 93 + }, + { + "bbox": [ + 305, + 645, + 542, + 658 + ], + "spans": [ + { + "bbox": [ + 305, + 645, + 542, + 658 + ], + "score": 1.0, + "content": "ternative means. The first is a circular setup where", + "type": "text" + } + ], + "index": 94 + }, + { + "bbox": [ + 305, + 657, + 542, + 669 + ], + "spans": [ + { + "bbox": [ + 305, + 657, + 542, + 669 + ], + "score": 1.0, + "content": "both the row and column entities of the matrix of in-", + "type": "text" + } + ], + "index": 95 + }, + { + "bbox": [ + 306, + 670, + 542, + 681 + ], + "spans": [ + { + "bbox": [ + 306, + 670, + 542, + 681 + ], + "score": 1.0, + "content": "terest are described by the same features (Bouchard", + "type": "text" + } + ], + "index": 96 + }, + { + "bbox": [ + 305, + 681, + 542, + 694 + ], + "spans": [ + { + "bbox": [ + 305, + 681, + 542, + 694 + ], + "score": 1.0, + "content": "et al., 2013). This is typically the case for example", + "type": "text" + } + ], + "index": 97 + }, + { + "bbox": [ + 306, + 694, + 542, + 705 + ], + "spans": [ + { + "bbox": [ + 306, + 694, + 542, + 705 + ], + "score": 1.0, + "content": "in social interaction recommenders where both rows", + "type": "text" + } + ], + "index": 98 + }, + { + "bbox": [ + 305, + 705, + 542, + 718 + ], + "spans": [ + { + "bbox": [ + 305, + 705, + 542, + 718 + ], + "score": 1.0, + "content": "and columns correspond to human individuals. The", + "type": "text" + } + ], + "index": 99 + } + ], + "index": 94.5 + } + ], + "page_idx": 4, + "page_size": [ + 612, + 792 + ], + "discarded_blocks": [ + { + "type": "discarded", + "bbox": [ + 155, + 46, + 440, + 56 + ], + "lines": [ + { + "bbox": [ + 155, + 44, + 441, + 57 + ], + "spans": [ + { + "bbox": [ + 155, + 44, + 441, + 57 + ], + "score": 1.0, + "content": "Group-sparse Embeddings in Collective Matrix Factorization", + "type": "text" + } + ] + } + ] + } + ], + "para_blocks": [ + { + "type": "text", + "bbox": [ + 55, + 68, + 289, + 102 + ], + "lines": [], + "index": 1, + "bbox_fs": [ + 53, + 67, + 290, + 104 + ], + "lines_deleted": true + }, + { + "type": "title", + "bbox": [ + 55, + 119, + 183, + 132 + ], + "lines": [ + { + "bbox": [ + 54, + 118, + 184, + 134 + ], + "spans": [ + { + "bbox": [ + 54, + 118, + 184, + 134 + ], + "score": 1.0, + "content": "5. 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In particular, it reduces to", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 52, + 163, + 291, + 176 + ], + "spans": [ + { + "bbox": [ + 52, + 163, + 291, + 176 + ], + "score": 1.0, + "content": "gradient-based optimization for the model by Seeger", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 53, + 174, + 290, + 188 + ], + "spans": [ + { + "bbox": [ + 53, + 174, + 290, + 188 + ], + "score": 1.0, + "content": "and Bouchard (2012). For this special case it is typi-", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 53, + 186, + 290, + 200 + ], + "spans": [ + { + "bbox": [ + 53, + 186, + 290, + 200 + ], + "score": 1.0, + "content": "cally advisable to use their SVD-based algorithm, since", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 52, + 199, + 290, + 212 + ], + "spans": [ + { + "bbox": [ + 52, + 199, + 290, + 212 + ], + "score": 1.0, + "content": "it provides closed-form solution for the Gaussian case.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 6.5, + "bbox_fs": [ + 52, + 138, + 291, + 212 + ] + }, + { + "type": "text", + "bbox": [ + 55, + 217, + 289, + 347 + ], + "lines": [ + { + "bbox": [ + 53, + 216, + 290, + 228 + ], + "spans": [ + { + "bbox": [ + 53, + 216, + 290, + 228 + ], + "score": 1.0, + "content": "For multi-view setups where every matrix shares the", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 53, + 228, + 290, + 241 + ], + "spans": [ + { + "bbox": [ + 53, + 228, + 290, + 241 + ], + "score": 1.0, + "content": "same row-entities the model equals Bayesian inter-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 53, + 240, + 290, + 253 + ], + "spans": [ + { + "bbox": [ + 53, + 240, + 188, + 253 + ], + "score": 1.0, + "content": "battery factor analysis (when", + "type": "text" + }, + { + "bbox": [ + 189, + 244, + 221, + 251 + ], + "score": 0.91, + "content": "M = 2", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 240, + 290, + 253 + ], + "score": 1.0, + "content": ") (Klami et al.,", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 53, + 252, + 290, + 265 + ], + "spans": [ + { + "bbox": [ + 53, + 252, + 290, + 265 + ], + "score": 1.0, + "content": "2013) and its extension group-factor analysis (when", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 55, + 264, + 290, + 277 + ], + "spans": [ + { + "bbox": [ + 55, + 267, + 86, + 275 + ], + "score": 0.9, + "content": "M > 2", + "type": "inline_equation" + }, + { + "bbox": [ + 87, + 264, + 290, + 277 + ], + "score": 1.0, + "content": ") (Virtanen et al., 2012). However, our infer-", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 54, + 277, + 290, + 288 + ], + "spans": [ + { + "bbox": [ + 54, + 277, + 290, + 288 + ], + "score": 1.0, + "content": "ence solution has a number of advantages. In partic-", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 53, + 288, + 290, + 301 + ], + "spans": [ + { + "bbox": [ + 53, + 288, + 290, + 301 + ], + "score": 1.0, + "content": "ular, our solution supports wider range of likelihood", + "type": "text" + } + ], + "index": 16 + }, + { + "bbox": [ + 52, + 299, + 291, + 314 + ], + "spans": [ + { + "bbox": [ + 52, + 299, + 291, + 314 + ], + "score": 1.0, + "content": "potentials and provides efficient inference for missing", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 53, + 312, + 290, + 325 + ], + "spans": [ + { + "bbox": [ + 53, + 312, + 290, + 325 + ], + "score": 1.0, + "content": "data. These improvements suggests that the proposed", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 53, + 324, + 290, + 336 + ], + "spans": [ + { + "bbox": [ + 53, + 324, + 290, + 336 + ], + "score": 1.0, + "content": "algorithm should be preferred over the earlier solu-", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 54, + 336, + 81, + 348 + ], + "spans": [ + { + "bbox": [ + 54, + 336, + 81, + 348 + ], + "score": 1.0, + "content": "tions.", + "type": "text" + } + ], + "index": 20 + } + ], + "index": 15, + "bbox_fs": [ + 52, + 216, + 291, + 348 + ] + }, + { + "type": "text", + "bbox": [ + 55, + 354, + 289, + 557 + ], + "lines": [ + { + "bbox": [ + 54, + 354, + 290, + 366 + ], + "spans": [ + { + "bbox": [ + 54, + 354, + 290, + 366 + ], + "score": 1.0, + "content": "The most closely related methods are the earlier CMF", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 53, + 367, + 290, + 378 + ], + "spans": [ + { + "bbox": [ + 53, + 367, + 290, + 378 + ], + "score": 1.0, + "content": "solutions, in particular the ones presented in the prob-", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 53, + 378, + 290, + 391 + ], + "spans": [ + { + "bbox": [ + 53, + 378, + 290, + 391 + ], + "score": 1.0, + "content": "abilistic framework. The early solutions by Lippert", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 53, + 390, + 290, + 403 + ], + "spans": [ + { + "bbox": [ + 53, + 390, + 290, + 403 + ], + "score": 1.0, + "content": "et al. (2008) and Singh and Gordon (2008) provide", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 54, + 402, + 290, + 415 + ], + "spans": [ + { + "bbox": [ + 54, + 402, + 290, + 415 + ], + "score": 1.0, + "content": "only maximum-likelihood solutions, whereas Singh", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 53, + 414, + 290, + 426 + ], + "spans": [ + { + "bbox": [ + 53, + 414, + 290, + 426 + ], + "score": 1.0, + "content": "and Gordon (2010) provided fully Bayesian solution", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 53, + 426, + 290, + 439 + ], + "spans": [ + { + "bbox": [ + 53, + 426, + 290, + 439 + ], + "score": 1.0, + "content": "by formulating CMF as a hierarchical model. They", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 53, + 439, + 290, + 450 + ], + "spans": [ + { + "bbox": [ + 53, + 439, + 290, + 450 + ], + "score": 1.0, + "content": "use normal-Inverse-Wishart priors for the factors, with", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 53, + 450, + 290, + 462 + ], + "spans": [ + { + "bbox": [ + 53, + 450, + 290, + 462 + ], + "score": 1.0, + "content": "spherical hyper-prior for the Inverse-Wishart distribu-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 53, + 462, + 290, + 474 + ], + "spans": [ + { + "bbox": [ + 53, + 462, + 290, + 474 + ], + "score": 1.0, + "content": "tion. This implies each factor is assumed to be roughly", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 54, + 474, + 290, + 487 + ], + "spans": [ + { + "bbox": [ + 54, + 474, + 290, + 487 + ], + "score": 1.0, + "content": "equally important in describing each of the matrices,", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 53, + 486, + 290, + 498 + ], + "spans": [ + { + "bbox": [ + 53, + 486, + 290, + 498 + ], + "score": 1.0, + "content": "and that their model will not provide matrix-specific", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 53, + 497, + 290, + 510 + ], + "spans": [ + { + "bbox": [ + 53, + 497, + 290, + 510 + ], + "score": 1.0, + "content": "factors as our model does. For inference they use com-", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 53, + 510, + 290, + 522 + ], + "spans": [ + { + "bbox": [ + 53, + 510, + 290, + 522 + ], + "score": 1.0, + "content": "putationally heavy Metropolis-Hastings. Their model", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 53, + 522, + 290, + 534 + ], + "spans": [ + { + "bbox": [ + 53, + 522, + 290, + 534 + ], + "score": 1.0, + "content": "also supports arbitrary likelihood potentials and ar-", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 53, + 533, + 290, + 546 + ], + "spans": [ + { + "bbox": [ + 53, + 533, + 290, + 546 + ], + "score": 1.0, + "content": "bitrary CMF schemas, though their experiments are", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 53, + 546, + 182, + 558 + ], + "spans": [ + { + "bbox": [ + 53, + 546, + 148, + 558 + ], + "score": 1.0, + "content": "limited to cases with", + "type": "text" + }, + { + "bbox": [ + 148, + 549, + 177, + 556 + ], + "score": 0.92, + "content": "M = 2", + "type": "inline_equation" + }, + { + "bbox": [ + 178, + 546, + 182, + 558 + ], + "score": 1.0, + "content": ".", + "type": "text" + } + ], + "index": 37 + } + ], + "index": 29, + "bbox_fs": [ + 53, + 354, + 290, + 558 + ] + }, + { + "type": "title", + "bbox": [ + 55, + 573, + 145, + 586 + ], + "lines": [ + { + "bbox": [ + 54, + 572, + 146, + 588 + ], + "spans": [ + { + "bbox": [ + 54, + 572, + 146, + 588 + ], + "score": 1.0, + "content": "6. 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In natural language processing, in", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 305, + 140, + 542, + 151 + ], + "spans": [ + { + "bbox": [ + 305, + 140, + 542, + 151 + ], + "score": 1.0, + "content": "turn, we have setups with different languages as row", + "type": "text" + } + ], + "index": 54 + }, + { + "bbox": [ + 305, + 151, + 542, + 163 + ], + "spans": [ + { + "bbox": [ + 305, + 151, + 542, + 163 + ], + "score": 1.0, + "content": "entities and words as column entities (Tripathi et al.,", + "type": "text" + } + ], + "index": 55 + }, + { + "bbox": [ + 305, + 163, + 542, + 175 + ], + "spans": [ + { + "bbox": [ + 305, + 163, + 542, + 175 + ], + "score": 1.0, + "content": "2010). In both cases there are obvious relationships be-", + "type": "text" + } + ], + "index": 56 + }, + { + "bbox": [ + 305, + 175, + 542, + 187 + ], + "spans": [ + { + "bbox": [ + 305, + 175, + 542, + 187 + ], + "score": 1.0, + "content": "tween the column features. In the first example it is an", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 305, + 187, + 542, + 199 + ], + "spans": [ + { + "bbox": [ + 305, + 187, + 542, + 199 + ], + "score": 1.0, + "content": "identity relation, whereas in the latter lexigographic or", + "type": "text" + } + ], + "index": 58 + }, + { + "bbox": [ + 305, + 199, + 542, + 211 + ], + "spans": [ + { + "bbox": [ + 305, + 199, + 542, + 211 + ], + "score": 1.0, + "content": "dictionary-based information provides proximity rela-", + "type": "text" + } + ], + "index": 59 + }, + { + "bbox": [ + 305, + 210, + 542, + 223 + ], + "spans": [ + { + "bbox": [ + 305, + 210, + 542, + 223 + ], + "score": 1.0, + "content": "tions for the column entities. Yet another example can", + "type": "text" + } + ], + "index": 60 + }, + { + "bbox": [ + 305, + 222, + 542, + 236 + ], + "spans": [ + { + "bbox": [ + 305, + 222, + 542, + 236 + ], + "score": 1.0, + "content": "be imagined in joint analysis of multiple brain imaging", + "type": "text" + } + ], + "index": 61 + }, + { + "bbox": [ + 306, + 235, + 542, + 247 + ], + "spans": [ + { + "bbox": [ + 306, + 235, + 542, + 247 + ], + "score": 1.0, + "content": "modalities; the column entities correspond to brain re-", + "type": "text" + } + ], + "index": 62 + }, + { + "bbox": [ + 305, + 247, + 542, + 259 + ], + "spans": [ + { + "bbox": [ + 305, + 247, + 542, + 259 + ], + "score": 1.0, + "content": "gions that have spatial relationships even though the", + "type": "text" + } + ], + "index": 63 + }, + { + "bbox": [ + 305, + 258, + 542, + 271 + ], + "spans": [ + { + "bbox": [ + 305, + 258, + 542, + 271 + ], + "score": 1.0, + "content": "level of representation might be very different when,", + "type": "text" + } + ], + "index": 64 + }, + { + "bbox": [ + 304, + 270, + 542, + 284 + ], + "spans": [ + { + "bbox": [ + 304, + 270, + 542, + 284 + ], + "score": 1.0, + "content": "e.g., analyzing fMRI and EEG data jointly (Correa", + "type": "text" + } + ], + "index": 65 + }, + { + "bbox": [ + 305, + 283, + 363, + 295 + ], + "spans": [ + { + "bbox": [ + 305, + 283, + 363, + 295 + ], + "score": 1.0, + "content": "et al., 2010).", + "type": "text" + } + ], + "index": 66 + } + ], + "index": 45, + "bbox_fs": [ + 52, + 657, + 290, + 719 + ] + }, + { + "type": "text", + "bbox": [ + 307, + 67, + 541, + 294 + ], + "lines": [], + "index": 57, + "bbox_fs": [ + 304, + 68, + 542, + 295 + ], + "lines_deleted": true + }, + { + "type": "text", + "bbox": [ + 307, + 301, + 541, + 455 + ], + "lines": [ + { + "bbox": [ + 306, + 300, + 542, + 312 + ], + "spans": [ + { + "bbox": [ + 306, + 300, + 542, + 312 + ], + "score": 1.0, + "content": "Such relationships between the column entities can", + "type": "text" + } + ], + "index": 67 + }, + { + "bbox": [ + 305, + 312, + 542, + 325 + ], + "spans": [ + { + "bbox": [ + 305, + 312, + 542, + 325 + ], + "score": 1.0, + "content": "easily be taken into account with CMF using the cycli-", + "type": "text" + } + ], + "index": 68 + }, + { + "bbox": [ + 304, + 322, + 542, + 338 + ], + "spans": [ + { + "bbox": [ + 304, + 322, + 542, + 338 + ], + "score": 1.0, + "content": "cal relational schema of Figure 1-III. We call this ap-", + "type": "text" + } + ], + "index": 69 + }, + { + "bbox": [ + 304, + 336, + 542, + 348 + ], + "spans": [ + { + "bbox": [ + 304, + 336, + 542, + 348 + ], + "score": 1.0, + "content": "proach augmented multi-view learning. We can en-", + "type": "text" + } + ], + "index": 70 + }, + { + "bbox": [ + 305, + 348, + 543, + 360 + ], + "spans": [ + { + "bbox": [ + 305, + 348, + 543, + 360 + ], + "score": 1.0, + "content": "code any kind of similarity between the features as", + "type": "text" + } + ], + "index": 71 + }, + { + "bbox": [ + 305, + 361, + 542, + 372 + ], + "spans": [ + { + "bbox": [ + 305, + 361, + 542, + 372 + ], + "score": 1.0, + "content": "long as the resulting matrix can reasonably be mod-", + "type": "text" + } + ], + "index": 72 + }, + { + "bbox": [ + 305, + 372, + 542, + 384 + ], + "spans": [ + { + "bbox": [ + 305, + 372, + 542, + 384 + ], + "score": 1.0, + "content": "eled as low-rank. In the experimental section we will", + "type": "text" + } + ], + "index": 73 + }, + { + "bbox": [ + 305, + 384, + 542, + 396 + ], + "spans": [ + { + "bbox": [ + 305, + 384, + 542, + 396 + ], + "score": 1.0, + "content": "demonstrate setups where the features live in a contin-", + "type": "text" + } + ], + "index": 74 + }, + { + "bbox": [ + 305, + 397, + 543, + 408 + ], + "spans": [ + { + "bbox": [ + 305, + 397, + 543, + 408 + ], + "score": 1.0, + "content": "uous space (genes along the chromosome, pixels in a", + "type": "text" + } + ], + "index": 75 + }, + { + "bbox": [ + 306, + 409, + 541, + 419 + ], + "spans": [ + { + "bbox": [ + 306, + 409, + 541, + 419 + ], + "score": 1.0, + "content": "two-dimensional space) and hence we can measure dis-", + "type": "text" + } + ], + "index": 76 + }, + { + "bbox": [ + 306, + 420, + 542, + 432 + ], + "spans": [ + { + "bbox": [ + 306, + 420, + 542, + 432 + ], + "score": 1.0, + "content": "tances between them. We then convert these distances", + "type": "text" + } + ], + "index": 77 + }, + { + "bbox": [ + 306, + 433, + 542, + 444 + ], + "spans": [ + { + "bbox": [ + 306, + 433, + 542, + 444 + ], + "score": 1.0, + "content": "into binary promixity relationships, to illustrate that", + "type": "text" + } + ], + "index": 78 + }, + { + "bbox": [ + 305, + 443, + 541, + 457 + ], + "spans": [ + { + "bbox": [ + 305, + 443, + 541, + 457 + ], + "score": 1.0, + "content": "already that is sufficient for augmenting the learning.", + "type": "text" + } + ], + "index": 79 + } + ], + "index": 73, + "bbox_fs": [ + 304, + 300, + 543, + 457 + ] + }, + { + "type": "text", + "bbox": [ + 307, + 473, + 541, + 591 + ], + "lines": [ + { + "bbox": [ + 305, + 471, + 543, + 485 + ], + "spans": [ + { + "bbox": [ + 305, + 471, + 543, + 485 + ], + "score": 1.0, + "content": "Recommender systems The simplest recom-", + "type": "text" + } + ], + "index": 80 + }, + { + "bbox": [ + 306, + 485, + 542, + 496 + ], + "spans": [ + { + "bbox": [ + 306, + 485, + 542, + 496 + ], + "score": 1.0, + "content": "mender systems seek to predict missing entries in a", + "type": "text" + } + ], + "index": 81 + }, + { + "bbox": [ + 305, + 496, + 542, + 509 + ], + "spans": [ + { + "bbox": [ + 305, + 496, + 542, + 509 + ], + "score": 1.0, + "content": "matrix of ratings or binary relevance indicators (Koren", + "type": "text" + } + ], + "index": 82 + }, + { + "bbox": [ + 305, + 507, + 542, + 520 + ], + "spans": [ + { + "bbox": [ + 305, + 507, + 542, + 520 + ], + "score": 1.0, + "content": "et al., 2009). The extensive literature on recommender", + "type": "text" + } + ], + "index": 83 + }, + { + "bbox": [ + 305, + 521, + 542, + 532 + ], + "spans": [ + { + "bbox": [ + 305, + 521, + 542, + 532 + ], + "score": 1.0, + "content": "systems indicates that incorporating additional infor-", + "type": "text" + } + ], + "index": 84 + }, + { + "bbox": [ + 306, + 533, + 542, + 544 + ], + "spans": [ + { + "bbox": [ + 306, + 533, + 542, + 544 + ], + "score": 1.0, + "content": "mation on the entities helps making such predictions", + "type": "text" + } + ], + "index": 85 + }, + { + "bbox": [ + 306, + 543, + 543, + 556 + ], + "spans": [ + { + "bbox": [ + 306, + 543, + 543, + 556 + ], + "score": 1.0, + "content": "(Stern et al., 2009; Fang and Si, 2011). CMF is a", + "type": "text" + } + ], + "index": 86 + }, + { + "bbox": [ + 305, + 556, + 543, + 567 + ], + "spans": [ + { + "bbox": [ + 305, + 556, + 543, + 567 + ], + "score": 1.0, + "content": "natural way of encoding such information, in form of", + "type": "text" + } + ], + "index": 87 + }, + { + "bbox": [ + 306, + 568, + 542, + 579 + ], + "spans": [ + { + "bbox": [ + 306, + 568, + 542, + 579 + ], + "score": 1.0, + "content": "additional matrices between the entities of interest and", + "type": "text" + } + ], + "index": 88 + }, + { + "bbox": [ + 305, + 580, + 442, + 592 + ], + "spans": [ + { + "bbox": [ + 305, + 580, + 442, + 592 + ], + "score": 1.0, + "content": "some features describing them.", + "type": "text" + } + ], + "index": 89 + } + ], + "index": 84.5, + "bbox_fs": [ + 305, + 471, + 543, + 592 + ] + }, + { + "type": "text", + "bbox": [ + 307, + 598, + 541, + 717 + ], + "lines": [ + { + "bbox": [ + 306, + 597, + 541, + 609 + ], + "spans": [ + { + "bbox": [ + 306, + 597, + 541, + 609 + ], + "score": 1.0, + "content": "While many other techniques can also be used for in-", + "type": "text" + } + ], + "index": 90 + }, + { + "bbox": [ + 305, + 609, + 542, + 622 + ], + "spans": [ + { + "bbox": [ + 305, + 609, + 542, + 622 + ], + "score": 1.0, + "content": "corporating additional information about the entities,", + "type": "text" + } + ], + "index": 91 + }, + { + "bbox": [ + 305, + 621, + 542, + 634 + ], + "spans": [ + { + "bbox": [ + 305, + 621, + 542, + 634 + ], + "score": 1.0, + "content": "the CMF formulation opens up two additional types", + "type": "text" + } + ], + "index": 92 + }, + { + "bbox": [ + 306, + 634, + 542, + 645 + ], + "spans": [ + { + "bbox": [ + 306, + 634, + 542, + 645 + ], + "score": 1.0, + "content": "of extra information not easily implemented by the al-", + "type": "text" + } + ], + "index": 93 + }, + { + "bbox": [ + 305, + 645, + 542, + 658 + ], + "spans": [ + { + "bbox": [ + 305, + 645, + 542, + 658 + ], + "score": 1.0, + "content": "ternative means. The first is a circular setup where", + "type": "text" + } + ], + "index": 94 + }, + { + "bbox": [ + 305, + 657, + 542, + 669 + ], + "spans": [ + { + "bbox": [ + 305, + 657, + 542, + 669 + ], + "score": 1.0, + "content": "both the row and column entities of the matrix of in-", + "type": "text" + } + ], + "index": 95 + }, + { + "bbox": [ + 306, + 670, + 542, + 681 + ], + "spans": [ + { + "bbox": [ + 306, + 670, + 542, + 681 + ], + "score": 1.0, + "content": "terest are described by the same features (Bouchard", + "type": "text" + } + ], + "index": 96 + }, + { + "bbox": [ + 305, + 681, + 542, + 694 + ], + "spans": [ + { + "bbox": [ + 305, + 681, + 542, + 694 + ], + "score": 1.0, + "content": "et al., 2013). This is typically the case for example", + "type": "text" + } + ], + "index": 97 + }, + { + "bbox": [ + 306, + 694, + 542, + 705 + ], + "spans": [ + { + "bbox": [ + 306, + 694, + 542, + 705 + ], + "score": 1.0, + "content": "in social interaction recommenders where both rows", + "type": "text" + } + ], + "index": 98 + }, + { + "bbox": [ + 305, + 705, + 542, + 718 + ], + "spans": [ + { + "bbox": [ + 305, + 705, + 542, + 718 + ], + "score": 1.0, + "content": "and columns correspond to human individuals. The", + "type": "text" + } + ], + "index": 99 + }, + { + "bbox": [ + 54, + 277, + 289, + 289 + ], + "spans": [ + { + "bbox": [ + 54, + 277, + 289, + 289 + ], + "score": 1.0, + "content": "other interesting formulation uses higher-order auxil-", + "type": "text", + "cross_page": true + } + ], + "index": 10 + }, + { + "bbox": [ + 53, + 290, + 290, + 301 + ], + "spans": [ + { + "bbox": [ + 53, + 290, + 290, + 301 + ], + "score": 1.0, + "content": "iary data. 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Left: Relative error for a circular setup of", + "type": "text" + }, + { + "bbox": [ + 272, + 183, + 301, + 190 + ], + "score": 0.88, + "content": "M = 5", + "type": "inline_equation" + }, + { + "bbox": [ + 301, + 180, + 542, + 192 + ], + "score": 1.0, + "content": "binary matrices (see text for details), scaled so that CMF", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 53, + 191, + 543, + 204 + ], + "spans": [ + { + "bbox": [ + 53, + 191, + 370, + 204 + ], + "score": 1.0, + "content": "with Gaussian likelihood has error of one. The correct likelihood helps for both", + "type": "text" + }, + { + "bbox": [ + 371, + 192, + 398, + 202 + ], + "score": 0.51, + "content": "\\mathrm { g C M F }", + "type": "inline_equation" + }, + { + "bbox": [ + 398, + 191, + 543, + 204 + ], + "score": 1.0, + "content": "and CMF and modeling the private", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 53, + 202, + 543, + 215 + ], + "spans": [ + { + "bbox": [ + 53, + 202, + 359, + 215 + ], + "score": 1.0, + "content": "factors helps for both likelihoods, the combined gain of both aspects being", + "type": "text" + }, + { + "bbox": [ + 360, + 204, + 377, + 212 + ], + "score": 0.57, + "content": "3 0 \\%", + "type": "inline_equation" + }, + { + "bbox": [ + 377, + 202, + 543, + 215 + ], + "score": 1.0, + "content": ". The results are similar for other values", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 54, + 214, + 542, + 226 + ], + "spans": [ + { + "bbox": [ + 54, + 214, + 65, + 226 + ], + "score": 1.0, + "content": "of", + "type": "text" + }, + { + "bbox": [ + 66, + 216, + 95, + 223 + ], + "score": 0.9, + "content": "M > 1", + "type": "inline_equation" + }, + { + "bbox": [ + 95, + 214, + 542, + 226 + ], + "score": 1.0, + "content": ". Right: Relative error of VB vs MAP, scaled so that zero corresponds to the ground truth and one to the", + "type": "text" + } + ], + "index": 6 + }, + { + "bbox": [ + 54, + 225, + 542, + 236 + ], + "spans": [ + { + "bbox": [ + 54, + 225, + 211, + 236 + ], + "score": 1.0, + "content": "error of the MAP solution. For small", + "type": "text" + }, + { + "bbox": [ + 211, + 227, + 221, + 234 + ], + "score": 0.87, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 225, + 489, + 236 + ], + "score": 1.0, + "content": "MAP can still compete (though it is worse than VB already for", + "type": "text" + }, + { + "bbox": [ + 489, + 227, + 517, + 234 + ], + "score": 0.9, + "content": "M = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 518, + 225, + 542, + 236 + ], + "score": 1.0, + "content": "), but", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 52, + 234, + 543, + 249 + ], + "spans": [ + { + "bbox": [ + 52, + 234, + 91, + 249 + ], + "score": 1.0, + "content": "for large", + "type": "text" + }, + { + "bbox": [ + 91, + 238, + 101, + 244 + ], + "score": 0.88, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 101, + 234, + 206, + 249 + ], + "score": 1.0, + "content": "it becomes worthless; for", + "type": "text" + }, + { + "bbox": [ + 207, + 238, + 238, + 244 + ], + "score": 0.89, + "content": "M = 1 1", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 234, + 543, + 249 + ], + "score": 1.0, + "content": "VB reduces the error to roughly half. Furthermore, VB requires no tuning", + "type": "text" + } + ], + "index": 8 + }, + { + "bbox": [ + 52, + 246, + 530, + 260 + ], + "spans": [ + { + "bbox": [ + 52, + 246, + 530, + 260 + ], + "score": 1.0, + "content": "parameters, whereas for the MAP solution we needed to perform cross-validation over two regularization parameters.", + "type": "text" + } + ], + "index": 9 + } + ], + "index": 6 + } + ], + "index": 3.5 + }, + { + "type": "text", + "bbox": [ + 55, + 277, + 289, + 360 + ], + "lines": [ + { + "bbox": [ + 54, + 277, + 289, + 289 + ], + "spans": [ + { + "bbox": [ + 54, + 277, + 289, + 289 + ], + "score": 1.0, + "content": "other interesting formulation uses higher-order auxil-", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 53, + 290, + 290, + 301 + ], + "spans": [ + { + "bbox": [ + 53, + 290, + 290, + 301 + ], + "score": 1.0, + "content": "iary data. For example, the movies in a classical rec-", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 54, + 302, + 290, + 313 + ], + "spans": [ + { + "bbox": [ + 54, + 302, + 290, + 313 + ], + "score": 1.0, + "content": "ommender system can be represented by presence of", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 54, + 313, + 290, + 325 + ], + "spans": [ + { + "bbox": [ + 54, + 313, + 290, + 325 + ], + "score": 1.0, + "content": "actors, whereas the actors themselves are then repre-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 53, + 326, + 290, + 336 + ], + "spans": [ + { + "bbox": [ + 53, + 326, + 290, + 336 + ], + "score": 1.0, + "content": "sented by some set of features. This leads to a chain", + "type": "text" + } + ], + "index": 14 + }, + { + "bbox": [ + 54, + 338, + 290, + 349 + ], + "spans": [ + { + "bbox": [ + 54, + 338, + 290, + 349 + ], + "score": 1.0, + "content": "of matrices providing more indirect information on the", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 54, + 349, + 204, + 361 + ], + "spans": [ + { + "bbox": [ + 54, + 349, + 204, + 361 + ], + "score": 1.0, + "content": "relationships between the entities.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 13 + }, + { + "type": "title", + "bbox": [ + 55, + 376, + 171, + 389 + ], + "lines": [ + { + "bbox": [ + 54, + 376, + 172, + 392 + ], + "spans": [ + { + "bbox": [ + 54, + 376, + 172, + 392 + ], + "score": 1.0, + "content": "7. EXPERIMENTS", + "type": "text" + } + ], + "index": 17 + } + ], + "index": 17 + }, + { + "type": "text", + "bbox": [ + 55, + 397, + 289, + 492 + ], + "lines": [ + { + "bbox": [ + 54, + 397, + 290, + 408 + ], + "spans": [ + { + "bbox": [ + 54, + 397, + 290, + 408 + ], + "score": 1.0, + "content": "We start with technical validations showing the im-", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 53, + 409, + 290, + 421 + ], + "spans": [ + { + "bbox": [ + 53, + 409, + 290, + 421 + ], + "score": 1.0, + "content": "portance of choosing the correct likelihood potential", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 54, + 421, + 290, + 432 + ], + "spans": [ + { + "bbox": [ + 54, + 421, + 290, + 432 + ], + "score": 1.0, + "content": "and incorporating private factors in the model, as well", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 53, + 433, + 290, + 444 + ], + "spans": [ + { + "bbox": [ + 53, + 433, + 290, + 444 + ], + "score": 1.0, + "content": "as the advantages variational approximation provides", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 53, + 445, + 290, + 457 + ], + "spans": [ + { + "bbox": [ + 53, + 445, + 290, + 457 + ], + "score": 1.0, + "content": "over MAP estimation. We then proceed to show how", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 54, + 456, + 290, + 469 + ], + "spans": [ + { + "bbox": [ + 54, + 456, + 290, + 469 + ], + "score": 1.0, + "content": "CMF outperforms classical multi-view learning meth-", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 54, + 469, + 290, + 480 + ], + "spans": [ + { + "bbox": [ + 54, + 469, + 290, + 480 + ], + "score": 1.0, + "content": "ods in scenarios where we can augment the setup with", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 53, + 480, + 185, + 493 + ], + "spans": [ + { + "bbox": [ + 53, + 480, + 185, + 493 + ], + "score": 1.0, + "content": "between-feature relationships.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 21.5 + }, + { + "type": "text", + "bbox": [ + 55, + 499, + 289, + 606 + ], + "lines": [ + { + "bbox": [ + 54, + 497, + 290, + 511 + ], + "spans": [ + { + "bbox": [ + 54, + 497, + 290, + 511 + ], + "score": 1.0, + "content": "Since the main goal is to demonstrate the concep-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 54, + 510, + 291, + 523 + ], + "spans": [ + { + "bbox": [ + 54, + 510, + 291, + 523 + ], + "score": 1.0, + "content": "tual importance of solving the CMF task with private", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 53, + 522, + 290, + 535 + ], + "spans": [ + { + "bbox": [ + 53, + 522, + 290, + 535 + ], + "score": 1.0, + "content": "factors, we use special cases of gCMF as comparison", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 54, + 534, + 290, + 546 + ], + "spans": [ + { + "bbox": [ + 54, + 534, + 290, + 546 + ], + "score": 1.0, + "content": "methods. This helps to show that the difference is re-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 54, + 546, + 290, + 558 + ], + "spans": [ + { + "bbox": [ + 54, + 546, + 290, + 558 + ], + "score": 1.0, + "content": "ally due to the underlying idea instead of the inference", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 53, + 558, + 290, + 570 + ], + "spans": [ + { + "bbox": [ + 53, + 558, + 290, + 570 + ], + "score": 1.0, + "content": "procedure; for example, when comparing against Singh", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 54, + 570, + 290, + 582 + ], + "spans": [ + { + "bbox": [ + 54, + 570, + 290, + 582 + ], + "score": 1.0, + "content": "and Gordon (2010) the effects could be masked by dif-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 54, + 582, + 290, + 594 + ], + "spans": [ + { + "bbox": [ + 54, + 582, + 290, + 594 + ], + "score": 1.0, + "content": "ferences between Metropolis-Hastings and variational", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 53, + 594, + 290, + 607 + ], + "spans": [ + { + "bbox": [ + 53, + 594, + 290, + 607 + ], + "score": 1.0, + "content": "approximation that are here of secondary importance.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 30 + }, + { + "type": "text", + "bbox": [ + 55, + 612, + 289, + 707 + ], + "lines": [ + { + "bbox": [ + 54, + 612, + 291, + 624 + ], + "spans": [ + { + "bbox": [ + 54, + 612, + 291, + 624 + ], + "score": 1.0, + "content": "The closest comparison method, denoted by CMF, is", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 53, + 623, + 290, + 637 + ], + "spans": [ + { + "bbox": [ + 53, + 623, + 142, + 637 + ], + "score": 1.0, + "content": "obtained by forcing", + "type": "text" + }, + { + "bbox": [ + 143, + 629, + 158, + 635 + ], + "score": 0.9, + "content": "\\alpha _ { e k }", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 623, + 235, + 637 + ], + "score": 1.0, + "content": "to be a constant", + "type": "text" + }, + { + "bbox": [ + 236, + 629, + 247, + 635 + ], + "score": 0.91, + "content": "\\alpha _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 247, + 623, + 290, + 637 + ], + "score": 1.0, + "content": "for every", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 53, + 636, + 290, + 647 + ], + "spans": [ + { + "bbox": [ + 53, + 636, + 104, + 647 + ], + "score": 1.0, + "content": "entity type", + "type": "text" + }, + { + "bbox": [ + 105, + 641, + 109, + 646 + ], + "score": 0.86, + "content": "e", + "type": "inline_equation" + }, + { + "bbox": [ + 110, + 636, + 290, + 647 + ], + "score": 1.0, + "content": ". It corresponds to the VB solution of the", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 53, + 647, + 290, + 660 + ], + "spans": [ + { + "bbox": [ + 53, + 647, + 290, + 660 + ], + "score": 1.0, + "content": "earlier CMF models and hence does not support pri-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 53, + 660, + 290, + 672 + ], + "spans": [ + { + "bbox": [ + 53, + 660, + 290, + 672 + ], + "score": 1.0, + "content": "vate factors. For the augmented multi-view setup we", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 54, + 671, + 290, + 684 + ], + "spans": [ + { + "bbox": [ + 54, + 671, + 290, + 684 + ], + "score": 1.0, + "content": "will also compare against the special cases of gCMF", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 53, + 683, + 291, + 696 + ], + "spans": [ + { + "bbox": [ + 53, + 683, + 291, + 696 + ], + "score": 1.0, + "content": "and CMF that use only two matrices over the three", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 54, + 695, + 290, + 708 + ], + "spans": [ + { + "bbox": [ + 54, + 695, + 290, + 708 + ], + "score": 1.0, + "content": "entity sets, denoting them by CCA and PCA, respec-", + "type": "text" + } + ], + "index": 42 + } + ], + "index": 38.5 + }, + { + "type": "text", + "bbox": [ + 307, + 277, + 541, + 372 + ], + "lines": [ + { + "bbox": [ + 306, + 277, + 542, + 290 + ], + "spans": [ + { + "bbox": [ + 306, + 277, + 542, + 290 + ], + "score": 1.0, + "content": "tively. Finally, in one experiment we will also com-", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 305, + 289, + 542, + 301 + ], + "spans": [ + { + "bbox": [ + 305, + 289, + 542, + 301 + ], + "score": 1.0, + "content": "pare against gCMF without the bias terms, to illus-", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 306, + 301, + 542, + 313 + ], + "spans": [ + { + "bbox": [ + 306, + 301, + 542, + 313 + ], + "score": 1.0, + "content": "trate their importance in recommender systems. For", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 305, + 313, + 542, + 325 + ], + "spans": [ + { + "bbox": [ + 305, + 313, + 470, + 325 + ], + "score": 1.0, + "content": "all methods we use sufficiently large", + "type": "text" + }, + { + "bbox": [ + 470, + 316, + 479, + 323 + ], + "score": 0.9, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 313, + 542, + 325 + ], + "score": 1.0, + "content": ", letting ARD", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 305, + 325, + 542, + 338 + ], + "spans": [ + { + "bbox": [ + 305, + 325, + 542, + 338 + ], + "score": 1.0, + "content": "prune out unnecessary components, and run the algo-", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 306, + 337, + 542, + 349 + ], + "spans": [ + { + "bbox": [ + 306, + 337, + 542, + 349 + ], + "score": 1.0, + "content": "rithms until the variational lower bound converges. We", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 305, + 348, + 542, + 362 + ], + "spans": [ + { + "bbox": [ + 305, + 348, + 542, + 362 + ], + "score": 1.0, + "content": "measure the error by root mean square error (RMSE),", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 305, + 360, + 527, + 373 + ], + "spans": [ + { + "bbox": [ + 305, + 360, + 527, + 373 + ], + "score": 1.0, + "content": "relative to one of the methods in each experiment.", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 46.5 + }, + { + "type": "title", + "bbox": [ + 307, + 386, + 434, + 398 + ], + "lines": [ + { + "bbox": [ + 306, + 385, + 435, + 399 + ], + "spans": [ + { + "bbox": [ + 306, + 385, + 435, + 399 + ], + "score": 1.0, + "content": "7.1. 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For both models we show the re-", + "type": "text" + } + ], + "index": 66 + }, + { + "bbox": [ + 306, + 590, + 541, + 602 + ], + "spans": [ + { + "bbox": [ + 306, + 590, + 541, + 602 + ], + "score": 1.0, + "content": "sults for both (incorrect) Gaussian and Bernoulli like-", + "type": "text" + } + ], + "index": 67 + }, + { + "bbox": [ + 305, + 601, + 541, + 614 + ], + "spans": [ + { + "bbox": [ + 305, + 601, + 541, + 614 + ], + "score": 1.0, + "content": "lihoods. The experiment verifies the expected results:", + "type": "text" + } + ], + "index": 68 + }, + { + "bbox": [ + 305, + 613, + 543, + 627 + ], + "spans": [ + { + "bbox": [ + 305, + 613, + 543, + 627 + ], + "score": 1.0, + "content": "Using the correct likelihood improves the accuracy, as", + "type": "text" + } + ], + "index": 69 + }, + { + "bbox": [ + 306, + 626, + 505, + 638 + ], + "spans": [ + { + "bbox": [ + 306, + 626, + 505, + 638 + ], + "score": 1.0, + "content": "does correctly modeling private noise factors.", + "type": "text" + } + ], + "index": 70 + } + ], + "index": 67 + }, + { + "type": "text", + "bbox": [ + 307, + 644, + 541, + 716 + ], + "lines": [ + { + "bbox": [ + 306, + 644, + 542, + 656 + ], + "spans": [ + { + "bbox": [ + 306, + 644, + 542, + 656 + ], + "score": 1.0, + "content": "We use the same setup to illustrate the importance", + "type": "text" + } + ], + "index": 71 + }, + { + "bbox": [ + 306, + 656, + 542, + 667 + ], + "spans": [ + { + "bbox": [ + 306, + 656, + 542, + 667 + ], + "score": 1.0, + "content": "of using variational approximation for inference, this", + "type": "text" + } + ], + "index": 72 + }, + { + "bbox": [ + 306, + 668, + 542, + 679 + ], + "spans": [ + { + "bbox": [ + 306, + 668, + 542, + 679 + ], + "score": 1.0, + "content": "time with Gaussian noise and entity set sizes between", + "type": "text" + } + ], + "index": 73 + }, + { + "bbox": [ + 307, + 679, + 542, + 691 + ], + "spans": [ + { + "bbox": [ + 307, + 683, + 341, + 691 + ], + "score": 0.87, + "content": "4 0 - 8 0", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 679, + 542, + 691 + ], + "score": 1.0, + "content": ". 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Left: Relative error for a circular setup of", + "type": "text" + }, + { + "bbox": [ + 272, + 183, + 301, + 190 + ], + "score": 0.88, + "content": "M = 5", + "type": "inline_equation" + }, + { + "bbox": [ + 301, + 180, + 542, + 192 + ], + "score": 1.0, + "content": "binary matrices (see text for details), scaled so that CMF", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 53, + 191, + 543, + 204 + ], + "spans": [ + { + "bbox": [ + 53, + 191, + 370, + 204 + ], + "score": 1.0, + "content": "with Gaussian likelihood has error of one. 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For small", + "type": "text" + }, + { + "bbox": [ + 211, + 227, + 221, + 234 + ], + "score": 0.87, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 221, + 225, + 489, + 236 + ], + "score": 1.0, + "content": "MAP can still compete (though it is worse than VB already for", + "type": "text" + }, + { + "bbox": [ + 489, + 227, + 517, + 234 + ], + "score": 0.9, + "content": "M = 1", + "type": "inline_equation" + }, + { + "bbox": [ + 518, + 225, + 542, + 236 + ], + "score": 1.0, + "content": "), but", + "type": "text" + } + ], + "index": 7 + }, + { + "bbox": [ + 52, + 234, + 543, + 249 + ], + "spans": [ + { + "bbox": [ + 52, + 234, + 91, + 249 + ], + "score": 1.0, + "content": "for large", + "type": "text" + }, + { + "bbox": [ + 91, + 238, + 101, + 244 + ], + "score": 0.88, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 101, + 234, + 206, + 249 + ], + "score": 1.0, + "content": "it becomes worthless; for", + "type": "text" + }, + { + "bbox": [ + 207, + 238, + 238, + 244 + ], + "score": 0.89, + "content": "M = 1 1", + "type": "inline_equation" + }, + { + "bbox": [ + 239, + 234, + 543, + 249 + ], + "score": 1.0, + "content": "VB reduces the error to roughly half. 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We then proceed to show how", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 54, + 456, + 290, + 469 + ], + "spans": [ + { + "bbox": [ + 54, + 456, + 290, + 469 + ], + "score": 1.0, + "content": "CMF outperforms classical multi-view learning meth-", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 54, + 469, + 290, + 480 + ], + "spans": [ + { + "bbox": [ + 54, + 469, + 290, + 480 + ], + "score": 1.0, + "content": "ods in scenarios where we can augment the setup with", + "type": "text" + } + ], + "index": 24 + }, + { + "bbox": [ + 53, + 480, + 185, + 493 + ], + "spans": [ + { + "bbox": [ + 53, + 480, + 185, + 493 + ], + "score": 1.0, + "content": "between-feature relationships.", + "type": "text" + } + ], + "index": 25 + } + ], + "index": 21.5, + "bbox_fs": [ + 53, + 397, + 290, + 493 + ] + }, + { + "type": "text", + "bbox": [ + 55, + 499, + 289, + 606 + ], + "lines": [ + { + "bbox": [ + 54, + 497, + 290, + 511 + ], + "spans": [ + { + "bbox": [ + 54, + 497, + 290, + 511 + ], + "score": 1.0, + "content": "Since the main goal is to demonstrate the concep-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 54, + 510, + 291, + 523 + ], + "spans": [ + { + "bbox": [ + 54, + 510, + 291, + 523 + ], + "score": 1.0, + "content": "tual importance of solving the CMF task with private", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 53, + 522, + 290, + 535 + ], + "spans": [ + { + "bbox": [ + 53, + 522, + 290, + 535 + ], + "score": 1.0, + "content": "factors, we use special cases of gCMF as comparison", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 54, + 534, + 290, + 546 + ], + "spans": [ + { + "bbox": [ + 54, + 534, + 290, + 546 + ], + "score": 1.0, + "content": "methods. This helps to show that the difference is re-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 54, + 546, + 290, + 558 + ], + "spans": [ + { + "bbox": [ + 54, + 546, + 290, + 558 + ], + "score": 1.0, + "content": "ally due to the underlying idea instead of the inference", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 53, + 558, + 290, + 570 + ], + "spans": [ + { + "bbox": [ + 53, + 558, + 290, + 570 + ], + "score": 1.0, + "content": "procedure; for example, when comparing against Singh", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 54, + 570, + 290, + 582 + ], + "spans": [ + { + "bbox": [ + 54, + 570, + 290, + 582 + ], + "score": 1.0, + "content": "and Gordon (2010) the effects could be masked by dif-", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 54, + 582, + 290, + 594 + ], + "spans": [ + { + "bbox": [ + 54, + 582, + 290, + 594 + ], + "score": 1.0, + "content": "ferences between Metropolis-Hastings and variational", + "type": "text" + } + ], + "index": 33 + }, + { + "bbox": [ + 53, + 594, + 290, + 607 + ], + "spans": [ + { + "bbox": [ + 53, + 594, + 290, + 607 + ], + "score": 1.0, + "content": "approximation that are here of secondary importance.", + "type": "text" + } + ], + "index": 34 + } + ], + "index": 30, + "bbox_fs": [ + 53, + 497, + 291, + 607 + ] + }, + { + "type": "text", + "bbox": [ + 55, + 612, + 289, + 707 + ], + "lines": [ + { + "bbox": [ + 54, + 612, + 291, + 624 + ], + "spans": [ + { + "bbox": [ + 54, + 612, + 291, + 624 + ], + "score": 1.0, + "content": "The closest comparison method, denoted by CMF, is", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 53, + 623, + 290, + 637 + ], + "spans": [ + { + "bbox": [ + 53, + 623, + 142, + 637 + ], + "score": 1.0, + "content": "obtained by forcing", + "type": "text" + }, + { + "bbox": [ + 143, + 629, + 158, + 635 + ], + "score": 0.9, + "content": "\\alpha _ { e k }", + "type": "inline_equation" + }, + { + "bbox": [ + 158, + 623, + 235, + 637 + ], + "score": 1.0, + "content": "to be a constant", + "type": "text" + }, + { + "bbox": [ + 236, + 629, + 247, + 635 + ], + "score": 0.91, + "content": "\\alpha _ { k }", + "type": "inline_equation" + }, + { + "bbox": [ + 247, + 623, + 290, + 637 + ], + "score": 1.0, + "content": "for every", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 53, + 636, + 290, + 647 + ], + "spans": [ + { + "bbox": [ + 53, + 636, + 104, + 647 + ], + "score": 1.0, + "content": "entity type", + "type": "text" + }, + { + "bbox": [ + 105, + 641, + 109, + 646 + ], + "score": 0.86, + "content": "e", + "type": "inline_equation" + }, + { + "bbox": [ + 110, + 636, + 290, + 647 + ], + "score": 1.0, + "content": ". It corresponds to the VB solution of the", + "type": "text" + } + ], + "index": 37 + }, + { + "bbox": [ + 53, + 647, + 290, + 660 + ], + "spans": [ + { + "bbox": [ + 53, + 647, + 290, + 660 + ], + "score": 1.0, + "content": "earlier CMF models and hence does not support pri-", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 53, + 660, + 290, + 672 + ], + "spans": [ + { + "bbox": [ + 53, + 660, + 290, + 672 + ], + "score": 1.0, + "content": "vate factors. For the augmented multi-view setup we", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 54, + 671, + 290, + 684 + ], + "spans": [ + { + "bbox": [ + 54, + 671, + 290, + 684 + ], + "score": 1.0, + "content": "will also compare against the special cases of gCMF", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 53, + 683, + 291, + 696 + ], + "spans": [ + { + "bbox": [ + 53, + 683, + 291, + 696 + ], + "score": 1.0, + "content": "and CMF that use only two matrices over the three", + "type": "text" + } + ], + "index": 41 + }, + { + "bbox": [ + 54, + 695, + 290, + 708 + ], + "spans": [ + { + "bbox": [ + 54, + 695, + 290, + 708 + ], + "score": 1.0, + "content": "entity sets, denoting them by CCA and PCA, respec-", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 306, + 277, + 542, + 290 + ], + "spans": [ + { + "bbox": [ + 306, + 277, + 542, + 290 + ], + "score": 1.0, + "content": "tively. Finally, in one experiment we will also com-", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 305, + 289, + 542, + 301 + ], + "spans": [ + { + "bbox": [ + 305, + 289, + 542, + 301 + ], + "score": 1.0, + "content": "pare against gCMF without the bias terms, to illus-", + "type": "text" + } + ], + "index": 44 + }, + { + "bbox": [ + 306, + 301, + 542, + 313 + ], + "spans": [ + { + "bbox": [ + 306, + 301, + 542, + 313 + ], + "score": 1.0, + "content": "trate their importance in recommender systems. For", + "type": "text" + } + ], + "index": 45 + }, + { + "bbox": [ + 305, + 313, + 542, + 325 + ], + "spans": [ + { + "bbox": [ + 305, + 313, + 470, + 325 + ], + "score": 1.0, + "content": "all methods we use sufficiently large", + "type": "text" + }, + { + "bbox": [ + 470, + 316, + 479, + 323 + ], + "score": 0.9, + "content": "K", + "type": "inline_equation" + }, + { + "bbox": [ + 480, + 313, + 542, + 325 + ], + "score": 1.0, + "content": ", letting ARD", + "type": "text" + } + ], + "index": 46 + }, + { + "bbox": [ + 305, + 325, + 542, + 338 + ], + "spans": [ + { + "bbox": [ + 305, + 325, + 542, + 338 + ], + "score": 1.0, + "content": "prune out unnecessary components, and run the algo-", + "type": "text" + } + ], + "index": 47 + }, + { + "bbox": [ + 306, + 337, + 542, + 349 + ], + "spans": [ + { + "bbox": [ + 306, + 337, + 542, + 349 + ], + "score": 1.0, + "content": "rithms until the variational lower bound converges. We", + "type": "text" + } + ], + "index": 48 + }, + { + "bbox": [ + 305, + 348, + 542, + 362 + ], + "spans": [ + { + "bbox": [ + 305, + 348, + 542, + 362 + ], + "score": 1.0, + "content": "measure the error by root mean square error (RMSE),", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 305, + 360, + 527, + 373 + ], + "spans": [ + { + "bbox": [ + 305, + 360, + 527, + 373 + ], + "score": 1.0, + "content": "relative to one of the methods in each experiment.", + "type": "text" + } + ], + "index": 50 + } + ], + "index": 38.5, + "bbox_fs": [ + 53, + 612, + 291, + 708 + ] + }, + { + "type": "text", + "bbox": [ + 307, + 277, + 541, + 372 + ], + "lines": [], + "index": 46.5, + "bbox_fs": [ + 305, + 277, + 542, + 373 + ], + "lines_deleted": true + }, + { + "type": "title", + "bbox": [ + 307, + 386, + 434, + 398 + ], + "lines": [ + { + "bbox": [ + 306, + 385, + 435, + 399 + ], + "spans": [ + { + "bbox": [ + 306, + 385, + 435, + 399 + ], + "score": 1.0, + "content": "7.1. Technical illustration", + "type": "text" + } + ], + "index": 51 + } + ], + "index": 51 + }, + { + "type": "text", + "bbox": [ + 307, + 405, + 542, + 547 + ], + "lines": [ + { + "bbox": [ + 306, + 405, + 542, + 417 + ], + "spans": [ + { + "bbox": [ + 306, + 405, + 542, + 417 + ], + "score": 1.0, + "content": "We start by demonstrating the difference between the", + "type": "text" + } + ], + "index": 52 + }, + { + "bbox": [ + 305, + 416, + 543, + 429 + ], + "spans": [ + { + "bbox": [ + 305, + 416, + 543, + 429 + ], + "score": 1.0, + "content": "proposed model and classical CMF approaches on an", + "type": "text" + } + ], + "index": 53 + }, + { + "bbox": [ + 306, + 429, + 542, + 441 + ], + "spans": [ + { + "bbox": [ + 306, + 429, + 432, + 441 + ], + "score": 1.0, + "content": "artificial data. We sample", + "type": "text" + }, + { + "bbox": [ + 432, + 431, + 443, + 438 + ], + "score": 0.89, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 444, + 429, + 542, + 441 + ], + "score": 1.0, + "content": "binary matrices that", + "type": "text" + } + ], + "index": 54 + }, + { + "bbox": [ + 305, + 440, + 543, + 453 + ], + "spans": [ + { + "bbox": [ + 305, + 440, + 383, + 453 + ], + "score": 1.0, + "content": "form a cycle over", + "type": "text" + }, + { + "bbox": [ + 383, + 443, + 394, + 450 + ], + "score": 0.91, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 394, + 440, + 481, + 453 + ], + "score": 1.0, + "content": "entity sets (of sizes", + "type": "text" + }, + { + "bbox": [ + 482, + 443, + 522, + 451 + ], + "score": 0.78, + "content": "1 0 0 - 1 5 0", + "type": "inline_equation" + }, + { + "bbox": [ + 523, + 440, + 543, + 453 + ], + "score": 1.0, + "content": "), so", + "type": "text" + } + ], + "index": 55 + }, + { + "bbox": [ + 305, + 452, + 542, + 465 + ], + "spans": [ + { + "bbox": [ + 305, + 452, + 542, + 465 + ], + "score": 1.0, + "content": "that the first matrix is between the entity sets 1 and 2,", + "type": "text" + } + ], + "index": 56 + }, + { + "bbox": [ + 306, + 465, + 542, + 476 + ], + "spans": [ + { + "bbox": [ + 306, + 465, + 542, + 476 + ], + "score": 1.0, + "content": "the second between the entity sets 2 and 3, and finally", + "type": "text" + } + ], + "index": 57 + }, + { + "bbox": [ + 305, + 477, + 542, + 488 + ], + "spans": [ + { + "bbox": [ + 305, + 477, + 428, + 488 + ], + "score": 1.0, + "content": "the last one is between the", + "type": "text" + }, + { + "bbox": [ + 429, + 479, + 440, + 486 + ], + "score": 0.91, + "content": "M", + "type": "inline_equation" + }, + { + "bbox": [ + 440, + 477, + 542, + 488 + ], + "score": 1.0, + "content": "-th and first entity set.", + "type": "text" + } + ], + "index": 58 + }, + { + "bbox": [ + 306, + 488, + 543, + 500 + ], + "spans": [ + { + "bbox": [ + 306, + 488, + 543, + 500 + ], + "score": 1.0, + "content": "We generate datasets that have 5 factors shared by all", + "type": "text" + } + ], + "index": 59 + }, + { + "bbox": [ + 306, + 501, + 542, + 512 + ], + "spans": [ + { + "bbox": [ + 306, + 501, + 542, + 512 + ], + "score": 1.0, + "content": "matrices plus two factors of low-rank noise specific to", + "type": "text" + } + ], + "index": 60 + }, + { + "bbox": [ + 306, + 513, + 542, + 524 + ], + "spans": [ + { + "bbox": [ + 306, + 513, + 432, + 524 + ], + "score": 1.0, + "content": "each matrix. This results in", + "type": "text" + }, + { + "bbox": [ + 432, + 515, + 465, + 523 + ], + "score": 0.92, + "content": "5 + 2 M", + "type": "inline_equation" + }, + { + "bbox": [ + 465, + 513, + 542, + 524 + ], + "score": 1.0, + "content": "true factors, and", + "type": "text" + } + ], + "index": 61 + }, + { + "bbox": [ + 306, + 524, + 542, + 536 + ], + "spans": [ + { + "bbox": [ + 306, + 524, + 415, + 536 + ], + "score": 1.0, + "content": "we learn the models with", + "type": "text" + }, + { + "bbox": [ + 416, + 527, + 451, + 535 + ], + "score": 0.91, + "content": "1 0 + 2 M", + "type": "inline_equation" + }, + { + "bbox": [ + 451, + 524, + 542, + 536 + ], + "score": 1.0, + "content": "factors, letting ARD", + "type": "text" + } + ], + "index": 62 + }, + { + "bbox": [ + 305, + 537, + 419, + 548 + ], + "spans": [ + { + "bbox": [ + 305, + 537, + 419, + 548 + ], + "score": 1.0, + "content": "prune out the extra ones.", + "type": "text" + } + ], + "index": 63 + } + ], + "index": 57.5, + "bbox_fs": [ + 305, + 405, + 543, + 548 + ] + }, + { + "type": "text", + "bbox": [ + 307, + 554, + 541, + 637 + ], + "lines": [ + { + "bbox": [ + 305, + 554, + 542, + 567 + ], + "spans": [ + { + "bbox": [ + 305, + 554, + 542, + 567 + ], + "score": 1.0, + "content": "Figure 3 (left) shows the accuracy in predicting the", + "type": "text" + } + ], + "index": 64 + }, + { + "bbox": [ + 306, + 565, + 542, + 578 + ], + "spans": [ + { + "bbox": [ + 306, + 565, + 542, + 578 + ], + "score": 1.0, + "content": "missing entries (40% of all) for gCMF as well as a stan-", + "type": "text" + } + ], + "index": 65 + }, + { + "bbox": [ + 305, + 578, + 542, + 590 + ], + "spans": [ + { + "bbox": [ + 305, + 578, + 542, + 590 + ], + "score": 1.0, + "content": "dard CMF model. For both models we show the re-", + "type": "text" + } + ], + "index": 66 + }, + { + "bbox": [ + 306, + 590, + 541, + 602 + ], + "spans": [ + { + "bbox": [ + 306, + 590, + 541, + 602 + ], + "score": 1.0, + "content": "sults for both (incorrect) Gaussian and Bernoulli like-", + "type": "text" + } + ], + "index": 67 + }, + { + "bbox": [ + 305, + 601, + 541, + 614 + ], + "spans": [ + { + "bbox": [ + 305, + 601, + 541, + 614 + ], + "score": 1.0, + "content": "lihoods. The experiment verifies the expected results:", + "type": "text" + } + ], + "index": 68 + }, + { + "bbox": [ + 305, + 613, + 543, + 627 + ], + "spans": [ + { + "bbox": [ + 305, + 613, + 543, + 627 + ], + "score": 1.0, + "content": "Using the correct likelihood improves the accuracy, as", + "type": "text" + } + ], + "index": 69 + }, + { + "bbox": [ + 306, + 626, + 505, + 638 + ], + "spans": [ + { + "bbox": [ + 306, + 626, + 505, + 638 + ], + "score": 1.0, + "content": "does correctly modeling private noise factors.", + "type": "text" + } + ], + "index": 70 + } + ], + "index": 67, + "bbox_fs": [ + 305, + 554, + 543, + 638 + ] + }, + { + "type": "text", + "bbox": [ + 307, + 644, + 541, + 716 + ], + "lines": [ + { + "bbox": [ + 306, + 644, + 542, + 656 + ], + "spans": [ + { + "bbox": [ + 306, + 644, + 542, + 656 + ], + "score": 1.0, + "content": "We use the same setup to illustrate the importance", + "type": "text" + } + ], + "index": 71 + }, + { + "bbox": [ + 306, + 656, + 542, + 667 + ], + "spans": [ + { + "bbox": [ + 306, + 656, + 542, + 667 + ], + "score": 1.0, + "content": "of using variational approximation for inference, this", + "type": "text" + } + ], + "index": 72 + }, + { + "bbox": [ + 306, + 668, + 542, + 679 + ], + "spans": [ + { + "bbox": [ + 306, + 668, + 542, + 679 + ], + "score": 1.0, + "content": "time with Gaussian noise and entity set sizes between", + "type": "text" + } + ], + "index": 73 + }, + { + "bbox": [ + 307, + 679, + 542, + 691 + ], + "spans": [ + { + "bbox": [ + 307, + 683, + 341, + 691 + ], + "score": 0.87, + "content": "4 0 - 8 0", + "type": "inline_equation" + }, + { + "bbox": [ + 342, + 679, + 542, + 691 + ], + "score": 1.0, + "content": ". 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In total we hence", + "type": "text", + "cross_page": true + } + ], + "index": 0 + }, + { + "bbox": [ + 52, + 78, + 291, + 91 + ], + "spans": [ + { + "bbox": [ + 52, + 78, + 291, + 91 + ], + "score": 1.0, + "content": "need to run the MAP variant more than 200 times", + "type": "text", + "cross_page": true + } + ], + "index": 1 + }, + { + "bbox": [ + 53, + 91, + 290, + 103 + ], + "spans": [ + { + "bbox": [ + 53, + 91, + 290, + 103 + ], + "score": 1.0, + "content": "to get the result, in contrast to the single run of the", + "type": "text", + "cross_page": true + } + ], + "index": 2 + }, + { + "bbox": [ + 52, + 100, + 291, + 118 + ], + "spans": [ + { + "bbox": [ + 52, + 100, + 222, + 118 + ], + "score": 1.0, + "content": "VB algorithm with vague priors using", + "type": "text", + "cross_page": true + }, + { + "bbox": [ + 223, + 105, + 247, + 113 + ], + "score": 0.91, + "content": "1 0 ^ { - 1 0 }", + "type": "inline_equation", + "cross_page": true + }, + { + "bbox": [ + 248, + 100, + 291, + 118 + ], + "score": 1.0, + "content": "for every", + "type": "text", + "cross_page": true + } + ], + "index": 3 + }, + { + "bbox": [ + 51, + 114, + 291, + 129 + ], + "spans": [ + { + "bbox": [ + 51, + 114, + 291, + 129 + ], + "score": 1.0, + "content": "parameter. Figure 3 (right) shows that despite heavy", + "type": "text", + "cross_page": true + } + ], + "index": 4 + }, + { + "bbox": [ + 53, + 127, + 291, + 139 + ], + "spans": [ + { + "bbox": [ + 53, + 127, + 291, + 139 + ], + "score": 1.0, + "content": "cross-validation the MAP setup is always worse and", + "type": "text", + "cross_page": true + } + ], + "index": 5 + }, + { + "bbox": [ + 53, + 139, + 291, + 151 + ], + "spans": [ + { + "bbox": [ + 53, + 139, + 291, + 151 + ], + "score": 1.0, + "content": "the gap gets bigger for more complex setups. 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For MAP", + "type": "text" + } + ], + "index": 9 + }, + { + "bbox": [ + 54, + 187, + 291, + 199 + ], + "spans": [ + { + "bbox": [ + 54, + 187, + 291, + 199 + ], + "score": 1.0, + "content": "using the same hyper-priors for all matrices neces-", + "type": "text" + } + ], + "index": 10 + }, + { + "bbox": [ + 53, + 199, + 290, + 211 + ], + "spans": [ + { + "bbox": [ + 53, + 199, + 290, + 211 + ], + "score": 1.0, + "content": "sarily becomes a compromise for matrices of different", + "type": "text" + } + ], + "index": 11 + }, + { + "bbox": [ + 53, + 211, + 290, + 223 + ], + "spans": [ + { + "bbox": [ + 53, + 211, + 290, + 223 + ], + "score": 1.0, + "content": "scales, whereas validating separate scales for each ma-", + "type": "text" + } + ], + "index": 12 + }, + { + "bbox": [ + 54, + 223, + 289, + 235 + ], + "spans": [ + { + "bbox": [ + 54, + 223, + 289, + 235 + ], + "score": 1.0, + "content": "trix would be completely infeasible (requiring valida-", + "type": "text" + } + ], + "index": 13 + }, + { + "bbox": [ + 53, + 234, + 172, + 247 + ], + "spans": [ + { + "bbox": [ + 53, + 234, + 96, + 247 + ], + "score": 1.0, + "content": "tion over", + "type": "text" + }, + { + "bbox": [ + 96, + 237, + 112, + 245 + ], + "score": 0.9, + "content": "2 M", + "type": "inline_equation" + }, + { + "bbox": [ + 113, + 234, + 172, + 247 + ], + "score": 1.0, + "content": "parameters).", + "type": "text" + } + ], + "index": 14 + } + ], + "index": 7 + }, + { + "type": "title", + "bbox": [ + 56, + 260, + 236, + 272 + ], + "lines": [ + { + "bbox": [ + 53, + 258, + 237, + 274 + ], + "spans": [ + { + "bbox": [ + 53, + 258, + 237, + 274 + ], + "score": 1.0, + "content": "7.2. 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The samples", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 53, + 315, + 290, + 326 + ], + "spans": [ + { + "bbox": [ + 53, + 315, + 290, + 326 + ], + "score": 1.0, + "content": "are 40 patients with breast cancer, and the two views", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 53, + 326, + 290, + 338 + ], + "spans": [ + { + "bbox": [ + 53, + 326, + 290, + 338 + ], + "score": 1.0, + "content": "correspond to high-throughput measurements of ex-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 53, + 338, + 290, + 351 + ], + "spans": [ + { + "bbox": [ + 53, + 338, + 290, + 351 + ], + "score": 1.0, + "content": "pression and copy number alteration for 4287 genes.", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 53, + 350, + 289, + 362 + ], + "spans": [ + { + "bbox": [ + 53, + 350, + 289, + 362 + ], + "score": 1.0, + "content": "We compare the models in the task of predicting ran-", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 54, + 362, + 290, + 374 + ], + "spans": [ + { + "bbox": [ + 54, + 362, + 290, + 374 + ], + "score": 1.0, + "content": "dom missing entries in both views, as a function of the", + "type": "text" + } + ], + "index": 23 + }, + { + "bbox": [ + 53, + 374, + 175, + 386 + ], + "spans": [ + { + "bbox": [ + 53, + 374, + 175, + 386 + ], + "score": 1.0, + "content": "proportion of missing data.", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 20 + }, + { + "type": "text", + "bbox": [ + 55, + 392, + 289, + 596 + ], + "lines": [ + { + "bbox": [ + 54, + 391, + 290, + 405 + ], + "spans": [ + { + "bbox": [ + 54, + 391, + 290, + 405 + ], + "score": 1.0, + "content": "The multi-view methods use the data as such, whereas", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 54, + 403, + 290, + 416 + ], + "spans": [ + { + "bbox": [ + 54, + 403, + 204, + 416 + ], + "score": 1.0, + "content": "the CMF variants also use a third", + "type": "text" + }, + { + "bbox": [ + 204, + 407, + 235, + 415 + ], + "score": 0.94, + "content": "d _ { 2 } \\times d _ { 3 }", + "type": "inline_equation" + }, + { + "bbox": [ + 235, + 403, + 290, + 416 + ], + "score": 1.0, + "content": "matrix that", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 53, + 416, + 290, + 428 + ], + "spans": [ + { + "bbox": [ + 53, + 416, + 290, + 428 + ], + "score": 1.0, + "content": "encodes the proximity of the genes in the two views.", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 51, + 425, + 290, + 445 + ], + "spans": [ + { + "bbox": [ + 51, + 425, + 210, + 445 + ], + "score": 1.0, + "content": "It is a binary matrix such that x(3)i,j", + "type": "text" + }, + { + "bbox": [ + 207, + 426, + 290, + 442 + ], + "score": 1.0, + "content": "is one with proba-", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 54, + 442, + 291, + 454 + ], + "spans": [ + { + "bbox": [ + 54, + 442, + 79, + 454 + ], + "score": 1.0, + "content": "bility", + "type": "text" + }, + { + "bbox": [ + 80, + 443, + 140, + 454 + ], + "score": 0.93, + "content": "\\mathrm { e x p } ( - | l _ { i } - l _ { j } | )", + "type": "inline_equation" + }, + { + "bbox": [ + 140, + 442, + 173, + 454 + ], + "score": 1.0, + "content": ", where", + "type": "text" + }, + { + "bbox": [ + 173, + 444, + 180, + 453 + ], + "score": 0.92, + "content": "l _ { i }", + "type": "inline_equation" + }, + { + "bbox": [ + 180, + 442, + 291, + 454 + ], + "score": 1.0, + "content": "is the chromosomal loca-", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 53, + 453, + 291, + 465 + ], + "spans": [ + { + "bbox": [ + 53, + 453, + 131, + 465 + ], + "score": 1.0, + "content": "tion measured in", + "type": "text" + }, + { + "bbox": [ + 131, + 455, + 145, + 463 + ], + "score": 0.89, + "content": "1 0 ^ { 7 }", + "type": "inline_equation" + }, + { + "bbox": [ + 146, + 453, + 291, + 465 + ], + "score": 1.0, + "content": "basepairs. 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The importance of", + "type": "text" + } + ], + "index": 38 + }, + { + "bbox": [ + 53, + 559, + 291, + 574 + ], + "spans": [ + { + "bbox": [ + 53, + 559, + 291, + 574 + ], + "score": 1.0, + "content": "the private factors is seen also in CCA outperforming", + "type": "text" + } + ], + "index": 39 + }, + { + "bbox": [ + 53, + 572, + 290, + 586 + ], + "spans": [ + { + "bbox": [ + 53, + 572, + 290, + 586 + ], + "score": 1.0, + "content": "PCA, whereas CMF and CCA are roughly as accurate;", + "type": "text" + } + ], + "index": 40 + }, + { + "bbox": [ + 53, + 585, + 245, + 597 + ], + "spans": [ + { + "bbox": [ + 53, + 585, + 245, + 597 + ], + "score": 1.0, + "content": "both include one of the strenghts of gCMF.", + "type": "text" + } + ], + "index": 41 + } + ], + "index": 33 + }, + { + "type": "text", + "bbox": [ + 55, + 603, + 289, + 710 + ], + "lines": [ + { + "bbox": [ + 54, + 603, + 290, + 614 + ], + "spans": [ + { + "bbox": [ + 54, + 603, + 290, + 614 + ], + "score": 1.0, + "content": "In another example we model images of faces taken in", + "type": "text" + } + ], + "index": 42 + }, + { + "bbox": [ + 54, + 615, + 290, + 626 + ], + "spans": [ + { + "bbox": [ + 54, + 615, + 290, + 626 + ], + "score": 1.0, + "content": "two alternative lighting conditions, but from the same", + "type": "text" + } + ], + "index": 43 + }, + { + "bbox": [ + 54, + 627, + 290, + 638 + ], + "spans": [ + { + "bbox": [ + 54, + 627, + 290, + 638 + ], + "score": 1.0, + "content": "viewing angle. 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We see that for very narrow and very wide", + "type": "text" + } + ], + "index": 89 + }, + { + "bbox": [ + 306, + 590, + 542, + 601 + ], + "spans": [ + { + "bbox": [ + 306, + 590, + 542, + 601 + ], + "score": 1.0, + "content": "neighborhoods the CMF approach reverts back to the", + "type": "text" + } + ], + "index": 90 + }, + { + "bbox": [ + 306, + 602, + 541, + 613 + ], + "spans": [ + { + "bbox": [ + 306, + 602, + 541, + 613 + ], + "score": 1.0, + "content": "classical multi-view model, since the extra view con-", + "type": "text" + } + ], + "index": 91 + }, + { + "bbox": [ + 305, + 614, + 541, + 626 + ], + "spans": [ + { + "bbox": [ + 305, + 614, + 541, + 626 + ], + "score": 1.0, + "content": "sists almost completely of zeros or ones, respectively.", + "type": "text" + } + ], + "index": 92 + }, + { + "bbox": [ + 305, + 626, + 542, + 638 + ], + "spans": [ + { + "bbox": [ + 305, + 626, + 542, + 638 + ], + "score": 1.0, + "content": "For proper neighborhood relationships the accuracy in", + "type": "text" + } + ], + "index": 93 + }, + { + "bbox": [ + 305, + 638, + 541, + 650 + ], + "spans": [ + { + "bbox": [ + 305, + 638, + 541, + 650 + ], + "score": 1.0, + "content": "predicting the missing view is considerably improved.", + "type": "text" + } + ], + "index": 94 + } + ], + "index": 90.5 + }, + { + "type": "title", + "bbox": [ + 307, + 663, + 443, + 675 + ], + "lines": [ + { + "bbox": [ + 305, + 662, + 444, + 676 + ], + "spans": [ + { + "bbox": [ + 305, + 662, + 444, + 676 + ], + "score": 1.0, + "content": "7.3. 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We compare", + "type": "text" + } + ], + "index": 98 + } + ], + "index": 97, + "bbox_fs": [ + 305, + 680, + 542, + 718 + ] + } + ] + }, + { + "preproc_blocks": [ + { + "type": "text", + "bbox": [ + 54, + 74, + 541, + 151 + ], + "lines": [ + { + "bbox": [ + 54, + 74, + 543, + 87 + ], + "spans": [ + { + "bbox": [ + 54, + 74, + 543, + 87 + ], + "score": 1.0, + "content": "Table 1. RMSE for two recommender system setups, with boldface indicating the best results. The results for convex", + "type": "text" + } + ], + "index": 0 + }, + { + "bbox": [ + 52, + 84, + 543, + 98 + ], + "spans": [ + { + "bbox": [ + 52, + 84, + 543, + 98 + ], + "score": 1.0, + "content": "CMF (CCMF) are taken from Bouchard et al. (2013) for the best regularization parameter values. Our model provides", + "type": "text" + } + ], + "index": 1 + }, + { + "bbox": [ + 53, + 96, + 543, + 109 + ], + "spans": [ + { + "bbox": [ + 53, + 96, + 543, + 109 + ], + "score": 1.0, + "content": "comparable result without the bias terms, without needing any tuning for the parameters, and the bias terms helps", + "type": "text" + } + ], + "index": 2 + }, + { + "bbox": [ + 52, + 108, + 543, + 120 + ], + "spans": [ + { + "bbox": [ + 52, + 108, + 543, + 120 + ], + "score": 1.0, + "content": "considerably with the cold-start problem especially in MovieLens. Without bias terms gCMF also outperforms CMF for", + "type": "text" + } + ], + "index": 3 + }, + { + "bbox": [ + 52, + 118, + 543, + 131 + ], + "spans": [ + { + "bbox": [ + 52, + 118, + 543, + 131 + ], + "score": 1.0, + "content": "all cases, but with the bias terms the methods are practically identical for these data sets. This suggests these data sets", + "type": "text" + } + ], + "index": 4 + }, + { + "bbox": [ + 52, + 129, + 543, + 142 + ], + "spans": [ + { + "bbox": [ + 52, + 129, + 543, + 142 + ], + "score": 1.0, + "content": "do not have strong private structure that could not be modeled with the bias terms alone. It is important to note that", + "type": "text" + } + ], + "index": 5 + }, + { + "bbox": [ + 52, + 139, + 404, + 154 + ], + "spans": [ + { + "bbox": [ + 52, + 139, + 404, + 154 + ], + "score": 1.0, + "content": "allowing for the private factors never hurts; gCMF is always at least as good as CMF.", + "type": "text" + } + ], + "index": 6 + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 71, + 154, + 525, + 241 + ], + "blocks": [ + { + "type": "table_body", + "bbox": [ + 71, + 154, + 525, + 241 + ], + "group_id": 0, + "lines": [ + { + "bbox": [ + 71, + 154, + 525, + 241 + ], + "spans": [ + { + "bbox": [ + 71, + 154, + 525, + 241 + ], + "score": 0.978, + "html": "
Data RelationMovieLens X1-CountFlickr
X1-BinaryX2-BinaryX3-BinaryX4-BinaryX5-Gaussian
CCMF (reg=10)1.05880.70710.24730.36610.23841.0033
CMF without bias1.05690.51200.23240.50930.21761.0092
CMF with bias0.94750.50000.23690.27890.21091.0033
gCMF without bias1.04180.50030.22910.50140.21671.0039
gCMF with bias0.94740.50000.23690.27890.21091.0033
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To our knowledge gCMF is", + "type": "text" + } + ], + "index": 15 + }, + { + "bbox": [ + 53, + 337, + 250, + 349 + ], + "spans": [ + { + "bbox": [ + 53, + 337, + 250, + 349 + ], + "score": 1.0, + "content": "the first CMF solution with such bias terms.", + "type": "text" + } + ], + "index": 16 + } + ], + "index": 13 + }, + { + "type": "text", + "bbox": [ + 55, + 356, + 289, + 438 + ], + "lines": [ + { + "bbox": [ + 53, + 354, + 290, + 368 + ], + "spans": [ + { + "bbox": [ + 53, + 354, + 290, + 368 + ], + "score": 1.0, + "content": "Both data sets have roughly 1 million observed entries,", + "type": "text" + } + ], + "index": 17 + }, + { + "bbox": [ + 54, + 367, + 291, + 380 + ], + "spans": [ + { + "bbox": [ + 54, + 367, + 291, + 380 + ], + "score": 1.0, + "content": "and our solutions were computed in a few minutes on a", + "type": "text" + } + ], + "index": 18 + }, + { + "bbox": [ + 53, + 379, + 290, + 392 + ], + "spans": [ + { + "bbox": [ + 53, + 379, + 290, + 392 + ], + "score": 1.0, + "content": "laptop. The total computation time is hence roughly", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 54, + 391, + 290, + 404 + ], + "spans": [ + { + "bbox": [ + 54, + 391, + 290, + 404 + ], + "score": 1.0, + "content": "comparable to the times Bouchard et al. (2013) re-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 53, + 403, + 290, + 416 + ], + "spans": [ + { + "bbox": [ + 53, + 403, + 290, + 416 + ], + "score": 1.0, + "content": "ported for CCMF using one choice of regularization pa-", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 52, + 415, + 290, + 428 + ], + "spans": [ + { + "bbox": [ + 52, + 415, + 290, + 428 + ], + "score": 1.0, + "content": "rameters. Full CCMF solution is considerably slower", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 53, + 427, + 204, + 439 + ], + "spans": [ + { + "bbox": [ + 53, + 427, + 204, + 439 + ], + "score": 1.0, + "content": "since it has to validate over them.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 20 + }, + { + "type": "title", + "bbox": [ + 55, + 455, + 153, + 468 + ], + "lines": [ + { + "bbox": [ + 53, + 454, + 154, + 471 + ], + "spans": [ + { + "bbox": [ + 53, + 454, + 154, + 471 + ], + "score": 1.0, + "content": "8. DISCUSSION", + "type": "text" + } + ], + "index": 24 + } + ], + "index": 24 + }, + { + "type": "text", + "bbox": [ + 55, + 475, + 289, + 583 + ], + "lines": [ + { + "bbox": [ + 54, + 475, + 289, + 487 + ], + "spans": [ + { + "bbox": [ + 54, + 475, + 289, + 487 + ], + "score": 1.0, + "content": "Collective matrix factorization is a very general tech-", + "type": "text" + } + ], + "index": 25 + }, + { + "bbox": [ + 54, + 487, + 290, + 499 + ], + "spans": [ + { + "bbox": [ + 54, + 487, + 290, + 499 + ], + "score": 1.0, + "content": "nique for revealing low-rank representations for arbi-", + "type": "text" + } + ], + "index": 26 + }, + { + "bbox": [ + 53, + 498, + 290, + 512 + ], + "spans": [ + { + "bbox": [ + 53, + 498, + 290, + 512 + ], + "score": 1.0, + "content": "trary matrix collections. However, the practical ap-", + "type": "text" + } + ], + "index": 27 + }, + { + "bbox": [ + 53, + 511, + 291, + 523 + ], + "spans": [ + { + "bbox": [ + 53, + 511, + 291, + 523 + ], + "score": 1.0, + "content": "plicability of earlier solutions has been limited since", + "type": "text" + } + ], + "index": 28 + }, + { + "bbox": [ + 53, + 523, + 290, + 535 + ], + "spans": [ + { + "bbox": [ + 53, + 523, + 290, + 535 + ], + "score": 1.0, + "content": "they implicitly assume all factors to be relevant for all", + "type": "text" + } + ], + "index": 29 + }, + { + "bbox": [ + 54, + 536, + 290, + 547 + ], + "spans": [ + { + "bbox": [ + 54, + 536, + 290, + 547 + ], + "score": 1.0, + "content": "matrices. Here we presented a general technique for", + "type": "text" + } + ], + "index": 30 + }, + { + "bbox": [ + 53, + 547, + 290, + 559 + ], + "spans": [ + { + "bbox": [ + 53, + 547, + 290, + 559 + ], + "score": 1.0, + "content": "avoiding this problem, by learning the CMF solution", + "type": "text" + } + ], + "index": 31 + }, + { + "bbox": [ + 53, + 559, + 290, + 572 + ], + "spans": [ + { + "bbox": [ + 53, + 559, + 290, + 572 + ], + "score": 1.0, + "content": "as symmetric factorization of a large square matrix", + "type": "text" + } + ], + "index": 32 + }, + { + "bbox": [ + 54, + 571, + 237, + 583 + ], + "spans": [ + { + "bbox": [ + 54, + 571, + 237, + 583 + ], + "score": 1.0, + "content": "while enforcing group-wise sparse factors.", + "type": "text" + } + ], + "index": 33 + } + ], + "index": 29 + }, + { + "type": "text", + "bbox": [ + 55, + 589, + 289, + 708 + ], + "lines": [ + { + "bbox": [ + 54, + 589, + 291, + 601 + ], + "spans": [ + { + "bbox": [ + 54, + 589, + 291, + 601 + ], + "score": 1.0, + "content": "While any algorithm aiming at such sparsity structure", + "type": "text" + } + ], + "index": 34 + }, + { + "bbox": [ + 54, + 601, + 290, + 613 + ], + "spans": [ + { + "bbox": [ + 54, + 601, + 290, + 613 + ], + "score": 1.0, + "content": "will provide shared and private factors for a CMF, the", + "type": "text" + } + ], + "index": 35 + }, + { + "bbox": [ + 54, + 613, + 290, + 624 + ], + "spans": [ + { + "bbox": [ + 54, + 613, + 290, + 624 + ], + "score": 1.0, + "content": "variational Bayesian solution presented in this work", + "type": "text" + } + ], + "index": 36 + }, + { + "bbox": [ + 53, + 625, + 290, + 636 + ], + "spans": [ + { + "bbox": [ + 53, + 625, + 290, + 636 + ], + "score": 1.0, + "content": "has some notable advantages. 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Tensor factoriza-", + "type": "text" + } + ], + "index": 49 + }, + { + "bbox": [ + 306, + 344, + 542, + 356 + ], + "spans": [ + { + "bbox": [ + 306, + 344, + 542, + 356 + ], + "score": 1.0, + "content": "tion methods alleviate this problem, as illustrated in", + "type": "text" + } + ], + "index": 50 + }, + { + "bbox": [ + 305, + 354, + 542, + 369 + ], + "spans": [ + { + "bbox": [ + 305, + 354, + 542, + 369 + ], + "score": 1.0, + "content": "the recent work on multi-relational data (Glorot et al.,", + "type": "text" + } + ], + "index": 51 + }, + { + "bbox": [ + 306, + 368, + 415, + 380 + ], + "spans": [ + { + "bbox": [ + 306, + 368, + 415, + 380 + ], + "score": 1.0, + "content": "2013; Chen et al., 2013).", + "type": "text" + } + ], + "index": 52 + } + ], + "index": 50 + }, + { + "type": "title", + "bbox": [ + 307, + 393, + 397, + 405 + ], + "lines": [ + { + "bbox": [ + 306, + 392, + 398, + 406 + ], + "spans": [ + { + "bbox": [ + 306, + 392, + 398, + 406 + ], + "score": 1.0, + "content": "Acknowledgments", + "type": "text" + } + ], + "index": 53 + } + ], + "index": 53 + }, + { + "type": "text", + "bbox": [ + 306, + 412, + 541, + 459 + ], + "lines": [ + { + "bbox": [ + 306, + 411, + 542, + 424 + ], + "spans": [ + { + "bbox": [ + 306, + 411, + 542, + 424 + ], + "score": 1.0, + "content": "We acknowledge support from the University Affairs", + "type": "text" + } + ], + "index": 54 + }, + { + "bbox": [ + 306, + 423, + 542, + 436 + ], + "spans": [ + { + "bbox": [ + 306, + 423, + 542, + 436 + ], + "score": 1.0, + "content": "Committee of the Xerox Foundation. 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In Proceed-", + "type": "text" + } + ], + "index": 60 + }, + { + "bbox": [ + 316, + 518, + 542, + 530 + ], + "spans": [ + { + "bbox": [ + 316, + 518, + 542, + 530 + ], + "score": 1.0, + "content": "ings of the 16th International Conference on Artifi-", + "type": "text" + } + ], + "index": 61 + }, + { + "bbox": [ + 317, + 529, + 542, + 541 + ], + "spans": [ + { + "bbox": [ + 317, + 529, + 542, + 541 + ], + "score": 1.0, + "content": "cial Intelligence and Statistics, volume 31 of JMLR", + "type": "text" + } + ], + "index": 62 + }, + { + "bbox": [ + 317, + 541, + 480, + 553 + ], + "spans": [ + { + "bbox": [ + 317, + 541, + 480, + 553 + ], + "score": 1.0, + "content": "W&CP, pages 144–152. 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Learning new facts from", + "type": "text" + } + ], + "index": 65 + }, + { + "bbox": [ + 315, + 585, + 542, + 596 + ], + "spans": [ + { + "bbox": [ + 315, + 585, + 542, + 596 + ], + "score": 1.0, + "content": "knowledge bases with neural tensor networks and", + "type": "text" + } + ], + "index": 66 + }, + { + "bbox": [ + 315, + 596, + 543, + 609 + ], + "spans": [ + { + "bbox": [ + 315, + 596, + 543, + 609 + ], + "score": 1.0, + "content": "semantic word vectors. 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Data RelationMovieLens X1-CountFlickr
X1-BinaryX2-BinaryX3-BinaryX4-BinaryX5-Gaussian
CCMF (reg=10)1.05880.70710.24730.36610.23841.0033
CMF without bias1.05690.51200.23240.50930.21761.0092
CMF with bias0.94750.50000.23690.27890.21091.0033
gCMF without bias1.04180.50030.22910.50140.21671.0039
gCMF with bias0.94740.50000.23690.27890.21091.0033
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The total computation time is hence roughly", + "type": "text" + } + ], + "index": 19 + }, + { + "bbox": [ + 54, + 391, + 290, + 404 + ], + "spans": [ + { + "bbox": [ + 54, + 391, + 290, + 404 + ], + "score": 1.0, + "content": "comparable to the times Bouchard et al. (2013) re-", + "type": "text" + } + ], + "index": 20 + }, + { + "bbox": [ + 53, + 403, + 290, + 416 + ], + "spans": [ + { + "bbox": [ + 53, + 403, + 290, + 416 + ], + "score": 1.0, + "content": "ported for CCMF using one choice of regularization pa-", + "type": "text" + } + ], + "index": 21 + }, + { + "bbox": [ + 52, + 415, + 290, + 428 + ], + "spans": [ + { + "bbox": [ + 52, + 415, + 290, + 428 + ], + "score": 1.0, + "content": "rameters. Full CCMF solution is considerably slower", + "type": "text" + } + ], + "index": 22 + }, + { + "bbox": [ + 53, + 427, + 204, + 439 + ], + "spans": [ + { + "bbox": [ + 53, + 427, + 204, + 439 + ], + "score": 1.0, + "content": "since it has to validate over them.", + "type": "text" + } + ], + "index": 23 + } + ], + "index": 20, + "bbox_fs": [ + 52, + 354, + 291, + 439 + ] + }, + { + "type": "title", + "bbox": [ + 55, + 455, + 153, + 468 + ], + "lines": [ + { + "bbox": [ + 53, + 454, + 154, + 471 + ], + "spans": [ + { + "bbox": [ + 53, + 454, + 154, + 471 + ], + "score": 1.0, + "content": "8. 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